:|;:;II;:;?x:;::; YALE DIVINITY SCHOOL LIBRARY Gift of Williston Walker American Historical Association THE SPIRITUAL FRANCISCANS DAVID SAVILLE MUZZEY, PH. D Hebert Baxter Adams Prize Essay, Awarded December, 1905 JTileto gotfc 1907 THE SPIRITUAL FRANCISCANS When an idea finds acceptance in the world, it clothes itself in forms available for it and adapted to it. Socialization means institutionalization. For if an idea is to have growth, it must adopt propagandism; and propagandism implies the equipment of missionaries, the establishment of posts and stations, the instruction of neophytes, the con trol of agents, the commission of tribunals — in a single word, organization. To a majority of converts to any religious ideal this course of development seems normal and desirable ; the index of the triumph of the ideal among men. But a minority have always deplored such adaptation and in stitutionalization as a weak compromise with the world, or even as a treasonable surrender of the pure ideal to those very powers of evil for whose destruction it was conceived. More over, the zealous minority, bound into a closer solidarity by the very fact of their minority, their puritanism heightened by persecution, have quite commonly developed the patho logical traits conseqxient upon the conviction of persecuted in nocence and impotent fidelity. They have appealed from the world to heaven, from time to eternity, from man to God. Their language has ceased to be a medium of human com merce, and has become an instrument of supernatural oracles. Their refuge has been in retreat, absorption, mysticism, proph ecy, ecstasy. Their fate, in so far as they have not been crushed by persecution, reconciled by persuasion, or sobered by compromise, has been a gradual weakening to final eu thanasia. The Franciscan zealots were such a minority. Their for tunes during the century from the death of Saint Francis of Assisi to the death of Pope John XXII form an important chapter of medieval history. For not only did they manifest in themselves all the traits of the righteous and persecuted minority — mysticism, asceticism, prophetism — but they also had a part to play in events of general significance for Europe. They were the occasion of deliberation of cardinals and princes, of the publication of solemn bulls and the decrees of ecclesiastical councils. They had a hand in the creation of popes and antipopes. They stood between a hostile curia and a Holy Roman Emperor. They won the favor of kingly courts. They formed centers of attraction for heretics of various types. Yet these remarkable enthusiasts have received but scant attention at the hands of the historians of the Church. Hardly any serious effort was made to discriminate and investigate the various groups of Franciscan zealots which appeared in the provinces of Italy and southern France until the Jesuit scholar Franz Ehrle in 1885 began his series of publications in the Archiv fur Literatur- und Eirchengeschichte, entitled, "Die Spdritualen, i'hr Verhaltniss zum l'Francitecanerorden und zu den Fraticellen, " "Zur Vorgeschichte des Concils von Vienne, " and "Petrus Johannis Olivi, sein Leben und seine Schriften. ' n As the titles show, Ehrle 's work was concerned primarily with the Spiritual Franciscans of the late thirteenth and the fourteenth centuries. The same year (1885) there appeared a trenchant critical analysis of the Franciscan order in the earlier years of the thirteenth century, by Karl Miiller,2 and the first volume of a series of careful publications of early Franciscan texts by the Minorite brothers of the College of Saint Bonaventura at Quaracchi, near Florence.3 These books marked rather than inaugurated the revival in the study of the Franciscan movement, which was stimulated by the celebration of the seven hundredth anniversary of the Poverello's birth (1882), and which has continued strong to the present time. Since the appearance in 1894 of Paul Sabatier's Vie de Saint Francois d'Assise, the literature of .the Franciscan re vival has been characterized by two tendencies : the first to ward the study of the earliest years of the order, and the ^Archiv fiir Literatur- und Kirchengeschichte (A. L. K. G.), vol. 1, pp. 508-569; vol. ii, pp. 108-164, 249-336, 353-416; vol. iii, pp. 1-196, 409-552, 553-623 ; vol. iv, pp. 1-201. -Die Anfange des Minoritenordens und der Bussbruderschaften, Frei burg, 1885. 'Analeeta Franeiscana, sive Chronica aliaque Documenta ad Historiam Minorum Spectantia, ed. Qttinzianus Hilller et al. ad Claras Aquas 1885 fig. ' second toward the separation of Franciscan scholars into two sharply defined groups — Sabatier 's followers and Sabatier 's opponents.4 In the intense polemics over the early years of the order, the history of the later development of the Spiritual party has been unduly neglected. Even Ehrle 's magnificent contribution has lain unused and almost unread, except for the gleaning of some quotations from Angelo da Clarino's Historia Tribulacionum as proof texts in the controversies over the origins of the order.5 The object of this essay is to give a survey of the Spiritual Franciscans through the entire first century of the order, from the death of Saint Francis to the days of Pope John XXII. For logical purposes I shall neglect the chronological ordor, taking as a starting point an event just in the middle of the period under survey and working both backward and forward therefrom. At the chapter-general of the order held at Narbonne in 1260, the minister-general, Bonaventura, was commissioned to write the legend o,f Saint Francis.6 The chapter at Pisa three years later solemnly approved the work ; while the next chapter, held at Paris under Bonaventura 's presidency in 1266, published the following significant decree: Item prae- cipit generate Capitulum per oboedientiam quod omnes le- gendae de beato Francisco olim factae deleantur; et ubi in- venire poterunt extra ordinem ipsas fratres studeant amovere, cum ilia legenda quae facta est per Generalem sit compilata prout ipse habuit ab ore Morum qui cum beato Francisco quasi semper fuerunt et cuncta certitudinaliter sciverint.7 'The most determined opponents of Sabatier have been the Bollandist Van Ortroy and Faloei-Pulignani, editor of the Miscellanea Franeis cana. The chief question at issue has been the authenticity and date of certain documents purporting to come from Francis' immediate disci ples. A statement of the case for and against Sabatier's "school" would need more space than a. foot-note can afford. See Bibliographical Note, Appendix III. 5Mr. H. C. Lea in his History of the Inquisition of the Middle Ages, (vol. iii), has used Ehrle's writings for his short chapter on "The Spiri tual Franciscans." 'Legenda Sancti Francisea, Bonaventura auctore. Acta Sanctorum, Oct., torn, ii, 3, 1. 'Found in a manuscript of sermons at Gubbio, and published by Einaldi in the preface to his edition of the Vita Secunda 8. Francisci by Thomas of Celano, 1806. Luke Wadding, the annalist of the Order, knew of the decree suppressing the legends prior to Bonaventura's, but he wrongly attributed it to the chapter of Pisa. He says: Vtram- que historiam, obtulit (Bonaventura) triennio post m comtiis Pisanis That this decree was not simply a guileless, disinterested measure "to secure liturgical harmony," as Van Ortroy con tends (Analecta Bollandiana XVIII, 1899), but was part of a policy to have done with the dangerous influence of the party which stood for a return to the early purity and sim plicity of the order, is shown by the fact that the same chap ter of Narbonne drew up the official catalogue of the Consti tutions of the order, and prescribed in the first rubric of the same that all other existing Constitutions should be de stroyed.8 The moment of Bonaventura 's accession to the generalship of the order was a critical one. His predecessor, John of Parma (1247-1257), had been a pronounced patron of the strict party, himself a man of stern ascetic piety.9 Under his generalate the party had dared to assert itself in pro phetic writings which breathed a tone of hostility to the Roman Church, and to hail the dawn of a new era of the Spirit, in which the "true Franciscans" (themselves, nat urally) should rule. The great order was seriously compro mised in the eyes of the Roman court. The time had come to put a stop to the ravings of fanatics. Bonaventura, though he was himself a mystic10 and keenly alive to the worldliness which had crept in among the brothers,11 nevertheless did not hesitate an instant when it was a question of saving the reputation of the order in the eyes of the great Catholic Church. In the chapter of Citta della Pieve he proceeded with such severity against the "fanatics" that even the saintly John of Parma himself was condemned, and would fratribus ordinis quas. . .suppressis aliis quibttsque legendis admiserunt. Wadding, Annales Minorum, 2d ed. Fonseca, Rome, 1731 ffg., ad ami. 1260, No. 18. sSee Ehrle's original discussion of the subject in the A. L. K. G., vol. vi, Die alteste Redaction der Generalconstitutionen des Framciscaneror- dens. "For the opposition of the "lax" Franciscans to John of Parma see Wadding's Tacitean passage, ad ami. 1256, No. l:Hinc seeretum murmur, frequentia conciliabitla. dcinde constans in hominem conspiratio quae eoitsque prorupit ut de multis accusarent virum probum apud Pontifi- cem. 10See his works, the Breviloquium and the Itinerarium Mentis in Deum, ed. Hefele, Tubingen, 1861. Thomas Davidson has declared the latter work, "a complete manual of mysticism." "Bonaventura says of the abuses in the Order: licet tepidis et inde- votis et secundum carnem sapientibus . . . quasi facilia et eoocusabilia et irmnediabilia videantur. Opera 8. Bonaventurae, Epist. I (Quaracchi vol. iii. pp. 468-9). hardly have escaped prison had it not been for the timely in tervention of his friend, the cardinal Ottobonus Fliseus, later Pope Hadrian V.12 How well the decree of the Parisian chapter of 1266 suc ceeded in retiring the earlier legends of Saint Francis is strikingly shown by the embarrassment of the Spiritual party a few decades later. Angelo da Clarino and his followers knew that the Poverello had "communicated many things to his companions and the earliest brethren, ' ' which had been lost in consequence of Bonaventura 's decree.13 They were there fore limited to a few meager documents like the cedulae and rotuli of Brother Leo in the conduct of their case against the lax majority of the order. Moreover, the early Rules, in which Saint Francis had expressed his own will for his order, were superseded by the emasculated, official Rule, which was approved by the pope in 1223 (regula bullata). The earlier biographers1* mention the several Rules which the saint composed, but from Bonaventura 's day these Rules fell into oblivion, and were (like the early legends) lost to the Spirituals of the fourteenth century.15 The crusade of the opening years of Bonaventura 's gen- eralate against the Franciscan writings which could become 12Historia Septem Tribulacionum Ordinis Minorum, by Angelo da Olarino; Ehrle in A. L. K. G., vol. ii, pp. 285-6 (ci^ed below as Hist. Trib.). iaCommunicaverat enim sanctus Franciscus plurima sociis suis et fratribus antiquis, que oblivione tradita sunt, turn quia que scripta erant in legenda prima. . .deleta et destructa sunt ipso (Bonaventura) jubente. Hist. Trib. folio 326. Ehrle, A. L. K. G., vol. ii, pp. 265-6. ^Legenda Trium Sociorum, 35, 57; Vita Secunda, auctore Celano, 3, 68; 3, 110. 15See Sabatier, Speculum Perfectionis, seu 8. Francisci Assisiensis Legenda Antiquissima, Paris, 1898, Introduction, pp. lix-lx. In insisting on the fact that the use of the primitive Rule (1210-1221) by the author of the Speculum Perfectionis places the composition of the leg end in the early part of the thirteenth century, Sabatier remarks : A partir de Bonaventure, la rdgle primitive tombe dans I'oubli. Les Franciscaims spirituels du commencement du XIV si&ele ne songerent pas a Ven tirer. But Van Ortroy in 1902 found in the library of Saint Isidor a manuscript containing the "Declaration of the Rule of Angelo da Clarino," showing that the early Rule was known to this prominent Spiritual of the fourteenth century. Lemmens in his recent edition of the Opuscula sancti Patris Francisci Assisiensis (Quaracchi, 1904) attacks Sabatier's position, as if it were taken after Van Ortroy's dis covery ( p. 165 ) . To this Sabatier very justly replies in the tenth fascicule of the Opuscules de Critique historique (Paris, 1904) : Me pardonnera-t-on si je rtfponds que n'etant ni prophete ni m4me devin, il m'aurait etd difficile de tenir compte en 1898 d'une oeuvre signaUe pour la premiere fois le 15 Octobre, 1902? (p. 122). 8 dangerous weapons in the hands of the Spiritual party, though not accompanied by cruel persecutions like those under Boniface VIII and Clement V, nor attended by the dramatic scenes of the long struggle of the party against the implaca ble John XXII, nevertheless was the very chief crisis in the history of the order. It marked the consummation of the policy begun by Gregory IX in his famous bull, Quo elongati saeculo, namely, the subordination of the order to the Roman curia. Until Bonaventura 's time the strict minority, al though a party of protest, and subject to some persecution, were not schismatists. They had seen the order growing worldly and rich, building fine churches and competing for chairs of learning in the universities. They had seen it bind ing itself in closer and closer obligation to the pope, by the acceptance of various concessions and exemptions. They hoped still, however, for reform in this present age and for the continuance of the order, under the guidance of spirit ually minded leaders, in the path of obedience to the Rule and Testament of Saint Francis.16 When John of Parma was elected to the generalate a prayer of thanksgiving went up from the hearts of the patient saints, and the impetuous Brother Giles saluted the new chief with the cry of plaintive triumph: Bene et opportune venisti, f rater, sed tarde venisti." Their rejoicing was cut short however. John of Parma was not strong enough to sustain the attacks of the lax majority inspired by Rome. He was accused of insubordina tion, presumptuousness, and heresy; 1S and at the chapter of Ara Coeli in Rome (February, 1257) he was compelled by the pope to resign.19 10See the account of the seventy-two brothers who came on an em bassy to Innocent IV in the time of Crescentius (1244) to plead for the reform of the Order. Hist. Trib. 29a, Ehrle, loc. cit. Angelo dig nifies this protest by the name of "schism," which seems to me a premature use of the word. '"Socii s. Francisci qui tunc supereeant lactabantur et gaudebant, quia in ipso (John of Parma) s. Franciscmn in spiritu resurrect urn cemc- bant, Qratia agimus iibi, Domine, dicebant, quia recordatus es nostri . . Hist. Trib. 31, Ehrle, loc. cit. cf. Wadding, add aim. 1247, No. 4: Vir sanctus . . .cuius electio pacem ordini restituit. "See above, note 9. Charges at length in Wadding, ad ann. 1256 No. 2. "There is a dispute among the early historians of the Order whether John of Parma resigned voluntarily or under pressure from the pope. Angelo (Hist. Trib. 34b), Bernard of Bessa (Ehrle, in Zeitschrift fiir katholische Theologie, vii, 343), Salimbene (Chronica, ed. Parma, Therewith the hopes of the zealots for the realization of their ideals in the present age and in the order at large were rudely shattered. They drew farther and farther apart from the lax majority, and took refuge in the mystical interpreta tion of Scripture and in apocalyptic hopes. Under the leader ship of that obscure genius, Petrus Johannis Olivi in Pro vence, and of Ubertino da Casale, Liberato, and Angelo da Clarino in Italy, they established strong centers for the pro mulgation of the ascetic-apocalyptic ideas of the Abbot Joachim of Flora, and brought upon themselves the bitter persecution of the heads of the order. Even the hunted vic tims of the Inquisition, the sly Cathari and the meek Wal denses, were less halteful to the great community of the Minorites than were these puritanical separatists. "Never was meat sold dearer in a butcher's shop than the price 'your flesh would bring," said the inquisitor Thomas of Aversa to Brother Liberato, who was injudiciously tarrying in his dis trict.20 The history of the persecution of the zealots in Provence, Tuscany, Umbria, the Mark of Ancona, and the Kingdom of Naples, in the years from the Council of Lyons (1274) to the death of John XXII (1334), forms a stirring chapter of medieval history. We may say, then, that the generalate of Bonaventura marks the dividing line between the two periods in the history of the Spiritual Franciscans: the first period extending from the early protests in the order to the deposition of John of Parma and the measures of Bona ventura for the suppression of the literature inspired by the zealous companion of Saint Francis; the second period ex tending from the Council of Lyons to the extinction of the schismatists by John XXII. The recovery of pieces of literature which antedate the of ficial legend of Bonaventura has been, until the last genera tion, only occasional. Luke Wadding, the classic historiogra- 1857, p. 137), and Wadding (loc* cit.) support the former view. On the other hand, the author of the Chronica XXIV Generalium reports a certain legend of Peregrinus de Bononia as authority for the enforced resignation: Et ego, inquit, in capitulo fui mediator inter ipsum et ministros, et hoc habui ex ore cius. H. Denifle, in A. L. K. G., vol. i, p. 147. Perhaps Peregrinus' legend was one of those lost after 1266. "Et conversus ad fratrem Liberatum dixit : Non potest exprimi lingua quantum fratres Minores aversus te odium conceperunt. Et ego, si voluissem te vendere, nunquam alicuius animalis carnes fuerunt ita care vendita in macello. Hist. Trib. 54b. 10 pher of the order, and an indefatigable collector of manu scripts, used a number of such pieces in his monumental Annates Fratrum Minorum (Antwerp, 1625 ffg.). But Wad ding was neither exact in the description nor careful in the preservation of his sources. The BoUandist Suyskens,21 in the eighteenth century, published along with Bonaventura 's two earlier legends of the Poverello : one written by Thomas of Celano at Pope Gregory IX 's bidding, in 1228-922; the other, by three companions of Saint Francis, Brothers Leo, Angelo, and Rufinus.23 A third step in the recovery of the early legends was the publication by Father Rinaldi at Rome in 1806 of Thomas of Celano 's Vita Secunda s. Francisci.24 From 1806 no advance was made in the study of the sources of the Franciscan movement until recent years, when Ehrle, Miiller, Sabatier, Van Ortroy, Little, Mandonnet, and other scholars have contributed important documents and critical articles to early Franciscan history. Doubtless such literature as is now recovered and printed is only a meager scrap of what was written in the early years of the order, and what may still, in great abundance, be await ing discovery — especially in the monasteries of the Low Countries and northern Germany, because there they were furthest from the hands of the censor.25 We have not hints alone, but proof positive, that there was a lively literary activity in the order before the middle of the thirteenth century. In the first place, the closing words of the endorsement of the Vita Prima by Thomas of Celano con- '-'Acta Sanctorum, Oct.. torn, ii, pp. 683-723, 723-742. A new edition of the legend of Celano, published by H. G. Rosedale. London, 1904. (See notice of same in Biographical Note, Appendix 111.) ~'M. S. Latin 3817 [Alcove] of the Bibliotlieque nationale of Paris: Apud Perusium felix dominus papa firegorius nonus. secundo pontifieis sui anno, quint o Kal. Martii (Feb. 25. 1229) legcndam hanc recepit et cciiKiiil fore tenendum. The last three words indicate that even as early as 1229 there were competing legends of the saint. "Legenda Trium Sociorum. Acta Sanctorum, Oct., torn, ii, pp. 723- 742. 2i8eraphici Viri s. Francisci Assisiensis Vitae duae, Rome, 1806. The Second Life was written at the invitation of the General Crescentius 1246-7. See Prologue I: Placit robis . . . pervitati nostrae injungere, etc. . . For new developments in the criticism of this legend see Ap pendix 111. "M. Sabatier has. already begun the search among the convent li braries of Belgium, but thus far with little success, d cause de la mauvaise grace rencontrie dans les convents, as he writes me in a recent letter. 11 tain strong suggestion that there were conflicting interpreta tions of the life of Saint Francis as early as the year 1229 (see note 22). Secondly, when the legend just mentioned be came impracticable as the official legend of the order, on ac count of the disgrace and defection of Brother Elias, the chapter of Genoa (1244) issued a general invitation to the Minorites to write down whatever they knew of the life of Saint Francis, and submit it to the General Crescentius for the compilation of a new legend.26 Thirdly, the only piece of writing that has come down to us as a result of the solicita tion of the chapter of Genoa, the Legenda Trium Sociorum (note 23), is only a fragment. It recounts the early life, the conversion and the ministry of the Saint, down to the year 1220, in great detail (chs. 1-67) ; then it skips the years of quarrel between the zealots and the party of Elias, and ends with a hasty notice of the death and canonization of Saint Francis (chs. 68-73). It promises in the Prologue to relate the miracles as well as the conversation of the Saint, but there is no trace of miracles in the legend as we have it.27 Now all this points to an activity of parties in the earlier decades of the Franciscan movement, far different from the atmosphere of monotonous miracles which envelops Bona ventura 's official legend. We find the ascetic "companions" of the Saint, Bernard of Quintevalle, Leo, Angelo, Rufinus, Masseo, Giles — men who receive no mention at all in the legends of Celano and Bonaventura — in decided opposition to the measures introduced by Elias for the popularization of the order. Their norm of conduct was the Rule of Saint Francis sine glossa, which Gregory IX in his bull Quo elongati (1230) "interpreted" in such manner as to exclude the laxer party from obeying its spirit, while they observed all the 26Glassberger's Cronica, ad ann, 1244, in Analecta Franciscana, Quaracchi, vol. ii, p. 68 (1889). 27There have been two notable attempts at the reconstruction of the Legenda Trium Sociorum within the past seven years. In 1899 two Roman Minorites, Marcellino da Civezza ana Teofilo Domenichelli, pub lished what they claimed to be the complete text of the legend, re translated into Latin from the publication by Melchiorri (1856) of an old Italian translation made by Achille Muzio di San Severino in the year 1577. The author believes this translation to have been made from a. manuscript of the thirteenth century. Of M. Sabatier's dis covery and publication of the Speculum Perfectionis, in 1898, as the basis of. the Legend, I shall speak presently in the text of this essay. Sabatier, as recently as March, 1903, recovered fifteen new chapters of the Legenda Trium Sociorum. See Bibliographical Note, Appen dix III. 12 while its letter.-8 Their gospel was the Testament, of Saint Francis, Which the same bull of Gregory IX declared not binding on the order at large, on the irrelevant ground that a minister-general could not bind his successors — as if Saint Francis' relation to the order were analogous to that of John Parenti or Elias!29 Their manifesto was a legend (or several legends) whose contents were mutilated and whose circulation was suppressed by ministerial authority.30 M. Sabatier, in a magnificent piece of critical sifting of a sixteenth century source, has recovered what he claims to be the oldest version of the legend, or group of legends, of Saint Francis, compiled by Brother Leo in 1227 as a protest against the incipient extravagance of Brother Elias and 'his follow ers.31 It was immediately recognized by scholars of all shades of opinion that the document published by Sabatier was of great importance for the history of the order. A spirited controversy is still being waged over it by the champions of the Conventual Franciscans, on the one side, and M. Sabatier, with a few sympathetic helpers, on the other. M. Sabatier has met the attacks of the orthodox Franciscans with patient respect, and replied to them with scrupulous honesty of scholarship (cf. La Revue Historique, vol. 75, pp. 61-101). He zbThe Spiritual Franciscans of the fourteenth century looked back with indignant protest on this "betrayal" of the trust of St. Francis. Ubertino da Casale, in his Arbor Vitae CrucipZxi a mystical work pub lished in 1305, says: Est stupor quare quacritur expositio super lit- teram (the Rule of Saint Francis) sic a pert am. v, 3. 29 Ad mandalum Mud vos dicimus non teneri...cum non habeat imperium par in parent ( ! ) . Bull, Quo elongati, 1230. a"Thia statement refers to Bonaventura's decree of 1266. But M. Sabatier ingeniously suggests that even the Vita Secunda of (1246) may have been planned with the same end in view. He thinks Celano was chosen by Gregory IX as a sort of chairman of a com mittee to sift and order the material brought in, in response to the invitation of the chapter of Genoa (note 26), and to destroy the "dangerous" portions. Critical Study of the Sources in Appendix to the Life of St. Francis of Assisi, Eng. tr., p. 386. The view is not sup ported by suflicient evidence for unreserved acceptance; but it is a very tempting hypothesis. See Appendix III. ^Speculum Perfectionis, seu s. Francisci Assisiensis Legenda An- tiquissima, auetore Fratre Leone. Paris. Fischbacher, 1898. In hunt ing for the lost chapters of the Legenda Trium Sociorum, Sabatier analyzed the Speculum Vitae s. Francisci, published at Venice, 1504. Separating from this very uneven composite work some chapters 'on the Fioretti, bits of St. Francis' own works, and comments on the Indul gence of the Portiuncula, Sabatier reduced his source to 118 homogene ous chapters which he believed to be a very early legend of the Saint The Speculum Perfectionis (Cod. Mazarinus, 1743) was found to con tain 124 chapters, of which 116 correspond to Sabatier's 118 (!) 13 may have yielded rather hastily, in his enthusiasm, to the temptation of declaring, with too little qualification, the time and motive of the composition of the document,32 but he has shown beyond reasonable doubt that the Speculum Perfec tionis is built up, in its present shape, on the earliest and most valuable legendary material of the Saint that we possess (sayings of early companions, cedulae and rotuli of Brothers Leo and Angelo, etc.). It is the elder brother of the Legenda Trium Sociorum, completing that valuable but frag1- mentary source in just the respect most needed — the portrayal of the religious and social ideas of Saint Francis. The Spec ulum Perfectionis (or its ancestor) may have been suppressed by Elias, just as the most valuable part of the Legenda Trium Sociorum was suppressed by Crescentius (see note 30). We may therefore follow the line back from Bonaventura, through the group of writings called out by the invitation of the chapter of Genoa, to the earliest legends of Thomas of Celano and Brother Leo : Legends op the Zealots Official Legends Rotuli and Cedulae of Brother Leo, I Celano, by as original of the Speculum Perfectionis, order of Gregory IX (1227) and Legenda Vetus (1229) I I Legenda Trium Sociorum,' by II Celano, by order of Leo, Rufinus, and Angelo (1246) on invi- ^» > Crescentiu3 (1247) tation of Chapter of Genoa (1244) (revision of Leg. Trium Soc.t) Legend of Bonaventura, 1261 (Wiitten by, oi der of Chapter of Narbonne, 1260, approved, 1263, made official, 1266) In addition to the early legends, we have one very valu able source for the history of the Franciscan zealots both be fore and after Bonaventura's time in the works of an Italian Spiritual of the fourteenth century, Angelo da Clarino. His Epistola Excusatoria, presented to Pope John XXII in 1317, and his Historia Septem Tribulacionum Ordinis Minorum, written about 1330, are both apologies for the orthodoxy and orderliness of the Spiritual party in the midst of persecution 32See Bibliographical Note, Appendix III. 14 through its whole existence.33 The first four of the Tribula tions deal with the years anterior to the Parisian decree of 1266. The picture which we get from all these sources of the early history of the brothers of the stricter observance of the Rule and Testament of Saint Francis is that of a protesting minority rather than a revolting faction. They have not yet thought of a separate order, but only of a purified order. They have not developed a theology; for their whole creed has been obedience to the ideal of poverty as pursued by their master. They have endured persecution, not because they boldly advanced to champion new heresies, but because they refused to drift with the tide of prosperity and accept the standard of life prescribed for them by the pope and his advisers. Wherever we open the story of the early persecu tions we find the same tale; the zealots protest against the violence and extravagance of Elias and are shut up in prison34 ; they make up a committee of seventy-two to carry their complaints of Crescentius' mismanagement of the order to the pope, but are anticipated by the machinations of Bona- dies, and sent in pairs into distant exile33 ; they rally to the support of John of Parma, but only to see their champion de posed and escaping by a hair's breadth the prisoner's cell.38 It was a prolonged moral struggle37 for supremacy between the party of accommodation to prevailing ecclesiastical stand ards, and the party of uncompromising fidelity to the lofty ideal of self-abandonment and self -emptying which was set up by the Poverello. The party of accommodation won when they overthrew John of Parma, and they clinched their vic tory by the Parisian decree of 1266. 83Both published by Ehrle in A. L. K. G.. vols, i and ii (except the first two Tribulations) . Dollinger's text in the Beitrrige zur Sektcngc- schichte des Mittelalters, Munich, 1890, ii, pp. 417-427, is very unsatis factory; whole pages are wanting. s4Subject of the second Tribulation. Outlined only in Angelo da Clarino's Hist. Trib., Ehrle A. L. K. G. ii, 120. ""Subject of the third Tribulation. A. L. K. G. ii, 250-271. "Subject of the fourth Tribulation. A. L. K. G. ii, 271-289. "'Even the first Tribulation (1220-1220) is described by Angelo as secretum schismn ct magna dissentio, Ehrle, loc. cit. 15 II The history of the Spiritual party under the successors of Bonaventura presents a considerable contrast to that of the early zealpts. It is a story of schism and rebellion in the order, of compromising relations with heretical sects, and of warfare with the Roman curia. We have to do here with sev eral quite distinct groups of zealots in Provence, Umbria,' Tus cany, the Mark of Ancona, Sicily, and Naples, which were not bound together organically or even intimately associated with each other. Strict observance of the Rule of Saint Francis was the only common bond of these groups. On the questions of attitude to the pope, of obedience to the heads of the order, of purity of Catholic doctrine, there was con siderable diversity. It is necessary, therefore, to treat dis tinctly the various groups of zealots after Bonaventura 's time. Our primary source here again is the Historia Tribula cionum of Angelo da Clarino, which grows more extensive and explicit as it approaches the fourteenth century, and deals with events in the author's own memory. Furthermore, we have the works of Petrus Johannis Olivi, the chief of the Provencal group of zealots, and the dossier of the proceed ings against Olivi and his followers at the Council of Vienne (1310-1312) ; voluminous bulls and constitutions of Pope John XXII, directed against the refractory brothers of Provence and Italy; and the documents relating to the quarrel be tween John XXII and the schismatic Michaelists.38 The va rious chronicles and annals of the order (especially Wad ding's) have saved us many scattered notices of the Spirituals not found in the continuous sources. We shall now follow the fortunes of the Spiritual Francis cans in their various groups from the close of Bonaventura 's generalate (1274) to the extinction of the schismatic Parfils- ser, who deserted the pope for Lewis, the "cursed Bavarian." M01ivi's writings are published, together with a sketch of his life. by Ehrle in A. L. K. G., vol. iii, pp. 409-540. The documents of the tribunal of Clement V are in the same author's Zur Vorgeschichte .des Concils von Vienne, ib. II, 353-374, iii, 1-196. John XXII's decretals in Extravagantes Johannis, Corpus Juris Canoniei, Friedberg, 1881, vol. ii. The documents relating to the quarrel over poverty, in Karl Miiller's Der Kampf Ludwigs des Baiern mit der rbmischen Curie, Tubingen, 1879. 16 A THE SPIRITUALS OF THE MARK OF ANCONA "While the council (of 1274) was being celebrated at Lyons, a rumor arose among the brothers in Italy, and espe cially in the province of the Mark of Ancona, that the pope wished to force the Minorites and the Brothers Preachers to receive possessions and hold them in their own right. This news was received with various comments among the brothers, some of them deploring the fact that the pope should conceive such a plan, 'others maintaining that the brothers at laige would live more comfortably and peaceably by accepting the decree, and that innumerable scruples would be lifted from their hearts.39 The discussion of the matter waxed warm, threatening to divide the brothers into two irreconcilable camps. One party strenuously maintained that the pope had a right to ordain such a statute, and that it was every brother's duty to obey. Their opponents said (and not so wisely) that the pope had no right to change a statute which was revealed by God,40 confirmed by the pontiffs before him,*1 and recommended by the lives of the Apostles. The dispute grew more violent, till finally the men who were for obedience to the pope above all else clamored for proceedings against S8The Rule of St. Francis contained the express prohibition: Unde nullus fratrum, ubicumque sit et quocumque vadat, aliquo modo tollat nee reeipiat nee recipi faciat pecuniam, aut denarios . . . quia non de- bemus maiorem utilitatem habere et refutare in pecunia et de- narUs quam in lapidibus. Regula (1221) cap. 8. As the Order grew, however, and funds became necessary for the maintenance of churches and convents, Gregory IX (at the instigation of Elias?) in the bull Quo Elongati (1230) virtually abrogated this provision of the Rule by providing agents (nuncii) who should receive and manage all moneys donated to the Order. The brothers' hands were still kept from the contaminating touch of the denarii, but the flimsy subterfuge must have seemed a mockery of honor to the few who wished to ob serve the Poverello's commands. "It was the claim of St. Francis that his Rule was not the work of human wisdom, but a revelation from God. When Pope Honorius III, in 1221, attempted to get him to modify some of its provisions, he replied: Pater sancte, ego ista verba in regula non posui, sed Christus MS. Laurenttana, Codex XX. Compare the words of St. Francis in his Testament: Nemo mihi ostendit quid deberem facere, sed Altissimus ipse mihi revelavit. Wadding, ad ann. 1226, No. 35. "E.g. Pope Innocent IV's bull Ordinem Vestrun, 1245 17 their opponents by a diligent inquisition, to force them to re tract their erroneous opinions. ' '42 Such is Wadding's account, taken almost literally from Angelo da Clarino,43 of the beginning of the systematic perse cution of the Spiritual Franciscans. The "rumor" which gave occasion to the rebellious stand of the Italian zealots proved baseless44; but was enough to kindle to a flame the smouldering fires of protest in the souls of the faithful broth ers who lived in the mountain-girt convents of the Mark of Ancona.45 Angelo da Clarino himself was one of these broth ers, and his chronicle here takes on the completeness, the vividness, the accuracy of the man who is writing of what he has experienced among his closest friends and compatriots. It would be difficult to find in the whole literature of the medieval church a tale more varied and exciting than that of the persecution of these Spirituals of the Mark of Ancona. The inquisition demanded by the papal party was estab lished, and some of the most influential zealots, remaining ob stinate in their single attachment to the Rule of Saint Francis, were committed to prison. A reign of terror was instituted. Criticism of the acts of terror was interdicted on pain of fresh torture. The chiefs of the party (Angelo, Liberato, Thomas of Tollentius) were kept in prison until the election of Raymundus Gaufridi as minister-general in 1289. Gau- fridi was in thorough sympathy with the zealots.46 He liber ated the imprisoned men, and, at their own urgent request, "Wadding, ad ann. 1275, No. 68. The fascinating story of the whole movement has been published by Ehrle in the A. L. K. G., vol. ii, pp. 301-327. My indebtedness to Ehrle appears on every page of this essay. aHist. Trib. fol. 48b. Ehrle, loc. cit. "It may have started from an extreme interpretation of the twenty- third decree of the Council of Lyons (Mansi, xxiv, 97) ; quod nulla religio mulierum sustineatur nisi habeat unde possit sustentari in domo sine mendicitate et discursu. "We have ample proof that the aggressive party of zealots in the Mark of Ancona antedated by more than twenty years the Council of Lyons. The Cronica XXIV Generalium informs us anent the election of Crescentius (1244): Hie generalis senex ingressus est or- dinem . . . qui parum post foetus minister Marchie invenit in ordine unam seetam fratrum non ambulantium secundum Evangelii veritatem (sic I), qui se meliores aliis existimabant . However, we have no notice of the "sect" till after the Council of Lyons. "Like John of Parma, Gaufridi was obliged to resign (1295) by the pope (Boniface VIII). He later began the defence of the Spirituals before Clement Vs tribunal (1310), but died before the case was fin ished. IS sent them on a mission to King Haiton of Armenia, far from the persecution of the jealous brothers of the laxer observ ance.47 But hatred followed them even beyond the seas. The brothers of the province of Syria (one of Saint Francis' earliest conquests) compelled their minister to send a "slan derous letter" to the King of Armenia and to the Minorites in his realm, in which the little group of missionaries were ac cused of apostasy, schism, and heresy. The noble king refused to be prejudiced against his visitors, but the hatred of the Syrian brothers became so keen that Liberato and his group deemed it best to return to Italy and seek exculpation and protection from the minister-general of the order. The ani mus of the Italian brothers against them was intense. When Liberato and Angelo sought a resting-place in their own prov ince of the Mark, until they could get an audience with the general, they were rudely repulsed by the vicar of, the prov ince, who declared that he would ' ' rather receive and shelter a band of fornicators in his province than these two men."48 In less than a year after the return of the missionaries from Armenia, however, an event happened which suddenly raised the zealots from a position of precarious vagrancy to one of secure power. The papal conclave, after two years of wrang ling between the creatures of the French king, led by the Colonnas, and the Italian "patriots," led by the Orsini, in a transport of apparent reconciliation, chose for the supreme lord of Christendom a decrepit eremite monk, Peter of Morro. The splendid train of cardinals and archbishops filed up the steep mountain side of the Abruzzi to his lowly hermitage, and hailed the unwilling monk as the successor of Saint Peter. Resistance was vain; and the hermit came down to Rome as Pope Celestin V. It was all a sham and a pageant. Celestin V was only a pawn in the game played by the astute Cardinal Benedetto Gaetani to keep the Colonnas out of power. In a few months another move was made on the chess-board of Italian politics. The pawn was sacrificed. "Persuaded" by Gaetani to resign — an act unprecedented in the history of the papacy — the poor "When Gaufridi was told why the zealots were in prison he ex claimed, Vtiuniu omucs nos et totvs ordo talis cri minis noxa tcnerctur ' Hist. Trib., 50a. --— "Hist.' Trib., fol. 52b. . ,--i»), "Raymond most unfairly connects the Franciscan zealots with the old heretical sects of JNicolaitans and Manicheans as well as with the recent Apostolicians and Waldensians, in this part of the Index 29 With this brief notice of the sources, let us proceed to the history of the Provencal Spirituals. The tendency of the apologists for the party of the stricter observance is to carry the party as a well-defined sect back into the days of Saint Francis himself. As we have seen above, however, in spite of such manifestos as the Speculum Perfectionis, it was not until the middle of the thirteenth century that the viri spiri- tuales began to be distinguished as a sect within the order. The generalate of the zealous John of Parma (1247-1257) was naturally a period of rapid incubation of their ideas. It was then that the hope for the reform of the order from within flourished ; and the Joachitic prophecy of a new stage of religion, in which the viri spirituales should be God's in struments in the conversion of the whole earth, was revived, retouched to fit the Franciscan order, wilfully misinterpreted in certain points, and launched against the Church of the day in a volume which created more commotion than any other book of the thirteenth century : namely, the Introductorius in Evangelium Aeternum, published by the Franciscan Gerhard de Borgo San Donino at Paris, in 1254. The book was ex hibited in the parvis of Notre Dame, so that all who ran might read.82 Brought to the notice of Pope Alexander IV by the Parisian theologians, who were hostile to the Francis cans on account of a dispute of several years' standing over professorial chairs, the work of Gerhard was investigated by a papal commission of three cardinals, sitting at Anagni, and condemned as heretical, Oct. 23, 1255.83 The Introductorius, though written by a Franciscan zealot, was by no means a manifesto of the Franciscans (as Reuter tried to prove it), even of those Franciscans who cherished the prophetic views B2It is mentioned by Jean de Meung in the Roman de la Rose (verses 11204 ffg.) as "Ung livre de par le grant diable, Dit l'Evangile pardurable ..." ^The tempting subject of the relation of the Introductorius to the Evangelium Alternum of Joachim of Flora, "the abbot gifted with prophetic soul," is not germain to this essay. Joachim has been interest ingly treated by Renan (Reveu des Deux Mondes, 1886, vol. 64), Preger (Kgl. Bair. Gesellschaft der Wissenschaft, Munich, 1874), Tocco (L'Eresia nel Medio Evo, Florence, 1884), and Reuter (Geschichte der religiosen Aufkldrung im Mittelalter, 1875) ; but best of all by Denifle (in A. L. K. G. i, pp. 49-145), who not only discusses with great acu men the relation of the Introductorius to Joachim, but prints the full text of the protocol of the commission of Anagni, by which the work was condemned. 30 of Joachim of Flora. Salimbene, for example, was a confessed Joachite; and yet he speaks of Gerhard's work in scathing terms of censure,84 and witnesses to its baneful effects on the order.85 Furthermore, the terms of Alexander IV 's condem nation make clear that he did not hold the order, or any con siderable part of it, responsible for Gerhard's impudent book.86 The episode served to bring the question of the Joachitic prophecies into the foreground, however; and their influence was discovered to be so potent among the Provencals that the provincial Council of Aries (1262 or later) saw fit to condemn the writings of the Calabrian abbot en bloc.S7 The next fact in the history of the Spirituals was the Coun cil of Lyons (1274), with its determined attitude of hostility to the multiplying groups of vagrant mendicants, who, under the palladium of the Franciscan name, were defying the orders of the Lateran Council of 1215. We have already seen how an exaggerated rumor of the purposes of this council started the movement in Italy which resulted in the revolt of the Spirituals of the Mark of Ancona and the ultimate schism of the "Poor Hermits of Celestin" from the order. In Provence the influence of the council against the Spirituals was more than balanced by the contemporaneous emergence of Petrus Johannis Olivi as the leader of the zealots. Olivi, born in 1247, and educated at the University of Paris, had entered the order (convent of Beziersl in the year 1260, the fatal year of the Joachitic prophecies. He im mediately distinguished himself by his speculative and exe- getical writings. In 1278 he was called to account for some unorthodox sentences in a book on the Virgin Mary, and on "Excogitavii fatuitatem componendo libellum. et divulgavit stulti- tiam suam propalando ipsum ignorantibus fratribus. Mult as falsitates contra doctrinam abbatis Joachim scripsit. Salimbene, Cronica, ed. Parma, 1857, pp. 102-233. ^'Occasione istius libelli improperatum fnit oraini et Parisius et alibi, ib. p. 102. '"Quod dicti (Minores) nullum ex hoc opprobrium nulla m que in- famiam incurrerc raleant . .ct obloquitores et armitli non possint exinclc mimrre contra i/isos matcriam (Ictrahcnfli. Letter of Innocent to the Archbishop of Paris, D'Argentrfi, Coll. Judic. i, 166. "The Council condemned the libri Concordantium ct alii libri joachit- ici qui a majoribus nostris usque ad tempora manserunt intacti, utpote la-Mantes apud quosdam religiosos in angulis et a nostris doc- tonbus indiscussi. Mansi, Hist. Cone, xxii, 1001. Salimbene has an amusing account of a prior arbor behind the convent. --.„.._ »""<»i, uw». vimv. i_aji, xvvi. oaim amusing account of a prior reading his forbidden Joachim in a "rane 31 the order of Minister-General Hieronymus Ascoli (afterward Pope Nicholas IV) he burned the book.88 His ascetic wri tings, which Wadding says were even then inviting a schism in the order,89 seem not to have been noticed until the chapter- general of 1282, assembled at Strassburg, accused him of "publishing a great deal hostile to the order at large."90 The Minister-General Bonogratia, at the behest of the chapter, went to Paris, and there summoned a commission of seven chief men of the order to examine the works of Olivi — a suggestion that those works had already reached a goodly bulk.91, The results of the commission were embodied in a scroll containing thirty-two passages of questionable ortho doxy, culled from all of Olivi 's works. The scroll was sup plemented by a letter (the famous Litterae septem Sigillorum) in which were twenty-two positive propositions submitted to Olivi for subscription. Olivi concurred in the judgment of his censors, and signed the letter of the seven seals, although he objected that the heads of the order were confusing their disciplinary powers with inquisitorial prerogatives. He justly complained in his apology, dated from Nimes in 1285, that the commission spoke with all the finality of assurance of the Roman pontiff or a general council.92 Olivi 's profession of faith satisfied the heads of the order for a time, apparently; for we find him appointed as lector in the convent of Santa Croce in Florence by the General Aquasparta (1287-89), a noted Conventualist93 ; and transferred by Aquasparta 's suc cessor Raymundus Gaufridi (1289-95) to the higher place of lector at Montpelier. It was about the time of Olivi 's transfer to Montpelier that the persecutions of the Spirituals ^Wadding, ad ami. 1278, Nos. 27, 28. Angelo, Hist. Trib. fol. 41b. "'Tendebat tunc alii in laxiorem vitam non secundum spiritum .... quibus Petrus sesc opposuit. Alii vero ei adhaerebant et vitam vene- rantes et doctrinam sequentes. Wadding, ad ann. 1278, No. 29. mAccusatus fuit Petrus quod plurima libere nimis contra communi- tatem ordinis frequenter proferret. ib. 1282, No. 2. "The source for the commission of inquisitors at Paris is mainly the Cronica XXIV Generalium, edited by the College of Saint Bonaventura, Quaracchi, vol. iii. Angelo fails us here completely. K4c si omnia ibidem (i.e. in the letter of the seven seals) contenta esset mera fides out autentica determinatio romani pontificis vel con- cilii generalis," says Olivi in his Apologia, published for the first time by Ehrle in A. L. K. G. iii, 418-421. It is a masterpiece of patient logic, enough alone to prove Olivi a born leader of thought. ""Aquasparta is contrasted by Dante (Paradiso, xii, 124) with Ubertino da Casale, the former as "fleeing," the latter as "tightening" the Rule of St. Francis. 32 of Provence began.94 At the next-following chapter-general of Paris (1292) Olivi appeared and argued for the strict ob servance of the Rule of Saint Francis, coupled with obedience to Rome and to the order— a counsel which may have been possible of observance in 1292, but was made impossible by popes like Boniface VIII and generals like John of Murro.95 Olivi again satisfied the order as to his obedience, and was left, for "all we know, to end his days in peace (March 14, 1298). We lose sight of the Spirituals of Provence from Olivi 's death until near the close of the first decade of the four teenth century. It is then that the followers of Olivi begin to stand out as a well-defined group. They had patiently borne the continuous persecution of the lax majority of the order for years, when, in the spring of 1309, Arnold of Villanuova, the physician of Charles II of Sicily, and a friend of the party of the strict observance, induced his royal master to write to the minister-general, demanding a cessa tion of the unjust persecutions in Provence, under threat of appeal to the pope.96 This letter, coupled with a petition to the burghers of Narbonne, had the effect of bringing the Provencal zealots before Clement V, who ordered Raymundus Gaufridi (the ex-minister-general), Guido of Mirepoix, Uber tino da Casale and others to draw up a statement of the abuses in the order which needed correction. At the same time he appointed a tribunal of three cardinals to hear and judge the case, and, since the Spirituals whom he had called upon to present their case were exposed to annoyance from the heads of the order, he issued the decretal Dudum ad Apostolatus (April 14, 1310), exempting the Spirituals from the jurisdiction of the order during the investigations.97 Ubertino 's indictment of the order was scathing. He de- "iCron. XXIV Generalinm, ad ann, 1290, copied by Wadding almost verbatim, ad ann. 1290, No. 11. "Raymond of Fronciacho in the Index mentioned above speaks of a letter of John of Murro in which mandat sectam fratris Petri Johannis exstingui et sectatorcs dispcrgi. A. L. K. G. iii, p. 15. Cf. Hist. Trib. fol. 47b. "'Tunc (after Ohvi's death) siluerunt, latuerunt el abstcntaverunt se ex Us plurimi (of Olivi's followers) rvinam gladii persequencium non ferrentes, fucrunlque sab pressura donee Deus per hominem ama- torem reritatis Reinrilduni de Villa Norn . . .regem induxit ad scriben- dum titteras efficaces generali ministro... Hist. Trib. fol. 59b. "Wadding, ad ann. 1310, No. 3. 33 tailed twenty-five abuses against the Rule of Saint Francis and ten more against Nicholas III 's decretal Exiit qui seminat (1279). He was feebly answered in a writing signed by Minister-General Gonsalvus, Alexander of Alexandria, Bonagratia of Bergamo and others. Refutation and counter- refutation followed, and the matter resolved itself into a literary debate between Raymond and Bonagratia, the volumi- nousness of which may be judged from the list of the titles of the pamphlets, preserved in Raymond of Fronciacho's In dex.9* ' The champions of the Spirituals demanded nothing more than the reformation of the order, but their opponents skil fully shifted the argument to the theological plane, making capital out of the earlier suspicions against the writings of Olivi (see note 88). They picked out eight points of heterodoxy (it had been thirty-four in 1283!) ; and when the Spirituals accused them of treachery to the ideals of Saint Francis, they replied by the counter-charge of rebellion against the orthodox faith. With these mutual recriminations the matter dragged on for two or three years, until Clement V in 1312 issued the bull Exivi de Paradiso, which was adopted as a canon of the Council of Vienne then sitting.99 The Exivi was promulgated as the final adjustment of the quarrel. As it stands, it contains terms very favorable to the Spirituals, proscribing the abuses and luxuries in the order which Uber tino had scored. But it does not, as Angelo da Clarino claims,100 allow the Spirituals to live apart, exempt from the discipline of the order. It is impossible that Clement V could have countenanced anything like schism in the order, though he may have ordered the dissenting brothers to be treated kindly until he finally remanded them (summer of 1313) to the full authority of the general and the ministers. Only a few of the zealots threatened schism, says Wadding, sub pallio zeli. They all finally came round to obedience and 9"A. L. K. G. ii, 17.26. "For the whole proceedings, see Wadding, ad ann. 1310, Nos. 1-8. The bull Exivi is printed in full in Melissanus de Macro's supplement to Wadding, ad ann. 1312. ™Hist. Trib. 65b, 66a. Lea thinks that the Exivi as it stands may be modified from its original tenor. He reminds us that the Canons of Clement V were delayed for revision and finally published by John XXII in 1317. "That they underwent changes in this process is more than probable,'' says Lea, Hist. Inq. of the Middle Ages, iii, p. 60. 34 some even did penance for their stubborn resistance : dies suos pie et laudabiliter in religione terminarunt.101 Considering the events of the years 1314-18, however, this view of Wad ding's appears rather roseate. Clement V's Exivi did not bring the desired harmony. The zealots were so tenacious of their case and so fully intrenched in popular favor in Provence, that Alexander of Alexandria, Gonsalvus' successor in the generalate (1313-14), thought it advisable, while holding to the letter of Clement V's Exivi, to allow the Spirituals the three convents of Narbonne, Beziers and Carcassonne, with the further indulgence that the prelates assigned to them Should be always "personae gratae.1"2 The experiment proved a signal failure. Alex ander died a few months after his grant, and during the long vacancy in the generalate (which coincided with the two years' vacancy in the papacy after Clement V's death) the convents at Narbonne and Beziers became rallying-places for malcontents. Wadding has a lively passage on the situation: "The chair of Saint Peter and the headship of the order of the Minorites being vacant for a long time, those brothers of the stricter observance whom a little while before Clement had brought back to the bosom of the order separated from their brothers with rash impatience, and one hundred and twenty of them, with the help of certain lay friends (Beg- hines) in Provence, ejected the prelates from the convents of Narbonne and Beziers. They were joined by many of the Franciscans of the stricter observance from other provinces.103 The citizens of Narbonne and Beziers supported them zeal ously, on account of their devotion to the memory of Petrus Johannis Olivi. "104 The interregnum in the order and the papacy was brought to an end in 1316 by the election of two men of uncompromis ing severity of character, Michael of Cesena and Pope John XXII. Both were determined in their respective offices, to ""Wadding, ad ami. 1312, No. 5. ™Volo inquit (Alexander), quod vobis dentur prelati, non displicibiles. Deposition of a brother of Narbonne. A. L. K. G. iii, 159. ,raln an earlier paragraph Wadding speaks of the' survivors of the dreadful persecution of Ue Italian Spirituals by Boniface VIII and John of Murro, who had fled to France to appeal to the pope. Mox ad- haeserunt aliis fratribus in regione Provincie quos viderunt sui zeli participes et a communitate ordinis recessisse. Ad ann 1307 No 4 104Wadding, ad ami. 1314, No. 8. ' 35 recover the authority which had been impaired by the long vacancy. Michael addressed the pope immediately on the subject of restoring unity in the order. He sent Raymond of Fronciacho (the author of the Index) and Bonagratia of Bergamo (the prosecutor at Vienne) to meet John XXII in consistory and to lay before him five petitions : first, that the Fraticelli be punished; second, that the brothers who had fled to Sicily105 be reduced to obedience ; third, that Ubertino da Casale be imprisoned ; fourth, that all appeals to the order be forbidden; and fifth that the Beghines be forbidden to assume the garb of the order and preach their heresies under cover of the Franciscan name.106 The petition thus called for the correction of the Spirituals and their allies throughout the whole zone of disturbance from Provence to Sicily. It was the word of a man who intended to finish with rebellion once for all. Angelo da Clarino, who was one of the brothers summoned to Avignon as a result of this petition, and whose Historia septem Tribulacionum, consequently, becomes again at this point a source of the first value, informs us that the petition was made up almost entirely of lies and slanders, and that "the supreme pontiff shuddered at the grievous evils, crimes, and heresies which the community set down to the ac count of the zealots.' '107 John XXII's response to the petition was immediate and cordial. He ordered King Frederick of Sicily to apprehend the fugitives in his kingdom, and commissioned Bertrand of Tour, provincial minister of Aquitaine, to force the rebellious brothers of Narbonne and Beziers to conformity and obedi ence.108 When the Provengal zealots refused to obey Ber trand 's orders, and presented to the pope a petition signed by forty members, John summoned them to Avignon within ten days, on pain of excommunication.109 "About the Feast of Pentecost," says Angelo, "sixty-four110 brothers from the con- 10!See next section (C) for the details concerning these brothers. mIndex of Raymond of Fronciacho, part iv, eh. 7. A. L. K. G. iii, 27. imHist. Trib. fol. 67a. 108A full account in Wadding (ad ann. 1317, Nos. 9-14) who, besides Angelo's source, had important papal documents from the rich archives of Avignon. imIndex of Raymond of Fronciacho, part iv, ch. 16. Letter of Cita tion in Wadding, ad ann. 1317, No. 11. 1MLea, loc. cit. iii, 70, says, "They set forth seventy-four in number," but the Hist. Trib. says sexaginta quattuor. 36 vents of Narbonne and Beziers came to the supreme pontiff. They did not turn in at the Franciscan convent, but, entering the town of Avignon, marched directly to the papal palace and stood all night before the doors, refusing to depart until the pontiff gave them audience." One of their number, Bernard Delicieux, a man of great modesty, astonishing learn ing, and irresistible eloquence, set forth their case before the pontiff and his cardinals in such circumspect and persuasive speech that his adversaries despaired of replying. It soon be came evident to the zealots that their case was prejudged, and that they had been summoned not to be heard in defence but to receive their sentence. Bernard and those who attempted to follow him were silenced on one flimsy pretext or another.111 Gaufridus de Cornone was the victim of an especially shame less piece of bullying by the pope. John was anxious to keep this eloquent saint from talking and, just as the latter was about to begin, interrupted him with the irrelevant remark, ' ' Brother Gaufridus, I wonder that you clamor for the strict observance of the Rule, when you own five gowns yourself. ' ' Gaufridus : ' ' Holy Father, you are deceived ; it is not true that I own five gowns, saving your reverence." John XXII : ' ' Then we lie, do we?" Gaufridus : ' ' Holy Father, I did not say, nor would I say that you lie; but I did and do say that I do not own five gowns. ' ' John XXII: "We order you to be arrested, till we see whether it be true or not that you own five gowns. ' ' No wonder that the rest of the deputation despaired of further audience and fell on their knees before the pontiff crying, "Justice, Holy Father, justice!"112 Their cry fell on deaf ears. The leaders were committed to prison, the rest remanded to their convents, there to wait, under strict over sight of their superiors, until the pope deliberated further, what to do with them. In a few days he ordered them to be subjected to an examination on the basis of his Constitution Quonmdam exegit caecitas (April 13, 1317), which confirmed "'¦Hist. Trib. fol. 68a. It is amusing to contrast with Angelo's laudation the description of Bernard in the Index of Raymond of Fronciacho. There he appears as a braggart and blasphemer who had been in jail three times and deserves to be there still. Part iv ch 18 A. L. K. G. iii, 29. "-Hist. Trib. fol. 69a. 37 to the general of the order absolute jurisdiction on the points of garments and granaries. Twenty-five brothers failed to satisfy the examiners, and were turned over to the inquisitors at Marseilles. Four continued "hardened" in the presence of the inquisitors, and were handed over to the secular arm. They were burned at the stake in Marseilles, May 7, 1318. 113 By the same inquisitorial sentence, it was forbidden on pain of excommunication to defend or countenance the errors of the Spirituals, or to have in one's possession any of the works of Olivi.114 The fires kindled at Marseilles were a signal for the ex termination of the Spiritualists throughout Provence. We hear of burnings at Narbonne, Montpelier, Toulouse, Lunel, Lodvere, Carcassonne, Cabestaing, Beziers, Montreal. ' Mos- heim tells us of a band of a hundred and thirteen Spirituals sacrificed at Carcassonne from 1318 to 1350. 115 Wadding tells us that the Franciscan inquisitors alone burned one hun dred and fourteen of the zealots in a single year (1323). 116 And Angelo compares the indiscriminate frenzy of the perse cutors to the fierceness of rabid dogs and wolves.117 The works of Olivi were condemned at the Pentecostal chapter of 1319 at Marseilles, and even the bones of many saints who had died uncondemned (though suspected), were cast out of their tombs.118 The result of the fierce persecutions was to stamp out the Spirituals in Provence. A few of the most radical of the party were driven into violent but unavailing ^Hist. Trib. fol. 69a. "AIndex of Raymond of Fronciacho, part iv, ch. 24. A. L. K. G. iii, 30. 11BMosheim, De Beghardis et Beguinabus, 1790, p. 499. ""Wadding, ad ann. 1317, No. 45. 'LL7Et ancusabant simpliciter gradientis pro maliciosis et oboedientes pro inoboedientibus et fideles et catholicos pro infidelibus et schis- maticis ymitantes canes et luppos rabidos, qui in rabiem conversi nihil aliud quam mordere appetunt et absque timore bestias et homines in- differenter invadunt. Hist. Trib. fol. 70b. That the Beghines were con fused with the Third Order of St. Francis, much to the detriment of the Franciscans, is shown by an examination of the Lib. Sent. Inq. Tolos, and Bernard of Gui's Practica, part v. Bernard in his Flores Chronicorum even says that the Beghines took their rise from Olivi's "Postil on the Apocalypse" ( Quoted by Ehrle in A. L. K. G. iii, 456 ) . The name Beghine seems to have been definitely fastened upon the suspected Franciscans at the provincial Council of Beziers in 1299. Mansi, Hist. Cone, xxiv, 1216. Compare Tocco's opinion: / Beguini non erano se non teriziarii francescani. L'Eresia nel medio Evo, p. 355. llsHist. Trib. fol. 69a. 3S schism. They revived the wildest interpretation of the wri tings of Joachim of Flora, and revelled in vaticinations of the fall of the carnal Church. John XXII, for the promulgation of the Quorundam exegit, became the Antichrist of the Apocalypse. The martyrs of Marseilles were honored by a special cult. Saint Francis was to return in the flesh and preside over the "holy" Church in the third and perfect age. Olivi 's writings were interpolated with passages from the prophecies of Joachim. Olivi himself was celebrated as the Enoch of the Third Age, the second Saint Paul, and even endowed with all the graces of the human Christ.119 A highly colored legendary account of Olivi 's death, the Transitus Sancti Patris, was made the hand-book of the party. They despised their brother Spirituals in Italy as cowardly op portunists,120 and predicted the speedy extinction of all sects but their own. They were the true Church, destined to en dure to the end of the world.121 In this extravagant sect the unreconciled Spirituals of Provence lost their social signifi cance, and sank into oblivion. 119See the trial of the "prophetess" Naprous Boneta, in Lea, iii, 82. ™At the time of the separation of the brothers of the Mark (1294), it had been the Provencal Spirituals who were the "moderates." Olivi wrote in 1295 to Conrad of Offida, reprimanding the Italian group for denying the legitimacy of Boniface VIII's accession io the papacy. 121Lib. Sent. Inq. Tolos. pp. 303, 305, 307, 310, 330. 39 THE TUSCAN SPIRITUALS While the great debate over the correction of abuses in the order was raging between Ubertino and Bonagratia in the presence of Clement V and the prelates attending the Council of Vienne, ' ' the brothers of Tuscany, seeing clearly the hatred of the Community against them, and knowing well that their own destruction was aimed at, took counsel with a certain holy and wise man named Martin, canon-regular of Siena, and decided upon flight. This brother Martin, hearing and to some extent seeing with his own eyes how violent the con duct of the Community was, said to the zealots, whose holy walk and conduct he had observed, ' Brothers, believe me, your enemies will drive you out of your convents. For they do not obey the authority of the Church, but flout it. If you were but three in number, you could still elect a general;' and I am ready to prove in the presence of the pope and all the cardinals that your secession from the Community is a sacred right, and that the election which you make is canonical and just.' The zealots had confidence in the advice of this wise man (who was, to be sure, ignorant of the effect of the course which he advised), and chose a general and other officers for themselves according to the Rule of Saint Francis — a pro ceeding which brought obloquy on them and on all their as sociates. Then the supreme pontiff and all the cardinals, even those who favored the earlier proposal,122 were greatly shocked, and were easily persuaded to believe all the evil reports circulated about the Spirituals. And although the latter sent an epistle to Clement V just before his death, pro testing that they were ready to obey him as dutiful children and to endure his correction, the letter never reached the pontiff, bcause the friends to whom it was entrusted did not dare to present it. The Tuscan zealots likewise sent mes sengers to Pope John XXII on the same errand, but the mes- 122This proposal (negotium) was the request of Ubertino that the Spirituals might be allowed to separate peacefully from the Community since reconciliation seemed hopeless. Clement's decision came in the summer of 1313 (see note 101). 40 seugers were seized and imprisoned by the Community and the message never reached its goal."123 The foregoing passage, inserted by Angelo da Clarino in his inadequate account of the proceedings of the Council of Vienne is almost all we know of the little group of Tuscan zealots, who impatiently broke away from the Community and fled to Sicily in the years 1312-14. Wadding tells us that a certain Jacobus da Tundo of Siena in his source for the knowledge of the Tuscan Spirituals,124 but, as no chronicler bearing such a name has been discovered, we are not much helped by the information. There is more suggestion in a few scattered notices in the writings of Ubertino da Casale, An gelo da Clarino, and Raymond of Fronciacho. Ubertino was doubtless the leader of the group of Tuscan Spirituals125; and had he not been temporarily absent, fighting their cause before the tribunal of Clement V, the revolt of 1312 would probably never have taken place. Ubertino tells us in his reply to the charges of Bonagratia against Olivi 's doctrines, how sorely the Brothers Minor in Tuscany had betrayed the ideal of Saint Francis. They had full cellars and granaries. They had amassed wealth and put it out at usury. They had even added dishonesty to avarice.126 The provocation of the zealots to revolt from such disloyal followers of Saint Francis was heightened by the persecution which they had to endure from hostile prelates. In a letter of Angelo da Clarino, writ ten from Avignon (1313) to his brother Spirituals in Italy, the hope is expressed that Pope Clement will be pleased to treat the prelates of Tuscany who are persecuting the Spiri tuals beyond endurance as he treated Bonagratia of Bergamo for the same offence in Provence.127 From Raymond of Fron ciacho we learn the names of the convents in which the Tuscan revolt took place: Carmignano (near Florence), Arezzo, and Ascanio (near Siena). Raymond, who we must remember lsaHis1. Trib. fol. 65a.l. '-'Wadding, ad ami. 1307, No. 4. wHic frater Vbertinus habitants in montc Alrcrnac provincic Tuscie. ""Item pecunia nomine oblacionis in pluribus locis provineie s. Fran cisci et aliquibus Tuscie recipitnr et diversae fraudes fiunt in missis novis. . .quoted T>y Ehrle, A. L. K. G. iii, 68. 137 1 am enim fratrem Bonagratiam adjudicavit perpetuo carceri et omnes prelatos de pronincia Prorincie tanquam excommunicatos ci- tavit, et speramus quod similiter faciet de prelatis Tuscie qui non ccs- sant in contemptum Dei el ecclesie sanetos fratres . . .vexare. MS. 41 was a determined foe of the Spirituals, says that the latter drove the Minorites of the Community out of their convents by sheer force. When overcome in arms, some of the Spiri tuals took refuge in private houses that were opened to them, while others (forty-nine in number) fled to Sicily, where King Frederick received them kindly. Clement V warned the rebels in two letters to desist from their schism, and When warning proved vain he commissioned the Archbishop of Genoa and the Bishops of Lucca and Bologna to suppress the recalcitrants. The Inquisition was established against them, and a second detachment took refuge in Sicily, where we hear of their organization by Henry of Ceva, a refugee from Boni face VIII's persecution. Forthwith a letter was dispatched from Avignon, signed by several cardinals, to the prelates of Sicily, warning them to crush out the schism by all means possible. John XXII followed the matter up, immediately after his election, by a letter to King Frederick in the same style.12S The formal and public condemnation of the Tuscan schismatics followed in the bull Gloriosam ecclesiam non habentem maculam nee rugam (Jan. 23, 1318). 129 In point of numbers and of subsequent influence this move ment of the Tuscan Spirituals is not of particular conse quence. It is significant chiefly for the rapidity with which the breach with the order was consummated. It gives us a singularly clear picture of the irreconcilable status and claims of the Community on the one hand and the Spirituals on the other. Furthermore, it is interesting as a most decisive step in the organization of the Fraticelli. Perhaps no other term in the whole vocabulary of medieval heresiology has been so loosely used as the word "Fraticelli." ' Lea in his History of the Inquisition of the Middle Ages , (iii, 158 ) , speaking of the zealots in Germany, says : ' ' Though we occasionally hear of Fraticelli in these regions, it is< rather as a convenient name employed by monkish chron- Strozziana (Florence) 63b. This MS. containing the letter just quoted and the Epistola Excusatoria (see note 33) was discovered by the BoUandist Papebroch in the MS. collection of Senator Strozzi of Florence in 1660, and is now in the National Library of the same city. It is described and (in part) printed for the first time by Ehrle in A. L. K. G. i, 509-570. 128March 15, 1317. Published in Wadding, ad ann. 1317, No. 9. (Note 108.) 12°Index of Raymond of Fronciacho, part v entire. A. L. K. G. iii, 30-31. 42 iclers than as really representing a distinctive sect. " It is not the monkish chroniclers alone, however, that have sinned against clearness of definition in respect to the Fraticelli. Among modern writers on medieval history it is difficult to find one that is at pains to define the sect clearly. Gieseler applies the name to the Spirituals who were driven out of the convents of Narbonne and Beziers by John XXII in 1317. 13° Riezler also uses the name for the Spirituals of Provence, with the additional information that Henry of Ceva was their leader!131 Carl Schmidt in the article "Frati celli" in the Realencyklopadie fiir protestantische Theologie employs the term indiscriminately for the group of Angelo in Italy, the evicted brothers of the convents of Provence, and the Beghines persecuted by the Inquisition of Toulouse. He says, further, that the sect vanished before the middle of the fourteenth century. Finally, even Lea himself is far from explicit in his use of the word. In his chapter entitled "The Fraticelli,"132 he treats of the schismatic Franciscans of the Community who, under Micheal of Cesena and Bonagratia, joined forces with Lewis of Bavaria against John XXII (see below, D) ; of the "remains of the moderate Spiritualists of Italy who had never indulged in the dangerous enthusiasm of the Olivists, but were willing to suffer martyrdom in de- fence of the sacred principles of poverty" (p. 144) ; of the group under Henry of Ceva in Sicily, "which, when John XXII triumphed over the order, gathered in its recalcitrant factions and constituted a sect whose strange persistence under the fiercest persecution we shall have to follow for a century and a half" (ib. Compare Schmidt's statement above) ; of the Ghibelline heretics of Todi, and the Bavarian's anti-pope ; of the sectarians in Languedoc and Provence, whose suppression was facilitated by the "rigorous severity with which the Spirituals had been exterminated" (p. 167); of heretics of the Mark of Ancona awaiting extirpation even in the middle of the fifteenth century (p. 175) ; and of the Observantine movement,183 which "may be credited with the destruction of the Fraticelli, not so much by furnishing the ™Lehrbuch der Kirch cngeschichte ii, 3, p. 200 mDie literarischen Widcrsacher der Pa'pste im ' Zeitalter Lud wigs des Baiern, p. 62. ' ™Hist. Inq. of the Middle Ages, vol. iii, pp 129-180 ""See above, notes 62-66. 43 men and the zeal required for their violent suppression as by supplying an organization in which their ascetic longings could be safely gratified" (p. 179). Thus all of the dis satisfied Franciscans, in all of their vicissitudes, religious and political, from the beginning of the fourteenth century down, are grouped under the title ' ' The Fraticelli. ' ' In fact, the clear demarcation of any of the mystic anti- hierarchical, popular sects of the thirteenth and fourteenth centuries is practically impossible. Europe from the North Sea to the Mediterranean simply swarmed with them. There were Beclusi, Murati, Humiliati, Beghines, Beghards, Apos tolic Brethren, Brothers of the Free Spirit, Brothers and Sis ters of the Order of the Militia of Christ and the Blessed Virgin, Brothers and Sisters of Pentinence, Continentes, Ter- tiarii, etc., etc. The Lateran Council of 1215 had forbidden the creation of new religious orders, and this astounding mul tiplication of lay brotherhoods was the response. Then th^ Council of Lyons (1274) attempted to check these brother hoods,134 but to no purpose; they increased toward the close of the thirteenth century faster than ever. Composed as they were almost entirely of men and women from the humblei walks of life,135 with no education themselves and with a hearty hatred of learning as one of the chief temptations to pride and worldliness136; without official recognition, except as they joined themselves to one of the approved orders, like the Humiliati or the Tertiarii of Saint Francis or Saint Domi nic,137 it was obviously impossible for them to leave much ma terial for the chronicler and the historian. We have to get 'ziConc. Lugdun. c. 23. Mansi, xxiv, 96. 13BAlvarus Pelagius, De Planctu Ecclesie, ii, 5, says that they were porcarii, pecorarii, armentarii, caementarii, carbonarii (compare the Carbonari of the 19th century), fabriferarii, and the like, who left their workshops, mutato habitu sed non corde. 1!0An amusing account of the trial of one of these "half-monks of the Middle Ages" is incorporated in a MS. entitled "A Tractate against Beguines and Beghards," published by Haupt in the Zeitschrift fiir Kirchengesehichte, xii, 86. The speaker is the inquisitor : Quaesavi eum sive cognoverit Domini orationem. Primum sorrisit, demum, me gra- vius instante ut diceret, extensis manibus et elevatis oculis ad celum clamavit: "Ach Gott, mein Gott, trie hast mich verlassen!" et penitus non novit principium nee finem. 137Alvarus Pelagius ( loc. cit. ) speaks of them as sicut passeres in- solenter de monte in montem transmigrantes ; and Matthew Paris (ad 1244), says, sub nullius sancti regula coarctati nee adhuc ullo claustro contenti. 44 such distinctive impressions as we can from the official docu ments of the curia and from the inquisitorial processes.138 Moreover, an unfortunate quarrel between the Franciscan and Dominician chroniclers of the first half of the seventeenth century did much to obscure the origin and character of the Fraticelli. Abram Bzovius, the Dominican continuator of Baronius' Ann-ales, accused the Spiritual Franciscans of hatching the heretical sect which caused the Catholic in quisitors a century and a half of labor to extirpate. The Irish Franciscan of the stricter observance, Hiquey, felt called upon to defend his order, and especially his branch of the order, in a work entitled Nitela Beligionis Franciscanae. Wadding was compiling his Annates Minorum, our standard chronicle of the order, at the time. He was a fellow-countryman of Hiquey 's, and also a brother of the stricter observance of the Rule of Saint Francis. He entered the controversy, and in stead of scientifically investigating who the Fraticelli were (as he might have done with the material at his disposal), he bent all his efforts to prove that the sect never had any connection with the Franciscans, but arose in Germany.139- Instead of accepting the historian's duty of impartial analysis, Wadding here yielded to the temptation of selecting his ma terial as a partisan. He arbitrarily groups the Fraticelli with the pseudo-Apostolics, the Brothers of the Poor Life, the Beghines and Beghards, as "practically one sect, obtaining its different names either from various restorers or from the difference in popular nomenclature. ' '140 Wadding 's deservedly great authority has caused his theory concerning the Frati celli to be received by scholars even to the present day.141 But Ehrle, in a fine study of the Fraticelli (A. L. K. G., ivr ^ 64-180) has collected all the papal documents and inquisitorial records relating to the Fraticelli, and proved beyond a doubt that we have in them a sect of purely Italian origin, trace- ' able to the Franciscan Spirituals. It would be beyond our i:*Sec Ehrle's diligent collection in A. L. K. C iv. 64-138. ""Wadding, ad ann. 1317, Nos. 23-44. ""Wadding, ad ann. 1317, No. 42: Potiori opera et maiore studio potuissem hie ostendere (Why didn't he?) in unam sectam coaluisse pseudo-aposiolos, Fraticellos, etc. Cf. ad ann. 1297, No. 30 ; diversaque nomina sortitos vcl ex diversis restauratoribus aut popuu nomcnclntura. 141For example, Panfilo da Magliano, Storia di s. Francesco. 1876; and Loofs in Thcologische, Literaturzeitung, 1887. 45 purpose to discuss Ehrle 's article at length. The points which he makes and ably defends are as follows: 1. The oldest document in which the word "Fraticelli" oc curs (John XXII's Sancta Bomana of Dec. 30, 1317) applies the term to the group of Spirituals led by Liberato and An-; gelo da Clarino142 (see section A). 2. The name is not used of all the schismatic followers of Michael of Cesena (see below, section D), but only of such of _ them as came out of the Spiritual party. 3. The name is never used in the sources to designate the Spirituals of Provence who broke away from obedience to the order in 1317.143 4. Neither Segarelli nor Doleino nor their successors, the Apostolic Brothers, can be called Fraticelli.144 5. Besides the followers of Liberato and Angelo, the mem-_ bers of the Tuscan group of Spirituals also are called Frati-- celli. Now it is only in this last point that Ehrle seems to me Jiot to have maintained the thoroughness and critical acumen of the rest of his article. He does not give the Tuscan Spiri tuals any particular prominence in the development of the Fraticelli as a sect; whereas it seems to me clear that they were practically the originators of the sect. I say "of the sect," because the term "Fraticelli" was not originally a term of opprobrium applied by the Church or the order to- heretics or schismatics, but a popular appellation, almost a " term of endearment — "the Little Brothers." It was the name given to the followers of Saint Francis who wore the scant tunic and begged their bread from door to door, like the ""Raymond of Fronciacho, Index. A. L. K. G., iii, 32. Hist. Trib. fol. ¦67a Tocco Bolletino di Storia Abruzzi, 1895, 15: "I Fraticelli o poveri. Eremiti di Celestino V." iaLib. Sent. Inq. Tolos. ed. Limborch, p. 326. "*Angelo's fierce outburst of wrath against these Apostolics (Hist. Trib. fol. 60b) would be in itself sufficient to prove that they can not be classed in the same company with his followers. The language he applies to them, as well as the reputed prophecy of St. Francis, that these Apostles of Satan would arise, precludes the possibility of their having their origin in the order. There were, to be sure, many points of contact between these Apostolics and the Fraticelli, such as Joachitic dreams, laudations of poverty, anti-hierarchical tendencies; but, for all that, the Fraticelli differed sharply from the Apostolic Brothers in holding to the Rule of St. Francis, in confining_their hos tility to Rome to the pontificate of John XXII only, and iVmuch better . organization. \ J 46 early brothers of the order; and, furthermore, no designation of his followers could have been more after Saint Francis' own heart than just the word ' ' Fraticelli. ' ' When the word is first used by the pope, however, in a formal bull of con demnation (Sancta romana, 1317) it signifies rebels and here tics. John XXII in a letter to Charles, Duke of Calabria (March 7, 1317) acknowledged that he got the term "Frati celli" from popular usage.145 The bull Sancta romana was published just after the dra matic negotiations of the curia with the rebellious brothers of Provence.146 Its purpose was to chastise in a body the sect- 1 aries who were breaking away from obedience to the order. Now the Tuscan brothers had been the leaders of the defec tion. It was their rash deed of 1312 that made the innocent name of "Fraticelli" a hissing at the court of Avignon. It even seems to me that Ehrle 's chosen quotation to prove that the Fraticelli were originally Angelo and his group better suits the interpretation that refers the word to the Tuscans. It is a sentence from the invaluable Index of Raymond of Fronciacho, which we have had occasion to notice so often: VIII° capitulo ponitur alia lictera eiusdem domini nostri papae (John XXII) per quam dampnat et cassat station et sectam Angeli et Liberati eorumque complicmn fraticellorum et omnium Bizochorum, et incipit Sancta romana. Part V, ch. 8. Commenting on this passage, Ehrle says : "Ich glaube dass diese Stelle bedarf keine Erklarung; die Fraticelli sind nach ihr die Anhanger (complices) Angelo 's und Lib erato 's."147 But does not the word "complices" mean "con federates" rather than "followers"; and would it not better- designate an allied group like the Tuscans? In that case the word "fraticellorum" would be in apposition with "comph- cum" only, and not with the phrase " Angeli .... compli- cum"; and we should have the two groups of "the sect of Angelo and Liberato" on the one hand, and "their confed- prRtes the Fraticelli (the Tuscan rebels) " on the other. . The term "Fraticelli," once adopted by the Church as a term of opprobrium, soon lost its original popular meaning of the "Little Brothers," and was used quite indiscriminately "'Nonnulli prophani qui fraticelli vulgariter nuncupantur A. L. K. G. iv, 65. '-'"See note 112. "'A. L. K. G. iv, 140. 47 for "rebels." Italian heretics were persecuted for contempt of the hierarchy under the name of ' ' Fraticelli, ' ' down beyond the middle of the fifteenth century. It was the lot of the lit tle company of Tuscan Spirituals who broke away from the authority of the order, then, according to our interpretation of the documents, to bring the name of "Fraticelli" into re proach with Rome, and to give the signal for a century and a half of bitter persecution.148 "•Wadding, ad ann. 1334, No. 1; 1335, No. 10; 1354, No. 1; 1374, No. 22. Cf. ad ann. 1368, No. 4: Xuttis artibus comprimi. . .potuit in Italia Fraticellorum contagio. 48D THE MICHAELISTS The episode of the struggle between John XXII and the heads of the Franciscan party over the doctrine of the poverty of Christ and the Apostles is not, strictly speaking, a part of the history of the Spiritual Franciscans. In that struggle the Minorites were divided on a different line from that which marked the boundary between the Community and the zealots. Men of each of these parties were on Michael's side against the pope. Nevertheless, for two reasons it seems desirable to speak of the Michaelists in concluding our sketch of the Spiritual Franciscans. In the first place, many of the Spiri tuals (at least of the Fraticelli)149 were enlisted in the bat-, tie, not that they loved Michael more, but that they loved John less, and saw here a chance to be avenged on him for the persecutions he had set on foot against them. In the sec ond place, this struggle over the poverty of Christ developed into a political struggle when Michael, William of Ockham, and Bonagratia fled from Avignon to join Lewis of Bavaria; and it therefore shows the Fraticelli in the new role of polit ical demagogues. There seems not the slightest cause for the bitter fight over the dogma of poverty, beyond John XXII's pugnacious and domineering spirit.150 It looks as if the Dominicans used him as a tool to work their spite against the Franciscans. During the trial of a Spiritual at Narbonne in 1321 the Dominican inquisitor invited a Franciscan teacher of the con vent of Narbonne, one Berengar Talon, to give an opinion on the orthodoxy of the defendant's statement that Christ and the Apostles had no property, either individually or collect ively. Berengar replied that the statement was orthodox, sanctioned as a tenet of the order by Nicholas Ill's bull of 1979, Exiit qui seminat. Therefore the inquisitor accused ""Collection of documents in Nicolaus Minorita, ed. Baluzius-Mansi iii, 2065. ' •_ 15°Villani the historian describes John XXII as. virtute invictus, faci- lis irae, propositi tenax, in cibo temperatus, inris utriusque ralde veri- tus. ' 49 Berengar of heresy and ordered him to recant. When Beranger refused to budge from the doctrine of the order, and started for Avignon to appeal to the pope, the Dominican was before him, and was not disappointed in his hope that John's recent experiences with recalcitrant Minorites would influence him to take sides against Berengar. The pope, who should have recognized the validity of Berengar 's position and forbidden the inquisitor to meddle with his Franciscan neigh bors, was foolish enough to foster the quarrel by pompously reserving to himself the decision of the case. The tyrant is generally a pedant too. In the bull Quia nonnunquam (March 26, 1322), he suspended Nicholas IV 's Exiit qui semi- nat. This was a slap at the Franciscan order, and was promptly resented. The chapter-general of Perugia (May, 1322), without waiting for John's final word in the case, published a decree in which it declared that the doctrine of the poverty of Christ and the Apostles was orthodox, and was even approved by John's own bull Quorundam exegit (1317). John was furious. In the bull Ad conditorem (Dec. 8, 1322) he gratified both his tyranny and his pedantry to the last degree. He revoked the Minorites ' privilege, granted seventy- seven years before by Innocent IV, of holding property in the name of the Roman See, exposing the flimsiness of his pretext in long chains of logic. The next year (Nov. 12, 1323), in the bull Cum inter nonnullos, John formally decided the question of Christ's poverty in the negative. The action of the chapter of Perugia was condemned, and henceforth the maintenance of the doctrine of the poverty of Christ and his Apostles was declared to be a heresy. The battle between the dictator-pope and the order of Saint Francis was fairly joined. The folly of John XXII's presumptuous behavior toward the strong order of Saint Francis appears doubly great when we remember the political conditions of the time. Only two months before the promulgation of the bull Ad conditorem the most important battle of the fourteenth century had been fought at Miihldorf. There Lewis the Bavarian was vic torious over his rival for the imperial crown, Frederick of Austria, the ally of the King of Naples and the pope. In the victorious Lewis the pope had an antagonist against whom he needed all the allies he could muster. At this critical moment he was foolish enough to alienate the Franciscans by 50 his piece of petty, revengeful pedantry. Lewis the Bavarian, who cared as little for the doctrine of the poverty of Christ as he did for the Grand Turk, was shrewd enough to enlist the disaffected Minorites in his cause at once. The "Protest of Sachsenhausen, ' '151 by which he replied to the pope 's sentence of excommunication, contains a long excursus from the pen of a Franciscan writer (or writers), in which John is de clared to have ' ' risen against the Lord Jesus, his Mother, and the Apostles, and attempted to destroy the evangelical doe- trine of perfect poverty, the beacon of our faith." The seraphic Francis, the document continues, was sealed with the stigmata, and his Rule was thus confirmed beyond the power of any "leaden seal" to disturb.152 It has been recognized for centuries that the Minorites had a hand in the protest of Sachsenhausen, but just whose hand it was still remains unknown. Riezler believes that it was Uber tino da Casale153 ; and in fact we have in Ubertino 's writings the simile of the stigmata and the seal.154 Still we learn from Raynaldus155 that Ubertino was in Avignon until 1325; and the fact that John XXII treated him with consideration until that time, even requesting from him a written opinion on the dispute over the poverty of Christ,156 argues against his being the author of the excursus. Marcour357 thinks that the author was Henry of Thalheim, Provincial of Upper Germany, who was one of the signers of the decree of Perugia, and who was deposed from his high office at Constance in 1323. Preger points to Franciscus de Lutra, a fugitive from Avignon, as the author, and is certain that the excursus is from the pen of a Spiritual.158 This position Ehrle criticises as untenable,159 1B1Karl Miiller, Der Kampf Ludicigs des Baiern. mit der romischen Curie, Tubingen, 1879, i, 180. "•-Lb, p. 81. 1MRiezler, Die litcrarischcn Widersaeher der Pdbste zur Zeit Ludicigs des Baierns, Leipzig, 1874, p. 73. "'Ubertino's reply to Bonagratia at Vienne: quod regula a Christ o data, quam bullavit bulla mirabili, volens institutionem ipsius in sanctae regidae testimonium paucis post cius confectionem diebus passionis suae stigmatibns insignire. A. L. K. G., iii, 87. "'"Annates Ecclesiasticae. Rome, 1652. ad ann. 1325,' No. 20 '""Baluzius-Mansi, ii, 279. "7Anteil der Minorifcn am Kampfe zicischen Ludwig dem Baiern und Papst Johann, xxii, 1874, p. 83. 1KVeber die Anfange des kirchenpolitischen Kampfes unter Ludwig dem Baiern, Munich Academy, Historical Class, vol. xvi, pp. 138 ffg. ""Olivi und die Sacliscnhiiuser Appellation, A. L. K. G., iii, 540. 51 and shows by quotations from Michael of Cesena 's tracts that the language used in the excursus could have been employed by a Franciscan of the Community as well as by a Spiritual. Karl Miiller, in his exhaustive work quoted above on the con test between the Bavarian and the pope, found the original of a short piece of the excursus in a tract of Bonagratia of Bergamo160 ; and Ehrle, in the article just cited, has shown that a much larger section of the excursus is taken from the eighth Quaestio of Olivi. Other parts of the excursus may be traced to Franciscan documents, but there is little pros pect of finding who the author of the whole was.161 Lewis followed up his victory at Miihldorf with bold ag gressiveness. He put into effect the doctrine of imperial in dependence announced in the Protests of Niirnberg and Sach senhausen by marching to Rome in 1327, electing an antipope, and receiving at his hands the imperial crown of Charles the Great. Lewis' antipope, Nicholas V, was the Franciscan friar Peter of Corbario. The heads of the order, meanwhile, were in virtual im prisonment at Avignon. Their position was becoming pre carious in the extreme. The Bavarian's headlong course was involving the order deeper and deeper in the sin of rebellion. John XXII met the crisis with resolute severity. In 1325 Ubertino da Casale was summoned for trial. He fled to Lewis. In 1326 the writings of Olivi were again subjected to censorship and the Commentary on the Apocalypse was or dered to be burned. In 1328 John detained the minister-gen eral, Michael of Cesena, in Avignon, while he sent his own legate to the chapter of Franciscans assembled at Bologna to prevent the reelection of Michael to the generalate. But the chapter defied the pope and elected Michael. , John summoned the general to his presence, but the latter, following the ex ample of Ubertino da Casale, fled from Avignon to join Lewis of Bavaria. With him went Bonagratia of Bergamo and the famous scholastic William of Ockham. John immediately as sembled a "packed" chapter of the order at Paris, in which Michael was deposed from his office and Gerhard Odo, a sub missive creature of the pope, was elected in his stead (1329). imOp. cit. p. 86. 181Glassherger's Cronica (1508): Hoc zempore composita fuit quae- dam s'criptura de qua habebantur suspecti fratres minores, quam attri- buebant dud Bavariae Ludovico. Anal. Francisc. ii, 148. 52 «, Michael's open rebellion against the pope, which was prob ably necessary to save him from disgrace and imprisonment, was too bold a step for the order at large to sanction. The same man who had been supported enthusiastically by the chapter of Bologna in May found himself an exile and an out cast in July. The Minorites could not be sponsors for Lewis' extreme measures. The time was three centuries past when a Holy Roman Emperor could march to Rome to make and unmake popes. Although the Bavarian's antipope was a Franciscan, nevertheless only four brothers of the order would endorse the emperor's presence and purpose in Rome.162 In the Ghibelline towns Lewis' progress occasioned some revival ' of the enthusiasm with which Dante had hailed Henry of Luxembourg twenty years before ; and we find records of in quisitorial action against fratres rebelles, pseudo-fratres Minores, sequaces Michaelis, fautores sectae Michaelis in Todi, Amelia, the Pennine province, and other parts of Italy.163 But the Minorites had ceased to be of any use to Lewis, when the dogma of the poverty of Christ could not 'be used to further the cause of German independence. Lewis protected his old allies, the self-exiled fugitives of the Minorites, in a Franciscan convent in Munich, where Bonagratia, Michael, and Ockham, with a few followers maintained defiance to the pope to the last.164 John XXII died in 1334, and with his death the personal element of the quarrel between the papacy and the Fran ciscans was gone. "Nicholas V" had already made his peace with Avignon four years before John's death, repenting his insolent blasphemy in sackcloth and ashes. In the succeed ing decade most of the disaffected Minorites returned to their allegiance to the order. Pope Clement VI, in 1349, called on the General Farinerius to bring the last of the persecuted rebels to terms, but the general replied, "They are only a handful ; let them die in peace. ' ' So the Parfusser of Lewis the Bavarian died out — and, except for the persistent Frati celli of Italy, the order had peace. 102MartSne, Amplissima Colleetio, ii, 763. MSEhrle, A. L. K. G., iv, 150. "'Ockham even went so far, in the Opus nonaginta Dierum as to ap peal to a general council, and called the pope a heretic for refusing to summon the same. The idea was revived toward the close of the cen tury by the Parisian theologians and eventuated in the great but futile councils of the fifteenth century. 53 III To sum up the results of our investigation, we find, from the very inception of the Franciscan order, two tendencies at work. One was the determination to make the order a potent influence on the age and a world-factor in history, by securing its close connection with the papacy, acquiring numerous con vents, increasing membership as rapidly as possible, building fine churches, securing privileges and exemptions from the pope — in a word, by entering into competition with the estab lished monastic orders. The other tendency was the equally strong determination to preserve the order from the corrupt ing influences of wealth and privilege, to keep the members true "Brothers Minor," imitators, not alone admirers, of Saint Francis. The former tendency quite naturally soon gained the ascendancy; the more rapidly, as it had for its champion a man of tyrannical force of will and exceptional executive ability, Brother Elias of Cortona. Ineffectual protest or voluntary retirement to some hermitage was all that was left for the zealots.165 They remained a protesting mi nority within the order, looking forward to the time of puri fication, when all the sons of Saint Francis should be holy; and at the same time losing that hold on their times which would have taught them that such a consummation as they hoped for was hopeless. Their only attempt at concerted ac tion before the middle of the thirteenth century, so far as we know, was the deputation of the seventy -two brothers to the pope, in Crescentius' generalate. That was quickly broken up, and the brothers were scattered to the farthest provinces of the order.166 About the middle of the thirteenth century, however, we find forces at work which consolidated the protesting zealots into a party. Chief among the forces were : first, the election to the generalate of the zealot John of Parma; second, the appropriation of the prophetic writings of Joachim of Flora ""Wadding says of Brother Leo, head of the zealots, in Elias' time: Successit fr. Leo ad eremitorium Fabriani in patientia et longanimitate tempus redempturus qoniam dies mali erant, ab alto exspectans malorum remedium, ad ann. 1229, No. 2: Salimbene says of Elias: Ministros provinciales ita tenebat sub baculo quod tremebant eum sieut iuncus tremit cum ab aqua concutitur. Liber de Prelato ii. 166See above, note 16. 54 and their manipulation to suit the dawning apocalyptic hopes of the zealots; third, the attitude of John of Parma's suc- ' cessor Bonaventura, who immediately gave the champions of the stricter observance of the Rule to understand that no hint of hostility to the see of Rome or of an esoteric authority of the "companions" of Saint Francis would be tolerated. After Bonaventura we mark an ever widening rupture be tween the fautors of the papal interpretations of the Rule of Saint Francis and the champions of its observance ' ' to the letter." The Council of Lyons of 1274 almost provoked a schism in Italy, and the persecutions to which the zealots were subjected led in 1294 to the actual separation from the order of a group of zealots of the Mark of Ancona, led by Liberato, Angelo da Clarino, and others (group A). The zealots of the Mark of Ancona had the sanction of 1 Pope Celestin V in their withdrawal from the order, and by his permission took the name of "Poor Hermits of Celestin." But the Tuscan zealots, who broke away from the order in * 1312 (group C), had no such authority for their action. It was rebellion pure and simple; and it made the name of "Fraticelli," or "Little Brothers," by which the zealots of Italy were popularly called, a term of reproach and a synonym for "rebel" and "schismatic." At the time of the secession of the Tuscan brothers, the case of the Spirituals versus the Community was being argued before Pope Clement V at Avignon. Clement's decision, em bodied in the decree Exivi de Paradiso, was, on the whole, favorable to the party of the stricter observance, although it enjoined on them obedience to the officers of the order. In the long interregnum which followed, both in the generalate and in the papacy (1314-16), the zealots of Provence were tempted (sub specie declinandae perse cutionis) to expel the priors from the convents of Narbonne and Beziers, so declaring themselves independent of the discipline of the order. They were promptly punished by John XXII (1317-18), and the Inquisition was set to work to crush out the last traces of in subordination in Provence (group B). _ Meanwhile the Fraticelli were being hunted down in Italy. They gave the inquisitors trouble down to past the middle of - the fifteenth century. The more moderate of the Italian zealots, who wished to follow the precepts of Saint Francis 55 strictly and still neither quarrel with the order nor defy the pope, made several attempts during the fourteenth century to get convents granted them in which they might lead their severe life unmolested by jealous brothers and untempted by worldly offices. They were finally successful under Paolo da ' Trinci (1368). The Brothers of the Stricter Observance were formally separated from the Community in 1517, by Pope Leo X's bull Ite et vos in vineam. 56 APPENDIX I The Genealogy of the Spiritual Franciscans Lax party Brother Elias Saint Francis Strict party ~\ Brother Leo The Community I The Celestins (Group A) 1294 I The Spirituals The Tuscans (Group C) 1312 Brothers of the Stiict Observance (1368) Recognized by LeoX (1517) Fraticelli Fi aticelli ^ i v Persecuted till 1466 The Michaelists or Parfiisser of Lewis of Bavaria (Group D) 1321-1345 (dr.) The Provencals (Group B) 1309-18 Persecuted as Beghines, fratres rebelles, etc. 57 APPENDIX II Generals of the Order and Roman Pontiffs 1200-1334 (from the Catalogue of Bernard of Besse, Zeitschrift fiir Katholische Theologie, vii.). Date General Pope 1198 Innocent III 1216 Honorius III 1227 John Parenti Gregory IX 1232 Elias of Cortona 1240 Albert of Pisa (8 mos.) 1241 Aymo of Fevesham Celestin IV (18 days) (vacancy two years) 1243 Innocent IV 1244 Creseentius of Jesi 1248 John of Parma 1254 Alexander IV 1257 Bonaventura 1261 Urban IV 1265 Clement IV 1268 (vacancy two years) 1270 Gregory X 1274 Hieronymus of Ascoli 1276 Innocent IV (4 mos.) Adrian V (2 mos.) John XXI (8 mos.) 1277 (vacancy six months) 1278 Nicholas III, 1279 Bonagratia of Tielci -1280 (vacancy six months) 1281 Martin IV 1284 Arlotto of Prato .1285 Honorius IV 1287 Matthew of Aquasparta (vacancy ten months) 1288 Nicholas IV 1289 Raymundus Gaufr'di 1292 (vacancy two years) 1294 Celestin V 1295 John of Murro Boniface VIII 1303 Benedict XI 1304 Gonsalvus of Valboa (vacancy eleven months) 1305 Clement V 1313 Alexander of Alexandria. 1314 (vacancy two years). (vacancy two years) 1316 Michael of Cesena John XXII. 1329 Gerardus Odo 58 APPENDIX III BIBLIOGRAPHICAL NOTE ON THE EARLY LEGENDS OF SAINT FRANCIS A lengthy discussion of the sources of the life of Saint Francis would be out of place in the text of an essay dealing with the history of the Spiritual Franciscans. But for two reasons it seems right to refer in a note to these sources : first, because almost the Whole of the present great interest in the history of the Franciscan movement is in the question of the relative value of the interpretation of the character and pur pose of Saint Francis as given, on the one 'hand, by the of ficial legends of Celano and Bonaventura, and, on the other hand, by the more fragmentary and dubious writings pur porting to have come from the companions of the Saint ; and secondly, because the knowledge of what confidence the zealots themselves had in the documentary support of their cause helps us to understand the claims of their later litera ture, as well as the unyielding fervor of their opposition to the curial closure of Gregory IX 's Quo elongati and Innocent IV 's Ordinem vestrum. The Legenda Prima of Thomas of Celano, the fragment of the Legenda Trium Sociorum, and the official Legenda of Bonaventura, published by the BoUandist Suyskens in the Acta Sanctorum (Oct. vol. ii, 1768 ffg.), together with the Legenda Secunda of Thomas of Celano, discovered by Rinaldi and published at Rome ( 1806 ) , constituted, until about twenty years ago, the only sources for the history of the origins of the order, of Saint Francis. It was recognized, to be sure, that the later chroniclers of the order, especially the classic annalist Luke Wadding, had access to much material not contained in the Legends of Celano and Bonaventura; but that that material was of enough value to modify seriously the accepted interpretation of the early historians of the order was not dreamed of. Even the works of Saint Francis him self, published with considerable pains but little critical sense by Wadding (Antwerp, 1623) were unheeded in the study of the order. Karl Midler's Die Anfange des Minoritenordens unfit der Bussbruderschaften (Freiburg, 1885) and Franz Ehrle 's 59 studies on the relation of the Franciscan Spirituals to the order at large, in the Archiv fiir Literatur und Kirchen- geschichte (1885-89), opened up the field for a new apprecia tion of the sources. The great value of Miiller 's brilliant and radical criticism of the origins of the order was in the empha sis which it put on the fragmentary Legenda Trium Sociorum, till then the Cinderella in the family of Franciscan Legends. By showing the close dependence on it of Celano 's Legenda Secunda, Miiller prepared the way for Sabatier and other scholars to seek further light on the early writings of Saint Francis' companions through the recovery of the lost chap ters of the Legenda Trium Sociorum. The shift of interest from Celano and Bonaventura to the companions of the Saint is the crucial fact in the' new study of the Franciscan sources. Following the way opened by Miiller and Ehrle, sifting the chronicles of the fifteenth, sixteenth, and seventeenth cen turies for fragments from the immediate surroundings of Saint Francis, carefully studying the writings of the Saint himself, ransacking the convent libraries of Europe for Fran ciscan documents, Sabatier has succeeded, almost single- handed, in revolutionizing the traditional view of the early years of the order. Instead of the undisturbed story of the spread of missions, the multiplication of miracles, the pro gressive commitment of the discipline of the order to the Church, the grateful acceptance of the declaration of the mind of Saint Francis from the mouth of the pope, we have a story of conflict within the order and persecution from without. Even the earliest of the current biographies of the Saint, the Legenda Prima of Thomas of Celano, is a polemic, justifying the "practical" course of the expansionist Brother Elias against the attacks of Leo, the leader of the puritan faction among the early companions (see note 165). Against this thesis of Sabatier 's the defendants of the tra ditional interpretation of Saint Francis protest, led by the Jesuit Father Van Ortroy (in the Analecta Bollandiana), Monseigneur Faloci-Pulignani (in the Miscellanea Francis- cana), and Professor Delia Giovanma, author of the article "San Francesco d 'Assisi Giullare" in the Giornale Storico delta Letterdtura Italiana (vol. xxv, 1895). The champions of the Saint Francis of Catholic tradition argue for the suf ficiency of Celano and Bonaventura as biographers of the 60 Poverello, deny any serious disagreement between the Church and any considerable part of the order, and maintain that the documents purporting to come from the companions of the Saint (even the BoUandist Legenda Trium Sociorum, in the case of Van Ortroy, Anal. Boll., xix, 1900, pp. 119-197) are forgeries of the end of the fourteenth or the beginning of the fifteenth century. The Franciscans of the Strict Observance, while good Catholics, are favorable to Sabatier's vindication of the gen uineness of the early "spiritual" sources. Two of them, the Fathers Marcellino da Civezza and Teofilo Domenichelli, re cently paid with exile from Rome their too radical views in the publication of their reconstructed Legenda Trium So ciorum (see note 27). After having the "true history" of the order unquestioned since the days of Saint Bonaventura it must have come like something of a shock to Catholic scholars to read that the first century of Franciscan tradition has been piena di tante oscuritd da parere un dedale inestricabile.1 Unfortunately there has been considerable manifestation of the odium theologicum in the argument of the case against Sabatier, whose procedure has been strictly scientific. The following paragraph from Mariano's article on the modern biographers of Saint Francis is typical of the attitude of too many of the Catholic scholars: Che cosa e infatti San Fran cesco rappresentato del Sabatier? E suppergiit lui stesso. un Paolo Sabatier, un anticipata incarnazione delta persona sua, un appartenente alia sinistra radicate del moderno protestan- tismo, venuto gia al mondo or sono secoli, animato dagli iden- tici concetti dissolventi e negative, tendente idcnticamente a far man bassa sul Cristianismo positivo e storico, e in conclu sion sulla religioner And Monsiegneur Faloci-Pulignani has practically converted his once scientific periodical, the Mis cellanea Franciscana, into an organ of attack on Sabatier's theological position. Remonstrated with by Father Minocchi, in the Bivista Bibliografica Italiana, 1898, for his unfair treatment of Sabatier, he replied: Minocchi e padrona di aver simpatia per chi accusa Gregorio IX, il gran amico di San 1La Leggenda di San Francesco, scritta da tre suoi Compagni, Rome, 1899, Introduction, p. xxix. "Francesco d'Assisi ed alcuni dei suoi pin reccnti biografi, in the Atti delta reale Aocademia di scicn~i morale c politiche, Naples 1896 p. 258. 61 Francesco . . .di farsi paladino di un partito di zelanti die non volevano sentir parlare di papa, it che e eresia. . .mai non pud vietare a noi di denunciare al.pubblico lo scopo .del Sa batier che e quello di voter sottrare al Catolicismo la gloria di aver dato al mondo San Francesco d' Assisi.3 All of which is militant theology and not historical criticism. The document about which the storm of criticism has raged most fiercely is the Speculum Perfectionis, published by Sa batier in 1898, as "the oldest legend" of the Saint.* Mr. Alfred G. Little gives a list twenty lines long (which he ' ' does not pretend is complete") of the titles only of works called out by the publication of the Speculum Perfectionis.5 The •circumstances of Sabatier's discovery of the Speculum Perfec tionis have already been given (see note 31). The Explicit of the Codex Mazarinus (1743) which Sabatier regards as confirmation of his conjecture of the priority of the Specu lum Perfectionis over all other Legends of Saint Francis, ends with the words: Actum in sacrosancto loco sanctae Mariae de Portiuncula et completum V° ydus May anno Domini M°CC°XXVIII° (May 11, 1228). Apart from this exact date of the Explicit, Sabatier urges in support of his theory the fact that the later "spiritual" writings of Angelo da Clarino (Historia septem Tribulacionum) and Conrad of Offida (Arbor Vitae Crucifixi) contain quotations from the writings of Brother Leo which are frequently found in the Speculum Perfectionis; that the style and matter of the Speculum Perfectionis show unmistakable signs of very early composition (little of miracle or prophecy, very human view of the Saint, preference for the early Rule of 1220-1221 over the official Rule of 1223) ; that Gregory IX 's emphasis in the bull Quo elongati (1230) on his familiaritas longa with the Saint, and his claim plenius novisse intentionem eius, is a direct reply to the nos qui cum ipso fuimus of Brother Leo; and especially the de pendence of Thomas of Celano 's Legenda Secunda upon the Speculum Perfectionis.8 'Misc. Frances., Foligno, vol. vi, p. 78. 'Speculum Perfectionis, seu s. Francisci Assisiensis Legenda Anti- quissima, Fischbacher, Paris, 1898. 5"The Sources of the Life of Saint Francis of Assisi," in the English Historical Review, Oct. 1902, vol. 17, pp. 643-677. "See Sabatier's Introduction, and his reply to Van Ortroy in the Revue Historique, vol. 75, pp. 61-101. 62 However, there are perhaps equally strong points to urge against the date 1228 for the Speculum Perfectionis. The commendatory letter of the authors of the Legenda Trium Sociorum, addressed to Crescentius in 1246, in presenting matter very closely related to the Speculum Perfectionis, says: Credimus quod si venerabilibus viris qui praefatus le- gendas confecerant haec nota fuissent ea minime praeterissent — a sentence hardly intelligible if the Speculum Perfectionis had been written twenty years earlier. Furthermore, the grievance of Leo over the erection of the new basilica at Assisi (which is assumed by Sabatier as the occasion of the publication of the Speculum Perfectionis) could not well have been prior to the laying of the corner-stone of the edifice by Gregory IX, in July, 1228.7 Finally, it is characteristic of the whole work of Sabatier that he himself was the discoverer of a codex in the Ognissanti Library at Florence,8 whose Explicit closes with the words, Actum in sacrosancto loco sanctae Mariae de Portiuncula et completum V° idus maii M°CCC°XVIII° (May 11, 1318; modern style, 1317). The Explicit of the Ognissanti codex is probably the original, as that of the Mazarinus shows inter polations. Therefore Little, Boehmer, and other distinguished Franciscan critics have accepted the year 1317 as the correct date for the Speculum Perfectionis. Sabatier himself has not accepted this date. So far as I know, his last publie utter ance on the subject is in his Examen de quelques Travaux recents sur les Opuscules de Saint Francois.9 There he urges that there is nothing in the external criticism of the manuscripts to determine whether the scribe of the Mazarinus has changed a C into an M, or the scribe of the Ognissanti an M into a C; that the Speculum Perfectionis has remarkable homogeneity for a compilation made in the fourteenth cen tury; and that it and the Legenda Trium Sociorum (largely Brother Leo's work) are the only early documents on Saint Francis bearing an exact date. He concludes with the judg ment: II faut conclure que, si la date de 1317 est exacte, elle indiquerait non la date de la compilation mais la date de la 'See M. Barbi, Bolletino della Societd, Dantesca, vol. vii, 1900, p. 73; A. G. Little, Eng. Hist. Rev., loc. cit.; H. Boehmer, Analekten zur Geschichte des Franziskus von Assisi, Tubingen and Leipzig, 1904. "Collection d' Etudes et de Documents sur I'histoire du Moyen iqe vol. ii, Paris, 1900. 'Opuscules de Critique historique, Fascicule X. Paris, 1904. 63 copie d'une oeuvre preexistante . . . .Que le Speculum Perfec tionis soil une compilation ou une oeuvre ecrite d'une trait, qu'il soit de 1228 (1227) ou de 1318 (1317), it nous vient de Frere Leon.10 Little concedes as much, in fact, when he sums up the case as follows : ' ' The greater part of the Speculum Perfectionis consists of documents transmitted to Crescentius by the Three Companions in 1246. It also contains earlier and later writings of Friar Leo. All these were collected together and arranged by the friars of the Portiuncula in 1318 (1317). Some slight alterations and interpolations were made at this date, but in general the actual words of Leo and the other socii have been preserved. Though the Spec- culum Perfectionis was not written in 1227, it still remains the most valuable authority for the inner life of Saint Francis, and to Sabatier belongs the credit of having restored it to its rightful place. ' ni Compared with the Speculum Perfectionis, the recon structed Legenda Trium Sociorum published by Civezza and Domenichello is of minor importance. It undoubtedly repre sents a Latin manuscript considerably more complete than the BoUandist fragment; but there is no reason for entertaining the optimistic view expressed by the authors in the sub-title : pubblicata per la prima volta nella vera sua integrita. The fact that many of its chapters are mere summaries of chapters in the Speculum Perfectionis (Van Ortroy, in Anal. Boll, xix, 458), which are themselves in aU probability material sub mitted to Crescentius by the companions of Saint Francis, is enough to show that we are not dealing here with a work nella vera sua integrita. Its publication was hardly worth the price of exile! Meanwhile the champions1 of the official Legends of Celano and Bonaventura continue to find the BoUandist fragment of the Legenda Trium Sociorum something of an embarrassment. '"Opuscules, loc. cit. p. 143. M. Sabatier assured me in a letter, dated Aug. 10, 1905, in reply to the question whether he still held to the early date: Oui, je crois toujours qu'il date de 1227. "English Historical Review, loc. cit., p. 622. Father Leonard Lem- mens, successor of Ignatius Jeiler as prefect of the College of Saint Bonaventura, believes there were two recensions of the Speculum Per fectionis: one made about 1277 from the documents submitted to Crescentius by the Companions in 1246; and a later one, compiled at the Portiuncula in 1317. He believes he has the first (containing 54 of Sabatier's chapters) in a MS. of St. Isidor in Rome. Documenta antiqua franciscana, Quaracchi, 1901, part ii. 64 Pulignani (Misc. Frances, vii, 81-119) and Delia Giovanna (Giornale, Stor, ital. xxxii, 383) stoutly maintain that the leg end is both genuine and complete as we have it in the Acta Sanctorum. Van Ortroy, whose critical acumen could never be satisfied with so direct a denial of every mark of internal evidence, seeks to prove that the Legenda Trium Sociorum is a clever forgery dating from the fourteenth century, and made up of pieces from Celano, Julian of Speyer, Bonaventura, Jordan of Giano, the Speculum Perfectionis, the Vita Aegidii, etc., etc.1- But the attempt to silence the evidence in the Legenda Trium Sociorum of early writings by the companions of Saint Francis in vain. Too much of the Legend itself has been preserved, and every newly discovered manuscript and every newly analyzed compilation bears witness to the soundness of Sabatier's fundamental thesis of the very early existence of "spiritual" sources, however, many conjectures or points of detail here and there in the lively polemic. may prove to have been wrongly conceived.13 Another of the sources of Franciscan history which has given perplexity to scholars and on which valuable light has been thrown in the last few years is the so-called Legenda Secunda of Thomas of Celano. It had been known to an nalists and historians of the order from the thirteenth century to the nineteenth that in addition to his Legenda Prima of Saint Francis, written at Gregory IX 's bidding in 1228, Thomas of Celano wrote at least one other life of the Saint. Brothers Jordan of Giano and Salimbene of Parma, both chroniclers of the thirteenth century, mention a second work (secundum legendam, alium librum) by Celano; and the Cronica XXIV Generalium (14th century), Mariano of Florence (15th century), Glassberger (16th century), and Wadding (17th century) continue the tradition. A copy of the Legenda Secunda by Celano was offered to the BoUandist Suyskens when he was at work on the life of Saint Francis, '-Anal. Boll. 1900, vol. xix, pp. 119-197. Sabatier's forceful reply in Revue Historique, vol. lxxv. pp. 61-101. "See above, note 15. The most astonishing theory of the Legenda Trium Sociorum is proposed by Salvatore Minocchi in the Archive Storico Iialiano, 1900, vol. xxiv, p. 81, Xuori studi sulle folate bio- grafiche di s. Francesco d' Assisi. On the strength of a single ex pression (quasi Stella matutina) in a Vatican MS. (7339), which cor responds to a reference in Bernard of Bessa's De Laudibus, Minocchi makes an elaborate argument for John of Ceperano's authorship of the Legenda Trium Sociorum. 65 but he declined it (Commentarius praevius, ch. 7), thinking that Wadding was mistaken in his notice among the sources of the life of Saint Francis of an ampliorem historiam by Celano quae communiter nuucupatur Legenda Antiqua.1* Perhaps only a fragment of the Legenda Secunda, which failed to justify the description of the annalist, was offered to Suys kens. It was not until 1806 that the Legenda Secunda was published by Rinaldi at Rome. A new edition of Rinaldi 's work by Amoni appeared in 1880. The title-page of the Amoni edition reads, Vita Secun da, seu Appendix ad Vitam Primam. The only manuscript of this Legend known up to 1899 was No. 686 of the library at Assisi (14th century). It has on its fly-leaf in a modern hand: Memoriale beati Francisci in Desiderio Animae, id est vita eiusdem Francisci secunda a Thome de Celano prae- memorati s. patris discipulo conscripta. Both the Rinaldi- Amoni edition and the MS. 686 of Assisi are accompanied by an introductory letter, addressed to Crescentius and the chap ter of Genoa (see above, note 26), Placuit sanctae Universitati vestrae, which is attested by the Cronica XXIV Generalium: Et post frater Thomas de Celano de mandato eiusdem ministri (Crescentius) et generalis capituli primum (sic!) tractatum legendae b. Francisci, de vita scilicet et verbis et intentione eius circa ea quae pertinent ad regulam compilavit, quae dici- tur Legenda Antiqua. Quae dicto generali et capitulo dirig- itur cum prologo qui incipit, Placuit sanctae Universitati vestrae.1* But how, if this Legenda Antiqua is the Legenda Secunda of Thomas of Celano, can the Rinaldi- Amoni edition speak of it as the "Appendix" to the first Legend; and how can the Cronica XXIV Generalium call it a primum tractatum! Moreover, the latter source goes on to say of John of Parma, the successor of Crescentius (1248-57) : Hie generalis prae- cepit multiplicatis fratri Thomae de Celano ut vitam b. Francisci quae Antiqua Legenda dicitur perficeret, quia solum de eius conversatione et verbis in primo tractatu, de mandato fratris Crescentii generalis praedicti comp'ilato omissis mirac- ulis fecerat mentionem, et sic secundum tractatum qui de eiusdem s. patris agit miraculis compilavit quern cum epistula "Wadding, Annales Minorum, ii, 240. "Anal. Franc. Quaracchi. vol. iii (1897), p. 262. 66 quae incipit Beligiosa nostra solicitudo misit eidem generali.1* There was a completion, then (perficeret) of this primus trac- tatus under John of Parma, containing the miracles of the Saint. One further complication to be reckoned with is Fra Salimbene 's statement that Crescentius praecepit fratri Thomae de Celano qui primam legendam b. Francisci fecerat ut iterum scriberet alium librum, eo quod multa inveniebantur' (contributions of Leo's party?) de b. Francisco quae scripta non erant; et scripsit pulcherrimum librum tarn de miraculis quam de vita quern appelavit Memoriale beati Francisci in desiderio animae. (Cf. fly-leaf of codex" of Assisi 686, men tioned above).17 Now neither the Rinaldi-Amoni edition nor the Assisi codex 686 contains the miracles spoken of in the Cronica XXIV Generalium and Cronica of Fra Salimbene; though some stu dent of the codex (Papini?), not finding any other secundum tractatum, has adopted for it Salimbene 's title, Memoriale b. Francisci in desiderio animae. The question of the Legenda Secunda was in this confused state when in 1899 Father Antoine de Porrentruy of the Capucins bought at the sale of the private library of an Italian nobleman (Buoncompagni) what proved to be a manu script of the fourteenth century, entitled Memorialis gestorum el virtutum s. Francisci. This manuscript fulfils in every way the announcement of the Cronica XXIV Generalium and Fra Salimbene, containing, after the Legend, a short account of the canonization of the Saint and fourteen chapters of miracles performed by him living and dead. Rev. H. G. Rosedale has borrowed this manuscript of Pere Edouard d' Alencon, archivist-general of the Capucins, and published it as the true Legenda Secunda in his recent book, St. Francis of Assisi according to Brother Thomas of Celano (Dent, Lon don, 1904). Rosedale believes that the discovery of this manuscript clears up the mist surrounding the Legenda Se cunda. The Legenda Antiqua of the Cronica XXIV Genera lium, the Assisi codex 686, and the Secunda Vita of Rinaldi- Amoni are one and the same thing, namely, an appendix to the Legenda Prima of Thomas of Celano.18 Rosedale then ar ranges the writings of Thomas of Celano thus : "Anal. Franc. Quaracchi, vol. iii (1897), p. 276. "Fra Salimbene, Cronica, ed. Parma, 1857, p. 60. "Rosedale, op. cit., Introduction, pp. xxix-xxxiii. 67 I. Tractatus Primus, containing (a), the Legenda Gre- gorii (our Legenda Prima of 1228), and (b) the Appendix ad Vitam Primam (our Rinaldi-Amoni Legenda Secunda of 1247). II. Tractatus Secundus, containing (c) the Life and Mir acles of Saint Francis, from the "Buoncompagni oodex," written under John of Parma (1248-57). This conclusion of Rosedale 's seems to me unwarranted. The works lettered (b) and (c) belong together, rather than those lettered (a) and (b). For aside from the absurdity of an "Appendix" written nineteen years after the Legenda Prima, both the Cronica XXIV Generalium and Salimbene point to the grouping of (b) and (e) together. The former says that Celano's work under John of Parma was to com plete (perficeret) that done under Crescentius; the latter, looking back on (b) (e) as a whole, attributed it all to the invitation of Crescentius. If this Buoncompagni codex is really "nothing less than the pulcherrimum librum of Salim bene" (Rosedale Introduction, xxi), then Salimbene must have erred in dating it from the generalate of Crescentius in stead of John of Parma. Rosedale 's argument to dispel "the reader's first disposition to consider the Buoncompagni codex as merely the Legenda Antiqua (b), with the miracles added" (Introduction, xxxii), seems to me very weak. However, we have a valuable document in the newly found manuscript of Porrentruy's, which Rosedale, by the courtesy of Pere d' Alencon, has first made public. It is only a pity that Rose- dale's book is marred by such unpardonable typographical errors as Assisii and Crescentius da Jesu, among many minor slips. The discovery of the Speculum Perfectionis has proved that Suyskens builded better than he knew in rejecting the Le genda Secunda of Thomas of Celano, if offered to him in the form of the Assisi codex 686 or the Rinaldi-Amoni edition. For of the three parts of the Legend there contained, the first corresponds closely to the BoUandist Legenda Trium Socio rum (as pointed out by Miiller in 1885), while the second and third parts contain about eighty chapters of the Speculum Perfectionis. Moreover, the material in the second and third parts is arranged topically, like that of the Speculum Perfec tionis, while the first part follows the Legenda Trium Socio- 68 rum in the form of a continuous biography. The theory of Sabatier (above, note 30) seems to me inevitable: under the lax Crescentius, Celano suppressed the inconvenient material furnished by the companions of Saint Francis; but at the bidding of the zealot John of Parma he let the "spiritual" writings come out (as they now appear in the Speculum Per fectionis). Between the Legenda Prima of Thomas of Celano and the writings called out by Crescentius' invitation at the chapter of Genoa (1244), we have a notice of biographies of Saint Francis by Thomas of Ceperano and Julian of Speyer.19 The former is as yet undiscovered20 ; the latter has been identified by Weis with the anonymous Vita in the Commentarius Prae vius to the BoUandist Acta Sanctorum (Oct. torn, ii).21 Frag ments of a Dialogue on Saint Francis, prepared by Crescen tius, still existed in the time of Bernard of Bessa,22 which Lemmens claims to have discovered and promises to edit.23 Getting back to the Legenda Prima of Thomas of Celano, we have a source authenticated beyond question. Even the date of the Legend is determined to within a few months. The Legend recounts the canonization of the saint, which took place July 11, 1228, while the endorsement on the Mazarinus codex (above, note 22) sets as the terminus ad quern the 25th of February, 1229. There are nine manuscripts of the Legend extant (described by Rosedale, Introduction, xiii-xxvii) scat tered from Barcelona in Spain to Ossegg in Bohemia. These codices show no important variations, and thereby prove that the closing words of Gregory IX 's decree (above, note 26), et censuit fore tenendam, were thoroughly effective. The Legend, whether or not written as a reply to the attacks of the "Spiritual" Leo (Speculum Perfectionis) on the "practical" policy of Brother Elias, represents the interests of Elias, quern loco matris sibi elegerat (Francis, himself!) et aliorum fratrum fecerat patrem. The Legend has no word for the troubles of the order in 1219-202*; it does not mention the "Wadding, Annates Minorum, ii, p. 240. 20Roo Minocchi's theory of Ceperano's Legend, note 13. "J. E. Weis, Julian von Speier, Forsohungen zur Franeiskus und- Antonius Eritik, Munich, 1900. 22 'Anal. Frances. Quaracchi, vol. iii (1897), p. 263. Sabatier, Opus cules, vol. iii. 2aDocumenta Antiqua Franciscana. Quaracchi, 1902, part iii. p. 19. 2iCf. the Chronicle of Jordan of Giano, ed. Quaracchi, vol i (1885), chs. y-12. 69 early zealots, Leo, Angelo, Masseo, Bernard, Rufinus, Egidius; it ignores the early Rule of 1210-21; it skips the chapters- general of the order.25 The Celanese Legend was rendered in verse by John of Kent before 1230, and the quaint hexameters, excellent in have been published by Cristof ani, librarian of the commune of Assisi.26 The writings of Saint Francis himself (Opuscula) have been sadly neglected by the historians of the order. To be sure, Wadding published them, with little critical work, be fore the middle of the seventeenth century (Antwerp, 1623), and a few biographers of the Saint, whose sympathies have been with the Spirituals, have made use of the Opuscula." But generally the Legends have been preferred to Saint Francis' own writings as a source for his life. At present the criticism of the older "spiritual" writings has led us back through Leo to Saint Francis himself.28 Three important works touching the Opuscula s. Francisci have been published lately, viz : Opuscula s. Francisci Assisiensis secundum codices manuscriptas etc., by L. Lemmens (Quaracchi, 1904) ; Analekten zur Geschichte des Franciscus von Assisi, by H. Boehmer (Tubingen, 1904) ; and Die Quellen zur Geschichte des heiligen Franciscus von Assisi, by Goetz (Gotha, 1904). Sabatier, in the tenth Fascicule of the Opuscules de critique historique (Appendix III, note 9), reviews these works, con cluding with the remark : II y a dix ans fut tente le premier effort pour rechercher dans les Opuscules une des sources de I'histoire de Saitit Francois.2" Aujourd'hui historiens et critiques ne se sont plus separes que sur les details :tous s'ac- cordent a, voir dans les Opuscules la pierre de touche sur laquelle it faut eprouver la valeur diverses legendas. To sum up the present status of the sources of the life of Saint Francis before Bonaventura and the decree of the Parisian chapter of 1266, we have : 25Elias omitted all chapters-general during the autocratic term of his generalate, 1232-39. Salimbene, p. 34. 28Cristofani, II piu antico poema delta vita di San Francesco, seritta innanzi al anno 1230. Prato, 1882. '"E.g. Chalippe, Vie de St. Francois d'Assise, Paris, 1728. ™L'oeuvre de Frire Leon n'est en quelque sort que le prolongement des Opuscules, Sabatier, Speculum Perfectionis, xxv. MIn Sabatier's own Vie de Saint Frangois d'Assise, Paris, 1894; Etude critique des sources. 70 1. The Opuscula of Saint Francis, offering many points o± contact with the early "spiritual" sources. (ed. Wadding, Antwerp, 1623; Heroy, Paris, 1880; Boeh mer, Tubingen, 1904; Lemmens, Quaracchi, 1904.) 2. The Legenda Prima of Thomas of Celano (1228), adopted as the official biography of the Saint by Gregory IX, 1229. (ed. Suyskens, AA. SS. 1768; Rinaldi, Rome, 1806; Amoni, Rome, 1880; Rosedale [as Legenda Gregorii], London, 1904.) 3. The Speculum Perfectionis, probably arranged in its present form by the friars of the Portiuncula in 1317, but con taining material directly transmitted from Brother Leo and his associates. (ed. Sabatier, Paris, 1898.) 4. The Legenda Trium Sociorum, written in 1246, in re sponse to Crescentius' call for material on the life of Saint Francis, by the companions Leo, Rufinus, and Angelo. The material was "edited" (probably by Celano) and reduced to the fragmentary form in which we find it in the Acta Sanc torum. (ed. Suyskens, AA. SS., 1768; Le Monnier, Paris, 1828; Civezza and Domenichelli, Rome, 1899, from an old Italian version of the sixteenth century.) 5. The Legenda Secunda of Thomas of Celano, a product of the same historical conditions as the foregoing source, writ ten 1248-57 ; corresponding in its first part (written under Crescentius) with No. 4, and in its second and third parts (written under John of Parma) with No. 3. (ed. Rinaldi, Rome, 1806; Amoni, Rome, 1880; Rosedale. London, 1904.) 6, The Legenda of Julian of Speyer, mentioned in the thirteenth-century chroniclers Jordan of Giano and Bernard of Bessa. Of no significance. (ed. Suyskens, A A. SS.