"I givg theft Books for the founding of a College in th 'YALE-¥M¥lSISSinnf« A^c^Wc^w, fitr' THE NORMANS IN EUROPEAN HISTORY THE NORMANS IN EUROPEAN HISTORY BY CHARLES HOMER HASKINS GURNEY PROFESSOR OF HISTORY AND POLITICAL SCIENCE IN HARVARD UNIVERSITY BOSTON AND NEW YORK HOUGHTON MIFFLIN COMPANY tathc RirjerjSibe ptts^ 4Eambrit)ge COPYRIGHT, 1915, BY CHARLES HOMEK HASKINS ALL RIGHTS RESERVED Published October iqij TO MY WIFE PREFACE THE eight lectures which are here published were delivered before the Lowell Institute in February, 191 5, and at the University of Cali fornia the following July, and it has seemed best to print them in the form in which they were prepared for a general audience. Their purpose is not so much to furnish an outline of the annals of Norman history as to place the Normans in relation to their time and to indicate the larger features of their work as founders and organizers of states and contributors to European culture. Biographical and narrative detail has accord ingly been subordinated in the effort to give a general view of Norman achievement in France, in England, and in Italy. Various aspects of Norman history have been treated with considerable fullness by historians, but, so far as I am aware, no connected account of the whole subject has yet been attempted from this point of view. This fact, it is hoped, may justify the publication of these lectures, as well as explain the omission of many topics which would naturally be treated in an extended narrative. This book rests partly upon the writings of the various scholars enumerated in the bibliographical note at the viii PREFACE end of each chapter, partly upon prolonged personal investigations, the results of which have appeared in various special periodicals and will, in part, soon be collected into a volume of Studies in Norman Institu tions. When it seemed appropriate in the text, I have felt at liberty to draw freely upon the more general por tions of these articles, leaving more special and critical problems for discussion elsewhere. I wish to thank the authorities of the Lowell Institute and the University of California, and to acknowledge helpful criticism from my colleague Professor William S. Ferguson and from Mr. George W. Robinson, Secretary of the Graduate School of Arts and Sciences of Harvard University. My indebtedness to Norman scholars and Norman scholarship is deeper and more personal than any list of their names and writings can indicate. Charles H. Haskins. Cambridge, Mass. August, 1915. CONTENTS I. NORMANDY AND ITS PLACE IN HISTORY i II. THE COMING OF THE NORTHMEN 26 III. NORMANDY AND ENGLAND 52 IV. THE NORMAN EMPIRE 85 V. NORMANDY AND FRANCE 116 VI. NORMAN LIFE AND CULTURE 148 VII. THE NORMANS IN THE SOUTH 192 VIII. THE NORMAN KINGDOM OF SICILY 218 INDEX 251 THE NORMANS IN EUROPEAN HISTORY i NORMANDY AND ITS PLACE IN HISTORY IN June, 191 1, at Rouen, Normandy celebrated the one-thousandth anniversary of its existence. Dec orated with the grace and simplicity of which only a French city is capable, the Norman capital received with equal cordiality the descendants of the conquerors and the conquered — Norwegians and Swedes, Danes of Denmark and Danes of Iceland, Normans of Nor mandy and of England, of Sicily and of Canada. Four Norwegian students accomplished the journey from their native fjords in an open Viking boat, having set ashore early in the voyage a comrade who had so far fallen away from the customs of his ancestors as to sleep under a blanket. From the United States bold Scandinavians, aided by the American Express Com pany, brought from Minnesota the Kensington rune stone, which purports to prove the presence of Norse ex plorers in the northwest one hundred and thirty years before the landfall of Columbus. A congress of Norman history listened for nearly a week in five simultaneous sections to communications on every phase of the Nor- 2 NORMANS IN EUROPEAN HISTORY man past. There was Norman music in the streets, there were Norman plays at the theatres, Norman mysteries in the cathedral close. Banquet followed ban quet and toast followed toast, till the cider of Normandy paled before the champagne of France. Finally a great pageant, starting, like the city, from the river-bank, un rolled the vast panorama of Norman history through streets whose very names reecho its great figures — Rollo and his Norse companions arriving in their Viking ships, the dukes his successors, William Longsword, Richard the Fearless, Robert the Magnificent, William the Conqueror, the sons of Tancred of Hauteville who drove the paynim from Sicily, and that other Tancred who planted the banner of the cross on the walls of Jerusalem, all with their knights and heralds and men at arms, followed by another pageant of the achieve ments of Normandy in the arts of peace. And on the last evening the great abbey-church of Saint-Ouen burnt red fire for the first time in its history till the whole mass glowed and every statue and storied niche stood out with some clear, sharp bit of the Norman past, while its lantern-tower, "the crown of Normandy," shone out over the city and the river which are the centre of Norman history and where this day the dukes wore again their crown. In this transitory world the thousandth anniversary of anything is sufficiently rare to challenge attention, even in an age which is rapidly becoming hardened to NORMANDY IN HISTORY 3 celebrations. Of the events commemorated in 1915 the discovery of the Pacific is only four hundred years old, the signing of the Great Charter but seven hundred. The oldest American university has celebrated only its two hundred and fiftieth anniversary, the oldest Euro pean only its eight-hundredth. Even those infrequent commemorations which carry us back a thousand years or more, like the millenary of King Alfred or the sixteen- hundredth Constantinian jubilee of 1913, are usually re minders of great men or great events rather than, as in the case of Normandy, the completion of a millennium of continuous historical development. So far as I can now recollect, the only parallel is that of Iceland, which rounded out its thousand years with the dignity of a new constitution in 1 874. Of about the same age, Ice land also resembles Normandy in being the creation of the Norse sea-rovers, an outpost of the Vikings in the west, as Normandy was an outpost in the south. Of the two, Iceland is perhaps the more individual, as it certainly has been the more faithful to its Scandinavian traditions, but the conditions which have enabled it to retain its early characteristics have also isolated it from the broader currents of the world's history. Normandy, on the other hand, was drawn at once into the full tide of European politics and became itself a founder of new states, an imperial power, a colonizer of lands beyond the seas, the mother of a greater Normandy in England, in Sicily, and in America. 4 NORMANS IN EUROPEAN HISTORY At home and abroad the history of Normandy is a record of rich and varied achievement — of war and conquest and feats of arms, but also of law and govern ment and religion, of agriculture, industry; trade, and exploration, of literature and science and art. It takes us back to Rollo and William of the Long Sword, to the Vikings and the Crusaders, to the conquerors of England , and Sicily, to masterful prelates of the feudal age like Odo of Bayeux and Thomas Becket; it brings us down to the admirals and men of art and letters of the Grand Silcle, — Tourville and DuQuesne, Poussin, Malherbe, and the great Corneille, — to Charlotte Corday and the days of the Terror, and to the painters and scholars and men of letters of the nineteenth century, — Gericault and Millet, Laplace and Leopold Delisle, Flaubert and Maupassant and Albert Sorel. It traces the laborious clearing of ancient forests, the rude processes of prim itive agriculture, the making of Norman cider and the breeding of the Norman horse, the vicissitudes of trade in fish and marten-skins, in pottery, cheap cottons, and strong waters, the development of a centre of fashion like Trouville or centres of war and commerce like Cher bourg and Havre. It describes the slow building of monasteries and cathedrals and the patient labors of priests and monks, as well as the conquest of the Cana ries, the colonization of Canada, and the exploration of the Great West. A thousand years of such history are well worth a week of commemoration and retrospect. NORMANDY IN HISTORY 5 To the American traveller who wends his way toward Paris from Cherbourg, Havre, or Dieppe, the first im pression of Normandy is that of a country strikingly like England. There are the same high chalk cliffs, the same "little grey church on the windy shore," often the same orchards and hedges, poppies and roses. There are trees and wide stretches of forest as in few other parts of France, placid, full-brimmed rivers and quiet country sides, and everywhere the rich green of meadow and park and pasture, that vivid green of the north which made Alphonse Daudet at Oxford shudder, "Green rheumatism," as he thought of the sun-browned plains and sharp, bare hills of his own Provence. Normandy is brighter than England, with a dash more of color in the landscape, but its skies are not sunny and its air breathes the mists of the sea and the chill of the north. There is a grey tone also, of grey towns and grey sea, matched by an austere and sombre element in the Nor man character, which, if it does not take its pleasures sadly after the manner of Taine's Englishmen, is prone to take them soberly, and by an element of melancholy, a sense of le glas des choses mortes, which Flaubert called the melancholy of the northern barbarians. The Nor man landscape also gives us the feeling of finish and re pose and the sentiment of a rich past, not merely in the obvious externals of crumbling wall and ivied tower, but in that deeper sense of a people bound from im memorial antiquity to the soil, adapted to every local 6 NORMANS IN EUROPEAN HISTORY difference through long generations of use and wont, in an intimate union of man and nature which makes the Norman inseparable from his land. All this, too, is English, but English with a difference. Just as, in Henry James's phrase, the English landscape is a landlord's landscape, and the French a peasant's, so the mairie and the prefecture, the public garden and the public band, the cafe and the ever-open church, the workman's blouse and the grandam's bonnet, remind us continually that we are in a Latin country and on our way to Paris. Now the history of Normandy reflects this twofold impression of the traveller: it faces toward England and the sea, but it belongs to France and the land. Open to the outer world by the great valley of the Seine and the bays and inlets of its long coast-line, Normandy was never drawn to the sea in the same degree as its neigh bor Brittany, nor isolated in any such measure from the life of the Continent. Where the shore is low, meadow and field run to the water's edge; where it is high, its line is relatively little broken, so that the streams gener ally rush to the sea down short, steep valleys, up which wheeze the trains which connect the little seaside ports and watering-places with the modern world within. In spite of the trade of its rivers and its ports, in spite of the growth of industry along its streams, Normandy is still primarily an agricultural country, rooted deep in the rich soil of an ancient past, a country of horses and NORMANDY IN HISTORY 7 cattle, of butter and cheese and cider and the kindly fruits of the earth ; and the continuity of its history rests upon the land itself. " Behind the shore and even upon it," says Vidal de la Blache, "the ancient cumulative force of the interior has reacted against the sea. There an old and rich civilization has subsisted in its entirety, founded on the soil, through whose power have resisted and endured the speech, the traditions, and the peoples of ancient times." * Conquered and colonized by the sea- rovers of the north, the land of Normandy was able to absorb its conquerors into the law, the language, the re ligion, and the culture of France, where, as Sorel says, their descendants now preserve "their attachment to their native soil, the love of their ancestors, the respect for the ruins of the past, and the indestructible venera tion for its tombs."2 If the character of Normandy is thus in considerable measure determined by geography, its boundaries and even its internal unity are chiefly the result of history. For good and ill, Normandy has, on the land side, no natural frontiers. The hills of the west continue those of Brittany, the plains of the east merge in those of Picardy. The watershed of the south marks no clear-cut boundary from Maine and Perche; the valleys of the Seine and the Eure lead straight to the Ile-de-France, separated from Normandy only by those border for tresses of the Avre and the Vexin which are the perpetual 1 La France, p. 161. t Pages normandes, dedication. 8 NORMANS IN EUROPEAN HISTORY battle-ground of Norman history — Normandy's Al sace-Lorraine! Within these limits lie two distinct physiographic areas, one the lower portion of the Paris basin, the other a western region which belongs with Brittany and the west of France. These districts are commonly distinguished as Upper and Lower Normandy, terms consecrated by long use and representing two contrasted regions and types, but there is no general agreement as to their exact limits or the limits of the region of Middle Normandy which some have placed between them. Even the attempt to define these areas in terms of cheese — as the land respectively of the creamy Neufchatel, the resilient Pont-1'Eveque, and the flowing Camembert — is defective from the point of view of geographical accuracy! The most distinctive parts of Upper Normandy are the valley of the Seine and the region to the north and east, the pays de Caux, fringed by the coast from Havre to the frontier of Picardy. Less monotonous than the bare plains farther east, the plateau of Caux is covered by a rich vegetation, broken by scattered farmsteads, where house and orchard and outbuildings are pro tected from the wind by those rectangular earthworks surmounted by trees which are the most characteristic feature of the region. It is the country of Madame Bo- vary and of Maupassant's peasants. Equally typical is the valley of the Seine, ample, majestic, slow, cutting its sinuous way through high banks which grow higher NORMANDY IN HISTORY 9 as we approach the sea, winding around ancient strong holds like Chateau Gaillard and Tancarville or ruined abbeys like Jumieges and Saint- Wandrille, — where Maeterlinck's bees still hum in the garden, — catching the tide soon after it enters Normandy, reaching deep water at Rouen, and meeting the "longed-for dash of waves " in the great estuary at its mouth. Halfway from the Norman frontier to the river's end stands Rouen, mistress of the Seine and capital, not only of Upper Nor mandy, but of the whole Norman land. Celtic in name and origin, like most French cities, chief town of the Roman province of Lugdunensis Secunda and of the ecclesiastical province to which this gave rise, the politi cal and commercial importance of Rouen have made it also the principal city of mediaeval and modern Nor mandy and the seat of the changing political authority to which the land has bowed. As early as the twelfth century it is one of the famous cities of Europe, likened to Rome by local poets and celebrated even by sober historians for its murmuring streams and pleasant meadows, its hill-girt site and strong defences, its beau tiful churches and private dwellings, its well-stocked markets, and its extensive foreign trade. In spite of all modern changes, Rouen is still a city full of history, in the parchments of its archives and the stones of its walls, in its stately cathedral with the ancient tombs of the Norman dukes, in the glorious nave of its great abbey- church, the florid Gothic of Sakit-Maclou, the richly 10 NORMANS IN EUROPEAN HISTORY carved perpendicular of its Palace of Justice, and its splendid facades of the French Renaissance; historic also in those unbuilt spots which mark the landing of the Northmen and the burning of Joan of Arc. Lower Normandy shows greater variety, comprising the hilly country of the Bocage, — the so-called Nor man Switzerland, — the plain of Caen and the pasture- lands of the Bessin, and the wide sweep of the Atlantic coast-line, from the promontory of La Hague to the shifting sands of the bay of Mont-Saint-Michel. It is a country of green fields and orchards and sunken lanes, of dank parks and mouldering chateaux, of deserted mills and ancient parish churches, of quaint timbered houses and long village streets, of silent streams, small ports, and pebbly beaches, the whole merging ultimately in the neighboring lands of Brittany and Maine. Its typical places are Falaise, Vire, and Argentan, with their ancient castles of the Norman dukes; Bayeux and Cou- tances, the foundations of whose soaring cathedrals carry us back to the princely prelates of the Conquest; provincial capitals of the Old Regime, like Valognes, or the new, like Saint-L6; and best of all, the crowning glories of the marvel of Mont-Saint-Michel. Its chief town is Caen, stern and grey, the heart of Normandy as Rouen is its head, an old poet tells us; no ancient Roman capital, but the creation of the mediaeval dukes, who reared its great abbey-churches to commemorate the marriage and the piety of William the Conqueror NORMANDY IN HISTORY u and Matilda, and who established their exchequer in its castle; an intellectual centre also, the seat of the only Norman university, of an academy, and of a society of antiquaries which has recovered for us great portions of the Norman past. Fashioned and enriched by the hand of man, the land of Normandy has in turn profoundly influenced the ^character of its inhabitants. First and foremost, the Norman is a peasant, industrious, tenacious, cautious, secretive, distrustful of strangers, close-fisted, shrewd, even to the point of cunning, a hard man at a bargain, eager for gain, but with the genius for small affairs rather than for great, for labor and economy rather than enterprise and daring. Suspicious of novelty, he is a conservative in politics with a high regard for vested interests. The possession of property, especially landed property, is his great ambition ; and since, as St. Francis kmg ago reminded us, property is the sower of strife and suits at law, he is by nature litigious and lawyerly. There is a well-known passage of Michelet which describes the Norman peasant on his return from the fields explain- , ing the Civil Code to his attentive children; Racine, who immortalized Chicaneau in his Plaideurs, laid the scene in a town of Lower Normandy. Even in his time this was no new trait, for the fondness for legal form and chicane can be traced in the early days of the Coutume de Normandie, while the Burnt Njal Saga shows us the love of lawsuits and fine points of procedure full-blown 12 NORMANS IN EUROPEAN HISTORY among the Northmen of primitive Iceland. If Nor mandy is the pays de gain, it is also the pays de sapience. Hard-headed and practical, the Norman is not an ideal ist or a mystic; even his religion has a practical flavor, and the Bretons are wont to assert that there has never been a Norman saint. With the verse of Corneille and the splendid monuments of Romanesque and Gothic architecture before us, no one can accuse the Normans of lack of artistic sense, yet here, too, the Norman imagination is inclined to be restrained and severe, real istic rather than romantic. Its typical modern writers are Flaubert and Maupassant; its typical painter is Millet, choosing his scenes from Barbizon, but loyal to the peasant types of his native Normandy. Indeed Henry Adams insists that Flaubert's style, exact, im personal, austere, is singularly like that of those great works of Norman Romanesque, the old tower of Rouen cathedral and St. Stephen's abbey at Caen, and shows us "how an old art transmutes itself into a new one, without changing its methods."1 In history, a field in which the Norman attachment to the past has pro duced notable results, the distinguishing qualities of Norman work have been acute criticism and great erudition rather than brilliant imagination. In science, when a great Norman like Laplace discovered the neb ular hypothesis, he relegated it to a note in the ap pendix to his ordered and systematic treatise on the 1 Mont-Saint-Michel and Chartres, p. 55. NORMANDY IN HISTORY 13 motions of the heavenly bodies. The Norman mind is neither nebular nor hypothetical ! The land is not the whole of nature's gift to Normandy; we must also take account of the sea, of those who came by sea and those who went down to the sea in ships; and history tells us of another type of Norman, those giants of an elder day who, as one of their descendants has said, "found the seas too narrow and the land too tame." The men who subdued England and Sicily, who discovered the Canaries and penetrated to the Mississippi, who colonized Quebec and ruled the Isle of France, were no stay-at-homes, no cautious lands men interested in boundaries and inheritances and vain strivings about the law. Warriors and adven turers in untamed lands and upon uncharted seas, they were organizers of states and rulers of peoples, and it is their work which gives Normandy its chief claim upon the attention of the student of general history. . These are the Normans of history and the Normans of romance. Listen to the earliest characterizations of them which have reached us from the south, as a monk of the eleventh century, Aime of Monte Cassino, sets out to recount the deeds of the southern Normans, fortissime gent who have spread themselves over the earth, ever leaving small things to acquire greater, unwilling to serve, but seeking to have every one in subjection ; * or as his contemporary, Geoffrey Malaterra, 1 Ystoire de li Normant (ed. Delarc), p. 10. 14 NORMANS IN EUROPEAN HISTORY himself very likely of Norman origin, describes this cunning and revengeful race, despising their own in heritance in the hope of winning a greater elsewhere, eager for gain and eager for power, quick to imitate whatever they see, at once lavish and greedy; given to hunting and hawking and delighting in horses and ac coutrements and fine clothing, yet ready when occa sion demands to bear labor and hunger and cold ; skil ful in flattery and the use of fine words, but unbridled unless held down firmly by the yoke of justice.1 Turn then to the northern writers of the following century: William of Malmesbury, who describes the fierce on slaughts of the Normans, inured to war and scarcely able to live without it, their stratagems and breaches of' faith and their envy of both equals and superiors;2 or the English monk Ordericus, who spent his life among them in Normandy and who says: — The race of the Normans is unconquered and ready for any wild deed unless restrained by a strong ruler. In what ever gathering they find themselves they always seek to dom inate, and in the heat of their ambition they are often led to violate their obligations. All this the French and Bretons and Flemings and other neighbors have frequently felt; this the Italians and the Lombards, the Angles and Saxons, have also learned to their undoing.3 A little later it is the Norman poet Wace who tells, through the mouth of the dying William the Con- 1 Historia Sicula, i, 3. * Gesta Regum (Rolls Series), p. 306. • Ed. LePrevost, in, p. 474; cf. p. 230. NORMANDY IN HISTORY 15 queror, of these same Normans — brave and valiant and conquering, proud and boastful and fond of good cheer, hard to control and needing to be kept under foot by their rulers.1 Through all these accounts runs the same story of a high-spirited, masterful, unscrupu lous race, eager for danger and ready for every adven ture, and needjng-always the bijLand-bridle rather than the spur. The contrast is not merely between the eleventh cen tury and the twentieth, between a lawless race of pio neers and a race subdued and softened by generations of order and peace; the two types are present in the early days of Norman history. Among the conquerors of England a fecent historian distinguishes "the great soldiers of the invading host . . . equally remarkable for foresight in council and for headlong courage in the hour of action, whose wits are sharpened by danger and whose resolution is only stimulated by obstacles; in- . ..capable of peaceful industry but willing to prepare themselves for war and rapine by the most laborious apprenticeship"; and over against them "the politi cians . . . cautious, plausible, deliberate, with an im mense capacity for detail, and an innate liking for rou tine; conscious in a manner of their moral obligations, but mainly concerned with small economies and gains ; limited in their horizon, but quick to recognise superior powers and to use them for their own objects ; indifferent 1 Roman de Rou (ed. Andresen), n, lines 9139-56. 16 NORMANS IN EUROPEAN HISTORY for their own part to high ideals, and yet respectful to idealists; altogether a hard-headed, heavy-handed, la borious and tenacious type of men." x These contrasting types of life and character it is tempting to refer to the respective influences of land and water, to the differences between the peasant and the rider to the sea. One might even attempt a philoso phy of Norman history somewhat on this wise. In its normal and undisturbed state Normandy is a part of France, in its life as in its geography, and as such it shows only the ordinary local differences from the rest of the French lands. So it was under the Romans, so under the Franks. At the beginning of the tenth cen tury the coming of the Northmen introduces a new element which develops relations with the sea and the countries beyond the sea, with Scandinavia and later with the British Isles. Normandy ceases to be provin cial, it almost ceases to be French; it even becomes the centre of an Atlantic empire which stretches from Scot land to the Pyrenees. It sends its pilgrims to Com- postela, its chivalry to Jerusalem, its younger sons to Sicily and southern Italy. Its relations with the sea do not cease with its political separation from the lands across the Channefin 1204. The English come back for a time in the fifteenth century; the Normans cross the Atlantic in the sixteenth and settle Canada in the sev enteenth. But the overmastering influence of the soil 1 H. W. C. Davis, England under the Normans and Angevins, p. 3. NORMANDY IN HISTORY 17 prevails and draws its children back to itself. The sea faring impulse declines; activity turns inward; the province is finally absorbed in the nation; Normandy is again a part of France, and the originality and dis tinctness of its history fade away in the life of the whole. Philosophy or no philosophy, the history of Nor mandy falls for our purposes into three convenient periods. The first of these extends from the earliest times to the coming of the Northmen in 911, the event which created Normandy as a distinct entity. The second is the history of the independent Norman duchy from 911 to the French conquest in 1204, the three splendid centuries of Norman independence and Nor man greatness. The third period of seven hundred years deals with Normandy as a part of France. The interest and importance of these several periods vary with the point of view. Many people are of the opinion that the only history which matters is modern history, and the more modern the better because the nearer to ourselves and our time. To such everything is meaningless before the French Revolution or the Franco-Prussian War — or perhaps the War of 1914. To those who care only for their own time the past has no perspective; as a distinguished maker and writer of history has said, James Buchanan and Tiglath-Pileser become contemporaries. This foreshortened interest 1 8 NORMANS IN EUROPEAN HISTORY in the immediate past starts from a sound principle, namely, that it is an important function of history to explain the present in the light of the past from which it has come. By a natural reaction from the study which stopped with Marcus Aurelius or the American colonies or the Congress of Vienna, the demand natu rally arose for the history of the day before yesterday, which was once declared to be the least known period in human annals. This is quite legitimate if it does not stop here and does not accept the easy assumption that what is nearest us is necessarily most important, even to ourselves. Modern Germany owes more to Martin Luther than to Nietzsche, more to Charles the Great, who eleven hundred years ago conquered and civilized the Saxons and began the subjugation of the Slavs, than to many a more modern figure in the Sieges-allee at Berlin. Our method of reckoning time and latitude by sixtieths owes less to the contemporaries of James Buchanan than to those of Tiglath-Pileser. If we must apply material standards to history, we must consider the mass as well as the square of the distance. Obviously, too, we must consider distance in space , as well as in time. The Boston fire of 1872 did not rouse Paris, and our hearts do not thrill at the mention of the Socialist mayors and Conservative deputies whose names become household words when the streets of French towns are rechristened in their memory. The perspective of Norman history is different for a Norman NORMANDY IN HISTORY 19 than for other Frenchmen, different for a Frenchman than for an American. Now there can be no question that for the average Norman the recent period bulks larger than the earlier. His life is directly and constantly affected by the bu reaucratic traditions of the Old Regime, by the new freedom and the land-distribution of the Revolution, by the coming of the railroad, the steamship, and the primary school. William the Conqueror, Philip Augus tus, Joan of Arc, their deeds and their times, have be come mere traditions to him, if indeed they are that. In all these changes, however, there is nothing distinc tive, nothing peculiar, nothing that cannot be studied just as well in some other part of France. Their local and specifically Norman aspects are of absorbing in terest to Normandy, but they are meaningless to the world at large. With the union with France in 1204 Norman history becomes local history, and whatever possesses more than local interest it shares with the rest of France. From the point of view of the world at large, the history of Normandy runs parallel with that of the other regions of France. Normandy will contribute its quota of great names to the world, in art and music and literature, in learning and indus try and politics; it will take its part in the great movements of French history, the Reformation, the Revolution, the new republic; but it will be only a part of a larger whole and derive its interest for the 20 NORMANS IN EUROPEAN HISTORY general student from its membership in the body of France. Much the same is true of the period before the com ing of the Northmen. Under the Celts, the Romans, and the Franks, the region which was to become Nor mandy is not distinguished in any notable way from the rest of Gaul, and it has the further disadvantage of being one of the regions concerning which our knowl edge is particularly scanty. A few names of tribes in Caesar's Gallic War and in the Roman geographers, a few scattered inscriptions from the days of the empire, a few lives of saints and now and then a rare document of Frankish times, this with the results of archaeological research constitutes the basis of early Norman history. After all, Normandy was remote from Rome and lay apart also from the main currents of Frankish life and politics, so that we should not look here for much light on general conditions. Nevertheless it is in this obscure age that the foundations of Normandy were laid. First of all, the population, Gallo-Roman at bottom, receiv ing a Germanic admixture of Saxons and Franks long before the coming of the Northmen, but still prepon derantly non-Germanic in its racial type. Next, lan guage, determined by the process of Romanization and persisting as a Romance speech in spite of Saxon and Frank and Northman, until in the earliest monuments of the eleventh century we can recognize the beginnings of modern French. Then law, the Frankish law which NORMANDY IN HISTORY 21 the Northmen were to absorb, perpetuate, and carry to England. Fourth, religion, the Christian faith, tri umphing only with difficulty in a land largely rural and open to barbarian invasion, but established firmly by the sixth century and already reenforced by monastic foundations which were to be the centres of faith and culture to a later age. Finally, the framework of politi cal geography, resting on the Roman cities which with/ some modifications were perpetuated as the dioceses of the mediaeval church, and connected by Roman roads which remained until modern times the great highways of local communication. A beginning was also made in the direction of separate organization when, toward the close of the fourth century, these districts of the north west are for the first time set off by themselves as an administrative area, the province of Lugdunensis Se- cunda, which coincides with later Normandy. Then, as regularly throughout Gaul, the civil province becomes the ecclesiastical province, centring about its oldest church, Rouen, and the province of the archbishop of Rouen perpetuates the boundaries of the political area after the political authority passed away, and carries over to the Middle Ages the outline of the Roman or ganization. In all this process there is nothing particu larly different from what took place throughout the greater part of northern Gaul, but the results were fundamental for Normandy and for the whole of Nor man history. 22 NORMANS IN EUROPEAN HISTORY A new eptjdi begins with the coming of the Northmen in the early tenth century, as a result of which Nor mandy was differentiated from the rest of France and carried into the broader currents of European history. At first an outpost of the Scandinavian north, its rela tions soon shifted as it bred the conquerors of Eng land and Sicily. The Normans of the eleventh century, Henry Adams maintains, stood more fully in the centre of the world's history than their English descendants . . ever did. They "were a part, and a great part, of the Church, of France, and of Europe." The Popes leaned on them, at times heavily. By the conquest of England the "Norman dukes cast the kings of France into the shade. . . . Normans were everywhere in 1066, and everywhere in the lead of their age." * A century later Normans ruled half of Italy, two thirds of France, and the whole of England; and they had made a beginning on Ireland and Scotland. No one can write of Euro pean affairs throughout this whole period without giving a large place to the Normans and their doings; while events like the conquests of England and Ire land changed the course of history. Normandy has also its place in the history of Euro pean institutions, for the Normans were organizers as well as conquerors, and their political creations were the most efficient states of their time. Masterful, yet legally minded and businesslike, with a sense for detail 1 Mont-Saint-Michel and Chartres, p. 4. NORMANDY IN HISTORY 23 and routine, the Norman princes had a sure instinct for state-building, at home and abroad. The Norman duchy was a compact and powerful state before its duke crossed the Channel, and the central government which the Normans created in England showed the same characteristics on a larger scale. The Anglo-Norman empire of the twelfth century was the marvel of its day, while the history of the Norman kingdom of Sic ily showed that the Norman genius for assimilation and political organization was not confined to the dukes of Rouen. Highly significant during the eleventh and twelfth centuries, Norman institutions remained of permanent importance, affecting the central adminis tration of France in ways which are still obscure, and exerting a decisive influence upon the law and govern ment of England. Normandy was the connecting link between the Frankish law of the Continent and the English common law, and thus claims a share in the jurisprudence of the wide-flung lands to which the com mon law has spread. The institutionof trial by jury, for example, is of Norman origin, or rather of Frankish origin and Norman development. By virtue, then, of its large part in the events of its time, by virtue of the decisive character of the events in which the Normans took part, and by virtue of the permanent influence of its institutions, the Normandy of the dukes can claim an important position in the general history of the world. In seeking to describe the 24 NORMANS IN EUROPEAN HISTORY place of the Normans in European history we shall ac cordingly pass over those periods, the earlier and the later, which are primarily of local interest, and concen trate ourselves upon the heroic age of the tenth, elev enth, and twelfth centuries. We shall begin with the coming of the Northmen and the creation of the Nor man state. The third lecture will consider the Norman conquest of England ; the fourth, the Norman empire to which this gave rise. We shall then trace the events which led to the separation of Normandy from England and its ultimate union in 1204 with the French mon archy under Philip Augustus, concluding our survey of the Normans of the north by a sketch of Norman life and culture in this period. The two concluding lectures will trace the establishment of the Norman kingdom of southern Italy and Sicily, and examine the brilliant composite civilization of the southern Normans from the reign of the great King Roger to the accession of his still more famous grandson, the Emperor Frederick II. BIBLIOGRAPHICAL NOTE There is no substantial general history of Normandy. For a review of the materials, the literature, and the problems, see the excellent r6sume of H. Prentout, La Normandie (Paris, 1910, reprinted from the Revue de synthase historique). For bibliographical purposes this should be supplemented by the Catalogue des ouvrages normands de la Bibliotheque municipale de Caen (Caen, 1910-12). For the general features of Norman geography, see the brief account by Vidal de la Blache, in the Histoire de France of Lavisse, republished with illustra tions under the title of La France (Paris, 1908). The subject can best NORMANDY IN HISTORY 25 be followed out in J. Sion, Les paysans de la Normandie orientale (Paris, 1908), and R. de F61ice, La Basse-Normandie (Paris, 1907). Various aspects of Norman genius and character are delightfully treated by Albert Sorel, Pages normandes (Paris, 1907). The pro ceedings of the historical congress held in conjunction with the mille- naire of 191 1 were to have been printed in full, but so far only various reprints of individual communications have appeared. J. Touflet, Le millenaire de Normandie (Rouen, 19 13), is not an account of the com memoration, but an illustrated collection of popular papers. One of the more notable pamphlets published on this occasion is that of Ga briel Monod, Le role de la Normandie dans I'histoire de France (Paris, 1911). II THE COMING OF THE NORTHMEN THE central fact of Norman history and the starting-point for its study is the event so bril liantly commemorated by the millenary of 191 1, the grant of Normandy to Rollo and his northern followers in the year 911. The history of Normandy, of course, began long before that year. The land was there, and likewise in large measure the people, that is to say, probably the greater part of the elements which went to make the population of the country at a later day; and the history of the region can be traced back several centuries. But after all, neither the Celtic civitates nor the Roman province of Lugdunensis Secunda nor the ecclesiastical province of Rouen which took its place nor the northwestern pagi of the Frankish empire were Normandy. They lacked the name — that is obvious; they lacked also individuality of character, which is more. They were a part, and not a distinctive part, of ', something else, whereas later Normandy was a separate entity with a life and a history of its own. And the dividing line must be drawn when the Northmen first established themselves permanently in the land and gave it a new name and a new history. It must be said that the date 911, like most exact THE COMING OF THE NORTHMEN 27 dates in history, is somewhat arbitrary. The Northmen first invaded Normandy in 841, and their inroads did not cease until about 966, so that the year 911 falls near the middle of a century and a quarter of invasion and settlement, and marks neither the beginning nor the end of an epoch. It is also true that this date, like many another which appears in heavy-faced type in our histories, is not known with entire certainty, for some historians have placed in 912 or even later the events commonly assigned to that year. On the whole, however, there is good reason for maintaining 911 — and a thou sandth anniversary must have some definite date to commemorate ! . For the actual occurrences of that year, we have only the account of a romancing historian of a hundred years later, reenforced here and there by the exceedingly scanty records of the time. The main fact is clear, namely that the Frankish king, Charles the Simple,: granted Rollo as a fief a considerable part, the eastern part, of later Normandy. Apparently Rollo did homage for his fief in feudal fashion by placing his hands between the hands of the king, something, we are told, which "neither his father, nor his grandfather, nor his great grandfather before him had ever done for any man." Legend goes on to relate, however, that Rollo refused to kneel and kiss the king's foot, crying out in his own speech, "No, by God!" and that the companion to whom he delegated the unwelcome obligation performed 28 NORMANS IN EUROPEAN HISTORY it so clumsily that he overturned the king, to the great merriment of the assembled Northmen. Rollo did not receive the whole of the later duchy, but only the region on either side of the Seine which came to be known as Upper Normandy, and it was not till 924 that the North men acquired also middle Normandy, or the Bessin, while the west, the Cotentin and the Avranchin, fell to them only in 933. As to Rollo's personality, we have only the evidence of later Norman historians of doubtful authority and the Norse saga of Harold Fairhair. If, as seems likely, their accounts relate to the same person, he was known in the north as Hrolf the Ganger, because he was so huge that no horse could carry him and he must needs gang afoot. A pirate at home, he was driven into exile by the anger of King Harold, whereupon he followed his trade in the Western Isles and in Gaul, and rose to be a great Jarl among his people. The saga makes him a Norwegian, but Danish scholars have sought to prove him a Dane, and more recently the cudgels have been taken up for his Swedish origin. To me the Norwegian theory seems on the whole the most probable, being based on a trustworthy saga and corroborated by other incidental evidence. Yet, however significant of Rollo's importance it may be that three great countries should each claim him as its own, like the seven cities that strove for the honor of Homer's birthplace, the ques tion of his nationality is historically of subordinate THE COMING OF THE NORTHMEN 29 interest, and at a time when national lines were not yet drawn, it is futile to fit the inadequate evidence into one or another theory. The important fact is that Norway, Denmark, and even more distant Sweden, all contributed to the colonists who settled in Normandy under Rollo and his successors, and the achievements of the Norinans thus become the common heritage of the Scandinavian race. The colonization of Normandy was, of course, only a small part of the work of this heroic age of Scandina vian expansion. The great emigration from the North in the ninth and tenth centuries has been explained in part by the growth of centralized government and the consequent departure of the independent, the turbu lent, and the untamed for new fields of adventure; but its chief cause was doubtless that which lies back ofj 1 colonizing movements in all ages, the growth of popu lation and the need of more room. Five centuries ear lier this land-hunger had pushed the Germanic tribes across the Rhine and Danube and produced the great wandering of the peoples which destroyed the Roman empire; and the Viking raids were simply a later aspect of this same Volkerwanderung, retarded by the out lying position of the Scandinavian lands and by the greater difficulty of migration by sea. For, unlike the Goths who swept across the map of Europe in vast curves of marching men, or the Franks who moved forward by slow stages of gradual settlement in their 30 NORMANS IN EUROPEAN HISTORY occupation of Roman Gaul, the Scandinavian invaders were men of the sea and migrated in ships. The deep fjords of Norway and the indented coast of the North Sea and the Baltic made them perforce sailors and fishermen and taught them the mastery of the wider ocean. In their dragon ships — shallow, clinker-built, half-decked craft, pointed at either end, low in the middle, where the gunwale was protected by a row of shields — they could cross the sea, explore creeks and inlets, and follow the course of rivers far above their mouth. The greater ships might reach the length of seventy-five feet and carry as many as one hundred and twenty men, but these were the largest, and even these offered but a slow means of migration. We must think of the whole movement at first as one of small and scattered bands, terrible more for their fierce, sudden, and skilful methods of attack, than for force of su perior numbers or organization. The truth is that sea-power, whose strategic significance in modern war fare Admiral Mahan did so much to make us appreciate, was in the ninth and tenth centuries, so far as western Europe was concerned, a Scandinavian monopoly. Mas ters of the seas, the Northmen harried the coasts and river-valleys as they would, and there was none to drive them back. Outside of the Baltic, where th,e Danes ravaged the southern coast and the Swedes moved eastward to lay the foundations of the Russian state and to penetrate THE COMING OF THE NORTHMEN 31 as far as Constantinople, two main routes lay open to the masters of the northern seas. One led west to the Orkneys, the Shetlands, and the coast of Scotland, and then either south to the shores of Ireland, or further west to Iceland, Greenland, and America. The other led through the North Sea to England, the Low Coun tries, and the coast of Gaul. Both were used, and used freely, by the Vikings, and in both directions they ac complished enduring results: — Iceland and the king doms of the isles in the north, the beginnings of town life and commerce in Ireland, the Danelaw in England, and the duchy of Normandy. When the great northern invasions began at the close of the eighth century, Charles the Great ruled all the Christian lands of the western Continent. By fire and sword he converted the heathen Saxons of the north to Christianity and civilization and advanced his frontier to the Danish border, so that the pious monk of St. Gall laments that he did not conquer the Danes also — '.' be it that Divine Providence was not then on our side, or that our sins rose up against us." And this same gossiping chronicler — not the best of authorities it is true — has left us a striking picture of Charlemagne's first experience with the Scandinavian invaders : — Once Charles arrived by chance at a certain maritime town of Gallia Narbonensis. While he was sitting at dinner, and had not been recognized by the townspeople, some northern pirates came to carry on their depredations in that 32 NORMANS IN EUROPEAN HISTORY very port. When the ships were perceived some thought they were Jewish merchants, some that they were Africans, some Bretons. But the wise king, knowing from the shape and swiftness of the vessels what sort of crews they carried, said to those about him, "These ships bear no merchandize, but cruel foes." At these words all the Franks rivalled each other in the speed with which they rushed to attack the boats. But it was useless. The Northmen hearing that there stood the man whom they were wont to call Charles the Hammer, were afraid lest all their fleet should be taken in the port, and should be broken in pieces; and their flight was so rapid, that they withdrew themselves not only from the swords, but even from the eyes of those who wished to catch them. The religious Charles, however, seized by a holy fear, rose from the table, and looked out of the window towards the East, remaining long in that position/his face bathed in tears. No one ventured to question him: but turning to his fol lowers he said, "Know ye why I weep? Truly I fear not that these will injure me. But I am deeply grieved that in my life time they should have been so near landing on these shores, and I am overwhelmed with sorrow as I look forward and see what evils they will bring upon my offspring and their people." x From the actuality of such an invasion the great Charles was spared, but in the British Isles it had al ready begun. In 787 the Anglo-Saxon Chronicle tells us there "first came three ships of Northmen out of Haeretha-land " [Denmark?], whereupon the reeve of the Dorset port "rode down to the place and would have driven them to the king's town, because he knew not who they were; and they there slew him. These were the first ships of Danishmen which sought the 1 n, 14, as translated by Keary, Vikings, p. 136. THE COMING OF THE NORTHMEN 33 land of the English nation." Six years later they fell upon the holy isle of Lindisfarne, pillaged the church sacred with the memories of Northumbrian Christianity, and slew the monks or drove them into the sea. In 807 they first landed in Ireland, and "after this there came great sea-cast floods of foreigners into Erin, so that there was not a point thereof without a fleet." Then came the turn of the Continent, first along the coast of Frisia and Flanders, and then in what is now France. In 841, when the grandsons of Charlemagne were quarrelling over the fragments of his empire at Fontenay, the first fleet of Northmen entered the Seine; in 843 when they were making their treaty of partition at Verdun, the Vikings entered Nantes on St. John's Day and slew the bishop before the high altar as he intoned the Sur- sum corda of the mass. Within two years they sacked Hamburg and Paris. Wherever possible they established themselves at the mouths of the great rivers, often on an island like Walcheren, Noirmoutier, or the He de Rhe, whence the rivers opened the whole country to them — Elbe and Weser, Rhine and Meuse, Scheldt, Seine, Loire, and Garonne, even to the Guadalquivir, by which the Arabic chronicler tells us the "dark red sea- birds" penetrated to Seville. One band more venture some than the rest, entered the Mediterranean and reached Marseilles, whence under their leader Hastings they sacked the Italian town of Luna, apparently in the belief that it was Rome. 34 NORMANS IN EUROPEAN HISTORY About the middle of the ninth century the number of the Norse pirates greatly increased and their ravages became more regular and constant, leading in many cases to permanent settlements. In 855 the Old English Chronicle tells us "the heathen men, for the first time, remained over winter in Sheppey," at the mouth of the Thames, and thereafter, year by year, it recounts the deeds of the Viking band which wintered in England and is called simply here, the army. It is no longer a matter of summer raids but of unbroken occupation. In 878 dur ing midwinter "the army stole away to Chippenham and overran the land of the West-Saxons and sat down there; and many of the people they drove beyond sea, and of the remainder the greater part they subdued and forced to obey them except King Alfred, and he, with a small band, with difficulty retreated to the woods and to the fastnesses of the moors." The following year a simi lar band, now swollen into "the great army" made its appearance on the Continent and for fourteen years ravaged the territory between the Rhine and the Loire. Year after year "the steel of the heathen glistened"; in 886 they laid siege to Paris, which was relieved not by the king's valor but by his offering them Burgundy to plunder instead. A century later the English began to buy them off with Danegeld. "All men," laments a chronicler, "give themselves to flight. No one cries out, Stand and fight for your country, your church, your countrymen. What they ought to defend with THE COMING OF THE NORTHMEN 35 arms, they shamefully redeem by payments." There was nothing to do but add a new petition to the litany, "From the fury of the Northmen, good Lord, deliver us." To the writers of the time, who could not see the permanent results of Viking settlement, the Northmen were barbarian pirates, without piety or pity, ' ' who wept neither for their sins nor for their dead," and their ex peditions were mere wanton pillage and destruction. Moreover, these writers were regularly monks or priests, and it was the church that suffered most severely. A walled town or castle might often successfully resist, but the monasteries, protected from Christian freeboot ers by their sacred character, were simply so many oppor tunities for plunder to the heathen of the north. Some times the monks perished with their monastery, often they escaped only with their lives and a few precious title-deeds, to find on their return merely a heap of blackened ruins and a desolate countryside. Many re ligious establishments utterly disappeared in the course of the invasions. In Normandy scarcely a church sur vives anterior to the tenth century. As the monasteries were at this time the chief centres of learning and culture throughout western Europe, their losses were the losses of civilization, and in this respect the verdict of the mo nastic chroniclers is justified. There is, however, another side to the story, which Scandinavian scholars have not 36 NORMANS IN EUROPEAN HISTORY been slow to emphasize. Heathen still and from one point of view barbarian, the Northmen had yet a culture of their own, well advanced on its material side, notable in its artistic' skill, and rich in its treasures of poetry and story. Its material treasures have been in part recovered by the labors of northern archaeologists, while its literary wealth is now in large measure acces sible in English in the numerous translations of sagas and Eddie poems. After all barbarism, like culture, is a relative thing, and judged by contemporary standards, the Vikings were not barbarians. They rather show a strange com bination of the primitive and the civilized — elemental passions expressing themselves with a high degree of literary art, barbaric adornment wrought with skilled craftsmanship, Berserker rage supplemented by clever strategy, pitiless savagery combined with a strong sense of public order, constant feuds and murders coexistent with a most elaborate system of law and legal procedure. Young from our point of view, the civilization of the Vikings had behind it a history of perhaps fifteen cen- turies. On its material side Viking civilization is character ized by a considerable degree of wealth and luxury. Much of this, naturally, was gained by pillage, but much also came by trade. The northern warriors do not seem to have had that contempt for traffic which has char acterized many military societies, and they turned_read- THE COMING OF THE NORTHMEN 37 ilyenough from war to commerce. In a Viking tomb recently discovered in the Hebrides there were found be side the sword and spear and battle-axe of all warriors, a pair of scales, fit emblem of the double life the chief had led on earth and may have hoped to continue here after! Of trade, and especially trade with the Orient, there is abundant evidence in the great treasures of gold and silver coin found in many regions of the north. The finely wrought objects of gold and silver and en crusted metal, which were once supposed to have been imported from the south and east, are now known to have been in large part of native workmanship, in fluenced, of course, by the imitation of foreign models, but also carrying out traditions of ornamentation, such as the use of animal forms, which can be traced back continuously to the earliest ages of Scandinavian history. Shields and damascened swords, arm-rings and neck- rings, pins and brooches — especially brooches, if you find an unknown object, says Montelius, call it a brooch and you will generally be right — all testify, both in their abundance and their beauty of workmanship, to an advanced stage of art and handicraft. This love of the north for luxury of adornment is amply seen in chronicle and saga. When the Irish drove the Vikings out of Limerick in 968 they took from them "their jewels and their best property, and their saddles beautiful and foreign, their gold and their silver, their beautifully woven cloth of all kinds and colors — satin 38 NORMANS IN EUROPEAN HISTORY and silk, pleasing and variegated, both scarlet and green, and all sorts of cloth in like manner." "How," asks the Valkyrie in the Lay of the Raven, "does the generous Prince Harold deal with the men of feats of renown that guard his land?" The Raven answers: — They are well cared for, the warriors that cast dice in Harold's court. They are endowed with wealth and with fair swords, with the ore of the Huns, and with maids from the East. They are glad when they have hopes of a battle, they will leap up in hot haste and ply the oars, snapping the oar-thongs and cracking the tholes. Fiercely, I ween, do they churn the water with their oars at the king's bidding. Quoth the Walkyrie : I will ask thee, for thou knowest the truth of all these things, of the meed of the Poets, since thou must know clearly the state of the minstrels that live with Harold. Quoth the Raven : It is easily seen by their cheer, and their gold rings, that they are among the friends of the king. They have red cloaks right fairly fringed, silver-mounted swords, and ring-woven sarks, gilt trappings, and graven helmets, wrist-fitting rings, the gifts of Harold.1 As regards social organization, Viking society shows the Germanic division into three classes, thrall, churl, and noble. Their respective characters and occupations are thus described in the Rigsmal: — Thrall was of swarthy skin, his hands wrinkled, his knuckles bent, his fingers thick, his face ugly, his back broad, his heels long. He began to put forth his strength, binding bast, making loads, and bearing home faggots the weary long day. His children busied themselves with building 1 Corpus Poeticum Boreale, I, p. 257. THE COMING OF THE NORTHMEN 39 fences, dunging plowland, tending swine, herding goats, and digging peat. Their names were Sooty and Cowherd, Clumsy and Lout and Laggard, etc. Carl, or churl, was red and ruddy, with rolling eyes, and took to breaking oxen, building plows, timbering houses, and making carts. Earl, the noble, had yellow hair, his cheeks were rosy, his eyes were keen as a young serpent's. His occupation was shaping the shield, bending the bow, hurling the javelin, shaking the lance, riding horses, throwing dice, fencing, and swimming. He began to waken war, to redden the field, and to fell the doomed.1 Both churl and earl were largely represented in those who went to sea, but the nobility naturally preponder ated, and it is particularly their exploits which the sagas and poems celebrate. Viking warfare was no mere clash of swords; they conducted their military opera tions with skill and foresight, and showed great power of adapting themselves to new conditions, whether that meant the invasion of an open country or the siege of a fortified town. Much, however, must be credited to their furor Teutonicus, to that exuberance of military spirit which they had inherited from far-off ancestors. Not all were wolf-coated Bearsarks, but all seemed to have that delight in war and conflict for their own sakes which breathes through their poetry: — The sword in the king's hand bit through the weeds of Woden [mail] as if it were whisked through water, the spear- points clashed, the shields were shattered, the axes rattled on the heads of the warriors. Targets and skulls were trod- 1 Corpus Poeticum Boreale, I, pp. 236-40. 40 NORMANS IN EUROPEAN HISTORY den under the Northmen's shield-fires [weapons] and the hard heels of their hilts. There was a din in the island, the kings dyed the shining rows of shields in the blood of men. The wound-fires [blades] burnt in the bloody wounds, the halberds bowed down to take the life of men, the ocean of gore dashed upon the swords'-ness, the flood of the shafts fell upon the beach of Stord. Halos of war mixed under the vault of the bucklers; the battle-tempest blew underneath the clouds of the targets, the lees of the sword-edges [blood] pattered in the gale of Woden. Many a man fell into the stream of the brand.1 Again: — Brands broke against the black targets, wounds waxed when the princes met. The blades hammered against the helm-crests, the wound-gravers, the sword's point, bit. I heard that there fell in the iron-play Woden's oak [heroes] before the swords [the sword-belt's ice]. Second Burden : There was a linking of points and a gnash ing of edges : Eric got renown there. Second Stave: The prince reddened the brand, there was a meal for the ravens; the javelin sought out the life of man, the gory spears flew, the destroyer of the Scots fed the steed of the witch [wolves], the sister of Nari [Hell] trampled on the supper of the eagles [corses]. The cranes of battle [shafts] flew against the walls of the sword [bucklers], the wound-mew's lips [the arrows' barbs] were not left thirsty for gore. The wolf tore the wounds, and the wave of the sword [blood] plashed against the beak of the raven. Third Burden: The lees of the din of war [blood] fell upon Gialf 's steed [ship] : Eric gave the wolves carrion by the sea. Third Stave: The flying javelin bit, peace was belied there, the wolf was glad, and the bow was drawn, the bolts clat tered, the spear-points bit, the flaxen-bowstring bore the 1 Corpus Poeticum Boreale, I, p. 265 /. THE COMING OF THE NORTHMEN 41 arrows out of the bow. He brandished the buckler on his arm, the rouser of the play of blades — he is a mighty hero. The fray grew greater everywhere about the king. It was famed east over the sea, Eric's war-faring.1 Or listen to the weird sisters as they weave the web of Ireland's fate under Brian Boru: — Wide-stretched is the warp presaging the slaughter, the hanging cloud of the beam; it is raining blood. The gray web of the hosts is raised up on the spears, the web which we^ the friends of Woden are filling with red weft. This web is warped with the guts of men, and heavily weighted with human heads; blood-stained darts are the shafts, iron-bound are the stays; it is shuttled with arrows. Let us strike with our swords this web of victory! War and Sword-clasher, Sangrid and Swipple, are weaving with drawn swords. The shaft shall sing, the shield shall ring, the helm-hound [axe] shall fall on the target.2 And those who- met their death in battle had reserved for them a similar existence in the life to come, not doomed like the ' straw-dead ' to tread wet and chill and dusky ways to the land of Hel, but — I am quoting Gummere 3 — as weapon-dead faring "straightway to Odin, unwasted by sickness, in the full strength of man hood," to spend their days in glorious battle and their nights in equally glorious feasting in the courts of Val halla. In his cradle the young Viking was lulled by such songs as this : — 1 Corpus Poeticum Boreale, I, pp. 268-70. 2 Ibid., 1, p. 281 /. 3 Germanic Origins (New York, 1892), p. 305/. 42 NORMANS IN EUROPEAN HISTORY My mother said they should buy me a boat and fair oars, and that I should go abroad with the Vikings, should stand forward in the bows and steer a dear bark, and so wend to the haven and cut down man after man there. When he grows up the earl's daughter scorns him as a boy who "has never given a warm meal to the wolf," "seen the raven in autumn scream over the carrion draft," or "been where the shell-thin edges" of the blades crossed ; whereupon he wins a place by her side by replying: — I have walked with bloody brand and with whistling spear, with the wound-bird following me. The Vikings made a fierce attack; we raised a furious storm, the flame ran over the dwellings of men, we laid the bleeding corses to rest in the gates of the city.1 And at the end, like Ragnar Lodbrok captured and dy ing in the pit of serpents, he can tell his tale of feeding the eagle and the she-wolf since he first reddened the sword at the age of twenty, and end his life undaunted to the ever-recurring refrain, "We hewed with the sword " : Death has no terrors. I am willing to depart. They are calling me home, the Fays whom Woden the Lord of Hosts has sent me from his hall. Merrily shall I drink ale in my high-seat with the Anses. My life days are done. Laughing will I die.2 Politically, Viking society was aristocratic, but an aristocracy in which all the nobles were equal. "We have no lord, we are all equal," said Rollo's men when 1 Corpus Poeticum Boreale, i, p. 373. 2 Ibid., 11, p. 345. THE COMING OF THE NORTHMEN 43 asked who was their lord ; and men thus minded were not likely to spend their time casting dice in King Harold's court, even if their independence meant the wolf's lot of exile. What kind of a political organization they were likely to form can be seen from two examples of the Viking age. One is Iceland, described by Lord Bryce J as "an almost unique instance of a community whose culture and creative power flourished indepen dently of any favoring material conditions," — that curiously decentralized and democratic commonwealth where the necessities of life created a government with judicial and legislative duties, while the feeling of equal ity and local independence prevented the government from acquiring any administrative or executive func tions, — a community with "a great deal of law and no central executive, a great many courts and no authority to carry out their judgments." The other example is Jomburg, that strange body of Jomvikings established in Pomerania, at the mouth of the Oder, and held by a military gild under the strictest discipline. Only men of undoubted bravery between the ages of eighteen and fifty were admitted to membership; no women were allowed in the castle, and no man could be absent from it for more than three days at a time. Members as sumed the duty of mutual support and revenge, and plunder was to be distributed by lot. 1 "Primitive Iceland," in his Studies in History and Jurisprudence (Oxford, 190 1), pp. 263 ff. 44 NORMANS IN EUROPEAN HISTORY Neither of these types of Viking community was to be reproduced in Normandy, for both were the outgrowth of peculiar local conditions, and the Northmen were too adaptable to found states with a rubber-stamp. A loose half-state like Iceland could exist only where the absence of neighbors or previous inhabitants removed all danger of complications, whether domestic or foreign. A strict warrior gild like that of Jomburg could arise only in a fortress. Whatever form Viking society would take in Normandy was certain to be determined in large measure by local conditions; yet it might well contain elements found in the other societies — the Icelandic sense of equality and independence, and the military discipline of the Jomvikings set in the midst of their Wendish foes. And both of these elements are character istic of the Norman state. Such, very briefly sketched, were the Northmen who came to Normandy. We have now to follow them in their new home. We must note in the first place that the relations be tween Normandy and the north were not ended with the grant of 911. We must think of the new Norman tetate, not as a planet sent off into space to move sepa rate and apart in a new orbit, but as a colony, an out post of the Scandinavian peoples in the south, fed by new bands of colonists from the northern home and only gradually drawn away from its connections with the north and brought into the political system of THE COMING OF THE NORTHMEN 45 Frankish Gaul and its neighbors. For something like a hundred years after the coming of Rollo the key to Norman history is found in this fact and in the result ing interplay of Scandinavian and Frankish influences. The very grant of 911. was susceptible of being differ ently regarded from the point of view of the two parties. Charles the Simple probably thought he was creating a new fief with the Norman chief as his vassal, bound to him by feudal ties, while to Rollo, innocent of feudal ideas, the grant may well have seemed a gift outright to be held by himself and his companions as land was held at home. From one point of view a feudal holding, from another an independent Scandinavian state, the contradiction in Normandy's position explains much of its early history. The new colony was saved from absorp tion in its surroundings by continued migration from the north ; before it became Frankish and feudal it thus had time to establish itself firmly and draw tightly the lines which separated it from its neighbors. At once a Frankish county and a Danish colony, it slowly formed itself into the semi-independent duchy which is the his toric Normandy of the eleventh and twelfth centuries. Although Rollo was baptized in 912 and signalized his conversion by extensive grants of land to the great churches and monasteries of his new territories, his Christianity sat lightly upon him and left him a Norse sea-rover at heart till the end, when he sought to ap pease the powers of the other world, not only by gifts 46 NORMANS IN EUROPEAN HISTORY of gold to the church, but by human sacrifices to the northern gods. His legislation, so far as it can be re constructed from the shadowy accounts of later histo rians, was fundamentally Scandinavian in character, and his followers guarded jealously the northern traditions of equality and independence-. His son, William Long- sword, was a more Christian and Frankish type, but his death, celebrated in a Latin poem which represents the earliest known example of popular epic in Normandy, was the signal for a Scandinavian and pagan reaction. We hear of fresh arrivals on the Seine, Vikings who wor shipped Thor and Odin, of an independent band at Bayeux under a certain Haigrold or Harold, and even of appeals for reinforcements from the Normans to the Northmen beyond the sea. The dukes of Rouen, says the Saga of St. Olaf, "remember well their kinship with the chiefs of Norway; they hold them in such honor that they have always been the best friends of the Norwe gians, and all the Norwegians who wish find refuge in Normandy." Not till the beginning of the eleventh cen tury does the Scandinavian immigration come to an end and Normandy stand fully on its own feet. Not until the eleventh century also does the history of Normandy emerge from the uncertain period of legend and tradition and reach an assured basis of contempo rary evidence. Throughout Europe, the tenth century is one of the most uncertain and obscure of all the Chris tian centuries. To the critic, as an Oxford don distin- THE COMING OF THE NORTHMEN 47 guished for knowledge of this epoch once remarked, its delightful obscurity makes it all the more interesting, but there are limits to the delights of obscurity, and a French scholar who has tried to reconstruct the history of this period in Spain finds that all surviving documen tary sources of information are fabrications! Matters are not so bad as that for Normandy, for the forgers there chose other periods in which to place their prod ucts, but there are for the tenth century practically no contemporary documents or contemporary Norman chronicles. The earliest Norman historian, Dudo, dean of Saint-Quentin, wrote after the year 1000 and had no personal knowledge of the beginnings of the Nor man state. Diffuse, rhetorical, credulous, and ready to distort events in order to glorify the ancestors of the Norman dukes who were his patrons, Dudo is any thing but a trustworthy writer, and only the most cir cumspect criticism can glean a few facts from his con fused and turgid rhetoric. Yet he was copied by his Norman successors, in prose and in verse, and has found his defenders among patriotic Normans of a more mod ern time. Not until quite recent years has his fundamen tal untrustworthiness been fully established, and with it has vanished all hope of any detailed knowledge of early Norman history. Only with the eleventh century do we reach a solid foundation of annals and charters in the reigns of the princes whom Dudo seeks to glorify in the person of their predecessors. And when we reach 48 NORMANS IN EUROPEAN HISTORY this period, the heroic age of conquest and settlement is over, and the Normans have become much as other Frenchmen. * At this point the fundamental question forces itself upon us, how far was Normandy affected by Scandi navian influences? What in race and language, in law and custom, was the contribution of the north to Nor mandy? And the answer must be that in most respects the tangible contribution was slight. Whatever may have been the state of affairs in the age of colonization and settlement, by the century which followed the Normans had become to a surprising degree absorbed by their environment. It is now generally admitted, says Professor Maitland,1 that for at least half a century before the battle of Hastings, the Normans were Frenchmen, French in their language, French in their law, proud indeed of their past history, very ready to fight against other Frenchmen if Norman home- rule was endangered, but still Frenchmen, who regarded Normandy as a member of the state or congeries of states that owed service, we can hardly say obedience, to the king at Paris. Their spoken language was French, their written language was Latin, but the Latin of France; the style of their legal documents was the style of the French chancery; very few of the technical terms of their law were of Scandi navian origin. When at length the 'custom' of Normandy appears in writing, it takes its place among other French customs, and this although for a long time past Normandy has formed one of the dominions of a prince, between whom and the king of the French there has been little love and 1 Pollock and Maitland, History of English Law, i, p. 66. THE COMING OF THE NORTHMEN 49 frequent war; and the peculiar characteristics which mark off the custom of Normandy from other French customs seem due much rather to the legislation of Henry of Anjou than to any Scandinavian tradition. The law of Normandy was by this time Frankish, and its speech was French. Even the second duke, William Longsword, found it necessary to send his son to Bayeux to learn Norse, for it was no longer spoken at Rouen. And in the French of Normandy, the Norman dialect, the Scandinavian element is astonishingly small, as careful students of the local patois tell us. Only in one department of life, the life of the sea, is any con siderable Scandinavian influence discernible, and the historian of the French navy, Bourel de la Ronciere, has some striking pages on the survivals of the language of the Norse Vikings in the daily speech of the French sailor and fisherman. The question of race is more difficult, and is of course quite independent of the question "of language, for lan guage, as has been well said, is not a test of race but a test of social contact, and the fundamental physi cal characteristics of race are independent of speech. "Skulls," says Rhys,"are harder than consonants, and races lurk behind when languages slip away." On this point again scientific examination is unfavorable to ex tended Scandinavian influence. Pronounced northern types, of course, occur, — I remember, on my first jour ney through Normandy, seeing at a wayside station a 50 NORMANS IN EUROPEAN HISTORY peasant who might have walked that moment out of a Wisconsin lumber-camp or a Minnesota wheat-field, — but the statistics of anthropometry show a steady pre ponderance of the round-headed type which prevails in other parts of France. Only in two regions does the Teutonic type assert itself strongly, in the lower valley of the Seine and in the Cotentin, and it is in these re gions and at points along the shore that place-names of Scandinavian origin are most frequent. The termi nations bee and fleur, beuf and ham and dalle and tot — Bolbec, Harfleur, Quillebeuf, Ouistreham, Dieppedalle, Yvetot — tell the same story as the terms used in navi gation, namely that the Northmen were men of the sea and settled in the estuaries and along the coast. The earlier population, however, though reduced by war and pillage and famine, was not extinguished. It survived in sufficient numbers to impose its language on its con querors, to preserve throughout the greater part of the country its fundamental racial type, and to make these Northmen of the sea into Normans of the land. What, then, was the Scandinavian contribution to the making of Normandy if it was neither law nor speech nor race? First and foremost, it was Normandy Itself, created as a distinct entity by the Norman occupa tion and the grant to Rollo and his followers, without whom it would have remained an undifferentiated part of northern France. Next, a new element in the popu lation, numerically small in proportion to the mass, but THE COMING OF THE NORTHMEN 51 a leaven to the whole — quick to absorb Frankish law and Christian culture but retaining its northern quali ties of enterprise, of daring, and of leadership. It is no accident that the names of the leaders in early Norman movements are largely Norse. And finally a race of princes, high-handed and masterful but with a talent for political organization, state-builders at home and abroad, who made Normandy the strongest and most centralized principality in France and joined to it a kingdom beyond the seas which became the strongest state in western Europe. BIBLIOGRAPHICAL NOTE The best outline of the beginnings of Normandy is H. Prentout, Essai sur les origines et Ja fondation du duche de Normandie (Paris, 191 1). For the Frankish side of the Norse expeditions see W. Vogel, Die Normannen und das fraukische Reich (Heidelberg, 1906), supple mented by F. Lot, in the Bibliotheque de PEcole des Chartes, lxix (1908). Their devastation of Normandy is illustrated by the fate of the monastery of Saint- Wandrille: F. Lot, Etudes critiques sur Vabbaye de Saint-Wandrille (Paris, 1913), ch. 3. There is a vast literature in the Scandinavian languages; for the titles of fundamental works by Steenstrup, Munch, Worsaae, and Alexander Bugge, see Charles Gross, Sources and Literature of English History (London, 191 5), § 42. Considerable material in English has been published in the Saga-Book of the Viking Society (London, since 1895). On the material culture of the north see Sophus Miiller, Noriische Altertumskunde (Strass- burg, 1897-98), and the various works of Montelius. The early poetry is collected and translated by Vigfusson and Powell, Corpus Poeticum Boreale (Oxford, 1883). Convenient summaries in English are C. F. Keary, The Vikings in Western Christendom (London, 1891); A. Mawer, The Vikings (Cambridge, 1913) ; and L. M. Larson, Canute the Great (New York, 1912). Ill NORMANDY AND ENGLAND AFTER the coming of the Northmen the chief event in Norman history is the conquest of England, and just as relations with the north are the chief feature of the tenth century, so relations with England dominate the eleventh century, and the central point is the conquest of 1066. In this series of events the central figure is, of course, William the Con queror, by descent duke of Normandy and by conquest king of England'" Of William's antecedents we have no time to speak at length. Grandson of the fourth Norman duke, Richard the Good, William was the son of Duke Robert, who met his death in Asia Minor in 1035 while return ing from a pilgrimage to Jerusalem. To distinguish him from the later duke of the same name he is called Robert I or Robert the Magnificent, sometimes and quite in correctly, Robert the Devil, by an unwarranted confu sion with this hero, or rather villain, of romance and grand opera. A contemporary of the great English king Canute, Robert was a man of renown in the Europe of the early eleventh century, and if our sources of in formation permitted us to know the history of his brief NORMANDY AND ENGLAND 53 reign, we should probably find that much that was dis tinctive of the Normandy of his son's day can be traced back to his time. More than once in history has a great father been eclipsed by a greater son. The fact should be added, which William's contemporaries never al lowed him to forget, that he was an illegitimate son. His mother Arlette was the daughter of a tanner of Falaise, and while it is not clear that Duke Robert was ever mar ried to any one else, his union with Arlette had no higher sanction than the Danish custom of his forefathers. Their son was generally known in his day as William the Bastard, and only the great achievements of his reign succeeded in replacing this, first by William the Great and later by William the Conqueror. Were it not for the resulting confusion with other great Williams, — one of whom has recently been raised by admiring subjects to the rank of William the Great est! — there would be a certain advantage in retain ing the title of great, in order to remind ourselves that William was not only a conqueror but a great ruler. The greatest secular figure in the Europe of his day, he is also one of the greatest in the line of English sovereigns, whether we judge him by capacity for rule or by the re sults of his reign, and none has had a more profound ef fect on the whole current of English history. The late Edward A. Freeman, who devoted five stout volumes to the history of the Norman Conquest and of William, and who never shrank from superlatives, goes still further : — 54 NORMANS IN EUROPEAN HISTORY No man that ever trod this earth was ever endowed with greater natural gifts; to no man was it ever granted to ac complish greater things. If we look only to the scale of a man's acts without regard to their moral character, we must hail in the victor of Val-es-dunes, of Varaville, and of Senlac, in the restorer of Normandy, the Conqueror of England, one who may fairly claim his place in the first rank of the world's greatest men. No man ever did his work more thoroughly at the moment; no man ever left his work behind him as more truly an abiding possession for all time. ... If we cannot give him a niche among pure patriots and heroes, he is quite as little entitled to a place among mere tyrants and destroy ers. William of Normandy has no claim to a share in the pure glory of Timoleon, Alfred, and Washington; he cannot even claim the more mingled fame of Alexander, Charles, and Cnut; but he has still less in common with the mere ene mies of their species, with the Nabuch^donosors, the Swegens, and the Buonapartes, whom God has sent from time to time as simple scourges of a guilty world. ... He never wholly cast away the thoughts of justice and mercy, and in his darkest hours had still somewhat of the fear of God before his eyes.1 I have quoted the essence of Freeman's characteriza tion, not because it seems to me wholly just or even historical, but in order to set forth vividly the im portance of William and his work. It is not the histo rian's business to award niches in a hall of fame. He is no Rhadamanthus, to separate the Alfreds of this world from the Nebuchadnezzars, the Washingtons from the Napoleons. So far as he deals with individuals, his busi ness is to explain to us each man in the light of his time 1 History of the Norman Conquest (third edition), II, pp. 164-67. NORMANDY AND ENGLAND 55 and its conditions, not to compare him with men of far distant times and places in order to arrange all in a final scale of values. It was once the fashion in debating societies to discuss whether Demosthenes was a greater orator than Cicero, and whether either was the equal of Daniel Webster. It is even more futile to consider whether William the Conqueror was a greater man than Alexander or a less than George Washington, for the quantities are incommensurable. So far as comparisons of this sort are at all legitimate, they must be instituted between similar things, between contemporaries or be tween men in quick sequence. When they deal with wide intervals of time and circumstance, they wrest each man from his true setting and become fundamentally unhistorical. An able general, strong in battle and still stronger in strategy and craft, a skilful diplomat, a born ruler of men, William was yet greater in the combination of vision, patience, and masterful will which make the statesman, and the results of his statesmanship are writ large on the page of English history. To his con temporaries his most striking characteristic was his pitiless strength and inflexible will, and if they had been familiar with Nietzsche's theory of the 'overman,' they would certainly have placed him in that class. Stark and stern and wrathful, the author of the Anglo-Saxon Chronicle approaches him, as Freeman well says,1 "with 1 Norman Conquest, n, p. 166. 56 NORMANS IN EUROPEAN HISTORY downcast eyes and bated breath, as if he were hardly dealing with a man of like passions with himself but were rather drawing the portrait of a being of another nature." This, the most adequate characterization of the Uebermensch of the eleventh century, runs as fol lows: 1 If any would know what manner of man king William was, the glory that he obtained, and of how many lands he was lord; then will we describe him as we have known him, we, who have looked upon him and who once lived in his court. This king William, of whom we are speaking, was a very wise and a great man, and more honoured and more powerful than any of his predecessors. He was mild to those good men who loved God, but severe beyond measure towards those who withstood his will. He founded a noble monastery on the spot where God permitted him to conquer England, and he established monks in it, and he made it very rich. In his days the great monastery at Canterbury was built, and many others also throughout England; moreover this land was filled with monks who lived after the rule of St. Benedict; and such was the state of religion in his days that all that would might observe that which was prescribed by their respective orders. King William was also held in much reverence : he wore his crown three times every year when he was in England : at Easter he wore it at Winchester, at Pentecost at Westminster, and at Christmas at Gloucester. And at these times, all the men of England were with him, archbishops, bishops, abbots, and earls, thanes, and knights. So also, was he a very stern and a wrathful man, so that none durst do anything against his will, and he kept in prison those earls who acted against his pleasure. He removed bishops from their sees, and abbots from their offices, and 1 Translated by Giles (London, 1847), pp. 461-63. NORMANDY AND ENGLAND 57 he imprisoned thanes, and at length he spared not his own brother Odo. This Odo was a very powerful bishop in Nor mandy, his see was that of Bayeux, and he was foremost to serve the king. He had an earldom in England, and when William was in Normandy he was the first man in this coun try, and him did he cast into prison. Amongst other things the good order that William established is not to be forgotten; it was such that any man, who was himself aught, might travel over the kingdom with a bosom-full of gold unmo lested; and no man durst kill another, however great the injury he might have received from him. He reigned over England, and being sharp-sighted to his own interest, he sur veyed the kingdom so thoroughly that there was not a single hide of land throughout the whole of which he knew not the possessor, and how much it was worth, and this he after wards entered in his register. The land of the Britons was under his sway, and he built castles therein; moreover he had full dominion over the Isle of Man [Anglesey]: Scotland also was subject to him from his great strength; the land of Normandy was his by inheritance, and he possessed the earldom of Maine; and had he lived two years longer he would have subdued Ireland by his prowess, and that with out a battle. Truly there was much trouble in these times, and very great distress; he caused castles to be built, and oppressed the poor. The king was also of great sternness, and he took from his subjects many marks of gold, and many hundred pounds of silver, and this, either with or without right, and with little need. He was given to avarice, and greedily loved gain. He made large forests for the deer, and enacted laws therewith, so that whoever killed a hart or a hind should be blinded. As he forbade killing the deer, so also the boars; and he loved the tall stags as if he were their father. He also appointed concerning the hares, that they should go free. The rich complained and the poor murmured, but he was so sturdy that he recked nought of them; they 58 NORMANS IN EUROPEAN HISTORY must will all that the king willed, if they would live; or would keep their lands; or would hold their possessions; or would be maintained in their rights. Alas ! that any man should so exalt himself, and carry himself in his pride over all! May Almighty God show mercy to his soul, and grant him the forgiveness of his sins! We have written concerning him these things, both good and bad, that virtuous men might follow after the good, and wholly avoid the evil, and might go in the way that leadeth to the kingdom of heaven. This Requiescat of the monk of Peterborough has carried us forward half a century, till the Conqueror, in the full maturity of his power and strength, rode to his death down the steep street of the burning town of Mantes and was buried in his own great abbey-church at Caen. And the good peace that he gave the land at the end came, both in Normandy and in England, only after many stormy years of war, rebellion, and strife. William was but sixty when he died ; when his father was laid away in the basilica of far-off Nicaea, he was only seven or at most eight. The conquest of England was made in his fortieth year, when he had already reigned thirty-one years as duke. Or, if we deduct the years of his youth, the conquest of England falls just halfway between his coming of age and his death. I give these figures to adjust the perspective. William's place in the line of English kings is so prominent and his achieve ments in England are so important that they always tend to overshadow in our minds his earlier years as duke. Yet without these formative years there could NORMANDY AND ENGLAND 59 have been no conquest of England, and without some study of them that conquest cannot be understood. If we pass over rapidly, as for lack of information we must needs do, the dozen years of William's minority, we find his reign in Normandy chiefly occupied with his struggles with his vassals, his neighbors, and the king of France, all a necessary consequence of his feudal position as duke. The Norman vassals, always tur bulent and rebellious, seem to have broken forth anew upon the death of Robert the Magnificent, and such accounts as have reached us of the events of the next twelve years reveal a constant state of anarchy and dis order. The revolt of the barons came to a head in 1047, when the whole of Lower Normandy rose under the leadership of the two chief vicomtes of the region, Ranulf of Bayeux and Neel of Saint-Sauveur, the ruins of whose family castle of Saint-Sauveur-le- Vicomte still greet the traveller who leaves Cherbourg for Paris. William, who was hunting in the neighborhood of Valognes, was obliged to flee half-clad in the night and to pick his way alone by devious paths across the enemy's country to his castle of~Falaise. With the assistance of the French king he was able to collect an army from Upper Nor mandy and meet the rebels on the great plain of Val-des- Dunes, near Caen, where the Mont-joie of the French and the Dex aie of the duke's followers answered the barons' appeals to their local saints of St. Sauveur, St. Sever, and St. Amand. William was victorious; the 6o NORMANS IN EUROPEAN HISTORY leaders of the revolt were sent into exile, but one of them, Grimoud of Plessis, the traitor, apparently he who had sought William's death in the night at Va- lognes, was put in prison at Rouen in irons which he wore until his death. With the collapse of the great revolt and the razing of the castles of the revolting barons, Normandy began to enjoy a period of internal peace and order. Externally, however, difficulties rather increased with the growing power of the young duke. In discussions of feudal sori- ety it is too often assumed that if the feudal obligations are observed between lords and vassals, all will go well, and that the anarchy of which the Middle Ages are full was the result of violations of these feudal ties. Now, while undoubtedly a heavy account must be laid at the door of direct breaches of the feudal bond, it must also be remembered that there was a fundamental defect in the very structure of feudal society. We may express this defect by saying that the feudal ties were only verti cal and not lateral. The lord was bound to his vassal and the vassal to his lord, and so far as these relations went they provided a nexus of social and legal relations which might hold society together. But there was no tie be tween two vassals of the same lord, nothing whatever which bound one of them to live in peace and amity with the other. Quite the contrary. War being the normal state of European society in the feudal period, the right to carry on private war was one of the cherished rights NORMANDY AND ENGLAND 61 of the feudal baron, and it extended wherever it was not restricted by the bonds of fealty and vassalage. The duke of Normandy and the count of Anjou were both vassals of the king of France, but their relations to each other were those of complete independence, and, save for some special agreement or friendship, were normally relations of hostility. And so an important part of Norman history has to treat of the struggles with the duchy's neighbors, Flan ders on the north, the royal domain on the east, Maine and Anjou to the southward, and Brittany on the west. Fortunately for Normandy, the Bretons were but loosely organized, while the Flemings, compacted into one of the strongest of the French fiefs, were generally friendly, and the friendship was in this period cemented by Wil liam's marriage to Matilda, daughter of the count of Flanders, one of the few princely marriages of the time which was founded upon affection and observed with fidelity. With Anjou the case was different. Beginning as a border county over against the Bretons of the lower Loire, with the black rock of Angers as its centre and fortress, Anjou, though still comparatively small in area, had grown into one of the strongest states of west ern France. Under a remarkable line of counts, Geof frey Greygown, Fulk the Red, and Fulk the Black, an cestors of the Plantagenet kings of England, it had become the dominant power on the Loire, and now under their successor Geoffrey the Hammer it threatened 62 NORMANS IN EUROPEAN HISTORY further expansion by hammering its frontiers still fur ther to the north and east. Geoffrey, William's contem porary and rival, is known to us by a striking charac terization written by his nephew and successor and forming a typical bit of feudal biography: x My uncle Geoffrey became a knight in his father's life time and began his knighthood by wars against his neighbors, one against the Poitevins, whose count he captured at Mont Couer, and another against the people of Maine, whose count, named Herbert Bacon, he likewise took. He also carried on war against his own father, in the course of which he com mitted many evil deeds of which he afterward bitterly re pented. After his father died on his return from Jerusalem, Geoffrey possessed his lands and the city of Angers, and fought Count Thibaud of Blois, son of Count Odo, and .by gift of King Henry received the city of Tours, which led to another war with Count Thibaud, in the course of which, at a battle between Tours and Amboise, Thibaud was cap tured with a thousand of his knights. And so, besides the part of Touraine inherited from his father, he acquired Tours and the castles round about — Chinon, L'lle-Bou- chard, Chateaurenault, and Saint-Aignan. After this he had a war with William, count of the Normans, who later acquired the kingdom of England and was a magnificent king, and with the people of France and of Bourges, and with William count of Poitou and Aimeri viscount of Thouars and Hoel count of Nantes and the Breton counts of Rennes and with Hugh count of Maine, who had thrown off his fealty. Because of all these wars and the prowess he showed therein he was rightly called the Hammer, as one who hammered down his enemies. 1 Fulk Rechin; in Chronigues des comtes d' Anjou (ed. Marchegay), p. 378/; (ed. Halphen and Poupardin, Paris, 1913), pp. 235-37. NORMANDY AND ENGLAND 63 In the last year of his life he made me his nephew a knight at the age of seventeen in the city of Angers, at the feast of Pentecost, in the year of the Incarnation 1060, and granted me Saintonge and the city of Saintes because of a quarrel he had with Peter of Didonne. In this same year King Henry died on the nativity of St. John, and my uncle Geoffrey on the third day after Martinmas came to a good end. For in the' night which preceded his^death, laying aside all care of knighthood and secular things, he became a monk in the monastery of St. Nicholas, which his father and he had built with much devotion and endowed with their goods. The great source of conflict hetween William and GeoffreyVai the intervening county of Maine, whence the Angevins had gained possession of the Norman fortresses of Domfront and Alencon, and it was not till after Geoffrey's death, in 1063, that the capture of its chief city, LeMans, completed that union of Normandy and Maine which was to last through the greater part of Norman history. The conquest of Maine was the first fruit of William's work as conqueror. With William's suzerain, the king of France, rela tions were more complicated. Legally there could be no question that the duke of Normandy was the feudal vassal of the French king and as such bound to the obli gations of loyalty and service which flowed from his oath of homage and fealty. Actually, in the society of the eleventh and twelfth centuries, such bonds were freely and frequently broken, yet they were not thrown off. Here, as in many other phases of mediaeval life, 64 NORMANS IN EUROPEAN HISTORY we meet that persistent contradiction between theory and practice which shocks our more consistent minds. Just as the men of the Middle Ages tolerated a Holy Roman Empire which claimed universal dominion and often exercised only the most local and rudimentary au thority, so they accepted a monarchy like that of the early Capetians, which claimed to rule over the whole of France and was limited in its actual government to a few farms and castles in the neighborhood of Paris. And just as they maintained ideals of lofty chivalry and rigorous asceticism far beyond the sordid reality of ordinary knighthood or monkhood, so the constant vio lation of feudal obligations did not change the feudal bond or destroy the nexus of feudal relations. In this age of unrestraint, ferocious savagery alternated with knightly generosity, and ungovernable rage with self- abasing penance. At such times the relations of the king and his great feudatories would depend very largely upon personal temperament, political situations, and even the im pulse of the moment, and we must not expect to find such purpose and continuity in policies as prevail in more settled periods. Nevertheless, with due allowance for momentary variations, the relations of Normandy with the Capetian kings follow comparatively simple lines. The position of Normandy in the Seine valley and its proximity to the royal domain offered endless opportunity for friction, yet for about a century strained NORMANDY AND ENGLAND 65 relations were avoided by alliance and friendship based upon common interest. Hugh Capet came to the throne with the support of the Norman duke, and his successors often found their mainstay in Norman arms. Robert the Magnificent on his departure for the East commended his young son to King Henry, and the heir seems to have grown up under the king's guardianship. It was Henry who saved William from his barons in 1047, and it was William that furnished over half the king's sol diers on the campaign against Anjou in the following year. Then, about the middle of the eleventh century, comes a change, for which the growing power and in fluence of Normandy furnish a sufficient explanation. Henry supported the revolt of William of Arques in 1053 and attempted a great invasion of Normandy in the same year, while in 1058 he burnt and pillaged his way into the heart of the Norman territory. A waiting game and well-timed attacks defeated these efforts at Mortemer and at Varaville, but William refused to follow up his advantage by a direct attack upon his king, whom he continued to treat with personal con sideration as his feudal lord. Even after William him self became king, he seems to have continued to render the military service which he owed as duke. By this time, however, the subjection had become only nominal; merely as duke, William was now a more powerful ruler than the king of France, and the Capetian monarchy had to bide its time for more than a century longer. 66 NORMANS IN EUROPEAN HISTORY Before we can leave the purely Norman period of William's reign and turn to the conquest of England, it is important to examine the internal condition of Nor mandy under his rule. Even the most thorough study possible of this subject would need to be brief, for lack of available evidence. Time has not dealt kindly with Norman records, and over against the large body of Anglo-Saxon charters and the unique account of Anglo- Saxon England preserved in the Domesday survey, contemporary Normandy can set only a few scattered documents and a curious statement of the duke's rights and privileges under William, drawn up four years after his death and only recently recovered as an authority for his reign. The sources of Norman history were probably never so abundant as those of England ; certainly there is now nothing on the Continent, outside of the Vatican, that can compare with the extraordinarily full and con tinuous series of the English public records. The great gaps in the Norman records, often supposed to be due to the Revolution, really appear much earlier. Un doubtedly there was in many places wanton destruc tion of documents in the revolutionary uprisings, and there were many losses under the primitive organiza tion of local archives in this period, as there undoubt edly were during the carelessness and corruption of the Restoration. Nevertheless, an examination of the copies and extracts made from monastic and cathedral archives by the scholars of the seventeenth and eighteenth cen- NORMANDY AND ENGLAND 67 turies shows that, with a few significant exceptions, the materials for early Norman history were little richer then than now, so that the great losses must have occurred before this time, that is to say, during the Middle Ages and in the devastation of the English invasion and of the Protestant wars of the sixteenth century. The cathedral library at Bayeux, for example, possesses three volumes of a huge cartulary charred by the fire into which it was thrown when the town was sacked by the Protestants. On the other hand, it should be noted that the French Revolution accomplished one beneficent result for local records in the secularization of ecclesiastical archives and their collection into the great repositories of the Archives Departementales, whose organization is still the envy of historical scholars across the Channel. One who has enjoyed for many months access to these admir able collections of records will be permitted to express his gratitude to those who created them, as well as to those by whom they are now so courteously adminis tered. Piecing together our scattered information regarding the Normandy of the eleventh century, we note at the outset that it was a feudal society, that is to say, land was for the most part held of a lord by hereditary tenure on condition of military service. Indeed feudal ideas had spread so far that they even penetrated the church, so that in some instances the revenues of the clergy had been granted to laymen and archdeaconries and 68 NORMANS IN EUROPEAN HISTORY prebends had been turned into hereditary fiefs. With feudal service went the various incidents of feudal ten ure and a well-developed feudal jurisdiction of the lord over his tenants and of the greater barons over the less. In all this there is nothing to distinguish Normandy from the neighboring countries of northern France, and as a feudal society is normally a decentralized society, we should expect to find the powers of government chiefly in the hands of the local lords. A closer study, however, shows certain peculiarities which are of the utmost importance, both for Norman and for English history. First of all, the military service owing to the duke had been systematically assessed in rough units of five or ten knights, and this service, or its subdivisions, had be come attached to certain pieces of land, or knights' fees. The amounts of service were fixed by custom and were regularly enforced. Still more significant are the re strictions placed upon the military power of the barons. The symbol and the foundation of feudal authority was the castle, wherefore the duke forbade the building of castles and strongholds without his license and required them to be handed over to him on demand. Private war and the blood feud could not yet be prohibited entirely, but they were closely limited. No one was allowed to go out to seek his enemy with hauberk and standard and sounding horn. Assaults and ambushes were not per mitted in the duke's forests; captives were not to be NORMANDY AND ENGLAND 69 taken in a feud, nor could arms, horses, or property be carried off from a combat. Burning, plunder, and waste were forbidden in pursuing claims to land, and except for open crime, no one could be condemned to loss of limb unless by judgment of the proper ducal or baro nial court. Coinage, generally a valued privilege of the greater lords, was in Normandy a monopoly of the duke. What the absence of such restrictions might mean is well illustrated in England in the reign of Stephen, when private war, unlicensed castles, and baronial coinage appeared as the chief evils of an unbridled feudal anarchy. In the administration of justice, in spite of the great franchises of the barons, the duke has a large reserved jurisdiction. Certain places are under his special pro tection, certain crimes put the offender at his mercy. The administrative machinery, though in many respects still primitive, has kept pace with the duke's authority. Whereas the Capetian king has as his local representa tives only the semi-feudal agents on his farms, the Nor man duke has for purposes of local government a real public officer, the vicomte, commanding his troops, guard ing his castles, maintaining order, administering jus tice, and collecting the ducal revenues. Nowhere is the superiority of the Norman dukes over their royal over lords more clear than in the matter of finance. The house keeping of the Capetian king of the eleventh century was still what the Germans call a Naturalwirthschaft, an 70 NORMANS IN EUROPEAN HISTORY economic organization based upon payment in produce and labor rather than in money. "Less powerful than certain of his great vassals," as he is described by his principal historian, Luchaire,1 "the king lives like them from the income from his farms and tolls, the payments of his peasants, the labor of his serfs, the taxes disguised as gifts which he levies from the bishops and abbots of the neighborhood. His granaries of Gonesse, Janville, Mantes, Etampes, furnish his grain ; his cellars of Or leans and Argenteuil, his wine; his forests of Rouvrai (now the Bois de Boulogne), Saint-Germain, Fontaine bleau, Iveline, Compiegne, his game. He passes his time in hunting, for amusement or to supply his table, and travels constantly from estate to estate, from abbey to abbey, obliged to make full use of his rights of enter tainment and to move frequently from place to place in order not to exhaust the resources of his subjects." In other words, under existing methods of communica tion, it was easier to transport the king and his house hold than it was to transport food, and the king literally 'boarded round' from farm to farm. Such conditions were typical of the age, and they could only be changed by the development of a revenue in money, enabling the king to buy where he would and to pay whom he would for service, whether personal or political or military. Only by hard cash could the mediaeval ruler become 1 Luchaire, Les quatre premiers Capetiens, in Lavisse, Histoire de France ' (Paris, 1901), n, 2, p. 176. NORMANDY AND ENGLAND 71 independent of the limitations which feudalism placed upon him. Now, while the Norman duke derived much of his income from his farms and forests, his mills and fishing rights and local monopolies and tolls, he had also a considerable revenue in money. Each vicomti was farmed for a fixed amount, and there was probably a regular method of collection and accounting. If the king wished to bestow revenue upon a monastery he would grant so many measures of grain at the mills of Bourges or so many measures of wine in the vineyards of Joui; while in a similar position the Norman duke would give money — twelve pounds in the farm of Argentan, sixty shillings and tenpence in the toll of Exmes, or one hun dred shillings in the prevote of Caen. Nothing could show more clearly the superiority of Normandy in fiscal and hence in political organization, where under the forms of feudalism we can already discern the beginnings of the modern state. To William's authority in the state we must add his control over the Ngrman church. Profoundly secularized and almost absorbed into the lay society about it as a result of the Norse invasion, the Norman church had been renewed and refreshed by the wave of monastic reform which swept over western Europe in the first half of the eleventh century, and now occupied both spiritually and intellectually a position of honor and of strength. But it was not supreme. The duke appointed its bishops and most of its abbots, sat in its provincial 72 NORMANS IN EUROPEAN HISTORY councils, and revised the judgments of its courts. Liberal in gifts to the church and punctilious in his religious observances, William left no doubt who was master, and his respectful but independent attitude toward the Papacy already foreshadowed the conflict in which he forced even the mighty Hildebrand to yield. I have dwelt at some length upon these matters of internal organization, not only because they are fun damental to an understanding of many institutions of the Norman empire, but because they also serve to ex plain how there came to be a Norman empire. The con quest of England has been so uniformly approached from the English point of view that it is often made to appear as more or less of an accident arising from a casual invasion of freebooters. Viewed in its proper per spective, which I venture to think is the Norman per spective, it appears as a natural outgrowth of Norman discipline and of Norman expansion. Only because the ! duke was strong at home could he hope to be strong abroad, only because he was master of an extraordi narily vigorous, coherent, and well-organized state in Normandy could he attempt the at first sight impossible task of conquering a kingdom and the still greater task of organizing it under a firm government. We must take account, not only of the weakness of England, but also of the strength of Normandy, stronger than any of its continental neighbors, stronger even than royalty itself. NORMANDY AND ENGLAND 73 That the expansion of Normandy should be directed toward England was the result, not only of the special conditions of the year 1066, but of a steady rapproche ment between the two countries, in which the active ef fort was exerted from the Norman side. By geographi cal position, by the Scandinavian settlement of both countries, and by the commercial enterprise of the mer chants of Rouen, the history of Normandy and Eng land had in various ways been brought together in the tenth century, till in 1002 the marriage of the English king Ethelred with Emma, sister of Duke Richard the Good, created dynastic connections of far-reaching im portance. Their son Edward the Confessor was brought up at the Norman court, so that his habits and sympa thies became Norman rather than English, and his ac cession to the English throne in 1042, opened the way to a rapid development of Norman influence both in church and in state, which Freeman, with his strong anti-foreign feelings, considered the real beginning of the Norman Conquest. As Edward's childless reign drew near its end, there were two principal claimants for the succession, Harold, son of Godwin, the most powerful earl of England, and Duke William. Harold could make no hereditary claim to the throne, nor until the eve of Edward's death does he seem to have had the king's support, but he was a man of strength and force and was clearly the leading man of the kingdom. Wil liam, as the great-nephew of Ethelred and Emma, was 74 NORMANS IN EUROPEAN HISTORY cousin (first cousin once removed) of Edward, a claim which he strengthened by an early expression of Edward in his favor and by an oath which he had exacted from Harold to support his candidacy. The exact facts are not known regarding Harold's oath, made during an involuntary visit to Normandy two or three years be fore, but it enabled William to pose as the defender of a broken obligation and gave him the great moral ad vantage of the support of Pope Alexander II, to whom he had the question submitted. At Edward's death Harold had himself chosen by the witan, or national council, and crowned, so that he had on his side what ever could come from such legal forms and from the sup port which lay behind them. We must not, however, commit the anachronism of thinking that he was a na tional hero or even the candidate of a national party. There was in the eleventh century no such thing as a nation in the sense that the term is understood in the modern world, and the word could least of all be ap plied to England, broken, divided, and harried by Dan ish invasions and by internal disunion. Even the notion of the foreigner was still dim and inchoate,' and the reign of Canute, to cite no others, had shown England that she had nothing to fear from a king of foreign birth. The contest between Harold, who was half- ; Danish in blood, and William, big as it was in national consequences, cannot be elevated to the rank of a na tional struggle. NORMANDY AND ENGLAND 75 From the death of Edward the Confessor and the coronation of Harold, in January, 1066, until the cross ing of the Channel in September, William was busy with preparations for the invasion of England. Such an ex pedition transcended the obligation of military service which could be demanded from his feudal vassals, and William was obliged to make a strong appeal to the Nor man love of adventure and feats of arms and to promise wide lands and rich booty from his future conquests. He also found it necessary to enlist knights from other parts of France — Brittany, Flanders, Poitou, even adventurers from distant Spain and Sicily. And then there was the question of transport, for Normandy had no fleet and it was no small matter to create in six months the seven hundred boats which William's kins men and vassals obligated themselves to provide. All were ready by the end of August at the mouth of the Dives, — as the quaint Hotel Guillaume-le-Conquerant reminds the American visitor, — but mediaeval sailors could not tack against the wind, and six weeks were passed in waiting for a favoring breeze. Finally it was decided to take advantage of a west wind as far as the mouth of the Somme, and here at Saint- Valery the fleet assembled for the final crossing. Late in Septem ber the Normans landed on the beach at Pevensey and marched to Hastings, where, October 15, they met the troops of Harold, fresh from their great victory over the men of Norway at Stamfordbridge. 76 NORMANS IN EUROPEAN HISTORY Few battles of the Middle Ages were of importance equal to that of Hastings, and few are better known. Besides the prose accounts of the Latin chroniclers, we have the contemporary elegiacs of Guy of Amiens and Baudri of Bourgueil, the spirited verse of the Roman de Rou of Master Wace, the most detailed narrative but written, unfortunately, a century after the event, and the unique and vivid portrayal of the Bayeux Tapestry. This remarkable monument, which is accessible to all in a variety of editions, consists of a roll of cloth two hundred and thirty feet long and twenty inches in breadth, embroidered in colors with a series of seventy-nine scenes which narrate the his tory of the Conquest from the departure of Harold on the ill-fated journey which led him to William's court down to the final discomfiture of the English army on the field of Hastings. The episodes, which are desig nated by brief titles, are well chosen and are executed with a realism of detail which is of the greatest impor tance for the life and culture of the age. Preserved in the cathedral and later in the municipal Museum of Bayeux — save for a notable interval in 1804, when Na poleon had it exhibited in Paris to arouse enthusiasm for a new French conquest of England, — the tapestry appears from internal evidence to have been originally executed as an ornament for this cathedral by English workmen at the command of Bishop Odo, half-brother of the Conqueror. There is no basis for the common be- NORMANDY AND ENGLAND 77 lief that it was the work of Queen Matilda or her ladies, but efforts to place it one or even two centuries later have proved unavailing against the evidence of armor and costume, and the general opinion of scholars now regards it as belonging to the eleventh century and thus substantially contemporary with the events which it depicts. The modern literature of the battle is also commensur ate with its importance. The classic account is found in the third volume of Freeman's majestic History of the Norman Conquest, where the story is told with a rare combination of minute detail and spirited narrative which reminds us, it has been said, of a battle of the Iliad or a Norse saga. Splendid as this narrative is, its enthu siasm often carries it beyond the evidence of the sources, and in several fundamental points it can no longer be accepted as historically sound. The theory of the pali sade upon which Freeman's conception of the English tactics rested has been destroyed by the trenchant criti cism of that profound student of Anglo-Norman history, J. Horace Round, and his whole treatment has been vigorously attacked from the point of view of the scien tific study of military history by Wilhelm Spatz and his distinguished master, Hans Delbriick, of Berlin. Un fortunately the Berlin critics are influenced too much by certain theories of military organization; they do not call the English soldier of the period a degenerate, but they consider him, and the Norman knight as well, in- 78 NORMANS IN EUROPEAN HISTORY capable of the disciplined and united action required by all real strategy, incapable even of forming the shield-wall and executing the feigned flight described by the contemporary chroniclers of the battle. While it is true that mediaeval fighting was far more individual istic than that of ancient or modern armies and lacked also the flexible conditions which lie at the basis of modern tactics, there is the best of contemporary evi dence for a certain amount of strategical movement at Hastings. On one point, however, the modern mili tary critics have compelled us to modify our ideas of the battles of earlier times, namely, with respect to the numbers engaged. Against the constant tendency to magnify the size of the military forces, a tendency ac centuated in the Middle Ages by the complete reck lessness of chroniclers when dealing with large figures, modern criticism has pointed out the limitations of battle-space, transportation, and commissariat. The five millions with which Xerxes is said to have invaded Greece are a physical impossibility, for Delbriick has shown that, with this number moving under normal conditions, the rear- guard could not have crossed the Tigris when the first Persians reached Thermopylae. Similarly the fifty or sixty thousand knights attributed to William the Conqueror shrink to one-tenth the num ber when brought to face with the official lists of Eng lish and Norman knights' fees. If William's army did not exceed five or six thousand, that of Harold could NORMANDY AND* ENGLAND 79 not have been much greater and may well have been less; though William's panegyrist places the number of English at 1,200,000, not more than 12,000 could have stood, in the closest formation, on the hill which they occupied at Hastings. Small skirmishes these, to those who have followed the battles of the Marne, the Aisne, the Vistula, and the San, yet none the less important in the world's history! In spite of all the controversy, the main lines of the battle seem fairly clear. The troops of Harold occupied a well-defended hill eight miles inland from Hastings on the London road, the professional guard of housecarles in front, protected by the solid wall of their shields and supported by the thegns and other fully armed troops, the levies of the countryside behind or at the sides, armed with javelins, stone clubs, and farmers' weapons. They had few archers and no cavalry, but the steep hill was well protected from the assaults of the Norman horse and favored the firm defence which the English tactics dictated. The Norman lines consisted first of archers, then of heavy-armed foot-soldiers, and finally of the mailed horsemen, their centre grouped about William and the standard which he had received from the Pope. After a preliminary attack by the archers and foot, the knights came forward, preceded by the minstrel Taille- fer, "a jongleur whom a very brave heart ennobled," qui mult bien chantout, throwing his sword in the air and catching it as he sang — 80 NORMANS IN EUROPEAN HISTORY De Karlemaigne e de Rollant Of Roland and of Charlemagne, E d'Oliver e des vassals Oliver and the vassals all Qui morurent en Rencevals. Who fell in fight at Roncevals. But the horses recoiled from the hill, pursued by many of the English, and only the sight of William, his head bared of its helmet so as to be seen by his men, rallied the knights again. The mass of the English stood firm behind their shield-wall and their line could be broken only by the ruse of a feigned flight, from which the Nor mans turned to surround and cut to pieces their pur suers. Even then the housecarles were unmoved, until the arrows of the high-shooting Norman bowmen fin ally opened up the gaps in their ranks into which Wil liam's horsemen pressed against the battle-axes of the king's guard. And then, as darkness began to fall, Har old was mortally wounded by an arrow, the guard was cut to pieces, and the remnant fled. "Here Harold was killed and the English turned to flight" is the final head ing in the Bayeux Tapestry, while in the margin the spoilers strip the coats of mail from the dead and drive off the horses of the slain knights. "A single battle settled the fate of England." There was still grim work to be done — the humbling of Exe ter, the harrying of Northumberland, the subjection of the earls, but these were only local episodes. There was no one but William who could effectively take Harold's place, and when on Christmas Day he had NORMANDY AND ENGLAND 81 been crowned at London, he could reduce opposition at his leisure. The chronicle of these later years belongs to English rather than to Norman history. The results of the Conquest, too, are of chief signifi cance for the conquered. For the Normans the immedi ate effect was a great opportunity for expansion in every department oflife. There was work for the warrior in completing the subjugation of the land, for the organ izer and statesman in the new adjustments of central and local government, for the prelate in bringing his new diocese into line with the practice of the church on the Continent, for the monks to found new priories and administer the new lands which their monasteries now received beyond the Channel. The Norman townsman and the Norman merchant followed hard upon the Norman armies, in the Norman colony in London, in the traders of the ports, in the boroughs of the western border. In part, of course, the change was simply the replacing of one set of persons by another, putting a Norman archbishop in place of Stigand at Canterbury, spreading over the map the Montgomeries and Perries, the Mowbrays and the Mortimers and scores of other household names of English history; but it was also a work of readjustment and reorganization which required all the Norman gift for constructive work. A certain tlan passes through Norman life and reflects itself in Norman literature, as the Normans become more con scious of the glory of their achievements and the great- 82 j NORMANS IN EUROPEAN HISTORY ness of their new empire. England had become an ap pendage to Normandy, and men did not yet see that the relation would soon be reversed. For England, the Norman Conquest determined per manently the orientation of English politics and Eng' lish culture. Geographically belonging, with the Scandi navian countries, to the outlying lands of Europe, the British Isles had been in serious danger of sharing their remoteness from the general movements of European life and drifting into the back waters of history. The union with Normandy turned England southward and brought it at once into the full current of European affairs — political entanglements, ecclesiastical connec tions, cultural influences. England became a part of France and thus entered fully into the life of the world to which France belonged. It received the speech of France, the literature of France, and the art of France; its law became in large measure Frankish, its institutions more completely feudal. Yet the connec tion with France ran through Normandy, and the French influence took on Norman forms. Most of all was this true in the field in which the Norman excelled, that of government: English feudalism was Norman feu dalism, in which the barons were weak and the central power strong, and it was the heavy hand of Norman kingship that turned the loose and disintegrating An glo-Saxon state into the English nation. England was Europeanized only at the price of being Normanized. NORMANDY AND ENGLAND 83 From the point of view both of immediate achieve ment and of ultimate results, the conquest of England was the crowning act of Norman history. Something doubtless was due to good fortune, — to the absence of an English fleet, to the favorable opportunity in French politics, to the mistakes of the English. But the funda mental facts, without which these would have meant nothing, were the strength and discipline of Normandy and the personality of her leader. Diplomat, warrior, leader of men, William was preeminently a statesman, and it was his organizing genius which " turned the de feat of English arms into the making of the English na tion." This talent for political organization was, how* ever, no isolated endowment of the Norman duke, but was shared in large measure by the Norman barons, as is abundantly shown by the history of Norman rule in Italy and Sicily. For William and for his followers the conquest of England only gave a wider field for qualities of state-building which had already shown themselves in Normandy. BIBLIOGRAPHICAL NOTE A detailed narrative of the relations between Normandy and Eng land in the eleventh century is given by E. A. Freeman in his History of the Norman Conquest (Oxford, 1870-79), but large portions of this work need to be rewritten in the light of later studies, especially those of Round. There is a brief biography of William the Conqueror by Freeman in the series of "Twelve English Statesmen" (London, 1888), and a fuller one by F. M. Stenton in the "Heroes of the Na tions" (1908). For the institutions of Normandy see my articles on 84 NORMANS IN EUROPEAN HISTORY "Knight Service in Normandy in the Eleventh Century," in English Historical Review, xxn, pp. 636-49; "The Norman 'Consuetudines et lusticie' of William the Conqueror," ibid, xxm, pp. 502-08; and "Normandy under William the Conqueror," in American Historical Review, xiv, pp. 453-76 (1909) ; also L. Valin, Le due de Normandie et sa cour, 012-1204 (Paris, 1910). For church and state, see H. Bohmer, Kirche und Staat in England und in der Normandie (Leipzig, 1899). The dealings of the Norman dukes with their continental neighbors are narrated by A. Fliche, Le regne de Philippe I" roi de France (Paris, 1912) ; L. Halphen, Le comte d' Anjou auXI' siecle (Paris, 1906) ; R. Latouche, Histoire du comtk, du Maine pendant le X" et le XI' siecle (Paris, 1910) ; F. Lot, Fideles ou vassaux (Paris, 1904), ch. 6 (on the feudal relations of the Norman dukes and the French kings). There is a good sketch of France in the eleventh century by Luchaire in the Histoire de France of Lavisse, n, part 2; a fuller work on this period is expected from Maurice Prou. For the literature of the battle of Hastings, see Gross, Sources and Literature, nos. 707a, 2812, 2998- 3000; the most important works are those of Round, Spatz, and Del briick, Geschichte der Kriegskunst, in, pp. 147-62 (1907). The Bayeux Tapestry is most conveniently accessible in the small edition of F. R. Fowke (reprinted, London, 1913); see also Gross, no. 2139, and Ph. Lauer, in Melanges Charles BSmont (Paris, 1913), pp. 43-58. Freeman discusses the results of the Conquest in his fifth volume; see also Gaston Paris, L'esprit normand en Angleterre, in La poesie du moyen dge, second series (Paris, 1895), pp. 45-74. IV THE NORMAN EMPIRE THE lecture upon Normandy and England sought to place in their Norman perspective the events leading to the Norman Conquest and to show how that decisive triumph of Norman strength and daring was made possible by the development of an exceptional ducal authority in Normandy and Maine and by the personal greatness of William the Conqueror. We now come to follow still further this process of ex pansion, to the Scotch border, to Ireland, to the Pyre nees, until the empire of the Plantagenet kings became the chief political fact in western Europe. The Norman empire is the outstanding feature of the twelfth century, as the conquest of England was of the eleventh. This great imperial state is commonly known, not as the Norman, but as the Angevin, empire, because its rulers, Henry II, Richard, and John, were descended in the male line from the counts of Anjou. The phrase is, however, a misnomer, since it leads one to suppose that the Angevin counts were its creators, which is in no sense the case. The centre of the empire was Normandy, its founders were the Norman dukes. The marriage of the Princess Matilda to Count Geoffrey Plantagenet added 86 NORMANS IN EUROPEAN HISTORY Anjou to Normandy rather than Normandy to Anjou, and it was as duke of Normandy that their son Henry II began his political career. The extension of his do mains southward by marriage only gave Normandy the central position in his realm, and it was the loss of Normandy under John which led to the empire's collapse. Against the application of the term ' empire ' to the do minion of Henry II more cogent reasons may be urged. It rests, so far as I know, upon no contemporary au thority, and even if the phrase could be found by some chance in a writer of the twelfth century, it would carry with it no weight. Western Europe in the Middle Ages knew but one empire, the Holy Roman Empire of the German Nation — from one point of view neither holy nor Roman nor an empire, as Voltaire long afterward remarked, yet, as revived by Charlemagne and Otto the Great, representing to the mind of the Middle Ages the idea of universal monarchy which they had inherited from ancient Rome. To the men of the twelfth century the emperor was Frederick Barbarossa; he could not be Henry II. Nor will the government of the Norman- An gevin ruler square with the modern definition of an em pire as "a state formed by the rule of one state over other states." 1 His various dominions, if we except Ireland, were not dependencies of England, or Anjou, or Normandy. King in England, duke in Normandy, 1 W. S. Ferguson, Greek Imperialism, p. I. THE NORMAN EMPIRE 87 count in Anjou and Maine, duke again in Aquitaine, Henry ruled each of his dominions as its feudal lord — very much as if the German Emperor to-day combined in himself the titles of king of Prussia and of Bavaria, grand duke of Baden, duke of Brunswick, prince of Waldeck, and so on throughout the members of the German confederation. Such a government is not an empire in the sense of the ancient Roman or the modern British empires, for it has no dependencies. It is an empire only in the broader and looser sense of the word, a greatcjojagosite state, larger than a mere kingdom and imperial in extent!? not in organization. That Henry's realm was in extent imperial can easily be seen from the map. It extended from Scotland to the frontier of Spain, as the empire of his contemporary Frederick I extended from the Baltic and the North Sea to central Italy. And if the kingdoms of Germany, Italy, and Burgundy which made up Frederick's empire covered in the aggregate more territory, the actual au thority of the ruler, whether in army, justice, or finance, was decidedly less than in the Anglo-Norman state. Henry had a stronger army, a larger revenue, a more centralized government. Moreover, the Norman empire was less artificial than it seems to us at first sight, accus tomed as we are to the associations of the modern map. There was, especially with mediaeval methods of com munication, nothing anomalous in a state which strad dled the English Channel : Normandy was nearer Eng- 88 NORMANS IN EUROPEAN HISTORY land than was Ireland ; it was quite as easy to go from London to Rouen as from London to York. The geo graphical bonds were also strong between Henry's con tinental dominions, for the roads of the twelfth century did not radiate from Paris, but followed mainly the old Roman lines, and from Rouen there was direct and easy connection with LeMans, Tours, Poitiers, and Bor deaux. In the matter of race, too, we must beware of being misled by our modern ideas. The English nation was at most only the vaguest sort of a conception, the French nation did not exist till the fifteenth century, and personal loyalty to the lord of many different lands was a natural expression of the conditions of the age. It is contrary to our prejudices that a single state should be formed out of the hard-headed Norman, the Celtic fish erman of the Breton coast, — the 'Pecheur d'lslande' of a later day, — the Angevin, Tourangeau, Poitevin, the troubadour of Aquitaine, and the Gascon of the far south, with his alien blood and non-Aryan language, al ready a well-marked type whose swaggering gasconades foreshadow the d'Artagnan of the Three Musketeers and the 'cadets de Gascogne' of Cyrano de Bergerac. But it was little harder to rule these diverse lands from London or Rouen than from Paris; it was for the time being as easy to make them part of a Norman empire as of a French kingdom. Over the various languages and dia lects ran the Latin of law and government and the French of the court and of affairs; while in political matters THE NORMAN EMPIRE 89 these countries were, as we shall see, quite capable of united action. Let us call to mind how the empire of Henry II was formed. At the death of the Conqueror in 1087, the lands which he had brought together and ruled with such good peace were divided between his two eldest sons, Robert receiving Normandy and William the Red, England. Save for William's regency over Normandy during his brother's absence on the Crusade, the two countries remained separate during his reign, and were united once more only in 1 106 when William's successor, his younger brother Henry I, after defeating and depos ing Robert at Tinchebrai, ruled as duke of Normandy and king of England. This was the inheritance which, after the death of Prince William in the White Ship, Hemx sought to hand down to his daughter Matilda, but which passed for the most part to his nephew Stephen of Blois. Stephen, however, never gained a firm hold in England and soon lost^Normandy to Matilda's husband, Count Geoffrey of Anjou, by whom it was con quered and ruled in the name of his son Henry, later Henry II. Crowned duke of Normandy in 11 50, Henry succeeded his father as count of Anjou in the following year, and at Stephen's death in 1 154 became king of England. Meanwhile, in 1 152, he had contracted a marriage of the greatest political importance with Eleanor, duchess of Aquitaine, whose union with the French king Louis VII had just been annulled by the 90 NORMANS IN EUROPEAN HISTORY Pope; an alliance which made him master of Poitou, Aquitaine, and Gascony and therewith of two-thirds of France. Apart from certain adjustments in central France, the only addition to these territories made dur ing Henry's reign was the conquest of eastern Ireland in the years following 1169. Into these Irish campaigns and their consequences for the whole later history of the island we cannot attempt to go. Let me only point out that the leading spirits were Norman, except so far as they were Irish exiles, and that the names which now make their appearance in Irish annals are Norman names — the Lacys and the Clares, the Fitzgeralds and the de Courcys, as Irish before long as the Irish them selves. Substantially, then, the empire of Henry II remained in extent as he found it at his accession to the English throne at the age of twenty-one; it was not created by him but inherited or annexed by marriage. Accordingly it is not as a conqueror but as a ruler that he can lay claim to greatness. But although Henry attempted little in the way of acquiring new territory, he did much to consolidate his possessions and to extend his European power and influence. His daughters were married to the greatest princes of their time, Henry the Lion, duke of Saxony and Bavaria, King Alphonso VIII of Castile, King William II of Sicily. He made an alliance with the ruler of Provence and planned a marriage with the house of Savoy that would have given him control of the passes THE NORMAN EMPIRE 91 into Italy. He took his part in the struggle of Pope and anti-Pope, of Pope and Emperor; he corresponded with the emperor of Constantinople, refused the crown of the kingdom of Jerusalem, and died on the eve of his de parture on a crusade. No one could lay claim to greater influence upon the international affairs of his time. Occupying this international position, Henry must not be viewed, as he generally is, merely as an English king. He was born and educated on the Continent, began to reign on the Continent, and spent a large part of his life in his continental dominions. He ruled more territory outside of England than in, and his continental lands had at least as large a place as England in his policy. It is perhaps too much to say, in modern phrase, that he 'thought imperially,' but he certainly did not think nationally ; and when his latest biographer speaks of Henry's continental campaigns as "foreign affairs," 1 he is thinking insularly, for Normandy, Anjou, Gascony even, were no more foreign than England itself. Henry is not a national figure, either English or French ; he is international, if not cosmopolitan. Only from the point of view of later times can we associate him peculiarly with English history, when after the collapse of the Nor man empire under his sons, the permanent influence of his work continued to be felt most fully in England. 1 Salzmann, Henry II, where the continental aspects of Henry's reign are dismissed in a brief chapter on "foreign affairs." The heading would be more appropriate to the account of Henry's campaigns in Ireland. 92 NORMANS IN EUROPEAN HISTORY Both as a man and as a ruler, the figure of Henry II has come down to us distorted by the loves and hates of an age of the most violent and bitter controversy. Brilliant though scarcely heroic to his friends, to his enemies he was a veritable demon of tyranny and crime, whose lurid end pointed many a moral respecting the sins of princes and the vengeance of the Most High. Eminently a strong man, he was not regarded as in any sense superhuman, but rather as an intensely human figure, tempted in all points like as other men and yield ing where they yielded. Heavy, bull-necked, sensual, with a square jaw, freckled face, reddish hair, and fiery eyes that blazed in sudden paroxysms of anger, he must, in Bishop Stubbs's phrase, "have looked generally like a rough, passionate, uneasy man." x The dominant impression is one of exhaustless energy accompanied by a physical restlessness which kept him whispering and scribbling during mass, hunting and hawking from morning to night, and riding constantly from place to place throughout his vast dominions with a rapidity that always took his enemies by surprise. On one occa sion he covered one hundred and seventy miles in two days. Well-educated for a prince of his time and able to hold his own in ready converse with the clerks of his court, his tastes were neither speculative nor romantic, but were early turned toward practical life. He was pri marily "an able, plausible, astute, cautious, unprincipled 1 Benedict of Peterborough, n, p. xxxiii. THE NORMAN EMPIRE 93 man of business," 1 fond of work and delighting in detail, with a distinct gift for organization and a mastery of diplomacy, wise in the selection of his subordinates, skilful in evasion, but quick and sure in action. Strong, clear-headed, and tenacious, Henry represents the type of the man of large affairs, and in another age might have amassed a large private fortune as a successful business man. In the twelfth century the chief opportunity for talent of this sort was in public life, where the king's household was also the government of the state, the strengthening of royal authority was the surest means of attaining national unity and security, and the inter est of the king coincided with the interest of the state. To the present day, with its cry for business men in public office, this seems natural enough; but we must remember that feudalism meant exactly the opposite of business efficiency, and that the problem of creating an effective government in the midst of a feudal society turned largely on the maintenance of a businesslike administration of justice, finance, and the army. By his success in these fields Henry went a long way toward creating a modern state, and did, as a matter of fact, establish the most highly organized and effective government of its time in western Europe. Our conceptions of the nature of Henry IPs public work have been in certain respects modified as the result of modern research. It has become clear, in the first 1 Benedict of Peterborough, n, p. xxxi. 94 NORMANS IN EUROPEAN HISTORY place, that he was an adrninistrator rather than a legis- lator, and that such of his legislation as has reached us belongs in the category of instructions to his officers rather than in that of general enactments. These meas ures lack the permanence of statutes; they are supple mented, modified, withdrawn, in accordance with the will of a sovereign whose restless temper showed itself in a constant series of legal and administrative experi ments. Many of his changes seem to have been effected through oral command rather than written instructions. In the second place, Henry's originality has been some what diminished by a more careful study of the work of his predecessors, notably of Henry I, in whose reign it is now possible to trace at work some of the elements that were once supposed to have been innovations of his grandson. As a whole, however, the work of Henry II stands the test of analysis and gives him an eminent place in the number of mediaeval statesmen. Precocious in many ways as was the political organi zation of Henry's dominions, it was conditioned by the circumstances of its time, and we must be careful to conceive it in terms of the twelfth century and not of the fifteenth or the twentieth. The Norman sovereign had at his disposal none of the legal or bureaucratic tradi tions which were still maintained at Constantinople and were not without their influence upon the Norman kingdom of Sicily. Nor was the time ripe for the creation THE NORMAN EMPIRE 95 out of hand of a strong central government for his va rious territories, such as became possible in the Burgun dian state of the fifteenth century and in the Austrian state which was modelled upon it. Henry was in the midst of a feudal society and had to make the best of it. He had to reckon with the particularistic traditions of his several dominions as well as with the feudal oppo sition to strong government, and western Europe was still a long way from the economic conditions which lie at the basis of modern bureaucracies. When we speak of the Anglo-Norman or the Angevin empire, we must accordingly dismiss from our minds at the outset any notion of a government with a capi tal, a central treasury and judicature, and a common assembly. A fixed central treasury existed only in the most advanced of the individual states, and it was many years before the courts established themselves permanently at Westminster and Rouen. Government was still something personal, centring in the person of the sovereign, and the ministers of the state were still his household servants. The king had no fixed residence, and as he moved from place to place, his household and its officers moved with him. Indeed kings were just beginning to learn that it was safer to leave their treas ure in some strong castle than to carry it about in their wanderings; it was not till 1194 that the capture of his baggage train by Richard the Lion-Hearted taught the French king Philip Augustus to leave his money and his 96 NORMANS IN EUROPEAN HISTORY title-deeds at Paris when he went on a military expedi tion. We must not be surprised to find that the principal common element in Henry's empire was Henry himself, supplemented by his most immediate household officers, and that many of these officers, such as the seneschals and the justiciars, were limited in their functions to England or Normandy or Anjou, and usually remained in their particular country to look after affairs in the king's absence. There was, however, one notable excep tion, the chancellor, or royal secretary. Regularly an ecclesiastic, so that there was no chance of his turning the office into an hereditary fief, the nature of the chan cellor's duties attached him continuously to the person of the sovereign and made him the natural companion of the royal journeys. He was far, however, from being a mere private secretary or amanuensis, but stood at the head of a regular secretarial bureau, which had its clerks and chaplains and its well-organized system of looking after the king's business. The study of the his tory of institutions goes to show that, on the whole, there is no better test of the strength or weakness of a me diaeval government than its chancery. If it had no chan cery, as was the case under the early Norman dukes, or if its methods, as seen in its formal acts, were irregu lar and unbusinesslike, as under Robert Curthose, there was sure to be a lack of organization and continuity in its general conduct of affairs. If, on the other hand, the chancery was well organized, its rules and practices THE NORMAN EMPIRE 97 regularly observed, its documents clear and sharp and to the point, this meant normally that an efficient govern ment stood behind it. Now, judged by the most exacting standards, the chancery of Henry II had reached a high degree of per fection. It has quite recently been the subject of an elaborate study by the most eminent medievalist of our time, the late L6opold Delisle, who cannot restrain his admiration for its regularity, its accuracy and finish, and the extraordinary range and rapidity of its work. The documents issued in the name of Henry II during his long reign of thirty-five years, says Delisle,1 "both for his English and his continental possessions, are all drawn up on the same plan in identical formulae and ex pressed with irreproachable precision in a simple, clear, and correct style, which is also remarkably uniform save for a small number of pieces which show the hand of others than the royal officers." If the judgment of this master required support, I should be glad to confirm it from the personal examination of some hundreds of Henry's charters and writs. Such uniformity, it should be observed, is evidence not only of the extent and tech nical attainments of the chancery but of substantially similar administrative conditions throughout the vari ous dominions to which these documents are addressed: officers, functions, legal and administrative procedure are everywhere very much alike. Moreover, a study of 1 Recueil des actes de Henri II, Introduction, p. i; cf. p. 151. 98 NORMANS IN EUROPEAN HISTORY these charters reveals another fact of fundamental im portance. Even more significant than uniformity of procedure in a chancery is the type of document issued, for since the strength of government lies not in legisla tion but in administration, a sure index of a state's efficiency will be found in the extent and character of its administrative correspondence. This test places the Norman empire far in advance of any of its contempo raries. Every payment from the treasury, every allow ance of an account, every summons to the army, every executive command or prohibition, was made by formal royal writ — per breve regis, as we read page after page in the account rolls. Of the many thousands of such writs issued in Henry's reign, exceedingly few have come down to us, but no one can read these, terse, direct, trained down to bone and muscle, without realizing the keen minds and the clear-cut administrative methods which they represent. Take an example: J H. Dei gratia rex Anglorum et dux Normannorum et Aquitanorum et comes Andegavorum R. thesaurario et Willelmo Malduit et Warino filio Giroldi camerariis suis salutem. Liberate de thesauro meo xxv marcas fratribus Cartusie de illis l marcis quas do eis annuatim per cartam meam. Teste Willelmo de Sancte Marie Ecclesia. Apud West- moster. The purpose of these writs might, of course, vary — seize A of this land; do right to B for that tenement; 1 Delisle, p. 166, from Madox, Exchequer, I, p. 390. THE NORMAN EMPIRE 99 secure C in his possession; bring your knights to such a place at such a time; summon twelve men to decide D's right; — but each has its appropriate form, which is always crisp and exact. All speak the language of a strong, businesslike administration which expected as a matter of course prompt and implicit obedience throughout its broad dominions. If such a system be given enough time, it will inevit ably exert a strong and persistent influence in favor of centralization and uniformity, and it would be inter esting to know just what was accomplished in these directions during the half century of the Norman em pire's existence. The parting advice which Henry had received from his father Geoffrey was to avoid the trans fer of customs and institutions from one part of his realm to another, and the wisdom of the warning was obvious under feudal conditions, if not in all imperial governments. But there is a difference between the field of local custom and the institutions of adminis tration, and while even in matters of feudal law there is some evidence of a generalization of certain reforms in the rules of succession, in the conduct of government it was impossible to keep the different parts of the empire in water-tight compartments so long as there was a com mon administration and frequent interchange of officials between different regions. We must remember that Henry was a constant experimenter, and that if a thing worked well in one place it was likely to be tried in an- ioo NORMANS IN EUROPEAN HISTORY other. Thus the Assize of Arms and the ordinance for the crusading tithe were first promulgated for his con tinental dominions, while the great English inquest of knights' fees in 1166 preceded by six years the parallel Norman measure. The great struggle with Becket over the church courts seems to have had a Norman pro logue. The chronological order in any given case might well be a matter of chance; but in administrative mat ters the influence is likely to have travelled from the older and better organized to the newer and more loosely knit dominions, from England, Normandy, and Anjou on the one hand to Poitou, Aquitaine, and Gas cony on the other. Of Henry's hereditary territories, Anjou seems the least important from the point of view of constitutional influence. Much smaller in area than either Normandy or England, it was a compact and comparatively cen tralized state long before Henry's accession, but the op portunity for immediate action on the count's part sim plified its government to a point where its experience was of no great value under Anglo-Norman conditions. Certainly no Angevin influence is traceable in the field of finance, and none seems probable in the administration of justice. In the case of Normandy and England the resemblance of institutions is closest, and a host of inter esting problems present themselves which carry us back to the effects of the Norman Conquest and even further. THE NORMAN EMPIRE 101 It is, of course, one of the fundamental problems of English history how far the government of England was Normanized in the century following the Conquest. To a French scholar like Boutmy everything begins anew in 1066, when "the line which the whole history of political institutions has subsequently followed was traced and defined." 1 To Freeman, on the other hand, the changes then introduced were temporary and not fundamental. He is never tired of repeating that the old English are the real English; progress comes by going back to the principles of the Anglo-Saxon period and casting aside innovations which have crept in in modern and evil times; "we have advanced by falling back on a more ancient state of things, we have reformed by calling to life again the institutions of earlier and ruder times, by setting ourselves free from the slavish subtleties of Norman lawyers, by casting aside as an accursed thing the innovations of Tudor tyranny and Stewart usurpa tion." 2 The trend of present scholarly opinion lies be tween these extremes. It refuses to throw away the Anglo-Saxon period, whose institutions we are just be ginning to read aright; but it rejects its idealization at Freeman's hands, who, it has been said, saw all things "through a mist of moots and witans" and not as they really were, and it finds more truth in Carlyle's remark that the pot-bellied equanimity of the Anglo-Saxon 1 The English Constitution, p. 3. 1 Origin of the English Constitution (London, 1872), p. 20/. 102 NORMANS IN EUROPEAN HISTORY needed the drilling and discipline of a century of Nor man tyranny.1 Whether he was needed much or little, the Norman drill-master came and did his work, and when he had finished the two countries were in many respects alike. He left his mark on the English language and on Eng lish literature, which were submerged for three centuries under the French of the court, the castle, and the town, and in the process were permanently modified into a mixed speech. He left his mark on architecture in the great cathedrals of the Norman bishops and the massive castles with their Norman keeps. He made England a feudal society, however far it may have gone in that di rection before, and its law, from that day to this, a feu dal law. And he remade the central government under the strong hand of a masterful dynasty which compelled its subjects to will what the king willed. Whatever per manence we may assign to Anglo-Saxon local institu tions, — and we cannot help granting them this in con siderable measure, — it is not now held that there was any notable Anglo-Saxon influence upon the central ad ministration. At best England before the Conquest was a loose aggregation of tribal commonwealths divided by local feeling and by the jealousies of the great earls, and its kingship did not grow stronger with process of time. The national assembly of wise men, whose persistence Freeman labored in vain to prove, became the feudal 1 Stubbs, Benedict of Peterborough, n, p. xxxv. THE NORMAN EMPIRE 103 council of the Norman barons, and this council, the curia regis, and the royal household which was its per manent nucleus, became the starting-point of a new constitutional development which produced the House of Lords, the courts of law, and the great departments of the central administration. Yet in a vigorous state central and local are never wholly separable, and it is where they touch that re cent study has been able to show some continuity of development between the two periods, namely in the fiscal system which culminated in the exchequer of the English kings. Of all the institutions of the Anglo- Norman state, none is more important and none more characteristic than the exchequer, illustrating as it does at the same time the comparative wealth of the sover eigns and the efficient conduct of their government. No where in western Europe did a king receive so large a revenue as here; nowhere was it collected and adminis tered in so regular and businesslike a fashion ; nowhere do the accounts afford so complete a view of "the whole framework of society." The main features of this sys tem are simple and striking. In every administrative district of Normandy and England the king had an agent — in England the sheriff, in Normandy the vicomte or bailli — to collect his rev enues, which consisted chiefly of the income from lands and forests, the fees and fines in the royal courts, the 104 NORMANS IN EUROPEAN HISTORY proceeds of the various feudal incidents, and the va rious payments which there were from time to time levied under the name of Danegeld, scutage, aid, or gift. Twice a year, at Easter and Michaelmas, these agents were required to come to the treasury and render their accounts to the king's officers. At Easter the sheriff was expected to pay in half of his receipts, receiving there for down to 1826 a receipt in the form of a notched stick or tally, split down the middle so that there was exact agreement between the portion retained at the exchequer and the portion carried off by the sheriff to be produced when the acounts of the year were settled at Michael mas. The great session of the exchequer at Michaelmas was a very important occasion and is described for us in detail in a most interesting contemporary treatise, the Dialogue on the Exchequer, written by Richard the King's Treasurer, in 1178-79. There the sheriff met the great officials of the king's household who were also the great officers of the Anglo-Norman state — the justiciar, chancellor, constable, treasurer, chamberlains, and marshal, reenforced by clerks, tally-cutters, calcu lators, and other assistants. The place and the institu tion took their names from a chequered table or chess board — the Latin name scaccarium means a chess-board — in size and shape not unlike a billiard table, covered with cloth which was ruled off into columns for pence, shillings, pounds, hundreds and thousands of pounds. On one side were set forth in this graphic manner the sums THE NORMAN EMPIRE 105 which the sheriff was required to pay, on the other he and his clerk tried to offset these with tallies, receipts, warrants, and counters representing actual cash. Played with skill and care on each side, for the stakes were high, this great match was likened to a game of chess between the sheriff and the king's officers. Its results were recorded each year, district by district and item by item, on a great roll, called the pipe roll from the pipes, or skins of parchment sewed end to end, of which it was made up. For England we have an unbroken series of these rolls from the second year of Henry II, as well as an odd roll of Henry I, constituting a record of finance and govern ment quite unique in contemporary Europe. The series was doubtless as complete for Normandy, but there sur vive from Henry's reign only the roll of 1 180 and frag ments of that of 1 184. For the other Plantagenet lands nothing remains. This remarkable fiscal system comprised accordingly a regular method of collecting revenue, a central treas ury and board of account, and a distinctive and care ful mode of auditing the accounts. There was nothing like it north of Sicily, and contemporaries admired it both for its administrative efficiency and for the wealth and resources which it implied. Although something of the sort seems to have existed in all the territories of the Plantagenet empire and the different bodies seem to have maintained a certain amount of cooperation, all our records come from England and Normandy, io6 NORMANS IN EUROPEAN HISTORY and there can be no question that it is distinctively an Anglo- Norman institution. Whether, however, it is English or Norman in origin and how it came into ex istence, are still in many respects obscure questions. The exchequer is not an innovation of Henry II, for the surv-iving roll of Henry I and certain incidental evi dence show that it existed on both sides of the Channel in the reign of his grandfather. In the time of the author of the Dialogue there was a tradition that it had been imported from Normandy by William the Conqueror, but this must be discounted by the fact that certain elements of the system can be traced in Anglo-Saxon England. The truth is that the exchequer is a compli cated institution, some parts of which may be quite ancient and the results of parallel development on both sides of the Channel ; at least the problem of priority has reached no certain solution. Its most characteristic feature, however, its peculiar method of reckoning, does not seem either of Norman or English origin, but derived from the abacus of the ancient Romans, as used and taught in the continental schools of the eleventh and twelfth centuries. One who tries to perform with Roman numerals a simple problem in addition or subtraction — or better yet, in multiplication or division — will have no diffi culty in understanding why people unacquainted with the Arabic system of notation have had recourse to a counting-machine or abacus. The difficulty, of course, THE NORMAN EMPIRE 107 lies not so much in the clumsy form of the individual Roman numbers as in the absence of the zero and the reckoning by position which it makes possible. This defect the abacus supplied. By means of a sanded board or a cloth-covered table or a string of counters it pro vided a row of columns each of which represented a decimal group — units, tens, hundreds, etc. — by which numerical operations could be rapidly and accurately performed. Employed by the ancient Romans, as by the modern Chinese, the arithmetic of the abacus be came a regular subject of instruction in the schools of the Middle Ages, whence its reckoning was introduced into the operations of the Anglo-Norman treasury. The most recent student of the subject, Reginald Lane Poole, connects the change with the Englishmen who studied at the cathedral school of Laon early in the twelfth century. To me it seems somewhat earlier, brought by abacists who came to England in the eleventh century from the schools of Lorraine.1 In either case its introduction was much more than a change of bookkeeping. Convenient as such reckoning was in general, it was the only possible method for men who could neither read nor write, like the Anglo-Nor man sheriffs and many of the royal officers, and its use made it possible to carry on the fiscal business of the state on a large scale, in an open and public fashion, 1 Poole, The Exchequer in the Twelfth Century, pp. 42-57; Haskins, "The Abacus and the King's Curia," in English Historical Review, xxvn, pp. 101-06. 108 NORMANS IN EUROPEAN HISTORY with full justice to all parties, and with accuracy, cer tainty, and dispatch. It was a businesslike system for busy and businesslike men. In the history of judicial^administration the personal initiative of Henry II is more evident than in finance. The king had an especial fondness forjegal questions and oftenpartiripa±e The fiscal^systejn^ was especially characteristic. Roger's biographer tells us that the king spent his spare time in close supervision of the receipts and expendi tures of his government, and that everything relating to the accounts was carefully kept in writing. Begin ning with his reign we have documentary evidence of a branch of the curia, called in Arabic diwan, in Greek a-eKperov, and in Latin either duana or secretum, and acting as a central financial body for the whole king dom. It kept voluminous registers, called in Arabic def&tir, and as its officers and clerks were largely Sara cens, it seems plainly to go back to Saracenic anteced ents. There are, however, some traces on the mainland of careful descriptions of lands and serfs like those which it extracted from its records in Sicily under the name of platece, so that Byzantine survivals should also be taken into account in studying the origin of the in stitution. Indeed this whole system presupposes elabo- THE NORMAN KINGDOM OF SICILY 229 rate surveys and registers of the land and its inhab itants such as were made in the Egypt of the Ptolemies and, less completely, in the Roman empire, and such as meet us, in a ruder and simpler form, in that unique northern record, the Domesday survey of 1086, itself perhaps_suggested by some knowledge of the older sys tem in Italy. No one can fail to note the striking analo- giesT>etween the Sicilian duana and the Anglo-Norman exchequer, but the disappearance of all records of the southern bureau precludes any comparison of their actual organization and procedure. The only parallel records which have reached us are the registers of feudal holdings, which exhibit noteworthy similarities in the tenures of the two kingdoms. Such feudal institutions were evidently a matter of common inheritance, but any connections indicated by similar administrative arrangements were doubtless due to later imitation from one side or the other. Roger II in Sicily and Henry I and Henry II in England were at work upon much the same sort of governmental prob lem, and Roger was not alone in looking to other lands for suggestions. Among the foreigners whom Roger drew into his service we find Englishmen such as his chancellor, Robert of Selby, and one of his chaplains and fiscal officers, Thomas Brown, who later returned to his native land to fill an honored place in the ex chequer of Henry II. There was constant intercourse between the two kingdoms in the twelfth century, and 230 NORMANS IN EUROPEAN HISTORY abundant opportunity to keep one government in formed of the administrative experiments of the other. In general, however, the Sicilian monarchy was of a far more absolute and Oriental type than is found among the northern Normans or anywhere else in western Europe. The king's court, with its harem and eunuchs, resembled that of the Fatimite caliphs; his ideas of royal power were modelled upon the empire of Con stantinople. The only contemporary portrait of King Roger which has reached us, the mosaic of the church of the Martorana at Palermo, represents him clothed in the dalmatic of the apostolic legate and the imperial costume of Byzantium, and receiving the crown di rectly from the hands of Christ; and a similar portrayal of the coronation of King William II shows that the scene was meant to be typical of the divine right of the king, responsible to no earthly authority. Theocratic in principle, the Sicilian monarchy drew its inspiration from the law-books of Justinian as well as from the liv ing example on the eastern throne. The series of laws or assizes issued by King Roger naturally reflects the composite character of the Norman state. The mass of local custom is not superseded, the feudal obligations of the vassals are clearly recognized, influences of canon law and Teutonic custom are clearly traceable, indeed the northern conception of the king's peace may have been their starting-point; but the great body of these de crees flows directly from the Roman law, as preserved THE NORMAN KINGDOM OF SICILY 231 and modified by the Byzantine emperors. The royal power is everywhere exalted, often in phrases where the king is substituted for the emperor of the Roman origi nal, and the law of treason is applied in detail to the protection of royal documents, royal coins, and royal officers. Even to question the king's ordinances or de cisions is on a par with sacrilege. The test of such phrases was the possession of ade quate military and financial resources. Of the strength of King Roger's army his long and successful wars offer sufficient evidence; the great register of his military fiefs, the so-called Catalogue of the Barons, indicates that the feudal service could be increased when neces sity demanded, while contingents of Saracen troops were as valuable to him as they had been to his father. Much the same can be said of his navy, for the safety of the Sicilian kingdom and its position in Mediterranean politics depended in large measure upon sea power, and Roger's fleet has a distinguished record in his Italian and African campaigns. Army and navy and civil ser vice, however, rested ultimately upon the royal treasury, and among its contemporaries the Sicilian kingdom en joyed a deserved reputation for great wealth. Its re sources consisted partly in the products of the soil, such as the grain and cotton and peltry which were exported from Sicily itself; partly in manufactures, as in the case of the silk industry which King Roger developed in Palermo; and partly in the unrivalled facilities for trade 232 NORMANS IN EUROPEAN HISTORY which were presented by its many harbors and its ad vantageous location with respect to the great sea routes. Under the Norman kings the commerce of the southern kingdom was passive, rather than active, that is to say, it was carried on, not mainly by its own cities, such as Bari and Amalfi, which had enjoyed great prosperity in the Byzantine period and lost their local independ ence under the Normans, but by commercial powers from without — Pisa, Genoa, and Venice. The relative importance of each of these varied with the vicissitudes of Italian politics, but among them they shared the ex ternal trade of the kingdom. We find the Venetians on the eastern coast, the Genoese and Pisans at Salerno and the chief ports of Sicily, where they had special warehouses and often considerable colonies; and the earliest commercial records of Genoa and Pisa, notably the register of the Genoese notary, John the Scribe, enable us to follow their business from merchant to merchant and from port to port. Sicily served not only as a place for the exchange of exports for foreign prod ucts, the cloth of northern Italy and France and the spices and fabrics of the East, but also as a stage in the trade with the Orient by the great highway of the Straits of Messina or with Africa and Spain by way of Palermo and the ports of the western and southern coast. From all this the king took his toll. Without foregoing any of their feudal or domanial revenues or extensive monopolies, Roger and his successors tapped this grow- THE GORMAN KINGDOM OF SICILY 233 ing commerce by port dues and by tariffs on exports and imports, thus securing their ready money from that merchant class upon which the future monarchies of western Europe were to build. The income from Pa lermo alone was said to be greater than that which the king of England derived from his whole kingdom. It is evident, even from this brief outline, that the Sicilian state was not only a skilful blending of political elements of diverse origin, but also that it stood well in advance of its contemporaries in all that goes to make a' modern type of government. Its kings legislated at a time when lawmaking was rare; they had a large in come in money when other sovereigns lived from feudal dues and the produce of their domains ; they had a well established bureaucracy when elsewhere both central and local government had been completely feudalized; they had a splendid capital when other courts were still ambulatory. Its only rival in these respects, the Anglo- Norman kingdom of the north, was inferior in financial resources and had made far less advance in the develop ment of the class of trained officials through whom the progress of European administration was to be realized. Judged by these tests, it is not too much to call the kingdom of Roger and his successors the first modern state, just as Roger's non-feudal policy, far-sightedness, and diplomatic skill have sometimes won for him the title of the first modern king. This designation, I am well aware, has more commonly been reserved for the 234 NORMANS IN EUROPEAN HISTORY younger of Sicily's "two baptized sultans,"1 Freder ick II — stupor mundi et immutator mirabilis, "the won der of the world and a marvellous innovator." No one can follow the career of this most gifted and fascinating figure without feeling the modern elements in his char acter and in his administration of the Sicilian state. His government stands ahead of its contemporaries in the thirteenth century as does that of Roger in the twelfth, and the more recent naturally seems the more modern. It is not, however, clear that the relative su periority was greater, and recent studies have made plain, what was not at first realized, that considerable portions of Frederick's legislation and of his adminis trative system go back to his Norman predecessors, some of them to Roger himself. After all it is not the historian's business to award prizes for being modern, especially when it is not always plain in what moder nity consists. The main point is to recognize the striking individuality of the Sicilian state in directions which other states were in time to follow, and to remember that this individuality was a continuous thing and not a creation of the second Frederick. Moreover, as we shall shortly see, what is true in the field of government is also true in the field of civilization: the brilliant cos mopolitan culture of the thirteenth century is a di rect development from similar conditions under King Roger. t l The phrase is Amari's: Storia dei Musulmani di Sicilia, ill, p. 365. THE NORMAN KINGDOM OF SICILY 235 The culture of the Norman kingdom was even more strikingly composite than its government. Both his torically and geographically Sicily was the natural meeting-point of Greek, Arabic, and Latin civilization, and a natural avenue for the transmission of eastern art and learning to the West. Moreover, in the intellectual field the splendor of the Sicilian kingdom coincides with that movement which is often called the renais sance of the twelfth century and which consisted in considerable measure in the acquisition of new knowl edge from the Greeks of the East and the Saracens of Sicily and Spain. Sicily was not the only channel through which the wisdom of the East flowed west ward, for there were scholars from northern Italy who visited Constantinople and there was a steady diffusion of Saracen learning through the schools of Spain. No where else, however, did Latin, Greek, and Arabic civ ilization live side by side in peace and toleration, and nowhere else was the spirit of the renaissance more clearly expressed in the policy of the rulers. The older Latin culture of the southern kingdom had its centre and in large measure its source at Monte Cas- sino, mother of the Benedictine monasteries through out the length and breadth of western Christendom. Founded by St. Benedict in 529, this establishment still maintains the unique record of fourteen centuries of mo nastic history and of more than forty generations of fol lowers of the Benedictine rule, keeping age after age 236 NORMANS IN EUROPEAN HISTORY their vigils of labor, prayer, and fasting, but feasting their uncloistered eyes — per gl' occhi almeno non if e clausura! — upon the massive ranges of the central Apennines and the placid valley of the Garigliano, "the Land of Labor and the Land of Rest." Its golden age was the eleventh and early twelfth centuries, when its relations with the Normans and the Papacy kept it in the forefront of Italian politics, when two of its ab bots sat upon the throne of St. Peter, and when the greatest of them, Desiderius — as Pope known as Victor III — built a great basilica which was adorned by workmen from Constantinople with mosaics and with the great bronze doors which are the chief surviving evidence of its early splendor. Men of learning were drawn to the monastery, like the monk Constantine the African, skilled in the science of the Greek and Arabic physicians, whose works he translated into Latin. Manuscripts of every sort were copied in the character istic south-Italian hand, the Beneventan script, which serves as a sure index of the intellectual activity throughout the southern half of the peninsula in this period — sermons and service-books, theological com mentaries and lives of the saints, but also the law-books of Justinian and the writings of the Latin poets and historians with their commentators. Indeed without the scribes of Monte Cassino the world would have lost some of its most precious monuments of antiquity and the early Middle Ages, including on the mediaeval side THE NORMAN KINGDOM OF SICILY 237 the oldest of the papal registers, that of John VIII, and on the classical, Varro, Apuleius, and the greater part of the works of Tacitus. Nowhere else is the work of the monasteries as the preservers of ancient learning more manifest. The home of Greek learning in Italy was likewise to be found in monasteries, in those Basilian foundations which had spread over Calabria and the Basilicata in the ninth and tenth centuries and now under Norman protection sent out new colonies like the abbey of San Salvatore at Messina. Enriched with lands and rents and feudal holdings, they also set themselves to the building up of libraries by copies and by manuscripts brought from the East; but so far as we can judge from the ancient catalogues and from the scattered frag ments which survive their dispersion, these collections were almost entirely biblical and theological in charac ter, including however splendid examples of calligraphy such as the text of the Gospels, written in silver letters on purple vellum and adorned with beautiful minia tures, which is still preserved in the cathedral of Ros- sano. Meanwhile, and largely as a result of the constant relations between southern Italy and the Greek East, learning had spread beyond monastery walls and ec clesiastical subjects, and had begun to attract the at tention of men from the north. An English scholar, Adelard of Bath, who visited the south at the beginning 238 NORMANS IN EUROPEAN HISTORY of the twelfth century, found a Latin bishop of Syracuse skilled in all the mathematical arts, a Greek philosopher of Magna Graecia who discoursed on natural philoso phy, and the greatest medical school of Europe in the old Lombard capital at Salerno, early famed as the city of Hippocrates and the seat of the oldest university in the West. A generation later, another Englishman, the humanist John of Salisbury, studies philosophy with a Greek interpreter in Apulia and drinks the heavy wines of the Sicilian chancellor; while still others profit by translations of Greek philosophical and mathe matical works from the Italian libraries. The distinc tive element in southern learning lay, however, not on the Latin side, but in its immediate contact with Greek and Arabic scholarship, and the chief meeting-point of these various currents of culture was the royal court at Palermo, direct heir to the civilization of Saracen Sicily. The Sicilian court, like the kingdom, was many- tongued and cosmopolitan, its praises being sung alike by Arabic travellers and poets, by grave Byzantine ecclesiastics, and by Latin scholars of Italy and the north. A Greek archimandrite, Neilos Doxopatrios, produced at King Roger's request a History of the Five Patriarchates directed against the supremacy of the Pope of Rome; a Saracen, Edrisi, prepared under his direction the greatest treatise of Arabic geography, THE NORMAN KINGDOM OF SICILY 239 celebrated long afterward as "King Roger's Book." Under William I the chief literary figures are likewise connected with the court: Eugene the Emir, a Greek poet thoroughly conversant with Arabic and deeply versed in the mathematics and astronomy of the an cients; and Henricus Aristippus, archdeacon of Catania and for a time chief minister of the king, a collector of manuscripts, a translator of Plato, Aristotle, and Dio genes Laertius, and an investigator of the phenomena connected with the eruption of Etna in a spirit which reminds us less of the age of the schoolmen than of the death of the younger Pliny. Such a literary atmosphere was peculiarly favorable to the production of transla tions from the Greek and Arabic into Latin, and we can definitely connect with Sicily the versions which made known to western Europe the Meno and Phadg of Plato, portions of the Meteorology and of certain other works of Aristotle, the more advanced writings of Eu clid, and the Almagest of Ptolemy, the greatest of an cient and mediaeval treatises on astronomy. In a very different field we have from Roger's reign a Greco - Arabic psalter and an important group of New Testa ment manuscripts. "While we Germans were in many respects barbarians," says Springer, "the ruling classes in Sicily enjoyed the almost over-ripe fruits of an ancient culture and combined Norman vigor of youth with Oriental refinement of life." 1 1 Bilder aus der neueren Kunstgeschichte, I, p. 159. 240 NORMANS IN EUROPEAN HISTORY There were lacking in the twelfth century the poetic and imaginative elements which flourished at the court of Frederick II, but on the scientific and philosophical sides there is clear continuity in the intellectual history of the south from Roger II and William to Frederick II and Manfred. At one point it is even probable that an actual material connection can be traced, for the collec tion of Greek manuscripts upon which Manfred set great store seems to have had its origin in codices brought from Constantinople to Palermo under the first Norman kings; and as Manfred's library probably passed into the possession of the Popes, it became the basis of the oldest collection of Greek manuscripts in the Europe of the humanists. Within its limits the intellectual movement at the court of King Roger and his son had many of the elements of a renaissance, and like the great revival of the fourteenth century, it owed much to princely favor. It was at the kings' request that translations were undertaken and the works of Neilos and Edrisi written, and it was no accident that two such scholars as Aristippus and Eugene of Palermo occupied high places in the royal administration. In their patronage of learning, as well as in the enlightened and anti-feudal character of their government, the Sicilian sovereigns, from Roger to Frederick II, belong to the age of the new statecraft and the humanistic revival. The art of the Sicilian kingdom, like its learning and THE NORMAN KINGDOM OF SICILY 241 its government, was the product of many diverse ele ments, developing on the mainland into a variety of local and provincial types, but in Sicily combined and harmonized under the guiding will of the royal court. Traces of direct Norman influence occur, as in the tow ers and exterior decoration of the cathedral of Cefalu or in the plan of that great resort of Norman pilgrims, the church of St. Nicholas at Bari; but in the main the Normans, in Bertaux's phrase, contributed little more than the cement which bound together the artistic ma terials furnished by others.1 These materials were abundant and various, the Roman basilica and the Greek cupola, the bronze doors and the brilliant mosa ics of Byzantine craftsmen, the domes, the graceful arches and ceilings, and the intricate arabesques of Saracen art; yet in the churches and palaces of Sicily they were fused into a beautiful and harmonious whole which still dazzles us with its splendor. The chief ex amples of this 'Norman' style are to be found at Cefalu, King Roger's cherished foundation, where he prepared his last resting-place' in the great porphyry sarcophagus later transported to Palermo, and where Byzantine artists worked in blue and gold wonderful pictures of Christ and the Virgin and stately figures of archangels and saints of the Eastern Church ; at Mon reale, the royal mount of William II, commanding the inexhaustible wealth of Palermo's Golden Shell and 1 L'art dans V Italie mSridionale, p. 344. 242 NORMANS IN EUROPEAN HISTORY serving as the incomparable site of a great cathedral, with storied mosaics of every color covering its walls and vaulted ceiling like an illuminated missal, and with cloisters of rare and piercing beauty; and between them, in space and time, the palaces and churches of Palermo — the church of the Martorana, built in the Byzantine style and endowed with a Greek library by Roger's ad miral George of Antioch, the Saracenic edifices of San Cataldo and San Giovanni degli Eremiti, and the un surpassed glories of the Cappella Palatina — all set against the brilliant background of the Sicilian capital, which owes to the Norman kings its unique place in the history of art. Welcoming merchants and strangers of every land and race, containing within itself organized communi ties of Greeks, Mohammedans, and Jews, each with its own churches, mosques, or synagogues, the Palermo of the twelfth century was a great cosmopolitan city and the natural centre of a Mediterranean art. Midway between Cordova and Constantinople, between Africa and Italy, it laid them all under contribution. Travel lers celebrated the luxuriant gardens of the city and its surrounding plain, with the vast fields of sugar cane and groves of orange, fig, and lemon, olive and palm and pomegranate, its commodious harbor and its spacious and busy streets, its gorgeous fabrics and abundance of foreign wares, its walls and palaces and places of wor ship. "A stupendous city," says the Spanish traveller, THE NORMAN KINGDOM OF SICILY 243 Ibn Giobair,1 "elegant, graceful, and splendid, rising before one like a temptress "... and offering its king — "may Allah take them from him! — every pleasure in the world." An artist's city, too, distinguished by the qualities which Goethe saw in it, "the purity of its light, the delicacy of its lines and tones, the harmony of earth and sea and sky." From the highest point in the capital rose the royal palace, which still retains, in spite of the transforma tions of eight centuries, something of the massiveness and the splendor of its Norman original, of which it preserves the great Pisan tower, — once the repository of the royal treasure, — the royal chapel, and one of the state apartments of King Roger's time. Its terraces and gardens have long since disappeared, with their marble lions and plashing fountains which resembled the Al- hambra or the great pleasure-grounds of the Moham medan East; but we can easily call them to life with the aid of the Saracen poets and of the remains of the other royal residences which surrounded the city "like a necklace of pearls." Here, amid his harem and his eunuchs, the officers of his court and his retinue of Mohammedan servants, the king lived much after the manner of an Oriental potentate. On state occasions he donned the purple and gold of the Greek emperors or the sumptuous vestments of red samite, embroidered 1 His description is translated by Amari, Biblioteca arabo-sicula (Tu rin, 1888), 1, pp. 155 ff.; and by Schiaparelli, Ibn Gubayr (Rome, 1906), pp. 328/. Cf. Waern, Mediceval Sicily, pp. 64/. 244 NORMANS IN EUROPEAN HISTORY with golden tigers and camels and Arabic invocations to the Christian Redeemer, which are still preserved among the treasures of the Holy Roman Empire at Vienna. And when, on festivals, he entered the palace chapel, Latin in its ground-plan, Greek and Arabic in its ornamentation, the atmosphere was likewise Orien tal. As described at its dedication in 1140, with the starry heavens of its ceiling and the flowery meadows of its pavement, the chapel preserves its fundamental features to-day. Dome and choir are dominated by great Byzantine figures of Christ, accompanied by Byzantine saints and scenes with Greek inscriptions, all executed with the fullest brilliancy of which mosaics are capable, while the stalactite ceiling, "dripping with all the elaborate richness of Saracen art," seems "to re-create some forgotten vision of the Arabian Nights." Harmonious in design yet infinitely varied in detail, rich beyond belief in color and in line, reflecting alike the dim rays of its pendent lamps or the full light of the southern sun, the Cappella Palatina is the fullest and most adequate expression of the many-sided art of the Norman kingdom and the unifying force of the Norman kings. Brilliant but ephemeral, precocious but lacking in permanent results — such are the judgments com monly passed upon the Sicilian kingdom and its civili zation. At best the kingdom seems to reach no farther THE NORMAN KINGDOM OF SICILY 245 than Frederick II, and of him Freeman has said that, though qualified by genius to start some great move ment or begin some new era, he seemed fated to stand at the end of everything which he touched — the medi aeval empire, the Sicilian kingdom, the Norman-Ho- henstaufen line.1 In the field of government these statements are in the main true: the rapid changes of dynasties and the deep political decline into which the south ultimately fell destroyed the unity of its political development and nullified the work of Norman state- building, so that the enduring results of Norman states manship and Norman law must be sought in the north and not in Italy. That, however, is not the whole of the story, and in the field of culture influences less palpable, but none the less real, flowed from the Norman stream into the general currents of European civilization. So long as the Renaissance of the fourteenth and fifteenth centuries was looked upon as simply the negation of the Middle Ages by a return to classical antiquity, figures such as King Roger and Frederick II were merely 'sports,' isolated flashes of genius and modernity with out any relation to their own times or to the greater movement which followed. Since, however, we have come to view the Renaissance in its larger aspects as far more than a classical revival, its relations to the Middle Ages are seen to have been much more intimate 1 "The Emperor Frederick the Second," in Historical Essays, first series, p. 291. 246 NORMANS IN EUROPEAN HISTORY and important than was once supposed. The evolution is at times rapid, but the Trecento grows out of the cen turies which preceded as naturally as it grew into the Quattrocento which followed. The place of Italy in this process is universally recognized ; the place of southern Italy is sometimes overlooked. We are too prone to forget that Niccola Pisano was also called Nicholas of Apulia; that Petrarch owed much to his sojourn at the Neapolitan court; that Boccaccio learned his Greek from a Calabrian; that the first notes of a new Italian literature were sounded at the court of Frederick II. Many phases of the relation between south and north in this transitional period are still obscure, but of the significance of the southern contribution there is now reasonable assurance. Moreover, the continuity be tween the intellectual movement under Roger and William I and that under Frederick II and later can be followed in some detail in the history of individual manuscripts and authors. When humanists like Pe trarch and Salutati read Plato's Phcedo or Ptolemy's Almagest, their libraries show that they used the Latin versions of the Sicilian translators of the twelfth cen tury. The learning of the southern kingdom may have been a faint light, but it was handed on, not extin guished. For our general understanding of the Normans and their work, it is well that we should trace them in the lands where their direct influence grows faint and dim, THE NORMAN KINGDOM OF SICILY 247 as well as in those where their descendants still rule. Only a formal and mechanical view of history seeks to ticket off particular races against particular regions as the sole sources of population and power; only false national pride conceives of any people as continually in the vanguard of civilization. Races are mixed things, institutions and civilization are still more complex, and no people can claim to be a unique and permanent source of light and strength. Outside of Normandy the Normans were but a small folk, and sooner or later they inevitably lost their identity. They did their work pre eminently not as a people apart, but as a group of lead ers and energizers, the little leaven that leaveneth the whole lump. Wherever they went, they showed a mar vellous power of initiative and of assimilation; if the initiative is more evident in England, the assimilation is more manifest in Sicily. The penalty for such activity is rapid loss of identity; the reward is a large share in the general development of civilization. If the Nor mans paid the penalty, they also reaped the reward, and they were never more Norman than in adopting the statesmanlike policy of toleration and assimilation which led to their ultimate extinction. Plus ca change, plus c'est la meme chose I BIBLIOGRAPHICAL NOTE The best general account of the Norman kingdom is that of Cha- landon, who carries its history to 1 194 and gives also a provisional 248 NORMANS IN EUROPEAN HISTORY description of its institutions and an unsatisfactory chapter on its civilization. E. Caspar, Roger II (Innsbruck, 1904), is the best book on the reign; Curtis, Roger of Sicily, is convenient. G. B. Siragusa, 7/ regno di Guglielmo I (Palermo, 1885-86), and I. La Lumia, Storia delta Sicilia sotto Guglielmo il Buono (Florence, 1867), need revision. For Constance, T. Toeche, Kaiser Heinrich VI (Leipzig, 1867), is still useful. The treatment of Sicilian institutions by E. Mayer, ItaMenische Verfassungsgesckichte (Leipzig, 1909), is too juristic. There is an ex cellent book on the chancery by K. A. Kehr, Die Urkunden der nor- mannisch-sicihschen Kbnige (Innsbruck, 1902); and on the duana there are important monographs by Amari, in the Memorie dei Lincei, third series, 11, pp. 409-38 (1878) ; and by C. A. Garufi, in Archivio storico italiano, fifth series, xxvn, pp. 225-63 (1901). For local ad ministration see the valuable study of Miss E. Jamison, The Norman Administration of Apulia and Capua, in Papers of the British School at Rome, vi, pp. 21 1-481 (1913). See also H. Niese, Die Gesetzgebung der normannischen Dynastie im Regnum SiciUae (Halle, 1910); Haskins, "England and Sicily in the Twelfth Century," in English Historical Review, xxvi, pp. 433-47, 641-65 (191 1) ; W. Cohn, Die Geschichte der normannisch-sicilischen Flotte (Breslau, 1910); R. Straus, Die Juden im Konigreich Sizilien (Heidelberg, 1910) ; F. Zechbauer, Das mittelr alterliche Strafrecht SiziHens (Berlin, 1908) ; and various studies in the Miscellanea Salinas (Palermo, 1907) and the Centenario Michele Amari (Palermo, 1910). The commerce of the Sicilian kingdom is described by A. Schaube, Handelsgeschichte der romanischen Volker (Munich, 1906). For Monte Cassino in this period see E. A. Loew, The Beneventan Script (Oxford, 1914), with the works there cited; R. Palmarocchi, L'abbazia di Montecassino e la conquista normanna (Rome, 1913). On the Greek monasteries, see Gay, L'ltalie meridionale; P. Batiffol, L'abbaye de Rossano (Paris, 1891) ; K. Lake, "The Greek Monasteries in South Italy," in Journal of Theological Studies, iv, v (1903-04); and F. LoParco, Scolario-Saba, in Atti of the Naples Academy, new series, I (1910). The best account of Saracen culture in Sicily is still that of Amari. On the south-Italian and Sicilian translators, see 0. Hartwig, " Die Uebersetzungsliteratur Unteritaliens in der norman- THE NORMAN KINGDOM OF SICILY 249 nisch-staufischen Epoche," in Centralblatt fiir Bibliothekswesen, in, pp. 161-90, 223-25, 505 (1886); Haskins and Lockwood, The Sicilian Translators of the Twelfth Century and the First Latin Version of Ptol emy's Almagest, in Harvard Studies in Classical Philology, xxi, pp. 75-102 (1910); Haskins, ibid., xxm, pp. 155-166; xxv, pp. 87-105. On the Sicilian origin of the Greek MSS. of the papal library, see J. L. Heiberg, in Oversigt of the Danish Academy, i89i,pp. 305-18; F. Ehrle, in Festgabe Anton de Waal (Rome, 1913), pp. 348-51. The con nection of the intellectual movement of the twelfth century with the renaissance under Frederick II is well brought out by Niese, "Zur Geschichte des geistigen Lebens am Hofe Kaiser Friedrichs II," in Historische Zeitschrift, cvm, pp. 473-540 (1912). In general see F. Novati, Le origini, in course of publication in the Storia letteraria d' Italia (Milan, since 1897). The development of art in the south in this period is treated by A. Venturi, Storia dell' arte italiana (Rome, 1901 ff.), 11, ch. 3; in, eh. 2. See also C. Diehl, L'art byzantin dans I'ltalie meridionale (Paris, 1894). For the continental territories there is an excellent account in E. Bertaux, L'art dans ITtalie meridionale (Paris, 1904). There is nothing so good for Sicily, although there are monographs on particu lar edifices. Diehl, Palerme et Syracuse (Paris, 1907), is a good sketch with illustrations; Miss C. Waern, Meditzval Sicily (London, 1910), is more popular. Freeman has a readable essay on "The Normans at Palermo," in his Historical Essays, third series, pp. 437-76. See also A. Springer, "Die mittelalterliche Kunst in Palermo," in his Bilder aus der neueren Kunstgeschichte (Bonn, 1886), I, pp. 157-208; and A. Goldschmidt, "Die normannischen Konigspalaste in Palermo," in Zeitschrift fiir Bauwesen, xlviii, coll. 541-90 (1898). Interesting as pects of twelfth-century Palermo are depicted in the Bern codex of Peter of Eboli, reproduced by Siragusa for the Istituto Storico Ita- Iiano (1905) and by Rota for the new edition of Muratori (1904-10).-- Surviving portions of the royal costume are reproduced by F. Bock, Die Kleinodien des heil.-romischen Reiches (Vienna, 1864). THE END INDEX Abacus, 106/. Abruzzi, 196, 204, 222 /. Adams, Henry, quoted, 12, 22, 188 /. Adelaide, countess, 210. Adelard of Bath, 177, 179, 238. Africa, 196/., 222, 232. Aim6 of Monte Cassino, 13, 200 /. Alencon, 63, 178. Alexander II, Pope, 74, 79, 165, 175. Alfred, king, 34. Alphonso VIII, king, 90. Amain, 197/., 204, 213, 232. Amari, M., 216, 248; quoted, 234. Anacletus II, Pope, 210. Andeli, 134. Angers, 61-63. AngoulSme, 160. Anjou, counts of, 61, 85; relations with Normandy, 61-63, 85, 100, 112, 131, 136/. Anna Comnena, quoted, 201. Anselm, 175-78. Antioch, 212; principality, 214-16. Apulia, 186, 197-211, 222 /., 228, 238, 246. Aquitaine, 87/., 90, 100, 120/., 136. Arabic elements in Sicilian state, 226-30, 235, 238-44. Architecture, Norman, 9-12, 102, 186-89; Sicilian, 189, 241-44. Archives, Norman, 9, 66/., 105, 178. Argentan, 10, 71, 133, 139, 153. Arlette, mother of William the Conqueror, 53, 166. Arnulf of Chocques, patriarch, 212. Arnulf, bishop of Lisieux, 167. Arthur, duke of Brittany, 136-39. Assizes, Anglo-Norman, 94, 100, III/., 161; Sicilian, 230 /., 234. Aversa, 200, 204, 206. Avranches, 172, 175, 178. Avranchin, 28. Avre, 7. Baitti, 103, 145. Barfleur, 132, 160. Bari, 189, 197, 202, 232, 241. Baudri of Bourgueil, 76. Bayeux, 10, 46, 49, 67, 76, 150 /., 162, 166, 172, 187; Black Book, in. See Odo, Turold, Richard, Philip d'Harcourt. Bayeux Tapestry, 76/., 80, 84, 151, 167. Bayonne, 161. Bee, 171, 185; schools, 175 /.; li brary, 177-80. Becket, 4, 100, 118, 168. Belllme, 154. Benevento, 198, 203. Benoit de Sainte-More, 184. Bertaux, E., quoted, 197, 241. Bessin, 10, 28. Bibliographical notes, 24/., 51, 83/., 114/., 147, 189-91, 216/., 247-49. Bisignano, 201. Bocage, 10. Boccaccio, 246. Bocherville, Saint-Georges de, 169, 187. Bohemond I, prince of Antioch, 207, 213-16. Bohmer, H., quoted, 165. Bonneval, 154. Bordeaux, 88. Boutmy, E., quoted, 101. Breteuil, 154, 160. Brittany, 6-8, 10, 57, 61, 75, 88, I36-39- Bryce, James, Viscount, quoted, 43. Buchanan, James, 17/ Bury St. Edmund's, 173. 252 INDEX Caen, 10 /., 71, 133, 139, 143, 153, 160, 166, 172, 184; abbeys, 12, 58, 160, 163, 171, 174, 186-88, 213. Calabria, 176, 198, 201-11, 222, 226, 237, 246. Caliphs, Fatimite, 196, 230. Campania, 197, 222. Canada, Normans in, 3/., 13, 16. Canaries, Normans in, 4, 13. Canne, 199. Canosa, 214. Canterbury, 56, 81, 175. Canute, king, 52, 54, 74, 194. Cappella Palatina, 242-44. Capua, 198, 207, 223, 228. Carentan, 172. Carlyle, Thomas, quoted, 101, 173. Castles, Norman, 68/., 102, 133-35, 139. 150-53. 163. 209. Castrogiovanni, 209. Caux, 8. Cefalii, 189, 241. Cerisy, 187. Chancery, of Henry II, 96-99; of Sicilian kingdom, 226/. Channel Islands, 144/., 172, 184. Charlemagne, 18, 31/., 80, 86, 193/. Charles VII, king of France, 144. Charles of Anjou, king of Naples, 221. Charles the Simple, 27, 45. Charte aux Normands, 142. Charter, Great, 140, 142. Chartres, cathedral, 169-71, 186, 194; school, 177. Chateau Gaillard, 9, 134/., 139. Chaucer, his 'povre persoun,' 169. Cherbourg, 4/., 59, 162. Chinon, 116. Chronicle, Anglo-Saxon, quoted, 32, 34, 55-58. Church, Norman, 67, 71 /., 81, 100, 164 ff. ; the Greek, 198, 203, 209, 223, 225, 237, 241. Civitate, 203. Classics, Latin, in Norman libraries, 179; at Monte Cassino, 235-37; Greek, in Sicily, 239/., 246. Clermont, 211. Clovis, 207. Cluny, 164. Colombieres, 116. Commerce, Norman, 4, 73, 81, 160-63; Sicilian, 231-33, 242; Vik ing, 37- Compostela, 16, 193, 217. Conan, 163. Conches, 154. Conquest, Norman, of England, 72- 81 ; its results, 81-83, 100 /., 145 /.; of Italy, 198/.; the two com pared, 223-25. Constance, empress, 220. Constantine the African, 236. Constantinople, 194-96, 212, 214, 235/-. 240. Corneille, 4, 12. Cotentin, 28, 50. Courcy, 154. Coutances, 169, 172, 200; cathedral, 10, 186/ See Geoffrey de Mow bray. Coutume de Normandie, 11, 48 /., 108, 142, 145. Crusades, Normans in, 2, 89, 91, 100, 127-31, 184, 208, 211-17. Curia regis, 103, 108, 227 /. Danegeld, 34, 104. Danelaw, 31. Daudet, Alphonse, quoted, 5. Davis, H. W. C, quoted, 15. Delarc, O., quoted, 196. Delbriick, H., quoted, 77/. Delisle, L., 4, 1 14, 189 /. ; quoted, 97. Dieppe, 4/., 160. Dieulafoy, quoted, 135. Dives, 75. Domesday, 66, no, 172, 229. Domfront, 63, 154, 172. Dover, 166. Downing, E., 208. Drogo of Hauteville, 200-02. Duana, 228 /. Dudo of Saint Quentin, 27, 47, 180. Durham, 188. INDEX 253 Edrisi, 238-40. Edward the Confessor, king, 73-75. Eleanor of Aquitaine, queen, 89, 118, 120, 123, 184. Emma, queen, 73. Empire, Angevin, 85; Eastern, 91, 94, 129, 197-99, 201 /., 206, 214- 17, 222, 226-31, 243; German, 87; Holy Roman, 64, 86, 244; Norman, 85-113; its destruction, 116-39. England, Normandy compared with, 5/.; Northmen in, 32-34; before the Normans, 101-03, 223; Nor man Conquest, 52, 72-83; results, 22/., 100-13; 145 /., 151/.; loss of Normandy, 139-44. Enna, 209. Eryx, 208. Escorial, 178. Ethelred, king, 73. Etna, 209, 239. Eudes Rigaud, archbishop of Rouen, 168/., 183. Eugene of Palermo, emir, 239 /. Eure, 7. Evreux, 184, 187. Exchequer, n, 103-08, 142, 229. Exmes, 71. Falaise, 10, 53, 59, 133, 139, 153. Fecamp, 160, 164, 171, 178. Feudalism, 60, 64, 93, 133, 136-38, 233; Norman, 67-69, 82, 145, 149- 57; in southern Italy, 209, 223-31. Finance, Anglo-Norman, 69-71, 103-08; Sicilian, 225, 228/., 232/. Flanders, 61, 75. Flaubert, G., 4, 8, 12; quoted, 5. Fontevrault, 117. France, Normandy as a part of, 6 /., 16, 18-24, 48; feudal relations with Normandy, 63-66; govern ment compared with that of Nor mandy, 64, 69-71; geographical unity, 124-26; how it conquered and absorbed Normandy, 126-44; Norman influence on, 23, 144. France, Anatole, quoted, 178. Franks, Normandy under, 16, 20/., 26. Frederick Barbarossa, emperor, 86 /., 128/. Frederick II, king of Sicily and emperor, 24, 215, 219-21, 240, 245/- Freeman, E. A., 83; on William the Conqueror, 53-56; on the Norman Conquest, 73, 83, 101, 145 /.; on the battle of Hastings, 77; on Norman castles, 151; on the abbeys of Caen, 188; on Freder ick II, 245. Fulk Rechin, quoted, 62 /. Gaeta, 197/ Gaimar, 184. Gascony, 88-91, 100, 139, 161. Gavrai, 172. Genoa, 232. Geoffrey, duke of Brittany, 120. Geoffrey Malaterra, quoted, 13, 207. Geoffrey Martel, count of Anjou, 61-63. Geoffrey de Mowbray, bishop of Coutances, 10, 186/. Geoffrey Plantagenet, count of Anjou, 85, 89, 99, 112. Geoffrey, illegitimate son of Henry II, 116. George of Antioch, admiral, 226, 242. Gilbert Crispin, abbot of West minster, 175. Giobair, Ibn, quoted, 243. Giraldus Cambrensis, quoted, 117/., 123. Girgenti, 209. Gisors, 132 /., 135 /. Glanvill, 108. Goethe, 219, 243. Greek influences in southern Italy and Sicily, 198, 209, 219, 223, 225-31, 235, 237-46. Green, J. R., quoted, 122. Gregory VII Pope, 72, 165 /., 202, 204/. INDEX ntemaisnil, 154. moud, 60. srnsey, 144/. nmere, F. B., quoted, 41. / of Amiens, 76. nburg, 33. ¦0, 145- •old, king of England, 73-80. old Fairhair, 28, 38. ¦tings, battle of, 75-80, 84, 15 1, 66, 202. itings, Viking leader, 33. iteville, house of, 2, 200-02, 207, 09, 213. See Robert Guiscard, Loger.rre, Le, 4/. iricus Aristippus, 239 /. iry I, king of England, 89, 94, 105 , 133, 160, 162/., 181, 184, 229. iry II, king of England, 49, 85, 33, 219; empire, 86-90; Euro- ean position, 87, 90/.; character, 2-94, 114, 117/.; government, 3-"3. 153. 227-30; death, 116/., 54; sons, 118-23; relations with hilip Augustus, 127 /.; privi- iges to Rouen, 161-63. iry V, king of England, 142. iry VI, king of England, 143. iry the Young King, 1 19-21, 123, ?7. 154-57- iry I, king of France, 62/., 65. iry III, emperor, 201. iry IV, emperor, 205. iry VI, emperor, 220. iry the Lion, duke of Saxony, 90. torians, Norman, 47, 154, 180-84. lenstaufen, in Sicily, 220 /. lorius II, Pope, 210. fh Capet, 65. ;h of Amiens, archbishop of ouen, 179. ;o, Victor, quoted, 144. nphrey of Hauteville, 200-02. and, 3, 12, 31.43/- ie-France, 7, 125. Innocent III, Pope, 137. Ireland, 22, 31, 33, 57, 85/., 88, 90, 160, 162/. Italy, influence on Normandy, 175; Normans in, 181/., 192, 198-211, 218-49; political condition ca. 1000, 196-98; relation to Renais sance, 246. James, Henry, quoted, 6. Jersey, 144/., 184. Jerusalem, Normans at, 128, 130, 167. 193-95. 198/., 212, 214. Jews, in Sicily, 225, 242. Joan of Arc, 10, 19, 143 /. Jocelin of Brakelonde, 173. John, king of England, 85/., 116, I31/-, 154; character, 122/., 126/ struggle with Philip Augustus, 136-39; loss of Normandy, 139 /. John VIII, Pope, 237. John of Salisbury, 238. John the Scribe, 232. Jomvikings, 43 /. Joppa, 130. Jumieges, 9, 171, 187. Jury, Anglo-Norman, 23, 109-13, 142, 146. Justices, Anglo-Norman, 108; Sicil ian, 227 /. Kensington rune-stone, I. Kent, 166/. Knights' fees, 68, 78, 100, 145, 150, 229, 231. Krak, 134. Lanfranc, 175-78. Laon, school of, 107, 177. Laplace, 4, 12. La Rochelle, 161. La Ronciere, Bourel de, quoted, 49. Lavisse, E., quoted, 143. Law, Norman, n, 20, 23, 48/., 69, 82, 108-13, 145 /., 224; Roman, 137. 175-77. 179. 230 /., 236; canon, 137, 168, 175~77. *79. 230. INDEX 255 LeMans, 63, 88, 116 /., 125, 160, 172. Leo IX, Pope, 203. Lessay, 187. Libraries, Norman, 177-81; south- Italian and Sicilian, 236-40, 242, 246; papal, 240. Limerick, 37. Lindisfarne, 33. Lire, 178. Loire, relation to Plantagenet em pire, 125, 128, 139/. Lombards, 175, 188, 192, 196-99, 222 /., 238. London, 81, 162/. Lorraine, schools of, 107, 167. Louis VII, king of France, 89, 118/., 127. Louis X, king of France, 142. Luchaire, A., quoted, 70. Lugdunensis Secunda, 9, 21, 26. Luna, 33. Lusignan, 138. Luther, 18. Lyons, 125. Magna Graecia, 197, 238. Mahan, A. T., 30. Maine, 7, 10, 57, 62/, 85, 87, 136. Maitland, F. W., quoted, 48, no, H3- Malta, 221. Manfred, 221, 240. Mantes, 58. Margam, Annals of, 139. Margat, 134. Marmoutier, 171. Matilda, abbess of Caen, 174. Matilda, empress, 85, 89, 163. Matilda, queen, n, 61, 77, 186-88. Maupassant, 4, 8, 12. Mediterranean, Northmen in, 33; Normans in, 192 ff. Meles, 198 /. Melfi, council of, 204. Messina, 129/., 208, 237; Straits of, 207, 210, 232. Michelet, quoted, n, 195. Mileto, 210. Millet, 4, 12. Monasteries, plundered by North men, 35, 164; Norman, 81, 164/., 171-75; their lands, 157/., 171/.; schools, 175-77; libraries, 177-80; as centres of historical writing, 180-83; relation to mediaeval epic, 185; their churches, 186-89; south-Italian, 176, 181, 225, 235- 37- Monreale, 189, 241 /. Mont-Saint-Michel, 10, 171; peas ants, 158; property, 172; build ings, 158, 173, 187, 189; library, 173, 178. See Robert of Torigni. Monte Cassino, 178, 235-37. Monte Gargano, 198, 216. Montelius, O., quoted, 37. Montfort, 133. Montpellier, 177. Mortemer, 65. Mosaics, in Sicily, 241 ff. Nantes, 33. Naples, 197 /., 222, 246. Napoleon, 76. Neel of Saint-Sauveur, 59. Neilos Doxopatrios, 238, 240. Nicaea, 52, 58, 195, 212. Niccola Pisano, 246. Nicholas II, Pope, 204. Nietzsche, 18, 55. Normandy, millenary of, 1-4, 25 /. ; compared with England, 5 /.; general features, 6-8; Upper and Lower, 8-1 1; inhabitants, n-16; periods in its history, 17-22; general importance, 22-24; con quered by Northmen, 26-48; how far Scandinavian, 48-51; under William the Conqueror, 59-61, 66-72, 152 /.; its archives, 66 /.; relations with Anjou and Maine, 61-63; with France, 63-65; with England, 73-83; centre of Plan tagenet empire, 85-88; influence on England, 100-13; conquered 256 INDEX by Philip Augustus, 131-41; occupied by English in fifteenth century, 142-44; final union with France, 17, 19, 144; influence on France, 23, 141; dialect, 49, 145, 224; life of lords, 140-57; of peasants, 157 /.; of towns, 159- 64; church, 71 /., 81, 164-71; monasteries, 171-75; their schools, 175-77; libraries, 177-80; histori ans, 12, 47, 180-84; vernacular literature, 184-86; architecture, 186-89; the 'greater Normandy,' 147, 182. Normans, characteristics, n-16, 192, 225, 247; conquest of England, 52, 72-83, 223 /.; in southern Italy and Sicily, 2-4, 13 /., 16, 22-24, 94, 150, 177, 181, 189, 192, 198-211, 218-49; iu Spain, 16, 181, 192, 195; as pilgrims, 193-96, 198 /., 241; on the Crusades, 2, 16,91, 127-31, 182, 184, 211-17; in Syria, 215/. See Normandy. Northmen, 12, 16 /.; invasion of Normandy, 26 ff.; causes and course of migrations, 29-31; in Frankish empire, 31-35; in Eng land, 31-34; their culture and organization, 35-44; influence on Normandy, 48-51 ; as Crusaders, 211. Noto, 209. Odo, bishop of Bayeux, 4, 57, 76, 166/., 185/., 212. Ordericus Vitalis, his History, 154, 174, 178, 180-83; quoted, 14, 176, 180, 199. Orleans, schools of, 177. Ouche, 181. Palermo, Normans at, 189, 208, 210/., 226, 231/., 238/.; churches, 230, 241 /. ; palace, 242-44. Palestine, 128, 130/., 134, 212-16. Papacy, Normandy and the, 22, 72, 74. 79. 91. 136, 165, 168; relations with southern Normans, 192, 200, 202-05, 210, 221, 238. Paris, 33 /., 76, 96, 136-38, 140; basin, 8, 125; Parlement of, 141/ university of, 177. Paris, Gaston, quoted, 185. Peasants, Norman, 157/. Peers, court of, 138/. Perche, 7. Peter the Hermit, 211. Petrarch, 246. Pevensey, 75. Philip Augustus, 19, 24, 95, n6, 122; character, 126; struggle with Plantagenets, 127-^29, 131-39; on the Third Crusade, 128-30; policy in Normandy, 142, 163. Philip d'Harcourt, bishop of Bay eux, 167; his library, 178-80. Picardy, 7 /. Pilgrims, Normans as, 193-96, 198/., 241- Pisa, 221, 232. Plantagenets, origin of, 61, 85, 89. See Henry II, Richard, John. Platece, 228. Poitiers, 88, 160. Poitou, 62, 75, 88, 90, 100, 128, 138/. Pontorson, 160. Poole, R. L., 114; quoted, 107." Powicke, F. M., 147; quoted, 139, 141. 153- Prentout, H., 24, 51, 147. Provence, 90. Quevilly, 163. Rabelais, 169. Racine, II. Ragnar Lodbrok, 42. Ranulf, vicomte, 59. Raven, Lay of the, 38. Renaissance, of twelfth century, 235-40,245/ Rhys, J., quoted, 49. Richard the Lion-Hearted, king, 85, 95, 116, 153-55; character, 120- 22, 126, 129/; Crusade, 127-31, INDEX 257 215; struggle with Philip Augus tus, 127-29, 131-36; death, 136. Richard of Aversa, 204. Richard, abbot of Preaux, 180. Richard, bishop of Bayeux, 177. Richard Fitz-Neal, author of Dia- logus, 104, 106. Richard the Good, duke, 52, 73, 195. Rigsmal, quoted, 38. Robert Crispin, 195. Robert Curthose, duke, 89, 96, 154, 212/ Robert the Devil, 52. Robert Guiscard, 186, 200-08. Robert the Magnificent, 52 /., 65, 195- Robert of Selby, 229. Robert of Torigni, 167, 172 /., 178, 180. Roger I, the Great Count, 200, 202, 206-11, 225. Roger II, king of Sicily, 24, 206, 210/, 219-22, 225-34, 238-49. Roger Borsa, duke of Apulia, 206/, 213. Roger of Toeni, 195. Roland, Song of, 80, 184/., 193. Rollo, duke, 26-29, 42. 45/; 184. Romanesque, Norman, 12, 186-89. Romans, Normandy under, 16, 20/, 26; southern Italy under, 197. Rome, pilgrimages to, 194/; Nor mans at, 205. Rossano, 237. Rouen, 1 /., 9/, 21, 26, 46, 60, 73, 88, 95. 117. 133/. 136, 139. 142, 144. 153. 172, 175. 178, 200; de scribed, 9, 162 /.; churches, 2, 9, 12, 162/, 169, 171, 187; Etablisse ments, 160-62; commerce, 160, 162; libraries, 178. SeeEudesRi- gaud. Round, J. H., 77, 83, 114. Russia, 30. Saga, Burnt Njal, n; of Harold Fairhair, 28; of St. Olaf, 46. Saint-Ceneri, 154. Saint-Evroul, 154, 171, 173, 176, 178, 181-83, 195. 206. See Ordericus. Saint-L6, 10. Saint-Pierre-sur-Dives, Abbot Hai- mo, 170. Saint-Sauveur, convent, 169. Saint-Sauveur-le- Vicomte, 59. Saint- Valery-sur-Somme, 75. Saint-Wandrille, 9, 51, 171. St. Alexis, Life of, 184. St. Francis, quoted, n. St. Gall, Monk of, quoted, 31. St. Ives, 175, 179. St. James, 193. St. Michael, 198. See Mont-Saint- Michel. Saintonge, 63. Saladin, 128. Salerno, 198-200, 205, 222, 232; university, 177, 238. Salutati, 246. Salzmann, L. F., quoted, 91 , 109, 118. Saracens, of Syria, 128-31, 192, 212-14; °f Sicily, 192, 196, 198/, 208/., 223, 225; of Spain, 192, 195. Savigny, Congregation of, 171, 174. Savoy, 90. Schools, Norman, 175-77. Seine, 7-9; relation to Plantagenet empire, 125, 134/, 139/. Seville, 33. Sheriff, Anglo-Norman, 103-05, 107. 'Sicilian monarchy,' 210. Sicily, Normans in, 2-4, 13 /., 16, 22-24, 75, 127, 177, 181, 189, 192, 201 /., 204, 206-1 1 ; Norman kingdom of, 94, 105, 150, 210 /., 216, 218-49. Simon, count, 210. Sorel, A., 4, 25; quoted, 7. Spain, 75, 181, 232; schools of, 177, 180, 235 ; Normans in, 192, 195, 211. Spatz, Wilhelm, 77. Springer, A., quoted, 239. Stamfordbridge, 75. State, beginnings of modern, 93, 233/- 258 INDEX Stephen, king, 69, 89, 162, 167. Stubbs, William, 114; quoted, 92/., 102, 121. Syracuse, 209. Tagliacozzo, 221. Taillefer, 79 /. Tancarville, 9, 155. Tancred; Crusader, 2, 213-16. Tancred of Lecce, king of Sicily, 220. Taormina, 209. Thibaud, count of Blois, 62. Thierry, abbot of Saint-Evroul, 195. Thomas Brown, 229. Tiglath-Pileser, 17/ Tinchebrai, 89. Touraine, 62, 88, 131, 136. Tournaments, 154-57, 189. Tours, 62, 88, 116, 125, 132, 160, 177- Towns, Norman, 81, 159-64. Translators, Sicilian, 238-40, 246. Trouville, 4. Turks, 130/ Turold, bishop of Bayeux, 185. Urban II, Pope, 210/. Val-des-Dunes, 54, 59. Valognes, 10, 59/ Varaville, 54, 65. Vavassor, 150. Venice, 206, 232. Venosa, 206. Verneuil, 132, 160. Verson, Conte des vilains, 158. Vexin, 7, 125, 134. Vicomte, 69, 71, 103, 145. Victor III, Pope, 236. Vidal de la Blache, quoted, 7. Vikings, see Northmen. Vire, 10. Vitalis, founder of Savigny, 174. Voltaire, quoted, 86. Wace, 76, 184; quoted, 15. Warfare, mediaeval, 68 /., 77-79, 133-35. 152-54- Westminster, 56, 95, 136. William the Conqueror, 10, 14, 19, 163, 192; descent, 52; character, 53-59. 83, 85, 188; early years, 59 /.; relations with Anjou and Maine, 61-63; with France, 63- 65; Normandy under, 66-72, 106, 151 /.; relations with the church, 71 /., 165, 186-88; invasion of England, 73-75; battle of Hast ings, 76-80; crowned king, 81; death, 58, 117. William Rufus, king of England, 89, 212. William I, the Bad, king of Sicily, 219, 221, 239/, 246. William II, the Good, king of Sicily, 90, 219, 221, 230, 241. William III, king of Sicily, 220. William, duke of Apulia, 207, 210. William of Arques, 65. William of Conches, 177. William, prince, son of Henry I, 89. William of the Iron Arm, 200/ William of Jumieges, 180. William Longsword, duke, 46, 49. William of Malmesbury, quoted, 14. William Marshal, 154-57. Winchester, 56, 163. Witan, 74, 102. Writs, of Henry II, 98, in /.; of Sicilian kings, 227. Xerxes, size of his army, 78. 3 9002 00831 5922