YALE UNIVERSITY LIBRARY IS AMERICA SAFE FOR DEMOCRACY? IS AMERICA SAFE FOR DEMOCRACY? SK LECTURES GIVEN AT THE LOWELl' INSTITUTE OF BOSTON, UNDER THE TITLE "ANTHROPOLOGY AND HISTORY, OR THE INFLUENCE OF ANTHROPOLOGIC CONSTITUTION ON THE DESTINIES OF NATIONS" BY WILLIAM McDOUGALL PROFESSOR OF PSYCHOLOGY IN HARVARD COLLEGE NEW YORK CHARLES SCRIBNER'S SONS 1921 Copyright, 1921, by CHARLES SCRIBNER'S SONS Published June, 1021 THE SCRrBNER PRESS FOREWORD As I watch the American nation speeding gaily, with invincible optimism, down the road to de struction, I seem to be contemplating the greatest tragedy in the history of mankind. Other nations have dedined and passed away; and their places have been filled, the torch of civilization has been caught up and carried forward by new nations emerging from the shadow-lands of barbarism. But, if the American nation should go down, whence may we expect a new birth of progress? Where shall we look for a virile stock fit to take up the tasks of world-leadership? It may be that the yellow millions of the Far East contain the potency of an indefinite progress and stability. That is a vague and imcertain possibiUty. What ever that potency may be, it behooves us, the bearers of Western civilization, to take most anxious thought that we may prevent, if possible, the decline and decay which have been the fate of all the civilized nations of Europe and of the Near and Middle East. Many excellent books have been published, vi FOREWORD urging the claims of "eugenics," smce Francis Galton first stirred the conscience of Europe and America on this problem of the preservation of human qualities. Most of these books have been written from the purely biological standpoint. They give excellent accounts of the principles of natural selection, of heredity, and of the Men- deUan laws. It has seemed to me that a presen tation of the case for eugenics from a more psy chological standpoint and on a broad historical background might usefully supplement these bio logical treatises. For, important as are the facts and principles of physical heredity, the general reader may have some difficulty in connecting the processes of ceU-division, the chromosomes of the fruit-fly, or the coat-colors of piebald guinea-pigs with the spiritual endowment of mankind. I have therefore brought together in these few lectures the findings of mental anthropology, which are now beginning to be garnered on a large scale; and I have tried to indicate, in as impartial and scientific a manner as is possible in this still ob scure field, their bearing upon the great problems of national welfare and national decay. The body of the book is the substance of six lectures given at the Lowell Institute of Boston in the spring of this year. I have added in foot-notes some evi- FOREWORD vii dential matter which may be neglected by the cursory reader. And in appendices I have put forward certain proposals which, if they could be put into practice, would, I think, go far to remedy the present disastrous state of affairs. I would especially draw the attention of readers interested in poHtical, economic, or social science to the evidence cited in this volume which indicates very strongly, if it does not finally prove, that the social stratification which exists in modern indus trial communities is positively correlated with a corresponding stratification of innate moral and inteUectual quaUty, or, in less technical language, that [the upper social strata, as compared with the lower, contain a larger proportion of persons of superior natural endowments. This is a propo sition which has been stoutly maintained by most of the eugenists from Galton onward. But it has been the greatest weakness of the eugenic propa ganda that it is so largely founded upon and as sumes the truth of this proposition. For the critics and scomers of eugenics have vehemently denied it, or poured ridicule upon it; and no proof of it was avaUable for their refutation. In a paper read before the Eugenics Education Society in London ("Psychology in the Service of Eugenics," Eti- genics Review, January, 19 14) I pointed out that viii FOREWORD this great gap in the eugenist argument could only be fiUed by applying the methods of experimental psychology. Two of my pupUs (Mr. C. Burt and Mr. H. B. EngUsh) made the first contribution by such methods toward the fiUing of the gap; and more recently several similar studies with sinular positive results have been made in this country. They are reported in the foUowing pages. W. McD. Harvard College, April, 192 1. IS AMERICA SAFE FOR DEMOCRACY? IS AMERICA SAFE FOR DEMOCRACY? Lsr this short course of lectures I propose to direct your attention to a most difficult and ob scure question. I have chosen this difficult topic, not because I have any new or startling conclu sions to announce, but because the facts and re flections I am to put before you have urgent bear ing upon many problems of private conduct and pubUc poUcy. The importance of our topic is very great for aU peoples; but for the American people at the present time it seems to me to over shadow and dwarf every other that any man of science could propose for your consideration. Why has it this supreme importance at this time and place? Because you, the American people, are laying the foimdations of the American nation, a nation which ahready outstrips every other in its influence upon, or its capacity of influencing, the future history of mankind. You may stUl have rivals in the fields of art and science and lit- 2 AMERICA'S RESPONSIBILITY erature. There are peoples more numerous than you; and there are states which control greater areas of the earth's surface and larger masses of population. But in two respects you stand un rivaUed. First, in respect of the number of persons among you who are brought imder the higher influences of that civilization which now controls the world, and which, if human foresight is not wholly untrustworthy, promises to be the founda tion of all future civiUzation, no matter how great the changes it may undergo. Secondly, the Amer ican people is unrivaUed in respect of the material resources which it effectively controls as the es sential basis of its power and culture in the pres ent and of its progress in the future. The great increase of knowledge which we owe to the scientific labors of the nineteenth century has put us, the bearers of the civilization of the twentieth century, in a position that has no prece dent, a position profoundly different from that of any of the great civilizations of the past. The Romans, the Greeks, the Persians, the Egyptians, the Babylonians, were surrounded by unknown possibiUties; their vision was confined to a smaU area of the earth and to their own immediate past. To foresee their future or to control it was for them wholly unpossible. How different is our NO GREAT UNKNOWN FACTORS 3 position ! We have mapped the whole earth; we know its status and relations among the other heavenly bodies; we can describe, in a general way, its past history during many miUions of years; we understand in some degree aU the physical ener gies, and can in a large measure control them and bend them to the service of mankind. AU the races of men are known to us. There remains no great reservoir of humankind which may issue from some imcharted region to overwhelm and destroy our civilization. And, most important of aU, we are beginning to imderstand something of the nature of man, something of the history of the development of the species, something of our bodUy frame and mental powers, and of the long process by which our inteUectual and moral cul ture has been achieved. The Great War has given us one new item of knowledge which completes our assurance that we, the heirs of Western civilization, hold its des tiny in our hands to make or mar. Before the war it was an open question whether civilized man, bred largely in towns to sedentary modes of Ufe, could sustain the hardships and strains of prolonged warfare; whether in a clash of arms against some more primitive people we might not be overborne and swept away for sheer lack of 4 COURAGE OF CIVILIZED MAN nerve, of animal courage; whether our town-bred bespectacled yovmg men, their imaginations quick ened by education, and aU imused to physical hardship, pain, and bloodshed, might not shrink and crumble when brought face to face with the horrors of war. But in the terrible years we have Uved through we have seen regiments of cockneys from the London suburbs, and of Lancashire lads drawn from the mills and factories of the world's greatest industrial hive, distinguish themselves by gallantry and by patient courage in the field. These men have remained resolute and cheerful under a strain of warfare which, in respect of its horrors, its intense physical and emotional shocks, and the long continuance of the strain, has far surpassed every previous and more primitive warfare. We know now that civiUzation and culture, even in their worst forms, do not neces sarily sap the moral energies of men; rather, we know that trained inteUigence and disciplined wiU can withstand the extreme horrors of war far better than the cruder more animal courage of the primitive hunter and warrior. Our civiUzation stands, then, in this position of immense advantage as compared with aU civiliza tions of the past. And on the American people Ues the responsibiUty for its future in a greater CYCLES OF CIMLIZATION 5 degree than on any other; because it has at its command, in a higher degree than any other, all the resources, material and spiritual, from which our civilization proceeds. I wUl state concisely the thesis which I shall develop and attempt to prove to you in this course of lectures. Looking back over the history of mankind, we see that it consists in the successive rise and decay of great civilizations borne by dif ferent peoples in various parts of the earth. I need not enumerate these; their names are famiUar to you. The facts have been insisted upon by many writers; they have been displayed by none more clearly than by Professor Flinders Petrie in his "Revolutions of CiviUzation." They are summed up in the famiUar phrase, "cycles of civ ilization." They are briefly as foUows. We see again and again a people in some favored area of the earth's surface slowly buUd up a great and complex civilization, incorporating essential ele ments of culture which it has acquired from some older civiUzation, adding to them and moulding them into harmony with its own genius and spe cial needs. For many centuries the slow process of upbuUding, growth, and enrichment goes on. Then comes an arrest and, usuaUy after a com paratively short period, the whole complex organ- 6 THE PARABOLA OF PEOPLES ism decays and plunges more or less rapidly down ward from the height it had attained. In some cases the decay has gone so far that nothing re mains of the people and its culture, beyond a few mounds of earth and broken brick. In others the people has continued to exist, but stagnant and inert, contributing nothmg further to the prog ress of mankind, retaining little or nothing of what was most admirable in its period of ascent and greatness. It is as though each such people, having been projected upon its upward path by some great force, maintains its ascending movement until its momentum is spent, then falls back to earth, a mere mass of human clay, undistinguished above others by any power to create, to progress, or in any way rise above the common level of mankind. If we seek a phrase which wiU convey most con cisely the nature of this recurrmg process, the process which has been denoted by the phrase "revolutions or cycles of civilization," we may, I suggest, best describe it as "the parabola of peo ples." For the course of the rise and faU of a people tends to resemble the trajectory of a stone thrown obUquely upward from the hand, a long ascending curve, an ahnost flat summit, and a steep decline. THE ECONOMIC INTERPRETATION 7 Many speculations have been provoked by the contemplation of this recurring phenomenon. The first response of the mind is to ask — Is this inevitable, is this parabola the expression of some inescapable law of nature? Are we also destined to foUow the same curve and, sooner or later, to plimge downward to stagnation or decay? Or may we, by taking thought, hope to escape the common fate of aU our predecessors? Can we estabUsh our course so securely that our descen dants may continue to progress, for an indefinitely long period, in art and science and social organiza tion, attaining heights of power, security, and happiness unimaginable by us ? In order to answer these questions, we must have some understanding of the causes of the rise and faU of the curve of civilization. The answers that have been suggested faU into two main classes: first, the answer impUed by the economic interpretation of history; secondly, the anthro pological answer. The former would see the essential factors in changes of cUmate, discoveries of new sources of wealth or of energy, or the open ing up of new regions of the earth and the con sequent shif tings of trade routes. The \ anthro pological theory regards aU such economic factors as of but subsidiary importance. It points out 8 ANTHROPOLOGIC INTERPRETATION that peoples which were destined to cUmb the curve have subdued and transformed the physical world to their needs or, if iiecessary, have sought out and conquered for themselves a more propi tious habitat. It points to regions such as Meso potamia and the NUe vaUey, where men have made the desert bloom with aU that was needed as the physical basis of great civiUzations. And it points to other great regions, such as Africa south of the Sahara, and South and North Amer ica, regions which are richest in all that man needs and which nevertheless produced hardly more than savagery or barbarism, while Europe and Asia saw the rise and fall of many civiUza tions. It asserts also that in such regions as Mesopotamia and Egypt there have been no great changes (save such as man himself has pro duced) which could accoimt for the rise or faU of their peoples. It points to the fact that the Roman Empire, which for four hundred years controUed the resources of the fairest regions of Europe, Northern Africa, and Asia, levying trib ute upon aU the known world, went down be neath the assault of the barbarians from the North, without any great change of economic conditions that can be assigned as a cause. Such instances show that the economic factors are of THE ALLEGED OLD AGE OF NATIONS 9 secondary importance; they show that the most favorable area can become the seat of a great civiUzation only when it is occupied by a people more capable than most of profiting by its geo graphic advantages; and that these advantages wUl not avaU to save a people from decay, if and when it loses its natural superiority. One anthropologic theory has been widely ac cepted as accotmting for the decay of peoples. Leaving the problem of their ascent untouched, it asserts that peoples grow old, just as men and animals do, and that they must as inevitably de cline in vigor after a certain age. It cannot be too strongly insisted that this fataUstic theory is utterly unfounded, if it is offered as anything more than a descriptive formula. Professor Flinders Petrie, who has brought out so clearly the facts we are considering, and who points out that the period of the cycle or parabola has approximated in many instances to one thou sand eight himdred years, advances a theory which claims to explain both the rise and the faU of the curve. He supposes that every cycle is initiated by a biological blending of two races; that this gives to the blended stock a new energy which carries it up the scale of civilization; that, after about one thousand eight hundred years. IO PETRIE'S THEORY this effect is exhausted and that, in consequence of loss of vigor, decline inevitably sets in. There may be some truth in this view as re gards the initiation of the rise of a civilization. There is some evidence that the crossing of closely related stocks does conduce to increase of vigor and probably also to variabiUty; and that these effects must be favorable to national progress seems obvious. Vigor, energy of mind and body, is certainly an aU-important factor, without which all other natural endowments and advantages will effect Uttle. And variabiUty of the stock would seem to be a necessary condition of the produc tion of the persons of exceptional endowments without whom a nation can neither rise in the scale of civilization nor maintain a great posi tion. But as regards the decline of peoples, Petrie's theory seems to contain less of truth. The old view that inbreeding necessarily results in de generation has been much blown upon of late. Facts are accumulating which seem to show that very close inbreedmg is compatible with contin ued and even increased vigor of the stock. Now, it is this second part of the problem in which we are practicaUy interested. We belong to a stock which has produced a great civiUzation, KNOWLEDGE OUTRUNS WISDOM ii one which seems to be stiU on the ascending part of its curve. Our concern, our responsibiUty, is to maintain if possible that ascending curve, or at least to postpone as long as possible the onset of the period of decline, if that, in truth, must inevitably come. And there are not lacking indi cations that our Western civilization may already have reached its climax, may even now be sUding down the curve of decline. For we must not aUow ourselves to be dazzled by the material achievements of the recent past. In trying to estimate our position, we must have regard to moral and inteUectual achievements of kinds less easUy appreciated than the aeroplane and the big gim, the submarine and the poison-gas. It is true that we have obtained a wonderful J command over the physical energies of the world; but if we have not, individuaUy and coUectively as nations, the wisdom, the patience, the self- control, to direct these immense energies conform ably to high moral ideals, our tampering with them wUl but hasten our end, wiU but plunge us the more rapidly down the slope of destruction. There is but too good ground for the fear that our knowledge iiaai-QUtrun _pur wisdom, that, though we have learned to exploit the physical energies of the world, we have not the wisdom 12 THE THESIS STATED and moraUty effectively to direct them for the good of mankind. Leaving, then, the obscure problem of the ori gins of civiUzations and of the causes of the ascent of peoples, I wish to concentrate your attention upon the more urgent and practicaUy important problem of the causes or conditions that bring about their decline. > In respect of this great problem, my thesis is that the anthropological , theory is the true one, that the great condition oj , the decline of any civilization is the inadequacy oJ ] the qualities of the people who are the hearers of it. This inadequacy may be one of two kinds; or ; it may be, perhaps generaUy has been, of both ! kinds. Inadequacy of the one kind may result ; from the increase of complexity of the environ ment which accompanies the rise of civiUzation, which is, in fact, an inevitable and necessary feature of it. Without change of the essential quaUties of a people, those quaUties may become relatively inadequate to the support of its civiliza tion; just because advancmg civilization makes, with every step of progress, greater demands upon its bearers. Let me Ulustrate by reference to three great features which, in various degrees, appear in aU civUizations. Furst, increasmg con trol of natural resources gives men leisure and COMPLEXITY OF ENVIRONMENT 13 opportunity to seek relaxation and amusement. Now leisure and amusement are most dangerous things, as some of us know. Few men are capa ble of using leisure and of choosing their amuse ments entirely wisely, and some men are quite incapable of doing so. WeU, civilization in evitably lays upon great masses of men this re sponsibiUty. How do they respond to it? We know how in the great age of Rome the circus, the combat of gladiators and of wUd beasts, and the chariot races, became the passionate deUght of the multitude. We know how many forms of luxury, wines, perfumes, foods, baths, slaves, with resulting habits of indulgence, were introduced from aU parts of the world. Under such com plexities of environment many men who, under simpler conditions, would have Uved soUd, useful, and happy Uves, became enervated, their inter ests and leisure increasingly absorbed in these useless if not actuaUy harmful amusements. Secondly, the increase of complexity of per sonal relations tends also to demand ever higher quaUties from the persons concerned. Consider the relations of employer and workman. In the days of slavery, whether in Greece or Rome or Virginia, how simple were the quaUties required for the satisfactory working of the institution. 14 MORAL COMPLEXITIES the relation ! The owner of an estate worked by slaves had only to be an intelUgent and kind- hearted man in order to be surrounded by happy faithful workers, a benevolent autocrat in the midst of grateful and devoted foUowers. And in the intermediate stage of smaU fanning and smaU industry, where the employer is in close personal contact with aU his men, a smaU dose of kindliness and good sense goes a long way to the maintenance of satisfactory relations. But to day, in our industrial world, what great demands are made on the qualities of the employer ! How patient, how understandmg, how far-sighted, how humane he must be, if he is to avoid bitter strife with his work-people ! Thirdly, and perhaps most important, the in creased intercourse between peoples, which is a leading feature and condition of progressing civ ilization, inevitably weakens, when it does not altogether destroy, the influence of the customs and moral traditions by which our Uves are guided. Instead of bemg moulded insensibly to conform to the customs and traditions which have sufficed to bring our forefathers safely through the perils of Ufe, to guide them in the simpler environment of the past, we are confronted by ever more numerous possibUities of choice be- PROGRESS BRINGS DEMANDS 15 tween rival customs and traditions and new be- Uefs and theories. We are caUed upon to choose wisely, to steer our course warUy, among imtried but perhaps attractive novelties, new reUgions, new social theories, new ethical precepts. And the result of aU this is inevitable; it is the price that must be paid for progress; not only do the customs and traditions to which each man ad heres exert a less powerful sway over his conduct, but also the harmony of the society in which and by which he Uves is weakened and disordered. In these ways, and in many others, every ad vance of dmilza.tion makes greater demands upon the quaUties of its bearers; and it is, I think, ob vious that in these respects our present civiliza tion has surpassed aU its predecessors, surpassed them in the opportunities for leisure and amuse ment, in the complexity of personal relations, in the variety of customs, traditions, beUefs, theories of conduct, with which we are brought in con tact, aU demanding on our part the exercise of a wisdom, a self-control, and a degree of devotion to a moral ideal, sudi as no previous civiUzation has required. We are making great efforts to meet these de mands, we are multiplying and improving our educational institutions; and, in this coimtry es- 1 6 CAN EDUCATION MEET THE NEEDS? peciaUy, the risLtig generation seems to be respond ing, by maldng fuU use of the advantages provided for it. But there remains to be answered the all- important question — Is it possible, by improved and extended education, adequately to prepare the rising generations for the immense responsi- bUities they must bear ? Are their innate quaUties such as wiU enable them to rise to the level re quired by the increasing complexity and difficulty of the tasks that wiU be laid upon them? Will the human quaUties which have carried our civi lization upward ^to its present point of complexity — ^wiU they suffice to carry it further, or even to maintain it at its present level? That is a grave question. But a stiU graver question caUs for our most earnest consideration, namely: Does not progressive civiUzation, while it makes ever greater demands on the quaUties of its bearers, does it not tend to impair, has it not always ia the past actuaUy impaired, the quaUties of the peoples on whom it makes these increasing demands? History and Anthropology seem to point to the same answer to this grave question — namely, to the positive answer. History seems to exhibit unmistakably this tendency of civiUzation to im pair the quaUties of its bearers; and Anthropology THE ANTHROPOLOGIC THEORY 17 shows us how and why it has so worked in the past and stiU is tending, perhaps more strongly than ever before, in this direction. Here, then, is the anthropological theory of the decline of peoples: Every human being, and therefore every com munity of human beings, every populace, inherits from its ancestry a stock of innate quaUties which enable it to enjoy, to sustain, to promote, a civ ilization of a certain degree of complexity. As civilization advances, it makes greater and greater demands on these quaUties, requires their exer cise and development in ever fuUer degree; imtil it approaches a point at which its complexity out runs the possibiUties of the innate quaUties. At the same time it tends positively to impair those quaUties; so that, as the demands increase, the latent reserves of human quaUty are diminished. Therefore a time comes when the supply no longer equals the demand; that moment is the culminating point of that civilization and of that people, the turning-point of the curve from which the downward plunge begins. This downward tendency may be gradual and difficult to discern at first; but History seems to show that it is apt to be an accelerating process. Anthropology is the latest and most backward i8 MENTAL ANTHROPOLOGY of the sciences. The proper study of mankind is man. But how difficult is that study ! It is aot very difficult to study the things that man has made, his languages, his arts, his manufactures, his social organizations, his achievements of all kinds. But how difficult to infer from these the nature of man's constitution ! How difficult to correlate any pecuUarities in these products of his activities with any pecuUarities of natural endowment ! The physical anthropologists have, during the last haU-century, accumulated a vast mass of data about certain of his bodily quaUties — the proportions of his skuU and other bones, the color of his eyes, his stature and his com plexion and his hair. These data are of great value; but they concern merely his material struc ture. It is the mental constitution of man, the varying sum of his mental quaUties, that is alone of direct importance and with which we are con cerned. The bodUy pecuUarities are of impor tance chiefly in so far as they may serve as indicators of mental quaUties. It is this mental anthropology which is so difficult a study that it has only quite recently begun to take shape as a science, the science we caU modem psychology. And that science is, accordingly, in a very rudi mentary condition, hopeful and active, but still THE RACIAL PROBLEM 19 the scene of the most widely divergent views in respect of its fundamental questions. EspeciaUy as regards the innate basis of the human mind, we StiU have Uttie Ught and much difference of opinion. Yet only knowledge of the innate basis of the mind wUl enable us to arrive at well- foimded views, in face of the great problems of the rise and faU of nations. No wonder, then, that, when these problems began to be actively debated early in the last century, there were acute differences of opinion, much error and much false dogma. For not only was aU such discussion carried on ia the total ab sence of the necessary basis of knowledge, but it was a discussion in which the participants almost inevitably were moved by strong desires other than the desire for truth, in which judgment was dis torted by strong prejudices and sentiments. The debate inevitably raised the question of the rela tive values of the human races, the superiority or inferiority of this race to that, of one people to another. In the absence of aU certain knowledge of the fundamental facts, what hope was there that racial bias should be discounted and kept in check? The story opens with the myth of the Aryan race. This "race" was a phantasy erected by 20 THE ARYAN MYTH racial prejudice on a basis of the study of lan guages. Community of language was accepted, in the face of aU probabiUty, as evidence of com- mimity of race. And the learned world was con vulsed with controversies over the origin of the Aryans, a race which had never existed. From the first, racial prejudice was at work; for the Aryans were conceived as the race which had produced aU that was most esteemed in the cul ture of Europe and of Asia; and, from the first, the whole question was confused by the search for the lost ten tribes of Israel. The errors of this early stage of the discussion provoked some of the most influential writers of the middle of last century to repudiate the notion of differences of mental constitution between the races of men. J. S. MUl declared: "Of aU vulgar modes of escap ing from the consideration of the effect of social and moral influences on the human mind, the most vulgar is that of attributing the diversities of conduct and character to inherent natural differences." And he was foUowed by many others. For at that time the prevaUing view of the human mind, of which MiU was the chief exponent, was aU against the assumption of racial differences; and the prevailing humanitarian sen timent, of which also MUl was a leading expo- POWER OF EDUCATION 21 nent, made strongly in the same direction. The psychology of that time was the "Association psy chology" that had come down from Locke and Hume. It taught that at birth the human mind is a blank sheet, and the brain a structureless mass, lacking aU inherent organization or tenden cies to develop in this way or that; a mere mass of imdefined potentialities which, through experi ence, association, and habit, through education in short, could be moulded and developed to an unlimited extent and in any manner or direction. There prevailed, therefore, at that time a pro found beUef in the unlimited power of education. J. S. MUl himself had been most carefuUy edu cated from his earUest years by his father; and he attributed his own achievements in the inteUec tual sphere whoUy to that fact, overlooking a stUl more important fact, namely, that he was the son of his father, a man of great inteUectual vigor and capacity. Even those who perceived the truth that by education you cannot make every chUd into a great man beUeved, nevertheless, that the educative process had only to be appUed to some few successive generations, in order to raise any people or any human stock to an indefinite degree in the scale of inteUectual and moral value. Humanitarian sentiment worked powerfuUy in 22 NOT UNLIMITED favor of this theory of the unlimited power of education. For there is something cold and cruel, somethmg repugnant to the natural kindli ness of the normal man, in the opposite theory, the theory that some men, and even whole races of men, are bom incapable of being educated be yond a very modest level of inteUectual and moral achievement. We should all Uke to agree with the member of the British Parliament who, indignantly repudiating an aspersion cast upon some section of his countrymen, declared that "one man is as good as another — ^and a great deal better too, sometimes." So striking are the immediate effects of educa tion, and so strong is the influence of humanitarian feeling upon opinion, that this confidence in the unlimited power of education stUl prevails m the popular mind; it is, I think, the basis of much of the fine optimism with which the American peo ple confronts its tasks, the impUcit theory on which your practice is based.^ Yet, smce the day of MiU, science has done much that saps this theory; it has achieved new 1 For example, I am told by a prominent educationist that America is engaged in levelling up the Philippines to her own standards by instituting universal and compul sory schooling among them. ALL MEN ARE EQUAL 23 knowledge which, if it were generaUy understood, would go far to imdermine the complacency with which the popxdar mind contemplates the future. This new insight into the nature of man forbids us scomfuUy to set aside, as the vulgar errors of the "race-theorizers," aU attempts to estimate the intrinsic values, the cultural potentialities, of dif ferent human stocks. It calls upon us to weigh the evidence most carefuUy and impartiaUy, putting aside, as strictiy as in us Ues, both racial prejudice and humanitarian sentiment; to recognize that, if Nature has made men of imequal value, the cruelty is hers, not ours, and that we do no wrong in ascertaining and recording the facts. The framers of The Declaration of Indepen dence embodied in it the celebrated proposition that "aU men are created equal." There are two senses in which this sentence may be inter preted. It may be taken to mean that aU men are equal in respect of their claims for justice, for humane treatment and the kindly feeUng of their feUows, for opportunities to make the best of their powers of service amd of happiness. On the other hand, it may be, and sometimes has been, taken to mean that aU men are bora with equal capacities for inteUectual and moral development. There can be no doubt, I think. 24 IN WHAT SENSE? that the former interpretation is the true one. The untruth of the second interpretation is so obvious, and in aU ages has been so obvious, that we do wrong to the great men who framed the proposition, if we assume that the second mean ing was intended by them. In the former sense the proposition conveys a great moral tmth and a moral ideal which aU men can accept as a funda mental principle of conduct. II About the time at which J. S. MUl denounced the vulgar errors of the race-theorizers, and at which T. H. Buckle, the historian of civiUzation in Europe, claimed to show that the peoples of the various regions of the earth are moulded by their physical environments Uke so much soft clay, the theory of the aU-importance of race took a new turn and gave rise to a school of thought which has flourished greatly, which stUl flourishes, and which has produced great and disastrous his torical effects. In 1854 Count Gobineau pubUshed his treatise on the "InequaUty of the Races of Man," and thereby foimded the German school of race-dog matists, sometimes caUed the school of poUtico- anthropology. He announced to the world: "I have become convinced that everything in the way of human creation, science, art, civilization, aU that is great and noble and fruitful on the earth, points toward a single source, is sprung from one and the same root, belongs only to one famUy, the various branches of which have domi nated every civiUzed region of the world." This 25 26 THE GERMAN RACE-DOGMA famUy he asserted to be the Teutonic race. Gobi- neau's race-theory chimed so weU with the politi cal aspirations of the leaders of Germany that, with appropriate modification to the effect that the modem Germans are the purest representa tives of the super-race, it became the official doc trine of that coimtry. It was adopted and propa gated assiduously by a multitude of men, both great and smaU. Richard Wagner was one of the ardent disciples of this school. Nietzsche's con ception of a "great blond beast" of a superman gave the dogma a literary expression which pro- foimdly influenced many young Germans. Ger man anthropologists busied themselves to dis cover evidence in its support. H. S. Chamber lain, popularly known as the Kaiser's favorite anthropologist, gave it its most complete expres sion in his "Foundations of the 19th Century," a book which greatly influenced the Germans, from Wilhelm II downward. In these ways, by means of this conspiracy officiaUy promoted for the perversion of the trath, the German people, docUe as always to their elaborately organized system of official instruction, was persuaded to beUeve, against the evidence of most obvious facts, that it was the chosen people of the world. And the acceptance of this race-dogma did much RACE HATRED 27 to convince the leaders and the masses of the German people that they were moraUy justified in setting out in 1914 to exterminate their weaker neighbors, as a first and necessary step to that world-rulership to which they beUeved themselves to be destined by Nature or by God. And the professors, if we may judge by many utterances, including the infamous manifesto signed by ninety- three of the most prominent of them, were just as suggestible and deluded as the masses. This dogma of the natural and predestined supremacy of the German people gave rise incidentaUy, but inevitably, to a polemic against the Jews, and greatiy promoted the crusade of the Anti-Semites. For the Jews had long claimed to be the chosen people of the Lord; and their remarkable per sistence as a people, in spite of aU adverse influ ences, and, it may be added, their remarkable achievements, lent some color to this view. Thus the race-dogma accentuated racial hatreds and intemational hostiUties. Odious as aU this was, it had one good effect. It stimulated some men, more espedaUy a number of capable Jews, to ex amine in a critical spirit the evidence on which the race-dogma claimed to be founded. Notable among these are Friedrich Hertz, author of "Modem Race Theories," and Ignaz 28 METHODS OF RACE-DOGMATISTS ZoUshan, whose book, "The Race Problem," pub Ushed in 1909, is a critical examination of the German race-dogma and a temperate and success ful defense of the racial value of the Jews. These writers had no difficulty in exposing to impartial readers the exaggerations and distortions of the German race-dogmatists. The logic of the latter was deplorable, and their disregard of facts was obvious to the most casual reader. It was their habit to discover some traces of physical quali- , ties, such as taU stature, blue eyes, long heads, or fair hair, among whatever people had achieved any noteworthy work, and, taking this as evi dence of some infusion of Germanic blood, to attribute the achievement of that people wholly to this aUeged strain in the population con cerned. I wiU not delay to expose their methods and the falsity of their claims. I wiU merely point out that a less extreme and more defensible form of this race-theory stiU finds many supporters. Dr. C. Woodruff,! ^nd Mr. Madison Grant,* m this country, De Lapouge' m France, are examples. They claim an intrinsic and great superiority, not ^ "The Expansion of Races." ^ "The Passing of the Great Race." ' "Les Selections Sociales." CRITICS OF THE RACE-DOGMA 29 for the Germans or the Teutons, but for the Nor dic race of Europe, which is represented in Ger many, it is true, but not so strongly as in other areas. Anthropologists are now pretty well agreed that this Nordic race reaUy did exist, and that, mixed in various proportions, its blood is stiU widely represented in various parts of the world. Without claiming for it any general innate superiority, we may fairly inquire whether it possessed and stiU exhibits any human quaUties in pecuUar degree or combination. But, before passing to examine the evidence for differences of natural endowment, let us glance at the arguments of those who to day represent the school of MUl, denying aU dif ferences of mental endowment, or regarding them as so sUght as to be negUgible factors in world- history. Of the many critics of the race-dogmatists, I wiU cite only the names of M. J. Finot, author of "The Prejudices of Race," of Mr. J. M. Robert son, the vindicator of Buckle, and of Mr. J. Oake- smith. Mr. Oakesmith's book on "Race and NationaUty" (1919) is the latest important work on this side of the argument and weU represents the rest. These authors, who deny aU impor tance to racial composition and differences of innate endowment, may conveniently be classed 30 METHODS OF THE RACE-SLUMPERS fover against their opponents, the race-dogmatists, as the "race-slumpers." It is characteristic of them that they in the main avoid the straight issue and content themselves with exposing the errors of the race-dogmatists. They make much of the undeniable tmth that none of the civiUzed peoples of the world are of pure race, but rather are aU alike the products of repeated blendings of races and peoples. They point out that, if any racial pecuUarities of mental constitution exist, they are so obscure that no one has been able to define them and measure them, as the physical anthropologists have succeeded in defining and measuring certain physical quaUties as indicators of race. They point to the fact that in many instances men bom of primitive and even savage parents have shown themselves capable of acquir ing aU the elements of culture of the most highly civiUzed communities, and of playing an honor able part in the complex Ufe of such a community. They deUght in teUing us how the native children in this or that missionary school excel their white feUows m learning the A B C, or even in acquir ing the three R's. EspeciaUy they avoid the direct issue by demonstrating at length the obvi ous truth that race and nationaUty are not coin cident. This is merely a red herring drawn across IS "RACE" SUBJECTIVE ONLY? 31 the track, to put us off the scent. The "race- slumpers" have shown, it must be admitted, that the facUe generalizations of many historians upon race and national character have been of the most flimsy nature, often erroneous and some times absurd. We must recognize with them that these flimsy assumptions have worked harm; and we must agree with them in condemning in the most outspoken way the evU work of the more extreme race-dogmatists.^ But when Mr. Oakesmith concludes that the practical value of "race " is purely subjective ; that "race" is merely an emotion, Uke that of the sol dier who is proud of his regiment's history; when the "race-slumpers" assert or imply, as they do, that aU men are bom with the same mental endowments, that aU human stocks are of equal value, and that the anthropologic composition of a people is of no influence upon the course of its history, then we must part company from them. These writers have shown that the training of the pure historian does not qualify him to propoimd 'Oakesmith (p. 58) says of Chamberlain's work: "It is false in its theories; ludicrously inaccurate in its asser tions; pompous and extravagant in its style; insolent to its critics and opponents." With these strictures I en tirely agree. 32 A NEW START NEEDED sweeping generalizations about racial quaUties; and that, when he undertakes to do so, in entire ignorance of the findings of anthropology and equipped only with the faUacious psychology which is embodied in common speech, he cannot hope to arrive at the truth. They have shown that the historian, if he would rightiy interpret or explain the course of the history of peoples, rather than be content merely to describe it, must go to school with the anthropologists, must take ac count of aU their findings, and must wait patiently until we shaU have accumulated more data and a surer insight into that obscurest and most difficult of aU problems with which science is concerned — the mental constitution of man and its subtie variations. In aU this question of race and nationality we need, in short, to make a new start. Instead of throwing ourselves passionately into one or other of the opposed camps, the camp of the race-dog matists or that of the race-slumpers, we must examine the evidence afresh with strict impar- tiaUty, unmoved by national prejudice or by humanitarian sentiment. EspeciaUy we must disentangle and clearly distinguish between na tional character and racial or ethnic quaUties. For the confusion of these conceptions has been NATIONAL CHARACTER 33 the root of most of the trouble. National char acter, as I have taken some pains to show,! is not the mere sum or average of individual charac ters or quaUties. But that is not to say that in dividual quaUties play no part in shaping national character. Both parties have made the mistake of regarding national character as the sum or average of individual quaUties; the race-dogma tists assuming that the nation in aU its doings always expresses certain individual quaUties, which they assume to be common to aU members of the nation; the race-slumpers pointing out in return that, at different periods of its history, a nation exhibits itseU in very different characters; for example, they point out that the Jews were at one time an agricultural and warUke people, but that in modem times they have seemed very averse from both agriculture and war; and they deduce from such facts the conclusion that the quaUties of any population are completely fluid and indefinite. It wiU, I think, help us to define our problem more exactly, if we state it concretely in the fol- i"The Group Mind. A Sketch of the Principles of Collective Psychology, with Some Attempt to Apply Them to the Interpretation of National Life and Char acter." New York, 1920. 34 EXCHANGE OF QUALITIES lowing way.! Lg^. ^g hnagme that in some one of the great weU-defined nations — say the British— every infant, throughout a period of fifty years, could be exchanged without the knowledge of its parents for an infant of another people. If this were done, at the close of the period of fifty years the anthropologic constitution of the nation would have been completely changed or exchanged. Would that affect the future course of its national life? If so, in what manner and degree? If we suppose the exchange to have been made with some other nation of simUar composition and level of cidture, the race-slumpers — Messrs. Finot, Oake smith, Robertson — would confidently reply: "No, it would make no difference." Would they give the same reply if the exchange were made with some remoter people, say the Japanese, or Ar menians, or ItaUans; or with a stUl remoter peo ple, say the Hottentots or the Bushmen of southern Africa, or the Malays of the Far East? Their principles logicaUy would compel them to give the same reply; but I fancy that, when con fronted with the issue in this concrete form, the most extreme of them would hesitate to do so. 1 As I did some twelve years ago in my "Introduction to Social Psychology," p. 330, fifteenth edition, Boston, 1920. INTELLECTUAL ENDOWMENT 35 They would probably put us off with some refer ence to physical incompatibiUty of climate, and so forth. For these writers do not and cannot deny important physical pecuUarities of race; their negation appUes only to differences of mental en dowment, in respect of which the estabUshment of the facts is so much more difficult. Let us see, then, what evidence we have bear-; ing on this great question of differences of innate mental endowment. And we wiU begin with the problem of inteUectual endowment, or innate ca pacity for the development of inteUect or inteUi gence. For, though the moral factors may be more important, inteUigence is a valuable quaUty and not to be despised; and it is more easily mea surable than the moral quaUties. Let us notice first that in Anthropology we have to deal with human beings in mass, and have to treat our facts by statistical methods, as far as possible. Therefore the pointing to indi vidual cases of the presence of weU-marked quali ties, even if such cases be numerous, is out of order, and merely confuses the issue. Consider this for a moment in relation to a simply measured physical quaUty, say stature. When the anthro pologist asserts that one population, A, is shorter than another, B, he is speaking of averages; he •^ 60 61 62 M 6(t 65 66 67 68 69 70 71 73 Inchea Figure I A normal curve of distribution of stature in a population, the average stature of which is 66 inches. 60 61 62 63 64 65 66 67 68 69 70 71 72 Inches Figure II The overlapping curves of distribution of stature in two homogeneous populations of which one (A) has the average stature of 63 inches, the other (B) 69 inches. 36 STATISTICAL METHOD 37 does not mean to deny that taU men may be found in A and short men in B; and to point to even extreme instances of such aberration from the average does not invalidate his generalization. If the two populations contrasted are fairly homo geneous, the statures of each may be represented roughly by a curve, the abscissae of which repre sent the various heights, each ordinate the per centage of the population which has the height marked on the horizontal line. These are the normal curves of distribution. Or if one popula tion is mixed or formed by the intermarriage of two stocks of unequal stature, it may show a double peak.! In either case the average stature is a significant figure; and the generalization re mains vaUd, even though you point to very taU men among A and to short men among B. In considering mental quaUties, we must keep this way of viewing the facts constantly ui mind, and must avoid the fallacy of seeking to upset * Such a double-peaked curve would result if the two populations represented by the curves A and B of Fig. II were mixed, and the measurements of stature of a large sample of the mixed population were plotted on a single curve. Such double-peaked curves of physical qualities have been found, e. g., the curve of distribution of the cephahc index among the Greeks of Asia Minor (Ripley, "Races of Europe," p. 116). 38 STATURE AND ENVIRONMENT generalizations by pointing to exceptional in stances. The example of stature is instmctive by analogy in another way. When two populations are found to diSer in average stature, we are not justified in assuming forthwith that this difference expresses a difference of innate constitution. We must in quire first into the conditions under which the two populations Uve. If A Uves in an infertile area, under conditions of hardship and poor nutri tion, its lower stature may be due to this fact. For there are clear instances in which low stat ure of a whole population may be traced to such causes. Only if the conditions are favorable to the fuU development of stature in both groups, does difference of the average stature imply dif ference of innate constitution. But, when such influences have been taken into account and al lowed for, it appears clearly that the stature of men, or the extent of their growth in stature, is, even under the most favorable conditions, deter mined and limited by innate constitution. ' By taking thought a boy may add a Uttle to his stat ure, but the amotmt he may so add is strictly limited. Further, stature is hereditary. Here agam the statement is tme statistically; and the statistical generalization is not invaUdated by in- THE VIEW OF THE PLAIN MAN 39 stances of taU sons bom of short parents. What we mean by the statement is that, on the average, the sons of short forefathers wiU be, imder equaUy good conditions, shorter than the sons of taU fore fathers. Now, apply these ways of thinking to mental qualities, and we shall find evidence that inteUectual stature and inteUectual growth are subject to generalizations very simUar to those which are f oimd to hold good for physical stature and physical growth. This is an aU-important thesis, fimdamental to our whole problem. The "race-sliunpers," in their denial, both ex- pUcit and impUed, of aU significant differences be tween one man and another as regards mental qualities, are the champions of common sense and the views of the plain man — views in which the plain man has been supported by both law and medicine until very recent years. For the plain man, and law and medicine also, accepted the traditional assumption that our mental powers are the expression of a supematural principle, the soul, miraculously implanted in each one of us at birth; and, whUe they recognized great differences of bodUy endowment, they ignored comparable differences of mental endowment, vtdth certain ex ceptions. The man of genius on the one hand, the idiot and the madman on the other hand, 40 LIGHT ON MENTAL ENDOWMENT were mysterious exceptions; but, apart from these 'exceptions, aU men were born equal, and aU dif ferences of attainment were attributed to differ ences of opportunity and education; aU men had equal powers and equal responsibiUties, and must be treated as strictiy aUke, unless their departure from the average was so extreme that they might claim to be men of genius, madmen, or idiots. Of such cases common sense, the law, and medicme washed their hands, disclaiming all responsibiUty — ^for they did not fit into the theory; the genius was aUowed to go his own way, the madmen and idiots were handed over to special institutions and there secluded. Very recently a step forward has been made in this connection. Medical men have recog nized that idiots, the poor creatures whose defect of inteUect is so great as to be obvious, as it were, to the naked eye, are not sharply marked off as a class from their feUow men. They have sought and found many transitional forms which connect the idiot vidth the normal or average man; and they have devised appropriate terms by which to denote those who approximate in various degrees to the condition of the idiot. The law has come to their help and has constituted a class of "men tal defectives," persons whose inteUectual capad- MENTAL DEFECTIVES 41 ties are so poor that they cannot be regarded as fuUy responsible, but who must, for their own sakes, be put into special schools and institutions; because they cannot profit by the educational proc esses provided for the normal child, cannot com pete on even terms with the normal man. In these schools and institutions they have been carefuUy studied, and the foUowing facts fuUy estabUshed. i Many of them differ greatly from the idiot (whoi generally has defects of brain and body obvious to the eye) in that to the untrained observer they appear to be normal persons; and their brains and physical development, even to the skiUed observeif, present no marked peculiarities. Nevertheless, dp what you wUl for these people, lavish upon them, from their earUest infancy, aU the skUl and care of specialists in medicine and education, and you cannot make them into normal adults, fuUy re sponsible persons, capable of holding their own in the world. The best of them, after being care fuUy trained and taught some simple trade, can go out into the world and, imder favorable condi tions, can eam a Uving, marry and produce chfl dren, and lead more or less useful respectable Uves. Others (and there are aU grades and no sharp divisions) cannot be brought to this level; if they are sent out into the world to lead the 42 MENTAL DEFECT INBORN normal Ufe, they fail and become paupers, tramps, or hoboes; or they appear again and again in the poUce courts for trivial offenses. Others are so obviously defective that they cannot be aUowed to attempt to lead the normal life; and they are kept, much to their own benefit, in the appropriate institutions, harmless and happy and often, in a limited way, useful. These people iUustrate the tmth of what I said in my first lecture of the in creasing demands of civilization upon the quaUties of its bearers. In earlier times and in sunpler communities such people undoubtedly existed or exist; but under those simpler conditions their de fects would not disqualify them for the common life. In a simple mral community they may rub along fairly weU. The mental defect of these per sons, their defect of intelligence, is, then, not due to lack of education or opportunity; it is an inborn constitutional defect. ~ A second great fact has been estabUshed by the modem study of these mental defectives — ^namely, that their defect is not only inborn, or innate; it is also hereditary. In most cases it is inherited from similar parents or grandparents; and, if they produce chUdren, it is Ukely to be transmitted to some or aU of them. We do not yet fuUy imder stand the laws of its transmission; but one fact MENTAL TESTING 43 seems to be fuUy estabUshed: if two such defec tives marry and produce chUdren, aU those chU dren wiU also be "mental defectives." In recent years an immense amount of study has been devoted to these cases by highly compe tent workers.! The facts as stated are estab lished. No recitation of instances of boys who have risen to eminence from the gutter can shake them. May we suppose, then, that these mental defectives form a class sharply marked off from normal persons; as it used to be assumed that the idiots formed a class sharply marked off? Or is it possible that inteUigence or inteUectual stature closely resembles physical stature ui respect of its distribution through the population ? Evidence is fast accumulating to show that this view is tme. An important step in mental anthropology has recentiy been made. The method of intelUgence- tests (or mental testing) has been devised, and in the army and elsewhere has been assiduously ap pUed. The methods have been proved on a scale which shows that the results achieved are "statis- ticaUy" vaUd, though enors may and do occur in mdividual cases. Popular opinion of "mental ! See Doctor H. H. Goddard's "Human Efficiency and Levels of Intelligence," and his "Psychology of the Nor mal and Abnormal," Princeton, 1920. 44 A SAMPLE OF MENTAL TESTING testing" is naturaUy divided: those of us who did weU when tested naturaUy think it a good system; those of us who did badly incUne to the opinion that it is an absurd academic fad. But the evi dence that its results are statisticaUy vaUd is overwhelming. I put before you a sample of the results obtamed in the testing of a large batch (many thousands) of recmits from a given area. This particular sam ple (which I owe to the kindness of one of my pupUs, Mr. N. D. Hirsch, who took part in the conduct of the testing) is especiaUy interesting, because it includes both white and colored recmits, and because these were drawn from an area in which faciUties for schooling were relatively poor, so that many of these recnuts had enjoyed very TABLE I A B c + c C- D D- E W. L.... 2.6 6 12 26 23 28 0 0 W. I . . . .2 1-4 3-3 14 19 37 22 2 C. L. . . . I.O 1-4 3-1 9 19 39 26 0 C. I . . . . •5 •3 •S 3-2 8 33 46 7 Uttle schooling or none at aU. The Table I shows the recruits arranged in four classes: white Uterates (W. L.), white illiterates (W. I.), colored Uterates LITERATES AND ILLITERATES 45 (C. L.), and colored UUterates (C. I.). The indi viduals of each of these classes are distributed in percentages under eight letters, in the order of decreasing inteUigence. There are many interesting features about this table. We see that each class taken by itseU gives approximately an asymmetrical curve! of distribu tion of inteUigence. The curves for the white iUiterates and the colored Uterates run pretty closely together, indicating that these two classes show approximately the same degree of inteUi gence "statisticaUy"; whUe the white Uterates' curve shows considerable shift to the left, and that of the colored iUiterates a shift to the right. You may be disposed at first sight to attribute the differences of kitelUgence disclosed to differ ences of degree of education, of schooling; but reflection shows that the assumption wiU not fit the facts. First, the tests were deUberately designed in order to give no advantage to the more educated man as such. But, you may say, his education has made him more inteUigent. WeU, perhaps it has in some degree. But if education is the source ' The reader can easily picture for himself the curve of distribution implied by the figures for each of the four classes. 46 THEIR LEVELS OF INTELLIGENCE of the difference between the white literates and the white UUterates, and between the colored Ut erates and the colored illiterates — what has made the difference between white and colored? Again, what makes the differences between the groups A to E in each class? They must be in the main native differences. A men occur in aU classes. Further evidence of this may be seen in the nature of the curves. Each taken alone is asymmetrical. If we amalgamate the two curves for whites and the two curves for coloreds, we get curves nearer a normal curve of distribution. But both curves vriU stUl show a too abrupt descent on the right. This is partly accounted for if we remember that a certain number of young men were rejected at sight as obviously unfit to serve, including aU the declared mental defectives. The addition of them would bring both curves nearer to the form of a normal symmetrical curve of distribution. Fur ther, when a large group of coUege students were tested (three thousand men, aU of whom had enjoyed the advantages of full school and some coUege education) they were found to spread out in a simUar wide curve of widely different grades; the curve is not so wide as the curve representing aU the whites of Table I, because the lower grades (D and E) are missing altogether. It resembles HEREDITY DOMINATES 47 closely the curve for the white Uterates. Here the educational factor has been practicaUy the same for aU, yet the degrees of inteUectual capacity as revealed by the tests are widely spread. AU these facts point to the one conclusion,, namely, that innate capacity for intellectual; growth is the predominant factor in determining\ the distribution of inteUigence in adults, and that : the amount and kind of education is a factor of; subordinate importance. The superiority of the white Uterates to the white UUterates is due, then, not whoUy or mainly to their schooling, but rather to an inborn greater capacity for inteUectual growth. Spontaneous selection has been at work in this region, where schooling is difficult to obtain; and, on the whole, those boys most fitted by nature to profit by schooling have obtained it. It must be noted that the class of UUterates includes many boys who attended school for a few years only and then dropped out. Does not common experience teach us that, where schooling is difficult to ob tain, the brighter boys who find themselves mak ing good progress in school are those who are most Ukely to continue at school? And is it not prob able that the brighter boys and the sons of the more intelUgent parents are more likely to enter 48 EDUCATION AND CAPACITY school than the duUards and the sons of imintelU- gent parents ? Another point of interest is suggested by Table II, expressed in "mental age."! -pj^g ^jy. TABLE II Mental Age Difference W. L 14-5 \ 12.2 J 12. 1 1 I0.6 J 2-3 W I C. L C. I ference between Uterates and UUterates is due partly to innate differences, partly to education; but the difference is much greater in whites than in coloreds. If we assume that the attrac tion of the schools works selectively in equal de gree on whites and coloreds, and this seems a fan: assumption, then it foUows that the higher the level of innate capacity, the more is it im proved by education. FinaUy, when aU the white recmits of the whole army are thrown into a single table, they give a curve conforming very closely to a normal curve of distribution.' * A conventional scale in which the position of a very intelligent adult is expressed by the figure 20. ' See p. 37. PROVING OF THE TESTS 49 Such findings require confirmation by the more thorough testing of practical Ufe, and they have had such thorough confirmation. For example, of a large group of coUege students who, after being tested, entered an officers' training-school, many were eventually rejected because they proved unfit to be officers. Of those who scored A or B in the tests at entry, eight-ninths passed through the school successfuUy; of those who scored C — or D, seven-eighths faUed; of those who scored C, 50 per cent faUed. Further, it was found that men who scored below C generaUy proved inadequate to the duties of a non-com missioned officer. The official report, after carefuUy weighing aU the evidence, states: "These examinations were intended, and are now definitely known, to mea sure native inteUectual abUity; they are to some extent influenced by educational acquirement, but in the main the soldier's inbom inteUigence and not the accidents of environment determines his mental rating.'' ! ti 1 "Army Mental Tests," by P. S. Yoakum and R. M. Yerkes, 1920, p. 17. Professor S. M. Terman, who has had large experience in the application of mental tests to children, writes: "We are beginning to learn that all of these measures combined are powerless to reduce greatly so PROVING OF THE TESTS the number of over-age children in the grades. Notwith standing the persistent campaign which has been waged against the evils of retardation for the last dozen years, the number of retardates remains to-day much the same as it was when the campaign began. . . . The facts . . . point fairly definitely to the conclusion that the differences which have been found to exist among children in physical traits are paralleled by equal differences in mental traits, particularly inteUigence. It will be shown that these in nate differences in intelligence are chiefly responsible for the problem of the school laggard." ("The Intelligence of School Children," p. 24.) HI I HAVE put before you evidence that in the population of this country innate inteUectual ca pacity (or the capacity to develop inteUigence) is continuously distributed, in much the same fashion as a physical quaUty such as stature. It is tme that we cannot exactiy define this vague thing which we measure and caU "inteUectual capacity." Is it a simple unitary factor which may be a MendeUan unit? Some psychologists, using a most ingenious statistical method (the method of conelation and the hierarchy), have argued that these various levels of inteUectual capacity depend on the possession of more or less of such a single common factor, which they caU general inteUigence or "the G factor"; and they have proposed to caU it "inteUective en ergy." ! You may object that this is a vague no tion, and may ask — ^What exactly is this inteUec tive energy ? It is fair to reply that it is something ' Cf. especially papers by Professor C. Spearman, Mr. C. Burt, and others in the British Journal of Psychology, and Doctor Maxwell Garnet's "Education and World- Citizenship," London, 1921. SI 52 INTELLECTIVE ENERGY which we can measure and recognize, though we cannot describe it or adequately conceive it; and that in this respect it is just Uke electricity or other physical energies, which the engineer mea sures and controls but caimot fuUy understand or adequately describe. But, even if this is a mis taken view, and if the level of inteUectual capacity is a resultant of many factors, that does not inval idate the conception for anthropological purposes. Physical stature (or the capacity to attain a certain stature) is a resultant of many factors (lengths of many bones), yet it is an inbom or innate quaUty; though affected by environment, yet it is deter mined by heredity; it is inborn in various degrees in individuals and in races, some having more and others less of it; and the same is tme of inteUec tual capacity. This conclusion is distasteful; for it sets a Umit to the power of education. It may seem Ukely to discourage the enthusiasts of education; but it should not do that. Even though the effects of education are limited by Nature, it is of the high est importance that we make the most and the best of the human material which she supplies. Those who resent this Umitation of the power of education are very apt to stmggle against the con clusion by an argument of this kind. They de- INTELLIGENCE AND RACE 53 scribe instances of boys, taken from a deplorable environment and from undesirable parents, who, having been put under good conditions and given good education, have become useful or even distinguished citizens. But even a large number of such cases can do nothing to invaUdate our con clusion. They may be set off completely by cit ing cases of the opposite type, cases of boys who, though denied every opportunity for schooling, nevertheless have attained to the very highest levels of distinction — ^boys like Abraham Lincoln or George Stephenson, the creator of the EngUsh railroads. Let us look now a Uttie more closely at the! racial distribution of inteUectual capacity. Un-' fortunately, facts are few, and, though I would rather choose for discussion any other race than the Negro, they alone of the colored peoples have been studied in a way which makes possible a comparison with the white population. TABLE m A B c + C C- D D- E Whites. . . . 2.0 4.8 9-7 20 22 30 8 2 Coloreds. . . .8 1.0 1.9 6 IS 37 30 7 Officers.... SS-o 29.0 12.0 4 0 0 0 0 54 NEGRO INTELLIGENCE That races are endowed in different degrees with innate inteUectual capacity is impUed by the difference between the curves for whites and coloreds (Table III). We have seen that the curve for the colored Uterates ahnost coincides with that for the white iUiterates. We have seen that the difference of level between the white Uterates and UUterates is determined in part by education, in part by natural endovraient. Note, then, that whichever factor is predominant, or if either alone is responsible, the racial difference of native endowment stands out clearly. Now, the colored men of this country are largely, I suppose, of mixed white and Negro de scent. It may be suggested that the native in feriority of the colored in respect of this quaUty (inteUigence) is an evU effect of the cross-breeding of these two widely dissimilar races. That is a possibiUty. But facts are strongly against it. First, the colored men of the Northern States showed distinct superiority to those of the South, in respect of their performance in the army in- telUgence-tests. Have they not a larger propor tion of white blood? I do not know, but I sus pect it. Secondly, we have the fact that some of the leaders of the colored people deUberately advocate NEGRO INTELLIGENCE 55 the improvement of the colored people by further miscegenation. A fact not conclusive, but a sig nificant admission. Thirdly, we have the aUegation, frequentiy made, that ever}- colored man who has risen to high distinction has been of mixed blood. It is perhaps difficult to prove the rule; but it is diffi cult to find exceptions.! Fourthly, we have a few studies which suggest that, when two races of different inteUectual ca pacity are crossed, the offspring are (statisticaUy) intermediate, and that they approximate to the superior race according to the proportion of their blood derived from it. As regards the Negro race, I know of no such study; probably the descent of the colored people cannot be traced with suflacient accuracy for this purpose.^ ¦ The late Professor N. S. Shaler was a close student of the colored people, and was affectionately disposed toward them. In his book "The Neighbor" (Boston, 1904), which bears on every page the marks of the spirit of jus tice and benevolence, he states: "Almost all the Negroe3 of this coimtry who have shown marked capacity of any kind have had an evident mixture of white blood" (p. 163). He mentions a single exception. ' Professor R. S. Woodworth, in an article on the " Com parative Psychology of Races" (Psychological Btdletin, S6 INDIAN INTELLIGENCE But we have two recent studies of Indians and cross-breeds of white and Indian blood, made quite independentiy by different observers and by different methods in different places. The Indians studied were aU Uterates, pupUs in Indian schools and coUeges. The results of the two investiga tions agree. One observer! concludes that the In dians of mixed blood are superior in inteUectual capacity to the fuU-blooded Indians by one fuU year of mental age. The other (Professor Hunter, University of Kansas) compared white chUdren with Indians of fuU blood, and with those of one-quarter, one-half, and three-quarters of white blood; he shows that there is a large difference in voL XIII, 1916), summarizes the findings of three ob servers, all of whom, applying "intelligence-tests" to white and colored children, found the intellectual capacity of the coloreds to be (statistically) inferior to that of the whites. One of them (Ferguson) divided the colored children into four groups, according to the depth of col oration, and, accepting shade of color as an indication of the proportion of white blood, concluded, that "in the more intellectual tests, success increased with the propor tion of white blood." Shaler wrote: "It is a common opinion, held by the blacks as well as the whites, that an infusion of white blood increases the intelligence of the Negro, while at the same time lowering his moral qual ities." Ibid., p. 162. » Mr. T. R. Garth (University of Texas). CROSS-BREEDING AND INTELLIGENCE 57 s inteUectual capacity between the white and the Indian, and that the cross-bred approximate to the white level in proportion to then: share of white blood; and, after carefuUy considering aU the possibiUties, cautiously concludes that the dif ference is probably due to race.! It seems highly probable, then, that the same rule holds good for the mulatto, and that, if pure Negroes were compared with whites, the differ ence of inteUectual capacity would be consider ably greater than that actuaUy found between whites and coloreds.^ This conclusion is, I think, in harmony with the indications afforded by the whole history of the Negro race — ^not only in Africa and AAerica, but in Oceania and especiaUy in such regions as ! Summaries of the work of Mr. Garth and Mr. Hunter appear in the reports of the meeting of the American Psychological Association at Chicago, December, 1920 {Psychological Bulletin, 192 1). ' In the Journal of Applied Psychology for 1919 Messrs. S. L. Pressey and G. F. Teter report "A Comparison of Colored and White Children by Means of a Group-Scale of Intelligence." They examined 187 colored and 2,800 white children of the same ages and drawn from the schools of the same area. They conclude: "The colored children of a given age average at about the average for white children (in the same city) two years younger"; and they add: "Analysis by test shows the colored children to 58 IS INTELLIGENCE HEREDITARY? Haiti and Liberia. It is not in the least uivali- dated by the statistics we so often see, showing the progress of the colored people since emanci pation, and by the acknowledged fact that some men of color have shown themselves to be truly great men.! \ Now let us turn to a second question. These jdiEferences of inteUectual capacity are inborn; Ibut are they hereditary? We have already noted certain facts which imply the positive answer. If the differences are racial, they are hereditary in the race. But within the same race, or in a population blended from many closely aUied stocks, such as the white Americans, are they hereditary? average below white children of the same age on all the tests." This difference between white and colored chil dren is the more significant, if we take into account the view which is widely held and which is probably true of many if not of all cases, namely, that inequality of adult inteUigence is due, not so much to more rapid development of the more intelligent throughout childhood, but rather to an earlier arrest of development in the less intelligent. 1 Shaler, who made a lifelong study of the Negroes and who wrote with warm appreciation of their many fine qualities, recorded, nevertheless, the following judgment: "All the facts we have point to the same unhappy con clusion, that the Negro considered as a species is, by na ture, incapable of creating or maintaining societies of an HEREDITARY GENIUS 59 WeU, we have seen that the lower levels, the levels of the mental defectives, are hereditary. Further, medical men have shown certain other forms of "mental defect" to be hereditary, e. g., certain forms of insanity, or rather the predis position to these, also the predisposition to epi lepsy and the neuroses. At the other end, the upper end of the scale, the studies of Galton! and his disciples have shown good ground for beUeving that excep-^ tionaUy high inteUectual capacity is hereditary^ Standing alone, Galton's reasoning is perhaps in conclusive; and many have sought to escape his conclusions by attributing the achievements of the sons and grandsons of great men to their su- order above barbarism, and that, so far as we can discern, this feature of his nature, depending, as it does, on the lack of certain qualities of mind, is irremediable" ("The Neighbor," p. 139). Again he wrote: "Unlike the most of the people who come to us from Europe, his race [the Negro] is not provided with the motives that lead to safety. His elevation and maintenance, so far as we can see for all time, absolutely depend upon the help he is to receive from the state-building race" (op. cit,, p. 172). It is thus apparent that the results of the recent applica tion of the exacter methods of mental measurement bear out the opinion of impartial judges based upon long and careful observation of the less exact kind. » "Hereditary Genius." 6o INTELLIGENCE OF THE PLAIN MAN perior opportunities. But, when taken with the rest of the evidence, Galton's conclusions seem to me to be in the main incontestable, for they are in Une with and harmonize with aU the rest. If, then, the degrees of inteUectual capacity at the extremes of the scale are hereditary, it seems highly probable that the same is tme of the intermediate part of the scale. But have we any direct evidence of this? Is there any evi dence that the inteUectual capacity of the ordi nary plain citizen, of you and me and Smith and Jones, is determined largely by heredity? Com- ,mon observation seems to point that way, but it is inconclusive. And we have hitherto only the beginnings of a direct attack on this problem. Professor K. Pearson! ^^ produced some evi dence that mental quaUties are transmissible in exactiy the same degree as physical quaUties. He is a great statistician, but the mental quaUties he dealt with are vague iU-defined conceptions, and his conclusions are open to criticism on that ground. Some years before the war one of my pupUs at Oxford made a direct attack on the problem, and the results are significant, though on a smaU scale. At Oxford are gathered as ' Biometrika, vol. EQ. INTELLIGENCE AND SOCIAL STATUS 6i teachers many men from the whole British Em- pu^, highly selected in virtue of inteUectual dis tinction. Now it so happens that in a certain private school in Oxford a majority of the boys are sons of these men. We therefore set out to compare the inteUectual capacity of the boys of this school with that of boys of another school corresponding to your pubUc schools. This "pubUc school"! ^g^g ^jj exceptionaUy good school of its kind, the teaching being in many respects better than in the other — the private school; the boys were from good homes, sons of good plain citizens — shopkeepers and skiUed arti sans, and so forth. Without going into detail I may say summarily that the result was to show a very marked superiority of the boys of the school frequented by the intellectual class.^ The result is aU the 1 In the American sense of the term. ' Mr. H. B. English, who conducted this research, has re ported it in the Yale Psychological Studies for 1917: "Men tal Capacity of School Children Correlated with Social Status." Mr. EngUsh concludes: "Although the groups are smaU, they are exceedingly homogeneous and thor oughly representative of the children in two social or ecoQomic strata. The writer does not hesitate, therefore, to predicate these results for the children of the entire classes represented or to conclude that the children of 62 SOCIAL STRATIFICATION more strUiing, if you reflect on the following facts: First, every boy has two parents and inherits his qualities from both. Secondly, it has not been shown that university dons prefer clever wives, or that they are particularly clever in choosing clever wives. There is room for difference of opinion. It remains, then, highly probable that, if the wives of these men were aU as superior in respect of intellect as their husbands, the superior ity of their sons to the boys of the other group would have been still more marked. The result suggests a question of very great interest. Does the social stratification of society correspond to, is it correlated with, a stratifica tion of inteUectual capacity? The positive an swer has been widely assumed on general grounds of probabiUty by those who have studied heredity. Others ridicule the idea, and produce, as usual, their instances which do not conform to any such general mle. The result of the research just now mentioned supports the positive answer. the professional class exhibit between 12 and 14 years of age a very marked superiority in intelligence." "Al though he is not prepared to say, and does not in fact be Ueve, that environment has had nothing to do with the superiority of one group over the other, he is convinced that the hereditary factor plays an altogether predominant part.'[ SOCIAL STRATA 63 But the question is extremely important, and I cite therefore the results of another direct at tack on the problem.! Miss A. H. ArUtt (of Bryn Mawr CoUege) tested 342 children from the primary grades of schools of one district. Of these, 191 were of American-born white parents, 80 were bom of ItaUan immigrants, 71 were colored. They aU spoke EngUsh vrithout diffi culty. The Americans were divided, according to the social status of their parents, into five groups, conesponding to those defined by Professor Taus sig: (i) professional; (2) semi-professional and higher business; (3) skiUed labor; (4) semi-skiUed labor; and (5) unskUled labor. Groups (4) and (5) were amalgamated. The results show very marked differences be tween the groups. They give four dissimUar curves of distribution. The medians (I. Q.) of the four groups were (i) 125, (2) 118, (3) 107, (4) 92. ! I may cite also similar results obtained by another of my pupils at Oxford, Mr. Cyril Burt, who concludes his article as foUows: "For aU these reasons we may conclude that the superior proficiency at intelligence-tests on the part of the boys of superior parentage was inborn. And thus we seem to have proved marked inheritabiUty in the case of a mental character of the highest 'civic worth.' " "Experimental Tests of General InteUigence," British Journal of Psychology, vol. Ill, 1909. 64 SOCL\L AND RACIAL DIFFERENCES I. Q. stands for "intelUgence quotient," and is commonly used as a convenient abbreviation for "inteUectual capacity as revealed by mental test ing." The "median" is considered to be a rather more satisfactory figure than "the average" for the comparison of one group with another; it is commonly not widely different from "the aver age." The foUowing table expresses the grades of intelligence attributed to the various groups on the basis of the testing. TABLE IV Americans of social status (i) .. LQ. = I2S " " " " (2) ./IQ. = 118 " " " (3) . . L Q. = 107 " " " « (4) . . I. Q. = 92 ItaUans .. LQ. = 84! Colored .. LQ. = 83 AU Americans grouped together . . I. Q. == 106 * If this figure should be confirmed by further research, it would, of course, not justify us in drawing any inference about the population of Italy as a whole, nor even about that of Southern Italy, from which region most of these immigrants have probably come. The recent Italian im migrants are probably not a fair sample of the population of Italy. I have omitted the decimal figures from Miss ArUtt's figures. I am much indebted to her for sending me detaUs of her observations. Her fuU paper has not yet been pubUshed (summary in Psychological Btdletin, February, 1921). It is noteworthy that Professor Terman, a high author- INTELLIGENCE AND SOCIAL STATUS 65 A third research of a simUar kind points to the same conclusion.! Tests were made of 548 chU dren from the schools of one city. The chUdren were ananged in four groups according to the occupation of their father, namely professional, executive, artisan, labor. The results are stated in terms of the percentage of chUdren of each group who scored a mark higher than the median mark for the whole number of 548 chUdren, and are as foUows: — ^professional group, 85 per cent; executive group, 68 per cent; artisan group, 41 per cent; labor group, 39 per cent.'' ity, has found similar indications in working with the chil dren of Italian and Spanish and Portuguese immigrants. In his book ("InteUigence of School ChUdren," New York, 1919, p. 56) he gives the foUowing figures for the I. Q., or measure of relative intelUgence of the foUowing classes of chUdren drawn from the same schools: Spanish 78 Portuguese 84 ItaUan 84 North European 105 American 106 'S. L. Pressey and R. Ralston, Journal of Applied Psychology, vol. m, 1919: "The Relation of General IntelUgence of School ChUdren to Occupation of the Father." ' Professor Terman, reporting on the results of tests ap pUed to a large number of American school-chUdren, states : 66 INTELLIGENCE AND SOCIAL STATUS We have, then, pretty good evidence that ca pacity for inteUectual growth is inborn in differ ent degrees, that it is hereditary, and also that "IntelUgence of no to 120 I. Q. [this range is defined as ' superior intelUgence,' the bulk of the children, about 60 per cent, ranging from 90 to no I. Q.] is approximately five times as common among chUdren of superior social status as among chUdren of inferior social status, the pro portion among the former being about 24 per cent of all and among the latter only 5 per cent of aU. The group [i.e., the group of 'superior intelUgence'] is made up largely of children of the fairly successful mercantile or professional classes." He defines as of "very superior intelUgence" those children who scored in the tests more than 120 marks. "Children of this group are . . . un- usuaUy superior. Not more than 3 out of 100 (i. e,, of all tested) go as high as 125 I. Q., and only about i out of IOC as high as 130. In the schools of a city of average population only about i chUd in 250 or 300 tests as high as 140 I. Q. In a series of 476 unselected chUdren there was not a single one reaching 120 whose social class was described as 'below average.' Of the chUdren of superior social status, about 10 per cent reached 120 or better. The 120-140 group (i. e., of very superior intelUgence) is nM.de up almost entirely of chUdren whose parents belong to the professional or very successful business classes. The chUd of a skilled laborer belongs here occasionaUy, the chUd of a common laborer very rarely indeed. At least thin is true in the smaller cities of California among populations made up of native-born Americans." ("The Measurement of InteUigence," p. 95, New York, 1916.) MORAL QUALITIES 67 it is closely conelated with social status.! Fur ther, we have good evidence that different races possess it in widely different degrees; that races differ ia inteUectual stature, just as they differ in physical stature. We have considered so far only one human quaUty, inteUectual capacity. This is very im portant. But other quaUties also are important. We know how a man or a boy of normal, or su perior, inteUectual capacity may faU to make good for lack of^oral_qualities. We know that the moral quaUties show a considerable independence of inteUectual capacity. In regard to them the same questions arise. Are they inbom in various degrees? Are they hereditary? Are they dis tributed in different degrees and combinations in races and in the strata of the population of such a country as this? These questions are even more difficult, and more apt to provoke acute differences of opimon, than the similar questions regarding inteUectual capacity. Experimental psychology has hardly !It seems highly probable that degrees of intelUgence are not merely correlated with degrees of social status, but that intelUgence is related to social status as ground to consequent or cause to effect. For yet another piece of evidence supporting this aU-important conclusion, see p. 152. 68 ARE THEY INNATE? begun to contemplate these problems; we have to glean our evidence from other sources. One smaU piece obtained by the experimental method seems worth citing as a suggestion. Mr. K. T. Waugh appUed a number of tests to students in four coUeges of British India (Lucknow), one Chi nese coUege, and some American coUeges. The tests were largely concerned with memory, and were not weU suited to test inteUectual capacity. They revealed only sUght differences, which were sUghtly in favor of the Indian students — except in one quaUty, namely power of concentrating the attention.! In this the Chinese exactly equaUed ' Mr. Waugh's report was made to the meeting of the American Psychological Association at Chicago, Decem ber, 1920 (" Comparison of Oriental and American Student InteUigence"). The functions tested were (i) concentra tion of attention, (2) speed of learning, (3) association- time, (4) immediate memory, (5) deferred memory, (6) range of information. His results are embodied in the foUowing table: Test Scores \ AMERICAN CUlNliSE IKDIAN I 2 34 S 6 7566 46 S8 80 23 75 6238 IS 62 45 58 54 88 24 STRENGTH OF WILL 69 the Americans; the Indians feU decidedly short of them. The facts that in other tests the Indians; equalled or exceUed the Americans, and that in two tests, which measure the power of concentra tion of attention, the Chinese equaUed, whUe the Indians feU far short of the Americans — these facts inspire confidence in the objectivity of this result. They go far to show that the differences found are not due to racial bias in favor of his own race on the part of the observer, or to condi tions of experimenting unduly favorable to the American students. This result seems to me extraordinarily interesting and suggestive. For, what is this power of concentrating attention?! It is essentiaUy wUl-power. I need only remind" you of what WUUam James wrote of this.! Now the more or less orderly and successful govem- ment of the three hundred miUions of India by a mere handful of British men, during more than a Where retentiveness is equal but speed of learning un equal, and power of concentration correlated with superior speed of learning, we may safely attribute the superiority in speed to superiority of concentration. 1 "Effort of attention is thus the essential phenomenon of wUl" ("Principles of Psychology," vol. II, p. 562). Compare also the discussion and similar conclusion on this topic in Doctor MjixweU Gamett's "Education and World- Citizenship." 70 BRITISH WILL-POWER century, is one of the most remarkable facts in the history of the world. It is a marveUous achieve ment. And EngUshmen have marveUed over it. And, when they have sought to explain how it has been possible, they have always come to the same conclusion. They have recognized that the na tives of India, or very many of them, have much inteUectual capacity; that they are clever, quick, versatUe, retentive; that some of them have bril Uant inteUects. But such observers have fre quently expressed the opinion that, as compared with their British rulers, the natives of India are relatively defective in character or wiU-power; and they have found the explanation of British ascen dancy in this fact. Now, at the very first attempt to apply exact methods in the comparative study of Indians, this opinion finds confirmation. If this conclusion is reaUy well-founded, as it seems to be, might we not infer from it that, if the quaUties of Indians and British had been reversed in this sin gle respect — if the Indians had been as innately superior in wiU-power as they seem to be inferior — then, not improbably, a few Indians would at the present time be mUng over and administer ing the affairs of aU Europe, and perhaps of aU America as weU? It is a strange reflection. It is not utterly fantastic and absurd. It may at THE INDIAN MUTINY 71 least serve to suggest how profoundly pecuUari ties of moral constitution may affect the destinies of peoples. In this connection let me remind you that the quelling of the Indian Mutiny was, before aU things, a triumph of wUl-power. If even a few of the British leaders, if Havelock, John Nicholson, and Baird Smith, and one or two others had faUed, ever so Uttie, in the supreme tests of wiU-power from which they came out triumphant, the British would have been swept from the country, and British rule in India would have been brought to an end about the year 1857. IV The moral factors of human nature are very complex. Let us turn to the field of art, and see whether we caimot :find in the arts of Europe the expression of racial pecuUarities pf^ moral consti^ tution. The problem of racial manifestations in Europe would be simpler if we could assume, as has sometimes been done, that the population of Europe, or of western Europe, represents in the main two distinct races, the so-caUed Latin and Teutonic races. But anthropologists are pretty weU agreed that it is derived in the main from three distinct races, which, although much mixed and partiaUy blended in all countries, are spread out in three great east-to-west bands; the taU fair Nordic race in the North; the short dark long-headed Mediterranean race in the South; the darkish round-headed Alpine race in between; that is to say, the blood of each of these races predominates in these three zones respectively. In spite of this compUcation, we may contrast the art of the South with that of the North, and inquire how far any constant and general differ ences are attributable to differences of racial composition or anthropologic constitution. 72 NORTHERN AND SOUTHERN ART 73 Mr. A. Gehring! has drawn such a contrast most skUfuUy; and, lest I should seem to be af fected by any bias of my own, I wUl foUow his lead closely, attempting to give you the pith of his observations. He contrasts the art of the Nordic race with that of the Graeco-Latins in whom the blood of the Meditenanean race predominates. Taking one art after another, he shows that the same essential differences appear. In aU arts the classic qualities predominate in the South, the romantic in the North. The classic quaUties are clearness, formality, | circumscription, simpUcity, directness of appeal to the senses, elegance, symmetry, proportion, observance of the unities of time and place, ra tionalism, and, I think we may add, a high de gree of a quality only recently pointed out as a fundamental quaUty of works of art, namely the preservation of what is caUed "psychical dis tance"; that is to say, the subject, the topic, is kept remote, more or less unreal, and subordinate, while the essential of success Ues in the form of the artist's treatment.* ' "Racial Contrasts," 1908. 'C/. "The /Esthetic Attitude," by H. S. Langfeld, 1920. 74 THE ROMANTIC QUALITY The romantic qualities are the opposite of these — ^profusion of characters, of quaUties, situa tions, objects and detaUs, and of suggestions of all these things beyond those actuaUy portrayed or presented; complexity of relations, of plot, of design, of emotions; indirectness of appeal, rel)dng upon suggestion of a wealth of imagery and vague meaning, by the figurative and sym- boUcal usage of aU material; the suggestion of mystery, of the unknown and unfathomable; all prompting, not so much to direct and purely aesthetic enjo3Tnent, as to moral and mystical reflection on man and nature. To iUustrate these differences I wiU only ask you to compare mentally: classical with northern mythology; a classical temple with a gothic cathe dral; the best ItaUan painting with works of Rubens, Durer, Turner, Rembrandt; ItaUan music with the music of Wagner and Beethoven; the classical theatre with the plays of Shakespeare and Goethe's Faust; Homer and Virgil and Hor ace with Wordsworth, Shelley, Carlyle, Coleridge, and Meredith. If we would see the contrast in its fuU degree, we must compare the greatest works of the greatest artists; for in these the inward nature of the artist is most truly and spontaneously expressed. There are no doubt CLIMATE AND ART 75 exceptions (e.g., Michael Angelo and Dante'), but on the whole the contrast is striking and of the same nature in all the arts. Other writers have pointed out the same differences, and some have suggested explanations. M. Boutmy, for example, would attribute the difference to the influence of cUmate: the mystical, reflective, in- tiospective quaUty of Northern art to the foggy atmosphere; the clear, direct appeal to the senses in the South to the clear sunny atmosphere.* This is hardly an adequate explanation. For we see that, when a predominantiy Nordic people, such as the EngUsh, transfers itself to another climate, to New England, where it enjoys a lati tude and a briUiant climate comparable to those of southem Europe, it continues in its art to ex hibit the same pecuUarities; they are nowhere more strongly presented than in the works of Emerson and Whitman and of other American writers. If climate has anything to do with the production of the difference, the effects of climate 1 It must be remembered that there was a strong infu sion of Nordic blood in northern Italy; and, though it seems to have left few physical traces at the present time, it was probably more strongly represented at the time of the Renaissance than it is now. ' "La psychologie du peuple anglais." 76 HUMAN INSTINCTS must have become impressed on the mind, trans missible and hereditary, through many genera tions of influence. Mr. Gehring discerningly remarks: "It is con ceivable that vast differences in national activ ities and institutions are the results of insignif icant divergences of mental structure." This is, I think, very true, if we insert the word seemingly before "insignificant divergences of mental struc ture." Is it possible to point to any divergence of mental structure between the Meditenanean and the Nordic races which would explain wholly or in part these wide differences of expression in art? What constitutional innate differences do these express ? And can we fimd other differences of activity which seem to express the same diver gence of mental stmcture or moral endowment? In seeking such innate differences we may properly tum to the instinctive endowment. We have recently come to recognize, thanks chiefly to WiUiam James, that human nature comprises a number of distinct instinctive tendencies or in stincts; that these, though deeply hidden and disguised in the adult man, are nevertheless the mainsprings of aU our activities, bodily, emo tional, and inteUectual; that one man differs from another in the native strength of these sev- INSTINCTS AND HISTORIANS 77 eral instincts.! And, though it seems clear that the same instincts are common to the whole hu man species, it may be that one race differs from another (statisticaUy) in respect of the relative strengths of the several instincts. In seeking an explanation along this Une, we must not postulate a special instinct as the under lying ground of every special form of national activity, as the Uterary historians too often have done.* We may oifly invoke, for our historical explanations, instincts which on other grounds we have found reason to beUeve to be common to the whole human race, and which conform to the psychological and biological conception of instinct. Let us notice first how some great critics have endeavored to define the essence of the romantic quaUty in art. Walter Pater said: "It is the ' Cf. my "Introduction to Social Psychology," where the part of instincts in human life is discussed at length. ' Renan was the great exponent of this ad hoc invention of instincts, this facile mode of explanation of historical facts; e. g., in his polemic against the Jews, he asserted that they were devoid of the instincts for mythology, for polytheism, for epic, for drama, for poUtics, and for miU tary organization. He never stopped to inquire whether any people possess such instincts, nor even to ask what he meant by the word "instinct." 78 ROMANCE AND WONDER addition of strangeness to beauty that constitutes the romantic character in art; and the desire of beauty being a fixed element in every artisUc organization, it is the addition of curiosity to this desire of beauty that constitutes the romantic temper." Another critic gives substantiaUy the same definition of the romantic. "If we analyze the feeUng we shall find, I think, that it has its origin in wonder and mystery. It is the sense of something hidden, of imperfect revelation." (Hedge.) Curiosity or wonder, then, seems to be the essence of the romantic. Now, curiosity, with the emotion of wonder which enters as an essential element into aU such emotions as awe, admiration, and reverence, seems to be due to the workmg within us of a tme primitive instinct.! If we assume that this instinct is stronger in the Nordic than in the Meditenanean race, we shaU have an hypothesis which vrill partly explain the differ ence between their arts; namely, it wiU largely explain the romantic quality of Northem art. Is there any other difference which fits this as sumption ? WeU, curiosity or wonder may, with- ^ Cf. my "Social Psychology," pp. 57, 129, and chapter XIII. THE INCURIOUS ROMANS 79 out exaggeration, be called the mother of phi losophy and of science. Now modem science is very largely a product of northern Europe, of those countries where the Nordic blood predom inates; not exclusively so by any means. But note this fact: the Greeks, who founded philos ophy and science, were probably, in their great age, compounded of the Nordic and the Mediter ranean races. The Romans were almost purely Meditenanean. They produced great men, great lawyers, soldiers, administrators, and poets; but no phUosophy and no science. For four hundred years they ruled absolutely the fairest part of the world, in a state of high civiUzation; but they invented nothing, discovered nothing, made no progress in science. Otto Seeck, the historian of the decay of the classical world, has drawn a vivid picture of this scientific stagnation.! jjg points out how even in the art of war, on suc cess in which their whole empire was founded and maintained, the Romans made no progress, invented no new weapons, but fought in the same old way with the same old weapons throughout the centuries of their predominance. Note an other indication of the weakness of their curiosity. 1 "Geschichte des Untergangs der antiken Welt " 8o NORDIC CURIOSITY In spite of their supremacy, their high civiUza tion, their navy and mercantUe marine, they remained a Mediterranean power: their saUors penetrated hardly, if at aU, beyond the piUars of Hercules; while the barbarous Vikings in their smaUer ships sailed to Iceland, Greenland, and America, and perhaps landed on the banks of the Charles River. Here, then, is further evi dence that in the Mediterranean race the instinct of curiosity is relatively weak. But wonder, if it is the mother of science, is also an essential ele ment in religion, entering, as I said, into the reUgious emotions of awe, admiration, and rever ence. It foUows that, if our hypothesis is correct, we should expect to find some appreciable differ ence between the religions of Northern and Southern Europe. To that topic I wiU return.' Let us pursue further the differences revealed in art. For the hypothesis of a stronger dose of curiosity in the Nordic race wiU only partiaUy explain these differences. Are there indications of a similar difference between the Mediterranean and the Nordic races in respect of any other of 1 My friend, Mr. GUbertson, has drawn my attention to the fact that in some of the Norse folk-tales the younger brother triumphs over his scornful elders by reason of his insatiable curiosity. A very significant fact. MEDITERRANEAN SOCIABILITY 8i the human instincts? I seem to see clear indica tions of one other such difference. The Southern Europeans are more sociable than the Northern. They deUght in conversation, in coming together in large masses, in expressing their emotions col lectively, in great coUective outbursts of applause, of admiration, or of execration. In aU ages their civilization has been essentiaUy an urban civiliza tion; they are naturaUy urbane; the city has always been their natural habitat. Men of Nordic race, on the other hand, are taciturn; they take part in social gatherings oifly with difficulty and hesitation; they are content to Uve alone in the seclusion of the family circle, emerging from it only in response to the caU of duty or ambition or war. The isolated home is their invention, their dearest possession; and the individualized family home is one of their pecuUar contributions to the culture of the world.! -pj^g facts are aU summed up in the phrase — "An Eng- Ushman's home is his castle." This difference runs through every form and detaU of social Ufe and organization. We may safely infer that it is the expression of an innate difference of con stitution. ' Cf. "Histoire de la formation particulariste," by Henri de TourviUe, Paris, 1905. 82 NORDIC TACITURNITY What is it, then, that impels men to gather together without ulterior purpose, to shrink from isolation as the most intolerable of evils, to find satisfaction in merely being together en masse? It is the working of a distinct and now generaUy recognized instinct, common to the human species and aU the gregarious mammals; it is the impulse of the gregarious or herd instinct. We have, it seems, good reason to add to our hypothesis the assumption that this herd instinct is relatively weak in the Nordic, strong in the Mediterranean, peoples. We now have a fuUer explanation of the differences between the arts of the two peoples. The art of the Mediterraneans is essentiaUy and most characteristically public art, the art of the theatre, of the orator, sculpture, architecture, and poetry for public recitation at festivals; and wor ship is essentially a public, formal, rituaUstic act. Their art is, in aU its forms, markedly objective and conventional; and "conventional" means that it observes generally recognized mles which ren der it easily intelligible to the masses. The art of the North, on the other hand, is sub jective, individual, pecuUar, defying or ignoring aU conventions. And the arts most characteristic of the North are reflective nature poetry and the novel or romance which reflectively portrays SOUTHERN VIVACITY 83 and analyzes character; both, you see, forms of art fit to be enjoyed only in isolation, by the brooding reader who is content to be moved to laughter or to tears in soUtude. The Nordic race, then, is more curious and less sociable than the Mediterranean. In it the in stinct of curiosity is stronger, the herd instinct is weaker. But stiU we do not seem to have an hypothesis capable of explaining fuUy the di vergences of Northem from Southem art. The vividness and directness of appeal of Southem art, its more passionate, more sensuous quaUty, stUl require explanation. These quaUties we may naturaUy associate with a universaUy recognized difference between the peoples who have created these arts. The Meditenanean peoples are viva cious, quick, impetuous, impulsive; their emotions blaze out vividly and instantaneously into violent expression and violent action. The Northem peo ples are slow, reserved, unexpressive; their emo tions seem to escape in bodUy expression and action with difficulty. If we recognize this as a constitutional difference between the Meditena nean and the Nordic races, we complete the hy pothesis needed for the explanation of their diver gences in art. But can we form any vaUd conception of such 84 NORDIC ENERGY a constitutional difference? It is sometimes as sumed that in the Southern peoples the^rajotioos land their impulses are inherently stronger than in the Northem. This seems to me entirely fal lacious. If it were tme, we should except to find the Northern peoples comparatively inert, placid, sluggish, inactive. But see what they have done: their restless energy is chiefly responsible for the transformation of the modern world; they pri- marUy have peopled North America and Aus- traUa, governed India, penetrated to the heart of Africa, settled in every island of Malaysia and the Pacific Ocean, scaled ahnost aU the great moun tains and reached the North and the South Poles. It is obvious that no difference in the relative strength of any instinct could account for the difference we are now considering; for the differ ence finds expression in all emotions and in aU modes of activity. It seems to be a perfectly general difference of constitution; whereas aU instincts are more or less specific. WeU, modem medicine comes to our help and suggests the tme explanation. The modem psy chological study of the so-caUed nervous disorders has shown that the functional nervous disorders are reaUy of mental origin, and that they faU into two distinct groups, of which hysteria and neu- EXTROVERTS AND INTROVERTS 85 rasthenia are the types, respectively. Now it is found that men and women who break down under nervous strain or emotional shocks tend to de velop symptoms of the one or other kind, accord ing as they belong to one or other of two con stitutional types. We owe the clear distinction of these two types to Doctor C. G. Jung of Zurich.! He calls them the extrovert and the introvert types. The weU-marked extroverts are those whose emotions flow out easUy into bodUy expres sion and action. They are the vivid, vivacious, active persons who charm us by their ease and freedom of expression, their frankness, their quick sympathetic responses. They are Uttle given to introspective brooding; they remain relatively ignorant of themselves; for they are essentiaUy objective, they are interested directly and prima rily in the outer world about them. When and if they break down under strain, their trouble takes on the hysteric type, the form of dissocia tions, paralyses, anesthesias, amnesias; in spite of which they may remain cheerful, active, and interested in the world. The introvert, on the other hand, is slow and reserved in the expression of his emotions. He has difficulty in adequately expressing himself. * "Analytic Psychology." 86 CONSTITUTIONAL TYPES His nervous and mental energies, instead of flow ing out freely to meet and play upon the outer world, seem apt to turn inward, determining him to brooding, reflection, deUberation before ac tion. And, when he is subject to strain, his ener gies are absorbed in internal conflicts; he be comes dead to the outer world, languid, absorbed, self-centred, and fuU of vague distress. Now, this difference of constitutional type is not due to difference of environment and train ing. Within the same famUy you may see weU- marked examples of both types, though all have been subjected to almost identical environmental influences. The difference between the two types seems to be the expression of a subtle difference of physiological constitution which pervades ev ery part of the nervous system. What exactiy it consists in we do not know. Many years ago I threw out an hypothesis as to the nature of this pecuUarity of nervous constitution arid I beUeve it is essentiaUy conect or on the right Unes. But it is too technical a matter to discuss here. Suf fice it to say that it seems to explain the facts, and the suggested pecuUarity is one which may weU be transmitted hereditarily.! * "The Conditions of Fatigue in the Nervous System," Brain, vol. XXXII, 1909. NERVOUS TROUBLES 87 Now, physicians who have specialized in nervous disorders m both the North and South of Europe assure me that the Northerners are much more commoifly subject to the neurasthenic type of trouble, the Southerners to the hysteric type. This fits exactiy vrith the imiversaUy recognized difference between North and South. We may fairly complete our hypothesis by assuming that the Meditenanecm race is con stitutionally extrovert, the Nordic race consti- tutionaUy introvert. Of course, exceptions may occur; the statement can be only statisticaUy tme; and especiaUy, in view of the fact of the wide mixture of blood of the two races, and the pecuUar mixture of innate quaUties that results from race blending, we may expect many mixed and iU- defined types; which is what we actuaUy find. We seem now to have completed our hypoth esis for the explanation of the divergence of the North from the South of Europe in respect of their artistic expressions. The Nordic race is constitutionaUy introvert; it is strong in the in stinct of curiosity, the root of wonder; weak in the herd instinct, the root of sociabUity. In the Meditenanean race these pecuUarities are re versed; it is extrovert, weak in curiosity, strong in sociabiUty. 88 THE ALPINE RACE If our hypothesis is correct we shoiUd expect to find other differences between North and South to the explanation of which it may be appUed.' In discussing art it was possible to leave out of our view the third great race which has contrib uted a full share of its blood to the population of modem Europe, namely, the Alpine race, which geographicaUy occupies, or predominates in, the • middle zone. For the art of this race (the art of the Slavs, and that generaUy known as Celtic) has been somewhat apart from the two great rival traditions, the classical and the romantic. But at this point we must bring this race into our 1 One such striking difference, which may be noted in passing, is the greater proneness to alcohoUc intoxication of the Nordic peoples and the great sobriety in this respect of the Mediterranean peoples. Sir ArchdaU Reid (in his "Present Evolution of Man") has argued that the greater sobriety of the populations of the South of Europe is the consequence of their longer usage of alcohoUc Uquors, which he supposes to have weeded out from them aU strains pecuUarly susceptible to their influence. It seems to me more probable that the explanation is to be found in the introvert quaUty of the Nordic race. Alcohol acts on the nervous system in a way which renders it tempo rarily extrovert; and thus for the introvert it brings reUef from the brooding melancholy to which he is constitution aUy Uable; it enables him to enjoy the freedom of emo tional expression which in his normal condition is denied him by his introvert constitution. ALPINE QUALITIES 89 discussion. It must suffice to say that, in both physical and mental qualities, it seems to stand between the Mediterranean and the Nordic races. PhysicaUy it is distinguished from the Mediter ranean race by ha\ing a round rather than a long head. MentaUy, it seems to be introvert rather than extrovert, but not so extremely introvert as the Nordic race. It has in common with the Meditenanean race a high degree of sociabUity; and is, I think, though here I speak less confi- dentiy, Uke it, relatively weak in curiosity. The Nordic race is, then, to be distinguished physicaUy from the other two races by fair hair and complexion and by high stature. And it seems to be unlike both of them in respect of the three mental quaUties we have defined. These two physical quaUties serve as the indicators of the blood of this race; and maps of the physical quaUties of the European peoples show clearly the regions of its predominance. Are there any maps reveaUng a similar distribution of mental or moral pecuUarities? I wiU put before you some maps which show the distribution of certain physical and moral traits. The first map shows that fair complexion pre dominates in the northeastern part of France, and that this area of "fairness" is prolonged in two, 9° PHYSICAL QUALITIES Brunetness France AHER TOPIHASP ZOO.OOO OBSERgOION] directions, namely southwestward to Bordeaux and southward along the vaUey of the Rhone. The map of the distribution of stature agrees closely with this, showing predominance of taU stature in the same regions.' Historical and archaeological evidence shows that these are tbe regions in which the Nordic tribes estabUshed ^Cf. Professor Z. Ripley's "Races of Europe." I am indebted to Professor Ripley for his permission to repro duce these maps. SUICIDE miENSITY^T SUICIDE 91 FRANCE lOT-Z-S After MossELu'fir. themselves most fuUy, driving out or extermi nating in large measure their forerunners of Al pine and Meditenanean race. Now examine the map showing the relative fre quency of suicide in the provinces of modern France. You see that this map conesponds very closely with the other. Wherever the physical marks (fair complexion and high stature) of the Nordic race predominate, there suicide is frequent, and conversely. 92 SUICIDE AND RACE The suggestion is that suicide is frequent in proportion to the predominance of Nordic blood. E. MorselU (the ItaUan aUenist) has pointed out this correlation and has deduced the conclusion that the Nordic race is more apt at suicide than the other European races. Cautious anthropolo gists (including Professor Ripley, from whose val uable book on "The Races of Europe" I have copied these maps) have refused to foUow him. It is necessary to be something of a psychologist, perhaps, if one is to appreciate the evidence. For other men of science, even the medical men, are systematicaUy trained to ignore the mind of man. For them it is something unreal, because intangi ble. They are wiUing to attribute such a phe nomenon as the prevalence of suicide in an area to climate, or diet, or geological formation, or the electric disturbances of the atmosphere, for aU these are "real." But to attribute it to mental pecuUarities or conditions seems to them pure mythology. WeU, MorseUi traced and mapped the frequency of suicide in aU parts of Europe. It must be ad mitted that he reUed too much upon language as a criterion of race; and he showed very convinc ingly that there is a very high conelation between suicide and the use of the German language, that SUICIDE IN FRANCE 93 those who speak German are very apt to commit suicide. Some of you may at once infer that the language is the cause of the suicide; and perhaps it would be difficult completely to refute such a simple and attractive theory. But, looking at the facts more widely, we see that the frequency of jujcide Isl cigrelatedjiQt,ojJy,. or chie%r with language, but rather with the physical quaUties of the Nordic race. Take France; the correlation is dose. Professor Ripley suggests it is due to the fact that the Nordics occupy the regions of great est industrial activity and prosperity, where larger towns are frequent. But that they occupy these regions is a fact which in tum requires explana tion. Tum, then, to another detaUed map — that of England. Notice that there are three regions in which suidde is least frequent, namely Wales, Com- waU, and an area lying a Uttle to the north of London. AU three are areas in which the Nordic blood is but Uttle represented. The Welsh repre sent the pre-Saxon population, with Uttle admix ture of Nordic blood; and that they are mentally very different from the EngUsh is a fact of com mon knowledge. Very striking is the contrast between ComwaU and Devonshire. Every sum mer visitor to these counties notices the very 94 SUICIDE IN ENGLAND PEPL. MILUONi. INHABrrANtS iNlBSIIYOF^um ENCjLAND 1072,-& Afttt MOBSELU '&. marked mental differences between theu: popula tions. Devonshire is a typicaUy English county. Its population has played a prominent part in many of the most characteristically EngUsh activi ties, especiaUy in sea-roving, in colonial adven ture, and pioneering. It is the traditional home of the EngUsh "sea-kings." The population of ComwaU, Uke that of Wales, is in the main de scended from the British tribes which were driven westward by the Anglo-Saxon invaders. Among SUICIDE IN ENGLISH COUNTIES 95 them the andent British language has only re centiy died out. In respect of aU other conditions, the two counties are extremely similar, save that Devonshire is rather more fertile. Both are pre dominantiy agricultural and pastoral and seafar ing, with an equable mUd climate. Yet, as regards the frequency of suicide, we see the large differ ence indicated by the map. Perhaps even more striking is the smaU area north of London. The physical anthropologists have shown that, owing to circumstances not fuUy understood, the popu lation of this region shows predominance of the physical qualities of the pre-EngUsh or British tribes. It seems to be an island of the old British population, sunounded by, but not displaced or swamped by, the tide of Anglo-Saxon invasion. And in this smaU island of population, the physi cal and economic conditions of which differ hardly appreciably from those of the sunounding coun ties, suicide remains at its lowest rate, namely that of Wales and ComwaU. On the other hand, suicide reaches its highest rate in Sussex, the population of which county is perhaps the most purely and typicaUy Saxon of aU England. Now consider Table V. 96 SUICIDE IN EUROPE TABLE V ANNUAL SUICroES PER MILLION POPULATION' Denmark 268 Scandinavia 127 N. Germany 150 S. Germany 165 England 72 S. Australia 90 Wales 52 Ireland 10 Spain 17 Russia 30 N. Italy 46 S.Italy 26 It will be seen that suicide is most frequent in the Scandinavian countries, those of which the population is most purely Nordic; moderately high in England and South Australia, where the population shows a fair proportion of the physical qualities of the Nordic race. The rate is very low in Ireland, in spite of all the political troubles and economic distress of her people; and very low in Spain, South Italy, and Russia, where the Nordic blood is scarce. In view of aU these facts, we can hardly doubt that the racial hypothesis contains much truth. Of course, other factors than race are important. 1 This table is extracted from E. MorseUi's "Le Suicide." SUICIDE AND HOMICIDE 97 Germany, north and south, has undue pre-emi nence; it may be due to language or government or other lack of harmony. But the facts, taken, aU together, do strongly support the racial hy pothesis, And they do so the more strongly, if we' take into consideration the foUowing facts. Sui dde is a form of violence, of homicide; we might, then, on superfidal consideration, expect to find suidde most frequent where other forms of vio lence and of homicide abound. But the facts are just the converse of this expectation. It is in Southem Italy, Corsica, and Sardima, where the population is most purely Mediterranean, that crimes of violence, especiaUy homicide, are most frequent; whUe suicide is very infrequent. Fur ther, suidde is three to four times as frequent among men as among women in aU peoples. It is fourteen times as frequent among the whites of New York State as among the colored popula tion, proportionately to their numbers. Can this be attributed to sodal advantages enjoyed by women aU over the world, or by the colored peo ple of New York? No; it is constitutional. The racial hypothesis is immensely strengthened, when we see that these pecuUar features of the distri bution of suidde and homidde are in perfect har mony with the conclusions we have drawn from 98 DIVORCE IN EUROPE the comparison of the arts of Northern and South em Europe; they are just what we should expect, if the three European races differ in mental con stitution in the ways assumed by our hypothesis. But, before dwelUng on this, let us glance at yet another moral pecuUarity which stiU further strengthens the argument, namely the frequency of divorce. Maps of the frequency of divorce or separation in Europe show a close correlation of high frequency of divorce with the physical quaU ties of the Nordic race. The relation is disturbed Iby reUgious influences. But take France. We see that high frequency of divorce and separation occurs in the same areas in which suicide and the physical quaUties of the Nordic race abound. WeU, the introvert and unsociable race is the one prone to suicide and divorce. The sociable and extrovert race is prone to homicide, but not to divorce or suicide. Is not this in accordance with the mental pecuUarities which on other grounds we have assigned to the two races? We know that the introvert tends to brood over his difficul ties; he readUy becomes a prey to internal conflict of the emotions; and, as a matter of fact, such conflict does not only give rise to nervous disorder pf the neurasthenic type, but, in not a few of these cases, leads on to suicide. As regards di- MEDITERRANEAN HOMICIDE 99 FREQUENCV DIVORCE (SEPARM10NS) FRANCE. 1660-79 .Aftff aftEimu.0NV I Z4 10*103.) vorce, we may suppose that the injured Nordic, the unsociable introvert, broods over his wrongs, and then, nursing his resentment, either seeks redress in the law courts, or deserts his partner and becomes Uable to be divorced for desertion. In the impulsive sodable extrovert, on the other hand, the emotion of anger blazes out, passes at once to action and often to homicide; and, when he is injured by the unfaithfulness of his partner, he does not brood upon the problem — he solves it loo NORDIC SUICIDE at once by using knife or pistol upon one or both I of the guilty parties. Perhaps it is not fantastic to suppose that our third point of difference also tends in the same direction. The curious Nordic, we may suppose, brooding and pondering in secret distress the problem of his partner's infideUty, strives to un derstand how such an act has become possible: while for the impetuous incurious Mediterranean the fact alone suffices; his hand is not arrested by any desire to understand the conditions which have produced it. And even in suicide curiosity may play its part. Is not death a great adventure into the unknown? May not the desire to know the last secret have urged some reflective and unhappy souls, exas perated by the mystery of human lUe, to pene trate by their own act the impenetrable veil? I wiU pass very quickly over another allied topic, the distribution of the forms of reUgion. The distribution of aU the great reUgions of the world presents interesting and suggestive ques tions of race, especially perhaps Buddhism, which, after rising and spreading rapidly tn India, passed equaUy rapidly away eastward, to become endur- ingly estabUshed among aU branches of the yeUow race. But I will keep nearer home and insist RELIGION AND RACE loi only on the distribution of Protestantism and of Roman and Greek CathoUdsm, the three great reUgious forms of Europe. The suggestion that this is largely a matter of race is not new. It has often been made and often denied. In the main the two forms of Catholicism are reUgions of authority, of convention, of ritual; they are pre eminently sodal in their rites and celebrations. Only the Protestant reads his Bible in his doset and communes alone with God, pondering the problems of Ufe and death. Only the Protestant Church has spUt into a thousand pecuUar sects, each maintaining its pecuUar creed and practice; and only Protestants have traversed wide oceans in search of lands where they might worship God after their own fashion. Or, rather, Protestantism is the oifly one of the three forms which permits and even encourages such individuaUsm and in dependence. Now, of course, the vast majority of men grow up in and adhere to the church of their fathers. But the Protestants did, as a matter of historical fact, break away from the Church of Rome; and those who have broken away are in the main just those peoples and those sections of nations in which the physical qualities of the Nordic race predominate; whUe aU those in which the other I02 THE PROTESTANTS two races clearly predominate have remained sub ject to the Catholic Church of East or West. Among the former are the populations of North ern France, Holland, Denmark, Scandinavia, Fin land, England, of most of Scotland, and of North em Germany. Ireland, the western Highlands, Southem France and Germany, and aU to the south and east of them remain subject to the reUgions of authority. There are exceptions to the mle, e. g., Wales, CornwaU, parts of Belgium and of Switzerland; and it is tme that Calvin and other great reformers belonged to Switzerland. But other influences have played a part. Is it, then, mere coincidence that the peoples in which predominates the blood of the curious, in quiring, unsociable, reflective, introverted Nordic race, and these only, with few small exceptions, have broken away from the religions of authority, of convention, of formal ritual, of outward action and emotional display ? The historian may point to the personal and poUtical circumstances of the reign of Henry VIII of England, or suggest a score of altemative explanations from the depths of his learning. But he seems to me to ask too much of our creduUty, if he would ascribe the whole conelation to a multitude of historical accidents. In this connection I would insist upon the im- NATIONAL CULTURE 103 portance of a principle which I have enunciated in my "Group Mind." ! It is this. The innate mental qualities of any stably organized people or nation are revealed more clearly in the national character and in the national institutions than in the characters of indi\'iduals. For the character of each individual is ^•ery greatiy moulded by the national institutions and traditions among which he grows up; to such an extent, in fact, that his native disposition may seem to be swamped, over laid, and totally obscured by the tendencies ac quired through training, imitation, and social pressure of aU sorts. But the culture of each of the modem nations has been slowly buUt up, partly by original invention, but more largely by absorption of elements imitated from other na tions. Of the family of nations, each contributes something to a common stock of culture derived by tradition from the past; from this common stock each nation selects what best suits its peo ple; and, having adopted such an element, modi fies it to suit its own nature more exactly. Thus the culture, the sum of the traditions and institu tions, of each nation, grows in an environment which exerts constantly a selective and moulding influence upon it; just as, according to the Dar winian theory, the various species of animals have ' New York, 1920. I04 ADAPTATION OF CULTURE-SPECIES become slowly differentiated and evolved by the selective and moulding action of their environ ments. In the case of the national culture-species, the environment which thus selects and moulds the enduring elements is the sum of the native quaUties of the people. I would caU this the law of the adaptation of the culture-species. We may see iUustrations of it on every hand. From the operation of this law it results that each na tion which has enjoyed a long period of develop ment, without serious interruption, has acquired traditions and institutions that are in harmony with its predominant native qualities. Therefore, in the development of each member of such a nation, nature and nurture work harmoniously together. Just for this reason it is so difficult to distinguish, in any one member of such a nation, the influence of his native disposition from that of the culture by which his development has been moulded. This law is of little significance in relation to such peculiarities as the frequency of suicide and divorce. But it is of great importance in relation to aU things regulated by legislation and by estab Ushed custom and tradition, such things as re Ugion and social organization, the form of the family, the viUage community, land-tenure, po litical and educational institutions. FRENCH AND BRITISH 105 Bearing this law in mind, let us examine what appears to be a particularly instmctive instance of a large difference in the destinies of two peoples, determined by a smaU difference of anthropologic constitution. I refer to the French and the British nations. Both stand in the van of Western civiUzation; both have produced many men of the first order in many spheres of activity. Each inhabits a beautiful, rich, and fertile country, of temperate climate, weU placed geographicaUy in every re gard, cultural, climatic, commercial, miUtary. In aU these respects the French nation has, if any thing, the advantage of the British. Both nations have been great conquerors and colonists. Yet how different at the present time are their positions as world influences! The French have conquered and ruled immense areas of the surface of the earth. Yet nowhere outside France is there any large community of people of French descent and speech living under the French flag; nowhere save in Canada any con siderable population of French descent.! And France's tenure of those great colonial territories ' It is said that approximately 1,000,000 of the popula tion of the French possessions in North Africa are of French descent. This is to be set over against the mil lions of Australasia, Canada, and South Africa. io6 THEIR WORLD INFLUENCE over which she now mles seems to be compara tively precarious and uncertain. Britain, on the other hand, not only administers the affairs of one-fifth of the people of the world, but has peopled North America and AustraUa, and keeps under her flag immense territories inhabited by her sons. And, while the French language and traditions seem to have smaU prospect of a fu ture outside France, the English language and British traditions seem to be in a fair way to pre vail increasingly throughout the world. Further, in nearly aU her great colonial adventures — in India, in Canada, in Louisiana, in the West In dies, in China, in Africa — France has come into rivalry with the British and has been worsted. Is all this great divergence of destiny due to a converging series of historical accidents? Or is there one underlying cause or condition ? May we not fairly seek the ground of this difference of destiny in some difference of anthropologic con stitution of the two nations? The key to the problem seems to me to have been given in a pas sage written long ago by a French traveUer in this country, Volney. I wUl read you the passage in which he contrasts the French with the British colonist. "The French colonist deliberates with his wife upon every thmg that he proposes to do; FRENCH SOCIABILITY 107 often the plans fall to the ground through lack of agreement. ... To visit one's neighbors, to chat with them, is for the French an habitual need so imperious that on aU the frontier of Louisiana and Canada you wiU not find a single French colonist established beyond sight of his ndghbor's home. ... On the other hand, the English colonist, slow and taciturn, passes the whole day continuously at work; at breakfast he coldly gives his orders to his wife . . . and goes forth to labor. If he finds an opportunity to sell his farm at a profit, he does so and goes ten or twenty leagues farther into the wUdemess to make himself a new home." There you have, I suggest, the key to the differ ence we are examining. And this testimony does not stand alone. It is in harmony with a great number of social differences presented by the two peoples; the centralized form of government in France as against the local autonomies of Brit ain; the form of the French family and the laws and customs regulating famUy life, e. g., the laws of inheritance; the educational system as against the English lack of educational system; the pre dominance of co-operative centraUy organized activities among the French; the individual enter prise and lack of systematic organization of the io8 HISTORICAL EXPLANATIONS British.! AU these and other simUar differences have been pointed out and dwelt upon by many French writers ;2 and various attempts have been made to explain them as the result of historical events, such as the more thorough Romanization of Gaul, the conquest of England by WUUam of Normandy, the different operation of the feudal system in the two countries. The EngUsh his torian, T. H. Buckle, was one of those who dwelt upon these differences and who claimed to ex plain them from such historical episodes. He summed up the difference in two convenient phrases, the predominance of the spirit of pro tection in France, and the predominance of the spirit of independence in Britain. I will not de lay to examine these proposed explanations and to show you their inadequacy. I have done so elsewhere.^ I will only remark that so general 1 The difference is strikingly illustrated by the Roman ized and codified law of France and the chaotic common law of England, which is dominated by judge-made precedents. I understand from Dean Roscoe Pound that the law of England only narrowly escaped Romanization at one period, thanks to the independent spirit of some EngUsh lawyers. ^ See especiaUy Ed. Demolin's "A quoi tient la supe- riorite des Anglo-Saxons?" ' "The Group Mind." RACL\L COMPONENTS 109 a phenomenon requires for its explanation a gen eral deep-lying cause, such as is only to be found in some difference of native qualities between the two peoples. Let us compare the two peoples in respect of racial composition as revealed by history and by physical anthropology. The French people seems to have been formed by a mixture and partial blending of the three great European races in approximately equal proportions. The British people seems to have been formed chiefly by a mixture and partial blending of the Nordic and the ^Meditenanean races; the Alpine, which prob ably predominates in France numericaUy, being hardly represented, and the Nordic predominat ing over the other elements. Probably most anthropologists would assign Nordic blood to Britain to the extent of 60 or 70 per cent, the rest being largely Meditenanean; and to France some 25 per cent Nordic blood, with perhaps 40 per cent Alpine and 35 per cent Meditenanean. This is a very rough estimate, of course. We may ask: Given the moral pecuUarities of the Nordic race which we have infened on other grounds, does this considerably greater propor tion of the blood and the quaUties of that race suffice to account for the contrast between the no BRITISH WANDERERS two nations expressed by Buckle's phrase — the • predominance of the spirit of protection in France ; and of the spirit of independence in Britain ? It does, I think, go some way to explain it; especially if we note that sociabiUty or gregariousness, which we saw to be strong in the Mediterranean race, is at least as strong, perhaps stronger, in the Alpines. We have seen from Volney's description how the sociabiUty of the Frenchman handicaps him, as compared with the Briton, when he becomes a pioneer and colonist in new lands. We may suppose also that the greater curiosity of the Nordic race contributes to give the Briton that restless wandering habit which has spread him over all the surface of the earth; so that, no matter to what remote region you may pene trate, you are apt to see some soUtary Briton walk in on you and casuaUy demand the loan of a copy of the London Times. V Having found reasons for assigning certain quaUties to the three great races of Europe, we are attempting to apply this hypothesis to the explanation of that striking difference between the French and British nations which is summed up in the phrase — the prevalence in France of the spirit of protection, in Britain of the spirit o: independence. I said that the greater sociabiUty of the French, which I attributed to the greater strength of the gregarious impulse in the Meditenanean and Al pine races, goes some way to explain this differ ence; and that the stronger curiosity of the Nordic race would also contribute to this difference. But the differences between the institutions and customs of the two peoples at home and abroad seem to require the assumption of a further difference of innate quality. The Briton's intol erance of authority, his disUke of being controlled, governed, administered, and his preference for in dividual initiative, show themselves in aU his con duct of affairs; they are well expressed in the ac cepted dictum that the British, when engaged in 112 FRENCH LEADERSHIP any large enterprise, "muddle through" somehow. They have always had to "muddle through," be cause they wiU not submit to being deUberately organized and led, according to any logicaly thought-out scheme. The first partial exception in their history was the acceptance of compulsory miUtary service under the extreme pressure of the Great War. The French, on the other hand, have always been ready to accept organization and leadership, to look for it to the State or to some man of dom inating personality — a Napoleon, a Gambetta, a Boulanger, or a Richelieu. We may note in passing that this tendency to seek personal leadership seems to be still stronger in the Germans, among whom the Alpine blood is even more strongly represented than in the French. Their dociUty under an autocratic and arbitrary bureaucracy; their suggestibiUty in aU matters of beUef; their devotion to the Kaiser (which even now threatens to restore him to the throne) ; the flourishing of a host of little princes and grand dukes; the spirit of caste, which leads each man to seek a definite position in the official hierarchy and from it to look up humbly to aU above him in the scale — all these are significant of a society in which a docile race is dominated by GERMAN DOCILITY 113 one of a more seU-assertive quality.! This actu aUy and historically is, I suggest, the condition of affairs in Germany and the key to its history; and to a less degree it is true of France also. The history of the purest stocks of the Nordic race iUustrates abundantly and overwhelmingly their defect of dociUty, their possession in the highest degree of the opposite quaUty of self- 'The organization of Germany for her bid for world domination seems to have been in the main the work of the Prussian aristocracy, the Junkers, a class in which the Nordic blood preponderates. The tendency of the masses of the German people to proclaim "Deutschland iiber AUes" is a recent phenomenon, induced and sedulously culti\-ated in their docUe minds by the ofl&cial hierarchy. Bismarck said: "The preponderance of dynastic attach ment, and the use of a dynasty as the indispensable cement to hold together a definite portion of the nation caUing itself by the name of the dynasty is a specific pecuUarity of the German Empire" ("Bismarck, the Man and the Statesman," vol. I, p. 322. Butter). The late German Emperor is reported to have pro claimed: "There is only one master of the nation. And that is I, and I wiU not abide any other." ... "I need Christian soldiers, soldiers who say their Pater Noster. The soldier should not have a will of his own, but you shoxUd aU have but one wiU and that is my wiU; there is but one law for you and that is mine." The EngUsh na tion quickly resented the claim to the divine right of kings and settled the question promptly and finally, very soon after the "right" was proclaimed to it. 114 NORMAN ENTERPRISE assertion, exhibiting itself as initiative, enterprise, impatience of control. The Normans, a pure Nordic stock, exhibited this quality in a tmly marveUous degree in their great age, when they conquered northern France, aU England, Sicily, and much of Italy and of the Mediterranean coasts. For these astonishing feats were accom pUshed, not by the power of great highly organ ized states and immense armies of conscripts, slaves, or mercenaries, but by smaU bands of vol unteers associated together for each particular enterprise under some chosen leader. The anthropologists of the school of Le Play have offered a most interesting theory of the origin in prehistoric times of this very marked difference between the Nordic and the Alpine race. I have no time to put it before you.! gyj^ whatever its origin, it must, I think, be accepted as one of the clearest and most important differ ences of racial quality. Are there, then, any rec ognized factors in human nature which may be the innate basis of this difference? Yes. I have shown^ that docUity and self- assertion are rooted in two distinct and opposed 1 1 have given a condensed account of this theory in my " Group Mind." 2 In my "Introduction to Social Psychology." NORDIC SELF-ASSERTION 115 instinctive tendencies, which I have proposed to caU the instincts of submission and of self-assertion respectively. I have shown reason to believe that the former is the root of all dociUty and sugges tibiUty, that it is the principal factor in aU those social phenomena which some authors have erro neously ascribed to the herd instinct.! And I have shown that the other, the instinct of self- assertion, is the most essential, the aU-important factor, in what we call character, that complex organization from which spring aU manifestations of wiU-power, aU voUtion, resolution, hard choice, initiative, enterprise, determination. If, then, we add to the quaUties already assigned to the Nordic race an exceptional degree of strength of this instinct of self-assertion, and attribute to the Alpine race a stronger instinct of submission, we complete our hypothetical de scription of their radal quaUties in a way which solves our present problem. It is this greater dose of seU-assertiveness in the Briton which leads other peoples to complain that he goes about the world as though it belonged to him; it is this which, in spite of his lack of method and organiza- '£. g., W. Trotter, in "Instincts of the Herd in Peace and War." 1x6 BRITISH MUDDLE tion, has enabled him to "muddle through" the Napoleonic Wars, the Crimean War, the Indian Mutiny, the South African War, and, lastly, the Great War. It is this which, in spite of his lack of subtlety and sympathy and intellectuaUty, has enabled him to subdue and govern the 300,000,000 of India. And it is this, in combination with his other quaUties, that has rendered him the suc cessful colonist par excellence. Let us note in passing that the addition of this quaUty to the picture of the Nordic race com pletes, or makes more adequate, our explanation of the distribution of the Protestant reUgion in the world; for it shows us that the men of this race are by nature Protestants, essentiaUy pro testers and resisters against every form of domi nation and organization, whether by despot, church, or state. Now consider for a moment the question of dif ferences of innate moral quaUties between more widely unlike races. We have found evidence of such moral differences where there is no evidence of differences of inteUectual level, and between races closely alUed and of similar civUizations. Is it not probable that, between races which show marked differences of inteUectual capacity and which, in physical quaUties and in level and RED MEN AND BLACK 117 type of culture, are widely different, there may be stUl larger differences of innate moral qualities? I think it is highly probable. But I do not feel competent to say much on this head. One would need an intimate acquaintance with extra-Euro pean dvUizations, such as I cannot claim. I would point out that, in respect of the peo ples which have evolved no distinctive culture of their own, any reply to this question is pecu Uarly difficult, just because they lack the devel oped traditions and institutions which, as I have argued, give the best and clearest expression to the native quaUties of any developed nation. But consider a single striking instance of such differ ence of moral quaUty — the difference between the Red man and the Black. Consider the difference of their relations to the Whites, throughout the history of this country. The Negro has in a way adapted himself to the position imposed upon him. He has multipUed, in spite of the ravages of disease,! both in slavery and freedom. But the Red man has never let himself be impressed into the sodal system of the dominant Whites; in some pecuUar way he has proved resistant; he dies ' It is well known that alcohol, tuberculosis, and syphilis have taken a heavy toU of both Red and Black. ii8 NEGRO DOCILITY rather than submit. Does not this imply some deep-seated moral difference between the two races? If the Red man had the adaptability of the Negro, would he not have become a ver>- important factor in the history of these United States of America? The same difference has ap peared clearly throughout the West Indies, where the more adaptable black race has superseded the red men, even more completely than in this coun try. I am not sufficiently acquainted with the two races to attempt to define the racial qualities which have determined this difference. I wiU suggest merely, on the basis of a sUght knowledge: (i) that the Negro race is pronouncedly extrovert, and that the red men are equaUy extreme intro verts; (2) that the black race is more strongly gregarious and sociable; (3) further, that the red race is strongly self-assertive, while in the Negro the submissive impulse is strong. The last point may be Ulustrated by a tme story of a Negro maid, whose Northem mistress, after treating her with great forbearance for a time, in spite of shortcomings, tumed upon her and scolded her vigorously. The maid showed no resentment, but rather showed signs of a new satisfaction, and exclaimed: "Lor', Missus, you do make me feel so good." Is not this a typical and signifi- NEGRO AS FOLLOWER 119 cant inddent? I wiU even venture to suggest that, in the great strength of this instinct of sub mission, we have the main key to the history of the Negro race. In its own country it has always been ruled by absolute despots, who have obtained the most abject submission from their subjects, even when they have ruled with the utmost cmelty. These despots have often been men of foreign blood, Arabs largely. When Negroes have been weU handled, with firmness but with kind ness and consideration, as by the French officers who have trained the black regiments of France, they have proved themselves to be capable of extreme courage, devotion, and loyalty; to be, in short, ideal followers.! ' Cf. "Le Courage," by Voivenel and Huot, Paris, 1918. Shaler (op. cit.) insists upon the imitativeness and the eminent faithfulness of the Negroes to their white masters, and upon their sympathetic responsiveness; they "have the whole range of primitive sympathies exceedingly weU- developed. They have a singularly quick, sympathetic contact with the neighbor; they attain to his state of mind and shape themselves to meet him as no other primitive people do. Those who have had a chance to compare in this regard the Negro and the American Indian must have been struck by the difference between the two peoples in this most important feature." Intimate contact with Oceanic Negroes (in the Torres Straits) and with Malays during many months impressed me strongly with the I20 PROVIDENCE AND IMPROVIDENCE The extreme faciUty with which the pure Negroes adopt the most extravagant superstitions, and the great influence of these upon their con duct — these facts pomt to and support the same assumption, namely an exceptional strength of the submissive instinct, the root of aU dociUty and suggestibiUty. There is a moral difference which distinguishes most of the peoples of primitive culture from those which have developed or acquired dviliza- tion; this, though it is difficult to explain, seems to be of the first importance. It may be defined as the difference between providence and improvi dence. Improvidence is marked in the Malay magnitude of this same difference between these outlying branches of these two races. Shaler points also to another striking difference between the black man and the red. He asserts that the Negro is much more capable of sus tained labor, and he connects this with the fact that the Negroes have long practised a rude agriculture, whUe the ancestors of the red men were hunters and nomads. It seems to me doubtful whether this difference is rooted in innate or racial quaUties. Any disposition to sustained labor is certainly conspicuous by its absence in the Oceanic Negroes with whom I am acquainted. It is difficult to conceive of such a disposition as an hereditary quaUty; this difference between Black and Red in America may weU be due to the different conditions of life of the two races in the present and in the recent past. PROVIDENCE AND INTELLIGENCE 121 and the Negro, the two tropical races par excel lence; in less degree, perhaps, in the peoples of India (it is said that the Hindu famUy habituaUy squanders extravagant sums on such ceremonials as weddings and funerals) ; and in the Polynesian, Indonesian, and Melanesian; in fact, in all the races which have long inhabited the tropic regions, where man can survive without taking much thought for the monow. The opposite quality, providence, on the other hand, is shown in a high degree by aU the peoples that have developed a high civilization. If we look more dosely at these quaUties, we see that improvidence is a negative quality; it is due to the absence of something which makes a man provident. Is this merely a matter of intelUgence and imagination? I think not. The imagina tion of the Negro race seems to be vivid and powerful. It may be tme that many of the im provident races are of rather low inteUectual capacity. But a man may be extremely provi dent, in fact a real miser, in spite of a low degree of inteUigence. If a man is to be provident, he must be so constituted as to find some satisfaction in posses sion; that is to say, there must be in him an im pulse to save or hoard which finds satisfaction in 122 PROVIDENCE AND INSTINCT the act of hoarding, an impulse which prompts him to postpone enjoyment of the pleasure of immediate use to the satisfaction of possession. Such an impulse is shown by many animals, and I have claimed it as a true instinctive tendency of human nature.! The strength or weakness of this tendency is, I suggest, the main factor in determining that a man or a race shaU be provident or improvident. And it is very easy to see how natural selection may have developed this quality in peoples In habiting cold or arid regions. It seems, in fact, to be present in the principal races in proportion to the demand for it made by their habitat. It seems to be strong in the Alpine and the Nordic race and in the Chinese; less strong in most branches of the Mediterranean; but strong in the Semites, in the Jews and Arabs and the Phoeni cians, who long inhabited the dry desert regions.^ Its strength seems to be a quality essential to any people that is to build up a civflization based on 1 " Social Psychology." * I may add that whUe writing these pages I have re ceived from Australia a letter informing me of the opinion of the greatest Uving authority on the black natives of that continent; to the effect that the race is extremely de ficient in, or wholly innocent of, the acquisitive impulse. ACQUISITIVE SOCIETIES 123 the accumulation of wealth, on commerce and industry, as every higher dviUzation has been. Owing to this necessity, every communistic or sodaUstic scheme which would aboUsh private property is an empty dream, an unreaUzable ideal, a Utopia. The strength of this impulse seems to var>' widely even in nearly related peoples, and also from one family to another. It would cer tainly seem to be stronger in the lowland Scotch than in the Irish; and it is, I think, not improb able that its variations are a principal ground of the social stratification which tends to arise in aU acquisitive societies, that is to say, in aU civilized peoples. We have found reason to beUeve that, though the Nordic race has no monopoly of genius, though it does not excel, and perhaps does not equal, other races in many forms of exceUence (as so extravagantly claimed by the race-dogmatists), it yet has certain quaUties which have played a great part in determining the history, the insti tutions, the customs and traditions, and the geo graphical distribution of the peoples in whom its blood is strongly represented. With two exceptions (namely differences of in teUectual stature, and those subtle pecuUarities of nervous constitution which determine extroversion 124 MUSICAL TALENT and introversion) aU the pecuUarities we have assigned hitherto to races have been degrees of strength of certain instinctive tendencies. We must ask — Are there other innate inherited quaUties, besides these instincts which in their sum and balance are so large a part of the basis of moral development or character? The answer clearly is — Yes. We know that individuals dif fer in such things as musical and mathematical talent; and we know, also, that these talents are hereditary, and that, in respect of musical talent at least, there are marked differences between peo ples. For example, no one can question the fact that the Welsh people is (statistically) more musi- caUy gifted than the EngUsh. The innate basis of such talents is a very ob scure matter; we do not know whether such a talent is an hereditary unit-quality or not. Prob ably it is complex. But we really are in ahnost total ignorance. I mention these special endow ments, in order to enforce the contention that the innate basis of the mind may be far richer and more complex than is commonly assumed by the psychologists. One medical psychologist of great experience and repute. Doctor C. G. Jung, has been led by many years devoted to deep exploration of the THE COLLECTIVE UNCONSCIOUS 125 mmds of ner\'ous patients to beUeve that the in nate basis of the mind comprises much that is specific and differentiated; he has revived the theor>' of innate ideas. He beUeves that each of us inherits what he caUs "the coUective uncon scious," a part of the mind which manifests itself most dearly in dreams and in states of mental disorder, but which colors and biases aU our thinking. This "coUective unconscious" reveals itseU chiefly in certain "archetypes," ideas which have a wide symboUcal function, images which stand for or symbolize certain universaUy recur ring relations and problems of human Ufe. He holds that, though certain older and most funda mental of these "archetypes "are common to the whole human race, each race and each people that has Uved for many generations under or by a particular type of civiUzation has specialized its "coUective unconscious," differentiated and de veloped the "archetypes" into forms pecuUar to itseU. He claims that in many cases he can discover the radal origins, the blood, of his patients by studying the forms of symboUsm and the aUegori- cal figures which appear in their dreams. He claims even that sometimes a single rich dream has enabled him to discover the fact, say, of Jew- 126 ARCHETYPAL IDEAS ish or Mediterranean blood in a patient who shows none of the outward physical marks of such descent. And he finds these "archetypes" ex pressed in the mythology and foUc-lore of each people, as weU as in their dreams.! Clearly, if these views of Doctor Jung are weU founded, they are of the first unportance for our topic; they would carry the doctrine of racial pecuUarities of mental constitution much farther than I have done so far. I wish that I could give you a confident opinion for or against Jung's doc trine. The interest and importance of these views has seemed to me so great that I have put myseU into the hands of Doctor Jung and asked him to explore the depths of my mind, my "coUective un conscious"; that is to say, having no weU-marked symptoms of insanity or neurosis, I have assidu ously studied my own dreams under his direction and with his help. And the result is — I "evermore came out by that same door wherein I went." I do not know. I cannot find grounds for a decided opinion. I seem to find in myself traces or indi cations of Doctor Jung's "archetypes," but famt and doubtful traces. Perhaps it is that I am too mongrel-bred to have clear-cut archetypes; per haps my "coUective unconscious" — if I have one ! Cf. his "Psychology of the Unconscious." FREUDIANISM AND JEWS 127 — ^is mixed and confused and blurred. One of Jung's arguments weighs with me a good deal in favor of his view. He points out that the famous theory of Freud, which he himseU at one time accepted, is a theory of the development and working of the mind which was evolved by a Jew who has studied chiefly Jewish patients; and it seems tc appeal very strongly to Jews; many, perhaps the majority, of those physicians who accept it as a new gospel, a new revelation, are Jews. Il looks as though this theory, which to me and to most men of my sort seems so strange, bizarre, and fantastic, may be approximatdy tme of the Jewish race. Again, one caimot ignore the fact that Jung has a number of ardent disciples who hold his theory tme, because they find it helpful in the treatment of their patients. In face of this situa tion, suspended judgment vrith an open mind is the only scientific attitude. But, though in my opinion the evidence adduced by Jung in support of his theory of archetypal ideas is not such as should secure acceptance of the theory by aU impartial inquirers, it is worth whUe to point out that we have no positive knowl edge which is incompatible with the theory. It is tme that the theory is hardly to be reconcfled 128 NEO-DARWINISM with the Neo-Darwinian prmciple which is so vridely accepted, somewhat dogmaticaUy, by many biologists at the present time, the principle which denies the possibiUty of the transmission from generation to generation of the effects of use, the gains of faciUty and function made by the efforts of each generation. But, as I shaU presently insist, this principle is by no means finaUy established. On the other hand, there is a certain amount of vague evidence, beyond that adduced by Jung, which makes in favor of some such view as his. First, it is becoming generaUy recognized by biologists that the Darwinian prin ciple of selection is not in itself adequate to ac count for the evolution of the world of Uving things, and especiaUy that it is inadequate to account for the evolution of the mental powers of the human species. Secondly, popular opinion, based upon a vast amount of vague and unana- lyzed experience, is decidedly opposed to scientific opinion in this matter. And in these obscure regions the popular tradition is often more nearly right than the opinion prevaUing in the scientific world at any particular phase of the development of science. Scientific opinion is too apt to deny the possibiUty of aUeged forms of happening, on the ground that we cannot understand how such THE PSCHYOANALYSTS 129 things can happen. It cannot be too strongly insisted that denial on such ground is always un justified, and that it is especiaUy unjustifiable in the obscure realm of the human mind, about which our positive knowledge is stiU so scanty and rudi mentary. Popular opinion in this matter would seem to be influenced chiefly by simflarities in mental traits (both moral traits and pecuUar in teUectual capadties and tendencies, such as forms of wit, aptitudes for language study, for mechani cal contrivance, for imaginative ffights) which may often be observed in members of a famUy. Such similarities may be plausibly attributed to personal contact and imitation in many cases. But in other cases this explanation wiU not apply; yet the similarities may be very striking. Thirdly, the larger school of psychoanalysts, who foUow Freud rather than Jung, find evidence of certain constantly recurring symbols in dreams and fan tasies which, if the evidence is sufficiently good, necessitate the assumption of innate factors in the mind very simUar to Jung's archetypal ideas.! ' I refer more especiaUy to such s)miboUc images as the snake. In other ways, Professor Freud's own theory of the neuroses impUes clearly the principle of inheritance of racial experience, and Professor Freud, in his later writings, has fuUy recognized this impUcation. In his I30 INNATE MORAL SENTIMENTS? Fourthly, the perennial interest of chUdren in cer tain kinds of objects (both real and fanciful) of which they have had no experience, but which must have figured much in the imaginations of their remote ancestors, seems to point to the in heritance by the race of some traces of such ances tral experience. It is difficult to account m any other way for the spontaneous and vivid mterest of almost aU European chfldren in stories of fairies, goblins, ghosts, witches, wolves, bears, caves, and enchanted forests. Fifthly, the development of moral sentiments in many chUdren, thek resent ment of injustice, their appreciation of honesty and tmth-telUng, and other such moral reactions, seems so spontaneous and untaught that it is diffi cult to beUeve that these moral reactions or moral sentiments are not, in some manner and degree, preformed or hereditary in their constitution. There seem to be large differences between chil- " General Introduction to Psycho-analysis" he writes: "I am of the opinion that these primal phantasies ... are a phylogenetic possession. In them the individual reaches out beyond his own life, into the experiences of antiquity. ... It seems very possible to me that everything which is obtained during an analysis in the guise of phantasy . . . were once reaUties in the primeval existence of man kind, and that the imaginative chUd is merely filUug in the gaps of individual truth with prehistoric truth." vMORAL INSANITY 131 dren in respect of the ease with which such moral sentiments develop under the influence of exam ple and training. And if the opinion widely held by aUenists and criminologists, to the effect that some chUdren are by nature insusceptible of moral training, though not lacking in inteUigence, if this opinion is not utterly baseless, it is strong evi dence of the inheritance by the normal chUd of some preformed moral sentiments, some ten dency for such sentiments to take form in the mind spontaneously, however much their devel opment may need to be furthered by experience and moral training. Again, there seem to be national and racial differences in this respect which do not seem to be whoUy expUcable in terms of dif ferences of national tradition. There are, for ex ample, among both dvilized and uncivilized peo ples, some which are notoriously untruthful; some which are remarkably chaste, though not deficient in the sex impulse; some as remarkably unchaste. A sixth kind of evidence, pointing in the same vague way to a greater complexity of the innate constitution of the human mind than is commonly recognized by sdence, is afforded by the testimony of many persons whose work has made them familiar with aUen races and with cross-bred races. Thus, it is asserted by many experienced Anglo- 132 COMPLEXITY OF INNATE ENDOWMENT Indian officials that education of Hindus by the methods and materials used in European educa tion is positively deleterious to then: mental devel opment. And it is widely asserted of some of the populations which have been formed by the blending of widely dissimUar races, that both the inteUectual and moral development of the majority of individuals among such populations is seriously defective in some obscure and iU-defined way. It is often aUeged that such persons reveal a funda mental lack of harmony in their character, an abnormal liabUity to moral conflict and disorder.' I wiU venture to state tentatively the view to which all these vague Unes of evidence seem to me to point. The innate basis of the mind is richer, more complex, than present-day science is wiUing to admit. On both the moral and inteUec tual sides the innate potentiaUties are richer, more various, and more specific, than can be described in terms of degrees of inteUigence and degrees of strength of the several instinctive impulses. Just as that pecuUarity which enables a man to become ' E. g., "It is a common opinion, held by the blacks as weU as by the whites, that an infusion of white blood increases the intelUgence of the negro, while at the same time lowering his moral quaUties." (N. S. Shaler, "The Neighbor.") THE ISIOST VALUABLE QUALITY 133 a great mathematidan (or a great musician) is certainly innate and hereditary, though we cannot define or conceive in what this hereditary basis consists; so also the development of the highest ! moral character only proceeds upon the basis of a hitherto undefined innate and hereditary pecu- \ Uarity. This undefined innate basis of moral charac- : ter is perhaps of aU innate quaUties the most * A^aluable possession of any human stock. It is ' the innate basis of a quaUty which we may best name dependabiUtyor tmstworthiness. This quaUty is no simple unit; it cannot be ascribed to the operation of any one instinct; and, though it impUes inteUigence, it is not closely conelated with high intelUgence. In respect of this complex ' and vaguely defined quaUty, races and peoples seem to differ widely. Without its presence in a ; high degree, no people can achieve or sustain a ' high level of civiUzation. Consider how the punctual and effident working of any one of our great pubUc services impUes a high degree of tmstworthiness on the part of a vast number of persons. When we see a great mail-train gUde, punctual to the minute, into the railroad depot, after traversing hundreds or thousands of mUes of varied territory, after bunowing through 134 TRUSTWORTHINESS mountains, crossing great rivers, wmdmg through deep gorges, thundering across vast plains, we do not often sufficientiy reaUze on how many human beings this achievement has depended, or how great demands on their tmstworthiness it has made. It is because such services make these great demands that a people is justiy proud of the efficiency, the punctuaUty, the freedom from accident, and the dependabiUty of such great pubUc services. It is for the same reason that some peoples, even among the civiUzed nations, seem to be incapable of maintaining efficient ser vices of this kind. It is for this reason that, among many peoples which have estabUshed such services, the posts of critical responsibUity are generaUy fiUed by foreigners, men of a different race which seems to be more highly endowed with this complex quality of tmstworthiness. It is not too much to daim for this quaUty that it is more important than any other, inteUigence not ex cepted, for the maintenance of a high level of dviUzation. If, in any people that has attained such a high level, this quaUty should decline (statisticaUy) we might anticipate a correspond ing decline in the efficiency of all its pubUc ser vices. We might expect to see its poUce force become cormpt, its courts of justice less efficient, INTELLIGENCE AND MORAL QUALITY 135 its criminals bolder and more numerous, its post al deUveries irregular, its railroad trains unpunc- tual and subject to many acddents, its bank- mptcies and commerdal panics more frequent, its strikes more reckless; and in war, the supreme test, it would, in spite of much bravery and high intelUgence, be relatively ineffective. This is ad mittedly the expression of a somewhat specula tive opinion which cannot claim to be founded on scientificaUy estabUshed facts. Another speculative question may be touched on here, namely — Is there any conelation between high inteUigence and the possession of the more desirable moral quaUties; that is, do these tend to "go together"; are highly intelUgent persons (statisticaUy) on the whole better equipped with moral quaUties than less intelUgent persons ? Pro fessor Terman! provides some evidence that there is positive conelation between inteUigence and the possession of the better moral quaUties, and one of considerable degree. If this result is accepted it does not necessarily foUow that the conelation is hereditary; but it is difficult to account for it in any other way. If such hereditary conelation were estabUshed, it would be a fact of the very first importance; for the methods of measuring 1 "IntelUgence of School Children," p. 58. 136 CHANGES OF MORAL QUALITIES inteUigence, which have been proved to be trust worthy by so many extensive researches of recent years, would then provide an indirect measure of the moral quaUties, which, though faUible m indi vidual cases, would be statistically trustworthy.' I mentioned Doctor Jung's theory of archetypes, not only because it serves as a warning against dogmatic negation,^ but because it raises m an acute form two closely allied questions that are of prime importance for our main topic — namely, the question of the persistence of peculiarities of mental endowment, and the question of the modes and influences by which they undergo change. 1 1 have found only one other piece of evidence directly supporting Professor Terman's. Mr. H. V. Race ("A Study of a Class of Children of Superior IntelUgence," Journal of Educational Psychology, 1918), by the aid of mental tests, selected from a large number of chil dren twenty-one who showed the highest degree of intelU gence. He then studied these twenty-one children inten sively and concluded that "they are apt to be unusuaUy able in various fields of human learning," and "they are highly social in the scientific sense of the term. They tend to have good dispositions and lend themselves gen erously to the needs of the group." *A warning especiaUy important in view of the fact that some reactionary psychologists are showing a ten dency to revert to the old view that the innate basis of the mind comprises nothing more than a number of sim ple reflex tendencies. INTELLECTUAL QUALITIES 137 Before turning to these topics, let me sum up on the differences of innate mental quaUties which seem to be weU-founded rather than speculative assumptions. We have seen that the three great races of Europe seem to have possessed distinc tive moral quaUties, that these are, just Uke the physical qualities of those races, represented in the modem peoples in various degrees and com binations, according to the proportions in which they inherit the blood of these three chief races. We have no evidence that these races, or the peoples formed by their partial blendings, dif fer in degree of inteUectual capadty. But, nev ertheless, in their highest achievements, in the production of which inteUect and character co operate, we see evidences of quaUtative differ ences in the working of their minds — in art and reUgion and poUtics, as we have seen, and I think we may safely add in phUosophy and science. In these most purely inteUectual spheres, general dif ferences are widely recognized and may, I think, be attributed to the same moral pecuUarities, subtly influencing and moulding the national tra ditions of thought. The cleamess and perfection of expression of the French and ItaUans, their preference for logical order and the deductive principle, their formaUsm, their rationaUsm — 138 ENGLISH INTELLECT I these are traditional national characteristics. They seem to be connected with the impetuous- ness, the immediacy of expression, and the strong sociabiUty of the Mediterranean race; for these have moulded the languages into instruments of vivid clear-cut logical communication. The strength of the EngUsh inteUect is its em piricism, its constant appeal not to estabUshed and clearly formulated principles from which it may deduce conclusions, but rather to new facts. It constantly goes out, like the pioneers so weU described by Volney, alone and unconcerned by its loneliness, its detachment from aU inteUectual precedent and companionship, and looks for new facts and new explanations, without feeling the need of fitting these into the framework of a sm- gle logical and consistent system. The German inteUect shows the reflective per sistency of the introversion common to its two chief constituent races; in its strong regard for sys tem and organization, in its tendency to accept as tme whatever is sociaUy and officially recognized as part of the system of thought, it reveals the submissive and highly sociable tendencies; whUe it lacks somethmg of the cleamess of the Medi- tenaneans and of the pioneering independence and empirical curiosity of the EngUsh. ACQUIRED QUALITIES TRANSMITTED? 139 We have found reason to bdieve that men and races differ in their innate mental constitution, on both the inteUectual and the moral sides. Do such pecuUarities persist through hundreds, per haps thousands, of generations? Or is the in nate basis of the mind plastic, easUy transformed ? Can a few generations of inteUectual education and moral training appreciably modify or im prove the innate constitution of any population? The answer depends upon the answer to an un solved biological problem, the most urgent of all the biological problems; one the answer to which profoundly concerns every state, and especiaUy these Uiuted States of America; for many great questions of pubUc policy should be determined largely by the answer to this biological problem, the problem — Are acquired qualities transmitted from one generation to another? The two great EngUsh founders of the modem theory of evo lution, Darwin and Spencer, beUeved in such transmission. But at present the majority of bi ologists say — No. This negation is based upon, deduced from, a theory of a German professor, Weissman, a theory which may or may not be tme. Now, one good result of the Great War is that we have broken away from the thraldom to theories of German professors to which the scientific world I40 PERSISTENT PHYSICAL QUALITIES submitted before the war; and this particular theory is ahready less confidently held. The theory can be tested and the problem can be solved by inteUigently directed experiment.' Such research must occupy some years at least, and in the meantime we have a vast amount of printed matter but no decisive facts to go upon. But from many biological facts we can make this inference with some confidence. Innate quaUties are in the main very persistent; and, even if modi fications or qualities acquired by use are trans mitted, the accumulation of such effects is in most, probably aU, cases a very sUght and slow and gradual process, requiring many generations to produce an appreciable degree of effect. The persistence of physical quaUties is most impressive. We have portraits of Egyptians who lived many thousand years ago, which closely resemble living men of the same region. We have instances of isolated patches of population which, amid all the shiftings and blendings of European 1 1 may say that in Harvard CoUege we have put in hand a long experiment which should eventuaUy give us a definite answer to this profoundly important problem — on one condition — namely, that we can secure the small funds needed to carry the experiment through to its con clusion. CHANGES OF RACIAL QUALITIES 141 peoples, seem to have remained unchanged in physical type for many thousands of years (e. g., the island of population of the Cro-Magnon type in the Dordogne region of France'). We have the curious fact that the blood of various races shows chemical reactions pecuUar to each race. As Pro fessor Ripley says: "The persistence of ethnic pecuUarities through many generations is beyond question" (page 120). On the other hand, there are instances in which change of habitat or of mode of life seems to have produced a slowly accumulating change of racial quaUties; e. g., Ufe in hUl coimtry and life in complex civiUzed com munities — ^both these seem in the course of many generations to produce somehow a raising of the cephalic index, that is, a relative broadening of the skuU. We must therefore compare branches of the same race which have Uved widely apart; if these remain aUke, and if also branches of unlike races which have long Uved under similar conditions continue to show in fuU their racial differences, then we have good evidence of persistence of ra cial quaUties in spite of environmental influences. Such instances are known. The Negro race has long Uved in vridely separated areas — in Africa, » Cf. Ripley's "Races of Europe," p. 179. 142 PERSISTENCE OF MENTAL QUALITIES Malaysia, the West Indies, North and South America. Yet it continues to show in aU these areas the same fundamental physical quaUties, and, what is more important, the same mental quaUties. And in Malaysia and the Pacific we see populations of Malay and of Polynesian and of Negro blood which have long lived under well- nigh identical conditions, and which nevertheless contmue to exhibit in fuU degree the physical and the mental diEferences of these races. These facts were pointed out by A. R. WaUace, and I have myself observed them. Some of you may assent easily to the view that physical quaUties are very persistent; but may find it difficult to accept the same view of mental quaUties. For bones and skuUs are solid tangible objects; they seem dura ble and persistent. But how can such intangi ble immaterial entities as mental quaUties persist unchanged for thousands of years? WeU, even the quaUties of the bony framework are handed down in an utterly mysterious manner, which biologists try to make a Uttle less mysterious by in voking the "continuity of the germ-plasm." And the transmission of mental qualities is no more and no less mysterious than that of physical quaU ties. But it is weU to reaUze that such mental quaUties as the instincts are among the most ENDURANCE OF INSTINCTS 143 durable things we know. The great instincts common to most of the higher animals were evolved long before mountain ranges such as the Alps assumed their present form; and they may weU survive when aU the mountains that we know shall have been wom away. Indirect evidence and general considerations point to the great persistence of innate mental qualities, even under changed concUtions. The early descriptions of the moral quaUties of the inhabitants of Europe and especiaUy of Gaul, which have come down to us from Tacitus and Caesar and others, seem to show that the Nordics and the Alpines and the Meditenaneans of that time were distinguished by the same pecuUarities which mark them now and which, throughout the historic period, have played their parts in deter mining the forms of their art, of their customs, and of their institutions. Even the evidence of Jung and his disciples, which perhaps is the best evidence we have of the gradual modification of innate mental quaU ties by transmission of the effects of use, is never theless at the same time evidence of the strong persistence of such quaUties. For the observers of this school claim to be able to trace in living men the influences of customs and ways of think- 144 SUPERIORITY OF SAVAGE ANCESTOR: ing which seem to have been impressed on th( race thousands of years ago and which have per sisted in spite of all the vicissitudes of the people; of Europe in the historic period. Is there any evidence of the opposite kind pointing to rapid change and plasticity of the racial mental constitution? It is difficult to find any. One popular faUacy which is commonlj accepted as such evidence we may dispose of ir a few words. It is often supposed that the superi ority of civiUzed man to his savage forefathers is an innate superiority, which he owes to his long- continued subjection to the influences of culture It is agreed by those who have considered the matter that there is no good ground for this belief. The superiority of civUized man consists in, or arises in the main from, the fact that he has at his command all the accumulated resources and traditions of civilization. There is no good evidence for the belief that he is in any way in nately superior to his savage ancestors. In fact, the probabUity seems to be that he is (statisti caUy) inferior . VI We are now in a position to return a considered answer to the question as to the influence of in nate radal quaUties upon the course of national life, which we formulated concretely in our second lecture. You wiU remember that we put the question in this form. If every infant of one nation were substituted for one of another nation, until the two peoples were completely exchanged, what effects would this substitution have upon their subsequent history? Let us imagine this to have been done in the year 1200 A. D. to the French and British peoples. Obviously, there would have been produced no sudden or violent change of the course of national Ufe in either country. But would there not have taken place a gradual change of customs, laws, and institu tions in both countries, so that in many respects they would have approximated to one another; and then perhaps have diverged, after a crossing of their paths? Is it not probable, for example, that France would not only have conquered great areas of the earth, but would have held and peo pled them, and that with her more andent and 14s 146 FRANCE AND ENGLAND mature civiUzation she would have dominated the world? Is it not probable that the national institutions of France would have graduaUy ac quired a more particularist or individuaUst form; and that in England administration would have become more centraUzed, the family more unffied, the laws in general less adapted to give free play to individual initiative? Is it not probable that the laws of England would have been codffied, and those of France left a chaos of precedents, of judicial decisions, of legislative compromises, aU unrelated and unharmonized by any clear logical principles or rational system? Let me state more generally the view to which aU our evidence seems to point. Each people that has attained a high level of civiUzation has done so on the basis of the inteUectual and moral quaU ties of the races which have entered into its com position. The combination of quaUties pecuUar to each race was formed and fixed during long ages of the prehistoric period, compared with which the historic period of some 2,500 years is very brief. These native quaUties are the capital, as it were, with which a people sets out on the path of civiUza tion. They are subject to only slow changes; but they do change, if factors making for change con- A NATION'S CAPITAL 147 tinue to operate in the same direction during many generations. But, Uke aU highly developed quaUties of animals and plants, the qualities most necessary for the development and support of ci\Tlization are more readily subject to decay or diminution than to further development. Each people is endowed with quaUties which incline it to civilization of a particular type, and which render it capable of supporting a civiUza tion of a given degree of complexity. Each pro gressive people thus tends to reach the Umit of complexity of civiUzation which is prescribed for it by its innate qualities; when that limit is reached, it ceases to progress and is very Uable to actual retrogression or decay. For under civilization its quaUties tend to deteriorate, rather than to im prove. Let us now examine this last statement. The influences which may produce changes of racial quaUties are of three kinds. (i) Reversion. This is a doubtful factor. It is; held by some biologists that any highly developed race wiU deteriorate, if its quaUties are not main tained by continued selection. And it is held that isolation of any race is necessary for the maintenance of its spedal quaUties; for cross- breedmg with other races tends to produce rever- 148 CIVILIZATION THE DESTROYER sion to the lower ancestral type. There is some reason to fear that the miscegenation which is going on so widely between human stocks is hav ing this effect; and not only on theoretical grounds. There are some faint empirical indications of it; for example, the northem peoples of Europe are steadily losing their fair complexion — the average complexion is darkening; and, as the fair com plexion is undoubtedly a recent specialization, this looks like a case of reversion. Possibly, then, re version of mental qualities is also going on. But it is possible that this darkening of the complexion of the mixed populations of northern Europe is an effect of a selection which favors the darker strains; for these seem to be more resistant to the unfavor able influences of town and factory life. (2) Transmission of acquired qualities, of the effects of use, is a possibiUty. If it is an actual factor, what must have been its most general effect under civUization? Which kind of life is more suited to develop to the utmost and, by much exercise, impress more strongly on a popu lation the more valuable quaUties — inteUigence, independence, initiative, providence, the parental and altmistic tendency, curiosity, and tmstworthi ness (for these seem to be the most valuable of the fundamental innate quaUties) ? Which mode PRIMITIVE AND CIVILIZED EDUCATION 149 of Ufe, I ask, is more suited to develop these by exercise — that of the hunter, herdsman, warrior, cultivator, Uving in a weU-defined social unit, such as a viUage community; or the life of a wage- laborer, a mill-hand, a shop-assistant or smaU clerk, in one of our highly dviUzed nations? There can be no doubt, I think, that the advan tage is with the former more natural mode of Ufe. We must remember that universal schooling is a'' recent and but partiaUy achieved ideal, and that; schooling is but an imperfect substitute for the! education that a boy gets from Uving vividly the! natural Ufe. This factor, then, probably makes for deterioration, if it is operative at aU. (3) Selection. It is of the very essence of civ-* iUzation that, as it progresses, it aboUshes more! and more completely the operation of the various forms of natural selection which in primitive peo4 pies undoubtedly tend to maintain and promotel the racial quaUties. And, in our modem western nations, medical science, charitable organization, and protective legislation have pretty weU achieved the aboUtion of natural selection. Sexual selection may have helped to evolve the higher racial quaUties. Under modem condi tions, with the prevalence of monogamy and of the excess of females over males, it can hardly be ISO FORMS OF SELECTION operative. And modern feminism is withdrawing more and more of the best of the women from marriage and motherhood.' Instead of natural and sexual selection, we have operative a number of forms of selection, aU of which seem to be injurious to the race. Military selection involves the death of many of the best and boldest; and it withholds other well-endowed men from early marriage, leaving that privilege to the physically and mentaUy de fective. Selection by the towns. The towns tend to attract the most vigorous, the most capable and enterprising of the young people of the country side; in each generation they stream into the towns, leaving an inferior residue in the viUages and farms. In New England, as in Old England, the phenomenon is so well known that it is need less to insist on it. But it is not so generally * I have no space to show the facts and inferences, and must refer the reader to an essay by Mr. S. H. Halford on "Dysgenic Tendencies," in the volume on "Population and Birth-Control," edited by C. and E. Paul, New York, 1917. His conclusion is: "In any case there seems no other prospect, if the full feminist ideal be realized, than the entire extinction of British and American intelUgence within the next two or three generations" (p. 232). THE VORTEX OF THE CITY 151 appredated that the towns not only withdraw the best from the countryside, but destroy these selected strains. For a variety of reasons, the town population does not maintain itself. The great towns are vortices which suck in the best of the population; and, from the racial point of view, they destroy it, for they destroy its natural fer- tUity. This destmctive dysgenic influence of the towns is a part of a wider phenomenon, namely, the operation of the social ladder which enables; men to pass easUy up or down the social scale. In aU civilized societies, except those founded upon a rigid caste system, the social ladder exists; and every step forward in democratic organiza tion, everything that throws the world more com pletely open to talent, that finds the right man for the right place and the square peg for the square hole, educational faciUties, scholarships, person nel agencies — all such things contribute to the perfection of the social ladder by which the ascent of merit and the descent of ineptitude are made easy. r Now an effective social ladder in any nation isl a most important agency for the advancement of; its dvUization. In its absence, talent wiU not find due scope; the men who, by reason of superioi* 152 THE SOCIAL LADDER endowments, are its natural leaders wiU not come to the front. And that such men should be pro duced by a people and should achieve a due influ ence upon and leadership in every form of activity, in government, in science, in art, in commerce and industry, is the most essential condition of national prosperity and national progress.' Hence the nation vrith the best social ladder, other things being the same, will for a time progress most rapidly. The social ladder tends to produce a social stratification; it tends to a differentiation of society into superimposed strata of unequal value. That this has actuaUy occurred is indicated by the few experimental observations which I put before you in support of the proposition that degrees of intelUgence are hereditary. We need many more such investigations.^ But the fact is shown by ' This position is argued at some length in my "Group Mind." 2 Mr. A. W. Komhauser has recently provided fresh evidence in a paper on "The Economic Standing of Parents and the Intelligence of Their Children" (Journal of Educational Psychology, vol. IX, 1918). He examined 1,000 chUdren, drawn from five schools of the city of Pitts burgh. Of these schools A and B were attended chiefly by the children of the poorer classes, largely unskUled manual workers; C and D by children of a more prosperous class. ENGLAND'S CLASSES 153 common observation also; the process has gone farthest in the country in which tiie social ladder has been longest in effective operation. Of Euro pean countries, England is that country; hence we, find that, as various observers have said, England! is a land of great contrasts; and the top stratum ic England, the upper professional and commercia largely skilled artisans and smaU shopkeepers; E by chil dren of parents in very comfortable circumstances. He found that the groups from A and B "show a very large proportion of Retarded, with an almost negUgible num ber of Advanced"; C and D groups "have the most nearly normal distribution of Retarded and Advanced"; the E group "shows the opposite tendency from the first two schools (A and B), namely, a very smaU proportion of Retarded, with a comparatively large percentage of Advanced pupils. These data in themselves give some indication of the marked association between economic status and school advancement, and undoubtedly would be much more striking if the different schools had a sys tem of uniform grading; for there can be no question that there is a tendency for the general lower abiUty in the poor school to be compensated by a general lower stand ard of grading and vice versa in the wealthier school." That is to say, if the several schools had the same standard of grading, the superiority of inteUigence of the chUdren of school E over the others (and of schools C and D over A and B) would be revealed even more strikingly. The same observer obtained a similar result by a different procedure. Taking the possession of a telephone in the home as an indicator of good economic status of the 154 ENGLAND'S MASSES classes, together with the aristocracy, which is constantiy recmited from them (and from Amer ica), is probably richer in valuable human quaU ties than any other large human group now exist ing — or was so before the war; while the lower (Strata contain a deplorable proportion of human ' beings of poor quality.! parents, and dividing aU the chUdren into the three groups — Retarded, Normal, and Advanced — he found that the foUowing percentages of these three groups had tele phones in the home: of the Retarded 19 per cent; of the Normal 32 per cent; of the Advanced 50 per cent. These facts afford valuable confirmation of the observations on the correlation of inteUigence with social status, set out in the second lecture. For in this case the estimation of the intelUgence of the chUdren was made by the school teachers. The terms Retarded and Advanced mean that the chUd is below or above the school grade in which the average age is that of the chUd in question. This ques tion is so important that it seems worth whUe to add the table showing the percentages of the three classes — Re tarded, Normal, and Advanced — in the five schools re spectively. Retarded Normal Advanced A 4S-2 36.7 29.4 28.812.7 47.1 SS-9 50-4 Si-7 62.7 7-7 7-4 20.219.624.6 B ; C D E ^ See Appendix H. STERILITY OF SELECTED CLASSES 155 That is to say, the operation of the sodal ladder tends to concentrate the valuable quaUties of the whole nation in the upper strata, and to leave the lowest strata depleted of the finer quaUties. This provides the leadership and abiUty re quired for the flourishing of national Ufe in aU its departments, and in so far is good and benefidal. But the working of the sodal ladder has further and less satisfactory results. The upper strata, which contain in concentration the best quaUties of the nation, and which are capable of producing a far larger proportion of men fitted for leadership! than the lower strata, become relatively infertile. The causes are varied and complex, and in the; main psychological: late marriage, ceUbacy, and restriction of the famUy after marriage are thei main factors.' This is not a new phenomenon or peculiar to any one or a few countries. It is a weU-iugh universal phenomenon. Roughly, it may be said to be due to the outstripping of in-' 'Herbert Spencer assumed that there was a natural physiologicaUy grounded inverse correlation between fer- tiUty and inteUectual development. It may safely be said that there is Uttle or no ground for this assumption. The inverse correlation is weU marked, but it is grounded in psychological rather than physiological factors, and is therefore subject to rational control and voluntary choice. 156 THE FATAL PROCESS stinct by intelUgence in these favored classes; for instinct cares for the race; intelUgence, save in its most enUghtened forms, for the individual. | It is not confined to the topmost stratum. It begms there and descends through the strata immedi ately below. In Britain it has reached the skiUed- artisan class, the pick of the wage-eaming dass, and is displayed acutely in that class. Mean whUe the lowest strata continue to breed at a ¦more normal rate; the birth-rate remains highest among the actual mental defectives.' The residua ]a the viUages continue to be drained more com pletely of their best elements; the towns sift out the best-endowed of these immigrants and pass ithem up the social scale to become steriUzed by Itheir success. The process tends to accelerate land accentuate itself as it continues. Thus, the increasing demands of a civilization of progressing 'The present situation may be roughly described by saying that the superior half of the population is ceasing to produce children in sufficient numbers to replace their parents, while the lower haU continues to multiply itself freely and is the source of aU increase of population. The same statement is probably roughly true of America. The phenomenon is world-wide. As Mr. Halford says (loc. cit.): "The higher races are using the resources of scien tific knowledge to reduce the death-rate of the inferior peoples and the birth-rate of the superior." DEMAND OUTRUNS SUPPLY 157 complexity are for a time met by the operation of the sodal ladder. But it is a process which can not continue indefinitely. There must come a time when the lower strata, drained of aU their best strains, can no longer supply recruits who can effectively fiU the gaps in the upper strata and serve as effident leaders in aU the arts and sdences of dviUzation. With increasing demands and diminishing supply, a point must be reached at which the supply faUs short. That is the cli-| max, the culminating point of the parabola of that people; when a people reaches that point, it stands at the height of its career, but it stands on the brink of the downward plunge of the curve. ' It seems to me highly probable that several of the great nations are approaching or have reached that point. I beUeve that Great Britain has gone farther than any other; just because the develop ment of democratic institutions has proceeded more unintermptecUy and successfuUy and for a longer time than in any other people; and also because her stock has been depleted by emigra tion of vast numbers of persons of more than average vigor and quaUty. But British compla cency refuses to see the signs. In a recent leading article The Times solemnly repudiated any such notion, asserting that the nation which tn the 158 GREAT NEEDS AND GREAT MEN past has thrown up so much abiUty, so many great men, will not faU to produce the men needed to meet all future demands.! The fatuous beUef I in the old (Uctum, that the great occasion or the j great need always brings forth the great man to I lead the nation over its difficulties, should have i been shaken by the Great War. For one of the I most striking facts of that prolonged struggle was I the failure of the nations involved to bring forth ' great men adequate to their needs. Did not every ' nation, France alone excepted, fail to produce a ; great commander by land or sea? Did any na tion produce a great statesman? You may say that the problems were harder, the times more difficult, than ever before; that the inadequacy of men was relative only to the vastness of the needs. ' The London Times, May 19, 1920. After citing from the report of the registrar-general, which showed clearly the relative infertiUty of the educated classes, the edi torial runs: "We are amused rather than dismayed by the prophets of 'racial suicide' and have complete confidence in the capacity of the EngUsh stock to respond to aU the needs of the future." This fatuously complacent utter ance was presumably written by a man educated at Ox ford, the university whose leading objects of study are history and the writings of Plato, the most thorough going eugenist of aU the social philosophers. And it was written after the Great War, which has done incalculable and irreparable injury to the British stock. THE SOCIAL LADDER AT WORK 159 Perhaps it was so, though I think not. But granting this, does not the fact remain an iUustra- tion of the law that the demands of civilization tend to outrun the qualities of its bearers? During the years of the Frendi revolution and the Napoleonic wars, many soldiers rose from the ranks to become great generals. During the in dustrial revolution in England many men rose from the ranks to eminence and high command, men Uke George Stephenson, and many others of his stamp. But the social ladder has been at work for several generations since these men rose, and with fatal efficiency. Such rising has become much rarer in the old countries, in spite of the increased encouragement offered in the way of education and rewards.' And is it clear that you in America are in a better position? It is tme; that your population is recmited largely by immi-j gration. But these miUion-a-year immigrants are! untested material; they are an uncertain quan-| tity.^ In the old days men and women did not| 'This fact is brought out by Mr. Havelock EUis's "Study of British Genius." 2 1 remind you that two observers have found the chil dren of ItaUan immigrants to be decidedly lower in the scale of inteUectual capacity than those of the older white population. i6o ALTERED IMMIGRATION emigrate to America, unless they were persons of more than average vigor, initiative, enterprise, and independence. But the steamship compa nies, and the spread in this country of civUization and of immigrants from aU parts of the world, have altered aU that. And your social ladder works with great efficiency; whUe the mle of the infertiUty of the selected classes seems to be rigidly maintained.' You in New England cannot maintain the ' And the old stock is dying out. Mr. L. Quessel re views the evidence of "Race Suicide in the United States" in an essay in the volume on "Population and Birth- Control" (edited by C. and E. Paul) and concludes: "All avaUable data combine to prove that the Anglo-American population has not merely attained its maximum, but has already begun to decline." He adds: "It is perfectly clear that the low birth-rate among the Anglo-American population is not the result of natural steriUty, but is due to a deliberate restriction of births." In this aU-important matter of birth-control the posi tion of this country is remarkable and uniquely disas trous. The educated classes seem to cultivate and prac tise the principles of birth-control more assiduously than any other class of persons of the civilized world, whUe, mirabile dictu, they maintain laws which forbid the ex tension of the knowledge of such principles to the mass of the people. Doctor M. S. Iseman has drawn a lurid picture of this state of affairs in his "Race Suicide" (New York, 1912). AMERICAN INTELLIGENCE i6i fatuous complacency of the editor of the London Times I For you have first-hand knowledge of old and formerly valuable populations, now drained of aU that was best and reduced to stagnation. You exemplify in the highest degree the rule of the infertiUty of the selected dasses. You have per cent. The curve of distribution of intelligence in the young manhood of the American people, as revealed by army tests, runs as in the figure. first-hand acquaintance with the process of sub stitution of population of one type by another, and with the consequent social effects. For you these things are not vague and fanciful possibiU ties; they are actual. They should lead you to concentrate your attention on these demographic problems. Let me remind you of our curve of distribution of inteUigence. IntelUgence, as I said, is only one of many factors; but it is one of considerable importance. i62 AMERICAN CIVILIZATION \ A men are of the grade which "has the abiUty I to make a superior record in college"; B men are j j" capable of making an average record in coUege." jC men are "rarely capable of finishing a high- •school course." And the main bulk of your pop ulation is below the C -|- level.! ' That is to say, the results of the army tests indicate that about 75 per cent of the population has not sufficient innate capacity for intellectual development to enable it to complete the usual high-school course. The very ex tensive testing of school-children carried on by Professor Terman and his coUeagues leads to closely concordant results. He divides the children on the basis of his tests into the foUowing classes (and it should be added that the school-status of the children and the judgments of theu: teachers bear out the grading very fuUy): Border-line cases (scoring 70-80 marks in the testing). These roughly correspond to the groups D — and E of the army tests, and are about 8 per cent of the whole number of school-chil dren. Of these Professor Terman says: "According to the classical definition of feeble-mindedness, such indi viduals cannot be considered defectives. Hardly any one would think of them as institutional cases. Among laboring men and servant girls there are thousands like them. They are the world's hewers of wood and drawers of water. And yet, as far as inteUigence is concerned, the tests have told the truth. These boys are uneducable beyond the merest rudiments of training. No amount of school instruction wiU ever make them intelligent voters or capable citizens in the true sense of the word. ... It is interesting to note that [chUdren of this grade] represent THE COLLEGE-BRED 163 The civilization of America depends on your continuing to produce A and B men in fair num bers. And at present the A men are 4 per cent, the B men 9 per cent; and you are breeding from the lower part of the curve. The A tnen and B men, the coUege-bred, do not main- the level of inteUigence which is very, very common among Spanish-Indian and Mexican families of the Southwest and also among Negroes. Their dulness seems to be racial, or at least inherent in the famUy stocks from which they come. The fact that one meets this type with such ex traordinary frequency among Indians, Mexicans, and Ne groes suggests quite forcibly that the whole question of racial differences in mental traits wiU have to be taken up anew, and by experimental methods." Above these comes the group of " duU normals " (scoring 80-90 marks) . They constitute about 15 per cent of the whole number and cor respond roughly to the D group of the army tests — " they are far enough below the actual average of inteUigence among races of western European descent that they cannot make ordinary school progress." The third group is of "average intelUgence" (scoring 90-110 marks) and com prises about 60 per cent of the whole number. "The high school does not fit their grade of intelUgence as well as the elementary and grammar schools." They correspond roughly to the groups C — , C, and the lower part of C -f- of the army tests. Next comes the group of "superior intelUgence" (scoring 110-120 marks). It comprises about 15 per cent of the whole, and corresponds to the upper part of group C + and to groups B and A of the army tests. 1 64 A VANISHING CLASS tain their numbers, while the population swells enormously.! If this goes on for a few generations, wiU not the A men, and even the B men, become rare as white elephants, dropping to a mere frac tion of one per cent? It is only too probable. The present tendency seems to be for the whole curve to shift to the right with each suc- ' Harvard graduates, it is said, have less than two chU dren apiece on the average, and the same is probably true approximately of the graduates in general. With the graduates of women's colleges the case seems to be stiU worse. Professor J. McK. CatteU asserts: "Among the educated and well-to-do classes the number of chUdren does not nearly suffice to continue the race. The Harvard graduate has on the average seven-tenths of a son, the Vassar graduate one-half of a daughter" (Popidar Science Monthly, January, 1909). For a full revelation of the facts in regard to college women, see Popenoe and John son's "Applied Eugenics," chap. XII. Professor Karl Pearson has shown that the most proUfic quarter of the population in Great Britain produces 50 per cent of the chUdren of each generation. It is in the highest degree probable that this one-quarter belongs almost wholly to the right or inferior end of the curve. In an article in the volume "Heredity and Eugenics" (Chicago, 1913) Doctor C. B. Davenport, one of the highest authorities on these matters, gives us the foUow ing interesting calculation. Writing of the graduates of Harvard CoUege, he states: "At the present rate [of repro duction] 1,000 graduates of to-day wiU have only 50 descendants 200 years hence. On the other hand, recent INTERNAL SUBSTITUTIONS 165 cessive generation.! And this is probably tme of moral qualities, as weU as of inteUectual stature. If the time should come when your A and B men together are no more than one per cent, or a mere fraction of one per cent, of the population — ^what wiU become of your dviUzation? Let me state the case more concretely, in rela- immigrants and the less effective descendants of the earlier immigrants stiU continue to have large famiUes, so that from 1,000 Roumanians to-day in Boston, at the present rate of breeding, wiU come 100,000" after the same space of time, namely, 200 years. BUnd optimists, confronted with the facts of the dying out of the old American stocks, are apt to remark that the rate of reproduction of the new immigrants wiU also decline. This is probably true of those among them who have the moral and inteUectual capadty to climb the social ladder; but that is not a con soling reflection. Substitute for the 1,000 Roumanians of the forgoing calculation 1,000 mental defectives (and these are only a smaU fraction of the total number in the Boston area) and you have a more exact picture of the present tendency of change in the population. For the mental defectives are, it appears, the most persistentiy prolific class of the population, so long as they are left at Uberty to do as they please. ' Since it has been shown that actual mental defectives are the most prolific part of the population, it is of some interest to estimate their numbers. Authorities give va rious estimates; for the class is not yet defined in any generaUy accepted manner. Most authorities seem to estimate them as above 2 per cent of the population in i66 THE MEDICAL PROFESSION tion to one of the great essential professions of which I have some inside knowledge, namely the medical profession. Two hundred or one hun dred years ago, the knowledge to be acquired by the medical student, before entering upon the practice of his profession, was a comparatively small body of empirical rules. The advance of civilization has enormously multiplied this knowl edge; and the very existence of our civilized com munities depends upon the continued and effec tive appUcation of this vast body of medical art and science. The acquiring and the judicious application of this mass of knowledge make very much greater demands upon the would-be prac titioner than did the mastery of the body of mles of our forefathers. Accordingly, the length of the curriculum prescribed for our medical stu- this country. Goddard, the highest authority in the matter, says: "It is a conservative estimate to declare that 2 per cent of public-school children are distinctly feeble-minded; . . . the most extensive study ... of an entire school system of 2,000 has shown that 2 per cent of such chUdren are so mentaUy defective as to preclude any possibiUty of their ever being made normal and able to take care of themselves as adults." Others have esti mated the feeble-minded in the schools as high as 4 per cent. To these have to be added the declared defectives who are not sent to the public schools. LIEDICAL EFFICIENCY 167 dents has constantiy been drawn out, till now its duration is some six years of post-graduate study. The students who enter upon this long and severe course of study are already a selected body; they have passed through high school and coUege successfuUy. We may fairly assume that the great majority of them belong to the A or B or at least the C -1- group in the army scale of in teUigence.! What proportion of them, do you suppose, prove capable of assimUating the vast body of medical knowledge to the point that renders them capable of applying it inteUigentiy and effectively? If I may venture to generalize from my own experi ence, I would say that a very considerable propor tion, even of those who pass their examinations, fails to achieve such effective assimUation. The bulk of modem medical knowledge is too vast for their capacity of assimilation, its complexity too great for their power of understanding. Yet medical science continues to grow in bulk and complexity, and the dependence of the commu nity upon it becomes ever more intimate; for the natural resistance of the population to disease de- ' Or to Professor Terman's groups of superior and very superior intelUgence. i68 THE PRESENT SITUATION dines, in proportion as the population is effectively protected by medical science from the selective action of diseases. In this one profession, then, which makes such great and increasing demands on both the intel lectual and the moral qualities of its members, the demand for A and B men steadily increases; and the supply in aU probabUity is steadily diminish ing with each generation. And what is taking place in this one profession is, it would seem, taking place in all the great i professions and higher caUUigs. Our civUization, ' hy reason of its increasing complexity, is making . constantly increasing demands upon the qualities of its hearers ; the qualities of those bearers are dimin ishing or deteriorating, rather than improving. If we turn now to consider very briefly the his tory of the great peoples of the past, we find evi dence which bears out my main thesis, which goes far to substantiate the explanation of the Parab ola of Peoples suggested in these lectures. The most glorious civilization of the past was that of ancient Greece. We do not know the ethnic composition of the people which produced that civilization. It is stiU a matter of dispute.' ' It has been maintained by many that it was predomi nantiy Nordic. The most probable view seems to be THE HELLENIC COLLAPSE 169 But we do know that the present population of Greece is in the main of different stock.! ^j history shows that the change or substitution of population took place about the time of the decay of that dviUzation. The causes of this disaster were many. There was the psycho logical infertiUty of the selected dasses, with the decay of marriage and famUy life. There was exUe and colonization, both on a great scale; and there was almost perpetual warfare, largely of Greek against Greek; all tending strongly to the elimination of the most fit. There was finally, and on a great scale, exportation of Greeks by their Roman conquerors, as slaves to do the derical and professional work of the Roman Empire. No wonder that the coUapse of that civilization, borne by so smaU a population, was sudden and complete. The grandeur that was Rome endured for a that, Uke the English, the population of ancient Greece was, in the main, a mixture and partial blend of the Nordic and Mediterranean races, enriched by the attrac tion of many choice individuals from surrounding coun tries. 'Ripley ("Races of Europe," p. 407) shows that, whereas the ancient Greeks were (statisticaUy) long headed, the modem population is predominantly short- headed, presumably owing to the predominance of Slavic blood. 170 THE ROMAN DECAY longer space. For it was founded upon a broader basis of population. During some centuries the Roman Empire drew into its service the best energies and talents of aU the populations of Europe. Common soldiers from remote prov inces rose to be emperors or governors; slaves im ported from afar became secretaries of state and skiUed administrators. The whole Empire was one great vortex, sweeping to its centre the best talents of the civiUzed world. AU roads led toward Rome. And the rule of the infertiUty of the selected classes prevafled. Marriage became un fashionable, children were regarded as a burden. Pleasure, luxury, and the production of elegant Latin verse became the leading preoccupations of the selected classes. The Church, with her advo cacy of ceUbacy and her doctrine that it is better to marry than to bum, lent her powerful aid. For many generations the process went on, the process of the extermination of the most valuable strains; in Otto Seeck's expressive phrase, the process of the "Ausrottung der Besten."! The mistress of the world reached the climax of her parabola and rapidly declined; and the chaos of the early mid dle ages succeeded. ' " Geschichte des Untergangs der Antiken Welt." See also Professor J. L. Myres, " Changes of Population in the Classical World," Eugenic Review, 1917.] SPAIN AND GERMANY 171 The next great empire comparable to Rome's was that of Spain — a wonderful and brilUant ca reer, but of short duration. The expulsion of the Moors and of the Jews, the work of the Inquisi tion, the ceUbacy of the Church, perpetual war fare, the drain of a vast colonial empire, and the luxury and wealth derived from it — all these com bined to sap away the strains of finest quality; and the power and glory of Spain rapidly declined. France and England took up the stmggle and fought for the mastery of the world. Germany, coming relatively late under the dev astating influences of our industrial civilization, has made her bid for world domination and has faUed; and, inddentaUy, has left the battie-fields of Europe and the Near East strewn with the corpses of the best and bravest of our young men: brilUant young poets and scientists, inventors and authors and administrators, by the score and by the hundred are lying there, without descendants to perpetuate their talents, leaAong the world forever poorer and the peoples of Europe dimin ished in moral and inteUectual stature for aU time. Westward the march of empire takes its way, throwing out before it a vanguard of pioneers, of its best and brightest and most vigorous. Al- 172 THE AMERICAN CURVE ready the centre of gravity, of power, has passed by these Eastern States of America. The Middle West is already claiming predominance; and the day of the Far West is at hand. And after that— ^what? The process has acquired a frightful rapidity and momentum. Every feature of your Ameri can civiUzation seems to conspire for its accelera tion, for the more rapid attainment of the climax ;of your curve and the subsequent decUne — every (feature save one only. What is this factor which alone can secure your future, and save you as a people from the fatal decline; which may even secure you a continued progress in aU that makes the worth of human Uving? ' It is the increasing knowledge of human nature and of human society, and of the conditions that make for or against the flourishing of human nature and society. But the mere increase of such knowledge in scientific academies is of no avail, if that knowledge is not widely diffused among the people, and if it does not become a guide to action in public and in private life. Fortunately, in this country there is widely dif fused a beUef in the value of science and of its appUcation to human Ufe. You have many keen THE NEW FACTOR 173 workers adding to the sum of knowledge, and you have a wide-spread tendency to be guided by it. Therein Ues your hope for the future. Such knowledge is virtuaUy a new factor in history. And the essential problem before you is — Can you as a nation so make use of this new factor, this increasing knowledge of human nature and human sodety, as to tum the course of history? Can you by taking thought and action guided by thought, can you prevent or indefinitely postpone that decline of your curve of civUization which seems even now to threaten you? I firmly be Ueve that you, of aU the existing nations, with the possible exception of Japan, have the best pros pect of achieving this mastery of your fate. What steps you wfll take; what changes of law, of social organization, of domestic institutions, you wUl, upon mature consideration, institute, I do not know and I do not suggest. To make any such suggestions is no part of my task in this short study. It is enough, if I have durected your atten tion to this supremely important problem; if I have led you to see that every wide measure of social legislation, every social custom and insti tution, should be judged and evaluated with ref erence to its bearing upon this problem— its prob able effect on the anthropologic constitution of 174 THE CITIZEN'S RESPONSIBILITY the nation and the sum of its human quaUties. AU such laws and customs and institutions have their inevitable effects of this all-important kind. The laws regulating the sale of alcohol; the immi gration laws; the laws of marriage and divorce; the educational system; the relations of labor to capital; the nature and degree of state-interference with personal Uberty; the distribution of the population in town and viUage; the size and type of your cities — aU these are but a few instances of influences capable of exerting subtle but profound effects upon the quality of the population of these United States of America. But most important of all is the diffusion of the sense of individual responsibiUty in this matter; the dear reaUzation that, in the last resort, the future wUl be the creation of the present, that the nation of the future must issue from the individual choice and action of those who now compose it. APPENDICES APPENDIX I COMMENT.^RV ON THE PROPOSITION TH.\T .VLL MEN .\RE BORN WITH EQU.\L C-\P.\CITIEj FOR MOR.\L AND INTELLECTIAL DEVELOP.MENT PORTRAITS OF THREE MEN ALL OF WHOM IN THEIR YOUTH WERE DENIED THE ADVANTAGES OF SCHOOLING AND THE REFINEMENTS OF CIVILIZATION This man, by virtue of his qualities of character and intellect, rose from - his influence and example he brought peace, happiness, and prosperity to man\- thousands of his fellow men. Some account of him and his people ma\ be found in "The Pagan Tribes of Borneo," by Charles Hose and Wm. McDougall (London, 1912). ALL MKX ARE CREATED EOL'AL i8i :*«£.¦'..-. ..¦.'¦^.- This man remained unknown to fame, until he was photographed by the authors of a recently published book' as a representative specimen of the inferior type of the lla-spcaking people. We are told nothing of his moral and intellectual qualities; but the most resolutely optimistic humanitarians will hardly claim him as a "mute inglorious Milton," or even as a "village Hampden." Nor is it easy to suppose that they could contemplate with equa nimity the substitution of the Anglo-American stock by persons of this type. ¦"The Ila-spcakin'.,' Peo|)lc of Northern Rhodesiii," by Rev. E. A\', Smith and Captain A .\L Dale, Londoa. 1020. I am indebted to Mr. Smith for the copy of the picture. ALL MEX ARE CRK.VTED i;oU.VL 1.S3 APPENDIX II Birth-rate in the Social Strata In Great Britain Uttie has been done in the way of anthropometric survey by the methods of mental measurement. But there has recently been pubUshed a sur\-e3-, by the method of personal interview and estimation, of a large sample of the "manual workers" of SheflSeld ("The Equipment of the Workers," Lon don, 1919). Shefl&eld is a typical manufacturing town of some haU-milUon inhabitants, seated in York shire, near the border of Lancashire; these two coun ties are noted for the vigor and achievement of many of their sons and daughters. The investigation dealt with 866 men and women in equal numbers. They were divided into three classes: A, the weU-equipped ; B, the inadequately equipped; C, the mal-equipped. Class A consists of men and women who, as judged by personal impression, by their mode of life and history, seem to be of character (often of fine charac ter) and abiUties such as enable them to cope with the problems of life in a satisfactory manner. Their personalities and life-histories may be contemplated with satisfaction, entire sympathy, and considerable admiration. If these were a fair sample of the " man ual workers" of the whole country, Britain would be, indeed, a great and happy land. But, unfortunately, they constitute less than one-fourth of the whole group (about 22 per cent). 18s i86 BIRTH-RATE IN THE SOCIAL STRATA Class C constitutes one-fourteenth of the whole. They are a bad lot. "In stupidity or in ignorance or in base cleverness, those in this class Uve for ends of theh own, in vicious ways that poUute the Uves of others. From their loins come the inteUectuaUy fee ble and the morally depraved chUdren that sap aU the best energies of the school-mistress." Class B comprises aU who faU between the levels of classes A and C. "These, in their scores of thousands in Sheffield, and in their mUlions upon miUions in the whole country, are the real 'masses,' the real 'poor,' the real 'people.' . . . They manage to Uve their own Uves and to keep quite as free as the average member of the well-to-do classes from vice and crime. What distinguishes them, or 'indistinguishes' them, so to speak, is their lack of positive quaUties of any kind. ... It is our honest beUef that neither the man, nor — stUl more certainly — the woman, in Class II (i. e., B) can in any genuine sense of the word be called 'fit to vote.'" They form 70 per cent of the "manual workers." Detailed notes on a score of in dividuals from each of the classes A and B are given, these being regarded as fair samples of the two classes. A careful comparison of the detailed descriptions of these samples from the two classes points, I think, clearly to the conclusion that the difference between Classes A and B is in the main one of intrinsic or in nate quaUty, and cannot be ascribed to differences of training or educational opportunity. None of Class A (with one doubtful exception) had attended school be yond the fourteenth year; several of them are described BIRTH-RATE IN THE SOCIAL STRATA 187 as iUiterate, or ignorant, or "never reads," or "scarcely any education." The average of schooling and home training is not appreciably less in Class B. Yet one is made to feel that the average "civic worth" of Class A is vastiy greater than that of Class B. The authors of the volume imply (probably correctiy) that the majority of the members of Class B might have been made into fairly satisfactory citizens, even made "fit to vote," if the social and educational conditions under which they grew up had been very much better than they actuaUy were, if each one had been care fully trained and fuUy educated in a good school and home, and shielded from aU degrading influences. But the striking fact remains that, of the "manual work ers" of this representative group, nearly one-quarter grew to be good citizens, in spite of many adverse circumstances, whUe three-quarters of them faUed so to grow. Would it not make a vast difference to the future of Britain, to the welfare and happiness of the whole population, and to the poUtical stabUity, wis dom, and beneficent world-iofluence of the country, if the next generation of "manual workers" could come whoUy from the loins of Class A. As the writers point out, the elimination of the relatively small Class C would bring the country in sight of Utopia. But other investigators have made it appear only too probable that Class C is the most prolific, and Class A the least proUfic, of the three classes. Thus it has been shown that the birth-rate, among mem bers of the Hearts of Oak Benefit Society, fell below 15 per 1,000, whUe that of the population at large 1 88 BIRTH-RATE IN THE SOCIAL STRATA remained a Uttie above 30 per 1,000 (Chappie's "Fer- tUity of the Unfit"). Now the members of the Hearts of Oak Society are in the main the pick of the "manual workers," just such persons as make up the Class A of the Sheffield "manual workers." A strong inverse correlation of the birth-rate with social status seems to be general throughout the European nations. The proof of it in Great Britain and in the United States of America is overwhelm ingly strong. Karl Pearson and his associates have proved it for London beyond question; especiaUy David Heron ("On the Relation of FertiUty in Men to Social Status," London, 1906) and Newsholme and Stevenson ("The Decline of Human FertUity," London, 1906). The last-named authors sum up by saying: "The figures show in a manner which hardly admits of any doubt that in London at any rate the inhabitants of the poorest quarters — over a million in number — are reproducing themselves at a much greater rate than the more well-to-do." A similar state of affairs was shown to obtain before the war in HoUand, in Berlin, and in Vienna. In America the evidence is not so complete. But simUar facts have been demonstrated for Pittsburgh. In that city "Ward 7 has the lowest birth-rate and the lowest rate of net increase of any ward in the city. With this may be contrasted the Sixth Ward. . . . Nearly 3,000 of its 14,817 males of voting age are illiterate. Its death-rate is the highest in the city. Almost nine-tenths of its residents are either foreigners or the chUdren of foreigners. Its birth-rate is three times BIRTH-RATE IN THE SOCIAL STRATA 189 that oj the Scoenth Ward. Taking into account aU the wards of the cit}-, it is found that the birth-rate rises as one considers the wards which are marked by a large foreign population, UUteracy, poverty, and a high death-rate. . . . The correlation between iUit- eracy and net increase is + .731. The net increase of Pittsburgh's population, therefore, is greatest where the percentage of foreign-born and of iUiterates is greatest. . . . Pittsburgh, like probably aU large cities in civilized countries, breeds from the bottom. The lower a class is in the scale of intelUgence, the greater is its reproductive contribution." (P. Popenoe and R. H. Johnson, "AppUed Eugenics," New York, 1918, p. 138.) The fact of the greater rate of increase of the poorer classes (or, more generaUy, the inverse correlation of fertility with good social status) is abundantiy estab lished; it cannot be denied by our resolute optimists and fatuously complacent editors. When these peo ple condescend to consider this fact, they usually take the line that "one man is as good as another, and sometimes a good deal better, too." They deny that there is any correlation between position in the social scale and intrinsic or native worth. It may be hoped that the facts of correlation of inteUigence with social status, recited in the pages of this book, may lead such persons to consider the problem more seriously. But we need more evidence on the point.^ It is much to ' The last resort of those who are unwilling to accept the evidence of positive correlation between intelligence I90 BIRTH-RATE IN THE SOCIAL STRATA be regretted that the Sheffield investigators seem to have paid no attention to the question of the birth rate among their three classes. ChUdren are men- and good social status is to assert that the children of the better social classes are stimulated to more rapid inteUec tual development in their earUest years by contact with their more intellectual parents. This explanation has been fuUy considered and rejected by the workers who have obtained the evidence. I wiU merely point out here how Uttle ground there is for this assumption. The chil dren of the better social classes, especially perhaps in England, too often spend most of the waking hours of their early years shut away in a nursery, with little or no companionship beyond that of a dull nurse-maid, or sitting solemnly in a baby-cart which is pushed round and round some public park. The children of the poor enjoy in the main far more companionship, both childish and adult, have more stimulating contacts, are thrown more upon their own resources, and are much less inhibited and re pressed. In consequence, they are notoriously precocious and sharp-witted in their early years; the London gamin is celebrated in this respect. The Ufe of the street and the gutter may have many dangers, moral and physical, but it is at least stimulating. As Mrs. Dewey, a high educa tional authority, says in a recent article: "Not the least advantage of being born poor is the opportunity it offers for getting real experience in childhood" (The Nation, No. 2913). Perhaps no one but a parent who has Uved intimately with his children, striving day by day and night by night to promote their development, can fully realize how refractory is the natural process of unfolding to aU our efforts. BIRTH-RATE IN THE SOCIAL STRATA 191 tioned, but the number is not stated in most cases — an Ulustration of the blindness to this aU-important topic of so many earnest social workers. Some years ago I made a rough census of the families of such of the resident teachers of Oxford as were known to me and my coUaborators. This group included 142 members of this highly inteUec tual selected dass and may fairly be regarded as a true sample. I found that each of these 142 men had on the average 1.8 chUdren; that is to say, 284 adults (142 married couples) had 261 chUdren. A few of these couples, being stiU comparatively young, would produce more chUdren; but of the then exist ing chUdren some would die before becoming adults. These two unknown quantities are probably not very imequal. In estimating the reproduction rate of this highly selected class, we must take into the account the fact of the very large number of bachelors within it, who, being weU advanced in years, are not Ukely to marry. It was easy to count 70 elderly bachelors, aU men of inteUectual distinction. APPENDIX in The New Plan What is to be done about it? That is the urgent question in the mind of every serious man or woman who understands the facts and is not utterly blind to the teachings of history. Many social phUosophers from Plato onward have advocated measures for the preservation or improvement of racial qualities. Some of these, including Plato's stud-stable method and the practices of infanticide and abortion, which were common among the Spartans and other Greeks, cannot be approved or legally recognized to-day with out grave danger of deterioration of our common moraUty, without loss of much of that improvement of the moral tradition which European civiUzation has undoubtedly achieved in the last two thousand years, and which we owe so largely to the teachings of the Founder of Christianity. Yet much can be done. Our aim in general must be to favor increase of the birth-rate among the intrinsically better part of the population, and its decrease among the inferior part. The first essentials are the further acquisition of knowledge of the facts and principles involved, a wide diffusion of such knowledge, and the buUding up of a strong public opinion. The second and third are now more important than the first; for, though 192 THE NEW PLAN 193 more exact knowledge is desirable, we have sufficient to serve for sure general guidance.* The firm and sufficient basis of the demand for eugenic measures is the long-recognized fact that you may not expect to gather figs from thisties or grapes from thoms. ISIore expUcitiy it may be stated as foUows: Human quaUties, both mental and physi cal, are hereditary'; and any human stock is capable of being improved by training and education, by good en\-ironmental influences, very slowly only, if at aU, and probably not at aU. Human beings, far from being bom with equal potentiaUties of moral and intel lectual development, inherit these in very different de grees. Any population may in principle be regarded as consisting of two halves; the hah made up of aU in- di\iduals the sum of whose innate qualities or poten tiaUties is above the average or mean value, and the ' Messrs. Popenoe and Johnson say: "The basal differ ences in the mental traits of man (and the physical as weU, of course) are known to be due to heredity, and Uttle modified by training. It is therefore possible to raise the level of the human race — the task of eugenics — by getting that half of the race which is, on the whole, superior in the traits that make for human progress and happiness, to contribute a larger proportion to the next generation than does the half which is on the whole inferior in that respect. Eugenics need know nothing more, and the smoke of controversy over the exact way in which some trait or other is inherited must not be aUowed for an instant to obscure the known fact that the level can be raised." (Op. cit., p. 114.) 194 THE NEW PLAN other haU made up of individuals the sum of whose quaUties is below the mean value. If these two halves have persistentiy imequal birth-rates (and the differ ence of birth-rates is not compensated by an equal difference in their death-rates), that population wiU undergo a change of quaUty; and a small difference of birth-rate is capable of producing a surprisingly large change of quaUty in the course of a few generations. We have overwhelmingly strong grounds for believing that in this country (and in almost all the countries of Western civilization) the birth-rate of the inferior half of the population is very considerably greater than that of the superior half; and this greater birth rate is only very partiaUy compensated by a higher death-rate. The problem of eugenics is to equalize the birth-rate of the two halves (whUe aU efforts to reduce to a minimum the death-rate of both halves are continued), or, if possible, to reverse the prevail ing tendency and to secure, in the superior half of the population, a higher birth-rate than that of the in ferior half. If the present state of affairs shall con tinue, the civilization of America is doomed to rapid decay. If equaUzation of the birth-rate of the two halves can be brought about, the country may face the future with some hope of continued prosperity. If the present tendency can be reversed, and the birth rate of the superior half be maintained at a higher rate than that of the inferior half, then, even though the difference be but sUght, the American people may face the future with a weU-grounded hope that they are buUding up the greatest nation and the most THE NEW PLAN 195 glorious civilization that the world has ever seen, a nation capable of assuming the leadership of the world and of securing the reign of justice, freedom, and kindness throughout ever)- land.* The knowledge we have amply justifies the eugenic demand; the facts are becoming, and wUl become, more and more widely appreciated; a strong pubUc opinion is being created. But given the diffusion of such knowledge and such pubUc opinion, how shall they be appUed to secure the desired effects? It is now generaUy agreed that the reproduction of the least fit, especiaUy of those persons who are indis putably feeble-minded, should be prevented. PubUc opinion is akeady aroused on this matter; some steps have been taken, and others wiU foUow. There is good ground for hope that within a few decades all the United States of America wiU effectively deal with this most immediately urgent evU, the high birth-rate of the admittedly and grossly unfit. It is needless to argue here the relative advantages of sterilization and institutional segregation. Probably both meth ods wiU be used. * I leave out of account in this summary statement the effects of immigration. PubUc opimon on that matter is already strongly aroused; the bearing and importance of the immigration problem are so obvious that it is incredi ble the American people should remain indifferent and inert in face of it, and should not take very soon the strictest measures to prevent the immigration of all but those persons who are in every way well fitted to become good American citizens in the fullest sense of the words. 196 THE NEW PLAN But such measures, though they wUl immediately obviate a large amount of human suffering and wUl effect a great pubUc economy, will postpone only a Ut tle the deterioration of quaUty which threatens the whole nation with decay. Some writers on this topic (e, g., Professor Knight Dunlap in his "Personal Beauty and Race Betterment") have expressed the hope that the wider diffusion of knowledge of methods of birth- control (the contra-ceptive methods) wUl have a very beneficial effect. Up to the present, such knowledge, diffusing itself downward through the social strata, seems to have diminished very markedly the repro duction of that part of the population (amounting perhaps nearly to one-half of it) which is above the average (statisticaUy) in native quaUties; so that its effects hitherto have been gravely dysgenic or racially detrimental. Further diffusion may partially rectify this dysgenic influence; but it seems highly improb able that it can, of itseU, ever completely neutraUze it; it is stiU more improbable that such knowledge wUl ever operate as a positively eugenic influence. Professor Dunlap is optimistic enough to suppose that the further diffusion of this knowledge wiU solve the "Negro problem" of America. It is to be feared that it wiU have, among the colored people, only the positively dysgenic effects which it already produces on so great a scale in the white population; that among both white and colored people it wiU be put into practice only by the more far-sighted, prudent, and seU-controUed; whUe the most ignorant, careless, and improvident wiU continue to behave as they always have behaved. THE NEW PLAN 197 Something may be hoped from the influence upon individual conduct of an enUghtened pubUc opinion and sentiment. But, again, it seems highly improb able that this factor alone, or in conjunction with the one last considered, wUl ever suffice to reverse or even to arrest the process of deterioration.* There can be Uttie doubt that the economic factor is of dominant importance in determining the rate of reproduction in aU dasses but the very poorest and the very rich est. The outstanding fact of our present civilization is that the vast majority of men and women are striv ing to rise, or to maintain themselves, in the social and economic scale, and that the addition of each chUd to a famUy is a very serious handicap, a great additional wdght, to be borne by the parents who are engaged in this struggle. The acute realization of this fact is the prindpal ground of the restriction of the birth rate in recent times among those who have succeeded in rising above the lower sodal levels. If this be admitted, and I do not think it is seriously questioned by any one who is competent to form an opinion in the matter, it foUows that we must look to some readjustment of family incomes as the chief eugenic measure of the future. It may be remarked that no general raising of the level of prosperity and of the standard of Uving is Ukely to have the desired effect in any appreciable degree. For the demands * It is notorious that the crusade of President Roosevelt and of many other eminent men against "race suicide" seems to have made no appreciable effect. 198 THE NEW PLAN of men (and of women) for the good things which money can secure are practically unlimited; and the demands or desires for such things of any particular famUy are, in the main, relative to the standard set by their social equals, by the social circle to which by occupation and education they belong. This stand ard of demand at any sodal level is the product of the interplay of many factors, and, though it undergoes absolute and relative changes, it is fairly stable. In the main it corresponds to the purchasing power of the remuneration commonly received by persons of the average education and abilities of the class con cerned; and this remuneration tends in the main to be such as wiU permit the satisfaction of the standard demands of a family of three or four persons, that is, a famUy containing one or two chUdren. Each addi tion to the family, beyond this minimum number, en- taUs an inability to attain the satisfaction of the standard demands of the class to which it belongs, entaUs the going without some one or more of the good things of Ufe which other famUies of simUar social level enjoy — it may be domestic help, a piano, an automobUe, coUege education for the chUdren, foreign travel, a coimtry house, etc., etc. Nor would an absolute equaUty of income for all families and classes meet the case. If that state of affairs could be maintained, it is clear, I think, that its effects would be positively dysgenic in a high degree. It is equaUy clear that the general indiscriminating State endowment of motherhood, now caUed for in so many quarters, would have directly dysgenic effects; and THE NEW PLAN 199 it would be disastrous, in that it would go very far to destroy the famUy as an institution of any nation which should adopt this plan. AU such schemes should be condemned on the general and suffident ground that the national welfare and social justice demand that each worker should be remu nerated in proportion to the value of the services that he renders to the community. For only in this way are men effectively stimulated to put forth their best efforts, and to prepare themselves and their children to render the more valuable and more arduous and (what is in the main the same thing) the more inteUec tual forms of service. What is required to counteract the very powerful dysgenic influence of the economic consideration, or pmdence, is that every famUy which has risen above the mean sodal level (or, better stUI perhaps, every famUy which has any good claim to belong to what may be caUed "the selected classes") should know that the addition of each chUd should automaticaUy bring with it an increase of income sufficient to meet the expenses normaUy incurred in the bringing up of that chUd. It is clear that, in order to meet this requirement, the amount of increase of income would have to bear some given proportion to the in come already enjoyed or earned. This increase of income should, I suggest, be not less than one-tenth of the earned income, and might well be rather more. A famfly earning an income of $2,000 a year would then receive, for each living chUd under the age of say twenty years, an additional income of $200 a 200 THE NEW PLAN year. If such increase of income, proportional to the earnings and to the number of chUdren, could be secured to each famUy of the selected classes, the eugenic effect would, I submit, be very great, far sur passing in this direction the effect of any other eugenic measure that has been proposed; whUe it would do nothing to diminish the natural and proper incentives to effort, and would not in any way tend to dimin ish the sense of parental responsibiUty or to weaken famUy ties. The question arises, then — Is there any way in which we may hope to see such an adjustment of in comes brought about? In a paper pubUshed many years ago,* I suggested that the State and the munici- paUties, which employ a large and constantly increas ing number of selected servants, should introduce re muneration on this plan into aU their services. I urged that, if this were done, pubUc opinion would be quick to recognize the essential justice, as well as the social and eugenic expediency, of the plan, and would bring such pressure to bear on all large employers of skiUed labor, that they might be led to foUow suit. It is interesting to note that, since my suggestion was made, some smaU steps have been made in this direction; though it is clear that these steps were due to recogni tion of their essential justice, rather than to considera tion of their eugenic effects; for statesmen remain * "A Practicable Eugenic Suggestion," a paper read before the British Sociological Society and pubUshed in Sociological Papers, vol. II, London, 1909. THE NEW PLAN 201 absolutely bUnd and ignorant in face of the eugenic problem. I refer more espedaUy (i) to the small remissions of income tax made by the British Govern ment on account of chUdren of persons of small in comes; (2) to the separation aUowances paid to sol diers by the British and other governments during the war. In the British army these aUowances were made larger in proportion to the number of children and in proportion to the rank and pay of the soldier; so that a sergeant-major, for example, with a large famfly received a very much larger pay than an un married private. This was essentiaUy just, and was generaUy approved; and it was also eugenic. But that the eugenic consideration played no part in de termining this scale seems dear from the fact that (untU near the end of the war, when some sUght change was made) the plan was not appUed to the commissioned officers. The British Government thus let sUp an opportunity to put in practice a eugenic measure of tremendous power, which would have been universaUy welcomed and approved, and which would have done something to compensate for the terrible losses of human quaUties which the country suffered in the war. For there, in the commissioned ranks, were practicaUy all the most capable and healthy young men of the British Empire, aU the most desirable fathers, selected from aU the manhood of the Empire by the stringent tests of achievement in the field and success in the officers' training-schools. The ignorance and foUy of a government which let pass this opportunity, whUe recognizing in its treat- 202 THE NEW PLAN ment of the non-commissioned ranks the essential justice of this plan of remuneration, is deplorable, both on account of the grave injustice done to so many brave men and on account of the many fine chUdren they might have fathered under the plan, but who were never conceived.* Yet, in spite of the loss of this great opportunity and of the official ignor ing of the eugemc effects of remuneration on the new plan, the fact that it was appUed throughout the non-commissioned ranks is very encouraging; for it constituted offidal recognition of the justice of this plan and familiarized the pubUc with the prindple. I can see no reason why, in this and in every dvi Uzed coimtry, this new plan of remuneration should not be appUed forthwith to every State and munidpal service, with great eugenic effects. But I recognize difficulties in the way of supposing that the same plan might be universally or widely adopted by pri vate firms or by pubUc and semi-public corporations and institutions not supported by taxation. Let us consider the case of the teachers in those educational institutions which are not wholly supported by pub Uc funds. To make the problem more concrete, let us take the case of the teachers in an endowed univer sity, such as Harvard or Yale, institutions which, next to the States and the municipaUties, might be expected to be most readUy moved by enUghtened regard for * There were non-commissioned officers with famiUes who refused to accept commissions because they could not afford to do so. THE NEW PLAN 203 eugenic prindples. The president has at his disposal a certain amount of income for pajonent of salaries. He rightiy desires to indude in the faculty the largest possible number of men of high abiUty and achieve ment. Two candidates for a post appear to be equally weU qualified ; but one of them is a bachelor, or has a smaU famUy; the other, though of the same age, already has a large famUy. Which wiU the president appoint, if the "new plan" has been adopted? SimUar diffi culties in the working of the plan would arise in — and would be even more serious in — any corporation whose primary aim was the making of profits. It is perhaps hardly to be hoped that — even U the "new plan" were enforced by legislation in the pubUc services, the army, the nav}-, the civU service, the munidpal ser vices, and so forth — example and the force of pubUc opinion could secure its effective adoption in the remuneration of aU selected classes of workers. What possibiUties of its general adoption remain? I can think of two only, or rather two varieties of one scheme; namely, the setting apart of a national fund for the supplementing of salaries of selected workers according to the "new plan." This national fund might be provided by taxation; or it might be created, and increased from time to time, by the pubUc spirit and beneficence of rich men. We have already seen the late Andrew Carnegie provide a pensions fund for selected university professors. May we not hope for the realization of this more far-reaching scheme, which, from the points of view of both social justice and national weUare, would be so admirable. I can 204 THE NEW PLAN think of no other purpose to which the rich man who wishes to promote the welfare of his kind, both in the present and for aU time, could so confidently devote his wealth, without risk of pauperizing any individual, or of doing any social injury that might offset the bene fits he aimed to confer on his fellow men. In order to make the "new plan" as wide in its operation as is desirable, a very large sum would be required ; but in the first instance it might be applied to some one highly selected class, such as the teachers in colleges and universities. For not only are such teachers in the main a very highly selected class, embodying much of the best human qualities of the whole coun try; they are also notoriously a class which is restricted in reproduction by the narrowness of its means; and they are a class whose remuneration is in the hands of responsible governing bodies, which might be trusted to administer with discretion and fairness any moneys derived from "the national fund for the new plan." In view of the difficulty of moving legislatures to action directed to the good of posterity, it seems prob able that the best hope of instituting the new plan Ues in the possibiUty of raising the required national fund by appeal to private beneficence. It might be hoped that, if in this way a beginning were once made, the State legislatures or, better stiU, the federal gov ernment, might later be led to appreciate the value of the new plan, to adopt it in the payment of aU pubUc servants, and to create the large national fund necessary for its general appUcation on the widest possible scale. THE NEW PLAN 205 If the new plan were adopted in Great Britain, it might save some remnants of the old professional class which, the product of a long process of selection, has been the repository of a very large proportion of the best quaUties of the British stock and the source of most of the leaders in aU departments of the national Ufe. This dass, on which the burdens of the war fell more heavfly than on any other, is now being rapidly taxed out of existence. APPENDIX IV Registration of Family Histories Although I regard the "new plan" sketched in Appendix III as the most important eugenic measure that can be advocated with any hope of success, I recognize that we cannot afford to neglect any other measure of eugenic tendency; and I propose here another such reform which, as public opinion becomes enUghtened, might be of great value, and might be put into operation without great cost and without any interference with the Uberty of the individual. I sug gest that every State should institute a voluntary registration of famUy histories, and should keep, in dear and easUy consulted form, a record of aU famUy histories thus registered. It is one of the gravest evUs of the present time, and a source of terrible hardship to many persons, that, in choosing a wife or husband, the choice has so often to be made in almost complete ignorance of important facts in the famUy history of the individual concerned. Many a man (and woman) has found himseU united to a partner whose famUy history betrays a strong tendency to iasanity, tuberculosis, or alcohol, or some other grave defect. If such voluntary registration were instituted, ana if the State made every effort, by the aid of properly equipped officials, to verify and check the accuracy of 2o6 FAMILY HISTORIES 207 the recorded information, it would, I thuik, soon become the custom, for aU or most of the more edu cated part of the community, to register each chUd in its proper place in the genealogical tables, and to consult these tables (at a smaU fee, perhaps) when engagement or marriage was contemplated. Even if the young people concerned were slow, in many cases, to take advantage of the information thus rendered avaUable, their parents might be trusted to pay more attention to it, and, in the Ught of it, to give wise advice, which, when so well founded, would not faU to carry weight. When the system had been in operation for some Uttie time, the mere absence of any famfly record in the official tables would afford a strong presumption of the existence of some grave defect in the famfly concerned, and would be a ground for caution and further inquiry. That very many persons are not averse from such recording of their famUy histories, and even their pubUcation at large, is shown by the columns devoted to genealo gies of dtizens m some of the leading newspapers of America. t ¦. lki.X- 4 K. ^Kf^^^'''^'>'i Some of the most prominent advocates of eugenic measures ha\'e been bachelors or childless men, and in some cases the\- ha\e been persons whose lamily relations h.ive in olher wa\'s tleparterl from the normal and gcneralK- desirable t\pe. It thus happens that the eugenists have been laid open to the retort — Whv don't you practise what \-ou preach? In order to defend m\'self in advance from any such reproach, I publish a little picture of my children as they appeared in the year 11)14. I indulge at the same time a form of pride of which no man need feel ashamed. In the pages of this book I may seem to have said some hard things about the American nation. Let me here point out that, in bringing my children to dwell in this country, I have paid to its people the highest ami sincerest compliment that any man could offer. oI— I APPENDIX VI I add a short list of the books which seem to me best suited to give the general reader further informa tion concerning the main topic cUscussed in the fore- gomg pages: "AppUed Eugenics," by Paul Popenoe (editor of the Journal oj Heredity) and R. H. Johnson. New York: The MacmUlan Co., 1918. This is, I think, the best general discussion of eugenic problems and principles for the general reader. "The Racial Prospect," by S. K. Humphrey. New York: Charles Scribner's Sons, 1920, and " Mankind," by the same author and pubUsher, 1917. These two books are exceUent discussions of human quaUties, with special reference to the future in America. "The Old World m the New," by E. A. Ross (Pro fessor of Sodology in the University of Wis- consm). New York: The Century Co., 1914. A discussion of "The Significance of Past and Present Immigration to the American People." The author cites many facts of observation and many 212 APPENDIX weighty opinions which Ulustrate the reaUty of radal pecuUarities and their persistence and influence under changed environment. The careful reader wiU see that these, in the main, agree dosely with the evidence and findings of my pages; compare, e. g., what is said on pages 113 et seq. on the low level of inteUigence and the character traits of the immigrants from Southern Italy. It is much to be desired that every American dtizen should read this book with an open mind. Says this high authority: "Not until the twenty-first century wUl the phUosophic historian be able to declare with sdentific certitude that the cause of the mysterious decline that came upon the Ameri can people early in the twentieth century was the deterioration of popular inteUigence by the admis sion of great numbers of backward immigrants." "The Du-ection of Human Evolution," by E. G. Conklin (Professor of Biology in Princeton University). New York: Charles Scribner's Sons, 1921. An exceUent popular discussion of human and radal quaUties from the eugenic and poUtical point of view by a distinguished biologist. "Population and Burth Control," edited by E. and C. Paul. New York: The Critic and Guide Company, 191 7. Written by a dozen writers of widely dissimUar views, this book contains a very thorough and weU- balanced discussion of that aU-important topic, APPENDIX 213 birth control, its eugenic and dysgenic tendencies and possibiUties. "The Revolutions of CivUization," by Professor Flinders Petrie. New York: Harper Bros., 1919. An impressive picture of the rise and faU of dviliza- tions by this eminent archaeologist and Egyptologist. This is only a smaU selection from a large and rapidly increasing Uterature. I wish to point out to readers that they are not to regard this selection as one sided and biassed. The most striking fact about the present situation is that, whUe popular and journalistic opinion refuses in the main to face the radal problem and to take seriously the propaganda of the eugenists, aU the facts, aU authority, and aU instructed and weighty opinion converge to show the supreme im portance of this problem and of this propaganda. ( J I I -?7 I 7^- INDEX /Acquired quaUties, 139, 148 Adaptation of culture, 104 Alpine race, the, 89 America, responsibility of, 1-4; resources of, 2; social strata in, 64 American intelligence, 161 Amusements, 13 Anthropole^c theory, the, 7- 12, 17 Anthropology, difficulties of , 18 Anti-Semitism, 27 Archetypes, 125 Arlitt, Miss A. H., 63 Art and morals, 72 Aryan myth, the, 19 Birth-rate, 155, 185-191 Bismarck, 113 Blending of races, 9 Boutmy, 75 British, muddle, 112, 116; folly, 201 Buckle, T. H., 25, 108 Burt, Cyril, 63 Cattell, J. McK., 164 Chamberlain, H. S., 26, 31 Chinese, 68 Civilization, advantage of mod ern, 4; curve of, 6; complex ity of, 12, 13, 17, 168 Civilizations, rise and fall of, 5 Civilized man and warfare, 3 Classic art, 73 Climate and art, 75 Climax, 157, 172 Collective unconscious, the, 125 Complexity of civilization, 12, 13, 17, 168 Confirmation of tests, 49 Conklin, E. G., 212 Constitutional types, 86 Cross-breeds, 132 Culture, adaptation of, 104 Curiosity, 78 Curve of civilization, 6 Curves of distribution, 36, 37, 161 Darwinism, 128 Davenport, C. B., 164 De Lapouge, 28 Defectives, mental, 40, 165 Desmolin, E., 108 Deterioration, 147 Drunkenness, 88 Dunlap, Knight, 196 Economic interpretation, 7 Education, power of, 16, 22, 52 Egypt, 8 Ellis, Havelock, 159 England, 93, 153 English, H. B., 61 Equality, 23, 178-183 European races, 72 Exchange of qualities, 34 Extroverts, 85 Family histories, registration of, 206 Feminism, 150 Ferguson, 56 Finot, J., 29 France, 89 215 2x6 INDEX French, the, qualities of, 105, III; components of, 109; and British, 145 Freud, S., 127, 129 ^ Galton, F., 59 Gamett, Maxwell, 69 Garth, R., 56 Gehring, A., 73, 77 Genius, 40 German docility, 1 13 Gobineau, Count, 25 Goddard, H. H., 43, 166 Grant, Madison, 28 Great Britain, 157 Great War and knowledge, 3 Greece, 168 Gregarious instinct, 82 Halford, S. H., 150, 156 Harvard graduates, 164 Heron, D., 188 Hertz, F., 27 Hindus, 68 Hirsch, N. D., 44 Homicide, 97 Human reservoirs, 3 Humphrey, S. K., 211 Hunter, R., 56 Huot, 119 Idiots, 40 Illiterates, 45 Immigration, 160, 195 Impairment of qualities, 16 Inadequacy of qualities, 12 Inbreeding, 10 Indians, 56 Instincts of man, 76 InteUectual energy, 51 Intellectual forms, 137 Intelligence, inborn, 47, 52, 59 Intelligence of children, 50, 57, 61,65 Intelligence and morals, 135 Intelligence and social status, 63 Intercourse of peoples, 14 Introverts, 85 Iseman, M. S., 160 Italians, 64, 65 James, William, 69, 76 Jews, 28, 33, 127 Johnson, R. H., 189, 2 II Jung, C. G., 85, 124 Knowledge, effects of new, 2; and wisdom, 11 Kornhauser, A. W., 152 Langfeld, H. S., 73 Leisure, 13 Literates and illiterates, 45 Manual workers, 185 Medical profession, the, 166 Mental defect hereditary, 42 Mental defectives, 40, 165 Mental tests, 43 Mesopotamia, 8 Mill, J. S., 20 Moral chaos, 15 Moral qualities, 67, 135 Moral sentiments, 130 Morals, and art, 72; and intel ligence, 135 MorseUi, E., 92, 96 Muddle, British, 112, 116 Mulatto intelligence, 55 Musical talent, 124 Mutiny, Indian, 71 National character, 33 National fund, 204 National institutions, 146 Negro, the, intelligence of, 54, 57; moral qualities of, 117 Neo-Darwinism, 128 ¦' Nervous troubles, 87 INDEX 217 New factor, 172 New knowledge, effects of, 2 New plan, 192-205 Newsholme, 188 Nordic race, the, 29; curiosity of, 80; self-assertion of, 115 Normans, 114 Oakesmith, J., 29, 31 Old age of nations, 9 Oxford experiment, 61 Parabola of peoples, 6, 157 Pater, Walter, 77 Paul, E. and C, 213 Pearson, K., 60, 164, 188 Persistence of qualities, 143 Personal relations, 13 Petrie, Flinders, 5, 9, 213 Physical energies, control of, 1 1 Pittsburgh, 188 Plato, 192 Popenoe, P., 164, 189, 193. 2" Portuguese, the, 65 Pressey, S. L., 57, 65 Professional classes, 204, 205 Protestants, 102, 116 Providence, 120 Psychoanalysts, 129 Quessel, L., 160 Race, H. V., 136 Race blending, 9 Race-dogmatists, 26 Race hatred, 27 Race and inteUigence, 53 Race problem, 19 Race-slumpers, 30 Race suicide, 160, 197 Races, European, 72 Ralston, R., 65 Red men, 117 Registration of family his tories, 206 Reid, ArchdaU, 88 Religion and race, lOO ResponsibUity, 174 Reversion, 147 Ripley, Z., 37, 90, 92 Robertson, J. M., 29 Roman Empire, 8 Romans, 79 Romantic art, 74 Rome, 170 Ross, E. A., 211 Seeck, Otto, 79, 170 Selection, 149 '* Shaler, N. S., 55, 56, 58, 120, 132 Sheffield, 185 Slavery, 13 Sociability, 81 Social ladder, 152, 155, 159 Social status and inteUigence, 62,152 Social strata in America, 64 Spain, 171 Spaniards, the, 65 Spencer, H., 155 •- Standard demands, 198 State register, 206 Statistical statements, 35 Stature, distribution of, 37 Stevenson, 188 Suicide, 91 Terman, S. M., 49, 64, 135, 162 Tests, mental, 43 Teter, G. F., 57 Times, the London, no, 157 TourviUe, H. de, 81 Transmission of acquired qual ities, 148 Trustworthiness, 134 Voivenel, 119 Volney, 106 2l8 INDEX War, the Great, and knowl- Warfare, ancient and modern, Woodworth, R. S., 55 4 Waugh, K. T., 68 Western civilization at climax, II Will-power, 69 ZoUshan, I., 28 Wonder, 78 Woodruff, C, 28 Yerkes, R. M., 49 Yoakum, P. S., 49 YALE UNIVERSITY i39p02 PJ1638J06I .'-."•>-V'c .*- ' ¦": ¦kv'fmmwMi