Class jJ/'j^^ Book_i__/i-^ COPYRIGHT DEPOSrr. LIBERTY DOCUMENTS LIBERTY DOCUMENTS WITH CONTEMPORARY EXPOSITION AND CRITICAL COMMENTS DRAWN FROM VARIOUS WRITERS ^cUcteli anil PrcparetJ BY MABEL HILL State Normal School, Lowell, Massachusetts 3Et!tt£t(, iait^ an Cntrotittction BY ALBERT BUSHNELL HART, Ph.D. Pkofessob of History in Harvard University LONGMANS, GREEN, AND CO. 91 AND 93 FIFTH AVENUE, NEW YORK LONDON AND BOMBAY 1901 \ — THE LIBRARY OF CONGRESS, Two Copies Received MAY. 16 1901 Copyright entrv CLASS A/XXo. No. COPY B. ^V b"^ Copyright, 1901, by LONGMANS, GKEEN, AND CO, All rights reserved. UNIVERSITY PRESS • JOHN WILSON AND SON • CAMBRIDGE, U.S.A. TO THE BIEMORY OF MY DEAR FATHER PREFACE THE design of this book is to direct students to the evolution of constitutional government from the time of the declared policy of Henry I. towards his subjects to the present day. Its broader purpose is stated in detail in the Introduction, but a few brief words of explanation and acknowledgments of criticism and assistance give occasion for this Preface. The following chapters are the result of informal lectures given before my classes at the State Normal School in LoweU, Massachusetts, where we have for several years followed a course of study in Constitutional History (as given in the Outlines in the Appendix of this volume). In preparing stu- dents for the profession of public school teaching, I have deemed it wise to impress them with the underlying prin- ciples of citizenship and government, and to prove to them that the love of liberty is a noble inheritance of the past. In the special study of these written bulwarks of our freedom my aim has been to further the interest in original documents by comparing the details of the different articles, by discussing their bearing, by pointing out the development of constitutional history, and by noting the evolution of one document of liberty from the preceding one. The book makes no pretensions to exhaustive exposition, either of the documents discussed or of the critical material cited. It is meant as an aid to teacher and pupil whose time for his- torical research is limited, and it is but suggestive of the possibilities of further intensive study. Vlil PRE FA CE The outline on Constitutional History has served its pur- pose with my own classes, and in the ninth grade of our grammar department of the Practice School it is used as the basis for more detailed work. The fact that a large majority of the pupils who are to be benefited by public instruction finish their technical education with the last year in the grammar schools makes it imperative that a course in Ameri- can institutions and politics be presented which shall make intelligible to them the great race movement of which they are an integral part. At the same time that I offer this work to my fellows in the profession, I beg to acknowledge my gratitude to those friends who have assisted me with aid, advice, and criticism. Professor Albert Bushnell Hart, of Harvard University, Cambridge, and Judge Samuel P. Hadley, of Lowell, Mass., have guided me materially in my research for contempora- neous and latter-day comments. Mr. Henry A. Clapp, of the Supreme Court of Massachusetts, has given most generously of his time in making translations from certain Latin texts. The Hon, James 0. Lyford, naval officer of customs, Boston, Mass., has added to the varied suggestions and services of years by following the work of the outline with critical interest. I am indebted to the Librarians of the Harvard Library, Massachusetts State Library, and the Lowell City Library for their courteous liberality in the use of books. I take this opportunity to thank the various authors and publishers of copyright works from which material has been drawn, for permission to reprint the passages desired. The full titles of these works, with publishers' names, are given in Appendix D at the end of this volume. MABEL HILL. Lowell, Mass., November, 1900. INTRODUCTION THAT history is based on sources no longer needs asser- tion ; that the public state papers of the nation are among the most important sources for an understanding of the true spirit of past times has been a familiar truth since Dr. Stubbs put forth his immortal volume of Select Charters; no careful student and no thoughtful teacher any longer attempts to investigate or to present history without reading and think- ing about the constitutional sources. Dr. Stubbs, however, "was one of the men most aware that a document does not ex- plain itself ; it was his practice in his classes to expound and criticise his own charters. As the knowledge of, and publica- tion of, materials has widened, choice and a suggestive arrange- ment have become more and more important in making up useful collections ; and there is now a great mass of intelligent discussion by historians and publicists, which may be drawn upon by those who have been unable to sit at the feet of the masters. It is an encouragement to those most interested in history that there seems a demand for reprints of properly selected sources, and especially of constitutional documents illustrated by some reference to contemporary writers, set forth by adequate comment, and so arranged as to bring out the development of a nation's constitutional progress. Miss Hill, in her Liberty Documents, has undertaken to pro- vide for what is believed to be an interest in the foundations of English and American free government : at the same time she has endeavoured to avoid some of the obvious difficulties in X INTRODUCTION dealing with official and sometimes technical documents, by supplementing them with the light and life of discussion. The most approved method of historical teaching for schools of various grades, seems to be a text-book, backed up by reading both in the sources and in secondary books. Miss Hill has in this book brought about an ingenious and promising combina- tion of the two sorts of historical material ; and she has further divided the authors whom she uses, according as they wrote at or near the date of the documents, or as they came afterward, and could use the learning that had meantime accumulated. Out of the immense number of interesting and important docu- ments in English and American constitutional history, Miss Hill has chosen twenty-four documents, or groups of docu- ments, which include the great monuments of Anglo-Saxon liberty, and at the same time are sufficiently representative of the mass of omitted papers. Each of these documents she has prefaced with appropriate " Suggestions " which include some- statement of the historical conditions under which the docu- ment first saw the light, and in a few words shows the relation of each piece with other materials of the same kind. Then follows in each case the ' ' text " of the document. The earlier pieces, such as Magna Charta and the Confirmatio Chartarum, were written in Latin ; and therefore translations have been reprinted, or made expressly for this volume. The English documents of the seventeenth century were of course first written with the spelling, capitalization, and abbreviations usual at that time, and they have been transliterated by sub- stituting the ordinary form for the long s, and reducing the capitalization and spelling to modern usage. The documents of the eighteenth and nineteenth centuries are in general re- produced verbatim. In all cases an authentic text has been examined and compared, and omissions are indicated. As an example of the technical phraseology of English statutes, and in order to put at the convenience of the schools the full text, INTRODUCTION Xl of a document very hard to find in full, the Habeas Corpus Act of 1679 has been reprinted exactly as it stands, as an Appendix. After the text of each document follows the next feature of the book, the " Contemporary Exposition," especially helpful because it shows why our ancestors felt that the great docu- ments were essential to them and their posterity. The range of writers on English constitutional matters is ample ; and Miss Hill has been successful in finding plenty of appropriate and striking criticisms. An example, and one of the most quaint things in the book is Bishop Burnet's humorous account of the parliamentary trick by which the Habeas Corpus Act came to be passed. In the American part of the work good con- temporary comment abounds, and most of the famous American statesmen have been drawn upon, together with pamphleteers and public speakers. The fourth part of each chapter is the " Critical Comment," made up of approved criticisms from a considerable number of authors; here the best brief histories of England and the United States have been drawn upon, together with such special authorities on constitutional development as Stubbs, Hallam, Pollock and Maitland, Gneist, Boutmy, Blackstone, Borgeaud, Dicey, Curtis, Story, Bryce, Cooley, and Dunning. It is to be understood that these extracts are not chosen to defend a thesis or to favour any bias in Miss Hill's mind. She has taken pains to draw from people of different and even of opposing views; and to quote from authors who seem to sum up the results of the discussions and investigations of a succession of publicists. The purpose of this work, then, is in brief to place some of the most important memorials of history of the Anglo-Saxon race in a suitable and illuminating setting ; the document itself in a carefully verified text ; the opinions of contemporaries who are interested and competent ; later comment of scientific xii IN TROD UCTION writers, who have studied the documents through the perspective of human progress. For such a work Miss Hill has long felt the need ; in her own work as a teacher in secondary and normal schools, she has found it possible to interest young people in such studies of the institutional side of English and American history; the book therefore represents what may be, and actually is, taught in schools. None of these documents are beyond the grasp of a properly directed child of fourteen, and the hook is easy to handle because it contains the materials for its own discussion. A glance at the Table of Contents will show the principles which have been kept in mind in putting the book together. First of all will be noticed the long reach of the selections : the first document was written in 1101 ; the last report of a speech is still hardly dry from the press. The results of eight centuries of constitutional effort are stated or suggested in this volume. The book is an example also of the modern discovery that history is as continuous as geology; that so-called political revolutions are, like earthquakes and volcanic outbreaks, the sudden yielding to strains which have been growing more in- tense from year to year and age to age, till there is no longer a power of resistance. The book brings into clear and sharp relief the great truth that English and American constitutional history has run practically one course. The first ten chapters show the growth of English personal liberty down to the be- ginning of the eighteenth century; Chapters XI. to XIV. exemplify the change in the eighteenth century and the Revolution, from an English to an American form of statement of the principles of freedom. From Chapter XY. to the end, we find a record of the establishment and the growth of written constitutional guarantees in America. These three periods are really not separable from each other : for English institutions run into Colonial charters, and thence into State constitutions. INTRODUCTION xiii and the State constitutions were really a part of the general system of which the Federal constitution became a correspond- ing part. From the beginning to the end, there has been a kind of rolling-up of guarantees for the liberty of the in- dividual, so that Magna Charta, the Petition of Right, and the Bill of Rights, the Declaration of the Stamp Act Congress, the Declaration of Independence, Washington's Farewell Ad- dress, and the Proclamation of Emancipation are all a part of that conception of human rights which is the proudest out- come of American experience. The choice of documents must, of course, depend to some degree upon the personal interest and judgment of the person who may prepare such a work, although certain papers can no more be omitted from the set of Liberty Documeiits than the letter " e " can be left out of the alphabet. A part of the intel- lectual outfit of all properly trained American children is Henry First's Charter, Magna Charta, Confirmatio Chartarum, Habeas Corpus, Bill of Mights and Act of Settlement, Declaration of the Stamp Act Congress, Virginia Bill of Mights, Declaration of Independence, Articles of Confederation, Northivest Ordinance, Federal Constitution, Washington's Farewell Address, Dred Scott Decision, Proclamation of Emancipation, and the Mecon- struction Amendments. All these are to be found within the following pages, and also some selections less common but not less truly representative. In Chapter III. will be found two very racy letters written by Thomas Cromwell, which bring out a stalwart conception of how to deal with a parliament. In Chapter V. is inserted a very significant extract from a statute of 1429, which illus- trates the steady though slow development of the protections of liberty, and also shows the usual forms of royal statutes six centuries ago. In Chapter VII. have been printed two of the unsuccessful constitutions of the English Commonwealth ; they deserve attention, because through the Colonial Charters they xiv INTRODUCTION somewhat influenced the American written constitutions with which we are familiar. Cromwell's speech to Parliament is an interesting commentary upon the reasons for government and misgovernment during the English Eevolution. Chapter XI. is intended to show the nature of the Colonial governments and their constitutional basis ; for such a purpose no one English or Colonial official document could suffice, and a departure has been made from the general principle by including Dummer's Defence of the Charters, though it had no public sanction. This piece, taken in connection with the Virginia Bill of Rights (Chapter XIII.), builds the bridge between English and Ameri- can institutions. Chapter XIX. is inserted in order to show the principle of constitutional limitations on the powers of the legislature, although the immediate question happens to be that of chartering a bank. The reasoning of the Federal Court has been applied to the principle of limited legislative powers over personal relations. Chapter XX. has its justification in the familiar truth that the Monroe Doctrine arose to a large degree out of the feeling that the blessings of free government should be assured to our Latin-American neighbours. In the final chapter, XXIV., the relation of free and popular govern- ment to the American colonies is brought out through the President's messages and speeches on West Indian and Philip- pine affairs, and the arguments of others for and against the policy he has thus enounced. Many other documents might have been appropriately in- serted, but the twenty-four which appear below have a special right to appear because of their own importance and because of their relation with each other. The book moves from begin- ning to end ; each piece has a carefully considered place in the chain of human progress. The Appendices deserve some special mention ; one of them is the special text of the Habeas Corpus Act, alluded to above ; another is the necessary list of authors quoted, showing pre- INTRODUCTION XV cisely the editions used in each case, and thus making it easy to enlarge the extracts. For two others, Miss Hill has pre- pared an Outline of Essentials in English and American His- tory, an expansion of a smaller list long used in her own teaching. This outline is intended to show the relation of the constitutional documents to narrative history, and thus to put them on a proper background. How shall Liberty Documents be most effectively used? For the reader of history who likes to have at hand the text of the great documents which he finds mentioned, this edition is es- pecially serviceable, because, together with the text, he has the illustrative comment which makes clear the whole ground. Hence it may perhaps find a place in school, public, and private libraries. The most obvious use of such a book is to be the backbone of a course in English and American constitutional develop- ment, the Outlines in the Appendix serving for an analysis of the whole subject, while the documents are to be a subject of study and thought. Among the many collections of this kind there is perhaps no other which brings together the materials for a judgment of so many great constitutional principles ; for, besides the text, the references at the end of each piece carry the student to the best contemporaries and the best modern writers. In a certain sense the book is a little historical library, which, like all other libraries, is intended first to satisfy and then to make discontented, first to furnish the material neces- sary for the student and then to arouse him to search for more material. In any course in English history the book is available, — first, because of its careful reprint of the greatest English constitutional documents ; second, because of the side-notes, which call attention to the development of constitutional thought and practices. The documents are all such as will be useful to pupil and student ; and the great lesson is enforced that the XVI INTRODUCTION guarantees of English liberty extended also to the colonies, and through them were worked out in our own political system. In connection with a course in American Constitutional History the book is useful because it makes easy the pre- liminary study of the basis of American free institutions, in the practice and the concrete records of England ; and fourteen of the twenty-four chapters are devoted to distinctively American utterances. After all, the usefulness of a collection, like the usefulness of a text-book, depends, to a large degree, upon the teacher. One who is awakened to the importance of constitutional de- velopment, to the study of charters and statutes and constitu- tions, as expressing the aspirations of the people, will know how to show young people that that side of history is interest- ing. Perhaps, also, in these days of storm and stress, of the creation of new political powers and influences, of undreamed complications with the affairs of the rest of the civilized world, it may be worth while to bring to the minds of young people the truth that our personal liberty, our freedom to move about, to take up callings, and to make the most of ourselves, is not a privilege which defends itself ; that it behooves a free people not to give up principles for which they and their forefathers have been contending during more than eight centuries. ALBERT BUSHNELL HART. CONTENTS CHAPTER I COKONATION OATH AND CHARTEE OF HENEY I. (1101) Page Suggestions 1 Documents : — The Coronation Oath (1100) 1 The Charter of Henry I. at his Coronation (1101) 2 Contemporary Exposition : — William of Malmesbury, Chronicles of the Kings of England . 5 Roger of Wendover, Flowers of History 6 Critical Comment: — Hallam, Europe during the Middle Ages 7 Stubbs, Constitutiorial History of England 7 Green, Shoj-t History of the English People 7 Pollock and Maitland, History of English Law 7 Ransome, Advanced History of England 8 Gardiner, Students History of England 8 CHAPTER II MAGNA CHAETA (1215) Suggestions 9 Document : — Magna Charta (June 15, 1215) 9 Contemporary Exposition : — Roger of Wendover, Flowers of History 25 Critical Comment : — Coke, First Institute of the Laws of England 27 Burke, Works 27 Hallam, Europe during the Middle Ages 27 Palgravb, English Commonwealth 27 Mackintosh, History of England 28 Sttjbbs, Constitutional History of England 29 Green, Short History of the English People 29 xviii CONTENTS Critical Comment, conlinued : — Page Bagehot, English Constitution 31 Taswell-Langmead, English Constitutional History 31 Von Gneist, History of the English Parliament 32 Pollock and Maitland, History of English Law 32 Gardiner, Student's History of England 32 Ransome, Advanced History of England 32 CHAPTER III THE SUMMONS TO PARLIAMENT (1295) Suggestions 34 Document: — Summons to Parliament (Oct. 3, 1295) 34 Contemporary Exposition : — Thomas Cromwell, Letter to John CreJce 35 Summons in reign of Henry VIII. 36 Critical Comment : — Hallam, Europe during the Middle Ages 37 Stubbs, Constitutional History of England 38 Taswell-Langmead, English Constitutional History 38 ^OSTii'En' Anglo-Saxon Freedom 38 BouTMY, English Constitution 39 Freeman, House of Lords 39 Ransome, Advanced History of England 39 Gardiner, Student's History of England 40 Adams, Critical Period of English Constitutional History ... 40 CHAPTER IV CONFIRMATIO CHARTARUM (1297) Suggestions 42 Document : — " Confrmatio Chartarum" of Edward I. (Nov. 5, 1297) . ... 43 Contemporary Exposition : — Bartholomew de Cotton, Historia Anglicana 45 Critical Comment : — Hallam, Europe diiring the Middle Ages 45 Macaulat, History of England 46 Stubbs, Constitutional History of England 46 Taswell-Langmead, English Constitutional History 46 Feilden, Short Constitutional History of England 47 Von Gneist, History of the English Parliament 47 Taylor, Origin and Growth of the English Constitution .... 47 CONTENTS xix CHAPTER V LEGAL PORMS AND JURY TRIALS (1429) Page Suggestions 49 Document : — Statute: 8 Henry VI. Cap. 12 {\^2%) 49 Contemporary Exposition : — Sir John Foetescue, De Laudibus Legum Anglue 51 Christopher Saint-German, Doctor and Student 54 Critical Comment : — Blackstone, Commentaries on the Laws of England 54 Spence, Equitable Jurisdiction of the Court of Chancery ... 56 Forsyth, History of Trial by Jury 57 Green, Short History of the English People 59 Taswell-Langmead, English Constitutional History 60 Taylor, Origin and Growth of the English Constitution .... 63 Stevens, Sources of the Constitution of the United States ... 65 CHAPTER VI PETITION OF RIGHT (1628) Suggestions 66 Document : — Petition of Right (June 7 , 1628) . 67 Contemporary Exposition : — Charles L, Speech at Prorogation of Parliament (June 26, 1628) 72 Critical Comment : — Hallam, Constitutional History of England 72 Nugent, Memorials of Hampden 72 Macatjlay, History of England 74 Creasy, Rise and Progress of the English Constitution .... 74 Taylor, Origin and Growth of the English Constitution .... 75 "VoN Gneist, History of the English Parliament 76 Gardiner, Constitutional Documents of the Puritan Revolution . . 76 HosMER, Anglo-Saxon Freedom 77 CHAPTER VII ENGLISH WRITTEN CONSTITUTIONS (1648-1653) Suggestions 78 Documents : — The Agreement of the People (Jan. 15, \&49) 79 The Instrument of Government (Dec. 16, 1653) 85 XX CONTENTS Contemporary Exposition: — Page Oliver Cromwell, First Speech to the Sixth Parliament ... 98 Critical Comment: — Hallam, Constitutional History of England 100 Macaulat, History of England 100 Bagehot, English Constitution . 101 Green, Short History of the English People 101 Taswell-Langmbad, English Constitutional History 103 Taylor, Origin and Groivth of the English Constitution .... 103 Gardiner, Constitutional Documents of the Puritan Revolution . . 104 HoSMER, Anglo-Saxon Freedom 109 BORGEAUD, Adoption and Amendment of Constitutions . . . . Ill BoRGEAUD, Rise of Modem Democracy 1 1 1 'R Ai<(SOME, Advanced History of England 112 Medley, Student's Manual of English Constitutional History . . 113 CHAPTER VIII HABEAS CORPUS ACT (1679) Suggestions 115 Document : — Habeas Corpus Act {1679) 115 Contemporary Exposition: — Bishop Gilbert Burnet, History of His Own Time . . , . 117 Critical Comment : — Blackstone, Conunentaries on the Laws of England- 118 Creasy, Rise and Progress of the English Constitution . , . . 118 HvRV, Right of Personal Liberty 118 TxTEnso'!^, Libe}-ty of the Subject, etc. ........... 119 Taswell-Langmead, English Constitutional Histonj 119 jyiCEY, Study of the Law of the Constitution 120 May, Constitutional History of England .120 Taylor, Origin and Growth of the English Constitution . . . . 121 CHAPTER IX THE BILL OF EIGHTS (1689) Suggestions 122 Document : — The Bill of Rights {Oct. 25, 16S9) 122 CONTENTS XXI Contemporary Exposition : — Page Bishop Gilbert Burnet, History of His Own Time .... 132 Critical Comment : — LuFFMAN, Citizen and Goldsmith 132 GuizoT, General History of Civilization 133 Ma.Ca.V'LXY, History of England 133 Green, Short History of the English People 134 Taswell-Langmead, English Constitutional History 134 Taylor, Origin and Growth of the English Constitution . . . . 135 Hosjier, Anglo-Saxon Freedom 135 Stevens, Sources of the Constitution of the United States . . . 136 ^ASSOME, Advanced History of England 136 CHAPTER X ACT OF SETTLEMENT (1700-1701) Suggestions 138 Document : — Constitutional Provisions in the Act of Settlement (1700-1701) . . 138 Contemporary Exposition: — Bishop Gilbert Burnet, History of His Own Time .... 140 Critical Comment : — Blackstone, Commentaries on the Laws of England 140 Djcey, Study of the Law of the Constitution 141 Kansome, Advanced History of England 141 CHAPTER XI SPIEIT OF COLONIAL RIGHTS (1721-1765) Suggestions 142 Document : — Extracts from "A Defence of the New-England Charters" (1721) . 142 Contemporary Exposition: — Anonymous, A Plain State of the Argument between Great Britain and her Colonies 144 Anonymous, Proposals for Uniting the English Colonies on the Continent of America 146 Tho-mxs 'PowSAi.i,, Administration of the Colonies {17 Q5) . . , 147 Anonymous, America's Appeal to the Lmpartial World .... 148 Critical Comment : — "W x-LS-R, An Appeal from the Judgments of Great Britain . . . 150 MA-RSTIXT.-L, History of the Colonies Planted by the English . . . 152 Thwaites, The Colonies 153 xxil CONTENTS CHAPTER XII THE STAMP ACT CONTROVERSY (1765) Page Suggestions 155 Document : — Declaration of Rights and Grievances of the Colonists in America (Oct. 7, 1765) 155 Contemporary Exposition: — Benjamin Franklin's Examination relative to the Repeal of the American Stamp Act 158 James Otis, Rights of the British Colonies 159 Sir William Keith, Two Papers on the Subject of Taxing the British Colonies in America 160 JosiAH TuCKEK, Letter from a Merchant in London to his Nephew in America 161 Edmund Burke, Speech on Conciliation with America .... 162 William Pitt, Earl of Chatham, Speech in the House of Lords 163 William BoLLEN, in J^ourna/s o/" Con/77-ess (1775) 164 Critical Comment : — Macaulay, The Earl of Chatham 164 Chamberlain, The Revolution Impending ......... 164 CHAPTEE XIII VIRGINIA BILL OF RIGHTS (1776) Suggestions 166 Document : — A Declaration of Rights (June 12, 1776) 166 Contemporary Exposition : — George Washington, Works 169 John Adams, Works .... 170 Critical Comment: — Hitchcock, American State Constitutions 173 Jameson, Treatise on Constitutional Conventions 174 Curtis, Constitutional History 1 '4 BouG^xvD, Adoption and Amendment of Constitutions . . ■ . 1/6 Bryce, American Commonwealth 1' ' ScHOULER, Constitutional Studies 1'° Yisn^Ti, Evolution of the Constitution of the United States . . . 178 Thorpe, Constitutional History of the American Republic ... 179 Channing, Students' History of the United States 180 CONTENTS xxiu CHAPTER XIV DECLARATION OF INDEPENDENCE (1776) Page Suggestions 182 Document: — The Declaration of Independence (July 4, 1776) 183 Contemporary Exposition: — John Adams, Familiar Letters 188 David Ramsay, American Revolution 191 Thomas Jefferson, Works 192 Critical Comment: — Webster, Works 192 Story, Commentaries 197 Livermore, An Historical Research 197 Gre'EJ'I, Short Histori/ of the English People 197 "VoN HoLST, Constitutional History of the United States .... 198 Lecky, England in the Eighteenth Century 199 Ellis, in Winsor, Narrative and Critical History of America . . 200 FlSKE, American Revolution 202 Lodge, American Revolution 202 CHAPTER XV THE ARTICLES OF CONFEDERATION (1781) Suggestions 204 Document: — Articles of Confederation (1781) • « • 204 Contemporary Exposition : — Pelatiah Webster, Remarks on a Pamphlet 216 George Washington, Works 218 Alexander Hamilton, Works 219 Thomas Jefferson, Works 219 Critical Comment: — Story, Commentaries 220 Jameson, Treatise on Constitutional Conventions 221 MuLFORD, The Nation 221 VoN Holst, Constitutional History of the United States .... 223 Hart, Federal Government 224 Ford, Rise and Growth of American Politics 225 Stevens, Sources of the Constitution of the United States . . . 225 FiSKE, Critical Period of American History 225 Fisher, Evolution of the Constitution of the United States . . . 226 XXIV CONTENTS CHAPTER XVI THE NORTHWEST ORDINANCE (1787) page Suggestions 227 Document: — The Ordinance of 1787 228 Contemporary Exposition: — Nathan Dane, in the Cutlers' Life ofManasseh Cutler .... 237 Critical Comment: — Webster, Works 238 Chase, Sketch of the History of Ohio 239 Bancroft, History of the United States 240 Burnet, Early Settlement of the Northwest Territory 240 Hoar, Oration at Centennial at Marietta 240 Hinsdale, The Old Northwest 241 Cutlers, Life of Manasseh Cutler 242 CHAPTER XVII THE CONSTITUTION OF THE UNITED STATES (1787) Suggestions 244 Document: — Constitution of the United States of America (Sept 17, 1787) . . 245 Contemporary Exposition: — Benjamin Franklin, Speech on the Last Day 264 George Mason, Address to the Citizens of Virginia 267 The Federalist (No. XLV.) 267 Alexander Hamilton, Works 268 George Washington, Works 269 John Dickinson, Fabius Letters 271 Tench Coxe, Examination 271 Thomas Jefferson, Works 272 Critical Comment: — Webster, Works 273 Stort, Commentaries 274 Gladstone, Kin Beyond Sea 275 COOLEY, Constitutional Law 276 HuRD, Theory of our National Existence 278 Smith, in Jameson's Essays on Constitutional History , . . . . 279 Hart, Federal Government 280 Stevens, /Sources ©/"^^e Constitution of the United States . . . 281 Brtce, American Commonwealth 282 Thorpe, Constitutional History of the American People .... 283 McLaughlin, Social Compact and Constitutional Construction . . 284 CONTENTS XXV CHAPTER XVIII WASHINGTON'S FAEEWELL ADDRESS (1796) Page Suggestions 286 Document: — Washington's Farewell Address to the People of the United States (Sept. 17, 1796) 286 Contemporary Exposition : — Jonathan Mitchell Sewall, Oration 306 Thomas Paine, Oration 307 Joseph Bltth, Eulogy 308 John M. Mason, Oration 308 George R. Minot, Oration 308 Critical Comment : — Sparks, George Washington . 309 Binnet, Inquiry into the Formation of Washington's Farewell Address 309 Olnet, Growth of our Foreign Policy 310 CHAPTER XIX THE EXTENT OF FEDERAL POWERS (1819) Suggestions 312 Document: — Decision in the Case of M'Culloch vs. the State of Maryland (1819) 312 Contemporary Exposition: — Anonymous, in Niks' Weekly Register . . 316 Critical Comment: — Story, Commentaries 318 Hare, American Constitutional Law 319 WiLLOUGHBY, Supreme Court of the United States 319 Sumner, History of Banking in the United States 319 CHAPTER XX LIBERTIES OF OTHER AMERICAN PEOPLES (1823) Suggestions 321 Document: — The Monroe Doctrine (Dec. 2, 1823) 321 XXVI CONTENTS Contemporary Exposition:— P^ge John Quincy Adams, Memoirs 323 Thomas Jeffekson, Complete Works .......... 325 James Madison, Works 326 Daniel Webster, Works 327 Critical Comment: — Dana, Wheaton's Elements of International Law 329 VoN HoLST, Constitutional History of the United States .... 329 MoKSE, John Quincy Adams 330 Gilman, James Monroe 331 ScHOULER, History of the United States 332 Tucker, The Monroe Doctrine 333 Cleveland, Special Message, Dec. 17, \ 895 334 Olney, Letter to Mr. Bayard 334 Woolset, Arnerica's Foreign Policy 336 McMaster, With the Fathers 337 Reddaway, The Monroe Doctrine 337 Hart, The Monroe Doctrine 338 CHAPTER XXI THE RIGHTS OF SLAVES AND OF THEIR RACE (1857) Suggestions 340 Documents: — Extracts from the Opinion of the Court in the Dred Scott Decision (March 6, 1857) 340 Extract from Justice Benjamin R, Cwtis, dissenting (1857) . . . 346 Contemporary Exposition: — T. H. Benton, Examination of the Decision in the Dred Scott Case 349 George Bancroft, in Pulpit and Rostrum . 351 Horace Greeley, American Conflict 352 Henry Wilson, Rise and Fall of the Slave Power in America . 353 Critical Comment: — Von Holst, Constitutional History of the United States .... 354 ScHOULER, History of the United States 354 Rhodes, History of the United States 356 Bryce, American Commonwealth 356 CHAPTER XXn EMANCIPATION OF THE SLAVES (1862-1863) Suggestions 358 Documents : — Preliminary Proclamation of Emancipation (Sept. 22, 1862) . . 358 Final Proclamation of Emancipation [Jan. \, \8()5) 362 CONTENTS xxvii Contemporary Exposition : — Page J. A. Cravens, Speech in House of Representatives against Eman- cipation 364 Benjamin F. Thomas, Speech in House of Representatives for Emancipation 365 IT. S. Grant, General Order 366 F. B. Carpenter, Six Months at the White House 366 Critical Comment: — Johnston, The United States : Its History and Constitution . . 367 NiCOLAY AND Hay, Abraham Lincoln : A History 368 Pierce, Memoir and Letters of Charles Sumner 369 Dunning, Essays on the Civil War and Reconstruction .... 369 Morse, Abraham Lincoln 370 McCall, Thaddeus Stevens 370 Bancroft, Life of William. H. Seward 371 Taebbll, Life of Abraham Lincoln 371 CHAPTER XXIII THE RECONSTRUCTION AMENDMENTS (1865-1870) Suggestions 373 Documents : — Thirteenth Amendment (1865) 373 Fourteenth Amendment (1868) 373 Fifteenth Amendment (1870) 375 Contemporary Exposition : — A. H. Coffroth, of Pennsylvania, in Congressional Globe . . 375 J. S. Brotvn, of Wisconsin, in Congressional Globe .... 376 James G. Blaine, Twenty Years of Congress 376 Critical Comment: — Lowell, Prose Works 380 CooLEY, Constitutional Law 381 Bryce, American Commonwealth 381 Dunning, Essays on the Civil War and Reconstruction .... 382 McLaughlin, History of the American Nation 384 Hart, Salmon Portland Chase 386 CHAPTER XXIV LIBERTY IN UNITED STATES COLONIES AND DEPENDEN- CIES (1898-1899) Suggestions 388 Documents : — Extracts from President McKinley's Annual Message (Dec. 5, 1898) 388 Extracts from President McKinley's Annual Message (Dec. 5, 1899) 392 xxviii CONTENTS Contemporary Exposition :— Page Pkesident William McKinley, Home Market Speech . . . 393 Secretaet John D. Long, Home Market Speech 399 KiCHAKD Olney, Groioth of our Foreign Policy 401 Critical Comment: — Adams, Imperialism 402 Randolph, Foreign Policy of the United States 403 Sumner, Conquest of the United States by Spain 404 ScHUEZ, American Imperialism 406 Hoar, No Constitutional Power to conquer Foreign Nations . . . 408 Burgess, Hoiv may the United States govern its Extra- Continental Territory? 411 Hart, Territorial Problems . 412 Abbott, Expansion, but not Imperialism 414 Lodge, Retention of the Philippine Islands 416 GiDDiNGS, Democracy and Empire 421 APPENDICES APPENDIX A. — Essentials in English Constitutional History 423 APPENDIX B. — Essentials in American Constitutional His- tory 427 APPENDIX C — Text of THE Habeas Corpus Act, 1679 ... 431 APPENDIX D. — List of Authors Cited 440 INDEX 449 LIBEETY DOCUMENTS Chaptee I CORONATION OATH AND CHARTER OF HENRY L (1101) SUGGESTIONS This Charter was published by Henry I. on his accession to the Crown. Copies were despatched to the several counties and depos- ited in the principal monasteries. The Charter is in form an ampli- fication of his Coronation Oath, the exact words of which are found in the form used at the Coronation of King Ethelred II. [978-1016]. Before reading the Coronation Oath and Charter of Liberties of Henry I. the elementary history of Teutonic migration should be examined critically, and the causes which led the Teuton to settle in Britain should be noted. The partial amalgamation of the Teutonic people with the Celtic aborigines in Britain during the period of the Heptarchy ; the strong characteristics of love of liberty and freedom of government which mark the race throughout its political history, and which are dis- coverable in their primitive institutions ; the development of the land tenure ; and the feudal system as individualized by William I. in organizing Norman rule in Engiaiid ; — each of these essential histor- ical conditions must be examined before this document and Henry's policy can be fully understood. The charter itself demands attention before other documents can be considered, because it contains, though possibly unnoticeable at the first reading, the great doctrine of the future — the equality in rights of freemen. For Topics covering such expository reading note Essentials in Early Teutonic History, Appendix A. DOCUMENTS The Coronation Oath (iioo) In the name of Christ I promise these three things William to the Christian people over whom I rule. In the ^V^^,!*^,' q'^'^* first place that I will endeavour and use all material translated by means in order that the Church of God and all the 1^,™'^"^ ^- , ^ ,„,,,., . , , Clapp, Clerk people of Christ may enjoy a true peace under our Sup. Jud. Ct. government for all time; next, that I will interdict of Mass. (1900) 1 HENRY L'S CHARTER [Ch. I robbery and all forms of injustice; third, that in all judicial proceedings I will advance justice and mercy, in order that to me and you the gracious and merciful God may extend his mercy. The Statutes of the Realm, i. 1, translat- ed by Henry A. Clapp. (1900) In form an amplification of tlie cove- nant made by tbe king in his coro- nation oath. Tliis is the only legisla- tive enact- ment during the reign of Henry I. See Magna Charta, Art. i The Vassals : see Magna Charta, Art. ii "Men" wherever used in this charter means " feu- dal depend- ents." Eelief," a payment in money to the king by the in- coming heir vipon admis- sion into an inheritance. This was de- manded by The Charter of Henry I. at his Coronation (1101) In the year of the Incarnation of our Lord one thousand one hundred and one. Henry, son of King William, after the death of his brother Wil- liam, by the grace of G-od King of the English, to all the faithful sends greeting. 1. Know ye that I have been, by the mercy of God and by the barons in council, crowned king of this same kingdom of all England; and since the kingdom has been oppressed by unjust exactions I, through the fear of God and the love I have to- wards you, do in the first place make free the holy church of God, so that I will neither sell nor put to rent, nor upon the death of an archbishop or of a bishop or of an abbot wall I accept anything from the demesne of the church or from its men until a successor has taken the place. And all evil customs by which the kingdom of England has been unjustly oppressed I will do away with, — which evil customs I herein indicate: 2. If any one of my barons, or of my earls, or of any other vassal who hold their estates of me shall die, his heir shall not redeem his land as he did in the time of my brother, but shall relieve said land by just and lawful reliefs. In like manner the men of my barons shall relieve their lands from those of w-hom they hold, by a just and lawful relief. 3. And if any of my barons, or of any^ other of my men, shall wish to give in marriage his daughter, or his sister, or his niece or other female relations, let him consult me in the matter ; but neither will I receive anything from him for the permission nor 1101] TEXT 3 will I forbid him to give her in marriage unless he Henry I., as shall wish to join her to one of my enemies. And cessors.^^But if upon the death of a baron, or of an}' other of the promise my men, a daughter shall survive as his heir I will a^^Jtixrn'^V^ give her in marriage with her lands, after taking the equitable counsel of my barons. And if, upon the death ?^^^ '^"f**i'?i '' ' ^ instead of the of a man, his wife shall survive and shall be cruel exac- without children she shall have her dowry and tions made T T -11 J • 1 . ^^ ^'^^ reigns right to marry, and I will not give her m mar- of Wm. I. riage to any husband except in accordance with ^^j'q acts of parliament, whereby the jurisdiction of the admiralty is extended as aforesaid, and of the other late acts for the restriction of the American commerce. 158 THE STAMP ACT CONTROVERSY [Ch. XII CONTEMPORARY EXPOSITION FRANKLIN (1766) Q. Do not you think the people of America would submit to pay the stamp-duty if it was moderated ? A. No, never, unless compelled by force of arms. Q. "What was the temper of America towards G-reat Britain before the year 1763? A. The best in the world. They submitted willingly to the government of the Crown, and paid, in all their courts, obedi- ence to the Acts of parliament. Numerous as the people are in the several old provinces, they cost you nothing in forts, citadels, garrisons or armies, to keep them in subjection. They were governed by this country at the expense only of a little pen, ink and paper. They were led by a thread. They had not only a respect, but an affection, for Great Britain, for its laws, its customs, and manners, and even a fondness for its fashions, that greatly increased the commerce. Natives of Britain were always treated with particular regard ; to be an Old England-man was, of itself, a character of some respect, and gave a kind of rank among us. Q. And what is their temper now? A. O, very much altered ! Q. Did you ever hear the authority of parliament to make laws for America questioned till lately? A. The authority of parliament was allowed to be valid in all laws except such as should lay internal taxes. It was never disputed iu laying duties to regulate commerce. Q. In what light did the people of America use to consider the parliament of Great Britain? A. They considered the parliament as the great bulwark and security of their liberties and privileges, and always spoke of it with the utmost respect and veneration. Arbitrary ministers, they thought, might possibly at times attempt to oppress them ; but they relied on it, that parliament on application, would always give redress. . . . 1766-1775] CONTEMPORARY EXPOSITION 159 Q. And have they not still the same respect for parliament? A. No, it is greatly lessened. Q. To what causes is that owing? A. To a concurrence of causes : the restraints lately laid on their trade, by which the bringing of foreign gold and silver into the colonies was prevented ; the prohibition of making paper money among themselves ; and then demanding a new and heav}^ tax by stamps ; taking away, at the same time, trials by juries, and refusing to receive and hear their humble petitions. Q. What is 3'^our opinion of a future tax imposed on the same principle with that of the stamp-act ; how would the Americans receive it? A. Just as they do this. They would not pay it. Q. Have not you heard of the resolution of this House, and of the House of Lords, asserting the right of parliament relat- ing to America, including a power to tax the people there ? A. Yes, I have heard of such resolutions. Q. What will be the opinion of the Americans on those resolutions ? A. They will think them unconstitutional and unjust. Their opinion is, that when aids to the Crown are wanted, they are to be asked of the several assemblies according to the old established usage, who will, as they always have done, grant them freely. . . . The granting aids to the Crown is the only means they have of recommending themselves to their Sovereign, and they think it extremely hard and unjust, that a body of men, in which they have no representatives should make a merit to itself of giving and granting what is not its own, but theirs, and deprive them of a right they esteem of the utmost value and importance, as it is the security of all their other rights. Pamphlet: Political^ Miscellaneous, and Philosophical Pieces. 1766. JAMES OTIS (1766) If it was thought hard that charter privileges should be taken away by act of Parliament, is it not much harder to be in part, or in whole disfranchised of rights, that have been always 160 THE STAMP ACT CONTROVERSY [Ch. XII thought inherent to a British subject, mainly, to be free from all taxes, but what he consents to in person, or by his repre- sentative? This right, if it could be traced no higher than Magna Charta, is part of the common law, part of a British subject's birthright, and as inherent and perpetual as the duty of allegiance ; both which have been brought to these colonies, and have been hitherto held sacred and inviolable, and I hope and trust ever will. It is humbly conceived that the British colonists (except only the (jonquered, if any) are, by Magna Charta, as well entitled to have a voice in their taxes as the snbjects within the realm. . . . The sum of my argument is, that civil government is of God, that the administrators of it were originally the whole people : . . . that this constitution is the most free one, and by far the best, now existing on earth ; that by this constitution, every man in the dominion is a free man ; that no parts of his Majesty's dominions can be taxed without his consent ; that every part has a right to be repre- sented in the supreme or some subordinate legislature : that a refusal of this would seem to be a contradiction in practice to the theory of the constitution: that the colonies are sub- ordinate dominions, and are now in such a state, as to make it best for the good of the whole, that they should not only be continued in the enjoyment of subordinate legislation, but be also represented in some proportion to their numbers and estates in the grand legislation of the nation ; that this would firmly unite all parts of the British empire in the greatest peace and prosperity, and render it invulnerable and perpetual. James Otis, The Rights of the British Colonies. 65-67. SIR WILLIAM KEITH (1767) Reasons, humbly offered in Support of the above Proposal to extend the Duties on Stampt Paper and Parchment all over the British Plantations. The author of the above proposal disclaims all views of depriving the British subjects in the plantations of any of those rights and privileges which are derived to them as natural-born subjects of Great Britain ; but on the other hand, he cannot consider that part of his Majesty's subjects abroad to be invested with any sort of rights or privileges, that are of 1766-1775] CONTEMPORARY EXPOSITION 161 a higher and more independent Nature than what their breth- eren of Great-Britain can claim at home. . . . He conceives that the subjects there are under no other Supreme Legislature but that of Great Britain ; in so much that every subject in America as often as his occasions require, has an indubitable right to make his humble application to a British Parliament where he virtually conceives himself to be truly represented ; because the common interest of the British State of Common- wealth most certainly includes the subjects of America, equally with those of every other part of the Dominion, and so we find it to be understood by the Tenor of the famous Act of Naviga- tion, as well as other restrictive acts relating to commerce and the public revenue. Sib William Keith, Subject of Taxing the British Colonists in America, pamphlet. DOCTOR TUCKER'S " LETTER " (1774) Indeed it has been my constant remark, that when men were at a loss for solid arguments and matters of fact, in their politi- cal disputes, they then had recourse to the spirit of the consti- tution as to their last shift, and the only thing to say. An American, for example, now insists, that according to the spirit of the English Constitutions, he ought not to be taxed without his own consent, given either by himself or by a representative in Parliament chosen by himself. Why ought he not? The constitution says no such thing. But the spirit of it doth; and that is as good, perhaps better. Very well ; see then how the same spirit will presently wheel about and assert a doctrine quite repugnant to the claims and positions of you Americans. Magna Charta, for example, is the great foundation of Eng- lish liberties, and the basis of the English Constitution. But by the spirit of Magna Charta, all taxes laid on by Parliament are constitutional, legal taxes. Now remember . , . that the late Tax of Duties upon stamps was laid on by Parliament and therefore according to your own way of reasoning must have been a regular constitutional tax. ... So that if you will now plead the spirit of Magna Charta against the jurisdiction of Pai'liaraent you will plead Magna Charta against itself. Dr. Josiah Tuckee, Letter from a Merchant in London to his Nephew in America. W 162 THE STAMP ACT CONTROVERSY [Ch. XII EDMUND BURKE (1774) I propose, by removing the ground of the difference and by restoring the former uns^ispectincj confidence of the colonies in the mother country^ to give permanent satisfaction to your people, and (far fi-om a scheme of ruling by discord) to reconcile them to each other in the same act, and by the bond of the very same Interest which reconciles them to British Government. . . . If we adopt this mode ; if we mean to conciliate and concede ; let us see of what nature the concession ought to be : to ascer- tain the nature of our concession we must look at their com- plaint. The colonies complain that they have not the charac- teristic mark and seal of British freedom. They complain, that they are taxed in a parliament in which they are not repre- sented. If you mean to satisfy them at all, you must satisfy them with regard to this complaint. If you mean to please any people, you must give them the boon which they ask ; not what you may think better for them, but of a kind totally different. Such an act may be a wise regulation, but it is no concession. . . . My idea, therefoi'e, without considering whether we yield as matter of right, or grant as matter of favour, is, to admit the people of our colonies into an interest in the constitution ; and, by recording that admission in the journals of parliament, to give them as strong an assurance as the nature of the thing will admit, that we mean forever to adhere to that solemn declara- tion of systematic indulgence. . . . I . . . wish you to recognize, for the theor}'^, the ancient constitutional policy of this kingdom with regard to representa- tion, as that policy has been declared in Acts of Parliament ; and, as to practice, to return to that mode which a uniform expe- rience has marked out to you as best ; and in which you walked with security, advantage, and honour until the year 1763. My resolutions therefore mean to establish the equity and justice of a taxation of America, by grant, and not by imposi- tion; . . . and to acknowledge that experience has shown the benefits of their grants, and the ftitility of parliamentary taxa- tion as a method of supply. Edmund Burke, Speech on Conciliation with the Colonies. Burke's Works, II. 21-60. 1766-1775] CONTEMPORARY EXPOSITION 163 WILLIAM PITT (1774) This, my Lords, though uo new doctriue, has always been my received and unalterable opinion, and I will carry it to my grave, that this country had no right under heaven to tax America. It is contrary to all the principles of Justice and civil polity, which neither the exigencies of the State, nor even an acqui- escence in the taxes, could justify upon any occasion whatever. Such proceedings will never meet their wished-for success; and instead of adding to their miseries, as the bill now before you most undoubtedly does, adopt some lenient measures which may lure them to their duty ; proceed like a kind and affectionate parent over a child whom he tenderly loves, and instead of those harsh and severe proceedings, pass an amnesty on all their youthful errors, clasp them once more in your fond and affectionate arms ; and I will venture to affirm you will find these children worthy of their sire. But should their turbu- lence exist after 370ur professed terms of forgiveness, which I hope and expect this house will immediately adopt, I will be among the foremost of your Lordships to move for such measures as will effectually prevent a future relapse, and make them feel what it is to provoke a fond and forgiving parent! a parent, my Lords, whose welfare has been my greatest and most pleasing consolation. This declaration may seem unnecessary ; but I will venture to declare, the period is not far distant, when she will want the assistance of her most distant friends ; but should the all-disposing hand of Provi- dence prevent me from affording her my poor assistance, my prayers shall be ever for her welfare. — Length of days be in her right hand, and in her left riches and honour: may her ivays be the ways of pleasantness, and all her paths be peace ! t William Pitt, Eael of Chatham's Speech in the House of Lords, 27th day of Ma}^, 1774. Chatham's Works, XLI. 292. t The bill for " Quartering Soldiers " was passed, notwithstanding the eloquence of Pitt. 164 THE STAMP ACT CONTROVERSY [Ch. XII JOURNALS OF CONGRESS 1X115) Bfenjamin Franklin, Arthur Lee, agents, dated, London, February 5th, 1775. We think it proper to inform you, that your cause was well defended by a considerable number of good and wise men in both houses of parliament, though far from being a majority : and that many of the commercial and manufacturing parts of the nation, concerned in the American trade, have presented, or, as we understand, are preparing to present, petitions to parliament, declaring their great concern, for the present unhappy controversies with America, and praying expressly, or in effect, for healing measures, as the proper means of preserv- ing their commerce, now greatly suffering or endangered. William Bollen, Journals of Congress (May, 1775). I. 75, 76. CRITICAL COMMENT MACAULAY (1844) Grrenville proposed a measure destined to produce a great revolution, the effects of which will long be felt by the whole human race. We speak of the act for imposing stamp duties on the North American colonies. . . . The Stamp Act will be remembered as long as the globe lasts. , . . In the meantime, every mail from America brought alarming tidings. The crop which Grenville had sown, his successors had now to reap. The colonies were in a state bordering on re- bellion. The stamps were burned. The revenue officers were tarred and feathered. All trafHc between the discontented provinces and the mother country was interrupted. . . . The Stamp was indefensible, not because it was beyond constitu- tional competence of Parliament, but because it was unjust and impolitic, sterile of revenue, and fertile of discontents. T. B. Macaulat, The Earl of Chatham (Ed. Rev., Oct. 1844). CHAMBERLAIN (1887) When the Stamp Act Congress met in New York, October 7th, 1765, that city was the headquarters of the British forces 1844-1887] CRITICAL COMMENT 165 in America, under the command of General Gage. Lieutenant- Governor Golden, then filling the executive chair, was in favour of the act, and resolved to execute it ; but the Sons of Liberty expressed different sentiments. The Congress contained men some of whom became celebrated. Timothy Ruggles was chosen speaker, but Otis was the leading spirit. In full accord with him were the Livingstons of New York, Dickinson of Pennsylvania, McKean and Rodney of Delaware, Tilghman of Maryland, and Rutland and the elder Lynch of South Carolina. New Hampshire, Virginia, North Carolina and Georgia failed to send delegates, but not for lack of interest in the cause. The Congress prepared a Declaration of Rights and Grievances, an address to the King, a memorial to the House of Lords, and a petition to the House of Commons, and adjourned on Octo- ber 25th. For a clear, accurate, and calm statement of the position of the colonies these papers were never surpassed ; nor, until the appearance of the Declaration of Independence, was any advance made from the ground taken in them. Mellen Chamberlain, The Revolution Impending, in Justin Winsoe, Narrative and Critical History of America. VI. 30-31. 166 VIRGINIA BILL OF RIGHTS [Ch. Xni Chapter XIII VIRGINIA BILL OF RIGHTS SUGGESTIONS This declaration of rights was adopted by a convention that met in Williamsburg, May 6, 1776, and was inserted unchanged in the Vir- ginia State Constitutions of 1830, 1850-51, 1864, and with some modi- fications in that of 1870. The Bill was drafted by George Mason and was slightly changed in one clause at the instance of James Madison. This document is chosen as typical of the spirit of defiance shown in the Revolutionary era, and because it stands as an example of State legislation. Every colony became a state by a similar process of alteration in its colonial government. The student of history should comprehend clearly the theory of constitutional state government, which was the child of English common law or citizenship. In using this work at this point it would be well for the State Con- stitution of the Commonwealth nearest in interest to the school to be studied. For Outlines and Material, see Appendix A. DOCUMENT A Declaration of Rights (June lath, 1776) Preston's Made by the Representatives of the good People 207^-20^'^*' ^^ Virginia, assembled in full and free Convention, which rights to pertain to them and their posterity as the basis and foundation of government. I. That all men are by nature equally free and independent, and have certain inherent rights, of Compare which, when they enter into a state of society, they with Declara- cannot by any compact, deprive or divest their pendence. posterity ; namel}^, the enjoyment of life and liberty with the means of acquiring and possessing prop- 1776] TEXT 167 erty, and pursuing and obtaining happiness and safety. II. That all power is vested in, and consequently Oath of Office- derived from, the people ; that magistrates are Const. Art. ii. their trustees and servants, and at all times amen- ' able to them. III. That government is, or ought to be, insti- g^^ gjj^ ^j tuted for the common benefit, protection and se- Rights; Act curity of the people, nation, or community ; of all '^^ Settle- ,. ^^', „ "^ ment; also, the various modes and torms of government, that Declaration is best which is capable of producing the greatest of Indepea- dence degree of happmess and safety, and is most effect- ually secured against the danger of maladminis- tration ; and that, when a government shall be found inadequate or contrary to these purposes, a majority of the community hath an indubitable, unalienable and indefeasible right to reform, alter or abolish it, in such manner as shall be judged most conducive to the public weal. IV. That no man, or set of men, are entitled to exclusive or separate emoluments or privileges from the community but in consideration of public ser- vices, which not being descendible, neither ought the offices of magistrate, legislator, or judge to be hereditary. V. That the legislative, executive and judicial powers should be separate and distinct ; and that the members thereof may be restrained from op- ^j^^ of^hT' pi'ession, by feeling and participating the burthens three de- of the people, they should, at fixed periods, be pa^rt^.^iits ^ •^ ^ -^ ' ^ ' conceived m reduced to a private station, return into that body 1776; Const. from which they were originally taken, and the -^F^^- '^•■> "•> vacancies be supplied by frequent, certain and reg- ular elections, in which all, or any part of the former members to be again eligible or ineligible, as the laws shall dh-ect. VI. That all elections ought to be free, and that all men having sufficient evidence of permanent common interest with, and attachment to the com- 168 VIRGINIA BILL OF RIGHTS [Ch. xin Confirmatio Chartarum. VI. Magna Charta, 39- 40. Habeas Cor- pus Act. Trial by Jury. Writs of As- sistance un- warranted. See Chapter V. Const. Art. i., Sect. 8 (16). muuity have the right of suffrage, and cannot be taxed, or deprived of their property for public uses, without their own consent, or that of their repre- sentatives so elected, nor bound by any law to which they have not in like manner assented, for the public good. VII. That all power of suspending laws, or the execution of laws, by any authority, without con- sent of the representatives of the people, is injuri- ous to their rights, and ought not to be exercised. VIII. That in all capital or criminal prosecutions, a man hath a right to demand the cause and nature of his accusation, to be confronted with the ac- cusers and witnesses, to call for evidence in his favour, and to a speedy trial by an impartial jury of twelve men of his vicinage, without whose unan- imous consent he cannot be found guilty ; nor can he be compelled to give evidence against himself; that no man be deprived of his liberty, except by the law of the land or the judgment of his peers. IX. That excessive bail ought not to be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted. X. That general warrants, whereby an officer or messenger may be commanded to search suspected places without evidence of a fact committed, or to seize any person or persons not named, or whose offence is not particularly desci'ibed and supported by evidence, are grievous and oppressive, and ought not to be granted. XI. That in controversies respecting property, and in suits between man and man, the ancient trial by jury of twelve men is preferable to any other, and ought to be held sacred. XII. That the freedom of the press is one of the great bulwarks of liberty, and can never be restrained but by despotic governments. XIII. That a well regulated militia, composed of the body of the people, trained to arms, is the 177f)] CONTEMPORARY EXPOSITION 169 proper, natural, and safe defence of a free State ; that standing armies in time of peace should be avoided as dangerous to liberty; and that in all cases the military should be under strict subordi- nation to, and governed b}', the civil power. XIV. That the people have a right to uniform government; and therefore, that no government separate from or independent of the government of Virginia, ought to be erected or established within the limits thereof. XV. That no free government, or the blessing of liberty, can be preserved to any people, but by a firm adherence to justice, moderation, temper- ance, frugality and virtue, and by a frequent re- currence to fundamental principles. XVI. That religion, or the duty which we owe to our Creator, and the manner of discharging it, can be directed only by reason and conviction, not by force or violence ; and therefore all men are equally entitled to the free exercise of religion, Freedom of according to the dictates of conscience ; and that religious it is the duty of all to practise Christian forbear- ance, love and charity towards each other. CONTEMPORARY EXPOSITION WASHINGTON (1776) To John Augustine Washington, Philadelphia, 31 May, 1776. Deae Beother, ... I am very glad to find that the Virginia Convention have passed so noble a vote, and w4th so much unanimity. Things have come to that pass now, as to convince us, that we have nothing more to expect from the justice of Great Britain. . . . To form a new government requires infinite care and unbounded attention : for if the foundation is badly laid, the superstructure must be bad. Every man should consider, that he is lending his aid to frame a constitution which is to render millions happy or miserable, and that a matter of such moment cannot be the work of a day. Geokge Washington, Works. IV. 105-107. 170 VIRGINIA BILL OF RIGHTS [Ch. XIII JOHN ADAMS (1776) As I supposed no mau would think of consolidating this vast continent under one national government, we should probably, after the example of the Greeks, the Dutch, and the Swiss, form a confederacy of States, each of which must have a sep- arate government. Tliat the case of Massachusetts was the most urgent, but that it could not be long before every other Colony must follow her example. That with a view to this subject, I had looked into the ancient and modern confederacies for examples, but they all appeared to me to have been huddled up in a hurry, by a few chiefs. But we had a people of more intelligence, curiosity, and enterprise, who must be all con- sulted, and we must realize the theories of the wisest writers, and invite the people to erect the whole building with their own hands, upon the broadest foundation. That this could be done only by conventious of representatives chosen by the people in the several colonies, in the most exact proportions. That it was my opinion that Congress ought now to recommend to the people of every Colony to call such conventions immediately, and set up governments of their own, under their own author- ity ; for the people were the source of all authority and original of all power. These were new, strange, and tei-rible doctrines to the greatest part of the members, but not a very small num- ber heard them with apparent pleasure, and none more than Mr. John Rutledge, of South Carolina, and Mr. John Sullivan, of New Hampshire. Congress, however, ordered the letter to lie on the table for further consideration. On Saturday, June 3d, the letter from the convention of the Massachusetts Bay, dated the 16th of May, being again read, the subject was again discussed, and then, '•'■Resolved, That a committee of five persons be chosen, to consider the same, and report what in their opinion is the proper advice to be given to that Convention." The following persons were chosen by ballot, to compose that committee, namely, Mr. J. Rutledge, Mr. Johnson, Mr. Jay, Mr. Wilson, and Mr. Lee. These gentlemen had several conferences with the delegates from our State, in the course of 1776] CONTEMPORARY EXPOSITION 171 which, I suppose, the hint was suggested, that they adopted in their report. Mr. Rutledge asked me my opinion of a proper form of gov- ernment for a State. I answered him that any form that our people would consent to institute, would be better than none, even if they placed all power in a house of representatives, and they should appoint governors and judges ; but I hoped they would be wiser, and preserve the English Constitution in its spirit and substance, as far as the circumstances of this country required or would admit. That no hereditai-y powers ever had existed in America, nor would they, or ought they to be intro- duced or proposed ; but that I hoped the three branches of a legislature would be preserved, an executive, independent of the senate or council, and the house, and above all things, the independence of the judges. . . . On Wednesday, October 18th, the delegates from New Hampshire laid before the Congress a part of the instructions delivered to them by their Colony, in these words : — " We would have you immediately use your utmost endeavours to obtain the advice and direction of the Congress, with respect to a method for our administering justice, and regulating our civil police. We press you not to delay this matter, as its being done speedily will probably prevent the greatest con- fusion among us." . . . Although the opposition was still inveterate, many members of Congress began to hear me with more patience, and some began to ask me civil questions. ' ' How can the people insti- tute governments?" My answer was, "By conventions of representatives, freely, fairly, and proportionably chosen." "When the convention has fabricated a government, or a con- stitution rather, how do we know the people will submit to it ? " "If there is any doubt of that, the convention may send out their project of a constitution, to the people in their several towns, counties, or districts, and the people may make the acceptance of it their own act." "But the people know noth- ing about constitutions." "I believe you are much mistaken in that supposition ; if you are not, they will not oppose a plan prepared by their own chosen friends ; but I believe that in every considerable portion of the people, there will be found 172 VIRGINIA BILL OF RIGHTS [Ch. XIII some men, who will understand the subject as well as their representatives, and these will assist in enlightening the rest." "But what plan of a government would you advise?" "A plan as nearly resembling the government under which we were born, and have lived, as the circumstances of the country will admit. Kings we never had among us. Nobles we never had. Nothing hereditary ever existed in the country ; nor will the country require or admit of any such thing. But governors and councils we have always had, as well as representatives. A legislature in three branches ought to be preserved, and independent judges." "Where and how will you get your governors and councils?" "By elections." "How, — who shall elect?" " The representatives of the people in a conven- tion will be the best qualified to contrive a mode." After all these discussions and interrogatories. Congress was not prepared nor disposed to do anything as yet. They must consider farther. ' ' Resolved, That the consideration of this matter be referred to Monday next." Monday arrived, and Tuesday and Wednesday passed over, and Congress not yet willing to do anything. . . . Yet they could not be brought to agree upon a report and to bring it forward in Congress, till Friday, November 3rd, when Congress, taking into consideration the report of the committee on the New Hampshire instructions, after another long delibe- ration and debate, — " Resolved, That it be recommended to the Provincial Con- vention of New Hampshire, to call a full and free representa- tion of the people, and that the representatives, if they think it necessary, establish such a form of government, as in their judgment will best produce the happiness of the people, and most effectually secure peace and good order in the Province, during the continuance of the present dispute between Great Britain and the Colonies." By this time I mortally hated the words, " Provinces," " Col- onies," and " Mother Country," and strove to get them out of the report. The last was indeed left out, but the other two were retained even by this committee, who were all as high 1887-1898] CRITICAL COMMENT 173 Americans as any in the house, unless Mr. Gadsden should be excepted. Nevertheless, I thought this resolution a triumph, and a most important point gained. Mr. John Rutledge was now completely with us in our desire of revolutionizing all the governments, and he brought forward immediately some representations from his own State, when " Congress, then taking into consideration the State of South Carolina, and sundry papers relative thereto being read and considered, ' ' Resolved, That a committee of five be appointed to take the same into consideration, and report what in their opinion is necessary to be done. The members chosen, Mr. Harrison, Mr. Bullock, Mr. Hooper, Mr. Chase, and Mr. S. Adams." On November 4th, "The committee appointed to take into consideration the State of South Carolina, brought in their report, which being read," a number of resolutions passed, the last of which will be found in page 235 of the Journals, at the bottom. " jResoZyed, That if the Convention of South Carolina shall find it necessary to establish a form of government in that Colony, it be recommended to that Convention to call a full and free representation of the people, and that the said repre- sentatives, if they think it necessary, shall establish such a form of government as in their judgment will produce the hap- piness of the people, and most eifectually secure peace and good order in the Colony, during the continuance of the present dispute between Great Britain and the Colonies. John Adams, Works. III. 17-22. CRITICAL COMMENT HITCHCOCK (1887) But these constitutional enactments are also social and politi- cal phenomena. "VVe may study them in order to learn, not only what they prescribe, but, so to speak, what they reveal. As such phenomena they have, — not only for the student of historical jurisprudence but for every thoughtful man, con- cerned for the future of his country, — a significance quite distinct from that which they have either for the officer who 174 VIRGINIA BILL OF RIGHTS [Ch. XIII must execute, or for the citizen who must obey them. , . . They signify and express, not the '■'■ civium ardor prava jubentium" but the conclusions of a free people as to what changes in their oi^ganic law will best promote the common welfare. Henky Hitchcock, Americati State Constitutions. 8, 9. J. A. JAMESON (1887) The mode adopted by Virginia was similar to that followed in those colonies (N. H. and S. C). The Provincial Convention elected in April, 1776, to continue in office one year, met at Williamsburg on the 6th of May thereafter, and on the 29th of June following framed and established the first constitution of Virginia. This Convention was elected as a revolutionary assembly, to carry on, as Mr. Jefferson expresses it, " the ordi- nary business of the government," in default of the House of Burgesses, and to " call forth the powers of the State for the maintenance of the opposition to Great Britain." It was not pretended, if tlie same authority is to be credited, that, in assuming to frame a constitution, the Convention had any warrant or authority whatever, except such as enured to it by virtue of its revolutionary character. In so doing, then, it is regarded, not as a constitutional, but as a Revolutionary Con- vention. It was not empowered to discharge the special and high function of enacting a fundamental code, by any law or by the express desire of the people, but acted on its own authority : and it did not deign to take upon its work the sense of the people whom it pretended to represent. John A. Jameson, Treatise on Constitutional Conventions. 125, 126. GEO. T. CURTIS (1889) It is a singular circumstance that, while the Revolutionary government was left to conduct the great affairs of the con- tinent through the mere instrumentality of a congress of dele- gates, and was thus failing for the want of departments and powers, the states were engaged in applying those great prin- ciples in the organization and construction of popular govern- ments, under which they may be formed with rapidity and ease, and which are capable of the most varied adaptation to the circumstances and wants of a free people. 1887-1898] CRITICAL COMMENT 175 . . . Fortunately, as we have seen, the previous constitutions of all the colonies had accustomed the people, to a great ex- tent, to the business of government ; and when the recommen- dation of the Continental Congress to the several colonies to adopt such governments as would best conduce to their happi- ness and safety was made immediately after the first effusion of blood, it was addressed to civil societies, in which the people had, in different modes, been long accustomed to wit- ness and to exercise the functions of legislation, and in all of which there were established forms of law, of judicature, and of executive power. The new political situation in which they now found them- selves required, in many of the colonies, but little departure from these ancient institutions. The chief innovation necessary was to bring into practical working the authority of the people in place of that of the crown of England, as the source of all political power. The changes requisite to effect this were of course to be made at once ; the materials for these changes existed everywhere, in the representative institutions which had long been a part of the system of every colony since the first settlement of the country. . . . The foundations . . . for popular governments existed in all the colonies, and furnished the means for substituting the new source of political power, the will of the people, in the place of that of an external sovereign. But there were other materials, also, for the formation of regular and balanced governments, with nearer approaches to perfection and with far greater completeness than a mere democracy can afford to any people, however familiar they may be with the exercise and the practice of government. The people of these colonies had been so trained as to be able to apply those principles in the construction and operation of government which enable it to work freely, successfully, and wisely, while resting on a popular basis. They were able to see that the whole of what is meant and understood by govern- ment is comprehended in the existence and due operation of legislative, executive, and judicial powers. They had lived under political arrangements, in which these powers had been distributed so as to keep them for the most part distinct from 176 VIRGINIA BILL OF RIGHTS [Ch. XIII each other, and so as to mark the proper limitations of each. If, in some instances, the same individuals had exercised more than one of these powers, the distinctions between the depart- ments, and the principles which ought to regulate such distinc- tions, had become known. The people of the colonies, in general, therefore, saw that nothing was so important, in con- structing a government with popular institutions, as to balance each of these departments against the others, so as to leave to neither of them uncontrolled and irresponsible power. . . . Three of the colonies, namely, New Hampshire, South Carolina, and Virginia, proceeded to form constitutions of gov- ernment before the Declaration of Independence was adopted, under a special recommendation given to each of them by Congress, in the latter part of the year 1775, addressed to the provincial convention, advising them "to call a full and free representation of the people, to establish such a form of gov- ernment as in their judgment will best promote the happiness of the people, and most effectually secure good order in the province during the continuance of the present dispute between Great Britain and the colonies." . . . On the 15th of May, 1776, the Provincial Convention of Virginia proceeded to prepare a declaration of rights and a constitution. The latter declared that the legislative, executive, and judiciary depart- ments ought to be distinct and separate, and divided the legislative department into two branches, the house of delegates and the senate, to be called "the General Assembly of Vir- ginia." The members of the house of delegates were chosen from each county, and one from the city of Williamsburg, and one from the borough of Norfolk. The senate consisted of twenty-four members, chosen from as many districts. A gov- ernor and council of state were chosen annually by joint ballot of both houses. The legislature appointed the judges, who were commissioned by the governor, and held their offices dur- ing good behaviour. G. T. Ctjrtis, Constitutional History} I. 80-84. BORGEAUD (1892) European critics of American democracy almost always make the mistake of looking only at the Federal Constitution of the 1 Copyright, 1889, by George Ticknor Curtis. 1887-1898] CRITICAL COMMENT 177 United States and of leaving unexamined the institutions of the several States. It may be said, in their defence, that the Americans themselves are the cause of this, since, for a cen- tury, they have devoted all their zeal to the history and criti- cism of Federal public law and are only now beginning the systematic study of their local constitutions. But the mistake, though explicable and pardonable, is none the less grave. Recently two masters of political science, M. E. Boutmy, in France, and Mr. James Bryce, in England, have called atten- tion to its unhappy consequences. They have easily shown that the institutions of the States are the edifice itself of which the Federal constitution is but the completion, that they are the real foundation of the national institutions, and that American democracy cannot be understood or judged apart from the environment in which its development has taken place. Charles Borgeaud, Adoption and Amendment of Constitutions in Europe and America, translated by C. D. Hazen. 137. BRTCE (189G) When, in 1776, the thirteen colonies threw off their allegiance to King George III., and declared themselves independent States, the colonial charter naturally became the State constitu- tion. In most cases it was remodelled, with large alterations, by the revolting colony. But in three states it was maintained unchanged, except, of course, so far as Crown authority was concerned, viz., in Massachusetts till 1780, in Connecticut till 1818, and in Rhode Island till 1842. The other States ad- mitted to the Union in addition to the original thirteen, have entered it as organized self-governing communities, with their constitutions already made b}' their respective peoples. Each Act of Congress which admits a new State admits it as a sub- sisting commonwealth, sometimes empowering its people to meet and enact a constitution for themselves (subject to con- ditions mentioned in the Act), sometimes accepting and con- firming a constitution so already made by the people. Congress may impose conditions which the State constitution must fulfil ; and in admitting the six newest States has affected to retain the power of maintaining these conditions in force. But the authority of the State constitutions does not flow from 12 178 VIRGINIA BILL OF RIGHTS [Ch. XHI Congress, but from acceptance by the citizens of the States for whicii they are made. Of these instruments, therefore, no less than of the constitutions of the thirteen original States, we may say that although subsequent in date to the Federal Constitu- tion, they are, so far as each State is concerned, de jure prior to it. Their authority over their own citizens is nowise derived from it. Nor is this a mere piece of technical law. The anti- quity of the older States as separate commonwealths, running back into the heroic ages of the first colonization of America and the days of the Eevolutionary War, is a potent source of the local patriotism of their inhabitants, and gives these States a sense of historic growth and Indwelling corporate life which they could not have possessed had they been the mere creatures of the Federal Government. James Betce, The American Commonwealth} 300, 301. SCHOULER (1S97) Expressed in concise and admirable language, the Virginia Bill of Rights (whose sixteen sections we have thus condensed) was broad and universal in sentiment, breathing the spirit of human brotherhood, without a hint of race or class subjection. The declaration served well for example to the other twelve states ; and, so proud of this instrument have Virginians re- mained that they affixed it unchanged to their new constitution of 1830, and, amending it but slightly for the constitution of 1850, incorporated it once more intact in the new framework of 1864. James Schoulee, Constitutional Studies. III. 33, 34. FISHER (1897) Virginia's constitution was finished June 29. 1776, — a few months after South Carolina's. It was made by a convention of forty-five members of the house of burgesses, and has pre- fixed to it a bill of rights, adopted June 12, 1776, the first part of which has the language of the opening paragraph of the Declaration of Independence. The rest of the bill of rights is remarkable as being very full and complete and containing more provisions than had ever appeared before in the colonies. Besides the ordinary bill-of-rights provisions, the bill contains ^ Copyright, 1896, by the Macmillan Co. 1887-1898] CRITICAL COMMENT 179 some political maxims, and among these is the first statement in our constitutions of the principle that the legislative, executive, and judicial departments of government should be separate, and that the same persons should never exercise the powers of any two of them. S. G. Fisher, The Evolution of the Constitution of the United States. 75. THORPE (189S) Before the close of the seventeenth century America was at the threshold of a new civil experience, the distinguishing feature of which was the formulation of the " ancient and un- doubted rights of the people of the colonies." A like process was going on in England. The famous Bill of Rights of 1688 is contemporaneous with like measures in the colonies. Ameri- cans are more familiar with the political speculations that dominated the country in 1776 than with those equal in in- fluence, that dominated it nearly a centurj^ earlier. One clause of the English bill of 1688 survives in its original form in the Constitution of the United States, and in many State constitu- tions ; but it was not accompanied in the seventeenth century by those provisions with which it is now associated. . . . When the transition from colonies to commonwealths came, it seems, at first glance, almost instantaneous. The State con- stitutions of 1776 seem struck off at a single stroke in a sense that is not true of the national Constitution. A little reflection, however, will demonstrate that the constitutions, state and national, which distinguish America during the last quarter of the eighteenth century are in no sense political miracles or the product of chance or sudden ideas. These instruments must be taken, in the aggregate, as the written form of a political organism long growing and essentially homogeneous. They give the political fabric a common pattern. They regis- ter the civil experience, not of the colonists only, but of the people of other and earlier times. They may be called chap- ters in the Bible of politics contributed by democracy in America. Therefore, they must be considered together as a political unit, whose details are local applications of a few common principles contained in the bill of rights The typical declaration is that of Virginia of 1776, which, by 180 VIRGINIA BILL OF RIGHTS [Ch. XTII repeated adoption, has long since become common civil property. It consists of sixteen articles, all of which rest for authority on the doctrine of natural rights proclaimed in the opening clause. Men cannot be deprived of their rights, nor can they deprive their posterity of them ; all power is vested in the people, and is derived from them. Consequently, their representatives are their trustees and servants, and at all times amenable to them. As government is instituted for the common benefit, it must be organized in the form that is best " capable of pro- ducing the greatest degree of happiness and safety, and is most effectually secured against the dangers of maladminis- tration." . . . The next State to act was Virginia, which, in April, 1776, elected forty-five delegates to a provincial con- vention. They met at Williamsburg on the 6th of the follow- ing May, and on the 29th of June promulgated the first con- stitution of the commonwealth. This convention, like that of South Carolina of 1778, was a Revolutionary gathering, chosen to supplant the ancient House of Burgesses, and to establish a government that would oi-ganize all the forces of the state in opposition to Great Britain. It was not specifi- cally empowered to make a constitution. The frame of gov- ernment it adopted was destined, however, to continue in force until 1830. This constitution is famed for its bill of rights, drawn up by George Mason. F. N. Thorpe, Constitutional History of the American Peopled 34,35, 37-49. CHANNING (1898) The State Constitutions, 1775, 1776, — Another important step in bringing about the change in sentiment noted in the preceding section, was the necessity for making new provisions for government in the several colonies. In some cases, as in Virginia and New Hampshire, the departure of the royal governors left the people without any government; in other cases, as in Massachusetts, resistance to the royal authorities made new arrangements necessary. In the last-named colony, a revolutionary body termed the Provincial Congress had as- sumed charge of the government of the province. The people, however, were restless, and those in power turned to the Con- tinental Congress for advice. On June 9, 1775, that body 1 Copyright, 1898, by Harper & Brothers. 1887-1898] CRITICAL COMMENT 181 voted, that as no obedience was due to the act of Parliament altering the charter of the colony of Massachusetts, nor to a governor who would not obey the direction thereof, he should be considered as absent and the colony were advised to pro- ceed under the charter without a governor "until a governor of his Majesty's appointment will consent to govern the colony according to the charter." . . . Among the first colonies to act under this suggestion was Virginia, which was at the moment governed by a convention elected by the people. It adopted (June, 1776) a constitution which consisted of three parts: a Bill of Rights by George Mason, a Declaration of Indepen- dence by Thomas Jefferson, and a Frame of Government. The first of these contains an admirable exposition of the American theory of government, equalled in that respect only by the Declaration of Independence of July, 1776, and by the Bill of Rights drawn by John Adams and prefixed to the Massachusetts constitution of 1780. The clause in the Vir- ginia Bill of Rights declaring for freedom of religion was the earliest enunciation on that subject during the Revolutionary era ; it was probably the work of Madison and Patrick Henry. None of these early constitutions was submitted to the people for ratification, with the exception of that of Massachusetts (1780), which was also drafted by a body especially chosen by the people for that purpose. Edward Channing, Students' History of the United States. 198, 199, 200. 182 DECLARATION OF INDEPENDENCE [Ch. XIV Chapter XIV DECLARATION OF INDEPENDENCE SUGGESTIONS The Second Continental Congress met in Ptiiladelphia, in the State House (Independence Hall), May 10, 1775. The King's Proclama- tion declaring the Colonies in rebellion, and calling for volunteers to force them to submit to taxation without representation, and other unjust measures, finally convinced the delegates to Congress of the impossibility of our continuing our allegiance to the English Crown. This document was authorized by the staunch patriots who met together in Philadelphia, in June of 1776, to consider the resolution of the 7th, when the Second Continental Congress resolved " That these United Colonies are, and of right ought to be, free and independent states." John Adams of Massachusetts seconded the motion. Later, a committee of five — Thomas Jefferson of Virginia, John Adarns of Massachusetts, Benjamin Franklin of Pennsylvania, Roger Sherman of Connecticut, and Robert R. Livingston of New York — was appointed to draft the Declaration of Independence. Jefferson drew up the paper, though a few alterations were made in it by the Com- mittee and by Congress. It was adopted on the evening of July 4, 1776, and signed by John Hancock, President of Congress, and Charles Thomson, Secretary. On August 2, 1776, it was signed by the members, representing the thirteen states. The text and comments upon the famous Declaration of Independ- ence are but a beginning for the intensive work that may be done upon the document. Each article may be illustrated by referring to the earlier pieces ; and it will be well for each student who is making a thorough study of the subject to look for fresh examples which will strengthen the letter of this declaration. Here again, as in the period of the Stuarts, we find a group of men standing behind the event and its issue, who in themselves were not only exponents of their era, but who helped to shape it. The principles laid down by these patriots formed a basis for civil and federal ideas which influenced the con- stitutional development of succeeding generations. For Outlines and Material, see Appendix A. 1776J TEXT 183 DOCUMENT The Declaration of Independence In congress, July 4, 1776. Wqz unanimous ©eclaration of tije tijinecn uniteii Facsimile of States of America. the original document in SHfjen in the Course of human events, it becomes *^^® Depart- necessary for one people to dissolve the political stite, Wash- bands which have connected them with another, and mgton. to assume among the powers of the earth, the separate and equal station to which the Laws of Nature and of Nature's God entitle them, a decent respect to the opinions of mankind requires that they should declare the causes which impel them to the separation. We hold these truths to be I. Statement self-evident, that all men are created equal, that o^'' s®^^- j.\ ■ 1 1 1 ,, . /-N . \ . evident they are endowed by then- Creator with certani truths," unalienable Rights, that among these are Life, many of Liberty and the pursuit of Happiness, — That to bedded in secure these rights. Governments are instituted the English among Men, deriving their just powers from the see"v"irc?"*^' consent of the governed, — That whenever any Bill of Form of Government becomes destructive of these Riglits, 1776. ends, it is the Right of the People to alter or to abolish it, and to institute new Government, laying its foundation on such principles and organizing its powers in such form, as to them shall seem most likely to effect their Safety and Happiness. — Prud- ence, indeed, will dictate that Governments long established should not be changed for light and transient causes ; and accordingly all experience hath shewn, that mankind are more disposed to suffer, while evils are sufferable, than to right them- selves by abolishing the forms to which they are accustomed. But when a long train of abuses and usurpations, pursuing invariably the same Object evinces a design to reduce them under absolute 184 DECLARATION OF INDEPENDENCE [Ch. XIV List of Grievances. See Magna Charta, art. xvii. Assembly in Virs^inia, England commanded Colonial Governors to grant no more land, and to allow Despotism, it is their right, it is their duty, to throw off such Government, and to provide new Guards for their future security. Such has been the patient sufferance of these Colonies ; and such is now the necessity which constrains them to alter their former Systems of Government. The history of the present King of Great Britain is a history of repeated injuries and usurpations, all having in direct object the establishment of an absolute Tyranny over these States. To prove this, let Facts be submitted to a candid world. He has refused his Assent to Laws, the most wholesome and neces- sary for the public good. He has forbidden his Governors to pass Laws of immediate and pressing importance, unless suspended in their operation till his Assent should be obtained ; and when so sus- pended, he has utterly neglected to attend to them. He has refused to pass other Laws for the accommodation of large districts of people, unless those people would relinquish the right of Represen- tation in the Legislature, a right inestimable to them and formidable to tyrants only. He has called together legislative bodies at places unusual, uncom- fortable, and distant from the depository of their public Records, for the sole purpose of fatiguing them into compliance with his measures. He has dissolved Representative Houses repeatedly, for opposing with manly firmness his invasions on the rights of the people. He has refused for a long time, after such dissolutions, to cause others to be elected ; whereby the Legislative powers, incapable of Annihilation, have returned to the People at large for their exercise ; the State remaining in the mean time exposed to all the dangers of invasion from without, and convulsions within. He has en- deavoured to prevent the population of these States ; for that purpose obstructing the Laws for Naturali- zation of Foreigners ; refusing to pass others to encourage their migration hither, and raising the 1776] TEXT 185 conditions of new Appropriations of Lands. no settle- He has obstructed the Administration of Justice, by ^^^^^ ^'^^^ refusing his Assent to Laws for establishing Judi- "sources of ciary powers. He has made Judges dependent Atlantic on his Will alone, for the tenure of their offices, and liiyers " the amount and payment of their salaries. He has erected a multitude of New Offices, and sent hither swarms of Officers to harass our people, and eat out their substance. He has kept among jSo called us, in times of peace, Standing Armies without the '' Quartering Consent of our legislatures. He has affected to render the Military independent of and superior to the Civil power. He has combined with others Parliament. to subject us to a jurisdiction foreign to our consti- tution, and unacknowledged by our laws ; giving his Assent to their Acts of pretended Legislation : For quartering large bodies of armed troops among us : For protecting them, by a mock Trial, from punishment for any Murders which they should commit on the Inhabitants of these States : For cutting off our Trade with all parts of the Port Bill. world : ■ For imposing Taxes on us without our Stamp Act, Consent: For depriving us in many cases, of Tea Tax, etc. the benefits of Trial by Jury : For transporting changed to us beyond Seas to be tried for pretended offences: Vice-Admi- For abolishing the free System of English Laws ^'altycourt. . See Trans- in a neighbouring Province, establishing therein an portation Arbitrary government, and enlarging its Boundaries Bill. so as to render it at once an example and fit instru- Qji*^^^^ ■^^^^' 17 (4. ment for introducing the same absolute rule into these Colonies : For taking away our Charters, abolishing our most valuable Laws, and altering Conn., K. I., fundamentally the Forms of our Governments. Mass., etc. For suspending our own Legislatures, and declaring Legislatures themselves invested with yjower to legislate for us of Va., Md., Ga Mass. in all cases whatsoever. — — He has abdicated ]^_ y_ '' Grovernment here, by declaring us out of his Protec- Arrival of tion and waging War against us : He has plun- Grage and forces in dered our seas, ravaged our Coasts, burnt our towns, Boston. 186 DECLARATION OF INDEPENDENCE [Ch. XIV Lexington, and destroyed the lives of our people Concord, and Bunker Hill. Hessian soldiers. He is all This griev- ance was not settled until the War of 1812. The Conti- nental Con- gress had also raised Indians to fight the British, 1775. Va. Resolu- tions 1765, Declaration of Rights and Grievances, 1765. Declaration of Rights, 1774. Statement of Inde- pendence. this time transporting large Armies of foreign Mer- cenaries to compleat the w^orks of death, desolation and tyranny, already begun with circumstances of Cruelty & perfidy scarcely paralleled in the most barbarous ages, and totally unworthy the Head of a civilized nation. He has constrained our fellow Citizens taken Captive on the high Seas to bear Arms against their Countrj', to become the execu- tioners of their friends and Brethren, or to fall themselves by their Hands. He has excited domestic insurrections amongst us, and has endeav- oured to bring on the inhabitants of our frontiers, the merciless Indian Savages, whose known rule of warfare, is an undistinguished destruction of all ages, sexes and conditions. In every stage of these Oppressions We have Petitioned for Redress in the most humble terms : Our repeated Petitions have been answered only by repeated injury. A Prince, whose character is thus marked by every act which may define a Tyrant, is unfit to be the ruler of a free People. Nor have We been wanting in attention to our Brittish brethren. We have warned them from time to time of attempts by their legislature to extend an unwarrantable jurisdiction over us. We have reminded them of the circumstances of our emigration and settlement here. We have appealed to their native justice and magnanimity, and we have conjured them by the ties of our common kin- dred to disavow these usurpations, which, would inevitably interrupt our connections and correspond- ence. They too have been deaf to the voice of justice and of consanguinity. We must, therefore, acquiesce in the necessity, which denounces our Separation, and hold them, as we hold the rest of mankind, Enemies in War, in Peace Friends. We, therefore, the Representatives of the united States of America, in General Congress, Assembled, appealing to the Supreme Judge of the world for 1776] TEXT 187 the rectitude of bur intentions, do, in the Name, and by Authority of the good People of these Colo- nies, solemnly publish and declare. That these United Colonies are, and of Right ought to be Free and Independent States ; that they are Absolved from all Allegiance to the British Crown, and that all political connection between them and the State of G-reat Britain, is and ought to be totally dissolved; and that as Free and Independent States, they have full Power to levy War, conclude Peace, contract Alliances, establish Commerce, and to do all other Acts and Things which Independent States may of right do. And for the support of this Declara- tion, with a firm reliance on the protection of divine Providence, we mutually pledge to each other our Lives, our Fortunes and our sacred Honour. JOHN HANCOCK New Hampshire — Josiah Bartlett, Wm. The names Whipple, Matthew Thornton. ers^arelSre Massachusetts Bay — ■ Saml. Adams, John spelled as in Adams, Robt. Treat Paine, Elbridge G-erry. ^"^ original. Rhode Island — Step. Hopkins, William of the states Ellery. do not ap- ConnecticAit — Roger Sherman, Sam'el Hun- erou'pino- is TiNGTON, Wm.. Williams, Oliver Wolcott. the same, New YorJc — Wm. Floyd, Phil. Livingston, ^^^01^;? Frans. Lewis, Lewis Morris. thew Thorn- New Jersey — Richd. Stockton, Jno. Wither- Y'f;'^ ^^}^y spooN, Fras. Hopkinson, John Hart, Abra. Clark. verWolcott's Pennsylvania — Robt. Morris, Benjamin in tlie origi- RusH, Benja. Franklin, John Morton, Geo. ment. Clymer, Jas. Smith, G-eo. Taylor, James Wilson, Geo. Ross. Delaioare — C^sar Rodney, Geo. Read, Tho. M'Kean. Maryland — Samuel Chase, Wm. Paca, Thos. Stone, Charles Carroll of Carrollton. Virginia — George Wythe, Richard Henry Lee, Th. Jefferson, Benja. Harrison, Thos. 188 DECLARATION OF INDEPENDENCE [Ch. XIV Nelson, jr., Francis Lightfoot Lee, Carter Braxton. North Carolina — Wm. Hooper, Joseph Hewes, John Penn. Sotith Carolina — Edward Rutledge, Thos. Heyward, Junr., Thomas Lynch, Junr., Arthur Middleton. Georgia — Button Gwinnett, Lyman Hall, Geo. Walton. CONTEMPORARY EXPOSITION john adams (1776) John Adams to Mrs. Adams Philadelphia July 3 [morning], 1776. Your favour of June 17, dated at Plymouth, was handed me yesterday by the post. I was much pleased to find that you had taken a journey to Plymouth to see your friends, in the long absence of one whom you may wish to see. The excursion will be an amusement, and will serve your health. How happy would it have made me to have taken this journey with you ! Yesterday the greatest question was decided which ever was debated in America; and a greater, perhaps, never was or will be decided among men. A resolution was passed, without one dissenting colony : " That these United Colonies are, and of right ought to be, free and independent states ; and, as free and independent states, they have, and of right ought to have, full power to make war, conclude peace, establish commerce, and to do all other acts and things which other states may rightfully do." You will see, in a few days, a declaration, setting forth the causes which have impelled us to this revolution, and the reasons which will justify it in the sight of God and man. A plan of confederation will be taken up in a few days. When I look back to the year 1761, and recollect the argu- ment concerning writs of assistance, in the superior court, which I have hitherto considered as the commencement of the controversy between Great Britain and America, and run 1776-1821] CONTEMPORARY EXPOSITION 189 through the whole period from that time to this, and recollect the series of political events, the chain of causes and effects, I am surprised at the suddenness as well as greatness of this revolution. Britain has been filled with folly, and America with wisdom ; at least this is my judgment — time must determine. It is the will of Heaven that the two countries should be sundered forever. It may be the will of Heaven that America shall suffer calamities still more wasting, and distresses still more dreadful. If this is to be the case, it will have this good effect at least, it will inspire us with many virtues which we have not, and correct many errors, follies, and vices, which threaten to disturb, dishonour, and destroy us. The furnace of aflSiction produces refinement in states as well as individuals. And the new governments we are assuming in every part, will require a purification from our vices, and an augmentation of our virtues, or they will be no blessings. The people will have unbounded power ; and the people are extremely addicted to corruption and venality, as well as the great. I am not without apprehen- sions from this quarter ; but I must submit all my hopes and fears to an over ruling Providence, in which, unfashionable as it may be, I firmly believe. John Adams. John Adams to Mrs. Adams. Philadelphia, July S {evening'], 1776. Had a Declaration of Independence been made seven months ago, it would have been attended with many great and glorious effects. We might, before this hour, have formed alliance with foreign states. We should have mastered Quebec, and been in possession of Canada. You will, perhaps, wonder how such a declaration would have influenced our affairs in Canada ; but, if I could write with freedom, I could easily convince you that it would, and explain to you the manner how. Many gentlemen in high stations, and of great influence, have been duped, by the minis- terial bubble of commissioners, to treat ; and, in real, sincere expectation of this event, which they so fondly wished, they have been slow and languid in promoting measures for the re- 190 DECLARATION OF INDEPENDENCE [Ch. XIV duction of that province. Others there are in the colonies, who really wished that our enterprise in Canada would be defeated ; that the colonies might be brought into danger and distress between two fires, and be thus induced to submit. Others really wished to defeat the expedition to Canada, lest the con- quest of it should elevate the minds of the people too much to hearken to those terms of reconciliation which they believed would be offered us. These jarring views, wishes, and designs, occasioned an opposition to many salutary measures which were proposed for the support of that expedition, and caused ob- structions, embarrassments, and studied delays, which have finally lost iis the province. All these causes, however, in conjunction, would not have dis- appointed us, if it had not been for a misfortune which could not have been foreseen, and perhaps could not have been prevented — I mean the prevalence of the smallpox among our troops. This fatal pestilence completed our destruction. It is a frown of Providence upon us, which we ought to lay to heart. But, on the other hand, the delay of this declaration to this time has many great advantages attending it. The hopes of reconciliation which were fondly entertained by multitudes of honest and well meaning, though short-sighted and mistaken people, have been gradually, and at last totally, extinguished. Time has been given for the whole people maturely to consider the great question of independence, and to ripen their judgment, dissipate their fears, and allure their hopes, by discussing it in newspapers and pamphlets — by debating it in assemblies, con- veutions, committees of safety and inspection — in town and county meetings, as well as in private conversations ; so that the whole people, in every colony, have now adopted it as their own act. This will cement the union, and avoid those heats, and perhaps convulsions, which might have been occasioned by such a declaration six months ago. But the day is past. The second day of July, 1776, will be a memorable epocha in the history of America. I am apt to believe that it will be celebrated by succeeding generations, as the great Anniversary Festival. It ought to be commemorated, as the day of deliverance by solemn acts of devotion to God Almighty. It ought to..be solemnized with pomp, shews, games. 1776-1821] CONTEMPORARY EXPOSITION 191 sports, guns, bells, bonfires and illuminations, from one end of the continent to the other, from this time forward forever. You will think me transported with enthusiasm ; but I am not. I am well aware of the toil, and blood, and treasure, that it will cost us to maintain this declaration, and support and defend these states. Yet, through all the gloom, I can see the rays of light and glory ; I can see that the end is more than worth all the means, and that posterity will triumph, although you and I may rue, which I hope we shall not. John Adams. John Adams and Mrs. Abigail Adams, Familiar Letters during the Revolution. 105, 106. RAMS AT (1777) The eagerness for independence resulted more from feeling than reasoning. The advantages of an unfettered trade, the prospect of honours and emoluments in administering a new government, were of themselves insufficient motives for adopt- ing this bold measure. But what was wanting from considera- tions of this kind, was made up by the perseverance of Great Britain, in her schemes of coercion and conquest. The deter- mined resolution of the mother country to subdue the colonists, together with the plans she adopted for accomplishing that purpose, and their equally determined resolution to appeal to Heaven rather than submit, made a declaration of independence as necessary in 1776, as was the non-importation agreement of 1774, or the assumption of arms in 1775. The last naturally resulted from the first. The revolution was not forced on the people by ambitious leaders grasping at supreme power, but every measure of it was forced on Congress, by the necessity of the case, and the voice of the people. The change of the public mind of America respecting connexion with Great- Britain, is without a parallel. In the short space of two years, nearly three millions of people passed over from the love and duty of loyal subjects, to the hatred and resentment of enemies. Ramsay, American Revolution, I. 430-432. 192 DECLARATION OF INDEPENDENCE [Ch. XIV JEFFERSON (1821) Congress proceeded the same day to consider the Declaration of Independence, which had been reported and lain on the table the Friday preceding, and on Monday referred to a committee of the whole. The pusillanimous idea that we had friends in England worth keeping terms with, still haunted the minds of many. For this reason, those passages which conveyed cen- sures on the people of England were struck out, lest they should give them offence. The clause, too, reprobating the enslaving the inhabitants of Africa, was struck out in complai- sance to South Carolina and Georgia, who had never attempted to restrain the importation of slaves, and who, on the contrary, still wished to continue it. Our Northern brethren also, I believe, felt a little tender under those censures ; for though their people had very few slaves themselves, yet they had been pretty considerable carriers of them to others. The debates?, having taken up the greater parts of the 2nd, 3rd, and 4th days of July, were, on the evening of the last, closed ; the Declara- tion was reported by the committee, agreed to by the House, and signed by every member present, except Mr. Dickinson. Thomas Jeffekson, Works. I. 19. CRITICAL COMMENT WEBSTER (1826) The Congress of the Revolution, fellow-citizens, sat with closed doors, and no report of its debates was ever made. The discussion, therefore, which accompanied this great measure, has never been preserved, except in memory and by tradition. . . . If we contemplate it from the point where they then stood, no question could be more full of interest ; if we look at it now, and judge of its importance by its effects, it appears of still greater magnitude. Let us, then, bring before us the assembly, which was about to decide a question thus big with the fate of empire. Let us open their doors and look in upon their deliberations. Let us survey the anxious and care-worn countenances, let us hear the firm-toned voices, of this baud of patriots. 1826-1899] CRITICAL COMMENT 193 Hancock presides over the solemn sitting ; and one of those not yet prepared to pronounce for absolute independence is on the floor, and is urging his reasons for dissenting from the declaration. "Let us pause ! This step, once taken, cannot be retraced. This resolution, once passed, will cut off all hope of reconcilia- tion. If success attend the arms of England, we shall then be no longer Colonies, with charters and with privileges ; these will all be forfeited by this act ; and we shall be in the condition of other conquered people, at the mei'cy of the conquerors. For ourselves, we may be ready to run the hazard ; but are we ready to carry the country to that length? Is success so prob- able as to justify it? Where is the military, where the naval power, by which we are to resist the whole strength of the arm of England, for she will exert that strength to the utmost? Can we rely on the constancy and perseverance of the people? or will they not act as the people of other countries have acted, and, wearied with a long war, submit in the end to a worse oppression? While we stand on our old ground, and insist on redress of grievances, we know we are right, and are not answerable for consequences. Nothing, then, can be imputed to us. But if we now change our object, carrj^ our pretensions farther, and set up for absolute independence, we shall lose the sympathy of mankind. We shall no longer be defending what we possess, but struggling for something which we never did possess, and which we have solemnly and uniformly dis- claimed all intention of pursuing, from the very outset of the troubles. Abandoning thus our old grolind, of resistance only to arbitrary acts of oppression, the nations will believe the whole to have been mere pretence, and they will look on us, not as injured, but as ambitious subjects. "I shudder before this responsibility. It will be on us, if, relinquishing the ground on which we have stood so long, and stood so safely, we now proclaim independence, and carry on the war for that object, while these cities burn, these pleasant fields whiten and bleach with the bones of their owners, and these streams run blood. It will be upon us, it will be upon us, if, failing to maintain this unseasonable and ill-judged declara- tion, a sterner despotism, maintained by military power, shall 13 194 DECLARATION OF INDEPENDENCE [Ch. XIV be established over our posterity, when we ourselves, given up by an exhausted, a harassed, a misled people, shall have expiated our rashness and atoned for our presumption on the scaffold." It was for Mr. Adams to reply to arguments like these. We know his opinions, and we know his character. He would commence with his accustomed directness and earnestness. " Sink or swim, live or die, survive or perish, I give my hand and my heart to this vote. It is true, indeed, that in the beginning we aimed not at independence. But there's a Divinity which shapes our ends. The injustice of England has driven us to arms; and, blinded to her own interest for our good, she has obstinately persisted, till independence is now within our grasp. We have but to reach forth to it, and it is ours. Why, then, should we defer the Declaration? Is any man so weak as now to hope for a reconciliation with England, which shall leave either safety to the country and its liberties, or safety to his own life and his own honour? Are not you, Sir, who sit in that chair, is not he, our venerable colleague near you, are you not both already the proscribed and pre- destined objects of punishment and of vengeance? Cut off from all hope of royal clemency, what are you, what can you be, while the power of England remains, but outlaws ? If we postpone independence, do we mean to carry on, or to give up, the war? Do we mean to submit to the measures of Parlia- ment, Boston Port Bill and all? Do we mean to submit, and consent that we ourselves shall be ground to powder, and our country and its rights trodden down in the dust? I know we do not mean to submit. We never shall submit. Do we in- tend to violate that most solemn obligation ever entered into by men, that plighting, befoi-e God, of our sacred honour to Washington, when, putting him forth to incur the dangers of war, as well as the political hazards of the times, we promised to adhere to him, in every extremity, with our fortunes and our lives ? I know there is not a man here, who would not rather see a general conflagration sweep over the land, or an earth- quake sink it, than one jot or tittle of that plighted faith fall to the gi'ound. For myself, having, twelve months ago, in this place, moved you, that George Washington be appointed com- 1826-1899] CRITICAL COMMENT l95 mander of the forces raised, or to be raised, for defence of American liberty, may my right hand forget her cunning, and my tongue cleave to the roof of my mouth, if I hesitate or waver in the support I give him. "The war, then, must go on. We must fight it through. And if the war must go on, why put off longer the Declaration of Independence? That measure will strengthen us. It will give us character abroad. The nations will then treat with us, which they never can do while we acknowledge ourselves sub- jects, in arms against our sovereign. Nay, I maintain that England herself will sooner treat for peace with us on the foot- ing of independence, than consent, by repealing her acts, to acknowledge that her whole conduct towards us has been a course of injustice and oppression. Her pride will be less wounded by submitting to that course of things which now predestinates our independence, than by yielding the points in controversy to her rebellious subjects. The former she would regard as the result of fortune ; the latter she would feel as her own deep disgrace. Why, then, why, then. Sir, do we not as soon as possible change this from a civil to a national war? And since we must fight it through, why not put ourselves in a state to enjoy all the benefits of victory, if we gain the victory ? "If we fail, it can be no worse for us. But we shall not fail. The cause will raise up armies ; the cause will create navies. The people, the people, if we are true to them, will carry us, and will carry themselves, gloriouslj^, through this struggle. I care not how fickle other people have been found. I know the people of these Colonies, and I know that resistance to British aggression is deep and settled in their hearts and can- not be eradicated. Every Colony, indeed, has expressed its willingness to follow, if we but take the lead. Sir, the Decla- ration will inspire the people with increased courage. Instead of a long and bloody war for the restoration of privileges, for redress of grievances, for chartered immunities, held under a British king, set before them the glorious object of entire independence, and it will breathe into them anew the breath of life. Read this Declaration at the head of the army; every sword will be drawn from its scabbard, and the solemn vow uttered, to maintain it, or to perish on the bed of honor. Pub- 196 DECLARATION OF INDEPENDENCE [Ch. XIV lish it from the pulpit; religion will approve it, and the love of religious liberty will cling round it, resolved to stand with it, or fall with it. Send it to the public halls ; proclaim it there ; let them hear it who heard the first roar of the enemy's cannon ; let them see it who saw their brothers and their sons fall on the field of Bunker Hill, and in the streets of Lexington and Con- cord, and the very walls will cry out in its support. " Sir, I know the uncertainty of human affairs, but I see, I see clearly, through this day's business. You and I, indeed, may rue it. We may not live to the time when this Declaration shall be made good. We may die ; die colonists ; die slaves ; die, it may be, ignominiously and on the scaffold. Be it so. " Be it so. If it be the pleasure of Heaven that my country shall require the poor offering of my life, the victim shall be ready, at the appointed hour of sacrifice, come when that hour may. But while I do live, let me have a country, or at least the hope of a country, and that a free country. "But whatever may be our fate, be assured, be assured that this Declaration will stand. It may cost treasure, and it may cost blood ; but it will stand, and it will richly compensate for both. Through the thick gloom of the present I see the brightness of the future, as the sun in heaven. We shall make this a glorious, an immortal day. When we are in our graves, our children will honour it. They will celebrate it with thanksgiving, with fes- tivity, with bonfires, and illuminations. On its annual return they will shed tears, copious, gushing tears, not of subjection and slavery, not of agony and distress, but of exultation, of gratitude, and of joy. Sir, before God, I believe the hour is come. My judgment approves this measure, and my whole heart is in it. All that I have, and all that I am, abd all that I hope, in this life, I am now ready here to stake upon it ; and I leave off as I begun, that live or die, survive or perish, I am for the Declaration. It is my living sentiment, and by the blessing of God it shall be my dying sentiment, Independence, now, and INDEPENDENCE FOR EVER." Danikl Webster, Works. I. 130-136, 1826-18991 CRITICAL COMMENT 197 STORY (1833) From the moment of the declaration of independence, if not for most purposes at an antecedent period, the united colonies must be considered as being a nation de facto, having a general government over it, created, and acting by the general consent of the people of all the colonies. The powers of that govern- ment were not, and indeed could not be well defined. But still its exclusive sovereignty, in many cases, was firmly established, and its controlling power over the states was in most, if not in all national measures, universally admitted. Story, Constitution of the United States. II. 89. LIVERMORE (1862) The primal American Magna Charta, by which the Founders of the Republic asserted the right of the people to form a con- stitution and government of their own, was proclaimed on the 4th of July, 1776. Its language is clear and explicit. The authors were men of sense and of learning. They knew the meaning of the words they used. Was it for " glittering gene- ralities " that they pledged their lives, their fortunes, and their sacred honor, or did they regard the sentiments of that im- mortal document as solemn verities? In those times which tried men's souls, were they guilty of attempting to amuse the fancy by a rhetorical flourish, or, what is worse, to delude their fellow-citizens by the merest cant, or did they intend deliber- ately and reverently to publish to the world their Political Con- fession of Faith, and to endeavour to show that faith by their works ? George IjIVERMORe, An Historical Research. 19. J. R. GREEN (1874) "Washington more than any of his fellow colonists repre- sented the clinging of the Virginia land-owners to the mother- country, and his acceptance of the command of the continental army proved that even the most moderate among them had no hope now save in arms. . . . The colonies of the south, the last to join the struggle, had, in fact, expelled their governors in 1775. These decisive steps were followed by the great act 198 DECLARATION OF INDEPENDENCE [Ch. XIV with which American history begins, the adoption on the 4th of July, 1776, by the delegates in Congress of a Declaration of Independence. J. R. Green, Short History of the English People. 779, 780. VON HOLST (1875) The individual colonies, on the other hand, considered them- selves, up to the time of the Declaration of Independence, as legally dependent upon England and did not take a single step which could have placed them before the mother country or the world in the light of de facto sovereign states. They remained colonies until the " representatives of the United States" "in the name of the good people of these colonies" solemnly declared " these united colonies" to be " free and independent states." The transformation of the colonies into " states " was, therefore, not the result of the independent action of the individual colonies. It was accomplished thi'ough the " repre- sentatives of the United States," that is, through the revolu- tionary congress, in the name of the whole people. Each individual colony became a state only in so far as it belonged to the United States, and in so far as its population constituted a part of the people. The thirteen colonies did not, as thirteen separate and mutually independent commonwealths enter into a compact to sever the bonds which connected them with their common mother country, and at the same time to proclaim the act in a common manifesto to the world ; but the " one people " of the united colonies dissolved that political connection with the English nation, and proclaimed themselves resolved, hence- forth, to constitute the one perfectly independent people of the United States. The Declaration of Independence did not create thirteen sovereign states, but the representatives of the people declared that the former English colonies, under the name which they had assumed of the United States of Amer- ica, became, from the fourth day of July, 1776, a sovereign state and a member of the family of nations, recognized by the law of nations ; and further, that the people would support their representatives with their blood and treasure, in their en- deavour to make this declaration a universally recognized fact. Neither congress nor the people relied in this upon any positive 1826-1899] CRITICAL COMMENT 199 right belonging either to the individual colonies or to the col- onies as a whole. Rather did the Declaration of Independence and the war destroy all existing political jural relations, and seek their moral justification in the right of revolution inherent in every people in extreme emergencies. Dk. H. von Holst, Tke Constitutional History of the United States. I. 5-7. LEGKY (1SS2) The petition 'of Congress to the King, which was the last serious effort of America for pacification, was duly taken over to England ; but, after a short delay. Lord Dartmouth informed the delegates that ' no answer would be given to it.' An Act of Parliament was passed authorizing the confiscation of all American ships and cargoes, and of all vessels of other nations trading with the American ports ; and by a clause of especial atrocity, the commanders of the British ships of war were em- powered to seize the crews of all American vessels, and compel them, under pain of being treated as mutineers, to serve against their countrymen. All these things contributed to sever the colonies from am- icable connection with England, and to make the prospect of reconciliation appear strange and remote. Separation, it was plausibly said, was the act of the British Parliament itself, which had thrown the thirteen colonies out of the protection of the Crown. But another and more practical consideration concurred with the foregoing in producing the Declaration of Independence. One of the gravest of the questions which were agitating the Revolutionary party was the expediency of asking for foreign, and especially for French assistance. France had hitherto been regarded in America, even more than in England, as a natural enemy. She was a despotic Power, and could not therefore, have much real sympathy with a struggle for con- stitutional liberty. Her expulsion from America had been for generations one of the first objects of American patriots ; and if she again mixed in American affairs, it was natural that she should seek to regain the province she had so lately lost. If America was destined to be an independent Republic, nothing could be more dangerous than to have a military and aggressive colony belonging to the most powerful despotism in Europe 200 DECLARATION OF INDEPENDENCE [Ch. XIV planted on her frontiers. . . . The questions of a French alliance and of a declaration of independence were thus indis- solubly connected. In the autumn of 1775 a motion was made in Cono-ress, and strongly supported by John Adams, to send ambassadors to France. But Congress still shrank from so formidable a step, though it agreed, after long debates and hesitation, to form a secret committee ' to correspond with friends in Great Britain, Ireland, and other parts of the world.' ... It belongs rather to the historian of America than to the historian of England to recount in detail the various steps that led immediately to the Declaration of Independence. . . . John Adams was now the most powerful advocate, while John Dickenson was the chief opponent of independence. At last, however, it was resolved not to show any appearance of dis- sension to the world. . . . Thomas Jefferson, of Virginia, whose literary power had been shown in many able State papers, had already drawn up the Declaration of Indepen- dence, which, having been revised by Franklin and by John Adams, was now submitted to the examination of Congress, and was voted after some slight changes on the evening of the 4th. It proclaimed that a new nation had arisen in the world, and that the political unity of the English race was for ever at an end. W. E. H. Lecky, England in the Eighteenth Century. III. 491-499. ELLIS (1887) Recalling the fact that in all previous remonstrances and petitions, without a single exception, whether coming from a convention, an assembly, or a congress, the ministry and Par- liament were made to bear the burden of all complaints and reproaches, we note with emphasis that in the Declaration of Independence, for the first time, " the present king of Great Britain " is charged the offender. Its scathing invectives in its short sentences begin with " He." His tools and supporters are all lost sight of, passed unmentioned. This substitution of the monarch himself as chargeable, through his own persistency, with the whole burden heretofore laid at the door of his advisers indicates the necessity which Congress felt of seeming to sever 1826-1899] CRITICAL COMMENT 201 their plain constitutional allegiance to the monarch, and of ignoring all dependence on his ministers or Parliament, whose supremacy over the colonies they had always denied. Hence the tone and wording of all the previous utterances of Congress, deferential and even fulsome as they now seem, in sparing the king, for the first time, in the Declaration, are changed to give the necessary legal emphasis of the capital letters in He. . . . On the other side of the water, the Declaration, as " throw- ing off the mask of hypocrisy " by the patriots, was a very painful shock to many who had been most friendly and earnest champions of the cause of the colonists. The members of the opposition in Parliament and in high places were taunted by the supporters of Government for all their pleading in behalf of rebels. And when, besides the bold avowal of independence, the added measures of a suspension of all commerce with Great Britain, and an alliance of the patriots with the hereditary enemy of their mother country, came to the knowledge of those who had been our friends, the constei'nation which it caused them was but natural. . . . What is there to be said, either by way of explanation or of justification, of the course ascribed to the patriots? It is well to admit freely that there was much said, if not done, that had the seeming of duplicity and insin- cerity, of secrecy of design and of sinuous dealing. And after yielding all that can be charged of this, we may insist that, in reality, it was nothing beyond the seeming. Neither disguise, nor duplicity, nor hypocrisy, nor artful or cunning intrigue, in any shape or degree, was availed of by the patriots. The result to which they were led was from the first natural and inevitable, and it was reached by bold and honest stages, in thinking out and making sure of their way. The facts are all clearly revealed to us in their course of development. The maturing of opinion, till what had been repelled as a calamity was accepted as a necessity, is traceable through the changing events of a few heavily burdened years, if not even of months and days, to say nothing of the symptoms of it which a keen perception may discover during the career of four generations of Englishmen on this continent. Its own natural stages of growth were reached just at the time that it was attempted to bring it under check by artificial restraint of the home government. 202 DECLARATION OF INDEPENDENCE [Ch. XIV That government compelled the colonists to ask themselves the two questions : first, if they were anything less than English- men ; and further, if their natural rights were any less than those of men. Geokge E. Ellis, in Winsor, Narrative and Critical History of America. VI. 247. FISKE (1896) No one who is familiar with the essential features of Amer- ican political life can for a moment suppose that the Declara- tion of Independence was brought about by any less weighty force than the settled conviction of the people that the priceless treasure of self-government could be preserved by no other means. It was but slowly that this unwelcome conviction grew upon the people ; and owing to local differences of circumstances it grew more slowly in some places than in others. Prescient leaders, too, like the Adamses and Franklin and Lee, made up their minds sooner than other people. Even those con- servatives who resisted to the last, even such men as John Dickinson and Robert Morris, were fully agreed with their op- ponents as to the principle at issue between Great Britain and America, and nothing would have satisfied them short of the total abandonment by Great Britain of her pretensions to im- pose taxes and revoke charters. Upon this fundamental point there was very little difference of opinion in America. As to the related question of independence, the decision, when once reached, was everywhere alike the reasonable result of free and open discussion ; and the best possible illustration of this is the fact that not even in the darkest days of the war already begun did any state deliberately propose to reconsider its action in the matter. John Fiskb, American Revolution. I. 196. LODGE (1899) The Declaration when published was read to the army under Washington and received by the soldiers with content. It was a satisfaction to them to have the reality for which they were fighting put into words and officially declared. It was read also formally and with some ceremony in public places, in all 1826-1899] CRITICAL COMMENT 203 the chief towns of the colonies, and was received by the people cordially and heartily, but without excitement. There was no reason why it should have called forth much feeling, for it mei'ely embodied public opinion already made up, and was ex- pected by the loyalist minority. Yet despite its general accept- ance, which showed its political strength, it was a great and memorable document. From that day to this it has been listened to with reverence by a people who have grown to be a great nation, and equally from that day to this it has been the subject of severe criticism. The reverence is right, the criti- cism misplaced and founded on misunderstanding. Henky Cabot Lodge, American Revolution. I. 499. 204 THE ARTICLES OF CONFEDERATION [Ch. XV Chapter XV THE ARTICLES OF CONFEDERATION SUGGESTIONS From July 4th, 1776, the United States of America were governed by a Continental or General Congress until March 1, 1781, when the States adopted a constitution, called the '•'■ Articles of Confederation and Perpetual Union between the States." The " Articles " had been made by the States only : Congress continued to govern or pretended to govern by these " Articles " until March 4th, 1789 : but in the meanwhile the constitution had no given power to execute the laws or to pass judgment upon the acts of the government. The document is supposed to have been drafted by John Dickinson of Delaware, but as the work of the committee was done in secret and has never been reported the point cannot be determined. The inadequacy of this frame of government proved to be most unsatisfactory. Five years of construction, six years of struggling existence, mark the life of the Articles, but they died only to give birth to a greatly improved constitutional document. For Outlines and Material, see Appendix A. DOCUMENT Articles of Confederation (1776-1778) Nov. 15, 1777. —ARTICLES AGREED TO BY CONGRESS American A copy of the Confederation being made out History g^^jj sundry amendments made in the diction with- Leaflets JNo. . '' 20 (verified out altering the sense the same was agreed to & is from original as follows : manu- July 9, 1778. — ARTICLES OF CONFEDERA- JuF/stb! TION. (OFFICIAL ENGROSSED TEXT) RaUfied' S:0ElIt0TO!)0m March 1st these Presents shall come, we the undersigned Dele- 1781 gates of the States affixed to our Names send 1776-1778] TEXT 205 greeting. Whereas the Delegates of the United States of America in Congress assembled did on the fifteenth day of November in the Year of Our Lord One thousand seven Hundred and Seventy- seven, and in the second Year of the Independence of America agree to certain articles of Confedera- tion and perpetual Union between the States of Newhampshire, Massachusetts-bay, Ehodeisland and Providence Plantations, Connecticut, New York, New Jersey, Pennsylvania, Delaware, Mary- land, Virginia, North-Carolina, South-Carolina, and Georgia in the Words following, viz. " Akticles OF CoKFEDERATiON and perpetual Union between the States of Newhampshire, Massachusetts-bay, Ehodeisland and Providence Plantations, Con- necticut, New- York, New-Jersey, Pennsylvania, Delaware, Maryland, Virginia, North-Carolina, South-Carolina, and Georgia." Article I. The Stile of this confederacy shall be "The United States of America." Article II. Each state retains its sovereignty, Idea of freedom and independence, and every Power, Juris- statehood diction and right, which is not by this confederation foremost, expressly delegated to the United States, in Con- gress assembled. Article III. The said states hereby severally See Constitu- enter into a firm league of friendship with each *1°^' , , other, for their common defence, the security of their Liberties, and their mutual and general wel- fare, binding themselves to assist each other, against all force offered to, or attacks made upon them, or any of them, on account of religion, sov- ereignty, trade, or any other iDretence whatever. Article IV. The better to secure and perpetuate Notwith- mutual friendship and intercourse among the people standing this '- . . clause, vari- of the different states m this union, the free m- ous states habitants of each of these states, paupers, vaga- disagreed bonds, and fugitives from Justice excepted, shall ^^^ iSTaviga- be entitled to all privileges and immunities of free tion Laws. 206 THE ARTICLES OF CONFEDERATION [Ch. XV citizens in the several states ; and the people of each state shall have free ingress and regress to and from any other state, and shall enjoy therein SeeConstitu- all the privileges of trade and commerce, subject 10*^?^'^^'^" ^ ^^ ^^^ same duties, impositions and restrictions as the inhabitants thereof respectively, provided that such restriction shall not extend so far as to pre- vent the removal of property imported into any state, to any other state of which the Owner is an inhabitant ; provided also that no imposition, duties or restriction shall be laid by any state, on the property of the united states, or either of them. Constitution, If any Person be guilty of, or charged with Art. iv. 2. (2) treason, felony, or other high misdemeanour in any state, shall flee from Justice, and be found in any of the united states, he shall upon demand of the Governor or executive power, of the state from which he fled, be delivered up and removed to the state having jurisdiction of his offence. Constitution, FuLL faith and credit shall be given in each of Art. iv. 1 these states to the records, acts and judicial pro- ceedings of the courts and magistrates of every other state. Since there Article V. For the more convenient manage- was no sepa- „ , , . ^ , . ^ ^ rate execu- nient of the general mterest of the united states, tive or judi- delegates shall be annually appointed in such man- gress'became ^®^ ^^ ^^® legislature of each state shall direct, to the sole re- meet in Congress on the first Monday in November, natiorS*^ in ever}^ year, with a power reserved to each state, power. to recal its delegates, or any of them, at any time See Con- within the year, and to send others in their stead, Art. i. 1-7 foi' the remainder of the Year. No state shall be represented in Congress by Constitution jggg than two, nor by more than seven Members : Art i. 2 T J ' (1 2 3) ^^^ ^o person shall be capable of being a delegate for more than three years in any term of six years ; nor shall any person, being a delegate, be capable of holding any office under the united states, for 1776-1778] TEXT 207 which he, or another for his benefit, receives any salary, fees or emolument of any kind. Each state shall maintain its own delegates in a meeting of the states, and while they act as mem- bers of the committee of the states. In determining questions in the united states, in Congress assembled, each state shall have one vote. Freedom of speech and debate in congress shall Constitution, not be impeached or questioned in any Court, or ^^t- i- ^ 0) place out of Congress, and the members of Con- gress shall be protected in their persons from ar- rests and imprisonments, during the time of their going to and from, and attendance on congress, except for treason, felony, or breach of the peace. Article VI. No state without the Consent of Constitution, the united states in congress assembled, shall send -^^^' ^- ^^• any embassy to, or receive any embassy from, or enter into any conference, agreement, alliance or treaty with any King, prince, or state; nor shall any person holding any office of profit or trust under the united states, or any of them, accept of any present, emolument, office or title of any kind whatever from any king, prince, or foreign state ; nor shall the united states in congress assembled, or any of them, grant any title of nobility. No two or more states shall enter into any treaty, iSTotwith- confederation or alliance whatever between them, standing this without the consent of the united states in congress compact was assembled, specifying accurately the purpose for made be- which the same is to be entered into and how long i^^j and^^^" it shall continue. Virginia. No state shall lay any imposts or duties, which This crippled mav interfere with any stipulations in treaties, en- the treaty- tered into by the united states in congress assem- power." bled, with any king, prince, or state, in pursuance of any treaties already proposed by congress, to the courts of France and Spain. No vessels of war shall be kept up in time of peace by any state, except such number only, as 208 THE ARTICLES OF CONFEDERATION [Ch. XV Constitution, shall be deemed necessary by the united states in Art. I. 10 congress assembled, for the defence of such state, or its trade ; nor shall any body of forces be kept up by any state, in time of peace, except such number only, as in the judgment of the united states, in congress assembled, shall be deemed requisite to garrison the forts necessary for the defence of such state ; but every state shall always keep up a well regulated and disciplined militia, sufficiently armed and accoutred, and shall provide and constantly have ready for use, in public stores, a due number of field pieces and tents, and a proper quantity of arms, ammunition and camp equipage. No state shall engage in any war without the consent of the united states in congress assembled, Notwith- unless such state be actually invaded by enemies, clause^eor-^ ^^ shall have received certain advice of a resolution gia made war being formed by some nation of Indians to invade ^^th*r^^*^ such state, and the danger is so imminent as not Indians. to admit of a delay, till the united states in con- gress assembled can be consulted : nor shall any state grant commissions to any ships or vessels of war, nor letters of marque or reprisal, except it be after a declaration of war by the united states in congress assembled, and then only against the kingdom or state and the subjects thereof, against which war has been so declared, and under such reg- ulations as shall be established by the united states in congress assembled, unless such state be infested by pirates, in which case vessels of war may be fitted out for that occasion, and kept so long as the danger shall continue, or until the united states in congress assembled shall determine otherwise. Article VII. When land-forces are raised by any state for the common defence, all officers of or under the rank of colonel, shall be appointed by the legislature of each state respectively by whom such forces shall be raised, or in such man- ner as such state shall direct, and all vacancies 1776-1778] TEXT ■ 209 shall be filled up by the state which first made the appointment. Article VIII. All charges of war, and all other The system expences that shall be incurred for the common ^f requisi- ^ 1. II,- T 11 1 1 1 tions on the defence or general welfare, and allowed by the states proved united states in congress assembled, shall be de- totally inade- frayed out of a common treasury, which shall be jg^j i^ con- supplied by the several states, in proportion to the stant fric- value of all land within each state, granted to or ^^are taxation surveyed for any Person, as such land and the clause here buildings and improvements thereon shall be esti- 'J^\*^ Consti- T -,. , , , . -, tution, Art. mated accordmg to such mode as the united states j. g (1) in congress assembled, shall, from time to time, direct and appoint. The taxes for paying that proportion shall be laid and levied by the authority and direction of the legislatures of the several states within the time agreed upon by the united states in congress assembled. Article IX. The united states in congress as- increase of sembled, shall have the sole and exclusive right and power in _ ~ . . . . -, . . Congress m power of determmmg on peace and war, except in Constitution the cases mentioned in the sixth article — of sending Art. i. 8 (11- 18) and receiving ambassadors — entering into treaties '' and alliances, provided that no treaty of commerce shall be made whereby the legislative power of the respective states shall be restrained from imposing such imposts and duties on foreigners, as their own people are subjected to, or from prohibiting the exportation or importation of any species of goods or commodities whatsoever — of establishing rules for deciding in all cases, what captures on laud or water shall be legal, and in what manner prizes taken by land or naval forces in the service of the united states shall be divided or appropriated — of granting letters of marque and reprisal in times of peace — appointing courts for the trial of piracies and felonies committed on the high seas and estab- lishing courts for receiving and determining finally appeals in all cases of captures, provided that no 14 210 THE ARTICLES OF CONFEDERATION [Ch. XV member of congress shall be appointed a judge of any of the said courts. Constitution The united states in congress assembled shall Art. iii. c^^qo be the last resort on appeal in all disputes and differences now subsisting or that hereafter may Tliis was a arise between two or more states concerning bound- clumsy ary, jurisdiction or any other cause whatever ; which was u*se(f but authority shall always be exercised in the manner once. following. "Whenever the legislative or executive authority or lawful agent of any state in controversy with another shall present a petition to congress, stating the matter in question and praying for a hearing, notice thereof shall be given by order of congress to the legislative or executive authority of the other state in controversy, and a day assigned for the appearance of the parties by their lawful agents, who shall then be directed to appoint by joint consent, commissioners or judges to constitute a court for hearing and determining the matter in question: but if they cannot agree, cougz-ess shall name three persons out of each of the united states, and from the list of such persons each party shall alternately strike out one, the petitioners beginning, until the number shall be reduced to thirteen ; and from that number not less than seven, nor more than nine names as congress shall direct, shall in the presence of congress be drawn out by lot, and the persons whose names shall be so drawn or any five of them, shall be commissioners or judges, to hear and finally determine the controversy, so always as a major part of the judges who shall hear the cause shall agree in the determination : and if either party shall neglect to attend at the day appointed, without shewing reasons, which congress shall judge sufficient, or being present shall refuse to strike, the congress shall proceed to nominate three persons out of each state, and the secretary of congress shall strike in behalf of such party absent or refusing ; and the judgment and sentence of the court to be 1776-1778] TEXT 211 appointed, in the manner before prescribed, shall be final and conclusive ; and if any of the parties shall refuse to submit to the authority of such court, or to appear or defend their claim or cause, the court shall nevertheless proceed to pronounce sen- tence, or judgment, which shall in like manner be final and decisive, the judgment or sentence and other proceedings being in either case transmitted to congress, and lodged among the acts of congress for the security of the parties concerned : provided that every commissioner, before he sits in judgment, shall take an oath to be administered by one of the judges of the supreme or superior court of the state, whei-e the cause shall be tried, ' ' well and truly to hear and determine the matter in question, accord- ing to the best of his judgment, without favour, affection or hope of reward : " provided also that no state shall be deprived of territory for the benefit of the united states. All controversies concerning the private right of Wyoming soil claimed under different grants of two or more ^Q^^^fg states, whose jurisdictions as they may respect such lands, and the states which passed such grants are adjusted, the said grants or either of them being at the same time claimed to have originated antecedent to such settlement of jurisdiction, shall on the peti- tion of either party to the congress of the united states, be finally determined as near asmaybe in the same manner as is before prescribed for deciding disputes respecting territorial jurisdiction between different states. The united states in congress assembled shall Paper money also have the sole and exclusive right and power of ~ Tender regulating the alloy and value of coin struck by Acts,'shays's their own authority, or by that of the respective Rebellion, states — fixing the standard of weights and meas- ures throughout the United States — regulating the trade and manageing all affairs with the Indians, not members of any of the states, provided that the 212 THE ARTICLES OF CONFEDERATION [Ch. XV legislative right of any state within its own limits be not infringed or violated — establishing and regulating post-offices from one state to another, throughout all the united states, and exacting such postage on the papers passing thro' the same as may be requisite to defray the expences of the said office — appointing all officers of the land forces, in the service of the united states, excepting regimen- tal officers — appointing all the officers of the naval forces, and commissioning all officers whatever in the service of the united states — making rules for the government and regulation of the said land and naval forces, and directing their operations. This Com- The united states in congress assembled shall mittee of the j-j^^g authority to appoint a committee, to sit in the OtRteS W3iS ci ^ ^ -\ ' ~t k /-A failure. recess of congress, to be denommated " A Committee of the States," and to consist of one delegate from each state ; and to appoint such other committees and civil officers as may be necessary for manage- ing the general affairs of the united states under their direction — to appoint one of their number to preside, provided that no person be allowed to serve in the office of president more than one year in any term of three years ; to ascertain the necessary sums of Money to be raised for the service of the united states, and to appropriate and apply the same for defraying the public expences — to borrow money, or emit bills on the credit of the united states, transmitting every half year to the respec- tive states an account of the sums of money so bor- rowed or emitted, — to build and equip a navy — ■ to agree iipon the number of land forces, and to make requisitions from each state for its quota, in proportion to the number of white inhabitants in such state ; which requisition shall be binding, and thereupon the legislature of each state shall appoint the regimental officers, raise the men and cloath, arm and equip them in a soldier like manner, at the 1776-1778] TEXT 213 expence of the united states ; and the officers and men so cloathed, armed and equipped shall march to the place appointed, and within the time agreed on by the united states in congress assembled : But Seditious if the united states in congress assembled shall, on outbreaks . , . ^ . T follow consideration of circumstances judge proper that (Rhode any state should not raise men, or should raise a Island in smaller number than its quota, and that any other state should raise a greater number of men than the quota thereof, such extra number shall be raised, officered, cloathed, armed and equipped in the same manner as the quota of such state, unless the legis- lature of such state shall judge that such extra number cannot be safely spared out of the same, in which case they shall raise officer, cloath, arm and equip as many of such extra number as they judge can be safely spared. And the officers and men so cloathed, armed and equipped, shall march to the place appointed, and within the time agreed on by the united states in congress assembled. The united states in congress assembled shall The nine never engage in a war, nor grant letters of marque ^tates rule , ° ° . , . ' '' ... (practically and reprisal in time of peace, nor enter into any requirino- a treaties or alliances, nor coin money, nor regulate two-thirds the value thereof, nor ascertain the sums and ex- ^jjg states) pences necessary for the defence and welfare of the was a serious united states, or any of them, nor emit bills, nor n°e^ied borrow money on the credit of the united states, legislation. nor appropriate money, nor agree upon the number of vessels of war, to be built or purchased, or the number of land or sea forces to be raised, nor appoint a commander-in-chief of the army or navy, unless nine states assent to the same : nor shall a question on any other point, except for adjourning from day to day be determined, unless by the votes of a majority of the united states in congress assembled. The congress of the united states shall have 214 THE ARTICLES OF CONFEDERATION [Ch. XV power to adjourn to any time within the year, and to any place within the united states, so that no period of adjournment be for a longer duration than the space of six months, and shall publish the Journal of their proceedings monthly, except such parts thereof relating to treaties, alliances or mili- tary operations, as in their judgment require se- crecy ; and the yeas and nays of the delegates of each state on any question shall be entered on the Journal, when it is desired by any delegate ; and the delegates of a state, or any of them, at his or their request shall be furnished with a transcript of the said Journal, except such parts as are above excepted, to lay before the legislatures of the several states. Article X. The committee of the states, or any nine of them, shall be authorized to execute, in the recess of congress, such of the powers of con- gress as the united states in congress assembled, by the consent of nine states, shall from time to time think expedient to vest them with ; provided that no power be delegated to the said committee, for the exercise of which, by the articles of confedera- tion, the voice of nine states in the congress of the united states assembled is requisite. Article XI. Canada acceding to this confeder- ation, and joining in the measures of the united states, shall be admitted into, and entitled to all the advantages of this union : but no other colony shall be admitted into the same, unless such ad- mission be agreed to by nine states. As the Unit- Article XII. All bills of credit emitted, monies ed States borrowed and debts contracted by, or under the tiad no inde- '' pendent tax- authority of congress, before the assembling of the ing powers, united states, in pursuance of the present confedera- was of very tion, shall be deemed and considered as a charge 1776-1778] TEXT 215 against the united states, for payment and satisfac- little ac- tion whereof the said united states, and the public faith are hereby solemnly pledged. Article XIII. Every state shall abide by the This clause determinations of the united states in congress ^^ntlv^' assembled, on all questions which by this confedera- broken for tion are submitted to them. And the Articles of l^ck of judi- cial de]3art- this confederation shall be inviolably observed by ment to en- every state, and the union shall be perpetual ; nor force it. shall any alteration at any time hereafter be made in any of them ; unless such alteration be agreed to in a congress of the united states, and be afterwards confirmed by the legislatures of every state. '^Inti IJlEf)Erea0 it hath pleased the Great Gover- nor of the World to incline the hearts of the legis- latures we respectively represent in congress, to approve of, and to authorize us to ratify the said articles of confederation and perpetual union, knoto ge that we the undersigned delegates, by virtue of the power and authority to us given for that pur- pose, do by these presents, in the name and in behalf of our respective constituents, fully and entirely ratify and confirm each and every of the said articles of confederation and perpetual union, and all and singular the matters and things therein contained : And we do further solemnly plight and engage the faith of our respective constituents, that they shall abide by the determinations of the united states in congress assembled, on all questions, which by the said confederation are submitted to them. And that the articles thereof shall be in- violably observed by the states we respectively represent, and that the union shall be perpetual. In witness whereof we have hereunto set our hands in Congress. Done at Philadelphia in the state of Pennsylvania the ninth Day of July in the Year of our Lord one Thousand seven Hundred and Seventy 216 THE ARTICLES OF CONFEDERATION [Ch. XV eight, and in the third year of the independence of America. On the part & behalf of the State of Dela- ware on the part and behalf of the State of Mary- land On the Part and Behalf of the State of Vir- ghiia on the part and Behalf of the State of No. Carolina On the paxt and behalf of the State of South- Carolina On the part and behalf of the State of Geor- gia Thos M: Kean Feb 12. 1779 John Dickinson, May 5th 1779 Nicholas Van Dyke, John Hanson Ma,rch 1st 1781 Daniel Carroll. do. Richard Henry Lee John Bannister Thomas Adams Jno Harvle Francis Light- foot Lee John Penn July 21st 1778 Corns Harnett Jno. Williams ' Henry Laurens. William Henry Drayton Jno. Mathews Richd Hudson Thos. Heyward Junr. Jno Walton 24th July 1778 Edwd. Telfair. E d w d. L a n g- worthy. Josiah Bartlett, John Wentworth Junr august 8th 1778 John Hancock. Samuel Adams Elbridge Gerry. Frances Dana James Lovell Samuel Holten. William EUery Henry Marchant John Collins Roger Sherman, Samuel Huntmg- ton Oliver Wolcott Titus Hosmer Andrew Stearns Jas. Duane. Fras. Lewis Wm Duer. Gouv. Morris, Jno Witherspoon Nath. Scudder Robt Morris. Daniel Rober- deau Jon. Bayard Smith William Clingan Joseph Reed. 22d July 1778 on the part & behalf of the State of New Hampshire on the part and behalf of the State of Massa- chusetts Bay On the part and behalf of the State of Rhode- Island and Providence Plantations on the Part and behalf of the State of Con- necticut On the Part and Behalf of the State of New York On the Part and in Behalf of the State of New Jersey. Novr. 26. 1778 On the part and behalf of the State of Penn- sylvania CONTEMPORARY EXPOSITION PELATIAH WEBSTER (1784) The articles of our federal union were drawn up by Con- gress, and adopted by the states, amidst the confusions of a most bloody, cruel, and unnatural war, when the attention of Congress who drew, and the states who adopted them, was frequently drawn off by continual alarms, burning of towns, slaughter, and bloodshed. No marvel then that every incon- viency attending them when reduced into practice, could not be foreseen, either by those who drew, or those who adopted them ; at which period, it would not have been well accepted, had any one discovered, and had ventured to call into ques- 1778-1784] CONTEMPORARY EXPOSITION 217 tion, the propriety of any one of the thirteen articles of our confederation. It may therefore be advisable, now that we are released of the distressing scenes of war, deliberately to examine, revise, correct and amend them, in every instance, in which when reduced into practice, they may be found — inconsistent with each other — not capable of being carried into execution — or inconsistent with the general sense and understanding of those who adopted them. . . . The true end and design of our confederation I take to be this, viz. To unite the strength of the separate states under Con- gress as their general Head, and to delegate to them the direction of the operations of our military and naval forces against the power of Great Britain. . . . And this I take it was the general sense and understanding of the states who adopted the articles of our federal union, and the whole tenor of the articles themselves support this opinion. . . . Congress are to determine the number of troops necessary for the ser- vice of the states, . . . What service? The service of the war and general defence . . . and for that end they were to make requisition to each state for their quota, " and to ascertain the necessary sums of money to be raised for the service " of the war, and to appropriate and apply the same ; that matter not being compatible to any particular state, by constitution is vested in congress, whose right it properly is, and is expressly delegated to them. . . . The form of government planned by Congress, and adopted by the states, is the only form we could adopt under our circumstances: And the honor and dignity of Congress, as a private citizen, I am determined to support, as much as the sovereignty, freedom, and independence of the states, and every power, jurisdiction and right, which they have not ex- pressly delegated to Congress. But as every deviation from the articles of our federal union makes a dangerous precedent in future, the defects in the articles of confederation can be known only by practice : And it is time enough to make alterations in our system of government, when the defects are made evident. Pelatiah Wkbster, Remarks On a Pamphlet. 11, 24, 39. 218 THE ARTICLES OF CONFEDERATION [Ch. XV "WASHINGTON (1786-1787) To Henry Lee, in Congress. Mt. Vernon, 31 October, 1786. My Dear Sir, . . . Influence is no government. Let us have one by which our lives, liberties, and properties will be secured, or let us know the worst at once. Under these impressions, my humble opinion is, that there is a call for decision. . . . Let the reins of government then be braced and held with a steady hand, and every violation of the constitution be repre- hended. If defective, let it be amended, but not suffered to be trampled upon whilst it has an existence. . . . To John Gay. 10 March 1787. Dear Sir, . . . How far the revision of the federal system, and giving more adequate powers to congress may be productive of an efficient government, I will not under my present view of the nature, presume to decide. . . . Among men of reflec- tion, few will be found I believe, who are not beginning to think that our system is more perfect in theory than in prac- tice ; and that notwithstanding the boasted virtue of America it is more probable we shall exhibit the best melancholy proof, that mankind are competent to their own government without the means of coercion in the sovereign. . . . To James Madison, in Congress. 31 March, 1787. My Dear Sir, . . . That a thorough reform of the present system is indispensable, none, who have capacities to judge, will deny ; and with hand [and heart] I hope the business will be essayed in a full convention. After which, if more powers and more decision is not found in the existing form, if it still wants energy and that secrecy and despatch . . . which is char- acteristic of good government, and if it shall be found, . . . that Congress will, upon all proper occasions, exert the powers which are given, with a firm and steady hand, instead of fritter- ing them back to the States, where the members, in place of viewing themselves in their national character, are too apt to be looking, — I say, after this essay is made, if the system 1786-1821] CONTEMPORARY EXPOSITION 219 proves inefficient, conviction of the necessity of a change will be disseminated among all classes of the people. Then, and not till then, in my opinion, can it be attempted without involving all the evils of civil discord. . . . Geokge Washington, Works. II. 76-133. HAMILTON (1780) But the Confederation itself is defective, and requires to be altered. It is neither fit for war nor peace. The idea of an uncontrollable sovereignty in each State over its internal police will defeat the other powers given to Congress, and make our union feeble and precarious. There are instances without num- ber where acts, necessary for the general good, and which rise out of the powers given to Congress, must interfere with the internal police of the States ; and there are as many instances in which the particular States by arrangements of internal police, can effectually, though indirectly, counteract the ar- rangements of Congress. You have already had examples of this, for which I refer you to your own memory. The Confederation gives the States, individually, too much influence in the affairs of the army. They should have nothing to do with it. The entire formation and disposal of our mili- tary forces ought to belong to Congress. It is an essential cement of the union ; and it ought to be the policy of Congress to destroy all ideas of State attachments in the army, and make it look up wholly to them. For this purpose all appointments, promotions, and provisions, whatsoever, ought to be made by them. It may be apprehended that this may be dangerous to liberty. But nothing appears more evident to me than that we run much greater risk of having a weak and disunited federal government, than one which will be able to usurp upon the rights of the people. Alexander Hamilton, Works. I. 205. JEFFERSON (1821) Our first essay, in America, to establish a federative govern- ment had fallen, on trial, very short of its object. During the war of Independence, while the pressure of an external enemy hooped us together, and their enterprises kept us necessarily 220 THE ARTICLES OF CONFEDERATION [Ch. XV on the alert, the spirit of the people, excited by danger, was a supplement to the Confederation, and urged them to zealous exertions, whether claimed by that instrument or not ; but, when peace and safety were restored, and every man became engaged in useful and profitable occupation, less attention was paid to the calls of Congress. The fundamental defect of the Confederation was, that Congress was not authorized to act immediately on the people, and by its own officers. Their power was only requisitory, and these requisitions were ad- dressed to the several Legislatures, to be by them carried into execution, without other coercion than the moral principle of duty. This allowed, in fact, a negative to every Legislature, on every measure pi'oposed by Congress; a negative so fre- quently exercised in practice, as to benumb the action of the Federal government, and to render it inefficient in its general objects, and more especially in pecuniary and foreign concerns. The want, too, of a separation of the Legislative, Executive, and Judiciary functions, worked disadvantageously in practice. Yet this state of things afforded a happy augury of the future march of our Confederacy, when it was seen that the good sense and good dispositions of the people, as soon as they perceived the incompetence of their first compact, instead of leaving its correction to insurrection and civil war, agreed, with one voice, to elect deputies to a general Convention, who should peace- ably meet and agree on such a Constitution as "would ensure peace, justice, liberty, the common defence and general welfare." Thomas Jefferson, Works. I. 78. CRITICAL COMMENT STORY (1833) The last defect which seems worthy of enumeration, is, that the confederation never had a ratification of the People. Upon this objection, it will be sufficient to quote a single passage from the Federalist, as it affords a very striking commen- tary upon some extraordinary doctrines recently promulgated. ' ' Resting on no better foundation than the consent of the state legislatures, it [the confederation] has been exposed to frequent and intricate questions concerning the validity of its powers ; 1821-1870] CRITICAL COMMENT 221 and has, in some instances, given birth to the enormous doctrine of a right of legislative repeal. Owing its ratification to a law of a state, it has been contended, that the same authority might repeal the law, by which it was ratified. However gross a heresy it may be to maintain, that a party to a compact has a right to revoke that compact, the doctrine itself has had re- spectable advocates. The possibility of a question of this nature proves the necessity of laying the foundations of our national government deeper, than in the mere sanction of dele- gated authority. The fabric of American empire ought to rest on the solid basis of the consent of the jjeople. The streams of national power ought to flow immediately from that pure, original fountain of all legitimate authority." Joseph Story, Commentaries on the Constitution of the United States. 103. J. A. JAMESON (1866) The Constitution of the Confederation, therefore, when rati- fied in the manner explained, was an entirely legitimate one ; that is, it was proposed to the constituent bodies to be governed by it, and by the latter ratified and confirmed by an express vote ; but it was legitimate only for what it purported to be — a league between States, and not a national Constitution, in the proper sense of the word. Tested by the principles that should preside over the foi-mation of a Constitutioyi, it was, in its inception, not legitimate, for it wanted the sauction of the people, who, as distinct from their governments, are alone the constituents, or have power to ratify the Constitution. . . . Such was the first essay of our fathers in framing a govern- ment for United America. The system resulting from it, the joint product of inexperience and State jealousy, came soon to merit the general contempt from its weakness. . . . There is scarcely a function of a good government in which it would not have proved itself altogether wanting. John A. Jameson, Treatise on Constitutional Conventions, 147-148. MULFORD (1870) The Declaration of Independence was the act of the whole people ; it calls the Americans one people, and its salutation is 222 THE ARTICLES OF CONFEDERAITON [Ch. XV to them as fellow citizens. There is in it the assumption of no separate rights, and the record of no separate wrongs. The Declaration in its conception transcends the spirit of any of these separate communities, and was beyond their separate grasp. It was by the whole people that the war was carried on, and victory was won, and peace w^as established for the people. There was in these events beyond argument the evi- dence of the divine guidance of the people. . . . The subsequent circumstance of the deepest significance is that the people sought to realize its purpose under the articles of a confederation. It was the assumption of a confederate principle, although in the nature of things it induced inevitable contradictions ; thus, while the separate States are represented as sovereign, they are not so in reality, but the attributes of political sovereignty are withdrawn from them ; then also the articles are called the Articles of Confederation, but they are also described as articles of perpetual union; the acts which were then performed under the articles were incongruous with a confederate conception, and thus the Congress of the people proceeded to enact laws as if invested with positive powers, and thus the great seal of the United States with its legend of unity was adopted; and treaties were confirmed by the Con- gress, in which the nation was bound by obligations to other nations, and the whole people was held by them ; under these articles also, — so far was the condition removed from an act- ual sovereignty in the separate communities, — in the highest issues, and those which involved the very being of the people, the ultimate determination was with nine of the thirteen com- munities, and this formal political action was imperative over the whole. But the fact of the most enduring import is that these articles of confederation had no continuance; but after a very brief period of confusion and disaster they fell away, partly through their inherent weakness, and partly because they did not correspond to the real constitution, and could not em- body the real spirit and purpose of the people. Elisha Mulford, The Nation. 331-333. 1870-1875] CRITICAL COMMENT 223 VON HOLST (1875) On the fourth of July, the Declaration of Independence was adopted, the import of which, as has been already remarked, was in accordance with the resolution of the 10th of June, Eight days later, on the 12th of July, the last-named committee submitted to congress the draft of the articles of confederation. On the 15th of November, 1777, the articles, after they had undergone several amendments, were accepted by congress, and it was resolved to recommend them to the legislatures of the states for adoption, . . . The articles of confederation start out with the as- sumption that from the date of the Declaration of Independence each state became de facto and de jure an independent state, competent henceforth to form a confederacy with the other states whenever it saw fit, and to the extent that it saw fit. How this assumption was to be reconciled with the fact that the congress had been in existence for years, and had actually ex- ercised sovereign power from the first, while the individual states had assumed no sovereign attitude, theoretically or prac- tically, toward England or other foreign countries, does not appear. , , . The changes effected by the articles of confederation were rather of a negative than of a positive nature. They did not give the state which was just coming into being a definite form, but they began the work of its dissolution. The essen- tial prerogatives which necessarily belong to a political com- munity in its relations with other powers, they confided by law to confederate authorities, from whom, in practice, they with- held all power. On the other hand, they confided all actual power to the component parts of the whole, but did not and could not for themselves, still less for the whole, give them the right to assume the responsibilities or enforce the rights which regulate the relations of sovereign states. The practical result of this was that the United States tended more and more to split up into thirteen independent republics, and in the same measure, they virtually ceased to be a member of the family of nations bound together by the jus gentium. The European powers rightly saw in the Union only a shadow 224 THE ARTICLES OF CONFEDERATION [Ch. XV without substance, and besides the}^ had no occasion and no desire to have any relations with the individual states as sove- reign bodies. Dr. H. Von Holst, Constitutional' Hlstorij of the United States. I. 20-24. HART (1891) The Continental Congress took upon itself the management of the military, financial, and foreign affairs of the thirteen colonies which united in the movement. A year later it took the logical step of proclaiming to the world the fact which had for months been existent — the independence of the colonies from Great Britain. In all these acts the colonies and the people acquiesced. An informal but effective confederation was thus formed. During the five years following acquiescence was not always obtained, and the Congress went through the humiliations of a body unknown to constitutional law, and inadequately supplied with strength. But practically it was a true, though tempo- rary government: it made treaties, issued legal tender notes, borrowed money, commissioned generals, directed campaigns. The practical and the legal inception of the Union is to be found in the acceptance by the people of the work of a body without a legal warrant, but nevertheless actually the govern- ment of all the thirteen States. . . . The government thus established was a Staatenbund: to us it seems weak ; when founded it was bound by the strongest federal ties then known. The Congress was a weak organ with all the functions of government ; but it was in every way superior to the Swiss Diet, and, except in financial powers, to the States General of the Netherlands. The powers of government were few and feebly sustained ; but they were larger than those of the Holy Roman Empire. The nation found a Congress in existence, and as a Congress it was con- tinued. The powers committed to it were, in the main, such as had previously been exercised by the Continental Congress, and such as the colonies had been accustomed to see carried on for them by the British Home Government. Even in its defects, the Confederation closely resembled its predecessor, the Con- tinental Congress ; it was a clumsy contrivance, so far as ex- 1891-1894J CRITICAL COMMENT 225 ecutive and judicial matters were concerned ; and it had no direct relations with individuals. Albert Bushnell Hart, Federal Government, 54-56. HENRY JONES FORD (1898) The period of the Confederation was one in which the func- tions of general government were in abeyance. . . . People cared nothing about the principles on which the government of the Confederation was based, because they cared nothing for that government. The Congress of the Confederation, al- though it remained in existence fourteen years, never took root in the affection or respect of the people. Its sittings were pri- vate, and its proceedings made no appeal to public opinion. Henrt Jones Ford, Rise and Growth of American Politics, 36, 37. STEVENS (1894) On the very day that saw the Declaration put forth, steps were taken which led to the adoption, in the following year, of "Articles of Confederation and Perpetual Union," binding all the States in a " firm league of friendship with each other." This earliest attempt at the construction of a national gov- ernment established what, as the sequel proved, was neither national nor a government. . . . Not to trace its disastrous history in detail, enough to say, that its incompetency for all purposes for which it was established, brought about, after ten years of failui-e, its utter breakdown. C. E. Stevens, Sources of the Constitution of the United States. 40. FISKE (1894) John Dickinson is supposed to have been the principal author of the articles of confederation : but as the work of the com- mittee was done in secret and has never been reported, the point cannot be determined. . . . According to the language of the articles, the states entered into a firm league of friend- ship with each other ; and in order to secure and perpetuate such friendship, the freemen of each state were entitled to all the privileges and immunities of freemen in all the other states. Mutual extradition of criminals was established, and in each state full faith and credit was to be given to the records, acts, 15 226 THE ARTICLES OF CONFEDERATION [Ch. XV and judicial proceedings of every other state. This universal intercitizeuship was what gave reality to the nascent and feeble union. In all common business relations of life, the man of New Hampshire could deal with the man of Georgia on an equal footing before the law. But this was almost the only effectively cohesive provision in the whole instrument. John Fiske, Critical Period of American History. 94. FISHER (1897) It was unquestionably a very weak government, — a mere league with so few of the attributes of federalism, and those few so restricted, that it was not a federal or a national gov- ernment in anjr true sense of the word. The fashion has pre- vailed for a long time of attacking it in very severe terms, and even of questioning the patriotism of the men who framed it. But we must remember that it was simply a link in a long chain of evolution which had been progressing for over a hundred years, and continued, as we shall see, in the same steady course. It was a great advance on all the plans that had pre- ceded it, and, for purposes of development that was all that was required. The criticisms on its lack of federal power began almost as soon as it appeared. When signed by the members of Con- gress and sent to the States for ratification in 1778, most of those States had finished their new constitutions, ou which they had been engaged for several years. Constitution-making was the order of the day ; everybody was prepared for discus- sion, and no previous plan of union received such serious and trained consideration. Though the prevailing sentiment seems to have been that not enough power was given, there were many who saw in the Articles of Confederation a menace to the sovereignty of the States. But even this state rights party, while they wished greater safeguards for local liberty, wanted at the same time more power and efficiency in the general government. Sidney George Fisher, The Evolution of the Constitution of the United States. 249, 250. 1787] THE NORTHWEST ORDINANCE 227 Chapter XVI THE NORTHWEST ORDINANCE (1787) SUGGESTIONS The Ordinance of 1787 contained the essence of all later constitu- tional government for national domain. It was by far the most important piece of general legislation of the epocli preceding the Constitutional Convention. The document was the conception of Dr. Manasseh Cutler of Massa- chusetts ; it was reported to Congress by Nathan Dane, as chairman of a committee to whom the subject had been I'eferred, and it was passed with almost no alteration. The question of the competence of Congress to pass this frame of government has given occasion to much argument ; but it is of little moment, as the first Congress under the Constitution re-enacted it. The picturesque side of history comes out in the study of this docu- ment. With the exception of the Puritan emigration, perhaps no one episode in the growth of America sets forth more distinctly the con- ditions, hopes, and aspirations of the people than this movement on the part of a body of New Englanders, to open up the Northwest Territory. The fact that the territory itself was ceded to the mother- government by the different child-states gave a personal interest to the frame of laws whereby this territory was to be governed. In the perusal of this document it is well to trace the special quality of civil rights, Habeas Corpus, trial by jury, bail, fines and punishments, treat- ment of Indians, education, freedom of religion, and emancipation of the negro. These enlightened provisions of this Ordinance should be examined carefully as in a measure foreshadowing the doctrines of the last three amendments of the Constitution. The Northwest Ordinance is in reality a colonial charter, and the foundation of the government of our later colonies — usually called territories. Hence this document has an important relation to the problems of colonial government which of late press upon the United States. For Outlines and Material, see Appendix A. 228 THE NORTHWEST ORDINANCE [Ch. XVI DOCUMENT The Ordinance of 1787 Journals of An ORDINANCE FOR THE GOVERNMENT of XIL 85-93. ™^ TERRITORY of the UNITED STATES, North- West of the RIVER OHIO BE IT ORDAINED by the United States in Con- gress assembled, Tliat the said territory, for the purposes of temporary government, be one district ; subject, however, to be divided into two districts, as future circumstances may in the opinion of Con- gress, make it expedient. Be it ordained by the authority aforesaid, That the estates, both of resident and non-resident pro- prietors in the said territory, dying intestate, shall descend to, and be distributed among their children, and the descendants of a deceased child in equal parts ; the descendants of a deceased child or grandchild, to take the share of their deceased par- ent in equal parts among them : And where there shall be no children or descendants, then in equal parts to the next of kin, in equal degree ; and among collaterals, the children of a deceased brother or sister of the intestate, shall have in equal parts among them, their deceased parents' share ; and there shall in no case be a distinction between kin- dred of the whole and half blood; saving in all cases to the widow of the intestate, her third part of the real estate for life, and one third part of the personal estate ; and tliis law relative to descents and dower, shall remain in full force until altered by the legislature of the district. — And until the governor and judges shall adopt laws as herein after mentioned, estates in the said territory may be devised or bequeathed by wills in writing, signed and sealed by him or her, in whom the estate may be (being of full age) and attested by three wit- 1787] TEXT 229 nesses ; — and real estates may be conveyed by lease and release, or bargain and sale, signed, sealed, and delivered by the person being of full age, in whom the estate may be, and attested by two witnesses, provided such wills be duly proved, and such conveyances be acknowledged, or the ex- ecution thereof duly proved, and be recorded within one year after proper magistrates, courts, and reg- isters shall be appointed for that purpose ; and per- sonal property may be transferred by delivery; saving, however, to the French and Canadian in- habitants, and other settlers of the Kaskaskies, Saint Vincent's, and the neighbouring villages, who have heretofore professed themselves citizens of Virginia, their laws and customs now in force among them, relative to the descent and convey- ance of property. Be it ordained by the authority aforesaid. That there shall be appointed from time to time, by Con- gress, a governor, whose commission shall continue in force for the term of three years, unless sooner revoked by Congress, he shall reside in the district, and have a freehold estate therein, in one thousand acres of land, while in the exercise of his oflice. There shall be appointed from time to time, by Congress, a secretary, whose commission shall con- tinue in force for four years, unless sooner revoked ; he shall reside in the district, and have a freehold estate therein, in five hundred acres of land, while in the exercise of his office ; it shall be his duty to keep and preserve the acts and laws passed by the legislature, and the public records of the district, and the proceedings of the governor in his executive department ; and transmit authentic copies of such acts and proceedings, every six months, to the sec- retar}^ of Congress : There shall also be appointed a court to consist of three judges, any two of whom to form a court, who shall have a common law juris- diction, and reside in the district, and have each 230 THE NORTHWEST ORDINANCE [Ch. XVI This gave rise to colli- sions be- tween the government and the people. therein a freehold estate in five hundred acres of land, while in the exercise of their offices ; and their commissions shall continue in force during good behaviour. The governor and judges, or a majority of them, shall adopt and publish in the district, such laws of the original states, criminal and civil, as may be necessary, and best suited to the circumstances of the district, and report them to Congress, from time to time ; which laws shall be in force in the district until the organization of the general assembly therein, unless disapproved of by Congress ; but afterwards the legislature shall have authority to alter them as they shall think fit. The governor for the time being, shall be com- mander in chief of the militia, appoint and commis- sion all officers in the same, below the rank of general officers ; all general officers shall be ap- pointed and commissioned by Congress. Previous to the organization of the general as- sembly, the governor shall appoint such magistrates and other civil officers, in each county or township, as he shall find necessary for the preservation of the peace and good order in the same: After the general assembly shall be organized, the powers and duties of magistrates and other civil officers shall be regulated and defined by the said assembly ; but all magistrates and other civil officers, not herein other- wise directed, shall, during the continuance of this temporally government, be appointed by the gov- ernor. For the prevention of crimes and injuries, the laws to be adopted or made shall have force in all parts of the district, and for the execution of pro- cess, criminal and civil, the governor shall make proper divisions thereof — and he shall proceed from time to time, as circumstances may require, to lay out the parts of the district in which the Indian titles shall have been extinguished, into 1787] TEXT 231 counties and townships, subject, however, to such alterations as may thereafter be made by the legis- lature. So soon as there shall be five thousand free male Such a gov- inhabitants, of fuU ao;e, in the district, upon givino; eniment was . ' 1 o » organized proof thereof to the governor, they shall receive later, authority, with time and place, to elect representa- tives from their counties or townships, to represent them in the general assembly; provided that for every five hundred free male inhabitants, there shall be one representative, and so on progressively with the number of free male iuhabitants shall the right of representation increase, until the number of rep- resentatives shall amount to twenty-five; after which the number and proportion of representatives shall be regulated by the legislature : provided that no person be eligible or qualified to act as a repre- sentative, unless he shall have been a citizen of one of the United States three years, and be a resident in the district, or unless he shall have resided in the district three years ; and in either case shall like- wise hold in his own right, in fee simple, two hun- dred acres of laud within the same : provided also, that a freehold in fifty acres of land in the district, having been a citizen of one of the states, and being resident iu the district, or the like freehold and two years residence in the district shall be necessary to qualify a man as an elector of a representative. The representatives thus elected, shall serve for the term of two years ; and in case of the death of a representative, or removal from office, the gov- ernor shall issue a writ to the county or township, for which he was a member, to elect another in his stead, to serve for the residue of the term. The general assembly, or legislature, shall consist The appoint- of the governor, legislative council, and a house of ive council representatives. The legislative council shall con- Y^3 ^^ ii^sti- sist of five members, to continue in office five years, disliked, unless sooner removed by Congress ; a.ny three of 232 THE NORTHWEST ORDINANCE [Ch. XVI This has been the practice for territories ever since. whom to be a quorum : and the members of the council shall be nominated and appointed in the fol- lowing manner, to wit : As soon as representatives shall be elected, the governor shall appoint a time and place for them to meet together, and, when met, they shall nominate ten persons, residents in the district, and each possessed of a freehold in five hundred acres of land, and return their names to Congress ; five of whom Congress shall appoint and commission to serve as aforesaid ; and whenever a vacancy shall happen in the council, by death or removal from office, the house of representatives shall nominate two persons, qualified as aforesaid, for each vacancy, and return their names to Con- gress ; one of whom Congress shall appoint and commission for the residue of the term. And every five years, four months at least before the expira- tion of the time of service of the members of coun- cil, the said house shall nominate ten persons, qualified as aforesaid, and return their names to Congress ; five of whom Congress shall appoint aud commission to serve as members of the council five years, unless sooner removed. And the governor, legislative council, and house of representatives, shall have authority to make laws, in all cases, for the good government of the district, not repuguant to the principles and articles in this ordinance es- tablished and declared. And all bills having passed by a majority in the house, and by a majority in the council, shall be referred to the governor for his assent ; but no bill or legislative act whatever, shall be of any force without his assent. The governor shall have power to convene, prorogue and dissolve the general assembly, when in his opinion it shall be expedient. The governor, judges, legislative council, sec- retary, and such other officers as Congress shall appoint in the district, shall take an oath or affirma- tion of fidelity, and of office ; the governor before 1787] TEXT 233 the president of Congress, and all other officers be- fore the governor. As soon as a legislature shall be formed in the district, the council and house as- sembled, in one room, shall have authority, by joint ballot, to elect a delegate to Congress, who shall have a seat in Congress, with a right of debating, but not of voting during this temporary govern- ment. And for extending the fundamental principles of civil and religious liberty, which form the basis whereon these republics, their laws and constitu- tions are erected ; to fix and establish those prin- ciples as the basis of all laws, constitutions, and governments, which forever hereafter shall be formed in the said territory : to provide also for the establishment of states, and permanent government therein, and for their admission to a share in the federal councils on an equal footing with the orig- inal states, a,t as early periods as may be consistent with the general interest : It is hereby ordained and declared, by the au- This is an thority aforesaid. That the following articles shall ^^^^^^f^t^f" be considered as articles of compact between the principle of original states, and the people and states in the said limited de- territory, and forever remain unalterable, unless by ^' common consent, to wit : Article the first. No person, demeaning himself in a peaceable and orderly manner, shall ever be Freedom of molested on account of his mode of worship or worship first religious sentiments, in the said territory. United Article the second. The inhabitants of the said States. territory, shall always be entitled to the benefits of ^^® "^^^Ij^^o the writ of habeas corpus, and of the trial by jury ; 40. > > > of a proportionate representation of the people in This article the legislature, and of judicial proceedings accord- T^^ copied ing to the course of the common law. All persons Constitution shall be bailable, unless for capital offences, where of the United States It the proof shall be evident, or the presumption great, ^^j^g ^-^^ q^^_ AU fines shall be moderate ; and no cruel or unusual growth of 234 THE NORTHWEST ORDINANCE [Ch. XVI the trade dis- turbance throughout the country. The first recognition after the Revolution that public education was the duty of govern- ment. There seems no doubt that the Northwest Territory was consid- ered to be an integral part of the United States, sub- ject to the limitations, and enjoying the privi- leges of the Articles of Confedera- tion- punishments shall be inflicted. No man shall be deprived of his liberty or property, but by the judg- ment of his peers, or the law of the land, and should the public exigencies make it necessary, for the common preservation, to take any person's property, or to demand his particular services, full compensation shall be made for the same. And in the just preservation of rights and property, it is understood and declared, that no law ought ever to be made, or have force in the said territory, that shall in any manner whatever interfere with, or affect private contracts or engagements, bona fide, and without fraud previously formed. Article the third. Religion, morality and knowl- edge, being necessary to good government and the happiness of mankind, schools and the means of education shall forever be encouraged. The utmost good faith shall always be observed towards the Indians ; their lands and property shall never be taken from them without their consent ; and in their property, rights and liberty, they never shall be in- vaded or disturbed, unless in just and lawful wars authorised by Congress ; but laws founded in justice and humanity shall from time to time be made, for preventing wrongs being done to them, and for preserving peace and friendship with them. Article the fourth. The said territory, and the states which may be formed therein, shall forever remain a part of this confederacy of the United States of America, subject to the articles of con- federation, and to such alterations thei'ein, as shall be constitutionally made ; and to all the acts and ordinances of the United States in Congress as- sembled, conformable thereto. The inhabitants and settlers in the said territory, shall be subject to pay a part of the federal debts, contracted or to be contracted, and a proportional part of the expences of government, to be apportioned on them by Con- 1787] TEXT 235 gress, according to the same common rule and measure, by which apportionments thereof shall be made on the other states ; and the taxes for paying their proportion, shall be laid and levied by the authority and direction of the legislatures of the district or districts or new states, as in the original states, within the time agreed upon by the United States in Congress assembled. The legislatures of those districts or new states, shall never interfere with the primary disposal of the soil by the United States in Congress assembled, nor with any regula- tions Congress may find necessary for securing the title in such soil to the bona fide purchasers. No tax shall be imposed on lands the property of the United States ; and in no case shall non-resident proprietors be taxed higher than residents. The navigable waters leading into the Missisippi and St. Lawrence, and the carrying places between the same, shall be common highways, and forever free, as well to the inhabitants of the said territory, as to the citizens of the United States, and those of any other states that may be admitted into the con- federacy, without any tax, impost, or duty therefor. Article the fifth. There shall be formed in the said territory, not less than three, nor more than five states ; and the boundaries of the states, as soon as Virginia shall alter her act of cession, and consent to the same, shall become fixed and estab- lished as follows, to wit : The western state in the said territory, shall be bounded by the Missisippi, the Ohio and "Wabash rivers ; a direct line drawn from the Wabash and Post Vincents due north to the territorial line between the United States and Canada ; and by the said territorial line to the lake of the Woods and Missisippi. The middle state shall be bounded by the said direct line, the Wabash from Post Vincents to the Ohio ; by the Ohio, by a direct line drawn due north from the mouth of the Great Mianji, to the said territorial line, and by the 236 THE NORTHWEST ORDINANCE [Ch. XVI said territorial line. The eastern state shall be bounded by the last mentioned direct line, the Ohio, Pennsylvania, and the said territorial line : provided however, and it is further understood and declared, that the boundaries of these three states, shall be subject so far to be altered, that if Congress shall hereafter find it expedient, they shall have authority to form one or two states in that part of the said territory which lies north of an east and west line drawn through the southerly bend or extreme of The Colonial lake Michigan. And whenever any of the said status of the states, shall have sixty thousand free inhabitants Territory therein, such state shall be admitted, by its dele- was intended gates, into the Congress of the United States, on an rarv^ ^*^™^°' ®^"^1 footing with the original states, in all respects whatever ; and shall be at liberty to form a per- manent constitution and state government : pro- vided the constitution and government so to be formed, shall be republican, and in conformity to the principles contained in these articles ; and so far as it can be consistent with the general interest of the confederacy, such admission shall be allowed af an earlier period, and when there may be a less number of free inhabitants in the state than sixty thousand. This article Article the sixth. There shall be neither slavery did not coni- nor involuntary servitude in the said territorj'^, cate^the ^ ^' otherwise than in the punishment of crimes, whereof Northwest to the party shall have been duly convicted : provided freedom, always, that anv person escaping into the same, since slaves -^ ' -^ ^ i » ' then in the from whom labour or service is lawfully claimed in territory ^ny one of the oi'iginal states, such fugitive may be could be held » ' n ./ so lono- as lawfully reclaimed, and conveyed to the person they lived, claiming his or her labour or service as aforesaid. practic^Hy -^^ ^^ ordained by the authority aforesaid, That an anti-slav- the resolutions of the 23d of April, 1784, relative to ery clause, ^|-,g subject of this ordinance, be, and the same are hereby repealed and declared null and void. 1787] CONTEMPORARY EXPOSITION 237 CONTEMPORARY EXPOSITION DANE (1787) New York, July 16, 1787. Dear Sir : — I am obliged to you for yours of the 11th inst. With pleasure I comrauuicate to you what we are doing in Con- gress, not so much from a consciousness that what we do is well done, as from a desire that you may be acquainted with our proceedings. We have been much engaged in business for ten or twelve days past, for a part of which we have had 8 states. There appears to be a disposition to do business ; and the arrival of R. H. Lee is of considerable importance. I think his character serves at least in some degree, to check the effects of the feeble habits and too [tardy ?] modes of thinking in some of his countrymen. We have been employed about several objects — the principal ones of which have been the Government inclosed, and the Ohio Purchase. The former you will see is completed, and the latter will be probably com- pleted to-morrow. We tried one day to patch up M. S. P. systems of W. Govern't. Started new ideas, and committed the whole to Carriugton, Dane, R. H. Lee, Smith, and Kean. We met several times, and at last agreed on some principles, at least Lee, Smith and myself. We found ourselves rather pressed ; the Ohio Company appeared to purchase a large tract of the Federal lands — about 6 or 7 millions of acres ; and we wanted to abolish the old system, and get a better one for the Government of the country — and we finally found it necessary to adopt the best system we could get. All agreed, finally, to the inclosed, except A. Yates. He appeared in this case, as in most others, not to understand the subject at all. I think the number of free inhabitants, 60,000, which are requisite for the admission of a new State into the Confederacy, is too small ; but, having divided the whole territory into three States, this number appeared to me to be less important. Each State, in the common course of things, must become important soon after it shall have that number of inhabitants. The Eastern State of the three will probably be the first, and more important than the rest, and will, no doubt, be settled chiefly by Eastern people ; and there is, I think, full 238 THE NORTHWEST ORDINANCE [Ch. XVI an equal chance of its adopting Eastern politics. When I drew the Ordinance, which passed (a few words excepted) as I originally formed it, I had no idea the States would agree to the Sixth art. prohibiting slavery, as only Massa. of the Eastern States was present, and therefore omitted it in the draft ; but, finding the House favourably disposed on this sub- ject, after we had completed the other parts, I moved the art., which was agreed to without opposition. We are in a fair way to fix the terms of our Ohio sale, etc. ; we have been upon it steadily three days. The magnitude of the purchase makes us very cautious about the terms of it, and the security neces- sary to insure the performance of them. We have directed the Board to inquire into and report on Hothers affairs, etc. Massa. Legisa. was prorogued the 7th inst., having con- tinued the Tender Act, as it is called, to Jan. 1, 1788, and hav- ing passed no other Act of importance, except what, I presume, you have seen, respecting the raising of troops, and the powers of the Governor to pursue the rebels, etc. You ask me how I like my new colleagues. Sedgwick, you know, we all esteem, but I fear he will not make his attendance an object. Thatcher, I am quite unacquainted with. I do not know whether Mr. Otis, at his period of life, and under his mis- fortune, will enter with vigour into Federal politics. I wish his accounts with the Union had been settled, etc. Nothing occurs worth particular notice. Your affecta. friend, Hon. Rufus King, Esq. N. Dane. P. S. — States present: Massa., N. Y., N. J., Delaware, Virga., N. Cara., So. Carolina, and Georgia. Brother Holton is rather an invalid, is not well able to take an active part in business, but I think supports pretty good Eastern politics. Nathan Dane, iu Cutlers, Life ofManasseh Cutler. I. 371-373. CRITICAL COMMENT WEBSTER (1830) At the foundation of the constitution of these new North- western States lies the celebrated Ordinance of 1787. Wg 1830-1833] CRITICAL COMMENT 239 are accustomed, Sir, to praise the lawgivers of antiquity ; we help to perpetuate the fame of Solon and Lycurgus ; but I doubt whether one single law of any lawgiver, ancient or modern, has produced effects of more distinct, marked, and lasting character than the Ordinance of 1787. That instrument was drawn by Nathan Dane, then and now a citizen of Massa- chusetts. It was adopted, as I think I have understood, with- out the slightest alteration ; and certainly it has happened to few men to be the authors of a political measure of more large and enduring consequence. It fixed for ever the character of the population in the vast regions northwest of the Ohio, b}^ excluding from them involuntary servitude. It impressed on the soil itself, while it was yet a wilderness, an incapacity to sustain any other than freemen. It laid the interdict against personal servitude, in original compact, not only deeper than all local law, but deeper, also, than all constitutions. Under the circumstances then existing, I look upon this original and seasonable provision as a real good attained. Daniel Webster, Works. III. 263, 264. CHASE (1833) By that [ordinance] of 1787, provision was made for suc- cessive forms of territorial government, adapted to successive steps of advancement in the settlement of the western country. It comprehended an intelligible system of law on the descent and conveyance of real property, and the transfer of personal goods. It also contained five articles of compact between the original states, and the people and states of the territory, establishing certain great fundamental principles of govern- mental duty and private right, as the basis of all future con- stitutions and legislation, unalterable and indestructible except by that final and common ruin, which as it has overtaken all former systems of human polity, may yet overwhelm our Amer- ican union. Never, probably, in the history of the world, did a measure of legislation so accurately fulfil, and yet so mightily exceed the anticipations of the legislators. The ordinance has been well described, as having been a pillar of cloud by day, and of fire by night, in the settlement and government of the northwestern states. "When the settlers went into the wilder- 240 THE NORTHWEST ORDINANCE [Ch. XVI ness, they found the law already there. It was impressed upon the soil itself, while it yet bore up nothing but the forest. The purchaser of land became, by that act, a party to the compact, and bound by its perpetual covenants, so far as its conditions did not conflict with the terms of the cessions of the states. Salmon P. Chase, Sketch of the History of Ohio. 8-9. BANCROFT (1S34) Before the Federal Convention had referred its resolutions to a committee of detail, an interlude in Congress was shapening the character and destiny of the United States of America. Sublime and humane and eventful in the history of mankind as was the result, it will take not many words to tell how it was brought about. For a time wisdom and peace and justice dwelt among men, and the great Ordinance, which could alone give continuance to the union, came in serenity and stillness. Every man that had a share in it seemed to be led by an invisi- ble hand to do just what was wanted of him; all that was wrongfully undertaken fell to the ground to wither by the way- side ; whatever was needed for the happy completion of the mighty work arrived opportunely, and just at the right moment moved into its place. Geokge Banckoft, History of the United States (final revision). VI. 277. JACOB BURNET (1847) The great principles of civil and religious liberty contained in this invaluable document, were guaranteed to the people of the Territory and their posterity forever, by the venerable Fathers of the Revolution, which entitled them to endless gratitude. Jacob Burnet, Notes on the Early Settlement of the North West Terri- tory. 304. HOAR (1887) The Ordinance of 1787 belongs with the Declaration of Independence and the Constitution. It is one of the three title deeds of American constitutional liberty. As the American youth for uncounted centuries shall visit the capital of his country — strongest, richest, freest, happiest of the nations of 1888] CRITICAL COMMENT 241 the earth — from the stormy coast of New England, from the luxuriant regions of the Gulf, from the lakes, from the prairie and the plain, from the Grolden Gate, from far Alaska — he will admire the evidences of its grandeur and the monuments of its historic glory. He will find there rich libraries and vast museums and great cabinets, which show the product of that matchless inventive genius of America, which has multiplied a thousand fold the wealth and comfort of human life. He will see the simple and modest portal through which the great line of the Republic's chief magistrates have passed at the call of their country to assume an honour surpassing that of emperors and kings, and through which they have returned, in obedience to her laws, to take their place again as equals in the ranks of their fellow-citizens. He will stand by the matchless obelisk which, loftiest of human structures, is itself but the impei'fect type of the loftiest of human characters. He will gaze upon the marble splendours of the capitol, in whose chambers are enacted the statutes under which the people of a continent dwell together in peace, and the judgments are rendered which keep the forces of state and nation alike within their appointed bounds. He will look upon the record of great wars and the statues of great commanders. But if he knew his country's history, and considered wisely the sources of her glory, there is nothing in all these which will so stir his heart as two faded and time-soiled papers, whose characters were traced by the hand of the fathers a hundred years ago. They are the original records of the acts which devoted this nation forever to equality, to education, to religion and to liberty. One is the Declaration of Independence, the other the Ordinance of 1787. George F. Hoar, Oration at Centennial at Marietta. HINSDALE (1888) We have seen that four different ordinances had been pre- viously reported to Congress, and that one had already been enacted. The fifth and great Ordinance, as Mr. Bancroft says, embodied the best parts of all its predecessors. But it em- bodied more ; and all the evidence points to the conclusion that much of the new material was contained in the papers that Dr. Cutler handed to the committee, July 10th, after be 16 242 THE NORTHWEST ORDINANCE [Ch. XVI had studied the ordinance then pending. Whoever may have brought them forward, the imperishable principles of polity woven into the Ordinance of 1787 were the ripe fruit of many centuries of Anglo-Saxon civilization ; but the best places to search for them are the bills of rights of the Revolutionary con- stitutions. . . . No act of American legislation has called out more eloquent applause than the Ordinance of 1787. States- men, historians, and jurists have vied with one another in cele- brating its praises. In one respect it has a proud pre-eminence over all other acts of legislation on the American statute-books. It alone is known by the date of its enactment, and not by its subject-matter. It was more than a law or statute. It was a constitution for the Territory Northwest of the River Ohio. More than this, it was a model for later legislation relating to the national territories ; and some of its provisions, particularly the prohibition of slavery, stand among the greatest precedents of our history. Burke A. Hinsdale, The Old Northivest^ 273, 276. CUTLERS (1888) Up to the time of Dr. Cutler's arrival in New York, the labors of Congress had brought forth abstractions and skele- tons, mere outlines. It is not improbable that the presentation of a scheme of settlement, such as had " never been attempted in America," aroused the zeal and stimulated the efforts of Con- gress in a more practical direction, and led to the adoption of acceptable lines of policy in organizing the " new state" that had been so long the dream of an army by whose valor and sacrifices the territory had been acquired. That the organic law should have been new-modeled, and made acceptable to the men who were ready to occupy and cultivate that distant territory, is not surprising. It may be claimed for the Ordinance itself, that it is the only instance in human history, (with a single exception) where the laws and constitutions have been prepared beforehand, pre-arranged, and projected into a territory prior to its occupa- tion by its future inhabitants. The Divine economy did so arrange, pre-ordain, and publish to His chosen people the law, 1 Copyright, 1899, by Silver, Burdett & Co. 1888J CRITICAL COMMENT 243 ordinance, and polity that was to govern them after they had entered their promised land ; but, throughout the many changes, migrations, and conquests under which the human race has spread itself over and occupied the earth, either the will of the conqueror after conquest and occupation, or the growth of governmental principles subsequently, has been the origin of political and civil institutions. Here, however, is an attempt to prepare beforehand forms of government, laws, and principles upon bases that were intended to remain forever unalterable. We now have a century to attest their intrinsic value. Not the least valuable part of this wise forecast and preparation was that provision reaching down to the virgin soil that gave abso- lute ownership of it in convenient quantities and on terms that secured to each person an opportunity to acquire a homestead of his own, with provision for those civil divisions, townships, where the " essence of ownership," control, could be exerted politically in all the important social and civil affairs of life. Upon this foundation, guarantees of human rights, in their broadest application, with equality before the law, were intro- duced into the governmental structure. In addition to these elements of futui'e stability, the educational and moral forces are distinctly recognized and incorporated into the foundations. Freedom of worship, without governmental control, direction, or patronage; liberty, religion, morality, and knowledge — all stand side by side with the right of jury trial, habeas corpus, inviolability of private contracts, and all other usual and essential safeguards. Cutlers, Life of Rev. Manasseh Cutler. 368, 369. 244 FEDERAL CONSTITUTION [Ch. XVII Chaptee XVII THE CONSTITUTION OF THE UNITED STATES (1787) SUGGESTIONS The CoBStitutional Convention at Philadelphia met May 29, 1787. All the States were represented except Rhode Island. Washington, Franklin, Hamilton, and Madison were among the fifty-five mem- bers. The delegates sat with closed doors, keeping their proceed- ings secret. They decided that instead of revising the Articles of Confederation they would draw up an entirely new Constitution. George Washington presided over the convention, and Benjamin Franklin, Robert Morris, James Madison, Rufus King, Roger Sher- man, Alexander Hamilton, John Dickinson, Charles C. Pinckney, J. Rutledge, and Gouverneur Morris, were among its distinguished members. Madison, Hamilton, Washington, and Franklin took the leading part in the great work of drafting the new Constitution, and after its adoption by the convention, Madison and Hamilton used their influence, with great effect, to urge its ratification by the states, especially New York. After a stormy session of nearly four months, during which the convention several times threatened to break up in hopeless dispute, the Constitution was at last adopted. The fund of exposition and comment upon this document and its group of framers is of such extent that the few criticisms for which there is room might be many times multiplied. The Constitution, founded on compromises, made serviceable by its elasticity, and supplemented by an imperfect bill of rights, is a two-handed sword supporting the Federal government and yet ever ready to serve its purpose in defending the dignity of the State. The historical student who has made the previous documents a basis for the study of the Constitution may easily trace precedents for nearly all its strongest features. The supremacy of the Supreme Court, the power of the Executive, and the legislative authority of Congress unite in creating a well knit triune government such as was new in the history of mankind. For Outlines and Analysis, see Appendix B, § 4. 1787] TEXT 245 DOCUMENT Constitution of the United States of America [1787-1789]. We the People of the United States, in Order to This text form a more perfect Union, establish Justice, in- ^ ^''om sure domestic Tranquillity, provide for the com- History mon defence, promote the general Welfare, and Leaflets No. secure the Blessings of Liberty to ourselves and it is'reprinted our Posterity, do ordain and establish this Con- from the STiTUTiON for the United States of America. original _ manuscript. Precedents ARTICLE. I. for nearly all the import- Section. 1. All legislative Powers herein granted ant features Oitliis no OH- shall be vested in a Congress of the United States, ment are which shall consist of a Senate and House of found in -p, ... English Con- Representatives, stitutional Section. 2. [§ 1.] The House of Representatives documents, shall be composed of Members chosen every second be*trami™^^ Year by the People of the several States, and the through the Electors in each State shall have the Qualifications colonial requisite for Electors of the most numerous Branch state consti- of the State Legislature. tutions into [§ 2.] No Person shall be a Representative who jjjgjjt. Com- shall not have attained to the Age of twenty-five pare Pream- Years, and been seven Years a Citizen of the United ble with Arts. ' ot Conf., 1. States, and who shall not, when elected, be an In- and iii. habitant of that State in which he shall be chosen. Compare 1 [§ 3.] Representatives and direct Taxes shall be ^^^?^^^^ apportioned among the several States which may be Confeder- in eluded within this Union, according to their respec- ation, v. five Numbers, [which shall be determined by adding Superseded to the whole Number of free Persons, including ^jje^ljment those bound to Service for a Term of Years, and ex- The contest eluding Indians not taxed, three fifths of all other f^^^F *^^ Persons.] The actual Enumeration shall be made resentation within three Years after the first Meeting of the ended in the Congress of the United States, and within every Compromise subsequent Term of ten Years, in such Manner as which gave 246 FEDERAL CONSTITUTION [Ch. XVII the states they shall by Law direct. The Number of Represen- equal repre- tatives shall not exceed one for every tMrty Thou- the Senate sand, but each State shall have at Least one and propor- Representative ; [and until such enumeration shall sentation^in ^® made, the State of New Hampshire shall be the House, entitled to chuse three, Massachusetts eight, Rhode- Ji*f *^^^*^®' Island and Providence Plantations one, Connecticut nfths repre- ' sentation of Ave, New- York six, New Jersey four, Pennsylvania fJ^'^'S °^*'^^ sight, Delaware one, Maryland six, Virginia ten, Ratio "was North Carolina five, South Carolina five, and object of the Georgia three.] ComproSe. t§ ^•] ^^^^ vacancies happen in the Representa- tion from any State, the Executive Authority thereof shall issue Writs of Election to fill such Vacancies. [§ 5.] The House of Representatives shall chuse their Speaker and other Officers ; and shall have the sole Power of Impeachment. Section. 3. [§ 1.] The Senate of the United States shall be composed of two Senators from each State chosen by the Legislature thereof, for six Years ; and each Senator shall have one Vote. [§ 2.] Immediately after they shall be assembled in Consequence of the first Election, they shall be divided as equally as may be into three Classes. The Seats of the Senators of the first Class shall be vacated at the Expiration of the second Year, of the second Class at the Expiration of the fourth Year, and of the third Class at the Expiration of the sixth Year, so that one third may be chosen every second Year ; and if Vacancies happen by resignation, or otherwise, during the Recess of the Legislature of any State, the Executive thereof may make tempo- rary Appointments until the next Meeting of the Legislature, which shall then fill such Vacancies. [§ 3.] No Person shall be a Senator who shall not have attained to the Age of thirty Years, and been nine Years a Citizen of the United States, and who shall not, when elected, be an Inhabitant of that State for which he shall be chosen. 1787] TEXT '2,4:1 [§ 4.] The Vice President of the United States, shall be President of the Senate, but shall have no Vote, unless they be equally divided. [§ 5.] The Senate shall chuse their other Officers, and also a President pro tempore, in the Absence of the Vice President, or when he shall exercise the Office of President of the United States. [§ 6.] The Senate shall have the sole Power to try all impeachments. When sitting for that Purpose, See Art. they shall be on Oath or Affirmation. When the "• ^^^t. 4. President of the United States is tried, the Chief Justice shall preside : And no Person shall be con- victed without the Concurrence of two thirds of the Members present. [§ 7.] Judgment in Cases of Impeachment shall not extend further than to removal from Office, and disqualification to hold and enjoy any Office of honor, Trust or Profit under the United States ; but the Party convicted shall nevertheless be liable and subject to Indictment, Trial, Judgment and Punish- ment, according to Law. Section. 4. [§ 1.] The Times, Places and Man- The only ner of holding Elections for Senators and Repre- cm^gre^sfcan sentatives, shall be prescribed in each State by the in terms set Legislature thereof; but the Congress may at a'^J wjg^'iatkm time by Law make or alter such Regulations, ex- cept as to the Places of chusing Senators. [§ 2.] The Congress shall assemble at least once in every Year, and such Meeting shall be on the first Monday in December, unless they shall by Law appoint a different Day. Section. 5. [§ 1.] Each House shall be the This provi- Judge of the Elections, Returns and Qualifications |°^iJgj^^ ^^ of its own Members, and a Majority of each shall origin; since constitute a Quorum to do Business ; but a smaller 1868 the sub- „ , . , T 1 ject has been Number may adjourn from day to day, and may be transferred authorized to compel the attendance of absent to the Eng- Members, in such Manner, and under such Penalties as each House may provide. 248 FEDERAL CONSTITUTION [Ch. XVII Articles of Confedera- tion, Art. V. A privilege in its most ancient form. See Bill of Rights, Art. ix. ; Act of Settlement. [§ 2.] Each House may determine the Rules of its Proceedings, punish its Members for Disorderly Behaviour, and, with the Concurrence of two thirds, expel a Member. [§ 3.] Each House shall keep a Journal of its Proceedings, and from time to time publish the same, excepting such parts as may in their Judg- ment require Secrecy; and the Yeas and Nays of the Members of either House on any question shall, at the Desire of one fifth of those Present, be entered on the Journal. [§ 4.] Neither House, during the Session of Congress, shall, without the Consent of the other, adjourn for more than three days, nor to any other Place than that in which the two Houses shall be sitting. Section. 6. [§ 1.] The Senators and Representa- tives shall receive a Compensation for their Ser- vices, to be ascertained by Law, and paid out of the Treasury of the United States. They shall in all Cases, except Treason, Felony and Breach of the Peace, be privileged from Arrest during their Attendance at the Session of their respective Houses, and in going to and returning from tlie same ; and for any Speech or Debate in either House, they shall not be questioned in any other Place. [§ 2.] No Senator or Representative shall, dur- ing the Time for which he was elected, be appointed to any civil Office under the Authority of the United States, which shall have been created, or the Emol- uments whereof shall have been encreased during such time ; and no person holding any Office under the United States, shall be a Member of either House during his Continuance in Office. Section. 7. [§ 1.] All Bills for raising Revenue shall originate in the House of Representatives ; but the Senate may propose or concur with Amend- ments as on other Bills. 1787] TEXT 249 [§ 2.] Every Bill which shall have passed the House of Representatives and the Senate, shall, before it become a Law, be presented to the Presi- dent of the United States ; If he approve he shall sign it, but if not he shall return it, with his Objec- tions to that House in which it shall have originated, who shall enter the Objections at large on their Joui'nal, and proceed to reconsider it. If after such Reconsideration two thirds of that House shall agree to pass the Bill, it shall be sent, to- gether with the Objections, to the other House, by which it shall likewise be reconsidered, and if approved by two-thirds of that House, it shall become a Law. But in all such Cases the Votes of Houses shall be determined by yeas and Nays, and the Names of the Persons voting for and against the Bill shall be entered on the Journal of each House respectively. If any Bill shall not be returned by the President within ten Days (Sun- days excepted) after it shall have been presented to him, the same shall be a Law, in like Manner as if he had signed it, unless the Congress by their Adjournment prevent its Return, in which Case it shall not be a Law. [§ 3.] Every Order, Resolution, or Vote to ^i^ectly which the Concurrence of the Senate and House of the Massa- Representatives may be necessary (except on a cliusetts question of Adjournment) shall be presented to the of'nso" ^^"^ President of the United States ; and before the See Instru- same shall take Effect, shall be approved by him, '^'entofGov- ' ^ ^ J ^ ernment, or being disapproved by him, shall be repassed by xxiv. two thirds of the Senate and House of Representa- tives, according to the Rules and Limitations pre- scribed in the Case of a Bill. Section. 8. The Congress shall have Power The power [§ L] To lay and collect Taxes, Duties, Imposts ^o initiate all and Excises, to pay the Debts and provide for the most effect- common Defence and general Welfare of the United ual control States ; but all Duties, Imposts and Excises shall treSur^y'^and be uniform throughout the United States ; of the power 250 FEDERAL CONSTITUTION [Ch. XVII of the ex- ecutive. Compare (l)with Con- fed. Art. viii. This full list of congres- sional powers is but a modification or adaptation of the powers given to colonial legislatures and English Parliament dating back to Witenage- mot. For example: note Magna Cliarta, Art. XXXV. [§ 2.] To borrow Money on the credit of the United States; [§ 3.] To regulate Commerce with foreign Nations, and among the several States, and with the Indian Tribes ; [§ 4.] To establish an uniform Rule of Naturali- zation, and uniform Laws on the subject of Bank- ruptcies throughout the United States ; [§ 5.] To coin Money, regulate the Value thereof, and of foreign Coin, and fix the Standard of Weights and Measures ; [§ 6,] To provide for the Punishment of counter- feiting the Securities and current Coin of the United States ; [§ 7.] To establish Post Offices and post Roads; [§ 8.] To promote the Progress of Science and useful Arts, by securing for limited Times to Authors and Inventors the exclusive Right to their respective Writings and Discoveries ; [§ 9.] To constitute Tribunals inferior to the supreme Court ; [§ 10.] To define and punish Piracies and Felonies committed on the high Seas, and Offences against the Law of Nations ; [§ 11.] To declare War, grant Letters of Marque and Reprisal, and make Rules concerning Captures on Land and Water ; [§ 12.] To raise and support Armies, but no Appropriation of Money to that Use shall be for a longer Term than two Years ; [§ 13,] To provide and maintain a Navy; [§ 14.] To make Rules for the Government and Regulation of the land and naval Forces ; [§ 15.] To provide for calling forth the Militia to execute the Laws of the Union, suppress Insur- rections and repel Invasions ; [§ 16.] To provide for organizing, arming, and disciplining, the Militia, and for governing such Part of them as may be employed in the Service of 1787] TEXT 251 the United States, reserving to tlie States respec- tively, the Appointment of the Officers, and the Authority of training the Militia according to the discipline prescribed by Congress ; [§ 17.] To exercise exclusive Legislation in all Cases whatsoever, over such District (not exceed- ing ten Miles square) as may, by Cession of partic- ular States, and the Acceptance of Congress, become the Seat of the Government of the United States, and to exercise like Authority over all Places purchased by the Consent of the Legislature of the State in which the same shall be, for the Erection of Forts, Magazines, Arsenals, dock- Yards, and other needf ul*Buildings ; — And [§ 18.] To make all Laws which shall be neces- ^pj^jg sary and proper for carrying into Execution the clause later foregoing Powers, and all other Powers vested by pedSs and this Constitution in the Government of the United Kepublicans. States, or in any Department or Officer thereof. Section. 9. [§ 1.] CThe Migration or Importa- Third com- tion of such Persons as an}^ of the States now i^sT^^^im- existing shall think proper to admit, shall not be portant be- prohibited by the Congress prior to the Year one ^'^^^^ ^^^ ^ •' '^ / . , , ^ vote of the thousand eight hundred and eight, but a lax or Southern duty may be imposed on such Importation, not States was exceeding ten dollars for each Person.] [§ 2.] The Privilege of the Writ of Habeas See Magna Corpus shall not be suspended, unless when in Charta, Art. Cases of Rebellion or Invasion the public Safety may require it. r§ 3.1 No Bill of Attainder or ex post facto ^liese ^ ^ ., , -, clauses ex- Law shall be passed, tended by the [§ 4.] No Capitation, or other direct. Tax shall first eight be laid, unless in Proportion to the Census or Enumeration herein before directed to be taken. [§ 5.] No Tax or Duty shall be laid on Articles exported from any State. [§ 6.] No Preference shall be given by any Regulation of Commerce or Revenue to the Ports of 252 FEDERAL CONSTITUTION [Ch. XVII The appro- one State over those of another : nor shall Vessels pnation of bound to, or from, one State, be oblisfed to enter, supplies -r^ • . (1353) and clear, or pay Duties m another. auditing ac- [§ 7.] No Money shall be drawn from the Trea- are here com- ^"^y? ^^^ ^^ Consequence of Appropriations made bined. by Law ; and a regular Statement and Account of the Receipts and Expenditures of all public Money shall be published from time to time. [§ 8.] No Title of Nobility shall be granted by the United States : And no Person holding any Office of Profit or Trust under them, shall, without the Consent of the Congress, accept of any present, Emolument, Office, or Title, of any kind whatever, from any King, Prince, or foreign State. Section. 10. [§ 1.] No State shall enter into any Treaty, Alliance, or Confederation ; grant Letters of Comp. with Marque and Reprisal ; coin Money ; emit Bills of Arts, of Con- Credit ; make any Thing but gold and silver Coin a Tender in payment of Debts ; pass any Bill of Attainder, ex post facto Law, or Law impairing the Obligation of Contracts, or grant any Title of Nobility. [§ 2.] No State shall, without the Consent of the Congress, la}' any Imposts or Duties on Imports or Exports, except what may be absolutely necessary for executing its inspection Laws : and the net Pro- duce of all Duties and Imposts, laid by any State on Imports or Exports, shall be for the Use of the Treasury of the United States ; and all such Laws shall be subject to the Revision and Controul of the Congress. [§ 3.] No State shall, without the Consent of Congress, lay any Duty of Tonnage, keep Troops, or Ships of AVar in time of Peace, enter into any Agreement or Compact with another State, or with a foreign Power, or engage in War, unless actually invaded, or in such imminent Danger as will not admit of delay. 1787] TEXT 253 ARTICLE. II. Section, i. [§ 1.] The executive Power shall be JohnQuincy vested in a President of the United States of Amer- ^^^™^' ica. He shall hold his Office during the Term of powers of four Years, and, together with the Vice President, ^lie execu- chosen for the same Term, be elected, as follows ment expli- [§ 2.] Each State shall appoint, in such Manner citly and em- as the Legislature thereof may direct, a Number of poncentrated Electors, equal to the whole Number of Senators in one person and Representatives to which the State may be ^^'® ^^^"-J . , , . ^ „ more exten- entitled in the Congress : but no Senator or Repre- sive and sentative, or Person holding an Office of Trust or complicated Profit under the United States, shall be appointed t,he Leo-isla- an Elector. ture." CThe Electors shall meet in their respective States, and vote by Ballot for two Persons, of whom one at least shall not be an Inhabitant of the same State with themselves. And they shall make a List of all the Persons voted for, and of the Num- ber of Votes for each ; which List they shall sign and certifj', and transmit sealed to the Seat of the Government of the United States, directed to the President of the Senate. The President of the Sen- ate shall, in the Presence of the Senate and House of Representatives, open all the Certificates, and the Votes shall then be counted. The Person hav- The failure ing the greatest Number of Votes shall be the Pres- \^ specify ^ <=> l)y whom ident, if such Number be a Majority of the whole they should Number of Electors appointed ; and if there be he counted more than one who have such Majority, and have crisis of 1877. an equal Number of Votes, then the House of Rep- resentatives shall immediately chuse by Ballot one of them for President; and if no Person have a Majority, then from the five highest on the List the said House shall in like Manner chuse the President. But in chusing the President, the Votes shall be taken by States, the Representation from each State having one Vote ; A quorum for this Purpose shall 254 FEDERAL CONSTITUTION [Ch. XVII consist of a Member or Members from two thirds See Amend- of the States, and a Majority of all the States shall ment xii. ]^,g necessary to a Choice. In every Case, after the Choice of the President, the Person having the greatest Number of Votes of the Electors shall be the Vice President. But if there should remain two or more who have equal Votes, the Senate shall chuse from them by Ballot the Vice President.] [§ 3.] The Congress may determine the Time of chusing the Electors, and the Day on which they shall give their Votes ; which Day shall be the same throughout the United States. [§4.] No Person except a natural born Citizen, or a Citizen of the United States at the time of the Adoption of this Constitution, shall be eligible to the Office of President ; neither shall any Person be eligible to that Office who shall not have attained to the Age of thirty- five Years, and been fourteen Years a Resident within the United States. [§ 5.] In Case of the Removal of the President from Office, or of his Death, Resignation or Inabil- ity to discharge the Powers and Duties of the said Office, the Same shall devolve on the Vice President, and the Congress may by Law provide for the Case of Removal, Death, Resignation, or Inability, both of the President and Vice President, declaring what Officer shall then act as President, and such Officer shall act accordingly, until the Disability be re- moved, or a President shall be elected. [§ 6.] The President shall, at stated Times, re- ceive for his Services, a Compensation, which shall neither be encreased nor diminished during the Period for which he shall have been elected, and he shall not receive within that Period any other Emol- ument from the United States, or any of them. [§ 7.] Before he enter on the Execution of his Office, he shall take the following Oath or affirma- tion : — " I do solemnly swear (or affirm) that I will faith- 1787] TEXT 255 fully execute the Office of President of the United States, and will to the best of my Ability, preserve, protect, and defend the Constitution of the United States." Section. 2. [§ 1.] The President shall be Com- The war- mander in Chief of the Army and Navy of the "^^^y. °^ ^^^ United States, and of the Militia of the several may involve States, when called into the actual Service of the the country United States ; he may require the Opinion, in out consent' writing, of the principal Officer in each of the ex- of Congress, ecutive Departments, upon any Subject relating to w^^^^^^^'^ the Duties of their respective Offices, and he shall have Power to grant Reprieves and Pardons for Offences against the United States, except in Cases of Impeachment. [§ 2.] He shall have Power, by and with the Advice and Consent of the Senate, to make Treaties, This power provided two thirds of the Senators present concur ; ^^^^ ^^ck. to and he shall nominate, and by and with the Advice the Teutonic and Consent of the Senate, shall appoint Ambassa- ti'ibes when tllG CVH- dors, other public Ministers and Consuls, Judges of jQg" led the supreme Court, and all other Officers of the tribes in United States, whose Appointments are not herein ^^^^ *^ ^*^' otherwise provided for, and which shall be estab- lished by Law : but the Congress may by Law vest the Appointment of such inferior Officers, as they think proper, in the President alone, in the Courts of Law, or in the Heads of Departments. [§ 3.] The President shall have Power to fill up all Vacancies that may happen during the Recess of the Senate, by granting Commissions which shall expire at the End of their next Session. Section. 3. He shall from time to time give to The Presi- the Congress Information of the State of the Union, gf^g is^kl'n and recommend to their Consideration such Meas- to'the pro- ures as he shall judge necessary and expedient; he ^^dure of may, on extraordinary Occasions, convene both municating Houses, or either of them, and in Case of Disagree- ^^*^ ^^^' ment between them, with Respect to the Time of Bryce says 256 FEDERAL CONSTITUTION [Ch. XVII " The mes- Adjournment, he may adjourn them to such Time dtfcusses^the ^^ ^® ^^^^^ think proper ; he shall receive Ambassa- leading ques- dors and other public Ministers ; he shall take Care tion of the ^^^^^ q^^ Laws be faithfully executed, and shall But as no ' Commission all the Officers of the United States, one of his SECTION. 4. The President, Vice President and in either ^,11 civil Officers of the United States, shall be House to ex- removed from Office on Impeachment for, and Con- defend tliem miction of, Treason, Bribery, or other high Crimes the message and Misdemeanors, is a shot in the air with- out practical result." ARTICLE. III. No federa- Section. 1. The judicial Power of the United tion had ever States, shall be vested in one supreme Court, and. ful nationai'^ ^"^ ^^*^^ inferior Courts as the Congress may from Court. time to time ordain and establish. The Judges, ^?™P^''^ both of the supreme and inferior Courts, shall hold Confed. xx. their Offices during good Behaviour, and shall, at Sect. 2. stated Times, receive for their Services, a Compen- sation, which shall not be diminished during their Continuance in Office. Section. 2. [§ 1.] The judicial Power shall ex- tend to all Cases, in Law and Equity, arising under this Constitution, the Laws of the United States, and Treaties made, or which shall be made, under their Authority ; — to all Cases affecting Ambassa- dors, other public Ministers and Consuls ; — to all Cases of admiralty and maritime Jurisdiction ; — to Controversies to which the United States shall be a Party ; — to Controversies between two or more States ; — between a State and Citizens of another State ; — between Citizens of different States, — between Citizens of the same State claiming Lands under Grants of different States, and between a State, or the Citizens thereof, and foreign States, Citizens or Subjects. [§ 2.] In all Cases affecting Ambassadors, other 1787] TEXT 257 public Ministers and Consuls, and those in wliieh a State shall be Party, the supreme Court shall have original Jurisdiction. In all the other Cases before mentioned, the supreme Court shall have appellate Jurisdiction, both as to Law and Fact, with such Exceptions, and under such Regulations as the Con- gress shall make. [§ 3.] The Trial of all Crimes, except in Cases Limited by of Impeachment, shall be by Jury ; and such Trial ^^^^ Amend- shall be held in the State where the said Crimes shall have been committed ; but when not committed within any State, the Trial shall be at such Place or Places as the Congress may by Law have directed. SECTioisr. 3. [§ 1.] Treason against the United States, shall consist only in levying War against them, or in adhering to their Enemies, giving them Aid and Comfort. No Person shall be convicted of Treason unless on the Testimony of two Witnesses to the same overt Act, or on Confession in open Court. [§ 2.] The Congress shall have Power to declare the Punishment of Treason, but no Attainder of Treason shall work Corruption of Blood, or Forfei- ture except during the Life of the Person attainted. ARTICLE. IV. Section. 1. .Full Faith and Credit shall be given in each State to the public Acts, Records, and judi- cial Proceedings of every other State. And the Congress may by general Laws prescribe the Man- ner in which such Acts, Records and Proceedings shall be proved, and the Effect thereof. Section 2. [§ 1.] The Citizens of each State shall be entitled to all Privileges and Immunities of Citizens in the several States. [§ 2.] A Person charged in any State with ^i^j-j^g-g^j Treason, Felony, or other Crime, who shall flee text from 17 258 FEDERAL CONSTITUTION [Ch. XVII Articles of Confedera- tion, iv. ; extended by 14tli Amend- ment. A cause of violent con- troversy from 1831 to 1864; super- seded by lotli Amendment. Kentucky, Vermont, Maine, West Virginia so constituted by consent. Federal forces have been repeat- edly called in to repress in- surrections, and also at times of strikes and riots. from Justice, and be found in another State, shall on Demand of the executive Authority of the State from which he fled, be delivered up, to be removed to the State having Jurisdiction of the Crime. [§ 3.] CNo Person held to Service or Labour in one State, under the Laws thereof, escaping into another, shall, in Consequence of any Law or Reg- ulation therein, be discharged from such Service or Labour, but shall be delivered up on Claim of the Party to whom such Service or Labour may be duej Section 3. [§ 1.] New States may be admitted by the Congress into this Union ; but no new State shall be formed or erected within the Jurisdiction of any other State ; nor any State be formed by the Junction of two or more States, or Parts of States, without the Consent of the Legislatures of the States concerned as well as of the Congress. [§ 2.] The Congress shall have Power to dispose of and make all needful Rules and Regulations re- specting the Territory or other Property belonging to the United States ; and nothing in this Constitu- tion shall be so construed as to Prejudice any Claims of the United States, or of any particular State. Section 4. The United States shall guarantee to every State in this Union a Republican Form of Government, and shall protect each of them against Livasion ; and on Application of the Legislature, or of the Executive (when the Legislature cannot be convened) against domestic Violence. ARTICLE. V. The Congress, whenever two thirds of both Houses shall deem it necessary, shall propose Amendments to this Constitution, or, on the Ap- plication of the Legislatures of two thirds of the 1787] TEXT 259 several States, shall call a Convention for proposing Amendments, which, in either Case, shall be valid to all Intents and Purposes, as Part of this Consti- This method tutiou, when ratified by the Legislatures of three of amending fourths of the several States, or by Conventions in stitution three fourths thereof, as the one or the other Mode has proved of Ratification may be proposed by the Congress; Sm^f ou™^' Provided [[that no Amendment which may be made of about 1700 prior to the Year One thousand eight hundred and Proposed eight shall in any Manner affect the first and fourth have been Clauses in the Ninth Section of the first Article ; ratified, and] that no State, without its Consent, shall be deprived of its equal Suffrage in the Senate. ARTICLE. VI. [§ 1.] All Debts contracted and Engagements entered into, before the Adoption of this Constitu- tion, shall be as valid against the United States under this Constitution, as under the Confed- See 14th eration. Amendment. [§ 2.] This Constitution, and the Laws of the United States which shall be made in Pursuance thereof ; and all Treaties made, or which shall be made, under the Authority of the L^nited States, shall be the supreme Law of the Land ; and the a splendid Judges in every State shall be bound thereby, any and powerful Thing in the Constitution or Laws of any State to ^ ^^^^' the Contrary notwithstanding. [§ 3.] The Senators and Representatives before mentioned, and the Members of the several State Legislatures, and all executive and judicial Officers, both of the United States and of the several States, shall be bound by Oath or Affirmation, to support this Constitution ; but no religious Test shall ever be required as a Qualification to any Office or public Trust under the United States. 260 FEDERAL CONSTITUTION [Ch. XVII Technically a breach of the previous Articles of Confedera- tion. ARTICLE. VII. The Ratification of the Conventions of nine States, shall be sufficient for the Establishment of this Con- stitution between the States so ratifying the Same. Done in Convention by the Unanimous [Note of the Consent of the States present the Seven- drauglitsman as to teentli Day of September in the Year of interlineations i n our Lord one thousand seven hundred and the text of the man- Eighty seven and of the Independence of useript.] the United States of America the Twelfth Attest In Witness whereof We have hereunto WilliamJackson. subscribed our names. Secretary. Go WASHINGTON — Presidt and deputy from Virginia. Delaware. ( GrEO : Read I Gunning Bedford jun ^ John Dickinson I Richard B as sett [^Jaco Broom JSfew Hampshire. f John Langdon ) ( Nicholas Gilman ) Massachusetts. J Nathaniel Gorham I Rupus King Maryland. r James McHenry Dan of St. Thos. Jen- North Carolina. ( Wm. Blount < Richd. Dobbs Spaight (Hu Williamson South Carolina f J. RUTLEDGE I Charles Cotesworth \ PiNCKNEY I Charles Pinckney [Pierce Butler IPER I [Danl Carroll Virginia. ( John Blair — 1 James Madison Jr. Georgia. ( William Few (Abr Baldwin Connecticut. (Wm. Saml. Johnson i Roger Sherman Neto York. Alexander Hamilton 1789-1791] TEXT New Jersey. Pennsylvania ^ 261 r WiL : Livingston J David Brearley I Wm : Paterson . [ JoNA : Dayton B Franklin Thomas Mipflin EoBT. Morris , Geo. Clymer « Thos. Fitz Simons Jared Ingersoll James Wilson. Gouv Morris AMENDMENTS. [ARTICLE I.] Congress shall make no law i-especting an estab- lishment of religion, or prohibiting the free exercise thereof ; or abridging the freedom of speech, or of the press ; or the right of the people peaceably to assemble, and to petition the Government for a re- The first ten dress of grievances. amendments were adopted ^.^^^^^^ -^^ n at one time [ARTICLE II.] (Sept. 25, 1 . -, T.-.T,. 1 • ^ XI 1789): and A well regulated Militia, being necessary to the declared in security of a free State, the right of the people to force Dec. 15, keep and bear Arms, shall not be infringed. satisfied the^ popular de- [ARTICLE III.] mandfora *- ^ Bill of No Soldier shall, in time of peace be quartered Eights, See in any house, without the consent of the Owner, nor p?^i^^^° in time of war, but in a manner to be prescribed by xi.'^ law. [ARTICLE IV.] The right of the people to be secure in their per- sons, houses, papers, and effects, against unreason- able searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and partic- ularly describing the place to be searched, and the persons or things to be seized. 262 FEDERAL CONSTITUTION [Ch. XVII Amendments V. to xi. re- state English Common Law, and Magna Charta. [ARTICLE v.] No person shall be held to answer for a capital, or otherwise infamous crime, unless on a present- ment or indictment of a Grand Jury, except in cases arising in the land or naval forces, or in the Militia, when in actual service in time of War or public danger ; nor shall any person be subject for the same offence to be twice put in jeopardy of life or limb; nor shall be compelled in any criminal case to be a witness against himself, nor be deprived of life, liberty, or property, without due process of law ; nor shall private property be taken for public use, without just compensation. [ARTICLE VL] In all criminal prosecutions the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and disti'ict wherein the crime shall have been committed, which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accu- sation ; to be confronted with the witnesses against him ; to have compulsory process for obtaining wit- nesses in his favour, and to have the Assistance of Counsel for his defence. [ARTICLE VII.] In suits at common law, where the value in con- troversy shall exceed twenty dollars, the right of trial by jury shall be preserved, and no fact tried by a jury shall be otherwise re-examined in any Court of the United States, than according to the rules of the common law. [ARTICLE VIII.] Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted. 1789-1791] TEXT 263 [ARTICLE IX.] The enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage others retained by the people. [ARTICLE X.] The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively or to the people. [ARTICLE XL] The Judicial power of the United States shall not Proposed be construed to extend to any suit in law or equity, 2794 ^'g. commenced or prosecuted against one of the United dared in States by Citizens of another State, or by Citizens !2gn® '^^^' ^' or Subjects of any Foreign State. [ARTICLE XII.] The Electors shall meet in their respective states, Proposed and vote by ballot for President and Vice-President, T^gciai^'d n one of whom, at least, shall not be an inhabitant of force Sept. the same state with themselves ; they shall name in ^^' ■'^^^'^• their ballots the person voted for as President, and rp^ prevent in distinct ballots the person voted for as Vice- ties and President, and they shall make distinct lists of all dead-locks, persons voted for as President, and of all persons voted for as Vice-President, and of the number of votes for each, which lists they shall sign and cer- tify, and transmit sealed to the seat of the govern- ment of the United States, directed to the President of the Senate ; — The President of the Senate shall, in the presence of the Senate and House of Repre- sentatives, open all the certificates and the votes shall then be counted ; — The person having the greatest number of votes for President, shall be the President, if such number be a majority of the 264 FEDERAL CONSTITUTION [Ch. XVII In the origi- nal manu- scripts these twelve Amendments have no numbers. Amendments xiii.-xv. appear in Ch. xxi. below. whole number of Electors appointed ; and if no person have such majority, then from the persons having the highest numbers not exceeding three on the list of those voted for as President, the House of Representatives shall choose immediately, by ballot, the president. But in choosing the Presi- dent, the votes shall be taken by states, the repre- sentation from each state having one vote ; a quorum for this purpose shall consist of a member or members from two-thirds of the states, and a majority of all the states shall be necessaiy to a choice. And if the House of Representatives shall not choose a President whenever the right of choice shall devolve upon them, before the fourth day of March next following, then tlie Vice-President shall act as President, as in the case of the death or other constitutional disability of the President. — The per- son having the greatest number of votes as Vice- President, shall be the Vice-President, if such number be a majority of the whole number of Electors ap- pointed, and if no person have a majority, then from the two highest numbers on the list, the Senate shall choose the Vice-President; a quoi'um for the purpose shall consist of two-thirds of the whole number of Senators, and a majority of the whole number shall be necessary to a choice. But no person constitutionally ineligible to the office of President shall be eligible to that of Vice-President of the United States. CONTEMPORARY EXPOSITION FRANKIilN (1787) Monday, September 17. — In Convention. — The engrossed Constitution being read. Doctor Franklin rose with a speech in his hand, which he had reduced to writing for his own conve- nience, and which Mr. Wilson read in the words following : — " Mr. President: I confess that there are several parts of this Constitution which I do not at present approve, but I am 1787] CONTEMPORARY EXPOSITION 265 not sure I shall never approve them. For having lived long, I have experienced many instances of being obliged by better information, or fuller consideration, to change opinions even on important subjects which I once thought right, but found to be otherwise. It is therefore that, the older I grow, the more apt I am to doubt my own judgment, and to pay more respect to the judgment of others. Most men, indeed, as well as most sects in religion, think themselves in possession of all truth, and that wherever others differ from them it is so far error. Steele, a Protestant, in a dedication, tells the Pope, that the only difference between our churches, in their opinions of the cer- tainty of their doctrines, is, ' the Church of Rome is infallible, and the Church of England is never in the wrong.' But though many private persons think almost as highly of their own infal- libility as of that of their sect, few express it so naturally as a certain French ladj^ who, in a dispute with her sister, said, ' I don't know how it happens, sister, but I meet with nobody but myself that is always in the right — il n'y a que moi a toujours raison. ' "In these sentiments, sir, I agree to this Constitution, with all its faults, if they are such ; because I think a General Grov- ernment necessary for us, and there is no form of government but what may be a blessing to the people if well administered ; and believe further, that this is likely to be well administered for a course of years, and can only end in despotism, as other forms have done before it, when the people shall become so cor- rupted as to need despotic government, being incapable of any other. I doubt, too, whether any other Convention we can ob- tain may be able to make a better Constitution, for when you assemble a number of men to have the advantage of their joint wisdom, you inevitably assemble with those men all their preju- dices, their passions, their errors of opinion, their local inter- ests, and their selfish views. From such an assembly can a perfect production be expected? It therefore astonishes me, sii', to find this system approaching so near to perfection as it does ; and I think it will astonish our enemies, who are waiting with confidence to hear that our councils are confounded, like those of the builders of Babel ; and that our States are on the point of separation, only to meet hereafter for the purpose of 266 FEDERAL CONSTITUTION [Ch. XVII cutting one another's throats. Thus I consent, sir, to this Con- stitution, because I expect no better, and because I am not sure that it is not the best. The opinions I have had of its errors I sacrifice to the public good. I have never whispered a syl- lable of them abroad. Within these walls they were born and here they shall die. If every one of us, in returning to our constituents, were to report the objections he has had to it, and endeavour to gain partizans in support of them, we might prevent its being generally received, and thereby lose all the salutary effects and great advantages resulting naturally in our favour among foreign nations as well as among ourselves, from our real or apparent unanimity. Much of the strength and efficiency of any government, in procuring and securing happi- ness to the people, depends on opinion — on the general opinion of the goodness of the government as well as of the wisdom and integrity of its governors. I hope, therefore, that for our own sakes, as a part of the people, and for the sake of pos- terity, we shall act heartily and unanimously in recommending this Constitution (if approved by Congress and confirmed by the Conventions) wherever our influence may extend, and turn our future thoughts and endeavours to the means of having it well administered. " On the whole, sir, I cannot help expressing a wish that every member of the Convention, who may still have objections to it, would, with me, on this occasion doubt a little of his own infallibility, and, to make manifest our unanimity, put his name to this instrument." He then moved that the Constitution be signed by the mem- bers, and offered the following as a convenient form, viz. ; *' Done in Convention by the unanimous consent of the States present, the seventeenth of September, &c. In '^\atness where- of we have hereunto subscribed our names." This ambiguous form had been drawn up by Mr. Gouverneur Morris, in order to gain the dissenting members, and put into the hands of Doctor Pranklin that it might have the better chance of success. . . . The Constitution being signed by all the members except Mr. Randolph, Mr. Mason and Mr. Gerry, who declined giving it the sanction of their names, the Convention dissolved itself by an adjournment sine die. 1787] CONTEMPORARY EXPOSITION 267 Whilst the last members were signing, Doctor Franklin, look- ing towards the President's chair, at the back of which a rising sun happened to be painted, observed to a few members near him that painters had found it difficult to distinguish, in their art, a rising, from a setting, sun. I have, said he, often and often, in the course of the session, and the vicissitudes of my hopes and fears as to its issue, looked at that behind the President, without being able to tell whether it was rising or setting ; but now, at length, I have the happiness to know, that it is a rising, and not a setting, sun. Benjamin Franklin in Henry D. Gilpin's Madison Papers. III. 1596-1624. MASON (1787). There is no declaration of rights ... In the House of Representatives there is not the substance, but the shadow only of representation. , . . The Senate have the power of altering all money-bills, and of originating appropriations of money . . . although they are not the representatives of the people. ... The judiciary of the United States is so constructed and extended as to absorb and destroy the judiciaries of the several States. . . . The President of the United States has no con- stitutional council ; he will therefore be unsupported by proper information and advice. . . . This government will commence in a moderate aristocracy ; it is at present impossible to foresee whether it will in its operation produce a monarchy or a corrupt oppressive aris- tocracy ; it will most probably vibrate some years between the two, and then terminate in the one or the other. George Mason, Address to the Citizens of Virginia, in P. L. Ford, Pam- phlets on the Constitution. 329, 332. THE FEDERALIST (3787) If the new Constitution be examined with accuracy and can- dour, it will be found that the change which it proposes consists much less in the addition of New Powers to the Union, than in the invigoration of its Original Powers. The regulation of commerce, it is true, is a new power; but that seems to be 268 FEDERAL CONSTITUTION [Ch. XVII an addition which few oppose, and from which no apprehen- sions are entertained. The powers relating to war and peace, armies and fleets, treaties and finances, with the other more considerable powers, are all vested in the existing Congress by the articles of Confederation. The proposed change does not enlarge these powers ; it only substitutes a more effectual mode of administrating them. The change relating to taxation may be regarded as the most important; and yet the present Con- gress have as complete authority to Require of the States indefinite supplies of money for the common defence and general welfare, as the future congress will have to require them of individual citizens ; and the latter will be no more bound than the States themselves have been, to pay the quotas respectively taxed on them. Had the States complied punc- tually with the articles of Confederation, or could their com- pliance have been enforced by as peaceable means as may be used with success towards single persons, our past experience is very far from countenancing an opinion, that the State gov- ernments would have lost their constitutional powers, and have gradually undergone an entire consolidation. To maintain that such an event would have ensued, would be to say at once, that the existence of the State governments is incompatible with any system whatever that accomplishes the essential purposes of the Union. Alexander Hamilton in The Federalist. No. xlv. 291. HAMILTON (1787) The new Constitution has in favour of its success these cir- cumstances. A very great weight of influence of the persons who framed it, particularly in the universal popularity of General Washington. The good- will of the commercial in- terest throughout the States, which will give all its efforts to the establishment of a government capable of regulating, pro- tecting, and extending the commerce of the Union. The good -will of most men of property in the several States, who wish a government of the Union able to protect them against domestic violence, and the depredations which the democratic spirit is apt to make on property, and who are besides anxious 1787] CONTEMPORARY EXPOSITION 269 for the respectability of tlie nation. The hopes of the credi- tors of the United States, that a general government possess- ing the means of doing it, will pay the debt of the Union. A strong belief in the people at large of the insufficiency of the present Confederation to preserve the existence of the Union, and of the necessity of the Union to their safety and pros- perity; of course, a strong desire of a change, and a pre- disposition to receive well the propositions of the convention. Against its success is to be put the dissent of two or three important men in the convention, who will think their charac- ters pledged to defeat the plan ; the influence of many incon- siderable men in possession of considerable offices under the State governments, who will fear a diminution of their conse- quence, power, and emolument, by the establishment of the general government, and who can hope for nothing there ; the influence of some considerable men in office, possessed of talents and popularity, who, partly from the same motives, and partly from a desire of playing a part in a convulsion for their own aggrandizement, will oppose the quiet adoption of the new government (some considerable men out of office, from motives of ambition, may be disposed to act the same part). Add to these causes the disinclination of the people to taxes, and of course to a strong government ; the opposition of all men much in debt, who will not wish to see a government established, one object of which is to restrain the means of cheating creditors ; the democratical jealousy of the people, which may be alarmed at the appearance of institutions that may seem calculated to place the power of the community in few hands, and to raise a few individuals to stations of great pre-eminence ; and the influence of some foreign powers, who, from different motives, will not wish to see an energetic government established throughout the States. Alexander Hamilton, Works. I. 400-402. WASHINGTON (17S7) To Patrick Henry. Mount Vernon, 24, September, 1787. Dear Sir, — In the first moment after my return, I take the liberty of sending you a copy of the constitution, which 270 FEDERAL CONSTITUTION [Ch. XVH the federal convention has submitted to the people of these States. I accompany it with no observations. Your own judgment will at once discover the good and the exceptionable parts of it ; and your experience of the difficulties, which have ever arisen when attempts have been made to reconcile such variety of interests and local prejudices, as pervade the several States, will render explanation unnecessary. I wish the constitution, which is offered, had been made more per- fect ; but I sincerely believe it is the best that could be obtained at this time. And, as a constitutional door is opened for amendment hereafter, the adoption of it, under the present circumstances of the Union, is in my opinion desirable. From a variety of concurring accounts it appears to me, that the political concerns of this country are in a manner suspended by a thread, and that the convention has been looked up to, by the reflecting part of the community, with a solicitude which is hardly to be conceived ; and, if nothing had been agreed on by that body, anarchy would soon have ensued, the seeds being deeply sown in every soil. George Washington, Works. XI. 164, 165. WASHINGTON (178S) To THE Marquis de Lafayette. Mount Vernon, February 7, 1788. My Dear Marquis, ... As to my sentiments with re- spect to the merits of the new constitution, I will disclose them without reserve, (although by passing through the post- office they should become known to all the world,) for in truth I have nothing to conceal on that subject. It appears to me, then, little short of a miracle, that the delegates from so many different States, (which States you know are also different from each other,) in their manners, circumstances, and prejudices, should unite in forming a system of national government, so little liable to well-founded objections. Nor am I yet such an enthusiastic, partial, or undiscriminating admirer of it, as not to perceive it is tinctured with some real (though not radical) defects, . , , With regard to the two great points (the pivots 1788] CONTEMPORARY EXPOSITION 271 upon which the whole machiue must move) , my creed is simply, 1st. That the general government is not invested with more powers, than are indispensably necessary to perform the func- tions of a good government ; and consequently that no objec- tion ought to be made against the quantity of power delegated to it. 2dly. That these powers . , . are so distributed among the legislative, executive, and judicial branches into which the gen- eral government is arranged, that it can never be in danger of degenerating into a monarchy, an oligarchy, an aristocracy, or any other despotic or oppressive form, so long as there shall remain any virtue in the body of the people. . . . George Washington, Works. XL 218, 219. DICKINSON (1788) Some of our fellow -citizens have ventured to predict the future of United America, if the system proposed to us, shall be adopted. Though every branch of the constitution and government is to be popular, and guarded by the strongest provisions that until this day have occurred to mankind, yet the system will end, they say, in the oppressions of a monarchy, or aristocracy by the federal servants or some of them. . . . The proposed confederation offers to us a system of diversi- fied representation in the legislative, executive, and judicial departments as essentially necessary to the good government of an extensive republican empire. Every argument to recom- mend it, receives new force, by contemplating events that must take place. The number of states in America will increase. If not united to the present, the consequences are evident; if united it must be by a plan that will communicate equal liberty and assure just protection to them. John Dickinson, in P. L. Ford's Pmyiphlets on the Constitution. 195, 204. COXE (1788) The people will remain, under the proposed constitution, the fountain of power and public honour. The President, the Sen- ate, and the House of Kepresentatives, will be the channels 272 FEDERAL CONSTITUTION [Ch. XVn through which the stream will flow — but it will flow from the people, and from them only. Every office, religious, civil and military will be either their immediate gift or it will come from them through the hands of their servants. And this, as observed before, will be guaranteed to them under the state constitution which they respectively approve ; for they cannot be royal forms, cannot be aristocratical, but must be republican. . . . There is no spirit of arrogance in the new federal constitu- tion. It addresses you with becoming modesty, admitting that it may contain errors. Let us give it a trial ; and when expe- rience has taught its mistakes, the people, whom it preserves absolutely all powerful, can reform and amend them. That I may be perfectly understood, I will acknowledge its acceptance by all the states, without delay is the second wish of my heart. The first is, that our country may be virtuous and free. Tench Coxe, in P. L. Ford's Pamphlets on the Constitution. 147, 153, 154. JEFFERSON (1821) This Convention met at Philadelphia on the 25th of May, '87. It sat with closed doors, and kept all its proceedings secret, until its dissolution on the 17th of September, when the results of its labours were published all together. I received a copy, earl}^ in November, and read and contemplated its provisions with great satisfaction. As not a member of the Convention, however, nor probably a single citizen of the Union, had approved it in all its parts, so I, too, found articles which I thought objectionable. The absence of express declarations ensuring freedom of re- ligion, freedom of the press, freedom of the person under the uninterrupted protection of the Habeas corpus, and trial by jury in Civil as well as in Criminal cases, excited my jealousy; and the re-eligibility of the President for life, I quite disap- proved. I expressed freely, in letters to my friends, and most particularly to Mr. Madison and General Washington, my ap- probations and objections. How the good should be secured and the ill brought to rights was the difficulty. To refer it back to a new Convention might endanger the loss of the whole. My first idea was, that the nine States first acting, 1788-1833] CRITICAL COMMENT 273 should accept it unconditionally, and thus secure what in it was good, and that the four last should accept on the previous condition, that certain amendments should be agreed to ; but a better course was devised, of accepting the whole, and trusting that the good sense and honest intentions of our citizens, would make the alterations which should be deemed necessary. Thomas Jefferson, Works. I. 79. CRITICAL COMMENT WEBSTER (1833) The Constitution of the United States, founded in or on the consent of the people, may be said to rest on compact or con- sent ; but it is not itself the compact, but its result. When the people agree to erect a government, and actually erect it, the thing is done, and the agreement is at an end. The compact is executed, and the end designed by it attained. Henceforth, the fruit of the agreement exists, but the agreement itself is merged in its own accomplishment ; since there can be no longer a subsisting agreement or compact to form a constitution or government, after that constitution or government has been actually formed and established. . . . The Constitution, Sir, regards itself as perpetual and immor- tal. It seeks to establish a union among the people of the States, which shall last through all time. . . . It is the associ- ation of the people, under a constitution of government, uniting their power, joining together their highest interests, cementing their present enjoyments, and blending, in one indivisible mass, all their hopes for the future. Whatsoever is steadfast in just political principles ; whatsoever is permanent in the structure of human society ; whatsoever there is which can derive an enduring character from being founded on deep-laid principles of constitutional liberty, and on the broad foundations of the public will, — all these unite to entitle this instrument to be regarded as a permanent constitution of government. Daniel Webster, Works. III. 468, 478. 18 274 FEDERAL CONSTITUTION [Ch. XVII STOET (1833) In oar future commentaries upon the constitution we shall treat it, then, as it is denominated in the instrument itself, as a constitution of government, ordained and established by the people of the United States for themselves and their posterity. They have declared it the supreme law of the land. They have made it a limited government. They have defined its authority. They have restrained it to the exercise of certain powers, and reserved all others to the states or to the people. It is a popu- lar government. Those, who administer it, are responsible to the people. It is as popular, and just as much emanating from the people, as the state governments. It is created for one pur- pose ; the state governments for another. It may be altered, and amended, and abolished at the will of the people. In short, it was made by the people, made for the people, and is respon- sible to the people. . . . The constitution of the United States is to receive a reason- able interpretation of its language, and its powers, keeping in view the objects and purposes, for which those powers were conferred. By a reasonable interpretation, we mean, that in case the words are susceptible of two different senses, the one strict, the other more enlarged, that should be adopted, which is most consonant with the apparent objects and intent of the constitution ; that which will give it efficacy and force, as a government, rather than that, which will impair its operations, and reduce it to a state of imbecility. Of course we do not mean, that the words for this purpose are to be strained beyond their common and natural sense ; but keeping within that limit, the exposition is to have a fair and just latitude, so as on the one hand to avoid obvious mischief, and on the other hand to promote the public good. . . . But a constitution of government, founded by the people for themselves and their posterity, and for objects of the most momentous nature, for perpetual union, for the establishment of justice, for the general welfare, and for a perpetuation of the blessings of liberty, necessarily requires, that every interpre- tation of its powers should have a constant reference to these objects. No interpretation of the words, in which those pow- 1833-1878] CRITICAL COMMENT 275 ers are granted, can be a sound one, which narrows down their ordinary import, so as to defeat those objects. Joseph Story, Commentaries on the Constitution of the United States. 134, 139, 141. GLADSTONE (1878) The students of the future, in this department [political philosophy], will have much to say in the way of comparison between American and British institutions. The relationship between these two is unique in history. It is always interest- ing to trace and to compare Constitutions, as it is to compare languages ; especially in such instances as those of the Greek States and the Italian Republics, or the diversified forms of the feudal system in the different countries of Europe. But there is no parallel in all the records of the world to the case of that prolific British mother, who has sent forth her innu- merable children over all the earth to be the founders of half- a-dozen empires. She, with her progeny, may almost claim to constitute a kind of Universal Church in politics. But, among these children, there is one whose place in the world's eyes and in history is superlative : it is the American Repub- lic. She is the oldest born. She has, taking the capacity of her land into view as well as its mere measurement, a natural base for the greatest continuous empire ever established by man. . . . And for the political student all over the world, it will be beyond anything curious as well as useful to examine, with what diversities, as well as what resemblances, of ap- paratus, the two greater branches of a race born to command have been minded, or induced, or constrained to work out, in their sea-severed seats, their political destinies according to the respective laws appointed for them. . . . There were, however, the strongest reasons why America could not grow into a reflection or repetition of England. Passing from a narrow island to a continent almost without bounds, the colonists at once, and vitally, altered their condi- tions of thought, as well as of existence, in relation to the most important and most operative of all social facts, the possession of the soil. . . . 276 FEDERAL CONSTITUTION [Ch. XVII It is to the honour of the British monarchy that, upon the whole, it frankly recognized the facts, and did not pedantically endeavour to constrain by artificial and alien limitations the growth of the infant States. It is a thing to be remembered that the accusations of the colonies in 1776 were entirely levelled at the King actually on the throne, and that a gen- eral acquittal was thus given by them to every preceding reign. Their infancy had been upon the whole what their manhood was to be, self-governed and republican. Their Rev- olution, as we call it, was like ours in the main, a vindication of liberties inherited and possessed. It was a Conservative revolution ; and the happy result was that, notwithstanding the sharpness of the collision with the mother-country, and with domestic loyalism, the Thirteen Colonies made provision for their future in conformity, as to all that determined life and manners, with the recollections of their past. The two constitutions of the two countries express indeed rather the differences than the resemblances of the nations. The one is a thing grown, the other a thing made; the one a praxis, the other a poiesis; the one the offspring of tendency and indeterminate time, the other of choice and of an epoch. But, as the British Constitution is the most subtle organism which has proceeded from the womb and the long gestation of progressive history, so the American Constitution is, so far as I can see, the most wonder- ful work ever struck off at a given time by the brain and pur- pose of man. It has had a century of trial, under the pressure of exigencies caused by an expansion unexampled in point of rapidity and range : and its exemption from formal change, though not entire, has certainly proved the sagacity of the con- structors, and the stubborn strength of the fabric. William Ewart Gladstone, Kin Beyond Sea in Gleanings of Past Years. I. 204-212. COOLET (1880) In America the leading principle of constitutional liberty has from the first been, that the sovereignty reposed in the people ; and as the people could not in their collective capacity exercise the powers of government, a written constitution was by general consent agreed upon in each of the States. These constitutions 1878-1880] CRITICAL COMMENT 277 create departments for the exercise of sovereign powers ; pre- scribe the extent of the exercise, and the methods, and in some particulars forbid that certain powers which would be within the compass of sovereignty shall be exercised at all. , . . The constitution, moreover, is in the nature of a covenant of the sovereign people with each individual thereof, under which, while they intrust the powers of government to political agencies, they also divest themselves of the sovereign power of making changes in the fundamental laws except by the method in the constitution agreed upon. The Constitution of the United States creates similar governmental trusts and imposes similar restrictions. . . . The government created by the Constitution is one of limited and enumerated powers, and the Constitution is the measure and the test of the powers conferred. Whatever is not conferred is withheld, and belongs to the several States or to the people thereof. As a constitutional principle this must result from a consideration of the circumstances under which the Constitution was formed. The States were in existence before, and possessed and exercised nearly all the powers of sovereignty. The Union was in existence, but the Congress which represented it possessed a few powers only conceded to it by the States, and these cir- cumscribed and hampered in a manner to render them of little value. . . . But it was not within the intent of those who formed the Constitution to revolutionize the States, to overturn the pre- sumptions that supported their authority, or to create a new government with uncertain and undefined powers. The purpose, on the contrary, was to perpetuate the States in their integrity, and to strengthen the union in order that they might be per- petuated. . . . By Art. VI. it is declared that " This Constitution and the laws of the United States which shall be made in pur- suance thereof, and all treaties made, or which shall be made, under the authority of the United States, shall be the supreme law of the land ; and the judges in every State shall be bound thereby, anything in the Constitution or laws of any State to the contrary notwithstanding." Upon this it is to be observed : — (1) The Congress of the United States derives its power to legislate from the Constitution, which is the measui-e of its au- thority ; and any enactment of Congress which is opposed to 278 FEDERAL CONSTITUTION [Ch. XVII its provisions, or is not within the grant of powers made by it, is unconstitutional, and therefore no law, and obligatory upon no one. (2) As between a law of the United States made in pursuance of the Constitution and a treaty made under the authority of the United States, if the two in any of their provisions are found to conflict, the one last in point of time must control. For the one as well as the other is an act of sovereignty, differing only in form and in the organ or age nc}'' through which the sovereign will is declared. Each alike is the law of the land in its adop- tion, and the last law must repeal everything that is of no higher authority which is found to come in conflict with it. A treaty may therefore supersede a prior act of Congress ; and, on the other hand, an act of Congress may supersede a prior treaty. (3) A State law must yield to the supreme law, whether ex- pressed in the Constitution of the United States, or in any of its laws or treaties, so far as they come in collision, and whether it be a law in existence when the " supreme law" was adopted or enacted afterward. The same is true of any provision in the constitution of any State which is found to be repugnant to the Constitution of the Union. And not only must " the judges in every State " be bound by such supreme law, but so must the State itself, and every official in all its departments, and every citizen. (4) The Constitution itself never yields to treaty or enact- ment; it neither changes with time, nor does it in theory bend to the force of circumstances. It may be amended according to its own permission ; but while it stands it is "a law for rulers and people, equally in war and in peace, and covers with the shield of its protection all classes of men, at all times and under all circumstances." Its principles cannot, therefore, be set aside in order to meet the supposed necessities of great crises. Thomas M. Coolet, Constitutional Law. 22-32. J. C. HURD (1881) The Revolutionary or Continental Congress, July 4, 1776, declared the "United Colonies" to be free and independent States, " in the name and by the authority of the good people of 1880-1889] CRITICAL COMMENT 279 these colonies." But the delegates to that Congress, before as well as after the establishment of State governments, had re- ceived their appointment from electoral agencies which, in their connection with the people whom they claimed to represent, were very different in the various colonies. In the government, under the Articles of Confederation, the united political people of the States exercised their power for general national purposes, by the intervention of the same organs by which they exercised power for local or State purposes. In the government, under the Constitution, the same political people, without a revolution, i. e., without any shifting of sove- reign power, exercised their powers for national purposes by the immediate action, through special representatives, of the political people of each State. The possession by this "people of the United States" of the powers exerted by a general government, co-existent with the possession by the same people of other powers, exerted by the State governments, continued, in manner and form more or less distinctly recognized, from the time of the Revolution onward ; and, prior to the late civil war, no political people or body politic had appeared, on the territory recognized by foreign nations from time to time as belonging to the United States, in any public international relation, except as one of the United States, or been recognized by foreign nations or by any State of the Union as using or holding in severalty the powers ex- erted by the general government. John C. Hukd, The Theory of our National Existence. 134, 135. E. P. SMITH (1889) In ample season for discussion and action before the adjourn- ment of the first session of the first Congress, Madison pre- sented a selection of the most desirable amendments suggested by the ratifying States. The changes most widely called for sacrificed nothing vital to the success of the new instrument. They rendered the Constitution its own expounder ; they con- centrated all the tenets of liberty in Magna Charta, the Petition of Right, and the Bill of Rights. The prompt action of the States in ratifying ten out of the twelve amendments submitted 280 FEDERAL CONSTITUTION [Ch. XVII by Congress proved that these amendments were needed, and that the efforts of the anti-Federalists for a second constitutional convention were not fruitless or unreasonable. . . . The amendments once ratified, all notes of opposition were lost in the chorus of admiration that resounded from every quarter. In the worship of the Constitution that instantly suc- ceeded, men forgot that ' ' it had been extorted from the grind- ing necessity of a reluctant people." Even those who had so powerfully contended for a second constitutional convention began during Washington's first administration to prove as pre- eminently " the friends of the Constitution," and it was almost impossible to believe that an instrument, accepted by all parties as the last word of political wisdom, had been produced in a conflict of opinion, adopted with doubt, ratified with hesitation, and amended with difficulty. Ebward p. Smith, in J. F. Jameson's Essays on the Constitutional History of the United States. Ill, 115. HART (1891) During the first few years of its existence the Constitution was most fortunately administered by those who had framed it, believed in it, and had the wisdom to apply it. Men like Ham- ilton and Washington shaped a series of organizing acts which proved but less important than the original text. Then came a period of nearly a quarter of a century (1793-1815), when the Republic was involved in foreign complications, including an annexation of territory larger than its original area, and ending in a war; the power over foreign affairs was thus consolidated. The next twenty years (1815-1835) was a time of great com- mercial growth, and public sentiment favored the application of national powers, both of creation and regulation. A bank was secured; internal improvements applied; commercial treaties were negotiated ; and the protective policy was initiated. Then came (1835-1860) a period of great effort to restrict federal powers, partly on principle, and partly lest those powers should be used against slavery. . . . . . . The Constitution of 1789 has therefore undergone great changes, most of them in the direction of greater centraliza- tion. Amendments have rarely been necessary, because each 1890-1894] CRITICAL COMMENT 281 generation has found the general principles laid down sufficient to give the government power to deal with new questions which come before it. The elasticity and flexibility of the Constitu- tion have not only preserved the federation, but have introduced a new principle into federal government. A Constitution framed for four millions of people, grouped in thirteen thinly populated rural States, suffices for sixty-three millions, in forty-four rich States, abounding in cities. The permanence of the United States is not due to the constructive skill of its founders ; it rests upon the fact that the Constitution may, by the insensible effect of public opinion, slowly be expanded, within the forms of law, to a settlement of new questions as they arise. Albert Bushnell Hart, Federal Government. 59, 60. STEVENS (1894) On the whole, Americans, with their democratic tendencies, owe very much of the stability of their government to the weakness of their legislature and the strength of their execu- tive. Had Congress possessed the power of Pai'liament to alter constitutional principle itself, by a majority vote at any session, and had the cabinet controlled the President as the English cabinet does the sovereign, the American common- wealth very probably might have been wrecked in its construct- ive period, or in passing through the storms of later time. The presidency is justly regarded by Americans as one of the most valuable creations of the Constitution of 1787. And the fact that the office is rooted in the past institutions of the race is not only the explanation of its existence, but a real, even though unrecognized, cause of its hold on the national heart. . . . But as soon as the draft of the Constitution left the Con- vention, the lack of a formal bill was severely and per- sistently criticised by the people. And the promise that one should be added, as soon as the new government actu- ally got under way, was found necessary in order to induce some of the principal States to ratify the instrument. The first ten amendments, therefore, were adopted as speedily as possible by the first Congress and the nation ; and to all intents they are to be regarded as a part of the Constitution in 282 FEDERAL CONSTITUTION [Ch. XVII its original unity, as a product of the formative period. Tlieir position in this respect is essentially different from that of the amendments, which are the outcome of subsequent national experience. Thus there is not only a bill of rights in the Constitution of the United States, but that bill of rights was consciously de- manded by the American people themselves against the judg- ment of their own Constitutional Convention, and for the express reason that they regarded the liberties included therein as their liberties, because based upon old English law. C. Ellis Stevens, Sources of the Constitution of the United States. 173, 213. BRTCE (189G) The Constitution of 1789 deserves the veneration with which the Americans have been accustomed to regard it. It is true that many criticisms have been passed upon its arrangement, upon its omissions, upon the artificial character of some of the institutions it creates. Recognizing slavery as an institution existing in some States, and not expressly negativing the right of a State to withdraw from the Union, it has been charged with having contained the germ of civil war, though that germ took seventy years to come to maturity. And whatever success it has attained must be in large measure ascribed to the polit- ical genius, ripened by long experience, of the Anglo-American race, by whom it has been worked, and who might have man- aged to work even a worse-drawn instrument. Yet, after all deductions, it ranks above every other written constitution for the intrinsic excellence of its scheme, its adaptation to the cir- cumstances of the people, the simplicity, brevity, and precision of its language, its judicious mixture of definiteness in principle with elasticity in details. One is therefore induced to ask, be- fore proceeding to examine it, to what causes, over and above the capacity of its authors, and the patient toil they bestowed upon it, these merits are due, or in other words, what were the materials at the command of the Philadelphia Convention for the achievement of so great an enterprise as the creation of a nation by means of an instrument of government. The Amer- ican Constitution is no exception to the rule that everything which has power to win the obedience and respect of men muslj 1896-1898] CRITICAL COMMENT 283 haA'e its roots deep in the past, and that the more slowly every institution has grown, so much the more enduring is it likely to prove. There is little in this Constitution that is absolutely new. There is much that is as old as Magna Charta. James Bktce, American Commonwealth?- 13-14. THORPE (1898) The State has been conserved, and the purposes for which the constitutions were framed — typically set forth in the pre- amble to the national Constitution — have been fairly well real- ized. Statesmen of the eighteenth century would impute this to the efficacy of the system of checks and balances. By this they meant the distinct functions of the executive, the legis- lative, and the judiciary; the different ways in which they are chosen ; the different times when they hand over their power to their successors; the peculiar combination of the legislative and the executive in the administration of government, and the ultimate responsibility of all public servants to the electors. This correlation of parts and functions is the peculiarity of the American system. Though arbitrary and ever subject to modi- fication at the will of the people, the system has been tried with success, has never departed from the principles on which it was founded, and has strengthened the conservatism which ever underlies American politics. One commenting on government in America to-day would not be likely to call attention to, much less to emphasize, the system of checks and balances. He would attribute the virtue of our institutions to economic and sociological causes. He would dwell on the people, not on the system. He would analyze political parties, public opmion, and our social institutions. He would not be likely even to use the terms checks and balances. In the eighteenth century gov- ernment was conceived as a device ; in our times it is thought of rather as an organism. It is the content, not the language, of the Constitution that has changed. The supreme law, as time goes on, is given more and more an economic interpre- tation. If adapted to the wants of the country, such interpre- tation becomes a party doctrine, and if adopted by the majority, it becomes an administrative measure. If it is believed to in- ■ 1 Copyright, 1896, by the Macmillan Co. 284 FEDERAL CONSTITUTION [Ch. XYII volve essential rights, it may become a part of a revised con- stitution. Thus, at last, the constitutions become the depository of settled politics and the register of the growth of the State. Fkancis N. Thorpk, A Constitutional Historj of the American People.^ 46, 47. Mclaughlin (190o) It has seemed to me, however, that sufficient attention is not commonly paid to the influence and bearing of these basic prin- ciples of political philosophy in the period succeeding the Rev- olution. The foundation doctrines everywhere current during the Revolutionary time were not likely to disappear at once, for on them rested the right of rebellion, through them came inde- pendence, upon them was founded national existence. We might be willing to assert without investigation, that the ideas which men cherished and the philosophy upon which they acted would be sure to affect the thoughts and activities of public men during the early constitutional period and for many years after the establishment of the United States. It is certainly important for us to understand the ideas which men held con- cerning the nature and origin of the state and society, and to know the foundations upon which they believed government to rest. . . . When the constitution of the United States was being made, men did not speak or think in the terms of the organic philosophy. Some of them, it is true, were more or less dis- tinctly conscious of the essential oneness of the American people ; some of them believed that the states never had been sovereign ; some of them, seeing the fact of nationality, de- manded that political organization should be in keeping with this fact. But the organic philosophy was developed in the next century, and like all philosophy it came not from the thinking of the closeted philosopher, but from the actual devel- opment of society. ... I mean simply to assert that if we seek to follow out historically the interpretation of the Constitution or to find out what men thought of it at the beginning, we must get into their attitude of mind and understand their method of thinking. . . . The constitutional history of the United States is in no 1 Copyright, 1898, by Harper & Brothers. 1898-1900] CRITICAL COMMENT 285 small degree taken up with tracing opinion and assertion as to the actual character of the Union ; and the historian is com- pelled to notice the change which took place in the opinions, words and thoughts of statesmen as they were influenced by the change in society and by the prevalence or growth of doctrines as to the origin and nature of the State. . . . My purpose in this paper has been to show: (1) That the men of one hundred and twenty-five years ago thought within the limits of the compact philosophy; (2) That they carried the compact idea so far that they actually spoke of the Constitution as a social compact ; (3) That it is necessary for us to remember their fundamental ideas and to interpret their words and conscious acts in the light of their methods of thought ; (4) That in the development of modern organic phil- osophy new ideas were introduced and new meanings assigned to terms; (5) That from this latter fact, from the inability to agree on fundamental conceptions, arose confusion; (6) That the doctrine of state sovereignty as it has been developed rests on philosophic presuppositions almost if not entirely unknown to the framers of the Constitution; (7) That if we use the terms and insist on the ideas of the organic philosophy, we are entitled to seek the realities lying behind the words of men. Andrew McLaughlin, Social Compact and Constitutional Construction, in American Historical Review, April, 1900. 468-490. 286 WASHINGTON'S FAREWELL [Ch. XVIII Chaptee XVIII WASHINGTON'S FAREWELL ADDRESS SUGGESTIONS This document was addressed to the People of the United States as a final word of parting from the President. Its date the 17th of September, indicates the day of its publication, but during the pre- vious summer Washington, with the advice of Madison and Hamilton, had been at work upon the address. Its text contains the personal point of view which the Father of Our Country assumed towards the government. It sets forth his policy in domestic and foreign relations ; it abounds in wholesome advice in regard to affairs of state ; and it is reminiscent of his own share in the building up of a government to the organization and administration of which he had contributed so great a part. The instruction given in this document to the American people has been followed until the present decade with much faithfulness. In the study of this final declaration we should note the doctrines of the Constitutional Convention, the pi-inciples of Washington's adminis- tration, and the fear which he felt of a division resulting from sec- tional partisanship. In reading the Farewell Address, one is compelled to dwell upon the noble spirit, the unselfish motives, and exalted ideal of its author, whose chief aim had been to bind the separate states together in a lasting union. For Outlines and Analysis, see Appendix B, § 5. DOCUMENT Washington's Farewell Address to the People of the United States (September 17th, 1796) George Friends, and Fellow-Citizens, The period for Washmgton. ^ ^^^ election of a Citizen, to administer the Ex- Works, xiu. ' 277-325. ecutive Government of the United States, being not 1796] TEXT 287 far distant, and the time actually arrived, when your thoughts must be employed in designating the per- son, who is to be clothed with that important trust, it appears to me proper, especially as it may conduce to a more distinct expression of the public voice, that I should now apprize you of the resolution I have formed, to decline being considered among the number of those, out of whom a choice is to be made. I beg you, at the same time, to do me the justice to be assured, that this resolution has not been taken, without a strict regard to all the considera- tions appertaining to the relation, which binds a dutiful citizen to his country — and that, in withdraw- ing the tender of service — which silence in my situa- tion might imply, I am influenced by no diminution of zeal for your future interest, no deficiency of grateful respect for your past kindness ; but am supported by a full conviction that the step is com- patible with both. The acceptance of, and continuance hitherto in. The " Third the office to which your suffrages have twice called J.^™ '.' *^*" •' ° . ,. . Qition IS em- me, have been a uniform sacrifice of inclination to phasized by the opinion of duty, and to a deference for what Washing- ton's deter- appeared to be your desire. — I constantly hoped, minationto that it would have been much earlier in my power, retire at the consistently with motives, which I was not at liberty gg^jQ^^j *q^^ to disregard, to return to that retirement, from which I had been reluctantly drawn. — The strength of my inclination to do this, previous to the last election, had even led to the preparation of an ad- dress to declare it to you ; but mature reflection on the then perplexed and critical posture of our affairs with foreign Nations, and the unanimous advice of persons entitled to my confidence, impelled me to abandon the idea. — I rejoice that the state of your concerns, external as well as internal, no longer renders the pursuit of inclination incompatible with the sentiment of duty, 288 WASHINGTON'S FAREWELL [Ch. XVIII Personal modesty was the foun- dation for Washing- ton's habit- ual justice to himself and others. or propriety ; and am persuaded, whatever partiality may be retained for my services, that, in the present circumstances of our country, you will not dis- approve my determination to retire. The impressions, with which I first undertook the arduous trust, were explained on the proper occa- sion. In the discharge of this trust, I will only say, that I have, with good intentions, contributed towards the organization and administration of the government, the best exertions of which a very fal- lible judgment was capable. — Not unconscious, in the outset, of the inferiority of my qualifications, experience in my own eyes, perhaps still more in the eyes of others, has strengthened the motives to dif- fidence of myself; and every day the increasing weight of years admonishes me more and more, that the shade of retirement is as necessary to me as it will be welcome. — Satisfied, that, if any circum- stances have given peculiar value to my services, they were temporary, I have the consolation to be- lieve, that, while choice and prudence invite me to quit the political scene, patriotism does not forbid it. In looking forward to the moment, which is in- tended to terminate the career of my public life, my feelings do not permit me to suspend the deep ac- knowledgment of that debt of gratitude, which I owe to my beloved country, — for the many honours it has conferred upon me ; still more for the steadfast confidence with which it has supported me ; and for the opportunities I have thence enjoyed of mani- festing my inviolable attachment, by services faith- ful and persevering, though in usefulness unequal to my zeal. — If benefits have resulted to our coun- try from these services, let it always be remembered to your praise, and as an instructive example in our annals, that under circumstances in which the Pas- sions, agitated in every direction, were liable to mislead, amidst appearances sometimes dubious, vicissitudes of fortune often discouraging, in situ- 1796] TEXT 289 ations in which DOt iinfrequently want of success has conntenanced the spirit of criticism, the con- stancy of your support was the essential prop of the efforts, and a guarantee of the plans by which they were effected. — Profoundly penetrated with this idea, I shall carry it with me to the grave, as a strong incitement to unceasing vows that Heaven may continue to you the choicest tokens of its be- neficence — that your union and brotherly affection may be perpetual — that the free constitution, which is the work of your hands, may be sacredly main- tained — that its administration in every department may be stamped with wisdom and virtue — that, in fine, the happiness of the people of these States, under the auspices of liberty, may be made com- plete, by so careful a preservation and so prudent a use of this blessing as will acquire to them the glory of recommending it to the applause, the affec- tion, and adoption of every nation, which is yet a stranger to it. Here, perhaps, I ought to stop. — But a solicitude for your welfare, which cannot end but with my life, and the apprehension of danger, natural to that soli- citude, urge me on an occasion like the present, to offer to your solemn contemplation, and to recom- mend to your frequent review, some sentiments; which are the result of much reflection, of no incon- siderable observation, and which appear to me all- important to the permanency of your felicity as a People. — These will be offered to you with the more freedom, as you can only see in them the disinter- ested warnings of a parting friend, who can possibly have no personal motive to bias his counsel. — Nor can I forget, as an encouragement to it your indul- gent reception of my sentiments on a former and not dissimilar occasion. Interwoven as is the love of liberty with every Eeference ligament of your hearts, no recommendation of mine foye^of f^ee- is necessary to fortify or confirm the attachment. — dom in the 19 290 WASHINGTON'S FAREWELL [Ch. XVIII Teutonic people. 1176-1783. The Unity of Grovernment which constitutes you one people, is also now dear to you. — It is justly so ; — for it is a main Pillar in the Edifice of your real independence ; the support of your tranquillity at home ; your peace abroad ; of your safety ; of your prosperity in every shape ; of that very Lib- erty, which you so highly prize. — But as it is easy to foresee, that, from different causes, and from dif- ferent quarters, much pains will be taken, many artifices employed, to weaken in j^our minds the conviction of this truth ; — as this is the point in your political fortress against which the batteries of internal and external enemies will be most con- stantly and actively (though often covertly and insidiously) directed, it is of infinite moment, that you should properly estimate the immense value of your national Union to your collective and individ- ual happiness ; — that you should cherish a cordial, habitual, and immovable attachment to it; accus- toming yourselves to think and speak of it as of the Palladium of your political safety and pros- perity; watching for its preservation with jealous anxiety; discountenancing whatever may suggest even a suspicion that it can in any event be aban- doned ; and indignantly frowning upon the first dawning of every attempt to alienate any portion of our Country from the rest, or to enfeeble the sa- cred ties which now link together the various parts. For this you have every inducement of sympathy and interest. Citizens, by birth or choice, of a com- mon country, that country has a right to concentrate your affections. The name of American, which be- longs to you, in your national capacity, must always exalt the just pride of Patriotism, more than any ap- pellation derived from local discriminations. — With slight shades of difference, you have the same Reli- gion, Manners, Habits, and political Principles. — You have in a common cause fought and triumphed 1796] TEXT 291 together; the Independence and Liberty you pos- sess are the work of joint counsels, and joint efforts — of common dangers, sufferings, and successes. But tliese considerations, however powerfully they address themselves to your sensibility, are greatly outweighed by those, which apply more immediately to your Interest. — Here every portion of our coun- try finds the most commanding motives for carefully guarding and preserving the Union of the whole. The Norths in an unrestrained intercourse with Ah-eady the South, protected by the equal Laws of a common *^^^ North government, finds in the productions of the latter mercial cen- great additional resources of maritime and commer- t^"©. and the cial enterprise — and precious materials of manufac- o-j-eat aeri- turing industry. — The Soiith, in the same inter- cultural course, benefiting by the agency of the North, sees its ^g 1 _ x agriculture grow and its commerce expand. Turning tucky, Ten- partly into its own channels the seamen of the North, ^lessee, and . ^ , . . , ..... ,, T the North- it finds its particular navigation invigorated ; — and, ^^est Terri- while it contributes, in different ways, to nourish tory — was and increase the general mass of the national navi- ^y peopled gation, it looks forward to the protection of a mari- by emigrants time strength to which itself is unequally adapted. ^^ ^^^^^ ^^ The East, in a like intercourse with the West, al- time'a fresh ready finds, and in the progressive improvement of market was . . . T ^ T 1 - -n to develop, interior communications, by land and water, will more and more find a valuable vent for the commodities which it brings from abroad, or manufactures at home. — The West derives from the East supplies requisite to its growth and comfort — and, what is perhaps of still greater consequence, it must of ne- cessity owe the secure enjoyment of indispensable outlets for its own productions to the weight, influ- ence, and the future maritime strength of the Atlan- tic side of the Union, directed by an indissoluble community of interest as one Nation. — Any other r^-^e Louisi- tenure by which the West can hold this essential ana Purchase advantage, whether derived from its own separate J,^ j^^? ■, strength, or from an apostate and unnatural con- the balance. ^92 WASHINGTON'S FAREWELL [Ch. XVIIl nexion with any foreign Power, must be intrinsically precarious. While, then, every part of our country thus feels an immediate and particular interest in Union, all the parts combined in the united mass of means and efforts cannot fail to find greater strength, greater resource, proportionably greater security from ex- ternal danger, a less frequent interruption of their Peace by foreign Nations ; and, what is of inesti- mable value ! they must derive from Union an exemption from those broils and wars between themselves, which so frequently afflict neighbour- ing countries not tied together by the same gov- ernment; which their own rivalships alone would be sufficient to produce ; but which opposite foreign alliances, attachments, and intrigues would stimu- ialisin. ^^''' ^^^® ^^^ embitter. — Hence, likewise, they will avoid the necessity of those overgrown Military establishments, which, under any form of govern- ment, are inauspicious to liberty, and which are to be regarded as particularly hostile to Republican Liberty. In this sense it is, that your Union ought to be considered as a main prop of your liberty, and that the love of the one ought to endear to you the preservation of the other. These considerations speak a persuasive language to every reflecting and virtuous miud, — and ex- hibit the continuance of the Union as a primary object of Patriotic desire. — Is there a doubt, whether a common government can embrace so large a sphere? Let experience solve it. — ^To lis- ten to mere speculation in such a case were crimi- nal. We are authorized to hope, that a proper organization of the whole, with the auxiliary agency of governments for the respective subdivisions, will afford a happy issue to the experiment. 'T is well worth a fair and full experiment. With such pow- erful and obvious motives to Union, affecting all parts of our country, while experience shall not 1796] TEXT 293 have demonstrated its impi'acticability, there will always be reason to distrust the patriotism of those, who in any iq^uarter may endeavour to weaken its bands. In contemplating the causes, which may disturb our Union, it occurs as matter of serious concern, that any ground should have been furnished for characterizing parties by Geographical discrimina- N'ote, as tions, — Northern and Southern. — Atlantic and ^*®^ t?^^' pies, ISTulli- Western ; whence designing men may endeavour to fication in excite a belief, that there is a real difference of ,^^^^*^j£|^*^' local interests and views. One of the expedients Mexican ' of party to acquire influence, within particular dis- War, 1847, ti'icts, is to misrepresent the opinions and aims of igg| and'the other districts. — You cannot shield yourselves too Silver Ques- much against the jealousies and heartburnings *^^°' which spring from these misrepresentations; they tend to render alien to each other those, who ought to be bound together by fraternal affection, — The inhabitants of our Western country have lately had a useful lesson on this head. — They have seen, in the negotiation by the Executive, and in the unanimous ratification by the Senate, of the treaty with Spain, and in the universal satisfaction at that event, The Jay throughout the United States, a decisive proof how pfnckney's unfounded were the suspicions propagated among Treaty of them of a policy in the General Government and in {jJeVetnlvi- the Atlantic States unfriendly to their interests in gation of the regard to the Mississippi. — They have been wit- Mississippi, nesses to the formation of two Treaties, that with place of de- Great Britain, and that with Spain, which secure to posit" with- them every thing they could desire, in respect to our |^j^ territory, Foreign Relations, towards confirming their pros- free of duty perity. — Will it not be their wisdom to rely for l^^J^^^^' the preservation of these advantages on the Union by which they were procured ? — Will they not henceforth be deaf to those advisers, if such there are, who would sever them from their Brethren, and connect them with Aliens? — 294 WASHINGTON'S FAREWELL [Ch. XVm To the efficacy and permanency of your Union, a Government for the whole is indispensable. — No alliances however strict between the parts can be an adequate substitute. — They must inevitably ex- perience the infractions and interruptions, which all alliances in all times have experienced. — Sensible Belief that of this momentous truth, you have improved upon *f r fede^ your first essay, by the adoption of a Constitution ation were of G-overnment better calculated than your former weak, but f^^ ^^^ intimate Union, and for the efficacious man- the Constitu- „ ^, . tion strong, agement of your common concerns. Ihis govern- ment, the offspring of our own choice, uninfluenced and unawed, adopted upon full investigation and mature deliberation, completely free in its prin- ciples, in the distribution of its powers, uniting security with energy, and containing within itself a provision for its own amendment, has a just claim to your confidence and your support. — Respect for its authority, compliance with its Laws, acquiescence in its measures, are duties enjoined by the funda- mental maxims of true Liberty. — The basis of our political systems is the right of the people to make No secession and to alter their Constitutions of Government. — possible. -g^^ ^jjg Constitution which at any time exists, till changed by an explicit and authentic act of the whole People, is sacredly obligatory upon all. — The very idea of the power and the right of the People to establish Government, presupposes the duty of every individual to obey the established Government. All obstructions to the execution of the Laws, all combinations and associations, under whatever plausible character, with the real design to direct, control, counteract, or awe the regular deliberation and action of the constituted authorities, are de- structive of this fundamental principle, and of fatal tendency. — They serve to organize faction, to give it an artificial and extraordinary force — to put in the place of the delegated will of the Nation, the 1796] TEXT 295 will of a party ; — often a small but artful and en- terprising minority of the community ; — and, ac- cording to the alternate triumphs of different parties, to make the public administration the mirror of the ill-concerted and incongruous projects of faction, rather than the organ of consistent and wholesome plans digested by common councils, and modified by mutual interests. — However combinations or associations of the above descriptions may now and then answer popu- lar ends, they are likely, in the course of time and things, to become potent engines, by which cun- ning, ambitious, and unprincipled men will be en- abled to subvert the Power of the People, and to usurp for themselves the reins of Government; destroying afterwards the very engines, which have lifted them to unjust dominion. — Towards the preservation of your Government, and the permanency of j'our present happy state, it is requisite, not only that you steadily discoun- tenance irregular oppositions to its acknowledged authority, but also that you resist with care the spirit of innovation upon its principles, however specious the pretexts. — One method of assault may be to effect, in the forms of the Constitution, alter- ations, which will impair the energy of the system, and thus to undermine what cannot be directly over- thrown. — In all the changes to which you may be Constitu- invited, remember that time and habit are at least tional as necessary to fix the true character of Govern- ments ments, as of other human institutions — that ex- perience is the surest standard, by which to test the real tendency of the existing Constitution of a coun- try — that facility in changes, upon the credit of mere hypothesis and opinion, exposes to perpetual change, from the endless variety of hypothesis and opinion : — and remember, especially, that for the efficient management of your common interests, in a country so extensive as ours, a Government of as 296 WASHINGTON'S FAREWELL [Ch. XVIII much vigor as is consistent with the perfect security of Liberty is indispensable. Liberty itself will find in such a G-overnment, with powers properly dis- tributed and adjusted, its surest Guardian. — It is, indeed, little else than a name, where the Grovern- ment is too feeble to withstand the enterprise of faction, to confine each member of the society within the limits prescribed by the laws, and to maintain all in the secure and tranquil enjoyment of the rights of person and property. I have already intimated to you the danger of Parties in the State, with particular reference to the founding of them on Geographical discriminations. — Let me now take a more comprehensive view, and warn you in the most solemn manner against the baneful effects of the Spirit of Party, generally. This Spirit, unfortunately, is inseparable from our nature, having its root in the strongest passions of the human mind. — It exists under different shapes in all Governments, more or less stifled, controled, or repressed ; but, in those of the popular form, it is seen in its greatest rankness, and is truly their worst enemy. — The alternate domination of one faction over an- other, sharpened by the spirit of revenge natural to party dissension, which in different ages and countries has perpetrated the most horrid enormi- ties, is itself a frightful despotism. — But this leads at length to a more formal and permanent despotism. — The disorders and miseries, which result, gradu- ally incline the minds of men to seek security and "The Man repose in the absolute power of an Individual; and 9^ ?"?,^^^" sooner or later the chief of some prevailing faction, more able or more fortunate than his competitors, turns this disposition to the purposes of his own elevation, on the ruins of Public Liberty. Without looking forward to an extremity of this kind, (which nevertheless ought not to be entirely out of sight), the common and continual mischiefs 1796] TEXT 297 of the spirit of Party are sufficient to make it the interest and duty of a wise People to discourage and restrain it* — It serves always to distract the Public Councils, and enfeeble the Public Administration. — It agi- tates the community with ill founded jealousies and false alarms, kindles the animosity of one part against another, foments occasionally riot and in- surrection. — It opens the doors to foreign influence and corruption, which find a facilitated access to the Government itself through the channels of party pas- sions. Thus the policy and the will of one country are subjected to the policy and will of another. There is an opinion that parties in free countries are useful checks upon the Administration of the Government, and serve to keep alive the Spirit of Liberty. — This within certain limits is probably true ; and in Governments of a Monarchical cast, Patriotism may look with indulgence, if not with favour, upon the spirit of party. — But in those of the popular character, in Governments purely elec- tive, it is a spirit not to be encouraged. — From their natural tendency, it is certain there will always be enough of that spirit for every salutary purpose, — and, there being constant danger of excess, the effort ought to be, by force of public opinion, to mitigate and assuage it. — A fire not to be quenched ; it demands a uniform vigilance to prevent its burst- ing into a flame, lest, instead of warming, it should consume. It is important, likewise, that the habits of think- ing in a free country should inspire caution in those intrusted with its administration, to confine them- selves within their respective constitutional spheres ; avoiding in the exercise of the powers of one de- partment to encroach upon another. — The spirit of ' encroachment tends to consolidate the powers of all the departments in one, and thus to create, what- ever the form of government, a real despotism. A 298 WASHINGTON'S FAREWELL [Ch. XVID Compare the Mormon question. Roberts' case in 1900. just estimate of that love of power, and proneness to abuse it, which predominates in the human heart, is sufficient to satisfy us of the truth of this posi- tion. The necessity of reciprocal checks in the exercise of political power, by dividing and distrib- uting it into different depositories, and constituting each the Guardian of the Public Weal against inva- sions by the others, has been evinced by experi- ments ancient and modern ; some of them in our country and under our own eyes. — To preserve them must be as necessary as to institute them. If in the opinion of the People, the distribution or modification of the Constitutional powers be in any particular wrong, let it be corrected by an amend- ment in the way which the Constitution designates. — But let there be no change by usurpation ; for, though this, in one instance, may be the instrument of good, it is the customary weapon b}' which free governments are destroyed. The precedent must always greatly overbalance in permanent evil any partial or transient benefit, which the use can at any time yield. — Of all the dispositions and habits, which lead to political prosperity. Religion and morality are in- dispensable supports. — In vain would that man claim the tribute of Patriotism, who should labour to subvert these great Pillars of human happiness, these firmest props of the duties of Men and Citi- zens. The mere Politician, equally with the pious man, ought to respect and to cherish them. — A vol- ume could not trace all their connexions with pri- vate and public felicity. Let it simply be asked, Where is the security for property, for reputation, for life, if the sense of religious obligation desert the oaths, which are the instruments of investigation in Courts of Justice? And let us with caution indulge the supposition, that morality can be maintained without religion. — ■ Whatever may be conceded to the influence of refined education on minds of pecu- 1796] TEXT 299 liar structure — reason and experience both forbid us to expect, that national morality can prevail in exclusion of religious principle. — 'T is substantially true, that virtue or naorality is a necessary spring of popular government. — The rule, indeed, extends with more or less force to every species of Free Government. — Who, that is a sincere friend to it, can look with indifference upon attempts to shake the foundation of the fabric? — Promote, then, as an object of primary impor- tance, institutions for the general diffusion of knowledge. In proportion as the structure of a government gives force to public opinion, it is es- sential that public opinion should be enlightened. — As a very important source of strength and se- Compare dis- curity, cherish public credit. — One method of pre- frJe^^'^]!! ^^ serving it is, to use it as sparingly as possible : — standard for avoiding occasions of expense by cultivating peace, ^^^ p^iblic but remembering also that timely disbursements to cially for prepare for danger frequently prevent much greater foreign disbursements to repel it ; avoiding likewise the ac- ^ ^^^^• cumulation of debt, not only by shunning occasions of expense, but by vigorous exertions in time of Peace to discharge the debts, which unavoidable wars may have occasioned, not ungenerously throw- ing upon posterity the burthen, which we ourselves Debt extin- ought to bear. The execution of these maxims be- fcql^^^ ^"^ longs to your Representatives, but it is necessary that public opinion should cooperate. — To facilitate to them the performance of their duty, it is essen- tial that you should practically bear in mind, that towards the payment of debts there must be Rev- enue — that to have Revenue there must be taxes — that no taxes can be devised which are not more Taxation or less inconvenient and unpleasant — that the i"f* ^^ prop- 6rlv 6X6- intrinsic embarrassment, inseparable from the se- cuted com- lection of the proper objects (which is always a pare "Con- choice of difficulties) ought to be a decisive motive chartarum " for a candid construction of the conduct of the 1297. 300 WASHINGTON'S FAREWELL [Ch. XVIII Grovernment in making it, and for a spirit of acqui- escence in the measures for obtaining revenue, which the public exigencies may at any time dictate. — Observe good faith and justice towards all Na- tions. Cultivate peace and harmony with all. — Re- ligion and Morality enjoin this conduct ; and can it be, that good policy does not equally enjoin it ? — It will be worthy of a free, enlightened, and, at no distant period, a great Nation, to give to mankind the magnanimous and too novel example of a People alwa^^s guided by an exalted justice and benevo- lence. — Who can doubt that, in the course of time and things, the fruits of such a plan would richly repay any temporary advantages, which might be lost by a steady adherence to it? Can it be, that Providence has not connected the permanent felicity of a Nation with its Virtue? The experiment, at least, is recommended by every sentiment which ennobles human nature. Alas ! is it rendered im- possible by its vices? In the execution of such a plan, nothing is more essential, than that permanent, inveterate antipa- thies against particular Nations, and passionate at- tachments for others, should be excluded; and that, in place of them, just and amicable feelings towards all should be cultivated. The Nation, which in- dulges towards another an habitual hatred, or an habitual fondness, is in some degree a slave. It is a slave to its animosity or to its affection, either of which is sufficient to lead it astray from its duty and its interest. — Antipathy in one nation against another disposes each more readily to offer insult and injury, to lay hold of slight causes of umbrage, and to be haughty and intractable, when accidental or trifling occasions of dispute occur. Hence fre- quent collisions, obstinate, envenomed and bloody contests. The Nation, prompted by ill-will and re- sentment, sometimes impels to War the Govern- ment, contrary to the best calculations of policy. — 1796] TEXT 301 The Government sometimes participates in the na- tional propensity, and adopts through passion what reason would reject ; — at other times, it makes the animosity of the Nation subservient to projects of hostility instigated by pride, ambition, and other sinister and pernicious motives. — The peace often, sometimes perhaps the Liberty, of Nations has been the Adctim. — So likewise, a passionate attachment of one French alli- Nation for another produces a variety of evils. — ance. Later, Democ- Sympathy for the favourite Nation, facilitating the racy" under illusion of an imaginary common interest, in cases Genet's influ- where no real common interest exists, and infusing ^°^^^- into one the enmities of the other, betrays the former into a participation in the quarrels and wars of the latter, without adequate inducement or jus- tification : It leads also to concessions to the fa- vourite Nation of privileges denied to others, which is apt doubly to injure the Nation making the con- cessions ; by unnecessarily parting with what ought to have been retained ; and by exciting jealousy, ill-will, and a disposition to retaliate, in the parties from whom equal privileges are withheld. And it gives to ambitious, corrupted, or deluded citizens, (who devote themselves to the favoured Nation) fa- cility to betray or sacrifice the interests of their own countr}^ without odium, sometimes even with popularity ; gilding, with the appearances of a virtu- ous sense of obligation, a commendable deference for public opinion, or a laudable zeal for public good, the base of foolish compliances of ambition, corruption, or infatuation. — As avenues to foreign influence in innumerable Question of ways, such attachments are particularly alarming ^y^^""® " -^^" to the truly enlightened and independent Patriot. — alliance." How many opportunities do they afford to tamper with domestic factions, to practise the arts of se- duction, to mislead public opinion, to influence or awe the public Councils ! Such an attachment of 302 WASHINGTON'S FAREWELL [Ch. XVIH a small or weak, towards a great and powerful nation, dooms the former to be the satellite of the latter. Against the insidious wiles of foreign influence, I conjure you to believe me, fellow-citizens, the jealousy of a free people ought to be constantly awake ; since history and experience prove, that foreign influence is one of the most baneful foes of Republican Grovernment. — But that jealousy, to be useful, must be impartial ; else it becomes the in- strument of the very influence to be avoided, instead of a defence against it. — Excessive partiality for one foreign nation, and excessive dislike of another, cause those whom they actuate to see danger only on one side, and serve to veil and even second the arts of influence on the other. — Real Patriots, who may resist the intrigues of the favourite, are liable to become suspected and odious; while its tools and dupes usurp the applause and confidence of the people, to surrender their interests. — The great rule of conduct for us, in regard to foreign Nations, is, in extending our commercial relations, to have with them as little Political con- nexion as possible. — So far as we have already formed engagements, let them be fulfilled with per- fect good faith. — Here let us stop. — Europe has a set of primary interests, which to us have none, or a very remote relation. — Hence she must be engaged in frequent controversies, the causes of which are essentially foreign to our con- cerns. — Hence, therefore, it must be unwise in us to implicate ourselves, by artificial ties in the ordi- nary vicissitudes of her politics, or the ordinary combinations and collisions of her friendships or enmities. Germ of Our detached and distant situation invites and Monroe Doc- enables us to pursue a different course. If we re- main one People, under an efficient government, the period is not far off, when we may defy mate- rial injury from external annoyance ; when we may 1796] TEXT 303 take such an attitude as will cause the neutrality, we may at anytime resolve upon, to be scrupulously respected; when belligerent nations, under the im- possibility of making acquisitions upon us, will not likely hazard the giving us provocation ; when we may choose peace or war, as our interest, guided by justice, shall counsel. Why forego the advantages of so peculiar a situ- ation? — Why quit our own to stand upon foreign ground ? — Why, by interweaving our destiny with that of any part of Europe, entangle our peace and prosperity in the toils of European ambition, rival- ship, interest, humour, or caprice ? — It is our true policy to steer clear of permanent alliances with any portion of the foreign world ; — so far, I mean, as we are now at liberty to do it ; — for let me not be understood as capable of patronizing infidelity to existing engagements. (I hold the maxim no less applicable to public than to private affairs, that honesty is always the best policy.) I repeat it, therefore, let those engagements be ob- served in their genuine sense. — But, in my opinion, it is unnecessary and would be unwise to extend them. — Taking care always to keep ourselves, by suitable establishments, on a respectably defensive posture, we may safely trust to temporary alliances for ex- traordinary emergencies. — Harmony, liberal intercourse with all nations, are recommended by policy, humanity, and interest. But even our commercial policy should hold an equal and impartial hand ; — neither seeking nor grant- ing exclusive favours or preferences; — consulting "Keci- the natural course of things ; — diffusing and diversi- procity." fying by gentle means the streams of commerce, but forcing notliing ; establishing, — with Powers s disposed, — in order to give trade a stable course, to define the rights of our Merchants, and to enable the government to support them, — conventional rules 304 WASHINGTON'S FAREWELL [Ch. XVIII of intercourse, the best that present circumstances and mutual opinion will permit, but temporary, and liable to be from time to time abandoned or varied, as experience and circumstances shall dictate ; con- stantly keeping in view, that it is folly in one nation to look for disinterested favours from another ; — that it must pay with a portion of its independence for whatever it may accept under that character ; — that, by such acceptance, it may place itself in the con- dition of having given equivalents for nominal favours, and yet of being reproached with ingratitude for not giving more. — There can be no greater error than to expect or calculate upon real favours from Nation to Nation. It is an illusion, which expe- rience must cure, which a just pride ought to dis- card. His benedic- In offering to you, my Countrymen, these counsels tions, politi- ^^ ^^ ^^^ ^^^ affectionate friend, I dare not hope national. they will make the strong and lasting impression I could wish, — that they will control the usual cur- rent of the passions, or prevent our Nation from running the course, which has hitherto marked the destiny of nations. — But, if I may even flatter my- self, that they may be productive of some partial benefit, some occasional good ; that they may now and then recur to moderate the fury of party spirit, to warn against the mischiefs of foreign intrigue, to guard against the impostures of pretended patriot- ism ; this hope will be a full recompense for the solicitude for your welfare, by which they have been dictated. — How far in the discharge of my official duties, I have been guided by the principles which have been delineated, the public Records and other evidences of my conduct must witness to You and to the world. — To myself, the assurance of my own con- science is, that I have at least believed myself to be guided by them. In relating to the still subsisting war in Europe, 1796] TEXT 305 my Proclamation of the 22d of April, 1793, is the index to my Plan. — Sanctioned by your approving voice, and by that of your Representatives in both Houses of Congress, the spirit of that measure has continually governed me : — uninfluenced by any at- tempts to deter or divert me from it. After deliberate examination, with the aid of the best lights I could obtain, I was well satisfied that our country, under all the circumstances of the case, had a right to take, and was bound in duty and in- terest to take, a Neutral position. — Having taken it, I determined, as far as should depend upon me, to maintain it, with moderation, perseverance, and firmness. — The considerations, which respect the right to hold this conduct, it is not necessary on this occa- sion to detail. I will only observe, that, according to my understanding of the matter, that right, so far from being denied by any of the Belligerent Powers, has been virtually admitted by all. — The duty of holding a neutral conduct may be inferred, without anything more, from the obliga- tion which justice and humanity impose on every Nation, in cases in which it is free to act, to main- tain inviolate the relations of Peace and Amity towards other Nations. — The inducements of interest for observing that conduct will best be referred to your own reflections and experience. — With me, a predominant motive has been to endeavour to gain time to our country to settle and mature its yet recent institutions, and to progress without interruption to that degree of strength and consistency, which is necessary to give it, humanly speaking, the command of its own fortunes. Though, in reviewing the incidents of my Admin- istration, I am unconscious of intentional error — I am nevertheless too sensible of my defects not to think it probable that I may have committed many 20 306 WASHINGTON'S FAREWELL [Ch. XYIII errors. — Whatever they may be, I fervently beseech the Almighty to avert or mitigate the evils to which they may tend. — I shall also carry with me the hope, that my Country will never cease to view them with indulgence ; and that, after forty-five years of my life dedicated to its service with an upright zeal, the faults of incompetent abilities will be consigned to oblivion, as myself must soon be to the mansions of rest. Relying on its kindness in this as in other things, and actuated by that fervent love towards it, which is so natural to a man, who views in it the native soil of himself and his progenitors for several gen- erations; — I anticipate with pleasing expectation that retreat, in which I promise myself to realize, without alloy, the sweet enjoyment of partaking, in the midst' of my fellow-citizens, the benign influence of good Laws under a free Government, — the ever favourite object of my heart, and the happy reward, as I trust, of our mutual cares, labours, and dangers. George Washington. Gazette of the United States, September 17th, 1796. CONTEMPORARY EXPOSITION SEWALL (1799) His address to the people of America, on his retiring from the cares of government, is one of the most invaluable legacies ever left to a people. It has been celebrated in Europe, and compared to that bequeathed by Moses to the nation of Israel. . . . Let this be our oracle ; let us read and study it day and night. In the language of inspiration, " Let us bind it about our necks, and engrave it on the tablet of our hearts." In this invaluable gift, among a variety of other excellent precepts, suffer me to remind you of a few. He most affectionately cautions his countrymen against all immoderate attachments to some, and violent antipathies against other nations. He rec- ommends harmony and liberal intercourse with all, at the same time that he deprecates too close a connection with any. He 1796-1800] CONTEMPORARY EXPOSITION 307 exhorts to obedience and submission to government, and a gen- erous confidence in our rulers, whom we ourselves have chosen ; while he warns against all combinations, whether open or covert, that tend to weaken government, or to lessen the authority of those who administer it. He inculcates the practice of justice, good faith, temperance and economy, with all the moral vir- tues ; and of religion emphatically, as the basis and foundation of them all. He exhorts us to the utmost of our power, to cultivate peace with every nation on earth ; and as the surest means to preserve it, strongly urges the necessity of maintain- ing the best state of defence in our power, both by sea and land. But, above all, he exhorts to union among ourselves — between States and among individuals. On this, he assures us, our prosperity, nay, our very existence as a nation depends. Is the counsel good? Let us follow it. Are these admonitions wise? We will obe}^ them. Thus shall we best prove the sin- cerity of our gratitude to their author, and fully evidence our veneration for his memory. But if we disregard and disobey them, what are we but hypocrites, or self-deceivers? Obedi- ence will lead us to the highest pinnacle of national glory. A contrary conduct will dishonour, though it cannot injure our greatest benefactor, and end in irremediable ruin. " If we are wise, we shall be wise for ourselves, but if we scorn, we alone shall bear it." Jonathan Mitchell Sewall, in Eulogies and Orations on Washington. 35, 42. PAINE (1800) The invaluable valediction, bequeathed to the people, who inherited his affections, is the effort of a mind, whose powers, like those of prophecy, could overleap the tardy progress of human reason, and unfold truth without the labour of investiga- tion. Impressed in indelible characters, this Legacy of His In- telligence will descend, unsullied as its purity, to the wonder and instruction of succeeding genei-ations ; and, should the mild philosophy of its maxims be ingrafted into the policy of nations, at no distant period will the departed hero, who now lives only in the spotless splendour of his own great actions, exist in the happiness and dignity of mankind. Thomas Paine, in Eulogies and Orations on Washington. 65. 308 WASHINGTON'S FAREWELL [Ch. XVIII BLTTH (1800) Before the expiration of his last presidential term, he gave us his paternal advice, which, if duly attended to, will forever preserve to us the inheritance of freedom. Let us pursue this advice, and never depart from it ; it is addressed to us all ; it is addressed to every American, " Let the union of the States" said our deceased Washington, "and the reciprocity of inter- ests be the groundwork of your political existence ; let the illib- eral spirit of party be banished forever from among you ; let just and amicable feelings, devoid of all partialities and antipa- thies, regulate your conduct with all nations ; guard against the interference of foreign nations in your internal concerns." In this advice, our Washington still lives ; in this bequest of the father of our country, to the whole American people, our Wash- ington will forever live, in the hearts and minds of all patriots over the whole globe ; and his venerable name will descend with unfading glory, down the perpetual succession of time, through ages of ages. Joseph Blyth, in Eulogies and Orations on Washington. 211. MASON (1800) Having lavished all her honours, his country had nothing more to bestow upon him except her blessing. But he had more to bestow upon his country. His views and his advice, the condensed wisdom of all his reflection, observation and ex- perience, he delivers to his compatriots in a manual worthy of them to study, and of him to compose. John M. Mason, in Eulogies and Orations on Washington. 239. MINOT (1800) The dangers of the Commonwealth having subsided at the close of his second administration, he felt himself justified, after dedi- cating forty-five years of his valuable life to her service, in with- drawing to receive with resignation the great change of nature, which his age and his toils demonstrated to be near. When he declined your future suffrages, he left you a legacy. What! like Caesar's to the Romans, money for your sports? Like 1800-1859] CRITICAL COMMENT 309 Attalus's, a kingdom for your tyranny ? No ; he left you not such baubles, nor for such purposes. He left you the records of wisdom for your government; a mirror for the faithful representation to your own view, of yourselves, your weak- nesses, your advantages, your dangers: a magnet which points to the secret mines and windings of party spirit, faction, foreign influence : a pillar to the unity of your republic : a band to in- close, conciliate and strengthen the whole of your wonderful and almost boundless communities. Read, preserve the sacred deposit ; and lest posterity should forget the truth of its maxims, engrave them on his tomb, that they may read them when they weep before it. George R. Minot, in Eulogies and Orations on Washington. 24. CRITICAL COMMENT SPARKS (1837) There is not an idea or sentiment in the Farewell Address, which may not be found, more or less extended, in dif- ferent parts of Washington's writings; nor, after such a perusal, can any one doubt his ability to compose such a paper. As a mere literary performance, though excellent, it is neither extraordinary, nor in any degree superior to many others known to be written by each of the parties. It would add little to the great reputation of "Washington, or of Hamilton, if the one or the other could be proved to be its sole and unaided author. It derives its value, and is destined to immortality, and chiefly from the circumstance of its containing wise, pure, and noble sentiments, sanctioned by the name of Washington at the moment when he was retiring from a long public career, in which he had been devoted to the service of his country with a disinterestedness, self-sacrifice, persever- ance, and success, commanding the admiration and applause of mankind. Jared Sparks, George Washington. XII. 396. BINNEY (1859) Washington was undoubtedly the original designer of the Farewell Address ; and not merely by general or indefinite in- 310 WASHINGTON'S FAREWELL [Ch. XVIII timation, but by the suggestion of perfectly definite subjects, of an end or object, and of a general outline, the same which the paper now exhibits. . . . By derivation from himself, the Farewell Address speaks the very mind of Washington. The fundamental thoughts and principles were his ; but he was not the composer or writer of the paper. Hamilton was, in the prevalent literary sense, the composer and writer of the paper. . . . The main trunk was Washington's ; the branches were stimu- lated by Hamilton ; and the foliage, which was not exuberant was altogether his. . . . We might, though not with full and exact propriety, allot the soul to Washington, and the spirit to Hamilton. The elemen- tary body is Washington's, also ; but Hamilton has developed and fashioned it, and he has symmetrically formed and arranged the members to give combined and appropriate action to the whole. Horace Binnet, hiquiry into the Formation of Washington's Farewell Address. 171. OLNEY (1900) It has heretofore been considered that anything like an alliance between the United States and an European Power, for any purpose or any time, was something not to be thought of. To give a thing a bad name, however undeservedly, is to do much to discredit it, and there is no doubt that the epithet " entangling " — almost invariably applied — has contributed largely to make ''alliance" popularly and politically odious. Yet there may be " alliances " which are not " entangling" but wholly advantageous, and without the French alliance, Amer- ican independence, if not prevented, might have been long post- poned. It has been a prevalent notion that Washington was inimical to all alliances as such and left on record a solemn warning to his countrymen against them. Yet Washington clearly discriminated between alliances that would entangle and those that would not, and between alliances that were permanent and those that were temporary. Justly construed, Washington's utterances are as wise to-day as when they were made, and are no more applicable to the United States than to 1859-1900] CRITICAL COMMENT 311 any other nation. It must be the policy of every State to avoid alliances that entangle, while temporary and limited are better than general and permanent alliances because friends and part- ners should be chosen in view of actually existing exigencies rather than in reliance upon doubtful forecasts of the uncertain future. Nevertheless, up to this time the theory and practice of the United States have been against all alliances peremptorily. Richard Olnet, Growth of our Foreign Policy in The Atlantic Monthly, March, 1900. 312 FEDERAL POWERS [Ch. XIX Chapter XIX THE EXTENT OF FEDERAL POWERS (1819) SUGGESTIONS This report of tlie famous Supreme Court decision in the McCulloch vs. Maryland Case bears date 1819. Of the decisions made by the Supreme Court in the early part of the century this is the most typi- cal, as setting forth the construction of the powers of the Federal government by the courts. The decision has a place among the documents of Anglo-Saxon liberty because it shows the American theory of limitations, and the extent of the power of the nation to legislate in questions which in- clude individual rights; and the doctrine here stated has ever since been the foundation of American national government. The exposition and comments which follow give an opportunity for acquaintance with the opinions of the ablest constitutional expounders. For Outlines and Material, see Appendix B, § 5. DOCUMENT Decision in the Case of M'Culloch vs. the State of Maryland. (iSig) United States "Writ of error from the court of appeals of Supreme Maryland. Court Re- -' r^ -r it -. , ports, 4 Marshall, u. J., delivered the opinion of the Wheaton, 400- court. 437 The ex- tract is only ^^^ ^^® ^^^® ^^w to be determined, the defendant, a small part a sovereign State, denies the obligation of a law Cpi^ion!^^^ enacted by the legislature of the Union ; and the plaintiff, on his part, contests the validity of an the issue. act which has been passed by the legislature of that State. The constitution of our country, in its most interesting and vital parts, is to be considered ; the conflicting powers of the government of the 1819] TEXT 313 union and of its members, as marked in that con- stitution, are to be discussed ; and an opinion given, which may essentially influence the great operations of the government. No tribunal can approach such a question without a deep sense of its impor- tance, and of the awful responsibility involved in its decision. But it must be decided peacefully, or remain a source of hostile legislation, perhaps of hostility of a still more serious nature ; and if it is to be so decided, by this tribunal alone can the de- cision be made. On the supreme court of the United States has the constitution of our country devolved this important duty. . . . Among the enumerated powers, we do not find The omitted that of establishing a bank or creating a corpora- ^f^l'*^^]^'^' tion. But there is no phrase in the instrument phrase: which, like the articles of confederation, excludes "Thisgov- . - . , . , . , 11-1 • ernment is incidental or implied powers ; and which requires acknow- that everything granted shall be expressly and ledged to be minutely described. Even the 10th amendment, ^erated^"' which was framed for the purpose of quieting the powers." excessive jealousies which had been excited, omits the word " expressly," and declares only that the . powers "not delegated to the United States, nor (^^^f^ Ij" prohibited to the States, are reserved to the States or to the people ; " thus leaving the question, whether See Con- the particular power which may become the subject stitution, of contest, has been delegated to the one govern- ment x. ment, or prohibited to the other, to depend on a fair construction of the whole instrument. . . . We admit, as all must admit, that the powers of bern,^say^s^^^ the government are limited, and that its limits are the Court, not to be transcended. But we think the sound impossible to . . enumerate construction of the constitution must allow to the all the de- national legislature that discretion, with respect to ^^ils, unless ,, "u -u- i^ ^\^ -1. £ XI, the Constitu- the means by which the powers it confers are to be ^jq^ should carried into execution, which will enable that body "partake of to perform the high duties assigned to it, in the *f a^e^af^*^ manner most beneficial to the people. Let the end code."* 314 FEDERAL POWERS [Ch. XIX Since the be legitimate, let it be within the scope of the con- government stitution, and all means which are appropriate, do an act it which are plainly adapted to that end, which are stiould be al- not prohibited, but consist with the letter and spirit lect^the*^ ^^' ^^ ^^^^ constitution, are constitutional. . . . means. ... In the Legislature of the Union alone, are Taxation ^^^ represented. The legislature of the Union alone, especially therefore, can be trusted by the people with the finnatio ^^" power of controlling measures which concern all, Chartarum," in the confidence that it will not be abused. This, has been a then, is not a case of confidence, and we must con- right of the ' . ' people. sider it as it really is. If we apply the principle for which the state of Maryland contends, to the constitution generally, we shall find it capable of changing totally the char- acter of that instrument. We shall find it capable of arresting all the measures of the government, and of prostrating it at the foot of the States. The American people have declared their constitution, and the laws made in pursuance thereof, to be su- preme ; but this principle would transfer the su- premacy, in fact, to the States. ^ , ^, . , If the States may tax one instrument, employed In both Arts. , , -: , • j. -^ of Confed., by the government m the execution oi its powers, vi., and the they may tax any and every instrument. They Constitution, , ,, -i ,, j. ^i • j. ^i U. S. Art. i. ^^y ^^^ ^'^® Toaail ; they may tax the mint ; they Sect. 10, the may tax patent rights ; they may tax the papers niedTo the ^^ ^^^® custom-house ; they may tax judicial process ; several States they may tax all the means employed by the govern- are clearly ment, to an excess which would defeat all the ends f^'mnnPT's.rpri of government. This was not intended by the American people. They did not design to make their government dependent on the States. Gentlemen say, they do not claim the right to extend state taxation to these objects. They limit their pretensions to property. But on what princi- ple is this distinction made? Those who make it have furnished no reason for it, and the principle for which they contend denies it. They contend 1819] TEXT 315 that the power of taxation has no other limit than is found in the lOtli section of the 1st article of the constitution; that, with respect to everything else, the power of the States is supreme, and admits of no control. If this be true, the distinction be- tween property and other subjects to which the power of taxation is applicable, is merely arbi- trary, and can never be sustained. This is not all. If the controlling power of the States be estab- State sov- lished ; if their supremacy as to taxation be ac- ereignty had knowledged ; what is to restrain their exercising cry of the this control in any shape the}' may please to give Jeffersonian it? Their sovereignty is not confined to taxation, ^^^ g^^^^^ That is not the only mode in which it might be dis- the outset. played. The question is, in truth, a question of supremacy; and if the right of the States to tax the means employed by the general government be conceded, the declaration that the constitution, and the laws made in pursuance thereof, shall be the Note the supreme law of the land, is empty and unmeaning Nullification , 1 ,. controversy declamation. . . . of 1832-33. The court has bestowed on this subject its most deliberate consideration. The result is a convic- tion that the States have no power, by taxation or otherwise, to retard, impede, burden, or in any manner control, the operations of the constitutional laws enacted by Congress to carry into execution the powers vested in the general government. This - ' is, we think, the unavoidable consequence of that supremacy which the constitution has declared. We are unanimously of opinion, that the law passed by the legislature of Maryland, imposing a tax on the Bank of the United States, is un- ,., ,. , , . T Actual state constitutional and void. ria;hts are not This opinion does not deprive the States of any limited or in- resources which they originally possessed. It does i""tiris "deci- not extend to a tax paid by the real property of sion, but the bank, in common with the other real property *^^y ^J®. • , • , r, • -. ^1 • defined m Within the State, nor to a tax imposed on the in- extent. 316 FEDERAL POWERS [Ch. XIX Not the first instance of quashing a state law by Federal Courts. terests which the citizens of Maryland may hold in this institution, in common with other property of the same description throughout the State. But this is a tax on the operations of the bank, and is, consequently, a tax on the operation of an instru- ment employed by the government of the Union to carry its powers into execution. Such a tax must be unconstitutional. . . . On consideration whereof, it is the opinion of this court, that the act of the legislature of Maryland is contrary to the Constitution of the United States, and void. ... It is therefore ad- judged and ordered, that the said judgment of the said court of appeals of the State of Maryland, in this case, be, and the same hereby is, reversed and annulled. And this court, proceeding to render such judgment as the said court of appeals should have rendered, it is further adjudged and ordered, that the judgment of the said Baltimore county court be reversed and annulled, and that judgment be entered in the said Baltimore county court for the said James W. M'Culloch. CONTEMPORARY EXPOSITION JSILES' REGISTER (1819) Having so long entertained such opinions as incontrover- tible truths, and as a weak, but honest apostle in the cause of mankind, endeavoured to impress them upon all within our reach, the horror of an apprehension that we have deceived ourselves and others, may be better felt than described : it is like to a man discovering the infidelity of his wife whilst she reposes on his bosom, and heart seems united to heart! A deadly blow has been struck at the sovereignty of the states, and from a quarter so far removed from the people as to be hardly accessible to public opinion — it is needless to say that we allude to the decision of the supreme court, in the case of McCulloch versus the State of Maryland, by which it is estab- 1819] CONTEMPORARY EXPOSITION 317 lished that the states cannot tax the bank of the United States. . . . But we believe that the broad question is settled, for the National Intelligencer of Monday last, giving an account of the proceedings of the supreme court on Saturday, says — " Mr. chief justice Marshall delivered the unanimous opinion of the court in the case of McCulloch against the state of Maryland. " 1st. That congress had, constitutionally, a right to estab- lish the banks of the United States. " 2dly. That the bank has authority to establish branches in such states of the Union as it thinks fit. " 3dly. That the state of Maryland has no right to tax the branch of the bank established in that state." We are awfully impressed with a conviction that the welfare of the union has received a more dangerous wound than fifty Hartford conventions, hateful as that assemblage was, could infiict — reaching so close to the vitals as seemingly to draw the heart's blood of liberty and safety, and which may be wielded to destroy the whole revenues, and so do away the sovereignties of the states. In the progress of this principle, we can easily anticipate the time when some daring scoundrel, having fortified himself by soul-trading incorporations, may seize upon these fair countries for a kingdom, and, surrounded with obedient judges and lying priests, punish his opponents, after the manner of European despots, with fines, imprison- ment and tortures here, and the terrors of the lower world hereafter. But we will not despair of the republic, nor yet give up the ship ; no alternative, however, is left to preserve the sovereignty of the states but by amending the constitution of the United States, and more clearly defining the original intentions of that instrument in several respects, but espe- cially in regard to incorporations : — these are evidences of sov- ereignty ; congress has not a sovereign power, except in the cases specially delegated. Hezekiah Nilbs, in Niks' " Weekly Register." XVI. 43. FREEMAN'S JOURNAL (1819) " The book! " Something is still said in Philadelphia about the book found in the office of the Bank of the United States 318 FEDERAL POWERS [Ch. XIX at Baltimore. It is probable, that the eminent appellation of this thing will be lost, by finding three or four similar books at other places ! We have good reason to believe that attempts have been made to rival Baltimore in — speculation ! . . . " City Bank of Baltimore." The board of directors elected since the " blow up " of this bank, have, at length, appointed a day for laying a statement of the affairs of the institution be- fore the stockholders — viz., the 20th of October next. This distant date, after so long a delay, has excited no little sur- prise ; but we are told by those we have a right to believe, that the books and accounts of this bank were in such a state of confusion, that an earlier period could not be fixed upon, though the new cashier and clerks, (well skilled in accounts) had laboured and were yet labouring excessively, to ascertain the true state of the bank ! ! ! The stock of this bank is quoted by the brokers at $7 for 15 paid. . . . " Bad Times ! " Honesty has fled from the world, and Sin- cerity is fallen asleep — Piety has hidden herself, and Justice cannot find the way — the Helper is not at home, and Charity lies sick ; Benevolence is under arrest, and Faith is nearly ex- tinguished ; the Virtues go a begging, and Truth has long since been buried ; Credit has turned crazy, and Conscience is nailed on the wall. Quoted in Niks' " Weekbj Register.'" XVI. 421. CRITICAL COMMENT STORY (1833) It is true that among the enumerated powers we do not find that of establishing a bank, or creating a corporation. But we do find there the great powers to levy and collect taxes : to borrow money : to regulate commerce : to declare and conduct war : and to raise and support armies and navies. Now, if a bank be a fit means to execute any or all of these powers, it is just as much implied, as any other means. ... In the present times it can hardly require argument to prove that it is a con- venient, a useful and an essential instrument in the fiscal ope- rations of the government of the United States. This is so 1819-1896] CRITICAL COMMENT 319 generally admitted by sound and intelligent statesmen that it would be a waste of time to endeavour to establish the truth by an elaborate survey of the mode in which it touches the ad- ministration of all the various branches of the powers of the Government. Joseph Story, Commentaries on the Constitution of the United States. 448. HARE (1889) The case of McCuUoch v. The State of Maryland is entirely consonant with the course of judicial decision, and so much in harmony with that of legislature that if the doctrine which it established were overthrown a large and essential part of the legislation of Congress would fall with it. That the Bank of the United States was twice incorporated by men belonging to different parties, and viewing the Constitution in different as- pects ; that its constitutionality was never assailed success- fully, and was sustained on the only occasion when the question was brought into court ; that it finally fell, not in consequence of a denial of the implied power of Congress to incorporate a bank, . . . but because the president thought that some of the details of the bill presented for his signature were objection- able and exceeded the limits of the executive power — would be enough to prove, if proof were needed, that the principles vin- dicated by Chief-Justice Marshall are deeply rooted in the Constitution, and cannot be disturbed without destroying its usefulness. John Inness C. Hare, American Constitutional Law. I. 107. WILLOUGHBY (1890) The case of McCulloch v. Maryland arose from the attempt on the part of Maryland to prevent the operation, within her borders, of the federal institution, the Second United States Bank. This she endeavoured to do by taxing out of existence the branch bank which had been located on her territory. Wesxel "W. Willoughby, Supreme Court of the United States. 59. W. G. SUMNER (1896) February 11th, 1818, Maryland laid a stamp tax on notes of any bank doing business in the State and not by or with the 320 FEDERAL POWERS [Ch. XIX authority of the same. . . . The Bank of the United States paid no heed to this law. In the case at law which resulted (McCulloch V. Maryland), the tax was held to be unconstitu- tional by the Supreme Court of the United States. It was held that the Bank was constitutionally endowed with a right to establish branches in any State. These branches were not tax- able by the State, but real estate, owned by the Bank, or the proprietary interest of citizens of the State in it, might be taxed like other property : Congress has power to charter a national bank as one means of carrying on the fiscal operation of the national government; the States cannot by taxation impede Congress in the exercise of any of its constitutional powers; if the end is legitimate and within the scope of the constitution, any means may be employed which are appropriate and not prohibited. William Gkaham Sumner, History of Banking in the United States. I. 100. 1823] MONROE DOCTRINE— TEXT 821 Chapter XX LIBERTIES OF OTHER AMERICAN PEOPLES (1823) SUGGESTIONS This document contains such portions of President Monroe's Message to Congi-ess, Dec. 2, 1823, as bore upon the subject of international relationship. The President called the attention of Congress to the aggressive schemes of Russia, and the probable policy of the Holy Alliance. This memorable doctrine bears the name of the President, because of its place in his annual message ; but the principles set forth therein are the embodiment of the thought of great American statesmen from the beginning of the nation. The spirit of " hands off," no " entangling alliances " and " remote situation " can be traced throughout the writings and speeches of such diplomatists as Pownall, Jefferson, Washington, Adams, and John Quincy Adams. The ■writers upon foreign relationships since 1823 have examined the tenets of this document with great interest. Its power and influence have guided European as well as American thought. Before presenting the subject of the Monroe Doctrine to students, a certain amount of European history must be reviewed so that an in- telligent understanding may be had of the bases of the principles set forth ; Napoleon's aggrandizement, the faU of the great master of the French empire, the restoration of Louis XVIII. to the throne of France ; Spain's colonies and their growing spirit of independence ; Russia's aggTession on the Pacific slope ; the Holy Alliance with its conservative belief in monarchical government ; the attitude of Great Britain towards the alliance and hence towards the United States, — some knowledge of these questions is absolutely necessary before the document can be appreciated, and before the contemporaneous ex- position can illuminate its text. For Outlines and Material, see Appendix B, § 6. DOCUMENT The Monroe Doctrine (1823) Embodied in President Monroe's Message at the J. D. Rich- COMMENCEMENT OF THE FiRST SESSION OF THE 7 ^°ii*^/-fi™" pilation oj the Eighteenth Congress, December 2, 1823. Messages and PdTOSVS of ths At the proposal of the Russian Imperial Govern- presidents. ment, made through the minister of the Emiperor H- 209, 219. 21 322 MONROE DOCTRINE [Ch. XX The dispute as to terri- tory in the northwest was settled by a separate convention between the United States and Eussia, signed at St. Petersburg, April 5-17, 1824. This prin- ciple declares that no new European colonial es- tablishments shall be allowed on territory hitherto un- occupied. See Wash- ington's Farewell Address. Since 1823 there have been no ex- tensions of European political sys- residing here, a full power and instructions have been transmitted to the minister of the United States at St. Petersburg to arrange by amicable negotiation the respective rights and interests of the two nations on the northwest coast of this con- tinent. ... In the discussions to which this interest has given rise and in the arrangements by which they may terminate, the occasion has been judged pi'oper for asserting, as a principle in which the rights and interests of the United States are involved, that the Atnerican continents, by the free and independent condition which they have assumed and maintain, are henceforth not to be considered as subjects for future colouization by any European powers. . . . The citizens of the United States cherish senti- ments the most friendly in favour of the liberty and happiness of their fellow-raen on that side of the Atlantic. In the wars of the European powers in matters relating to themselves we have never taken any part, nor does it comport with our policy so to do. It is only when our rights are invaded or seriously menaced that we resent injuries or make prepara- tion for our defense. With the movements in this hemisphere we are of necessity more immediately connected, and by causes which must be obvious to all enlightened and impartial observers. The politi- cal system of the allied powers is essentially differ- ent in this respect from that of America. This difference proceeds from that which exists in their respective Governments ; and to the defense of our own, which has been achieved by the loss of so much blood and treasure, and matured by the wisdom of their most enlightened citizens, and under which we have enjoyed unexampled felicity, this whole nation is devoted. We owe it, therefore, to candour and to the amicable relations existing between the United States and those powers to declare that we should consider any attempt on their part to extend their system to any portion of this hemisphere as 18-23-1826] CONTEMPORARY EXPOSITION 323 dangerous to our peace and safety. With the exist- terns to any ing colonies or dependencies of any European power ^j^jg j^gj^i. we have not interfered and shall not interfere. But sphere ex- with the Governments who have declared their in- F^i.en*^*^in. dependence and maintained it, and whose indepen- vasion of dence we have, on great consideration and on just ^^^^z.^' principles, acknowledged, we could not view any interposition for the purpose of oppressing them, or controlling iu any other manner their destiny, by any European power in any other light than as the manifestation of an unfriendly disposition to- wards the United States. . . . Our policy in regard to Europe, which was adopted at an early stage of the wars which have so long non-inter- agitated that quarter of the globe, nevertheless re- vention in mains the same, which is, not to interfere in the offlh-s^^'^ internal concerns of any of its powers ; to consider the government de facto as the legitimate govern- ment for us ; to cultivate friendly relations with it, and to preserve those relations by a frank, firm, and manly policy, meeting in all instances the just claims of every power, submitting to injuries from none. But in regard to those continents circum- stances are eminently and conspicuously different. It is impossible that the allied powers should extend interposition their political system to any portion of either con- in tlie affairs tinent without endangering our peace and happiness; i^sli-Ame^-i^can nor can anyone believe that our southern brethren, Republics. if left to themselves, would adopt it of their own accord. It is equally impossible, therefore, that we should behold such interposition in any form, with indifference. CONTEMPORARY EXPOSITION JOHN QUrsrCT ADAMS (1823) 15th (1823). I received a note from Mr. D. Brent, saying that the President wished to see me at the office at noon. I went and found him there. He asked for the correspondence 324 MONROE DOCTRINE [Ch. XX relating to the intercourse with the British American colonies, with a view to the particular notice which he intends to take of it in the message ; which I thought should have been only in general terms. He also showed me two letters which he had received — one from Mr. Jefferson, 23d October, and one from Mr. Madison of 30th October, giving their opinions on the proposals of Mr. Canning. The President had sent them the two dispatches from R. Rush of 23d and 28th August, enclos- ing the correspondence between Canning and. him, and requested their opinions on the proposals. Mr. Jefferson thinks them more important than anything that has happened since our Revolution. He is for acceding to the proposals, with a view to pledging Great Britain against the Holy Allies ; though he thinks the island of Cuba would be a valuable and important acquisition to our Union. Mr. Madison's opinions are less de- cisively pronounced, and he thinks, as I do, that this move- ment on the part of Great Britain is impelled more by her interest than by a principle of general liberty. . . . 21st. I mentioned also my wish to prepare a paper to be delivered confidentially to Baron Tuyl, and the substance of which I would in the first instance express to him in a verbal conference. It w^ould refer to the verbal communications re- cently made by him, and to the sentiments and dispositions manifested in the extract of a dispatch relating to Spanish affairs which he lately put into my hands. My purpose would be in a moderate and conciliatory manner, but with a firm and determined spirit, to declare our dissent from the principles avowed in those communications ; to assert those upon which our own Government is founded, and, while disclaiming all intention of attempting to propagate them by force, and all interference with the political affairs of Europe, to declare our expectation and hope that the European powers will equally abstain from the attempt to spread their principles in the American hemisphere, or to subjugate by force any part of these continents to their will. . . . 4th. I went to the President's and found Gales, the half-editor of the National Intelligencer, there. He said the message was called a war message; and spoke of newspaper paragraphs from Europe announcing that an army of twelve thousand 1823] CONTEMPORARY EXPOSITION 325 Spaniards was to embark immediately to subdue South Amer- ica. I told him there was absurdity on the face of these paragraphs, as the same newspapers announced with more authenticity the disbanding of the Spanish army. The Presi- dent himself is singularly disturbed with these rumours of in- vasion by the Holy Alliance. C. F. Adams, editor, Memoirs of John Quincy Adams. VI. 185, 194, 226, JEFFERSON (1823) To THE President MoNTiCELLO, October 24, 1823. Dear Sir, — The question presented by the letters you have sent me, is the most momentous which has ever been offered to my contemplation since that of Independence. That made us a nation, this sets our compass and points the course which we are to steer through the ocean of time opening on us. And never could we embark on it under circumstances more au- spicious. Our first and fundamental maxim should be, never to entangle ourselves in the broils of Europe. Our second, never to suffer Europe to intermeddle with cis- Atlantic affairs. America, North and South, has a set of interests distinct from those of Europe, and peculiarly her own. She should therefore have a system of her own, separate and apart from that of Europe. While the last is labouring to become the domicil of despotism, our endeavour should surely be, to make our hemi- sphere that of freedom. One nation, most of all, could dis- turb us in this pursuit ; she now offers to lead, aid, and accom- pany us in it. By acceding to her proposition, we detach her from the bands, bring her mighty weight into the scale of free government, and emancipate a continent at one stroke, which might otherwise linger long in doubt and difficulty. Great Britain is the nation which can do us the most harm of any one, of all on earth ; and with her on our side we need not fear the whole world. With her then, we should most sedulously cherish a cordial friendship ; and nothing would tend more to knit our affections than to be fighting once more, side by side, in the same cause. Not that I would purchase even her amity at the price of taking part in her wars. But the war in which 326 MONROE DOCTRINE [Ch. XX the present proposition might engage us, should that be its consequence, is not her war, but ours. Its object is to intro- duce and establish the American system, of keeping out of our land all foreign powers, of never permitting those of Europe to intermeddle with the affairs of our nations. It is to maintain our own iDrinciple, not to depart from it. . . . I have been so long weaned from political subjects, and have so long ceased to take any interest in them, that I am sensible I am not qualified to offer opinions on them worthy of any attention. But the question now proposed involves conse- quences so lasting, and effects so decisive of our future des- tinies, as to rekindle all the interest I have heretofore felt on such occasions, and to induce me to the hazard of opinions, which will prove only my Wish to contribute still my mite towards anything which may be useful to our country. And praying you to accept it at only what it is worth, I add the assurance of my constant and affectionate friendship and respect. Thomas Jefferson, Complete Works. VII. 315, 317. MADISON (1823) To President Monroe Oct. 30, 1823. D^ Sir, — I have just received from Mr. Jefferson your let- ter to him, with the correspondence between Mr. Canning and Mr. Rush, sent for his and my perusal, and our opinions on the subject of it. . . . The professions we have made to these neighbours, our sympathies with their liberties and independ- ence, the deep interest we have in the most friendly relations with them, and the consequences threatened by a command of their resources by the Great Powers, confederated against the rights and reforms of which we have given so conspicuous and persuasive an example, all unite in calling for our efforts to defeat the meditated crusade. To Richard Rush MoNTPELiER, Nov. 13, 1823. D^ Sir, — I have received your favour of September 10. . . . Whatever may be the motives or the management of the British Government, I cannot pause on the question whether 1823-1826] CONTEMPORARY EXPOSITION 327 we ought to join her in defeating the efforts of the Holy Alli- ance to restore our Independent neighbours to the condition of Spanish Provinces. Our principles and our sympathies; the stand we have taken in their behalf ; the deep interest we have in friendly relations with them ; and even our security against the Great Powers, who, having conspired against national rights and reforms, must point their most envenomed wrath against the United States, who have given the most formidable example of them ; all concur in enjoining on us a prompt ac- ceptance of the invitation to a communion of counsels, and, if necessar}^, of arms, in so righteous and glorious a cause. James Madison, Works. III. 339, 345. WEBSTER (1826) Now, Sir, it did so happen, that, as soon as the Spanish king was completely reestablished, he invited the cooperation of his allies, in regard to South America. In the same month of December, of 1823, a formal invitation was addressed by Spain to the courts of St. Petersburg, Vienna, Berlin, and Paris, pro- posing to establish a conference at Paris, in order that the plenipotentiaries there assembled might aid Spain in adjusting the affairs of her revolted provinces. . . . The proposed meeting, however, did not take place. Eng- land had already taken a decided course ; for as early as October, Mr. Canning, in a conference with the French min- ister in London, informed him distinctly and expressly, that England would consider any foreign interference, \)y force or by menace, in the dispute between Spain and the colonies, as a motive for recognizing the latter without delay. It is probable this determination of the English government was known here at the commencement of the session of Congress ; and it was under these circumstances, it was in this crisis, that Mr. Mon- roe's declaration was made. It was not then ascertained whether a meeting of the allies would or would not take place, to con- cert with Spain the means of reestablishing her power; but it was plain enough they would be pressed by Spain to aid her operations ; and it was plain enough, also, that they had no particular liking to what was taking place on this side of the Atlantic, nor any great disinclination to interfere. This was the posture of affairs ; and. Sir, I concur entirely in the senti- 328 MONROE DOCTRINE [Ch. XX meet expressed in the resolution of a gentleman from Pennsyl- vania, that this declaration of Mr. Monroe was wise, seasonable, and patriotic. It has been said, in the course of this debate, to have been a loose and vague declaration. It was, I believe, sufficiently studied. I have understood, from good authority, that it was considered, weighed, and distinctly and decidedly approved, by every one of the President's advisers at that time. Our gov- ernment could not adopt on that occasion precisely the course which England had taken. England threatened the immediate recognition of the provinces, if the Allies should take part with Spain against them. We had already recognized them. It remained, therefore, only for our government to say how we should consider a combination of the Allied Powers, to effect objects in America, as affecting ourselves ; and the message was intended to say, what it does say, that we should regard such combination as dangerous to us. Sir, I agree with those who maintain the proposition, and I contend against those who deny it, that the message did mean something ; that it meant much ; and I maintain, against both, that the declaration effected much good, answered the end designed by it, did great honour to the foresight and the spirit of the government, and that it cannot now be taken back, retracted, or annulled, with- out disgrace. It met. Sir, with the entire concurrence and the hearty approbation of the country. The tone which it uttered found a corresponding response in the breasts of the free people of the United States. That people saw, and they rejoiced to see, that, on a fit occasion, our weight had been thrown into the right scale, and that, without departing fi'om our duty, we had done something useful, and something effectual, for the cause of civil liberty. One general glow of exultation, one universal feeling of the gratified love of liberty, one conscious and proud perception of the consideration which the country possessed, and of the respect and honour which belonged to it, pervaded all bosoms. Possibly the public enthusiasm went too far ; it certainly did go far. But, Sir, the sentiment which this declaration inspired was not confined to ourselves. Its force was felt everywhere, by all those who could understand its object and foresee its effect. Daniel Webster, Worhs. III. 202, 203. 1826-1875] CRITICAL COMMENT 329 CRITICAL COMMENT DANA (1866) It is to be borne in mind that the Declarations known as the Monroe Doctrine have never received the sanction of an act or resolution of Congress : nor have they any of that authority which European governments attach to a royal ordinance. They are, in fact, only the declarations of an existing adminis- tration of what its own policy would be, and what it thinks should ever be the policy of the country, on a subject of para- mount and permanent interest. . . . Confining itself to a declaration against interposition to op- press or control, or to extend the system of the Iloly Alliance to this hemisphere, the message avoids committing the govern- ment on the subject of acquisition, either by the United States or the European powers, and whether by voluntary cession or conquest. ... In further explanation of the Monroe Doctrine it is to be noticed that it is correctly called a doctrine and no more. There is no intimation what the United States will do in case of European interposition, or what means it will take to prevent it. . . . And public opinion may be considered as settled on the point that the action of the nation, in any case that may arise, must be unembarrassed by pledge or compact : and, further, as equally settled, against the introduction of any- thing approaching the nature of a Holy Alliance for this conti- nent, though it be in the interests of republican institutions. Richard Henry Dana, Wheaton's Elements of International Law. 109- 111. VON H0LST(1875) In August, 1823, Rush learned from Canning that the Holy Alliance was beginning to seriously think of interfering in colo- nial affairs in favour of Spain. England's position on the ques- tion had meanwhile substantially changed. If Castlereagh had been willing in 1818 to make the return of the colonies under Spanish dominion the basis of the attempt at intervention, Wellington had by this time used very different language at the congress of Verona, and now Canning declared himself ready to act in direct opposition to the plans of the Holy AUi- 330 MONROE DOCTRINE [Ch. XX ance, provided he were assured of the co-operation of the United States. Rush at once forwarded these statements of Canning to his government, which received them with "great satisfaction," for, as Calhouu, the then secretary of war, after- wards declared, the power of the Alliance was so great that the United States themselves had not felt safe from its intermed- dling. Monroe sent the records concerning the matter to all the members of his cabinet, and at the same time asked Jef- ferson for his opinion. The latter answered that "America, North and South," as a result of its own peculiar interests, should also have a peculiar political system, founded on free- dom. It should be a leading principle of the United States "never to suffer Europe to intermeddle with cis-Atlantic affairs." For the attainment of these ends the offered help of England should be accepted, even at the risk of a war. The cabinet, after long and careful consideration, came to the same opinion. Almost at the very moment when Spain for- mally invited the allied powers to a conference in Paris, the president announced in his annual message of Dec. 1, 1823, the so-called Monroe doctrine. Hermann E. von Holst, The Constitutional History of the United States. 419, 420. MORSE (1882) The doctrine. which has been christened with the name of President Monroe, seems likely to win for him the permanent glory of having originated the wise policy which that familiar phrase now signifies. . . . Not only is the " Monroe Doctrine " as that phrase is customarily construed in our day, much more comprehensive than the simple theory first expressed by Mon- roe and now included in the modern doctrine as a part in the whole, but a principle more fully identical with the imperial one of to-day had been conceived and shaped by Mr. Adams before the delivery of Monroe's famous message. . . . When discus- sion arose with Russia concerning her possessions on the north- west coast of this continent, Mr. Adams audaciously told the Russian minister. Baron Tuyl, July 17, 1823, "that we should contest the rights of Russia to any territorial establishment on this continent, and that we should assume distinctly the prin- 1875-1883] CRITICAL COMMENT 331 ciple that the American continents are no longer subjects for any new European colonial establishments." " This," says Mr. Charles Francis Adams in a foot-note to the passage in the Diary, " is the first hint of the policy so well known afterwards as the Monroe Doctrine." ... In a word, Mr. Adams, by his language and actions, established and developed precisely that doctrine which has since been adopted by this country under the doubly incorrect name of the "Monroe Doctrine," — a name doubly incorrect, because even the real "Monroe Doctrine" was not an original idea of Mr. Monroe, and because the doctrine which now goes by that name is not identical with the doctrine which Monroe did once declare. Mr. Adams's principle was simply that the United States would take no part whatsoever in foreign politics, not even in those of South America, save in the extreme event, eliminated from among things possible in this generation, of such an interference as was contemplated by the Holy Alliance ; and that, on the other hand, she would permit no European power to gain any new foothold upon this conti- nent. Time and experience have not enabled us to improve upon the principles which Mr. Adams worked out for us. John T. Morse, Jr., John Quincy Adams. 130-137. D. C. GILMAN (1883) It appears to me probable that Monroe had but little concep- tion of the lasting effect which his words would produce. He spoke what he believed and what he knew that others believed ; he spoke under provocation, and aware that his views might be controverted ; he spoke with authority after consultation with his cabinet, and his words were timely ; but I do not suppose that he regarded this announcement as his own. Indeed, if it had been his own decree or ukase it would have been resented at home quite as vigorously as it would have been opposed abroad. It was because he pronounced not only the opinion then prevalent, but a tradition of other days which had been gradually expanded, and to which the country was wonted, that his words carried with them the sanction of public law. A careful examination of the writings of the eai^lier statesmen of the Republic will illustrate the growth of the Monroe doctrine as an idea dimly entertained at first, but steadily developed by 332 MONROE DOCTRINE [Ch. XX the course of public events and the reflection of those in public life. I have not made a thorough search, but some indications of the mode in which the doctrine was evolved have come under my eye which may hereafter be added to by a more persistent investigator. The idea of independence from foreign sovereignty was at the beginning of our national life. The term "continental" applied to the army, the congress, the currency, had made familiar the notion of continental independence. This kept in mind the notion of a continental domain. Moreover, in the writings, both public and private, of the fathers of the Repub- lic, we see how clearly they recognized the value of separation from European politics, and of repelling, as far as possible, European interference with American interests. Daniel C. Gilman, James Monroe. 161-162. SCHOULER (1885) This doctrine, so profound of import, was not, we apprehend, the sudden creation of individual thought, but the result rather of slow processes in our public mind, which had been constantly intent upon problems of self-government, and intensely obser- vant of our continental surroundings ; though carried forward, no doubt, like other ideas in the colonial epoch, by the energy and clearer conviction of statesmen who could foresee and link conceptions into a logical chain. Neutralit}'' as to European affairs, freedom from all entangling alliances with the old world, was the legacy of experience which Washington bequeathed to his successors. This might have seemed at first to discourage all external influence, and remit our Union to the selfish and isolated pursuit of its own interests. But the annexation of Louisiana proved that the Union itself was destined to expand over an uncertain area of this continent. And, when, inspired by our example, the Spanish colonies of the American continent were seen one after another to shake off the yoke of the parent country, and spontaneously assert their independence, the phil- anthropic leaders — and none among them so quickly or so persistently as Jefferson — began to predict the fraternal co- operation in the future of these free republics, all modelled alike, in a common scheme for self-preservation which should 1883-1885] CRITICAL COMMENT 333 shut out Europe, its rulers and its systems of monarchy forever from this hemisphere ; for by such means only could the germ of self-government expand, and the luxuriant growth of this hardy plant make it impossible that the monarchical idea should ever strike a deep root in American soil. . . . AVhen liberty struggled in America we were not — we could not be — neutral. The time of announcement and the choice of expression, never- theless, awaited events, ... It was the courage of a great people personified in a firm chief magistrate that put the fire into those few momentous though moderate sentences, and made them glow like the writing at Belshazzar's feast. . . . James Schoulee, History of the United States. III. 289-290. TUCKER (1885) The argument that the Monroe Doctrine can have no validity because it has never received legislative sanction, carries with it no weight. Many rules of international law impose an obli- gation derived from usage alone. The original declaration of Mr. Monroe is a precedent acknowledged by the American people, and to a certain extent acquiesced in by European authorities. Hardly a President since Mr. Monroe has omitted to refer to it in language of approval. It has always been regarded as a question independent of party politics, save per- haps in its application to the Congress at Panama. It has been persistently asserted by the majority of American statesmen ; and to declare that it cannot obtain as a universal obligation is practically to throw discredit upon Washington's farewell ad- dress, whose recommendations, though never embodied in stat- utes or approved by resolution of Congress, have frequently shaped the foreign and domestic policy of the government. . . . Finally, the Monroe Doctrine is to America what the Balance of Power is to Europe. The analogy may not be complete, be- cause several nations in Europe unite to preserve a ratio of power, while on this hemisphere the influence of the United States is paramount. But it is this feature which is especially worthy of note. George F. Tucker, The Monroe Doctrine. 130-131. 334 MONROE DOCTRINE [Ch. XX PRESIDENT CLEVELAND (1895) Without attempting extended argument in reply to these po- sitions it may not be amiss to suggest that the doctrine upon which we stand is strong and sound because its enforcement is important to our peace and safety as a nation, and is essential to the integrity of our free institutions and the tranquil maintenance of our distinctive form of government. It was intended to apply to every stage of our national life, and cannot become obsolete while our Republic endui'es. If the balance of power is justly a cause for jealous anxiety among the governments of the old world, and a subject for our absolute non-interference, none the less is an observance of the Monroe Doctrine of vital concern to our people and their Government. Assuming, therefore, that we may properly insist upon this doctrine without regard to " the state of things in which we live," or any changed conditions here or elsewhei'e, it is not apparent why its application may not be invoked in the present controversy. If a European power, by an extension of its boundaries, takes possession of the territory of one of our neighbouring Republics against its will and in derogation of its rights, it is difficult to see why to that extent such European power does not thereby attempt to extend its sj'^stem of government to that portion of this continent which is thus taken. This is the precise action which President Monroe declared to be " dan- gerous to our peace and safety," and it can make no difference whether the European system is extended by an advance of frontier or otherwise. . . . The Monroe doctrine finds its recognition in those principles of international law which are based upon the theory that every nation shall have its rights protected and its just claims enforced. Grover Cleveland, Special Message, Dec. 17, 1895. OLNEY (1895) That there are circumstances under which a nation may justly interpose in a controversy to which two or more other nations are the direct and immediate parties is an admitted canon of iuteruational law. The doctrine is ordiaarily eX' 1895] CRITICAL COMMENT 335 pressed in terms of the most general character and is jDerhaps incapable of more specific statement. It is declared in sub- stance that a nation may avail itself of this right whenever what is done or proposed by any of the parties primarily con- cerned is a serious and direct menace to its own integrity, tranquillity, or welfare. The propriety of the rule when ap- plied in good faith will not be questioned in any quarter. On the other hand, it is an inevitable though unfortunate conse- quence of the wide scope of the rule that it has only too often been made a cloak for schemes of wanton spoliation and ag- grandizement. We are concerned at this time, however, not so much with the general rule as with a form of it which is pe- culiarly and distinctively American. Washington, in the solemn admonitions of the Farewell Address, explicitly warned his countrymen against entanglements with the politics or the con- troversies of European powers. . . . During the administration of President Monroe this doc- trine of the Farewell Address was first considered in all its aspects and with a view to all its practical consequences. The Farewell Address, while it took America out of the field of European politics, was silent as to the part Europe might be permitted to play in America. Doubtless it was thought the latest addition to the family of nations should not make haste to prescribe rules for the guidance of its older members, and the expediency and propriety of serving the powers of Europe with notice of a complete and distinctive American policy excluding them from interference with American politi- cal affairs might well seem dubious to a generation to whom the French alliance, with its manifold advantages to the cause of American independence, was fresh in mind. . . . The Monroe administration, however, did not content itself with formulating a correct rule for the regulation of the relations between Europe and America. It aimed at also se- curing the practical benefits to result from the application of the rule. Hence the message just quoted declared that the American continents were fully occupied and were not the subjects for future colonization by European powers. To this spirit and this purpose, also, are to be attributed the passages of the same message which treat any infringement of the rule 336 MONROE DOCTRINE [Ch. XX against interference in American affairs on the part of the powers of Europe as an act of unfriendliness to the United States. It was realized that it was futile to lay down such a rule unless its observance could be enforced. It was mani- fest that the United States was the only power in this hemi- sphere capable of enforcing it. It was therefore courageously declared not merely that Europe ought not to interfere in American affairs, but that any European power doing so would be regarded as antagonizing the interests and inviting the op- position of the United States. Richard Olney, Letter to Mr, Bayard in Senate Executive Documents, 54 Cong. 1 session. (No. 31.) WOOLSET (1896) But let us look at the real spirit and intent of the Monroe Doctrine. One hesitates to repeat its origin, so often has it been related. The allied powers had twice tried their hand at intervention — in Spain and in Naples. This intervention was in favor of absolutism, not of established government ; for in Naples a liberal movement was put down, in Spain a royalist insurrection was helped up. Emboldened by success, they then proposed to apply their new principles to this conti- nent, and to restore to Spain those colonies of hers which were trying to gain, or had gained, their independence. Then Monroe declared that such intervention would be regarded by the United States as dangerous to itself. He announced a policy. That policy forbade the substitution of monarchical for republican forms of government on this continent by European force. It did not forbid the existence of monarchies here, as Dom Pedro could testify. It did not forbid any step which the republics themselves chose to take, but simply what was forced upon them. It was the policy which fitted the hour and the occasion. It was opportunism. The Monroe Doctrine is not a law ; it binds us to no action ; . it was a policy devised to meet a particular case. That case was the forcible substitution of monarchical for republican forms of government in American States by European action. It was an act of self-defence, on no other grounds justifiable. It was not backed by threats of force. Theodoee S. Woolsey, Avierica''s Foreign Policy. 223-238. 1895-1898] CRITICAL COMMENT 337 McMASTER (1897) The Monroe Doctrine is a simple and plain statement that the people of the United States oppose the creation of European dominion on American soil ; that they oppose the transfer of the political sovereignty of American soil to European powers ; and that any attempt to do these things will be regarded as " dangerous to our peace and safety." What the remedy should be for such interposition by European powers the doc- trine does not pretend to state. But this much is certain : that when the people of the United States consider anything " dan- gerous to their peace and safety " they will do as other nations do, and, if necessary, defend their peace and safety with force of arms. The doctrine does not contemplate forcible intervention by the United States in any legitimate contest, but it will not per- mit any such contest to result in the increase of European power or influence on this continent, nor in the overthrow of an existing government, nor in the establishment of a protec- torate over them, nor in the exercise of any direct control over their policy or institutions. Further than this the doctrine does not go. John Bach McMaster, With the Fathers. 45. W. F. REDDAWAT (189S) In respect to the revolutionists of both hemispheres, then, the Monroe Doctrine is not in perfect harmony with the views of the President as previously expressed in public. It coin- cides, on the other hand, with the consistent teachings of Adams. Its keynote is the sharp political severance of Amer- ica from Europe. In the mouth of Monroe, who had been wont to sound the praise of liberty in Spain, Portugal, and Greece, this rings false. With the strains of Adams it is in perfect harmony. . . . During several years, then, Adams had steadily treated the supremacy of the United States on the continent of North America as an established fact, and the progress of events had caused him to declare their interest in the whole of the New World. The Monroe Doctrine, however, though it announces only that they cannot " behold with indif- 29 338 MONROE DOCTRINE [Ch. XX ference " the extension of the political system of the Allies to any portion of the continent, speaks with warmth of those whom it terms "our Southern brethren." In this respect it savours more of Monroe than of Adams. ... A single phrase, inserted perhaps by the President, or adopted by Adams as a harmless concession to the views of his colleagues, cannot of itself disprove his authority. . . . The logical conclusion seems to be that the conception of the Monroe Doctrine and much of its phraseology came from Adams, and that the share of Monroe did not extend beyond revision. . . . In insisting upon the right of every people to choose its own form of government without external interference, also, the declaration is affirming but not creating, the Law of Nations. The kernel of this part of the Monroe Doctrine then in its second form as in its first, is a vague declaration of policy and in no way a formulation of rules prevailing between states. . . . No line or paragraph of the Monroe Doctrine, therefore, repre- sents an addition to the body of rules prevailing between States. From the first word to the last, it is a declaration of the policy of a single power. ... In its latest development, then, as throughout its history, the Monroe Doctrine has induced confusion of thought. The flood of sentiment and rhetoric poured out on both sides of the Atlantic has in great part obscured the "truth. It has served, none the less, to establish the position of the Monroe Doctrine as a political force, which — however esteemed — must be recognized. Above all, by the Old World and the New, it must be understood. William riDDiAN Reddawat, Monroe Doctrine. 82-151. HART (1901) No one who knows the cautious and somewhat sluggish mind of Monroe could suppose a •priori that he had the genius to meet and counteract the double danger; the real author and probable penman of the famous declaration of 1823 was John Quincy Adams, then Secretary of State. He had already rapped the knuckles of the Russian ambassador on the Oregon question, and he threw all his immense energy into the task of nerving 1898-1901] CRITICAL COMMENT 339 up the President to a strong announcement. The result was the annual message of December 2, 1823, embodying what was thereafter called "The Monroe Doctrine," the essentials of which are three statements. ... It will be seen that the Monroe doctrine was not in- tended by Monroe to be a code of international law, but was called out by a special set of circumstances long since outgrown — aggressions by Russia and by allied Europe. So far as it referred to the future, the doctrine was intended to state a kind of quid pro quo. . . . The extension of the term Monroe Doctrine from the limited form given it by John Quincy Adams to that stated by Secretary Olney has of course a reason : there is an apparent advantage, when the United States takes up a position in American diplomacy, in bringing it within the Monroe Doc- trine ; because it may then be urged that foreign powers which ignore or question our positions have had many decades of notice, and hence are sinning against light. But it is impos- sible to appeal to a part of the principle and to ignore the rest; and the history of the doctrine shows absolutely that down to 1895 the United States always asserted a special American influence, on the ground that it left to European powers a similar special interest in Europe. This is simply a doctrine of the permanent subdivision of the earth into two spheres of influence, each of which could get on without the other, and in each of which the interference of the other would be unwarranted. There was really no such separation in 1823, and every year draws the ends of the earth closer together. To claim the Monroe Doctrine as still our guiding principle is to suggest to other nations that the United States has no power outside America. The two areas are not separate and never can be separated; the United States is a world power, and cannot claim the special privileges of a diplomatic recluse, and at the same time the mastery of the Western Hemisphere. Albert Bushnell Haet, The Monroe Doctrine, in Harper's Monthly, 1901. 340 EMANCIPATION [Ch. XXI Chapter XXI THE RIGHTS OF SLAVES AND OF THEIR RACE (1857) SUGGESTIONS The Dred Scott Decision was pronounced on the 6th of March, 1857. The following excerpts are chosen from the reports made by Chief- Justice Taney, and the dissenting opinion delivered by Justice Curtis. The interest which gathers about the question of slavery and its eventual death-blow has to this generation of students a purely historic bearing ; but that slavery did exist, and that it was possible for the Chief Justice of the Supi-eme Court to defend it in an official report, makes the study of one of the most famous decisions of the Court a necessary preparation for the later investigation of the enfranchise- ment of the coloured race. In examining the opinion of the Court, we are amazed that less than fifty years ago such conditions could have existed. To appreciate fully these discussions for and against the Dred Scott Decision, it is necessary to study into the Northern and Southern points of view, and to investigate the social condi- tions, and the moral energy which had their share in shaping the doctrines and politics of the respective leaders in this great issue. For Outlines and Analysis, see Appendix B, § 6. DOCUMENTS Extracts from the Opinion of the Court in the Dred Scott Decision, March 6th, 1857 The text is Mr. Chief Justice Roger B. Taney delivered the *™°^ 19 How- opinion of the Court. ard, 399. ^^^ . , , . -,.,., Dred Scott, a This case has been twice argued. After the ar- slave born in gument at the last term, differences of opinion were havino- lived fo^^^cl to exist among the members of the Court ; north of the and as the questions in controversy are of the high- 1857] TEXT 341 est importance, and the Court was at that time Missouri line much pressed by the ordinary business of the term, ^.g it was deemed advisable to continue the case, and claimed his direct a re-argument on some of the points, in order ^ q^°™' that we might have an opportunity of giving to the Sandford, whole subiect a more deliberate consideration. It ^^^ had _ DGCOniG Ills has accordingly been again argued by counsel, and titular owner considered by the Court ; and I now proceed to after his re- ■1 T ., . . turn south of deliver its opinion. ^^^ compro- There are two leading questions presented by the mise line. record: n^^ w a!- ^ ^ , TT • T o Court of Mis- 1. Had the Circuit Court of the United otates souri decided iurisdiction to hear and determine the case between i^ his favour. ., .-0*1 The Supreme these parties? And Court of Mis- 2. If it had jurisdiction, is the judgment it has souri re- given erroneous or not? ^ _ decision, and The plaintiff iu error, who was also the plaintiff remanded in the Court below, was, with his wife and children, ^^ ^^'^• held as slaves by the defendant, in the State of is53, Dred Missouri ; and he brought this action in the Circuit Scott entered Court of the United States for that district, to assert gandtord in the title of himself and his family to freedom. Circuit Court The declaration is in the form usually adopted in gtatifs^"^^^'^ that State to try questions of this description, and Sandford de- contains the averment necessary to give the Court ^i*^!^ ^}}^ iiirisclic- jurisdiction; that he and the defendant are citizens tion — but of different States ; that is, that he is a citizen of tl^ Court ^ Missouri, and the defendant a citizen of New York. ^^-^^ ^j^^^ ^^_ The defendant pleaded in abatement to the juris- cided against diction of the Court, that the plaintiff was not a ^nthe^round citizen of the State of Missouri, as alleged in his of the deci- declaration, being a negro of African descent, whose ^^i^^^l^^^^ ancestors were of pure African blood, and who were higher Court. brouo;ht into this country and sold as slaves. "^ ^^^^ ^^® .1 , . . T ^ , T case came up To this plea the plaintiff demurred, and the de- in the Su- fendant joined in demurrer. The Court overruled preme Court the plea, and gave judgment that the defendant grates to should answer over. And he therefore put in sun- which Dred dry pleas in bar, upon which issues were joined ; gnallv an- 342 EMANCIPATION [Ch. XXI pealed, and decision was rendered in March, 1857. Constitution, Art. iv. sect. 2. Constitution, Art. iv. sect. 2, §§ 1, 2, 3. and at the trial the verdict and judgment were in his favor. Whereupon the plaintiff brought this writ of error. Before we speak of the pleas in bar, it will be proper to dispose of the questions which have arisen on the plea in abatement. That plea denies the right of the plaintiff to sue in a court of the United States, for the reasons therein stated. If the question raised by it is legally before us, and the Court should be of opinion that the facts stated in it disqualify the plaintiff from becoming a citizen, in the sense in which that word is used in the Constitution of the United States, then the judg- ment of the Circuit Court is erroneous, and must be reversed. It is suggested, however, that this plea is not before us ; and that as the judgment in the Court below on this plea was in favor of the plaintiff, he does not seek to reverse it, or bring it before the Court for revision by his writ of error ; and also that the defendant waived this defence by pleading over, and thereby admitted the jurisdiction of the Court. . . . The words ' people of the United States ' and ' citizens ' are synonymous terms, and mean the same thing. They both describe the political body who, according to our republican institutions, form the sovereignty, and who hold the power and con- duct the government through their representatives. They are what we familiarly call the ' sovereign people,' and every citizen is one of this people, and a constituent member of this sovereignty. The question before us is, whether the class of persons described in the plea in abatement compose a por- tion of this people, and are constituent members of this sovereignty? We think they are not, and that they are not included, and were not intended to be included, under the word ' citizen ' in the Consti- 1857] TEXT 343 tution, and can therefore claim none of the rights and privileges which that instrument provides for and secures to citizens of the United States. On the contrary, ih^y were at that time consid- ered as a subordinate and inferior class of beings, who had been subjugated by the dominant race, "Three fifths and, whether emancipated or not, yet remained ^^ other ' . , ^ . 1,1 persons." subject to their authority, and had no rights or Constitution, privileges but such as those who held the power and ^^^- '• ^^^*'- the government might choose to grant them. ' ^ It is not the province of the Court to decide upon the justice or injustice, the policy or impolicy, of these laws. The decision of that question belonged to the political or law-making power ; to those who formed the sovereignty and framed the Constitution. The duty of the Court is, to interpret the instrument Constitution, they have framed, with the best lights we can obtain ^'"K"^" ^^^^' on the subject, and to administer it as we find it, according to its true intent and meaning when it was adopted. In discussing this question, we must not confound the rights of citizenship which a State may confer within its own limits, and the rights of citizenship as a member of the Union. It does not by any means follow, because he has all the rights and privileges of a citizen of a State, that he must be a Fourteenth citizen of the United States. He may have all of amendment -I . .1 ,. ji • • J? 1-1 to the Con- the rights and privileges or the citizen or a State stitution and yet not be entitled to the rights and privileges makes it so. of a citizen in any other State. For, previous to the adoption of the Constitution of the United States, every State had the undoubted right to confer on whomsoever it pleased the character of citizen, and to endow him with all its rights. But this charac- Articles of ter of course was confined to the boundaries of ^^ ^^^^^^ the State, and gave him no rights or privileges in other States beyond those secured to him by the laws of nations and the comity of States. No one, we presume, supposes that any change 344 EMANCIPATION [Ch. XXI England in public opinion or feeling in relation to this unfor- abolished tunate race, in the civilized nations of Europe or in 1833- the ^^is country, should induce the courts to give to the purchase- words of the Constitution a more liberal construc- bv^Great^^" tion in their favor than they were intended to bear Britain to when the instrument was framed and adopted. Such the slave- argument would be altogether inadmissible in any owners was ^ . ° . -, „ . 20,000,000/. tribunal called on to mterpret it. If any of its provisions are deemed unjust, there is a mode pre- scribed in the instrument itself by which it may be amended ; but while it remains unaltered, it must be construed now as it was understood at the time Const. Art. v. of its adoption. It is not only the same in words but the same in meaning, and delegates the same power to the government and reserves and secures the same rights and privileges to the citizen ; and, as long as it continues to exist in its present form, it speaks not only with the same words, but with the same meaning and intent with which it spoke when it came from the hands of its framers, and was voted on and adopted by the people of the United States. Any other rule of construction would abrogate the judicial character of this Court, and make it the mere reflex of the popular opinion or passion of the day. This Court was not created by the Constitution for such purposes. Higher and graver trusts have been confided to it, and it must not falter in the path of duty. This dictum What the construction was at that time, we think fiiUyTnfuted ^^^ bardly admit of doubt. We have the language by George of the Declaration of Independence and of the Liyermore, Articles of Confederation, in addition to the plain JrL istovic(xi Research. words of the Constitution itself ; we have the legis- lation of the different States, before, about the time, and since, the Constitution was adopted ; we have the legislation of Congress, from the time of its adoption to a recent period ; and we have the constant and uniform action of the executive de- partment, all concurring together, and leading to 1857] TEXT 345 the same result. And if anything in relation to the construction of the Constitution can be regarded as settled, it is that which we now give to the word " citizen " and the word " people." And upon a full and careful consideration of the subject, the Court is of opinion, that, upon the facts stated in the plea in abatement, Dred Scott was not a citizen of Missouri within the meaning of 3?^^ '^,^'^'^1^°^ , „ . . J! , TT • 1 fi ^^^^ the Cir- the Constitution oi the United States, and not en- cuit Court titled as such to sue in its courts : and, consequeutlv, ^^.^'l."^ juris- ., ^ ^, ^. -1. r^ i 1 • . T ,• ^ ," diction of that the Circuit Court has no jurisdiction of the the case was case, and that the judgment on the plea in abate- of course ad- . • verse to Dred ment is erroneous. . . . Scott Now, as we have already said in an earlier part of this opinion, upon a different point, the right of property in a slave is distinctly expressed and affirmed in the Constitution. The right to traffic in it, like an ordiuary article of merchandise and property, was guaranteed to the citizens of the United States, in every State that might desire it, for twenty years. And the government in express Const. Art. i. terms is pledged to protect it in all future time, if ^®^*'" ^' § ^• the slave escapes from his owner. This is done in Const Art plain words — too plain to be misunderstood. And jy_ ggg(- 2 no word can be found in the Constitution which § 2. gives Congress a greater power over slave property, or which entitles property of that kind to less pro- tection than property of any other description. The only power conferred is the power coupled with the duty of guarding and protecting the owner in his rights. Upon these considerations, it is the opinion of the Court that the Act of Congress which prohibited a citizen from holding and owning property of this kind in the territory of the United States north of " Missouri the line therein mentioned, is not warranted by Compro- . ' "^ mise ' held the Constitution, and is therefore void; and that vmconstitu- neither Dred Scott himself, nor any of his family, tional. were made free by being carried into this terri- 346 EMANCIPATION [Ch. XXI tory; even if they had been carried there by the owner, with the intention of becoming a permanent resident. See Const. Art. iv. sect. 2, Arts, of Confed., ii. Note Decla- ration of In- dependence. Extract from Justice Benjamin R. Curtis, dis- senting. I dissent from the opinion pronounced by the Chief Justice, and from the judgment which the majority of the court think it proper to render iu this case. . . . One mode of approaching this question is, to in- quire who were citizens of the United States at the time of the adoption of the Constitution. Citizens of the United States at the time of the adoption of the Constitution can have been no other than citizens of the United States under the Confederation. By the Articles of Confederation, a Government was organized, the style whereof was, ' The United States of America.' This Gov- ernment was in existence when the Constitution was framed and proposed for adoption, and was to be superseded by the new Government of the United States of America, organized under the Con- stitution. When, therefore, the Constitution speaks of citizenship of the United States, existing at the time of the adoption of the Constitution, it must necessarily refer to citizenship under the Govern- ment which existed prior to and at the time of such adoption. Without going into any question concerning the powers of the Confederation to govern the territory of the United States out of the limits of the States, and consequently to sustain the relation of Government and citizen in respect to the inhabitants of such ter- ritory, it may safely be said that the citizens of the several States were citizens of the United States under the Confederation. . . . Did the Constitution of the United States deprive them or their descendants of citizenship ? 1857] TEXT 347 That Constitution was ordained and established by the people of the United States, through the action, in each State, of those persons who were qualified Through the by its laws to act thereon, in behalf of themselves ratification ■1 ,, , ■ • i- I n r ^ <^f the Con- and all other citizens of that State, in some of the stitution. States, as we have seen, colored persons were among those qualified by law to act on this subject. These Instanced by colored persons were not only included in the body ^-^^^^ Massa- of ' the people of the United States,' by whom the chusetts, Constitution was ordained and established, but in S^*^^ York, at least five of the States they had the power to act, and North ' and doubtless did act, by their suffrages, upon the Carolina, question of its adoption. It would be strange, if ^^gj-g ^f ^j^g" we were to find in that instrument anything which colored race deprived of their citizenship any part of the people ^^Iv citizens of the United States who were among those by but many of whom it was established. ^^p"^ ^f? *'^^ T r-T . .i/-(i-- !•! irancnise 1 can find nothing in the Constitution which, of electors." proprio vigors, deprives of their citizenship any class of persons who were citizens of the United States at the time of its adoption, or who should be native-born citizens of any State after its adop- tion ; nor any power enabling Congress to disfran- chise persons born on the soil of any State, and entitled to citizenship of such State by its Constitu- tion and laws. And my opinion is, that, under the Constitution of the United States, every free per- son born on the soil of a State, who is a citizen of that State by force of its Constitution or laws, is also a citizen of the United States. The conclusions at which I have arrived on this part of the case are : First. That the free native-born citizens of each citizensbip. State are citizens of the United States. Second. That as free colored persons born within some of the States are citizens of those States, such zensbip. persons are also citizens of the United States. 348 EMANCIPATION [Ch. XXI Eights of citizenship. Tliis refers to the ground taken by Taney that all territory acquired after the year 1787 was under the constitu- tional law of the coun- try. Hence, citizenship from the Federal Gov- ernment could not extend to the new territories. Louisiana Purchase. Third. That every such citizen, residing in any State, has the right to sue and is liable to be sued in the Federal courts, as a citizen of that State in which he resides. Fourth. That as the plea to the jurisdiction in this case shows no facts, except that the plaintiff was of African descent, and his ancestors were sold as slaves, and as these facts are not inconsistent with his citizenship of the United States, and his residence in the State of Missouri, the plea to the jurisdiction was bad, and the judgment of the Circuit Court overruling it was correct. I dissent, therefore, from that part of the opinion of the majority of the court, in which it is held that a person of African descent cannot be a citizen of the United States ; and I regret I must go further, and dissent both from what I deem their assumption of authority to examine the constitutionality of the act of Congress commonly called the Missouri Compromise act, and the grounds and conclusions announced in their opinion. I consider the assumption which lies at the basis of this theory to be unsound ; not in its just sense, and when properly understood, but in the sense which has been attached to it. That assumption is, that the territory ceded by France was acquired for the equal benefit of all the citizens of the United States. I agree to the position. But it was acquired for their benefit in their collective, not their individ- ual, capacities. It was acquired for their benefit, as an organized political society, subsisting as ' the people of the United States,' under the Constitu- tion of the United States ; to be administered justly and impartially, and as nearly as possible for the equal benefit of every individual citizen, accord- ing to the best judgment and discretion of the Con- gress ; to whose power, as the Legislature of the nation which acquired it, the people of the United States have committed its administration. 1857] CONTEMPORARY EXPOSITION 349 Nor in my judgment, will the position, that a pro- hibition to bring slaves into a Territory deprives any one of his property without due process of law, bear S^e Magna examination. 39_ It must be remembered that this restriction on See Con- the legislative power is not peculiar to the Constitu- ct^rtarum tion of the United States ; it was borrowed from Art. I. Magna Charta ; was brought to America by our "^f ^t^^^w*^? o ff 1 • . 1 . T Ti of Eight, § 2. ancestors, as part of their inherited liberties, and See Bill of has existed in all the States, usually in the very lights, Art. words of the great charter. CONTEMPORARY EXPOSITION BENTON (1857) From the day of becoming a landholder, the old Continental Congress first, and the Federal Congress since, have exercised the right of every other landholder to prevent trespasses, intru- sions, and settlements upon their territory, expelling with mili- tary force, and punishing with fine and damages, the violater of its rules. This began under the Confederation, and has continued ever since. All the old settlers on the frontiers can remember the dragooning the settlers on the United States territory, driving them off, and destroying their houses and growing crops. All can remember the old familiar operation of cutting up a Ter- ritory, running a line through it, giving one half to the Indians, and driving the white people from it, and their slaves also. Such is the power which Congress exercises over its territory, and with which the Constitution has nothing to do. To sum up, in a few words, the results of this Examination, and to present the conclusions under a single view, and it is shown that the Constitution was not made for Territories, and does not include them — that it cannot be extended to them by law, and if it could, would be barren and fruitless without law to put it into operation — that no law could be made under it to give any help to the slaveholder, either in recovering his propert}^, if the slave ran away, or in bringing back for justice 350 EMANCIPATION [Ch. XXI the fugitive felon that should steal it; or in getting protec- tion from the Federal Government against revolt, or in that acknowledgment of property in the slave which results from his federal taxation. In no one of these cases, nor in any other one which can be imagined, can any law be made under the Constitution to help the slave-owner, for every provision in that instrument which relates to slavery is confined to States ; and the owner must be thrown upon the ordinance of 1787, and the power of Congress, independent of the Constitution, for every species of protection which he may need about that property. I have performed an unpleasant task, but unavoidable. I have been on the kindest personal terms with the judges, and in my long senatorial service, and as part of the appointing power, have cordially given my voice for the elevation of each of them to the honourable stations they hold — for every one except Mr. Justice Curtis, appointed since the termination of my service. I am a friend to the Supreme Court as an institu- tion — as a high and essential part of our system — and would not willingly derogate from its respect, or impair its utility. But the whole system, of which it is a part, and the whole people, of whom its members are a few, are overruling consid- erations ; and the evil of the late decision being actually upon us, going into parties, entering into elections, giving the rule for the appointment of all future federal judges, establishing a new party test, bringing the federal judiciary into the vortex of federal politics, and developing still more strongly the geogra- phical line which divides us ; seeing all these evils now upon us, and others to come, I have found it impossible to remain silent, or to have said less. I am among the last of those who, acting with the generations that are passed, still adhere to their teach- ings. I labour to preserve what they established, lamenting that the task had not fallen into abler hands. A few years earlier, and the preservation of the Missouri Compromise would have found its adequate defender in one of its greatest architects, and the integrity of the Constitution would have found its champion in its great expounder; but Clay and Webster are gone ; and, before them, went Pinckney and Lowndes, gloriously identified with the work which recent hands have just torn 1857-1862] CONTEMPORARY EXPOSITION 351 down. And of those who survive, and who stood by them in their great efforts, and still stand where they stood, I am one of the few — no longer in power, but still in armour when the works of our fathers are in danger. I write for no party, but for all men who venerate the works of our ancestors, and who wish to see our Government kept on the foundations on which they placed it. Thomas H. Benton, Examination of the Supreme Court's Decision in the Dred Scott Case. 128, 130. BANCROFT (1862) That ill-starred disquisition is the starting-point of this re- bellion, which, for a quarter of a century, had been vainly preparing to raise its head. " When courts of justice fail, war begins." The so-called opinion of Taney, who, I trust, did not intend to hang out the flag of disunion, that rash offence to the conscious memory of the millions, upheaved our country with the excitement which swept over those of us who vainly hoped to preserve a strong and sufficient though narrow isthmus that might stand between the conflicting floods. No nation can adopt that judgment as its rule, and live : the judgment has in it no element of political vitality. I will not say it is an invo- cation of the dead past : there never was a past that accepted such opinions. If we want the opinions received in the days when our Constitution was framed, we will not take them second-hand from our Chief-Justice : we will let the men of that day speak for themselves. How will our American magistrate sink, when arraigned, as he will be, before the tribunal of humanity ! How terrible will be the verdict against him, when he is put in comparison with Washington's political teacher, the great Montesquieu, the enlightened magistrate of France, in what are esteemed the worst days of her monarchy ! The argu- ment from the difference of race which Taney thrusts forward with passionate confidence, as a proof of complete disqualifica- tion, is brought forward by Montesquieu as a scathing satire on all the brood of despots who were supposed to uphold slavery as tolerable in itself. The rights of mankind — that precious word which had no equivalent in the language of Hindostan, or Judaea, or Greece, or Rome, or any ante-Christian tongue — found 352 EMANCIPATION [Ch. XXI their supporter in Washington and Hamilton, in Franklin and Livingston, in Otis, George Mason, and Gadsden ; in all the greatest men of our early history. The one rule from which the makers of our first Confederacy, and then of our national Constitution, never swerved, is this : to fix no constitutional disability on any one. Whatever might stand in the way of any man, from opinion, ancestry, weakness of mind, inferiority or inconvenience of any kind, was itself not formed into a permanent disfranchisement. The Constitution of the United States was made under the recognized influence of " the eternal rule of order and right; " so that, as far as its jurisdiction ex- tends, it raised at once the numerous class who had been chattels into the condition of persons : it neither originates nor perpetuates inequality. George Bancroft, Pulpit and Rostrum. 104-107. GREELEY (1865) Chief Justice Taney, in pronouncing the decision of the Court, which nullified the Missouri Restriction, or any restric- tion by Congress on the boundless diffusion of Slavery through- out the territories of the Union, commenced by denying to Dred Scott, or to any person " whose ancestors were imported to this country and sold as slaves," any right to sue in a court of the United States. . . . The Chief Justice proceeds to afl5rm, not only that no per- sons who had been, or whose ancestors had been, slaves, were regarded as citizens previously to, or at the time of, adopting the Federal Constitution, but that no State has, or can have, any right to confer citizenship on such persons. Bearing in mind the citations from our revolutionary and po.st-revolution- ary history, . . . the reader will be puzzled to decide whether Law, Humanity, or History, is most flagrantly defied. . . . The immortal language of the preamble to the Declaration of Inde- pendence, wherein "life, liberty, and the pursuit of happiness," are proclaimed the self-evident, inalienable rights of all men, might well stagger the most brazen and subtle attorney, but not a case-hardened Chief Justice. . . . Justice Curtis is an ultra conservative of the State-street (Boston) school — a life- long follower of Mr. Webster. . „ . 1862-1877] CONTEMPORARY EXPOSITION 353 Though couched in judicial and respectful language, it con- stantly, and pretty clearly, intimates not merely that the judg- ment of the Court is contrary both to law and to fact, but that its authors well knoio such to be the case. . . . Judge Curtis says: "It has been often asserted that the Constitution was made exclusively by and for the white race. It has already been shown that, in five of the thirteen original States, coloured persons then possessed the elective franchise, and were among those by whom the Constitution was ordained and established. If so, it is not true, in point of fact, that the Constitution was made exclusively hy the white race. And that it was made exclusively for the white race is, in my opinion, not only an assumption not warranted by anything in the Constitution, but contradicted by its open declaration, that it was ordained and established by the people of the United States, for themselves and their posterity. And, as free coloured persons were then citizens of at least five States, and so, in every sense, part of the people of the United States, they were among those for whom and whose posterity the Constitution was ordained and established." Horace Greeley, The American Conflict, a History of the Great Rebellion. I. 253-262, passim. WILSON (1877) The dissenting opinion of Justice Curtis was very decided, thorough, fortified by an impregnable arra}' of authorities, and, from his well-known conservatism, worthy of special notice. In reply to the assertion of the majority that the negro was not a " citizen," he asserted that " the citizens of the several States were citizens of the United States under the confedera- tion," and he instanced the fact that all free native-born in- habitants of the States of New Hampshire, Massachusetts, New York, New Jersey, and North Carolina, though descended from African slaves, were not only " citizens," but many of them had "the franchise of electors." . . . Nor did the fact that in some States they were deprived of some of the rights possessed by the whites militate against their citizenship. " The truth is," said Judge Curtis, "that citizenship, under the Con- stitution of the United States, is not dependent on the posses- sion of any particular political or even of any civil rights." Henry Wilson, Rise and Fall of the Slave Power in America. II. 530. 23 354 EMANCIPATION [Ch. XXI CRITICAL COMMENT VON HOLST (1875) Not only was there no need of the decree [Taney's decision as to the constitutional law respecting citizenship], but it was against right and issued confessedly on political grounds. The opinions of the majority differed from one another in their argu- mentation, and to some extent in their concessions, so widely that, taken together, they constituted an inextricable tangle, and two of the judges not only opposed the chief justice on one point after another, but the severest moral condemnation could be heard in their juridico-historical deductions, spite of their calmness and strict pragmatism. Hermann E. von Holst, Constitutional and Political History of the United States. VI. 45, 46. SCHOULER (1891) The defendant slave-holder pleaded to the circuit jurisdic- tion that Dred Scott was not in any case " a citizen entitled to sue," because a negro of African descent; that plea the court overruled, and, in May, 1854, sent the case to a jury, in accord- ance with whose verdict judgment was rendered that the plain- tiff was still properly a slave; and then the whole record went on final appeal to the tribunal in Washington. Not referees, to be sure, at their own instance, the nine silk gowns, all Democrats but one, and five of them from the States where colour presumed servitude, listened patiently to the arguments of counsel favourable to one political aspect of the case or another. Argued at the winter term which preceded this last Presidential canvass, reargued at the next term following the election, this case was not decided till the churn of legislation overhead had ceased and the President-elect was inducted into office ; after which, the oracle which Southern statesmen behind the scenes had been trying for many weeks to pry open was gravely unsealed. It was an extraordinary decision, certainly, for the third quarter of the nineteenth century, and extraordinary in more senses than one. . . . 1875-1891] CRITICAL COMMENT 355 Melancholy must have been the spectacle in this cavern of justice, through whose eastern windows glanced the sunbeams as into some mausoleum, when the Chief Justice, a man of frail and attenuated frame, read to a large audience of the bar, in a low tone of voice almost inaudible, the majority opinion pre- pared by himself. Elaborate, adroitly put together and cruel, it doomed the African of this age by the standard of three centuries ago, — exploring musty and worm-eaten codes, and announcing far too broadly that, at the date our Federal Con- stitution was adopted, negroes had been and were still regarded as beings of an inferior order, " and so far inferior that they had no rights which the white man was bound to respect." That curdling phrase was not forgotten; and, though Taney uttered it merely as an historical conclusion, our people believed it to express the real sentiment entertained by himself and his Southern colleagues on the bench towards the oppressed ; and in that sense they interpreted it. Taney had many admirable traits of character, being learned in the law, painstaking, up- right, and full of dignity ; that he could take odium unflinch- ingly he had shown when, as Jackson's secretary he removed the deposits. But he was wanting in the flow of healthy blood, and henceforth to a large fraction of Americans he seemed almost a vampire, hovering in the dim twilight. Not difflcult was it to rake together a heap of rubbish testimony from colonial acts, the writings of European publicists, and the statute-books moreover of our original thirteen States. But where was the clear letter of the Constitution that set an eternal doom upon the inheritors of an Ethiopian skin? For Indians, it was admitted, the red race, were placed in no such unfortunate category. Where was the rising sun of the Ameri- can revolution, to dissipate this festering mass of misconcep- tion? Where were the hopes, the wishes, cherished by Franklin, by Washington, by Jefferson, Adams, Hamilton, Madison, and all the chief framers and expounders of our perfected Federal system, under whose benign influence freedom was carried into new territories ? James Schoulee, History of the United States. V. 378-380. 356 EMANCIPATION [Ch. XXI RHODES (1893) The opinion of Taney was but the doctrine of Calhoun, announced for the first time in 1847, and now embodied in a judicial decision. . . . Only by the conviction that slavery was being pushed to the wall, in conjunction with subtle reason- ing like that of Calhoun, who tried to obstruct the onward march of the century by a fine-spun theory, could a sentiment have been created which found expression in this opinion of Taney, outraging as it did precedent, history, and justice. That Taney committed a grievous fault is certain. He is not to be blamed for embracing the political notions of John C. Calhoun; his environment gave that shape to his thoughts; but he does deserve censure because he allowed himself to make a political argument, when only a judicial decision was called for. . . . Nothing but an imperative need should have led judges, by their training and position presumably con- servative, to unsettle a question that had so long been acqui- esced in. The strength of a constitutional government lies in the respect paid to settled questions. . . . If Taney spoke for Calhoun, Curtis spoke for Webster. . . . If Taney furnished arguments for the Democrats, Curtis showed that the aim of the Republicans was constitutional. . . . Justice Curtis rose to the height of the situation, and in his opinion gave the key-note to the constitutional argument against the opinion of the court being in any way binding on the political consciences of the people. . . . Not Republicans alone saw the matter in this light under the guidance of so earnest and able a jurist. James Ford Rhodes, History of the United States. II. 260-263. BRTOE (189G) Whenever the Constitution has conferred a power of legis- lating upon Congress, the Court declines to inquire whether the use of the power was in the case of a particular statute passed by Congress either necessary or desirable, or whether it was exerted in a prudent manner, for it holds all such matters to be within the exclusive province of Congress. . . . Adherence to this principle has enabled the Court to avoid 1893-1896] CRITICAL COMMENT S57 an immixture in political strife which must have destroyed its credit, has deterred it from enteriug the political arena, where it could have been weak, and enabled it to act without fear in the sphere of pure law, where it is strong. . . . Occasionally, however, it has been required to give decisions which have worked with tremendous force on politics. The most famous of these was the Dred Scott case, in which the Supreme Court, * on an action by a negro for assault and battery against the person claiming to be his master, declared that a slave taken temporarily to a free State and to a Territory in which Con- gress had forbidden slavery, and afterwards returning into a slave State and resuming residence there, was not a citizen capable of suing in the Federal courts if by the laws of the slave State he was still a slave. This was the point which actually called for a decision ; but the majority of the court, for there was a dissentient minority, went further, and deliv- ered a variety of dicta on various other points touching the legal status of negroes, and the constitutional view of slavery. James Bryce, American Commonwealth^ 189, 190. I Copyright, 1896, by the Macmillan Co. 358 PROCLAMATION OF EMANCIPATION [Ch. XXII Chapter XXII EMANCIPATION OF THE SLAVES (1862-1863) SUGGESTIONS In Barrett's biography of Abraham Lincoln, it is stated that the first rough draft of the Emancipation Proclamation was written on board ship as the President was returning from his visit to the army at Harrison's Landing, the 8th of July. The original oiiicial draft is dated September 22nd, 1862, and was presented to the Army Relief Bazaar at Albany, N. Y., in 18G4. It is in the handwriting of Presi- dent Lincoln, excepting two interlineations in pencil, by Secretary Seward, and the formal heading and ending, which were written by the chief clerk of the State Department. The final Proclamation was signed on New Year's Day, 1863. These documents demand close study : the preliminary proclama- tion has a background of military as well as political history, which is of the greatest importance ; and in the study of the final document the student should take into consideration the story of Lincoln's life; the anecdotes and incidents grouping themselves ai'ound the abolitionists of the North ; the home life upon the Southern planta- tion ; the long struggle between the two great parties in Congress, — problems which preceded the Proclamation of 1863. For Outlines and Material, see Appendix B. DOCUMENTS Preliminary Proclamation of Emancipation September 22, 1862. Text taken Ii Abraham Lincoln, President of the United from Abra- States of America, and commauder-in-chief of the hamLmcoln, , ,, j? i i u i • j j Complete army and navy thereof, do hereby proclaim and de- Works, ii.2Z1. clare that hereafter, as heretofore, the war will be N"ote that prosecuted for the object of practically restoring- the Lincoln was constitutional relation between the United States, the head of ' the Army and each of the States, and the people thereof, in 1862] TEXT 359 whicli States that relation is or may be suspended or according to disturbed. S-t ^«- That it is my purpose, upon the next meeting of r^j^j^ r)rocla- Congress, to again recommend the adoption of a mation was practical measure tendering pecuniary aid to the kept back free acceptance or rejection of all slave States so the victory called, the people whereof may not then be in rebel- ^^ Antietam. President lion against the United States, and which States Lincoln had may then have voluntarily adopted, or thereafter vowed to may voluntarily adopt, immediate or gradual abol- f^igi the^ ishment of slavery within their respective limits ; promise to and that the effort to colonize persons of Af ri- ^^^'^^ ^^^^1\ ^ . ' Ijroclamation can descent, with then' consent, upon tins conti- if the " rebel nent or elsewhere, with the previously obtained army " were consent of the governments existing there, will in December be continued. the House That on the first day of January, in the year of oiutSnYo^^" our Lord one thousand eight hundred and sixty- approve the three, all persons held as slaves within any State, or Pi'esideut's "^ policy, designated part of a State, the people whereof shall then be in rebellion against the United States, shall be then, thenceforward, and forever free ; and the Executive Government of the United States, includ- ing the military and naval authority thereof, will recognize and maintain the freedom of such per- sons, and will do no act or acts to repress such persons, or any of them, in any efforts they may make for their actual freedom. That the Executive will, on the first day of January See Final aforesaid, by proclamation, designate the States Proclama- and parts of States, if any, in which the people thereof respectively shall then be in rebellion against ISTo such con- the United States ; and the fact that any State, or brou-hl^^ the people thereof, shall on that day be in good faith about be- represented in the Congress of the United States, by ^^^^iggf^^anJi members chosen thereto at elections wherein a ma- Jan. 1, 1863. jority of the qualified voters of such State shall have participated, shall, in the absence of strong counter- vailing testimony, be deemed conclusive evidence 360 PROCLAMATION OF EMANCIPATION [Ch. XXII Kefusal of government to uphold Fugitive Slave Law. " Contra- bands" be- come free men. that such State, and the people thereof, are not then in rebellion against the United States. That attention is hereby called to an act of Con- gress entitled " An act to make an additional article of war," approved March 13th, 1862, and which act is in the words and figures following : " Be it enacted hy the Senate and House of Repre- sentatives of the United States of Ame^'ica in Con- gress assembled^ That hereafter the following shall be promulgated as an additional article of war for the government of the army of the United States, and shall be obeyed and observed as such : ' ' Article — . All officers or persons in the mili- tary or naval service of the United States are pro- hibited from employing any of the forces under their respective commands for the purpose of returning fugitives from service or labour who may have es- caped from any persons to whom such service or labour is claimed to be due ; and any officer who shall be found guilty by a court-martial of violating this article shall be dismissed from the service." "Section 2. And he it further enacted, That this act shall take effect from and after its passage." Also, to the ninth and tenth sections of an act entitled "An act to suppress insurrection, to punish treason and rebellion, to seize and confiscate prop- erty of rebels, and for other purposes," approved July 17, 1862, and which sections are in the words and figures following : " Sec. 9. And he it further enacted, That all slaves of persons who shall hereafter be engaged in rebellion against the government of the United States, or who shall in any way give aid or com- fort thereto, escaping from such persons and taking refuge within the lines of the army ; and all slaves captured from such persons, or deserted by them, and coming under the control of the government of the United States; and all slaves of such persons found on [or] being within any place occupied by 1862J TEXT 361 rebel forces and afterwards occupied by forces of the United States, shall be deemed captives of war, and shall be forever free of their servitude, and not again held as slaves. " Sec. 10. And he it farther eyiacted. That no slave escaping into any State, Territory, or the Dis- trict of Columbia, from any other State, shall be Practically- delivered up, or in any way impeded or hindered of *^^^, ^f\f ^'^' his liberty, except for crime or some offense against Fugitive the laws, unless the person claiming said fugitive Slave Act of shall first make oath that the person to whom the labour or service of such fugitive is alleged to be due is his lawful owner, and has not borne arms against the United States in the present rebellion, nor in any way given aid and comfort thereto ; and no per- son engaged in the military or naval service of the United States shall, under any pretence whatever, assume to decide on the validity of the claim of any person to the service or labour of any other person, or surrender up any such person to the claimant, on pain of being dismissed from the service." And I do hereby enjoin upon and order all per- sons engaged in the military and naval service of the United States to observe, obey, and enforce, within their respective spheres of service, the act and sections above recited. And the Executive will in due time recommend that all citizens of the United States who shall have Compen- remained loyal thereto throughout the rebellion shall sated eman- / , T 1 . cipatiou (upon the restoration of the constitutional relation proved inef- between the United States and their respective fectual. States and people, if that relation shall have been 'T^i? ^^?,*^^^' suspended or disturbed) be compensated for all been talked losses by acts of the United States, including the of for months lo^s of slaves. Se p«t"^' In witness whereof, I have hereunto set my hand, and politi- and caused the seal of the United States to be *^^^?®- 31^^^^ ™ , not until the affixed. President 362 PROCLAMATION OF EMANCIPATION [Ch. XXII deemed it Done at the city of Washington, this twenty-second iTwaTeveii ^^^ ^^ September, in the year of our Lord drafted (July [l, s.] one thousand eight hundred and sixty-two, then lafd^^^ ^^^ ^^ *^® Independence of the United States aside for tlie the eighty-seventh. Abraham Lincoln. ripening of By the President : Wm. H. Sewaed, Secretary of State. Final Proclamation of Emancipation. January 1, 1863. Text from Whereas, on the twenty-second day of September, Abrahani jj^ ^j^g year of our Lord one thousand eight hundred plete Works, and sixty-two, a proclamation was issued by the 11.287. President of the United States, containing, among other things, the following, to wit : See preced- ing docu- ment. " That on the first day of January, in the year of our Lord one thousand eight hundred and sixty- three, all persons held as slaves within any state or designated part of a state, the people whereof shall then be in rebellion against the United States, shall be then, thenceforward, and forever free; and the Executive Government of the United States, includ- ing the military and naval authority thereof, will recognize and maintain the freedom of such per- sons, and will do no act or acts to repress such persons or any of them, in any efforts they may make for their actual freedom. " That the Executive will, on the first day of January aforesaid, by proclamation, designate the states and parts of states, if any, in which the people thereof respectively shall then be in rebel- lion against the United States ; and the fact that any state, or the people thereof, shall on that day be in good faith represented in the Congress of the United States, by members chosen thereto at elec- tions wherein a majority of the qualified voters of such state shall have participated, shall, in the ab- 1862-1863] TEXT 363 sence of strong countervailing testimony, be deemed conclusive evidence that such state, and the people thereof, are not then in rebellion against the United States." Now, therefore, I, Abraham Lincoln, President By virtue of of the United States, by virtue of the power in me coLmrnder- vested as commander-in-chief of the army and navy in-chief "in of the United States in time of actual armed rebel- *™f ^* ^^~ tual armed lion against the authority and government of the rebellion." United States, and as a fit and necessary war meas- ure for suppressing said rebellion, do, on this first day of January, in the year of our Lord one thou- sand eight hundred and sixty-three, and in accord- ance with my purpose so to do, publicly proclaimed for the full period of 100 days from the day first above mentioned, order and designate, as the states and parts of states wherein the people thereof respec- tively are this day in rebellion against the United States, the following, to wit : Arkansas, Texas, Louisiana (except the parishes Tennessee of St. Bernard, Plaquemine, Jefferson, St. John, St. q? Lo^fiJana Charles, St. James, Ascension, Assumption, Terre and Virginia Bonne, Lafourche, St. Marie, St. Martin, and Or- occupied by leans, including the city of New Orleans), Missis- ^ere not in- sippi, Alabama, Florida, Georgia, South Carolina, eluded. North Carolina, and Virginia (except the forty- eight counties designated as West Virginia, and also the counties of Berkely, Accomac, Northamp- ton, Elizabeth City, York, Princess Ann, and Nor- folk, including the cities of Norfolk and Ports- mouth), and which excepted parts are for the pres- ent left precisely as if this proclamation were not issued. And, by virtue of the power and for the purpose Death blow aforesaid, I do order and declare that all persons *^ slavery. held as slaves within said designated states and parts of states are and henceforth shall be free ; and that the Executive Government of the United States, including the military and naval authorities 364 PROCLAMATION OF EMANCIPATION [Ch. XXII thereof, will recognize and maintain the freedom of said persons. And I hereby enjoin upon the people so declared Encourage- to be free, to abstain from all violence, unless in ment. necessary self-defence ; and I recommend to them that in all cases, when allowed, they labour faithfully for reasonable wages. And I further declare and make known that such Acknowledg- persons of suitable condition will be received into coloured the armed service of the United States, to garrison troops, forts, positions, stations, and other places, and to man vessels of all sorts in said service. And upon this act, sincerely believed to be an act of justice, warranted by the Constitution, upon . ,, , . military necessity, I invoke the considerate judg- the South raent of mankind and the gracious favour of Al- refused to . t ^ r^ 1 accept the mighty God. negroes as In testimony whereof, I have hereunto set my " prisoners name, and caused the seal of the United States to consequence be affixed. the President issued, July Done at the city of Washington, this first day of ^j^ order'that January, in the year of our Lord one thou- for every r- -] sand eight hundred and sixty-three, and of ^-er^k"!! d the Independence of the United States the in violation eighty-seventh. ^l the laws ^ "^ . -r of war a rebel Abraham Lincoln, soldier By the President : should be William H. Seward, Secretary of State. execute . CONTEMPORARY EXPOSITION CRAVENS (1862) Let us look for a moment at some of the results of the gen- eral and immediate emancipation of four million slaves. . . . I know that the instincts of the people are against receiving them into their midst. We feel that we are not responsible for their maintenance as they now are. We fear, notwith- standing any statutory provision we may enact, that these 1862] CONTEMPORARY EXPOSITION 365 millions of enfranchised slaves will come in crowds into every community ; come into competition with our white labour, and burden us with their support. It is not an imaginary fear, as the President would have us believe, but a stern reality. The few contrabands now under the care of the Government have entailed upon it immense expense. This emancipation measure seems to contemplate the bursting up of the old relations of society, that have long existed in the Southern States. . . . What sagacity can foresee the results of universal emancipa- tion? My judgment is that the people will never consent to it. J. A. Cravens, Speech in House of Representatives. Congressional Globe, 37th Cong., 3d Sess. Appendix, 43. December 18, 1862. THOMAS (1862) I have always been taught that the people is the sovereign : that these constitutions are carefully defined grants from the sovereign powers, so framed as to establish justice, and at the same time secure blessings of liberty and the protection of law even to the humblest and meanest citizen. I know, Mr. Speaker, that these are old-fashioned sentiments. Magna Charta is soiled and worm-eaten. The Bill of Eights, the mu- niments of personal freedom, habeas corpus^ trial by jury, what are they all worth in comparison with this new safeguard of liberty, the proceeding in rem ? Were you ever in Runnymede, Mr. Speaker ? I remember going down, on a beautiful day in July, from Windsor Castle to the plain, and crossing the narrow channel of the Thames to that little island in which more than six centuries ago, in the early gray morning, those sturdy barons wrested from an unwilling king the first great charter of English freedom — the germ of life of the civil liberty we have to-day. I could hardly have been more moved had I stood in the village and by the manger in which was cradled the Son of Mary and the Son of God. From the gray of that morning streamed the rays, which uplifting with the hours, coursing with the years, and keeping pace with the centuries have encircled the whole earth with the glorious light of English liberty. The liberty for which our fathers planted these commonwealths in the wil- derness, for which they went through the baptism of fire and 366 PROCLAMATION OF EMANCIPATION [Ch. XXII blood in the Eevolution: which they imbedded and hoped to make immortal in the Constitution ; without which the Con- stitution would not be worth the parchment on which it is written. Benjamin F. Thomas, in House of Eepresentatives, Congressional Globe. 37th Cong., 2d Sess. Appendix, 220. May 24, 1862. GRANT (1S63) Milliken's Bend, Louisiana. . . . Corps, division, and post commanders will afford all facilities for the completion of the negro regiments now organ- izing in this department. Commissioners will issue supplies, and quartermasters will furnish stores, on the same requis-i- tions and returns as are required for other troops. It is ex- pected that all commanders wiU especially exert themselves in carrying out the policy of the Administration, not only in organizing coloured regiments and rendering them efficient, but also in removing prejudices against them. U. S. Grant, General Order, in Jeremiah Chaplin, Words of our Hero, Ulysses S. Grant. 9. CARPENTER (1866) Mr. Chase told me that at the Cabinet meeting, immediately after the battle of Antietam, and just prior to the issue of the September Proclamation, the President entered upon the busi- ness before them, by sayiug that " the time for the annuncia- tion of the emancipation policy could be no longer delayed. Public sentiment," he thought, "would sustain it — many of his warmest friends and supporters demanded it — and he had promised his God that he tooidd do it ! " The last part of this was uttered in a low tone, and appeared to be heard by no one but Secretary Chase, who was sitting near him. He asked the President if he correctly understood him. Mr. Lincoln replied : ' ' I made a solemn vow before God, that if General Lee was driven hack from Pennsylvania, I would crown the result by a declaration oj^ freedom to the slaves." . . . In February, 1865, a few days after the passage of the " Constitutional Amendment," I went to Washington, and was received by Mr. Lincoln with the kindness and familiarity 1862-1889] CRITICAL COMMENT 367 which had characterized our previous intercourse. I said to him at this time that I was very proud to have been the artist to have first conceived of the design of painting a picture com- memorative of the Act of Emancipation ; that subsequent occurrences had only confirmed my own first judgment of that act as the most sublime moral event in our history. "Yes," said he, — and never do I remember to have noticed in him more earnestness of expression or manner, — "as affairs have turned, it is the central act of my administration, and the large event of the nineteenth century." F. B. Cakpentek, Six Months at the White House, 89-90. CRITICAL COMMENT JOHNSTON (18S9) At the beginning of the war the people and leaders of the North had not desired to interfere with slavery, but circum- stances had been too strong for them. Lincoln had declared that he meant to save the Union as he best could, — by pre- serving slavery, by destroying it, or by destroying part and preserving part of it. Just after the battle of Antietam he issued his proclamation calling on the revolted States to return to their allegiance before the following January 1, otherwise their slaves would be declared free men. No State returned, and the threatened declaration was issued January 1, 1863. As President, Lincoln could issue no such declaration; as commander-in-chief of the armies and navies of the United States, he could issue directions only as to the territory within his lines ; but the Emancipation Proclamation applied only to territory outside of his lines. It has therefore been debated whether the proclamation was in reality of any force. It may f aidy be taken as an announce- ment of the policy which was to guide the army, and as a declaration of freedom taking effect as the lines advanced. At all events, this was its exact effect. Its international im- portance was far greater. The locking up of the world's source of cotton-supply had been a general calamity, and the Confederate Government and people had steadily expected 368 PROCLAMATION OF EMANCIPATION [Ch. XXII that the English and French Governments, or at least one of them, would intervene in the war for the purpose of raising the blockade and releasing the southern cotton. The conver- sion of the struggle into a crusade against slavery made inter- vention impossible for Governments whose peoples had now a controlling influence on their policy, and intelligence enough to understand the issue which had now been made. Alexander Johnston, The United States, Its History and Constitution, 230, 231. NICOLAT AND HAT (1890) Vast as were its consequences, the act itself was only the simplest and briefest formality. It could in no wise be made sensational or dramatic. . . . Those who were in the house came to the executive office merely from the personal impulse of curiosity joined to momentary convenience. His signature was attached to one of the greatest and most beneficent mili- tary decrees of history in the presence of less than a dozen persons ; after which it was carried to the Department of State to be attested by the gi'eat seal and deposited among the ar- chives of the Government. . , . Like all his reasoning, it is simple and strong, resting its authority on the war powers of the Government and its justification upon military necessity. As to the minor subtleties of interpretation or comment which it might provoke from lawyers or judges after the war should be ended, we may infer that he had his opinions, but that they did not enter into his motives of action. On subsequent occa- sions, while continuing to declare his belief that the proclama- tion was valid in law, he nevertheless frankly admitted that what the courts might ultimately decide was beyond his knowl- edge as well as beyond his control. . , . For the moment he was dealing with two mighty forces of national destiny, civil war and public opinion ; forces which paid little heed to theories of public, constitutional, or inter- national law where they contravened their will and power. In fact it was the impotence of legislative machinery, and the in- sufficiency of legal dicta to govern or terminate the conflicts of public opinion on this identical question of slavery, which brought on civil strife. In the South slavery had taken up 1889-1897] CRITICAL COMMENT 369 arms to assert its nationality and perpetuity; in the North freedom had risen first in mere defensive resistance ; then the varying fortunes of war had rendered the combat implacable and mortal. It was not from the mouldering volumes of an- cient precedents, but from the issues of the present wager of battle, that future judges of courts would draw their doctrines to intei'pret to posterity whether the Edict of Freedom was void or valid. NicOLAY AND Hat, Abraham. Lincoln : A History. VI. 429-430, 435-436. PIERCE (1893) This proclamation, followed by the later one of January 1, 1863, yields in importance to no event in American or even in modern history. It had not, indeed, the sanction of the States as a constitutional provision, or of Congress as a statute, or of a high tribunal as a rule of law. It could not perhaps have been pleaded in any court as securing the liberty of a single slave. But in its significance and effect it stands before any edict, secular or ecclesiastical, since Constantine proclaimed Christianity as the religion of the Roman world. It was the voice of a great nation, uttered in solemn form at the supreme moment of its history, pledging itself to the cause of universal freedom. Edwaed L. Pierce, Memoir and Letters of Charles Sumner. IV. 66. DUNNING (1897) It has sometimes been said that January 1, 1863, marks the most distinct epoch in the history of the war. The Emancipa- tion Proclamation is assumed as the dividing line between the old system and the new. This view is more appropriate to the state of affairs in the South than to that in the North. It is unquestionably true that Mr. Lincoln's decree furnished the Southern leaders with a most effective instrument for the con- solidation of sentiment in the Confederacy. From that time the struggle on the part of the South was a desperate battle for existence. But in the North, on the other hand, the tri- umph of the radicals in securing the adoption of their policy by the President awakened feelings of apprehension among the other political factions. Mr. Lincoln admits, in his message to 24 370 PROCLAMATION OF EMANCIPATION [Ch. XXII Congress in December, that the issue of the proclamation " was followed by dai'k and doubtful days." William A. Dunning, Essays on the Civil War and Reconstruction. 60, 61. MORSE (1S97) The first day of January, 1863, arrived, and no event had occurred to delay the issue of the promised proclamation. It came accordingly. By virtue of his power, as commander-in- chief, . . . the President ordered that all persons held as slaves in certain States and parts of States, which he designated as being then in rebellion, should be thenceforward free, and de- clared that the Executive, with the army and navy, would " recognize and maintain the freedom of said persons." . . . The people at large received this important step with some variety of feeling and expression ; but, upon the whole, ap- proval seems to have far outrun the dubious prognostications of the timid and conservative class. For the three months, which had given opportunity for thinking, had produced the result which Mr. Lincoln had hoped for. It turned out that the mill of God had been grinding as exactly as always. Very many, who would not have advised the measure, now heartily ratified it. Later, after men's minds had had time to settle and the balance could be fairly struck, it appeared undeniable that the final proclamation had been of good effect; so Mr. Lincoln himself said. John T. Morse, Jr., Abraham Lincoln. II. 130-132. McCALL (1S90) Lincoln determined that the bravest course was the safest course, and he put emancipation as a war measure squarely before the people only a few weeks before the Congressional elections of 1862. He declared that all slaves in those rebel States which should not have submitted before January 1, 1863, " shall be then, thenceforward, and forever free." It was in the power of the Confederates to avoid the proclamation by laying down their arms. They were not compelled to continue the war. On the other hand if they were to keep on fighting indefinitely they could not expect the North to cherish their 1897-1900] CRITICAL COMMENT 371 institution any longer. It was well that Lincoln displayed all his consummate skill as a politician in framing the issue as he did frame it, for the election was of transcendent importance, A hostile Congress meant, not merely delay and probably de- struction to the emancipation policy, but it meant also reduced appropriations for the war and great encouragement to the Confederates. The Democrats accepted the issue ; indeed they were anxious to raise it. Samuel W. McCall, Thaddeus Stevens. 218-219. FREDERIC BANCROFT (1900) Before the proclamation of emancipation was issued, Jan- uary 1, 1863, emancipation societies were forming in England; and by the time it had crossed the Atlantic all intelligent Eng- lishmen were beginning to gain correct knowledge as to the cause of the war. January had not passed before the first waves of the anti-slavery storm in America were felt. In a few weeks more, English public opinion showed a surprising awakening. Great public meetings were held in the large cities, and famous speakers addressed audiences infused with the ardour and courage peculiar to national reform movements. The mass of labourers in mines and factories rapidly developed a bitter prejudice against the Confederacy. Impressive anti- slavery resolutions were passed unanimously, and addresses of congratulation were sent to the President of the United States. As Cobden wrote to Sumner, these remarkable demonstrations of sympathy for the cause of freedom "closed the mouths of those who have been advocating the side of the South." The friends of the North felt thenceforth that they had a cause to plead. Frederic Bancroft, Life of William H. Seward^ II. 340-341. TARBELL (1900) When Congress opened on December 1, he did submit the proclamation, together with the plan for compensated emanci- pation which he had worked out. Over one-half of the mes- sage, in fact, was given to this plan. Mr. Lincoln pleaded with Congress for his measure as he 1 Copyright, 1899 and 1900, by Harper & Brothers. 872 PROCLAMATION OF EMANCIPATION [Ch. XXII had never pleaded before. He argued that it would " end the struggle and save the Union forever," that it would " cost no blood at all," that Congress could do it if they would unite with the executive, that the "good people" would respond and support it if appealed to. " It is not," he said, " 'Can any of us imagine better? ' but, ' Can we all do better?' Object whatsoever is possible, still the question occurs, ' Can we do better?' The dogmas of the quiet past are inadequate to the stormy present. The occa- sion is piled high with difficult}', and we must rise with the occasion. As our case is new, so we must think anew and act anew. We must disenthrall ourselves, and then we shall save our country. " Fellow citizens, we cannot escape history. We of this Congress and this Administration will be remembered in spite of ourselves. No personal significance or insignificance can spare one or another of us. The fiery trial through which we pass will light us down, in honour or dishonour, to the latest generation. We say we are for the Union. The world will not forget that we say this. We know how to save the Union. The world knows we do know how to save it. We — even we here — hold the power and bear the responsibility. In giv- ing freedom to the slave, we assure freedom to the free — hon- ourable alike in what we give and what we preserve. We shall nobly save or meanly lose the last, best hope of earth. Other means may succeed ; this could not fail. The way is plain, peaceful, generous, just — ■ a way which, if followed, the world will forever applaud, and God must forever bless." Ida M. Tarbell, Life of Abraham Lincoln. II. 122-123. 1865-1868] DOCUMENTS 373 Chapter XXIII THE RECONSTRUCTION AMENDMENTS (1865-1870) SUGGESTIONS The Thirteenth Amendment was proposed by Congress Feb. 1, 1865, and declared to have been ratified by twenty-seven of the thirty-six States, Dec. 18, 1865. The Fourteenth Amendment was proposed by Congress June 16, 1866, and declared to have been ratified by thirty of the thirty-six States, July 28, 1868. The Fifteenth Amendment was proposed by Congress Feb. 26, 1869, and declared to have been ratified by twenty-nine of the thirty-seven States, March 30, 1870. With the examination of the three amendments, we reach the farthest extension of free institutions by the Teutonic race. Begin- ning with the liberty of the baron, set forth in Magna Charta in 1215, the doctrine that all inen are born equal in so far as rights and privileges in government are concerned was in these documents finally demonstrated and made good by law. For Outlines and Material, see Appendix B. DOCUMENTS Thirteenth Amendment (1865) Section 1. Neither slavery nor involuntary servi- American His- tude, except as a punishment for crime whereof the ^'"•^ Leaflets, party shall have been duly convicted, shall exist from original within the United States, or any place subiect to manuscript ,....,.,. ' ^ ^ ^ Eolls). Slav- their jurisdiction. ery forbidden Section 2. Congress shall have power to enforce by law in this article by appropriate legislation. under ^^^S jurisdiction. Fourteenth Amendment (1868) Section 1. All persons born or naturalized in citizenship the United States, and subject to the jurisdiction defined by 374 RECONSTRUCTION AMENDMENTS [Ch. XXlII law. Note " Opinion of the Court," Dred Scott Case. This section was modified by tlie adoption of the 15th Amendment, whicli abso- lutely took away from the State the power to ex- clude the negro from suffrage. thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privi- leges or immunities of citizens of the United States ; nor shall any State deprive any person of life, lib- erty, or property, without due process of law ; nor deny to any person within its jurisdiction the equal protection of the laws. Section 2. Representatives shall be apportioned among the several States according to their respec- tive numbers, counting the whole number of persons in each State, excluding Indians not taxed. But when the right to vote at any election for the choice of electors for President and Vice President of the United States, Representatives in Congress, the Ex- ecutive and Judicial officers of a State, or the mem- bers of the Legislature thereof, is denied to any of the male inhabitants of such State, being twenty- one years of age, and citizens of the United States, or in any way abridged, except for participation in rebellion, or other crime, the basis of representation therein shall be reduced in the proportion which the number of such male citizens shall bear to the whole number of male citizens twenty-one years of age in such State. Section 3. No person shall be a Senator or Rep- resentative in Congress, or elector of President and Vice President, or hold any office, civil or military, under the United States, or under any State, who, having previously taken an oath, as a member of Congress, or as an officer of the United States, or as a member of any State legislature, or as an ex- ecutive or judicial officer of any State, to support the Constitution of the United States, shall have en- gaged in insurrection or rebellion against the same, or given aid and comfort to the enemies thereof. But Congress may by a vote of two-thirds of each House, remove such disability. Section 4. The validity of the public debt of the 1868-1870] CONTEMPORARY EXPOSITION 375 United States, authorized by law, including debts Federal Debt incurred for payment of pensions and bounties for ^^o^^^erate services in suppressing insurrection or rebellion, repudiated, shall not be questioned. But neither the United States nor any State shall assume or pay any debt or obligation incurred in aid of insurrection or re- bellion against the United States, or any claim for the loss or emancipation of any slave ; but all such debts, obligations and claims shall be held illegal and void. Section 5. The Congress shall have power to enforce, by appropriate legislation, the provisions of this article. By this Fifteenth Amendment (1870) amendment Section 1. The right of citizens of the United jj^^^^jg ?'^jpj^j._ States to vote shall not be denied or abridged by tial, but not the United States or by any State on account of JJ^iversaf ^to race, colour, or previous condition of servitude. — male citizens Section 2. The Congress shall have power to above the age .11 . . 1 • 1 \- of twenty- enforce this article by appropriate legislation. — one years. CONTEMPORARY EXPOSITION COFFROTH (1865) Mr. Speaker, I speak not to-day for or against slavery. I am contented that this much agitated question shall be adjudi- cated at the proper time by the people. It is my purpose to state in all candour the reasons which prompt me to give the vote I shall now soon record. The amending of our Constitution is fraught with so much importance to the American people that before it is accomplished the amendments proposed should be scrutinized with the strictest criticism. . . . The life and exist- ence of this nation is centered in the observance and faithful execution of the powers conferred by the Constitution upon the servants of the people. . . . It is argued that this amendment is unconstitutional ; that the Congress of the United States has no legal authority to propose this amendment, nor have the states in ratifying it the consti- 376 RECONSTRUCTION AMENDMENTS [Ch. XXIII tutional power to destroy or interfere with the right of property. Learned gentlemen of this House differ on this subject. The Constitution itself provides the remedy by which all these dif- ferences of opinion can be legally adjudicated. (See Sec. 2 of Art. 3 of the Constitution. ) . . . I have voted for every peace resolution in this House. My heart yearns for peace . . . and if by my vote this amendment is submitted to the States, and it brings this war to a close, I will ever rejoice at the vote I have given. A. H. CoPFKOTH, Con(7?-essiona/ C/oie, 38 Cong. 2(1 Sess. 523. Jan. 31,1865. BROWN (18C5) It is mischievous in so far as it would tie the hands of the President, in so regulating the mode of abolishing slavery as not to precipitate upon the country three million ignorant and debased negroes, without the slightest preparation for liberty or power on the part of the Government, by a system of appren- ticeship or otherwise to require them to labour. . . . England, in emancipating the slaves on her islands, not only established a system of apprenticeship, but compensated those who lost. It is no answer that slavery is immoral : individuals, upon the faith of laws which recognized rights in negro labour, have invested their property in such rights. When the Govern- ment sees fit to change its policy and destroy its rights, it owes compensation. Of course compensation is due only to loyal owners. It is a dangerous abuse of the power of amendment conferred by the Constitution. J. S. Beown, in House of Representatives, Congressional Globe, 38 Cong. 2d Sess. 527. Jan. 31, 1865. BLAINE (188G) The proposed Constitutional amendment was brought before the House on the 6th of January by Mr. Ashley of Ohio, upon whose motion to reconsider the adverse vote of the preceding session, the question continued to have a parliamentary status. He made a forcible speech in support of the amendment, but the chief value of his work did not consist in speaking, but in his watchful care of the measure, in the quick and intuitive judgment with which he discerned every man on the Demo- 1868-1886] CONTEMPORARY EXPOSITION 377 cratic side of the House who felt anxious as to the vote he should give on the momentous question, and in the pressure which lie brought to bear upon him from the best and most in- fluential of his constituents. The issue presented was one that might well make thoughtful men pause and Consider. The instant restoration to four millions of human beings of the God-given right of freedom so long denied them, depended upon the vote of the House of Representatives. It addressed itself to the enlightened judgment and to the Christian phi- lanthropy of every member. Each one had to decide for himself whether so far as lay in the power of his own vote he would give liberty to the slave, or forge his fetters anew. The constitutional duty of not interfering with slaver3' in the States could not be pleaded at the bar of conscience for an adverse vote. There was no doubt that under the terms of the Con- stitution such interference was unwarranted. But this was a question of changing the Constitution itself so as to confer upon Congress the express power to enlarge the field of per- sonal liberty and make the Republic free indeed. It came therefore as an original and distinct question whether millions of people with their descendants for aU time should be doomed to slavery or gifted with freedom. . . . The vote was 119 yeas to 56 nays — more than the constitu- tional two-thirds. When the announcement was made, the Speaker became powerless to preserve order. The members upon the Republican side sprang upon their seats cheering, shouting, and waving hands, hats, and canes, while the specta- tors upon the floor and in the galleries joined heartily in the demonstrations. . . . The great act of Liberation, so far as Congress could control it, was complete. The amendment was at once submitted to the States, and by official proclamation of December 18, 1865, — less than eleven months after Congress had spoken, — the Secretary of State announced that it had been ratified by the Legislatures of twenty-seven States and was a part of the Con- stitution. The result was attained by the united action of one party and the aid of a minority of the other party. The co- operation of the Democratic members had gained for the cause of emancipation a whole year. The action was of transcend- 378 RECONSTRUCTION AMENDMENTS [Ch. XXIII ent importance — lofty in conception, masterful in execution. Slavery in the United States was dead. To succeeding and not distant generations its existence in a Republic, for three-quar- tex's of a century, will be an increasing marvel. . . . The success of reconstruction in the South carried with it the ratification of the Fourteenth Amendment by the requisite number of States. The result was duly certified by Mr. Seward as Secretary of State, on the twenty-eighth day of July, 1868, and the Amendment was thenceforward a part of the organic law of the nation. It had been carried, from first to last, as a party measure — unanimously supported by the Republicans, unanimously opposed by the Democrats. Its grand and benefi- cent provisions failed to attract the vote of a single Democratic member in any State Legislature in the whole Union. ... It is very seldom in the history of political issues, even when par- tisan feeling is most deeply developed, that so absolute a di- vision is found as was recorded upon the question of adopting the Fourteenth Amendment. It has not been easy in succeed- ing years to comprehend the deep-seated, all-pervadiug hostility of the Democratic party to this great measure. Even on the Thirteenth Amendment containing the far more radical propo- sition to abolish slavery, a few Democrats, moved by phil- anthropic motives, broke from the restraint of party and honoured themselves by recording their votes on the side of humanity and justice ; but on the Fourteenth Amendment the line of Democratic hostility in Nation and in State was abso- lutely unbroken. It seems incredible that Democrats can be satisfied with the record made by their party on this most grave and important question. Every one of the many objects aimed at in the Fourteenth Amendment is founded upon a basis of justice, of liberty, of an enlarged and enlightened nationality. Its minor provisions might be regarded as temporary in their nature, but its leading provisions are permanent and are essential to the vitality of a true republic. Even those which may be held as temporary deeply affect more than one generation of American citizens, and are of themselves sufficiently important to justify a great struggle for their adoption. . . . Suffrage by the Fifteenth Amendment was made impartial, 1886] CONTEMPORARY EXPOSITION 379 but not necessarily universal, to male citizens above the age of twenty-one years. The adoption of the Fifteenth Amendment seriously modified the effect and potency of the second section of the Fourteenth Amendment. Under that section a State could exclude the negro from the right of suffrage, if willing to accept the penalty of the proportional loss of representation in Congress, which the exclusion of the coloured population from the basis of ap- portionment would entail. But the Fifteenth Amendment took away absolutely from the State the power to exclude the negro from suffrage, and therefore the second section of the Four- teenth Amendment can refer only to those other disqualifica- tions never likely to be applied, by which a State might lessen her voting population by basing the right of suffrage on the ownership of real estate, or on the possession of a fixed income, or upon a certain degree of education, or upon nativity, or religious creed. It is still in the power of the States to apply any one of these tests, or all of them, if willing to hazard the penalty prescribed in the Fourteenth Amendment. But it is not probable that any one of these tests will ever be applied. Nor were they seriously taken into consideration when the Fourteenth Amendment was proposed by Congress. Its prime object was to correct the wrongs which might be enacted in the South, and the correction proposed was direct and unmis- takable ; viz., that the Nation would exclude the Negro from the basis of apportionment wherever the State should exclude him from the right of suffrage. When therefore the nation by subsequent change in its Con- stitution declared that the State shall not exclude the negro from the right of suffrage, it neutralized and surrendered the contingent right before held, to exclude him from the basis of apportionment. Congress is thus plainly deprived by the Fif- teenth Amendment of certain powers over representation in the South, which it previously possessed under the provisions of the Fourteenth Amendment. Before the adoption of the Fif- teenth Amendment, if a State should exclude the negro from suffrage, the next step would be for Congress to exclude the negro from the basis of apportionment. After the adoption of the Fifteenth Amendment, if a State should exclude the negro 380 RECONSTRUCTION AMENDMENTS [Ch. XXIII from suffrage, the next step would be for the Supreme Court to declare that the act was unconstitutional, and therefore null and void. The essential and inestimable value of the Four- teenth Amendment still remains in the three other sections, and preeminently in the first section. James G. Blaine, Twenty Years of Congress. I. 536-539 ; II. 309, 418. CRITICAL COMMENT LOWELL (1866) But under the Johnsonian theory of reconstruction, we shall leave a population which is now four millions not only taxed without representation, but doomed to be so forever without any reasonable hope of relief. The true point is not as to the abstract merits of universal suffrage (though we believe it the only way toward an enlightened democracy and the only safe- guard of popular government) , but as to whether we shall leave the freedmen without the only adequate means of self-defence. And however it may be now, the twenty-six States certainly were the Union when they accepted the aid of these people and pledged the faith of the government to their protection. Jamaica, at the end of nearly thirty years since emancipation, shows us how competent former masters are to accomplish the elevation of their liberated slaves, even though their own inter- ests would prompt them to it. Surely it is a strange plea to be effective in a democratic country, that we owe these people nothing because they cannot help themselves ; as if govern- ments were instituted for the care of the strong only. The argument against their voting which is based upon their igno- rance strikes us oddly in the mouths of those whose own hope of votes lies in the ignorance, or, what is often worse, the pre- judice of the voters. Besides, we do not demand that the seceding States should at once confer the right of suffrage on the blacks, but only that they should give them the same chance to attain it, and the same inducement to maJce themselves worthy of it, as to every one else. James Russell Lowell, Prose Works. V. 303, 304. 1866-1896] CRITICAL COMMENT 381 COOLEY (1880) The Last Three Amendments. — In the lapse of ninety years, a stage in political history is reached in which the fears and anxieties of the people took a new direction. In rapid succes- sion one State after another in one-third of the Union had rejected and thrown off the federal authority, and it had only been restored through a war prosecuted on both sides with great bitterness and with enormous destruction of life and property. ... It had been found in vain that the federal authorities held, and the federal courts decided, that under the Constitution a State had no right to withdraw from the Union ; it was undeniable that for a time certain of the States had succeeded in severing their relations and setting up a new government ; and though the federal authority had demon- strated that it had, under the Constitution, ample power for self-defence and protection, it was deemed wise and prudent to require the States to surrender the institution that was the im- mediate occasion of the civil war, as well as the power to deal unjustly and partially with classes of the people against whom there might be jealousies, prejudices, or antipathies, growing out of the struggle through which the country had passed, or out of some of the antecedent or concomitant circumstances. While, therefore, the first amendments were for the purpose of keeping the central power within due limits, at a time when the tendency to centralization was alarming to many persons, the last were adopted to impose new restraints on State sovereignty, at a time when State powers had nearly succeeded in destroy- ing the national sovereignty. Thomas M. Coo let, Constitutional Law. 208-210. BRYCE (1896) The fourth group is the only one which marked a political crisis and registered a political victory. It comprises three amendments (XIII., XIV., XV.), which forbid slavery, define citizenship, secure the suffrage of citizens against attempts by States to discriminate to the injury of particular classes, and extend Federal protection to those citizens who may suffer from the operation of certain kinds of unjust State laws. These 382 RECONSTRUCTION AMENDMENTS [Ch. XXIII three amendments are the outcome of the War of Secession, and were needed in order to confirm and secure for the future its results. The requisite majority of States was obtained under conditions altogether abnormal, some of the lately con- quered States ratifying while actually controlled by the North- ern armies, others as the price which they were obliged to pay for the re-admission to Congress of their senators and representa- tives. The details belong to history : all we need here note is that these deep-reaching, but under the circumstances perhaps unavoidable, changes were carried through not by the free will of the peoples of three-fourths of the States, but under the pres- sure of a majority which had triumphed in a great war, and used its command of the National government and military strength of the Union to effect purposes deemed indispensable to the recon- struction of the Federal system. James Bkyce, The American Commonwealth.^ 256. DUNNING (1897) They found a constitutional basis for the law in the Thir- teenth Amendment. Slavery and involuntary servitude were by that article prohibited ; and, by the second section, Con- gress, and not the state legislatures, was authorized to enforce the prohibition. What constituted slavery and involuntary servitude, in the sense of the amendment? Slavery and lib- erty, it was answered, are contradictory terms. If slavery is prohibited, civil liberty must exist. But civil liberty consists in natural liberty, as restrained by human laws for the advan- tage of all, provided that these restraints be equal to all. A statute which is not equal to all is an encroachment on the lib- erty of the deprived persons, and subjects them to a degree of servitude. It is the duty of Congress, therefore, to counteract the effects of any such state laws. Thus the constitutionality of the bill was maintained. . . . The content of the proposed Fourteenth Amendment marks very accurately the progress that had been made by the spring of 1866 in ideas as to the extent to which reconstruction should go. In the first section, the desire of the conservative Republicans to put the civil rights of the negroes under the protection of the United States was gratified. The fourth 1 Copyright, 1896, by the Macmillan Co. 1896-1897] CRITICAL COMMENT 383 guaranteed the financial integrity of the government, and thus satisfied those who feared some assertion of state rights that might legalize debts incurred in opposition to the national au- thority. These two provisions constituted the limitations upon the powers of the states that were generally recognized as un- avoidable consequences of the war. The second section of the amendment dealt with matters upon Avhich opinion in the domi- nant party was far from certain and harmonious. It embodied a very clumsy aud artificial solution of the suffrage problem. The alternative presented to the states, of enfranchising the blacks or losing proportionally in representation, was a mere temporary compromise between two party factions. It was the most that the friends of negro suffrage could secure at this stage of the process ; but there was no indication that they would be satisfied with this. The third section of the amend- ment was merely incidental to the conflict between Congress and President Johnson. The President's very free exercise of the pardoniug power interfered with the progress of the legis- lature's policy, and no method of checking this interference seemed so feasible as a constitutional amendment. As a whole, the amendment was tentative. It betokened a longing for a definite settlement of the two great questions of the day, tem- pered by dread of an adverse public sentiment. . . . The " fundamental conditions" which afforded the only basis for Congressional maintenance of negro suffrage in the restored states were regarded by a large majority of constitu- tional lawyers in both parties as of doubtful validity. Under the circumstances a further amendment to the constitution was the only resort that could be depended upon for the end de- sired. Hence the Fifteenth Amendment was, after a long and ardent discussion of the whole field of political philosophy, sent to the state legislatures by resolution finally passed February 26, 1869. ... On March 30, 1870, the ratification of the Fifteenth Amendment had been proclaimed, and just two months later the first enforcement act became law. By the policy thus ex- pressed the issue was definitely made up which ended in the undoing of the reconstruction. Seven unwholesome years were required to demonstrate that not even the government which 384 RECONSTRUCTION AMENDMENTS [Ch. XXIII had quelled the greatest rebellion in history could maintain the freedmen in both security and comfort on the necks of their former masters. The demonstration was slow, but it was effective and permanent. William A. Dunning, Essays on the Civil War and Reconstruction. 93, 252, passim. Mclaughlin (1899) It will be remembered that the Emancipation Proclamation declared free all slaves within those parts of the South then in open rebellion. This was confessedly a war measure — like any other confiscation of property, an act of war. It did not destroy slavery in the States not in rebellion. Moreover, some persons believed that the President had exceeded his authority in issuing such a proclamation. In the early part of 1864 a vote on the question of submitting a constitutional amendment abolishing slavery everywhere was taken into Congress. The necessary two-thirds vote could not be secured in the House, though the Senate passed the measure by a large majority. After the election, carried by the Republicans on a distinctly anti-slavery platform, abolition assumed new strength. The President in his annual message advocated the adoption of the amendment. A great debate in the House followed. The vote was one hundred and nineteen ayes to fifty-sis noes — seven more than the required two-thirds. In the homely, truthful phrase of Lincoln, the "great job" was ended. . . . The iDrinciple of the ordinance of 1787 was, in almost the exact words of that document, made applicable to the whole Union ; the great curse that had separated the American people into two bitterly hostile sections was to be cast aside forever. The hopes of the future were for reorganization, a re-establishment of sympathy and fellow-feeling between North and South, now that the cause of enmity and division was no more. As Lincoln pointed out, the amendment meant the "maintenance" of the Union. . . . It was next determined to put the Civil Rights Bill into the form of a constitutional amendment, where its principles would be permanent and safe from violation. The Fourteenth Amend- ment was therefore agreed upon and offered to the States (June, 1897-1899] CRITICAL COMMENT 385 1866), for adoption. ... It declared that no State should make or enforce any law abridging the " privileges or immunities of citizens of the United States," or deprive any person of " life, liberty or property without due process of law," or deny to any person "the equal protection of the laws." The Republicans saw that by the freeing of the blacks they bad actually increased the political strength of the Southern States, because the three- fifths rule would no longer apply, but all the negroes would be counted in determining the representative population. Some were desirous of giving the negroes the suffrage immediately by National act. Others hesitated. All, however, desired to pre- vent the Southern States from reaping this political advantage from emancipation, unless they allowed the blacks to vote. It was therefore decided that if the negroes were not given the suffrage by a State voluntarily, they should not be counted in determining the basis of representation. For these rea- sons the second section of the Fourteenth Amendment was added. . . . Such was the Fourteenth Amendment, by far the greatest change made in the Constitution, since its adoption. There was some difficulty, as we shall see, in securing its ratification, the Southern States refusing to accept it; two years passed before it was finally ratified (1868), but we may notice at this time how it modified the Constitution when once it became a part of the fundamental law. Before this amendment was passed the subject of suffrage was solely a State affair, as long as the State had a "republican form of government." So, too, the State had complete control over its citizens and could be as tyrannical as it saw fit, provided that it did not interfere with the relations between a person and the National Government or violate the few express prohibitions in the National Constitu- tion. By this amendment the nation intervened to protect the citizens of the State against unjust legislation or action of a State. Thus it will be seen the situation had entirely altered from what it was in 1788-90. Then it was thought necessary to shield the citizen from the possible tyranny of the National Government, and to this end the first ten amendments were adopted. . . . In 1869 the Fifteenth Amendment was submitted to the 25 ^86 kncONSTRliCTtON AMENDMENTS [Ch. XXIII States for adoption. It declared: "The right of citizens of the United States to vote shall not be denied or abridged by the United States or by any State on account of race, colour, or previous condition of servitude." Secretary Fish announced, March 30, 1870, that it had " become valid to all intents and purposes, as part of the Constitution of the United States." The acceptance of the Fifteenth Amendment as part of the fundamental law of the nation did not do away with the troubles and distress that grew out of the rebellion. The corruption of the carpet-bag governments, built on negro suffrage, was proof enough that slavery had been a poor schoolmaster for freedom. Andrew C. McLa.ughlin, History of the American Nation. 463-483. HART (1899) So far as the existence of slavery went, the Thirteenth Amendment, declared to be in force in December, 1865, was a constitutional guarantee which superseded the revocable aboli- tion acts of the States reconstructed during that year ; and it took out of the list of conditions which might be imposed upon the States an acknowledgment of the freedom of the former slaves ; it superseded also the special conditions of the amnesty proclamations of Lincoln and Johnson. There still remained a necessity for statutes or constitutional amendments to define the judicial and other civil rights of the negro. . . . During 1865 both the legal and the economic status of the negroes were confused and unsatisfactory. . . . As soon as it became evident that Johnson had no interest in negro suffrage, and was willing to reinstate by his pardoning power a large proportion of those who had been concerned in the rebellion. Chase [Salmon P. Chase] found himself separated from the President, who no longer invited an expression of his opinion. At the same time his friends in the South assured him that, without protection from the United States, the Union men would be completely overborne and the freedman in danger. . . . Chase's sympathy now began to turn towards the congres- sional plan. . . . This was a legislative reversal of whatever was left of the Dred Scott decision. . . . 1899] CntTICAL COMMENT 387 The act was certain to arouse the opposition of the South, and was itself liable to repeal. It seemed therefore desirable to put its provisions into a constitutional amendment, which would forever protect the rights of the negroes and which at the same time would take out of the hands of the President the restoration of former rebels to their political status. . . . The Southern States duly paid the price of their readmission by ratifying the Fourteenth Amendment, and from 1868 they were gradually allowed to reoccupy seats in Congress. . . . As might have been expected, so soon as the Southern States were again admitted to seats in Congress there was a tendency in the South to put an end by violence to negro suffrage ; hence Congress passed a statute, the so-called Civil Rights Bill, un- der the Fourteenth and Fifteenth Amendments, to protect the negroes. Albert Bxjshnell Haet, Salmon Portland Chase. 335, 381. 388 COLONIES AND DEPENDENCIES [Ch. XXIV Chaptee XXIV LIBERTY IN UNITED STATES COLONIES AND DEPENDENCIES (1898-1899) SUGGESTIONS These documents contain suggestions as to the prospective policy of government in the newly acquired teri'itorial possessions of Cuba, Porto Rico, and the Philippine Islands. The critical comment which follows must of necessity become in a few years a part of the contemporary exposition. It needs an his- torical perspective, which the future alone can give, for the proper discussion of these documents. But, as the making of history is as important a study as the chronicles of the past, the student should look at present issues with keen interest. He must appreciate that to-day's events belong to a succession of conditions in a general movement of progress; from whatever political point of view he approaches the subject he will find these historical conditions the same. Out of the vast amount of oratory and writing for and against the present policy of the administration, a few masters of constitutional history have been chosen to give expression in criticism. DOCUMENTS Extracts from President McKinley's Annual Message, Dec. 5, 1898 Messages of ^^ ^^e message of April 11, 1898, I announced the President, that with this last overture in the direction of im- mediate peace in Cuba and its disappointing re- ception by Spain the effort of the Executive was brought to an end. I again reviewed the alter- native courses of action which had been proposed, concluding that the only one consonant with inter- national policy and compatible with our firm-set historical traditions was intervention as a neutral to X. 163-176. 1898] TEXT 389 stop the war and elieck the hopeless sacrifice of life, even though that resort involved " hostile constraint upon both the parties to the contest, as well to en- force a truce as to guide the eventual settlement." The grounds justifying that step were the interests of humanity, the duty to protect the life and prop- erty of our citizens in Cuba, the right to check injury to our commerce and people through the devastation of the island, and, most important, the need of re- moving at once and forever the constant menace and the burdens entailed upon our Government by the uncertainties and perils of the situation caused by the unendurable disturbance in Cuba. I said: "The long trial has proved that the object for which Spain has waged the war cannot be attained. The fire of insurrection may flame or may smoulder with varying seasons, but it has not been and it is plain that it cannot be extinguished by present methods. The only hope of relief and repose from a condition which can no longer be endured is the enforced pacification of Cuba. In the name of hu- manity, in the name of civilization, in behalf of endangered American interests which give us the right and the duty to speak and to act, the war in Cuba must stop." In view of all this the Congress was asked to By the authoiize and empower the President to take Message of measures to secure a full and final termination of ^ggg ' hostilities between Spain and the people of Cuba and to secure in the island the establishment of a stable government, capable of maintainiug order and observing its international obligations, insuring peace and tranquillity and the security of its citizens as well as our own, and for the accomplishment of those ends to use the military and naval forces of the United States as might be necessary, with added authority to continue generous relief to the stai'ving people of Cuba. The response of the Congress, after nine days of 390 COLONIES AND DEPENDENCIES [Ch. XXIV Cuban Inde- pendence. Duty of the United States. Constitution, Art. ii. sect. 2, §1. Attitude of tlie United States to- wards Cuba. earnest deliberation, during which the almost unani- mous sentiment of your body was developed on every point save as to the expediency of coupling the proposed action with a formal recognition of the Republic of Cuba as the true and lawful government of that island — a proposition which failed of adop- tion — the Congress, after conference, on the 19th of April, by a vote of 42 to 35 in the Senate and 311 to 6 in the House of Representatives, passed the memorable joint resolution declaring — ' ' First. That the people of the island of Cuba are, and of right ought to be, free and independent. " Second. That it is the duty of the United States to demand, and the Government of the United States does hereby demand, that the Government of Spain at once relinquish its authority and government in the island of Cuba and withdraw its land and naval forces from Cuba and Cuban waters. " Third. That tlie President of the United States be, and he hereby is, directed and empowered to use the entire land and naval forces of the United States and to call into the actual service of the United States the militia of the several States to such ex- tent as may be necessary to carry these resolutions into effect. "Fourth. That the United States hereby dis- claims any disposition or intention to exercise sov- ereignty, jurisdiction, or control over said island except for the pacification thereof, and asserts its determination when that is accomplished to leave the government and control of the island to its people." This resolution was appi'oved by the Executive on the next day, April 20. . . . After the instruction reached General "Woodford on the morning of April 23, but before he could present it, the Spanish minister of state notified him that upon the President's approval of the joint resolution the Madrid Government, regarding the 1898] TEXT 391 act as " equivalent to an evident declaration of war," had ordered its minister in Washington to withdraw, thereby breaking off diplomatic relations between the two countries and ceasing all official communi- cation between their respective representatives, relations General Woodford thereupon demanded his pass- with Spain _ ports and quitted Madrid the same day. pS^ '^^ *^''' Spain having thus denied the demand of the United States and initiated that complete form of rupture of relations which attends a state of war, the executive powers authorized by the resolution were at once used by me to meet the enlarged con- tingency of actual war between sovereign states. I do not discuss at this time the Government or the future of the new possessions which will come to us as the result of the war with Spain. Such dis- cussion will be appropriate after the treaty of peace shall be ratified. In the meantime and until the Congress has legislated otherwise it will be my duty to continue the military governments which have existed since our occupation and give to the people security in life and property and encouragement under a just and beneficent rule. As soon as we are in possession of Cuba and „ have pacified the island it will be necessary to give policy. aid and direction to its people to form a govern- ment for themselves. This should be undertaken at the earliest moment consistent with safety and assured success. It is important that our relations with this people shall be of the most friendly char- acter and our commercial relations close and recip- rocal. It should be our duty to assist in every proper way to build up the waste places of the island, encourage the industry of the people, and Immediate assist them to form a government which shall be prove sani-' free and independent, thus realizing the best aspira- tary, educa- tions of the Cuban people. muScipal*^ Spanish rule must be replaced by a just, benevo- life. 392 COLONIES AND DEPENDENCIES [Ch. XXIV lent, and humane government, created by the people of Cuba, capable of performing all international obligations, and which shall encourage thrift, in- dustry, and prosperity and promote peace and good will among all of the inhabitants, whatever may have been their relations in the past. Neither revenge nor passion should have a place in the new government. Until there is complete tranquillity in the island and a stable government inaugurated military occupation will be continued. Extracts from President McKinley's Annual Message, Dec. 5, 1899 Congressional My Annual Message of last year was neces- Record bQ sarily devoted in great part to a consideration of 29-36, passnn! the Spanish war and of the results it wrought and the conditions it imposed for the future. I am gratified to announce that the treaty of peace has restored friendly relations between the two powers. Effect has been given to its most important pro- visions. The evacuation of Porto Rico having al- ready been accomplislied on the 18th of October, 1898, nothing remained necessary there but to con- tinue the provisional military control of the island until the Congress should enact a suitable govern- ment for the ceded territory. Of the character and scope of the measures to that end I shall treat in another part of this Message. The withdrawal of the authority of Spain from the island of Cuba was effected by the 1st of Jan- uary, so that the full re-establishment of peace found the relinquished territory held by us in trust for the inhabitants, maintaining, under the direc- tion of the Executive such government and control therein as should conserve public order, restore the productive conditions of peace so long disturbed by the instability and disorder which prevailed for the greater part of the preceding three decades, and build up that tranquil development of the do- 1898-1899] TEXT 393 mestic state whereby alone can be realized the high purpose, as proclaimed iu the joint resolution adopted by the Congress on the 19th of April, 1898, by which the United States disclaimed any disposition or intention to exercise sovereignty, ju- risdictiou or control over Cuba, except for the |g ^f great" pacification thereof, and asserted its determination, significance, when that was accomplished to leave the govern- ment and control of the island to its people. The pledge contained in this resolution is of the highest honorable obligation and must be kept. I believe that substantial progress has been made in this direction. All the administrative measures Keforms be- adopted in Cuba have aimed to fit it for a regen- S^^- erated existence by enforcing the supremacy of law and justice ; by placing wherever practicable the machinery of administration in the hands of the inhabitants ; by instituting needed sanitary reforms ; by spreading education ; by fostering industry and trade ; by inculcating public morality, and, in short, by taking every rational step to aid the Cuban people to attain to that plane of self-conscious re- spect and self-reliant unity which fits an enlight- ened community for self-government within its own sphere, while enabling it to fulfil all outward obligations. This nation has assumed before the world a grave responsibility for the future good government of Cuba, We have accepted a trust the fulfilment of which calls for the sternest integrity of purpose and the exercise of the highest wisdom. The new Cuba Cuba'sfutm-e yet to arise from the ashes of the past must needs prosperity. be bound to us by ties of singular intimacy and strength if its enduring welfare is to be assured. Whether those ties shall be organic or conventional, the destinies of Cuba are in some rightful form and manner irrevocably linked with our own, but how and how far is for the future to determine in the ripeness of events. Whatever be the outcome, we 394 COLONIES AND DEPENDENCIES [Ch. XXIV must see to it that free Cuba be a reality, not a name ; a perfect entity, not a hasty experiment bearing within itself the elements of failure. Our mission, to accomplish which we took up the wager of battle, is not to be fulfilled by turning adrift any loosely framed commonwealth to face the vicissi- tudes which too often attend weaker states whose natural wealth and abundant resources are offset by the incongruities of their political organization and the recurring occasions for internal rivalries to sap their strength and dissipate their energies. The greatest blessiug which can come to Cuba is the restoration of her agricultural and industrial pros- perity, which will give employment to idle men and re-establish the pursuits of peace. This is her chief and immediate need. . . . The future government of the Philippines rests with the Congress of the United States. Few Cono-ress to graver responsibilities have ever been confided to be held re- us. If we accept them in a spirit worthy of our governmenT ^"^^e and our traditions, a great opportunity comes in the Philip- with them. The islands lie under the shelter of pines. Q^j. gjjg_ Xhey are ours by every title of law and equity. They cannot be abandoned. If we desert them we leave them at once to anarchy and finally to barbarism. We fiiug them, a golden apple of discord, among the rival powers, no one of which could permit another to seize them un- questioned. Their rich plains and valleys would be the scene of endless strife and bloodshed. The advent of Dewey's fleet in Manila Bay instead of being, as we hope, the dawn of a new day of freedom and progress, will have been the beginning of an era of misery and violence worse than any which has darkened their unhappy past. The suggestion has been made that we could renounce our authority over the islands and, giving them independence, could retain a protectorate over them. This proposition will not be found, I am 1899] TEXT 395 sure, worthy of your serious attention. Such an Constitution, arrangement would involve at the outset a cruel ^^*- ^- s®^*- breach of faith. It would place the peaceable and ' loyal majority, who ask nothing better than to ac- cept our authority, at the mercy of the minority of armed insurgents. It would make us responsible for the acts of the insurgent leaders and give us no power to control them. It would charge us with the task of protecting them against each other and defending them against any foreign power with which they choose to quai-rel. In short, it would take from the Congress of the United States the power of de- claring war and vest that tremendous prerogative in the Tagal leader of the hour. It does not seem desirable that I sbould recom- mend at this time a specific and final form of gov- ernment for these islands. When peace shall be restored, it will be the duty of Congress to con- struct a plan of government which shall establish and maintain freedom and order and peace in the Philippines. The insurrection is still exist- ing, and when it terminates further information will be required as to the actual condition of affairs before inaugurating a permanent scheme of civil government. . . . No effort will be spared to build up the waste Future de- places desolated by war and by long years of mis- velopment government. We shall not wait for the end of Philippine strife to begin the beneficent work. We shall con- Islands, tinue, as we have begun, to open the schools and the churches, to set the courts in operation, to foster industry and trade and agriculture, and in every way in our power to make these people whom Providence has brought within our jurisdic- tion feel that it is their liberty and not our power, their welfare and not our gain, we are seeking to enhance. Our flag has never waved over any com- munity but in blessing. I believe the Filipinos will soon recognize the fact that it has not lost its gift 396 COLONIES AND DEPENDENCIES [Ch. XXIV Porto Kican policy. Removal of all military authority. Local self- government. of benediction in its world-wide journey to their shores. . . . The time is ripe for the adoption of a tempo- rary form of government for this island [Porto Rico]. . . . The system of civil jurisprudence now adopted by the people of this island is described by compe- tent lawyers who are familiar with it, as thoroughly modern and scientific, so far as it relates to matters of internal business, trade production, and social and private right in general. The cities of the island are governed under charters which prob- ably require very little or no change. So that with relation to matters of local concern and private right, it is not probable that much, if any, legis- lation is desirable ; but with reference to public administration and the relations of the island to the Federal Government, there are many matters which are of pressing urgency. . . . It is desirable that the government of the island under the law of belligerent right, now maintained through tlie Executive Department, should be super- seded by an admmistration entirely civil in its nature. For present purposes I recommend that Congress pass a law for the organization of a tem- porary government, which shall provide for the appointment by the President, subject to confir- mation by the Senate, of a governor and such other officers as the general administration of the island may require, and that for legislative purposes upon subjects of a local nature not partaking of a Fed- eral character, a legislative council, composed partly of Porto Ricans and partly of citizens of the United States, shall be nominated and appointed by the President, subject to confirmation by the Senate, their acts to be subject to the approval of the Con- gress or the President prior to going into effect. In the municipalities and other local subdivisions I recommend that the principle of local self-govern- 1899] TEXT 397 ment be applied at once, so as to enable the intel- ligent citizens of the island to participate in their own government and to learn by practical experi- ence the duties and requirements of a self-contained and self-governing people. I have not thought it wise to commit the entire government of the island to oiScers selected by the people, because I doubt whether in habits, training and experience they are such as to fit them to exercise at once so large a de- gree of self-government; but it is my judgment and expectation that they will soon arrive at an attainment of experience and wisdom and self-con- trol that will justify conferring upon them a much larger participation in the choice of their insular oflScers. The fundamental requirement for these people Eacial char- as for all people, is education. The free school- acteristics to house is the best preceptor for citizenship. In the ered"^^^*^" introduction of modern educational methods care, however, must be exercised that changes be not made too abruptly and that the history and racial peculiarities of the inhabitants shall be given due weight. Systems of education in these new pos- sessions founded upon common-sense methods, adapted to existing conditions and looking to the ernment ; future moral and industrial advancement of the civil rights, people, will commend to them in a peculiarly effec- tive manner the blessings of free government. The love of law and the sense of obedience and submission to the lawfully constituted judicial tri- bunals are embedded in the hearts of our people, and any violation of these sentiments and disre- gard of their obligations justly arouses public con- demnation. The guarantees of life, liberty, and of civil rights should be faithfully upheld ; the right of trial by jury respected and defended. 398 COLONIES AND DEPENDENCIES [Ch. XXIV CONTEMPORARY EXPOSITION PRESIDENT McKINLEY (1899) We have now ended the war with Spain. The treaty has been ratified by the votes of more than two-thirds of the Senate of the United States and by the judgment of nine-tenths of its people. No nation was ever more fortunate in war or more honourable in its negotiations in peace. Spain is now elinxinated from the problem. It remains to ask what we shall now do. I do not intrude upon the duties of Congress or seek to antici- pate or forestall its action. I only say that the treaty of peace, honourably secured, having been ratified by the United States, and, as we confidently expect, shortly to be ratified in Spain, Congress will have the power, and I am sure the purpose, to do what in good morals is right and just and humane for these peoples in distant seas. It is sometimes hard to determine what is best to do, and the best thing to do is oftentimes the hardest. The prophet of evil would do nothing because he flinches at sacrifice and effort, and to do nothing is easiest and involves the least cost. On those who have things to do there rests a responsibility which is not on those who have no obligations as doers. If the doubters were in a majority, there would, it is true, be no labour, no sac- rifice, no anxiety and no burden raised or carried ; no contribu- tion from our ease and purse and comfort to the welfare of others, or even to the extension of our resources to the welfare of ourselves. There would be ease, but alas! there would be nothing done. But grave problems come in the life of a nation, however much men may seek to avoid them. They come without our seeking ; why, we do not know, and it is not always given us to know; but the generation on which they are forced cannot avoid the responsibility of honestly striving for their solution. We may not know precisely how to solve them, but we can make an honest effort to that end, and if made in conscience, justice and honor it will not be in vain. The future of the Philippine Islands is now in the hands of the American people. Until the treaty was ratified or rejected 1899] CONTEMPORARY EXPOSITION 399 the Executive Department of this government could only pre- serve the peace and protect life and property. . . . I have no light or knowledge not common to my countrymen. I do not prophesy. The present is all absorbing to me, but I cannot bound my vision by the blood-stained trenches around Manila, where every red drop, whether from the veins of an American soldier or a misguided Filipino, is anguish to my heart ; but by the broad range of future years, when that group of islands, under the impulse of the year just passed, shall have become the gems and glories of those tropical seas ; a land of plent}' and of increasing possibilities ; a people redeemed from savage indolence and habits, devoted to the arts of peace, in touch with the commerce and trade of all nations, enjoying the blessings of freedom, of civil and religious liberty, of education and of homes, and whose children and children's children shall for ages hence bless the American Republic because it emanci- pated and redeemed their fatherland and set them in the path- way of the world's best civilization. William McKinlby, Speech delivered at the Home Market Club, in Boston Herald, February 17, 1899. SECRETARY LONG (1899) But, on the other hand, is the view held, I think, by the great majority of our people that we cannot thus easily, having once put our hands to the plough, look back, and that events not within our control have brought us to responsibilities which we cannot disregard and let alone, but which we must face and meet. The matter is one of great moment. I most heartily wish it had never confronted us. I wish the world would kindly let up for a while and not move so fast. I wish, also, that youth would stay. I would rather be a boy again than to be Secretary of the Navy, as I am, or President of the United States, as of course I could be if I would yield to the solicita- tions of my friends and accept the office. But I think it is a mistake to say that it is beyond the abilit}'^ of the American peo- ple to deal with a problem with which other nations have suc- cessfully dealt, or that it is a harder problem than many problems which are upon us already. The problem of the immense accumulations of wealth ; the 400 COLONIES AND DEPENDENCIES [Ch. XXIV municipal problem of our great cities, soon gathering within their limits more than balf the population of the country ; the prob- lems of capital and labor ; the problems of social crimes, intem- perance and political integrities, are even harder and fraught with graver dangers. Indeed, I am not sure that this new fric- tion in the far-off tropics may not be, when applied to these older maladies in the body politic, a sort of what the physicians call a counter-irritant — an outlet for the pent-up fevers now in the national blood. There are those who regard every new crisis as what they call " the beginning of the end." But this phrase is like the foolish nurse's cry of " ghost " to a child. The beginning of the end was long ago — at the very birth of the Republic. God has so ordered the laws of growth that no life, of plant, or man, or nation, works out its destiny and bears its fruit except by ripening to its completion. First the blade, then the ear, then the full corn in the ear. The glory of Greece and of Rome is in the culmination of their civilization, art, literature and politi- cal power ; and therein is their contribution to the higher civili- zations which have succeeded. So it must needs be with the great powers of to-day. Great Britain and Germany and America. . . . Why doubt and repine, when the time of doubting and repin- ing is inexorably past, and when doubting and repining can now do no good? Why shall not the United States, now that these lauds and tribes have been intrusted to its disposition, enter upon the trust thus imposed upon it, with the determination that, as it began by freeing them from the yoke of oppression, it will go on and insure them still larger blessings of liberty and civiliza- tion, and will so bear itself toward them that in securing their welfare it shall also promote its own, and, as always hap- pens when men or nations co-operate in the spirit of justice and good will, the reward shall come to both in their mutual increase? . . . Meantime, our duty is to meet the responsibility that is upon us. Undoubtedly it would be easier if we could shift it from our shoulders and lay it down. It is with a wrench that any man, especially any son of New England familiar with its tra- ditions and recalling its charms of provincial life, becomes aware 1899-1900] CONTEMPORARY EXPOSITION 401 that these must, betimes, give way to larger demands and more trying exigencies. And yet, the fields that are before us are not altogether un- trodden, [t is not a new thing in the history of the world for an enlightened and civilized nation to deal with the less fortu- nate islands of remote seas. A Christian nation should not lose heart at the opportunity of carrying its education, its industries, its institutions and its un- told blessings to other and less fortunate people. For one, I trust with all my heart that the result of our new relations with the Philippines may be to aid them to the acquirement of the comforts, happiness and benefactions of our civilization ; to educate them to their political elevation and to help them to the establishment of their own self-government and their own free existence. John D. Long, Address before the Home Market Club, in Boston Herald, February 17, 1899. R. OLNET (1900) Hereafter as heretofore, our general policy must be and will be non-interference in the internal affairs of European states — hereafter as heretofore we shall claim paramountcy in things purely American — and hereafter as heretofore we shall antago- nize any attempt by an European Power to forcibly plant its flag on the American continents. It cannot be doubted, how- ever, that our new departure not merely unties our hands but fairly binds us to use them in a manner we have thus far not been accustomed to. We cannot assert ourselves as a Power whose interests and sympathies are as wide as civilization with- out assuming obligations corresponding to the claim — obliga- tions to be all the more scrupulously recognized and performed that they lack the sanction of physical force. The first duty of every nation, as already observed, is to itself — is the promo- tion and conservation of its own interests. Its position as an active member of the international fainily does not require it ever to lose sight of that principle. But, just weight being given to that principle, and its abilities and resources and op- portunities permitting, there is no reason why the United States should not act for the relief of suffering humanity and for the 26 402 COLONIES AND DEPENDENCIES [Ch. XXIV advancement of civilization wherever and whenever such action would be timely and effective. Should there, for example, be a recurrence of the Turkish massacres of Armenian Christians, not to stop them alone or in concert with others, could we do so without imperilling our own substantial interests, would be unworthy of us and inconsistent with our claims and aspirations as a great Power. We certainly could no longer shelter our- selves behind the time-honored excuse that we are an American Power exclusively, without concern with the affairs of the world at large. Richard Olney, Growth of our Foreign Policy, in l^he Atlantic Monthly, LXXXV. 289-301 (March, 1900). CRITICAL COMMENT CHARLES FRANCIS ADAMS (1898) Next as regards our fundamental principles of equality of human rights, and the consent of the governed as the only Just basis of all government. The presence of the inferior races on our own soil, and our new problems connected with them in our dependencies, have led to much questioning of the correctness of those principles, which, for its outspoken frankness, at least, is greatly to be commended. It is argued that these, as princi- ples, in the light of modern knowledge and conditions, are of doubtful general truth and limited application. True, when confined and carefully applied to citizens of the same blood and nationality ; questionable, when applied to human beings of different race in one nationality; manifestly false, in the case of races less developed, and in other, especially tropical, coun- tries. As fundamental principles, it is admitted, they were excellent for a young people struggling into recognition and limiting its attention narrowly to what only concerned itself; but have we not manifestly outgrown them, now that we our- selves have developed into a great World Power? For such there was and necessarily always will be, as between the superior and the inferior races, a manifest common sense foundation in caste, and in the rule of might when it presents itself in the form of what we are pleased to call Manifest Destiny. As to government being conditioned on" the consent of the governed, 1898] CRITICAL COMMENT 403 it is obviously the bounclen duty of the superior race to hold the inferior race in peaceful tutelage, and protect it against itself ; and, furthermore, when it comes to deciding the momentous question of what races are superior and what inferior, what dominant and what subject, that is of necessity a question to be settled between the superior race and its own conscience ; and one in regard to the correct settlement of which it indicates a tendency at once unpatriotic and " pessimistic," to assume that America could by any chance decide otherwise than cor- rectly. Upon that score we must put implicit confidence in the sound instincts and Christian spirit of the dominant, that is, the stronger race. It is the same with that other fundamental principle with which the name of Lexington is, from the historical point of view, so closely associated, — I refer, of course, to the revolu- tionary contention that representation is a necessary adjunct to taxation. This principle also, it is frankly argued, we have outgrown, in presence of our new responsibilities ; and, as be- tween the superior and inferior races, it is subject to obvious limitations. Here again, as between the policy of the " Open Door " and the Closed-Colonial-Market policy, the superior race is amenable to its own conscience only. It will doubtless on all suitable and convenient occasions bear in mind that it is a " Trustee for Civilization." Charles Francis Adams, Imperialism and the Tracks of Our Forefathers. (Address delivered at Lexington, December 30, 1898.) 18. RANDOLPH (1898) The peace of Cuba will be our first concern, but we must not set up an unattainable standard of order for the Cubans, and then annex their island on the plea that they cannot govern it. Cuba may wait long for the order which we prescribe for our- selves, and indeed the peace of a Spanish- American state of the best type is not the peace of the United States. The early installation of a Cuban government is desirable not only for the sake of the Cubans but because pending this event the United States must undertake the provisional control of the island. The undertaking will be sufficiently vexatious, even assuming, as I do, that it will be confided to trained soldiers 404 COLONIES AND DEPENDENCIES [Ch. XXIV and not to uniformed politicians. Yet it will be better to pro- long our control than to recognize prematurely a Cuban gov- ernment. When the authority of Spain shall disappear, the authority of the United States must replace it and prevail until a responsible local government shall be ready to assume control. The government of Cuba, which shall be definitely recognized by the United States, and may thereafter claim recognition from other nations, must be organized or ratified by the people of Cuba freely deliberating and acting under the protection of our impartial authority. Although the United States will not assume to present Cuba with a plan of government, they should condition recognition upon the adoption of a plan which shall establish a new nation upon principles of justice. Carman F. Randolph, Notes on the Foreign Policy of the United States. 6-7. W. G. SUMNER (1899) War, expansion, and imperialism are questions of statesman- ship and of nothing else. I disregard all other aspects of them, and all extraneous elements which have been intermingled with them. I received the other day a circular of a new educational enterprise in which it was urged that, on account of our new possessions, w^e ought now to devote especial study to history, political econom}^ and what is called political science. I asked myself, why? What more reason is there for pursuing these studies now on behalf of our dependencies than there was be- fore to pursue them on behalf of ourselves? In our proceed- ings of 1898, we made no use of whatever knowledge we had of any of these lines of study. The original and prime cause of the war was that it was a move of partisan tactics in the strife of parties at Washington. As soon as it seemed resolved upon, a number of interests began to see their advantage in it, and hastened to further it. It was necessary to make appeals to the public which would bring quite other motives to the sup- port of the enterprise, and win the consent of classes who would never consent to either financial or political jobbery. Such appeals were found in sensational assertions which we had no means to verify, in phrases of alleged patriotism, in statements about Cuba and the Cubans which we now know to have been entirely untrue. 1898-1899] CRITICAL COMMENT 405 Where was the statesmanship of all this? If it is not an established rule of statecraft that a statesman should never impose any sacrifices on his people for anything but their own interests, then it is useless to study political philosophy any more, for this is the alphabet of it. It is contrary to honest statesmanship to imperil the political welfare of the state for party interests. It was unstatesmanlike to publish a solemn declaration that we would not seize any territory, and especially to characterize such action in advance as " criminal aggression," for it was morally certain that we should come out of any war with Spain with conquered territory on our hands, and the peo- ple who wanted the war, or who consented to it, hoped that we would do so. We talk about " liberty " all the time in a glib and easy way, as if liberty was a thing that men could have if they want it, and to any extent to which they want it. It is certain that a very large part of human liberty consists simply in the choice either to do a thing or to let it alone. If we decide to do it, a whole series of consequences is entailed upon us in regard to which it is exceedingly difficult, or impossible, for us to exer- cise any liberty at all. The proof of this from the case before us is so clear and easy that I need spend no words upon it. Here, then, you have the reason why it is a rule of sound statesmanship not to embark on an adventurous policj'. A statesman could not be expected to know in advance that we should come out of the war with the Philippines on our hands, but it belongs to his education to warn him that a policj^ of adventure and of gratuitous enterprise would be sure to entail embarrassments of some kind. What comes to us in the evolu- tion of our own life and interests, that we must meet ; what we go to seek which lies beyond that domain, is a waste of our en- ergy and a compromise of our liberty and welfare. If this is not sound doctrine, then the historical and social sciences have nothing to teach us which is worth any trouble. . . . We assume that what we like and practise, and what we think better, must come as a welcome blessing to Spanish- Americans and Filipinos. This is grossly and obviously untrue. They hate our ways. They are hostile to our ideas. Our religion, language, institutions, and manners offend them. 406 COLONIES AND DEPENDENCIES [Ch. XXIV They like their own ways, and if we appear amongst them as rulers, there will be social discord on all the great departments of social interest. The most important thing which we shall inherit from the Spaniards will be the task of suppressing re- bellions. If the United States takes out of the hands of Spain her mission, on the ground that Spain is not executing it well, and if this nation, in its turn, attempts to be school-mistress to others, it will shrivel up into the same vanity and self-conceit of which Spain now presents an example. To read our current literature one would think that we were already well on the way to it. Now, the great reason why all these enterprises, which begin by saying to somebody else : We know what is good for you, better than you know j^ourself, and we are going to make you do it — are false and wrong, is that they violate liberty ; or, to turn the same statement into other words : the reason why liberty, of which we Americans talk so much, is a good thing, is, that it means leaving people to live out their own lives in their own way, while we do the same. If we believe in liberty, as an American principle, why do we not stand by it? Why are we going to throw it away to enter upon a Spanish policy of dominion and regulation? William G. Sumner, The Conquest of the United States hy Spain. SCHURZ (1899) If ever, it behooves the American people to think and act with calm deliberation, for the character and future of the re- public and the welfare of its people now living and yet to be born are in unprecedented jeopardy. To form a candid judg- ment of what this republic has been, what it may become, and what it ought to be, let us first recall to our minds its condition before the recent Spanish War. Our government was, in the words of Abraham Lincoln, "the government of the people, by the people, and for the people." It was the noblest ambition of all true Americans to carry this democratic government to the highest degree of perfection in justice, in probity, in assured peace, in the security of human rights, in progressive civilization ; to solve the problem of pop- 1899] CRITICAL COMMENT 407 ular self-government on the grandest scale, and thus to make this republic the example and guiding star of mankind. We had invited the oppressed of all nations to find shelter here, and to enjoy with us the blessings of free institutions. They came by the millions. Some were not so welcome as others, but under the assimilating force of American life in our temperate climate, which stimulates the working energies, nurses the spirit of orderly freedom, and thus favors the growth of democracies, they become good Americans, most in the first, all in the following generations. And so with all the blood- crossings caused by the motley immigration, we became a sub- stantially homogeneous people, united by common political beliefs and ideals, by common interests, laws, and aspira- tions, — in one word, a nation. . . . Then came the Spanish War. A few vigorous blows laid the feeble enemy helpless at our feet. The whole scene seemed to have suddenly changed. According to the solemn proclamation of our government, the war had been undertaken solely for the liberation of Cuba, as a war of humanity and not of conquest. But our easy victories had put conquest within our reach, and when our arms occupied foreign territory, a loud demand arose that, pledge or no pledge to the contrary, the conquests should be kept, even the Philippines on the other side of the globe, and that as to Cuba herself, independence would only be a pro- visional formality. Why not? was the cry. Has not the career of the republic almost from its very beginning been one of ter- ritorial expansion? Has it not acquired Louisiana, Florida, Texas, the vast countries that came to us through the Mexican War, and Alaska, and has it not digested them well? Were not those acquisitions much larger than those now in contempla- tion? If the republic could digest the old, why not the new? What is the difference? . . . . . . This difference called forth that great psean of human liberty, the American Declaration of Independence, — a docu- ment which, I regret to say, seems, owing to the intoxication of conquest, to have lost much of its charm among some of our fellow citizens. Its fundamental principle was that " govern- ments derive their just powers from the consent of the gov- erned." We are now told that we have never fully lived up to 408 COLONIES AND DEPENDENCIES [Ch. XXIV that principle, aud that, therefore, in our new policy we may cast it aside altogether. But I say to you that, if we are true believers in democratic government, it is our duty to move in the direction toward the full realization of that principle, and not in the direction away from it. If you tell me that we can- not govern the people of those new possessions in accordance with that principle, then I answer that this is a good reason why this democracy should not attempt to govern them at all. If we do, we shall transform the government of the people, for the people, and by the people, for which Abraham Lincoln lived, into a government of one part of the people, the strong, over another part, the weak. Such an abandonment of a fun- damental principle as a permanent policy may at first seem to bear only upon more or less distant dependencies, but it can hardly fail in its ultimate effects to disturb the rule of the same principle in the conduct of democratic government at home. Aud 1 warn the American people that a democracy cannot so deny its faith as to the vital conditions of its being, it cannot long play the king over subject populations, without creating within itself ways of thinking and habits of action most dan- gerous to its own vitality, — most dangerous especially to those classes of society which are the least powerful in the assertion, and the most helpless in the defence of their rights. Let the poor and the men Avho earn their bread by the labor of their hands pause and consider well before they give their assent to a policy so deliberately forgetful of the equality of rights. Carl Schtjez, American Imperialism. (Address before the University of Chicago, January 4, 1899.) 9-11. HOAR (1899) The question is this : Have we the right, as doubtless we have the physical power, to enter upon the government of ten or twelve million subject people without constitutional restraint? Of that question the Senator from Connecticut takes the affirm- ative. And upon that question I desire to join issue. Mr. President, I am no strict constructionist. I am no alarmist. I believe this country to be a nation, a sovereign nation. I believe Congress to possess all the powers which are 1899] CRITICAL COMMENT 409 necessary to accomplish under the most generous and liberal construction the great objects which the men who framed the Constitution and the people who adopted it desired to accom- plish by its instrumentality. I was bred, I might almost say I was born, in the faith, which I inherited from the men whose blood is in my veins, of the party of Hamilton and Washington and Webster and Sumner, and not in that of Madison or Cal- houn or the strict constructionists. The men by whose hands Connecticut signed the Declaration of Independence, who in her behalf helped frame the Constitution, who represented her in either House of Congress in the great Administrations of Washington and John Adams, were of that way of thinking. But the man of them most thoroughgoing and extreme, Ham- ilton himself, Ellsworth himself, Adams himself, would have looked with amazement if not with horror upon the doctrines asserted by the honorable Senator from Connecticut to-day. I am not speaking only of his denial of the great doctrine of constitutional liberty and of political morality that gov- ernment derives its just power from the consent of the gov- erned, and that any people has the right, when it thinks its existing government is destructive of the great ends of life, liberty, and happiness, to throw off the old government and make a new one for itself, and certainly if it have that right no other man has the right to impose one on it against its consent. But I am not speaking of that. I am speaking of his aston- ishing and most extravagant construction of the powers of Congress under the Constitution. . » . Now, let us trace for a moment the history of this beautiful, august, pure, invincible sovereign of ours. The idea that our fathers intended to clothe it with such a sovereignty is as re- pugnant to me as the idea that because God created a seraph, or an archangel, or even a man in his own image, he intended that he should be at liberty commit murder or robbery or any form of bestiality because he had clothed him with the physical power to accomplish it. Expositio contemporanea niaxime valet. The great contem- poraneous exposition of the Constitution is to be found in the Declaration of Independence. Over every clause, syllable, and letter of the Constitution the Declaration of IndependencQ 410 COLONIES AND DEPENDENCIES [Ch. XXIV pours its blazing torchlight. The same men framed it. The same States confirmed it. The same people pledged their lives, their fortunes, and their sacred honor to support it. The great characters in the constitutional convention were the great char- acters of the Continental Congress. There are undoubtedly, among its burning and shining truths, one or two which the convention that adopted it were not prepared themselves at once to put into practice. But they placed them before their countrymen as an ideal moral law to which the liberty of the people was to aspire and to ascend as soon as the nature of existing conditions would admit. Doubtless slavery was in- consistent with it, as Jefferson, its great author, has in more than one place left on record. But at last in the strife of a great civil war the truth of the Declaration prevailed and the falsehood of slavery went down, and at last the Constitution of the United States conformed to the Declaration and it has be- come the law of the land, and its great doctrines of liberty are written upon the American flag wherever the American flag floats. Who shall haul them down? . . . When the delegates of the Old Thirteen set their hands to that Declaration, the people of the United States stepped forth armed in its invincible panoply, like Minerva from the head of Jove, the greatest world power the world had ever seen. The seed they planted on that July morning grew up into crowns and sceptres. Whenever we depart from it the world power of the Great Republic is at an end. . . . At the close of the nineteenth century the American Republic, after its example in abolishing slavery has spread through the world, is asked by the Senator from Connecticut to adopt a doctrine of constitutional expansion on the principle that it is right to conquer, buy, and subject a whole nation if we happen to deem it for their good, — for their good as we conceive it, and not as they conceive it. Mr. President, Abraham Lincoln said, " No man was ever created good enough to own another." No nation was ever created good enough to own another. No single American workman, no humble American home, will ever be better or happier for the constitutional doctrine 1898-1900] CRITICAL COMMENT 411 which the Senator from Connecticut proclaims. If it be adopted here not only the workman's Avages will be diminished, not only will the burden of taxation be increased, not only, like the peasant of Europe, will he be born with a heavy debt about his neck and will stagger with an armed soldier upon his back, but his dignity will be dishonored and his manhood discrowned by the act of his own Government. George F. Hoar, No Constitutional Power to conquer Foreign Nations and hold their People in Subjection against their Will. (Speech in the Senate, January 9, 1899.) 11-40. BURGESS (1899) I cannot but regard as sophistical the argument for taking the Philippine Islands that is drawn from the fact of our hav- ing taken Louisiana, Florida, Texas, California, New Mexico, Oregon and even Alaska. All of these districts, except per- haps Alaska, are geographically natural parts of the United States. They were necessary to the national development of the United States. Their continued possession by other pow- ers would have been a direct danger to the interests, if not to existence, of the United States. This latter proposition ap- plies also, in some degree, to Alaska. The argument drawn from our past expansion would be more sound if it were used in reference to Cuba. Cuba commands the entrances to the Gulf of Mexico and the approaches from the sea to the south- ern boundary of the United States. The possession of this island by the United States may become — is even likely to become — a national necessity. But the Philippine Islands stand in no such relation to us. The principle of expansion which we have heretofore followed is national expansion. The expansion involved in the occupation of the Philippines is world-empire expansion. These are not the same thing ; and while successful world-empire expansion may require a pre- ceding national expansion, a successful national expansion does not require world-empire expansion. In a word, the steps in national expansion are not precedents for world-empire expansion. John W. Burgess, S'ow may the United States govern its Extra- Continental Territory ? in Political Science Quarterly, XIV. 2-3 (March, 1899), 412 COLONIES AND DEPENDENCIES [Ch. XXIV HART (1900) At the end of the Revolution the United States had a most excellent opportunity to remain within the former limits of the thirteen colonies, for in the peace negotiations of 1782 and 1783 it was the distinct purpose of France and Spain, and at times of England, to make the water-shed of the Appalachian chain practically the western boundary. . . . Three different areas, adjacent to the original English col- onies, were to be disposed of in the negotiations. First, some of the Americans doubted whether ' ' we could ever have a real peace, with Canada or Nova Scotia in the hands of the English." The second region was the northwest territory, in which the Americans had the right of occupation by conquest in a considerable part of the posts. The third area was the territory south of the Ohio River, most of which had not been under the jurisdiction of any English colony prior to the Revolution. The three arch-expansionists of that period, Franklin, Jay, and Adams, without much difficulty secured English consent to making the Mississippi the western boundary,- as required by the instruction of Congress of 1779. . . . Having thus inaugurated the policy of territorial expan- sion, our forefathers next set themselves to the great task of furnishing a colonial government, and during the ten years from 1780 to 1790 this was one of the chief concerns of Congress. . . . The framers of the Constitution perfectly understood that the power which they gave Congress to make war included the power to conquer territory, and that the power to make treaties included the authority to annex by peaceful concession. . . . During the first decade under the Federal Constitution the nation did not yet know its own strength, or venture to predict its own future. . . . The geographical and political conditions of the time speedily revived the spirit of political extension. Americans could put up with the exclusion from the lower Mississippi and the Gulf so long as that territory was in the hands of weak and declin- ing Spain. European wars and treaties now began, however, 1900] CRITICAL COMMENT 413 to have far-reaching effects, extending to the New "World, for in 1795 and 1796 the French government began to urge upon Spain the transfer of the former French province of Louisiana. . . . People speak of the "Louisiana negotiations" as though there had been two sides and a balancing of propositions. In reality the province was thrown to the United States, as the Caliph Harun-al-Raschid might have given a palace to a poor merchant who had admired the portico. . . . So evident were the practical advantages of annexing Louisiana that much of the anti-annexation argument was directed against the future creation of a new State, from which would come senators and representatives. . . . The favorite objection was the distance of the new terri- tory. . . . Another objection was the cost of the territory. . . . To sum up the objections to the treaty : France had no right to cede it ; the United States had no right to receive it, under the conditions of the treat}^ ; it was not worth having on any terms ; it was vast ; it would disturb the balance of the Union ; it would draw valued inhabitants from other parts of the United States ; it would poison the settlers ; the treaty was an extra-constitutional proceeding ; the President and Senate did not represent the opinion of the country ; and patriotic men ought to oppose " such a pernicious measure as the admis- sion of Louisiana, of a world, and such a world, into our Union." . . . While members of Congress, as well as people outside, were discussing the question of Louisiana, Jefferson had al- ready dispatched Lewis and Clarke to explore the upper Mis- souri and find a practicable road across to the Pacific ; but though bold to enlarge his country, he still had constitutional qualms, which were not removed by the Senate vote of 24 to 7 ratifying the treaty, nor by the House vote of 90 to 25 grant- ing the necessary appropriation. Jefferson drew up a constitu- tional amendment intended to be an indemnity for him, and to define the principles of annexation for later times ; but his own friends laughed at the idea, and from that day to this the terri- tory has remained a part of the United States, with no further constitutional controversies. 414 COLONIES AND DEPENDENCIES [Ch. XXIV If this study were carried farther forward, the same evident, hearty, and unappeasable Anglo-Saxon land-hunger would be found appearing in the War of 1812, in the boundary contro- versies with Great Britain, in the annexations of Texas and California. Whether that was a right and wholesome hunger must be determined from the last fifty years of national his- tory. But wise or unwise, far-seeing or haphazard, consecutive or accidental, good or evil, the policy of our forefathers was a policy of territorial extension, and they met and supposed they had surmounted most of the problems which have now returned to vex American public men, and to give concern to those who love their country. Albert Bushnell Hakt, Territorial Problems, in Harper's Monthly, Vol. I. pp. 312-320 passim (January, 1900). ABBOTT (1900) We have believed and we still believe that the war against Spain was a most just and necessary war ; that on it we had a right to invoke " the considerate judgment of mankind and the gracious favor of Almighty God," and that by both it has been sanctioned ; that if by his providence God has ever signified his approval of war, he did so by the unparalleled successes of our navy at Manila and Santiago ; that if ever war received popular approval from the common people hostile to hierarchi- cal and oligarchic oppression, our war against Spain has had such approval from the common people of other lands. And while the issue in the Philippines is not equally clear, because it is possible that statesmanship could have avoided war with the Filipinos, yet we have believed and still believe that it was our duty to save, by diplomacy if possible, by war if necessary, those islands from the anarchy in which the pseudo-government of the Aguinaldo oligarchy would inevitably have involved them. The war with a self-seeking oligarchy in Spain and the war with a self-seeking oligarchy in the Philippines is over, and now there commences a war with the same spirit of self-seeking at home. We are glad that the American flag floats over Puerto Rico and over the Philippines ; and we believe that the Amer- 1900] CRITICAL COMMENT 415 lean flag will carry to those lands which it covers the same blessings which it has carried in successive eras of expansion to new American territory on this continent. But it is clear that this result and their prosperity and our National honor are threatened by short-sighted politicians and greedy traders, and that those who are expansionists but not imperialists must join hands in a vigorous and determined appeal to the Amer- ican people to secure the welfare of our dependencies and pre- serve the honor of our Nation. And it seems to us that those who have not been expansionists might well join those who are expansionists but are not imperialists upon this new issue now presented. In determining our duty toward our dependencies the Nation is bound neither by the specific provisions of its written Consti- tution defining the rights of States and Territories, nor by the specific counsels and the unwritten traditions of the past. It is not bound by the first, because Puerto Rico and the Philippines are neither States nor Tei'ritories, and have not the specific rights which the written Constitution gives to States and Ter- ritories. It is not bound by the second, because counsels given and traditions created in one epoch and applicable to one state of circumstances are not bonds to bind the Nation in another epoch and under different circumstances. . . . But we are bound by those general principles of justice and humanity which are equally applicable to all epochs and in all circumstances, and we must preserve in our new conditions that spirit which constitutes what we may call the personality of the Nation, the loss of which would involve the real death of the Nation. The eternal principle of justice w^hich must control us is that governments exist for the benefit of the gov- erned ; the American spirit which must control us is that the ideal form of government is self-government. . . . The self- government of a community rests on the capacity of the indi- viduals in the community to govern themselves ; if there is no such capacity in the individuals, there will be no such capacity in the community. That capacity may be developed by long centuries of training, as in the Anglo-Saxon race ; it may be developed by contiguity and companionship with meii who already possess such capacity, as in the case of our own immi- 416 COLONIES AND DEPENDENCIES [Ch. XXIV grant populations. But to assume that it is possessed by a people without training, and to leave them to exercise it with- out supervision, counsel, or control, would be a blunder only comparable to that of a father who should affirm that all chil- dren have a dormant capacity for self-support, and therefore the new-born babe may be left to take care of himself. Moses required a princess mother, and even Romulus and Remus would have starved but for the tender mercies of a she-wolf. But, although self-government cannot be assumed as the starting-point for Puerto Rico or the Philippines, it must be kept constantly in view as the goal. American institutions are built on self-government. In this respect America is more democratic than England. In England the political powers of the county and the town are derived from the central Parlia- ment ; in America the powers of Congress are derived from the States. The source of authority in the one nation is a central fountain, in the other it is many local springs. Our object in Puerto Rico and the Philippines must be to develop a local self-government in town and county, and from this build up a self-government for the entire community, and out of this self- government must grow the final relations between that self- governing community and the Nation. The ultimate relation must be either that of a State to the Nation, or that of an in- dependent self-governing colony to a mother-land ; it must not be that of a Roman province to a central imperial authority. The latter would be imperialism, and it would not be ex- pansion. Meanwhile, and as a first step in this process, we must gov- ern our dependencies with unselfish justice and equit3^ For there is only one w'ay of passing from anarchy to self-govern- ment — namely, through government from without. Lyman Abbott, Expamion, but not Imperialism, in The Outlook, LXIV. 662-663 (March 24, 1900). LODGE (1900) The capacity of a people, moreover, for free and representa- tive government is not in the least a matter of guesswork. The forms of government to which nations or races naturally tend may easily be discovered from history. You can follow the 1900] CRITICAL COMMENT 417 story of political freedom aud representative government among the English-speaking people back across the centuries until you reach the Teutonic tribes emerging from the forests of Germany and bringing with them forms of local self-government which are repeated to-day in the pure democracies of the New Eng- land town meeting. The tendencies and instincts of the Teu- tonic race which, reaching from the Arctic Circle to the Alps, swept down upon the Eoman Empire, were clear at the outset. Yet the individual freedom and the highly developed forms of free government in which these tendencies and instincts have culminated in certain countries and under the most favorable conditions have been the slow growth of nearly fifteen hundred years. There never has been, on the other hand, the slightest indi- cation of any desire for what we call freedom or representative government east of Constantinople. The battle of Marathon was but the struggle between a race which had the instinct and desire for freedom and the opposite principle. The form of government natural to the Asiatic has always been a despot- ism. You may search the history of Asia and of the East for the slightest trace, not merely of any understanding, but of any desire for political liberty, as we understand the word. In the village communities of India, in the Mura of Japan, in the towns and villages of China you can find forms of local self- government which are as successful as they ai'e ancient. The Malays of Java and of the Philippines as well display the same capacity, and on this old and deep-rooted practice the self- government of provinces and states can, under proper auspices, be built up. It is just here that our work ought to begin. But this local self-government never went bej^ond the town or the village ; it never grew and spread, as was the case with the Teutonic tribes and their descendants. The only central, state or national governments which the Eastern and Asiatic people have formed or set up have been invariably despotisms. . , . You cannot change race tendencies in a moment. Habits of thought slowly formed through long periods of time and based on physical, climatic, and geographical peculiarities are more indestructible than the pyramids themselves. Only by very slow processes can they be modified or changed. . . . 27 418 COLONIES AND DEPENDENCIES [Ch. XXIV The problem we have before us is to give to people who have no conception of free government, as we understand it and carry it on, the opportunity to learn that lesson. What better proof could there be of their present unfitness for self- government than their senseless attacks upon us before any- thing had been done? Could anything demonstrate more fully the need of time and opportunity to learn the principles of self- government than this assault upon liberators and friends at the bidding of a self-seeking, self-appointed, unscrupulous auto- crat and dictator? Some of the inhabitants of the Philippines, who have had the benefit of Christianity and of a measure of education, will, I have no doubt, under our fostering care and with peace and order, assume at once a degree of self-govern- ment and advance constantly, with our aid, toward a still larger exercise of that inestimable privilege, but to abandon those islands is to leave them to anarchy, to short-lived military dic- tatorships, to the struggle of factions, and, in a very brief time, to their seizure by some great Western power who will not be at all desirous to train them in the principles of freedom, as we are, but who will take them because the world is no longer large enough to permit some of its most valuable portions to lie barren and ruined, the miserable results of foolish political experiments. . . . From the dispatch of May 26 onward the attitude of our Government was clear and unmistakable. But every real hope, every proper promise, was freely offered and never violated. There are many duties imposed upon a President in which it is easy to imagine a personal or selfish motive, in which such motives might exist even if they do not. But here even the most malignant must be at a loss to find the existence of a bad motive possible. Suddenly at the end of the Spanish war we were confronted with the question of what should be done with the Philippines. Their fate was in our hands. We were all able to discuss them and to speculate as to what that fate should be. No responsi- bility rested upon us. But one man had to act. While the rest of the world was talking he had to be doing. The iron hand of necessity was upon his shoulder, and upon his alone. Act he must. No man in that hiarh office seeks new burdens 1900] CRITICAL COMMENT 410 and fresh responsibilities or longs to enter on new policies with the unforeseen dangers which lie thick along untried paths. Every selfish motive, every personal interest, cried out against it. Every selfish motive, every personal interest, urged the President to let the Philippines go, and, like Gallio, to care for none of these things. It was so easy to pass by on the other side. But he faced the new conditions which surged up around him. When others then knew little he knew much. Thus he came to see what duty demanded, duty to ourselves and to others. Thus he came to see what the interests of the Ameri- can people required. Guided by this sense of duty, by the spirit of the American people in the past, by a wise statesman- ship, which looked deeply into the future, he boldly took the islands. Since this great decision his policy has been firm and consistent. He has sought only what was best for the people of those islands and for his own people. The policy we offer, on the other hand, is simple and straight- forward. We believe in the frank acceptance of existing facts, and in dealing with them as they are and not on a theory of what they might or ought to be. We accept the fact that the Philippine Islands are ours to-day and that we are responsible for them before the world. The next fact is that there is a war in those islands, which, with its chief in hiding, and no sem- blance of a government, has now degenerated into mere guerilla fighting and brigandage, with a precarious existence predicated on the November elections. Our immediate duty, therefore, is to suppress this disorder, put an end to fighting, and restore peace and order. That is what we are doing. That is all we are called upon to do in order to meet the demands of the living present. Beyond this we ought not to go by a legislative act, except to make such provision that there may be no delay in re-establishing civil government when the war ends. The question of our constitutional right and power to govern those islands in any way we please I shall not discuss. Not only is it still in the future, but if authority is lacking, the Constitution can be amended. Personally, I have no doubt that our Con- stitution gives full right and authority to hold and govern the Philippines without making them either economically or politi- cally part of our system, neither of which they should ever be. 420 COLONIES AND DEPENDENCIES [Ch. XXIV When our great Chief Justice, John Marshall — ' ' clarum et venerabile nomen " — declared in the Cherokee case that the United States could have under its control, exercised by treaty or the laws of Congress, a "domestic and dependent nation," I think he solved the question of our constitutional relations to the Philippines. Further than the acts and the policy which I have just stated, I can only give my own opinion and belief as to the future, and as to the course to be pursued in the Philippines. I hope and believe that we shall retain the islands, and tliat, peace and order once restored, we shall and should re-establish civil government, beginning with the towns and villages, where the inhabitants are able to manage their own affairs. We should give them honest administration, and prompt and efficient courts. We should see to it that there is entire protection to persons and property, in order to encourage the development of the islands by the assurance of safety to investors of capital. All men should be protected in the free exercise of their religion, and the doors thrown open to mission- aries of all Christian sects. The land, which belongs to the people, and of which they have been robbed in the past, should be returned to them and their titles made secure. We should inaugurate and carry forward, in the most earnest and liberal way, a comprehensive system of popular education. Finallv, while we bring prosperity to the islands by developing their resources, we should, as rapidly as conditions will permit, be- stow upon them self-government and home rule. Such, in out- line, is the policy which I believe can be and will be pursued towards the Philippines. It will require time, patience, honesty, and ability for its completion, but it is thoroughly practicable and reasonable. . . . I do not think the Filipinos are fit for self-government as we understand it, and I am certain that if we left them alone the result would be disastrous to them and discreditable to us. Left to themselves the islands, if history, facts, and experience teach anything, would sink into a great group of Haitis and St. Do- mingos, with this important difference, that there would be no Monroe doctrine to prevent other nations from interfering to put an end to the ruin of the people and the conversion of a fair land into a useless and unproductive waste. The nations of 189S-1900] CRITICAL COMMENT 421 Europe are not going to stand idly by and see the islands of the Philippines given over to anarchy and dictatorships of the Hai- tian type, while their waters swarm again with pirates whom Spain suppressed, and whom we have now the responsibility of keeping down and extinguishing. We have no right to give those islands over to anarchy, tyrannies, and piracy, and I hope we have too much self-respect to hand them over to European powers with the confession that they can restore peace and order more kindly and justly than we, and lead the inhabitants onward to a larger liberty and a more complete self-government than we can bestow upon them. Therefoi*e, Mr. President, I desire to show why I feel so confident that the Filipinos are not now fit for self-government, and that their only hope of reach- ing the freedom, self-government, and civilization which we desire them to have lies in our now holding, governing, and controlling the islands. Henry Cabot Lodge, The Retention of the Philippine Islands. (Speech in the Senate, March 7, 1900.) 14-35 passim. GIDDINGS (1900) Never since the Constitution was ratified by the thirteen original commonwealths have the American people, as a whole, felt so confident of their place among the nations, or so sure of the excellence of their polity, and of the vitality of their laws and immunities. Never have they been so profoundly con- vinced that their greatest work for civilization lies not in the past, but in the future. They stand at the beginning of the twentieth century, in their own minds fully assured that the re- sponsibilities which they are about to face, and that the achieve- ments which they expect to complete, are immeasurably greater than are those which have crowned the century of their experi- ment and discipline. From the Louisiana purchase to the annexation of Hawaii we have seized, with unhesitating promptness, every opportunity to broaden our national domain, and to extend our institutions to annexed populations. Even more convincingly has our vig- our been shown in the fearlessness with which the cost of every new responsibility has been met. Whether this cost has been. 422 COLONIES AND DEPENDENCIES [Ch. XXIV paid in treasure or in blood, the American people lias met it without one moment's hesitation. . . . . . Next to vitality, and supplementing it, the basis of faith in the future is a sound, full knowledge of the present and the past. The American people know facts about their own num- bers, resources, and activities, which fully justify their belief that they are at the beginning, not approaching the end, of their evolution as a civilized nation. Only in a few spots within our national domain does the density of population yet approach the average density of the older European countries. . . . Into this domain the population of Europe continues to dis- charge its overflow ; and the stream of immigration shows no marked decrease save in the exceptional years of industrial depression. Of chief significance, however, is the fact that the greater part of all the immigration that we have thus far re- ceived has consisted of the same nationalities from whose amalgamation the original American stock was produced. . . . When we remember that it was the crossing of the Germanic and the Celtic stocks that produced the English race itself, we are obliged to assume that the future American people will be substantially the same human stuff that created the English common law, founded the Parliamentary institutions, estab- lished American self-government, and framed the Constitution of the United States. Fhanklin H. Giddings, Democracy and Empire. 295-297. APPENDIX A ESSENTIALS IN ENGLISH CONSTITUTIONAL HISTORY This analysis of English historj' has been tested by actual class use, and is adapted for the documents which form the body of the work. The titles of the documents are distinguished in the Essentials by appearing in italics. § 1. Essentials in Early Teu- tonic Life. — 2000 B. C.-449 A. D. 1. Geographical environment. Eifect : Eacial characteristics. 2. Nomadic tribes of Aryan family. Effect : Tribal settlements formed gradually. 3. Leadership of divisions. Effect : Beginning of local government. 4. Spirit engendered by " tun- mote." Effect : Germ of free citizen- ship. 5. Development of the Witanage- mot. Effect : Government by the " freemen." 6. Migration into Britain. Effect : Subjection of the Celts. § 2. Essentials in the Anglo- Saxon Period. — 449-1066. I. Conditions of Making a King- dom. 1. To gain territory. Effect : The Heptarchy. 2. To establish over-lordship. Effect : Egbert, " King of the English." 3. To keep out the Danes. Effect : Peace of Wedmore (9th c). II. Keeping a Kingdom. 1. To hold territory against Danes. Effect : Government under Dunstan's influence. 2. "Weakness of Ethelred II.'s policy. Effect : Danish invasion. 3. Edmund Ironsides versus Ca- nute. Effect : Canute's reign of power. 4. Anarchy in Danish govern- ment. Effect : Restoration of Saxon line. 5. Foreign influence versus God- win's party. Effect : Exile of the latter. 6. Saxons versus Normans. Effect : Norman Conquest. § 3. Essentials in the Norman- Angevin Period. — 1066- 1400. I. The Development of a Sys- tem of Government. 1. Struggle for territory and pos- session. Effect : Complete conquest of England by William I. 424 ENGLISH ESSENTIALS [App. a 2. Establishment of the feudal system. Effect : Supremacy of the King of England. 3. Census and oath of allegiance. Effect: Suppression of bar- ons. II. Extension of Government to THE People. 1. Henry I.'s Charter of Liberties. 1101. Effect : Privileges to the people. (Curia Regis.) 2. Henry II.'s Laws. Effect : Purer courts. 3. Magna Charta. 1215. Effect : " Liberty of the sub- ject." 4. Summons of Representatives to Parliament. 1295. Effect : Broadening govern- ment. 5. Edward I.'s Confirmation of Magna Charta. 1297. Effect : " No taxation without representation." 6. Overthrow of system of land- tenure. Effect : Peasant revolt. 7. Deposition of king. Effect : Parliamentary rights. § 4. Essentials in the Lancas- trian- Yorkish Period. — 1400-1485. I. Asskrtion of Constitutional Pow^ER. 1. Usurpation of Henry IV. upheld by Parliament. Effect : Power of Parliament. 2. Henry V.'s policy. Effect : Conciliation at home ; war abroad. 3. Parliamentary demands during reigns of Henry Y. and Henry VI. Effect: Power in House of Commons. 4. Trial by Jury strengthened. 1429. Effect : Beginning of modern system. II. Decadence of Constitutional Power. 1. King's minority demands pro- tectorate. Effect : Political factions. 2. Yorkish influence. Effect : Compromise and treaty. 3. Civil war. Effect : Constitutional power broken. 4. Edward IV. usurps throne. Effect : Margaret's claim. 5. Edward's restoration. Effect : Pressure of kingly power in taxation. 6. Richard III. usurps throne. Effect : Overthrow of York party. § 5. Essentials in the Tudor Pe- riod. — 1485-1603. I. The New Spirit in Investi- gation, Exploration, and Thought. 1. England's geographical inter- ests. Effect : Claims in America. 2. Henry VII. 's policy. Effect : Continental alliances. 3. Progress of the " new learning." Effect : Protestantism gets a foothold. 4. Henry VIII.'s "balance of power." Effect : Peace permits de- velopment. 5. Wolsey's policy. Effect : King's supremacy. 6. Cranmer's and Cromwell's policy. Effect: Establishment of the Anglican Church. II. Party Factions develop in THE Government. 1. Policy of Somerset and North- umberland. 1100-1660] NORMANS TO STUARTS 426 Effect: Overthrow of Eoman Catholic power. 2. Policy of Mary Tudor. Effect ; Overthrow of Pro- testantism. 3. Eeaction by Lords of the Council. Effect : Elizabeth crowned. III. Growth of National Pkide AND Power. 1. Elizabeth's policy with factious. Effect : Unity in State. 2. Encouragement of art and literature. Effect : " Elizabethan Age." 3. Colonization in Ireland and America. Effect : English Protestant settlements. 4. Spain's policy and Spanish Ar- mada. Effect : England's defiance. § 6. Essentials in the Stuart Period. — 1603-1714. Constitutional struggle between King and Commons. I. Divine Right of Kings ver- sus Parliament. 1. Attempt to establish control of religion. Effect : Failure to unite sects. 2. Demands of Parliament for re- dress of grievances before taxation. Effect : Arbitrary rule of king. 3. Enthusiasm for colonization. Effect : Early emigration into Virginia. 4. Charles I.'s establishment of " Divine Right of Kings." Effect: Petition of Bight, 1628. 5. Establishment of " System Thorough." Effect: Grand Remonstrance. 6. Attempted suppression of free speech in Parliament. Effect : Civil war. 7. Military sway. Effect : Execution of king. II. Establishment of the Com- monwealth. 1. Cromwell versus Charles II. Effect : Subjection of Scotland and Ireland. 2. Expulsion of Long Parliament. Effect : Protectorate. 3. Influence of attempted frames of government. The Agreement of the People. 1648-49. Instrument of Government. 16.53. Effect : Temporarily inade- quate ; later, types of con- stitutions. 4. Cromwell's policy. Effect : Rule of strength and toleration. 5. Inadequacy of Protectorate un- der Richard Cromwell. Effect : Overthrow of Com- monwealth. III. Restoration of Stuart House. — 1660. 1 . Re-establishment of ancient civil polity. Effect : Temporary union of English people. 2. Foreign policy. Effect : Triple Alliance versus French subsidy. 3. Declaration of Indulgence. Effect : Oath of Supremacy ; Test Act. 4. Legislation for the " subject." Effect ; Habeas Corpus Act, 1679. 5. Agitation of Exclusion Bill. Effect : Monmouth party. 6. James II. 's policy. Effect : Monmouth rebellion. 7. " Dispensing power." Effect : Growing tyranny. 8. Importance of " Succession " Effect: William of Orange invited to England. 426 ENGLISH ESSENTIALS [App. a 9. Abdication of James IT. Effect : Interregnum ; " Decla- ration of Eights." IV. The Revolution of 1688. 1. Policy of William and Mary. Effect: Bill of Rights, 1689. 2. Insurrections. Effect : Scotland and Ireland subdued. 3. Alliance with Holland against Louis XIV. Effect: William of Orange recognized by Peace of Ryswick. 4. The cause of the Pretender in- fluences England to join the Grand Alliance. Effect : England's share in the War of the Spanish Suc- cession. 5. Act of Settlement. 1701. Effect: Protestant line se- cured. 6. Anne's ministry. Effect : Power of Whig nobles. 7. Dissolution of the Grand Alli- ance. Effect: Treaty of Utrecht affects England in the Old World and the New World. 8. Fall of Marlborough. Effect : Tory power arises for time being. § 7. Essentials in the Hanove- rian Period. — 1714-1815. I. Whig Supremacy. 1. Influence of Act of Settlement. Effect : George I. crowned king. 2. Policy of the Walpole ministry. Effect : Reign of peace. 3. Development of economics. Effect : Difficulties arising in the legislation of reforms. 4. Foreign policy. Effect : England's share in the War of the Austrian Succession. 5. Claims of the Jacobites. Effect : The CuUoden field. 6. Broadening of colonial system. Effect : Expansion of England. 7. Pitt's early policy. Effect : Foreign relations. 8. England's share in Seven Years' War. Effect : French- American pos- sessions become English. 9. Eastern administration. Effect : England's eastern em- pire. II. Development of Colonial Government. 1. English control. Effect : Neglect gives the col- onies confidence. 2. Colonial charters. Effect: Conception of rights of Englishmen ; Dummer's Defence of the Charters. III. English Side of the American Revolution. 1. Colonial regulations. Efl'ect : Principles of the House of Commons versus royal power. 2. Policy of Lord North. Effect : Colonial defiance. 3. Struggle for independence by American colonies. Effect : Treaty of Paris, 1783. IV. Napoleonic Wars. 1. Continental relations. Effect : Alliance against Na- poleon. 2. Continental system versus Or- ders in Council. Effect : Commercial life crip- pled. 3. War of 1812. Effect : United States recog- nized as a " world-power." 4. Wellington versus Napoleon. Effect : Fall of Napoleon. APPENDIX B ESSENTIALS IN AMERICAN CONSTITUTIONAL HISTORY This analysis of American history is especially desij^ned to be a background for the study of the documents printed above. The titles appear in italics. § 1. Essentials in the Rivalry for Possession of the Nevr "World.— 1492-1689. 1. Search for a western passage to Asia. Effect : Discovery of America. 2. Claims of Spain. Effect : Spanish settlements in the South. 3. Claims of England. Effect : Virginia and the At- lantic seacoast. 4. Claims of France. Effect : Settlements in the North ; Louisiana. 5. Minor claims. Effect: Dutch and Swedish settlements. 6. Growing power in New France and New England. Effect: French and Indian Wars. § 2. Essentials in the Gro-wth of Government in English Colonies. — 1607-1643. 1. James I.'s policy in granting royal charters. Effect : London and Plymouth companies. 2. Influence of the principle of local self-government. Effect : House of Burgesses, 1619, under Virginia char- ter; independence of gov- ernment in Massachusetts Bay Company. 3. Influence of the spirit of organ- ization. Effect : " Freemen," towns, counties, assemblies. 4. Influence of the doctrine of vested rights protected by charters. Effect : Renewal of char- ters. 5. Massachusetts's special prosper- ity. Effect : Colonial jealousies. 6. Disorder in the government in England. Effect : No interference in the colonies, hence rapid de- velopment. 7. Search for freedom from col- onial control by Massachu- setts. Effect : Fresh settlements in Connecticut, Rhode Island, and New Haven. 8. Indian and Dutch encroach- ments. Effect : Pequod War ; New England Confederacy. 3. Essentials in International Relations at Home and Abroad. — 1620-1763. L Colonies versus Indians. Effect : Civilization by Eng- 428 AMERICAN ESSENTIALS [App. B lish; King Philip's "War, 1675. 2. Continental wars extend to New France and New England. Effect : King William's War ; Queen Anne's War ; King George's War. 3. Aggressive action towards colo- nial charters. Effect : " Defence of the New England Charters," 1721. 4. Growing rivalry between Eng- lish and French over the " gateway of the West." Effect : Colonies share in the Seven Years' War. 5. Fall of Quebec. Effect : French excluded from the Continent by Peace of Paris, 1763. 4. Essentials in the Revolu- tion.— 1763-1783. I. DiSCONTKNT WITH RoYAL GOV- ERNMENT. — 1763-1775. 1. Restrictions on commerce and manufactures. Effect : Revolt against Navi- gation Acts by smuggling. 2. Writs of assistance and Stamp Act. Effect : Stamp Act ; Congress demands redress, 1765. 3. Repeal of Stamp Act ; Declara- tory Act ; Townshend Act ; Tea Tax. Effect: Principles of "taxa- tion without representa- tion " invoked ; Boston Tea- Party. 4. Aggressive acts of standing army. Effect : Boston Massacre. 5. Preliminaries of the Revolution. Effres : Committees of Cor- respondence; Committees of Safety. 6. The four intolerable acts. Effect: (1) First Continental Congress; (2) Provincial Congresses; (3) Massachu- setts boycotted. 7. British regulars attempt to break colonial military preparations. Effect : Revolutionary War breaks out. 8. Investment of Boston. Effect : Battle of Bunker Hill. 9. Second Continental Congress. Effect : Assumption of national powers for common defence. II. Struggle to gain Independ- ence. — 1776-1783. 1. Spirit of separation (Virginia Bill ofRighla). 1776. Effect : Declaration of Inde- pendence, July 4, 1776. 2. Hopelessness of reconciliation. Effect : Continuance of the war. 3. Campaign at Saratoga a turning- point. Effect : The French alliance. 4. Southern campaigns. Effect : Defeat of Cornwallis. 5. American commissioners ar- range treaties : Provisional Treaty, 1782; Treaty of Pa- ris, 1783. Effect : Final independence of United States of America. § 5. Essentials in Constitution Building. — 1783-1790. I. Struggle for Union in a National Government. — 1783-1787. 1. Necessity for frame of govern- ment. Effect : Plans for Confedera- tion, 1776-1781 ; Operation of Articles of Confederation, 1781-1787. 2. Problem of governing territory. Effect : Northivest Ordinance of 1787. 3. Financial weakness. 1675-1861] COLONIES TO REBELLION 429 Effect : Constitutional Con- vention, 1787. II. Development of a Consti- tutional Government. — 1787-1790. 1. State sovereignty develops con- flicting interests and opinions. Effect : Three great compro- mises of the Constitutional Convention. 2. Final struggle between Articles of Confederation and Con- stitution of United States, 1787-1790. Effect : Ratification. § 6, Essentials in the Develop- ment of National Feel- ing.— 1790-1825. 1. Hamilton's financial policy ver- sus Jefferson's opposition. Effect : Federalism ; Repub- licanism. 2. Maintenance of domestic order. Effect : Suppression of Whis- key Rebellion. 3. Jay's Treaty and its effect upon France. Effect : American policy to- wards foreign nations influ- enced by Washington's Farewell Address, 1797. 4. Alien and Sedition Acts. Effect : Fall of Federal Party. 5. Power of Democratic-Republi- canism. Effect : International relations (Louisiana, Tripoli, " Chesa- peake "). 6. Question of neutral rights with France and England. Effect: War of 1812. 7. Rapid settlement of the West. Effect : New States. 8 Growing demand for national- ization. Effect : Supreme Court deci- sions upon bank (McCulloch V. Maryland), States, etc. 9. Our policy towards the Amer- icas. Effect : Independence of Span- ish colonies ; Florida treaty. 10. Resistance to European inter- vention ; Holy Alliance. Effect : Russian treaty ; Mon- roe Doctrine, 1823. § 7. Essentials in the Growth of Sectional Feeling. 1. Slavery. Effect : Development of doc- trine of State rights ; Mis- souri Compromise. 2. Divergence of interests in the sections. Effect : Rapid growth of North and South. 3. Tariff question. Effect : Yielding of the prin- ciple of protection. 4. Question of nullification. Effect : Jackson's attitude. 5. Mexican War. Effect : Acquisition of Texas and California. 6. Repeal of Missouri Compromise. Effect : Growth of antislavery sentiment. 7. Efforts of South for more slave territory. Effect : Compromises of 1 850 ; Cuban question. 8. The Bred Scott Case. 1857. Effect : Party feeling. 9. Campaign of 1860. Effect : Secession and forma- tion of the Confederate States of America. § 8. Essentials in the War of the Rebellion. — 1861-1865. 1. Firing on Fort Sumter. Effect : Arousal of North to the defence of the Union. 2. Fears of foreign intervention. Effect: The Trent affair; Sew- ard's diplomacy ; invasion of Mexico by Napoleon III. 430 AMERICAN ESSENTIALS [App. B 3. Importance of salvation of border States. Effect : Campaigns of 1862. 4. What to do with slavery. Effect : " Contraband of war ; " Emancipation Proclamation, 1862, 1863. 5. Attempted invasion of the North. Effect : Gettysburg. 6. The " Hammering Campaign." Effect : Appomattox ; peace and amnesty, April 9, 1865. § 9. Essentials in Reconstruc- tion. 1864-1877. 1. Military government. Issue : Carpet-bag government and plundering of exhausted South. 2. Thirteenth Amendment. 1865. Issue : Abolition of slavery. Fourteenth Amendment. 1866. Effect : The negro made a citi- zen; validity of war debt established ; Confederate debt repudiated ; disfran- chisement of whites of South followed by final removal of political disabilities. Fifteenth Amendment. 1870. Effect : Negro suffrage ; tissue ballot ; registration laws depriving negro suffrage ; Ku-Klux Klan. 3. Quarrel between executive and Congress. Effect: Civil Rights Bill; Tenure of Office Act ; im- peachment of President. 4. Election of Hayes. Effect : Electoral Commission ; withdrawal of military from the South and final restora- tion of local self-govern- ment. § 10. Essentials in Social and Economic Discussions since the Civil War. 1. Payment of war debt. Issue : Public credit strength- ened ; bonds appreciated ; specie payments resumed. 2. Building of Pacific railroads. Issue : New States ; rapid de- velopment of the West ; land speculations. 3. Panic of 1873. Issue : Attempted inflation. 4. Immigration. Issue : Restriction of Chinese. 5. Free trade revived. Issue: Morrison Bill; Mills Bill; Wilson Bill. 6. Money questions. Issue : Labor agitation, cul- mination in campaign of 1896. APPENDIX C TEXT OF THE HABEAS CORPUS ACT, 1679 An Act for the better secureing the Liberty of the Subject and for Prevention of Imprisonments beyond the Seas, I. Whereas great Delayes have beene used by Sheriffes Goalers and other Ofl&cers to whose Custody any of the Kings Subjects have beene committed for criminall or supposed criminall Matters in makeing Returnes of Writts of Habeas Curpus to them directed by standing out an Alias and Pluries Habeas Corpus and sometimes more and by other shifts to avoid their yeilding Obedience to such Writts contrary to their Duty and the knowne Lawes of the Land whereby many of the Kings Subjects have beene and hereafter may be long detained in Prison in such Cases whei'e by Law they are baylable to their great charge and vexation. For the prevention whereof and the more speedy Releife of all persons imprisoned for any such crim- inall or supposed criminall Matters Bee it enacted by the Kings most Excellent Majestic by and with the Advise and Consent of the Lords Spirituall and Temporall and Commons in this present Parlyament assembled and by the autboritie thereof That whensoever any person or persons shall bring any Habeas Corpus directed unto any Sheriffe or Sheriffes Gaoler Minister or other Person whatsoever for any per- son in his or their Custody and the said Writt shall be served upon the said Officer or left at the Goale or Prison with any of the Under Officers Underkeepers or Deputy of the said Officers or Keepers that the said Officer or Officers his or their Under Officers Under-Keepers or Deputyes shall within Thi-ee dayes after the Service thereof as aforesaid (unlesse the Committment aforesaid were for Treason or Fellony plainely and specially expressed in the Warrant of Committ- ment) [upon Payment or Tender of the Charges of bringing the said Prissoner to be ascertained by the Judge or Court that awarded the same and endorsed upon the said Writt not exceeding Twelve pence per Mile] and upon Security given by his owne Bond to pay the Charges of carrying backe the Prisoner if he shall bee remanded by the Court or Judge to which he shall be brought according to the true intent of this present Act and that he will not make any escape by 432 - HABEAS CORPUS ACT [App. C the way make Returns of such Writt [or] bring or cause to be brought the Body of the Partie soe committed or restrained unto or before the Lord Chauncellor or Lord Keeper of the Great Seale of England for the time being or the Judges or Barons of the said Court from whence the said Writt shall issue or unto and before such other person [and] persons before whome the said Writt is made returnable according to the Command thereof, and shall [likewise then] certifie the true causes of his Detainer or Imprisonment unlesse the Committment of the said Partie be in any place beyond the distance of Twenty miles from the place or places where such Court or Person is or shall be resideing and if beyond the distance of Twenty miles and not above One hundred miles then within the space of Ten dayes and if beyond the distance of One hundred miles then within the space of Twenty dayes after such delivery aforesaid and not longer. II. [And to the intent that noe Sheriffe Goaler or other Officer may pretend ignorance of the import of any such Writt Bee it en- acted by the Authoritie aforesaid That all such Writts shall be marked in this manner Per Statutum Tricesimo primo Caroli Secundi Regis and shall be signed by the person that awards the same] And if any person or persons shall be or stand committed or detained as aforesaid for any Crime unlesse for Treason or Fellony plainely ex- pressed in the Warrant of Committment in the Vacation time and out of Terme it shall and may be lawfull to and for the person or persons soe committed or detained (other than persons Convict or in Execution) by legall Processe or any one [in] his or their behalfe to appeale or complaine to the Lord Chauncellour or Lord Keeper or any one of His Majestyes Justices [either] of the one Bench or of the other or the Barons of the Exchequer of the Degree of the Coife and the said Lord Chauncellor Lord Keeper Justices or Barons or any of them upon view of the Copy or Copies of the Warrant or Warrants of Committment and Detainer or otherwise upon Oath made that such Copy or Copyes were denyed to be given by such person or persons in whose Custody the Prisoner or Prisoners is or are detained are hereby authorized and required [upon Request made in Writeing by such person or persons or any on his her or their behalfe attested and subscribed by two Witnesses [that] were present at the delivery of the same] to award and grant an Habeas Corpus under the Seale of such Court whereof he shall then be one of the Judges to be directed to the Officer or Officers in whose Custodie the Party soe committed or detained shall be returnable immediate be- fore the said [Lord Chauncellor or] Lord Keeper or such Justice Baron or any other Justice or Baron of the Degree of the Coife of any of the said Courts and upon Service thereof as aforesaid the Officer or Officers his or their Under-Officer or Under Officers Under 1679] TEXT 433 Keeper or Under Keepers or [their] Deputy in whose custodie the Partie is soe committed or detained shall within the times respectively before liraitted [bring such Prisoner or Prisoners] before the sd Lord Chauncellor or Lord Keeper or such Justices Barons or one of thera [before whome the said Writt is made returnable and in case of his absence before any other of them] with the Returne of such Writt and the true Causes of the Committment and Detainer and there- upon within two dayes after the Partie shall be brought before them the said Lord Chauncellor or Lord Keeper or such Justice or Baron before whome the Prisoner shall be brought as aforesaid shall discharge the said Prisoner from his Imprisonment takeing his or their Recognizance with one or more Suretie or Sureties in any summe according to their discretions haveing reguard to the quality of the Prisoner and nature of the Offence for his or their appearance in the Court of Kings Bench the Terme following or at the next Assizes Sessions or Generall Goale-Delivery of and for such County City or Place where the Committment was or where the Offence was com- mitted or in such other Court where the said Offence is properly cognizable as the Case shall require and then shall certifie the said Writt with the Returne thereof and the said Recognizance or Recog- nizances into the said Court where such Appearance is to be made unlesse it shall appeare unto the said Lord Chauncellor or Lord Keeper or Justice or Justices [or] Baron or Barons that the Party soe committed is detained upon a legall Processe Order or Warrant out of some Court that hath Jurisdiction of Criminall Matters or by some Warrant signed and sealed with the Hand and Seale of any of the said Justices or Barons or some Justice or Justices of the Peace for such Matters or Offences for the which by the Law the Prisoner is not Baileable. III. [Provided alwayes and bee it enacted That if any person shall have wilfully neglected by the space of t"wo whole Termes after his Imprisonment to pray a Habeas Corpus for his Enlargement such per- son soe wilfully neglecting shall not have any Habeas Corpus to be granted in Vacation time in pursuance of this Act.] IV. And bee it further enacted by the Authoritie aforesaid That if any Officer or Officers his or their Under-Officer or Under-Officers Under-Keeper or Under-Keepers or Deputy shall neglect or refuse to make the Retm-nes aforesaid or to bring the Body or Bodies of the Prisoner or Prisoners according to the Command of the said Writt within the respective times aforesaid or upon Demand made by the Prisoner or Person in his behalfe shall refuse to deliver or within the space of Six houres after demand shall not deliver to the person soe demanding a true Copy of the Warrant or Warrants of Committment and Detayner of such Prisoner, which he and they are hereby required to 28 434 HABEAS CORPUS ACT [App. C deliver accordingly all and every the Head Goalers and Keepers of such Prisons and such other person in whose Custodie the Prisoner shall be detained shall for the first Offence forfeite to the Prisoner or Partie grieved the summe of One hundred pounds and for the second Offence the summe of Two hundred pounds and shall and is hereby made in- capeable to hold or execute his said Office, the said Penalties to be recovered by the Prisoner or Partie grieved his Executors or Admin- istrators against such Offender his Executors or Administrators by any Action of Debt Suite Bill Plaint or Information in any of the Kings Courts at Westminster wherein noe Essoigne Protection Privi- ledge Injunction Wager of Law or stay of Prosecution by Non vult ulterius prosequi or otherwise shall bee admitted or allowed or any more then one Imparlance, and any Recovery or Judgement at the Suite of any Partie grieved shall be a sufficient Conviction for the first Offence and any after Recovery or Judgement at the Suite of a Partie grieved for any Offence after the first Judgement shall bee a sufficient Conviction to bring the Officers or Person within the said Penaltie for the second Offence. V. And for the prevention of unjust vexation by reiterated Com- mittments for the same Offence Bee it enacted by the Authoritie afore- said That noe person or persons which shall be delivered or sett at large upon any Habeas Corpus shall at any time here after bee againe imprisoned or committed for the same Offence by any person or per- sons whatsoever other then by the legall Order and Processe of such Court wherein he or they shall be bound by Recognizance to appears or other Court haveing Jurisdiction of the Cause and if any other person or persons shall knowingly contrary to this Act recommitt or imprison or knowingly procure or cause to be recommitted or impris- oned for the same Offence or pretended Offence any person or persons delivered or sett at large as aforesaid or be knowingly aiding or as- sisting therein then he or they shall forfeite to the Prisoner or Partie grieved the summe of Five hundred pounds Any colourable pretence or variation in the Warrant or Warrants of Committment notwith- standing to be recovered as aforesaid. VI. Provided alwayes and bee it further enacted That if any person or persons shall be committed for High Treason or Fellony plainely and specially expressed in the Warrant of Committment upon his Prayer or Petition in open Court the first Weeke of the Terme or first day of the Sessions of Oyer and Terminer or Generall Goale Delivery to be brought to his Tryall shall not be indicted sometime in the next Terme Sessions of Oyer and Terminer or Generall Goale Delivery after such Committment it shall and may be lawfull to and for the Judges of the Court of Kings Bench and Justices of Oyer and Terminer or Generall Goale Delivery and they are hereby required 1679] TEXT 435 upon motion made to them in open Court the last day of the Terme Sessions or Goale-Delivery either by the Prisoner or any one in his behalf 8 to sett at Liberty the Prisoner upon Baile unlesse it appeare to the Judges and Justices upon Oath made that the Witnesses for the King could not be produced the same Terme Sessions or Generall Goale-Delivery. And if any person or persons committed as aforesaid upon his Prayer or Petition in open Court the first weeke of the Terme or first day of the Sessions of Oyer and Terminer or Generall Goale Delivery to be brought to his Tryall shall not be indicted and tryed the second Terme Sessions of Oyer and Terminer or Generall Goale Delivery after his Committment or upon his Tryall shall be acquitted he shall be discharged from his Imprisonment. VII. [Provided alwayes That nothing in this Act shall extend to discharge out of Prison any person charged in Debt or other Action or with Processe in any Civill Cause but that after he shall be dis- charged of his Imprisonment for such his Criminall Offence he shall be kept in Custodie according to Law for such other Suite.] VIII. Provided alwaies and bee it enacted by the Persons com- Authoritie aforesaid That if any person or persons Sub- pittedforcrim- ject of this Realms shall be committed to [any] Prison ^^ ^g removed or in Custodie of any Officer or Officers whatsoever for but by Habeas any Criminall or supposed Criminall matter That the i^° ^^'^writ °*^^^'" said pex'son shall not be removed from the said Prison and Custody into the Custody of any other Officer or Officers unlesse it be by Habeas Corpus or some other Legall Writt or where the Prisoner is delivered to the Constable or other inferiour Officer to carry such Pris- oner to some Common Goale or where any person is sent by Order of any Judge of Assize or Justice of the Peace to any common Worke-house or House of Correction or where the Prisoner is removed from one Prison or place to another within the same County in order to his or her Tryall or Discharge in due course of Law or in case of suddaine Fire or Infection or other necessity] and if any person or persons shall after such Committment afore- . said make out and signe or countersigne any Warrant or Warrants for such removeaU aforesaid contrary to this Act as well he that makes or signes or countersignes such Warrant or Warrants as the Officer or Officers that obey or execute the same shall suffer and incurr the Paines and Forfeitures in this Act before-mentioned both for the first and second Offence respectively to be recovered in manner aforesaid by the Partie grieved. Penalty. 436 HABEAS CORPUS ACT [App. C Proviso for application for and granting Habeas Corpus in vacation- time. Lord Chan- cellor, &c., un- dulv denying Writ; Penaltv to Party ^500. Undue denial of Writ. Habeas Corpus available throughout the Dominion. No Subject to be sent Pris- oner into Scot- land, &c., or any Parts be- yond the Seas. Persons so im- prisoned may maintain Ac- tion against the Person committing or otherwise act- ing in respect thereof, as herein men- tioned. IX. Provided alsoe and bee it further enacted by the Authoritie aforesaid That it shall and may be lawfull to and for any Prisoner and Prisoners as aforesaid to move and obtaine his or their Habeas Corpus as well out of the High Court of Chauncery or Court of Exchequer as out of the Courts of Kings Bench or Common Pleas or either of them And if the said Lord Chauncellor or Lord Keeper or any Judge or Judges Baron or Barons for the time being of the Degree of the Coife of any of the Courts aforesaid in the Vacation time upon view of the Copy or Copies of the Warrant or Warrants of Com- mittment or Detainer or upon Oath made that such Copy or Copyes were denyed as aforesaid shall deny any Writt of Habeas Corpus by this Act required to be granted be- ing moved for as aforesaid they shall severally f orfeite to the Prisoner or Partie grieved the summe of Five hun- dred pounds to be recovered in manner aforesaid. X. And bee it enacted and declared by the Authority aforesaid That an Habeas Corpus according to the true intent and meaning of this Act may be directed and runn into any County Palatine The Cinque Ports or other priviledged Places within the Kingdome of England Dominion of Wales or Towne of Berwicke upon Tweede and the Islands of Jersey or Guernsey Any Law or Usage to the contrary notwithstanding. XI. And for preventing illegall Imprisonments in Prisons beyond the Seas. Bee it further enacted by the Authoritie aforesaid That noe Subject of this Realme that now is or hereafter shall be an Inhabitant or Resiant of this Kingdome of England Dominion of Wales or Towne of Berwicke upon Tweede shall or may be sent Prisoner into Scotland Ireland Jersey Gaurnsey Tangeir or into any Parts Garrisons Islands or Places beyond the Seas which are or at any time hereafter [shall be] within or without the Dominions of His Majestic His Heires or Successors and that every such Imprisonment is hereby enacted and adjudged to be illegal and that if any of the said Subjects now is or hereafter shall bee soe imprisoned [every such person and persons soe imprisoned] shall and may for every such Imprisonment maintaine by virtue of this Act an Action or Actions of false Imprisonment in any of His Majestyes Courts of Record against the per- son or persons by whome he or she shall be soe committed detained imprisoned sent Prisoner or transported contrary 1679] TEXT 437 to the true meaning of this Act and against all or any person or persons that shall frame contrive write seale or countersigue any Warrant or VVriteing for such Com- mittment Detainer Imprisonment or Transportation or shall be adviseing aiding or assisting in the same or any of them and the Plaintiff e in every such Action shall have Judgement to recover his treble Costs besides Damages Treble Costs -which Damages soe to be given shall not be lesse then ^^^ Damages. Five hundred pounds. In which Action noe delay stay or stopp of Proceeding by Rule Order or Command nor noe Injunction Protection or Priviledge whatsoever nor any more then one Imparlance shall be allowed [except- ing such Kule of the Court wherein the Action shall depend made in open Court as shall bee thought in Justice necessary for speciall cause to be expressed in the said Rule] and the person or persons who shall know- ingly frame contrive write seale or countersigue any Warrant for such Committment Detainer or Transporta- tion or shall soe committ detaine imprison or transport The Per- . , . , , V son so com- any person or persons contrary to this Act or be any mjttino- or wayes adviseing aiding or assisting therein being lawfully acting disabled convicted thereof shall be disabled from thenceforth to arT™incur '^' beare any Office of Trust or Proffitt within the said Premunire Realme of England Dominion of Wales or Towne of ^^ ^- "• ^- ^■ Berwicke upon Tweede or any of the Islands Territories or Dominions thereunto belonging and shall incurr and sustaine the Paines Penalties and Forfeitm-es limitted ordained and provided in the Statute of Provision and Premunire made in the Sixteenth yeare of King Richard the Second and be incapeable of any Pardon from the -^J^^ ^/p°'^|'P' King His Heires or Successors of the said Forfeitures Losses or Disabilities or any of them. XII. [Provided alwayes That nothing in this Act shall extend to give benefitt to any person who shall by Contract in writeing agree with any Merchant or Owner of any Plantation or other person whatsoever to be transported to any parts beyond Seas and receive earnest upon such Agreement although that afterwards such person shall renounce such Contract.] XIII. Provided alwayes and bee it enacted That if ^o*" Trans- any person or persons lawfully convicted of any Felony persons con- shall in open Court pray to be transported beyond the victed of fel- Seas and the Court shall thinke fitt to leave him or them *^"^ ?' . . . -p . - ,, , , praj'ingtobe m Prison tor that purpose such person or persons may transported. 438 HABEAS CORPUS ACT [App. C Proviso re- specting Im- prisonment of Persons before 1st June 1679. After Assizes Persons de- tained may have Habeas Corpus. be transported into any parts beyond the Seas. This Act or any thing therein contained to the contrary notwithstanding. XIV. Provided alsoe and bee it enacted That nothing herein contained shall be deemed construed or taken to extend to the Imprisonment of any person before the First day of June One thousand sixe hundred seaventy and nine or any thing advised procured or otherwise done relateing to such Imprisonment. Any thing herein con- tained to the contrary notwithstanding. XV. Provided alsoe That if any person or persons at any time resiant in this Realme shall have committed any Capitall Offence in Scotland or Ireland or any of the Islands or Forreigne Plantations of the King His Heires or Successors where he or she ought to be tryed for such Offence such person or persons may be sent to such place there to receive such Tryall in such manner as the same might have beene used before the makeing of this Act Any thing herein contained to the contrary notwithstandi ng. XVI. Provided alsoe and bee it enacted That noe person or persons shall be sued impleaded molested or troubled for any Offence against this Act unlesse the Partie offending be sued or impleaded for the same within Two yeares at the most after such time wherein the Offence shall be committed [in case the partie grieved shall not be then in Prison and if he shall be in Prison then within the space of Two yeares] after the decease of the Person imprisoned or his or her delivery out of Prison which shall first happen. XVII. And to the intent noe person may avoid his Tryall at the Assizes or Generall Goale- Delivery by pro- cureing his Removeall before the Assizes at such time as he cannot be brought backe to receive his Tryall there Bee it enacted That after the Assizes proclaimed for that County where the Prisoner is detained noe person shall be removed from the Common Goale upon any Habeas Corpus granted in pursuance of this Act but upon any such Habeas Corpus shall be brought before the Judge of Assize in open Court who is thereupon to doe what to Justice shall appertaine. ' XVIII. Provided nevertheless That after the Assizes are ended any person or persons detained may have his or her Habeas Corpus according to the Direction and In- tention of this Act. 1679] TEXT 439 XIX. And bee it also enacted by the Authoritie aforesaid That if any Information Suite or Action shall be brought or exhibited against any person or persons for any Offence committed or to be committed against the Forme of this Law it shall be lawfull for such De- fendants to pleade the Generall Issue that they are not guilty or that they owe nothing and to give such speciall matter in Evidence to the Jury that shall try the same which matter being pleaded had beene good and sufficient matter in Law to have discharged the said Defendant or Defendants against the said Information Suite or Action and the said matter shall be then as availeable to him or them to all intents and purposes as if he or they had suf- ficiently pleaded sett forth or alledgedthe same matter in Barr or Discharge of such Information Suite or Action. XX. A^D because many times Persons charged with Petty Treason or Felony or as Accessaries thereunto are committed upon Suspicion onely whereupon they are Baileable or not according as the Circumstances make- ing out that Suspicion are more or lesse weighty which are best knowne to the Justices of Peace that committed the persons and have the Examinations before them or to other Justices of the Peace in the County Bee it there- fore enacted That where any person shall appeare to be committed by any Judge or Justice of the Peace and charged as Accessary before the Fact to any Petty Trea- son or Felony or upon Suspicion thereof or with Sus- picion of Petty Treason or Felony which Petty Treason or Felony shall be plainely and specially expressed in the Warrant of Committment that such Person shall not be removed or bailed by vertue of this Act or in any other manner then they might have beene before the makeing of this Act. The Statutes of tie Realm, V. 935-938. 31° Car. II. c. 2. APPENDIX D LIST OF AUTHOES CITED This list includes every work from which citations have been made, in the edition used. The names of the publishers are inserted for all copyright material; and the thanks expressed in the Preface for the privilege of using the extracts are here gratefully repeated. Charles Francis Adams. Imperialism and the Tracks of our Forefathers, Boston, Dana Estes & Co., 1899. Jnh-n Adams. Works. (Edited by Charles Francis Adams.) 10 vols. Boston, 1850-1856. John Adams and Abigail Adams. Familiar Letters during the Revolution. (Edited by Charles Francis Adams.) JS^ew York, Hurd & Houghton, 1876. John Quincy Adams. Memoirs. (Edited by Charles Francis Adams). 12 vols. Philadelphia, Lippincott, 1874-1877. American Historical Keview. 5 vols. New York, Macmillan, 1896-1900. Anonymous. America's Appeal to the Impartial World: wherein the Rights of Americans as Men, British Subjects, and as Colonists . . . are Stated and Considered. Hartford, 1775. Anonymous. A Plain State of the Argument between Great Britain and her Colonies. London, 1775. Anonymous. Proposals for Uniting the English Colonies on the Continent of America so as to enable them to act with Force and Vigour against their Enemies. London, 1757. Walter Bagehot. English Constitutional History. Oxford, Clarendon Press, 1891. Frederic Bancroft. Life of William H. Seward. 2 vols. New York, Harper, 1900. George Bancroft, A History of the United States. (Author's Last Re- vision.) 6 vols. New York, Appleton, 1883-1885. Thomas Hart Benton. Historical and Legal Examination of , . . the Decision of the Supreme Court of the United States in the Dred Scott Case. New York, Appleton, 1851. Horace Binney. An Inquiry into the Formation of Washington's Farewell Address. Philadelphia, Parry & Macmillan, 1859. ADAMS— CUR TIS 441 ■William Blackstone. Commentaries. (Edited by William Draper Lewis.) 4 books. Philadelphia, Welsh, Rees &, Co., 1897. James G. Blaine. Twenty Years of Congress, 1861-1881. 2 vols. Nor- wich, Henry BiU Publishing Co., 1884. Charles Borgeaud. Adoption and Amendment of Constitutions in Europe and America. (Translated by Charles D. Hazen.) New York, Macmillan, 1895. Charles Borgeaud. The Rise of Modern Democracy in Old and New Eng- land. (Translated by Mrs. Birkbeck HiU.) London, Swan, Sonnen- scheiu & Co., and New York, Scribner, 1894. Emile Boutmy. The English Constitution. (Translated by Isabel M.Eaden.) London and New York, Macmillan, 1891, James Bryce. The American Commonwealth. Abridged edition. New York, Macmillan, 1896. Edmund Burke. Works. 9 vols. Boston, 1839. Gilbert Burnet. History of His Own Time. 2 vols. London, 1724-1734. Jacob Burnet. Notes on the Early Settlement of the Northwestern Territory. New Y'ork, 1847. Thomas Carlyle. Oliver Cromwell's Letters and Speeches, with Elucidations. 4 vols. New York, Scribner, 1897. Francis BickneU Carpenter. Six Months at the White House with Abraham Lincoln. New York, Hurd & Houghton, 1866. Edward Channing. Students' History of the United States. New York, Macmillan, 1898. Jeremiah Chaplin. Words of our Hero, Ulysses S. Grant. Boston, Lo- throp, 188.5. Salmon Portland Chase. A Sketch of the History of Ohio. Cincinnati, 1833. "William Cobbett. The Parliamentary History of England, from the Earliest Period to the Year 1803. 36 vols. London, 1806-1820. (Usually called " Hansard's Parliamentary History.") Charles Carleton Coffin. Freedom Triumphant : Fourth Period of the War of the Rebellion, Sept., 1864, to close. New York, Harper, 1891. Congressional Globe. 109 vols. Washington, 1835-1873. Congressional Record. 33 vols, in 192. Washington, 1873-1900. Thomas M. Cooley. The General Principles of Constitutional Law. Boston, Little, Brown & Co., 1891. Bartholomew de Cotton. Historia Anglicana. (Edited by Henry Richards Luard.) London, Longmans, 1859. Edward Shepherd Creasy. Rise and Progress of the English Constitution. New York, Appleton, 1859. Benjamin Bobbins Curtis. Reports of Decisions in the Supreme Court of the United States. With Notes arid a Digest. 23 vols. Boston, Little & Brown, 1881. George Ticknor Curtis. Constitutional History of the United States. New York, Harper, 1889. 442 AUTHORITIES [App. D "WiUiam Parker Cutler and Julia Perkins Cutler. Life, Journals, and Correspondence of B.ev. Manasseh Cutler. 2 vols. Cincinnati, Robert Clarke & Co., 188&. Kicliard. Henry Dana. JVheaton's Elements of International Law. Boston, Little, Brown & Co., 1866. Albert Venn Dicey. Lectures Introductori/ to the Study of the Law of the Constitution. London, Macmillan, 1885. Jeremiah. Dummer. A Defence of the New England Charters. London, 1721. ■William Archibald Dunning. Essays on the Civil War and Reconstruc- tion and Related Topics. New York, etc., Macmillan, 1898. Edinburgh Eeview. 192 vols. London, Longmans, 1806-1900. H. St. Clair Fielden. A Short Constitutional History of England. (Edited \>j W. Gray Etheridge.) London, Blackwell; Boston, Ginn, 1895. Sidney George Fisher. The Evolution of the Constitution of the United States. Philadelphia, Lippincott, 1897. John Fiske. The American Revolution. 2 vols. Boston, Houghton, Mifflin & Co., 1892. John Fiske. The Critical Period of American History, 1783-1789. Boston, Houghton, Mifflin & Co., 1899. Henry Jones Ford. The Rise and Growth of American Politics. New York, Macmillan, 1898. Paul Leicester Ford. Pamphlets on the Constitution. Brooklyn, P. L. Pord, 1888. John Forster. Eminent British Statesmen. London, 1837. ■William Forsyth. History of Trial hy .Jury. London, 1852. Sir John Fortescue. De Laudibus Legum Anglice. London, 1741. Edward Augustus Freeman. Historical Essays. Pourth Series. London and New York, Macmillan, 1892. Samuel Rawson Gardiner. Constitutional Documents of the Puritan. Revolu- tion, 1628-1660. 2 vols. Oxford, Clarendon Press, 1889. Samuel Rawson Gardiner. Student's History of England. London and New York, Longmans, 1895. Franklin Henry Giddings. Democracy and Empire. New York, Macmillan, 1900. Daniel Coit Gilman. James Monroe. (American Statesmen Series.) Boston, Houghton, Mifflin & Co., 1883. ■WiUiam Ewart Gladstone. Gleanings of Past Years. 7 vols. London, John Murray; New York, Scribner, 1878. Rudolph von Gneist. History of the English Parliament. London, Clowes ; New York, Putnam, 1892. Ulysses Simpson Grant. Personal Memoirs. 2 vols. New York, Charles L. Webster & Co., 1886. Horace Greeley. The American Conflict. 2 vols. Hartford, 0. D. Case & Co., 18G4-1867. CUTLER — JOHNS TON 443 John Richard Green. A Short History of the English People. London, Macmillan, 1897. Francois Pierre Guillaume Guizot. The History of Civilisation, from the Fall of the Rornan Empire to the French Revolution. (Edited by C. S. Henry.) 4 vols. New York, Appleton, 1897. Henry Hallam. The Constitutional History of England, from the Accession of Henry VII. to the death of George II. 3 vols. London, 1855. Henry Hallam. View of the State of Europe during the Middle Ages. 2 vols. New York, 1843. Alexander Hamilton. Works. (Edited by Henry Cabot Lodge.) 9 vols. New York, Putnam, 188.5-1886. Hansard's Parliamentary History. See William Cobbett. John Innes Clark Hare. American Constitutional Law, 2 vols. Boston, Little, Brown & Co., 1889. Harper's New Monthly Magazine. 100 vols. New York, Harper, 1850- 1900. Albert Bushnell Hart. Formation of the Union, 1750-1829. New York, etc., Longmans, 1896. Albert Bushnell Hart. Introduction to the Study of Federal Government. (Harvard Historical Monograph, No. 2.) Boston, Ginn, 1891. Burke Aaron Hinsdale. The Old Northwest. New York, Townsend Mac- Coun, 1888. Henry Hitchcock. American State Constitutions : a Study of their Growth. New York, Putnam, 1887. George Frisbie Hoar. No Constitutional Power to Conquer Foreign Nations. Boston, Dana Estes & Co., 1899. George Frisbie Hoar. Oration delivered at the Celebration of the Centennial of the Founding of the Northwest at Marietta, Ohio, April 7, 1888. Washington, 1888. Hermann von Hoist. The Constitutional and Political History of the United States. (Translated by J. J. Lalor and A. B. Mason.) 8 vols. Chicago, Callaghan & Co., 1889-1892. James K. Hosmer. Anglo-Saxon Freedom. New York, Scribner, 1890. John Codman Hurd. The Theory of our National Existence. Boston, Little, Brown & Co., 1881. Kollin C. Hurd. A Treatise on the Right of Personal Liberty, and the Writ of Habeas Carpus. Albany, W. C. Little & Co., 1876. John Alexander Jameson. A Treatise on Constitutional Conventions. Chicago, Callaglian & Co., 1887. John Franklin Jameson. Essays in the Constitutional History of the United States in the Formative Period. Boston, Houghton, MifHin & Co., 1889. Thomas Jefferson. Writings, being his Autobiography, Correspondence, and other Writings. (Edited by H. A. "Washington.) 9 vols. Washington, 1853-1854. Alexander Johnston. The United States: its History and Constitution. New York, Scribner, 1889. 444 AUTHORITIES [App. D Journal of the First Congress of the American Colonies. (Edited by Lewis Cruger.) New York, E. Winchester, 1845. Journals of Congress. Containing the Proceedings, 1774-1788. 13 vols. Publislied by order of Congress, Philadelphia, 1777-1788. Sir 'William Keith. Two Papers on the Subject of Taxing the British Colonies in America. London, 1767. "William Edward Hartpole Lecky. History of England in the Eighteenth Century. (London, Longmans.) 6 vols. New York, Appleton, 1882. Abraham Lincoln. Complete Works. (Edited by John G. Nicolay and John Hay.) 2 vols. New York, Century Co., 1894. George Livermore. An Historical Research respecting the Opinions of the Founders of the Republic on Negroes as Slaves. (Massachusetts His- torical Society.) Boston, John Wilson, 1862. Henry Cabot Lodge. George Washington. (American Statesmen Series.) 2 vols. Boston, Houghton, Miiflin & Co, 1897. Henry Cabot Lodge. The Story of the Revolution. 2 vols. New York, Scribner, 1898. John Davis Long. Address before the Home Market Club, February, 1899. Boston, Home Market Club, 1899. James Russell Lowell. Prose Works. 5 vols. Boston, Houghton, Mifflin & Co., 1892. Thomas Babington Macaulay. Critical, Historical, and Miscellaneous Essays. (Loudon and New York, Longmans.) 6 vols. New York, Hurd & Houghton, 1866. Thomas Babington Macaulay. History of England. (London and New York, Longmans.) 5 vols. Boston, 1849. Also 8 vols. New York, Hurd & Houghton, 1866. Samuel W. McCall. Thaddeus Stevens. Boston, etc., Houghton, Mifflin & Co., 1899. ■WUliam McKonley, Speech delivered at the Home Market Club, February 16, 1899. Boston, Home Market Club, 1899. Sir James Mackintosh. History of England. 3 vols. Philadelphia, 1 830- 1833. Andrew C. McLaughlin. History of the American Nation. New York, Appleton, 1899. John Bach McMaster. With the Fathers. New York, Appleton, 1897. James Madison. Letters and other Writings. 4 vols. Philadelphia, Lippin- cott, 1865. James Madison. Papers being his Correspondence and Reports of Debates. (Edited by Henry D. Gilpin.) 3 vols. Washington, 1840. ■William of Malmesbury. English Chronicle. (Edited by J. A. Giles.) Lon- don, George Bell, 1883. John Marshall. A History of the Colonies planted by the English on the Con- tinent of North America. Philadelphia, 1824. JOURNAL — REDDA WAY 445 Sir Thomas Erskme May. Constitutional History of England. (London and New York, Longmans.) 2 vols. New York, 1887. Dudley Julius Medley. A Student's Manual of English Constitutional History. Oxford, B. H. Blackwell, 1894. Roger B. Merriman. Life of Thomas Cromwell. (MS.) [In the Library of Harvard University.] John Torrey Morse, Jr. Abraham Lincoln. (American Statesmen Series.) Boston, Houghton, MifHin & Co., 1897. John Torrey Morse, Jr. John Quincy Adams. Boston, Houghton, Mifflin & Co., 1882. John Torrey Morse, Jr. Thomas Jefferson. (American Statesmen Series.) 2 vols. Boston, Houghton, Mifflin & Co., 1897. Blisha Mulford. The Nation : the Foundations of Civil Order and Political Life in the United States. New York, Hard & Houghton, 1870. John G. Nicolay and John Hay. Abraham Lincoln : a History. 10 vols. New York, Century Co., 1890. Hezekiah Wiles. Principles and Acts of the Revolution in America. (Eeprint.) New York, A. S. Barnes & Co., 1876. Hezekiah Wiles. The Weekly Register. 73 vols. Baltimore, 1812-1848. James Otis. The Rights of the British Colonies Asserted and Proved. London, 1766. The Outlook (weekly). New York, Outlook Co., 1897- Francis Palgrave. The Rise and Progress of the English Commonwealth, Anglo-Saxon Period. 2 pts. London, 1832. James Paterson. Commentaries on the Liberty of the Subject and the Laws of England relating to the Security of the Person. 2 vols. London, Macmillan, 1877. Edward Lilhe Pierce. Memoir and Letters of Charles Sumiier. 2 vols. Bos- ton, Roberts, 1893. Pohtical Science Quarterly. 14 vols. Boston, etc., Ginn, 1886-1899. Sir Frederick Pollock and Frederic William Maitland. History of English Law before the Time of Edward I. 2 vols. Cambridge (Eng.), University Press; Boston, Little, Brown, & Co., 1895. Thomas Pownall. The Administration of the Colonies. London, 1765. Pulpit and Rostrum. Sermons, Orations, etc. 31 nos. New York, H. H. Lloyd, etc., 1858-1866. David Ramsay. Tlie History of the American Revolution. 2 vols. Phila- delphia, 1789. Carman Fitz Randolph. Notes on the Foreign Policy of the United States, suggested by the War with Spain. New York, De Vinne Press, 1898. Cjrril Ransome. Advanced History of England. London, Rivingtons ; New York, Macmillan, 1896. "William Fiddian Reddaway. The Monroe Doctrine. Cambridge (Eng.), University Press, 1898. 446 AUTHORITIES [App. D James Ford Rhodes. History of the United States from the Compromise of 1850. 4 vols. New York, Macmillan, 1900. James D. Eicliardson, Editor. Messages and Papers of the Presidents, 1789-1797. 10 vols. Washington, 1896-1899. John Codman Kopes. The Story of the Civil War. 3 vols. New York, Putnam, 1898. Christopher St. Germain. Doctor and Student ; or, Dialogues between a Doctor of Divinity and a Student in the Laws of England. London, 1761. John T. A. Sanborn. Report of the Decision of the Supreme Court of the United States in the Case of Dred Scott. Washington, 1857. James Schouler. Constitutional Studies, State and Federal. 5 vols. New York, Dodd, Mead & Co., 1897. James Schouler. History of the United States of America under the Consti- tution. 5 vols. Washington, W. H. Morrison, 1882-1891. Carl Sehurz. American Imperialism. (Address before tlie University of Chicago, January 4, 1899.) Boston, Dana Estes & Co., 1899. George Spence. The Equitable Jurisdiction of the Court of Chancery. 2 vols. London, 1846-1849. Philadelphia, T. & J. W. Johnson & Co. Statutes at Large, y?'o?n Magna Charta, to the End of the Last Parliament, 176L 20 vols. (Edited by Owen Ruffhead.) London, 1763-1765. Statutes of the Realm, printed by command of His Majesty, King George the Third. 11 vols. London, 1810-1821. C. Ellis Stevens. Sources of the Constitution of the United States, consid- ered in relation to Colonial and English History. New York, Macmillan, 1894. Joseph Story. Commentaries on the Constitution of the United States. Bos- ton, etc., 1833. "William Stubbs. The Constitutional History of England. 3 vols. Oxford, Clarendon Press, 1891. ■William Stubbs. Select Charters and other Illustrations of English Consti- tutional History. Oxford, Clarendon Press, 1870. ■William Graham Sumner. The Conquest of the United States by Spain. Boston, Dana Estes & Co., 1899. WilMam Graham Simmer. History of Banking in the United States. 2 vols. New York, Journal of Commerce, 1896. Ida M. Tarbell. Life of Abraham Lincoln. 2 vols. New York, McClure, Phillips & Co., 1900. Thomas Pitt Taswell-Langmead. English Constitutional History. London, Stevens & Haynes; Boston, Houghton, Mifflin & Co., 1896. Hannis Taylor. Origin and Growth of the English Constitution. 2 vols. Boston, Houghton, Mifflin & Co., 1889. Francis Newton Thorpe. Constitutional History of the American People. New York, Harper, 1898. Reuben Gold Thwaites. The Colonies, 1492-1750. New York, etc., Long- mans, 1897. RHODES— WOOLSEY 447 George Fox Tucker. The Monroe Doctrine. Boston, George B. Eeed, 1885. Josiah Tucker. A Letter from a Merchant in London to his Nephew in North America. London, 1766. Robert Walsh. An Appeal from the Judgments of Great Britain respecting the United States of America. Philadelphia, etc., 1819. George Wasliington. Writings. (Edited by Jared Sparks.) 12 vols. Bos- ton, 1837. — Also (edited by W. C. Ford) 14 vols. New York, Putnam, 1889-1893. Daniel Webster. Works. (Edited by Edward Everett.) 6 vols. Boston, 1851. PelatiaJi Webster. Remarks on a Pamphlet. Printed, 1784. Eoger of Wendover. Flowers of History. (Translated by J. A. Giles.) 2 vols. London, 1849. Westel Woodbury Wllloughby. The Supreme Court of the United States, its History and Influence in our Constitutional System. Baltimore, Johns Hopkins Press, 1 890. Henry Wilson. History of the Rise and Fall of the Slave Power in America. 3 vols. Boston, James R. Osgood, 1872-1877. Justin Winsor. Narrative and Critical History of America. 8 vols. Boston, Houghton, Mifflin & Co., 1887. Theodore S. Woolsey. America's Foreign Policy. New York, Century Co., 1898. INDEX The names of the authors of documents are in boldface. Small Capitals. The titles of books cited are in italics. The titles of documents are in ABBEYS, rights of founders, 19. Abbott, Lyman, cited, 414. Act of Settlement, text, 138-140 ; contemporary exposition, 140 ; critical comment, 140-141. Adams, C. F., cited, 402, 440. Adams, G. B., cited, 40. Adams, John, on state governments, 170 ; Worls, 173, 440 ; on Declaration of Independence, 188-191; Familiar Letters, 191, 440. Adams, John Quincy, cited, 253 ; on the Monroe Doctrine, 323; Memoirs, 325, 440. Adjournment, of Parliament, 86, 92; of colonial legislatures, 184 ; of Congress, 247, 248, 255. Agreement of the People, text, 79- 85; critical comment, 100-114; a con- stitution, 83 ; fundamentals of, 84. Aids, imposition of, 13, 14, 44, 67; the three, 13 ; for common benefit, 44. Amendments, of Articles of Confedera- tion, 215 ; to the Constitution, 261- 264, 37.3-375; how made, 258; limi- tation to, 259; not to be hasty, 295; Coffroth on, 375; Brown on, 376; Blaine on, 376; effect of Fifteenth on Fourteenth, 379. America, European control of, 322-326. Ameincan Historical Review, 41, 285, 440. American History Leaflets, 204, 245, 373. Amnesty, to King Charles' adherents, 82. Andros, Sir Edmund, in New England, 143. Anonj'mous, Plain State of the Argu- ment, 145, 440; Proposals for uniting the English Colonies, 147, 440; Amer- ica's Appeal to the Impartial World, 150, 440. Appointing power, under the Constitu- tion, 255. Apportionment, of requisitions, 209; of direct taxes, 245, 251; of representa- tion, 245, 374. Arms, right to bear, 125, 261. Army, control of, 86, 208, 212, 250 ; ne- groes in, 364-366. — See also Standing Army. Articles of Confederation, text, 204-216 ; contemporary exposition, 216-220; critical comment, 220-226. Assizes, 14, 116. Atlantic Monthly, 402. Attainder, bill of, forbidden, 251, 252. Attaint, writ of, 52. BAGEHOT, Walter, cited. 31, 101, 440. Bail, not to be excessive, 125, 168, 262 ; right to, 115-116, 233. Bancroft, Frederic, cited, 371, 440. Bancroft. George, cited, 240, 440; on Dred Scott decision, 351. Bankruptcy, control of, 250. Bartholomew de Cotton, on foreign mili- tary service, 45; Historia Anqlicana, 45," 441. Benevolences, forbidden, 67, 70; ex- acted, 68. Benton, Thomas H., on Dred Scott de- cision, 349; Examination of the Dred Scott Case, .351, 440. Bill of Rights, text, 122-132; con- temporary exposition, 132; critical comment, 132-137; of Virginia, 166; of Northwest Territory, 233; of the United States, 261. Billeting. — See Quartering. Bills of credit, of colonies, 147; control of 212, 213, 252. Binney, Horace, cited, 309, 440. 450 INDEX Blackstone, Sir William, cited, 54, 118, 140,441. Blaine, James G., on the reconstruction amendments, 376; Twenty Years of Congress, 380, 441. Blyth, Joseph, on Washington's Fare- well Address, 308. Bollen, William, Journals of Congress, 164. Borgeaud, Charles, cited, 111, 176, 441. Boston Herald, 399, 401. Boutmy, £mile, cited, 39, 441. Brown, J. S., ou the Thirteenth Amend- ment, 376. Brvce, James, cited, 177, 256, 282, 356, 381, 441. Burgage, tenure, 17. Burgess, J. W., cited, 411. Burke, Edmund, cited, 27 ; on taxing colonies, 162; Speech on Conciliation, 102; Works, 162, 441. Burnet, Gilbert, on Habeas Corpus Act, 117: History of His Own Times, 117, 132,140,441; on Bill of Rights, 132; on Act of Settlement, 140. Burnet, Jacob, cited, 240, 441. CANADA, and the Confederation, 214. Capitation tax, to be apportioned 251. Carlvle, Thomas, Life of Cromwell, 99, 441. Carpenter, F. B., on the Emancipation Proclamation, 366 ; Six Months at the White House, 367, 441. Carteret, Lord, letter to, 142. Castle-guard, 16. Census, decennial, 245. Chamberlain, Mellen, cited, 164. Chancery, king's, 51. Channing, Edward, cited, 180, 441. Chaplin, Jeremiah, Words of our Hero, 366, 441. Charles I., on the Petition of Right, 72; Speech, 72 ; amnestj' to his adherents, 82. Charters, of Henrj- 1., 2; Magna Charta, 9 ; Confirmatio Chartarum, 43 ; of the Forest, 43 ; of New England, lost, 143, 185 ; recovered, 143 ; rights of colonies under, 148, 149. Chase, S. P., cited, 239, 441. Chatham, Earl of. — See Pitt, William. Chief Justice, at impeachment trials, 247. Church, freed, 2, 10; of England, king to commune with, 138. — See also Religion. Citizens, of other States, rights of, 205, 257; of the United States, negroes, 342, 344, 345, 347 ; who are, 346, 347, 373; protection of, 374; state and national, 343, 347. Civil cases, jury trial in, 51, 168, 202. Civil rights, ancient, to be respected, 13, 15, 128 ; equal protection of, guar- anteed, 374; in colonies, 397. — See also Personal liberty, Property, Re- ligion. Civil War, reunion, 358; disabilities resulting from, 374; debt honored, 374 ; Southern debt repudiated, 375. Cleveland, Grover, cited, 334. Cobbett, William, Parliamentary His- tory of England, 72, 79, 85, 441. Coffin, C. C, 'cited, 441. Coffroth, A. H., on Thirteenth Amend- ment, 375. Coke, Sir Edward, cited, 27. Colonies, New England charters, 143, 185 ; defended, 144 ; charges against, 144; control of, 144, 146, 101,163; union advised, 146 ; rights of legislation, 146; claim Magna Charta and rights of British subjects, 144, 147, 149, 156, 100; charter rights of, 142-150; taxa- tion and representation, 156, 159, 160, 161, 162 ; grants by, 159, 162 ; peti- tion Parliament, 164 ; grievances of, 184. — See also Cuba, Philippines, Porto Rico. Commander-in-chief, 213 ; the president, 255. Commerce, colonial, cut off, 185 ; con- trol of, 207, 209, 250 ; uniform regu- lation of, 252 ; policy of the United States, 303. Commissioners for Ecclesiastical Causes, illegal, 125. Common pleas, court of, to be station- ary, 14. Common tribute, forbidden, 3. Commonwealth of England, government of, 85. — See also Council of State, Parliament, Lord Protector. Confederation, Articles of, 204-216 ; ob- jects of, 205; limitations of power of states in, 207; committee of the states, 212,214; to be perpetual and supreme, 215; amendment of, 215; ratification of, 215 ; Northwest Territory a part of, 234. — See also Congress of the Confederation. CONFIKMATIO Chartarum, text, 43- 45 ; contemporarv exposition, 45 ; critical comment, 45-48. Congress of the Confederation, organization, 206, 213: votes in, 207; immunities of members, 207 ; powers of, 209-214 ; majority in, 213 ; North- west Ordinance, 228-236 ; territo- rial delegate to, 233. INDEX 451 Congress, Continental, instructions to agents, 164 ; advises formation of state governments, 172, 173; Decla- ration of Independknck, 183-188; Articles of Confederation, 204- 216. Congress of the United States, organi- zation, 245; elections, 245-247 ; ses- sions, 247, 255; quorum, 247 ; control over members, 247, 248; journals, 248 ; adjournment, 247, 248, 255; compen- sation, 248; immunities, 248; j'eas and nays in, 248; members not eligi- ble to "office, 248 ; procedure of bills, 249 ; powers of, 249-251. 257, 258, 373- 375; limitations, 251-252, 254, 261- 263; interpretation of powers of, 313; responsible for government of colo- nies, 394, 398. — See also House of Representatives, Senate. Congressional Globe, 365, 366, 376,441. Congressional Sccord, 392, 441. Constitution, defined, 148. Constitution of the United States, text, 245-264,373-375; contemporary exposition, 264-273; critical comment, 273-283; why ordained, 245; how amended, 258; amendments to, 261- 264, 373-375 ; supreme law, 259, 315 ; when established, 260 ; Washington on, 294 ; implied powers of, 313; ne- groes not citizens under, 342, 344, 345; interpretation of, 343, 344 ; slavery under, 345, 350 ; does not ex- tend to territories, 349 ; and equal- itv, 352. — See also Congress, United States. Contenement, 15, 145. Contracts, obligations of, not to be im- paired, 234, 252. Cooley, T. M., cited, 276, 381, 441. Copyrights and patents, laws for, 250. Coronation Oath and Charter of Henry I., text, 1-5 ; contemporary exposition, 5-6 ; critical comment, 6-8. Cotton. — See Bartholomew. Council of State, appointment of, 81, 85, 92, 93; powers of, 81, 94, 95; term, 81 ; trial of, 92; to take oath, 97. Courts, for trials upon certain writs, 14; common pleas to be stationary, 14; pleas of the crown, 15; forest, 19; illegal, 124,125; of the Confederation, 210; of Northwest Territory, 229; Congress to establish inferior, 250; of the United States, 256; jurisdiction of, 256, 263 ; procedure in, 257, 262. Coxe, Tench, on the Constitution, 271. Cravens, J. A., on the Emancipation Proclamation, 364. Creasy, E. S., cited, 74, 118, 441. Criminal Cases. — See Jury. Cromwell, Oliver, Lord Protector, 95 ; on Instrument of Government, 98. Cromwell, Thomas, on Parliament, 35- 37. Crown, election to, 2, 5, 6; interference in parliamentarj"- elections, 36, 124; prerogative of, 72, 125, 144; conferred bv Parliament, 126, 129; succession fixed, 127, 129, 130; king to commune with Church of England, 138; restric- tions on king's movements, 139; de- fence of foreign dominions of, 139; and colonies, 145, 149, 156-157, 184- 186. Cuba, condition of, 389; independence recognized, 390; United States and, 390-394. Curtis, Benjamin R., dissent from Dred Scott decision, 346, 441. Curtis, G. T., cited, 174,441. Custom duties, control of, 44, 249, 251, 252. Cutler, W. P. and J. P., Life of Rev. Manasseh Cutler, 238, 442 ; cited, 242. DANA, R. H., cited, 329, 442. Dane, Nathan, on Northwest Or- dinance, 237. Darrein presentment, trial upon writ of, 14. Declaration of Independence, text, 183-188; contemporar}' exposition, 188-192 ; critical comment, 192-203. Declaration of Rights, text, 166- 169; contemporary' exposition, 169- 173; critical comments, 173-181. Declaration of Rights and Griev- ances OF the Colonists in Amer- ica, text, 155-157; contemporary ex- position, 158-164 ; critical comment, 164-166. Defence of the New-England Charters, text, 142-144; contem- porary exposition, 144-150; critical comment, 150-154. Delegated powers, 205, 263. Delegates, to Congress of Confederation, 206; territorial'; 2-33. Despotism, from political partisanship, 296. Dicey, A. V., cited, 120, 141, 442. Dickinson, John, on the Constitution, 271. Direct taxes, to be apportioned, 245, 251. Dispensation of laws, 125, 168; forbid- den, 131; exceptions, 131. District of Columbia, control of, 251. 452 INDEX Dower, 3, 12; preference to widow's right of, 13. Deed Scott Decision, text, 340-349; contemporary exposition, 349-353 ; critical comment, 354-357; statement of the case, 341; dissent, 346. Dummer, Jeremiah, Defence of THE New-England Charters, 142- 144, 442. Dunning, W. A., cited, 369, 382, 442. THDINBUEGH REVIEW, 73,164, -^ 442, Education, fostered, 234; and govern- ment, 299; in colonies, 397. Edward the Confessor, his laws restored, 4, 6, 25. Edward I., Summons to Parlia- ment, 34-35; Confirmatio Char- TAKUM, 43-45. Elections, for parliament, 36, 80, 87-90 ; freedom of, 84,124, 125, 167; judge of legislative, 91, 247 ; congressional, 206, 245-247; presidential, 253-254, 263-264. — See also Suffrage. Electors of president, 253, 374; legisla- tors and officials not to be, 253. Ellis, G.E., cited, 200. Emancipation, compensated, recom- mended, 359, 361. — See also Procla- mation. Eminent domain, exercise of right of, 234, 262. Equality, natural, 166, 183; Constitu- tion ijiased upon, 352. Escheat, service of an, 18. Eulogies and Orations on Washington, 307, 308, 309. Excise, control of, 249 ; to be uniform, 249. Executive power, in the Commonwealth, 81, 85; in the United States, 253; duty of heads of departments, 255. — See also Lord Protector, President. Expenditures, regulation of, 93, 252. Export duties, forbidden, 251, 252. Ex post facto laws, forbidden, 251, 252. -piEDERALIST, 268. ••*- Fee-farm, tenure, 17. Feilden, H. St. C, cited, 47, 442. Fifteenth Amendment, text, 375; contemporary exposition, 376-380; critical comment, 380-387. Fines, not to be arbitrary or excessive, 4, 15, 126, 168,233, 262"; liow assessed, 15; John to give up unjust, 21; illegal to grant future, 126. Fisher, S. G., cited, 178, 226, 442. Fiske, John, cited, 202, 225, 442. Ford, H. J., cited, 225, 442. Ford, P. L., Pamphlets on the Constitu- tion, 267, 271, 272, 442. Foreign relations, power over, 86, 207, 209, 255, 256; alliances to be avoided, 301, 303 ; policv of the United States, 300-305, 322-326, 401. Foreigners, removed, 19, 20; not eli- gible to office, 139. Forest, king's, retained, 4; reduced, 19 ; court, attendance at, 19; abatement of evil customs, 19 ; charter confirmed, 43. Forster, John, 442. Forsyth, William, cited, 57, 442. Fortescue, Sir John, on civil procedure, 51; De Laudibus Legum Anglice, 54, 442. Fourteenth Amendment, text, 373- 375; contemporary exposition, 376- 380; critical comment, 380-387. Franklin, Benjamin, on Stamp Act, 158; Political, Miscellaneous, and Philo- sophical Pieces, lb9 ; on the Constitu- tion, 264. Freedom, of the press, 168; of speech, 126, 207, 261. Freeman, Edward, cited, 39, 442. Freeman's Journal, on banks in 1819, 317. Free tenants, in chief, to be summoned to council, 13; aids from, 14; services of, 14. Fugitives, from justice, 206, 257; from labor, 258, 360, 361. — See also Slav- ery. GARDINER, S. R., cited, 8, 32, 40, 76, 104, 442. General Council, to impose aids, 13; how summoned, 13; organization, 13. — See also Parliament. General warrants, 168, 188, 261. General welfare, power to tax for, 249. George III., and colonies, 157, 184. Giddings, F. H., cited, 421, 442. Oilman, D. C, cited, 331, 442. Gilpin, H. D., Madison Papers, 267. Gladstone, W. E., cited, 275, 442. Gneist, Rudolf von, cited, 32, 47, 76, 442. Government, object of, 167, 183; best form, 167 ; right to change, 167, 183, 294; uniform, 169; preservation, 169, 290-304; obedience to, 294 ; necessitv of an efficient, 294, 295; stability, 295; separation of powers, 297; re- ligion, moralitj', and, 298; education and, 299. — See also Constitution, INDEX 453 Republican government, United States. Governor of territory, appointment, 229 ; qualifications, 229 ; duties, 230, 232 ; veto, 232. Grant, U. S., on negro soldiers, 366; General Order, 366, 442. Grants, colonial, 159, 162. Great Seal, power of, 51. Greeley, Horace, on Dred Scott decision, 352; American Confiict, 353, 442. Green, J. R., cited, 7, 22, 29, 59, 101, 104, 134, 197, 443. Guaranty, of immunities of citizens, 257; of republican form of govern- ment, 258; of public debt, 214, 259, 375; of equal protection of the laws, 374. Guizot, F. P. G., cited, 133, 443. HABEAS CORPUS, forerunner of, 17; evaded, 69; act, 115-117, 431- 439; in territories, 233; suspension of, 251. Habeas Corpus Act, text, 115-117, 431-439 ; contemporary exposition, 117; critical comment, 118-121. Hallam, Henrv, cited, 6, 27, 37, 45, 72. 100, 443. Hansard. — See Cobbett. Hamilton, Alexander, on the Con- federation, 219; Works. 219, 269, 443; on the Constitution, 267, 268. Hare, .J. I. C, cited, 319, 443. Harper^s Mayazine, 339, 414, 443. Hart, A. B., cited, 224, 280, 338, 386, 412, 443. Henry I., Coronation Oath and Charter, 1-5; William of Malmes- bury on, 5; Roger of Wendover on, 6. Hinsdale, B. A., cited, 241, 443. Hitchcock, Henrv, cited, 173, 443. Hoar, G. F., cited, 240, 408, 443. Hoist, H. E. von, cited, 198, 223, 329, 354, 443. Hosmer, J. K. cited, 38, 77, 109, 135, 443. House of Representatives, apportion- ment, 245, 374 ; election to, 245-247; qualifications, 245, 374 ; number in, 246 ; powers of, 246, 247, 248, 253, 264. — See also Congress. Howard's Reports, 340. Hurd, J. C, cited, 278. 443. Hurd, R. C, cited, 118, 443. [MMUNITIES, of legislators, 69, 126, L 207, 248; of citizens guaranteed, 257, 374. Impeachment, pardon not pleadable to, 140, 255 ; in United States, 246, 247, 255, 256. Implied powers, 251, 313. Imposts, control of, 249, 252; uniformity, 249. Impressment, 186. Inalienable rights, 148, 166, 183, Independence, declared, 187; forced by the people, 191. Indians, in Revolution, 186; trade, 211, 250; treatment of, 234; not taxed, 245. Inquest. — See Jurj'. Inquisition of life or limb, writ of, 17. — See also Habeas Corpus. Instrument of Government, text, 85-98; contemporary exposition, 98- 99; critical comment, 100-114. Insurrections, suppression of, 258. Invasion, protection against, 258. JAMES II., arraigned, 323 ; abdicated, 124, 129. Jameson, J. A., cited, 174, 221, 443. Jameson, J. F., 280, 443. Jefferson, Thomas, on Declaration of In- dependence, 192; Works, 192, 220, 273, 326, 443; on the Confederation, 219; on the Constitution, 272; on the Monroe Doctrine, 325. Jews, regulation of debts due, 12, 13. John, Magna Chart a, 9-25; prom- ises restorations, 20, 21; enforcement of Magna Charta on, 22. Johnston, Alexander, cited, 367, 443. Journal of First Congress, 155, 444; legislative, 214, 248 ; Journals of Con- gress, 164, 228, 444. Judges, commission, 139, 256; salaries, 139,256; removal, 139; independence, 171, 172, 185. Judicial power of the United States, how vested, 256. — See also Courts. Jurors, qualifications, 51-52, 126'; pen- altv for false verdict, 53; treatment, 54;- return, 126. Jurv, trial bv, for embezzling a record, 51; in civil cases, 51, 168, 262; ad- vantages of, 53; abuse, 124; right of colonies to, 156, 185 ; in criminal cases, 168, 262, 897; in territories, 233; in United States courts, 257, 262. — See also Jurors. Justiciaries, 14. KEITH, Sir William, on colonial rights, 160; Taxing the British Colonists, 161, 444. 454 INDEX King. — See Crown. King's Bencli, illegal use, 124. Knight's fee, regulated, 4, 14; priority of, 17. LAND, seizure for debt, 12; of felons, 16. — See also Property. Laws, paramount, 18, 19, 68, 69, 71, 82, 168, 234; faithful execution of, 256; Constitution the supreme, 259; due process, 262, 374; not violated by Missouri Compromise, 349; equal protection guaranteed, 374. La}' tenement, 15. Lecky, W. E. H., cited, 199, 444. Legislative power, how vested, in Com- monwealth, 85, 94; in the United States, 245. — See also Congress, Northwest Territory, Parliament. Legislative punishments, forbidden, 82, 251, 252. Lincoln, Abraham, Peoclamation OF Emancipation, 358-364 ; Com- plete Worhs, 358, 3G2, 444; on Eman- cipation Proclamation, 366, 367. Livermore, George, cited, 197. 444. Loans, forced, forbidden, 67; exacted, 68. Lodge, H. C, cited, 202, 416, 444. London, aids, 13; ancient liberties, 13; gives up charter, 143. Long, J. D., on duty to dependencies, 399; Address before the Home Market Club, 401, 444. Lord Protector, chief magistrate, 85; assisted by council, 85; writs in his name, 85;" powers, 86, 92, 94; succes- sion, 95; Oliver Cromwell first, 95; to take oath, 97. Lowell, J. E., cited, 380, 444. Luffman, J., cited, 132. MACAULAY, T. B., cited, 46, 74, 100, 133, 164, 444. McCall, S. W., cited, 370, 444. McCuLLOCH VS. The State of Mary- land, text, 312-316; contemporary exposition, 316-318 ; critical comment, 318-320. McKinley, William, Annual Mes- sages, 388-397 ; on war with Spain, 388-391, 398; on relation with Cuba, 390-394; on duty to dependencies, 391, 394-399; Speech at the Home Market Club, 399, 444. Mackintosh, Sir James, cited, 28, 444. McLaughlin, A. C, cited, 284, 384-, 444. McMaster, J. B., cited, 337, 444. Madison, James, on Monroe Doctrine, 326 ; Works, 327, 444. Magna Chakta, text, 9-25; contem- porary exposition, 25-26; critical comment, 27-33 ; enforcement, 22 ; confirmed, 43; pleadable, 43; para- mount law, 43; read in churches, 43; penalty for breaking, 43; in Petition of Right, 68, 69 ; claimed by colonists, 144, 147, 159. Maletote of wools, released, 44. Malmesbury, William of, 5, 444. Manors, in king's demesne, rent of, 15. Marque and reprisal, control of letters, 207, 209, 213, 250, 252. Marriage, freedom, 2, 3. Marshall, John, cited, 152, 444; deliv- ers McCuiloch vs. Maryland decision, 312. Martial law, in time of peace, 69, 70; revoked, 71 ; in United States, 262. Mason, George, on the Constitution, 267. Mason, J. M., on Washington's Fare- well Address, 308. May, Sir T. E., cited, 120, 445. Measures. — See Weights. Medley, D. J., cited, 113, 445. Merchants, security and freedom of transit, 18. Merriman, R. B., Life of Thomas Crom- well, 36, 445. Message, the president's, 255. Military service, abroad, 45, 81: im- pressment of colonists, 186. Militia, of Commonwealth, 82; a safe- guard, 168, 208, 261; control of, 250. Mi not, G. R., on Washington's Farewell Address, 308. Missouri Compromise, unconstitutional, 345; and rights of property, 345, 349. Monev, regulation and coinage, 211, 213^250, 252; power to borrow, 212, 213, 250; counterfeiting, 250. Monroe, James, Monkoe Doctrine, 321-323. Monroe Doctrine, text, 321-323; contemporary exposition, 323-328 ; critical comment, 329-339. Moralitj' and government, 298-299. Morse, J. T., cited, 330, 370, 445. Morte d'Ancestor, trial upon writ of, 14. Mulford, Elisha, cited, 221, 445. NATURALIZATION, obstruction of, 184; control of, 250. Navv, under the Commonwealth, 86, 93 ; control of, 207, 212, 250. Negroes, citizenship, 342, 347, 373; in- ferior race, 343; soldiers, 364, 366; suffrage, 375, 379. INDEX 455 Nicolay, J. G., and Hay, J., cited, 368, 445. Niles, Hezekiah, on McCulloch vs. Maryland, 316; M/es' Weekly Reg- ister, 317, 318, 445. Nobility, titles forbidden, 207, 252. Northwest Ordinance, text, 228- 236 ; contemporary exposition 237- 238; critical comnient, 238-243. Northwest Territory, property in, 228; government, 229-233; future state- hood, 233, 235, 236; compact with, 233; bill of rights, 233; part of the Confederation, 234; control of public domain, 235 ; free waterways, 235 ; slavery, 236. Novel disseisin, trial upon writ of, 14. Nugent, Lord, cited, 72. OATH, of Lord Protector, 97; pre- scribed by Parliament, 127; coro- nation, 1, 130; of territorial officers, 232; of president, 254; to support the Constitution, 259. Oificers, obedience to the laws, 19, 71; responsible to the people, 167; posi- tions not hereditary, 167 ; rotation, 167; legislators not eligible, 248, 253; foreign favors, 252; appointment, 255; commission, 256; impeachable, 256; oath, 259; religious test, 259; disa- bilities from Civil War, 374. Olney, PJchard, cited, 310, 334; on the Philippines, 401; Growth of our For- eign Policy, 402. Otis, James, on colonial rights, 159; Rights of the British Colonies, 160, 445. Outlook, 416, 445. Oyer and terminer, sessions of, 116. PAINE, Thomas, on Washington's Farewell Address, 307. Palgrave, Sir James, cited, 27, 445. Pardon, to murderers, 4; power of Lord Protector, 86, 93; not pleadable to impeachment, 140, 255; presidential power, 255. Parliament of England, germ of, 13; summons to, 34, 87-92; qualification of members, 35, 90, 91. 139; powers of, 35, 36, 81-84, 86, 92, 94-96, 125- 126; limitations, 81-84, 92; elections to, 36, 80, 84, 87-92, 124-125 ; Stat- ute, 8 Henry VI. Cap. 12, 49-51; Petition of Right, 67-71; Rump, to dissolve, 79, 84; number of mem- bers of, 80, 87; apportionment, 80, 87; quorum, 80, 91; term, 81, 84,86; ex- tra, 81, 91-92 ; sessions, 79, 81, 86, 92, 126; adjournment, 86, 92; resistance inarms to, 84; Habeas Corpus Act, 115-117, 431-439; Bill of Rights, 122-132; arraigns James 11,123-124; the Convention, 124; freedom of speech in, 126 ; claims certain rights, 126; confers the crown, 126, 129; fixes the succession, 127, 129-130; prescribes oath of allegiance and su- premacy, 127; anti-Papist accession oath, 131; Act of Settlement, 138-140; foreigners excluded from, 139; and colonies, 144-146, 158-163, 185; colonial representation in, 156, 160-161; colonial opinion of, 158; col- onies petition, 164 ; arraigned, 185. — See also General Council. Patents, laws for, 250. Paterson, James, cited, 119, 445. Peace and war, power, 86, 92, 208, 209, 213, 250, 252. People, rights of, 4, 128 ; source of power, 167, 183; responsibility to, 167 ; force independence, 191 ; re- served power, 263, 294. Personal libertj', security of, 17, 18, 70, 125, 168, 261-262, 374,'' 397; violated, 68-69, 123, 185. — See also Bail, Civil Rights, Fines, Habeas Corpus, Jurj', Punishments, Petition. Petition, right of, 125, 261; colonists claim, 157. Petition of Right, text, 67-71 ; con- temporary exposition, 72; critical comment, 72-77. Petty serjeanty, tenure, 17. Philippines, ceded, 392; Congress re- sponsible for government, 394, 395; duty of United^ States, 394, 398-401; future development, 395; education, 397; civil rights, 397; effect on for- eign policy of United States, 401. Pierce, E. L., cited, 369, 445. Piracy, laws against, 209, 250. Pitt, William, on reconciling the col- onies, 163; Speech in the House of Lords. 163. Pleas of the crown, minor officials not to hold, 15. Political partisanship, dangers, 296. Political Science Quarterly, 411, 445. Pollock and Maitland, cited, 7, 32, 445. Porto Rico, military government, 392; civil government, 396; local self-gov- ernment, 396; education, 397; civil rights, 397. Post-office, control, 212, 250. Pownall, Thomas, on colonial rights, 147; Administration of the Colonies, 148, 445, 456 INDEX Prrecipe, writ, forbidden, 17. Pramunire, penaltA' incurred, 117. Precedent, fear of "illegal, 71, 126. Prerogative, royal, 72, 125, 144. President, veto", 249; term, 253; elec- tion, 253,263; qualifications, 254; re- muneration, 254; succession, 254; oath, 254 ; duties and powers, 255-256 ; im- peachment, 247, 256; war powers, 363. Preston, H. W., Documents, 166. Privy Council, illegal use, 68; duties, 139; restriction on membership, 139. Prize courts, control of, 209, 250. Proclamation of Emancipation, text, 358-364; contemporary exposi- tion, 364-367 ; critical comment, 367- 372; constitutional basis, 363, 364; results, 364; call for, 365 ; Lincoln on, 366, 367. Property, disposition of personal, 4, 16; Seizure for debt, 12 ; protection of, 16, 83, 166, 234, 261-262, 374 ; in North- west territorj', 228 ; in slaves, 345 ; rights and Missouri Compromise, 345, 349. Public debt, assumed and faith pledged, 234, 259; unquestioned, 374; South- ern, repudiated, 375. — See also Public faith. Public domain, in Northwest Territory, 235; control of, 251, 258. Public faith and credit, to be kept, 82, 97, 214, 259, 299. Pulpit and Rostrum, 352, 445. Punishments, not to be cruel or unusual, 126, 168, 233, 262. QUARTERING troops, 69-70, 185, 261. Quorum, of Parliament, 80, 91; of Con- gress, 247. Quo warranto, writ, against Massachu- setts' charter, 143. RAMSAY, David, on Declaration of Independence, 191; American Revolution, 191, 445. Randolph, C. F., cited, 403, 445. Ransome, Cyril, cited, 8, 32, 39, 112, 136, 141, 445. Reconstruction amendments, 373-375; contemporarj'- exposition, 375-380; critical comment, 380-387. Records, legal, amendment, 49-50; felony to embezzle, 51; power of Great Seal, 51; of states, faith and credit to, 206, 257. Reddaway, W. F., cited, 337, 445. ■Reliefs, to be just, 2, 3; ancient, re- stored and specified, 11; of an escheat, 18. Religion, state, 83. 96 ; freedom, 83, 96, 169, 233, 259, 261 ; restrictions, 83, 84, 86; morality, government, and, 298. Rejwrt on the JJiyniiy of a Peer, 84. Representation, right of, 79, 168, 184, 185, 233. — See also Taxation. Representative, Parliament, 80. Republican government, guaranteed, 236, 258 ; military establishments hos- tile to, 292; separation of powers, 297; foreign influence on, 302. — See also Government, United States. Requisition, of criminals, 206, 257 ; on states, 209, 212. Revenue, control of, under Commot- wealth, 93, 94; raised by prerogativ 125; control of bills in Congress, 248. — See also Benevolences, Taxation. Rhodes, J. F., cited, 356, 446. Richardson, J. D., Compilation of Mes- sages, 321, 388, 446. Roger of Wendover, on Henry I., 6 ; Flowers of History, 6, 26, 447; on Magna Charta, 25. Roman Catholics, not to bear arms, 125; excluded from the crown, 130. — See also Church, Religion. Ropes, J. C, 446. SAINT-GERMAN, Chkistopher, on treatment of jurors, 54; Doctor and Student, 54, 446. Sanborn, J. T. A., 446. Schouler, James, cited, 178, 332, 354, 446. Schurz, Carl, cited, 406, 446. Scots, king of, an English vassal, 22. Scutages, to be laid bv General Council, 13. Sectionalism, dangers to the Union, 293. Senate, elections, 246, 247; equal state representation, 246 ; term, 246 ; organ- ization, 246, 247; qualifications, 246, 374; presiding officer, 247; powers, 247, 248, 254, 255, 264. — See also Congress. Separation of powers, 81, 167, 171, 172, 207, 248, 297. Services, lawful, 14 ; militarj% abroad, 45 ; public, regulation, 167. Sewall, J. M., on Washington's Farewell Address, 306. Slaver_v, refei-ence struck from Declara- tion of Independence, 192; in terri- tories, 236, 345; representation, 245; fugitive slaves, 258, 360-361; under the Constitution, 350; compensated INDEX 457 emancipation, 359, 361 ; slaves in rebel states emancipated, 359-364 ; abol- ished, 373. — See also Negroes, Slave trade. Slave trade, regulation, 251. Smith, E. P., cited, 279. Socage, tenure, 17. Sovereignty, state and national, 205, 215, 259, 315, 317. Spain, war with United States, 388- 391; peace, 392, 398. Sparks, Jared, cited, 309. Speaker, House to choose, 246. Spence, George, cited, 56, 446. Stamp Act, subverts rights of colonies, 156; burdensome, 157; Franklin on, 158. — See also Colonies. Stamp-Act Congress, Declaration - OF Rights and Grievances of THE Colonists in America, 155- 157. Standing armv, of Commonwealth, 93 ; illegal, 125;" dangers, 169, 292; and civil power, 84, 169, 185; kept in col- onies, 185j forbidden, 208, 252. States, advised to form governments, 171-173; residual powers in, 205,263; equal vote in Confederation, 207; in Senate, 246, 259; limitation of powers, 207-208,252, 314-315,374-375 ; militia, 208, 250; requisitions on, 209, 212; disputes between, settlement under Confederation, 210 ; new, 235-236, 258 ; national protection of, 258 ; suits against, 263 ; no control over federal powers, 315; sovereigntv, 205, 259, 315, 317; citizenship, 343', 373. Statute, 8 Henry VI., Cap. 12, text, 49-51 ; contemporary exposition, 51-54; critical comment, 54-65. Statutes at Large, 49, 446. Statutes of the Realm, 2, 9, 43, 67, 115, 122, 138, 446. Statutum de Tallagio non concedendo, claimed, 67. Stevens, C. E., cited, 65, 136, 225, 281, 446. Storv, Joseph, cited, 197, 220, 274, 318, 446. Stubbs, William, Select Charters, 1, 67 ; cited, 7, 29, 38, 46, 446. Suffrage, qualifications, 89-90, 167; in the United States, 375. — See also Elections. Summons to Parliament, text, 34-35; contemporary exposition, 35-37; criti- cal comment, 37-41. Sumner, W. G., cited, 319, 404, 446. Supreme Court, jurisdiction, 256 ; McCuLLOCH vs. Maryland, 312-316 ; to interpret Constitution, 313-316, 343-344; Dred Scott Decision, 340-349. Sureties, when liable, 12. TALLAGE, and representation, 67. Taney, R, B., delivers Dred Scott decision, 340; criticised, 350-352. Tarbell, Ida M., cited, 371, 446. Taswell-Langmead, J. P., cited, 31, 38, 46, 60, 103, 119, 134, 446. Taxation, and representation, 44, 67, 86, 156, 159, 160, 162, 168, 185, 245; di- rect, apportioned, 245,251; control of, 249; necessary, 299. — See also Aids. Tavlor, Hannis, cited, 47, 63, 75, 103, 121, 135, 446. Territor}', control of, 258; slavery in, 345, 349 ; why acquired, 348 ; as prop- erty, 349. — See also Northwest Terri- tory. Thirteenth Amendment, text, 373; contemporary exposition, 375-380 ; critical comment, 380-387. Thomas, B. F., call for emancipation, 365. Thorpe, F. N., cited, 179, 283, 446. Thwaites, R. G., cited, 153, 446. Tonnage duties, control, 252. Transportation of prisoners, forbidden, 117; a grievance of colonies, 185. Treason, no pardon for, 86; high, to fail to summon Parliament, 90 ; rights of those accused of felony or, 116; against the United Spates, 257. Treaties, control, 207, 209, 252, 255; su- preme law, 259. — See also Foreign relations. Trial, by peers, 15, 18, 68, 168, 234; rights of accused, 262. — See also Jurv. Tucker, G. F., cited, 333, 447. Tucker, Dr. Josiah, on taxing colonies, 161; Letter from a Merchant, 161, 447. UNITED STATES, style, 183, 186, 205, 245; declared independent, 186-187; government by delegated powers, 205, 263, 313; sovereigntv, 215,259, 315, 317; admission of^new states, 258; guaranty to states, 258; value of the Union, 290-292; preser- vation, 293-304; foreign policv, 300- 305, 322-328, 401; preservation of, object of Civil War, 358; citizen- ship, 373; disqualification for office, 374; suffrage, 375; war with Spain, 388-391, .392, 398; attitude and duty to Cuba, 389-394; and the colonies, 394-401; problems, 399. — See also Confederation, Congress, Constitution. .^2 458 INDEX ■yETO, power of, 92, 232, 249; of V colonial laws, 184. Vice-President, president of Senate, 247 ; term, 253; election, 253, 263; quali- fications, 264; succession to presi- dency, 254; impeachable, 256. Villein, fines of, 15. Virginia Convention, Declaration OF Rights, 166-169. WAINAGE, of villeins, 5. Walsh, Robert, cited, 150, 447. War, control of, 86, 92, 208, 209, 213, 250, 252; powers in Emancipation Proclamation, 363. Wardship, regulated, 2, 3, 11, 17. Warrens. — See Forest. Washington, George, on Virginia Biil of Rights, 169; Works, 109, 219, 270, 271, 286, 447 ; on the Confedera- tion, 218; on the Constitution, 269- 271, 294; Farewkll Address to THE People OF THE Uamtkd States, 286-306; declines a third term, 287; on his own administration, 288, 304- 306; on value of the Union, 290; on its preservation, 291-305; on its for- eign policy, 300-304. WASHIis■GTo^•'s Farewell Address TO THE People of the United States, text, 286-306; contemporary exposition, 30S-309; critical comment, 309-311. Wears, regulated, 17. " ■ Webster, "Daniel, cited, 192, 238, 273 ; on the Monroe Doctrine, 327 ; Works, 328, 447. Webster, Pelatiah, on the Confedera- tion, 216 ; Remarks on a Pamphlet, 217, 447. Weights and measures, uniform, 17; control, 211, 250. Welsh, restorations to the, 21. Wendover. — See Roger. Wheaton's Reports, 312. Widow, rights of, 3, 12, 13, 228. William ot'Mahnesbur}', extols Henry I., 5 ; Chronieles of the Kings of Eng- land, 5, 444, William and Mary, declared king and queen, 126; accept, 127. Willoughby, W. W., cited, 319, 447. W^ilson, Henr3% on Dred Scott decision, 353 ; Rise and Fall of the Slave Power, 353, 447. Winsor, Justin, 165, 202, 447. Witnesses, necessary, 18, 168, 257, 262. — See also Jury. Woman, limited right of accusation, 21. Woolsey, T. S., cited, 336, 447. YEAS AND NAYS, under the Com- monwealth, 83; in Congress, 248. ^J LEAr/'i