Jf>fW 63d Congress \ 2d Session I SENATE f Document \ No. 360 DIRECT LEGISLATION JF 488 .P3 Copy 1 ARTICLE RELATIVE TO POPULAR GOVERNMENT THROUGH INITIATIVE, REFERENDUM, AND RECALL By PROF. FRANK E. PARSONS REVISED AND EDITED, 1912, BY MILTON T U'REN OF THE SAN FRANCISCO BAR; SECRETARY OF THE DIRECT LEGISLATION LEAGUE OF CALIFORNIA % PRESENTED BY MR. OWEN JANUARY 13, 1914.— Ordered to be printed WASHINGTON 1914 Pa d; of d, fEB 2C» 1914 >( . - \ DIRECT LEGISLATION. CHAPTER I. In early days the legislative function was exercised by the whole body of enfranchised citizens assembled for the purpose. The laws of the Commonwealth were made by the voters directly, in substan- tially the same way that the laws of a New England town are made to-day. But after a time the body of freemen became too large to meet in this way and a system of lawmaking by delegates was adopted. Towns and districts elected men to represent them in legislative council, and government by representatives took the place of government by the people except in respect to the local affairs of towns that possess the town-meeting system. The change from legislation by the people to legislation by final vote of a body of representatives chosen for a specified term was a transformation fraught with the most momentous consequences. Under the former system the people had complete control of legis- lation. No laws were passed that the people did not want and all laws were passed that the people did want. But under the delegate or representative-final- vote system this is not true. The representa- tives can and do make and put in force many laws the people do not desire and they neglect or refuse to make some laws the people do desire. The people can not command or veto their action during their term of office. The representatives are the real masters of the situation for the time being. \ Between elections the sovereign power of controlling legislation is not in the hands of the people, but in the hands of a small body of men called representatives.' It appears, therefore, that the change from legislation by the voters in person to legislation by delegates was a change from a real democracy to an elective aristocracy, from a continuous and effective popular sover- eignty to an intermittent, spasmodic, and largely ineffective popular sovereignty; from a government of the people, by the people, and for the people to a government of the people, by a few for — the people? Yes, sometimes, but too often for the legislators, and the lobbies, bosses, rings, monopolies, and party leaders who control them. It was a change in which self-government was fettered and the soul of liberty was lost. What, then, shall be done ? Shall we give up the representative principle? Clearly not. Division of labor and expert service are as essential in lawmaking as in any other business. It is not repre- sentation, but misrepresentation that is wrong — not the representa- tive system per se, but the unguarded and imperfect form of it in use at present. What we want is not a body of legislators beyond the reach of the people for one, two, four, or six years, as the case may be, but a body of legislators subject at all times to the people's direc- tion and control. It is good to have powerful horses to draw your S 4 DIRECT LEGISLATION. load, but it is well to have bit and rein and whip if they are frisky or likely to shy or balk. It is good to choose strong men to manage municipal and State affairs, but it is well too to provide the means to hold them in check or make them move at the people's will. The problem is to keep the advantages of the representative system — its compactness, legal wisdom, experience, power of work, etc., and eliminate its evils, haste, complexity, corruption, error, over legislation and under legislation — departure from the people's will by omission or commission. The solution lies in a representative system guarded by constitu- tional provisions for popular initiative, adoption, veto, and recall. Elect your councilmen and legislators and let them pass laws exactly as they do now, except that no act but such as may be necessary for the immediate preservation of the public peace, health, or safety shall go into effect until 30 days after its passage in case of a city ordinance or 90 days in case of a State law. If within the said time a certain percentage of the voters of a city or State (say 5 or 10 per cent) sign a petition asking that the law or ordinance be submitted to the people at the polls, let it be so submitted at the next regular election, or at a special election if 15 or 20 per cent of the voters so Eetition. If the majority of those voting on the measure favor it, it ecomes a law; if the majority are against it, it is vetoed by the people. Let it be further provided that if the council or legislature neglect or refuse to take any such action by ordinance, law, contract, franchise, etc., as the people desire, the matter may be brought forward for prompt decision by a petition signed by a reasonable percentage (say, 5 or 10 per cent) of the voters of the city or State. \The petition may simply state the general purpose and scope of the desired measure, leaving the council or legislature to frame a bill to be submitted to the voters; or it may embody a bill or ordinance, whereupon the petition, with the bill or ordinance, will go to the council or legislature, which may adopt it, reject it, pass an amendment or substitute, or do nothing — in any case the proposed measure (together with the action of the council or legislature upon it, if any) will go to the polls for final decision at the next election, or earlier, if a sufficient number (say 15 or 20 per cent) of the voters so petition. Or the petition may require that the proposed law be placed directly before the people, without reference to the legislative body, for their adoption or rejection. These methods of law making by the people are called direct legis- lation, which includes two main processes known as the initiative and the referendum. The referendum may be obligatory or optional, general or partial, executive, legislative, judicial, or petitionai. Under the general obligatory referendum all laws except emergency measures (acts necessary for the immediate preservation of the public health, peace, or safety) must be submitted to the people; no petition is needed; the submission is as much a part of the process of law making as the submission to the mayor or governor. The cantons of Berne and Zurich, in Switzerland, have had this system in operation for 30 years with admirable results. Under the partial obligatory referendum all laws of a certain class must be submitted to the people. For example, constitutional amendments must be submitted to the DIRECT LEGISLATION. voters in every one of our States except Delaware, an<(\in Missouri, California, Washington, Minnesota, and Louisiana freehold charters must go to the polls. The purchase or erection of waterworks, gas and electric, plants, telephones and street railways, the issue of bonds for roads, schools, and other municipal movements of large impor- tance are usually guarded by the obligatory referendum The optional referendum provides for a vote of the people on any measure in reference to which such vote is demanded by petition of a reasonable percentage of the voters, or by some officer or body in whom such discretion is vested. The executive referendum is where the mayor or governor or Presi- dent has a right to refer a measure to the voters for decision. The legislative referendum is where one house, or a given percent- \ age (say 25 per cent) of one or of both houses may refer a measure to the people for decision, or where a measure upon which the houses disagree must be referred to the voters. The judicial referendum is where a law that lias been declared unconstitutional must be submitted to the people for the final decision under a fixed rule to that effect, or may be so submitted by the court, or by a specified number of the judges. 1 The petional referendum is where the submission is called for by petition of the voters. A petition signed by the required number of voters is imperative, not a mere request, but a compelling mandate. It is the pctitional form of the optional referendum, or the system in which the option lies with the people, that is usually meant when the word "referendum" is used without explanation. It will be seen that executive, legislative, or judicial referenda may be either obligatory or optional, general or special, and that the petitional method can be used to repeal an old law or veto a new one, or confirm a law declared unconstitutional, or call for an election to remove a legislative or executive officer or a judge from office. The effective vote at the polls may be fixed at a majority of those voting, or of those entitled to vote, or a three-fifths, two-thirds, or three-fourths vote may be required. The word " referendum" is often used in the sense of the right of the people to have enactments submitted to them, and it is also used to designate a statute or constitutional amendment securing this right. The word "initiative" is used in a similar manner. The context will usually show which sense is intended. The initiative is the proposal of a law by the people. The referendum is the submission of a law to the people at the polls for approval or rejection. By these means the people can start or stop legislation at will. By initiative petition they can bring a measure forward for discus- sion and decision. They can rep3al an old law or amend it, or enact a new one, and progress is no longer barred by the interests or inertia of the legislators or councilmen, nor by the weight and wealth of corporate monopoly. Moreover, the people can prevent bad legisla- tion as well as secure good legislation. If the legislature passes a law the people dislike they can call for a referendum and veto the measure at the polls before it goes into effect, whereas at present the law goes 1 The judicial referendum or "recall of decisions" bas been advocated by ex-I resident Roose'v elt. S>>a his Carnegie Hall Speech, New York City, Mar. 20, 1912, S. Do-. No. 473, 62d Con;,'. 6 DIRECT LEGISLATION. into effect whether the people like it or not, and they have_ to wait till they can elect a new legislature to repeal the obnoxious act (after the damage is largely done, perhaps), and if the said act is a franchise, very likely it can not be revoked at all when once allowed to take effect — a franchise grant to a private company being a con- tract within the protection of the Federal Constitution, as established by the United States Supreme Court in the famous Dartmouth College case. This fact makes it particularly necessary that franchise grants (especially if unqualified by a reservation of the right to revoke at will) should be submitted to the people. Does not the direct-legislation amendment to the representative system solve the problem? Does not the guarded representative system retain the benefits and eliminate the evils of the unguarded representative system ? The city or State will have its body of legal experts, trained advisors, and experienced legislators as at present. They will continue to do most of the law making as they do now, but their power to do wrong or stop progress, their power to do as they please in spite of the people, will be gone. The city and State will have the service of its legislators without being subject to their mastery. If the delegates act as the people wish, their action will not be disturbed. If they act against the people's wish, the people will have a prompt and effective veto by which they can stop a departure from their will before any damage is done. _ If the delegates do not act, the people can put the machinery in motion and bring the matter to decision. When the delegates truly represent the people their action will stand; when they fail to represent the people their decision will be subject to prompt revision. Under the unguarded representative system their acts that do not represent the people's will stand as firm during their term of office as the acts that do repre- sent the popular will. Is this right? Is it right that the people's delegates should be able to impose their will upon the people for one, two, four, or six years ? Is it right that the acts of political agents, contrary to the people's will, should stand in spite of the people ? Is such a delegate system really worthy to be called a "representative system?" Is a system properly termed representative which may misrepresent as much as or more than it represents, and in which there is no adequate means of determining whether its action is representa- tive or not ? Is not the right to a referendum, the right of the people to prevent the delegates from misrepresenting them, absolutely necessary to entitle the delegate system to the name "representative V SELF-GOVERNMENT. There is a confused impression in the minds of many that the choos- ing of rulers is the substance of freedom and self-government; that a people who elect their lawmakers are really making the laws. But it is not so. The selection of a governor is not governing, any more than the selection of a captain is commanding, or the choice of an organist or pianist is playing. The choice of a legislature is not self- government any more than the selection of a jailer or the choice of a jail is freedom. An apprentice may be allowed to choose the master to whom he is to be bound for years, and a lunatic or minor who is deemed incapable of governing his own affairs may, nevertheless, have the privilege of DIRECT LEGISLATION. 7 selecting the guardian who is to govern him. A people may elect their rulers and yet live under an absolute despotism. This was true in old Rome when the king was elected by the whole body of citizens. It is true now of the Western Fulahs in Africa and the Kamtscadales in Asia, who elect their chiefs, but after election must obey the head- man's orders. It is true in many of the cities of America, where the people go to the polls year after year in the fond delusion that they nave a voice in the administration of public affairs, whereas, in reality, a ring of rascals holds the city in its grasp, and whichever nominee the citizens may vote for the ring will rule the same as before, enact- ing its private purposes into law, pouring the public moneys into its purse, filling appointments with its creatures to perpetuate its power, and controlling the city for its plunder, regardless of the interests or the wishes of the people. It is true in the Nation and the States as well as in the cities. The rule of a congress or legislature that does the will of a railroad or syndicate of gamblers in opposition to public opinion and the good of the Commonwealth is a despotism as truly as ever the rule of a Tarquin or a Caesar was. Napoleon himself, the archdespot of modern times, was elected to his imperial power. The duration of a government or lease of power has nothing to do with its character as free or despotic. A control that lasts but a single year may be as far from freedom as one that endures for a life- time; and a people electing their rulers each year to govern accord- ing to their own sweet will may be no better off than a nation which elects a sovereign to wear the crown for life. The essence of despot- ism is the control of others for the benefit of the controller, regardless of the welfare of the controlled. The Tweed administration was a despotism, although elected to power. So was the gas legislation of the Philadelphia councils leasing the city works to a powerful and corrupt ring, in spite of the well-known and vigorously manifested opposition of the great mass of the people. So was the action of the black Congress that gave away the people's franchises and money and lands to the schemers who projected the Pacific roads. Men of America, do you govern the country ? Is it your will that is done in Senate Chamber and council hall or is it the will of the Oil Trust, Sugar Trust, Whisky Trust, the railways, and the bankers? He is the sovereign whose will is in control. You are not sovereign, for many things you wish to have done remain undone, and many things are done that you do not wish to have done. Politicians call you sovereigns in their campaign speeches. But it is not true. You have the privilege of choosing which of two or three sets of sovereigns you will have to rule over you, but you are not sovereigns yourselves. The men you elect are your masters during their term of office. You come to them, not as sovereigns to their servants, but as subjects, with humble petitions, which you are not surprised to see them reject or ignore. They give away your property and you are helpless; they pass laws without your approval and against your interest and you can not prevent their taking effect; they refuse to take action on your most pressing needs, and you are powerless until the expiration of their deeds of sovereignty gives you an opportunity to choose a new lot of masters to rule you for another term. This is not a govern- ment by the people, but a government by an aristocracy of office- holders elected by the people. You call your rulers "representa- tives;" and to some extent they are such. Honesty and coincidence 8 DIRECT LEGISLATION. of interest do lead them to carry out your will to some extent, but they are free to legislate for their own private interests or the interests of those who furnish inducements for action in their behalf and the people can not prevent it. Representatives have their uses. You need the aid of specialists in legislation, but you do not need to part with your rightful control of your own affairs when you seek their aid and council any more than you need to part with it in dealing with a tailor, a doctor, or an architect. It is well to employ an architect when you are going to build, but you would never think of giving him power to draw up his plans and put them into execution without submitting them to you for approval; much less would you give him a right to refuse to alter his plans in accordance with your request, or to decide how much of your money should be spent without recourse to you for assent, or to expend your funds for a structure which you strongly disapproved and against which you loudly protested. You would avail yourself of the archi- tect's skill inthe drawing of plans, but you would feel free to tell him what sort of a house you desired, and would expect him to act upon your directions and suggestions, and to submit his plans to you for approval or rejection before beginning to build on your land and on your credit or with your cash. In this case you would continue to control your affairs while availing yourself of the architect's widsom and skill. In the first case the control of your affairs would be in the architect, not in you. It is the same with legislation. Doubtless it is well to seek the aid and counsel of men well versed in law and skilled in the phrasing of statutes, but it is not necessary to give these men the power to ignore our petitions, nor the right to put the laws they plan in execution without allowing us time and opportunity to express our disapproval and rejection if we wish to do so. There are cases of extreme urgency, in which the architect or the legislative agent must be permitted to act without waiting to consult his principal. Fire, flood, or other unforeseen event may make it imperative that the builder should act on his own judgment, without an instant's delay. Likewise an unforeseen event endangering the public safety may make it needful for our legislators to act at once. But as a rule there is time for con- sultation and it ought to be required. If you do not require it, if you allow your "representatives" to put their plans into execution without an opportunity on your part to reject them or modify them, you practically place the control of your affairs in the said repre- sentatives for the term of their election, and self-government on your part ceases during the said term. We do not want a government by the people without representa- tives, nor a government by representatives without the people; but a government by the people with the aid and advice of representatives, or what is essentially the same thing, a government by representa- tives acting as the people's agents, subject at all times to the orders and instructions of the people, and to total revocation of authority at their will. The first is impossible in a complex society; the second is an abandonment of the principle of self-government; the third combines the good qualities of the representative system with a real sovereignty in the people; it secures the economies and values of representation without sacrificing justice, liberty, and self-government. It uses the legislator, like the architect, to draw up the best plans his DIRECT LEGISLATION. 9 knowledge permits; it gives him a right, like the architect's in cases of extreme emergency, to act upon his own unaided judgment, but requires him at all other times to submit his ideas to his principal before putting them in practice, and holds him at all times subject to the orders anil suggestions of his principal. Such is clearly the ideal management of political affairs as well as of business affairs. Indeed, politics is itself nothing but business; the people's business it ought to be, and under their control. We have already seen how this intimate and continuous control of their representatives by the people can be secured in place of the present subjection of the people to their representatives during successive periods. It is a simple matter of extending the use of the referendum. DIRECT LEGISLATION IN USE IN AMERICA. It is already a fundamental fact in American government and a settled principle in our legislative system. The suggested improvement of our representative system to make it harmonize with the law of self-government does not require the adoption of any new principle or method. Both the initiative and the referendum have been in constant use in America ever since the Mayflower crossed the sea. All that is needed is an extension of established principles and methods to cases quite as much within their reason, purpose, and power as those to which they are now applied. In many New England towns we have the ideal of democracy in respect to local affairs. They are controlled by the people directly. Any 10 men, by petition to the selectmen, may secure the insertion of an item in the warrant for a town meeting, and so bring the matter before the town. Anyone may make a motion or enter the discussion, and all may vote. The town-meeting plan is the initiative and referendum applied to town business. Direct legislation is also used by all our States except Delaware in making and amending their constitutions, from which it would seem that our citizens are already convinced that it is the best possible plan of legislation, since it is the one they adopt in respect to their highest and most important law. At first, as we have said, there was no other sort of government. For nearly 20 years after the founding of Plymouth Colony, in what is now Massachusetts, the lawmaking was done in primary assembly of the freemen every quarter, and when the colony grew so large that it was difficult for the people to meet in this way four times a year, it was provided that every town should elect two delegates to join with the bench in enacting all such ordinances as should be judged good and wholesome, and that the whole body of citizens should meet once a year to have a general oversight of the doings of the delegates, repeal any of their acts that were deemed prejudicial to the whole, and pass such new measures as might be needful in the judgment of the people. 1 That was the referendum almost as it is advocated to-day. It lasted from 1638 till 1658, and in a modified form till 1686, but it was lost to state affairs when the colony was united with others and the population became too large to meet even once a year. 1 See Direct Legislation Record, 1S98, p. 33, and " Representation and Suffrage in Massachusetts, 1620- 1691," by Prof. George H. Haynes. 10 DIEECT LEGISLATION. No one in Massachusetts seems to have thought of the method of polling the whole citizenship on specific measures * for the reason may be that in those primitive, unsophisticated times the delegates really acted very nearly as the people wished them to. The popula- tion was comparatively homogeneous in interest, the disturbing influ- ence of powerful class and monopoly interests was unknown, and the modern politician had not been born. Still the people did preserve direct legislation in town affairs and in the making of the fundamental law, fondly dreaming that this would be sufficient to prevent any possible deflection of wily repre- sentatives. It has not done that, but it has proved itself the most perfect of all legislation. No lawmaking in the world has been so smooth, so wise, so effective, so free from taint or suspicion of class interest or corruption as the making of Amercian constitutions and the legislation of New England town meetings. Compare the honest, public-spirited, effective, progressive, and economical government of a Maine or Massachusetts town with the dishonest, selfish, narrow, in- effective, nonprogressive, and extravagant governments of our ring- ruled cities and you will get some idea of the natural tendencies of the two systems — leaving the lawmaking power with the people or giving it to a limited number of men to play with as they please for a specified time. No other part of the country can be compared to New England in the completeness of its local improvements, yet no- where is. the debt so small as in New England towns; nowhere else are the voters so well informed; nowhere else is such ample provision made for the education of children. 8 Thomas Jefferson referred to the town meeting as "the wisest in- vention ever devised by the wit of man for the perfect exercise of self- government and for its preservation." Prof. John Fiske says that "Government by town meeting is the form of government most effec- tively under watch and control. Everything is done in the full day- light of publicity. The town meeting is the best political training school in existence. It is the most perfect exhibition of what Presi- dent Lincoln called ' government of the people, by the people, and for the people."' Prof. Bryce says, "The town meeting has been the most perfect school of self-government in any modern country. * * * It has been not only the source but the school of de- mocracy." The use of the referendum in the United States is not confined to town affairs and constitution making. Anyone who will go through the laws of the various States, marking all provisions for submitting to popular vote franchises, licenses, contracts, bond issues, charters, and all sorts of laws and ordinances, will discover a vast number of referendal clauses and will begin to realize how important a place in our law is already occupied by direct legislation in State and city affairs. i In other places the thought occurred and was acted upon. In the seventeenth century the fundamental law of Rhode Island required that all laws passed by the general assembly should be referred to the people, and this was done until the law was superseded by a royal charter. In reference to the early constitution of Pennsylvania, Noah Webster says, "I can not help remarking on the singular jealousy of the constitu- tion of Pennsylvania, which requires that a bill shall be published for the consideration of the people before it is enacted into a law, except in extraordinary cases," and remarks that this reduces the legislature to an advisory body. In Virginia, Jefferson drafted a provision that all laws, after passing the legislature, should be voted on by the people, and advocated it as a part of the State constitution, but it was defeated for fear it might touch slavery. This was the referendum in its highest form — the obligatory. 2 See "Town and village government," by H. L. Nelson, Harper's Monthly, vol. 83, p. Ill, June, 1891, contrasting the effects of the New England town meetings with the effects of the village government in States not possessing the town meeting. DIRECT LEGISLATION. 11 In the single State of Iowa a moderate search, by no means exhaust- ive, has revealed 30 provisions for the popular initiative and 20 pro- visions for the referendum, most of them obligatory; and such provisions are not more prevalent in Iowa than in many other States. The points I wish to emphasize here are: First, that our laws are {)ermeated by the principle of direct legislation; second, that in a arge body of cases the obligatory method is in use; third, that in a considerable number of other cases the option rests with the people; fourth, that in another large body of cases the option is expressly given to the executive or legislative authorities; and fifth, that in all other cases, according to the law of most of our States, 1 the refer- endum may be used at the discretion of the legislative authorities — - the legislature or council may submit any question to the voters, so that really the only change we ask for is the placing of the option in the hands of the people instead of leaving it entirely with the legis- lators. If it rests with the councilmen to decide whether a franchise, lease, or other matter shall be submitted to the voters, they will be ready enough to submit enactments with which they have tried to act honestly and in respect to which they really desire to follow the people's will; but when there is a steal on foot and the councils are conscious of dishonest purpose they will refuse to submit the matter to the voters. To leave the whole option with the legislators is to put the refer- endum beyond the reach of the people just when they need it most. As though my architect could submit his plans to me before building if he chose, or go ahead and build with my funds without consulting me, no matter how much I protested, if it suited his purpose to use his discretion that way. When he was acting honestly for my inter- est he would consult me, for he would have nothing to fear from such consultation; but if he were trying to put up a job on me he would exercise his option to act without conferring with me, because such a conference would greatly endanger the success of his job. The large experience of our cities and States with the true refer- endum appears to establish some very important generalizations. 1. As a rule, much greater discrimination is used in voting on meas- ures than in voting on men. 2. The referenda! voting is largely independent of party ties or the vote on men. Measure alter measure is voted down by the same citizens who sustain the party and reelect the legislature that proposes these measures. If it were not for the referendum — if the citizens had simply compound platforms to vote for, with candidates and party politics to obscure and overwhelm the inanimate issue, the people could not have expressed their will on the said measures — they would have been obliged to indorse measures they did not want in order to elect the men they did want. 3. Laws passed by legislatures and councils are frequently rejected by the people. " Representation" does not represent; or, more pre- cisely, unguarded representation frequently misrepresents. Legisla- tion by final vote of the people's delegates can not be relied upon to 1 Delaware seems to take a position ag linst any implied authority in the Legislature to submit questions to the people. Rice v. Foster, 4 How. (Del.), 479. The vast weight of authority, however, is the other way. See People v. Reynolds, 5 Gilm. (111.), 1; Ewing v. Hoblitzelle, 85 Mo., 64; 'and the citations in the article by C. S. Lobinger, Esq., on "Constitutional Law" in American and English Cyclopedia of Law, p. 1022 of Vol. VI (2d ed.t,and in Dr. E. P. Oberholtzer's "Referendum in America," published at Penn. University. 12 DIRECT LEGISLATION. represent the people's will, but, on the contrary, may be relied upon to fail in such representation in a large proportion of cases, even when the delegates are acting honestly, with the aim of carrying out the wishes of the people. 4. The action of the referendum is conservative. Changes not supported by strong reasons are voted down. 5. Complex measures and those not clearly understood are apt to be defeated. 6. Anything that involves a job or political trick, or is suspected of being tainted with corruption or injustice, is voted down on general principles. 7. There is an automatic self-disfranchisement of the unfit. The more intelligent and public-spirited citizens take the trouble to under- stand the measures presented for decision and vote upon them. The ignorant voter and the bigoted partisan who constitute the curse of the ballot, sustaining corrupt machines and bosses and every political iniquity, are the very ones who ordinarily care least about a refer- endum vote. There are no offices or jobs to be won by it; no party success to be scored by it; what's the use of voting on it? Lack of interest, carelessness or lack of knowledge, and a fear that they might vote in the dark against their interest eliminates their vote, to the great purification and elevation of the ballot. Referenda on the liquor and gambling questions are, of course, exceptions. The political slums do vote in such cases, but the civic enthusiasm and educational energy of the better citizens, in prospect of a clear-cut vote on such an issue, generally lifts the ballot almost or quite as much as the omission of the slum vote in ordinary cases. 8. It is clear that direct legislation is not only hi entire accord with American feeling and history, but is deeply embedded in our institutions. Both the principle and the practice of the referendum are familiar to our people, and its methods are not only in constant use in our system of lawmaking, but have a monopoly of a considera- ble space at each end of the scale of legislation that is under discus- sion and are open to engagements at the option of the legislative au- thorities at all intermediate points. Direct legislation is the sole method used at the top of the scale in making and amending State constitutions; and at the bottom of the scale in many States in the legislation of towns and school districts. In the intervening spaces, city, county and State legislation, the ini- tiative or referendum, or both, may be put in practice whenever and wherever the legislators and councilmen so desire. The only differ- ence is that at the ends of the scale the referendum is either compul- sory or else the option rests with the people, whereas in general as to intermediate areas the referendum is not compulsory, and the option is not with the people, but with the legislators. Now it is an un- doubted fact that looking at the matter in a broad way, the legisla- tion at the two ends of the scale we are considering is vastly superior to the legislation in the intervening fields. Our constitution and the acts of our town and school district meetings are on the whole just, public-spirited, clear, concise, the pride of our jurists, historians, and philosophers — incomparably the best legislation we have; while our statutes and the acts of our city councils are voluminous, complex, ambiguous, tainted with corruption, and saturated with the spirit of private interest — a by-word ail over the civilized world, so that gov- DIRECT LEGISLATION. 13 ernmsnt builders in Australia urge upon their people the necessity of avoiding a reproduction of the American system; a disgrace to our civilization, a menace to our institutions. It would require a Swift or a Carlylc to find words to describe the botch work with which our statute books are annually disfigured, the inefficiency, confusion, and corruption that have flowed from the abuse of the representative principle. In the field where the referendum is compulsory or at the option of the people there is little or no trouble; but in the field where this is not true there are legislative evils, the remedy for which is univer- sally regarded as one of the greatest problems of the age. Is it not clear common sense to try in the middle areas the method that works well at both ends ? Is it not worth while at least to try the experi- ment of using the successful method in place of the unsuccessful one, especially as the only change required is the very simple and obviously just and proper one of transferring the referendal option from the people's delegates to the people themselves, so that city and State enactments may be brought within the rule that applies to town affairs and constitutional provisions, sweeping the whole extent of State and local legislation within the control of the beneficent principle of actual, continuous, and effective popular sovereignty? In almost every State we have a solid stone road at each end of the legislative highway, with a treacherous bog in the middle. Shall we not build the stone road through the bog, so we shall have, from end to end, a safe and solid roadway? There can be no doubt about the answer that is due to these ques- tions. The referendum has shown itself the best of all the legisla- tive methods known to us, and it is the part of wisdom to extend its field of usefulness, and apply it to correct the abuses resulting from less efficient methods. If a farmer should find that a method in use in two of his fields produced far better results, with less expense, than the methods he used on the rest of his farm, he would be foolish if he did not extend the use of that better method to all the fields he possessed to which the said method was reasonably applicable. CHAPTER II. THE DIRECT-LEGISLATION MOVEMENT A PART OF A WORLD MOVEMENT TOWARD LIBERTY, PEACE, AND DEMOCRACY. A little more than a hundred years ago every nation in the civilized world was under an absolute aristocracy. There were some gleams of freedom in England — she had her Magna Charta and Bill of Rights and her House of Commons, but the suffrage was exceedingly limited and the distribution of representation outrageously unjust, the ma- jority of seats in the house being controlled by a few nobles and men of wealth. Only in local affairs did the principles of self-government find anything like adequate expression. Transplanted in America local self-government and the fundamen- tals of the Magna Charta and the Bill of Rights grew into the ideal of complete self-government. England trod upon this ideal and it took up arms and drove the monarchy out of the colonies. Voltaire and Rousseau stirred the mind and heart of Europe. English thought, transformed and glorified in the flames of our Rev- olution, was taken to France by Franklin, Paine, and Lafayette, and 14 DIRECT LEGISLATION. by the French soldiers returning from America. France took fire and the French Revolution burned up the Bourbon throne. Napoleon's armies shook every throne on the continent, overturned the most of them, put plebeian's in imperial places, annihilated the " divine right of kings," and scattered the seeds of democratic thought all over Europe. The soldiers of the allies returned from France talking of freedom and popular government. The printing press fed the new thought, and the students in the universities were full of English, American, and French ideas of liberty. The French Revo- lution was smothered, but only for a moment. It burst out again and again, not only in France, but in Italy, Austria, Germany, Spain, and other countries. Kings and emperors granted constitutions to appease the people. England reformed her representative system, greatly extended the suffrage, passed splendid secret-ballot and civil- service laws, and took effective measures against corrupt practices in elections. America built a republic, with government by the people in town affairs and constitution making, and for the rest a mixture of government by delegates with government by the people. And Switzerland evolved a republic based on the idea of government by the people with the aid of representatives. A century full of tremendous movement in the direction of democ- racy — 1775 all absolute monarchy or aristocracy; 1875 not an abso- lute government in America or Europe, except in Russia and Turkey; all the rest on the high ground of constitutional government, with rep- resentative houses and wide suffrage, or still further up the slope where kings and nobles entirely vanish, with a few almost at the top, where the people's will is sovereign all the time. From abso- lute king to sovereign people — from one to all — that is the funda- mental movement of the age, and do you think it will stop part way ? Will forces that the kings and emperors and aristocracies of Europe have not been able to resist be held in check by a few politicians and plutocrats? Not if the people continue to think. Not if- the press and the school can be kept from the schemers' control. If the movement toward democracy does not stop — if the evolution of equality in government does not cease — direct legislation must come. It has come in Switzerland and to a large extent in America, is used to some extent in England and France, is vigorously demanded in New Zealand and Australia, and is bound to come here and in every other country where the trend to democracy is strong, because there is no other way in which the rule of the few can be entirely supplanted by the rule of the many. The diffusion of power is the mightiest idea that is molding the world to-day, except the principles of love, justice, and brotherhood, from which it is a corollary. Direct legislation has an inevitable part to play in the progress toward diffusion of power, and is there- fore sanctioned and necessitated by the principles from which the ideal of diffusion is derived. Direct legislation, aiding diffusion, will help the cause of peace as well as the cause of liberty and democracy. Since the dark ages very few wars have been brought about by the common people. The reason the world is still drenched with blood every few years is that the men who decide on war are not, as a rule, the ones who do the fighting or suffer the losses of the conflict. If the men who voted war had to stop the bullets and pay the taxes, arbitration would DIRECT LEGISLATION. 15 soon replace battle. If conciliatory proposals could Le suggested by initiative of the people, as well us by the President and Congress; if international commissioners carefully discussed and adjusted differ- ences, subject to a referendum, cither compulsory or on petition of the common people in each disputing country, instead of being subject to approval or rejection by a hot-headed Congress, that sees in war perhaps a chance for glory, profit, conquest, or political capital; if an appeal from the Government to the people were possible in every case of war, except where immediate action in self-defense were necessary— in short, if the final decision lay with the people on both sides of the line, wars would be few and far between. If the good Czar wants to bring about the disarmament of Europe, he can not do better than work for the initiative and referendum. So long as he works with the governments, he is dealing with men whose power and pride and interests of every sort are largely bound up with the military; but give full power to the common people and war would become a lost art in the civilized world. THE PRACTICAL DETAILS. Now that the principles of direct legislation are being adopted into the constitutions of the several States, too much importance can not be placed upon the practical details. The opponents of direct legis- lation, having failed in their opposition to the principle, are seeking to destroy or to make difficult the operation. The most effective course pursued is to insist upon a prohibitive percentage. Failing in that, they advocate the plan of spreading the percentage over a certain designated territory. That is to say, they would require that the percentage come from a certain number of counties. The advocates of these restrictions term them "safe- guards and limitations." If the proponents of popular government are not careful, these safeguards and limitations will make it so diffi- cult to use the instruments of direct legislation that they will defeat the whole scheme of popular government. It is much better not to have direct legislation at all unless it can be secured in a workable form. We are just beginning to realize that the "checks and bal- ances" of the Constitution have defeated the exercise of what little power was vested in the people by that instrument. Let us not now repeat the mistakes of the fathers. No real believer in democracy can distrust the fullest exercise of power by the people. That mistakes will be made by the people is conceded, but such mistakes will be those of the people themselves, and, having the power of self-govern- ment, they will profit by their mistakes. The real substantial power to be gained is that of the initiative upon constitutional amendments. Many of the opponents of direct legislation, when defeated, have consented to granting the power to the people of the initiative upon statutes. This is not sufficient. If one thing only can be gained, insist upon the right of the people to initiate and adopt constitutional amendments independent of the legislature. With this power in their hands, the people can secure, through their own action, all other reforms. The following analysis may serve to suggest some of the leading points that should be covered by a direct legislation amendment or statute. Provisions amounting to a new method of amending the 16 DIRECT LEGISLATION. constitution or involving any changes therein would, of course, be invalid in a mere statute — the legislature can not change the consti- tution; such provisions could only be effective in a constitutional amendment, and if incorporated in a statute might render it void in toto. ANALYSIS OF DIRECT LEGISLATION LAW OR AMENDMENT. The percentages refer to the vote at the last preceding election. Initiative. — Five per cent of the voters of a city (or State) may propose an ordinance (or law) or amendment to the charter (or constitution) by imperative petition (con- taining the proposed measure) filed with the city clerk (or secretary of state). Said official shall publish such proposal at once and submit it to the people at the next city (or State) election occurring 20 (or 40) clays after the said filing, unless it is adopted by the councils (or legislature) 50 (or 130) days before said election, in which case it shall be subject to the referendum. A special election may be ordered by a 15 per cent petition, or at the discretion of councils (or legislature) or of the mayor (or governor). Referendum. — All measures proposed by the people, and all enactments of councils (or legislatures), except urgency measures, shall be subject to the referendum. Five per cent of the voters of a city (or State) may demand a referendum. 1 The mayor (or governor) or one-third of either council (or house) may order a referendum. Urgency measures are those necessary for public health, peace, or safety, passed by a two-thirds or three-fourths vote of councils (or legislature). Other enactments shall be in abeyance for 30 (or 90) days after passage by councils (or legislature) and publication. If within that time a referendum petition is filed with the city clerk (or secretary of state), the said official shall submit such measure to the people for final decision at the next city (or State) election, as above. A special election may be ordered as above. (See Initiative.) If no referendum petition is filed within said time, the measure takes effect under the same conditions" as at present. Franchise and monopoly grants and contracts with monopolies and every law granting a vested right must be submitted to the people. A measure rejected by the people can not be again proposed the same year by less than 20 per cent of the voters, nor reenacted in councils (or legislature) except by a two-thirds vote, and in such case must go to the polls, whether there is a referendum petition or not. A measure once approved by the people can not be altered or repealed without a referendum. When a law is declared unconstitutional, the governor or the legislature may, and on a 15 per cent petition shall submit the law to the people, and if approved by them it shall, thereafter be law, notwithstanding said decision. (This amounts to a new means of amending the constitution.) How far the referendum or reference to the people should be made obligatory is a very important question. The direct citizen vote is already obligatory in respect to constitutional amendments and the affairs of towns under the New England system ; and in a number of States a citizen vote is necessary to certain franchise grants, public purchases, bond issues, etc. In several of the Swiss Cantons the law exempts urgency measures, leaves transactions that do not go beyond established routine to take effect if not objected to, and in all other cases requires the submission of each and every legislative act to the people as a matter of course and without any referendum petition. 1 Five per cent is by some considered too large when applied to populous cities or States, as 5 per cent of a very large voting population- would place too great a difficulty in the way. It is proposed that a definite number be fixed, as 3,000 for a city or 10,000 for a State, or 5 per cent when such definite numbers would exceed 5 per cent. The following "is a good wording: "Three thousand voters, or a number equal to 5 per cent of the total of votes cast at the last preceding election, if such percentage is less than 3,000." Or incase of a State: "Ten thousand voters or a number equal to 5 per cent of the total votes cast at the last preceding election, if such percentage yields a number less than 10,000.'-' This option would require 5 per cent, unless such 5 per cent would amount to more than 3,000 in case of a city, or 10,000 in case of a State. Whichever was least in any case, the 5 per cent or the fixed number would govern that case. Five per cent of a small voting population would be easy to secure; in a large voting population the above-mentioned option would .be desirable. DIRECT LEGISLATION. 17 Matters of routine may be defined as including appropriations, purchases, contracts, and other acts that are substantially the same as in the preceding year. It might be well to put routine measures with urgency measures as exempt even from the optional referendum, leaving them subject to control through the initiative. But, how- ever that may be, they ought clearly to be exempt from the obliga- tory referendum. It seems probable that ultimately the obligatory referendum will be found the better form for several reasons: 1. It saves the trouble and expense of a double appeal to the people, once on the petition and once on the ballot. It has been found in wSwitzerland that the optional referendum sometimes re- mains useless because the voters, wishing to invoke its aid, can not afford to bear the cost , so the law to which they are opposed remain 3 unchallenged and goes into effect without a verdict of the people. 2. The obligatory referendum does not play informer — does not require the disclosure of opinions, but affords the voters all the pro- tection of the secret ballot. The optional referendum puts the peti- tion signers on record and makes their opinions known, therefore it does not close the door so completely as the obligatory referendum to improper legislation that is supported by powerful employers and corporations against whose influence employees and others dare not act openly for fear of discharge, or loss of business, blacklist, boy- cott, etc. It is often the case that citizens who oppose an unjust enactment and would vote against it at the polls, are, nevertheless, afraid to record an adverse opinion by open petition; and others, though not exactly afraid to avow themselves, yet deem it wisest for business or social reasons to keep their ideas to themselves. 3. The mere inertia of the people permits some things to pass that are objectionable but not sufficiently so to awaken an energetic pro- test, so that designing legislators are encouraged to act on the pos- sibility that bad laws adroitly worded may go through unnoted by the people, or at least escape the requisite petition till the 30 or 90 days are up. The optional plan leaves a somewhat wider way to improper laws than the other, and holds out a slight hope to cor- ruption; an exceedingly small one, of course, for the chance of suc- cess is a desperate one for an evil law with the referendum in either form, but hope enough perhaps to invite the attempt sometimes when it would not be thought of under the obligatory system by which the chance of success is reduced almost to absolute zero. In all probability, however, notwithstanding the ultimate advan- tages of the obligatory plan, it will be best to begin with the optional referendum (except as to street franchises and all laws granting vested rights), the reasons being: (1) That during the transition from present methods to direct legislation there would be a volume of busi- ness that might prove burdensome under the obligatory system, and (2) that the optional form provides an intermediate step, permits a more gradual change to the new system, and allows the people time to become more accustomed to the use of direct legislation before the}' enter upon the full privileges and responsibilities of the obligatory referendum. S. Doc. 360, 63-2 2 18 DIRECT LEGISLATION". Either the optional or the obligatory referendum, together with the initiative, will make our legislative system consistent throughout, and bring all parts of it into harmony with the fundamental princi- ples of liberty, self-government, democracy, and popular sovereignty, which it claims to regard as the essential principles of true govern- ment, and to which it professes an earnest desire to conform. The right to propose or initiate a city or state measure is like the right of a citizen m town meeting to make a motion upon any matter of business to be acted upon by the meeting, and the right of 10 citizens to have any subject they choose inserted in the warrant for action by the town ; the right to demand a vote at the polls on a given law corresponds to the right of a citizen in town meeting to call for the ayes or noes, and the obligatory referendum corresponds to the rule which requires the plans and proposals of town officers and com- mittees and all motions made at town meetings to be put to a vote of all the citizens who care to express themselves, whether a vote is asked for or not. It must be remembered that the referendum, in its strict sense, is merely preventive, whereas the initiative and referendum together give the people the means of construction as well as the means of prevention. The word " referendum, " however, is frequently used as synony- mous with "direct legislation," including both the proposal of laws by the voters and the reference of laws to them. REASONS FOR THE REFERENDUM. THE DOORWAY OF REFORM. 1. It is the key to progress. It will open the door to all other- reforms. It is not the people who defeat reform. The people want honest government, civil-service reform, and just taxation. They vote overwhelmingly against monopoly rule, and for public owner- ship of street franchises and public utilities almost every time they have the opportunity. It is the power of money and corporate in- fluence and official interest that checkmates progress. Miles of petitions have gone in to Congress for a postal telegraph. By the million our people have expressed the wish for such an institution, and Hon. John Wanamaker says in his very able argument on the subject that the Western Union is the only visible opponent of the movement. Hundreds of instances might be named in which councils, legis- latures, and Congresses have persistently defeated the well-known will of the people. It is not sufficient now to educate the people to a new idea, or even to elect representatives on the promise to carry it into execution; you have also to fight the power of money and cor- ruption in the legislature that will steal away or put to sleep the ardor of your legislators. How important it is that progress should rest with the people free of hindrance from their rulers is clearly brought out in this fine passage from the great historian, Buckle: No great political improvement, no great reform, either legislative or executive, has ever been originated in any country by its rulers. The first suggesters of such steps have invariably been bold and able thinkers, who discern the abuse and de- nounce it and point out how it is to be remedied. But long after this is done, even the most enlightened governments continue to uphold the abuse and reject the remedy. DIRECT LEGISLATION. 19 Wendell Phillips said: No reform, moral or intellectual, ever came from the upper classes of society. Each and all came from the protest of the martyr and the victim. The emancipation of the working people must be achieved by the working people themselves. The referendum is the key that will unlock the door to every on- ward movement. It will give us new reforms as fast as the people want them, without the necessity of waiting till the millionaires and politicians are ready for the curtain to go up. In this great fact lies the tremendous and immediate importance of the referendum r although it is by no means the only irresistible reason for favoring the movement. Direct legislation will give the people the power of voluntary movement; it will bring the public mind into connection with the motor muscles of the body politic; it will gear the power of public sentiment directly and effectively to the machinery of legislation, with no slipping belts, switched-off currents, or broken circuits. At present the pocket nerve and the corporation ganglion are fre- quently able to paralyze the progressive muscles and the civic con- science and control the body politic, and the party ganglia compel it to remain inactive, or else go to enormous labor and perform a large number of actions that are against its wish in order to accom- plish a few things it desires — as though a man were obliged to lift a 50 or 100 pound spoon to his lips with each sip of soup and endure the pricks of several pins and needles or sit down on a tack with each mouthful of bread or fragment of beef, the bill of fare being written with those conditions, to be accepted or rejected as a whole, like the conglomerate platforms of our parties. The separation of measures accompanying direct legislation is another tiling that makes it par excellence the friend of progress. Each reform will receive as a rule the full support of all who believe in it without suffering from the alienation and subtraction of the votes of citizens who favor it but oppose some other measure with which it may be linked in the platform, or object to the party in whose platform the reform is suggested, or dislike the candidate whose name is tied to the movement and whose election is the only means of securing its success. PURE GOVERNMENT. 2. Direct legislation will tend to the purification of politics and the elevation of government. It is not the people who put up jobs on themselves, but corrupt influences in our legislative bodies; the referendum will kill the corrupt lobby and close the doors against fraudulent legislation. It will no longer pay to buy a franchise from the aldermen, because the aldermen can not settle the matter; the people have the final decision, and they are so many that it might cost more to buy their votes for the franchise than the privilege is worth. It is comparatively easy for a wealthy briber to put his bids high enough to overcome the conscience or other resistance of a dozen councilmen. It is quite a different matter to overcome the con- sciences or other resistance of 10,000 or 100,000 citizens. Legis- lative bribery derives its power from the concentration of tempta- tion resulting from the power of a few legislators to take final action. It will not do to leave the referendum option with the legislators. They submit questions that are immaterial to them or in respect to 20 DIRECT LEGISLATION. which they wish to act honestly; but they never submit a franchise steal to the people. When they are acting from honest motives, they often find the referendum very helpful in coming to a wise and just conclusion ; but when they are acting from corrupt and selfish motives they have no use for the referendum. The reader will remember that in examining the facts relating to the use of the referendum in the United States we found that the peo- ple have voted down all propositions that were suspected of being accessory to any job, and the strenuous opposition of the corrup- tionists to the extension of the referendum shows that they appre- ciate its power for purity. They know very well that corporation frauds could not go on, and that valuable gas, electric light, and street-railway franchises could no longer be given to lobbying corpo- rations if we had the referendum. A legislator may be subjected to successful pressure by street rail- ways, gas and electric light companies, the railroads, the oil trust, or the coal combine, but the citizens are too numerous, too much inter- ested in their own pocketbooks, and too wide awake to their own welfare to be wheedled or bribed or threatened into giving away their property or endowing big corporations with privileges and powers to be used to the disadvantage and oppression of the donors. As Prof. Brj^ce says: "The legislators can be 'got at'; the people can not." Prof. Bemis tells of a corporation voting $100,000 to buy the Chi- cago council as calmly as it would vote to buy a new building, and says that, according to a reliable attorney, such a proceeding was an ordinary thing. Under the referendum such proceedings would not take place, because they would be of no use. The referendum des- troys the power of legislators to legislate for personal ends. The referendum will be the death of the lobby. It will be imprac- ticable to lobby the people because of their number. And it will be useless to lobby the legislators, for they can not deliver the goods. No doubt persuasion will still be used with legislators as the first and easiest method of initiating legislation, but the lack of finality in the action of legislative bodies will take away its commercial value, and the lobby or "third house" as it exists to-day will dissolve. Log-rolling and minority obstruction will also lose their power, and dishonest men will be much less likely to buy legislative positions and other offices, because they can not make them pay. Blackmailing will be destroyed as well as the corrupting power of the lobby. The referendum works both ways; it keeps the corpora- tions from using the legislature for their private gain, and it also keeps the legislators from blackmailing the corporations by introducing bills injurious to them, so that they will offer large sums to have the bills quashed — a shameful practice prevailing to a large extent in some of our legislative bodies. The unguarded representative system or delegation of uncontrolled law-making power to a small body of legislators has utterly failed to check class legislation or the growth of monopoly and corruption. On the contrary, these evils have increased in city and State where the delegate system has control, whereas in town affairs and consti- tution making, and city business so far as referred to and controlled by the people, the said evils are comparatively unknown. This con- DIRECT LEGISLATION. 21 trast vividly illustrates the power for purity that direct legislation possesses. As we shall see below, the force of partisanship will diminish by the referendum. Party success will no longer mean power to mold the laws of a city or State for one or more years. And the intensity of party feeling will diminish as the value of the prize to be won is les- sened. The weakening of partisanship will react on the executive department, and the spoils system will have less hold on the Gov- ernment even before civil-service regulations are thoroughly formed and enforced. As we have seen, the obligatory referendum would be most effective in checking corruption; but even the optional referendum will make corrupt legislation a» dangerous and unprofitable thing. The mere fact that the right of appeal to the people exists within the reach of a reasonable percentage of voters will purify legislation at its source. 3. Demagoguery and the influence of employers over the votes of their employees will be diminished factors in elections. When the question is voting an office to A or to B, one as good as the other for all the voter knows, a $2 bill or the wish of his employer may seem to the voter to be worth more than the problematical difference between the two candidates, for whatever their platforms and prom- ises there is little possibility of telling what they will do when elected. But when the question comes directly home to the self-interest of the voter on a bill to give away public property, or franchisee, or make an extravagant contract, etc., the voter will use the protection of the secret ballot and record his opinion, regardless of .$2 bills or the wishes of employers. Even the ignorant voter will be rescued by the referendum to some extent. The demagogue and politician will lose a large part of their power to prejudice and confuse when the issue is a single clear-cut question of money, property, or public policy, instead of the present entanglement of measures and men tossed together in a confused heap for the express purpose, one might think, of affording demagogues their golden opportunity to prejudice men against the whole "heap" by centering attention upon some objectionable feature of it and ignoring the good features or lying about them, or to prejudice men in favor of the whole by reversing the process of deception. 4. The power of rings and bosses will be greatly reduced by the referendum; directly so far as concerns the large portion of their power, which depends on controlling legislation; indirectly so far as concerns their administrative power. Nothing will do more than the referendum for the cause of civil-service reform, and the awaken- ing of a strong interest in politics and the ballot on the part of our best people, and these things will quicklv abolish the boss and the ling- 5. Partisanship will sink into comparative insignificance in the government of the country. At present about all the guide the aver- age voter has is the party to which he belongs. He knows little or nothing of the candidates on either side. There are only a few things much talked of in the campaign, so far as his party papers and speak- ers bring him information, and he thinks his party is right on these things, or he votes with it because his father did or his employer, and because there is no particular reason appealing to his interests to pre- vent him from doing so. But when specific measures are submitted 22 DIRECT LEGISLATION. separately to the people in the precise form in which they are to take effect, voting will assume a denniteness heretofore unknown, and the citizens will vote on each measure as they believe their interests re- quire, and will not be likely to rob themselves or disregard what they believe to be for their benefit, merely to please a party machine. Experience with the referendum plan in town affairs — voting on city franchises and making constitutions — abundantly proves that the voters do not keep to party lines when it comes to opening streets, building schoolhouses, making appropriations, and acting on any. matters of business, the drift of which is clearly brought home to them. Not only will the interest of the voter lead him away from partisanship, but the outside pressure tending to make him a partisan will be much less, since the larger part of the motives for that pressure, the legislative and administrative spoils to be gained by party success, will disappear; the first as a direct consequence of the referendum, the second as an indirect consequence through the favored growth of civil- service reform. SIMPLIFICATION. 6. The referendum will simplify as well as purify elections. It is much easier to vote upon measures than men. A man is a cyclopedia of measures bound in mystery; even his character is a puzzle, for the main business of opposing politicians is to fling mud at each other's candidates until it is impossible to tell how much is mud and how much is man, or some other animal. After throwing all the mud they can dig up or manufacture, the next duty of the politicians is to pile up a lot of high-sounding words into sentences that will come as near as possible to covering any conceiv- able thing that a council, legislature, or congress may do, and call it a platform, to remind us of its likeness to the board contraption at the business end of a summer convention, used for the speakers to stand on during the rumpus and afterward cut up for kindling. Instead of a tangled mass of ignorance and vituperation, the referendum will bring to the voters a series of clear-cut measures, each to be decided on its own individual merits. Shall we have pro- portional representation? Shall women vote on the same terms as men ? Shall street-car companies be required to put effective fenders and vestibules on the trolley cars? Shall towns and cities have the right to build or buy, own and operate municipal gas and electric light works if they wish ? Shall they own and operate street railways ? Shall they make their own charters? These are questions easily understood and capable of decision without the perplexing admixture of personal considerations or inquiries as to whether a Democratic candidate for office did not behave with becoming modesty in early life, or loves liquor too well, or whether the tariff ought to be higher, or silver freer, or whether the hard times or the good times came in under Republican or Democratic administration. That the referendum would disentangle issues is one of its most weighty claims to our attention. At present we have to put up with the splinters in the bread, the hairs hi the butter, and the salt in the ice cream or go without our food. The party cooks stand smiling and bowing before you, urging then bills of fare on which you can plainly read such questions as these: "Will you eat a hash of chicken and dog meat, or will you have beef and rat tail in croquettes?" "Will DIRECT LEGISLATION. 23 you drink coffee steeped in vinegar or chocolate flavored with gall?" The party tailors fix up three or four suits for you to choose from. "Will you wear black clothes with yellow stripes and a very tight belt, or a gray suit with bright-green shirt ancl corn-creating shoes; or a silk hat, red overalls, and a green necktie?" 7. The referendum will simplify and dignify the law. A law that is to be submitted to the people with any great hope of its adoption must be reduced to its lowest terms, and we shall stand a chance of avoiding in future the piling up of massive tomes of useless enact- ments which the legislature itself knows little or nothing about a month or two after their passage, even if understood at the time, and which became law to buttress some private interest or to fill up the time of our legislators, who, being elected to make the State's laws, seem to measure the fulfillment of their duty by the number of bills they enact. David Dudley Field estimated in 1871 that if the enacting of local laws were left to the communities to which they apply the work of the New York Legislature would be reduced 95 per cent. Eltweed Pomeroy says that in 1892 alone New Jersey passed 600 laws, many a one of which was longer than the whole Justinian Code that governed the Roman world for centuries. These New Jersey laws also have been examined and nearly the whole of them found to be (1) local or special laws, or (2) laws that fall under a principle already established, so that they are mere senseless repe- titions, or (3) acts in private or corporate interests that ought never to have been passed by any body, local or State. In later years the legislature seemed to get tired sooner than in 1890, and at one session passed only about 400 laws, but they have kept up their reputation lor useless enactments pretty well, although some good laws were passed. Under the referendum the yearly output of New Jersey's law factory would probably be reduced from 400 or 600 to 20 or 30. Such at least is the result indicated by the experience of Switzer- land/ and such is the reason of the case upon an analysis of the laws now enacted. The principles of the common law, with a few simple modifications, are entirely sufficient for any State. There would be more justice and less litigation by far if courts were left free to apply broad principles instead of being compelled to give attention to the rigid language of narrow-minded, short-sighted legislators, and if men were able to carry the law in their consciences instead of requir- ing a two-horse team to convey it and a line of lawyers and judges from the justice court to the Supreme Court of the United States to explain it to them, and then be in danger that they will turn round next day and declare it is the other way. It is one of the most ridiculous things in modern civilization that every man is presumed to know the law, while everybody knows that nobody knows it, not even the judges of the Supreme Court. It is impossible to keep track of one- thousandth part of the statutes of State and Nation. The legislators do not know much about them by the time the ink is dry except, perhaps, the bills they drew themselves, and I have known legislators 1 For the last 20 years the Cantons of Berne and Zurich, where they have the obligatory referendum, have passed an average of four or five laws a year, and these laws are short, simple, and easily understood. In a recent Swiss national legislative session, of the usual activity, 65 measures were introduced and 24 passed. The New York Legislature about the same time passed 700 laws, and the measures introduced into Congress reached the enormous total of 24,000. It is said that Switzerland has less than one-seventh as many lawyers as we have in proportion to population. 24 DIEECT LEGISLATION. who did not know much about their own bills even while advocating them. But if some poor fellow in blissful ignorance happens to run up against some words in a musty volume in the law library, and his enemy's lawyer happens to find those words, the poor innocent has to suffer for not sitting up nights to learn the statutes. The fact is that our legislatures spend most of their time in establishing stumblingblocks in the paths of justice and the people, and the referendum will not be long in use before the great mass of statute law will be replaced by a few simple provisions impartial to all, in thorough accord with justice, and easy to learn. Local legislation should be performed by counties and munici- palities under general State laws, and private legislation should not be tolerated at all. Numerous bills that are now rushed through, very often without discussion or understanding by the legislators, would never be introduced under the referendum, the certainty of a popular veto making them hopeless. I have even known lawyers to secure the introduction of a bill to change the law applicable to a case they had in hand so it would work in their favor. Such action is an invasion of the judicial field by the legislative power. The Nation is deluged with laws, 13,000 new ones altogether in a single year sometimes, and the people know nothing of most of them till they see them in the newspapers, when it is a good while too late to stop them, and indeed not 1 per cent of the people have time or interest or eyesight to go through the wilderness of nonpareil non- sense and the muss of technicalities called laws. Direct legislation will stop a large part of the present lawmaking, turn over another large part to municipalities, and simplify what remains to the infinite relief of the people and the great lightening of the burden now resting upon our legislatures. RESPECT FOR LAW. 8. The referendum will aid the enforcement of the law, for the people will grow up with it. It will be law because the people want it, and they will stand behind it and see that it is carried into effect. Nothing is of more importance to a nation than a deep reverence for law; but reverence dies when legislation is dragged in the mire, and when the people regard the law-making bodies with dread and disgust. ELEVATING POLITICS AND ATTRACTING GOOD MEN TO PUBLIC LIFE. 9. The referendum will elevate politics as a profession and bring the best men again into political life. Government is intrinsically the noblest of all professions, for it includes and controls all others, as the captain of a ship holds the destiny of all on board. But when power is prostituted to evil ends it becomes despicable. The people no longer regard .membership in a city council or a legislature as a badge of honor, but rather as a mark of suspicion. He is most probably in league with the powers of darkness or he would not have been elected. Honest men have little weight in the councils of many of our cities; they find the atmosphere uncongenial, and retire in disgust, or if they persist in their duty they are soon hounded out by the ring, which finds them inconvenient. Many of our wisest and purest men look on politics as too dirty to touch. They will not descend to the mean- DIRECT LEGISLATION". 25 ncss and cunning usually necessary to secure office, nor subject them- selves to the cruel suspicions and slanders that often accompany public life. Mud slinging and the winning power of chicanery too often discourage the wise and good and leave the field to the most callous and unscrupulous. With the referendum all this will change. Attention will be di- rected from men to measures. The power for evil of our office holders will shrink to a small fraction of its present bulk. Bad men will be discouraged from entering or continuing in politics because they will no longer be able to accomplish their evil purposes. With these changes the suspicions and mud flinging now so prevalent will decrease, because their causes will subside. As discussion of specific measures takes the place of partisan abuse, men of probity and wisdom will feel their influence with the people increase, and will delight to exercise their powers of mind and conscience in the direction of public affairs when they can do so without stain or ignominy. The increasing weight of goodness and the returning purity 01 political life will induce our best men once more to take a leading part in it and stand for office in council, legislature, and Congress as they used to do in the patriotic days of the Revolution. 10. The referendum will help to bring out a full vote of the better and more intelligent citizens, while it would tend, as a rule, to elimi- nate the votes of the less intelligent — the very reverse of the effects which the present system tends to produce. While speaking of the use of the referendum in the United States we called attention to a number of facts showing the general tendency of the referendum to cause an automatic disfranchisement of the unintelligent, so that we will confine ourselves here to the other branch of the proposition before us. In the first place the interest will generally be more distinct in a vote on the grant of a franchise, civil-service reform, appropriations for roads, schools, etc., than on a vote whether A or B shall be councilman or mayor. And in the second place, the effectiveness of the vote will be greater. The influence of these facts in securing a full vote has been very noticeable when Boston, New York, and other cities have submitted questions to the direct vote of the people. In presidential and gubernatorial elections, when a heavy vote is polled, it is often largely due to the enthusiasm created by some great issue involved in that election ; when no such issue is at stake the mere vote for candidates is usually much smaller. In the ordinary process of making laws people think that one of two machines will do the work anyway, it makes little difference which, and interference is useless. It will make no odds whether they go to the polls or not. They can not accomplish anything except by using the methods of the machine and sinking to the level of unscrupulous, conscienceless war. Mr. Arrowsmith says: A few years ago the New Jersey Legislature submitted to the citizens of Orange the acceptance or rejection of a measure providing for the election of a new officer, presi- dent of council, at a salary of $1 ,000 per annum . Now. out of a citizenship of upward of 5,000 almost altogether opposed to it, only a small percentage of the voters expressed themselves upon the question. I did not vote upon it, and Bay neighbors exhibited a similar indifference. Why? Simply because we Orange folks knew that our wishes would be set at naught, and the politicians would come to Trenton and carry their point with or without our consent. 26 DIKECT LEGISLATION". Such a reference was not a referendum, because the vote of the people was not intended to be final. It was a sham; the people knew it lacked effectiveness, and although they were interested hi the question, they stayed at home. The real referendum is final and effective, and encourages the people to go to the polls for the same reason that it encourages the best men to enter political life. It is full of strength, hope, and progress. Let the people once feel that they are really sovereign and they will vote and look after their own interests, and instead of 40 to 60 per cent stay-at-homes among the "better classes," who leave the field to the machines, we shall have a reasonably satisfactory expression of the people's will. Ask a man if he wants a tenderloin steak or a bit of leather for his dinner and if he knows he will get leather anyway he may keep his mouth shut; but if he knows that what he says will settle the question, he will express himself vigorously. HELP THE PAPERS TO TELL THE TRUTH AND USE DIGNIFIED ENGLISH. 1 1 . The elevation of the press is one of the effects of the referendum, and one which alone is sufficient to make it an incalculable boon. One of the most noticeable and important of all the many changes pro- duced in Switzerland by the adoption of direct legislation is the sub- stitution of fair debate for noisy vituperation in the columns of the daily papers. It will do a similar work in America, and the Lord knows that we sorely need such a change. As measures are put in the place of men, sober discussion will take the place of the traffic in abuse. The tendency to manufacture facts and deluge the country with sophistries will not so readily yield, but even in this respect there is sure to be a great improvement. When the people come to direct their own affairs they will demand the truth; they will want the actual facts, so that they may judge correctly in respect to their business, just as a board of directors of a private corporation wants the facts, and regards deception of themselves as one of the most unpardonable sins. THE PEOPLE'S UNIVERSITY. 12. Direct legislation will have a profound educational effect. Wendell Phillips said long ago that the discussions accompanying presidential elections give the people a tremendous intellectual lift every four years. With the referendum, the progress will be con- tinuous instead of spasmodic, with intervals wide enough for the pupils to forget nearly all that they learn at each lesson, as at present. Nowhere on the face of the globe do you find as high an average of keen intelligence as among the men of a New England town trained from boyhood in the town meeting. Continual voting on measures sup- plies an invaluable discipline in place of the retrograde influences often involved in personal elections. Every citizen's sphere of thought and responsibility will be enlarged by the referendum, and growth will be the result. Besides being a university in itself, the referendum will make the public welfare depend so directly and obviously on the morality and intelligence of the people, and not on the sagacity and probity of a few individuals, that patriots, statesmen, and business men will combine to develop to the utmost every means of educating DIRECT LEGISLATION". 27 the masses, and a great impetus will be given to popular education, with a corresponding improvement in the results. It is interesting to note that, according to Mulhall, Switzerland is the best schooled country in the world. The percentage of children attending school is far above that in any other country in Europe or any State in America. The per capita expenditure for education is correspondingly high, and the diffusion of knowledge is remarkable. The referendum educates the people directly and creates a powerful sentiment in favor of the thorough education of the children. DEVELOPS MORALS AND MANHOOD. 13. The emotional development of the people, as well as their intel- lectual growth, will follow from the referendum. The consciousness of added power and responsibility will give the voters a new dignity and a nobler manhood. They will feel like judges in the court of final appeal. Not mere selectors of somebody to boss them but rulers themselves. Not mere nominators of a sovereign but sover- eigns. Such changes in spiritual attitude and environment always work most powerfully upon the moral and emotional development of the individual and the race. The patriotic, law-abiding, law-enforc- ing sentiments of the people will be specially intensified by the refer- endum, because they will know that the country is theirs not merely in name but in fact; not merely to live in and use as some one else bids them but to mold and control for themselves. A STEADYING INFLUENCE — THE SOCIAL FLYWHEEL. 14. The referendum favors stability by developing patriotism and education, securing greater simplicity and better enforcement of law, driving bad men out of politics and bringing good men in, supplying a safety valve for populav discontent, and requiring a more careful consideration of legislation. Long use of the referendum has shown that it is conservative. This clearly appears from the facts already stated concerning its use in this country, and its record in Switzerland for 30 years shows that two-thirds of the measures submitted to the people were rejected by them. If the votes of the legislators had been final, many of the rejected measures would have been law and some of the best measures adopted by the people would not have been passed by the legislators. An open door to popular decision gives discontent a peaceful vent — prevents its accumulation and draws it away from destructive methods of escape. The present system affords it no reasonable means of exerting its power, and allows it to accumulate indefinitely. The importance of this matter can hardly be overestimated. Anglo-Saxon manhood, confined beneath the pressure of accumulating injustice, is the most dangerous explosive known to history. Macaulay predicted that it would destroy America — industrial oppression of hopeless masses leading to revolu- tion; but Macaulay did not know about the referendum that is going to relieve the pressure, we hope, before the explosion comes. The referendum reduces to a minimum the danger of broken peace. Nothing can oppose so strong a bulwark against an appeal to passion a& the knowledge that the people made the law and can change it when they please — the knowledge that there is no selfish power, deaf to reason and impervious to sympathy, imprisoning progress in the 28 DIRECT LEGISLATION. dungeons of iniquity, whence only force can hope for speedy release, but that deliberate and careful discussion before the great, honest, justice-loving people will remedy every wrong. Such knowledge will remove the causes that have produced the growth of anarchy. It is smothering discontent in hopelessness that breeds poison. Every anarchist I ever heard express himself had much of truth in what he said. It was his hopelessness of obtaining the justice he sought by peaceful means that made him advocate fire and bomb. An anarchist generally is a man who feels intensely the pressure of wrong condi- tions, and whose nature has more of recklessness than hope. Give us the referendum and the path will be so plain that anarchy will soon go out of business. There is no such thing in Switzerland. It is foreign to real democracy, for there the obstruction to your wishes is the people, and you can't get rid of them with a bomb. It is sometimes objected by those who oppose direct legislation that the initiative will give all sorts of cranks a chance to bring their ideas to the front. But that is really one of the advantages of the institution. It enables discontent to find out just how big it is, gives it form and precision, sifts out the kernel of truth and justice at the heart of it, lifts it into the fresh air of public discussion before it has a chance to ferment and explode. Even the worst cranks would probably be diverted from violence to peaceful petitions and efforts to educate the public to their ideas. The petitions would cause no trouble, not even the effort of a veto, until they rose to 20,000 in Massachusetts and 70,000 in New York, and if there were 20,000 citizens in the Bay State who were united in the opinion that a certain change should be made in the law of the State, surely the matter would be worthy the careful attention of the people. Under the referendum the street car men of our cities would not give up their work for the privations and turmoil of a strike, nor would they suffer in hopeless silence, but they would state their grievances at the head of a petition for the referendum on municipal ownership of the roads, and get their friends to circulate it, and then vote the secret ballot for the transformation that would give them a voice in the government of the industry in which they are engaged. Under the referendum the unemployed would not parade the streets of our cities in angry, hopeless mobs, but they would set the wheels of the law in motion to give them complete justice instead of the patchwork of hated charity. Not only will revolutionary and disruptive forces become compar- atively harmless under the referendum, and progressive forces work more smoothly and steadily, but even the unavoidable difficulties and errors incident to the government of large bodies of men will be more serenely and calmly dealt with. People are not so apt to find fault with what they do themselves as with what is done by others. Take a man who is scolding about something and prove to him that it is his own doing, and he becomes quiet and moderate. Watch a mechanic trying to use a defective piece of machinery made by some- one for whom he is not responsible, and see how blue the air will be with deprecation or something worse; but let him endeavor to use an imperfect machine made by himself, and see how good-natured and tolerant he is, and how patiently he seeks to remedy the defect. So censure and ridicule without measure are heaped upon the acts of councils, legislatures, and Congresses, but note the atmosphere of DIRECT LEGISLATION. 29 quiet acquiescence when the people have spoken, even though the interests involved are of the most tremendous moment and the pre- ceding struggle was most intense. ECONOMY. 15. Large economies will result from direct legislation through the stopping of jobs, extravagant contracts, corrupt legislation of all sorts, cutting down the power of bosses and rings, simplifying the law, reducing litigation, and diminishing even the expenses of legiti- mate government. When the people really make the laws, they will arrange things for their interests. They will banish unnecessary offices, reduce the salaries of lofty officials, abolish jobbery and extravagance, get rid of the iniquitous spoils system, cut down the power of corporate wealth, rescind all forfeited franchises, and take control of misbehav- ing monopolies. Economy, justice, and purity will go hand in hand. Ring rule and class legislation will die, and politicians will lose their power, because they can no longer command rewards for their sup- porters, no jobs, no fat contracts, no rich franchises. The cost of taking the referendum vote will be very slight; not so much as the saving on many a single contract; not a half of the saving on the one item of printing the laws; not a tenth of the value of many a franchise it will keep from being stolen. IDENTIFICATION OF POWER WITH PUBLIC INTEREST. 16. The referendum will identify power with the public interest. One of the prime sources of evil in our government to-day is the possession of vast political power by private interests. History shows that the law is in the main the expression of the interest of the lawmaker. If the law is to be in the people's interest, it must be their act; the enacting and approving power must be in the people. Power is used in the interest of its possessor. If the power of govern- ment is to be used in the interest of the people, they must have con- tinuous and effective control of the government. Government should be so arranged that interest and power will coincide with justice and the public good. This can only be the case when the real control is in the whole body of citizens of full age and discretion and good character, for the interest of a part is not identical with the interest of the whole, and so far as power is possessed by a part its exercise may deviate from justice and the public good. THE WORKINGMAN'S ISSUE. 17. The referendum will give labor its true weight. Labor's interest in the referendum is measureless; it is par excellence the workingman's issue. The present delegate system places labor at tremendous disadvantage as compared with capital. Nearly all the delegates are wealthy or sympathize with the wealthy, or are under their influence. Labor can not expect a great deal from legislators; and the weapon it has largely relied upon, the organized strike, is being abolished by injunction. Not without reason, for it is certainly against the public interest to allow a big corporation and its employees to settle their disagreements by private war in the heart of a great 30 DIRECT LEGISLATION". city, to the vast disturbance of business and perhaps the destruction of life and property — just as much against the public interest as it would be to allow two individuals to settle a dispute by conflict in the public streets. Nevertheless, labor is coming to be in a very tight place without the strike and without effective representation in the halls of legislation. What is the remedy? Courts of com- pulsory arbitration would do some good, but the fundamental consti- tutional cure is direct legislation. Labor unions recognize quite generally the importance of direct legislation to them. As early as 1891, 10 of the largest national and international trades-unions (with a membership close to 200,000) were using direct legislation. The same year Grand Master Workman Powderly recommended the adoption of the referendum in political government. From 1892 direct legislation was the only political demand of the American Federation of Labor until 1894, when others were added. It has been repeatedly and emphatically indorsed by this powerful organization, and its president, Samuel Gompers, is a firm believer in the movement. THE PEOPLE'S ISSUE. 18. Not the producing classes alone, but every other class in the community will be benefited by the referendum. It must be clear by this time that all who wish justice and good government will be benefited by direct legislation, and it is equally true that even the bosses and tricksters will receive a priceless boon by the removal of the temptations that help to make them evil men, and the establish- ment of conditions tending to lift them to a nobler plane of life. Under the referendum those who desire political power must become true-hearted orators and public-spirited philosophers instead of accomplished wire pullers. The referendum is in no true sense either a class measure or a party measure. A single case may serve to bring the matter strongly to mind. In Nebraska, in 1896, the Republicans submitted 12 amend- ments to the people and were defeated by the Populists at the polls, but the amendments received majorities ranging from 54 to 70 per cent of the votes cast, while the Populist majorities on the 11 State officers elected and on the presidential electors ranged from a plural- ity of 50 per cent to a majority of 54 per cent. A COROLLARY FROM ESTABLISHED LEGAL PRINCIPLES. SIMPLY AN APPLICATION OF THE LAW OF AGENCY. 19. Direct legislation is simply an application of the fundamental principles of agency recognized in every court of justice in the civil- ized world, viz, that an agent must hold himself at all times subject to the command and approval of his principal. If you employ an agent to manage your business he expects to do as you say in all things. He will advise you, but if you are not convinced he must do your way and not his, and if he is not willing to do your way, he resigns, or you discharge him. He may plan, but you have the power of instant veto, and you do not have to wait till the end of the year. If you did, you might find your property mortgaged or sold or given away beyond recall. DIRECT LEGISLATION. 31 Men often speak of their theories as though theywei e facts. Because of our theories of what government ought to be and is intended to be, we have fallen into the habit of calling our representatives and misrepresentatives the "agents" of the people; but it is not true. An agent may be instructed by his principal at any time, and he is bound to obey; he must submit his plans in respect to the principal's business to the principal whenever requested to do so, and the princi- pal may reject them or amend them if they do not suit him ; the agent's power may be revoked whenever he misconducts himself, and in every respect he is subject to the will of the principal; an instrument to carry it into execution, and not a person to set up his will in opposi- tion to the principal's and override or disregard the principal's wishes in his own affairs — that sort of a person is a master, not an agent. To one who understands the nature of agency, and knows that an agent is simply an instrument in the hand of the principal to execute his purposes, it sounds very odd to call city councilmen and State legislators "agents." They ought to be, but they are not. They have some of the symptoms, but in other respects they are found to be a very different sort of animal. Queer agents who can sell or give away my property against my wish and protest; queer agents who can refuse to manage my business in the way I tell them to, and who may violate my orders and disregard my instructions, and still be safe from discharge till the term for which I employed them to act for me has expired. You engage an architect to draw plans for your house, but you expect to have the plans submitted to you before your money is spent in building. Legislators are not agents, but masters; and the people do not, for the most part, govern themselves, but merely select the persons who are to govern them. These legis- lative masters have many interests in common with the rest of the people, and not infrequently wish to be reelected; so they act to a considerable extent as real agents would. But they are not real agents, for they arc not bound to act for the principal's interest or according to his instructions, and every now and then, when their interests are strongly opposed to the people's and they think they can act in such a way as not to arouse public indignation, or they have a political machine at their backs assuring reelection whatever they do, or the interest involved seems more important to them than the chance of reelection — then they give away franchises, lease city gas works, make bad contracts, pass laws for their private benefit, and act in public affairs in many a way they would never dream of acting if the business hi their charge had been intrusted to them by an indi- vidual or company employing them as agents subject to the princi- pal's supervision, instruction, veto, and discharge according to the universally recognized principles of the law of agency. A man who can give away my property against my protest and without redress, and can make laws that I have to obey for a year or two years or four years, till he goes out of office, is nob my agent, but my master for the term. Our legislators and officials will never be really the people's agents, the people's will will never be the actually and continuously govern- ing will, until the people claim the principal's rights of instruction and veto, revocation, and discharge. 32 DIRECT LEGISLATION. EXPERIENCE. 20. Experience speaks strongly for the referendum, not only from its successful use in the United States, but also from its use in England and Canada, and most eloquently of all from the splendid results of its complete adoption in Switzerland. In Canada the referendum is often used to ascertain public opinion on important measures and has done some excellent work in the same way as in our States and cities when used voluntarily by the legislatures or councils. In England the referendum principle is very effectively applied. Every "appeal to the people" after each dissolution of Parliament is practically a referendum. Parties go to the people, not with vague generalities muddled in a heap of promises which the promisors never dream anyone would be so discourteous as to ask them to fulfill, but with a distinct course of legislation clearly marked out, a definite and practical measure reduced to the very terms it is proposed to enact into law, an actual bill which the people sit in judgment upon, hear the advocates for and against, and reject or approve as they see fit. England is slow in some things, but the mother can teach the daughter a few good lessons if the young lady will only listen with her nose at par or lower. When the English make up their minds and elect a new Parliament to carry out a reform, the mem- bers meet at once and put the will of the people into action. The old Parliament is dead, and the new one begins to move as soon as the victory at the polls is assured. But with us it takes six months or a year for the new Congress to get hold of the reins, and meanwhile the old boys, whom the people have repudiated, continue to drive to destruction or anywhere else they please. It is to Switzerland, however, that we must turn for the fullest development of the referendum. Prof. Louis Waurin, of the Uni- versity of Geneva, says: 1 In the middle of this century the aristocratic regime in Switzerland was suceeded by that of representative democracy. The pure representative system, however, was not destined to last long. The people soon became aware that in the latter regime the country was overridden by political "coteries," prone to sacrifice the general good to party or personal interests, and thus was brought about the development of direct democracy. Then appeared two institutions: The referendum and the right of popular initiative to which has of late been added, as a necessary complement, pro- portional representation. The evolution and effects of direct legislation in Switzerland are so important that a knowledge of its history there seems almost essential to anything like a thorough understanding of our subject. The following resume 2 will give the reader the principal points: Fifty years ago Switzerland was more under the heels of class rule than we are to-day; political turmoil, rioting, civil war, monopoly, aristocracy, and oppression — that was the history of a large portion of the Swiss until within a few decades. To-day the country is the freest and most peaceful in the world. What has wrought the change? Simply union and the referendum— union for strength, the referendum for justice. Union to stop war and riot — the referendum to overcome monopoly, aristocracy, and oppression. A solid confederation of the 22 Cantons or States, with a good constitu- tion, was founded in 1848. Peace followed, but the railroads, politicians, aristocrats, and monopolists continued to plunder the people. In 1858 a heavy subsidy was 1 Progressive Review, London, July, 1897. 2 A condensation for the most part from the writings of Mr. Sullivan, Mr. McCrackan, Karl Burkli, Sir Francis Adams, and Hon. Boyd Winchester, ex-United States minister to Switzerland. DIRECT LEGISLATION. 33 granted a railroad by the Legislature of Neuchatel. This opened the eyes of the Switzers to the "beauties" of the representative system. They began to cast about for a remedy. Some of the ablest citizens had for years been calling attention to the value of the referendum (which was practiced in a few of the small forest Cantons), urging the extension of the method to other States and to the Union. The people saw that it was of no use to put faith in parties struggling for public office or to continue trying to guess which candidates mignt withstand the corruptions of power, and so they decided to trust themselves. In L863 and a few years following, six of the leading Cantons adopted the initiative and referendum, and to-day direct legislation is prac- ticed in all of Switzerland's cities, most of its communes, in 21 out of the 22 Cantons, and in the Federal Government. Fourteen of the Cantons have the obligatory referen- dum and seven the optional. The confederation adopted the referendum in 1874. The initiative is in use in 17 Cantons, and the federation adopted it in 1891. The referendum clause of the Federal constitution reads as follows: "Federal laws as well as Federal resolutions which are binding upon all, and which are not of such a nature that they must be dispatched immediately, shall be laid before the people for acceptance or rejection when this is demanded by 30,000 Swiss voters or by 8 Cantons." The amendment of 1891 provides for the initiative "when 50,000 voters demand the enactment, abolition, or alteration of special articles of the constitution." As con- stitutional lines are very loosely drawn in Switzerland, the people will be able to initiate almost any measure they choose. Let us look at the results. Mr. W. D.Me- Crackan and Mr. J. W. Sullivan have made exhaustive studies of Swiss affairs, and to them I owe most of the facts I give about the referendum there. Mr. Sullivan has the story of direct legislation in writing from Herr Carl Burkli, of Zurich, known as the ' ' Father of the referendum, ' ' who says: ' ' The mass s of the citizens of Switzerland found it necessary to revolt against their plutocracy and the corrupt politicians who were exploiting the country through the representative system. * * * The plutocratic Government and the Grand Council of Zurich, which had connived with the private banks and railroads, were pulled down in one great voting swoop. The people had grown tired of being beheaded by the officeholders after every election. And poli- ticians and privileged classes have ever since been going down before these instru- ments in the hands of the people." The referendum lias been carried most nearly to perfection in Berne, the great canton of half a million people, and in Zurich, with its IMO.OOO inhabitants. The legislature of Zurich consists of a single house of 300 members. It meets two or three times a year for a two-weeks' session. It can not grant a privilege to a corporation, nor create an office, nor grant a contract. Every enactment, and every appropriation above the ordinary limited sums for purposes specified in the constitution, must go to the polls. And the consequences — let me quote Mr. Sullivan verbatim, so that there may be no mistake: "The Zurich Legislature knows nothing of bribery. It never sees a lobbyist. There are no vestiges remaining of the public extravagance, the confusion of laws, the partisan feeling, the personal campaigns, characteristic of representative Governments. * * * When men of Zurich, now but middle-aged, were young, its legislature prac- ticed vices similar to those of American legislatures; the cantons supported ma3iy idling functionaries, and the citizens were ordinarily but voting machines, registering the will of the political bosses. * * * To-day there is not a sinecure public office in Zurich; the popular vote has cut down the number of officials to the minimum, and their pay also. * * * There are no officials with high salaries. * * * There is no one-man power in Switzerland. * * * No machine politician lives by spoils. * * * fpj ie referendum has proved destructive to class law and class privilege." In other words, Switzerland has rid the body politic of its vermin — it has taken politics out of the slums and civilized it. Direct legislation has destroyed the power of legis- lators to legislate for personal ends, and so has punctured the heart of evil in legislation. One of the most valuable results has been the effect on the press. The papers no longer deal in spite, prejudice, sensationalism, and slander, but aim at quiet discussion and solid argument. Says Mr. Sullivan: "The advance of the Swiss press in power, in dignity, in public helpfulness since the day of direct legislation in that country has been one of the most remarkable facts connected with the reform." I wonder if it really could give our papers dignity and helpfulness and a slight respect for the truth. Mighty Magician, we pray for thy speedy arrival. The progressive power of the referendum has been wonderful. It has enabled the Swiss to settle quickly and easily many of the serious problems over which Americans have long been puzzling their heads, and in respect to which they seem little nearer a solution to-day than, they were 10 or 15 years ago. We have spoken of the elevation of the press, the overthrow of monopoly, the purification of politics and the economies S. Doc. 360. 63-2 3 34 DIRECT LEGISLATION. resulting therefrom, and from the absence of senates, unnecessary offices, high salaries, and complex laws; but that is not all. Through the referendum Switzerland has secured public ownership of the liquor business, the manufacture of distilled liquors being now a national monopoly, has adopted state-life insurance, a national paper cur- rency, a greatly improved factory act, a uniform marriage and divorce law more liberal and .sensible than any of ours, established local option in capital punishment, declared that vaccination shall not be compulsory, that religion shall not be entirely swept out of the schools, and that her people are not yet ready to recognize governmentally the right to employment when linked with a demand for "an official status between laborers and employers, with democratic organization of the work in factories and workshops. ' ' [And the Swiss are right. It would not be just for the public to attempt such a reorganization until the public or the workers by purchase, or the growth of cooperation, have come to own the shops. Democratic organization before that would be confiscation.] All this since 1875, and still we have not spoken of the two most important movements of the referendum period, viz, improved taxation and the nationalization of the means of communication — both the results of direct legislation. Tax reform has proceeded in two directions: First, the reduction of the aggregate of taxation, rendered possible by the simplicity, purity, and economy of direct govern- ment; and second, the change of the incidence of taxation from poverty to wealth. The latter is one of the wisest and most significant movements of modern times, and is making its claims felt in all advanced countries. In Switzerland it has been carried far toward perfection. Direct and nontransferable taxes have been substituted for indirect and transferable taxes, and the direct taxes have been made progressive. Indirect taxes, or those on commodities imported, mazmfactured, sold, etc., are transferable from the person first paying them to the consumer, who has also to pay the said person interest and profits on the capital he used to settle the tax in the first instance, so that the rich importer or manufacturer may actually make money out of the tax system instead of really contributing anything out of his own pocket to the support of the Government; while the people who consume the commodities taxed, not only have to pay all the taxes, but the dealers' profits on them besides. The Gov- ernment treasury, after all, only receives $2 out of every three the people pay on account of the tax system. If the taxes are mostly on articles of ordinary use, the great body of the poorer people bear the bulk of taxation , and a certain class of the wealthy have no burden, but a profit instead. This trick of indirect taxation is what the French states- man Turgot called "plucking the goose without making it cackle." But the Swiss geese have found out the trick, and have turned it into direct progressive taxation, or the trick of plucking the goose where the feathers are thickest and where it will hurt the least. In several of the more radical cantons the rich and well-to-do pay nearly all the taxes. In Zurich 50 years ago all taxes were indirect; now $32 out of every $34, or over seven-eighths of the whole, are raised by direct and progressive taxation on incomes, inheritances, and real estate. In the case of incomes, the largest pay at a rate five times as heavy as the moderate ones. In the case of property, the largest fortunes pay at a rate twice as great as the smallest. In the case of inheritances, the tax has increased more than six fold in the last 30 years. The larger the amount of property and the more distant the relative the heavier the rate. The poorest laborer pays about 2 per cent of his wages in taxes, being 15 to 30 per cent better off than before the present system was adopted; the well-paid clerk pays 5 per cent of his salary, being 10 to 20 per cent better off; the business man worth $50,000 or more pays 10 per cent of his profits, and rests about where he was; while the large capitalist, worth half a million or more, pays 25 per cent of his income, and so gives back to the public a part of the excess that he receives above what he earns. These laws have done a great deal to aid the diffusion of wealth and check the too rapid growth of overlarge fortunes, and the results are seen in the fact that, while Switzerland was until recently very poor, the exchanges of wealth per capita there are greater to-day thai) in any other country of the continent. "It is an extraor- dinarv fact," says Mr. Sullivan, generalizing from Mulhall's statistics, "that the 3,000,000 Swiss consume as much wealth as the 15,000,000 Italians." That is, one Swiss, on the average, eats, drinks, wears, travels, and reads five times as much as his Italian neighbor. Not less important is the second great movement above mentioned — the tendency of the Government toward the full control of monopolies, shown in the nationaliza- tion of the liquor business, a portion of the forests, life insurance, and the means of communication and transportation. As a result of direct legislation, Switzerland has adopted national ownership of railways, and has the best system of Federal post office, telegraph, telephone, and DIRECT LEGISLATION. 35 express sendee in existence. If you receive money by postal order the carrier puts the cash in your hands. The mail is delivered everywhere. If you want the express, yon send the order by the carrier. At any post office you may subscribe for any S»viss publication or for any of the several thousands of the world's leading period- icals. Letter postage in Switzerland is 1 cent, local; general, 'J cents; book, 1 cent a half pound: newspaper average two-fifths of a cent; express matter at correspond- ing rates. With the cheapest postage in the world the profits of the system are large, I ansa the Swiss post office docs not have to pay the railroads monopoly prices for transportation. In respect to the public telephone, the American consul at St. Grail reported offi- ciary May . r ), ]8!)li: "The Swiss telephone service is hotter and the rates lower than anywhere else in the world." i\s to the national ownership of railroads in Switzerland, I refer the reader to the circular issued by the National League for Promoting the Public Ownership of Monop- olies, and printed in Chapter I of this hook, at the close of the section on "Public sentiment." The wonderful success of the Swiss referendum is fully attested by the lion. Boyd Winchester, our former minister to Switzerland; Sir Francis 0. Adams, the English minister there; Prof. Vincent, of Johns Hopkins University; Mr. McCrackan, Mr. Sullivan, Prof. Moses, Prof. Dicey, etc. Kev. Lyman Abbott's paper, The Out- look, speaking of the strong words of approval eminent observers have bestowed upon the referendum, says: "Apparently there is no conflict in the testimony." The only exception I know of is Mr. A. B. Hart, who seems to have found some of the people in Switzerland who have lost power and privilege through the referendum and were therefore inclined to grow! about the new institution. Mr. Hart eonfe* 3 is that he went to Switzerland prejudiced against the referendum, and it is not surprising that he should have found the society of ousted politicians and monopolists so con- genial that he neglected to form other acquaintances, and filled his letter to the Post with assertions that the initiative "suggests bad measures" (but the legislature never does; no, it will not even suggest such things); that the referendum sometimes "kills good measures" (but of course the legislature never does); that the "Swiss voters do not all come out" (like the Americans do); and that "the referendum has dis- appointed its friends in Switzerland." This "powerful" argument, quoted in sub- stance from one so well prepared by foregone conclusions to make it, would almost lead one to believe that the famous ambassadors, professors, and authors previously mentioned had formed a conspiracy to deceive the world about the referendum were it not that Mr. Hart, on cross-examination, as it were, corroborates their testi- mony by saying: "Switzerland is an atoll in the surging ocean of European politics. Here the increasing strain which has come upon the representative institutions of other countries is hardly felt. Here the legislature is free from party organization, the business of the country is well and promptly done, the people are content with their representatives. * * * The process of invoking and voting on a referendum is simple and easily worked. * * * The system undoubtedly leads to public discussion; newspapers criticize; addresses and counter-addresses are issued; can- tonal councils publicly advise voters, and of late the Federal assembly sends out manifestoes about pending initiatives." How does this talk about doing the business promptly and well and about the people's contentment agree with what Mr. Hart said about "disappointment of the friends of the referendum"? As to this, one of the leading friends of the referendum wrote to Mr. Sullivan that it was "deeply rooted in the hearts of the whole people. All parties who formerly opposed the referendum, even the most reactionary and aristocratic, have declared officially their adherence to the initiative and referendum as a thoroughly good institution." No one objects to it now but a few individuals who stood in the path of progress and got hurt by the wheels of justice and who comfort themselves with ungracious talk. There were objections in plentiful measure during the early advocacy of the wide extension of the referendum, but experience has shown them all to be fallacious. Here are some samples: "It would do well enough in the little commune or the primi- tive forest canton but never would work in the grand Canton of Berne, much less in Federal affairs; that was visionary in the extreme. It was an impracticable thing anyway, and would keep the people voting from morning till night. Demagogues would rule the people and pernicious tyrannical laws would be passed. The people were inexperienced, short-sighted, capricious, passionate, and the referendum would prove the source of great expense and a flood of hasty, injudicious, partisan legislation." As to expense, we have seen that taxes are lower than ever before, and the Govern- ment more economical. Jobbery and extravagance are unknown, for the people who pay hold the strings of the purse, and politics, since there is no money in it now, has ceased to be a trade. 36 DIRECT LEGISLATION. Instead of partisan laws, it has been proved that people vote on the merits of the measures submitted, the fate of one proposition having no effect on that of another put out by the same organization, and partisanship is reduced to its lowest ebb, as even Mr. Hart admits. Instead of causing a flood of hasty legislation, the referendum has proved a drag on the making of laws. In the 20 years from 1874 to 1894 the Swiss Federal Con- gress passed 175 laws, 19 of which were called to the polls by a petition for the refer- endum. Eight amendments to the constitution were also passed and two more sug- gested by the initiative. So that the people voted in 20 years on 29 questions, 10 of which were constitutional amendments, which go to the people in our States now. Sixteen of the laws and amendments were disapproved by the voters and 13 approved. Every one of the questions received remarkably lengthy consideration, and most deliberate and dispassionate discussion, the like of which is as yet unknown in Amer- ica. Passing less than a law a year is not much of a "flood" of legislation from the referendum, is it? Neither does the suggestion of one law in each two years by the Federal initiative seem much like a deluge. In 20 years the legislature of Soleure passed 66 laws; all went to the people, the referendum being obligatory; 51 were adopted at the polls and 15 rejected — less law-making, you see, on the face of the returns, than if there had been no referendum. In 20 years the legislature of Berne passed 68 laws; 50 were approved at the polls and 18 rejected. Berne has half a million people, New Jersey a million and a half. Berne, with the referendum, averages two and a half laws a year, and New Jersey 450. So that per million of inhabitants 300 laws are enacted in the United States to Switzerland's 5, or 60 to 1. It turns out, therefore, that the deluge is not with the referendum but without it. The obligatory referen- dum makes the entire citizenship a deliberative body in perpetual session. It estab- lishes principles and avoids the flood of special legislation that sweeps away all sense of virtue from our statute books. The mass of complex, useless and evil laws that breeds lawyers, courts, and police, are in Switzerland not passed at all, with a great reduction in the cost of litigation and police. Mr. McCrackan says: "The referendum is above all things fatal to anything like extravagance in the management of public funds; it discerns instantly and kills re- morselessly all manner of jobs. " And again: "Nowhere in the world are Government places occupied by men so well fitted for the work to be performed. " Boyd Winchester says in his ' ' Swiss Republic : " "One in visiting the chambers of the assembly is much impressed with the smooth and quiet dispatch of business. The members are not seated with reference to their political affiliations. There is no filibustering, no vexatious points of order, no drastic rules of cloture to ruffle the decorum of the proceedings. Interruptions are few, and angry personal bickerings never occur. * * * Leaves to print, or a written speech memorized and passionately declaimed are unknown. There are none of those ex- traneous and soliciting conditions to invite to 'buncombe' speeches. The debates are more in the nature of au informal consultation of business men about common interests. They talk and vote, and there is an end to it. This easy, colloquial dis- position of affairs by no means implies any slip-shod indifference or superficial method of legislation. There is no legislative body where important questions are treated in a more fundamental and critical manner. "The members of the assembly practically enjoy life tenure. Reelection, alike in the whole confederation and in the single canton, is the rule. Death and voluntary retirement account for 19 out of the 21 new members at the last general election. There are members who have served continuously since the organization of the assem- bly, in 1848. To some extent this remarkable retention of members of the assembly may be ascribed to the fact that the people feel that they are masters through the power of rejecting all measures which are put to a popular vote. "The members of the Federal council can be and are continually reelected, not- withstanding sharp antagonisms among themselves, and it may be between them and a majority in the assembly. They also continue to discharge their administrative duties, whether the measures submitted by them are or are not sanctioned by the voters. The Swiss distinguish between men and measures. They retain valued servants in their employment, even though they reject their advice. * * * This sure tenure of service makes those chosen look upon it as the business of their lives. Without this permanence, such men as now fill it could not b6 induced to do so." Read also the following from Sir Francis Adams: "The Swiss voter is quite ready to vote again and again for the same candidates. He probably looks upon them as good men of business, with long experience of par- liamentary and Federal affairs, and he knows very well that if measures are passed of which for some reason or other he does not approve, he and his fellows can combine DIRECT LEGISLATION. 37 to reject them at the referendum. * * * There have been hitherto only two instances of a member willing to serve not being reelected. * * * "The debates are carried on with much decorum. There is seldom a noisy sitting, even when the 'most important subjects are discussed. Interruptions are few, and scenes such as unhappily have of late been painfully Erequenl in our I louse of Com- mons do not exist. The sittings strike the spectator as being those of men of business, though the members are by no means devoid of eloquence. And this from Karl Burkli, a prominent citizen of Zurich, Switzerland: "The smooth working of our Federal, cantonal, and municipal referendum is, as a matter of fact, a truth generally acknowledged throughout Switzerland. The ini- tiative and referendum are now deeply rooted Ln the hearts of the Swiss people. * * * Proportional representation is going ahead in half a dozen Cantons (Berne, Basle, Zurich, Lucerne, St. Gall) just now, and six Cantons (Tessin, Neuchatel, Ceneva, Zug, Soleure, Fribourg) and the Federal city of Beme have already proportional representation. "Our city or municipal referendum goes likewise very well. So the town citizens of Berne voted this year (April), per referendum, for instituting proportional repre- sentation, and last year the town citizens of Zurich (now the largest city in Switzer- land, about 130,000 to 150,000 inhabitants) voted for the appropriation and manage- ment by the city of the tramways (street-car lines). "All these divers votings -Federal, cantonal, municipal— went on without riot, Corruption, disturbance, or hindrance whatever, although with great agitation. So all is well with us, and you may authoritatively say that there is no agitation for its repeal or difficulty in its working, whether in federation or in the Cantons or in the cities, as Zurich, Geneva, Bash', Berne, though these cities are full of foreign ele- ments. Our Swiss political trinity — initiative, referendum, and proportional repre- sentation — is not only good and holy for hardworking Switzerland, but would be even better, I think, too, for the grand country in North America." Mr. A. A. Brown, speaking of what the Swiss have done with direct legislation says: "They have defeated monopolies, improved the method of taxation, reduced the rate, avoided national scandals growing out of extravagance; they have husbanded the public domain for the benefit of their own citizenship; they have destroyed parti- sanship and established a government of the people; they have quieted disturbing political elements, disarmed the politician, enthroned the people; by vote of the people they have assumed authority over railroads, express companies, telegraphs, and telephones, reducing freight rates, express charges and tolls more than 78 per cent below the cost for like service under private control." (Arena, vol. 22, p. 98.) With such a record how can we fail to favor the referendum ? Switzerland has solved her problem by making an intelligent selec- tion of the best among many local forms and extending its applica- tion. Is there not good reason to believe that we can solve many of our problems in the same way ? 21. Authority of the highest character favors the extension of the referendum in America. 22. The drift of public sentiment sets strongly toward the refer- endum. 23. The trend of events, the progress of civilization, the evolution of democracy, and the whole movement of modern history is in the direction of more perfect control of the government by the people, a path which leads straight to the fuller use of direct legislation. 24. The fundamental principles of religion and ethics, the law of love, the Golden Rule, and the brotherhood of man necessitates the referendum. Love and brotherhood deny me the right and banish the wish to assume more power than my fellows or deprive them of equal participation in the development resulting from decision and responsibility. Only unavoidable necessity can justify unequal sov- ereignty, and no such necessity exists in cases to which the initiative and referendum can be applied. 25. The final and fundamental political argument for direct legis- lation is that it is necessary to true self-government. It and it only can and will establish public ownership of the Government. It is the 38 DIRECT LEGISLATION. only way to prove and overcome misrepresentation with due pre- cision and promptness. It is the only practicable means of destroy- ing the great lawmaking monopoly which holds us in its grip to-day, and which is not only a terrible evil in itself but the prolific parent and protector of other monopolies and oppressions. If the control of affairs is put in the hands of a few men for life, without responsibility to the controlled, everybody recognizes the fact that the Government is an aristocracy. If the control is put in the hands of a few for two or three years without responsibility to the controlled during that time, there is an aristocracy as much as before. The duration of a government does not fix its character, but the nature of the control; and even if time were of the essence of the case, -many a monarch's reign has been shorter than the terms of our President and Senators. To have a government by the people, the legislative agents must be subject to the control of the people every moment. If for one instant they cease to be subject to the orders of the people, for that instant they cease to be servants and become sovereigns in place of the people. It is true that in the early history of America pure representative government produced good results. It is perfectly possible that in a rural community, where the people are nearly on a level, and no strong class distinctions exist, representative aristocracy might take a course quite close to the one in which self-government would steer the ship of state. But as the simplicity and homogeneity of primitive society give place to the strong contrasts of rich and poor, millionaire and tramp, Back Bay and slums, educated and ignorant, nabobs and nobodies — - as the people crystalize into classes under the influence of selfish com- petition and class interests grow intense, facing each other in bitter antagonism — as organizations of men are formed to capture the gov- ernment and the offices for their own private benefit — the divergence between the people's will and the will of the men who contrive to get themselves elected under the name of "representatives" grows larger and larger, until in some of our cities and States scarcely a vestige of real representation remains, and the Government is a despotism. It has come to be perfectly clear that representation does not repre- sent, and a little consideration will show that even under the most favorable circumstances, delegate law can not be relied on to repre- sent the people's will. The best of men, the ablest of statesmen, do not really know what the people want. The only way is to ask the people. It is clear that the people are not truly represented by delegate legislation. We have some attempts at representation, together with geographical representation and boss representation, and machine representation, and corporation, trust, and combine representation. Harper's Weekly, discussing "The breakdown of legislatures," says: Legislatures, as they were originally conceived, are breaking down because the representative character of their members has changed. They have not ceased to represent somebody. They are as responsible now as they ever were in the past; but they represent a small, organized element of the voters, which is under the con- trol of the "machine," and they are responsible to the boss of that machine. The question of direct legislation is equivalent to the question, "Ought the people's will to govern all the time, or only now and then? Shall the ascertainment and execution of the people's will be DIRECT LEGISLATION. 39 made as easy and perfect as possible, or shall it continue imperfect and difficult?" Senator Marion Butler says that no man can oppose direct Legisla- tion "unless he is at heart opposed to popular government." ' John Quincy Adams said that "the will of the people is the end of all legitimate government on earth." SUMMARY STATEMENT. Lawmaking by final vote of delegates is not self-goverament, but government by an elective aristocracy. The remedy is the extension of direct legislation through the initiative and refer- endum. The initiative is the proposal of a law by a reasonable percentage ef the voters. The referendum is the submission of a measure to the people for final approval or rejection; obligatory, when all but urgency measures must be submitted; optional, when submission may be required by petition of a reasonable percentage of voters; legislative, when the option of submission is in the legislature or council; executive, when the option is with the mayor or governor, etc. Otherwise stated, the initiative is the right of provoking a decision of the sovereign people, and the referendum is the right of making such decision. Direct legislation is already in full use in town affairs. The referendum is obliga- tory in the making of constitutions, and quite generally in certain city matters, and it may be used in all city and State affairs at the option of the legislative authorities. All that is necessary is to put the option in the people in the case of city and State enactments (or make the submission obligatory) and add the initiative. In this way the principle of direct legislation will be consistently applied from end to end of the scale of legislation. The movement for direct legislation (or strictly speaking, the movement for the extension of direct legislation) is growing with astonishing vigor and unparalleled rapidity. REASONS TOR DIRECT LEGISLATION. It will establish self-government in place of government by councils and legisla- tures; democracy in place of elective aristocracy; government by and for the people in place of government by and for the politicians and the corporate interests whose instruments they are. It and it only can and will destroy the private monopoly of legislative power and establish public ownership of the government. The fundamental questions are, "Shall the people rule or be ruled? Shall they own the government or be owned by it? Shall they control legislation or merely select persons to control it ? " The refer- endum answers these questions in favor of the people. It will perfect the representative system, correcting the evils of the unguarded method of making laws by final vote of a body of delegates beyond the reach of any immediate effective control by the people. It will give the representatives a keener regard for public opinion, and enable the people to pass on then- action before it takes effect. It will constitute "a curb to the never-ending audacity of elected persons." It will remove the concentration of temptation by diffusing power; it will no longer pay to spend much time and money bringing strong pressure to bear on a few legisla- tors, because their action will not be final — they can not deliver the goods. It will eliminate legislative corruption, kill the lobby, stop blackmailing bills, discourage log-rolling, check the passage of private and local acts, and close the door to franchise steals and all other sorts of fraudulent legislation. It will destroy the power of legislators to legislate for personal ends. It will infinitely dilute the power of bribery. It will take politics out of the slums and civilize them. It will abolish the obstructive power of unscrupulous minorities in legislative bodies. It will undermine the power of rings and bosses. Under direct legislation a speaker can no longer play the czar to any purpose. It will lessen the influence of demagogues. i This is bedrock. To deny the initiative and referendum is to deny self-government and democracy; to affirm self-government and democracy is to affirm the initiative and referendum. The whole, literature of the subject focuses upon that fundamental fact. 40 DIRECT LEGISLATION". It will check the interference of employers in elections and diminish their power to control the political action of employees. It will diminish partisanship and tend to wipe out party lines in discussion and vot- ing. The records we have given of the use of the referendum in the United States and elsewhere prove this. In its complete form it will enable men to vote their convictions without leaving their party or deserting its candidates, and so will diminish the warping power of party allegiance. It will elevate public questions above mere party considerations. It will simplify and purify elections. It will work an automatic disfranchisement of the unfit, and bring out a fuller vote of the more intelligent and public spirited who now so frequently stay at home because they do not feel like indorsing any of the platforms or candidates presented. It will simplify and elevate the law. It will stop the prolific output of useless, or worse than useless, laws and ordinances, and limit legislation to the few enactments really needed. The body politic will no longer be disgraced by a fecundity natural only to organisms of a low order. In conjunction with municipal home rule in local affairs it will relieve our legisla- tors from the pressure of multitudinous private, corporate, and local measures, and enable them to give proper attention to matters of real importance; 24,000 bills intro- duced in one session of Congress, and in the New York Legislature 1,200 bills, it is said, to change the charter of Greater New York, to say nothing of the mass of other bills in the same session — think of it. It will increase respect for the law and aid its enforcement. It will develop the people's interest in public affairs. It will compel the people to think and act. It will elevate the press and dignify political discussion. It will suppress the inducements that tempt ambition to pervert the Government to private uses. It will elevate the profession of politics, Weakening the motives that lead bad men into political life and strengthening the attractions of public affairs for men of high character and attainments. It will add to the dignity of every citizen. It will have a profound educational effect on the people intellectually, emotionally, and morally. It will favor stability, security, and contentment in many ways, affording a natural safety valve for discontent, and preventing its accumulation, bringing responsibility home to the people, stopping the schemes of political aggressors, etc. Radical changes of policy and delays disastrous to business will become less frequent, because of the speedy consideration and settlement of public questions in accordance with the popular will. It is a guarantee against disorder. Revolution has little chance where the people can easily mold the law. It will do more than any other one thing except the growth of sympathy and con- science to secure a peaceful solution of the great industrial problems that are threat- ening our civilization. It will furnish a strong decentralizing, counterbalancing force to save us from the centralizing, combining, trust and monopoly tendencies that are hastening us toward industrial despotism. It will save the cost of innumerable impotent petitions and powerless mass meetings, lobby expenses, abortive investigations, excessive printing of special laws, local acts, private legislation, etc. The cost of legislative sessions of councils, legislatures, etc., could also be reduced; perhaps one chamber of moderate size would be sufficient with the referendum. It will put honesty in power. It will make the right of petition impartial and imperative. It will open the door to all other reforms as fast as the people desire them. It will no longer be necessary to wait till the millionaires and political bosses are ready for the curtain to go up. Neither will it be necessary to organize a new party in order to carry a reform. The full sentiment in favor of a measure may be expressed at each election and its growth recorded more perfectly than is possible by party action. Existing parties would be eager to indorse a measure that showed much strength or rapidity of growth, and it would be carried long before a new party could rally half the sentiment that might exist in its favor. It takes a strong pull to break up party organizations and get men away from lifelong affiliations. That difficulty in the path of reform would be removed by direct legislation. It is the only way to prove and overcome misrepresentation. DIRECT LEGISLATION. 41 It means the enfranchisement of all voters on all questions at all times, in place of the disenfranchiseinenl. of nearly all voters at nearly all times on all questions upon which they differ from councilmen and Legislators. It means that the mighty power of the ballot may be used not merely one day in the year, but any day the public good requires— that the great engine of popular sovereignty may be made to move whenever the people see lit to turn on th" steam. It means that (he people will have constant and effective control of their Govern- ment. It is the fulfillment of Lincoln's grand promise and prophecy, "a government of the people, by the people, and for the people.." It is required by the fundamental principles of ethics and religion. The law of love and the brotherhood of man can not be satisfied without legislative equality. The rule of the few is unchristian — antagonism, not love; mastery, not brotherhood. It is immediately and easily practicable. It will make the interest of the lawgiver coincide with justice, and identify power with the public good. It will suppress class legislation. It will tend to th" diffusion of wealth by depriving the wealthy of their overweight in Government and placing the preponderance of legislative; power in the great- middle and producing classes, whose interests are opposed to vast, aggregations of private capital. Every election i^ a reference to the people, a submission of certian matters to voters for decision; what we call "direct legislation'' simply extends the application of the principle and improves th" method. Shall we refer things in heaps for a compound judgment on each heap, according to the antiquated method of reference or shall we ask for a judgment on each item? The referendum will separate the judgment on men from the judgment on issues. It will disentangle issues and permit each one to be judged on its own individual merits, thus ridding us of our conglomerate politics, with its mixture of issues in complex, ambiguous platforms, each mixture to be taken only with a spc-iiied can- didate or set of candidates. It will develop civic patriotism and intelligent participation in public affairs. It will make the Government more flexible, more easily adapted to changing condi- tions. Constitutions could be changed readily, statutes repealed or vetoed, new measures instituted, "deadlocks" deprived of their force, and the law rendered alto- gether less rigid than at present. It will tend to unite the people. Interests and opinions on specific measures do not follow existing lines of division. People will be drawn together across the bound- aries of the various organizations. The fibers of political fellowship will run over and through party walls. The upper classes will take a deeper interest in the lower classes, come into closer sympathy and more permanent contact with them, and take a more active part in their political education. It is the simple common-sense right of the people. One delegate in legislative hall or council chamber can initiate a measure; surely a thousand or five thousand or ten thousand citizens ought to have as much right as a single delegate elected, perhaps, by themselves. It will help the people to understand their own affairs, their city, State, Nation, the age in which they live — a matter of the utmost importance, which can not be accomplished without the referendum, for the people will never thoroughly under- stand public affairs till they are called on to decide them. Under the initiative and referendum the people, with the cooperation of councils and legislatures, will exercise the legislative power. Direct legislation will make it easier to elect good men and to keep them good after they are elected . It will give the chief power in effective form to the great body of the common people, in whom the main hope of the future lies. It will give labor its true weight and influence. It is the workingmans main issue and is recognized as such by organizations rep- resenting millions of the producing classes. It is not a class movement, however, but will benefit all classes; even the bosses and politicians who oppose it will be lifted by it to a nobler plane of life. It is not a party movement; leading members of all parties are working for it. It has been demanded in Democratic, Populist, Republican, Prohibition, and Socialist platforms, and sometimes every party in the State has advocated it at the same time. Those who believe in private ownership of the Government do not like the refer- endum, but other people favor it as soon as they understand it. 42 DIRECT LEGISLATION. Many regard it as the primary measure, and few progressive people put it below the second place in the list of leading reforms. Antimonopolists say, "Public owner- ship and direct legislation"; temperance specialists declare for "Prohibition and the referendum"; single taxers write, "The single tax and the referendum," etc. There is a story of a group of Greek generals choosing a commander in chief. Each was to write down his first choice and his second choice. When the ballots were counted it was found that the first-choice votes were scattering, every general having one, but the second-choice votes were all for the same man. Each general cast his first vote for himself or his pet friend, but when it came to his second choice he exercised his unbiased judgment, and then there was no difference of opinion. This consensus of second-choice votes had vastly more weight than any of the scattering first-choice ballots, and the man each general voted for next to himself or his pet hobby was recognized as the proper commander in chief. The application is easy. Indirect legislation is not much wiser as a rule than indirect love-making. The people get what they want through indirect legislation about as well as Miles Standish got what he wanted through representative love-making. Direct legislation means control of your servants instead of letting your servants control you. It is simply a common-sense application of the established principles of agency, affording the principal his proper rights of veto, instruction, direction, control, and discharge. Analogy calls for it on several essential grounds. Evolution requires it. Nothing develops manhood like responsibility in large affairs; nothing develops society like universal thought and discussion, social judg- ment, and concerted action of the whole community. Justice and equality demand it. It is necessary to good government. If Thomas Jefferson was correct in saying that "Governments are republican only in proportion as they embody the will of the people and execute it, ' ' and ' ' Government is more or less republican in proportion as it has in its composition more or less of this ingredient of the direct action of the citizens" — if these opinions of one of the greatest of those who formed the National Constitution are to be deemed correct — in other words, if Jefferson knew what he was talking about, then the referendum is required to fulfill the Federal Constitution, being necessary to carry out the provision which guarantees the States a republican form of government. High authorities believe it is necessary to the perpetuity of free institutions — the only thing that can check the encroachments of monopoly and corruption. It is in harmony with American principles. In fact, it is the necessary outcome of their logical application. It is already a part of the American system of government. All we need is an extension of methods now in use. Experience in Switzerland, England, France, Canada, Australia, and the United States proves the great value of the referendum. It has shown itself to be wisely conservative and judiciously progressive, educating, elevating, purifying, nonpartisan, and patriotic. It makes for peace. Where the people decide, war will be rare. Eminent statesmen, jurists, philosophers, and philanthropists advocate it and distinguished men and women in every sphere of life favor its adoption. No one of high authority opposes it, and rarely anyone objects to it except those whose political supremacy, legislative frauds, franchise schemes, or other selfish interests would be endangered by it. It is the line of least resistance in reform to-day. The drift of public sentiment sets strongly toward the extension of direct legislation. The whole movement of modern history points to the referendum. It is the fulfillment of liberty, equality, and justice for which the American and French Revolutions were fought and won. Our century is filled from end to end with the growth of the people's power, and the evolution of democracy must enevitably lead to direct legislation along the whole line. The progress of civilization means the uplift of the common people. Once only the sovereign could make a law; all others were his subjects; now the people make some laws, influence to some extent the making of the rest, and have in theory the right to exercise the whole power of government. At last the theory will be realized and the people will be sovereign in fact as well as in name — no laws will be made against their sovereign wish, and all laws their sovereign majesty desires will be enacted — a state of things impossible except through direct legislation. DIRECT LEGISLATION. 43 OBJECTIONS ANSWERED. Objections to direct legislation are made by those who do dot understand it — those who overestimate the effects of other reforms like proportional representation — those who think the referendum will interfere with the dignity and usefulness of councils and legisla- tures — those whose personal power would be diminished or their private interests subjected to the public interest — those who object because of natural inclination to take the other side, or chance prejudice derived from dislike or opposition to the person bringing the matter to their notice or prominently advocating it in their neighborhood — those who are conservative by inherited mental inertia — those who object to change on the general principle that they are pretty comfortable as they are — and those who distrust the people and have aristocratic leanings. Ignorance, prejudice, self-interest, and doubt of democracy appear to be the sources of objection to the initiative and referendum. Given a clear understanding of the facts, the nature and workings of the referendum and of the unguarded system of lawmaking by final voting of the delegates, and the attitude on direct legislation depends on the answer the person would give in his heart to the question, "Shall the Government belong to the people or to a class?" DO NOT UNDERSTAND. 1. Some persons say, "The referendum will keep the people voting all the time, and the cost will be too heavy.'' They seem to imagine that the legislature of a. State would go on passing six or eight hundred laws a year and the people would have to vote on them ail, and so it would cost an enormous amount of money and time. But we have seen that the great mess of laws is local and should be left to the municipality, and if they were, the number would be small in each locality; and that the very existence of the referendum would remove the motive and opportunity which produces the greater portion of the laws which remain after subtracting the locals, so that the people of a city or State would not ordinarily have to vote more than once or twice a year, deciding anywhere from one to a dozen questions, per- haps, each time. After the change was fully made, this would be the case even under the obligatory referendum; and during the transition the optional referendum could be used, so that the amount of voting done by the people need not be heavy at any time. Most of the referendum voting will probably be done at the regular elections, without additional expense of any amount. And the cost of petitions and whatever special elections may now and then be needed will be more than balanced by the great economies resulting from purer government and fewer laws. All this is clear in reason, as we have seen, and has been proved in the history of Switzerland. But even if it were not so, the matter of cost is infinitely insignificant in the light of the political and social benefits of direct legislation. Finally, it must be remembered that to attain the end desired by direct legislation it is by no means necessary that the people should vote on every measure passed by councils or legislatures; it is suffi- cient if they have the power to do so whenever they wish. The very existence of the power of popular revision and veto will obviate to a 44 DIRECT LEGISLATION. large extent the necessity for its use by preventing the pass-age or even the introduction of the great mass of corrupt and private bills which would have little chance of passing muster at the polls, and which if passed by the legislature or council would almost certainly be summoned before the people and vetoed by them. An officer does not ordinarily have to use his billy or pistol to stop a wrongdoer who is in possession of his senses. An employer is not obliged to keep su ng or discharging his agents in order to get them to obey his in- structions: the knowledge that the principal possesses the power to enforce his wishes impels the agents to respect them. So it will be with the people's wishes under the referendum. The larger part of the most objectionable legislation will not have to be killed; it will die of discouragement, and the powers of direct legislation will be invoked for the most part only to correct the honest errors of judg- ment on the part of legislatures and councils. 2. Some other persons who do not understand say that "the refer- endum is a foreign affair, an un-American idea." The fact is, as we have seen, that the referendum has been practiced in America from the beginning. But if it were a foreign idea, that would not prove it a false one. I never heard that the multiplication table, or the golden rule, originated in America. They seem to be foreign ideas, but they are pretty good ones just the same. And even the steam engine is not indigenous to the soil, although we find it quite useful and entirely worthy of adoption. 3. Sometimes misconception says, "So you think direct legislation is a panacea, do you? Well, you are altogether mistaken; it will not accomplish what you hope from it." The reply is that we do not deem direct legislation a panacea, but merely a very valuable remedy. It can not of itself cure all diseases incident to humanity, but it will greatly improve the circulation, purify the blood, and give the natural recuperative power full opportunity, and these in time may cure the body politic completely. We know the referendum is able to accom- plish what we hope from it, because it has accomplished it wherever it has been given the chance, both in Switzerland and in the United States. 4. A more specific objector may say, "The referendum can not overcome fraud and partisanship, for the power of appointment to thousands of lucrative offices will still remain in the hands of poli- ticians and representatives." We have not claimed that direct legis- lation would, of itself, overcome all fraud and partisanship, but only legislative fraud and partisanship; administrative abuses would remain until the people adopted a proper civil service, the attain- ment of which would be greatly facilitated by the referendum, for nine-tenths of the people are strongly in favor of conducting public affairs on sound business principles. The referendum, of course, would not enable the people to execute the law in person. But abuse of administration is much more easily checked than corrupt legisla- tion. You can tell what a man does much better than what he thinks. To discover the secret motive of a legislator is a far harder task than to watch the actions of a mayor or governor. In this important dis- tinction lies a most vital political principle, of which the referendum is the full expression. The law will have to be administered by judges, police, and other agents, whether legislation be direct or indi- rect. But once in full use, the referendum will substantially rid the DIRECT LEGISLATION. 45 country of legislative abuses, and give the people an easy path to the destroying of administrative abuses, especially if the recall be put in vigorous use along with the legislative forms of initiative and refer- endum. OVERESTIMATE OF SOME OTHER REFORMS. 5. The second class of objectors tell us that all we need to do is to elect better representatives — proportional representation and care in the selection of candidates will give us a good government without direct legislation. It is true that much may be done along these lines; but they are not in themselves sufficient. We have already shown that representatives can not really represent their sovereign, even with proportional representation and careful selection. Self-govern- ment can never be complete without direct legislation. Neither will the educating simplifying and purifying effect of the referendum be attained with anything like the same ease and rapidity in any other way. We believe in the measures proposed by these persons, but the referendum is needed also; we are not willing to take a couple of spokes in place of a complete wheel. DIGNITY OF COUNCILMEN AND LEGISLATORS. 6. The third class of objectors consist of honest legislators and their friends, who think that "the dignity of councils and legislatures would depart with the advent of the referendum." We may remark, at the first, that if a measure is for the public good, the dignity of a legislature has no excuse for standing in the way; it must yield if it conflicts with a just and beneficial movement. But in tie second place, it is perfectly clear that legislative dignity and honor will not suffer, but be exalted by the change. The dignity of a delegate to a constitutional convention is greater than that of a member of the legislature; yet all of the decisions of the convention are subject to approval by the people. The dignity and honor of the legislators in Switzerland is greater since the introduction of the referendum, because a nobler class of men go into politics. The referendum takes nothing from the power of the legislature but the power to keep the people from having the laws they want — nothing but the power to do wrong. The people will still desire the aid and advice of men of legal learning in the framing of their laws. They will revere the legislative lights more than they do now, because they will live in a purer atmosphere, and be farther removed from suspicion of self- interest, and be more likely to be men of high ability and character on the average than now. In another way the referendum will help the legislature; when a law is passed that the people do not want, or a law is not passed that they do want, instead of their having to rise and turn out the legislators in order to obtain their will, they can leave the legislators quietly in their seats and turn down the law they object to, or propose the one they desire. The referendum ought to commend itself to honest legislators, because it will do more than anything else to lift their profession out of the mire and free it from scandal, and because it is in line with the duty they owe to their sovereign. 46 DIRECT LEGISLATION. WHAT USE WILL THE LEGISLATURE BE? 7. Another class of objectors is concerned not so much with the dignity of the legislature as with its usefulness. "What is the use of councils and legislatures," they ask, "if the people are to make the laws?" One would think a person of ordinary common sense would not need to ask this question, yet it is asked time and time again by members of legislatures before whom the referendum amendment is advocated. The referendum leaves summary measures for health, peace, and safety in the care of the legislators, as at present, and also leaves them full powers in every other direction, subject only to revi- sion by the people. The legislature becomes the emergency ruler and the universal adviser — the most important advisory body in the Com- monwealth. Is that being of no use? You might as well say, "Of what use is a constitutional convention if the people are going to vote on the provisions it recommends ?" or " Of what use is the architect if you are going to determine whether or no the plans he makes shall be carried out?" These objectors sometimes put their questions thus: "Why not accept the work of the representatives as final ?" This whole chapter is an answer; two reasons may be restated: First, because representa- tives are not rulers but agents, whose plans should always be subject to the principal's orders. Second, because those who are called rep- resentatives are very often misrepresentatives, and the work they do is not in accord with the people's will, as is shown by the frequent reverses they meet in their candidacy for reelection, and by the dis- approval of a considerable portion of their work when the referendum is applied to it. Even when the legislator does his best to represent the people he may not succeed, because of the difference in reasonings, interests, and prejudices; and even if he succeeds, the fact can not be known except through an expression of opinion by the people. THE CONSERVATIVES. 8. The attitude of some, if put into words, would be something like this: "I'm pretty comfortable; let things alone." Such a position will not be taken, of course, by any man of sympathy and conscience; he must be satisfied that other men have comfort, liberty, justice; nor by any man of energy and intelligence, for he will not be satisfied with present conditions while improvement is possible. 9. The conservative does not generally put the true psychology of the position into words, but finds some specific fault with the move- ment. "It is unwise." Read over this chapter, or the summary statement, please, and then look me straight in the eye and say "The referendum is unwise." If you can do that and give me a reason for such opinion other than a mere prejudice or misconception or selfish interest, I will do my best to have your name enrolled in the list of great discoverers. Some people, when they do not like a thing, but have no reason fit for publication, are accustomed to look very solemn and say, "It is unwise." 10. "It is cumbersome," another conservative says. Well, let us see. Which is the most cumbersome, to vote on a few simple propo- sitions now and then, or to pile up 500 laws a year in State after State; DIRECT LEGISLATION. 47 to sign a few petitions ami register a few decisions, or to bear the burdens of corrupt legislation, lobby-made law, bosses, rings, machines, party despotism, private monopoly of government? 11. "It is dangerous to capital," says another. No, not dangerous to capital, but dangerous to the unfair acquirement, unjust distribu- tion and corrupt use of capital; not dangerous to good wealth, but very dangerous to bad wealth, or rather, to the schemes of the own- ers of it. 12. Another who has an aversion to change as a thing that is totally opposed to his constitution and by-laws, looks at the refer- endum and some of its claims, perhaps, and remarks in a fretful or maybe a pugilistic tone, "Things are getting better, why can't you let 'em alone V They never would have got any better if they had been let alone, and the less they are let alone the faster they'll get better. These conservatives talk about the referendum and other needed reforms just as the Chinese talk about the introduction of the railroad. "The locomotive is a noisy monster. It screeches and keeps people awake. The railroad will overturn our methods of transportation and destroy the dignity of our carts and palanquins. The manners of the trainmen are bad, and traveling in the cars makes many people ill. Sometimes persons are killed by passing trains and property rights are disturbed by railroads. It is true that they carry freight and passengers more quickly and cheaply than our methods can, and people would get what they want when they want it more nearly than now, but that is nothing compared to the noise and trouble of change." It is almost impossible to convince these chronic rebels against progress, because it is not a matter of reason with them, but of feeling. Logic is a thing they have little acquaint- ance with, or congeniality for, if it threatens their ease or impinges upon then mental, moral, or physical inertia. The final answer to all the conservatives is that direct legislation is more conservative than unguarded representation. The people would pass some laws that the representatives would not, but they would refuse to pass a far larger number that the representatives would and do enact, many of them the most dangerous and radical private and class enactments. In the 10 years from 1874 to 1885, 18 measures passed by the Government of Switzerland were sent to the referendum, and 13 of the 18 were rejected. Other facts of the same nature will be found in the section on "The use of the referendum." DISTRUST OF THE PEOPLE. 13. "Hasty legislation," says one of those who doubt democracy. "The people will pass all sorts of laws without sufficient consid- eration." For answer, in addition to what has just been said, take this from Sir Francis Adams, British minister to Berne, Switzer- land: The referendum has struck root and expanded wherever it has been introduced, and no serious politician of any party would now think of attempting its abolition. The conservatives, who violently opposed its introduction, became its earnest sup- porters when they found that it undoubtedly acto•■ reenacted and pub- lished at length Adopted, November 6, L900. TABLE ANALYZING AMENDMENTS IN FORCE. Name of State. Arizona Arkansas California Colorado Maine Missouri (note 5) Montana (note 3) Nevada (referendum only) Oklahoma (note 4) Oregon South Dakota (note 1) Utah (note 2) Year amend- ment was adopted. 1911 1010 1910 1910 1908 1908 1906 1905 1907 1902 1S98 1900 Percentage signatures for initiative. Percentage signatures for referendum. 5 and 8 8 i 12,000 Note 2. ' 10,000 5 5 10 5 5 5 Note 2. Provision for initia- tive on con- stitutional amend- ments. Yes. Yes. Yes. Yes. No. Yes. No. Note. Yes. Yes. No. No. 1 Voters. Important defects in the amendments above tabulated may lie added. They explain, in alarge measure, why other States have not shown such good results as Oregon. In fact, Oregon is the only State in which direct legislation has had a fair trial. The Oregon system is free from so-called "safeguards and restric- tions," and the publicity pamphlet is distributed to the voters in an effective manner. 1. South Dakota. — The initiative practically worthless because an initiated measure can not go to the people unless first enacted by the legislature. The legislature has refused to act on several important proposals and, since a legislature can not be-mandamused, the South Dakota initiative amounts to nothing more than a petition. 2. Utah. — This State enacted the "principle," leaving all the details to be enacted by law. The legis- lature has refused to put it into operation, and so Utah has no initiative and referendum. 3. Montana. — Fetitions must be signed by 5 or 8 per cent of the electors "in each of two-fifths of the counties of the State." This distribution has rendered it too difficult and expensive to operate and no petitions have been filed since its adoption. Several attempts have been made. 4. Oklahoma. — The Oklahoma initiative has the worst of all "jokers," which requires a "majority of all votes cast in the election" for a law to be enacted. This means in actual operation a two-thirds majority of those voting on a proposition and none have passed which have been submitted at general elections since the adoption to the constitution. Oklahoma is the only other State, except Oregon, which has the publicity pamphlet, but its distribution has been a roaring farce. It was poorly printed and is sup- posed to be sent to the election officials at the primaries precediug the general election. This has not been done and not over one-third of the voters have had copies of the proposed laws. 5. Missouri. — Missouri, like Montana, requires a distribution of petitioners. They must be secured in "each of two-thirds of the congressional districts." This has already proven very cumbersome and will prove more so in the future. S. Doc. 360. 63-2 5 I LIBRARY OF CONGRESS 012 050 544 © LIBRARY OF CONGRESS 0DD0fibE7D71 LIBRARY OF CONGRESS III! III! III! Hill li« ■■> 012 050 544 fc Hollinger Corp. pH8.5