EXPERIENCE; THE RISE AND DEVELOPMENT OF THE CONCEPT IN THE HISTORY OF PHILOSOPHY A THESIS SUBMITTED IN PARTIAL FULFILLMENT OF REQUIREMENTS FOR THE DOCTORATE IN PHILOSOPHY AT THE NEW YORK UNIVERSITY JUNE. 1906 BY MARCUS NEUSTAEDTER, M. D. \\ NEW YORK: The Greenwich Printing Company 1907 £>CC}1, h !Ta6te 0/ Contents Introduction. — Reason why ancient philosophy before the Stoics is not concerned with the concept. — The Sophist movement a step in this direction. — The Stoic's concept of experience as a criterion of truth. — Sceptics opposing the dogmatism of Stoics. — Descartes' right beginning and dogmatic culmination in his philosophy. — Locke's in- quiry. — His concept of experience. — Hume destroys knowl- edge of things. — Kant's exposition of the concept. — Fichte and Hegel supplementing Kant. — Herbart's theory. — Pragmatism Pp. vii-xiv I The Stoic exposition of the concept of experience as epnreipia fj.e^odix?]. — Their upiTrfpiov of truth. — The soul as a tabula rasa. — The combination of memories gives ex- perience Pp. 15-16 II Mediaeval philosophy theological. —Dawning of the concept in Occam's philosophy. — As a combination of perception and thought P. 17 III Experience of Paracelsus as Erfahrung. — First mentioned in the German language P. 18 IV Locke's methodological elaboration of the concept of ex- perience. — Reassertion of the Stoic tabula rasa. — Ex- IV perience the source of ideas. — Empirical explanation of experience. — His refutation of innate ideas. — Experience through and through sensuous. — Distinction between primary and secondary qualities. — Space and time ob- tained from experience. — Simple and complex ideas. — Origin of knowledge in ideas, which constitute experience. — General ideas and their connection with language; a result of the development of the concept of experience. — The essentials and limitations of his philosophy Pp. 19-28 V Hume carries Locke's theory to its logical conclusion. . . Ideas representing sense perceptions. — Knowledge of things impossible. — Existence of ideas such as substance and causality denied. — His influence on Kant Pp. 28-31 VI Kant's concept of experience. — A continuous combination of sensuous intuition, a synthesis by the understanding. — Space and time as necessary conditions a priori. — Material of sensation subsumed under these formal elements. — The mind acting on the sensuous intuition through the categories of the understanding. — Sensuous intuitions the passive receptivity of the mind. — The work of the catagories as active spontaneity of the mind. — The combination of the two elements gives rise to experience. — Kant's didactical method in the development of the above theory. — The essentials and limitations of his theory Pp. 31-39 VII Fichte supplements Kant's theory. — Develops Kantian subjec- tivism. — The Ego as a conditio sine qua non of experience. — Experience as the fact-act. — Categories generated in the dialectical movement of the Ego and non-Ego. — Ideas arising with a "feeling of necessity" the basis of experience .... Pp. 39-43 VIII Hegel's self-unfolding of the spirit from perception (Ans- chauung) to conception (Begriff). — This procedure a dialec- tical necessity. — Categories genetically derived. — Absolute experience Pp. 43-45 IX Herbart's ecclecticism. — His starting point in experience as a psychological factor. — Metaphysics a necessary basis of psychology. . Pp. 45-48 X Pragmatism or Radical Empiricism. — The concept of exper- ience as a practical maxim. — Experience is the criterion of truth Pp. 48-52 Conclusion Pp. 53-55 Bibliography Pp. 56-58 Meae carce matri et sanctce memories patris mei, omnibus meis grammaticis et rhetoribus, qui mihi principes et ad susci- piendam et ingrediendam rationem human- itatis fuerunt atque doctor ibus J. P. Gordy Carolo Gray Shaw et Roberto McDougall quorum praelectiones philosophicas audivi maxima cum gratia haec dissertatio inscribitur "INTRODUCTION." In an exposition of the historical development of the con- cept of experience we are dealing with an epistemological prob- lem. We must take account at once of the character of this concept and its relation to the mind which is attempting to get at fundamental truths. Such a problem could only arise when the mind begins to reflect upon the possibility of the exist- ence of knowledge and of its origin. The ancient philosophers could not have raised such a question, for according to them the world in its completeness was taken as a fact, and the question was : How did it get into the mind ? They were only concerned with the meta- physical question as to the nature of the first and ultimate prin- ciples of a material world order. Even the Sophists, who began to lay stress on the subjective element, were concerned with moral conduct rather than with the problem of knowledge. But in placing emphasis on the importance of looking upon the individual as an end in himself, they rebelled against the existing conditions in philosophy, in which cosmological prob- lems engaged the attention of thinkers, rather than "anthropo- logical" ones. The Sophist movement was characterized by a breaking away from these traditional methods. The new school began to inquire into the validity of all the existing principles and laws. Its members looked upon the individual as a micro- cosmos in himself, who ought to work out his own destiny. When the habit of inquiring into certain laws was acquired Vlll there was no stop to the progress of it. All possible principles connected with the welfare of the individual were carefully dis- cussed and thus great stress was laid upon the individual. Con- clusions previously arrived at were cast aside, and the subject was made the starting point and criterion for truth. Thus the first attempt was made to interpret the world in terms of the individual rather than in the reverse order. This same attempt characterizes the method of modern philosophy, where the problem of knowledge is a fundamental one. Such a method inevitably leads to the discussion of the nature of experience. In trying to define true knowledge the Sophists were look- ing for a criterion of truth. Protagoras then stated his cele- brated maxim, "Man is the measure of all things." Things are what they appear to be to the individual. It seems to me that this tendency to find a subjective criterion for truth cul- minated in the rise of a theory of the idea of experience with the Stoics. They were really the first thinkers to inquire how we get knowledge and whether it is a given thing to every man. In their uncritical contemplation it was bnt natural to view the vast scenery before them as projecting its image as it was re- flected in the pupil of their fellows. And from these observa- tions they were led to theorize about the part played by the senses and the soul — a duality which was then fully accepted as existing — in the making of a content of consciousness, which they called experience. The senses were, then, the active media through which the objects projected their images upon the soul as upon a blank tablet, or, according to some Stoics, making impressions on it as on a piece of wax. The impression or state was the experience of the earlier Stoics. The more critical of them, however, were not entirely satisfied with this theory and amended it to the effect that the impression thus produced at the same time alters the state of the soul — in which state the IX soul announces both its existence and that of the object. The originally vacant soul is thus filled with characters or images, which are retained by memory. The memorizing of these states constituted for the Stoics knowledge by experience. It is per- tinent to state here that this exposition of the Stoics' concept of experience is very similar to Locke's critical elaborations of the idea as the basis of human knowledge. This dogmatic assumption of the Stoics regarding the nature of knowledge did not flourish without opposition. The Sceptics attacked it with powerful weapons. They showed that senses are deceiving and the intellect alone cannot give knowl- edge. Furthermore, the world of objectivity is totally inde- pendent of the subject, and no relation between the knower and the thing to be known is established. The chasm remains uu- bridged. However successful the Sceptics may have been, they could not doubt the existence of consciousness — a fact neither to be proved nor contradicted. And this led Descartes in mod- ern times to begin philosophy by assuming the sceptic position. He began by doubting everything — even his own existence. But he was conscious of his doubt and therefore certain of his existence. Thus his own consciousness became to him the ultimate criterion. He did not, however, adhere to his sub- jective point of view, but from a clear and distinct idea which he had of God, dogmatically inferred God's independent exist- ence. His correct starting point promised, if logically and criti- cally carried out, to yield most convincing results, but in his digression into the realm of Metaphysics he completely failed to reach the epistemological position. Locke, on the other hand, by inquiring into the nature of the human understanding, as preliminary to the inquiry into the nature of the world, struck the right point, and with his school the development of the concept of experience in modern times assumes the character of a methodological inquiry. His great merit lies in the fact that he was the first one to make a distinction between primary and secondary qualities of things. There are qualities of things with which our mind is impressed through the medium of our senses in the same way as the Stoics argued, but these qualities are not the sum total of the world of objectivity. There are qualities in addition to those primary ones, which are in us, such as: color, tone, etc. These secondary qualities are produced in us as a result of the way in which our senses are affected by these primary qualities of things. The impressions thus produced form for Locke the sensuous experience. These experiences form the ideas of our mind which are the basis of knowledge. But history was to repeat itself. The same opposition that the Stoics had to face became now the lot of the Lockian school. Hume, the profoundest of modern sceptics, carried Locke's theory to its logical consequences and denied the possi- bility of knowledge of primary qualities at all. In the eternal flux of images there is no room for even a permanent mind. All there is are impressions or sensations and the union of these. By force of habit we are accustomed to group these in a necessary relation. We are nothing but a lot of states of consciousness made up of the sum of our sensuous intuitions and ideas upon these. If this be true, then Hume's, as well as the Pyrrhonic scepticism before him, left a consciousness unexplained — a stuff to be examined. And this task was taken up by Kant. So far as our sensuous intuitions go, Kant admits, Hume was right. But what about the consciousness that acts upon these in- tuitions ? Such an ego was denied by Hume, but since no sat- isfactory logical account of such facts as memory and identity of personality was rendered, a reconstruction of Hume's theory became necessary. The school of Leibnitz, on the other hand, of which Kant was then still an adherent, while recognizing the self-activity of the mind and certain innate possessions of XI it, had arrived at its standpoint not epistemologicaliy or criti- cally, but dogmatically. In this conflict between the two op- posing schools Kant saw his opportunity. Intnitions of the senses, Kant says, give us sensations, disconnected, chaotic ap- pearances, but without them the mind can know nothing, be- cause they serve as the material of knowledge. The mind must react upon them, put them together and place them, as it were, in their respective groups — hold together and synthesize them, so that knowledge may arise. Through this synthesis, on the part of the understanding, of the intuitions received through the senses, experience arises. This experience is the content of con- sciousness, the knowledge, the criterion of truth. Before we proceed with our examination of the history of the further de- velopment of the concept of experience up to the present day, we must take account of the way in which Kant reached these conclusions. He took an object of knowledge and analyzed it and found (1) that we have sensuous intuitions and (2) that there are elements in it contributed by the understanding. A further analysis of intuitions reveals the fact that there are two a priori elements of space and time under which all intuitions must be subsumed. They are like colored glasses, through which we must look in order to see. Now it becomes the function of the mind to act upon these intuitions by means of categories or laws of the understanding. They are universal and necessary con- ditions under which we must subsume the sensuous perceptions in order to be able to judge intelligently. And this necessity means for Kant a justification of their a priori nature. It is not that the a priori forms have been there before we began to know (in the Leibnitzian sense innate), but we put them there as a necessary presupposition to any experience, as a synthesizing unity of the manifold intuitions. It would be well to stop here with our quest, for in Kant's theory the concept of experience is in its full bloom. But Kantianism, Xll after a thorough exploration of this great field of knowledge, concludes with a duality in which the factors are separated by a deep chasm. Through experience we attain to knowledge of the phenomenal world order. As to the things-in- themselves, the noumena, the substratum behind the phenomenal world, these we cannot know, because they are in a range outside of any possible experience. The successors of Kant, Eichte and Hegel under- took to bridge this abyss. In doing it they continued to develop the concept of experience. Fichte explains away the thing-in- itself by making individual freedom the source of it and Hegel makes it dependent upon Absolute experience. Another impor- tant divergence from Kant is to be noted. While Kant derives the knowledge of the categories by an empirical study of judg- ments, Fichte and Hegel attempt to arrive at them by the dia- lectical movement of thought itself. The Ego first posits itself. But it recognizes the non-Ego as its object of consciousness, which serves to give a content to the original Ego and produces a third Egohood, a subject-objectivity. This movement com- pletes itself in a logical way. Through the Ego positing itself we get, according to the principle of identity, the category of quality; by its opposing itself to the non-Ego we get, accord- ing to the principle of contradiction, the category of quantity; by uniting the two, Ego and non-Ego, we get, according to the principles of excluded middle and sufficient reason, the cate- gories of relation and modality. There is, then, a constant gene- sis of these categories. But why a genesis ? Because experience, according to Eichte, arises from an act that springs from a feel- ing of necessity. He demands that Ave must not observe what the consciousness does, but how it must act in order to gain experience. And Hegel assents to this, but attains the cate- gories through genesis of an absolute experience. Experience, then, in Eichte's and Hegel's philosophy is the same as in Kant's, but in its genesis and application the abyss between Xlll the duality of the phenomenal and noumenal world order is here done away with, the whole world being a manifestation of a noumenal mind. We have now come on to the period in the history of philosophy where no new theory of the concept of experience is advanced. As a result of the various theories of the concept we have learned the various methods whereby the concept of experience is attained. In order to close with the historical development of the concept of experience, we must also take account of the manner in which Herbart attempts to get at reality by treating of experience. Experiences, according to him, from whatever functions they may result, are a necessary precondition to knowledge. But we must not accept them at their face value. We must compare various experiences of the same sort and remove whatever contradictions, uncertainties or ambiguities may arise and thus gain a clear and distinct insight into the knowledge sought. The foregoing is an outline of the development of the concept of experience. It becomes now necessary to see what practical consequences this theory entails; for, after all, of what use are theories, if not practically applied in our conduct of life. For, since weight is placed upon the importance of the individual, we must take account of the practical application of every theory. The Pragmatism of to-day takes up this question. It tires of these theoretical subtleties. It claims that no theory in particular can stand a searching scrutiny. We must, after all, go back to the Empiricism of Hume. All knowledge resolves itself ultimately into belief and rightly so. We assume the truth as a practical necessity ex hypothesi. Ex- perience, no matter what the particular one may be, is the criterion of truth. We must observe what difference a certain experience, a certain state or content of consciousness produces, and if this difference is the same in every case of the same experience, we have a perfect right to assume and believe for XIV practical purposes that this experience gives the truth. Prag- matism, then, says that if your experience be the result of a sensuous intuition acting upon a passive mind (Empirical), or the synthesized intuitions by an active understanding (Criti- cal), or, again, the result of a fact-act, a unity of subject-objec- tivity (Fichte and Hegel's), it is practically the truth as long as it gives the same idea with each. test. With these preparatory remarks, we can begin the exposi- tion of our subject matter in detail: (1) To trace history of the concept of experience from the time it became a criterion of truth. (2) To show the motives which actuated the various thinkers in adopting experience as a criterion for estimating the validity of our knowledge of the world. (3) To show the growth of the concept, in the history of philosophy, as an organic one (each philosopher completing or building up his concept as a result of inadequacies he found in preceding philosophers — especially true in the Lockian and Kantian movement). The concept of experience receives its first scientific stamp in the Stoic i\xitEipia pteSodixrj as a npir-qpiov of truth. Al- though Aristotle speaks of Kpivdbv and Kpivovra*, it was not in the meaning of the Stoic criterion, for he speaks of it in connection with such idle questions as waking and sleeping. The Stoics demand sensuous distinctness in their mode of cog- nition, and this, they argue, arises from objects of experience. All knowledge, therefore, based upon this assertion arises from sensuous perceptions. The soul resembles a blank piece of paper, upon which representations are afterwards written by our senses. Experience, then, as a criterion of knowledge was Kara\rf7zrim) qjarraffia — the representation which, be- ing produced in us by the object, is able, as it were, to take hold or grasp ( Karakafifiav^iv ) that object. Zeno defines representation as an impression upon the soui(TV7rGjffi5 evipvxv) and Cleanthes compares it to the impression made upon a piece of wax; but Chryppopus opposes the definition of Zeno, taken in its literal sense, and himself defines qjavraaia as an altera tion in the soul {irepoicD(ji5 >/'vxf/s)' The cpavraaia itself is only a state ( na^^s) produced in the soul to which it announces both its existence and that of its object. They fur ther continue to argue that, through our perceptions of external objects and also of internal states, the originally vacant soul is filled with images, as if with written characters (Goanep * Metaphys. IV, 6. 16 X