) 16 [ 3 \ F6 'Opy 1 1 Columbia Unitoerfi^ttp in ttje Citp of JI3etti gotk DEPARTMENT OF HISTORY THE HISTORICAL ESSAY and , THE CRITICAL REVIEW Some suggestions as to their preparation, with examples taken from American history B:y DIXON RYAN FOX, Ph.D. Assistant Professor of History Columbia University New York City These directions were originally intended for home students, but those working in residence at the Univer- sity can, it is thought, find something of value in them. ©CIA6 5G581 Copyright 1921, University Extension, Columbia University, New York, N. Y. FEB -4 1922 ^ \^ The Historical Essay C ^ He toiled in the archives, hunting the little fact that makes the difference. — Professor Maitland writing of Lord Acton. An historical essay of from twenty-five hundred to six thousand words upon some topic selected from within a certain period or field of American history will be required of the student as a part of the term's work. It is to be based upon serious, systematic and extended investigation, and its preparation constitutes not only the most important exercise of this course of study but one of the most valuable experiences in the student's entire education. The method presently to be outlined is in general the method by which a lawyer prepares a brief, a minister a sermon or an author a book; an engineer, an advertising agent or a business expert working out a memorandum for his clients would, in part, follow a similar procedure. As one sets out upon this enterprise, therefore, it should be understood that here may be acquired a technique of inquiry which will be serviceable wherever one essays to learn the substantial truth of any matter, and a technique which the world will value and will even pay for. But most important is the understanding thus developed that the whole truth is not contained in any texbook or in any single work though it reach to several volumes. The reader finds the use and opportunity of a library, with its indexes, encyclopedias and bibliographic aids; he learns how to pick out from each book, pamphlet, report or newspaper the few small parts which bear upon his subjects; he develops the power to judge between conflicting statements and to compare the credibility of different sources. The self- respect that comes from thoroughness will in the end be his. At the proper time and after due reflection on the course as far as he has covered it, each student is asked to express his preference for a par- ticular subject,^ submitting several titles as suggestions, but definite as- signment is obtained by individual arrangement with the instructor. As soon as the student receives his assignment he will make a list of all the major works upon the subject. By consulting the card catalogue of as many libraries as are available he will ascertain what books are entered under his title, though it is unlikely that he will, by this means alone, be able to prepare a very long list, or learn much about the relative value of books. Similarly he will consult Channing, Hart and Turner's Guide to the Study and Reading of American History, an excellent manual with references to general and special works; C. K. Adams' Manual of Histor- 1 Before selecting a subject please inform the instructor as to your library facilities. How near are you to a public library or other considerable collection of books? Has the library the principal standard works on American history? A set of the Congressional Debates, etc.? Any newspaper files? Any special collections of interest to the historian? Make yourself a force in your community for the maintenance of a good library. [1] leal Literature : the American Library Association's Literature of Amer- ican History, with its supplement, which arranges works by periods and contains critical estimates of those mentioned; the Book Review Digest and the Cumulative Index; and the bibliographical essays at the end of each volume of the American Nation Series, the desired volume being found, if necessary, by consulting the general index under the topic studied. By using the index the student will receive much help from T. L. Bradford's Bihliographer's Manual of American History (5 volumes, revision of 1910), and, if he is patient and persistent, from Joseph Sabin's Dictionary of Books relating to America. The elaborate bibliographies in Justin Winsor's Narrative and Critical His- tory of America are useful for the earlier part of American history, especially in their references to available source material; the Cambridge Modern History, Vol. VII, pp. 753-834, contains book lists for the periods of United States history, although unfortunately it includes no descriptive comment; the bibliographies at the end of each chapter in Bassett's Short History of the United States, Max Farrand's Development of the United States, the Riverside History of the United States, etc., refer to many modern special treatises. Poole's Index, the Reader's Guide to Periodical Literature, and the Annual Library Index are useful for articles in periodicals; the bibliographies at the end of articles in the en- cyclopedias will often help, especially if one consults the general index for related topics. Appleton's and the National Cyclopedia op American Biography, under the names of the principal persons important in rela- tion to the subject, will suggest some titles, while McLaughlin and Hart's Cyclopedia of American Government and Lalor's Cyclopedia of Political Science, will be of service. For material published since 1902, the student should consult the Writings of American History edited by G. C. GrifBn and others. A. P. C. GrifRn has compiled a Bibliography of American His- torical Societies and an Index of Articles upon American Local History. This array of bibliographical titles may seem sufficiently formidable, but if a student has access to one of the larger libraries, the curator will sug- gest other aids, for example in the use of public documents. Although, other things being equal, the more books available, the better the essay, no one should feel disheartened if not all the facilities here suggested can be obtained. The standard works like those of McMaster, Von Hoist, Os- good, Schouler, Channing, Adams, Rhodes, Hildreth, The American Nation Se7-ies, etc., are usually to be had and generally a respectable number of biographies and special topical studies. By all these aids the student will be enabled to gather a large number of titles of books dealing in whole or in part with his subject — perhaps thirty or forty. Each such title should be entered clearly in ink upon a separate card, together with the name of the author, the place and date of publication, a comment based upon a bibliographer's estimate (if any is found in some of the works mentioned above), upon some review ap- pearing soon after the book's publication, or upon the student's own examination of the book, and some indication of the portion of it dealing directly with his subject. [2J Supposing, for example, that the student has chosen the "Missouri Com- promise" as his subject, one of his cards will appear as follows: Lucien Carr, Missouri: a Bone of Contention [American Commonwealth Series] (Boston, 1899), chapters vii-ix. 50 pages devoted to subject, generally in a judicial style, though apparently somewhat resentful of anti-slavery inter- ference. The cards are noio to be submitted to the instructor- for his examination and advice, a part of the titles possibly being set aside as negligible, under the circumstances, a part indicated indispensable and a part recom- mended to be used as supplementary, if time admits. It may be that some books that have not been mentioned will occur to the instructor and he will suggest that these be sought. The student should now read through the account recommended for the purpose, to get a broad view of the subject, and then prepare an outline according to the treatment which, in the light of his preliminary infor- mation, seems to be best. The following, by no means recommended as perfect or complete, is offered merely as a simple suggestion as to pro- cedure : I. Historical Background. 1. Early settlement and development of Missouri. a. Origin of population. b. Number and distribution. 2. Slavery in Missouri Territory. a. Extent of slavery. Geographical basis of plantation economy. b Territorial law on slavery. 3. Application for admission as a state. [3] II. Missouri question in 15th Congress. 1. Balanced condition of the Union. 2. Changing southern view of slavery 3. Tallmadge's amendment. a. Influences supporting. b. Arguments for. Moral. Constitutional. c. Influences opposing. d. Arguments against. Moral. Constitutional (e. g., provision in Louisi- ana treaty of equality of new states with old). 4. Fate of Tallmadge s amendment. 5. Public sentiment in the various sections. III. Missouri Question in 16th Congress. 1. Differences in proportional strength of sections. 2. Application of Maine. a. Relation to Massachusetts. 3. Proposal to join the two bills. a. Roberts' amendment. i. Discussion on the merits of slavery. Pinkney vs. King. b. Burrill s amendment. c. Thomas' amendment. d. The committee of conference. 4. The Compromise of 1820. a. Final debate and comment. John Randolph and the Compromise. b. The bill passed. IV. After the First Compromise. 1. Popular response. a.. Comment of individuals and press in different sections. b. Apparent effect upon the anti-slavery movement. 2. The constitutional convention in Missouri. a. Expression of delegates' opinion on the compromise. b. Treatment of the free-negro question. 3. Congressional specification as to free-negro question (called "The Second Missouri Compromise"). a. Constitutionality of this procedure. b. Action of Missouri. 4. The electoral count (a third compromise), a. Opinion as to its propriety. V. Effect of the Compromise. 1. Supposed finality. 2. New questions. 3. Discontent of south. 4. Violation of the compromise. With his outline before him the student now begins to take notes. Ihese should be written neatly, in ink, on one side of papers (which are much cheaper than cards) preferably about 5V2 in. x S% in., running lengthwise of the page, liberal margins being left at the sides, and an entry being made at the top of each paper as to particular sub-topic de- veloped dy the notes on that sheet, and book and page references for each item put in the margin. Each }mper, then, is like a pigeon-hole into which is placed all the matter coming under one sub-head of the outline, as it is gleaned from different sources. In a more extensive essay it would doubtless be advantageous to give a separate sheet of paper for each note, properly labelling each, of course, according to the outline scheme, but in a work of the size here contemplated probably the be.st method is to read through one account at a time distributing the items of fact or comment [4] each to its appropriate paper, modifying the outline — possibly to the ex- tent of complete rearrangement — and consequently his note-sheets, as ex- perience may suggest. For example, on beginning the narrative of the compromise in Carr's Missouri, the reader finds an account of the number of free and slave states immediately before 1820. He, of course, puts this on his paper marked "Balanced condition of the Union"; (if his outline did not happen to contain this sub-topic, he would now supply the omission). This paper would then look something like this: Balanced condition of the Union Carr Mississippi's admission, 1817, made 10 slave and 10 Missouri free. 111., Dec. 1818; Ala., Dec. 1819; balance kept p. 139 without stipulations imposed. Mo. applies for admis- sion (as slave state). If in some other book there is found something more upon the "Balanced condition of the Union", it will naturally be recorded, with its reference citation, on this same paper. If there are a number of notes on this sub- topic another paper similarly headed will be used. On page 142 of Carr's book there is a discussion of arguments against the Tallmadge amend- ment; on page 143, arguments in favor; on page 147, observations on viola- tion of the compromise. All these will be recorded on their appropriate papers, the notes on these sub-topics to be supplemented from other books. Sometimes an extract, especially a quotation from a contemporary, is better directly transcribed in full than abstracted. At the end a single paper may look thus: [5] John Randolph and the Ooini)romise. McMaster, Wlien in com. of conference 18 northerners changed to Vol. V vote vs. restriction, R. calls them "dough-faces", a p. 591 name used for 40 yrs. to denote northern men with southern principles. Morning after compromise passed R. moved recon- sideration while bill still in Speaker Clay s hands. Declared out of order while morning s business un- settled. Clay, alarmed, sent bill post-haste to Senate and said no jurisdiction. Annals of Congrc;