. CORNELL UNIVERSITY LIBRARY "Tome.. Un.vers.ty Ubrary JK305 -B71 Cornell University Library The original of this book is in the Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924030469476 STUDIES IN HISTORY, ECONOMICS AND PUBLIC LAW EDITED BY THE UNIVERSITY FACULTY OF POLITICAL SCIENCE OF COLUMBIA COLLEGE. Volume V] [Number 2 THE SEPARATION OF GOVERNMENTAL POWERS IN HISTORY, IN THEORY, AND IN THE CONSTITUTIONS WILLIAM BONDY, LL.B., PL.D. Sometime Seligman Fellow in Political Science COLUMBIA COLLEGE New York 1896 TABLE OF CONTENTS PART I 1 he Separation of Governmental Powers in History, in Theory, and in the Constitutions CHAPTER I PAGE The Histbrical Development of the Separation of Governmental Powers. ... 7 CHAPTER II The Theory of the Separation of Governmental Powers 12 CHAPTER III The Distributing Clauses in the Federal and Commonwealth Constitutions . . 17 ^"' CHAPTER IV The Balance of Powers in Theory 35 CHAPTER V The Balance of Powers in the Constitutions 39 CHAPTER VI The Separation and Balance of Powers in the Territories of the United States. 47 CHAPTER VII The Power of the Courts to Declare Statutes Unconstitutional 52 PART II CHAPTER VIII The Restricted Meaning of the Terms Legislative, Executive, and Judicial in the Distributing Clause 69 y PART III The Legislature and the Courts CHAPTER IX Declaratory Statutes or Legislative Interpretation 86 (v) VI CONTENTS CHAPTER X PAGE Legislative Assumption of Judicial Powers 94- CHAPTER XI Special Laws Authorizing the Sale of Lands 103 CHAPTER XII Legislative Divorces 109 CHAPTER XIII Legislative Inquests and the Power to Punish for Contempt 114 CHAPTER XIV Judicial Repudiation of Legislative Powers 125 CHAPTER XV Judicial Legislation 128 PART IV The Legislature and the Executive CHAPTER XVI The Pardoning Power 132 CHAPTER XVII The Power of Appointment and Removal . 137 CHAPTER XVIII The Implied and Incidental Powers of the Executive\Department 144 PART V The Executive and the Courts CHAPTER XIX Executive Immunity from Judicial Control irj CHAPTER XX The Power of Removal for Cause !6o PART VI Quasi Powers CHAPTER XXI The Delegation of Powers „ 1 f )2 CHAPTER XXII Administrative Offices and Officers i»g PART I THE SEPARATION OF GOVERNMENTAL POWERS IN HISTORY, IN THEORY, AND IN THE CONSTITUTIONS CHAPTER I THE HISTORICAL DEVELOPMENT OF THE SEPARATION OF GOVERNMENTAL POWERS In every state, be it monarchic, aristocratic or democratic, there is a tendency to distribute the principal powers of gov- ernment among distinct governmental organizations. 1 The earliest dawn of civilization discloses, as the most primitive form of political organization, a warfaring society grouped about a victorious chief. This powerful personage is supposed to represent the fittest product of the period of bar- baric liberty and self-help, which immediately preceded the period of governmental organization. The chieftain's super- iority in valor convinces his superstitious. admirers, as well as himself, that he is of divine descent. 2 This superstition invests him with a halo of glory and clothes him with sovereign power. The religious sanction secures reverence for his per- 1 For the sense in which the term " State " is used herein, see " The Idea and Conception of the State " and " The Forms of the State," Burgess' Pol. Sc. and Const. Law, book ii, chapts. I and 3. See, also, " Tests of Governmental Forms," Burgess' Pol. Sc. and Const. Law, vol. 2, pt. ii, bk. 3, pp. 1, 8. 2 " The common god of the English people, as of the whole German race, was Woden, the war god, whom every German tribe held to be the first ancestor of its kings." — Green, A Short History of the English People, p. 42. See also " The Origin of the State," Burgess' Pol. Sc. and Const. Law, bk. ii, ch. 2. 139] 7 8 THE SEPARATION OF [140 son and obedience for his laws. He experiences no opposi- tion in immediately exercising all governmental powers. He is priest, war chief, judge and legislator. 1 As war begets the king, so peace begets the judge and legis- lator. As his followers become peaceable and civilized, the king is appealed to for the enforcement of internal order and justice rather than for protection against external force. As these appeals grow numerous and the duty of satisfying them becomes more intricate, the sovereign, either as a matter of convenience, or in order to secure greater sanction for his acts and decisions, calls about him a council of wise and pow- erful men to hear, and to assist in determining, the questions presented, and also to advise him in the administration of his government. This royal council, owing to the fact that the functions required in determining individual appeals differ from those required in formulating rules to be observed in the administration of gov- ernment, soon develops into two distinct bodies, the legislature and the judicial court. Notwithstanding the existence of these two advisory bodies, the king continues to execute his own will, which is still the supreme law. But, the intimacy necessarily arising between the king and his advisers soon breeds contempt. The short- comings of the sovereign disclose to the wise and powerful men whom he has invited to assist him, the pious fraud which he has been exercising upon them. As they assert themselves, the sovereignty passes from the king to the lords; the state passes from the monarchic to the aristocratic form. The nobles, possessed of the sovereign power of the state, can now themselves assume, or can delegate to such authorities as they deem proper, the powers which the government may be called upon to exercise. They generally satisfy themselves by exercising or participating in the exercise of an unlimited 1 See Maine, Early Law and Custom, ch. vi, p. 160. 141] GOVERNMENTAL POWERS g legislative authority. Self-interest, if not convenience, pre- vents them from asserting with impunity all governmental authority. They dare not abolish the courts or the kingship, lest by so doing they may reveal to the masses their own dis- covery of the humble origin of their king. They fear lest in the absence of a general belief in the divine source of author- ity, the people may he led to consider their own right to assume sovereign powers. The barons therefore of their own accord now employ the king as their agent to execute their laws, and they likewise employ the courts to construe them. When at last enlightenment and education have sufficiently spread state-consciousness among the masses, and the sove- reign power in fact has passed from the nobility to the people, the latter resent the power of the few to concentrate or distri- bute at their pleasure all governmental authority. They know that where executive, legislative and judicial power may be assumed by a single person, or body of persons, there can be no guarantee against the exertion of dreaded despotic power. Hence, in delegating and distributing-'governmental power, and in creating and organizing governmental agencies, they en- deavor to secure themselves as far as possible against the exer- cise of despotic power by the government which they estab- lish, or by any part thereof. Whereas, in a monarchic form of state, the sovereign power is generally identified in some manner with the executive de- partment of its government, and, in the aristocratic form of state, in some manner with the legislative department of its government, the conditions materially change when ^the state has become democratic, that is, when the sovereign power has passed from the nobility to the masses. Owingsto the great numbers of which the democratic state is composed, it is im- practicable in fact, if possible in theory, for such state to exer- cise governmental authority immediately, or even to°be iden- tified in any manner whatsoever with any of the departments exercising governmental powers. The democratic state ac- IO THEJSEPARATION OF [142 cordingly delegates the powers of government to organiza- tions distinct from its own original sovereign organization. It generally delegates the principal powers of government to the already naturally and historically developed departments, the executive, legislative and judicial departments; and it organ- izes and employs each of these departments as its agent. But, since neither of these departments any longer exercises sovereign powers, but only delegated authority, and since each owes its existence to the will of the state only, and not to the will of any of the other departments, each is now independent of and co-ordinate with the others. This tendency of a state, be it monarchic, aristocratic or democratic, to distribute its principal powers of government among distinct organizations, may briefly be illustrated by the history of England, which country first attracted the attention of the philosopher to the relation existing between the separa- tion of governmental powers, and well-regulated civil liberty. Shortly after the settlement of the Anglo-Saxons in England, their king summoned about him the witenagemote, or assem- bly of wise men, whom he consulted about the government of his state. Subsequently the witenagemote not only made laws, imposed taxes, concluded treaties, and advised the king as to the appointment and removal of officers, but it also exercised jurisdiction as a supreme court. Incessant wars, however, checked the further development of the witenagemote. 1 After the Norman conquest we again find all public functions concentrated in the king. He was the state as well as the government. In the exercise of his governmental powers, the king was soon assisted by a council known as the Curia Regis. After a time, a portion of this body, at first specially charged with the management of judicial and revenue business, devel- oped into a court; the council, by addition to it of representa- tives from the cities and boroughs, becoming the Parliament. 1 Green, A Short History of the English People, pp. 66, 607, 685. 143] G0 VERNMENTAL PO WERS j t When, in about the year 1 2 1 5 , the sovereign power over Eng- land had passed from the kingship to the nobility, the barons, the state itself, assumed the power of making laws, which were even to govern the king himself. But they did not abolish the kingship. They reduced it from the position of sovereign to that of the executive department of their government. When, by the year 1832, the sovereign power had finally passed from the nobility to the masses of England, the state adopted as its governmental agencies the kingship, the judiciary, and the parliament. 1 1 See " Formation of the Const, of Gt. Britain," Burgess' Pol. Sc. and Const. Law, bk. hi, ch. i. The whereabouts of the legislative, judicial and executive powers in ancient and modern states, and the history of the theory of the separation of powers, are learn- edly considered by Fuzier-Herman in a book entitled La Separation des Pouvoirs. CHAPTER II THE THEORY OF THE SEPARATION OF GOVERNMENTAL POWERS The analysis of government into three parts is as old as Aristotle. He already indicated the distinction existing be- tween the three departments. In his Politics, he says that in every state there are three divisions : the general assembly de- liberating upon public affairs (to ~&ovktv6\ie.vov wepl t&v koivov), a body of magistrates (to Tree 1 ™? " anc ' a judiciary (jb (Sonifoi/). 1 Cicero asserted " Statu esse optimo constitutam rem publi- cam, quae ex tribus generibus illis, regali et optumati et populari, confusa modice." 2 Milton, in his " Ready and Easy Way to establish a Free Commonwealth," advocated the concentration of all powers in one body. According to Turgot's idea of a perfect govern- ment, a single assembly is to be possessed of all authority, legislative, executive and judicial. 3 The tripartite division of the powers of government escaped further serious notice until John Locke in his treatise on Civil Government declared that in every state there were three pow- ers, the legislative, executive and federative. 1 John Adams says that the practicability of a republic in which there is a gov- ernor, a senate, and house of representatives, has been doubted by Tacitus, though he admitted the theory to be laudable. (Adams' Defense of the American Con- stitutions, preface, page 19.) Tacitus said "Cunctas nationes et urbes populus aut primores aut singuli regunt : delecta ex iis et consociata rei publicae forma laudari facilius quam evenire, vel si evenit, haud diuturna esse potest.''^ (Tacitus, Ann., lib. iv. cap, xxxiii.) 2 Cicero's De Re Publica, Lib. II {Fragmenta). 3 See Adams' Def. of the American Const., pp. 365, et seq. ; Story's Commen- taries on the Const., sec. 5 20, n. 3 ; La Sep. des Pouvoirs, pp. 8, 10, 54. 12 [144 145] GOVERNMENTAL POWERS I3 Speaking of federative power, he says, " This therefore con- tains the power of war and peace, leagues and alliances, and all transactions with all persons and communities without the commonwealth, and may be called federative, if any one pleases." It therefore appears that by federative power Locke meant what is now commonly known as diplomatic power. 1 He advocated placing federative and executive power in the hands of the same person. 2 He maintained that " the legislative and executive powers are in distinct hands in all moderated monarchies and well- framed governments." But it is surprising that he overlooked the importance of the independence of judicial power in every government, since he understood justice to be the end of government. His classification of powers as legislative, executive, and fed- erative, is unscientific, especially if he meant to base it on the nature of such powers, because the proper exercise of diplo- matic power generally requires the exercise of powers legisla- tive, executive and even judicial in their nature. His recognition of only the executive and legislative powers of a government, and his rejection of the judicial power, has been affirmed by publicists who maintain that the judicial is only a subdivision of, the executive power. 3 Montesquieu was the first to demonstrate that the separation of governmental powers is indispensable to civil liberty. He was the first to introduce the theory of the separation of gov- ernmental powers as a fundamental principle of our modern political science. " When the legislative and executive powers are united in the same person or body," says Montesquieu, " there can be 1 See post, page 76. 2 Locke on Civil Government, chap, xii; La Separation des Pouvoirs, pp. 11 164, 178, 280. 3 La Separation des pouvoirs, pp. II, 165. j 4 THE SEPARATION OF ^ -J, [146 no liberty, because apprehensions might arise lest the same monarch or senate should enact tyrannical laws, to execute them in a tyrannical manner." Again, " There is no liberty, if the judicial power be not separated from the legislative and ex- ecutive. Were it joined with the legislative, the life and liberty of the subject would be exposed to arbitrary control, for the judge would then be the legislator. Were it joined to the executive power, the judge might behave with the vio- lence of an oppressor. There would be an end of everything, were the same man or the same body, whether of nobles or of the people, to exercise these three powers, that of enacting laws, that of executing the public resolutions, and that of try- ing the causes of individuals." 1 Blackstone reaches the same conclusion. He says: "Where- ever the right of making and enforcing the law is vested in the same man or one and the same body of men, there can be no public liberty. The magistrate may enact tyrannical laws and execute them in a tyrannical manner, since he is possessed, in his quality of dispenser of justice, with all the power which he as legislator thinks proper to give himself." 2 As to the neces- sity of the separation of the judicial from the legislative and executive power, he says, " Were it joined with the legislative, the life, liberty, and property of the subject would be in the hands of arbitrary judges whose decisions would be regulated only by their opinions, and not by any fundamental principles of law; which though legislators may depart from, yet judges are bound to observe. Were it joined with the executive, this union might soon be an overbalance of the legislative." 3 Many minor advantages which are gained by a division of governmental powers readily suggest themselves. Thus, where the legislative and judicial powers are exercised by distinct 1 Esprit des Lois, livre xi, chapitre vi, " De la Constitution 8 THE SEPARA TJON OF [ 1 80 The relation of the territories to Congress very much resembles the former relation of the colonies to the British Parliament, the organic laws of the territories resembling the charters of the colonies. The organic laws of the territories take the place of the constitutions as the fundamental law of their local governments. 1 Their organic laws have been construed in very much the same manner as corresponding clauses in the commonwealth constitutions have been. Thus it has been held that the legislative power conferred upon a territorial legislature by an organic act cannot be delegated; 2 that powers conferred upon the governor by such acts cannot be limited or restricted by the legislatures* that territorial legislatures have only such powers as Congress bestows upon them. 4 Although Congress might have governed the territories directly without the intervention of a local government, it has in most cases delegated the administrative power of governing the territories to local authorities created by it. By statute a government has been established for each of the territories, excepting Alaska and the Indian Territory, consisting of a legislative, executive and judicial department, with powers analogous to those vested in the governmental departments of the central and commonwealth governments of the United States. Thus Congress has provided that the executive power of each territory shall be vested in a governor, 5 the legislative power in a governor and a legislative assembly consisting of a council and a house of representatives, 6 and the judicial power, in all territories except Arizona, in a Supreme Court, District Court, Probate Court and Justices of the Peace. 7 The judicial power in Arizona is vested in a Supreme Court and such 1 National Bank vs. Yankton, 101 U. S. 129. s Winter vs. Hughes, 3 Utah, 443. 3 16 Op. of Att'y-Gen'l, 27. *Treadwell vs. Schnauber, 1 Dak. 236. 5 U. S. Rev. St., sec. 1841. * Ibid., sec. 1846. ' Ibid., sec. 1907. I 8 1 ] GO VERXMENTAL PO WERS 49 inferior courts as the legislative council may by law prescribe. 1 In some territories the judges are given the power to fix the time and place of holding courts, 2 which power some of the commonwealth courts regard as political or legislative. The governors and chief justices are nominated, and by and with the advice and consent of the senate, appointed by the President of the United States.s The members of the legisla- ture are elected by the qualified voters of the territories. 4 The salaries of some of the judges are fixed by Congress. 5 The governor is commander-in-chief of the militia of the territory. He is invested with the power of pardon. He may grant reprieves, remit fines and forfeitures for offences against the laws of the territories, and respites for offences against the laws of the United States, till the decision of the President can be made known thereon. 6 He also is invested with a limited veto power. 7 The territorial legislatures are also expressly invested with the power to regulate and prescribe the manner in which judi- cial appeals are to be taken. The laws passed by the legislatures of some of the territories must be submitted to Congress, and, if disapproved by it, they are to be null and void. 8 The Constitution of the United States and such laws of the United States as are not locally inapplicable, have the same force and effect within all organized territories as elsewhere in the United States? Alaska and the Indian Territory are under the direct author- ity of the laws passed by Congress, and of officers appointed by the President, by and with the advice and consent of the senate. 10 1 U. S. Rev. St., sec. 1908. 2 Ibid., sec. 1915. 3 Ibid., sec. 1897. *Ibid.,sec. 1846. * Ibid., sec. 1879. * Ibid., sec. 1841. ''Ibid., sec. 1842. s Ibid., sec. 1850. 9 Ibid., 1 891. 10 Laws 0/1884, ch. 50. JO THE SEPARATION OF [^2 As to Alaska, Congress has specially provided that there shall be no legislative assembly in the district. 1 The Secretary of the Interior is empowered to make all needful provisions for the education of children of school age therein, and the Presi- dent is authorized to make such regulations as are necessary to carry out the provisions of the law in regard to the importa- tion, manufacture and sale of distilled liquors. 2 The courts have frequently been called upon to determine the exact nature of the territorial courts. It has been decided that they are to be deemed strictly territorial, and in no just sense constitutional courts in which the power conferred by the Constitution is deposited. They are purely territorial creations, 3 administrative bodies, and not courts of the United States; 4 and a territorial judge not being a constitutional, but only an administrative officer, is not regarded as liable to im- peachment, but to suspension and removal by the President. 5 The District of Columbia is governed pursuant to the con- stitution, which provides that Congress shall have power " to exercise exclusive legislation in all cases whatsoever, over such district (not exceeding ten square miles) as may by cession of particular States, and the acceptance of Congress, become the seat of government of the United States." 6 The legislative power thus given to Congress is direct, exclusive and absolute, and cannot be constitutionally delegated to any other body. 7 The administration of the government is committed to three 1 Laws of 1884, ch. 53, sec. 9. 2 As to the constitutionality of laws delegating powers of a legislative nature to the executive officers above named, see the Louisa Simpson, 2 Sawyer, 57. 3 Burgess, Pol. Sc. and Const. Law, vol. 2, p. 332. •American Ins. Co. vs. Canter, 1 Pet. 511 ; U. S. vs. Reynolds, 98 U. S. 145; Clinton vs. Englebrecht, 13 Wall. 434; U. S. vs. Guthrie, 17 How. 284. 5 Howard vs. U. S., 22 Ct. of CI. 305; McAllister vs. U. S., 141 U. S. 174. 6 Art. 1, sec. 8, clause 17. 7 Roach vs. Van Riswick, 4 MacArthur, 171 ; 15 Op. Att'y-Gen'l, 56. See also Eckloff vs. Dist. of Columbia, 4 Mackey, 572. 183] GO VERNMENTAL PO WERS 5 j commissioners, appointed by the President. Concerning this government, Bryce in his "American Commonwealth" says, " strangely enough, though it is practically a despotism, it (Washington) is the best governed city in the country." 1 1 It has been proposed that Albany should be governed by the legislature of New York through a special committee of the legislature. See N. Y. Herald, Jan. 29, 1895. CHAPTER VII THE POWER OF THE COURTS TO DECLARE STATUTES UNCONSTITUTIONAL There is no safeguard in the balancing of powers itself, which prevents the actual encroachment of one department, generally the legislative, upon the province of the other depart- ments. Although an act of any department of government, beyond the scope of its constitutionally delegated power, must legally be regarded as a void act, yet the constitutions do not expressly indicate how or by whom it is to be determined whether any one of the departments or any agent of the gov- ernment is actually infringing upon and assuming powers dele- gated to another department or agent of the government, or otherwise assuming unauthorized power. The assumption of this power by the courts in the United States has raised those tribunals to their unique and exalted position. The exercise of the power to declare statutes unconstitutional and void serves the courts as a shield of protection as a co-ordinate department of government, and serves the state as a balance- wheel between each of the departments. This power is to the courts what the veto is to the executive. New Jersey, North Carolina, Rhode Island and Virginia each claim the distinction of priority in deciding this principle of our constitutional law. 1 In New Jersey the question as to where this power was 1 See Carson's The Supreme Court of the United States, p. 120 ; Cooley's Const. Limitations, chap, vii, p. 193, n. ; Charles B. Elliott, " The Legislature and the Courts," Political Science Quarterly, vol. v, p. 224; The Nation, March 7, 1889; Sept. 28, 1893; Oct. 12, 1893; "Relation of the Judiciary to the Constitution," 19 American Law Review, 180. 52 [184 185] GOVERNMENTAL POWERS 53 vested was considered in 1779 in the case of Holmes against Walton, arising under what were then known as the Seizure Laws. The legislature enacted that trials under the above laws should be held before a jury of only six men. Notwithstand- ing that the court was then under legislative control, it held that this was an unconstitutional jury. The legislature ac- quiesced in the decision. It repealed that part of the act which related to the jury, and substituted a constitutional jury of twelve men in its place. 1 In Virginia the question was raised, but not decided, as early as 1772, in the case of Robinson against Hardaway. 2 In 1778 the legislature of Virginia passed a conditional act of attainder. It was never enforced ; but it is uncertain whether the court refused to pass sentence under this law, and therefore put the person charged on trial according to the ordinary course of law, 3 or whether the act was not enforced on account of the voluntary action of the attorney-general. 4 In 1782 an act passed by the legislature in 1776, taking from the executive his constitutional power of pardon, reached the courts. 5 The judge, without deciding the question at issue, said : " If the whole legislature — an event to be depre- cated — -should attempt to overleap the boundaries prescribed to them by the people, I, in administering the justice of the country, will meet the united powers at my' seat in this tribunal, and pointing to the Constitution will say to them, ' Here is the limit of your authority ; hither shall you go, but no further.' " The reporter's note to that case states that all the judges were of the opinion that the court had the power to 1 Holmes vs. Walton, Papers of American Historical Society, vol. ii, p. 46. The case is referred to in State vs. Parkhurst, 4 Halstead, 444, and in Taylor vs. Reading, 4 Halstead (App.), 440. 2 Jefferson's Reports, 109. 5 Tucker's Blackstone, Appendix, p. 293. 4 4 Burk, 305. 5 Commonwealth vs. Caton, 4 Call, I. Rives' Life of Madison, vol. ii, p. 262 et sea. 5 4 THE SEPARA TION OF [ 1 8 6 declare any act of the legislature to be unconstitutional and void. In 1788, the question was finally put to rest in that com- monwealth by the interesting Case of the Judges. 1 The legis- lature had passed an act increasing the burdens of the judges. The judges in their remonstrances to the general assembly declared that the constitution and acts were in opposition, and could not exist together, and that the former must control the latter; that if this opinion needed any support, it could be found in the opinion of the legislators themselves, who had in several instances considered the constitution as prescribing limits to their powers as well as to those of the other depart- ments of the government. To obviate the objection that the courts, while maintaining the independence of the judiciary, were encroaching upon the other departments, and assuming the right to control the legislature, it was observed that when the courts decided between an act of the people and an act of the legislature, they were within the line of their duty, declaring what the law is and not making a new law ; and that, if the legislature should be disappointed, it could take an ap- peal to the people, who could exercise their original and supreme power whenever they thought proper to do so. 2 In 1784 the mayor's court of New York City held the Trespass Act, authorizing owners to bring actions against those who occupied their houses under British orders during the British occupation, unconstitutional. The decision rested on the general principle that the act was against natural reason and justice.3 Mass meetings were held in the city de- claring such power most pernicious, and the assembly re- solved such power would render legislation useless. 4 1 4 Call, 135. 2 This principle was reaffirmed in 1792 in Turner vs. Turner, 4 Call, 234, and in 1793 in Kempner vs. Hawkins, 2 Virginia Cases, 211. 8 Rutgers vs. Waddington, Dawson's Pamphlet, 44. See Coxe, Judicial Power and Unconstitutional Legislation, p. 223. 4 McMaster's History of the People of the United States, vol. i, pp. 219, 220. 1 87 J GOVERNMENTAL POWERS 55 In 1786 the legislature of Rhode Island passed an act to force people to accept paper money at its face value, and a penalty for refusing so to receive it was made collectible on summary conviction, without trial by jury. The court in- timated that the act was void, because jury trial was assured by the Colonial Charter which then constituted the consti- tution of the commonwealth, but dismissed the case for want of jurisdiction. The law was repealed, but the judges were punished by a refusal of the legislature to re-elect them. 1 The case of Bayard against Singleton reached the supreme court of North Carolina in 1786, at which time the judges comprising it had already asserted its authority to declare void and unconstitutional acts of the legislature. The court, how- ever, held the case under advisement until 1787, when it de- clared the law then in question void, as destructive of trial by jury. It was often difficult for men trained under the English system of jurisprudence to conceive the idea that a mere court should assume the prerogative of setting aside a law enacted by the legislature and approved by the executive. 2 This doc- trine has met with great opposition in the Western States. In 1805 a law passed by the legislature of Ohio, extending the jurisdiction of the justices of the peace, was declared void. 3 Public clamor denounced this proceeding of the court as an unwarranted assumption of power. Two judges were im- peached, but acquitted. 4 The doctrine was subsequently 1 Trevctt vs. Weeden ; Arnold's History of Rhode Island, vol. ii, chap. 24, p. 525. Judge Cooley cites this as the first case which declared this principle; Const. Limitations, 6th edition, pp. 193, 194 n. In this he is followed by Prof. Bryce, The American Commonwealth, vol. i, p. 244. See Pol. Sc. Quarterly, vol. v, p. 234. * Rogers' Constitutional History of the United States, p. 10. 3 Case of Judge Pease. Cooley's Const. Limitations, p. 160 n. * West. Law Monthly, June, 1863. 5 6 THE SEPARA TION OF [ 1 8 8 affirmed by the courts of that commonwealth without opposi- tion. 1 In Kentucky a legislative act which relieved the bank of the commonwealth from redeeming its notes in specie, was declared unconstitutional. 2 The legislature thereupon affirmed the constitutionality of the law. The issue of the election of 1824 was made to depend upon the right of the courts to annul a law passed by the representatives of the people. A majority, but not the required two-thirds of the House of Rep- resentatives, voted to impeach the judges. The legislature also repealed the law by which the court was organized, and enacted a law for the establishment of a new court. The courts held this act unconstitutional. This gave rise to two parties, the old and the new court parties. The old court party ultimately prevailed. 3 As late as 1890 a decision of the Supreme Court of the United States, denying the legislature of Minnesota the power to fix railroad rates, aroused violent protests from the Farmers' Alliance. The Alliance passed resolutions declaring : " We call attention to the fact that the citizens of England, from whom we have largely derived our form of government, would not permit for one instant a bench of judges to nullify an act of parliament. No civilized government on earth has ever conferred such powers upon a court as are by our consti- tution granted to the United States Supreme Court. In our attempts to protect the rights of property, we have created a machine that threatens to destroy the rights of man." 4 1 Jordan vs. Dayton, 4 Ohio, 294, decided in 1829. 2 Lapsley vs. Breashear, 4 Litt. 47. 8 Collins' History of Kentucky, vol. i, pp. 218, 222. 1 Pol. Sc. Quarterly, vol. v, pp. 248, 369. In Switzerland, the only existing republican state, besides the United States, with a federal form of government, the cantonal courts have not, except in Uri, the power to declare invalid a law enacted by a cantonal legislature. Swiss Federal Const, of 1874, arts. 102, no, 114. See Dub's " Das oeffentliche Recht der Zweizerischen Eidgenossenschaft," Pt. I, p. 113. 189] GO VERNMENTAL PO WERS 5 7 The power of the United States courts to declare statutes unconstitutional and void, was in due time asserted by the Supreme Court of the United States. In March, 1792, Congress by law directed the various circuit courts of the United States to pass upon the validity of pension claims, but subjected their decisions to review by the Secretary of War, and finally to revision by Congress. The judges of the circuit court for the district of Pennsylvania addressed a letter to the President, declaring that they could not proceed under the act because the business directed was not of a judicial nature, and because the judgment of the court would be controlled by the legislature or by an executive officer, which would be incon- sistent with the independence of the judicial power which was vested in the courts. 1 The judges of the circuit court for New York unanimously agreed that it was the duty of each branch of the government to abstain from and oppose en- croachments by any department upon either of the others; that the duties assigned by the act were not judicial, and that by the Constitution neither the Secretary of War nor other executive officer, nor any legislative authority, could sit as a court of errors on the judicial acts or opinions of the courts. But, taking into consideration the benevolent object of the act, they agreed to execute it as commissioners. The circuit court for North Qarolina sent like remonstrances to the Presi- 1 More recently the United States Supreme Court has held for quite similar reasons that it cannot be granted jurisdiction to review the action of the Court of Claims in respect to a claim examined and allowed in the latter court under an act of Congress, under which neither the Court of Claims nor the Supreme Court could do any more than certify their opinion to the Secretary of the Treasury, and under which, whether the claim was paid or not did not depend upon the decision of the court, but upon the future action of the Secretary of the Treasury and of Con- gress. Gordon vs. U. S, 117 U. S. 697. See In re Sanborn, T48 U. S. 222; DeGroot vs. U. S., 5 Wall. 419. The Constitution of North Carolina gives the court original jurisdiction over claims against the government, but provides that its hearings shall be merely recommendatory, and that its decision shall be reported to the next general assembly for its action. — Art. iv, sec. II. See Bledsoe vs. State, 64 N. C. 392. 5 8 THE SEPARATION OF [190 dent. Judge Wilson, however, refused to act even as a com- missioner. Shortly thereafter, William Hayburn petitioned for a mandamus to compel the circuit court for Pennsylvania to proceed under the act of Congress and to pass upon the validity of his pension claim. 1 As the legislature provided another means for the relief of pensioners while the court held the above motion under advisement, no decision was ever pronounced. The new act imposed upon the Secretary of War and At- torney-General the duty to obtain an adjudication of the Supreme Court upon the validity of the pensions allowed by the determination of certain persons who styled themselves commissioners under the act of 1792. An amicable action was therefore brought by the United States against Yale Todd. The judges of the Supreme Court were unanimously of the opinion that the power given to the circuit courts as courts could not be construed to be given to the judges out of court, as commissioners. They held the act unconstitutional because it imposed non-judicial functions on the judiciary, and decided that the judges had not the right voluntarily to proceed under the act as commissioners. 2 In 1795 a United States circuit court held unconstitutional the Quieting and Confirming Act of Pennsylvania, relative to her controversy with Connecticut as to the title to certain lands. The court declared that every act of the legislature re- pugnant to the Constitution is absolutely void. If a legislative act impugns a constitutional provision, the former must give way. In such case it will be the duty of the court to ad- here to the Constitution and to declare the act null and void. 3 Although this opinion had been repeatedly reaffirmed, 4 yet as 1 Hayburn's Case, and note, 2 Dallas, 409. 2 United States vs. Fereira, 13 Howard, 52 n. 3 Van Horn's Lessee vs. Dorrance, 2 Dall. 304. 4 United States vs. Villato, 2 Dall. 370, 1797; Hylton vs. United States, 3 Dall, 171, 1796; Calder vs. Bull, 3 Dall. 386, 1798. 1 91 J GOVERNMENTAL POWERS 59 late as 1800 Mr. Justice Chase declared: "Although it is alleged all acts of the legislature in direct opposition to the Constitution are void, still it is a question where the power re- sides to declare them void." 1 Therefore, notwithstanding the case of United States vs. Todd, this question might still have been considered an open one when it came before the Supreme Court in 1803, involved as it was in the case of Marbury against Madison. 2 By means of a remorseless logic from which there can be no escape, Chief Justice Marshall shivered into atoms any preten- sions of Congress to override the Constitution. In an opinion which cannot be abridged, or too frequently quoted, he says : " The question whether an act repugnant to the constitution ■can become the law of the land, is a question deeply interesting to the United States ; but happily not of an intricacy propor- tioned to its interest. It seems only necessary to recognize certain principles supposed to have been long and well estab- lished, to decide it. " That the people have an original right to establish for their future government such principles as in their opinion shall most conduce to their own happiness, is the basis on which the whole American fabric has been erected. . . . " The original supreme will organizes the government and as- signs to the different departments their respective powers. It may either stop here, or establish certain limits not to be transcended by those departments. . . . "The powers of the legislature are denned and limited; and that those limits may not be mistaken or forgotten, the constitution is written. To what purpose are powers limited, and to what 1 Cooper vs. Telfair, 4 Dall. 19. * 1 Cranch, 137. It may be interesting to observe that Marshall studied law under Chancellor George Wythe, who gave expression to the opinion of the court in the case of Commonwealth vs. Caton [ante, p. 53), and that Judge Iredell, one of the associate justices of the Supreme Court, concurring in the decision of Marbury vs. Madison, was counsel for the plaintiff in the case of Bayard vs. Sin. gleton. (See ante, p. 55.I 6o THE SEPARATION OF [192 purpose is that limitation committed to writing, if those limits may at any time be passed by those intended to be restrained ? "The constitution is either a superior paramount law, un- changeable by ordinary means, or it is on a level with ordinary legislative acts, and like any other act is alterable when the legislature shall please to alter it. " If the former part of the alternative be true, then a legislative act contrary to the constitution is not law. If the latter part be true, then written constitutions are absurd attempts on the part of the people to limit a power in its own nature illimitable. " Certainly all those who have framed written constitutions, contemplate them as forming the fundamental and paramount law of the nation, and consequently the theory of every such government must be, that an act of the legislature repugnant to the constitution is void. " This theory is essentially attached to a written constitution, and is consequently to be considered by this court as one of the fundamental principles of society. It is not, therefore, to be lost sight of in the further consideration of this subject. " If an act of the legislature repugnant to the constitution is void, does it, notwithstanding its invalidity, bind the courts and oblige them to give it effect ? Or, in other words, though it be not law, does it constitute a rule as operative as though it was a law ? This would be to overthrow in fact what was established in theory ; and would seem at first view an absur- dity too gross to be insisted upon. " It shall, however, receive a more attentive consideration. It is emphatically the province and duty of the judicial department to say what the law is. Those who apply the rule to particu- lar cases must of necessity expound and interpret that rule. If two laws conflict with each other, the courts must decide upon the operation of each. So if a law be in opposition to the constitution ; if both the law and the constitution apply to a particular case, so that the court must either decide that case conformably to the law, disregarding the constitution, or con- 193] GOVERNMENTAL POWERS Q t formably to the constitution, disregarding the law — the court must determine which of these conflicting rules governs the case. This is of the very essence of judicial duty. " If, then, the courts are to regard the constitution, and the constitution is superior to any ordinary act of the legislature, the constitution, and not such ordinary act, must govern the case to which they both apply, Those, then, who controvert the principle that the constitution is to be considered in court as a paramount law, are reduced to the necessity of maintaining that courts must close their eyes on the constitution and see only the law." This opinion established the principle upon a legal basis which cannot be shaken. 1 Lieber says, " The court does not decide upon the doings of the legislature. It simply decides for the case in hand whether there actually are conflicting laws, and if so, which is the higher law that demands obedience, when both may not be obeyed at the same time. As however the decision becomes the leading decision for all future cases of the same import, until indeed legitimate and proper authority reverses it, the question of constitutionality is virtually decided, and it is decided in a nat- ural, easy, legitimate and safe manner, according to the princi- ple of the supremacy of a law, and the dependence of justice." 2 Nor does this construction imply a superiority of the ju- dicial to the legislative power. It only implies that the power of the people is superior to both, and that where the will of the legislature declared in its statute stands in opposition to 1 See also Cohen vs. Virginia, 6 Wheaton, 264, and Fletcher vs. Peck, 6 Cranch, Sy ; Federalist, nos. 22, 78, 80-82 ; Webster on the " Independence of the Judi- ciary," Webster's Works, vol. iii, p. 29. See 131 U. S., Appendix, p. 235, for list of cases in which Supreme Court has held statutes void. See, for comment upon this list, Coxe, Judicial Power and Unconstitutional Legislation. This author maintains that the Constitution of the United States was intended to confer, and does expressly confer, authority upon the courts to determine legislation to be un- constitutional. 2 Lieber's Civil Liberty and Self- Government. 62 THE SEPARATION OF [194 the will of the people declared in the constitution, the judges ought to be governed by the latter rather than by the former. 1 Notwithstanding the firmness with which the foregoing prin- ciple has been established, it would be error to infer that the courts are the only, or, in every case, the ultimate interpreters of the constitution. 2 Every department of government invested with certain con- stitutional powers, must in the first instance be the judge of its powers under the constitution, or it could not act. 3 So, if a department is required to act in a case not hitherto settled by any proper authority, such department must in the first in- stance decide for itself whether, consistently with the constitu- tion, the act can be done. In many cases the decisions of the executive and the legis- lative departments become final and conclusive, being from their very nature incapable of revision. Thus as matters ex- clusively of a political or discretionary character belong to the legislative and executive departments, they cannot be examined elsewhere. 4 Under a constitutional provision that " In all cases 1 Bates vs. Kimball, 2 Chipp, 77. 2 Soon after the adoption of the United States Constitution, several common- wealths contended that each commonwealth had a. right to judge for itself as well of the infractions of that Constitution as of the mode and measure of redress. See- Virginia Resolutions of ijgS ; Kentucky Resolutions of 1797, I7<)<). But subsequent events have established too firmly to admit of doubt that the United States Supreme Court, and not any commonwealth, or its agencies, is the- ultimate tribunal to determine whether laws of Congress, or of the common- wealth legislatures, or decisions of the commonwealth courts, are in conflict with the Constitution of the United States. Dodge vs. Woolsey, 18 How. 331 ; Martin vs. Hunter's Lessee, I Wheat. 304 ; Story's Com. on the Const., vol. I, pp. 228, 275 ; North American Review, Oct., 1830, p. 500. 3 Kendall vs. Inhabitants of Kingston, 5 Mass. 524. 4 See Luther vs. Borden, 7 How. 1 ; Cherokee Nation vs. Georgia, 5 Peters, I ; Mississippi vs. Johnston, 4 Wallace, 475 ; Georgia vs. Stanton, 6 Id. 50. Certainly the court must, when called upon to do so, itself finally determine when the case is one primarily affecting private rights and private property, and when, on the contrary, it is primarily a political question. Burgess, Pol. Sc. and Const. Law, vol. 2, p. 327. The court finally determines whether it may review t he action of the other departments. 195] GOVERNMENTAL POWERS 63 where a general law can be made applicable, no special law shall be enacted," it is well settled that the legislature has the ultimate power to determine the cases in which special laws may constitutionally be passed. 1 Where the constitution empowers the executive to convene the legislature on extra- ordinary occasions, he alone is the judge as to whether ex- traordinary occasions within the meaning of the constitution have arisen, and neither the legislative department nor the judicial department can intervene to compel or enjoin action. 2 In taking care that the laws be faithfully executed, it may become necessary for the executive to interpret the true mean- ing of the constitution and of statutes. 3 If no proper case for the judicial revision of his interpretation of the constitution, or even of a statute, can be framed, and the legislature cannot override the veto which the executive may put in the way of revising his interpretation, the executive's interpretation be- comes in fact ultimate. His construction of a law, and his decision as to its constitutionality, is binding upon and must be followed by his subordinates. So, where a governor held a provision in a law, exempting certain persons under certain conditions from a tax, unconstitutional, and directed the tax to be levied on the property sought to be exempted, it was held that his subordinates must act accordingly. 4 Whenever the executive or legislative departments are called 'State vs. Hitchcock, I Kan. 178. See State vs. Boone City Court, 50 Mo. 317; Patterson vs. Barlow, 60 Pa. St. 54; Malory vs. Henrietta, II Ohio St. 636. 2 Cooley's Const. Limitations, p. 55. See In re State Censor, 21 Pac. R. 477; Whitman vs. R. R. Co., 2 Harr. (Del.) 514; Martin vs. Mott, 12 Wheat. 19. 3 See United States vs. Lytle, 5 McLean, 9; State vs. Hallock, 16 Mo. 373; Castro vs. De Uriarte, 16 Fed. Rep., 93. The Revenue Act of Aug. 24, 1894, contains a paragraph providing for the refunding of the internal revenue tax paid on alcohol used in the arts. The executive department concluded that it would be impossible to carry out its provisions without further legislation, and ac- cordingly the rebate on this tax has never been paid. * State vs. Buchanan, 24 W. Va. 362. See U. S. vs. Marble, 3 Mackey, 32 ; State vs. Kelsey, 44 N. J. L. I. 64 THE SEPARATION OF [196 upon to act, they may construe the constitution for themselves to the extent of abstaining from exercising a power because they deem its exercise unconstitutional, even though the courts have declared it a constitutional assumption of power. On the other hand, acts and powers, the assumption of which the courts have declared unconstitutional, the departments ought to abstain from exercising, because the state has estab- lished and ordained the courts, as its agent, to determine the extent of the powers granted to the departments. In other words, the departments may refrain from exercising powers which the court has considered constitutional because they deem them unconstitutional, but should not exercise a power which the court has declared unconstitutional because they deem it constitutional ; that is, the departments may properly consider themselves entitled to less power than the court would grant them, but not to greater powers. In this sense the departments may ultimately construe the constitu- tion, and treat as unconstitutional an act which the courts declare constitutional ; but they never properly exercise the power to declare constitutional what the courts declare uncon stitutional. 1 Thus President Jackson acted within the spirit of the Con- stitution when, in opposition to the decision of the United States Supreme Court, maintaining the constitutionality of the act establishing the Bank of the United States, he vetoed a bill providing for a re-charter of the Bank, because he considered it unconstitutional, notwithstanding the decision of the court 1 The same person who as a legislator would refrain from supporting a proposed law because he considered that it would be unconstitutional, may as a judge feel compelled to declare it constitutional, on account of judicial precedent. Mr. White as a member of Congress refused to support the Income Tax Law of August 24, 1894, because he thought it unconstitutional, notwithstanding any possible decision of the courts to the contrary. When afterwards the question of its constitutionality was presented to him as one of the justices of the Supreme Court, he declared it constitutional. Pollock vs. Farmers' Loan & Trust Co., 157 U. S. 429, 158 Id. 601. 197] GOVERNMENTAL POWERS 65 to the contrary. But, the language which he used in justi- fication of his action is too general to be entirely correct. In the course of his veto message he said : " It is maintained by the advocates of the bank that its constitutionality in all its features ought to be considered as settled by precedent and by the decision of the Supreme Court. To this conclusion I cannot assent The opinion of the Supreme Court ought not to control the co-ordinate authorities of this gov- ernment. The Congress, the Executive and the Court must each for itself be guided by its own opinion of the constitu- tion. Each public officer who takes an oath to support the constitution swears that he will support it as he understands it. It is as much the duty of the House of Representatives, of the Senate, and of the President to decide upon the con- stitutionality of any bill or resolution which may be presented to them for passage or approval as it is of the Supreme Judges, when it may be brought before them for judicial decision. The opinion of the judges has no more authority over Con- gress than the opinion of Congress has over the judges, and on that point the President is independent of both. " The authority of the Supreme Court must not, therefore, be permitted to control Congress or the Executive when acting in their legislative capacity, but to have only such influence as the force of their reasoning may deserve." The President having been empowered to veto acts of the legislature, in his own discretion, he can give as the reason for the exercise of his discretion the fact that he deems the pro- posed law unconstitutional, though the courts have held a similar act constitutional. 1 1 President Lincoln, referring to the decision in the Dred Scott Case, in his inaugural speech, said : " I do not forget the position assumed by some that con- stitutional questions are to be decided by the Supreme Court, nor do I deny that such decision must be binding in any case on the parties to a suit — as to the object of that suit — while they are entitled to very high respect and consideration by all the other departments of the government. . . "At the same time the candid citizen must confess that if the policy of the QQ THE SEPARATION OF ^198 So, likewise, if the President is called upon to pardon a person imprisoned under a law, whether summarily or after a trial in which the validity of the law was asserted, he may grant the pardon, because he deems the law unconstitutional, even though the courts have declared it constitutional. Thus, Jefferson undoubtedly acted within his authority when he pardoned persons imprisoned under the alien and sedition laws, because he considered them unconstitutional. In justify- ing his action, however, he used language which the occasion did not require. He said, " Each department of the govern- ment is truly independent of the others, and has an equal right to decide for itself what is the meaning of the constitution in the laws submitted to its action, and especially when it is to act ultimately and without appeal." * This statement is erroneous. In all cases, except those of a political or discretionary character, like those above referred to, the decisions of the courts ought to be regarded as binding on the other departments of government, because the court, in all other cases, was intended as the final expositor of the constitu- tion. Were the President, because he thought the decision of a court unconstitutional, to refuse or to prevent the enforce- ment of its judgment in a case in which his assistance is needed, he would in effect be sitting as a court of appeals, as- suming the judicial power vested by the constitution in the courts. In the history of our country the judgments of the courts have failed to receive the proper recognition of the executive on at least two occasions. During Jackson's administration, the Supreme Court de- government upon vital questions affecting the people is to be irrevocably fixed by the decisions of the Supreme Court, the instant they are made in ordinary litiga- tion between parties in personal actions, the people will have ceased to be their own rulers, having to that extent practically resigned their government into the hands of that eminent tribunal." 1 4 Correspondence, 316, 317. 199] GOVERNMENTAL POWERS Qj clared a law of Georgia forbidding white persons to reside within the land of the Cherokee Nation unconstitutional, and ordered Worcester, a missionary, who had been imprisoned under it, to be released. 1 Georgia would not obey, and Jackson would not enforce obedience. He is reported to have said, " John Marshall has made his decision, now let him enforce it." 2 At the outbreak of the rebellion in 1861, one Merryman, suspected of treason, was arrested by a military officer, and placed in confinement at Fort McHenry. Chief Justice Taney issued a writ of habeas corpus to the officer who had Merry- man in charge. The officer refused to obey the writ on the ground that the President had authorized him to suspend it. On account of the danger of a conflict with the executive who, with the acquiescence of the nation, had assumed despotic war powers, the Chief Justice took no further action beyond filing an opinion to the effect that the privileges of the writ could not be suspended except by act of Congress. 3 While the reconstruction of certain commonwealths was going on, after the rebellion, Congress so shaped its legislation that the Supreme Court had no opportunity to pass upon the validity of the Re-construction Acts. As the original juris- diction of the court is limited, and as its appellate jurisdiction is by the Constitution subject to "such exceptions and regula- tions as Congress shall provide, 4 Congress, fearing an adverse decision on appeal in a case then pending, involving the consti- tutionality of those acts, repealed the statute under which the appeal was taken and thus compelled the court to dismiss it. s In every case in which the executive for any reason what- soever refuses to enforce the judgment of the court, he is 1 Worcester vs. Georgia, 6 Pet. 515. 2 Von Hoist, Const. History, vol. 1750-1832, p. 458. 3 See Merryman's Case, Taney, 246. * Ex parte Yerger, 8 Wall. 85; The Lucy, 8 Wall. 307. 5 See McCardle's Case, 7 Wall. 506. 68 THE SEPARATION OF [ 2 oO guilty of a violation of the constitution, and is responsible pri- marily to the legislature, and ultimately to that great tribunal to which each department is responsible, the people. 1 1 See Story, Com. on the Const., vol. I, p. 273; vol. 2, p. 391 ; Cooky's Const. Limitations, p. 68 ; " Are the Departments of Government Independent ?" Am. L. Rev., March, 1887. PART II CHAPTER VIII RESTRICTED MEANING OF THE TERMS LEGISLATIVE, EXECUTIVE AND JUDICIAL IN THE DISTRIB- UTING CLAUSE. (Although the three chief governmental powers of the central and commonwealth governments are vested in three distinct and independent departments, what are legislative, executive or judicial powers within the meaning of the distrib- uting clause, is not defined or expressed in any of the constitu- tions. The boundary linaJb ejajjeen^hatn-ig-u-ndafeed-and-often difficult, ta-cktermine^ As the succeeding pages will showf the courts, when called upon to determine the exact meaning ofthe distributing clause, have often construed it as though it provided that powers leg- islative in their nature are vested in the legislature, powers executive in their nature in the executive department of gov- ernment, and powers judicial in their nature in the courts ; and that the legislature shall never assume powers judicial or executive in their nature, nor the executive department powers legislative or judicial in their nature, nor the judicial depart- ment powers legislative or executive in their nature, fit must, however, be self-evident that no clear distinction can be based upon the nature of the powers to be exercised by the different departments^ 1 State vs. Peters, 43 Ohio St. 629. In the New J-Iampshire Constitution (pt. ii) an effort has been made to define legislative power, but not with much success. 201] 69 JO THE SEPARATION OF [202 Any act which in effect establishes a rule of civil conduct _v irrespective 7 of the i manner in which, "or the bcdy by which, it is enacted, must be conceded to be legislative in its_nature. Of such nature are not only the laws passed by Congress and the commonwealth legislatures, but also the rules of practice and the common law principles established by the decisions of courts and the rules and regulations established by the execu- tive department in the exercise of its delegated ordinance power. Powers legislative in their nature are also exercised by various bodies and officers, not belonging to either of the three departments of government, such as the municipal council or other legislative body of a city or village, and the officers hav- ing the general control of county affairs, styled in some com- monwealths supervisors, in others county commissioners, and in still others chosen freeholders. 1 Aay_act_whkh tends, no matJer_howindJr£cJ^.JtoJthe en- \ forcement of a law, or the enforcement of. a superior-command, is executive in its nature. Powers conceded by theoretical writers to be executive in their nature would not only include the powers exercised by the executive department, but also many powers actually exer- cised by the legislative and judicial departments, in many cases necessarily, in order to insure their independence. Each one of the three departments must have some appoint- ing power as an incident of its principal power, for without it no department can be independent. Where an appointment is essential to the proper exercise of a judicial duty, the court concerned has authority to make it. 2 Likewise, legislative bodies may elect or appoint officers of their respective branches and relative to their department of government. 3 1 Waugh vs. Chauncey, 13 Cal. 1 1 ; People vs. Carpenter, 24 N. Y. 86. 2 State vs. Smith, 15 Mo. App. 412; In re Janitor, 35 Wis. 410, relating to the power of a court to appoint its own janitor; State vs. Noble, 118 Ind. 350. ' State vs. Hyde, 121 Ind. 20 ; Tenney vs. State, 27 Wis. 388. 203] GOVERNMENTAL POWERS 7 1 Powers executive in their nature are also often exercised by administrative officers, or bodies not belonging to either the legislative, judicial or even executive department of gov- ernment provided for by the constitution. 1 Power to hear and to determine, or power to ascertain facts and to apply the law, to the Facts when ascertained, is judicial in. its nature. Powers of such a nature are not only exercised by the courts, but also by the legislative and executive departments, and by various administrative bodies and officers not belong- ing to either of the three foregoing departments. All -d^par-teents-ahke.. inquire into facts and proceed upon Uoem. Facts are or should be the basis of legislation as well as of judgment, and when there is a doubt or controversy con- cerning them, the considerate legislator stays his hand until they have been ascertained. /So far as the process is con- cerned, that of the legislator and that of the judge are the same; the difference lies in the use to which the facts are put when found!^ The po"wers exercised by the legislature in authorizing the sale of lands of persons resting under legal disabilities, and in granting divorces by special laws, are conceded to be judicial in their nature. Of such nature must be presumed to be the power exercised by the legislature in passing upon the validity of claims against the government, and in determining contested election cases. 3 The power of removal for cause, often vested in the execu- tive, is judicial in its nature. 1 State vs. Barbour, 53 Conn. 76; Achley's Case, 4 Abb. Pr. 35, which holds that the power conferred upon the common council of a city to appoint to office is executive, and in no sense legislative, and therefore not subject to the veto power of the mayor. 2 Ex parte Shrader, 33 Cal. 279. See Watkins vs. Holman, 16 Pet. 25 ; Miners' Bk. vs. U. S., Green (la.), 553. 3 See State vs. Harmon, 31 Ohio St. 250. 72 THE SEPARATION OF [204 The proceedings before the interstate commerce commis- sion, which like the courts regularly publishes its reports, and before the various commonwealth commissions and boards, are of a judicial nature. 1 Assessors in the valuation of property for taxation, 2 town boards of equalization in determining the value of lands, 3 commissioners appointed to determine and award damages for property taken by virtue of the right of eminent domain, 4 municipal boards authorized to hear and de- termine claims, 5 county commissioners in passing upon claims against the county, 6 school officers in deciding upon the re- moval of a teacher, or the expulsion of a scholar, 7 police boards disciplining a member of the police force by reprimand, for- feiture, withholding of the salary, or dismissal, 8 county com- missioners in deciding upon the application for a permit to sell intoxicating liquors, and inspectors of elections and boards of registration in deciding upon the existence of the necessary qualifications of a voter, 9 exercise powers judicial in their nature. All hear and determine questions in the exercise of their functions more or less directly affecting private as well as public rights. 10 Besides each one of the departments exercising powers in their nature legislative, executive and judicial, there are many "j administrative officers in every commonwealth vested with like powers. 11 I Ex parte Shrader, 33 Ca]. 279. 2 Williams vs. Weaver, 75 N. Y. 30. 3 Steele vs. Dunham, 26 Wis. 393. 4 Van Steenbergh vs. Bigelow, 3 Wend. 42. 5 Wall vs. Trumbull, 16 Mich. 228. 6 B'd of Com'rs vs. Gregory, 42 Ind. 32. 7 Stephenson vs. Hall, 14 Barb. 222. 8 Laws of N. K, 1882, ch. 410, sec. 272. 9 Fausler vs. Parsons, 6 W. Va. 486. 10 As to the constitutionality of vesting these administrative powers, judicial in their nature, in officers other than judicial, see Keely vs. Pittsburgh, 104 U. S. 78; Hagar vs. Reclamation District, in U. S. 701 ; Weimer vs. Bunbery, 30 Mich. 201 ; McMillen vs. Anderson, 95 U. S. 37. These cases decide that ad- ministrative process of the customary sort is as much due process of law as judicial process. II See Waugh vs. Chauncey, 13 Cal. 11. 205] GOVERNMENTAL POWERS 73 Judge Cooley, in writing about the classification of public officers, says, " The duties imposed upon officers are supposed to be capable of classification under one of these heads, the legislative, executive or judicial, and to pertain accordingly to one of the three departments of government designated by those names. But th£ classification cannot be very exact, and there are numerous officers who cannot be classified at all under these heads. The reasons will be apparent if we name one class as an illustration. Taxing officers perform duties which in strictness are neither executive nor judicial, though in some particulars they merely execute the orders of super- iors, and in others they judge for themselves what is to be done. But sometimes also their duties partake of the legisla- tive character. All such officers are usually called adminis- trative, while inferior executive officers are designated ministerial." * The revised statutes of New York of 1830 classified officers within the commonwealth as legislative officers, executive officers, judicial officers, and administrative officers. " The powers of such administrative officers as supervisors and- county commissioners are sometimes legislative, sometimes judicial, and sometimes executive in their nature. They can- not be classed consistently under any particular head ; and so these officers are allowed to perform the duties enjoined upon them by law, without any nice examination into the character of the powers conferred." 2 "The board of supervisors is a special tribunal with mixed powers, administrative, legislative, and judicial." 3 "Judicial powers are often conferred upon offi- cers whose general functions are executive or ministerial ; and 1 The Southern Law Rev., vol. 3 (N. S.) 531. Administrative officers may be ministerial officers. It would therefore be advisable to employ the term admin- istrative as indicated hereafter. The term ministerial should be used only in con- tradistinction to discretionary or judicial. 2 State vs. Com'rs, 7 Nev. 392 ; People vs. El Dorado, 8 Cal. 58. 3 United States vs. Arredendo, 6 Pet. 691, 729. 74 THE SEPARATION OF [206 merely executive or ministerial functions are often conferred upon those whose general functions are judicial. So executive, ministerial, or even judicial powers are often conferred upon a body of officers whose general functions are legislative." 1 These illustrations will suffice to show that either the con- stitutions have been violently disregarded in the union of all the powers in each one of the departments, and in certain ad- ministrative officers, or that the distinction between the de- partments was not intended to be based upon differences ex- isting in the nature of the powers to be exercised by each department. That no separation of powers, based upon the nature of the different governmental powers, was ever intended to be inserted in our organic law, would convincingly appear from a most cursory perusal of the debates in the constitutional conventions. The framers of our constitutions provided for the organiza~ tion of three great departments of government : the legislature, consisting of a comparatively great number of individuals ; the judiciary, consisting of a comparatively small number of individ-. uals ; and the executive department, consisting generally of one individual, or a certain number of individuals expressly speci- fied in the constitution as being members of the executive de- partment of the government. Familiar with the theory of Montesquieu, but unfamiliar with any supposed possibility of classifying powers according, to their intrinsic nature, they vested legislative power, mean T ing thereby only the power of enacting general laws for the entire government, in the legislature ; judicial power, meaning thereby only the power of determining and protecting the rights of persons under the constitution and constitutional laws, in the courts; and executive power, meaning thereby the power of seeing that the laws are faithfully executed, in the executive department. Next they considered, in the light of the experience of past 1 Throop's Law of Public Officers, sec. 25. 207] GOVERNMENTAL POWERS 75 governments, other important powers which they thought their government in the course of its existence would probably be •called upon to exercise. ^They did not enter into a philo- sophical discussion as to whether such a power was legislative, executive or judicial in its nature, but deliberated in which one or more of the departments already established by them the given power could with greatest propriety and safety be vested],/ Certain governmental powers, either because they were not considered of sufficient importance, or because the proper ex- ercise thereof was supposed to require technical knowledge, or because the departments already established were not deemed properly adapted to their exercise, they vested in a govern- mental agency specially created for the purpose, and which did noLform part of either of the three great departments, powers which would require promptitude, activity, decision, or unity of plan, if of sufficient importance, they vested in the executive] /For instance, for such reason, they made the Pres- ident of the United States commander-in-chief of the army and navy of the United States, and of the militia of the several commonwealths when called into the actual service of the United States. 1 Considering the necessity in every humane government of a power of tempering, in extreme cases, legal justice with mercy, the importance and the liability to abuse of such a power, and the impracticability of a continuous session of the legislature, they vested the pardoning power in the executive. To the ob- jection that such a provision would invest the executive with power judicial in its nature, they gave little attention 2 . They did not waste time in discussing whether the power of receiving ambassadors could be considered executive, legisla- tive, or judicial; but, observing that in all foreign governments this power was exercised by the executive department, and taking into consideration the dignity of the office, they vested the power in the President. 3 1 See Story's Com. on the Const., vol. 2, p. 338. 2 Ibid., p. 330. 8 Ibid., p. 383. 76 THE SEPARATION OF [20& Had the constitutional convention tried to determine whether the treaty-making power was executive or legislative in its nature, with a view to vest it accordingly, they would have found that from one point of view, the manner of its exercise,, it would be considered historically as well as theoretically, ex- ecutive ; from another point of view, that of its effect, as legis- lative. 1 Considering the secrecy and dispatch which may be neces- sary to the making of a treaty, and the want of secrecy and tendency to delay incident to assemblies, they vested the treaty-making power in the executive ; but fearing the liability to abuse of this great power, they subjected it to the deliber- ative assent of two-thirds of the Senate. 2 Having premised the foregoing, we are now in a position to understand the true and only meaning which can be ascribed to the distributing clause, and also to understand how irrelevant 1 This example shows the impossibility of basing any distinctions upon the nature of powers. Just as one governmental power may be both executive and legisla- tive in its nature, so a power may be both judicial and legislative in its nature. In designating a power as judicial, we generally refer to the mode of its exercise ;. in speaking of a power as legislative, we often refer to its effect. Had a distinction according to the nature of powers been intended, insurmount- able difficulties would have been encountered in the attempt to define the distinctive elements. The confusion which would result must be evident to those who are familiar with the law regarding writs, especially those of certiorari and mandamus, and the law regarding exemption from responsibility of officers for legislative and judicial acts. Acts considered legislative, executive or judicial, when exercised by one body, are considered to be of a different nature when exercised by another body, or even by the same body for different purposes. Acts regarded as of a special nature when reviewed by the courts for one purpose, as, for example, in order to determine the propriety of granting the writ of mandamus, are regarded by the courts as being of an entirely different nature when reviewed by the courts for another purpose, as, for example, in order to determine the responsibility of an officer for his acts. Indeed, the decisions of the courts cannot be reconciled to any formula or gen- eral principle or definition. Every case must stand on its own merits, unless an. exact precedent can be found. 3 See Story's Com. on the Const., vol. 2, p. 346. ■2091 .GOVERNMENTAL POWERS 77 it is for the courts to discuss the nature of powers, in deciding upon the constitutional exercise of power, and how erroneous are some of the decisions which have been based upon dis- tinctions as to the nature of the powers exercised. 1 jjhe general clause, vesting legislative power in the legislature ; vests therein only the power of enacting general laws for the entire government^ Besides this, the constitutions specially vest many other powers in the legislature, such as the power •of impeachment, and of removal in certain cases. /Any and every power vested in the legislature by the constitution, and any and every power not delegated to the other depart- ments of the government, or other governmental agency, by the constitution, and properly assumed by the legislature, irres- pective of its nature becomes legislative in the sense that it cannot be delegated to or exercised or controlled by any other •department or authority (By the general clause vesting judicial power in the courts, the constitutions do not vest in them all powers judicial in their nature, but only the power to determine and protect legal rights! The constitution certainly may vest other powers in the courts. The legislature also may delegate powers not specially delegated elsewhere by the constitu- tion, and not already exercised by another department, to the courts. (Any and every power vested by the constitution in the courts, or any and every power properly delegated to them by the legislature and exercised by them, irrespective of its nature, becomes judicial in the sense that it cannot be del- gated to, exercised or controlled by, either of the other de- partmentsj Ulesides vesting in the executive the power to see that the laws are faithfully executed, the constitutions vest in him many other powers, such as the veto power, and the power to remove for cause certain officers^ The legislature also may delegate to the executive powers not vested by the 1 See Kilbourn vs. Thompson. 78 THE SEPARATION OF [210 constitution in either of the other departments, or other gov- ernmental authority. fAny and every power, irrespective of its nature, vested in the executive by the constitution, or properly delegated to him by the legislature, and exercised by him, be- comes executive in the sense that it cannot be delegated to, or exercised or controlled by, either of the other department^) 'Any power not expressly vested by the constitution in either of the departments or other governmental authority, irrespective of its- nature, may be assumed by the legislature, or delegated to either of the other departments or any other governmental agency without violating the distributing clausej \ It is in regard to the last proposition that the greatest con- fusion has arisen„_i Every now and then the community is startled by the assumption by the legislature, or the delegation to the executive, of an administrative power, judicial in its nature. Every now and then the courts resent a delegation to them of administrative power, because not judicial in its nature, on the ground that it is a violation of the principle herein considered. From the preceding proposition it becomes important ex- actly to determine what is meant by the legislative, the judicial, and especially by the executive department of government. The departments of which the constitutions speak, and in respect to which they provide that no person employed in one shall be employed in either of the other two, and that no power exercised by the one shall be exercised or controlled by the others, are the departments of the commonwealth govern- ments (as distinguished from those of local governments) as expressly organized, defined 'and limited in the constitutions ; and the meaning of the provision is that no member of the legislative department as therein defined shall at the same time be a member of the judicial or the executive department as therein organized and defined, and vice versa. Therefore there is nothing in the article which prohibits a judicial officer from exercising functions not in their nature judicial, if they do not / 2 1 1 ] GO VERNMENTAL PO WERS 79 belong either to the legislative or the executive department as those departments are defined and limited in the constitution. 1 The power__of. allotting to-the -different departments of gov- ernment their appropriate functions is a legislative power, and in so far as the distribution is not made in the constitu- tion, the power to make it is vested in the general assembly as the depositary of the legislative power of the common- wealth. It follows that in many cases . power may appropri- ately be. assigned to and exercised by either of the depart- ments. 2 Tiius^asjivill. subsequently appeat.Jthe. legislature may prescribe_r.ujes of practice. , for,, the courts, or may authorize the courts to make them. It may vest the power of removing officers for cause, whether such power be considered admin- istrative or judicial, in the governor, 3 in the courts, or in infe- rior administrative bodies. The power to try contested elec- tions may be vested in the courts or assumed by the legisla- ture. 4 There are powers strictly legislative, others strictly executive, and others strictly judicial, while still others may be exercised by one department or by another, as the law may provide. The constitutions do not define the extent or prescribe the limits of judicial power. The judicial power is, in our consti- j tutions, whatever the laws of the commonwealth from time to 1 People vs. Provines, 34 Cal. 520. This entire subject is more fully considered hereafter. It is submitted that much would be gained if we would apply the term administrative to all officers not belonging either to the executive, the legis- lative, or the judicial department, and to all powers not vested by the constitution in either of the departments. The following generalization would then result from the distributing clause : The legislature may assume or delegate to the executive or the courts, or even to a single administrative authority, all or any administrative powers, be they legislative, executive or judicial in their nature ; and any adminis- trative power properly exercised by the legislature, the courts or the executive becomes by force of the clause legislative, judicial or executive, and therefore would be beyond the control of any other authority. 2 State vs. Harmon, 31 Ohio St. 250; Smith vs. Normant, 5 Yerg. 271. 8 State vs. Peterson, 52 N. W. 655. 4 State vs. Harmon, 31 Ohio St., 250. 80 THE SEPARATION OF [212 time declare it to be. When any subject is declared by law to be of judicial cognizance, it becomes a part of the judicial power, in the only sense in which that term in the constitution can have any practical operation. Other departments of gov- ernment, whijh?Mt so remains a judicial power, are forbidden to exercise it. >&Lo subject, although in its nature judicial, can under our constitutions be regarded as coming within the judi- cialpower, unless it has been assigned to the judicial depart- ment] Therefore a divorce is to be regarded as neither strictly a judicial nor a. legislative act; and there is no reason why the granting of a divorce may not be either a legislative or a judi- cial act — legislative when it is performed as a mere exercise of sound discretion for the good of the parties and the public, and judicial when the divorce is demanded as a right under estab- lished law in consequence of some breach of duty committed by the offending party. 1 Whenever a power is not distinctly either legislative, execu- tive or judicial, and is not by the constitution confided to a designated department of the government, the mode of its exercise and the agency must necessarily be determined by law, in other words, must necessarily be under the control of the legislature. 2 As already said, any power, whatever its nature, necessarily takes its character from the department to which it is assigned by the constitution or the legislature. (Whate'ver emanates from a judge as such, or proceeds from courts of justice, is judicial, 3 and whatever power or duty is imposed upon the executive department is executive, and therefore free from interference by the other branches of the government^ Certain powers may be exercised by either of .the three departments or by any administrative authority; but, 1 Op. of Justices, 16 Me. 479; Adams vs. Palmer, 51 Me. 480. 2 Cooley's Principles of Constitutional Law, p. 44; Ross vs. Whitman, 6 Cal. 361. 3 In re Cooper, 22 N. Y. 67. * Attorney- General vs. Brown, 1 Wis. 513. 213] G0 VERNMENTAL PO WERS 8 1 when vested in the courts, they become judicial. 1 The power to try contested elections, when vested in the courts, is judi- cial; when it is not so vested, but is assumed by the legisla- ture, it is legislative and may not be controlled by the courts. 2 The exercise of the power of eminent domain vested in county and township boards, and in corporations, is not the exercise of judicial power, within the meaning of the constitution, while the exercise of the same power by the courts, if vested in them, would be judicial. 3 Attributing to the terms of the distributing clauses their properly restricted meaning, it follows that the legislature may delegate to administrative authorities administrative powers, judicial in their nature, of a very far-reaching character. Whenever the ^legislature., creates- anew Tight, it may grant it, subject-taany conditions which it sees fit to impose. Thus Congress, having full control over the right of aliens to enter or to remain in the United States, may make the right depend upon the decision of any authority, and may make the decision of such authority final and conclusive even upon the courts. 4 TAmong the many powers of a far-reaching nature vested in TCers not belonging to any of the departments of govern- ment, is that of administrative officers to impose penalties for the violation of law, 5 and even to arrest for such violation without resort to the courts, 6 as in the case of non-payment of taxes!?} 1 In re Cooper, 22 N. Y. 67. 2 State vs. Harmon, 31 Ohio St. 250. 3 Ibid. In re City of Buffalo, 139 N. Y. 422, indicates how tar the court, in the exercise of the power of eminent domain, acts by virtue of power delegated to it by the Constitution, and how far by virtue of administrative power delegated to it by the legislature. See In re Hall, 5 Pa. St. 204. 4 In re Howard, 63 Fed. Rep. 263; U. S. vs. Rogers, 65 Id. 787. 5 Cooley on Taxation, p. 457 ; Parker and Worthington, Public Health and Safety, p. 103. 6 Commonwealth vs. Byrne, 20 Gratt. 165-198. 7 Cooley on Taxation, p. 437. For other examples of administrative execution without judicial process, see Goodnow's Administrative Law, vol. 2, p. 127. 82 THE SEPARATION OF [214 Where the legislature vests important administrative powers in an administrative body or officer, the practice is now be- coming popular of granting to individuals a right to appeal from the decision of such body or officer, to an administrative body or officer of a higher grade, and in some instances even to one of the departments. Thus the United States patent law allows an appeal from the decision of an examiner rejecting an application for a patent to the examiner-in-chief ; then from the decison of the examiner-in-chief, confirming the rejection, to the commis- sioner; and, in certain cases, from his decision, if adverse to the applicant, to the Supreme Court of the District of Columbia. 1 The income tax law of August 29, 1894 (Sec. 29), au- thorized any person feeling aggrieved by the decision of a dep- uty collector as to the amount of income liable to be taxed, to appeal to the collector of the district, and from his decision to the commissioner of internal revenue. 2 The customs administrative act of June 10, 1890, gives to the circuit courts of the United States power~to reverse or amend the decisions, even of fact, of the Board of General Ap- praisers as to the classification for duty under the act. 3 In the State of New York, if a person feels aggrieved by the decision of assessors as to the value of his property for purposes of taxation, courts may, on certiorari, reverse or amend the decision of the assessors on grounds of illegality, unfairness or disproportionality. 4 Some judges have been at a loss to understand how the leg- islature may ultimately vest in the courts powers primarily vested in an administrative officer. A statute passed by the legislature of New York in 1893, 1 U. S. Rev. St., sees. 4910-4912. See Butterworth vs. U. S., 112 U. S. 50; U. S. vs. Land Co., 148 U. S. 31. 2 The decision declaring the law unconstitutional was not based on this provision. 3 U. S. Laws, 1889-1890, chap. 407, sec. 15. 4 N. Y. Laws, 1880, chap. 209. 215] G0 VERNMENTAL PO WERS 8 3 provides that courts in certiorari proceedings may command a board of excise to grant a license to an applicant upon the payment of the proper license fee. 1 The court, in construing this act, on one occasion declared that the legislature was without power to require courts or the judges thereof to perform other than judicial duties, and that it seemed that a provision of law which required courts to pass upon facts and reasons upon which a board of excise took action, apart from alleged errors of law, would be unconstitu- tional, as imposing upon the courts other than judicial func- tions. 2 On a subsequent occasion, the court said it seemed that the legislature could not assign to the courts, or to the justices thereof, the performance of administrative duties, such as are devolved upon boards of excise, boards of health, and boards of supervisors. It held that since the statute vested a discretion in the court, the court was not required to usurp a non-judicial function. 3 In construing the distributing clause, the courts have for- mulated certain general definitions and rules of construction, which are more or less relied upon in their decisions. It is said, " The difference between the departments undoubt- edly is that the legislature makes, the executive executes, and the judiciary construes the laws." 4 It is the province of the legislature, "jus dare, non dicere;'' of the judiciary, "jus dicere, non dare." " The distinction," says Justice Field in the Sinking Fund Cases, " between a judicial and legislative act is well de- fined. ^The one determines what the law is, and what the rights of the parties are with reference to transactions already had ; the other provides what the law shall be in future cases arising 1 Laws, 1893, cna P- 4 8l> Tbs New York election laws likewise provide for a review by the supreme court, or any of its justices, of the acts and determinations of certain election officers. Laws of 1895, chap. 810, sec. I, § 56. 2 People vs. Waters, 4 Misc. Rep. 1. 3 People vs. Dalton, 9 Misc. Rep. 249. * Per. Ch. J. Marshall, Wayman vs. Southard, 10 Wheat. 46. 84 THE SEPARATION OF [ 2 l6 under it~)Qfl£henever an act undertakes to determine a ques- tion of right or obligation, or of property, as the foundation on which it proceeds, such act is to that extent a judiciaTone, and not the proper exercise of legislative functions^ 1 It is the province of the judicial power to decide private disputes be- tween or concerning persons, but of the legislative power to regulate public concerns and to make laws for the benefit and welfare of the state. 2 JTt is the province of the courts to de- cide what the law is or has been, and to determine its applica- tion to particular facts in the decision of cases ; the province of theJegislature to declare what the law shall be in the fu- ture.sjThe distinction lies between a sentence and a rule. 4 The legislature acts from considerations of public policy, the courts are guided by the pleadings and evidence in the case. 5 " The legislative power we understand to be the authority under the constitution to make laws, and to alter and repeal them. Laws, in the sense in which the term is here employed, are rules of civil conduct which the legislative will prescribes." 6 Judge Story says: " The laws of a state are usually under- stood to mean the rules and enactments promulgated by the legislative authority thereof." 7 Each of the three departments has all there is of the element assigned it. Each department has, it is true, incidental rights of a nature intrinsically different from the body of the power distributed to it, but these incidental rights are such only as are necessary to enable it to perform its functions as an inde- pendent branch of the government, and are in fact part of the 1 99 U. S. 168. 2 Merril vs. Sherburne, I N. H. 199. 3 Ratcliffe vs. Anderson, 30 Grat. 107. * Ex parte Shrader, 33 Cal. 279. 6 Taylor vs. Place, 4 R. I. 324. " The judicial power mentioned in the Con- stitution and vested in the courts means the power conferred upon the courts in the strict, sense of that term, courts that compose one of the three great depart- ments of government, and not power judicial in nature or quasi-judicial, some- times invested in individuals for particular purposes or limited times." Mr. Justice Wilson's Charge to the Grand Jury on the Fugitive Slave Law, I Blatchf. 635. 6 Cooley's Const. Limitations, p. 108. ' Swift vs. Tyson, 16 Pet. 18. 2lj\ GOVERNMENTAL POWERS 85 principal power itself. 1 How far the power of giving the law may involve every other power in cases where the constitu- tion is silent, never has been, and perhaps never can be, defi- nitely settled. 2 It will hereafter appear that the authorities are in irre- concilable conflict as to whether the content of the depart- ments should be determined by historical tests. However, as illustrative of the historical interpretation, it has been said that " what constitutes judicial power within the meaning of the constitution is to be determined in the light of the common law and of the history of our institutions as they existed ante- rior to and at the time of the adoption of the constitution." 3 And again, " When the constitutions vested in certain courts judicial power, they vested in such courts such powers as courts under the English, and American systems had always exercised in that class of actions. 4 It will be the^humble endeavor of the succeeding pages to indicate how far the distributing clause, irrespective of other constitutional provisions, has affected the decisions of the courts. 1 State vs. Noble, 118 Ind. 350. 2 Fletcher vs. Peck, 6 Cranch, 87, 136. 3 State vs. Harmon, 31 Ohio, 250. * Cullman vs. Judd, 23 Wis. 343, 349. PART III ft ^L THE LEGISLATURE AND THE COURTS CHAPTER IX DECLARATORY STATUTES OR LEGISLATIVE INTERPRETATION Although, without one dissentient opinion, it is admitted that it is the exclusive province of the judiciary ultimately to construe and interpret the constitution and laws when called upon to do so in the course of a judicial controversy, the legislatures often seek to assume this power by the enactment of declaratory or expository laws. Bouvier defines a declara- tory statute as one which is passed to put an end to a doubt as to what is the common law, or the meaning of another statute, and which declares what it is and ever has been. 1 Such a statute always is in a certain sense retrospective ; and it is specially important where doubts have already arisen, as it may be found to declare the law to be different from what the courts have already adjudged it to be. The legislature at- tempts to put its own construction upon the law rather than the construction of the court, and in effect declares the judicial interpretation to be unfounded and unwarrantable. If such a law is to have its intended effect, it must be con- sidered by the courts either as creating a new rule for the gov- ernment of past cases, or as declaring the interpretation of 1 Law Dictionary, Statute. 86 [218 219] GOVERNMENTAL POWERS 87 former statutes for the direction of the courts. The act should not be construed to operate in either manner. Under either alternative, such an act is open to every objec- tion which can be urged against retrospective laws, other than curative laws. It is a principle of the English common law, as ancient as the law itself, that a statute even of its omnipotent parliament should not be construed to have retroactive effect. This maxim of the common law as laid down by Bracton and Coke was probably taken from the civil law. 1 It was also recognized as a fundamental truth by the French Code. 2 New Hampshire, Texas, Ohio, Louisiana, Missouri, Colorado, and Tennessee have deemed it advisable to forbid retroactive laws by their constitutions. Nevertheless, retrospective laws, provided they do not con- travene express constitutional limitations, especially those forbidding the impairment of vested rights by the legislature, are within the legislative competency. 3 There being no vested right in a particular remedy, the leg- islature may change remedies, alter rules of evidence, 4 and vary the periods of prescription and limitation, and make the laws as modified apply to transactions already past. On the ground that the legislature has full power to change remedies, statutes closing courts, and suspending the operation of civil process or the rendition of judgments for a reasonable 1 Dig. 50, 17, 75 ; Code I, 14, 7. 2 Code de Civil des Franfais, no. 2. * There is nothing in the Constitution of the United States to prohibit the several commonwealths from passing retroactive laws, even if they divest rights vested by law in individuals, so long as they do not impair the obligation of contracts or par- take of the nature of ex post facto laws or bills of attainder. Satterlee vs. Mathew- son, 2 Pet. 413; Watson vs. Mercer, 8 Pet. 85; Freeland vs. Williams, 131 U. S. 405. See Sturges vs. Carter, 114 U. S. 511. A legislature may always constitu- tionally pass a retroactive law impairing its own rights. See Mayers vs. Byrne, 19 Ark. 308. * Cooley, Const. Limitations, p. 450. 88 THE SEPARATION OF [ 2 20 time, are not unconstitutional. They do not affect the remedy so injuriously as to render the right worthless. 1 So, likewise, it is held that the repeal of a limitation of actions on personal debts, does not, as applied to a debtor against whom the right of action is already barred, unduly deprive him of property. 2 The retroactive statutes with which we are most concerned, are those curing defects in legal proceedings. Commenting upon these, Judge Cooley observes : 3 " Such statutes, if they are only in aid of judicial proceedings, and tend to their sup- port by precluding parties from taking advantage of errors which do not affect substantial rights, cannot be obnoxious to the charge of usurping judicial power. The legislature does, or may, prescribe the rules under which the judicial power is exercised by the courts, and in so doing it may dispense with any of those formalities which are not essential to the jurisdic- tion of the court; and whatever it may dispense with by statute anterior to the proceedings, it is believed it may also dispense with by statute after the proceedings have been taken, if the court has failed to observe any of those formalities." 4 Of such nature are statutes validating the sale of lands erro- neously described in a petition for sale, 5 and statutes providing that no levy of execution on real estate previously made shall be deemed void, because the officer embraced in the return thereof, as part of the costs of the levy, greater and other fees than were by law allowable. 6 But a curative act of the legislature undertaking to confirm judicial proceedings absolutely void, for want of jurisdiction or other cause, would be an attempted exercise of judicial power, and an unwarrantable encroachment by the legislature on 1 Coxe vs. Martin, 44 Pa. St. 322; Breitenbach vs. Bush, 44 Pa. St. 313. 8 Campbell vs. Holt, 115 U. S. 620. 3 Const. Limitations, p. 126. 4 See also Cooley's Const. Limitations, p. 454; Black on Constitutional Pro- hibitions, sec. 210. 6 Lane vs. Nelson, 79 Pa. St. 407. 6 Booth vs. Booth, 7 Conn. 350. 221 ] GOVERNMENTAL POWERS 89 the judicial department. If the proceedings are void, it would be the statute alone which would in such case constitute an adjudication upon the rights of the parties. So where by reason of non-compliance with the law regulating constructive service, jurisdiction has not attached, a retroactive statute can- not cure the defect. 1 Even in those commonwealths where retrospective laws are specifically prohibited by the constitutions, there are certain classes of statutes of that character which are considered valid and constitutional as being salutary and wholesome regulations, and not within the just construction of the inhibition. 2 Such laws are often necessary for the enforcement of justice, as when a mere irregularity would otherwise make a good transaction void. It is generally recognized that a statute expressly re- troactive, the object of which is to correct an innocent mis- take, to remedy a mischief, to execute the intentions of parties and to promote justice, as a matter of right and public policy should be sustained. Such a statute does not deprive a party of a vested right, because a party cannot have a vested right to do a wrong. 3 Although retrospective curative acts may in some cases be unobjectionable, retrospective expository acts declaring how former statutes are to be interpreted or construed in their application to transactions already past, are in every case objectionable and unconstitutional. If such interpretation or construction by the legislature is to be considered as giving the former acts a new meaning, it then becomes a new rule, and is to have the same effect as any other newly created statute. But if it is to be considered as an exposition of the former acts for the information and government of the courts in the decision of causes before them, the legislature would 'Israel vs. Arthur, 7 Col. 5; Pryer vs. Downey, 50 Cal. 388; Daniell vs. Cor- rell, 19 111. 226. 2 See Dimson vs. Bank, 36 N. H. 466; Raixden vs. Holden, 15 Ohio St. 207. 3 Cooley's Const. Limitations, pp. 460-477. go THE SEPARATION OF [ 2 22 then be taking cognizance of a judicial question. 1 Should the legislature by statute declare what was the intention of a former act, or prescribe that a former act should or should not be con- strued in a certain manner, and provide that such declaratory law should have retroactive as well as prospective force, the courts must declare it void as an assumption of judicial power by the legislature. Should a declaratory statute have the in- tended retroactive effect, it would amount to a legislative man- date to the court, establishing a particular interpretation upon a particular statute, thus exercising a judicial power in settling a question of interpretation, and subordinating the judiciary as a co-ordinate department. 2 Accordingly, it has been held that a mandate of the legislature to the judiciary directing what construction shall be placed on an existing statute is unconsti- tutional^ Had the legislature power to give to declaratory acts their intended effect, it would in every case in which it felt so disposed, sit as a court of review to which parties might appeal when dissatisfied with the rulings of the court. 4 The acts of the legislature are committed to writing, and it is by the written language that their sense is to be ascertained, and not by a subsequent legislative body which differs in organi- zation from the body which enacted the law. Such arbitrary interpretation of a law would not be a legal interpretation, but a substitution of the language and meaning of one legislative body for the other. Therefore where the courts held that in- surance companies were taxable to a certain extent under an existing statute, a subsequent act of the legislature declaring that it was intended that they should be taxable at a certain other rate, and that such was the true intention and construc- tion of the original statute, was held void as far as it was in- 1 Dash vs. Van Kleeck, 7 Johns. 477. 2 People vs. Board of Supervisors, 16 N. Y. 424; Greenough vs. Greenough, II Pa. St. 489. 3 Governor vs. Porter, 5 Humph. 165. 4 Greenough vs. Greenough, supra. 22 3 J GOVERNMENTAL POWERS g 1 tended to have retroactive force. 1 So where the courts con- strued a law, declaring that every incorporated company must annually within twenty days of the first of January publish a report, to mean whenever January came after the prganiza- tion of the corporation, a subsequent act declaring the word annually as used in the prior act to have meant once a year -after such corporation had been doing business at least twelve months, was held void so far as it was retroactive. 2 It is evident that the legislature has no authority to inter- pret or define words of the constitution for the courts, 3 or to declare a matter of constitutional construction, nor can it set aside a construction of a constitutional provision which has become fixed and settled by judicial determination. So where the constitution of Georgia entitled the head of a family to enter a homestead, and the courts decided that a single person having no others dependent upon him could not be regarded as the head of a family though keeping house with servants, an act declaring any single person living habitually as housekeeper to himself should be regarded as the head of a family, was held void. 4 And where the courts had construed the meaning of " former jeopardy" as used in the constitution, an act of the legislature making it mean no more than legal conviction, was held unconstitutional. 5 Similarly, the legislative branch of the government cannot, by a statutory enactment, declare an act of its own to be either constitutional or void, though it may repeal, or refuse to enact, any law because it deems it unconstitutional, irrespective of -whether or not the courts declare it constitutional. 6 The con- 1 People vs. Board of Supervisors, 16 N. Y. 424. 2 Union Iron Co. vs. Pierce, 4 Bissel, 327. 3 Westinghausen vs. People, 44 Mich. 263 ; comp. People vs. Supervisors of La Salle, 100 111. 495. 4 Calhoun vs. McLendon, 42 Ga. 405. 5 Powell vs. The State, 17 Texas Appeal, 345. 6 See In re Lafayette Co., 2 Chaud. (Wis.) 212; In re Ruan Street, 132 Pa. St. 257, 279. 92 THE SEPARATION OF [224 struction of a statute being a judicial power, the attempt of the legislature to exercise such power by adding a proviso to a law that " nothing herein contained shall be construed as au- thorizing a lottery in this State, or as allowing the sale of lot- tery tickets, contrary to the provisions of the constitution," is- an unconstitutional assumption of the functions of the judi- ciary. 1 Until the judiciary has fixed the meaning of a doubtful law upon which rights have become vested, it may be ex- plained by legislative enactment; and, when explanatory statutes are designed to explain doubtful statutes, they deserve the at- tention of the judiciary. 2 But when the words and intent of the act are so explicit and plain that no court has ever been ap- pealed to, to declare their meaning, the legislature cannot by a retroactive law put a construction upon them contrary to their obvious letter and spirit. 3 Since courts will give effect to laws if they possibly can, and since the legislature can make laws looking to the future, de- claratory statutes will be held to govern cases arising after the statute was passed. ♦ If a statute should combine retrospective and prospective criminal legislation, in so far as the two are separable the latter part will be held good. 5 But some courts refuse to apply this rule of construction,, and intimate that if the legislature would prescribe a different rule for the future from that which the courts enforce, it must be done by a new law, and cannot be done by a mandate to the courts which leaves the law unchanged, but seeks to compel the courts to construe and apply it not according to judicial' 1 Ex parte Blanchard, 9 Mo. 101. 2 O'Conner vs. Warren, 4 W. & S. 223; Gough vs. Pratt, 9 Md. 526; Lam- berton vs. Hogan, 2 Pa. St. 22. 3 Reiser vs. Wm. Tell Association, 39 Pa. St. 137. ' Greenough vs. Greenough, 11 Pa. St. 489. 8 Jackson vs. People, 128 U. S. 189. 22 5 J GOVERNMENTAL POWERS 93 but according to legislative judgment. 1 The legislature can- not compel courts for the future to adopt a particular construc- tion of a law which the legislature permits to remain in force. Finally, under the constitution of Pennsylvania, 2 which pro- vides that no law shall be revived, amended, or extended by a reference to its title only, but that so much thereof as is revived, amended, or extended, shall be reenacted and published at length, the courts deem themselves prohibited from giving •effect, even as to future cases, to expository or declaratory acts. 3 1 Governor vs. Porter, 5 Humph. 165. J Art. 3, Sec. 6. 3 Titusville Iron Works vs. Keystone Oil Co., 122 Pa. St. 627. CHAPTER X LEGISLATIVE ASSUMPTION OF JUDICIAL POWERS Although glaringly in conflict with the constitutional clause under consideration, legislatures have not infrequently enacted laws which, if given the effect intended, would result in legis- lative judgments. It has been held that the foreclosure of a mortgage on private property cannot be accomplished by a legislative enactment. 1 The legislature has no power to in- quire, ascertain, or determine whether a widow is entitled to dower in a specified parcel of land, and an act authorizing commissioners to assign to her her dower in certain premises is void, as far as it is a determination that she is entitled to dower therein, it being a judicial determination. 2 Likewise it has been held that whether a corporation has been guilty of an abuse of its corporate privileges so as justly to subject it to a forfeiture, is a question to be decided by the courts and not by the legislature. 3 For this reason among others it is held that the charter of a bank cannot be de- clared forfeited by a proclamation of the governor made under an act of the legislature. And the act itself authorizing the executive, upon sufficient proof being made to him of the existence of facts, to make the forfeiture known by his procla- mation, is void. The dissolving of a corporation or declaring a forfeiture of its charter is the province of the bench, the ex- ercise of judicial power. 4 The forfeiture of a corporate charter 1 Ashuelot R. R. Co. vs. Elliot, 58 N. H. 451. 2 Edwards vs. Pope, 4 111. 465. 8 State vs. Noyes, 47 Me. 189. 'Campbell vs. Mississippi Union Bk., 6 How. (Miss.) 625. 94 [226 227] GOVERNMENTAL POWERS g$ can be enforced only by judicial proceedings instituted for that purpose at the instance of the government. 1 But a reservation by the legislature of the right to repeal an act of incorporation for a violation of its provisions or other default, is not unconstitutional. The exercise of a reserved power of amending and repealing the charter of a corporation is a legislative power. 2 Nor is the inquiry by the legislature into the affairs or defaults of a corporation with a view to continue or discontinue it, a judicial act. 3 A clause in a charter au- thorizing the legislature to repeal it for an "abuse or misuse of corporate privileges '' refers the question of abuse to legis- lative judgment. 4 Where the legislature reserves in the charter a right to re- peal it for abuse or misuse of corporate powers, a repealing act is constitutional unless the .corporation can show by plain and satisfactory evidence that the privileges granted were not abused or misused. 5 But it has also been held in some jurisdictions that, where a charter contains a provision that it shall not be repealed " unless it shall be made to appear to the legislature that there has been a violation by the corporation of some of the provisions of the charter," the question of violation neverthe- less is a judicial question, and that the charter cannot be re- pealed until the violation has been made to appear to the leg- islature by some proper judicial proceeding before a judicial tribunal. An act simply providing " the charter is hereby repealed " was held void as the exercise by the legislature of judicial power. 6 1 Canal Co. vs. Railroad Co., 4 G. & J. I. 2 Ashuelot R. R. Co. vs. Elliot, 58 N. H. 451. 3 Lothrop vs. Stedman, 42 Conn. 583; Crease vs. Babcock, 23 Pick. 334; Allen vs. Buchanan, 9 Phil. (Pa.) 283 ; Regents vs. Williams, 9 G. & J. 365. 4 Miners' Bk. vs. United States, 1 Morris, 482. 6 Erie & Northeast R. R. Co. vs. Casey, 26 Pa. St. 287 ; Commonwealth vs. Pitts- burgh R. R. Co., 58 Pa. St. 46. See Mowrawetz on Private Corp., Sec. 112. 6 Flint & Fentonville R. R. Co. vs. Woodhull, 25 Mich. 99. 96 THE SEPARATION OF [228 Although where the right to repeal or amend a charter de- pends upon some contingency, some act or omission of the corporation, the right to judge whether that contingency has occurred belongs generally to the legislature, not to the courts, 1 yet the power of the legislature is limited to the destruction of the powers it gave to the corporation, as part of its existence, and does not extend to the destruction of the property rights which it acquired through the exercise of such powers. 2 Upon the ground that the legislature may exercise adminis- trative powers, legislative appointments of trustees to sell prop- erty of persons non sui juris are maintained. 3 Upon the ground that the legislature may delegate to any officer or body, whether created by the constitution or by itself, or to any de- partment of the government, administrative powers, or powers not specifically vested by the constitution in any one of the departments or in any other officer or body, an act authorizing the governor to appoint a receiver to settle the affairs of an in- solvent bank, is constitutional, and an appointment thereunder, valid. 4 The legislature was also sustained in the appointment of a trustee to take the assets and manage the affairs of a cor- poration whose charter had been repealed. The court said : " If no trustee were appointed by the legislature, a court of equity, which never allows a trust to fail for want of a trustee, would see to the execution of the trust." 5 For the legislature to assume in any manner directly or in- directly to control the courts in the decision of causes or in the rendering of final judgments, as by revising or annulling their judgments or interfering with the adjudications they •McLaren vs. Pennington, I Paige (N. Y.) 102. 2 People vs. O'Brien, 45 Hun. 519. 3 Hindman vs. Piper, 50 Mo. 292; Rice vs. Parkham, 16 Mass. 326; Cochran ■vs. Van Surlay, 20 Wend. 373. 4 Carey vs. Giles, 9 Ga. 253. 5 Lothrop vs. Stedman, 42 Conn. 583. 229 J GOVERNMENTAL POWERS gj> have duly and formally reached, would be the assumption of judicial power, and therefore contrary to the principle of the separation of powers. It has been shown that the legislature cannot compel the courts to apply a legislative interpretation of a law. 1 It follows from the same principles that the legislature has no power of directing what particular steps shall be taken in the progress of a judicial inquiry. Therefore an act directing that certain depositions which had previously been taken should be read in evidence on a trial, notwithstanding certain informalities, is void. 2 Nor can the legislature prescribe for the courts what instructions they shall give in a particular pending cause, un- less they have previously embodied in a legislative enactment, as the law of the land, the substance of such instructions. 3 No act of the legislature can alter the nature or legal effect of an existing contract, or give to such contract a judicial construction which shall be binding upon the parties or upon the courts. 4 Since the legislature has no judicial power, the pream- ble of a private statute cannot be used by the courts as evi- dence of matters recited therein. The legislature has no power to find facts by legislative enactment so as to be evi- dence in suits pending before the courts. 5 Although the case or controversy might have been such in its nature that the legislature could have acted upon it, had it seen fit, without the aid of the courts, and without encroaching upon the just claims of the judicial department, yet if a suit should be brought upon it and be pending in the courts, the legislature could not control its subsequent progress. Any 1 Taylor vs. Place, 4 R. I. 324. 2 Dufy vs. Wickwire, I D. Chip. 238; s. c, 6 Am. Dec. 729. s State vs. Hopper, 71 Mo. 425. 4 King vs. Bank, 15 Mass. 447; Weaver vs. Maillot, 15 La. Ann. 395. 5 Elmendorf vs. Carmechal, 3 Litt. 475. See Lothrop vs. Stedman, 42 Conn. 583. 592- g8 THE SEPARATION OF [230 attempt on the part of the legislature to exercise its power over the court or the decision of the suit would be the exercise ot judicial power. Thus Congress may collect, by means of ad- ministrative officers of the United States, balances due to the United States from receivers of public money without the aid of the courts. But as it is competent for the government to sue any of its depositors in a court of law, or consent to itself being sued, if such a suit be brought and pending in a court , of the United States, it would be so completely within judicial control that Congress could not by subsequent action control its progress or decision. 1 If anything is self-evident in the structure of our government, it is that the legislature has no power to order a rehearing or new trial, or to direct the court to order them, either before or after judgment. Such power is judicial. 2 An act of the legis- lature, however, granting a new trial or reopening a judment in favor of the people, is a mere consent on the part of the people, one of the parties to the judgment, that a new trial be granted or judgment reopened, and is not unconstitutional. 3 Nor has the legislature power to grant to parties a right to appeal after it is gone under the general law. 4 But a statute which takes away the right to a future appeal in an action al- ready pending, but undetermined, when the statute takes ef- tect, is not unconstitutional. 5 After the time prescribed by law for asking a new trial or taking an appeal has expired, the judgment becomes final between the parties, and no subsequent 1 Murray's Lessee vs. Hoboken Land and Improvement Co., 18 Howard, 272, 283. 2 De Chastellux vs. Fairchild, 15 Pa. St. 18; Durham vs. Lewiston, 4 Me. 140; Griffin's Executors vs. Cunningham, 20 Gratt. 31. See Lawson vs. Jeffries, 47 Miss. 686, which held that the constitutional convention of Mississippi of 1888, being a legislative body, had no power to grant new trials, such power being judicial. :i People vs. Frisbie, 26 Cal. 135. 4 Hill vs. Sunderland, 3 Vt. 507 ; Lewis vs. Webb, 3 Me. 326. 5 Grover vs. Coon, 1 N. Y. 536; ex parte McCardle,. 7 Wall. (U. S.) 506; R. R. Co. vs. Grant, 98 U. S. 398. ;23l] GOVERNMENTAL POWERS gg legislature can confer the right to a new trial or an appeal in such action. 1 But there are some cases which hold that the legislature has power to confer on the courts the right to hear appeals in special cases 2 , even after the time allowed by the general laws for an appeal has passed. 3 In order to preserve the independence of the judiciary as a co-ordinate branch of the government, final judgments of the -courts must be beyond the influence and power of the iegislature. In some jurisdictions it has been held that an act providing for graduated deductions from the sentence of imprisonment, -as a reward for good conduct, is unconstitutional, because an interference with the judgment of the court sentencing the criminal. 4 An act reversing and annulling a judgment is unconstitu- tional. 5 So an act of the legislature opening judgments is the exercise of judicial power, and therefore void. 6 It cannot reopen or set aside a final judgment nor compel the courts to do so, no matter how erroneous the judgment may be. 7 A judgment of the court becomes final when by the existing laws the time for a review and reversal for error has expired. 8 A legislative act directing the levy and collection of a tax which has already been declared illegal by the judiciary, is in- operative and void, as an attempted reversal of judicial action by the legislature. 9 1 Sydnor vs. Palmer, 32 Wis. 406. 2 State vs. Northern R. R. Co., 18 Md. 193. 3 Page vs. Administrator, 40 Ala. 547 ; Prout vs. Berry, 2 Gill, 147. 4 Commonwealth vs. Halloway, 42 Pa. St. 446. See State vs. Fleming, 7 Humph. 152. 5 Opinion of the judges in the matter of Dorr, 3 R. I. 299. 6 Taylor vs. Place, 4 R. I. 324. ' Ratcliffe vs. Anderson, 31 Gratt. 105; Arnold vs. Kelly, 5 W. Va. 446. 8 Atkinson vs. Dunlap, 50 Me. III. 9 Mayor vs. Horn, 26 Md. 194; Butler vs. Supervisors of Saginaw, 26 Mich. .22. See Forster vs. Forster, 129 Mass. 559. IOO THE SEPARATION OF [232 Nor can the legislature by a law practically dissolve an in- junction of a court. 1 An act prescribing that no injunction shall be issued against commissioners of certain public works, has been declared invalid. 2 But the constitutionality of acts providing that "no suits for the purpose of restraining 4;he as- sessment or collection of any tax," 3 -shall be maintained in any court, has been frequently reasserted — provided only that the statute leaves to the person, who considers himself aggrieved by the collection of the tax, the usual remedy of an action at law to recover back the amount paid. 4 It is universally conceded that the legislature may prescribe and change rules of procedure for the courts. 5 The legislature in undertaking to regulate the rules of pleading does not usurp judicial functions. 6 It may prescribe such rules for the trial and determination as well of existing as of future rights and controversies as in its judgment will most completely subserve the ends of justice. 7 The rules of evidence are at all times subject to the modifi- cation and control of the legislature, the only implied limita- tion upon the power of the legislature in such case being that it cannot by the exercise of its power deprive a party of the right to a fair trial. It has power to prescribe what shall be 1 Searcy vs. Turnpike Co., 79 [nd. 274. 1 Guy vs. Hermance, 5 Cal. 73. 3 U. S. Rev. St., Sec. 3224. 4 Moore vs. Cora'rs of Internal Revenue, Sup. Ct., Dist. of Columbia, Jan'y, 1895; Snyder vs. Marks, 109 U. S. 192, and cases cited. See Antoni vs. Greenhow, 107 U. S. 769, upholding the validity of a statute that denied to the courts the au- thority to issue writs of mandamus in litigation concerning coupons of common- wealth bonds, because the holders thereof still had other methods of asserting their rights. 6 Matter of Stillwell, 139 N. Y. 337 ; Ex parte Hickey, 52 Ala. 228. 6 Whiting vs. Townsend, 57 Cal. 515. ' Ogden vs. Saunders, 12 Wheat. 213; Delaplaine vs. Cook, 7 Wis. 44; Him- melman vs. Carpentier, 47 Cal. 42. 233] GOVERNMENTAL POWERS IOI received as prima facie or presumptive evidence. 1 Even in criminal matters the legislature may enact that when certain facts have been proved, they shall be prima facie evidence of the main fact in question, provided they have some fair rela- tion to or natural connection with such fact. 2 It has also been said that it may make that which, according to the ordinary rules of human experience, reasonably tends to prove a fact, conclusive evidence thereof. 3 A question has been raised as to the extent of the authority of the legislature over the power of the courts to punish for contempt. In California it has been said, " No authqrity denies the in- herent right of a court in the absence of a limitation placed upon it by the power which created it, to punish as a contempt, an act, whether committed in or out of its presence, which tends to impede, embarass, or obstruct the court in the discharge of its duties. It is founded upon the principle (which is coeval with the existence of the courts, and as necessary as the right of self-protection) that it is a necessary incident to the execution of the powers conferred upon the court, and is necessary to maintain its dignity, if not its very existence. It exists inde- pendently of statutes. The legislative department may regu- late its procedure, and enlarge the power, but it cannot with- out trenching upon the constitutional powers of the court, and destroying the autonomy of that system of checks and balances, which is one of the chief features of our triple-department form •of government, fetter the power itself." 4 In Arkansas the legislature sanctioned the power of the 1 B'd of Com'rs vs. Merchant, 103 N. Y. 143; Law Encycl., vol. 3, p. 716; Hand vs. Ballou, 12 N. Y. 54; Howard vs. Moot, 64 N. Y. 262. See State vs. Cunningham, 25 Conn. 195 ; Gibbs vs. Gale, 7 Md. 76. 2 People vs. Cannon, 139 Nl Y. 32. See Cooley, Const. Limitations, p. 450. "In re Linn County, 15 Kan. 500; People vs. Hill, 44 Hun. 472; Comp. Wantlan vs. White, 19 Ind. 470; Little Rock R. R. Co. vs. Payne, 33 Ark. 816. * In re Shortridge, 34 Pac. R. 227. 102 THE SEPARATION OF [234 court to punish as contempts certain enumerated acts and " no others!' The court declared that the sanction was merely declaratory of the common law, and that the prohibitory clause was not binding upon the courts. It declared that the legislature might regulate the exercise of but could not abridge the express or necessarily implied powers granted to the courts by the consti- tution, and that when the court was created and certain judicial powers were conferred upon it, the power to punish contempts of its authority was impliedly given to it as a necessary inci- dent of the exercise of its express powers. 1 In Colorado it has been held that the power of the courts to punish for contempt is not limited to cases expressly au- thorized by the legislature. 2 In New York, however, it has been admitted that the legislature has authority to limit the power of the courts in this regard, the court of appeals as- suming, without discussion of the question, that such author- ity existed. 3 In Georgia and Lousiana the constitutions expressly provide that the power shall be limited by the legislature, and in Ar- kansas, that the legislature shall have power to regulate by law the punishment of contempts not committed in the pres- ence or hearing of the courts, or in disobedience of their process. 4 1 State vs. Morrill, 16 Ark. 384. 2 People vs. Stapleton, 33 Pac. R. 167. 8 People vs. Ct. of Oyer and Terminer, 10 1 N. Y. 243. 4 Stimson's Am. Statute Law, Sec. 582. CHAPTER XI SPECIAL LAWS AUTHORIZING THE SALE OF LANDS Many of the acts before referred to, in addition to their con- stitutional invalidity, will also be found to be objectionable in their character of special laws. The legislatures having plen- ary powers in legislation, except as restricted by the constitu- tions, have the power of passing special or private laws. The number of persons upon whom any law is to operate does not affect its character and is immaterial. 1 Such special laws, even when not expressly prohibited by the constitutions, and not interfering with vested rights, are regarded with great jealousy, and rightly so, because " when in the exercise of proper legis- lative powers general laws are enacted which bear or may bear on the whole community, if they are unjust and against the spirit of the constitution, the whole community will be inter- ested to procure their repeal by a voice potential. That is the great security for just and fair legislation. But when individ- uals are selected from the mass, and laws are enacted affecting their property without summons or notice, at the instigation of an interested party, who is to stand up for them, thus iso- lated from the mass in injury and injustice, or where are they to seek relief from such acts of despotic power?" 2 An idea of how extensively the legislatures have abused the power of enacting special laws may best be formed from the numerous provisions found in the constitution of every commonwealth, .prohibiting special legislation in certain specified cases. Our statute books are full of special laws empowering guar- 1 Watkins vs. Holman, 16 Pet. 25. * Ervine's Appeal, 16 Pa. St. 256, 268. 235] 103 104 THE REPARATION OF [236 dians, and other persons in trust relations, to sell the lands of minors, of persons non compotes mentis, and of others resting under legal disabilities. The acts here described have under certain circumstances and for various reasons been quite universally recognized as a proper subject of legislative power. It has been held that there is nothing in its nature judicial in the granting permission, upon the application of a trustee, to convert by sale the real property of a cestui que trust into personal property, in order to effectuate the purpose of the trust, and to accomplish objects in the interest of the cestui que trust, not otherwise attainable. Such an act merely enlarges the sphere of the fiduciary authority, the better to ac- complish the purposes for which the trusteeship was created. In such a proceeding there is no controversy between party and party, nor any decree or judgment affecting the title to property. The authority granted by the legislature to trans- mute real into personal property is exercised for purposes beneficial to all interested therein. Moreover it is always taken into consideration that such power has been frequently exercised by the legislatures of the commonwealths, provinces and colonies. The constant exer- cise of a power by a legislature from the adoption of the con- stitution to the present time, it has been said, ought to be deemed almost conclusive evidence of its rightful possession by that body. Furthermore, if it were not true that the legislature pos- sesses the power in question, even general laws delegating to the courts the power to order the sale of lands, under which many estates of minors, of persons non compotes mentis, and of others, have been sold, would, together with the sales made under them, be void. For the courts, acting under those general laws, derived their authority from the legisla- tures; and the power not being of a judicial nature, if the legislatures had it not, they could not communicate it to any other body. 1 Accordingly it has been held that a private act 1 Rice vs. Parkman, 16 Mass. 326; Clark vs. Van Surlay, 15 Wendell, 436. 237] GOVERNMENTAL POWERS IC >5 -of the legislature authorizing the sale of the estates of infants for their maintenance and education is within the scope of legislative authority. This power, it is said, is based on reason. It is the legitimate exercise of paternal power over the person and property of infants. 1 The Supreme Court of the United States has confirmed the constitutionality of a special act passed by a commonwealth legislature authoriz- ing a court to decree, on the petition of an administrator, a private sale of the real estate of an intestate to pay his debts, even though the act did not require notice to the heirs or to any other person, and although the same subject was regulated by a general statute more provident in its nature. Such legis- lation was said to be remedial and not judicial. It infringed no contract and involved no usurpation of judicial power. 2 Such legislation determines no rights. It deprives no one of his property. It is a grant of a privilege to one person, which at the same time does not affect injuriously the rights of others. The Court of Appeals of New York has held that the legisla- ture has power by special statute to authorize the sale of lands of infants, and that this power even extends to future contin- gent interests of those not in being. 3 The Supreme Court of the United States ruled that where an executor, who proved a will in New Hampshire, made an unauthorized sale of lands in Rhode Island, to satisfy the debts against his decedent's es- tate, a subsequent act of the Rhode Island legislature confirm- ing the sale, was not an encroachment upon the judiciary. The lands descended to the heirs subject to a lien for the pay- ment of such debts, and there is nothing in an act, authorizing the sale of lands to satisfy a lien, which requires that it should ie done by a judicial tribunal, or that it should be performed 'hy a delegate rather than by the legislature itself. 4 1 Cochran vs. Van Surlay, 20 Wendell, 365. 2 Florentine vs. Barton, 2 Wallace, 210. See also Hoytw. Sprague, 103 U. S. .613. 3 Brevoort vs. Grace, 53 N. Y. 245. 'Wilkinson vs. Leland, 2 Peters, 627 ; Acc'd Watkin's vs. Holman's Lessee, 16 TPeters, 25. I0 6 THE SEPARATION OF [238 It has been held that the legislature can grant this power of sale even to the very person under legal disability and for whose benefit it is to be made. 1 Such a power, however, is legislative only so far as it is remedial. Accordingly, the legislature cannot against the will or without the consent of a person sui juris, seized of a vested right, authorize the sale of real estate. 2 It has no power to- authorize, without their consent, the sale of lands in which adults competent to act for themselves have an interest vested or contingent. 3 A statute authorizing the sale of real estate on- the petition of the life tenant in opposition to the wishes of the- owner in fee when the latter is under no legal disability is- unconstitutional. 4 Where a minor had a guardian, it was held incompetent for the legislature to empower another to sell his- land.s But, in any case, the ascertainment of indebtedness between* two parties and the application of the property of one to the payment of the other, is a judicial act, and cannot be exercised by the legislature. So the legislature cannot pass an act authorizing the sale of so much of the decedent's land as- would raise a specified sum, and order the proceeds to be ap- plied to the extinguishment of certain claims against the deceased. 6 Nor has the legislature power to assume that debts are due and payable, and on that assumption to authorize an administrator to sell lands vested in heirs and apply the- proceeds to the payment of the debts of the estate, without at judicial inquiry as to the existence of such debts before paying; them.? On the other hand, in some jurisdictions a different view is; entertained. In Tennessee it is held that special acts authorizing; 1 McComb vs. Gilkey, 29 Miss. 146. 2 Hegarty's Appeal, 75 Pa. St. 503. 3 Breevort vs. Grace, 53 N. Y. 245. 4 Gossom vs. McFerran, 79 Ky. Z36. See Linsby vs. Hubbard, 44 Conn. loo*- 6 Lincoln vs. Alexander 52 Cal. 482. 6 Lane vs. Doman, 4 111. 238. 7 Rozier vs. Fagan, 46 111. 404. See Estep vs. Hutchman, 14 S. & R. 435. 239] GOVERNMENTAL POWERS i y guardians of the minor heirs of a deceased person to sell lands descended to the heirs, and the proceeds of the sale to be ap- plied to the payment of debts created by the deceased during his lifetime, are unconstitutional because judicial in their nature. 1 In New Hamphire the validity of such special statutes is also denied. 2 It is there said that the exercise of such a power by the legislature can never be necessary. If it be fit and proper that the license should be given to one guardian under partic- ular circumstances to sell the estate of his ward, it is fit and proper that all other guardians should under similar circum- stances have the same license. If the jurisdiction of the judges of probate be not sufficiently extensive to reach all proper cases, it may be a good reason why that jurisdiction should be extended, but can hardly be deemed a sufficient reason for the particular interposition of the legislature in an individual case. These cases rest upon the assumption that the exercise of a legislative power must always result in a general act, a. rule of general conduct. In most of the jurisdictions in which it has been held that the power of converting real into personal property is a proper subject for legislative action, it has usually been found con- venient to delegate the power of actually ordering the sale to the courts, whose structure better fits them to examine the merits of applications. Proceedings of this character are gen- erally ex parte, and afford great opportunity for fraud. More- over, judicial proceedings, besides being safer, are less expen- sive. General laws are therefore enacted by the legislatures of most commonwealths delegating this power of authorizing sales in proper cases to the courts. But, when this power is conferred upon the courts, it does not necessarily become judicial (see next chapter), but may remain ministerial or administrative, requiring discretion and some- times knowledge of the law. " For aught we see, the same 1 Jones vs. Perry, 10 Yerg. 59. 2 Opinion of Judges, 4 N. H. 565. 108 THE SEPARATION OF [240 authority might have been given to the selectmen of each town, or to the clerks or registers of the counties." 1 So, whether the general laws are applicable or not to some cases which may arise, or may or may not accomplish all that is desirable, the legislature may nevertheless by special statute grant the permission which, under general laws, would be granted by the courts. Accordingly it is held that, although a general law is in force by which permission might be granted by the courts, it does not deprive the legislature of that full and complete control which it would have possessed, had no statute existed. As has been said, the courts derive their authority to act on the subject from the legislature. The constituent, when he has delegated an authority without an interest, may still do the act himself which he has authorized another to do; and espec- ially is this the case when the constituent is the legislature. The whole authority might be revoked, and the legislature assume the burden itself. 2 Kentucky, Virginia, Missouri, Oregon, Indiana, Maryland, New Jersey, Arkansas, Florida, Illinois, Wisconsin, Texas, West Virginia, Michigan, and Colorado, obviously regard the exercise of such power by the legislature as improper, since their constitutions forbid the enactment of special laws licens- ing the sale of lands of minors and other persons under legal disabilities. Whether the constitutional provisions forbidding special laws in cases where general laws can be made applicable, ex- clude such special acts as those above considered, has never been decided, but they might be held to do so. 3 1 Rice vs. Parkman, 16 Mass. 326. 2 Ibid. 3 Cooley's Const. Limitations, p. 117 n. CHAPTER XII LEGISLATIVE DIVORCES The constitutions of Alabama, Arkansas, California, Io"wa, Indiana, Maryland, Michigan, Minnesota, Missouri, Nebraska, Oregon, New Jersey, Texas, Wisconsin, Florida, Georgia, Illi- nois, Kansas, Kentucky, Louisiana, Massachusetts, Mississippi, Nevada, New Hampshire, New York, North Carolina, Ohio, Pennsylvania, Tennessee, Virginia, and West Virginia pro- hibit legislative divorces. This prohibition accords with the sentiment expressed by all leading jurists, who maintain that the granting of a divorce is not a proper subject for legis- lative action. 1 Nevertheless, some courts maintain that in the absence of a constitutional prohibition the power of dissolving the matrimonial bond is a proper legislative function. 2 In England the ecclesiastical courts exercised exclusive jurisdiction over the subject of divorce until the eighteenth century, when their refusal to grant divorces a vinculo even in cases of the grossest conjugal delinquency induced ap- plications to parliament. Since that time parliament has exer- cised the power of granting divorces a vinculo for causes super- venient to the marriage. Following this precedent, the colo- nial and commonwealth legislatures from time to time enacted special laws dissolving the matrimonial bond in special cases. Originally this legislative practice was sustained by the courts on historical grounds. Subsequently it became necessary for 1 Kent's Commentaries, vol. 2, p. 96 ; Bishop on Marriage, Divorce and Sepa- ration, Sec. 1446. 2 Bishop on -Marriage, Divorce and Separation, Sees. 1424— 1427, 147 1. 241] 109 HO THE SEPARATION OF [242 them to sanction it on grounds of public policy. A long ac- quiescence in repeated acts of the legislature on particular matters is said to be evidence that those matters have been generally considered by the people as within legislative control. 1 If legislative investigations take place in divorce proceedings, they are no more than those usually made when a change of a law is designed. Furthermore, if jurisdiction is not vested in the judicial tribunals to grant divorce for any cause, cases might arise beyond the jurisdiction of the courts, in which the continuance of the marriage relation would be intolerable, and in which no principle should prevent the legislature from interfering and putting an end to the relation in the interest •of the parties thereto, as well as of society. Marriage is not a contract in the ordinary sense of the term. When once formed a relation is created between the parties which they ■cannot change. It is an institution of society and controlled by public authority. It is a status over which the legislature has complete control. And as marriage is not a contract, an act declaring a dissolution of the tie does not impair the ob- ligations of contracts. 2 Should such acts now be held unconstitutional, as an en- croachment upon the judicial department, the legitimacy of •children, the peace of families, and the settlement of estates would be assailed. Such a course would bastardize issue and subject parties to the charge of adultery. Therefore, chiefly to avoid the consequences which would result from declaring those divorces void which have been granted by the legisla- ture, the courts pronounce such divorces valid. 3 Finally, it is said the fact that the legislature continually ■exercised this power after the separation of powers, justi- fies the conclusion that the division of the government into three departments, and the implied inhibition of the legis- 1 Starr vs. Pease, 8 Conn. 541 ; Maynard vs. Hill, 125 U. S. 190. 2 Magee vs. Young, 40 Miss. 164; Maynard vs. Hill, 125 U. S. 190. * Bingham vs. Miller, 17 Ohio, 445. 243] GOVERNMENTAL POWERS ni lative department to exercise judicial functions, was neither intended nor understood to exclude legislative control over the marriage relation. 1 But the legislature is limited to the declaration of the •divorce ; it cannot decide questions of property. A legis- lative act cannot of its own force turn a divorce nisi into an absolute divorce. 2 It has been held that that part of an act ■of divorce which required the husband to pay to trustees money for the use and benefit of his wife, was void. A suit for alimony is a distinct remedy from proceedings to obtain -a divorce, and a wife's maintenance is recoverable only through the intervention of the courts. 3 Where such act is conceded to be legislative, it follows that the motives of a special law granting the divorce cannot be in- •quired into by the courts, and the validity of the act is not affected by the fact that it was passed upon the husband's ap- plication without the knowledge of or notice to the wife. 4 It is generally conceded that the determination of the pro- priety of dissolving a marriage may involve investigations -of a judicial nature which can best be conducted by judicial tribunals. Therefore statutes are generally found which authorize courts to decree divorces in certain specified •cases. In some jurisdictions it is held that the delegation of authority to the courts to act in certain enumerated cases does not necessarily involve the negation of the reservation of the power to the legislature to act concurrently in the same class of cases, because acts granting the power to the courts may be 1 Maynard vs. Hill, 125 U. S. 190. This case held that a special divorce act -of a territorial legislature is a rightful subject of legislation, and not inconsistent with the Constitution of the United States. In 1886 a statute was passed by Con- gress forbiding special divorce acts by the territorial legislatures {Stats, of 1S86, •ch. 818, sec. 1). See Starr vs. Pease, 8 Conn. 541. 2 Sparhawk vs. Sparhawk, 116 Mass. 315. 3 Crane vs. Meginnis, I G. & J. (Md.) 463. 4 Maynard vs. Hill, 125 U. S. 190; Wright vs. Wright, 2 Md. 429. H2 THE SEPARATION OF [244. repealed at any time. 1 But, in this class of cases, when a com- petent court has once accepted the jurisdiction and commenced acting on a controversy, the particular matter becomes exclu- sively judicial, and even though the legislature had an equal authority over it before, it has not now. This is but a branch, of the doctrine that between tribunals of concurrent jurisdic- tion, the one which first takes cognizance of a controversy,, can continue it to the end. 2 A series of cases holds that the power to divorce becomes- a judicial act in those cases in which general laws confer on, the courts power to adjudicate, and that in those cases the legislature cannot pass special laws, though its original control- over the marriage relation will enable it to grant divorces in such other cases as shall in its wisdom appear to justify them.* Until the legislature enacts laws on the subject and invests courts with jurisdiction, it can itself exercise the authority at pleasure. 4 But it is powerless over causes of divorce which it has entrusted to the judiciary, else there would practically be an appeal from the highest judicial tribunal to the legislature. 5 The cases, however, generally recognize that, although the legislature has enacted a general law, causes may arise which may make it peculiarly proper to dissolve the marriage rela- tion, but of which the courts could not take cognizance, be- 1 Wright vs. Wright, 2 Md. 429. 2 Bishop on Marriage, Divorce and Separation, Sec. 1448, and cases cited. Divorce may be either a legislative or judicial act. Id., Sees., 1432-1446. If the court acts upon an action for divorce over which it has jurisdiction, and de- cides against a divorce being granted, parties may not be granted a divorce by the legislature. Op. of Justices, 16 Me. 479. 8 Levins vs. Sleator, 2 Greene (Iowa), 604; Opinion of Judges, 16 Me. 479; Adams vs. Palmer, 51 Me. 480; Townsend vs. Griffin, 4 Harr. 440. Bishop on Marriage, Separation and Divorce, Sec. 1449. * Where courts have no authority by general law to grant a divorce for a given cause, the legislature cannot confer the authority in a particular case. Simmonds vs. Simmonds, 103 Mass. 572. 5 Opinion of Judges, 16 Me. 479; Adams, vs. Palmer, 51 Me. 480. 245] GOVERNMENTAL POWERS nj cause not invested with jurisdiction. In such cases it is said to be only proper that the legislature should be able to decree the divorce. Under the constitution of Pennsylvania, which provides that the legislature shall not have power to enact laws annulling the contract of marriage in any case where by law the courts of the commonwealth are or may be empowered to decree a divorce, it has been decided that this restriction is a recogni- tion of the power of the legislature to grant divorces in all other cases. 1 Under the constitution of Michigan, by which the legislature was prohibited from granting divorces, it was held that a special act could not be passed authorizing the courts to divorce for a cause not embraced in the general laws. 2 The courts of Ohio, New Hampshire, Florida, Missouri, and Kentucky, have held the granting of a divorce to be in its very nature a judicial act. 3 They maintain that the granting of a divorce is not the enactment of a law. It is a decree, sentence, rule, judgment, but not a law. Nor can the legislature by withholding from the judiciary the means or right of exercising powers properly judicial, by not providing general laws, invest itself with the right of exercising that power. 4 The conflict of opinion in regard to legislative divorces is exactly analogous to the conflict in regard to special laws authorizing the sale of lands. 1 Cronise vs. Cronise, 54 Pa. St. 255. 2 Teft vs. Teft, 3 Mich. 67. 3 Bingham vs. Miller, 17 Ohio, 445 ; Clark vs. Clark, 10 N. H. 380; Ponder vs. Graham, 4 Fla. 23 ; Gaines vs. Gaines, 9 B. Monroe, 295 ; Bryson vs. Bryson, 44 Mo. 232. 4 Gaines vs. Gaines, 9 B. Monroe, 295. CHAPTER XIII /■' LEGISLATIVE INQUESTS AND THE POWER TO PUNISH FOR CONTEMPT As the ascertainment of facts is indispensable to intelligent and effectual legislation, there never has been any question as to the right of the legislature, or of legislators, to make mere naked inquiries. Each house must be allowed to proceed in its own way in the collection of such information as may seem conducive to the discharge of its functions, and, whenever it is deemed desirable that witnesses should be examined, authority to do so is properly given to a committee with such powers of investigation as may seem expedient in the particular case. 1 The manner of conducting such an investigation rests in the sound discretion of the legislature. 3 In considering this inquisitorial power, the courts have been called upon to determine whether the legislature, in order to make its own inquiries, or those of its committees, effective, has the power of punishing as a contempt a refusal to answer interrogatories. The courts, in determining this question, have unnecessarily confused it by considering whether the power to judge of and to punish for contempt is a power judicial in its nature, and, if so, whether, in view of the separation of gov- ernmental powers, it may under any circumstances be exer- cised by the legislature. Whenever they have upheld the exercise of this power by the legislature, they have deemed it incumbent upon them to justify the exercise by the legislature of a power judicial in its nature, as if the constitution had vested all such power in the courts. 1 People vs. Larned, 5 Hun. 626. 2 In re Falvey, 7 Wis. 630. 114 [246 .247] G0 VERNMENTAL PO WERS t i 5 In one of the early cases it was said : " The power is rather judicial in its nature, but in a legislative body exists as an auxiliary to the legislative power only. In the early history of the country from which our institutions, both of law and legislation, are principally derived, the judicial and legislative functions existed in and were exercised by the same body ; and when they were afterwards separated, and each came to be exercised by a separate tribunal or body, the legislative authority necessarily retained a sufficient amount of judicial power to enable it to investigate fully and to comprehend thoroughly any and every subject upon which the body pro- posed to act in its legislative capacity. This included the power to subpcena witnesses to give evidence, to compel them to attend and testify, and to punish for disobedience and con- tempt in refusing to attend, or in refusing to testify upon attendance." 1 The provision in the constitutions of Massachusetts 2 and Maryland, 3 declaring that the House of Representatives shall be the Grand Inquest of the commonwealth, would probably be regarded as expressly authorizing the legislature to pun- ish witnesses for contempt in the course of inquiries, investiga- tions or inquests conducted by them or their committees. 4 In 1 82 1 the United States Supreme Court held that the power of punishing for contempt even others than their own members, was possessed by both houses of Congress by neces- sary implication. A general power to punish for contempt was held to be vested in the House of Representatives as a neces- 1 Wilckens vs. Willet, 4 Abb. App. Dec. 596. Whenever it is necessary for the legisla'ure to assume powers judicial in their nature in order to exercise powers confided to it by the Constitution, the legislature undoubtedly may exer. cise such judicial powers. If the legislature may not exercise powers judicial in their nature in other cases, it is not because of the separation of powers, or because judicial power is vested in the courts, but because the legislature has only such ,powers as the Constitution expressly confers upon it and powers incidental thereto. 2 Art. 6, sec. 3. s Art. 3, sec. 24. 4 See Burnham vs. Morrisey, 14 Gray, 226. U6 THE SEPARATION OF [248 sary incident to the exercise of its functions, and its adjudica- tion was held sufficient to establish the fact of contempt. 1 The question was again before the Supreme Court of the United States in 1885. The contempt in this case consisted in a refusal to answer a question propounded by a committee of the House of Representatives. The resolution under which the committee was created directed it to examine into the history and character of what was called " the real estate pool " of the District of Columbia; and the preamble recited as the ground of the investigation that certain debtors of the United States government, whose affairs were then in litigation before a bankruptcy court, had an interest in the pool or were creditors of it. The court, in deciding the case, said : " The latter proposi- tion [that this power exists as one necessary to enable either house of Congress to exercise successfully its function of legislation] is one which we do not wish to decide in the present case, because we are able to decide it without pass- ing upon the existence or non-existence of such a power in aid of the legislative function." The court further said : " We are sure that no person can be punished for contumacy as a witness before either House unless his testimony is required in a matter into which that House has juris- diction to inquire, and that neither of these bodies possesses the general power of making an inquiry into the private affairs of the citizens." The decision denying the legislature the power in that particular case, was based upon the ground that the subject matter of the investigation which the committee was directed to make, was judicial in character, that proceedings to deter- mine it were already before the courts, that the investigation related to a matter wherein no relief or redress could be given by Congress, that the resolution under which the investi- gation was held contained no indication of any intention of 1 Anderson vs. Dunn, 6 Wheat. 204. See Stewart vs. Blaine, I MacArthur, 453. 249] G0 VERNMENTAL PO tVERS 1 1 ower of reviewing apportionment acts of the legislature, as a check upon gerry- mandering. See " Distrust of Our Law Makers," address of Moorfield Story be- fore Am. Bar Association, N. Y., Aug. 23, 1894. 2 People vs. Lawrence, 36 Barb. 177 ; People vs. New York Central R. R. Co., 34 Barb. 123; Baltimore vs. State, 15 Md. 376. See U. S vs. Williams, 5 Mc- Lean, 135, which holds that the action of Congress on the allowance of a claim .against the government is conclusive on the judiciary. 3 Hine vs. Levee Com'rs, 19 Wall. 655. See Rees vs. Watertown, 19 Wall. 107. The United States courts will not interfere by injunction with the execu- tion of the registration and election laws of the commonwealths. Green vs. Mills, 35 U. S. App. 383. CHAPTER XV JUDICIAL LEGISLATION Notwithstanding the endeavors of the judiciary to avoid the assumption of legislative power, the English system of judicial interpretation in some cases must inevitably result in judicial legislation. 1 The statutes as curtailed or enlarged by interpretation, and not the bare statutes themselves, become the rule of civil conduct to govern future cases. Where a law is imperfect, but not to such an extent as to render its execu- tion impossible, imperfections in its details may be- supplied by rules of court. 2 Although judicial interpretation ought not to curtail or add anything to a statute 3 but only to express the true intention of the legislature, statutes are often so ambigu- ous that it is impossible to find by rules of construction the in- tention of the law, and then the judge is called upon to deter- mine what the law should be. The judge thus becomes a legislator. Cases may even arise in which statutes may be construed against their letter. 4 In such cases the judgment of the court may become the creature of an entirely new law fashioned out of existing law. Whenever a court reverses its own decision, it exercises power legislative as well as judicial in nature. 5 In Hep- 1 A familiar illustration of judge-made law is the judicial doctrine of prescrip- tion. See Angus vs. Dalton, 6 Ap. Cas. 740. Sedgwick's Construction of Stat- utory and Constitutional Law, chap, vii, p. 250. 1 Cochran vs. Loring, 17 Ohio, 409. 3 See " Judge-made Law," in Cooley On Torts, p. 12. *See People vs. Utica Ins. Co., 15 Johns. 358, 380; Riggs vs. Palmer, 115 N. Y. 506; People vs. Butler, 147 N. Y. 164. 5 See Turnpike Co. vs. State, 28 Ind. 382. 128 [260 2 6 1 ] GO VERNMENTAL PO WERS x 2 g burn against Griswold, 1 the Supreme Court of the United States held the legal tender acts of Congress unconstitu- tional. Subsequently, in the Legal Tender Cases, 2 it held them perfectly sound and constitutional. It has been said that if the court had power absolutely to annul an act for unconstitutionality, the first decision destroyed the legal tender acts, and they could not be revived by the second decision of the court without its indulging in the most bare- faced judicial legislation. 3 It is an indisputable fact that, notwithstanding the separation of powers, the principles and distinctions established by the decision of single cases become a part of the law of the land. Until overriden by express statutes, judicial precedents become a system of rules binding all, and are regarded by the commu- nity as the law determining the nature of the obligations con- tracted under them. 4 In the absence of statutory provisions or of general rules of court, many rules of practice are developed by judicial legis- lation. 5 Every court of record has an inherent power to make rules for the transaction of its business. 6 Without this power it would be impossible for courts of justice to dis- pose of the public business. Delays would be interminable. Every court must therefore have stated rules to go by, and they are the most proper judges of their rules of practice. 7 It not unfrequently happens that a law authorizes or requires judges to meet and in convention to establish rules of prac- 1 8 Wall. 603. 2 12 Wall. 457. 3 See Am. Law Rev., March, 1887. 4 Sedgwick's Construction of Statutory and Constitutional Law, chap, vii, p. 250 ; Ordronaux's Constitutional Legislation, p. 408. s Fisher vs. Gould, 81 N. Y. 228. 6 Barry vs. Randolph, 3 Binn. 277. See N. Y. Code of Civil Procedure, sec. 7 ; Baldwin vs. Mayor, 42 Barb. 549, aff'd in 45 Barb. 359. ' Snyder vs. Bauchman, 8 S. & R. (Pa.) 336; Fullerton vs. Bank of U. S., I Pet. 604. 130 THE SEPARATION OF [262 tice and procedure which shall be binding upon all courts of record, except courts for the trial of impeachments or superior courts. 1 The rules established by the convention of judges 2 have the force and effect of statutes that cannot be properly departed from. 3 A right secured by a rule so adopted is one of which a party cannot be deprived except by legisla- tion or revision. 4 A rule of court (in the absence of legisla- tion) can be abolished only by the authority of the court, in the same manner as it was made. It cannot remain as a rule of court and at the same time be considered as abolished by an order of the judge, resting only in parol. 5 It is competent for the judges in convention to make rules altering the practice previously settled by the decisions of the courts. 6 A valid rule may be abolished by the legislature in express terms annulling it, or ordaining something contrary in effect to it. 7 A court may sometimes under special circum- stances suspend its rules, or except a particular case from them, to subserve the ends of justice. 8 The delegated power of the judges in convention to make rules of practice resembles in every respect legislation. Such a rule of practice differs from a statute only in that it is not en- acted by the legislature, but by the court. It is somewhat analogous to the delegated ordinance power of the executive. This power must be considered as essential to the existence 1 N. Y. Code of Civ. Pro., sees. 17, 193, 323; L. 1882, chap. 410, sec. 1558; N. Y. Law Journal, Nov. 24, 1894. 2 The legislatures may establish such rules and regulations, or delegate the power of establishing them to the courts. See Wayman vs. Southard, 10 Wheat. I. s People vs. Nichols, 18 Hun, 530, 535 ; reversed in 79 N. Y. 582, but only on .another point; Matter of Moore, 108 N. Y. 280; Pratt vs. Pratt, 32 N. E. 747. 4 People vs. Nichols, 18 Hun, 530. See Kelly vs. Sheehan, 76 N. Y. 325. 5 Burlington R. R. Co. vs. Marchand, 5 Iowa, 468. 6 Havemeyer vs. Ingersoll, 12 Abb. Pr. (N. S.) 301. ' Bishop vs. State, 30 Ala. 344. - 8 U. S. vs. Breitling, 20 How. 252; Gillette Mfg. Co. vs. Ashton, 56 Neb. 576. 263] GOVERNMENTAL POWERS I3I of the courts, as a power having always been exercised by the courts, and therefore not within the intention of the restriction of the distributing clause of the constitutions. Since the constitutions do not authorize the legislature to delegate any law-making power proper to a convention of judges, the courts cannot make general rules inconsistent with the code enacted by the legislature. In such case the courts would be enacting a law. 1 A rule in conflict with a a statute is of no effect. 2 A rule intended to operate retro- spectively as an act of limitations, is void. Statutes of limita- tion can be modified only by the legislature. 3 1 Winton vs. English, 14 Abb. Pr. (N. S.) 124, 125; Gormerly vs. McGlynn, 84 N. Y. 284; French vs. Powers, 80 N. Y. 146; Rice vs. Ehele, 55 N. Y. 518; •Glenney vs. Stedwell, 64 N. Y. 120. 2 People vs. Bruff, 9 Abb. (N. C.) 153. 3 Reist vs. Heilbrenner, 11 S. & R. (Pa.) 131. PART IV THE LEGISLATURE AND THE EXECUTIVE CHAPTER XVI THE PARDONING POWER As to what powers should be included in the term execu- tive as that term is used in the distributing clause of the con- stitutions, the opinions of judges are in conflict ; but all agree that whatever power or duty is expressly imposed upon the executive department becomes executive in the sense that it is altogether free from the interference of the other branches of the government. Especially is this the case where the subject is committed to the discretion of the chief executive officer, either by the constitution or by statute. As long as a power is vested in him, it is to be by him exercised, and no other branch of the government can control its exercise. 1 This principle is readily applied to the cases in which the constitu- tions vest certain powers in the executive officers. Its appli- cation to such cases is well established and illustrated by 1 Att'y Gen'l vs. Brown, I Wis. 442. Groom vs. Gwinn, 43 Md. 572, holds that, although the governor is vested by the constitution with jurisdiction to decide cases of contested elections for attorney general, the power thus conferred is not self- executing, and that it cannot be exercised by the governor until he is clothed by law with authority and means to execute it, as with authority to summon witnesses, to compel their attendance, to punish their refusal to attend, and to administer oaths. Where the governor is made the commander-in-chief of the military forces ot the commonwealth, it is generally admitted that his authority must be exercised' under such rules as the legislature may prescribe. 132 [264 265] GOVERNMENTAL POWERS 133 decisions relative to the pardoning power, and to the power of remitting fines and forfeitures. When the power to remit fines and forfeitures is confided by the constitution to the governor alone, any act of the legisla- ture which attempts directly or indirectly to remit a fine, either before or after it has been paid, is unconstitutional. 1 The leg- islature cannot relieve persons from penalties incurred by the violation of certain penal statutes. 2 It has even been held that where the constitution confers upon the governor power to re- mit fines and forfeitures and to grant reprieves, commutations, and pardons, the legislature cannot authorize a court, or a judge thereof, on an appeal from a judgment of conviction, to suspend the sentence of death. 3 In the absence of constitutional limitations, the legislature -could, without doubt, confer upon the courts authority to grant pardons or reprieves. The pardoning power is not a power which necessarily inheres in the executive ; 4 and when the constitution is silent, it does not belong to one branch of the government more than to another. That the governor is gen- erally granted this power is the result of history. 5 But, where the constitution grants the power to the governor, the legisla- ture cannot confer it upon any other person or tribunal. 6 Nor •can a judge practically exercise the governor's power of pardon by suspending sentence indefinitely. 7 Nor can the legislature limit or restrict the executive's power to par- don. 8 A legislative enactment signed by the governor, remit- 1 Haley vs. Clark, 26 Ala. 439. 2 State vs. Sloss, 25 Mo. 291. 3 Butler vs. State, 97 Ind. 373. * State vs. Nichols, 26 Ark. 74. 5 Lieber, Civil Liberty and Self-Government, vol. 2, 147. 6 Sterling vs. Drake, 29 Ohio St. 457 ; State vs. Nichols, 26 Ark. 74; Ogletree vs. Dozier, 59 Ga. 300. 7 People vs. Brown, 54 Mich. 15. 8 U. S. vs. Klein, 13 Wall. 128; Armstrong vs. U. S., Id. 154; Paryond vs. U. S., Id. 156. ^4 the separation of [266- ting the sentence imposed in a criminal case, was regarded as equivalent to a pardon signed by the governor. 1 It should be noticed that where a judgment in favor of the government involves the property of the government, it can be released by the legislature on any conditions which it chooses to prescribe. The legislature would have the same right to- discharge it as it would have to release any debtor of the gov- ernment from his obligation. 2 The modification of penalties by statute is not, as a general rule, considered an interference with the pardoning power. 3 The Secretar)' of the Treasury may be authorized to remit penalties for the breach of revenue and similar laws, 4 as penal- ties incurred by a steamship carrying too many passengers.. The pardoning power is generally understood to extend to all cases except impeachments. Under the liberal construc- tion applied to the clause conferring this power upon the chief executive, it has been held that the exception proves the comprehensive nature of the power. The executive has the power to grant conditional pardons to take effect upon- conditions either precedent or subsequent, 5 and the power to pardon may be exercised before as well as after conviction. 6 ' It has also been decided that the chief executive may grant a conditional pardon to a person under sentence of death, com- muting that punishment into imprisonment for life, although it was argued that the executive granting such a pardon legis- lated a new punishment into existence, and then sentenced the convict to suffer it. 7 Though the warrant of a governor 1 People vs. Stewart, I Idaho, (N. S.) 546. 2 People vs. Birchara, 12 Cal. 50. 3 Commonwealth vs. Halloway, 42 Pa. St. 446, 448 ; Ex parte Scott, 19 Ohio- St. 581. •The Laura, 114 U. S. 411. 6 Lee vs. Murphy, 22 Gratt. 789; United States vs. Wilson, 7 Peters, 150; Ex- parte Marks, 64 Cal. 29; Kennedy's Case, 135 Mass. 48. 6 Dominick vs. Bowdoin, 44 Ga. 357. ' Ex parte Wells, 18 How. (U. S.) 307. 267] GOVERNMENTAL POWERS 135 speaks of commuting punishment, if it substitutes a less for a greater penalty, and this is intended to be done with the con- sent of the prisoner, it will be considered a conditional pardon, and not a commutation, the governor having full power to pardon, but power to commute only capital punishment. 1 It is generally held that the power to pardon includes the power to reprieve. It has been said : " The governor has the unlimited and unrestricted power to pardon, and upon the principle that the greater includes the less, must be held to have authority to postpone the execution of a sentence while engaged in the consideration of the question of exercis- ing the pardoning power." 2 But the power to reprieve is not derived exclusively from the power to pardon. Courts cannot pardon, but courts may stay execution and may reprieve at common law ; the power of reprieving is also vested in the governor ex necessitate legis. Cases, as of insanity, might arise when courts are not in session, which, although affording no grounds for pardon, yet ought to be reprieved.^ The power of the courts to suspend sentence does not con- flict with the power vested by the constitution in the governor to grant reprieves and pardons. 4 Since a contempt of court is an offence against the state and not an offence against the" judge personally, the order of the judge inflicting a penalty for such contempt comes within the range of the pardoning prerogative vested by the constitution in the executive. 5 The President of the United States is also held to be clothed with the power of granting pardons in cases where judges of the United States courts punish for con- tempt. 6 1 Lee vs. Murphy, 22 Gratt. 789. 2 Ex parte Fleming, 60 Miss. 910. 3 Ex parte Howard, 17 N. H. 545. i People vs. Ct. of Sessions, 141 N. Y. 288. 5 State vs. Sauvinet, 24 La. Ann. 119; Ex parte Hickey, 4 Smedes & Mar- shall, 751. D 4 Op. of Att'y Gen'l, 458; In re Mullee, 7 Blatchf. 24. These decisions sug- gest the question how far the executive might interfere with the courts by pardon- I3 6 THE SEPARATION OF |_ 2 68 In conclusion it only remains to be stated that Kansas, Florida, Alabama, Arkansas, Texas, Mississippi, Oregon, Indiana, Iowa and Virginia provide by their constitutions that the foregoing powers shall only be exercised by the governor under such regulations as shall be prescribed by law. 1 In the absence of constitutional provision, statutes regulating the manner of making an application for pardon are merely directory, and do not limit the power of the governor to pardon to cases in which application is made as therein pro- vided, nor is the effect of such statutes enlarged by the usual constitutional provision that the governor may grant the pardon, but that the legislature may by law regulate the man- ner of the application. 2 ing persons committed by a j udge for the purpose of coercion, as in the case of a contumacious witness. See The Laura, 114 U. S. 411. There is some author- ity for the proposition that the executive cannot pardon persons under sentence by the legislature for contempt of its authority. 2 Story on the Constitution, 337. It is at least questionable whether a distinction should be made between the power of the executive to pardon a contempt of court and a contempt of the legislature. 1 See State vs. Dunning, 9 Ind. 20. 2 In re Moore, 31 Pac. R. 980. See Governor vs. Warden, 62 N. Y. 584; N. W. Law Journal, April 24, 1895. CHAPTER XVII THE POWER OF APPOINTMENT AND REMOVAL A phase of the relations existing between the legislature and the executive is illustrated by the law of appointment and removal. A provision generally found in the commonwealth constitu- tions declares that the governor shall nominate and, by and with the consent of the senate, appoint all officers whose offices are established by the constitution or shall be created by law, and whose appointment or election is not otherwise provided for. This clause has received different constructions in the several commonwealths. The conflict in the decisions arises from the •difficulty encountered in the construction and interpretation of the distributing clause. Does the term executive, as employed in this clause, include all powers generally termed executive in their nature, or does the enumeration of certain powers which the constitution expressly vests in the chief executive, imply that the state only intended to include in its grant of the ■executive powers to the executive department such powers as are expressly enumerated ? If the state intended to vest in the ^governor all powers executive in their nature, what was its purpose in specifying particular executive acts which he might •lawfully exercise ? It has been held that while the above provision authorizes the legislature to provide for appointment or election to office, it does not authorize that body itself to make such appoint- ment or election. It is one thing to make a place by enacting -a law, and another thing to put a person in that place. The one thing is purely and intrinsically legislative, the other is 269] 137 I3 8 THE SEPARATION OF [270 not. For these reasons, a law effecting an appointment of the board of public works and affairs has in Indiana been held to be- invalid. 1 But, in the same commonwealth, although it has- subsequently been affirmed that appointment is an executive- act and that the legislature has no power to fill offices except such as are connected with the discharge of legislative duties,, it has been decided that the assembly, having since the adop- tion of the constitution uniformly assumed the power of ap- pointing or directing the appointment of officers of benevolent- institutions of the commonwealth, in which assumption all de- partments have apparently acquiesced, is authorized to appoint a trustee of the Institution for the Blind. Benevolent institu- tions were said to be the property of the commonwealth, and as such under the general control of the legislature. 2 When subsequently the Indiana legislature established a department of geology to be under the direction of a director, and the- legislature elected the director, the courts declared that, the- legislature having created the office, but having had no power to fill it, or to delegate that power, it being executive in its nature,, and therefore inhering in the executive department of govern- ment, the office became vacant as soon as created, and that therefore the governor had the right to fill the vacancy. 3 Although the constitution has confided to the courts the ap- pointment of their own clerks, it has been decided that the- nature of the power is not changed. The act does not become- judicial, but remains intrinsically executive, and therefore- neither an appeal nor a writ of error will lie to the courts to- review, reverse, or nullify it. 4 The authorities which hold that the power of appointment is executive avoid great difficulty by declaring that though ther 1 State vs. Denny, 21 N. E. Rep. 252. 2 Governor vs. State, 21 N. E. Rep. 890. 3 State vs. Hyde, 121 Ind. 20. * Taylor vs. Commonwealth, 3 J. J. Marsh. 401. Explained in Mayor vs. State,, 15 Md. 376. 271] GOVERNMENTAL POWERS I39 appointment to office is an act executive in its nature, yet not every such appointment involves executive functions, as appointments by judicial officers in the discharge of their duties, or appointments by the legislature in the discharge of its duties as an independent body. Such appointments are necessary to maintain the independent existence of the depart- ments, and are not an encroachment upon the executive de- partment. 1 That nomination to office is an executive act was earnestly maintained by Thomas Jefferson. In one of his letters he says : " Nomination to office is an executive function. To give it to the legislature as we do, is a violation of the princi- ple of the separation of powers. It swerves members from correctness by temptation to contract for office for themselves and to a corrupt barter for votes, and destroys responsibility by dividing it among a multitude. By leaving nomination in its proper place among executive functions, the principle of the distribution of powers and responsibility weighs with its heav- iest force upon a single head." 2 On the other hand, a large majority of decided cases main- tain the view that all the powers usually denominated execu- tive by theoretical writers, were not intended to be included in the grant to the governor of the executive power, and that the enumeration of specific powers which the executive might exercise was intended to operate as a limitation of the general grant. 3 The power of appointment to office is not generally, under any system of checks and balances, regarded as a func- tion intrinsically executive in the sense that it is inherent in and necessarily belongs to the executive department. 4 Webster says : s " First, the denomination of a department does not fix the limit of the powers conferred on it, nor even their exact 1 State vs. Denny, 21 N. E. Rep. 252; State vs. Hyde, 30 Am. and Eng. Corp. Cases, 318, 321 n, and 334 n. 2 Field vs. The People, 3 111. 79, 141. 3 Ibid,, 79. * Mayor vs. State, 15 Md. 376. 6 Speech on " Presidential Protest." 140 THE SEPARATION OF [272 nature ; and second (which indeed follows from the first), in our American government, the chief executive magistrate does not necessarily, and by force of his general character of supreme executive, possess the appointing power." Where this view of the distributing clause prevails, it has been held that under a constitutional provision like the one above considered, the legislature may, in cases not provided for by the constitution, prescribe by general law the manner in which all public officers shall be elected or appointed, and that this power includes the power to designate the agent or person who shall appoint as well as the formality with which it shall be done. Were a literal construction of the clause in question to be insisted upon, the time of the senate would be taken up in acting upon the governor's nominations. 1 Where the appointment is to a statutory office, it is competent for the legislature to provide in a different way than that proposed by the constitution, the manner of making original appoint- ments, the terms of office and how all vacancies shall be filled. 2 Vesting the executive power of the commonwealth in the governor does not include the power to fill vacancies in offices created by act of the legislature. 3 The legislature may provide for the appointment of a civil service commission to make rules and regulations to govern the qualifications and appointment of all statutory officers. 4 But the constitution of New York, for the purpose of fixing responsibility, confers on the Superintendent of Public Works of the state power to select and appoint his subordinates. This, it has been held, gives him exclusive power in his ap- pointments, so that the civil service statute, so far as it attempts to restrict him in his choice to persons certified to him by commissioners, is unconstitutional. 5 1 Bridges vs. Shallcross, 6 W. Va. 562. 2 People vs. Osborne, 7 Col. 605. 3 Briggs vs. McBride, 17 Ore. 9. * Opinions of Justices, 138 Mass. 601. " This is not the delegation of power to enact laws ; it is merely a delegation of administrative powers and duties. " 5 People vs. Angle, 109 N. Y. 564. 273 J GOVERNMENTAL POWERS 741 The legislature, having power to prescribe the rule of selec- tion, whether it shall be by election or appointment, may itself make the selection. 1 So, for the legislature to name, in an act of incorporation of a city, trustees to organize the city government and conduct its affairs through the first year, is not regarded as an assumption of executive powers. 2 To avoid legislative appointments, provisions are frequently in- serted into the constitutions, declaring that no appointing power shall be exercised by the general assembly, except as prescribed in the constitutions Where the question, whether an officer shall be elected or appointed, is left to the discretion of the general assembly, a law directing his election or appointment may be changed at the will of the legislature. 4 The legislature may withdraw the power of appointment to statutory office from the governor 5 and vest it in any administrative board or officer. 6 And in New York it has been held that the power of appointment may be granted to unofficial persons, 7 as chambers of commerce and presidents of insurance companies. The legislature may change the time of the election of the successor of an officer, so as to prolong the term of such officer till a successor is appointed. This does not amount to a legislative appointment to office. 8 In the absence of express constitutional prohibitions, where a particular office has been created by statute, the legislature may, in its discretion, abolish the office without regard to the tenure or expectations of the incumbent? It may pass an act lengthening or abridging the 1 Mayor vs. State, 15 Md. 376; People vs. Freeman, 22 Pac. Rep. 173. 2 State vz. Rosenstock, 11 Nev. 128. 3 Bridges vs. Shallcross, 6 W. Va. 562; State vs. Kennon, 7 Ohio St. 546. * State vs. Covington, 29 Ohio St. 102; People vs. Draper, 15 N. Y. 532. 6 Davis vs. State, 7 Md. 151. 6 People vs. Shallcross, 6 W. Va. 562. ' Sturgis vs. Spofford,45 N. Y.446. 8 People vs. Batchelor, 22 N. Y. 128. 9 State vs. Hermann, 11 Mo. App. 43; Bryan vs. Cattell, 15 la. 538. I4 2 THE SEPARATION OF [274 term of such an officer. 1 It may declare such office vacant and appoint another person to fill the vacancy. 2 When the constitution confers the power of appointment to or removal from office upon the executive department alone, it is evident that such appointment or removal cannot be made directly or indirectly by legislative enactment. 3 It has been held that a constitutional right of the appointing power to re- move at pleasure cannot be abridged by an act providing for the removal in a certain way or for a certain cause. 4 Although a statute which provides for a board, authorizing it to appoint or remove officers, or to fill vacancies, is valid, and although the legislature cannot appoint the officers of such board without exercising the power of appointment, 5 yet where the legisla- ture creates a board of public works of which certain officers ■of the state are ex officio the members, and authorizes such board to appoint to or remove from office, or to fill vacancies, such act does not operate as a legislative appointment to another or different office, but only annexes additional powers and duties to be performed by persons already elected by the people. It does not amount to a legislative appointment to an office created by law. 6 The Constitution of the United States requires certain officers to be appointed by the President by and with the ad- vice and consent of the Senate. 7 But as, when officers be- •come numerous and sudden removals necessary, inconveniences might otherwise arise, it is provided that Congress may by 1 Territory vs. Pyle, I Ore. 149. 2 People vs. Barnard, 27 Cal. 470; Att'y Gen'l vs. Squires, 14 Cal. 13; Bryan vs. Cattell, 15 la. 538. 3 Hood vs. United States, 15 Ct. of CI. 151. * People vs. Hill, 7 Cal. 97. 5 State vs. Kennon, 7 Ohio St. 546. 8 Bridges vs. Shallcross, 6 W. Va. 562. 7 Generally the President and the governors are empowered to fill all vacancies happening during the recess of the Senate. U. S. Const., art. 2, sec. 2. This provision is regarded as applying to vacancies happening during the session and continuing after adjournment. In re Farrows, 4 Woods (C. C.) 491 ; State vs. Kuhl, 17 Atl. Rep. 102. 275] GOVERNMENTAL POWERS l ^ law vest the appointment of other officers in the President alone, in courts of law, or in the heads of departments. Congress, however, has no power to confer authority to appoint to office -upon any persons not named to that end in the Constitution. 1 Although the Constitution of the United States is silent as "to the whereabouts of the general power of removal from office, Congress in 1789 affirmed that it was vested in the President, as a power executive in its nature and indispensable to a due execution of the laws and the regular administration •of public affairs. This was acquiesced in as the true construc- tion of the Constitution until the passage by Congress from -political motives of the Tenure of Office Act of March 2, 1867, which made the consent of the Senate necessary to the removal of civil officers, even of the heads of the several de- partments. This act was greatly modified on April 5, 1869, .-and was with general approval repealed in 1887. It remains -doubtful whether the President has the sole power of removal 4>y virtue of the Constitution or by virtue of the act of Con- rgress. 2 The commonwealths have placed a similar construction upon "their constitutional provisions, and hold that the fact that the •consent of the senate is necessary to authorize the governor to appoint does not prohibit him from removing officers at fiis pleasure. 3 But there are some decisions to the contrary. •On the ground that the power of removal is incident to the >power of appointment, it has been held that an officer cannot 'be removed by the governor without the consent of the senate, -where he is to hold during the pleasure of the power appoint- ing him. 4 1 United States vs. Germain, 99 U. S. 508. 2 Story's Commentaries on the Constitution, vol. 2, p. 363. 3 Wilcox vs. People, 90 111. 186; Lane vs. Commonwealth, 103 Pa. St. 481 ; "Harman vs. Harwood, 58 Md. I; Keenan vs. Perry, 24 Tex. 253; People vs. JHill, 7 Cal. 97. 1 People vs. Freese, 83 Cal. 453. See Field vs. People, 3 111. 82. CHAPTER XVIII IMPLIED AND INCIDENTAL POWERS OF THE EXECUTIVE- DEPARTMENT Since the manner in which a statute is to be executed* may properly be made a part of a statute, it follows that irn many cases, whether the executive shall have discretionary power or act merely ministerially in the execution of laws de- pends largely upon the will of the legislature. But the exec- utive department, in the execution of its duties, constitutional as well as statutory, is often compelled to exercise its discre- tion. While it is limited in the exercise of its power by the- law, it does not follow that it must show a specific provisions for everything it does. No government could attempt to» regulate by law the minute movements of every part "of its- complicated machinery. While the great outlines of its move- ments may be marked out, and limitations imposed on the exercise of its powers, there are numberless things, essential to its proper action, which can neither be anticipated nor defined. 11 The quasi-legislative power of the President as commander- in-chief of the army and navy to establish rules and regula- tions for the government of the army is undoubted, The Secretary of War being the regular constitutional organ of the President for the administration of the military establishment of the nation, the rules and regulations publicly promulgated through him must be received as the acts of the executive, and as such are binding upon all within the sphere of his legal and! 1 United States vs. Macdaniel, 7 Peters, 1. 144 [276 2 77 J GOVERNMENTAL POWERS 145 constitutional authority, and cannot be questioned or defied because they may be thought unwise or mistaken. 1 The governor, as the proper representative of the common- wealth government, is bound to protect its interests. There- fore, in a case where the attorney general, or other officer, is absent from the commonwealth, or fails to discharge his duties, as in taking an appeal, the governor is bound to inter- vene in behalf of the government and take the' appeal. 2 Although there is no express statute authorizing it, yet the President of the United States has authority to direct a United States marshal to accompany and protect from a threatened assault a Justice of the Supreme Court while in the discharge of his duties, it being the President's duty to see that the laws are executed. 3 On the same ground the executive department may appoint commissioners and agents to make investigations required by acts or resolutions of Congress, although it cannot pay them except from appropriations for that purpose.-* Any power which is not constitutionally vested in one of the departments, or in some particular authority, and which the legislature may delegate, it may vest in the executive, either alone or in conjunction with some other authority. For instance, it may provide that the price to be given for lands 1 United States vs. Eliason, 16 Pet. 291, 301. See U. S. vs. Freeman, 3 How. (U. S.) 556. It having been made the duty of the Secretary of the Treasury from time to time to establish rules and regulations not inconsistent with the laws of the United States, to secure a faithful appraisal of all goods and merchandise imported into the United States, his decision is binding and conclusive upon all the collectors and other officers of the customs, whenever a difficulty arises as to the true con- struction of the revenue laws. Sampson vs. Peaslee, 20 How. 571. 2 State ex rel. Mahan vs. Dobuclet, 22 La. Ann. 602. See Stephenson vs. Little, 10 Mich. 433. s In re Neagle, 135 U. S. I; C. J. Fuller and Lamar, J., dissenting. * 4 Op. Att'y Gen'l, 248. 146 THE SEPARATION OF [278 condemned for public use, shall be subject to the approval of the President as well as of commissioners. 1 Congress has frequently delegated to the President discre- tionary administrative powers of a far-reaching nature. The alien act of July 6, 1798, vested in the President power to order such aliens as he should adjudge dangerous to the peace and safety of the United States, or should have reasonable grounds to suspect were concerned in any treason- able or secret machinations against the government, to depart from the territory of the United States within such time as should be expressed in his order. This act was very unpopular, because it was said to unite legislative and judicial powers with the executive powers of the President. An act authorizing the President to establish by proclama- tion or other public acts, rules and regulations for apprehending, restraining, securing and removing alien enemies, was regarded as necessarily conferring upon him all powers for enforcing such orders. It was held that it was unnecessary for him to call in the aid of the judiciary to enforce such regulations, and that the courts should make the ordinances of the President the rule of their decisions. 2 The making by the President of rules and regulations for calling forth and drafting the milirja is not the exercise of a power strictly and exclusively legislative, and an act of Congress giving the President power to make all necessary rules and regulations to carry into effect the law for calling out the militia, is not the delegation of the legislative powers of Congress, although Congress could have exercised the power it delegated.3 Recently the Supreme Court of the United States, in 1 Shoemaker vs. United States, 147 U. S. 281. * Lockington vs. Smith, 1 Peters' C. C. 466. 1 In re Griner, 16 Wis. 423. For good illustrations of the exercise of the ordi- nance power, see Jones vs. United States, 137 U. S. 202; Goodnow's Adm. Law, vol. 2, pp. 30, 40, 44, 106. 279] GOVERNMENTAL POWERS T47 upholding the validity of the reciprocity clause of the Mc- Kinley act, rendered a decision of great importance. The court held that Congress has the power to delegate to the President of the United States the power by proclamation at a future day to revoke or modify certain clauses of an act. A ■close examination of the dissenting opinions of Chief Justice Fuller and Justice Lamar will reveal the fact that they do not disagree with the principles of law applied by the majority ot the court, but rather with their interpretation of the meaning -of the words of the act. The reciprocity clause provided : " With a view to procure reciprocal trade with countries producing the following arti- cles, and for this purpose, whenever and so often as the Presi- dent shall be satisfied that the government of any country pro- ducing and exporting sugar, molasses, coffee, tea, hides, or any other article, imposes duties or other exactions upon the agri- cultural or other products of the United States, which, in view of the free introduction of such sugar, molasses, coffee, tea, or hides into the United States, he may deem to be reciprocally un- equal and unreasonable, he shall have the power, and it shall be his duty to suspend, by proclamation to that effect, the provis- ions of the act relating to the free introduction of such sugar, molasses, coffee, tea, or hides, the products of such country, _for such time as he shall deem just, and in such case and during -such suspension, duties shall be collected and paid upon such products from such country." A majority of the court held that the statute vested no discretionary power in the President; that, when he ascer- tained the fact that duties reciprocally unequal and unreasona- ble were imposed upon certain products of the United States by a country exporting sugar, molasses, coffee, tea, or hides, it became his duty to issue a proclamation declaring a suspension of privileges as to that country; and that, in ascertaining the fact and issuing his proclamation, he did not exercise the func- tion of making laws. He was the mere agent of the law male- I4 8 THE SEPARATION OF [280 ing department to ascertain and declare the event upon which its expressed will was to take effect. This construction of the act brought it within the rulings of the Supreme Court on the Non-Intercourse Acts of 1809 and 1810, 1 in respect of which it was held that Congress might make their suspension or revival depend upon the proclamation of the President, based upon the ascertainment by him of the fact that the edicts of certain nations had been so revoked or modified that they did or did not violate the neutral rights of the United States. An uninterrupted acquiescence in numerous prece- dents of similar legislation was also regarded by the court as further evidence of the constitutionality of the reciprocity clause. During Washington's administration, Congress au- thorized the President, at times when Congress was not in session, " whenever in his opinion the public safety shall so require," to lay an embargo. 2 During Madison's administra- tion, the President was authorized to repeal certain duties "when the President of the United States shall be satisfied" that duties of foreign nations discriminating against the United States had been abolished. 3 Chief Justice Fuller and Mr. Justice Lamar, in their dis- senting opinions as to the constitutionality of the clause in question, maintain that it transfers to the President legislative power, that it deputes to him the power to suspend another section in the same act " whenever he may deem " acts of for- eign nations reciprocally unequal, and that it further deputes to him the power to continue that suspension and to impose revenue duties "for such time as he may deem just" and thus attempts to clothe the executive with discretionary powers which the Constitution has vested in the law-making depart- 1 Brig Aurora vs. United States, 7 Cranch, 382. Schooner Anne vs. United States, Id. 570. ' 1 St. 372. 5 3 St. 224. A summary of analogous laws, and. proclamations made under them, is contained in the decision and reporter's note. 28 1 J GOVERNMENTAL POWERS j.49 merit. These features, they say, distinguish the act in question from the legislative precedents, none of which, excepting the Non-Intercourse Acts, had undergone review by the Supreme Court, or been sustained by its decision, and which, if really precedents, could not avail as authority against a clear and undoubted principle of the Constitution. 1 If dire necessity should ever require it, the precedents of our Civil War will probably be adduced as authority for the propo- sition that the war power of the President includes the power to assume the functions of all three departments. Once, at least, the state regarded the President as justified in breaking the Constitution in order to preserve it. By virtue of his war powers, President Lincoln by his Emancipation Proclamations 2 of 1862 and 1863 established a law as effectively as any ever passed by a legislature. 3 By his proclamation suspending the writ of habeas corpus without any previous legislative sanc- tion, he assumed powers legislative and judicial. 4 Although the courts have indicated that the President has no authority to suspend the writ of habeas corpus, except when and as authorized by Congress, because its suspension involves the exercise of legislative power, they upheld the ac- tion of the President in suspending the writ by a proclamation in pursuance of a statute 5 which, during the late Civil War, did 1 Field vs. Clark, 143 U. S. 649. 2 The executive's power to issue proclamations admonishing citizens of their own duties and responsibilities as an incidental power, though formerly questioned, is now firmly established. Story's Com. on the Const., vol. 2, p. 387. 3 Shaback vs. Cushman, 12 Fla. 472; Dorris vs. Grace, 24 Ark. 326; Morgan vs. Nelson, 43 Ala. 586; Hall vs. Keen, 31 Tex. 504. * " The Constitution of the United States in Civil War,'' Political Science Quarterly, vol. i, p. 163. "The Suspension of the Habeas Corpus during the War of the Rebellion," Political Science Quarterly, vol. iii, p. 345. See Ex parte Merryman, Taney's Decisions; McCall vs. McDowell, I Abb. (U. S.) 212; Ex parte Field, 5 Blatch. (U. S. Cir.) 63; In re Kemp, 16 Wis. 539; Griffin vs. Wilcox, 21 Ind. 370. 6 13 St. at Large, 730. T.50 THE SEPARATION OF [282 not declare a general suspension of the writ, but empowered the President to exercise his judgment and supersede it in particular cases as he might deem the public interest required. 1 Many executive war measures, legislative in their nature, were sustained by the courts. The president's order authoriz- ing the arrest wherever found within the jurisdiction of the United States, of persons absenting themselves to avoid being drafted, was declared to be a legal and valid order. 2 In time of war, if portions of hostile territory are in mili- tary occupation, the President, as commander-in-chief, may appoint provisional courts for the determination of contro- versies within such territory. 3 Nor was the appointment by the President of provisional governors over the commonwealths in revolt, until in pur- suance of acts of Congress their governments could be recon- structed, the exercise of unconstitutional powers. 4 1 McCall vs. McDowell, 1 Abb. (U. S.) 212. See Ex parte Field, 5 Blatch. 63. * Allen vs. Colby, 47 N. H. 544. See Jones vs. Seward, 40 Barb. 563. 'Jackson vs. Montgomery, 13 How. 498; The Grapeshot, 9 Wall. 129. See Edwards vs. Tanneret, 12 Wall. 446; Mechanics' Bk. vs. Union Bk., 22 Wall. 276. 4 See Texas vs. White, 7 Wall. 730. PART V THE EXECUTIVE AND THE COURTS CHAPTER XIX EXECUTIVE IMMUNITY FROM JUDICIAL CONTROL The questions which arise for consideration under this branch of the subject are not questions involving the direct as- sumption by one of the departments of power vested in the others, but rather questions concerning the indirect control by- one of these departments of powers exercised by the others. Notwithstanding that the logical application of the principle of the independence of the departments would require that the acts and persons of each department should be free from the interference and control of any other department, in practice there is a great conflict as to whether theory should not under particular circumstances give way to justice. In some jurisdictions the courts, in bold defiance of theory, do not scruple to issue the writ of mandamus against the chief executive officer of the commonwealth to compel the perform- ance of executitive duties. Although it is universally con- ceded that the writ will never issue to control the governor's discretionary powers, yet his ministerial duties, upon whose performance individual rights may depend, have sometimes been held amenable to the compulsory process of the courts, irrespective of the fact whether such ministerial powers were conferred by statute or the constitution. 1 If in addition to his 'States. Governor, 5 Ohio, St. 528; Cotten vs. Governor, 7 Jones (N. C.) 545 ; contra, Chamberlain vs. Sibley, 4 Minn. 309 ; R. R Co. vs. Moore, 36 Ala. 37 1. 283] 151 ti; 2 THE SEPARATION OF [284 executive powers, or among his executive powers, the con- stitution devolves upon the governor ministerial duties, such as the issuing of commissions to persons whose election has been duly certified, a mandamus will lie against him to compel the performance of such duties. 1 Some courts declare it difficult to understand how a duty- can be any less ministerial, or can be endowed with a political nature, merely by requiring it to be performed by the governor instead of some inferior officer, or why, if it is competent for the legislature to impose upon the governor a ministerial duty, he should not be held responsible for its due execution, and be regarded quoad hoc not as an executive, but as a ministerial officer. 2 These decisions are frequently based upon a dictum of Chief Justice Marshall in Marbury vs. Madison,s to the effect that it is not, by— the office jgf the person to whom the j writ is-directed, but by the_nature of th e thing ^to_be done, that the propriety or impropriety of issuing a mandamus is to be determined. On the ground that the acts are ministerial, the courts have issued a mandamus to compel the governor to sign a patent, 4 to canvass a vote, 5 to issue a bond and mort- gage, 6 and to issue a warrant upon the custodian of a fund loaned to a railroad company by legislative authority. 7 Although the courts may compel the governor to authenti- cate a bill which has become law because not vetoed or re- turned within a specified time, 8 yet they may not compel him to sign a bill, because this is a discretionary act.s What would happen if the executive should deny the juris- 1 Magruder vs. Governor, 25 Md. 173. 1 Middleton vs. Governor, 30 Cal. 596. ' 1 Cranch, 170. * Middleton vs. Governor, 30 Cal. 596. 5 Chumasero vs. Potts, 2 Mont. 242. 6 State vs. Warmouth, 22 La. Ann. 1 ; People vs. Bissell, 19 111. 229. T R. R. Co. vs. Moore, 36 Ala. 371. 8 Harpending vs. Knight, 39 Cal. 189. 9 Hatch vs. Stoneman, 66 Cal. 632. 28$ J GOVERNMENTAL POWERS 153 diction of the courts to issue the mandamus against him, these cases leave unanswered. It is very doubtful whether the chief executive would be inclined to enforce against himself punishment for contempt of court, which would be the only- conceivable remedy for the courts in such a case. On the other hand, a greater weight of authority withholds from the courts the right of controlling or in any manner inter- fering with the powers or acts of the chief executive. The de- cisions to this effect stand upon a more logical if not a more just foundation. All duties imposed upon the governor, whether by statute or the constitution, they regard as executive and beyond the the control of the courts, even if the same power, if exercised by any other officer, could be controlled by the courts. 1 While he continues in the exercise of his office, the governor is answerable for his official misconduct only to the legislature through its power of impeachment. The •effect of such a judicial remedy would be to deprive the people of the commonwealth of one of the departments of govern- ment. 2 The courts have no power to compel either of the other departments of government to perform its duties, any more than either of those departments can compel the courts to perform their duties. Courts have no means and no power to avoid the effects of non-action by the legislature or the ex- ecutive. 3 If by a treaty, for instance, a sum of money is to be paid to a foreign nation, it becomes the duty of Congress to make the necessary appropriation, but in the nature of things this is a duty the performance of which cannot be coerced. This subject underwent much discussion at the time of the treaty of 1794, known as Jay's Treaty, at the time of the pur- chase of Alaska, and in the case of the award in favor of Eng- land by the Halifax Commission. 1 Hawkins vs. Governor, 1 Ark. 570. 2 Low vs. Towns, 8 Ga. 360 ; Dennet vs. Governor, 32 Me. 508. s Myers vs. English, 9 Cal. 341. 154 THE SEPARATION OF [286 That there must be an adequate remedy for every wrong, that where a clear right exists there must be a mode of enforc- ing that right, is true only in theory. For instance, a party may be deprived of a right by a wrong verdict, or an errone- ous ruling of a judge; a person lawfully chosen to the legisla- ture may have his seat given by the house to another, and be thus wronged without a remedy; a just claim against the gov- ernment may be rejected by a board of auditors, and neither the governor nor the courts can give relief; a convicted person may conclusively demonstrate his innocence to the governor, and still be denied a pardon. The law must leave the final decision upon every controversy somewhere, and when that decision has been made it must be accepted as correct. The presumption is just as conclusive in favor of the executive as in favor of the judiciary. 1 In the formation of government, equal confidence was rightfully reposed in each department to- which independent duties were assigned. If the court unin- tentionally errs, there is no remedy, and the same is true .of the executive. 2 Accordingly, the courts have refused to issue pro- cess to compel the governor to deposit in the office of the sec- retary of state a bill which was not returned with objections within the specified time, 3 or to call an election to fill va- cancies. 4 Nor would the courts issue a mandamus to the governor, even if he voluntarily appeared and professed a wil- lingness to abide by the decision of the court. 5 Nor can the courts restrain the governor from issuing a certificate of elec- tion, whether he acts rightfully or wrongfully, 6 or from organ- izing a county on false census returns. 7 These authorities further hold that an act is none the less 1 Per Cooley, in People vs. Governor, 29 Mich. 320. a People vs. Bissell, 19 111. 229. s People vs. Yates, 40 111. 126. 'People vs. Cullom, 100 111. 472. See State vs. Governor, 25 N. J. L. 331. 6 People vs. Governor, 29 Mich. 320. But see People vs. Bissell, 19 111. 229- 6 Bates vs. Taylor, 87 Tenn. 319. ' See R. R. Co. vs. De Graff, 27 Minn. 1 ; Lacy vs. Martin. 39 Kan. 703. 287] GOVERNMENTAL POWERS jijj executive because ministerial. As distinguished from judi- cial duties, all executive duties are ministerial. If the idea is that the_duty of the executive becomes ministerial when no discretion is left as to theTnanher orits performance, and that therTfhe courts may compel its performance, it follows that the judiciary can interfere wherever the executive duty is clear, but that in all cases of doubt and difficulty the responsibility rests upon the executive alone. The question whether an act coming within the range of duties of the chief executive is discretionary, political, or ministerial, cannot be determined judicially, but must be determined by the executive alone. If the court assumes the power to enforce the performance of ministerial duties, it opens thewaytothe^xercise of executive power. The judge then can say what acts are ministerial, what discretionary, and what political, and in that manner re- view or overrule even political acts at his pleasure, and in so doing assume executive functions. 1 For similar reasons the courts decline to issue a certiorari to review the acts of the chief executive of the commonwealth. 2 But acts of the governor are reviewable, and may, in fact, be annulled by the courts. Although the courts cannot compel the performance of even constitutional duties by the executive, and will not restrain or in any manner interfere with any action proposed by him, yet acts performed by the executive, like acts of the legisla- ture, may be judicially subjected to the test of the constitution, whenever they are claimed to have prejudiced private rights. Any act of the executive within the scope of his delegated authority is beyond revision by the courts ; but, to determine whether he has acted within the scope of his authority, and, if not, to declare his acts void, is part of the judicial power of 1 State vs. Warmouth, 24 La. Ann. 351 ; R. R. Co. vs. Lowry, 61 Miss. 102. See Throop, Law of Pud lie Officers, sec. 793 et seq., and High's Extraordinary Legal Remedies, sec 118, for the law of the different commonwealths. 2 People vs. Hill, 126 N. Y. 497. I $6 THE SEPARATION OF [288 which the courts cannot be deprived, and which they must assume, however irksome the duty may be. Acts of the gov- ernor have been held illegal, on quo warranto proceedings. Such was the case where the governor appointed to office a person not properly qualified. 1 And where the governor at- tempted to fill an office not vacant, it was held that the person appointed by him could be ousted by quo warranto proceed- ings. 2 By the same process a court may examine into re- movals by the governor, and determine whether they were made in accordance with law. 3 Courts have also assumed by the writ of habeas corpus to inquire into the validity of a gov- ernor's action in ordering the surrender of a fugitive from jus- tice, and have decided that his action was not in accordance with law. 4 Where two individuals claim the right to an office and one obtains from the governor a commission, it is competent for the judiciary to go behind the commission, and to inquire into the ' validity of the election and to decide the rights of the contest- ing parties. 5 The courts will prevent any one from usurping the functions or intruding into the office of the executive, and punish such usurpation. 6 As regards the exemption of the President of the United States from judicial supervision, a dictum of the Supreme Court disclaims the power of the court to control the Presi- dent, 7 and subsequently the same court refused to enjoin the President from carrying into effect an act of Congress which 1 People vs. Pratt, 50 Hun, 454. 2 Dullam vs. Wilson, 53 Mich. 392. 8 People vs. Berrien, 45 N. W. 78. 4 People vs. Curtis, 50 N. Y. 321 ; 2 Moore on Extradition, 1016 et seq. 6 Low vs. Towns, 8 Ga. 360. 6 Att'y-Gen'l vs. Barstow, 4 Wis. 567. See State vs. Gleason, 12 Fla. 190. The courts will determine which of two bodies, each claiming to be the Senate, is the constitutional body. State vs. Rogers, 56 N. J. L. 480. 7 Kendall vs. United States, 12 Pet. 524, 610. 289] G0 VERNMENTAL PO WERS j 5 7 was alleged to be unconstitutional, since the duties under it were discretionary, political and executive. The court de- clined to decide whether it had power to compel the President to perform or refrain from performing a ministerial act. 1 President Jefferson said, if the Supreme Court had granted a mandamus in the case of Marbury vs. Madison, he should have regarded it as trenching on his appropriate sphere of duty. He instructed Madison not to deliver the commission, and said he was prepared as President of the United States to maintain his own construction of the Constitution with all the powers of the government, against any attempt by the judiciary to control what he regarded as the rightful powers of the ex- ecutive and senate within their peculiar departments. 2 Oiher officers of th.e United States the Supreme Court has held to be amenable to mandamus under certain circum- stances. The court will not issue the writ to control a political or discretionary power conferred upon such an officer by Con- gress, or delegated to him by the President as his agent, 3 but it has assumed the power to grant a mandamus against the head of a department, 4 and against the commissioner of pensions, 5 to compel them to perform ministerial duties. In this respect there is no distinction between these officers and other inferior officers of the general government. Where the principal officers of the commonwealth govern- ments act as mere assistants or agents of the chief executive in the performance of a political or discretionary act, they are no more subject to the control of the court than the chief execu- 1 Mississippi vs. Johnson, 4 Wall. 475. 2 Jefferson's Works, vol. iv, pp. 75, 317, 372. 3 United States vs. Black, 128 U. S. 40; United States vs. Windom, 137 U. S. 636; Gaines vs. Thompson, 7 Wall. 347. 4 Kendall vs. United States, 12 Pet. 524; United States vs. Schurz, 102 U. S. 378. See United States vs. Guthrie, 17 How. 282. 5 Butterworth vs. United States, 112 U. S. 50. See United States vs. Black, 128 U. S. 40. 1:58 THE SEPARATION OF [290 tive himself. But where a ministerial act is required to be done independently of the executive, though in a certain sense they are executive officers, it would be as idle to dispute their liability to legal process as it would be to make the same claim to exemption on behalf of any other officer en- trusted with similar duties of a lower grade. The writ has been sustained to compel the performance of ministerial duties against the secretary of state in Kansas, Louisiana, Missouri, Wisconsin and Illinois ; against the comptroller in New York, California and Florida; against the auditor in Alabama, Arkansas, Iowa, Louisiana, Illinois, Michigan, Mississippi and Ohio; and against the state treasurer in Alabama, Kansas, Louisiana, Michigan and North Carolina. 1 The mandamus has been issued to compel the president of the senate, in the absence of the governor, to assume the governorship, on his refusal to do so. 2 On the other hand, Minnesota, Louisiana, Illinois and Texas, on the ground that every act of any executive officer, even if ministerial, is executive, refuse to grant the writ under any circumstances against the principal officers of the government, as the secretary of state, state treasurer and state auditor. 3 The governor is not subject to the subpcena of the grand jury. He is the absolute judge of what official communi- cations to himself or his agents may or may not be repeated ; also, of what his official duties are, and how they are to be performed. 4 Neither the President of the United States, nor the governors of the commonwealths, nor cabinet officers, are bound to disclose in a judicial inquiry, papers or information 1 Throop's Law of Public Officers, sec. 798. 2 Barnard vs. Taggart, 29 Atl. Rep. 1027. s Authorities collected in Throop's Law of Public Officers, sec. 798 ; High's Extraordinary Legal Remedies, sec. 124 et sea. 1 Hartcraft's Appeal, 85 Pa. St. 433; Thompson vs. German Valley R. R. Co., 22 N. J. Eq. in. 29 1 J GOVERNMENTAL POWERS i$g officially communicated to them, when, in their own judg- ment, the disclosure would on public grounds be inexpedient. 1 While Burr's trial was progressing, President Jefferson was summoned by subpoena to appear and bring papers with him. He refused to do either. 2 The courts cannot control executive discretion. Neither the legislature nor the courts can compel or enjoin the governor to convene the legislature on extraordinary occasions. 3 Nor can they control the executive in the exercise of his power to call out the militia in certain exigencies. The President is the exclusive and final judge as to whether such exigencies have arisen. 4 1 I Greenleaf on Evidence, sec. 25 1 ; 1 Wharton's Law of Evidence, sec. 600. 2 3 Burr's Trial, 37. 3 Whitman vs. R. R. Co., 2 Harr. 514. 4 Martin vs. Mott, 12 Wheat. 9. See People vs. Parker, 3 Neb. 409. CHAPTER XX THE POWER OF REMOVAL FOR CAUSE The power to remove for cause a commonwealth officer has been regarded in some jurisdictions as a judicial act, and therefore incapable of being vested by the legislature in any officer or body other than the courts. 1 But it is almost uni- versally regarded as an administrative power, and thus capable of being conferred by the legislature upon the executive or upon administrative officers, 2 or upon the courts. 3 The removal of an officer for neglect of duty involves the exercise of admin- istrative discretion. The grant of power to remove an officer for a certain cause implies authority to judge of the existence of the cause, and this power when vested exclusively in the executive's discretion cannot be controlled in its exercise by any other branch of the government. To institute a judicial inquiry into the cause for which the governor removed an officer, or into the propriety of his action, would be a direct attack upon the independence of the executive and a usurpa- tion of power subversive of the constitution. 4 Although the general view is that the courts cannot review 1 See State vs. Pritchard, 36 N. J. L. 101 ; Dullam vs. Wilson, 53 Mich. 392. See also Page vs. Hardin, 8 B. Mon. 648; Honey vs. Graham, 39 Texas, 1. * Donahue vs. Wells County, 100 111. 94; Stern vs. People, 102 111. 540; State vs. Hawkins, 44 Ohio St. 98. 3 State vs. Prince, 45 Wis. 610 ; Keenan vs. Perry, 24 Tex. 253 ; Ex parte Wiley, 54 Ala. 226; State vs. Frazier, 48 Ga. 137; Donahue vs. County of Hill, 100 111. 94; Patton vs. Vaughan, 39 Ark. 21 1. See Ex parte Hennen, 13 Pet. 230. 4 State vs. Doherty, 25 La. Ann. 1 19 ; State vs. Hawkins, 44 Ohio St. 98 : State vs. Lamantia, 33 La. Ann. 446. 160 [292 293] GOVERNMENTAL POWERS \§\ the governor's action if it is taken after a hearing, 1 yet the party to be removed must have his common law right to be heard, and an opportunity of defence. 2 In Illinois alone it is held that he need not have such opportunities unless the right to them is expressly secured. 3 Where the governor has power to remove a public officer upon charges and notice thereof, his act is final, and cannot be reviewed by an information in the nature of a quo warranto against the person appointed in the place of the officer so re- moved. 4 But the question whether the governor has the power in a particular case, or whether he has exercised it in a lawful man- ner, may become a question for the courts to decide, whenever a right in litigation depends upon such decision. 3 It has been asserted that a grant to the governor of the power of removal for cause includes the power of temporary suspension by him, pending the trial of the officer for mal- feasance or misfeasance in office. 6 As to whether the grant of a like power to an administra- tive officer or body would comprise the power of suspension, the decisions conflict. 7 1 State vs. Hawkins, 44 Ohio St. 98. 2 Dullam vs. Wilson, 53 Mich. 392. See Mechem, Public Offices and Officers, sec. 454. People vs. Fire Com'rs, 72 N. Y. 445. 3 Donahue vs. Will Co., 100 111. 94. * State vs. Hawkins, 44 Ohio St. 98. 5 Page vs. Hardin, 8 B. Mon. 648. 6 State vs. Peterson, 52 N. W. 655. 7 The affirmative of the proposition has been maintained in Shannon vs. Ports- mouth, 54 N. H. 183 ; Westberg vs. City of Kansas, 64 Mo. 493 ; contra, State vs. Jersey City, 25 N. J. L. 536; Gregory vs. Mayor, 113 N. Y. 416. For fur- ther consideration of this subject, see Goodnow's Adm. Law, voL 2, p. 99; Mechem's Public Office and Officers, sees. 450, 457. ■A\ PART VI QUASI POWERS CHAPTER XXI THE DELEGATION OF POWER Q3y analogy to well-known principles of the law of agency, it has becOme a settled rule of our constitutional law that a power conferred on one of the departments cannot be dele- gated by it to any other body or authority^ Thus, the gov- ernor cannot pardon a convict on condition that the people ratify his act ; a judge cannot put a certain construction on the law provided the people approve it; nor can the legislature avoid responsibility for the laws it passes. 1 1 People vs. Governor, 29 Mich. 320. Within the last year both political par- ties in Massachusetts advocated in their platforms, the adoption of the referendum and in the mean time it received in the legislature a vote almost sufficient to authorize its proposal to the people as a constitutional amendment. It was also considered by the recent constitutional conventions of New York and several other commonwealths. { f experience is to be h eeded, the referendum is an unwise expedient. The same forces that induce the people toelect legislators anxious to avoid the responsibility of enacting laws would operate to induce the people to .approve the inferior laws proposed by them. Furthermore, were the legislatures to become mere proposing bodies, people would be even less interested than they are at present in the qualifications of the persons whom they elect. The proposed Jaws would under such circumstances probably be of such a nature as to de- serve defeat. Finally, statistics show the public indifference to questions sub- mitted to the popular vote, especially when we compare the number of votes •cast by the people for constitutional amendments with the number cast for the •election of officers. In innumerable cases desirable constitutional amendments ihave failed of adoption only because of the neglect of the people to vote. 162 [294 295] GOVERNMENTAL POWERS iQ^ The state having entrusted the legislature with the power of making laws, the legislature cannot delegate the trust to any •other body, or even to the people themselves. 1 But a statute may be conditional, and its taking effect may be made to de- pend upon some subsequent event. 2 Thus, the^Qjjtjngency upon which the operation -of an art is made to~depeird;-rrray be the action of the legislature of another 'commonwealth. A law which provides that insurance companies of other com- monwealths shall pay in taxes and fines an amount equal to that imposed, by existing or even future laws of the common- wealths of their origin, upon companies of the enacting com- monwealth seeking to do business there, when such amount is greater than that required for such purpose by the existing laws of such commonwealth, is not unconstitutional. 3 The legislature often enacts that laws shall become effective o-r ineffective upon the determination by some-other authority that such shall be the case. The question ther^arisesas to whether the legislature really _enacts the law, . qr_ the_ body -whose determination was made, a, condition precedent to its taking effect. The proper answer would seem to depend upon the particular circumstances of each case. Thus, it is properly held that a legislative act which is complete, but of which the operative effect is dependent upon a contingency, will not necessarily be objectionable because it provides that some other body shall determine whether the contingency exists. Such body exercises no discretion, and takes no part in mak- ing any portion of the law under which it is acting. While thejegislature cannot delegate its power to make a law, it (can make a law delegating the power to determine some fact or 1 Geebrick vs. State, 5 la. 491 ; Bradley vs. Baxter, 15 Barb. 522; Barto vs. Himrod, 8 N. Y. 438; Cooley's Constitutional Limitations, p. 137 n; Rice vs. .Foster, 4 Harr. 479 ; 3 Law Encycl. 698. 2 Brig Aurora vs. United States, 7 Cr. 382; Peck vs. Wedell, 17 Ohio St. 271. 8 People vs. Fire Association of Phil., 92 N. Y. 311. j.64 THE SEPARATION OF [296 state of things upon which the operation of such law is to depend"/} Where the condition on which a general statute is made to depend is the will of the people as expressed at the polls, or otherwise, it would seem that such an act involves the delega- tion of legislative power to the people. The law would be made to depend upon the discretion and will of the people rather than upon the discretion and will of the legislature, in which body alone the state has vested the law-making power. 2 But, however this may be, the legislature may enact laws to go into operation only upon the condition that they first be approved by a majority of the people of the locality to which they are to apply. The people of t he locali ty wou ld not in such a case enact alaw, in the constitutional sense^Jxut only an ordinance. Such an act Jias been said to be one of admin- Jstration,_pot of legislation. 3 It would only be the exercise of an administrativeor qualifigjJ legislative p ower, just as t he paising^orSiunicipal ordinances by ajmunicipal body is only the ,exeixis£_j}fL-an™adtoinH£ratiy_e_, and not of_a -legislative ' Locke's Appeal, 72 Pa. St. 491 ; Ex parte Mato, 19 Texas App. 112. '' Barto vs. Himrod, 8 N. Y. 482. See Geebrick vs. State, 5 la. 491 ; State vs. Copeland, 3 R. I. 33; Cooley's Const. Limitations, p. 137. See 3 Law Encycl. 700, c. c. ; State vs. Parker, 26 Vt. 357. In at least one case the Constitution of New York provides for a referendum — a delegation of legislative power to the people of the commonwealth. It provides that the commonwealth shall not con- tract a debt exceeding one million dollars unless it is authorized by a law for some single work or purpose, which law, before it takes effect, must be approved by a vote of the people at a general election, when no other law, bill or constitu- tional amendment is voted on. In the fall of 1894 the legislature of New York submitted to the people of New York, Brooklyn and some neighboring towns to be affected thereby, the question of their consolidation under one municipal government. This proceeding differed from the referendum, since the vote of the people was not to be a condition prece- dent to any law, but only a test of the sentiment of the popular will, the legislature having reserved the right to effect consolidation or to refuse doing so irrespective of the decision of the people. 11 Locke's Appeal, 72 Pa. St. 491. 297] GOVERNMENTAL POWERS ^5 power. If the legislature can delegate the power of local regulation to a body distinct from itself, such as a local board, there is no constitutional provision which prohibits its delega- tion to the people of the locality. Conceding that {the legislature may enact laws whose opera- tion depends upon the will of an administrative board or of the people of a locality] can the legislature enact local regula- tions which should go into effect only upon the condition that they are approved by the courts ? Enough has already been said to show that such a law would not provide for a delega- tion of legislative power to the courts. It would at most delegate only administrative power to the judicial tribunals. Whether a law delegating such power to the courts would be held constitutional or not, would therefore depend upon the question whether the courts regard themselves as authorized to exercise administrative powers. As to this question, the courts are in irreconcilable conflict/ The conflict is due partly to the fact that acts such as those described are not distinguished from legislative acts in the constitutional sense, and courts not infrequently give as a reason for their refusal to exercise such power that it is legislative. 1 On the other hand, a majority of the courts consider such power to be ad- ministrative, and find no constitutional obstacle to its exercise. 2 Where a general statute prescribed the conditions under which the boundaries of a municipal corporation might be extended, and authorized the courts to determine whether the proper conditions existed and whether justice and equity required that territory should be annexed, it was held that the refer- ence of these questions to the courts did not involve the dele- gation of legislative power, or of the power to create a cor- poration. The questions, it was said, were so far of a judicial 1 Shumway vs. Bennett, 29 Mich. 45 1 ; People vs. Nevada, 6 Cal. 43. 2 Cooley's Constitutional Limitations, p. 146, n. 8. 1 66 THE SEPARATION OF [298 character that they might properly be committed to the judicial department. 1 In Massachusetts, where local option laws are considered valid, a distinction of some force has recently been indicated. It is there intimated that the legislature cannot refer even to the people of a locality the question whether women shall be en- titled to vote at local elections, because such question is a political one of general and not local concern. The determi- nation of the classes to be invested with political power is a purely legislative power under any circumstances, and is not within the powers of towns and cities.* (Any and all powers not strictly legislative, executive or ju- dicial, and not vested by the constitution in any particular, authority, the legislature may, irrespective of whether they are legislative, executive or judicial in their nature, either assume, or delegate to the executive or judicial department, or to any other authority, whether of its own creation or not, without violating the principle of the separation of governmental powers?^ It is not a breach of the constitution for the legislature to delegate to an administrative officer or body, administrative powers legislative in their nature. The creation by it of a rail- road commission with power to fix reasonable tolls for freight and passenger transportation, is not an unconstitutional delega- tion of legislative power. 3 School Boards may be invested with general authority to establish for schools such rules and regulations as they shall deem wise. 4 1 City of Burlington vs. Leebrick, 43 la. 252; Wahoo vs. Dickinson, 36 N. W. 813; contra, Shumway vs. Bennett, 29 Mich. 451. For the constitutional basis of Local Option Laws in general, see Locke's Appeal, 72 Pa. St. 491. 2 Op. of Judges, 160 Mass. 586. s R. R. Co. vs. Smith, 70 Ga. 694. •Donahue vs. Richards, 38 Me. 376; B'd of Education vs. Minor, 23 Ohio St. 211; Hopkins vs. Rockport, 105 Mass. 475; Murphy vs. Board of Directors, 30 la. 429; Rulison vs. Post, 79 111. 567. 299] GOVERNMENTAL POWERS ify The legislature may delegate to local governmental organi- zations quasi- legislative powers. Properly speaking, such powers are administrative rather than legislative. The rule of the delegation of powers must be construed in the light of the^ immemorial usage of this country and England, which alway& recognized certain powers of local regulation. 1 The making, executing and interpreting of municipal ordinances and local rules and regulations, cannot under a constitution which has adopted the English form of local self-government, be included within the powers confided by the constitution to the three departments of government. Congress may confer on the territorial governments a gen- eral authority to legislate on their own affairs. But it cannot delegate general legislative authority to the local government of the District of Columbia. 2 Congress must exercise exclusive legislative power over the District. 3 Administrative powers of a legislative nature may be dele- gated to the courts, and to the executive department of the government. The legislature may delegate to the governor authority to make pilotage regulations. 4 The legislature cannot assume any judicial power in the restricted constitutional sense, nor can it delegate such power to any other authority than the courts or judicial officers pro- vided for by the constitution. While the constitutions permit certain courts to be estab- lished by the legislature, the legislature cannot destroy or in- terfere with the courts established by the constitution itself. It may establish courts, but it does not invest the courts which it creates with judicial power. The constitution alone can do that, for all judicial power comes from that instrument, and is 1 Cooley's Const. Limitations, p. 191. 2 Roach vs. Van Riswick, 4 MacArthur, 171. 3 U. S. Const., art. ii, sec. 5. « Martin vs. Withers, 135 Mass. 175. 1 68 THE SEPARATION OF [300 vested by that instrument in courts and judges. An act pro- viding for the appointment of commissioners by the general assembly, to assist a court in the performance of its duties, was held unconstitutional, as an attempt by the legislature to invest such officers with judicial rights and functions. If the act con- templated that the commissioners should be mere assistants of the court, occupying positions analogous to those of masters, commissioners, or masters in chancery, such assistants, it was held, must be selected by the courts. If the commissioners were not to be considered as judges, they could not be made to share judicial duties. 1 For the same reason, a statute au- thorizing parties by consent of the court to select a person to act as judge for the trial of a particular case, is void. 2 It has been further held that a clerk of a court cannot be authorized by an act to render judgments by default, the clerk being only a ministerial officer. 3 Nor is it within the power of the legis- lature to authorize an unofficial person to sit in the place of a judge who is disqualified. 4 The legislature cannot delegate judicial power to the gover- nor or any other commonwealth officer. It cannot, therefore, authorize the governor, or any other officer, to pass upon the validity of a government grant and to correct errors therein.* But^idministrative powers of a judicial nature may be dele- gated to the executive department of government's the power to remove officers for cause generally, or for specified causes. And, as has already appeared,^administrative power of a judi- cial nature may be assumed by the legislature! 1 See State vs. Noble, 21 N. E. Rep. 244 ; 39 Alb. Law J., 242, 257 ; Hutkuff vs. Demorest, 103 N. Y. 377 ; Schultz vs. McPhilters, 79 Ind. 373 ; Cohen vs. Hoff, 3 Brev. 500. , ' Winchester vs. Ayres, 4 la. 104. s Hall vs. Marks, 34 111. 358. *Van Slyke vs. Insurance Co., 39 Wis. 390; State vs. Judges, 13 Cent. Rep. 324 and n. 5 Hilliard vs. Conelly, 7 Ga. 172. 30lJ GOVERNMENTAL POWERS ifig Administrative powers of a judicial nature may also be vested in officers not belonging to either of the departments. A board of police commissioners is not a court, but an ad- ministrative body, often vested with disciplinary powers of punishment and removal. It may be authorized to regulate its own practice and procedure, and is not restricted by the limitations of a court at common law. 1 The legislature may confer upon municipal bodies the power to judge of the election of their own members. 2 The greatest confusion exists in the authorities as to the delegation of administrative powers of a judicial nature to officers or bodies not belonging to the judicial department of government, and as to the delegation of administrative powers of a legislative nature to judges and courts. Congress has absolute power to legislate concerning aliens. It may permit them to land, or expel them upon any condi- tion it sees fit to impose. It may make the right of an alien to land or remain in the country depend upon the decision of any officer or body. The proceedings before a United States judge under the Chinese Exclusion Act of 1892, which authorized judges of the United States Courts finally to determine whether an alien should be sent out of the country or be permitted to remain, were in no sense judicial, but only administrative. The order of deportation thereunder was but a method of en- forcing the return of an alien who had not complied with the conditions upon the performance of which the government had determined that his continued residence should depend. 3 When recently the Secretary of the Treasury of the United States exercised a statutory power somewhat similar to the foregoing, the American people were amazed at the absolute power with which an administrative officer could be vested. 1 People vs. Police Com'rs., 84 Hun, 65. 2 Mayor vs. Morgan, 18 Am. Dec. 232. s Fong Yue Ting vs. U. S., 149 U. S. 698. I j THE SEPARATION OF [302 The United States Circuit Court held that although the alien in question, an undercoachman, was a domestic servant, and there- fore not prohibited by the Contract Labor Law from coming to- and remaining in this country, yet since the act authorized "the Secretary of the Treasury in case he shall be satisfied"' that an immigrant had been allowed to land contrary to the prohibition of that law, to cause such immigrant within the period of one year after landing or entry, to be taken into cus- tody and returned to the country from which he came, the question whether he should be deported must be determined exclusively and finally by the Secretary of the Treasury. 1 The United States Supreme Court had already on a previous- occasion declared that " although Congress might, if it saw fit,, authorize courts to investigate and ascertain the facts upon which the alien's right to land or remain in this country was. made by statute to depend, yet Congress might entrust the final determination of these facts to an executive officer, and if it does so, his order is due process of law, and no other tribu- nal, unless expressly authorized by law to do so, would be at liberty to re-examine the evidence on which he acted, or to" controvert its sufficiency." The power of Congress to expel, like the power to exclude aliens or any specified class of aliens from the country, may be exercised entirely through executive officers, or Congress- may call in the aid of the judiciary to ascertain any contested' facts on which an alien's right to remain in the country has- been made by Congress to depend. 2 As has often been reiterated, " No legislative body can- delegate to another department of government or to any- other authority its power to enact laws." 3 1 In re Howard, 63 Fed. Rep. 263. Happily the Secretary in deference to the- opinion of the judge that the alien was a domestic servant, ordered his release,, although he could not be compelled to do so. See, also, U. S. vs. Rogers, 65, Fed. Rep. 787. * Nishimura Ekins vs. U. S., 142 U. S. 651. 8 Locke on Civil Government, 142. 303] GOVERNMENTAL POWERS iy\ Besides being a breach of the trust and confidence reposed by the people in the legislature, an act delegating law-making power to the courts would conflict with the principle of the separation of powers. To the lasting honor of the ju- diciary of the United States it may be said that it has not only resisted the encroachment of one department upon the other, but has also as honestly and unhesitatingly declined to exercise any of the powers properly belonging to the legislature or the executive, when called upon to do so. In their anxiety to avoid the assumption of any legislative power, courts have often refused to exercise administrative powers of a legislative nature, as if the constitution had pro- vided that the courts should exercise no powers of a legislative nature. Judging from the few reported cases in point, it would seem that the legislatures have not frequently been tempted to delegate their purely legislative authority to the courts. Most of the cases cited to sustain this conclusion are attempted dele- gations of administrative rather than legislative powers. It is, however, conclusively established that the courts cannot be clothed with strictly legislative powers. The legislature cannot transfer its power to judge of the election of its members to the courts, if the constitution vests that power in the legisla- ture. 1 Courts cannot be empowered to decide which of two sections of a statute shall take effect and be law. 2 A statute cannot devolve upon the judicial department of government the duty to determine the highest rate of taxation which can be borne by a municipality without injury to its creditors at large. The courts cannot assume or control the legislative function of deciding what sum public interest requires or permits to be raised. 3 The legislature cannot empower the courts to super- 1 State vs. Gilmore, 20 Kan. 551 ; Dalton vs. State, 43 Ohio St. 652. 2 State vs. Young, 29 Minn. 474. 3 Hardenburgh vs. Kidd, 10 Cal. 402; Munday vs. Railway, 40 N. J. 338. !]2 THE SEPARATION OF [304 sede, revoke, or annul a statute, since to do so would be to exercise legislative power. 1 An act providing for a pros- pective determination by the courts of the validity of school rules prepared by commissioners, which shall be enforced on such approval, is void. 2 Likewise an act providing that sal- aries of the official reporters of a court shall be fixed by. the judges by an order entered on the minutes of the court, has been said to impose legislative functions on the judiciary ? As has already been said, in many of the cases above re- ferred to, the power which has been delegated was administra- tive or qualified legislative power rather than purely legislative. Many of the cases, since they fail to distinguish between ad- ministrative and legislative acts, may fairly be considered as deciding that the legislature cannot delegate, nor the courts assume, legislative powers. As to whether the courts may- constitutionally assume administrative powers as distinguished from legislative powers, the decisions are conflicting. Some courts have refused to exercise such powers on the ground that only judicial powers are within their competency. Other courts have assumed to exercise only such adminis- trative duties as are judicial in their nature, and still others have assumed administrative duties which are quasi-executive or even quasi-legislative. 4 In California, Tennessee, and Illinois it has been held that the power to determine or change the boundaries of municipal corporations, not being judicial, cannot be conferred upon the courts. 5 1 Shephard vs. Wheeling, 30 West Virginia, 479. 2 In re School Law Manual, 63 N. H. 574. s Smith vs. Strother, 68 Cal. 194. * " No duties shall be imposed by law upon the Supreme Court or any of the judges thereof, except such as are judicial, nor shall any of the judges thereof exercise any power of appointment except as herein provided." Const, of Wyo- ming, art. 5, sec. 17. '. 6 People vs. Nevada, 6 Cal. 143; State vs. Armstrong, 3 Sneed, 634; Ex parte Chadwell, 3 Bax. 98 ; Willett vs. Belleville, 1 1 La. I ; Galesburg vs. Hawkinson, 75 111. 152. See also Shumway vs. Bennett, 29 Mich. 451. 305] GOVERNMENTAL POWERS x 73 In Missouri * and Arkansas z the legislature may vest in the courts the power to determine whether the limits of a town should be extended or a town become incorporated. — Administrative powers such as the confirmation of the re- ports of commissioners of estimates and assessments may be imposed upon the courts, not because they are judicial in their nature, or because such mode of determining the ques- tion is required by the constitution, but merely from con- siderations of convenience and general propriety. 3 If the exercise of such administrative powers would be unconsti- tutional, the power of reviewing, controlling and amending administrative acts could not be exercised by or delegated to the courts. 4 The power of the court exercised under the clause of the constitution 5 providing that compensation for private property taken for public use " shall be ascertained by ,a jury, or by not less than three commissioners appointed by a court of record, as shall be prescribed by law," is administra- tive and not judicial, and an act is not invalid because it au- thorizes the taking of lands outside the territorial jurisdiction of the court appointing the commissioners. 6 It is now generally conceded that a judge may exercise extra- judicial powers as a commissioner. The case of the United States against Todd 7 is regarded as having decided only that if the power conferred upon the court, of passing upon the validity of pension claims, was a judicial function, the act was void because it made a judicial decision reviewable by a de- partment other than the judicial; that, if it was not a judicial function, it could not be conferred upon the court, and that the 1 Kayser vs. Trustees, 16 Mo. 88. 4 Foreman vs. Town of Mariana, 43 Ark. 324. 3 Matter of Trustees of N. Y. P. E. Pub. School, 31 N. Y. 574. * See Goodnow, The Writ of Certiorari, 6 Political Science Quarterly, 493 ; Goodnow, The Executive and the Courts, I P. S. Q., 533. 5 Constitution of New York, art. I, sec. 7. 6 In re City of Buffalo, 15 N. Y. Supp. 858. 7 13 Howard 52, note. !74 THE SEPARATION OF [306 act could not be construed as authorizing the judges composing the court to exercise the power out of court in the character of commissioners. Acts of Congress empowering judges in pursuance of treaty stipulations to examine and adjudge claims for injuries sustained by applicants, are valid. Such acts do not confer any powers on the courts of which the judges are members; but the judges act as commissioners, and as such may be directed to report their decision with the evidence upon which it is based to the Secretary of the Treasury for his discretionary action thereon ; and it is not an objection to such an act that it does not provide an appeal from the award of the judges to the Supreme Court of the United States. 1 Certainly the judges are at liberty to decline to act as com- missioners. 2 Thus we find Judges Sharswood and Hare in i860 writing to Governor Parker refusing to become members of the Public Building Commission. 3 The Massachusetts courts say that their judges cannot as commissioners appoint supervisors of election because the constitution does not allow judges to hold any such office. 4 Whether the quasi-executive power to appoint officers other than those whose business pertains to the courts can be vested 1 United States vs. Fereira, 13 How. 40. These cases are commented upon in Int. Commerce Commission vs. Brimson, 154 U. S. 447. Mr. Justice Brewer has lately accepted a position on the Venezuelan Boundary Commission, which is to report the result of its investigations to the executive and legislative departments for their further consideration. A Justice of the Supreme Court of the United States ought always seriously to consider the nature of the commission of which he is asked to become a member, especially where his membership will re- quire the performance of extrajudicial duties of a political nature. The history of the Electoral Commission of 1876, of which three justices of the Supreme Court were members, is too well known to require comment. 2 In re Appointment of Member of Board of Review, 27 Weekly Law Bull. 334. * 8 Am. Law Reg. See also "Extra-Judicial Duties of Judges," Legal Int., ■vol. 35, p. 16. 4 Case of Supervisors of Election, 1 14 Mass. 247 ; contra, State vs. George, 29 Pac. Rep. 356 ; In re Cincinnati Citizens, 2 Flipp. 228. Administrative officers may be removed by the courts. In re Eaves, 30 Fed. Rep. 21. 307] GOVERNMENTAL POWERS ij^ in the courts by statute, has also been questioned in some jurisdictions. The power to appoint election commissioners not having been characterized by the constitution as a legis- lative, executive, or judicial power, that instrument does not prohibit the legislature from authorizing the county courts to appoint such commissioners, 1 commissioners of public parks, and similar officers. 2 The circuit courts of the United States appoint supervisors of election. 3 But the courts of Massa- chusetts and Michigan hold that they cannot be authorized to -exercise such quasi-executive powers, so as to appoint super- visors of election 4 and surveyors. 5 The legislative power to incorporate a locality includes the power to fix its boundary, notwithstanding that private rights may thereby be affected. 6 The legislature may delegate to local bodies or boards of officers the power to determine the extent of territory to be included within the corporate limits, and what property and what persons shall accordingly be subject to municipal rule and taxation. 7 Though the ex- ecution of this power involves the exercise of discretion and ot power legislative in its nature, in most jurisdictions the courts have entertained no difficulty in executing it. 8 An act allowing judges to hold special terms at discretion, and authorizing them to designate the time for holding district 1 People vs. Hoffman, 116 111. 587. 2 People vs. Morgan, go 111. 558; People vs. Williams, 51 111. 63. 3 I U. S. St. at Large, sec. 2012; Ex parte Siebold, 100 U. S. 371 ; In re Cincinnati Citizens, 2 Flipp. 228; Russell vs. Cooly, 69 Ga. 215. * Supervisors of Election, 1 14 Mass. 247. 6 Houseman vs. Montgomery, 58 Mich. 364. 6 Galesburg vs. Hawkinson, 75 111. 153 ; Kelly vs. Pittsburgh, IC4 U. S. 78. 7 People vs. Carpenter, 24 N. Y. 86. "State vs. Armstrong, 3 Sneed, 634; Keyser vs. Trustees, 16 Mo. 88; Ex parte Cadwell, 3 Bax. 98; City of Wahoo vs. Dickinson, 36 N. W. 318; Willet -vs. Belleville, 11 Ga. I. Comp. Shumway vs. Bennett, 29 Mich. 451 ; People vs. .Nevada, 6 Cal. 143. IjQ THE SEPARATION OF [308 courts in newly organized counties within their districts, does not involve a delegation of legislative powers. 1 It has been held that the legislature may delegate to the courts the quasi-legislative function of determining whether a proposed local improvement shall be undertaken. 2 An act authorizing courts on application to order the build- ing of a bridge over a stream forming a boundary between two towns, 3 or on the application of local authorities, and upon notice, to require railroad corporations to erect and maintain gates at crossings with attendants to open and close them, is not an unconstitutional grant of legislative powers to the courts. 4 In naturalizing aliens, courts exercise an administrative power delegated to them not by a commonwealth but by the United States government. Congress adopted the commonwealth tribunals as its agents to exercise this power. The concur- rence of the commonwealth legislation adds the sanction of the commonwealth to this delegation of power to the courts. That the act of the court in exercising the power is lawful, is not questioned. 5 The commonwealth legislatures may forbid the commonwealth courts to naturalize aliens, or may regulate their exercise of the power. 6 An evidently non-judicial administrative power exercised by judges and not questioned, is their power to solemnize mar- riages. 7 The legislative delegation to the courts of the power to allow or to disallow coroner's bills of fees and expenses incident to 1 Grinad vs. State, 34 Ga. 270; Ex parte Mato, 19 Tex. App. 112. 2 Bryant vs. Robins, 70 Wis. 258. 5 Matter of Towns of Mt. Morris and Castile, 41 Hun. 29. * People vs. L. I. R. R. Co., 47 St. R. 648. 5 State vs. Penney, 10 Ark. 621. 6 State vs. Judges, 32 Atl. Rep. 743. 7 See N. Y. Laws, 1889, chap. 415. 309] GOVERNMENTAL POWERS iyy inquests, was upheld, where such power had been exercised under a statute for thirty-five years. 1 Doubts have arisen as to whether acts like those above de- scribed, when performed by the courts, are reviewable. It has been said : " Duties of this class, and they are very numer- ous, necessarily take their character from the departments to which they are respectively assigned. The same power which when exercised by one class of officers not connected with the judiciary would be regarded and treated as purely administra- tive, becomes at once judicial when exercised by a court of justice. And since judicial power in the constitutional sense is the power pertaining to courts of justice (Webster's defini- tion), or power belonging to or emanating from a judge as such, or the authority vested in judges (Bouvier's defini- tion), it has been held that such administrative powers when ex- ercised by a court become judicial and reviewable by a higher court," if at all. Qj/hen similar powers are vested in the officers of the execu- tive department, they upon a like principle ought to be re- garded as executive. But where such powers are conferred upon administrative officers not belonging to either of the three departments of government, the legislature may author- ize the courts to review, supervise, control, and even amend or modify their acts, whether legislative, executive, or judicial in character, because in such a case the courts would at most . be called upon to exercise only administrative poweriO The Interstate Commerce Comission is not an " inferior court " of the United States. It is an administrative, not a judicial, body, and exercises administrative, not judicial, powers. Its members do not possess the constitutional tenure of office during good behavior. Congress may make its find- ings prima facie evidence in judicial proceedings. 2 1 Locke vs. Speed, 62 Mich. 408. 2 Kentucky Bridge Co. vs. R. R. Co. 37 Fed. Rep. 567. See Int. Com. Com- mission vs. Brimson, 154 U. S. 447. CHAPTER XXII ADMINISTRATIVE OFFICES AND OFFICERS Great misconception has pervaded the authorities as to the content of the departments established by the constitution, especially the executive department. Considering the purpose for which the distributing clause was inserted in the constitutions, it becomes evident that the clause means that the powers of the central government — not of the local governments — shall be divided into three departments, and that the members of one department shall have no part or lot in the management of the affairs of either of the other cen- tral departments. The departments of which the constitutions speak and in respect to which they provide that no person em- ployed in one shall be employed in either of the other two, are the departments of the central government, as expressly defined and limited in the constitutions, and mean that no member of the legislative department, as defined in the constitutions, shall at the same time be a member of the executive or judicial depart- ment as therein defined; and vice versa. The constitution only forbids persons charged with the exercise of powers belonging to one department from exercising functions pertaining to the others. But the powers thus referred to must be powers which in their essential nature strictly belong to one of the other departments as defined in the constitution, or which are in express terms conferred upon one of the other departments. 1 Powers of local government, whether legislative, executive, or judicial in their nature, may each and all be exercised by the 1 People vs. Provines, 34 Cal. 520. 178 310] 3Il] GOVERNMENTAL POWERS 179 same body, or may each and all be exercised by one of the three constitutional departments, as far as the distributing clauses are concerned. Quasi-legislative, quasi-judicial, or quasi-executive powers may be conferred upon the courts, or reviewed and modified by the courts, without violating the principle of the separation of powers. 1 The question has been raised, whether, in spite of the dis- tributing clause and of the constitutional provision that the judicial powers of the commonwealth shall be vested in a supreme court, and in such inferior courts as the legislature may from time to time order and establish, and in justices of the peace, the legislature can confer the judicial powers of justices of the peace on the mayors of municipalities. In Louisiana, under a constitutional provision like that just stated, such an act was held valid, 2 but under a constitutional provision that the judicial power should be vested in a su- preme court, district courts, and in justices of the peace, such act was held unconstitutional. 3 In Maryland an act of incorporation provided that the mayor should have all the powers of justices of the peace. Subsequently a revised constitution was adopted vesting all judicial powers of the commonwealth in certain enumerated courts and in the justices of the peace. It was held that the new constitution stripped the mayor of all judicial power or jurisdiction appertaining to the office of justice of the peace, but did not deprive him of the police powers of justices of the peace as conservator of the peace. 4 1 Where an appeal from the assessment of a corporation by a proper officer was authorized to be taken to a court, it was held that the conclusion by the court upon the appeal was in no proper sense a judgment, but only an assessment, and therefore error would not lie upon it. Auditor Gen'l vs. Pullman Co., 34 Mich. 59. See Writ of Certiorari, 6 Pol. Sc. Q. 493 ; 7%,? Executive and the Courts, 1 Pol. Sc. Q. 533. 2 Baton Rouge vs. Dearing, 15 La. Ann. 208. 8 Lafon vs. Dufrocq, 9 La. Ann. 350. « Hagerstown vs. Dechert, 32 Md. 369. t8o THE SEPARATION OF [3 1 2 In Illinois, North Carolina, and Maryland it is held that the mayor cannot be invested with the judicial powers of jus- tices of the peace; 1 that the mayor of the city has no judicial power under the constitution, and that therefore the legislature can confer none upon him. 2 But the better and more prevalent opinion seems to be that the distributing and judiciary clauses of the constitutions were not intended to deprive the mayor of the judicial powers which he has always exercised. In a majority of the jurisdic- tions it is held that the legislature can confer the judicial powers of justices of the peace upon the mayor. 3 In New Jersey it has been held that the powers of the justices of the peace may be conferred upon the mayor, recorder, and alder- men of a city or borough/ The objection to the same person holding the office of mayor and justice of the peace (under the criminal laws of the com- monwealth) is that the mayor is an executive officer, and that judicial authority is conferred upon him in conflict with that provision of the constitution which says no person charged with the exercise of powers properly belonging to one of the departments — the executive, the legislative, or the judicial — shall ever exercise any functions appertaining to either of the others. These departments are the departments of the govern- ment of the commonwealth. The mayor of the city is not a part of the government of the commonwealth. He exercises none of the functions belonging to that department. What- ever executive offices he may perform pertain to him only as an officer of the corporation. He is not an executive officer in any proper sense. 5 'State vs. Maynard, 14 Til. 419; Beesman vs. Peoria, 16 111. 484; Hagerstown vs. Dechert, 32 Md. 369. 1 Town of Edenton vs. Wool, 65 N. C. 379. 3 Robinson vs. Benton County, 49 Ark. 49 ; Bain vs. Mitchell, 82 Ala. 304 ; State vs. Ziegler, 32 N. J. L. 262; Gulick vs. New, 14 Ind. 93. ' Hutchings vs. Scott, 4 Halst. 218. 5 Santo vs. State, 2 Iowa, 165. 313] GOVERNMENTAL POWERS r 8i The executive and administrative duties of the mayor are not within the executive and administrative departments estab- lished by the constitution. In respect to such duties the mayor is merely an officer of the municipal corporation, and he may discharge the duties of justice of the peace and his corporate functions at the same time without violating the constitution. The judicial duties of the mayor are not incidental to his municipal office, for he is clothed in this respect with a general power to administer judicially the laws of the com- monwealth. The mayor acting both as mayor and judge, sits in two capacities. Thus the same act may on the same day be punished by him once as mayor acting for the city, and once as a judge, for violation of the laws of the common- wealth. Though he would act in two capacities or offices, only one of them would be an office under the commonwealth. 1 On the ground that the distributing clause means that the powers of the commonwealth government — not local govern- ments — are divided into three departments, and the members of one department shall have no part or lot in the manage- ment of the affairs of either of the other departments, the police judge of a city and county may hold and perform the duties of the office of police commissioner of the same city and county as an ex officio officer thereof. 2 In Arkansas no person can at the same time hold the office of treasurer of the stafe and jus- tice of the peace. The office of state treasurer, as well as the offices of secretary of state, auditor, treasurer, attorney gen- eral, sheriff, deputy-sheriff, coroner, constable, and military offices, are executive, and belong to the executive department; for the constitution of the commonwealth assigns them to that division of power and makes all their duties necessarily of an executive character, whereas the office of justice of the peace is as much a judicial office as the office of a supreme judge. 3 1 Waldo vs. Wallace, 12 Ind. 569. 2 People vs. Provines, 34 Cal. 520. 3 State vs. Hutt, 2 Ark. 282; Banks vs. Curran, 10 Ark. 142. See Oliver vs. Martin, 36 Ark. 137. j82 the separation of [314 Although the recorder of the city of Philadelphia possessed some powers and performs some duties of a judicial nature, he was not a judge within the terms, spirit, and meaning of the constitutional provision that no officer under the United States should be a judge in Pennsylvania. 1 The question has also arisen as to whether officers like the mayor, when exercising the powers of justices of the peace, are included in the constitutional provisions which relate to the eligibility of judicial officers to other than judicial office. A mayor exercising such powers has been held to be a judicial officer, and therefore ineligible to the office of sheriff under a a constitutional provision which declares : " No person elected to any judicial office shall during the term be eligible to any office of trust or profit under the state other than a judicial office." 2 He is also in the same commonwealth ineligible to the office of prison director during the time in which he is mayor. 3 Though the constitution expressly declare that the judicial power of the commonwealth shall be vested in a supreme court, district courts, and justices of the peace, the legislature may establish local tribunals, usually called municipal courts, and authorize them to punish violations of municipal ordi- nances. The power of punishing violations of municipal ordinances is an administrative, or at most a qualified judicial, power, and not a judicial power in the strict sense of that term. An act in violation of municipal police regulations is an offence against the municipality and not against the laws of the com- monwealth, and is therefore not a crime. Power to create municipal corporations necessarily includes the power to authorize them to make by-laws and ordi- nances for the government of the inhabitants, and also the 1 Commonwealth vs. Dallas, 4 Dallas, 229. ! Gulick vs. New, 14 Ind. 93; Waldo vs. Wallace, 12 Ind. 569. 3 Howard vs. Shoemaker, 35 Ind. III. 315] GO VERNMENTAL PO WERS \ 8 3 power to authorize them to enforce such ordinances. The ability to enforce ordinances is just as essential to the good government of the municipality as the power to enact them. " The administration of judicial ordinances is the exercise of a sort of judicial power, but no part of the judicial power con- templated by the section of the constitution referred to. That section refers to the enforcement of the laws of the commonwealth at large. The constitutional courts there named have exclu- sive cognizance of all subjects arising directly under the laws of the legislature or at common law or in chancery, but it was not intended that in them alone could power to enforce city ordi- nances be deposited." 1 It would be impossible for a large city to preserve order if in every case it were a necessary prelimi- nary that the offender should be regularly prosecuted, indicted, and tried. Under the police power of the municipality, a per- son disturbing the public peace, a person guilty of a nuisance or of obstructing the highways, or guilty of like offences, may be summarily arrested, fined, or even imprisoned, without in- fringing the judicial power of the constitution. Thus, where a mayor was authorized by a municipal ordinance to try and fine disorderly persons found within the corporate limits, it was held that the power was not in the sense of the constitution a part of the judicial power. It was part of the police power, as contradistinguished from the regular judiciary powers of the commonwealth. 2 But a contrary view was entertained in Louisiana, where it was held that for the violation of an ordi- nance the corporation should resort to the judicial tribunals organized under the constitution, and that an act conferring power in such case on the mayor was void. 3 Since local officers are neither legislative, executive, nor judicial within the restrictions of the distributing clause, the legislature may vest in them either purely executive or judi- 1 State vs. Young, 3 Kansas, 445. 2 Shafer vs. Mumma, 17 Md. 331. 3 Lafon vs. Dufrocq, 9 La. Ann. 350. 1 84 THE SEPARA TION OF [3 1 6 cial powers of the commonwealth without violating that clause. Therefore the legislature may, if there is no express constitu- tional restriction, vest in local tribunals or officers, like the mayor, jurisdiction over cases arising under the laws of the commonwealth, that is, even vest in them jurisdiction over crimes. In such case the legislature makes use of the local officers or institutions as direct agencies of the commonwealth. 1 When such tribunals are by constitutional or statutory pro- visions vested with such limited civil or criminal jurisdiction over offences against the commonwealth laws, their actions in regard to such jurisdiction become judicial in the most lim- ited sense of that term, and are not merely administrative. Therefore prosecutions in such courts for violations of the crim- inal laws of the commonwealth should be carried on in the name of the government, but there is no propriety in requiring that the commonwealth should be a party to every petty pro- secution under the police regulations of a municipal corpora- tion. 2 The question whether a municipal court is acting as an administrative or judicial tribunal may become of great im- portance. Where the legislature or the municipality itself un- dertakes to confer on municipal courts summary jurisdiction of criminal offences, and the constitution provides that no freeman shall be put to answer a criminal charge but by in- dictment, nor be convicted of any crime but by the verdict of a jury of good and lawful men, such acts are void. 3 Where a constitution requires presentment and indictment, and a statute dispenses with the necessity of these, the statute is void, and the trial in a city court under such statute is coram nonjudice and cannot form a bar to a subsequent indictment for the same cause. 4 There can be no summary conviction under an ordi- 1 Ex parte Slattery, 3 Ark. 485 ; Rector vs. State, 6 Ark. 187. 2 Davenport vs. Bird, 34 Iowa, 524. 3 State vs. Moss, 2 Jones (N. C.) 66. i Rector vs. State, 6 Ark. 187. 317] G ° VERNMENTAL PO WERS 1 8 5 nance for that which is a criminal offence by the general laws of the commonwealth. 1 The provision of the United States Constitution, that " trials of all crimes except in cases of impeachment shall be by jury," is to be construed in the light of the principles which at com- mon law determined whether or not a person accused of a crime was entitled to be tried by a jury. But the violation of municipal ordinances concerning local affairs in respect to matters non-criminal in their nature, may be proceeded against in a summary manner. 3 Offences against ordinances proper made in virtue of the implied or incidental powers of corpora- tions, or in the exercise of their legitimate police authority for the preservation of the peace, good order, safety, and health, and which relate to minor acts and matters not embraced in the public criminal statutes of the commonwealth, are not usually or properly regarded as criminal, 3 and hence need not necessarily be prosecuted by indictment or tried by a jury. 4 In view of the recent reform movements in municipal govern- ment, it may be said that although a concentration of the powers of municipal government in the same hands is not a violation of the principle of the separation of governmental powers, it may be a violation of common sense. Much might be gained, if the powers of local self-government bestowed upon munici- palities were distributed among the principal municipal de- partments, in a manner similar to that in which powers are distributed in the central government. 5 1 People vs. Slaughter, 2 Douglass (Mich.) 334. 2 Callan vs. Wilson, 127 U. S. 540. 3 Ex parte Hollwedell, 74 Mo. 395. 4 Williamson vs. Augusta, 4 Ga. 509; Byers vs. Commonwealth, 42 Pa. St. 89, 94. See Dillon on Municip. Corp., Sec. 427 et. seq. 5 See " An American View of Municipal Government in the United States," by Seth.Low. Bryce's Am. Com., chap. 52. Note. — On p. 140, supra, the case of People vs. Angle, 109 N. Y., 564, is cited, to the effect that the civil service law of New York could not apply to the Department of Public Works for the reason that, by the Constitution then in force, the power of appointment vested in the head of that department was exclusive, and not subject to restriction by act of the legislature. In the case of People vs, Roberts, decided by the Court of Appeals February 18, 1896, 148 N. Y., 360, it has been held that under the new Constitution of New York, which went into effect January I, 1895, appointments by the Superintendent of Public Works are subject to the civil service law. The case of People vs. Angle is, therefore, no longer law. MacnuIIan & Co.'s Neu) Books. AN IMPORTANT HISTORICAL WORK. ECONOMIC HISTORY OF VIRGINIA IN THE SEVENTEENTH CENTURY. An Inquiry into the Material Coudition of the People, based upon Original and Contemporaneous Records. By Philip Alexander Bruce, author of " The Plantation Negro as a Freeman," and Corresponding Secretary of the Virginia Historical Society. With a map. 2 vols., crown 8vo, $6.00 net. " Of systematic American colonial history, the library catalogues contain no single title more valuable than the one before us. This estimate is a sweeping one, strongly expressed, but it is one that, if questioned, we should feel prepared to justify. The student of American history is here put in the possession of an account of the state of the people in one of the principal and most significant colonies that will be accepted as final in its adopted field."- — N. Y. Evening Sun. The Growth of British Policy : An Historical Essay. By Sir J. R. Seeley, Litt. D., K. C. M. (>., formerly Regius Professor of Modern History in the University of Cambridge. With Portrait. Two vols., 12010, cloth, pp. (Vol. I.) xxiv. + 436; (Vol. II.) 403, #3.50, net. " The work is one of the most important in the field of historical literature." — Boston Daily Advertiser. Principles of the English Law of Contract, and of Agency in its Re- lation to Contract. By Sir William R. Anson, Bart., D. C. L., of the Inner Temple, Barrister- at -law, Warden of All Souls College, Oxford. Eighth Edition. First American Copyright Edition. Edited, with American Notes, by Ernest W. Huffcut, Professor of Law in the Cornell University School of Law. 8vo, cloth, pp. 456, $3.00, net. " The object of this edition is to give parallel references to selected American authorities where the American law corresponds with the English law as stated by the author, and to indi- cate clearly the points at which the American authorities either disagree wholly with the English law, or are strongly divided among themselves." — Albany Law yournal. The Law of Civilization and Decay. An Essay on History. By Brooks Adams. 8vo, cloth, $2.50. " A work of great dignity and erudition, showing rare familiarity with the data of history, theology, and economics." — Philadelphia Evening Bulletin. A Treatise on Money and Essays on Monetary Problems. By J. Sheild Nicholson, M. A., D. Sc , Professor of Political Economy in the University of Edinburgh. Third Edition. With a Second Part to " A Treat- ise on Money." i2mo, cloth, pp. 431, $2.00, net. Studies in Economics. By William Smart, M. A., LL. D., Lecturer on Political Economy in the University of Glasgow. i2mo, cloth, pp. 341, JS2.75, net. The Origin and History of Contract in Roman Law down to the End Of the Republican Period. (Being the York Prize Essay for the Year 1893.) By W. H. Buckler, B. A., LL. B., of Trinity College, Cambridge. i2mo, cloth, $1.10, net. MACMILLA2T eft CO., 66 Fifth Avenue, ISTew York. NEW VOLUMES OF THE COLUMBIA UNIVERSITY PRESS. MUNICIPAL HOME RULE. A Study in Administration. By Frank J. Goodnow, A.M., LL.B., Professor of Administrative Law in Colum- bia, Author of " Comparative Administrative Law." l2mo., cljth, Si. 50 net. " The treatise is carefully written. It will be of utility in America as a guide to municipal law, while for the world at large it is a valuable contribution to the literature of comparative jurisprudence " — The Guardian (Manchester, Eng.). " Here is without doubt one of the most trenchant and scholarly contributions to political science of recent writing, remarkable for analytical power and lucidity of statement.'' — The Chicago Evening Post. Science of Statistics. Part I. Statistics and Sociology. By Richmond Mayo-Smith, Ph. D., Professor of Political Economy and Social Science in Columbia College. 8vo. $3.00. " An exceedingly useful work. . . . From a vast range of reliable sources Professor Mayo- Smith, an expert in statistical methods, has brought together a mass of ordered materials which bear on social problems, and students of sociology are deeply his debtors. Many vague and in- secure theories will be tested by the yard-stick of this book, and no serious worker can afford to ignore it. . . . It is a distinct merit of the work that the data compiled are arranged in a way to excite interest and lead to results." — The Dial. Author's Edition, in Popular Form, -with Latest Revisions. SOCIAL EVOLUTION. By Benjamin Kidd. Popular Edition, with the Author's Latest Revisions and New Copyright Preface. Price, in paper, 25 cents, cloth, $1.50. "The Volume, . . owes much of its success to its noble tone, its clear and delightful style, and to the very great pleasure the reader experiences as he is conducted through the strong, dig- nified and courteous discussion. From a scientific point of view it is the most important contri- bution recently made to biological sociology." — Independent. THE EVOLUTION OF INDUSTRY. By Henry Dyer, C. E., M. A., D. Sc. i2mo, cloth, $1.50. " An attempt to estimate the value of the various factors in the industrial problem, and to show that they have common components, and are developing an organization of labor that will meet the conditions necessary for efficiency and promote the welfare of the community." . " The process of industrial development, and therefore of sociological transformation, is an educational process, and Professor Dyer'b book, in its dispassionate and instructive presentation of the subject, should have a very wholesome influence on public thought." — The Beacon. CAMBRIDGE HIST0RAL SERIES— Edited by G. W. Prothero, Litt. D. New Volume. The History of the Australasian Colonies (from their Foundation to the Year 1893.) By Edward Jenks, M. A. With Maps. pp. xvi. -\- 352. i2mo. Cloth. JS1.60, net. " Professor Jenks 1 book ought to be in all our public libraries, and no student of current affairs can afford to miss reading it." — The Providence youmal. Outlines of English Industrial History. By W. Cunningham, D. D., Fellow of TnmtyCollege, Cambridge and Ellen A. McArthur, Lecturer at Girton College. i2mo. Cloth. #1.50, net. *' The book is a valuable contribution to its subject. . . . It is a scholarly, well thought out, complete treatise on its subject." — The Philadelphia Citiztn. The Revolutionary and Napoleonic Era, 1789-1815. By J. H. Rose, M. A. #1.25, net. " Great care and pains have evidently been bestowed on this work ; the style of the writer is clear, and interest is added by the quotations of the words of many of the actors in the great drama. We know of no other book which deals adequately with the question, and is at the same time suited to the needs of general students." — Canada Educational Monthly. The Europeans in India. By H. Morse Stephens, M. A., Cornell University. In preparation. The Foundation of the German Empire, 1815-1871. By J. W. Headlam, M. A. In preparation. The United States of America. 1765-1865. By Edward Channing, of Harvard University. In preparation. Other volumes to follow. MACMXXiXiABT <& CO., 66 Fifth. Avenue, New York. BRYCE. — The American Commonwealth. By James Bryce, D. C. L., author of" The Holy Roman Empire;" M. P. for Aberdeen. In 2 volumes. Third Edition. Revised throughout and much enlarged. Large l2mo. Cloth, gilt top. Vol. I. pp. 724. $1.75, net - VcJ - W- PP- 9°4- ^2.25, net. The set, 2 vols., in box. $4.00, net. " His work rises at once to an eminent place among studies of great nations and their insti- tutions. It is, so far as America goes, a work unique in scope, spirit and knowledge. There is nothing like it anywhere extant, — nothing that approaches it. . . Without exaggeration it may be called the most considerable and gratifying tribute that has yet been bestowed upon us by'an Englishman, and perhaps by even England herself. . . . One despairs in an attempt to give in a single newspaper article an adequate account of a work so infused with knowledge and sparkling with suggestion. . . . Every thoughtful American will read it, and will long hold in grateful remembrance its author's name." — New York Times. BORGEATJD.— Adoption and Amendment of Constitutions in Europe and America. By Charles Borgeaud. Translated by C. D. Hazen, Professor of History in Smith College. With an Introduction by J. M. Vin- cent, Johns Hopkins University. Extra crown 8 vo. Cloth, pp.353. $2.00, net. " The work received the Rossi Prize from the Law Faculty of Paris, and is a work of very unusual freedom and breadth of range. ... It is one of the most suggestive, level-headed, and statesmanlike in the whole catalogue of recent publications on political science." — Independent. ACTON. — A Lecture on the Study of History. Delivered at Cambridge, June, 1895, by Lord Acton, LL. D., D. C. L., Professor of Modern History. i2mo. 75 cents. 1 " A lecture which alike requires and repays the time and leisure of deliberate reading. It is surcharged with matter to overflowing." — The Guardian (Manchester, Eng.). INDERWICK— The King's Peace : A Historical Sketch of the Eng- lish Law Courts. By F. A. Inderwick, Q. C, author of " Side Lights on the Stuarts." With 15 Illustrations and I Map. l2mo, cloth, pp. xxiii. -(- 254 $'S°- New Volume ot the Social England Series, edited by Kenblm B. Cotes, M. A., Oxon. NO'RWAY.— History of the Post-Office Packet Service Between the Years 1793 -1815. Compiled from Records. Chiefly Official. By Arthur H. Norway. With 6 full- page Illustrations. Crown 8vo, cloth, S3.50. BENEDETTI — Studies in Diplomacy. From the French of Count Bene- detti, French Ambassador at the Court of Berlin. With a Portrait. 8vo, cl th, pp. 323, #3.00. ECKENSTEIN.— Woman under Monasticism. Chapters on Saint Lore and Convent Life between A. D. 500 and A. D. 1500. By LlNA Eckenstein. 8vo, cloth, $4.00, net. Third Edition Now Ready. ARNOLD.— The Letters of Matthew Arnold, 1848-1888. Collected and arranged by George W. E. Russell. 2 vols., i2mo, cloth, $3.00. (Uniform with Matthew Arnold's Complete Works.) GREGOROVIUS.— History of the City of Rome in the Middle Ages. By Ferdinand Gregorovius. Translated from the Fourth German Edition by Annie Hamilton. Vol. III. pp. xv, 562. i2mo. Cloth. $3.00, net. " The author has found ample material for this book in which are a thousand pages of writ- ing strictly historical in quality. . . . Gregorovius is interesting always. . . .He makes the career of Rome as a city understood." — The New York Times. W1LL0UGHBY.— An Examination of the Nature of the State. A Study in Poh'ical Philosophy. By Wistel Woodbury Willoughby, Ph. D„ Lecturer in Political Economy in the Johns Hopkins University. 8vo, cloth. Nearly ready. MACMILLAN & CO., 66 FIFTH AVENUE, NEW YORK. ECONOMIC CLASSICS. EDITED BY W. J. ASHLEY, M.A., Professor of Economic History in Harvard University. NEW VOLUME. The Mercantile System and its Historical Significance. Illustrated Chiefly from Prussian History. Being a Chapter from the " Studien ueber die Wirthschaftliche Politik Friedrichs des Grossen." By Gustav Schmoller, 1884. i2mo, cloth, 75 cents. Already Published in the Same Series. Vol. I. Selected Chapters and Passages from " The Wealth of Na- tions " of Adam Smith, 1776. Vol. II. The First Six Chapters of " The Principles of Political Ecou- and Taxation" of David Ricardo, 1817. Vol. III. Parallel Chapters from the First and Second Editions of " An Essay on the Principle of Population." By T. R. Malthus, 1798-1803. Vol. IV. England's Treasure by Forraign Trade. By Thomas Mtjn, 1664. Vol. V. Peasant Bents. By Richard Jones. i6mo, limp cloth, each ?j cents. " Under the title ' Economic Classics ' Macmillan & Co. are publishing a series of thin volumes, each containing what is thought to be most valuable in the works of some one of the great economic writers ; the selection being made by Prof. W. J. Ashley of Harvard. There have appeared so far three of this series, viz. : Adam Smith, Ricardo, and Malthus, and there are promised Mun, Child, Turgot, Quesnay, Roscher, and others. The volume upon Adam Smith consists of selections from the ' Wealth of Nations,' which amount in bulk, we should say, to about one-third of the complete work. No doubt an edition like the present will reach many who would not attempt a larger volume, and the omissions ap- pear to be judiciously made. Of Ricardo only the first six chapters are given — sufficient to show his method and the more important of his conclusions. In the case of Malthus a somewhat different course is pursued, parallel chapters being taken from his first and second editions, somewhat in the line pursued by Mr. Bonar. Both Ricardo and Malthus we believe to be practically unread nowadays, even by those who discourse most glibly on their theories, and such as are con- scious of delinquency herein may easily correct their error through the aid of this series.'' MACMILLAN c& CO., 66 Fifth Avenue, New York. PUBLICATIONS OF THE SIX COMPLETE MONOGRAPHS ANNUALLY. The following are the most recent numbers : VOLUME IX (1894). Hand-Book and Report of the sixth Annual Meeting. Price 50 cents. Nos. I and 2. Progressive Taxation in Theory and Practice. By Edwin R. A. Seligman, Ph.D. Price $1.00, cloth #1.50. No. 3. The Theory of Transportation. By Charles H. Cooley. Price 75 cents. No. 4. Sir William Petty : A Study in English Economic Literature. By Wil- son Lloyd Bevan, M.A., Ph.D. Price 75 cents. Nos. 5 and 6. Papers Read at the Seventh Annual Meeting. Carroll D. Wright, LL.D. ; Davis R. Dewey, Ph.D.; Arthur T. Hadley, M.A. ; John Graham Brooks. Price $1.00. VOLUME X (1895). ■Hand- Book and Report of the Seventh Annual Meeting. Price 50 cents. Nos. I, 2 and 3. The Canadian Banking System, 181 7-1 890. By R. M. Breckenridge, Ph.D. Price $1.50. No. 4. Poor- Laws of Massachusetts and New York. By John Cummings, Ph.D. Price 75 cents. Nos. 5 and 6. Letters of David Ricardo to John Ramsey McCulloch. Edited, with Annotations and Notes, by J. H. Hollander, Ph.D., Instructor in Economics, Johns Hopkins University. (In press.) TO APPEAR SOON. -Race Traits and Tendencies of the American Negro. By Fred- erick L. Hoffman, F.S.S., Siatistican to the Prudential Insurance Com- pany of America. The annual membership fee of three dollars (life membership fifty dollars) entitles one to all the publications of the Association, as they appear, and to a discount of -one-sixth if one wishes to purchase back numbers or volumes. For general information regarding membership, etc., address JEREMIAH W. JENKS, Ph. D., Secretary American Economic Association, Cornell University, Ithaca, N. Y. -All orders"and inquiries for monographs should be addressed to the publishers. MACMILLAIT & CO., 66 FIFTH AVENUE, NEW YORK. JOHNS HOPKINS UNIVERSITY , Studies in History and Politics. Edited by HERBERT B. ADAMS. FOURTEENTH SERIES.— 1896.— Subscription, $3.00. I. Constitutional History of Hawaii. By Henry E. Chambers. 25 cents. II. City Government of Baltimore. By Thaddeus P. Thomas. 25 cents. III. Colonial Origins of New England Senates. By F. L. Riley. IV. Representation in Virginia. By J. A. C. Chandler. V. Slavery in North Carolina (1663-1865). By John S. Bassett. VI. The History of Taxation in Connecticut,(i636-i776). By F. R. Jones. VII. Neutrality of the Northern Lakes. By J. M. Callahan. Financial History of Baltimore. By J. H. Hollander. Higher Popular Education in Baltimore. By Herbert B. Adams. Christian Missions in China. By Charles Sumner Estes. Christian Missions in Japan. By Masanobu Ishizaka. Causes of the Rebellion of 1688 in Maryland. By F. E Sparks. On the Commutation of the Labor Services of the Villains in England for Money- Payments. By T. Walker Page. Other papers will be from time to time announced. ANNUAL SERIES, 1883-1895. SERIES I. — Local Institutions. 479 pages. $4.00. SERIES II.— Institutions and Economics. 629 pages. #4x0. SERIES III.— Maryland, Virginia and Washington. 595 pages. £4.00. SERIES IV.— Municipal Government and Land Tenure. 600 pages. $3.00. SERIES V.— Municipal Government, History and Politics. 559 pages. $3.50. SERIES VI. — The History of Co-operation in the United States. 540 pages. $3.50. SERIES VII.— Social Science, Municipal and Federal Government. $3.5°- SERIES VIII.— History, Politics and Education. 625 pjges. 8vo. $3.50. SERIES IX.— Education, History and Politics. 640 pages. 8vo. $3.50. SERIES X. — Church and State: Columbus and America. 630 pages. 8vo. $3.50. SERIES XI. — Labor, Slaves and Self-Government 574 pages. 8vo. $3.50. SERIES XII.— Institutional and Economic History. 626 pages. 8vo. $3.50. SERIES XIII. — South Carolina, Maryland and Virginia. 606 pages 8vo. $3.50. RECENT EXTRA VOLUMES. The Supreme Court of the United States. By. W. W. Willoughby. 124 pp. 8vo,cl. $1.15. The Intercourse between Japan and the United States. By Inazo (Ota) Nitoeh. 198 pp. 8vo, cloth. $1.25. State and Federal Government in Switzerland. By John Martin Vincent. 225 pp. 8vo, cloth. Si. 50. Spanish Institutions of the Southwest. By Frank W. Blackmar. 380 pp. and 31 plates. 8vo, cloth. $2.00. Introduction to the Study of the Constitution. ByM.M.CoHN. 250pp. 8vo, cloth, gi.50. The Old English Manor. By Prof. C. M. Andrews. 280 pp. 8vo, cloth. $1.50. America : Its Geographical History, 1492-1892. By Dr. W. B. Scaife. 176 pp. 8vo, -loth. $1.50. Florentine Life During the Renaissance. By W. B. Scaife. 256 pp. 8vo, cloth. #1.50. The Southern Quakers and Slavery. By S. B. Weeks. Cloth. $2.00. The set of thirteen series is now offered, uniformly bound in cloth, for library use, for $39, and including subscription to the current (fourteenth) series, for $42.00. The thirteen series, with fourteen extra volumes, altogether twenty-seven volumes, in cloth as above, for $58.00. All 'business communications should be addressed to THE JOHNS HOPKINS PRESS, Baltimore, Maryland. Systematic Political Science BY THK UNIVERSITY FACULTY OF POLITICAL SCIENCE OF COLUMBIA COLLEGE. The University Faculty of Political Science of Columbia College have in course of publication a series of systematic works covering the entire field of political science proper and of the allied sciences of public law and economics. The method of treatment is historical, comparative and statistical ; and it is the aim of the writers to pre- sent the latest results of institutional development and of scientific thought in Europe and America. The series includes the following ten works : Political Science and Comparative Constitutional Law. 2 vols. Published by Ginn &• Co., r8qi. By John W. Burgess. Comparative Administrative Law. 2 vols. Published by G. P. Putnam's Sons, 1893. By FRANK J. Goodnow. International Law. In preparation. . . By John Bassett Moore. Historical and Comparative Jurisprudence. In preparation By Munroe Smith. The Distribution of Wealth. 2 vols. In preparation. By John B. Clark. The Science of Statistics. 2 vols. Vol. I, published by the Columbia Uni- versity Press (Macmillan), 1895. ■ By Richmond Mayo-Smith. Historical and Comparative Science Of Finance. 2 vols. In preparation. By Edwin R. A. Seligman. The Principles of Sociology. Published by the Columbia University Press {Macmillan), 1896. . .By Franklin H. Giddings. History of Political Theories. In preparation. By William A. Dunning. Literature of Political Science. In preparation. By George II. Baker.