Cornell University Law Library. THE QlFT OF the young and to adults not hardened in vice or crime. Probation Offices — A probation ofiicer is an officer appointed by a magis- trate or magistrates of a court of original criminal jurisdiction, unless otherwise provided by law, who receives under his supervision persons placed on probation from such court. It is his duty to make an investi- gation before they are placed on probation concerning their antecedents, character and circumstajices, and after they are placed on probation to receive regular reports, visit them, keep informed as to their conduct and in a friendly way aid them so far as possible to improve their habits and circumstances. Probation art Period — -This term means the time determined by the court during which a probationer is to remain on probation. Probationer — The term, probationer, is used to designate a defendant who has been placed on probation. 14 Manual fob Peobation Officees. Quasi-Ceiminal Offense — An offense which is similar in nature to a crime and mayi be subject to the same treatment, but which is not called a crime. Vagrancy, disorderly conduct, public intoxication, truancy, and being a, disorderly or ungovernalble child are among the quasi-criminal offenses. Records — ( 1 ) Court records are the official papers and entries in a case, and include an information or complaint, the indictment if there be one, the docket entries or minutes, the conviction, and the commitment. (2) Probation records are the official entries and reports, and all the material correspondence and other papers, relating to a probation case. Remand — To re-commit a defendant to a place of detention awaiting his next appearance before the court, either for trial or for sentence. Reparation — The repairing or redressing of the damages or injury caused by an offense. Respite — ■ A temporary stay in the execution of a sentence. Usually refers to the staying of a sentence to imprisonment or to capital punishment. Restitution — The returning of something to the owner from whom it has been stolen or otherwise illegally taken; also the repaying the owner the value of something illegally taken from him. REyocATioN OF PROBATION — The action of a court or magistrate in canceling or terminating a probationary period in order either to discharge or to sentence the probationer — more generally to sentence the probationer. Sentence — ■ A penalty imposed by a, court including either a fine or com- mitment to an institution. Stat — An action by a court or magistrate in temporarily postponing the execution of sentence, usually for the purpose of granting the defendant the privilege of appealing the case or requesting a new trial. Summary Jurisdiction — The authority of a court or magistrate to try and sentence defendants charged with minor offenses without indictment and usually without jury. Summons ^- A notice or order issued by a court or magistrate requiring a person to appear before such court or magistrate for the purpose of being arraigned on the charge of having committed a minor offense or for the purpose of affording the court or magistrate an opportunity to inquire as to whether there is reason to believe that an offense has been committed or, in the case of a, child, that such child is in need of the care of the court. Supervision — ( 1 ) Tlie authoritative but friendly and helpful oversight which a probation officer exercises over a. person on probation. (2) Such oversight of a neglected child who is in need not so much of reformation as of protection and guidance. (3) Oversight of a person released on parole from an institution. Subpoena — An order issued by a court or magistrate requiring a person to appear in court at a specified time to testify as a witness. A person who fails to obey a, subpoena may be punished for contempt. SuBRENDBB — ( 1 ) The act of a probation officer in returning to the court a probationer, who has violated the conditions of his probation. (2) The act of a probationer who has absconded, in giving himself up to the probation officer or some other peace officer or to the court, in order to receive such punishment as may be forthcoming. (3) The act of Manual foe Peobation Officees. 15 a person who has furnished bail or a bond in giving up to the court the person who was released under bail or under bonds. Transfek — (1) The placing of a probationer under another probation officer, either in the same or in a different court. (2) Changing the jurisdiction and full control over a probationer from the Supreme court to the county court of the same county. Teansfebked Probationary Jurisdiction — Jurisdiction Which a county court has over a probationer originally convicted and placed on probation 'by the Supreme! court of the same county, by virtue of the fact that such Supreme court has formally relinquished its further jurisdiction over such probationer and has vested it full and absolutely in such county court. Transferred Probationary SuPERVisioisr — The oversight exercised by a probation officer over a probationer transferred to such officer by a court which is outside of the regular jurisdiction of the officer and which retains jurisdiction over such probationer. Violation — A breach, transgression or failure in observance by a pro- bationer of one or more probationary conditions. Ward — A child who has been placed under the guardianship of a civil court. Witness — A person who gives evidence in court under oath. Writ of Certiorari — An order from a higher to a lower court directing that the lower court transmit a certified record of its proceedings in a certain case to the higher court. Writ op Habeas Corpus — An order issued by a Supreme court justice commanding a person who holds another person under detention, to produce such other person before such court at a specified time and place, in order that such court or justice may inquire whether such person ought not to be released from further detention. Writ op Mandamus — An order issued by a Supreme court justice command- ing one or more persons to appear before the Supreme court at a specified tim'e to show cause why such person or persons should not do some particular thing which appertains to their office or duty, and ^vhich is specified in such writ. PART I. PROBATION LAWS. CHAPTER 1. Citations of Probation Laws. PAGE Division A. Citation of laws, arranged by general and local laws 19 B. Citation of laws, arranged by years of enactment 21 [17] CHAPTER I. Division A. Citation of laws, Arranged by General and Local Laws. Following is a list, first, of tlie sections of tlie general laws of the State (to wit, the Code of Criminal Procedure, the Penal Law, the State Boards and Commissions Law, and the General Munic- ipal Law), and second, of the local laws, relating to probation. All the laws cited are now in effect.* 1. GENERAL LAWS. Code of Criminal Procedure, § 11-a. page Relates to the appointment, compensation, duties and powers of probation officers; methods of procedure; and transferring probationers from one probation officer to another in the same court, and from probation officers in other counties 135 Code of Criminal Procedure, § 48S. Relates to placing persons on probation in courts which prosecute cases by indictment; requiring such probationers to pay fines or to make restitution or reparation; and transferring probationers from the Supreme court to the county court of the same county 139 Code of Criminal Procedure, § 4^7. Relates to the duties of courts which prosecute cases by indictment to place probationers under the care of a probation officer 141 Code of Criminal Procedure, § 718. Relates to requiring probationers in inferior courts to pay a ffiie or restitution, or to make reparation 142 Code of Criminal Procedure, § 903. Relates to requiring probationers, convicted of being disorderly persons, to support their wives and children 142 Code of Criminal Procedure, § 910. Relates to power of county courts to parole disorderly persons from jails, peni- tentiaries and other institutions under a probation officer 143 Penal Law,^ § 486, subdiv. 9. Relates to placing children, convicted of being neglected, disorderly, ungov- ernable or without proper guardianship, on probation in courts outside of cities of the first class 143 Penal Law, § 494- Relates to placing under the oversight of a probation officer adults who have contributed to the delinquency of a child 144 Penal Law, § 1221. Relates to probation in cases of public intoxication 147 * For full text of all laws cited above, see Manual App. A. t The Penal Law constitutes chapter 40 of the Consolidated Laws. [19] 20 Manual fok Probation Officees. Penal Law, § 2188. page Relates to placing persons on probation 149 State Boards and Commissions Law.,* fi^ SO and SI. Relates to the organization, powers and duties of the State Probation Com- mission 150 General Municipal Law, 1: §§ 136-139-1). Relates "to boards of inebriety in cities of the first and second class; probation in cases of public intoxication; probation officers acting as parole officers. . 152 2. LOCAL LAWS. An Act to Establish the City Court of Buffalo. Relates to the appointment of probation officers and the use of probation in the City Court of Buffalo 152 (Note — The provisions of this law relating to the probation of children were superseded on January 1, 1912, by the provisions of chapter SSI of the Laws of 1911, amending the city charter. See next citation.) The Charter of the City of Buffalo, §§ 52J, 525-529. Relates to the establishment of a separate children's courts the appointment of probation officers, and the use of probation 155 An Act Conferring Jurisdiction upon the Couniy Court of Monroe County to Adjudi- cate upon All Cases of Children in Monroe County. Relates to the appointment of probation officers and the use of probation in the County Court, Children's Part, of Monroe coimty 15/ The Inferior Criminal Courts Act of the City of New York, §§ 96-100. Relates to the appointment of probation officers and the use of probation in the Court of Special Sessions (including the Children's Courts) and the Boards of City Magistrates of New York City 166 The Greater Nsw York Charter, §§ 69S, 707. Relates to probation in cases of public intoxication 169 An Act Conferring Jurisdiction upon the County Court of Ontario Couniy to Adjudi- cate upon AM Cases of Chudven in Ontario County. Relates to the appointment of probation officers and the use of probation in the County Court, Children's Part, of Ontario county 172 The Charier of the City of Rochester, §,§ S18, 476, i80. Relates to the appointment of probation officers and the use of probation in the Police Court of Rochester 18i An Act to Establish a Court of Special Sessions in the City of Syracuse. Relates to the appointment of probation officers and the use of probation in the Court of Special Sessions (including the Children's Court) of Syracuse 182 An Act to Supplement the General Laws Relating to the City of Yonkers. Relates to the appointment of probation officers and the use of probation in the City Court of Yonkers 184 * The State Boards and Commissions Law constitutes chapter 54 of the Con- solidated Laws. t The General Municipal Law constitutes chapter 24 of the Consolidated Laws. Manttal foe Peobation Officees. 21 DivisioH B. Citation of Laws, Arranged by the Tears of Enactment. Following is a list of the session laws passed in different years, enacting, amending or repealing the general and local laws of the State with respect to probation. 1901. Ch. 372. April 17. 1901. Ch. 466. April 22. 1901. Ch. 627. May 1. 1902. Cli. 3821. April 7. 1902. 1W2. Ch. Ch. 549. 590'. April April 11. M. 1903. Ch. 159. April 14. 1903. 1903. 1903. Ch. Ch. Ch. 274. 331. 357. April May May 24. 6. 6. 1903. Ch. 613. May 15. 1904. Ch. 5681. April 29. 1905. 1905'. Ch. Ch. 543. 638. May May 18. 26. 1905. Ch. 655. May 29. 1905. Ch. 656. May 29. 1905. 1906. 1907. 1907. Ch. Ch. Ch. Ch. 714. 317. 430. 755. June April June July 3. 24. 6. 26. 1908. 1908. 190S. 1909. Ch. Ch. Ch. Ch. . 50 99. 452. 56. . March 23. April 24. May 2,1. Feb. 12. 1909. Ch. 88. March 12. 1909. 19<>9. 1909. 1909. 1910. 1910. Ch. 217. April 20. Ch. 482. May 26. Ch. 566. May 28. Ch. 570. May 0,9. Ch. 346. May 21. Ch. 561. June 20. 1910. Ch. 609. June 23. Appointment of probation ofllcers : adding S Ha of Criminal Code of Procedure and amdg. §§ 483, 4<8'7, 941-943, 946. § 1399. Separate hearing of children's cases in New York city magistrates' courts of Manhattan and Bronx. Buffalo — Probation ofDcers : amdg. 1891, ch. lOS, by adding §§ 384B, a84C. New York City, First Division, Court of Special Ses- sions, female probation officer ; salary. Buffalo — Probation officers: amdg. 1901, ch. 627. New York City — Children's court : amdg. 1901, ch. 466, § 1418, and adding § 1419. Brooklyn — Children's court : amdg. 1901, ch. 466, §§ 1418-1419. Probation officers ; amdg. Criminal Code, § 483. Children's courts : amdg. Penal Code, § 291. ■New York city magistrates' courts ; probation officer ; salary. Probation officers ; amdg. Criminal Code, §§ 11a, 4f83, 487. New York city — .Salaries of women probation officers : amdg. Criminal Code, § 11a. Rochester — Children's court : amdg. 1880, ch. 14, § 265. Probation in New York City magistrates' courts : amdg. 1901 ch. 466, § 707. Suspension of sentence ; adult delinquency : amdg. Penal Code, §§12, 289, 291. Suspension of Sentence ; probation ; probation officers ; release of child on recognizance pending trial : amdg. Criminal Code, §§ Ha, 483, 564. Probation commission to investigate system. Rochester juvenile court : amdg. 1905, ch. 543, § 265. State probation commission. Rochester — Probation officers; children's court: amdg. 1906, ch. 317. Buffalo — Probation officers: amdg. 1902, ch. 54i9. Probation officers : amdg. Criminal Code, § 11a. Yonkers — Probation. State probation commission : repealing 1907, ch. 430. Now contained in Consolidated Laws, ch. 54, §§ 30, 31. 5 483. Contributory delinquency : repealing 1905, ch. 655. and Penal Code, § 28.9. subdiv. 3. Now con- tained in Consolidated Laws, ch., 40, Penal Law, § 483. ; 486, subdiv. 9. Probation of children : repealing 1905, ch. ©55, and Penal Code, § 291, subdiv. 9. Now con- tained in Penal Law, § 486. § 2188. Juvenile and adult probation : repealing 1905, ch. '6S5, and Penal Code, § 12. Now Penal Law, § 2188. Juvenile and adult probation, and. the payment of fines by probationers : amdg. Criminal Code, § 483. Appointment and duties of probation officers : amdg. Criminal Code, § Ha. New York city — Children's courts: amdg. 1903, ch. 159 §§ 86-106. Buffalo — Children's court and probation: repealing 1908, ch. CO. Probation ; fine ; restitution ; reparation : amdg. Crim- inal Code, § 483. New York City board of inebriety ; probation : adding to the Greater New York charter § 693, and amending § 707 thereof. Probation ; fine ; disorderly' persons ; parole : amdg. PSnal Law, |§ 718, 903, 910. 22 Manual foe Peobation Officees. 1910. Ch. 610. June 23. 1910. Ch. 611. June 23. 1910. 1910. Ch. Ch. 613. ■659. June June 23. 25. 1910. Ch. 676. June 25. 1910. Ch. 699. June 25. 1911. Ch. 651. July 14. 1911. Ch. 700. July 19. 1911. Ch. 757. July 24. 1912. Ch. 419. April 19. 1913. Ch. 270. April 11. Probation officers ; appointment ; duties ; powers ; pro- cedure ; transfers : amdg. Criminal Code, § 11a. Monroe county children's court : chancery procedure ; detention home ; probation. State probation commission : amdg. 1909, ch. 56, § 30. New York city inferior courts ; children's courts ; pro- bation. Syracuse court of| special sessions ; children's court ; probation. Adult contributory delinquency : repealing Penal Law, § 483, subdiv. 3, and adding § 494. Buffalo childretfs court and probation : repealing 1909, ch. 570, §§ 86-92, 102, 103. Probation ln| cases of public intoxication ; boards of Inebriety in cities of the first and second class, out- side of New York City ; probation officers acting as parole officers : amdg. Penal Law, | 1221, and adding to 1909, ch. 29 (the General Municipal Law), §8 136-139b. New York city inferior courts ; revocation of probation : amdg. 1910, ch. 659, § 100. Probation without conviction in cases of disorderly persons in New York City ; amdg. the Greater New York charter, § 686. Ontario county children's court ; chancery procedure ; probation ; probation officers. PART II. ANALYSIS AND EXPLANATION OF PROBATION LAWS. CHAPTER 2. Appointment and Compensation of Probation Officers. PAGE Section 1. Appointment by magistrates 25 2. Persons eligible and suitable for appointment 25 3. Civil service provisions and examinations 26 4. Appointment in writing 27 5. Oath of office 27 6. Tenure of office; removal 28 7. Salaried probation officers 28 8. Detailed probation officers 28 9. Volunteer probation officers 29 10. Expenses of probation officers 29 11. Jurisdiction of probation officers 29 12. County probation officers 29 13. Chief probation officers 31 14. "Women probation officers 31 15. Bonds for probation officers 31 |2S], CHAPTER 2. Appointment and Compensation of Probation Officers. Section 1. Appointment by Magistrates. The magistrate of any court having original jurisdiction of criminal actions — i. e., any Supa^eme court justice, judge of a court of general sessions, county judge, police justice, city magistrate, city recorder, judge of a city court, or justice of the peace — may, from time to time, appoint one or more persons to perform the duties of probation officer. The appointment of salaried probation officers in any court having more than one magistrate, shall be by all the magis- trates of such court jointly, o>r by a majority thereof. (Crimmal ■Code, § ll-a, subdiv. 1.) In the Court of Special Sessions of New York City the chief probation officer is appointed by the chief justice, but all other probation officers in this corort are appointed by majority vote of the justices. In each Board of City Magistrates of New York City the diief probation officer for such board is appointed by the chief city magistrate of such board, but all other pro- bation officers are appointed by majority v^ote of the magistrates of such hoard, (ifero York Inferior Courts Act, § 96.) In the Police Court of Rochester the salaried probation officers are ap- pointed by the commissioner of public safety. {City Charter, § 318.) Volunteer probation officers in this court are appointed, as elsewhere, by the jiudge of the court. {City Charter, § 480.) When a board of inebriety is established in any city of the first or second class, and is ready to receive commitments it may appoint probation officers to serve under such board in cases of public intoxication. (Oeneral Munici- pal Lam, § \S%, as ameixded by Lams of 1911, chapter 700.) § 2. PKTSons Eligible and Suitable for Appointment, Any repu- table citizein, male or female, may be appointed as a probation ■offioea" (Criminal Code, § 11-a) ; except that in lyTew York City no polieemam can be appointed as a probation officer in the Court of Special Sessions^ the Children's Courts, or by the Boards of City Magistriatffi. (Inferior Courts Ad, § 96.) All probation officers appointed by elective magifitrates must be residents of the State. A probation officer appointed by a county judge should be «, resident of the county; one appointed by an elective magistrate of a court of a city, town or village, must be a resident of such city, town or village. (Public Officers Law^ § 3.) [25] 26 Manual fob Peobation Officees. It is extremely important that only those should be appointed as probation officers who are properly qualified for this difficult and responsible position. It is by no means easy to secure persons who possess all the qualifications desirable. Probation officers should be of unquestioned character, of sound judgment of men and afl^airs, sincerely interested in helping others, and able to influence persons by example and moral suasion. While humanitarian sympathy is essential, decision, firmness and good judgment are equally necessary. Those appointed should also be tactful, well-informed and re- sourceful. The first probation law of New York State did not provide for salaried probation officers, but it made eligible certain persons whose services might easily be secured because they were accessible to the courts; namely, clerks of courts, employees in the district attorney's office, and members of the local police force. A later amendment added the officers of societies for the preven- tion of cruelty to children and of charitable or benevolent institutions, societies and associations, and also the words, " any reputable private citi- zens, male or female." It is now recognized that persons should not be appointed simply because they are accessible to the court, but only when they are personally fitted for probation work. Experience has also proven that policemen, constables, deputy sherifi's and persons of a similar training and point of view, are seldom able to secure the best results in probation work. § 3. Civil Service Examinations. Under the civil service laws and rules, whenever any salaried probation officer is to be ap- pointed in any city, or county, or in any village which has classi- fied civil service, the appointment must be from an eligible list established by a competitive examination. This requirement does not apply to volunteer officers. When such examinations are held for city positions they are held by the local municipal civil ser- vice commission. For positions in county or village courts they are held by the State Civil Service Commission. An appointment to be made from an eligible list must be from among the first three persons on the list who are willing to accept the appointment. If an eligible list contains less than three candidates, the magistrate or magistrates intending to make the appointment may request another examination. All appointments from an eligible list are for a three months' probationary term. Should an appointee prove incompetent or unsatisfactory, another appointment may be made from the list. (Civil Service Laiv.) The position of probation officer in the lower courts of New York city has been properly classified as in the competitive class. [Simons v. McGuire, 204 N. Y. 253.) The position of county probation officer in all counties outside of New York city was placed in tlie classified service through the approval by Governor Sulzcr of a resolution of the State Civil Service Commission on May 1, 1913. Manual fob Probation Oefioees. 27 Examinations for the position of probation officer have usually been con- ducted in part orally, and credit has been allowed for experience and per- sonal qualifications. Any civil service commission has authority to request persons familiar with probation work, to assist in framing the official an- nouncement, the schedule of subjects and weights, and the examination ques- tions, and in rating the candidates on both the oral and written portions as well as on experience. On several occasions representatives of the State Pro- bation Commission have assisted in conducting such examinations. For u, presentation of considerations in favor of civil service examinations for the ■position of probation officer, see pages 173-183 of the fifth report of the State Probation Commission. For a sample set of questions used in examinations for probation officer, see Manual, Appendix G. § 4. Appointment in Writing. The appointment of each pro- bation oificer must be in writing, and entered on the records of the court of the magistrate or magistrates making the appoint- ment, A copy of the order of appointment must be delivered to the officer so appointed, and another copy must be filed with the State Probation Commission. (Criminal Code, § 11-a, subdiv. 1-) The State Probation Commission furnishes a form (Form No. 1) for use in making appointments. § 5. Oath of Office. Every probation officer who is appointed by an elective magistrate or magistrates, is a public officer, and must, therefore, take an oath of office before entering upon his duties. The oath of office may be administered by the magistrate making the appointment, a notary public, a commissioner of deeds, or the officer in whose office the oath must be filed. The oath of a probation officer appointed by a justice of the Supreme court for one or more counties should be filed in the county clerk's office of each county in which the officer serves in the Supreme court; the oath of a probation officer appointed by an elective judge of a city or incorporated village, in the office of the clerk of such city or village; and the oath of a probation officer ap- pointed by a county judge or by a justice of the peace of a town, in the office of the county clerk. (Puhlic Officers Law, § 10.) The state Probation Commission will, upon request, furnish blanks for use in filing the oath of office. 28 Manual foe PEOBATioiir Oiticbes. § 6. Tenure of OfSce; Removals. Probation officers hold office during tlie pleasure of the magistrate or magistrates appointing them, or during the pleasure of the successors of such magistrates. (Criminal Code, § ll-a^ subdiv. 1.) Any magistrate or magistrates appointing a probation officer, or any suc- cessor or successors of such magistrate or magistrates, may remove such probation officer from office at any time. In New York city either the chief justice, or the majority of the justicea, of the Court of Special Sessions (including the Children's Courts) may, at pleasure, remove any probation officer from such court; and either the chief city magistrate, or the majority of the city magistrates, of a board of city magistrates may at pleasure remove any probation officer from such board. (Inferior Courts Act, § 96.) In Buffalo either the chief justice or the majority of the judges of the City Court may at pleasure remove any probation officer from such court. (Laws of 1909, chap. 570, § 100.) Any magistrate or magistrates appointing a probation officer may, in their discretion, fix the term of office. § 7. Salaried Probation Officers. The board of estimate and apportionment in the city of New York, or the appropriate fiscal board or body of any other city or village, or the board of super- visors of any county, may determine whether probation officers, not detailed from other branches of the public service, shall re- ceive a salary. Such a board or body may fix the amount of the salary and provide for its payment. {Crrniinal Code^ § 11-a, subdiv. 1.) The law makes no provision for the compensation of probation officers a/ppointed by a justice of the Supreme court, or by a justice of the peace of a town. Justices of the Supreme court and justices of towns are authorized, however, to use the services of salaried county probation officers. It seems undesirable to compensate probation officers by fees. Salaries are preferable. § 8. Detailed Probation Officers. Public officers or employees detailed from other branches of the public sei-vice of any county, city or village, are not allowed to receive any additional compen- sation from such respective county, city or village for acting as probation officer. (Criminal Code, § 11-a, subdiv. 1.) In the Court of Special Sessions, the Children's Courts, and in the Boards of City Magistrates of New York City, no policeman can be appointed or serve as a probation officer. CNeic York City Inferior Courts Act, § 96.) Manual fob Peobation Officees. 29 § 9. Volunteer Probation Officers. In the eyes of the law, any probation officer not salaried under that title from public funds, nor detailed from another branch of the public service, is a volun- teer probation officer. Such volunteer officers if employed by pri- vate societies or private individuals to devote a large part or all of their time to probation work are often referred to as " pri- vately salaried probation officers." § 10. Expenses of Probation Officers. The authorities empowered to appropriate salaries for probation officers, may provide also for the expenses of probation officers. (Oriminal Code, § 11-a, suhdiv. 1.) Inasmueli as the proper operation of a probation oflSce demands a, certain amount of clerical and stenographic work, it is a matter of economy for municipalities a-nd other lilce communities employing probation officers to furnish them with the services of a stenographer, preferably one who is able to devote his or her whole time to the work of the probation office. All public officers — whicL includes volunteer probation officers — who are not paid for their services are entitled to be paid their actual expenses necessarily incurred in the discharge of their official duties. (Public Officers Law, § 64.) The items for which probation officers are paid their expenses, include ear- fare, postage, stationery, office furniture, telephone, telegraph and messenger service, and expenses to conferences of probation officers. § 11, Juiisdi<;tion of Probation Officers.. The appointment of a probation officer, other than a salaried county probation officer, confers authority upon such probation officer to serve only within the jurisdiction of the court of the magistrate or magistrates making th« appointment. (C'rimmal Code, § 11-a, suhdiv. 1.) The only exceptions are in the cases of a salaried county proba- tion officer (see Manual, § 12), and of a probation officer who supervises a probationer received on formal transfer from a court or magistrate in another county (see Manual, § 40). § 12. County Probation Officers. A probation officer salaried by a board of supervisors and appointed by a county judge, may, without further appointment, serve in any or all courts in the 30 Manual foe Peobation Officees. county except in the courts of cities of the first and second' class. {Orimhial Code, § 11-a, subdiv. 1.) Such probation oflficers are generally known as county probation officers. Cities of the first and second class are those having a population of 50,000 or more inhabitants according to the latest Federal or State census. In a small county one paid county probation officer can cover the entire county. He can usually arrange to be in different places on different days. In a few of the larger counties it is desirable to have two or more county probation officers, and to assign each officer either to a certain section of thei county — preferably to the section in which he resides, or to certain courts. In a few of the largest counties the work in the -Supreme and county courts alone may engage a, probation officer's entire time, but ordinarily an officer can serve in all the courts in the county. There is much advantage in having a county probation officer who serves in several courts, instead of having several probation officers, each serving in only one court. A county probation officer is likely to be selected with more care, and to be better qualified for probation duties. He usually takes more interest in his duties, and feels more responsible for their proper dis- charge. By acting in difi'erent courts, by dealing with a greater variety of conditions, and by becoming acquainted with a larger number of offenders, he tends to become more expert. The same offenders may appear from time to time in different courts in the same county, and the knowledge of such persons gained by the officer in one court may be valuable to other courts. The records of investigations and of probation cases kept by a county probation officer are often serviceable to courts throughout the county. It is also often desirable to have the county probation officer who has made the original investigation of a case in a lower court, follow the case if it is transferred to a higher court. In the absence of a salaried county probation officer it would be necessary, in order to secure probation service in all courts in the county, to have practically all the magistrates in the county appoint probation officers. In a county having twenty-five police justices and justices of the peace, for instance, it would be impossible, unless there were a salaried county probation officer, for any of these justices to use probation unless he or another justice of the same court appointed a probation officer especially for his particular court. Even then, the outcome would probably be unsatisfactory for the law does not permit towns to pay salaries to probation officers. The only way, therefore, by which justices of the peace in towns can avail themselves of the services of a paid probation officer is by having the county employ a county probation officer. See pamphlet, " County Probation Officers," published by the State Proba- tion Commission. Any county officer who receives or is authorized hy law to re- ceive any money on account of fines or penalties shall annually make a written report to the board of supervisors on ISTovember 1. (County Court Law, § 243, being chap. 11 of ths Consolidated Laws. ) Manual foe Peobation Officees 31 § 13. Chief Probation Officers. The appointment of chief pro- bation ofBcers is authorized by law in the ISTew York Court of iSpecial Sessions (including the Children's Courts) and in each Board of Magistrates in that city {New York Inferior Courts Act, § 96) ; in the City Court of Biiffalo {Laws of 1909, chap. STO, § 100) ; in the Court of Special Sessions (including the Children's Court), of Syracuse {Laws of 1910, cTiap. 676, § 32) ; in the County Court, Children's Part, of Monroe county {Laws of 1910, chap. 611, § 11) ; and in the County Court, Children's Part of Ontario county {Laws of 1913, chap. 270, § 11). Salaried probation officers are sometimes designated as chief probation officers in other places. A chief probation officer is usually expected, acting under the direction of the court and the magistrate or magistrates thereof, to exercise general oversight over the work of the other probation officers in the court ; to secure, train and direct volunteers ; to determine the methods of dealing with cases; to have general superintendence of the records, accounts and administrative work of the office. § 14. Women Probation Officers. In the Children's Court of Buffalo the appointment of a woman probation officer is required. {Laws of 1911, chap. 651, § 524.) The appointment of women probation officers is permitted in any court.. A number of courts have women probation officers, and in many instances they are salaried and devote their entire time to probation work. It is especially important that female defendants and female probationers be investigated and supervised by women probation officers rather than by male officers. § 15. Bonds for Probation Officers. In certain courts the pro- bation officers who collect money from probationers are required to furnish bonds. This is a wise precautionary measure and should be followed wherever probation officers are frequently called upon to make such collections. CHAPTER 3. Court Procedure and Practice Concerning Probation. PAGE Section 20. Preliminary investigations by probation officers 35 21. Persons eligible and suitable for probationary treatment 36 22. Suspension of imposition of sentence; suspension of execution of sen- tence 37 23. Placing defendants on probation 39 24. Aid and supervision by probation officer 41 25. Probationary period 41 26. Probationary conditions 42 27. Modification of probationary period and conditions 43 28. Payment of fines by probationers 44 29. Restitution by probationers 45 30. Reparation by probationers 45 31. Support of wife and children by probationers 46 32. Probation in cases of adult contributory delinquency 46 33. Violations of, or non-compliance with, probationary conditions 47 34. Extension of probationary period in cases of absconders 48 35. Re-arrest of probationers; bench warrant; return and surrender to court 48 36. Extradition of absconders 48 37. Revocation of probation; commitment 49 38. Discharge of probationers 50 39. Transfer of probationers to another probation officer in same court . . 50 40. Transfer of probationers to probation officer -in another coimty 50 41. Transfer of probationers from Supreme court to county court of same county 51 42. Appeals by probationers 52 43. " Informal " and " unofficial " probation 53 44. Release by county court of disorderly persons from institution on parole under probation officer 53 [33] 2 CHAPTEE 3. Court Procedure and Practice Concerning Probation. § 20. Preliminary Investigations by Probation Officers. A court or magistrate may direct a probation officer, serving within the jurisdiction of such court or under the direction of such magistrate, to inquire into the antecedents, character and circum- stances of any person accused within the jurisdiction of such court, and into the mitigating or aggravating circumstances of the offense of such person, and to report thereon in writing to such court or magistrate. (Criminal Code, § 11-a.) The purpose of a preliminary investigation is to ascertain such facts concerning the history, associations, environment, circumstances, habits, tend- encies and abilities of a defendant, as will aid the court in determining whether the defendant should be placed on probation or be dealt with other- wise. Its purpose is not to secure evidence as to the guilt or innocence of the defendant, but information which will enable the court to know whether the defendant's personality, record, and relations to society seem to indicate that he is suitable for probation. In the case of a child, for instance, it may be important to learn whether he has a good or bad home; where he spends his evenings; what sort of companions he associates with; whether he attends school regularly and is a good student; whether he has any bad habits; whether he has ever been ar- rested before or been in any institution, or whether his delinquency may be due to any physical or mental defect. In the case of an adult it may be important to learn whether the defendant has a family dependent upon him; whether he works regularly; whether he is addicted to drink, gambling or other evil practices; whether he has a reputation for honesty and truthfulness; how he spends his money, or whether he is likely to be dangerous if left at large in the community.* The only aspect of the offense which a probation officer is expected to inquire into — if indeed he is directed to investigate the offense at all — is whether it was committed under mitigating or aggravating circumstances. Sometimes an offense is purely accidental or committed through coercion, or under circumstances which are so extremely tempting or provoking as to make the offense more or less pardonable. For instance, a person convicted * Experience shows that a large proportion of offenders suffer from physical or mental defects, which may contribute more or less to their delinquency. Such defects can be discovered through an examination by a competent physi- cian or psychologist. Such examinations are being made in an increasing proportion of cases, especially in children's courts. [35] 36 Manual foe Peobation Offioees. of larceny or forgery might have been irrespouBible, through drink or other- wise, at the time of the act; a person convicted of assault might have com- mitted the act in self-defense. Such circumstances are often adequate reasons for mitigating or lessening the punishment. On the other hand, the cir- cumstances under which another oflfense was committed may clearly indicate that the act was deliberate and thoroughly malicious, showing a confirmed anti-social attitude. In other words, the only inquiries which a probation officer is usually expected to make concerning the oflfense — if he is required to make any such inquiries at all — are whether the circumstances under which it was committed seem to justify a. severe sentence, or whether they show that the oflfender should be dealt with by less severe measures. Since preliminary investigations are made, as a rule, after the defendant has been convicted, and it is usually necessary to adjourn the case long enough to enable the probation officer to make his investigation and report his findings to the court or magistrate. In making such an investigation it is often desirable for the probation officer to avail himself of the services of an inter- preter. Children, relatives, neighbors or friends of a defendant cannot be relied upon as interpreters in most cases. Such an investigation is called a " preliminary " investigation because it is preliminary to sentence or probation, and is distinguished from those investi- gations which a probation officer makes concerning his probationers after they have been placed on probation. (See Manual, § 53.) § 21. Persons Eligible and Suitable for Probationary Treatment. In a court which prosecutes cases by indictment a person cannot be placed on probation unless there is discretion as to the extent of punishment prescribed by law for the specific offense, and there seems to be circumstances in mitigation of punishment. (^Crimi- nal Code, § 483.) A court cannot suspend sentence in the ease of a person who is convicted of a crime punishable by more than ten years' imprisonmeoit, and who has been convicted of a felony before. (Penal Law, § 2188.) Since the suspension of sentence is necessarily preliminary to probation, it follows that no person described in Penal Law, § 2188, may be placed on probation. This latter provision applies only to courts which prosecute cases by indictment, because no lower court has jurisdiction over crimes punishable by a sentence of ten years' imprisonment Boys, girls, men and women may be placed on probation. In the lower courts there are no restrictions concerning the persons who may be placed on probation. A person who is convicted) in New York State of a felony, and who has' been convicted in another State of a crime punishable by imprisonment in a State prison in that State, cannot be considered as a first oflfender. {Attomey- Oeneral, Opinion No. 279, Nov. 23, 1909.) Manttal fob Pbobation Offioebs. 37 No hard and fast rules can be laid down for determmmg the suitabilSty of defendants for probationary treatment; each case must be considered upon its merits. It may be stated as a general proposition, however, that probation is intended primarily for the treatment of persons who do not habitually offend, and who are Hkely to follow a proper course of conduct if released on probation. In judging whether probation is wise, the chief consideration should usually be given not to the offense, but to the offender. Those convicted of a serious offense, as a felony, are sometimes more suitable for probation than those guilty of a minor offense. Persistent vio- lators of the law, mental defectives, persons who have no desire to reform, and those whose environment is hopelessly unfavorable, cannot, as a rule, be expected to satisfy the requirements of probation. Provision is made in New York Cfity for the mental examination of all children arraigned before the court who appear to be mentally defective. Such examination is to be conducted by one or more physicians duly appointed by the mayor of the city of New York and upon conclusion of the examination a report is to he) submitted to the court setting forth the results. If the child is declared to be mentally defective or feeble-minded, a further investigation may be ordered, or the justice may commit the child to a public institution of the State or of the city of New York authorized to receive mental defectives and feeble-minded persons. The best way of ascertaining whether a defendant is suitable for probation is through a preliminary investigation by a probation officer. (See Manual, § 20 and § 53.) § 22. Suspension of the Imposition of Sentence; Suspension of the Execution of Sentence. Probation, except where a special pro- cedure is provided for children as in New York City, Buffalo, Syracuse and Monroe county, is super-imposed upon, or added to, the s.uspension of sentence. (The term, suspension of judg- ment, — signifies the same as suspension of sentence.) There are two kinds of suspension of sentence — the suspension of the imposition of sentence, and the suspension of the execution of sentence. (a) Suspension of the imposition of sentence. Any court after convict- ing or otherwise adjudging a defendant guilty, may, in its discretion, refrain for the time being from naming or imposing any sentence, and in place thereof may conditionally give the defendant his liberty on good behavior. Such a, postponing or deferring of the imposition of sentence is known as suspension of the imposition of sentence. This practice is usually meant when one uses the term, " suspended sentence," or " suspended judgment." After suspending the imposition of sentence a court in its dis^ cretion may at any time within the longest period for which the defendant might have been sentenced, have the defendant again 38 Manual foe Probation Offioees. bTOught before the court, and may thereupon impose any sentence which it might have imposed at the time the defendant was origin- ally convicted. (Criminal Code, § 4'rO-a; Penal Law, % 2188.) The only cases in which the imposition of sentence may not he suspended are in courts prosecuting cases by indictment when the defendant . is punishable by a maximum term of imprisonment exceeding ten years and has been convicted of a felony before, or when there is no discretion as to the exteoat of punishment pre- scribed by law. {Penal Law, § 2188, Criminal Code, § 483.) The power to suspend sentence after conviction, is inherent in every court of record having criminal jurisdiction. (People ex rel. Forsyth v. Court of Sessions, 141 N. T. 293.) A court of special sessions has similar power. (People ex rel. Durmigwn v. Webster, 86 Eim 73, 14 Misc. 617, 11 2f. T. Or. 484.) In Massachusetts a praxitice corresponding to the suspension of the imposi- tion of sentence is known ais placing a case on file. The Massachuaetta Supreme court has declared that an indictment or complaint cannot lawfully he placed on file — (that is, the imposition of sentence cannot lawfully be suspended) — without the consent of the defendant, who has a, right to have his case finally disposed of without unreasonable delay. (Marks v. Went- worth, 199 jif ass. 44.) The constitutional and statutory provisions that no person who has been convicted of a felony may register or vote at any election, do not include a case where, after a verdict of guilty, the court suspends sentence and no judgment is entered. (People v. Fabian, 192 N. Y. 443.) (b) Suspension of the execution of sentence. If, on the other hand, the court names or imposes a sentence, and then announces that if the defendant will behave properly after being released from custody, the sentence will not be carried into effect, such withholding of the enforcement of the penalty is known as suspension of the execution of sentence. The execution of sentence may be suspended when a sentence of imprisonment has been imposed as the alternative of paying a fine, and the court desires to postpone the execution of the sen- tence of imiprisonment in order to allow the defendant time in which to pay the fine. (Criminal Code, §§ 483, 718. See Manual, § 28.) As a matter of practice the execution of sentence is sometimes suspended in other cases. This right is recognized by court decisions. In case of any violation of the conditions under which a defendant is released, the punishment which may be enforced, differs, when the execution of sentence has been suspended, from that which may be enforced when the imposition of sentence has been suspended. If, after the execution of a sentence has been suspended, the defendant is returned to court for sentence. Manual for Peobation Offioees. 39 the court cannot impose a new sentence, but must put into effect the sentence which it originally imposed. This sentence, however, can be executed only for its unexpired portion. For instance, if a court on January 1, imposed a sentence of six months (which would expire on June 30) in the X jail, and then suspends the execution of the sentence, and if the defendant is returned to the court on June 1 for violating the conditions of the suspension of the execution of sentence, he can be committed only to the X jail which was named in the original sentence, and only for the outstanding portion of the period originally named — that is, for the thirty days between June 1 and June 30. If, on the other hand, the court has suspended the imiposition of sentence, and the defendant then violates the conditions of his release and is returned to court on June 1, the court is free (within the limits of the law) to choose between imprisonment or a fine or some other penalty, and if it decides on imprisonment it can choose the institution which seems most suitable. More- over, the court can impose a sentence of as many days or months or years, beginning from June 1, as it could have imposed on January 1. When the execution of sentence is suspended, the court loses jurisdiction over the defendant as soon as the maximum period for which the defendant was originally sentenced, has expired. (In re Webb, 89 Wis. 354, 27 L. B. A. 356.) (c) Practical Weaknesses of Suspension of Sentence Without Probationary Oversight. From the standpoint of effectiveness the chief weaknesses of suspension of sentence (either suspension of the imposition of sentence, or of the execution of sentence ) , when unaccompanied by probationary oversight, are ( 1 ) that in the absence of a probation officer the court cannot keep p*opi- erly informed concerning the defendant's subsequent conduct and condition, and therefore is less likely to learn whether he violates the conditions of his release; and (2) that the defendant while under suspended sentence is given no friendly counsel or practical assistance in aiding him to improve his habits or circumstances. § 23. Placing Defendants on Probation. Persons are placed on probation after conviction and tlie suspension of sentence, or after otter adjudication against them, by being conditionally released under the oversight of a probation officer. The release is con- ditional upon their good behavior, and upon their observance of certain probationary conditions which are usually named by the court or magistrate. (General provisions: Criminal Code, § 11-a, suhdiv. 4. In courts prosecuting cases by indictment: Criminal Code, §§ 483, 487. In inferior courts: Penal Law, § 2188.) Except as indicated below in this paragraph, no person can be legally placed on probation until after conviction. In New York City, Buffalo ajid Syracuse, children adjudged to be in need of the care and protection of the State may be placed on probation ^0 Manual fob Pkobation Officees. without being convicted. (In JSTew York City: Laws of 1910, chap. 659, § 39, and Penal Law, § 486, subdiv. 9. In Buffalo: Laws of 1909, chap. 4Y0, § 92; Laws of 1911, chap. 651, § 521. In Syracuse, Laws of 1910, chap. 676, § 31.) Also in Monroe county and Ontario county children adjudged to be delinquent, neglected or otherwise in need of the care or discipline and pro- tection of the State, may be placed on probation without being convicted. (In Monroe county: Laws o/ 1910, cAap. 611, § 7. In Ontario county: Laius of 1913, chap. 270, § 7.) Adults charged with contributing to the delinquency or offense of a child may, upon their consent, be placed un.der the oversight of a probation officer, without being convicted. (Penal Law, § 494, subdiv. 2 ; see Manital, § 32.) A minor child (that is, a person under twenty-one years of age), placed on probation in a court prosecuting cases by indictment, shall, when practicable, be placed under a probation officer of the same religious faith as that of the child's parents or guardian. The parents, guardian, or master of such minor child shall be summoned to be present in court when the child is placed on pro- bation, and shall be informed by the court of the action taken. (Criminal Code, §i 483.)' One of the most vital forces making for right conduct is religion. The statute recognizes that in stimulating a probationer to a realization of his duties and in aiding him in their performance, a probation officer of the same faith as the probationer, ordinarily, land especially in case of juveniles, would more readily be able to reach and influence the probationer, and declares that unless in any particular case there are facts which make this imprac- ticable, the probation officer of a minor child should be of the same faith as the probationer. In all eases, however, the probation officer should recognize that religion is one of the strongest factors in conduct, and should enlist the active co-operation) of those to whom the probationer would naturally look for spiritual advice and direction. The probation officer under whom ai probationer is placed, should be one duly appointed and authorized to serve in such court, or under such magis- trate. {See Manual, § 12 and § 51 concerning county probation officers, and I 40 and § 41 concerning transferred probationers.) It is desirable that when a defendant is placed on probation, an entry of the fact, and of the name of the probation officer should be entered on the court records. The proibation officer should be notified immediately of the fact and of the probationer's name and address. Persons are placed on probation only by a court, except that in cases over which a magistrate has summary jurisdiction (as disorderly persons), the defendants may be placed on probation by a magistrate sitting not as a court, but as a magistrate. Manual foe Probation Offioees. 41 § 24. Aid and Supervision by Probation Officer. After persons are placed under the oversight of a probation officer, the latter must keep informed concerning the conduct and condition of all such probationers, and aid and encourage them by friendly advice, admonition and other means to bring about improvement in their conduct and condition. (Crimmal Code, § 11-a, subdiv. 2.) The most vital and influential elements in probation are the labors of the probation oflEicer in aiding and supervising those on probation. [See Manual, §§ 55, 56.) § 25. Probationary Period. The period of probation may be determined by the court. Except as otherwise provided below, children may be kept on probation until their eighteenth birth- day ; adults convicted of an offense less than a felony (unless the offense be public intoxication) may be kept on probation for not exceeding two years, and adults convicted of a felony for not ex- ceeding five years. {Criminal Code, § 11-a, subdiv. 4.) Those found to have been publicly intoxicated outside of New York Oity may be kept on probation for not exceeding one year. {Penal Law, § 1221, subdiv. 1, as amended by Laws of 1911, chap. 700.) In Buffalo a child may be placed on probation for not exceed- ing three years; an adult convicted of a misdemeanor for not ex- ceeding two years; and an adult convicted of a lesser offense for not exceeding one year. {Laws of 1909, chap. 570, § 103 and § 104. The provisions relating to children were superseded by Laws of 1911, chap. 651, § 526.) In the New York City Court of Special Sessions, the Children's Courts, and the Boards of City Magistrates, the provisions con- cerning the periods of probation are similar to those in Buffalo. {Laws of 1910, chap. 659, § 98 aricZ § 99.) In the Syracuse Court of Special Sessions and the Children's Court, the provisions concerning the periods of probation are similar to those in Buffalo and New York City. {Laws of 1910, chap. 676, § 34 anJ § 35.) In the Yonkers Court of Special Sessions, Children's Part, a child may be kept on probation for not exceeding one year. {Laws of 1908, chap. 452, § 15.) 42 Manual foe Peobation Officees. Under the law oonferring jurisdiction upon the Monroe County Court to hear cases of children after December 31, 1910, a child may be kept on probation until his or her twenty-first birthday. {Laws of 1910, chap. 611, § 12.) The same provision is made by the law conferring similar jurisdiction upon the County Court of Ontario county. {Laws of 1913, chaf. 2Y0, § 12.) When a fine has been imposed and the execution of an alternative sentence, of imprisonment has heen imposed, the period of probation ends as soon as the fine is paid. (See Momual, § 28.) At any time during the probation, the court may modify the period, by either shortening or lengthening it, provided that the original period, plus any additions, shall not exceed the maximum period for which the defendant might originally have been placed on probation. A probation officer has no power to fix or modify the probationary period unless authorized to do so by the court or magistrate. The provisions of section 11-a of the Code of Criminal Procedure relating to the periods of probation are not retroactive and do not apply to the cases of persons who were placed on probation prior to September 1, 1910, the date on which these provisions went into effect. Adults placed on probation before September 1, 1910, may not be kept on probation for longer than the maximum period for which they might originally have been committed. (Penal Loao, § 2188.) (See Mamiial, §§ 27, 34, 35, 37.) § 26. Probationary Conditions. The court, or in cases over which a magistrate has summary jurisdiction, the magistrate, who places a person on probation may determine the conditions which the probationer shall observe while on probation. The conditions may be such as the court or magistrate shall in its or his discretion prescribe, and may include, among other provisions, any or several of the following: (a) That the probationer shall indulge in no unlav?ful, dis- orderly, inj.urious or vicious habits; (b) Shall avoid places or persons of disreputable or harmful character ; (c) Shall report to the probation officer as directed by the court or probation officer; (d) Shall permit the probation officer to visit him in a reason- able manner at his place of abode or elsewhere ; (e) Shall answer any reasonable inquiries by the probation officer concerning his conduct or condition; Manual foe Peobation Officees. 43 (f) Shall, if a child, of compulsory school age, attend school; (g) Shall, if an adult, or if a child but not required to attend school, work faithfully at suitable employment; (h) Shall remain or reside within a specified place or locality ; (i) Shall abstain for a reasonable period from the use of alcoholic beverages, if the use of the same contributed to his offense; (j) Shall pay in one or several sums a fine imposed at the time of being placed on probation; (k) Shall make reparation or restitution to the aggrieved parties for actual damages or losses caused by his offense; (1) Shall support his wife or children. (Criminal Code, § 11-a, subdiv. 4.) A statement of the conditions of probation must be furnished to each probationer by the probation officer, who shall also instruct the probationer concerning the same. (Criminal Code, § ll-ai, subdiv. 2.) The specific conditions imposed upon different probationers will naturally; vary according to the peculiarities and special needs of each case. A probation officer has no authority to determine or modify the conditions of probation unless the court or magistrate so authorizes him. The written statement of the conditions of probation is not to be regarded as a binding contract between the court or its probation oflBcer and the pro- bationer, but rather as a general statement of what the court and the pro- bation officer intended to require from the probationer while on probation. (Common/wealth N. McGovern, 183 Moss. 238.) § 27. Modification of the Probationary Period, and Conditions. After the period and conditions of probation are fixed, they may at any time during the probation be modified by either the court or the magistrate. (Criminal Code, § 11-a, subdiv. 4.) The word, modify, as used in the statute, must be read in connection with the first sentence quoted therefrom, fixing the length of time that a defendant may be put on probation. Looking at it in this light the statute may be construed as permitting the court or magistrate to extend the probationary period, whenever the defendant has violated the conditions imposed upon him, only to the extent of the maximum period for which he might have been originally placed upon probation. (Attorney-General, Opvnion No. 82, Feb. 23, 1911.) When the period or conditions of probation are modified in any way it is the duty of the probation ofiicer to instruct the probationer regarding the same. ^^ Manual foe Peobation Officees, §28. Payment of Fines by Probationers.* There are two methods by which persons may b© required to pay fines while on probation. (a) A court in suspending the imposition of sentence and placing a person on probation, may require that while on pro- bation, he shall pay in one or several sums a fine imposed at the time of being placed on probation. Under this method, the pro- bation may continue after the fine is paid. {Criminal Code, § 11-a, subdiv. 4.) (b) A court may impose a fine and direct that if the defendant does not pay the fine at once, he shall be imprisoned until it is paid, and then suspending the execution of this sentence of im- prisonment, the court may place the defendant on probation dur- ing such suspension, and require him to pay the fine while on probation. When, this method is followed, the judgment must be satisfied and the probation cease as soon as the fine is paid. (Provisions applying to courts which prosecute cases by indict- ment: Crvminal Code, § 483. Provision applying to inferior courts: Criminal Code, § VIS.) Probation officers must keep accurate and complete accounts of all moneys collected from probationers in fines; give receipts therefor, and make at least monthly returns thereof. (Criminal Code, § 11-a, subdiv. 2.) The first method makes the payment of the fine supplementary and secondary in importance, to the probation; the second makes the payment of the fine the chief end. The first method enables the court to keep the offender on probation as long as seems desirable; the second may enable the offender, by paying the fine promptly, to shorten the probationary period. Whichever of these two methods is used, the fine may be paid in instalments, and through the probation officer. *A defendant who cannot pay a fine when imposed is usually, because of his inability to pay, committed to jail or some similar institution. When it is desirable to fine a poor person, probation affords a means whereby the court can permit the defendant to pay the fine in instalments, adjusted in size to the financial circumstances of the defendant and his family. This prevents imprisonment because of poverty; it lessens the liability of causing suffering among the innocent; it requires the defendant to earn his own fine by honest work; it increases the public revenues collected from fines, and at the same time it gives the defendant the benefit of the probation officer's friendly influence and aid. Manual fob Probation Offioees. 45 § 29. Restitution by Probationers.* A court, upon consent of a defendant and as a condition of probation, may require him while on probation, to make restitution to the aggrieved parties in an amount to be fixed hj the court, not exceeding the actual loss or damages caused by his offense. (General provisions: Criminal Code J § 11-a, suhdiv. 4. In courts prosecuting cases by indict- ment: Criminal Code, § 483, subdiv. 2. In inferior courts: Criminal Code, § 718. Restitution may be made in instalments, and through the probation officer. Probation officers must keep accurate and complete accounts of all moneys collected in restitu- tion, give receipts therefor, and make at least monthly returns thereof. {Criminal Code, § 11-a, svhdiv. 2.) If, for instance, a defendant has stolen goods valued at $10, the court may require such person while on probation, either to return the stolen goods or to pay their full value to their former and legitimate owner. Care should be exercised to avoid letting the court become a collection agency. The primary object should be not to reimburse the person who has suffered loss but to teach the probationer a practical lesson and exert a reformatory influence. § 30. Reparation by Probationers.* A court, upon consent of the defendant and as a condition of probation, may require him while on probation to make reparation to the aggrieved parties in an amount to be fixed by the court, not exceeding the actual lo&s or damages caused by his offense. (General provisions: Criminal Code, § 11-a, suhdiv. 4. In courts prosecuting cases by indict- ment: Crimdnal Code, § 483, suhdiv. 2. In inferior courts: Crimdnal Code, § 718.) Probation officers must keep accurate and complete accounts of all moneys collected in reparation, give re- ceipts therefor, and make at least monthly returns thereof. (Crimmal Code, § 11-a, suhdiv. 2.) If, for example, a defendant convicted of malicious mischief has broken a window or a fence, the court may require the defendant while on probation *The difference between restitution and reparation is, in brief, this: Resti- tution is the refunding of stolen property or the payment of the money value of property stolen, to the owner of such property. Reparation is the repairing of damages either to property or to the person. 4:6 Manual poe Peobation Officees. to buy and set a new pane of glass, or to repair the fence, as the case may be; or the defendant may be required to pay for having the same done. If a defendant convicted of assault has injured his victim to an extent requiring the services of a surgeon or physician, the court may require the defendant while on probation to pay for such surgical or medical services. § 31. Support of Wife and Children by Probationers. A defendant convicted of felonious abandonment (Penal Law, § 480) may be required while on probation to support his children. (Criminal Code, § 483, subdiv. 2.) A person convicted of being a dis- orderly person (Criminal Code, § 899, subdiv. 1 or 2) may be required while on probation to support his wife or children. (Criminal Code, § 11-a, subdiv. 4.) The court may require that payments for such support be made in weekly or other instal- ments, and through the probation officer. Probation officers must keep accurate and complete accounts of all moneys collected for family support, give receipts therefor, and make at least monthly returns thereof. (Crimmal Code, §! 11-a, s^ibdiv. 2.) The amount of the payments is to be determined by the court. The payments are sometimes made by the husband directly to the wife. If this is done the probation officer should make frequent inquiries to verify that the payments are made, and that the husband does not demand or forcibly take the money back. In requiring husbands toi make payments foir the support of their families, the probation officer should not relax in his efforts to exert a reformatory and helpful influence. In proper cases the court sometimes orders as terms of probation that the husband live apart from the wife and pay a certain specified sum for the support of the children. § 32. Probation in Cases of Adult Contributory Delinquency. Whenever a parent, guardian, or other person charged with con- tributing to the delinquency or offense of a child (Penal Law, § 494, subdiv. 1), is summoned or brought before a magistrate for an investigation, the magistrate, if satisfied from sworn testimony that there is cause for a warrant to issue, may, upon consent of the defendant but without convicting the defendant, adjourn the investigation from time to time for a period or periods not aggre- gating more than one year, and place the defendant under the oversight of a probation officer during such adjournment or ad- journments. iSuch a defendant may also be required to give bonds in a sum not exceeding $250. A probation officer cannot require Manual foe Probation Offioees. 47 such a defendant to do more than to satisfy inquiries concerning the conduct and condition of such child, or concerning the con- duct or condition of such adult probationer in so far as they relate to the conduct or condition of the child. When the probationer re-appears in court on the adjourned day, the probationary over- sight may be continued. Such a continuance or continuajices, together with the original probationary period, shall not exceed one year. (Penal Law, § 494, suhdiv. 2.) Whenever a person, instead of having the case adjourned as provided above, is convicted of contributing to the delinquency or offense of a child, the guilty person may be placed on pro- bation for not more than one year, and be required in addition to give bond, with or without sureties, in a sum not exceeding $500. {Penal Law, § 484, suhdiv. 3.) § 33. Violations of, or Non-Compliance With, the Probationary Conditions. The court or a magistrate thereof may in case of vio- lation of the probationary conditions imposed upon the proba- tioner issue a warrant for the rearrest of such probationer. (Criminal Code, § 11-a, suhdiv. 4.) Any act or omission on the part of a probationer which does not comply with the conditions of probation may be considered to constitute a violation of the probationary conditions. The act or omission in question need not necessarily be a crime or a violation of any law. Among the most frequent violations may be mentioned these; repeated and inexcusable failure of the probationer to report to the probation officer; failure of a child probationer to attend school; failure of an adult probationer to keep employed; failure of a probationer to make a money payment as required; associating with bad companions or frequenting harmful resorts; absconding from the jurisdiction of the court; committing another crime, etc. Whenever violation or non-compliance with the probationary conditions is suspected or rumored by outsiders, the probation officer should forthwith care- fully investigate the facts 'before taking any further action. Since the purpose of probation is reformatory, it is desirable that violations of probationary conditions or other misconduct on the part of probationers in proper cases should be carefully considered in order that they may not be treated with undue leniency or undue severity. They can sometimes 'be dealt with by the probation officer without returning the probationer to the court. Sometimes the probationer can be made to improve his conduct by being brought before the magistrate in his private office. If, however, the violation or non-compliance is persistent and serious, and it appears that further pro- bationary supervision will be fruitless, the probationer should be promptly brought before the court to be dealt with effectively. 48 Manual foe Peobation Officees. § 34. Extension of the Probationary Period in Cases of Absconders. If, without permission, a probationer departs from the jurisdic- tion of the court or persistently keeps the probation officer in ignorance of his whereabouts, the time during which he keeps away from the jurisdiction of the court or in hiding may be added to his original probationary period. (Criminal Code, § 11-a, suhdiv. 4.) A probation officer should not consent to the departure of a probationer from the jurisdiction of the court without securing the permission of the court or magistrate. If a probationer absconds, he thereby violates the conditions of his proba- tion. The probation officer should report the fact to the court or magistrate, and every effort should be made to locate and secure the return of the probationer. § 35. Re-arrest of Probationers; Bench Warrant; Eetnm and Surrender to the Court. In case of any violation of the probationary conditions, the court or a magistrate thereof may issue a warrant for the arrest of the probationer. {Criminal Code, § 11-a, svh- div. 4.) A warrant for the arrest of a probationer may be issued at any time in the discretion of the court or magistrate. (Crimi- nal Code, § 483, suhdiv. 4; Penal Law, § 2188.) A warrant for the arrest of a probationer may be served anywhere in the state. A warrant for the arrest of a probationer may be served by thei probation officer under whom such probationer has been placed, since the latter is a peace officer with reference to such probationer. {Criminal Code, § 11-a, subdiv. 3.) {See Manual, § 66.) A violation of the probationary conditions should be investigated as care- fully with the same purpose in mind as in a preliminary investigation; the violation may have been accidental or unimportant, in which case little need be done; it may have been premeditated or serious in its nature, in which case prompt and' decisive action should be taken. Failure to act with reason- able decision and force in cases of violation of probation is one of the most common and serious errors in the administration of probation and is liable to bring the entire system into disrepute. § 36. Extradition of Absconders. A probationer placed on pro- bation after being convicted of either a felony or a misdemeanor, and who absconds to another state, can be extradited as a fugitive Manual foe Peobation Offioees, 49 from justice at any time during the continuation of his proba- tionary period, either as originally imposed or subsequently ex- tended. § 37. Revocation of Probation; Commitment. A court or magis- trate in its or his discretion may revoke and terminate probation ; and thereupon may impose any penalty as though the probationer had not been placed on probation. (General provision : Criminal Code, § 11-a, subdiv. 4. In courts prosecuting cases by indict- ment: Criminal Code, § 483, subdiv. 4, and § 487. In inferior courts: Penal Law, § 2188.) So far as practicable the revocation of prc^bation in the case of a child in the children's courts of New York City shall be made by the justice who placed the child on probation, and in the case of an adult in a board of magistrates of New York City, by the magistrate who placed such adult on probation. {Laws of 1910, chap. 695, § 100; amended by Laws of 1911, chap. 757.) In the City Court of Buffalo so far as practicable the revocation of probation shall be made by the judge who placed the adult on probation. (Laws of 1909, chap. 570, § 105.) If, after beiug placed on probation, the status of the probationer has changed with reference to his legal eligibility for commitment to certain institutions, the court in imposing sentence can commit him only to such an institution as is authorized by law to receive commitments of persons of his age at the time of such commit- ment, and for the offense for which he was originally convicted and placed on probation. (Criminal Code, § 11-a, subdiv. 4.) If the probation accompanies the suspension of the imposition of sentence, the court in subsequently sentencing a probationer for violating the probation- ary conditions can impose any length of sentence which might have been im- posed at the time the defendant was originally convicted and placed on probation. If, on the other hand, the probation is super-imposed upon the suspension of the execution of sentence, any subsequent commitment of the probationer for violating his probationary conditions can be only until the date on which the sentence, the execution of which was suspended, would end had there been no such suspension of its execution. (Criminal Code, § 483, suidiv. 4.) For the distinction between suspension of the imposition of sentence, and suspension of the execution of sentence, see Mamial, § 22. 50 Manual fob Probation Officees. § 38. Discharge of Probationers. The court or a magistrate thereof may at any time discharge a probationer. (Criminal Code, § 11-a, subdiv. 4.) It is usually desirable that probationers about to be discharged be discharged privately in the magistrate's private office rather than in open court. Proba- tioners are often benefited if given a few final words of advice and encourage- ment by the magistrate. A probation officer has no authority to discharge a probationer. § 39. Transfer of Probationers to Another Probation Officer in the Same Court. Either a court or a magistrate of the court may transfer a probationer from the supervision of one probation officer serving within the jurisdiction of such court, to the super- vision of another probation officer serving within the jurisdiction of the same court. Whenever such a transfer is made, it shall be reported by the court or magistrate to both of such probation officers and to the probationer, and a record of the transfer shall be filed with the records of the case. {Criminal Code, § 11-a, subdiv. 5.) Such a transfer may be desirable as a means of securing supervision by a probation officer who lives nearer the probationer, or who is better adapted personally to deal with the case. § 40. Transfer of Probationers to a Probation Officer in Another County. Whenever a probationer resides in a county other than the couaty in which he has been convicted and placed on probation, or whenever a probationer desires to remove to a county other than that in which he has been placed on probation, and it seems likely that such removal will promote his welfare and will not make him a menace or public charge to such other county, the court placing him on probation, or a magistrate thereof, may transfer him to a probation officer of the county to which the pro- bationer is to move, or to a probation officer of any city in such county. No such transfer can be legally made, however, unless the probation officer to whom it is intended to transfer the pro- bationer, first sends to the court or magistrate desiring to make the transfer, a vrritten statement that he will supervise the proba- tioner, and unless such statement is approved in writing by a magistrate of the court to which such probation officer is attached. Manual fob Peobation Offioees. 51 After a probationer is so transferred, the probation ofSeer super- vising him stall report concerning the oondnot and condition of such probationer, to the court or magistrate making the transfer. {Criminal Code, § 11-a, suhdiv. 5; also svhdiv. 2.) A probation officer receiving a probationer by transfer, as provided above, has the same powers over such probationer as though the probationer were placed under his probationary supervision in the first instance. The law would seem to contemplate that persons placed on probation shall be allowed to move outside of the jurisdiction of the court only upon the per- mission of the court, or of a magistrate thereof. When it is desirable to per- mit a probationer to move away from the jurisdiction of the court, the proba- tionary supervision can usually be much closer and more effective if exercised by a probation officer who resides in the community to which the probationer ia to move. A court or a magistrate, without making a formal transfer, sometimes per- mits probationers to remove to places outside of the jurisdiction of the court, and requests a probation officer in such places to exercise supervision infor- mally over such probationers. § 41. Transfer of Probationers from the Supreme Court to the County Court of the Same County. Whenever- a person is placed on proibation in the Supreme court, the Supreme court, or the justice presiding at the time the defendant is placed on probation, or if the court is not in session and if such justice is not in the county, any other justice of the Supreme court in the same judicial district may, upon consent of the defendant or proba- tioner, enter an order transferring him for the probationary period or the remainder thereof to the jurisdiction of the county court of the county in which he was convicted. When such a transfer is made, the Supreme court shall transfer to the oounty court the indictment, evidence, and certificate of conviction, or a certified copy of the same. {Criminal Code, § 483, svhdiv. 3.) The Supreme court in some counties has very few terms during the year, and the different terms in any one year may be presided over by different jus- tices, some or all of whom may reside in other counties. If the Supreme court places a man on probation while it is presided over by a justice residing in some other county, this justice may not preside over another term of the Su- preme court in the same county for a year or more. If such a non-resident jus- tice is presiding when the Supreme court places a defendant on probation, the justice, after leaving the county, will likely be unable to keep informed con- cerning the work of the probation officer, and concerning the conduct and con- dition of the probationer. Flirthermore, if the probationer fails to comply 53 Manual fok Peobation Osfioees. with the conditions of his probation, or requires commitment, the justice pre- siding at the time the defendant was placed on probation cannot impose sen- tence unless he is again presiding over a term of the court, because a commit- ment cannot be made by a justice out of court, but only by the court while in session. If the probationer is returned to court, it may happen that the court is then presided over by some other justice, who is totally unfamiliar with the case and who also may be a non-resident of the county. For these reasons a Supreme court justice sitting at the time a person is placed on probation, or a successor of such a justice, may find it desirable to transfer a, probationer to the jurisdiction of the county court. The county judge knows local conditions; has close relations with the county probation officer; can keep closely informed concerning the case, and is more likely to be in the county if the case needs further consideration, or if the probationer requires commitment. § 42. Appeals by Probationers. The right to an appeal in a criminal case is not a constitutional right, and may be had only when conferred hj statute. The right of appeal in cases of pro- bation is controlled, in general, by the right of appeal in cases of suspended sentence. An appeal in a case of suspension of the imposition of sentence (and therefore in a case of probation based on such suspension) can be taken only from a court of special sessions other than the Court of Special Sessions of New York City, and from the Children's Part of the Monroe County Court. Such appeals may be taken to the county court, " although sen- tence shall have been suspended by the court in which the trial was held or otherwise suspended or stayed." {Criminal Code, §§ T49, T50), except that appeals from the Children's Part of the Monroe County Court are to be taken to the Appellate Division of the Supreme Court. The Greater New York charter provides that any appeal from the Court of Special Sessions in that city must be taken directly to the Supreme court, and that the procedure must be similar to that of appeals from courts which prosecute cases by indictment. In courts which prosecute cases by indict- ment — that is, county courts, the Court of General Sessions of New York county, and the Supreme Court • — no appeal may be taken in a case of proba- tion based on the suspension of the imposition of sentence, because the provisions of § 517 of the Code of Criminal Procedure have been held not to apply to cases where sentence is so suspended. {People v. Mark- ham, 114 App. Div. 387.) There can be no appeal in cases of probation based on the suspension of the imposition of sentence, in the court of Special Sessions (including the Children's Courts) of New York city. {People v. Flaherty, 198 N. Y. 602; 126 App. Div. 65.) In the Monroe County Court, Children's Part, the court holds that the right of appeal is not affected in any way by the fact that the child is placed on probation. Manual for Peobation Officers. 53 The decision of the court holds that upon suspension of sentence under the statute, the judgment is not completed so as to give the right of appeal. It follows that the judgment is completed under suspension of the execution of sentence, and that the right of appeal exists in such cases. If probation is based on the suspension of the execution of sentence an appeal may be taken from any court. § 43. "Informal" and "Unofficial" Probation. In a number of chil- dren's courts and certain other courts probation has been more or leas used without formal conviction. This has been done in cases where the judge has believed the defendants guilty in order to avoid stigmatizing them with a criminal record. TTie practice has been followed especially among children ,and also in cases of non-support of family, where the conviction of the husband might act as a hindrance to the subsequent reconciliation of the husband and wife. Such cases have become known as " informal probation cases." Another class of cases with which probation officers sometimes deal is called " unofficial probation cases." These are cases referred to probation officers for advice or oversight, and help, in which the persons are not brought before the court or judge at all. Unofficial cases usually arise through the desire of a parent, teacher or some one else especially interested to have the wayward habit or tendencies of a child or adult overcome without his suffering the notoriety and possible other harmful effects likely to follow an arrest or ap- pearance in court. Many of the cases of this character are those of girls and women whom it is especially desirable to save/ from the odium of arrest and^ public trial. Parents also often consult probation officers concerning their boys ; and where the effectiveness of probation in non-support cases has become publicly known, wives not infrequently call upon a probation officer with re- spect to the failure of their husbands to provide for the family needs. In many such cases the delinquency is so incipient or the family circumstances are such that unless the cases could be dealt with unofficially they would never come to the attention of the court, or if they should, not until it was too late to secure the results possible through early unofficial treatment. Although this kind of work on the part of probation officers is entirely with- out legal sanction or authority, it is, from a humanitarian and social stand- point, commendable, provided it does not interfere with the performance of their official duties. § 44. Belease by a County Court of Disorderly Persons from an Institution on Parole Under a Probation Officer. The keeper of every jail, penitentiary or prison to which disorderly persons are committed, must return to the county court of the county on the first day of each term, a list of all persons so committed and then in his custody. (Criminal Code, § 908.) The county court must thereupon inquire into the circumstances of each case, hear any proof that may be offered, and examine the record of convic- tion, wEich is evidence of the facts contained in it, until dis- proved. {Criminal Code, § 909.) The county court may there- 54 Manual fob Peobation Officees. upon discharge any sucli prisoner from imprisonment, absolutely, or upon kis giving security as provided in Criminal Code, ,§ 901, or on parole under a probation officer. (Criminal Code, § 910.) Any probation officer when requested by the county judge shall act as parole officer over persons released on parole, as provided above. (Criminal Code, § 11-a, subdiv. 2.) (See Manual, § 62.) In Massachusetts the probation officers make investigations to ascertain whether such prisoners should be released from further imprisonment. CHAPTER 4. Duties, Powers and Methods of Probation Officers. FAGE. Section 50. Oath of office 57 51. Jurisdiction 57 52. Statutory duties 58 53. Preliminary investigations 59 54. Statement of, and instructions concerning probationary period and conditions 60 55. Information concerning conduct and condition of proibationers . 60 56. Improvement of the conduct and condition of probationers. . . 61 57. Monthly reports to court or magistrate 62 58. Eecords of work 62 59. Financial accounts ; receipts 63 60. Other duties in connection with probationers 63 61. Reports to the State Probation Commission 63 62. Oversight by probation officers of persons paroled from insti- tutions 63 63. Other duties and obligations of probation officers 64 64. Power of visiting probationers 65 65. Power of requiring reports 65 66. Power of arresting probationers 65 67. Powers in cases of adult contributory delinquency 66 [55] CHAPTER 4. Duties, Powers and Methods of Probation Officers.* § 50. Oath of Office. A probation officer, appointed by an elective magistrate or magistrates, is a public officer, and therefore, be- fore entering upon the duties of his office, must take an oath of office. (Puhlic Officer's Law, § 10.) § 51. Jurisdiction. Probation officers, except as stated below, serve only within the jurisdiction of the court of the magistrate or magistrates appointing them, and under the direction of such court or magistrates. A salaried county probation officer may serve not only within the jurisdiction and under the direction of the county court, but also within the jurisdiction and under the direction of the Supreme court, and of the courts of all towns, villages, and third-class cities in the county, upon the request of the magistrate of such respective courts. (Criminal Code, § 11-a, suhdiv. 1.) A probation officer receiving a probationer on formal transfer from a court or magistrate in another county, should, in dealing with such transferred probationer, follow the directions of the court making the transfer, and of the magistrate thereof. (Criminal Code, § 11-a. svbdiv. 5.) A probation officer has no legal authority over any person (unless placed under his supervision in accordance with the provisions of law. (See Manual, § 43.) * In venturing to offer suggestions and advice concerning methods to be fol- lowed by probation officers, the Commission is fully cognizant of the fact that no two cases call for exactly the same treatment, and also that the manner of carrying on probation work should depend in part upon local conditions. There can be no cut-and-dried rules, and it is therefore unsafe for one to dogmatize about probation. Nevertheless, experience with probation during the past decade, not only in New York State but elsewhere, has taught many valuable lessons and established several fundamental principles, which are now very generally accepted. Further experience with probation may modify some of our present ideas, but in this publication the Commission has deemed it wise to follow the consensus of opinion of the present time and has tried to do so as far as possible. [57] 58 Manual foe Peobation Offioees. § 52. Statutory Duties. The duties of probation officers are as follows : (a) wihen so directed by the court or magistrate, to inquire into the antecedents, character, and circumstances of defendants, and the mitigating or aggravating circumstances of their offense, and to report thereon in writing; (b) to furnish probationers with a statement of the period and conditions of their probation, and to instruct them concerning the same; (c) to keep informed concerning the conduct and condition of probationers ; (d) to aid and encourage probationers by friendly advice and other means to bring about improvements in their conduct and conditions ; (e) to report in writing at least monthly to the court or magis- trate concerning the conduct and condition of each probationer; when a probation officer receives a probationer on transfer from a probation officer in another court he shall report concerning the conduct and condition of such probationer at regular intervals to the couit or magistrate making the transfer ; (f) to keep records of their work; (g) to keep accounts of all moneys collected from probationers, to give receipts therefor, and to make at least monthly returns thereof ; (h) to perform such other duties in connection with proba- tioners as the court or magistrate may direct; (i) to make such reports to the State Probation Commission as it may require; (i) to act, when so requested by the county judge, as parole officer over persons paroled under provisions of the Criminal Code, § 910. {Criminal Code, § 11a, suhdiv. 2.) In the County Court of Monroe County, Children's Part, any probation officer, when so requested by the court or judge, shall make an investigation as to whether a summons should 'be issued to require a child and its parents, guardian, or other person having the custody or supervision of such child, to appear before the court. (Laws of 1910, chap. 611, § 4.) Mantjal for Pkobation Offioees. 59 In tlie Court of Special Sessions of Yonkers, it is the duty of the probation officers to be present in court at such times as directed; to refrain from divulging or communicating to any per- son other than to the State Probation Oommission, city judge, or other magistrate, under whose jurisdiction he is serving, without the consent of the city judge or magistrate appointing him, any facts or information obtained pursuant to the discharge of his duties; and, upon the termination of the probation period, to report the fact of the termination to the court. {Laws of 1908, chap. 452, §§ 16, lY, 18.) § 53. Preliminary Investigations. Every probation officer, when so directed by the court or a magistrate thereof, shall inquire into the antecedents, character, and circumstances of any person or persons accused withiu the jurisdiction of such court, and shall investigate the mitigating or aggravating circumstances of the offense of such person, and shall report thereon in writing to such court or magistrate. (Criminal Code, § 11-a, subdiv. 2.) For a discussion of the purposes and subject-matter of preliminary investi- gations, see Manual, § 20. These investigation are to be made only when the probation officer is directed to do so by the court or magistrate. They are expected to be made after conviction. Probation officers should seek information from as many sources as possible, and be discriminating as to the relative competency and credibility of the per- sons from whom they obtain information. In making investigations, proba- tion officers usually interview the defendant, the members of the defendant's family, neighbors, and other persons. They also consult any records that are available and often write or telegraph to other places for information. All inquiries should be painstaking, for any misinformation might work serious injustice. Inquiries should be conducted very discreetly, lest the probation officer un- necessarily harm the defendant by letting it become more widely known that he has been arrested or convicted of crime. If a probation officer interviews the defendant, he should carefully respect the defendant's constitutional right of not being forced to give evidence against himself. Probation officers should not extract confessions of guilt from de- fendants to be used against them in any way. It is not intended that inquiries into the mitigating or aggravating circumstances of the offense shall be for the purpose of ascertaining the innocence or guilt of the defendant. The inquiries concerning the offense should concern only such facts as whether the offense was in some degree excusable, or whether it was wilful and malicious. While the court may do with the written reports on preliminary investiga- tions as it pleases, it is desirable — especially when the defendant is placed on 60 Manual foe Peobation Officees. probation — that either the original or a duplicate of the report should be kept by the probation oflBoer with his other records. The State Probation Commiasion furnishes forms on which these reports may be written. {See Manual, § 82.) § 54. Statement of, and Instructions Concerning, the Probationary Period and Conditions. Every probation officer must furnish to each person placed on probation under his supervision, a state- ment of the period and conditions of the probation, and must instruct the probationer concerning the same. (Criminal Code, § 11-a, suhdiv. 2.) The conditions enumerated in the statement should include all of those imposed by the court or magistrate. Whenever the court or magistrate modi- fies either the period or the conditions of probation, the probation officer should) give the probationer a statement of such changes. The p^robation offi- cer should preserve a copy of each statement given to a probationer. Such/ statements indicate to the probationer and to the probation officer what is required and expected, and make it impossible for the probationer to claim later that he was ignorant of the requirements of the probation. The law contemplates that probation officers shall also explain the pur- poses and requirements of the probation to probationers; because, otherwise, some probationers — such as recent immigrants, children, and those who are illiterate or mentally deficient — may be unable to understand or appreciate the contents and significance of the written statements. The State Probation Commission furnishes forms for these statements. En- closing the statements in heavy envelopes tends to prevent them from becom- ing soiled or torn. § 55. Information Concerning the Conduct and Condition of Pro- bationers. Every probation officer is expected to keep informed concerning the conduct and condition of each probationer placed under his care. {Criminal Code, § 11-a, suhdiv. 2.) In order that the probation officer may deal intelligently with each proba- tioner, and may keep the court informed concerning the probationer, and — if serious violations of the probationary conditions occur — may return him to court, it is important that the probation officer shall have continual knowl- edge of the probationer's manner of life, habits, inclinations and surround- ings. This requires that the probation officer shall see the probationer, visit his home, and make inquiries from members of his family and various other persons, once a week, if possible, or at frequent intervals. This is perhaps the most difficult, but is one of the most important, tasks of the probation officer. Inquiries by probation officers should be made witJi discretion. (See caution under Manual, § 53, and also § 66, for note about investigating rumors of misconduct. ) Manual foe Peobation Offioees. 61 § 56. Improvement of the Conduct and Condition of Probationers. Every probation officer should aid and encourage probationers by friendly advice, admonition, and such other measures, not incon- sistent with the conditions imposed by the court or magistrate, as may seem most suitable to bring about improvement in their con- duct and condition. {Criminal Code, § 11-a, subdiv. 2.) This is the moat important and essential element in the probation system. The relations of the probation officer to those under his probationary care should be as friendly, personal and helpful as possible. The most effective factor in probation work, as a rule, is the personal example and influence of the probation officer. He is expected to befriend those under his care, to win their confidence, and to study their temperament, abilities and special needs. He should also aid them in thinking out their problems ; advise them ; develop in them proper ethical standards, as well as self-control; inspire laudable and practicable ambitions; and suggest practical ways of bettering their surround- ings and manner of life. He should also aid his probationers in objective ways, such as securing employment for them, inducing them to avoid unde- sirable companions, increasing their opportunities for wholesome recreation, adjusting difficulties and improving conditions in their home, and getting them to start bank accounts and to take proper pride in their personal appearance. One of the most important phases of probation work is the securing of employment for probationers as soon as they are placed on probation. A large percentage of the men who are placed on probation come directly from the police station or the jail, and are, in the great majority of cases, without present or prospective employment. In view of this condition it is necessary in order to handle the cases properly that the probation officer be able to supply such persons as are placed under his supervision with employment best fitted to their needs. There are several ways in which this may be done, but by far the most effective is the establishment of an employment bereau in connection with the probation officer's regular work. By soliciting the assistance of large employers of labor and business men such a bureau may be made very valuable and will be a. great factor in securing the desired results of probation. This bureau should be as diversified as possible and should be able to furnish employment to skilled and unskilled persons placed on probation. A probation officer should also secure the friendly co-operation of clergy- men, social settlements and religious organizations of the same faith as that of the probationer, benevolent organizations and various other agencies and persons. Probation officers should be especially careful to respect the religious convictions and connections of their probationers. Religion is often one of the most potent factors in reforming character, especially during the period of adolescence. It is often helpful when a person guilty of public intoxicar tion takes a pledge to have him do so before his own clergyman. Whenever necessary, probation officers should persuade a probationer to seek medical advice or treatment. If the probationer is unable to pay for such services, the probation officer can usually secure a, physician who will 62 Manttal .foe Peobation Officers. give his services. It is sometimes important also to secure charitable relief for probationers or their families. This should be done with discrimina- tion and probationers made self-supporting and self-sustaining as early as possible. § 57. Monthly Reports to the Court or Magistrate. Every pro- bation officer must report in writing at least monthly, to the court having jurisdiction over such probationers, or to a magis- trate thereof, concerning the conduct and condition of each pro- bationer. {Criminal Code, § 11-a, stuhdiv. 2.) While such reports may be either detailed or brief, according to the desires of the court or magistrate, they should give all the facts which it is im- portant for the court or magistrate to know concerning each probationer. Jr'robation officers should take pains to obtain full information concerning any violations which are either rumored or are known to have occurred. In- quiry into the facts and circumstances surrounding alleged violations some- times discloses that such violations did not occur, or that the rumors con- cerning them were inaccurate as to details or were exaggerated. When violations of the probationary conditions occur they may be either slight or serious, and the probation officer in judging their seriousness should make due allowance for the age, temperament, mentality, history and circum- stances of the probationer. Unless otherwise directed by the court or magis- trate the probation officer will usually find it advisable not to return the pro- bationer to court unless the violations are serious. Slight failures to observe the probationary requirements can, as a rule, be dealt with by the probation officer. Whenever a probation officer, however, is convinced that a probationer is persistently violating his probationary conditions and ought not to be at large in the community, he should recommend that the probationer be returned to court. The original or a duplicate of each such report should be filed by the pro- bation officer with his records of the case. The State Probation Commission supplies forms for these monthly reports. {See Manual, § 82.) § 58. Records of Work. Every probation officer must keep records of his work. (Criminal Code, § 11-a, suhdiv. 2.) Probation officers, when so directed by the court or magistrate, must make written report concerning preliminary investigations; they must report in writing to the court or magistrate at least monthly concerning each proba- tioner; they must keep accurate and complete accounts of all moneys col- lected; and they must make such reports as the Sitate Probation Commission! may require. In addition to these duties required by law, it is desirable that probation officers keep other records of their work. j The iState Probation Commission furnishes probation officers with forms for their records and reports. (For a, further discussion of records, and for an account of the nature and uses of the forms supplied by the State Probation Commission, see Mwmml, chap. 5.) Manual foe Peobation Offioees. 63 § 59. Financial Accounts; Eeceipts. Probation officers must keep accurate and complete accounts of all moneys collected from pro- bationers in fines, restitution, and reparation, and payments for family support, or in any otber form; give receipts therefor, and make at least monthly returns thereof. (Criminal Code, § 11-a, subdiv. 2.) (See Manual, § 86.) § 60. Other Duties in Connection with Probationers. Every pro- bation officer must perform such additional duties in connection with probationers placed under his care as the court or magis- trate may direct. (Criminal Code, § 11-a, subdvv. 2.) In the Buffalo City and Cliildien's Courts, tlie New York City Boards of Magistrates, Court of Special Sessions, and Children's Courts, and the Syra- cuse Court of Special SeBsions and the Monroe County Court, Children's Part, the probation officers may be required to conform to rules and regulations established by the magistrates or justices of such courts. (Laws of 1909, cha/p. 570, § 101; Laws of 1910, chap. 659, § 97; LoAm of 1910, chap. 676, § 33; and LoAJos of 1910, chap. 611, §§ 11 and 19, respectively.) § 61. Reports to the State Probation Commission. Every pro- bation officer must make such reports to the State Probation Com- mission as the Commission may require. (^Criminal Code, § 11-a, subdiv. 2.) The State Probation Commission, to aid it in collecting statistical and other information concerning the operations of the probation system, is authorized to collect reports from probation officers. Probation officers will greatly facili- tate the work of the Commission by making such reports promptly and accurately. § 62. Oversight by Probation Officers of Persons Paroled from Institutions. A probation officer may act as paxole officer for any State penal or reformatory institution, when requested so to do by the authorities thereof. (Criminal Code, § 11-a, subdiv. 2.) A probation officer, when so requested by the county judge, shall act as parole officer over disorderly persons paroled from an institution under § 910 of the Code of Criminal Procedure. (Criminal Code, § 11-a, subdiv. 2.) (See Manual, § 44.) Probation and parole are very similar in their purposes and methoda. Miost of the institutions from which persons are paroled have an inadequate corps of parole officers. Parole oversight, to be close and effective, can best b« exercised by an officer living in the same locality as the person on parole. 64 Manual foe Peobation Officees. For these reasons it seems desirable that probation officers in so far as it can be done without interfering with their probation work, should accept the duty of supervising persons paroled from institutions who return to the oouununi- ties in which such probation officers serve. § 63. Other Duties and Obligations of Probation Officers. Any pnobation officer who violates any provisions of law relating to public officers or to probation officers is guilty of a misdemeanor. {Penal Law, § 1841.) It is a crime for a probation officer to act as a public officer without having filed the required oath of office {Penal Law, § 1820) ; to ask or receive, or consent to re- ceive, any emolument, gratuity or reward, or any promise of the same, or any money, property or thing of value or personal advantage, except such as may be authorized by law, for doing or omitting to do any official act, or for having per- formed or omitted to perform any act whatsoever directly or in- directly related to any matter in respect to which any duty or dis- cretion is by law or in pursuance of law imposed upon or vested in him, or may be exercised by him by virtue of his office {Penal Law, .§§ 1823, 1826) ; to ask or receive any reward for deferring the performance of any official duty {Penal Law, § 1829) ; to make any corrupt bargain for an appointment to office {Penal Law, § 1832) ; to sell the right to discharge the duties of office {Penal Law, § 1833) ; to mutilate, destroy, conceal, erase, or falsify any record appertaining to his office, or to fradulently ap- propriate, or secrete with intent to appropriate, any money, evi- dence of debt or other property entrusted to him by virtue of his office {Penal Law, § 1839) ; to wilfully neglect to perform any duty enjoined upon him by law {Penal Law, §§ 1841, 1857) ; to falsify any account, or wilfully to omit or refuse to pay to the proper officer or authority empowered to demand and receive the same, any money received by him by virtue of his office {Penal Law, §§ 1865, 1866). Every probation officer should acquaint himself with the laws relating, directly or indirectly, to crimes, court procedure, public officers, and any other subjects which concern probation officers. He should always be ready and willing to accept probationers transferred from another officer to his super- vision and should be careful to make such reports as are required by law to the court making the transfer. No probation officer should in any vray exceed his authority, infringe upon the rights of defendants or probationers, or transgress any provision of law. Manual foe Probation Offioees. 65 § 64. Power of Visiting Probationers. Each probationer shall permit the probation officer to visit him in a reasonable manner at his place of abode or elsewhere, and to answer any reasonable inquiries concerning his conduct and condition. (Criminal Code J § 11-a, suhdiv. 4.) Every probation officer may require such reports by probationers under his care as are reasonable or necessary and are not inconsistent with the conditions imposed by the court or magistrate. (Criminal Code, § 11-a, suhdiv. 3.) Visitation by the probation officer to the homes and environments of his probationers is indispensable as a means of securing full' and reliable informa- tion concerning those on probation, and of bringing about improvements in their home life. These visits should be especially frequent in cases of chil- dren, non-supporting husbands and other cases where the home conditions are important factors. In order to see men in their homes it is often neces- sary to visit them in the evening. It is advisable that such visits be made weekly if possible. § 65. Powers of Requiring Reports from Probationers. The pro- bation officer should also require probationers to make personal reports to him at least weekly. These reports so far as possible should be in person, and preferably at some place other than at the court or a police station. They should also preferably be made by each probationer at a separate time, in order that the probationers may not mingle or observe each other. Every pre- caution should be taken to prevent the association of male and female probationers, and of the young with the old, and of first offenders with those more hardened in crime or vice. It is not safe for a probation officer to rely for his information about probationers solely upon their own reports. Visitations in the home and inquiries from other sources are essential. § 66. Power of Arresting Probationers. Every probation officer has, as to persons placed on probation under his care, or trans- ferred to his probationary supervision, the powers of a peace officer. (Criminal Code, § 11-a, subdiv 3; § 483, subdiv. 3.) A peace officer is any person who may execute a warrant for the arrest of another person. Probation officers have powers of a peace officer only over those who have been legally placed under his probationary care. A probation officer has the right of executing a warrant for the arrest of any probationer who has been placed on probation under his care, provided 3 66 Manual foe Probation Officers. the warrant has been issued by a, magistrate of the court having jurisdiction over such probationer. This must be the magistrate of the court which placed the probationer on probation, except that when the probationer has been transferred from the Supreme court to the county court of the same county (as provided in Criminal Code, § 483, suhdiv. 3), the warrant can be issued only by the county judge. Warrants for the arrest of a probationer may also be executed by a sheriff, deputy sheriff, policeman or constable. A probation officer has no right to arrest any probationer except on a, war- rant, unless the probationer commits an offense for which any peace officer or any private citizen could arrest the probationer ; that is to say, unless ( 1 ) the probationer, after being placed on probation, has committed a crime or vio- lated some law in the presence of the probation officer; or unless (2) the pro- bationer has committed a felony, although not in the presence of the proba- tion officer. (See Criminal Code, § 183.) A probation officer after arresting a probationer must take such proba- tioner as soon as possible before the court or magistrate or deliver the pro- bationer to the proper authorities for detention until the court or magistrate is ready to arraign the probationer. [See Manual, § 35, and note to § 57.) § 67. Powers in Cases of Audult Contributory Delinquency. "When a person charged with adult contributory delinquency is placed on probation without first being convicted of the offense, the probation officer cannot require such probationer to do more than satisfy inquiries regarding the conduct or condition of the child, or regarding the conduct or condition of the probationer in so far as it relates to the conduct of the child. (Penal Law, § 494, subdiv. 2.) If the person is convicted of this crime, the probation officer has the same power as over any other probationer legally under his care. CHAPTEK 5. Records, Reports, Forms, Accounts and Statistics. PAGE. Section 80. Court records 69 81. Probation officers' records and reports 70 82. Forms supplied by Commission 70 83. Directions concerning use of forms by probation officers 71 84. Indexing and filing systems 106 85. Directions for ordering forms from Commission 108 86. Accounts of collections from probationers 109 '87. Accounts of probation officers' expenses 112 88. Accounts of relief 113 89. Reports to tbe Commission of appointments, resignations and removals of probation officers 113 90. Probation officers' monthly statistical reports to Commission; directions concerning their use 113 91. Other reports by probation officers to Commission 116 92. Probation statistics 116 [67] CHAPTER 6. Records, Reports, Forms, Accounts and Statistics. § 80. Court Records. A duplicate of each order of appointment of a proibation officer is required to be entered on the records of the court of the magistrate or magistrates making such appoint- ment, and a copy of the order of appointment is required to be delivered to the officer so appointed, and another copy to be filed with the State Probation Commission. (Criminal Code, § 11-a, subdiv. 1.) {See ManvAil, % 89.) Whenever a court or magistrate transfers a probationer from the supervision of one probation officer to that of another proba- tion officer, such transfer should be reported by the court or magistrate to both of such probation officers, and also to the pro- bationer, and a record of the transfer should be filed with the records of the case. {Criminal Code, § 11-a, subdiv. 5.) Whenever a probationer is to be formally transferred to a pro- bation officer of a court in another county, the transfer cannot be made until the probation officer to whom the transfer is to be made, first sends the court or magistrate desiring to make such transfer, a written statement that he will exercise supervision over the probationer, and until such statement is approved in writing by the magistrate of the court to which such probation officer is attached. (Criminal Code, § 11-a, subdiv. 5.) A record of such transfer should also be entered on the records of the court making the transfer. Whenever the jurisdiction over a defendant placed on proba- tion in the Supreme court is transferred to the county court of the same county, the Supreme court, or the justice thereof who makes the transfer, must enter an order transferring the proba- tioner, and must also transfer to the county court the indict- ment, evidence and certificate of conviction, or a certified copy thereof. (Criminal Code, § 483, subdiv. 3.) Whenever a defendant is placed on probation the court is supposed to enter on the court records the fact and also the name of the probation ofScer and a statement of the period and conditions of probation. The court should also keep a record of any changes in the probationary period or conditions. Fur- thermore, it is desirable that an entry should later be made on the court records of the final results of the probation. •■[69] 70 Manual foe Peobation Officees. Such records as the foregoing may be serviceable not only while the person is on probation but also subsequently if the probationer is again arrested or if the court desires to check up the cage or the work of the probation officer. § 81. Probation Officers' Records and Reports. Every probation officer must keep records of his work; make written reports of preliminary investigations; furnish probationers with a state- ment of the period and conditions of their probation; report in writing at least monthly to the court or magistrate concerning tha conduct and condition of each probationer; keep accounts of all moneys collected from probationers, and give receipts therefor; and make such reports to the State Probation Commission as it may require. (Oriminal Code, § 11-a, suhdiv. 2.) A probation officer who is to receive a probationer on formal transfer from a court in another county, must first furnish to such court or a magistrate thereof a written statement that he will exercise supervision over such transferred probationer. (Criminal Code, § 11-a, suhdiv. 5.) (For discussions of the above provisions, see Manual, §§ 58, 53, 54, 5Y, 59, 61 and 40 respectively.) Probation officers find it helpful to keep other records, and in so doing to use certain prescribed blanks or forms. § 82. Forms Supplied by the State Probation Commission. It is of the greatest importance to preserve all the facts gathered by a probation officer, in an investigation or in the course of supervis- ing a probationer. The use of appropriate forms, and the adop- tion of a practical filing system, enable the probation officer to record information quickly; to record facts which he might otherwise forget; and to arrange his facts and records systemati- cally. Their use economizes his time; permanently preserves in- formation which might otherwise become lost; and renders the records and reports easily available for quick reference if needed at some future time. The use by probation officers of regular forms also economizes the time of the court, and removes doubt as to what orders were given by the court or probation officer, and what previous reports were made by the probation officer. Their use is also of value when probation officers are required to co- operate with officers in other places, either in making investi- gations or in supervising transferred probationers. Marked advantages accrue from having a imiform system of forms throughout the State. In 1908 the State Probation Commission prepared and pub- Manual foe Peobation Officees. 71 lished forms for the use of probation officers in keeping records and making reports, and also a pamphlet describing their use. The Commission supplied these forms to probation officers, free of charge, and their use became very general throughout the State. The forms published by the Commission in 1908 were pre- pared after a careful study of hundreds of forms used in this and other countries, and after consultations with a number of judges and probation officers. They were the first comprehensive set of probation forms ever prepared for State-wide use. The Commis- sion made inquiries from time to time concerning desirable changes in the forms, and during the summer of 1911 it pub- lished a revised set of forms. These new forms have been dis- tributed in large quantities to probation officers throughout the State during the past two years, and may be had upon request free of charge. In the main they preserve the principle features of the earlier forms, but include a number of improvements and also some additional forms. Whenever possible, the Commission will, upon request, send its secretary or assistant secretary to advise and assist probation officers in installing the uniform system of forms and records furnished by the Commission. § 83. Directions Concerning the Use of Forms by Probation Officers. Records which are to be preserved, and all reports to the court should be filled out with a pen or typewriter. The forms can often be used in jotting down pencil notes preliminary to writing or dictating permanent records or reports. Whenever a record or report must permanently leave the custody of the probation officer it is well for him to preserve a duplicate copy. It is usually unnecessary to use complete sentences in making out records and reports, since the essential facts must generally be indicated by the use of the essential words. It is sometimes advantageous to use abbreviations in order to minimize time and space and it is not always necessary to fill out all the items on a form. Eiecords should be made out not for the record's sake, but for the sake of utility. For instructions concerning the indexing and filing of records, see Manual, § 84. The following pages are devoted to a detailed explanation of each form followed by a cut of the form itself. T2 Manual foe Peobation OFriCEES. The forms which the Commission furnishes include the follow- ing: __ Form 1. Commission as Probation Officer. 2. Probation .Officer's Oath of Office. 3. Investigation of a Child. 4. Investigation of an Adult. 5. School Report. 6. Parents' Report. 7. Church Record of Probationer. 8. Probation Officers' Monthly Case Report to the Court. 9. Probation History of Probationer. 10. Order of Probation. 11. Probationer's Report Card. 12. Pledge. 13. General Monthly Report to Court. 15. Modification of Probation. 16. Request for Transfer of Probationer to other Juris- diction. 17. Transfer of Probationer from Supreme to County Court. 18. Warrant for Arrest of Probationer. 19. Summons for Adult Contributory Delinquency. 20. Probation Officer's Receipt Book. 21. Beneficiary's Receipt. 22. Probation Officer's Receipt. 23. Loose-leaf Pages for Ledger Book. 23a. Loose-leaf Ledger Book. 24. Probation Officer's Cash Book. 25. Index Juvenile Probationer. 26. Index Adult Probationer. 2Y. Index Juvenile Court. 28. Index Convicted Adult. 29. Probation Book. (Arranged chronologically.) 29a. Pages for Probation Book. 30. Monthly Statistical Report of Probation Officer to State Probation Commission. 31. Bond for Adult Contributory Delinquency. The Commission also furnishes manila folders for case records and cards for Volunteer Probation Officers' Report. Form 1. Commission of Appointment of Probation Officer. This form is divided into two parts by a perforated line so that the Manual foe Peobation Officisrs. 73 upper part after being filled in and signed by the appointing magistrate may be delivered to the probation officer. The lower section is to be filled in, signed and sent to the State Probation Commission. For further explanation of this form see Manual, §4. Forml. Subdivision i, section ii-a of ll.e Code of Criminal Procedure (as amcr.d^a h\ Cliaptcr 99 of ihc Laws of 1908) requires that in appointing a probation officer "thu appointment must be in writing arni tciltri-d on the records of the court m winch such appointment is made, and copies of the order of appcmtment must bt; delivered to the officer so appointed and filed with the State Probation Commission." {To he delivered to the Probation O^cer.) Commission as Probation Officer By virtue of the power vested in me [us] by section ii-a of the Code of Criminal Procedure of the State of New York, I [we] hereby appoint N. Y Probation Of&cer for. tSalarred or volunteer) (Adidw or juv«diI«s or bolb) ___._ Court in. N. Y. said appointment to take effect.. iNaicD of J kutjcc cr Uatlistiatc making appoin Dated 19 ..N. Y. (To be sent to the State Probation Commission^ Albany, N. Y) Commission as Probation Officer By virtue of the power vested in me [us] by section ii-a of the Code of Criminal Procedure of the State of New York, I [we] hereby appoint „ whose address is N. Y. jt Probation Officer (Salaried or volunUer) for (AdullE or juveniles or bu'.h) 1 the Court, , - , - N. Y. said appointment to take eliect Dated i9 _N. Y. I Magistrate makiag appoic Vi Manual foe Probation Officebs. Form 2. Oath of Office. The law requires that both salaried and volunteer probation officers take an oath of office. Following is the form which is to be used for this purpose. For further information see Manual, § 5 and § 50. form ? (StctiOH to. Article I, Public Officers Law.) PROBATION OFFICER'S OATH OF OFFICE State op New York, ..residing at do, hereby swear that I will support the Constitution o£ the United States and the Constitution of the State of New York, and perfonn to the best of my ability the duties of the office of Probation Officer in the _ „ _ Court of. _ - New York- Sworn to before me this day of. _I9._. Form 3. Investigation of a Child. The law requires that re- ports of preliminary investigations shall be made in writing. (Criminal Code, § 11-a, suhdiv. 2.) This is one of the most essential and helpful forms. It is a handy form on which to jot down notes during the investigation and it is to be presented to the court or magistrate in reporting preliminary investigations. (See Mamml, § 20 and § 53.) In case the court or magistrate desires to keep the reports made on this blank, the probation officer should make a duplicate copy for his own records. Manual fob Peobation Officers. 75 forms INVESTIGATION OF A CHILD Docket No. Casts No NAME Nickname {if impoiiaiil) ADDRESS Age — binhdny — year Colgr Rb™ . 1 CountrT ot birlh LenRih of reildencc 2 (atl>er niaibcr child father moihdr in U. S. here 3 Eye. Hilt Oiher personal deicriptlon Oiher children involved 6 A. FAMILY . -Name J. 7; Kaddiris if uol Qtidt abovi ) Relation Age Occupation Weekly wages Religion Habits, record, remarks 8". 9. 10. n. 12 13. 14. 15. IG. Fin&Dcial condiii 18 ,q B. HOME AND NEIGHBORHOOD Type of dwelling Floor No of Roomi Rent pci n onlh , • No. penoni in houiehold Lodgori Boarders - - ■ Sanitation in home 22.'— - Appearance of home Moral conditiont in home 2.1. Ll\ed here how long 24. t Rem*ik9 25.- 26. 27. C. PREVIOUS ADDRESS {7.(7// Ears Nose and throat Teeth 62 Skin disease Veneiral diMue Vermif. Menial developmeni and condition ft3 Secretive Social Selfish Irritabje Self-control Laiy Vain Conicienliout Easily inKuencad Remarks 6i Gb. r.r.l I. PREVIOUS COURT, POLICE, INSTITUTIONAL, HUMANE SOCIETY AND CHARITY RECORD Date of heaiine Docket No. Complamt Dispoiitlon and remarks m. Jti . fi .'2. 71 (Page 2 of Form 3.) Manual for Probation Officers. 77 J. SUPPLEMENTARY FACTS AND EXPLANATIONS SOURCES OF INFORMATION 7 /icn-by certify Ihaf lo the bed of my hicrvtcdgc aiut belief, all llie dakmenh Iti llili refill ,itr c,}n>rl. iPaled) '" (Page 3 of Form 3.) I'rvbiiln'it Olii,, T8 Manual foe Peobation Offioeks. Form 4. Investigation of an Adult. This form is essentially tlie same as form 3, with the exception that the information which is to be recorded on it applies to adult cases only. Form 4. INVESTIGATION OF AN ADULT Do :kct No. CaM No. NAME Aim ADDRESS Sex 3 ./\£C — biilhday — ) car Color Race iih.r moTli.i C..y,.l ir.l. ^^^^^ .wit.1 ^a Citizen 3, Complexion Eye* Hair Othci penonal dcicnpiion (>. A:. FAMILY Name Rdaiion Age Occupation Hdbits, records, remirks s 9 10. Tl 12 IJ Abandonnieni, non-support or familj ditcorj B. LIVING CONDITIONS li wuh family, stale type of dwelling No. perlons ID houiehold ApitarankT of home Moral coodiiion of home Lived here how long -C. PREVIOUS ADDRESSES {wH!i dales) D, EDUCATION Kind and ai Manttal fob Peobation Officers. 79 r, E. EMPLOYMENT Employer and addfesj Occupation Dales Weekly wages Remark. ,18, 3?. 40 ■jr iS. -.F. CHURCH AND OTHER ORGANIZATIONS 49. G. HABITS, ASSOCIATES, INTERESTS AND ABILITIES jO. Actocisiu Spcndi evening! where and hrnv .ir. AniuGemcnu Spcciil inlereiu ^^ Special obihtiti Sourcctctincdme i3 Ji'l"Jt 54- 55. Use dtufis Ever take ir_e»tmcni (pr^diink ptdrag habit Vu isbiKa 56.. Canib!^ SleaL Sex hibds 57. Rsmarki 58. 59 60. H. PHYSICAL AND MENTAL CONDITION 6] Hc'cd>>y {'■/•i/ipsj./iiiU-i'iind'.Jiii-ss^jtisain/y. flironicaliolwlinn, ilr ) Health f,2 - f'3 Pbvtical defecii C.4 Menial dsM^bprneni and condiiion' .SMjh Sclf-cocrol Laiy 'Conioeniioui Eatily mflui need. Remarks 67 I. PREVIOUS COURT, POLICE . INSTITUTIONAL AND CHARITY RECORD Date arraigned Dockei No. Charge Disposition and remarksl on :n. 1\. ??. [Page 3 of Form 4.) 80 Manual foe Probation Officers. J. SUPPLEMENTARY FACTS AND EXPLANATIONS iSOURCES OF INFORMATION I hereby ccfdjy lliat h Mc dnl o/'rity knoidi'dsc and bdkl all the stakmenh in t/iis i:^'l a ' (SisntJ) Walrd) .., '. ., ., n {Page 3 of Form 4.) P/.'^alw'i Otfieer Manual foe Probation Offioebs. 81 Form 5. School Report. The manner in which form 5 is used varies in different places. In some places the teacher or priacipal is supplied with a sufficient quantity of these report 'blanks to last throughout the prohationary period, while in other places the blanks are sent to the teacher from time to time either by mail or by the probationer. The reports are sometimes mailed by the teacher or principal directly to the probation officer, while in other cases they are endorsed to the probationeo- without being enclosed in an envelope. If the reports are brought to the proba- tion officer by probationers, the probation officer must bear in Pttatt Jilt ami in inA, and Slnd it Iht prttafttn effietr, form a. SCHOOL REPORT for Week Ending __ 19 Child's Name Attendance Scholarship Conduct Remarks School Teacher 1 ^ or \ Principal) AidUienai rvfiuwki m*jr if writttn em He iaei. mind that the probationer may be tempted to make changes in the report, although these can usually be easily detected. The probation officer in all cases should if possible make frequent visits to the school for the purpose of conferring privately with the teacher and principal. All school reports concerning each probationer should be filed in chronological order in the case folder or envelope. This can be done by clipping the reports together, one under the other in the order in which they are received. Form 6. Parents' Report. The remarks made above concerning form 6 apply in their general principles to the use of form 6. the parent's report. It will depend upon the character and in- 82 Manual eoe Pbobation Offioeks. telligemce of tlie parents as to whether it is advisable to request them to make out a written report each week concerning their child who is on probation. In many cases the reports which parents make are inaccurate, prejudiced and more or less un- reliable, but it is often fouad that the requirement that the parents make out such a report each week exerts a beneficial influence in inducing them to take more interest in their child and to do more to co-operate with the probation officer. The parent's report, however, is not a substitute for visits to the home by the probation officer. These are indispensable. Manual fok Pkobation Offiobes. 83 Form 6. To be filled out iy a parent of tha child and sent to the Probation Offaer PARENT'S REPORT Concerning (Name of child) 1. Behaves how at home? 2. Spends evenings where, and how? Is usually at home in the evening by. what time? 3. With bad associates or in bad. places. 4. Absent from school or work, when? Why absent? 5. Remarks? Signed - (Father or Mother) Dated... v J9i- 84 Manual for Probation Officers. Form 7. Church Kecord. The remarks concerning forms 5 and 6 apply in a degree to the use o£ form 7. Perhaps the greatest value of this form is the effect it has of stimulating clergymen and Sunday school teachers to take a more personal interest in the probationer. FormT To Probation Officer Address The CHURCH RECORD of (NiuDa of probatiunerj During the month ending has been as follows; Attendance on religious services for month ending.._ _ _, iij _, Remarks on conduct, home conditions, needs, etc _....._ Date 19 Clergyman or Sunday School Teacher. Porm 8. Probation Officers' Monthly Case Report to the Court. The law requires probation officers to report to^ the court or magis- trate at least monthly concerning the conduct and condition of each probationer. (Criminal Code, § 11-a, subdiv. 2.) This report enables the court to know about the progress of each pro- bationer and about the faithfulness and industry of the probation officer and in turn the requirement that he must make such a report may stimulate him to a more faithful performance of his duty. Form 8 is to be found opposite this page. If the court or magistrate desires to keep the monthly case re- port, it is well for the probation officer to preserve a duplicate copy. Such reports or duplicates thereof should be filed in the case folder or in chronological order. Form 9. Probation History of Probationer. This is perhaps the most important form furnished to probation officers. It is in- tended to show. in chronological order and in diary or journal form all that happens during the probationary period. It is of value both while the person is on probation and often afterward, especially if he is again arrested. Manual foe Peobation Offioees. 85 '°™* MONTHLY CASE REPORT Case No. For the month ending , 19 Docket No, Name Addreis. \lf vew, state the fact. ) Aaount No. Probation Began 10 To end 19 J«dge Transferred from — When T 19 Charge or Cause Conditions of probation Contact during month of Dates saw probationer ) .S^/TcSl 1 Dates communicated with , At his home At my office Where eUef probationer otherwise ; how ? Home conditions - ""wT^Zl S School — Aitendance— Rcmirka Employment— By vfhom?. Nature of poiilion^ Chtngti'tm- player ,.n«. Inst rcpoii } Vfo.kinK cieidilyl Weekly nagct long, why? Observance of conditions — Ke[iorled u fequiredf 1 Lefi lurisdiciion 1 withoui permiMion/ Paid 3. required/ Anv Otlier , General conduct Aliimde towardi probation ProereiB Remarks. (Cenr^miiHg pretatioutr; vialnlimn, enitroni/ieiit, roopcration o/olheit, netdi, actions or plans o/pnbetion offu^, t'i^ J /ifirltv nrlr/j' lliat la llif h-sl af my kiiast'le^lgr and bi'ln'f, all llie ilalniifnis in this vtpoit iire mrrcct. {Patril) - /■■' iHinnCll) , The probation history is to be filed in the folder or envelope so as to be easily accessible whenever the court or magistrate desires to review the case in detail, as might occur in the event of the return of the probationer to court for violating his proba- tionary conditions, or at the expiration of the probationary period. For a sample history of one probation case see Manual App. D. 86 Manual foe Pkobation Officers. form 9. PROBATION Page I HISTORY OF Case No. BBma Uoclut no. Changes jUt address (with dates) Account No. PART I. DIGEST 19 OriginaUy to end 19 Changed to end 19 Cbooged to end 19 xJKfar "'^ — 19 Cause or charge Judge Investigated b; Probation officer Transferred On _ _ 19 , to Prob On..- .._ .. iq . to Prol Conditloi^ of probation Month - Dates saw probationer Dates CO m muni - Cflled with probsIionrT Progresa Remarka At home At offic E e 1 19 2 a 4 3 a 7 J, 9 1 2 13 i S a Page a PART n. FULL CHRONOLOGICAL HISTORY Detailed Account in Diary or Journal Form of What Occurs Durine Probation, and Remailts. (Jncluding conduct and SHTroundings of probationer; things said, done atid learned by probation officer; things dont by otktrs; instructions; actions by court, etc. Enlrits to be made preferably in ink.) Manual foe Peobation Officees. 87 Form 10. Order of Probation. This form is to be used by the court in recjording the actual placing of the probationer on pro- bation. It should be signed by the judge presiding at the time of conviction, and filed with the other records of the case in the probation officer's office. Form 10. ORDER OF PROBATION , having been convicted of as this Hay placed on probation for the period ending 19 While on probation he shall indulge in no unlawful, disorderly, injurious, or vicious habits or conduct; shall avoid places and persons of disreputable or harmful character; shall report to the probation ofificer as directed; shall not leave the jurisdiction of the Court without permission, and shall observe such other conditions as are specified below or as may at any time be required by the Court, the justice thereof, or the probation ofificer. The probationer while on probation shall pay a fine or restitution -or reparation or family support to , _ {rvmg of bsn^^iciary) to the amount of , dollars and cents ($ ) The prcbatiens!: shall* Dated this . ./ ' Justice. ^SltUf othfr conditions, if any. 88 Manual foe Pbobation OFrioEES. Form 11. Probationer's Report Card. The probationer shall make regular reports to the probation officer as directed by the court. {Cnrnmal Code, § 11-a, subdiv. 4.) This card is kept by the probationer and presented to the probation officer whenever a report is made. formU. 7»_ You are this day placed on probation for a period ending _ If you behave properly you will be discharged; if you do not, you can be returned to Court for commitment to an institution or other treatment. While on probation you must obey thefollovring rules and regulations : 1. Indulge in no unlawful, disorderly, injurious or vicious habits or conduct. Avoid harmful associates and evil places. 2. Report promptly to your probation officer as directed. 3. Work, or go to school, regularly. 4. Do not leave the jurisdiction of this Court without -permission. Notify your probation officer promptly of any change or contemplated change in your address. 5. Obey whatever other orders or advice the Court or your probation officer may ^ive. 6. (Other conditions ) : Dated __ .-_191 {Face of Report Card.) Manual foe Peobation Officees. 89 BRING THIS CARD WHEN YOU REPORT lieport at. January REMARKS February March April May June July August September October NOVEMBER. December -i r---l The name of your probation officer is (Reverse of Report Card.) 90 Manual foe Peobation Offioees. Form 12. Pledge. This form should be used very conservatively — never unless the probationer seems sincerely desirous of taking the pledge and there is reason to believe that he will observe it. It is usually wise to limit the period for which it is taken to a rela- tively brief time. One copy of the pledge should be given to the probationer and another copy should be retained by the probation officer. The pledge may be administered either by the judge of the court, probation officer or a clergyman. It is often most effective when administered by a clergyman. rorm 12. In order to avail myself of the chance offered me, by being placed on probation, to become a sober and more useful citizen, I hereby solemnly take the following ^^ PLEDGE ^^ I will not taste or drink any intoxicating liquor of any kind for the period of at least from to-day. Signed Date 1 9 1 Form 13. General Monthly Eeport of Probation Officer to Court. Every probation officer must report in writing at least monthly concerning the conduct and condition of all probationers under his care. (Criminal Code, § 11-a, suhdiv. 2.) This form is divided in two parts ; part one is given over to statistics of the officers' cases for the month, and part two is a complete list of the probationers under oversight at the end of the month showing their names, period of probation, etc. Manual foe Peobation Offioees. 91 I o o. m a P4 a II I s S c s 9-^ 0.^ I- < h S o CO 0! H > g^ b: * w ^ o ■= 2 •« S| e< ^ O J 0- 5 2 ■" O 1 E d ? 1^ s Qi (£2 ^ S ^ -o.^ f2S- >-s 0*0 sj SR.^o o. z u & D Q-^ o. ^ 2 " ^ 92 Manual for Probation Officers. form 15. ^^ MODIFICATION OF PROBATION. To.. This notifies you that your probation which began on , 19 is hereby modified as follows: On and after. - 19 , you are to be under the probationary supervision of Probation Officer. , whose address is _ , and who is empowered to exercise such probationary supervision over you, The period of your probation is changed to end on 19 The conditions of your probation are unchanged except as follows: Dated this. .; day of 19 Justice. Manual foe Probation Offioees. 93 Form 15. Modification of the Order of Probation. Form 15 is for use whenever the court or magistrate, or upon their .order, the probation officer, naakes any change in the period or conditions of probation, or when the court or magistrate, or with their per- mission, the chief probation officer, transfers the probationer to another probation officer. The provision of the Code of Criminal Procedure, § 11-a, subdiv. 2, that the probation officer shall fur- nish all probationers with a statement of the period and condition of their probation, seems to contemplate that he shall also furnish them with a statement of any modifications of the period or con- ditions of their probation. {8ee Manual, § 27.) Whenever a probationer is transferred from one probation officer to another in the same court, the transfer must be reported to the probationer and a record of the transfer must be filed with the records of the case. {Criminal Code, § 11-a, subdiv. 5.) From the foregoing it appears that one copy of this form should be given to the probationer and another copy should be filed with the probation officer's records. Form 16. Request for Transfer of Probationer to Other Jurisdic- tion. This form is used when a probationer is to be transferred to a probation officer in another court, but when the jurisdiction over the probationer is to remain in the court which originally placed him on probation. It is divided by a perforated line into two portions. The upper portion is intended for the probation officer who is requested to accept the supervision of the pro^bationer. The lower portion is intended to be returned by such probation officer to the court desiring to transfer the probationer. {See Manual, § 40.) 94: Manual foe Pbobation Officers. Form 16- Request for Transfer of Probationer to Other Jurisdiction New York. ( Name of court.) 19 To Probation Officer. , , New York. A person named , aged years, was convicted of, or adjudged and was placed on probation in the above-named Court on 191 , for a period ending on 19 The probationer has been placed under the supervision of Probation Officer _ of this Court. The probationer, whose present address is , New York, desires to reside at - New York, for these reasons: It seems likely that permitting the probationer to reside, as desired, outside the jurisdiction of this Court will promote his (her) welfare without making him (her) a menace or public charge to the community in which he (she) desires to reside. Therefore, I respectfully request, pursuant to the provisions of the Code of Criminal Pro- cedure. Section ii-a. Subdivision 5, that you notify me as early as possible, on the attached certificate of acceptance, whether you will agree to supervise the above-named probationer while he (she) resides in your jurisdiction. If you will do so, you are hereby authorized, upon signing and returning the attached certificate of acceptance, to supervise the said probationer, in accordance with law, on and after the date on which you sign and return the said certificate (or on and after 19 ). Respectfully. Probation Officer, Scii.' York. .Approved: Justice. Manual fob Probation Officers. 95 Form 15. (Continued) Certificate of Acceptance of Transfer of Probationer , ^e.w York. ( Name of court.) 19 To Probation 0£u:er... - -. , New York. Complying with your request of 19 I hereby agree, on and after „ 19 , to exercise probationary supervision over. - who was placed on probation in the Court of , New York, on 19 , for a period ending on 19 I agree, while the probationer remains tmder my supervision, to report monthly concern- ing the conduct and condition of the said probationer to the Court which placed the probationer on probation. Respectfully, - , Probation Officer, , New York. Approved: _ JuMicr. 96 Manual foe Pbobation Offioees. Form IT. Transfer of Probationer from the Supreme Court to the County Court of the Same County. This form is intended for use when the jurisdiction over a probationer placed on probation in the Supreme court is to be transferred completely to the county court of the same county. (See Marmal, § 41.) Form IT. , TRANSFER OF PROBATIONER FROM SUPREME TO COUNTY COURT. THE PEOPLE OF THE STATE OF NEW YORK The above-named _ , having been convicted in the Supreme Court of County, on : 19 , of _ and having been placed on probation on 19 is hereby transferred, upon his consent, to the jurisdiction of the County Court of County, pursuant to the provisions of Subdivision 3 of Section 483 of the Code of Criminal Procedure. The above-named probationer shall continue 011 probation luidcr the control of the above-named County Court for such period and under such conditions as have already been determined or as the said County Court or the judge thereof shall hereafter determine ; and his status as a probationer shall hereafter be the same as though he were originally placed on probation by the said County Court. Dalid this _ day of Justice. MAinjAL FOE Peobation Offioees. 97 Eorm 18. Warrant for Probationer. (Bencli Warrant.) Eorm 18 is to be used when a court desires to issue process for the re- arrest of any probationer who has violated the conditions of his probation. (See Mcmwdl, § 35 and § 66.) Form 10 WARRANT FOR PROBATIONER. STATE OF NEW YORK COUNTY 0F..._ _ j- IN THE NAME OF THE PEOPLE OF THE STATE OP. NEW YORK: To any sheriff, constable, marshal, police officer in this State [or in the CoUiltJ^ o{ ] or to any probation officer of this Court. Whereas , . ...„...»«..»»...,» who was convicted in the _ „... .._ „_...„..._»....„.,.„„...CoSrt of , New York, on ..^ .I9 , on the charge of _ , _ _ __ _ ....;..iw....n.«, and who was placed on probation on said Charge, has violated tlie conditions of his probation; You are hereby commanded forthwith to arrest the above-named. __.. ._. „„, and bring him before the above-named Court, or if the said Court is adjourned, to deliver him to the proper authorities to be kept in custody until lawfully released. Dated this. day o}\ ..m ■ ^'^^^ (Seal) Form 19. Summons for Adult Contributory Delinquency. When- ever a person is believed to have contributed to or is responsible for the delinquency of any child, such person may be summoned to appear before the court upon an oral or written complaint, to the end that an investigation may be made into the charge. {Fmal Law, § 494, svhdiv. 2.) This form may be used by the magistrate in making such a summons. (See Mwnval, % 32.) Form 20. Probation Officer's Receipt Book. Probation officers must keep accurate and complete accounts of aU moneys collected from probationers in fines, give receipts therefor, and make at least monthly returns thereof. {Criminal Code, § 11-a, svhdiv. 2.) The receipt book contains duplicate pages so that when a 4 98 Manual foe Probation Officees. sum of irioney is received from a probationer the original receipt is to be torn out and given to that probationer, and the duplicate is to remain in the book as a reference for the probation officer. (See Manual, § 59.) form 19„ SUMMONS FOR ADULT CONTRIBUTORY DELINQUENCY STATE OF NEW YORK, County of _ IN THE NAME OF THE PEOPLE OF THE STATE OF NEW YORK: To You are hereby summoned to appear before the.. Court of. , New York, on the day of 19 , at __ o'clock in the noon, to the end that an investigation may be made into the charge that you have contributed to, or are responsible for ■. _ _ .; {slau dtarge and the name of child) Upon your failure to appear at the time and place herein mentioned you are liable to a fine not exceeding twenty-five dollars (I25.00). Dated at , New-York _ _... Justice. this day of. . 191 form 20. PROBATION OFriCE ITo. New York, _ 191 1Recc(v€l> of. _ the sum of Dollars and Cents ($ ) in payment of family-support, restitution, reparation, a fine \ ^''''" *"' f"' as required by court order. THIS RECEIPT IS TO BE KEPT BY THE PERSON ON PROBATION {SignecT) ^ (Probation officer) Manual toe Peobation Offioees. 99 Form 21. Beneficiary's Eeceipt. A perforated line divides this blank into two receipts, one of which, is to be kept by the person on probation making the payment for family support or restitu- tion, and the other to be given or sent to the probation officer under whose jurisdiction the probationer was placed. Both re- ceipts are to be signed by the beneficiary receiving the money and the receipt forwarded to the probation ofiicer is to be verified by that oificer. It is to be u^ed especially in cases of payment of family support where the probationer pays directly to his wife without availing himself of the agency of the probation ofiicer in making the transaction. In this way it is not necessary for the beneficiary to come to the court to receive the money from the probationer. Form 21. W To Be Kept By The Person.On Probation No. B. New York, , 191 tlbi0 (tcrttfi[C0 that I have this day received from — (Naineof pcnoa oo probatum) the sum of....- Dollars and.- Cents {$ ) in payment of family-support (or restitution). (Beneficiary'\ eign here /_, (Witnessed by*> ..- Form £1. t^- To Be Qlven Or Sent To The Probation Officer No. B. New York,..- , 191 ZTblS Certifies that l have this day received from (Name of penon on probation) the sum of — -^. — Dollars and Cents ($ ) in payment of family-support or restitution. Verified by Probation Officer (Beneficiary\ sign here /_ (Witnessed by)_ 100 Manual foe Peobation Offioees. Form 22. Probation Officer's Receipt. This blank is an indi- vidual receipt which corresponds in substance to the receipt found in form 20. It is to be kept by the probation officer and is to be signed by the beneficiary receiving the payment for family sup- port, restitution or reparation. Form 22. , New York, „ — , 19...,- - ReCilVed^ this day from Probation -Officer .. Dollars and Cents (t ), collected by said Probation Officer, pursuant to Court Order from -.. — ~- iNaini 0/ puMtianir.) for family-support or restitution or reparation. \ 'i"o\um, I PROBATION OFFICER KEEP THIS RECEIPT tSigned).... (Witness). Form 23. Pages for Loose-leaf Ledger Book. The ledger book is to be used for keeping the different ledger accounts of the proba- tioners in alphabetical order. (See Manual, § 86, for sample pages.) Form 23a. Loose-leaf Ledger Book. This book is referred to in the Manual, § 86, in connection with form 23. Form 24. Probation Officer's Cash Book. Sample pages of this book and a detailed description of its use are to be found under Manual, § 86. Form 25. Index of Juvenile Probationer. Form 25 is to be used as a reference card and is to Iw filed in alphabetical order. It contains iu detail the fundamental facts regarding the proba- tioner, together with his record, while on probation. Form 26. Index of Adult Probationer. Excepting that this form refers to adult cases only, it is in substance the same as form 25. Form 27. Index Juvenile Court. This form is similar to forms 25 and 26, with the exception that instead of having spaces to be filled in referring to the probationer's record while on probation, it provides a place to record the juvenile court and institutional record of the offender. 1 4> V & : N g S I M ^ .1 1 0) 1 S o 1 O I en c s > 13 1 o i s ■<-> o E ^ § M S "33 J3 ta ** 03 ■s o' & z 9 '2 ^ < o 1 o X « s S s rt M c o u 1 U i o 1 § 1 o g 1 CO o *H H 1 1 i >< CB ■3 1 1 Pi 1 X fU o g 1 G cq m to a> ^ 3 ^ M 1 6 M es g c 3 '« ^ & s ■S o i a ,« E o 6 \ c/} 1 ci; 1 • ^ ' ■ ' j ; ; QQ i * 1 i 1 ! p 0.W 01 l 1 p o o o a o O,' o H ->! ■; PQ O "2 g f i ■ a> H 3 i § o ; o u ^ : i o ^ : p 5 i < « f? 1 o 0$ a p •-> .3 P Pk d s ; : H i : i ^ i i g S o i ■ o a o| o ! ! I >-T H H i 1 o K w 1 s ill! ■g i a M 1 1 § c>>: otj o. o> oi ft 1 .* i n o o is ^ « u s gs 1 o I 102 Manual foe Probation Ofjicees. o 10 (3 s -J! m o 'Si ^ iCi;H» )Bui3tjo /a »ui} }o ;}9dj I-" 1 i ! I i 1 1 i 1 ii u 01 i s i Ok Hi § o 0) s 1 I a o i p 3 g 1 U 6 u o V g 1 Ok i 1 1 1 i Oi ^ - I 4 1 > Manual fob Peobation Officees. 103 1 o» 0) ^ ! ^, u oi u ■a = 1 T3 .S i : 1 ^ ■> .M : o ? '^ (A o £ •J tn 3 1 i c ^ o E o ]S) 0) ii o: L. o e .2 d Z S u t ^ ■£ 15 c _o 1 •S e e 1 1 8 1 1 ^ CO » c -:£ s u B : z 1 z ^ E « ^ o u ■0 Q£ o 1 i *= : O ; : o u 1 ! 4; E 1 3 : ■J : o ;• •a Z 1 £ h ! os 1 D 1 1 O 1 1 o >• ^ a ^ X 1 J la I HH I Z 0^ : Cd 1 i i > i D •-1 be < 1 X 1 : >. u Q 'e Z c o ; i2 HH V J Z c i i 1 'C "5. o o s Sf 1 1 S s 5 € M U b XjIuj J ru/i /io /o *w 1/ tv IflVJ c5 Mi!- 1 z o P o S — r ! j i ■ ! 1 1 ! 1 1 M M 1 M M 1 i i i 1 M MM ! 1 : 1 ' ' ' ' 'III < 1 1 ! i 1 1 1 1 ! 1 i i : i M 1 1 M i 1 M i M < Si- i 1 1 1 i ! 1 11 N z < S o u ! i I 1 1 ; i ! ! : 1 1 : j : ! i i i 1 ' ' 1 1 1 1 1 I i 1 i j ' M ■ 1 ■ 1 d z H Si o 1 i i i ! 1 i I'll:' 1 1 I i : 1 • 1 > i I I ' z a:: i i 1 i i ; ''','• i '• 1 i i i 1 ; 1 1 M i ! i i i i ! i i i 1 I ' 1 ill: 'I'll: Q u z o < a: fit: < H < o« Si SI i 1 =- ! =- 2; • Mil 1 j i ; 1 1 I i i i i i 1 104 Manual foe Peobation Offioebb. Form 28. Index of Convicted Adult. Porm 28 is similar to form, 2Y, except that it applies to adult oases instead of cases of children. Form 29. Probation Book. In the prohation book the different cases coming under tlie probation officer's oversight are to be recorded, arranged in chronological order. It makes provision for record of the date on which probation began, the name, ad- dress and age of the probationer; the charge against him, the court docket number and judge 'before vs^hom he was arraigned; the periods of probation, the payments he is required to make, the probation officer to whose oversight he has been assigned, and columns for miscellaneous remarks on results achieved. Form 29a. Pages for Probation Book. The Commission also furnishes separate pages similar to the pages in the probation book mentioned above, to Ibe Tised by officers who do not have a sufficient number of probationers to warrant the use of the large book, form 29. PROBATION E 500K CHRONOLOGICAL LIST Serial No. Probaliui Piobntloner Address Aje diarse Court, P«rt or District Docket No. JudEO Period, to End Period Chnged to End IV .ip . .19 ■ ,19 ■ ,19 ■ .19 ■ .to . .10 ■ .10 ■ ,ig .'0 ■ ,!9 ■ ,19 ■ ,19 ■ ,19 . ,19 . .19 ■ .'9 ■ ,19 . .19 ■ .10 . ,19 . .19 . ,19 .19 ■ .19 ■ ,19 ■ ,19 . ,19 • ,19 . .'9 ■ ,19 . .19 ■ ,19 . ,19 ■ .19 • .19 • No. Traa«f«rrMl to Othar PrabUlon Oftlcor I ''.''; Warrant lanuad Parlod BniliU Ofl- as- ML. a»- 02- JSl- Jfl- J^ dS- .19 .'0 .19 ,19 .212- .'9 .'9 ,10 ,19 ,19 ,'9 ,19 ,19 Flul Raaullt Manual fob Peobation Offioees. 105 o. 1 ''l S a 1 £• i ^ £ •a .a 1 •M o 1 1 g a y o l-t u J3 ^ •^ 5 1 a o iJ 1 ji: m ** V .3 S rt .» .a < S a 1 d .2 S ■S > a g *; .2 m o r^ "o i. .2 O OS u u > 01 B (3 w O 04 o 1 1 H ■^ 1 tJ 1 Q 1 < >, (A Q 1 1 1 H O 3 u _>. -H > 1 c nl 5 1 o 3 'm 1 J •a < <^ 1 1 § ■3 d S 3 .3 a M .a :3 a ■a 0} *j •o j= c/: b m :) 0;«3 ;d <;5lJ0 /O 3M i; (0 fpoj § g o id o H CO ■< I O =3 ; 1 1 e i i 1 j : i 1 i i j j 6 a 1 j 1 3 i ! 1 : 1 i i j i 1 < P < < J s ■ 0. 0* i i Ck s i 0. 0.: : 1 1 i ; : i 106 Manual foe Peobation Officees. Form 30. Probation Officer's Monthly Statistical Report to State Probation Commission. For detailed explanation of the use of this blank, see Manwal, § 90. Form 31. Bond for Adult Contributory Delinquency. Whenever a person is convicted of contributing to the delinquency of a child, as defined in the Penal Law, § 494, subdiv. 1, and sentence is suspended, the court may place the defendant on probation for a period of not more than one year provided that the court may cause the defendant to give a bond to the people of the State of New York, with or without sureties in a sum not to exceed $500. {Penal Law, § 494, subdiv. 3.) Manila Folder for Case Record. AH probation officers should use either a folder or envelope for filing purposes. The folders pro- vided by the Commission are of two sizes, as follows: Bill size measures 91/^ by 7% inches, and the letter size measures 11% by 9V2 inches. These are standard sizes made to fit filing cabinets. Folders may be obtained either from the Commis^ sion or from local dealers who sell office supplies. The use of the folder is described in the Manual, § 84. Volunteer Probation Officer's Report. This form is to be used by the chief probation offi.cer of courts where volunteers are used. It provides space for the names of the different volunteers, the number of cases received and discharged by each one, the number of investigations made, and the amount of money collected by each. § 84. Indexing and Filing Systems. The most convenient and practical way of preserving records is to file them in manila envelopes or folders, which in turn are kept in numerical or alpha)betical order in a filing cabinet or box. All records and papers concerning any one case should be placed in the same folder or envelope. In such folder or envelope may be filed not only the report of the preliminary investigation, the probation history, the monthly case reports, and the school, parent's and church reports, but also all letters, telegrams, newspaper clippings and any other material that refers to the case. At the top of the folder supplied by the Commission is a space for the number of the record. When a probation officer is not expecting to receive many persons on probation his folders or Manuai foe Peobation Officeep. 10'; "'^"^ ■ bond for adult contribntory delinquency (Penal Law, § 494) STATE OF NEW YORK ) [ss. County of ) Whereas an information has been laid before , the Judge of the Court of in the county of , charging , the defendant, with violating Section 494 of the Penal Law in that he has contributed to, or is responsible for, (Suit chorse ^n( such child(ren), which was the special cause of the above-mentioned investigation; and that during the period of adjournment or of probation, as the case may be, the defend- ant shall appear in court from time to time as may be ordered by the judge, and also, if the investigation has been adjourned, upon the adjourned date, and that if the defendant fails to comply with the above requirements we will pay the People of the State of New York DoUais. Dated this day Signed. - ,. of. 19^ 108 Manual foe Psobation Offioees. envelopes may be filed alphabetically, but if the number of caaes reacbea into the hundreds, they should be filed numerically ajcoord- iag to their case numbers. When the folders or envelopes are filed numerically it is best to have a card index to act as a guide to the folders or envelopes. When both the card index and the folders are used, the folders should be numbered consecutively according to the order in which the cases receive their numbers. After the folder is n,um.bered, the same number should be given to the index card which corre- sponds to the folder. § 85. Directions for Ordering Forms from the Commission. A. Order, if possible, at least one week in advance of the time the forms are desired. B. Probation officers who desire a supply of forms for general purposes are advised to inform the Commission of the approxi- mate number of cases of children, and the approximate number of cases of adults for which the forms are needed, and then to let the Commission determine the quantities of the different forms which shofuld be sent.* If a probation officer desires forms only for children's cases, or only for adult cases, he should so inform the Oommission. If the probation officer in- vestigates considerable numbers of caaes of persons who are not placed on probation he will likely need more of the forms for preliminary investigations (form 3 for children and form 4 for adults) than he would if the number of investigations corresponded approximately to the number of cases actually placed on probation under his oversight. Whenever such a probation officer orders forms he should state the extra number of these forms which should be sent. * For instance, if a probation officer receives 25 children on probation for periods averaging six months each, he would need 25 copies of form 11. If he reports to the court on each case monthly, he would require as many monthly case report forms (form 8) as the number of cases (25), multiplied by the average length of each probationary period measured in months (ft), which would equal 150 monthly case report forms. If the probation officer receives weekly reports from teachers concerning, say 15 of the 25 children, he would require as many weekly school report forms (form 5) as would equal the number of cases (15), multiplied by the length of the probationary periods in weeks (26), which would equal 390 weekly school reports. If in 10 of the cases the officer requests a written report each week from parents, and a report each month from clergymen, he would need by a similar computation, 260 copies of form 6 (parents' report), and 60 of form 7 (church record). Manual foe Probation Offioees. 109 0. If an order includes the manila folders, indicate tlie size desired. The bill size measures 9^ by 7% inches; the letter size measures 11% by 9% inches. D. If a probation officer prefers to designate the quantity of each form which he desires, he should — 1. Indicate each form by its number. 2. Order in a quantity not to exceed the needs for six months. See that the relative quantities of the different forms ordered, correspond to the relative quantities which will be needed. E. The following style of order is suggested for use in re- questing the State Prolbatian Commission to supply forms: " State Peobation Commission, Amant, N. Y. Dear Sirs: — Please send me enough forms for use in 25 cases of juvenile probationers and 50 cases of adult probationers, eatfh person being on pro- bation for an average period of one year. Since I investigate cases which are not placed on probation, please send me 25 extra copies of form 3, and 40 extra copies of form 4. Yours very truly, A B , Prohation Officer." § 86. Accounts of DVEoueys Collected and Disbursed by Probation Officers. Probation officers are required to keep accurate and com- plete accounts of all moneys collected from probationers in fines, restitution, reparation and payments for family support, or in any other form; to give receipts therefor, and to make at least a monthly return thereof. (Criminal Code, § 11-a, subdiv. 2.) It is a misdemeanor for any probation officer to falsify any account or wilfully omit or refuse to pay to the proper officer or authority, empowered to demand and receive the same, any money received by him by virtue of his office. (Penal Law, §§ 1865, 1866.) AH moneys collected by probation ofl&cers in fines should be paid as early as possible to the clerk of the court. All moneys collected by probation officers from probationers in restitution or reparation should be paid as early as possible to the injured party for whom such restitution or reparation is intended. All moneys collected by probation officers from probationers for faanily support should be paid by the probation officer as early as pos- sible to the probationer's wife or some other member of the family or some other person properly authorized to receive such money. Probation officers should give a receipt for each sum of money received and they should them- 110 Manual foh Probation Officees. selves secure a receipt for each sum of money which they disburse. For this purpose either a simple receipt blank or the receipt blanks furnished by the State Probation Commission may be used. It is inadvisable for probation officers to keep the savings of probationers. All moneys collected from probationers and not paid at once to the bene- fioiaries, should be kept separate and apart from the probation officer's own money. It is desirable for each probation officer to have a special bank account for moneys collected from probationers and to make his payments to the beneficiaries through checks. Tliis method prevents any misappropria- tion of funds which might otherwise occur through carelessness and is an aid in auditing the accounts. Furthermore, the checks which a probation officer issues act as receipts. The accounts which a probation officer keeps of the payments made by probationers and of the disbursements of such moneys by the probation officer should be as simple as possible and admit of easy audit. If a pro- bation officer receives payments from not over half a dozen probationers, he will need to keep only a ledger account, but if he receives payments from, more than that number he should keep both a ledger and a cashbook. In the ledger can be kept the accounts of each probationer separately, while in the cashbook are entered all receipts and disbursments in their respective chrono- logical orders. In starting a cashbook, a probation officer should enter all receipts on the left hand pages and all disbursements on the right hand pages. If a pro- bation officer receives moneys from probationers in payment of family sup- port, fines and restitution, it will facilitate his bookkeeping if he has four parallel columns on each page of the cashbook, one column for each of these items and the fourth column for the total. Facing this page are specimen pages from a cashbook. Referring to the page of the cash book on which receipts are entered, it will be seen that the left-hand column is for the entering of the date of the payment by the probationer; the next column is for entering the page of the ledlger in vehich the payment is subsequently posted; the next column is for entering the name of the probationer to whose account the payment is to be credited; the next column is for entering the name of the person actually making the payment in case the probationer does not make the payment himself; the next column is for entering the amount paid for family support; the next column Is for entering- the amount paifl on a fine; the next column is for entering the amount paid for either resti- tution or reparation, and the last column is for entering the total amount of the payment which will generally be a repetition of the amount in one of the three preceding columns. Although this last column apparently re- quires extra work in entering the payments a second time it really saves time in the end for it facilitates the balancing of accounts. Referring to the page of the cash book devoted to disbursements or ex- penditures, it will be seen that the columns correspond with those on the receipt side, except that in the third column are entered the names of the persons to whom the probation officer pays the money. If a payment by a probationer is paid by the probationer officer to the probationer's wife, it is necessary to enter on the disbursement side in the proper column the name of the wife. If the payment by the probationer is in payment of a fine, the money should be paid by the probation officer to the clerk of the Form 24 CASH BOOK-RECEIPTS Date Leaeor Account Mo. Account of rproballontr) Received from Receipt no. Family Siiiprort FlllM Rcsniullon Totals m3 . Amounts brout^tit forward f - ^ -_ ^,ir- ■J^ ■2-0 / ( ^f^^/t. l^rr^^ZZ^ 'T^i^r ^ -_ -.4 -_ / -^■^ /•2-2^ . TW^^Cfc^ 'Y^>-^^..t>'n^ ^ ^:?^^Ay' /H^ttC't-i--!^ i^^/^ / 2 ^ / z Sc W /y*' 'y^^^^.^^J vi-^.^>.>-a«*^ fi^To ^ 3 _ Amounts to be carried forward CASH BOOK-DISBURSEMENTS Date Ledfcr Account Account ol IFrobationar) Faid to Cliccit No. FamllT ' Support Fines lestltudOD ReparattOD -1 — r ■ ■ Totals /^/■J> .'.,/ =^^ pj^/ f /^'-5'C-*'?/t-^^,-e:^»»<2-< //^2^-Z^ _ X -51 V /X.S y^/f^,^1 -^ Manual foe Probation Officers. 113 or by themselves. Usually this requires simply the entry on a loose-leaf page, a card or in a hook, of the dates, items and ac- counts of their expenses in chronological order. If a probation of&cor's expenses are sufficiently varied and the number of items are sufficiently large, it may be advisable to use a parallel column system of keepiag accounts of the expenses. Above one column have carfare, another column for postage, stationery and other office expenses, etc. § 88. Accounts of Relief. Probation officers should also keep accounts of all relief expended or furnished by them for the benefit of defendants or probationers. Since any money spent by the probation officer for relief will come largely, if not wholly, from private sources, the accounts should show the source from which it is obtained. The account should also show the name of the defendant or probationer receiving the relief and should indi- cate the purpose for which it was given, as, for food, clothing, rent, transportation, medicine, tools, etc. § 89. Reports to the Commission of Appointments, Resignations and Removals of Probation Officers. A copy of each order of ap- pointment of a probation officer must be filed with the State Pro- bation Commission. (Crimmal Code, § 11-a. See Manual, § 4.) The state Probation Commission, upon receiving notice of the appointment of a probation officer, sends the officer a special report blank on whioh he is required to give the Commission further information concerning his appointment. The Commission would be pleased to receive notification of any resigna- tions or removals of probation officers. § 90. Probation Officers' Monthly Statistical Reports to the Com- mission; Directions Concerning Their Use. The Commission re- quires probation officers to send it monthly statistical reports con- cerning their work. For this purpose it suplies them with a statistical report blank each month. Each probation officer is requested to mail such report to the Commission on or before the 5th day of each month. Facing the following page is a copy of the blank which is now in use for this purpose, showing in detail the way in which it should be prepared. In making out a monthly statistical report a probation officer should first refer to his report for the preceding month, in order to learn the exact number of boys, girls, men and women reported as remaining under his 114 Manual foe Probation Officees. probationary oversight at the close of that month. This information will be found opposite the item under "A — General Statistics," and numbered "VI." After finding the figures opposite this item ("A — ^VI") in the pre- ceding monthly statistical report, the probation officer should copy them in the space opposite "A — I " on the report blank which he is about to fill out. (In other words, the number of cases remaining under a probation officer's oversight at the close of any month is also the number continued under his oversight into the next month. Therefore the figures opposite "A— I '■ in a report should always be the same as those opposite ' A — VI " in the report for the preceding month.) The probation officer should next enter in the spaces opposite "A — II " the numbers of persons placed under his prdbationary oversight during the month for which he is reporting. The cases reported opposite "A — II " should not include any transferred from other probation officers. Those received during the month on transfer from other officers should be entered opposite "A — III," and the name and court address of the officer from whom the cases were received should be written in the margin opposite "A — III." Probation officers are not supposed to include in their reports any statis- tics concerning cases of " unofficial probation," unsupervised suspended sen- tence, or parole. The totals of "A — I, II, and III " should equal the totals opposite "A — IV." The total of "A — IV " in turn should equal the total of "A — V," ( number passed from probation, plus) "A — ^VI," number remaining on probation at end of month. Under " B — Classification of Oflfenses," the probation officer should report the charges or offenses of only those cases which were placed under his probationary oversight during the month directly by the court. Cases re- ceived on transfer from other probation officers should not be reported under " B." The total number of cases reported under " B " should equal the number reported above under "A — II." The total number of cases reported under " C " should equal the number of cases reported under "A — ^V." In filling in the number of persons discharged with improvement, probation officers should be careful to include only those in whose cases a marked improvement is noticeable. If the probation officer has performed his work carefully and faithfully by inquiring into the conduct and habits of the pro- bationer while on probation he will be able in most cases to determine whether there has been improvement or not. In making this judgment the probation officer should, first, consider whether the probationer has ful- filled all of the terms and conditions of his probation or not; second, what his habits and associations have been since being placed on probation; third, how regular he has been in making reports to the probation officer or to the court, if he has been required to do so. Under " D — Number of Defendants Investigated " should be included only such cases as were investigated at the request of or with the consent of the court or magistrate before the defendants were discharged, placed on probation, or otherwise sentenced. All investigations, visits and inquiries concerning each separate defendant should be reported as one defendant in- vestigated. Investigations concerning a probationer after he is placed on probation should not be reported here. form 30. To be filled out in ink and mailed to the State Probation Commission, the Capitol, Albany, New York, on or before the 5th day of the following month Probation Officer's Monthly Statistical Report The report below Is a correct report of my work as probation oiScer ia *>^t^^^t~^^^<^'ii-<^*-'c^^.'mrt ai,>i^^J--C^i^ -N. Y, daring the month ofL Court of. ,.N. y., Court of... — N. Y.. iCiltS.=C^— ..iS'^O JUVEMlE OFFENDERS (Under 16 years of age at time of conviction) A. General Statistics I. Number continued under my probation- ary oversight from preceding month II. Number placed under my probationary oversight this month, exclusive of those transferred from other probation officers. III. Number received this month on transfer from other probation officers, presumably either for remamder of probation peri xi, or.if temporarily, for more than one monVh. IV. Total of I, ir and III V. Number passed from my probationary oversight during this month VI. Number remaining under my probation- ary oversight at close of this month {Slwuld equal IV minus V) jt»« Classiflcatlon of Offenses of Juveniles Placed on Probation nnder 9Ee During the Uontlx Assault Burglary or robbery Disorderly or ungovernable child. . . Improper guardianship Larceny or kindred offenses Malicious mischief, breach of peace, or dis- orderly conduct Truancy (including prosecution for truancy under charge of vagrancy) Violation of local ordinances not included above .' Boys //...... ..Z. Z.^. ^z^. -? ..^... .3... ..../... Other misdemeanors . (Note — Chap. 478, Lawa of 1900, amending §2186, of the Penal Law. provides that Juvenile offenders, with certain exceptions shall be convicted not of a crime but of juvenile delinquency. TTie classification above is intended to show the nature of the delinquency.) Total {Should equal A.-IT above) 0. Classification of Juveniles Passed from My Probationary Oversight During the Month 1. Completed probationary period and dis- charged with improvement 2. Completed probationary period and dis- charged without improvement 3. Re-arrested and committed 4. Transferred to other probation officers. . . . 5. Removed to other localities with per- mission of court or probation officer 6. Absconded or lost from oversight 8. Total {Should equal J^-V above). J3. Number Defendants Investigated at Re- quest of* or with Consent of* Court Before Being Placed on Probation, Otherwise Sentenced or Discharged. . . . Girls ^^ .-^S.. ^^ A^ Total juvenilbs '^f- ......A2_ ,../_ ADULT OFFENDERS (Sixteen years of age or older at time of conviction) ^. {General Statistics 1. Number continued under my probation- ary oversight from preceding month Men .-Z61. ^^ .J.. ./.a.. z. z^. J^ ..J.. J... -^ J... II. Number placed under my probationary oversight this month, exclusive of those .transferred from other probation officers. in. Number received this month on transfer from other probation officefs, presumably either for remainder of probation period, or, if temporarily , for more than one month. IV. Total of I, II and III y. Number passed from my probationary oversight during this month VI. Number remaining under ray probation- ary oversight at close of this month (Should equal IV minus V) ...2^ Z£... S. Classification of Offenses of Adults Placed on Probation under M^ During the Month MISDEMEANOUS AND LESSER OFFENSES. Assault, third degree Disorderly conduct (except soliciting and kindred crimes against sexual morality), breach of peace or malicious mischief. . . . 3__ / Non-support Petit larceny or kindred offenses Prostitution, soliciting, or kindred offenses. Public intoxication Violation of local ordinances not included above Other misdemeanors and lesser offenses. FELONIES Assault Burglary . A3 / ^.. /^^ Forgery Grand larceny Other felonies Total (SliculJ equal A.-II above). Q^ Classification of Adults Passed f^om My Probationary Oversight During the Month I. Completed probationary period and dis- charged with improvement -Z^. ..Or. ^ r 3 ..^. Wom'n ./..^. 4^ /.r... -u&~ ./s3. _/ 3 ^^ ..Z(2 3. Completed probationary period and dis- charged without improvement 3. Re-arrested and committed , 4. Transferred to other probation officers. . . . • -75' ^.aS'-^^^'-^^^z^^^f-^^ 5. Removed to other localities witn permis- sion of court or probation officer ,. . 6. Absconded or lost from oversight 7.