CORNELL LAW LIBRARY rsi ((orttfll Slam irJionl IHihtarg DATE DUE . ■ y II tH» itm' jipjdiii^ ( fWiiiip i» - 1 CAVUORO miNTKDINU.m.A. Cornell University Library The original of tiiis book is in tine Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924064833472 A TEEATISE ON ATTORNEYS AT LAW BY EDWARD M. THORNTON In Two Volumes VOLUME II NORTHPORT, LONG ISLAND, N. Y. EDWARD THOMPSON COMPANY 1914 COPYRIGHT, [9t4, BY EDWARD THOMPSON COMPAJiry ATTORNEYS AT LAW VOLUME II CHAPTEK XVII. ADVICE OP COUNSEL. In General. § 365. Scope of Chapter. 366. In Civil Actions Generally. 367. In Proceedings Charging Violation of Law. 368. In Proceedings for Contempt. In Actions for Malicious Prosecution. 369. General Rule. 370. Reason of Rule. 371. Whether Advice of Counsel Shows Absence of Malice, or Existence of Probable Cause. 372. Bona Fides in Seeking and Acting upon Advice. 373. Requisite Statement of Facts. 374. Necessity of Exercising Diligence to Discover Facta. 375. Requisites as to Advice Received. 376. Qualification of Attorney Consulted. 377. Advice of Prosecuting Attorney. 378. Advice of Persons Other than Attorneys. In General. § 365. Scope of Chapter. — This chapter is confined to a dis- cussion of the principles governing the advice of counsel as a de- fense generally. Elsewhere consideration has been given to the duty of an attorney to advise and inform his client ^ fairly, hon- estly, and disinterestedly ; ^ and to his liability for negligence in ISee supra, § 155. SSee supra, §§ 152-163. Attys. at L. Vol. II. — 40. 625 626 ADVICE OF COUNSEL. [§ 366 this respect.' The effect of the opinion of an attorney-general as a defense for the acts of public officials will be considered hereafter.* § 366. In Civil Actions Generally. — It has been stated here- tofore that the client is responsible to third persons for the au- thorized acts of his attorney/ whose negligence while acting within the scope of his authority will be imputed to the client; thus no relief will be extended to one against whom a default judgment has been entered because of the negligence of counsel.^ So, the advice of counsel will not constitute a defense for the client's torts.'' But where the client is charged with malice, the fact that he acted in good faith upon the advice of counsel may be shown in rebuttal thereof,* and in mitigation of exemplary damages ; ® such evidence, however, is not received in bar of the action,^" or in mitigation of actual damages. ^^ It has also been held that the advice of counsel, sought and given in good faith, should be received for the purpose of showing that persons serving in a representative capacity acted honestly thereon; as where trustees were charged with having erred in judgment, or in a matter of law.^* So, also, the fact that a sheriff acted in good faith upon the advice of his counsel, in proceeding under a writ of fieri facias, 8 See supra, § 315. Charles City Plow, etc., Co. v. Jones, 4 See infra, § 728. 73 Iowa 235, 32 N. W. 280. sSee supra, §§ 303-304. 9 Chambers v. Upton, 34 Fed. 473; 6 See supra, § 318. See also Ames- Gramling-Spaulding Co. v. Parker, 3 toy Estate Co. v. Los Angeles, 5 Cal. Ala. App. 325, 57 So. 54; Coc]irane App. 273, 90 Pac. 42; Winchester v. „. Tuttle, 75 111. 361; Eaver v. Web- Grosvenor, 48 111. 517; Lowe v. Ham- ^t^j., 3 Iowa 502, 66 Am. Dec. 96; ilton, 132 Ind. 406, 31 N. E. 1117; n ■„ * j .. t 4: mr ivj' oof. E. 467, 31 Am. St. Rep. 555, esc- 97 App. Div. 218, 89 N. Y. S. 823. plaining Olmstead v. Partridge, 16 CHAPTER XVIII. CHAMPERTY, BARRATRY, AND MAINTENANCE. Definitions and Distinctions. 379. Champerty Defined. 380. Barratry Defined. 381. Maintenance Defined. 382. Terms Distinguished. Origin, Purpose, and Adoption of English Laws. 383. Origin. 384. Purpose. 385. Adoption of English Laws in United States. As Affecting Contracts for Compensation. 386. Contingent Fees. 387. In Suits to Recover Land. 388. Contracting for Part of Recovery Distinguished from Creating In- debtedness for Fees. 389. Agreement to Pay Costs or Expenses. 390. Contracts Forbidding Settlement by Client. 391. Contracts Entered into after Final Judgment. 392. Presentation of Claims against Government. 393. Aiding Poor Persons. 394. Recovery on Quantum Meruit for Services Rendered under Champer- tous Contract. Purchase of Litigious Rights. 395. Generally. 396. Under Statutes. 397. In New York. Ghampertous Agreement as Defense to Action. 398. General Rule. 399. Rule in Wisconsin. 652 § 379] CHAMPEETT, BAKEATET, AND MAINTENANCE. 653 Definitions and Distinctions. § 379. Champerty Defined. — Champerty consists of an un- lawful agreement to prosecute litigation for another in consider- ation of receiving the whole, or a part of, or an interest in, the subject-matter of the litigation.* To be champertous, the agree- ment must stipulate for the prosecution or defense of a suit. An agreement which does not so provide may be fraudulent; or, for some other reason, it may be illegal; but it cannot be champer- tous.* It is quite generally conceded that champerty consists of three elements: (1) the absence of any other interest in the case on the part of the champertor than that arising from his champer- tous contract; * (2) the assumption by the champertor of all ex- penses in conducting the case; * (3) a previous agreement for his 1 England. — Stanley v. Jones, 7 Bing. 369, 20 E. C. L. 165, 4 Bl. Com. 135. Alabama. — Price v. Carney, 75 Ala. 546. District of Columbia. — Stanton v. Haskin, 1 MacArthur 558, 29 Am. Eep. 612. Georgia. — Ellis v. Smith, 112 Ga. 480, 37 S. E. 739. Michigan. — Backus v. Byron, 4 Mich. 535. Jiebraska. — Omaha k E,. V. B,. Co. V. Brady, 39 Neb. 27, 57 N. W. 767. OAio.— Weakly v. Hall, 13 Ohio 167, 42 Am. Dec. 194. Champerty is a species of mainte- nance or a bargain with plaintifif to divide property sued for, if they pre- vail at law; whereupon the champer- tor is to carry on the suit at his own expense (quoting 2 Words and Phrases, 1047). In re Evans, (Utah) 130 Pac. 217. "Champerty" at common law con- sisted in supporting or maintaining a, suit for some one else in considera- tion of agreement to have a part of the thing in dispute, or some profit out of the result of the litigation, or an agreement to divide the receipts from the suit or action. Merchants' Protective Ass'n v. Jacobsen, 22 Idaho 636, 127 Pac. 315. 2 Burnham v. Heselton, 84 Me. 578, 24 Atl. 955; Moody v. Harper, 38 Miss. 599. Compare Bust v. Larue, 4 Litt. (Ky.) 411, 14 Am. Dec. 172. 3Belding v. Smythe, 138 Mass. 530; Hadlock v. Brooks, 178 Mass. 425, 59 N. E. 1009 ; Reece v. Kyle, 49 Ohio St. 475, 31 N. E. 747, 16 L.R.A. 723; Pittsburg, C. C. & St. L. E. Co. V. Volkert, 58 Ohio St. 362, 50 N. E. 924; Lewis v. Broun, 36 W. Va. 1, 14 S. E. 444. 4 Moses V. Bagley, 55 Ga. 283 ; Tor- rence v. Shedd, 112 111. 466; Brush v. Carbondale, 229 111. 144, 11 Ann. Cas. 121, 82 N. E. 252; Moody v. Harper, 38 Miss. 599; Eeece v. Kyle, 49 Ohio St. 475, 31 N. E. 747, 16 L.R.A. 723; Pittsburg, C. C. & St. L. E. Co. v. Vol- kert, 58 Ohio St. 362, 50 N. E. 924. The statute de defimtio consp. (33 Edw. I, stat. 2) declared that: "Champerters be they who move pleas or suits, or cause them to be moved 654 CHAMPERTY, BAEEATEY, AND MAINTENANCE. [§ 380 remuneration from the proceeds of the suit.* The gist of the of- fense consists in the mode of compensation.' The corrupting ele- ment of the contract is its tendency to foment or protract litiga- tion; its dependency for its value upon the termination of suits; and its introduction, to control and manage them, of parties with- out other right or interest than such as is derived from the con- tract.'' § 380. Barratry Defined. — Blackstone defines common bar- ratry to be the offense of frequently exciting and stirring up suits and quarrels between his majesty's subjects, either at law or other- wise.' This offense is still recognized in some jurisdictions in this country ; thus, without defining it, a penalty is provided there- for in Pennsylvania.^ So, in some jurisdictions, laws of a simi- lar nature have been enacted with a view of preventing the stirring up of a litigation by attorneys."" Thus an Illinois statute pro- vides that if any person shall ofiicially intermeddle in any suit at common law or chancery that in nowise belongs to or concerns such person, by maintaining or assisting either party, with money or otherwise, to prosecute or defend such suit with a view to promote litigation, he shall be deemed guilty of maintenance, and upon conviction thereof shall be fined and punished as in cases of com- mon barratry.^* It has been held that this statute was not violated by a contract on the part of a citizen with a city to pay all costs in by their own procurement, or by oth- Y.) 311; Merritt v. Lambert, 10 ers, and sue at their proper costs, to Paige (N. Y.) 352; Pittsburg, C. C. have part of the land in variance, or & St. L. R. Co. v. Volkert, 58 Ohio part of the gains." 5 Com. Dig., p. St. 362, 50 N. E. 924; Weedon r. Wal- 16. ' lace, Meigs (Tenn.) 286; Martin v. BTorrence v. Shedd, 112 111. 466; Veeder, 20 Wis. 466. Brush V. Carbondale, 229 111. 144, 11 6 Sedgwick v. Stanton, 14 N. Y. Ann. Gas. 121, 82 N. E. 252; Donald- 289. son V. Eaton, 136 Iowa 650, 114 N. W. T Price v. Carney, 75 Ala. 546. 19, 125 Am. St. Rep. 275, 14 L.R.A. 8 4 Bl. Com. 134. (N.S.) 1168; Hadlock v. Brooks, 178 9 Act of March 31, 1860, P. L. 382, Mass. 425, 59 N. E. 1009; Backus v. § 9, P. & L. Dig. of Laws (1st ed.) p. Byron, 4 Mich. 535 ; Omaha & R. V. 1118, § 47. R. Co. V. Brady, 39 Neb. 27, 57 N. W. V> See infra, §§ 395-397. 767; Wallis v. Loubat, 2 Denio (N. " Brush i>. Carbondale, 229 111. 144, Y.) 607; In re Blealdey, 5 Paige (N. 11 Ann. Gas. 121, 82 N. E. 252. § 381] CHAMPERTY, BAEEATEY, AND MAINTENANCE. 655 a suit which the city is prosecuting to test the validity of certain laws, providing the city will carry the suit to a final hearing in the Supreme Court.'* So, under an old Ohio statute, the encourag- ing, exciting, and stirring up of any suit, quarrel or controversy, between two or more persons, by certain named officers, including attorneys and counselors at law, with intent to injure such persons, was made an offense punishable by a fine, and liability to the party injured in treble damages.*^ A Wisconsin statute provides that "any person who, for vexation and trouble, shall cause or pro- cure any civil action or proceeding before any court or magistrate to be instituted or carried on in the name of any other' person, without the consent of such person or where there is no such per- son known, shall be punished by imprisonment in the county jail not more than six months, and be liable to pay to any party in- jured by such civil action or proceeding treble the damages that he may have suffered thereby." ** A contract between an attorney and one not an attorney that the latter shall, in consideration of part of the fee to be collected, procure the employment of the for- mer by a third person for the prosecution of a suit, is void as against public policy, independent of statutes prohibiting it, though the non-attorney and the third person be relatives.'* § 381. Maintenance Defined. — Maintenance is defined to be an officious intermeddling in a suit in which one is not lawfully in- terested, by maintaining or assisting either party, with money or otherwise, to prosecute or defend it ; and it is held to be an offense against public justice, as it keeps alive strife and contention, and perverts the remedial process of the law into an engine of oppres- sion.'* It has been recently held that an agreement to maintain 12 BrUBh V. Carbondale, 229 111. 144, Massachusetts. — Manning -o. 11 Ann. Cas. 121, 82 N. E. 252. Sprague, 148 Mass. 18, 18 N. E. 673, 13 Reece v. Kyle, 49 Ohio St. 475, ^2 Am. St. Rep. 508, 1 L.R.A. 516. 31 N. E. 747 16 L.R.A. 723. Missouri. — Breeden v. Frankford "See § 4469 Wis. Stats. (1898). Marine Ace. & Plate Glass Ins. Co., 220 Mo. 327, 119 S. W. 576. 15 Ford V. Munroe, (Tex.) 144 S. New Hampshire.— Jordan v. GUlen, 'W. 349. 44]Sr. H. 424. 18 Indiana. — Quigley r. Thompson, New Yorlc. — Sedgwick v. Stanton, 53 Ind. 317. 14 N. Y. 289. 656 OHAMPEETY, BAEEATEY, AND MAINTENANCE. [§ 382 an action made for motives of gain is champertous, even though be- tween relations.*'' But a contract whereby children advance to their mother the expenses of her action for damages for the wrong- ful death of her son, upon her agreement to share equally with them any amount recovered, is not one of champerty or mainte- nance.** By the Roman law, it was a species of the crimen falsi to enter into any confederacy, or to do any other act, to support an- other's lawsuit, by money, witnesses, or patronage.'^ It was con- ceded, however, that a man might maintain the suit of his near kinsman, servant, or poor neighbor, out of charity and compassion, with impunity.^" Thus it has been said by a learned jurist that "if a man were to see a poor person in the street, oppressed and abused, and without the means of obtaining redress, and furnished him with money, or employed an attorney to obtain redress for his wrongs, it would require a very strong argument to convince me that that man could be said to be stirring up strife and litigation, and to be guilty of the crime of maintenance." * § 382. Terms Distinguished. — Common barratry, cham- perty, and maintenance are all offenses of a kindred nature, the evils of which are the promotion of unjust, vexatious, or need- less lawsuits, and of a litigious and quarrelsome spirit, and the obstruction and contamination of the fountains and channels of justice, and, as such, they are considered to be crimes against pub- lic order, peace, and morality.^ Champerty differs from mainte- nance, however, in this: that in the latter the person assisting a suitor is to receive no part of the benefits resulting from the ac- tion, while in the former he agrees to assist in the prosecution of the suit, and, as a consideration therefor, to share subsequently in OTmo.— Eeece v. Kyle, 49 Ohio St. 20 4 Bl. Com. 134. 475, 31 N. E. 747, 16 L.E.A. 723. l Jordan v. Gillen, 44 N. H. 424, Tennessee. — Sherley v. Riggs, 11 following Findon v. Parker, 11 M. & Humph. 53. W. (Eng.) 675. "Taylor v. Perkins, (Mo.) 157 S. a Benedict v. Stuart, 23 Barb. (N. W. 122. Y.) 420. See also Breeden u. Frank- is Anderson v. Anderson, 12 Ga. ford Marine Ace. & Plate Glass Ins. App. 706, 78 S. E. 271. Co., 220 Mo. 327, 119 S. W. 576. 19 Quigley v. Thompson, 53 Ind. 317. § 383] CHAMPEETY, BAEEATEY, AND MAINTENANCK 657 the possible fruits or proceeds of the litigation ; * but the gist of the offense is the same in each, the difference being only in the mode of compensation.* Origin, Purpose, and Adoption of English Laws. § 383. Origin. — The origin of prohibitory measures against champerty, barratry, and maintenance, is traceable to the early common law, under which it was held to be an offense against pub- lic justice for any man to aid or assist another in litigation. This principle is known to have existed about the close of the eleventh century, when the Iforman conqueror, having subjugated the country, and despoiled the natives of their property, divided all the lands in the kingdom into sixty thousand knight's fees, and distributed them among his followers. The principle was well adapted to the occasion. Indeed, it was appropriate during the whole period that the violence and injustice of the feudal system prevailed.' Later the common law was adopted and enlarged by acts of Parliament commencing with the statute of Westminster (1 ch. 28), and ending with 32 Henry VIII (ch. 9).® It was in 1538 that Henry VIII completed the suppression of the monas- teries in England and proceeded to escheat their estates and grant them to his courtiers and parasites. In 1540 he suppressed the order of the Knights of Malta and seized and dispossessed them of 8 Quigley v. Thompson, 53 Ind. 317 ; "No minister of the king shall main- Backus V. Byron, 4 Mich. 535; Bree- tain pleas, suits or matters depend- den I'. Frankford Marine Ace. & Plate ing of the king's courts for lands, Glass Ins. Co., 220 Mo. 327, 119 S. tenements or other things, for to W. 576. have part thereof, or other profit by * Manning v. Sprague, 148 Mass. covenant made, and he that doth so, 18, 18 N. E. 673, 12 Am. St. Rep. shall be punished at the king's pleas- 508, 1 L.E.A. 516; Breeden v. Frank- ure." 5 Com. Dig. 16, Maintenance, ford Marine Ace. & Plate Glass Ins. By 2 Stat. Westm., ch. 49, 13 Co., 220 Mo, 327, 119 S. W. 576. Edw. I, the chancellor, treasurer, 5 Lytle V. State, 17 Ark. 608. And justices, the king's counsel, clerks in see the argument of counsel in Key v. chancery and of the exchequer, and Vattier, 1 Ohio 132. other officials named, were forbidden 6 Lytle V. State, 17 Ark. 608; Sedg- to purchase, or to take by gift, lands wick V. Stanton, 14 N. Y. 289. or other matter in suit, pendente lite. The terms of the first statute were : 5 Com. Dig. 18. Attys. at L. Vol. II. — 42. 658 CHAMPEETY, BAEEATEY, AND MAINTENANCE. [§ 383 their estates and revenues. Here was another urgent occasion for strengthening the arm of violence and vsrong in possession, against right and justice dispossessed. And accordingly in this very year (32 Hen. VIII, ch. 9) we find Parliament enacting and confirm- ing the statutes against maintenance and champerty, and declaring it unlawful to purchase any estate unless the vendor or the person under whom he claimed had been in possession within one year preceding the purchase.'' These statutes had their foundation in the existence of a class of nobles who, by their great power and infiuence, were able to overawe the courts and pervert the course of justice.' Thus one statute recites that "many persons having true title to lands, &c., were wrongfully delayed by means that the defendants did make gifts and feofments of their lands in debate, and of their goods, to great men, against whom the pursuants durst not make their pursuits, &c." ' From these statutes, and the com- mon law of which they were held to be afiirmative, jurists imbibed their ideas of champerty. The courts of justice decided that it was unlawful for a master to pay counsel out of his own money, or to speak at the bar, for his servant. It was even decided to be im- lawful for a friend, without compensation, to prosecute the busi- ness of a widow in settling her deceased husband's affairs. And these decisions made no distinction whether the aid was afforded in support of right and justice, or in the furtherance of unfound- ed and vexatious litigation.^" It is curious to see how the doctrine of maintenance has, from time to time, been received at West- minster Hall. At one time not only he who had laid out money to assist another in his cause, but he who, by his friendship or in- terest, saved him an expense that he otherwise would be put to, was held to be guilty of maintenance. Everyone who officiously gave evidence was deemed guilty of maintenance, so that he must have had a subpoena or suppressed the truth. That such a doc- trine, repugnant to every feeling of the human heart, should be laid aside was to be expected.^* And the entire doctrine of main- T See argument of counsel in Key v. 10 See argument of counsel in Key Vattier, 1 Ohio 132. v. Vattier, 1 Ohio 332. See also 5 8 Sedgwick v. Stanton, 14 N. Y. Cora. Dig. 16 ; Dyer, 355, B. 289. "Master i'. Miller, 4 T. R. (Eng.) 9 1 Richard II. (ch. 9). 340; Lytle v. State, 17 Ark. 608; § 384] CHAMPERTY, BAKEATBY, AND MAINTENANCE. 659 tenance, for reasons, doubtless, then existing, was carried so far as to render it hazardous for any one, not employed profession- ally, in any manner to aid or encourage another in the legal vin- dication of a right. In more modern times, the doctrine of main- tenance has, even in England, become essentially modified, and adapted to a better civilization. In the United States, generally, it is regulated by statute ; and, v^here not so regulated, is received with material modifications.^^ § 384. Purpose. — The general purpose of the laws against champerty, maintenance, and barratry, is to prevent ofiicious in- termeddlers from stirring up strife and contention by vexatious or speculative litigation, which would disturb the peace of society, lead to corrupt practices, and pervert the remedial process of the iaw.'^ This view is not peculiar to our common law. The Roman law animadverted with equal severity on this class of men and their practices.^* The old English books abound in denunciations against champerty. Coke calls it'the most odious species of main- tenance. Blackstone informs us that the practice is greatly ab- horred by the law of England, and describes those who engage in it as the pests of civil society, referring at the same time to the severities inflicted upon champertors by the Roman law, in sup- port of his own assertions.*' Thus, it is said to be unlawful main- tenance to assist another with money to carry on his suit, as by retaining counsel for him, or otherwise aiding him in defraying the expense thereof, or by friendship or interest to save such ex- pense when it would otherwise be incurred, or to give any public countenance to another in support of his suit. Such was the gen- eral doctrine of maintenance at an early period in the history of the English law, when it was not unusual for men to enter into Newkirk v. Cone, 18 111. 449; Reeee v. v. Johnson, 69 Minn. 488, 72 N. W. Kyle, 49 Ohio St. 475, 31 N. E. 747, 563; Dent v. Arthur, 156 Mo. App. 16 L.R.A. 723. 472, 137 S. W. 285. l2Newkirk i. Cone, 18 111. 449; "See Huber v. Johnson, 68 Minn. Sedgwick V. Stanton, 14 N. Y. 289. 74, 70 N. W. 806, 64 Am. St. Rep. 456. 13 Huber v. Johnson, 68 Minn. 74, 16 4 Bl. Com. 135, 136. And see 70 N. W. 806, 64 Am. St. Rep. 456; also the argument of counsel in Key Gammons v. Johnson, 76 Minn. 76, 78 v. Vattier, 1 Ohio 132. N. W. 1035, distinguishing Gammons 660 CHAMPEKTY, BAEEATEY, AND MAINTENANCE. [§ 384 formal combinations to support each other in lawsuits, and for men of wealth and power to attempt to influence the administra- tion of justice.*^ It is true, as stated in one case, that "champerty presents a strong temptation to engage in it — that of pecuniary profit ; one that has a charm which captivates the man of intellect and learning and genius, as well as the more stupid and unlearned, and one which, unfortunately, presents stronger inducements to those of the legal profession than to any others, because they are better qualified to calculate the chances of success, and they can prosecute suits at less actual expense, and, consequently, hazard less in the chances of litigation. Comparatively few of that pro- fession have all the business that they have time to attend to, and if one devotes time which would not otherwise be actually occupied to the prosecution of a doubtful claim, the client paying the ordi- nary expenses, and he fails to succeed, he is not the poorer for his exertions ; whereas, if he succeeds, he is paid not only for his serv- ices, but for the risk of their loss. He has a strong temptation too, with the chance of such a bargain before him, to deceive his client, and to represent a title or claim as doubtful, or difficult to be established, when he believes it to be clear and easily estab- lished." " But it is equally true, as stated by counsel in his argu- ment in another case, that "if we could consider the subject ab- stracted from the impressions we receive from the early English cases, we would feel none of the abhorrence there spoken of. [Suppose] an individual placed in the power of unfeeling and ra- pacious men is illegally and oppressively stripped of his prop- erty, and turned, with his family, destitute, desolate, and helpless upon the world. A lawyer proposes to investigate his case, to prosecute his claims, and restore him to his rights, at his own risk and charges, and to receive compensation, if any, out of the amount recovered. Is there anything abhorrent to humanity or repugnant to justice in this? It cannot be pretended. The effect is to be produced by reversing the picture, and affixing to the transaction the character ■ deduced from its darkest shades, when abused and applied to the purposes of mischief. An innocent and unoffending man may be vexed and harassed by unfounded and malicious 16 Sherley v. Eiggs, 11 Humph. " Backus v. Byron, 4 Mich. 535. (Tenn.) 53. § 385] CHAMPEKTY, BAEEATEY, AND MAINTENANCE. 661 suits, until, in mere weariness and exhaustion, he shall buy his peace. This may be done. And every personal right may be and is abused. That furnishes no reason why its nature and chai*acter shall be estimated only by its darkest side, its fair, beneficent, and useful traits of character excluded from sight, and its exercise re- strained in regard to the fact that it may be mischievously em- ployed." " § 385. Adoption of English Laws in United States. — The English laws against champerty, barratry, and maintenance are said to be in force, as a part of the common law, in some juris- dictions in the United States.'® And it has been asserted that there is nothing in the common law relating to champerty and maintenance that is not applicable to our condition. "The race of intermeddlers and busybodies is not extinct. It was never con- fined to Great Britain ; and the little band of refugees who landed from the Mayflower on the coast of New England were not entirely free from the vice of intermeddling in the concerns of other peo- ple. It is as prevalent a vice in the United States as it ever was in England, and we do not see but that a law restraining inter- meddlers from stirring up strife and litigation betwixt their neigh- bors is wholesome and necessary." ^'' So champerty, being an 18 See argument of counsel in Key Marine Accident, etc., Ins. Co., 220 V. Vattier, 1 Ohio 132. And see Mo. 327, 119 S. W, 576; Dent v. Ar- infra, § 386 and § 421. thur, 156 Mo. App. 472, 137 S. W. 19 United States. — Gregerson v. Im- 285. lay, 4 Blatchf. 503, 10 Fed. Cas. No. 0?wo.— Weakly p. Hall, 13 Ohio 167, 5,795; Globe Works v. V. S. 45 Ct. CI. 42 Am. Dec. 194; Eeece v. Kyle, 49 497. Ohio St. 475, 31 N. E. 747, 16 L.E.A. Indiana. — Quigley v. Thompson, 53 723. Ind. 317. Virginia. — Roller v. Murray, 107 Iowa. — Boardman v. Thompson, 25 Va. 527, 59 S. E. 421. Iowa 487. Wisconsin. — Allard v. Lamirande, Kentucky. — Miles v. Collins, 1 29 Wis. 502. Mete. 308; Lynn v. Moss, 62 S. W. 20 Duke v. Harper, 66 Mo. 51, 27 712, 23 Ky. L. Rep. 214. Am. Rep. 314; Breeden v. Frankford Louisiana. — Livingston v. Cornell, Marine Accident, etc., Ins. Co., 220 2 Mart. (0. S.) 281; Mazureau v. Mo. 327, 119 S. W. 576; Dahms v. Morgan, 25 La. Ann. 281. Sears, 13 Ore. 47, 11 Pac. 891. Missouri. — Breeden v. Frankford 662 CHAMPEETY, BAEEATEY, AND MAINTENANCE. [§ 385 offense at common law, is to be presumed to be against the law of another state unless the contrary appears.* With us, however, such laws are administered in a very different spirit from that which seems to have prevailed in England ; thus while the essential prin- ciples of the common law are recognized, their enforcement here is confined to those cases wherein it appears that one is actually engaged in stirring up vexatious litigation and strife.® The law of the state wherein an alleged champertous suit is brought will govern in determining whether or not champerty exists.* These laws, however, were never favored in this country,* and in most jurisdictions they have either given way to statutes, or have been disregarded as unsuited to the conditions prevailing here.* There 1 Thurston v. Percival, 1 Pick. (Mass.) 415. ^Illinois. — ^McGoon v. Ankeny, 11 111. 558; Gilbert v. Holmes, 61 111. 548; Thompson v. Reynolds, 73 111. II, overruling Newkirk v. Cone, 18 III. 449; Geer v. Frank, 179 111. 570, 53 N. E. 965, 45 L.R.A. 110, af- firming 79 111. App. 195. Michigan.- — Backus i;. Byron, 4 Mich. 535. Minnesota. — Huber r. Johnson, 68 Minn. 74, 70 N. W. 806, 64 Am. St. Rep. 456; Gammons v. Johnson, 76 Minn. 76, 78 N. W. 1035, distinguishing Gammons v. Johnson, 69 Minn. 488, 72 N. W. 563. Missouri. — ^Dent v. Arthur, 156 Mo. App. 472, 137 S. W. 285. 'New Hampshire. — Christie v. Saw- yer, 44 N. H. 298. Oregon. — Dahms v. Sears, 13 Ore. 47, 11 Pac. 891. 3 Roller V. Murray, 107 Va. 527, 59 S. E. 421. 4 United States. — Roberts v. Cooper, 20 How. 467, 15 U. S. (L. ed.) 969. Illinois. — Dunne v. Herrick, 37 111. App. 180. Massachusetts. — Thurston v. Perci- val, 1 Pick. 417. Missouri. — Dent i: Arthur, 156 Mo. App. 472, 137 S. W. 285. Pennsylvania. — Foster v. Jack, 4 Watts 334. Oftio.— Reece v. Kyle, 49 Ohio St. 475, 31 N. E. 747, 16 L.R.A. 723. Tennessee. — Newnan v. Washington, Mart. & Y. 79. 6 United States. — Peck v. Heuiich, 167 U. S. 624, 17 S. Ct. 927, 42 U. S. (L. ed.) 302. See Courtright v. Burnes, 13 Fed. 317. Connecticut. — Richardson v. Row- land, 40 Conn. 565. Georgia. — Ellis v. Smith, 112 Ga. 480, 37 S. E. 739. Idaho. — Merchants' Protective A&s'n V. Jacobsen, 22 Idaho 63G, 127 Pac. 315. Illinois. — Newkirk v. Cone, 13 111. 449; Brush v. Carbondale, 229 111. 144, 11 Ann. Cas. 121, 82 N. E. 252. Kentucky. — Davis v. Sharron, 15 B. Mon. 64; Roberts v. Yancey, 94 Ky. 243, 21 S. W. 1047, 42 Am. St. Rep. 357, 15 Ky. L. Rep. 10, 14 Ky. L. Rep. 42 ; WehmhofiF v. Rutherford, 98 Ky. 91, 32 S. W. 288. Massachusetts. — Allen v. Hawks, 13 Pick. 79; Scott v. Harmon, 109 Mass. 237, 12 Am. Rep. 685; Manning v. § 385] CHAMPBETY, BAEEATEY, AND MAINTENANCE. 663 are such broad distinctions in the state of society between Great Britain and this country, that the reasons which make a law against maintenance and champerty salutary or necessary there, do not exist here.° And in this connection may be noticed a dis- tinction between the English system of administering justice and our own touching attorneys and counselors and their compensation, which is an important ingredient in jconsidering the question of champerty. Under the English law there is a total incapacity in counsel to make any contract whatever with his client on account of his professional services, much less a contract for a share of the thing in suit, although he was permitted to accept a fee as a gra- tuity. And the same is true of the attorney, who can make no other contract with his client than that which the law had already made for him in assigning to every service its fixed and appropri- ate compensation.'' It would not be wise to carry rules adopted originally for the purpose of preventing the powerful from op- pressing the weak by groundless suits in the courts, to the extent of hindering the weak in efforts to avail themselves of lawful rem- edies against the powerful, now that the conditions making the an- cient rules necessary have substantially disappeared, and new con- ditions have arisen by reason of which it has become the interest of the powerful to embarrass and hinder the dependent and weak Sprague, 148 Mass. 18, 18 N. E. 673, 260, 28 Pac. 11, 28 Am. St. Eep. 752, 12 Am. St. Rep. 508, 1 L.E.A. 516. 14 L.E.A. 745. Michigan. — Backus v. Byron, 4 Tmnessee. — Benton v. Henry, 2 Mich. 535; Wildey «. Crane, 63 Mich. Cold. 83; Sherley v. Riggs, 11 720, 30 N. W. 327; Foley v. Grand Humph. 53; Moore v. Campbell Acad- Rapids, etc., R. Co., 157 Mich. 67, 121 ■ «™y' ^ Yerg. 115. N. W. 257, 16 Detroit Leg. N. 246. Teooas.—Bentimk v. Franklin, 38 Tex. 458; Wheeler v. Riviere, 49 S. ^ew Jersey. — Schomp v. Schenck, 40 N. J. L. 195, 29 Am. Rep. 219. New York. — Sedgwick v. Stanton, W. 697. Washington. — Smits v. Hogan, 35 Wash. 290, 1 Ann. Cas. 297, 77 Pac. ' ■ ' ""■ 390. See also the cases cited through- Div. 135, 41 N. Y. S. 146; Zogbaum „„t ^j^is section; and see the local V. Parker, 66 Barb. 341, affirmed 55 jg^^g N. Y. 120. And see Clark v. Grosh, e Davis v. Webber, 66 Ark. 190, 49 81 Misc. 407, 142 N. Y. S. 966. s. W. 822, 74 Am. St. Rep. 8], 45 0/wo.— Eeece v. Kyle, 49 Ohio St. L.R.A. 196; Richardson v. Rowland, 475, 31 N. E. 747, 16 L.R.A. 723. 40 Conn. 565. Oregon. — Brown v. Bigne, 21 Ore. 'Lytle v. State, 17 Ark. 608. 664 CHAMPERTY, BAEEATEY, AND MAINTENAIirCE. [§ 386 from obtaining speedy justice in the courts.* Nor would it be judicious to extend arbitrarily those rules which say that a given contract is against public policy, for men of full age and compe- tent understanding ought to have the utmost liberty of contracting ; and their contracts, when entered into fully and voluntarily, should be enforced by the courts, for it is a paramount public policy that courts should not lightly interfere with the freedom of contract.' As Affecting Contracts for Compensation. § 386. Contingent Fees. — It is doubtless the more modern doctrine that the mere taking a case on a contingent fee does not constitute champerty; and that it is not unlawful for an attorney to carry on a suit for another for a share of what may be recovered, at least unless he assumes the risks of litigation by indemnifying his client against costs and expenses." In such cases the attorney has no interest in the litigation excepting to the extent of his legal services, and if the contract is not un- 8 Reece v. Kyle, 49 Ohio St. 475, 31 N. E. 747, 16 L.K.A. 723. SLytle V. State, 17 Ark. 608; Reece V. Kyle, 49 Ohio St. 475, 31 N. E. 747, 16 L.R.A. 723. 10 United States. — ^Northwestern S. S. Co. V. Cochran, 191 Fed. 146, 111 C. C. A. 626. Arkansas. — Davis v. Weber, 66 Ark. 190, 49 S. W. 822, 74 Am. St. Rep. 81, 45 L.R.A. 196. District of Columbia. — Stanton v. Haskin, 1 MacArthur 558, 29 Am. Rep. 612. Illinois. — Dunne v. Herrick, 37 111. App. 180. Indiana. — Tron v. Lewis, 31 Ind. App. 178, 66 N. E. 490. Iowa. — ^McDonald v. Chicago, etc., R. Co., 29 Iowa 170; Winslow v. Cen- tral Iowa R. Co., 71 Iowa 197, 32 N. W. 330; Rickel v. Chicago, R. I. & P. R. Co., 112 Iowa 148, 83 N. W. 957; Wallace v. Chicago, M. & St. P. R. Co., 112 Iowa 565, 84 N. W. 662; Barthell v. Chicago, M. & St. P. R. Co., 138 Iowa 688, 116 N. W. 813. Kentucky. — Newport Rolling Mill Co. V. Hall, 147 Ky. 598, 144 S. W. 760. Louisiana. — Clay v. Ballard, 9 Rob. 308, 41 Am. Dec. 328; La Societe, etc., V. Morris, Man. Unrep. Cas. 1. Michigan. — Wildey v. Crane, 63 Mich. 720, 30 N. W. 327. Mirmesota. — Canty v. Latterner, 31 Minn. 239, 17 N. W. 385; Gammons V. Johnson, 76 Minn. 76, 78 N. W. 1035, distinguishing Gammons v. Johnson, 69 Minn. 488, 72 N. W. 563. Missouri. — Johnson v. United R. Co., 247 Mo. 326, 152 S. W. 362, 374; Taylor v. Perkins, 157 S. W. 122. 'New Hampshire. — Shapley v. Bel- lows, 4 N. H. 355; Christie v. Saw- yer, 44 N. H. 298. JTeio Torfc.^Marsh v. Holbrook, 3 § 386] CHAMPEETY, BAREATEY, AND MAINTENANCE. 665 conscionable or unreasonable in its terms it will be enforced.*' And the fact that the attorney takes an assignment of a part of the cause of action to secure his fee does not make the contract champertous." The suitor may be unable to pay in advance, and without credit, or he may deem such an arrangement most prudent and best calculated to insure vigilance on the part of his counsel ; and if he has a cause of action the courts are and should be open for its legal prosecution.'* The fact that the practice of stipulat- ing beforehand for professional fees, contingent on the result of the litigation, is sometimes abused, and exposes the profession to misapprehension and illiberal remark, is not a sufficient excuse for refusing to enforce such a contract, when characterized throughout by "all good fidelity" to the client.'* In some states, however, it seems that contracts for contingent fees are deemed to be champertous where the agreement is to pay the attorney an exorbitant sum in the event of recovery.'^ It is, of course, the duty of the courts carefully to scrutinize such contracts to see that no improper advantage is taken either of the ignorance or ne- cessity of those who enter into them; and if it appears that they are obtained by any undue influence of the attorney over the client. Abb. App. Dec. 176; Fiteh v. Garden- West Virginia. — Lewis v. Broun, 36 ier, 2 Keyes 516; Fowler v. Callan, W. Va. 1, 14 S. E. 444. 102 N. Y. 395, 7 N. E. 169, reversing Wisconsin. — Ryan v. Martin, 16 4 Civ. Proe. 413, 12 Daly 263. Wis. 57; Allard v. Lamirande, 29 OMo. — Spencer v. King, 5 Ohio Wis. 502 ; Gilchrist v. Brahde, 58 Wis. 182; State V. Ampt. 6 Ohio Dec. (Re- 184, 15 N. W. 817; Dockery v. Me- print) 699, 7 Am. L. Rec. 469. Lellan, 93 Wis. 381, 67 N. W. 733. Pennsylvania. — Williams v. Phila- n Newkirk v. Cone, 18 111. 449; delphia, 208 Pa. St. 282, 57 Atl. 578. Geer v. Frank, 179 111. 570, 53 N. E. Teaios.— Stewart v. Houston & T. 965, 45 L.R.A. 110. C. R. Co., 62 Tex. 246. Win re Aldrich, (Vt.) 86 Atl. 801. Utah. — Croco v. Oregon Short Line 13 Newkirk v. Cone, 18 111. 449 ; R. Co., 18 Utah 311, 54 Pac. 985, 44 Whinery v. Brown, 36 Ind. App. 276, L.R.A. 285. 75 N. E. 605. Vermont. — In re Aldrich, 86 Atl. l* Whinery v. Brown, 36 Ind. App. 801. 276, 75 N. E. 605. Virginia. — Nichels v. Kane, 82 Va. 16 Eutler v. Legro, 62 N. H. 350, 13 309. Am. St. Rep. 573; Cross v. Bloomer, Washington. — Smits v. Hogan, 35 6 Baxt. (Tenn.) 74. Wash. 290, 1 Ann. Cas. 297, 77 Pac. 390. 666 CHAMPEETY, BAEEATEY, AND MAINTENANCE. [§ 387 or by fraud or imposition, or that the compensation is clearly ex- cessive, the party aggrieved -will be protected ; ^* but the mere fact that a larger fee is provided for when contingent on success than vs^ould be either asked or paid were the payment made in advance, is no good reason for declaring the whole contract void." The subject of contingent fees generally will be considered hereafter in connection with contracts for compensation.*' § 387. In Suits to Recover Land. — At common law, and un- der ancient statutes in aid thereof, the sale and purchase of titles where the vendor was not in possession, and of doubtful and dis- puted titles, with the view to carrying on suits for maintaining them, whether the vendor was in or out of possession, or whether the title was good or bad, were prohibited under severe penalties. So, also, the maintaining and carrying on of suits upon agree- ments to have a part of the land, or right to be recovered, or any- thing produced therefrom, were unlawful, and punished as of- fenses.*® The objection to this method of compensating an attor- ney, by agreeing to give him a part of the thing in litigation, has also been recognized in this country.^" Thus it has been said that an agreement by an attorney at law to prosecute at his own ex- pense a suit to recover land, in which he personally has and claims no title or interest either present or contingent, in consideration of receiving a certain proportion of what he may recover, is con- trary to public policy as tending to stir up baseless litigation.* 16 Whinery v. Brown, 36 Ind. App. veyance of any lands or tenements or 276, 75 N. E. 605. of any interest therein, and who is 1'? See infra, § 394. not in the lawful possession thereof 18 See infra, §§ 421-427. ^t ^^^ time, from any person. not be- 19 Bacon's Abr. title "Maintenance," '"S i" *^® possession thereof, while A. and D.; 3 Thomas Coke, book 3, ^"''^ ^^"^^ °'' tenements shall be the chap. 12; 1 Hawkins PI. book 1, chap. ^"''J^'^* °^ controversy by action in 27. See also Newkirk v. Cone, 18 111. <=""*' "^"7*"^ ^'^^ pendency of such action and that the grantor was not in the possession of such lands or tenements, shall be punished by im- Wisconsin. — Section 4438 Wis. pnsonment in the county jail not Stats. (1898) provides that "any of- more than one year or by fine not fieer, judicial or ministerial, or any exceeding two hundred dollars." other person who shall take any con- l Peck v. Heurich, 167 U. S. 624, 449. 20 See supra, § 385. § 388] CHAMPEETT, BAEEATEY, AND MAINTENANCE. 667 In many parts of the United States, however, the ancient English statutes of champerty and maintenance have either never been adopted, or have become obsolete ; ^ and agreements vchereby an attorney is to receive a part of the land in controversy, as compen- sation for his services in connection with the recovery thereof, have been held to be valid * on the same grounds that agreements for contingent fees in other cases have been sustained.* § 388. Contracting for Part of Recovery Distinguished from Creating Indebtedness for Fees. — In some jurisdictions a contract for an attorney's compensation will be deemed champertous where it provides that payment is not only to be contingent on success, but also that such payment is to be a part of the amount recovered by him for the client.' Agreements of this nature may, on the application of the client, be set aside in equity.® But it is also held, even in the states wherein this principle is maintained, that a contract for an attorney's compen- sation may be valid notwithstanding that it is, in effect, contin- gent on the success of the litigation, providing that the agreement creates an indebtedness on the part of the client for which the at- torney would have a cause of action against him,'' or, possibly, 17 S. Ct. 927, 42 U. S. (L. ed.) 302; L. Rep. 42; Leonard v. Boyd, 71 S. Jenkins v. Bradford, 59 Ala. 400. W. 508, 24 Ky. L. Rep. 1320. 2 See supra, § 385. See also Peck Massachusetts. — ^Ackert v. Barker, r. Heurich, 167 U. S. 624, 17 S. Ct. 131 Mass. 436; Belding v. Smjthe, 927, 42 U. S. (L. ed.) 302. 138 Mass. 530; Gargano v. Pope, 184 SMcPherson v. Cox, 96 U. S. 404, Mass. 571, 69 N. E. 343, 100 Am. St. 24 U. S. (L. ed.) 746; Newkirk v. Rep. 575. Cone, 18 111. 449; Wilhite v. Roberts, Minnesota. — Huber v. Johnson, 68 4 Dana (Ky.) 172; Ramsey v. Trent, Minn. 74, 70 N. W. 806, 64 Am. St. 10 B. Mon. (Ky.) 336; Shelton v. Rep. 456. Franklin, 224 Mo. 342, 123 S. W. 6 Belding v. Smythe, 138 Mass. 1084, 135 Am. St. Rep. 537. See also 530; Gargano v. Pope, 184 Mass. 571, Chester v. Jumel, 125 N. Y. 237, 26 69 N. E. 343, 100 Am. St. Rep. 575. N. E. 297. t Alabama. — ^Ware v. Russell, 70 4 See supra, § 386. Ala. 174, 45 Am. Rep. 82. See Price 6 Alabama. — ^Dumas v. Smith, 17 v. Carney, 75 Ala. 546. Ala. 305. Maryland. — Wheeler v. Harrison, Kentucky. — Roberts v. Yancey, 94 94 Md. 147, 50 Atl. 523. Ky. 243, 21 S. W. 1047, 42 Am. St. Massachusetts.— Blaisden v. Ahern, Rep. 357, 15 Ky. L. Rep. 10, 14 Ky. 144 Mass. 393, 11 N. E. 681, 59 Am. 668 GHAMPEETY, BAERATEY, AND MAINTENANCE, [§ 388 does not provide that such indebtedness shall not exist.* Thus the contingency of the fee necessary to constitute champerty is made dependent upon the terms of the contract, not on the inability of the party to pay unless successful in the suit.® It is immaterial that the avails of the siiit, or a part of them, are pledged as se- curity, or that such avails are the means and the security on which the attorney relies for payment." 'Not is it material that the amount of the compensation is to be measured by the amount of the recovery, as, for instance, a certain percentage thereof.*^ Some light may be thrown on the view of contingent fees as champer- Eep. 99; Hadlock v. Brooks, 178 Mass. 425, 59 N. E. 1009. In Phillips V. Louisville & N. R. Co., 153 Fed. 795, in speaking of agreements of this character, it was said: "It is insisted that the ■written contract between counsel and the plaintiff in this cause in reference to the payment of their fees, which written contract is made a part of petition, shows upon its face that the fee provided therein is not in fact a contingent fee, but merely a con- tract setting forth the basis upon which the amount of the fee to be paid is to be determined, and it is insisted that therefore the security of costs should not be required of the plaintiff. ... It will be noted that the agreement stating the payment of the fee is in the following words: 'I hereby agree to pay him in full settlement of his fee an amount of money equal to one-third of any amount recovered by him in said cause by settlement or otherwise.' Now, does the mere statement in writing that the fee to be paid is an amount of money equal to one-third of any amount recovered change in fact the contingent nature of the contract? Clearly not. To hold other- wise would be but a mere juggle of words. It will be noted in the writ- ten contract that there is no provi- sion whatever for the payment of the fee in ease nothing is recovered of the defendant in the suit. The plain- tiff is admitted to be a pauper and unable to pay any fee in any event, save alone in the happening of the event of his recovery in this suit. Then from what source is the fee to be recovered? The conclusion is in- evitable, from the amount of the re- covery alone. Again, the basis of the fee charged is not gauged, nor at- tempted to be gauged, by the amount of skill, time, or trouble required of counsel in the case, but is guaged and fixed alone upon the basis of the amount of recovery.'' 8 Hadlock v. Brooks, 178 Mass. 425, 59 N. E. 1009. 9 Moore v. Campbell Academy, 9 Yerg. (Tenn.) 115. See also Lyttle V. Goldberg, 131 Wis. 613, 111 N. W. 718. 10 Walker v. Cuthbert, 10 Ala. 213 ; Tapley v. Coffin, 12 Gray (Mass.) 420; Blaisdell v. Ahem, 144 Mass. 393, 11 N. E. 681, 59 Am. Rep. 99; Hadlock v. Brooks, 178 Mass. 425, 59 N. E. 1009; Christie v. Sawyer, 44 N. H. 298. 11 Kentucky. — Evans v. Bell, 6 Dana § 389] OHAMPEETT, BAEEATEY, AND MAINTENANCE, 669 tous taken by the cases considered in this section by the follow- ing quotation : "What is the meaning of a champertous contract ? It is this : If, in the assumed case of you going to a lawyer to hire him to take a certain case, you said to him : 'I haven't any money, and unless I win this case I shan't have any money to pay you. Will you take this case, charge me either a certain percentage, or such amount as you think best, if you win the case, and, if you lose the case, charge me nothing ?' — that is a champertous contract ; that is an illegal contract and is a void contract. There are con- tracts that look a great deal like it upon the face of it that are not void; that is, are not champertous. It is competent for the parties to say, 'I have no money and I can't pay you until I get the verdict.' If they stop there — if they simply make it a ques- tion of the time of payment — it is perfectly competent. It is per- fectly competent for the client to say, and the lawyer to agree to it, 'I will pay you, if you are successful, a quarter of what you recover ;' if they don't add the further condition, 'nothing if you don't recover.' Or, in other words, to put it in brief, if they make the payment of any fee at all contingent on the success, that is a champertous contract." ^ § 389. Agreement to Pay Costs or Expenses. — As stated heretofore,^' the payment of the costs or expenses of litigation is usually considered an essential element of champertous agree- ments ; '* under some statutes, however, a contract may be cham- 479; Ramsey v. Trent, 10 B. Mon. I* Illinois. — West Chicago Park 336; Cumberland, etc., R. Co. v. Har- Com'rs. v. Coleman, 108 111. 591; Cal- rison, 1 Ky. L. Rep. 411. kins v. Pease, 125 111. App. 270. Missouri. — Taylor v. St. Louis Iowa. — Jewel v. Neidy, 61 Iowa Transit Co., 198 Mo. 715, 97 S. W. 299, 16 N. W. 141. 155. Kansas. — Aultman v. Waddle, 40 New York.— In re Fitzsimons, 174 Kan. 195, 19 Pac. 730. N. Y. 15, 66 N. E. 554, reversing 77 Massachusetts. — Scott v. Harmon, App. Div. 345, 12 N. Y. Ann. Cas. 109 Mass. 237, 12 Am. Rep. 685. 250, 79 N. Y. S. 194. Mississippi. — Moody v. Harper, 38 Tennessee. — Moore v. Campbell Miss. 599. Academy, 9 Yerg. 115. Missouri. — Duke v. Harper, 2 Mo. liiHadlock v. Brooks, 178 Mass. App. 1, affirmed 66 Mo. 51, 27 Am. 425, 59 N. E. 1009. Rep. 314; Ball i: Royal Ins. Co., 129 13 See supra, § 379. Mo. App. 34, 107 S. W. 1097. 670 CHAMPEETT, BAEEATEY, ANI> MAINTENANCE. [§ 389 pertous even though there is no obligation on the part of the attorney to pay costs or expenses.*' As a general rule an agreement under which an attorney con- tracts to conduct litigation at his own cost and expense, in con- sideration of all or a part of the recovery, is champertous,*^ how- Nebraska. — Omaha & R. V. R. Co. V. Brady, 39 Neb. 27, 57 N. W. 767. West Virginia. — Anderson v. Cara- way, 27 W. Va. 385. Wisconsin. — Sparling v. U. S. Sugar Co., 136 Wis. 509, 117 N. W. 1055. IS Gregerson v. Imlay, 4 Blatohf . 503, 10 Fed. Cas. No. 5,795; Ackert V. Barker, 131 Mass. 436. See also supra, § 388. i-^ England. — Hilton v. Woods, L. R. 4 Eq. 432, 36 L. J. Ch. 491, 16 L. T. N. S. 736, 15 W. R. 1105; In re Masters, 4 Dowl. 18, 1 Hurl & W. 348; Strange v. Brennan, 15 Sim. 346, affirmed 2 Coop. t. Cot. 1, 15 L. J. Ch. 389, 10 Jur. 649; Earle v. Hopwood, 9 C. B. N. S. 566, 90 E. C. L. 566, 30 L. J. C. PI. 217, 7 Jur. N. S. 775, 3 L. T. N. S. 670, 9 W. R. 272. Canada. — Colville v. Small, 22 Ont. L. Rep. 426, 19 Ann. Cas. 515; O'Con- nor V. Gemmill, 26 Ont. App. 27. United States. — Peck v. Heurich, 167 U. S. 624, 17 S. Ct. 927, 42 U. S. (L. ed.) 302; Globe Works v. U. S., 45 Ct. CI. 497. Colorado. — See O'JDriscoU v. Doyle, 31 Colo. 193, 73 Pac. 27. District of Columbia. — Johnson v. Van Wyck, 4 App. Cas. 294. Georgia. — Taylor v. Hinton, 66 Ga. 743. Illinois. — Geer v. Frank, 179 111. 570, 53 N. E. 965, 45 L.R.A. 110. af- firming 79 III. App. 195; Granat v. Kruse, 114 111. App. 488, dismissed 213 111. 328, 72 N. E. 744. See also Phillips V. South Park Com'rs., 119 III. 626, 10 N. E. 230. Indiana. — Quigley v. Thompson, 53 Ind. 317. lovja. — Barngrover v. Pettigrew, 128 Iowa 533, 104 N. W. 904, 111 Am. St. Rep. 206, 2 L.R.A.(N.S.) 260. Kansas. — Atchison, T. & S. F. R. Co. V. Johnson, 29 Kan. 218; More- land V. Devenney, 72 Kan. 471, 83 Pac. 1097. Massachusetts. — Lancy v. Havender, 146 Mass. 615, 16 N. E. 464; Hadloek V. Brooks, 178 Mass. 425, 59 N E. 1009. Minnesota. — Huber v. Johnson, 68 Minn. 74, 70 N. W. 806, 64 Am. St. Rep. 456. Missouri. — Comstock v. Flower, 109 Mo. App. 275, 84 S. W. 207; Taylor V. Perkins, 157 S. W. 122. New York. — Coughlin r. New York Cent., etc., R. Co., 71 N. Y. 443, 27 Am. Rep. 75; McCoy v. Gas Engine & Power Co., 152 App. Div. 642, 137 N. Y. S. 591 ; Taylor v. Enthoven, 88 N. Y. S. 138. Ohio. — Reeee v. Kyle, 49 Ohio St. 475, 31 N. E. 747, 16 L.R.A. 723; Brown v. Ginn, 66 Ohio St. 316, 64 N. E. 123 ; Emslie v. Ford Plate Glass Co., 25 Ohio Cir. Ct. Rep. 548. Rhode Island. — Martin v. Clarke, 8 R. I. 389, 5 Am. Rep. 586. Tennessee. — M. & V. Code, § 2450; Hayney v. Coyne, 10 Heisk. 339; Weedon v. Wallace, Meigs 286. Utah. — Croeo v. Oregon Short Line § 389] CHAMPERTY, BAEEATEY, AND MAINTENANCE. 671 ever honestly entered into and carried out,^'' and it will not be enforced either at law or in equity.^' So, an agreement by which the attorney indemnifies the client against costs, is no less cham- pertous than one in which it is affirmatively provided that coun- sel shall pay the costs.^' On the other hand, many authorities recognize the fact that there are some necessary and proper expenses which an attorney may agree to pay in connection with the prosecution of a lawsuit.^" Indeed, it is not uncommon for attorneys, in commencing actions for poor people, to advance the money necessary for the prosecu- tion of the suit upon the credit of the cause, thus enabling those in indigent circumstances to obtain justice ; ' to denounce this practice as improper would be to condemn the daily acts of many R. Co., 18 Utah 311, 54 Pae. 985, 44 L.R.A. 285; Nelson v. Evans, 21 Utah 202, 60 Pae. 557; In re Evans, 22 Utah 366, 62 Pae. 913, 83 Am. St. Rep. 794, 53 L.R.A. 952. Vermont. — See Hamilton v. Gray, 67 Vt. 233, 31 Atl. 315, 48 Am. St. Rep. 811. Virginia. — Nickels v. Kane, 82 Va. 309; Roller v. Murray, 112 Va. 780, Ann. Gas. 1913B 1088, 72 S. E. 665, 38 L.R.A.(N.S.) 1202. Wisconsin. — Stearns v. Felker, 28 Wis. 594; Kelly v. Kelly, 86 Wis. 170, 56 N. W. 637. IV Thompson v. Reynolds, 73 111. 11. l8Geer v. Frank, 179 111. 570, 53 N. E. 965, 45 L.R.A. 110, affirming 79 111. App. 195. 19 Roller V. Murray, 107 Va. 527, 59 S. E. 421. But see Shelton v. Franklin, 224 Mo. 342, 123 S. W. 1084, 135 Am. St. Rep. 537, wherein it was held that a contract of employment, authorizing an attorney to recover certain land for the plaintiff, and agreeing to pay him for his "services one half of the land recovered," with nothing said or understood as to paying costs, is not champertous although the attorney testified that, knowing plaintiff to be good for the costs, he made the cost bond. See also Grace v. Floyd, (Miss.) 61 So. 694, in which a, con- tract between attorney and client by which, in addition to half of a recov- ery, he was to receive the interest on the judgment and statutory damages on his agreement to pay all costs of an appeal in case the judgment was reversed, was held not contrary to public policy. 80 Kelerher v. Henderson, 203 Mo. 498, 101 S. W. 1083; Shuck v. Pfen- ninghausen, 101 Mo. App. 697, 74 S. W. 381. 1 Shapley v. Bellows, 4 N. H. 355 ; Christie v. Sawyer, 44 N. H. 298; Jor- dan V. Gillen, 44 N. H. 424; Wallace V. Chicago, M. & St. P. R. Co., 112 Iowa 565, 84 N. W. 662; In re Fitz- simmons, 174 N. Y. 15, 66 N. E. 554, reversing 77 App. Div. 345, 12 N. Y. Ann. Cas. 250, 79 N. Y. S. 194; In re Evans, (Utah) 130 Pae. 217; Smits V. Hogan, 35 Wash. 290, 1 Ann. Cas. 297, 77 Pae. 390. 672 CHAMPEETT, BAEEATET, AND MAINTENANCE. [§ 390 honorable members of the profession.* Thus it has been held that it is not against public policy for an attorney to loan his client the money with which to pay the costs of suit, nor to ad- vance the money necessary to carry it on, as needed, when such advances are made as a loan with an express agreement or under- standing for its repayment.^ A contract between attorney and client by which, in addition to half of a recovery, he was to re- ceive the interest on the judgment and statutory damages on his agreement to pay all costs of an appeal in case the judgment was reversed, has been held not contrary to public policy.* § 390. Contracts Forbidding Settlement by Client. — In several jurisdictions contracts between attorney and client which, in addition to providing for the attorney's compensation, stipulate that the client cannot settle the litigation without the consent of the attorney, have been held to be champertous ^ and voidable at the option of the client.* The reason assigned for this rule is based on the theory that the interest of society in main- taining peace demands the speedy settlement of controversies and advocates the amicable adjustment thereof; and as the desired harmony would not be promoted by denying to a party the right to dismiss a suit or action without the consent of his attorney, an agreement by the terms of which a client attempts to waive such right is violative of public policy, and therefore unenforceable.'' 2 Eeece v. Kyle, 49 Ohio St. 475, 31 E. 123 ; Emslie v. Ford Plate Glass N. E. 747, 16 L.R.A. 723. Co., 25 Ohio Cir. Ct. Rep. 548 ; Roller 3 The J. Carl Jackson, 29 Fed. 396; v. Murray, 107 Va. 527, 59 S. E. 421. Christie v. Sawyer, 44 N. H. 298; Compare Ryan v. Martin, 16 Wis. Taylor v. Perkins, (Mo.) 157 S. W. 57. 122; Potter v. Ajax Min. Co., 22 6 Davy v. Fidelity & Casualty Ins. Utah 273, 61 Pac. 999. And see Co., 78 Ohio St. 256, 85 N. E. 504, Eeece v. Kyle, 49 Ohio St. 475, 31 N. 125 Am. St. Rep. 694, 17 L.R.A. E. 747, 16 L.R.A. 723. (N.S.) 443, following Key v. Vattier, 4 Grave v. Floyd, (Miss.) 61 So. 694. 1 Ohio 132; Weakly v. Hall, 13 Ohio SKauffman v. Phillips, 154 la. 542, 167, 42 Am. Dee. 194; Lewis v. Lewis, 134 N. W. 575; Newport Rolling Mill 15 Ohio 715; Brown v. Ginn, 66 Ohio Co. V. Hall, 147 Ky. 598, 144 S. W. St. 316, 64 N. E. 123. 760; Key v. Vattier, 1 Ohio 132; '' Jackson r. Stearns, 48 Ore. 25, 84 Brown v. Ginn, 66 Ohio St. 316, 64 N. Pac. 798, 5 L.R.A. (N.S.) 390. §§ 391, 392] CHAMPEETY, BAEEATEY, AND MAINTENANCE. 673 This subject will also be considered in connection with contracts for compensation.' § 391. Contracts Entered into after Final Judgment. — Contracts for compensation must, in order to be considered cham- pertous, have been entered into prior to the commencement of litigation, or during its pendency. Neither the common law, nor any of the statutes on the subject, seem to have contemplated an agreement made after the rendition of final judgment.^ There is no rule of law or of common fairness between man and man which makes it improper for an attorney to be paid for his labor and skill, in prosecuting a suit to final judgment, from the amount recovered.^" § 392. Presentation of Claims against Government. — A contract for an attorney's compensation, to be paid out of the recovery on a claim against the government, which he has under- taken to collect, is not champertous.** The reason given for this 8 See infra, § 435. 9 Dent V. Arthur, 156 Mo. App. 472, 137 S. W. 285; Reece v. Kyle, 49 Ohio St. 475, 31 N. E. 747, 16 L.R.A. 723; Floyd V. Goodwin, 8 Yerg. (Tenn.) 484, 29 Am. Dec. 130. See also Walker v. Cuthbert, 10 Ala. 213; Price V. Carney, 75 Ala. 553; Ross v. Chicago, R. I. & P. R. Co., 55 Iowa 691, 8 N. W. 644 ; Taylor v. St. Louis Transit Co., 198 Mo. 715, 97 S. W. 155. So an assignment of an interest in a judgment to the attorney in con- sideration of legal services in procur- ing and sustaining it is not champer- toua. Pittsburg, C. C. & St. L. R. Co. V. Volkert, 58 Ohio St. 362, 50 N. E. 924; Pennsylvania Co. v. Thatcher, 78 Ohio St. 175, 85 N. E. 55; Alex- ander V. Munroe, 54 Ore. 500, 101 Pac. 903, 103 Pac. 514, 135 Am. St. Rep. 840. And see Com. v. Terry, 11 Pa. Super. Ct. 547. Attys. at L. Vol. II.— 43. 10 Pittsburg, C. C. & St. L. R. Co. v. Volkert, 58 Ohio St. 362, 50 N. E. 924. 11 United States.— V. S. Rev. Stat., § 823 (2 Fed. Stat. Annot. 276); Wylie V. Coxe, 15 How. 415, 14 U. S. (L. ed.) 753; Wright v. Tebbitts, 91 U. S. 252, 23 U. S. (L. ed.) 320; Stanton v. Embry, 93 U. S. 548, 23 U. S. (L. ed.) 983. See also In re Paschal, 10 Wall. 483, 19 U. S. (L. ed.) 992; McPherson v. Cox, 96 U. S. 417, 24 U. S. (L. ed.) 751; Bachman V. Lawson, 109 U. S. 659, 3 S. Ct. 479, 27 U. S. (L. ed.) 1067; Taylor v. Be- miss, 110 U. S. 42, 3 S. Ct. 441, 28 U. S. (L. ed.) 64; Central, R. etc., Co. v. Pettus, 113 U. S. 110, 5 S. Ct. 387, 28 U. S. (L. ed.) 915; Maybin v. Ray- mond, 4 Am. L. T. N. S. 21. Indiana. — Coquillard v. Bearss, 2] Ind. 479, 83 Am. Dec. 362. Compare Hart V. State, 120 Ind. 83, 21 N. E. 654, 24 N. E. 151. ,674: CHAMPEETY, BAREATET, AND MAINTENANCE. [§ 393 rule is that contracts of this character do not necessitate or en- courage litigation, as, without its consent, the government, cannot be sued.^* § 393. Aiding Poor Persons. — The law of champerty and maintenance has never been carried so far in this country as to ren- der objectionable the rendition of legal services, or the giving of as- sistance,, in aid of the litigation of indigent persons.^' Even in England, the defense of charity to a prosecution for maintenance seems to have been recognized at all times.** Indeed, to investi- gate the claims or redress the wrongs of the indigent and the in- jured is no quixotism, but a grave and highly honorable duty of the profession, the performance of which, if not voluntarily as- sumed, may be enforced by the court.** Such aid, however, must be gratuitous, and not coupled with a speculative venture on the outcome of the litigation.*^ In some states statutes relating to Kansas. — Jones v. Blacklidge, 9 Kan. 562, 12 Am. Rep. 503; McBrat- ney v. Chandler, 22 Kan. 692, 31 Am. Eep. 213. Maine. — Manning v. Perkins, 85 Me. 172, 26 Atl. 1015. Massachusetts. — Manning v. Sprague, 148 Mass. 18, 18 N. E. 673, 12 Am. St. Rep. 508, 1 L.R.A. 516. New York. — Sedgwick v. Stanton, 14 N. Y. 289. Pennsylvania. — In re McFarland's Estate, 4 Pa. St. 149 ; Chester County V. Barber, 97 Pa. St. 455. 12 Manning v. Sprague, 148 Mass. 18, 18 N. E. 673, 12 Am. St. Rep. 508, 1 L.R.A. 516. 13 Jahn V. Champagne Lumber Co., 157 Fed. 407; Ferine v. Dunn, 3 Johns. Ch. (N. Y.) 508; Bristol v. Dann, 12 Wend. (N. Y.) 142, 27 Am. Dee. 122. See also Byrd v. Odem, 9 Ala. 755; Quigley v. Thompson, 53 Ind. 317; Stotsenburg v. Marks, 79 Ind. 193; Gruber v. Baker, 20 Nev. 469, 23 Pac. 858, 9 L.E.A. 302 ; Shap- ley V. Bellows, 4 N. H. 355; Thall- himer v. Brinckerhoff, 3 Cow. (N. Y.) 623, 15 Am. Dec. 308 ; State v. Chitty, I Bailey L. (S. C.) 401; Sherley v. Riggs, 11 Humph. (Tenn.) 57; Gra- ham V. McReynolds, 90 Tenn. 703, 18 S. W. 272. In re Solicitors, 9 Ont. L. Rep. 708 (gratuitous services by attorney) ; Meloche v. Dgguire, 34 Can. Sup. Ct. 24. 14 Harris v. Brisco, 17 Q. B. D. (Eng.) 504; Holden v. Thompson, [1907] 2 K. B. (Eng.) 489, 11 Ann. Cas. 68. See also Rothewel v. Fewer, Year Book 9 Hen. VI., 64; Fomery V. Abbet of Buckfast, Year Book 21 Hen. VI., 15; Rex v. , 3 Mod. (Eng.) 97; Findon v. Parker, 11 M. & W. (Eng.) 675, 12 L. J. Exeh. 444, 7 Jur. 903; Bradlaugh v. Newdegate, II Q. B. D. (Eng.) 1; SaviU v. Lang- man, 79 L. T. N. S. (Eng.) 44. 15 Moore v. Campbell Academy, 9 Yerg. (Tenn.) 115. And see supra, §§ 86-88. 16 In re Evans, 22 Utah 366, 62 § 394] CHAMPEETY, BAEEATET, AND MAINTENANCE. 675 champerty and maintenance expressly except suits of poor per- sons where charitable aid is given." § 394. Recovery on Quantum Meruit for Services Ren- dered under Champertous Contract. — Although an attorney and his client may have entered into an agreement, in respect to compensation for the services of the former, which is void for champerty, yet the attorney does not thereby forfeit his right to full compensation for his services, nor the client his right to the fruits of the litigation after paying for such services what they are reasonably worth. In such cases the attorney may recover on a quantum meruit.'* This rule, it has been said, harmonizes with the plainest principles of justice.'® The other party can- not take the benefit of services rendered in his behalf, and escape liability for their reasonable value on the ground that his agree- ment was illegal.^" There cannot, of course, be any recovery under the champertous contract ; ' nor can one recover on a bond, Pac. 913, 83 Am. St. Rep. 794, 53 L.E.A. 952; Meloehe v. Deguire, 34 Can. Sup. Ct. 24. 17 O'Driscoll V. Doyle, 31 Colo. 193, 73 Pac. 27, wherein the court stated, with reference to the Colorado stat- ute then under consideration, that it was copied from the Illinois statute (Rev. Stat., c. 30, § 108); and see Casserleigh v. Wood, 119 Fed. 308, 56 C. C. A. 212 ; Casserleigh v. Wood, 14 Colo. App. 265, 59 Pac. 1024. The Tennessee code exempts from the operation of the champerty and maintenance laws "the exception con- tained in the ancient law." The main- tenance of a suit out of charity and compassion has been declared to be one of these exceptions. See Graham r. McReynolds, 90 Tenn. 703, 18 S. W. 272. 18 United States. — Conn v. Rice, (C. C. A.) 204 Fed. 181. Arkansas.— Davia v. Webber, 66 Ark. 190, 46 S. W. 822, 74 Am. St. Rep. 81, 45 L.R.A. 196. Illinois. — Brush v. Carbondale, 229 111. 144, 11 Ann. Cas. 121, 82 N. E. 252. But see Dreyfuss v. Jones, 116 111. App. 75. Kentucky. — Rust v. Larue, 4 Litt. 411, 14 Am. Dec. 172; Caldwell v. Shepherd, 6 T. B. Mon. 389; Bowser V. Patrick, 65 S. W. 824, 23 Ky. L. Rep. 1578. Michigan. — See Wildey v. Crane, 69 Mich. 17, 36 N. W. 734. Wisconsin. — Stearns v. Felker, 28 Wis. 594. 19 Brush V. Carbondale, 229 111. 144, 11 Ann. Cas. 121, 82 N. E. 252; Stearns v. Felker, 28 Wis. 594. 20 Brush V. Carbondale, 229 111. 144, 11 Ann. Cas. 121, 82 N. E. 252. 1 Leonard v. Boyd, 71 S. W. 508, 24 Ky. L. Rep. 1320; Mazureau v. Mor- gan, 25 La. Ann. 281. 6Y6 CHAMPEETy, BAEEATEY, AND MAINTENAITOE. [§ 395 given for a fee due under such a contract,* nor can the compen- sation stipulated for therein be considered in estimating the value of the services actually rendered.* Champertous provisions if clearly severable may be rejected.* In some jurisdictions no re- covery can be had for services rendered under a contract obnoxious for champerty,* though recovery may be had for services rendered prior to such contract.* Thus where an attorney became a party to a scheme by which litigation was illegally instigated, it was held that, even if the illegal contract was subsequently set aside or ignored, the original vice in the scheme still existed; and that the attorney could not purge his conduct and obtain the benefit of such litigation by ignoring the original special contract, and suing on a quantum meruit. Nor could he accomplish that re- sult by attempting to abandon the original contract, and make a new one in furtherance of the unlawful scheme. Nor would it make any difference when he became a party to the scheme.'' The rule that an attorney may, notwithstanding a champertous con- tract as to his compensation, recover the reasonable value of serv- ices lawfully performed, in litigation legitimately instituted, is not applicable in such cases.' Purchase of Litigious Rights. § 395. Generally. — The purchase of a lawsuit by an attor- ney is the most odious form of champerty.' Thus it has been said that to allow an attorney to purchase a chose in action in a Roller V. Murray, 107 Va. 527, 59 6 Thurston v. Percival, 1 Pick. S. E. 421. (Mass.) 415. 8 Holloway v. Lowe, 1 Ala. 246 ; "> Gammons v. Gulbranson, 78 Minn. KoUer v. Murray, 107 Va. 527, 59 S. 21, 80 N. W. 779. ■E. 421. 8 Gammons v. Johnson, 76 Minn. 76, 4 Newport Rolling Mill Co. v. Hall, 78 N. W. 1035, distinguishing Gam- 147 Ky. 598, 144 S. W. 760. mons v. Johnson, 69 Minn. 488, 72 N. s Mazureau v. Morgan, 25 La. Ann. W. 563. 281; Taylors. Perkins, (Mo.) 157 S. » Slade v. Zeitfuss, 77 Conn. 457, W. 122; Butler v. Legro, 62 N. H. 59 Atl. 406; Burnham v. Heselton, 82 350, 13 Am. St. Rep. 573; Roller v. Me. 495, 20 Atl. 80, 9 L.R.A. 90; Ar- Murray, 112 Va. 780, Ann Cas. 1913B den v. Patterson, 5 Johns. Ch. (N. 1088, 72 S. E. 665, 38 L.R.A.(N.S.) Y.) 44. 1202. § 395] CHAMPEBTY, BAEEATEY, AND MAINTENANCE. 677 consideration that he will bring suit to collect it, with the right to retain an exorbitant share thereof, would shock the moral sense of all right-minded people.^" The mischief which the law of cham- perty aims to prevent is that of encouraging litigation by persons who have no interest therein independent of that to be derived from carrying it on in whole or in part at their expense ; and that vice certainly exists where an attorney purchases a claim with the intent thereafter to commence suit, or carry on pending liti- gation, at his own expense and for his own benefit, as effectively as where he agrees to carry on litigation at his own expense in the name of another.^^ That one is an attorney at law does not however prevent him from purchasing an alleged tax title from the county, and prosecuting an action to establish title based thereon.'* Though the conveyance of land in actual adverse pos- session *' at private sale '* is void as to the adverse possessor or those in privity with him,'* the express or implied covenants of a deed of land adversely held are available to the grantee, in spite of the rule against champertous conveyances.'® An assign- ment of a claim for collection, with an agreement that the assignee upon making the collection is to pay to the assignor one-half the amount collected, together with a sum previously advanced by the lODahms v. Sears, 13 Ore. 47, 11 13 Brown v. White, 153 Ky. 452, Pae. 891. 156 S. W. 96. H United States. — Gregerson v. Im- The maintenance of a structure lay, 4 Blatchf. 503, 10 Fed. Cas. No. over a paasway without aflfecting the 5,795. surface of the way or the use thereof Oregon. — Dahms v. Sears, 13 Ore. is not an ouster of the possession of 47, 11 Pac. 891. the way or of the space above the Pennsylvania. — Dickerson v. Pyle, soil which the structure did not oc- 4 Phila. 259, 18 Leg. Int. 37. cupy, so as to avoid a conveyance of Rhode Island. — Tyler v. Superior the fee as champertous. Goodwin v. Ct., 30 E. I. 107, 73 Atl. 467, 23 Bragaw, 87 Conn. 31, 86 Atl. 668. Ii.R.A.(N.S.) 1045. 14 Brown v. White, 153 Ky. 452, 156 Wisconsin. — Miles v. Mutual E. F. S. W. 96. L. Assoc, 108 Wis. 421, 84 N. W. 15 Hornsby u. Tucker, (Ala.) 61 So. 159; Emerson v. McDonnell, 129 Wis. 928. 67, 107 N. W. 1037. 16 Mackintosh v. Stewart, (Ala.) 18 Griffith V. Anderson, 22 Idaho 61 So. 956. 323, 125 Pac. 218. 678 CHAMPEETT, BAEEATEY, AND MAINTENANCE. [§ 396 assignor for expense of making the collection, is not, however, con- trary to good morals or public policy." § 396. Under Statutes. — In many states there are statutory provisions which aim to prevent attorneys from acquiring litigious rights. Thus the California penal code provides that every at- torney who, either directly or indirectly, buys, or is interested in buying, any evidence of debt or thing in action, with intent to bring suit thereon, is guilty of a misdemeanor.^' So, in Connec- ticut it is provided, in effect, that an attorney who,' with intent to make gain by the fees of collection, purchases and sues upon any choses in action, shall be fined not more than one hundred dol- lars.^' The Louisiana civil code forbids the purchase, under pain of nullity, of litigious rights by attorneys and other officers of court, when they fall under the jurisdiction of the tribunal in which they exercise their functions.^" This nullity is relative, and can be invoked only by the party to the suit against whom the right is to be exercised.^ A Michigan statute provides: "No attorney, so- licitor, or counselor shall, directly or indirectly, buy, or be in any manner interested in buying, any bond, promissory note, bill of exchange, book debt, or other thing in action, with the intent and for the purpose of bringing any suit thereon." ^ In South Caro- ls Merchants' Protective Ass'n v. The statute applies to purchases Jacobsen, 22 Idaho 636, 127 Pac. 315. made by attorneys who reside in a 18 Cal. Penal Code § 161. See also different parish or district from that Bulkeley ;;. State Bank, 68 Cal. 80, 8 in which sits the court wherein tlie Pac. 643; Gage v. Downey, (Cal.) 19 suit originated; and the fact that the Pac. 113. attorney has never practiced in that 19 Conn. Gen. Stat. § 1351. See also particular court will not shield him. Slade V. Zeitfuss, 77 Conn. 457, 59 Denny v. Anderson, 36 La. Ann. 762. Atl. 406. iNew Orleans Gas Co. v. Webb, 7 20 Louisiana. — La. Civ. Code, Art. La. Ann. 164 ; Saint v. Martel, 122 2447. See also Copley v. Lambeth, 1 La. 93, 47 So. 413. La. Ann. 316; Copley u. Moody, 2 La. 2 Randall v. Baird, 66 Mich. 312, Ann. 497 ; Consol. Assoc, v. Comeau, 33 N. W. 506 ; Smedley v. Dregge, 101 3 La. Ann. 552; Watterston v. Webb, Mich. 200, 59 N.. W. 411. 4 La. Ann. 173; Mullen v. Amas, 7 The statute does not prevent an at- La. Ann. 71; New Orleans Gaslight torney from buying a chattel of one Co. V. Webb, 7 La. Ann. 164; Buck v. person, and then suing another in Blair, 36 La. Ann. 16; Saint v. Mar- replevin to get possession of it. tel, 122 La. 93, 47 So. 413. Town v. Tabor, 34 Mich. 262. § 396] CHAMPERTY, BAEEATEY, AND MAINTENANCE; 679 lina it is provided, in substance, that an attorney who shall buy any demand for the purpose of putting it in suit, when the owner would not sue the same, shall pay a fine of one hundred dollars, and be incapable of practicing in any court until restored by the Supreme Court.* Under the provisions of the revised codes of Idaho, an attorney at law is prohibited and forbidden, either di- rectly or indirectly, buying any evidence of debt or thing in action with intent of bringing suit thereon, and for a violation of this statute the attorney is held guilty of a misdemeanor.* Statutes of this character are not offended against by the mere nominal trans- fer of a claim for the purpose of facilitating the collection thereof, or to avoid expense and a multiplicity of suits,° nor by an agree- ment for a contingent fee,^ or guaranteeing the collection of a claim.'' It is recognized in many jurisdictions that an attorney may be a bona fide purchaser of choses in action and, as such, entitled to the aid of the courts in enforcing the claims so ac- quired.' Thus it has been held that the purchase by an attorney of a good and valid title to land in controversy, in a suit between his client and another, from persons not parties to the litigation, is not an objectionable purchase of litigious rights,^ though such a purchase must come within the rules, heretofore stated, with reference to dealings between attorney and client, and the acquisi- tion of adverse interests.^" So the purchase of a final judgment has been held not to be the purchase of a litigious right; '' but it is otherwise as to the purchase of a judgment from which SS. C. Rev. Stat. (1893) 2293. 7 Gregory v. Gleed, 33 Vt. 405. See also Cooke v. Poole, 25 S. C. 593. 8 Philbrook v. Superior Court, 111 4 Rev. Codes, § 6524. Merchants' Cal. 31, 43 Pac. 402; Missouri, etc.. Protective Ass'n v. Jacobsen, 22 R. Co. v. Bacon, (Tex.) 80 S. W. Idaho 636, 127 Pac. 315. 572. BTuller V. Arnold, 98 Cal. 522, 33 9 Evans v. Wilkinson, 6 Rob. (La.) Pac. 445; Herbstreit v. Beckwith, 35 172. Mich. 95; Smedley v. Dregge, 101 10 See supra, § 167. And see gen- Mich. 200, 59 N. W. 411; Wightman erally, supra, §§ 152-173. V. Catlin, 113 App. Div. 24, 37 Civ. n Rogers v. Hendrick, 85 Conn. 260, Proc. 105, 98 N. Y. S. 1071. 82 Atl. 586 ; Denton v. Willcox, 2 La. 8 Landry's Succession, 116 La. 970, Ann. 60. See also Cooke v. Poole, 25 41 So. 226; Weeks v. Gattell, 125 S. C. 593. App. Div. 402, 109 N. Y. S. 977. See also supra, § 386. 680 CHAMPEETT, BAEKATEY, AND MAINTENANCE. [§ 397 an appeal is pending.'* Good faith is no defense where the statu- tory provisions have been violated ; '* nor does the assignment of a non-negotiable chose in action, for the mere purpose of giving effect to an agreement which is contrary to public policy, make the assignee an equitable and bona fide owner of the chose assigned, so that he can bring an action upon it in his own name.'* Vio- lations of the statutes under consideration must be proved; they will not be presumed.'* § 397. In New York. — The New York penal law provides that an attorney or counselor shall not: (1) "Directly or indirectly buy, or be in any manner inter- ested in buying, a bond, promissory note, bill of exchange, book debt, or other thing in action, with the intent and for the pur- pose of bringing an action thereon. (2) "By himself, or by or in the name of another person, either before or after action brought, promise or give, or procure to be promised or given, a valuable consideration to any person, as an inducement to placing, or in consideration of having placed, in his hands, or in the hands of another person, a demand of any kind, for the purpose of bringing an action thereon, or of repre- senting the claimant in the pursuit of any civil remedy for the recovery thereof. But this subdivision does not apply to an agree- ment between attorneys and counselors, or either, to divide be- tween themselves the compensation to be received. (3) "An attorney or counselor convicted of a violation of any of the provisions of this section, in addition to the punishment by fine and imprisonment prescribed therefor by this section, for- feits his office. (4) "An attorney or counselor, who violates either of the first two subdivisions of this section, is guilty of a misdemeanor ; and, on conviction thereof, shall be punished accordingly, and must be removed from office by the supreme court." '^ 12 Mullen V. Amas, 7 La. Ann. 71. is Bulkeley v. State Bank, 68 Cal. ISWatterston v. Webb, 4 La. Ann. 80, 8 Pac. 643. 173; Buck V. Blair, 36 La. Ann. 16. 16 N. Y. Pen. Law § 274; N. Y. i4Slade V. Zeitfuss, 77 Conn. 457, Code Civ. Pro. §§ 73-75. See also. 59 Atl. 406. Baldwin v. Latson, 2 Barb. Ch. 306;. § 397] CHAMPEETY, BAEEATEY, AND MAINTENANOE. 681 These are the only statutory provisions relating to champerty or maintenance now in force in this state,^" although laws of a similar nature were in force theretofore/' and the common-law doctrine does not exist except as preserved by the statutes.^* The statute applies only to attorneys ; ^^ the purpose being to prevent them from encouraging, instigating or promoting ill-feel- ing and strife, and thereby securing the ownership or control of litigious rights for the purpose of bringing an action thereon ; ^ and, being penal, the statute will not be extended by construction.* In order to come within the language of the statute, the at- torney must purchase some thing in action ' for the purpose of bringing suit thereon.* The intent to bring suit must not be People V. Walbridge, 3 Wend. 120; Coughlin V. New York Cent., etc., R. Co., 71 N. Y. 443, 27 Am. Rep. 75; Oisher v. Lazzarone, 61 Hun 623 mem., 15 N. Y. S. 933; Maxon v. Cain, 22 App. Div. 270, 47 N. Y. S. 855; Carpenter v. Cummings, 20 Misc. 661, 46 N. Y. S. 252; McCoy v. Gas Engine & Power Co., 71 Misc. 537, 129 N. Y. S. 251; Sugarman v. Mandolla, 88 N. Y. S. 393. 17 Browne v. West, 9 App. Div. 135, 41 N. Y. S. 146. 18 Mann v. Fairchild, 3 Abb. App. Dee. 152, 2 Keyes 106, affirming 5 Barb. 108, 14 Barb. 548; Baldwin v. Latson, 2 Barb. Ch. 306; Williams v. Matthews, 3 Cow. 252 ; Berrien v. Mc- Lane, Hoffm. 421; Arden v. Patter- son, 5 Johns. Ch. 44; Fogerty v. Jor- dan, 2 Robt. 319; Hall v. Gird, 7 Hill 586. 19 Clark V. Grosh, 81 Misc. 407, 142 N. Y. S. 966. «<> Irwin V. Uurrie, 171 N. Y. 409, 64 N. E. 161, 58 L.R.A. 830, reversing 56 App. Div. 514, 67 N. Y. S. 380; Browne v. West, 9 App. Div. 135, 41 N. Y. S. 146; Thompson v. Stiles, 44 Misc. 334, 89 N. Y. S. 876. 1 Ransom v. Cutting, 188 N. Y. 447, 81 N. E. 324, affirming 112 App. Div. 150, 98 N. Y. S. 282; Wightman v. Catlin, 113 App. Div. 24, 37 Civ. Proc. 105, 98 N. Y. S. 1071. 2 Tilden v. Aitkin, 37 App. Div. 28, 29 Civ. Proc. 28, 55 N. Y. S. 735. See also Ramsey v. Gould, 57 Barb. 398, 39 How. Pr. 62; Van Rensselaer v. Onandaga County Sheriff, 1 Cow. 443 ; Burling v. King, 46 How. Pr. 452. 3 Van Dewater v. Gear, 21 App. Div. 201, 47 N. Y. S. 503; Blashfield V. Empire State Tel., etc., Co., 18 N. Y. S. 250. 4 Watson V. McLaren, 19 Wend. 557; Hall v. Bartlett, 9 Barb. 297; Fay V. Hebbard, 42 Hun 490, 4 N. Y. St. Rep. 485; Wightman v. Catlin, 113 App. Div. 24, 37 Civ. Pro. 105, 98 N. Y. S. 1071 ; Oldmixon v. Sever- ance, 119 App. Div. 821, 104 N. Y. S. 1042; De Forest v. Andrews, 27 Misc. 145, 29 Civ. Pro. 250, 58 N. Y. S. 358; Gilroy v. Badger, 27 Misc. 640, 58 N. Y. S. 392; West v. Kurtz, 15 Daly 99, 15 Civ. Proc. 424, 3 N. Y. S. 14, 2 N. Y. S. 110. 682 CHAMPEETY, BAiEEATEY, AND MAINTENANCE. [§ 397 merely incidental and contingent; it should rather appear to be the primary purpose of the purchase.* The "things in action" intended by the statute are those on which a suit can be brought,* such as pre-existing securities or demands; the term buying and purchasing being, in strictness, applicable only to such.' But it is immaterial whether the claim is to be enforced by a suit in equity or by an action at law,' or whether the transfer be taken in the name of the attorney or that of another person for him.* The code also prohibits attorneys from giving, either to the client or to any other person, any valuable consideration as an inducement to placing claims in his hands, or in the hands of an- other, for the purpose of bringing an action thereon.^" It has been held that where it is set up in defense that the demand on which an action is founded was bought by an attorney or cotmselor at law contrary to the statute, the question presented is one for the determination of the court ; ^' but it is evident that a conflict of evidence may be presented which will warrant the submission of the question to the jury.^* The statute does not apply to the purchase of land,** chattels,** corporate stock,*' or judgments,** even though they are purchased 5 Moses V. McDivitt, 88 N. Y. 62 ; of his client, induces him to assign West V. Kurtz, 15 Civ. Proc. 424, 15 the claim to a third person, a neigh- Daly 99, 3 N. Y. S. 14. bor of the attorney and having oiEces 6 Ramsey v. Erie R. Co., 8 Abb. Pr. with him, does not show a violation N. S. 174; Hirshbach v. Ketchum, 5 of the statute, or that the attorney App. Div. 324, 39 N. Y. S. 291. had any personal interest in the claim. f Chenango Bank v. Hyde, 4 Cow. Wightman v. Catlin, 113 App. Div. 567. 24, 37 Civ. Proc. 105, 98 N. Y. S. 8 Baldwin v. Latson, 2 Barb. Ch. 1071. 306 ; Mann v. Fairchild, 14 Barb. 548 ; n Orcutt v. Pettit, 4 Denio 233. Brotherson v. Consalus, 26 How. Pr. 12 See Gescheidt v. Quirk, 66 How. 213. Pr. 272, 5 Civ. Proc. 38. 9 Browning v. Marvin, 100 N. Y. 13 Townsend v. Fromer, 15 Civ. 144, 2 N. E. 635. Proc. 8, 2 N. Y. S. 703. 10 In re Clark, 184 N. Y. 222, 7L; N'. UVan Dewater v. Gear, 21 App. E. 1, affirming 108 App. Div. 150, Div. 201, 47 N. Y. S. 503. 95 N. Y. S. 388; Hess v. Allen, 24 IB Ramsey t'. Gould, 57 Barb. 398, Misc. 393, 53 N. Y. S. 413. 39 How. Pr. 62; Ramsey v. Erie R. The mere fact that the attorney, Co., 8 Abb. Pr. N. S. 174. in order to prosecute a just claim 16 Van Rensselaer v. Onondaga § 397] OHAMPEETY, BABEATEY, AND MAINTENANCE. G83 for the purpose of issuing execution thereon and collecting the debt ; " nor does it apply to agreements concerning pending suits/' or for contingent fees ; '' and the statute expressly excepts agree- ments between attorneys and counselors, or either, to divide be- tween themselves the compensation to be received.^" Nor has the statute any application where the purchase was made, not to bring suit on the thing purchased, but for the purpose of protect- ing substantial rights of the attorney,^ or to compel other persons to do a particular thing,^ such, for instance, as to compel the assignment of corporate stock.' So, it has been held that the lan- guage of the statute does not apply to the purchase of claims for the purpose of enforcing them by special proceedings, as, for instance, in the surrogate's court ; * or in a court not of record,* or in another state.* County Sheriff, 1 Cow. 443. See also Zogbaum v. Parker, 66 Barb. 341, af- firmed 55 N. Y. 120. IT Warner v. Paine, 3 Barb. Ch. 630; Brotherson v. Consalus, 26 How. Pr. 213. 18 Wetmore v. Hegeman, 88 N. Y. 69. 19 In re Fitzsimona, 174 N. Y. 15, 66 N. E. 554, reversing 77 App. Div. 345, 12 N. Y. Ann. Cas. 250, 79 N. Y. S. 194; Weeks v. Gattell, 125 App. Div. 403, 109 N. Y. S. 977. Where a disinherited son volunta- rily entered into a written agreement retaining attorneys to oppose the pro- bate of his father's will or to effect a settlement, agreeing to pay them spe- cified percentages in either case, the , mere fact that the agreement pro- vided that the attorneys should not call upon him "for any sum or sums of money to pay the necessary dis- bursements required in the said pro- ceedings,'' does not render it cham- pertous. Ransom v. Cutting, 188 N. Y. 447, 81 N". E. 324, affirming 112 App. Div. 150, 98 N. Y. S. 282. 20 Hirshbach v. Ketchum, 5 App. Div. 324, 39 N. Y. S. 291. 1 Van Rensselaer v. Onondaga Coun- ty Sheriff, 1 Cow. 443; Baldwin v. Latson, 2 Barb. Ch. 306. 2 Wightman v. Catlin, 113 App. Div. 24, 37 Civ. Proc. 105, 98 N. Y. S. 1071. 3 Moses V. McDivitt, 88 N. Y. 82. i Tilden v. Aitkin, 37 App. Div. 28, 29 Civ. Proc. 28, 55 N. Y. S. 735, wherein it was said: "It will be observed that the words 'an action,' in section 73 (supra), were substi- tuted in the place of 'any suit' in the former statute. (2 R. S. 288, § 70.) The word 'suit' is a more comprehensive word than 'action,' and might include a special proceed- ing. (See Century Dictionary.) The change of the statute in the Code of Civil Procedure, by substituting the word 'action' for 'suit,' indicates a legislative intent to limit the pro- hibition to cases where attorneys shall purchase demands with intent to commence 'actions' — ^as defined by the same statute — thereon.'' s Goodell V. People, 5 Park. Grim. 20G. 6 Roe V. Jerome, 18 Conn. 138. 684 CHAMPEETY, BAKEATEY, AND MAINTENANCE. [§ 398 l^or does the statute "prohibit the receipt, by an attorney or counselor, of a bond, promissory note, bill of exchange, book debt, or other thing in action, in payment for property sold, or for serv- ices actually rendered, or for a debt antecedently contracted; or from buying or receiving a bill of exchange, draft, or other thing in action for the purpose of remittance, and without intent to violate" the law.' While an attorney who buys a chose in action for the purpose of bringing any suit thereon cannot himself enforce the same, he acquires a good title which he may transfer to another either by gift or for value, and his donee or assignee may enforce such chose in action for his own benefit, although he was cognizant of the unlawful purpose with which the attorney purchased it. Of course, if it appears that the action brought by the attorney's donee or assignee is brought in the interest of the attorney, the court may refuse relief ; but the presumption, in such case, is that the action is brought solely in the interest of the donee or as- signee.' It is immaterial that such transferee is the wife of the attorney.^ So, the attorney may retransfer the thing purchased to his vendor.^" Champertous Agreement as Defense to Action. § 398. General Rule. — The general rule is that champerty can only be set up in defense of an action which has been brought on a contract which is tainted therewith; and that the existence of a champertous agreement, under which an attor- ney is to receive compensation, is no defense to an action brought by the attorney for his client, ^^ either at law or in 7N. Y. Penal Law, § 275; N. Y. Co., 40 App. Div. 215, 57 N. Y. S. Code Civ. Pro. § 76. See also Ep- 1103. stein V. U. S. Fidelity, etc., Co., 29 ^l England. — Hilton v. Woods, L. Misc. 295, 60 N. Y. S. 527, reversing R. 4 Eq. 432; Elborough v. Ayres, L. 28 Misc. 440, 58 N. Y. S. 1135; Lie- R. 10 Eq. 367. berman v. Mandel, 98 N. Y. S. 201. United States. — Burnes v. Scott, 8 Beers v. Washbond, 86 App. Div. 117 U. S. 582, 6 S. Ct. 865, 29 U. S. 582, 83 N. Y. S. 993. (L. ed.) 991; Courtriglit v. Burnes, 9 Beers v. Washbond, 86 App. Div. 13 Fed. 317 ; Globe V7orks v. U. S., 45 582, 83 N. Y. S. 993. Ot. CI. 497. 10 Cretan v. Foote & Thome Glass Alabama. — Ware v. Russell, 70 Ala. § 398] CHAMPEETY, BAEEATEY, AND MAINTENANCE. 685 equity ; ^ nor can such fact be pleaded in abatement." While it is 174, 45 Am. Rep. 82; Sibley v. Alba, 95 Ala. 198, 10 So. 831. Arkansas. — Missouri Pac. E. Co. v. Smith, 60 Ark. 221, 29 S. W. 752. Georgia. — Reed v. Janes, 84 Ga. 380, 11 S. E. 401. Illinois. — Torrence v. Shedd, 112 111. 466; Gage v. Du Puy, 137 111. 652, 24 N. E. 541, 26 N. E. 386 ; Burton v. Perry, 146 111. 71, 34 N. E. 60; Hen- derson V. Kibbie, 211 111. 556, 71 N. E. 1091; Elser v. Gross Point, 223 111. 230, 79 N. E. 27, 114 Am. St. Rep. 326. Iowa. — ^Knadler v. Sharp, 36 Iowa 232; Small v. Chicago, etc., R. Co., 55 Iowa 582, 8 N. W. 437 ; Vimont v. Chicago, etc., R. Co., 69 Iowa 296, 22 N. W. 906, 28 3Sr. W. 612; Galusha v. Wendt, 114 Iowa 597, 87 N. W. 512; Lacey v. Davis, 98 N. W. 366. Com- pare Allison V. Chicago & N. W. R. Co., 42 Iowa 274. Kansas. — Forbes v. Mohr, 69 Kan. 342, 76 Pac. 827. Kentucky. — ^Caldwell v. Shepherd, 6 T. B. Mon. 389; Wehmhoff v. Rutherford, 98 Ky. 91, 32 S. W. 288. Michigan. — Foley v. Grand Rapids & I. E. Co., 157 Mich. 67, 121 N. W. 257, 16 Detroit Leg. N. 246. Minnesota. — Isherwood v. H. L. Jenkins Lumber Co., 87 Minn. 389, 92 N. W. 230. Missouri. — Bent v. Priest, 86 Mo. 475; Pilce v. Martindale, 91 Mo. 268, 1 S. W. 858; Euneau v. Rieger, 105 Mo. 659, 16 S. W. 854; Million v. Ohnsorg, 10 Mo. App. 432; Bent v. Lewis, 15 Mo. App. 40; Bick v. Over- felt, 88 Mo. App. 140. But see Keler- her V. Henderson, 203 Mo. 516, 101 S. W. 1083, wherein it was suggested that the decision in Bick v. Overfelt, supra, might have carried the rule a little too far. Nebraska. — Chamberlain v. Grimes, 42 Neb. 701, 60 N. W. 948. New Hampshire. — Taylor v. Gil- man, 58 N. H. 417; Connecticut River Mut. F. Ins. Co. V. Way, 62 N. H. 622. New York. — Story v. Satterlee, 13 Daly 169; Hall v. Gird, 7 Hill 586. North Dakota. — Woods v. Walsh, 7 N. D. 376, 75 N. W. 767. Ohio. — Pennsylvania Co. v. Lom- bardo, 49 Ohio St. 1, 29 N. E. 573, 14 L.R.A. 785. Rhode Island. — Hearn v. Hearn, 24 E. I. 328, 53 Atl. 95. Tennessee. — Robertson v. Cayard, 111 Tenn. 356, 77 S. W. 1056, over- ruling Webb V. Armstrong, 5 Humph. 381. These cases render obsolete de- cisions, under an earlier statute, in the following cases : Vincent v. Ashley, 5 Humph. 593; Weedon v. Wallace, Meigs 286; Dowell v. Dowell, 3 Head 502; Hunt V. Lyle, 8 Yerg. 142. Utah. — Potter v. Ajax Min. Co., 22 Utah 273, 61 Pac. 999. Virginia. — Roller v. Murray, 107 Va. 527, 59 S. E. 421. Washington. — Straw-Ellsworth Mfg. Co. V. Cain, 20 Wash. 351, 55 Pac. 321. West Virginia. — Davis v. Settle, 43 W. Va. 17, 26 S. E. 557. 12 Hall V. Gird, 7 Hill (N. Y.) 586. See also Ross v. Chicago, R. I. & P. R. Co., 55 Iowa 691, 8 N. W. 644. 13 Missouri Pac. R. Co. v. Smith, 60 Ark. 221, 29 S. W. 752; Ellis v. Smith, 112 Ga. 480, 37 S. E. 739; Allison v. Chicago, & N. W. E. Co., 42 Iowa 274. 686 CHAMPEETY, BAEEATEY, AND MAINTENANCE. [§ 399 true that the right of litigation may be abused, and that proper remedies for groundless and vexatious litigation must exist, these remedies should be such as not to impair the free use of the right itself; and as the justice or injustice of a cause cannot well be known before its termination, the checks upon unjust litigation must in general consist, not in excluding the suit or the suitor from the courts, but in redress following the decision of the cause upon the merits." The defendant in the client's action is not a party to the champerty; he is not interested in it, nor in anywise injured by it. If his suit is founded upon a good cause of action there is no sound reason for holding that he may be released by showing that the plaintiff has made a void and unlawful agreement with his attorney concerning the fee and expenses of the suit.^* It is time enough to turn a party out of court when he asks its aid to enforce the objectionable contract.^* It has been held, however, that should a creditor transfer his cause of action to an attorney or other person under an agreement that the suit should be prosecuted in the name of the attorney or such other person, and for thus prosecuting the . suit the attorney or such other person was to have a part thereof, then it would be available as a defense, because it would be an action the direct effect of which would be the enforcement of the champertous agreement.^" Champerty as a defense in actions brought by the attorney for compensation will be considered in that connection.^* § 399. Rule in Wisconsin. — The foregoing general rule does not prevail in Wisconsin. In that state the rule is that if it is proved on the trial of an action that an attorney is prosecuting the cause in pursuance of a champertous agreement with his client, the action should be dismissed on motion of the defendant;^' so, it has been held that when a trial court is informed that an action 14 Burnes v. Scott, 117 U. S. 582, 6 v. Martindale, 91 Mo. 268, 1 S. W. S. Ct. 865, 29 a. S. (L. ed.) 991; 858. Thallhimer v. Brinckerhoff, 3 Cow. 17 Wehmhoff v. Rutherford, 98 Ky. (N. Y.) 623, 15 Am. Dec. 308; Robert- 91, 32 S. W. 288. son V. Cayard, 111 Tenn. 356, 77 S. W. 18 See infra, % 421 et seq. 1056. 19 Barker v. Barker, 14 Wis. 131; 15 Courtriglit u. Burns, 13 Fed. 317. Allard v. Lamirande, 29 Wis. 502; 16 Bent V. Priest, 86 Mo. 475; Pike Kelly v. Kelly, 86 Wis. 170, 56 N. W. § 399] CHAMPEETY, BAEEATEY, AND MAINTENANCE. 687 peiiding before it is tainted with champerty, it is its duty to refuse to proceed therein, and to dismiss the action.*" Nov can an at- torney, prosecuting an action under a champertous agreement in his client's absence, cancel such agreement and proceed with the action, even though he has a letter of attorney authorizing him to sue and do all things necessary in that behalf.^ Champerty in a suit may be taken advantage of without being pleaded, and without an issue being formed in regard thereto, as it affects the right of the champertor to use the court, regardless of the merits of his claim; nor can champerty be waived by a party, or stipu- lated out of the case.* The taint of champerty, however, does not affect the merits of the case, but only the right of the cham- pertor to use the court.' The burden of showing whether there is champerty or maintenance in the prosecution of an action is upon the defendant ; * any conflict of evidence with relation there- to being for the jury.* 637. See also Miller v. Larson, 19 2 Miles v. Mutual Eeserve Fund L. Wis. 463; Martin v. Veeder, 20 Wis. Assoc, 108 Wis. 421, 84 N. W. 159; 466; Stearns v. Felker, 28 Wis. 594; Decker v. Becker, 143 Wis. 542, 128 Miles V. Mutual Reserve Fund Life N. W. 67. Assoc, 108 Wis. 421, 84 N. W. 159; 3 Miles v. Mutual Eeserve Fund L. Emerson v. McDonald, 129 Wis. 67, Assoc, 108 Wis. 421, 84 N. W. 159. . 107 N. W. 1037. 4 Andrews v. Thayer, 30 Wis. 228. 20 Decker o. Becker, 143 Wis. 542, 5 Decker v. Becker, 143 Wis. 542, 128 N. W. 67. 128 N. W. 67. 1 Kelly V. Kelly, 86 Wis. 170, 56 N. W. 637. CHAPTER XIX. EIGHT TO COMPENSATION. In General. § 400. Under the Civil Law. 401. Rule in England. 402. Criticism of English Rule. 403. Rule in Canada. 404. General Rule in United States. 405. Rule in New Jersey. 406. Retaining Fees. For Services of Associate Counsel, 407. Unauthorized Employment. 408. Ratification of Unauthorized Employment. 409. Authorized Employment. for Services Rendered in Aid of Indigent Persons. 410. Common Law Rule in Criminal Cases. 411. Statutes Providing for Compensation in Criminal Cases. 412. In Civil Actions. For Services Rendered to Persons under Disability, or Acting in Representative Ca/paeity. 413. Infants. . 414. Married Women. 415. Insane Persons. 416. Persons Acting in Representative Capacity. In General. § 400. Under the Civil Law. — Under the ancient Eoman or civil law advocates were not allowed to contract with their clients for compensation.* Throughout the whole growth of the 1 Cod. lib. 2, tit. 6, 1, 6, s. 2. See "The relation of patron and client also Livingston v. Cornell, 2 Mart. in republican Rome is too well known 0. S. (La.) 281. to require comment. The client re- 688 400] EIGHT TO COMPENSATION. 689 civil law, from the foundation of Eome to the digest of Justinian, not only was the advocate always under incapacity to make any contract for his remuneration, but also, throughout a part of that time, he was imder prohibition from receiving any gain for his services. Whether the name be donum, or merces, or honorarium, is immaterial, the substance of the law was invariable; he never could contract for merces, though during part of the time he might lawfully accept a donum? In an early case ' Chancellor Walworth reviews the status of the advocate under the civil law as follows : "Among the early institutions of Eome, when the relation of patron and client existed between the patrician and the plebeian, the patron, who had accepted the promise of fidelity from the client, was bound to render him advice and assistance, and to ceived a, sort of paternal protection from his patron, who assisted him ( if necessary ) , by pleading in the forum, and by expounding the law. In return for this, the client was bound to per- form sundry duties to his patron, somewhat in the nature of feudal serv- ices, as, for example, to contribute to pay his fines, or for his ransom, or the portioning of his daughter. Thus, though the patron received no direct reward for what he did for his clients, he was indirectly recompensed by the increase of his political influence. Afterwards there sprang up », class of persons who devoted themselves to legal studies, and who took fees for legal advice. This was forbidden by the Lex Cincia, passed B. C. 204, which forbade all payments for legal assistance. The Lex Cincia, having fallen into neglect, was revived by Augustus, A. U. C. 732. This was again evaded. The subject was then brought before the Emperor Claudius, who passed a, law limiting the advo- cate's fee to 10,000 sesterces (about £80). By an order of Trajan, the fee was not to be paid until the work Attys. at L. Vol. II.— 44. was done, as we learn from Pliny's Epistle v. 21, — 'peractis negotiis per- mitteiatur pecuniam duntaxat decern millium dare.' The fee, at a later period called honorarium, did not for certain technical reasons form the subject of what the Romans called lactio, but was recoverable by the exiraordinatia cognitio before the magistrate or praeses of the province. Sandar's Institutes, p. 475." Ken- nedy V. Broun, 13 C. B. N. S. 677, 696, 106 E. C. L. 677, 696, wherein the earlier cases are exhaustively re- viewed. 2 Kennedy v. Broun, 13 C. B. N. S. 677, 106 E. C. L. 677, reviewing the earlier authorities. Honoraire is what is given to those, the honor of whose profession does not allow them to receive a salary, as advocates and physicians. It is called honoraire because it is honest to re- ceive it, but shameful to demand it. It cannot be fixed by any convention ; nor can it be sued for. Livingston v. Cornell, 2 Mart. 0. S. (La.) 281. 8 Adams v. Stevens, 26 Wend. (N. Y.) 451. 690 EIGHT TO COMPENSATION. [§ 400 sustain him in his litigations without any other fee or reward than that which the client was bound to render him at all times, in virtue of his general relation of client. The relation which existed between them was similar to that of parent and child, or rather that of master and slave. But in the progress of society, when the relation of patron and client towards each other had totally changed, when the business of advocating causes in the courts had become a profession, and before the credit system per- vaded all the relations of life, the client paid his advocate a fee in advance for his services, which was called a gratuity or pres- ent. As this was a mere honorary recompense, the client was under no legal obligation to pay it. But the result necessarily was, that if the usual present was not given, the advocate did not consider himself bound in honor to undertake the advocation of the cause before the courts. Afterwards, Marcus Cincius Ali- mentus, the tribune of the people, procured the passage of the law known as the Cincian law, prohibiting the patron or advocate from receiving any money or other present for any cause; and annulling all gratuities or presents made by the client to the patron or advocate. But as no penalty was prescribed for the breach of this law, it, of course, became a dead letter. The Em- peror Augustus afterwards re-enacted the Cincian law, and pre- scribed penalties for its breach. But towards the end of his reign, the advocates were again authorized to receive fees or pres- ents from their clients. The Emperor Tiberius also permitted them to received such forced gratuities. This led to the abuse referred to by Tacitus, and induced the Senate to insist upon the enforcement, or rather the re-enactment of the Cincian law, or rather the law limiting the amount of the fees of advocates, as referred to by Blackstone (3 Black. Com. 29, note 12). Nero revoked the law of Claudius, which was subsequently re-enacted by the Emperor Trajan, with the additional restriction that the advocate should not be permitted to receive his fee or gratuity until the cause was decided (1 Dupin aine, 39). The younger Pliny mentions a law not referred to by Dupin, which authorized the advocate, after the pleadings in the cause had been made and the judgment had been given, to receive the fee which might be voluntarily offered by the client, either in money or a promise to pay. (See Merlin, art. Honoraires.)" § 401] EIGHT TO COMPENSATION. 691 The rule under the Koman civil law was adopted, with some necessary qualifications, in England.* So, while many instances are to be found in the old French law books of advocates bringing suits for their fees, and recovering on them, this has long ago fallen into disuse.' But in Scotland, where the civil law also prevailed, it seems to have been disregarded in this respect.^ § 401. Rule in England. — Under the rule now prevailing in England with respect to the compensation of counsel, a promise made by a client to pay money to a counsel for his advocacy, whether made before or during or after the litigation, has no binding effect,'' even though the services of the advocate are to be 1 See the section following. B In the contest, in 1775, between Mr. Linguet and the order of advo- cates, one of the charges against him was, that he had written to the Duke d'Aiguillon to demand his fees, and threatened him with an action for them; and that his demand upon the duke had been referred to arbitration. 7 Journal Historique du Retablisse- men de la Magistrature, 290. See also Livingston v. Cornell, 2 Mart. 0. S. (La.) 281. It is considered dishonorable by the Parisian bar to bring suits for coun- sel fees; and those who attempt to do it may be stricken from the roll of advocates. 1 Dupin aing. Prof. d'Advocat, 110, 698. See also Adams V. Stevens, 26 Wend. (N. Y.) 451, 455. 6 "Erskine, in his Institutes of the Law of Scotland, understands the law in the digest, De extraordinariis cognitionii'us, as authorizing a suit for the fee of a physician or advocate, without a previous agreement for a, specific sum. 2 Ersk. Inst, by Mac- Allen, 695. Whatever may have been the case in Rome itself, it is settled by the law of Scotland, where the civil law prevails, that an action may be sustained on a promise to compensate an advocate or a physician for his services. (See Stair's Inst, by Brodie, b; 1, tit. 12, art. 5, and note b; 2 Bell's Law Diet. tit. Fees; Ersk. Inst. b. 3, tit. 3, art. 32; McKenzie v. Burntis- land, Mor. Diet, of Decis. 11,421.)" Adams v. Stevens, 26 Wend. (N. Y.) 451, 454, per Walworth, Chancellor. TVeitch V. Russell, 3 Q. B. 928, 43 E. C. L. 1041; Kennedy v. Broun, 13 C. B. N. S. 677, 106 E. C. L. 677. In Kennedy v. Broun, 13 C. B. N. S. 677, 106 E. C. L. 677, it was said: "Wo are aware that, in the class of advocates, as i every other numerous class, there will be bad men, taking the wages of evil, and therewith also for the most part the early blight that waits upon the servants of evil. We are aware also that there will be many men of ordinary powers, performing ordinary duties without praise or blame. But the advocate entitled to permanent success must unite high powers of intellect with high princi- ples of duty. His faculties and ac- quirements are tested by a ceaseless competition proportioned to the prize to be gained : that is, wealth and power and honor without, and active exercise 692 EIGHT TO COMPENSATION. [§ 401 performed in a foreign country.' The employment of a barrister is a purely honorary one in the sense that it confers no legal right for the best gifts of mind within. He is trusted with interests and priv- ileges and powers almost to an. un- limited degree. His client must rely on him at times for fortune and char- acter and life. The law trusts him with a privilege in respect of liberty of speech which is in practice bounded Qnly by his own sense of duty ; and he may have to speak upon subjects con- cerning the deepest interest of social life, and the innermost feelings of the human soul. The law also trusts him with a power of insisting on answers to the most painful questioning; and this power, again, is in practice only controlled by his own view of the in- terests of truth. It is of the last im- portance that the sense of duty should be in active energy proportioned to the magnitude of these interests. If the law is, that the advocate is inca- pable of contracting for hire to serve when he has undertaken an advocacy, his words and acts ought to be guided by a sense of duty ; that is to say, duty to his client, binding him to exert every faculty and privilege and power in order that he may maintain that client's right, together with duty to the court and himself, binding him to guard against abuse of the powers and privileges intrusted to him, by a con- stant recourse to his own sense of right. If an advocate with these qual- ities stands by the client in time of his utmost need, regardless alike of popular clamor and powerful interest, speaking with the boldness which a sense of duty can alone recommend, we say the service of such an advo- cate is beyond all price to the client; and such men are guarantees for the maintenance of his dearest rights; and the words of such men carry a wholesome spirit to all who are influ- enced by them. Such is the system of advocacy intended by the law requir- ing the remuneration to be by gratu- ity. But, if the law allowed the ad- vocate to make a contract of hiring and service, it may be that his mind would be lowered, and that his per- formance would be guided by the words of his contract rather than by principles of duty, — ^that words sold and delivered according to contract, for the purpose of earning hire, would fail of creating sympathy and per- suasion in proportion as they were suggestive of effrontery and selfish- ness; and that the standard of duty throughout the whole class of advo- cates would be degraded. It may also well be, that, if contracts for hire could be made by advocates, an inter- est in litigation might be created con- trary to the policy of the law against maintenance; and the rights of at- torneys might be materially sacrificed, and their duties be imperfectly per- formed by unscrupulous advocates: and these evils, and others which might be suggested, would be unre- deemed by a single benefit that we can perceive.'' 8 "A member of the bar of England, in accordance with the law of that country and the rules of the profes- sion to which he belongs, renders, and professes to render, services of a pure- ly honorary character. If, in his professional capacity as an English barrister, he accepted a retainer to § 401] EIGHT TO COMPEITSATION. 693 to remuneration for his services; hence the remuneration of a barrister is called honorarium as opposed to merces. Even an express promise by the client himself to pay fees to counsel for his advocacy, whether made before or during or after the litiga- tion, has no binding effect. The relation of counsel and client renders the parties mutually incapable of making any legal con- tract of hiring and service concerning advocacy in litigation. The requests and promises of the client and the services of counsel create neither an obligation nor an inception of obligation, nor any inchoate right whatever capable of being completed and made into a contract by any subsequent promise.® This rule is based on the practice under the civil law." There cannot be said to be any hard and fast present day method of fixing compensation to counsel. It is a matter of common knowledge that some prominent leading counsel demand and ob- tain large fees in cases where the parties or their solicitors con- sider it worth while to pay the fees demanded. In ordinary cases appear and plead before commission- ers and arbitrators in a foreign coun- try, by whose law counsel practicing in its regular courts were permitted to have suit for their fees, that would not give him a right of action for his honoraria. His client would have a conclusive defense to such an action, on the ground that he was employed as a member of the English bar, and, by necessary implication, upon the same terms as to remuneration upon which the members of that bar are understood to practice." Eeg. v. Doutre, 9 App. Cas. (Eng.) 745. 9 2 Halsbury's Laws of England, 392. 10 See the preceding section. The terra honorarium, as applica- ble to a counsel's fee, was introduced in England by Sir John Davys, who said: "Our learned men in the law do not grow to good estates by any illiberal means, but in a most in- genious and worthy manner. For, the fees or rewards which they receive are not of the nature of wages or pay, or that which we call salary or hire. That which is given is called honor- arium, and not merces; it is not cer- tain, not contracted for; for, no price or rate can be set upon counsel which is invaluable and inestimable, so as it is more or less according to circum- stances, viz., the ability of the client, worthiness of the counselor, the weightiness of the cause, and the cus- tom of the country. It is a gift of such a nature, and given and taken up on such terms, as, albeit the able client may not neglect to give it with- out note of ingratitude, yet the coun- selor may not demand it without doing injury to his reputation, ac- cording to that moral rule, Multa hon- este accipi possunt, quae honeste peti non possunt." See Kennedy v. Broun, 13 C. B. N. S. 677, 106 E. C. L. 677. 694 EIGHT TO COMPENSATION. [§ 401 there is an unwritten elastic scale of fees, based partly on the amount of work involved and partly on the importance and value of the matter in dispute. There is a special and much higher scale for Parliamentary drafting, and practice before Parliamen- tary committees. In many cases professional etiquette requires counsel to refrain from taking a brief outside the court or circuit where he usually practices without a special fee: the details of which are of merely local interest. In fixing a brief fee the diffi- culty and importance of the case and the amount involved are properly taken into consideration.^' As a rule it may be said that remuneration is a matter of arrangement (not, of course, a legal contract) between individual counsel and solicitors ; but the allow- ance of the fees agreed upon is subject to the discretion of the taxing master, and the court will not interfere with such dis- cretion unless a gross mistake has been made.*^ Where more than one counsel is employed, there is a long set- tled practice that the junior counsel should be allowed a fee pro- portionate to that of his leader on taxation.'* Briefs to two coun- sel are usually allowed on taxation except in cases coming under Order LXV., rule 12 (sum recovered not more than £50). In such cases the costs of briefing more than one counsel will not be allowed, unless the taxing master shall, for special reasons, be of opinion that briefing more than one counsel was proper (Order LXV., rule 46). The fees of more than two counsel are allowed on taxation as between party and party only under special cir- cumstances,'* or even as between solicitor and client.'* Payment must be made before taxation and to counsel person- ally. By Order LXV., rule 52, no fee to counsel shall be allowed on taxation unless vouched by his signature. It is obvious that the requirement of signature for fees before taxation is an effec- tive means of securing payment in most cases. Formerly it was 11 London Chatham & Dover E. Co. 14 Smith v. BuUer, L. R. 19 Eq. V. South Eastern E. Co., 60 L. T. N. S. (Eng.) 473; Peel v. London & North (Eng.) 753. Western R. Co., [1907] 1 Ch. (Eng.) 12 Atty.-Gen. v. Carrington, 6 Beav. 607. (Eng.) 454, 63 Eev. Rep. 142; Brown 16 In re Broad, 15 Q. B. D. (Eng.) V. Sewell, 16 Ch. D. (Eng.) 517. 420. 13 Brown v. Sewell, 16 Ch. D. (Eng.) 517. § 402] EIGHT TO COMPENSATION. 695 not thought that counsel's signature for fees on his brief or at the foot of a statement of fees was liable to stamp duty, but it has now been held that a voucher is a receipt within the meaning of the Stamp Act of 1891.^* Counsel in a position to demand prepayment, and others who are fortunate enough to deal with business-like clients, usually receive with the brief a check for the fees marked thereon ; further fees becoming due subsequently, such as refreshers and extra consultations, being settled for after- wards in the usual way. There is no way of settling disputes as to fees unless the parties choose to agree to refer the matter, in- formally, to a^-bitration. Fees not being recoverable, it follows that there can be no direct means of enforcing payment. But in some cases the law society will bring pressure to bear upon an offending member (but not all solicitors are members of the law society) who has received counsel's fees from his client and omits to pay them over. It is believed, however, that this is a somewhat precarious remedy.*' As to legal practitioners below the degree of counselor, how- ever, a different rule prevails. Their fees are fixed by statute.*' § 402. Criticism of English Rule. — The English rule which regards counsel fees as a mere honorary recompense, the payment of which is not obligatory on the client, has received but slight recognition in this country ; " but, on the contrary, it has been 18 General Council of the Bar v. In- 18 2 Halsbury's Laws of England, land Revenue Com'rs, [1907] 1 K. B. pp. 403-409. See also Reg. v. Doutre, (Eng.) 462. 9 App. Cas. (Eng.) 745; Poucher v. "In Thornhill v. Evans, 2 Atk. Norman, 3 B. & C. 744, 10 E. C. L. (Eng.) 330, Lord Chancellor Hard- 219; Steadman t). Hockley, 15 M. & W. wieke said: "Can it be thought that (Eng.) 553. this court will suffer a gentleman of 19 In some early Pennsylvania cases the bar to maintain an action for fees, the English rule was followed. Mooney which is quiddam honorarium, or, if v. Lloyd, 5 Serg. & R. (Pa.) 412; he happens to be a mortgagee, to in- Lynch v. Com., 16 Serg. & R. (Pa.) sist upon more than the legal interest, 368, 16 Am. Dec. 582; Brackenridge v. under pretense of gratuity or fees for McFarlane, Add. (Pa.) 49. These business formerly done in the way of a cases have long been overruled. Fos- counsel? To admit of such a clandes- ter v. Jack, 4 Watts (Pa.) 334; Wal- tine way of coming at fees, is of much ton v. Dickerson, 7 Pa. St. 377 ; worse consequence than the other." Balsbaugh v. Frazer, 19 Pa. St. 95. 696 EIGHT TO COMPENSATION. [§ 402 expressly disapproved as being opposed to the general tenor of our laws.^" It has been aptly said : "We have here no separate orders See also the rule in New Jersey, infra, § 405. 80 Davis V. Webber, 66 Ark. 190, 49 S. W. 822, 74 Am. St. Rep. 81, 45 L.R.A. 196; McDonald v. Napier, 14 Ga. 104; Stevens v. Adams, 23 Wend. (N. Y.) 57; Adams v. Stevens, 26 Wend. (N. Y.) 461; Newnan v. Wash- ington, Mart. & Y. (Tenn.) 79. English Rule Disapproved. — "What- ever may be the practice of other countries, however, the principle has never been adopted in this [New York] state that the professions of physicians and counselors are merely lionorary, and that they are not of right entitled to demand and receive a fair compensation for their services, especially where there is an agreement to pay them a fixed compensation, or such a reasonable remuneration for their services as those services shall be deemed to be worth. The distinc- tion of patron and client, which formed one of the fundamental laws of ancient Rome, ceased in this state when slavery was abolished; and it is wholly inconsistent with all our ideas of equality to suppose that the busi- ness or profession by which any one earns the daily bread of himself or of his family, is so much more honorable than the business of other members of the community as to prevent him from recovering a fair compensation for his services on that account. I have no doubt, therefore, that by the law of this state, as it has always existed from the time of its first settlement, the lawyer as well as the physician, was entitled to recover a, compensa- tion for his services ; and that such services were never considered here as gratuitous and honorary merely." Adams v. Stevens, 26 Wend. (N. Y.) 451. In the same case. Senator Ver- planck, in speaking of the old English rule, said: "So entirely does this rule depend upon arbitrary custom in Great Britain, that when you cross the Tweed it ceases, for the Scotch law holds that 'honoraries may be pur- sued;' i. e., physicians and counsel- ors may sue for their fees. When such contracts are not discreditable or unheard of, an implied agreement for the usual and fair compensation of such services may be presumed. . . . In a, land wedded to old usages, we know that habit or prejudice may still keep up a distinction in form, that has long ago passed away in sub- stance, and thus compel the counsel- or and the licentiate physician to look only to their honorary fees, while the surgeon or solicitor may sue for his bill; but in our own 'bank-note world,' on this side the Atlantic, and in an age when the greatest poets or novelists are willing to confess that they toil 'for gain, not glory,' it is ridiculous to attempt to perpetuate a monstrous legal fiction, by which the hard-working lawyers of our day, toil- ing till midnight in their offices, are to be regarded in the eye of the law in the light of the patrician juriconsults of ancient Rome, when — dulce aici fuit et solemne reclusa. Mane domo vigilare, client! promeri jura ; and who at daybreak received the early visits of their humble and de- § 402] EIGHT TO COMPENSATION. 697 in society — none of those exclusive privileges which distinguish the lawyer in England, in order to attach him to the existing government, and which constitute him a sort of noble in the land — rising, by regular gradation, from an apprentice's humble seat in Westminster Hall, until he becomes a sergeant, and then is invited to a seat within the bar as king's counsel ; after a little time [he] receives some sinecure appointment, or is placed on the bench for life, with a salary of many thousand pounds sterling; or is appointed solicitor-general to the king or the queen, or at- torney-general, or perchance attains to the highest professional honors, by taking his seat on the woolsack; equal, whatever may have been his birth or his origin, to the proudest peer he looks upon. None of these privileges are possessed by the advocates and attorneys [in this country]. True, the latter may be pro- moted (if promotion it may be called) from a lucrative practice at the bar to a troublesome and unproductive, though honorable, seat on the bench. But, upon the whole, a lawyer in England is as diiferent from a lawyer here as a man in a plain suit of black or blue — his head such as nature made it — is unlike him in ap- pearance who has his body surrounded with a long robe and his head covered with a large wig." ^' So, in Canada the English pendent clients, and pronounced with honordriiomf (2 Atk. (Eng.) 332, mysterious brevity the oracles of the Black. Com. 2d vol. 24, 25.) This law." Adams v. Stevens, 26 Wend. honorarium is a voluntary donation, (N. Y.) 451. in consideration of services which 2lNewnan v. Washington, Mart. & admit of no compensation in money. Y. (Tenn.) 79. Advocates are deemed (God save the In McDonald v. Napier, 14 Ga. 104, mark ! ) to practice for honor or in- Nisbet, J., said: "We know not the fiuence. And they were deemed so to distinctions of attorney, advocate, do at Rome in the time of Cicero. He barrister, sergeant, etc., to which so held in small esteem the strictly legal great importance is attached in our profession, and declined a fee or pres- fatherland. Advocates or counselors ent for prosecuting Verres, and twits at [common law] cannot sue for com- Hortensius for receiving an ivory pensation according to Blackstone, sphinx for defending him. Yet the Lord Mansfield and Lord Hardwicke. great advocate of Rome grew rich on The latter, in Thornhill v. Evans, ex- presents. And so much was the be- claims with holy horror, 'Can it be stowal of the honorarium abused in thought that this court will suffer a his day, that the senate interfered and gentleman of the bar to maintain an regulated the matter by a decree, action for fees, which is quiddam Notwithstanding Lord Hardwieke's 698 EIGHT TO COMPENSATION. [§ 402 rule has been regarded in the light of a legal fiction. Thus, says an eminent jurist, "It is not a fact that counsel give their time and intellect for a mere honorarium, and it would not detract from their dignity or from the honor of their profession, nor •would it impair or endanger the due administration of justice, if counsel, like the rest of mankind, were entitled by law to claim, and, if necessary, enforce payment of the reward which they had faithfully earned, and which was dishonestly withheld from them. It is not worth while to keep up a fiction against the actualities and realities of life that counsel do not, like other men, work for money, and need not be paid unless the clients as a mere favor choose to pay them ; for it is notorious if they were not paid they would not work. ... It ir to a great extent a fallacy also to say that counsel fees cannot be sued for at law. They are sued for every day in the year. In England as a rule the client does not confer directly with the counsel. He goes to an attorney or solicitor and lays his case before him. The attorney prepares a written case, and lays it before counsel for his opinion, and he pays the counsel his fees for his opinion, and when the case is ready for trial or argument the attorney prepares a brief and delivers it to the counsel along with his fee. The attorney knows he is obliged to pay the counsel, and that he could not get the counsel to do one act for him if he did not pay him. The client is bound by law to pay all these counsel fees. The counsel can- not sue him for them, but the attorney who has paid them for him can sue him by calling them 'money paid for the client at his request.' " ' Even under the canon law the advocate was en- titled to compensation.^ exclamation, it is not questionable an advocate. No proctor shall con- that lawyers in Great Britain above elude any cause without the Icnowl- the grade of attorneys are better paid edge of the advocate retained and in money, and more liberally rewarded feed ; which if any proctor shall do, with honors, than in any other coun- or by any color whatsoever defraud try." the advocate of Ms fee, he shall be 1 Wilson, J., in McDougall v. Camp- suspended from all practice for six bell, 41 U. C. Q. B. 332. • months, without hope of being restored 2 Under Canon Law. — The 131st before the said term be fully com- canon enacted that "no judge shall plete." Kennedy v. Broun, 13 C. B. admit any libel without the advice of N. S. 677, 106 E. C. L. 677. 403] EIGHT TO COMPEJ!TSATION. 099 § 403, Rule in Canada. — As to the right of counsel to con- tract for, and to recover, compensation for professional services in Canada, no general rule can be stated, because, in this respect, the practice in each province is governed by its local laws. The Eng- lish rule, however, has been disapproved.' It has been held that in proceedings before the exchequer and supreme courts, there be- ing no tariff as between attorney and client, an attorney has the right in an action for his costs to establish the quantum meruit of his services.* In some of the provinces the rule is firmly estab- lished that counsel may sue for, and recover, compensation for their services. It has been so held in Ontario.* So, also, accord- ing to the law of Quebec, a member of the bar is entitled, in the absence of special stipulations, to sue for and recover on a qwm,- tum meruit in respect of professional services rendered by him, and may lawfully contract for any rate of remuneration which is not contra bonos mores, or in violation of the rules of the bar ; * nor is that right lost by the performance of services in another province.'' And in the ITorthwest Territory counsel fees are 3 See the preceding section, note. * Paradis v. Bosse, 21 Can. Sup. Ct. 419. "There is no provision in the pro- cedure of the supreme court for the ascertainment of costs between solic- itor and client. In Boak v. Merchants' Marine Ins. Co., [1 Can. Sup. Ct. 110] decided in June, 1879 (Cass. S. C. Dig., p. 677, No. 45), the chief justice refused an order directing the regis- trar to tax costs between solicitor and client, and stated that the question had been considered by the judges at the organization of the court, and it was deemed advisable not to regulate costs between solicitor and client. Ac- cordingly the rule provides for costs between party and party only, and the tariff of fees is framed on that foot- ing: Rule S. C. 57; and Tariff, Cas- sels' S. C. Prac, p. 148. As a neces- sary consequence of this omission, the counsel seeking to enforce recovery of fees for proceedings in the supreme court must resort to an action for compensation. The claim rests on a quantum, meruit, supported by appro- priate evidence. Paradis v. Bosse, 21 Can. Sup. Ct. 419; Poucher v. Norman, 3 B. & C. 744, 10 E. C. L. 219 ; Armour V. Kilmer, 28 Ont. 618. BMcDougall V. Campbell, 41 U. C. Q. B. 332 ; Armour v. Kilmer, 28 Ont. 618; Millar v. Kanady, 5 Ont. L. Rep. 412; Gibson v. Le Temps Pub. Co., 10 Ont. L. Rep. 434. 6 Reg. V. Doutre, 9 App. Caa. (Eng.) 745 (decided under the laws of Que- bec) ; Paradis v. Bosse, 21 Can. Sup. Ct. 419 (decided under the laws of Quebec ) ; Oilman v. Cockshutt, 18 Quebec 552. 'S'Reg. V. Doutre, 9 App. Gas. (Eng.) 745 (decided under the laws of Que- bec). 700 EIGHT TO COMPENSATION. [§ 404 on the same footing as other fees allowed by the tariff, and an advocate can recover them from a client by action.' Solicitors who employ counsel have implied authority to pledge the client's credit for the payment of counsel fees. A legal privity exists be- tween client and counsel, though a solicitor has intervened in the usual way. It is a part of the solicitor's duty to instruct counsel in conducting litigation. There is, therefore, in retaining counsel by the solicitor, no delegation of duty which the solicitor could himself perform, and no benefit accrues to the solicitor by the em- ployment of counsel.® § 404. General Rule in United States. — The rule generally prevailing throughout the United States is that an attorney is en- titled to compensation for services rendered at the express or im- plied request of his client ; ^^ and that he may contract with his client for the rendition of services and the compensation which 8 Hamilton v. McNeill, 2 N. W. Ter. 151. See also Murray v. Royal Ins. Co., 1 West. L. Rep. (Vancouver) 8. And see Armour v. Dinner, 4 N. W. Ter. 30, which is set out at note 9 of this section. 9 Armour v. Kilmer, 28 Ont. 618, wherein it was also said that the text statement "marks the line of distinc- tion between cases where the client is held responsible through the agency of his solicitor and those where the solicitor has been made to answer in person for work he directs to be done for the client. Where one attorney is employed by another to do attorney's work, though it be for the benefit of a client, the intendment is that credit is given to the attorney who employs the other, as in Scrace v. Whittington, 2 B. & C. 11, 9 E. C. L. 7. Quoad such work the attorney who orders it is the principal." Compare Armour v. Dinner, 4 N. W. Ter. 30, wherein Scott, J., said : "I am of opinion that when a solicitor or ad- vocate is employed to carry on a suit or an appeal, and in the course of carrying on such suit or appeal, he does what is usual to be done in the way of disbursements for that object, he prima facie renders himself liable to the persons of whom he demands services to be performed or work to be done. The persons he employs are to look to the advocate and not to his clients for their pay; for instance, in appeals to the su- preme court of Canada, the appeal books and faetums have to be printed ; the printer looks to the advocate who employed him and not to his clients." 10 United States. — Law v. Ewell, 2 Cranch (C. C.) 144, 15 Fed. Cas. No. 8,127; Farmers' Loan, etc., Co. v. McClure, 78 Fed. 209, 49 U. S. App. 43, 24 C. C. A. 64; William Firth Co. V. Millen Cotton Mills, 129 Fed. 141 ; Edwards v. Bay State Gas Co., 172 Fed. 971. Alabama.— Kidd v. Williams, 132 Ala. 140, 31 So. 458, 56 L.E.A. 879. § 404] EIGHT TO COMPENSATION. 701 Arhansas. — Davis v. Webber, 66 Ark. 190, 49 S. W. 822, 74 Am. St. Rep. 81, 45 L.R.A. 196. GalifomiO: — Dunlap v. Standard, etc., Min. Co., 61 Cal. 237; Aydelotte V. Bloom, 13 Cal. App. 56, 108 Pao. 877. Colorado. — Willard v. Williams, 10 Colo. App. 140, 50 Pac. 207. Delaware. — Stevens v. Monges, 1 Harr. 127. Florida. — Stev^art v. Beggs, 56 Fla. 565, 47 So. 932. Georgia. — McDonald v. Napier, 14 Ga. 89 ; Wells v. Haynes, 101 Ga. 841, 28 S. E. 968; Dublin, etc., K. Co. v. Akerman, 2 Ga. App. 746, 59 S. E. 10; Coker v. Oliver, 4 Ga. App. 728, 62 S. E. 483. Indiana. — Pennington v. Nave, 15 Ind. 323; Hauss v. Niblack, 80 Ind. 407. Iowa. — Graham v. Dubuque Special- ty Mach. Works, 138 la. 456, 114 N. W.619, 15 L.R.A.(N.S.) 729; Graham V. Dillon, 144 la. 82, 121 N. W. 47. Kansas. — Cooper v. Harvey, 77 Kan. 854, 94 Pac. 213. Kentucky. — Caldwell v. Shepherd, 6 T. B. Men. 389 ; Rust v. Larue, 4 Litt. 411, 14 Am. Dec. 172; Lilly v. Pryse, 54 S. W. 961, 21 Ky. L. Rep. 1223; Germania Safety Vault, etc., Co. v. Hargis, 64 S. W. 516, 23 Ky. L. Rep. 874. Louisiana. — Copley v. Harrison, 3 Rob. 83; McCarty's Succession, 3 La. Ann. 517; Tenner v. McCan, 49 La. Ann. 600, 21 So. 768; Dinkelspiel v. Pons, 119 La. 236, 43 So. 1018. Maine. — McLellan v. Hayford, 72 Me. 410, 39 Am. Rep. 343. Maryland. — Calvert v. Coxe, 1 Gill 123. Massachusetts. — Thurston v. Per- cival, 1 Pick. 415; Manning v. Osgood, 151 Mass. 148, 23 N. E. 732; Blair v. Columbian Fireprooflng Co., 191 Mass. 333, 77 N. E. 762. Michigan. — Brackett v. Sears, 15 Mich. 244; Detroit V. Whittemore, 27 Mich. 281 ; Eggleston v. Boardman, 37 Mich. 14; Marx v. McMorran, 136 Mich. 406, 99 N. W. 396, 11 Detroit Leg. N. 80. Minnesota. — Calhoun v. Akeley, 82 Minn. 354, 85 N. W. 170; Lind v. Jones, 104 Minn. 302, 116 N. W. 579. Missouri. — Webb v. Browning, 14 Mo. 354; Frissell v. Haile, 18 Mo. 18; Eoff V. Irvine, 108 Mo. 378, 18 S. W. 907, 32 Am. St. Rep. 609; Young D. Lanznar, 133 Mo. App. 130, 112 S. W. 17. New Eampshire. — Smith v. Davis, 45 N. H. 566. New York. — Lorillard v. Robinson, 2 Paige 276 ; Wilson v. Burr, 25 Wend. 386; Adams v. Stevens, 26 Wend. 455; Fischer-Hansen v. Brooklyn Heights R. Co., 173 N. Y. 492, 66 N. E. 395 ; O'Neill V. Crane, 65 App. Div. 358, 72 N. Y. S. 812 ; Sanford v. Bronson, 109 App. Div. 835, 96 N. Y. S. 859; Ross V. Bayer, etc., Co., 123 App. Div. 404, 107 N. Y. S. 1063 ; Steele v. Hammond, 136 App. Div. 667, 121 N. Y. S. 589; Spencer v. Busch, 50 Misc. 284, 98 N. Y. S. 690; Stoutenburgh v. Fleer, 87 N. Y. S. 504; St. John v. Bird, 110 N. Y. S. 389. Ohio. — Christy v. Douglas, Wright 485. Oklahoma. — Mellon v. Fulton, 22 Okla. 636, 98 Pac. 911, 19 L.R.A. (N.S.) 960. Oregon. — Hamilton v. Holmes, 48 Ore. 453, 87 Pac. 154. Pennsylvania. — Foster v. Jack, 4 Watts 334; Walton v. Dickerson, 7 Pa. St. 376; Balsbaugh v. Frazer, 19 Pa. St. 95; Heblich v. Slater, 217 Pa. 702 EIGHT TO COMPENSATIOIf. [§ 404 St. 404, 66 Atl. 655 ; Seybert v. Salem Tp., 22 Pa. Super. Ct. 459. South Carolina. — Clendinen v. Black, 2 Bailey L. 488, 23 Am. Dee. 149; Duncan v. Breithaupt, 1 MeCord L. 149. Tennessee. — Newnan v. Washington, Mart. & y. 79 ; Phillips v. Overton, 4 Hayw. 291; IngersoU v. Coal Creek Coal Co., 117 Tenn. 263, 10 Ann. Cas. 829, 98 S. W. 178, 119 Am. St. Rep. 1003, 9 L.R.A.(N.S.) 282; Blount County Bank v. Smith, 48 S. W. 296 ; Campbell v. Provident Sav., etc., Soc, 61 S. W. 1090. Texas. — Fore v. Chandler, 24 Tex. 146; Hames v. Stroud, 51 Tex. Civ. App. 562, 112 S. W. 775; Ealey v. Smith, 73 S. W. 54. Virginia. — Parsons v. Maury, 101 Va. 516, 44 S. B. 758. Vermont. — Vilas v. Downer, 21 Vt. 419. Washington. — Schultheis v. Nash, 27 Wash. 250, 67 Pac. 707. West Virginia. — Fidelity Ins. etc., Dep. Co. V. Shenandoah Valley R. Co., 40 W. Va. 627, 22 S. E. 90; Weigand V. Alliance Supply Co., 44 W. Va. 133, 28 S. E. 803; Watts v. West Virginia So. R. Co., 48 W. Va. 262, 37 S. E. 700; Keenan v. Scott, 64 W. Va. 137, 61 S. E. 806. Wisconsin. — Remington v. Eastern R. Co., 109 Wis. 154, 84 N. W. 898, 85 N. W. 321. "When the courts hold, in the face of the common law to the contrary — in force in this country by express legis- lative enactment and otherwise — that such demands are legal, their decisions can rest upon no solid foundation, other than the recognition of the right to contract, based upon our constitu- tion and laws, which, by reason of its inconsistency with the English law, inhibiting the right to contract, has prevented so much of the English law from having force in this country. Because if, by the adoption of tlie common law, in gross, as the rule of decision in this country, those provi- sions of that law were in force, which denied to a counselor any capacity to contract with his client on account of his professional services, and which denied to the attorney any such ca- pacity, beyond that which the law had made for him in assigning to every professional service its fixed and ap- propriate compensation, the courts could not decide that a recovery could be had for professional services founded upon any agreement as to such services, either express or im- plied. These decisions, then, rest upon the ground that the incapacity to con- tract as to professional services has been removed by inconsistent legisla- tion in this country. In this [Arkan- sas] state — as, also, perhaps in most, if not all the other states — there has been no legislation on the subject, ex- cept the general provisions contained in the paramount law, that all free men, when they form a social com- pact, are equal, and have certain in- herent and indefeasible rights, among which are those of acquiring, possess- ing and protecting property, and of pursuing their own happiness. It follows, then, that when the removal of the incapacity to contract for pro- fessional services is placed upon the ground of inconsistent legislation in this country, and that legislation, as in this state, is only the constitutional declaration, it must be removed with- out any other qualification or re- striction than that which attaches to the privilege to contract enjoyed by citizens in general. The disability 405] EIGHT TO COMPENSATION. 703 he is to receive therefor.*' Indeed, the principles of law appli- cable to the claims of attorneys for services, in so far as their right thereto is concerned, do not differ materially from those applicable to other contracts of employment.'^ The right to compensation as dependent on admission to the bar,'' and also the effect of failing to pay a license or occupation tax, where it is imposed, have been considered heretofore.'* § 405. Rule in New Jersey. — The general rule stated in the preceding section does not apply in New Jersey. In that juris- diction a distinction between attorneys and counselors is still recognized, although, in most cases, both of these offices unite in under the English law was not, spe- cially, that the counselor could not contract with his client for » part of the thing in controversy as a, compen- , sation for his services; but, generally, that in reference to these services, he could not contract at all. There was no provision of the law inhibiting the purchase of a part of the thing in dis- pute, which was peculiar to lawyers: it was a provision common to all per- sons. It is, therefore, requisite to know upon what basis that provision rested in the English law, in order to determine whether, under our legisla- tion, it remains law in this state. Be- yond any reasonable doubt the root of this doctrine was the principle of the common law, that a right of action could not be transferred by him who had the right, to another. This prin- ciple was interlaced with the doctrines of maintenance ■ and champerty, and was founded upon the same reason. Lord Coke says: 'That for avoidance of maintenance, suppression- of right and stirring up suits, nothing in ac- tion, entry or re-entry can be granted over, for so, under color thereof, pre- tended titles might be granted to great men, whereby right might be trodden down, and the weak oppressed.' " Ly- tle V. State, 17 Ark. 608. 11 See infra, § 417. 12 McLellan v. Hayford, 72 Me. 410, 39 Am. Eep. 343; Blair v. Columbian Fireproofing Co., 191 Mass. 333, 77 N. E. 762; Young v. Lanznar, 133 Mo. App. 130, 112 S. W. 17; Vilas v. Downer, 21 Vt. 419. "The circumstances under which a contract to pay a counselor at law for services rendered and expenses in- curred may be inferred, and the char- acter and effect of that contract do not essentially differ from those which pertain to, and regulate contracts for other professional services, skilled labor of any kind, and, in fact, any kind of service in which the amount of the compensation necessarily de- pends largely upon the circumstances under which the service is rendered, its nature, and the charges that are usual and customary for like services." McLellan v. Hayford, 72 Me. 410, 39 Am. Rep. 345. 13 See supra, § 23. 14 See supra, § 68. Y04 EIGHT TO COMPENSATIOIT. [§ 405 one individual. The services of counsel are presumed to be gratuitous; and, therefore, are not recoverable by action.^' It therefore follov7s that a delegation of power to an agent, or to a lawyer, to engage counsel in this state, would carry with it no delegation of power to enter into a contract to pay a specific sum for such services." To this extent the rule would appear to be that which prevails in England." But even the English rule, in so far as it incapacitates counsel to contract with his client for a recompense for his services, is not followed; thus, possibly in recognition of the constitutional right to contract, counsel may, in l^ew Jersey, enter into an agreement with his client for com- pensation, and recover thereon." So, also, where he renders pro- fessional services not as advocate or counsel, but merely in the capacity of attorney, recovery may be had therefor even though such compensation was not agreed upon ; and it is immaterial that he who rendered the services as attorney is also a counselor." It iSSeeley v. Crane, 15 N. J. L. 35; VanAtta v. McKinney, 16 N. J. L. 235; hSchomp v. Schenck, 40 N. J. L. 195, 29 Am. Rep. 219 ; Hopper v. Lud- lum, 41 N. J. L. 182 ; Bentley v. Mary- land Fidelity, etc., Co., 75 N. J. L. 828, 15 Ann. Cas. 1178, 63 Atl. 202, 127 Am. St. Rep. 837. 16 Bentley v. Maryland Fidelity, etc., Co., 75 N. J. L. 828, 15 Ann. Cas. 1178, 69 Atl. 202, 127 Am. St. Rep. 837. 17 See supra, § 401. In Schomp v. Schenck, 40 N. J. L. 195, 29 Am. Kep. 219, it was said: "The rule in question has always flourished in full vigor as a part of the common law, and has never, dur- ing any interval of time, fallen into disuse; and that as its only founda- tion was its supposed eflicacy in sus- taining the honorable standing of the advocate, I can by no means admit that such a rule is alien to the pro- fessional ethics of this country. The principle that the advocate cannot stipulate with his client for his perquisites, is one of the established customs of our inherited jurispru- dence, and is entirely consistent with out social conditions, and, therefore, in my opinion, is not to be eliminated except by legislation." 18 Hopper V. Ludlum, 41 N. J. L. 182; Zabriskie v. Woodruff, 48 N. J. L. 610, 7 Atl. 336; Bentley v. Mary- land Fidelity, etc., Co., 75 N. J. L. 828, 15 Ann. Cas. 1178, 69 Atl. 202, 127 Am. St. Rep. 837. 19 Strong V. Mundy, 52 N. J. Eq. 833, 31 Atl. 611. In Van Atta v. McKinney, 16 N. J. L. 235, it was said that in principle, it is lawful for a man to conduct and transact all his business by agent or servant, and that his law suits, even in a justice's court, form no exception. Every servant or agent is entitled to a reasonable remuneration for the time, care and labor bestowed upon the business of another; and so en- titled that his claim may bo enforced § 406] EIGHT TO COMPENSATIOIir. 705 has been so held with reference to services rendered in courts not of record.*" § 406. Retaining Fees. — The term "retaining fee" or "re- tainer" indicates a preliminary fee given to an attorney or coun- sel to insure and secure his future services, and induce him to act for the client.^ The general rule is that an attorney who has been consulted professionally, or engaged in a cause, is entitled to one * reasonable retaining fee,' even though there was no express agreement there- in a court of justice, tlie only ex- ception being in the case of the advo- cate, or counsel, resting on its own peculiar reasons. But the remunera- tion allowable in this case is not for learning, talent, or ingenuity. Our law does not suppose these necessary to conduct the business of a justice's court. And remuneration may be re- covered excepting for services strict- ly analogous to the duties of an at- torney at law in the higher courts. Therefore, an attorney may recover a proper recompense for drawing ac- counts, or statements of demand; at- tending the court on the return of process, adjourn day, or trial day, in lieu of the party himself; collecting evidence, or whatever may be neces- sary to prepare the cause for trial, and present it duly to the court. But this does not include speaking to a cause in court, or advocating (how- ever learnedly or eloquently) the one side or the other. The distinction be- tween the duties of an advocate and attorney (though frequently, in our state, discharged by the same person, and therefore often confounded by the community) is well known in law. 20 Van Atta v. McKinney, 16 N. J. L. 235. Atlys. at L. Vol. II.— 45. 1 Agnew V. Walden, 84 Ala. 504, 4 So. 672; Union Surety, etc., Co. v. Tenney, 200 111. 349, 65 N. E. 688; Blair v. Columbian Fireproofing Co., 191 Mass. 336, 77 N. E. 762; Sever- ance V. Bizallion, 67 Misc. 103, 121 N. Y. S. 627; Schmidt v. Curtiss, 72 Wash. 211, 130 Pac. 89. The word "retainer" has been de- fined as signifying, "the act of a client by which he engages an attorney or counselor to manage a cause, either by prosecuting it, when he is plain- tiff, or defending it, when he is de- fendant." Blair v. Columbian Fire- proofing Co., 191 Mass. 333, 77 N. E. 762. 2Schnell v. Schlernitzauer, 82 111. 439 ; Dillon v. McManus, 121 Mo. App. 37, 97 S. W. 971 ; Morton v. Croghan, 1 Cow. (N. Y.) 233. 8 Alabama. — See Agnew v. Walden, 84 Ala. 504, 4 So. 672. California. — Knight v. Russ, 77 Cal. 410, 19 Pac. 698; Roche v. Baldwin, 143 Cal. 186, 76 Pac. 956; Clements V. Watson, 7 Cal. App. 74, 93 Pac. 385; Aydelotte v. Bloom, 13 Cal. App. 56, 108 Pac. 877. Illinois. — Schnell v. Schlernitzauer, 82 111. 439 ; Union Surety, etc., Co. v. Tenney, 200 111. 349, 65 N. E. 688, affirming 102 111. App. 95. 706 EIGHT TO COMPENSATION. [§ 406 for ; * and it is immaterial whether he was or was not afterwards called upon to perform any service,* or that other counsel have been consulted.® This rule is based on the theory that an attorney who has been Kansas. — Blackman v. Webb, 38 Kan. 668, 17 Pae. 464. Massachusetts. — ^Aldrich v. Brown, 103 Mass. 527; Perry v. Lord, 111 Mass. 504; Blair v. Columbian Fire- proofing Co., 191 Mass. 333, 77 N. E. 762. Michigan. — Eggleston v. Boardman, 37 Mich. 14; Kelly v. Richardson, 69 Mich. 430, 37 N. W. 514. Oklahoma. — Mellon v. Fulton, 22 Okla. 636, 98 Pac. 911, 19 L.R.A. (N.S.) 960. 4 Blackman v. Webb, 38 Kan. 668, 17 Pac. 464; Aldrich v. Brown, 103 Mass. 527; Perry v. Lord, 111 Mass. 504; Blair ■;;. Columbian Fireproofing Co., 191 Mass. 333, 77 N. E. 762; Eg- gleston V. Boardman, 37 Mich. 14. 6 Clements v. Watson, 7 Cal. App. 74, 93 Pac. 385; Perry v. Lord, 111 Mass. 504; Blackman v. Webb, 38 Kan. 668, 17 Pac. 464, wherein the court, in upholding the attorney's right to a retaining fee, said: "The right to a retaining fee follows every retainer. When an attorney is en- gaged to prosecute or defend in an action, his entire services in that ac- tion are engaged for his client, and he cannot perform services for the ad- verse party. He is retained by his client for that entire action; and whether his client may ever call upon him to perform services, or not, he cannot perform services in that action for the adverse party, nor can lie re- ceive any fee or compensation from the adverse party. All his skill and abil- ity for that case are at the command of his client. A retainer of an at- torney at law is presumably worth something to the client, and presum- ably a loss to the attorney; and whether the attorney is ever called upon to perform any services or not in that case, he may when the case is terminated recover for whatever the evidence shows the retainer was worth." If the client, after retaining coun- sel, chose not to avail himself of their services, that is his privilege, but it can furnish no ground for a refusal to pay the stipulated retaining fee. Union Surety, etc., Co. v. Tenney, 200 111. 349, 65 N. E. 688, affirming 102 m. App. 95. Compare Yates v. Shepardson, 27 Wis. 238, wherein the court said: "We do not suppose a general retainer, where no actual services are rendered for which charges are made, entitles an attorney to sue his client for an annual counsel fee. Such is not our understanding of the effect of such an engagement. Of course parties may, and sometimes do, agree upon an amount which shall be paid as an an- nual counsel fee for professional ad- vice, but this is the result of special contract. No such annual counsel fee can be claimed in consequence of a general retainer; nor, for that matter, can any claim for compensation be made by reason thereof, where no ser- vices have been rendered." 6 Pate V. Maples, (Tenn.) 43 S. W. 740. § 406] EIGHT TO OOMPENSATIOJSr. 707 retained in a cause is, in consequence of such retainer, debarred from accepting employment from others whose interests are antag- onistic to those of the person so retaining him ; and further, that the act of retaining counsel places his skill, ability, and profes- sional influence, at the disposal of the client.'' So it has been held that it is no defense to an action on a contract to pay an at- torney a percentage on all accounts collected "that it was entered into, not for the purpose of procuring plaintiff's legal services," but to silence his opposition to defendant's scheme in a matter of a public concern; it appearing that the attorney held no oiBce.' But it has been held that a retaining fee is recoverable only where there is an express promise to pay it,' or where such a promise can be implied from the facts established,^" and an at- torney is not entitled to recover a retainer for services in suits that were never brought, in the absence of an express agreement to that effect, since an agreement to pay a retainer for services which are never performed cannot be implied.'* In estimating the value of an attorney's services, it has been held that it is proper to include in the consideration a reasonable retaining fee ; '^ but this seems to go farther than the rule war- rants, at least in so far as it tends to sustain the view that a re- taining fee may be recovered in addition to the actual value of the services rendered. The proper scope and application of the right to charge retainers is to remuneraite counsel for being de- f Alabama. — Agnew v. Walden, 84 ]44 U. S. 581, 12 S. Ct. 751, 36 U. S. Ala. 504, 4 So. 672. (L. ed.) 551. Kansas. — Blackman v. Webb, 38 lo Orr v. Brown, 69 Fed. 216, 30 U. Kan. 668, 17 Pac. 464. S. App. 405, 16 C. C. A. 197; Buckles ilfame.— McLellan v. Hayford, 72 v. Northeast Kansas Tel. Co., 79 Kan. Me. 410, 39 Am. Kep. 345. 34, 99 Pac. 813 ; McLellan v. Hayford, Massachusetts. — Blair v. Columbian 72 Me. 410, 39 Am. Kep. 345. Fireproofing Co., 191 Mass. 333, 77 N. " Windett v. Union Mut. Life Ins. E. 762. Co., 144 U. S. 581, 12 S. Ct. 751, 36 New York. — In re Schaller, 10 U. S. (L. ed.) 551, affirming 36 Fed. Daly 57. 838. OklaJioma.—Mellon v. Fulton, 22 12 Knight v. Buss, 77 Cal. 410, 19 Okla. 636, 98 Pac. 911, 19 L.R.A. Pac. 698; Roche v. Baldwin, 143 Cal. (N.S.) 960. 186, 76 Pac. 956; Clements v. Wat- 8 Jacks V. Thweatt, 39 Ark. 340. son, 7 Cal. App. 74, 93 Pac. 385. 9 Windett v. Union Mut. L. Ins. Co., Y08 EIGHT TO COMPENSATION. [§ 40Y prived, by being retained for one party, of tbe opportunity of rendering services for and receiving pay from the other; not to swell the amount of a bill which accrues for services rendered throughout the progress of the cause, and which should, and usual- ly does, contain specific charges for them all.*' In determining what is a reasonable sum to be charged by an attorney for entering into professional relations with a client, a variety of considerations are pertinent; among them are the ability and reputation of the attorney and the extent of the de- mand for his services by others in the community ; the probability or improbability of the retainer's interfering with his professional relations with other persons who are, or who are likely to become, his clients; the magnitude and nature of the business for which he is retained, and the probability or improbability of its bring- ing him large remuneration from the client retaining him. If his retainer is general, including all business of the client for a stated period, the pertinent considerations are different from those resulting from an employment for a single case.** In Canada it has been held that a retaining fee from a client to his solicitor is a mere gratuity; and, therefore, a promise to pay such a fee being without consideration, the solicitor has no right to deduct the amount thereof from funds of the client that may come into his hands.*' But an agreement between a solicitor and his client for the payment to the solicitor of a yearly salary has been upheld.** For Services of Associate Counsel. § 407. Unauthorized Employment. — In accordance with the principle stated heretofore to the effect that an attorney has no 13 McLellan v. Hayford, 72 Me. 410, He is to be paid, of course, but he is 39 Am. Rep. 343. not to be allowed anything as a re- Attorney for Assignee of Creditors. tainer." Matter of Schaller, 10 Daly — "An attorney who is employed by (N. Y.) 57. the assignee of creditors as his gen- 14 Blair v. Columbian Fireproofing eral adviser in all matters relating to Co., 191 Mass. 333, 77 N. E. 762. And the assignment, puts himself in such see infra, % 449. a position by becoming such general 15 In re Solicitor, 22 Ont. L. Rep. adviser that he cannot ask a retainer 30, 19 Ann. Cas. 488. See also In re in such suits as he is called on to try McBride, 2 Ch. Chamb. (Ont.) 153. in the course of his regular duties. iSFalkiner v. Grand Junction R. § 407] EIGHT TO COMPENSATIOIT. 709 implied power to delegate the authority reposed in him by his client/'' it is well settled that he caimot employ associate counsel at the expense of his client unless he has been duly authorized to do so;*' and if he does so without authority, he alone will be re- Co., 4 Ont. 350. But see Stevenson v. Kingston, 31 U. C. C. P. 333. IT See swpra, % 210. See also Bent- ley V. Maryland Fidelity, etc., Co., 75 N. J. L. 828, 15 Ann. Cas. 1178, 69 Atl. 202, 127 Am. St. Eep. 837. w England. — Mostyn v. Mostyn, L. R. 5 Ch. 457, 39 L. J. Ch. 780, 22 L. T. N. S. 461, 18 W. R. 657; In re Har- risson, 97 L. T. N. S. 902, 77 L. J. Ch. 143, 24 Times L. Rep. 118; Scrace v. Whittington, 2 B. & C. 11, 9 E. C. L. 7. See also Waller v. Holmes, 6 Jur. N. S. 1367. Canadla. — Hearn v. McNeil, 32 Nova Scotia 210; Armour v. Dinner, 4 N. W. Ter. 30; Augg v. Filiatrault, 10 Quebec Super. Ct. 157; Taylor v. Alex- ander, 12 Quebec Super. Ct. 159; Ex p. James, 8 N. Burns. 286. Compare Armour v. Kilmer, 28 Ont. 618, where- in it was held that a solicitor has im- plied authority to employ counsel. Umited States. — Northern Pac. R. Co. V. Clarke, 106 Fed. 794, 45 C. C. A. 635. * Alabama. — King v. Pope, 28 Ala. 601; Humes v. Decatur Land Im- provement & Furnace Co., 98 Ala. 461, 13 So. 368. Arkansas. — Fenno v. English, 22 Ark. 170. California. — Porter v. Elizalde, 125 Cal. 204, 57 Pac. 899 ; Miller v. Ball- erino, 135 Cal. 566, 67 Pac. 1046, 68 Pac. 600. Colorado. — Emblem v. Bicksler, 34 Colo. 496, 83 Pac. 636; McCarthy v. Crump, 17 Colo. App. 110, 67 Pac. 343; Lathrop v. Hallett, 20 Colo. App. 207, 77 Pac. 1095. / Georgia. — Mathews v. Giles, 108 Ga. 364, 33 S. E. 1006. Illinois. — Chicago, St. C. & M. E. Co. V. Larned, 26 111. 218; Hughes v. Zeigler, 69 111. 38; Evans v. Mohr, 153 111. 561, 39 N. E. 1083; Chicago, etc.. Traction Co. v. Flaherty, 222 111. 67, 78 N. E. 29; Continental Adjust- ment Co. V. Hoffman, 123 111. App. 69. Indiana. — Hogate v. Edwards, 65 Ind. 372; Brown v. Underbill, 4 Ind. App. 77, 30 N. E. 430; Moore v. Orr, 10 Ind. App. 89, 37 N. E. 554. Iowa. — McCrary v. Ruddick, 33 Iowa 521; Gibson v. Chicago, M. & St. P. R. Co., 122 Iowa 565, 98 N. W. 474; Gillilland v. Brantner, 145 Iowa 275, 121 N. W. 1047. S:e»it«c7i;j/.— Pittsburgh, C. & St. L. R. Co. V. Woolley, 12 Bush 451 ; Whit- low V. Whitlow, 109 Ky. 573, 60 S. W. 182. Louisiana. — Voorhies v. Harrison, 22 La. Ann. 85; Forman v. Sewerage, etc.. Board, 119 La. 49, 12 Ann. Cas. 773, 43 So. 908. Massachusetts. — Brigham v. Foster, 7 Allen 419. Michigan. — Lillis v. Pennsylvania Casualty Co., 131 Mich. 301, 91 N. W. 165. Minnesota. — White v. Esch, 78 Minn. 264, 80 N. W. 976; Calhoun v. Akeley, 82 Minn. 354, 85 N. W. 170. Missouri. — Young v. Crawford, 23 Mo. App. 434; Bissell v. Zorn, 122 Mo. App. 688, 99 S. W. 458. Nebraska. — McDowell v. Gregory, no EIGHT TO COMPENSATION. [§ 407 sponsible to the counsel so retained." An attorney may, however, incur a reasonable expense in conducting the business intrusted to his care,'" even though it involves the employment of another attorney ; thus vyhere a case is pending in another county, and it is necessary to attend to minor matters therein such as docket calls, obtaining orders, etc., which do not require the personal atten- tion of counsel familiar with the cause, the fees paid to local counsel, employed by the original attorney to act for him, are properly chargeable to the client, for the reason that the rendition of siich services necessarily involved expenditure, either by going to such other county in person, or by employment of counsel ; and, having adopted the latter method, the fees of such counsel are as properly chargeable as the traveling expenses would have been.* 14 Neb. 33, 14 N. W. 899; Sedgwick v. Bliss, 23 Neb. 617, 37 N. W. 483. New Jersey. — Bentley v. Maryland Fidelity, etc., Co., 75 N. J. L. 828, 15 Ann. Caa. 1178, 69 Atl. 202, 127 Am. St. Rep. 837. New York. — Coolc v. Eitter, 4 E. D. Smith 253; Matter of Bleakley, 5 Paige 311; Macniffe v. Ludington, 13 Abb. N. Cas. 407, 67 How. Pr. 13; In re Hynes, 105 N. Y. 560, 12 N. E. 60 ; Harwood v. La Grange, 137 N. Y. 538, 32 N. E. 1000; Matter of Bork-. Strom, 63 App. Div. 7, 71 N. Y. S. 451, affirmed 168 N. Y. 639, 61 N. E. 1127; Bassford v. Swift, 17 Misc. 149, 39 N. Y. S. 337 ; Meany v. Rosenberg, 28 Misc. 520, 59 N. Y. S. 582, 32 Misc. 96, 65 N. Y. S. 497; Dulon v. Camp, 28 Misc. 548, 59 N. Y. S. 508; Knee- land V. Hurdy, 97 N. Y. S. 957. Pennsylvania. — ^Hewes v. Erie, etc., Transp. Co., 31 Pa. Co. Ct. 75. Texas. — Allcorn v. Butler, 9 Tex. 56; Smith v. Lipscomb, 13 Tex. 537; Ratcliff V. Baird, 14 Tex. 43. Vermont. — Briggs v. Georgia, 10 Vt. fi8; Scott V. Hoxsie, 13 Vt. 50; Pad- dock r. Colby, 18 Vt. 485; Willard v. Danville, 45 Vt. 93. ^¥isconsin. — Vilas v. Bundy, 106 Wis. 168, 81 N. W. 812. 19 District of Columbia. — Dudley v. Owen, 31 App. Cas. 177. Georgia. — Mathews v. Giles, 108 6a. 364, 33 S. E. 1006. Illinois. — English v. McConnel, 23 111. 513. New York. — Crosby j;. Kropf, 33 App. Div. 446, 54 N. Y. S. 76; Dulan V. Camp, 28 Misc. 548, 59 N. Y. S. 508. Vermont. — Scott v. Hoxsie, 13 Vt. 50. 20 See supra, § 252. See also Eggle- ston V. Boardman, 37 Mich. 14 ; Engle V. Chipman, 51 Mich. 524, 16 N. W. 886; Kingsbury v. Joseph, 94 Mo. App. 298, 68 S. W. 93; Vilas v. Bundy, 106 Wis. 168, 81 N. W. 812. 1 Dillon V. Watson, 3 Neb. (unof- ficial) Rep. 530, 92 N. W. 156. Compare Whitlow v. Whitlow, 109 Ky. 573, 60 S. W. 182, wherein it was said that the phrase "necessary ex- penses" does not include a fee paid to associate counsel retained by the orig- inal attorney. § 408] EIGHT TO COMPENSATION. 711 § 408. Ratification of Unauthorized Employment. — Even though an attorney unauthorizedly employs associate coun- sel to aid him, such employment may be subsequently ratified by the client; and, in such case, the client will be liable for the fees of the counsel so retained.^ But the mere fact that the client has knowledge that counsel, not employed by him, is rendering him beneficial services, and that he permits him to do so without ob- jection, is not sufiicient to establish a ratification ; * and this is especially true where the client has good reason to suppose that the counsel associated was looking to the original attorney for his fees.* ISTor does the payment by the client of one associate coim- sel, estop him from denying his liability to another employed by the original attorney in the same matter.* Ratification generally has been considered heretofore'.* 2 Alaiama. — Johnson v. Cunning- ham, 1 Ala. 249; King v. Pope, 28 Ala. 601. Arkansas. — Fenuo v. English, 22 Ark. 170. lUinois.—FTice v. Hay, 132 111. 543, 24 N". E. 620, affirming 29 111. App. 552, 31 111. App. 293. Indiana. — Hogate v. Edwards, 65 Ind. 372; Moore v. Orr, 10 Ind. App. 89, 37 N. E. 554. Iowa. — Dorr v. Dudley, 135 la. 20, 112 N. W. 203. Kansas. — ^AUen v. Parish, 65 Kan. 496, 70 Pac. 351. ICentucky. — Pittsburgh, C. & St. L. E. Co. V. Woolley, 12 Bush 451. Massachusetts. — ^Brigham v. Foster, 7 Allen 419; Aldrich v. Brown, 103 Mass. 527. Missouri. — Southgate v. Atlantic & P. R. Co., 61 Mo. 89. 'Nebraska. — Sedgwick v. Bliss, 23 Neb. 617, 37 N. W. 483. ffew Jersey. — Bentley v. Maryland Fidelity, etc., Co., 75 N. J. L. 828, 15 Ann. Cas. 1178, 69 Atl. 202, 127 Am. St. Rep. 837. New York. — Bratt v. Scott, 63 Hun 632 nlem., 18 N. Y. S. 507; Reese v. Resburgh, 54 App. Div. 378, 68 N. Y. S. 633; Bassford v. Swift, 17 Misc. 149, 39 N. Y. S. 337. North Carolina. — Rogers v. McKen- zie, 81 N. C. 164. Ohio. — Holmes v. Holland, 11 Ohio Dec. (Reprint) 768, 29 Cine. L. Bui. 115. Texas. — Allcorn v. Butler, 9 Tex. 56; Smith v. Lipscomb, 13 Tex. 537. Vermont. — Briggs v. Georgia, 1 Vt. 68 ; Paddock 1). Colby, 18 Vt. 485. 8 Porter v. Elizalde, 125 Cal. 204, 57 Pac. 899 ; McCarthy v. Crump, 17 Colo. App. 110, 67 Pac. 343; Lathrop V. Hallett, 20 Colo. App. 207, 77 Pac. 1095; Young v. Crawford, 23 Mo. App. 434. 4 McCarthy v. Crump, 17 Colo. App. 110, 67 Pac. 343; Hudspeth v. Yetzer, 78 Iowa 13, 42 N. W. 529. See also Evans v. Mohr, 42 111. App. 225, af- firmed 153 111. 561, 39 N. E. 1083. 5 Evans v. Mohr, 153 111. 561, 39 N. E. 1083, affirming 42 111. App. 225. 6 See supra, §§ 211-214. 712 BIGHT TO COMPENSATION. [§§ 409,410 § 409. Authorized Employment. — Where an attorney is authorized to retain associates, the' counsel so employed may, of course, recover from the client the reasonable value of the services rendered ; ' and this right is not affected by the existence of a secret agreement between the client and the original attorney that the latter is to pay the fees of his associate.* So, also, a client will be liable for the compensation of associate counsel retained by an attorney whose employment is of such a general character as to amount to an agency for the client in the management of his legal business.' For Services Rendered in Aid of Indigent Persons. § 410. Common Law Rule in Criminal Cases. — The power of the court to order a member of its bar to defend indigent per- sons charged with crime has been considered heretofore.^" It is well settled that, in the absence of statutory authority to the contrary, an attorney so appointed is not entitled to com- "> California. — ^Miller v. Ballerino, 135 Cal. 566, 67 Pac. 1046, 68 Pac. 600. Colorado. — Emblem v. Bicksler, 34 Colo. 496, 83 Pae. 636. lovM. — McCrary v. Ruddick, 33 Iowa 521; Dorr v. Dudley, 135 Iowa 20, 112 N. W. 203. Kansas. — Allen v. Parish, 65 Kan. 496, 70 Pac. 351. Massachusetts. — Brigham v. Foster, 7 Allen 419; Aldrich v. Brown, 103 Mass. 527 ; Hyde v. Moxie Nerve-Food Co., 160 Mass. 559, 36 N. E. 585. Missouri. — Bissell v. Zorn, 122 Mo. App. 688, 99 S. W. 458; Trimble v. Guardian Trust Co., 244 Mo. 228, 148 S. W. 934. ISew Jersey. — Bentley v. Maryland Fidelity, etc., Co., 75 N. J. L. 828, 15 Ann. Cas. 1178, 69 Atl. 202, 127 Am. St. Rep. 837. Tetjcas. — Denison First Nat. Bank v. Hodges, 62 S. W. 827. But see Hern- don V. Lammers, 55 S. W. 414, where- in it was held that the counsel was bound by the agreement between the client and original attorney. 8 McCrary v. Ruddick, 33 Iowa 521; Brigham v. Foster, 7 Allen (Mass.) 419. 9 Northern Pac. R. Co. v. Clarke, 106 Fed. 794, 45 C. C. A. 635; Cross V. Atchison, T. & S. F. R, Co., 141 Mo. 132, 42 S. W. 675, affirming 71 Mo. App. 585; Fowler v. Iowa Land Co., 18 S. D. 131, 99 N. W. 1095; Briggs V. Georgia, 10 Vt. 68. In Singer v. Steele, 24 111. App. 58, where the attorney entered into a partnership after being retained to make a collection, it was held that his partner had authority to render serv- ices in eifecting the collection, and that the client was liable for such services. 10 See supra, § 87. § 410] BIGHT TO COMPENSATION. 713 pensation for his services ; ^* the defense of poor prisoners, upon assignment by the court, being one of the duties contemplated by the lawyer's oath of office, which he impliedly assumes in accept- ing the privilege of practicing law,'* though it is frequently spoken of as a charity.*' Requiring an attorney to defend poor persons without compen- sation is not antagonistic to the constitutional provision relating to the taking of property without compensation or without due process of law." Nor is the question of the defendant's right to ap- 11 England.— Wright v. Burroughes, 3 C. B. 344, 54 E. C. L. 344; Keg. v. Fogarty, 5 Cox C. C. 161. United States. — Whelan v. Manhat- tan R. Co., 86 Fed. 219; Nabb v. U. S., 1 Ct. CI. 173. Alahama. — Posey v. Mobile County, 50 Ala. 6. Arkansas. — Arkansas County v. Freeman, 31 Ark. 266. California. — Eowe v. Yuba County, 17 Cal. 61 ; Lamont v. Solano County, 49 Cal. 158. Georgia. — Elam v. Johnson, 48 Ga. 348. Illinois. — Vise v. Hamilton County, 19 111. 78; Johnson v. Whiteside Coun- ty, 110 111. 22. Kansas. — Case v. Shawnee County, 4 Kan. 511, 96 Am. Dee. 190. Louisiana. — State v. Simmons, 43 La. Ann. 991, 10 So. 382. Michigan. — Bacon v. Wayne Coun- ty, 1 Mich. 461. Mississippi. — Dismukea v. Noxubee County, 58 Miss. 612, 38 Am. Kep. 339. Missouri. — Kelley v. Andrew Coun- ty, 43 Mo. 338. Montana. — Johnston v. Lewis & Clark County, 2 Mont. 159. Nevada. — Washoe County v. Hum- boldt County, 14 Nev. 123. New York. — People v. Onondaga County, 3 How. Pr. N. S. 1, 4 N. Y. Crim. 102 ; People v. Niagara County, 78 N. Y. 622. Pennsylvania. — Wayne County v. Waller, 90 Pa. St. 99, 35 Am. Rep. 636. Tennessee. — Wright v. State, 3 Heisk. 256; House v. Whitis, 5 Baxt. 690. Washington. — Presby v. Klickitat County, 5 Wash. 329, 31 Pae. 876. l« Nabb V. U. S., 1 Ct. CI. 173 ; Vise V. Hamilton County, 19 111. 78. 13 Arkansas. — ^Arkansas County v. Freeman, 31 Ark. 266. California. — Rowe v. Yuba County, 17 Cal. 61. Georgia. — Elam v. Johnson, 48 Ga. 348. Illinois. — Johnson v. Whiteside County, 110 111. 22. Montana. — Johnston v. Lewis & Clarke County, 2 Mont. 159. New York. — People v. Onondaga County, 3 How. Pr. N. S. 1, 4 N. Y. Crim. 102. Pennsylvania. — Wayne County v. Waller, 90 Pa. St. 99, 35 Am. Rep. 636. Washington. — Presby v. Klickitat County, 5 Wash. 329, 31 Pac. 876. 1* Presby v. Klickitat County, 5 Wash. 329, 31 Pac. 876. 714 EIGHT TO COMPENSATION. [§ 410 pear by counsel involved ; for while he undoubtedly has such right, the government is under no obligation to provide, or to pay, his counsel,^' in the absence of definite legislation to that effect.^® A different doctrine, however, formerly prevailed in some juris- dictions, wherein, although it was recognized that the courts have abundant power to appoint attorneys to defend poor persons, it was held that they could not require such attorneys to render services gratuitously ; but that, upon such appointment, there arose an implied promise on the part of the county or state to pay a reasonable compensation to the attorney so appointed ; " and, in accordance with this ruling, it was also held that a statute necessi- 16 Alabama. — ^Posey v. Mobile Coun- ty, 50 Ala. 6. Illinois. — ^Johnson v. Whiteside County, 110 111. 22. Missouri. — Kelley v. Andrew Coun- ty, 43 Mo. 338. ^ew York. — People v. Albany Coun- ty, 28 How. Pr. 22, followed without discussion in People v. Niagara Coun- ty, 78 N. Y. 622. Utah. — Pardee v. Salt Lalce County, 39 Utah 482, 118 Pae. 122, 36 L.R.A. (N.S.) 377. Washington. — Presby v. Klickitat County, 5 Wash. 329, 31 Pac. 876. "It is true that it would be a dis- grace to the jurisprudence of the age if a man should be tried without counsel merely because he is poor. It would' be a worse disgrace if a man were allowed to starve in a country like this. Yet, if the legislature makes no provision for the poor, those who give in private charity would look in vain to the county for reim- bursement. . . . The law has given us no power. If the boards of county commissioners close their bars to the appeals, and the legislature will not act, then, as heretofore, the matter must rest in the tender con- science and manly honor of the mem- bers of the bar." Case v. Shawnee County, 4 Kan. 511, 96 Am. Dec. 190. 16 United States. — Nabb v. U. S., 1 Ct. CI. 173. Alabama. — Posey v. Mobile County, 50 Ala. 6. Georgia. — Elam v. Johnson, 48 Ga. 348. Illinois. — Johnson v. Whiteside County, 110 111. 22. Kansas. — -Case v. Shawnee County, 4 Kan. 511, 96 Am. Dec. 190. Lomsiana. — State v. Simmons, 43 La. Ann. 991, 10 So. 382. Montana. — Johnston v. Lewis & Clark County, 2 Mont. 159. New York. — People v. Onondaga County, 3 How. Pr. N. S. 1, 4 N. Y. Crim. 102; People i. Albany County, 28 How. Pr. 22. Pennsylvania. — Wayne County v. Waller, 90 Pa. St. 99, 35 Am. Kep. 636. Utah. — Pardee v. Salt Lake County, 39 Utah 482, 118 Pac. 112, 36 L.E.A. (N.S.) 377. Washington. — Presby r. Klickitat County, 5 Wash. 329, 31 Pac. 876. " Blythe v. State, 4 Ind. 525 ; Webb v. Baird, 6 Ind. 13; Baker v. Knox County, 18 Ind. 170; Clay County v. McGregor, 171 Ind. 634, 17 Ann. Cas. 333, 87 N. E. 1; Hall v. Washington § 411] EIGHT TO COMPENSATION. 715 tating gratuitous service on the part of attorneys was unconsti- tutional." But it is to be observed that the decisions in these jurisdictions were generally based on some statutory authority ; as, for instance, a statute compelling the appointment of counsel to defend indigent prisoners.*^ It was also conceded that while it was true that persons accused of crime had the constitutional right to be heard by cou.nsel, it was not guaranteed that counsel would be furnished for them at the public expense.'" In all of these jurisdictions compensation is now allowed under statutes which, though possibly not as definite in some instances as would be required where the general rule prevails, are, never- theless, construed to warrant the payment of counsel appointed thereunder to defend poor persons charged with crime.''' § 411. Statutes Providing for Compensation in Criminal Cases. — In several states statutes have been enacted which pro- vide for the remuneration of attorneys appointed to defend in- digent persons who are charged with having committed certain crimes.^ In order to be entitled to compensation, however, the County, 2 G. Greene (la.) 473; Dane 20 Clay County v. McGregor, 171 County v. Smith, 13 Wis. 5S5, 80 Am. Ind. 634, 17 Ann. Cas. 333, 87 N. E. Dec. 754. ' 1; Houlc v. Montgomery County, 14 Recovery Beyond Allowance. — An Ind. App. 662, 41 N. E. 1068; Davis v. allowance made by the court does not Linn County, 24 Iowa 508. prevent the attorney, in an action 21 See the section following, brought for that purpose, from recov- ^ Alahama. — Commissioners Ct. of ering from the client the actual value Mobile v. Turner, 45 Ala. 199. of the services performed. Cheek v. Colorado. — Washington County ». Schwartz, 70 Ind. 339. Murray, 45 Colo. 115, 100 Pac. 588. 18 Blythe v. State, 4 Ind. 525 ; Webb Indiana. — Baker v. Knox County, V. Baird, 6 Ind. 17; Dane County v. 18 Ind. 170; Gordon v. Dearborn Smith, 13 Wis. 585, 80 Am. Dec. 754. County, 52 Ind. 322; Sage v. State, 19 Fountain County v. Wood, 35 Ind. 91 Ind. 141 ; Miami County v. Mow- 70; Gordon v. Dearborn County, 52 bray, 160 Ind. 10, 66 N. E. 46. Ind. 322; Montgomery County v. Iowa. — Ryce v. Mitchell County, 65 Courtney, 105 Ind. 311, 4 N. E. 896; Iowa 447, 21 N. W. 771; Clark v. Os- State V. Miller, 107 Ind. 39, 7 N. E. ceola County, 107 Iowa 502, 78 N. W. 758; Carpenter v. Dane County, 9 198; State v. Behrens, 109 Iowa 58, Wis. 274; Dane County v. Smith, 13 79 N. w. 387; Tomlinson v. Monroe Wis. 585, 80 Am. Dec. 754. County, 134 Iowa 608, 112 N. W. 100. 716 EIGHT TO COMPENSATION. [§ 411 facts must appear to be such as were contemplated by the statute with respect to the grade of the crime charged," and the character Maine. — Anonymous, 76 Me. 207. Michigan. — Springer v. Board of Auditors, 99 Mich. 513, 58 N. W. 471; People V. Hanifan, 99 Mich. 516, 59 N. W. 611; Withey v. Osceola Circuit Judge, 108 Mich. 168, 65 N. W. 668; De Long v. Muskegon County, 111 Mich. 568, 69 N. W. 1115, 3 Detroit Leg. N. 767. 'Nebraska. — Boone County v. Arm- strong, 23 Neb. 764, 37 N. W. 626; Edmonds v. State, 43 Neb. 742, 62 N. W. 199. Nevada. — Washoe County v. Hum- boldt County, 14 Nev. 123. New York. — People v. Barone, 161 N. Y. 475, 14 N. Y. Crim. 378, 55 N. E. 1091; People v. Ferraro, 162 N. Y. 545, 57 N. E. 167; People v. Hamp- artjoomian, 198 N. Y. 515, 91 N. E. 286; People v. Heiselbetz, 30 App. Div. 199, 13 N. Y. Crim. 223, 51 N. Y. S. 685; People v. Coler, 44 App. Div. 183, 7 N. Y. Ann. Cas. 119, 60 N. Y. S. 656; People v. Coler, 61 App. Div. 538, 10 N. Y. Ann. Cas. 105, 15 N. Y. Crim. 460, 70 N. Y. S. 639; In re Mon- fort, 78 App. Div. 567, 79 N. Y. S. 765; People V. Montgomery, 101 App. Div. 338, 19 N. Y. Crim. 117, 91 N. Y. S. 765; People v. McElvaney, 36 Misc. 316, 10 N. Y. Ann. Cas. 316, 73 N. Y. S. 639; People v. Di Medicis, 39 Misc. 438, 17 N. Y. Crim. 163, 80 N. Y. S. 212 ; People V. Foster, 40 Misc. 19, 12 N. Y. Ann. Cas. 375, 81 N. Y. S. 212, affirmed 87 App. Div. 193, 84 N. Y. S. 97. Ohio. — Geanga County Com'rs v. Eanney, 13 Ohio St. 388. Wisconsin. — State v. Wentler, 76 Wis. 89, 44 N. W. 841, 45 N. W. 816; Green Lake County v. Waupaca Coun- ty, 113 Wis. 425, 89 N. W. 549. The New York Code of Criminal procedure (§ 308) provides: "If the defendant appear for arraignment without counsel, he must be asked if he desires the aid of counsel, and if he does the court must assign counsel. When services are rendered by coun- sel in pursuance of such assignment in a case where the offense charged in the indictment is punishable by death, or on an appeal from a judgment of death, the court in which the defend- ant is tried or the action or indict- ment is otherwise disposed of, or by which the appeal is finally determined, may allow such counsel his personal and incidental expenses upon a veri- fied statement thereof being filed with the clerk of such court, and also rea- sonable compensation for his services in such court, not exceeding the sum of five hundred dollars, which allow- ance shall be a charge upon the coun- ty in which the indictment in the ac- tion is found, to be paid out of the court fund, upon the certificate of the judge or justice presiding at the trial or otherwise disposing of the indict- ment, or upon the certificate of the appellate court; but no such allowance shall be made unless an affidavit is filed with the clerk of the county by or on behalf of the defendant, show- ing that he is wholly destitute of means." * Tomlinson v. Monroe County, 1 34 Iowa 608, 112 N. W. 100; Green Lake County V. Waupaca County, 113 Wis. 425, 89 N. W. 549. §§ 412, 413] EIGHT TO COMPENSATION. 717 of the proceeding ; ' so, also, the statutory requirements must be complied with in all other respects.* The amount of such com- pensation will be considered hereafter.* It has been held that the number of counsel which may be appointed is discretionary with the court in the absence of a controlling provision of the statute in this respect.* § 412. In Civil Actions. — Many jurisdictions have provided by statute for allowing poor persons to sue in forma pauperis, and in connection therewith it is usual to empower the court, on the request of such litigants, to appoint counsel to act for them.'' But these statutes do not provide for the compensation of counsel so appointed excepting that, in the event of success, reasonable fees may be allowed from the sum recovered.' The New York code, however, provides that counsel must "act therein without compensation ;" ® and the Indiana statute contains a similar pro- vision.'" Even in the absence of appointment by the court, and irrespective of statutory authority, there is no good reason why counsel cannot voluntarily aid poor persons if he wishes to do so without compensation. The rendition of such services is not only not objectionable, but may be, and undoubtedly often is, praiseworthy.*' For Services Rendered to Persons under Disability, or Acting in Representative Capacity. § 413. Infants. — The general incapacity of an infant to con- tract affects agreements entered into by him for the rendition of 8 People V. Prendergast, 67 Misc. "^ See supra, § 86. 541, 125 N. Y. S. 713. 8 Whelan v. Manhattan R. Co., 86 * State V. Behrens, 109 Iowa 58, 79 Fed. 219, construing Act of July 20, N. W. 387. 1892, § 4 (2 Fed. Stat. Annot. p. 294). 5 See infra, § 461. 9 N. Y. Code Civ. Pro. § 460. See 6 People V. Heiaelbetz, 26 Misc. 100, also In re Kelly, 12 Daly (N. Y.) 110; 5 N. Y. Ann. Cas. 165, 13 N. Y. Grim. Harris v. Mutual L. Ins. Co., 59 Hun 470, 56 N. Y. S. 4, appeal dismissed 625 mem., 13 N. Y. S. 718. 30 App. Div. 199, 13 N. Y. Crim. 223, 10 Howard County v. Pollard, 153 51 N. Y. S. 685. See however supra, Ind. 371, 55 N. W. 87. § 87. " See supra, § 393. 718 EIGHT TO COMPENSATIOM'. [§ 413 professional services.'^ But as to services which have been actual- ly rendered in good faith by an attorney at the request of a minor, and which can reasonably be regarded as being necessary for his relief, protection or support, a recovery may be had.''* Thus when an infant has no guardian, but has rights involved in liti- gation, and a lawyer has espoused the cause of the infant and de- voted his services to the protection of the infant's interests, and as the result of the litigation, an estate has been secured, it is just and proper, and within the principle on which an infant is held liable for necessaries, that reasonable counsel fees should be paid out of the estate so obtained.^* So professional services were deemed to be necessary when rendered in aid of an infant female who had been sediiced,'^ and in defending a minor in a criminal prosecution ; '* but it has been held that services rendered in con- nection with ordinary property rights are not such "necessaries" as will warrant a recovery against an infant client." The bur- l^Pyle V. Cravens, 4 Litt. (Ky.) 21; Cobbey v. Buchanan, 48 Neb. 39], 67 N. W. 176; Phelps v. Worcester, 11 N. H. 51. See also infra, § 418. 13 Connecticut. — Munson v. Wasli- band, 31 Conn. 303, 83 Am. Dec. 151. Maryland. — Senseney v. Repp, 94 Md. 77, 50 Atl. 416. Massachusetts. — Hallett v. Oakes, 1 Gush. 296. Mississippi. — Epperson v. Nugent, 57 Miss. 45, 34 Am. Eep. 434. Missouri. — Nagel v. Schilling, 14 Mo. App. 576; Houck v. Bridwell, 28 Mo. App. 644. New Hampshire. — Barker v. Hib- bard, 54 N. H. 539, 20 Am. Eep. 180. 'New Jersei/.— Colgate v. Colgate, 23 N. J. Eq. 372. New York. — Petrie v. Williams, 68 Hun 589, 23 N. Y. S. 237; Bryant v. Brooklyn Heights R. Co., 64 App. Div. 542, 72 N. Y. S. 308. South Carolina. — Connor v. Ashley, 57 S. C. 305, 35 S. E. 546. Texas. — Askey v. Williams, 74 Tex. 294, 11 S. W. 1101, 5 L.R.A. 176; Han- Ion V. Wheeler, 45 S. W. 821. FermoMt.— Thrall v. Wright, 38 Vt. 494. 1* Epperson v. Nugent, 57 Miss. 45, 34 Am. Eep. 434. Where the guardian of certain in- fants appeared as an attorney against them, and the relatives of such in- fants, and of others whose interests were the same, employed counsel to defend the interests of the infants, though counsel had been employed by the guardian for his wards, it was held that the estates of the infants were liable for a reascmable attorney's fee, the services having been for the manifest benefit of the infants. Green- lee V. Rowland, 85 Ark. 101, 107 S. W. 193. 15 Munson v. Washband, 31 Conn. 303, 83 Am. Dec. 151. 16 Barker v. Hibbard, 54 N. H. 539, 20 Am. Eep. 160. 17 Massachusetts. — Mclsaac v. Ad- §§ 414, 415] EIGHT TO COMPENSATION. 719 den of proof rests on tlie attorney to show that the services were such as will entitle him to compensation.*' § 414. Married Women. — The contract of a married woman entered into with an attorney for professional services rests on the same footing as do other contracts made by her. In the ab- sence of statutory authority, the common law disability remains; but in most states this disability has now been removed by stat- ute, especially in regard to the care and management of her separate estate; and, where such enabling legislation exists, a married woman's contract for professional services is valid and binding.*' § 415. Insane Persons. — As a general rule, a contract for professional services entered into between an attorney and a per- son of unsound mind is void ; but where such services were actually performed in good faith, and were necessary, it would seem that a proper recompense therefor may be recovered.^" Where one who ams, 190 Mass. 117, 5 Ann. Cas. 729, 76 N. E. 654, 112 Am. St. Rep. 321. .Nebraska. — Englebert v. Troxell, 40 Neb. 195, 58 N. W. 852, 42 Am. St. Rep. 665, 26 L.R.A. 177; Cobbey v. Buchanan, 48 Neb. 391, 67 N. W. 176. New Hampshire. — Phelps v. Wor- cester, 11 N. H. 51. See also New Hampshire Mut. F.Ins. Co. v. Noyes, 32 N. H. 345. Vermont. — Thrall v. Wright, 38 Vt. 494. Washington. — See Tull v. Nash, 141 Fed. 557, 73 C. C. A. 29. 18 Thrall v. Wright, 38 Vt. 494. And see Warner v. Hoffman, 4 Edw. (N. Y.) 381. 19 England. — Murray v. Barlee, 3 Myl. & K. 209. Arkansas. — Oswalt v. Moore, 19 Ark. 257. Connecticut. — Thresher ». Barry, 69 Conn. 470, 37 Atl. 1064. Kentucky. — Coleman v. Wooley, 10 B. Men. 320; McKee v. Sypert, 6 Ky. L. Rep. 519. Michigan. — Woleott v. Patterson, 100 Mich. 227, 58 N. W. 1006, 43 Am. St. Rep. 456, 24 L.R.A. 629; Me- Curdy u. Dillon, 135 Mich. 678, 98 N. W. 746. Mississippi. — Porter v. Haley, 55 Miss. 66, 30 Am. Rep. 502; Travis v. Willis, 55 Miss. 566. Missotiri. — Crawford V. Love, 10 Mo. App. 583. New York. — Owen v. Griffin, 2 Hun 670. Wisconsin. — Leonard v. Rogan, 20 Wis. 540. 20 In Barnesley v. Powell, Ambl. (Eng. ) 102, the solicitor filed a peti- tion, stating that he had expended large sums in prosecuting suits on be- half of B., who was a lunatic, against the defendant. P., and praying that he 720 EIGHT TO COMPENSATION. [§ 416 is restrained of his liberty against his will, and without legal process, as an insane person, employs counsel to prosecute a writ of habeas corpus on his behalf, for the purpose of investigating the grounds and circumstances of the restraint, the counsel so employed will be entitled to recover a reasonable compensation for his services, provided they be rendered in good faith, and upon due inquiry into the causes of the confinement, and the con- dition of the party be such that an investigation before a judicial tribunal is proper.^ § 416. Persons Acting in Representative Capacity. — An attorney may, of course, be employed by one acting in a repre- sentative capacity ; ^ and, when so employed, he is as much en- titled to compensation as though he had been retained by a client acting in his own interest. Thus an attorney may be allowed remuneration for services rendered to guardians,' guardians ad be allowed to enter up a judgment against the lunatic for such moneys, in order "that thereby he may have a lien on his real estate." Lord Hardwicke thought that the remedy of the petitioner was against the com- mittee of the lunatic who had em- ployed him, but said that the com- mittee had a lien on the lunatic's es- tate, both real and personal, and that the court would assist the solicitor in declaring him to stand in the place of the committee; and a decree was so entered accordingly. Lord Hard- wicke said: "If a solicitor prose- cutes to a decree he has a lien on the estate recovered in the hands of the person recovering for his bills." This language, in so far as it intimated that a solicitor had a lien for his fees on real estate, was repudiated by the House of Lords in Shaw v. Neale, 6 H. L. Cas. (Eng.) 591. 1 Hallett V. Oakes, 1 Cush. (Mass.) 296. In Matter of Southwick, 1 Johns. Ch. (N. Y.) 22, Chancellor Kent re- fers to the case of Barnesley v. Pow- ell, Ambl. (Eng.) 102, and to the similar case of Ex p. Price, 2 Ves. (Eng.) 407, and treats them as mere- ly subrogating the solicitor to the rights of the committee, adding that the remedy of the solicitor is ordi- narily, in such cases, in an action at law. An action at law will not lie against the committee of a lunatic to recover compensation for professional services rendered by the plaintiff as an attorney in conducting the pro- ceedings in lunacy; the court that has the final settlement of the committee's accounts has the exclusive control of such expenditures. But the estate in the hands of the committee is liable for such services. Wier v. Myers, 34 Pa. St. 377. 8 See supra, § 136. 8 Fearns v. Young, 1 Ves. Jr. (Eng.) 184; Bignol v. Bignol, 11 Ves. Jr. (Eng.) 328; Crump v. Baker, 18 416] EIGHT TO COMPENSATION. 721 litem* executors and administrators/ assignees for creditors,® re- ceivers/ trustees/ or anyone acting in any other such representa- tive capacity. Whether the persons represented or their estates shall be bound by agreements entered into by their representatives for counsel fees, and to what extent, usually presents a question of local law. Generally, however, the attorney will be entitled to reasonable compensation to be determined, when judicial de- termination is necessary, by the rules obtaining in other cases.^ Ves. Jr. (Eng.) 285; Stewart v. Hoare, 2 Bro. C. C. (Eng.) 663; Hunt V. McClanahan, 1 Heisk. (Tenn.) 503; Yourie v. Nelson, 1 Tenn. Cli. 615. Presumption of Employment. — In Hilliard v. Carr, 6 Ala. 557, it was held that, in the absence of proof to the contrary, it will be presumed that an attorney appearing for an infant was employed by the infant's guard- ian or next friend. 4 Jones V. Yore, 142 Mo. 38, 43 S. W. 384; Bowling v. Scales, 1 Tenn. Ch. 618. Where, in a suit in chancery in- volving the real property of infants, the chancellor, on account of the fact that the statutory guardian of the in- fants claims an adverse interest in the property, refuses to allow him to de- fend for the Infants, and appoints a Attys. at L. Vol. II.— 46. guardian ad litem for that purpose, who employs attorneys to represent him, and the latter conduct the litiga- tion for the infants to a successful conclusion, the infants are liable for reasonable attorney's fees. Owens v. Gunther, 75 Ark. 37, 5 Ann. Cas. 130, 86 S. W. 851. 6 Brown v. Quinton, 80 Kan. 44, 18 Ann. Cas. 290, 102 Pac. 242, 25 L.K.A. (N.S.) 71. 6 In re Sehaller, 10 Daly (N. Y.) 57. 7 Farmers' Loan & Trust Co. v. Mann, 4 Kobt. (N. Y.) 356. 8 As to the compensation of at- torneys for trustees in bankruptcy, see infra, § 62. 9 In re Becher, 5 Pa. Co. Ct. 115. As to the amount of compensation generally, see infra, § 439 et seq. CHAPTEE XX. CONTRACTS FOR COMPENSATION. In General. 417. Eight to Contract for Compensation. 418. Client's Capacity to Contract. 419. Construction of Contract. 420. Assignment of Contract. Contracts for Contingent Fees. 421. Validity of Contracts for Contingent Fees Generally. 422. Contract for Part of Land in Litigation. 423. Happening of Contingency. 424. Manner of Effecting Contingency. 425. Creation of Equitable Assignment. 426. Creation of Interest in Subject-Matter of Litigation. 427. Excessive Fees. Matters Affecting Validity of Contracts Qenerally, 428. Fairness. 429. Advice and Disclosure of Fact by Attorney. 430. Contract Must be Understood by Client. 431. Unconscionable Contracts. 432. Time of Making Contract as Affecting Its Validity. Contracts in Contravention of Public Policy. 433. In General. 434. As Dependent on Nature of Services Rendered. 435. Contracts Restricting Settlement by Client. 436. Solicitation of Business. 437. Contracts Affecting Marital Relations. Recovery on Quantum Meruit for Services Performed under Void or Voidable Contracts. 438. Generally. 722 417] CONTEACTS FOB COMPENSATION. 723 In General. § 417. Right to Contract for Compensation. — It is well settled throughout the United States that an attorney may con- tract with his client for the rendition of professional services, and that such contract nday fix the amount of the attorney's compen- sation therefor. In many jurisdictions this rule has been declared by statute. Indeed, the right of attorneys to compensation de- pends, in all cases, on a contract either express or implied.' A 1 United States. — Wylie v. Coxe, 15 How. 415, 14 U. S. (L. ed.) 753; Stanton v. Embrey, 93 U. S. 548, 23 U. S. (L. ed.) 983; Orr v. Brown, 69 Fed. 216, 30 U. S. App. 405, 16 C. C. A. 197; Tuttle v. Claflin, 88 Fed. 122, 59 U. S. App. 602, 31 C. C. A. 419; IngersoU v. Coram, 127 Fed. 418. Alabama. — Kidd v. Williams, 132 Ala. 140, 31 So. 458, 56 L.R.A. 879. California. — Goad v. Hart, 128 Cal. 197, 60 Pae. 761, 964; Reynolds v. Sorosis Fruit Co., 133 Cal. 625, 66 Pac. 21. District of Columbia. — Stanton v. Haakin, 1 MacArthur 558; Whiting V. Davidge, 23 App. Cas. 156. Illinois. — Morrison v. Smith, 130 111. 304, 23 N. E. 241; Franklin County V. Layman, 145 111. 138, 33 N. E. 1094; Dyrenforth v. Palmer, etc., Co., 240 111. 25, 88 N. E. 290. Indiana. — French v. Cunningham, 149 Ind. 632, 49 N. E. 797; Cordes V. Bailey, 39 Ind. App. 83, 78 N. E. 678, 1060. Kentucky. — Cabell v. Cabell, 1 Mete. 333; Patterson v. Fleenor, 89 S. W. 705, 28 Ky. L. Rep. 582. Louisiana. — McElrath v. Dupuy, 2 La. Ann. 521. Maryland. — Neighbors v. Maulsby, 41 Md. 478; Etzel v. Duncan, 112 Md. 346, 76 Atl. 493. Massachusetts. — Paul v. Wilbur, 189 Mass. 48, 75 N. E. 63; Bar Assoc. V. Hale, 197 Mass. 423, 83 N. E. 885. Michigan. — Detroit v. Whittemore, 27 Mich. 280; Dawson v. Peterson, no Mich. 431, 68 N. W. 246; Cav- aiiaugh v. Robinson, 138 Mich. 554i 101 N. W. 824. Minnesota. — Reals v. Wagener, 47 Minn. 489, 50 N. W. 535. Mississippi. — Humphreys v. Mc- Lachlan, 87 Miss. 532, 40 So. 151. Missouri. — Cosgrove v. Burton, 104 Mo. App. 698, 78 S. W. 667; Bond V. Sandford, 134 Mo. App. 477, 114 S. W. 570; Beagles v. Robertson, 135 Mo. App. 306, 115 S. W. 1042. New Jersey. — Schomp v. Schenck, 40 N. J. L. 195, 29 Am. Rep. 219; Strong V. Mundy, 52 N. J. Eq. 833, 31 Atl. 611; Holloway V. Appelget, 55 N. J. Eq. 583, 40 Atl. 27, 62 Am. St. Rep. 827. New York. — Adams v. Stevens, 26 Wend. 451; Wallis v. Loubat, 2 Den. 207; Fitch v. Gardenier, 2 Keyes 516; Deering v. Schreyer, 171 N. Y. 451, 64 N. E. 179, modifying 58 App. Div. 322, 68 N. Y. S. 1015; Clifford V. Braun, 71 App. Div. 432, 75 N. Y. S. 856; Bennett v. Donovan, 83 App. Div. 95, 82 N. Y. S. 506; Burke V. Baker, 111 App. Div. 422, 97 N. Y. S. 768, affirmed 188 IST. Y. 561, 80 N. E. 1033; Weeks v. Gattell, 125 App. Div. 402, 109 N. Y. S. 977; 724 COTTTRACTS FOE COMPENSATIOIT. [§ 417 similar rule prevails in at least some of the Canadian provinces.* The English law, however, prohibits counsel from entering into such contracts with their clients.* An express contract for compensation when fairly and honestly entered into,* for a lawful purpose,® will control as between parties.^ McCoy V. Gas Engine, etc., Co., 135 App. Div. 771, 119 N. Y. S. 864; Flannery v. Geiger, 46 Misc. 619, 92 N. y. S. 785. Oklahoma. — Mellow v. Fulton, 82 Okla. 636, 98 Pac. 911, 19 L.R.A. (N.S.) 960. Oregon. — Ladd v. Ferguson, 9 Ore. 180; Hamilton v. Holmes, 48 Ore. 453, 87 Pac. 154. Pennsylvania. — McGee's Estate, 205 Pa. St. 590, 55 Atl. 776. Tennessee. — Planters' Bank v. Hornberger, 4 Coldw. 531; Pate v. Maples, 43 S. W. 740. Tesros.— Croft v. Hicks, 26 Tex. 383; Bonner v. Green, 6 Tex. Civ. App. 96, 24 S. W. 835; American Cotton Co. V. Simmons, 39 Tex. Civ. App. 189, 87 S. W. 842; Hames v. Stroud, 51 Tex. Civ. App. 562, 112 S. W. 775. Utah. — Croco v. Oregon, etc., R. Co., 18 Utah 321, 54 Pac. 985 ; Potter t'. Ajax Min. Co., 22 Utah 273, 61 Pac. 999. Virginia. — Yates v. Robertson, 80 Va. 475; Thomas v. Turner, 87 Va. 1, 12 S. E. 149, 668. Washington. — Dennis v. Seattle First Nat. Bank, 33 Wash. 161, 73 Pac. 1125; Carson v. Fogg, 34 Wash. 448, 76 Pac. 112; Cain v. Moore, 54 Wash. 627, 103 Pac. 1130. West Virginia. — Watts v. West Virginia So. R. Co., 48 W. Va. 262, 37 S. E. 700; Camden v. McCoy, 48 W. Va. 377, 37 S. E. 637; Kecnan V. Scott, 64 W. Va. 137, 61 S. E. 806. Wisconsin. — Vilas v. Bundy, 106 Wis. 168, 81 N. W. 812. 2 See supra, § 403. See also Reg. V. Doutre, 9 App. Cas. (Eng.) 745; Paradis v. Bosse, 21 Can. Sup. Ct. 419 (both of which cases were de- cided under the laws of the province of Quebec.) 3 See supra, § 401. 4 See infra, § 428. 5 See infra, § 433. 6 See infra, § 439. Right of Business Associate to Bind Attorney by Contract for Fees. —In Leavitt v. Chase, 129 N. Y. 660, 29 N. E. 831, affirming 59 Super. Ct. 230, 13 N. Y. S. 883, the plaintiff, a lawyer, was jointly interested witli H., who was not a lawyer, in making certain collections for the defendant; he also conducted various matters of litigation for the defendant which were not connected with the collec- tions. In an action by him to re- cover for professional services, the defendant claimed that under an ar- rangement with H. it had been agreed that the plaintiff's fees were to be contingent upon a recovery. It was held that the fact that the plaintiff and H. were jointly interested in making the collections did not author- ize the latter to bind the plaintiff by contract for his professional serv- ices in other matters; and, it having been found that H. had no authority §§ 418, 419] CONTRACTS FOE COMPENSATION. 725 § 418. Client's Capacity to Contract. — Under the rules ap- plicable to contracts generally, a contract for professional services entered into between an attorney and one who was legally incapable of making such a contract, is void, and no recovery can be had thereon, though in some instances recovery may be. had for beneficial services actually performed in good faith under such a contract: not on the contract, however, but by way of quantum meruit.'' Thus a contract with an administrator is not binding on the estate, as the compensation of an administrator's attorney is a matter for the determination of the court.' An act of Con- gress provides that no agreement shall be made by any person with any Indian tribe, or individual Indian, in consideration of services for said Indians in reference to lands, moneys, etc., under treaties or laws of the United States, etc., unless in writing, and, among other requisites, approved by the Secretary of the Interior and the Commissioner of Indian Affairs ; ^ and that no assign- ment of any such contract, or of any part thereof, shall be valid unless the names of the assignees, and their residences and oc- cupations, are entered in writing thereon, together with the in- dorsed consent of the Secretary of the Interior and the Commis- sioner of Indian Affairs." § 419. Construction of Contract. — The construction of con- tracts for compensation between attorney and client does not differ materially from the construction of contracts between other per- sons who sustain a fiduciary relation toward each other; thus the court will, if possible, adopt such construction as will give effect to the entire instrument.*' But if the contract is ambiguous it to make the contract and that it St. Ann. 370. See also Gordon v. was not subsequently ratified by the Gwydir, 34 App. Cas. (D. C.) 508. plaintiff, he was entitled to recover. As to the apportionment of fees 7 See supra, §§ 413-415. See also under contracts with Indians, see in- Lacey v. Willson, 83 Ind. 570. fra, § 469. 8 Rickel V. Chicago, R. I. & P. E. " Pratt v. Kerns, 123 111. App. 86 ; Co., 112 la. 148, 83 N. W. 957. Braekett v. Ostrander, 126 App. Div. 9U. S. Rev. Stat. § 2103; 3 Fed. 529, 110 N. Y. S. 779; Fisher v. St. Ann. 367. See also Gordon v. Mylius, 42 W. Va. 638, 26 S. E. 309. Gwydir, 34 App. Cas. (D. C.) 508. "It is a, settled and salutary prin- 10 U. S. Rev. Stat. § 2106; 3 Fed. ciple that courts will follow the con- 726 CONTEACTS FOE COMPENSATION, t§ 419 will be construed favorably to the client, ^^ even though he had the benefit of independent advice thereon. '' Thus where the client was not able to read the contract, and was not informed of its provisions otherwise than by the attorney's explanations, the client is entitled to as favorable a construction as the language will per- mit.^* Indeed, it has been well said that an attorney should have his agreements with clients so plain as not to require construc- tion.'* The courts will scrutinize Avith great care contracts be- tween attorneys and clients, it being necessary to show that there was no fraud or mistake, and that the transaction was perfectly understood by the weaker party.*^ When the terms and language of the contract are ascertained, and it contains no obscure technical phrases or latent ambiguities which render its meaning uncertain or doubtful, its interpretation is for the court ; '' but where there is ambiguity, practical construc- tion and parol explanation are admissible as in other cases.'' A contract for professional services between a citizen add a struction that the parties themselves, by their acts, have put upon their own contracts.'' Louisville, etc., R. Co., V. Reynolds, 118 Ind. 170, 20 N. E. 711. In the construction of a contract between an attorney and client, the rule of law which casts upon the at- torney the burden to show that the contract was made with the full understanding of the situation at the time does not apply, being limited to the enforcement of such contract. Willoughby v. Mackall, 1 App. Gas. (D. C.) 411, 417. 12 Funk V. Mohr, 185 111. 395, 57 N. E. 2, affirming 85 111. App. 97; Burling v. King, 46 How. Pr. (N. Y.) 452; Hitehings V. Van Brunt, 5 Abb. Pr. N. s. (N. Y.) 272; Mcllvaine v. Steinson, 90 App. Div. 77, 85 K. Y. S. 889; Brackett v. Ostrander, 126 App. Div. 529, 110 N. Y. S. 779; Butts V. Carey, 143 App. Div. 356, 128 N. Y. S. 533; Samuels v. Simp- son, 144 App. Div. 466, 129 N. Y. S. 534 ; Matter of Hawke, 148 App. Div. 326, 133 N. Y. S. 23, affirmed 204 N. Y. 671, !)8 N. E. 1097; McCoy r. Gas Engine & Power Co., 152 App. Div. 642, 137 N. Y. S. 591. 13 Samuels v. Simpson, 144 App. Div. 466, 129 N. Y. S. 534. 14Harkavy v. Zisman, 96 N. Y. S. 214. 15 Per Miller, J., in Samuels v. Simpson, 144 App. Div. 466, 129 N. Y. S. 534. 16 Eysaman v. Nelson, 79 Misc. 304, 140 N. Y. S. 183. "Serat v. Smith, 61 Hun 36, 15 N. Y. S. 875 ; Fulton v. Western Stove Mfg. Co., (Tex.) 45 S. W. 1035; Cain V. Moore, 54 Wash. 627, 103 Pac. 1130. 18 Russell V. Young, 94 Fed. 45, 36 C. C. A. 71; Funk v. Mohr, 185 111. 395, 57 N. E. 2, affirming 85 111. App. 97 ; Smidt r. Dessar, 13 Misc. 254. 34 N. Y. S. 158, 68 N. Y. St. Rep. 205. §§ 420, 421] CONTEACTS FOE COMPENSATION. 727 foreign attorney will, in the absence of a special agreement as to compensation, be governed by the law of the country in which the contract was made and intended to be performed.*' The fairness, and such other matters as affect the validity of the contract, will be considered later.*" § 420. Assignment of Contract. — An attorney who has en- tered into a contract for the rendition of professional services can- not, while the contract remains executory, assign it to another attorney without the consent of the client. The reason of this rule is that the contract is, in its nature, one which involves the client's undoubted right to select those who shall serve him as counsel,* and that, under the rule heretofore stated, an attorney has no im- plied power to delegate his authority to act for his client.* But where the contract has been fully performed on the part of the attorney, and all that remains for the client to do is to pay the agreed compensation, the contract may be assigned merely as the evidence of the indebtedness; and, in such case, the assignee can recover from the client,' though a part of an entire and indivisible claim cannot be so assigned.* So, also, the unauthorized assign- ment of the contract may be ratified by the client, and in this way made effective.^ Contracts for Contingent Fees. § 421. Validity of Contracts for Contingent Fees Gener- ally. — Under the general rule prevailing in the United States it is lawful for an attorney to enter into a contract with his client for the rendition of professional services whereby the compensa- tion of the attorney is made contingent on success, and payable from the proceeds of the litigation, or other legal business, in- W Dawson v. Peterson, 110 Mich. 8 Taylor v. Black Diamond Coal 431, 68 N. W. 246. Mln. Co., 86 Cal. 589, 25 Pac. 51; 20 See infra, § 428 et seq. Hilton v. Crooker, 30 Neb. 707, 47 1 Taylor v. Black Diamond Coal N. W. 3. Min. Co., 86 Cal. 589, 25 Pac. 51; 4Mulford v. Hodges, 10 Hun (N. Hilton V. Crooker, 30 Neb. 707, 47 Y.) 79. N. W. 3. 6 See supra, §§ 211-214. 2 See supra, § 210. T28 CONTRACTS FOE COMPENSATION. [§ 421 trusted to the attorney's care.^ But it is essential that such con- 6 United States. — Wylie »;. Coxe, 15 How. 415, 14 U. S. (L. ed.) 753; Wright V. Tebbitts, 91 U. S. 252, 23 U. S. (L. ed.) 320; Stanton v. Em- brey, 93 U. S. 548, 23 U. S. (L. ed.) 983 ; McPherson v. Cox, 96 U. S. 404, 24 U. S. (L. ed.) 746; Taylor v. Bemiss, 110 U. S. 42, 3 S. Ct. 441, 28 U. S. (L. ed.) 64; Ball v. Hal- sell, 161 U. S. 80, 16 S. Ct. 554, 40 U. S. (L. ed.) 622; Ex p. I'litt, 2 Wall. Jr. (C. C.) 453, 19 Fed. Cas. No. 11,228; Fletcher j;. McArthur, 117 Fed. 393, 54 C. C. A. 567; Bar- cus V. Sherwood, 136 Fed. 184, 69 C. C. A. 200, affirming 130 Fed. 364; Phillips V. Louisville, etc., R. Co., 153 Fed. 795; Cain v. Hockensmith, etc., Co., 157 Fed. 992; Globe Works V. V. S., 45 Ct. CI. 497. Arkansas. — Lytle v. State, 17 Ark. 608; Brodie v. Watkins, 33 Ark. 545, 34 Am. Rep. 49; Jacks v. Thweatt, 39 Ark. 340; Davis v. Web- ber, 66 Ark. 100, 49 S. W. 822, 74 Am. St. Rep. 81, 45 L.R.A. 196. Colorado. — Hazeltine v. Brockway, 26 Colo. 291, 57 Pac. 1077. District of Columbia. — Stanton v. Haskin, 1 MacArthur 558. Georgia. — ^Moses v. Bagley, 55 Ga. 283. Illinois. — Newkirk v. Cone, 18 111. 449; Thompson V. Reynolds, 73 111. 11; West Chicago Park Com'rs v. Coleman, 108 111. 591 ; Geer v. Frank, 179 111. 570, 53 N. E. 965, 45 L.R.A. 110; Robinson v. Sharp, 201 111. 86, 66 N. E. 299; Dunne v. Herrick, 37 111. App. 182; Neal v. Franklin Coun- ty, 43 111. App. 267. Indiana. — Whinery v. Brown, 36 Ind. App. 276, 75 N. E. 605. Iowa. — McDonald v. Chicago, etc.. R. Co., 29 la. 174; Jewel v. Neidy, 61 la. 299, 16 N. W. 141; Larned v. Dubuque, 86 la. 166, 53 N. W. 105; Dunham v. Bently, 103 la. 136, 72 N. W. 437; Rickel v. Chicago, etc., R. Co., 112 la. 148, 83 N. W.. 957; Graham v. Dubuque, etc.. Works, 138 la. 456, 114 N. W. 619, 15 L.R.A. (N.S.) 729. Kansas. — Stevens v. Sheriff, 76 Kan. 124, 90 Pac. 799, 11 L.R.A. (N.S.) 1153. Louisiana. — Clay v. Ballard, 9 Rob. 308, 41 Am. Dec. 328; Andriac V. Richardson, 125 La. 883, 51 So. 1024 (decided in accordance with act of 1906), practically overruling Ma- zureau v. Morgan, 25 La. Ann. 281 (decided under act of 1808). Maryland. — Wheeler v. Harrison, 94 Md. 147, 50 Atl. 523. MichigoM. — Wildey v. Crane, 63 Mich. 720, 30 N. W. 327; Millard v. Jordan, 76 Mich. 131, 42 N. W. 1085; Denman v. Johnston, 85 Mich. 389, 48 N. W. 565. Minnesota. — Canty v. Latterner, 31 Minn. 239, 17 N. W. 385; Moyer v. Cantieny, 41 Minn. 242, 42 N. W. 1060; Gammons v. Johnson, 76 Minn. 76, 78 N. W. 1035. Mississippi. — Humphreys v. Mc- Lachlan, 87 Miss. 532, 40 So. 151. Missouri. — Lipscomb v. Adams, 193 Mo. 530, 91 S. W. 1046, 112 Am. St. Rep. 500; Curtis v. Metropolitan St. R. Co., 125 Mo. App. 369, 102 S. W. 62; Beagles v. Robertson, 135 Mo. App. 306, 115 S. W. 1042; Taylor v. Perkins, 157 S. W. 122. Nebraska. — Stroemer v. Van Ors- del, 74 Neb. 132, 103 N. W. 1053, 121 Am. St. Rep. 713, 4 L.R.A.(X.S.) 212, affirmed on rehearing 74 Neb. § 421] CONTEACTS FOE COMPENSATION. 729 143, 107 N. W. 325, 121 Am. St. Rep. 723, 4 L.R.A.(N.S) 218. New Jersey. — Terney v. Wilson, 45 N. J. L. 282; Hassell v. Van Houten, 39 N. J. Eq. 105. New York.- — Brown v. New York, 9 Hun 595; Browne v. West, 9 App. Div. 135, 41 N. Y. S. 146; More- house V. Brooklyn Heights R. Co., 123 App. Div. 680, 108 N. Y. S. 152, affirmed 195 N. Y. 537, 88 N. E. 1126; In re Flannery, 150 App. Div. 369, 135 N. Y. S. 612; Wilde v. Joel, 6 Duer 671, 15 How. Pr. 329; Fox V. Fox, 24 How. Pr. 409; Fiteh v. Gardenier, 2 Keyes 516; Fogerty v. Jordan, 2 Robt. 319; Easton v. Smith, 1 E. D. Smith 318; Rooney v. Second Ave. R. Co., 18 N. Y. 368 ; Hitchings V. Van Brunt, 38 N. Y. 335, 5 Abb. Pr. N. S. 272; Sussdorff v. Schmidt, 55 N. Y. 320; Coughlin v. New York Cent., etc., R. Co., 71 N. Y. 443, 27 Am. Rep. 75, reversing 8 Hun 136; Wetmore v. Hegeman, 88 N. Y. 69, affirming 12 N. Y. Wkly. Dig. 403; Fowler v. Callan, 102 N. Y. 395, 7 N. E. 169, reversing 4 Civ. Pro. 413, 12 Daly 263; Matter of Fitzsimmons, 174 N. Y. 15, 66 N. E. 554. North Dakota. — Woods v. Walsh, 7 N. D. 376, 75 N. W. 767. Ohio. — Weakly v. Hall, 13 Ohio 167, 42 Am. Dec. 194; Stewart v. Welch, 41 Ohio St. 483; Reece v. Kyle, 49 Ohio St. 475, 31 N. E. 747, 16 L.R.A. 723; Hudson v. Sanders, 10 Ohio Cir. Dec. 342, 19 Ohio Cir. Ct. 615. Oregon. — Dahms v. Sears, 13 Ore. 48, 11 Pac. 891; Hamilton v. Holmes, 48 Ore. 462, 87 Pac. 154; Stearns v. Wollenberg, 51 Ore. 88, 92 Pac. 1079. Pennsylvania. — Boulden v. Hebel, 17 S. & E. 312; Strohecker v. Hoff- man, 19 Pa. St. 227; Patten v. Wil- son, 34 Pa. St. 299; Chester County V. Barber, 97 Pa. St. 455; Perry v. Dicken, 105 Pa. St. 83, 51 Am. Rep. 181; Mumma's Appeal, 127 Pa. St. 474, 18 Atl. 6; Fellows v. Smith, 190 Pa. St. 301, 42 Atl. 678; Wil- liams V. Philadelphia, 208 Pa. St. 282, 57 Atl. 578; Fenn v. McCarrell, 208 Pa. St. 615, 57 Atl. 1108; Diokerson V. Pyle, 4 Phila. 259, 18 Leg. Int. 37; Filon's Estate, 7 Pa. Dist. Ct. 316. Texas. — Wheeler v. Riviere, 49 S. W. 697; Lynch v. Munson, 59 S. W. 603. Utah. — Crooo v. Oregon, etc., R. Co., 18 Utah 311, 54 Pac. 985, 44 L.R.A. 285. Vermont. — In re Aldrich, 86 Atl. 801. Virginia. — Nickels v. Kane, 82 Va. 309; McDonald v. Logan, 34 S. E. 490. Washington. — Schultheis v. Nash, 27 Wash. 250, 67 Pac. 707. West Virginia. — Polsley v. Ander- son, 7 W. Va. 202, 23 Am. Rep. 613; Graham v. Graham, 10 W. Va. 355; Anderson v. Caraway, 27 W. Va. 385; Lewis V. Broun, 36 W. Va. 1, 14 S. E. 444; Crumlish v. Shenandoah, etc., E. Co., 40 W. Va. 627, 22 S. E. 90; Fisher v. Mylius, 42 W. Va. 638, 26 S. E. 309; Door v. Camden, 55 W. Va. 226, 46 S. E. 1014, 65 L.R.A. 348. Wisconsin. — Ryan u. Martin, 16 Wis. 59; AUard v. Lamirande, 29 Wis. 502; Kusterer v. Beaver Dam, 56 Wis. 475, 14 N. W. 617, 43 Am. Rep. 725. Contra in England. — Hilton v. Woods, L. R. 4 Eq. 432, 36 L. J. Ch. 491, 16 L. T. N. S. 736. See also In re Masters, Hurl. & W. 348; Strange V. Brennan, 15 Sim. 346, affirmed in 730 CONTEACTS FOE COMPENSATION. [§ 421 tracts are fairly and honestly entered into/ and free from the taint of illegality.' The old notion that such contracts were champertous, prevails no longer ; ^ although in some jurisdictions the contract, to avoid being champertous, must show the creation of an indebtedness by the client for the counsel fees thus incurred, even though he loses his suit, or, rather, it must not appear that, in the event of los- ing the suit, the attorney's services are to be gratuitous ; " nor must it appear that the attorney agrees to pay the costs and ex- penses of the litigation undertaken by him ; *^ but where such requirements are complied with, contingent fees may be contracted for in these jurisdictions as well as elsewhere.'^ In the early days it was thought that to contract for a contin- gent fee was unlawful, but that idea has long since been discarded in this country. Such contracts are as much for the benefit of the client as for the attorney, because if the client has a meritorious cause of action, but no means with which to pay for legal services, unless he can lawfully contract for a contingent fee to be paid out of the proceeds of the litigation, he will necessarily be de- prived of his remedy — a result which the law does not desire, and 2 Coop. t. Cot. ], 15 L. J. Ch. 389, ney, 75 Ala. 552; German v. Brown, 10 Jur. 649; Earle v. Hopwood, 9 145 Ala. 364, 39 So. 742; Troy v. C. B. N. S. 566, 99 E. C. L. 566, 30 Hall, 157 Ala. 592, 47 So. 1035. L. J. C. PI. 217, 7 Jur. N. S. 775, 3 Indiana.— Hvo^ v. Lewis, 31 Ind. L. T. N. S. 670, 9 W. E. 272. And App. 178, 66 N. E. 490; Whinnery v. see supra, § 401. BroAvn, 36 Ind. App. 276, 75 N. E. TSee infra, § 428. 605. 8 See infra, § 433. Kentucky. — Wilhite v. Roberts, 4 Attorney also Witness. — A con- Dana 172; Evans v. Bell, 6 Dana tract by an attorney to render serv- 479; Leslie v. York, 112 Ky. 712, 66 ices for a contingent fee may be S. W. 751; Schmitz v. South Cov- valid, although it is understood that ington, etc., R. Co., 131 Ky. 207, 114 the attorney will be an indispensable S. W. 1197, 22 L.R.A. (N.S.) 776. witness on the trial of his client's Massachusetts. — Scott v. Harmon, case. Perry v. Dicken, 105 Pa. St. 109 Mass. 237, 12 Am. Rep. 685; 83, 51 Am. Rep. 181.. Blaisdell v. Ahern, 144 Mass. 393, 11 9 See supra, § 386. N. E. 681, 59 Am. Rep. 99; Hadlock 10 See supra, § 388. v. Brooks, 178 Mass. 425, 59 N. E. 11 See stfpm, § 389. 1009. 12 AJaJamo.— Ware v. Russell, 70 A'e6j-as7co.— See Omaha, etc., R. Co. Ala. 174, 45 Am. Rep. 82; Price r. Car- v. Brady, 39 Neb. 49, 57 N. W. 767. § 422] OONTEACTS FOE COMPENSATION. 731 which certainly is inconsistent with its tenets.*' Of course, the lawyer could always render assistance to indigent persons without fear of offending against the law of champerty and maintenance, providing he did so gratuitously; ** but now that the practice of law is recognized to be an occupation which is followed not alone for honor, but as well for profit, the reason of the old rule falls, and the rule necessarily falls with it. So, it may well be that one who is not indigent may wisely submit his business to counsel on the basis of a contingent fee, and there is no good reason for con- sidering the transaction illegal, especially in view of the fact that such contracts, as well as all other dealings between attorney and client, are always subject to scrutiny by the court.*' § 422. Contract for Part of Land in Litigation. — Where an attorney is retained in a suit brought for the recovery of land, whether for the prosecution or defense thereof, it is now well settled that he may lawfully contract with his client for a fee contingent upon success,*® and that such fee may consist of a share of the land in litigation; *' and where the contract has been performed by the attorney, its specific performance may be enforced against the client.*' Contracts of this character are not now considered champertous.*' Nor can such a contract be said to be unreasonable because the value of the land has enhanced 15 Lipscomb v. Adams, 193 Mo. 530, Montana. — Myers v. Bender, 46 91 S. W. 1046, 112 Am. St. Eep. 500. Mont. 497, 129 Pae. 330. 1* See supra, § 393. A'eio Jersey. — Adams v. Schiuitt, 16 See infra, § 428 et seq. And see 68 N. J. Eq. 168, 60 Atl. 345. supra, 152-163. Texas. — Carlisle v. Gibbs, 44 Tex l6Tull V. Nash, 141 Fed. 557, 73 Civ. App. 189, 98 S. W. 192; Hart C. G. A. 29; Carson v. Fogg, 34 Wash. v. Hunter, 52 Tex. Civ. App. 75, 114 448, 76 Pac. 112. S. W. 882; Cahill v. Dickson, 77 S. " CoZi/ornia.— Ballard v. Carr, 48 W. 281. Cal. 74 ; Adams v. Hopkins, 69 Pae. 18 Howard v. Throckmorton, 48 228, affirmed 73 Pac. 971. Cal. 482; Deering v. Schreyer, 171 Kentucky. — Smith v. Thompson, 7 N. Y. 451, 64 N. E. 179, reversing B. Mon. 305; Corbin v. Mulligan, 1 58 App. Div. 322, 68 N. Y. S. 1015; Bush 297. Martin v. Piatt, 5 N. Y. St. Rep. Missouri. — Lipscomb v. Adams, 193 284; Carson v. Fogg, 34 Wash. 448, Mo. 530, 91 S. W. 1046, 112 Am. St. 76 Pac. 112. Rep. 500 ; Duke v. Harper, 8 Mo. App. !» See supra, § 387. 296. 732 CONTEACTS FOE COMPENSATION. [§ 423 since the contract was made.^" So, where the client sells the land which was recovered for him by an attorney under an agreement which entitled him to a share thereof, the attorney is entitled to be paid from the proceeds if they can be reached.^ § 423. Happening of Contingency. — The compensation agreed upon in contract for contingent fees does not become due until the contingency happens — that is, until the attorney does what he agreed to do.^ Thus where an agreement between attorney and client binds the attorney, in consideration of a contingent fee, to obtain for his client's claim a security "beyond cavil," the agreement will be strictly construed, and the attorney will be re- quired to obtain security, which, so far as regards safety, is as good as money.* Where an attorney agreed with a county, against which mandamus proceedings were pending to compel the issue of certain bonds, to defend the suits relating thereto for a stipu- lated fee, and for a further sum to be paid "in the event the county shall not be obliged to issue said bonds," or in the event of a compromise without the attorney's consent, and to be paid when "the validity of the bonds is determined in favor of said county;" it was held that the contingency upon which the fee depended was not affected by a decision, in another case, that similar bonds, already issued, were invalid.* And where the plaintiff in an action for divorce, in order to procure her attor- ney's consent to the substitution of another attorney in his stead, signed a stipulation that, in the event that alimony theretofore 20 Howard v. Throckmorton, 48 Cal. N. Y. 514, 90 N. E. 1159, affirming 482; Smith v. Thompson, 7 B. Mon. 127 App. Div. 530, 111 N. Y. S. 892; (Ky.) 305. Wilson r. Horton, 140 N. Y. S. 980. 1 Hand v. Savannah, etc., E. Co., North Carolina. — Johnston v. 21 S. C. 162. Cutehin, 133 N. C. 119, 45 S. E. 522. Z Alabama. — Cheney v. Kelly, 95 Pennsylvania. — Dickerson v. Pyle, Ala. 163, 10 So. 664. 4 Phila. 259, 18 Leg. Int. 37. Kentuclcy. — Evans v. Bell, 6 Dana Texas. — Shaw v. Tlireadgill, 53 Tex. 479; Hargis V. Louisville Gas Co., 22 Civ. App. 254, 115 S. W. 671. S. W. 85; Fisk v. Snyder, 4 Ky. L. 3 Dickerson v. Pyle, 4 Phila. (Pa.) Rep. 716. 259, 18 Leg. Int. 37. Montana. — Foley v. Kleinschmidt, * Richland County v. Millard, 9 111. 28 Mont. 198, 72 Pac. 432. App. 396. New York. — Haire v. Hughes, 197 424] CONTEACTS FOE COMPENSATIOISr. io-j awarded was collected from the defendant, a certain sum should be paid out of it to the former attorney ; it was held that such pay- ment was contingent on the collection of the alimony as awarded, and could not be enforced where the amount thereof was reduced by an order subsequently procured by the defendant.* So, where an attorney agrees to collect a certain claim, and is to be paid out of the recovery and not otherwise, he is entitled to no com- pensation under the contract until he actually collects the claim.® And where an attorney informs his client that a claim, the col- lection of which he has undertaken on a contingent fee, is hope- less, he cannot recover compensation from the client who, there- after, collects the claim personally.'' § 424. Manner of Effecting Contingency. — The manner in which the desired result is brought about is immaterial so long as it is a lawful one, unless the contract provides for performance in some particular way ; thus it is not essential that there should be a trial or other litigation ; indeed, contracts for contingent fees frequently provide for the payment of the fee upon the settle- ment of the. action or claim.' Nor does the fact that a matter is 5 Bittiner v. Goldman, 20 Misc. 330, 45 N. Y. S. 953. 6 Georgia. — ^Moses v. Bagley, 55 Ga. 283. Illinois. — Fraatz v. Garrison, 83 III. 60. Indiana. — Scobcy v. Ross, 5 Ind. 445. Louisiana. — Shepherd v. Dickson, 38 La. Ann. 741. Xeto York. — Mills v. Fox, 4 E. D. Smith 220; Bittiner v. Goldman, 20 Misc. 330, 45 N. Y. S. 953; Mains v. Gethen, 111 N. Y. S. 598; Phelps v. Emery, 24 N. Y. Wkly. Dig. 541. North Carolina. — Leach v. Strange, 10 N. C. 601. 7Simrall !'. Morton, 12 S. W. 185, 12 Ky. L. Rep. 31; Mains v. Gethen, in N". Y. S. 598. See also Leach v. Strange, 10 N. C. 601. 8 State V. Barrow, Mann. Unrep. Gas. (La.) 332; Stoutenhurgh v. Fleer, 87 N. Y. S. 504. Where M., against whom judgment had been rendered for the recovery of land, employed attorneys to re- gain the land for him, agreeing to pay them $200 for their services, but stipulating that they were to receive notliing unless they regained the land for him, and placed in their hands a refunding bond by which C. was ob- ligated to him for the loss of the land, the attorneys having procured C. to purchase the land and convey it to M. in discharge of his obliga- tion, the contingency has happened upon which the attorneys were to be entitled to the stipulated fee. Mc- intosh V. Bach, 110 Ky. 701, 62 S. W. 515, 23 Ky. L. Rep. 74. And see infra, % 525. 734 CONTEACTS FOE COMPENSATION. [§ 425 conducted successfully without trial or other litigation, warrant the court in disregarding the contract and reducing the fee stipu- lated for therein.* Thus where, in an action of ejectment, the defendant's attorneys answered by a general denial, and directed him to procure an abstract of title, and in so doing the defendant learned of and purchased an outstanding title, and the plaintiff thereafter dismissed the suit without trial, it was held that the defendant's attorneys had "gained the suit." " So, under a con- tract to pay an attorney a percentage "on all amounts collected," the attorney is entitled to his percentage, although the claim is paid without his interference.^* It has been held that the condi- tion in a contract to pay an attorney in a will contest a stipulated fee "in case the will is defeated and our clients get their shares" is satisfied where the contest and the attorney's services result in a compromise agreement by which the will, which, as propounded, disinherited such clients, was so qualified in probate that they received a larger proportion of the estate than if the testator had died intestate.''* § 425. Creation of Equitable Assignment. — Where a client assigns to his attorney, in payment of the services to be performed by him, an interest in the subject-matter of the litigation, the transaction will, as a general rule, be upheld as an equitable as- signment, and may be enforced as such.*' So, in some jurisdic- 9 Murray v. Waring Hat Mfg. Co., Ins. Co., 28 Ind. App. 428, 63 N. E. 142 App. Div. 514, 127 N. Y. S. 78. 47. 10 Moss V. Kichie, 50 Mo. App. 75. Kansas. — Aultman v. Waddle, 40 11 Jacks V. Thweatt, 39 Ark. 340. Kan. 202, 19 Pae. 730. And see supra, § 528. Michigan. — Weeks v. Wayne Circuit laingersoU v. Coram, 211 U. S. Judges, 73 Mich. 256, 41 N. W. 269. 335, 29 S. Ct. 92, 53 U. S. (L. ed.) A'ew ror/c— Fairbanks v. Sargent, 208, reversing 148 Fed. 169, 78 C. C. 104 N. Y. 108, 9 N. E. 870, 5S Am. A. 303, 127 Fed. 418. Rep. 490; Deering v. Schreyer, 171 18 United States. — Cain v. Hoeken- N. Y. 451, 64 N. E. 179, modifying smith Wheel & Car. Co., 357 Fed. 58 App. Div. 322, 68 N. Y. S. 1015 992. Bennett v. Donovan, 83 App. Div California. — Hoffman v. Vallejo, 45 95, 82 N. Y. S. 506; Flannery Cal. 564; Goad v. Hart, 128 Cal. 197, Geiger, 46 Misc. 619, 92 N. Y. S. 785 60 Pac. 761, 964. OAio.— Pittsburg, etc., Co. v. Volk- Indiana. — Blakey v. New York L. ert, 58 Ohio St. 362, 50 N. E. 924; § 425] OONTEACTS FOE COMPENSATION. 735 tions, an agreement that the attorney shall receive a specific sum, or a certain percentage, to be paid out of the amount recovered, will be deemed to constitute an equitable assignment in favor of the attorney.** An agreement that the attorney shall have a lien upon the sum to be recovered for a specified amount, as compen- sation for his services, constitutes a valid equitable assignment, which attaches to the judgment as soon as it is entered. *° So, where the proofs of a debt are placed with an attorney, with in- structions to collect the same, and retain out of the proceeds the amount due him as fees for other work, the transaction is an equitable assignment, though the amount thereof was not at the time agreed upon.*' In such cases the attorney's right is para- mount to that of a subsequent assignee, or attaching creditor, of the client.*'' There can, of course, be no equitable assign- ment where the terms of the contract preclude the idea that Pennsylvania Co. v. Thatcher, 78 Ohio St. 175, 85 N. E. 55. Oregon. — Ladd v. Ferguson, 9 Ore. 180 (assignment of costs and dis- bursements); Alexander v. Munroe, 54 Ore. 500, 101 Pac. 903, 103 Pac. 514, 135 Am. St. Rep. 840. Pennsylvania. — Com. v. Terry. 11 Pa. Super. Ct. 547. Texas. — Galveston, etc., E. Co. v. Ginther, 96 Tex. 295, 72 S. W. 160, affirming 30 Tex. Civ. App. 161, 70 S. W. 96; Texas Cent. R. Co. v. An- drews, 28 Tex. Civ. App. 477, 67 S. W. 923. 14 United States. — Cain v. Hocken- smith Wheel, etc., Co., 157 Fed. 992. Minnesota.-^Cojity v. Latterner, 31 Minn. 239, 17 N. W. 385. Jiew York. — Fairbanks v. Sargent, 104 N. Y. 108, 9 N. E. 870, 58 Am. Eep. 490; Holmes v. Evans, 129 N. Y. 140, 29 N. E. 233, affirming 59 Super. Ct. 136, 13 N. Y. S. 614; Brown v. New Yorlc, 1 1 Hun 21 ; Bennett v. Donovan, 83 App. Div. 95, 82 N. Y. S. 506. Pennsylvania.- — ^Hagemann's Estate, 5 Pa. Co. Ct. 576. Texas. — Texas Cent. R. Co. v. An drews, 28 Tex. Civ. App. 477, 67 S W. 923. IB Terney v. Wilson, 45 N. J. L. 282. And see infra, § 634, as to the right of a lien in such cases. 16 Milmo Nat. Banl< v. Convery, 8 Tex. Civ. App. 181, 27 S. W. 828. IT Connecticut. — ^Ripley v. Bull, 19 Conn. 53. Florida. — Sammis v. L'Engle, 19 Fla. 800. New Jersey. — Terney v. Wilson, 45 N. J. L. 282. Neto York. — Jaeger v. Koenig, 33 Misc. 82, 67 N. Y. S. 172, reversing 32 Misc. 244, 65 N. Y. S. 795; Flan- nery v. Geiger, 46 Misc. 619, 92 N. Y. S. 785. Pennsylvania. — Patten v. Wilson, 34 Pa. St. 299. Texas. — Jlilmo Nat. Bank v. Con- very, 8 Tex. Civ. App. 181, 27 S. W. 828. The rule stated in the text forms Y36 CONTEACTS TOE COMPENSATION-. [§ 426 it was so intended,*' and in some states an agreement for contingent fees will not operate as an equitable assignment without an express stipulation to that effect." In several jurisdictions it is held that an executory contract for the payment to an attorney of a specified percentage of such amount as may be recovered does not give to the attorney any interest whatever, in law or in equity, in the cause of action, either by way of assignment or lien.*" § 426. Creation of Interest in Subject-Matter of Litiga- tion. — The general rule is that a contract whereby a client agrees to pay, or assigns to his attorney, a specified percentage of such amount as may be recovered, is executory merely, and gives to the attorney neither a legal nor an equitable interest in the cause of action ; * and this is especially true of actions for personal injury,^ an exception to the general principle regarding the assignment of ehoses in action, and is limited to the as- signment of a debt or judgment by the creditor to his attorney, as se- curity for his services and disburse- ments in a suit brought upon the debt, or in which the judgment was rendered. Ripley v. Bull, 19 Conn. 53. An assignment of a chose in action is wholly ineffectual as against the debtor, in the absence of notice to him of the assignment, or knowledge of facts in relation thereto sufficient to put him upon inquiry. Until the debtor has notice of such assignment he may deal with the assignor as though no assignment had ever been made. Nielsen v. Albert Lea, 91 Minn. 388, 392, 98 N. W. 195, 197. 18 Woods V. Diclcinson, 7 Mackey (D. C.) 301. 19 Stearns ». Wollenberg, 51 Ore. 88, 92 Pac. 1079, U L.E.A.(N.S.) 1095; McRae v. Warehime, 49 Wash. 194, 94 Pac. 924; Plummer v. Great Northern R. Co., 60 Wash. 214, 110 Pac. 989, 31 L.R.A.(N.S.) 12! 5. 20 Story V. Hull, 143 111. 50C, 32 N. E. 265; Cameron v. Boeger, 200 111. 84, 65 N. E. 690, 93 Am. St. Rep. 165, affirming 102 111. App. 649; Wel- ler V. Jersey City, etc., R. Co., 68 N. J. Eq. 659, 6 Ann. Cas. 442, 61 Atl. 459, affirming 66 N. J. Eq. 11, 57 Atl. 730; Gillette v. Murphy, 7 Okla. 91, 54 Pac. 413. Compare ante, this section, note 13. 1 Georgia. — Nesbit v. Cautrell, 29 Ga. 255. Illinois.—StoTy v. Hull, 143 111. 506, 32 N. E. 265, affirming 41 111. App. 109; Cameron v. Boeger, 200 111. 84, 65 N. E. 690, 93 Am. St. Rep. 165, affirming 102 111. App. 649. Neio Jersey. — Weller v. Jersey City, etc., R. Co., 68 N. J. Eq. 659, 6 Ann. Cas. 442, 61 Atl. 459, affirming 66 N. J. Eq. 11, 57 Atl. 730. Texas. — Mays v. Sanders, 90 Tex. 132, 37 S. W. 595; American Cotton Co. r. Simmons, 39 Tex. Civ. App. 189, 87 S. W. 842. 2 Weller v. Jersey City, etc., R. § 427] CONTEACTS FOE COMPENSATION, 737 although it has been held, under statutes providing for the survival of the right of action, that a cause of action for personal injuries may be assigned.' Nov does such a contract entitle, or necessitate, the attorney being made a party to the cause,* or give the attorney the right to intervene in the suit.^ Thus it has been held that a contract with an attorney whereby the latter was to sue for the re- covery of lands, and be compensated by a conveyance of a part thereof when recovered, vests no title, legal or equitable, to such property in the attorney.^ On the other hand, it has also been held that where a client contracts with his attorney to convey to him a portion of the property in litigation, in consideration of legal serv- ices to be rendered, the transaction gives the attorney an interest in the property,'' which may be enforced by specific performance.' § 427. Excessive Fees. — A contract between attorney and client for fees, whether contingent or otherwise, is always subject to scrutiny by the court,® as, indeed, are all their other dealings.^" But the contract will prevail unless it appears that it was in- duced by fraud, or that, in view of the nature of the claim, the compensation provided for is so excessive as to evince a purpose on the part of the attorney to obtain an improper or undue ad- vantage over his client.*' it being considered that an attorney may Co., 68 N. J. Eq. 659, 6 Ann. Cas. has been amicably adjusted, an at- 442, 61 Atl. 459; Pulver v. Harris, torney of one of tlie parties cannot 62 Barb. (N. Y.) 500; Kusterer v. affect the settlement by making claim Beaver Dam, 56 Wis. 471, 14 N. W. to part of the land under a deed, till 617, 43 Am. Eep. 725. then undisclosed, made by his client 3 Gulf, etc., R. Co. V. Miller, 21 while suing to recover possession, and Tex. Civ. App. 609, 53 S. W. 709; constituting, in effect, a contract for Texas Cent. R. Co. v. Andrews, 28 contingent compensation. Murray's Tex. Civ. App. 477, 67 S. W. 923. Estate, 13 Pa. Co. Ct. 70. 4 Cameron v. Boeger, 200 111. 84, 7 Hoffman v. Vallejo, 45 Cal. 564; 65 N. E. 690, 93 Am. St. Eep. 165, Howard v. Throckmorton, 48 Cal. 482. affirming 102 111. App. 649; San An- 8 See the preceding section note 13. tonio, etc., R. Co. v. Belt, 24 Tex. See also supra,, § 422, note 18. Civ. App. 281, 59 S. W. 607. 9 See infra, % 421. B Story V. Hull, 143 111. 506, 32 10 See supra, §§ 152-182. N. E. 265, affirming 41 111. App. 109. n Morehouse v. Brooklyn Heights . ecorbin v. Mulligan, 1 Bush (Ky.) R. Co., 185 N. Y. 520, 7 Ann. Cas. 297. 377, 78 N. B. 179; Weeks v. Gattell, After litigation in regard to land 125 App. Div. 402, 109 N. Y. S. 977, Attys. at L. Vol. II.— 47. 738 CONTBACTS FOE COMPENSATIOIT. [§ 427 properly demand a larger compensation where his fees are con- tingent on success.^^ Where the contract provides for the payment of a certain per- centage of the recovery, such percentage is to be calculated on the actual amount received,^' even though it includes interest which accrued since the recovery was had/* or even though the thing recovered has enhanced in value.** Where, however, the client does not recover the whole amount of a judgment rendered in his favor, the attorney's percentage must be based on the actual recovery; thus it has been held that a contract by a client to pay his attorney, as a contingent fee, a percentage of the damages he may recover in the action, binds him to pay only such percentage of the damages actually received, and not of the judgment ren- dered." affirmed 193 N. Y. 681, 87 N. E. 1129; Dorr v. Camden, 55 W. Va. 226, 46 S. E. 1014, 65 L.E.A. 348. And see Humphreys v. McLachlan, 87 Miss. 532, 40 So. 151. 18 Morehouse v. Brooklyn Heights E. Co., 123 App. Div. 680, lOS N. Y. S. 152, affirmed 195 N. Y. 537, 88 N. E. 1126; Ransom v. Ransom, 147 App. Div. 835, 133 N. Y. S. 173, re- versing 70 Misc. 30, 127 N. Y. S. 1027. iSLavenson v. Wise, 131 Cal. 369, 63 Pac. 622; Mcllvaine v. Steinson, 90 App. Div. 77, 85 N. Y. S. 889; Weeks v. Gattell, 125 App. Div. 402, 109 N. Y. S. 977, affirmed 193 N. Y. 681, 87 N. B. 1129. Where a contract betvfeen attor- neys and client provides for the pay- ment, as a contingent fee for serv- ices, of a sum equal to "from ten to fifteen per cent" of the market value of the interest of the client recovered, the contract gives them the right to claim fifteen per cent, and they can- not be restricted to ten per cent. Heiberger v. Worthington, 23 App. Cas. (D. C.) 565. But a contract to pay attorneys "five per cent of all that they might save or make" for an estate "by ex- cepting to the settlements of the es- tate as made by the master" does not entitle them to a percentage on un- contested claims. Mcllvoy v. Rus- sell, 9 Ky. L. Rep. 359 (abstract). 1* Bassford v. Johnson, 172 N. Y. 488, 65 N. E. 260, modifying 71 App. Div. 617, 76 N. Y. S. 1009. 15 Chester v. Jumel, 125 N. Y. 237, 26 N. E. 297, reversing 53 Hun 629, 5 N. Y. S. 809. 16 California. — Adams v. Hopkins, 69 Pac. 228, affirmed 73 Pac. 971. loyya. — Rickel v. Chicago, etc., R. Co., 112 la. 148, 83 N. W. 957. Kentucky. — Leslie v. York, 1J2 Ky. 712, 66 S. W. 751, 23 Ky. L. Rep. 2076. Feto Yorh. — Wendel v. Binninger, 132 App. Div. 785, 117 N. Y. S. 616. Virginia. — ^Nickels v. Kane, 82 Va. 309. West Virginia. — Fisher v. Mylius, 42 W. Va. 638, 26 S. E. 309. Where an attorney was retained in eminent domain proceedings, and § 427] CONTRACTS FOE COMPENSATION. 739 Whether or not the contract is unconscionable is a question of fact, depending upon the character of the claim and the services required in prosecuting it to judgment.^'' Thus contracts for contingent fees have been sustained to the extent of twenty-five per cent,^^ thirty-three and one-third per cent,^' forty per cent,*" forty- seven and one-half per cent,*^ and fifty per cent of the recovery ; ^ and in some cases a fee of more than fifty per cent has been to receive for his services ten per cent of whatever was awarded and con- firmed, and the court confirmed an award, but directed that incum- brances on the property and back taxes should be paid out of it, the attorney was only entitled to 10 per cent of the surplus, and not of the gross amount awarded. Wendel V. Binninger, 132 App. Div. 785, 117 N. Y. S. 616. "Morehouse v. Brooklyn Heights R. Co., 185 N. Y. 520, 7 Ann. Cas. .377, 78 N. E. 179. iSLarned v. Dubuque, 86 la. 166, 63 N. W. 105; Bennett v. Donovan, 83 App. Div. 95, 82 N. Y. S. 506. 19 Rust V. Larue, 4 Litt. (Ky.) 411, 14 Am. Dee. 172 ; Hall v. Gird, 7 Hill (N. Y.) 586; In re Hynes, 105 N. Y. 560, 12 N. E. 60; Ransom v. Cutting, 112 App. Div. 150, 98 N. Y. S. 282, affirmed 188 N. Y. 447, 81 N. E. 324; Galveston, etc., R. Co. v. Ginther, 96 Tex. 295, 72 S. W. 166, affirming 30 Tex. Civ. App. 161, 70 S. W. 96. 20 Funk V. Mohr, 185 111. 395. 57 N. E. 2, affirming 85 111. App. 97; Syme v. Terry & Tench Co., 125 App. Div. 610, 110 N. Y. S. 25; Texas Cent. R. Co. V. Andrews, 28 Tex. Civ. App. 477, 67 S. W. 923. 81 Chester v. Jumel, 53 Hun 629, 5 N. Y. S. 809; Chester v. Jumel, 125 N. Y. 237, 26 N. E. 297, reversing 53 Hun 629, 5 N. Y. S. 809. 1 Connecticut. — Grievance Commit- tee V. Ennis, 84 Conn. 594, 80 At]. 767. Kentucky. — Sanders v. Woodbury, 146 Ky. 153, 142 S. W. 207. Maryland. — Cain v. Warford, 33 Md. 23; Etzel v. Duncan, 112 Md. 346, 76 Atl. 493. Michigan. — Dreiband v. Candler, 166 Mich. 49, 131 N. W. 129. Missouri. — Lipscomb v. Adams, 193 Mo. 530, 91 S. W. 1046, 112 Am. St. Rep. 500. Titeio Jersey. — Adams v. Schmitt, 68 N. J. Eq. 168, 60 Atl. 345. mew York. — Deering v. Schrcyer, 171 N. Y. 451, 64 N. E. 179, reversi/ng 58 App. Div. 322, 68 N. Y. S. 1015; In re Pitzsimons, 174 N. Y. 15, 66 N. E. 554, reversing 77 App. Div. 345, 79 N. Y. S. 194; Morehouse v. Brook- lyn Heights R. Co., 185 N. Y. 520, 7 Ann. Cas. 377, 78 N. E. 179, revers- ing 102 App. Div. 627, 92 N. Y. S. 1134; Ransom v. Cutting, 188 N. Y. 447 ; 81 N. E. 324, affirming 112 App. Div. 150, 98 N. Y. S. 282; Rogers v. Polytechnic, etc., Inst., 87 App. Div. 81, 84 N. Y. S. 12; Weeks v. Gattell, 125 App. Div. 402, 109 N. Y. S. 977, affirmed 193 N. Y. 681 mem., 87 N. E. 1129; In re Edgecombe Road, 128 App. Div. 432, 112 N. Y. S. 845; McCoy V. Gas Engine & Power Co., 71 Misc. 537, 129 N. Y. S. 251; Stout- enburgh v. Fleer, 87 N. Y. S. 504. 740 COWTEACTS FOE COMPENSATION. [§ 428 sanctioned.* And, on the other hand, in a recent case, fifty per cent was deemed excessive.* The amount of compensation generally will be considered hereafter.* Matters Affecting Validity of Contracts Generally. § 428. Fairness. — As in all other dealings between attorney and client,* it is essential that a contract for the compensation of the attorney rest on the utmost good faith; it must be fair,* Pennsylvania. — Mumma's Appeal, 127 Pa. St. 474, 18 Atl. 6, 24 W. N. C. 297; Sloan's Estate, 14 Pa. Co. Ct. 359. Texas. — Hart v. Hunter, 52 Tex. Civ. App. 76, 114 S. W. 882; Tabet V. Powell, 78 S. W. 997. 2 A contract for an attorney's fee for $7000, contingent on success, in a suit to recover land worth from $10,000 to $12,000, the client being otherwise without means, and the parties dealing at arm's length, is not unconscionable, especially where the case was twice carried to the supreme court, and extended over some seven years. Fellows v. Smith, 190 Pa. St. 301, 42 Atl. 678. 3 Herman v. Metropolitan St. E. Co., 121 Fed. 184. 4 See infra, § 439 et seq. 5 See supra, §§ 152-163. The rule applying to dealings be- tween attorney and client does not apply in the making of a contract to recover an estate by one whose bus- iness it is to find estates having no notorious claimant, to hunt up the heirs, and recover the estates for them. Adams v. Schmitt, 68 N. J. Eq. 168, 60 Atl. 345. 6 United States. — Manning v. Clarlc, 40 Fed. 121; Muller v. Kelly, 125 Fed. 212, 60 C. C. A. 170, reversing 116 Fed. 545. Alabama. — Lecatt v. Sallee, 3 Port. 115, 29 Am. Dec. 249. District of Columiia. — Whiting v. Davidge, 23 App. Cas. 156. Georgia. — Bailey v. Devine, 123 Ga. 653, 51 S. E. 603, 107 Am. St. Rep. 153. Illinois. — Elmore v. Johnson, 143 111. 513, 32 N. E. 413, 36 Am. St. Rep. 401, 21 L.R.A. 366; Robinson V. Sharp, 201 El. 86, 66 N. E. 299; Dyrenforth v. Palmer, etc., Co., 240 111. 25, 88 N. E. 290; Pratt v. Kerns', 123 111. App. 86; Calkins v. Pease, 125 111. App. 270. Indiana. — French v. Cunningham, 149 Ind. 632, 49 N. e. 797; Shirk v. Neible, 156 Ind. 66, 59 N. E. 281, 83 Am. St. Rep. 150. Iowa. — Ryan v. Ashton, 42 la. 365. Kentucky. — Bibb v. Smith, 1 Dana 580. Maine. — Burnham v. Heselton, 82 Me. 495, 20 Atl. 80, 9 L.E.A. 90. Maryland. — Etzel v. Duncan, 112 Md. 346, 76 Atl. 493. jVew Jersey. — Adams v. Schmitt, 68 N. J. Eq. 168, 60 Atl. 345. Tslew York. — Blaikie v. Post, 137 App. Div. 648, 122 N. Y. S. 292. Oregon. — Hamilton v. Holmes, 48 Ore. 453, 87 Pac. 154. Tennessee. — Phillips v. Overton, 4 Hayw. 292; Rose v. Mynatt, 7 Yerg. 36; McMahan v. Smith, 6 Heisk. 187; § 428] CONTEACTS FOE COMPElirSATIOH'. 741 reasonable/ and fully comprehended by the client,' to whom the attorney must have disclosed any information which he may have, and given proper legal advice.* Contracts which comply with these requirements will be upheld ; " but where these elements are wanting the contract will not be binding on the client,^* Planters' Bank v. Hornberger, 4 Coldw. 567; Newman v. Davenport, 9 Baxt. 538. Texas. — Waterbury v. Laredo, 68 Tex. 565, 5 S. W. 81. Vermont. — Davis v. Farwell, 80 Vt. 166, 67 Atl. 129. Virginia. — Thomas v. Turner, 87 Va. 1, 12 S. E. 149, 668. 'See infra, § 431. 8 See infra, § 430. 9 See infra, § 430. W United States. — Jenkins v. Ein- stein, 3 Biss. 128, 13 Fed. Cas. No. 7,265. Alabama. — Ware v. Russell, 70 Ala. 174, 45 Am. Rep. 82. Connecticut. — Smyth v. Ripley, 33 Conn. 306. Florida. — Wharton v. Hammond, 20 Fla. 934. Illinois. — Dyrenforth v. Palmer Pneumatic Tire Co., 240 111. 25, 88 N. E. 290, following Morrison v. Smith, 130 111. 304, 23 N. E. 241; Ward V. Yancey, 78 111. App. 368. Indiana. — Tong v. Orr, 44 Ind. App. 681, 87 N. E. 147, affirmed 44 Ind. App. 693, 88 N. E. 308. lovM. — Lindt v. Linder, 117 la. 110, 90 N. W. 596. Maryland. — Etzel v. Duncan, 112 Md. 346, 76 Atl. 493. Missouri. — Wright v. Kansas City, etc., Co., 141 Mo. 518, 126 S. W. 517; Reed «. Mellor, 5 Mo. App. 567; Beagles v. Robertson, 135 Mo. App. 306, 115 S. W. 1042. 'New Jersey. — Schomp v. Schenck, 40 N. J. L. 195, 29 Am. Rep. 219; Zabriskie v. Woodruff, 48 N. J. L. 610, 7 Atl. 336. New York. — Zogbaum v. Parker, 55 N. Y. 120; Hall v. Grouse, 13 Hun 557; McCoy v. Gas Engine, etc., Co., 135 App. Div. 771, 119 N. Y. S. 864; Porter v. Parmly, 39 Super. Ct. 219; Newberg v. Schwab, 49 Super. Ct. 232; Allison v. Scheeper, 9 Daly 365; Jenkins v. Williams, 2 How. Pr. 261. Oregon. — Hamilton v. Holmes, 48 Ore. 453, 87 Pac. 154. Pennsylvania. — Mumma's Appeal, 127 Pa. St. 474, 18 Atl. 6, 24 W. N. C. 297. Tejcas.— Tabet v. Powell, 78 S. W- 997. Wisconsin. — Ryan v. Martin, 18 Wis. 672. 11 United States. — Taylor v. Be- miss, 110 U. S. 42, 3 S. Ct. 441, 28 U. S. (L. ed.) 64. Illinois. — Willin v: Burdette, 172 111. 117, 49 N. E. 1000; Robinson v. Sharp, 201 111. 86, 66 N. E. 299. Indiana. — Judah v. Vincennes Uni- versity, 23 Ind. 273. Iowa. — Donaldson v. Eaton, 136 la. 650, 114 N. W. 19, 125 Am. St. Rep. 275. Kentucky. — Downing v. Major, 2 Dana 228; Smith v. Thompson, 7 B. Mon. 308-; Howard v. Cornelison, 5 Ky. L. Rep. 902. Maryland. — Etzel v. Duncan, 112 Md. 346, 76 Atl. 493. New York. — Wallis v. Loubat, 2 Den. 607. 742 CONTEACTS FOE COMPENSATIOIT. [§ 428 and the attorney can only recover, if at all, on a quantum meruit.^ Because of their confidential relations,** the law commands that all the transactions between an attorney and his client, including contracts for compensation, shall be anxiously and jealously scru- tinized, that the client may be protected from his own overweening confidence, and from the influence or ascendency which the rela- tion generates.** Nor does a statute permitting attorneys to con- Oregon.. — Ah Foe V. Bennett, 35 Ore. 231, 58 Pac. 508. Tennessee. — Planters Bank v. Horn- berger, 4 Coldw. 531. Washington. — Schultheis v. Nash, 27 Wash. 250, 67 Pac. 707. 18 Illinois. — Elmore v. Johnson, 143 111. 513, 32 N. E. 413, 36 Am. St. Eep. 401, 21 L.K.A. 366; Pratt v. Kerns, 123 111. App. 86. Indiana. — French v. Cunningham, 149 Ind. 632, 49 N. E. 797; Shirk v. Neible, 156 Ind. 66, 59 N. E. 281. 83 Am. St. Rep. 150. Pennsylvania. — Chester County v. Barber, 97 Pa. St. 455. Tennessee. — Planters Bank v. Ilorn- berger, 4 Coldw. 531. Texas. — Stewart v. Houston, etc., R. Co., 62 Tex. 248. West Virginia. — Dorr v. Camden, 55 W. Va. 226, 46 S. E. 1014, 65 L.R.A. 348. 13 Elmore v. Johnson, 143 111. 513, 32 N. E. 413, 36 Am. St. Rep. 401, 21 L.R.A. 366. In view of the fiduciary relation between an attorney and client, a, court of equity may inquire into the good faith of a written agree- ment between them for Compensa- tion, notwithstanding Code Civ. Proc. § 66 (Judiciary Law [Consol. Laws 1909, c. 30] § 474), providing that the compensation of an attor- ney for services is governed by an agreement, express or implied, which is not restrained by law, though a written agreement should not be set aside unless there has been a mis- representation or suppression of facts by the attorney or undue influence by which he has obtained an uncon- scionable advantage. Ransom v. Ransom, 147 App. Div. 835, 133 N. Y. S. 173, reversing 70 Misc. 30, 127 N. Y. S. 1027. 1* United States. — ^MuUer v. Kelly, 125 Fed. 212, 60 C. C. A. 170, re- versing 116 Fed. 545. Alabama. — Dickinson v. Bradford, 59 Ala. 581, 31 Am. Eep. 23; Kidd V. Williams, 132 Ala. 140, 31 So. 458, 56 L.R.A. 879. Illiinois. — Dyrenforth v. Palmer, etc., Co., 240 111. 25, 88 N. E. 200. lovm.. — Donaldson v. Eaton, 130 Iowa 650, 114 N. W. 19, 125 A. S. E. 275, 14 L.R.A.(N.S.) 1168. Maryland. — Etzel v. Duncan, 112 Md. 346, 76 Atl. 493. 'New Jersey. — Schomp v. Schenck, 40 N. J. L. 195, 29 Am. Eep. 219. 'New York. — Brotherson v. Consa- lus, 26 How. Pr. 213; Burling v. King, 2 Thomp. & C. 545; Fowler v. Callan, 102 N. Y. 395, 7 N. E. 169; Blaikie v. Post, 137 App. Div. 648, 122 N. Y. S. 292. Oregon. — Hamilton v. Holmes, 48 Ore. 453, 87 Pac. 154. § 429] OONTEACTS FOB COMPENSATION. 743 tract with their clients relieve such dealings from that supervision which the courts have ever exercised.^* § 429. Advice and Disclosure of Fact by Attorney. — Attorneys, in entering into contracts of employment with clients, are required to exercise the highest order of good faith, not only in advising the client, but also in disclosing all information in their possession as to facts which would or might influence him either in entering into, or refusing to execute, the contract. The failure to do so renders the contract presumptively void.^® Thus an attorney cannot recover on an agreement by his client to pay him for services, when the agreement was brought about by his fraudulent misrepresentations as to the amount which would be recovered in a suit,''' or as to the magnitude of the services to be Pennsylvania. — Chester County v. Barber, 97 Pa. St. 455. Washington. — Isham v. Parker, 3 Wash. 755, 29 Pac. 835. Wisconsin. — Allard v. Lamirande, 29 Wis. 502; Dockery v. MoLellan, 93 Wis. 381, 67 K. W. 733. 16 Morton v. Forsoe, 249 Mo. 409, 155 S. W. 765; Haight r. Moore, 37 Super. Ct. (N. Y.) 16]. i« Alabama.— Kidd v. Williams, 132 Ala. 140, 31 So. 458, 56 L.R.A. 879. Arkansas. — Weil v. Fineran, 78 Ark. 87, 93 S. W. 568. Illinois.— Fvsitt v. Kerns, 123 111. App. 86. Indiana. — Manley v. Felty, 146 Ind. 194, 45 N. E. 74. Iowa. — Ryan v. Ashton, 42 la. 365 ; Donaldson v. Eaton, 136 la. 650, 114 N. W. 19, 125 Am. St. Rep. 275. New York. — White v. Whaley, 40 How. Pr. 353; Blaikie v. Post, 137 App. Div. 648, 122 N. Y. S. 292; Ransom v. Ransom, 147 App. Div. 835, 133 N. Y. S. 173, reversing 70 Misc. 30, 127 N. Y. S. 1027. Pennsylvania. — Chester County v. Barber, 97 Pa. St. 455. Texas. — Stewart v. Houston, etc., R. Co., 62 Tex. 248. West Virginia. — Dorr r. Camden, 55 W. Va. 226, 46 S. E. 1014, 65 L.R.A. 348. Mutual Mistake. — Where an attor- ney and client, under the belief that a homestead entry contained valua- ble timber land, agreed that for a certain fee the former should contest the entry, and the agreement gave the client the right to rescind if upon a, cruise the land did not show 10,- 000,000 feet, the agreement was unen- forceable against the client, there being no timber on the land, even though the client did not have it cruised, for the timber was the sub- ject-matter of the contract, and the parties having by mutual mistake contracted with respect to a n(mex- isting subject-matter, the agreement was without consideration. Kelsey i . Mackay, 65 Wash. 116, 117 Pac. 714. l' Judah V. Vincennes University, 23 Ind. 273. 744 CONTRACTS FOE COMPENSATION. [§ 430 performed.*' The burden is on the attorney to show that the client was sufficiently advised and informed." § 430. Contract Must Be Understood by Client. — It is the duty of an attorney to have his contracts with his client clear- ly and definitely stated,^" so that the client may fully compre- hend them, not only in language, but also in spirit, legal conse- quences, and practical results ; * and this is especially true where from the client's age, infirmities, or ignorance, the necessity of such distinctness is self-evident.* Where the contract is fairly and reasonably susceptible of two constructions, and the one mind assents to it upon the one construction, and the other upon the other construction, there is no contract between the parties; and where such a writing exists between attorney and client, it is the duty of the attorney to inform the client of the fact of its suscep- tibility of two constructions, and to learn, definitely and clearly, his client's views before proceeding further.* Thus where the terms of a contract for services between client and attorney were ambiguous and indefinite in their consequences to the client, sus- 18 White V. Whaley, 40 How. Pr. client had been acted upon by the (N. Y.) 353; Johnson v. Mann, 72 parties for nearly twenty years, the Wash. 651, 131 Pac. 213. court refused to disturb it. Smith Win re Mayer, 84 Hun 539, 32 N. v. Thompson, 7 B. Hon. (Ky.) 305. Y. S. 850; Blaikie v. Post, 137 App. A failure by a client to object to Div. 648, 122 N. Y. S. 292; Haight his attorney's bill for services until V. Moore, 37 Super. Ct. (N. Y.) 161. nine months after rendered is not 20 See supra, § 419. See also Reyn- unreasonable, where other attorneys olds V. Sorosis Fruit Co., 133 Cal. employed by the client had been try- 625, 66 Pae. 21. ing to see the attorney and secure a 1 California. — Reynolds v. Sorosis satisfactory explanation, and where Fruit Co., 133 Cal. 625, 66 Pac. 21. the attorney could not have changed Illinois. — People's Casualty, etc., his position to his injury. Tate v. Co. V. Darrow, 70 111. App. 22, af- Field, 60 N. J. Eq. 42, 46 Atl. 952. firmed 172 111. 62, 49 N. E. 1005. « Brock v. Barnes, 40 Barb. (N. Y.) New York. — Brock v. Barnes, 40 521. Barb. 521; Blaikie v. Post, 137 App. 8 Reynolds v. Sorosis Fruit Co., 133 Div. 648, 122 N. Y. S. 292. Cal. 625, 66 Pae. 21; People's Casual- Tennessee. — Planters' Bank v. Horn- ty, etc., Co. v. Darrow, 70 111. App. 22, berger, 4 Coldw. 531. affirmed 172 111. 62, 49 N. E. 1005; Long Acquiescence. — Where a con- Planters' Bank o. Hornberger, 4 tract as to fees between attorney and Coldw. (Tenn.) 531. 431] CONTRACTS FOE COMPENSATION. 745 ceptible of unconscionable advantage on the part of the attorney, and, if enforced, of injury to the client, it was held that the con- tract would be set aside, and the attorney be allowed only the reasonable value of his services.* § 431. Unconscionable Contracts. — Where a contract of employment between attorney and client is procured by unfair means, and the compensation therein fixed is so unreasonably ex- cessive as to amount to an extortion, or to evince a purpose on the part of the attorney to obtain an undue advantage of the client, the contract will be deemed to be an unconscionable one,* and may be set aside on the client's application ; ® the attorney being allowed only the reasonable value of the services rendered by him in good * Planters' Bank v. Hornberger, 4 Coldw. (Tenn.) 531. B United States. — Taylor v. Bemiss, 110 U. S. 42, 3 S. Ct. 441, 28 U. S. (L. ed.) 64; Herman v. Metropolitan St. E. Co., 121 Fed. 184; MuUer v. Kelly, 125 Fed. 213, 60 C. C. A. 170. Connecticut. — Grievance Commit- tee V. Ennia, 84 Conn. 594, 80 Atl. 767. Illinois. — Pratt v. Kerns, 123 III. App. 86. lovxt. — Donaldson v. Eaton, 136 la. 650, 114 N. W. 19, 125 Am. St. Eep. 275, 14 L.R.A.(N.S.) 1168. Kentucky. — Henry v. Vance, 111 Ky. 72, 63 S. W. 273, 23 Ky. L. Eep. 491. Maryland. — Etzel v. Duncan, 112 Md. 346, 76 Atl. 493. Missouri. — Ball v. Reyburn, 136 Mo. App. 546, 118 S. W. 524. New York. — Hitchings v. Van Brunt, 5 Abb. Pr. N. S. 272; More- house V. Brooklyn Heights R. Co., 185 N. Y. 520, 7 Ann. Cas. 377, 78 N. E. 179, reversing 102 App. Div. 627, 92 N. Y. S. 1134; In re Pieris, 82 App. Div. 466, 81 N. Y. S. 927, affirmed 176 N. Y. 566, 68 N. E. 1123; Burke v. Baker, 111 App. Div. 422, 97 N. Y. S. 768, affirmed 188 N. Y. 561, 80 N. E. 1033; In re Bensel, 68 Misc. 70, 124 N. Y. S. 726; Ransom v. Ransom, 70 Misc. 30, 127 N. Y. S. 1027; Eysaman V. Nelson, 79 Misc. 304, 140 N. Y. S. 183. Tennessee. — Cooper v. Bell, 153 S. W. 844. Washington.— Schultheia v. Nash, 27 Wash. 250, 67 Pac. 707. "The word 'unconscionable' has frequently been applied to contracts made by lawyers for what were deemed exorbitant contingent fees. But by that nothing more has been meant than that the amount of the fee, standing alone and unexplained, may be sufficient to show that an un- fair advantage was taken of the client or, in other words, that a legal fraud was perpetrated upon him." McCoy V. Gas Engine, etc., Co., 135 App. Div. 771, 119 N. Y. S. 864. 6 Poison V. Young, 37 la. 196 ; Mason V. Ring, 2 Abb. Pr. N. S. (N. Y.) 322. 746 CONTEACTS FOE COMPENSATIOIT. [§ 432 faith.' In such cases the burden is on the attorney to show that the contract was free from fraud, undue influence, or exorbitant demand.* The court will not, of course, interfere with lawful con- tracts for compensation in which the charge made is not out of proportion with the services rendered.' A client who discharges his attorney and substitutes another, and thereafter, finding that the services of the first attorney were necessary by reason of his special fitness, re-employs him under a written contract for a con- tingent fee, cannot thereafter complain that the attorney drove a hard bargain.^" § 432. Time of Making Contract as Affecting its Validity. — It is universally conceded that the principles stated in the preceding sections under this subdivision ^^ apply with full force and vigor to all such contracts for compensation as are entered into between attorney and client after the establishment, and 7 Jenkins v. Dodge, 11 B. Mon. (Ky.) 178; Colgan v. Jones, 44 N. J. Eq. 274, 18 Atl. 55; Turnbull v. Banks, 22 App. Div. 508, 48 N. Y. S. 40. Where a deed by a client executed as compensation for his attorney's services is set aside because of undue influence, it should be allowed to stand as security for what is actually due. Mason v. Ring, 2 Abb. Pr. N. S. (N. Y.) 322. 8 Wagner v. Phillips, 78 N. J. Eq. 33, 78 Atl. 806; Newman v. Daven- port, 9 Baxt. (Tenn.) 538; McMahon V. Smith, 6 Heisk. (Tenn.) 167; Cullop V. Leonard, 97 Va. 256, 33 S. E. 611. Question of Fact, — Whether a con- tract is unconscionable is a question of fact, depending on the character of the claim and the amount of services necessarily rendered in its prosecu- tion. Morehouse v. Brooklyn Heights R. Co., 185 N. Y. 520, 7 Ann. Cas. 377, 78 N. E. 179, reversing 102 App. Div. 627, 92 N. Y. S. 1134. 9 Ball V. Reyburn, 136 Mo. App. 546, 118 S. W. 524. Where a contract is free from fraud, and not so excessive as to evince a purpose on the part of the attorney to obtain an undue ad- vantage of his client, it cannot be said, as a matter of law, to be uncon- scionable merely because the amount of compensation provided for appears to be unusually large. Weeks v. Gattell, 125 App. Div. 402, 109 N. Y. S. 977, affirmed 193 N. Y. 681, 87 N. E. 1129; In re Fitzsimons, 174 N. Y. 15, 66 N. E. 554; Morehouse v. Brooklyn Heights R. Co., 185 N. Y. 520, 7 Ann. Cas. 377, 78 N. E. 179, reversing 102 App. Div. 627, 92 N. Y. S. 1134; Ransom v. Cutting, 188 N. Y. 447, 81 N. E. 324. 10 Burke v. Baker, 111 App. Div. 422, 97 N. Y. S. 768, affirmed 188 N. Y. 561, 80 N. E. 1033. 11 §§ 428-431. 432] CONTRACTS FOE COMPENSATION. 747 during the continuance, of the professional relation; ^* and that, as to these, it will require the most convincing proof of good faith on the part of the attorney, and of full knowledge of the terms of the contract, and entire freedom of action, on the part of his client, before a court will sanction the agreement." So where an attorney, during the continuance of the fiduciary rela- tion, procures from his client a contract for greater compensation than that originally agreed upon, the transaction will be deemed presumptively void.^* In either case, if the amount fixed is l^ Alabama. — Lecatt v. Sallee, 3 Port. 115, 29 Am. Dec. 249 ; Dickinson V. Bradford, 59 Ala. 581, 31 Am. Rep. 23. Indiana. — French v. Cunningham, 149 Ind. 632, 49 N. E. 797. loiaa. — Bolton v. Daily, 48 la. 348. Kentucky. — Bibb v. Smith, 1 Dana 580. New York. — Whitehead v. Kennedy, 69 N. Y. 462, affirming, 7 Hun 230. Ohio. — Carlton v. Dustin, 9 Ohio Dec. (Reprint) 51, 10 Cine. L. Bui. 294. Tennessee. — Phillips v. Overton, 4 Hayw. 291; Rose v. Mynatt, 7 Yerg. 30. Virginia. — Thomas v. Turner, 87 Va. 1, 12 S. E. 149, 668. A Missouri statute provides, in effect, that in all suits in equity and actions at law, it shall be lawful for an attorney, either before or after a suit is brought, to contract with his client for a certain percentage of the proceeds of the client's suit or action or the settlement of it, either before the institution of the action or at any stage thereafter. Beagles v. Robert- son, 135 Mo. App. 306, 115 S. W. 1042. 13 Indiana. — French v. Cunningham, 149 Ind. 632, 49 N. E. 797; Shirls; v. Neible, 156 Ind. 66, 59 N. E. 281, 83 Am. St. Rep. 150. Maryland. — ^Etzel v. Duncan, 112 Md. 346, 76 Atl. 493. New Jersey. — Brown v. Bulkley, 14 N. J. Eq. 451. New York. — Evans v. Ellis, 5 Den. 640. li Alabama. — Lecatt v. Sallee, 3 Port. 135, 29 Am. Dec. 249; Dickin- son V. Bradford, 59 Ala. 581, 31 Am. Rep. 23; White v. ToUiver, 110 Ala. 300, 20 So. 97. Arkansas. — ^Marshall v. Dossett, 57 Ark. 93, 20 S. W. 810. Illinois. — Hughes v. Zeigler, 69 111. 38 ; Dyer v. Sutherland, 75 111.' 583. Keutucky. — Bibb v. Smith, 1 Dana 580. Minnesota. — Farmer v. Stillwater Water Co., 108 Minn. .41, 121 N. W. 418. Mississippi. — Nathan v. Halsell, 91 Miss. 785, 45 So. 856. New York. — Haight v. Moore, 37 Super. Ct. 161; Blaikie v. Post, 137 App. Div. 648, 122 N. Y. S. 292. Tennessee. — Planters' Bank v. Horn- berger, 4 Coldw. 531 ; Rose v. Mynatt, 7 Yerg. 30; McMahan v. Smith, 6 Heisk. 167; Newman v. Davenport, 9 Baxt. 538. Texas. — Waterbury v. Laredo, 68 Tex. 565, 5 S. W. 81; Kahle v. Plum- mer, 74 S. W. 786. 748 COJSTTEACTS FOE COMPENSATIOIT. [§ 432 exorbitant and objection has been made by the client, the attorney will be limited to reasonable compensation for the services ren- dered." But these rules were not intended to prevent clients from con- tracting for the attorney's services in connection with business other than that in which he was originally retained ; ^* nor do they apply where the contract has been fully performed, and the client, being sui juris and informed as to the business transacted, and in all other respects on equal terms, and dealing at arm's Vermont. — Mott v. Harrington, 12 Vt. 199. Virginia. — Thomas v. Turner, 87 Va. 1, 12 S. E. 149, 668. West Virginia. — Keenan v. Scott, 64 W. Va. 137, 61 S. E. 806. 15 England. — Walmesley v. Booth, 2 Atk. 27. Alabama. — Dickinson v. Bradford, 59 Ala. 581, 31 Am. Kep. 23; Yonge V. Hooper, 73 Ala. 119; White v. Tolli- vcr, 110 Ala. 300, 20 So. 97; Kidd v. Williams, 132 Ala. 140, 31 So. 458, 56 L.E.A. 879. Arkansas. — Marshall v. Dossett, 57 Ark. 93, 20 S. W. 810. Illinois. — Elmore v. Johnson, 143 111. 513, 32 N. E. 413, 36 Am. St. Rep. 415, 21 L.R.A. 366. Indiana. — French v. Cunningham, 149 Ind. 632, 49 N. E. 797; Shirk v. Neible, 156 Ind. 66, 59 N. E. 281, 83 Am. St. Rep. 150. Iowa. — Poison v. Young, 37 la. 196; Bolton V. Daily, 48 la. 348. Massachusetts. — Bar Assoc, of Bos- ton V. Hale, 197 Mass. 423, 83 N. E, 885. New Jersey. — Colgan v. Jones, 44 N. J. Eq. 274, 18 Atl. 55; Porter v. Bergen 54 N. J. Eq. 405, 34 Atl. 1067. New York. — Blaikie v. Post, 137 App. Div. 648, 122 N. Y. S. 292. Tennessee. — Phillips v. Overton, i Hayw. 291; Rose v. Mynatt, 7 Ycrg. 30; Newman v. Davenport, 9 Baxt. 538; Planters' Bank v. Hornberger, 4 Coldw. 531. Texas. — Waterbury v. Laredo, 68 Tex. 565, 5 S. W. 81. Vermont. — ^Mott v. Harrington, 12 Vt. 199. Virginia. — Thomas v. Turner, 87 Va. 1, 12 S. E. 149, 668. West Virginia. — Keenan v. Scott, 64 W. Va. 137, 61 S. E. 806. 16 Waterbury v. Laredo, 68 Tex. 565, 5 S. W. 81. Thus where the attorney of a cor- poration is employed at a salary which, as also his term of employment, may be changed at the option of the corporation, there is nothing illegal or improper in his making a contract with the corporation for a special fee in a. special case; no undue influence, persuasion, or misrepresentation being used by him. Bartlett v. Odd-Fellows' Sav. Bank, 79 Cal. 218, 21 Pac. 743, 12 Am. St. Rep. 139. Where a contract had been made between an attorney at law and an intestate for a fixed fee, and subse- quently, the attorney made a new bar- gain with the representatives of the estate by which there was substituted for the fixed fee, a contingent fee of ten per cent of the amount recovered. § 433] CONTEACTS FOR COMPENSATION. 749 length with his attorney, voluntarily stipulates with him for compensation for his services." Some cases maintain that the obligation of the attorney to show that the contract is fair and reasonable does not apply to contracts of retainer whereby the relation is established,'' especially where the attorney openly assumes a hostile attitude toward the pro- spective client,'^ because, it is claimed, the fiduciary relation does not exist until the contract has been made, and, therefore, the parties are on an equal footing and acting at arm's length.^" So, it has been held that the affirmance, during the existence of the professional relation, of the original contract of employment, was not objectionable.' But this view seems to overlook, not only the general rules governing dealings between attorney and client,^ but also the fact that the relation of attorney and client arises concurrently with the execution of the contract of employment, and requires good faith on the part of the attorney in so advising the prospective client that he may act intelligently,' and in dis- closing to him such facts as may be material for consideration in determining whether or not he should enter into the contract.* Contracts in Contravention of Public Policy. § 433. In General. — A contract of employment between at- torney and client which is in violation of public policy or good it was held that the second agreement Wisconsin. — Doekery v. McLellan, was valid. Goldthwaite v, Whitney, 93 Wis. 381, 67 N. W. 733. 50 Fed. 668. 19 Cooley v. Miller, 156 Cal. 510, 105 " Kidd V. Williams, 132 Ala. 140, Pac. 981. 31 So. 458, 56 L.R.A. 879 ; Ward v. 20 Cooley v. Miller, 156 Cal. 510, 105 Yancey, 78 111. App. 368; McElrath v. Pac. 981; Cliflford v. Braun, 71 App. Dupuy, 2 La. Ann. 521. Div. 432, 75 N. Y. S. 856; Doekery v. 18 California.— Cooley v. Miller, 156 McLellan, 93 Wis. 381, 67 N. W. 733. Cal. 510, 105 Pac. 981. l Elmore v. Johnson, 143 111. 513, 32 Eentuclcy. —'Rast v. Larue, 4 Litt. N. E. 413, 36 Am. St. Rep. 415, 21 412, 14 Am. Dec. 172. L.R.A. 366; Zogbaun v. Parker, 66 Massachusetts. — ^Bar Assoc, v. Hale, Barb. (N. Y.) 341. 197 Mass. 423, 83 N. E. 885. 2 See supra, §§ 152-163. 'New Yor/i;.— Clifford v. Braun, 71 » Manley v. Felty, 146 Ind. 194, 45 App. Div. 432, 75 N. Y. S. 856; Title N. E. 74. See also supra, §§ 155. Guarantee & Trust Co. v. Sternberg, * See supra, § 429. See also supra, 119 App. Div. 28, 103 N. Y. S. 857. § 155. 750 CONTEACTS FOE COMPENSATION. [§ 433 morals is void, and no recovery may be had thereunder.* Where the tendency of a contract is necessarily to induce the doing of matters which are opposed to public policy and good morals, that fact may be considered in determining its validity, and if that is its necessary tendency to an appreciable degree, the con- tract will be void whether it induced the prohibited acts or not.® Thus an attorney cannot recover under a contract for the col- lection of gambling debts,' or for giving such advice to a client as would enable, if not induce, him to elude the process of the law, as, for instance, advice given to an officer which is calculated to induce him to violate his duty.' Likewise as to an agreement looking to securing the favor of witnesses against the client in a criminal prosecution ; ^ and so as to a contract for services to be rendered in influencing a public official to grant government contracts to particular persons.^" And where the amount of an attorney's fee has been fixed by statute, it has been held that an agreement to take a greater fee than that so fixed is in B Connecticut. — Treat v. Jones, 28 Conn. 334. Illinois. — Elmore v. Johnson, 143 111. 513, 32 N. E. 413, 36 Am. St. Rep. 401, 21 L.R.A. 366; Strong v. International, etc.. Union, 183 111. 97, 55 N. E. 675, 47 L.R.A. 792. Iowa. — Boardman v. Thompson, 25 la. 487 ; Adye v. Hanna, 47 la. 264, 29 Am. Rep. 484; Jewel v. Neidy, 61 la. 300, 16 N. W. 141; Hyatt v. Burling- ton C. R. Co., 68 la. 662, 27 N. W. 815; Donaldson v. Eaton, 136 la. 650, 114 N. W. 19, 125 Am. St. Rep. 275, 14 L.R.A.(N.S.) 1168. Indiana.- — McCabe v. Britton, 79 Ind. 224. Massachusetts. — Thurston v. Perci- val, 1 Pick. 415; Barry v. Capen, 151 Mass. 99, 23 N. E. 725, 6 L.R.A. 808. Minnesota. — Gammons v. Johnson, 69 Minn. 488, 72 N. W. 563 ; Gammons V. Gulbranson, 78 Minn. 21, 80 N. W. 779. Michigan. — Jordan V. Westerman, 62 Mich. 170, 28 N. W. 826, 4 Am. St. Rep. 836. Missouri. — Duke v. Harper, 66 Mo. 51, 27 Am. Rep. 314; MacDonald v. Wagner, 5 Mo. App. 56. Neiv York. — Delahunty v. Canfield, 118 App. Div. 883, 103 N. Y. S. 939. Tennessee. — ^Newman v. Davenport, 9 Baxt. 542. Virginia. — Thomas v. Turner, 87 Va. 1, 12 S. E. 149, 668. West Virginia. — Lane v. Black, 21 W. Va. 617; Lewis v. Broun, 36 W. Va. 1, 14 S. E. 444; Keenan v. Scott, 64 W. Va. 137, 61 S. E. 800. 6 Barry v. Capen, 151 Mass. 99, 23 N. E. 725, 23 L.R.A. 735. 'Delahunty v. Canfield, 118 App. Div. 883, 103 N. Y. S. 939. 8 Arrington v. Sneed, 18 Tex. 135. 9 Bailey v. Devine, 123 Ga. 653, 51 S. E. 603, 107 Am. St. Rep. 153. 10 Newman v. Davenport, 9 Baxt. (Tenn.) 542, 433] CONTEACTS FOE COMPENSATION. 751 contravention of public policy.^* But the fact that an attorney renders illegal services will not of itself avoid the contract where the consideration of the client's promise required only the per- formance of legal services.** 'Nov will the fact that the client 11 Where a statute fixes the maxi- mum allowance^ for attorney fees for the collection of certain claims at fifteen per cent, and a claimant agreed in writing with an attorney to give him a certain percentage of the amount that should be allowed by the Court of Claims in addition to the fif- teen per cent which the court was to allow, such contract is void because in violation of the policy of the act of Congress which impliedly prohibits contracts for a larger amount than specified therein. Lynch v. Pollard, 26 Tex. Civ. App. 103, 62 S. W. 945, following Tanner v. U. S., 32 Ct. CI. 192, and Ball v. Halsell, 161 U. S. 72, 16 S. Ct. 554, 40 U. S. (L. ed.) 622. Compare, as authority to the con- trary, the case of Davis v. Com., 164 Mass. 241, 41 N. E. 292, 30 L.R.A. 743, wherein It was held that an agent employed by the state of Massachu- setts to collect a claim against the United States due as a return of direct taxes, was entitled to recover, not- withstanding that the act of Congress, under which the return was made, provided that no part of the money appropriated for that purpose should he paid to "any attorney or agent under any contract for services" made between the state and such agent or attorney. An agreement to pay a certain per cent of the claims for damages done by Confederate cruisers, as compensa- tion for collecting them, is not void, as conflicting with act of Congress of June 23, 1874, providing for an allow- ance of fees of attorney for owners of such claims, and declaring void all other liens or assignments for such services. Grapel o. Hodges, 112 N. Y. 419, 20 N. E. 542, affirming 49 Hun 107, 1 N. Y. S. 823. An agreement made a fortnight be- fore the treaty of Washington of 1871, and by which the owners of a ship and cargo taken by the armed rebel cruiser Florida employed a person, whether an attorney at law or not, to use his best eiforts to collect their "claim arising out of the capture," and authorized him to employ such attorneys as he might think fit to prosecute it, and promised to pay him "a compensation equal to twenty-five per cent of whatever sum shall be collected on the said claim," applies to a sum awarded to them by the court of commissioners of Alabama claims, established by the act of June 23, 1874, i;. 459; and is not affected by section 18 of that act, providing that that court should allow, out of the amount awarded on any claim, rea- sonable compensation to the counselor and attorney for the claimant, and issue a warrant therefor, and that all other liens or assignments, either ab- solute or conditional, for past or fu- ture services about any claim, made or to be made before judgment in that court, should be void. Bachman v. Lawson, 109 U. S. 659, 3 S. Ct. 479, 27 U. S. (L. ed.) 1067. W Barry v. Capen, 151 Mass. 99, 23 N. E. 725, 6 L.E.A. 808. 752 CONTEACTS FOE COMPENSATION. [§ 434 believed that the attorney ■would act unlawfully render the con- tract for compensation void, unless the attorney agreed so to act.^' A valid contract for compensation will not be abrogated by an attempt to merge it in a void contract.^* Where the con- tract is reduced to writing, and is not so ambiguous or technical as to require explanation, it is the duty of the court to determine as a matter of law whether it contravenes public policy or not; but where the terms and conditions of such agreement are in dis- pute, and must be determined upon conflicting evidence, the ques- tion must be submitted to the jury with proper instructions.^' Contracts for contingent fees are no longer considered unlawful *° excepting where, in some jurisdictions, the attorney agrees to pay the costs and expenses,*'' or to act gratuitously in the event of failure,** or to forbid settlement by the client.*' § 434. As Dependent on Nature of Services Rendered. -^ While it is true that an attorney may contract and recover for professional services rendered in court, or before a government department, or legislative body,^" he cannot lawfully agree to do 13 Mulligan v. Smith, 32 Colo. 404, 76 Pac. 1063. llMcCurdy v. Dillon, 135 Mich. 678, 98 N. W. 746, 10 Detroit Leg. N. 927. "Mulligan v. Smith, 32 Colo. 404, 76 Pac. 1063. 16 See supra, § 386. IT See siipra, § 389. 18 See supra, § 388. 19 See infra, % 435. And see also, supra, § 390. aoMcBratney v. Chandler, 22 Kan. 692, 31 Am. Rep. 213 ; Stroemer v. Van Orsdel, 74 Neb. 132, 303 N. W. 1053, 4 L.Il.A.(N.S.) 212, affirmed on rehearing 74 Neb. 143, 107 N. W. 125, 4 L.E.A.(N.S.) 218. Employment to Secure Pardon. — "There was nothing unlawful or op- posed to public policy in simply em- ploying the plaintiff to endeavor, by proper means, to secure a pardon. Chadwick v. Knox, 31 N. H. 226, 64 Am. Dec. 329; Formby v. Pryor, 15 Ga. 258; Bremsen v. Engler, 49 Super. Ct. (N. Y.) 172. The grounds upon which the constitutional power to pardon may be exercised are not de- fined in the constitution; but among the considerations which might prop- erly be brought to the attention of the governor, and influence his action, are some which suggest the propriety of employing the professional services of an attorney for this purpose, and from the mere fact of an attorney being employed to solicit the pardon of a convict it is not to be legally inferred that an unlawful course of conduct was intended. For instance, it would be proper and often expedient, that an attorney at law examine the case upon which the conviction was based, to see whether, notwithstanding the final § 434] COWTEACTS FOE COMPENSATION'. 753 anything which interferes with the due administration of jus- tice,' or the general welfare of the state and of society." Thus a contract whereby an attorney undertakes to procure the settlement of a criminal charge is contrary to the policy of the law and, therefore, unenforceable, especially where the attorney's com- pensation is dependent on success ; ' nor should an attorney con- tract for compensation contingent on the conviction of one charged with crime.* So, contracts have been declared void, as against public policy, where an attorney agreed to defend anticipated prosecutions for prospective violations of the law,* and where he judgment of the law, the case may not be of such a nature as to justify the exercise of the extraordinary power of pardon. He may direct investigations to the discovery of facts bearing upon the question of guilt, not discover- able at the time of the trial. The at- tention of prosecuting officers and of the judge who tried the cause may be directed to newly discovered facts, or to any of the circumstances of the case, and their recommendation in favor of a pardon may be sought. Whatever considerations may properly affect the action of the executive may be urged upon his attention. Even if there was any evidence in this case which would have justified the conclu- sion, as a matter of fact, that polit- ical influence, or any unlawful means, were expected to be exerted for the ac- complishment of the end in view, no case was presented justifying the court in so declaring as a matter of law." Moyer v. Cantieny, 41 Minn. 242, 42 N. W. 1060. Compare Hatzfield v. Gulden, 7 Watts (Pa.) 152, 31 Am. Dec. 750. wherein it was said: "A contract founded upon a promise or engage- ment to procure signatures and obtain a pardon from the governor for one convicted of a criminal offense and Attys. at L. Vol. II.— 48. sentenced to punishment, is unlawful and cannot be enforced." Employment of Official as Attorney for Municipality. — Where one who is mayor and councilman has, without collusion or fraud, been employed as an attorney to appear for the city and defend a suit brought against it, there is nothing in his official relations to the city to preclude his recovering the value of the services actually rendered under such employment. Niles v. Muzzy, 33 Mich. 61, 20 Am. Rep. 670. 1 Ormerod v. Dearman, 100 Pa. St. 561, 45 Am. Rep. 391. 2 Treat v. Jones, 28 Conn. 334. Contract to Procure Discharge of Drafted Man. — In Bowman v. Coff- roth, 59 Pa. St. 19, it was held that a contract to procure the discharge of a drafted man was against public policy and void, whether the compen- sation for the services was fixed or contingent. 3 Ormerod v. Dearman, 100 Pa. St. 561, 45 Am. Eep. 391. *See Price v. Caperton, 1 Duv. (Ky.) 208, wherein, however, compen- sation was allowed. 6 Bowman v. Phillips, 41 Kan. 364, 21 Pac. 230, 13 Am. St. Rep. 292, 3 L.R.A. 631. 754 COHTKACTS FOE COMPENSATION. [§ 435 agreed to procure, or to endeavor to procure, the enactment of a particular law." There is nothing necessarily inconsistent with the interests of justice in the acceptance of a retainer which will require the attorney to advocate views of the law different from those maintained by him on other occasions.' § 435. Contracts Restricting Settlement by Client. — Public policy forbids that an attorney at law should so arrange with his clients for an interest in the subject-matter of the litiga- tion as to preclude the latter from compromising or settling the cause with the adverse party without the attorney's consent.* The CTriat v. Child, 21 Wall. 441, 22 U. S. (L. ed.) 623; Globe Works v. U. S. 45 Ct. CI. 497; In re Knapp, 59 How. Pr. (N. Y.) 367, 8 Abb. N. Cas. 308; Clippenger v. Hepbaugh, 5 W. & S. (Pa.) 315; Ormerod i>. Dearman, 100 Pa. St. 561, 45 Am. Kep. 391. Contract to Procure Suspension of Law. — A contract by an attorney to secure the suspension for a specified time of a statute prohibiting the sale of intoxicating liquor is void, and he cannot recover the agreed compensa- tion for so doing, although the only acts performed by him were the per- fectly legal ones of agreeing to de- fend any prosecution brought under the statute. Arlington Hotel Co. v. Ewing, 124 Tenn. 536, Ann. Cas. 1913A 121, 138 S. W. 954, 38 L.R.A. (N.S.) 842. 7 An attorney at law ought not to accept a, retainer in a case when he believes that the law is against his client. It is not his duty, in order to subserve the interest of his client, to misstate the law and tlie facts, and if if he be satisfied that the client cannot recover except by perversion of the law and the facts, the attorney ought not to take the case. But the fact that an attorney has, under a prior retainer, advocated views of the law and facts different from those upon which his client rests his case, or has officially, as a judge or officer of the government, held a different view of the law and the rights of the parties, will not of itself disqualify him from accepting a retainer. An attorney has the right and privilege, possessed by all men and all officers and judges, to change his views upon the law and the facts of a ease, when reason re- quires it. It would be absurd to say that a lawyer or judge, having once expressed an opinion upon legal ques- tions, shall never change it, and that a judicial or official decision will for- ever bind the person announcing it. Prom the nature of legal questions which always depend upon the com- bination of facts for their correct de- cision, it is to be expected that law- yers will not always, in their solution, apply the same principles or reason- ing. Smith V. C. & N. W. E. Co., 60 la. 515, 15 N. W. 291. 8 Arkansas. — Davis v. Webber, 66 Ark. 190, 49 S. W. 822, 74 Am. St. Rep. 81, 45 L.R.A. 196. Illinois. — North Chicago St. E. Co. V. Ackley, 171 111. 100, 49 N. E. 222, 44 L.H.A. 177 ; Cameron v. Borger, 200 435], CONTEACTS FOE COMPENSATION. 755 reason of this rule is that the law not only does not encourage liti- gation, but, on the contrary, it favors amicable settlements between the parties where they are fairly and honestly brought about.® The whole contract is affected by the invalidity of a stipulation 111. 84, 65 N. E. 690, 93 Am. St. Rep. 165, affirming 102 111. App. 649; Granat v. Kruse, 114 111. App. 488. Indiana. — Davis v. Chase, 159 Ind. 242, 64 N. E. 88, 853, 95 Am. St. Rep. 294. Iowa. — Ellwood v. Wilson, 21 Iowa 523; Boardman v. Thompson, 25 Iowa 487; Kauffman v. Phillips, 154 Iowa 542, 134 N. W. 575. Kamsas. — Kansas City El. R. Co. v. Service, 77 Kan. 316, 94 Pac. 262, 14 L.R.A.(]Sr.S.) 1105. Kentucky. — Newport Rolling Mill Co. V. Hall, 147 Ky. 598, 144 S. W. 760. Minnesota. — Gammons v. Johnson, 69 Minn. 488, 72 N. W. 563. See also Huber v. Johnson, 68 Minn. 74, 70 N. W. 806, 64 Am. St. Rep. 456; Ander- son V. Itasca Lumber Co., 86 Minn. 480, 91 N. W. 12, 291; Burho v. Car- michiel, 117 Minn. 211, Ann. Cas. 1913D 305, 135 N. W. 386. Mississippi. — See Mosely v. Jam- ison, 71 Miss. 456, 14 So. 529. Nebraska. — Williams v. Miles, 63 \eb. 851, 89 N. W. 455. New Jersey. — Weller v. Jersey City, etc., R. Co., 68 N. J. Eq. 659, 6 Ann. Cas. 442, 61 Atl. 459. New York. — Lee v. Vacuum Oil Co., 126 jST. Y. 579, 27 N. E. 1018; Peri v. Xew York Cent., etc., R. Co., 152 N. Y. 521, 46 N. E. 849; Fischer-Hansen I . Brooklyn Heights R. Co., 173 N. Y. 492, 66 N. E. 395; In re Snyder, 190 N. Y. 66, 13 Ann. Cas. 441, 82 N. E. 742, 123 Am. St. Rep. 533. Compare Matter of Fernbacher, 18 Abb. N. Cas. 1; Syme v. Terry, etc., Co., 125 App. Div. 610, 110 N. Y. S. 25. OWo.— Key v. Vattier, 1 Ohio 132; Lewis V. Lewis, 15 Ohio 715; Penn- sylvania Co. V. Lombardo, 49 Ohio St. 1, 29 N. E. 573, 14 L.R.A. 785 ; Davy V. Fidelity, etc., Ins. Co., 78 Ohio St. 256, 85 N. E. 504, 125 Am. St. Rep. 694, 17 L.R.A.(N.S.) 443; Emslie v. Ford Plate Glass Co., 25 Ohio Cir. Ct. Rep. 548. Oregon. — Jackson v. Stearns, 48 Ore. 25, 84 Pac. 798, 5 L.R.A. (N.S.) 390. Pennsylvania. — See Murray's Es- tate, 2 Pa. Dist. Ct. 681. South Oofcotn."— Howard v. Ward, 139 N. W. 771. Utah. — Potter v. Ajax Min. Co., 22 Utah 273, 61 Pac. 999. In MHsconsin a settlement by the client without the attorney's consent, contrary to a stipulation in the con- tract of employment, has been upheld, but the decision was based solely on the ground that a party having an unassignable cause of action cannot before verdict give his attorney an in- terest therein. Kusterer v. Beaver Dam, 56 Wis. 471, 14 N. W. 617, 43 Am. Rep. 725. 9 Arkansas. — Davis v. Webber, 66 Ark. 190, 49 S. W. 822, 74 Am. St. Rep. 81, 45 L.R.A. 196. Illinois. — Cameron v. Boeger, 200 111. 84, 65 N. E. 690, 93 Am. St. Rep. 165, affirming 102 111. App. 649; Pratt V. Kerns, 123 111. App. 86. Iowa. — Ellwood v. Wilson, 21 la. 523. 756 CONTEACTS FOE COMPENSATION. [§ 435 restricting the client's right to settle,^" unless, of course, the other provisions are separate and distinct therefrom; if they are, they may be enforced.^' In Missouri it is held that an agreement of the kind under consideration may or may not be condemned, as against public policy, according to the circumstances of the case; each case must be judged in the light of its own facts. *^ In Cali- fornia, stipulations forbidding settlement by the client without the attorney's consent are held to be valid. '^ A similar rule prevails in Texas." The voidability of contracts forbidding settlement Minnesota. — Gammons v. Johnson, 76 Minn. 76, 78 N. W. 1035. Missouri. — Wright v. Kansas City, etc., E. Co., 141 Mo. App. 518, 126 S. W. 517. New Jersey. — Weller v. Jersey City, etc., E. Co., 68 N. J. Eq. 659, 6 Ann. Cas. 442, 61 Atl. 459. Oregon. — Wagner v. Goldschmidt, 51 Ore. 63, 93 Pac. 689. 10 Davis V. Webber, 66 Ark. 190, 49 S. W. 822, 74 Am. St. Rep. 81, 45 L.E.A. 196; Davis v. Chase, 159 Ind. 242, 64 N. E. 88, 853, 95 Am. St. Eep. 294; Kansas City El. R. Co. v. Serv- ice, 77 Kan. 316, 94 Pac. 262, 14 L.R.A.(N.S.) 1105. In re Snyder, 190 N. Y. 66, 13 Ann. Cas. 441, 82 N. E. 742, 123 Am. St. Eep. 53,3, 14 L.R.A.(N.S.) 1101. 11 Granat v. Kruse, 114 111. App. 488; Anderson v. Itasca Lumber Co., 86 Minn. 480, 91 N. W. 12, 291; How- ard V. Ward, (S. D.) 139 N. W. 771; Potter V. Ajax Min. Co., 22 Utah 273, 61 Pac. 999. Thus where a contract of retainer between attorney and client provided that the attorney, as compensation for prosecuting the claim, should be en- titled to receive forty per cent of any compromise or settlement before judgment, or, after judgment, forty per cent of any verdict or award, etc.. and in a subsequent article of the con- tract, the client agreed not to settle or compromise the claim with any person or corporation without the consent in writing of the attorney, and that if such settlement were made without the attorney's consent, the client should pay to the attorney such part of the settlement as was thereinbefore agreed to be the at- torney's share as compensation for services rendered; and the defendant settled with the client after issue joined, ignoring the rights of the at- torney, it was held that the two clauses of the contract were separate and distinct, and that even though the latter were invalid as against public policy in binding the client not to settle, the prior clause fixing the amount of the attorney's compensa- tion in ease of settlement by the client was still binding, since the settlement was in fact made after is- sue joined. Syme v. Terry, etc., Co., 125 App. Div. 610, 110 N. Y. S. 25. 18 Lipscomb v. Adams, 193 Mo. 530, 91 S. W. 1046, 112 Am. St. Eep. 500; Beagles v. Robertson, 135 Mo. App. 306, 115 S. W. 1042. 13 Hoffman v. Vallejo, 45 Cal. 564. 1* Ft. Worth, etc., E. Co. v. Carlock, 33 Tex. Civ. App. 202, 75 S. W. 931; Powell V. Galveston, etc., R. Co., § 436] CONTEACTS FOE COMPENSATION. 757 by the client has been considered heretofore in connection with the discussion of champerty, barratry, and maintenance.** § 436. Solicitation of Business. — It has been held that an attorney who goes to the scene of a disaster and solicits persons having rights of action for injuries or death caused by such dis- asters to intrust him with the prosecution of their actions, is guilty of unprofessional conduct which bars his right to collect fees when such suits are compromised by the parties.** The reason given for this holding is that the conduct of the attorney was "contrary to the character of the profession and opposed to a sound public policy and to a proper and decorous administration of the law." So, where an attorney enters into a systematic scheme to hunt up claims, or supposed claims, upon which the original holders would probably never have asserted any right or brought any action, and to stir up wholesale litigation, and induce the bring- ing of actions by agreeing to prosecute suits at his own expense, indemnify his clients against the costs and expenses of litigation, accept for his compensation a share of what might be recovered, and agree not to charge anything for his services unless he was successful, his conduct is so clearly against public policy that the courts ought not to enforce the contract, or aid him in recovering the fruits of such a speculative and vicious scheme." So, also a contract between an attorney at law and one who is not such an attorney, by which the latter agrees to procure the employment of the former by third persons for the prosecution of litigation, and also to assist in looking after and procuring witnesses whose testi- mony is to be used therein, in consideration of a share of the fees which the attorney shall receive for his services, is against public policy and void. Provisions of this nature have received statutory recognition in some jurisdictions.** Advertising for business has (Tex.) 78 S. W. 975. See also Gal- S. W. 178, 119 Am. St. Rep. 1003, veston, etc., E. Co. v. Ginther, 96 9 L.R.A.(N.S.) 282. Tex. 295, 72 S. W. 166, affirming 30 "Gammons v. Johnson, 76 Minn. Tex. Civ. App. 161, 70 S. W. 96. 76, 78 N. W. 1035. 16 See supra, § 390. l' California. — Alpers v. Hunt, 86 18 IngersoU v. Coal Creek Coal Co., Cal. 78, 24 Pac. 846, 21 Am. St. Eepi 117 Tenn. 263, 10 Ann. Cas. 829, 98 17, 9 L.E.A. 483. 758 CONTRACTS FOE COMPENSATION. [§ 437 also been censured by the courts,^' and in some instances has been considered sufficient cause for disbarment.^" This subject has also been considered, heretofore, in connection with champerty, barratry, and maintenance.* A statute in JSTew York applying in- directly to the solicitation of business by making illegal all con- tracts by which a contingent fee is to be shared with a third per- son not a lawyer, renders the contract of retainer void where such an agreement has been entered into.* § 437. Contracts Affecting Marital Relations. — A con- tract for compensation will, as a general rule, be declared void as against public policy where its purpose is the facilitating or pro- curement of a divorce,* separation,* or annulment of marriage ; * and this is particularly true where the attorney's compensation is dependent on success, and is to be paid out of the amount allowed in the suit for alimony.* Thus, an attorney will not be allowed to Illinois. — ^Vocke v. Peters, 58 111. App. 338. Massachusetts. — ^Allen v. Hawks, 13 Pick. 79. Minnesota. — Holland v. Sheehan, 108 Minn. 362, 17 Ann. Cas. 687, 122 N. W. 1, 23 L.E.A.(N.S.) 510. Nebraska. — Langdon v. Conlin, 67 Neb. 243, 2 Ann. Cas. 834, 93 N. W. 389, 108 Am. St. Rep. 643, 60 L.R.A. 429. New York. — N. Y. Penal Laws, § 274 (N. Y. Code Civ. Pro. § 74) ; In re Clark, 184 N. Y. 222, 77 N. E. 1; Oisher v. Lazzarone, 61 Hun 623 mem., 15 N. Y. S. 933. 19 People V. MaeCabe, 18 Colo. 186, 32 Pao. 280, 36 Am. St. Rep. 270, 19 L.R.A. 231; People v. Taylor, 32 Colo. 250, 75 Pac. 914; People v. Goodrich, 79 111. 148. 20 See infra, § 845. 1 See supra, § 380. And see gen- erally supra, §§ 379-399. 2 In re Welch, 156 App. Div. 470, 141 N. Y. S. 381. 3 California. — Newman v. Freitas, 129 Cal. 283, 61 Pac. 907, 50 L.R.A. 548. Indiana. — McCabe v. Britton, 79 Ind. 224. Iowa. — Barngrover v. Pettigrew, 128 la. 533, 104 N. W. 904, 111 Am. St. Rep. 206, 2 L.R.A. (N.S.) 260; Donaldson v. Eaton, 136 la. 650, 114 N. W. 19, 125 Am. St. Rep. 275, 14 L.R.A.(N.S.) 1168. Michigan. — Jordan B. Westerraan, 62 Mich. 170, 28 N. W. 826, 4 Am. St. Rep. 836. *Van Vleek v. Van Vleck, 21 App. Div. 272, 47 N. Y. S. 470; Matter of Brackett, 114 App. Div. 257, 259, 260, 99 N. Y. S. 802. B Donaldson v. Eaton, 136 la. 650, 114 N. W. 19, 125 Am. St. Rep. 275, 14 L.R.A.(N.S.) 1168. ^Alabama. — Brindley v. Brindley, 121 Ala. 429, 25 So. 751. Arfcamsos.— McConnell v. McCon- nell, 98 Ark. 193, 136 S. W. 931, 33 L.R.A.(N.S.) 1074. § 438] CONTEACTS FOE COMPENSATION. 759 recover from his client for services "in the business of securing evidence" for a contemplated suit to obtain a separation of the client from bis wife,' or for services wbicb have a tendency to pre- vent a reconciliation between busband and wife.' While the in- validity of contracts affecting the marriage relation has been placed on various grounds, such as champerty and maintenance, good morals, and the nonassignability of the sum allowed by the court to the wife in such cases,^ the best reason on which their invalidity has been predicated seems to be that public policy is interested in maintaining the family relation; that the interests of society require that those relations shall not be lightly severed, and that families shall not be broken up for inadequate causes or from unworthy motives ; and that where differences have arisen which threaten disruption, public welfare and the good of society demand a reconciliation, if practicable or possible. Therefore, contracts which tend directly to prevent such reconciliation, or to bring about the alienation of husband and wife, are deemed to be void." Recovery on Quantum Meruit for Services Performed under Void or Voidable Contracts. § 438. Generally. — The general rule undoubtedly is that an attorney is not precluded from recovering compensation for val- Coii/ormio.— Sharon v. Sharon, 75 533, 104 N. W. 904, 111 Am. St. Rep. Cal. 1, 16 Pac. 345; White v. White, 206, 2 L.R.A.(N.S.) 260; Succession 86 Cal. 212, 24 Pac. 1030; Newman v. of Elliot, 28 La. Ann. 183. Freitas, 129 Cal. 283, 61 Pac. 907, 50 8 Jordan v. Westerman, 62 Mich. L.R.A. 548. 170, 28 N. W. 826, 4 Am. St. Rep. gam. — Jordan v. Westerman, 836. 62 Mich. 170, 28 N. W. 826, 4 Am. St. 9 Newman v. Freitas, 129 Cal. 283, Rep. 836; McCurdy v. Dillon, 135 61 Pac. 907, 50 L.R.A. 548; Jordan i'. Mich. 678, 98 N. W. 746. Westerman, 62 Mich. 170, 28 N. W. tiew Jersey. — Lynde v. Lynde, 64 826, 4 Am. St. Rep. 836; McCurdy r. N. J. Eq. 736, 52 Atl. 694, 97 Am. St. Dillon, 135 Mich. 678, 98 N. W. 746; Rep. 692, 58 L.R.A. 471. Lynde v. Lynde, 64 N. J. Eq. 736, 52 'New yor/c— Van Vleck v. Van Atl. 694, 97 Am. St. Rep. 692, 58 Vleck, 21 App. Div. 274, 47 N. Y. S. L.R.A. 471. 470; Matter of Brackett, 114 App. 10 Jordan v. Westerman, 62 Mich. Div. 257, 99 N. Y. S. 802. 170, 28 N. W. 826, 4 Am. St. Rep. TBarngrover v. Pettigrew, 128 la. 836. 760 CONTRACTS FOE COMPENSATION. [§ 438 uable services by the mere fact that such services were rendered under a void or voidable contract. There can, of course, be no recovery on the contract, but vi^here it is not inherently malum in se or m.alum prohibitum, the attorney may recover the reasonable value of his services on a quantum meruit}^ Where, however, the contract is of such a nature as to be inherently obnoxious, the law will not imply a promise to remunerate the attorney for any serv- ices rendered thereunder ; ^* thus in some jurisdictions no re- covery may be had for services performed under a champertous agreement.^* So, it has been held that an attorney cannot recover under a contract whereby he agreed to pay the costs and expenses of litigation ; " or where he agrees to procure or facilitate the 11 Alabama. — Holloway v. Lowe, 1 Ala. 246; Elliott v. McClelland, 17 Ala. 206; Goodman v. Walker, 30 Ala. 482, 68 Am. Dee. 134. Arkansas. — Davis v. Webber, 66 Ark. 190, 49 S. W. 822, 74 Am. St. Rep. 81, 45 L.R.A. 196. California. — Buck v. Eureka, 124 Cal. 61, 56 Pac. 612. Illinois. — Granat v. Kruse, 114 111. App. 488, writ of error dismissed in 213 111. 328, 72 N. E. 744; Dreyfuss V. Jones, 116 111. App. 75; Papineau V. White, 117 111. App. 51. Indiana. — Zeigler v. Mize, 132 Ind. 403, 31 N. E. 945; French v. Cun- ningham, 149 Ind. 632, 49 N. E. 797. Iowa. — Hyatt v. Burlington, etc., R. Co., 68 la. 662, 27 N. W. 815. Kentucky. — Rust v. Larue, 4 Litt. 412, 14 Am. Dec. 172; Caldwell v. Shepherd, 6 T. B. Mon. 389; Bowser V. Patrick, 65 S. W. 824, 23 Ky. L. Rep. 1578; Leonard v. Boyd, 71 S. W. 508, 24 Ky. L. Rep. 1320. Massachusetts. — Thurston v. Perei- val, 1 Pick. 415. Michigan.- — Cadman v. Markle. 76 Mich. 448, 43 N. W. 315, 5 L.R.A. 707; McCurdy v. Dillon, 135 Mich. 678, 98 N. W. 746. Mirmesota. — Gammons v. Johnson, 69 Minn. 488, 72 N. W. 563. Missouri. — Wright v. Kansas City, etc., R. Co., 141 Mo. App. 518, 126 S. W. 517. mew York. — In re Snyder, 190 N. Y. 66, 13 Ann. Cas. 441, 82 N. E. 742, 123 Am. St. Rep. 533, 14 L.R.A. (N.S.) 1101. Utah. — ^Potter v. Ajax Min. Co., 22 Utah 273, 61 Pac. 999. Wa^shington. — Atwood v. Sicade, 131 Pac. 850. Wisconsin. — Stearns v. Felker, 28 Wis. 294. 12 Arlington Hotel Co. v. Ewing, 124 Tenn. 536, Ann. Cas. 1913A 121, 138 S. W. 954, 38 L.R.A. (N.S.) 842. 13 Butler V. Legro, 62 N. H. 350, 13 Am. St. Rep. 573. And as to champerty, barratry, and mainte- nance, see generally supra, §§ 379- 399. l*Moreland v. Devenney, 72 Kan. 471, 83 Pac. 1097; Willemin v. Bate- son, 63 Mich. 309, 29 N. W. 734; Roller V. Murray, 112 Va. 780, Ann. Cas. 1913B 1088, 72 S. E. 665, 38 L.R.A.(N.S.) 1202. See also supra, § 389. Contra. — Stearns v. Felker, 28 Wis. § 438] CONTEACTS FOE COMPENSATION. 761 procurement of a divorce, or a separation, or an annulment of marriage. *° Nor can an attorney recover the reasonable value of his services in prosecuting suits where the contract with the client was not only chiampertous, but was a part of an unlawful and vexatious scheme by which the litigation itself was worked up and instigated." So, an attorney will be prevented from recover- ing on a quantum meruit for services rendered under a contract whereby he agreed to defend a client from future violations of the penal laws.'" As to compensation for services rendered prior to the making of the objectionable agreement, however, there is no hindrance to a recovery.*' 594. See also Brush v. Carbondale, 229 111. 144, 11 Ann. Cas. 121, 82 N. E. 252. IB Barngrover v. Pettigrew, 12S la. 533, 104 N. W. 904, 111 Am. St. Rep. 206, 2 L.E.A.(N.S.) 260; Donaldson V. Eaton, 136 la. 650, 114 N. W. 19, 125 Am. St. Eep. 275, 14 L.R.A.(N.S.) 1168. And see supra, § 437. But compare Crow v. Yocom, 11 Rob. (La.) 506. 16 Gammons v. Johnson, 76 Minn. 76, 78 N. W. 1035. See also supra, § 380. The vice of such contracts lies deeper and much further back than merely entering into a champertous agreement for compensation for law- ful services performed in the prosecu- tion of suits legitimately instituted. Their illegality enters into the very inception of the scheme by which the litigation itself is instigated, and but for which it would never have existed. Even if the special written contracts regarding compensation are set aside or ignored, this original vice, in the very inception of the scheme, would still exist in full force. To hold that a party can thus illegally stir up and instigate litigation, and yet obtain the benefits of it by ignoring the special contracts, and bringing suit upon a quantum meruit for services performed in prosecuting the liti- gation which he has unlawfully in- stigated, would be a travesty on jus- tice, and permit a party to do in- directly what he cannot do directly. Gammons v. Johnson, 76 Minn. 76, 78 N. W. 1035. 17 Bowman v. Phillips, 41 Kan. 364, 21 Pac. 230, 13 Am. St. Rep. 292, 3 L.R.A. 631. See also supra, § 434. 18 Thurston v. Percival, 1 Pick. (Mass.) 415; Lathrop v. Amherst Bank, 9 Met. (Mass.) 489. CHAPTER XXL AMOUNT, RETENTION, AND ALLOWANCE OF COMPENSATION, TAXABLE COSTS, AND EXPENSES. Under Express Contract. 439. Contract Controls. 440. Extra Compensation Denied. 441. Extra Compensation Allowed. 442. Amount Not Definitely Fixed. 443. Counsel Substituted by Original Attorney. 444. Associate or Additional Counsel. 445. Covenant in Mortgage Fixing Attorney Fee for Foreclosure. 446. Stipulation in Note Fixing Attorney Fee for Collection Thereof. Under Implied Contract, 447. Reasonable Compensation Allowed. 448. What Are Reasonable Fees. 449. Matters Considered in Determining Reasonable Value of Services. On Premature Termination of Employment Oenerally, 450. Performance Prevented by Client. 451. Performance Prevented by Substitution. 452. Impossibility of Performance. 453. Abandonment by Attorney. 454. Death of Attorney. 455. Death of Client. On Settlement ty Client. 456. General Rule. 457. Rule where Compensation is Dependent on Success. 458. Fraudulent Settlements. 459. Settlement Provided for in Contract. 460. Liability of Adverse Party. On Appointment to Serve Poor Persons. 461. In General. 762 AMOUNT, ETC. OF COMPENSATION. 763 Under Bankruptcy Act. \ 462. Allowance of Attorney Fees. 463. Fees of Bankrupt's Attorney. 464. Fees of Attorneys for Trustee and Receiver, 465. Fees of Attorneys for Creditors. 466. Fees Must Be Keasonable in All Cases. 467. Priority Rights. 468. Ee-examination of Fees Paid in Contemplation of Bankruptcy. Apportionment of Fees, 469. Generally. 470. Under Agreement for Division of Fees. Compensation of Law Partnerships. 471. Generally. 472. Effect of Dissolution. 473. On Winding up Business. 474. Services Performed in Individual Capacity. 475. Accounting. Retention of Fees from Funds in Hand. 476. Generally. Allowance of Counsel Fees in Equitable Proceedings. 477. Allowance from Funds Recovered. 478. When Allowance Will Be Denied. 479. In Partition Proceedings. Allowance of Counsel Fees in Legal Proceedings. 480. Generally. 481. Proceedings for Collection of Taxes and Assessments. 482. In Actions on Injunction Bonds. 483. In Actions on Attachment Bonds. Taxable Costs, Statutory Fees, and Expenses. 484. To whom Taxable Coats and Statutory Fees Belong. 485. Taxable Costs and Statutory Fees as Measure of Attorney's Compen- sation. 486. Reimbursement of Expenses. 764 AMOUNT, ETC. OF COMPENSATION. [§ 439 Under Express Contract. § 439. Contract Controls. — Where an attorney enters into a valid contract with his client whereby the amount of the attor- ney's compensation is definitely fixed, such contract will, of course, be controlling in this respect; and the client is bound to pay, and the attorney to receive as payment in full for his services, the sum so stipulated.* 1 United States. — Wylle v. Coxe, 15 How. 415, 14 U. S. (L. ed.) 753; Owen V. Dudley, 217 U. S. 488, 30 S. Ct. 602, 54 U. S. (L. ed.) 851, af- firming 31 App. Cas. (D. C.) 177; Salinger v. Mason, 194 Fed. 382, 114 C. C. A. 300. Arkansas. — Davis v. Webber, 66 Ark. 190, 49 S. W. 822, 74 Am. St. Rep. 81, 45 L.R.A. 196. Colorado. — Hazeltine v. Brockway, 26 Colo. 291, 57 Pac. 1077; Foot v. Smythe, 20 Colo. App. 320, 78 Pac. 619. Georgia. — Bull v. St. John, 39 Ga. 78; Coker v. Oliver, 4 Ga. App. 728, 62 S. E. 483. Illinois. — ^Hughes v. Zeigler, 69 111. 38; Elliott V. Rubel, 132 111. 9. 23 N. E. 400, reversing 30 111. App. 62; Gorrell v. Payson, 170 111. 213, 48 N. E. 433, reversing 68 111. App. 641 ; Calkins v. Pease, 125 111. App. 270. Indiana. — Whinery v. Brown, 36 Ind. App. 276, 75 N. E. 605; Cordes V. Bailey, 39 Ind. App. 83, 78 N. E. 678, 1060. loiva. — Gaston v. Austin, 52 Iowa 35, 2 N. W. 609; Gillilland v. Brant- rier, 145 Iowa 275, 121 N. W. 1047. Kentucky. — ^Mcllvoy v. Russell, 12 S. W. 1067; Townsend v. Rhea, 38 S. W. 865, 18 Ky. L. Rep. 901. Marylamd. — Etzel v. Duncan, 112 Md. 346, 76 Atl. 493. Michigan. — Cavanaugh v. Robin- son, 138 Mich. 554, 101 N. W. 824. Mississippi. — Clifton v. Clark, 84 Miss. 795, 37 So. 746; Nathan v. Halsell, 91 Miss. 785, 45 So. 856. Missouri. — State v. Hawkins, 28 Mo. 366; Boyd v. G. W. Chase, etc., Co., 135 Mo. App. 115, 115 S. W. 1052; Beagles v. Robertson, 135 Mo. App. 306, 115 S. W. 1042; Bond v. Sandford, 134 Mo. App. 477, 114 S. W. 570. 'Nebraska. — In re Rapp, 77 Neb. 674, 110 N. W. 661. New Jersey. — Scott t'. New York, etc., Co., 79 N. J. L. 231, 75 Atl. 772. New York. — In re Department of Public Works, 167 N. Y. 501, 60 N. E. 781, modifying 58 App. Div. 459, 69 N. Y. S. 413; Bassford v. Johnson, 172 N. Y. 488, 65 N. E. 260, modifying 71 App. Div. 617, 76 N. Y. S. 1009; Batterson v. Osborne, 63 Hun 633 mem., 18 N. Y. S. 431; Jackson v. Stone, 48 App. Div. 628, 64 N. Y. S. 820; Deering 17. Schreyer, 58 App. Div. 322, 68 N. Y. S. 1015, reversed on other grounds, 171 N. Y. 451, 64 N. E. 179; Werner v. Knowlton, 107 App. Div. 158, 94 N. Y. S. 1054; Burke v. Baker, 111 App. Div. 422, 97 N. Y. S. 768, affirmed 188 N. Y. 561, 80 N. E. 1033; McDonald v. De Vito, 118 App. Div. 566, 103 N. Y. S. 508; Syme v. Terry, etc., Co., 125 App. Div. 610, 110 N. Y. S. 25; § 439] AMOUNT, ETC. OF COMPENSATION. 765 This rule is equally effective where the amount of compensation is to be a certain percentage of the sum recovered, or v^here the attorney's right thereto, in whole or in part, is contingent on success.* It is immaterial that, in order to accomplish the purpose of his employment, the attorney was obliged to render services which Brackett v. Ostrander, 126 App. Div. 529, 110 N. Y. S. 779; In re Edge- combe Eoad, 128 App. Div. 432, 112 N. Y. S. 845; In re Winkler, 154 App. Div. 532, 139 N. Y. S. 755; Bogan V. Wright, 22 Misc. 94, 48 N. Y. S. 546; Allen v. Flynn, 52 Misc. 121, 101 N. Y. S. 747; In re Knapp. 59 How. Pr. 367, 8 Abb. N. Caa. 308. Oregon. — Bingham v. Salens, 15 Ore. 208, 14 Pac. 523, 3 Am. St. Rep. 152; Hamilton v. Holmes, 48 Ore. 453, 87 Pac. 154. Pennsylvcmia. — McGee's Estarte, 205 Pa. St. 590, 55 Atl. 776. Tennessee. — Pate v. Maples, 43 S. W. 740. Texas. — Thomas v. Morrison, 92 Tex. 329, 48 S. W. 500, modifying 46 S. W. 46; Texas Cent. R. Co. v. Andrews, 28 Tex. Civ. App. 477, 67 S. W. 923. See also First Nat. Bank V. Hodges, 62 S. W. 827. Utah. — Potter v. Ajax Min. Co., 22 Utah 273, 61 Pac. 999. Vermont. — Noble v. Bellows, 53 Vt. 527. Washington. — Schultheis v. Nash, 27 Wash. 250, 67 Pac. 707; Carson V. Fogg, 34 Wash. 448, 76 Pac. 112; Cain V. Moore, 54 Wash. 627, 103 Pac. 1130. West Virginia. — Camden v. McCoy, 48 W. Va. 377, 37 S. E. 637. Wisconsin. — Cotzhauaen v. Central Trust Co., 79 Wis. 613, 49 N. W. 158; Sheehy v. Duffy, 89 Wis. 6, 61 N. W. 295. 2 United States.— Rjaji v. Philadel- phia, etc.. Coal, etc., Co., 189 Fed. 253. Colorado. — Leitensdorfer v. King, 7 Colo. 436, 4 Pac. 37. Georgia. — Coker v. Oliver, 4 Ga. App. 728, 62 S. E. 483. lotea. — Graham v. Dubuque Special- ty Mach. Works, 138 la. 456, 114 N. W. 619, 15 L.R.A.(N.S.) 729. Kansas. — Stevens v. Sheriff, 76 Kan. 124, 90 Pac. 799, 11 L.R.A. (N.S.) 1153. Kentucky. — Mcllvoy v. Russell, 12 S. W. 1067. Louisiana. — ^Andirac v. Richardson, 125 La. 883, 51 So. 1024. Missouri. — Humphreys v. McLaeh- lan, 87 Miss. 532, 40 So. 151. New Ycrk. — In re Fitzsimons, 174 N. Y. 15, 66 N. E. 554, reversing 77 App. Div. 345, 12 N. Y. Ann. Cas. 250, 79 N. Y. S. 194; Ransom v. Cutting; 112 App. Div. 150, 98 N. Y. S. 282, affirmed 188 N. Y. 447, 8] N. E. 324; McDonald v. De Vito, 118 App. Div. 566, 103 N. Y. S. 508. Ohio. — Hudson v. Sanders, 10 Ohio Cir. Dec. 342, 19 Ohio Cir. Ct. 615. Virginia. — McDonald v. Logan, 34 S. E. 490. West Virginia. — Crumlish v. Shen- andoah Valley R. Co., 40 W. Va. 627, 22 S. E. 90. Under an agreement to pay an at- torney one third of the recovery if under $12,000, otherwise one fourth, an attorney was held entitled to one 766 OF COMPENSATION. [§439 he had not anticipated,' or that the compensation fixed by the eon- tract is inadequate,* or unreasonable.* The power of the courts to reform contracts between attorney and his client is limited to the duty of protecting the latter against the undue influence of the former; they cannot increase the amount of compensation agreed upon by the parties as the value of the attorney's services.' Wor will the accrued right of the attorney to compensation be affected by the assignment of the cause of action by the client to a third person.' The contract will not be binding, however, where it appears to have been abandoned,' superseded,^ or substantially modified.*" So, the client will not be bound by the contract where there has been unfair dealing on the part of the attorney,** or where the con- tract is tainted with any other illegality,*^ or where the parties did not mutually understand the terms of the contract ; *' nor will the attorney be held to an agreement which he was induced to third, where a judgment for $11,500 was affirmed after interest had ac- crued, so that the aggregate sum col- lected exceeded $12,000. Sanders v. Eiddick, (Tenn.) 156 S. W. 464. As to the validity of contingent fees generally, see supra, §§ 421-427. 3 Payne v. Davis County, 150 la. 597, 129 N. W. 823 ; Murray v. Trum- bull, 62 Wash. 336, 113 Pae. 769. ^Alabama. — Coopwood v. Wallace, 12 Ala. 790. California. — Reynolds v. Sorosls Fruit Co., 133 Cal. 625, 66 Pac. 21. Kansas. — Topeka Water-Supply Co. V. Hoot, 56 Kan. 187, 42 Pac. 715. Kentucky. — Mcllvoy v. Russell, 24 S. W. 3. Montana. — Walsh v. Helena School Dist. 17 Mont. 413, 43 Pac. 180. 6 Fuller V. Stevens, (Ala.) 39 So. 623; Ingeraoll v. Morse, 33 Miss. 667; In re Eapp, 77 Neb. 674, 110 N. W. 661. 6 Lewis V. Yale, 4 Fla. 418. 'Randall v. Archer, 5 Fla. 438, SHolladay's Case, 27 Fed. 830. 8 Brown v. Curtis, 111 la. 542, 82 N. W. 945. 10 Where an attorney agreed to eon- duct a formal friendly suit to quiet title for $150, and, after the defend- ant filed a, cross-complaint claiming title to the land, the suit ceased to be friendly, whereupon the client told the attorney to go ahead and fight the suit to a finish, which he did through two trials, there was a sufficient mod- ification of the original employment to warrant a recovery on a quantum meruit. Tong v. Orr, 44 Ind. App. 681, 87 N. E. 147, rehearing denied, 44 Ind. App. 693, 88 N. E. 308. 11 See supra, §§ 428-432. 12 See supra, §§ 433-437. "Cooper V. Bell, (Tenn.) 153 S. W. 844. § 440] AMOUNT, ETC. OF COMPENSATION. 767 make by the fraudulent representations of the client/* or to one which the client has repudiated.^* § 440. Extra Compensation Denied. — It is well settled that a contract to render professional services for a fixed sum covers all services which are ordinarily or necessarily incidental to the proper performance of the duties so undertaken by an attorney; and that, as to such services, no extra compensation can be recov- ered.'* Thus as to services, in resisting an injunction, which were necessarily incidental to an action to foreclose a mortgage.^' So, frequently the contract of employment includes services rendered on appeal, '' and thereafter ; '° and may even extend to the trial of collateral suits.^" And a specified percentage of the "recovery" li Fraud on Part of Client. — ^If an attorney is induced by his client's misrepresentations to undertake liis case for a contingent fee, he may treat the contract as a nullity, and recover upon an implied promise to pay him for services rendered. Evans v. Bell, 6 Dana (Ky.) 479. 15 Where a client attempts to re- pudiate an agreement under which his attorney has acted in effecting a settlement, and his obligation there- on for services, the attorney is not bound by the amount of compensation stipulated, but is entitled to all his services were worth. Foot v. Smythe, 20 Colo. App. 320, 78 Pae. 619. 16 United States. — Hughes v. Dun- dee Mortg. Co., 140 U. S. 98, 11 S. Ct. 727, 35 U. S. (L. ed.) 354; Page V. Trutch, 5 Am. L. Eec. 155, 18 Fed. Cas. No. 10,668. California. — Reynolds v. Sorosis Fruit Co., 133 Cal. 625, 66 Pac. 21. Illinois. — Dyer v. Sutherland, 75 111. 583 ; Willard v. Pennsylvania Co., 140 111. App. 306. louM. — Lindsay v. Carpenter, 90 la. 529, 58 N. W. 900. Kentucky. — McKay v. Lancaster, 15 Ky. L. Rep. 159; Sparks v. Wal- den, 79 S. W. 248, 25 Ky. L. Rep. 1937. Mississippi. — ^Nathan v. Halsell, 91 Miss. 785, 45 So. 856. New York. — In re Maxwell, 51 Hun 640 mem., 4 N. Y. S. 576 ; Welsh V. Old Dominion Min., etc., Co., 56 Hun, 650, 10 N. Y. S. 174; In re Bowles, 58 Hun 609, 12 N. Y. S. 468 ; Batterson v. Osborne, 63 Hun 633 mem., 18 N. Y. S. 431; In re Schal- ler, 10 Daly 57 ; In re Knapp, 59 How. Pr. 367, 8 Abb. N. Cas. 308. Washington. — Niagara F. Ins. Co. V. Hart, 13 Wash. 651, 43 Pac. 937. 17 Darrin v. Clay, 143 App. Div. 937 mem., 128 N. Y. S. 346. 18 Cavanaugh v. Robinson, 138 Mich. 554, 101 N. W. 824, 11 Detroit Leg. N. 675; Niagara F. Ins. Co. i'. Hart, 13 Wash. 651, 43 Pac. 937. 19 Tuttle V. Claflin, 88 Fed. 122, 59 U. S. App. 602, 31 C. C. A. 419. 20 Moses V. Bagley, 55 Ga. 283. 768 [§ 441 limits the fee to that stipulated, though suit was necessary to make the collection.^ Nor can an attorney recover extra compensation for the per- formance of unauthorized acts * or the employment of associate counsel without the consent of the client.' It has also been held that the defense of a county by an attorney, against a bill filed to enjoin the issuance of bonds, was a matter "pertaining to the building and construction of turnpikes or macadamized roads," within the meaning of a contract with such county providing for a certain fee for services in all matters pertaining to the building of turnpikes or macadamized roads, and in all matters that may come before the county board in relation thereto.* § 441. Extra Compensation Allowed. — The mere fact that an attorney performs professional services under a contract, where- in the amount of compensation to be received by him is fixed, does not, of course, preclude him from recovering for services which were not contemplated by the contract of employment.* Thus, 1 Wolfe V. Mack, 81 Misc. 185, 142 N. Y. S. 433. Z Baldwin v. School City, 73 Ind. 346; Timberlake v. Crosby, 81. Me. 249, 16 Atl. 896. 3 Hughes V. Zeigler, 69 111. 38; In re Borkstrom, 63 App. Div. 7, 71 N. Y. S. 451, affirmed 168 N. Y. 639, 61 N. E. 1127. See also supra, % 210. * Lindsay v. Colbert County, 112 Ala. 409, 20 So. 637. B United States. — Barcus v. Sher- wood, 136 Fed. 184, 69 C. C. A. 200, affirming 130 Fed. 364. Alahama. — State Bank v. Martin, 4 Ala. 615; Humes v. Decatur Land Improvement & Furnace Co., 98 Ala. 461, 13 So. 368. California. — Mahoney v. Bergin, 41 Cal. 423. Illinois. — Dyer v. Sutherland, 75 111. 583; Singer v. Steele, 125 111. 426, 17 N. E. 751 ; Sanders v. Seelye, 128 111. 631, 21 N. E. 601. Indiana. — Judah v. Vincennes Uni- versity, 16 Ind. 56; Cheek v. Schwartz, 70 Ind. 339; United States Mortg. Co. V. Henderson, 111 Ind. 24, 12 N. E. 88; Louisville, etc., E. Co. v. Reynolds, 118 Ind. 170, 20 N. E. 711; Ohio, etc., E. Co. v. Smith, 5 Ind. App. 36, 31 N. E. 371; Cordes V. Bailey, 39 Ind. App. 83, 78 N. E. 678, 1060. Massachusetts. — Pierce v. Parker, 121 Mass. 403. MissoMri.— Comstock v. Flower, 109 Mo. App. 275, 84 S. W. 207; Bond V. Sandford, 134 Mo. App. 477, 114 S. W. 570; EoUins v. Schawacker, 153 Mo. App. 284, 133 S. W. 409. T^eio York. — In re Bowles, 58 Hun 609 mem., 12 N. Y. S. 468; Serat v. Smith, 61 Hun 36, 15 N. Y. S. 330; Allen V. Baker, 29 Misc. 337, 60 N. Y. S. 472. Pennsylvania. — Pike v. Zieglcr, 4 Kulp 441. § 442] AMOUKT, ETC. OF COMPENSATION. 769 unless the terms of the contract preclude it, extra compensation may be recovered for services rendered on appeal.® So, an attorney who undertakes to foreclose a mortgage for a fixed compensation if no defense is made, is entitled to a reasonable fee for prosecuting against a vigorous defense.'' And an attorney agreeing, for a fixed fee, to foreclose a mechanic's lien, and "to perform any and all work necessary in and for the complete foreclosure" thereof, is not required to defend, without additional compensation, a motion, not based upon his errors, to vacate the judgment of foreclosure ob- tained by him.' A contract for compensation for services to be rendered in a dama,ge suit does not, as a matter of law, include services rendered in assisting in the defense of criminal proceed- ings, even though recovery in the damage suit is dependent on the result of the criminal prosecution ;' nor do counsel who under- take to defend a client upon a criminal accusation, thereby agree to defend his bailors upon a scire facias on the recognizance.'" Whether the services for which extra compensation is asked are within the contract of employment is a question for the jury where the evidence in relation thereto presents a conflict; '* but in the absence of such a conflict, or inherent ambiguity, the construction of the contract is, of course, for the court.'^ § 442. Amount Not Definitely Fixed. — There are many instances of valid contracts for compensation which, instead of South Carolina. — Haines v. Wilson, dale, 35 Ind. 278; Calvert v. Coxe, 1 85 S. C. 338, 67 S. E. 311. Gill (Md.) 95; Taggart v. Hower, South Dakota. — Cranmer v. Broth- (Pa.) 37 Atl. 13. ers, 15 S. D. 234, 88 N. W. 105. 7 Murray v. Trumbull, 62 Wash. Texas.— Kev i: Paschal, 1 Pcsey, 336, 113 Pac. 769. Unrep. Cas. 692 ; Clarke v. Faver, 40 8 Cranmer v. Brothers, 15 S. D. S. W. 1009. 234, 88 N. W. 105. Washington. — Isham v. Parker, 3 9 Gorrell v. Payson, 170 111. 213, Wash. 755, 29 Pac. 835. 48 N. E. 433, reversing 68 111. App. West Virginia. — Watts v. West 641. Virginia So. R. Co., 48 W. Va. 262, 37 lo Headley v. Good, 24 Tex. 232. S. E. 700; Fisher v. Mylius, 62 W. "Beard v. Morgan, 71 111. App. Va. 19, 57 S. E. 276. 564; Dodge v. Janvrin, 59 N. H. 16. 6 Sanders v. Seelye, 128 111. 631, l« Serat v. Smith, 61 Hun 36, 15 21 N. E. 601 ; Bartholomew v. Langs- N. Y. S. -330. Attys. at L. Vol. II.— 49. 770 AMOUNT, ETC. OF COMPENSATION. [§ 442 fixing a definite sum, provide for a "reasonable" remuneration," or a "good" fee," or an amount "to be fixed by the client," " even though such compensation is also dependent on success. *° A con- tract between attorney and client for the rendition of legal services in connection with an estate to which the client was an heir, pro- viding that the attorney's compensation should "in no event be more" than that received from other heirs similarly interested, nor more than a certain per cent of the amount recovered for the client, does not fix the amount of compensation, but merely imposes maximum limits thereto, leaving the amount to be determined on a quantum meruit^ within such limits.'" Nor does an agreement by a lawyer that his charge for presenting a case on appeal would not exceed a specified sum unless there was more in the case than he then knew of, made on the representation of his client, who also was an attorney, that only two questions were involved in the appeal, prevent the lawyer from recovering extra compensation, where six questions arose in the case instead of two, and were briefed and argued by him.'* So where an attorney, in fixing his fee, said to his client: "It may cost you three thousand dollars; it may cost you five, with all expenses included," it was held that this statement did not prove a contract that all the expenses of the litigation should not exceed five thousand dollars.'' iSAZofiamo.— state Bank v. Mar- 15 Roche v. Baldwin, 135 Cal. 522, tin, 4 Ala. 615. 65 Pac. 459, 67 Pac. 903; In re Max- Kentucky.—Nesbitt v. Whaley, 10 well, 51 Hun 640 mem., 4 N. Y. S. Ky. L. Rep. 400 (abstract). 576; Tennant v. Fawcett, 94 Tex. JIficft^(7ore.— Walbridge v. Barrett, HI- 58 S. W. 824, reversing 55 S. W. 118 Mich. 433, 76 N. W. 973, 5 De- ^^^' Howe v. Kenyon, 4 Wash. 677, troit Leg. N. 362. 30 Pae. 1058. ?/e6r(wfc(i.— Cressman v. Whitall, « The value of attorney's services 16 Neb. 592, 21 N. W. 458. '® "°* affected by a contingent agree- „ ', ' „. ,T , -„ ment to charge only what they were New Jersey. — Strong v. Mundy, 52 ,,,,.. . , ■KT T -r. r,Z, „, .i, „-,, . reasonably worth if successful, and N. J. Eq. 833, 31 Atl. 611, reversing ^,-., - , ,tt ,,. .j ,„ ^- _ _ ', „„ ,„ ' „ nothing if unsuccessful. Walbridge 52 N. J. Eq. 744, 30 Atl. 322. -d xx ■.no i.». i. ^oo .,<, Z ^ ' V. Barrett, 118 Mich. 433, 76 N. New York.-Waihs v. Loubat, 2 ^ g^g^ 5 p^^^^;^ Leg. N. 562. °®"- ^^'^- " Russell V. Young, 94 Fed. 45, 36 Tennessee. — Pate v. Maples, 43 S. C. C A 71 W- "^^^^ 18 Bond V. Sandford, 134 Mo. --\pp. 14 Fairbanks v. Weeber, 15 Colo. 477, 114 g. W. 570. App. 268, 62 Pac. 368. 19 Dickerson v. Scheuer, 56 Super. § 443] AMOUNT, ETC. OF COMPENSATION. 771 In all such instances, excepting, possibly, where "the client is to fix the fee," *" there may be a recovery on a quantum meruit * in accordance with the principles stated under the following sub- division of this chapter.* § 443. Counsel Substituted by Original Attorney. — Where the original counsel substitutes another in his stead with^ the knowledge of the client, who accepts the benefits of his services, the substituted counsel is entitled to the amount of compensation provided for in the contract between the client and the counsel originally retained ; ' but, in the absence of a new agreement pro- viding therefor, he cannot claim any more than the sum so stipu- lated.* This rule does not apply, of course, to cases where the client engages the services of another attorney who, subsequently, has been substitiited as counsel of record in the case. In such cases the new attorney is at liberty to make any agreement which he might have made had he been selected originally.' Ct. 605, 1 N. Y. S. 4] 9, affirmed 121 N. Y. 671, 24 N. E. 1094. 20 Where an attorney contracts to serve his client for such a fee as the client may think reasonable, and be able to pay, the client, acting in good faith and according to his ability, is sole judge as to the reasonableness of the fee and his ability to pay. Howe V. Kenyon, 4 Wash. 677, 30 Pac. 1058. And see to the same ef- fect: Roche V. Baldwin, 135 Cal. 522, 65 Pac. 459, 67 Pac. 903; In re Maxwell, 51 Hun 640 mem., 4 N. Y. S. 576; Tennant v. Fawcett, 94 Tex. Ill, 58 S. W. 824. 1 Fairbanks v. Weeber, 15 Colo. App. 268, 62 Pac. 368. And see all the oases cited throughout this sec- tion. Where » client agrees to pay his attorney reasonable compensation for his services, the question of what is reasonable compensation is purely one of fact upon which the client has a constitutional right to take the verdict of a jury, and the attorney's only remedy is in an action at law for a breach of the promise to pay. Story V. Hull, 143 111. 506, 32 N. E. 265. Where legal services have been per- formed under a contract providing that the fee should be such as any gentleman of the profession should consider reasonable, and the client has refused to so submit the ascer- tainment of the value of the services, a recovery can be had on a quantum meruit. State Bank v. Martin, 4 Ala. 615. 2 See infra, §§ 447-449. 3 Reese v. Resburgh, 54 App. Div. 378, 66 N. Y. S. 633. *Enni8 v. Hultz, 46 la. 76; Hern- don V. Lammers, (Tex.) 55 S. W. 414. 5 Cowles V. Thompson, 31 Neb. 479, 48 N. W. 145. As to substitution generally, see supra, §§ 143-150. 712 AMOUN^T, ETC. OF COMPENSATION. [§§ 444, 445 § 444. Associate or Additional Counsel. — The agreement for compensation between the client and his original counsel will not bind additional or associate counsel subsequently employed by the client, unless, of course, such other counsel agrees to have his compensation so fixed. Counsel so retained are at liberty to contract for the amount which they are to receive independently of the agreement with the attorney first employed.* ISTor will the fees of the original attorney be affected by the amount paid to such associate or additional counsel.'' An agreement between the at- torney of record and his associate as to the latter's fees is not bind- ing on the client.* § 445. Covenant in Mortgage Fixing Attorney Fee for Foreclosure. — The general rule is that, in the absence of con- trolling statutory regulation, a covenant in a mortgage fixing the amount of an attorney fee for the foreclosure thereof, if not un- reasonable, is binding on the parties ; ^ but in some jurisdictions 6 Gates V. McClenahan, (la.) 103 N. W. 969; Bissell v. Zorn, 122 Mo. App. 688, 99 S. W. 458; Cowlea v. Thompson, 31 Neb. 479, 48 N. W. 145; Goldthwaite v. Dent, 3 McCord L. (S. C.) 296. 1 California. — Luco v. De Toro, 91 Cal. 405, 18 Pac. 866, 27 Pac. 1082. Florida. — Randall v. Archer, 5 Fla. 438. Minnesota.- — Moyer v. Cantieny, 41 Minn. 242, 42 N. W. 1060. 2fe«7 Yorh. — In re Hynes, 105 N. Y. 560, 12 N. E. 60. Washington. — Isham v. Parker, 3 Wash. 755, 29 Pac. 835. 8 Harwood v. La Grange, 137 N. Y. 538, 32 N. E. 1000, reversing 62 Hun 619 mem., 16 N. Y. S. 689. See also supra, § 210. 9 Dakota. — Hovey v. Edmison, 3 Dak. 449, 22 N. W. 594. Illinois. — HefiFron v. Gage, 149 111. 182, 36 N. E. 569; Mulcahey v. Strauss, 151 111. 70, 37 N. E. 702; Primley v. Shirk, 163 111. 389, 45 N. E. 247; Abbott v. Stone, 172 111. 634, 50 N". E. 328, 64 Am. St. Kep. 60; Culver V. Brinkerhoff, 180 111. 548, 54 N. E. 585; Thornton v. Common- wealth Loan, etc., Assoc, 181 111. 456, 54 N. E. 1037 ; Baker v. Jacobson, 183 111. 171, 55 N. E. 724; Baker v. Aal- berg, 183 III. 258, 55 N. E. 672; Uedel- hofen V. Mason, 201 111. 465, 66 N. E. 364; Gantzer v. Schmeltz, 206 111. 560, 69 N. E. 584; Rohrhof v. Schmidt, 218 111. 585, 75 N. E. 1062; Huber v. Brown, 243 111. 274, 90 N. E. 748. Iowa. — Mills County Nat. Bank v. Perry, 72 la. 15, 33 N. W. 341, 2 Am. St. Rep. 228. Minnesota. — Griswold v. Taylor, 8 Minn. 342. Nevada. — Cox v. Smith, 1 Nev. 161, 90 Am. Dec. 476; McLane v. Abrams, 2 Nev. 199. § 445] AMOUNT, ETC. OF COMPENSATION. 773 such stipulations have been held to be invalid as opposed to public policy." What is an unreasonable amount depends on the facts presented in each case ; thus fees of tvyo,*^ two and one-half,*^ five/' and even ten ** per cent of the amount of the mortgage have been deemed Permsylvania. — Warwick Iron Co. V. Morton, 148 Pa. St. 72, 23 Atl. 1065; Walter V. Dickson, 175 Pa. St. 204, 34 Atl. 646. South Carolina. — Bird v. Kendall, 62 S. C. 178, 40 S. E. 142. Wisconsin. — Tallman v. Truesdell, 3 Wis. 443; Boyd v. Sumner, 10 Wis. 41; Rice v. Cribb, 12 Wis. 179; Pierce v. Kneeland, 16 Wis. 672, 84 Am. Dec. 726. Where attorney's fees for foreclos- ing mortgages are received by the client, the attorney may maintain an action for them against the client. Union Mut. L. Ins. Co. v. Buchanan, 100 Ind. 63. As to actions for com- pensation generally, see infra, §§ 487- 571. 10 Arkansas. — Jarvis v. Southern Grocery Co., 63 Ark. 225, 38 S. W. 148. Kentucky. — Thomasson v. Town- send, 10 Bush 114; Rilling v. Thomp- son, 12 Bush 310; Kentucky ' Trust Co. V. Louisville Third Nat. Bank, 106 Ky. 232, 50 S. W. 43; Pryse v. People's Bldg., etc., Assoc, 41 S. W. 574; Southern Warehouse, etc., Co. v. Mechanics' Trust Co., 56 S. W. 162. Michigan. — Sage v. Riggs, 12 Mich. 313; Bullock v. Taylor, 39 Mich. 137, 33 Am. Rep. 356; Vosburgh v. Lay, 45 Mich. 455, 8 N. W. 91; Millard v. Truax, 50 Mich. 343, 15 N. W. 501; Wilkinson v. Baxter, 97 Mich. 536, 56 N. W. 931; Kittermaster v. Brossard, 105 Mich. 219, 63 N. W. 75, 55 Am. St. Rep. 437. Wo.— State v. Taylor, 10 Ohio 378; Shelton v. Gill, 11 Ohio 417; Spalding v. Muskingum Bank, 12 Ohio 544; Martin v. Belmont Bank, 13 Ohio 250. Oregon. — Balfour v. Davis, 14 Ore. 47, 12 Pac. 89. . "Mclntire v. Yates, 104 111. 491; Simon v. Haifleigh, 21 La. Ann. 607. 12 Abbott V. Stone, 172 111. 634, 50 N. E. 328, 64 Am. St. Rep. 60. IS Avery u. Maude, 112 Cal. 565, 44 Pac. 1020; Goodwin v. Bishop, 145 111. 421, 34 N. E. 47 ; Hough v. Wells, 86 111. App. 186; Renshaw v. Rich- ards, 30 La. Ann. 398; Levy v. Beas- ley, 41 La. Ann. 832, 6 So. 630; Grunewald v. Commercial Soap, etc.. Manufactory, 49 La. Ann. 489, 21 So. 646; Robson v. Beasley, 118 La. 738, 43 So. 391. 1* Fechheimer v. Baum, 43 Fed. 719 ; Carhart v. Allen, 56 Fla. 763, 48 So. 47; McCall v. Walter, 71 Ga. 287; Thornton v. Commonwealth Loan, etc., Assoc, 181 111. 456, 54 N. E. 1037; Barnett v. Davenport, 40 111. App. 57; Sharp v. Barker, 11 Kan. 381; Duhfi's Succession, 41 La. Ann. 209, 6 So. 502; Hansen v. Creditors, 49 La. Ann. 1731, 22 So. 923; Fos- ter's Succession, 51 La. Ann. 1670, 26 So. 568; Felder i;. Leftwich, 123 La. 931, 49 So. 645; Cox v. Smith, 1 Nev. 161, 90 Am. Dee. 476; Armijo v. Hen- ry, 14 ISr. M. 181, 89 Pac. 305, 25 L.R.A.(N.S.) 275; Cooper v. Indian Territory Bank, 4 Okla. 632, 46 Pac. 475 ; Branyan v. Kay, 33 S. C. 283, 11 174: AMOUNT, ETC. OF COMPENSATION. [§ 445 to be within reason. So, the courts have sanctioned lump charges of twenty-iive,^° fifty, ^^ seventy-five, *' one hundred,^' one hundred and fifty," two hundred,^" eight hundred,^ and even one thousand dollars.* The reasonableness of the fees may be determined by the trial- court without hearing evidence,^ and the amount so deter- mined to be reasonable will not be interfered with on review* in the absence of manifest error.^ It is well settled that the court may reduce the fee fixed by the mortgage,^ but since it is S. E. 970; Equitable Bldg., etc., Assoc. V. Hoffman, 50 S. C. 303, 27 S. E. 692; Bird v. Kendall, 62 S. C. 178, 40 S. E. 142; Columbian Bldg., etc., Assoc. V. Rice, 68 S. C. 236, 1 Ann. Cas. 239, 47 S. E. 63. iSEliason v. Sidle, 61 Minn. 285, 63 N. W. 730; Hitchcock v. Merrick, 15 Wis. 522. 16 Shaffner v. Healy, 57 111. App. 90. 17 Murray v. Chamberlain, 67 Minn. 12, 69 N. W. 474. "Barry v. Guild, 126 111. 439, 18 N. E. 759, 2 L.R.A. 334; Baker v. Aalberg, 183 111. 258, 55 N. E. 672; Magloughlin v. Clark, 35 111. App. 251; Guaranty Sav., etc., Assoc, v. Ascherman, 108 la. 150, 78 N. W. 823 ; Gibson v. Southwestern Land Co., 89 Wis. 49, 61 N. W. 282. 19 Buckley v. Jones, 58 111. App. 357. 20 Rohrhof v. Schmidt, 218 111. 585, 75 N. E. 1062. 1 Commercial Nat. Bank v. John- son, 16 Wash. 536, 48 Pac. 267. 2Heffron v. Gage, 149 111. 182, 36 N. E. 569. 3 Carriere v. Minturn, 5 Cal. 435; Edwards v. Grand, 121 Cal. 254, 53 Pac. 796; Hellier v. Russell, 136 Cal. 143, 68 Pac. 581; Carhart v. Allen, 56 Fla. 763, 48 So. 47 ; Ames v. Bige- low, 15 Wash. 532, 46 Pac. 10,46; Larscheid v. Kittell, 142 Wis. 172, 20 Ann. Cas. 576, 125 N. W. 442. 4 Fowler v. Equitable Trust Co., 141 U. S. 411, 12 S. Ct. 8, 35 U. S. (L. ed.) 794; Ames v. Bigelow, 15 Wash. 532, 46 Pac. 1046; Reed v. Catlin, 49 Wis. 686, 6 N. W. 326. 5 In Hawley v. Howell, 60 la. 79, 14 N. W. 199, the mortgage provided that "upon the commencement of foreclosure proceedings, a reasonable attorney fee, not less than fifty dol- lars, shall become due and payable, and shall be by the court taxed." The plaintiflE in his petition for fore- closure claimed an attorney's fee of seventy-five dollars. The defendant did not admit the reasonableness of the claim, but the lower court taxed against him an attorney's fee of sev- enty-five dollars, without any show- ing being made that the ardount was reasonable. It was held that there was error, and that the lower court should have allowed only the mini- mum sum which the parties them- selves fixed in the mortgage. 6 United States. — Dodge v. Tulleys, 144 U. S. 457, 12 S. Ct. 728, 36 U. S. (L. ed.) 501; Burns v. Scoggin, 16 Fed. 734. Alabama. — Munter v, Linn, 61 Ala. 492. § 445] AMOUNT, ETC. OF COMPENSATION. 775 a matter of contract cannot increase it.' In several jurisdictions the fees which may be charged and col- lected, and the supervision thereof, in mortgage foreclosure pro- ceedings, are regulated by statute.' Thus a California statute pro- vides that in all cases of foreclosure of mortgages the attorney's fee shall be fixed by the court in which the foreclosure proceedings are had, any stipulation in said mortgage to the contrary notwith- Califomia. — Woodland Bank v. Treadwell, 55 Cal. 379. Illinois. — Huber v. Brown, 243 111. 274, 90 N. E. 748. Inddana. — Kennedy v. Eichardson, 70 Ind. 524. Oregon. — Balfour v. Davis, 14 Ore. 47, 12 Pae. 89. Pennsylvania. — Daly v. Maitland, 88 Pa. St. 384, 32 Am. Kep. 457, overruling Robinson v. Loomis, 51 Pa. St. 78; Lewis v. Germania Sav. Bank, 96 Pa. St. 86; Lindley v. Ross, 137 Pa. St. 629, 20 Atl. 944; Warwick Iron Co. V. Morton, 148 Pa. St. 72, 23 Atl. 1065; Wilson v. Ott, 173 Pa. St. 253, 34 Atl. 23, 51 Am. St. Rep. 767; Cunningham v. McCready, 219 Pa. St. 594, 69 Atl. 82; Scott v. Carl, 24 Pa. Super. Ct. 460; Insurance Co. ■0. Shields, 12 Phila. 407, 35 Leg. Int. 170; Wain v. Massey, 7 W. N. C. 312; Keed v. Worthington, 9 W. N. C. 192; Weigley v. Charlier, 9 Pa. Dist. Ct. 670. South Carolina. — Matheson v. Rog- ers, 84 S. C. 458, 19 Ann. Cas. 1066, 65 S. E. 1054, 67 S. E. 476. Necessity of Outlay. — In Reed v. Catlin, 49 Wis. 686, 6 N. W. 326, the court said: "We are strongly in- clined to the opinion that if the mortgagee appear in the foreclosure action in propria persona, and con- duct it himself, without employing a solicitor, nothing should be allowed under a, covenant to pay a specified sum for solicitor's fees." Compare Renshaw v. Richards, 30 La. Ann. 398, wherein it was held that the clause in a, mortgage fixing the fees of the creditor's attorney at a certain percentage in the event of the nonpayment of the debt at matu- rity made the debtor, on the happen- ing of that event, absolutely liable for that amount; and that such liability could not be affected by the fact that the creditor had not really paid or obligated himself to pay that amount of attorney's fees. 1 California. — Worth v. Worth, 155 Cal. 599, 102 Pac. 663. Georgia. — Hamlin v. Rogers, 79 Ga. 581, 5 S. E. 125. Illinois. — Henke v. Gunzenhauser, 195 111. 130, 62 N. E. 896. Zoico. — Sawyer v. Perry, 62 la. 238, 17 N. W. 497. See also Hawley v. Howell, 60 la. 79, 14 N. W. 199. Washington. — Potwin v. Blasher, 9 Wash. 460, 37 Pac. 710. Wisconsin. — Remington r. Willard, 15 Wis. 583; Palmeter I'. Carey, 63 Wis. 426, 21 N. W. 793, 23 N. w". 586. 8 The local laws must be consulted. In North Carolina, by reason of statute, a stipulation for fixed at- torney's fees in a trust deed was de- clared invalid. Turner v. Boger, 126 N. C. 300, 35 S. E. 592, 49 L.E.A. 590. 776 AMOUNT, ETC. OF COMPENSATION. [§ 446 standing.* A similar law prevails in Utah," and in Washington." The Indiana and Kansas statutes provide, in effect, that any, and all agreements to pay attorney's fees, depending upon any condi- tion therein set forth and made part of any hill of exchange, acceptance, draft, promissory note, or other written evidence of indebtedness, are illegal and void.'^ § 446. Stipulation in Note Fixing Attorney Fee for Collec- tion Thereof. — A stipulation in a note to pay attorney's fees is in the nature of an indemnity contract and, as a general rule, the promisee can recover thereunder only such sums as he has actually and necessarily expended or become liable for on account 9Cal. Code Civ. Pro., p. 863. See also Alden v. Pryal, 60 Cal. 215 ; Mon- roe V. Fohl, 72 Cal. 568, 14 Pae. 514; Moran v. Gardemeyer, 82 Cal. 96, 23 Pac. 6; Grangers' Business Assoc, v. Clark, 84 Cal. 201, 23 Pae. 1081; Hewitt V. Dean, 91 Cal. 5, 27 Pac. 423; Avery v. Maude, 112 Cal. 565, 44 Pac. 1020; O'Neal v. Hart, 116 Cal. 69, 47 Pac. 926; Mason v. Luce, 116 Cal. 232, 48 Pac. 72; Bonestell v. Bowie, 128 Cal. 511, 61 Pac. 78 ; Hot- aling V. Montieth, 128 Cal. 556, 61 Pae. 95; Haensel v. Pacific States Sav. etc., Co., 135 Cal. 41, 67 Pac. 38 ; Hellier v. Russell, 136 Cal. 143, 68 Pae. 581; Thrasher v. Moran, 146 Cal. 683, 81 Pac. 32; Corson v. Mc- Donald, 3 Cal. App. 412, 85 Pac. 861. 10 Utah Comp. Laws ( 1907 ) § 3505. 11 The Washington statute pro- vides : "In all cases of foreclosure of mortgages and in all other cases in which attorney's fees are allowed, the amount thereof shall be fixed by the court at such sum as the court shall deem reasonable, any stipulations in the note, mortgage, or other instru- ment to the contrary notwithstand- ing; but in no case shall said fee be fixed above contract price stated in said note or contract." Ballinger's Codes & St. (1897), § 5166. See also Dennis v. Moses, 18 Wash. 537, 52 Pac. 333, 40 L.R.A. 302; Vermont L. & T. Co. V. Greer, 19 Wash. 611, 53 Pac. 1103. ii Indiana.— Burns Ann. St. (1908) § 9089. See also Barry v. Snowden, 106 Fed. 571. The Kansas statute provides: "That hereafter it shall be unlawful for any person or persons, company, corporation, or bank, to contract for the payment of attorney's fees in any note, bill of exchange, bond, or mort- gage; and any such contract or stip- ulation for the payment of attorney's fees shall be null and void; and that hereafter no court in this state shall render any judgment, order, or decree by which any attorney's fees shall be allowed or charged to the maker of any promissory note, bill of exchange, bond, mortgage, or other evidence of indebtedness by way of fees, expenses, costs, or otherwise." Gen. Stat. (1905) § 4492. § 446] AMOUNT, ETC. OF COMPENSATION. 777 of the default of the promisor," and then only when they are reasonable,^* and proven to be so,** and when the conditions prec- edent stipulated in the note are shown to exist ; ** but it has been ^3 Indiana. — Goss v. Bowen, 104 Ind. 207, 2 N. E. 704; Starnes v. Schofield, 5 Ind. App. 4, 31 N. E. 480; Moore v. Staser, 6 Ind. App. 364, 32 N. E. 563, affirming 6 Ind. App. 368, 33 N. E. 665; Judson v. Romaine, 8 Ind. App. 390, 35 N. E. 812; Farm- ers, etc., Nat. Bank v. Barton, 21 111. App. 403. Iowa. — White v. Lucas, 46 la. 319. Texas. — Bonnell v. Prince, 11 Tex. Civ. App. 399, 32 S. W. 855 ; Smith v. Board, 21 Tex. Civ. App. 213, 51 S. W. 520; Lay V. Cardwell, 33 S. W. 595. Utah. — Salisbury v. Stewart, 15 Utah 308, 49 Pac. 777, 62 Am. St. Rep. 934. l* Alabama. — ^Williams v. Flowers, 90 Ala. 136, 7 So. 439, 24 Am. St. Rep. 772; McGhee v. Importers' etc., Nat. Bank, 93 Ala. 192, 9 So. 734; Gates V. Morton Hardware Co., 146 Ala. 692 mem., 40 So. 509. California. — Hildreth j;. Williams, 33 Pae. 1113. Florida. — Cooper Grocery Co. v. Citizens' Bank & Trust Co., 62 Fla. 142, 56 So. 435. Georgia. — Ray v. Pease, 97 Ga. 618, 25 S. E. 360; Morgan v. Kiser, 105 6a. 104, 31 S. E. 45. Idaho. — Rinker v. Lauer, 13 Idaho 163, 88 Pac. 1057. Indiana. — Strough v. Gear, 48 Ind. 100. Minnesota. — Campbell v. Worman, 58 Minn. 561, 60 N. W. 668. Missouri. — Bay v. Trusdell, 92 Mo. App. 377. Texas. — Texas Land, etc., Co. v. Robertson, 38 Tex. Civ. App. 521, 85 S. W. 1020; Mcllhenny v. Planters', etc., Nat. Bank, 46 S. W. 282. Washington. — Cloud v. Rivord, 6 Wash. 555, 34 Pac. 136; Main v. John- son, 7 Wash. 321, 35 Pac. 67; War- nock V. Itawis, 38 Wash. 144, 80 Pac. 297. Costs in Appellate Court. — A stip- ulation in a note for the payment of attorney's fees does not authorize a recovery of fees necessarily incurred in maintaining the judgment in an appellate court. McCormaek v. Falls City Bank, 57 Fed. 107, 9 U. S. App. 203, 6 C. C. A. 683. 15 Orr V. Sparkman, 120 Ala. 9, 23 So. 829; Wyant v. PottorflF, 37 Ind. 512 ; Shoup v. Snepp, 22 Ind. App. 30, 53 N. E. 189; Muscatine First Nat. Bank v. Krance, 50 la. 235; Bowles v. Doble, 11 Ore. 474, 5 Pac. 918; Bradtfeldt v. Cooke, 27 Ore. 194, 40 Pac. 1, 50 Am. St. Rep. 701; Cox v. Alexander, 30 Ore. 438, 46 Pac. 794; First Nat. Bank v. Mack, 35 Ore. 122, 57 Pac. 326. Creditor's Attornei/ Cannot Fix Amount Due. — A note with warrant of attorney attached, authorizing any attorney at law to confess judgment for an amount named, and for a rea- sonable attorney's fee, does not, where the creditor selects his own attorney for that purpose, allow such attorney to fix the amount of at- torney's fee which the debtor shall pay. Askew v. Goddard, 17 111. App. 377. "In re Jenkins, 192 Fed. 1000; 7Y8 AMOUNT, ETC. OF COMPEIirSATION. [§ 446 held that the court can determine the reasonableness of attorney's fees without hearing evidence." Where the note itself fixes the amount of the collection fee, the sum so stipulated will control, providing it does not appear to be unreasonable." The reasonableness of the fee must, of course, depend on the facts. In many cases it has been held reasonable to stipulate for ten per cent of the amount of the note as attorney's fees." In Iowa it is provided by statute that in an action on a written contract providing for attorney's fees, the amount allowed shall be ten per cent on the first two hundred dollars or fractional part thereof, five per cent on the next three hundred dollars, three per cent on the excess of five hundred dollars up to one thousand Johnson v. Marsh, 21 W. N. C. (Pa.) 570. ll'Kobertson v. Holman, 36 Tex. Civ. App. 31, 81 S. W. 326; Duno- vant V. Stafford, 36 Tex. Civ. App. 33, 81 S. W. 101; Fowler v. Bell, (Tex.) 35 S. W. 822; Burns v. Staaoke, (Tex.) 53 S. W. 354. 18 Alabama. — Wood v. Winship Mach. Co., 83 Ala. 424, 3 So. 757, 3 Am. St. Rep; 754; Stephenson v. Alli- son, 123 Ala. 439, 26 So. 290. California. — Alexander v. McDow, 108 Cal. 25, 41 Pac. 24. Georgia. — Cramer v. Huff, 114 Ga. 981, 41 S. E. 57. Missouri. — North Atchison Bank v. Gay, 114 Mo. 203, 21 S. W. 479. New Mexico. — Exchange Bank v. Tuttle, 5 N. M. 427, 23 Pac. 241, 7 L.R.A. 445. Texas. — Eagle Lake First Nat. Bank v. Robinson, 104 Tex. 166, 135 S. W. 372; Jungbecker v. Huber, 101 S. W. 552; Miller v. Laughlin, 147 S. W. 711. Utah. — McCornick i;. Swem, 36 Utah 6, 20 Ann. Cas. 1368, 102 Pac. 626. Wisconsin. — Stillwater First Nat. Bank v. Larsen, 60 Wis. 206, 19 N. W. 67, 50 Am. Rep. 365. 19 Alaiama. — Wood v. Winship Mach. Co., 83 Ala. 424, 3 So. 757, 3 Am. St. Rep. 754; Williams v. Flow- ers, 90 Ala. 136, 7 So. 439, 24 Am. St. Rep. 772. Georgia. — Pattillo v. Alexander, 96 Ga. 60, 22 S. E. 646, 29 L.R.A. 616; Morgan v. Kiser, 105 Ga. 104, 31 S. E. 45; Hamilton v. Rogers, 126 Ga. 27, 54 S. E. 926; Kelley v. Farmers', etc.. Bank, 6 Ga. App. 691, 65 S. E. 706. Illinois. — Dorsey v. Wolff, 142 111. 589, 32 N. W. 495, 34 Am. St. Rep. 99, 18 L.R.A. 428. loioa. — Mclntire v. Cagley, 37 la. 676. Mississippi. — Brahan v. First Nat. Bank, 72 Miss. 266, 16 So. 203. Texas. — Simmons v. Terrell, 75 Tex. 275, 12 S. W. 854; Morrill v. Hoyt, 83 Tex. 59, 18 S. W. 424, 29 Am. St. Rep. 630; Huddleston v. Kempner, 1 Tex. Civ, App. 211, 21 S. W. 946; Behrens v. Dignowitty, 4 Tex. Civ. App. 201, 23 S. W. 288; § 447] AMOUNT, ETC. OF COMPEJiTSATION. 779 dollars, and one per cent on all over the latter amount.^" In Indiana and Kansas stipulations for attorney fees are invalid.' Under Implied Contract. § 447. Reasonable Compensation Allowed. — Implied agreements between attorney and client stand upon the same foot- ing as do like agreements betv^een other parties.^ They never arise with reference to a subject-matter already covered by a valid sub- sisting express contract* The rule in the United States is that where a client avails himself of the professional services of an attorney at law, and accepts the benefits thereof, and the attorney's compensation is not fixed by an express contract, the law will imply a promise on the part of the client to pay the attorney * such an Carver v. J. S. Mayfield Lumber Co., 29 Tex. Civ. App. 434, 68 S. W. 711. 201a. code (1897) § 3869. See also Bankers' Iowa State Bank v. Jordan, 111 la. 324, 82 N. W. 779. ^Indiana. — Burns Ann. St. (1908) § 9089. See also Barry v. Snowden, 106 Fed. 571; Smiley v. Meir, 47 Ind. 559; Toler v. Keiher, 81 Ind. 383; Eouyer v. Miller, 16 Ind. App. 519, 44 N. E. 51, 45 N. E. 674. Kansas.— Gen. Stats. (1905) § 4492 (set out in the following text section ) . 2 Stow V. Hamlin, 11 How. Pr. (N. Y.) 452. s Lane, etc., Co. v. Taylor, 80 Ark. 469, 97 S. W. 441, 7 L.R.A.(N.S.) 924; Bull v. St. Johns, 39 Ga. 78; Wilmington v. Bryan, 141 N. C. 666, 54 S. E. 543. * United States. — Blake v. Eliza- beth, 2 N. J. L. J. 328, 3 Fed. Cas. No. 1,495. Georgia. — Hood v. Ware, 34 Ga. 328. Illinois. — Cooper v. Hamilton, 52 111. 119; Bell v. Smith, 28 111. App. 181; Siegel v. Hanchett, 33 111. App. 634. Indiana. — Miles v. De Wolf, 8 Ind. App. 176, 34 N. E. 114; Moore v. Orr, 10 Ind. App. 89, 37 N. E. 554. Iowa. — Turner v. Myers, 23 la. 391; Hudspeth v. Yetzer, 78 la. 11, 42 N. W. 529. Kentucky. — Pittsburgh, etc., R. Co. V. WooUey, 12 Bush 451; Patterson V. Fleenor, 89 S. W. 705, 28 Ky. L. Rep. 582. Louisiana. — Carter v. New Orleans, 5 Rob. 238. Massachusetts. — Perry v. Lord, 111 Mass. 504; Taft v. Shaw, 159 Mass. 592, 35 N. E. 88 ; Paul v. Wilbur, 189 Mass. 48, 75 N. E. 63. Michigan. — Cicotte v. Catholic, etc.. Church, 60 Mich. 552, 27 N. W. 682; Kelley v. Richardson, 69 Mich. 430, 37 N. W. 514; Marx v. McMorran, 136 Mich. 406, 99 N. W. 396, 11 De- troit Leg. N. 80. Minnesota. — Humphreys v. Jacoby, 41 Minn. 226, 42 N. W. 1059. 780 AMOUNT, ETC. OF COMPENSATION. [§ 447 amount as will be equivalent to the reasonable value of the services so rendered by him.* Missouri. — Boyd v. Chicago, etc., E. Co., 84 Mo. 615; Trimble v. Tex- arkana, etc., K. Co., 199 Mo. 44, 97 S. W. 164. New Jersey. — Scott v. New York Filling Co., 79 N. J. L. 231, 75 Atl. 772. New York. — Heller v. Kaliseh, 141 App. Div. 205, 125 N. Y. S. 1057; Avery v. Jacob, 59 Super. Ct. 585 mem., 15 N. Y. S. 564. Ohio. — Holmes v. Holland, 11 Ohio Dec. (Reprint) 768, 29 Cine. L. Bui. 115. Ohlahoma. — Gillette v. Murphy, 7 Okla. 91, 54 Pac. 413; Mellon v. Ful- ton, 22 Okla. 636, 98 Pac. 911, 19 L.R.A.(N.S.) 960. South Carolina. — Ex p. Fort, 36 S. C. 19, 15 S. E. 332. Texas. — Fore v. Chandler, 24 Tex. 146. WasTUngton. — Isham v. Parker, 3 Wash. 755, 29 Pac. 835; McKay v. Atkinson, 55 Wash. 591, 104 Pac. 806. West Virginia. — Watts v. West Vir- ginia S. K. Co., 48 W. Va. 262, 37 S. E. 700. 5 United States. — ^Newman v. Keff- er, Brun. Col. Cas. 502, 18 Fed. Cas. No. 10,177 ; Hughes v. Dundee Mortg., etc., Co., 21 Fed. 169; Middleton v. Bankers, etc., Co., 32 Fed. 524; Tuttle V. Claflin, 86 Fed. 964; Central Trust Co. V. IngeraoU, 87 Fed. 427, 59 U. S. App. 242, 31 C. C. A. 41; William Firth Co. v. Millen Cotton Mills, 129 Fed. 141 ; Graves v. Sanders, 125 Fed. 690, 60 C. C. A. 422, affirming 105 Fed. 849; Gilmore v. McBride, 156 Fed. 464, 84 C. C. A. 274; Conn v. Eice, 204 Fed. 181. Alabama. — Davis v. Walker, 131 Ala. 204, 31 So. 554; Irvin v. Stroth- er, 163 Ala. 484, 50 So. 969. California. — Roche v. Baldwin, 143 Cal. 192, 76 Pac. 956; Cusick v. Boyne, 1 Cal. App. 643, 82 Pac. 985. Connecticut. — Eowell ». Ross, 87 Conn. 157, 87 Atl. 355. Florida. — Carter v. Bennett, 6 Fla. 214; Stewart v. Beggs, 56 Fla. 567, 47 So. 932. Georgia. — Churchill v. Bee, 66 Ga. 621; Wells V. Haynes, 101 Ga. 841, 28 S. E. 968. Idaho. — ^Mullan v. Clark, 4 Idaho 186, 38 Pac. 247. Illinois. — Kirk v. Wolf Mfg. Co., 118 111. 567, 8 N. E. 815; Louisville, etc., R. Co. V. Wallace, 136 111. 87, 26 N. E. 493, 11 L.R.A. 787; Nathan v. Brand, 167 111. 607, 47 N. E. 771, affirming 67 111. App. 540; McMan- nomy v. Chicago, etc., E. Co., 167 111. 497, 47 N. E. 712, reversing 63 111. App. 259; Robinson v. Sharp, 201 111. 86, 66 N. E. 299, affirming 103 111. App. 239 ; Peoples, etc., Co. v. Darrow, 70 111. App. 22, affirmed 172 111. 62, 49 N. E. 1005 ; Bingham v. Spruill, 97 111. App. 374. Indiana. — U. S. Mortgage Co. v. Henderson, 111 Ind. 24, 12 N. E. 88; French v. Cunningham, 149 Ind. 632, 49 N. E. 797. Iowa. — Collins v. Jennings, 42 la. 447; Dorr v. Dudley, 135 la. 20, 112 N. W. 203; Graham v. Dillon, 144 la. 82, 121 N. W. 47; Gates v. McClena- han, 103 N. W. 969. Kentucky. — Pittsburgh, etc., R. Co. V. Woolley, 12 Bush 451; Downing v. Major, 2 Dana 228; Fox u Willis, § 447] AMOUNT, ETC, OF COMPENSATION. 781 114 Ky. 940, 72 S. W. 330, 73 S. W. 743; Hays v. Johnson, 99 S. W. 332; Fryer v. Dicken, 47 S. W. 341, 20 Ky. L. Rep. 696; Dills v. Auxier, 85 S. W. 743, 27 Ky. L. Rep. 531; Cochran v. Lee, 87 S. W. 769, 27 Ky. L. Rep. 1038. Louisiana. — Billington v. Poit- event, etc.. Lumber Co., 52 La. Ann. 1397, 27 So. 725; Dinkelspiel v. Pons, 119 La. 236, 43 So. 1018. Maine. — Clay v. Moulton, 70 Me. 315. Maryland. — Calvert v. Coxe, 1 Gill 123. Massachusetts. — Aldrich v. Brown, 103 Mass. 527; Taft v. Shaw, 159 Mass. 592, 35 N. E. 88; Philbrook v. Moxey, 191 Mass. 33, 77 N. E. 520; Blair v. Columbian Fireproofing Co., 191 Mass. 333, 77 N. E. 762. MioMgam. — Brackett v. Sears, 15 Mich. 244; Eggleston v. Boardman, 37 Mich. 14; Chamberlain v. Rodgers, 79 Mich. 219, 44 N". W. 598. Minnesota. — Selover v. Bryant, 54 Minn. 434, 56 N. W. 58, 21 L.R.A. 418, 434; Dwyer v. Hurley, 109 Minn. 415, 124 N. W. 4. Mississippi. — Boylan v. Holt, 45 Miss. 277; Clifton v. Clark, 84 Miss. 795, 37 So. 746. Missouri. — Bogliolo v. Scott, 5 Mo. 341; Webb v. Browning, 14 Mo. 354; Rose V. Spies, 44 Mo. 20; Wright v. Baldwin, 51 Mo. 269; Eoff v. Irvine, 108 Mo. 378, 18 S. W. 907, 32 Am. St. Eep. 609; Trimble v. Texarkana, etc., R. Co., 199 Mo. 44, 97 S. W. 164; Rumsey v. Frank, 84 Mo. App. 508; Kingsbury v. Joseph, 94 Mo. App. 298, 68 S. W. 93; Dempsey u.. Wells, 109 Mo. App. 470, 84 S. W. 1015; Bissell V. Zorn, 122 Mo. App. 688, 99 S. W. 458. Wew Hampshire. — Smith v. Davis, 45 N. H. 566. New Jersey. — Strong v. Mundy, 52 N. J. Eq. 833, 31 Atl. 611, reversing 52 N. J. Eq. 744, 30 Atl. 322. New York. — Starin v. New York, 106 N. Y. 82, 12 N. E. 643; Randall V. Packard, 142 N. Y. 47, 36 N. E. 823; Tinney v. Pierrepont, 18 App. Div. 627, 45 N. Y. S. 977; Dailey v. Devlin, 21 App. Div. 62, 47 N. Y. S. 296; Crosby v. Kropf, 33 App. Div. 446, 54 N. Y. S. 76; Hempstead v. New York, 86 App. Div. 300, 83 N. Y. S. 806; Sanford v. Bronson, 109 App. Div. 835, 96 N. Y. S. 859; Ross v. Bayer, etc., Co., 123 App. Div. 404, 107 N. Y. S. 1063; Caccia v. Isecke, 123 App. Div. 779, 108 N. Y. S. 542; Steele v. Hammond, 136 App. Div. 667, 121 N. Y. S. 589; In re Raby, 25 Misc. 240, 55 N. Y. S. 87 ; Schlesinger V. Dunne, 36 Misc. 529, 10 N. Y. Ann. Cas. 350, 73 N. Y. S. 1014; Kellogg v. Reese, 48 Hun 621 mem., 14 Civ. Pro. 283, 1 N. Y. S. 291; Van Every V. Adams, 42 Super. Ct. 126; Crotty V. McKenzie, 42 Super. Ct. 192; Clark V. Brooklyn El. R. Co., 42 Hun 655 mem., 5 N. Y. St. Rep. 52; Eas- ton V. Smith, 1 E. D. Smith 318 ; Garr V. Mairet, 1 Hilt. 498; Cregier v. Cheesbrough, 25 How. Pr. 200; Stev- ens l: Adams, 23 Wend. 57, 26 Wend. 451; Stoutenburgh v. Fleer, 87 N. Y. S. 504; Scharps v. Hess, 120 N. Y. S. 56. North Carolina. — Simmons v. Dav- enport, 140 N. C. 407, 53 S. E. 225. Ohio. — Christy v. Douglas, Wright 486. Oklahoma. — Mellon v. Fulton, 22 Okla. 636, 98 Pac. 911, 19 L.R.A. (N.S.) 960. 782 AMOUNT, ETC. OF COMPENSATION. [§ 447 A similar rule prevails in some of the Canadian provinces ; ° in England, however, there can be no such recovery.'' But the law does not, in any case, imply a promise by a party against his expressed wishes to the contrary, unless he is under a paramount legal obligation to that effect.' So, when an attorney is employed by one who has full knowledge of his rate of charges, without stipulating as to price, it may, perhaps, be fairly inferred that he expected to pay at such rates. But when the client is in- formed, during the pendency of a suit, of the prices which his attorney is charging for his services, his mere neglect to express Pennsylvania. — Gray v. Bracken- ridge, 2 P. & W. 75; Foster v. Jack, 4 Watts 334; Newman v. Keflfer, 33 Pa. St. 442 note; 18 Fed. Cas. No. 10,177; Lichty V. Hugus, 55 Pa. St. 434; Mc- Kelvy's Appeal, 108 Pa. St. 615; Tag- gart V. Hower, 17 Atl. 13. Rhode Island. — Tiffany v. Morgan, 73 Atl. 465. South Carolina. — Boyd v. Lee, 36 S. C. 19, 15 S. E. 332 ; Haines v. Wilson, 85 S. C. 338, 67 S. E. 311. South Dakota. — Cranmer v. Build- ing & Loan Assoc, 6 S. D. 341, 61 N. W. 35. Tennessee. — Planters Bank v. Horn- berger, 4 Coldw. 531, 567; Yerger v. Aiken, 7 Baxt. 539; Newman v. Dav- enport, 9 Baxt. 544; Moses v. Ocoee Bank, 1 Lea 401 ; Hume v. Commer- cial Bank, 13 Lea 496; Grant v. Look- out Mountain Co., 93 Tenn. 691, 28 S. W. 90; Rogers v. O'Mary, 95 Tenn. 514, 32 S. W. 462; Bristol-Goodson Electric Light, etc., Co. v. Bristol Gas, etc., Co., 99 Tenn. 371, 42 S. W. 19 ; Bowling V. Scales, 1 Tenn. Ch. 618; Butler V. King, 48 S. W. 697; Eakin v. Peeples Hotel Co., 54 S. W. 87; Vinson v. Cantrell, 56 S. W. 1034; Wright v. Knoxville, 59 S. W. 677. Texas. — Fore v. Chandler, 24 Tex. 146; Ector v. Wiggins, 30 Tex. 55; Britt V. Burghart, 16 Tex. Civ. App. 78, 41 S. W.-389; Tindol v. Beasley, 40 S. W. 155; Herndon v. Lammers, 55 S. W. 414; Tennant v. Fawcett, 55 S. W. 611, reversed on other grounds 94 Tex. Ill, 58 S. W. 824; Morris v. Kesterson, 88 S. W. 277. Vermont. — ^Vilas v. Downer, 21 Vt. 419. Virginia. — Yates v. Robertson, 80 Va. 475. Washington. — Sehultheis v. Nash, 27 Wash. 250, 67 Pac. 707; McMilan V. Northport- Smelting, etc., Co., 49 Wash. 76, 94 Pac. 761; Atwood v. Sicade, 131 Pac. 850. West Virginia. — Watts v. West Vir- ginia, S. R. Co., 48 W. Va. 262, 37 S. E. 700; Dorr v. Camden, 55 W. Va. 226, 46 S. E. 1014, 65 L.R.A. 348; Keenan v. Scott, 64 W. Va. 137, 61 S. E. 806 ; Cecil v. Clark, 69 W. Va. 641, 72 S. E. 737. Wisconsin. — ^Vilas v. Bundy, 106 Wis. 168, 81 N. W. 812. 6 See supra, § 403. ' See supra, § 401. 8 Hughes V. Dundee Mortg., etc., Co., 21 Fed. 174; Fraaer v. Haggerty, 86 Mich. 521, 49 N. W. 616. See also McGraw v. Canton, 74 Md. 554, 22 Atl. 132. 448] AMOUNT, ETC. OF COMPENSATION. 783 dissatisfaction therewith, or to dismiss the attorney, cannot be held to be an acquiescence in those prices, or as binding him to pay at such rate for future services in the same suit.^ In some instances the amount of an attorney's compensation is regulated by statute.*" § 448. What Are Reasonable Fees. — It is, of course, well known to the practitioner that no hard and fast rule can be stated which will serve even as a guide in determining what is or what is not a reasonable fee. That must be determined from the facts in each case.** An amount which would be reasonable in one case 9 Vilas V. Downer, 21 Vt. 419. 10 Where the legislature, by a spe- cial act, adjusts the claims of at- torneys employed by the attorney general in suits in relation to real estate of the state, it withdraws from the courts any jurisdiction on the question of allowance of fees. Julian V. State, 122 Ind. 68, 23 N. E. 690. Under the British Columbia Work- men's Compensation Act, § 10, an award limiting an attorney's right in hia client's recovery to an allowance to be made by the arbitrator on appli- cation, precludes attorneys who sue in British Columbia under that act from claiming any other interest in a, recovery. Plummer v. Great North- ern R. Co., 60 Wash. 214, 110 Pac. 989, 31 L.E.A.(N.S.) 1215. Under Ontario Statute. — In an ac- tion for services rendered as at- torneys in the province of Ontario, and claiming compensation in accord- ance with the rates established by the statutes of Ontario, where defendant contended that there was a special agreement as to the charges to be made, an instruction that, if the jury found no such agreement was made, the plaintiff's compensation would be regulated by the statute of Ontario, was properly given. Dawson v. Pet- erson, 110 Mich. 431, 68 N. W. 246, 3 Detroit Leg. N. 441. 11 United States.— Ex p. Plitt, 2 Wall. Jr. (C. C.) 453, 19 Fed. Cas. No. 11,228 ; In re Bignall, 9 Fed. 385. Ilvnms. — Bingham v. Spruill, 97 111. App. 374. Kentucky. — Downing v. Major, 2 Dana 228 ; Fox v. Willis, 114 Ky. 940, 72 S. W. 330, 24 Ky. L. Rep. 1773, 73 S. W. 743, 24 Ky. L. Rep. 2173. Louisiana. — Succession of Auld, 45 La. Ann. 248, 11 So. 948. Maryland. — Gordon v. Miller, 14 Md. 204. Michigan. — Brackett v. Sears, 15 Mich. 244; Warren v. Sheehan, 156 Mich. 432, 120 N. W. 810. 16 Detroit Leg. N. 157. Nebraska. — Oressman v. Whitall, 16 Neb. 592, 21 N. W. 458. New York. — Farmers' L. & T. Co. v. Mann, 4 Eobt. 356 ; Randall v. Kings- land, 53 How. Pr. 512. Rhode Island. — Burns v. Allen, 15 R. I. 32, 23 Atl. 35, 2 Am. St. Rep. 844. South Carolina. — Duncan v. Breith- aupt, 1 McCord L. 149. 784 AMOUNT, ETC. OF COMPENSATION. [§ 448 might be grossly excessive in another. Thus, merely by way of illustration, fees have been sustained as reasonable to the extent of twenty,'^ twenty-five," fifty,^* sixty,*' one hundred and fifty,*' two hundred," two hundred and fifty," three hundred," four hun- dred,^" four hundred and fifty,* four hundred and seventy-five,^ five hundred,^ six hundred,* seven hundred,* eight hundred,* one thousand,'' thirteen hundred,* two thousand,® twenty-eight hun- dred,*" three thousand,** five thousand,** six thousand,*' ten 12 McLaren v. Lochrane, 51 Ga. 237. 13 Farley v. Geisheker, 78 la. 453, 43 N. W. 279, 6 L.E.A. 533; Hitch- cock V. Merrick, 15 Wis. 522. 1* Johnson v. Ravitch, 113 App. Div. 810, 921, 99 N. Y. S. 1059, 100 N. Y. S. 1123 ; Aultman & Taylor Co. V. Gilbert, 28 S. C. 303, 5 S. E. 806. 16 Reisterer v. Carpenter, 124 Ind. 30, 24 N. E. 371. 16 Lartigue v. White, 25 La. Ann. 325'; Kult V. Nelson, 24 Misc. 20, 53 N. Y. S. 95, modified 25 Misc. 238, 55 N. Y. S. 56; Mumma's Appeal, 127 Pa. St. 474, 18 Atl. 6, 24 W. N. C. 297. 17 Uzee V. Biron, 6 La. Ann. 565 ; Billingtou v. Poitevent, etc., Lumber Co., 52 La. Ann. 1397, 27 So. 725; Koenig v. Harned, (N. J.) 13 Atl. 236; Farmers' L. & T. Co. v. Mann, 4 Robt. (N. Y.) 356; Taylor v. Badoux, (Tenn.) 58 S. W. 919. isCallender v. Turpin, (Tenn.) 61 S. W. 1057. 19 In re Pieris, 82 App. Div. 466, 81 N. Y. S. 927, affirmed 176 N. Y. 566, 68 N. E. 1123. 20 Patterson v. Fleenor, 89 S. W. 705, 28 Ky. L. Rep. 582; In re Leech, 45 La. Ann. 194, 12 So. 126. 1 Fryer v. Dicken, 47 S. W. 341, 20 Ky. L. Rep. 696. 2 Wilson V. Minneapolis, etc., R. Co., 31 Minn. 481, 18 N. W. 291. S Copley V. Harrison, 3 Rob. (La.) 83; Succession of Sterry, 38 La. Ann. 854; Vinson v. Cantrell, (Tenn.) 56 S. W. 1034; Halaska v. Cotzhausen, 52 Wis. 624, 9 N. W. 401. * Garrigus v. Gilbert, 4 Ky. L. Rep. 1001 (abstract). 5 Succession of Roth, 33 La. Ann. 540; In re Culp, 26 W. N. C. (Pa.) 78. 6 Eakin v. Peeples Hotel Co., (Tenn.) 54 S. W. 87. T Davis V. Webber, 66 Ark. 190, 49 S. W. 822, 74 Am. St. Rep. 81, 43 L.R.A. 196; Wright v. Knoxville Liv- ery, etc., Co., (Tenn.) 59 S. Vf. 677; McMillan v. Northport Smelting, etc., Co., 49 Wash. 76, 94 Pac. 761. 8 Young V. Lanznar, 133 Mo. App. 130, 112 S. W. 17. 8 Hempstead v. New York, 86 App. Div. 300, 83 N. Y. S. 806; Butler v. King, (Tenn.) 48 S. W. 697. 1" National Home Bldg., etc., Assoc. V. Fifer, 71 111. App. 295. UStucky V. Smith, 148 Ky. 401, 146 S. W. 1128; Morehead v. Ander- son, 100 S. W. 340, 30 Ky. L. Rep. 3137; Gribble v. Ford, (Tenn.) 52 S. W. 1007. 12 In re Treadwell, 23 Fed. 442, 9 Sawy. 29; St. Louis, etc., R. Co. v. Clark, 51 Fed. 483, 10 U. S. App. 66, 2 C. C. A. 331 ; Sanders v. Seelye, 128 111. 631, 21 N. E. 601. IS Ex p. Plitt, 2 Wall. Jr. (C. C.) 453, 19 Fed. Cas. No. 11,228; Cellu- 448] AMOUNT, ETC. OF COMPENSATION. 785 thousand,** twelve thousand,*' thirteen thousand,** twenty-one thousand,*'' twenty-seven thousand dollars,** and upwards.*^ On the other hand, charges have been denounced as excessive where, from the facts presented, they appeared to be unreason- able ; ^'' thus as to charges of one hundred,* two hundred and twenty-five,^ two hundred and fifty,^ three hundred,* five hundred,® eight hundred,* nine hundred and seventy-five,' and twenty-five hundred dollars.* Where there are several suits all of the same character, the determination of one of which will determine all the others, coun- sel cannot recover the same for each suit as if each had been liti- gated separately, but must be limited to a reasonable compensation for the case tried, and to a nominal one for the others. So, where there are several arguments of a case on appeal, which are mere restatements of the same proposition, they should not be treated as services rendered in separate cases, in determining the amount of the attorney's compensation.' JSTor can a just estimate of the loid Mfg. Co. V. Chandler, 27 Fed. 9 ; Lamar Ins. Co. v. Pennell, 19 111. App. 212. liDelahunty v. Canfield, 118 App. Div. 883, 103 N. Y. S. 939; Thompson V. Knickerbocker lee Co., 6 N. Y. S. 7, affirmed 127 N. Y. 671, 28 N. E. 255. 15 Hays V. Johnson, 99 S. W. 332, 30 Ky. L. Rep. 614. ISTuttle V. Clafiin, 86 Fed. 964; Louisville Gas Co. v. Hargis, (Ky.) 33 S. W. 946. 1' People V. Bond St. Sav. Bank, 10 Abb. N. Cas. (N. Y.) 15. 18 Atlantic Sav. Bank v. Hetterick, 5 Thomp. & C. (N. Y.) 239. 19 Frink v. McComb, 60 Fed. 486. 20 New York. — Frost v. Frost, 1 Barb. Ch. 492; Kellogg v. Potter, 11 Wend. 170; Jordans V. Van Hoesen, 18 Wend. 648; Starin v. Nevr York, 106 N. Y. 82, 12 N. E. 643; Aekerman V. Wagener, 55 Hun 608 mem., 8 N. Y. S. 457; In re Eaby, 25 Misc. 240, 55 N. Y. S. 87. Attys. at L. Vol. II. — 50. Texas. — Ker v. Paschal, 1 Tex. Un- rep. Cas. 692. Wisconsin. — Yates v. Shepardson, 27 Wis. 238; Rogers v. Priest, 74 Wis. 538, 43 N. W. 510. 1 Combs V. Combs, 82 S. W. 298, 26 Ky. L. Rep. 617. 2 Frost V. Reinach, 40 Misc. 412, 81 N. Y. S. 246. 3 Thomasson v. Latourette, 63 App. Div. 408, 71 N. Y. S. 559. 4 Gordon v. Miller, 14 Md! 214. SDorsey v. Corn, 2 IlL App. 533; Scharps v. Hess, 120 N. Y. S. 56. 6 In re Ludeke, 22 Misc. 676, 50 N. Y. S. 962. 7 In re Raby, 25 Misc. 240, 55 N. Y. S. 87. 8 In re Rude, 101 Fed. 805. 9 Brackett v. Sears, 15 Mich. 244. See also Greeff v. Miller, 87 Fed. 33; In re Kellogg, 96 App. Div. 608, 88 2Sr. Y. S. 1033, affirmed 180 N. Y. 534, 72 N. B. 1144. 786 AMOUNT, ETC. OF COMPENSATIOH. [§ 449 value of an attorney's services, while engaged in the settlement of one particular account, be obtained by splitting up the claim into several items, even though he had numerous consultations with the client in regard to the matter.'* § 449. Matters Considered in Determining Reasonable Value of Services. — The elements which may properly be con- sidered in determining the reasonable value of the services of an attorney at law are many and varied, and, to a large extent, de- pendent on the facts presented by each case, and the environment of the parties.'* It may be said generally that it is customary to consider: (1) the ability, standing, skill, and experience of the attorney:'* (2) his reputation as a specialist in the particular 10 Randall v. Kingsland, 53 How. Pr. (N. Y.) 512. Where an attorney perforins dis- tinct services for a party without any general employment, there is some reason for saying that for each of these detached services he should charge a separate price, and, in case of dispute, prove its separate va.hie; but any such practice in regard to a, general employment would be unrea- sonable and impracticable. Kelley v. Richardson, 69 Mich. 430, 37 N. W. 514. 11 Steele v. Hammond, 136 App. Div. 667, 121 N. Y. S. 589. 12 Colorado. — Willard v. Williams, 10 Colo. App. 140, 50 Pac. 207. Iowa. — Clark v. Ellsworth, 104 la. 442, 73 N. W. 1023; Graham v. Du- buque Specialty Mach. Works, 138 la. 456, 114 N. W. 619, 15 L.R.A. (N.S.) 729. Kentucky. — Garrigus v. Gilbert, 4 Ky. L. Rep. 1001 (abstract). Louisiana. — Fenner v. McCan, 49 La. Ann. 600, 21 So. 768. Massachusetts. — Blair v. Columbian Fireproofing Co., 191 Mass. 333, 77 N. E. 762. Michigan. — Eggleston v. Board- man, 37 Mich. 14; Lungerhausen v. Crittenden, 103 Mich. 173, 61 N. W. 270. New York. — People v. Delaware County, 45 N. Y. 202; Randall v. Packard, 142 N. Y. 47, 36 N. E. 823; Steele v. Hammond, 136 App. Div. 667, 121 N. Y. S. 589; Schlesinger v. Dunne, 36 Misc. 529, 10 N. Y. Ann. Cas. 350, 73 N. Y. S. 1014. Ohio. — Kittredge v. Armstrong, 11 Ohio Dec. (Reprint) 661, 28 Cine. L. Bui. 249. Oregon. — Hamilton v. Holmes, 48 Ore. 453, 87 Pac. 154. Pennsylvania. — In re McLean, 5 Kulp 170. Rhode Island. — Gorman v. Bani- gan, 22 R. I. 22, 46 Atl. 38. Tennessee. — Butler v. King, 48 S. W. 697. Verm,ont. — Vilas v. Downer, 21 Vt. 419. West Virginia. — Dorr v. Camden, 55 W. Va. 226, 46 S. E. 1014, 65 L.R.A. 348. "In estimating the value of profes- sional services, there is a personal element which neither the applicant. § 449] AMOUNT, ETC. OF COMPENSATION. 7,87 line of professional business in which he was retained: " (3) the necessity" and demand" for his services: (4) the nature and character of the controversy, the questions involved therein/* the court, nor his brother lawyers wlio may be called on as witnesses can or ought to ignore. The fame services rendered by a young lawyer witli the ink on his license scarcely dry, and by a veteran of forty years' experience, who may have occupied liigh judicial positions, will, prop- erly enough, be measured by each by a very different standard, and will entitle each to very different com- pensation." Bowling V. Scales, 1 Tenn. Ch. 620. Eakin v. Poeples Hotel Co., (Tenn.) 54 S. W. 87. 13 Schlesinger v. Dunne, 36 Misc. 529, 10 N. Y. Ann. Cas. 350, 73 N. y. S. 1014. l*Artz V. Robertson, 50 111. App. 27. 16 Blair v. Columbian Fireproofing Co., 191 Mass. 333, 77 N. E. 762. 16 Colorado. — ^Willard v. Williams, 10 Colo. App. 140, 50 Pac. 207. Oonneoticut. — Phelps v. Hunt, 40 Conn. 97. Illinois. — Campbell v. Goddard, 17 111. App. 385. Kansas. — Ottawa University v. Parkinson, 14 Kan. 159. Kentucky. — Louisville Gas Co. v. Hargis, 33 S. W. 946; Garrigus v. Gilbert, 4 Ky. L. Rep. 1001 (ab- stract). Louisiana.- — Fenner v. McCan, 49 La. Ann. 600, 21 So. 768. Massachusetts. — Caverly v. Mc- Owen, 123 Mass. 574; Blair v. Co- lumbian Fireproofing Co., 191 Mass. 333, 77 N. E. 762. Michigan. — Eggleston v. Boardman, 37 Mich. 14; Chamberlain v. Rodgers, 79 Mich. 219, 44 N. W. 598. Minnesota. — Selover v. Bryant, 54 Minn. 434, 56 N. W. 58, 40 Am. St. Rep. 349, 21 L.R.A. 418. Mississippi. — Holly Springs v. Manning, 55 Miss. 380. 'Nevada. — Quint v. Ophir Silver Min. Co., 4 Nev. 304. "New York. — Walker v. American Nat. Bank, 49 N. Y. 659; Hailand V. Lilienthal, 53 N. Y. 438; Schles- inger V. Dunne, 36 Misc. 529, 10 N. Y. Ann. Cas. 350, 73 N. Y. S. 1014; People V. Bond St. Sav. Bank, 10 Abb. N. Cas. 15. Ohio. — Kittredge v. Armstrong, 13 Ohio Dec. (Reprint) 661, 28 Cine. L. Bui. 249. Rhode Island. — Gorman v. Banigan, 22 R. I. 22, 46 Atl. 38. Tennessee. — Butler v. King, 48 S. W. 697. Texas. — International, etc., R. Co. V. Clark, 81 Tex. 51, 16 S. W. 631. Virginia. — Parsons v. Maury, 101 Va. 516, 44 S. E. 758. In Forsyth v. Doolittle, 120 U. S. 73, 7 S. Ct. 408, 30 U. S. (L. ed.) 586, Mr. Justice Field said: "The services for which compensation is sought were not only those required of attorneys and counselors at law, but were also those of negotiators, seeking to accomplish the result de- sired, by consultation with proposed! purchasers, and presentation to them of the advantages to be derived from the property, present and prospec- tive. Varied as were the legal ^erw- ices of the plaintiffs, it is plain from the testimony that those ren- dered by negotiation and consulta- tion, and presentation of the uses to 788 AMOUNT, ETC. OF COMPENSATION. [§ 449 and the importance of the litigation: ^'' (5) the responsibility as- sumed:^' (6) the time*® and labor expended,*" and the benefits which the property could be applied, were far more eflfective and impor- tant. This fact necessarily had a controlling weight in estimating the value of the services. It is difficult to apply to such services any fixed standard by which they can be meas- ured, and their value determined, as can be done with reference to serv- ices purely professional. There is a tact and skill and a happy manner with some persons, which render them successful as negotiators, while others, of equal learning, attainments, and intellectual ability, fail for the want of those qualities. The com- pensation to be made in such cases is, by the ordinary judgment of busi- ness men, measured by the results obtained. It is not limited by the time occupied or the labor bestowed." Quoted in Graves v. Sanders, 125 Fed. 690, 60 C. C. A. 422, affirming 105 Fed. 849. IT Iowa. — Graham v. Dubuque Spe- cialty Mach. Worlcs, 138 la. 456, 114 N. W. 619, 15 L.R.A.(N.S.) 729. Louisiana. — Fenner v. McCan, 49 La. Ann. 600, 21 So. 768. , Massachusetts. — Blair v. Colum- bian Fireproofing Co., 191 Mass. 333, 77 N. E. 762. New York. — Randall v. Packard, 142 N. Y. 47, 36 N. E. 823; Tinney 1'. Pierrepont, 18 App. Div. 627, 45 N. Y. S. 977; Steele v. Hammond, 336 App. Div. 667, 121 N. Y. S. 589; Schlesinger v. Dunne, 36 Misc. 529, 10 N. Y. Ann. Cas. 350, 73 N. Y. S. 1014. Pennsylvania. — Heblich v. Slater, 217 Pa. St. 404, 66 Atl. 655. Where an attorney is called into important unfinished litigation, to succeed distinguished counsel who have failed to satisfy the client, it cannot be said the matters were trivial, and not worthy of compensa- tion. Niemann v. CoUyer, 71 Hun 612 mem., 24 N. Y. S. 516. 18 Fenner v. McCan, 49 La. Ann. 600, 21 So. 768; Butler v. King, (Tenn.) 48 S. W. 697. '^9 Iowa. — Farley v. Geisheker, 78 la. 453, 43 N. W. 279, 6 L.R.A. 533; Graham v. Dubuque Specialty Mach. Works, 138 la. 456, 114 N. W. 619, 15 L.R.A.(N.S.) 729. Kansas. — Cooper v. Harvey, 77 Kan. 854, 94 Pac. 213. Louisiana. — Macarty's Succession, 3 La. Ann. 518; Lee's Succession, 4 La. Ann. 578; Breaux v. Francke. 30 La. Ann. 336. Michigan. — Crowell v. Truax, 94 Mich. 585, 54 N. W. 384. Missouri. — Trimble v. Kansas City, etc., E. Co., 201 Mo. 372, 100 S. W. V. Nevada. — Quint v. Ophir Silver Min. Co., 4 Nev. 304. New Jersey. — Koeoig v. Harned, 13 Atl. 236. New York. — Schlesinger v. Dunne, 36 Misc. 529, 10 N. Y. Ann. Cas. 350, 73 N. Y. S. 1014. Pennsylvania. — ^In re Becher, 19 Phila. 29, 45 Leg. Int. 94. Texas. — International & G. X. R. Co. V. Clark, 81 Tex. 48, 16 S. W. 631. 80 Kentucky. — Hays v. Johnson. 99 S. W. 332. Louisiana. — Fenner v. McCan, 49 La. Ann. 600, 21 So. 768. Michigan. — Eggleston v. Boardman, § 449] AMOUNT, ETC. OF COMPENSATION. 789 derived therefrom: * (7) the amount involved: * (8) the result: ' 37 Mich. 17; Kelley v. Richardson, 69 Mich. 430, 37 N. W. 514; Cham- berlain V. Rodgers, 79 Mich. 219, 44 N. W. 598. Hew York. — People v. Delaware County, 45 N. Y. 202; Randall v. Packard, 142 N. Y. 47, 36 N. E. 823; In re Kellogg, 96 App. Div. 608, 88 N. Y. S. 1033, affirmed 180 N. Y. 534, 72 K E. 1144; Steele v. Ham- mond, 136 App. Div. 667, 121 N. \. S. 589. Rhode Island. — Gorman v. Banigan, 22 R. I. 22, 46 Atl. 38. "It is very evident that the re- sponsibility, the care, anxiety, and mental labor, is much greater in a case where the amount in controversy. is large than where it is insignificant, although, perhaps, the same questions might be raised in each case, or the more difficult questions arise in the case where the amount was of but slight consequence. Nor is this re- sponsibility, care, and mental labor dependent alone upon the number of hours or days which may be given to the preparation and trial or argu- ment of a, case. This responsibility and mental anxiety is not so imag- inative and shadowy that it should not be considered in arriving at a, proper compensation to be allowed in fixing the value of the services rendered." Eggleston v. Boardman, 37 Mich. 17. See also Chamberlain V. Rodgers, 79 Mich. 219, 44 N. W. 598. iHaish V. Payson, 107 111. 365; Garrigus v. Gilbert, 4 Ky. L. Rep. 1001 (abstract) ; Randall v. Pack- ard, 142 ST. Y. 47, 36 N. E. 823; Howard v. Charleston First Nat. Bank, (Va.) 27 S. E. 492. 2 United States. — Lombard v. Bay- ard, 1 Wall. Jr. (C. C.) 196, 15 Fed. Cas. No. 8,469; Ward v. Kohn, 58 Fed. 462, 19 XJ. S. App. 280, 7 C. C. A. 314; Graves v. Sanders, 125 Fed. 690, 60 C. C. A. 422, affirming 105 Fed. 849; Gilmore v. McBride, 150 Fed. 464, 84 C. C. A. 274. California. — Cusick v. Boyne, 1 Cal. App. 643, 82 Pac. 985. Illinois. — McMannomy v. Chicago, etc., R. Co., 167 111. 497, 47 N. E. 712, reversing 63 111. App. 259. loioa. — Smith v. Chicago, etc., R. Co., 60 la. 515, 15 N. W. 291; Gra- ham V. Dubuque Specialty Mach. Works, 138 la. 456, 114 N. W. 619, 15 L.R.A.(N.S.) 729. Kansas. — Ottawa University v. Parkinson, 14 Kan. 159. Kentucky. — Morehead v. Anderson, 125 Ky. 77, 100 S. W. 340. Louisiana. — Copley v. Harrison, 3 Rob. 83 ; Succession of Virgin, IS La. Ann. 42; Breaux v. Francke, 30 La. Ann. 336; Fenner v. McCan, 49 La. Ann. 600, 21 So. 768. Michigan. — Eggleston v. Boardman, 37 Mich. 14. Mississippi. — Holly Springs v. Manning, 55 Miss. 380. Nevada. — Quint v. Ophir Silver Min. Co., 4 Nev. 304. New York. — Garfield v. Kirk, 65 Barb. 464; People v. Bond St. Sav. Bank, 10 Abb. N. Cas. 15. Permsylvania. — Kentucky Bank v. Combs, 7 Pa. St. 543. Tennessee. — Butler v. King, 48 S. W. 697. 3 Colorado. — Fillmore v. Wells, 10 Colo. 228, 15 Pac. 343, 3 Am. St. Rep. 567. 790 AMOUNT, ETC. OF COMPENSATION, [§ 449 and (9) any other circumstance attending the cause which, ac- cording to established usage, will serve as a guide in determining what is a proper charge.* So, in some instances, it has been deemed proper to consider the customary fees charged by other lawyers in the same jurisdiction for similar services ; ® to take into consideration the client's Florida. — Stewart v. Beggs, 56 Fla. 565, 47 So. 932. Iowa. — Stevens r. Ellsworth, 95 la. 231, 63 N. W. 683; Graham v. Du- buque Specialty Mach. Work, 138 la. 456, 114 N. W. 619, 15 L.E.A. (N.S.) 729. Kentucky. — Louisville Gas Co. v. Hargis, 33 S. W. 946 ; Germania Safe- ty Vault & Trust Co.'s Assignee v. Hargis, 64 S. W. 516, 23 Ky. L. Rep. 874; Bowser v. Patrick, 65 S. W. 824, 23 Ky. L. Rep. 1578. Louisiana. — Rutland v. Cobb, 32 La. Ann. 857. Michigan-. — Eggleston v. Boardman, 37 Mich. 14. Minnesota. — Selover v. Bryant, 54 Minn. 434, 56 N. W. 58, 40 Am. St. Rep. 349, 21 L.R.A. 418. Missouri. — Trimble v. Kansas City, etc., R. Co., 201 Mo. 372, 100 S. W. 7. New York. — Randall v. Packard, 142 N. Y. 47, 36 N. E. 823, affirming I Misc. 344, 20 N. Y. S. 716; Hemp- stead V. New York, 86 App. Div. 300, 83 N. Y. S. 806; Steele u. Ham- mond, 136 App. Div. 667, 121 N. Y. S. 589; Schlesinger v. Dunne, 36 Misc. 529, 10 N-. Y. Ann. Cas. 350, 73 N. Y. S. 1014. Oregon. — Hamilton v. Holmes, 48 Ore. 453, 87 Pac. 154. Pennsylvania. — Heblich v. Sla.ter, 217 Pa. St. 404, 66 Atl. 655. Rhode Island. — Gorman v. Bauigan, 22 R. I. 22, 46 Atl. 38. Tennessee. — Butler v. King, 48 S. W. 697. 4 Holly Springs v. Manning, 55 Miss. 380. 5 Illinois. — Louisville, etc., R. Co. v. Wallace, 136 111. 87, 26 N. E. 493, 11 L.R.A. 787; Nathan v. Brand, 167 111. 607, 47 N. E. 771, affirming 67 111. App. 540; Bingham v. Spruill, 97 111. App. 374. loica. — Clark v. Ellsworth, 104 la. 442, 73 N. W. 1023. Michigan. — Eggleston v. Boardman, 37 Mich. 14. Rhode Island. — Gorman v. Banigan, 22 R. I. 22, 46 Atl. 38. In Eggleston v. Boardman, 37 Mich. 14, it was said that the amount charged by an attorney in a certain case cannot fairly be considered as evidence competent to fix the value of the services rendered by the at- torney for the other parties in the same case. The amount paid in a particular case cannot be considered or accepted as the proper amount in all like cases. It is not like the sale of certain commodities, where the price at which an article sold may have a tendency to fix or show the market price. There mjay be pe- culiar circumstances or elements which assisted in fixing the amount paid in one case, which would not exist in another, or even between counsel of equal standing in the same case, both in the character of the work, and in the amount and § 449] OF COMPENSATION. 791 wealth,® and whether or not the agreement for compensation was contingent on success ; ' and to inchide a reasonable retaining fee.' But, as regulations adopted by members of the bar can operate only as between those who assent to them, a client is not neces- sarily bound to pay for the services of an attorney or counsel ac- cording to rates which may have been prescribed therefor by an association of the bar, in the absence of a special agreement to that effect, or of proof that the client employed the attorney with knowledge of, and implied assent to, the bar rules.® Nor are at- torneys limited to the amount which the state pays its officials for like services.'" 'Nor is it material what the adverse party might have paid the attorney if he had been retained by them.'' kind of preparation required. The question is what were plaintiff's serv- ices reasonably worth, and this must be determined from the prices usually charged for similar services. 6 United States. — Lombard v. Bay- ard, 1 Wall. Jr. (C. C.) 196, In Fed. Caa. No. 8,469; Ward v. Kohn, 58 Fed. 462, 19 U. S. App. 280, 7 C. C. A. 314. Louisiana. — Breaux v. Francke, 30 La. Ann. 336. New York. — Randall r. Packard, 142 N. Y. 47, 36 N. E. 823. Texas. — International, etc., R. Co. V. Clark, 81 Tex. 48, 16 S. W. 631. Compare Stevens r. Ellsworth, 95 la. 321, 63 N. W. 683, wherein it was said: "We think no court has ever said that, with the facts the same, a reasonable compensation for a professional service for a poor man is worth leas than the same service for a rich man. It is likely true that less is often taken from the poor than from the rich, but the rea- son is not because of a difference in what the service is reasonably worth, but because of a disposition of pro- fessional persons to charge less in such cases, even to the extent, in some cases, of making it a gratuity, or a mere trifle. The practice 'S to be commended, but not under a rule that they may, while thus giving to one, take, because of that fact, from another. If it is the rule that fees may be enhanced because of the wealth of the client, we do not see why, in a case where the client is poor, that fact may not be shown to lessen the compensation, and such a rule has never obtained." 7Frink v. McComb, 60 Fed. 486; Smith V. Couch, 117 Mo. App. 267, 92 S. W. 1143; Hamilton v. Holmes, 48 Ore. 453, 87 Pac. 154; Mumma's Appeal, 127 Pa. St. 474, 18 Atl. 6. See also Morehouse v. Brooklyn Heights R. Co., 123 App. Div. 680, 108 N. Y. S. 152 ; Steele v. Hammond, 136 App. Div. 667, 121 N. Y. S. 589. Compare O'Neill v. Crane, 65 App. Div. 358, 72 N. Y. S. 812. 8 Roche r. Baldwin, 143 Cal. 186, 76 Pac. 956; Mellon r. Fulton, 22 Okla. 636, 98 Pac. 911, 19 L.R.A. (N.S.) 960. SBoylan v. Holt, 45 Miss. 277. 10 Hyde f. Moxie Nerve-Food Co., 160 Mass. 559, 36 N. E. 585. 11 Steenerson r. Waterbury, , 52 Minn. 211, 53 N. W. 1146. 792 AMOUNT, ETC. OF COMPENSATION. [§ 450 On Premature Termination of Employment Generally. § 450. Performance Prevented by Client. — The right of the client to discharge his attorney at will, subject only to the obli- gation to pay him a fair compensation for his services, is beyond question. '* The attorney may recover the reasonable value of his services on a quantum meruit where he has been discharged with- out cause,'* or' where the client, in any other manner, wrongfully prevents the performance of the duties undertaken by the attorney.** 18 See supra, §§ 137, 138. 13 Arkansas. — Weil v. Finneran, 70 Ark. 509, 69 S. W. 310. Illinois. — Union Surety & Guar- anty Co. V. Tenney, 102 111. App. 95, affirmed 200 III. 349, 65 N. E. 688. Indiana. — Soobey v. Ross, 5 Ind. 445. Kentucky. — Henry v. Vance, 111 Ky. 72, 63 S. W. 273; Bowser v. Pat- riclc, 65 S. W. 824, 23 Ky. L. Rep. 1578; Breathitt Coal, etc., Co. v. Gregory, 78 S. W. 148, 25 Ky. L. Rep. 1507; Joseph v. Lapp, 78 S. W. 1119, 25 Ky. L. Rep. 1875; Goodin v. Hays, 88 S. W. 1101, 28 Ky. L. Rep. 112. Missouri. — Duke v. Harper, 8 Mo. App. 296; Dempsey v. Dorranee, 151 Mo. App. 429, 132 S. W. 33. Nevada. — Quint v. Opliir Silver Min. Co., 4 Nev. 304. New Hampshire. — Young v. Dear- born, 27 N. H. 324. New York. — Marsh v. Holbrook, 3 Abb. App. Dee. 178; Grant v. Lang- ley, 34 Misc. 776, 68 N. Y. S. 820; Dailey v. Devlin, 21 App. Div. 62, 47 N. Y. S. 296; Whitesell v. New Jer- sey & H. R. R. & F. Co., 68 App. Div. 82, 74 N. Y. S. 217; Johnson v. Raviteh, 113 App. Div. 810, 921, 99 N. Y. S. 1059, 100 N. Y. S. 1123. North Carolina. — Leach v. Strange, 10 N. C. 601. Pennsylvania. — Com. v. Terry, 11 Pa. Super. Ct. 547. Texas. — Sulzbacher v. Wilkinson, 1 White & W. Civ. Cas. Ct. App. § 994; Myers v. Crockett, 14 Tex. 257; Crye v. O'Neal, 135 S. W. 253. Utah. — Price v. Western Loan, etc., Co., 35 Utah 379, 19 Ann. Cas. 589, 100 Pac. 677. Washington. — Schultheis v. Nash, 27 Wash. 250, 67 Pac. 707. West Virginia. — Matheny v. Far- ley, 66 W. Va. 680, 66 S. E. 1060. 1* England. — Read v. Dupper, 6 T. R. 361. United States. — Louisville, etc., R. Co. V. Wilson, 138 U. S. 507, 11 S. Ct. 405, 34 U. S. (L. ed.) 1023. Alabama. — Hall v. Gunter, 157 Ala. 375, 47 So. 155. Arkansas. — Brodie v. Watkins, 33 Ark. 545, 34 Am. Rep. 49. California. — Webb v. Trescony, 76 Cal. 621, 18 Pac. 796. Georgia. — Cokcr v. Oliver, 4 Ga. App. 728, 62 S. E. 483. Illinois. — Moore v. Robinson, 92 111. 491; Mt. Vernon v. Patton, 94 111. 65; Pratt v. Kerns, 123 111. App. 86. Indiana. — Scobey v. Ross, 5 Ind. 445; French v. Cunningham, 149 Ind. 632, 49 N. E. 797. Iowa. — EUwood v. Wilson, 21 la. § ^50] AMOUNT, ETC. OF COMPENSATION. 793 In some jurisdictions the attorney may recover damages for the breach of the contract of employment ; '* the measure of damages being the unpaid amount of the compensation stipulated for in .')23; Cullison V. Lindsay, 108 la. 124, 78 N. W. 847. Kansas. — Durkee v. Gunn, 41 Kan. 496, 21 Pac. 637, 13 Am. St. Kep. 300. Kentucky. — Majors v. Hickman, 2 Bibb 217; Henry v. Vance, 111 Ky. 72, 63 S. W. 273; Warren Deposit Bank v. Barclay, 60 S. W. 853, 22 Ky. L. Eep. 1555; Breathitt Coal, etc., Co. V. Gregory, 78 S. W. 148, 25 Ky. L. Eep. 1507; Joseph v. Lapp, 78 S. W. 1119, 25 Ky. L. Rep. 1875; Goodin v. Hays, 88 S. W. 1101, 28 Ky. L. Rep. 112. Maryland. — Western Union Tel. Co. V. Semmes, 73 Md. 9, 20 Atl. 127. Massachusetts. — Philbrook v. Mox- ey, 191 Mass. 33, 77 N. E. 520. Michigan. — Millard v. Jordan, 76 iUeh. 131, 42 N. W. 1085. Minnesota. — Moyer v. Cantieny, 41 Minn. 242, 42 N. W. 1060. Missouri. — ^Kersey v. Garton, 77 Mo. 645; Reynolds v. Clark County, 162 Mo. 680, 63 S. W. 382; McEl- liinney v. Kline, 6 Mo. App. 94; Duke !. Harper, 8 Mo. App. 296; Bissell r. Zorn, 122 Mo. App. 688, 99 S. W. 458; Young v. Lanznar, 133 Mo. App. 130, 112 S. W. 17. Montana. — Harris v. Root, 28 Mont. 159, 72 Pac. 429; Foley v. Klein- schmidt, 28 Mont. 198, 72 Pac. 432. Nevada. — Quint v. Ophir Silver Min. Co., 4 Nev. 304. New York. — Carey v. Gnant, 59 Barb. 574; Matter of Cable, 114 App. Div. 375, 99 N. Y. S. 1096; Roake /. Palmer, 119 App. Div. 64, 103 N. Y. S. 862; Clark i'. Nichols, 127 App. Div. 219, 111 N. Y. S. 66; Badger v. Mayer, 8 Misc. 533, 28 N. Y. S. 765; Seasongood v. Prager, 70 Misc. 490, 127 N. Y. S. 482; Yuells v. Hyman, 84 N. Y. S. 460. Pennsylvania. — Com. v. Terry. 11 Pa. Super. Ct. 547. Texas. — Allcorn v. Butler, 9 Tex. 56; Myers v. Crockett, 14 Tex. 257; Hill V. Cunningham, 25 Tex. 25. Utah. — Potter v. Ajax Min. Co., 22 Utah 273, 61 Pac. 999; Price v. West- ern Loan, etc., Co., 35 Utah 370, 19 Ann. Cas. 589, 100 Pac. 677. Virginia. — Miller v. Penniman, 110 Va. 780, 67 S. E. 516; Howard v. Charleston First Nat. Bank, 27 S. E. 492. West Virginia. — Polsley v. Ander- son, 7 W. Va. 202, 23 Am. Rep. 613; Peck V. Marling, 22 W. Va. 708 ; Tom- linson v. Polsley, 31 W. Va. 108, 5 S. E. 457; Matheny v. Farley, 66 W. Va. 680, 66 S. E. 1060. 15 Arkansas. — Brodie !;. Watkins, 33 Ark. 545, 34 Am. Rep. 49. California. — Webb v. Trescony, 76 Cal. 621, 18 Pac. 796. Kentucky. — Henry t\ Vance, 111 Ky. 72, 63 S. W. 273; Breatliitt Coal, etc., Co. V. Gregory, 78 S. W. 148, 25 Ky. L. Rep. 1507; Joseph v. Lapp, 78 S. W. 1119, 25 Ky. L. Rep. 1875; Goodin v. Hays, 88 S. W. 1101, 28 Ky. L. Rep. 112. Missouri. — Kersey v. Garton, 77 Mo. 645; McElhinney v. Kline, 6 Mo. App. 94. Nebraska.-'-ShevaMeT v. Doyle, 88 Neb. 560, 130 N. W. 417. New York. — Carey v. Gnant, 59 Barb. 574; Carlisle v. Barnes, 102 App. Div. 573, 92 N. Y. S. 917; Bad- 794- AMOUNT, ETC. OF COMPENSATION. [§ 450 the contract/® excepting that, as a general rule, where the fees are contingent on success the damages must be confined to rea- sonable compensation for the services actually rendered. '' ger V. Mayer, 8 Misc. 533, 28 N. Y. S. 765; Grant v. Langley, 34 Misc. 776, 68 N. Y. S. 820. North Carolina. — Johnston v. Cut- cliin, 133 N. C. 119, 45 S. E. 522. Ohio. — Solieinsohn v. Lemonek, 84 Ohio St. 424, Ann. Cas. 1912C 737, 95 N. E. 913. Texas. — Lynch v. Munson, 61 S. W. 140. West Virginia. — Polsley v. Ander- son, 7 W. Va. 202, 23 Am. Rep. 613. 16 Arkansas. — Brodie v. Watkins, 33 Ark. 545, 34 Am. Rep. 49 ; Weil v. Fineran, 78 Ark. 87, 93 S. W. 568. California. — Webb v. Trescony. 76 Cal. 621, 18 Pac. 796; Bartlett v. Odd-Fellows' Sav. Bank, 79 Cal. 218, 21 Pac. 743, 12 Am. St. Rep. 139. District of Columbia.-r-MacKia v. Howland, 3 App. Cas. 461. Michigan. — Millard v. Jordan, 76 Mich. 131, 42 N. W. 1085. Minnesota. — Moyer v. Cantieny, 41 Minn. 242, 42 N. W. 1060. Missouri. — Kersey v. Carton. 77 Mo. 645, 5 Ky. L. Rep. 2, 16 Cent. L. J. 472; McElhinney v. Kline, 6 Mo. App. 94. 'New York. — Marsh v. Holbrook, 3 Abb. App. Dec. 176; Carlisle v. Barnes, 102 App. Div. 573, 92 N. Y. S. 917; Grant ti. Langley, 34 Misc. 776, 68 N. Y. S. 820. Ohio. — Seheinesohn t'. Lemonek, 84 Ohio St. 424, Ann. Cas. 1912C 737, 95 N. E. 913. Tennessee. — McClain v. Williams, 8 Yerg. 230; Cantrell v. Chism, 5 Sneed 116. See also Bright i;. Taylor, 4 Sneed 159. Texas. — Allcorn r. Butler, 9 Tex. 56; Hill V. Cunningham, 25 Tex. 25. Washington. — Schultheis v. Nash, 27 Wash. 250, 67 Pac. 707; Sessions V. Warwick, 46 Wash. 165, 89 Pac. 482. West Virginia. — I'olsley v. Ander- son, 7 W. Va. 202, 23 Am. Rep. 613. Reason of Rule. — In Kersey v. Gar- ton, 77 Mo. 646, the court said: "And there is much force in the view that contracts such as the one be- fore us are, from the nature of the engagement, from the peculiar and confidential relations existing be- tween the parties thereto, from the fact that an attorney when discharged by his client is prevented from ac- cepting employment in the same cause by the adverse party, froin the fact of its being practically impos- sible to determine the value of an attorney's services up to the time of his dismissal, and from the fact of the impossibility of ascertaining the measure of his damages — that tliese circumstances should exempt such a contract from those rules whicli pre- vail in cases of contracts differing so widely in these essential particu- lars from that under discussion, and should lix the measure of damages at the price agreed to be paid." Allowance for Part Unperformed. — In Goodin v. Hays, 88 S. W. 1101, 28 Ky. L. Rep. 112, it was said that the jury should allow the contract price abated by such sum as reasonably represents the unperformed part of the work undertaken. And see Weil c. Fineran, 78 Ark. 87, 93 S. W. 568. "Western Union Tel. Co. v. § 450] AMOUNT, ETC. OF COMPENSATION. 795 But wliere tte attorney has been discharged for good and justi- fiable cause/' be is precluded from recovering either in damages or on a qvAintum meruit}^ Semmes, 73 Md. 9, 20 Atl. 127; Bad- ger V. Mayer, 8 Misc. 533, 28 N. Y. S. 765; Polsley v. Anderson, 7 W. Va. 202, 23 Am. Rep. 613. Where a contract is to perform something in the future, the success- ful result of which is therefore neces- sarily uncertain, and performance is wrongfully prevented by the other party, a speculative element is un- avoidably introduced into the ques- tion of damages, but cannot take away the right to just compensation. In such cases all that can be reason- ably required of plaintiff is to pro- duce to the jury sufficient evidence, of the best character obtainable, of a fair prospect of success, and the compensation which would have fol- lowed. Williams v. Philadelphia, 208 Pa. St. 282, 57 Atl. 578. "Taylor v. Perkins, (Mo.) 157 S. W. 122. And see supra, §§ 137, 138. 19 California. — Cahill v. Baird, 70 Pac. 1061. Illinois. — Walsh v. Shumway, 65 111. 471. Indiana. — See McDowell v. Baker, 29 Ind. 481. Kansas. — McArthur v. Fry, 10 Kan. 233. Missouri. — Taylor v. Perkins, 157 S. W. 122. "New York. — Holmes v. Evans, 129 N. Y. 140, 29 N. E. 233. Tennessee. — Moyers v. Graham, 15 Lea 57. Conduct Adverse to Client. — Where an attorney was employed to attend to a suit about certain specified lands, "and to attend to all other litigations concerning said lands, he agreeing to attend to the same and to furnish all moneys necessary to conduct said liti- gation," and at the time was engaged in prosecuting an action for another party, in reference to the same land, adverse in interest to that of hia em- ployer, and continued to prosecute such adverse action, his client was held to have sufficient grounds to dis- charge him, and when she had done so he could not demand a specific per- formance on the client's part of the terms of the contract of employment. McArthur i. Fry, 10 Kan. 233. See also generally, supra, §§ 152-182, as to representing and acquiring ad- verse interests. Where an attorney was employed to defend a party on a criminal charge, upon a fee to be paid after such serv- ices were rendered, and upon tender- ing such services was told by his client that he would"no longer need them, as other counsel had been employed, whereupon the attorney informed hira that he was ready to comply with his contract, and would make him do so, but volunteered his services and as- sisted in the prosecution of the case, it was lield that although the attor- ney might have recovered liis fee by a continual tender and readiness to per- form his part of the contract until the case was ended, yet his volunteer- ing on the other side and actually as- sisting in the prosecution was an abandonment of the contract, and he thereby forfeited his right to any re- covery. Cantrell v. Chism, 5 Sneed (Tenn.) 116. V96 AMOUNT, ETC. OF COMPENSATION. [§ 451 The right to compensation, and the amount thereof, on the set- tlement of the cause by the client will be considered hereafter.*" § 451. Performance Prevented by Substitution. — While the right of a client to discharge his attorney at any time,' and also to substitute another in his stead,* is not doubted, neverthe- less, in such cases the counsel originally engaged will b6 protected in the matter of compensation ' to the extent of the reasonable value of the services performed down to the time the substitution is allowed ; * and it is immaterial that, under his agreement with the client, his compensation was to be contingent upon the successful outcome of the litigation,' providing such agreements are not fatal- Compare Goodin v. Hays, 88 S. W. 1101, 28 Ky. L. Eep. 112, wherein it was said that if the attorney was dis- charged for cause, he should be al- lowed reasonable compensation for his services without regard to the eon- tract under which services were ren- dered. 20 See infra, §§ 456-460. 1 See supra, §§ 137, 138. 2 See supra, §'§ 143-150. 3 See supra, §§ 147, 148. * United States. — Sloo v. Law, 4 Blatchf. 268, 22 Fed. Cas. No. 12958; Such V. New York Bank, 121 Fed. 202; Du Bois v. New York, 134 Fed. 570, 69 C. C. A. 112. Alabama. — Coopwood v. Wallace, 12 Ala. 790. District of Columbia. — MacKie v. Rowland, 3 App. Cas. 461. Kentucky. — Henry v. Vance, 111 Ky. 72, 63 S. W. 273; Root o. Mcll- vaine, 56 S. W. 498, 22 Ky. L. Rep. 7 ; Joseph V. Lapp, 78 S. E. 1119, 25 Ky. L. Rep. 1875. Louisiana. — Morel v. New Orleans, 12 La. Ann. 485; Commandeur v. Car- roUton, 15 La. Ann. 7; Bright v. Hewes, 18 La. Ann. 666. Michigan. — Detroit v. Whittemore, 27 Mich. 281. Missouri. — State v. Hawkins, 28 Mo. 366. New York. — Creighton v. Ingersoll, 20 Barb. 541; Bryant v. Brooklyn Heights R. Co., 64 App. Div. 542, 72 N. Y. S. 308; Johnson v. Ravitch, 113 App. Div. 810, 99 N. Y. S. 1059; In re Cable, 114 App. Div. 375, 99 N. Y. S. 1096; Frost v. Reinach, 40 Misc. 412, 81 N. Y. S. 246. See also Hammond v. Dean, 4 Hun 131, 6 Thomp. & C. 337; Creiger v. Cheesbrough, 25 How. Pr. 200; Carlisle v. Barnes, 102 App. Div. 573, 92 N. Y. S. 917. rea;os.— Raley v. Smith, 73 S. W. 54. Washington. — Payett v. Willis, 23 Wash. 299, 63 Pac. 254; Schultheis r. Nash, 27 Wash. 250, 67 Pac. 707. West Virginia. — Matheny v. Farley, 66 W. Va. 680, 66 S. E. 1060. Wisconsin. — Cotzhausen v. Central Trust Co., 79 Wis. 613, 49 N. W. 158. 5 United States. — Ronald r. Mutual Reserve Fund L. Assoc, 30 Fed. 228; Such ^^ New York State Bank, 121 Fed. 202; New York Phonograph Co. 452] AMOUNT, ETC. OF COMPENSATION. 797 ly objectionable under the local law.® The amount to which coun- sel is entitled will be determined by the court with or without the aid of a reference as the circumstances may seem to warrant.' § 452. Impossibility of Performance. — Where complete performance by the attorney of his contract of employment be- comes impossible without fault on the part of either party, the attorney may recover the value of the services actually rendered by him.' It has been so held where performance was prevented by unforeseen conditions.* A like rule prevails where performance V. Edison Phonograph Co.. 150 Fed. 233; Carver v. V. S., 7 Ct. CI. 499. California. — Bartlett v. Odd Fel- lows' Sav. Bank, 79 Cal. 218, 21 Pae. 743, 12 Am. St. Rep. 139; Craddock ). O'Brien, 104 Cal. 217, 37 Pac. 896; Gage V. Atwater, 136 Cal. 170, 68 Pac. 581. New York. — Bryant v. Brooklyn Heights R. Co., 64 App. Div. 542, 72 N. Y. S. 308; Carlisle v. Barnes, 102 App. Div. 573, 92 N. Y. S. 917; Roake v. Palmer, 119 App. Div. 64, 103 N. Y. S. 862. 6 See supra, §§ 386-397, 421-427. See also Silverman v. Pennsylvania R. Co., 141 Fed. 382. T See supra, § 148. See also Scheu V. Blum, 124 App. Div. 678, 109 N. Y. S. 130; Frost v. Reinach, 40 Misc. 412, 81 N. Y. S. 246 ; Gardiner v. Tyler, 36 How. Pr. (N. Y.) 63, 5 Abb. Pr. N. S. 33. On the withdraiaal of an applica- tion for substitution, an order fixing the amount of compensation to which the original counsel is entitled, as a condition precedent, is unenforceable. Gardiner v. Tyler, 36 How. Pr. (N. Y.) 63, 5 Abb. Pr. N. S. 33. 8 Moore v. Robinson, 92 111. 491; Lewis V. Omaha St. R. Co., (Neb.) 114 N. W. 281. 9 Warren Dep. Bank v. Barclay, 60 S. W. 853, 22 Ky. L. Rep. 1555. Act of God or Unavoidaile Casiial- ti/.^Although it is true that a con- tract for legal services is personal in its nature and non-assignable, and that disability discharges such a con- tract, nevertheless, the occurrence of a disability after a special contract for services has been partly per- formed, does not prevent the disabled party, if the breach of the contract was made through no fault of his own, but by the act of God or unavoidable casualty, from recovering upon a quantum meruit for the reasonable value of the services rendered prior to the disability. This is the more mod- ern rule, and is founded on justice and right. Lewis v. Omaha St. R. Co., (Neb.) 114 N. W. 281. Where an attorney becomes a judge, and, in consequence, is prohibited by law from appearing as an attorney in any court of record in the state, he will nevertheless be entitled to com- pensation for services rendered in a case up to the time of his incapacity. Baird v. Ratcliff, 10 Tex. 81. Statute Declared Void. — An attor-. ney employed to conduct proceedings under a statute for the drainage of swamp lands is entitled to recover for 798 AMOUNT, ETC. OF COMPENSATION. [§ 453 becomes impossible through the fault of both parties.*" It is other- wise, however, where such impossibility is caused by the fault of the attorney ; thiis if the attorney becomes incapable of completing the services he has undertaken by reason of his being disbarred, he will not be entitled to claim anything under his contract of em- ployment by way of compensation.** But the physical disability of the attorney to perform the duties undertaken by him does not, it seems, prevent him from recovering the reasonable value of his § 453. Abandonment by Attorney. — The right of an attor- ney to compensation when he has abandoned his contract of em- ployment depends on whether he was justified in the abandon- ment. This subject has been considered heretofore in connection with the termination of the relation of attorney and client.*' Where an attorney agrees to render certain services for a stipu- lated fee, and performance on his part is a condition precedent to payment, his failure, without justification, to perform the business so undertaken will be deemed to be a forfeiture of his right to compensation under the contract.** Indeed, to demand compensa- services rendered in litigation involv- 13 See supra, § 139. ing the validity of the statute and ap- 1* Alabama. — Troy v. Hall, 157 Ala. peals necessitated in such proceedings 592, 47 So. 1035. where the clients knew of the litiga- California. — Houghton v. Clarke, tion and of the attorney's appear- 80 Cal. 417, 22 Pac. 288. ance in good faith in their behalf, Connecticut. — Brackett v. Norton, in support of the validity of the only 4 Conn. 517, 10 Am. Dec. 179. statute authorizing the proceedings, Illinois.— M.oTga.ji v. Roberts, 38 111. though he failed to accomplish the re- 65. suit desired because of the statute Kentucky.— Henry v. Vance, 111 being declared invalid. Sanford v. Ky. 72, 63 S. W. 273. Bronson, 109 App. Div. 835, 96 N. Y. Missouri. — White v. Wright, 16 S. 859. Mo. App. 551; Blanton v. King, 73 10 Price V. Western Loan & Savings Mo. App. 148 ; Young v. Lanznar, 133 Co., 35 Utah 379, 19 Ann. Cas. 589, Mo. App. 130, 112 S. W. 17. 100 Pac. 677. New YorA;.— Holmes v. Evans, 129 11 Moyers v. Graham, 15 Lea N. Y. 140, 29 N. E. 233 ; Gary v. Cary, (Tenn.) 57; Threadgill v. Shaw, 97 App. Div. 471, 89 N. Y. S. 1061; (Tex.) 148 S. W. 825. McDonald v. De Vito, 118 App. Div. 13 Lewis V. Omaha St. R. Co., 566, 103 N. Y. S. 508; Buckley v. (Neb.) 114 N. W. 281. Buckley, 64 Hun 632 mem., 18 N. Y. § 453] AMOUNT, ETC. OF COMPENSATION. 799 tion in the face of such an abandonment has been considered un- professional and unconscientious.^^ Thus, it is a complete de- fense to an action on a quantum meruit for professional services, that the attorney agreed before entering on the case to prosecute it to the court of last resort for a certain fee, and that subsequent- ly, after losing it below, he refused to prosecute it to the highest court unless paid for it, and that, thereupon, he was dismissed.^* So, an attorney who contracts to collect a debt on a contingent fee is precluded from recovering such fee where he abandons the col- lection,''' and it is immaterial that his client subsequently col- lected the amount due.*' The mere fact that counsel whose compensation was contingent on the result of litigation, requested a "payment on account of serv- ices," pending the action, which was not granted, does not consti- S. 607. And see Seasongood v. Prager, H6 App. Div. 833, 131 N. Y. S. 771, reversing 70 Misc. 490, 127 N. Y. S. 482. North Carolina. — Potts o. Francis, 43 N. C. 300. South Carolina. — Clendinen v. Black, 2 Bailey Eq. 488, 23 Am. Dec. 149. Texas.— Crye u. O'Neal, 135 S. W. 253. Virginia. — Miller v. Penniman, 110 Va. 780, 67 S. E. 516. Washington. — Farwell v. Colman, 35 Wash. 308, 77 Pac. 379. West Virginia. — Matheny v. Farley, 66 W. Va. 680, 66 S. E. 1060. It is the peculiar tact and ability of the particular lawyer that is con- tracted for, and naturally the client must have an interest in retaining the attorney throughout the litigation so as to avail himself of the advantages derived by the counsel's thorough ac- quaintance with the law and the facts acquired during the progress of the litigation. Blanton v. King, 73 Mo. App. 148. Where a client engages a firm to prosecute a case, and one of the firm dies, and the client consents that a new firm into which the surviving partner enters shall continue in the case, and the senior member abandons the case, and the surviving partner of the old firm does nothing except to Iceep himself informed as to the 8ta<;us of the case for over five years, his conduct is a ratification of the act of the senior member in abandoning the case, and neither the new firm nor the surviving partner of the old firm is entitled to compensation. Troy v. Hall, 157 Ala. 592, 47 So. 1035. 15 Potts V. Francis, 43 N. C. 300. 16 Douglass V. Downend, 30 Ohio Cir. Ct. Eep. 649. 17 Pennington v. Underwood, 56 Ark. 53, 19 S. W. 108; Scoville v. School Trustees, 65 111. 523; Sirarall I'. Morton, 12 S. W. 185, 12 Ky. L. Rep. 31. 18 Scoville V. School Trustees, 65 111. 623. 800 AMOUNT, ETC. OF COMPENSATION. [§ 453 tute an abandonment ; *® but, imder such a contract, an attorney who refuses to go on with the litigation without an agreement for additional compensation, is chargeable with the abandonment of his employment.*" So, abandonment may be inferred from long-continued neglect.^ Advising the client to dispense with either the counsel giving the advice or his associate is not an abandonment.* Where an attorney is justified in abandoning the employment,' he is entitled to reasonable compensation for the services actually rendered.* He should, however, notify the client of his with- drawal ; and, although the consent of the court is not always essen- tial,* especially where the attorney must act hurriedly, or does not appear as attorney of record, one who appears of record as attorney should not abandon the cause without the sanction of the court, not only because of the confusion which might ensue from the unheralded abandonment of causes by attorneys, but also for the protection of the attorney should afterthought, or the lack of it, be instrumental in testing his liability for negligence.^ The burden of proof is on a client who asserts that the attorney has forfeited his claim to compensation by abandoning the employment.'' 19 Frink r. McComb, 60 Fed. 486. Allen 274, 83 Am. Dec. 683 ; Powers 20 Houghton i\ Clark, 80 Cal. 417, v. Manning, 154 Mass. 370, 28 N. E. 22 Pae. 288; Southern Nat. Bank v. 290, 13 L.R.A. 258. Curtis, (Tex.) 36 S. W. 911. Missouri. — Young v. Lanznar, 133 1 Rousseau v. Marionneaux, 28 La. Mo. App. 130, 112 S. W. 17. Ann. 293; Buckley v. Buckley, 18 N. New York. — Tenney v. Berger, 93 Y. S. 607; Miller v. Penniman, 110 N. Y. 524, 45 Am. Kep. 263; Pickard Va. 780, 67 S. E. 516. v. Pickard, 83 Hun 338, 31. N. Y. S. 2 Ryan v. Martin, 18 Wis. 672. 987 ; Clark v. Nichols, 127 App. Div. 8 As to the justification for aban- 219, 11 N. Y. S. 66 ; Avery v. Jacob, donment by an attorney, see supra, 59 Super. Ct. 585 mem., 15 N. Y. S. § 139. 564. 4 Iowa. — Cullison v. Lindsay, 108 West Virginia. — Matheny f. Far- la. 124, 78 N. W. 847. ley, 66 W. Va. 680, 66 S. E. 1060. Kentucky. — Sweeney v. Kerr, 25 S. B Powers v. Manning, 154 Mass. W. 273; Asher v. Beckner, 41 S. W. 370, 28 N. E. 290, 13 L.R.A. 258. 35, 19 Ky. L. Rep. 521. 6 See supra, % 139. Louisiana. — Cooley v. Doherty, 5 T Craddock v. O'Brien, 104 Cal. La. Ann. 163. 217, 37 Pac. 896. Massachusetts. — Eliot v. Lawton, 7 § 454] AMOUNT, ETC. OF COMPENSATIOIT. 801 § 454. Death of Attorney. — Although the relation of attor- ney and client is terminated by the attorney's death,* his repre- sentatives may recover the fair value of the services rendered by him down to the time of his decease,' and such disbursements as he may have made." And where a contract was made for the serv- ices, at a stipulated compensation, of one of a firm of attorneys, who died before the action was brought to trial, the client could not refuse the services of the surviving partner without a tender of a fair compensation for the services rendered in preparing for the trial; and where the services were rendered by such partner with due professional skill and diligence, he was entitled to the entire fee.^' But no recovery can be had for services which were rendered under a contract whereby payment was made contingent on success, until the controversy has been determined.^^ It has also been held that there can be no recovery where an attorney dies before his contract of employment has been substantially per- 8 See supra, § 141. See also Clifton V. Clark, 83 Miss. 446, 1 Ann. Cas. 396, 36 So. 251, 102 Am. St. Rep. 45§, 66 L.R.A. 821. 9 Kentucky. — Hardin v. McKitrick, 5 J. J. Marsh. 667 ; McGill v. MeGill, 2 Mete. 258; Baylor v. Morrison, 2 Bibb 103. Maryland. — Gordon v. Miller, 14 Md. 204. Massachusetts. — Tapley v. Coffin, 12 Gray 420. Missouri. — Callahan v. Shotwell, 60 Mo. 398. New Mexico. — Johnston v. Berna- lillo County, 12 N. M. 237, 78 Pac. 43. New York. — Seymour v. Cagger, 13 Hun 29; Boyd v. Daily, 85 App. Div. 581, 83 N. Y. S. 539, affirmed 176 N. Y. 556, 013, 68 N. E. 1114. South Carolina. — Clendinen v. Black, 2 Bailey L. 488. Tennessee. — Bills v. Polk, 4 Lea 494. Attvs. at L. Vol. II.— 51. Texas. — ^Landa v. Shook, 31 S. W. 57. Virginia. — Nickels v. Kane, 82 Va. 309. In an action by an administrator to recover for legal services rendered by his intestate, if deceased was em- ployed as counsel only, to be called when his services v/eve needed, and if the suit ended by compromise in the negotiation of which the serv- ices of the attorney were not re- quired, the client may be liable on the contract for the full amount of the compensation, though the intes- tate died before the end of the suit. Tewkesbury v. Beckwith, 46 111. App. 323. And see supra, § 406. 10 Badger v. Cellar, 41 App. Div. 599, 58 N. Y. S. 653. 11 Smith V. Hill, 13 Ark. 173. But see Baxter v. Billings, 83 Fed. 790, 28 C. C. A. 85. 12 Badger v. Cellar, 41 App. Div. 599, 58 N. Y. S. 653. But see Sar- gent V. McLcod, 155 App. Div. 21, 802 AMOUNT, ETC. OF COMPENSATION. [§ 455 formed; *' and that the client may recover back unearned fees which were paid to the attorney in advance." So, where an at- torney took a conveyance of a tract of land to secure his fee for services to be performed in certain cases, of which services his death prevented more than a partial performance, it was held that a bill in equity would lie against his estate to set aside the con- veyance upon a tender of so much of the fee agreed upon as was found to be really due.** § 455. Death of Client. — It has been stated heretofore that the authority of an attorney terminates on the death of his client, and that he cannot act on behalf of the estate unless he has been retained by those who represent it.** In the absence of a special contract in regard to the duty of the attorney to proceed with the business in which he was employed until its final determination, he is entitled only to compensation for the services rendered down to the time of the client's death ; " and this is true although the right to compensation is contingent on success.*' But the attorney's right to compensation will not be affected 139 N. Y. S. 666, where a settlement bauve's Succession, 34 La. Ann. 1191; due wholly to the attorney's services Vlllhauer v. Toledo, 5 Ohio Dee. 8. was obtained shortly after his d(!ath. An attorney's power ceases on the 13 If a lawyer dies before he has death of his client, and a revivor of commenced, or before he has prose- the suit afterwards in the name of cuted to a decree or settlement, a the representatives without their au- litigation which he has undertaken to thority is unwarranted. Campbell v. conduct for a certain compensation, Kincaid, 3 T. B, Mon. (Ky.) 68. his contract is at an end, and no one 17 In re Young, 3 Md. Ch. 461 ; can recover the price stipulated, be- Avery v. Jacob, 59 Super. Ct. 585, 15 cause no substitute or successor can N. Y. S. 564. supply to his client the use of the Defense of one accused of crime. — learning, ability, and integrity for Agnew v. Walden, 84 Ala. 503, 4 So. which be contracted. Baxter v. Bill- 672 ; Headley v. Good, 24 Tex. 232. ings, 83 Fed. 790, 49 U. S. App. 767, 18 Bunn v. Pratlier, 21 111. 217; 28 C. C. A. 85. Villhauer v. Toledo, 5 Ohio Dee. 8. 14 Callahan v. Shotwell, 60 Mo. See also Johnston v. Eeilly, 68 N. J. 398; McCammon v. Peck, 6 Ohio Cir. Eq. 130, 59 Atl. 1044. Dec. 504, 9 Ohio Cir. Ct. 589. Where a person employs attorneys 16 Callahan v. Shotwell, 60 Mo. 398. to recover damages for personal in- 16 See supra, % 140. See also La- juries, they to have half of any set- § 455] AMOUNT, ETC. OF COMPENSATION. 803 by the death of his client where it has become vested by a sub- stantial performance,*' or where it is coupled with an interest ; *" such, for instance, as the accrual of a lien,* or the rendition of valuable services.* The fact that the client's death renders the services of the tlement made, and dies before settle- ment, the attorneys cannot, for their services, reach, upon a quantum meruit, a fund which the defendant paid to the executors of the deceased in settlement of the claim, as such fund represents a new and diflferent cause of action — the damages which his estate suffered. In re Carrig, 36 Misc. 612, 73 N. Y. S. 1123. An obligation to an attorney, on condition he shall succeed in a suit for the obligor, is not made absolute by the death of the obligor prevent- ing the success; nor after its revivor in name of the heirs by the attorney with their consent, by a compromise made by the heirs, and the consequent dismissal of the suit without his con- sent. Campbell v. Kincaid, 3 T. B. Mon. (Ky.) 68. 19 An administrator cannot annul a valid contract made with an at- torney under which services have been faithfully rendered. Wylie v. Coxe, 15 How, 415, 14 U. S. L. ed. 753. In Price v. Hoeberle, 25 Mo. App. 201, it was said: "It thus appears that the plaintiff had made with the decedent, in her lifetime, a contract, the performance of which he had en- tered upon, and under which a sub- stantial right had accrued to him. At the time of her death that right was in the nature of a vested right, subject, of course, to be defeated by the failure on his part to prosecute to the end the duties which he had engaged to perform under the eon- tract. In this state of the case, his contract was not determined by the death of Mrs. Roberts [the plaintiff]. Nor had the administrator any power to determine it without cause, if he had been so minded." In Labauve's Succession, 34 La. Ann. 1187, it was said that the death of the client does not dissolve the contract of employment, and that the attorney can and should continue his services to accomplish the purpose of his employment, unless prohibited by the legal representatives of the client, and, where the attorney is not thus forbidden to act, the death of the client does not have the effect of itself to make the fees of the attor- ney exigible. 20 See supra, § 140. See also Vill- hauer v. Toledo, 5 Ohio Dec. 8. 1 Wylie V. Coxe, 15 How. 415, 14 U. S. (L. ed.) 753. 2Grapel v. Hodges, 112 N. Y. 419, 20 N. E. 542, affirming 49 Hun 107, 1 N. Y. S. 823. An attorney agreed with his client to perform professional services for which he was to be paid a fee on tlie determination of the suit; before the suit was determined the client died, and it was held that the attorney could not sue for his fee before the determination of the suit. Triplett V. Mockbeea, 5 J. J. Marsh. ( Ky . ) 219. 804 AMOUNT, ETC. OF COMPENSATION. [§ 456 attorney unnecessary, is no defense to an action on an obligation given to the attorney to secure his fees.' On Settlement by Client. § 456. General Rule. — As a general rule the client has a right at any time before judgment to compromise or dismiss his action without his attorney's consent, and even over the objection of his attorney ; * indeed, an agreement virhereby such right of set- S Headley v. Good, 24 Tex. 232. See also Agnew v. Walden, 84 Ala. 502, 4 So. 672, wherein it was said that the retainer of an attorney in a crim- inal case devolves upon him the duty of rendering all the professional aid and service necessary and proper in the preparation and conduct of the defense, according to the general routine of such prosecutions, up to the trial and final judgment, or other termination of the case; and a note being given on such retainer in a case of homicide, the death of the maker by mob violence, before trial, does not constitute an entire failure of con- sideration, though admissible evi- dence as showing a partial failure. 4 United States. — Piatt v. Jerome, 19 How. 384, 15 U. S. (L. ed.) 623; Swanston v. Morning Star Min. Co., 4 McCrary 241 ; Peterson v. Watson, 1 Blatchf. & H. 487, 19 Fed. Cas. No. 11,037 ; Brooks v. Snell, 1 Sprague 48, 4 Fed. Cas. No. 1,961; Purcel! v. Lincoln, 1 Sprague 230, 20 Fed. Cas. No. 11,471; Swanson v. Chicago, etc., E. Co., 35 Fed. 638. District of , Columbia. — Lament v. Washington, etc., R. Co., 2 Mackey 502. Georgia. — Gray v. Lawson, 36 Ga. 629; Hawkins V. Loyless, 39 Ga. 5; Green v. Southern Express Co., 39 Ga. 20; Jones v. Morgan, 39 Ga. 310, 99 Am. Dec. 458 ; Harris v. Tison, 63 Ga. 629, 36 Am. Rep. 126. Illinois. — Henchey v. Chicago, 41 111. 136. Indiana. — Hanna v. Island Coal Co., 5 Ind. App. 163, 31 N. E. 846. Iowa. — Casar v. Sargeant, 7 la. 317; EUwood v. Wilson, 21 la. 523; Cheshire v. Des Moines City R. Co., 153 la. 88, 133 N. W. 324. Kentucky. — Wood v. Anders, 5 Bush 601; Kowe V. Fogle, 88 Ky. 105, 10 S. W. 426, 2 L.R.A. 708. Maine. — Potter v. Mayo, 3 Me. 34, 14 Am. Dec. 211; Hobson v. Watson, 34 Me. 20, 56 Am. Dec. 632. Massachusetts. — Getchell v. Clark, 5 Mass. 309; Simmons v. Almy, 103 Mass. 33. Michigan. — Parker v. Blighton, 32 Mich. 266. Compare Millard v. Jor- dan, 76 Mich. 131, 42 N. W. 1085. Mississippi. — Mosely v. Jamison, 71 Miss. 456, 14 So. 529. Missouri. — Reynolds v. Clark Coun- ty, 162 Mo. 680, 63 S. W. 382; Alex- ander V. Grand Ave. R. Co., 54 Mo. App. 66. Neiraska. — Lavender v. Atkins, 20 Neb. 206, 29 N. W. 467; Aspinwall V. Sabin, 22 Neb. 73, 34 N. W. 72, 3 Am. St. Rep. 258. New Hampshire.— -Young v. Dear- born, 27 N. H. 327. New Jersey. — Den v. Heister, 17 N. § 456] AMOUNT, ETC. OF COMPENSATION. 805 tlement is forbidden is generally considered to be void as against public policy.' Where a settlement has been so effected the at- torney, in the absence of an express agreement for a fixed fee, can only recover the reasonable value of the services rendered by him down to the date of the settlement.* But the mere fact that a claim sued for is paid directly to the client does not deprive the attorney of his right to compensation ; ' J. L. 438; Weller v. Jersey City, etc., E. Co., 68 N. J. Eq. 659, 6 Ann. Cas. 442, 61 Atl. 459, affirming 66 N. J. Eq. 11, 57 Atl. 730. New York. — Sweet v. Bartlett, 4 Sandf. 661; Pearl v. Robitchek, 2 Daly 138; Sullivan v. O'Keefe, 53 How. Pr. 426; McDowell v. Second Ave. R. Co., 4 Bosw. 670; Lee v. Vacuum Oil Co., 126 N. Y. 579, 27 N. E. 1018; Diamond Soda Water Mfg. Co. V. Hegeman, 74 App. Div. 430, 77 N. Y. S. 417; Publialiers' Printing Co. v. Gillin Printing Co., 16 Misc. 558, 25 Civ. Pro. 327, 38 N. Y. S. 784. North Dakota. — Paulson v. Lyson, 12 N. D. 354, 1 Ann. Cas. 245, 97 N. W. 533. South Carolina. — Miller v. Newell, 20 S. C. 123, 47 Am. Rep. 833. South Dakota. — Grantz v. Dead- wood Terra Min. Co., 17 S. D. 61, 95 N. W. 277. Tennessee. — Johnson v. Story, 1 Lea 114; Yoakley v. Hawley, 5 Lea 673; Stephens v. Nashville, etc., R. Co., 10 Lea 448; Sharpe v. Allen, 11 Lea 518; Covington v. Bass. 88 Tenn. 496, 12 S. W. 1033. Compare Pleasants v. Kortrecht, 5 Heisk. 694. Vermont. — Foot v. Tewkabury, 2 Vt. 97; Hutchinson v. Howard, 15 Vt. 544; Hooper v. Welch, 43 Vt. 169, 5 Am. Rep. 267. Wisconsin. — Kusterer v. Beaver Dam, 56 Wis. 471, 14 N. W. 617, 43 Am. Rep. 725. 6 See supra, §§ 390, 435. It is universally considered that the interests of justice are best sub- served by allowing parties to litiga- tion full liberty to compromise and settle it at any time during its pen- dency, without interference by third persons, when the whole legal and equitable title to the cause of action rests in the plaintiff, and the sole responsibility to answer to the plain- tiff's claim rests upon the defendant. Weller v. Jersey City, etc., R. Co., 08 N. J. Eq. 659, 6 Ann. Cas. 442, 61 Atl. 459, affirming 66 N. J. Eq. 11, 57 Atl. 730. 6 Colorado. — Webster v. Rhodes, 49 Colo. 203, 112 Pac. 324. Illinois. — Pratt v. Kerns, 123 111. App. 86. Iowa. — Ellwood v. Wilson, 21 la. 523. Kentucky, — Bowser v. Patrick, 65 S. W. 824, 23 Ky. L. Rep. 1578. Maryland. — Western Union TeL Co. V. Semmes, 73 Md. 9, 20 Atl. 127. Michigan. — Millard v. Jordan, 7ft Mich. 131, 42 N. W. 1085. Montana. — Harris v. Root, 28 Mont. 159, 72 Pac. 429. Neiv York. — Carey v. Gnant, 59 Barb. 574; Haire v. Hughes, 127 App. Div. 530, 111 N. Y. S. 892, affirmed 197 N. Y. 514, 90 N. E. 1159. 7 Pierce v. Parker, 121 Mass. 403; Whittle V. Tompkins, 94 S. C. 237, 77 S. E. 929. 806 AMOUNT, ETC. OF OOMPENSATIOH-. [§ 457 and where an attorney is employed, for a certain sum, to transact a particular piece of business, or conduct litigation, for his client, he will be entitled to the sum agreed upon as well when the client prevents performance by taking the matter into his own hands and settling it, as when the attorney conducts the business to its termi- nation.' Thus in a suit for the specific performance of a contract to convey land, made in consideration of the personal services of an attorney at law, it was held that the contract might be enforced in full, though a compromise of the suit for which the attorney was retained had been made by the client.* It has also been held that a client who has placed a claim in the hands of an attorney for collection, and who makes a settlement of any kind of such claim with his debtor, without consulting his attorney and obtaining his consent to the settlement, will be pre- sumed to have collected the claim in full, or to have received such a settlement as was as satisfactory to him as payment in full.'" Under a California statute it has been held that while there is an attorney of record, no stipulation as to the conduct or dis- posal of the action should be entertained by the court unless the same is signed or assented to by such attorney. This rule is con- sidered, in that jurisdiction, to be not only indispensable to the orderly conduct of litigation, but likewise a safeguard to the client." § 457. Rule where Compensation Is Dependent on Suc- cess. — The right of a client to settle his legal controversies may be exercised as well where he has retained counsel whose compen- sation depends on the successful outcome of business undertaken,'^ 8 Coker v. Oliver, 4 Ga. App. 728, H Boca, etc., R. Co. v. Lassen Coun- 62 S. E. 483; Cordes v. Bailey, 39 ty Superior Ct., 150 Cal. 153, 88 Pac. Ind. App. 83, 78 N. E. 678, 1060; 718. Reynolds v. Clark County, 162 Mo. 18 United States. — ^Ronald v. Mu- 680, 63 S. W. 382; In re Fernbacher, tual Reserve Fund L. Assoc, 30 Fed. 18 Abb. N. Cas. (N. Y.) 1. 228; Such v. New York State Bank, As to compensation generally, where 121 Fed. 202; DuBols v. New York, performance is prevented by the 134 Fed. 570, 69 C. C. A. 112; Silver- clifent, see supra §§ 450-455. man i'. Pennsylvania R. Co., 141 Fed. 9 Allcorn r. Butler, 9 Tex. 56. 382 ; New York Phonograph Co. i'. 10 Coker v. Oliver, 4 Ga. App. 728, Edison Phonograph Co., 150 Fed. 233; 62 S. E. 483. Carver v. U. S., 7 Ct. CI. 499. §■ 457] AMOUNT, ETC. OF COMPENSATIOIir. 807 as where no such contingency exists ; " and it is immaterial that the client contracted not to settle the controversy without the at- torney's consent.** In some jurisdictions, however, this rule is somewhat restricted; thus in California no stipulation as to the conduct or disposal of a pending action will be entertained hy the court unless the same is signed or assented to by the attorney of record.** As to the amount of compensation to which the attorney is en- titled where the client thus effects a settlement, there is a conflict of opinion. The general rule, however, is that there can be no recovery under the contract,*' and that the attorney is confined to the reasonable value of the services rendered by him down to the time of settlement," which, as a rule, is based on the amount Kentucky. — Henry v. Vance, 11] Ky. 72, 63 S. W. 273; Koot v. Me- Ilvaine, 56 S. W. 498, 22 Ky. L. Rep. 7; Joseph v. Lapp, 78 S. W. 1119, 25 Ky. L. Rep. 1875. Minnesota. — Anderson v. Itasca Lumber Co., 86 Minn. 480, 91 N. W. 12, 291. Missouri. — Alexander v. Grand Ave. R. Co., 54 Mo. App. 66; Ilurr V. Metropolitan St. R. Co., 141 Mo. App. 217, 124 S. W. 1057. New York. — Wright v. Wright, 70 N. Y. 96; Coughlin v. New York Cent., etc., R. Co., 71 N. Y. 443, 27 Am. Rep. 75, reversing 8 Hun 136; In re Snyder, 190 N. Y. 66, 13 Ann. Cas. 441, 82 N. E. 742, 123 Am. St. Rep. 533, 14 L.R.A.(N.S.) 1101; Bryant v. Brooklyn Heights R. Co., 64 App. Div. 542, 72 N. Y. S. 308; Johnson v. Eavitch, 113 App. Div. 810, 99 N. Y. S. 1059; Haire v. Hughes, 127 App. Div. 530, 111 N. Y. S. 892. See also Matter of Goodale, 58 Misc. 182, 108 N. Y. S. 949. Com- pare In re Fernbacher, 18 Abb. N. Cas. 1. Pennsylvania. — Britton v. Base, 23 Pittsb. Leg. J. N. S. 181. 18 See the preceding section. 14 See supra, §§ 390, 435. 15 Toy t\ Haskell, 128 Cal. 558, 61 Pac. 89, 79 Am. St. Rep. 70; Boca, etc., R. Co. V. Lassen County Super- ior Ct., 150 Cal. 153, 88 Pac. 718. 16 Indiana. — French v. Cunningham, 149 Ind. 632, 49 N. E. 797. Kentucky. — Campbell v. Kincaid, 3 T. B. Mon. 68. Maryland. — Semmes V. Western Union Tel. Co., 73 Md. 9, 20 Atl. 127. Montana. — Harris v. Root, 28 Mont. 159, 72 Pac. 429. New York. — Mills v. Fox, 4 E. D. Smith 220; Bittiner v. Gomprecht, 28 Misc. 218, 29 Civ. Proc. 300, 58 N. Y. S. 1011. IT United States. — Ryan v. Phila- delphia, etc.. Coal, etc., Co., 189 Fed. 253. Illvnois. — Pratt v. Kerns, 123 111. App. 86. Maryland. — Semmes v. Western Union Tel. Co., 73 Md. 9, 20 Atl. 1 27. Missouri. — Duke v. Harjrer, 8 Mo. App. 296. Montana. — Harris v. Root, 28 Mont. 159, 72 Pac. 429. 808 AMOUNT, ETC. OF COMPENSATION. [§ 457 for •which the settlement was made.^' Thus where the attorney contracts for a certain percentage of the recovery, he will be en- titled to that percentage of the amount paid to his client in satis- faction of the claim ; ** but where the defendant agrees to pay the fees of the plaintiff's attorney, in addition to the sum paid in Nevada. — Quint v. Ophir Silver Min. Co., 4 Nev. 304. New York. — In re Snyder, 190 N. Y. 66, 13 Ann. Cas. 441, 82 N. E. 742, 123 Am. St. Eep. 533, 14 L.R.A. (N.S.) 1101. Amount Paid to Associate Counsel. — Where an attorney, prosecuting an action on a contingent fee basis, re- tained associate counsel to assist him, the question of the counsel's right to payment is a matter resting be- tween him and the attorney, and is only material to the court, in de- termining the amount the attorney should receive out of a settlement, as a guide to the value of the services rendered by the attorney in the en- tire action. Ryan v. Philadelphia & Reading Coal & Iron Co., 189 Fed. 253. 18 Arkansas. — Bush v. Prescott, etc., R. Co., 83 Ark. 210, 103 S. W. 176. Colorado. — Bogert v. Adams, 8 Colo. App. 185, 45 Pac. 235. Kentucky. — Schmitz v. South Cov- ington, etc., St. R. Co., 131 Ky. 207, 18 Ann. Cas. 1114, 114 S. W. 1197, 22 L.R.A.(N.S.) 776. Missouri. — Duke v. Harper, 8 Mo. App. 296; Hurr v. Metropolitan St. R. Co., 141 Mo. App. 217, 124 S. W. 1057. Nevada. — Quint v. Ophir Silver Min. Co., 4 Nev. 304. New York. — Pilkington v. Brook- lyn Heights R. Co., 49 App. Div. 22, 30 Civ. Pro. 276, 63 N. Y. S. 211. Invalid Contract. — ^A contract for a contingent fee which is invalid be- cause of a stipulation forbidding set- tlement which affects the entire con- tract, does not bind either party as to the amount of the fees fixed there- in ; but the attorney may recover rea- sonable compensation. In re Snyder, 190 N. Y. 66, 13 Ann. Cas. 441, 82 N. E. 742, 123 Am. St. Rep. 533, 14 L.R.A.(N.S.) 1101. See also supra, § 438. i^Ioica. — Ellwood v. Wilson, 21 la. 523; Rickel v. Chicago, etc., R. Co., 112 la. 148, 83 N. W. 957. Kentucky. — Schmitz v. South Cov- ington, etc., St. R. Co., 131 Ky. 207, 18 Ann. Cas. 1114, 114 S. W. 1197, 22 L.R.A.(N.S.) 776. Missouri. — Wait v. Atchison, T. & S. F. R. Co., 204 Mo. 491, 103 S. W. 60; Curtis v. Metropolitan St. R. Co., 118 Mo. App. 341, 94 S. W. 762; Boyle V. Metropolitan St. R. Co., 134 Mo. App. 71, 114 S. W. 558; Hurr V. Metropolitan St. R. Co., 141 Mo. App. 217, 124 S. W. 1057; United Railways Co. v. O'Con- nor, 153 Mo. App. 128, 132 S. W. 262. Compare Duke v. Harper, 8 Mo. App. 296; Cosgrove v. Burton, 104 Mo. App. 698, 78 S. W. 667. New York. — ^Marsh v. Holbrook, 3 Abb. App. Dec. 176; Pilkington v. Brooklyn Heights E. Co., 49 App. Div. 22, 63 N. Y. S. 211; Neu v. Brooklyn Heights R. Co., 113 App. Div. 446, 99 N. Y. S. 290; Sullivan V. McCann, 124 App Div. 126, 108 N. Y. S. 909. § 457] AMOUNT, ETC. OF COMPENSATION. 809 settlement of the action, then the basis of reckoning is the sum paid the client plus the attorney's fee; for instance, if the attor- ney was to receive one third of the recovery, the sum paid to the client would be deemed to be two thirds of the amount of the set- tlement, and, therefore, the attorney would be entitled to an amount equivalent to one half, and not one third, of the sum paid to the client.*" In some instances, however, the amount for which the client settles is not the basis on which the attorney's compensation is com- puted, especially where the value of the subject-matter of the liti- gation may be ascertained with reasonable certainty ; ^ thus where a client sold his interest in lands to his adversary for a nominal sum, after he had entered into a contract with an attorney to con- vey to him a certain part thereof if he succeeded in securing the lands by litigation, it was held that the attorney was not bound by the contract, but might recover the reasonable value of his serv- ices.* And where the client takes property in settlement, or in part settlement, of his claim, the attorney is entitled to have his fee, when fixed at a percentage of the recovery, computed on the 20 Curtis V. Metropolitan St. R. the unperformed part of tlie labor, Co., 125 Mo. App. 369, 102 S. W. though the fee as thus estimated may 62; Boyd V. G. W. Chase & Son Mer- exceed the amount paid by defendant cantile Co., 135 Mo. App. 115, 115 to plaintiff. Bowser v. Patrick. 65 S. W. 1052. See also Crosby v. S. W. 824, 23 Ky. L. Rep. 1578. Hatch, (la.) 135 N. W. 1079. But Where an attorney, having a con- see Schmitz V. South Covington, etc., tract with his client for forty per cent R. Co., 131 Ky. 207, 18 Ann. Cas. of the cause of action, served defend- 1114, 114 S. W. 1197, 22 L.R.A.{N.S.) ant with notice of such contract in 776 {apparently contra). accordance with the statute creating 1 Where the plaintiff compromises attorney's liens, defendant could not with the defendant, and the defend- bind plaintiff by a settlement con- ant, as consideration for the dismissal tract with the client, to which plain- of the action, pays plaintiff a certain tiff was not a party, in which defend- amount, and, in addition thereto, as- ant attempted to limit plaintiff's sumes the payment of the fee of plain- fee to forty per cent of the amount tiff's attorney and the costs of the paid the claimant. Boyd v. G. W. action, the measure of defendant's Chase & Son Mercantile Co., 135 Mo. liability to the attorney is the reason- App. 115, 115 S. W. 1052. able fee of the attorney, allowed at 2 Duke v. Harper, 8 Mo. App. 296. the contract price, abated by such See to the same effect Millard v. sum as is reasonably represented by Jordan, 76 Mich. 131, 42 N. W. 1085. 810 AMOUNT, ETC. OF COMPENSATIOII. [§ 458 fair value of the property, without regard to the price at which it was taken.' So, in an action against a city on its bonds, brought by an attorney whose fee was contingent upon the recovery of the full amount, a settlement by the plaintiif for less than the face value of the recovery was held to be a waiver of the right to insist on the collection of the full amount of the bonds, as a prerequisite to the attorney's right to the compensation provided for in the con- tract.* And where, owing to the efforts of his attorney, the client receives in settlement as much or more than he would have re- ceived from the successful outcome of the litigation, the attorney will be entitled to the price fixed by the contract.* In Texas it has been held that where the attorney contracts with his client for a contingent fee, and the client compromises the suit without the at- torney's consent, the attorney will be entitled to recover the whole amount of the fee in like manner as if the contingency, upon which the payment of the fee was made to depend, had transpired.* It has also been held in that jurisdiction that a contract whereby an interest, equivalent to a certain percentage of the sum to be recovered, is assigned to the attorney, authorizes him to maintain the action in the name of his client,'' and, therefore, that a settle- ment by the client can only be effective to the extent of the un- assigned portion of the claim sued upon.' This, however, is but a general rule. Cases may, and undoubtedly do, present them- selves in which the attorney would not be permitted to control the suit so as to prevent a compromise ; or, in other words, where the attorney would not be permitted to continue the litigation to the injury of the client.' § 458. Fraudulent Settlements. — The right of litigants to settle their controversies amicably, and without the interference of counsel or other persons,'" does not justify them in perpetrat- s Barcus v. Gates, 130 Fed. 364, o/- 6 Hill v. Cunningham, 25 Tex. 25. iirmed 136 Fed. 184, 69 C. C. A. 200; T Texas Cent. R. Co. v. Andrews, Coker v. Oliver, 4 Ga. App. 728, 62 28 Tex. Civ. App. 477, 67 S. W. 923. S. E. 483. 8 Texas Cent. R. Co. w. Andrews, iLarned v. Dubuque, 86 la. 166, 28 Tex. Civ. App. 477, 67 S. W. 023. 53 N. W. 105. 9 Hill v. Cunningham, 25 Tex. 25. 6 Webster v. Rhodes, 49 Colo. 203, 1" See the two preceding sections. 112 Pac. 324. § 459] AMOUNT, ETC. OF COMPENSATION. 811 ing a fraud upon their attorneys.*^ The rule that courts look with favor upon a compromise and settlement made by the par- ties to a suit, to prevent the vexation and expense of further litiga- tion, only applies where all the rights and interests of all of the parties concerned, both legal and equitable, have been respected and observed in good faith. ^* Where the parties negotiate a set- tlement for the purpose of defrauding the attorney in the collec- tion of his fees, the court will grant such relief as the circum- stances of the case may warrant. The usual practice is to set aside the dismissal, discontinuance, satisfaction, or other proceeding whereby the action has been disposed of.^' In some jurisdictions the court will permit the attorney to continue the cause, in the name of his client, to determine and satisfy his claim. ^* § 459. Settlement Provided for in Contract. — In some in- stances the contract fixes the amount which the attorney is to re- ceive in the event of a settlement, either with or without his con- sent, and, in such cases, the fee so stipulated must, of course, be paid on the settlement of the cause. ^^ But the payment of a cer- tain sum merely for the purpose of terminating the litigation and disposing of the annoyance caused by its prosecution, is not a "settlement or recovery." '* So, where a creditor left a claim with 11 Potter V. Ajax Min. Co., 22 Utah set aside at the instance of plaintiff's 273, 61 Pac. 999. attorneys, employed by the assignor, 12 Weeks v. Wayne Circuit Judges, the beneficial, though not the nomi- 73 Mich. 256, 41 N. W. 269. See nal, plaintiff, to permit them to en- also Read v. Dupper, 6 T. E. (Eng.) force their claim for services, where 361; Louisville, etc., R. Co. u. Wilson, their rights in collecting their com- 138 U. S. 507, 11 S. Ct. 405, 34 U. pensation from the assignor were not S. (L. ed.) 1025. prejudiced. In re Goodale, 58 Misc. 13 Bush V. Prescott, etc., R. Co., 182, 108 N. Y. S. 949. 83 Ark. 210, 103 S. W. 176; Whit- 14 Potter v. Ajax Min. Co., 22 Utah taker v. New York, etc., R. Co., 54 273, 61 Pac. 999. Super. Ct. 8, 3 N. Y. St. Rep. 537; "Elliott v. Rubel, 132 111. 9, 23 Potter V. Ajax Min. Co., 22 Utah 273, N. E. 400, reversing 30 111. App. 62. 61 Pac. 999. See also Rickel v. Chicago, etc., R. But where a. cause of action is as- Co., 112 la. 148, 83 N. W. 957. And signed and then settled by the as- see supra, § 439. signee, and the judgment in the ac- 18 Randel v. Vanderbilt, 75 App. tion satisfied on settlement by the Div. 313, 78 N. Y. S. 124, affirmed assignee, the satisfaction will not be 180 N. Y. 547, 73 N. E. 1131. 812 AMOUNT, ETC. OF COMPENSATION. [§ 460 a lawyer for collection, and, among other things, agreed that, in case he should himself "settle, compromise, or receive, or in any way dispose of, the claim," the attorney should be allowed twenty- five per cent, it was held that the mere taking by the creditor of the debtor's note, without security or payment, did not entitle the attorney to his commission." § 460. Liability of Adverse Party. — The mere fact that the client and his opponent adjust their diiferences without the con- sent of counsel does not, as a general rule, impose any liability on the adverse party for the payment of his opponent's counsel fees.^' The defendant will be liable, however, where he agrees to pay such fees as a part of the settlement; and such liability may be enforced against him.^^ Such an agreement, though, will not exonerate the client.^" In some jurisdictions the attorney may in- tervene in the suit and continue it for his own protection,* but, in such cases, it seems that the attorney must establish the original cause of action.* In Arkansas it is provided by statute that in the event of the compromise of a suit after the same has been filed, where the fees of the attorney for the plaintiff or the defendant are contingent, the attorney for the party receiving a consideration for the compromise shall be entitled to sue both the plaintiff and the defendant for a reasonable fee to be fixed by the court or jury trying the case.' So, also, the adverse party will be liable for his opponent's counsel fees where, under the local law, such counsel n Mills V. Fox, 4 E. D. Smitli (N. 96 Tex. 295, 72 S. W. 166, affirming Y.) 220. 30 Tex. Civ. App. 161, 70 S. W. 96; 18 Grossman v. Smith, 116 App. Texas Cent. R. Co. v. Andrews, 28 Div. 791, 102 N. Y. S. 18. Tex. Civ. App. 477, 67 S. W. 923; 19 Boyd V. G. W. Chase, etc., Mer- Potter v. Ajax Min. Co., 22 Utah 273, cantile Co., 135 Mo. App. 115, 115 61 Pac. 999. S. W. 1052; Pilkington v. Brooklyn 2 Swift v. Register, 97 Ga. 446, 25 Heights R. Co., 49 App. Div. 22, 63 S. E. 315; Merchants' Nat. Bank v. N. Y. S. 211; Neu u. Brooklyn Heights Eustis, 8 Tex. Civ. App. 350, 28 S. R. Co., 113 App. Div. 446, 99 N. Y. W. 227; Wilbur v. Lane, 53 Tex. Civ. S. 290. App. 249, 115 S. W. 298 ; Lynch V. aoSafford v. Carroll, 23 La. Ann. Munson, (Tex.) 59 S. W. 603. 382. SBush V. Prescott, etc., R. Co., 83 1 Galveston, etc., R. Co. v. Ginther, Ark. 210, 103 S. W. 176. § 461] AMOUNT, ETC. OF COMPENSATION. 813 is entitled to a lien for his fees ; * this subject will be considered more fully in connection with the general treatment of attorney's liens.* On Appointment to Serve Poor Persons. § 461. In General. — Consideration has been given heretofore to the power of the court to appoint counsel to serve indigent per- sons/ and to the right of counsel to compensation therefor/ and also to the right of attorneys to assist such persons in their litiga- tion, without pay, irrespective of an appointment by the court.' This section, therefore, will be confined to a discussion of the amount of compensation allowed for the defense of indigent pris- oners under statutory authority. Notwithstanding some early de- cisions to the contrary,' it is now well settled that the justification for allowing compensation for the defense of indigent prisoners must be found in the local statutes ; the amount fixed by such stat- utes, therefore, govern the courts in this respect.^" The usual pro- vision, in such cases, is that the attorney shall be allowed a reason- able fee to be fixed by the court, not exceeding a sum specified. Such provisions have been declared to be constitutional.'^' An old Alabama statute allows counsel one half of the compensation al- lowed by law to solicitors.'^ The Colorado statute provides for an allowance of a counsel fee not to exceed twenty dollars in all cases where the defendant is indicted for a misdemeanor ; in all cases of felony punished by imprisonment, the counsel fee is not to exceed thirty dollars ; and in felonies punishable by death, the fee is not 4 Curtis V. Metropolitan St. R. Co., 5 See infra, §§ 640-645. 125 Mo. App. 369, 102 S. W. 62, fol- e See supra, §§ 86, 87. Inunng Curtis v. Metropolitan St. K. 7 See supra, §§ 410-412. Co., 118 Mo. App. 341, 94 S. W. 762; 8 See supra, § 393. Boyle V. Metropolitan St. R. Co., 134 9 See supra, §§ 410, 411. Mo. App. 71, 114 S. W. 558 ; Boyd W See the codes and general laws V. G. W. Chase, etc.. Mercantile Co., of the various jurisdictions. 135 Mo. App. 115, 115 S. W. 1052; H Samuels v. Dubuque County, 13 Carter v. Chicago, etc., R. Co., 136 la. 536. Mo. App. 719, 119 S. W. 35; Hurr 18 Commissioners' Ct. v. Turner, 45 V. Metropolitan St. R. Co., 141 Mo. Ala. 199. App. 217, 124 S. W. 1057; Whittaker As to the fees allowed to solicitors, V. New York, etc., R. Co., 54 Super, see Ala. Code (1907), § 6633. Ct. 8, 3 N. Y. St. Rep. 537. 814 AMOUNT, ETC. OF COMPENSATION. [§ 461 to exceed fifty dollars.^' In Indiana reasonable compensation is allowed.^* The Iowa code provides that an attorney appointed by the court to defend a person indicted for homicide, or any offense the punishment of which may be life imprisonment, shall receive a fee of twenty dollars per day for the time actually occupied in court in the trial. If the prosecution be for any other felony, he shall receive the sum of ten dollars in full for services.^* In Maine, under statute, the court is authorized to allow reasonable compensation to counsel for the defense of indigent prisoners.*® Under the Michigan statute the compensation allowed in any one case must not exceed the sum of fifty dollars.*'' And under the Nebraska criminal code the coimsel fees must not exceed one hun- dred dollars excepting in homicide cases.*' The Nevada statute fixes the attorney's compensation at a sum not to exceed fifty dol- lars." The New York Code of Criminal Procedure provides that the court may allow counsel his personal and incidental expenses and also reasonable compensation, not exceeding the sum of five hundred dollars.^" In Ohio counsel are entitled to such compensa- tion as the court may approve in cases of murder in the first or second degree ; in a case of manslaughter, not exceeding one hun- dred dollars, and in other cases of felony, not exceeding fifty dol- lars.* Under the Wisconsin statute the court is authorized to allow a reasonable compensation not to exceed fifteen dollars for each day actually occupied in the trial or proceeding.* In some jurisdic- tions, where several attorneys are appointed, each may be allowed WMills's Ann. Stat. (1891), § 1026. 19 Act of March 5, 1875, p. 142 14 Miami County v. Mowbray, 160 (Cutting's Comp. Laws Ann. 1861- Ind. 10, 66 N. E. 46. 1900), §§ 2455, 2456. See also Washoe 15 Iowa Ann. Code ( 1897 ) , § 5314. County v. Humboldt County, 14 Nev. le Maine Rev. Stats. ( 1903 ) , p. 970. 123. See also Anonymous, 76 Me. 207. 80 N. Y. Code Crim. Pro., § 308. 17 Michigan Comp. Laws (1897), § See also People v. Barone, 161 N. Y. 12,018. See also-Withey v. Osceola 475, 55 N. E. 1091; Matter of Mon- Circuit Judge, 108 Mich. 168, 65 N. fort, 78 App. Div. 567, 79 N. Y. S. W. 668. 765. iSNeD. Comp. Stats. (1899), §7162. l Gen. Code Ohio (1910), § 13,618. See also Boone County v. Armstrong, * Wis. Stats. (1898), § 4713. See 23 Neb. 764, 37 N. W. 626; Edmonds also Green Lake County v. Waupaca V. State, 43 Neb. 742, 62 N. W. 199. County, 113 Wis. 425, 89 N. W. 549. § 461] AMOUJfT, ETC. OF COMPENSATION. 8U a reasonable compensation for his services,* the total of which, however, must not exceed the statutory maximum.* So, where sev- eral defendants are indicted and tried jointly, it seems that but one counsel fee will be allowed ; * but where the defendants are tried Separately it has been held that a reasonable counsel fee may be allowed for each trial,* even though the aggregate amount thereof may exceed the statutory allowance.'' Where more than one trial is necessary in any one case, it seems that the attorney may be al- 3 Gordon v. Dearborn County, 52 Ind. 322; People v. Heiselbetz, 26 Misc. 100, 5 N. Y. Ann. Cas. 165, 13 N. y. Crim. 470, 55 N. Y. S. 4. * Anonymous, 76 Me. 207. In People v. Heiselbetz, 30 App. Div. 199, 13 N. Y. Crim. 223, 5J N. Y. S. 685, it was said that "the real question is whether the legislature Intended to limit the aggregate amount to be allowed to counsel ; and I think it was the manifest intention of that body to limit it to the sum of five hundred dollars regardless of the number of counsel assigned, and also to allow the personal and in- cidental expenses of the counsel. The court may apportion the five hundred dollars between counsel, for the purpose of giving, not adequate com- pensation, but reasonable compensa- tion within the limitation of the stat- ute. It certainly was not in the con- templation of the legislature that an unlimited number of counsel could be assigned, and five hundred dollars set apart for each of them." 5 Under the Colorado statute, which provides that "but one fee shall be al- lowed to counsel in any one case," it was held that, although there were three defendants, counsel was entitled to but one fee. Washington County V. Murray, 45 Colo. 115, 100 Pac. 588. In Maine, it was held that where two or more persons are jointly in- dicted for a, capital offense and, by order of the court, are tried jointly, and, on application therefor, the court assigns separate counsel for each, the presiding judge has authority, under the statute, to allow a sum not exceed- ing one hundred and fifty dollars in all for the services of counsel for any one trial, including services upon ap- peal or upon exceptions before the law court. Anonymous, 76 Me. 207. Compare Clark v. Osceola County, 107 la. 502, 78 N. W. 198, wherein it was held that where an attorney was appointed to defend two prisoners, jointly indicted and tried, there were, in legal effect, two appointments, and that he was entitled to the statutory fee for each. 6 Where two defendants, indicted for murder in the first degree and ar- raigned at the same time, demand and receive separate trials, an at- torney who has been assigned as counsel for each, upon the request of each for such aid, may be allowed by the trial court compensation for his services to each defendant. People V. McElvaney, 36 Misc. 316, 10 N. Y. Ann. Cas. 316, 73 N. Y. S. 639. ''People V. McElvaney, 36 Misc. 316, 30 N. Y. Ann. Cas. 316, 73 N. Y. S. 639. 816 AMOUNT, ETC. OF COMPENSATION. [§ 461 lowed the statutory compensation for each trial.' Under some statutes counsel appointed to defend indigent prisoners are en- titled to additional compensation for services rendered in an ap- pellate court to which the case has been taken for review.' Under the Wisconsin statute it has been held that an attorney appointed by the court to defend indigent persons accused of crime, are not entitled to compensation for the time spent out of court in prepa- 8 Tomlinson v. Monroe County, 134 la. 608, 112 N. W. 100 ; Washoe Coun- ty V. Humboldt County, 34 Nev. 123; People V. Montgomery, 101 App. Div. 338, 19 N. Y. Grim. 117, 91 N. Y. S. 765. The statutory limitation of the amount of counsel fees was intended to apply only to a single trial or a single appeal, and successive allow- ances may be granted upon successive trials by the court at different terms; each allowance, however, must be within the limitation prescribed by the statute. People v. Montgomery, 101 App. Div. 338, 19 N. Y. Crim. 117, 91 N. Y. S. 765. Under the Nevada statute which provides for allowing an attorney ap- pointed by the court to defend a prisoner "such fee as the court may fix, not to exceed fifty dollars,'' it has been held that where the attorney, after a trial of one ease in one county, follows it to another county to which it is removed, and then to the supreme court, he is entitled to a separate fee, not exceeding fifty dollars, for each of the three trials. Washoe County V. Humboldt County, 14 Nev. 123. Compare People v. Coler, 61 App. Div. 538, 10 N. Y. Ann. Gas. 105, 15 N. Y. Crim. 460, 70 N. Y. S. 639, wherein it was held that where one accused of murder pleaded not guilty, and with a specification of insanity thereto, counsel having been assigned by the court to defend him, and com- missioners were appointed, who de- termined him insane, it was error to grant counsel an allowance of five hundred dollars, inasmuch- as the proceeding of the commissioners formed no part of the trial, which, under sections 354, 355, must be by a jury, and such proceedings did not dispose of the action or indictment. 9 Baylies v. Polk County, 58 la. 357, 12 N. W. 311; State v. Behrens, 109 la. 58, 79 N. W. 387; Washoe County V. Humboldt County, 14 Nev. 123; People v. Barone, 161 N. Y. 475, 14 N. Y. Crim. 378, 55 N. E. 1091; People V. Ferraro, 162 N. Y. 545, 57 N. E. 167. Under the Iowa statute which pro- vides that an attorney, appointed to defend a poor person, need not follow the case into the supreme court, but, if he does, he shall receive an en- larged compensation on a scale cor- responding to that fixed by the stat- ute, it was held that an afftdavit to the effect that the attorney "has not directly or indirectly received any compensation for such services from any source" must be filed with the court which made the appointment. The claim, however, should be pre- sented to the board of supervisors for allowance. State v. Behrens, 109 la. 58, 79 N. W. 387. §§ 462, 463] AMOUNT, etc. of compensation. 817 ration for trial. ^^ In 'New York, however, the court may allow counsel his personal and incidental expenses on a verified state- ment thereof ; ^^ but the fees of associate counsel, retained by the attorney assigned to the defense of an indigent prisoner to aid him in gathering testimony, does not constitute "personal and inci- dental expenses," within the meaning of the code.^* Under Bankruptcy Act. § 462. Allowance of Attorney Fees. — The bankruptcy act provides that "the actual and necessary expenses incurred by of- ficers in the administration of estates shall, except where other provisions are made for their payment, be reported in detail, un- der oath, and examined and approved or disapproved by the court. If approved, they shall be paid or allowed out of the estates in which they were incurred." '^ Under the provision counsel fees may be allowed by the referee in bankruptcy,** even without no- tice to creditors,*' for such services as are beneficial to the estate.*® § 463. Fees of Bankrupt's Attorney. — An attorney is en- titled to reasonable compensation for services rendered in aiding the bankrupt to comply with the statutory requirements either in voluntary *'' or involuntary proceedings.*' The statute does not, ic Green Lake County v. Waupaca Rep. 527 ; In re Claussen, 164 Fed. County, 113 Wis. 425, 89 N. W. 549. 300, 21 Am. Bankr. Rep. 34. 11 Matter of Monfort, 78 App. Div. " In re Terrill, 103 Fed. 781, 4 567, 79 N. Y. S. 765. Am. Bankr. Rep. 625. 12 Matter of Waldheimer, 84 App. *' I" r« Michel, 95 Fed. 803, 1 Am. Div. 366, 17 N. Y. Grim. 381, 82 N. ^^^^t^- Eep- 665; In re Woodard, 95 Y g 9jg Fed. 955, 2 Am. Bankr. Rep. 692; In "l3 Bankr. Act, § 62, 30 Stat. 562; 1 '^ ^'°^^' ^^ ^'"^^ ^^^' ^ ^•°- ^^"'"■ Fed. Stat. Ann., p. 678 (Supp. 1912, ^^f ]^V \'\^''^^'^°''' ^''\'^^^- ^ V i-i- ' 854^ 4 ^j^_ Bankr. Rep. 640; In re p. 749). 14 In re Stotts, 93 Fed. 438, 1 Am. Rosenthal, 120 Fed. 848, 9 Am. Bankr. Rep. 626 ; In re Goldville Mfg. Bankr. Rep. 641. ^^^ ^23 Fed. 579, 10 Am. Bankr. Rep. 15 In re Stotts, 93 Fed. 438, 1 Am. ggg. j^ ^e Payne, 151 Fed. 1018, 18 Bankr. Rep. 641. ^m Bankr. Rep. 192; Matter of 16 In re Zier, 142 Fed. 102, 73 C. C. Eschwege, 8 Am. Bankr. Rep. 282; A. 326, 15 Am. Bankr. Rep. 646, o/- Matter of Stratemeyer, 14 Am. Bankr. firming 127 Fed. 399, 11 Am. Bankr. Rep. 120. Attys. at L. Vol. II.— 52. 818 AMOUNT, ETC. OF COMPENSATION'. [§ 463 however, authorize the allowance of fees for all legal work which the attorney may have done for the bankrupt, but only for that which was required by the provisions of the law and the necessi- ties of the proceeding." The statute relates only to services ren- dered after the bankruptcy proceedings are instituted, to aid the bankrupt in performing his duties required by such act, and not to services rendered prior to bankruptcy in order to obtain a com- position of creditors.^" And whether fees claimed by the attor- ney for the bankrupt are allowable depends upon whether the serv- ices rendered were for "cost of administration" — that is, whether as rendered they conduced to the benefit of the estate and its prompt administration.-' As a general rule, the services for which the bankrupt's attorney may be paid out of the estate, as part of the costs of administration, are the preparation and filing of the petition and schedules, and the attendance upon the first meeting of the creditors.* The court may, however, allow counsel fees for services actually rendered in good faith for the purpose of impar- tially administering the estate,' especially where such services are beneficial ; thus where, after the discharge of the bankrupt and his trustee, the attorney, as the result of considerable effort in exam- ining records, etc., discovered additional assets amounting to a con- siderable sum, it was held that he should be allowed a fair remu- neration for the services so rendered.* It has been held, however, as to claims of this character, that the attorney must submit his claim for compensation as a general debt of the estate.^ Wo allowance can be made from the estate to attorneys for services rendered in the matter of the bankrupt's application for a discharge,* or for services on a contested application to confirm a composition,' or for 19 In re Terrill, 103 Fed. 781, 4 Am. lln re Irwin, 17/ Fed. 284, 22 Am. jSankr. Rep. 625; In re Payne, 151 Bankr. Rep. 165, modifying 174 Fed. Fed. 1018, 18 Am. Bankr. Rep. 192. 642, 98 C. C. A. 396. 80 In re Stolp, 199 Fed. 488 ; In re 6 In re Beek, 92 Fed. 889, 1 Am. Marble Products Co., 199 Fed. 668. Bankr. Rep. 535. 1 In re Duran Mercantile Co., 199 e In re Brundin, 112 Fed. 306, 7 Fed. 961. Am. Bankr. Rep. 296; In re Gillar- 2 Matter of Meis, 18 Am. Bankr. don, 187 Fed. 289; In re Duran Mer- Eep. 104. cantile Co., 199 Fed. 961. s In re Rosenthal, 120 Fed. 848, 9 '"> In re Fogarty, 187 Fed. 773, 109 Am. Bankr. Rep. 626. C. C. A. 621. § 464] AMOUNT, ETC. OF COMPENSATION. 819 claiming the bankrupt's exemptions,' or for services which tend to defeat and delay the proceedings,' as, for instance, in resisting the adjudication.^" So, where the attorney has been paid before the bankruptcy, whether by the bankrupt or another person, a suffi- cient compensation for his services, no further sum will be allowed out of the estate.** § 464. Fees of Attorneys for Trustee and Receiver. — A trustee of a bankrupt, though an attorney, is not bound to per- form legal services, and even if he does he cannot have compensa- tion therefor from the estate.*^ But where he requires legal as- sistance he may employ counsel, and the reasonable fees of such counsel may be allowed as part of the cost of administering the es- tate.*' Thus the fees of counsel employed by the trustee to recover assets of the estate, constitutes a part of the trustee's expenses; sin re Castleberry, 143 Fed. 1018, 16 Am. Bankr. Rep. 159; In re O'Hara, 166 Fed. 384, 21 Am. Bankr. Rep. 508. 9 In re Woodard, 95 Fed. 955, 2 Am. Bankr. Rep. 692 ; In re Zicr, 142 Fed. 102, 73 C. C. A. 326. 10 Randolph v. Scruggs, 190 U. S. 533, 23 S. Ct. 710, 47 U. S. (L. ed.) 1165, 10 Am. Bankr. Rep. 1. "In re O'Connell, 98 Fed. 83, 3 Am. Bankr. Rep. 422; In re Smith, 108 Fed. 39, 5 Am. Bankr. Rep. 559. 12 In re George Halbert Co., 134 Fed. 236, 67 C. C. A. 18, 13 Am. Bankr. Rep. 399; In re McKenna, 137 Fed. 611, 15 Am. Bankr. Rep. 4; In re Felaon, 139 Fed. 275, 15 Am. Bankr. Rep. 185. See also In re Evans, 116 Fed. 909, 8 Am. Bankr. Rep. 730. 18 In re Stotts, 93 Fed. 438, 1 Am. Bankr. Rep. 641; In re Burrus, 97 Fed. 926, 3 Am. Bankr. Rep. 296; In re Rude, 101 Fed. 805, 4 Am. Bankr. Rep. 319; In re Arnett, 112 Fed. 770, 7 Am. Bankr. Rep. 522; In re Lang, 127 Fed. 755, 11 Am. Bankr. Rep. 794; In re Byerly, 128 Fed. 637, 12 Am. Bankr. Rep. 186; In re Talton, 137 Fed. 178, 14 Am. Bankr. Rep. 617; In re McKenna, 137 Fed. 611, 15 Am. Bankr. Rep. 4; Davidson v. Friedman, 140 Fed. 853, 72 C. C. A. 553; In re Dimm, 146 Fed. 402, 17 Am. Bankr. Rep. 119; Page v. Rogers, 149 Fed. 194, 79 C. C. A. 153, 17 Am. Bankr. Rep. 854; In re Mitchell, 1 Am. Bankr. Rep. 687; In re Smith, 2 Am. Bankr. Rep. 648; In re Knight, 5 Am. Bankr. Rep. 560 note; Matter of Burke, 6 Am. Bankr. Rep. 502; Keyes v. McKirrow, 9 Am. Bankr. Rep. 322; Matter of Niman, 14 Am. Bankr. Rep. 515. While the fact that an attorney had acted for the bankrupt may effect the propriety of his employment to act for the trustee, it does not deprive him of the right to compensation for services after he has been so em- ployed. In re Dimm, 146 Fed. 402, 17 Am. Bankr. Rep. 119. 820 AMOiriTT, ETC. OF COMPENSATION. [§ 465 and, as such, a part of the costs and expenses of administration.^* But where the trustee's attorney assumes a position antagonistic to the creditors, as, for instance, where he acts in favor of the bank- rupt, he will be allowed only a nominal sum.''' A receiver in bank- ruptcy is entitled to be reimbursed for the fees of counsel only to the extent that the services rendered by such counsel were for the direct benefit of the estate.'^ Ordinarily, the duties of a statutory receiver for an- alleged bankrupt neither require nor justify the employment of an attorney; and hence, a claim for the services of an attorney so employed is not chargeable per se against the estate where it is predicated alone on the fact of employment and serv- ice rendered.'' § 465. Fees of Attorneys for Creditors. ^ — The statute al- lows "one reasonable attorney's fee, for the professional services actually rendered, irrespective of the number of attorneys em- ployed, to the petitioning creditors in involuntary cases." " The 1* Davidson v. Friedman, 140 Fed. 853, 72 C. C. A. 553; Page v. Rogers, 149 Fed. 194, 79 C. C. A. 153, 17 Am. Bankr. Rep. 854. Claimant Cannot be Compelled to Pay Trustee's Attorney. — Where, on re-examination of the allowance of certain claims against a bankrupt's estate, it was found on sufficient evi- dence that the claims were unsustain- able, it was held that while the ref- eree properly required the claimant to pay the costs of the hearing, he was not authorized to require that the claimant also pay an attorney's fee to the trustee's attorney. In re Rome, 162 Fed. 971, 19 Am. Bankr. Rep. 820. 15 In re Fidler, 172 Fed. 632, 23 Am. Bankr. Rep. 16. 18 In re Zier, 142 Fed. 102, 73 C. C. A. 326, 15 Am. Bankr. Rep. 646; In re Oppenheimer, 146 Fed. 140, 17 Am. Bankr. Rep. 59; In re Ketterer Mfg. Co., 155 Fed. 987, 19 Am. Bankr. Rep. 646; In re Ketterer Mfg. Co., 156 Fed. 719; In re T. E. Hill Co., 159 Fed. 73, 86 C. C. A. 263, 20 Am. Bankr. Rep. 73. Services Not Beneficial. — An at- torney is not entitled to an allowance from the estate in bankruptcy on ac- count of services rendered to a state receiver where, as a whole, his ser- vices cost the estate and general cred- itors several times its amount, in in- creased expenses of administration. In re Zier, 127 Fed. 399, 11 Am. Bankr. Rep. 527. See also Frank v. Dickey, 139 Fed. 744, 71 C. C. A. 562, 15 Am. Bankr. Rep. 155. " In re T. E. Hill Co., 159 Fed. 73, 86 C. C. A. 263, 20 Am. Bankr. Rep. 73. "Bankr. Act, § 64b (3); 30 Stat. L. 563, 1 Fed. Stat. Ann. 683 (Supp. § 465] AMOUNT, ETC. OF COMPENSATION. 821 "one attorney's fee" thus allowed should be equitably divided be- tween attorneys representing two petitions which are filed and con- solidated by order of the court. ^* But the unnecessary filing of a second petition on behalf of creditors who did not join in the first one, does not entitle the attorney for such creditors to a fee for his services ; and this is true even though the first petition is demur- rable, where it is subsequently amended and an adjudication made thereon.^" Nor are attorneys who filed a petition in involuntary bankruptcy for creditors, which was defective and insufficient to warrant an adjudication, which was made on a second petition by other creditors, entitled to an allowance of fees from the estate.* The statute also provides that "where property of the bankrupt, transferred or concealed by him either before or after the filing of the petition, shall have been recovered for the benefit of the estate of the bankrupt by the efforts and at the expense of one or more creditors, the reasonable expenses of such recovery" shall be en- titled to payment out of the bankrupt estate.^ The theory upon which the bankruptcy law authorizes the allowance of fees to the attorneys for petitioning creditors is that such creditors are acting for the joint benefit of themselves and all other unsecured credit- ors who will, by reason of their efforts, share equally with them in the unincumbered assets of the bankrupt.* Thus where one of the creditors of a bankrupt, by his attorney, objects to the allowance of a claim filed by another creditor, the trustee declining to interfere, and upon a contest and trial secures its rejection, thereby saving a 3912, p. 772. See also In re Young, grounds upon which it could legally 142 Fed. 893, 16 Am. Bankr. Rep. be adjudged a bankrupt, and the ad- 106. judication was made on grounds al- ls In re McCracken, 129 Fed. 621, leged in the other, the attorneys in 12 Am. Bankr. Rep. 95; In re Coney the subsequent petition are entitled Island Lumber Co., 199 Fed. 197. to the fee allowed for filing the peti- '20 Frank v. Dickey, 139 Fed. 744, tion and procuring the adjudication. 71 C. C. A. 562, 15 Am. Bankr. Rep. In re Southern Steel Co., 169 Fed. 702, 155. 22 Am. Bankr. Rep. 476. lln re Fischer, 175 Fed. 531, 99 C. 2 Bankr. Act, § 64b (2), 32 Stat. L. C. A. 153, 23 Am. Bankr. Rep. 427. 800, Fed. Stat. Ann. Supp. 1912, p. Thus where two petitions in invol- 771. See also In re Hersey, 171 Fed. untary bankruptcy were filed by dif- 1004, 22 Am. Bankr. Rep. 863. And ferent creditors against a corpora- see infra, § 467. tion, the first of which did not present 8 In re Gillaspie, 190 Fed. 88. 822 AMOUNT, ETC. OF COMPENSATION. [§ 465 considerable sum for distribution among the creditors generally, the attorney for such contesting creditor may be allowed a fee to be paid out of the estate.* Where the property of a bankrupt was turned over to voluntary trustees as agents for creditors in an at- tempt to administer the assets without resort to bankruptcy pro- ceedings, such trustees, in accounting to the trustee in bankruptcy, were entitled to have their attorney's fees allowed, if proper in amount.' The statute does not allow, as a claim against the estate, compensation for the services of attorneys employed by creditors in their own interest.^ Attorneys so employed must look to their clients, not to the bankrupt estate, or to the court, for compensa- tion.'' Neither under the statutory provisions, nor its general equity powers, has the court authority to make an allowance for attorney's services rendered in securing the rejection of improper claims, setting aside alleged priorities, or secviring the appoint- ment of a proper trustee.' But where the defendant, in an action by a trustee in bankruptcy, answered that he had in his hands a sum belonging to the bankrupt, but which was claimed as assignee by his wife, who thereupon intervened, and the only issue tried was between her and the plaintiff, it was held that the defendant, who occupied the position of a mere stakeholder, was entitled to the allowance of a reasonable attorney's fee.® In some instances, however, creditors attorneys' fees have been allowed indirectly; thus where an obligation, by which a bankrupt's indebtedness is evidenced, contains a stipulation for an attorney's fee for the col- 4 In re Little Eiver Lumber Co., 863; In re Allert, 173 Fed. 691, 23 101 Fed. 558, 3 Am. Bankr. Rep. 682. Am. Bankr. Rep. 101; In re Stewart, 5 In re Marble Products Co., 199 178 Fed. 463; Matter of Fletcher, 10 Fed. 668. Am. Bankr. Rep. 398. 8 In re Silverman, 97 Fed. 325, 3 7 In re Evans, 116 Fed. 909, 8 Am. Am. Bankr. Rep. 227; In re Smith, Bankr. Rep. 730. 108 Fed. 39, 5 Am. Bankr. Rep. 559; Sin re Coventry Evans Furniture In re Watkinson, 130 Fed. 218, 12 Co., 171 Fed. 673, 22 Am. Bankr. Rep. Am. Bankr. Rep. 370; In re Worth, 623; In re Stewart, 178 Fed. 463; In 130 Fed. 927, 12 Am. Bankr. Rep. re Madina Quarry Co., 191 Fed. 815, 566; In re Felson, 139 Fed. 275, 15 reversing 182 Fed. 508, 112 C. C. A. Am. Bankr. Rep. 185 ; In re Coventry 329. Evans Furniture Co., 171 Fed. 673, 22 9 Caten v. Bagle Bldg., etc., Assoc, Am. Bankr. Rep. 623; In re Hersey, 177 Fed. 996, 23 Am. Bankr. Rep. 130. 171 Fed. 1004, 22 Am. Bankr. Rep. § 466] AMOUNT, ETC. OF COMPENSATIOH". 823 lection thereof, and the claim has been placed with an attorney for collection prior to bankruptcy, and collection proceedings were ac- tually instituted, so that the attorney's fee was a fixed liability at the time of the filing of the petition in bankruptcy, such fee con- stitutes a provable debt against the estate of the bankrupt, and, as such, is recoverable." Where, however, the obligation has not been given to an attorney to collect, or no effort has been made to realize thereon such as would authorize the collection of the fee as part of the claim, the stipulated fee, in such cases, has not become such a fixed liability as to make it available as a provable debt in bankruptcy." Where judgments were entered against a bankrupt by confession, without suit, and included an allowance for attorney's fees, it was held that the bankrupt was entitled at the first opportunity, when such judgments were presented for allowance as claims against his estate, to object to the allowance of the attorney's fees because no testimony was offered as to the value of the services or the amount of the commissions which should be allowed, and his trustee in bankruptcy was entitled to raise the same objection.** § 466. Fees Must Be Reasonable in All Cases. — Allow- ances to attorneys for services in bankruptcy cases must be made 10 Merchants' Bank v. Thomas, 121 144 Fed. 314, 16 Am. Bankr. Rep. Fed. 306, 57 C. C. A. 374, 10 Am. 454; McCabe c. Patton, 174 Fed. 217, Bankr. Rep. 299; In re Edens Co., 98 C. C. A. 225, 23 Am. Bankr. Rep. 151 Fed. 940, 18 Am. Bankr. Rep. 335; In re V. & M. Lumber Co., 182 643; In re V. & M. Lumber Co., 182 Fed. 231. Fed. 231; In re Torchia, 185 Fed. But in In re Ferreri, 188 Fed. 675, 576. See also In re Wendel, 152 Fed. it was held that where a mortgage 672, 18 Am. Bankr. Rep. 665; In re executed by a bankrupt provided for Ferreri, 188 Fed. 675. the payment of the attorney's fees of 11 In re Roche, 301 Fed. 956, 42 C. the mortgagee in case he was re- C. A. 115, 4 Am. Bankr. Rep. 369; In quired to employ counsel, it was held re Garlington, 115 Fed. 999, 8 Am. that the mortgagee was entitled to an Bankr. Rep. 602; In re Keeton, 126 allowance for a. reasonable attorney's Fed. 426, 11 Am. Bankr. Rep. 367; In fee for services required in proving re Keeton, 126 Fed. 429, 11 Am. his claim and lien against the bank- Bankr. Rep. 370; In re Gebhard, 140 rupt's estate. Fed. 571, 15 Am. Bankr. Rep. 381; 13 In re Torchia, 185 Fed. 576. In re T. H. Thompson Milling Co., 824 AMOUNT, ETC. OF COMPENSATION. [§ 467 in view of the clearly disclosed policy of the law to reduce the ex- pense of administering bankrupt estates to the minimum. ^^ The amount of such allowances is largely within the judicial discretion of the bankruptcy court," subject to revision for abuse." The ref- eree in bankruptcy is entitled, and it is his duty, to reduce the amount named for attorney fees if he believes it to be too high.'° While the amount should never be lavish or extravagant, and should always be rigidly scrutinized, it should be reasonable and adequate.^'' It is recognized in bankruptcy, as elsewhere, that it would be unwise, both for creditors and bankrupts, to make the compensation so parsimonious that attorneys of standing and ex- perience would be reluctant to act. The amount of the estate, the complexity of the bankrupt's affairs, the time reasonably devoted to the service, and the standing and experience of counsel, are all proper elements to be taken into consideration in estimating the reasonableness of the fees ; '' and where the services have been im- portant and beneficial to the estate, a liberal compensation should be allowed." § 467. Priority Rights. — The debts to which the bankruptcy act accords priority of payment are (1) the "one reasonable attor- ney's fee" ^^ allowed to the attorneys for petitioning creditors in involuntary proceedings,' and to the bankrupt in involuntary cases while performing the duties prescribed by the act, and, in volun- tary cases, as the court may allow; ^ and (2) the reasonable ex- penses of creditors in recovering property for the benefit of the 13 In re Lang, 127 Fed. 755, 11 Am. 18 In re Christiansen, 175 Fed. 867, Bankr. Eep. 794; In re Christiansen, 23 Am. Bankr. Rep. 710. 175 Fed. 867, 23 Am. Bankr. Rep. 710. W Matter of Berkowitz, 22 Am. 14 In re Carr, 116 Fed. 556, 8 Am. Bankr. Rep. 236. Bankr. Rep. 635; In re Standard Ful- 20 Bankr. Act, § 64b (3) , 30 Stat. L. ler's Earth Co., 186 Fed. 578. 563, 1 Fed. Stat. Ann. 683 (Supp. 15 In re Christianson, 175 Fed. 867, 1912, p. 772). 23 Am. Banlcr. Rep. 710. 1 See supra, § 465. 16 In re Carr, 116 Fed. 556, 8 Am. 8 See supra, § 463. See also In re Bankr. Rep. 635; In re Ferreri, 188 Kross, 96 Fed. 8] 6, 3 Am. Bankr. Fed. 675. Rep. 187; Matter of Hitchcocic, 17 "In re Sully, 142 Fed. 895, 15 Am. Am. Bankr. Rep. 664. Bankr. Rep. 304; Matter of Berko- witz, 22 Am. Bankr. Rep. 236. § 468] AMOUNT, ETC. OF COMPENSATIOIf, 825 estate,* including the fees of counsel whose services were necessary for that purpose.* Attorney's fees earned otherwise are not en- titled to priority under the bankruptcy act ; * but it will be observed that the fees of the attorneys for the trustee and the receiver, being allowed as a part of the administrative expenses of these officers, are, in effect, also accorded priority rights.® Such claims for at- torney's fees as are entitled to priority, rank next after the wages of laborers, and take precedence, subject to tax claims, of all liens on the funds in the hands of the court for distribution.'' § 468. Re-examination of Fees Paid in Contemplation of Bankruptcy. — The bankruptcy act provides : "If a debtor shall, directly or indirectly, in contemplation of the filing of a petition by or against him, pay money or transfer property to an attorney and counselor at law, solicitor in equity, or proctor in admiralty for services to be rendered, the transaction shall be re-examined by the court on petition of the trustee or any creditor, and shall only be held valid to the extent of a reasonable amount to be de- termined by the court, and the excess may be recovered by the trustee for the benefit of the estate." ' This section recognizes the right of a debtor to have the aid and advice of counsel, and, in SBankr. Act, § 64b (2), 32 Stat. L. e See supra, § 464. 800, Fed. Stat. Ann. Supp. 1912, Tin re Erie Lumber Co., 150 Fed. p. 771. 817, 17 Am. Bankr. Eep. 689. 4Seem/ra, § 465. Time of Presenting Claim.— The 5 In re Woodard, 95 Fed. 955, 2 claim of the bankrupt's attorney for Am. Bankr. Rep. 692; In re Lewin, a fee, payable as part of the costs of 103 Fed. 850, 4 Am. Bankr. Eep. 632; administration, does not lose its right In re Carr, 117 Fed. 574, 9 Am. to priority of payment out of the Bankr. Rep. 58; In re Connell, 120 funds on hand at the time it is pre- Fed. 846, 9 Am. Bankr. Rep. 474; In sented, merely because it was not re Rosenthal, 120 Fed. 848, 9 Am. presented until after the declaration Bankr. Rep. 626; Frank v. Dickey, and payment of a first dividend. In 139 Fed. 744, 71 C. C. A. 562, 15 Am. re Scott, 96 Fed. 607, 2 Am. Bankr. Bankr. Rep. 155; In re Zier, 142 Fed. Rep. 324. 102, 73 C. C. A. 326, affirming 127 SBankr. Act, § 60d; 30 Stat. L. Fed. 399, 11 Am. Bankr. Rep. 527; In 562; 1 Fed. Stat. Ann. p. 677 (Supp. re O'Hara, 166 Fed. 384, 21 Am. 1912, p. 747). Bankr. Rep. 508; In re Crave, etc., Co., 183 Fed. 769, 106 C. C. A. 180. 826 AMOUNT, ETC. OF COMPENSATION. [§ 468 corLtemplation of bankruptcy proceedings whicli shall strip him of his property, to make provision for the reasonable compensation of such counsel ; it also recognizes the temptation of a failing debt- or to deal too liberally with his property in employing counsel to protect him in the event of financial reverses and probable failure ; and, in view of these circumstances, makes provision that the bank- ruptcy court administering the estate may, if the trustee or any creditor question the transaction, re-examine it with a view to a determination of its reasonableness.' The statute does not, how- ever, prevent the debtor from paying his attorney a fair remuner- ation for his services, and it is immaterial whether the payment is made at, or after, the time of entering into the professional en- gagement.^" A payment or transfer to counsel is valid to the ex- tent that it is reasonable.*^ The statutory provision is limited, however, to the allowance of reasonable compensation to attorneys for services rendered to the bankrupt prior to and in contempla- tion of the commencement of the bankruptcy proceedings ; it does not cover services rendered in resisting the creditor's petition for an adjudication of bankruptcy.*^ So, a payment made by a bank- rupt to his attorney immediately prior to bankruptcy, for services previously rendered, in so far as the question of its being preferen- tial is concerned, stands upon the same ground as a payment to any other creditor.** The jurisdiction of the bankruptcy court extends to a case where the counsel concerned are nonresidents of the state and district, and even where the transaction occurred, and notice of the proceeding was served, outside the district." A 9 In re Wood, 230 U. S. 246, 28 S. 10 In re Cummins, 196 Fed. 224. Ct. 621, 52 U. S. (L. ed.) 1046, 20 See also Maybin v. Raymond, 15 Nat. Am. Bankr. Rep. 1. And see to the Bankr. Reg. 353, 16 Fed. Cas. No. same effect In re Kross, 96 Fed. 816, 9,338, and Reed v. Mellor, 5 Mo. App. 3 Am. Bankr. Rep. 187; In re Lewin, 567, decided under earlier statutes. 103 Fed. 850, 4 Am. Bankr. Rep. 632; . n In re Wood, 210 U. S. 246, 28 S. Pratt V. Bothe, 130 Fed. 670, 65 C. C. Ct. 621, 52 U. S. (L. ed.) 1036, 20 A. 48, 12 Am. Bankr. Rep. 529; In re Am. Bankr. Rep. 1. Habegger, 139 Fed. 623, 3 Ann. Cas. 12 Pratt v. Bothe, 130 Fed. 670, 65 276, 71 C. C. A. 607, 15 Am. Bankr. C. C. A. 48, 12 Am. Bankr. Rep. 529. Rep. 198; In re Shiebler, 163 Fed. 13 In re Shiebler, 163 Fed. 545, 20 545, 20 Am. Bankr. Rep. 777; Furth Am. Bankr. Rep. 777. And see In re V. Stahl, 205 Pa. St. 439, 55 Atl. 29, Stolp, 199 Fed. 488. 10 Am. Bankr. Rep. 442. U In re Wood, 210 U. S. 246, 28 S. § 469] AMOUNT, ETC. OF COMPENSATION. 827 state court has no jurisdiction in this respect." Proceedings to test the propriety and reasonableness of payments to an attorney for services rendered before the payment, as well as those to be rendered in the bankruptcy proceeding itself, may be taken in the bankruptcy court in the form of a motion to fix the allowance, and for an order directing the return of the balance.** Such notice, by mail or otherwise, as the court shall direct, of the proceeding so taken, is sufficient, provided the attorney is given an opportunity to appear and contest the motion." These proceedings do not in- fringe the constitutional right of trial by jury.** Apportionment of Fees. § 469. Generally. — Attorneys who jointly undertake to de- fend a lawsuit are, for all practical purposes at least, special or limited partners in respect to the matter so undertaken,** and, in the absence of any agreement to the contrary, they are entitled to share equally in the compensation.^" ^Neither can charge the other for extra services,* and mere neglect by one of them to discharge his duties will not be an abandonment of the contract, nor extin- ct. 621, 52 U. S. (L. ed.) 104G, 20 the exercise of ancillary jurisdiction. Am. Bankr. Rep. 1. 15 In re Wood, 210 U. S. 246, 28 S. Ancilla/ri/ Jurisdiction. — It has Ct. 621, 52 U. S. (L. ed.) 1046, 20 been held that a trustee in bank- Am. Bankr. Rep. 1; Swartz v. Frank, ruptcy cannot maintain a plenary 183 Mo. 439, 82 S. W. 60. suit in a court of bankruptcy to re- 16 In re Shiebler, 163 Fed. 545, 20 cover, in another jurisdiction, exces- Am. Bankr. Rep. 777. sive payments or transfers to counsel n In re Wood, 210 U. S. 240, 28 S. made by a bankrupt, in contempla- Ct. 621, 52 U. S. (L. ed.) 1046, 20 Am. tion of bankruptcy proceedings, for Bankr. Rep. 1. services to be rendered, where that 18 In re Wood, 210 U. S. 246, 28 S. court has made no order in the pro- Ct. 62], 52 U. S. (L. ed.) 1046, 20 Am. ceeding authorized by section 60d to Bankr. Rep. 1. re-examine and reduce such payments 19 Henry v. Bassett, 75 Mo. 89 ; or transfers. In re Wood, 210 U. S. Senneff v. Healy, (la.) 135 N. W. 27. 248, 28 S. Ct. 621, 52 U. S. (L. ed.) 20 Senneff v. Healy, (la.) 135 N. W. 1046, 20 Am. Bankr. Rep. 1. 27; Henry v. Bassett, 75 Mo. 89. See But see section 2 (20) of the bank- also Hurst v. Durnell, 1 Wash. 438, ruptcy act (Fed. Stat. Ann. Supp. 12 Fed. Cas. No. 6,928; Matter of 1912, p. 480), which was added by Lockman, 4 Abb. N. Cas. (N. Y.) 173. the amendment of 1910, providing for 1 Henry v. Bassett, 75 Mo. 89. 828 AMOUNT, ETC. OF COMPENSATION. [§ 469 guish his claim to the proceeds,* Thus where the heirs of a de- cedent agreed in writing to the employment of two attorneys, to whom the management of litigation in which the estate was in- volved should be given, and who were to receive for their services twenty-five per cent of the amount realized for the estate, and one of the attorneys selected declined to act, and another attorney was employed by the heirs with the knowledge of the administrator to assist in the litigation, and, although the attorney thus retained acted in conjunction with the first attorney, he had no knowledge of the agreement for compensation until after the litigation was finished, it was held that an allowance of twelve and one-half per cent to each attorney was correct.* Where, however, two or more attorneys are severally employed by one litigant they are not part- ners in any sense, nor should their compensation be apportioned on a partnership basis.* Each of such attorneys may contract for his compensation independently of the other ; * and, in the absence of such a contract, each is entitled to the reasonable value of his in- dividual services,^ and not to one-half of the value for the services of both attorneys.' Thus in an action by one of several attorneys for fees for professional services rendered in a case in which he stood on an equal footing with the other attorneys, and did such work as was necessary to be done by him, the court will not un- dertake to accurately separate the services performed by each counsel, but will determine from all the facts and circumstances what is the fair value of the services sued for.' So, a statute '2 Henry v. Bassett, 75 Mo. 89. But be treated as partners, and therefore see Johnson v. Bright, 15 111. 464. entitled to share equally in a gross 3 In re McGee, 205 Pa. St. 590, 55 sum to be awarded to the partnership Atl. 776. — an error which may have seriously 4Glidden v. Cowen, 123 Fed. 48, 59 disturbed in the sequel the propor- C. C. A. 172, wherein it was said: tionate sums which are to be allowed "This was the common ease of the to counsel." employment of several counsel, not 6 See supra, § 444. otherwise associated, in a case with- 6 MacDonald v. Tittmann, 96 Mo. out any agreement except that im- App. 536, 70 S. W. 502. plied to pay them each such sum as 7 MacDonald v. Tittmann, 96 Mo. their services should reasonably de- App. 536, 70 S. W. 502. serve. The master was clearly in er- 8 Eakin v. Peeples Hotel Co., ror in adopting the theory proposed (Tenn.) 54 S. W. 87. to him that those counselors should § 470] AMOUNT, ETC. OF COMPENSATION. 829 which permits the apportionment of solicitor's fees among those interested in certain cases applies only to amicable proceedings, not to snits where parties employ counsel to protect their special adverse interests.^ § 470. Under Agreement for Division of Fees. — While an attorney has no implied power to retain associate counsel at his client's expense,^" he may, at least in the absence of objection by the client, employ such aid on his own responsibility, and may agree with the counsel so employed as to a division of the fees. Agreements of this character, being neither contrary to public pol- icy nor good morals,^^ may be enforced by action,^^ though not by summary proceedings.*' Thus where an attorney contracted with the heirs of certain lands, adversely held, to proceed for the recov- ery thereof at his own expense in consideration of a certain interest therein, and, during the litigation, assigned part of his interest to attorneys and others assisting him, and, after the property was re- covered, it was sold in partition proceedings, and was bought and conveyed to a trustee for the mutual benefit of the heirs, their at- torneys and others, it was held that this was a conclusive recog- nition of the interests of the attorney and his assignees, and that the heirs were estopped from questioning the validity of the origi- nal contract.** Where a warrant was issued by a county to an at- torney for services performed under a contract made by him and another attorney, and the latter procured an injunction designed to annul and cancel the warrant, and, in order to obtain the benefit of the warrant, the attorney to whom it was issued was compelled to defend the injunction suits and expend money in the defense thereof, it was held that the expenditures made in the injunction suit should have been allowed against the attorney who instituted sCowdrey v. Hitchcock, 103 111. mem., 5 N. Y. S. 809; Aycock v. 262. Baker, (Tex.) 60 S. W. 273. 10 See supra, § 210. 18 See supra, § 357. See also Hay- 11 White V. Polhamus, 1 N. Y. City good v. Haden, 119 Ga. 463, 46 S. E. Ct. 421. 625. 12 Chester v. Jumel, 125 N. Y. 237, " Chester v. Jumel, 125 N. Y. 237, 26 N. E. 297, reversing 53 Hun 629 26 N. E. 297. 830 AMOUNT, ETC. OF COMPENSATION. [§ 471 the proceeding." But the fact that a lawyer has an agreement with another person (not a lawyer) to render professional services for a third person, the attorney and his employer to share in the recovery, does not obligate the attorney to account to such employer for fees received from a different client for services rendered in connection with the same subject-matter.^* So, while contracts made by an attorney with Indians must, in certain instances, be approved by the commissioner of Indian affairs and the secretary of the interior,^' these requirements do not prohibit the approved contractors from employing others to assist them afterwards, or from making contracts pledging a part of their prospective com- pensation, provided such agreements do not amount to an assign- ment of the original contract and the substitution of other con- tractors.^' In the absence of statutory authority, however, it seems that such agreements will not be enforced in the United States Court of Claims." Compensation of Law Partnerships. § 471. Generally. — It is well settled that attorneys may en- ter into partnership relations,*" and, as such, are entitled to com- pensation for services rendered the same as individual practition- ers.^ The proportion in which the members shall share in the IS Henry v. Bassett, 22 Mo. App. sioner of Indian affairs and the secre- 667. tary of the interior in order to pre- 18 Casserleigh v. Green, 12 Colo. vent the taking of undue advantage App. 515, 56 Pac. 189, affirmed 28 of their ignorance and improvidence. Colo. 392, 65 Pac. 32. Gordon v. Gwydir, 34 App. Cas. (D. "See section 2103 and 2106 U. S. C.) 508. Fed. Stat.; 3 Fed. St. Ann. pp. 367, "Gordon v. Gwydir, 34 App. Cas. 370. See also supra, § 418. (D. C.) 508. See also Ovpen v. Dud- The Indians are the wards of the .ley, 217 U. S. 488, 30 S. Ct. 602, 54 United States, and the supervision of U. S. (L. ed.) 851, affirming 31 App. their affairs and the protection of Cas. (D. C.) 177; Maddux v. Botti- their interests have been confided to neau, 34 App. Cas. (D! C.) 119; Eob- the secretary of the interior. In ertson v. Gordon, 34 App. Cas. (D. view of this relation it was eminently C.) 539. proper to require all contracts made 19 Beddo v. U. S., 28 Ct. CI. 69. with the Indians touching their lands 20 See supra, § 183. and treaty claims, to be made sub- l Illinois. — Moshier v. Kitchell, 87 ject to the approval of the commis- 111. 18. § 471] AMOUNT, ETC. OF COMPENSATION. 831 profits of the firm is usually fixed in the partnership agreement. In the absence of such a stipulation, however, it will be presumed that they are entitled to share equally.^ Nothing that either may do in regard to the partnership business can be regarded as extra services. One may do less, but the other cannot do more, than his duty; and one partner has no remedy against another member of the firm who does less than his dntj in transacting the business of the firm, excepting in a proceeding to dissolve the partnership.* Thus where two attorneys entered into a partnership to perform legal services, the earnings to be divided, and one of them was not to perform any services until a future date, but the other was to perform services in the meantime, it was held that so long as the first attorney was ready and willing to serve whenever called upon, the fact that the other did substantially all the work gave him no claim to more than half the earnings.* The mere neglect of one of the partners to perform services under the partnership contract does not, of itself, amount to an abandonment of the contract by him.* A refusal to perform services, however, is of more signifi- cance ; it might, under certain circumstances, amount to a dissolu- tion of the firm, as between the parties, especially where the part- nership is limited to a single transaction.* Certainly a partner who so far disregards his duty to the firm of which he is a mem- ber as to repudiate his obligation to serve the firm's clients, or any of them, is erititled to no part of the compensation earned by the other partners for services rendered in connection with the busi- ness in which he refused to act.' Michigan. — Eggleston v. Boardman, Wisconsin. — Jackson v. Bohrraan, 37 Mich. 19; Oatrander v. Capitol 59 Wis. 422, 18 N. W. 456; Reming- Invest., etc., Assoc, 130 Mich. 312, 89 ton v. Eastern K. Co., 109 Wis. 154, N. W. 964. 84 N. W. 898, 85 N. W. 321. New ror/c— Harland v. Lilienthal, 2 Henry v. Bassett, 75 Mo. 89. 53 N. Y. 438. 3 Roth v. Boies, 139 la. 253, 115 N. Tennessee. — Vinson v. Cantrell, 56 W. 930; Henry v. Bassett, 75 Mo. 89. S. W. ]034. 4Bundy v. McLean, 104 Wis. 263, Texas.— Wright v. MeCampbell, 75 80 N. W. 445. Tex. 644, 13 S. W. 293 ; Landa v. 5 Henry v. Bassett, 75 Mo. 89. Sliook, 87 Tex. 608, 30 S. W. 536. 6 Henry v. Bassett, 75 Mo. 89. Washington. — Dennis v. Seattle 7 Denver v. Roane, 99 U. S. 355, 25 First Nat. Bank, 33 Wash. 161, 73 U. S. (L. ed.) 476. See also Troy v. Pac. 1125. Hall, 157 Ala. 592, 47 So. 1035. 832 AMOUNT, ETC. OF COMPENSATION. [§ 472 § 472. E£Eect of Dissolution. — On the dissolution of a law partnership the duties, rights, and liabilities of the firm are gov- erned by the general principles applicable to commercial partner- ships.' When one member of a firm of general practitioners dies, it becomes the duty of the surviving partners to hold themselves in readiness to carry to completion all executory contracts for the services of the firm which were in force at the time of its dissolu- tion.^ In the absence of an objection by the firm's clients, the sur- vivors may complete the business on hand,^" and, on so doing, will be entitled to the compensation stipulated for with the firm, or, if there is no such stipulation, to the reasonable value of the serv- ices rendered.^* Where, however, the client had agreed with the firm for a fixed sum for its services, the surviving members, or any of them, who undertake to complete the work will be presumed to have acted under the firm agreement in so far as the amount of their compensation is concerned, and they are not entitled to any additional pay in the absence of a new contract. ^^ The survivor, having completed the service and received the compensation, must pay to the representatives of the deceased partner so much of it as is equivalent to his portion of the work done.*' ISTor can the sur- vivors enter into a new contract with the client for the perform- ance of the same services, and thereby defeat the claim of the estate of a deceased partner for the compensation due him under the original contract.** On the dissolution of a firm otherwise than by 8 See supra, § 185. See also Walker 12 Moses v. Bagley, 55 Ga. 283 ; V. Goodrich, 16 111. 341; Clifton v. King v. Barber, 61 la. 674, 17 N. W. Clark, 83 Miss. 446, 1 Ann. Cas. 396, 88; Dowd v. Troup, 57 Miss. 204; 36 So. 251, 102 Am. St. Kep. 458, 66 Clifton v. Clark, 83 Miss. 446, 1 Ann. L.R.A. 821. Cas. 396, 36 So. 251, 102 Am. St. Rep. 9 Clifton V. Clark, 83 Miss. 446, 1 458, 66 L.E.A. 821 ; Bessie v. North- Ann. Cas. 396, 36 So. 251, 102 Am. ern Pac. R. Co., 14 N. D. 614, 105 N. St. Rep. 458, 66 L.R.A. 821. W. 936. lOMoshier v. Kitchell, 87 111. 18; is Babbitt v. Riddell, 1 Grajit Cas. Bessie v. Northern Pac. R. Co., 14 N. (Pa.) 161. D. 614, 105 N. W. 936. 14 Clifton v. Clark, 83 Miss. 446, 1 11 Smith V. Hill, 13 Ark. 174; Ann. Cas. 396, 36 So. 251, 102 Am. St. Walker v. Goodrich, 16 111. 341; Rep. 458, 66 L.R.A. 821. Wright V. McCampbell, 75 Tex. 644, 13 S. W. 293; Noble v. Bellows, 53 Vt. 527. § 472] AMOUNT, ETC. OF COMPENSATION. 833 death it is customary for the partners to agree among themselves as to the disposition of the firm's business. These agreements will, of course, bind the parties to them; thus it has been held that where a law firm dissolves, assigning undisposed cases to the sev- eral members, and the agreement of dissolution is supported by sufficient consideration, each member who in good faith undertakes to carry out his part of the agreement is entitled to prosecute to completion the cases assigned to him, and services rendered by other members to him in such cases will be deemed to be gratui- tous.^° So, where one of the members is subsequently employed under a new contract by a client of the old firm in a case com- menced before the dissolution, and which was assigned to such member, a settlement between the members of fees due to the firm in such case, made with a knowledge of the subsequent employ- ment, will be upheld.'^ In the absence of any agreement between the partners, the individual members are entitled to the pro rata share of the fees earned up to the time of dissolution." A member of a law firm, who has withdrawn therefrom, can have no interest in fees for services rendered by the remaining member of the firm in concluding the firm business." As to the effect of a dissolution on the right of the survivors to complete the firm business contrary to the wishes of the client, a different situation is presented. The rule in this respect is that where a client enters into a contract with a firm of attorneys for certain legal services to be rendered for a fee stated, or upon an implied promise to pay the value of the serv- ices, and the firm is dissolved before the contract is finally com- pleted, the client then has the option of abrogating the contract en- tirely by discharging the survivors, settling for services previously rendered, and employing other counsel to conclude his pending litigation.''' But the client must exercise this right with reason 15 Lamb v. Wilson, 3 Neb. (unof- 272, 49 N. E. 459, 65 Am. St. Rep. ficial) Rep. 496, 92 N. W. 167. 405; Isenhart v. Hazen, 10 Kan, App. 16 Lamb v. Wilson, 3 Neb. (unof- 577 mem., 63 Pac. 451. See also ficial) Rep. 496, 92 N. W. 167. Troy v. Hall, 157 Ala. 592, 47 So. "Justice V. Lairy, 19 Ind. App. 1035. 272, 49 N. E. 459, 65 Am. St. Rep. w McGill v. McGill, 2 Met. (Ky.) 405; Isenhart v. Hazen, 10 Kan. App. 258; Clifton v. Clark, 83 Miss. 446, 577 mem., 63 Pac. 451. 1 Ann. Cas. 396, 36 So. 651, 102 Am. 18 Justice V. Lairy, 19 Ind. App. St. Rep. 458, 66 L.R.A. 821, following Attys. at L.' Vol. II.— 53. 834 AMOUNT, ETC. OF COMPENSATIOM. [§ 473 able promptness; otherwise he ■will be deemed to have authorized the further prosecution of the suit or matter in hand by the sur- viving partner or partners.^" Other matters in connection with the dissolution of law partnerships have been considered heretofore.*' § 473. On Winding Up Business. — The general rule is that the members of a law partnership who, upon its dissolution, re- main to wind up its affairs, are not entitled to compensation for services rendered in that connection unless it is expressly agreed otherwise, or can be fairly implied from the circumstances.' But this rule does not extend beyond the requirements of merely wind- ing up the firm's affairs ; * and where other services, such as those involving the professional skill, learning, and experience of the remaining partners, are required, a reasonable compensation, vary- ing according to the nature of the business, should be allowed.' Cox V. Martin, 75 Miss. 238, 21 So. 611, 65 Am. St. Rep. 604, 36 L.R.A. 800 ; Landa v. Shook, 87 Tex. 609, 30 S. W. 536. And see supra, § 185. An obligation to furnish and apply to the conduct of a lawsuit the learn- ing, ability, and experience of two particular attorneys is not performed by furnishing the services of one of them, although the services of others of equal or superior ability are also furnished. When one agrees to pay a certain compensation for the ser- vices in a specified matter of two or more attorneys or agents whom he selects or names, tliat contract is not performed, and that compensation cannot be recovered, when any one of them dies, or atjandons the agreement, before it is substantially performed, because the services of that one have not been furnished. Baxter v. Bill- ings, 83 Fed. 790, 49 U. S. App. 767, 28 C. C. A. 85. zoMcGill V. McGill, 2 Met. (Ky.) 258. Zl See supra, § 185. 1 Consaul v. Cummings, 222 U. S. 262, 32 S. Ct. 83, 56 U. S. (L. ed.) 192, affirming 33 App. Cas. (D. C.) 132; Both v. Boies, 139 la. 253, 115 N. W. 930; Lamb v. Wilson, 3 Neb. (unofficial) Eep. 496, 92 N. W. 167; Thayer v. Badger, 171 Mass. 279, 50 N. E. 541; Sterne v. Goep, 20 Hun (N. Y.) 396. 2 Lamb v. Wilson, 3 Neb. (unof- ficial) Rep. 496, 92 N. W. 167. 8 Roth V. Boies, 139 la. 253, 115 N. W. 930. And see Consaul v. Cum- mings, 222 U. S. 262, 32 S. Ct. 83, 56 U. S. (L. ed.) 192, affirming 33 App. Cas. (D. C.) 132. In Sterne v. Goep, 20 Hun (N. Y.) 396, it was said that it would be a harsh rule which would require the surviving partner of a law firm to take upon himself the conduct of all pending litigations in the office at the time of his partner's decease, and de- vote his professional skill and labor through a possible period of years to conducting and closing it up for the benefit of the estate of the deceased, § 474] AMOUNT, ETC. OF COMPENSATION. 835 Thus the active partners, who undertake to finish the work, are en- titled to extra compensation for the management of such litigation as the firm had on hand at the time of its dissolution.* The part- ners may, however, agree as to their respective rights in winding up the firm business. Thus where all the partners agreed that the partnership should be terminated on a certain day, and that the business then on hand should be closed as rapidly as possible "as partners under their original terms of association and in the firm name," and that, in case of the death of either of them, his heirs or representatives should receive one third of the fees in cases nearly finished, and twenty-five per cent in other partnership cases, it was held in an action brought by the executor of one of the part- ners to recover his share of the fees, that the partners having by agreement provided for the amount of the fees in case of death, the survivors were not entitled to an allowance for winding up the business.' § 474. Services Performed in Individual Capacity. — The members of a law firm constitute one person in law, and the act of one in the course of the partnership business is the act of all. The rendition of professional services by one who is a mem- ber of the law firm is presumed to be in behalf of his firm, and should he act in his individual capacity the burden is on him to show that fact.^ One of the partners may, of course, be employed individually, and, in such case, the compensation earned will be divided with the other members of the firm imless the partnership agreement provides otherwise. When attorneys in partnership permit one member of their firm to make personal contracts for his services, it is upon the implied condition that the other mem- bers cannot be employed against their partner's client. They may assist him, but they cannot oppose him. Nor can they recover for and with the ohligation ultimately to 5 Denver v. Roane, 99 U. S. 355, 25 account to his representatives for an U. S. (L. ed.) 476, and compare Con- equal share of all the profits so saul v. Cummings, 222 U. S. 262, 32 earned. S. Ct. 83, 56 U. S. (L. ed.) 192, af- 4 Roth V. Boies, 139 la. 253, 115 N. firming 33 App. Cas. (D. C.) 132, in W. 930; Sterne v. Goep, 20 Hun (N. vchich this decision is referred to. Y.) 396. See also Denver v. Roane, 6 Shirts k. Rooker, 21 Ind. App. 420, 99 U. S. 355, 25 U. S. (L. ed.) 476. 52 N. E. 629. 836 AMOUNT, ETC. OF COMPENSATION. [§ 474 services rendered in such cases to their partner's personal client, unless there is an express agreement to that effect. The presump- tion is that such partner has made satisfactory arrangements with the firm either for a division of his compensation, or for some other valuable consideration.'' So, an attorney at law, who is also a partner of a mercantile firm, is not entitled to charge commis- sions for collecting the notes and accounts of that firm as against his co-partner, in the absence of any special agreement to that ef- fect. The legal presumption is that he was to collect the debts due the firm, as a partner, for the benefit of the concern.' A con- tract with a firm for the services of a particular partner at a stip- ulated fee cannot be broken by the client upon the death of such partner without tendering to the survivor a fair compensation for the services already rendered; and if the surviving partner shall render the services with due professional skill and diligence he is entitled to the entire fee.® A member of a law firm has a right to attend to his individual interests having no connection with the practice of his profession, and his partners cannot complain un- less such action so abstracts his attention or absorbs his time as to materially interfere with his professional duties.^" This was true as to services rendered by one of the partners to a corporation in which he was a stockholder, and which were not of a legal nature, and did not come within the scope of the partnership business or interfere therewith.^' So, also, as to services rendered by one of the partners as the executor of an estate,*^ or in caring for the prop- erty and interests of his wife and relatives in probate proceedings. These, and the like, are not "professional services," and the earn- ings therein are not partnership property.*' There may, of course, be an agreement between the partners to the effect that each, or certain, of its members may be employed individually, and that the compensation for services so rendered may be retained by the TOstrander v. Capitol Invest., etc., "Brown v. Cragg, 230 111. 299, 82 Assoc, 130 Mich. 312, 89 N. W. 964. N. E. 569, reversing 129 111. App. 597. 8 Vanduzer v. McMillan, 37 Ga. 299. 12 Metcalfe v. Bradshaw, 145 111. 9 Smith V. Hill, 13 Ark. 174; 124, 33 N. E. 1116, 36 Am. St. Rep. Wright V. McCampbell, 75 Tex. 644, 478, aW-rming 43 111. App. 286. 13 S. W. 293. And see wpm, § 472. 13 Roth «. Boies, 139 la. 253, 115 N. 10 Roth V. Boies, 139 la. 253, 115 N. W. 930. W. 930. $§ 475, 476] AMOUNT, etc. oj? compensation. 837 partners so employed. In such cases the partner may maintain an action in his own name for the value of his services,^* § 475. Accounting. — Differences between law partners as to the proper division of the firm profits are, as in the case of other partnerships, adjustable in an action for an accounting," but not in summary proceedings.'* Where one of the partners claims a share in excess of the proportion to which he is entitled under the written contract of partnership by virtue of an alleged change in its terms, th« burden is upon him to establish the change by at least a fair preponderance of the evidence.*'' Accounting between attorney and client has been considered heretofore.*' Retention of Fees from Funds in Hand. § 476. Generally. — It is well settled that an attorney may re- tain from the funds of his client, in his hands, the amount of his HMeCabe v. Goodfellow, 21 Civ. Pro. 66, 15 N. Y. S. 377. 16 Denver v. Roane, 99 U. S. 355, 25 U. S. (L. ed.) 476; Brown v. Cragg, 230 111. 299, 82 N. E. 569, reversing 129 111. App. 597; Bundy v. McLean, 104 Wis. 263, 80 N. W. 445. There having 'been no general part- nership between the parties, but merely an arrangement that one should receive and retain the fees from civil cases, and the other those from the criminal business, and this having been done, there is no occasion for an accounting. Fitzsimmons V. Kobb, 193 Pa. St. 518, 44 Atl. 558. iBDorsey v. Metropolitan St. E. Co., 143 Mo. App. 428, 128 S. W. 17. "Roth V. Boies, 139 la. 253, 115 N. W. 930. In this accounting of the affairs of a special partnership between at- torneys at law, the survivor claims compensation for services rendered after dissolution of the firm. Claims of this sort are not favored. They lead to efforts to prove a, disparity between the partners, when the law implies equality. They necessitate a balancing of the value of the work of each in securing the business and earning the profits, as well as a com- parison of the time they may spend on the matters under consideration. Each partner is bound to devote him- self to the firm's business, and there is no implied obligation that, for per- forming this duty, he should be paid more than his proportionate share of the gains. Neglect by one to do his part may be of such character as to justify a, dissolution. But as long as the firm continues, there is usually no deduction because one partner has not been as active as the other. Con- saul V. Cumraings, 222 U. S. 262, 32 S. Ct. 83, 56 U. S. (L. ed.) 192, af- firming 33 App. Cas. (D. C.) 132. 18 See supra, § 344. 838 AMOUNT, ETC. OF COMPENSATION. [§ 476 compensation. If the exact sum has been agreed upon, that sum may be retained; if not, then he may retain a sufficient sum to cover the reasonable value of his services,^' with such sums as were properly expended by him in the interest of- his client ; "" and also like fees for the benefit of the associate counsel in the case em- ployed by his client to assist him ; ^ and he may successfully defend a suit against him for the recovery of any part of the reasonable charges so retained,* though it is said that there is no implied agreement that the attorney shall look to the fund to be realized as a primary source of payment.* It is immaterial that his compen- 19 Atos&a.— Nodine v. Hannum, 1 Alaska 302. District of GolumMa. — Meloy v. Me- loy, 24 App. Cas. 239. Indiana, — Union Mut. L. Ins. Co. v. Buchanan, 100 Ind. 63. Louisiana. — Monget v. Tessier, 5 La. Ann. 165; Butchers' Union, etc., Co. V. Crescent City Live-Stock, etc., Co., 41 La. Ann. 355, 6 So. 508. Massachusetts. — See Soper v. Man- ning, 147 Mass. 126, 16 N. E. 752; Blake v. Corcoran, 211 Mass. 406, 97 N. E. 1002. Michigan. — Dowling v. Eggemann, 47 Mich. 171, 10 N. W. 187. Minnesota. — Washington County v. Clapp, 83 Minn. 512, 86 N. W. 775. Missouri. — Beagles v. Robertson, 135 Mo. App. 306, 115 S. W. 1042. New Jersey. — Sparks v. McDonald, 41 Atl. 369. 'New York. — Sherwood v. Buffalo & New York City E. Co., 12 How. Pr. 136; In re Holland Trust Co., 70 Hun 323, 27 N. Y. S. 687. And see In re Tracy, 1 App. Div. 113, 37 N. Y. S. 65, affirmed 149 N. Y. 608, 44 N. E. 1129. North Carolina. — Wiley v. Logan, 95 N. C. 358. Ohio. — Christy v. Douglas, Wright 485. Pennsylvania. — Com. v. Herr, 1 Pearson 328; Balsbaugh v. Frazer, 19 Pa. St. 95. Tennessee. — Foster v. Jackson, 8 Baxt. 433; Read V. Bostick, 6 Humph. 321. Texas. — Kinsey v. Stewart, 14 Tex. 457; Randolph v. Randolph, 34 Tex. 181; Henry v. Boedker, 141 S. W. ■811; Thomson v. Findlater, Hard- ware Co., 156 S. W. 301. Vermont. — Scott v. Darling, 66 Vt. 510, 29 Atl. 993; In re Aldrich, 86 Atl. 801. West Virginia. — Bent v. Lipscomb, 45 W. Va. 183, 31 S. E. 907, 72 Am. St. Rep. 815. 26 Balsbaugh v. Frazer, 19 Pa. St. 95. See also infra, § 486. 1 Rights of Associate Counsel. — Jackson i'. Clopton, 66 Ala. 29; Louis- ville, etc., R. Co. V. Proctor, (Ky.) 51 S. W. 591; Balsbaugh v. Frazer, 19 Pa. St. 95. See also Christy v. Doug- las, Wright (Ohio) 485. 2 See supra, §§ 350-352; 362, 363. See also Sparks v. McDonald, (N. J.) 41 Atl. 369; Foster v. Jackson, 8 Baxt. (Tenn.) 433. 8 Bodfish V. Fox, 23 Me. 90, 39 Am. Dec. 611; Nichols v. Seott, 12 Vt. 47. § 476] AMOUNT, ETC. OF COMPENSATION. 839 sation was contingent upon success,* or that his client acted in a fiduciary capacity,* or as a public official,* or that the fund has been attached,'' or that the client died before the termination of the pro- fessional relation,' or that the attorney accepted an order to pay over the sum collected to another.' A writing given by a client to his attorney, authorizing the attorney to -retain out of a judgment when recovered, a part for his compensation, is an assignment of such part.^" But an attorney at law who has collected money for his client cannot set off, against his client's claim for that money, a debt due to himself for services as counsel in a proceeding other than that out of which the money came, unless the client has ex- pressly agreed that the fund shall be so appropriated ; ^^ nor can he retain out of money collected for his client as an individual, compensation for his services rendered to the client as a trustee, without establishing an agreement on the part of the client that the money should be so retained.'* Thus the attorney for an ad- ministratrix has no right to retain from funds collected for her, an amount due to him from her decedent. '* Nor can an attorney who receives from a collection agency a claim in the name of an- other person, retain the money collected thereon to satisfy his de- mand against the agency for services rendered to it.'* An attorney 1 Beagles v. Robertson, 135 Mo. a client, cannot, in the absence of an App. 306, 115 S. W. 1042. agreement, apply it to the payment of 5 In re Holland Trust Co., 76 Hun the debts due him by the client, 323, 27 N. Y. S. 687. barred by limitations. Blair v. Blan- 6 Com. V. Herr, 1 Pearson (Pa.) ton, 54 S. W. 321, writ of error dis- 328. missed 93 Tex. 348, 55 S. W. 321. ''Randolph v. Randolph, 34 Tex. Compare Scott v. Darling, 66 Vt. 181. 510, 29 Atl. 993, wherein it was said SMeloy v. Meloy, 24 App. Cas. (D. that an attorney, in the absence of C.) 239. special agreement, has a right to re- 9 Kinsey v. Stewart, 14 Tex. 457. tain money collected for his client un- 10 Bent V. Lipscomb, 45 W. Va. 183, til he is paid the general balance due 31 S. E. 907, 72 Am. St. Rep. 815. him for services. llTrapnall v. Byrd, 22 Ark. 10; 18 Martin v. Throckmorton, 15 Pa. Martin v. Throckmorton, 15 Pa. Su- Super. Ct. 632. per. Ct. 632; Simpson v. Pinkerton, 13 In re Thresher, 29 Mont. 11, 73 10 W. N. C. (Pa.) 423; Maxey v. Pac. 1109. See also West v. Carle- Besser, 44 Tex. 506. ton, 8 La. 254. Debts Barred iy Limitation. — An i* McMath v. Manns Bros. Boot & attorney, after collecting money for Shoe Co., (Ky.) 15 S. W. 879. 840 AMOUNT, ETC. 01^ COMPENSATIOIf. [§ 476 cannot withhold money belonging to his client in order to make the latter agree to unreasonable terms ; ^* nor can he exact a re- ceipt in full as a condition of paying over the amount admitted to be due.'® And the relation between attorney and client as to money collected is not that of debtor and creditor, and retention by the client of a check offered in full settlement by the attorney is not an accord and satisfaction. ''' Nor can an attorney who re- ceives a sum of money from his client for the purpose of effecting a settlement, retain his fees out of the money so received.'' So, where a husband is ordered to pay a certain sum weekly to his wife's attorney for alimony, and to pay a further sum for counsel fees, the attorney to whom such payment is made is not entitled to use any part of the alimony for the payment of disbursements in the action, but he is required to pay over the entire amount so re- ceived for the wife's support.'* Nor can an attorney who renders services in a suit for the recovery of public funds under a void contract of employment, retain any portion of such funds as com- pensation for his services under an implied contract.'" When it appears that an attorney retains his client's money, claiming a lien thereon, and upon the facts stated the right is clear, the amount only being in question, the court has jurisdiction to determine that question on an application to compel the payment of the moneys retained ; ' and where the attorney's claim does not extend to the whole fund, the court will order the surplus to be paid over.* In order to entitle an attorney to retain a commission out of moneys of an estate collected under the employment of the administrator, he must show that the probate court authorized the employment, or sanctioned it by the subsequent allowance of the claim; and where such services are necessary to prevent loss or waste it is the duty of the court to allow compensation.* 15 Robinson v. Hawes, 56 Mich. 135, rar, 104 la. 62], 74 N. W. 5; Maxey 22 N. W. 222. V. Besaer, 44 Tex. 506. lecharboneau v. Orton, 43 Wis. 96. 20 State v. True, 116 Tenn. 294, 95 17 Wolfe V. Mack, 81 Misc. 185, 142 S. W. 1028. JJ. Y. S. 433. 1 In re Knapp, 85 N. Y. 284. See 18 Anderson v. Bosworth, 15 E,. I. also supra, § 354. 443, 8 Atl. 339, 2 Am. St. Rep. 910. 2 Jeffries v. Laurie, 23 Fed. 786. 19 In re Belles, 78 App. Div. ]80, 79 3 Turner v. Tapscott, 30 Ark. 312. N. Y. S. 530. See also Farrar v. Far- § 477] 841 Allowance of Counsel Fees in Equitable Proceedings. § 477. Allowance from Funds Recovered. — The well- established practice of the court of equity as to counsel fees differs in several particulars from the rules of law. Thus where a fund is brought into a court of equity through the services of an attor- ney, he is regarded as the equitable owner thereof to the extent of the reasonable value of his services ; and, to that extent, the court administering the fund will intervene for his protection,* especi- ally where the attorney looks to such fund for his compensation.* When many persons have a common interest in a trust property or fund, and one of them, for the benefit of all, and at his own cost and expense, brings a suit for its preservation or administration, the court of equity in which the suit is brought will order that the plaintiff be reimbursed his outlay from the property of the trust, or by proportional contribution from those who accept the benefits of his efforts.® So where suits in equity, instituted on behalf of the bondholders and stockholders of a corporation, result in gather- * United States. — Internal Imp. Fund V. Greenough, ]05 U. S. 537, 26 U. S. (L. ed.) 1157; Ex p. Plitt, 2 Wall. Jr. (C. C.) 453, 19 Fed. Cas. No. 11,228; Colley V. Wolcott, 187 Fed. 595, 109 C. C. A. 425. Nebraska.- — In re Creighton's Es- tate, 93 Neb. 90, 139 N. W. 827. Pennsylvania. — In re Francis, 5 Kulp 17; McKelvy's Appeal, 108 Pa. St. 615; Spencer's Appeal, 9 Atl. 523. South Carolina. — Nimmons v. Stew- art, 13 S. C. 445. West Virginia, — Weigand v. Alli- ance Supply Co., 44 W. Va. 133, 28 S. E. 803. 6 McKelvy's Appeal, 108 Pa. St. 615; Blair v. Harrison, 57 Fed. 257, 18 U. S. App. 27, 6 C. C. A. 326, af- firming 51 Fed. 693. A mere stakeholder, even though he is an attorney, who has been made a party to a proceeding for the recovery of a fund in his possession, will not be allowed counsel fees wliere he has personally appeared in the proceed- ing; it is otherwise, however, as to his costs and expenses. Moore v. Jones, 23 Vt. 739, 17 Fed. Cas. No. 9,768. 6 United States. — Hobbs v. McLean, 117 U. S. 567, 6 S. Ct. 870, 29 U. S. (L. ed.) 940; Adams v. Kehlor Mill- ing Co., 38 Fed. 281; Lamar v. Hall, 129 Fed. 79, 63 C. C. A. 521, revers- ing 129 Fed. 141. Kentucky. — Stone v. Wilson, 56 S. W. 817, 22 Ky. L. Rep. 190. Maryland. — Bauernschmidt v. Bau- ernschmidt, 101 Md. 148, 60 Atl. 437. In proceedings to wind up the af- fairs of a corporation, counsel fees for services rendered therein and in the general litigation should be paid out of the aggregate recovery, all creditors claiming benefit of the suit to contribute pro rata, while fees for counsel services as are performed only for petitioning creditors must be 842 AMOUNT, ETC. OF COMPENSATIOIir. [§ 477 ing a fund which inures to the benefit of all, such fund, being purely equitable, is subject to the payment of equitable costs, in- cluding the fees and disbursements of the solicitors for the com- plainants for services rendered up to the time of final decree.'' This rule has also been applied to creditors' suits where a fund has been realized by the diligence of the plaintiff,' and to suits for the recovery of property wrongfully converted ' or fraudulently transferred,^" and to recoveries from a decedent's estate,*^ and also where the parties for whose benefit the services were rendered are infants or lunatics, or, from any other cause, are not capable of contracting; ^* and, generally, in all cases, where the parties are numerous and have an interest in common for the benefit of which professional services are rendered at the instance of one or more of them.^* The rule rests upon the ground that where one litigant has borne the burden and expense of a litigation that has inured to the benefit of others as well as himself, those who have shared in the benefits should contribute to the expense.^* Such contribu- tion, for want of a better name, is often spoken of merely as an equity or a lien. In so far aS it may be deemed to be a lien, it will be considered later.*® A previous agreement of the parties, or an paid by the latter out of funds re- etc., Co., 99 Tenn. 371, 42 S. W. 19; covered for them. Moses v. Oeoee Blount County Bank v. Smith, 48 S. Banl?, 1 Lea (Tenn.) 398. W. 296; Campbell v. Provident Sav., T Edwards v. Bay State Gas Co., etc., Soc, 61 S. W. 1090. 172 Fed. 971; Colley v. Wolcott, 187 9 Harrison v. Perea, 168 U. S. 311, Fed. 595, 109 C. C. A. 425. See also 18 S. Ct. 129, 42 U. S. (L. ed.) 478. Campbell v. Provident Sav., etc., l" Adams v. Kehlor Milling Co., 38 Soc, (Tenn.) 61 S. W. 1090. Fed. 281; Colley v. Wolcott, 187 Fed. 8 England.— Stanton, v. Hatfield, 1 595, 109 C. C. A. 425. Keen 358 ; Thompson v. Cooper, 2 Col. " Kirk v. Breed, 4 Ohio Dec. 403, Ch. Cas. 87; Tootal v. Spicer, 4 Sim. 3 Ohio N. P. 122; Nimmons v. Stew- 510; Larkins v. Paxton, 2 Myl. & K. art, 13 S. C. 445. 320; Barker v. Wardle, 2 Myl. & K. 12 Nimmons v. Stewart, 13 S. C. 818; Sutton v. Doggett, 3 Beav. 9. 445. United States. — Internal Imp. Fund 18 u. S. v. Boyd, 79 Fed. 858 ; Nim- V. Greenough, 105 U. S. 537, 26 U. S. mons v. Stewart, 13 S. C. 445. (L. ed.) 1157; Central E. Co. t/-. Pet- 14 Internal Imp. Fund v. Green- tus, 113 U. S. 116, 5 S. Ct. 387, 28 U. ough, 105 U. S. 527, 26 U. S. (L. ed.) S. (L. ed.) 915. 1157; Lamar v. Hall, 129 Fed. 79, 63 Tennessee. — Bristol-Goodson Elec- C. C. A. 521. trie Light, etc., Co. v. Bristol Gas, IB See in/ro, § 618 et seq. § 477] AMOUNT, ETC. OF COMPENSATION. 843 order of the court that a receiver should employ counsel without compensation, is not binding on the court in equity ; and, whenever it may determine that counsel should be compensated for preserv- ing a fund in court, it may direct a fee to be paid to the receiver's counsel out of such fund.'^ But, even though there is a fund in its keeping, the court will not interfere between an attorney and client in making allowance for professional services.*^ And the amount allowed should be credited to the client on his contract with the attorney.*' The amount which shall be allowed is, as a rule, fixed by the judge *^ in the exercise of a sound judicial discre- tion, and with due regard to the interests of all parties concerned.^" The attorney, if he so desires, should be heard as to the reasonable- ness of the allowance.' Where a number of cases present the same questions, and certain ones are selected as test cases, the amount allowed to attorneys should be charged pro rata against the whole number of cases.^ The practice varies to some extent in the sev- eral jurisdictions. Generally, however, an attorney may have a rule to show cause why a fund in court should not be applied in payment of his fees.' It is not necessary to attach a bill of par- ticulars.* And when an allowance to the complainant is proper on account of solicitors' fees, it may be made directly to the solici- tors themselves, without any application by their immediate client.' In a suit by the United States to enjoin a sale of timber effected by an attorney for a band of Indians, the timber having been sold and the sale approved by the court, the attorney was per- mitted to intervene for the allowance of his claim for services in effecting the sale, to be paid out of the proceeds.® Where a fund 16 Oliver v. South Carolina Inter- 1 Combs v. Combs, 82 S. W. 298, 26 state, etc., Exposition Co., 68 S. C. Ky. L. Rep. 617. 568, 47 S. E. 988. 2 Greeff v. Miller, 87 Fed. 33. 17 Mordecai v. Devereux, 74 N. C. 8 Walker v. Floyd, 30 Ga. 237. See 673. also Olds v. Tucker, 35 Ohio St. 581. 18 Shreve v. Freeman, 44 N. J. L. * Walker v. Floyd, 30 Ga. 237. 78; Freeman v. Shreve, 86 Pa. St. 135. s Central R. Co. v. Pettus, 113 U. S. WHerwig's Succession, 127 La. 127, 115, 5 S. Ct. 387, 28 U. S. (L. ed.) 53 So. 466. 915; Colley v. Wolcott, 187 Fed. 595, 20 Stoneburner v. Motley, 95 Va. 109 C. C. A. 425. 784, 30 S. E. 364 ; German Nat. Ing. 6 U. S. v. Boyd, 79 Fed. 858. Co. V. Virginia State Ins. Co., 108 Va. 393, 61 S. E. 870. 8i4 AMOUNT, ETC. OF COMPEIfSATIOlir. [§ 478 has been withdrawn from the custody of the court, it may be re- called on a showing that such withdrawal is in fraud of the solici- tor.'' On an appeal by one of a number of attorneys from an or- der awarding them compensation for services rendered in a suit from a fund in court, the Court of Appeals is not confined to the question of the proper distribution between them of the entire sum allowed for the services, but the whole question of the value of the appellant's services is open, and the court may make a redivision of the total amount so allowed, or may increase the allowance to the appellant without disturbing the other allowances.* § 478. When Allowance Will Be Denied. — The power, con- sidered in the preceding section, of allowing counsel fees from funds recovered in equity acts on the res alone; therefore, where the res is beyond the control of the court, the attorney must seek some other remedy.^ Thus where a final decree of distribution has been made, awarding to a cestui que trust the entire balance in the trustee's hands, the court cannot disturb the decree by mak- ing an allowance for fees to counsel for the cestui que trust}" While it is true that a chancellor will often order compensation to the counsel of a losing party who is decreed to have no interest, on the equitable ground that being a necessary party he was com- pelled to litigate, or had sufiicient reason, and that the fund ought in equity and good conscience to bear such expense,*^ coimsel fees will not be allowed to those who assume a position antagonistic to the preservation of the fund for the general welfare of all con- cerned.^^ Thus where one brings adversary proceedings to take the possession of trust property from those entitled to it, in order that he may distribute it to those who claim adversely, and fails in his purpose, such person has no right to demand reimbursement T Dennis v. Kent Circuit Judge, 42 12 Hobbs v. McLean, 117 U. S. 567, Mich. 249, 3 N. W. 950. 6 S. Ct. 870, 29 U. S. (L. ed.) 940; SGlidden v. 0)wen, 123 Fed. 48, 59 Lamar v. Hall, 129 Fed. 79, 63 C. C. C. C. A. 372. A. S21,'reversing 129 Fed. 141; Balti- 9 Bray v. Staples, 180 Fed. 321, more, etc., E. Co. v. Brown, 79 Md. 103 C. C. A. 451. 442, 29 Atl. 524; Roller v. Paul, 106 10 In re Gingrich, 9 Pa. Co. Ct. 16. Va. 214, 55 S. E. 558 ; McCormick v. 11 Freeman v. Shreve, 86 Pa. St. Elsea, 107 Va. 472, 59 S. E. 411. 135. § 478] AMOUNT, ETC. OF COMPENSATION. 84.5 of his expenses out of the trust fund, or contribution from those whose property he sought to misappropriate.^' So, where a client does not participate in a fund brought into court, but is postponed to older liens, the attorney is not entitled to a commission on the money collected, although it is by his efforts the money is brought in for distribution.** One employed by the policy holders of a mutual insurance company to contest the validity of assessments laid upon them, in enjoining the company from doing business, is not entitled to be paid for his services out of the funds in the hands of the receivers.'* Where there were two parties, each claim- ing to be the rightful governing body of a corporation, and acting in hostility to each other, the attorneys acting for that party which is adjudged not to be the legal governing body cannot recover for their services from the funds of the corporation.** It has also been held that counsel fees will not be allowed for services which were not beneficial.*" In some jurisdictions attorneys' fees cannot be made a charge upon a general fund for distribution, even though such fund be- came available by reason of their professional services, unless it also appears that such counsel were, expressly or impliedly, bound to serve all of the owners of such fund ; and it is immaterial that those who did not employ such counsel were indirectly benefited by their services.*^ And in any event it is only where the allow- ance is to be made out of a common fund that the power can be 13 Hobbs V. McLean, 117 U. S. 567, Maryland. — McGraw v. Canton, 74 6 S. Ct. 870, 29 U. S. (L. ed.) 940. Md. 554, 22 Atl. 132. "Baxter v. Bates, 69 Ga. 587. Mississippi. — Rives v. Patty, 74 16 Com. V. Mechanics' Mut. F. Ins. Miss. 381, 20 So. 862, 60 Am. St. Kep. Co., 122 Mass. 421. 5]0. 16 Com. V. Order of Solon, 192 Pa. South Carolina. — Nimmons v. Stew- St. 487, 43 Atl. 1084. art, 13 S. C. 445 ; Ex p. Port, 36 S. C. "Merriclc v. Bonness, 66 Minn. 39, 15 S. E. 333; Park v. Laurens, 68 135, 68 N. W. 850; Dvrinnell v. Bad- S. C. 218, 46 S. E. 1012; Cauthen v. ger, 74 Minn. 405, 77 N. W. 219. See Cauthen, 76 S. C. 226, 56 S. E. 978. also Waters v. Greenway, 17 Ga. 592; Tennessee. — See State v. Edgefield, Mitchell V. Atkins, 71 Ga. 680 ; Hume etc., E. Co., 4 Baxt. 92. V. Commercial Bank, 13 Lea (Tenn.) Virginia. — See German Nat. Ins. 496. Co. V. Virginia State Ins. Co., 108 Va. 18 LoMJsta»a.— Gentile v. Plasencia, 393, 61 S. E. 870. 10 La. Ann. 203. 846 AMOUNT, ETC. OF COMPENSATIOlir. [§ 478 exercised. The court cannot adjudicate contract rights between attorney and client." It is, of course, true that each client should compensate his own solicitor, and that an attorney cannot make another person his debtor by voluntarily rendering services in his behalf without his express of implied assent. But the allowance of compensation to attorneys out of funds recovered in equity is not in conflict with this principle ; indeed, it is founded upon it, for it depends on the principle of agency; the actual plaintiff being the repre- sentative of the other beneficiaries. The application of this prin- ciple is of every-day occurrence in the courts. Executors, adminis- trators, guardians, receivers, and other trustees, as the agents and legal representatives of the certain beneficiaries, are allowed credit for necessary and, reasonable charges, including attorney's fees, incurred by them in the protection and administration of the trust fund. The same principle is extended to other cases.'" Counsel whose services inure to the benefit of several persons hav- ing interests in common, may truthfully be said to represent them all, although, in fact, he was retained only by some of them, those suing having assumed to retain him for all. There is usually an express promise by the parties plaintiff to pay their solicitor, and, if not, a promise to pay him is implied by the performance and the acceptance of the solicitor's services. It seems equally clear that the creditors or other beneficiaries of the trust who come into court and accept a part of the proceeds of the property recovered or preserved by the litigation, are bound by an implied promise to pay, out of the proceeds of the fund received by them, their pro- portionate part of the reasonable compensation allowed the solici- tor who successfully conducted the litigation.'^ 19 A court of equity, in deciding a press or implied, with the party to be contest between individuals respect- charged or his representative. Park ing' their rights in certain property, v. Laurens, 68 S. C. 218, 46 S. E. when it has adjusted all the equities, 1012; Cauthen v. Cauthen, 76 S. C. and adjudged the rights of the par- 226, 56 S. E. 978. And see Rumsey ties, is without power to go further v. Frank, 84 Mo. App. 508. and say what fee the several parties 28 See the preceding section, shall pay their respective counsel. 81 Lamar v. Hall, 129 Fed. 79, 63 C. Claims for such services against per- C. A. 521. sons sui juris rest on contract, ex- § 479] AMOUNT, ETC. OF COMPENSATION. 847 § 479. In Partition Proceedings. — Amicable partition pro- ceedings being for the benefit of all parties in interest, it is usual to allow reasonable compensation to the attorney who conducts them.* Where, however, the proceeding is adverse, each party is liable only for the counsel retained by him. He is not obliged to 1 Alabama. — Flomerfelt v. Siglin, 155 Ala. 6.33, 47 So. 106. District of Columbia. — See Arnold V. Carter, 19 App. Cas. 259. Illinois.— 'LiWy v. Shaw, 59 111. 72; Stempel v. Thomas, 89 111. 146; Schaefer v. Kienzel, 123 111. 430, 15 N. E. 164; Habberton v. Habberton, 156 111. 444, 41 N. E. 222; Walker v. Tink, 159 111. 323, 42 N. E. 773; Poulter V. Poulter, 193 111. 641, 61 N. E. 1056; McMullen v. Reynolds, 209 111. 504, 70 N. E. 1041, reversing 105 111. App. 386; Jespersen v. Mech, 213 111. 488, 72 N. E. 1114; Jones v. Young, 228 111. 374, 81 N. E. 1042; Poage «!. Smith, 101 111. App. 261 ; Searl v. Searl, 122 111. App. 129; Fread v. Hoag, 132 111. App. 233. See also Reynolds v. McMillan, 63 111. 46; Case v. Case, 103 111. App. 177. Iowa. — Smith ;;. Smith, 132 la. 700, 109 N. W. 194, 119 Am. St. Rep. 581. Kentucky. — Lang v. Constance, 46 S. W. 693. Louisiana. — See Ruthenberg v. Hel- berg, 43 La. Ann. 410, 9 So. 99. Michigan. — Greusel v. Smith, 85 Mich. 574, 48 N. W. 616; Barbour v. Patterson, 145 Mich. 459, 108 N. W. 973. Minnesota. — Hansom v. Ingwald- Bon, 84 Minn. 346, 87 N. W. 915. Mississippi. — HoflFman v. Smith, 61 Miss. 544; Neblett v. Neblett, 70 Miss. 572, 12 So. 598; Walker v. Wil- liams, 84 Miss. 392, 36 So. 450. Montana. — Murray v. Conlon, 19 Mont. 389, 48 Pac. 743. Nebraska. — Johnson v. Emerich, 74 Neb. 303, 12 Ann. Cas. 851, 104 N. W. 169; Harper v. Harper, 89 Neb. 269, 131 N. W. 218; Smith v. Palmer, 91 Neb. 796, 137 N. W. 843. New Jersey. — Coles v. Coles, 13 N. J. Eq. 365; Buttlar v. Buttlar, 70 N. J. Eq. 675, 64 Atl. 110. See also Mc- Mullin V. Doughty, 69 N. J. Eq. 649, 61 Atl. 265; Keeney v. Henning, 55 Atl. 88. New York. — Story v. Lutkins, 77 Misc. 17, 135 N. Y: S. 118. OMo. — Lowe ('. Phillips, 21 Ohio St. 657. Pennsylvania. — Clark's Appeal, 93 Pa. St. 369, distinguishing Snyder's Appeal, 54 Pa. St. 67. See also Bell V. Reel, 8 Pa. Dist. Ct. 346; Heft's Estate, 9 Kulp 337. Rhode Island. — Redecker v. Bowen, 15 R. I. 52, 23 Atl. 62; Robinson v. Robinson, 24 R. I. 222, 52 Atl. 992. Tennessee. — Scott v. Marley, 124 Tenn. 388, 137 S. W. 492. Attorney as Pa/rty. — It has been held, in some jurisdictions, that an attorney who is a party to partition proceedings and who conducts them in person, is not entitled to an al- lowance of an attorney fee. Girtman V. Starbuck, 48 Fla. 265, 5 Ann. Cas. 833, 37 So. 731; Cheney v. Ricks, 168 111. 533, 94 N. E. 181. See also § 484. 848 AMOUNT, ETC. OF COMPENSATION. [§ 479 pay any part of his opponents' counsel fees,* although he may be benefited by the judgment.* The court in partition may not award attorney's fees out of the common fund to plaintiff's attorneys, for no part of the attorney's fees may be charged against defend- 8 Arkansas. — Cowling v. Nelson, 76 Ark. 146, 88 S. W. 913; Gardner v. McAuley, 105 Ark. 439, 151 S. W. 997. Illinois. — Strawn v. Strawn, 46 111. 412; Kilgour v. Crawford, 51 111. 249; Lilly v. Shaw, 59 111. 72; Stem- pel V. Thomas, 89 111. 146; 'Cowdrey V. Hitchcock, 103 111. 262; Stunz v. Stunz, 131 111. 210, 23 N. B. 407; Habberton v. Habberton, 156 111. 444, 41 N. E. 222; Hartwell v. De Vault, 159 111. 325, 42 N. E. 789; Metheny V. Bohn, 164 111. 495, 45 N. E. 1011; Dunn V. Berkshire, 175 111. 243, 51 N. E. 770; Bliss v. Seeiey, 191 111. 461, 61 N. E. 524 ; McMullen v. Seyn- olds, 209 111. 504, 70 N. E. 1041, re- versing 105 111. App. 386; Wachter V. Doerr, 210 III. 242, 71 N. E. 401; Jones r. Young, 228 111. 374, 81 N. E. 1042; Mulloy v. Mulloy, 231 111. 285, 83 N. E. 158; Shortz v. Ruttiger, 249 111. 494, 94 N. E. 181. See also Gehrke v. Gehrke, 190 111. 166, 60 N. E. 59. But also Elser v. Heinzer, 37 111. App. 298; Loveland v. Loveland, 96 111. App. 488; Case v. Case, 103 111. App. 177; Berger v. Neville, 117 111. App. 72. Indiana. — Bell v. Shaffer, 154 Ind. 413, 56 N. E. 217; Osborne v. Eslin- ger, 155 Ind. 351, 58 N. E. 439, 80 Am. St. Rep. 240; St. Clair v. Mar- quell, 161 Ind. 56, 67 N. E. 693. And see Hutts t. Martin, 134 Ind. 587, 33 N. E. 676. Iowa. — McClain v. McClain, 52 la. 272, 3 N. W. 60; Duncan v. Duncan, 63 la. 150, 18 N. W. 858; Everett v. Croskrey," 101 la. 17, 69 N. W. 1125; Finch V. Garrett, 102 la. 381, 71 N. W. 429; Convey v. Murphy, 154 la. 421, 134 N. W. 1065; Kuhn v. Downs, 136 N. W. 199. Kentucky. — Bailey v. Barclay, 109 Ky. 636, 60 S. W. 377; Fristoe v. Gillen, 80 S. W. 823, 26 Ky. L. Rep. 149; Hemingray v. Hemingray, 96 S. W. 574, 29 Ky. L. Rep. 879; Lang V. Constance, 46 S. W. 693. See also Thirlwell v. Campbell, 11 Bush 163; Abert v. Taylor, 37 S. W. 676. Massachusetts. — See Symonds v. Kimball, 3 Mass. 299; Swett v. Bussey, 7 Mass. 503. Mississippi. — Hoffman v. Smith, 61 Miss. 544; Neblett v. Neblett, 70 Miss. 572, 12 So. 598; Walker v. Williams, 84 Miss. 392, 36 So. 450; Bowles v. Wood, 90 Miss. 742, 44 So. 169; Mans- field V. Olsen, 4 So. 545; Hardy v. Richards, 60 So. 643. See also Potts V. Gray, 60 Miss. 57. Nebraska. — Oliver v. Lansing, 57 Neb. 352, 77 N. W. 802. Neio Jersey. — Coles v. Coles, 13 N. J. Eq. 365; McMullin v. Doughty, 69 N. J. Eq. 649, 61 Atl. 265, 68 N. J. Eq. 776, 55 Atl. 115, 284, 64 Atl. 1134. Ohio. — Young v. Stone, 55 Ohio St. 125, 45 N. E. 57. Pennsylvania. — Grubb's Appeal, 82 Pa. St. 23; Fidelity Ins. Trust, etc., Co.'s Appeal, 108 Pa. St. 339; Biles's Appeal, 119 Pa. St. 105, 12 Atl. 833. 3 Abert v. Taylor, (Ky.) 37 S. W. 676. § 479] AMOUNT, ETC. OF COMPENSATIOIT. 849 ant's share.* In some jurisdictions the allowance of counsel fees in partition, or other equitable proceedings, must be based on an implied or express contract of employment." Where not so based, a reasonable fee is allowed.* These general principles are, in effect, those stated in the two preceding sections; partition pro- ceedings being of an equitable nature in all jurisdictions, and in some states cognizable only in a court of equity. In most states this subject is regulated by local laws, which must be consulted. Thus under the California statute where litigation arises between some of the parties to a partition suit, the court may refuse to order the expense of such litigation to be paid by the parties there- to or any of them.'' The Missouri statute provides, in effect, that the judge of the court in which any partition suit was brought may allow a reasonable fee to the attorney or attorneys bringing the suit, and may in like manner make a reasonable allowance to guardians ad litem when appointed, and that the fee and allow- ance thus made shall be taxed and paid as other costs in the case.' The New York code provides that where final judgment, confirm- ing a sale, is rendered, the costs of each party to the action, and the expenses of the sale, including the officer's fees, must be de- ducted from the proceeds of the sale, and each party's costs must be paid to his attorney.® In Tennessee it is, in effect, provided 4 Lee V. Lee, 150 la. 611, 1.30 N. 39 S. W. 451; Appleman v. Apple- W. 128. man, 140 Mo. 309, 41 S. W. 794, 62 5 See the preceding section, note. Am. St. Rep. 732; Gulick v. Hunt See also Westmoreland v. Martin, 24 ley, 144 Mo. 241, 46 S. W. 354; Pad S. C. 238; Butler v. Butler, 73 S. C. gett v. Smith, 206 Mo. 303, 103 S. W. 402, 53 S. E. 646; Legg v. Legg, 34 943; Donaldson v. Allen, 213 Mo Wash. 132, 75 Pac. 130. 293, 111 S. W. 1128, 127 Am. St. SEllguth V. Ellguth, 250 111. 214, Rep. 601; Zellee v. Bobb, 13 Mo. App 95 N. E. 169. 581; Frank v. Crawford, 14 Mo. App Mode of fisBing, see McMuUen v. 599; Whitsett v. Wamack, 95 Mo Reynolds, 209 111. 504, 70 N. E. 1041, App. 296, 69 S. W. 24; Forsee v reversing 105 111. App. 386. McGuire, 109 Mo. App. 701, 83 S. W, 7 Watson V. Sutro, 103 Cal. 169, 37 548; Liles r. Liles, 116 Mo. App. 413, Pac. 201. 91 S. W. 983, 129 Mo. App. 117, 107 8 Rev. Stat. 1879, § 3389, Rev. Stat. S. W. 1111. 1899, §§ 7182, 7183, Rev. Stat. 3 899, 9 N. Y. Code Civ. Pro. § 1579. See § 4422. See also Draper v. Draper, also Cooper v. Cooper, 27 Misc. 595, 29 Mo. 13; Lucas Bank v. King, 73 59 N. Y. S. 86, affirmed 51 App. Div. Mo. 590; Eddie v. Eddie, 138 Mo. 599, 595, 64 N. Y. S. 901; Sprague i;. Eu- Attys. at L. Vol. II.— 54. 850 AMOUNT, ETC. OF COMPENSATION. [§ 480 by statute that in all partition cases the court may, in its discre- tion, order the fees of the 'attorneys for both parties to the suit to be paid out of the common fund when the property is sold for partition, and to be taxed as costs when the property is divided in kind among the parties entitled thereto." Allowance of Counsel Fees in Legal Proceedings. § 480. Generally. — As a general rule counsel fees cannot be recovered by either party in legal proceedings ; ^* thus it has been held that the plaintiff's counsel fees in actions for libel or slander cannot be taken into consideration as an element in determining the amount of damages to be awarded,^* for the reason that such fees are too remote and contingent.*' In Connecticut and Ohio, a contrary rule is recognized ; and, in those states, it is held that, in estimating the damages to be awarded in libel or slander suits. gelbrecht, 29 Misc. 464, 61 N. Y. S. 952; Christy v. Christy, 6 Paige (N. Y.) 170; Whittiraore v. Whittimore, 7 Paige (N. Y.) 38. 10 Pate V. Maples, (Tenn.) 43 S. W. 740; Johnson v. Johnson, (Tenn.) 53 S. W. 226. 11 In Day v. Woodworth, 13 How. 363, 14 U. S. (L. ed.) 181, the court said : "In many civil actions, such as libel, slander, seduction, etc., the wrong done to the plaintiff is inca- pable of being measured by a money standard; and the damages assessed depend on the circumstances, showing the degree of moral turpitude or atrocity of the defendant's conduct, and may properly be termed exem- plary or vindictive rather than com- pensatory. ... It is true that damages assessed by way of example may thus indirectly compensate the plaintiff for money expenses in coun- sel fees, but the amount of these fees cannot be taken as the measure of punishment or a necessary element in its infliction." 18 Indiana. — Indianapolis Journal Newspaper Co. v. Pugh, 6 Ind. App. 510, 33 N. E. 991; Grotius v. Ross, 24 Ind. App. 543, 57 N. E. 46. loica. — Irlbeck v. Bierle, 84 la. 47, 50 N. W. 36. Michigan. — Warren v. Ray, 155 Mich. 91, 16 Ann. Gas. 513, 118 N. W. 741, 130 Am. St. Rep. 566. Nevada. — See Thompson v. Pown- ing, 15 Nev. 195. New York. — Hicks v. Foster, 13 Bark 663. See also Halstead v. Nelson, 24 Hun 395. Texas. — Landa v. Chert, 45 Tex. 539. IS Lanston Monotype Mach. Co. v. Mergenthaler Linotype Co., 147 Fed. 871, affirmed 154 Fed. 42, 83 C. C. A. 154; Hicks V. Foster, 13 Barb. (N. Y.) 663; Landa v. Chert, 45 Tex. 539. § 480] AMOUNT, ETC. OF COMPENSATION, 851 the jury may take into consideration the counsel fees of the plaintiff." So, also, it has been held that attorney fees cannot be recov- ered in actions on appeal bonds merely stipulating for the pay- ment of damages,*' although it would seem that the bond might be so worded as to include attorney fees. In Alabama, however, counsel fees are considered as part of the damages which may be recovered in an action on an appeal bond, even though there is no special stipulation therefor.*' In a number of jurisdictions coun- sel fees are allowed to the successful party in proceedings for contempt of court." Though apparently warranted by sound M Wynne v. Parsons, 57 Conn. 73, 17 Atl. 362; Stevens v. Haiidly, Wright (Ohio) 121; Sexton v. Todd, Wright (Ohio) 316; Finney «. Smith, 31 Ohio St. 529, 27 Am. Eep. 524. 15 California. — Kellogg v. Howes, 93 Cal. 586, 29 Pac. 230. Colorado. — Williams v. Fidelity, etc., Co., 42 Colo. 118, 15 Ann. Cas. 722, 93 Pac. 1119. Illinois. — Litchfield First Nat. Bank V. Fidelity, etc., Co., 106 111. App. 367. Indiana. — Noll v. Smith, 68 Ind. 188. Kansas. — Deisher v. Gehre, 45 Kan. 583, 26 Pac. 3; Hughan v. Grimes, 62 Kan. 258, 62 Pac. 326; Barratt V. Grimes, 10 Kan. App. 181, 63 Pac. 272. Kentucky. — Welch v. Welch, 106 Ky. 406, 50 S. W. 687; Turner v. Johnson, 106 Ky. 460, 50 S. W. 675. South Carolina. — Chillicothe First Nat. Bank v. McSwain, 93 S. C. 30, 75 S. E. 1106. 16 See Drake v. Webb, 63 Ala. 596 ; Miller v. Vaughan, 78 Ala. 323; Shows V. Pendry, 93 Ala. 248, 9 So. 462; Simmons v. Sharp, 2 Ala. App. 385, 56 So. 849; Wheeler o. Fuller, 4 Ala. App. 532, 58 So. 792. IT Doubleday v. Sherman, 8 Blatchf. 45, 7 Fed. Cas. No. 4020; Durant V. Washington County, Woolw. 377, 8 Fed. Cas. No. 4191; In re Tift, 11 Fed. 463; Stahl v. Ertel, 62 Fed. 920; William Rogers Mfg. Co. v. Rogers, 38 Conn. 121; State v. District Ct. 113 Minn. 304, 129 N. W. 583; Cope- land-Chatterson Co. v. Business Sys- tems, 10 Ont. W. Rep. 92; Reg. v. Ellis, 32 N. Bruns. 561, 713; Reg. V. Wilkinson, 41 U. C. Q. B. 42. In A'eio York expenses actually in- curred for counsel have been held properly Included in the fine, under a statute relating to punishment for contempt of court which provides that a fine shall be imposed "sufficient to indemnify the injured party for the loss and injury produced by the misconduct, and sufficient to satisfy costs and expenses." Davis v. Sturte- vant, 4 Duer 148; People v. Roch- ester & S. L. R. Co. 76 N. Y. 294, af- firming 14 Hun 371; Brett v. Brett, 33 Hun 547, affirmed 98 N. Y. 619; Whitman v. Haines, 51 Hun 640 mem., 4 N. Y. S. 48, affirmed 119 N. Y. 639, 23 N. E. 1148; Van Valkenburgh V. Doolittle, 4 Abb. N. Cas. 72; Fitz- simmons i;. Ryan, 64 App. Div. 404, 72 N. Y. S. 65; Dollard v. Koronsky, 852 AMOUNT, ETC. OF COMPENSATION. [§ 480 considerations of policy, such allowance is ordinarily denied in taxpayers' actions.*' Recent years, however, have shown the development of a ten- dency on the part of legislators to allow counsel fees hy way of penalty or additional damages. The power to do so seems to be beyond question, providing, of course, that constitutional safe- guards are complied with. Thus it has been held that counsel fees may be allowed by statute to a successful plaintiif in well- defined classes of cases, even though no such allowance is made to the defendant in the event of his prevailing in the action,*' a common illustration being the foreclosure of mechanic's liens.'" 64 Misc. 611, 118 N. Y. S. 922. See also Dejonge v. Brenneman, 23 Hun 332; Fall Brook Coal Co. v. Heck- sher, 42 Hun 534, 4 N. Y. St. Kep. 657; Ross v. LaCagnina, 68 Misc. 497, 124 N. Y. S. 753. Compare People V. Jacobs, 5 Hun 428, af- firmed 66 N. Y. 8; Power v. Atliens, 19 Hun 165; People v. Cooper. 20 Hun 486; King v. Flynn, 37 Hun 329; Stubbs u. Ripley, 39 Hun 626; In re Morris, 45 Hun 167, 10 N. Y. St. Rep. 50; People v. Compton, 1 Duer 512; People v. Elmer, 3 Paige 85; Chapman v. Munson, 3 Paige 347; Fenlon v. Dempsey, 22 Abb. N. Gas. 114, 2 N. Y. S. 763; Sudlow v. Knox, 4 Abb. Dec. 326, 7 Abb. Pr. N. S. 411 ; Matter of Jacobs, 49 How. Pr. 370; Weill v. Weill, 18 Civ. Pro. 241, 10 N. Y. S. 627; Guerrier v. Coleman, 135 App. Div. 46, 119 N. Y. S. 895. A similar statute has been similar- ly construed in Utah and in Wiscon- sin. Davidson v. Munsey, 29 Utah 181, 80 Pac. 743; My Laundry Co. v. Schmeling, 129 Wis. 597, 109 N, W. 540. In Iowa and Kansas an attorney's fee is provided for by statute in prose- cutions for contempt under the pro- hibitory liquor law. Lingelbach v. Hobson, 130 la. 488, 107 N. W. 168; State V. Durein, 46 Kan. 695, 27 Pac. 148. In New Jersey counsel fees in con- tempt proceedings have been held not to be properly taxable. O'Rourke v. Cleveland, 49 N. J. Eq. 577, 25 Atl. 367, 31 Am. St. Rep. 719. 18 In the absence of statutory au- thority, the plaintiff in a, taxpayer's suit, though successful, can have no allowance made him for counsel fees. Marion County i}. Rives, 133 Ky. 477, 118 S. W. 309; Brundige v. Ashley, 62 Ohio St. 526, 57 N. E. 226; Cris- well V. Everett School District No. 24, 34 Wash. 420, 75 Pac. 984. However, in the case of Kimble v. Franklin County, 32 Ind. App. 377, 66 N. E. 1023, it was held that a taxpayer who had recovered for and collected for the county sums of money illegally appropriated by of- ficers might be allowed his expenses, including the fees of his attorneys. 19 Engebretsen v. Gay, 158 Cal. 30, Ann. Cas. 1912A 690, 109 Pac. 880, 28 L.R.A.(N.S.) 1062. 80 Shaw V. Martin, 20 Idaho 168, 117 Pac. 853; Todd v. Howell, 47 Ind. App. 665, 95 N. E. 279; Fisher § 480] AMOUNT, ETC. OF COMPENSATION. 853 A statute which allowed an attorney fee to a successful plaintiff in an action against a railroad company for damages by fire caused by the operating of a railroad, has been upheld on the ground that it was a reasonable regulation to secure the prevention of such fires, and not merely a provision to secure the payment of the debt.* So, a statute which imposed a liability for injury to livestock on unfenced railroads and, in addition to other damages, permitted the recovery of a reasonable attorney fee, was held to be a valid exercise of the state police power.^ And a statute which provided, in substance, that it should be the duty of the court to allow the plaintiff a reasonable attorney fee, in addition to a claim for wages, whenever a mechanic, artisan, miner, laborer, servant, or other employee, should have cause to bring a suit for wages, and should establish his claim and show that a demand had been made in writing for the amount due, has also been held to be constitu- tional as embracing a well-defined class of cases and persons for a basis.' Where, however, a statute imposes an attorney fee in such a manner as to offend against constitutional requirements it will, of course, be invalid.* Thus it has been held that a statute pro- viding for the recovery by the plaintiff, in an action for personal services rendered by a laborer, clerk, servant, nurse, or other per- son, of an attorney's fee, is in conflict with the Fourteenth Amend- ment to the Federal Constitution, in that it denies to the defendant, the equal protection of the law.' And as to a statute which pro- V. Independent School Dist. 154 la. Terre Haute, etc., R. Co. v. Salmon, 125, 134 K VV. .545. And see Roraona 161 Ind. 131, 67 N. E. 918. Oolitic Stone Co. v. Weaver, 49 Ind. 3 Vogel v. Pekoe, 157 111. 339, 42 App. 368, 97 N. E. 441; Anderson v. N. E. 386, 30 L.R.A. 491. Donahue, 116 Minn. 380, 133 N. W. 4 Gulf , etc., R. Co. v. Ellis, 165 975; Lindquist v. Young, 119 Minn. U. S. 150, 17 S. Ct. 255, 41 U. S. 219, 138 N. W. 28. See, however, for (L. ed.) 666. cases disallowing fee, Sattler «.. Knapp, s Chicago, etc., R. Co. v. Masliore, 60 Ore. 466, 120 Pac. 2; Hughes v. 21 Okla. 275, 17 Ann. Cas. 277, 96 Flint, 61 Wash. 460, 112 Pac. 633. Pae. 630; Oligschlager v. Steplien- 1 Atchison, T. & S. F. R. Co. v. son, 24 Okla. 760, 304 Pac. 345. And Matthews, 174 U. S. 96, 19 S. Ct. see to the same effect Hocking Valley 609, 43 U. S. (L. ed.) 909. Coal Co. v. Rosser, 53 Ohio St. 12, 2 Illinois Cent. R. Co. v. Crider, 41 N. E. 263, 53 Am. St. Rep. 622, 29 91 Tenn. 489, 19 S. W. 618. See also L.R.A. 386. 854 AMOUNT, ETC. OF COMPENSATION. [§ 480 vided for an attorney fee of ten dollars to any person having a valid claim against railroad corporations for personal services, or labor, or for damages, it was held that the companies specified in the statute were unduly discriminated against as debtors, and that the equal protection of the law was denied them.* The constitutionality of statutes providing for the allowance of an attorney fee for the enforcement of mechanics and kindred liens presents a conflict of opinion. In some states such legislation is deemed to be inoffensive ; ' on the other hand, such statutes have been declared to be unconstitutional in several jurisdictions, either as class legislation, or as amounting to the deprivation of property without compensation or due process of law.* 6 Gulf, etc., R. Co. V. Ellis, 165 U. S. 150, 17 S. Ct. 255, 41 U. S. (L. ed.) 666, reversing 87 Tex. 19, 26 S. W. 985. 1 Alaska. — Pioneer Mining Co. v. Delamotte, 185 Fed. 752, 108 C. C. A. 90. Florida. — Dell v. Marvin, 41 Fla. 221, 26 So. 188, 79 Am. St. Rep. 171, 45 L.R.A. 201. Idaho. — Thompson v. Wise Boy Min., etc., Co., 9 Idaho 363, 74 Pac. 958; Robertson v. Moore, 10 Idaho 115, 77 Pae. 218; Nelson Bennett Co. V. Twin Falls Land, etc., Co., 14 Idaho 5, 93 Pac. 789. Indiana. — Duckwall v. Jones, 156 Ind. 682, 58 N. E. 1055, 60 N. ' E. 797. Montana. — Wbrtman v. K!ein- sclimidt, 12 Mont. 316, 30 Pac. 280; Helena Steam-Heating, etc., Co. v. Wells, 16 Mont. 65, 40 Pac. 78; Mur- ray V. Swanson, 18 Mont. 535, 46 Pac. 441; Hill v. Cassidy, 24 Mont. 108, 60 Pac. 811. New Mexico. — Genest v. Las Vegas Masonic Bldg. Assoc, 11 N. M. 251, 67 Pac. 743. Oregon. — Title Guarantee, etc., Co. V. Wrenn, 35 Ore. 62, 56 Pac. 271, 76 Ann. St. Rep. 454. Washington. — Griffith v. Maxwell, 20 Wash. 403, 55 Pac. 571; Fitch V. Applegate, 24 Wash. 25, 64 Pac. 147; Littell v. Saulsberry, 40 Wash. 550, 82 Pae. 909. 8 Alahama. — Randolph v. Builders, etc., Supply Co., 106 Ala. 501, 17 So. 721 ; McAnally v. Hawkins Lumber Co., 109 Ala 397, 19 So. 417. Colorado. — Davidson v. Jennings, 27 Colo. 187, 60 Pac. 354, 83 Am. St. Rep. 49, 48 L.R.A. 340; Antlers Park Regent Min. Co. v. Cunning- ham, 29 Colo. 284, 68 Pac. 226 ; Sick- man V. Wollett, 31 Colo. 58, 71 Pac. 1107; Los Angeles Gold Mine Co. v. Campbell, 13 Colo. App. 1, 56 Pac. 246; Burleigh Bldg. Co. v. Merchant Brick, etc., Co., 13 Colo. App. 455, 59 Pac. 83; Perkins v. Boyd, 16 Colo. App. 266, 65 Pac. 350. Kansas. — Atkinson v. Woodmansee, 68 Kan. 71, 74 Pac. 640, 64 L.E.A. 325. Michigan. — Grand Rapids Chair Co. r. Runnels, 77 Mich. 104, 43 N. W. 1006. § 480] AMOUNT, ETC. OF COMPENSATION. 855 It is true that the foregoing illustrations do not make the sub- ject under discussion as clear as might be desired, but this must frequently be so as to questions of this character. This difficulty is thus stated by the Supreme Court of the United States : "Many cases have been before this court involving the povi^er of state legis- latures to impose special duties or liabilities upon individuals and corporations, or classes of them, and while the principles of sep- aration between those cases which have been adjudged to be within the power of the legislature and those beyond its power are not difficult of comprehension or statement, yet their application often becomes very troublesome, especially when a case is near to the dividing line. It is easy to distinguish between the full light of day and the darkness of midnight, but often very difficult to de- termine whether a given moment in the twilight hour is before or after that in which the light predominates over the darkness. The equal protection of the laws which is guaranteed by the Fourteenth Amendment does not forbid classification. That has been asserted in the strongest language. . . . Weither the amendment — broad and comprehensive as it is — nor any other amendment, was designed to interfere with the power of the state, ' sometimes termed its 'police power,' to prescribe regulations to pro- mote the health, peace, morals, education, and good order of the people, and to legislate so as to increase the industries of the state, develop its resources, and add to its wealth and prosperity. From the very necessities of society, legislation of a special character, having these objects in view, must often be had in certain dis- tricts, such as for draining marshes and irrigating arid plains. Special burdens are often necessary for general benefits — for sup- plying water, preventing fires, lighting districts, cleaning streets, opening parks, and many other objects. Regulations for these purposes may press with more or less weight upon one than upon another, but they are designed, not to impose unequal or unneces- sary restrictions upon any one, but to promote, with as little in- convenience as possible, the general good. Though, in many re- spects, necessarily special in their character, they do not furnish just ground of complaint if they operate alike upon all persons and property, under the same circumstances and conditions. Class legislation, discriminating against some and favoring others, is prohibited; but legislation which, in carrying out a public pur- 856 AMOUNT, ETC. OF COMPENSATION. [§§ 481, 482 pose, is limited in its application, if within the sphere of its opera- tion it affects alike all persons similarly situated, is not within the amendment." ' § 481. Proceedings for Collection of Taxes and Assess- ments. — In several jurisdictions, under statutory authority, counsel fees are allowed the plaintiff in proceedings for the col- lection of taxes ^^ and local assessments.*^ Statutes of this char- acter have uniformly been held to be constitutional.** § 482. In Actions on Injunction Bonds. — In many juris- dictions the reasonable counsel fees incurred in procuring the dis- solution of an injunction, including those for services in the appel- late court,** are recoverable in an action on the injunction bond,** 9 Atchison, etc., R. Co. v. Matthews, 174 U. S. 96, 19 S. Ct. 609, 43 U. S. (L. ed.) 909. 10 People ». Seymour, 16 Cal. 332, 76 Am. Dec. 521; State v. Kerr, 8 Mo. App. 125. See also U. S. Elec- tric Power, etc., Co. v. State, 79 Md. 63, 28 Atl. 768. 11 United States. — Cleveland, etc., R. Co. V. Porter, 210 U. S. 177, 28 S. Ct. 647, 52 U. S. (L. ed.) 1012. Arizona. — English v. Territory, 11 Ariz. 259, 90 Pac. 601, affirming on rehearing 11 Ariz. 87, 89 Pac. 501, and affirming 214 U. S. 359, 29 S. Ct. 658, 53 U. S. (L. ed.) 1030. Arkansas. — School Dist. v. Board of Improvement, 65 Ark. 345, 46 S. W. 418. California. — Gillis v. Cleveland, 87 Cal. 214, 25 Pac. 351; Hughes v. Alsip, 112 Cal. 587, 44 Pac. 1027; Reid V. Clay, 134 Cal. 207, 66 Pac. 262; McCaleb v. Dreyfus, 156 Cal. 204, 103 Pac. 924; Engebretsen V. Gay, 158 Cal. 30, Ann. Gas. ]9:2A 690, 109 Pac. 880, 28 L.E.A.(N.S.) 1062. Indiana. — Dowell v. Talbot Paving Co., 138 Ind. 675, 38 N. E. 389: Pittsburgh, etc., E. Co. v. Fish, 158 Ind. 525, 63 N. E. 454; Brown v. Central Bermudez Co., 162 Ind. 453, 69 N. E. 150; Scott v. Hayes, 162 Ind. 548, 70 N. E. 879; Pittsburgh, etc., R. Co. V. Taber, 168 Ind. 419, 11 Ann. Cas. 808, 77 N. E. 741; Palmer V. Nolting, 13 Ind. App. 581, 41 N. E. 1045; Indiana Bond Co. v. Jame- son, 24 Ind. App. 8, 56 N. E. 37; Cleveland, etc., R. Co. v. Porter, 38 Ind. App. 226, 74 N. E. 260, 76 N. E. 179. Iowa. — Tuttle v. Polk, 84 la. 12, 50 N. W. 38; Tuttle v. Polk, 92 la. 433, 60 N. W. 733. Permsylvania. — Ashley v. Smith, 8 Kulp 60. Washington. — Montesano v. Blair, 12 Wash. 188, 40 Pac. 731. 18 Engebretsen v. Gay, 158 Cal. 30, Ann. Cas. 1912A 690, 109 Pac. 880, 28 L.R.A.(N.S.) 1062. And see the eases cited in the two preceding notes. 18 Miller v. Donovan, 13 Idaho 735, 13 Ann. Cas. 259, 92 Pac. 991; State V. Graham, 68 W. Va. 1, 69 S. E. 301. li Alabama. — Fidelity, etc., Co. v. Walker, 158 Ala. 129, 48 So. 600; § 482] AMOUNT, ETC. OF COMPENSATION, 857 especially where the injunction is not the only relief sought ; " but where the injunction was dissolved below, fees for the services of attorneys to resist its re-establisment on appeal, there being no supersedeas, cannot be recovered on the bond.'^ As a rule, only one reasonable attorney fee will be allowed irrespective of the num- ber of counsel engaged,''' and that only when the defendant has paid it or become liable therefor.'* Counsel fees incurred in the main action, however, cannot be recovered in a suit on the injunction bond ; " but the defendant is required to show only that the services rendered were performed in securing the dissolution of the injunction, or were performed principally and mainly for that purpose; and the fact that such Tallasaee Falls Mfg. Co. v. Parks, 2 Ala. App. 278, 56 So. 588. Kentucky. — Green v. Quisenberry, 133 Ky. 561, 118 S. W. 361. Louisiana. — Brown v. Lambeth, 2 I^. Ann. 822; Williams v. Close, 14 La. Ann. 737; Betts v. Mougin, 15 La. Ann. 52; Rivet v. George M. Mur- rell Planting, etc., Co., 121 La. 201, 46 So. 210, 126 Am. St. Rep. 320. Mississippi. — Vicksburg Water- works Co. V. Vicksburg, 99 Miss. 132, 54 So. 852, 33 L.R.A.(N.S.) 844. Missouri. — C. H. Albers Commis- sion Co. V. Spencer, 236 Mo. 608, Ann. Cas. 1912D 705, 139 S. W. 321. Jfew York. — American Exch. Nat. Bank v. Goubert, 67 Misc. 602, 124 N. Y. S. 817, affirmed 146 App. Div. 875, 330 N. Y. S. 1103. West Virginia. — State v. Medford, 34 W. Va. 633, 12 S. E. 864; State V. Corvin, 51 W. Va. 19, 41 S. E. 211; State V. Taylor, 67 W. Va. 585, 68 S. E. 379 ; State v. Graham, 68 W. Va. 1, 69 S. E. 301. 15 Illinois. — Dempster v. Lansingh, 234 111. 381, 84 N. E. 1032, reversing 128 111. App. 388. Kentucky. — Burgen v. Sharer, 14 B. Mon. 497; New National Turnpike Co. V. Dulaney, 86 Ky. 518, 6 S. W. 590, 9 Ky. L. Rep. 697 ; Tyler v. Ham- ilton, 108 Ky. 120, 55 S. W. 920, 21 Ky. L. Rep. 1516; Bartram v. Ohio, etc., R. Co., 141 Ky. 100, 132 S. W. 188; Graham v. Rice, 110 S. W. 231. Louisiana. — Lee Lumber Co. v. Hotard, 122 La. 850, 4S So. 286, 129 Am. St. Rep. 368. Washington. — Collins v. Huffman, 48 Wash. 184, 93 Pac. 220. West Virginia. — State v. Medford, 34 W. Va. 633, 12 S. E. 864; State V. Corvin, 51 W. Va. 19, 41 S. E. 211; State v. Taylor, 67 W. Va. 585, 68 S. E. 379. 16 C. H. Albers Commission Co. v. Spencer, 236 Mo. 608, Ann. Cas. 1912D 705, 139 S. W. 321. 17 Citizens' Trust, etc., Co. v. Ohio Valley Tie Co., 138 Ky. 421, 128 S. W. 317. 18 Reed v. New York Nat. Exch. Bank, 230 111. 50, 82 N. E. 341. 19 State V. Taylor, 67 W. Va. 585, 68 S. E. 379. See also Collins v. Huffman, 48 Wash. 184, 93 Pac. 220. 858 AMOUNT, ETC. OF COMPENSATION. [§ 483 services inured to his benefit in the main case, and resulted in a final disposition of the action on the merits, cannot defeat the right to recover attorney fees for services originally and primarily required on account of the injunction.*" In several jurisdictions counsel fees are not recoverable in actions on injunction bonds.' § 483. In Actions on Attachment Bonds. — Counsel fees, the payment of which weve rendered necessary in procuring the dissolution of a vcrongful attachment, may be recovered in several jurisdictions, as a part of the damages sustained, in an action on the attachment bond.* Such recovery, however, is limited to de- an Miller v. Donovan, 13 Idaho 735, 13 Ann. Cas. 259, 92 Pac. 99. 1 United Siaies.— Lindeberg v. How- ard, 146 Fed. 467, 8 Ann. Cas. 709, 77 C. C. A. 23. Alabama. — Tallasaee Falls Mfg. Co. V. Parks, 2 Ala. App. 278, 56 So. 588. Georgia. — Ball v. Vason, 50 Ga. 264; Jones v. Rountree, 11 Ga. App. 181, 74 S. E. 1096. Maine. — Barrett v. Bowers, 87 Me. 185, 32 Atl. 871. North Carolina. — Midgett v. Vann, 158 N. C. 128, 73 S. E. 801. Oklahoma. — Revell v. Smith, 25 Okla. 508, 106 Pac. 863. Texas. — Carpenter v. Sour Lake First Nat. Bank, 53 Tex. Civ. App. 23, 114 S. W. 904. Virginia. — Wisecarver v. Wisecarv- er, 97 Va. 452, 34 S. E. 56. 8 United States. — L. Bucki, etc.. Lumber Co. v. Fidelity, etc., Co., 109 Fed. 393, 48 C. C. A. 436. Alaiama. — Marshall v. Betner, 17 Ala. 832; Seay v. Greenwood, 21 Ala. 491; Roberts v. Heim, 27 Ala. 678; Higgins V. Mansfield, 62 Ala. 267 ; ' Dothard v. Sheid, 69 Ala. 135; Flour- noy V. Lyon, 70 Ala. 308; Vandiver V. Waller, 143 Ala. 411, 39 So. 139. Florida. — Gonzales v. De Funiak Havana Tobacco Co., 41 Fla. 471, 26 So. 1012. Georgia. — Cincinnati Fourth Nat. Bank v. Mayer, 96 Ga. 728, 24 S. E. 453. Iowa. — ^Vorse v. Phillips, 37 la. 428; Selz v. Belden, 48 la. 451; Schnitker v. Sehnitker, 109 la. 349, 80 N. W. 403. Kansas. — Gregory Grocery Co. v. Beaton, 10 Kan. App. 256, 62 Pac. 732, Louisiana. — Offut v. Edwards, 9 Rob. 90; Phelps v. Coggeshall, 13 La. Ann. 440; Brandon v. Allen, 28 La. Ann. 60; Barrimore v. McFeely, 32 La. Ann. 1179; State Bank v. Martin, 52 La. Ann. 1628, 28 So. 130; South- ern Grocer Co. v. Adams, 112 La. 60, 36 So. 226; Wall v. Hardwood Mfg. Co., 127 La. 959, 54 So. 300. Mississippi. — Buckley r. Van Diver, 70 Miss, 622, 12 So. 905; Dunlap v. Fox, 2 So. 169. Missouri. — State v. Beldsmeier, 56 Mo. 226; State v. Gage, 52 Mo. App. 464; State t'. Parsons, 109 Mo. App. 432, 84 S. W. 1019. Montana. — ^Plymouth Gold Min. § 484] AMOUNT, ETC. OF COMPENSATION. 859 fending against the attachment proceedings, and does not include fees for defending the suit on the merits,* or for the services ren- dered in prosecuting the suit for damages for the wrongful attach- ment.* N^or can there be any recovery for the fees of counsel whose services were unnecessary.^ In some jurisdictions the counsel fees expended in resisting a wrongful attachment are not an element of damages for which the attachment plaintiff is liable,* excepting, possibly, where the attachment was sued out through malice and without probable cause.'' Taxable Costs, Statutory Fees, and Expenses. § 484. To Whom Taxable Costs and Statutory Fees Be- long. — Under statutes prevailing in many jurisdictions certain costs, or nominal attorney fees, are taxed in favor of the success- Co. V. U. S. Fidelity, etc., Co., 35 Mont. 23, 10 Ann. Cas. 951, 88 Pae. 565. Nebraska. — ^Raymond v. Green, 12 Neb. 215, 10 N. W. 709, 41 Am. Kep. 763. Neio Meacico. — Territory v. Rinds- kopf, 5 N. M. 93, 20 Pac. 180. tiew York. — Tyng v. American Surety Co., 174 N. Y. 166, 66 N. E. 668; Epstein v. U. S. Fidelity, etc., Co., 29 Misc. 295, 60 N Y. S. 527. S Elwell V. Seattle Scandinavian Fish Co., 2 Alaska 617; Gonzales ■o. De Funiak Havana Tobacco Co., 41 Fla. 471, 26 So. 1012; Porter v. Knight, 63 la. 365, 19 N. W. 282; Byford i'. Girton, 90 la. 661, 57 N. W. 588; State v. Fargo, 151 Mo. 282, 52 S. W. 199; State v. McHale, ]6 Mo. App. 478; Fry v. Estes, 52 Mo. App. 1; State V. Parsons, 109 Mo. App. 432, 84 S. W. 1019. 4Vorse V. Phillips, 37 la. 428; Offutt t. Edwards, 9 Rob. (La.) 90; Roach r. Brannon, 57 Miss. 490; Cbil- licothe First Nat. Bank v. McSwain, 93 S. C. 30, 75 S. E. 1106. 5 Trammell v. Ramage, 97 Ala. 666, 11 So. 916; New Sharon Creamery Co. V. Knowlton, 132 la. 672, 108 N. W. 770; Roach v. Brannon, 57 Miss. 490; Rambaut v. Irving Nat. Bank, 42 App. Div. 143, 58 N. Y. S. 1056. sPatton V. Garrett, 37 Ark. 613; Mitchell V. Mattingly, 1 Met. (Ky.) 237; Worthington v. Morris, 98 Ky. 54, 32 S. W. 269; Farmers,' etc., To- bacco Warehouse Co. v. Gibbons, 107 Ky. 611, 55 S. W. 2; Stringfield v. Hirsch, 94 Tenn. 425, 29 S. W. 609, 45 Am. St. Rep. 733; Craddock v. Goodwin, 54 Tex. 578; Yarborough v. Weaver, 6 Tex. Civ. App. 215, 25 S. W. 468; Strauss v. Dundon, (Tex.) 27 S. W. 503. TAbohosh V. Buck, (Ky.) 43 S. W. 425; Hughes v. Brooks, 36 Tex. 379; McGill V. Fuller, 45 Wash. 615, 88 Pac. 1038. See also Juehter v. Boehm, 67 Ga. 534. 860 AMOUNTj ETC. OF COMPENSATIOIT. [§ 484 ful party ; these, as a general rule, are held to belong to the client,' providing, of course, that he appears by attorney. Clients ap- pearing in person are not entitled to the statutory attorney fees.' In some states, however, certain taxable costs and statutory fees are held to be the property of the attorney of record," whose right thereto cannot be affected by the employment of other counsel to 8 United States. — Celluloid Co. V. Chandler, 27 Fed. 9. Arkansas. — Bostick v. Cox, 28 Ark. 566. Florida. — Girtman v. Starbuck, 48 Fla. 265, 5 Ann. Cas. 833, 37 So. 731. .Illinois. — Cheney v. Ricks, 168 111. 533, 48 N. E. 75. Maine. — Clay v. Moulton, 70 Me. 315. Massachusetts. — Dwyer v. Ells, 208 Mass. 195, 21 Ann. Cas. 1042, 94 N. E. 286. Minnesota. — Davis v. Swedish- American Nat. Bank, 78 Minn. 408, 80 N. W. 953, 81 N. W. 210, 79 Am. St. Rep. 400. Missouri. — Frissell v. Haile, 18 Mo. 18. 'New Jersey. — Ely v. Peet, 52 N. J. Eq. 734, 29 Atl. 817. New York. — Barry v. Third Ave. R. Co., 87 App. Div. 543, 84 N. Y. S. 830; Mcllvaine v. Steinson, 90 App. Div. 77, 85 N. Y. S. 889; Earley v. Whitney, 106 App. Div. 399,' 94 N. Y. S. 728; Cacoia v. Isecke, 123 App. Div. 779, 108 N. Y. S. 542; Wheaton V. Newcombe, 48 Super. Ct. 215; Ward V. Syme, 1 Code Rep.- N. S. 208; Martin v. Kanouse, 11 How. Pr. 567, 2 Abb. Pr. 327. Prior to the enactment of the Code of Civil Procedure, costs were held to belong to the attorney. Tunstall v. Winton, 31 Hun 219; In re Bailey, 31 Hun 608; People v. Buffalo, 7 Misc. 386, 28 N. Y. S. 158; Guliano See infra, § 518. 21 See supra, § 136. 1 See supra, §§ 229-233. 2 See supra, §§ 210, 407-409; and see infra, § 516. 3 Alabama. — Compare Milligan v. Alabama Fertilizer Co., 89 Ala. 322, 7 So. 650. Georgia. — Strong v. West, 110 Ga. 382, 35 S. E. 693. Kansas. — Ryan v. Tudor, 31 Kan. 366, 2 Pac. 797. Kentucky. — Jones v. Jones, 39 S. W. 251. Louisiana. — Morgan v. Brown, 12 La. Ann. 159. New York. — McMinn v. Richtmyer, 3 Hill 236. Pennsylvania. — Swartz v. D. S. Morgan & Co., 163 Pa. St. 195, 29 Atl. 974, 975, 43 Am. St. Rep. 786. As to the duty and liability of coun- sel with respect to the collection of claims, see generally supra, §§ 326- 330. * Louisiana. — Barker v. York, 3 La. Ann. 90. 894 ACTIONS TO RECOVEE COMPENSATION. {§ 511 ratified,' or the benefits of the attorney's services are knowingly accepted.® The mere fact that one claims to be the agent or other representative of another, and actually employs counsel for him, is not sufficient evidence of his authority to do so ; ' but where one is duly authorized to retain counsel for another, or where such authority exists as a matter of law, an employment by such representative will bind those for whom he acts.' In the absence of any special agreement, the general rule is that an attorney must look to those who employ him for his compensa- tion for services rendered, even though, in truth, they act as the representatives of others ; ' and a fortiori will the person effecting the employment be personally responsible if he acts unauthor- izedly." But individual liability will not be enforced against one who employs counsel in his representative capacity only, and this is especially true where the amount due can be collected Maryland. — Laroque v. Candolle, 4 Md. Ch. 347. Mississippi. — Bush v. Southern Brewing Co., 69 Miss. 200, 13 So. 856. New York. — Randall v. Dwight, 5 N. Y. St. Rep. 889. Vermont. — Powell v. First Nat. Bank, 71 Vt. 462, 45 Atl. 1036. Washington. — Abel v. Hansen, 62 Wash. 492, 114 Pac. 182. See also supra, § 136. 5 See infra, § 517. 6 See supra, § 518. T Southern Home Building & Loan Ass'n V. Butt, 77 Miss. 944, 28 So. 725. 8 Alalama. — Hilliard v. Carr, 6 Ala. 557. California. — Dunlap v. Standard Consol. Min. Co., 61 Cal. 237. Colorado. — Fillmore v. Wells, 10 Colo. 228, 15 Pac. 343, 3 Am. St. Rep. 567. Illinois. — Price ». Hay, 132 111. 543, 24 N. E. 620. Indiana. — Nave v. Salmon, 51 Ind. 159; Long v. Rodman, 58 Ind. 58. -Keirn v. Carson, 12 Smedes & M. 431. New York. — ^Kellogg v. Reese, 48 Hun 621 mem., 14 Civ. Proc. 283, 1 N. Y. S. 291. Pennsylvania. — ^Appeal of Mander- son, 113 Pa. St. 631, 6 Atl. 893; Swartz V. D. S. Morgan & Co., 163 Pa. St. 195, 29 AtL 974, 975, 43 Am. St. Kep. 786. Vermont. — Foot v. Rutland & W. R. Co., 32 Vt. 633. SLivermore v. Rand, 26 N. H. 85; Bowman v. Tallman, 27 How. Pr. 212, 2 Robt. 385, affinned 41 N. Y. 619, 40 How. Pr. 1; Hallam v. Maxwell, 2 Cine. Super. Ct. (Ohio) 384, revers- ing 2 Cine. Super. Ct. 136; Playford V. Hutchinson, 135 Pa. St. 426, 19 Atl. 1019; McGloin v. Vanderlip, 27 Tex. 366; Paddock v. Kittredge, 31 Vt. 378. 10 Charles v. Eshelman, 5 Colo. 107; Austin e. Monroe, 4 Lans. (N. Y.) 67. § 512] ACTIONS TO RECOVEE COMPENSATION. 895 from the person or estate represented." T^or will public agents, ■who have been appointed under legislative enactment, be held personally responsible for the compensation of counsel retained by them, because, in such case, the attorney is bound to take notice of the capacity in which his clients act.^* § 512. Employment by Corporations and Stockholders Thereof. — One who claims compensation for professional serv- ices rendered in the interests of a corporation must prove the fact of his employment, *' as stated heretofore with respect to proof of employment by individuals.** Corporations may, of course, and frequently do employ counsel by a resolution duly passed by the board of directors and entered on the minutes, but no such formality is necessary; it will be sufficient for the attorney to show that some authorized person requested him to represent the company in a particular transaction, and that he did so.*' So, a corporation may be bound in this respect by the acts of its agents, though not under the corporate seal ; thus, where the presi- dent of a corporation gave a solicitor written authority to prose- cute an appeal on its behalf, it was held that the corporation was bound thereby.*® And one corporation may so own and control another corporation as to render such other liable for the com- pensation of counsel, employed by the controlling company, for services rendered in the interest of the company which was so controlled.*'' So, also, an attorney may recover his fees if his employment, though unauthorized, was subsequently ratified,*' llMalville v. Kappeler, (Cal.) 37 N. E. 15, 30 L.R.A. 574, affirming 4 Pac. 934. Misc. 302, 24 N. Y. S. 106. 13 Butler V. Mitchell, 15 Wis. 355. "See supra, § 507. 13 Davis V. Trimble, 76 Ark. 115, 88 IB Randolph v. St. Joseph, S. & N. S. W. 920; Dreifus v. Colonial Bank R. Co., 118 Mo. App. 460, 94 S. W. & Trust Co., 127 La. 1086, 54 So. 358 ; 309 ; Scott v. New York Filling Co., De Long v. Muskegon Booming Co., 88 79 N. J. L. 231, 75 Atl. 772. Mich. 282, 50 N. W. 297; Lillis v. 16 American Ins. Co. v. Oakley, 9 Pennsylvania Casualty Co., 131 Mich. Paige (N. Y.) 496, 38 Am. Dec. 561. 301, 91 N. W. 165, 9 Detroit Leg. N. "Trimble v. Texarkana & Ft. S. R. 315; Parshley v. Third Methodist Co., 199 Mo. 44, 97 S. W. 164. Episcopal Church, 147 N. Y. 583, 42 " See infra, § 517. 896 ACTIONS TO BECOVEE COMPENSATION. [§ 513 or the benefits of his services were knowingly accepted." In many jurisdictions attorneys employed by certain stockholders of cor- porations are entitled to compensation from the company's funds for their services, and this is especially true where the services were beneficial to all the Stockholders.*" So, under the local laws prevailing in several states, compensation may be recovered for professional services rendered in winding up proceedings.^ § 513. Employment by One of Several Parties as Creating Joint Liability. — The fact that several persons are jointly in- terested in certain litigation does not, as a general rule, authorize any one of them to employ counsel at the expense of the other joint litigants, or parties in interest.* Nor, in such case, will the mere fact that the attorney's services were beneficial to all the parties render them liable for his compensation,* because the principle upon which implied contracts are sustained is not merely that one party has done work which benefits another, but also that such other party, knowing that services are being performed for his benefit and on his account, makes no objection, but permits the continuance thereof.* And where several joint parties have separate counsel, each of them may suppose that such counsel will act together for the mutual benefit of all, and that, at the same 19 See infra, § 518. Kentucky. — Thirlwell v. Campbell, 20 Davis V. Gemmell, 73 Md. 530, 21 11 Bush 164; Savings Bank of Cin- Atl. 712; Kanneberg v. Evangelical einnati v. Benton, 2 Mete. 240. Creed Cong., 146 Wis. 610, Ann. Cas. Madne. — Smith v. Lyford, 24 Me. 1912C 376, 131 N. W. 353, 39 L.R.A. 147. (N.S.) 138. See also supra, §§ 477, Maryland. — ^McGraw v. Canton, 74 478. Md. 554, 22 Atl. 132,' distinguishing 1 Whitsett V. City Building & Loan Davis v. Gemmell, 73 Md. 530, 21 Atl. Assoc, 3 Tenn. Ch. 526. 712. 2 United States. — Adriatic F. Ins. Minnesota. — White v. Esch, 78 Co. V. Treadwell, 108 U. S. 361, 2 S. Minn. 264, 80 N. W. 976. Ct. 772, 27 U. S. (L. ed.) 754. Pennsylvania.— Jones v. Woods, 76 Georgia. — Simms v. Floyd, 65 Ga. Pa. St. 408. 719. 3 Savings Bank of Cincinnati v. Illinois.— Chicago, St. C. & M. R. Benton, 2 Mete. (Ky.) 240. And see €o. V. Larned, 26 III. 220. infra, § 518. Kansas. — Muscott v. Stubbs, 24 * Muscott v. Stubbs, 24 Kan. 520. Kan. 520. § 514] ACTIONS TO EECOVEE COMPENSATION. 897 time, each attorney will look to his own client for compensation.* So, an agreement between several litigants, jointly interested, for the employment of counsel to represent all of them, and pro- viding that each party shall pay its pro rata share of the expense, will bind the counsel so employed, provided, of course, that they had knowledge of the agreement.® Likewise a joint liability may be created by a joint employment,'' notwithstanding a secret agreement between the parties whereby one of them agreed to pay all the attorney fees.' So, a joint liability may be created by the ratification of an unauthorized employment,' or by know- ingly accepting the benefits of an attorney's services without ob- jection.'" And where a joint liability has been created, one who has paid more than his proportionate share of the attorney's com- pensation may compel contribution from his colitigants.^' § 514. Employment by One of Several Heirs or Legatees. — The principles stated in the preceding section are equally ap- plicable here, for it is well settled that the employment of counsel by one of several heirs or legatees will not, of itself, create a lia- bility on the part of the other heirs or legatees for the compensa- tion of the counsel so employed,** even though his services were beneficial to all of them,'^ excepting where they have resulted in bringing a fund into court, and, under the local law, attorney fees may be allowed therefrom.'* l^or will the employment of an attorney by an heir or legatee create a liability on the part of the estate involved.'* But a joint liability may be created by 6 Muscott V. Stubbs, 24 Kan. 520 ; H» See infra, % 518. Eadley v. Gaylor, 98 App.' Div. 158, " Percy v. Clary, 32 Md. 245. 90 N. Y. S. 758; Vilas t>. Bundy, 106 12 Grimball v. Cruse, 70 Ala. 534; Wis. 168, 81 N. W. 812. Cooley v. Cecile, 8 La. Ann. 51; Abel 6 Adriatic Fire Ins. Co. v. Tread- v. Hansen, 62 Wash. 492, 114 Pac. well, 108 U. S. 361, 2 S. Ct. 772, 27 182. See also Johnson v. Williams, U. S. (L. ed.) 754; Tuttle v. Claflin, ; 96 Tenn. 338, 34 S. W. 434. 88 Fed. 122, 59 U. S. App. 602, 31 C. ' " Grimball v. Cruse, 70 Ala. 534. C. A. 419, affirming 86 Fed. 964. l* In re Francis, 5 Kulp (Pa.) 17. 7 Foster v. Burton, 62 Vt. 239, 20 See also supra, 477, 478. Atl. 326. IB Grimball v. Cruse, 70 Ala. 534; SMcCrary v. Ruddick, 33 la. 521. Scott v. Dailey, 89 Ind. 477; In re 8 See infra, § 517. Gray, 7 W. N. C. (Pa.) 542. Attys. at L. Vol. II.— 57. 898 ACTIONS TO BECOVEE COMPENSATION. [§ 515 the joint employment of counsel,^* or by the ratification of an employment effected by another heir or legatee," or by knowingly accepting the benefits of the services render^d.^' So, the sole distributee of an estate may bind it by a contract for attorney fees." But a minor heir or legatee cannot be bound by the fact that his guardian, without the permission of the court, entered into an agreement with other heirs or legatees for the joint em- ployment of an attorney.^" § 515. Employment by Principal or Surety as Creating Joint Liability. — It is well settled that the principal on a. bail bond, or other such obligation, cannot, at the expense of the surety, retain counsel to defend a suit brought on the bond or recogni- zance, or to perform any other service in connection therewith ; ^ nor can the surety on such an obligation employ counsel at the expense of the principal ; " and it is immaterial, in either case, that the services rendered by the attorney were beneficial to both parties,' unless the facts are such that the law will imply a promise to pay for them.* It has been held that where one who has been arrested, and required to give bond for his appearance, leaves the state, and his surety employs an attorney to prosecute an appeal from the order of arrest, the testimony of the attorney as to conversations had with the surety as to whether th» principal would probably return to the state is admissible, in an action against the surety for the attorney's services, as tending to show why the surety took upon himself the expense of further litiga- tion.° But the deposition of the principal as to whether he had 16 Roll V. Mason, 9 Ind. App. 651, 1 Daly v. Hines, 55 Ga. 470; Turner 37 N. E. 298 ; Adams v. Landrum, 9 v. Myers, 23 la. 391 ; Smith v. Lyford, Ky. L. Rep. 287. See also In re 24 Me. 147. Francis, 5 Kulp (Pa.) 17. « Smith v. Dougherty, 37 Vt. 530. "See infra, § 517. And see also * Simras v. Floyd, 65 Ga. 719; Abel V. Hansen, 62 Wash. 492, 114 Smith v. Lyford, 24 Me. 147; Smith Pae. 182. r. Dougherty, 37 Vt. 530. 18 See infra, § 518. 4 See infra, § 518. 19 In re Hageman, 19 Phila. (Pa.) 6 Murphey v. Gates, 81 Wis. 370, 51 75, 45 Leg. Int. 226. N. W. 573. 20 Adams v. Landrum, 9 Ky. L. Rep. 287. § 516] ACTIONS TO EECOVEE COMPEITSATIOIT. 899 employed an attorney, and how much he had agreed to pay him, is properly excluded where the case proceeds upon the theory that the surety had himself employed such attorney.* § 516. Employment of Associate Counsel. — The employ- ment of associate counsel by the client differs in no material respect from the employment of the regular attorney, and, as to counsel so employed, the principles stated in the other sections of this subdivision are applicable.'' Where, however, the original attorney undertakes to employ associate counsel, the situation presents other questions. It has been stated heretofore that, in the absence of authority from the client, the mere fact that one has been engaged to conduct litigation does not warrant the em- ployment of associate counsel by him at his client's expense.' Therefore, in cases of this character, it is incumbent on associate counsel, in actions for their compensation, to prove that their em- ployment by the original attorney was authorized by the client, or, if unauthorized, that it was subsequently ratified by him ; ® otherwise there can be no recovery from the client; '" but the 6 Murphey v. Gates, 81 Wis. 370, 51 Iowa. — Antrobus v. Sherman, 65 la. N. W. 573. 230, 21 N. W. 579, 54 Am. Rep. 7. ' See supra, §§ 507-515, and see Kentucky. — Nevin v. Masonic Sav. infra, §§ 517-522. See also Emblem Bank's Assignee, 52 S. W. 811, 21 Ky. V. Bicksler, 34 Colo. 496, 83 Pac. 636. L. Rep. 596. ' See supra, §§ 210, 407. Louisiana. — ^Jones v. Goza, 16 La. 9 See supra, % 408, and see also Ann. 428; Voorhies v. Harrison, 22 infra, § 517. La. Ann. 85. 10 California. — Porter v. Elizalde, Michigan. — Fraser v. Haggerty, 86 125 Cal. 204, 57 Pac. 899. Mich. 521, 49 N. W. 616. Georgia. — Mathews v. Giles, 108 Ga. Minnesota. — White v. Eseh, 78 364, 33 S. E. 1006. Minn. 264, 80 N. W. 976. Illinois. — Price v. Hay, 132 111. 543, Islew Jersey. — Bentley v. Fidelity & 24 N. E. 620, affirming 29 111. App. Deposit Co. of Maryland, 75 N. J. L. 552, 31 111. App. 293; Evans v. Mohr, 828, 15 Ann. Cas. 1178, 69 Atl. 202, 153 111. 561, 39 N. E. 1083 ; Continen- 127 Am. St. Rep. 837. tal Adjustment Co. v. Hoffman, 123 Weio York. — Cook v. Ritter, 4 E. D. 111. App. 69. Smith 253 ; Macniffe v. Ludington, 67 Indiwna. — Brown v. Underbill, 4 How. Pr. 13, 13 Abb. ST. Cas. 407; In Ind. App. 77, 30 N. E. 430; Moore v. re Bleakley, 5 Paige 311; Kneeland Orr, 10 Ind. App. 89, 37 N. E. 554. v. Hurdy, 97 N. Y. S. 957. 900 ACTIONS TO BECOVEE COMPENSATION. [§ 517 attorney who employed them will, in the absence of an express agreement to the contrary, be responsible for their fees.'* If, however, the authority of the original attorney to effect the employment of associate counsel is established, the client will be liable for their fees,*^ although there was a secret agreement between him and the original attorney that such services should be paid for by the latter. *' So, an attorney who is both agent and counsel for a party in managing a suit, may employ assistant counsel at the charge of his client.'* And even where the original attorney has employed associate counsel without authority, the client will be responsible for his compensation if he accepts the benefits of his services with full knowledge of the facts; '* but the mere failure of the client to object to the rendition of such services will not, of itself, create a liability on his part.'^ § 517. Ratification of Unauthorized Employment. — It is well settled that the client may ratify the unauthorized em- ployment of counsel or associate counsel to act for him, and, in this manner, render himself responsible for their fees as effec- tively as if he had personally conducted the negotiations leading up to the employment." This is in accord with the principles, Vermont. — Paddock v. Colby, 18 Vt. l* Briggs v. Georgia, 10 Vt. 68. 485 ; Willard v. Danville, 45 Vt. 93. And see also supra, § 510. 11 Kersey v. O'Day, 173 Mo. 580, 73 16 Alabama.— King v. Pope, 28 Ala. S. W. 481; Scott V. Hoxsie, 13 Vt. 50. 601. 13 Illinois. — Price v. Hay, 132 111. Arkansas. — Boynton v. Brown, 103 543, 24 N. E. 620, affirming 29 111. Ark. 513, 145 S. W. 242. App. 552, 31 111. App. 293. Indiana. — Hogate v. Edwards, 65 Indiana. — ^Nave v. Tucker, 70 Ind. Ind. 372. 15. 7owa. — Dorr v. Dudley, 135 la. 20, /OMTO.— McCrary v. Ruddick, 33 la. 112 N. W. 203. 521. Minnesota. — ^White v. Esch, 78 Massachusetts. — Aldrich v. Brown, Minn. 264, 80 N. W. 976. 103 Mass. 527. Tennessee. — Yerger v. Aiken, 7 Nebraska. — Sedgwick v. Bliss, 23 Baxt. 539; Callender v. Turpin, 61 S. Neb. 617, 37 N. W. 483. W. 1057. Vermont. — Briggs v. Georgia, 10 Texas. — Smith v. Lipscomb, 13 Tex. Vt. 68. And see also supra, § 409. 532. And see also imfra, § 518. 13 McCrary v. Ruddick, 33 la. 521 ; 16 Young v. Crawford, 23 Mo. App. Brigham v. Foster, 7 Allen (Mass.) 432; Briggs v. Georgia, 10 Vt. 68. 419. "Hood V. Ware, 34 Ga. 328; Cloud § 517] ACTIONS TO EECOVER COMPBNSATIOIT. 901 stated heretofore, applicable to the ratification of the unauthor- ized acts of attorneys who have been regularly retained.*' Thus, where some of several persons who were interested in having a will set aside, employed attorneys for that purpose, and pUt for- ward one of their number as the nominal plaintiff, supposing that they were authorized to bind all the parties for attorney's fees, and the others, when informed of what had been done, took part in the preparation of the case, consulted with the attorneys, and made suggestions to them as to the trial, it was held that they had ratified the employment.** So, where certain attor- neys, at the request of a town council, addressed a meeting of the citizens, explaining the terms upon which the holders of town bonds proposed to cancel them, and such proposal was accepted by the meeting, and the attorneys were directed to prepare an ordi- nance for the purpose of consummating the settlement, and the town council afterwards adopted the ordinance, and the bonds were taken up in pursuance thereof, and the whole matter adjusted with the assistance of the attorneys, it was held that they were entitled to recover pay from the town for their services.^" And where a railroad company employed attorneys in a particular case, and before the determination thereof the road was leased and operated by another company, the fact that the later company continued to receive the services is sufficient to sustain a finding that it ratified the original employment.* Even silence on the part of the client, when he should speak, may amount to a ratification ; thus where a director of a railroad company employed an attor- ney, and authorized him to engage local counsel to attend a suit in which the company was interested, it was held that the con- tinued silence of the director, after receiving from the original attorney a report of his employment of the local counsel, was a rati- fication b^- him, and through him by the corporation, of the ac- tion of the original attorney.^ Evidence of ratification is, of V. Taliaferro County, 138 Ga. 214, 74 20 New Athena -o. Thomas, 82 111. S. E. 1074; Cooper v. Hamilton, 52 259. 111. 119; McKay v. J. M. E. Atkinson l International & G. N. R. Co. v. & Co., 55 Wash. 591, 104 Pae. 806. Clark, 81 Tex. 48, 16 S. W. 631. 18 See supra, §§ 211-214. 2 Pittsburgh, C. & St. L. R. Co. v. 19 Holmes v. Holland, 11 Ohio. Dee. Woolley, 12 Bush (Ky.) 451. (Reprint) 768, 29 Cine. L. Bui. 115. 902 ACTIONS TO EEOOVEE COMPENSATION. [§ 518 course, subject to rebuttal by tbe defendant.' And even where rat- ification has been established, the client will not be bound by 'a contract entered into for him by the unauthorized person, fixing the amount of the attorney's compensation, unless it is also shown that he had knowledge thereof.* § 518. Acceptance of Benefits of Attorney's Services. — It is well settled that when an attorney renders professional serv- ices for another with his consent, or the latter stands by and sees the attorney performing such services for him, which are beneficial in their nature, overlooks them as they progress, and does not in- terfere to prevent or forbid their performance, but appropriates the benefits thereof to himself, and there is no express employ- ment, the law, in the interest of justice and right, will imply a promise, contemporaneous with the rendering of the services, on the part of the person for whose benefit they are rendered, to pay a reasonable compensation therefor.* What is a reasonable fee in 3 Saxton V. Harrington, 52 Neb. 300, 72 N. W. 272. 4 Abel V. Hansen, 62 Wash. 492, 114 Pac. 182. ^Alabama. — Davis v. Walker, 131 Ala. 204, 31 So. 554. California. — ^Kelly v. Ning Yung Benev. Assoc, 2 Cal. App. 460, 84 Pae. 321. Georgia. — Hood v. Ware, 34 Ga. 328 ; Cloud v. Taliaferro County, 138 Ga. 214, 74 S. E. 1074. Illinois. — Cooper v. Delavan, 61 111. 96; Siegel v. Hanchett, 33 111. App. 634. Indiana. — Miles v. De Wolf, 8 Ind. App. 176, 34 N. E. 114; Moore v. Orr, 10 Ind. App. 89, 37 N. E. 554. Iowa. — Turner v. Myers, 23 la. 391; MoCrary v. Ruddick, 33 la. 521; Hudspeth v. Yetzer, 78 la. 11, 42 N. W. 529; Door v. Dudley, 135 la. 20, 112 2Sr. W. 203. Kentucky. — ^Pittsburgh, etc., R. Co. V. WooUey, 12 Bush 451; Cincinnati Sav. Bank v. Benton, 2 Met. 240; Rarrick v. Clay, 6 Ky. L. Rep. 360. Maryland. — ^Neighbors v. Maulsby, 41 Md. 478 ; Davis v. Gemmell, 73 Md. 530, 21 Atl. 712. Michigan. — Lindner v. Hine, 84 Mich. 511, 48 N. W. 43; Eraser v. Hag- gerty, 86 Mich. 521, 49 N. W. 616. Missouri. — Boyd v. Chicago & A. K. Co., 84 Mo. 615; Trimble v. Texar- kana & Ft. S. R. Co., 199 Mo. 44, 97 S. W. 164; Trimble v. Guardian Trust Co., 244 Mo. 228, 148 S. W. 934. Nevada. — Mitchell v. Bromberger, 1 Nev. 604. New Ha/mpsMre. — Goodall v. Bedel, 20 N. H. 205. New York. — Clute v. Robison, 38 Hun 283; Fore v. Chandler, 34 Misc. 786, 69 N. Y. S. 849; Bogardus v. Liv- ingston, 7 Abb. Pr. 428; Burghart v. Gardner, 3 Barb. 64; Wright v. Smith, § 519] ACTIONS TO EECOVEE COMPENSATION. 903 such cases has been considered heretofore ; ° the client need not, however, pay the amount, or in the manner, prescribed by a con- tract under which the attorney was retained by other interested persons, in the absence of evidence that he sanctioned such con- tract.'' Where the services are performed under a contract with the person against whom the suit for compensation has been brought, the acceptance of beneficial services is immaterial ; ' but where several persons are interested, the attorney may look for payment not only to the person who employed him, but also to the person actually benefited.* § 519. Sufficiency of Acceptance of Beneficial Services. — It is equally well settled, however, that one person cannot make another his debtor without his consent, either express or implied •, and, therefore, the mere fact that professional services inure to the benefit of one who did not contract for them, or consent to their rendition in his behalf, or lead counsel to believe by any word or act that he would pay for them, will not create a liability on his part for the attorney's compensation.^" This is particularly true where the facts and circumstances presented not only repel ]3 Barb. 414; Hotchkiss v. Le Roy, 9 8 Simmons v. Davenport, 140 N. C. Johns. 142; Ward v. Lee, 13 Wend 41. 407, 53 S. E. 225. OUo. — Holmes v. Holland, 11 Ohio 9 Kellogg v. Reese, 14 Civ. Proc. 283, Dee. (Reprint) 768, 29 Cine. L. Bui. l N. Y. S. 291. ^13- ^''Alabama. — Humes v. Decatur Rhode Island— Ames, v. Potter, 7 Land Improvement & Furnace Co., 98 ^- I- 283- Ala. 461, 13 So. 368. Tennessee.— Yer^ev v. Aiken, 7 Georj,m.— Simms v. Floyd, 65 Ga. Baxt. 539; Hill v. Childress, 10 Yerg. ,j^g 515. Texas. — ■Fore v. Chandler, 24 Tex. Illinois. — Chicago, St. C. & M. R. Co. V. Lamed, 26 HI. 220. 146; Ector v. Wiggins, 30 Tex. 55, ^ ^. „ , ,. i,«- „„ x , T , ,. 1 ^ >T x. /■I ,-« 1 Indiana. — Hersleb v. Moss, 28 Ind. International & G. N. R. Co. v. Clark, 81 Tex. 48, 16 S. W. 631. ^^*' ^^^^' "" °^ W°"' ^ ^"'*- ^PP" WasUngton.-M.-K^y v. Atkinson, 1^3, 34 N. E. 114; Cleveland, C. C. & 55 Wash. 591, 104 Pac. 806. ^^- ^- ^- ^°- ^'- Shrum, 24 Ind. App. WtscoTCsm.— Felker v. Haight, 33 ^6, 55 N. E. 515. Wis. 259. Kansas. — Muscott v. Stubbs, 24 6 See supra, §§ 447-449. Kan. 520. 7 Abel t). Hansen, 62 Wash. 492, 114 Kentucky. — Patterson v. Fleenor, Pac. 182. 89 S. W. 705. 904 ACTIONS TO EECOVEE COMPENSATION. [§ 519 the idea of an implied promise to pay for the services, but, on the contrary, are entirely consistent with the absence of such a prom- ise.'* Thus, where each of several joint litigants has employed counsel in his own behalf, the fact that one of them assumed to act for the others, without authority, will not warrant the recovery of compensation by his attorney from those who did not engage his services, even though such services were, in fact, beneficial to all of them.*^ /isTor will a party for whom an attorney acts with- out authority, be responsible for the attorney's compensation where it appears that his services were rendered upon the credit of another person,*' or where the attorney was informed that such services would not be paid for.** Nor does the presence of a pros- ecutor, while an attorney was engaged in rendering professional services on the part of the government in a criminal proceeding, raise a presumption that the prosecutor promised to pay for such services.*^ So, the fact that the president of a village knew that attorneys, employed by the village to defend an action, were pre- paring to take an appeal, M'ill not amount to an assent thereto by the village, so as to render it liable for the attorneys' services in connection with the prosecution of such appeal.** In some juris- dictions the rule that one will be liable for the services of coun- sel, the benefits of which he has accepted, does not prevail.*" Minnesota. — White v. Esch, 78 18 Smith v. Lyford, 24 Me. 147. Minn. 264, 80 N. W. 976. 14 Holmes v. Holland, 11 Ohio Dec. Missouri. — Trimble v. Kansas City, (Reprint) 768, 29 Cine. L. Bui. 115. Shreveport & G. R. Co., 201 Mo. 372, 16 Millett v. Hayford, 1 Wis. 401. 100 S. W. 7. 16 Hooker v. Brandon, 75 Wis. 8, 43 New York. — Burghart v. Gardner, N. W. 741. 3 Barb. 64; Hotehkiss v. Le Roy, 9 i'J Louisiana. — Roselius v. Dela- Johns. 142. chaise, 5 La. Ann. 481, 52 Am. Dec. OMo. — Holmes v. Holland, 11 Ohio 597; Cooley v. Cecile, 8 La. Ann. 51; Dec. (Reprint) 768, 29 Cine. L. Bui. Wailes v. Succession of Brown, 27 115. La. Ann. 411 ; Forman v. Sewerage & Pennsylvania. — Jones v. Woods, 76 Water Board, 119 La. 49, 12 Ann. Cas. Pa. St. 410. 773, 43 So. 908; Dreifus v. Colonial South Carolina. — Westmorland v. Bank & Trust Co., 127 La. 1086, 54 Martin, 24 S. C. 238. So. 358; In re McPherson's Estate, 11 Holmes v. Holland, 11 Ohio Dec. 129 La. 182, 55 So. 756. (Reprint) 768, 29 Cine. L. Bui. 115. 18 See supra, § 513. § 520] ACTIONS TO EECOVEE COMPENSATION. 905 § 520. Emplojmient by One Spouse as Binding the Other Generally. — As a general rule, the employment of an attorney by the husband will not, in the absence of an express or implied au- thority so to do, create a liability on the part of the wife for the attorney's coAipensation.^' Nor, under like circumstances, will the husband be liable for the fees of counsel retained by the wife,^' excepting where such services are deemed to be necessary for the wife's maintenance or protection.^" There is, necessarily per- haps, some conflict of opinion as to when legal advice becomes such a necessity as to make the husband responsible.* It has been held that a husband will be liable for the compensation of counsel en- gaged by the wife in an action, either legal or equitable, against him, where it appears that she was forced to leave her home be- cause of ill-treatment,^ or where she has been deserted by her husband.^ So, wherever it is necessary for the safety of a wife to enter a complaint against her husband for a breach of the peace, he will be liable for the fees of counsel employed by her for that purpose.* And the husband has also been held to be responsible for the compensation of an attorney employed by the wife to de- fend her in a criminal prosecution, whether it was instituted by himself,^ or by some third person ; ^ and, a fortiori, the husband will be liable for the cost of defending his wife where the offense charged was committed with his knowledge and consent.'' But the husband is not liable for an attorney's services rendered, at the in- stance of his wife, in criminal proceedings against himself, be- iSAltkrug V. Horowitz, 111 App. 3 Wilson v. Ford, L. K. 3 Excli. Div. 420, 97 N. Y. S. 716. See also (Eng.) 63. Whitesell v. New Jersey & H. R. R. 4 Shepherd v. Mackoul, 3 Campb. & F. Co., 68 App. Div. 82, 74 N. Y. S. (Eng.) 326; Turner v. Rookes, 10 Ad. 217. & El. 47, 37 E. C. L. 35; Williams v. l9Plyinat v. Brush, 46 Minn. 23, 48 Monroe, 18 B. Mon. (Ky.) 514; Mor- N. W. 443. ris v. Palmer, 39 N. H. 123. 20 Grindell v. Godmond, 5 Ad. & El. s Conant v. Burnham, 133 Mass. 755, 31 E. C. L. 431; Sherwin v. Ma- 503, 43 Am. Rep. 532; Warner v. Hei- ben, 78 la. 467, 43 N. W. 292; Smith den, 28 Wis. 517, 9 Am. Rep. 515. V. Davis, 45 N. H. 566. 6 Artz j;.' Robertson, 50 111. App. 27. 1 See the two sections following. T Shepherd V. Mackoul, 3 Campb. 8 Williams v. Fowler, 1 M'Clel. & Y. (Eng.) 326. (Eng.) 269. 906 ACTIONS TO RECOVEE COMPENSATION. [§ 521 cause, in such cases, the government, and not the wife, is the real prosecutor.' § 521. In Actions for Divorce. — The general rule in the United States is that a husband is not liable, in an independent action, for counsel fees incurred by his wife in the prosecution or defense of divorce proceedings,' or for counseling and advising her in reference to a suit for divorce.*" Nor does the claim for compensation for professional services rendered to the wife in a divorce suit, derive any strength from the fact that the application for divorce was connected with a claim for the custody of minor children.** This rule has been predicated on two theories: the first being that the duty of providing necessaries for the wife is strictly marital, and is imposed by the common law in reference only to a state of coverture, and not of divorce ; *^ the second theory, however, rests upon the ground of ample power in the di- vorce court to make a proper allowance for counsel fees.*' In some jurisdictions the rule has no application; thus, in Texas it is 8 Grindell «. Godmond, 5 Ad. & El. 755, 31 E. C. L. 431 ; Conant v. Burn- ham, 133 Mass. 503, 43 Am. Rep. 532; Smith V. Davis, 45 N. H. 566; Mc- Quhae v. Rey, 2 Misc. 476, 22 ^T. Y. S. 175, affirmed 3 Misc. 550, 23 N. Y. S. 16. 9 Indiana. — McCullough v. Robin- son, 2 Ind. 630. Kentucky. — Williams v. Monroe, 18 B. Mou. 514. Massadhusetts. — Coffin v. Dunham, 8 Gush. 404, 54 Am. Dec. 769. Michigan. — Wolcott v. Patterson, 100 Mich. 227, 58 N. W. 1006, 43 Am. St. Rep. 456, 24 L.R.A. 629. Missouri. — Musick v. Dodson, 76 Mo. 624, 43 Am. Rep. 780; Hamilton u. Salisbury, 133 Mo. App. 718, 114 S. W. 563. Hew HampsMre. — Morrison v. Holt, 42 N. H. 480, 80 Am. Dec. 120. New York. — Phillips v. Simmons, 20 How. Pr. 342, 11 Abb. Pr. 287. Ohio. — ^Dorsey v. Goodenow, Wright 120; Sherer v. Price, 2 Ohio Cir. Dec. 61, 3 Ohio Cir. Ct. 107. Tennessee. — Thompson v. Thompson, 3 Head 527. 10 Kincheloe v. Merriman, 54 Ark. 557, 16 S. W. 578, 26 Am. St. Rep. 60. 11 Shelton v. Pendleton, 18 Conn. 417. ^^ Alabama. — Pearson v. Darring- ton, 32 Ala. 227. Connecticut. — Shelton v. Pendleton, 18 Conn. 417; Cooke v. Newell, 40 Conn. 596. Illinois. — ^Dow v. Eyster, 79 111. 254. New Hampshire. — Morrison v. Holt, 42 N. H. 478, 80 Am. Dec. 120. Vermont. — Wing v. Hurlburt, 15 Vt. 607, 40 Am. Dec. 695. 13 Georgia.— Glenn v. Hill, 50 Ga. 94, distinguishing Sprayberry v. Merk, 30 Ga. 81, 76 Am. Dec. 637. Kentucky. — Williams v. Monroe, 18 § 521] ACTIONS TO EECOVEE COMPENSATIOIT. 907 well settled that counsel for the wife in a divorce proceeding can recover, in an independent action against the husband, a reason- able fee for his services in the divorce suit, where there was rea- sonable cause for bringing the suit, and it was brought in good faith.** A similar rule prevails in Maryland '* and in Iowa, pro- B. Mon. 514, distmguishing Billing V. Pilcher, 7 B. Mon. 458, 46 Am. Dec. 523. Missouri. — Isbell v. Weiss, 60 Mo. App. 54. Nebraska. — Burnham v. Tizard, 31 Neb. 781, 48 N. W. 823; Yeiser v. Lowe, 50 Neb. 310, 69 N. W. 847. New Hampshire. — Ray v. Adden, 50 N. H. 82, 9 Am. Rep. 175. New Jersey. — Westcott v. Hinck- ley, 56 N. J. L. 343, 29 Atl. 154. Ohio. — ^Dorsey v. Goodenow, Wright 120. Pennsylvania. — Graves v. Cole, 19 Pa. St. 171. South Dakota. — Sears v. Swenson, 22 S. D. 74, 115 N. W. 519. Washington. — Zent v. Sullivan, 47 Wash. 315, 15 Ann. Gas. 19, 91 Pac. 1088, 13 L.E.A.(N.S.) 244. Wisconsin. — Clarke v. Burke, 65 Wis. 359, 27 N. W. 22, 56 Am. Rep. 631. Where the parties have been recon- ciled, whether the court, even in a divorce action, will allow the wife's counsel an allowance for his services in a divorce action begun by her, de- . pends entirely on the local statute law. In some jurisdictions such al- lowances may be made. Davia v. Davis, 141 Ind. 367, 40 N. E. 803; Courtney v. Courtney, 4 Ind. App. 22], 30 N. E. 914; Powell v. Lilly, 68 S. W. 123, 24 Ky. L. Rep. 193; Mc- Makin t. Wickliflfe, 16 Ky. L. Rep. 240; Beaulieu r. Beaulieu, 114 Minn. 511, 131 N. W. 481; Fullhart v. Full- hart, 109 Mo. App. 705, 83 S. W. 541. In other jurisdictions it has been held that where the parties to an ac- tion for divorce have become recon- ciled, and request a dismissal of the suit, the court has no power there- after to grant an order for the pay- ment of the wife's counsel fees. Rey- nolds V. Reynolds, 67 Cal. 176, 7 Pac. 480; McCuUoch v. Murphy, 45 111. 256; Kuntz v. Kuntz, 80 N. J. Eq. 429, 83 Atl. 787 ; Chase v. Chase, 65 How. Pr. (N. Y.) 306. And in Bialy v. Bialy, 167 Mich. 559, Ann. Cas. 1913A 800, 133 N. W. 496, it was said: "Our conclusion is that although counsel for the wife, who is complainant in a bill for di- vorce, may obtain an order for the payment of fees pendente lite, on making a proper case, yet if the con- troversy is settled by the parties by the voluntary return of the wife to the husband, and the abandonment of the suit, before counsel have pro- cured such order, their right to it is gone. They should have procured the order while the suit was being prose- cuted, and if they fail to do so their application will be too late.'' 14 Ceccato v. Deutschman, 19 Tex. Civ. App. 434, 47 S. W. 739 ; Bord v. Stubbs, 22 Tex. Civ. App. 242, 54 S. W. 633; Dodd v. Hein, 26 Tex. Civ. App. 164, 62 S. W. 811; Branch v. Kleinecke, 3 Willson Civ. Cas. Ct. App. § 106; McClelland v. McClel- land, 37 S. W. 350. l&McCurley v. Stockbridge, 62 Md. 422, 50 Am. Rep. 229. 908 ACTIONS TO KECOVEE COMPENSATION. [§ 521 viding, of course, that such services were necessary.'' In England the wife's attorney may recover from the husband where she rea- sonably institutes a suit for a divorce, or a separation, on the ground of cruelty and adultery, or of cruelty alone." And in other jurisdictions the husband is held to be liable, in an inde- pendent action, for the compensation of counsel engaged by the wife to defend an action for divorce brought by the husband." But it seems to be conceded, even in those states, that where counsel services are unnecessary, or where the wife is able to pay for them, or where an allowance has been made for them, and, probably, where the wife is in the wrong, such an action cannot be main- tained. '' In West Virginia it has been held that the husband will be liable for counsel fees in divorce proceedings instituted by the wife on the ground of the husband's actual cruelty, but that no such liability exists where a divorce is sought for any other rea- son, even though it be statutory cruelty.^* But in all jurisdic- tions the husband may, in such cases, bind himself by an agree- ment to pay the attorney employed by his wife, either a stipulated or a reasonable sum for his services in the suit; and such a claim is enforceable because it grows out of a moral as well as a legal obligation resting upon him. Moreover, such an agreement need not be in writing, for the reason that it recognizes the husband's obligation or liability, and assumes the payment of his own and not "another person's" debt or liability.' 16 Preston v. Johnson, 65 la. 285, 104 E. C. L. 332; Taylor v. Hail- 21 N. W. 606; Sherwin v. Maben, 78 stone, 52 L. J. Q. B. 301, 47 L. T. N. la. 467, 43 N. W. 292; Stockman v. S. 440; In re Hooper, 2 De G. J. & S. Whitmore, 140 la. 378, 118 N. W. 91, 33 L. J. Ch. 300; Baylis v. Wat- 403; Gordon V. Brackey, 143 la. 102, kins, 10 Jur. N. S. 114. 120 2sr. W. 83, 136 Am. St. Eep. 751, 18 Porter v. Briggs, 38 la. 166, 18 practically overruling Johnson v. Wil- Am. Rep. 27 ; Clyde v. Peavy, 74 la. liams, 3 G. Greene 97, 54 Am. Dec. 47, 36 N. W. 883; Gossett v. Patten, 491. 23 Kan. 341. IT Ottaway v. Hamilton, 3 C. P. D. W Sherwin v. Maben, 78 la. 467, 43 393; Brown v. Ackroyd, 5 El. & Bl. N. W. 292; Gossett v. Patten, 23 Kan. 819, 85 E. C. L. 819; Stocken v. Pat- 341. trick, 29 L. T. N. S. 507. See also 80 Peck v. Marling's Adm'r, 22 W. Nairne v. Nairne, 85 L. T. N. S. 649; Va. 708. Rice V. Shepherd, 12 C. B. N. S. 332, l Stein v. Blake, 56 HI. App. -525. § 522] ACTIONS TO EECOVEE COMPENSATION. 909 § 522. In Other Matrimonial Actions. — In the absence of statutory regulation, a husband's liability for the fees of counsel employed by his wife depends, as stated heretofore, on whether the services rendered can be classed as "necessaries." If so, the husband will be liable ; if not, he will not be liable.* In most ju- risdictions, however, matters of this character are governed by local statutes. Thus, it has been provided that the wife's attorney may recover compensation from the husband for services rendered in suits for alimony,^ or for the restitution of conjugal rights,* or for support.* But a criminal prosecution against a husband for the nonsupport of his wife would not, in the absence of express statutory authority therefor, render him liable for the services of her counsel in conducting the prosecution.^ So, under some stat- utes, the court may require the husband to pay such counsel fees as are necessary to enable the wife to carry on, or defend, an ac- tion for separation.'' But, as a rule, sxich compensation must be 2 See supra, § 520. 8 Kiddle v: Kiddle, 90 Neb. 248, Ann. Cas. 3913A 796, 133 N. W. 181, 36 L.R.A.(N.S.) 1001; N. Y. Code Civ. Pro. § 1769. Under the Ontario statute (Rev. St. Ont. i;. 408, § 48), providing that "in no suit for alimony, in whicli the plaintiff fails to obtain a decree for alimony, shall any costs be decreed to be paid by the defendant beyond the amount of the cash disbursements properly made by the plaintiff's solic- itor," it has been held that where, pending a suit for alimony, the plain- tiil and defendant resume cohabita- tion, the plaintiff's solicitor is en- titled only to an order for his cash disbursements, and is not entitled to full costs. Ringrose v. Ringrose, 10 Ont. Pr. 299, affirmed 10 Ont. Pr. 596, expressly overruling Keith v. Keith, 25 Grant Ch. (U. C.) 110, and in effect overruling Leonard v. Leonard, 9 Ont. Pr. 450, and Moore v. Moore, 10 Ont. Pr. 284. 4 Wilson V. Ford, L. R. 3 Exch. (Eng.) 63. 6 Williams v. Monroe, 18 B. Mon. (Ky.) 514. SMcQuhae v. Rey, 2 Misc. 476, 22 N. Y. S. 175, affirmed 3 Misc. 550, 23 N. Y. S. 16. And see also supra, § 520 note 8. 7 England. — See the English cases cited in the preceding section at note 17. Nebraska. — Kiddle v. Kiddle, 90 Neb. 248, Ann. Cas. 1913A 796, 133 N. W. 181, 36 L.R.A.(N.S.) 1001. New York.—N. Y. Code Civ. Pro. 1769; Naumer v. Gray, 28 App. Div. 529, 51 N. Y. S. 222, rehea/ring denied 32 App. Div. 627, 53 N. Y. S. 1110; Naumer v. Gray, 41 App. Div. 361, 58 N. Y. S. 476; Hays v. Ledman, 28 Misc. 575. 59 N. Y. S. 687; Wood v. Wood, 30 Misc. 50, 62 N. Y. S. 854; Langbein v. Schneider, 27 Abb. N. Cas. 228, 16 N. Y. S. 943. See also Damman v. Bancroft, 43 Misc. 678, 88 N. Y. S. 386. 910 ACTIOITS TO R.ECOVEE COMPENSATION. [§ 523 applied for during the pendency of the action or proceeding for separation; it cannot be recovered after a decree of absolute di- vorce between the parties has been entered," nor, after the husband's death, can such a liability be enforced as against the representa- tives of his estate.® Proof of Performance. § 523. Necessity of Proving Performance. — An attorney who agrees with his client to perform specific services must, in or- der to warrant the recovery of compensation therefor, prove a per- formance of the contract on his part,^" within a reasonable time In Ladd v. Lynn, 2 M. & W. (Eng.) 265, it was said "that a deed of sep- aration cannot be called necessary for the wife." 8 Hahn v. Rogers, 34 Misc. 549, 69 N. Y. S. 926. 9 Kellogg V. Stoddard, 89 App. Div. 137, 84 N. Y. S. 1015, reversing 40 Misc. 92, 81 N. Y. S. 275. 10 United States. — Baxter v. Bill- ings, 83 Fed. 790, 49 U. S. App. 767, 28 C. C. A. 85 ; Lazarus v. McDonald, 97 Fed. 121. Arkansas. — Pennington v. Under- wood, 56 Ark. 53, 19 S. W. 108. California. — Emeric v. Alvarado, 90 Cal. 444, 27 Pac. 356; Lavenson v. Wise, 131 Cal. 369, 63 Pac. 622. Detetcare.— Bayard v. McLane, 3 Har. 139. District of Colicmiia. — Fague v. Corcoran, 3 Mackey 199; Blanken- ship V. Cowling, 31 App. Cas. 626. Georgia. — -Swift v. Register, 97 Ga. 446, 25 S. E. 315. Indiana. — Scobey v. Ross, 5 Ind. 445; McDowell v. Baker, 29 Ind. 481. Kentucky. — Wilson v. Barnes, 13 B. Mon. 330. Louisiana. — In re Labauve's Suc- cession, 34 La. Ann. 1191. Michigan. — Smedley v. Grand Ha- ven, 125 Mich. 424, 84 N. W. 626, 7 Detroit Leg. N. 586. Mississippi. — Holly Springs v. Man- ning, 55 Miss. 380. Montana. — Harris v. Root, 28 Mont. 159, 72 Pac. 429; Foley v. Klein- schmidt, 28 Mont. 198, 72 Pac. 432. Jf.eio York. — Thorn v. Beard, 135 N. Y. 643 mem., 32 N. E. 140; Cole V. Roby, 61 Hun 624 mem., 16 N. Y. S. 20; Richards v. Washburn, 28 App. Div. 109, 50 N. Y. S. 885, affirmed 163 N. Y. 585, 57 N. E. 1123; Whitesell i>. New Jersey & H. R. R. & F. Co. 68 App. Div. 82, 74 N. Y. S. 217; People V. New York Bldg.-Loan Banking Co., 112 App. Div. 167, 98 N. Y. S. 290; Roake v. Palmer, 119 App. Div. 64, 103 N. Y. S. 863; Haire v. Hughes, 127 App. Div. 530, 111 N. Y. S. 892, affirmed 197 N. Y. 514, 90 N. E. 1J59; Smidt V. Dessar, 13 Misc. 254, 34 N. Y. S. 158, 68 N. Y. St. Rep. 205; Bittiner v. Gomprecht, 28 Misc. 218, 29 Civ. Proc. 300, 58 N. Y. S. 1011; Stow V. Hamlin, 11 How. Pr. 452; Myers v. Bachrach, 110 N. Y. S. 872; Mains v. Getchcn, 111 N. Y. S. 598. Tiorth Carolina. — Johnston v. Cut- chin, 133 N. C. 119, 45 S. E. 522. § 524] ACTIONS TO EECOVEE COMPEITSATIOM'. 911 and before the termination of the employment,*^ or show some sufficient excuse for nonperformance, as, for instance, the prema- ture termination of his employment by the client,*^ or that per- formance was rendered impossible for some other reason.*' The law will not presume, from mere proof of the undertaking, that the attorney has performed any valuable service under it.** The fore- going rule is frequently applied where cases are taken for a fee contingent on the successful outcome of litigation,** but it is equally applicable in all cases where performance by the attorney is a condition precedent to the right to compensation for his serv- ices. Thus, for instance, an attorney may be obliged to show that a claim was collected,*^ or a judgment obtained,*' or an incum- brance removed,*' if, under the terms of his agreement with his client, it was his duty so to do. It will be recalled, however, that the right to a retaining fee does not necessarily call for the per- formance of services, and, therefore, proof of performance in those cases consists merely of showing a readiness on the part of the at- torney to do that for which he was engaged.*^ § 524. Sufficiency of Proof. — Performance on the part of the attorney is sufficiently established by proof showing that he Ohio. — Douglass v. Downend, 30 16 See supra, § 423. See also Eng- Ohio Cir. Ct. Rep. 649. lish r. McConnel, 23 111. 513; Hargls Tennessee. — Moyers v. Graham, 15 v. Louisville Gas Co., 22 S. W. 85, 23 Lea 57; Vaughn v. Tealey, 63 S. W. S. W. 790, 15 Ky. L. Rep. 369; Allen 236. V. Gregg, (Pa.) 16 Atl. 46. yexos.— Shaw v. Threadgill,' 53 16 Bruce v. Baxter, 7 Lea (Tenn.) Tex. Civ. App. 254, 115 S. W. 671. 477. Vermont. — Nichols v. Scott, 12 Vt. iTLockwood v. Brush, 6 Dana 47; Briggs v. Georgia, 15 Vt. 61. (Ky.) 433; Barnard v. Brower, 110 Washington. — Rosenbaum v. Syver- N. Y. 77, 17 N. E. 376. son Lumber & Shingle Co., 65 AVash. Note for Fees in Hands of Inno- 459, 118 Pac. 625. cent Transferee. — A note given by a West Virginia, — Matheny v. Farley, client to an attorney for services to 66 W. Va. 680, 66 S. B. 1060. be rendered in a suit is void, though 11 Buchanan v. Tennant, 60 Ore. in the hands of an innocent trans- 560, 120 Pac. 404. feree, if the attorney fails to conduct 12 See supra, §§ 450-460. the suit to judgment. Weed v. Bond, 13 See supra, §§ 452, 454, 455. 21 Ga. 195. 14 Stow V. Hamlin, 11 How. Pr. 18 Badger v. Gallaher, 113 111. 662. (N. Y.) 452. See also Pickett v. 19 See supra, § 406. See also Pate Gore, (Tenn.) 58 S. W. 402. v. Maples, (Tenn.) 43 S. W. 740. 912 ACTIONS TO RECOVER COMPENSATION. [§ 524 accomplislied. the purpose for which he was retained,*" or that he performed all services required of him under his contract.^ It is immaterial that he was called upon to do less work than the par- ties had contemplated when the agreement for compensation was entered into, or that the client's purpose was accomplished in a different way, and with less friction, than had been anticipated.' ISTor is it essential to a recovery by the attorney that he should prove a literal performance; a substantial performance is suffi- cient. What would constitute a substantial performance, however, is a question which must be decided from the facts of each case.' For the purpose of showing performance, the attorney may intro- duce any competent evidence which will have a tendency to estab- lish that fact,* the weight thereof being a question for the jury.' Thus, in some instances performance may be shown by the rec- ord,® or the pleadings,'' or other writings.' So, depositions taken by the attorney during the progress of litigation may be intro- duced for the purpose of showing the performance of services, and also as bearing on the question of the care and skill with which they were performed.® 20 Indiana. — Pennington v. Nave, 15 Ind. 323. Kentucky. — Williams v. Thurston, 3 B. Mon. 164; Pittsburgh, C. &, St. L. R. Co. V. Woolley, 12 Bush 451; Browder v. Long, 66 S. W. 600, 23 Ky. L. Rep. 2068; Hill v. Leland, 10 Ky. L. Rep. 280. Louisiana. — State v. Barrow, Man. Unrep. Cas. 332. Michigan. — Moran v. L'Etourneau, 118 Mich. 159, 76 N. W. 370. 'New YorJc. — Sessions v. Palmeter, 75 Hun 268, 26 N. Y. S. 1076. South Carolina. — ^Verner v. Sulli- van, 26 S. C. 327, 2 S. E. 391. 1 Hidalgo County Drainage Dist. No. 1 V. Swearingen, (Tex.) 58 S. W. 211. 2 Browder v. Long's Ex'r, 66 S. W. 600, 23 Ky. L. Rep. 2068. 8 CraddocI< v. O'Brien, 104 Cal. 217, 37 Pac. 896; Hargis v. Louisville Gas Co., 22 S. W. 85, 23 S. W. 790, 15 Ky. L. Rep. 369; Cole v. Riehn;ond Min. Co., 18 Nev. 120, 1 Pac. 663; Dennison v. Lawrence, 44 App. Div. 287, 60 N. Y. S. 748, reversing 27 Misc. 99, 29 Civ. Proc. 176, 58 X. Y. S. 142, appeal dismissed, 162 N. Y. 649, 57 N. E. 1108; Deering v. Mc- Cahill, 51 Super. Ct. 263, affirmed 106 N. Y. 660, 13 N. E. 934. 4 Stewart v. Robinson, 76 Cal. 164, 18 Pac. 157; Wright v. Smith, 13 Barb. (N. Y.) 414. 5 See infra, § 565. «See supra, § 502. ' Harper v. Williamson, 1 McCord L. (S. C.) 156. 8 Stewart v. Robinson, 76 Cal. 164, 18 Pac. 157. 9 Stark v.. Hill, 31 Mo. App. 101. § 525] ACTIONS TO EECOVEE COMPENSATION. 913 § 525. Performance without Ligitation. — In proving per- formance it is not necessary to show that the attorney's services were actually rendered in court, or in the trial of a cause, even though, at the time of his employment, actual litigation and trial were contemplated; a performance may be just as effectively es- tablished by showing the accomplishment of the desired end with- out litigation or trial,'" as, for instance, by a compromise or set- tlement.'* Indeed it would seem, in many instances at least, that the avoidance of litigation might be deemed to be of benefit, rather than detrimental, to the client; nor is it uncommon to find con- tracts for compensation which provide for the possibility of set- tlement.*^ So, the rendition of professional services may be shown in connection with litigation to which the client was not a party.*' Where a firm of attorneys was employed for a stipulated amount payable on the termination of the suit, and such suit was not brought, and no further demand was made on the firm for serv- ices, performance will be deemed to have been waived, and a re- covery may be had on the contract." But where parties covenant 11 United States.— MeWen v. U. S., 13 Ct. CI. 71. Arkansas. — Cockrill v. Sanders, 8 S, W. 831. Connecticut. — Richardson v. Row- land, 40 Conn. 565. Indiana. — Cordes v. Bailey, 39 Ind. App. 83, 78 N. E. 678, rehearing de- nied, 39 Ind. App. 84, 78 N. E. 1060. Kentucky. — Browder v. Long'a Ex'r, 66 S. W. 600, 23 Ky. L. Rep. 2068. Maryland. — Wheeler v. Harrison, 94 Md. 147, 50 Atl. 523. New York. — In re Hynes, 105 N. Y. 560, 12 N. E. 60; Stoutenburgh v. Fleer, 87 N. Y. S. 504. Where the complete performance of an attorney's contract has been rendered unnecessary he may, never- theless, recover reasonable compensa- tion for services performed; thus, where it appears that an attorney was employed to procure an injunc- Attys. at L. Vol. II.— 58. tion, and his services, though failing in that respect, where of actual bene- fit to his client, it was held that, while he could not recover the sum stipulated in the contract, he should be allowed for the services rendered in behalf of his client and which were beneficial, a sum equivalent to the reasonable value thereof. Hargis V. Louisville Gas Co., (Ky.) 23 S. W. 790. 11 Stoutenburgh v. Fleer, 87 N. Y. S. 504; McClain v. Wiliams, 8 Yerg. (Tenn.) 230; Tabet v. Powell, (Tex.) 78 S. W. 997. 18 Clifton V. Clark, Hood & Co., 84 Miss. 795, 37 So. 746. And see supra, § 459. 13 Dublin & S. W. R. Co. v. Aker- man, 2 Ga. App. 746, 59 S. E. 10. "Carter v. Baldwin, 95 Cal. 475, 30 Pac. 595. And see also supra, §§ 439-446. 914 ACTIONS TO EECOVEE COMPENSATION. [§§ 526, 527 to pay the attorney a reasonable fee to defend them in a pending trial, and the case does not come to trial, the attorney can recover only nominal damages, unless special damages are alleged and proved, even though the attorney actually attended court for the purpose of making a defense.** § 526. Performance by Associated Attorneys and Part- ners. — Where two or more attorneys are associated in conducting litigation, or in the transaction of other legal business, perform- ance by any one of them vsfill be sufficient,*® unless the contract of employment provides otherwise." Of course, an agreement to the effect that the client is to have the joint services of several counsel retained by him would be binding, and, in that case, performance by all of them, jointly, must be proved, in order that a recovery may be had on the contract ; *' but, even in that case, any one of the attorneys so retained may recover reasonable compensation for his services, in the absence of express contractual provisions to the contrary.*' So, where a law partnership has been retained, a performance by any member of the firm will ordinarily be suffi- cient to justify the recovery of compensation.*" Matters pertain- ing to the compensation of law partnerships generally have been considered heretofore.* § 527. Performance by Substitute. — It has been stated heretofore that an attorney who has been engaged to render pro- fessional services cannot, without the consent of his client, dele- gate to another the authority so reposed in himself ; * and, there- fore, performance by a substitute is not sufficient to warrant a IB Wilson V. Barnes, 13 B. Mon. 19 PercifuU v. Wilson, 3 Ky. L. Eep. (Ky.) 330. And see also siipra, §§ 759; Wrights. Gillespie, 43 Mo. App. 447-449. 244. le Phillips V. Edsall, 127 111. 535, ZO Johnson v. Bright, 15 111. 464; 20 N. E. 801; Simon v. Brashear, 9 Phillips v. South Park Com'rs, 119 Rob. (La.) 59, 41 Am. Dec. 321. 111. 626, 10 N. E. 230; IT Morgan v. Roberts, 38 111. 65. Boardman, 37 Mich. 14. 18 Baxter v. Billings, 83 Fed. 790, 1 See supra, §§ 471-474. 49 U. S. App. 767, 28 C. C. A. 85; 2 See supra, § 210. Morgan v. Roberts, 38 111. 65; Perci- fuU V. Wilson, 3 Ky. L. Rep. 759. § 528] ACTIONS TO KECOVEE COMPENSATION. 915 recovery, even though such substitute's qualifications are equal or superior to those of the counsel originally retained.' In some in- stances, however, it is conceded that this rule must yield to the necessities of the situation, as, for instance, where the original attorney is ill, or has been elevated to the bench.* In such cases, if the client is dissatisfied, it is his duty to tender compensation for the services already rendered, and rescind the contract of em- ployment ; * arid if he fails to do so, and stands by and permits the work to be done by the substituted attorney, it may fairly be as- sumed that he assents thereto.* So, under the retainer of an at- torney, or of a firm of attorneys, much of the business undertaken may be done by them or any one in their employ and under their direction, and it will be found extremely difficult to draw the line and say just what must be performed by the person or firm re- tained, and what may be done under their direction by persons in their employ.' § 528. Purpose Accomplished without Attorney's Aid. — Where an attorney has been retained to conduct litigation, or to transact any other legal business, he cannot be deprived of the right to compensation for his services merely because his client, without the attorney's direct aid, brought the matter to a satisfac- tory conclusion ; * but such a disposition of the business may affect the amount of the attorney's compensation, especially where no fixed sum has been agreed upon.' The rule is different, however, where the attorney's compensation depends on the successful out- come of the business undertaken. In such cases the attorney, if he fails, will not be entitled to claim compensation merely because the client subsequently succeeded by his own efforts,^" or in any other way.^^ Of course, where the conduct of the client is such as 'Morgan v. Roberts, 38 111. C5. . TEggleston v. Boardman, 37 Mich. *Fenno v. English, 22 Ark. 170; 14. Eusi V. Larue, 4 Litt. (Ky.) 411, 14 8 Pierce v. Parker, 121 Mass. 403. Am. Dec. 172. And see supra, § 452, 9 See supra, 456-458. as to "impossibility of performance" l" Sinirall v. Morton, 6 Ky, L. Rep. generally. 735; Hitchings v. Van Brunt, 5 Abb. SFenno v. English, 22 Ark. 170. Pr. N. S. (N. Y.) 272. And see also ^Eggleston v. Boardman, 37 Mich. supra, §§ 423, 457. 14; Alleorn v. Butler, 9 Tex. 56; 11 Fague u. Corcoran, 3 Mackey (D. Smith V. Lipscomb, 13 Tex. 532. C.) 199. 916 ACTIONS TO EECOVEE COMPENSATION. [§ 529 to prevent performance, the attorney may, as a general rule, re- cover.^^ So, in some instances, the effect which a settlement hy the client will have on the right of the attorney to be paid for his services, and the amount of such payment, is provided for in the contract for compensation.^' Proof of Value of Services. § 529. In General. — An attorney who sues for compensation must prove the value of his services.'* A mere ledger entry, ap- pearing under the title pertaining to the client's matter, is not sufficient.*' It is not necessary, however, to prove the value of each step taken in a lawsuit; '* it is enough to prove, in general terms, the proceedings in the cause, the time occupied in the per- formance of the services, and their value as a whole, or in detail, as the plaintiff may elect." Thus where an attorney rendered a bill for legal services in perfecting the title to certain property, and conducting correspondence with reference thereto, he was not obliged to specify the charge for each item of service rendered, but was only required to state the value of each service performed so far as he was able.*' So, in an action by a law iirm to recover for its services, one of the partners will not be obliged, on cross- examination, to state the reasonable value of his individual serv- ices where they are so intermingled with those of his copartners as to be difficult of separation.*^ The plaintiff is not only a compe- tent witness in his own behalf,^" but his evidence may, of itself, be sufficient to establish his cause of action.* As an aid in deter- 12 See supra, §§ 450, 451, 456-458. "Garfield v. Kirk, 65 Barb. (N. 13 See supra, § 459. Y.) 464. 14 Bell V. Welch, 38 Ark. 139 ; Fry 18 Treakle v. Vaughan, 83 Ark. 258, V. Lofton, 45 Ga. 171; Stow v. Ham- 103 S. W. 174. lln, 11 How. Pr. (N. Y.) 452; Garr W Thorp v. Ramsey, 51 Wash. 530, V. Mairet, 1 Hilt. (N. Y.) 498. 99 Pac. 584. As to rules of evidence, see supra, 80 Schlicht v. Stivers, 61 la. 746, §§ 501-506. 16 N. W. 74; Chamberlain v. Eodgers, 15 Davis V. Fischer, 90 N. Y. S. 79 Mich. 219, 44 N. W. 598 ; Foster v. 301. See also Hale v. Ard, 48 Pa. St. Newbrough, 66 Barb. {N. Y.) 645. 22 ; Briggs v. Georgia, 15 Vt. 61 . 1 Chamberlain v. Eodgers, 79 Mich. 16 Treakle v. Vaughan, 83 Ark. 258, 219, 44 N. W. 598 ; West v. Eley, 39 103 S. W. 174; Garfield v. Kirk, 65 Ore. 461, 65 Pac. 798. Barb. (N. Y.) 464. §§. 530, 531] ACTIONS TO EECOVEK COMPElTSATIOir. 917 mining what may, or may not, be shown as evidence of the vahie of an attorney's services, it is advisable to consult the discussion, in the preceding chapter, as to the amount of compensation to which an attorney is entitled.* A conflict of evidence as to the value of an attorney's services presents a question of fact.* § 530. Value of Retaining Fee. — Where suit is brought for a retaining fee, the value thereof, in the absence of an express agreement in this respect, must be shown.* When the suit is brought for services generally, reasonable compensation therefor, as a rule, includes a retaining fee; where, however, a retaining fee is the only claim sued for, no actual services having been per- formed, its value, in the absence of an express agreement, must be what will compensate the plaintiff for entering into the service of the defendant,* and must, necessarily, depend on the evidence of the plaintiff,* and such other lawyers as may be called by either side as expert witnesses.'' § 531. In Actions upon Express Contracts. — An agree- ment fairly entered into between an attorney and his client as to the amount of compensation which the attorney is to receive for his services is binding on both parties,' providing, of course, that it is not tainted with illegality.' The contract must, however, be established ; ^'' but, when established, it is at least prima facie evi- dence of the amount to which the attorney is entitled.'* It may a See supra, §§ 439-486. 7 See supra, §§ 445-450. 3 Blizzard v. Applegate, 77 Ind. 8 See supra, §§ 439-446. 516; Atkinson v. Dailey, 107 Ind. » See supra, §§ 428-437. And see 117, 7 N. E. 902; Gedney v. Ayers, 111 the section following. Minn. 66, 126 N. W. 398; Williams lo Dudley v. Sanders Mfg. Co., 114 r. Philadelphia, 208 Pa. St. 282, 57 Fed. 981; Randolph v. St. Joseph, S. Atl. 578. & N. R. Co., 118 Mo. App. 460, 94 4 Knight V. Euss, 77 Cal. 410, 19 S. W. 309; Dickerson v. Scheuer, 50 Pae. 698. See also Carter v. Bald- Super. Gt. 605, 1 N. Y. S. 419; Fulton win, 95 Cal. 475, 30 Pae. 595; Buckles v. Western Stove Mfg. Co., (Tex.) 45 r. Northeast Kansas Tel. Co., 79 Kan. S. W. 1035; Boyd v. Boyce, (Tex.) 34, 99 Pae. 813. 53 S. W.- 720.. B As to the right to retaining fees n Ottofy v. Keyes, 91 Mo. App. see supra, § 406. 146; St. John v. Bird, 110 N. Y. S, 6 See supra, § 529 note. 389. 918 ACTIONS TO EECOVEE COMPENSATION. [§ 532 be proved by any competent testimony,** or it may be admitted by the adverse party ; ** and, when proven, the contract itself may be offered in evidence.** But the terms of the contract cannot be affected by parol evidence by way of construction or otherwise.*^ In an action brought upon an express contract, evidence of the rea- sonable value of the attorney's services is inadmissible,** excepting, possibly, where the contract is attacked as unfair," because, in the absence of unfairness or fraud, the mere fact that either the client or the attorney made a bad bargain, and that the services performed were reasonably worth more or less than the price agreed upon, cannot relieve either party from his contract.** § 532. Burden of Proving Fairness. — In an action for com- pensation based on an express contract, the attorney has the burden of proving that the contract was fairly and honestly entered into with the client, and that no advantage was taken of the client's ig- norance either of the law, or of any facts within the knowledge of the attorney.*' This is especially true as to contracts for compen- 12 Evidence of an agent, through whom the attorney was employed, is admissible to show the terms of a contract as to the attorney's com- pensation. Britt V. Burghart, 16 Tex. Civ. App. 78, 41 S. W. 389. See also Holmes v. Holland, 11 Ohio Dec. (Re- print) 768, 29 Cine. L. Bui. 115. 15 Knight V. Whitmore, 125 Cal. 198, 57 Pac. 891. 14 Sohultheis v. Nash, 27 Wash. 250, 67 Pac. 707. IB See supra, § 419. See also Rus- sell V. Young, 94 Fed. 45, 36 C. C. A. 71; Funk v. Mohr, 185 HI. 395, 87 N. E. 2, affirming 85 111. App. 07; Gaither v. Dougherty, 38 S. W. 2, 18 Ky. L. Rep. 709; Fulton v. West- ern Stove Mfg. Co., (Tex.) 45 S. W. 1035; Cain v. Moore, 54 Wash. 627, 103 Pac. 1130. 16 Colorado. — Rockwell Stock & Land Co. v. Castroni, 6 Colo. App. 528, 42 Pac. 180. District of Columbia. — Gilbert v. Fay, 4 App. Cas. 38; Heiberger v. Worthington, 23 App. Gas. 565. Georgia. — Bull v. St. Johns, 39 Ga. 78. Illinois. — ^People's Casualty Claim Adjustment Co. v. Darrow, 172 111. 62, 49 N. E. 1005. New York. — Marston v. Baerenklan, 11 Misc. 620, 32 N. Y. S. 785, af- firmed 13 Misc. 13, 33 N. Y. S. 994; Pennsylvania. — Fitzpatricic v. Lin- coln Savings & Trust Co., 194 Pa. St. 544, 45 Atl. 333; Appeal of Wait, 20 W. N. C. 19, 9 Atl. 943. 1' Oaccia v. Isecke, 123 App. Div. 779, 108 N. Y. S. 542. See also the section following. 18 See supra, § 439. See also Reyn- olds V. Sorosis Fruit Co., 133 Cal. 625, 68 Pac. 21. 19 Alabama.— K\dd r. Williams. 132 Ala. 140, 31 So. 458, 56 L.R.A. 879. § 532] ACTIONS TO EECOVEE COMPENSATIOlir. 919 pation entered into after the relation of attorney and client has been established; and, in some jurisdictions, the rule is confined to these contracts, those by which the relation is effected being deemed to have been made at arm's length. This subject has been considered heretofore.*" It has been held, however, that an at- torney is not obliged, in proving his case in chief, to assume the burden of proving that he has not induced his client to enter into the agreement, upon which suit is brought, by fraud, or an abuse of confidence,' unless, perhaps, the sum stipulated for in the contract is, of itself, so large as to warrant an inference, in the absence of explanation, that it is exorbitant.* So, where the only issue involved was whether a contract was in fact made, it was held that the court was justified in refusing to charge that the jury must be satisfied that the contract was a fair one, where there was no evidence that the contract was unfair, or that the attor- ney had overreached the client.' On an issue as to whether a con- tract for compensation is fair and conscionable, evidence of the value of the services rendered under it may be introduced.* In a suit to recover an attorney's fee which has been allowed in an- other action, there is a presumption that the fee allowed is fair and reasonable.* So, the introduction in evidence of a trust deed fixing the amount of an attorney's fee, has been held to be prima facie proof of its reasonableness.* Where an attorney testified Indiana. — Shirk v. Neible, 156 Ind. and client generally, see supra, 66, 59 N. E. 281, 83 Am. St. Eep. 150. §§ 152-163. Iowa. — Donaldson v. Eaton, 136 la. l Beagles v. Robertson, 135 Mo. 650, 114 N. W. 19, 125 Am. St. Rep. App. 306, 115 S. W. 1042. 275, 14 L.E.A.(N.S.) 1168. « Beagles v. Robertson, 135 Mo. Maine.— Burnham v. Heselton, 82 App. 306, 115 S. W. 1042; Weeks v. Me. 495, 20 Atl. 80, 9 L.R.A. 90. 84 Gattell, 125 App. Div. 402, 109 N. Me. 578, 24 Atl. 955. Y. S. 977, affirmed 193 N. Y. 681 yew Yorfc.— Randall v. Packard, 1 mem., 87 N. E. 1129. Misc. 344, 20 N. Y. S. 716, affirmed 3 Werner v. Knowlton, 107 App, 142 N. Y. 47, 36 N. E. 823 ; Blaikie Div. 158, 94 N. Y. S. 1054. V. Post, 137 App. Div. 648, 122 N. * Caccia v. Isecke, 123 App. Div. Y. S. 292. 779, 108 N. Y. S. 542. Oregon. — Hamilton v. Holmes, 48 6 Ramage v. Littlejohn, 17 Wash. Ore. 453, 87 Pac. 154. 386, 49 Pae. 486. 80 See supra, §§ 428-432. 6 Dorn v. Ross, 177 111. 225, 52 N. As to dealings between attorney E. 321, affirming 77 111. App. 223. , 920 ACTIONS TO EECOVEE COMPENSATION. [§ 533 that after two thirds of the work had been performed he refused to proceed further without a promise of more than the ordinary fee, because of certain compromising complications, cross-examina- tion was allowed, as bearing on his credibility, as to what these complications were.'' A conflict of evidence usually presents a question of fact for the jury.* § 533. In Actions on Implied Contracts Generally. — Where an attorney at law renders professional services to a client, and there is no agreement as to the amount of his compensation, he is entitled to the reasonable value of his services.' The ques- tion of what is, or is not, reasonable compensation, at best one of considerable difficulty, has been considered heretofore, and should be consulted in this connection.*" Precisely the same difficulty which is encountered in fixing the amount of compensation un- der an implied contract, also presents itself in the effort to intro- duce evidence of the reasonable value of the attorney's services. For certain services of a mechanical or routine character, and for certain formal proceedings or transactions, either the law has laid down, or custom has fixed, certain charges which are deemed a proper and fair compensation.** But for those services which are rendered by the intelligent and educated lawyer in the trial or argument of difficult cases, in the study and investigation of in- tricate and novel questions of law, calling for special intelligence, labor or ability, no regular tariff or measure of value can be fixed, not only because of the natural difference, as between lawyers, in ability and experience, or in aptitude for special branches of law, 7 Bolton V. Daily, 48 la. 348. dered, even though by a counselor, in 8 See infra, § 565. the capacity of attorney at law. See 9 See supra, §§ 404, 437. supra, § 405. "The law assumes that the laborer 10 See supra, §§ 447-449. is worthy of his hire, even though he 11 People v. Bond Street Sav. Bank, be a lawyer." Holmes v. Holland, H 10 Abb. N. Cas. (N. Y.) 15. Ohio Dec. (Reprint) 768, 29 Cine. L. A schedule of fees fixed hy a bai Bui. 115. association is not admissible in evi. In New Jersey fees for advocacy dence on the question of reasonabU cannot be recovered in the absence of compensation. Gaither v. Dougherty, an express contract therefor. It is 38 S. W. 2, 18 Ky. L. Rep. 709f otherwise, however, as to services ren- § 533] ACTIONS TO EECOVEE COMPENSATION. 921 but also because so much depends upon tbe peculiar cbaracteristics or the relative importance of the special service under consider- ation.^^ Indeed, it is evident that reasonable value depends en- tirely on the facts presented in the individual case. It is compe- tent, therefore, to introduce evidence of every circumstance attend- ing the cause which, according to established usage, will serve to guide to a conclusion as to what is a proper professional charge.*' Thus, as bearing on the value of an attorney's' services, it is com- petent to introduce evidence as to his ability, skill, experience, dili- gence, and his standing in his profession. It is also competent to prove the nature and extent of the services performed ; the diffi- culties encountered; the responsibility assumed; the physical and mental labor involved ; the importance of the litigation ; the amount in controversy ; the result achieved, and its benefits ; and, in some states, the client's wealth may be shown, and, possibly, his lack of wealth; and the usual and customary charges for like services in the same vicinity.'* On the other hand, it should be re- membered that the profession of the law is not one that is pursued for money only. Its professors should, and generally do, remem- ber that they form a class of the community who are in some de- 12 People r. Bond Street Sav. Bank, Hurley, 109 Minn. 415, 124 N. W. 4. 10 Abb. N. Ca8. (N. Y.) 15; Heblich Mississippi. — Holly Springs v. Man- V. Slater, 217 Pa. St. 404, 66 Atl. ning, 55 Miss. 380. 655. Montana. — McHatton v. Girard, 41 13 Georgia.— Spicer v. Yopp, 30 Ga. Mont. 387, 109 Pac. 704. 285; Dublin & S. W. R. Co. v. Aker- New Yorfc.— Smith v. Hayes, 10 man, 2 Ga. App. 746, 59 S. E. 10; App. Div. 245, 41 N. Y. S. 954, 75 N. Coker v. Oliver, 4 Ga. App. 728, 62 Y. St. Rep. 1328. S. E. 483. Wo.— Holmes v. Holland, 11 Ohio Kentucky. — Bryant v. Maxwell, 12 Dec. (Reprint) 768, 29 Cine. L. Bui. S. W. 1134, 11 Ky. L. Rep. 225; 115. Whallen v. Hallam, 76 S. W. 860, 25 i'emsj/iwaji.io.— Heblicli v. Slater, Ky. L. Rep. 965. 217 Pa. St. 404, 66 Atl. 655. Louisiana. — Hunt v. Orleans Cot- Texas. — Aycoek v. Baker, 60 S, W. ton Press Co., 2 Rob. 404; Durand 273; Cahill v. Dickson, 77 S. W. 281. V. Landry, 120 La. 513, 45 So. 409. Vermont. — Carpenter v. Gibson, 82 Michigan. — Eggleston v. Boardman, Vt. 336, 73 Atl. 1030. 37 Mich. 14; Myers v. Radford, 167 Washington. — Ramage v. Little- Mich. 135, 132 N. W. 550. John, 17 Wash. 386, 49 Pae. 486. Minnesota. — Lind v. Jones, 104 1* See the sections following in this Minn. 302, 116 N. W. 579; Dwyer v. subdivision. 922 ACTIONS TO BECOVEE COMPENSATION. ;[§ 534 gree compensated for their labor, and the time spent ,in anxious search after knowledge, by the respect and regard entertained for them generally, and by the opportunities, so often afforded, of im- pressing on the age in which they live the spirit and genius which animate them.^® The general rule, that the measure of damages in case of an employer's breach of a contract for personal employ- ment is the difference between what the employee received or might have received from others and the price agreed on, does not generally apply to breach of a contract for attorney's services, but may apply under peculiar circumstances.*® § 534. Attorney's Ability, Experience and Standing. — While it is true that in the rendition of legal services any compe- tent lawyer may, in many instances, serve as well as another," it is equally true that lawyers are often called upon, in the conduct of litigation and otherwise, to perform professional services which require the exercise of keen judgment and delicate perception, as well as a sound and extensive knowledge of the law, and that, in so doing, there may be no comparison between the relative abili- ties of two men.** Therefore, it is competent, in actions for com- pensation, to show the ability, skill, experience, and standing of the plaintiff as a lawyer." So, where the possession of particu- lar qualifications constitute an important element in the value of the services rendered, evidence thereof may be admitted, and is en- 15 Hunt V. Orleans Cotton Press Illinois. — ^Levinson v. Sands, 74 IlL Co., 2 Rob. (La.) 404. App. 273. 16 Kikuchi v. Ritchie, 202 Fed. 857, Iowa. — Clark v. Ellsworth, 104 la. 121 C. C. A. 215. 442, 73 N. W. 1023. iTPlayford v. Hutchinson, 135 Pa. Michigan. — Eggleston v. Boardman, St. 426, 19 Atl. 1019; Heblich v. 37 Mich. 14; Lungerhaiisen i;. Crit- Slater, 217 Pa. St. 404, 66 Atl. 555. tenden, 103 Mich. 173, 61 N. W. 270. 18 Heblich v. Slater, 217 Pa. St. 404, GMo. — Kittredge v. Armstrong, 11 66 Atl. 655. See also Phelps v. Hunt, Ohio Dec. (Reprint) 661, 28 Cine. 40 Conn. 97; People v. Bond Street L. Bui. 249; Holmes v. Holland, 11 Sav. Bank, 10 Abb. N. Cas. (N. Y.) Ohio Dec. (Reprint) .768, 29 Cine. 15. L. Bui. 115. 19 Colorado. — Willard v. Williams, Tennessee. — Bowling v. Scales, 1 10 Colo. App, 140, 50 Pac. 207. Tenn. Ch. 618. Connecticut. — Phelps r. Hunt, 40 Vermont. — Vilas v. Downer, 21 Vt. Conn. 97. 419. § 535] ACTIONS TO EEOOVEE COMPENSATION. 923 titled to mucli consideration.*" The services of a lawyer who, in order to excel in his profession, has devoted years to preliminary studies, and has spent much labor and money thoroughly to fit him for his calling, so that he might be able to act as an advocate in court, or as a counselor to guide and direct, others, to furnish them from his vast storehouse of knowledge, ripened and perfect- ed from long experience, with ideas and suggestions which, when carried out, would lead to success, is not, of course, to be compared with ordinary labor. ^ Thus, the artist who transfers to the can- vas the living likeness, destined perhaps to become immortal as a work of art, is entitled to a vastly higher compensation than he would be for spending the same time in painting buildings. So the recompense to be paid the sculptor who conceives, moulds, and produces his masterpieces of form, cannot be measured and fixed by a standard based alone upon the time he spent in their produc- tion ; nor in cases where they were merely executed under his di- rection, could his reward be fixed upon the same standard as of those who performed the manual labor under his personal super- vision. The productions of the composer, the poet, and the au- thor, cannot be valued by the time apparently spent in their prep- aration, because they are formed of a combination of ideas which may have cost their authors years of application to complete.^ In order, however, that an attorney's ability and professional stand- ing may be taken into consideration by the jury, there must be some evidence thereof on the record.' Facts of this character are usually established by the testimony of members of the bar.* It has been held, however, that the amount of business which an at- torney transacts may also be shown as evidence of his professional standing.* § 535. Nature and Extent of Services. — It is customary and permissible, in actions for compensation, to introduce evi- 20 Phelps V. Hunt, 40 Conn. 97. 4 See infra, § 546. 1 Eggleaton v. Boardman, 37 Mich. B Phelps v. Hunt, 40 Ccoin. 97. See 14. also Robbins v. Harvey, 5 Conn. 335. SEggleston v. Boardman, 37 Mich. Compare Gaither v. Dougherty, 38 S. 14. W. 2, 18 Ky. L. Rep. 709. 3 Smith V. Couch, 117 Mo. App. 267, 92 S. W. 1143. 924 ACTIONS TO EECOVEE COMPENSATION. [§ 53[ dence as to the nature * and extent " of the services rendered, for the purpose of showing their value. Thus, the questions of law involved — their intricacy, difficulty, or novelty — may be shown.' It is also competent to prove the physical and mental labor involved,' 6 Alabama. — Davis v. Walker, 131 Ala. 204, 31 So. 554. Indiana. — ^MoFadden v. Ferris, 6 Ind. App. 454, 32 N. E. 107. loica. — Stevens v. Ellsworth, 95 la. 231, 63 N. W. 683; Graham v. Dillon, 144 la. 82, 121 N. W. 47. Kentucky. — Stucky v. Smith, 148 Ky. 401, 146 S. W. 1128; Trimble v. Acme Mills & Elevator Co., 151 Ky. 570, 152 S. W. 561. Louisiana. — Hunt v, Orleans Cotton Press Co., 2 Rob. 404; Brewer v. Cook, 11 La. Ann. 637; Breaiix v. Francke, 30 La. Ann. 336. Michigan. — Eggleston v. Boardman, 37 Mich. 14; Babbitt V. Bumpus, 73 Mich. 331, 41 N. W. 417, 16 Am. St. Rep. 586. New York. — Harland v. Lilienthal, 53 N. Y. 438; People v. Bond Street Sav. Bank, 10 Abb. N. Cas. 15. Ohio. — Kittredge v. Armstrong, 11 Ohio Dec. (Reprint) 661, 28 Cine. L. Bui. 249; Holmes v. Holland, 11 Ohio Dec. (Reprint) 768, 29 Cine. L. Bui. 115. Pennsylvania. — Heblich v. Slater, 217 Pa. St. 404, 66 Atl. 655. Vermont. — ^Vilas v. Downer, 21 Vt. 419. 1 1owa. — Graham v. Dillon, 144 la. 82, 121 N. W. 47. Kentucky. — Stucky v. Smith, 148 Ky. 401, 146 S. W. 1128. Louisiana. — Brewer v. Cook, 11 La. Ann. 637. Maine. — Snow v. Gould, 74 Me. 540, 43 Am. Rep. 604. Michigan. — Eggleston v. Boardman, 37 Mich. 14. 'New York. — Shiel v. Muir, 51 Hun 644 mem., 4 N. Y. S. 272. Ohio. — Holmes v. Holland, 11 Ohio Dee. (Reprint) 768, 29 Cine. L. Bui. 115. Wisconsin. — Yates v. Shepardson, 27 Wis. 238. The fact that an attorney was obliged to make a special adjustment, not merely of his time and business, but of his oifiee, to meet the demands made upon him by his client, has a legitimate bearing upon the amount of his compensation. Cooper v. Har- vey, 77 Kan. 854, 94 Pac. 213. 8 Iowa. — Stevens v. Ellsworth, 95 la. 231, 63 N. W. 683. Louisiana. — Hunt v. Orleans Cot- ton Press Co., 2 Rob. 404; Breaux v. Francke, 30 La. Ann. 336. New York. — People v. Bond Street Sav. Bank, 10 Abb. N. Cas. 15. Ohio. — Kittredge v. Armstrong, 11 Ohio Dec. (Reprint) 661, 28 Cine. L. Bui. 249. 9 Kentucky. — Nesbitt v. Whaley's Adm'r, 10 Ky. L. Rep. 400 (abstract). Louisiana. — Hunt v. Orleans Cot- ton Press Co., 2 Rob. 404; Dorscy v. His Creditors, 5 Mart. N. S. 399; Succession of Macarty, 3 La. Ann. 517; Breaux v. Francke, 30 La. Ann. 336. Mississippi. — Holly Springs v. Man- ning, 55 Miss. 380. New York. — People v. Bond Street Sav. Bank, 10 Abb. N. Cas. 15. Ohio. — Holmes v. Holland, 11 Ohio Dec. (Reprint) 768, 29 Cine. L. Bui. 115. §' 536] ACTIONS TO EECOVEE COMPENSATION. 926 and the responsibilities assumed.'" T^e fact that litigation con- tinued through four years does not entitle the attorney to four years' compensation, if the services could have been performed in a less time had the condition of the dockets permitted the pro- ceedings to be pressed as they otherwise would have been.** § 536. Importance of Litigation. — The importance of a cause to the client is worthy of consideration in determining the value of the attorney's services/^ and evidence thereof may be in- troduced for that purpose.*' It is on this principle that evidence of the amount in controversy is admissible.** So, where several suits are pending in the same court, and involve the same ques- tions, and one attorney is employed to conduct all of them, and he succeeds in obtaining a stipulation that one of the cases shall be tried as a test case, and that the others shall abide by the re- sult thereof, it is proper, in determining the compensation to which the attorney is entitled, to take into consideration the serv- ices rendered by him in the test case as bearing on the value of his services in each of the other cases.*' An attorney may also show the nature and importance of criminal cases, wherein he has been m Louisiana. — Hunt v. Orleans Cot- Louisiana. — Breaux v. Francke, 30 ton Press Co., 2 Rob. 404; Dorsey v. La. Ann. 336. His Creditors, 5 Mart. N. S. 399; Mississippi. — Holly Springs v. Man- Succession of Macarty, 3 La. Ann. ning, 55 Miss. 380. 517. New York. — Harland v. Lilienthal, Mississippi. — Holly Springs v. Man- 53 N. Y. 438. ning, 55 Miss. 380. Ohio. — Kittredge v. Armstrong, 11 New York. — People v. Bond Street Ohio. Dec. (Reprint) 661, 28 Cine. Sav. Bank, 10 Abb. N. Cas. 15. L. Bui. 249; Holmes v. Holland, 11 Pennsylvania. — Heblich v. Slater, Ohio Dec. (Reprint) 768, 29 Cine. L. 217 Pa. St. 404, 66 Atl. 655. Bui. 115. 11 Stueky v. Smith, 148 Ky. 401, Pennsylvania. — ^Heblich v. Slater, 146 S. W. 1128. 217 Pa. St. 404, 66 Atl. 655. 12 Selover v. Bryant, 54 Minn. 434, Texas. — International & G. N. R. 56 N. W. 58, 40 Am. St. Rep. 349, 21 Co. v. Clark, 81 Tex. 48, 16 S. W. L.R.A. 418. 631. IS Iowa. — Clark v. Ellsworth, 104 l* See the section following, la. 442, 73 N. W. 1023. 16 Bruce v. Dickey, 116 111. 527, 6 Kentucky. — Stueky v. Smith, 148 N. E. 435. See also Harland v. Lili- Ky. 401, 146 S. W. 1128. enthal, 53 N. Y. 438. 926 ACTIONS TO EEOOVEK COMPENSATION. [§ 537 retained, as bearing on the, value of his services.^' As opposed to this view, it was contended in one case that "one day's work in an important cause is worth no more than the same services in a suit of less magnitude; that as well might any laborer or mechanic charge extra wages per day when fortunate enough to secure a large job ; that where work requires a diilerent kind of skill or workmanship, then, of course, such charge should be made as the skill required would command, but the same skill and workman- ship upon an important piece of work would bring no more per day than when it was applied to a lesser job; and that the same knowledge of practice and rules of law are required of the attor- ney or solicitor in one case as the other." The contention, how- ever, was disapproved." § 537. Amount in Controversy. — Tt is well settled that the amount in controversy, and the value of property involved in liti- gation, are legitimate subjects of proof in an action by an attor- ney against his client for compensation for his services.'' Thus, in an action for legal services in preparing abstracts of title to land, on the faith of which a purchase of the land was made, the 16 Daly V. Hines, 55 Ga. 470. Acme Mills & Elevator Co., 151 Ky. "Eggleston v. Boardman, 37 Mich. 570, 152 S. W. 561. 14. Louisiana. — Hunt v. Orleans Cotton 18 United States. — Lombard v. Bay- Press Co., 2 Rob. 404. ard, 1 Wall. Jr. 196, 15 Fed. Cas. No. Missouri. — Smith v. Couch, 117 Mo. 8,469; Graves v. Sanders, 125 Fed. App. 267, 92 S. W. 1143; Clay v. 690, 60 C. C. A. 422; Gilmore v. Mc- Brown, 148 Mo. App. 541, 128 S. W. Bride, 156 Fed. 464, 84 C. C. A. 274. 803. California. — Cusick v. Boyne, 1 Cal. New York. — ^People v. Bond Street App. 643, 82 Pac. 985. Sav. Bank, 10 Abb. N. Cas. 15; Gar- lUinois. — Haish v. Payson, 107 111. field v. Kirk, 65 Barb. 464. 365; Campbell v. Goddard, 17 111. Ohio. — Kittredge v. Armstrong, 11 App. 385. Ohio Dec. (Reprint) 661, 28 Cine. L. Indiana. — ^McFadden v. Ferris, 6 Bui. 249. Ind. App. 454, 32 N. E. 107. Tennessee. — Taylor v. Badoux, 58 Iowa. — Berry v. Davis, 34 la. 594; S. W. 919. Smith V. Chicago & N. W. R. Co., 60 TeaJos.— International & G. N. R. la. 515, 15 N. W. 291 ; Clark v. Ells- Co. v. Clark, 81 Tex. 48, 16 S. W. 631. worth, 104 la. 442, 73 N. W. 1023. Washington.— Se% Cain v. Moore, KentucTcy.—Stncky v. Smith, 148 54 Wash. 627, 103 Pac. 1130. Ky. 401, 146 S. W. 1128; Trimble v. § 537] ACTIONS TO EECOVEB COMPENSATIOIT. 927 price received may be considered as a circumstance tending to show what would be a reasonable fee for the services rendered.^' So, in estimating the value of an attorney's services in soliciting the pardon of a fugitive from justice in order to obtain him as a witness, the amount of the claim in the case in which he was to testify is proper for the consideration of the jury.^" The amount involved in several suits, conducted by the same attorney for the same client, may also be considered.^ Thus, in estimating the proper compensation of an attorney for services in a suit arising Upon one of many claims affecting the same client in the same way, which are treated by the attorney and client as a unit, and the merits of which are settled by one suit, it is proper to consider the entire amount involved, rather than the amount involved in the suit which was tried.^ But where the attorney does not represent all of the interests involved, the whole amount should not be con- sidered; thus the fees of an attorney representing only some of those who have filed a creditors' bill should be fixed with reference to the interests represented by him, and not solely with reference to the amount of the whole fund brought into court for distribu- tion.' Where the suit, or other legal business, has been settled or otherwise adjusted by the client, the attorney is usually con- fined to the reasonable value of the services rendered by him,* and, as bearing on this question, it has been held that the amount which would probably be recovered,, had there been no settlement, may be taken into consideration.* It is evident that the responsibility, the care, anxiety, and mental labor, is much greater in a case where the amount in controversy is large than where it is insignifi- cant, although, perhaps, the same questions might be raised in each case, or the more difficult questions arise in the case wherein the amount was of but slight consequence. ITor is this responsibility, care and mental labor dependent alone upon the number of hours or days which may be given to the preparation and trial or argu- 19 Morehead's Trustee v. Anderson, 2 Bruce v. Dickey, 116 111. 527, 6 N. 100 S. W. 340, 30 Ky. L. Eep. 1137. E. 435. 20 Kentucky Bank v. Combs, 7 Pa. 3 Hines v. Brunswick & A. R. Co., St. 543. 50 Ga. 563. 1 Babbitt v. Bumpus, 73 Mich. 331, « See supra, §§ 456-460. 41 N. W. 417, 16 Am. St. Rep. 585. 6 Berry v. Davis, 34 la. 594. 928 ACTIONS TO EECOVEK COMPENSATION. [§§ 538, 539 ment of the ease; or so imaginative and shadowy that it should not be considered in arriving at the amount of compensation which should be allowed in fixing the value of the attorney's services.* While the labor of drawing a pleading may be no more when the amount involved is large than when it is small, yet the labor in the examination of authorities and documents preliminary to drawing it, and the care bestowed upon the pleading itself, would be much greater in one case than in the other. § 538. Result. — In actions for compensation it is competent, as a general rule, to show the result of the litigation in which the services were rendered.'' In law, as in war, success is one test of ability. The military man who wins many victories will be called an able general, and a lawyer who is pressed with professional en- gagements shows one of the incidents of legal eminence.* § 539. Benefit to Client. — So, in some jurisdictions, it has been held to be competent to show the direct benefits derived by the client from the litigation,^ or a favorable settlement 6Eggleston v. Boardman, 37 Mich. Pennsylvania. — Heblich v. Slater, 14. 217 Pa. St. 404, 66 Atl. 655. 7 United States. — Lombard v. Bay- 8 Phelps v. Hunt, 40 Conn. 97. ard, 1 Wall. Jr. 196, 15 Fed. Cas. No. 8 Cusick v. Boyne, 1 Cal. App. 643, 8,469. 82 Pac. 985; Clark v. Ellsworth, 104 Florida.— Young v. Whitney, 18 ta. 442, 73 N. W. 1023; Trimble v. Fla. 54. Acme Mills & Elevator Co., 151 Ky. Indiana. — McFadden v. Ferris, 6 570, 152 S. W. 561; Breaux v. Ind. App. 454, 32 N. E. 107. Francke, 30 La. Ann. 336; Rutland v. Iowa.— Stevens v. Ellsworth, 95 la. Cobb, 32 La. Ann. 857; International 231, 63 N. W. 683; Clark v. Ella- & G. N. R. Co. v. Clark, 81 Tex. 48, worth, 104 la. 442, 73 N. W. 1023. 16 S. W. 631. Kentucky. — Stucky v. Smith, 148 Compare Robbins v. Harvey, 5 Ky. 401, 146 S. W. 1128. Conn. 335, wherein it was said that Michigan. — Eggleston v. Boardman, "the value of services is entirely de- 37 Mich. 14. tached from the consideration of their New York. — People v. Bond Street ultimate benefit to the person render- Sav. Bank, 10 Abb. N. Cas. 15. ing them. . . . The inquiry un- Ohio. — Holmes v. Holland, 11 Ohio der a quantum meruit is not what Dec. (Reprint) 768, 29 Cine. L. Bui. benefits, immediate and remote, have 115. been derived from the services. If it § 540] ACTIONS TO EECOVEE COMPENSATIOIT. 929 thereof.*" But it is not competent to give evidence of prospective or remote benefits.** Nor can the attorney show that a settlement, which he obtained for his client, was much more favorable than that secured by other litigants who were placed in the same situ- ation.** And where the action is brought on an express contract, evidence of the benefits derived by the client is inadmissible.*' § 540. Client's Wealth or Poverty. — So, also, it has been held that where the subject-matter of the litigation is of great im- portance to the litigants, and of a character to lead them to use every legitimate effort to succeed, the wealth of a party, and his consequent ability to make a severe contest, may be considered in connection with his disposition to do so, not only because it tends to show the importance and value of the services which the attor- ney was required to render,** but also as an aid in ascertaining the importance and gravity of the interests involved, *° and in deter- mining whether or not the client is able to pay a fair and just compensation for the services rendered. *° If the plaintiff, in con- sideration of the poverty of some of several joint litigants, settles with them for a lesser sum than his services were really worth, or if the services rendered for any one of them were greater or more valuable than those rendered for the others, these matters shou'/d be brought to the attention of the jury by a request for special in- structions.*'' It is true, of course, that the hvimble and the poor, whose life, liberty, reputation or property is imperilled, attach were, the preserving a man's life by 13 Robbins v. Harvey, 5 Conn. 335; stopping a horse in full career, on re- Darrin v. Clay, 143 App. Div. 937, quest, might require as a compensa- 128 jST. Y. S. 346. And see also tion, a splendid fortune. But the supra, § 531. question is what is the general worth l* Lombard v. Bayard, 1 Wall. Jr. of certain services rendered, or goods 196, 15 Fed. Cas. No. 8,469; Clark v. sold." Ellsworth, 104 la. 442, 73 X. W. lOHaish V. Payson, 107 111. 365; 1023; Breaux i;. Francke, 30 La. Ann. Berry v. Davis, 34 la. 594. 336. " Bobbins v. Harvey, 5 Conn. 335 ; 15 Clark v. Ellsworth, 104 la. 442, Phelps V. Hunt, 43 Conn. 194; Haish 73 N. W. 1023. And see supra, § 536. V. Payson, 107 111. 365, 5 Ky. L. Rep. 18 Ward v. Kohn, 58 Fed. 462, 19 1, 15 Chicago Leg. N. 307. U. S. App. 280, 7 C. C. A. 314. 12 Haish V. Payson, 107 111. 365, 5 17 Cunning v. Kemp, 22 Wis. 509. Ky. L. Rep. 1, 15 Cliicago Leg. N. 307. Attys. at L. VoL II.— 59. 930 ACTIONS TO EECOTEE COMPENSATION. [§ 541 as much importance to their protection as the proud or the wealtliy, and that the sum of material and intellectual labor required to de- fend the first is never less, and often more, than that required to defend the latter ; but when the service has been rendered, its value, to be commensurate therevyith, should be measured by the client's ability to pay." There is no analogy betv^een professional serv- ices and those performed by the ordinary laborer; nor can the creditable fact that where the amount is small, or the client poor, attorneys charge and receive much less than their services may, in fact, have been worth, prevent their recovering reasonable compen- sation in proportion to the magnitude of the interests committed to their care.'* But proof of this character must be confined to the time at which the litigation took plaee,^' and must also be war- ranted by the evidence in the case.' The value of professional services cannot be enhanced, however, by showing that the client was poor, and that, because thereof, the attorney's chances of be- ing paid depended on his success.^ On the other hand, it has been held that where the facts are. the same, professional services rendered for a poor man are worth no less than the same services performed for a rich man. Certainly, less is often taken from the poor than from the rich, but the reason is not because of a differ- ence in what the service is reasonably worth, but because of a dis- position on the part of lawyers to charge less in such cases, even to the extent of making the charge a mere trifle, or a gratuity; and such a practice is to be commended.* § 541. Usual and Customary Compensation. — It is com- petent, in actions for compensation, to prove the usual and cus- tomary fees charged,* for services similar to those for which the 18 Breaux v. Franeke, 30 La. Ann. 2 Robbins v. Harvey, 5 Conn. 335 ; 336. Smith v. Couch, 117 Mo. App. 267, 92 WEggleston v. Boardman, 37 Mich. S. W. 1143. 14. See also supra, § 536. And see 3 Stevens v. EUsviforth, 95 la. 231, note 15 in this section. 63 N. W. 683. And see supra, this 20 Daly V. Hines, 55 Ga. 470. section, note 19. iHamman v. Willis, 62 Tex. 507; * United States. — Stanton v. Em- International & G. N. R. Co. V. Clark, brey, 93 U. S. 548, 23 U. S. (L. ed.) 81 Tex. 48, 16 S. W. 631. 983. § 541] ACTIONS TO BECOVEE COMPENSATIOIT. 931 compensation is souglit,* in the vicinity wherein they were ren- dered;* providing, of course, that such charges do not appear to be exorbitant.'' Where an attorney was employed by a county board for a certain year at a stipulated salary, and was again des- ignated by the same board as its attorney for the year following, without either a resolution or an agreement as to the amount of his compensation, it was held that the action of the board for the second year amounted to a proposition to continue the employ- ment at the salary received during the former employment, and that, having acted as attorney for such year, he thereby accepted such proposition, although, at the time of the second appointment. Alabama. — Fuller v. Stevens, 39 So. 623. California. — Knight v. Euss, 77 Cal. 410, 19 Pac. 698. Illinois. — Reynolds v. McMillan, 63 111. 46; Nathan v. Brand, 167 111. 607, 47 N. E. 771, affirming 67 111. App. 540; National Home Bldg. & Loan Assoc. V. Fifer, 71 111. App. 295; Lev- inson v. Sands, 74 111. App. 273; Koedt V. Josephsen, 158 111. App. 388. Louisiana. — Cullom v. Mock, 21 La. Ann. 687; Jackson's Succession, 30 La. Ann. 463. Maine.— Bodfish v. Fox, 23 Me. 90, 39 Am. Dec. 611. Maryland. — Calvert v. Coxe, 1 Gill 95. See also Compton v. Barnes, 4 Gill 55, 45 Am. Dec. 115. Massachusetts. — Frost v. Belmont, 6 Allen 152. New yorfc.— Allison v. Scheeper, 9 Daly 365. Pennsylvania. — Thompson v. Boyle, 85 Pa. St. 477; Playford v. Hutchin- son, 135 Pa. St. 426, 19 Atl. 1019; Heblich v. Slater, 217 Pa. St. 404, 66 Atl. 655. Vermont. — Vilas v. Downer, 21 Vt. 419. 5 United States. — Stanton v. Em- brey, 93 U. S. 548, 23 U. S. (L. ed.) 983. Alabama. — Fuller v. Stevens, 39 So. 623. California. — Knight v. Kuss, 77 Cal. 410, 19 Pac. 698. Connecticut. — Robbins v. Harvey, 5 Conn. 335. Kentucky. — See also Morehead v. Anderson, 125 Ky. 77, 100 S. W. 340. Illinois. — Hughes v. Ferriman, 119 111. App. 169. Missouri. — Southgate v. Atlantic & 6 P. E. Co., 61 Mo. 89 ; Goldsmith v. St. Louis Candy Co., 85 Mo. App. 595. Pennsylvania. — Thompson v. Boyle, 85 Pa. St. 477. Vermont. — Vilas v. Downer, 21 Vt. 419. 6 California. — Knight v. Russ, 77 Cal. 410, 19 Pac. 698. Illinois.— Wilson v. Hart, 129 111. App. 329; Crane v. Eoselle, 157 111. App. 595. louM. — Stanberry v. Dickerson, 35 la. 493; Clark v. Ellsworth, 104 la. 442, 73 N. W. 1023. Vermont. — Vilas v. Downer, 21 Vt. 419. 1 Nathan v. Brand, 167 111. 607, 47 N. E. 771, affirming 67 111. App. 540. y32 ACTIONS TO EECOVEE COMPENSATION. [§ 541 he stated in the presence of the members of the board that he would not perform the services required of him for the salary which he formerly received.' But evidence of this character cannot be carried to the extent of raising collateral issues.' Thus, it is not allowable to show the amount of the fees charged by another law- yer in any given case ; ^'' nor may the plaintiff introduce evidence as to the fees charged by opposing counsel, ^^ or by associate coun- sel,'* especially in the absence of any showing to the effect that their services were similar, their skill equal, and the time spent the same.** Nor is it competent to prove the value of the plain- tiff's services in another suit,** or in a former argument of the same suit,*' because there may be peculiar circumstances which assisted in fixing the amount paid in one case, which would not exist in another, or even between counsel of equal standing in the same case, both in the character of the work, and in the amount and kind of preparation required.*^ But the amount which the plaintiff charged to others who were joint litigants with the de- fendant, and for whom he rendered like services, may be shown." The schedule of fees adopted by a county bar association for pro- fessional services is also inadmissible.*' 8 Capps V. Adams County, 27 Neb. H Babbitt v. Bumpus, 73 Mich. 331, 360, 43 N. W. 114. 41 N. W. 417, 16 Am. St. Rep. 585. 9 Heblich v. Slater, 217 Pa. St. 404, 12 Wells v. Adams, 7 Colo. 26, 1 Pac. 66 Atl. 655. 698; Ottawa University v. Parkinson, 10 Illinois. — Bruce v. Dickey, 116 14 Kan. 159 ; Playford v. Hutchinson, 111. 527, 6 N. E. 4o5. 135 Pa. St. 426, 19 Atl. 1019; Heblich ffflMSOS.— Ottawa University v. v. Slater, 217 Pa. St. 404, 66 Atl. 655. Parkinson, 14 Kan. 159; Ottawa Uni- IS Ottawa University v. Parkinson, veraity v. Welsh, 14 Kan. 164. 14 Kan. 159. And see also supra, Maryland. — Calvert v. Coxe, 1 Gill § 534. 95. l*Hart v. Vidal, 6 Cal. 56; Eggles- Michigan. — Eggleston v. Boardman, ton v. Boardman, 37 Mich. 14. 37 Mich. 14; Babbitt v. Bumpus, 73 16 Strong v. McConnel, 5 Vt. 338. Mich. 331, 41 N. W. 417, 16 Am. St. « Eggleston v. Boardman, 37 Mich. Rep. 585. 14. See also Cunning v. Kemp, 22 Nev) York. — Allison v. Scheeper, 9 Wis. 509. Daly 365. 17 Cunning v. Kemp, 22 Wis. 509. Pennsylvania. — Playford v. Hutch- 1* Gaither v. Dougherty, 38 S. W. 2, inson, 135 Pa. St. 426, 19 Atl. 1019; 18 Ky. L. Rep. 709. Heblich v. Slater, 217 Pa. St. 404, 66 Atl. 655. §§ 542, 544] ACTIONS to eecovee compensatioit. 933 § 542. Offer from Adverse Party. — The value of an attor- ney's services cannot be increased, on the one hand, by the fact that he could have been retained on the other side of the litiga- tion, or decreased, on the other hand, by the fact that his clients' adversary made no effort to employ him ; nor can it be measured by any estimate as to what would have been a reasonable fee had he been so employed.'* § 543. Where Services are Rendered in Foreign State. — Where attorneys are employed to leave the state in which they reside for the purpose of rendering professional services in an- other state, it has been held that their compensation will be gov- erned by the value of such services in the state of the attorney's residence, rather than in the state in which the services were per- formed.'" But it has also been held that, in an action for serv- ices rendered in another state, the attorney must allege and prove that such action could be maintained under the laws of such other state, because, in the absence of such allegation and proof, it would be presumed that the common-law rule prevailed, and that there could be no recovery.* It will be remembered in this connection, however, that the common-law rule, prohibiting the recovery of compensation by attorneys for professional services, never did pre- vail in many of the states.' § 544. Fees Fixed by Court. — In several jurisdictions the amount of compensation to which an attorney is entitled in cer- tain proceedings may be fixed by the court,' and this is especially wsteenerson v. Waterbury, 52 139; Lilly v. Robinson Mercantile Minn. 211, 53 N. W. 1146. Co., 153 S. W. 820. 20 Stanberry v. Dickerson, 35 la. California. — Keid v. Warren Imp. 493. See also Stevens v. Ellsworth, Co., 17 Cal. App. 746, 121 Pac. 694. 95 la. 231, 63 N. W. 683. Kentucky.— Fetij v. Nelson, 144 As to the right to compensation for Ky. 1, 137 S. W. 783 ; Gaylord v. Nel- services performed in a state wherein son, 7 Ky. L. Eep. 821. the attorney is not admitted to prac- Louisiana. — Dorsey v. His Credi- tlce, see gupro, § 23. tors, 5 Mart. N. S. 399; Baldwin v. 1 Williams v. Dodge, 8 Misc. 317, Carleton, 15 La. 394. 28 N. Y. S. 729. Massachusetts.— T!ait v. Shaw, 159 2 See supra, § 404. Mass. 592, 35 N. E. 88, 8 Arkansas.— Sea v. Welch, 38 Ark. 934 ACTIONS TO EECOVEE COMPENSATION. [§ 545 true as to compensation for services rendered in suits in equity.* As a general rule, the court's decision, in cases of this character, is based either on the evidence in the cause, or on evidence taken for the special purpose of ascertaining the value of the attorney's services.^ But in some jurisdictions, under statutory regulation, the court acts as an expert,® guided only by a conscientious esti- mate of the value of the services rendered.'' It is not bound by the plaintiff's testimony,' or by that of witnesses.' The court may, however, call to its aid the evidence of members of the bar.*" The order of the court, in such cases, has the force and effect of the verdict of a jury,** and is presumptive evidence of the fact that the fees allowed are not exorbitant.** Nor will it be reversed by an appellate tribunal unless it clearly appears to be unjust.** Expert Testimony. § 545. Necessity of Expert Testimony. — While, as stated heretofore, it is incumbent on an attorney who sues for compensa- tion to prove the value of his services,** it is not necessary that he should do so by the testimony of expert witnesses ; ** any other com- OJclahoma. — ^McDonald v. Carpen- ter, 11 Okla. 115, 65 Pac. 942. And see also supra, §§ 480-483. 4 Ko-crs V. O'Mary, 95 Tenn. 514, 32 S. W. 462 ; Horton v. GiUinwatera, (Tenn.) 41 S. W. 1083; Taylor v. Badoux, (Tenn.) 58 S. W. 919. And see also supra, §§ 477-479. 5 Bell V. Welch, 38 Ark. 139. 6 Baldwin v. Carleton, 15 La. 394; Eabasse's Succession, 51 La. Ann. 590, 25 So. 326; Dinkelspiel v. Pons, 119 La. 236, 43 So. 1018. T Edelin v. Richardson, 4 La. Ann. 502; Dinkelspiel v. Pons, 119 La. 236, 43 So. 1018. 8 Germania Safety Vault & Trust Co.'s Assignee v. Hargis, 64 S. W. 516, 23 Ky. L. Rep. 874. 9 Dorsey v. His Creditors, 5 Mart. N. S. (La.) 399; Succession of Ma- carty, 3 La. Ann. 517; Succession of Lee, 4 La. Ann. 578; Cullom v. Mock, 21 La. Ann. 687; Randolph v. Car- roll, 27 La. Ann. 467; Dinkespiel v. Pons, 119 La. 236, 43 So. 1018. lOMcMullen v. Reynolds, 209 111. 504, 70 N. E. 1041, reversing 105 111. App. 386; Succession of Jackson, 30 La. Ann. 463. 11 Hall V. Gunter, 157 Ala. 375, 47 So. 155. 18 Hays V. Johnson's Adm'r, 99 S. W. 332, 30 Ky. L. Rep. 614. 13 Dills V. Auxier, 85 S. W. 743, 27 Ky. L. Rep. 531. 14 See supra, § 529. 15 Calif orrUa. — Spencer v. Collins, 156 Cal. 298, 20 Ann. Cas. 49, 104 Pac. 320. Colorado. — Bourke v. Whiting, 19 Colo. 1, 34 Pac. 172. Kansas. — Noftzger v. Moffett, 63 Kan. 354, 65 Pac. 670. § 546] ACTIONS TO EECOVEE COMPENSATION. 935 petent evidence which establishes the character and importance of the litigation or other business wherein the services were rendered, the time spent thereon, the labor involved, and the result, will be sufficient for this purpose.** It seems to be conceded, however, that the value of an attorney's services can best be shown by the evidence of those persons who are engaged in the same profes- sion," and, therefore, testimony of this character is sanctioned by reason and usage where the question involved is one of reasonable compensation.'' § 546. Admissibility of Expert Testimony. — It is univer- sally agreed that expert testimony may be introduced for the pur- Miohigan. — ^Kelley v. Richardson, 69 Mich. 430, 37 N. W. 514. Missouri. — Gibbons v. Missouri Pac. K. Co., 40 Mo. App. 146. 16 Noftzger v. Moffett, 63 Kan. 354, 65 Pac. 670. 11 Illinois. — Louisville, N. A. & C. R. Co. V. Wallace, 136 111. 87, 26 N. E. 493, 11 L.R.A. 787. Indiana. — Blizzard v. Applegate, 61 Ind. 368. Kentucky. — Morehcad v. Anderson, 125 Ky. 77, 100 S. W. 340. Minnesota. — Allis v. Day, 14 Minn. 516. Permsylvania. — Thompson v. Boyle, 85 Pa. St. 477. "Clark V. Ellsworth, 104 la. 442, 73 N. W. 1023. And see the section following. "The question [the value of an attorney's services] is one upon which, from the nature of the case, it is not practicable to furnish more definite evidence than the opinions of wit- nesses who show themselves qualified to form w.ell-grounded estimates of such value by their familiarity with the department of business in which such services have been rendered. . . . There is no fixed standard by which their value can be determined; their value and reasonable price vary with the magnitude and importance of the particular case, the degree of responsibility attaching to its man- agement, the difficulty of the ques- tions involved, the ability and reputa- tion of counsel engaged, the labor be- stowed, and other matters which will readily occur to the profession. The experience and knowledge of ordinary jurymen do not qualify them to form an opinion as to the value of services of this kind. ... On the ether hand, practicing lawyers occupy the position of experts as to questions of this nature; from the character of their business they are not only in the habit of estimating the value of professional services, but they f-njoy peculiar advantages for • so doing; their opinions of such value should therefore be received, not only because they are qualified to perform them, but because it appears to be imprac- ticable to furnish any more satisfac- tory evidence." Allis v. Day, 14 Minn. 516. 936 ACTIONS TO KECOVEK COMPENSATION. [§ 546 pose of establishing the reasonable value of an attorney's services," and this, it seems, is true even though such services consisted of a commingling of professional and business aid.^* Indeed, testi- 19 United States. — Head v. Har- grave, 105 U. S. 45, 26 U. S. (L. ed.) 1028; Greeff v. Miller, 87 Fed. 33. Alabama. — Fuller v. Stevens, 39 So. 623. California. — Crescent Canal Co. v. Montgomery, 126 Cal. 197, 61 Pac. 940; Fairchild v. Whitmore, 6 Cal. App. 52, 91 Pac. 336. Colorado. — Bachman v. O'Keilley, 14 Colo. 433, 24 Pac. 546; Fairbanks, Morse & Co. v. Weeber, 15 Colo. App. 268, 62 Pac. 368; Wilson v. Union Distilling Co., 16 Colo. App. 429, 66 Pac. 170. Illinois. — Jevne v. Osgood, 57 111. 340; Haish v. Payson, 107 111. 365, 5 Ky. L. Rep. 1, 15 Chicago Leg. N. 307; Louisville, N. A. & C. R. Co., v. Wallace, 136 111. 87, 26 N. E. 493, 11 L.R.A. 787 ; Lee v. Lomax, 219 111. 218, 76 N. E. 377; Levinson v. Sands, 74 111. App. 273; Sexton v. Bradley, 110 111. App. 495. Indiana. — Covey v. Campbell, 52 Ind. 157. /moa. — Clark v. Ellsworth, 104 la. 442, 73 N. W. 1023. Kansas. — Anthony v. Stinson, 4 Kan. 211; Ottawa University v. Par- kinson, 14 Kan. 159; Central Branch Union Pac. R. Co. v. Nichols, 24 Kan. 242; Gregory Grocery Co. v. Beaton, JO Kan. App. 256, 62 Pac. 732. Kentucky. — Morehead v. Anderson, 125 Ky. 77, 100 S. W. 340; Reed v. Reed, 74 S. W. 207, 24 Ky. L. Rep. 2438. Louisiana. — Jackson's Succession, 30 La. Ann. 463; Dinkelspiel v. Pons, 119 La. 236, 43 So. 1018. Massachusetts. — Hunneman v. Phelps, 199 Mass. 15, 85 N. E. 169. Michigan. — Kelley v. Richardson, 69 Mich. 430, 37 N. W. 514; TurnbuU v. Richardson, 69 Mich. 400, 37 N. W. 499; Chamberlain v. Rodgers, 79 Mich. 219, 44 N. W. 598. Minnesota. — Allis v. Day, 14 Minn. 516; Calhoun v. Akeley, 82 Minn. 354, 85 N. W. 170. Mississippi. — ^New Orleans, J. & G. N. R. Co. V. Allbritton, 38 Miss. 242, 75 Am. Dec. 98. Missouri. — Brown v. Huffard, 69 Mo. 305; State v. Seavey, 137 Mo. App. 1, 119 S. W. 17. New York. — Beekman v. Plainer, 15 Barb. 550; Garfield v. Kirk, 65 Barb. 464; Clussman v. Merkel, 3 Bosw. 402; TurnbuU v. Ross, 5 Daly 130; Hatnett V. Garvey, 66 N. Y. 641; Bramble v. Hunt, 68 Hun 204, 22 N. Y. S. 842; Smith V. Hoctor, 51 Misc. 649, 99 N. Y. S. 843. Ohio. — Williams v. Brown, 28 Ohio St. 547; Kittredge v. Armstrong, 11 Ohio Dec. (Reprint) 661, 28 Cine. L. Eul. 249; Holmes v. Holland, 11 Ohio Dec. (Reprint) 768, 29 Cine. L. Bui. 115. Pennsylvania. — Thompson v. Boyle, 85 Pa. St. 477. South Dakota. — Frye v. Ferguson, 6 S. D. 392, 61 N. W. 161; Fowler v. Iowa Land Co., 18 S. D. 131, 99 N. W. 1095. Vermont. — ;Carpenter v. Gibson, 82 Vt. 336, 73 Atl. 1030. 20 Kelley v. Richardson, 69 Mich. 430, 37 N. W. 514. § 547] ACTIONS TO EECOVEE COMPENSATION. 937 mony of this character does not differ in principle from expert evi- dence as to the value of labor in other departments of business, or as to the value of property.^ So, opinion evidence is competent as to the necessity of making certain disbursements,^ and as to the character of the services rendered,' and whether they were rea- sonably required for the proper conduct of the case.* But where an attorney's right to compensation, and the amount thereof, has been fixed by a valid subsisting contract with his client, the parties will be bound thereby, and there is no room for the introduction of expert testimony as to the value of the attor- ney's services." Of course, there are instances wherein the reason- able value of professional services may be established by expert testimony notwithstanding the existence of a contract of employ- ment; thus, such proof is admissible where the amount of com- pensation is not fixed by the contract,* and as to the value of serv- ices rendered beyond its scope.'' But an attorney who has been discharged from a case which he was employed to conduct for a contingent fee, cannot, in an action for his compensation, intro- duce expert testimony for the purpose of showing what would have been the result of the case if he had been allowed to continue the prosecution thereof.' § 547. Qualification of Expert Witness. — It is absolutely necessary that the witness, whose opinion evidence is offered, should be one duly qualified to so testify.* As a general rule, a witness will be deemed to be sufficiently qualified to give his opinion as to the value of counsel services where it appears that 1 Head v. Hargrave, 105 U. S. 45, 26 e See supra, § 442. U. S. (L. ed.) 1028; Clark v. Ells- ''See supra, § 441. worth, 104 la. 442, 73 N. W. 1023 ; 8 Breathitt Coal, Iron & Lumber Co. Coagrove v. Leonard, 134 Mo. 419, 33 v. Gregory, 78 S. W. 148, 25 Ky. L. S. W. 777, 35 S. W. 1137; Kittredge Rep. 1507; Aldrich v. Brown, 103 V. Armstrong, 11 Ohio Dec. (Reprint) Mass. 527. 661, 28 Cine. L. Bui. 249. 9 Wilson v. Hart, 129 HI. App. 329; 2 Artz u. Robertson, 50 111. App. 27. Blizzard v. Applegate, 61 Ind. 368; 3 Garfield v. Kirk, 65 Barb. (N. Y.) Fry v. Estes, 52 Mo. App. 1; State v. 464. Seavey, 137 Mo. App. 1, 119 S. W. 4 Artz V. Robertson, 50 111. App. 27. 17. 5 See supra, § 439. 938 ACTIONS TO EECOVEE COMPENSATION. [§ 547 he is a member of the bar in good standing and engaged in active practice ; ^^ and it has been held that expert testimony is none the less competent because the witness was not actively engaged in the practice of his profession,'^ or that he had no actual experience in the rendition of services similar to those performed by the plaintiff.'^ So, the plaintiff may testify in his own behalf as to his knowledge of the charges of other attorneys for services simi- lar to those rendered by him.'^ Some cases support the view that opinion evidence as to the value of an attorney's services can only be given by lawyers,'* and it is to be observed that in practically all of the cases cited in the preceding sections of this subdivision, the witnesses called as experts were, in fact, members of the bar ; '* on the other hand, it has been held that any one who is familiar with the customary and usual charges of lawyers for services sim- ilar to those for which compensation is sought, and in the locality where such services were rendered, may qualify as an expert in this respect, even though he is not a member of the bar.'® 10 Bachman v. O'Reilly, 14 Colo. 433, 24 Pac. 546; Ottawa University V. Parkinson, 14 Kan. 159. See also Central Branch Union Pac. E. Co. v. Nichols, 24 Kan. 242. H Blizzard v. Applegate, 61 Ind. 368; Hand v. Church, 39 Hun (N. Y.) 303. 12 Bachman v. O'Eeilly, 14 Colo. 433, 24 Pac. 546. Compare Bettens v. Fowler, 51 Super. Ct. (N. Y.) 166, wherein a referee's finding, that an attorney's services were worth a certain sum, vras set aside where it appeared that the witnesses, on whose testimony the finding was based, were unfamiliar with the rates of customary charges in similar cases, and where witnesses possessing the requisite familiarity testified that the services were worth much less. 13 Babbitt v. Bumpus, 73 Mich. 331, 41 N. W. 147, 16 Am. St. Rep. 585. Where an attorney is testifying as an expert to the value of professional services rendered by himself, it is dis- cretionary with the court whether he may be cross-examined as to the amount of his income. Harland v. Lilienthal, 53 N. Y. 438. l*Hart V. Vidal, 6 Cal. 56; Howell V. Smith, 108 Mich. 350, 66 N. W. 218. See also Gregory .Grocery Co. v. Beaton, 10 Kan. App. 256, 62 Pac. 732. 15 See supra, §§ 545-550. 16 United States, — ^Head v. Har- grave, 105 U. S. 45, 26 U. S. (L. ed.) 1028. Indiana. — McNiel v. Davidson, 37 Ind. 336. Kansas. — Gregory Grocery Co. v. Beaton, 10 Kan. App. 256, 62 Pac. 732. Kentucky. — Gaither v. Dougherty, 38 S. W. 2, 18 Ky. L. Rep. 709. §' 548] ACTIONS TO EECOVEE COMPENSATION. 939 § 548. Knowledge of Charges in Particular Locality. — In some jurisdictions it is held that, in order to be competent to testify as an expert as to the reasonable value of an attorney's compensation, it is essential that the witness should be familiar with the usual and customary charges for similar services in the locality wherein the services involved were performed." This rule is based on the theory that the compensation usually paid to lawyers varies so much that what would be a reasonable charge in one place cannot be regarded as a criterion for what would be a reasonable charge for the same services in another place. Lawyers, in charging fees, are governed not only by the length of time con- sumed by their services, the amount in controversy, and the im- portance and difficulty of the issues involved, but also by the cost of living and the expense of maintaining a suitable office and of- fice force. Indeed, it is a matter of common knowledge that at- torney's fees are higher in some states than in others, and, in the same state, are much higher in large cities than in small towns; and frequently there is a marked difference in this respect even between cities or towns of equal size and importance. ^^ Thus, it has been held to be error to permit Chicago attorneys, who were familiar only with the charges made there, to testify as to what was a reasonable charge for services rendered in Arizona ; ^^ but it has also been held that a lawyer, who was familiar only with the customary charges for professional services in ISTebraska, might be permitted to testify as to the value of professional services ren- dered in South Dakota, there being nothing to indicate that their value should be estimated \ipon a different basis or by a different rule.*" Where a hypothetical question shows where the services in question were rendered, it is not necessary that it ask expressly what the value thereof was at that place.** Michigan. — ^ICelley D Richardson, N. W. 683 ; Clark v. Ellsworth, 104 la. 69 Mich. 430, :i7 N. W. 514. 442, 73 N. W. 1023. New Yor/c.—Hand v. Church, 39 18 State v. Seavey, 137 Mo. App. 1, Hun 303. 119 S. W. 17. OAio.— Kittredge, v. Armstrong, 11 w Wilson v. Hart, 129 111. App. 329. Ohio Dec. (Reprint) 661, 28 Cine. L. 20 Frye v. Ferguson, 6 S. D. 392, 61 Bui. 249. N. W. 161. " Wi!?o 1 r. Hart, 129 111. App. 329; 21 Clark v. Ellsworth, 104 la. 442, Stevens v Ellsworth, 95 la. 232, 63 73 N. W. 1023. 940 ACTIONS TO EEOOVEB COMPENSATION. [§ 549 § 549. Basis of Opinion. — The opinion evidence of experts as to the value of professional services must be based on the ac- tual facts in the case v^herein the services vi^ere rendered ; ^ and the usual inquiry is as to what is the customary charge,^ or what is a fair and reasonable charge, for the services rendered,* taking into consideration the nature and character thereof, the labor, time, and trouble involved, the nature and importance of the litigation or other business in which the plaintiff was engaged as an attorney, the amount of money or the value of the property involved, the skill and experience called for, and the professional character and standing of the attorney ; * these matters have been specifically con- sidered heretofore.' In some states the reasonable value of a re- taining fee may also be taken into consideration by the witness.' It has also been held that a qualified witness may base his opinion i Illinois. — People's Casualty Claim Adjustment Co. v. Darrow, 70 111. App. 22, affirming 172 111. 62, 49 N. E. 1005. Indiana. — Covey v. Campbell, 52 Ind. 157. louM. — Clark v. Ellsworth, 104 la. 442, 73 N. W. 1023. Kansas. — Central Branch Union Pac. E. Co. V. Nichols, 24 Kan. 242. KentucTcy. — Morehead's Trustee v. Anderson, 125 Ky. 77, 100 S. W. 340. Michigan. — Turnbull v. Richardson, 69 Mich. 400, 37 N. W. 499; Kelley v. Richardson, 69 Mich. 430, 37 N. W. 514. Missouri. — Southgate v. Atlantic & P. R. Co., 61 Mo. 89. 'New York. — Clussman v. Merkel, 3 Bosw. 402; Harnett v. Garvey, 66 N. Y. 641. Ohio. — Williams v. Brown, 28 Ohio St. 547. 2 Wilson V. Union Distilling Co., 16 Colo. App. 429, 66 Pac. 170; Jevne v. Osgood, 57 111. 340; Louisville, N. A. & C. R. Co. V. Wallace, 136 111. 87, 26 ix. E. 493, 11 L.R.A. 787; Maneaty v. Steele, 112 111. App. 19; Bettens v. Fowler, 51 Super. Ct. (N. Y.) 166. 8 Louisville, N. A. & C. R. Co. v. Wallace, 136 111. 87, 26 N. E. 493, 11 L.R.A. 787; Sexton v. Bradley, 110 111. App. 495. 4 Illinois. — Haish v. Payson, 107 111. 365; Louisville, N. A. & C. R. Co. v. Wallace, 136 111. 87, 26 N. E. 493, 11 L.R.A. 787. Indiana. — Covey v. Campbell, 52 Ind. 157. Iowa. — Clark v. Ellsworth, 104 la. 442, 73 N. W. 1023. Kansas. — Central Branch Union Pac. R. Co. V. Nichols, 24 Kan. 242. Kentucky. — Morehead v. Anderson, 125 Ky. 77, 100 S. W. 340. Massachusetts. — Aldrich v. Brown, 103 Mass. 527; Caverly v. McOwen, 123 Mass. 574. 'New yorfc.— Garfield v. Kirk, 65 Barb. 464; Harland v. Lilienthal, 53 N. Y. 438; Schlesinger v. Dunne, 36 Misc. 529, 73 N. Y. S. 1014. 6 See supra, §§ 534^542. « Roche V. Baldwin, 143 Cal. 186, 76 Pac. 956. See also supra, § 406. § 550] ACTIONS TO EECOVEE COMPENSATION. 941 on his personal knowledge of the facts,'' or both on his personal knowledge and the evidence in the cause.' So, also, evidence of the character indicated may be introduced by the defendant, or brought out by his cross-examination of the plaintiff's witnesses.' But the plaintiff cannot read in evidence a judicial opinion and incorporate an extract therefrom in a hypothetical question, ad- dressed to an expert, as to the value of professional services.^" § 550. Weight of Expert Evidence. — The general rule is that, although entitled to great weight, the evidence of experts as to the value of an attorney's services is not conclusive, but that it should be intelligently examined by the jury in the light of their own general knowledge,*^ and the other evidence in the case, in ''Ottawa University v. Parkinson, 14 Kan. 159; Brown v. Huffard, 69 Mo. 305. . 8 Garfield v. Kirk, 65 Barb. (N. Y.) 464. 9 Fuller V. Stevens, (Ala.) 39 So. 623. 10 Crawford v. Tyng, 2 Misc. 469, 21 N. Y. S. 1041. 11 United States. — Head v. Har- grave, 105 U. S. 45, 26 U. S. (L. ed.) 1028; Sanders v. Graves, 105 Fed. 849, affirmed 125 Fed. 690, 60 C. C. A. 422. California. — In re Borland, 63 Cal. 281. Colorado. — Bourke v. Whiting, 19 Colo. 1, 34 Pac. 172. Illinois. — Lee v. Lomax, 219 111. 218, 76 N. E. 377; Dorsey v. Corn, 2 111. App. 533; Crane v. Roselle, 157 111. App. 595. Indiana. — Williams v. Boyd, 75 Ind. 286. Iowa. — Arndt v. Hosford, 82 la. 499, 48 N. W. 981 ; Clark v. Ellsworth, 104 la. 442, 73 N. W. 1023; Graham v. Dillon, 144 la. 82, 121 N. W. 47. Kansas. — Noftzger v. Moffett, 63 Kan. 354, 65 Pac. 670. Kentucky. — Morehead v. Anderson, 125 Ky. 77, 100 S. W. 340. Louisiana. — Randolph v. Carroll, 27 La. Ann. 467 ; Dinkelspiel v. Pons, 119 La. 236, 43 So. 1018. Michigan. — Turnbull v. Richardson, 69 Mich. 400, 37 N. W. 499. Missouri. — Rose v. Spies, 44 Mo. 20; Cosgrove v. Leonard, 134 Mo. 419, 33 S. W. 777, 35 S. W. 1137; Gibbons V. Missouri Pac. R. Co., 40 Mo. App. 146; Kingsbury v. Joseph, 94 Mo. App. 298, 68 S. W. 93 ; Brownrigg v. Massengale, 97 Mo. App. 190, 70 S. W. 1103. New YorA;.— Chatfield v. Hewlett, 2 Dem. 191; Bramble v. Hunt, 68 Hun 204, 22 N. Y. S. 842; Mack v. Miller, 87 App. Div. 359, 84 N. Y. S. 440; Schlesinger v. Dunne, 36 Misc. 529, 10 N. Y. Ann. Cas. 350, 73 N. Y. S. 1014; Pendleton v. Johnston, 59 Super. Ct. 331, 14 N. Y. S. 629, affirmed 133 N. Y. 678, 31 N. E. 626. Ohio. — Kittredge v. Armstrong, 11 Ohio Dec. (Reprint) 661, 28 Cine. L. Bui. 249 ; Holmes v. Holland, 11 Ohio Dec. (Reprint) 768, 29 Cine. L. Bui. 115. 942 ACTIONS TO EECOVEE COMPENSATION. [§ 551 arriving at their verdict/* and given credit according to its worth." Where, however, the only evidence offered to prove the value of professional services is that given by witnesses who tes- tify as experts, there is some conflict of opinion as to its conclu- siveness ; thus it has been held in some cases that the jury will be bound by the opinion evidence,** while in other cases it has been held that expert testimony, even though uncontradicted, is not con- clusive.** But it is beyond question that expert evidence of the character under discussion may, of itself, be sufficient to support a verdict based thereon.*® Defenses. § 551. Generally. — The defendant in an action for the re- covery of counsel fees may avail himself of any defense which, un- Texas. — International & G. N. K. Co. V. Clark, 81 Tex. 48, 16 S. W. 631, 48 Am. & Eng. K. Cas. 81. Washington. — Jones v. Jones, 72 Wash. 517, 130 Pac. 1125. Wisconsin. — Remington v. Eastern E. Co., 109 Wis. 154, 84 N. W. 898, 85 N. W. 321. ^^ Iowa. — Arndt v. Hosford, 82 la. 499, 48 N. W. 981. Kentucky. — Jordan v. Swift Iron & Steel Works, 13 Ky. L. Eep. 970, 14 Ky. L. Rep. 194. Michigan. — Turnbull v. Richardson, 69 Mich. 400, 37 N. W. 499. Missouri. — Rose v. Spies, 44 Mo. 20; Cosgrove v. Burton, 104 Mo. App. 698, 78 S. W. 667. New York. — Randall v. Packard, 1 Misc. 344, 20 N. Y. S. 716, affirmed 142 N. Y. 47, 36 N. E. 823; Reves v. Hyde, 14 Daly 431, 13 Civ. Proe. 323, 14 N. Y. St. Rep. 689. Ohio. — Kittredge v. Armstrong, 11 Ohio Dec. (Reprint) 661, 28 Cine. L. Bui. 249. 13 Blizzard v. Applegate, 61 Ind. 368. 1* United States. — Sanders v. Graves, 105 Fed. 849, affirmed 125 Fed. 690, 60 C. C. A. 422. Alabama. — Moore v. Watts, 81 Ala. 261, 2 So. 278. Illinois. — Williams v. Reynolds, 86 111. 263. Kentuchy. — Reed v. Reed, 74 S. W. 207, 24 Ky. L. Rep. 2438. Michigan. — See Wood v. Barker, 49 Mich. 295, 13 N. W. 597; Walbridge V. Barrett, 118 Mich. 433, 76 N. W. 973. Texas. — See Herndon v. Lammers, 55 S. W. 414. Wisconsin. — Cotzhausen v. Central Trust Co., 79 Wis. 613, 49 N. W. 158. 15 Holm v. Parmele-Eccleston Co., 13 Misc. 317, 34 N. Y. S. 458; Sehle- singer v. Dunne, 36 Misc. 529, 10 N. Y. Ann. Cas. 350, 73 N. Y. S. 1014; Steele v. Hammond, 136 App. Div. 667, 121 N. Y. S. 589. 16 Hazeltine v. Broekway, 26 Colo. 551] ACTIONS TO EECOVEE COMPENSATION. 943 der the local practice, may be set up in any other action based upon an express or implied contract." Thus, he may show that he never employed the plaintiff/' or that the plaintiff failed to perforin the business undertaken by him,'* or was guilty of misconduct in re- spect thereto,'" or that the contract for compensation was unfair or otherwise tainted with fraud or illegality,* as, for instance, that it was champertous,* or that the plaintiff was not, in fact, a quali- fied attorney at law.^ So, the defendant may assert the right of set-off and counterclaim.* Of course, any defense set up must be 291, 57 Pac. 1077; Pickett v. Gore, (Tenn.) 58 S. W. 402. "Bridges v. Paige, 13 Cal. 641. And see the following sections of this subdivision. iSFairchild v. Whitmore, 6 Cal. App. 52, 91 Pac. 336 ; Kellogg V. Row- land, 40 App. Div. 416, 57 N. Y. S. 1064; Altkrug V. Horowitz, 111 App. Div. 420, 97 N. Y. S. 716; McDonald V. American Mortgage Co., 17 Ore. 626, 21 Pac. 883; Safford v. Vermont & C. R. Co., 60 Vt. 185, 14 Atl. 91. As to the necessity of proving em- ployment, see supra, §§ 507-522. 19 A lahama. — Walker v. Cuthbert, 10 Ala. 213. Arkansas. — Brodie v. Watkins, 33 Ark. 545, 34 Am. Rep. 49. California. — Foltz v. Cogswell, 86 Cal. 542, 25 Pac. 60. Kentucky. — Majors v. Hickman, 2 Bibb 217. Michigan. — Wildey v. Crane, 69 Mich. 17, 36 N. W. 734; Moran V. L'Etourneau, 118 Mich. 159, 76 N. W. 370, 5 Detroit Leg. N. 471. Weio York. — Wendell v. Lewis, 8 Paige 613 ; Frost v. Frost, 1 Barb. Ch. 492;, Holmes v. Evans, 59 Super. Ct. 136, 13 N. Y. S. 614, affirmed 129 N. Y. 140, 29 N. E. 233. Texas.— Shaw v. Threadgill, 53 Tex. Civ. App. 254, 115 S. W. 671; Hlggins V. Matlock, Miller & Dycus, 95 S. W. 571. As to the necessity of proving per- formance, see supra, §§ 523-528. May Recover on Note before Per- formance. — ^An attorney, taking a note payable on demand for a fee under an agreement to prosecute a suit as rap- idly as possible, can recover on the note before the final hearing of such suit. Burke v. Dorey, 208 Mass. 45, 94 N. E. 291. 20 Ignorance or negligence, see infra, § 553. Fraud or bad faith, see infra, § 555. Loss of compensation hy compro- mising case without authority. — An attorney who compromises his client's case against the lattBr's express direction is not entitled to any com- pensation. Rogers v. Pettigrew, 138 Ga. 528, Ann. Cas. 1913D 409, 75 S. E. 631, 42 L.R.A.(N.S.) 852. 1 See supra, §§ 428-438. 2 See supra, §§ 386-394. 3 Muligan v. Smith, 32 Colo. 404, 76 Pac. 1063. See also supra, § 23. * Colorado. — Bourke v. Whiting, 19 Colo. 1, 34 Pac. 172. Illinois. — Bennett v. Connelly, 103 111. 50. Indiana. — Lupton v. Taylor, 39 Ind. App. 412, 78 N. E. 689, rehearing denied 39 Ind. App. 420, 79 N. E. 523. 944 ACTIONS TO KECOVEE COMPENSATION. [§ 552 established by competent evidence,' to the satisfaction of the jury.^ § 552. Defense Must Be Meritorious. — It is essential, how- ever, in all cases that the defense asserted should be a meritorious one. Thus, the defendant will not be permitted to prove, as a de- fense, that the business undertaken by the attorney was adjusted with less labor than had been anticipated,'' and without litigation,' or that the case was without merit,^ or that other persons were benefited by the plaintiff's services," or that the defendant had also employed other counsel in the same cause,^' or that the attor- ney's services did not result beneficially to the client,^^ or that the plaintiff was a lawyer of limited experience,** or that he was dis- barred subsequently to the rendition of the services in question,''* or that, a long time prior to the employment involved, the plain- tiff had offered to take, for his services, a compensation less than the amount sued for.*' 'Sot does the fact that subsequently to his employment the attorney was appointed to a position where it be- came his ofiioial duty to perform the services for which he had Iowa. — Jamison v. Weaver, 81 la. 212, 46 N. W. 996. Massachusetts. — Keith v. Marcus, 181 Mass. 377, 63 N. E. 924. sCahill V. Baird, 138 Cal. 691, 72 Pac. 342, reversing 70 Pae. 1061; Cusick V. Boyne, 1 Cal. App. 643, 82 Pac. 985; Goodrich v. Mott, 9 Vt. 395; Smith V. Lenz, 143 Wis. 615, 128 N. W. 280. 6 See infra, § 565. 7 Clark V. Ellsworth, 104 la. 442, 73 N. W. 1023 ; Walbridge v. Barrett, 118 Mich. 433, 76 N. W. 973, 5 De- troit Leg. N. 562. 8 See supra, % 525. 9 Case V. Hotchkiss, 1 Abb. Dec. (N. Y.) 324; Case v. Hotchkiss, 3 Keyes (N. Y.) 334. 10 Kelly V. Ning Yung Benev. Ass'n, 2 Cal. App. 460, 84 Pac. 321. 11 Taylor v. Bosworth, 1 Ind. App. 54, 27 N". E. 115; Luchini v. Police ■Tury, 126 La. 972, 21 Ann. Cas. 59, 53 So. 68; Webster v. Loeb, 112 Mo. App. 139, 86 S. W. 463. 12 French v. Cunningham, 149 Ind. 632, 49 N. E. 797; Fenner v. McCan, 49 La. Ann. 600, 21 So. 768; Caverly V. McOwen, 126 Mass. 222; Niemann V. Collyer, 71 Hun 612, 24 N. Y. S. 516; Tinney V. Pierrepont, 18 App. Div. 627, 45 N. Y. S. 977; Bills v. Polk, 4 Lea (Tenn.) 494. And see Trimble v. Guardian Trust Co., 244 Mo. 228, 148 S. W. 934. 13 Shakespeare v. Baughman, 113 Mich. 551, 71 N. W. 874, 4 Detroit Leg. N. 392. 14 Manning v. Borland, 83 Me 125, 21 Atl. 837. isCrowell v. Truax, 94 Mich. 585, 54 N. W. 384. § 553] ACTIONS TO EECOVEE COMPENSATION. 945 been retained, prevent him from recovering the amount agreed upon for the performance of such services prior to his appoint- ment.^° Nor can the defendant show, by way of defense, that he was harassed by the plaintiff," or that his funds were attached in the attorney's hands,*' or that the attorney failed to deduct his fees while the funds were in his custody,*' or, ordinarily, that there was an agreement to arbitrate the claim sued for.*" § 553. Negligence or Ignorance. — Where the client has suf- fered loss or injury because of his attorney's ignorance or negli- gence, that fact may be set up as a defense to an action for com- pensation, for the services so performed, brought by the attorney.* 16 Detroit V. Whittemore, 27 Mich. 281. "Davis V. Farwell, 80 Vt. 166, 67 Atl. 129. 18 Daigle v. Bird, 22 La. Ann. 138. 19 Walton V. Dickerson, 7 Pa. St. 376; Davis v. Farwell, 80 Vt. 166, 67 Atl. 129. «o State Bank v. Martin, 4 Ala. 615. 1 England. — Hill v. Featherston- haugh, 7 Bing. 569, 20 E. C. L. 244; Sill V. Tliomas, 8 C. & P. 762, 34 E. C. L. 624; Hill V. Allen, 2 M. & W. 284; Long V. Orsie, 18 C. B. 610, 26 L. J. C. PI. 127; In re Metropolitan Coal Con- sumers' Ass'n, 45 Ch. D. 606. Arkansas. — Rachels v. Doniphan Lumber Co., 98 Ark. 529, 136 S. W. 658. California. — Bridges v. Paige, 13 Cal. 640; In re Kruger's Estate, 130 Cal. 621, 63 Pac. 31; Hinckley v. Krug, 34 Pac. 118. Illinois. — Mansfield v. Wallace, 217 111. 610, 75 N. E. 682. Indiana. — Pennington v. Nave, 15 Ind. 323; French v. Cunningham, 149 Ind. 632, 49 N. E. 797 ; O'Halloran v. Marshall, 8 Ind. App. 394, 35 N. E. 926. Attyg. at L. Vol. II.— 60. Iowa. — Lindsay v. Carpenter, 90 la. 529, 58 N. W. 900; CuUison v. Lind- say, 108 la. 124, 78 N. W. 847. Kentiochy. — Thomas v. Mahone, 9 Bush 111; Morehead v. Anderson, 125 Ky. 77, 100 S. W. 340; Board of Education v. Rankin, 142 Ky. 324, 134 S. W. 157; Buclceer v. Robinson, 96 S. W. 1110. Maine. — Timberlake v. Crosby, 81 Me. 249, 16 Atl. 896. Massachusetts. — Caverly v. Mc- Owen, 126 Mass. 222. New York. — Carter v. Tallcot, 36 Hun 393; Cole v. Roby, 61 Hun 624 mem., 16 N. Y. S. 20; Clussman v. Merkel, 3 Bosw. 402 ; Gleason v. Clark, 9 Cow. 57; Hopping v. Quin, 12 Wend. 517; Leo v. Leyser, 36 Misc. 549, 73 N. Y. S. 941; Dickerson v. Mashek Engineering Co., 76 Misc. 263, 134 N. Y. S. 940. Pennsylvania. — Chain v. Hart, 140 Pa. St. 374, 21 Atl. 442 ; In re Sloan, 161 Pa. St. 237, 28 Atl. 1084. Vermont. — Nixon v. Phelps, 29 Vt. 198; Davis v. Farwell, 80 Vt. 166, 67 Atl. 129 ; Gordon v. Mead, 81 Vt. 36, 69 Atl. 134. 946 ACTIONS TO EECOVEE COMPENSATION. [§ 553 Thus, the client may show in defense that his attorney was care- less in the institution of legal proceedings,* or in the collection of a claim,' or that he was unjustifiably dilatory in proceeding with the defendant's business,* or made an unauthorized compromise of the claim,* or that the cause was improperly conducted,^ or that the plaintiif failed to introduce certain relevant and material evi- dence,' or had given the defendant erroneous advice.* Nor can an attorney recover compensation for services rendered in an ac- tion wherein special evidence is made necessary by statute, unless, prior to the commencement of such action, he has ascertained that what the statute requires does, in fact, exist.^ And where an at- torney has testified in his own behalf, he may be cross-examined as to the manner in which he conducted the defendant's litigation or other business, for the purpose of showing carelessness or un- skillfulness on his part.^" In all cases it is essential, of course, that a defense of the character under consideration should be es- tablished by the defendant.*^ Washington. — Farwell v. Colman, 35 Wash. 308, 77 Pac. 379. Wisconsin. — Armin v. Loomis, 82 Wis. 86, 51 N. W. 1097. 8 Buckler v. Robinson, 96 S. W. 1110, 29 Ky. L. Rep. 1174; De Rose v. Fay, 4 Edw. (N. Y.) 40. 3 Pennington v. Underwood, 56 Ark. 53, 39 S. W. 108. 4 Walsh V. Shumway, 65 111. 471; Thorn v. Beard, 135 N. Y. 643 mem., 32 N. E. 140; Farwell v. Colman, 35 Wash. 308, 77 Pac. 379. 6 See supra, § 551, note 20. 6 Pearson v. Darrington, 32 Ala. 227; Von Wallhoffen v. Newcombe, 10 Hun. (N. Y.) 236. T Lindsay v. Carpenter, 90 la. 529, 58 N. W. 900. 8 Hinckley v. Krug, (Cal.) 34 Pac. 118; Harlock v. Le Baron, 1 Civ. Proc. (N. Y.) 168. 9 Leo V. Leyser, 36 Misc. 549, 73 N. Y. S. 941. 10 Cranmer v. Building & Loan Ass'n, 6 S. D. 341, 61 N. W. 35. 11 Arizona. — Greene v. Hereford, 12 Ariz. 85, 95 Pac. 105. California. — Miner D. Rickey, 5 Cal. App. 451, 90 Pac. 718. Florida. — Young v. Whitney, 18 Fla. 54. Maryland.— Bieviater v. Frazier, 32 Md. 302. Massachusetts. — Keith v. Marcus, 181 Mass. 377, 63 N. E. 924. Michigan. — Babbitt v. Bumpus, 73 Mich. 331, 41 N. W. 417, 16 Am. St. Rep. 585. Mississippi. — Whitehead v. Ducker, 11 Smedes & M. 98. New York. — Clussman v. Merkel, 3 Bosw. 402; Gleason v. Clark, 9 Cow. 57 ; Bowman v. Tallman, 2 Robt. 385 ; Cohn V. Heusner, 9 Misc. 482, 30 N. Y. S. 244 ; Smith v. Hoctor, 51 Misc. 649,. 99 N. Y. S. 843. Washington. — Conover v. Carpenter,. 57 Wash. 146, 106 Pac. 620. § 554] ACTIONS TO EECOVEB COMPENSATION. 947 Heretofore, consideration has been given to the liability of an attorney for negligence generally/* and the enforcement of such liability." § 554. When Negligence or Ignorance Unavailable as De- fense. — But the mere failure of the attorney to succeed, in the matter undertaken by him, is not evidence of negligence ; and, con- sequently, such failure is no defense to an action brought by him for the recovery of his compensation,** excepting, of course, where compensation is made contingent on success.*' He is neither a gTiarantor nor an insurer,*^ and is only responsible for his failure to exercise that degree of care, skill, and diligence, that is to be ex- pected from those who hold themselves out to the public as attor- neys at law." So, an attorney may explain his reason for delay- ing the prosecution of his client's' cause,*' consistently with his right to recover compensation for the services which he has ren- dered therein ; ** for instance, the attorney may recover where it is shown that the delay resulted, not from carelessness, but from a conviction that it would bring about a satisfactory compromise; and, a fortiori, would this be true where such a compromise was, 12 See supra, §§ 312-330. Lquisiana. — Succession of Herwig, 13 See supra, §§ 331-364. 127 La. 127, 53 So. 466. 14 California. — Foltz v. Cogswell, 86 Michigan. — Babbit v. Bumpus, 73 Cal. ,542, 25 Pac. 60. Midi. 331, 41 N. W. 417, 16 Am. St. Illinois. — Singer v. Steele, 24 111. Eep. 585. App. 58. New Yor7c.^Bowman v. Tallman, 27 Indiana. — French v. Cunningham, How. Pr. 212; Porter v. Euckman, 38 149 Ind. 632, 49 N. E. 797. N. Y. 210; Harriman v. Baird, 6 App. 7oM?a.— Cullison v. Lindsay, 108 la. Div. 518, 39 N. Y. S. 592, affirmed 158 124, 78 N. W. 847. N. Y. 691, 53 N. E. 1126. Miehigan.-^'BTa.ckett v. Sears, 15 Pennsylvania. — In re Worrall, 1 Mich. 244. Del. Co. Rep. 377. New York. — Seymour v. Cagger, 13 Tennessee. — Fulton v. Davidson, 3 Hun 29; Deering v. McCahill, 51 Heisk. 614. Super. Ct. 263. Washington. — Isham v. Parker, 3 J.— Bills V. Polk, 4 Lea Wash. 755, 29 Pac. 835. 494. "Seesupra, § 312. Wisconsin. — Murphey v. Shepard- l' Union Mut. Life Ins. Co. v. Bu- son, 60 Wis. 412, 19 N. W. 356. chanan, 100 Ind. 63. 15 See supra, § 423. 19 Union Mut. Life Ins. Co. v. Bu- 16 See supra, § 313. chanan, 100 Ind. 63. 948 ACTIONS TO EECOVEE COMPENSATION. [§ 555 in fact, effected.^" Nor will delay on the part of the original counsel affect the right of assistant counsel, who was ready and willing to perform the services for which he was engaged, to re- cover his compensation.' So, an attorney will not be precluded from recovering compensation merely because he did not partici- pate in certain proceedings, which affected his client's interests, unless he was employed to appear therein,^ or where the client was not injured because of his attorney's nonappearance,* or other neglect ; * and much less will the attorney's right to compensation be affected where his negligence has been waived by his client,' or where the client has, in fact, benefited by the attorney's services.* § 555. Fraud or Bad Faith. — It is well settled that fraud or bad faith on the part of the attorney in the transaction of his cli- ent's business may be set up as a defense to an action for compen- sation, brought by the attorney, for the services in connection with which the fraud or bad faith was displayed.'' Thus, the at- 80 Hennen v. Bourgeat, 12 Rob. (La.) 522. 1 Carter v. Baldwin, 95 Cal. 475, 30 Pac. 595. 2 Pearson v. Darrington, 32 Ala. 227. 3 Douglass V. Eason, 36 Ala. 687. * Clusaman v. Merkel, 3 Bosw. (N. Y.) 402; Mason v. Ring, 2 Abb. Pr. N. S. (N. Y.) 322. 5 Ballard v. Carr, 48 Cal. 74. 6 Murphey v. Shepardson, 60 Wis. 412, 19 N. W. 356. T Arkansas. — Sparks v. Forrest, 85 Ark. 425, 108 S. W. 835. Connecticut. — Brackett v. Norton, 4 Conn. 517, 10 Am. Dec. 179. Georgia. — Bailey v. Devine, 123 Ga. 653, 51 S. E. 603, 107 Am. St. Rep. 153. Indiana. — U. S. Mortgage Co. v. Henderson, lli Ind. 24, 12 N. E. 88. Iowa. — Donaldson v. Eaton, 136 la. 650, 114 N. W. 19, 125 Am. St. Rep. 275, 14 L.R.A.(N.S.) 1168. Kentucky. — Mealer v. Gibert, 60 S. W. 8, 22 Ky. L. Rep. 1223 ; Brodie i'. Parsons, 64 S. W. 426, 23 Ky. L. Rep. 831; Buckler v. Robinson, 96 S. W. 1110. Minnesota. — Davis v. Swedish- American Nat. Bank, 78 Minn. 408, 80 N. W. 953, 81 N. W. 210, 79 Am. St. Rep. 400. Nebraska. — Olson v. Lamb, 56 Neb. 104, 76 N. W. 433, 71 Am. St. Rep. 670. New York. — Murphy v. Banderet, 13 Daly 385; Chatfield v. Simonson, 92 N. Y. 209; Andrews v. Tyng, 94 N. Y. 16; Martin v. Piatt, 5 N. Y. St. Rep. 284. See also Pallace i'. Niagara, L. & O. Power Co., 131 App. Div. 453, 115 N. Y. S. 340. Pennsylvania. — Norris v. Break- water Co., 235 Pa. St. 358, 84 Atl. 358. § 555] ACTIONS TO EBCOVEE COMPENSATIOIT. 949 torney's right to compensation will be affected where it appears that he assumed an adverse or hostile attitude toward his client, or where, without the consent of his client, he represents third persons whose interests are adverse to those of his client.' So, fraud or bad faith on the part of the attorney may be predicated on his failure to inform his client of material facts, and their ef- fect upon the client's business, which were known to the attorney, and were not known to the client ; ' or on the fact that the attor- ney secured a personal advantage from the transaction of his client's business,'" as, for instance, by the acquisition of an inter- est, adverse to that of his client, in the subject-matter of the liti- gation/* The defense under consideration is an affirmative one, and it must — at least prima facie — be established by the defend- ant ; '^ but when established, the burden of proving good faith, and an absence of fraud, rests with the attorney/^ Dealings between attorney and client, the acquisition of adverse interests, and the 8 United States. — See Baxter v. Lowe, 93 Fed. 358, 35 C. C. A. 344. California. — De Cells v. Brunson, 53 Cal. 372. Connecticut. — Brackett v. Norton, 4 Conn. 517, 10 Am. Dee. 179. Illinois. — Strong v. International B. L. & I. Union, 82 111. App. 426, affirmed 183 111. 97, 55 N. E. 675, 47 L.R.A. 792. Iowa. — BuUis v. Easton, 96 la. 513, 65 N. W. 395. Kansas. — McArthur v. Fry, 10 Kan. 233. Kentucky. — Schamberg v. Auxier, 101 Ky. 292, 40 S. W. 911, 19 Ky. L. Eep. 548. Missouri. — MaeDonald v. Wagner, 5 Mo. App. 56. New York. — Chatfield v. Simonaon, 92 N. Y. 209, affirming 10 Daly 295; Quinn v. Van Pelt, 36 Super. Ct. 279. Tennessee. — Cantrell V. Chism, 5 Snecd 116. Rhode Island. — Orr v. Tanner, 12 K. I. 94. 9 Henry v. Vance, 111 Ky. 72, 63 S. W. 273, 23 Ky. L. Rep. 491; Palms v. Howard, 129 Ky. 668, 112 S. W. 1110. And see also supra, § 155. 10 Donaldson v. Eaton, 136 la. 650, 114 N. W. 19, 125 Am. St. Eep. 275, 14 L.R.A.(N.S.) 1168. 11 Larey v. Baker, 86 Ga. 468, 12 S. E. 684; Olson v. Lamb, 56 Neb. 104, 76 N. W. 433, 71 Am. St. Rep. 670. See also supra, §§ 395-397, as to tlie purchase of litigious rights as ehampertous. 12 Davis V. Farwell, 80 Vt. 160, 67 Atl. 129; Squier v. Barnes, 193 Mass. 21, 78 N. E. 731 ; Kellogg v. Budlong, 7 How. (Miss.) 340; Sackett c. Breen, 50 Hun 602 mem., 3 N. Y. S. 473; Deering v. Schreyer, 27 Misc. 237, 58 N. Y. S. 485, affirmed 40 App. Div. 633, 58 N. Y. S. 1139. 13 See supra, §§ 152, 156, 164, 174. 950 ACTIONS TO EECOVEE COMPENSATION. [§ 551) representation of conflicting interests, have been generally consid- ered heretofore.''* § 556. When Fraud or Bad Faith Unavailable as Defense. — But an attorney's right to compensation is in no way aifected by the mere fact that he represents third persons whose interests are not identical with those of his client, providing, of course, that the representation of such interests is not inconsistent with the faithful discharge of his duties, as an attorney at law, to both par- ties.'* Nor can the client complain of fraud or bad faith on the part of his attorney where, with full knowledge of the facts, he allows the attorney to act for him without objection, and accepts the benefits of the services rendered in his behalf, or otherwise consents to the attorney's alleged misconduct.'® So, an attorney will not be precluded from recovering compensation for services rendered, because of subsequent misconduct which does not affect the value of such services to the client,''' or because of fraud or unfaithfulness in a transaction entirely distinct from that involved in the action for compensation; '' and it has been held that the attorney may recover for such beneficial services as were rendered by him down to the time he began to act fraudulently, or with bad faith, towards his client." Likewise, the mere fact that an attor- ney has, under a prior retainer, advocated views of the law and facts different from those upon which his client rests his case, or has officially, as a judge or officer of the government, held a differ- ent view of the law and the rights of the parties, will not of itself disqualify him from accepting a retainer, and recovering for his 14 See supra, §§ 152-182. 28 Ky. L. Kcp. 582; Niles v. Muzzy, 15 Hughes V. Dundee Mort. & Trust 33 Mieh. 61, 20 Am. Rep. 670; Glea- Inv. Co., 21 Fed. 169; Peckham v. son v. Kellogg, 52 Vt. 14. Ramsey, 208 Mass. 112, 94 N. E. 290; 17 Richardson v. Richardson, 100 Deering v. Sohreyer, 27 Misc. 237, 58 Mich. 364,. 59 N. W. 178; In re Miller, N. Y. S. 485, affirmed 40 App. Dlv. 22 W. N. C. 11, 5 Pa. Co. Ct. 522; 633, 58 N. Y. S. 1139; EUerd v. Ran- Ellerd v. Randolph, (Tex.) 138 S. W. dolph, (Tex.) 138 S. W. 1171. See 1171. also supra, § 154. 18 Currie v. Cowles, 6 Bosw. ( N. leMealer v. Gilbert, 60 S. W. 8, 22 Y.) 452. Ky. L. Rep. 1523; Brodie v. Parsons, 19 Davis v. Smith, 48 Vt. 52. See 64 S. W. 426, 23 Ky. L. Rep. 831; also Quinn v. Van Pelt, 36 Super. Patterson v. Fleenor, 89 S. W. 705, Ct. (N. Y.) 279. § 557] ACTIONS TO EECOVEE COMPENSATION. 951 services.'" So, an attorney who has been retained to prosecute a criminal action should be guided by his own judgment as to the innocence of the defendant, even though it is contrary to the oath of his client, and may result in the prisoner's discharge ; and, in such case, the fact that the attorney does so act will not disentitle him to compensation.* § 557. Refusal to Pay over Money Collected. — It has been quite generally held that an attorney will not be entitled to compensation for the collection of money where he refuses to pay it over to his client within a reasonable time,' and this is especi- ally true where the client has been obliged to retain other counsel to recover the sum collected from the original attorney.' It has also been held that an attorney who, after making certain collec- tions under a special contract whereby he was to be allowed a cer- tain share for his services, refuses his client's demand for an ac- counting, cannot claim the beneiit of such contract as to money thereafter collected.* The attorney's refusal to pay over money collected by him for his client warrants the rescission of the con- tract of employment ; ° but should the attorney be discharged with- out cause he will be entitled to reasonable compensation.* Nor will an attorney be deprived of his compensation where he right- fully retains the money collected by him, as, for instance, where he has a lien thereon.'' 20 Smith V. Chicago & N. W. E. Co., Arlc. 10; Bredin v. Kingland, 4 Watts 60 la. 515, 15 N. W. 291. (Pa.) 420; Large v. Coyle, (Pa.) 12 1 Rush r. Cavenaugh, 2 Pa. St. 187. Atl. 343. 2 Gray v. Conyers, 70 Ga. 349; Pal- 4 McDowell v. Baker, 29 Ind. 481. lace I'. Niagara, L. & 0. Power Co., 6 Manning v. Clark, 40 Fed. 121. 131 App. Div. 453, 115 N. Y. S. 340; 6 Scobey r. Ross, 5 Ind. 445; Hern- Walton r. Dickerson, 7 Pa. St. 376; don r. Lammers, (Tex.) 55 S. W. 414. Fisher v. Knox, 13 Pa. St. 622, 53 See also supra, §§ 450, 451. Am. Dec. 503; Wills v. Kane, 2 Grant ^ Georgia. — ^Gray v. Conyers, 70 Ga. Cas. (Pa.) 60. And see In re Wash- 349. ington, 82 Kan. 829, 109 Pac. 700. Massachusetts. — Soper v. Manning, As to an attorney's liability in the 147 Mass. 126, 16 N. E. 752. collection of claims generally, see Missouri. — Dearing v. Fletclier, 37 supra, §§ 326-330. Mo. App. 122. 8 Manning v. Clark, 40 Fed. 121; New York. — Ferndon r. Ferndon, 1 Trapnall's Adm'x v. Byrd's Adm'r, 22 App. Div. 629 mem., 36 N. Y. S. 741. 952 ACTIONS TO BECOVEE COMPENSATION. [§§ 558, 559 § 558. Abandonment of Cause by Attorney. — The aban- donmeiit by an attorney of bis client's cause, or otber business en- trusted to his care, terminates the relation of attorney and client,* and if such abandonment be without cause, it will constitute a good defense to an action by the attorney for his compensation.* On the other hand, however, a justifiable abandonment will not pre- clude an attorney from recovering the reasonable value of the serv- ices performed by him down to that time,'" nor will an attorney's right to compensation be affected by the fact that, with his client's consent, he withdrew from a case in which he had rendered bene- ficial services.^* Whether, under the ' evidence, an abandonment was justified, is a question of fact.'^ § 559. Gratuitous Service. — It is competent for the defend- ant, in an action for counsel fees, to set up and prove that the services were rendered gratuitously ; ** and in some instances it has been held that the services of an attorney will be deemed to have been gratuitous, in the absence of an agreement to the con- trary ; as, for instance, where the attorney is personally interested Pennsylvania. — Large v. Coyle, 12 v. Berger, 93 N. Y. 524, 45 Am. Rep. Atl. 343. 263. And see also supra, § 453. Rhode Island.— Burns v. Allen, 15 ^^ Coopwood v. Wallace, 12 Ala. 790. E. I. 32, 23 Atl. 35, 2 Am. St. Rep. '^ Young v. Lanznar, 133 Mo. App. 844. 130, 112 S. W. 17 ; Pickard v. Pickard, Tennessee.— Foster v. Jackson, 8 ^^ H"" ^^^' ^^ ^- ^- ^- ^^'^■ Baxt 433 ^' Kentucky. — Lilly v. Pryse, 54 S. Vermont.-Do.vis v. Farwell, 80 Vt. W. 961, 21 Ky. L. Rep. 1223. ,„„ „_ ... -.„„ Michigan. — Cicotte v. Corporation .'„ „ ..orv of Catholic, etc.. Church, 60 Mich. » See supra, 5 139. ^ <*. s -^ • 552 27 N. w. 682. 9 Houghton V. Clarke, 80 Cal. 417, ,^ / -cr , t u „ , , ' Minnesota. — ^Humphreys ;;. Jacoby, 22 Pac. 288; Holmes .. Evans, 129 N. ,^ ^.^^ ^^ ^ P^ ^^^59. Y. 140, 29 N. E. 233. affirming 59 Su- ^^^ yo^.-Brown r. Remington, per. Ct. 136, 13 N. Y. S. 614; Buckley gj, jj„„ 214, 35 N. Y. S. 621. V. Buckley, 64 Hun 632 mem., 18 N. rc»«essee.— Caldwell i. Shields, 53 Y. S. 607; Bolte v. Fichtner, 68 Hun §_ ^ iQg^_ 147, 22 N. Y. S. 725; Cantrell v. yermont.— See Davis t;. Downer, 10 Chism, 5 Sneed (Tenn.) 116. vt. 529. 10 Franklin County v. Layman, 43 West Virginia. — Dorr v. Camden, HI. App. 163; Young v. Lanznar, 133 55 W. Va. 226, 46 S. E. 1014, 65 Mo. App. 130, 112 S. W. 17; Tenney L.R.A. 348. § 559] ACTIONS TO EECOVEE COMPENSATIOJiT. 953 in the matter undertaken," or, perhaps, where the services were rendered for a brother lawyer.'^ So, an agreement by an attor- ney, in advance of the rendition of legal services, not to charge a fee therefor, is binding on his partner, though the latter was ig- norant of such agreement; '® nor can the effect of such an agree- ment be avoided by a dissolution of the firm.*' The burden of proving gratuitous service rests with the defendant,'' and any evi- dence which tends to prove that fact may be introduced,'* the weight and sufficiency thereof, and the credibility of the witnesses, being questions of fact for the jury.^" Ordinarily, of course, when parties consult an attorney and receive his advice, or the benefit of his services, he is entitled to compensation therefor, and it is 14 Martin v. Campbell, 11 Rich. Eq. (S. C.) 205. 15 Where Client Is Another At- torney — Custom as to Gratuitous Services. — In Graydon v. Stokes, 24 S. C. 483, the court said: "While there does exist, in certain localities at least, a courtesy among gentlemen of the bar not to charge each other, but, when requested by a brother law- yer, to render him services in the line of their profession without fee or re- ward, yet, where such courtesy exists, it does not touch the legal rights of the parties. The very fact that it is called a 'courtesy' indicates that making no charge is exceptional, and that the general rule is to charge. Besides, even where such courtesy is generally practiced, we liave no doubt that there are certain well-grounded exceptions to the rule; and certainly the moment the parties, from any cause whatever, stand upon their rights, there can be no such thing as courtesy in the case." 16 Stone V. Hart, 66 S. W. 191, 23 Ky. L. Eep. 1777. Compare Waples v. Layton, 24 La. Ann. 624, wherein it appeared that an attorney employed by the year, at a fixed salary, to attend to the regular business of a bank, agreed with the bank that during his absence a firm of which he was a member would attend to its business free of charge, and it was held that such agreement did not bind the firm. "Knight V. Whitmore, 125 Cal. 198, 57 Pac. 891. 18 Woodbury v. Conger, 61 Hun 624 mem., 15 N. Y. S. 926; Kelly v. Houghton, 59 Wis. 400, 18 N. W. 326. 19 Frost V. Lawrence, 138 App. Div. 105, 122 N. Y. S. 913; Briggs v. Georgia, 15 Vt. 61. Evidence of the customary and. usual charges for services of a similar character, is incompetent to rebut a claim that the services in question were rendered gratuitously. Kelly v. Houghton, 59 Wis. 400, 18 N. W. 326 ze McFadden v. Ferris, 6 Ind. App, 454, 32 N. E. 107; Hatfield r. Cheno with, 24 Ind. App. 343, 56 N". E. 51 Lilly I. Pryse, 54 S. W. 961, 21 Ky L. Rep. 1223; Dillon v. McManus, 121 Mo. App.' 37, 97 S. W. 971; Frost v. Lawrence, 138 App. Div. 105, 122 N. Y. S. 913. 954 ACTIONS TO EECOVEE COMPENSATION. [§ 560 immaterial whether they expected to pay him or not.* Nor will an attorney be estopped from demanding compensation because of a statement, made by him under a mistake of fact, that he intend- ed to perform certain services without pay.^ So, a purpose to ren- der gratuitous services will not be inferred from the mere fact that the attorney was a stockholder in a corporation for which the services were performed,' or from the fact that he was a director therein,* or that he was the trustee of a church in whose behalf, at the instance of his cotrustees, he had rendered services.® lior is the fact that legal work was given to an attorney because he "need- ed the practice," inconsistent with an intention to pay therefor.* § 560. Payment. — It is also competent to prove, as a defense to an action for counsel fees, that the claim sued upon has been paid,'' or that there has been an accord and satisfaction thereof,' or that its payment has been provided for by a decree of court.® So, the acceptance of a sum of money by an attorney who knew, or had the means of knowing, that it was tendered in full payment for his services, is equivalent to an acceptance of the terms under 1 Morrison v. Flournoy, 23 La. Ann. Massachusetts. — Blair v. Columbian 593; Tiffany v. Morgan, (R. I.) 73 Fireproofing Co., 191 Mass. 333, 77 Atl. 465. N. E. 762. 2 Pickett u. Gore, (Tenn.) 58 S. W. Michigan. — Baldwin v. Clock, 68 402. Mich. 201, 35 N. W. 904. 3 Barker v. Cairo & Fulton R. Co., Mmraesofa.— Olson v. Gjertsen, 42 3 Thomp. & C. (N. Y.) 328. ^inn. 407, 44 N. W. 306. 4 Christie V. Sawyer, 44 N. H. 298. MwomH.— Trimble v. Kansas City, 6 Cicotte V. Corporation of Catholic, P' ^ ^- ^- ^°- ^^O Mo. 574, 1 Ann. etc.. Church, 60 Mich. 552, 27 N. W. ^*^- ^^^' ^^ «• W- 678. „„„ New York. — TurnbuU v. Ross, 5 .' ._ _,. ,,, T , »„ ... Daly 130: Laroe «. Sugar Loaf Dairy 6 Tiffany .. Morgan, (R. L) 73 Atl. ^^ %^ ^^^ ^.^ J^ ^^ ^_ ^ [ ^' 609. " United States. — TuU v. Nash, 141 m tt i, m i oo ' Tennessee. — Vaughn v. Tealey, 63 465 Fed. 557, 73 C. C. A. 29. S. W. 236. California.— S^Tigg v. Barber, 122 TFiseo»sm.-Smith v. Norton, 114 Cal. 573, 55 Pac. 419. -yyig. 453^ 99 n. W. 449. Georpia.— Bull v. St. Johns, 39 Ga. 8 Carter v. Chicago, B. &, Q. R. Co., 78. ' 136 Mo. App. 719, 119 S. W. 35. Imoa. — Dunham v. Bentley, 103 la. 9 Connor v. Ashley, 41 S. C. 67, 19 136, 72 N. W. 437. S. E. 201. § 560] ACTIONS TO EECOVEE COMPENSATION. 955 whicli the tender was made, and, under such circumstances, no further sum can be recovered ; ^'' and it has been so held where, un- der an order of court, a certain sum of money was ordered to be paid to an attorney as compensation in full for his services, even though the acceptance of such sum was under protest as to its suffi- ciency.'' But the retention for a few days, of a check given as payment in full, until the attorney could look into the matter, is not sufficient evidence of payment to bar an action for the recovery of a larger sum.'^ So, also, a receipt given by the attorney may be so explained, or rebutted, as to nullify its effect as evidence of payment.'* The defense of payment is an affirmative one, and, conse- quently, must be established by the defendant.'* The payment of an attorney for services rendered for a receiver, is no defense to an action for compensation for such services as were rendered in behalf of the company, for whom the receiver was appointed, prior to such appointment ; '* so, a payment made to an attorney by one of several colitigants will be presumed to have been made in settle- ment of his individual liability.' 16 10 Walker v. O'Neill Mfg. Co., 128 Maine. — Hooper v. Brundage, 22 Ga. 831, 58 S. E. 475; Laroe v. Sugar Me. 460. Loaf Dairy Co., 87 App. Div. 585, 84 Michigan. — Baldwin v. Clock, 68 N. Y. S. 609. Mich. 201, 35 N. W. 904; Hitchcock r. 11 Dunham v. Bentley, 103 la. 136, Davis, 87 Mich. 629, 49 N. W. 912; 72 N. w. 437. Howell v. Smith, 108 Mich. 350, 66 N. 12 Cain V. Moore, 54 Wash. 627, 103 W. 218. Pac. 1130. Jfew Jersey. — ^Koenig v. Harned, 13 ^^ Indiana. — Kepler v. Jessup, 11 Atl. 236. Ind. App. 241, 37 N. E. 655. New York. — In re Borkstrom, 63 loioa.— Ellis v. Warfield, 82 la. 659, App. Div. 7, 71 N. Y. S. 451, affirmed 48 K. W. 1058. 168 N. Y. 639, 61 N. E. 1127; Easton Massachusetts. — Blair v. Colum- v. Smith, 1 E. D. Smith 318. bian Fireproofing Co., 193 Maas. 540, Texas. — Herndon v. Lammers, 55 S. 79 N. E. 779. W. 414. Nebraska. — Cathers v. Linton, 75 Washington. — Steel v. Gordon, 14 Neb. 420, 106 N. VV. 468. Wash. 521, 45 Pac. 151. Texas. — Morris v. Kesterson, 88 S. 15 Trimble v. Kansas City, P. & G. W. 277. E. Co., 180 Mo. 574, 1 Ann. Cas. 363, 14 Indiana.— Fleming v. Flagg, 8 79 S. W. 678. Ind. 363. 16 Fleming v. Flagg, 8 Ind. 363. 956 ACTIONS TO EEOOVEE COMPENSATION. [§ 561 § 561. Payment of Fees to Other Counsel. — The fact that a client has retained several attorneys, or has become responsible for the fees of associate or assistant counsel, is not, as a general rule, an available defense to an action for compensation brought by either of such attorneys, in the absence of an agreement to that effect." And where the original attorney has, himself, employed associate counsel, a release or waiver of the latter's claim, as against the client, is not a prerequisite to a recovery by the origi- nal attorney.^* Nor will an attorney who sues for compensation be limited to the amount paid by him to an assistant attorney for doing the work.^* So, associate or additional counsel, retained by the client, will not be affected by a contract for compensation be- tween the client and the original attorney,^" and this is especially true where the associate counsel was not informed as to such con- tract.^ But where several attorneys are employed for a joint fee, payment thereof to one of them releases the client, who has no in- terest in the matter of division among them and is not bound by their agreements in that regard.* 17 England. — In re Metropolitan Coal Consumers' Ass'n, 45 Ch. D. 606. California. — Luco v. De Toro, 91 Gal. 405, 18 Pac. 866, 27 Pac. 1082. Florida. — Randall v. Archer, 5 Fla. 438. Illinois. — Hutchinson v. Dunham, 41 111. App. 107. Kentucky. — Lipscomb's Adm'r v. Castleman, 147 Ky. 741, 145 S. W. 753 ; Townsend V. Ehea, 38 S. W. 865, 18 Ky. L. Rep. 901; Nevin v. Masonic Sav. Bank's Assignee, 52 S. W. 811, 21 Ky. L. Rep. 596. Louisiana. — Morel v. New Orleans, 12 La. Ann. 485. Minnesota. — Meyer v. Cantieny, 41 Minn. 242, 42 N. W. 1060. Missouri. — Wright v. Gillespie, 43 Mo. App. 244; Kingsbury v. Joseph, 94 Mo. App. 298, 68 S. W. 93. 'NeTyraslca. — Cowles v. Thompson, 31 Neb. 479, 48 N. W. 145. 'New York. — In re Hynes, 105 N. Y. 560, 12 N. E. 60; In re Simpson, 53 Hun 629 mem., 5 N. Y. S. 863. See also Allison v. Scheeper, 9 Daly 365. Texas.— 'B.aXey v. Smith, 73 S. W. 54. Washington. — Isham v. Parker, 3 Wash. 755, 29 Pac. 835. 18 In re Hynes, 105 N. Y. 560, 12 N. E. 60. 19 Hyde v. Moxie Nerve-Food Co., 160 Mass. 559, 36 N. E. 585. 20 Allen V. Parish, 65 Kan. 496, 70 Pac. 351. 1 Miller v. Ballerino, 135 Cal. 566, 67 Pac. 1046, 68 Pac. 600 ; Manning v. Borland, 83 Me. 125, 21 Atl. 837. 2 Schiefer v. Freygang, 141 App. Div. 236, 125 N. Y. S. 1037. § 562] ACTIONS TO BECOVEE COMPENSATIOIT. 957 § 562. Solicitation of Business. — It would seem that, in some eases at least, it may be shown in defense of an action for compensation, that the case was solicited by the plaintiff.' SSee Koehe v. Baldwin, 143 Cal. 186, 76 Pac. 956; Ingersoll v. Coal Creek Coal Co., 117 Tenn. 263, 10 Ann. Cas. 829, 98 S. W. 178, 119 Am. St. Rep. 1003, 9 L.R.A.(N.S.) 282. In a recent ease, dealing with this subject, the court said: "We cannot agree that in these latter years a spirit of commercialism has lowered the standard of the legal profession. We cannot agree that the practice of law has become a 'business,' instead of a 'profession,' and that it is now al- lowable to resort to the practices and devices of business men to bring in business by personal solicitation, un- der the facts shown in this case. As to how far an attorney may go in soliciting business, or whether he may solicit at all, we are not called upon to decide;, but when such a case is presented, as is disclosed in this record, of attorneys rushing to the scene of disaster in hot haste, and competing with each other in solicit- ing the bereaved ones to allow them to sue for their losses, we feel that we are called upon to say in no un- certain terms that such conduct is an act of impropriety and inconsistent with the character of the profession. We cannot, we dare not, lower the standard of the legal profession to that of a mere business, in which fleet- ness of foot, or the celerity of the automobile, determines who shall be employed. The miserable victims of the disaster are dazed by the terrible bereavement. They are in no condi- tion to consider their rights to dam- ages. In their extremity, they fly to any one promising relief, when, if left to time and more mature considera- tion, they would be enabled to make, perhaps, a better choice. In addition, it is unbecoming a member of the pro- fession, and a public scandal, and when he bases his right to recover fees upon such improper conduct, and lowering the character of the profes- sion and the court, it is no excuse that other attorneys do the same; but this is rather a. reason why this court should act promptly and decidedly, in order that an end may be put to the practice. It is no excuse that cor- porations which have caused such dis- asters have been alert to send their agents and representatives to the scene, with a view of forestalling suits and making favorable compromises. This court has never failed to con- demn this practice in tlie strongest terms ; and, whenever a case has come before it which in any way smacked of fraud or undue advantage arising out of such conduct, this court has not been slow to disregard or set aside improper or hard settlements. But such agents of corporations are not, as a rule, officers of the court, nor do they occupy that high status which the law places the attorney upon ; and we think that we can safely say that if any attorney should make such settlement, under such circumstances, this court would not hesitate to disbar him. It is said that there is no prec- edent for refusing fees because of such conduct. If this be so, we are admonished by the record in this case that it is high time that such a prec- 958 ACTIONS TO EECOVEE COMPENSATION, [§ 563 § 563. Statute of Limitations Generally. — The statute of limitations may also be set up in bar of a recovery ; * and, as a general rule, will commence to run against the attorney from the time his services are so completed that he might have brought an action for his compensation.* But where several suits arise out of the same subject-matter, so that the entire litigation must be considered as one continuous transaction, and based upon one eon- tract of employment, the statute begins to run only from the ter- edent be set, and in such terms as may not be mistaken or misunder- stood." IngersoU v. Coal Creek Coal Co., 117 Tenn. 263, 10 Ann. Cas. 829, 98 S. W. 178, 119 Am. St. Rep. 1003, 9 L.R.A.(N.S.) 282. iDempsey v. Wells, 109 Mo. App. 470, 84 S. W. 1015. 5 England. — Martindale v. Falkner, 2 C. B. 706, 52 E. C. L. 706, 3 Dowl. & L. 600, 10 Jur. 161; Harris v. Os- bourn, 2 Cromp. & M. 629, 3 L. J. Exch. 182, 4 Tyrw. 445; Whitehead v. Lord, 7 Exch. 691, 21 L. J. Exch. 239 ; Harris v. Quine, L. E. 4 Q. B. 653; Coburn v. CoUedge, [1897] 1 Q. B. 702, 66 L. J. Q. B. 462. See also Kothery v. Mannings, 1 B. & Ad. 15, 20 E. C. L. 334, 8 L. J. K. B. 386. Compare Phillips v. Broadley, 11 Jur. 264. Canada. — Gourley v. McAloney, 29 Nova Scotia 319; Millar v. Kanady, 5 Ont. L. Kep. 412. See also Halliwell V. Zwick, 13 Ont. W. Rep. 1; Oilman V. Cockshutt, 18 Quebec Super. Ct. 552 ; Lizars v. Dawson, 32 U. C. Q. B. 237. Arkansas. — Phelps v. Patterson, 25 Ark. 185 ; McNeil v. Garland, 27 Ark. 343; Parker v. Carter, 91 Ark. 162, 120 S. W. 836, 134 Am. St. Rep. 60; Boynton v. Brown, 103 Ark. 513, 145 S. W. 242. See also Fenno v. English, 22 Ark. 170. California. — Hancock v. Pico, 47 Cal. 161 ; Bartlett v. Odd Fellows' Sav. Bank, 79 Cal. 218, 21 Pac. 743, 12 Am. St. Rep. 139 ; Johnson v. Bank of Lake, 125 Cal. 6, 57 Pac. 664, 73 Am. St. Rep. 17; Osborn v. Hopkins, 160 Cal. 501, Ann. Cas. 1913A 413, 117 Pac. 519. Illinois. — Walker v. Goodrich, 16 111. 341. See also Meyer v. McCum- ber, 75 111. App. 119. Indiana. — Felt v. Mitchell, 44 Ind. App. 96, 88 N. E. 723. Kentucky. — Warren Deposit Bank 17. Barclay, 60 S. W. 853, 22 Ky. L. Rep. 1555. Louisiana. — Looney v. Levy, 35 La. Ann. 1012. Massachusetts. — Eliot v. Lawton, 7 Allen 274, 83 Am. Dec. 683; Taft v. Shaw, 159 Mass. 592, 35 N. E. 88. Michigan. — Walbridge v. Barrett, 118 Mich. 433, 76 N. W. 973, 5 Detroit Leg. N. 562. Mississippi. — Johnson v. Pyles, 11 Smedes & M. 189. Missouri. — See Harrison v. Hall, 8 Mo. App. 167. Nebraska. — See Greek v. McDaniel, 68 Neb. 569, 94 N. W. 518. New Jersey. — See Holloway v. Ap- pelget, 55 N. J. Eq. 583, 40 Atl. 27, 62 Am. St. Rep. 827. New York. — Bruyn v. Comstock, 58 Barb. 9; Mygatt v. Wilcox, 45 N. Y. § 564] ACTIONS TO EECOVEE COMPENSATION. 959 mination of the last suit.* Where an attorney is employed to con- duct litigation, his employment will be deemed to continue until final judgment has been entered/ unless the relationship of attor- ney and client has been sooner terminated.* So, where the attor- ney's compensation is dependent on a contingency, the running of the statute must date from the happening thereof.' § 564. Where Professional Relationship Has Been Pre- maturely Terminated. — In some instances the relationship of attorney and client terminates before the completion of the busi- ness undertaken by the attorney,^" and when so terminated the attorney's right of action for compensation, if he has any,'^ ac- crues.'* But where the premature termination of the relation 306, 6 Am. Rep. 90, affirming 1 Lans. 55; Bathgate v. Haskin, 59 H. Y. 533 ; Gustine u. Stoddard, 23 Hun 99 ; Reavey v. Clark, 56 Hun 641 mem., 18 Civ. Proe. 272, 9 N. Y. S. 216; Wells V. Salina, 71 Hun 559, 25 N. Y. S. 134; Dailey v. Devlin, 21 App. Div. 62, 47 N. Y. S. 296; Matter of Stevf- art, 21 Misc. 412, 47 N. Y. S. 1065; Clarkson v. Young, 11 N. Y. S. 562; McCrea v. Seofleld, 86 N. Y. S. 10. Pennsylvania. — Foster v. Jack, 4 Watts 334; Hale v. Ard, 48 Pa. St. 22; Lichty v. Hugus, 55 Pa. St. 434; Mosgrove v. Golden, 101 Pa. St. 605; Campbell v. Maple, 105 Pa. St. 304; Mattern v. McDivitt, 113 Pa. St. 402, 6 Atl. 83; Tarr'B Estate, 21 Pa. Co. Ct. 358. Texas.— Gulf, C. & S. F. R. Co. v. Hutcheson, 3 Willson Civ. Cas. Ct. App. § 96; Jones v. Lewis, 11 Tex. 359; Montgomery v. Brown, 31 S. W. 1084; Leake v. Cleburne, 36 S. W. 97. Vermont. — Langdon v. Castleton, 30 Vt. 285; Adams v. Mott, 44 Vt. 259; Davis V. Smith,. 48 Vt. 52: Noble v. Bellows, 53 Vt. 527. 6 Meyer v. McCumber, 75 111. App. 119. 7 Arkansas. — Fenno v. English, 22 Ark. 170. Illinois. — Walker v. Goodrich, 16 HI. 341. Massachusetts. — Eliot v. Lawton, 7 Allen 274, 83 Am. Dee. 683. Mississippi. — Johnson v. Pyles, 11 Smedes & M. 189. See also Boylan v. Holt, 45 Miss. 277. New York. — Bruyn v. Comstock, 56 Barb. 9; Gustine v. Soddard, 23 Hun 99; Clarkson v. Young, 11 N. Y. S. 562. 8 Eliot V. Lawton, 7 Allen (Mass.) 274, 83 Am. Dec. 683 ; Foster v. Jack, 4 Watts (Pa.) 334; Lichty v. Hugus, 55 Pa. St. 434. And see the following section. SBartlett v. Odd Fellows' Sav. Bank, 79 Cal. 218, 21 Pac. 743, 12 Am. St. Rep. 139; Morgan v. Brown, 12 La. Ann. 159. "See supra, §§ 137-141. 11 See supra, §§ 450-460, as to the recovery of compensation on the pre- mature termination of an attorney's employment. ■ 12 Weil V. Finneran, 70 Ark. 509, 69 S. W. 310; Watson v. Columbia Min. Co., 118 Ga. 603, 45 S. E. 460; Belden 960 ACTIONS TO RECOVEE COMPENSATIOIT. [§ 565 of attorney and client results because of a settlement by tbe client/' the statute will not begin to run against the attorney until he learns, or has reason to know, of such settlement.^* Submitting Case to Jury — Recovery — Review. § 565. Submitting Case to Jury. — At the conclusion of the trial the case should be submitted to the jury with proper instruc- tions based upon the law and the evidence as applied to the issues involved.'^ Thus, where there is a conflict of evidence, the jury should be properly instructed as to questions of employment,^* V. Butchers' Union Slaughterhouse Co., 38 La. Ann. 392 ; Campbell v. Ma- ple's Adm'r, 105 Pa. St. 304. 13 See supra, §§ 456-460. 1* Holloway v. Appelget, 55 N. J. Eq. 583, 40 Atl. 27, 62 Am. St. Rep. 827 ; Lichty v. Hugus, 55 Pa. St. 434 ; Henrietta Nat. Bank v. Barrett, (Tex.) 25 S. W. 456. IB United States. — Sanders v. Graves, 105 Fed. 849, affirmed 125 Fed. 690, 60 C. C. A. 422. Alabama. — Moore v. Watts, 81 Ala. 261, 2 So. 278. California. — Ellis v. Woodburn, 24 Pac. 893. Illinois. — Bennett v. Connelly, 103 111. 50; Gorrell v. Payson, 170 111. 213, 48 N. E. 433, reversing 68 111. App. 641; Goodman v. Lee, 40 111. App. 229. Indiana. — Hauss v. Niblack, 80 Ind. 407; Union Mut. Life Ins. Co. v. Buchanan, 100 Ind. 63. Maine. — Matthews v. Williams Mfg. Co., 98 Me. 234, 56 AtL 759. Massachusetts. — Cooke v. Plaisted, 176 Mass. 374, 57 N. E. 687. Missouri. — Rose v. Spies, 44 Mo. 20; Thrasher f. Greene County, 105 Mo. 244, 16 S. W. 955; Bearing v. Fletcher, 37 Mo. App. 122. Ohio. — Scheinesohn v. Lemonek, 84 Ohio St. 424, Ann. Cas. 1912C 737, 95 N. E. 913. Oregon. — MacMahon v. Duffy, 36 Ore. 150, 59 Pac. 184. South Dakota. — Cranmer v. Broth- ers, 15 S. D. 234, 88 N. W. 105. Texas. — Herndon v. Lammers, 55 S. W. 414. Wtscomsim.— -Gough v. Root, 73 Wis. 32, 40 N. W. 647, 41 N. W. 622. 16 United States. — Northern Pac. R. Co. V. Clarke, 106 Fed. 794, 45 C. C. A. 635. Alabama. — Irvin v. Strother, 163 Ala. 484, 50 So. 969. California. — Miner v. Rickey, 5 Cal. App. 451, 90 Pac. 718. Connecticut. — Graves v. Lockwood, 30 Conn. 276. Indiana. — -Hauss v. Niblack, 80 Ind. 407. Iowa. — Cullison v. Lindsay, 108 la. 124, 78 N. W. 847. Missouri. — Warder v. Seitz, 157 Mo. 140, 57 S. W. 537; Stewart v. Emerson, 70 Mo. App. 482; Dempsey V. Wells, 109 Mo. App. 470, 84 S. W. 1015; Clay v. Brown, 148 Mo. App. 541, 128 S. W. 803. New York. — Richards v. Washburn, 14 App. Div. 237, 43 N. Y. S. 615. § 566] ACTIONS TO EECOVEE COMPENSATIOIf. 961 fairness,"' performance,^' the acceptance of beneficial services,^' the value of the services rendered,^" and the sufiiciency of the defense presented.' In all such matters the weight of the evi- dence and the credibility of the witnesses are questions of fact and, therefore, within the exclusive province of the jury.^ The verdict, as to matters of form, must comply with the local practice.' § 566. Recovery Generally. — As a general rule, the plaintiff will be entitled to recover the amount of compensation stipulated Vermont. — Briggs v. Georgia, 10 Vt. 68. As to evidence of employment, see supra, §§ 507-522. " Muller V. Kelly, 125 Fed. 212, 60 C. C. A. 170, reversing 116 Fed. 545. As to fairness generally, see supra, §§ 428-432. Compare Werner v. Knowlton, 107 App. Div. 158, 94 N. Y. S. 1054, where- in it was said that under the express provision of the New York code to the effect that the compensation of an attorney is governed by agreement, express or implied, which is not re- strained by law, an attorney express- ly fixing the rate of compensation with a client is not compelled, in the absence of evidence of fraud or over- reaching, to submit the validity of the agreement to a jury. IS Davis V. Jackson, 86 Ga. 138, 12 S. E. 299; Lockwood v. Brush, 6 Dana (Ky.) 433; Peacock v. Ratliff, 62 Wash. 653, 114 Pac. 507. As to evidence of performance, see supra, §§ 523-528. WHauss V. Niblack, 80 Ind. 407; Hudspeth v. Yetzer, 78 la. 11, 42 N. W. 529; Perry v. Bailey, 12 Kan. 539. As to what constitutes an aocept- Attys. at L. Vol. II.— 61. ance of beneficial services, see supra, §§ 518, 519. 20 See the following section, and see also supra, §§ 529-544, 550. 1 Lindsay v. Carpenter, 90 la. 529, 58 N. W. 900; CuUison v. Lindsay, 108 la. 124, 78 N. W. 847; More- head's Trustee v. Anderson, 125 Ky. 77, 100 S. W. 340, 30 Ky. L. Rep. 1137. As to defenses generally, see supra, §§ 551-564. 2 United States. — Gilmore v. Mo- Bride, 156 Fed. 464, 84 C. C. A. 274. California. — Buck v. Eureka, 124 Cal. 61, 56 Pac. 612. District of Columbia. — ^Blanken- ship V. Cowling, 31 App. Cas. 626. Florida. — Broward v. Doggett, 2 Fla. 49. Illinois. — ^Artz v. Robertson, 50 111. App. 27; Sexton V. Bradley, 110 111. App. 495. Indiana. — Blizzard v. Applegate, 77 Ind. 516. MaAne. — Matthews v. Williams Mfg. Co., 98 Me. 234, 56 Atl. 759. Missouri. — Ottofy v. Winsor, 137 Mo. App. 272, 119 S. W. 40. See also supra, § 506. 8 Shuck t;. Pfenninghausen, 101 Mo. App. 697, 74 S. W. 381. 962 ACTIONS TO BECOVEE COMPENSATION. L§ 567 for in an express contract between himself and his client, provid- ing that such amount has not been reduced by set-off or counter- claim.* Where, however, the amount of compensation has not been fixed by the parties, the value of attorney's services usually presents a question of fact for the jury,' and this is true even though expert testimony has been introduced for the purpose of establishing this fact,* although, in some cases, it has been held that the uncontradicted testimony of expert witnesses as to the value of an attorney's services, is binding on the jury.'' § 567. Recovery of Interest. — An attorney ordinarily will be entitled to recover interest on the amount due for pro- fessional services after a demand therefor has been made on the 4 Myers v. Bender, 46 Mont. 497, 129 Pao. 330; Allen v. Flynn, 52 Misc. 121, 101 N. Y. S. 747; Taggart V. Hower, (Pa.) 17 Atl. 13; Clarke v. Paver, (Tex.) 40 S. W. 1009. 6 Arizona. — De Mund Lumber Co. v. Stilwell, 8 Ariz. 1, 68 Pac. 543. Arlcansas. — Weil v. Fineran, 78 Ark. 87, 93 S. W. 568. Colorado. — Leitensdorfer v. King, 7 Colo. 436, 4 Pac. 37. Iowa. — Graham v. Dillon, 144 la. 82, 121 N. W. 47. Kentucky. — Morehead's Trustee v. Anderson, 125 Ky. 77, 100 S. W. 340, 30 Ky. L. Rep. 1137; Asher v. Met- calf, 152 Ky. 632, 153 S. W. 987. Massachusetts. — Cooke v. Plaisted, 176 Mass. 374, 57 N. E. 687; Childs v. Littlefield, 206 Mass. 113, 91 N. E. 1017. Michigan. — Baldwin v. Clock, 68 Mich. 201, 35 N. W. 904. Minnesota. — Wilkinson v. Crooks- ton, 75 Minn. 184, 77 N". W. 797; Cal- houn V. Akeley, 82 Minn. 354, 85 N. W. 170. Missouri. — Musser v. Adler, 86 Mo. 445; Warder v. Seitz, 157 Mo. 140, 57 S. W. 537. 'New York. — Eandall v. Packard, 142 N. Y. 47, 36 N. E. 823, affirming 1 Misc. 344, 20 N. Y. S. 716; Serat v. Smith, 61 Hun 36, 15 N. Y. S. 330; Steele v. Hammond, 136 App. Div. 667, 121 N. Y. S. 589. Pennsylvania. — In re Porter Tp. Road, 1 Walk. 10; Playford v. Hutch- inson, 135 Pa. St. 426, 19 Atl. 1019. South Carolina. — Graydon v. Stokes, 24 S. C. 483. Texas. — International & 6. N. E. Co. V. Clark, 81 Tex. 48, 16 S. W. 631; Britt v. Burghart, 16 Tex. Civ. App. 78, 41 S. W. 389; Eailey v. Davis, 128 S. W. 434. Vermont. — Strong v. McConnel, 5 Vt. 338. Wisconsin. — Cunning v. Kemp, 22 Wis. 509. 6 See supra, § 550. ' See supra, § 550 note. § 567] ACTIONS TO EECOVEE COMPENSATION. 963 client,' but not before.^ The commencement of a suit for the recovery of compensation is, in itself, a sufficient demand."" But a demand for payment would seem to be unnecessary where an attorney has been discharged,'^ or where the client compromises the claim without the knowledge or consent of the attorney.'^ So, interest will be allowed on an award,'' or a judgment, for counsel fees.'* It has been held, however, that interest may be recovered from the time a claim for services becomes due,'' and, as to disbursements, from the time they are made.'* Where an attorney's lien on a judgment is in the form of an open account till allowed, the allowance or nonallowance of interest is discre- tionary with the court.''' Under an Illinois statute, an attorney is not entitled to interest unless payment has been withheld "by an unreasonable and vexatious delay of payment," and whether this exists is a question of fact for the jury." 8 Colorado. — Mulligan v. Smith, 32 Colo. 404, 76 Pac. 1063; practically overruling Colorado Coal & Iron Go. t'. John, 5 Colo. App. 213, 38 Pac. 399. Missouri. — Trimble v. Kansas City, P. & G. R. Co., 180 Mo. 574, 1 Ann. Gas. 363, 79 S. W. 678. New York. — Mygatt v. Wilcox, 45 N. Y. 306, 6 Am. Kep. 90; Gallup v. Perue, 10 Hun 525; Hadley v. Ayres, 12 Abb. Pr. N. S. 240; Rexford v. Corastock, 3 N. Y. S. 876. Wisconsin.' — Remington v. Eastern R. Co., 109 Wis. 154, 84 N. W. 898, 85 N. W. 321. 9 Gallup 1,. Perue, 10 Hun (N. Y.) 525; Hadley v. Ayres, 12 Abb. Pr. N. S. (N. Y.) 240; Mygatt v. Willcox, 1 Lans. (N. Y.) 55. 10 Mulligan v. Smith, 32 Colo. 404, 76 Pac. 1063. 11 Where an attorney has been dis- charged mthout cause, he is entitled to be paid at once for the services rendered down to that time; and, in default of payment, interest accrues from that date as a legal incident. Goodin V. Hays, 88 S. W. 1101, 28 Ky. L. Rep. 112; Com. «. Terry, 11 Pa. Super. Ct. 547. 12 Where a client compromises a suit without the knowledge of his at- torney, interest on the sum due the attorney will be allowed from the date of such compromise. Boyd v. G. W. Chase & Son Mercantile Co., 135 Mo. App. 115, 115 S. W. 1052. 13 Whitney v. New Orleans, 54 Fed. 614, 13 U. S. App. 229, 4 C. C. A. 521. 1* Louisville Gas Co. v. Hargis, (Ky.) 33 S. W. 946. 15 Adams v. 'Ft. Plain Bank, 36 N. Y. 255. And see Myers v. Bender, 46 Mont. 497, 129 Pac. 330. 16 Rexford v. Comstock, 3 N. Y. S. 876. l' Where an attorney's lien on a judgment is in the form of an open account till allowed, the allowance or nonallowance of interest is discretion- ary with the court. Gaylord v. Nel- son, 7 Ky. L. Rep. 821. 18 Levinson v. Sands, 74 111. App. 273. 964 ACTIONS TO EECOVEE COMPENSATION. [§ 568 § 568. Review. — The judgment in an action for compen- sation will iisually be reversed only for manifest error in the admission or exclusion of evidence,^' or in the giving or withhold- ing of instructions,*" or in some other respect,' or where the evi- dence is insujBficient to sustain the verdict.* The judgment will not be reversed for harmless error ; ^ and, in most jurisdictions, an excessive verdict may be reduced in the appellate court.* So, 19 Miner v. Rickey, 5 Cal. App. 451, 90 Pac. 718; Gilbert v. Fay, 4 App. Cas. (D. C.) 38; Dodds v. Gregson, 35 Wash. 402, 77 Pac. 791. 20 Georgia. — Wells v. Haynes, 101 Ga. 841, 28 S. E. 968. Missouri. — Warder v. Seitz, 157 Mo. 140, 57 S. W. 537; Bearing v. Fletch- er, 37 Mo. App. 122; Stewart v. Em- erson, 70 Mo. App. 482. South Dakota. — Cranmer v. Broth- era, 15 S. D. 234, 88 N. W. 105. Texas. — Herndon v. Lammers, 55 S. W. 414. And see also supra, § 565. 1 United States. — Whitney v. New Orleans, 54 Fed. 614, 13 U. S. App. 229, 4 C. C. A. 521; Farmers' Loan & Trust Co. V. McClure, 78 Fed. 209, 49 U. S. App. 43, 24 C. C. A. 64; Barcus V. Sherwood, 136 Fed. 184, 69 C. C. A. 200, affirming 130 Fed. 364. Arkansas. — Wilson v. Fowler, 3 Ark. 463. California. — Roche v. Baldwin, 143 Cal. 186, 76 Pac. 956. Colorado. — Fillmore v. Wells, 10 Colo. 228, 15 Pac. 343, 3 Am. St. Rep. 567., Illinois. — Story v. Hull, 41 111. App. 109. Kansas. — St. Louis & S. F. R. Co. V. Dudgeon, 28 Kan. 283. Kentucky. — Louisville Gas Co. v. Hargis, 33 S. W. 946; Warren De- posit Bank v. Barclay, 60 S. W. 853, 22 Ky. L. Rep. 1555. Louisiana. — Phillips v. Stewart, 24 La. Ann. 152; Lartigue v. White, 25 La. Ann. 291 ; Dinkelspiel v. Pons, 119 La. 236, 43 So. 1018. Missouri. — Bogliolo v. Scott, 5 Mo. 341. • Nebraska. — Dillon v. Watson, 3 Neb. (unofficial) Rep. 530, 92 N. W. 156. New York. — Nash v. Kneeland, 41 Hun 646 mem., 4 N. Y. St. Rep. 135; Sackett v. Breen, 50 Hun 602 mem., 3 N. Y. S. 473; Blake v. Andrews, 56 Hun 641 mem., 9 N. Y. S. 363; Wood V. Baldwin, 56 Hun 647 mem., 10 N. Y. S. 195; Van Every r. Adams, 42 Su- per. Ct. 126; Leavitt v. Chase, 59 Super. Ct. 230, 13 N. Y. S. 883, af- firmed 129 N. Y. 660, 29 N. E. 831. Oregon. — Nelson v. Blaisdell, 23 Ore. 507, 32 Pac. 391. Tessas. — Hamman v. Willis, 62 Tex. 507. Washington. — Gottstein v, Harring- ton, 25 Wash. 508, 65 Pac. 753; Thorp V. Ramsey, 51 Wash. 530, 99 Pac. 584. 2 Spicer v. Yopp, 30 Ga. 285; Whal- len V. Hallam, 76 S. W. 860, 25 Ky. L. Rep. 965. 8 Blizzard v. Applegate, 77 Tnd. 516; Morehead v. Anderson, 125 Ky. 77, 100 S. W. 340; Smith v. Couch, 117 Mo. App. 267, 92 S. W. 1143. * Finney v. Pierrepont, 18 App. Div. 627, 45 N. Y. S. 977; Scharps v. Hess, 120 N. Y. S. 56; McMillan v. North- § 569] ACTIONS TO EECOVEE COMPENSATION. 965 the cause may be reversed as to particular items, and affirmed as to others.'' But these matters are almost exclusively governed by local practice acts, and rules of court, which must be consulted. Recovery Bach from Attorney — Penalties. § 569. When Fees May Be Recovered Back. — A client may recover back from his attorney such money as has been paid for the performance of professional services which the attorney refuses or neglects to render.* So, where an attorney has conduct- ed himself so as to warrant the rescission of the contract of em- ployment, his client may so rescind, and recover back all, or a part, of the fees which were paid in pursuance thereof, accord- ing to the circumstances.'' And where complete performance by the attorney is prevented, as, for instance, by his death, the client may recover, from his estate, the unearned portion of the fee.* So, where an attorney was paid for procuring a divorce which was subsequently set aside because of gross irregularities in the proceeding, the client was permitted to recover back the fees paid to the attorney in, ignorance of such irregularities.' The rule that money paid under a mistake of law is not recoverable back, does not apply as between attorney and client, nor as between the attorney and the opposite party, where the amount of compensa- tion for the services rendered is regulated by statute.*" Thus, where an attorney receives money, or any articles of value, by virtue of an order of court made in a cause in which he is coun- sel, and it is decreed, before he turns the same over to his client, that the order was erroneously granted, the court may order the restoration of the money to its former custodian.** So, also, counsel fees paid to one who was disqualified from practicing law, and in ignorance of that fact, may be recovered back from port Smelting & Refining Co., 49 8 Callahan v. Shotwell, 60 Mo. 398 ,- Wash. 76, 94 Pac. 761. See also In re MeCammon v. Peck, 6 Ohio Cir. Dee. Knapp, 8 Abb. N. Cas. (N. Y.) 308. 504, 9 Ohio Cir. Ct. 589. 5 Williams v. Murrell, 13 S. W. 9 Von Wallhoffen v. ISrewcombe, 10> 1075, 12 Ky. L. Rep. 307. Hun (N. Y.) 236. 6 Benton v. Craig, 2 Mo. 198. lo Moulton v. Bennett, 18 Wend-. 7 Hilton V. Crooker, 30 Neb. 707, (N. Y.) 586. 47 N. W. 3. " Pinkard v. Allen, 75 Ala. 73. 966 ACTIONS TO EECOVEE COMPENSATION. [§ 570 Such person.** Where a client, in pursuance of an unconscionable agreement, transferred a mortgage to the attorney's wife in pay- ment of the exorbitant fee, the fact of the assignment to the wife will not relieve the attorney from the duty to reimburse the client." § 570. Recovery Back Denied. — The mere fact that serv- ices for which an attorney has been paid have not been per- formed, is not, in itself, sufficient to warrant the recovery back of the attorney's fee; thus, where a client abandons a cause, for the management of which he has paid counsel in advance, the fees so paid cannot be recovered back, even though the suit was aban- doned because the attorney was doubtful of its successful out- come.** Wor can the client recover back any part of the fee paid to an attorney for conducting litigation, on the ground that only a portion of the services originally contemplated has been per- formed, owing to the settlement of the litigation by the client.** And after a settlement has been had between attorney and client, it is then too late for the client to seek a return of the fees re- tained by the attorney, on the ground that the contract of em- ployment was champertous.*^ So, where an attorney received and credited a certain sum of mon^y for judgment creditors, and, by an understanding with his client, such sum was applied in payment of his fees, the transaction is equivalent to a payment over by the attorney to his client, so that, on the reversal of the judgment, the attorney will not be obliged to refund the payment 13 Evans v. Funk, 151 111. 650, 38 N. secure the acquittal of the accused at E. 230. a specified term of court, or else pay As to unauthorized practice gen- back the money and surrender the erally, see supra, §§ 69-71. note, and, through no fault of either 13 Eysaman v. Nelson, 79 Misc. 304, party, the accused failed to appear at 140 N. Y. S. 183. said term, or at any term afterwards, 11 Riehl V. Levy, 43 Misc. 59, 86 N. though he had not been tried or re- Y. S. 464, 45 Misc. 425, 90 N. Y. S. leased, it was held that the attorney 441. must pay back the money and sur- Compare Moore v. Eobinson, 92 111. render the note. 491, wherein it appeared that an at- 16 Mahoney v. Bergin, 41 Cal. 423. torney, who had been paid a certain 16 Caldwell v. Shepherd, 6 T. B. sum and given a note iy the brother Mon. (Ky.) 389. of one indicted for a crime, agreed to § 571] ACTIONS TO EECOVEE COMPENSATION. 967 at the suit of the judgment debtor." And it has also been held that, unless founded upon a valid consideration, a client cannot recover back the costs of suit paid out by him with the under- standing that, in case of failure in the litigation, the attorney would reimburse him therefor. Such an agreement has been said to be not only nudum factum, but also contrary to public policy.^' § 571. Recovery of Penalties for Taking Unlawful Fees. — In the early days, in some jurisdictions at least, the compensation of counsel for certain services was fixed by statute, and the taxa- tion of larger fees than those so fixed was prohibited under pen- alty.^' Only one penalty, however, could be collected for unlaw- ful charges made in one bill of costs, irrespective of the number of items which were alleged to be excessive.^" These laws are now obsolete; but there are still instances wherein certain fees are regulated by statute or rule of court.^* It has been held that a statute making it unlawful for "officers" to charge illegal fees, does not apply to attorneys; and this is especially true where counsel fees are not regulated by statute.^^ 17 McDonald v. Napier, 14 Ga. 89. 20 Tanner v. Croxall, 17 N. J. L. 332. 18 See supra, § 162. 21 As to taxable costs and statutory Instate V. Andrews, 51 N. H. 582; fees generally, see supra, §§ 484, 485. Waters v. Whittemore, 22 Barb. (N. 22 Rawson v. Porter, 9 Greenl. Y.) 593. (Me.) 119. § 572. In General. CHAPTER XXIII. LIENS GENERALLY Bight to Lien. The Retaining Lien. 573. Retaining Lien Defined and Distinguished. 574. Origin. 575. Nature. 576. Necessity of Possession. 577. Compelling Surrender of Possession without Payment. The Charging Lien. 578. Charging Lien Defined and Distinguished. 579. Origin of Lien. 580. Basis of Lien. 581. Nature of Lien. 582. Under Statutes. 583. Generally. Lien Created iy Contract. To Whom Lien Accrues. 584. Generally. 585. Attorneys of Record. 586. Associate and Assistant Counsel. Priority of Lien. 587. In General. 588. As against Unsecured Creditors. 589. As against Creditors Armed with Process. 590. As against Secured Creditors. 591. Rule in Georgia. 968 § 572] LIENS GENEEALLT. 969 Services and Compensation for Which Lien Exists. § 592. Taxable Coats. 593. Compensation, Disbursements, and Expenses. 594. Compensation Due in Particular Suit or Proceeding. 595. Incidental Services. 596. Nature of Services and for Whom Rendered. 597. As to Court Wherein Services Are Bendered. 598. Services Rendered for Defendant. 599. Extent of Retaining Lien. Notice of Lien, 600. Necessity of Notice. 601. Sufficiency of Notice Generally. 602. Notice Presumed. 603. Filing or Recording of Lien. 604. Requirements as to Writing and Stating Amount of Claim. 605. To Whom Notice Should Be Given. Waiver or Loss of Lien. 606. In General. 607. Satisfaction or Release of Judgment. 608. Acceptance of Independent Security. 609. Bringing Suit for Compensation. 610. Abandonment of Cause. 611. Assignment by Attorney. 612. Waiver or Loss of Retaining Lien. Bight to Lien. § 572. In General. — The right of an attorney at law to re- tain the papers, money, or other property of a client, which comes into his possession in consequence of the professional relationship, as a security for the payment of his fees, has never been seriously questioned. This right is called a retaining lien, and will be more fully considered hereafter.'' Beyond this, however, there is no uniform rule as to the right of an attorney to a lien for his compensation. At a very early day it was held in England that an attorney could enforce his claim for services rendered, against a judgment recovered by him for his client; and a like rule was 1 See infra, §§ 573-577. 970 MENS QENEEALLT. [§ 573 adopted in some of the states in this country, either as a part of the common law or by legislation. This right, which is usually classified as a charging lien, will also be considered later.* At the present day, however, charging liens are usually regulated by statutes * which, as a rule, specify the services for which a lien shall accrue,* the property or rights to which it shall attach,* the notice thereof to adverse parties and other persons who may be affected thereby,® and the manner of its enforcement ; '' while in other jurisdictions the right to a charging lien is not recognized at all.* The Retaining Lien. § 573. Retaining Lien Defined and Distinguished. — For the sake of convenience, the liens which may be asserted by an attorney at law are known, respectively, as "retaining" and "charging" liens.' They are also divided into "general" and "par- ticular" liens. A particular lien is said to exist when the claim therefor arises with respect to the property claimed thereunder; while the general lien arises where the debt results' from the gen- eral balance of the account.*' The retaining lien is both particular and general ; but the charging lien is only particular.** The retaining lien may be defined as the right of an attorney at law to retain possession of such documents, money, or other 2 See infra, §§ 578-582. New Yorfc.— Goodrich v. McDon- 3 See infra, § 582. aid, 112 N. Y. 157, 19 N. E. 649; 4 See infra, §§ 592-599. Leask v. Hoagland, 64 Misc. 156, 118 5 See infra, § 613 et aeq. N. Y. S. 1035. 6 See infra, §§ 600-605. Vermont'.— H.\iT\hert v. Brigham, 56 TSee infra, § 653 et seq. Vt. 372; Weed Sewing Mach. Co. v. 8 See infra, § 579 note. Boutelle, 56 Vt. 570, 48 Am. Rep. 821. 9 United States. — In re Wilson, 12 10 Butchers' Union Slaughter-House Fed. 235. & Live Stock Landing Co. v. Cres- IlUnois. — Sanders v. Seelye, 128 cent City Live Stock Landing & 111. 631, 21 N. E. 601, affirming 27 Slaughter-House Co., 41 La. Ann. 111. App. 288. 355, 6 So. 508. Louisiana. — Butchers' Union 11 Butchers' Union Slaughter-House Slaughter-House & Live Stock Land- & Live Stock Landing Co. v. Cres- ing Co. V. Crescent City Live Steele cent City Live Stock Landing & Landing & Slaughter-House Co... 41 Slaughter-House Co., 41 La. Ann. La. Ann. 355, 6 So. 508. 355, 6 So. 508. g 574] LIBNS GENERALLY. 971 property of his client comiDg into his hands by virtue of the pro- fessional relationship, until he has been paid for his services,'* or until he voluntarily surrenders possession of the property ■with or without payment.'* Viewed in this light, there is prac- tically no distinction between an attorney's lien and the lien of a mechanic, materialman, or other artisan.'* There is a wide differ- ence, however, between an attorney's retaining lien and his charg- ing lien, not only in respect to the extent of the claim secured by each,'° but also as to the manner of their enforcement.'' In some jurisdictions, however, the retaining and charging liens have been so combined in legislation regulating this subject as to make these distinctions valueless. The charging lien generally will be considered hereafter." § 574. Origin. — The retaining lien is derived from the com- mon law," and is based partly on custom, and partly on the desire to prevent circuity of action.'® The same power which authorizes courts summarily to enforce the performance by attorneys of their duties towards their clients, is exercised to protect the just rights of attorneys in settlements between them and their clients,^" and 18 United States. — In re Wilson, 12 Vermont. — Weed Sewing Mach. Co. Fed. 235 ; In re Gillaspie, 190 Fed. 88. v. Boutelle, 56 Vt. 570, 48 Am. Eep. /Hjnots.— Sanders v. Seelye, 128 111. 821. 631, 21 N. E. 601. Doctrine that possession must be Indiana. — Koons v. Beach, 147 Ind. consistent with lien rights, see infra, 137, 45 N. E. 601, 46 N. E. 587. § 639. NelrasJca. — Sayre v. Thompson, 18 13 Scott v. Morris, 131 111. App. Neb. 33, 24 N. W. 383; Cones v. 605. And see w/ra, § 612. Brooks, 60 Neb. 698, 84 N. W. 85. ULeask v. Hoagland, 64 Misc. New ror/c— Rooney v. Second Ave. 156, 118 N. Y. S. 1035. E. Co., 18 N. Y. 372; Goodrich v. "See infra, §§ 592-599. McDonald, 112 N. Y. 157, 19 N. E. 18 See infra, § 653 et seq. 649; Leask v. Hoagland, 64 Misc. "See infra, §§ 578-582. 156, 118 N. Y. S. 1035. ' "Sayre v. Thompson, 18 Neb. 43, Pennsylvania. — Balsbaugh v, Fraz- 24 N. W. 383; In re Lexington Ave., er, 19 Pa. St. 95; Dubois's Appeal, 30 App. Div. 602, 52 N. Y. S. 203; 38 Pa. St. 231, 80 Am. Dec. 478; Me- Matter of McGuire, 106 App. Div. Kelvy's Appeal, 108 Pa. St. 615, 131, 94 N. Y. S. 97. practically overruling Walton v. Dick- 19 Weed Sewing Mach. Co. v. Bou- erson, 7 Pa. St. 376, in so far as it telle, 56 Vt. 570, 48 Am. Rep. 821. may be deemed to be contrary to the 20 Butchers' Union Slaugliter-House proposition stated in the text. & Live Stock Landing Co. v. Ores- 972 LIENS GENERALLY. [§ 575 it is neither inapplicable to the habits and conditions of our so- ciety, nor contrary to the genius, spirit, and objects of our insti- tutions.^ And in some jurisdictions, wherein the retaining lien is regulated by statute, it has been held that such statutes are merely declaratory of the common law, and that the attorney has the dual right to claim his lien either under the common law or under the statute.* It has been held, however, that the right of an attorney to retain compensation from funds in his hands re- sults from the law of set-off, and not from the law of lien.' And in Louisiana the right to retain compensation is governed by the law of mandate.* The federal courts recognize no lien at common law in behalf of an attorney beyond that given by the local law ; ' but where lien rights exist, the federal courts do not hesitate to enforce them.^ § 575. Nature. — The retaining lien is a mere right to retain the papers or other property on which it exists ; ' and while it attaches to every species of property belonging to the client, and which has come to the attorney's possession in the course of his employment,* it cannot be actively asserted or enforced.* It is founded upon possession," and is unassignable.'^ Indeed, any transfer of the possession, without the consent of the client, is not cent City Live Stock Landing & «U. S. v. Boyd, 79 Fed. 858. Slaughter-House Co., 41 La. Ann. 'In re Wilson, 12 Fed. 235; Cur- 355, 6 So. 508. tis v. Richards, 4 Idaho 434, 40 Pac. 1 Sanders t;. Seelye, 128 111. 63], 21 57, 95 Am. St. Eep. 134; Foss v. N. E. 601. Cobler, 105 la. 728, 75 N. W. 516; 2Sayre v. Thompson, 18 Neb. 43, McDonald v. Charleston, C. & C. R. 24 N. W. 383; Zentmire v. Brailey, Co., 93 Tenn. 281, 24 S. W. 252. 89 Neb. 158, 130 N. W. 1047; Matter 8 Leask v. Hoagland, 64 Misc. 156, of McGuire, 106 App. Div. 131, 94 118 N. Y. S. 1035. N. Y. S. 97. 9 See infra, § 653 et seq. 3 Wells V. Hatch, 43 N. H. 246. lO Leask v. Hoagland, 64 Misc. 156, 4 Butchers' Union Slaughter-House 118 N. Y. S. 1035. See also the fol- & Live Stock Landing Co. v. Cres- lowing section, and compare § 639 cent City Live Stock Landing & infra. Slaughter-House Co., 41 La. Ann. 355, H Sullivan v. New York, 68 Hun 6 So. 508. 544, 22 N. Y. S. 1041 ; Leask v. Hoag- 6 Gregory v. Pike, 67 Fed. 837, 21 land, 64 Misc. 156, 118 N. Y. S. 1035. U. S. App. 658, 15 C. C. A. 33. And see also infra, § 611. §§ 576, 577] LIENS GENERALLY. 973 only a breach of the attorney's duty to his client, but confers no right on the transferee.** § 576. Necessity of Possession. — It is essential to the ex- istence of a retaining lien that the property claimed thereunder be in the possession of the attorney ; ** thus, it has been held that an attorney has no lien on papers filed by him in court in his client's cause; nor can he withdraw them.** So, also, it is essen- tial that an attorney's possession of property, as against which he asserts a retaining lien, should have been obtained in the course of his professional employment ; *' but, if the possession had been so obtained, the particular purpose for which the property was placed with the attorney is immaterial,*® excepting, of course, that such purpose must not be inconsistent with, or adverse to, the attorney's right to claim a lien thereon." § 577. Compelling Surrender of Possession without Pay- ment. — An attorney at law cannot, ordinarily at least, be com- pelled to surrender the papers or other property held by him by virtue of a retaining lien, until his fees have been paid,** even by 12 Sullivan v. New York, 68 Hun Showalter, 3 WlUson Civ. Cas. Ct. 544, 22 K. Y. S. 1041. App. § 69; Thomson v. Findlater 13 United States.— In re WilsoQ, 12 Hardware Co., 156 S. W. 301. Fed. 235. Vermont. — Weed Sewing Maeh. Co. Illinois.— Nichols v. Pool, 89 HI. v. Boutelle, 56 Vt. 670, 48 Am. Eep. 491. 821. Nebraska. — Cones v. Brooks, 60 West Virginia. — Hazeltine v. Keen- Neb. 698, 84 N. W. 85. an, 54 W. Va. 600, 46 S. E. 609, 102 New York.— St: John v. Diefendorf, Am. St. Kep. 953. 12 Wend. 261 ; Sullivan v. New York, 14 Dodson v. Riddle, 1 Ohio Dee. 68 Hun 544, 22 N. Y. S. 1041; Leask (Reprint) 54, 1 Cine. L. Bui. 393. V. Hoagland, d*4 Misc. 156, 118 N. Y. 15 Henry v. Fowler, 3 Daly (N. Y.) S. 1035; Hinman v. Devlin, 40 .App. 199; Maxtin v. Throckmorton, 15 Div. 234, 57 N. Y. S. 1037. Pa. Super. Ct. 632 ; Winans v. Grable, OMo.— Dodson v. Riddle, 1 Ohio 18 S. D. 182, 99 N. W. 1110. Dec. 54. 16 Sanders v. Seelye, 128 111. 631, Pennsylvania. — Eddinger v. Adams, 21 N. E. 601; Scott v. Morris, 131 4 Kulp 401; Dubois' Appeal, 38 Pa. 111. App. 605. St. 231, 80 Am. Dec. 478; Appeal of IV See infra, § 639. McKelvy, 108 Pa. St. 615. li England.— S.oas v. Loughton, 1 TeaJos.— Texas Mex. R. Co. v. Ves. & B. 349. 974 LIENS GENERALLY. [§ 577 a subpcena duces tecum issued on behalf of the client; *' nor can he be compelled to deliver papers so held to the court.*" But an attorney may be compelled to produce papers -which are in his possession, and on which he claims a lien, in case of an emergency pressing for their use ; ^ thus, he may be compelled to produce a will for the purpose of having it probated.* And in England the rule was modified so as to compel a solicitor to deliver to his successor such of the client's papers as were material to the due prosecution of the cause, without prejudice, however, to lien rights, and upon the giving of an undertaking either to return such papers undefaced, or to hold them subject to the lien of the original solicitor.^ So, where a dispute arises between attorney and client as to the amount of the attorney's compensation, the matter may be determined by the court, and the surrender of the property ordered on payment of the amount found to be due,* or on the payment into court of the amount claimed pending the determination,' or on the giving of an undertaking therefor.^ But it seems that where a client discharges his attorney without cause, the attorney will not be compelled to produce papers upon which he has a lien.' United States.— In re Wilson, 12 2 In re Bracher's Will, 60 N. J. Fed. 235; Davis v. Davis, 90 Fed. Eq. 350, 51 Atl. 63. 791. SHeslop V. Metcalfe, 3 Myl. & C. Idaho. — Curtis v. Richards, i Idaho (Eng.) 183; Colegrave v. Manley, T. 434, 40 Pac. 57, 95 Am. St. Rep. 134. & R. (Eng.) 400; Cane v. Martin, 2 New York. — Ulster County v. Brod- Beav. (Eng.) 584. head, 44 How. Pr. 411; In re H , 4MePherson v. Cox, 96 U. S. 404, 87 N. Y. 521; Rubel v. Burr, 132 24 U. S. (L. ed.) 746; Falardeau t. App. Div. 910, 117 N. Y. S. 63. Washburn, 199 Mass. 363, 85 N. E. Tennessee. — Hunt v. McClanahan, 171. 1 Heisk. 506. SRe Bevan, 33 Bea»r. (Eng.) 439. 19 Davis V. Davis, 90 Fed. 791. 6 Re Jewitt, 34 Beav. (Eng.) 22; 80 Finance Co. of Pennsylvania v. Cunningham v. Widing, 5 Abb. Pr. Charleston, 0. & C. R. Co., 48 Fed. (N. Y.) 413. 45, 52 Fed. 526. THeslop v. Metcalfe, 3 Myl. & C. iBrassington v. Brassington, 1 (Eng.) 183; Bozon v. Bolland, 4 Sim. & St. (Eng.) 455; Ross d. Lough- Myl. & C. (Eng.) 354; Lord v. Worm- ton, 1 Ves. & B. (Eng.) 349; Trust leighton, Jac. (Eng.) 580. V. Repoor, 16 How. Pr. (N. Y.) 570. § 578] LlEJS'S GENERALLY. 975 The Charging Lien. § 578. Charging Lien Defined and Distinguished. — The charging lien, originally, was defined to be the right of an attorney at law to recover compensation for his services from a fund recovered by his aid, and also the right to be protected l)y the court to the end that such recovery might be effected.' Unlike the retaining lien, the charging lien does not depend upon pos- session,® but upon the favor of the court in protecting attorneys, as its own officers, by taking care, ex cequo et bono, that a party should not run away with the fruits of the cause without satisfy- ing the legal demands of the attorney by whose industry those fruits were obtained.*" In this connection the use of the term "lien" has been criticised as an incorrect expression, and it has been stated that the attorney has merely a, claim to the equitable interference of the court to intervene for his protection.'* ]S"or is the charging lien a merely passive one, but, on the contrary, it entitles the attorney to take active steps to secure its satisfac- tion.*^ So, also, a charging lien may be assigned, where such assignment carries with it no breach of the attorney's duty to preserve his client's confidence inviolate ; ** where, however, the attorney is entrusted with property bound by the lien, as where papers of the client come into his possession in the course of his professional employment, an entirely different question is pre- sented.** The distinction between an attorney's "retaining lien" upon papers in his possession, and his "charging lien" upon a judgment or other fund, is carefully pointed out in Bozon v. Bol- land,*' wherein the Lord Chancellor said: "The solicitor's claim upon the fund has been called transferring the lien from the docu- ment to the fund recovered by its production. But there is no 8 Fillmore v. Wella, 10 Colo. 228, W. (Eng.) 441; Hough v. Edwards, 15 Pac. 343, 3 Am. St. Rep. 567; Ran- 1 H. & N. (Eng.) 171. dall V. Van Wagenen, 115 N. Y. 527, 12 In re Wilson, 12 Fed. 235. 22 N. E. 361, 12 Am. St. Rep. 828; "Leask v. Hoagland, 64 Misc. 156, Weed Sewing-Machine Co. v. Bou- 118 N. Y. S. 1035. telle, 56 Vt. 570, 48 Am. Rep. , 821. 14 Leask v. Hoagland, 64 Misc. 156, 9 In re Wilson, 12 Fed. 235. 118 N. Y. S. 1035. 10 See infra, § 580. 15 4 Myl. & C. (Eng.) 354, 359. "Barker v. St. Quintin, 12 M. & 976 LIENS GENEEALLT. [§ 579 transfer; for the lien upon the deed remains as before, though perhaps of no value; and whereas the lien upon the deed could never have been actively enforced, the lien upon the fund, if es- tablished, would give a title to payment out of it. The active lien upon the fund, if it exists at all, is newly created, and the passive lien upon the deed continues as before." At the present day, however, the charging lien of an attorney has been so enlarged, in many jurisdictions, as to encompass much more than it did origi- nally ; this subject will be considered hereafter.'* § 579. Origin of Lien. — The right of an attorney to a charg- ing lien on a judgment or other fund recovered by him for his client, as security for his fees, is undoubtedly of common-law origin," notwithstanding the many expressions to the contrary to be found in the books.'' The case of Welsh v. Hole,'* decided by Lord Mansfield in 1779, seems to have been the first authentic declaration of the existence of the charging lien. That great jurist said: "An attorney has a lien on the money recovered by his client for his bill of costs ; if the money come to his hands, he may retain to the amount of his bill. He may stop it in transitu if he can lay hold of it. If he apply to the court, they will prevent its being paid over till his demand is satisfied. I am inclined to go farther, and to hold that, if the attorney gave notice to the defendant not to pay till his bill should be discharged, a payment by the defendant after such notice would be in his own wrong, 16 See infra, § 613 et seq. may have resulted from the iailure M Massachusetts & Southern Const, to recognize the distinction between Co. V. Gill's Creek Tp., 48 Fed. 145; attorneys at law in England and in Brown v. Morgan, 163 Fed. 395; this country. Here, the attorney is Stewart v. Flowers, 44 Miss. 513, 7 also counsel and advocate, and may Am. Eep. 707; Young v. Renshaw, recover compensation as such (see 102 Mo. App. 173, 76 S. W. 701; supra, § 404 ); while in England, coun- Goodrich v. McDonald, 112 N. Y. sel fees are not recoverable, and those 163, 19 N. E. 648; Eandall v. Van of attorneys and solicitors are fixed Wagemen, 115 N. Y. 527, 22 jST. E. by statute ( see swpro, § 402 ) . In this 361, 12 Am. St. Rep. 828; Canary r. connection it will be observed that Russell, 10 Misc. 597, 24 Civ. Proc. the charging lien originated as to 109, 31 N. Y. S. 291. "attorney's" fees. 18 Statements to the effect that the 19 1 Dougl. (Eng.) 238. charging lien is of statutory origin. § 579] LIENS GENEEALLT. 9T7 and like paying a debt that has been assigned, after notice."*" It is evident, however, that the charging lien was fairly well known to the law at that time, for, in an earlier case, in speak- ing of attorneys' liens, the same judge said that they were "estab- lished on general principles of justice, and that courts both of law and equity have now carried it so far, that an attorney or solicitor may obtain an order to stop his client from receiving money re- covered in a suit in which he has been employed for him, till his bill is paid." ^ The case of Welsh v. Hole, supra, was followed in England and in many of the states in this country, so that an attorney's right to an equitable lien on a judgment recovered by him for his client, to the extent of his reasonable fees at least, became firmly established.* In some jurisdictions, however, the charging lien is not recognized,' while in others it is regulated by statute ; * and in Pennsylvania, although the charging lien is not 80 See also Barker v. St. Quintin, 12 M. & W. (Eng.) 441; Goodrich V. McDonald, 112 N. Y. 157, 19 N. E. 649. 1 WUkins V. Carmiohael, 1 Dougl. (Eng.) 101, 105. See also Goodrich V. McDonald, 112 N. Y. 157, 19 N. E. 649. ^England. — Sullivan v. Pearson, L. E. 4 Q. B. 153, 38 L. J. Q. B. 65; Barker v. St. Quintin, 12 M. & W. 441, 1 Dowl. & L. 542; Griffin v. Eyles, 1 H. Bl. 122; Cox v. Priehard, 20 L. J. Q. B. 353; Slater v. Sunder- land, 33 L. J. Q. B. 37, 9 L. T. N. S. 422. United States. — U. S. v. Boyd, 79 Fed. 858. Alaiama. — Warfield v. Campbell, 38 Ala. 527, 82 Am. Dec. 724; Ex p. Lehman, Durr & Co., 59 Ala. 631; MeWilliama v. Jenkins, 72 Ala. 480; Higley v. White, 102 Ala. 604, 15 So. 141. See also Central E. & B. Co. V. Pettus, 113 U. S. 116, 5 S. Ct. 387, 25 U. S. (L. ed.) 915 (decided under the Alabama practice). Attys. at L. Vol. II.— 62. Indiana. — Hill v. Brinkley, 10 Ind. 102. Mississippi. — Stewart v. Flowers, 44 Miss. 518, 7 Am. Eep. 707. New Hampshire. — Young v. Dear- born, 27 N. H. 324; Christie v. Saw- yer, 44 N. H. 298. Neio York. — Williams v. Ingersoll, 23 Hun 284; Haight v. Holcomb, 7 Abb. Pr. 210; Hall v. Ayer, 9 Abb. Pr. 220; Cragin v. Travis, 1 How. Pr. 157; Eooney v. Second Ave. E. Co., 18 N. Y. 368. 3 Illinois. — Sanders v. Seelye, 128 111. 631, 21 N. E. 601, affirming 27 111. App. 288; Cameron v. Boeger, 102 111. App. 649, affirmed 200 111. 84, 65 N. E. 690, 93 Am. St. Eep. 165. Pennsylvania. — Dubois's Appeal. 38 Pa. St. 231, 80 Am. Dec. 478; Mc- Kelvy's Appeal, 108 Pa. St. 615; Patrick v. Smith, 2 Pa. Super. Ct. 113; In re Aber, 18 Pa. Super. Ct. no. See also Cain v. Hockensmith "Wheel & Car Co., 157 Fed. 992 (de- cided under the Pennsylvania rule). * See infra, § 582. And see Hump- 9Y8 LIENS GENEEALLY. [§§ 580, 581 recognized, it seems that an attorney may claim his fees from a fund "within the grasp of the court." * § 580. Basis of Lien. — The doctrine under which the charg- ing lien became effective was established on general principles of justice,* and it rests upon the theory that one should not be per- mitted to profit by the result of litigation without satisfying the demand of his attorney." It has been well described as "a mere arbitrary exercise of power by the courts; not arbitrary in the sense that it was unjust or improper, but in the sense that it was not based upon any right or principle recognized in other cases." The parties being in court, and a suit commenced and pending, the courts invented this practice, and assumed this extraordinary power, for the purpose of protecting attorneys in their compen- sation.' At the present day, however, the charging lien is recog- nized and regulated by statute in most jurisdictions.* § 581. Nature of Lien. — The attorney's charging Hen is equitable in its nature,^" whether it be asserted as a common-law right, or under a statute. Even the decisions in this country, which confine the existence and application of the charging lien to the narrowest limits, always speak of it as an equitable lien, tulips Driving Co. v. Cross, 65 Wash. New York. — Eooney v. Second Ave. 636, 118 Pae. 827, 37 L.R.A.(N.S.) R. Co. 18 N. Y. 372; Goodrich v. 226, where it is said that it is not McDonald, 112 N. Y. 163, 19 N. E. necessary to inquire whether an at- 649; Ward v. Wordsworth, 1 E. D. torney had a lien on his client's Smith 598; Perry v. Myer, 89 N. Y. judgment at common law; for the S. 347. statute covers the entire subject, and Tennessee. — Brown) v. Biglcy, 3 creates the lien, and that is the only Tenn. Ch. 623. one that can be enforced. West Virginia. — Eeniek v. Luding- BSeybert- v. Salem Tp., 22 Pa. ton, 16 W. Va. 391. Super. Ct. 459. 8 Stearns v. Wollenberg, 51 Ore. 6 Goodrich v. McDonald, 112 N. Y. 88, 92 Pae. 1079, 14 L.E.A.(N.S.) 157, 19 N. E. 649. 1095. "> England. — Read v. Dupper, 6 T. 9 See infra, § 582. R. 361. 10 Hough V. Edwards, 37 Eng. L. United States. — In re Wilson, 12 & Eq. 470; Ackerman v. Ackerman, Fed. 235. 14 Abb. Pr. (N. Y.) 229; Brown v. Mississippi. — See Stewart v. Flow- Bigley, 3 Tenn. Ch. 623; Renick v. ers, 44 Miss. 513, 7 Am. Rep. 707. Ludington, 16 W. Va. 391. § 582] LIENS GENEEALLT. 979 right, or privilege.** It is a right to the equitable interference of the court to have a judgment or other property held as security for the payment of the attorney's compensation.** And while, in a broad sense, it is properly denominated a "lien," it has but few points of resemblance to the ordinary lien upon tangible prop- erty.*' Indeed, it differs from every other lien known to the law, in that it may exist although the attorney has not nor, in any proper sense, can he have, possession of the judgment or other property to which the lien may attach.** It has been held that an attorney's charging lien is, to some extent at least, an ownership in the property to which it attaches, and, as such, as effective as would be an assignment thereof as collateral security.** § 582. Under Statutes. — In most jurisdictions the attorney's charging lien is provided for and regulated by legislation; and, of course, where this is true, the statutory provisions must gov- ern.** Statutes of this character, being remedial, are to be liberal- 11 Fillmore v. Wells, 10 Colo. 228, 15 Pac. 343, 3 Am. St. Eep. 567. 18 Mercer v. Graves, L. R. 7 Q. B. (Eng.) 499; In re Gillaspie, 190 Fed. 88; Koons v. Beach, 147 Ind. 137, 45 N. E. 601, 46 N. E. 587; Bruce v. Anderson, 176 Mass. 161, 57 N. E. 354. "Wright V. Cobleigh, 21 N. H. 341. 14 Goodrich v. McDonald, 112 N. Y. 157, 19 N. E. 649. iSHobson V. Watson, 34 Me. 20, 56 Am. Dec. 632. 16 United States. — In re Scoggin, 5 Sawy. 549, 21 Fed. Gas. No. 12,511; In re Gillaspie, 190 Fed. 88. Colorado. — Fillmore v. Wells, 10 Colo. 228, 15 Pac. 343, 3 Am. St. Rep. 567. Georgia. — Tarver v. Tarver, 53 Ga. 43. Illinois. — People v. Nedrow, 25 111. App. 28, 122 111. 363, 13 N. E. 533. Iowa. — Ward v. Sherbondy, 96 la. 477, 65 N. w. 413. Louisiana. — See Butchers' Union Slaughter-House & Live Stock Land- ing Co. V. Crescent City Live Stock Landing & Slaughter-IIouse Co., 41 La. Ann. 355, 6 So. 508. Massachusetts. — Ocean Ins. Co. v. Rider, 22 Pick. 210; Baker v. Cook, 11 Mass. 236; Thayer v. Daniels, 113 Mass. 129. Minnesota. — Forbush v. Leonard, 8 Minn. 303; Crowley v. Le Due, 21 Minn. 412; Nielsen v. Albert Lea, 91 Minn. 388, 392, 98 N. W. 195, 197. Missouri. — Frissell v. Haile, 18 Mo. 18; Gulick v. Huntley, 144 Mo. 252, 46 S. W. 154; Roberts v. Nelson, 22 Mo. App. 28; Alexander v. Grand Ave. R. Co., 54 Mo. App. 66; Young V. Renshaw, 102 Mo. App. 173, 76 S. W. 701; Conkling v. Austin, 111 Mo. App. 292, 86 S. W. 911; Curtis V. Metropolitan St. R. Co., 118 Mo. App. 341, 94 S. W. 762. 980 LIENS GENEBALLT. [§ 583 ly construed," and should not be given a retroactive effect, unless that purpose is made manifest by the language of the act.** Lien Created hy Contract. § 583. Generally. — In some jurisdictions a contract between attorney and client, whereby the attorney is to receive a stipulated portion of the recovery, has been held to be an equitable lien,*' New York. — New York Judiciary Law, § 475; Fischer-Hansen v. Brook lyn Heights R. Co., 173 N. Y. 492^ 66 N. E. 395, reversing 63 App. Div, 356, 71 N. Y. S. 513; In re Pieris 176 N. Y. 566, 68 N. E. 1123. af- firming 82 App. Div. 466, 81 N. Y S. 927; Roehford v. Metropolitan St, R. Co. 50 App. Div. 261, 30 Civ, Proc. 285, 63 N. Y. S. 1036; Mathot V. Triebel, 98 App. Div. 328, 90 N. Y. S. 903; Kuehn v. Syracuse Rapid Transit R. Co., 104 App. Div. 580, 93 N. Y. S. 883 ; In re Scherer, 111 App. Div. 23, 35 Civ. Proc. 314, 97 N. Y. S. 171; Ransom v. Cutting, 112 App. Div. 150, 98 N. Y. S. 282, affirmed 188 N. Y. 447, 81 N. E. 324; In re Edward Ney Co., 114 App. Div. 467, 99 N. Y. S. 982; In re Robinson, 59 Misc. 323, 112 N. Y. S. 280; Lansing V. Ensign, 62 How. Pr. 363. 'North Dakota. — Clark v. Sullivan, 3 N. D. 280, 55 N. W. 733. Washington. — Humptulips Driving Co. V. Cross, 65 Wash. 636, 118 Pac. 827, 37 L.R.A.(N.S.) 226. 17 Crowley v. Le Due, 21 Minn. 412, distinguishing Forbush v. Leon- ard, 8 Minn. 303; Wait v. Atchison, T. & S. F. R. Co., 204 Mo. 491, 103 S. W. 60; Fischer-Hansen v. Brook- lyn Heights R. Co., 173 N. Y. 492, 66 N. E. 395. 18 Leahart v. Deedmeyer, 158 Ala. 295, 48 So. 371; Northup v. Hay- ward, 102 Minn. 307, 12 Ann. Cas. 341, 113 N. W. 701; Goodrich v. McDonald, 112 N. Y. 157, 19 N. E. 649; Matter of Rowland, 55 App. Div. 66, 66 N. Y. S. 1121; Adee v. Adee, 55 App. Div. 63, 66 N. Y. S. 1101; Potter V. Ajax Min. Co., 19 Utah 421, 57 Pac. 270. 19 United Staies.— Wilkinson v. Til- den, 21 Blatchf. 192, 14 Fed. 778; In re Paschal, 10 Wall. 483, 19 U. S. (L. ed.) 992; Wylie v. Coxe, 15 How. 415, 14 U. S. (L. ed.) 753; Ingersoll V. Coram, 211 U. S. 335, 29 S. Ct. 92, 53 U. S. (L. ed.) 208, affirming 127 Fed. 418. See also Greenhalgh V. The Alice Strong, 57 Fed. 249, distinguishing Kendall v. U. S., 7 WaU. 113, 19 U. S. (L. ed.) 85; Mackall v. Willoughhy, 167 U. S. 681, 17 S. Ct. 954, 42 U. S. (L. ed.) 323. California. — Goad v. Hart, 128 Cal. 197, 60 Pac. 761, 964. Colorado. — Patrick v. Morrow, 33 Colo. 509, 81 Pac. 242, 108 Am. St. Rep. 107. Connecticut. — Cooke v. Thresher, 51 Conn. 105. District of Columbia. — Hutchinson V. Worthington, 7 App. Cas. 548. Illinois. — Smith v. Young, 62 111. 210. Kansas. — Costigan v. Stewart, 76 Kan. 353, 91 Pac. 83, 11 L.R.A.(N.S.) 630. § 584J IJENS GENEEALLY. 981 or assignment, for the amount agreed upon. The contract, however, must be a valid one.^' But a mere executory agreement to the effect that an attorney shall share in the recovery, is not sufficient to create an equitable interest either by way of lien or assignment.^ Nor will a verbal promise by a judgment creditor to pay his attorney out of the proceeds of the judgment, create a lien thereon.* And in some states, an attorney will not be entitled to a lien in the absence of an express contract out of which an equitable assignment arises.* To Whom Lien Accrwes, § 584. Generally. — A charging lien for professional services can only be enforced on behalf of a lawyer.* One who has not been admitted to practice as an attorney at law is not entitled to Maryland. — Gothenburg Svea As- sur. Co. V. Packham, 92 Md. 464. 48 Atl. 359, 52 L.R.A. 95. Michigan. — Wells v. Elsam, 40 Mich. 218; Grand Rapids & I. R. Co. V. Cheboygan Circuit Judge, 161 Mich. 181, 126 N. W. 56, 137 Am. St. Rep. 495, 17 Detroit Leg. N. 270; Foley V. Grand Rapids & I. R. Co., 168 Mich. 496, 134 N. W. 446. Missouri.— Yonge v. St. Louis Tran- sit Co., 109 Mo. App. 235, 84 S. W. 184. Hev} Jersey. — Wilson v. Seeber, 72 N. J. Eq. 523, 66 Atl. 909. "New York. — Harwood v. LaGrange, 137 N. Y. 538, 32 N. E. 1000; Ferris V. Lawrene, 138 App. Div. 541, 123 N. Y. S. 209; Whitehead v. O'Sulli- van, 12 Misc. 577, 33 N. Y. S. 1098; Kennedy v. Steele, 35 Misc. 105, 71 N. Y. S. 237; Stewart v. Fleck, 43 Hun 636 mem., 6 N. Y. St. Rep. 524. Wisconsin. — Stanley v. Bouck, 107 Wis. 225, 83 N. W. 298. 20 Weeks v. Wayne Circuit Judges, 73 Mich. 256, 41 N. W. 269; Drei- band v. Candler, 166 Mich. 49, 131 N. W. 129; Wright v. Wright, 70 N. Y. 98. And see Williams v. In- gersoll, 89 N. Y. 508. 21 Davis V. Sharron, 15 B. Mon. (Ky.) 64. iTrist V. Child, 21 Wall. 441, 22 U. S. (L. ed.) 623, and Porter v. White, 127 U. S. 235, 8 S. Ct. 3 217, 32 U. S. (L. ed.) 112; Boyle 17. Boyle, 116 Fed. 764; De Winter v. Thomas, 34 App. Cas. (D. C.) 80, 27 L.R.A. (N.S.) 634; Newell v. West, 149 Mass. 520, 21 N. E. 954, distinguished Jernegan v. Osborn, 155 Mass. 207, 29 N. E. 520; Weller v. Jersey City, H. & P. St. R. Co., 68 N. J. Eq. 659, 6 Ann. Cas. 442, 61 Atl. 459, affirm- ing 66 N. J. Eq. 11, 57 Atl. 730. 2GribbIe v. Ford, (Tenn.) 52 S. W. 1007. See also Tone v. Shankland, 110 la. 525, 81 N. W. 789. 3 Story V. Hull, 143 111. 506, 32 N. E. 265. 4 In re Bensel, 68 Misc. 70, 124 N. Y. S. 726. 982 LIE]!TS GENEEALLY. [§ 585 such a lien/ nor, indeed, can he claim compensation as a lawyer.* So, a corporation, not being entitled to practice law, cannot claim an attorney's lien.' Nor can an attorney claim a lien in an action commenced by him without the authority of his client.' Nor will the association of a licensed attorney with an unlicensed person entitle both of them to a lien.' But where an attorney died, and his executrix employed other counsel and carried the litigation to a successful termination, no objection having been interposed by the client, it was held that the executrix was entitled to a lien on the judgment.^" So, where the validity of a decree declaring a lien in favor of several attorneys was objected to on the ground that one of such attorneys was neither a resident of the state, nor attorney of record, nor a licensed attorney, it was held that the decree would not be disturbed where it appeared that the non- resident attorney had rendered valuable services in the case, and thC' amount of the lien would not have been excessive for the services of the other attorneys, against whom no objections were presented.'* § 585. Attorneys of Record. — It is well settled that a charging lien may be claimed by the attorney of record,'^ and if several attorneys are employed in a suit by the same party, they are equally entitled to a lien for their compensation on the fruits 5 Tedrick v. Hiner, 61 111. 189. loimx. — Gibson v. Chicago, M. & 6 See supra, § 23. St. P. R. Co., 122 la. 565, 98 N. W. 7 In re Benael, 68 Misc. 70, 124 N. 474. Y. S. 726. Kansas. — Costigan v. Stewart, 76 SMitchell V. Mitchell, 143 App. Kan. 353, 91 Pac. 83, 11 L.K.A.(N S.) Div. 172, 127 N. Y. S. 1065. 630. And see supra, §§ 246-249, as to Kentucky. — Eowe v. Fogle, 88 Ky. an attorney's authority in conduct- 105, 10 S. W. 426, 2 L.E.A. 708; Har- ing litigation generally. Ian v. Bennett, 127 Ky. 572, 106 S. 9 Hittson V. Browne, 3 Colo. 304. W. 287, 128 Am. St. Eep. 360, 32 Ky. 10 Dodge V. Schell, 12 Fed. 515. L. Rep. 473; Brown v. Lapp, 89 S. "Taylor v. Badoux, (Tenn.) 58 S. W. 304. W. 919. Maine.— Tlo-we v. Klein, 89 Me. 376, 12 United States.— McDougaW v. 36 Atl. 620. Hazelton Tripod Boiler Co., 88 Fed. Miohiga/n. — Voigt Brewery Co. v. 217, 60 U. S. App. 209, 31 0. C. A. Donovan, 103 Mich. 190, 61 N. W. 487. 343. g 586] LIENS GENEEALLY. 983 of the litigation.'' Nor is such right to a lien affected by the fact that the suit was commenced by other counsel/* or that the lien claimant was styled upon the record merely as "of counsel," where it satisfactorily appears that he had instituted the suit, had control of it at all times, and was recognized as the attorney of record.'^ In some jurisdictions the right to a charging lien is confined to attorneys of record.'* And so it has been said that the parties to a suit having settled before the defendant's attorney entered an appearance, the attorney had no lien for costs, though he afterwards appeared and answered." § 586. Associate and Assistant Counsel. — An attorney of record has no power to delegate his authority to another,'', and, therefore, an associate or assistant counsel employed by the origi- nal attorney, without the consent of his client, is not entitled to a charging lien for his services.'* Of course, where associate coun- sel are employed by the client, or where the client authorizes or ratifies their employment, a different question is presented; in those cases, counsel so employed are entitled to a lien,^" or, in some Mississippi. — Halsell v. Turner, 84 Colorado. — Lathrop v. Hallett, 20 Miss. 432, 36 So. 531. Colo. App. 207, 77 Pac. 1095. ?few Bampshire. — Shapley v. Bel- loiva. — Gibson v. Chicago, M. & lows, 4 N. H. 347. St. P. K. Co., 122 la. 565, 98 N. W. New York. — Kennedy v. Carrick, 474. 18 Misc. 38, 40 N. Y. S. 1127. Michigan.— People v. Pack, 115 13 Massachusetts & Southern Const. Mich. 669, 74 N. W. 185, 4 Detroit Co. V. Gill's Creek Tp., 48 Fed. 145. Leg. N. 1022. 14 Stratton v. Hussey, 62 Me. 286. Missouri. — Kersey v. O'Day, 173 l5Heavenrich v. Alpena Circuit Mo. 560, '73 S. W. 481; Smith v. Judge, 111 Mich. 163, 69 N. W. 226; Wright, 153 Mo. App. 719, 134 S. People V. Pack, 115 Mich. 669, 74 W. 683. N. W. 185. New York. — Brown v. New York, 9 16 Foster v. Danforth, 59 Fed. 750; Hun 587; Phillips v. Stagg, 2 Edw. In re Bobbins, 61 Misc. 114, 112 N. 108; Kennedy v. Carrick, 18 Misc. Y. S. 1032, affirmed 132 App. Div. 38, 40 N. Y. S. 1127. 905, 116 N. Y. S. 1146. 20 Smith v. Wright, 153 Mo. App. "Howard v. Biker, 11 Abb. N. 719, 134 S. W. 683; Harwood v. Gas. (N. Y.) 113. La Grange, 137 N. Y. 538, 32 N. E. 18 See supra, § 210. 1000. 19 United States. — Foster v. Dan- forth, 59 Fed. 750. 984 LIENS GENEEALLY. [§ 587 instances, their fees may be included in the lien of the original attorney.^ So it has been said that an attorney who, though not the attorney of record, virtually had charge of the case with the client's knowledge and consent, and rendered services both as an attorney and as counsel, has a retaining lien, though he does not have a statutory or charging lien.* In this connection it would be well to consult the previous discussion of the right of associate and assistant counsel to compensation generally,* the amount of such compensation,* and also the treatment as to the employment of associate coTmsel,^ and the right of the original attorney to retain from funds in his hands a sum sufficient to pay counsel employed by him as associates or assistants.* Priority of Lien. § 587. In General. — "He who seeks equity must do equity ;" and an attorney's charging lien, which is conceded to be of an equitable nature,' should not be allowed to take precedence over the existing equitable claims of others.* And circumstances may arise whereby, ex wquo et bono, a claim originating subsequently to an attorney's contract for compensation, would be entitled to take precedence thereof, as, for instance, one for money advanced to carry on the litigation.® This point is well illustrated in a Tennessee case wherein it appeared that "A.'s" land was sold at judicial sale, and that the purchase money was paid and had been applied in discharging "A.'s" debts, and that, subsequently thereto, the sale was declared void, but the purchaser was given a lien on the land for the amount of the purchase money, and it was held that the purchaser's lien was paramount to the lien of the attorney who prosecuted "A.'s" suit.^" So, an attorney who has been notified of the fact that certain money, received by him 1 Louisville & N. R. Co. v. Proctor, ' See supra, § 581. 51 S. W. 591, 21 Ky. L. Rep. 447. 8 Gager v. Watson, 11 Conn. 168: 2 Harding v. Conlon, 146 App. Div. Walker v. Sargeant, 14 Vt. 247. 842, 131 N. Y. S. 903. 9 De Chambrun v. Cox, 60 Fed. 471, 8 See supra, §§ 407-409. 20 U. S. App. 347, 9 C. C. A. 86. 4 See supra, § 444. lo Hays v. Dalton, 5 Lea (Tenn.) 5 See supra, § 516. 555, overruling Wright v. Dufield, 2 eSee supra, § 476. Baxt. (Tenn.) 218. I 588] LIENS GENEEALLrY. 985 from a thief, was stolen, cannot claina a lien thereon for services subsequently performed for the thief. *^ Consideration will be given hereafter to the efficacy of an at- torney's lien as against the assignments, settlement, etc., of the client, and also as against the right of set-off asserted by persons other than the client,^^ and to the necessity and sufficiency of notice of lien as affecting the rights of third persons.^' § 588. As against Unsecured Creditors. — An attorney's charging lien, or other equitable lien in the nature thereof, takes precedence over the unliquidated demands of his client's credit- ors.'* And where an attorney acquired a charging lien on a stock of goods which was purchased by the client on credit and thro.ugh false representations, it was held that the attorney's lien had precedence over the right of the seller to rescind the sale, the attorney having no knowledge of the fraud.'^ Likewise, where a contract with the United States government authorized the lat- ter to withhold payment of part of the contract price in case of failure promptly to pay laborers or materialmen, it was held that, as the contractor alone, and not his creditors, could bring proceedings for the distribution of the fund so withheld, his coun- sel were, as against the creditors, entitled to compensation out of the fund for bringing such proceedings.'* So, an attorney's lien on the subject-matter of the litigation conducted by him is su- perior to the rights of the plaintiff's heirs." 11 Wheeler v. King, 35 Hun (N. Y.) New York. — Pettibone v. Thomson, 101. See also Jeffres v. Cochrane, 47 72 Miae. 486, 130 N. Y. S. 284; Mo- Barb. (iST. Y.) 657. hawk Bank v. Burrows, 6 Johns. Ch. 12 See infra, §§ 640-652. 317 ; Dunkin v. Vandenbergh, 1 Paige 13 See infra, § 601. 626; Nicoll v. Nicoll, 16 Wend. 1* Georgia. — McDonald v. Napier, 446, overruling 2 Edw. 574. 14 Ga. 89. Texas. — Randolph v. Randolph, 34 Florida. — Carter v. Bennett, 6 Fla. Tex. 181. 214. 16 Meyers v. Bloon, 20 Tex. Civ. Indiana. — ^Koons v. Beach, 147 Ind. App. 554, 50 S. W. 217. 137, 45 N. E. 601, 46 N. E. 587. 16 Lawrence v. V. S., 71 Fed. 228. Louisiana. — Compare Succession of n Porter v. Hanson, 36 Ark. 591. Wells, 24 La. Ann. 162. 986 LIENS GEITEEALLT. [§§ 589, 590 § 589. As against Creditors Armed with Process. — An attorney's lien upon the judgment is superior to the claim of a creditor in whose favor an execution has been levied,*' or who has instituted supplementary proceedings.*' So, an attorney's lien will prevail as against proceedings in attachment, garnish- ment, and trustee process.'" And where a party intervenes in an attachment proceeding and claims the attached property, and ulti- mately obtains an order and judgment for its recovery, or the value thereof, the property having in the meantime been con- verted into money by order of the court, the proceeds thereof be- come subject to the attorney's lien.^ § .590. As against Secured Creditors. — A lien for attorney's services relates back and takes effect from the time when such services commenced,' and it will not be affected by creditors' liens subsequently acquired,^ excepting in so far as such creditors may have a standing in court for the purpose of attacking its validity.* But liens existing prior to the commencement of the rendition of services by the attorney are unaffected,* unless perhaps where 18 Henry v. Traynor, 42 Minn. 234, 16 N. E. 615; Myers v. McHugh, 16 44 N. W. 11. la. 335; Harlan v. Bennett, 127 Ky. l9Dienst v. McCaffrey, 24 Civ. 572, 106 S. W. 287, 128 Am. St. Proc. 238, 32 N. Y. S. 818. Rep. 360, 32 Ky. L. Kep. 473; Dam- SOHargett v. McCadden, 107 Ga. ron v. Robertson, 12 Lea (Tenn.) 773, 33 S. E. 666; Harlan v. Ben- 372; Winchester v. Heiskell, 16 Lea nett, 127 Ky. 572, 106 S. W. 287, (Tenn.) 556; Brown v. Bigley, 3 128 Am. St. Rep. 360, 32 Ky. L. Tenn. Ch. 618 ; Covington v. Bass, 88 Rep. 473; Leesville First Nat. Bank Tenn. 496, 12 S. W. 1033. V. Martin, 127 La. 733, 744, 53 So. 4 Winchester v. Heiskell, 16 Lea 973, 977; Williams v. IngersolL 23 (Tenn.) 556. Hun (N. Y.) 284; Hutchinson v. ^ United States. — ^Finance Co. of Howard, 15 Vt. 544; Weed Sewing Pennsylvania v. Charleston, C. & C. Maeh. Co. v. Boutelle, 56 Vt. 570, 48 R. Co., 52 Fed. 678. Am. Rep. 821; Parker v. Parker, 71 Colorado. — Teller v. Hill, 18 Colo. Vt. 387, 45 Atl. 756. App. 509, 72 Pac. 811. iNoftzger v. Moffett, 63 Kan. 354, District of Columbia. — Van Ris- 65 Pac. 670. wick v. Lamon, 2 MacArthur 172. « Harlan v. Bennett, 127 Ky. 572, loica. — Des Moines Gas Co. v. West, 106 S. W. 287, 128 Am. St. Rep. 360, 50 la. 16; Atlee v. Bullard, 123 la. 32 Ky. L. Rep. 473. 274, 98 K W. 889. S Justice V. Justice, 115 Ind. 201, Kentucky. — Montgomery v. Garr, §§ 591, 592] LIENS GENERALLY. 987 the attorney's services have worked to the advantage of the prior lien holder ; ° but if the prior lien does not extend to rents and profits, the attorney's lien will attach thereto.' So, where a plain- tiff recovers judgment upon condition that he pay a certain sum to the defendant, the charging lien of the plaintiff's attorney will attach only to the surplus remaining after deducting the amount which must be paid to the defendant.' § 591. Rule in Georgia. — In Georgia it is provided by statute that attorneys at law shall have a lien upon suits, judg- ments, and decrees for money, and also upon all suits for the recovery of real or personal property, and upon all judgments or decrees for the recovery thereof, which shall be superior to all liens excepting those for taxes.' Services and Compensation for Which Lien Exists. § 592. Taxable Costs. — In several jurisdictions compensa- tion of counsel was formerly confined to the taxable costs,'" and an attorney was only entitled to a charging lien for the amount of these costs,*' excepting where he entered into a special agree- Scott & Co., 37 S. W. 580, 18 Ky. 7 Wright «. Dufield, 2 Baxt (Teim.) L. Rep. 607; Morton v. Hallam, 12 218. S. W. 187, 11 Ky. L. Rep. 447; Mc- 8 Blackburn v. Clarke, 85 Tenn. Afee V. Rurrack, 1 Ky. L. Rep. 347. 506, 3 S. W. 505. New York. — Gates v. De La Mare, 9 Code of Georgia (1911), Vol. 1, 142 N. Y. 307, 37 N. E. 121, revers- 3384, pars. 2, 3. See also Morrison ing 66 Hun 626 mem., 20 N. Y. S. "■ Ponder, 45 Ga. 167; Walton v. 837 ; Farmers' Loan & Trust Co. v. Little, 50 Ga. 599 ; O'Brien v. Wbite- Westchester County Water Works ^^^^' ^^ ^^- '^^1- Co., 143 App. Div. 78, 127 N. Y. S. " ^^^ ««P™' § 4^5. ggg 11 United States. — ^Massachusetts & m„ „ T,- T la Southern Const. Co. v. Gills' Creek Tennessee. — Pierce v. Lawrence, 16 _ ,„ v, , - . T ,r^n , p, xrr „^^ Tp., 48 Fed. 145. Lea 572, 1 S. W. 204. ' .... _ ^^ , , „ , „ ' ^ , „ , ~- c. Gahfornia.—Ex p. Kyle, 1 Cal. Texas.-U^ley v. Hancock, 77 S. 33^ Mansfield v. Borland, 2 Cal. W. 658. 507 West Virgima.-SchmeTtz v. Ham- Illinois. -Vorsjthe v. Beveridge, 52 mond, 61 W. Va. 408, 41 S. E. 184. m. 268, 4 Am. Rep. 612. 6 Osborne v. Dunham, (N. J.) 16 J/airee.— Hooper v. Brundage, 22 Atl. 231; Second Street. 1 Del. Co. Me. 460; Newbert v. Cunningham, 50 Rep. (Pa.) 413. Me. 231, 79 Am. Dec. 612. 988 LIENS GENERAILY. [§ 593 ment with his client for a stipulated sum.** This was, to a cer- tain extent at least, in accordance with the English practice in so far as it related to the compensation of legal practitioners below the grade of counsel ; '^ it will be recalled that counsel, under the English law, were not entitled to claim compensation for their services.'* At the present day, however, attorneys' fees are not confined to the taxable costs, nor are their liens so limited, in this country.'* § 593. Compensation, Disbursements and Expenses. — Though the old rule seems to obtain in Massachusetts and perhaps in other jurisdictions,'® an attorney's charging lien is now ordi- narily held to extend not only to the amount of his taxable costs, if any, but also to the compensation, disbursements,''' and Massachusetts. — Ocean Ins. Co. v. Rider, 22 Pick. 210. And see Blaise V. Corcoran, 211 Mass. 406, 97 N. E. 1002. New Hampshire. — Shapley v. Bel- lows, 4 N. H. 347; Wright v. Cob- leigh, 21 N. H. 339; Currier v. Bos- ton & M. R. R. Co., 37 N. H. 223; Wells V. Hatch, 43 N. H. 246; Eowe V. Langley, 49 N. H. 395; Whitcomb V. Straw, 62 N. H. 650. New Jersey. — Holmes' Ex'rs v. Sin- nickson's Devisees, 15 N. J. L. 313. New York. — Oliwell v. Verdenhal- ven, 17 Civ. Proc. 362, 7 N. Y. S. 99; Phillips V. Stagg, 2 Edw. 108; Haight V. Holcomb, 16 How. Pr. 173; Richardson v. Brooklyn City & New- ton R. Co., 24 How. Pr. 321, 15 Abb. Pr. 342 note; People v. Hardenbergh, 8 Johns. 335; Lesher v. Roessner, 5 Thomp. & C. 674; Rooney v. Second Ave. R. Co., 18 N. Y. 368. Rhode Island. — ^Horton v. Cham- plain, 12 R. I. 550, 34 Am. Rep. 722; Tyler v. Superior Court, 30 R. I. 107, 73 Atl. 467, 23 L.R.A.(>f.S.) 1045. Teaeas. — Fowler v. Morrill, 8 Tex. 153; Casey v. March, 30 Tex. 180. Vermont. — Heartt v. Chipman, 2 Aikens 162; Walker v. Sargeant, 14 Vt. 247. wStahl V. Wadsworth, 13 Civ. Proc. 32, 10 N. Y. St. Rep. 228; Richardson v. Brooklyn City & New- ton E. Co., 15 Abb. Pr. (N. Y.) 342 note; Turno v. Parks, 2 How. Pr. N. S. (N. Y.) 35. And see also supra, § 583. 18 England. — ^Wilkins v. Carmieh- ael, 1 Dougl. 101; Welsh v. Hole, 1 Dougl. 238; Barker v. St. Quintin, 12 M. & W. 441. 1* See supra, % 401. 16 See the following section. 16 Blake v. Corcoran, 211 Mass. 406, 97 N. E. 1002. 17 United States. — In re Wilson, 12 Fed. 235; Massachusetts & Southern Const. Co. V. Gill's Creek Tp., 48 Fed. 145 ; Poster v. Danforth, 59 Fed. 750. Alabama. — Warfield v. Campbell, 38 Ala. 527, 82 Am. Deo. 724. Colorado. — Fillmore v. WelU, 10 § 594] LIENS GENEEAIXT. 989 expenses " actually due him " for professional services ^^ in the cause or proceeding in which such services were rendered,' or in any other matter, cause, or proceeding, which is so connected there- with as to, for practical purposes at least, form a part thereof ; ^ but not beyond this.' And where the amount of the attorney's com- pensation has not been agreed upon, he will be entitled to a lien for the reasonable value of his services.* § 594. Compensation Due in Particular Suit or Proceed- ing. — An attorney's right to a charging lien rests solely upon the ground of security for his compensation for services rendered in procuring the judgment, fund, or other property, to which the lien attaches, and it cannot, in the absence of statutory authority, be extended beyond such services,' and those necessarily connected Colo. 228, 15 Pac. 343, 3 Am. St. Rep. 567; Johnson v. McMillan, 13 Colo. 423, 22 Pac. 769. Veto York. — Ackerman v. Acker- man, 11 Abb. Pr. 256; Grotty v. MacKenzie, 52 How. Pr. 54; Albert Palmer Co. v. Van Orden, 64 How. Pr. 79, 49 Super. Ct. 89, 4 Civ. Proe. 44; Rooney v. Second Ave. R. Co., 18 N. Y. 368; Marshall v. Meech, 51 N. Y. 140, 10 Am. Rep. 572; Wright V. Wright, 70 N. Y. 98; Anderson v. E. de Braekeleer & Co., 25 Misc. 343, 28 Civ. Proc. 306, 55 N. Y. S. 721; Wheaton v. Newcombe, 48 Super. Ct. 215. Vermont. — Weed Sewing Mach. Co. V. Boutelle, 56 Vt. 570, 48 Am. Rep. 821. 18 MoDougall V. Hazelton Tripod Boiler Co., 88 Fed. 217, 60 U. S. App. 209, 31 C. C. A. 487; Cooly v. Patterson, 52 Me. 472; Heartt v. Chipman, 2 Aikens (Vt.) 162. ISMcCabe v. Britton, 79 Ind. 224; Robinson v. Hawes, 56 Mich. 135, 22 N. W. 222; Rooney v. Second Ave. R. Co., 18 N. Y. 368. 80 See infra, § 596. iSee infra, § 594. 2 See infra, § 594. 3 In re Wilson, 12 Fed. 235 ; Massa- chusetts & Southern Const. Co. v. Gill's Creek Tp., 48 Fed. 145; Hooper V. Brundage, 22 Me. 460. 4 Crowley v. Le Due, 21 Minn. 412, distinguishing Forbush v. Leonard, 8 Minn. 303; Grotty v. McKenzie, 42 Super. Ct. (N. Y.) 192. 5 United States. — Wolfe v. Lewis, 19 How. 280, 15 U. S. (L. ed.) 643; In re Wilson, 12 Fed. 235, 26 Alb. L. J. 271; Massachusetts & Southern Const. Co. V. Gill's Creek Tp., 48 Fed. 145; Foster v. Danforth, 59 Fed. 750; McDougall ©. Hazelton Tripod-Boiler, 88 Fed. 217, 60 U. S. App. 209, 31 C. C. A. 487. Alabama. — Warfield v. Gampbell, 38 Ala. 527, 82 Am. Dec. 724; Mc- Williams v. Jenkins, 72 Ala. 480; Higley v. White, 102 Ala. 604, 15 So. 141. Arkansas. — Waters v. Grace, 23 Ark. 118; Davis v. Webber, 66 Ark. 990 LIENS GENEEALIiY. [§ 595 therewith.' It does not extend to a claim for a general balance due for professional services in other cases.'' In some jurisdic- tions, however, it is expressly provided by statute that a charging lien shall cover any balance due the attorney for professional services.' It applies solely to the personal relation between the attorney and his client, and may not be extended to or affect the rights of third persons who may be interested in the litigation, but who have not employed such attorney.' § 595. Incidental Services. — The attorney's charging lien also covers all such professional services as are incidental to the progress of the litigation in which he has been employed,^" or which are covered by his retainer,*^ and it may include compen- sation for services rendered in any other case which is so connected with such litigation as to be, practically, a part thereof.** It is immaterial that some of the services may have been rendered in 190, 49 S. W. 822, 74 Am. St. Rep. 81, 45 L.R.A. 196. Connecticut. — Sloan v. Smith, 77 Conn. 713 mem., 58 Atl. 712. ■Oeorgia. — McDonald v. Napier, 14 Ga. 89. Maine. — Hooper, v. Brundage, 22 Me. 460; Prince v. Fuller, 34 Me. 122. Minnesota. — Forbush v. Lconar4, 8 Minn. 303. Mississippi. — Harney v. Demosa, 3 How. 174; Dunn V. Vannerson, 7 How. 579; Pope v. Armstrong, 3 Smedes & M. 214; Cage v. Wilkin- son, 3 Smedes & M. 223; Stewart v. Flowers, 44 Miss. 513, 7 Am. Rep. 707; Halsell v. Turner, 84 Miss. 432, 36 So. 531. New Hampshire. — Shapley v. Bel- lows, 4 N. H. 347. Compare Wells V. Hatch, 43 N. H. 246. Neto York. — Adams v. Fox, 40 Barb. 442; Bowling Green Sav. Bank V. Todd, 64 Barb. 146; Brown v. New York, 11 Hun 21; Anderson v. E. de xsraekeleer, 25 Misc. 343, 28 Civ. Proe. 306, 55 N. Y. S. 721; Leask v. Hoagland, 64 Misc. 156, 118 N. Y. S. 1035. Pennsylvania. — In re Aber, 18 Pa. Super. Ct. 110. West Virginia. — Renick v. Luding- ton, 16 W. Va. 378; Hazeltine v. Kecnan, 54 W. Va. 600, 46 S. E. 609, 102 Am. St. Rep. 953. 6 See the following section. T Pope V. Armstrong, 3 Smedes & M. (Miss.) 214. 8 Fillmore v. Wells, 10 Colo. 228, 15 Pac. 343, 3 Am. St. Rep. 567; Hubbard v. Ellithorpe, 135 la. 259, 112 N. W. 796, 124 Am. St. Rep. 271. 9 In re Gillaspie, 190 Fed. 88. "Ward V. Craig, 87 N. Y. 550; Canary v. Russell, 10 Misc. 597, 24 Civ. Proc. 109, 31 N. Y. S. 291. "In re Paschal, 10 Wall. 483, 19 U. S. (L. ed.) 992. 12 Renick v. Ludington, 16 W. Va. 378; Fowler v. Lewis' Adm'r, 36 W. Va. 112, 14 S. E. 447. § 596] LIENS GENEEALLY. 991 another court, '* or by other attorneys.'* Thus where, in pursuance of an agreement, an attorney attended a number of cases for the purpose of attaining a single end, it was held that a judgment recovered in one of such cases was subject to the attorney's charg- ing lien for the services rendered in all of them.'^ So, a charging lien will extend to any suit arising from and incidental to the enforcement of a judgment to which it has attached.'" And where a client died before judgment, the attorney's charging lien will cover such services as are subsequently rendered in the suit for an administrator who has undertaken to prosecute it.'^ But the mere fact that several suits are connected, and relate to the same matter, is not sufficient to subject a judgment recovered in any one of them, to a lien for services rendered in the others. '° Where, however, the statute gives a lien from the commencement of an action there is no lien for incidental services in anticipation of an action never begun.'* § 596. Nature of Services and for Whom Rendered. — A charging lien can accrue only for professional services ; ^^ the fact that services, not of a professional character, were rendered by an attorney is not sufficient.' But where the attorney's em- ployment is not questioned, his right to a charging lien will not be affected by the fact that the services were rendered in the interest of minors,* married women,' executors and adminis- 13 Weaver v. Cooper, 73 Ala. r.l8; Brown v. New York, 11 Hun (N. Y.) Gibson v. Chicago, M. & St. P. K. 21. Co., 122 la. 565, 98 N. W. 474. iSMillis v. Pentelow, 92 Hun 284, 14 Gibson v. Chicago, M. & St. P. 36 N. Y. S. 906. R. Co., 122 la. 565, 98 N. W. 474. 20 Woods v. Dickinson, 18 D. C. 16 Butchers' Union Slaughter-House 301 ; Lorillard v. Barnard, 42 Hun & Live Stock Landing Co. v. Crescent 545, 4 N. Y. St. Rep. 618. City Live Stock Landing & Slaughter- l Holmes v. Bell, 139 App. Div. House Co., 41 La. Ann. 355, 6 So. 455, 124 N. Y. S. 301, affirmed 200 508. N. Y. 586, 94 N. E. 1094. iSNewbert v. Cunningham, 50 Me. 2 Sears v. Collie, 148 Ky. 444, 146 23], 79 Am. Dec. 612. S. W. 1117; Ex p. Smithson, 108 "Hurlbert v. Brigham, 56 Vt. Tenn. 442, 67 S. W. 864; Boring v. 368. Jobe, (Tenn.) 53 S. W. 763. 18 Massachusetts & Southern Const. sin re Springer, 16 Pittsb. Leg. J. Co. ;;. Gill's Creek Tp., 48 Fed. 145; N. S. (Pa.) 363; Boring v. Jobe, Williams v. Ingersoll, 89 N. Y. 508; (Tenn.) 53 S. W. 763. 992 LIENS GENEEALLT. [§§ 597, 598 trators,* or insane persons.* So, under some statutes an attorney's charging lien will accrue for services rendered in a special proceed- ing,® or in proceedings before an administrative board, as, for instance, a "county board," '' or in bastardy proceedings.' Where, however, a local statute specifically mentions the services for which a lien will accrue, it has been held, in some jurisdictions, that an attorney is not entitled to a lien for services other than those speci- fied in the statute.' § 597. As to Court Wherein Services Are Rendered. — As a rule, a charging lien will accrue only for services rendered in a court of record, because courts not of record have no such equi- table control over their judgments as will enable them to adjudicate upon and enforce liens thereon.^" It has been held that a charg- ing lien will accrue in favor of an attorney for services rendered in a surrogate court,^* but not for those rendered in a municipal court.'* § 598. Services Rendered for Defendant. — A defendant's attorney acquires no lien on the subject-matter of the litigation merely because of his employment, and the rendition of profes- sional services in pursuance thereof, even though he should suc- cessfully resist the plaintiff's demands ; *^ but, in most jurisdic- * Matter of Scherer, 111 App. Div. (N. Y.) 60. And see McCaa «. Grant, 23, 35 Civ. Proe. 314, 97 N. Y. S. 43 Ala. 262. 171. "In re Regan, 167 N. Y. 338, 60 Sin re Stenton, 53 Misc. 515, 105 N. E. 658, reversing 58 App. Div. 1, N. Y. S. 295. 31 Civ. Proc. 387, 68 N. Y. S. 527. 6 New York Judiciary Law, § 475. iZDrago v. Smith, 92 Hun 536, 36 ■? Maloney v. Douglas County, 2 N. Y. S. 975 ; People v. Fitzpatrick, Neb. (unofficial) Rep. 396, 89 N. W. 35 Misc. 456, 71 N. Y. S. 191. See, 248; Perry v. Myer, 89 N. Y. S. 347. however, Tynan v. Mart, 53 Misc. 49, SBickford r. Ellis, 50 Me. 121; 103 N. Y. S. 1033. Taylor v. StuU, 79 Neb. 295, 112 N. ^i Kentucky. — Wilson v. House, 10 W. 577. Bush 406; Forrester v. Howard, 124 SRodgers v. Hamilton, 49 Ga. 604; Ky. 215, 98 S. W. 984, 124 Am. St. Haygood v. Dannenberg Co., 102 Ga. Rep. 394, 30 Ky. L. Rep. 375; Har- 24, 29 S. E. 293. Ian i. Bennett, 127 Ky. 572, 106 S. 10 Flint V. Van Dusen, 26 Hun W. 287, 128 Am. St. Kep. 360, 32 Ky. (N. Y.) 606; Read v. Joselyn, Sheld. L. Rep. 473; Thompson v. Thompson, § 599] LIENS GENEEALLT. 993 tions, the defendant's attorney is entitled to a charging lien where he successfully establishes a counterclaim, or procures other affirm- ative relief, to the fruits of which the lien may attach,^* and this lien has been held to attach to a judgment for costs in favor of the defendant, though no counterclaim was asserted in the answer.^' And, under a Kentucky statute, it has been held that the word "action" embraces a demand for a set-off or counterclaim.'® But a claim, set up by a defendant, which only goes toward reducing the amount of the plaintiff's recovery, is not a counterclaim as to which a lien may be acquired." Thus, an attorney for an admin- istrator who, on the accounting, has defeated a claim to the effect that certain property belonged to the estate, is not entitled to a lien for his services." § 599. Extent of Retaining Lien. — A retaining lien," con- trary to the principles stated in the preceding sections of this 65 S. W. 457, 23 Ky. L. Rep. 1535; Lytle -0. Bach, 93 S. W. 608, 29 Ky. L. Rep. 424. Weio York. — Minto v. Baur, 17 Civ. Proc. 314, 6 N. Y. S. 444; Levis li. Burlce, 51 Hun 71 mem., 3 N. Y. S. 386 ; Longyear v. Carter, 88 Hun 513, 2 N. Y. Ann. Gas. 192, 34 N. Y. S. 785; White v. Sumner, 16 App. Div. 70, 44 N. Y. S. 692; Saranac & Lake Placid R. Co. v. Arnold, 37 Miac. 514, 75 N. Y. S. 1003, affirmed 72 App. Div. 620, 76 N. Y. S. 1032; Fromme V. Union Surety & Guaranty Co., 39 Misc. 105, 78 N. Y. S. 895. Oregon. — Ford v. Gilbert, 44 Ore. 259, 75 Pac. 138. Tennessee. — Garner v. Garner, 1 Lea 29; Sharp v. Fields, 5 Lea 326; In re New Memphis Gaslight Co., 105 Tenn. 268, 60 S. W. 206, 80 Am. St. Rep. 880; Pate v. Maples, 43 S. W. 740. West Virginia. — Fowler v. Lewis' Adm'r, 36 W. Va. 112, 14 S. E. 447. Wisconsin. — Garvin v. Crowley, 116 Wis. 496, 93 N. W. 470. Attys. at L. Vol. II.— 63. "Fry V. Calder, 74 Ga. 7; New York Judiciary Law, § 475. See also Bevins v. Albro, 86 Hun 590, 33 N. Y. S. 1079; White v. Sumner, 16 App. Div. 70, 44 N. Y. S. 692; In re Opening of Lexington Ave., 30 App. Div. 602, 52 N. Y. S. 203, af- firmed 157 N. Y. 678, 51 N. E. 1092; Horn V. Horn, 115 App. Div. 292, 100 N. Y. S. 790; Grossman v. Smith, 116 App. Div. 791, 102 N. Y. S. 18; Gildersleeve v. Reitz, 80 Misc. 685, 142 N. Y. S. 674. IS Agricultural Ins. Co. v. Smith, 112 App. Div. 840, 35 Civ. Proc. 338, 98 N. Y. S. 347. 18 Harlan v. Bennett, 127 Ky. 572, 106 S. W. 287, 128 Am. St. Rep. 360, 32 Ky. L. Rep. 473. "Plerson v. Safford, 30 Hun (N. Y.) 521. 18 In re Robinson, 125 App. Div. 424, 109 N. Y. S. 827, affirmed 192 N. Y. 574, 85 N. E. 1115. 19 See supra, § 573. 994 LIENS GENERALLY. [§ 599 subdivision, covers not only such compensation as may be due for services rendered in connection with the property in the possession of the attorney, and to which the lien has attached, but also extends so as to secure the payment of any general balance due the attorney for professional services.^" Thus, an attorney who was regularly employed at a fixed salary, may have a retaining lien, upon the papers of the client, for the full amount of his salary which is un- paid.^ So, where a judgment is assigned to counsel as security for fees and expenses, his lien covers services rendered in the collec- tion of the judgment, as well as those in obtaining it.^ Hot is the attorney's right to a retaining lien affected by the fact that his services were rendered at the request of an agent,' or an executor.* io England. — Bozon v. Bolland, 4 Myl. & C. 354. United States. — In re Paschal, 10 Wall. 483, 19 U. S. (L. ed.) 992; In re Wilson, 12 Fed. 235; Foster v. Danforth, 59 Fed. 750. District of Columbia. — Meloy v. Meloy, 24 App. Caa. 239. Louisiana. — B u t c h e,r s' Union Slaughter-House & Live Stock Land- ing Co. V. Crescent City Live Stock Landing & Slaughter-House Co., 41 La. Ann. 355, 6 So. 508. Michigan. — Kobinson v. Hawes, 56 Mich. 135, 22 N. W. 222. Minnesota. — Washington County v. Clapp, 83 Minn. 512, 86 N. W. 775. Mississippi. — Stewart v. Flowers, 44 Miss. 513, 7 Am. Rep. 707. Nebraska. — Cones v. Brooks, 60 Neb. 698, 84 N. W. 85. New Hampshire. — Dennett v. Ciitts, 11 N. H. 163; Wright v. Cobleigh, 21 N. H. 339. New York. — Adams v. Fox, 40 Barb. 442; Bowling Green Sav. Bank V. Todd, 52 N. Y. 489; Matter of H., 87 N. Y. 521; Ward v. Craig, 87 N. Y. 550; Schwartz v. Jenney, 21 Hun 33; Lorillard v. Barnard, 42 Hun 545, 4 N. Y. St. Rep. 618; Krone V. Klotz, 3 App. Div. 587, 25 Civ. Proc. 320, 3 N. Y. Ann. Cas. 36, 38 N. Y. S. 225; Arkenburgh v. Little, 49 App. Div. 636, 64 N. Y. S. 742, affirmed 176 N. Y. 551, 68 N. E. 1114; Mathot V. Triebel, 98 App. Div. 328, 90 N. Y. S. 903. Tennessee. — McDonald v. Charles- ton, C. & C. K. Co., 93 Tenn. 281, 24 S. W. 252. Vermont. — Hutchinson v. Howard, 15 Vt. 544; Weed Sewing Mach. Co. V. Boutelle, 56 Vt. 570, 48 Am. Rep. 821. 1 Finance Co. of Pennsylvania v. Charleston, C. & C. R. Co., 46 Fed. 426; Finance Co. of Pennsylvania v. Charleston C. & C. R. Co., 52 Fed. 526. 2 Com. «. Terry, 11 Pa. Super. Ct. 547. 3 Jackson v. Erkina, 131 App. Div. 801, 116 N. Y. S. 385. 4 Meloy V. Meloy, 24 App. Cas. (D. C.) 239; Matter of Seherer, 111 App. Div. 23, 35 Civ. Proc. 314, 97 N. Y. S. 171; In re Ross, 123 App. Div. 74, 107 N. Y. S. 899; Arkenburgh v. Arkenburgh, 27 Misc. 760, 59 N. Y. S. 612, affirmed 49 App. Div. 636 600] LIENS GENERALLY. 995 But the attorney's lien on property in his possession extends only to his client's interest therein.' Notice of Lien. § 600. Necessity of Notice. — In the ahsence of statutory authority to the contrary, it is essential that an attorney should give to the opposite party, and such other persons as may be affected, notice of the fact that he claims a lien for his services, in order to protect himself against settlement by the parties,* or an assignment of the judgment or other property involved,' or at- tachments or ga,rnishment proceedings.* And when notice has mem., 64 N. Y. S. 742, 176 N. Y. 551, 68 N. E. 1114; Hurlbert v. Brigham, 56 Vt. 368. 5 Jackson v. American Cigar Box Co., 141 App. Div. 195. 126 N. Y. S. 58. 6 United States. — ^Kern v. Chii-ago, M. & P. S. R. Co., 201 Fed. 404. Colorado. — Boston & Colorado Smelting Co. v. Pless, 9 Colo. 112, 10 Pac. 652; Johnson v. McMillan, 13 Colo. 423, 22 Pac. 769; State Bank V. Davidson, 7 Colo. App. 91, 42 Pac. 687; Teller v. Hill, 18 Colo. App. 509, 72 Pac. 811. Connecticut. — Andrews v. Morse, 12 Conn. 444, 31 Am. Dec. 752. District of Columbia. — Bendheim V. Pickford, 31 App. Cas. 488. Indiana. — Koons v. Beach, 147 Ind. 137, 45 N. E. 601,, 46 N. E. 387. Iowa. — Casar v. Sargeant, 7 la. 317; Hurst v. Sheets, 21 la. 501. Nebraska. — Cobbey v. Dorland, 50 Neb. 373, 69 N. W. 957; Cones v. Brooks, 60 Neb. 698, 84 N. W. 85. Neio Hampshire. — Grant v. Hazel- tine, 2 N. H. 541. New Jersey. — Barnes v. Taylor, 30 N. J. Eq. 467; Braden v. Ward, 42 N. J. L. 518. Oregon. — Day v. Larsen, 30 Ore. 247, 47 Pac. 101; Stoddard V. Lord, 36 Ore. 412, 59 Pac. 710; Stearns V. WoUenberg, 51 Ore. 88, 92 Pac. 1079, 14 L.E.A.(N.S.) 1095; Wagner V. Goldschmidt, 51 Ore. 63, 93 Pac. 689. South Dakota. — Howard v. Ward, 139 N. W. 771. Fermomf.-^Heartt v. Chipman, 2 Aikens 362; Hooper v. Welch, 43 Vt. 169, 5 Am. Rep. 267; Manning v. Leighton, 65 Vt. 84, 26 Atl.- 258, 24 L.R.A. 684. West Virginia. — Eenick v. Luding- ton, 16 W. Va. 378; Bent v. Lips- comb, 45 W. Va. 183, 31 S. E. 907, 72 Am. St. Rep. 815. Wisconsin. — Courtney v. McGa- vock, 23 Wis. 619; Voell v. Kelly. 64 Wis. 504, 25 N. W. 536; Frei v. Mc- Murdo, 101 Wis. 423, 77 N. W. 915; Stanley v. Bouck, 107 Wis. 225, 83 N. W. 298. Canada. — De Santis v. Canadian Pac. E. Co., 14 Ont. L. Rep. 108. 7 Jennings v. Bacon, 84 la. 403, 51 N. W. 15. Compare Renick v. Lndington, 18 W. Va. 378. See also in^ra, §§ 648, 649. 8 Phillips V. Germon, 43 la. 101. 996 LIENS GBNEEALLY. [§ 600 been given, it is sufficient, as a rule, for services to be rendered thereafter, as well as those which have been rendered.' In some jurisdictions, however, an attorney's charging lien is effective without notice ; ^^ and in others, notice is required only as against third persons.^* But even in those jurisdictions, it seems that notice of lien is necessary where the lien asserted is not provided for by the statute.^^ Questions of the character under discussion, depending as they do, in most instances, on local statutes, which are frequently amended to meet existing conditions, can only be satisfactorily disposed of by an examination of the state laws under which the lien is claimed. It is essential, of course, that the statu- Compare Hutchinson v. Howard, 15 Vt. 544; Weed Sewing Mach. Co. v. Boutelle, 56 Vt. 570, 48 Am. Rep. 821. See also supra, § 589. 9 Smith V. Chicago, R. I. & P. R. Co., 56 la. 720, 10 N. W. 244. See also In re Bailey, 4 Civ. Proc. ( N . Y. ) 140. 10 Georgia. — Burgin & Sons Glass Co. V. Mclntire, 7 Ga. !App. 755. 68 S. E. 490. But not before process or other notice of suit. Lumpkin v. Louis- ville & N. R. Co., 136 Ga. 135, 70 S. E. 1101. Kentucky. — Tyler v. Slemp, 90 S. W. 1041, 28 Ky. L. Rep. 959. Maine. — Hobson v. Watson, 34 Me. 20, 56 Am. Dec. 632; Newbert v. Cun- ingham, 50 Me. 23] , 79 Am. Dec. 612 ; McKenzie v. Wardwell, 61 Me. 136; Stratton v. Hussey, 62 Me. 280. Minnestota. — Desaman v. Butler, 114 Minn. 362, 131 N. W. 463. Missouri. — See Missouri Rev. Stat. (1909) § 965; Taylor v. St. Louis Transit Co., 198 Mo. 715, 97 S. W. 155; Taylor v. St. Louis Merchants' Bridge Terminal R. Co., 207 Mo. 495, 105 S. W. 740; Whitwell v. Aurora, 139 Mo. App. 597, 123 S. W. 1045. Nem York. — Custer v. Greenpoint Ferry Co., 98 N. Y. 660, 5 Civ. Proc. 146; Peri v. New York Cent. & H. R. R. Co., 152 N. Y. 521, 46 N. E. 849; Quinlan v. Birge, 43 Hun 483, 7 N. Y. St. Rep. 147; Keeler v. Keeler, 51 Hun 505, 4 N. Y. S. 580; Agricultural Ins. Co. v. Smith, 112 App. Div. 840, 35 Civ. Proc. 338, 98 N. Y. S. 347; Webb v. Parker, 130 App. Div. 92, 114 N. Y. S. 489; Vroo- man v. Pickering, 25 Misc. 277, 57 N. Y. S. 389; Dolliver v. American Swan Boat Co., 32 Misc. 264, 65 N. Y. S. 978; Fenwick v. Mitchell, 34 Misc. 017, 70 N. Y. S. 667, reversed 64 App. Div. 021, 72 N. Y. S. 1102; Dimick V. Cooley, 3 Civ. Proc. 141; Molough- ney v. Kavanagh, 3 Civ. Proc. 253; Stahl V. Wadsworth, 13 Civ. Proc. 32, 10 N. Y. St. Rep. 228; Kehoe v. Mil- ler, 10 Abb. N. Cas. 393 note; Albert Palmer Co. v. Van Orden, 64 How. Pr. 79; Tullis v. Bushnell, 65 How. Pr. 465; Peri v. New York Cent. & H. R. R. Co., 152 N. Y. 521, 46 N. E. 849, affirming 12 App. Div. 625, 43 N. Y. S. 1162. "Clark V. Sullivan, 3 N. D. 280, 55 N. W. 733. 12 Lablache v. Kirkpatrick, 8 Civ. Proc. (N. Y.) 256. 601] LIENS GENEEALLY. 997 tory requirements should be complied with in all cases." It is also to be observed that the requirements as to notice are intended only to protect those who act in good faith ; they cannot be taken advan- tage of for the purpose of shielding fraud or collusion.'* § 601. Sufficiency of Notice Generally. — Unless required by statute, no special formalities are essential in giving notice of an attorney's charging lien; any actual notice, oral or written, to those who are to be affected by the lien, will serve the purpose. And where the character of the notice, and the manner of its service, are prescribed by statute, a substantial compliance there- with will, as a rule, be sufficient. '' It need not state the details of the attorney's employment. '° Indeed, in some jurisdictions, it has been held that the pendency of the suit or proceeding is, in itself, a sufficient notice to all persons. ''' But a notice to the effect that an attorney has a lien on the cause of action, as security for his fees, is not sufficient to charge the defendant with notice of an assignment to the attorney of an interest in the cause of 13 Nielsen v. Albert Lea, 91 Minn. 388, 392, 98 N. W. 195, 197; Hull v. Phillips, 128 Mo. App. 247, 107 S. W. 21. "Porter v. Hanson, 36 Ark. 591, 604. 16/oua. — Barthell v. Chicago, M. & St. P. R. Co., 138 la. 688, 116 N. W. 813; Crosby r. Hatch, 135 N. W. 1079. Minnesota. — Northrup v. Hayward, 102 Minn. 307, 12 Ann. Cas. 341, 113 N. W. 701. Missouri. — Abbott v. United Rys. Co., 138 Mo. App. 530, 119 S. W. 964. Nebraska. — Cobbey v. Borland, 50 Neb. 373, 69 N. W. 951; Cones v. Brooks, 60 Neb. 698, 84 N. W. 85; Lewis li. Omaha St. E. Co., 114 N. W. 281. North Dakota. — Lown v. Casselman, 141 N. W. 73. Vermont. — Lake v. Ingham, 3 Vt. 1.58. West Virginia. — Renick v. Luding- ton, 16 W. Va. 378. 16 Chesliire v. Des Moines City Jt. Co., 153 la. 88, 133 N. W. 324. 17 Georgia. — Little r. Sexton, 89 Ga. 411, 15 S. E. 490, distinffuishing Haynes v. Perry, 76 Ga. 33. Kentucky. — Stephens v. Farrar, 4 Bush 13. Missouri. — Taylor v. St. Louis Transit Co., 198 Mo. 715, 97 S. W. 155; Whitecotton v. St. Louis & H. R. Co., 250 Mo. 624, 157 S. W. 776; Laughlin v. Excelsior Powder Mfg. Co., 153 Mo. App. 508, 134 S. W. ]]6. Nebraska. — Greek v. McDaniel, 68 Neb. 569, 94 N. W. 518. Tennessee. — Hunt v. McClanahan, ] Heigk. 503; Vaughn v. Vaughn, 12 Heisk. 472; Brown v. Bigley, 3 Tenn. Ch, 618. 998 LIENS GENEEALLT. [§ 602 action.*' Nor will a no1;ice, by plaintiff's attorney, to the effect that "a portion of whatever may be paid in suit or settlement for services to be rendered" had been assigned to him, be sufficient to charge the fund in the hands of the defendant.'® § 602. Notice Presumed. — In some jurisdictions it has been held that notice of an attorney's charging lien may be presumed where the party to be charged therewith has knowledge of facts and circumstances which, in themselves, are sufficient to put him on inquiry.^" Thus, one may be presumed to have notice where he knew that litigation had been commenced,^' and that an at- torney had been employed in the suit,' or where his property has been attached,^ or where, on the sale of land, provision is made for the satisfaction of liens.* So, an attorney's lien which has been perfected is sufficient notice to the judgment debtor of the at- torney's claim for compensation in another action which is brought for the purpose of enforcing the judgment.* And it has also been held that a defendant who compromises a judgment is con- clusively presumed to have known all it contained.^ But the mere knowledge of an ancillary administrator that a former attorney had rendered certain services, is not sufficient to charge him with notice of a lien therefor.* 18 Smelker v. Chicago & N. W. E. Nev} York. — Wilkins v. Batterman, Co., J 06 Wis. 135, 81 N. W. 994. 4 Barb. 47. 19 Pennsylvania Co. v. Thatcher, 78 Vermont. — Weed Sewing Mach. Co. Ohio St. 175, 85 N. E. 55. v. Boutelle, 56 Vt. 570, 48 Am. Rep. 20 United States.— Ajigell v. Ben- 821. nett, 1 Spr. 85, 1 Fed. Cas. No. 387. «l See supra, note. Georgia. — Whittle v. Tarver, 75 Ga. l Gammon v. Chandler, 30 Me. 152. 818. 2 Zentmire v. Brailey, 89 Neb. 158, Maine.— Stone v. Hyde, 22 Me. 318; 130 N. W. 1047. Hobson V. Watson, 34 Me. 20, 56 Am. 8 Fry v. Calder, 74 Ga. 7. Dec. 632. 4 Stoddard v. Lord, 36 Ore. 412, 59 Michigan. — Grand Rapids & I. R. Pac. 710. Co. V. Cheboygan Circuit Judge, 161 6 Covington v. Bass, 88 Tenn. 496, Mich. 181, 126 N. W. 56, 137 Am. St. 12 S. W. 1033. Rep. 495, 17 Detroit Leg. N. 270. 6 Manning v. Leighton, 65 Vt. 84, 20 Neiu Hampshire. — Young v. Dear- Atl. 258, 24 L.R.A. 684. born, 27 N. H. 324. § 603] LIENS GENERALLY. 999 § 603. Filing or Recording of Lien. — In order to perfect an attorney's charging lien it is essential, in several states, that it should be filed or recorded in the proceeding,' in the court where the judgment is entered ; * but under some statutes filing or record- ing is necessary only after judgment.' In Georgia the filing of an attorney's lien is necessary as against innocent purchasers, but not as against the client and his general creditors.^" Of course, a lien need not be filed where filing is not required by statute,'^ and, in such case, it seems that the filing of a lien would not necessarily be notice to the judgment debtor ; ^ but it may become notice by proof that it was actually read by him, or by any other person who might be affected thereby.*' It is usual, however, for attorneys, who obtain a money or property judgment, to have a lien declared on the recovery for their fees, and, where this prac- tice prevails, the courts invariably recognize the right when it is asked. Such practice, and its recognition, must be understood to have a substantial meaning and purpose, and, to a certain ex- tent, embarrass the right of the plaintiff to appropriate the recov- "> Indiana. — Alderman u. Nelson, 111 271; Clark v. Sullivan, 3 N. D. 280, Ind. 255, 12 N. E. 394, foUomng Day 55 N. W. 733; Hroeh v. Aultman & r. J^owman, 109 Ind. 383, 10 N. E. Taylor Co., 3 S. D. 477, 54 N. W. 269. 126 ; Koona v. Beach, 147 Ind. 137, 45 10 Coleman v. Austin, 99 Ga. 629, 27 N. E. 601, 46 N. E. 587. S. E. 763; Burgin & Sons Glass Co. v. Nebraska. — Griggs v. White, 5 Neb. Mclntire, 7 Ga. App. 755, 68 S. E. 4C7; Elliott v. Atkins, 26 Neb. 403, 490. See also Code of Georgia 42 N. W. 403. ( 1911 ) , § 3364, par. 4, which provides Oregon. — Wagner v. Goldschmidt, that "if an attorney at law shall file, 51 Ore. 63, 93 Pac. 689. as provided in section 3353, his as- Washington. — Wooding t'. Grain, 11 sertion claiming lien on property re- Wash. 207, 39 Pac. 442; Humptulips covered on suit instituted by him. Driving Co. v. Cross, 65 Wash. 636, within thirty days after a recovery 118 Pac. 827, 37 L.R.A.(N.S.) 226. of the same, then his lien shall bind 8 The filing of a lien notice below all persons." does not protect against settlement in n McCain v. Portis, 42 Ark. 402. an appellate court to which the judg- l^ Colorado State Bank v. Davidson, ment is transferred. Wooding v. 7 Colo. App. 91, 42 Pac. 687. Crain, 11 Wash. 207, 39 Pac. 442. 13 Davidson v. La Plata County, 26 9 Hubbard t'. Ellithorpe, 135 la. Colo. 549, 59 Pac. 46. 259, 112 N. W. 796, 124 Am. St. Kep. 1000 LIENS GENEEALLT. [§ 604 ery -without the consent of the lawyer who rendered him valuable service.^* § 604. Requirements as to Writing and Stating Amount of Claim. — Some statutes require that notice of an attorney's charg- ing lien must be in writing.^* In the absence of such a statutory requirement, however, a written notice is not necessary.^* And where a statute provides for notice in writing, and also for notice by the filing or recording of the lien, it is optional with the lien claimant which method he shall pursue." So, also, in some jurisdictions it is necessary that the notice of lien should specify the amount claimed,'' and, in general terms, for what services.'* But where an attorney's compensation arises out of an implied contract, it will be sufficient for the notice of lien to fairly inform the party to whom it is directed that a lien is claimed, the nature and character thereof, for what it is claimed, and upon what it is intended to be enforced.^" So, it has been held that a notice to the effect that an attorney claimed a lien of fifty per cent upon the amount due, or to become due, for services rendered, and to be rendered, is a sufficient compliance with a statutory requirement that the amount claimed be stated in the notice.' The fact that the attorney signed the notice in his repre- sentative capacity, rather than as an individual, does not render it defective.* 14 Covington v. Bass, 88 Tenn. 496, Washington. — ^Wooding v. Grain, 11 12 S. W. 1033. Wash. 207, 39 Pac. 442. 16 United States. — Patrick v. Leach, 16 Cones v. Brooks, 60 Neb. 698, 84 17 Fed. 476. N. W. 85. Indiana. — Koons v. Beach, 147 Ind. 17 Hroch v. Aultman & Taylor Co., 137, 45 N. E. 601, 46 N. E. 587. 3 S. D. 477, 54 N. W. 269. Kansas. — Kansas Pac. R. Co. v. 18 Forbush v. Leonard, 8 Minn. 303. Thacher, 17 Kan. 92; Noftzger v. Mof- 19 Crosby v. Hatch, (la.) 135 N. W. fett, 63 Kan. 354, 65 Pac. 670. 1079. NortTi Dakota. — Clark v. Sullivan, 20 Crovpley v. Le Due, 21 Minn. 412. 3 N. D. 280, 55 N. W. 733. 1 Barthell v. Chicago, M. & St. P. R. South Dakota.— Hroch v. Aultman Co., 138 la. 688, 116 N. W. 813. & Taylor Co., 3 S. D. 477, 54 N. W. 2 Gibson v. Chicago, M. & St. P. R. 269. Co., 122 la. 565, 98 N. W. 474. §§ 605, 606] LIENS GENERALLY. 1001 § 605. To Whom Notice Should Be Given. — l^otice of lien should be given to the adverse party, or to any other person whom it is desired to ailect thereby, personally,' or to the attorney,* or authorized agent,* of such person. It is allowable, and it would seem to be advisable, to serve notice of an attorney's lien with the original papers in the action.® The right of an assignee of a judg- ment to notice of lien will be considered hereafter.'' Waiver or Loss of Lien. § 606. In General. — Excepting in cases of express waiver,' an attorney's charging lien will not be deemed to have been waived unless the facts and circumstances show an intention, or will war- rant the inference of an intention, on the part of the attorney, to abandon it. Thus, it has been held that an attorney's lien rights Co., 56 la. 720, 10 N. W. 244; Kansas Pac. E. Co. V. Thacher, 17 Kan. 92; Noftzger v. Moffett, 63 Kan. 354, 65 Pac. 670; Young v. Eenshaw, 102 Mo. App. 173, 76 S. W. 701. 4 Smith V. Chicago, R. I. & P. E. Co., 56 la. 720, 10 N. W. 244; Kansas Pac. E. Co. V. Thacher, 17 Kan. 92; Noftzger c. Moffett, 63 Kan. 354, 65 Pac. 670. Compare Young v. Eenshaw, 102 Mo. App. 173, 76 S. W. 701, wherein it was held that the service of notice on the attorney for a party was in- sufficient under the Missouri statute. So, it has been held that the ser- vice of notice on a member of a law firm, was not sufficient notice to an attorney who, although a member of the firm, was acting as an individual in the suit in connection with which the notice was served. St. Louis & S. F. R. Co. V. Bennett, 35 Kan. 395, 11 Pac. 155. 5 Smith V. Chicago, R. I. & P. E. Co., 56 la. 720, 10 N. W. 244; Abbott v. United Eys. Co., 138 Mo. App. 530, 119 S. W. 964. The person served as "agent" of an- other must be one upon whom, under the local law, such a service can be made; otherwise, it will be defective. Lumpkin v. Louisville & N. E. Co., 136 Ga. 135, 70 S. E. 1101; Kansas Pac. E. Co. V. Thacher, 17 Kan. 92; Weed Sewing Mach. Co. v. Boutelle, 56 Vt. 570, 48 Am. Eep. 821. But where a corporate officer re- ceived a notice, served by mail, claim- ing an attorney's lien, and acted on such notice in seeking a settlement, it waives the objection that the notice was not personally served. Abbott v. United Eys. Co., 138 Mo. App. 530, 119 S. W. 964. 6 Smith V. Chicago, R. I. & P. R. Co., 56 la. 720, 10 N. W. 244. 7 See infra, § 648. 8 Under some statutes an attorney's lien may be released by giving bond. Jamison v. Eanck, 140 la. 635, 119 N. W. 76. See also Armitage v. Sulli- van, 69 la. 426, 29 N. W. 399. 1002 LIENS GENEEALLY. [§ 606 are not lost merely because he consented that his client should col- lect the sum due, and thereafter pay his fees.^ Nor will a waiver result because the attorney failed to deduct his fees from a portion of the fund collected by him/" or because of a dispute with the client as to the amount due,^' or because the attorney accepted an order to pay over to another whatever might be collected by him for his client, ^^ or because of the enactment of a statute under which the judgment debt might be paid to the sheriff.''' Nor will the lien be lost by the appointment of a receiver,** or a guardian, '° or by delivering over, to a receiver duly appointed, the property on which the lien is claimed, especially where such delivery is accompanied with notice of the lien.*^ So, it has been held that the right to a charging lien will not be affected by the fact that the attorney was employed by the real party in interest, and not by the nominal party appearing of record." The mere fact that a judgment became dormant, and was subsequently revived by other attorneys, will not divest a charging lien.*' Nor will ah attorney's charging lien be destroyed because of his failure to prosecute a suit for its enforcement without additional compensation.** But where the facts and circumstances show an intention on the part of the attorney to waive his lien, they will be given that effect.^" Thus, a waiver may be predicated on the attorney's 9 Farmer v. Stillwater Water Co., 147. See also Matter of Bailey, 66 108 Minn. 41, 121 N. W. 418. How. Pr. (N. Y.) 64. 10 Hooper v. Brundage, 22 Me. 460 ; l'' McGregor v. Comstock, 28 N. Y. Baker v. Cook, 11 Mass. 236. Com- 237. pare German v. Browne, 137 Ala. 429, *' Jenkins v. Stephens, 60 Ga. 216. 34 So. 985. 19 Fisher v. Mylius, 62 W. Va. 19, 11 Commercial Telegram Co. v. ^^ ^- ^- ^''^■ Smith, 57 Hun 176, 19 Civ. Proc. 32, '" Goodrich v. McDonald, 112 N. Y 10 N Y S 433 ■^^^' "^^ "'^" ^' ^*^' Pennsylvania Co. v. Thatcher, 78 Ohio St. 175, 85 N. E. iSKlnsey v. Stewart, 14 Tex. 457. 55; Eenick v. Ludington, 16 W. Va. "East River Bank v. Kidd, 13 g^g Abb. Pr. (N. Y.) 337 note. ji,^ ^^.^^^^ ^^ ^^^ ^ j.^j ^^ ^^^^.^ "Bowling Green Sav. Bank v. „?ar^ is under an Iowa statute suffi- Todd, 64 Barb. (N. Y.) 146. ^ient to warrant the court to order 15 State V. District Court, 30 Mont. the release of an attorney's lien. 8, 75 Pac. 516. Jamison v. Eanck, 140 la. 635, 119 16 Cory V. Harte, 13 Daly (N. Y.) N. W. 76. § 607] LIENS GENERALLY. 100," laches,' or on the fact that he has taken an assignment of the sub- ject-matter of the litigation and claimed to be the owner thereof.^ So, an attorney may, by his conduct, estop himself to claim his lien,* as, for instance, by his failure to assert it,* or by an agree- ment to follow a particular fund for his compensation.® But the fact that an attorney wrote his client stating that he did not wish to impress a lien on a certain fund, but desired a check for the amount of his fees, is not a waiver of his lien.* § 607. Satisfaction or Release of Judgment. — An attor- ney's charging lien will be deemed to have been waived where the attorney procures the satisfaction of the judgment which was charged with it,'' or where he consents to the payment of the judg- ment debt to his client.* So, it has been held that where an at- torney sent a transcript of judgment to his client in another state for the purpose of having it enforced, the judgment debtor was warranted in paying the entire amount to the client.' An attor- ney may also waive his charging lien by releasing the lien of a judgment on which it exists ; '" but the attorney's lien will not 1 Fillmore v. Wells, 10 Colo. 228, 15 Pae. 343, 3 Am. St. Rep. 567; McNagney v. Frazer, 1 Ind. App. 98, 27 N. E. 431 ; Eeavey v. Clark, 56 Hun 641 mem., 18 Civ. Proc. 272, 9 N. Y. S. 216; Neill v. Van Wagenen, 54 Super. Ct. (N. Y.) 477; Winans p. Mason, 33 Barb. (N. Y.) 522; Winans V. Mason, 21 How. Pr. (N. Y.) 153; Winans v. Grable, 18 S. D. 182, 99 N. W. 1110. Compare Stone v. Hyde, 22 Me. 318. 2 Whitehead v. Jessup, 7 Colo. App. 460, 43 Pac. 1042. 3 Speer v. Matthev.s, 78 Ga. 757, 3 S. E. 644; Watters v. Wells, 7 Ga. App. 778, 68 S. E. 450; Falardeau v. Washburn, 199 Mass. 363, 85 N. E. 171 ; Lawrence v. Townsend, 88 N. Y. 24; McClare v. Lockard, 121 N. Y. 308, 24 N. E. 453, reversing 2 N. Y. S. 646; West V. Bacon, 164 N. Y. 425, 58 N. E. 522, modifying 13 App. Div. 371, 43 N. Y. S. 206. *Kreuzen v. Forty-second St. M. & St. N. Ave. R. Co., 13 N. Y. S. 588; Guild V. Borner, 7 Baxt. (Tenn.) 266. 5 Teller v. Hill, 18 Colo. App. 509, 72 Pae. 811; Pennsylvania Co. v. Thatcher, 78 Ohio St. 175, 85 N. E. 55. 6 In re King, 168 N. Y. 53, 60 N. E. 1054. 1 Cowen r. Boone, 48 la. 350. 8 Goodrich ,.. McDonald, 112 N. Y. 157, 16 Civ. Proc. 222, 19 N. E. 649, reversing 41 Hun 235, 11 Civ. Proc. 147, 2 N. Y. St. Rep. 144. Compare Farmer v. Stillwater Water Co., 108 Minn. 41, 121 N. w. 418. 9 Barnabee v. Holmes, 115 la. 583, 88 N. W. 1098. ll> Wishard v. Biddle, 64 la. 526, 21 N. W. 15. 1004 LIENS GENERALLY. [§ 608 be affected by the fact that his client released the lien of the judg- ment.'^ The payment of the judgment to an associate counsel will usually operate to release the lien of all the attorneys in the case,^* although under some circumstances this rule has been modi- fied, and the payment to the associate attorney held not to deprive the principal attorney of his lien ; but the lien attaches to the funds in the hands of the associate counsel.*' § 608. Acceptance of Independent Security. — An attorney who accepts independent security for the payment of his compen- sation, thereby waives his claim to a charging lien,** even though the security so taken should ultimately fail.*' Thus, it has been held that an attorney's lien becomes merged in a judgment which has been assigned to him.*® It must clearly appear, however, that the security was taken in discharge of the client's obligation ; " thus, the lien is not waived by the receipt of a note on the condi- tion that it should constitute payment only when it was actually paid.*' In some jurisdictions the statutes provide that any person interested may secure the release of an attorney's special or charg- ing lien by filing with the clerk of a court of competent jurisdic- tion a bond in the amount prescribed by the statute, which is fre- quently double the amount of the attorney's charges ; *® and after "Woods V. Verry, 4 Gray (Mass.) WoUenberg, 51 Ore. 88, 92 Pac. 1079, 357; Mays v. Sanders, 90 Tex. 132, 37 14 L.R.A.(N.S.) 1095. S. W. 595. And see Baker v. Cook, 11 is Dodd v. Brott, 1 Minn. 270, 60 Mass. 236. Am. Dec. 541; Bishop v. Garcia, 14 12 Thompson v. Missouri Pac. R. Co., Abb. Pr. N. S. (N. Y.) 69; McDonogh 134 Mo. App. 591, 113 S. W. 1142; v. Sherman, 138 App. Div. 291, 122 Compiler v. Missouri & K. Tel. Co., N. Y. S. 1033. Compare Reniek i.. 137 Mo. App. 89, 119 S. W. 493. Ludington, 16 W. Va. 378. 18 Fuller V. Clemmons, 158 Ala. 340, " Davis v. Jackson, 86 Ga. 138, 12 48 So. 101. S. E. 299. 1* Fulton V. Harrington, 7 Houst. 1' Johnson v. Johnson Railroad (Jel.) 182, 30 Atl. 856; Stearns v. Signal Co., 57 N. J. Eq. 79, 40 Atl. WoUenberg, 51 Ore. 88, 92 Pac. 1079, 193. 14 L.R.A.(N.S.) 1095; Cantrell v. 19 Jamison v. Ranek, 140 la. 635, Ford, (Tenn.) 46 S. W. 581. 119 N. W. 76; Mosteller v. Holborn, 21 15 Fulton V. Harrington, 7 Houst. S. D. 547, 114 N. W. 693. (Del.) 182, 30 Atl. 856; Stearns v. §§ 609-611] LIENS GENEEALLT. 1005 such a bond is filed the client has full control of the judgment and the fund in the hands of the clerk applicable to its satisfaction.*" § 609. Bringing Suit for Compensation. — An attorney's charging lien is waived by bringing suit against his client for his compensation, and reducing his claim to judgment.* But the mere fact that an attorney has sued his client, is not sufficient to show a waiver of the attorney's charging lien for compensation for services which were not embraced in the suit.* § 610. Abandonment of Cause. — An attorney who, with- out cause, abandons the litigation in which he has been retained, thereby waives any right which he may have had to a lien for his services ; ' nor, in such case, can the attorney recover compensa- tion in any other way.* Where, however, an attorney is justified in abandoning a cause, he will be entitled to a lien either for the stipulated amount, or the reasonable value of his services, accord- ing to the circumstances.' § 611. Assignment by Attorney. — It has been quite gener- ally held that, unlike the retaining lien,^ a charging lien may be assigned by the attorney, and that such assignment is valid,'' and 30 Jamison r. Kanck, 140 la. 635, Mississippi. — Stewart v. Flowers, 44 119 N. W. 76. Miss. 513, 7 Am. Rep. 707. 1 Jones V. Muskegon County Circuit New York. — In re Dunn, 205 N. Y. Judge, 95 Mich. 289, 54 N. W. 876; 398, 98 N". E. 914; Tuck v. Manning, Wipfler V. Warren, 163 Mich. 189, ]28 53 Hun 455, 17 Civ. Proc. 175, 6 N. N. W. 178, 17 Detroit Leg. N. 905; Y. S. 140; Halbert v. Gibbs, 16 App. Heech v. Canaan, 14 Vt. 485. See, Div. 126, 4 N. Y. Ann. Cas. 232, 45 however, Crosby v. Hatch, (la.) 135 N. Y. S. 113; Fargo v. Paul, 35 Misc. N. W. 1079. 568, 72 N. Y. S. 21. 2 Commercial Telegram Co. v. 4 See supra, §§ 453, 558. Smith, 57 Hun 176, 19 Civ. Proc. 32, 5 Halbert v. Gibbs, 16 App. Div. 126, 10 N. Y. S. 433. 4 N". Y. Ann. Cas. 232, 45 N. Y: S. 113. s United States. — Hektograph Co. v. See also Penn v. McGhee, 6 Ga. App. Fourl, 11 Fed. 844. 631, 65 S. E. 686. And see also Illinois. — Morgan v. Roberts, 38 111. supra, §§ 453, 558. 67. 6 See supra, § 578. Massachusetts. — White v. Harlow, 5 '' Taylor v. Black Diamond Coal Gray 463. Min. Co., 86 Cal. 589, 25 Pac. 51 ; 1006 LIENS GENEEALLY. [§ 612 may be enforced by the assignee.' But where an attorney has a charging lien against several joint litigants, it would seem that his right to a lien as against them is indivisible, and, therefore, he cannot assign his claim against some of them only.' It has also been held that an attorney is bound to give his client an oppor- tunity to pay the lien, and obtain a release thereof; and that to sell the lien to the adverse party without affording such opportu- nity, is in fraud of the client's right.*" § 612. Waiver or Loss of Retaining Lien. — As a general rule, the lien of an attorney on the papers or other property of his client which comes into his possession, terminates when his client's interest therein terminates.'* So, possession being essen- tial to a retaining lien,*^ a voluntary surrender of the property will constitute a waiver thereof.*' A waiver may also result from the fact that the attorney sued for his fees and reduced the claim therefor to judgment,** or that he abandoned the business under- taken by him without cause.** And where an attorney makes a Day V. Bowman, 109 Ind. 383, 10 N. E. 126; Sibley v. Pine County, 31 Minn. 201, 17 N. W. 337; Leask v. Hoagland, 64 Misc. 156, 118 N. Y. S. 1035. Compare Chappell v. Dann, 21 Barb. (N. Y.) 17. 8 Muller V. New York, 23 Civ. Proc. 261, 29 N. Y. S. 1096; Fisher v. Mylius, 62 W. Va. 19, 57 S. E. 276. SMulford V. Hodges, 10 Hun (N. Y.) 79. 10 Taylor v. Young, 56 Mich. 285, 22 N. W. 799. 11 Jackson v. American Cigar Box Co., 141 App. Div. 195, 126 N. Y. S. 58. l« See supra, § 576. 13 United States. — In re Wilson, 12 Fed. 235, 26 Alb. L. J. 271. Alaiama. — German v. Browne, 137 Ala. 429, 34 So. 985. Illinois. — Nichols v. Pool, 89 111. 491. Mississippi. — Stewart v. Flowers, 44 Miss. 518, 7 Am. Kep. 707. Neto HampsMre. — Dennett v. Cutts, 11 N. H. 163. New York. — Weber v. Werner, 138 App. Div. 127, 122 N. Y. S. 943. Pennsylvania. — Dubois's Appeal, 38 Pa. St. 231, 80 Am. Dee. 478. South Dakota. — Winans v. Grable, 18 S. D. 182, 99 N. W. 1110. Texas. — Casey v. March, 30 Tex. 184. WOfSMngton. — Gottstein v. Harring- ton, 25 Wash. 508, 65 Pac. 753. West Virginia. — Hazeltine v. Keenan, 54 W. Va. 600, 46 S. E. 609, 102 Am. St. Rep. 953. 1* Jones V. Circuit Judge, 95 Mich. 289, 54 N. W. 876. And see also supra, § 609. IB Commerell v. Poynton, 1 Swanst. (Eng.) 1; Hektograpli Co. v. Fourl, 11 Fed. 844; In re Kieser, 137 App. § 612] LIENS GENEEALLT. 1007 formal declaration of trust in favor of his client, with the state- ment that he holds property for certain purposes, and in no other way, and that upon the conveyance of such property to such per- sons as the cestui que trust may designate, he will pay over the proceeds of the sale to the latter, he expressly waives any lien he may have had thereon for services rendered as attorney to the cestui que trust}^ But a retaining lien is not lost because the prop- erty to which it attached was surrendered under an order of court on the giving of security," or by the surrender of such property to a receiver of the client with written notice of the lien,'' or be- cause the attorney received a payment on account for his serv- ices ; '* nor will the insanity of the client, and the appointment of a guardian, divest the attorney's retaining lien.^" Div. 177, 121 N. Y. S. 1070. See also " Cory v. Harte, 13 Daly (N. Y.) supra, § 610. 147. 16 West V. Bacon, 164 N. Y. 425, 58 19 In re Holins, 197 N. Y. 361, 90 N. E. 522, modifying' 13 App. Div. 371, N. E. 997. 43 N. Y. S. 206. And see also infra, 20 State v. District Court, 30 Mont. § 619. 8, 75 Pac. 516; Matter of Stenton, 53 " See infra, § 577. Misc. 515, 105 N. Y. S. 295. CHAPTEE XXIV. EIGHTS AND PROPERTY AFFECTED BY LIEN. Cause of Action. 613. Right to Lien on Cause of Action. 614. Validity of Statutes Creating Lien. 615. Extent of Lien. 616. Cause of Action for Personal Tort. 617. When Lien Accrues. Money and Funds. 618. Funds in Hands of Adverse Party. 619. Funds in Hands of, or Owing to, Executors, Administrators, or Trus- tees. 620. Legacies and Distributive Shares. 621. Attached Funds. 622. Appropriations and Other Government Funds. 623. Money Paid into Court. 624. Fund in Equity. 625. Attorney's Aid and Client's Participation Necessary. 626. Lien Follows Fund. Real and Personal Property. 627. Lien on Land in Absence of Statute. 628. Lien Created by Contract. 629. Lien on Land by Virtue of Statute. 630. Necessity of Recovery. 631. Partition Proceedings. 632. Homesteads. 633. Personal Property. Judgments, Decrees, and Awards. 634. Judgments and Decrees Generally. 635. As Affected by Nature of Judgment. 636. Extent of Lien. 637. Judgments and Decrees for Alimony. To What Retaining Lien Attaches, 638. Property in Possession. 639. Possession Must Be Consistent with Lien. 1008 613] ItlGIITS AND PEOPEKTY AFFECTED BY LIEN. 1009 Cause of Action. § 613. Right to Lien on Cause of Action. — At common law an attorney was not entitled to a lien on his client's cause of action,^ although it has been intimated that the court, in its dis- cretion, had the power to protect an attorney in the collection of his fees where the facts warranted such action ; ^ thus, in a Penn- sylvania case wherein it appeared that the defendant was about to remove or fraudulently transfer his property, a cautionary judg- ment was entered against him on petition presented in open court. This procedure, however, was taken in the interest of the plaintiff, but it would seem to have some bearing, more or less, according to the local practice, and an attorney's right to a lien under the local laws, on the question under consideration. It is undoubtedly a recognition of the right of the court to take action prior to judg- ment in the interest of justice.* In several jurisdictions, however, the client's cause of action 1 United States. — Swanston v. Morning Star Min. Co., 13 Fed. 215, 4 McCrary 241 ; Sherry v. Oceanic Steam Nav. Co., 72 Fed. 565; In re Baxter, 154 Fed. 22, 83" C. C. A. 106. Arkansas. — DeGraffenreid v. St. Louis S. W. E. Co., 66 Arlc. 260, 50 S. W. 272. District of Columbia. — Lamont v. Wasliington & •Georgetown R. Co., 2 Maclv-ey 502, 47 Am. Eep. 268. Louisiana. — Smitli v. Vicl» ' '^ 15 Lucas V. Campbell, 88 111. 447 ; (Tenn.) 321. jj^j^y ^_ Hancock, (Tex.) 77 S. W. 11 Koons V. Beach, 147 -id. 137, 45 658. And see McDonald v. The Cabot, N. E. 601, 46 N. E. 587. Newb. 348, 16 Fed. Cas. No. 8,759. 1020 EIGHTS AND PEOPEETY AFFECTED BY LIEN. [§ 622 on funds which the plaintiff had caused to be garnished in the hands of a third party. Said the court : "This money was neither in the hands of the attorney nor in the hands of the adverse party. It was money in the hands of a third party, who, it is true, had been garnished in the action in which Lane was employed, but who was still in possession of the fund. It had never been paid into court, but was held by the garnishee at the request of the attorney of the attaching plaintiff. Even if it had been paid into court, it would not fall within the letter of the statute which gives a lien only upon money in the hands of the attorney himself, or in the possession of the adverse party." ^* Of course, it will be recalled that as to money in his possession, the attorney is entitled to a retaining lien for his compensation." § 622. Appropriations and Other Government Funds. — An attorney's lien for services rendered cannot be asserted against money appropriated to his client by an act of the legislature while such money is in the custody of the state treasurer. Indeed, it may well be doubted if, in any case, an attorney's lien can be suc- cessfully asserted against money appropriated by the legislature to any person or corporation, public or private, while in the hands, or under the control, of an officer of the state. It would be con- trary to good public policy and detrimental to the due adminis- tration of the affairs of the state to permit its officers to be harassed and hindered in the discharge of their duties by parties asserting rights, either by way of attorney's liens, attachments, garnishment proceedings, or otherwise, to such funds.*' Thus, it has been held that money appropriated by the legislature to reimburse an election contestant for his expenses, is not subject to an attorney's le Phillips V. Hogue, 63 Neb. 192, upon the United States shall be void 88 N. W. 380. unless made with certain formalities, 17 See infra, § 638. And see also it has been held that no lien on a supra, §§ 537-577. judgment against the United States 18 State V. Moore, 40 Neb. 854, 59 exists by implication in favor of an N. W. 755, 25 L.R.A. 774. attorney for prosecuting the same un- Claims against United States. — der a special agreement for an in- (Jnder U. S. Rev. State., § 3477 (2 terest therein. Manning v. Leighton, Fed. St. Ann. 7), providing that all 65 Vt. 84, 26 Atl. 258, 24 L.R.A. transfers and assignments of claims 684. § 623] EIGHTS AND PKOPEETY AFFECTED BY LIEN. 1021 charging lien.^* !N"or does a statute giving an attorney a lien on claims put in his hands for collection, authorize the retention of money collected for the state, where it is also provided by law that all public moneys shall be paid into the state treasury.*" So, it has been held that, in the absence of legislative authority, the gov- ernor of a state has no power to employ counsel to represent the state so as to entitle such counsel to a statutory lien for his com- pensation.^ And it has also been held that where a party under- takes, on behalf of himself and other taxpayers of a county, to prevent the illegal expenditure of money, or to recover money illegally expended, he cannot, without direct statutory authority, expect his attorneys to be paid by the county. The sum expended by him is simply a contribution made towards good government, and he must find his recompense in the conviction that he has per- formed his duty as a citizen ; and an attorney who undertakes such employment must look alone to the taxpayer who employed him.* § 623. Money Paid into Court. — In several jurisdictions wherein the right of an attorney to a charging lien for his services is recognized, either as a matter of general law or by legislation, money or funds paid into court as the result of the attorney's serv- ices will be charged with a lien for his compensation.^ ISTotice of an application to withdraw a fund from court should be given to an attorney who has a lien upon it ; * and where a fund so charged has been withdrawn from the court in fraud of the at- torney's rights with respect thereto, the court has power to recall it, upon a satisfactory showing that the withdrawal was irregular.* But it has been held, in those states which do not recognize a charging lien, that the mere fact that money has been paid into iSHallam o. Coulter, 115 Ky. 313, McDonald v. Napier, 14 Ga. 89; At- 73 S. W. 772, 24 Ky. L. Eep. 2200. lantic Sav. Bank v. Hetterick, 5 2i>Hendriek v. Posey, 104 Ky. 8, 45 Thomp. & C. (N. Y.) 239; Ford v. S. W. 525, 46 S. W. 702, 20 Ky. L. Gilbert, 44 Ore. 259, 75 Pac. 138. Eep. 359. 4 Dennis v. Kent Cir. Judge, 42 1 Compton V. State, 38 Ark. 601. Mich. 249, 3 N. W. 950. 2 Marion County v. Rives, 133 Ky. 5 Dennis v. Kent Cir. Judge, 42 477, 118 S. W. 309. Mich. 249, 3 N. W. 950. 3 Randall v. Archer, 5 Fla. 438; 1022 EIGHTS AND PEOPEETT AFFECTED BT LIBIT. [§ 624 court does not authorize the imposition of a lien thereon in favor of the attorney, even though such payment resulted from his serv- ices.* § 624. Fund in Equity. — It is well settled that an attorney is entitled to compensation out of a fund which has been brought into a court of equity by his aid, and to which he looks for pay- ment.'' Strictly speaking, perhaps, the fund is not actually charged with a lien ; indeed, it is rather in the nature of an equi- table allowance; but it has the effect of a lien, and is frequently spoken of as such.* Thus, under a state law which gave an attor- ney a lien upon the cause of action of his client which attached "to the proceeds thereof in whosesoever hands they may come," and which might be enforced by a suit in equity against the client or any party holding the proceeds, it was held that the attorneys for a stockholder in suits brought on behalf of all the stockholders against certain directors of a corporation, to compel them to ac- count for and pay over to the corporation the amount of illegal dividends declared and paid by them from the capital, as a result of which the defendants paid over a large sum to the corporation, are entitled to a lien on the fund so created for their services.' In 6 Appeal of Dubois, 38 Pa. St. 23], 257, 18 U. S. App. 27, 6 C. C. A. 326; 80 Am. Dee. 478; Thompson v. Boyle, In re Baxter, 154 Fed. 22, 83 C. C. A. 85 Pa. St. 477; Quakertown & E. K. 106. Co. V. Guarantors' Liability Indemni- Alabama. — Strong v. Taylor, 82 ty Co., 206 Pa. St. 350, 55 Atl. 1033; Ala. 213, 2 So. 760; Higley v. White, Patrick v. Bingaman, 2 Pa. Super. 102 Ala. 604, 15 So. 141; Kelly v. Ct. 113; Scybert v. Salem Tp., 22 Pa. Horsely, 147 Ala. 508, 41 So. 902. Super. Ct. 459. See also Cain v. Pennsylvania. — Spencer's Appeal, 6 Hockensmith Wheel & Car Co., 157 Sad. 488, 9 Atl. 523; McKelvy's Ap- Fed. 992. peal, 108 Pa. St. 615; Price's Appeal, 7 See supra, §§ 477-479. 116 Pa. St. 410, 9 Atl. 856; Patrick «. ^United States. — Wolfe v. Lewis, Bingaman, 2 Pa. Super. Ct. 113; 19 How. 280, 15 U. S. (L. ed.) 643; Seybert v. Salem Tp., 22 Pa. Super. Central R. & Banking Co. v. Pettus, Ct. 459. 113 U. S. 116, 5 S. Ct. 387, 28 U. S. West Virginia. — Weigand v. Alli- (L. ed.) 915; Ex p. Plitt, 2 Wall. Jr. ance Supply Co., 44 W. Va. 133, 28 S. (C. C.) 453, 19 Fed. Cas. No. 11,228; E. 803. Mahone «. Southern Tel. Co., 33 Fed. 9Meighan v. American Grass Twine 702; Adams v. Kehlor Milling Co., 38 Co., 154 Fed. 346, 83 C. C. A. 124. Fed. 281; Blair v. Harrison, 57 Fed. §§ 625, 626] EIGHTS AND PEOPEBTY AFFECTED BY LIEN. 1023 such cases the amount to which the attorney is entitled may be determined by the court itself, or through an auditor ; the matter need not be referred to the jury." But it is essential, in most cases at least, that the client should be entitled to participate in the fund." § 625. Attorney's Aid and Client's Participation Neces- sary. — In order that an attorney may be entitled to a lien on funds, either in courts of law or equity, it is, as a general rule at least, essential that such funds were procured with the aid of the attorney's services.** An attorney's interest can be no greater than that of his client,*' and he will not be entitled to a lien as against funds in the distribution of which his client did not par- ticipate,** or the procurement of which he resisted.** § 626. Lien Follows Fund. — As a general rule, an attorney's charging lien will follow the fund to which it has attached, and cling to any property into which it can be traced, at least until it reaches the hands of a bona fide purchaser.*® Thus, where a plaintiff in foreclosure proceedings took land instead of money, lOMeKelvy's Appeal, 108 Pa. St. Miohigan. — Canney v. Caiiney, 131 615. Mich. 363, 91 N. W. 620, 9 Detroit 11 See infra, § 625. Leg. N. 356. 12 Fulton V. Harrington, 7 Houst. 'iSew York. — Matter of Brackett, (Del.) 182, 30 Atl. 856; Com. v. Me- 114 App. Div. 257, 99 N. Y. S. 802, chanics' Mut. Fire Ins. Co., 122 Mass. affirmed 189 N. Y. 502, 81 N. E. 1160; 421 ; Lindner v. Hine, 84 Mich. 511, Mooney v. Mooney, 29 Misc. 707, 7 N. 48 N. W. 43 ; Schmertz v. Hammond, Y. Ann. Cas. 257, 62 N. Y. S. 769. 51 W. Va. 408, 41 S. E. 184. Oreffow.— Ford v. Gilbert, 44 Ore. 13 Baltimore & 0. K. Co. v. Brown, 259, 75 Pac. 138. 79 Md. 442, 29 Atl. 524; Moses v. West Virginia. — Schmertz v. Ham- Ocoee Bank, 1 Lea (Tenn.) 398. mond, 51 W. Va. 408, 41 S. E. 184. 1* United States. — Gregory v. Pike, 16 Lehman v. Tallasaee Mfg. Co., 64 67 Fed. 837, 21 U. S. App. 658, 15 C. Ala. 567; Ball v. Vason, 56 Ga. 264; C. A. 33. Thompson v. Thompson, 65 S. W. 457, Georgia. — Waters v. Greenway, 17 23 Ky. L. Eep. 1535. Ga. 592 ; Mitchell v. Atkins, 71 Ga. 16 Noftzger v. Moflfett, 63 Kan. 354, 681. 65 Pac. 670; Conlding v. Austin, 111 Kentucky.— WsLthen v. Russell, 47 Mo. App. 292, 86 S. W. 911. S. W. 437, 20 Ky. L. Eep. 709. 1024 EIGHTS AND PKOPEETY AFFECTED BY LIEN. [§ 627 the attorney's lien attached to the land." So, where an attorney was retained to collect certain demands out of which he was to be paid, andj pending suit, the client purchased land from the defendant for the amount of the claim, it was held that the at- torney had an equitable lien on the land.*' !N"or can the lien be defeated by fraud or artifice in transactions of this kind.*® Real and Personal Property. § 627. Lien on Land in Absence of Statute. — In the ab- sence of statutory authority therefor, an attorney's charging lien does not attach to his client's land, even though it may have been the subject-matter of the litigation wherein the lien accrued,^" excepting, possibly, under an express contract providing for such a lien.* It has been held, however, that an attorney's charging lien attached to a decree, for a certain sum, which charged a lien on land in default of payment within a certain time.^ And it has also been held that the charging lien will be transferred to land taken by the client in satisfaction of a judgment,^ or a claim for 17 Porter v. Hanson, 36 Ark. 59] . Iowa. — Keehn v. Keehn, 115 la. 467, See also Loofbourow v. Hicks, 24 88 N. W. 957. Utah 49, 66 Pac. 602, 55 L.R.A. 874. jSTonsos.— Holmes v. Waymire, 73 18 Fitzgerald's Ex'r v. Irby, 99 Va. Kan. 104, 9 Ann. Cas. 624, 84 Pac. 81, 37 S. E. 777, 3 Va. Sup. Ct. Rep. 558. 1. See also Mcintosh v. Bach, 110 Louisiana.— Mechamcs' & Traders' Ky. 701 62 S. W. 515. ^"^' ^°- *'• Levi, 40 La. Ann. 135, 3 So. 19 Conkling v. Austin, 111 Mo. App. ^^^• 292 86 S W 911 Mississippi. — Stewart v. Flowers, 20 Alalama.-mnson v. Gamble, 65 "4 Miss. 513, 7 Am. Eep. 707; Martin Ala. 605; Lee v. Winston, 68 Ala. "■ Harrington 57 Miss. 208 ,„^ ,.. ^ „ , ^, „.. ,, Fermonf.—Smalley «;. Clark, 22 Vt. 402 ; McCullough v. Flournoy, 69 Ala. ■' 189; McWilliams v. Jenkins, 72 Ala. ^^^^ Virginia.-Foy^ler v. Lewis' 480; Higley v. White, 102 Ala. 604, 15 ^^^.^^ gg ^ ^a. 112, 14 S. E. 447; So. 141; Kelly v. Horsely, 147 Ala. -^^^^ ^ p^^gj.^ 36 w. Va. 200, 14 S. 508, 41 So. 902; Carroll v. Draughon, e, ggg. McCoy v. McCoy, 36 W. Va. 154 Ala. 430, 45 So. 919. 772^ 15 s. E. 973. Illinois.— Humphrey v. Browning, i gee the following section. 46 HI. 476, 95 Am. Dec. 446; La 2 Higley v. White, 102 Ala. 604, 15 Framboise i'. Grow, 56 111. 197; Smith So. 141. V. Young, 62 111. 210. s See infra, % 634. §§ 628, 629] EIGHTS AND PEOPEETY AFFECTED BY LIEN. 1025 money.* In this connection it will be recalled that an attorney's charging lien on a judgment recovered for his client has been recognized in some jurisdictions as a common-law right/ and it naturally follows that where such judgment is, under the local law, a lien on the adversary's land, the attorney's charging lien also becomes, though indirectly, a charge thereon. § 628. Lien Created by Contract. — In some jurisdictions a lien may be created by a contract, between the attorney and his client, whereby it is expressly agreed that the attorney is to have a lien upon land as security for the payment of his compensation,® or whereby the attorney is given an undivided interest in land to be recovered.' Thus, in Louisiana, it was held that, although a conveyance of land to an attorney for compensation for profes- sional services was void, the attorney, nevertheless, was entitled to a privilege on the land for such sums as were expended by him for the client's benefit.' But a contract under which an attorney was to be compensated "out of the purchase money to be received from the sale of property," was held not to create a lien on the property.® So, where the owner of land, which had been con- demned for public use, agreed to pay his attorney a share of the award which was "to be a lien on the property," it was held that such contract was not effective as against one who, pending the condemnation proceedings, had procured a decree against the landowner for the specific performance of a contract of sale for the land in question, "subject to the judgment of condemnation." '" § 629. Lien on Land by Virtue of Statute. — The right of an attorney to a charging lien for his services as against land * Porter v. Hanson, 36 Ark. 59]. as to the creation of a lien by contract See also Mcintosh v. Bach, 110 ICy. generally. 701, 62 S. W. 515. And see supra, 1 Hoifman v. Vallejo, 45 Cal. 564. § 626. 8 Hodges v. Ory, 48 La. Ann. 54, 18 BSee infra, § 634. So. 899. « Mackall v. Willoughby, 167 U. S. 9 Weiss v. Gullett, 18 Colo. App. 681, 17 S. Ct. 954, 42 U. S. (L. ed.) 122, 70 Pac. 442. 323; Smith v. Young, 62 111. 210; " Grigg v. McNulty, 5 Misc. 334, Adams v. Schmitt, 68 N. J. Eq. 168, 25 N. Y. S. 504. 60 Atl. 345. And see supra, § 583, Attya. at L. Vol. II.— 65. 1026 EIGHTS AND PKOPEETY AFFECTED BY LIEN. [§ 630 ■which is the subject-matter of litigation, in which he has heen re- tained, is now recognized by legislation in many states ; ^^ and such lien will not be affected by the conveyance of the land pend- ing suit.^^ In the event of such conveyance, it has been held that the attorney's lien should be satisfied out of property in the in- verse order of alienation.*' Of course, an attorney's lien cannot exist with respect to property to which his client has neither claim nor title.** § 630. Necessity of Recovery. — It has been held under statute prevailing in some jurisdictions that, in order to be en- titled to a charging lien as against land, it is essential, not only that the land should be the subject-matter of the litigation, but, also, that it must have been "recovered" therein.** Where this rule obtains, a lien will not arise from the mere fact that the at- 11 Arkansas. — Porter v. Hanson, 36 Ark. 591; Lane v. Hallum, 38 Ark. 385; McCain v. Portia, 42 Ark. 402; Hershy v. Duval, 47 Ark. 86, 14 S. W. 469; Greer v. Ferguson, 56 Ark. 324, 19 S. W. 966; Greenlee v. Rowland, 85 Ark. 101, 107 S. W. 193. Colorado. — Fillmore v. Wells, 10 Colo. 228, 15 Pac. 343, 3 Am. St. Kep. 567. Georgia. — Usry v. Usry, 64 Ga. 579 ; Fry V. Calder, 74 Ga. 7; Strohecker V. Irvine, 76 Ga. 639, 2 Am. St. Rep. 62; Wooten v. Denmark, 85 Ga. 578, 11 S. E. 861; Lovett v. Moore, 98 Ga. 158, 26 S. E. 498. Indiana. — Wood v. Hughes, 138 Ind. 179, 37 N. E. 588. Kentucky. — Mcintosh v. Bach, 110 Ky. 701, 62 S. W. 515. See also Reid V. Punch, 2 Ky. L. Rep. 62. New York. — N. Y. Judiciary Law, § 475 ; Grigg v. McNulty, 5 Misc. 334, 25 N. Y. S. 504 ; Skinner v. Busse, 38 Misc. 265, 11 N. Y. Ann. Cas. 156, 77 N. Y. S. 560. Tennessee. — Hunt v. McClanahan, 1 Heisk. 503; Perkins v. Perkins, 9 Heisk. 95; Sharp v. Fields, 5 Lea 326; Hill V. Hill, 62 S. W. 209. Tt is not clear whether, in this state, the lien exists on land by virtue of statutory authority or not. Texas. — Chapman v. Sneed, 17 Tex. 428; Wade v. Flanary, 108 S. W. 506, reversed as to other points, 102 Tex. 63, 113 S. W. 8. Utah. — Comp. Laws of Utah, § 135. 12 McCain v. Portis, 42 Ark. 402; Lovett V. Moore, 98 Ga. 158, 26 S. E. 498; Hunt v. McClanahan, 1 Heisk. (Tenn.) 503; Sharp v. Fields, 5 Lea (Tenn.) 326. 13 Butts V. Carey, 143 App. Div. 356, 128 N. Y. S. 533. See also Morrison i>. Ponder, 45 Ga. 167. 11 Joseph's Adm'r v. Lapp's Adm'r, 78 S. W. 1119, 25 Ky. L. Rep. 1875; In re Brackett, 114 App. Div. 257, 99 N. Y. S. 802, affirmed 189 N. Y. 502, 81 N. E. 1160. See also La Fram- boise V. Grow, 56 111. 197. 16 Eginton v. Rusk, 3 Ky. L. Rep. 689. § 630] EIGHTS AND PROPERTY AFFECTED BY LIEN. 1027 tomey successfully defended his client's title, ^' or aided in the removing of a cloud therefrom, *'' or prevented the establishment of a resulting trust thereon." ISTor will a charging lien accrue for services rendered to a grantee in a suit brought by his grantor to rescind the sale.'® So, it has been held that an attorney is not entitled to a charging lien against land by merely averting a forced sale thereof.^" And where the client's right to land has been established on condition that he pay the defendant a certain sum, it seems that such payment will be a condition precedent to the right of the attorney to have a lien charged on the land.' But land purchased by a mortgagor in foreclosure proceedings has been said to be "recovered." * And where an attorney, at the instance of minority stockholders, restored property to the corporation which had been fraudulently disposed of by its officers, it was held that the attorney "recovered" the property, and was entitled to a lien thereon.' So, where a client's land was taken possession of by his adversary, under a decision of the trial court, and such decision was reversed on appeal, whereupon the possession was sur- rendered to the client, it was held that the client "recovered" the land.* And where an attorney's compensation, under a contract with his client, was dependent on the recovery of certain land, it was held that the agreement should be liberally construed, and that land which, in consequence of the attorney's services, came into the client's possession, and was held by him without inter- ruption, was, in fact, "recovered." " 16 Greer v. Ferguson, 56 Ark. 324, l Usry v. Usry, 64 Ga. 579. 19 S. W. 966; Greenhill v. Bowling's ^Wooten v. Denmark, 85 Ga. 578, Adra'r, 13 Ky. L. Eep. 495; Lytle v. 11 S. E. 861. Bach, 93 S. W. 608, 29 Ky. L. Rep. » Grant v. Lookout Mountain Co.„ 424. 93 Tenn. 691, 28 S. W. 90, 27 L.R.A. " Hershy v. Du Val, 47 Ark. 86, 14 98. S. W. 469. * Greenlee v. Rowland, 85 Ark. 101, "Garner v. Garner, 1 Lea (Tenn.) 107 S. W. 193. 29. 5Mackall v. Willoughby, 167 U. S. WEginton V. Rusk, 3 Ky. L. Eep. 681, 17 S. Ct. 954, 42 U. S. (L. ed.) 689. See also Landreth v. Powell, 122 323. Tenn. 195, 121 S. W. 500. 20Hodnett v. Bonner, 107 Ga. 452, 33 S. E. 416. 1028 EIGHTS AND PEOPEETY AFPECTED BY LIEN. [§§ 631, 632 § 631. Partition Proceedings. — In most jurisdictions pro- vision is made by statute for the payment of counsel fees in par- tition proceedings, especially where they are ex parte. The com- pensation so provided for is usually taxed as part of the costs,* or charged as a lien upon the land.'' But in some states an attorney is not entitled to a lien for services rendered by him in partition proceedings,' nor can the allotment of land in such a proceeding be said to be a recovery thereof.® ISox is the attorney of a de- fendant entitled to a lien in case of settlement."* Of course, it is possible that partition proceedings may be included in those stat- utes, prevailing in some jurisdictions, which provide for a lien upon the client's cause of action or judgment.*^ § 632. Homesteads. — That the property, in connection with which professional services have been rendered, is a homestead, does not make it any the less subject to an attorney's charging lien.^^ And where an attorney prevented the sale of a homestead under an attachment, and procured the rescission of a fraudulent conveyance thereof, it was held that he was entitled to a lien on the theory that he had "recovered" the property.^' But an appli- 6 See supra, § 479. See also Hab- 901 ; Cozzens v. Whitney, 3 R. I. berston v. Habberston, 156 111. 444, 41 79. N. E. 222 ; Potts V. Gray, 60 Miss. 57 ; 9 Gibson v. Buckner, 65 Ark. 84, 44 HofTman v. Smith, 61 Miss. 544; Neb- S. W. 1034. And see supra, §. 630. lett V. Neblett, 70 Miss. 572, 12 So. See also Horn v. Horn, 115 App. Div. 598. 292, 100 N. Y. S. 790. TCreighton v. Ingersoll, 20 Barb. lo Horn t). Horn, 135 App. Div. 292, (N. Y.) 541; Cohn v. Polstein, 41 100 N. Y. S. 790. Misc. 431, 84 N. Y. S. 1072; Vaughn "As to the right to a lien on a V. Vaughn, r2 Heisk. (Tenn.) 472; cause of action generally, see supra, Keith V. Fitzhugh, 15 Lea (Tenn.) 50. §§ 613-617. And as to liens on judg- See also Martin v. Kennedy, 83 Ky. ments generally, see mfra, §§ 634- 335, 344. 637. 8 Boyle V. Boyle, 116 Fed. 764 J2 Patrick v. Morrow, 33 Colo. 509, (cited under the laws of Pennsylva- 81 Pac. 242, 108 Am. St. Rep. 107; nia) ; Gibson v. Buckner, 65 Ark. 84, Strohecker v. Irvine, 76 Ga. 639, 2 44 S. W. 1034; Gladney v. Rush, 68 Am. St. Rep. 62; McLean v. Lerch, Ark. 80, 56 S. W. 448; Newbaker v. 105 Tenn. 693, 58 S. W. 640. Alricks, 5 Watts (Pa.) 183; Brown's 13 McLean v. Lerch, 105 Tenn. 693, Estate, 131 Pa. St. 352, 18 Atl. 58 S. W. 640. §§ 633, 634] RIGHTS AND PBOPEETY AFFECTED BY LIEK. 1029 cation for the setting apart and valuation of a homestead is not a suit for money, nor the recovery of real or personal property.** § 633. Personal Property. — So, also, an attorney's lien at- taches to personal property in some jurisdictions. In some statutes the word "property" is used generally, and in others it is speciiied that the lien of an attorney may attach to either real or personal property,** to the extent of the client's interest therein.*® Thus, an attorney's lien will attach to the bonds of a railway company where he has been employed to protect his client's interest therein in foreclosure proceedings." The lien so acquired follows the prop- erty, and will attach to money into which the property has been converted.** In the absence of statute, however, an attorney's lien does not attach to personal property; and whether such property is made subject to the lien by statute must be determined from an examination of the local law.*® Judgments, Decrees, and Awards. § 634. Judgments and Decrees Generally. — The right of an attorney to a charging lien on a judgment recovered by him for his client, as security for his compensation, is now recognized in nearly every jurisdiction,^" and will be protected in courts of law WHaygood u. Dannenberg, 102 Ga. 441, 1 Dowl. & L. 542; Griffin v. 24, 29 S. E. 293. Eyles, 1 H. Bl. 122; Cox v. Prichard, 16 Lane v. Hallum, 38 Ark. 385 ; 20 L. J. Q. B. 353 ; Slater v. Suther- Wooten V. Denmark, 85 Ga. 578, 11 land, 33 L. J. Q. B. 37. S. E. 861; Lovett v. Moore, 98 Ga. i7«i*ed S«o*e«.— Central R., & B. Co. 158, 26 S. E. 498; Meyers v. Bloon, 20 ^_ p^ttug^ ^jg u. s. 116, 5 S. Ct. 387, Tex. Civ. App. 554, 50 S. W. 217. 28 U. S. (L. ed.) 915; Tuttle v. Claf- la Garr .. Breeze, 10 Ky. L. Rep. 77 j.^^ gg ^^^ g^^ (abstract). l7Coet;.East&WestR.Co.of Ala- ^J«6ama.-Warfield v. Campbell, bama, 65 Fed. 16. 3« ^^- S", 82 Am. Dec. 724; Ex p. 18 Noftzger v. Moffett, 63 Kan. 354, Lehman Durr & Co., 59 Ala. 631 ; 65 Pac. 670. See supra, § 626. McWilliams v. Jenkins, 72 Ala. 480; 19 Goslin V. Campbell, 7 Ohio Dee. Higley v. White, 102 Ala. 604, 15 So. (Reprint) 456, 3 Cine. L. Bui. 369. 1*1; Kelly v. Horsely, 147 Ala. 508, 80 Bmt/iand.— Sullivan v. Pearson, L. 41 So. 902; Carroll v. Draughon, 154 R. 4 Q. B. 153, 38 L. J. Q. B. 65; Ala. 430, 45 So. 919; Fuller v. Clem- Barker V. St. Quintin, 12 M. & W. mons, 158 Ala. 340, 48 So. 101. 1030 EIGHTS AND PEOPEETY AFFECTED BY LIEN. [§ 634 Arkansas, — Sexton v. Pike, 13 Ark. 193. Colorado^ — Fillmore v. Wells, 10 Colo. 228, 15 Pac. 343, 3 Am. St. Rep. 567; Johnson v. McMillan, 13 Colo. 423, 22 Pac. 769. Connecticut. — Andrews v. Morse, 12 Conn. 444, 31 Am. Dec. 752; Cooke v. Thresher, 51 Conn. 105; De Wande- laer v. Sawdey, 78 Conn. 654, 63 Atl. 446. Florida. — Carter v. Davis, 8 Fla. 183. Indiana. — Blair v. Lanning, 61 Ind. 499; Hanna v. Island Coal Co., 5 Ind. App. 163, 31 N. E. 846, 51 Ara. St. Rep. 246; Miedreich v. Rank, 40 Ind. App. 393, 82 N. E. 117. Iowa. — Hubbard v. Ellithorpe, 135 la. 259, 112 N. W. 796, 124 Am. St. Rep. 271. Kentucky. — Harlan v. Bennett, 127 Ky. 572, 106 S. W. 287, 128 Am. St. Rep. 360, 32 Ky. L. Rep. 493. Maine. — Potter v. Mayo, 3 Greenl. 34, 14 Am. Dec. 211; Gammon v. Chandler, 30 Me. 152 ; Hobson v. Wat- son, 34 Me. 20, 56 Am. Dec. 632 ; Bick- ford V. Ellis, 50 Me. 121. Massachusetts. — Woods v. Verry, 4 Gray 357; Baker v. CooI<, 11 Mass. 236; Bruce v. Anderson, 176 Mass. ISl, 57 N. E. 354. Minnesota. — ^Northrup v. Hayward, 102 Minn. 307, 12 Ann. Cas. 341, 113 N. W. 701. Mississippi. — Stewart v. Flowers, 44 Miss. 513, 7 Am. Rep. 707. Missouri. — Taylor v. St. Louis Transit Co., 198 Mo. 715, 97 S. W. 155. Nebraska. — Griggs v. White, 5 Neb. 467; Taylor v. StuU, 79 Neb. 295, 112 N. W. 577. New Hampshire. — ^Young v. Dear- born, 27 N. H. 324; Currier v. Boston & M. R. R., 37 N. H. 223; Christie V. Sawyer, 44 N. H. 298. New York. — N. Y. Judiciary Law, § 475; Williams v. IngersoU, 23 Hun 284; Pulver v. Harris, 52 N. Y. 73; Goodrich v. McDonald, 112 N. Y. 157, 19 N. E. 649; Matter of Regan, 167 N. Y. 343, 60 N. E. 656; Fischer-Han- sen V. Brooklyn Heights R. Co., 173 N. Y. 492, 66 N. E. 395; Serwer v. Serwer, 91 App. Div. 538, 86 N. Y. S. 838; Agricultural Ins. Co. v. Smith, 112 App. Div. 840, 35 Civ. Proc. 338, 98 N. Y. S. 347 ; Dimick v. Cooley, 3 Civ. Proc. 141; Kipp v. Rapp, 7 Civ. Proc. 316; Keenan v. Durfinger, 12 Abb. Pr. 327 note; Ackerman v. Ack- erman, 14 Abb. Pr. 229; Cragin v. Travis, 1 How. Pr. 157; Ward v. Syme, 9 How. Pr. 16; Sherwood v. Buffalo & N. Y. C. R. Co., 12 How. Pr. 136; Haight v. Holcomb, 16 How. Pr. 160, 7 Abb. Pr. 210; Owen v. Ma- son, 18 How. Pr. 156; Adams v. Fox, 27 How. Pr. 409; Crotty v. Mac- Kenzie, 52 How. Pr. 54; Albert Palmer Co. v. Van Orden, 64 How. Pr. 79; Turno v. Parlce, 2 How. Pr. N. S. 35; Adsit v. Hall, 3 How. Pr. N. S. 373. North Dakota. — Clark v. Sullivan, 3 N. D. 280, 55 N. W. 733; Lown v. Casselman, 141 N. W. 73. South Dakota. — Leighton v. Serve- son, 8 S. D. 350, 66 N. W. 938. Tennessee. — Ex p. Smithson, 108 Tenn. 442, 67 S. W. 864. Texas. — Chapman v. Sneed, 17 Tex. 428 ; Mays v. Sanders, 90 Tex. 132, 37 S. W. 595; Dutton v. Mason, 21 Tex. Civ. App. 389, 52 S. W. 651. '"'^foft..— ^Comp. Laws of Utah, § 135. See also Gray v. Denhalter, 17 Utah 312, 53 Pac. 976. West Virginia. — Reniclc v. Luding- ton, 16 W. Va. 378; Fowler v. Lewis, § 634] EIGHTS AITD PEOPEBTY AFFECTED BY LIEN. 1031 and equity.* As a general rule, liens of this character also cover costs and disbursements.* In most instances the right to a lien upon a judgment is now provided for and regulated by statute. These statutes are not retroactive.' It has been held, however, that the statutory lien is merely declaratory of the common law.* But in some jurisdictions an attorney is not entitled to a charg- ing lien on judgments recovered by him,* excepting, possibly, where there is an agreement providing for such a lien ; * and in others it has been held that, in order to be entitled to a lien, the amount of the attorney's compensation must be fixed by a special contract or professional usage.' So, it has been held that a statute 36 W. Va. 112, 14 S. E. 447; Bent v. Lipscomb, 45 W. Va. 183, 31 S. E. 907, 72 Am. St. Eep. 815; Hazeltine V. Keenan, 54 W. Va. 600, 46 S. E. 609, 102 Am. St. Rep. 953; Fisher v. Mylius, 62 W. Va. 19, 57 S. E. 276. Wisconsin. — Howard t'. Osceola, 22 Wis. 453; Courtney v. McGavock, 23 Wis. 619; Rice v. Garnhart, 35 Wis. 282. 1 Andrews v. Morse, 12 Conn. 444, 31 Am. Dec. 752. As to tlie eflfect of settlement without the attorney's con- sent, see infra, §§ 640-645. ■3 Thayer v. Daniels, 113 Mass. 129; Kinney v. Tabor, 62 Mich. 517, 29 N. W. 86, 512; Barry v. Third Ave. R. Co., 87 App. Div. 543, 84 N. Y. S. 830; Peetsch v. Quinn, 6 Misc. 52, 26 N. Y. S. 729; In re Lazelle, 16 Misc. 515, 40 N. Y. S. 343. But see Robinson v. Hays, 186 Fed. 295, 108 C. C. A. 373, wherein it was held that an attorney, who advanced money to his client to be used in pay- ment of costs and expenses in litiga- tion involving an estate, under an agreement that he was to be repaid from the estate if recovered, has no lien upon a judgment for costs recov- ered for such advances. 8 Young V. Renshaw, 102 Mo. App. 173, 76 S. W. 701. * Brown v. Morgan, 163 Fed. 395. See also Martin v. Hawks, 15 Johns. (N. Y.) 405; Pulver v. Harris, 52 N. Y. 73; Randall v. Van Wagenen, 115 N. Y. 527, 22 N. E. 361, 12 Am. St. Rep. 828. And see supra, § 579. 5 California.— :E,x p. Kyle, 1 Cal. 331 ; Mansfield v. Dorland, 2 Cal. 507. Illinois. — Humphrey v. Browning, 46 ni. 476, 95 Am. Dec. 446; Forsythe V. Beveridge, 52 111. 268, 4 Am. Rep. 612; La Framboise o. Grow, 56 111. 197; Nichols v. Pool, 89 111. 491; Wyman v. Snyder, 112 111. 99, 1 N. E. 469; Story v. Hull, 143 111. 506, 32 N. E. 265; North Chicago St. R. Co. v. Ackley, 171 111. 100, 49 N. E. 222, 44 L.R.A. 177; Bromwell v. Turner, 37 111. App. 561. Maryland. — Levy v. Steinbach, 43 Md. 212. South Carolina. — Scharlock v. Gl- and, 1 Rich. L. 207. 6 Barbee v. Aultman, Miller & Co., 102 la. 278, 71 N. W. 235. And see supra, § 583, as to liens created by contract generally. T Pugh V. Boyd, 38 Miss. 326. 1032 EIGHTS AND PEOPEBTT AFFECTED BY LIEIT. [§ 635 providing for a lien on money due the client in the hands of an adverse party, does not entitle the attorney to a lien on the judg- ment* § 635. As Affected by Nature of Judgment. — Under the 'New York statute an attorney's lien attaches to any verdict, re- port, decision, or judgrnent in his client's favor.' A similar statute prevails in Missouri,^" and in Utah.^* So, in these and some other jurisdictions, a lien will accrue in favor of a defendant's attorney v?ho recovers on a counterclaim.** An attorney's charging lien has been sustained on judgments for tort,** and in proceedings for foreclosure,** condemnation,** and the enforcement of liens.** So, a lien may accrue in proceedings in connection with the probate of a will,*'' or the recovery of a fine,** or in bastardy proceedings.** It has also been held that an attorney is entitled to a lien upon a restraining order, notwithstanding the difficulty he might en- counter in attempting its enforcement.** So, a lien will accrue in special proceedings,* and on an award of arbitrators.* There must, however, be a recovery ; * thus, it has been held that where 8 Patrick v. Leach, 12 Fed. 661 16 Harlan v. Bennett, 106 S. W. 287, (decided under a Nebraska statute) ; 32 Ky. L. Rep. 473. Gibson v. Chicago, M. & St. P. R. Co., " Johnson v. Breckenridge, 4 Ky. L. 122 la. 565, 98 N. W. 474. Compare Rep. 994. the cases cited from those jurisdic- 18 Woolf v. Jacobs, 45 Super Ct. tions under the first note in this sec- (N. Y.) 583. tion. WBickford v. Ellis, 50 Me. 121; 9 N. Y. Judiciary Law, § 475. Taylor v. Stull, 79 Neb. 295, 112 N. W. 16 Taylor v. St. Louis Transit Co., 577. ]98 Mo. 715, 97 S. W. 155. 26 Mt. Sterling Coal Road Co. v. 11 Comp. Laws of Utah, § 135. Cox, 2 Ky. L. Rep. 60. 12 See the statutes cited in the pre- l Webb v. Parker, 130 App. Div. 92, ceding note; and see also supra, § 598. 114 N. Y. S. 489. 13 Bell V. Wood, 7 Ky. L. Rep. 516; « Webb v. Parker, 130 App. Div. 92, Lee V. VanVoorhis, 78 Hun 575, 29 N. 114 N. Y. S. 489; Hutchinson v. How- Y. S. 57], affirmed 145 N. Y. 603, 40 ard, 15 Vt. 544. N. E. 164. And see supra, § 616. 3 Wilson v. House, 10 Bush (Ky.) 14 Griggs V. White, 5 Neb. 467. 406. 16 Wendell v. Binninger, 132 App. An attorney who does not recover Div. 785, 117 N. Y. S. 616; Ferris v. the judgment can claim no lien there- Lawrene, 138 App. Div. 541, 123 N. Y. on because of the fact that he sub- S. 209. sequently represents the judgment 636] RIGHTS AND PBOPERTY AFFECTED BY LIBIT. 1033 the judgment debt was paid out to intervening creditors,* or where there was a compromise before judgment, the statute giving a lien on a judgment had no application.* So, where a judgment has been reversed on appeal, the attorney's lien falls with it.^ It has also been held that a proceeding M'hereby a fund is removed from one state to another, is not such a recovery as will justify the declaration of a lien in favor of the attorney for the moving party.'' § 636. Extent of Lien. — An attorney's charging lien on a judgment extends to all incidents thereof,' and will attach, in- directly, to those things on which the judgment itself is a lien.® Thus, it will attach to securities which have been given for the payment of the judgment,^" and to the proceeds of the judgment,*^ and to land which is taken in satisfaction thereof.*' In some states it is held that, although the attorney's charging lien attaches to creditor, or his assignee. Alden, v. White, 32 Ind. App. 393, 68 N. E. 913; Rook v. Diclcinson, 38 Misc. 690, 11 N. Y. Ann. Cas. 454, 78 N. Y. S. 287. 4 Ward V. Sherbondy, 96 la. 477, 65 N. W. 413. SKoons V. Beach, 147 Ind. 137, 45 N. E. 601, 46 N. E. 587. 6 Sliaggs V. Hines, 5 Ky. L. Rep. 106; Dunlap v. Burnham, 38 Me. 112. But see McDonald v. Napier, 14 Ga. 89, wherein it appears that an at- torney applied money, received by him from the defendant, in satisfaction of his fees, under an understanding with the defendant; and it was held that sucli application of the money was equivalent to a payment over to his client, and would protect the attorney from a suit by the defendant to re- cover the money back, on the reversal of the judgment. TManson v. Stacker, (Tenn.) 36 S. W. 188. SKipp V. Rapp, 7 Civ. Proc. (N. Y.) 316. 9 Atlantic Sav. Bank v. Hiler, 3 Hun (N: Y.) 209. See supra, §§ 618-626, as to whether the lien attaches to money, and other property. 16 Hobson V. Watson, 34 Me. 20, 56 Am. Dec. 632; Bickford v. Ellis, 50 Me. 121; Kipp v. Rapp, 7 Civ. Proc. (N. Y.) 316; Shackleton v. Hart, 20 How. Pr. (N. Y.) 39, 12 Abb. Pr. 325 note; Clark v. Sullivan, 3 N. D. 280, 55 N. W. 733. 11 Higley v. White, 102 Ala. 604, 15 So. 141; Fuller v. Clemmons, 158 Ala. 340, 48 So. 101; Smith v. Goode, 29 Ga. 185; In re Bailey, 31 Hun (N. Y.) 608; In re Gates, 51 App. Div. 350, 31 Civ. Proc. 88, 64 N. Y. S. 1050; Shaunessy v. Traphagen, 13 N. Y. St. Rep. 754. 12 Isom V. Bell, 7 Ky. L. Rep. 589 ; Gray v. Denhalter, 17 Utah 312, 53 Pac. 976; Loofbourow v. Hicks, 24 Utah 49, 66 Pac. 602, 55 L.R.A. 874. 1034 EIGHTS AND PEOPBETT AFFECTED BY LIEN. [§ 637 the judgment, it does not become effective until the money has been collected thereon.^' § 637. Judgments and Decrees for Alimony. — Alimony is intended for the support of the party to whom it has been awarded, and the court will not countenance its appropriation to any other purpose; therefore, an attorney can have no lien as against a judgment or decree for alimony, or as against a fund deposited to secure the payment thereof.'* JSTor is it material, in such ease, that the parties become reconciled for the purpose of depriving the attorney of his compensation.'* Indeed," an agreement by a wife to compensate her attorney for services in prosecuting an action for separation, by giving him a percentage of the alimony recovered, is void as against public policy.'* But where property rights are adjudicated in a divorce proceeding, and a decree is entered making a final division thereof, and awarding to the party IS Fisher v. Mylius, 62 W. Va. 19, 57 S. E. 276. See also Braden v. Ward, 42 N. J. L. 518; Casey v. March, 30 Tex. 180. 1* Michigan. — Canney v. Canney, 131 Mich. 363, 91 N. W. 620, 9 De- troit Leg. N. 356. New Jersey. — Gregory v. Gregory, 32 N. J. Eq. 424. New York. — In re Brackett, 114 App. Div. 257, 99 N. Y. S. 802, af- firmed 189 N. Y. 502, 81 N. E. 1]60; Mooney v. Mooney, 29 Misc. 707, 7 N. Y. Ann. Gas. 257, 62 N. Y. S. 769; Weill V. Weill, 18 Civ. Proe. 241, 10 N. Y. S. 627; Branth v. Branth, 19 Civ. Proc. 28, 10 N. Y. S. 638; Keane r. Keane, 86 Hun 159, 33 N. Y. S. 250. Tennessee. — Garden v. Garden, 37 S. W. 1022. And see Payne v. Payne, 106 Tenn. 467, 61 S. W. 767. Washington. — Hillman v. Hillman, 42 Wash. 595, 85 Pac. 61, 114 Am. St. Rep. 135. Where a wife has compromised a suit against her husband for a, di- vorce, her solicitor cannot afterwards prosecute the suit in order to obtain his costs. Chastain v. Lumpkin, 134 Ga. 219, 67 S. E. 818; Kirby v. Kirby, 1 Paige (N. Y.) 565. Neither can he revive for his own benefit a pending petition for alimony which fell with the dismissal of the case on reconciliation of the parties. Petersen v. Petersen, 76 Neb. 282, 107 N. W. 391, 124 Am. St. Rep. 812. Compare Putnam v. Tennyson, 50 Ind. 456, wherein a lien as against alimony was upheld, and Hubbard v. EUithorpe, 135 la. 259, 112 N. W. 796, 124 Am. St. Rep. 271, where the rule stated in the text was said to be applicable to temporary alimony only. 15 In re Brackett, 114 App. Div. 257, 99 N. Y. S. 802, affirmed 189 N. Y. 502, 81 N. E. 1160. 16 In re Brackett, 114 App. Div. 257, 99 N. Y. S. 802, affirmed 189 N. Y. 502, 81 N. E. 1160. And see also supra, § 437. § 638] EIGHTS AND PEOPEETY AFFECTED BY LIEIT. 1035 obtaining the divorce specific property, or a money judgment repre- senting such party's interest, in lieu thereof, it has been held that the attorney is entitled to a lien thereon for his services." To What Retodnvng Lien Attaches. § 638. Property in Possession. — An attorney's retaining lien, which has been considered generally heretofore,^' extends to all books, papers, and property which come into the attorney's possession,*' in the course of his professional employment,^" and irrespective of the purpose for which they were placed in his "Hubbard v. Ellithorpe, 135 la. 259, 112 N. W. 796, 124 Am. St. Eep. 271. "See supra, §§ 573-577. 19 United States. — Leszynsky v. Merritt, 9 Fed. 688; Finance Co. of Pennsylvania v. Charleston,' C. & C. E. Co., 46 Fed. 426; In re Baxter, 154 Fed. 22, 83 C. C. A. 106; In re Brown, 1 N. Y. Leg. Obs. 69, 4 Fed. Cas. No. 1,984. Arkansas. — Gist v. Hanly, 33 Ark. 233. Illinois. — Sanders v. Seelye, 128 111. 631, 21 N. E. 601. Louisiana — Butchers' Union Slaugh- ter-House & Live-Stock Landing Co. V. Crescent City Live-Stock Landing & Slaughter-House Co., 41 La. Ann. 355, 6 So. 508. MichAgam. — Eobinson v. Hawes, 56 Mich. 135, 22 N. W. 222. Minnesota. — First State Bank v. Sibley County Bank, 96 Minn. 456, 105 N. W. 485, 489. Mississippi. — Stewart v. Flowers, 44 Miss. 513, 7 Am. Eep. 707. Nebraska. — Cones v. Brooks, 60 Neb. 698, 84 N. W. 85; Phillips v. Hogue, 63 Neb. 192, 88 N. W. 180. New Hampshire. — Dennett v. Cutts, 11 N. H. 163. New York. — In re Eusaell, 1 How. Pr. 149; St. John v. Diefendorf, 12 Wend. 261; In re McGuire, 106 App. Div. 131, 94 N. Y. S. 97; In re Edward Ney Co., 114 App. Div. 467, 99 N. Y. S. 982. Pennsylvama. — Aycinena v. Peries, 6 Watts & S. 243; Balsbaugh v. Fra- zer, 19 Pa. St. 95; Dubois's Appeal, 38 Pa. St. 231, 80 Am. Dec. 478; Mc- Kelvy's Appeal, 108 Pa. St. 615; Quakertown & E. E. Co. v. Guaran- tors' Liability Indemnity Co., 206 Pa. St. 350, 55 Atl. 1033. South Dakota. — Winans v. Grable, 18 S. D. 182, 99 N. W. 1110. Tennessee. — McDonald v. Charles- ton, C. & C. E. Co., 93 Tenn. 281, 24 S. W. 252. Texas. — Casey v. March, 30 Tex. 185; Thomson v. Findlater Hard- ware Co., 156 S. W. 301. Vermont. — Hutchinson v. Howard, 15 Vt. 544; Davis v. Farwell, 80 Vt. 166, 67 Atl. 129. 20 De Lamater v. McCaskie, 4 Dem. (N. Y.) 549; Lawrence v. Townsend, 88 N. Y. 24; Winans v. Grable, 18 S. D. 182, 99 N. W. 1110. 1036 EIGHTS AND PEOPEKTY AFFECTED BY LIEN. [§ 638 hands ; ^ providing, of course, that such purpose is consistent with the right to charge a lien thereon.* So, where several attorneys are engaged in conducting litigation for a client, property com- ing into the possession of any one of them, for the purposes of such litigation, inures to the benefit of all.* Thus a retaining lien will attach to honds,* notes,® and other securities.* So, the lien will attach to a town order,' municipal warrant,' check,* bank- book,^" and accounts.^' The lien will also attach as to deeds,^' leases,^' insurance policies," and shares of stock.*® So, it has 1 Sanders v. Seelye, 128 111. 631, 21 N. E. 601; Scott V. Morris, 131 111. App. 605. 2 See the following section. 3 Sanders v. Seelye, 128 111. 631, 21 N. E. 601, affirming 27 111. App. 288. * United States. — McPherson v. Cox, 96 U. S. 404, 24 U. S. (L. ed.) 746; Coe V. East & West E. Co. of Ala- bama, 65 Fed. 16. Illinois. — Sanders v. Seelye, 128 111. 631, 21 N. E. 601, affirming 27 111. App. 288. Kentucky/. — Mcintosh v. Bach, 110 Ky. 701, 62 S. W. 515, 23 Ky. L. Kep. 74. Maine. — Hobson v. Watson, 34 Me. 20, 56 Am. Dec. 632; Bickford v. El- lis, 50 Me. 121. New York. — Fairbanks v. Sargent, 39 Hun 588, affirmed 104 N. Y. 108, 9 N. E. 870, 58 Am. Rep. 490; Arken- burgh V. Arkenburgh, 27 Misc. 760, 59 N. Y. S. 612, affirmed 49 App. Div. 636, 64 N. Y. S. 742, 176 N. Y. 551, 68 N. E. 1114 ; Shackleton v. Hart, 20 How. Pr. 39, 12 Abb. Pr. 325 note. 5 United States. — In re Brown, 1 N. Y. Leg. Obs. 69, 4 Fed. Cas. No. 1,984. Alaiavia. — Tillman v. Reynolds, 48 Ala. 365. Mississippi. — Stewart t". Flowers, 44 Miss. 513, 7 Am. Rep. 707. New Ea/mpsMre. — Dennett v. Cutts, 11 N. H. 163. New York. — Heyward v. Maynard, 119 App. Div. 66, 103 N. Y. S. 1028. Vermont. — Hutchinson v. Howard, 15 Vt. 544. Wisconsin. — ^Howard v. Osceola, 22 Wis. 453; Dickinson v. Ritchie, 50 Wis. 365, 7 N. W. 305. 6 Needles v. Smith, 87 Fed. 316, 58 U. S. App. 276, 32 C. C. A. 226; Gist V. Hanly, 33 Ark. 233; In re Sweeney, 86 App. Div. 547, 83 N. Y. S. 680. 1 Howard v. Osceola, 22 Wis. 453. 8 Gordon v. Hennings, 89 Neb. 252, 131 N. W. 228. 9 Weber v. Werner, 138 App. Div. 127, 122 N. Y. S. 943. 10 Matter of Stenton, 53 Misc. 515, 105 N. Y. S. 295. "Hargett v. McCadden, 107 Ga. 773, 33 S. E. 666. 12 Stewart v. Flowers, 44 Miss. 518, 7 Am. Rep. 707. 13 Jackson v. Erkins, 131 App. Div. 801, 116 N. Y. S. 385. 1* Curtis V. Richards, 4 Idaho 434, 40 Pao. 57, 95 Am. St. Rep. 134; Matter of H., 87 N. Y. 521, 63 How. Pr. 152; In re Sweeney, 86 App. Div. 547, 83 N. Y. S. 680. 16 Cory V. Harte, 13 Daly (N. Y.) 147; Newbert v. Cunningham, 50 Me. 231, 79 Am. Dec. 612. § 639] EIGHTS AND PEOPEETY AFFECTED BY LIEN. 1037 been held that the lien will attach to an execution in the hands of the attorney, and to the printed record on appeal/* and to money " and other personal property.''' § 639. Possession Must Be Consistent with Lien. — An attorney's possession of his client's property, in order that a retaining lien may accrue, must not be inconsistent with, or ad- verse to, his right to assert such lien.^® If the property has been received for a purpose which is not consistent with the right to charge a lien thereon, such purpose must be carried out.'" Thus, 16 In re Hollins, 197 N. Y. 361, 90 N. E. 997. Compare In re Bergstrom & Co., 131 App. Div. 791, 116 N. Y. S. 245. 17 United States. — In re Paschal, 10 Wall. 483, 19 U. S. (L. ed.) 992. District of Columbia. — Meloy v. Me- loy, 24 App. Cas. 239. Louisiana — Butchers' Union Slaugh- ter-House & Live-Stock Landing Co. V. Crescent City Live-Stock Landing & Slaughter-Houae Co., 41 La. Ann. 355, 6 So. 508. Michigan. — Bowling v. Eggemann, 47 Mich. 171, 10 N. W. 187. Minnesota. — Le Sueur First State Bank v. Sibley County Bank, 96 Minn. 456, 105 N. W. 485, 489. Mississippi. — Stewart v. Flowers, 44 Miss. 518, 7 Am. Rep. 707; Hal- sell V. Turner, 84 Miss. 432, 36 So. 531. Nebraska.— Ya.li Etten v. State, 24 Neb. 734, 40 N. W. 289, 1 L.R.A. 669; Phillips V. Hogue, 63 Neb. 192, 88 N. W. 180; Burleigh v. Palmer, 74 Neb. 122, 12 Ann. Cas. 777, 103 N. W. 1068. New York. — Bowling Green Sav. Bank v. Todd, 52 N. Y. 489; In re Knapp, 85 N. Y. 284; Matter of Smith, 111 App. Div. 23, 35 Civ. Proe. 314, 97 N. Y. S. 171; In re Boss, 123 App. Div. 74, 107 N. Y. S. 899; Ar- kenburgh v. Arkenburgh, 27 Misc. 760, 59 N. Y. S. 612, affirmed 49 App. Div. 636, 64 N. Y. S. 742, 178 N. Y. 551, 68 N. E. 1114; Rose v. Whiteman, 52 Misc. 210, 101 N. Y. S. 1024. Ohio. — State v. Ampt, 6 Ohio Dec. (Reprint) 699, 7 Am. L. Rec. 469; Fargo Gas Light & Coke Co. v. Greer, 10 Ohio Cir. Dec. 164, 18 Ohio Cir. Ct. 589. Pennsylvania. — Quakertown & E. R. Co. V. Guarantors Liability Indemnity Co., 206 Pa. St. 350, 55 Atl. 1033. Tennessee. — Read v. Bostick, 6 Humph. 321. 18 Gist V. Hanly, 33 Ark. 233 ; Mat- ter of Smith, 111 App. Div. 23, 35 Civ. Proc. 314, 97 N. Y. S. 171. 19 Henry v. Fowler, 3 Daly (N. Y.) 199; Matter of Rowland, 166 N. Y. 641, 60 N. E. 1120, affirming 55 App. Div. 66, 8 N. Y. Ann. Cas. 397, 66 N. Y. S. 1121; Matter of Edward Ney Co., 114 App. Div. 497, 99 N. Y. S. 982 ; Watts V. Newberry, 107 Va. 233, 57 S. E. 657. 80 Neio York.— In re Hollins, 197 N; Y. 361, 90 N. E. 997. Oregon.— State v. Lucas, 24 Ore. 168, 33 Pac. 538. 1038 EIGHTS AND PEOPEETY AFFECTED BY LIEN. [§ 639 where a testator delivered a will to his attorney with instructions to deposit it in a certain place, it was held that the possession of the attorney was that of a mere agent or messenger, and inconsist- ent with his right to claim a retaining lien.^ Nor will lien rights exist as against property which comes into the possession of an, attorney while acting in another capacity; thus, an attorney can- not hold property which came into his possession as an admin- istrator, to secure the payment of his compensation for serv- ices rendered to the decedent during his lifetime.* And, a fortiori, an attorney cannot claim a lien on property the possession of which was fraudulently obtained by him.' 'Nor can an attorney retain stock which he caused to be placed in his name, knowing that it belonged to a third person and not to his client.* And where an executor's attorney secures possession of money of the estate, which was irregularly drawn from a bank, and seeks to retain it by virtue of an alleged lien for his services, the court may, in its discretion, direct him to redeposit it to the credit of the estate.* Nor can an attorney assert a lien as against property which he agreed to return.® Rhode Island. — Anderson v. Bos- 8 Heyward v. Maynard, 119 App. ■worth, 15 E. I. 443, 8 Atl. 339, 2 Am. Div. 66, 103 N. Y. S. 1028. St. Eep. 910. 4 Lindsley v. Caldwell, 234 Mo. 498, VerOTom*.— Goodrich v. Mott, 9 Vt. 137 S. W. 983, 37 L.R.A.(N.S.) 395. 161. Virginia. — Watts v. Newberry, 107 ^ In re Rowland, 55 App. Div. 66, 8 Va. 233, 57 S. E. 657. N. Y. Ann. Cas. 397, 66 N. Y. S. 1121, 1 Bracher v. Olds, 60 N. J. Eq. 449, affirmed 166 N. Y. 641, 60 N. E. 1120. 46 Atl. 770. 6 Quakertown & E. R. Co. v. Guar- 2 Newell V. West, 149 Mass. 520, 21 antors' Liability Indemnity Co., 200 N. E. 954; De Lamater v. McCaskie, Pa. St. 350, 55 Atl. 1033. 4 Dem. (N. Y.) 549. CHAPTEE XXV. SETTLEMENT, DISMISSAL, SUBSTITUTION, ASSIGNMENT, AND SET- OFF, AS AFFECTING LIEN RIGHTS. Settlement, § 640. Settlement before Judgment Generally. 641. Settlement where Lien Eights Exist. 642. Fraudulent Settlements. 643. Settlement Pending Appeal. 644. Effect of Contract for Part of Subjeet-Matter of Litigation. 645. Settlement after Judgment. Dismissal, Substitution, and Assignment, 646. Dismissal. 647. Substitution. 648. Assignment of Judgment. 649. Assignment of Cause of Action. Set-ojf. 650. Generally. 651. Set-off of One Judgment against Another. 652. Assignment of Judgment to Counsel as Affecting Eight of Set-off. Settlement, § 640. Settlement before Judgment Generally. — As a gen- eral rule, a client may settle his litigation with the adverse party prior to judgment without his attorney's consent, even though such settlement prevents the acquisition of an attorney's lien which would attach if the litigation had proceeded to judgment.^ 1 United States. — Swanston v. Lincoln, 1 Spr. 230, 20 Fed. Cas. No. Morning Star Min. Co., 4 McCrary 11,471; Emma Silver Min. Co. v. 24], 13 Fed. 215; Peterson v. Wat- Emma Silver Min. Co., 12 Fed. 815; son, Blatchf. & H. 487, 19 Fed. Cas. Swanson v. Chicago, St. P. & K. C. E. No. 11,037; Brooks i'. Snell, 1 Spr. Co., 35 Fed. 638; In re Baxter & 48, 4 Fed. Cas. No. 1,961; Purcell v. Co., 154 Fed. 22, 83 C. C. A. 106. 1039 1040 SETTLEMENT, DISMISSAL, ETC. [§ 640 The policy of the law favors the adjustment of claims and the termination of litigation, and the courts are not disposed to limit Alahama. — Connor v. Boyd, 73 Ala. 385; Ex p. Randall, 149 Ala. 640, 42 So. 870. Arkansas. — DeGraffenreid v. St. Louis S. W. E. Co., 66 Ark. 260, 50 S. W. 272. District of Columbia. — Lament v. Washington & Georgetown R. Co., 2 Mackey 502, 47 Am. Rep. 268. Georgia. — Hawkins v. Loyless, 39 Ga. 5; Green v. Southern Exp. Co., 39 Ga. 20; Jones v. Morgan, 39 Ga. 310, 99 Am. Dec. 458; Harris v. Tison, 63 Ga. 629, 36 Am. Rep. 126. Illinois. — Henchey v. Chicago, 41 111. 136 ; Cameron, v. Boeger, 200 111. 84, 65 N. E. 690, 93 Am. St. Rep. 165. Indiana. — Hanna v. Island Coal Co., 5 Ind. App. 163, 31 N. E. 846, 51 Am. St. Rep. 246. loioa. — Casar v. Sargeant, 7 la. 317; Ellwood v. Wilson, 21 la. 523. Kentucky. — Wood v. Anders, 5 Bush 601 ; Rowe v. Fogle, 88 Ky. 105, 10 S. W. 426, 2 L.R.A. 708, 8 Ky. L. Rep. 697 ; Hubble v. Dunlap, 101 Ky. 419, 41 S. W. 432; Stewart v. L. & N. R. R. Co., 4 Ky. L. Rep. 718. Louisiana. — Smith v. Vicksburg, S. & P. R. Co., 112 La. 985, 36 So. 826. Maine. — Potter v. Mayo, 3 Greenl. 34, 14 Am. Dec. 211; Hobson v. Wat- son, 34 Me. 20, 56 Am. Dec. 632; Averill v. Longfellow, 66 Me. 237. Massachusetts. — Getchell v. Clark, 5 Mass. 309; Simmons v. Almy, 103 Mass. 33. Michigan. — Parker v. Blighton, 32 Mich. 266; Wright v. Hake, 38 Mich. 525; Voight Brewery Co. v. Donovan, 103 Mich. 190, 61 N. W.. 343. Minnesota. — Nielsen v. Albert Lea, 91 Minn. 388, 392, 98 N. W. 195, 197; Boogren v. St. Paul City R. Co., 97 Minn. 51, 106 N. W. 104, 114 Am. St. Rep. 691, 3 L.R.A.(N.S.) 379. Mississippi. — ^Mosely v. Jamison, 71 Miss. 456, 14 So. 529. MissoMri.— Alexander v. Grand Ave. R. Co., 54 Mo. App. 66. Nebraska. — Aspinwall v. Sabin, 22 Neb. 73, 34. N. W. 72; Williams v. Miles, 63 Neb. 851, 89 N. W. 455. New Hampshire. — Young v. Dear- born, 27 N. H. 327. Neio Jersey. — Den v. Heister, 17 N..J. L. 438; Weller v. Jersey City, H. & P. St. R. Co., 66 N. J. Eq. 11, 57 Atl. 730, affirmed 68 N. J. Eq. 659, 6 Ann. Cas. 442, 61 Atl. 459. New York. — Roberts v. Doty, 31 Hun 128; Quinlan v. Birge, 43 Hun 483, 7 N. Y. St. Rep. 147; Pitelier V. Robertson, 66 Hun 632 mem., 21 N. Y. S. 66; Stahl v. Wadsworth, 13 Civ. Proc. 32, 10 N. Y. St. Rep. 228; Roediger v. Simmons, 2 Abb. N. Cas. 279; Wade V. Orton, 12 Abb. Pr. N. S. 444; Pearl v. Robitchek, 2 Daly 138; Anonymous, 2 Daly 533; Bene- dict V. Harlow, 5 How. Pr. 347; Sul- livan V. O'Keefe, 53 How. Pr. 426; Talcott V. Bronson, 4 Paige 501; Sweet V. Bartlett, 4 Sandf. 661; Coughlin V. New York Cent. & H. R. R. Co., 71 N. Y. 443, 27 Am. Rep. 75, reversing 8 Hun 136; Goldstein V. Nassau Electric R. Co., 157 App. Div. 226, 141 N. Y. S. 805; Pub- lishers' Printing Co. v. Gillin Print- ing Co., 38 N.. Y. S. 784. North Dakota. — Olson v. Sargent County, 15 N. D. 146, 107 N. W. 43. Ohio. — Connell v. Brumback, 10 Ohio Cir. Dec. 149, 18 Ohio Cir. Ct. 502. 640] SETTLEMENT, DISMISSAL, ETC. 1041 the right of parties in this respect. It is true, of course, that this practice may occasionally work a hardship upon attorneys, but, nevertheless, it is a salutary rule.^ Indeed, in most jurisdictions a contract preventing or restricting the client's right to dispose of his litigation is void or voidable on grounds of public policy,' and this is especially true of contracts which affect the marital rela- tions.* Such settlement, however, does not prevent the recovery by the attorney of his taxable costs ; * and although a litigant has the absolute right to make a bona fide settlement of his cause of action, either before or after verdict, without the knowledge or consent of his attorney, it is held that, after a verdict has been obtained fix- ing the amount of the cause of action, a collusive settlement made Oklahoma. — Wells Fargo & Co. v. Moore, 31 Olda. 135, 120 Pac. 612, Oregon. — Jackson v. Stearns, 48 Ore. 25, 84 Pac. 798, 5 L.R.A.(N.S.) 390; Wagner v. Goldschmidt, 51 Ore. 63, 93 Pac. 689. Rhode Island. — Tyler v. Superior Ct., 30 R. I. 107, 73 Atl. 467, 23 L.R.A.(N.S.) 1045. South Carolina. — Miller v. Newell, 20 S. C. 123, 47 Am. Rep. 833. South Dakota. — Howard v. Ward, 139 N. W. 771. Tennessee. — Johnson v. Story, 1 Lea 114; Stephens v. Nashville, C. & St. L. R., 10 Lea 448; Sharpe v. Allen, 11 Lea 518; Covington v. Bass, 88 Tenn. 496, 12 S. W. 1033. Texas. — Whittaker v. Clarke, 33 Tex. 647. Vermont. — Foot v. Tewksbury, 2 Vt. 97; Hutchinson v. Howard, 15 Vt. 544; Hutchinson v. Pettes, 18 Vt. 614; Hooper v. Welch, 43 Vt. 169, 5 Am. Rep. 267. Washington. — Plummer v. Great Northern R. Co., 60 Wash. 214, 110 Pac. 989, 31 L.R.A.(N.S.) 1215. Wisconsin. — Kusterer v. Beaver Attys. at L. Vol. 11.-66. Dam, 56 Wis. 471, 14 N. W. 617, 43 Am. Rep. 725. 8Boogren v. St. Paul City R. Co., 97 Minn. 51, 106 N. W. 104, 114 Am. St. Rep. 691, 3 L.R.A.(N.S.) 370. 3 See supra, § 435. 4 Hillman v. Hillman, 42 Wash. 595, 85 Pac. 61, 114 Am. St. Rep. 135. And see also supra, § 437. 5 And see also supra, §§ 484-488, as to taxable costs, statutory fees, and expenses generally. United States. — Angell v. Bennett, 1 Spr. 85, 1 Fed. Cas. No. 387; Col- lins V. Nickerson, 1 Spr. 126, 6 Fed! Cas. No. 3,016; Gaines r. Travis, Abb. Adm. 297, 9 Fed. Cas. No. 5,- 179; The Victory, 1 Blatchf. 443, 28 Fed. Cas. No. 16,937. Maine. — Cooly v. Patterson, 52 Me. 472. New York. — Bradt v. Koon, 4 Cow. 416; Harris v. Cuff, 48 Hun 617 mem., 15 Civ. Proc. 104, 1 N. Y. S. 349; Minto V. Baur, 17 Civ. Proc. 314, 6 N. Y. S. 444. South Carolina. — Scharlock v. Oland, 1 Rich. L. 207. Wisconsin. — Garvin v. Crowley, 116 Wis. 496, 93 N. W. 470. 1042 SETTLEMENT, DISMISSAL, ETC. [§ 641 to defraud the attorney of his compensation, does not limit the extent of such attorney's lien to the amount actually paid upon such collusive settlement.* § 641. Settlement Where Lien Rights Exist. — As shown heretofore, lien rights exist in favor of an attorney prior to judg- ment in several jurisdictions; thus, for instance, he may have a lien on the cause of action,' or on money in the hands of the adverse party or some other person,* or on other property involved in the litigation.' But it is well settled that the existence of such lien rights does not prevent litigants from amicably adjusting their differences without the consent of counsel; in such cases, however, the attorney's lien is not lost,^* but, on the contrary, it 6 Desaman v. Butler, 118 Minn. 198, 136 N. W. 747. 7 See supra, §§ 613-617. 8 See supra, §§ 618-626. 9 See supra, §§ 627-633. 10 United States. — In re Baxter & Co., 154 Fed. 22, 83 C. C. A. 106. California. — Stockton Sav. & Loan Soe. V. Donnelly, 60 Cal. 481. Georgia. — Brown v. Georgia, 0. & N. E. Co., 101 Ga. 80, 28 S. E. 634; Johnson v. McCurry, 102 Ga. 471, 31 S. E. 88; Georgia R., etc., Co. v. Crosby, 78 S. E. 612. Illinois. — Standidge v. Chicago R. Co., 254 111. 524, Ann. Cas. 1913C 65, 98 N. E. 963, 40 L.R.A.(N.S.) 529; Sutton v. Chicago R. Co., 258 III. 551, 101 N. E. 940. Iowa. — Barnabee v. Holmes, 115 la. 581, 88 N. W. 1098. Kansa,s. — Anderson v. Metropoli- tan St. E. Co., 10 Kan. App. 575 mem., 61 Pac. 982. Kentucky. — Proctor Coal Co. v. Tye, 96 S. W. 512, 29 Ky. L. Rep. 804. Michigan. — Kilbourne v. Wiley, 124 Mich. 370, 83 N. W. 99, 7 Detroit Leg. N. 269. Missouri. — O'Connor v. St. Louis Transit Co., 198 Mo. 622, 8 Ann. Cas. 703, 97 S. W. 150, 15 Am. St. Eep. 495; Taylor v. St. Louis Transit Co., 198 Mo. 715, 98 S. W. 155; Wait v. Atchison, T. & S. F. R. Co., 204 Mo. 491, 103 S. W. 60; Taylor v. St. Louis Merchants' Bridge Terminal E. Co., 207 Mo. 495, 105 S. W. 740; Young V. Renshaw, 102 Mo. App. 173, 76 S. W. 701 ; Yonge v. St. Louis Transit Co., 109 Mo. App. 235, 84 S. W. 184; Conlcling v. Austin, 111 Mo. App. 292, 86 S. W. 911; Curtis v. Metro- politan St. R. Co., 118 Mo. App. 341, 94 S. W. 762; Curtis v. Metropolitan St. R. Co., 125 Mo. App. 369, 102 S. W. 62; Boyle v. Metropolitan St. R. Co., 134 Mo. App. 71, 114 S. W. 558; Boyd v. G. W. Chase & Son Mercantile Co., 135 Mo. ,App. 115, 115 S. W. 1052; Carter v. Chicago, B. & Q. R. Co., 136 Mo. App. 719, 119 S. W. 35; Whitwell v. Aurora, 139 Mo. App. 597, 123 S. W. 1045; United Rys. Co. v. O'Connor, 153 Mo. App. 128, 132 S. W. 262. Nebraska. — Lewis v. Omaha St. E. Co., 114 N. W. 281. New York. — N. Y. Judiciary Law § 641] SETTLEMENT, DISMISSAL, ETC. 1043 attaches to the settlement,^' the money received in settlement being 475 ; Brown v. Comstoek, 10 Barb. 67 ; Lee V. Vacuum Oil Co., 126 N. Y. 579, 27 N. E. 1018; Poole v. Beloha, 131 N. Y. 200, 30 N. E. 53; Peri v. New York Cent. & H. E. R. Co., 152 N. Y. 521, 46 N. E. 849, affirming 12 App. Div. 625, 43 N. Y. S. 1162; Fischer-Hansen v. Brooklyn Heights R. Co., 173 N. Y. 492, 66 N. E. 395; Harris v. Cuff, 48 Hun 617 mem., 1 N. Y. S. 349; Hart v. New York, 69 Hun 237, 23 N. Y. S. 555, affirmed 139 N. Y. 610, 35 N. E. 204; White V. Sumner, 16 App. Div. 70, 44 N. Y. S. 692; Zaitz v. Metropolitan St. E. Co., 52 App. Div. 626, C5 N. Y. S. 395; Evans v. Muller, 74 App. Div. 630, 77 N. Y. S. 1027; Rogers v. Marcus, 93 App. Div. 553, 87 N. Y. S. 941, reversmg 40 Misc. 442, 82 N. Y. S. 707; Oishei v. Pennsylvania R. Co., 117 App. Div. 110, 102 N. Y. S. 368; Knickerbocker Inv. Co. v. Voor- hecs, 128 App. Div. 639, 112 N, Y. S. 842; Canary v. Russell, 10 Misc. 597, 24 Civ. Proc. 109, 31 N. Y. S. 291; Williams v. Wilson, 18 Misc. 42, 75 N. Y. St. Rep. 451, 40 N. Y. S. 1132; Schriever v. Brooklyn Heights R. Co., 30 Misc. 145, 30 Civ. Proc. 67, 61 N. Y. S. 644, 890, modi- fied 49 App. Div. 629, 63 N. Y. S. 217; Fenwiek v. Mitchell, 34 Misc. 617, 70 N. Y. S. 667, reversed 64 App. Div. 621, 72 N. Y. S. 1102; Cohn v. Polstein, 41 Misc. 431, 84 N. Y. S. 1072; Witmark v. Perley, 43 Misc. 14, 86 N. Y. S. 756; Van Der Beek V. Thomason, 50 Misc. 524, 99 N. Y. S. 538; Davis v. Bowe, 54 Super. Ct. 520, 3 N. Y. St. Rep. 530; Crouch v. Hoyt, 24 Civ. Proc. 60, 1 N. Y. Ann. Cas. 76, 30 N. Y. S. 406; Adsit v. Hall, 3 How, Pr. N. S. 373; In re Kaufman, 113 N. Y. S. 525. See also Meighan v. American Grass Twine Co., 154 Fed. 346, 83. C. C. A. 124 (decided under the New York stat- ute). Ohio. — Council v. Brumback, 10 Ohio Cir. Dec. 149, 18 Ohio Cir. Ct. 502. Oregon. — Stearns v. Wollenberg, 51 Ore. 88, 92 Pac. 1079, 14 L.R.A. (N.S.) 1095. Tennessee. — Illinois Cent. R. Co. V. Wells, 104 Tenn. 706, 59 S. W. 1041; Tompkins v. Nashville, C. & St. L. E. Co., 110 Tenn. 157, 72 S. W. 116, 100 Am. St. Rep. 795, 61 L.R.A. 340; Ingersoll v. Coal Creek Coal Co„ 117 Tenn. 263, 10 Ann. Cas. 829, 98 S. W. 178, 119 Am. St. Rep. 1003, 9 L.R.A.(N.S.) 282. Utah. — Comp. Laws of Utah, § 135. Washington. — McRea v. Warehime, 49 Wash. 194, 94 Pac. 924. Wisconsin. — Rice v. Garnhart, 35 Wis. 282; Kusterer v. Beaver Dam, 56 Wis. 471, 14 N. W. 617, 43 Am. Rep. 725. 11 Illinois. — Sutton v. Chicago R. Co., 258 111. 551, 101 N. E. 940. Missouri. — Conkling v. Austin, 111 Mo. App. 292, 86 S. W. 911; Belch V. Schott, 157 S. W. 658. Neiv York. — Fischer-Hansen v. Brooklyn Heights R. Co., 173 N. Y. 492, 66 N. E. 395, reversing 63 App. Div. 356, 71 N. Y. S. 513; Oishei c. Pennsylvania R. Co., 117 App. Div. 110, 119, 102 N. Y. S. 368, 374, af- firmed 191 N. Y. 544, 85 N. E. 3113; Canary v. Russell, 10 Misc. 597, 24 Civ. Proc. 109, 31 N. Y. S. 291; Fen- wick I. Mitchell, 34 Misc. 617, 70 N. Y. S. 667, reversed 64 App. Div. 1044 SETTLEMENT, DISMISSAL, ETC. [§ 642 deemed to have been "recovered." ^^ In providing for attorney's liens of the character under consideration it was not intended to prevent the honest settlement of matters in dispute by the parties themselves, otherwise such statutes would be, to say the least, of doubtful validity ; *^ but the purpose was to prevent the settlement of litigation out of court so as to defeat the collection of fees for professional services rendered.^* And it has been held that, even in the absence of statute, the court has inherent power to protect counsel in this respect should the circumstances warrant the exer- cise thereof.'* In most jurisdictions, however, an attorney's charg- ing lien is only effective when the adverse party has had notice thereof." § 642. Fraudulent Settlements. — The rule that courts look with favor upon a compromise and settlement made by the parties to a suit with the consent of all persons concerned, to prevent the vexation and expense of further litigation, applies only where the rights and interests of all parties have been respected and good faith observed ; " and, therefore, a settlement entered into for the purpose of defrauding an attorney out of his compensation will not be upheld.^' Settlements made out of court, it has been said, 621, 72 N. Y. S. 1102; Witmark v. 88, 92 Pac. 1079, 14 L.R.A.(X.S.) Perley, 43 Misc. 14, 86 N. Y. S. 756 ; 1095. See also supra, § 613. In re Kaufman, 113 N. Y. S. 525. 16 Newport Rolling Mill Co. v. Hall, rejimessee.— Illinois Cent. E. Co. v. 147 Ky. 598, 144 S. W. 760. And Wells, 104 Tenn. 707, 59 S. W. 1043; see supra, §§ 600-605. Tompkins v. Nashville, C. & St. L. n Weeks v. Wayne Circuit Judges, R. Co., 110 Tenn. 157, 72 S. W. 116, 73 Mich. 256, 41 N. W. 269. 100 Am. St. Rep. 795, 61 L.R.A. 340. is United States.— AngeW v. Ben- Compare Humptiilips Driving Co. v. nett, 1 Spr. 85, 1 Fed. Cas. No. 387; Cross, 65 Wash. 636, 118 Pac. 827, Johnson v. A Raft of Spars, 13 Fed. 37 L.R.A.(N.S.) 226. Cas. No. 7,370a; Swanson v. Chicago, 12 Standidge v. Chicago R. Co., 254 St. P. & K. C. R. Co., 35 Fed. 638. 111. 524, Ann. Cas. 1913C 65, 98 N. Georjfia.— McDonald v. Napier, 14 E. 963, 40 L.R.A.{N.S.) 529. Ga. 89. 13 See supra, § 435. Illinois. — North Chicago St. E. Co. 14 Tompkins v. Nashville, C. & St. v. Ackley, 58 111. App. 572. L. R. Co., 110 Tenn. 157, 72 S. W. /ndioBo.— Miedreich v. Rank, 40 116, 100 Am. St. Rep. 795, 61 L.R.A. Ind. App. 393, 82 N. E. 117. 340. Kentucky.— B.owe r. Fogle, 88 Ky. 16 Stearns v. Wollenberg, 51 Ore. 105, 10 S. W. 426, 2 L.R.A. 708; § 642] SETTLEMENT, DISMISSAL, ETC. 1045 will be viewed with suspicion, and closely scrutinized for fraud,*' as the court is bound to shield its attorneys, as well as litigants, from transactions so tainted.'" Indeed, attorney's liens are based on the idea that counsel should not be deprived of their compen- sation by the unfair conduct of their clients ; * and in some juris- dictions it is expressly provided by statute that good faith must exist in settlements between the parties.' What constitutes fraud must, of course, depend on the facts of the paiiicular case ; thus, it has been held that it is a fraud upon counsel for a client to settle a suit without his knowledge, withhold his fees, and then set up the statute of limitations.^ So, it has been held that the settlement of an action without adequate consideration is, in itself, evidence of bad faith.* But one who has participated in a collusive settlement of his litigation cannot thereafter complain on his attorney's account.* Hubble V. Dunlap, 101 Ky. 419, 41 S. W. 432. Minnesota. — See Desaman v. But- ler, 118 Minn. 198, 136 N. W. 747. Missouri. — Curtis v. Metropolitan St. R. Co., 118 Mo. App. 341, 94 S. W. 762. Nebraska. — Zentmire v. Bra.i\ej, 89 Neb. 158, 130 N. W. 1047. Neiv Hampshire. — ^Young v. Dear- born, 27 N. H. 324. See also Chris- tie V. Sawyer, 44 N. H. 298. New J'ersej/.-^Den v. Heister, 1 7 N. J. L. 438. New York. — ^Payn v. Parks, 1 How. Pr. 94; Marquat v. Mulvy, 9 How. Pr. 460; Dietz v. McCallum, 44 How. Pr. 493; Martin v. Hawks, 15 Johns. 405; Kuehn v. Syracuse Rapid Tran- sit R. Co., 183 N. Y. 456, 76 N. B. 589, reversing 104 App. Div. 580, 93 N. Y. S. 883. Utah. — Potter v. Ajax Min. Co., 19 Utah 421, 57 Pac. 270. West Virginia. — Burkhart v. Scott, 69 W. Va. 694, 72 S. E. 784. Wisconsin. — Voell v. Kelly, 64 Wis. 504, 25 N. W. 536. Canada. — Stewart v. Hall, 17 Mani- toba 653. 19 Miedreich v. Rank, 40 Ind. App. 393, 82 N. E. 117; Falconio v. Lar- sen, 31 Ore. 137, 48 Pae. 703, 37 L.R.A. 254. Compare Plummer v. Great Northern R. Co., 60 Wash. 214, 110 Pac. 989, 31 L.R.A. (N.S.) 1215. 20 Marquat V. Mulvy, 9 How. Pr. (N. Y.) 460. lln re Baxter, 154 Fed. 22, 83 C. C. A. 106. And see also supra, § 580. 2 Hubble V. Dunlap, 101 Ky. 419, 41 S. W. 432, 19 Ky. L. Rep. 656; Proctor Coal Co. •;;. Tye, 123 Ky. 381, 96 S. W. 512, 29 Ky. L. Rep. 804. 3Lichty V. Hugus, 55 Pa. St. 434. * Jackson v. Stearns, 48 Ore. 25, 84 Pac. 798, 5 L.R.A. (N.S.) 390. SMcBratney v. Rome, W. & 0. R. Co., 87 N. Y. 467. 1046 SETTLEMENT, DISMISSAL, ETC. [§§ 643, 644 § 643. Settlement Pending Appeal. — The fact that an ap- peal is pending does not affect a client's right to settle with his adversary,* providing he does so in good faith ; '' but where lien rights exist as to the cause of action, such settlements do not affect the attorney's lien.' And in some jurisdictions the prosecution of an appeal does not vacate the judgment entered below, nor affect the attorney's lien thereon.' § 644. Effect of Contract for Part of Subject-Matter of Litigation. — The fact that a contract for compensation entitles the attorney to a portion of the recovery does not, as a general rule, prevent the parties from adjusting their differences amicably without reference to the contract; ^^ but in some jurisdictions con- tracts of this character are given the effect of a lien upon the cause of action, on the theory that they operate as equitable assignments ; and in others they are sanctioned by statute, so that, in either case, an attorney, having such a contract, is protected against set- tlement by his client,** providing, of course, that the adverse party S/oioo. — Winslow v. Central Iowa v. La Dow, 102 Mich. 345, 60 N. W. E. Co., 71 la. 197, 32 N. W. 330. 761; Sweet v. Bartlett, 4 Sandf. (N. Kentucky. — Louisville & N. E.. Co. Y.) 661. And see also supra, § 641. !'. Proctor, 51 S. W. 591, 21 Ky. L. 9 Covington v. Bass, 88 Tenn. 496, Rep. 447 ; Bell v. Wood, 7 Ky. L. 12 S. W. 1033. And see infra, § 645. Rep. 516. 10 Arkansas. — De GraflFenreid v. St. Massachusetts. — Getchell v. Clark, Louis S. W. E. Co., 66 Ark. 260, 50 5 Mass. 309. g_ y^ 272. Jlfisso«ri.— Stephens v. Metropoli- /otoa.— Larned v. Dubuque, 86 la. tan St. E. Co., 157 Mo. App. 656, jgg^ 53 j^ ^ j^g. Barnabee v. Holmes, 115 la. 581, 88 N. W. 1098. Minnesota. — Nielsen v. Albert Lea, 91 Minn. 388, 98 N. W. 195; Boorgen 138 S. W. 904. New York. — Brown v. Comstock, 10 Barb. 67, 3 Code Eep. 142 ; McDowell v. Appleby, 1 How. Pr. 229; Sweet r. Bartlett, 4 Sandf. 661; Pulver v. "• ^t- Paul City R. Co., 97 Minn. 51, Harris, 52 N. Y. 73. ^^^ ^- W- 104, 114 Am. St. Rep. Tejmessee.— Johnson j;. Story, 1 Lea 691, 3 L.R.A.(N.S.) 379. 114; Covington v. Bass, 88 Tenn. Mississippi.— Mosely v. Jamison, 498, 12 S. W. 1033. 71 Miss. 456, 14 So. 529. 7 See supra, § 642. Washington. — McRea v. Warehime, 8 Dodge V. Schell, 20 Blatchf. (U. 49 Wash. 194, 94 Pac. 924. S.) 517; Walker v. Equitable Mortg. ^^ Calif orrda. — Stockton Savings & Co., 114 Ga. 862, 40 S. E. 1010; Kirby Loan Soc. v. Donnelly, 60 Gal. 481. 645] SETTLEMENT, DISMISSAL, ETC. 1047 has notice of the existence of the contract, or, where they are regu- lated by statute, that the statutory requirements have been com- plied with.^* After a judgment has been entered, one having notice of an assignment, or contract equivalent to an assignment, in favor of the plaintiff's attorney, cannot defeat the attorney's rights in the premises by making payment to the plaintiff in person without the attorney's knowledge.** § 645. Settlement after Judgment. — A charging lien ac- crues in favor of an attorney, in most jurisdictions, as against a judgment or decree recovered by him for his client ; ** and such lien will not be affected by the payment of the amount due, or any part thereof, to the plaintiff by one who knows, or should have known, of the existence of the lien ; *^ and it has been held that. Georgia.— Jones v. Groover, 46 Ga. 568; Twiggs v. Chambers, 56 Ga. 279. Eentuchy.—Ska,ggs v. Hill, 14 S. W. 363. Michigan. — Grand Rapids & I. R. Co. V. Cheboygan Circuit Judge, 161 Mich. 181, 126 N. W. 56, 137 Am. St. Kep. 495, 17 Detroit Leg. N. 270. Missowri. — Wait v. Atchison, T. & S. F. R. Co., 204 Mo. 491, 103 S. W. 60. 'Nebra.ika. — Lavender v. Atkins, 20 Neb. 206, 29 N. W. 467. Texas. — Powell v. Galveston, H. & S. A. R. Co., 78 S. W. 975; St. Louis & S. F. R. R. Co. V. Dysart, 130 S. W. 1047. Wisconsin. — Rice v. Garnhart, 35 Wis. 282. 12 Connell v. Brumback, 10 Ohio Cir. Dee. 149, 18 Ohio Cir. Ct. 502; Stearns v. WoUenberg, 51 Ore. 88, 92 Pac. 1079, 14 L.R.A.(N.S.) 1095; McRea v. Warehime, 49 Wash. 194, 94 Pac. 924. 13 Ross V. C. R. I. & P. R. Cc , 55 la. 691, 8 N. W. 644; Louisville & .N. K, Co. V. Proctor, 51 S. W. 591, 21 Ky. L. Rep. 447; Weeks v. Wayne Circuit Judges, 73 Mich. 256, 41 N. W. 269; Kilbourne v. Wiley, 124 Mich. 370, 83 N. W. 99, 7 Detroit Leg. N. 269. 14 See supra, §§ 634-637. 15 United States. — Foster v. Dan- forth, 59 Fed. 750. Colorado. — Johnson v. McMillan, 13 Colo. 423, 22 Pac. 769 ; Flint v. Hub- bard, 16 Colo. App. 464, 66 Pac. 446. Connecticut. — Andrews v. Morse, 12 Conn. 444, 31 Am. Dec. 752. Georgia. — McDonald v. Napier, 14 Ga. 89. Iowa. — Fisher v. Oskaloosa, 28 la. 381; Brainard v. Elwood, 53 la. 30, 3 N. W. 799 ; Winslow v. Central Iowa R. Co., 71 la. 197, 32 N. W. 330; Lamed i>. Dubuque, 86 la. 166, 53 N. W. 105; Parsons v. Hawley, 92 la. 175, 60 N. W. 520; Wallace v. Chicago, M. & St. P. R. Co., 112 la. 565, 84 N. W. 662. Kentucky. — Stephens v. Farrar, 4 Bush 13; Louisville & N. R. Co. v. Proctor, 51 S. W. 591. 1048 SETTLEMENT, DISMISSAL, ETC. [§ 645 SO far as the question of the attorney's lien is concerned, the judg- ment exists from the time the court orders the entry thereof.** Of course, there is nothing to prevent the defendant from making payment to the plaintiff personally, and obtaining a satisfaction of the judgment subject to the attorney's lien;" and where the efficacy of the lien is dependent on notice, the absence thereof will warrant the payment of the judgment debt to the plaintiff, and such payment will relieve the defendant from any subsequent claim of lien by the plaintiff's attorney.** Nor will the fact that Louisiana. — Safford V. Carroll, 23 La. Ann. 382. Main^. — Gammon v. Chandler, 30 Me. 152; Bickford v. Ellis, 50 Me. 121; Newbert v. Cunningham, 50 Me. 231, 79 Am. Dec'. 612; Cooly v. Pat- terson, 52 Me. 472; McKenzic v. Wardwell, 61 Me. 136; Stratton v. Hussey, 62 Me. 286. Michigan. — Weeks v. Wayne Cir- cuit Judges, 73 Mich. 256, 41 N. W. 269; Millard v. Jordan, 76 Mich. 131, 42 N. W. 1085; Lindner v. Hine, 84 Mich. 511, 48 N. W. 43. Minnesota. — ^Northrup v. Hayward, 102 Minn. 307, 12 Ann. Cas. 341, 113 N. W. 701. Nebraska. — Jones v. Duff Grain Co., 69 Neb. 91, 95 N. W. 1. New Jersey. — Barnes v. Taylor, 30 N. J. Eq. 467; Braden v. Ward, 42 N. J. L. 521. New York. — ^Martin v. Hawks. 15 Johns. 405; Talcott v. Bronson, 4 Paige 501; Ten Broeck v. De Witt, 10 Wend. 617; Adams v. Fox, 40 Barb. 442; Pinder v. Morris, 3 Caines 165; Power v. Kent, 1 Cow. 172; Hall V. Ayer, 19 How. Pr. 91, 9 Abb. Pr. 220; Fox v. Fox, 24 How. Pr. 409; In re Bailey, 66 How. Pr. 64; Grotty V. McKenzie, 42 Super. Ct. 192; Woolf V. Jacobs, 45 Super. Ct. 583; In re Bailey, 4 Civ. Proc. 140; Hommeyer v. Beere, 13 Civ. Proc. 369; Johnson v. Anderson, 1 Code Rep. N. S. 209 note; Eberhardt v. Schuster, 10 Abb. N. Cas. 374; Rooney V. Second Ave. R. Co., 18 N. Y. 368; Pulver V. Harris, 52 N. Y. 73 ; Bailey V. Murphy, 136 N. Y. 50, 32 N. E. 627, affirming 51 Hun 643 mem., 4 N. Y. S. 579; Commercial Telegram Co. V. Smith, 57 Hun 176, 19 Civ. Proc. 32, 10 N. Y. S. 433; Roberts v. Union El. R. Co., 84 Hun 437, 32 N. Y. S. 387; Baxter v. Connor, 119 App. Div. 450, 104 N. Y. S. 327; Bloch V. Bloeh, 136 App. Div. 770, 121 N. Y. S. 475; Vrooman v. Pick- ering, 25 Misc. 277, 28 Civ. Proc. 302, 54 N. Y. S. 389. South Dakota. — Leighton v. Serve- son, 8 S. D. 350, 66 N. W. 938. Tennessee. — Covington v. Bass, 88 Tenn. 496, 12 S. W. 1033. Vermont. — Hutchinson v. Pettes, 18 Vt. 614; Hooper v. Welch, 43 Vt. 169, 5 Am. Rep. 268. West Virginia. — Renick v. Luding- ton, 16 W. Va. 378. See also supra, § 643, as to settlement pending ap- peal. 18 Young V. Dearborn, 27 N. H. 324. n Boyle V. Metropolitan St. R. Co., 134 Mo. App. 71, 114 S. W. 558. 18 Colorado State Bank v. Davidson,. § 646] SETTLEMENT, DISMISSAL, ETC. 1049 a lien exists in favor of the plaintiff's attorney, affect any sub- stantial right of the adverse party, as, for instance, the right to discharge the indebtedness with depreciated funds.^* Dismissal, Substitution, and Assignment. § 646. Dismissal. — Where lien rights exist in favor of an at- torney as against his client's cause of action,*" or as against money and funds in the hands of the adverse party or some other per- son,^ or as against any other subject-matter of litigation,* a liti- gant will not, as a general rule, be permitted to discontinue or dismiss his action to the prejudice of the attorney's rights in the premises ; ' and this is particularly true after judgment has been entered.* In some jurisdictions, however, a dismissal will be al- 7 Colo. App. 91, 42 Pac. 687; Haw- kins V. Loyless, 39 Ga. 5; Green v. Southern Exp. Co., 39 Ga. 20; Flor- ida Cent. & P. R. Co. v. Eagan, 104 Ga. 353, 30 S. E. 745; Finder v. Mor- ris, Colem. & C. Caa. (N. Y.) 489. 19 Neil V. Staten, 7 Heisk. (Tenn.) 290. 20 See supra, §§ 613-617. 1 See supra, §§ 618-626. 2 See supra, §§ 627-633. S Georgia. — Twiggs v. Chambers, 56 Ga. 279. Indiana. — See Miedreich v. Kank, 40 Ind. App. 393, 82 N. E. 117. Kansas. — Koot v. Topeka Water Supply Co., 46 Kan. 183, 189, 26 Pac. 398, 400. Kentucky. — Skaggs v. Hill, 14 S. W. 363. Michigan. — ^Heavenrich v. Alpena Circuit, Judge, 111 Mich. 163, 69 N. W. 226, 3 Detroit Leg. N. 641. Nebraska. — Williams v. Miles, 63 Neb. 851, 89 N. W. 455. Sew HampsMre. — Young v. Dear- born, 27 N. H. 324. Neio York. — Kuehn v. Syracuse Rapid Transit R. Co., 104 App. Div. 580, 93 N. Y. S. 883, affirmed 186 N. Y. 567, 79 N. E. 1109, previously re- versed on other grounds, 183 N. Y. 456, 76 N. E. 589; Stilwell v. Arm- strong, 28 Mise. 546, 59 N. Y. S. 671 ; Pickard v. Yencer, 10 N. Y. Wkly. Dig. 271; Eberhardt v. Schuster, 10 Abb. N. Cas. 374; Owen v. Mason, 18 How. Pr. 156; Dietz v. McCallum, 44 How. Pr. 493. South Carolina. — Miller v. Newell, 20 S. C. 123, 47 Am. Rep. 833. Tennessee. — Pleasants v. Kortrecht, 5 Heisk. 694; Covington v. Bass, 88 Tenn. 498, 12 S. W. 1033. Wisconsin. — Howard v. Osceola, 22 Wis. 453. 4 United States. — Dodge v. Schell, 20 Blatchf. 517; Foster v. Danforth, 59 Fed. 750. Colorado. — Johnson v. McMillan, 13 Colo. 423, 22 Pac. 769. Gonnecticu.t. — Andrews v. Morse, 12 Conn. 444, 31 Am. Dec. 752. Iowa. — Fisher v. Oskaloosa, 28 la. 381; Brainard v. Elwood, 53 la. 30, 3 N. W. 799; Winslow v. Central 1050 SETTLEMENT, DISMISSAL, ETC. [§ 646 lowed, notwithstanding the existence of an attorney's lien, if it appears that the client is financially responsible.' And where no lien rights exist in favor of the attorney, a litigant may discon- tinue or dismiss an action or proceeding without the consent of his counsel ; * nor is there anything to prevent a litigant, acting fairly and honestly, from abandoning a suit, whether an attorney's lien has accrued with respect thereto or not.'' Where a plaintiff, without the knowledge or consent of his attorney, settles the action collusively for the purpose of depriving the attorney of his fees, the latter may, by giving notice to the party sought to be charged of his intention to continue the cause in the name of his client for the recovery of his fees only, proceed with the suit for that Iowa R. Co., 71 la. 197, 32 N. W. 330; Larned v. Dubuque, 86 la. 166, 53 N. W. 105. Kentucky. — Stephens v. Farrar, 4 Bush 13. Louisiana. — SaflFord v. Carroll, 23 La. Ann. 382. Maine. — Bickford v. Ellis, 50 Me. 121; Newbert v. Cunningham, 50 Me. 231, 79 Am. Dec. 612; Cooly v. Pat- terson, 52 Me. 472; McKenzie v. Wardwell, 61 Me. 136. Michigan. — Weeks v. Wayne Cir- cuit Judges, 73 Mich. 256, 41 N. W. 269 ; Millard v. Jordan, 76 Mich. 131, 42 N. W. 1085. New Jersey. — Barnes v. Taylor, 30 N. J. Eq. 467; Braden v. Ward, 42 N. J. L. 521. Neio York. — Bailey v. Murphy, 136 N. Y. 50, 32 N. E. 627, affirming 51 Hun 643 mem., 4 N. Y. S. 579; Rob- erts V. Union El. R. Co., 84 Hun 437, 32 N. Y. S. 387. South Dakota. — Lelghton v. Serve- son, 8 S. D. 350, 66 N. W. 938. Tennessee. — Covington v. Bass. 88 Tenn. 496, 12 S. W. 1033. Texas. — Marschall v. Smith, 132 S. W. 812. Vermont. — ^Hutchinson v. Pettes, 18 Vt. 614; Hooper v. Welch, 43 Vt. 169, 5 Am. Rep. 267. West Virginia. — Reniek v. Luding- ton, 16 W. Va. 378. See also supra, §§ 634-637, as to lien rights against judgments and decrees. B Mitchell V. Mitchell, 143 App. Div. 172, 127 N. Y. S. 1065; Wit- mark V. Perley, 43 Misc. 14, 86 N. Y. S. 756. 6 Cameron v. Boeger, 102 HI. App. 649, affirmed 200 111. 84, 65 N. E. 690, 93 Am. St. Rep. 165; Rowe V. Eogle, 88 Ky. 105, 10 S. W. 426, 2 L.R.A. 708, 10 Ky. L. Rep. 689; Sheedy v. McMurtry, 44 Neb. 499, 63 N. W. 21; Evans I!. MuUer, 74 App. Div. 630, 77 N. Y. S. 1027. ''De Wandelaer v. Sawdey, 78 Conn. 654, 63 Atl. 446; Matter of Evans' Will, 58 App. Div. 502, 10 N. Y. Ann. Cas. 32, 69 N. Y. S. 482, rehearing denied 65 App. Div. 610, 72 N. Y. S. 493; Sullivan v. McCann, 113 App. Div. 61, 37 Civ. Proc. 113, 98 N. Y. S. 947; Landreth v. Powell, 122 Tenn. 195, 121 S. W. 500; Foot V. Tewksbury, 2 Vt. 97. §§ 647, 648] SETTLEMENT, DISMISSAL, ETC. 1051 purpose, and hence is not entitled to maintain a proceeding to enjoin the dismissal.* § 647. Substitution. — An attorney's right to a lien for serv- ices rendered cannot be defeated by substitution.® It is not doubt- ed, of course, that the client may discharge his attorney at pleas- ure, and substitute another in his stead ; "* but, in allowing such substitution, it is customary to impose terms whereby the original attorney is protected in his compensation.^^ Where an attorney abandons the cause of his client without justification, he will be deemed to have lost his right to compensation,^^ and to a lien therefor ; ^* and in those cases it would seem that substitution may be made without regard to the attorney's lien rights.^* § 648. Assignment of Judgment. — An assignee of a judg- ment takes subject to an attorney's lien thereon, whether he has notice thereof or not.^' The reason usually assigned for this rule 8 Jackson v. Stearns, 48 Ore. 25, 84 Pac. 798, 5 L.R.A.(N.S.) 390. 9 United States. — In re Paschal, 10 Wall. 496, 19 U. S. (L. ed.) 992; Dodge V. Schell, 12 Fed. 515, 14 Rep. 39, 10 Abb. N. Cas. (N. Y.) 465; Konald v. Mutual Reserve Fund Life Ass'n, 30 Fed. 228. Alabama. — Kelly v. Horsely, 147 Ala. 508, 41 So. 902. Iowa. — Gibson v. Chicago, M. & St. P. R. Co., 122 la. 565, 98 N. W. 474. New Jersey. — Hudson Trust & Sav- ings Inst. V. Carr-Curran Paper Mills, 44 Atl. 638. Neto Yorfc.^Creighton v. Ingersoll, 20 Barb. 541; Jeffards v. Brooklyn Heights R. Co., 49 App. Div. 45, 63 N. Y. S. 530; Kunath v. Bremer, 53 App. Div. 271, 65 N. Y. S. 830; Bryant v. Brooklyn Heights E. Co., 64 App. Div. 542, 72 N. Y. S. 308; Randel v. Vanderbilt, 75 App. Div. 313, 78 N. Y. S. 124; Kane v. Rose, 87 App. Div. 101, 84 N. Y. S. Ill, affirmed 177 N. Y. 557, 69 N. E. 1125; Johnson v. Ravitch, 113 App. Div. 810, 99 N. Y. S. 1059; Sciolaro V. Asch, 137 App. Div. 667, 122 N. Y. S. 518, 137 App. Div. 946, 126 N. y. S. 1151; O'Sullivan v. Metropolitan St. R. Co., 39 Misc. 269, 79 N. Y. S. 481; Fenlon v. Paillard, 46 Misc. 151, 93 N. Y. S. 1101; Lederer v. Gold- ston, 63 Misc. 322, 117 N. Y. S. 151; Schneible v. Travelers' Ins. Co., 32 Civ. Proc. 273, 73 N. Y. S. 955. Utah. — Sandberg v. Victor Gold & Silver Min. Co., 18 Utah 66, 55 Pac. 74. 10 See supra, § 143. 11 See supra, §§ 147, 148. 12 See supra, § 453. 13 See supra, § 610. 14 Hektograph Co. v. Fourl, 11 Fed. 844. 15 Arkansas. — Sexton v. Pike, 13 Ark. 193; Porter V. Hanson, 36 Ark. 591. Colorado. — Davidson v. La Plata 1052 SETTLEMENT, DISMISSAL, ETC. [§ 649 is that an attorney has no practical means of Jmowing to whom a judgment may be assigned, and, therefore, it is hut reasonable to require such an assignee to make the necessary inquiries before taking the assignment.** Thus, it has been held that a statutory provision to the effect that a judgment defendant shall have notice of a lien on the judgment where the record shows the name of the attorney therein, is for the benefit of the defendant alone; and the fact that the attorney's name does not appear of record affords no protection to an assignee of the judgment as against the at- torney's lien thereon." In some jurisdictions, however, compli- ance with certain statutory formalities is mandatory.*' § 649. Assignment of Cause of Action. — Nor can a cause of action, or the subject-matter of litigation, be assigned so as to County, 26 Colo. 549, 59 Pac. 46; Colorado State Bank v. Davidson, 7 Colo. App. 91, 42 Pac. 687. District of Columbia. — Hutchinson V. Worthington, 7 App. Cas. 548. Georgia. — ^Lovett v. Moore, 98 Ga. 158, 26 S. E. 498. Illinois. — Hawk v. Ament, 28 111. App. 390. Indiana. — Peterson v. Struby, 25 Ind. App. 19, 56 N. E. 733, rehearing denied 25 Ind. App. 25, 57 N. E. 599. Kentucky. — Central Trust Co. v. Richmond, N. I. & B. R. Co., 105 Fed. 803, 45 C. C. A. 60 (construing Ken- tucky statute). Massachusetts. — Bruce v, Anderson, 176 Mass. 161, 57 N. E. 354. Minnesota. — Gill v. Truelsen, 39 Minn. 373, 40 N. W. 254; Wetherby V. Weaver, 51 Minn. 73, 52 'n. W. 970. Neiraska. — ^Yates v. Kinney, 33 Neb. 853, 51 N. W. 230; Taylor v. Stull, 79 Neb. 295, 112 N. W. 577. New York. — Fairbanks v. Sargent, 104 N. Y. 108, 9 N. E. 870, 58 Am. Rep. 490, reversing 39 Hun 588; Guliano v. Whitenack, 9 Misc. 562, 24 Civ. Proc. 55, 1 N. Y. Ann. Cas. 75, 30 N. Y. S. 415; Schriever v. Brooklyn Heights R. Co., 30 Misc. 145, 30 Civ. Proc. 67, 61 N. Y. S. 644, 890, modified 49 App. Div. 629 mem., 63 N. Y. S. 217; Marvin v. Marvin, 22 Civ. Proc. 274, 19 N. Y. S. 371. South Dakota. — Leighton v. Serve- son, 8 S. D. 350, 66 N. W. 938. Tennessee. — Cunningham v. Mc- Grady, 2 Baxt. 141; Taylor v. Ba- doux, 58 S. W. 919. Vermont. — ^Weed Sewing Macli. Co. V. Boutelle, 56 Vt. 570, 48 Am. Eep. 821; Parker v. Parker, 71 Vt. 387, 45 Atl. 756. West Virginia. — Bent v. Lipscomb, 45 W. Va. 183, 31 S. E. 907, 72 Am. St. Rep. 815. 16 In Heartt v. Chipman, 2 Aikens (Vt.) 162. IT Tyler v. Slemp, 124 Ky. 209, 90 S. W. 1041. 18 Colorado State Bank v. Davidson, 7 Colo. App. 91, 42 Pac. 887; Alder- man I). Nelson, 111 Ind. 255, 12 N. E. 394. And see also supra, §§ 600-605, as to notice of lien generally. § 650] SETTLEMENT, DISMISSAL, ETC. 1053 defeat an attorney's lien thereon.^' Not will an attorney be pre- cluded from asserting his lien rights by the fact that he knew of an assignment of the subject-matter of the litigation by his client pending suit, and also that the client had agreed to prosecute the action without cost to the assignee.^" In some jurisdictions, how- ever, no lien exists on the client's cause of action, and in others, while such a lien is recognized, it does not attach until judgment has been entered ; ^ and, in those states, a bona fide assignment of a cause of action will prevent the acquisition of an attorney's lien.* 8et-ojf. § 650. Generally. — Set-off, excepting in so far as it was recogTiized in courts of equity, exists only by virtue of statutory authority ; and, for this reason, it is practically impossible to state any rule of general application in relation thereto. Even in the same jurisdiction statutes are frequently changed, and it is neces- sary to examine the local law with reference to the particular case under consideration, in order that a satisfactory solution may be arrived at. It has been held in some jurisdictions that an attorney's lien on a judgment is subordinate to the right of set-off in the adverse party ; * and in others, the contrary rule pre- 19 United States. — Key v. U. S. 2 La Framboise v. Grow, 56 111. Bank, 1 Hayw. & H. 74, 14 Fed. Cas. 197; Potter v. Mayo, 3 Greenl. (Me.) No. 7,746; Frink v. McComb, 60 Fed. 34, 14 Am. Dec. 211. 486. 3 United States. — National Bank of Nelraska. — Maloney v. Douglas Winterset v. Eyre, 8 Fed. 733, 3 Mc- County, 2 Neb. (unofBcial) Rep. 396, Crary 175. 89 N. W. 248. Alabama. — Ex p. Leliman, 59 Ala. Xew York. — Ward v. Lee, 13 Wend. 631; Mosely v. Norman, 74 Ala. 422. 41 ; Sweet v. Bartlett, 4 Sandf . 661 ; Connecticut. — Benjamin v. Benja- Boyle V. Boyle, 106 N. Y. 654, 12 N. min, 17 Conn. 110. E. 709 ; Old Colony Realty Co. v. Ait- Kentucky. — Robertson v. Shutt, 9 ken, 123 App. Div. 404, 107 N. Y. S. Bush 659; Bradford v. Ware's Ex'r, 1063. 12 Ky. L. Rep, 986 (abstract). Com- Termont. — Heartt v. Chipman, 2 pare Brown v. Lapp, 89 S. W. 304, 28 Aikens 162. Ky. L. Rep. 409. 20 Niagara Fire Ins. Co. v. Hart, 13 Maryland. — Marshall v. Cooper, 43 Wash. 651, 43 Pac. 937. Md. 46; Levy v. Steinbach, 43 Md. 1 See supra, §§ 613-617. 212. 1054 SETTLEMENT, DISMISSAL, ETC. [§ 651 vails.* It seems to be conceded that a right of set-oif in the adverse party, acquired subsequently to the acquisition of the attorney's lien, is subordinate to such lien.* The foregoing statements have reference only to charging liens.* No right of set-off exists as to retaining liens.' § 651. Set-off of One Judgment against Another. — Where, in the same litigation, judgments have been entered in favor of both parties, for costs or otherwise, one of such judg- ments may be set off against the other without reference to the attorney's lien for compensation, because such lien attaches only to the clear balance due the client after all equities have been Minnesota. — Lundberg v. Davidson, 68 Minn. 328, 71 N. W. 395, 72 N. W. 71. New York. — De Figaniere v. Young, 2 Robt. 670; Perry v. Chester, 36 Su- per. Ct. 228; Brooks v. Hanford, 15 Abb. Pr. 342; Bowling Green Sav. Bank v. Todd, 64 Barb. 146; Sanders V. Gillett, 8 Daly 183; Ferguson v. Bassett, 4 How. Pr. 168; Noxon v. Gregory, 5 How. Pr. 339; Turno v. Parks, 2 How. Pr. N. S. 35; Mohawk Bank v. Burrows, 6 Johns. Ch. 317; Dunkin v. Vanderbergh, .1 Paige 622; Firmenich v. Bovee, 4 Thomp. & C. 98; Nicoll v. Nicoll, 16 Wend. 446, overruling 2 Edw. 574. Compare Davidson v. Alfaro, 16 Hun 353 ; Bar- ry V. Third Ave. E. Co., 87 App. Div. 543, 84 N. Y. S. 830; Bamberger v. Oshinsky, 21 Misc. 716, 48 N. Y. S. 139 ; Ennis v. Curry, 61 How. Pr. 1. Vermont. — McDonald v. Smith, 57 Vt. 502. Wisconsin. — Bosworth v. Tallman, 66 Wis. 533, 29 N. W. 542. * California. — See Hathaway v. Pat- terson, 45 Cal. 294. Florida. — Carter v. Bennett, 6 Fla. 214; Carter v. Davis, 8 Fla. 183. Massachusetts. — Eider v. Ocean Ins. Co., 20 Pick. 259; Little v. Rodgers, 2 Mete. 478. Nebraska. — Boyer v. Clark, 3 Neb. 161; Finney ». Gallop, 2 Neb. (un- official) Rep. 480, 89 N. W. 276; Rice V. Day, 33 Neb. 204, 49 N. W. 1128. Compare Field v. Maxwell, 44 Neb. 900, 63 N. W. 62. South Dakota. — Hroch v. Aultman & Taylor Co., 3 S. D. 477, 54 N. W. 269. s Warfield v. Campbell, 38 Ala. 527, 82 Am. Dec. 724; Caudle v. Rice, 78 Ga. 81, 3 S. E. 7; Puett v. Beard, 86 Ind. 172, 44 Am. Rep. 280; Bradt i;. Koon, 4 Cow. (N. Y.) 416. 6 See supra, § 578, for a definition of the charging lien. 7 Bamberger v. Oshinsky, 21 Misc. 716, 48 N. Y. S. 139; Goodrich v. Mott, 9 Vt. 395. And see also supra, § 573, for a definition of the retaining lien. § 651] SETTLEMENT, DISMISSAL, ETC. 1055 settled.' As a general rule, however, the taxable costs due the attorney will be protected.' On the other hand, where judgments exist in favor of both parties in different actions, the attorney's lien in either case is superior to the defendant's right of set-off ; ^^ and this is especially true as to the attorney's lien for his taxable costs.'* In some juris- S/oioo. — Watson v. Smith, 63 la. 228, 18 N. W. 916, following Tiffany V. Stewart, 60 la. 207, 14 N. W. 241. Com/pare Ward v. Sherbondy, 96 la. 477, 65 N. W. 413. Massachusetts. — Little v. Eodgers, 2 Mete. 478. Missouri. — State v. U. S. Fidelity & Guaranty Co., 135 Mo. App. 160, 115 S. W. 1081. tfew York. — Smith v. Chenoweth, 14 Daly 166, 6 N. Y. St. Rep. 232; Porter v. Lane, 8 Johns. 357; Chan- ning V. Moore, 11 N. Y. St. Rep. 670. Compare Hovey v. Rubber Tip Pencil Co., 14 Abb. Pr. N. S. 66. South Dakota. — Lindsay v. Petti- grew, 8 S. D. 244, 66 N. W. 321; Gar- rigan v. Huntimer, 21 S. D. 269, 111 N. W. 563. Wisconsin. — Bosworth v. Tallman, 66 Wis. 533, 29 N. W. 542. 9 Indiana. — Johnson v. Ballard, 44 Ind. 270. Michigan. — Kinney v. Tabor, 62 Mich. 517, 29 N. W. 86, 512. New Hampshire. — Shapley v. Bel- lows, 4 N. H. 347; Rowe v. Lang- ley, 49 N. H. 395. N&w York. — Devoy v. Beyer, 3 Johns. 247; Ennis v. Curry, 22 Hun 584; Smith v. Cayuga Lake Cement Co., 107 App. Div. 524, 95 N. Y. S. 236; Place v. Hayward, 8 Civ. Proc. 352; Smith v. Chenoweth, 11 Civ. Proc. 138, 3 N. Y. St. Rep. 265. 10 Illinois.— Bient v. Brent, 24 111. App. 448. Indiana. — Adams v. Lee, 82 Ind. 587; Harshman v. Armstrong, 119 Ind. 224, 21 N. E. 662. S^onsos.— Leavenson v. Lafontane, 3 Kan. 523. Maine. — Stone v. Hyde, 22 Me. 318; Hooper v. Brundage, 22 Me. 460; Howe V. Klein, 89 Me. 376, 36 Atl. 620. Minnesota. — Lindholm v. Itasca Lumber Co., 64 Minn. 46, 65 N. W. 931. Compare Morton v. Urquhart, 79 Minn. 390, 82 N. W. 653. NebrasJca. — Ward v. Watson, 27 Neb. 768, 44 N. W. 27. New Jersey. — Terney v. Wilson, 45 N. J. L. 282. New York. — Wesley v. Wood, 73 Misc. 33, 132 N. Y. S. 248. Oftjo.— Diehl v. Friester, 37 Ohio St. 473. South Dakota. — Mosteller v. Hol- born, 21 S. D. 547, 114 N. W. 693. See also Pirie v. Harkness, 3 S. D. 178, 52 N. W. 581. Tennessee. — Roberts v. Mitchell, 94 Tenn. 277, 29 S. W. 5, 29 L.R.A. 705. 11 Maine. — Peirce v. Bent, 69 Me. 381; Harrington v. Bean, 94 Me. 208, 47 Atl. 147; Collins v. Campbell, 97 Me. 23, 53 Atl. 837, 94 Am. St. Rep. 458. Minnesota. — Lundberg v. Davidson, 68 Minn. 328, 71 N. W. 395, 72 N. W. 71. 1056 SETTLEMENT, DISMISSAL, ETC. [§ 652 dictions, however, the right to set off one judgment against an- other, even though they have been rendered in different proceed- ings, is superior to the attorney's lien.'^ The right of set-off generally depends entirely on statute, and it is essential that the local laws should be consulted. § 652. Assignment of Judgment to Counsel as Affecting Right of Set-off. — The assignment of a judgment, or any part thereof, to the attorney in payment for his services will be effective as against any right of set-off in the adverse party which did not exist at the time of the assignment; ^^ but such assignment will New Jersey. — Brown v. Hendrick- son, 39 N. J. L. 239 ; Phillips v. Mac- kay, 54 N. J. L. 319, 23 Atl. 941; Pride v. Smalley, 66 N. J. L. 578, 52 Atl. 955. New York. — Kaufman v. Keenan, 13 Civ. Proc. 225 ; Ainslie v. Boynton, 2 Barb. 258; Cole v. Grant, 2 Caines 105; NicoU v. NicoU, 2 Edw. 574; De- voy V. Bowyer, 3 Johns. 247; Dunkin V. Vandenbergh, 1 Paige 622; Jaeger V. Koenig, 33 Misc. 82, 67 N. Y. S. 172, reversing 32 Misc. 244, 65 N. Y. S. 795. IS Georgia. — Langston v. Eoby, 68 Ga. 406; Smith t). Evans, 110 Ga. 536, 35 S. E. 633. Compare Caudle v. Rice, 78 Ga. 81, 3 S. E. 7. loiea. — Hurst v. Sheets, 21 la. 501 ; Tiffany v. Stewart, 60 la. 207, 14 N. W. 241. New Bampshire. — Holt v. Quimby, 6 N. H. 79. New York. — Hayden v. McDermott, 9 Abb. Pr. 14; Cragin v. Travis, 1 How. Pr. 157; Ferguson v. Bassett, 4 How. Pr. 168; Noxon v. Gregory, 5 How. Pr. 339 ; Martin v. Kanouse, 17 How. Pr. 146; Firmenich v. Bovee, 4 Thomp. & C. 98; Dunkin v. Vander- bergh, 1 Paige 622. Compare Perry v. Chester, 53 N. Y. 240; Webb v. Park- er, 130 App. Div. 92, 114 N. Y. S. 489; Gridley v. Garrison, 4 Paige 647. Vermont. — Fairbanks v. Devereaux, 58 Vt. 359, 3 Atl. 500. 18 United States. — L. Bucki & Son Lumber Co. v. Atlantic Lumber Co., 128 Fed. 332, 63 C. C. A. 62. Connecticut. — Benjamin v. Benja- min, 17 Conn. 110; Ripley v. Bull, 19 Conn. 53. Michigan. — Wells v. Elsam, 40 Mich. 218. New York. — Roberts v. Carter, 9 Abb. Pr. 366 note; Peckham v. Bar- calow. Hill & D. 112; Ely v. Cook, 2 Hilt. 406, 9 Abb. Pr. 366; Roberts v. Carter, 17 How. Pr. 341; Naylor v. Lane', 50 Super. Ct. 97; Firmenich v. Bovee, 1 Hun 532, 4 Thomp. & C. 98; Delaney v. Miller, 84 Hun 244, 1 N. Y. Ann. Cas. 266, 32 N. Y. S. 505, affirm- ingi 78 Hun 18, 28 N. Y. S. 1059; Palmer r. Palmer, 24 Misc. 217, 53 N. Y. S. 538; Hayes v. Carr, 12 N. Y. St. Rep. 584. Oregon. — Ladd v. Ferguson, 9 Ore. 180. Wisconsin. — Rice v. Garnhart, 35 Wis. 282 ; Stanley v. Bouck, 107 Wis. 225, 83 N. W. 298. § 652] SETTLEMENT, DISMISSAL, ETC. 1057 be subordinate to a right of set-off which existed at the time the assignment was made.'* An attorney to whom a judgment, or part thereof, has been assigned, may set off the same as against a judgment owned by the defendant against the attorney.*^ 1* United States. — Fitzhugh v. Mc- Kinney, 43 Fed. 461. Kansas. — Turner v. Crawford, 14 Kan. 499. Maryland. — Marshall v. Cooper, 43 Md. 46. New York. — Pulver v. Harris, 52 N. Y. 73; Promme v. Gray, 17 Misc. 77, 39 N. Y. S. 856; Ferguson v. Bassett, 4 How. Pr. 168. Attys. at L. Vol. II.— 67. North Dakota. — Clark v. Sullivan, 3 N. D. 280, 55 N. W. 733. Pennsylvania. — In re Aber, 18 Pa. Super. Ct. 110; Johnson v. Hopkins, 1 Chest. Co. Rep. 68; Eeardon v. Peirce, 1 Chest. Co. Eep. 71. 15 People V. New York Common Pleas, 13 Wend. (N. Y.) 649, 28 Am. Dec. 495. CHAPTEE XXVI. ENFORCEMENT OF LIENS. In General, 653. Eight to Enforce Lien. 654. Courts Wherein Enforcement May Be Had. 655. Law Which Governs. By and Against Whom Enforcement May Be Effected. 656. Who May Enforce Lien. 657. Against Whom Enforcement May Be Had. Vacation of Proceedings to Effect Settlement, 658. Vacation of Settlement Proceedings Generally. 659. Seeking Additional Relief in Vacation Proceedings. 660. When Proceedings Will Be Vacated. Summary Determination and Enforcement of Lien in Original Action, 661. Generally. 662. Petition for Determination and Enforcement. 663. Against Whom Petition May Be Presented. 664. Necessary Parties. 665. Determination of Amount Due. 666. Order and Appeal Therefrom. Other Summary Enforcement. 667. Generally. 668. Issuing Execution. 669. Order on Sheriff or Assignee of Judgment to Pay over Fund. 670. Intervention in Proceedings for Revival of Judgment. 671. Enforcement by Appeal and in Appellate Court. 672. Taking Judgment by Default. Prosecuting Original Suit to Final Judgment. 673. Right to Prosecute Original Suit. 674. Procedure. 675. Permission to Prosecute Denied. 1058 §§ 653, 654} ENFORCEMENT OF LIENS. 1059 Enforcement by Independent Action. § 676. By Action at Law. 677. By Suit in Equity. 678. Parties. 679. Pleading and Proof. 680. Defenses. 681. Recovery and Enforcement Thereof. 682. Enforcement against Judgment. 683. Enforcement against Provisional Remedies and Sureties. Enforcement of Betaining Lien. 684. Generally. In General. § 653. Right to Enforce Lien. — As a general rule, statutes which create attorneys' liens also provide for their enforcement; and in those states where lien rights exist only by virtue of statu- tory authority, a like authority must exist for their enforcement.* In many jurisdictions, however, it is recognized that attorneys' charging liens may accrue, and may also be enforced, irrespective of such authority ; " indeed, to declare an attorney entitled to a lien, and, at the same time, to declare that he cannot enforce it, would be bestowing upon him the shadow and withholding the substance.' But it may be possible that an attorney will be called upon to bear at least some of the expense connected with the en- forcement of his lien ; thus, it has been held that an attorney must contribute ratably to the expense necessary for the enforcement of a judgment upon which he has a lien, and take his percentage out of the net amount realized.* § 654. Courts Wherein Enforcement May Be Had. — As a general rule, a lien must be enforced in the court wherein iPlummer v. Great Northern R. 3 Fillmore v. Wells, 10 Colo. 228, Co., 60 Wash. 214, 110 Pac. 989. 31 15 Pac. 343, 3 Am. St. Rep. 567. L.R.A.(N.S.) 1215. 1 Fisher v. Mylius, 62 W. Va. 19, 2 See supra, §§ 578-582, as to 57 S. E. 276. charging liens generally. And see also Mathot v. Triebel, 98 App. Div. 328, 90 N. Y. S. 903. 1060 ENFORCEMENT OF LIENS. [§ 654 the services for which the lien accrued were rendered,* even though some of the parties may reside in another jurisdiction.* This rule also applies to federal courts ; ' but the removal of an action from a state to the federal court does not prevent the state court from enforcing an attorney's lien which attached upon the commence- ment of the action.' So, in some jurisdictions an attorney's lien may be recognized and enforced in a surrogate's court,^ and this has been held to be true even though the services for which the lien accrued were rendered in another court. ^'' Appellate courts also afford relief, in some states, in the enforcement of attorney's liens.^^ But in some jurisdictions wherein an attorney's lien is allowed for services rendered in certain inferior courts, it has been held that such lien can only be enforced in a court of record.*^ So, it has been held that a lien accruing for services rendered to certain members of an Indian tribe, in proceedings before the 5 England. — Read v. Dupper, 6 T. E. 361. United States. — Central E. & B. Co. V. Pettus, 113 U. S. 116, 5 S. Ct. 387, 28 U. S. (L. ed.) 915; Tut- tle V. Claflin, 86 Fed. 964. Arkansas. — Gist v. Hanly, 33 Ark. 233. Colorado. — Fillmore v. Wells, 10 Colo. 228, 15 Pae. 343, 3 Am. St. Eep. 567. Michigan. — Wipfler v. Warren, 163 Mich. 189, 128 N. W. 178, 17 Detroit Leg. N. 905. 'New York. — Brown v. Comstoek, 10 Barb. 67, 3 Code Eep. 142; Adams v. Fox. 40 Barb. 442; In re King, 168 N. Y. 53, 60 N. E. 1054, modifying 61 App. Div. 152, 70 N. Y. S. 356. 6 In re King, 168 N. Y. 53, 60 N. E. 1054, modifying 61 App. Div. 152, 70 N. Y. S. 356; Oishei v. Pennsyl- vania E. Co., 117 App. Div. 110, 117, 118, 119, 102 N. Y. S. 368, 373, 374. V IngersoU v. Coram, 211 U. S. 335, 29 S. Ct. 92, 53 U. S. (L. ed.) 208. See also § 8 of the Act of Mar. 3, 1875 (4 Fed. St. Ann. p. 380). 8 Oishei v. Pennsylvania E. Co., 117 App. Div. 110, 117, 118, 119, 102 N. Y. S. 368, 373, 374. 9 In re Eowland, 55 App. Div. 66, 8 N. Y. Ann. Cas. 397, 66 N. Y. S. 1121, affirmed 166 N. Y. 641, 60 N. E. 1120; In re Regan, 29 Misc. 527, 7 N. Y. Ann. Cas. 165, 61 N. Y. S. 1074. See also Eobinson's Estate, 59 Misc. 323, 112 N. Y. S. 280. Compare In re Pieris, 82 App. Div. 466, 81 N. Y. S. 927, affirmed 176 N. Y. 566, 68 N. E. 1123. 10 Close V. Shute, 4 Dem. (N. Y.) 546. Compare In re Pieris, 82 App. Div. 466, 81 N. Y. S. 927. "See infra, § 671. 18 Thus, a lien accrues for serv- ices rendered in a municipal court of the city of New York, but it seems that it must be enforced in the supreme court. People v. Fitz- patrick, 35 Misc. 456, 71 N. Y. S. 191; Tynan v. Mart, 53 Misc. 49, 103 N. Y. S. 1033. §§ 655, 656] ENFORCEMENT OE LIENS. 1061 secretary of the interior, cannot be enforced in a mandamus pro- ceeding to compel the secretary to restore the names of such Indians to the tribal roll." A statute allowing enforcement in any court of competent jurisdiction is valid.** § 655. Law Which Governs. — The lien of an attorney will be enforced according to the law of the state where the lien at- tached, and not according to the law of a state wherein the judg- ment is sought to be collected.*^ And where services were ren- dered to a foreign trustee, who sought to remove funds from the control of the courts in one state and bring them to another, it was held that the courts of the state wherein the services were rendered, and the funds located, had power to determine the amount for which an attorney's lien should be established.*' By and Against Whom Enforcement May Be Effected. § 656. Who May Enforce Lien. — An attorney's lien may be enforced by himself," or by his assignee.*' So, an attorney's lien, declared in favor of a law partnership, may be enforced by one of the firm who became the owner thereof by virtue of an iSKappler v. Sumpter, 33 App. not be deprived of their remedies Cas. (D. C.) 404, wherein it was in the courts having jurisdiction in said that all contracts with Indians the premises." are subject to the supervision and l* Burns v. Illinois Cent. R. Co., allowance of the secretary of the 258 111. 302, 101 N. E. 551. interior. "All of the attorneys will 16 Citizens' Nat. Bank v. Culver, probably have to go before him for 54 N. H. 327, 20 Am. Rep. 134. a iinal approval and settlement of 16 In re King, 168 N. Y. 53, CO N. their contracts and claims for fees. E. 1054, modifying 61 App. Div. 152, And there is nothing in the orders 70 N. Y. S. 356. complained of that would preclude in- "In re Wilson, 12 Fed. 235, 26 quiry by him into the several con- Alb. L. J. 271; Adams v. Fox, 40 tracts of the attorneys, and the al- Barb. (N. Y.) 442; Kipp v. Rapp, lowance of the same as may appear 2 How. Pr. N. S. (N. Y. ) IGO, 7 fair and just, to the full extent of Civ. Proc. 385. the discretion committed to him by 18 Fisher v. Mylius, 62 W. Va. 19, Congress in such matters. But, if the 57 S. E. 276. secretary have no such discretionary As to the assignability of a lien, see power under the law, the parties will supra, § 611. 1062 ENFOECEMENT OF LIENS. [§ 657 arrangement with the other partner.^' But where a law firm has been dissolved under an agreement whereby its business was to be wound up by one of its members, the other member has no interest in such business which will warrant him in asserting an attorney's lien with respect thereto.*" Proceedings for the en- forcement of an attorney's lien cannot be maintained by the parties to the litigation.^ Nor can one who has not been admitted to prac- tice as an attorney be joined with a licensed practitioner in an action for the enforcement of an attorney's lien for services per- formed by both of them f but it seems that an attorney duly ad- mitted in another state may be a party to the enforcement of an attorney's lien in a state wherein he has rendered professional services, although he has not been admitted therein.* § 657. Against Whom Enforcement May Be Had. — An attorney's charging lien may be enforced against the client,* or his assignee.^ So, the lien may be enforced against an associate attorney,* or against the defendant,'' and in some instances en- forcement may be had against the defendant's sureties ; ' and where the defendant and an assignee of the plaintiff are both liable, the attorney may elect as to whether he shall pursue one or both of them.' In some jurisdictions an attorney's lien may be 18 Vinson v. Cantrell, (Tenn.) 56 Gardner-Himes Co., 123 App. Div. S. W. 1034. 404, 107 N. Y. S. 1063; Hcartt ». 20 Schiefer v. Freygong, 141 App. Chipman, 2 Aikens (Vt.) 162. Div. 236, 125 N. Y. S. 1037. And see Assignment by client as affecting supra, § 472. lien, see supra, §§ 648, 649. 1 Avery v. Avery, 5 Misc. 75, 23 6 Smitli v. Goode, 29 Ga. 185. See Civ. Proc. 204, 24 N. Y. S. 737. See also Elliott v. Leopard Min. Co., 52 also Jackson v. American Cigar Box Cal. 355. Co., 141 App. Div. 195, 126 N. Y. S. 'Procter Coal Co. v. Tye, 123 Ky. 58. 381, 96 S. W. 512; Oishei v. Metro- 2 Hittson V. Browne, 3 Colo. 304. politan St. K. Co., 110 App. Div. 709, 8 Taylor v. Badoux, (Tenn.) 58 S. 35 Civ. Proc. 240, 97 N. Y. S. 447; W. 919. IngersoU v. Coal Creek Coal Co., 117 4 Davidson v. La Plata County, 26 Tenn. 263, 10 Ann. Oas. 829, 98 S. Colo. 549, 59 Pae. 46. See infra, W. 178, 9 L.R.A.(]Sr.S.) 282. § 663. 8 See infra, § 678. * Sexton V. Pike, 13 Ark. 193 ; 9 Davidson v. La Plata County, 26 Davidson v. La Plata County, 26 Colo. 549, 59 Pac. 46. Colo. 549, 59 Pac. 46; Ross v. Bayer- § 658] ENFORCEMENT OF LIENS. 1063 enforced against any one into whose hands the proceeds of liti- gation, in connection with which the lien accrued, may come.*" In order that enforcement may be effective, however, it must be shown that a lien has actually accrued to the attorney, and that a sum of money is due him thereon '^ for professional services which he was authorized to render ; ^ and in some jurisdictions it is essential, in order that the lien may be enforced against the de- fendant, that the attorney should be unable to enforce his claim against his client.'* Vacation of Proceedings to Effect Settlement. § 658. Vacation of Settlement Proceedings Generally. — In many jurisdictions an attorney may move to vacate such action as has been taken by his client, or by the adverse party, or both, for the purpose of effecting a disposition of the litigation wherein the attorney has been engaged and has acquired a lien, in so far as the same may affect his lien rights. This procedure is author- ized by statute in some instances ; but even in the absence of statute, the court undoubtedly has inherent power to protect its officers in this respect.'* Thus, an attorney may move to set aside the satis- faction of a judgment,'* or to vacate the cancellation of an under- lOMo. Rev. St. (1909) § 964; New Neiv ToWc— Spors V. Schultheia, York Judiciary Law, § 475; Utah 55 Hun 603 mem., 8 N. Y. S. 175; Comp. Laws, § 135. Roberts v. Union EL R. Co., 84 Hun "See infra, § 671. 437, 32 N. Y. S. 387; Baxter v. Con- 12 See infra, § 680. nor, 119 App. Div. 450, 104 N. Y. S. 13 See infra, § 680. S27 ; Knickerbocker Inv. Co. v. Voor- 14 Potter V. Ajax Min. Co., 19 Utah hees, 128 App. Div. 639, 132 Jf. Y. 421, 57 Pac. 270. S. 842; Guliano v. Whitenack, 9 li United States. — Patrick «. Leach, Misc. 562, 24 Civ. Proe. 55, 1 N". Y. 17 Fed. 476, 3 McCrary 555. Ann. Cas. 75, 30 N. Y. S. 415; Mit- Minnesota. — Northrup v. Hayward, chell v. Piqua Club Asa'n, 15 Misc. 102 Minn. 307, 12 Ann. Cas. 341, 113 366, 25 Civ. Proc. 139, 37 N. Y. S. N. W. 701. 406; Bollar v. Schoenwirt, 30 Misc. Missouri.— Young v. Renshaw, 102 224, 63 N. Y. S. 311; Whittafeer v. Mo. App. 173, 76 S. W. 701 ; Stepliens New York & Harlem R. Co., 54 Super. V. Metropolitan St. R. Co., 157 Mo. Ct. 8, 18 Abb. N. Cas. 11, 11 Civ. App. 656, 138 S. W. 904; Smoot v. Proc. 189, 3 N. Y. St. Rep. 537; Com- Shy, 159 Mo. App. 126, 139 S. W. mercial Tel. Co. v. Smith, 19 Civ. 239. Proc. 32, 10 N. Y. S. 433. 1064 ENFOECEMENT OF LIENS. [§ 659 taking against which his lien might be enforced ; '* so, he may move to set aside a settlement,*'' or a dismissal of the litigation.*' A proceeding of this character, however, can be instituted only by the lien claimant; *' and it seems that the client is not a neces- sary party.*' § 659. Seeking Additional Relief in Vacation Proceedings. — It is evident that the mere vacation of proceedings for the purpose of effecting a settlement will not, of itself, afford relief in all instances, and, therefore, it is usual to accompany the appli- cation for vacation with a request that the cause be restored,* and the attorney permitted to continue the litigation to final judg- ment for the purpose of establishing his lien.* And in some juris- dictions the amount due an attorney may be determined, and his lien therefor enforced, in the vacation, proceedings,' or the attor- ney may be permitted to issue an execution to the extent of his lien.* The court will not, however, undertake, upon affidavits, to try either a charge made by the plaintiff's attorneys of collusion between the plaintiff and the defendant in the settlement, or the charge made by the defendant's attorney of champertous conduct XJtah. — Potter v. Ajax Min. Co., 19 130 N. W. 1047; Jackson v. Stearns, Utah 421, 57 Pae. 270. 48 Ore. 25, 84 Pac. 798, 5 L.R.A. 16 Knickerbocker Inv. Co. v. Voor- (N.S.) 390. hees, 128 App. Div. 639, 112 N. Y. S. W Murray v. Jibson, 22 Hun (N. 842. And see infra, § 660. Y.) 386. And see supra, § 656. 17 Minnesota. — Desaman v. Butler, 20 Aspinwall v. Sabin, 22 Neb. 73, 114 Minn. 362, 131 N. W. 463. 34 N. W. 72, 3 Am. St. Eep. 258. Missouri. — ^Wait v. Atchison, T. & And see also infra, § 664. S. F. E. Co., 204 Mo. 491, 103 S. W. 1 Piatt v. Jerome, 19 How. 384, 15 60. U. S. (L. ed.) 623; Desaman v. But- 2fe6ra«7ca.— Aspinwall v. Sabin, 22 ler, 114 Minn. 362, 131 N. W. 463. Neb. 73, 34 N. W. 72, 3 Am. St. Rep. 8 See infra, § 673. 258; Jones v. Duff Grain Co., 69 Neb. 8 Stephens v. Metropolitan St. E. 91, 95 N. W. 1. Co., 157 Mo. App. 656, 138 S. W. 904; New York. — Kuehn v. Syracuse Smoot v. Shy, 159 Mo. App. 120, 139 Eapid Transit E. Co., 183 N. Y. S. W. 2^9. See also Guliano v. 456, 76 N. E. 589, reversing 104 App. Whitenack, 9 Misc. 562, 24 Civ. Proc. Div. 580, 93 N. Y. S. 883. 55, 1 N. Y. Ann. Cas. 75, 30 N. Y. Wisconsin. — Howard v. Osceola, 22 S. 415. Wis. 453. 4 Smoot v. Shy, 159 Mo. App. 126, 18 Zentmire v. Brailey, 89 Neb. 158, 139 S. W. 239. See infra, § 668. § 660] ENFORCEMENT OF LIENS. 1065 on the part of the attorney securing the contract of employment from the plaintiff.* § 660. When Proceedings Will Be Vacated. — As a general rule, the law encourages the settlement of litigation, and, there- fore, the fair and honest disposition of a cause by the client will rarely he interfered with.* The circumstances must be such as will warrant interference by the court in order to enable the at- torney to recover his compensation,'' and the attorney must act promptly ; laches may be fatal.' The mere fact that the client has been overreached is not sufficient ground for setting aside a set- tlement made by him with the adverse party.' But it is quite generally recognized that proceedings by which a settlement has been effected, will be vacated where it appears that such settle- ment was entered into with the intention of defrauding the at- torney in the matter of his compensation,^" or where the client is an irresponsible person.^' In some instances it would seem that the fact of a settlement having been made with knowledge, or means of laiowledge, of the existence of an attorney's lien, will warrant the court in vacating the proceedings ; ^^ and it has 6 Kern v. Chicago, M. & P. S. R. lo Jones v. Duff Grain Co., 69 Neb. Co., 201 Fed. 404. 91, 95 N. W. 1; Whittaker v. New 6 See supra, §§ 640-646. See also York & Harlem R. Co., 18 Abb. N. Murray v. Jibson, 22 Hun (N. Y.) Cas. 11, 11 Civ. Proc. 189, 54 Super. 386; Zimmer v. Metropolitan St. R. Ct. 8, 3 N. Y. St. Rep. 537; Jackson Co., 32 Misc. 262, 65 N. Y. S. 977 ; v. Stearns, 48 Ore. 25, 84 Pac. 798, 5 Jackson v. Stearns, 48 Ore. 25, 84 L.R.A. (N.S.) 390 ; Howard u. Osceola, Pac. 798, 5 L.R.A.(N.S.) 390. 22 Wis. 453. And see also supra, 'Dahlstrom v. Featherstone, 18 § 642. Idaho 179, 110 Pac. 243; Poole v. "Baxter v. Connor, 119 App. Div. Belcha, 131 N. Y. 200, 30 N. B. 53; 450, 104 N. Y. S. 327; Mitchell v. Corbitt V. Watson, 88 App. Div. 467, Piqua Club Ass'n, 15 Misc. 366, 25 Civ. 85 N. Y. S. 125; Courtney v. Mc- Proc. 139, 37 N. Y. S. 406; Bollar v. Gavock, 23 Wis. 619. Schoenwirt, 30 Misc. 224, 63 N. Y. S. 'Richardson v. Brooklyn City & 311. N. R. Co., 7 Hun (N. Y.) 69; Neill la Desaman u. Butler, 114 Minn. 362, V. Van Wagenen, 54 Super. Ct. (N. 131N. W. 463; Stephens u. Metropoli- Y.) 477. tan St. R. Co., 157 Mo. App. 656, 138 9 Stephens v. Metropolitan St. R. S. W. 904. Co., 157 Mo. App. 656, 138 S. W. 904. 1066 ENFOECEMENT OF LIENS. [§ 661 been distinctly held that the attorney need not show any actual fraud." Summary Determinaiion and Enforcement of Lien in Original Action. § 661. Generally. — In several jurisdictions an attorney may have his charging lien determined and enforced in the original action either by intervening therein as a party, or, without be- coming a party, by presenting a petition to the court and praying for the determination and enforcement of his lien; this practice is usually authorized by statutes " which also provide that the lien may be determined and enforced by the court.** Thus, under the Georgia statute it has been held that it is the duty of the court to protect and enforce an attorney's lien, on application, where the circumstances warrant such action.*^ And under the Ifew York statute " the court is obliged to determine and enforce an attorney's charging lien on the presentation of a petition setting forth sufficient grounds therefor.** But, in the absence of fraud, 13 Desaman v. Butler, 114 Minn. 362, 131 N. W. 463; Whittaker v. New York & Harlem R. Co., 18 Abb. N. Cas. 11, 11 Civ. Proc. 189, 54 Super. Ct. 8, 3 N. Y. St. Rep. 537. 14 Georgia. — Merchants' Nat. Bank V. Armstrong, 107 Ga. 479, 33 S. E. 473. Kentucky. — Proctor Coal Co. v. Tye & Denham, 123 Ky. 381, 96 S. W. 512, 29 Ky. L. Rep. 804 ; Martin v. Smith, 110 S. W. 413; Johnson v. Breckin- ridge, 4 Ky. L. Rep. 994 (abstract). Minnesota. — Weicher i>. Cargill, 86 Minn. 271, 90 N. W. 402. Nebraska. — Jones v. Duff Grain Co., 69 Neb. 91, 95 N. W. 1; Lewis v. Omaha St. R. Co., 114 N. W. 281. New York. — Brown v. New York, 11 Hun 21; Corbit v. Watson, 88 App. Div. 467, 85 N. Y. S. 125; Sullivan v. McCann, 113 App. Div. 61, 37 Civ. Proc. 113, 98 N. Y. S. 947; In re Ed- ward Ney Co., 114 App. Div. 467, 99 N. Y. S. 982. Texas. — Thomas v. Morrison, 46 S. W. 46; Marschall v. Smith, 132 S. W. 812. iSRadley v. Gaylor, 98 App Div. 158, 90 N. Y. S. 758 ; Kuehn v. Syra- cuse Rapid Transit R. Co., 104 App. Div. 580, 93 N. Y. S. 883, affirmed 186 N. Y. 567, 79 N. E. 1109 ; In re Kauf- man, 113 N. Y. S. 525; Gulf, C. & S. F. R. Co. V. Eldredge, 35 Tex. Civ. App. 467, 80 S. W. 556. 16 Merchants' Nat. Bank «-„ „ „ ,, Super. Ct. 89, 64 How. Pr. 79, 4 Civ. i^' ^'^ ^56. Compare Crotty v. Proc. 44; Commercial Tel. Co. v. McKenzie, 42 Super. Ct. (N. Y.) 192. Smith, 19 Civ. Proc. 32, 10 N. Y. S. ^""^ ^^^ ^'^° *''« preceding section. 433; Ackerman «. Ackerman, 11 Abb. "Commercial Telegram Co. v. Pr. 256. See also Moore v. Taylor, 2 Smith, 57 Hun 176, 19 Civ. Proc. 32, How. Pr. N. S. 343; Merchant v. Ses- 1" N. Y. S. 433. sions, 5 Civ. Proc. 24. l' Jones v. Duff Grain Co., 69 Neb. 14 Morrell v. Miller, 36 Ore. 412, 59 91, 95 N. W. 1. Pac. 710. 19 Gray v. Maxwell, 50 Ga. 108; §§ 670, 671] ENFORCEMENT OF LIENS. 1073 by an assignee of the plaintiff, it has been held that the sheriff may be stayed from paying the proceeds of the execution sale to such assignee until the amount of the attorney's compensation can be ascertained.*" So, it seems that an attorney may move for the payment over of the proceeds to him by the assignee.^ § 670. Intervention in Proceedings for Revival of Judg- ment. — An attorney v?ho has a lien on a judgment may inter- vene in proceedings for the revival thereof vs^here such action is necessary for his protection, or he may proceed to a revival there- of in his ov7n name to the extent of his lien. And that the court, in any such proceeding, should render a judgment for the attorney and against the judgment debtor for the amount of the lien, in- stead of entering an order of revivor in the name of the attorney to that extent, is vyithout prejudice to the judgment debtor.^ § 671. Enforcement by Appeal and in Appellate Court. — It has been held that an attorney may appeal from a judgment against his client, although the client is satisfied therewith, for the purpose of obtaining a more favorable judgment, so that he may enforce his lien against the adverse party ; * but it seems that an attorney may not so appeal against his client's consent* In some jurisdictions the attorney will be protected in his compensation by the appellate court as against a settlement made by the parties pending proceedings for review; thus, under such circumstances, an appeal has been dismissed without prejudice to any right which the attorney might have in the premises.' And it has been held that a plaintiff in error will not be allowed to withdraw the writ over the objection of his counsel where such action would Haynea v. Perry, 76 Ga. 33. See also « Greek v. MeDaniel, 68 Neb. 569, 94 Harney v. Demoss, 3 How. (Miss.) N. W. 518. 174; Pugh V. Boyd, 38 Miss. 326. » Adait v. Hall, 3 How. Pr. N. S. ^CLoaners' Bank v. Nostrand, 53 (N. Y.) 373. Super. Ct. (N. Y.) 52S. * Morrison v. Green, 96 Ga. 754, 23 1 In re Gates, 51 App. Div. 350, 31 S. E. 845 ; Nixon v. Ossenbeck, 129 Ky. Civ. Proc. 88, 64 N. Y. S. 1050. And 588, 112 S. W. 645. see also supra, §§ 648, 649, as to B Atlantic & G. C. Canal & Okeecbo- assignments by the client as affecting bee Land Co. v. Kinsman, 29 Fla. 332, the attorney's lien generally. 10 So. 555. Attya. at L. Vol. II.— 68. 1074 ENFOECEMENT OF LIENS. [§§ 672, 673 result in depriving the attorney of his lien rights.* And where an attorney anticipates that the retention of jurisdiction hy an appellate court may prevent him from enforcing his lien, it seems that he may raise the question of his right to dismiss the appeal.'' On the other hand, it has been held that an appeal from a judgment, subsequently satisfied, will not be heard merely for the purpose of protecting the rights of the plaintiff's attorney, and that, in such case, the attorney's remedy is by motion in the court below.' Nor will a cause which has been dismissed be reinstated on motion of the defendant's attorney, who claims a lien on the judgment.' § 672. Taking Judgment by Default. — Where the parties settle before the return day without the knowledge of the plain- tiff's attorney, such attorney may enter judgment by default on the failure of the defendant to answer, and enforce the same to the extent of his lien.'* And the judgment so entered will not be opened, unless the attorney's lien is paid,*' in the absence of good reason for such action.'* In some jurisdictions, however, a default judgment, taken under the circumstances above described, will be opened where it appears that the settlement was honestly made and that the client is a responsible person, or where the fees of his counsel have been secured by the settlement." Prosecuting Original Suit to Final Judgment. § 673. Right to Prosecute Original Suit. — The right of an attorney to enforce his charging lien by the prosecution of the 6 Walker v. Equitable Mortg. Co., Greenpoint Ferry Co., 5 Civ. Proc. 146, 114 Ga. 862, 40 S. E. 1010. . affirmed 98 N. Y. 660; Wood v. Trus- ' Wait V. Atchison, T. & S. F. E. Co., tees of Northwest Presbyterian 204 Mo. 491, 103 S. W. 60. Church, 7 Abb. Pr. (N. Y.) 210 note. 8 Cock V. Palmer, 1 Robt. (N. Y.) " Coster v. Greenpoint Ferry Co., 5 658, 19 Abb. Pr. 372. See also Me- Civ. Proc. 146, affirmed 98 N. Y. 660. Dowell V. Appleby, 1 How. Pr. (N. Y.) W In Eodgers v. Furse, 83 6a. 115, 229. 9 S. E. 669, it was held that a default 9 Piatt V. Jerome, 19 How. 384, 15 judgment would be opened where the U. S. (L. ed.) 623. defendant was misled by the plaintiff's 16 Gallison & Hobron Co. v. Rawak, attorney as to the time of trial. 3 N. Y. S. 802. See also Coster v. is Publishers' Printing Co. v. Gillin § 673] ENFOECEMENT OF LIENS. 1075 original suit to final judgment has been recognized in many cases/* though it has been said to rest in discretion.** This method of Printing Co., 16 Misc. 558, 38 N. Y. S. 784, reversing 15 Misc. 464, 37 N. Y. S. 198. I* United Stores.— Eldridge v. Tfie Ashley, 2 N. Y. Leg. Obs. 68, 8 Fed. Cas. No. 4, 333; Gaines v. Travis, Abb. Adm. 297, 9 Fed. Cas. No. 5,179; The Planet, 1 Spr. 11, 19 Fed. Cas. No. 11,204; The Victory, 1 Blatchf. & H. 443, 28 Fed. Cas. No. 16,937 ; Herman V. Metropolitan St. R. Co., 121 Fed. 184. Connecticut. — De Wandelaer v. Sawdey, 78 Conn. 654, 63 Atl. 446. Georgia. — McDonald v. Napier, 14 Ga. 89; Jones v. Morgan, 39 Ga. 310, 99 Am. Dee. 458 ; Coleman v. Ryan, 58 Ga. 132; Manning v. Manning, 61 Ga. 137; Little v. Sexton, 89 Ga. 411, 15 S. E. 490, distingmsMng Haynes v. Perry, 76 Ga. 33; Brown v. Georgia, C. & N. R. Co., 101 Ga. 80, 28 S. E. 634; Johnson v. McCurry, 102 Ga. 471, 31 S. E. 88; Atlanta R. & Power Co. ■0. Owens, 119 Ga. 833, 47 S. E. 213; Penn v. McGhee, 6 Ga. App. 631, 65 S. E. 686; Collier, Stephens & Co. v. Hecht-Erettingliam Co., 7 Ga. App. 178, 66 S. E. 400. Indiama. — Miedreich v. Ranl<, 40 Ind. App. 393, 82 N. E. 117, dis- tinguishing Hanna v. Island Coal Co., 5 Ind. App. 163, 31 N. E. 846, 51 Am. St. Rep. 246. £^e»tMc7ci/.— Martin v. Smith, 110 S. W. 413, 33 Ky. L. Rep. 582. Michigan. — Weeks v. Wayne Circuit Judges, 73 Mich. 256, 41 N. W. 269; Carpenter v. Myers, 90 Mich. 209, 51 N. W. 206; Heavenrich v. Alpena Cir- cuit Judge, 111 Mich. 163, 69 N. W. 226; Grand Rapids & I. R. Co. v. Che- boygan Circuit Judge, 161 Mich. 181, 126 N. W. 56, 17 Detroit Leg. N. 270. Nebraska.— Reynolia v. Reynolds, 10 Neb. 574, 7 N. W. 322; Lewis v. Omaha St. R. Co., 114 N. W. 281. New York. — Piclcard v. Yencer, 21 Hun 403, 10 N. Y. Wkly. Dig. 271; Wilber v. Baker, 24 Hun 24 ; Keeler v. Keeler, 51 Hun 505, 4 N. Y. S. 580; Hart V. New York, 69 Hun 237, 23 N. Y. S. 555, affirmed 139 N. Y. 610, 35 N. E. 204; Pilkington v. Brooklyn Heights R. Co., 49 App. Div. 22, 30 Civ. Proc. 276, 63 N.Y. S. 211; Schrie- ver V. Brooklyn H. R. Co., 49 App. Div. 629, 63 N. Y. S. 217; Oliwill v. Verdenhalven, 26 N. Y. St. Eep. 115, 7 N. Y. S. 99; Stahl v. Wadsworth, 13 Civ. Proc. 32, 10 N. Y. St. Rep. 228; Washburn v. Mott, 19 Civ. Proc. 439, 12 N. Y. S. Ill; Kehoe V. Miller, 10 Abb. N. Cas. 393 ; Deutseh V. Webb, 10 Abb. N. Cas. 393; Tullis V. Bushnell, 12 Daly 217, 65 How. Pr. 465; MeCabe v. Fogg, 60 How. Pr. 488; Talcott v. Bronson, 4 Paige 501. Oregon. — Jackson v. Stearns, 48 Ore. 25, 84 Pao. 798, 5 L.R.A.(N.S.) 390. Texas. — Powell v. Galveston, H. & S. A. R. Co., 78 S. W. 975. Utah. — Potter v. Ajax Min. Co., 19 Utah 421, 57 Pac. 270. Washington. — Cline Piano Co. v. Sherwood, 57 Wash. 239, 106 Pac. 742. West Virginia. — Burkhart v. Scott, 69 W. Va. 694, 72 S. E. 784. Wisconsin. — Howard v. Osceola, 22 Wis. 453 ; Smelker v. Chicago & N. W. R. Co., 106 Wis. 135, 81 N. W. 994. 15 Howard v. Ward, (S. D.) 139 N. W. 771. 1076 ENFOECEMENT OF LIENS. [§ 674 enforcement is usually adopted where the parties have settled without the consent of the attorney, and, of course, is only available where such settlement, and the means adopted to effect it, are not binding on the attorney.^* In New York it seems that this method must be pursued by an attorney who wishes to enforce his lien against the adverse party,* excepting where an independent action will lie.* In some jurisdictions a defendant's attorney is entitled to a lien for services rendered in connection with the establishment of a counterclaim, and circumstances may possibly arise where an action in which such a counterclaim has been asserted might be continued for the protection of the defendant's attorney ; ' ordi- narily, however, the defendant's attorney may not continue an action to final judgment for the purpose of recovering compensa- tion therein.* In other states this method of enforcing an attor- ney's lien is not recognized.* § 674. Procedure. — There is little or no uniformity in the practice of the several states as to the continuation of the action by an attorney for the purpose of enforcing his lien; indeed, the decisions on this subject in any one state show but little harmony ; and, in view of this fact, one jurist has stated that the right of an attorney to proceed in this manner is "fanciful at best," and that the decisions thereon were "a bundle of confusion." * As a gen- eral rule, it is necessary to obtain leave of court to continue the 16 See supra, §§ 640-646. 442, 82 N. Y. S. 707, appeal dismissed iSee supra, § 663. 86 App. Div. 321, 83 N. Y. S. 711; 8 See infra, §§ 676-683. Howard v. Eiker, 11 Abb. N. Cas. (N. 3 See Mo. Seas. L. (1901), p. 46, Y.) 113; Yoakley v. Hawley, 5 Lea § 1; N. Y. Judiciary Law, § 475 ; Utah (Tenn.) 670. Comp. Stat. § 135. And see also 5 Lamont v. Washington & George- supra, § 598. town R. Co., 2 Maekey (D. C.) 502, 47 4 Morrison v. Green, 96 Ga. 754, 23 Am. Rep. 268; Story v. Hull, 143 111. S. E. 845, distinguishing Fry v. Calder, 506, 32 N. E. 265 ; Farry v. Davidson, 74 Ga. 7; Florida Cent. & P. R. Co. v. 44 Kan. 377, 24 Pac. 419; Rind v. Ragan, 104 Ga. 353, 30 S. E. 745; Hunsioker, 24 La. Ann. 571; Yonge «. Saranac & Lake Placid R. Co. v. Ar- St. Louis Transit Co., 109 Mo. App. nold, 37 Misc. 514, 75 N. Y. S. 1003, 235, 84 S. W. 184. affirmed 72 App. Div. 620, 76 N. Y. S. 8 Per Gaynor, J., in Burpee v. Town- 1032; Pomeranz v. Marcus, 40 Misc. send, 29 Misc. 681, 61 N. Y. S. 467. § 674] ENFOECEMENT OF LIENS. 1077 action.'' And where a settlement has been entered, or the action has been discontinued or dismissed, the attorney should first move to vacate such settlement, dismissal, or discontinuance, and in con- nection therewith he may ask leave to proceed with the action for the protection of his lien ; ' in some cases, however, it seems to have been held that a motion to vacate is unnecessary.® It has also been held that the attorney may prosecute the action for his own benefit in the name of his client,^" and that he should file a peti- tion in his own name against both plaintiff and defendant, setting forth his claim and lien, to which answers may be filed and issues made up ; *^ while in another jurisdiction it is held that the proper procedure is for the attorney to present his claim to the court, and that the defendant should then plead the settlement, and upon the issue so made the rights of the parties may be determined.'* On the trial of the issue the attorney nawst establish not only his claim and lien therefor, but also the defendant's liability to the plain- tiff; '' and should he fail to do so, it seems that he must assume the payment of any judgment for costs which the adverse party may recover.** 7 Kretsinger v. Weber, 43 Neb. 468, 61 N. W. 718; Doyle v. New York, 0. & W. E. Co., 66 App. Div. 398, 72 N. Y. S. 936; Goddard v. Trenbath, 24 Hun (N. Y.) 182; Oliwill v. Verden- halven, 17 Civ. Proc. 362, 26 N. Y. St. Rep. 115, 7 N. Y. S. 99; Dimiek v. Cooley, 3 Civ. Proc. (N. Y.) 141; Washburn v. Mott, 19 Civ. Proc. 439, 12 N. Y. S. 111. Compare Forstman v. Schulting, 35 Hun (N. Y.) 504. 8 Grand Rapids & I. E. Co. v. Che- boygan Circuit Judge, 161 Mich. 181, 126 N. W. 56, 17 Detroit Leg. N. 270 ; Pickard v. Yencer, 21 Hun 403, 10 N. Y. Wkly. Dig. 271. And see also supra, § 658. 9 Wilbur V. Baker, 24 Hun (N. Y.) 24; Kehoe v. Miller, 10 Abb. N. Cas. (N. Y.) 393. See also Yonge v. St. Louis Transit Co., 109 Mo. App. 235, 84 S. W. 184. 10 O'Brien v. Metropolitan St. R. Co., 27 App. Div. 1, 27 Civ. Proc. 152, 50 N. Y. S. 159. 11 Reynolds v. Reynolds, 10 Neb. 574, 7 N. W. 322. 12 Grand Rapids & I. R. Co. v. Che- boygan Circuit Judge, 161 Mich. 181, 126 N. W. 56, 17 Detroit Leg. N. 270. 13 Gray v. Lawson, 36 Ga. 629 ; At- lanta R. & Power Co. v. Owens, 119 Ga. 833, 47 S. E. 213; Casucci v. Alle- ghany & K. R. Co., 65 Hun 452, 29 Abb. N. Cas. 252, 20 N. Y. S. 343; Smelker v. Chicago & N. W. R. Co., 106 Wis. 135, 81 N. W. 994. Compare Barthwell v. Chicago, M. & St. P. R. Co., 138 la. 688, 116 N. W. 813; Yonge V. St. Louis Transit Co., 109 Mo. App. 235, 84 S. W. 184. 14 O'Brien v. Metropolitan St. R. Co., 27 App. Div. 1, 27 Civ. Proc. 152, 50 N. Y. S. 159. 1078 EITFOBCEMBNT OF LIENS. [§ 675 § 675. Permission to Prosecute Denied. — An attorney will not be permitted to prosecute an action to final judgment in all cases, even though compensation may be owing to him for serv- ices rendered therein.** It is well settled that fair, honest settle- ments of litigation by the parties themselves, whether with or with- out the knowledge and consent of counsel, are approved by the law ; ** and formerly it was necessary, in order to warrant the granting of an order permitting an attorney to prosecute the suit to final judgment, to show that a fraud was perpetrated upon him ; " though it is not necessary now, in most jurisdictions at least, to show the existence of actual fraud.*' It was also formerly held that actions which were not assignable, as, for instance, those for personal injuries and other torts, and also actions for un- liquidated damages, could not be continued by the attorney for his own protection after the parties had settled them; *' but in several jurisdictions an attorney's lien now exists for services rendered in actions of this character, and, where this is so, such action may be continued by the attorney should the circumstances warrant it.^" 'Nov will an attorney be permitted to continue a matrimonial action for the recovery of his compensation; nor, indeed, as a general rule, may he acquire a lien which may be en- forced therein.* So an attorney who fails to coniply with statu- tory requirements which are essential to render his lien effective,* 15 Pitcher v. Robertson, 66 Hun 632 246, 72 N. Y. S. 5 ; McCabe v. Fogg, mem., 21 N. Y. S. 66; Burpee v. Town- 60 How. Pr. (N. Y.) 48S. send, 29 Misc. 681, 61 N. Y. S. 467. " Voigt Brewery Co. v. Donovan, 16 See supra, §§ 640-645. 103 Mich. 190, 61 N. W. 343 ; Boogren 17 Dolliver v. American Swan Boat v. St. Paul City R. Co., 97 Minn. 51, Co., 32 Misc. 264, 8 N. Y. Ann. Cas. 106 N. W. 104, 114 Am. St. Rep. 691, 3 74, 31 Civ. Proc. 94, 65 N. Y. S. 978. L.R.A. (N. S.) 379; Pulver v. Harris, See also Schriever t). Brooldyn Heights 62 .Barb. (N. Y.) 50O; Coughlin «;. R. Co., 30 Misc. 145, 30 Civ. Proc. 67, New Yorlc Cent. & H. R. R. Co., 71 N. 61 N. Y. S. 644, 890; Rasquin v. Y. 443, 27 Am. Rep. 75, modifying 8 Kniclcerbocker Stage Co., 21 How. Pr. Hun 136; Hutchinson v. Pettes, 18 Vt. (N. Y.) 293, 12 Abb. Pr. 324; Tomp- 614. Icins V. Nashville, C. & St. L. R. Co., 20 See supra, § 616; and see gener- 110 Tenn. 157, 72 S. W. 116, 100 Am. ally, supra, §§ 613-633. St. Rep. 795, 61 L.R.A. 340. 1 See supra, § 637. 18 Young V. Howell, 64 App. Div.. a See supra, §§ 600-605. § 67.6] ENFORCEMENT OF LIENS. 1079 or one who has lost or waived his lien,' will not be permitted to continue an action for the purpose of recovering his compensation therein.* And in one jurisdiction at least it is held that an at- torney will not be permitted to continue an action, as against the defendant, where it appears that his client is solvent, or where his compensation has been sufficiently provided for in the making of the settlement.' So, it has been held that an attorney will not be allowed to continue an action which his client was permitted to settle under an agreement with the attorney,* or an action which has abated ; '' nor will he be permitted to proceed with the action where he has been guilty of laches,' or where no lien has accrued in his favor,' or where it is manifest to the court that the con- tinuance of the suit will not aid the attorney in recovering his fees." Enforcement by Independent Action. § 676. By Action at Lavsr. — In many jurisdictions an attor- ney's charging lien may be enforced against the adverse party by an independent action at law,*^ and this is especially true where S See supra, §§ 606-612. Cooley, 3 Civ. Proc. 141 ; Dumowith v. i The Bella, 91 Fed. 540 ; Nielsen v. Marks, 84 N. Y. S. 453. Albert Lea, 91 Minn. 388, 392, 98 N. « In re Evans' Will, 33 Misc. 567, W. 195, 197; Lavender v. Atkins, 20 68 N. Y. S. 936. Neb. 206, 29 N. W. 467 ; Minto v. Baur, '' Harris v. Tison, 63 Ga. 629, 36 Am. 53 Hun 636 mem., 17 Civ. Proc. 314, 6 ^^P- ^'^^• N. Y. S. 444, modified 55 Hun 609, 8 ' Crisenza v. Auohmuty, 121 App. j^ Y g 933 Div. 611, 106 N. Y. S. 335. "''-', - _ , __.,, _„ 9 Oliver v. Sheeley, 11 Neb. 521, 9 ^ New York. — In re Evans' Will, 58 „„,„„, J;. , ,, A TV /.Ao lA TwT 1^ A n \n N.W. 689; Rook D. Dickinson, 38 Misc. tZ. ^-! ' ; ; t 690, 11 N. Y. Ann. Cas. 454, 78 N. Y. 69 N. Y. S. 482, rehearing demed, 65 g ^g ^^^^^^^ ^^^ ^^^^ ^ p^^ App. Div. 610, 72 N. Y. S. 493; Young . . r< n i i^ too xt -i7 o '^'^ ' ' e> vision Co. v. Del Favero, 123 N. Y. S. V. Howell, 64 App. Div. 246, 72 N. Y. ^g S. 5; Smith v. Acker Process Co., 102 \^ g^.^^^^^ ^ Wollenberg, 51 Ore. 88, App. Div. 170, 92 N. Y. S. 351; McKay 93 Pac. 3079, 14 L.E.A. (N.S.) 1095. V. Morris, 35 Misc. 571, 72 N. Y. S. 23 ; h Colorado.— Flint v. Hubbard, 16 Rook V. Dickinson, 38 Misc. 690, 11 N. Colo. App. 464 66 Pac. 446. Y. Ann. Cas. 454, 78 N. Y. S. 287 ; Georgia. — Suwannee Turpentine Co. Cohn V. Polstein, 41 Misc. 431, 84 N. v. Baxter, 109 Ga. 597, 35 S. E. 142. Y. S. 1072; Witnark v. Perley, 43 Idaho.— See Dahlstrom v. Feather- Misc. 14, 86 N. Y. S. 756 ; Dimick v. atone, 18 Idaho 179, 110 Pac. 243. 1080 ENFOECEMENT OF LIENS. [§ 676 the defendant has participated in a fraud upon the attorney/* though it is only by virtue of clear language in the statute that such proceedings are cognizable other than in equity.'* In some states a lien acquired in an inferior court may be enforced by action in a court of record." And in Missouri it has been held that an attorney's lien may be enforced by an action at law, even though there has been no verdict, report, decision, or judgment in the client's favor,*' and whether the client is or is not financially responsible.*® Of course, an action at law will also lie against the client for the enforcement of a lien which has accrued to his attorney ; " but such action does not differ in any material respect from actions by attorneys to recover compensation generally. This subject has been considered heretofore.*' Illinois. — Standidge v. Chicago E. Co., 254 111. 524, Ann. Cas. 1913C 65, 98 N. E. 963. Indiana. — Blankenbaker v. Bank of Commerce, 85 Ind. 459. Iowa. — Hubbard v. EUithorpe, 135 la. 259, 112 N. W. 796, 124 Am. St. Rep. 271; Barthell v. Chicago, M. & St. P. R. Co., 138 la. 688, 116 N. W. 813; Jamison v. Ranck, 140 la. 635, 119 N. W. 76. Kansas. — Farry v. Davidson, 44 Kan. 377, 24 Pac. 419. Kentucky. — Proctor Coal Co. v. Tye, 96 S. W. 512, 29 Ky. L. Rep. 804. Missouri. — O'Connor v. St. Louis Transit Co., 198 Mo. 622, 8 Ann. Cas. 703, 97 S. W. 150, 115 Am. St. Rep. 495; Taylor v. St. Louis Transit Co., 198 Mo. 715, 97 S. W. 155; Young v. Renshaw, 102 Mo. App. 173, 76 S. W. 701; Younge v. St. Louis Transit €o., 109 Mo. App. 235, 84 S. W. 184; Whit- well V. Aurora, 139 Mo. App. 597, 123 S. W. 1045; Laughlin v. Excelsior Powder Mfg. Co., 153 Mo. App. 508, 134 S. W. 116; Wolf V. United Rys. Co., 155 Mo. App. 125, 133 S. W. 1172. Montana. — Coombs v. Knox, 28 Mont. 202, 72 Pac. 641; Gilchrist v. Hore, 34 Mont. 443, 87 Pac. 443. A justice of the peace may, in some jurisdictions, entertain an action for the enforcement of attorneys' liens. O'Connor v. St. Louis Transit Co., 198 Mo. 622, 8 Ann. Cas. 703, 97 S. W. 150, 115 Am. St. Rep. 495. And courts of admiralty have juris- diction of a suit by a proctor to re- cover his costs and fees after a pri- vate settlement between the parties. McDonald v. The Cabot, Newb. 348, 16 Fed. Cas. No. 8,759. 1« Powell V. Galveston, H. & S. A. R. Co. (Tex.) 78 S. W. 975. And see also supra, § 642, as to fraudulent settlements generally. 13 Standidge v. Chicago R. Co., 254 111. 524, Ann. Cas. 1913C 65, 98 N. E. 963. 14 Tynan v. Mart, 53 Misc. 49, 103 N. Y. S. 1033. 16 Yonge V. St. Louis Transit Co., 109 Mo. App. 235, 84 S. W. 184. 16 Yonge V. St. Louis Transit Co., 109 Mo. App. 235, 84 S. W. 184. " Lindner v. Hine, 84 Mich. 511, 48 N. W. 43. "See, supra, §§ 487-568. § 677] ENFOECEMENT OF LIENS. 1081 An action at law is not maintainable for the enforcement of a lien against the adverse party in some jurisdictions.^' § 677. By Suit in Equity. — So, an attorney's lien may be enforced by a suit in equity; and this, undoubtedly, is the most appropriate mode of enforcement, excepting, of course, where an exclusive method is provided by statute. Enforcement by a suit in equity is peculiarly applicable where no adequate remedy exists at law, and, in cases of this character, the equitable remedy is allowable notwithstanding the existence of a remedy at law by statute or otherwise.^" Thus, it has been held in one jurisdiction iSTullis V. Bushnell, 65 How. Pr. (N. Y.) 465; Pennsylvania Co. v. Thatcher, 78 Ohio St. 175, 85 N. E. 55; Werner v. George Zehler Pro- vision Co., 31 Ohio Cir. Ct. Kep. 632; Smelker v. Chicago & JST. W. R. Co., 106 Wis. 135, 81 N. W. 994. 20 United States. — Ingersoll v. Cor- am, 127 Fed. 418; Meighan v. Amer- ican Grass Twine Co., 154 Fed. 346, 83 C. C. A. 124. AlaioMna. — Higley v. White, 102 Ala. 602, 15 So. 141; German ». Browne, 137 Ala. 429, 34 So. 985; Fuller V. Clemmons, 158 Ala. 340, 48 So. 101. Arkansas. — Gist v. Hanly, 33 Ark. 233; Lane v. Hallum, 38 Ark. 385; Hershy v. Duval, 47 Ark. 86, 14 S. W. 469; Greenlee v. Eowland, 85 Ark. 101, 107 S. W. 193; Osborne v. Waters, 92 Ark. 388, 123 S. W. 374. Colorado. — Fillmore v. Wells, 10 Colo. 228, 15 Pac. 343, 3 Am. St. Rep. 567. District of Columbia. — Bendheim v. Pickford, 31 App. Cas. 488. Georgia. — Morrison v. Ponder, 45 Ga. 167. Indiana. — Koons v. Beach, 147 Ind. 137, 45 N. E. 601, 46 N. E. 587. Iowa. — See Brown v. Morgan, 163 Fed. 395 (construing Iowa statute). Michigan. — Kilbourne v. Wiley, 124 Mich. 370, 83 N. W. 99. Minnesota. — Farmer «. Stillwater Water Co., 108 Minn. 41, 121 N. W. 418. Missouri. — Wait v. Atchison, T. & S. F. R. Co., 204 Mo. 491, 103 S. W. 60; Smoot v. Shy, 159 Mo. App. 126, 139 S. W. 239. Montana. — Coomhe v. Knox, 28 Mont. 202, 72 Pae. 641. New Jersey. — See Black v. Black, 32 N. J. Eq. 74. Compare Weller v. Jersey City, H. & P. St. R. Co., 66 N. J. Eq. 11, 57 Atl. 730, affirmed 68 N. J. Eq. 659, 6 Ann. Cas. 442, 61 Atl. 459. New York. — Kenney v. Apgar, 93 N. Y. 539 ; Goodrich v. McDonald, 112 N. Y. 157, 19 N. E. 649; Deering v. Schreyer, 171 N. Y. 451, 64 N. E. 179, reversing 58 App. Div. 322, 68 N. Y. S. 1015; Fischer -Hansen v. Brooklyn Heights R. Co., 173 N. Y. 492, 66 N. E. 395, reversing 63 App. Div. 356, 71 N. Y. S. 513; In re Pieris, 176 N. Y. 566, 68 N. E. 1123, affirm- ing 82 App. Div. 466, 81 N. Y. S. 927; In re Lexington Ave., 30 App. 1082 ENFOECEMENT OP LIENS. [§ 678 that the statutory remedy does not exclude the right to bring an equitable action for the enforcement of an attorney's lien.* The trial follows the usual course of trials in equity, the hearing being had before the chancellor. The granting of a jury trial is dis- cretionary with the court, unless it is otherwise provided by statute.* § 678. Parties. — A suit for the enforcement of an attorney's lien may be brought by the attorney, or his assignee; ' and against the adverse party, or the client, or both ; * and in some jurisdic- tions the lien may be enforced against third parties into whose hands the subject-matter of the litigation may come.* So, the lien may be enforced as against sureties.* But where certain heirs assigned an interest in their share of an estate to another heir, with the understanding that such assignee should employ counsel for certain purposes, and that the property transferred should be Div. 602, 27 Civ. Proc. 245, 52 N. Y. S. 203, affirmed 157 N. Y. 678, 51 N. E. 1092; Eochfort v. Metropolitan St. E. Co., 50 App. Dlv. 261, 30 Civ. Proc. 285, 63 N. Y. S. 1036; Mathot v. Trie- bel, 98 App. Div. 328, 90 N. Y. S. 903 ; Kuelin V. Syracuse Eapid Transit E. Co., 104 App. Div. 580, 93 N. Y. S. 883; Eansom v. Cutting, 112 App. Div. 150, 98 N. Y. S. 282, affirmed 188 N. Y. 447, 81 N. E. 324; Dolliver v. American Swan Boat Co., 32 Misc. 264, 65 N. Y. S. 978; Kennedy v. Steele, 35 Misc. 105, 71 N. Y. S. 237; Skinner .v. Busse, 38 Misc. 265, 77 N. Y. S. 560; Cohn v. Polstein, 41 Misc. 431, 84 N. Y. S. 1072; Oliwill v. Verdenhalven, 17 Civ. Proc. 362, 7 N. Y. S. 99; Fox v. Fox, 24 How. Pr. 409. Ohio. — Pennsylvania Co. v. Thatch- er, 78 Ohio St. 175, 85 N. E. 55. Oregon. — -Alexander v. Munroe, 54 Ore. 500, 101 Pac. 903, 103 Pac. 514, 135 Am. St. Eep. 840. Tennessee. — McCamy v. Key, 3 Lea 247; Covington v. Bass, 88 Tenn. 496, 12 S. W. 1033; Payne v. Payne, 106 Tenn. 467, 61 S. W. 767; Brown v. Bigley, 3 Tenn. Ch. 618. 1 Fiseher-Hansen v. Brooklyn Heights E. Co., 173 N. Y. 492, 66 N. E. 395, reversing 63 App. Div. 356, 71 N. Y. S. 513. Where an attorney's right to a lien is clear, he may en- force it by suit in equity, and is not limited to an application to the court by petition. Morey v. Schuster, 81 Misc. 515, 142 N. Y. S. 1054. e Sweeley v. Sieman, 123 la. 183, 98 N. W. 671; Jamison v. Eanck, 140 la. 635, 119 N. W. 76; Weicher v. Cargill, 86 Minn. 271, 90 N. W. 402. 8 See swpra, § 656. * See supra, % 657. And see also Oishei v. Metropolitan St. E. Co., 110 App. Div. 709, 35 Civ. Proc. 240, 97 N. Y. S. 447. 6 See supra, §§ 618, 626. fl See infra, § 683. § 679] ENFORCEMENT OF LIENS. 1083 payment in full for any liability which the assignee might incur, it was held that the assignors were neither necessary nor proper parties to a suit to enforce an attorney's lien for services rendered to their assignee/ And it has also been held that a husband is not a necessary party in a suit to establish a lien on funds paid by him to the clerk of the court to satisfy a money judgment in an action for divorce.' § 679. Pleading and Proof. — In a suit for the establishment of an attorney's lien, it is essential that the complaint or bill should show every fact upon which the claim is predicated; thus, it is usual to set forth the employment of the attorney, the per- formance of the duties undertaken by him or some sufficient ex- cuse for nonperformance, the accrual of a lien, the amount there- of, and the fact that it remains unpaid.' But the amount due need not be definitely fixed in all cases, and this is necessarily so where no amount has been agreed upon by the parties, and the recovery is, therefore, confined to reasonable compensation for the services rendered.*" The pleading should also show notice of the lien, and compliance with statutory requirements in this respect.'* It has been held that several liens may be consolidated in one suit, although the better practice, it seems, is to bring separate suits for the enforcement of each lien.** An attorney's lien on a de- cree may be enforced by a petition to the chancellor, instead of an 1 1ngersoU v. Coram, 127 Fed. 418. Minnesota. — Wetherby v. Weaver, 8 Hubbard v. Ellithorpe, 135 la. 259, 51 Minn. 73, 52 N. W. 970. 112 N. W. 796, 124 Am. St. Rep. 271. Montana. — Coombe v. Knox, 28 9 AZoftoma.— Weaver v. Cooper, 73 Mont. 202, 72 Pac. 641. Ala. 318 Oregon. — Jackson v. Stearns, 48 Arfca«sas.-Kachels v. Doniphan 0^«- 25, 84 Pac. 798, 5 L.R.A.(N.S.) 390. 10 Coombe v. Knox, 28 Mont. 202, 72 Pac. 641. 11 Taylor v. St. Louis Merchants' Colo. App. 464, 66 Pac. 446. g^j^^^ Terminal E. Co., 207 Mo. 495, Oeorgia.—Vavis v. Jackson, 86 Ga. io5 S. W. 740. And see also supra, 138, 12 S. E. 299. H 600-605, as to notice of lien gener- Indiana. — Dunning v. Galloway, 47 ally. Ind. 182 ; Day v. Bowman, 109 Ind. 12 Suwannee Turpentine Co. v. Bax- 383, 10 N. E. 126. ter, 109 Ga. 597, 35 S. E. 142. Lumber Co., 98 Ark. 529, 136 S. W. 658. Colorado. — Flint v. Hubbard, 16 1084 ENFORCEMENT OF LIENS. [§ 680 original bill.*' In a suit against an assessment insurance asso- ciation to enforce an attorney's lien for services rendered in pro- curing a judgment on an insurance certificate, it was held that the petition should allege that the funds on which a lien was claimed were the proceeds of an assessment made on account of the death of the person named in the certificate, or that the surplus fund of the company was sufiicient to pay the claim.'* The plead- ing in actions for compensation generally has been considered heretofore.*' The burden of proof rests with the attorney ; ** but where a set- tlement has been effected, it has been held that he need not show that his client had a meritorious cause." Evidence in actions for compensation generally has been discussed in that connection." § 680. Defenses. — The defendant may set up and prove, in bar of the action, any fact which has a tendency to rebut the plaintiff's claim ; thus, it may be shown that no lien has accrued,*' or that, if one did accrue, it has been waived or lost,*" or was provided for in making the settlement.* So, it may be shovm in defense that the attorney was not authorized to appear in the litigation wherein it is alleged that the lien accrued,* or that the 13 Fuller V. Clemmons, 158 Ala. 340, Nebraska. — Phillips v. Hogue, 63 48 So. 101. Neb. 192, 88 N. W. 180. 1* Hentig v. Benevolent Ass'n, 45 New York, — Grossman v. Smith, 116 Kan. 462, 25 Pac. 878. App. Div. 791, 102 N. Y. S. 18; 15 See supra, §§ 494-499. Knickerbocker Inv. Co. v. Voorhees, 16 Wolf V. United Rys. Co., 155 Mo. 128 App. Div. 639, 112 N. Y. S. 842. App. 125, 133 S. W. 1172. «o Hall v. Lockerman, 127 Ga. 537, 17 Barthell v. Chicago, M. & St. P. 56 S. E. 759 ; Fischer-Hansen v. Brook- R. Co., 138 la. 688, 116 N. W. 813; lyn Heights E. Co., 173 N. Y. 492, 66 Yonge V. St. Louis Transit Co., 109 N. E. 395. See also Loofbourow v. Mo. App. 235, 84 S. W. 184. Compare Hicks, 24 Utah 49, 66 Pac. 602, 55 the cases cited supra, note 9. L.R.A. 874. u See supra, §§ 501-550. l Lee v. Vacuum Oil Co., 126 N. Y. 19 United States. — O'Flaherty v. 579, 670, 27 N. E. 1018, 1020. Hamburg-American Packet Co., 168 2 Kelly v. New York City R. Co., 122 Fed. 411. App. Div. 467, 106 N. Y. S. 894; Her- Alalama. — McCaa v. Grant, 43 Ala. man v. New York City R. Co., 122 262. App. Div. 469, 106 N. Y. S. 896; Guli- Oeorgia. — Brown v. Georgia, C. & ano v. Whitenack, 9 Misc. 562, 24 Civ. N. R. Co., 101 Ga. 80, 28 S. E. 634. Proc. 55, 30 N. Y. S. 415. 681] ENFORCEMENT OF LIENS. 1085 client is solvent,* or that the attorney acted under a void con- tract.* But it has been held that the fact that the services were rendered in different courts cannot be set up in defense.* The previous discussion of defenses to actions for compensation gen- erally should be consulted in this connection.® § 681. Recovery and Enforcement Thereof. — The amount of the recovery must, of course, depend upon the circumstances.'' In a previous chapter consideration has been given to the amount of compensation to which an attorney is entitled, together with the various matters which affect the same.' When judgment has been entered it may be enforced in accordance with the local prac- tice. It has been held that the judgment need not provide that execution shall first issue against the client, and this is especially true where it appears that the client is financially irresponsible, or is without the jurisdiction.' 3 Young V. Howell, 64 App. Div. 246, 72 N. Y. S. 5; Webb v. Parker, 130 App. Div. 92, 114 N. Y. S. 489; Mit- chell V. Mitchell, 143 App. Div. 172, 127 N. Y. S. 1065 ; Butts v. Carey, 143 App. Div. 356, 128 N. Y. S. 533; Mc- Kay V. Morris, 35 Misc. 571, 72 N. Y. S. 23; Witmark v. Pei-ley, 43 Misc. 14, 86 N. Y. S. 756; Gurley v. Gruen- stein, 44 Misc. 268, 89 N. Y. S. 887; In re Goodale, 58 Misc. 182, 108 N. Y. S. 949. Compare Yonge v. St. Louis Transit Co., 109 Mo. App. 235, 84 S. V,\ 384. *Ingersoll r. Coal Creek Coal Co., 117 Tenn. 263, 10 Ann. Cas. 829, 98 S. W. 178, 119 Am. St. Kep. 1003, 9 L.R.A.(N.S.) 282. 6 Weaver v. Cooper, 73 Ala. 318. 6 See supra, §§ 551-564. ' United States. — ^Herman v. Metro- politan St. R. Co., 121 Fed. 184. Iowa. — Parsons v. Hawley, 92 la. 175, 80 N. W. 520. Kentucky. — Louisville & N. R. Co. V. Givens, 13 Ky. L. Rep. 491. Missouri. — Stephens v. Metropolitan St. Ry. Co., 157 Mo. App. 656, 138 S. W. 904. Nebraska. — Griggs v. White, 5 Neb. 467.' New York. — In re Snyder, 119 App. Div. 277, 104 N. Y. S. 571; Baxter v. Connor, 119 App. Div. 450, 104 N. Y. S. 327 ; Albert Palmer Co. v. Van Or- den, 49 Super. Ct. 89, 4 Civ. Proe. 44; Oliwell V. Verdenhalven, 17 Civ. Proc. 362, 7 N. Y. S. 99 ; Hall v. Ayer, 19 How. Pr. 91, 9 Abb. Pr. 220. 8 See supra, §§ 439-486, 566. As to the recovery of interest, see supra, § 567. 9 Oishei v. Pennsylvania R. Co., 117 App. Div. 110, 119, 102 N. Y. S. 368, 374, affirmed 191 N. Y. 544, 85 N. E. 1113. 1086 ENFOECEMENT OF LIENS. [§§ 682-684 § 682. Enforcement against Judgment. — Where a lien has attached to a judgment or decree," it may be enforced against the same.^^ And in some jurisdictions it is held that an action may be maintained on the judgment by the attorney for the purpose of enforcing his lien; ^* it has been held, however, that an attor- ney cannot maintain such an action without his client's consent.*' § 683. Enforcement against Provisional Remedies and Sureties. — It has been held that an attorney's lien extends to, and may be enforced against, all provisional remedies or securities given in the action after its commencement," and also to all suits arising from the original action and incidental to its enforce- ment.** Thus, a lien may be enforced against the surety on a bail bond, especially one which has been assigned to the attorney,*' or against a replevin bond," or against the sureties on an appeal bond.*' So, it has been held that an attorney may prosecute an action against an officer for taking an insufficient bond in a replevin suit.*' Enforcement of Retaining Lien. § 684. Generally. — An attorney's retaining lien, as stated heretofore, is merely a right to retain in his possession certain property of the client until his compensation has been paid.^" It 10 See supra, §§ 634-637. 16 Newberg v. Schwab, 49 Super Ct. llTarveri!. Tarver, 53 Ga. 43; Cur- (N. Y.) 232; . Shackleton v. Hart, 20 tis «. Metropolitan St. R. Co., 118 Mo. How. Pr. (N. Y.) 39; Campbell ». App. 341, 94 S. W. 762. Grove, 2 Johns. Cas. (N. Y.) 105. 12 Stone V. Hyde, 22 Me. 318; " Newbert v. Cunningham, 50 Me. Woods V. Verry, 4 Gray (Mass.) 357; 231, 79 Am. Dee. 612. Kippw.Eapp,7Civ. Proc. (N. Y.)316. W Johnson v. McMillan, 13 Colo. iSHorton v. Champlin, 12 R. I. 550, 423, 22 Pac. 769; Coombe v. Knox, 28 34 Am. Rep. 722. Mont. 202, 72 Pac. 641. See also l*Kipp V. Eapp, 7 Civ. Proe. (N. Knickerbocker Inv. Co. v. Voorhees, Y.) 316; Crouch v. Hoyt, 24 Civ. Proc. 128 App. Div. 639, 112 N. Y. S. 842. 60, 30 N. Y. S. 406. Compare Cornell 19 Newbert v. Cunningham, 50 Me. V. Donovan, 14 Daly 292, 12 N. Y. St. 231, 79 Am. Dec. 612. Rep. 117. 20 See swpra, §§ 573-577, 599, 638, IB Newbert v. Cunningham, 50 Me. 639. Cones v. Brooks, 60 Neb. 698, 84 231, 79 Am. Dec. 612. And see also N. W. 85. supra, § 595, 684] ENFOKCEMENT OI" LIESS. 1087 cannot be actively enforced ; ^ but it may be determined and en- forced by the court on the application of one who is interested therein,* or in an action by the attorney for compensation.' It has been held, however, that a surrogate's court has no jurisdiction to enforce this lien.* The absolute right which, under the New York judiciary law, an attorney, having money in his hands belonging to his client, has to a summary determination by the court of the existence and amount of his lien, is not dependent on his showing that he had preserved the money intact ; but it is enough if he is ready, able, and willing to account to the client.* I England. — Heslop v. Metcalfe, 3 Myl. & C. 183; Bozon v. Bolland, 4 Myl. & C. 354, 358; Colegrave v. Man- ley, T. & E. 400; West of England Bank v. Batchelor, 51 L. J. Ch. 199. United States. — McPherson v. Cox, 96 U. S. 404, 24 U. S. (L. ed,) 746; In re Wilson, 12 Fed. 235, 26 Alb. L. J. 271. Alalama. — Tillman v. Reynolds, 48 Ala. 365. Iowa. — Foss V. Cobler, 105 la. 728, 75 N. W. 516. Nebraska. — Cones v. Brooks, 60 Neb. 698, 84 N. W. 85. New York. — In re Klein, 101 N. Y. S. 663. Tennessee. — Brown v. Bigley, 3 Tenn. Ch 621; McDonald v. Charles- ton, C. & C. E. Co., 93 Tenn. 281, 24 S. W. 252. Texas. — Thomson v. Findlater Hard- ware Co., 156 S. W. 301. Washington. — Gottstein v. Harring- ton, 25 Wash. 508, 65 Pac. 753. Proceedings by Client to Question Lien. — The right to entertain a sum- mary proceeding to compel the return of books and papers held by an attor- ney under a claim of a lien for serv- ices depends on the relationship of attorney and client; and where a pe- tition for such an order negatives the employment of the respondent as the attorney of the petitioner, there is no right shown to maintain the proceed- ing. In re Niagara, L. & 0. Power Co., 203 N. Y. 493, Ann. Cas. 1913B 234, 97 N. E. 33, 38 L.R.A.(N.S.) 207. '2 United States. — ^Leszynsky v. Mer- ritt, 9 Fed. 688; Davis v. Davis, 90 Fed. 791. Alaska. — Nodine v. Hannum, 1 Alaska 302. New York. — Greenfield v. New York, 28 Hun 320 ; Prentiss v. Livingston, 60 How. Pr. 380 ; In re H , 87 N. Y. 521, 63 How. Pr. 152; In re Ed- ward Ney Co., 114 App. Div. 467, 99 N. Y. S. 982; Matter of Stenton, 5S Misc. 515, 105 N. Y. S. 295. 8Leszynsky v. Merritt, 9 Fed. 688. * In re Eobinson's Estate, 59 Misc. 323, 112 N. Y. S. 280. eConsol. Laws 1909, c. 30, § 475. In re Farrirgton, 146 App. Div. 590, 131 N. Y. S. 312. CHAPTEE XXVII, PROSECUTING ATTORNEYS. In General. 685. Prosecuting Officers in England. 686. Prosecuting Officers in United States. 687. Prosecuting Attorneys as Officers. 688. As Quasi Judicial Officers. Election or Appointment, Eligibility, Tenure and Qualification, 689. Election or Appointment. 690. Appointment to Fill Vacancy. 691. Eligibility. 692. Qualification Generally. 693. Qualification as to Trial of Particular Cause. 694. Tenure. Deputies, Substitutes and Assistants. 695. Deputies. 696. Substitutes. 697. Eight to Appoint Assistants for Trial Purposes. 698. Who May Appoint Assistants. 699. Who May Be Assistants. 700. Former Employment as Disqualification. 701. Nonresidence as Disqualification. 702. Eligibility of Private Counsel. 703. Number of Assistants and Time of Appointment. 704. Qualification Generally and Tenure. Power, Duty, Liability and Compensation, 705. Duties Generally. 706. Criminal Prosecutions. 707. Proceedings before Grand Jury. 708. Civil Actions. 709. Authority outside of District. 710. Authority to Incur Expense. 711. Liability. 1088 §§ 685, 686] PROSECUTING ATTORNEYS, 1089 Conduct of Trials. § 712. Prosecutor Must Act Impartially. 713. Eight of Deputies, Substitutes and Assistants to Conduct Trial. 714. Eight of Private Counsel to Conduct Trial. Compensation. 715. Generally. 716. Compensation of Deputies, Substitutes and Assistants. Bemoval. 717. Generally.' 718. Grounds for Eemoval. In General. § 685. Prosecuting Officers in England. — The prosecution of offenses in England is conducted under the supervision of the di- rector of public prosecutions, who is appointed by the secretary of state. The appointee must be a barrister or solicitor of at least ten years' standing, and an assistant director must be a barrister or solicitor of at least seven years' standing.* It is the duty of the director of public prosecutions, under the supervision of the attorney-general, to undertake and carry on criminal proceedings generally, and to advise the officials who are concerned therein.^ The attorney-general also exercises certain functions in relation to criminal prosecutions, particularly those concerning the House of Lords and the House of Commons.' The rights of private prosecutors, however, are not affected in England, and anyone may institute and carry on a prosecution ; but the director of pub- lic prosecutions may undertake the conduct of the proceeding at any stage, should he desire to do so.* § 686. Prosecuting Officers in United States. ^- Criminal prosecutions in the United States are carried on in the name of the government, and conducted, in most jurisdictions at least, by 1 7 Halsbury's Laws of England, 3 gee infra, § 720. p. 78. * Alexander's Adm. of Justice, 8 9 Halsbury's Laws of England, pp. 131, 132. p. 292. Attys. at L. Vol. II.— 69. 1090 PEOSECUTING ATTORNEYS. [§ 687 counsel who are elected by the people, or duly appointed by con- stituted authority, for that purpose. The prosecuting attorney, in this country, is frequently designated and spoken of as the "dis- trict attorney," and in some instances he is known as the "county attorney." But, irrespective of the particular title by which he may be known in the various communities, he is an officer set apart to conduct the public business,* usually of a criminal nature,* al- though in some instances certain duties of a civil character may be imposed upon him.' Of course, the legislature has the power to provijde for the commencement of criminal prosecutions by offi- cers other than state's attorneys.' § 687. Prosecuting Attorneys as Officers. — A prosecuting attorney, notwithstanding his official position, still remains an offi- cer of the court as an attorney at law, and, as such, is amenable to the authority of the court over attorneys generally, irrespective of whether or not they occupy official positions.® In his official capacity a prosecuting attorney is a public officer because he rep- resents the sovereign power of the government in whose name, and by whose authority, he acts." Thus, it has been held that a fed- eral district attorney is the regular officer of the government, and has charge of all its legal proceedings within his district, subject only to the general direction and supervision of the attorney gen- eral.^^ Under the constitution and laws of several of the states a district attorney is deemed to be a state officer, for the reason that his duties are of a public and general nature, in which the state is i Colorado.— People v. Gibson, 53 sin re Snell, 58 Vt. 207, 1 Atl. Colo. 231, 125 Pac. 531. 566. Indiana. — State v. Morrison, 64 Ind. 9 See State v. Henning, 33 Ind. 189. 141. See also Dodd v. Sweetser, 14 m Fleming v. Hanee, 153 Cal. 162, Ind. 292 ; State v. Tucker, 46 Ind. 355. 94 Pae. 620. Midhigaru. — People v. May, 3 Mich. H San Francisco v. U. S., 4 Sawy. 598. * 553, 21 Fed. Cas. No. 12,316. But see ffeuada.— State v. Salge, 2 Nev. 321. Fifth Nat. Bank v. Long, 7 Bias. 502, Washington. — ^Spokane County v. 9 Fed. Cas. No. 4,780, wherein it was Allen, 9 Wash. 229, 37 Pac. 428, 43 held that the district attorney is not Am Rt. Eep. 830. so far an officer of the federal circuit 6 See infra, § 706. court that he may be compelled to 7 The local statutes must be con- enter an appearance for the United suited in this respect. States. §§ 688, 689] PEOSECUTIJSTG ATTORNEYS. 1091 interested.** In other states lie is deemed to be a county officer ; ^ thus, it has been held in Pennsylvania that the district attorney must be provided with a suitable room for his office in the county building free of charge, and that the commissioners of any county can be compelled to provide such room.** It is evident, of course, that a prosecuting attorney may be both a state and county officer for certain purposes ; matters of this character, however, can only be satisfactorily determined from an examination of the local laws. § 688. As Quasi Judicial Officers. — It is generally conceded that a prosecuting attorney is a quasi-judicial officer,*^ and that, as such, he must act impartially, as well in refraining from prose- cuting as in prosecuting. He must guard the interests of public justice in behalf of all concerned, and he must not become en- tangled with private interests or grievances in any way connected with the prosecutions which he may conduct.*^ Election or Appointment, Eligibility, Tenure and Qualification. § 689. Election or Appointment. — The office of prosecuting attorney is created by legislation," and the incumbent thereof is usually elected by the people in the manner provided for the elec- tion of other officers who are so chosen.*' In some jurisdictions, 12 Griffin v. Rhoton, 85 Ark. 89, 107 Michigan.— Peo-ple v. Bemis, 51 S. W. 380; State v. Romero, (K. M.) Mich. 422, 16 N. W. 794. 125 Pac. 617. , Kew Mexico. — State v. Romero, 125 13 State V. Kovolosky, 92 la. 498, Pac. 617. 61 N. W. 223 ; Clark v. Tracy, 95 la. Pennsylvania. — Com. v. Bubnis, 197 410, 64 N. W. 290; Graham v. Stein, Pa. St. 542, 47 Atl. 748. 4 Ohio Cir. Dec. 140, 18 Ohio Cir. Ct. 16 See infra, §§ 705, 712. 770. "Ex p. Luslc, 82 Ala. 519, 2 So. liNothstein v. Carbon County, 17 140; State v. Butler, 105 Me. 91, 18 Pa. Co. Ct. 206, 5 Pa. Dist. Ct. 69 Ann. Cas. 484, 73 Atl. 560, 24 L.R.A. (construing Act Apr. 15, 1834, and (N.S.) 744. Art. 14, § 1, of the constitution). 18 Ex p. Lusk, 82 Ala. 519, 2 So. ^^ Arkansas. — Holder v. State, 58 140; People v. Brown, 16 Cal. 441; Ark. 473, 25 S. W. 279. State v. Saline County, 60 Neb. 275, 83 Indiana.— St3i.te v. Henning, 33 Ind. N. W. 70 ; State v. Beal, 60 Ohio St. 189. 208, 54 N. E. 84. 1092 PEOSECUTING ATTOKNEYS. [§ 690 and for certain purposes, it is provided that a prosecuting oiEcer may be appointed by a particular court," or by the attorney gen- eral,^" or by the governor of the state ; * and the legislature usu- ally provides for the filling of offices created by the establishment or division of judicial districts.* Thus, it is provided that federal "district attorneys shall be appointed for a term of four years, and their commissions shall cease and expire at the expiration of four years from their respective dates." ' It is not doubted, of course, that the court may appoint an attorney to prosecute a criminal case which is pending before it even in the absence of statute,* as, for instance, it does for the defense of indigent prison- ers ; ^ but where a statutory method of election or appointment is prescribed, that course must be pursued.* The appointment of deputies, assistants, or substitutes, will be considered later.' § 690. Appointment to Fill Vacancy. — The filling of va- cancies in the oifice of prosecuting attorney is usually provided for by legislation.* As a general rule, the court is empowered to fill such vacancies ; ' but in many instances it is provided that a va- 19 See State I). Gilbert, 163 Mo. App. 8 u. S. Rev. Stat., § 769 (4 Fed. 679, 147 S. W. 505; People v. Albany Stat. Annot. 71). Common Pleas, 19 Wend. (N. Y.) 27. « Tesh v. Com., 4 Dana (Ky.) 522. 20 State V. Nield, 4 Kan. App. 626, s gee supra, § 87. 45 Pac. 623 ; Com. v. Havrilla, 38 Pa. 6 Sayles v. Genesee Circuit Judge, 82 Super. Ct. 292. Mich. 84, 46 N. W. 29. 1 State V. Butler, 105 Me. 91, 18 7 See infra, §§ 695-704. Ann. Cas. 484, 73 Atl. 560, 24 L.R.A. a state v. Saline County, 60 Neb. (N-S.) 744. 275, 83 N. W. 70. SOoiorodo.-People v. Annis, 10 9 c/ni^rf Stotes.-U. S. Rev. Stat., Colo. 53, 14 Pac. 52. § 793 (4 Fed. Stat. Annot. 72). See Ind%ana. — State v. Peterson, 74 Ind. also In re Farrow, 3 Fed. 112, 4 Woods 491. Kansas. — State v. Mechem, 31 Kan. 174; Elam v. State, 75 Ind. 518. Kansas. — State v. Meek, 86 Kan. 576, 120 Pac. 555. Kentucky.-Ad!,mB v. Roberts, 119 ^35, 2 Pac. 816; State v. Meek, 86 Ky. 364, 83 S. W. 1035, 26 Ky. L. Rep. 1^^"- S'^^' ^^0 Pac. 555. 1271; Watkins?;. Snyder, 148 Ky. 733, Massachusetts.— Com. v. King, 8 147 S. W. 899 ; McCreary v. Fields, Gray 501. 148 Ky. 730, 147 S. W. 901. Ohio. — In re Prosecuting Attorney, North Carolina.— McCaW v. Card- 2 Ohio Dec. (Reprint) 602, 2 West. ner, 125 N. C. 238, 34 S. E. 434. L. Month. 147. § 691] PEOSECUTING ATTOKNEYS. 1093 cancy in the office of prosecutiiig attorney may be filled by the county authorities,^" or by the governor,*' and in some instances the governor can only make such appointment with the consent of the legislature.'^ The word "vacancy," as applied to an office, has no technical meaning. An office is not vacant so long as it is sup- plied in the manner provided by law with an incumbent who is legally qualified to exercise the power and perform the duties which pertain to it; and, conversely, it is vacant in the eye of the law whenever it is unoccupied by a legally qualified incumbent,^ who has a lawful right to continue therein until the happening of some future event.'* A vacancy will be deemed to have occurred where the prosecuting officer is unable, or neglects, or refuses to perform his duties, or where it is improper for him to act ; '* but a vacancy does not occur merely because the prosecuting officer is absent from the district ; '° and where a prosecuting officer has the legal right to hold over until his successor has been elected, and he does so hold over, the office is not vacant. '° § 691. Eligibility. — As the title of the office implies, a prose- cuting attorney must be a lawyer, duly licensed and admitted to practice," and in good standing ; one who has been disbarred may not hold the office." Under a constitutional provision to the ef- Pennsylvania. — Com. v. McHale, 97 16 Kouns v. Draper, 43 Mo. 225. Pa. St. 397, 39 Am. Rep. 808. 16 Territory v. Mann, 16 N. M. 744, 10 People V. Brown, 16 Cal. 441; 120 Pac. 313. State V. Walker, 30 Neb. 501, 46 N. W. " People v. Hallett, 1 Colo, 352 ; 648; State v. Rankin, 33 Neb. 266, 49 Hanson v. Grattan, 84 Kan. 843, 115 N. W. 1121; State v. Whitney, 9 Pac. 646, 34 L.R.A.(N.S.) 240; Peo- Wash. 377, 37 Pac. 473. pie v. May, 3 Mich. 598; State v. Rus- 11 Simonton v. State, 44 Fla. 289, 31 sell, 83 Wis. 330, 53 N. W. 441. A So. 821 ; Walsh v. Knickerbocker, 18 woman who was duly admitted to the La. Ann. 180 ; State v. Garrett, 29 La. bar has been held to be ineligible to Ann. 637 ; State v. Barrow, 30 La. Ann. the office of prosecuting attorney on 657; State v. Davis, 44 Mo. 129. the ground that she was not an elec- 12 Territory v. Mann, 16 N. M. 744, tor. Atty.-Gen. v. Abbott, 121 Mich. 120 Pac. 313. 540, 80 N. W. 372, 47 L.R.A. 92. IS Territory v. Mann, 16 N. M. 744, is Brown v. Woods, 2 Okla. 601, 39 120 Pac. 313. Pac. 473; Danforth v. Egan, 23 S. D. 14 Com. V. McHale, 97 Pa. St. 397, 39 43, 20 Ann. Cas. 418, 119 N. W. 1021, Am. Rep. 808. 139 Am. St. Rep. 1030. 1094 PEOSECUTING ATTOKNEYS. [§§ 692, 693 feet that a prosecuting officer must be learned in the law, it has been held that one admitted to practice in a sister state may show that fact as proof of his qualification.*® So, it is usually provided that a prosecuting attorney must reside in the district which he is to serve.*" It would seem, however, that the fact that a prosecut- ing attorney was an unlicensed person, or a nonresident of the district, would not invalidate his official acts while occupying the office.* § 692. Qualification Generally. — After he has been elected, it is incumbent upon the prosecuting officer, as, indeed, it is in the case of many other officers, to comply with all requirements which are necessary to qualify him for the office ; these, as a rule, are the filing of his certificate of election,* and the taking of an oath of office.* In some jurisdictions prosecuting attorneys are required to file a bond ; * but a mere irregularity in the filing or approval of a bond is not fatal, especially where it appears that the prose- cuting attorney had entered upon and performed his duties with- out objection for a considerable time.° § 693. Qualification as to Trial of Particular Cause. — A prosecuting attorney may be disqualified as to a particular case for various reasons; thus, such disqualification may result from the fact of his personal interest therein/ or because of his relation 19 Howard V. Burns, 14 S. D. 383, 85 1 U. S. v. Mitcliell, 136 Fed. 896; N. W. 920. State v. Smith, 50 Kan. 69, 31 Pac. 20 State V. Johnston, 101 Ind. 223; 784. Territory v. Smith, 3 Minn. 240, 74 2 State v. Colvig, 15 Ore. 57, 13 Pae. Am. Deo. 749. 639. In creating a new district, the 8 U. S. Rev. Stat., § 769 (4 Fed. legislature must disturb existing Stat. Annot. 71). districts; and when it cuts off. * Glass v. Hutchinson, 55 Kan. 162, a county in which a commonwealth's 40 Pac. 287. attorney resides, he must in a reason- ^ Howard v. Burns, 14 S. D. 382, 85 able time change his residence, and N. W. 920. take up a residence in the district * People v. Landes, 151 111. App. 181. which he is to serve, if he elects to But see King v. State, 43 Fla. 211, continue as an officer thereof. Mc- 31 So. 254, wherein it was held that Crear v. Fields, 148 Ky. 730, 147 S. a prosecuting attorney was not dis- W. 901. qualified because he was also the re- § 693] PBOSECUTING ATTOENEYS. 1095 to the parties," or because of a former employment by the accused, or, in some cases, by the prosecuting witness.' It has been held repeatedly that an attorney who has once been made the recipient of the confidence of a client concerning a certain subject-matter, is thereafter disqualified from acting for any other party adverse- ly interested in such subject-matter;' and this applies to district attorneys as well as to other lawyers."* Nor is it necessary that the prosecuting attorney be guilty of an attempt to betray professional confidence ; it is enough to disqualify him that he has placed himself in a position which leaves him open to such a charge.** Of course, disqualification may arise because of serv- ices rendered by the prosecuting attorney in a civil case as well as in another criminal case, providing, of course, that, because of such services, he gained a confidential knowledge of facts which are subsequently made the basis of a criminal prosecution against his former client; *' but he will not be disqualified merely because of an unsuccessful eifort to employ him.*' In some states it is ex- pressly provided that a prosecuting attorney who has represented a plaintiff in replevin, is disqualified from thereafter prosecuting the defendant in replevin for larceny on the same facts.** Statu- tained counsel for private parties in during his term of oflSce, the defend- a particular case which, as prosecutor, ant was indicted for a similar offense, it became his duty to try. There was Bellison V. Apland, 115 la. 599, 89 no improper conduct alleged in that N. W. 22. case, however, nor was it charged that n Roberta v. People, 11 Colo. 213, the state's attorney took any unfair or 17 Pac. 637; State v. Rocker, 130 la. undue advantage of the defendant. 239, 106 N. W. 645. 7 State V. Boasberg, 124 La. 289, 50 12 State v. Rocker, 130 la. 239, 106 So. 162 ; People v. Cline, 44 Mich. 290, N. W. 645. 6 N. W. 671. 1' People v. Summers, 115 Mich. 537, 8 State V. Boasberg, 124 La. 289, 50 73 N. W. 818, 4 Detroit Leg. N. 957. So. 162 ; State v. Sweeney, 93 Mo. 38, " People v. Hillhouae, 80 Mich. 580, 5 S. W. 614; Dodd v. State, 5 Okla. 45 N. W. 484. Crim. 513, 115 Pac. 632. But a district attorney who con- »See swpra, §§ 174-182. ducted proceedings before an examin- 10 Gaulden v. State, 11 Ga. 47 ; State ing magistrate against a person V. Rocker, 130 la. 239, 106 N. W. 645. charged with having stolen certain But a prosecuting officer is not pro- wheat, and also appeared for the de- hibited from representing the plaintiff fense in an action of replevin brought in an action for damages caused by an by the accused against the officer who illegal sale of liquor merely because, had seized the wheat, is not disquali- 1096 PROSECUTING ATTORNEYS. [§ 694 tory grounds of disqualification are not, as a rule at least, exclu- sive, and the court may declare a prosecuting attorney disqualified with respect to a particular case, on grounds of public policy, for other good and sufficient reasons ; ^* and if a district attorney finds that he cannot discharge the duties required of him as an officer in a particular case, and the court believes that his grounds are well founded, there is no good reason why he may not be represented by another.^® The qualification of assistants to the district attor- ney will be considered later." § 694. Tenure. — Under some old statutes it seems prosecut- ing attorneys were appointed during good behavior,*' and at the pleasure of the court ; " but at the present day the tenure of office of prosecuting attorneys, in nearly all instances, is fixed by both statutory ^^ and constitutional provisions ; * and while the legisla- ture may regulate the office of prosecuting attorney, it cannot abolish it ; ' excepting, of course, where the constitution provides fied from assisting a new district attorney upon a subsequent trial of the criminal action against said ac- cused. Jackson v. State, 81 Wis. 127, 51 N. W. 89. Instate V. Boasberg, 124 La. 289, 50 So. 162. 16 State V. Boasberg, 124 La. 289, 50 So. 162. 17 See infra, % 699. "Bruce v. Fox, 1 Dana (Ky.) 447. 19 Ex p. Bouldin, 6 Leigh ( Va.) 639. i^ Idaho. — Hays v. Hays, 5 Idaho 154, 47 Pac. 732. Indiana. — Barkwell v. State, 4 Ind. 179; Hench v. State, 72 Ind. 297; Elam V. State, 75 Ind. 518. Kansas. — Craft v. State, 3 Kan. 450. Massachusetts. — In re Opinion of Justices, 3 Gray 601. Missouri. — State v. Davis, 44 Mo. 129. Nebraska. — State v. Saline County, 60 Neb. 275, 83 N. W. 70. Nevada.— State v. Wells, 8 Nev. 105. New York. — People v. Palmer, 154 N. Y. 133, 47 N. E. 1084, affirming 21 App. Div. 101, 47 N. Y. S. 403. South Carolina. — State v. Jeter, 1 McCord L. 234. Tennessee. — State v. Trewhitt, 113 Tenn. 561, 82 S. W. 480. Texas. — Upshaw v. Booth, 37 Tex. 125. 1 Cropsey v. Henderson, 63 Ind. 268 ; Moser v. Long, 64 Ind. 189; Fant v. Gibbs, 54 Miss. 396; Com. v. McHale, 97 Pa. St. 397, 39 Am. Eep. 808 ; State V. Trewhitt, 113 Tenn. 561, 82 S. W. 480. ^Indiana. — Moser v. Long, 64 Ind. 189; State v. Johnston, 101 Ind. 223. Kentucky. — Adams v. Roberts, 119 Ky. 364, 83 S. W. 1035, 26 Ky. L. Rep. 127L Louisiana. — State v. Parlange, 26 La. Ann. 548. Oregon. — State v. Walton, 53 Ore. 695] PROSECUTING ATTORNEYS. 1097 otherwise.' Ifor will the tenure of office be affected by a mistake or error in the commission.* It has been held that U. S. Rev. Stat., § 769, which provides that "district attorneys shall be appointed for a term of four years, and their commissions shall cease and expire at the expira- tion of four years from their respective dates," ° is one of limita- tion, and not of 'grant, and under the settled construction of the Constitution the President has the power to remove an incumbent before the expiration of the term so limited. ° Deputies, Substitutes and Assistants. § 695.. Deputies. — It is well settled that prosecuting attor- neys may, and usually do, act by deputy.'' The right to appoint deputies, however, is usually provided for by the legislature ; ' the power of appointment being given to the prosecuting attorney him- self,* the attorney -general,^" the governor,'' certain county officers,'^ 557, 99 Pae. 431, rehearing denied, 53 Ore. 566, 101 Pac. 389, 102 Pac. 173. Pennsylvania. — Com. v. Havrilla, 38 Pa. Super. Ct. 292. ' The Ohlahoma Constitution cre- ates the oflSce of county attorney sub- ject to change by the legislature, and it is held that the office, so created, may be abrogated, and its duties en- larged, diminished, or transferred, as the legislature may see fit. Childs v. State, 4 Okla. Crim. 474, 113 Pac. 545, 33 L.R.A.(N.S.) 563. *Moser v. Long, 64 Ind. 189. See also Hench v. State, 72 Ind. 297. 6 4 Fed. Stat. Ann. 71. 6 Parsons v. U. S., 167 U. S. 324, 17 S. Ct. 880, 42 U. S. (L. ed.) 185. 7 Nesbit V. People, 19 Colo. 441, 36 Pac. 221; State V. Anderson, 29 La. Ann. 774; State v. Mack, 45 La. Ann. 1155, 14 So. 141; State v. Bezou, 48 La. Ann. 1369, 20 So. 892; State v. Britton, 131 La. 877, 60 So. 379; Par- ker V. May, 5 Cush. (Mass.) 336; State V. Harris, 12 Nev. 414. 8 Elliott V. Jackson County, 194 Mo. 532, 92 S. W. 480; Storey v. Murphy, 9 N. D. 115, 81 N. W. 23; State v. Walton, 53 Ore. 557, 99 Pac. 431, re- hearing denied 53 Ore. 566, 101 Pac. 389, 102 Pac. 173; State v. Marshall County, 14 S. D. 149, 84 N. W. 775. 9 McKay v. State, 90 Neb. 63, Ann. Cas 1913B 1034, 132 N. W. 741, 39 L.E.A.(N.S.) 714; Mahaffey v. Terri- tory, 11 Okla. 213, 66 Pac. 342. 10 U. S. V. Twining, 132 Fed. 129; State V. Jepson, 76 Kan. 644, 92 Pac. 600; State v. Russell,' 26 La. Ann. 68; State V. Boasberg, 124 La. 289, 50 So. 162. 11 James v. Helm, 329 Ky. 323, 111 S. W. 335, 33 Ky. L. Rep. 871. 12 California, — Freeman v. Barnum, 131 Cal. 386, 63 Pac. 691, 82 Am. St. Rep. 355. Colorado. — McMullin v. Montrose County, 29 Colo. 478, 68 Pac. 779. 1098 PEOSECUTING ATTOKNEYS. [§ 696 or to the court. ^* But the prosecuting attorney can appoint deputies only in the manner provided by law,^* especially where it involves the delegation of his official discretion and responsibil- ity.** Deputy and assistant prosecuting attorneys are frequently appointed for special purposes under legislative authority,*^ but usually they are provided for as assistants to the prosecuting attor- ney in the discharge of his various duties, and 'are clothed with the necessary powers and privileges for that purpose," and their acts must be regarded as if done by the prosecuting attorney in person. '* Thus, federal assistant district attorneys are deemed to be officers of the United States court for their respective districts.*' § 696. Substitutes. — While prosecuting attorneys are the proper officers, within their respective districts, to prosecute crimi- nals, courts and legislatures have long recognized the existence of conditions which prevent these officers from performing such duties in all cases, and the necessity of temporarily appointing a substi- tute to conduct such proceedings ; therefore, authority exists in all jurisdictions whereby such substitutes may be appointed, and em- powered to act, in the place and stead of the regularly constituted officers when, for any reason, they cannot act themselves, as, for instance, where they are absent, ill, or disqualified, or where they loiva. — Tatlook v. Louisa County, torney himself is not a legally eon- 46 la. 138. stituted assistant county attorney. Michigan. — People v. Bemis, 51 McGarrah v. State, (Okla.) 133 Pac. Mich. 422, 16 N. W. 794. 260. 'North Dakota. — State v. Tough, 12 15 Engle v. Chipman, 51 Midi. 524, N. D. 425, 96 N. W. 1025. 16 N. W. 886; McGarrah v. State, 13 See infra, §§ 696-698. (Okla.) 133 Pac. 260; White v. State, l4Tatlock V. Louisa County, 46 la. (Okla.) 133 Pac. 263. 138 ; Foster v. Clinton County, 51 la. l^ Gray v. District Court of Ninth 541, 2 N. W. 207; In re Gillespie, 3 Judicial Dist., 42 Colo. 298, 94 Pac. Yerg. (Tenn.) 325. 287; In re Gilson, 34 Kan. 641, 9 Pac. Under Rev. Laws Okla. 1910, 763; State «;. Nield, 4 Kan. App. 626, § 1563, authorizing county attorneys 45 Pac. 623. with the assent of the county commis- ^ People v. Magallones, 15 Gal. sioners to appoint assistants, not ex- 426; Com. v. Grier, 22 Pittsb. Leg. ceeding four in number, in counties J. N. S. (Pa.) 243. having over 60,000 population, at spe- 1' People v. Magallones, 15 Cal. 426. cified salaries, an additional assistant W In re Leaken, 137 Fed. 680. appointed and paid by the county at- § 696] PEOSECUTING ATTORNEYS. 1099 refuse or neglect to perform their duties.^" In most instances this power of substitution is regulated by statute, but it is well settled that, even in the absence of statute, such power is inherent in the court,^ although where the matter is regulated by statute, substitution should only be made for a statutory reason.^ The 20 Ex p. Digs, 50 Ala. 78; Joyner v. State, 78 Ala. 448. California. — Toland v. Ventura County, 135 Cal. 412, 67 Pao. 498. Colorado. — Roberts v. People, 11 Colo. 213, 17 Pao. 637. Florida. — King v. State, 43 Fla. 211, 31 So. 254. Georgia. — Mitchell v. State, 22 Ga. 211, 68 Am. Deo. 493 ; Horton v. State, 11 Ga. App. 33, 74 S. E. 559. /oico. — White v. Pollc County, 17 la. 413. Louisiana. — State v. Jerry, 4 La. Ann. 190; State v. Viaux, 8 La. Ann. 514; State v. Baas, 12 La. Ann. 862; State V. Boudreaux, 14 La. Ann. 88; State V. Johnson, 41 La. Ann. 1076, 6 So. 802; State v. Smith, 107 La. 129, 31 So. 693, 1014; State v. Britton, 131 La. 877, 60 So. 379; State v. Buhler, 132 La. 1065, 62 So. 145. Minnesota. — State v. Borgstrom, 69 Minn. 508, 72 N. W. 799, 975. Mississippi. — Keithler v. State, 10 Smedes & M. 192. Missouri. — State v. Duncan, 116 Mo. 288, 22 S. W. 699 ; State v. Taylor, 93 Mo. App. 327, 67 S. W. 672. Nebraska. — Gandy v. State, 27 Neb. 707, 43 N. W. 747, 44 N. W. 108; Korth V. State, 46 Neb. 631, 65 N. W. 792 ; Spaulding v. State, 61 Neb. 289, 85 N. W. 80. New York. — People v. Lytle, 7 App. Dir. 553, 40 N. Y. S. 153. Ohio. — In re Prosecuting Attorney, 2 Ohio Dec. (Reprint) 602, 4 West. L. Month, 147. Oklahoma. — Hyde v. Territory, 8 Okla. 69, 56 Pac. 851. Pennsylvania. — Com. v. McHale, 97 Pa. St. 397, 39 Am. Rep. 808. Tennessee. — Douglass v. State, 6 Yerg. 525; Wilson v. State, 8 Yerg. 509. Texas. — State v. Johnson, 12 Tex. 231; Daniels v. State, 77 S. W. 215. Wisconsin. — State v. Russell, 83 Wis. 330, 53 N. W. 441. 1 King V. State, 43 Fla. 211, 31 So. 254; Horton v. State, 11 Ga. App. 33, 74 S. E. 559 ; State v. Moxley, 102 Mo. 374, 14 S. W. 969, 15 S. W. 556; State V. Duncan, 116 Mo. 288, 22 S. W. 699. 2 California. — Toland v. Ventura County, 135 Cal. 412, 67 Pac. 498. Idaho. — State v. Barber, 13 Idaho 65, 88 Pac. 418. Kentucky. — Adams v. Com., 129 Ky. 255, 111 S. W. 348, 33 Ky. L. Rep. 779. Missouri. — State v. Seibert, 130 Mo. 202, 32 S. W. 670. Oklahoma. — Mahaffey v. Territory, 11 Okla. 213, 66 Pao. 342. Tennessee. — Pippin v. State, 2 Sneed 43; Douglass v. State, 6 Yerg. 525; Hite v. State, 9 Yerg. 198. Teaoas. — Harris County v. Stewart, 91 Tex. 133, 41 S. W. 650. Compare the cases cited supra, § 693, note 6, as to the disquali- fication of prosecuting attorneys in particular cases. 1100 PEOSECUTING ATTORNEYS. [§ 697 fact that a prosecuting oiRcer cannot or will not perform the duties of his office, should not be permitted to suspend the prose- cution of crime ; and, were it otherwise, a failure of justice must necessarily result in many cases ; * nor can one accused of crime object to being prosecuted by an unofficial member of the bar rather than by the prosecuting attorney.* In some jurisdictions the appointment of a special or substitute attorney is provided for where the prosecuting officer is guilty of misconduct, such as being in collusion with the accused," or where he is involved in the crime to be investigated.* The power of appointing a substitute for the prosecuting attorney, however, is somewhat extraordinary, and will only be exercised where the need of it is apparent.' But when substitution has been made, the appointee is vested with all the powers of the regularly elected officer in whose place he has been appointed, unless the order of his appointment provides other- wise.' § 697. Right to Appoint Assistants for Trial Purposes. — The people do not lose interest in the prosecution of criminals when they elect an officer whose duty it is to prosecute them ; nor do they surrender their right to employ all just and proper means to see that the rights of the state are preserved; therefore, when the exigencies of a case demand it, as when the public prosecutor is inexperienced, or confronted by an array of able and talented counsel, who appear for the defendant in a difficult or complicated case, and the interests of the state demand that he have assistance, 3 Dukes V. State, H Ind. 557, 71 Am. In a proceeding to test the rights of Dec. 370; State v. Reid, 113 La. 890, a person appointed district attorney 37 So. 866. pro tempore, by the district court of 4 State V. Bartlett, 105 Me. 212, 74 Texas, under Paach. Dig. art. 191, the Atl. 18, 134 Am. Sit. Rep. 542, 24 state is not a proper party. State v. L.E.A.{N.S.) 564; State «. Borgstrom, Manlove, 33 Tex. 798. 69 Minn. 508, 72 N. W. 799, 975. 8 State v. Smith, 107 La. 129, 31 So. estate V. Smith, 8 Ohio Dec. (Re- 693, 1014; State v. Daspit, 129 La. print) 136, 5 Cine. L. Bui. 881. 752, 56 So. 661; State v. Tough, 12 N. 6 People V. District Ct., 29 Colo. 5, D. 425, 96 N. W. 1025; Harris v. 66 Pac. 896. State, 100 Tenn. 287, 45 S. W. 438; 7 Com. V. Dawson, 3 Pa. Dist. Ot. Biemel v. State, 71 Wis. 444, 37 N. 603. W. 244. 698] PROSECUTING ATTOENEYS. 1101 such aid may be allowed.' !Nor do statutes declaring who shall be charged with the duty of prosecuting persons charged with crime, exclude the power of the court to appoint counsel from members of the bar to assist in the prosecution.'" Indeed, this is an in- herent power of the court, and one which is frequently exercised ; otherwise the public interests might suffer.'' So the people, act- ing through their duly constituted officers, may employ any li- censed attorney to appear for them in a criminal prosecution, as well as in other cases, unless, of course, it is forbidden by statute.'* § 698. Who May Appoint Assistants. — As a general rule, the appointment of assistants to aid the district attorney is a mat- ter which rests within the sound discretion of the court." The 9Tull V. state, 99 Ind. 238; State V. Whitworth, 26 Mont. 107, 66 Pac. 748; State v. O'Brien, 35 Mont. 482, 10 Ann. Cas. 1006, 90 Pac. 514; Chambers v. State, 3 Humph. (Tenn.) 237; Temple v. State, (Tenn.) 155 S. W. 388 ; McCue v. Com. 103 Va. 870, 49 S. E. 623. "State V. Whitworth, 26 Mont. 107, 66 Pac. 748. 11 Hinsdale County v. Crump, 18 Colo. App. 59, 70 Pac. 159; TuU v. State, 99 Ind. 238; State v. Bartlett, 55 Me. 200; State v. Orriek, 106 Mo. Ill, 17 S. W. 176, 329. 12 People V. Bemis, 51 Mich. 422," 16 N. W. 794; People v. O'Neill, 107 Mich. 556, 65 N. W. 540; State v. Coleman, 199 Mo. 112, 97 S. W. 574; Ex p. Gillespie, 3 Yerg. (Tenn.) 325. Com'pare Clay County v. McGregor, 171 Ind. 634, 17 Ann. Cas. 333, 87 N. E. 1, wherein it was held that as pro- vision is made by statute for the elec- tion of prosecuting attorneys, who are authorized to appoint deputies to assist in the discharge of their official duties, and also for the appointment by the court of an attorney to prose- cute for the term in case of the ab- sence of the prosecuting attorney, an actual necessity for the appointment by the court of an attorney to assist the official prosecutor can scarcely be said to exist in any case; and if it is expedient and desirable that the state should have the assistance of other counsel in the conduct of an important and difficult case, the duty of provid- ing for such emergencies rests pri- marily with the legislature. 13 United States. — Moreland v. Mar- ion County, 1 N. Y. Wkly. Dig. 326, 17 Fed. Cas. No. 9,794. Colorado. — Hinsdale County v. Crump, 18 Colo. App. 59, 70 Pac. 159. Indiana. — TuU v. State, 99 Ind. 238; Keyes v. State, 122 Ind. 527, 23 N. E. 1097. Louisiana. — State v. Britton, 131 La. 877, 60 So. 379. Maine. — State v. Bartlett, 55 Me. 200. Massachusetts. — Com. v. Williams, 2 Cush. 582 ; Com. v. Knapp, 10 Pick. 477, 20 Am. Dec. 534; Com. v. King, 8 Gray 501. Ohio. — State v. Franklin County 1102 PROSECUTING ATTORNEYS. [§ 699 court, however, usually acts only on the request of the prosecut- ing attorney,^* and in some instances it appears that the appoint- ment of assistants is to be made by the prosecuting attorney under the direction and Avith the consent of the court. '^ But the court will not appoint an assistant merely because the prosecuting at- torney, the injured person, or his friends, request that such ap- pointment be made, nor imless, in the opinion of the court, the public interest requires such appointment.^* An appointment can- not be made by a disqualified judge " or prosecuting attorney,^' nor by a deputy prosecuting attorney." § 699. Who May Be Assistants. — In appointing persons to assist the prosecuting attorney in the trial of a cause, it is the duty of the trial court to see that a proper selection is made in the in- terest of the state, and for the promotion of justice.*' The ap- Com'rs, 20 Ohio St. 421; Price v. State, 35 Ohio St. 601. South Dakota. — State v. Johnson, 24 S. D. 590, 124 N. W. 847. Tennessee. — Ex parte Gillespie, 3 Yerg. 325. Wisconsin. — Biemel v. State, 71 Wis. 444, 37 N. W. 244. 14 Com. V. Scott, 123 Mass. 222, 25 Am. Eep. 81 ; In re Prosecuting At- torney, 2 Ohio Dec. (Reprint) 602, 4 West. L. Month. 147. 15 Florida. — Thalheim v. State, 38 Fla. 169, 20 So. 938. Idaho. — People v. Biles, 2 Idaho 114, 6 Pac. 120. Indiana. — Wood v. State, 92 Ind. 269; Shular v. State, 105 Ind. 289, 4 N. E. 870, 55 Am. Rep. 211. Iowa. — Seaton v. Pollc County, 59 la. 626, 13 N. W. 725; State v. Cobley, 128 la. 114, 103 N. W. 99. Michigan. — Sneed v. People, 38 Mich. 248; Ulrich v. People, 39 Mich. 245. N elrasJca.— Bush v. State, 62 Neb. 128, 86 N. W. 1062; Johns v. State, 88 Neb. 145, 129 N. W. 247; McKay V. State, 90 Neb. 63, Ann. Cas. 1913B 1034, 132 N. W. 741, 39 L.R.A.(N.S.) 714; Goldsberry v. State, 92 Neb. 211, 137 N. W. 1116. New Jersey. — State v. Board of Chosen Freeholders, 47 N. J. L. 417, 1 Atl. 701. New York. — People v. NeflF, 191 N. Y. 286, 84 N. E. 63, affirming 121 App. Div. 44, 105 N. Y. S. 559; People v. Coler, 35 Misc. 454, 16 N. Y. Crim. 23, ^ 71 N. Y. S. 127. Virginia. — Hopper v. Com., G Grat. 684. 16 Price V. State, 35 Ohio St. 601. " Dodd V. State, 5 Okla. Crim. 513, 115 Pac. 632. 18 Hartgraves v. State, 5 Okla. Crim. 266, Ann. Cas. 1912D 180, 114 Pac. 343, 33 L.R.A.(N.S.) 568. 19 People V. Hurst, 41 Mich. 328, 1 N. W. 1027. 20 See Wiggins v. Com., 53 S. W. 649, 21 Ky. L. Rep. 939 ; People v. Et- ter, 72 Mich. 175, 40 N. W. 241 ; Peo- ple V. Perriman, 72 Mich. 184, 40 N. § B99] PEOSECUTING ATTORNEYS. 1103 pointee must be a member of tbe bar,' unbiased in his representa- tion of tbe state, and as ready and astute in protecting the ac- cused if believed to be innocent, as in his labor for conviction if he believes him to be guilty ; * and in several jurisdictions it is re- quired that such assistants shall not be employed or paid by pri- vate persons.® It has been held that a lieutenant governor may be appointed as prosecuting attorney, notwithstanding the possibility of his succession to the ofBce of governor, and his being called upon, in that capacity, to exercise the pardoning power.* So, un- less prohibited by statute, a law partner of the prosecuting attor- ney may be appointed to assist him ; ° but in some jurisdictions law partners of district attorneys are forbidden to practice in the criminal courts.* Nor can it be objectionable, excepting in the mind of the accused, that an appointee has unusual ability in so presenting facts and circumstances to the court and jury that the truth may be made to appear.'' Ifor is it a sufficient ground of objection as against an assistant prosecuting attorney that he is a member of the legislature,' or that he entertains bias because of having been involved in political and legal controversies with the defendant's brother,' or because he is counsel in a civil action against the accused for the recovery of damages for the acts upon which the criminal prosecution is based,^" or because he is preju- diced against the liquor traffic and the defendant is charged with a violation of the liquor laws,^' or because he has formed an opinion to the effect that the accused is guilty of the crime charged,^' or because he was a judicial officer at the time of the commission of W. 425; state v. Griffin, 87 Mo. 608; v. State, 117 Wis. 350, 93 N. W. Goldaberry v. State, 92 Neb. 211, 137 1097. N. W. 1116. 6 See supra, § 71. 1 King V. State, 43 Fla. 211, 31 So. 7 state v. Bartlett, 55 Me. 200. 254. 8 Ross V. State, 8 Wyo. 351, 57 Pae. 2 People V. Bemis, 51 Mieh. 422, 16 924. N. W. 794. 9 People v. Montague, 71 Mich. 447, 3 See infra, § 702. 39 N. W. 585. 4 State V. Hawkins, 27 Wash. 375, lo State v. Ward, 61 Vt. 153, 17 Atl. 67 Pac. 814. 483. 5 People V. Gray, 251 111. 431, 96 " People v. O'Neill, 107 Mich. 556, N. E. 268; People v. Foote, 93 Mich. 65 N. W. 540. 38, 52 N. W. 1036; Richards v. State, 12 Ross v. State, 8 Wyo. 351, 57 Pac. 82 Wis. 172, 51 N. W. 652; Kraimer 924. 1104 PEOSECUTIN'O ATTORNEYS. [§ 700 the crime charged and, as such, denied bail to the defendant.^* But a judge of a court of record cannot vacate the bench and prosecute a person charged with crime in his court, and before a jury drawn and impaneled by him ; and a judgment of conviction obtained under such circumstances must be reversed.^* An ob- jection as to the qualification of assistant counsel should be raised, if known, at the earliest possible moment; laches in this respect may be fatal. '° § 700. Former Employment as Disqualification. — A.s stated heretofore, the prosecuting attorney may himself be disqualified from acting in a particular case,^* and a like disqualification may exist in those appointed to assist him. Thus, an attorney cannot be permitted to assist the district attorney if, by reason of profes- sional relations with the accused, he has acquired a knowledge of the facts upon which the criminal charge against his former cli- ent is predicated, or which are closely interwoven therewith.^' "With what confidence could one, arraigned upon a charge of crime, confer with his attorney, or reveal to him his evidence, 13 Ross V. state, 8 Wyo. 351, 57 Pac. of this rule ia found in the relation 924. of attorney and client, which is one of 1* Lilly V. State, 7 Okla. Crim. 284, confidence and trust in the liigliest de- 123 Pac. 575. gree. The attorney becomes familiar 15 People V. Wood, 99 Mich. 620, 58 with all facts connected with his N. W. 638. client's cause; he learns from his 16 See supra, § 693. client the weak points of the case, as IT Wilson V. State, 16 Ind. 392; well as the strong ones. Such knowl- State V. Halstead, 73 la. 376, 35 N. edge carried by the recalcitrant at- W. 457; Com. v. Gibbs, 4 Gray torney to the other side would be the (Mass.) 146; State v. Howard, 118 sure means of defeat and injustice to Mo. 127, 24 S. W. 41. the client. If attorneys are author- Attorneys at law are not mere mer- ized, after employment, to take re- cenaries, who may desert the cause of tainers from the other side, the exer- those for whom they are enlisted, and cise of this authority would be the take service on the other side, for no means of oppression through which other reason than that their fees are clients could be coerced into payment not wholly paid. They are not bound of extortionate fees ; and the profes- to serve those who will not pay them, sion of the law would be brought into and may withdraw from the service of disgrace by permitting those who pur- such; but they cannot take employ- sue it to take advantage of the se- ment on the other side. The reason crets of litigants, obtained while the § 701] PEOSECTJTING ATTORNEYS. , 1105 and thereby prepare for his defense, if that officer is permitted, after thus acquiring such knowledge, to change their relative posi- tions, and instead of standing up as his defender, to stand forth as his accuser? Would he not consider it better to stand mute, dumb, as the sheep before the shearer, rather than disclose the evi- dence which might thus be turned against him? He might, per- haps truthfully, believe it more to his interest to return to the practice of a semi-barbarous age, when the prisoner was not heard in his defense by counsel, or witnesses in his behalf, than thus to have the weapons of his defense turned against him by those in whom, by the acknowledged law and the statute, he had a right to •confide." ** Of course, a former employment in a separate and distinct matter, or a mere attempt to employ an attorney in the case at bar, or general dealings by which no knowledge is acquired, or could be acquired, as to the crime charged and the facts bearing thereon, will not be sufiicient to disqualify one from accepting an appointment as assistant prosecuting attorney." § 701. Nonresidence as Disqualification. — In most juris- dictions nonresident counsel may, as a matter of comity, be per- mitted to appear in a particular case or for particular purposes ; *" and, in accordance with this rule, it has been held that a nonresi- dent attorney may be appointed an assistant prosecutor ; * and the fact that he is not amenable to the court before which he appears, ■confidential relation of attorney and Massachusetts. — Com. v. King, 8 client existed. The members of the Gray 501. profession must have the fullest con- Michigan. — People v. Whittemore, fidence of their clients. If it may be 102 Mich. 519, 61 N. W. 13. abused, the profession will suffer by Texas.— Emerson v. State, 54 Tex. the loss of the confidence of the people. ^rim. 628, 114 S. W. 834. ,, ■nil. J r iv * . ■ „. „„ii „„ Wisconsin. — Lawrence v. State, 50 The good of the profession, as well as ' ,, ^ . , ,. i J J ii. Wis. 507, 7 N. W. 343, distinguished the safety of clients, demands the , c,. j. •,-, tt,- ../o-, ^t . . , ^ ^ « i,. Biemel v. State, 71 Wis. 444, 37 N. recognition and enforcement of these , rules. State v. Halstead, 73 la. 376, j„ g^J ^^^^^^ ^ 2^. 35 N. W. 457. See also supra, §§ 174- ^ p^^pj^ ^ Thacker, 108 Mich. 652, 182. 66 N. W. 562 ; Goldsberry v. State, 92 "Wilson V. State, 16 Ind. 392. jj-gb 2II, 137 N. W. 1116; State v. 19 /otoo.— State c. Lewis, 96 la. 286, Kent, 4 N. D. 577, 62 N. W. 631, 27 <65 N. W. 293. ,L.E.A. 686. Attys. at L Vol. II.— 70. 1106- PEOSECTJTING ATTOENEYS. [§ 702 it has been said, cannot prejudice the rights of the accused.* So, attorneys from another county may be appointed as assistants to the prosecuting attorney in the trial of a particular case.' In Wis- consin, however, a different rule prevails; and while it is there recognized that foreign counsel may, by special favor, be permitted to appear, they will not be permitted to assist in discharging the duties and performing the functions of the office of district attorney.* § 702. Eligibility of Private Counsel. — At common law criminal prosecutions were generally carried on by private persons who were interested in the conviction and punishment of the ac- cused,* and, notwithstanding the election of public prosecutors, private counsel may still be employed and paid by private per- sons.* In most jurisdictions, however, private counsel will only * State V. Kent, 4 N. D. 577, 62 N. W. 631, 27 L.R.A. 686. 8 State V. Corcoran, 7 Idaho 220, 61 Pac. 1034; State v. Novak, 109 la. 717, 79 N. W. 465. 4 State V. Russell, 83 Wis. 330, 53 N. W. 441. 5 See King v. State, 43 Fla. 211, 31 So. 254. A private attorney is one employed by, and in the interest of, private per- sons, and not paid out of public funds. He is one who has a special interest in the securing of a, conviction, being employed by private persons to prose- cute. He is not one who, like a pub- lic prosecutor, is presumed to do his duty in an earnest and faithful man- ner, impartially, and with the sole purpose of presenting the whole truth to the court and jury, both as to law and facts. State v. Whitworth, 26 Mont. 107, 66 Pac. 748. See also Clinton v. State, 58 Fla. 23, 50 So. 580. 8 United States. — U. S. v. Hanway, 2 Wall. Jr. (C. C.) 139, 26 Fed. Cas> No. 15,299. California. — ^People v. Blackwell, 27 Cal. 66; People v. Turcott, 65 Gal. 126, 3 Pac. 461; People v. Powell, 87 Cal. 348, 25 Pac. 481, 11 L.R.A. 75. FJonrfa.— Thalheim v. State, 38 Fla. 169, 20 So. 938. Hawaii. — Territory v. Chong Chak Lai, 19 Hawaii 437, Ann. Cas. 1912B 657. Idaho. — State v. Steers, 12 Idaho 174, 83 Pac. 104. Illinois. — Hayner v. People, 213 111.. 142, 72 N. E. 792; People v. O'Farrell,. 247 111. 44, 93 N. E. 136; Bergstrasser V. People, 134 111. App. 609. Indiana. — Siebert v. State, 95 Ind. 471; Keyes v. State, 122 Ind. 527, 23: N. E. 1097. louHi. — State V. Fitzgerald, 49 la. 260, 31 Am. Rep. 148; State v. Mont- gomery, 65 la. 483, 22 N. W. 639; State V. Ormiston, 66 la. 143, 23 N. W. 370; State v. Shinner, 76 la. 147, 40 N. W. 144; State V. Shreves, 81 § 702] PEOSECUTING ATTORNEYS. 1107 be permitted to act with the consent of the prosecuting attorney, and the permission of the court'' Of course, in granting such la. 615, 47 N. W. 899; State v. Graf- ton, 89 la. 109, 56 N. W. 257; State V. Helm, 92 la. 540, 61 N. W. 246. Kansas. — State v. Wilson, 24 Kan. 189, 36 Am. Rep. 257 ; State v. Wells, 54 Kan. 161, 37 Pae. 1005. Kentucky. — Price v. Caperton, 1 Duv. 207; Adams v. Com., 129 Ky. 255, 111 S. W. 348, 33 Ky. L. Eep. 779 ; Catron v. Com., 140 Ky. 61, 130 S. W. 951; Bennyfield v. Com., 17 S. W. 271, 13 Ky. L. Rep. 446. Louisiana. — State v. Mangrum, 35 La. Ann. 619; State v. Reed, 49 La. Ann. 704, 21 So. 732; State v. Pet- rich, 122 La. 127, 47 So. 438. See also State v. Cato, 116 La. 195, 40 So. 633. Maine. — State v. Bartlett, 55 Me. 200. Minnesota. — State v. Rue, 72 Minn. 296, 75 N. W. 235. Mississippi. — Carlisle v. State, 73 Miss. 387, 19 So. 207. Missouri. — State v. Robb, 90 Mo. 30, 2 S. W. 1; State v. Taylor, 98 Mo. 240, 11 S. W. 570; State v. Orrick, 106 Mo. Ill, 17 S. W. 176, 329. Montana. — State v. Tighe, 27 Mont. 327, 71 Pac. 3; State v. O'Brien, 35 Mont. 482, 10 Ann. Cas. 1006, 90 Pac. 514. Nebraska. — Polin v. State, 14 Neb. 540, 16 N. W. 898 ; Bradshaw v. State, 17 Neb. 147, 22 N. W. 361; Gandy v. State, 27 Neb. 707, 43 N. W. 747, 44 N. W. 108 ; Blair v. State, 72 Neb. 501, 101 N. W. 17. New Jersey. — Gardner v. State, 55 N. J. L. 17, 26 Atl. 30. North Dakota. — State v. Kent, 4 N. D. 577, 62 N. W. 631, 27 L.R.A. 686. Oklahoma. — Reed v. State, 2 Okla. Crim. 589, 103 Pac. 1042. Texas. — Burkhard v. State, 18 Tex. App. 599. Utah.— People v. Tidwell, 4 Utah 506, 12 Pac. 61. Vermont. — State v. Ward, 61 Vt. 153, 17 Atl. 483. Virginia. — ^Hopper v. Com., 6 Grat. 684; Jackson v. Com., 96 Va. 107, 30 S. E. 452; McCue v. Com., 103 Va. 870, 49 S. E. 623. Washington. — Stern v. State Board of Dental Examiners, 50 Wash. 100, 96 Pac. 693. 7 California. — People v. Powell, 87 Cal. 348, 25 Pac. 481, 11 L.R.A. 75. Illinois. — Hayner v. People, 213 111. 142, 72 N. E. 792; People v. O'Far- rell, 247 111. .44, 93 N. E. 136; People- V. Blevins, 251 111. 381, Ann Cas.. 1912C 451, 96 N. E. 214; People K. Gray, 251 111. 431, 96 N. E. 268. Indiana. — Siebert v. State, 95 Ind'. 471. Iowa. — State v. Fitzgerald, 49 la. 260, 31 Am. Rep. 148 ; State v. Mont- gcmcry, 65 la. 483, 22 N. W. 639. Kansas. — State v. Wilson, 24 Kan. 189, 36 Am. Rep. 257 ; State v. Wells, 54 Kan. 161, 37 Pac. 1005. Maine. — State v. Bartlett, 55 Me. £00. Minnesota. — State v. Rue, 72 Minn. 296, 75 N. W. 235. Mississippi. — Edwards v. State, 47 Miss. 581. Montana. — State v. Tighe, 27 Mont.. 327, 71 Pac. 3; State v. Biggs, 45. Mont. 400, 123 Pac. 410. Nebraska. — Bradshaw v. State, 17 Neb. 147, 22 N. W. 361; McKay v.. 1108 PROSECUTING ATTOENEYS. [§ 102 permission, the court should be satisfied that no hindrance is placed in the path of justice ; ' and it is presumed that its action is a sufficient guaranty that the accused will not be made the victim of an overzealous prosecution by private persons.® There is much to be said in favor of this position ;*" on the other hand, however, State, 90 Neb. 63, Ann. Cas. 1913B 1034, 132 N. W. 741, 39 L.R.A.(N.S.) 714, 91 Neb. 281, Ann. Cas. 1913B 1039, 135 N. W. 1024, 39 L.K.A.{N.S.) 720. North Dakota. — State v. Kent, 4 N. D. 577, 62 N. W. 631, 27 L.R.A. 686. Oklahoma. — Reed v. State, 2 Okla. Crim. 589, 103 Pac. 1042. Washington. — State v. Hoshor, 26 Wash. 643, 67 Pac. 386; Stern v. State Board of Dental Examiners, SO Wash. 100, 96 Pac. 693. SHayner v. People, 233 111. 142, 72 N. E. 792; Goldsberry v. State, 92 Neb. 211, 137 N. W. 1116. 9 State V. Kent, 4 N. D. 577, 62 N. W. 631, 27 L.R.A. 686. 10 Argument in Favor of Private Counsel. — "The fact that the state's attorney who controls criminal cases is not allowed to receive any com- pensation from private prosecutors for the prosecution of b. criminal cause does not warrant the conclusion that counsel paid by private persons shall not be permitted to assist in the trial of such a case. It is one thing to have the prosecution entirely in the hands of one who may be influenced, because of a retainer, by the strong desire of his client to secure a con- viction; but it is an entirely different thing to allow such an interested counsel to aid in the prosecution of one who stands affected by no other motive than that of securing the pun- ishment of guilt, and who has abso- ■ lute control over the case. The law has removed criminal prosecutions from the control of private interests, but it has not excluded such interests from all participation therein. If no error is committed on the trial, we fail to see how an accused can be preju- diced by the fact that those personal- ly interested have employed private counsel to aid the public prosecutor. Certainly, he should not be heard to complain of the zeal of the private counsel, if such counsel has not al- lowed his zeal to hurry him into er- ror. The best mode of reaching the truth is by the strenuous contentions of opposing counsel, each animated by the conviction that the cause he has espoused is just. The public have some interests at stake in a criminal prosecution. May all the zeal be dis- played on one side, and none be toler- ated on the other? The public inter- ests demand that a prosecution should be conducted with energy and skill. While the prosecuting officer should see that no unfair advantage is taken of the accused, yet he is not a judicial officer. Those who are required to exercise judicial functions in the case are the judge and the jury. The pub- lic prosecutor js necessarily a parti- san in the case. If he were compelled to proceed with the same circum- spection as the judge and the jury, there would be an end to the convic- tion of criminals. Zeal in the pros- ecution of criminal cases is therefore to be commended, and not condemned. It is the zeal of counsel in the court § 702] PEOSECtTTING ATTOENEYS. 1109 it would seem that the prosecuting officer and the court would know when assistance was required, and that the legislature should provide therefor, and that such assistance should be paid for by the state, and not by any individual. And where the law does pro- vide for the employment of special assistants in those cases,'^ coun- sel employed and paid by private persons should not be permitted room, alone, of which the accused can complain. No decision can be found which questions the right of the pros- ecuting officer to consult with, and receive all manner of aid, even during the trial, from counsel for private parties, outside of the court room. And if such zeal in the court room, on the trial, does not result in error, what conceivable difference can it make whether such assistant was em- ployed by the public, or by private persons? May not cross-examination of witnesses be conducted, and argu- ments to the court and jury be made, by one who is as much convinced of the guilt of the accused as his counsel is persuaded of his innocence? The manner of conducting the case in the court room cannot work legal preju- dice to the accused, without resulting in error for which the conviction will be set aside. It is therefore of no legal importance what inspires the zeal of the attorney who assists in the trial. Whatever is done to the injury of the prisoner by private counsel, for which he can have no re- dress, is done out of court; for in- stance, by concealing or fabricating evidence. At just this point, where the zeal of counsel employed by pri- vate parties may be deadly to the accused, no kind of safeguard is or can be thrown around him. The pros- ecuting officer may consult with, and be entirely governed by the advice of. such private counsel; and yet the ac- cused has no remedy, if the private counsel does not participate in the trial. If he does so participate, his zeal works no more prejudice to the accused than the zeal of an other equally able counsel who may be em- ployed by the public. The cases all agree that an assistant hired by the public may engage in the trial with- out giving the prisoner any legal cause for complaint. Of course, the latter may think he is prejudiced be- cause of being compelled to confront an exceptionally able and experienced prosecutor, but this furnishes no legal ground for overthrowing the convic- tion. The question can be placed in a clear light by the following state- ment of it: Can a defendant in a criminal case, who is obliged to sub- mit to the zeal of an assistant prose- cutor employed by the public, insist that the zeal of an assistant counsel employed by interested parties, shall not be displayed against him, although it results in no error on the part of the prosecution in the management of the case? We think there is only one answer to this question, and that is against the right of the accused to complain in either case, so long as no error has been committed by the as- sistant on the trial." Per Corliss, J., State V. Kent, 4 N. T>. 577, 62 N. W. 631, 27 L.R.A. 686. 11 See supra, § 697. 1110 PEOSECUTIITG ATT0ENEY8. [§ 703 to act,^* even at the instance of the prosecuting attorney.^' But it has been held, even v?here this position is maintained, that pri- vate counsel may be heard on habeas corpus proceedings." Nor is an action for the recovery of a penalty for the obstruction of a highway such a criminal proceeding as will prevent the prosecutor therein from employing private counsel, or prevent such counsel from taking part in the prosecution of the suit." § 703. Number of Assistants and Time of Appointment. — The number of counsel which will be permitted to engage in a trial, as assistants to the prosecuting attorney, must be determined by the trial court, in the exercise of a sound judicial discretion, taking into consideration the facts and circumstances of the par- ticular case ; ^^ and unless its discretion has been abused to the prejudice of the defendant, or in a manner affecting the merits of the cause, the appellate court will not interfere." Where four at- torneys were appointed to conduct a prosecution because of the dis- qualification of the prosecuting attorney, the appellate court de- clined to reverse a judgment of conviction on the ground of such appointment, although the action of the trial court was censured.*' But the court should not permit counsel for defendant to be over- whelmed, on account of inexperience, by the number and ability of counsel assisting the state's attorney." In the absence of regu- la Massachusetts. — Com. ». Gibbs, 4 W Sneed v. People, 38 Mich. 248; Gray 146; Com. v. Williams, 2 Cush. Biemel v. State, 71 Wis. 444, 37 N. W. 582; Com. v. Knapp, 10 Pick. 477, 20 244. Am. Dec. 534; Com. v. Scott, 123 1* State «. Huegin, 110 Wis. 189, 85 Mass. 222, 25 Am. Rep. 81. N. W. 1046, 62 L.R.A. 700. Michigan. — Meister v. People, 31 IS La Barre v. Bent, 154 Mich. 520, Mich. 99; Sneed v. People, 38 Mich. 118 N. W. 6, 15 Detroit Leg. N. 822. 248; People v. Hurst, 41 Mich. 328, 1 iBThalheim v. State, 38 Fla. 169, N. W. 1027; People v. Hendryx, 58 20 So. 938; Com. v. Knapp, 9 Pick. Mich. 319, 25 N". W. 299; McCurdy v. (Mass.) 496, 20 Am. Dec. 491. New York L. Ins. Co., 115 Mich. 20, "State v. Griffin, 87 Mo. 608; 72 N. W. 996, 4 Detroit Leg. N. 738. State v. Sweeney, 93 Mo. 38, 5 S. W. Wisconsin. — ^Biemel v. State, 71 614. Wis. 444, 37 N. W. 244; Bird v. State, " State v. Griffin, 87 Mo. 608. 77 Wis. 276, 45 N. W. 1126; State v. "People v. Blevins, 251 111. 381, Huegin, 110 Wis. 189, 85 N. W. 1046, Ann. Cas. 1912C 451, 96 N. E. 214. 62 L.II.A. 700. It might be a wrong and oppression § 704] PEOSECTITING ATTOENEYS. 1111 lation by statute or rule of court, it would seem that assistant counsel may be appointed at any time. It is true, of course, that the necessity therefor may arise even during the conduct of a trial, as, for instance, where the prosecutor is taken ill, and aid becomes necessary to prevent delay, annoyance, unnecessary expense and, perhaps, a failure of justice.^" In some jurisdictions, however, it is required that the defendant in a criminal case should be in- formed not only of the nature of the accusation, but also of the forces which are to be marshaled against him ; * but this require- ment, it has been held, is sufficiently complied with where it ap- pears that defendant's counsel has an opportunity to examine all of the jurors touching their acquaintance or affiliation with the appointee, even though some jurors may have been examined be- fore the appointment was made.^ § 704. Qualification Generally and Tenure. — In the ap- pointment of deputies, substitutes, or assistant prosecuting attor- neys, all statutory requirements should be complied with. The local laws must be consulted in this respect* It is not necessary, to a defendant to permit able and ex- Michigan. — ^People v. Wright, 89 perienced counsel employed by pri- Mich. 70, 50 N. W. 792, distinguishing vate parties to assist a competent People v. Bussey, 82 Mich. 49, 46 N. state's attorney in a contest with in- W. 97. experienced or inefficient counsel for Missouri. — State v. Taylor, 98 Mo. the defense. Hayner v. People, 213 240, 11 S. W. 570. 111. 142, 72 N. E. 792. Nebraska.— Gaudy v. State, 27 Neb. 20 State V. Cobley, 128 la. 114, 103 707, 43 N. W. 747, 44 K W. 108; N. W. 99. Bush V. State, 62 Neb. 128, 86 N. W. 1 Knights V. State, 58 Neb. 225, 78 1062 ; Johns v. State, 88 Neb. 145, 129 N. W. 508, 76 Am. St. Eep. 78; Gallo- N. W. 247; McKay v. State, 90 Neb. way V. State, 88 Neb. 447, 129 N. W. 63, Ann. Cas. 1913B 1034, 132 N. W. 987. 741, 39 L.K.A.(N.S.) 714, 91 Neb. 8 Johns V. State, 88 Neb. 145, 129 281, Ann. Cas. 1913B 1039, 135 N. W. N. W. 247. See also Galloway v. 1024, 39 L.K.A.(N.S.) 720; Golds- State, 88 Neb. 447, 129 N. W. 987. berry v. State, 92 Neb. 211, 137 N. W. 3 United States.— U. S. Rev. Stat. 1116. sec. 793, (4 Fed. Stat. Annot. 72); New Yor/c— People v. Taylor, 17 In re Farrow, 3 Fed. 112, 4 Woods Misc. 505, 40 N. Y. S. 321. 491. North Dakota.— State v. Kent, 4 N. Florida.— King v. State, 43 Fla. 211, D. 577, 62 N. W. 631, 27 L.E.A. 686. 31 So. 254. Oftio.— Martin v. State, 16 Ohio 364. 1112 PEOSECtJTING ATTOENEYS. [§ 704 however, that such appointments should be drawn up with the tech- nical accuracy required in pleadings, or other legal documents.* It has been held that the fact of being permitted by the trial court to proceed with a cause in the absence of the prosecuting officer, is equivalent to an appointment ; * and also that the overruling of an objection, by the defendant, to counsel assisting the district at- torney, the latter being present and not objecting, is equivalent to a request by the prosecutor, and permission by the court, that such counsel assist in the prosecution.* It will be presumed, in the absence of a showing to the contrary, that all the legal require- ments were complied with ; ' and in some jurisdictions it has been held that statutes providing for the appointment of substitute and assistant prosecuting attorneys are not exclusive,' so that, in those states, the absence of statutory formalities would seem to be im- material.' The tenure of office of deputy district attorneys is pro- vided for by statute; as a rule, it is coextensive with that of the Oklahoma. — Dodd v. State, 5 Okla. Crim. 513, 115 Pac. 632. South Dakota. — State v. Phelps, 5 S. D. 480, 59 N. W. 471. Texas. — Murrey v. State, 48 Tex. Crim. 219, 87 S. W. 349. 4U. S. V. Twining, 132 Fed. 129; Colbert v. State, 125 Wis. 423, 104 N. W. 61. 5 State V. Duncan, 116 Mo. 288, 22 S. W. 699. « Rounds V. State, 57 Wis. 45, 14 N. W. 865, distinguished Biemel v. State, 71 Wis. 453, 37 N. W. 244. 1 United States. — U. S. v. Twining, 132 Fed. 129. Indiana. — Shattuck v. State, 11 Ind. 473. Massachusetts. — Com. v. Scott, 123 Mass. 222, 25 Am. Rep. 81. Minnesota. — State v. Borgstrom, 69 Minn. 508, 72 N. W. 799, 975. Missouri. — State v. Wilson, 200 Mo. 23, 98 S. W. 68. Montana. — State v. O'Brien, 35 Mont. 482, 10 Ann. Cas. 1006, 90 Pac. 514. Neiraska. — Spaulding v. State, 61 Neb. 289, 85 N. W. 80; Blair v. State, 72 Neb. 501, 101 N. W. 17; McKay V. State, 90 Neb. 63, Ann. Cas. 1915 B 1034, 132 N. W. 741, 39 L.R.A. (N.S.) 714, 91 Neb. 281, Ann. Cas. 1913 B 1039, 135 N. W. 1024, 39 L.R.A.(N.S.) 720; Goldsberry t. State, 92 Neb. 211, 137 N. W. 1116. North Dakota. — State v. Tough, 12 N. D. 425, 96 N. W. 1025. Oftio.— Price v. State, 35 Ohio St. 601. Tennessee. — Douglass v. State, 6 Yerg. 526; Turner v. State, 89 Tenn. 547, 15 S. W. 838. 8 See supra, % 696 note. See also supra, § 697 note. 9 People V. Walters, 98 Cal. 138, 32 Pac. 864. § 705] PEOSECUTING ATTOENETS. 1113 prosecuting officer. '" Substitute prosecutors are usually appointed for a specific purpose, on the accomplishment of which the ap- pointment comes to an end, or until the disability, because of which the appointment was made, ceases,'"' and the prosecuting oiScer re- sumes his official position ; ^ but such appointments are not limited to a single term of court.'* Power, Duty, Liability and Compensation. § 70S. Duties Generally. — The duties of a prosecuting at- torney are usually prescribed by statute,'* and may be increased or diminished as the legislature may see fit,'° and in some instances certain duties are imposed by the constitution ; but the prosecutor cannot be compelled to perform acts other than those so provided for.'* The prosecutor represents the people, and his right to do so, as expressed in the constitution or statute, cannot be restricted 10 state V. Mechem, 31 Kan. 435, 2 Pac. 816; State v. Montgomery, 25 La. Ann. 138; State v. Rankin, 33 Neb. 266, 49 N. W. 1121; State v. Man- love, 33 Tex. 798. "King V. State, 43 Fla. 211, 31 So. 254; In re Prosecuting Attorney, 2 Ohio Dee. (Reprint) 602, 4 West L. Month. 147. 12 Return of regular district attor- ney vacates appointment. State v. Hart, (La.) 62 So. 161. Prosecutor May Enter GoMse on Re- covery. — The cause which necessi- tates the absence of a district attor- ney having ceased, it is his duty to report to the court; and, having done so, it is unobjectionable that he par- ticipate in the prosecution. State v. Smith, 107 La. 129, 31 So. 693, 1014. In State v. Smith, 107 La. 129, 31 So. 693, 1014, it was held that after an attorney has been appointed by the court to represent the district attor- ney, he may continue in the prosecu- tion of the case to the end, althougli the district attorney had resumed full charge of the case. 15 State V. Hart, (La.) 62 So. 161. 1* United States. — U. S. e. Morin, 4 Biss. 93, 26 Fed. Cas. No. 15,810. Idaho. — Board of County Com'rs v. Bassett, 14 Idaho 324, 93 Pac. 774. Indiana. — State v. Morrison, 64 Ind. 141. Kansas. — Clough B. Hart, 8 Kan. 487. Oklahoma. — Maliaffey v. Territory, 11 Okli. 213, 66 Pac. 342. Right to Sue. — There is no power vested in the district attorneys of the United States to sue in the name of the government. Their powers are de- fined in the several statutes creating the office and defining its duties. Cohen v. U. S., 38 App. Cas. (D. C.) 123. IB State V. Morrison, 64 Ind.. 141. 16 Bevington v. Woodbury County, 107 la. 424, 78 N. W. 222. 1114 PEOSECUTING ATTOENBYS. [§ 706 or superseded excepting in the manner provided for by law." He is vested with a personal discretion as a minister of justice, and it is his duty to act impartially. He must guard the interests of public justice in behalf of all concerned, and he must not become entangled with private grievances which will prevent him from properly performing his official duties.*' A prosecuting officer is invested with a broad discretion, subject to a certain judicial con- trol,*' and he will not be excused for the nonperformance of his official duties because of local sentiment or popular clamor.*" § 706. Criminal Prosecutions. — Acting within the law,* it is the right and the duty of prosecuting attorneys to prosecute all persons who violate the penal laws within their districts ; * "Mahaffey v. Territory, 11 Okla. 213, 66 Pac. 342 ; Kelly v. Ferguson, 5 Okla. Grim. 316, 114 Pac. 631. 1* Indiana. — State v. Henning, 33 Ind. 189. Michigan. — People v. Bemis, 51 Mich. 422, 16 N. W. 794; Engle v. Chipman, 51 Mich. 524, 16 N. W. 886. New York. — People v. Kurminsky, 23 Misc. 504, 52 N. Y. S. 609. Oklahoma. — Kelly v. Ferguson, 5 Okla. Grim. 316, 114 Pac. 631. Pennsylvania. — Gom. v. Bubnis, 197 Pa. St. 542, 47 Atl. 748. 19 State V. Russell, 83 Wis. 330, 53 N. W. 441. «0 In re Voss, 11 N. D. 540, 90 N. W. 15. See also State v. Foster, 32 Kan. 14, 3 Pac. 534; Michael v. Mat- son, 81 Kan. 360, 105 Pac. 537. 1 United States. — Snow v. U. S., 18 Wall. 317, 21 U. S. (L. ed.) 784. Idaho. — People v. Heed, 1 Idaho 531. Missouri. — ^Hill v. Butler Gounty, 195 Mo. 511, 94 S. W. 518. Montana. — Independent Pub. Co. c. Lewis & Clarke Gounty, 30 Mont. 83, 75 Pac. 860. nor can Texas. — Harris Gounty v. Stewart, 91 Tex. 133, 41 S. W. 650; Fleming v. State, 28 Tex. App. 234, 12 S. W. 605. ^Arkamsas. — ^Holder v. State, 58 Ark. 473, 25 S. W. 279. CoZorodo.— Atchison, T. & S. F. E. Go. V. People, 5 Colo. 60. Georgia. — Blalock v. Pillsbury, 76 6a. 493; Fambrough v. State, 113 6a. 934, 39 S. E. 324; Williams c. State, 121 Oa. 195, 48 S. E. 938. Kansas. — State v. Foster, 32 Kan. 14, 3 Pac. 534; State v. Trinkle, 70 Kan. 396, 78 Pac. 854. Kentucky. — Thompson v. Carr, 13 Bush 215; Adams v. Gom. 129 Ky. 255, 111 S. W. 348, 33 Ky. L. Rep. 779; Keeton v. Com., 108 S. W. 315, 32 Ky. L. Rep. 1164. Nebraska. — Bartley v. State, 53 Neb. 310, 73 N. W. 744; Dinsmore v. State, 61 Neb. 418, 85 N. W. 445. Oklahoma. — ^Mahaffey v. Territory, 11 Okla. 213, 66 Pac. 342; Board of Gom'rs v. State Capital Co., 16 Okla. 625, 86 Pac. 518; Mitchell v. State, 7 Okla. Crim. 563, 124 Pac. 1112. Tennessee. — State v. Kittrell, 7 § 706] PEOSECUTIIirG ATTORNEYS. 1115 they be superseded therein,* excepting where they become disabled or disqualified.* They are, however, subject to a certain judicial control in many things, and this is particularly true as to the con- duet of the trial.* The prosecuting officer may institute criminal prosecutions,* and in some jurisdictions he must do so, when noti- fied of a violation of the law ; '' but, in the absence of statutory regulation, it would seem that a prosecuting officer is not obliged to act on his own knowledge or belief that a crime has been com- mitted.' The advice of prosecuting attorneys as a protection to persons commencing criminal prosecutions has been considered in another chapter.^ So, as a general rule, the prosecuting officer may do whatever is essential to bring criminals to trial, con- duct the trial, make all motions that he believes to be necessary therein, and take such steps after the trial as may seem to him proper, providing, of course, that in so doing his conduct does Baxt. 167; Moore v. State, 5 Sneed 510. Texas. — Jackson v. Swayne, 92 Tex. 242, 47 S. W. 711. 3 Vnited States.— Fish v. U. S., 36 Fed. 677. Iowa. — State v. Grimmell, 116 la. 596, 88 N. W. 342. Kentucky. — Keeton v. Com., 108 S. W. 315, 32 Ky. L. Kep. 1164. Oklahoma. — Board of Com'rs v. State Capital Co., 16 Okla. 625, 86 Pac. 518. Texas. — Howth v. Greer, 40 Tex. Civ. App. 552, 90 S. W. 211; Upton v. San Angelo, 42 Tex. Civ. App. 76, 94 S. W. 436. 4 See swpra, §§ 696, 697. And see also infra, § 713. 6 England. — Rex v. Phillips, 3 Burr. 1564, 4 Burr. 2089. United States. — U. S. v. Morin, 4 Biss. 93, 26 Fed. Cas. No. 15,810; U. S. V. Scroggins, 3 Woods 529, 27 Fed. Cas. No. 16,244. California. — Ex p. Williams, 116 Gal. 512, 48 Pac. 499; Ex p. Hayter, 16 Gal. App. 211, 116 Pac. 370. Kansas. — State v. Foster, 32 Kan. 14, 3 Pac. 534; State v. Trinkle, 70 Kan. 396, 78 Pac. 854. Louisiana. — State v. Cole, 38 La. Ann. 843. Michigan. — Beecher v. Anderson, 45 Mich. 543, 8 N. W. 539; Engle v. Chipman, 51 Mich. 524, 16 N. W. 886. New York. — People v. Rosenthal, 197 N. Y. 394, 90 N. E. 991. Pennsylvania. — Com. v. Hippie, 69 Pa. St. 9. Texas. — Murphy v. Sumners, 54 Tex. Grim. 369, 112 S. W. 1070. 8 Bartley v. State, 53 Neb. 310, 73 N. W. 744; State v. Guglielmo, 46 Ore. 250, 7 Ann. Gas. 976, 79 Pac. 577, 80 Pac. 103, 69 L.R.A. 466 ; Treasurer of Vermont v. Brooks, 23 Vt. 698. 7 State V. Trinkle, 70 Kan. 396, 78 Pac. 854. 8 State V. Trinkle, 70 Kan. 396, 78 Pac. 854. s Supra, § 377. 1116 PEOSECUTING ATTORNEYS. [§ 707 not conflict with the general laws of his state, or of the United States, or with his duties as an ofiicer and an attorney at law.** Prosecuting officers are not obliged to appear in the courts of com- mitting magistrates unless that duty is imposed upon them by the legislature, but they may do so should they deem it advisable; '* and while the magistrate is not bound by the judgment of a district attorney, nor need he act upon his advice, he will seldom hold a defendant to bail, or convict him on trial should he have jurisdic- tion to do so, when the district attorney advises him in good faith that a crime has not been established.** The duty of prosecuting at- torneys in conducting trials is considered elsewhere.*' § 707. Proceedings before Grand Jury. — The prosecuting attorney is, as a general rule, authorized to appear before the grand jury and aid in the presentation of the facts; private counsel should not be permitted to discharge this duty.** jN^or has one whose conduct is under investigation by a grand jury, any right to demand that he be permitted to go before such jury for the purpose of explaining the charges preferred against him.** A sub- stitute or deputy district attorney would, of course, be permitted to take the place of the regular officer during his absence or in- 10 state V. New Jeraey Jockey Club, Mississippi. — Durr v. State, 53 Miss. 52 N. J. L. 493, 19 Atl. 976; Carnal v. 425; Wilson v. State, 70 Miss. 595, 13 People, 1 Park. Crim. (N. Y.) 262; So. 225, 35 Am. St. Rep. 664; State v. People V. Columbia County Sup'rs, 134 Barnett, 98 Miss. 812, 54 So. 313 ; N. Y. 1, 31 N. E. 322; Wood v. State, Collier v. State, 61 So. 689. 4 Okla. Crim. 436, 112 Pac. 11 ; Fields New Torfc.— People v. Seannell, 36 V. State, Mart. & Y. (Tenn.) 168. Misc. 40, 72 N. Y S. 449. 11 State V. Jackson, 68 Ind. 58; North Dakota. — Ex p. Corliss, 16 N. State V. Bezou, 48 La. Ann. 1369, 20 D. 470, 114 N. W. 962. So. 892; State v. Brown, 106 La. 437, Oklahoma. — Eeed v. State, 2 Okla. 31 So. 50; Smith v. Portage County Crim. 589, 103 Pac. 1042; State v. Com'rs, 9 Ohio 25. Maben, 5 Okla. Crim. 581, 114 Pac. I* Beecher v. Anderson, 45 Mich. 1122. 543, 8 N. W. 539. South Carolina. — State v. Addison, 13 See infra, §§ 712-714. 2 S. C. 356. 14 Florida.— MiWer v. State, 42 Fla. Texos.— Rothschild v. State, 7 Tex. 266, 28 So. 208. App. 519. Minnesota. — State v. Slocum, 111 15 Matter of Lyons, 162 Mo. App. Minn. 328, 126 N. W. 1096. 688, 145 S. W. 844. §§ 708, 709] PEOSECUTING ATTORNEYS, 1117 capacity; and in some instances private counsel have been per- mitted to appear before the grand jury.'^ § 708. Civil Actions. — In several states certain civil' 3uties are imposed on prosecuting attorneys, and this is especially true where that officer is also the county attorney. As a general rule, the duties so imposed are confined to representing the county in such civil actions as may be brought by or against it, in preventing the misappropriation of its funds or property, and in represent- ing it in any other respect when requested by the county authori- ties. In some jurisdictions the prosecutor is also required to col- lect fines and penalties, and to recover on forfeited recognizances. So, in some instances, the prosecuting officer is required under lo- cal statutes to represent the state in certain civil actions. Statutes of this character show absolutely no uniformity, and are so fre- quently changed that little can be said of them even in the same jurisdiction. The local laws must be consulted in each instance. Of course, a prosecuting attorney, in representing his district, county or state in civil actions, would be governed by the prin- ciples stated throughout this work with reference to lawyers gen- erally. Whether they are required or authorized to sue for minor governmental instrumentalities, such as drainage districts, in- cluded within the county, depends on the local statutes." § 709. Authority outside of District. — Prosecuting officers are elected for specified districts, and have no authority outside 16 United States.— U. S. v. Haskell, 498, 61 N. W. 223 ; State v. Tyler, 122 169 Fed. 449; U. S. v. Heinze, 177 la. 125, 97 N. W. 983 ; State «. Miller, Fed. 770. 132 la. 587, 109 N. W. 1087. Alabama. — Elevins v. State, 68 Ala. Louisiana. — State v. Hart, 62 So. 92; Jones v. State, 150 Ala. 54, 43 161. So. 179. Texas. — State v. Johnson, 12 Tex. Arkansas. — Bennett v. State, 62 231; State v. Gonzales, 26 Tex. 197; Ark. 516, 36 S. W 947. Wilson v. State, 41 Tex. Crim. 115, Colorado. — Raymond v. People, 2 51 S. W. 916. Colo. App. 329, 30 Pac. 504. ^1 See Lincoln County v. Robertson, Florida. — Taylor v. State, 49 Fla. 35 Okla. 616, 130 Pac. 947, in which 69, 38 So. 380. it was lield that such suits were no Idaho. — State i). Corcoran, 7 Idaho part of the duty of the county attor- 220, 61 Pac. 1034. ney. Iowa. — State v. Kovolosky, 92 la. 1118 PEOSECUTING ATTOENETS. [§ 710 of them either to institute or conduct criminal prosecutions,*' or to bring an action in the name of the state on their relation.** Thus, where a change of venue has been allowed, the prosecutor from the county wherein the indictment was found cannot try the case in the county to which it has been removed ; but such trial must be conducted by the prosecutor of the latter county,*" unless the pros- ecutor from the first county is appointed as an assistant for that purpose.* Such an appointment, however, is usually made in those cases; and services so rendered in another county may be paid for in addition to the prosecutor's regular salary, notwith- standing a statute to the effect that prosecuting attorneys may not receive any fee or reward, for services rendered in cases which it is their duty to prosecute, from any prosecutor or individual.* So, it has been held that where the duties of a prosecuting attor- ney are fixed by the constitution as being confined to a certain judicial district, the legislature can neither authorize nor require him to go outside of it, unless, possibly, by changing the district.* Of course, where a district attorney is the prosecuting officer for several districts or counties, he may act in all of them.* § 710. Authority to Incur Expense. — An attorney's author- ity to conduct litigation usually carries with it the authority to in- 18 Martin v. State, 39 Kan. 576, 18 Montana.— Stsd.e v. Whitworth, 26 Pac. 472. Mont. 107, 66 Pac. 748. 18 State V. Shearman, 51 Kan. 686, Nebraska. — Gandy v. State, 27 Neb. 35 Pac. 455. 707, 43 N. W. 747, 44 N. W. 108. 20 United States. — Delaware v. Em- Pennsylvania. — Contra. — '■ Com. v. erson, 8 Fed. 411. Hippie, 69 Pa. St. 9. California. — Herrington v. Santa 1 See supra, § 696 ; Clay County v. Clara County, 44 Cal. 496. McGregor, 171 Ind. 634, 17 Ann. Caa. Iowa. — Bevington v. Woodbury 333, 87 N. E. 1. County, 107 la. 424, 78 N. W. 222, « People v. Fuhrmann, 103 Mich. practically overruling State v. Caro- 593, 61 N. W. 865. thers, 1 G. Greene 464. 8 Thompson v. Carr, 13 Bush (Ky.) Kansas. — Leavenworth County 215. Com'rs V. Brewer, 9 Kan. 307. * Moreland v. Marion County, 1 N. Kentucky.— Thom^Bon v. Carr, 13 Y. Wkly. Dig. 326, 17 Fed. Caa. No. Bush 215; Slayton v. Rogers, 128 Ky. 9,794. 106, 107 S. W. 696, 32 Ky. L. Rep. 897. § 711] PBOSECUTING ATTOENETS. 1119 cur such reasonable expenses as may be necessary to accomplisli the purposes of his employment.* A like authority, it would seem, exists in the case of prosecuting officers ; and in most jurisdictions such authority is conferred upon these officers by statute.* Thus, it has been held that a prosecuting officer may bind his district for the expense of a detective,'' and an expert witness ; ' but he can only do so to a reasonable extent.^ In some states such expenses can only be incurred by the consent of the county authorities,^" or the presiding judge; ** in others it is held that such ex- pense cannot be incurred in the absence of statutory authority.^* And even where the right of a prosecuting officer to incur expense is recognized, it has been held that he cannot bind the county by an offer of a reward for the apprehension and conviction of per- sons who may commit an offense at some future time.'* § 711. Liability. — A recovery cannot be had in an action against a prosecuting attorney for damages alleged to have been caused by him in the trial of a criminal case by browbeating, and by an intemperate, vulgar, and unnecessarily severe cross-exami- nation. Conduct of this character, while reprehensible, can only be remedied by proper objections in the trial court, exception, and appeal.** Where a prosecuting officer also represents his district, or the state, in civil litigation, his liability will be governed by the principles heretofore stated as to lawyers generally,** and the statutes under which he acts.** A federal district attorney, while 6 See supra, §§ 252, 310. H Gibboney v. Board of Chosen 8 Fish V. V. S., 36 Fed. 677; Yolo Freeholders, 122 Fed. 46, 58 C. C. A. County V. Joyce, 156 Cal. 429, 105 228 (decided under a New Jersey Pac. 125; Christner v. Hayes County, statute). 79 Neb. 157, 112 N. W. 347; People ». l« Jones v. Sunflower County, 84 Grout, 38 Misc. 181, 77 N. Y. S. 321. Miss. 98, 36 So. 188. T People ». Grout, 38 Misc. 181, 77 iSMcNeil v. Suffolk County, 114 N. Y. S. 321. App. Div. 761, 100 N. Y. S. 239. • People V. Cayuga County, 22 Misc. l* Ostman v. Bruere, 141 Mo. App. 616, 50 N. Y. S. 16; People v. Cort- 240, 124 S. W. 1059. land County, 15 N. Y. S. 748. IB See supra, §§ 284-311, 326-330. 9 People V. Jefferson County, 35 le Gilbert v. Isham, 16 Conn. 525; App. Div. 239, 54 N. Y. S. 782. Butts County v. Bloodworth, 127 Ga. WCard V. Dawes County, 71 Neb. 141, 56 S. E. 106; Wilson v. State, 67 788, 99 N. W. 662. Kan. 44, 72 Pac. 517. 1120 PEOSECUTING ATTOENET8. [§ 712 liable for money received by him, or lost by his neglect, is not an- swerable for the fraud or negligence of the marshal." Conduct of Trials. § 712. Prosecutor Must Act Impartially. — While it is the duty of a prosecuting attorney to use his best endeavor to convict persons guilty of crime, his methods in procuring such conviction m.ust accord with the fair and impartial administration of jus- tice, and he should see that the accused receives a fair trial so far as it is in his power to afford him one.** Here, if anywhere upon earth, the benign maxim of the law, that it is better that ninety- nine guilty persons should escape than that one innocent man should be punished, prevails in all its force." The prosecuting attorney is a quasi- judicial officer, and he and those associated with him should represent public justice exclusively, and stand in- different as between the accused and any private interest ; ^° in- deed, it has been said that it is as much the duty of prosecuting attorneys to see that the accused is not deprived of any constitu- tional or statutory rights, as it is to prosecute him for the crime with which he is charged.' The district attorney represents the state, and the state does not seek victims — it seeks only equal and impartial justice; and the prosecutor should not press upon the jury any deductions from the evidence that are not strictly legiti- mate. When he exceeds this limit, and seeks to influence them by appealing to their prejudices, he is no longer an impartial offi- cer, but a partisan.* So, private counsel must be guided by his own judgment of the evidence in assenting to the discharge of one accused of crime, even though it be contrary to the oath of his client.® The trial court has ample power to protect the defendant 17 U. S. ». Ingersoll, Crabbe 135, 26 1 State v. Osborne, 54 Ore. 289, 20 Fed. Cas. No. 15,440. Ann. Cas. 627, 103 Pac. 62. "People V. Dane, 59 Mich. 550, 26 2 Com. v. Nicely, 130 Pa. St. 261, N. W. 781. 18 Atl. 737; Com. v. Bubnis, 197 Pa. 19 Shelton v. State, 1 Stew. & P. St. 542, 47 Atl. 748. (Ala.) 208; Com. v. Nicely, 130 Pa. 3 Rush v. Cavenaugh, 2 Pa. St. 187. St. 261, 18 Atl. 737; Com. v. Bubnis, Public prosecutions are carried on ] 97 Pa. St. 542, 47 Atl. 748. by a public ofiBcer, the attorney-gen- 20 People V. Bemis, 51 Mich. 422, 16 eral, or those who act in his place, N. W. 794. and it ought to be a, clear case to in- ^ 713] PEOSECUTIM^G ATTOENEYS. 1121 in his rights, and the presumption is that, if requested, it will do so ; and where the prosecuting attorney attempts to take any un- fair advantage of the defendant in the course of the trial, the proper practice is to call the attention of the court to that fact ; * but the prosecutor should not be unduly hampered or embarrassed in conducting the trial. ^ It is improper for the state's counsel to have one who is under arrest brought from the place of arrest to the counsel's office unless the person desires a conference; but, while this practice deserves the censure of the court, it will not be ground for reversal unless it appears that the defendant was in- jured thereby. ° § 713. Right of Deputies, Substitutes and Assistants to Conduct Trial. — Deputy prosecuting attorneys, and duly ap- pointed substitutes and assistants,' may conduct the trial of one accused of crime, and, generally, may do any act which the prose- cutor himself might do.' Thus, they may open and close the duce gentlemen to engage on behalf of private interests or feelings, in such a prosecution. It ought never to be done against the counsel's own opinion of its merits. Sharswood's Legal Ethics, p. 93. 4 People V. Gray, 251 111. 431, 96 N. E. 268; Goldsbcrry v. State, 92 Neb. 211, 137 N. W. 1116. 5 Matter of Lyons, 162 Mo. App. 6S8, 145 S. W. 844. 6 State V. Thavanot, 225 Mo. 545, 20 Ann. Cas. 1122, 125 S. W. 473. The day seems to be distant when prosecuting officers will learn that they are not inquisitors, and that it is no part of their duty to endeavor to extort admissions or confessions from one accused of crime. State v. Hagan, 164 Mo. 654, 65 S. W. 249. 7 See supra, §§ C95-704. 8 Alabama. — Douglass v. Prowell, 130 Ala. 580, 30 So. 498. Attys. at L. Vol. II.— 71. Florida. — King v. State, 43 Fla. 211, 31 So. 254. Georgia. — Davis v. State, 11 Ga. App. 10, 74 S. E. 442; HortonK. State, 11 Ga. App. 33, 74 S. E. 559. Illinois. — Liavin v. Cook County, 245 111. 496, 92 N. E. 291. Indiana. — Choen v. State, 85 Ind. 209. Louisiana. — State v. Kirby, 36 La. Ann. 988; State v. Montgomery, 41 La. Ann. 1087, 6 So. 803; State v. Moeling, 129 La. 204, 55 So. 764; State V. Britton, 131 La. 877, 60 So. 379. Massachusetts. — Com. v. Gibbs, 4 Gray 146; Com. v. Connecticut River R. Co., 15 Gray 447. Missouri. — State v. Wilson, 200 Mo. 23, 98 S. W. 68; Appeal of Browne, 09 Mo. App. 159 ; State v. Taylor, 93 Mo. App. 327, 67 S. W. 672. Nebraska. — Korth v. State, 46 Neb. 631, 65 N. W. 792. 1122 PEOSECUTING ATTOENEYS. [§ '^14- case,' read the indictment, ^^ and examine witnesses ; *^ and the de- fendant cannot complain thereof.'^ But a special prosecuting attor- ney's powers are confined to the purposes of his appointment.^' § 714. Right of Private Counsel to Conduct Trial. — In some jurisdictions private counsel ** may not conduct, in the interest of the state, the trial of one charged with the commission of a crime. ^* In other jurisdictions private counsel may assist th& prosecuting attorney; and in some instances such counsel are per- mitted to read the indictment,'® conduct the trial,*'' and open and close the case to the jury.** But the policy of our system of crim- Oklahoma. — Canada v. Territory, 12 Okla. 409, 72 Pac. 375. Texas. — State v. Lackey, 35 Tex. 357. 9 California. — People v. Powell, 87 Cal. 348, 25 Pac. 481, 11 L.R.A. 75. Iowa. — State v. Novak, 109 la. 717, 79 N. W. 465. Missouri. — State v. Stark, 72 Mo. 37 ; State v. Eobb, 90 Mo. 30, 2 S. W. 1; State v. Coleman, 199 Mo. 112, 97 S. W. 574; State v. Boyer, 232 Mo. 267, 134 S. W. 542. Tennessee. — Jarnagin v. State, 10 Yerg. 529. 10 State V. Chocidett, (la.) 136 N. S. W. 1051. 11 State V. Finley, 245 Mo. 465, 150 S W. 1051. W State V. Britton, 131 La. 817, 60 So. 379. 15 State V. Maben, 5 Okla. Grim. 581, 114 Pac. 1122. 14 See supra, § 702. 16 Hayner v. People, 213 111. 142, 72 N. E. 792; Gilbert v. People, 121 111. App. 423; State v. Coleman, 199 Mo. 112, 97 S. W. 574; State v. Price, 111 Mo. App. 423, 85 S. W. 922 ; Arnold v. State, 81 Wis. 278, 51 N. W. 426. In Wisconsin private counsel may prosecute an action for assault andi battery. Bartell v. State, 106 Wis.. 342, 82 N. W. 142. 16 State t'. Crafton, 89 la. 109, 55 N. W. 257; Galloway v. Com., 4 Ky. L. Rep. 720. w Georgia. — Davis v. State, 11 Ga> App. 15, 74 S. E. 442. Louisiana. — State v. Mangrum, 35 La. Ann. 619; State v. Petrich, 122. La. 127, 47 So. 438; State v. Britton, 131 La. 877, 60 So. 379. Mississippi. — Byrd v. State, 1 How. 247; Carlisle v. State, 73 Miss. 387, 19 So. 207. rexos.— Taylor v. State, 42 S. W. 285. Virginia. — Jackson v. Com., 96 Va. 107, 30 S. E. 452. 18 Alabama. — Shelton v. State, 1 Stew. & P. 208. California. — People v. Strong, 4ff Cal. 302; People v. Murphy, 47 Cal. 103. Georgia. — Dale P. State, 88 Ga. 552^ 15 S. E. 287. Idaho. — State v. Williams, 4 IdahO' 502, 42 Pac. 511. Indiana. — Surber v. State, 99 Ind. 71. § 715] PEOSECTJTING ATTORNEYS, 1123 inal jurisprudence requires that the prosecuting attorney, or his duly appointed substitute, should have the active superintendence and management of all criminal trials ; and when private counsel are employed and permitted to aid in the prosecution, the official prosecutor should see that the trial does not degenerate into a pri- vate persecution, and that the administration of the criminal law is not made a vehicle of oppression for the gratification of private malice, or the accomplishment of private gain or advantage.** Compensation. § 715. Generally. — The compensation of prosecuting attor- neys is provided for by legislation,*' and is confined to the amount so fixed; thus, it has been held that a contract between a county and a prosecuting attorney, whereby it was agreed to pay such at- torney extra compensation for the performance of his official Iowa. — Stete V. Helm, 92 la. 540, 61 N. W. 246. Kansas. — State v. Smith, 50 Kan. 69, 31 Pac. 784. Kentucky. — Roberts v. Com., 94 Ky. 499, 22 S. W. 845; White v. Com., 120 Ky. 178, 85 S. W. 753, 27 Ky. L. Rep. 561 ; Catron v. Com., 140 Ky. 61, 130 S. W. 951. Pennsylvania.— Com. v. Eisenhower, ]81 Pa. St. 470, 37 Atl. 521, 59 Am. St. Rep. 670. Utah. — People v. Calton, 5 Utah 451, 16 Pac. 902. 19 California. — People v. Blackwell, 27 Cal. 66. Florida.— Tha^lheim v. State, 38 Fla. 169, 20 So. 938. Illinois. — Hayner v. People, 213 111. 142, 72 N. E. 792. Massachusetts. — Com. v. Knapp, 10 Pick. 477, 20 Am. Dec. 534; Com. v. Tuck, 20 Pick. 356; Com. v. Williams, 2 Cush. 582 ; Com. v. Webster, 5 Cusb. 295, 52 Am. Dec. 711; Com. v. Gibbs, 4 Gray 146. North Dakota. — State v. Kent, 4 N. D. 577, 62 N. W. 631, 27 L.R.A. 686. Texas. — Burkhard v. State, 18 Tex. App. 599. 20Galpin v. Chicago, ]59 111. App. 135, affirmed 249 111. 554, 94 N. E. 961; State v. Gilbert, 163 Mo. App. 679, 147 S. W. 505 ; State v. Romero, (N. M.) 125 Pac. 617; Howth v. Greer, 40 Tex. Civ. App. 552, 90 S. W. 211 ; Lattimore v. Tarrant County, 57 Tex. Civ. App. 610, 124 S. W. 205. Laws Mo. 1871-72, p. 13, abolishing the office of circuit attorney except in the county of St. Louis, and fixing the compensation of prosecuting attor- neys, is a general law, and does not repeal or modify the Acts of 1865-06, p. 14, and 1869, p. 8, fixing the salary of the circuit attorney of St. Louis county. Folk v. St. Louis, 250 Mo. 116, 157 S. W. 71. Federal district attorneys' compen- sation is provided for by U. S. Rev. Stat. §§ 770, 823, 824, 825, 826, 827 (4 Fed. St. Ann. pp. 88-94). 1124 PEOSECUTING ATTOENEYS. [§ 715 duties, was void.^ Nor can a prosecuting attorney recover com- pensation from third persons for the performance of acts within the scope of his official duty, even though such acts were per- formed at their request, or though they may have expressly prom- ised to pay therefor.^ And it has been held that one who accepts the office of prosecuting attorney when no compensation is pro- ' vided therefor, undertakes to serve gratuitously ; ' but, in such case, a salary subsequently fixed by the legislature will relate back to the time of his induction into office.* Nor can a former prose- cuting attorney recover compensation for services performed by him through the courtesy of his successor, even though such serv- ices consist of attention to unfinished business.' In several juris- dictions it is provided by statute that prosecuting officers may not receive any fee or reward for the performance of their official duties, from or on behalf of any private person ; ® and a like pro- hibition exists as to the payment of deputy, substitute, and assist- ant prosecuting attorneys.' But these provisions do not prevent the employing of a prosecuting attorney to perform, duties other than those imposed upon him as an official, and receiving compen- sation therefor.* Thus, it has been held that the county may re- iCobbt;. Scoggin, 85 Ark. 106, 107 E. 601; Arnsparger v. Norman, 101 S. W. 188; Wilson v. Otoe County, 71 Ky. 208, 40 S. W. 574, 19 Ky. L. Rep. Neb. 435, 98 N. W. 1050; McKenna K. 381; Spaulding v. Hill, 115 Ky. 1, McHaley, 62 Ore. 1, 123 Pae. 1069. 72 S- W. 307, 24 Ky. L. Rep. 1802; 8 Cincinnati, S. & C. R. Co. v. Lee, Vastine v. VouUaire, 45 Mo. 504; 37 Ohio St. 479; Coggesliall v. Conner, Swayne v. Terrell, 20 Tex. Civ. App. 31 Okla. 113, Ann. Caa. 1913 D 577, 31, 48 S. W. 218; Flynt v. Jones 120 Pac. 559, 39 L.R.A.(N.S.) 81. County, 20 Tex. Civ. App. 641, 50 S. 3 Coggesliall V. Conner, 31 Okla. 113, W. 203. Ann. Cas. 1913D 577, 120 Pac. 559, 6 Bevington v. Woodbury, 107 la. 39 L.R.A.(N.S.) 81. 424, 78 N. W. 222; State v. Romero, 4 State V. Romero, (N. M.) 125 Pac. (N. M.) 125 Pac. 617. •617. ' Coggesliall v. Conner, 31 Okla. 113, 5 Davis V. County, 1 Lane. Bar Ann. Cas. 1913 D 577, 120 Pae. 559, (Pa.) 161. 39 L.R.A.(N.S.) 81. As to conflicting claims between ' Lattimore v. Tarrant County, 57 the incumbent and his predecessor, see Tex. Civ. App. 610, 124 S. W. 205. Herrn v. Sharp County, 81 Ark. 33, See also Jones v. Morgan, 67 Cal. 308, 98 S. W. 704 ; Cole V. McKune, 19 Cal. 7 Pac. 734 ( contract made during 422; People v. Smyth, 28 Cal. 21; term of office and to be performed Bartlett v. Brunson, 115 Ga. 459, 41 S. after the expiration thereof). 716] PKOSECUTING ATTORNEYS. 1125 tain the district attorney to attend to the prosecution of causes which, on a change of venue being granted, are moved to another county.® § 716. Compensation of Deputies, Substitutes and Assist- ants. — In nearly all jurisdictions the compensation of deputy prosecuting attorneys is provided for by statute ; so, also, provision is made for the payment of substitute and assistant prosecutors ; ^^ and it has been held that, in the absence of statutory authority therefor, one appointed as a substitute or assistant prosecuting at- torney is not entitled to compensation.^* The U. S. Rev. Stat. § 365,'^ provides that "no compensation shall hereafter be allowed 9Bevington v. Woodbury County, 107 la. 424, 78 N. W. 222. 10 United States. — Act of May 8, 1896, ch. 252, § 8 (4 Fed. St. Ann. VI). Alaiama. — Banks v. State, 96 Ala. 41, 11 So. 469; Trapp v. State, 120 Ala. 397, 24 So. 1001. Arkansas. — Goad v. State, 73 Ark. 458, 84 S. W. 638. Colorado. — Hinsdale County v. Crump, 18 Colo. App. 59, 70 Pac. 159. Georgia. — Mize v. Blalock, 71 Ga. 861. Indiana. — Tull v. State, 99 Ind. 238; Clay County v. McGregor, 171 Ind. 634, 17 Ann. Caa. 333, 87 N. E. 1 ; Carroll County v. Pollard, 17 Ind. App. 470, 46 N. E. 1012. Iowa.— State v.. Miller, 132 la. 587, 109 N. W. 1087. Michigan. — Sneed v. People, 38 Mich. 248. Minnesota. — Mathews v. Lincoln County, 90 Minn. 348, 97 N. W. 101. Neirasl-a. — Fuller v. Madison County, 33 Neb. 422, 50 N. W. 255; Sands v. Frontier County, 42 Neb. 837, 60 N. W. 1017. New YoWc— People v. Neff, 191 N. Y. 286, 84 N. E. 63, affirming 121 App. Div. 44, 105 N. Y. S. 559; Peo- ple V. Genesee County, 61 App. Div. 545, 15 N. Y. Crira. 463, 70 N. Y. S. 578, affirmed without opinion, 168 N. Y. 640, 61 N. E. 1133; People v. Coler„ 65 App. Div. 217, 72 N. Y. S. 564; People V. Coler, 67 App. Div. 619, 7S N. Y. S. 1114, reversing 35 Misc. 454,. 71 N. Y. S. 127. Ohio. — State v. Franklin County, 20i Ohio St. 421; State v. Wallace, 24. Ohio St. 597; State v. Hooking Coun- ty, 40 Ohio St. 331; Geauga County V. Osborn, 46 Ohio St. 271, 20 N. E. 333; Fayette County v. State, 60 Ohio St. 475, 54 N. E. 519; State v. Moore, 1 Ohio Dee. (Reprint) 506, 10 West. L. J. 219; Weldy v. Board of Com'rs, 8 Ohio Dec. (Reprint) 767, » Cine. L. Bui. 313. Texas. — Harris County v. Stewart, 91 Tex. 133, 41 S. W. 650. Wisconsin. — Williams v. Dodge County, 95 Wis. 604, 70 N. W. 821. 11 Kouns V. Draper, 43 Mo. 225 ; Cuming County v. Tate, 10 Neb. 193, 4 N. W. 1044; In re Herring, 10 Kulp (Pa.) 74; State v. Marshall County ,i 14 S. D. 149, 84 N. W. 775. 12 4 Fed. Stat. Ann. 87. 1126 PEOSECTJTINfi ATTORNEYS. [§ 7l7 to any person, besides the respective district attorneys and assist- ant district attorneys, for services as an attorney or counselor to the United States, or to any branch or department of the govern- ment thereof, except in cases specially authorized by lnw, and then only on the certificate of the attorney-general that such services were actually rendered, and that the same could not be performed by the attorney-general, or solicitor-general, or the officers of the department of justice, or by the district attorneys." It has been well said that substitute or assistant prosecutors should be paid by the state or a subdivision thereof, for it would, indeed, be a dan- gerous policy for private parties to employ and pay private coun- sel, and then have them commissioned by the state as special pub- lic prosecutors, and thus, in the name of the state, empowered to wreak vengeance at the instance of private parties." Bemoval. § 717. Generally. — Prosecuting attorneys may be removed from office for official misconduct, or other statutory causes, in the same manner as is provided for the removal of other public offi- cers of the same class.^* Statutes providing for such removal are penal in character, especially where the cause of removal consists of the commission of a criminal offense, and must be strictly con- strued ; ^' and where a removal is sought because of the commis- sion of criminal offenses, the respondent cannot be required to testify.^' The charges must be substantiated by at least clear and satisfactory evidence." The statutory method of removal must be followed ; the usual method is the presentation of a petition to the court stating cause for removal, and obtaining an order there- on to show cause why the officer should not be removed, upon the 13 Coggeshall v. Conner, 31 Okla. 15 Tennant v. Kuhlemeier, 142 la. 113, Ann. Cas. 1913 D 577, 120 Pac. 241, 1!) Ann. Cas. 1026, 120 N. W. 559, 39 L.R.A.(N.S.) 81. 689. 14 State V. Hospers, 147 la. 712, 18 Killits v. State, 10 Ohio Cir. Dec. Ann. Caa. 1912 B 754, 126 N. W. 818; 722, 19 Ohio Cir. Ct. 740. State V. Eberhart, 116 Minn. 313, "State v. Hospers, 147 la. 712, Ann. Cas. 1913 B 785, 133 N. W. 857, Ann. Cas. 1912B 754, 126 N. W. 39 L.E.A.(N.S.) 788; Graham v. 818. Stein, 4 Ohio Cir. Dec. 140, 18 Ohio Cir. Ct. 770. ■§ 718] PEOSECUTING ATTOBNBTS. 1127 Teturn of which a hearing may be had in the manner prescribed by statute, or, should the statute be silent on this subject, in the manner provided for similar hearings, or as ordered by the •court ; ^' and in some instances removal is effected by information in the nature of quo warranto,*^ or by proceedings for impeach- Taent.*' Where the office is appointive, the power to remove usu- ally lies with the person who has the power of appointment ; thus, it has been held that the President may remove a federal district attorney from office before the expiration of his term, and that the appointment and confirmation by the Senate of his successor is a ratification of such removal.^ But the executive officer of a territory cannot remove a district attorney from office therein in -the absence of statutory authority.* The order of removal may be reviewed ; and, in accordance with the local practice, a writ of er- ror, an appeal, or a writ of certiorari may lie for this purpose* But charges which directly involve the qualifications of a prose- .cuting officer as a fit person to hold public office, involve also the Tights and interests of the public, and the decision of the lower •court will not be reversed if there is any legal and substantial evi- •dence tending to support it.* § 718. Grounds for Removal. — A prosecuting attorney may ibe removed for misfeasance, malfeasance, or nonfeasance.* Thus, 18 Mills V. Pulaski Cir. Ct. Hardin S California.— Ex p. Hayter, 16 Cal. . Kentuclcy.— Com. v. Thomas, 9 39 L.R.A.(N.S.) 788. Ky. L. Rep. 289 (abstract). IS State v. Eberhart, 116 Minn. 313,. Minnesota.— &ta.te v. Wedge, 24 Ann. Cas. 1913 B 785, 133 N. W. 857, Minn. 150. 39 L.R.A.(N.S.) 788. North DaJcota.— In re Voss, 11 N. l* State r. Hospers, 147 la. 7l!i,- D. 540, 90 N. W. 15. Ann. Cas. 1912B 754, 126 N. W. 818. Ohio. — Graham v. Stein, 4 Ohio Cir. The loioa mulct law {Code, § 2446), Dec. 140, 18 Ohio Cir. Ct. 770. providing for the removal of a county Texas. — Trigg v. State, 49 Tex. 645. attorney who fails to enforce the pro- 8 Moore v. Strickling, 46 W. Va. visions thereof, refers only to the levy 515, 33 S. E. 274, 50 L.R.A. 279. and collection of the mulct tax, and 9 State V. Eberhart^ 116 Minn. 313, does not contemplate failure to pro- Ann. Cas. 1913 B 785, 133 N. W. 857, ceed under the prohibitory law. Ten- 39 L.R.A. (N.S.) 788. nant v. Kuhlemeier, 142 la. 241, 19" 10 Ex p. Diggs, 50 Ala. 78. Ann. Cas. 1026, 120 N. W. 689. § 718] PBOSECUTING ATTORNEYS. 1129 required to secure convictions before a court and jury, and that he closed his eyes to his duty and misused or neglected his oppor- tunities. '° A district attorney is not required to assume the func- tions of a detective and undertake, personally, to ferret out the facts connected •with, a crime, or the names of the witnesses thereto.*^ 16 state V. Marrero, 132 La. 109, 81 is State v. Marrero, 132 La. 109, 61 So. 136. So. 136. CHAPTEE XXVIII. ATTORNEY-GENERAL. Oenerally. § 719. Origin of Office. 720. In England. 721. In Canada. United States Attorney-General. 722. In General. 723. Superintendence of District Attorneys, Marshals, and Clerka. 724. As 'Counsel for the Government. 725. Opinion of Attorney-General. 726. To Whom Opinion Shall Be Given. 727. Statement of Question. 728. Effect of Opinion. 729. Substitutes and Assistants. 730. Special Counsel. State Attorneys-Oeneral. 731. Appointment, Election, Qualifications, etc. 732. Common-Law Powers. 733. Constitutional and Statutory Powers and Duties Generally. 734. Discretion. 735. Employment of Special Counsel. 736. Opinion of State Attorney-General. 737. Assistant Attorneys-General. 738. Compensation. As State Law Officer. 739. Appearance for State. 740. Protection of Public Rights. 741. Rights Which May Be Protected Generally. 742. Enforcement of Public Trusts and Charities. 743. Abatement of Public Nuisances. 744. Collection and Assessment of Taxes. 745. Suits by or against State Officers. 1130 §§ 719, 720] ATTOENET-GENEEAL. 1131 § 746. Suits by or against Municipal or Quasi-Municipal Corporations, Etc. 747.' Suits by or against Private Corporations. 748. Necessity of Request to Act for State. 749. Pleadings. 750. Costs and Expenses. Control of Litigation. 751. State Litigation under Control of Attorney-GeneraL 752. Dismissal of Suit. 753. Compromise. Criminal Prosecutions. 754. Authority to Conduct Criminal Trials. 755. Control of Trial. Generally. § 719. Origin of Office. — The office of attorney-general is of very early origin in England, though the first patent of appoint- ment which can be found seems to be one dated 1472.* At com- mon law the attorney-general was the chief representative of the sovereign in the courts, and it was his duty to appear for and prosecute in behalf of the crown any matters — criminal as well as civil. It was said by Mr. Blackstone : * "He represents the sov- ereign, in whose name all criminal processes issue, and his power to prosecute all criminal offenses is unquestioned at common law." It would seem, therefore, that the attorney-general may exercise common-law powers unless the constitution or statute law, either expressly or by reasonable intendment, forbids the exercise there- of ; ' and under the colonial government the attorney-general re- ceived his appointment from the governor of the colony, and exer- cised his duties under the common law.* § 720. In England. — The office of attorney-general in Eng- land is conferred by patent and is held during pleasure.* The 1 4 Reeves's Hist. Eng. Law, c. 26, * People v. Kramer, 33 Misc. 209, 6S p. ISi. N. Y. S. 383. 2 3 Bl. Comm. 27. 6 7 Halsbury's Laws of England, 3 People V. Miner, 2 Lans. (N. Y.) p. 72. 396. 1132 ATTOENEY-GENEBAL. [§ 730 attorney-general is a member of the ministry, but not of the cabi- net.® Thus, he represents the crown for all forensic purposes,'' and may file an information in the nature of a quo warranto,' or enter a nolle prosequi^ enforce and protect public charities, institute proceedings to restrain and abate public nuisances and purpres- tures, and prevent other public wrongs.^" He is also summoned to attend the House of Lords at the beginning of every Parliament,^' and he acts as prosecutor both for the House of Lords and for the House of Commons,*^ and he also performs administrative func- tions in connection with the grant of letters patent for inventions, the discretion of the crown being exercised through him ; *' and should he be absent or incapacitated, the duties of his office devolve upon the solicitor-general.** "The attorney-general is the head of the bar, and has precedence over all king's counsel. Generally speaking, however, he has no greater legal rights than other mem- bers of the bar, in so far that he or any person appointed to act for him must conform to the rules of the court in which the pro- ceeding in which he is engaged takes place, the courts exercising over him the same authority which they exercise over every other suitor or his advocate. He would not be permitted to prosecute any proceeding which was merely vexatious, or which had no legal object." *' But it seems that the court cannot compel the 8 7 Halsbury's Laws of England, (Eng.) 304; Atty.-Gen. v. Garner, p. 75. [1907] 2 K. B. (Eng.) 480; Atty.- 1 7 Halsbury's Laws of England, pp. Gen. v. Cambridge Consumers Gas Co., 71-74. See also Eex v. Marsden, 3 L. E. 4 Ch. (Eng.) 71. Burr. (Eng.) 1812; Eex i). Wilkes, 4 117 Halsbury's Laws of England, "Burr. (Eng.) 2570; Kex. v. Austen, 9 p. 73. Price ( Eng. ) 142 ; Atty.-Gen. v. 13 7 Halsbury's Laws of England, Brown, 1 Swanst. (Eng.) 294. And p. 74. see Alexander on the Administration IS 7 Halsbury's Laws of England, of Justice, pp. 127-135. p. 75. 8 See Rex «. Wilkes, 4 Burr. (Eng.) 1*7 Halsbury's Laws of England, 2570. p. 71. See also Rex v. Wilkes, 4 Burr. 9 7 Halsbury's Laws of England, (Eng.) 2527, 2554. p. 74. 15 7 Halsbury's Laws of England, 10 9 Halsbury's Laws of England, p. 72. See also Reg. v. Prosser, 11 p. 292. SeealsoAtty.-Gen.u. Sheffield Beav. (Eng.) 306, 18 L. J. Ch. 35, 13 Gas Consumers Co., 3 De 6. M. & G. Jur. 71. §§ 721, 722] ATTOENEY-GE]SrEKAL. 1133 attorney-general to be examined as a witness ; *° nor can the court review the exercise of his discretion/' although prohibition will lie against him.^' During his occupancy of the office, the attorney- general may not engage in private practice. ^° § 721. In Canada. — The Dominion attorney-general exer- cises the same powers and duties which belong to the office of the attorney-general of England, so far as they are applicable to the Dominion of Canada.^" Proceedings to forfeit a Dominion statu- tory charter are properly brought by the Dominion attorney-gen- eral.^ So it is he, and not the provincial attorney-general, who must proceed to set aside a patent for an invention.^ The provincial attorney-general represents the crown in the provincial courts in respect to provincial rights,* and also, in certain cases, in respect to Dominion rights ; thus, he may sue on behalf of the public, even in respect of the violation of rights created by an act of the Dominion parliaments* So, sums be- longing to the Dominion government may be recovered at the suit of the provincial attorney-general.* The discretion of the attorney-general is not subject to the control of the court.® United States Attorney-General. § 722. In General. — The U. S. Eev. Stat., § 346, provides that there shall be at the seat of government an executive depart- 16 7 Halsbury's Laws of England, 2 Mousseau v. Bate, 27 L. C. Jur. p. 73. 353, 3 Cartw. Cas. 341. But see Reg. 17 London County Council v. Atty.- v. Pattee, 5 Ont. Pr. 292, wherein it Gen. [1902] A. C. (Eng.) 165; Reg. v. was held that a fiat for the writ of Prosser, 11 Beav. (Eng.) 306, 18 L. J. scire fapias may he granted by the Ch. 35, 13 Jur. 71 ; Ex p. Newton, 4 attorney-general of Ontario when the El. & Bl. 869, 82 E. C. L. 869, dis- proceeding is on behalf of a private approving dictum in Rex v. Wilkes, 4 party. Burr. (Eng.) 2551. 3 Atty. -Gen. v. Hargrove, 11 Ont.. L. 18 7 Halsbury's Laws of England, Rep. 530. p. 71. * Atty. -Gen. v. Niagara Falls Inter- im 7 Halsbury's Laws of England, national Bridge Co., 20 Grant Ch. p. 72. (U. C.) 34, 1 Cartw. Cas. 813. 20 See the preceding section. 5 Monk v. Ouimet, 19 L. C. Jur. 71. 1 Dominion Salvage & Wrecking Co. « Atty.-Gen. v. Hargrave, 11 Ont. V. Atty.-Gen., 21 Can. Sup. Ct. 72. L. Rep. 530. 1134 ATTOElfEY-GENEEAI,. [§ 722 ment to be known as the department of justice^ and an attorney- general, who shall be the head thereof.' It is made the duty of the attorney-general to conduct and argue suits and writs of error and appeals in the Supreme Court, and suits in the Court of Claims in which the United States is interested ; and the attorney-general may, whenever he deems it for the interest of the United States, either in person conduct and argue any case in any court of the United States in which the United States is interested, or may direct the solicitor-general or any officer of the department of justice to do so.' So, he is obliged to give his advice and opinion upon questions of law, whenever required by the President, or the head of any executive department.' The relation between the 7 4 Fed. Stat. Annot. 763. 8 U. S. Rev. Stat., § 359, 4 Fed. St. Ann. 768. See also infra, § 726. 9 U. S. Rev. Stat. §§ 354, 357, 358, 361 (4 Fed. St. Ann. 766-769). See also infra, § 726. The attorney-general's duties are stated in 6 Op. Atty.-Gen. 326, 347 ; 5 Am. L. Reg. 65, as follows : "1. Upon the great questions of law arising in the administration of public affairs, lie gives opinions officially, both to the President and to the heads of depart- ments. "2. As one of the confidential po- litical counselors of the President, it may be supposed that he advises more particularly in regard to the legal incidents of the appointments or other acts of the government. "3. He conducts directly all suits in the Supreme Court in which the United States is concerned. "4. He advises or directs the so- licitor as to suits in which the United States is concerned, pending in the inferior courts of the United States. "5. He directs and prosecutes ap- peals in the great questions of land title, which involve the proprietorship of all the soil in the successive incre- ments of territory acquired by the United States. "6. He performs occasional duty, from time to time, in the protection of the interests of the United States, in matters of adjudication under treaties with foreign powers. "7. He passes upon the title of all interests in lands acquired by th& United States, by purchase, for any of the local uses of government. "8. He communicates to Congress, such information as they require, appertaining to the duties and busi- ness of his department. "In all these particulars he is,, either directly or indirectly, and by statute either express or implied, the- administrative head, under the Presi- dent, of the legal business of the government. So far the administra- tive power and the correspondent ad- ministrative responsibility exist, and they require modification in details, only in order to be completely adapted to the theory of departmental organization." 723] ATTOENEY-GENEKAL, 1135 attorney-general and any of the departments at whose request he gives advice, or performs other services, is that of attorney and client.^" The attorney-general also has authority to designate prisons for the confinement of persons convicted in the United States courts, where there is no suitable jail or penitentiary for that purpose in the place of their conviction, and houses of refuge for juvenile offenders.*' It is also his duty to examine the title to all land purchased by the government for public purposes, and no payment can be made therefor without his certificate as to the validity of the title.'* But the attorney-general cannot act as arbitrator between the government and a private individual ; '' nor will he exercise appellate jurisdiction over departmental de- cisions depending upon mixed questions of law and fact.'* § 723. Superintendence of District Attorneys, Marshals, and Clerks. — The United States attorney-general exercises gen- eral superintendence and direction over district attorneys and marshals as to the manner of discharging their respective duties,'^ 10 5 Op. Atty.-Gen. 577; 15 Op. Atty.-Gen. 574; 20 Op. Atty.-Gen. 702; 25 Op. Atty.-Gen. 94, 524. 11 U. S. Rev. Stat., §§ 5546, 5547, 5549, 5550 (6 Fed. St. Ann. pp. 41- 47) ; Ex p. Karstondiok, 93 U. S. 395, 23 U. S. (L. ed.) 889; In re Wilson, 18 Fed. 33; U. S. v. Greenwald, 64 Fed. 6. Practice. — "The prevalent practice under these provisions has obtained, in accordance with which the attorney- general notifies the different courts, through the district attorney, of the designation that he has made for the different districts from time to time, and procures to be entered upon the minutes of the courts in each district an order showing the designation which is in force." Gardes i. V. S., 87 Fed. 184. As to the making of contracts witli the authorities of a state or territorial institution for the confinement of prisoners, see Lewis County v. V. S., 77 Fed. 732 ; Avery v. Pima County, 7 Ariz. 26, 60 Pac. 702. Consular Courts. — Prior to the amendment of U. S. Rev. Stat., § 5546, by Act of March 3, 1901, its provisions were held inapplicable to consular courts (19 Op. Atty.-Gen. 377) ; and the section as so amended has been held not to warrant the confinement in a prison in the Philippine Islands of one convicted in a consular court. 24 Op. Atty.-Gen. 549. 12 U. S. Rev. Stat. 355, 6 Fed. St. Ann. 695; 6 Op. Atty.-Gen. 338; Weed r. U. S., 82 Fed. 414. And see 8 Op. Atty.-Gen. 405. 18 1 Op. Atty.-Gen. 209. 14 22 Op. Atty.-Gen. 342. 15 U. S. Rev. Stat., § 362 ; Confisca- tion Cases, 7 Wall. 454, 19 U. S. (L. ed.) 196. And see dictum in U. S. 1136 ATTOENET-GENEKAX,. [§ 724 and he may send a district attorney, or any other officer of the department of justice, to any state or district of the United States to attend to the public interests,^^ or he may direct district at- torneys to follow cases on appeal from their own districts into the Circuit Court of Appeals,''' and he may also employ counsel to assist them to discharge their duties.'* He may also authorize the district attorney to employ a clerk or stenographer for special purposes.'^ So, the attorney-general has general supervisory powers over the accounts of district attorneys, marshals, clerks, and other officers of the federal courts,^" and his decision of any point connected with this subject is conclusive, and not subject to collateral attack by the courts ; * but he has no authority to revise or alter counsel fees allowed to district attorneys by the court pursuant to U. S. Eev. Stat., § 824.^ § 724. As Counsel for the Government. — In all cases to which the United States is a party, the government may be heard through the attorney-general; nor can counsel be heard in op- position on behalf of any department of the government; but the court may hear other counsel for the purpose of obtaining the benefit of a full discussion of the matter in hand.* It is the uniform practice for the clerk of the Supreme Court to enter the appearance of the attorney-general in all cases to which the V. San Jacinto Tin Co., 125 U. S. 273, " Garter v. U. S., 31 Ct. CI. 344. 8 S. Ct. 850, 31 U. S. (L. ed.) 747. W McDonald v. U. S., 66 Fed. 255, See also Mullan v. U. S., 118 U. S. 271, reversed on other grounds, 72 Fed. 6 S. Ct. 1041, 30 U. S. (L. ed.) 170. 898, 44 U. S. App. 461, 21 C. C. A. 16 U. S. Kev. Stat., § 367; U. S. «. 347; U. S. v. Denison, 80 Fed. 370, 49 Fleming, 80 Fed. 372, 49 U. S. App. U. S. App. 352, 25 C. C. A. 496; Swift 354, 25 C. C. A. 498. v. U. S., 128 Fed. 763. The correspondence between the 20 u. S. Eev. Stat., § 368. attorney-general and a district attor- l Scliloss v. Hewlett, 81 Ala. 266, 1 ney representing the United States is So. 263. confidential in its nature, and cannot 2 u. S. v. Waters, 133 U. S. 208, 10 be made available by a third person. S. Ct. 249, 33 U. S. (L. ed.) 594; U. S. V. Six Lots of Ground, 1 Woods Bird v. U. S., 45 Fed. 110; Hillborn 234, 27 Fed. Cas. No. 16,299. i . U. S., 27 Ct. CI. 547. 17 Garter v. U. S., 31 Ct. CI. 344. 3 The Gray Jacket, 5 Wall. 370, 18 See also U. S. v. Hopewell, 51 Fed. U. S. (L. ed.) 646. 708, 5 U. S. App. 137, 2 C. C. A. 510. % 724] ATTOENEY-GENEKAL, 1137 United States is a party^* The attorney-general may determine when and for what purpose legal proceedings shall be instituted ■on behalf of the United States, and has the full management and •control of such proceedings ; ° and while there is no statute specifi- cally empowering him to bring actions and suits in the name of the United States generally, that power resides in him as the head of the department of justice.* Thus, the attorney-general may file a bill in behalf of the government to annul a patent on the ground of fraud or mistake, where the United States has an interest in or is under an obligation in respect to the relief sought.' And the court will entertain a bill, to vacate the selec- tion of land by a state, having the signature of the attorney- general subscribed by his authority.' So, the attorney-general may intervene on behalf of the United States in a suit between states in which the general government is interested, and may introduce evidence and take part in the argument without mak- ing the United States a party for or against whom judgment can be rendered.' The attorney-general may also dismiss, compromise, •or discontinue suits in which the government is interested,^" and this is true even as to proceedings brought under a statute which provides that the informer shall share in the proceeds thereof •equally with the United States, and notwithstanding the opposi- tion of such informer.*' But the attorney-general is not author- ized to waive the exemption of the United States from judicial process, or to submit the United States or its property to the jurisdiction of the court in a suit brought against its oflScers.'^ 4Farrar v. U. S., 3 Pet. 459, 7 U. Germania Iron Co. v. U. S., 58 Fed. S. (L. ed.) 741. 334, 19 U. S. App. 10, 7 C. C. A. 256. 5 U. S. Rev. Stat. §§ 359, 363, 366. 8 u. S. v. MuUan, 10 Fed. 785. And see U. S. v. Winston, 170 U. S. 9 Florida v. Georgia, 17 How. 478, .522, IS S. Ct. 701, 42 U. S. (L. ed.) 15 U. S. (L. ed.) 181. ]]30. l"*22 Op. Atty.-Gen. 491; 23 Op. 8 U. S. V. San Jacinto Tin Co., 125 Atty.-Gen. 507. U. S. 273, 279, 8 S. Ct. 850, 31 U. S. " Confiscation Cases, 7 Wall. 454, (L. ed.) 747, 749. 19 U. S. (L. ed.) 196. 7U. S. V. San Jacinto Tin Co., 125 12 Stanley v. Schwalby, 162 U. S. U. S. 273, S S. Ct. 850, 31 U. S. (L. 255, 16 S. Ct. 754, 40 U. S. (L. ed.) .ed.) 747; U. S. v. Beebe, 127 U. S. 338, 960. .8 S. Ct. 1083, 32 U. S. (L. ed.) 121; Attys. at L. Vol. II.— 72. 1138 ATTOENEY-GENEEAL. [§§ 725, 72(> § 725. Opinion of Attorney-General, — The attorney-gen- eral is only required to give his opinion on questions of law ; he need not decide questions of fact,^* although he is not re- stricted to purely legal questions in advising the President.^* The weight of evidence and the credibility of witnesses are not ques- tions to be considered by the attorney-general ; '* nor will he give an opinion as to the reasonableness of attorney fees,** or as to the advisability of changes in the law,''' or on hypothetical ques- tions, or those not presently arising. *' 'Nor will the attorney- general give an opinion where the question involved is disputable, and is or might be raised in a pending suit,'® or as to questions which are essentially judicial in character, and properly deter- minable in court ; *" or as to the laws of a foreign nation.* Nor will he examine or approve codes of rules, forms of applications,, bonds, etc.^ § 726. To Whom Opinion Shall Be Given. — The attorney- general is only requireid to give his opinion to the President and the heads of governmental departments.* He will not give offi- cial opinions on matters submitted to him by or for the guidance- is 1 Op. Atty.-Gen. 347; 3 Op. Atty.- Atty.-Gen. 50; 11 Op. Atty.-Gen. 189,- Gen. 309; 5 Op. Atty.-Gen. 626; 7 Op. 13 Op. Atty.-Gen. 531; 19 Op. Atty.- Atty.-Gen. 494; Beltzhoover's Claim, Gen. 331, 414; 20 Op. Atty.-Gen. 440,. 10 Op. Atty.-Gen. 267 ; Dennistoun'a 583, 602, 723, 728, 729 ; 21 Op. Atty.- Case, 12 Op. Atty.-Gen. 206; Adair's Gen. 106, 109, 167, 186, 320, 457, 509, Claim, U Op. Atty.-Gen. 54; Case of 510, 568; 22 Op. Atty.-Gen. 77; 23- Steambtrat Josepli Pierce, 14 Op. Op. Atty.-Gen. 330, 582; 24 Op. Atty.- Atty.-Gen. 541; 18 Op. Atty.-Gen. Gen. 118, 556; 25 Op. Atty.-Gen.' 94,. 487; 19 Op. Atty.-Gen. 672, 696; 20 369, 543. Op. Atty.-Gen. 253, 384, 459, 487, 494, 19 13 Op. Atty.-Gen. 160; 23 Op. 530, 590, 614, 697, 740, 742; 21 Op. Atty.-Gen. 221. Atty.-Gen. 96, 129, 133, ?4n. ?5^ 260, 80 19 Op. Atty.-Gen. 56, 671; 2(> 454, 594; 23 Op. Atty-Gen. 231; 25 Op. Atty.-Gen. 210, 277, 314, 524, 539, Op. Atty.-Gen. 183. 673; 21 Op. Atty.-Gen. 369, 5.57; 22 1* Const. U. S., Art.ll, § 2, cli. 1; Op. Atty.-Gen. 181; 24 Op. Atty.-Gen- 23 Op. Atty.-Gen. 360. 69; 25 Op. Atty.-Gen. 97. 16 21 Op. Atty.-Gen. 58. l 21 Op. Atty.-Gen. 377. 16 20 Op. Atty.-Gen. 620. 2 20 Op. Atty.-Gen. 738. " 19 Op. Atty.-Gen. 598. 8 See supra, § 722. "9 Op. Atty.-Gen. 421; 10 Op. 726] ATTOENEY-GENEEAL. 1139 of subordinate officers,* but will confine himself to opinions on such questions of law as are needed by the head of a department for the administration thereof.* And where an executive order required the attorney-general to give an opinion in cases where the heads of departments and the civil service commission could not agree as to whether an examination was required for a certain position, it was held that no opinion would be given until there had been an actual conference and disagreement.* The attorney-general has no authority, officially, to advise or furnish an opinion to Congress or to congressional committees," even at the request of the head of a department, no question of departmental administration being involved.' Nor are private individuals entitled to' the official opinion or advice of the attorney- general on matters of private concern, or respecting their rights with regard to the government.' *1 Op. Atty.-Gen. 211; 6 Op. Atty.- Gen. 21; 10 Op. Atty.-Gen. 458; 11 Op. Atty.-Gen. 4; 18 Op. Atty.-Gen. 59; 19 Op. Atty.-Gen. 556; 20 Op. Atty.-Gen. 251, 608, 724; 21 Op. Atty.- Gen. 174. 6 10 Op. Atty.-Gen. 220; 19 Op. Atty.-Gen. 7, 695; 20 Op. Atty.-Gen. 50, 158, 178, 312, 383, 420, 500, 536, 588, 714; 21 Op. Atty.-Gen. 6, 219; 25 Op. Atty.-Gen. 584. Questions Involving Payments. — Since the taking effect of the Act of July 31, 1894, c. 174, 8, providing that "The head of any executive depart- ment . . . may apply for, and the comptroller of the treasury shall render his decision upon any question involving a payment to be made by [him] or under [him], vphich decision . . . shall govern the auditor and the comptroller of the treasury in passing upon tlie account containing said disbursement," the opinion of the attorney-general should not be asked in such cases except in matters of great importance. 21 Op. Atty.-Gen. 178, 405, 530; 22 Op. Atty.-Gen. 581;^ 23 Op. Atty.-Gen. 1, 2, 86, 431, 586 j 24 Op. Atty.-Gcn. 85, 553; 25 Op. Atty.-Gen. 185, 614. But if the question is of importance apart from the mere payment in- volved, the attorney-general will give his official opinion (25 Op. Atty.-Gen. 270 ) , and such decision is binding on the officers of the treasury department. 25 Op. Atty.-Gen. 301. 6 25 Op. Atty.-Gen. 492. 7 1 Op. Atty.-Gcn. 253, 335 ; 2 Op. Atty.-Gen. 499; 5 Op. Atty.-Gen. 561; 10 Op. Atty.-Gen. 164; 12 Op. Atty.- Gen. 544; 14 Op. Atty.-Gen, 17; 15 Op. Atty.-Gen. 475; 18 Op. Atty.-Gen. 87. 8 14 Op. Atty.-Gen. 177; 15 Op. Atty.-Gen. 138; 17 Op. Atty.-Gen. 357. » 1 Op. Atty.-Gen. 492; 6 Op. Atty.- Gen. 147, 335; 9 Op. Atty.-Gen. 355; 10 Op. Atty.-Gen. 122; 20 Op. Atty.- Gcn. 463, 465, 667. 1140 ATTOENET-GENEEAL. [§§ 727, 728 § 727. Statement of Question. — A request for the official opinion of the attorney-general should be accompanied by a state- ment of the material facts of the case.'" All the facts upon which the question turns should be presented for his consideration/^ as only such facts as are set forth or admitted, by the head of the department requesting his opinion, will be considered.'^ The request should also state the precise question to be determined,^' and it should appear that the United States has an interest there- in.** But these rules may be waived where the public interests require a prompt decision,'* or where government transactions are involved, and the facts are undisputed.'® § 728. Effect of Opinion. -, — In giving his advice and opinion on questions of law, the attorney-general's duties are quasi-jadicial. His opinions are an official interpretation of the law, and in many cases his decision is conclusive, not only with respect to the action of public officers in administrative matters, but also as to many questions which involve private rights, inasmuch as parties having concerns with the government cannot, in many instances, bring a controverted matter before a court of law." Therefore, the opinions of successive attorneys-general have come to constitute a body of legal precedents and exposition, having authority the same irt kind, if not the same in degree, with de- cisions of the courts of justice," and administrative officers should regard them as law until they are withdrawn or overruled by 10 9 Op.Atty.-Gen. 82; Beltzhoover's " 19 Op. Atty.-Gen. 396; 20 Op. Claim, 10 Op. Atty.-Gen. 267; Den- Atty.-Gen. 220, 249, 258, 699, 711; 21 nistoun's Case, 12 Op. Atty.-Gen, 206; Op. Atty.-Gen. 179, 201; 22 Op. Atty.- •Gidding's Claim, 14 Op. Atty.-Gen. Gen. 351, 498; 23 Op. Atty.-Gen. 92, 367; 18 Op. Atty.-Gen. 487; 19 Op. 472; 24 Op. Atty.-Gen. 59. Atty.-Gen. 396; 20 Op. Atty.-Gen. 220, M2 Op. Atty.-Gen. 311. 270, 493, 526, 614, 640, 699,. 711; 21 15 Northern Pae. E. Land Grant, 21 Op. Atty.-Gen. 36, 220, 506; 22 Op. Op. Atty.-Gen. 486. Atty.-Gen. 85; 23 Op. Atty.-Gen. 178; 16 22 Op. Atty.-Gen. 477. 24 Op. Atty.-Gen. 102. 17 6 Op. Atty.-Gen. 326, 333, 5 Am. 11 16 Op. Atty.-Gen. 94. L. Reg. 65. 12 Denniatoun's Case, 12 Op.,Atty.- 18 6 Op. Atty.-Gen. 326, 334, 5 Am. iGen. 206; Adair's Claim, 14 Op. L. Reg. 65; 21 Op. Atty.-Gen. 264; 24 Atty.-Gen. 54. Atty.-Gen. 55. §§ 729, 730] ATTORNEY-GENERAL. 1141 the courts.'* It must be conceded, however, that the attorney- general's opinion is not conclusive — that is, it is not binding on the President, or even on the head of a department ; ^^ but it is generally safer and better, for departmental heads at least, to adopt it.' The attorney-general has no control over the action of the head of a department at whose request and to whom an opinion is given, nor can he with propriety express any judgment concerning the disposition of the matter to which the opinion relates, that being wholly within the administrative sphere of the department.^ § 729. Substitutes and Assistants. — It is provided by act of Congress that there shall be in the department of justice an officer learned in the law, to assist the attorney-general in the performance of his duties, called the solicitor-general, who shall be appointed by the President, by and with the advice and con- sent of the Senate. In case of a vacancy in the office of attorney- general, or of his absence or disability, the solicitor-general shall have power to exercise all the duties of that office.' It is also provided that there shall be in the department of justice three officers, learned in the law, called assistant attorneys-general, who shall be appointed by the President, by and with the advice and consent of the Senate, and shall assist the attorney-general and solicitor-general in the performance of their duties ; * and that to facilitate the speedy disposition of the cases in the Court of Claims, there shall be appointed, in the manner prescribed by law for the appointment of assistant attorneys-general, one additional assist- ant attorney-general of the United States.* § 730. Special Counsel. — ; The attorney-general of the United States may employ special counsel to represent the government, 19 20 Op. Atty.-Gen. 648, 654, 719. 3 U. S. Eev. Stat., § 347 (4 Fed. 20 Des Moines Improvement, 7 Op. Stat. Annot. 763 ) . Atty.-Gen. 691; Collins' Line of iV. S. Eev. Stat., § 348 (4 Fed. Steamships, 9 Op. Atty.-Gen. 32. Stat. Annot. 763). 1 Collins' Line of Steamships, 9 Op. 5 Act March 3, 1891, Ch. 538, 26 Atty.-Gen. 32. Stat. L. 854 (4 Fed. Stat. Annot. 2 17 Op. Atty.-Gen. 332. 764). 1142 ATTOENEY-QENEEAL. [§ 731 or to assist those on whom this duty regularly devolves,* and fix their compensation ; ' and the propriety of employing an at- torney for a private party to assist in the prosecution of a suit by the United States, in the public interest, is a question which is addressed to the judgment and discretion of the attorney- general.' Where special counsel have been employed, it will be assumed that the statutes authorizing such employment have been complied with.' But the attorney-general cannot make an ap- pointment retroactive, so that it will embrace a period prior to the date of the appointment.^* Nor can he employ a district at- torney to perform services in his own district on behalf of the United States, but not pertaining to his office ; nor can a district attorney recover compensation from the government for services rendered under such an employment.*^ A special assistant to the attorney-general is not an officer of the department of justice,'^ and his compensation must be confined to the terms of his ap- pointment.** He is not entitled to compensation for voluntary services rendered prior to his appointment.** State Attorneys-General. § 731. Appointment, Election, Qualifications, Etc. — The appointment or election, and the qualification, eligibility, and tenure of office of state attorneys-general are provided for by 6 U. S. Rev. Stat., §§ 363-366 jU.S.T. That a merchants' association as- Crosthwaite, 168 U. S. 375, 18 S. Ct. sured the attorney -general that, if 107, 42 U. S. fL. ed.) 507, reversing necessary, it would furnish funds to 30 Ct. CI. 300; U. S. I). Winston, 170 U. compensate a special assistant ap- S. 522, 18 S. Ct. 701, 42 U. S. (L. ed.) pointed to investigate frauds in the 1130; U. S. V. Herron, 170 U S. 527, importation of Japanese silks, does 18 S. Ct. 703, 42 U. ts. (L. ed.) 1132; not disqualify an appointee who looks U. S. V. Garter, 170 U. S. 527, 18 S. to the United States for compensation. Ct. 703, 42 U. S. (L. ed) 1133, affirm- V. S. v. Rosenthal, 121 Fed. 862. ing 31 Ct CI. 344; Lee v. U. S., 45 Ct. 9 Garter r. U. S., 31 Ct. CI. 344. CI. 57. 10 Lee v. U. S., 45 Ct. CI. 57. 7 Lee V. U. S., 45 Ct. CI. 57. " Smith v. V. S., 26 Ct. CI. 568. 8U. S. V. Chandler-Dunbar Water 12 U. S. v. Rosenthal, 121 Fed. 862; Power Co., 152 Fed. 25, 81 C. C. A. Lee v. U. S., 45 Ct. CI. 57. 221, (fffirmed 209 U. S. 447, 28 S. Ct. 13 Lee v. U. S., 45 Ct. CI. 57. 579, 52 U. S. (L. ed.) 881. "Lee v. V. S., 45 Ct. CI. 5,7. § 732] ATTOKNEY-GENERAL. 1143 constitutional and statutory provisions in each state, and the local laws must be consulted in this respect. Where the power of ap- pointment is vested in the state legislature, its failure to exercise such power does not vest it elsewhere ; ^* and where the mode of filling the office of attorney-general is established by the Consti- tution, and does not require the approval or concurrence of either branch of the legislature, a substitute attorney-general cannot be appointed by the legislature. *° In Missouri the attorney-general, and certain other officers, must be male citizens.^'' And in ]S[evada it was held that a person holding the office of United States dis- trict attorney, on the day of election, was incapable of being chosen to the office of attorney-general of the state.^' In some states the attorney-general may not engage in private practice during the term of office ; this, however, is because of constitu- tional or statutory restrictions, in the absence of which there would seem to be no objection to this practice," excepting, of course, that he may not represent conflicting interests any more than a district attorney,^" or any other lawyer, may do so.* § 732. Common-Law Powers. — A state attorney-general, in many jurisdictions, may exercise all the common-law powers incident to and inherent in his office, in addition to such authority as may be expressly conferred upon him by the state constitution and general laws.^ The prerogatives which pertain to the crown 15 Collins V. State, 8 Ind. 344. Illinois. — Hunt v. Chicago Horse & "State V. Morris, Houst. Cr. Cas. Dummy R. Co., 321 111. 638, 13 N. E. (Del.) 124. 176, a;?irmin5 20 111. App. 282. 17 State 0. Hostetter, 137 Mo. 636, Massachusetts. — Parker r. May, 5 39 S. W. 270, 59 Am. St. Eep. 515, 38 Cush. 336; Atty.-Geu. v. Williams, J74 L.R.A. 208. Mass. 476, 55 N. E. 77, 47 L.R.A. 314. 18 State V. Clarke, 3 Nev. 566. Minnesota. — State v. Robinson, 101 19 Masten v. Indiana Car & Foundry Minn. 277, 112 N. W. 269, 20 L.R.A. Co., 25 Ind. App. 175, 57 N. E. 148. (N.S.) 1127. 20 See supra, §§ 693, 700. Mississippi. — State v. Key, 93 Miss. 1 See supra, §§ 174-182. 115, 46 So. 75. 2 United States.^St. Louis & S. F. Neio Hampshire. — Fletcher v. Merri- R. Co. V. Hadley, 161 Fed. 419. mack County, 71 N. H. 96, 51 Atl. 271. California. — People v. Oakland New York. — People v. Kramer, 33 Water Front Co., 118 Cal. 234, 50 Pac. Misc. 209, 68 N. Y. S. 383; People v. 305. Miner, 2 Lans. 396. 1144 ATTOENEY-GENEEAL. [§ 73a in England are here vested in the people, and the necessity for the existence of a public officer charged with the protection of public rights and the enforcement of public duties by proper proceedings in the courts of justice is just as imperative here as it is there.' Indeed, it has been said that a duty required by the common law is as much a duty required by law as though it were imposed by the express mandate of a statute.* So, it has been held that the power of the attorney-general to institute a proceeding for the enforcement of a public charity is a common- law power, incident to the office, and does not depend for its exercise upon the requirement of the governor, or either branch West Virginia. — State v. Ehrlick, 65 W. Va. 700, 64 S. E. 935, 23 L.R.A. (N.S.) 691. In People v. Miner, 2 Lans. (N. Y.) 396, MuUin, J., said: "Most, if not all, of the colonies appointed attor- neys-general, and they were under- stood to be clothed with nearly all the powers of the attorneys-general of England; and as these powers have never been defined, we must go back to the common law in order to ascer- tain them. The attorney-general had the power, and it was his duty: "1st. To prosecute all actions neces- sary for the protection and defense of the property and revenues of the crown. "2d. By information, to bring cer- tain classes of persons accused of crimes and misdemeanors to trial. "3d. By scire facias, to revoke and annul grants made by the crown im- properly, or when forfeited by the grantee thereof. "4th. By information, to recover money or other chattels, or damages for wrongs committed on the land or other possessions of the crown. "5th. By writ of quo warranto, to determine the right of him who claims or usurps any office, franchise, or liberty, and to vacate the charter or annul the existence of a corporation, for violations of its charter, or for omitting to exercise its corporate powers. "6th. By writ of mandamus, to compel the admission of an officer duly chosen to his office, and to compel his restoration when illegally ousted. "7th. By information to chancery, to enforce trusts, and to prevent pub- lic nuisances and the abuse of trust powers. "8th. By proceedings in rem, to re- cover property to which the crown may be entitled by forfeiture for trea- son, and property for which there is no other legal owner, such as wrecks, treasure trove, etc. "9th. And in certain cases, by in- formation in chancery, for the pro- tection of the rights of lunatics and others who are under the protection of the crown." s Hunt V. Chicago Horse & Dummy R. Co., 20 111. App. 282, affirmed 121 111. 638, 13 N. E. 176. See also State V. Gleason, 12 Fla. 225. * Hunt V. Chicago Horse & Dummy E. Co., 20 111. App. 282, affirmed 121 111. 638, 13 N. E. 176. § 733] ATTOENEY-GESTEEAL, 1145 of the legislature." Of course, the legislature may abridge, alter, or increase the powers of the attorney-general ; ^ but the statutory grant of certain powers will not deprive the attorney-general of those belonging to his office at common law, unless the statute either expressly or by reasonable intendment forbade the exercise of powers not thus expressly conferred.'' Nor will a statute im- posing specific duties upon a district attorney, exclude the right of the attorney-general to act with respect thereto, should the public interests require such action ; ' but the legislature cannot impose upon the attorney-general powers which the constitution expressly confers on county and district attorneys.^ In some states, however, it is held that the powers of an attorney-general are confined to those granted by the constitution and local laws.'"* § 733. Constitutional and Statutory Powers and Duties Generally. — The constitutions and statutes of the several states regulate and define the powers and duties of attorneys-general, and these are so varied that an examination of the local laws be- comes indispensable in most instances.'' In the absence of proof to the contrary, it is the legal presumption that an attorney- general will do his duty, and that he will act with strict im- partiality.*^ Unless it is otherwise provided by the constitution, the legislature may abridge, enlarge, or alter the attorney-general's powers and duties,'^ but it cannot impose upon him a duty which is foreign to the nature of his office, nor. is he obliged to perform such duties even though the legislature should prescribe them.'* B Parker v. May, 5 Cush. (Mass.) 28 Wash. 488, 68 Pac. 946, 70 Pac. 336. 114. 6 People V. Santa Clara Lumber Co., 9 State v. Moore, 57 Tex. 307. 55 Misc. 507, 106 N. Y. S. 624, re- 10 See the following section. versed on another point 126 App. Div. n See the following sections of this 616, 110 N. Y. S. 280. chapter. 7 People V. Miner, 2 Lans. (N. Y.) instate v. Gleason, 12 Fla. 190; 396. People v. Central Cross-Town E. Co., estate v. Robinson, 101 Minn. 277, 21 Hun (N. Y.) 476; People v. Atty.- 112 N. W. 269, 20 L.E.A.(N.S.) 1127. Gen., 22 Barb. (N. Y.) 114. Contra State v. Seattle Gas, etc., Co., is See the preceding section, note 6. 11 Love V. Baehr, 47 Cal. 364. 1146 ATTOENEY-GENEEAL. [§ 734 In some jurisdictions the common-law authority of the attorney- general ** is denied, and it is held that he has only such powers as are conferred by the constitution and statutes of the state,*' and also that his statutory powers cannot be varied or enlarged by usage." Thus, it has been held that a contract made with the attorney-general is void, unless he is expressly or impliedly au- thorized by statute to make such contract.*' § 734. Discretion. — An attorney-general is entitled to exer- cise his discretion in matters of public concern in many instances, and is not subject to the control of the court in this respect.*' Thus, as a general rule, the duty of filing an information in the nature of a quo warranto against one holding public office, to inquire into his title to the same, rests upon the attorney-general, and the authority so vested cannot be delegated by him to an- other, or even cast upon the court. ^^ Nor will the supreme court review the discretion of the attorney-general in refusing to file such an information, where it is not clearly abused, or where the proceeding could not benefit the relator.^* So it has been held that he has the sole power to sue in the name of the state, and ■on his refusal to do so the governor cannot sue.* And while a mandamus will lie to compel the attorney-general to act or decide, the free exercise of his discretion will not be interfered with, and the party injured thereby is left to his remedy by review.* So, 16 See the preceding section. firming 8 Hun 334 ; People v. Ballard, 16 Railroad Tax Cases, 136 Fed. 233 134 N. Y. 269, 32 N. E. 54, 17 L.E.A. (decided under the laws of Arkan- 737, reversing 56 Hun 125, 8 N. Y. S. saa) ; State v. Seattle Gas, etc., Co., gig; Candee v. Cunneen, 92 App. Div. 28 Wash. 488, 68 Pac. 946, 70 Pac. 7I, 86 N. Y. S. 723 ; Thompson t'. Wat- 11*- son, 48 Ohio St. 552, 31 N. E. 742. See 17 Hord V. State, 167 Ind. 622, 79 N. ^j^^ g^ate v. Dover, 9 N. H. 468. E. 916. 18 Julian V. State, 122 Ind. 68, 23 N. E. 690. 19 State V. Gleason, 12 Fla. 190; State V. Bryan, 50 Fla. 293, 39 So. « People «. Atty.-Gen., 41 Mich. 728, 929; People v. Central Cross-Town R. ^ ^- ^- 2'^^- Co., 21 Hun (N. Y.) 476; People v. ^ Henry v. State, 87 Miss. 1, 39 So. Atty.-Gen., 22 Barb. (N. Y.) 114; 856. People V. Fairchild, 67 N. Y. 334, af- S People v. Kosendale, 76 Hun 103, «0 State V. Bryan, 50 Fla. 293, 39 So. 929; Phillips V. Atty.-Gen., 107 Mich. 087, 133 N. W. 830. § 735] ATTOENEY-GENEKAL. 1147 the power of the court to compel the attorney-general to grant leave to commence a suit, will be exercised only where an abuse of his discretion is extreme and clearly indefensible.' But the official discretion of the attorney-general is not interfered with by restraining him from proceeding with the enforcement of an unconstitutional statute.* And in some instances duties are im- posed upon the attorney-general with respect to which he has no ■discretion, and, therefore, the court may compel their performance by mandamus.^ § 735. Employment of Special Counsel. — In most juris- dictions the attorney-general is authorized, expressly or implied- ly, by statute to employ special counsel to assist him in the per- formance of certain official duties.® The employment of such counsel, in order to bind the state, must be made in the manner, and for the purposes, specified in the statute ; '' and the counsel so employed cannot serve after the expiration of the official term of the attorney-general.' The right to employ special counsel does not involve a delegation of power to create a new office.* 27 N. Y. S. 837, affirmed 142 IST. Y. Louisiana.— State v. Russell, 26 La. 126, 36 N. E. 806. Ann. 68. 3 Lamb v. Webb, 151 Cal. 451, 91 MassachMsetts. — McQuesten r. Atty.- Pac. 102, 646; Cheetham v. McCor- Gen., 187 Mass. 185, 72 X. E. 965. luick, 178 Pa. St. 186, 35 Atl. 631. Mississippi.— State i. Mayes, 28 4 Ex p. Young, 209 U. S. 123, 14 Miss. 706. Ann. Cas. 764, 28 S. Ct. 441, 52 U. S. New York.— Kirby v. State, 68 Misc. Y.) 65. S. W. 1052. 8 People V. Vanderbilt, 26 K. Y. 287, l* Com. v. Southern Pac. Co., 127 affirming 38 Barb. 282, 24 How. Pr. Ky. 358, 105 S. W. 466, 32 Ky. L. Rep. 301. 259, 285. 9 Atty.-Gen. v. Williams, 1 74 Mass. i* People v. State University, 24- 476, 55 N. E. 77, 47 LR.A. 314. Colo. 175, 49 Pac. 286; Nance v. Peo- 1156 ATTOEITEY-GENEEAI,. [§ 746 unless, unda-r tlie laws of tlie state, they are entitled to employ counsel themselves.^® Thus, the attorney-general may represent state officers in mandamus proceedings." So, he may bring suit for the recovery of money or property owing to the state by any of its officers," or on the state treasurer's bond; " and, in some jurisdictions, he may also sue to restrain state officers from act- ing under an unconstitutional statute.^" § 746. Suits by or against Municipal or Quasi-Municipal Corporations, etc. — Ordinarily the state attorney-general will not interfere in the management of municipal or quasi-municipal corporations, and this is especially true as to matters which are merely technical or unimportant.^ Thus, it has been held that the attorney-general cannot enjoin the issuance of town bonds,* or maintain a suit to restrain the unauthorized tearing up of street pavements, where the municipal authorities have ample power to protect themselves thereagainst ; ' nor can the attorney- general restrain one from taking possession of property owned by a municipality.* So, it has been held that the attorney-general cannot restrain a county treasurer from collecting taxes for the payment of bonds issued by a school district,* or maintain an pie, 25 Colo. 252, 54 Pac. 631 ; Orton 92 Ind. 293 ; Tippecanoe County v. r. State, 12 Wis. 509. State, 92 Ind. 353; State v. McClel- iBThe New York forest, fish, and land, 138 Ind. 395, 37 N. E. 799; ^ame commission may employ special Crawford v. State, 155 Ind. 692, 57 N. counsel to represent them in certain E. 931. proceedings, and the attorney-general 19 Miller v. State, 69 Miss. 112, 12 has no right to he substituted in the So. 265; State v. Welbes, 11 S. D. 86, place of the counsel so selected. Peo- 75 N. W. 820. pie V. Santa Clara Lumber Co., 126 20 State v. Cunningham, 81 Wis. App. Div. 616, 110 N. Y. S. 280, 60 440, 51 N. W. 724, 15 L.R.A. 561. Misc. 150, 113 N. Y. S. 70. 1 Atty.-Gen. v. Detroit, 26 Mich. it Nance v. People, 25 Colo. 252, 54 263 ; Atty.-Gen. v. Detroit, 55 Mich. Pac. 631; Jennings v. State Veteri- 181, 20 N. W. 894. nary Board, 156 Mich. 417, 120 N. W. 2 People v. Miner, 2 Lans. (N. Y.) 785, 16 Detroit Leg. N. 101; State v. 396. Osakis, 112 Minn. 365, 128 N. W. 295. 8 People v. Equity Gas Light Co., "Moore v. State, 55 Ind. 360; 141 N. Y. 232, 36 N. E. 194. State V. Denny, 67 Ind. 148; Carr v. 4 People v. Booth, 32 N. Y. 397. State, 81 Ind. 342; State v. Marion 6 State «. McLaughlin, 15 Kan. 228, County, 85 Ind. 489 ; State v. SchlOsa, 22 Am. Eep. 264. § 747] ATTOENEY-GENEEAL. 1157 action, in behalf of the people, to recover money fraudulently drawn from a county treasury.* In some jurisdictions, however, the attorney-general is vested with certain authority over affairs of this character; thus, he may represent a county on appeal, unless its interests are adverse to those of the state or some ofScer thereof.'' So, it has been held that the attorney-general may re- strain county officers from issuing certain bonds,* or from exer- cising inhibited powers.* And in some jurisdictions the attorney- general may proceed for the removal of certain municipal officers under statutory authority.'" § 747. Suits by or against Private Corporations. — The state attorney-general is frequently authorized to inquire into the affairs of private corporations.*' Thus, he may proceed to pre- vent such corporations from exercising, or assuming to exercise, a franchise not conferred by law, and which is detrimental to the public interests ; '* and it has been said that such authority exists from the nature of his office, even in the absence of statutory regulation ; *' for instance, he may appear on behalf of the state, and participate in the argument of a case involving the right of a corporation to practice law.'* In some jurisdictions the attor- ney-general may maintain an action for the dissolution of cor- porations,'^ notwithstanding the pendency of proceedings for its voluntary dissolution.'* But he is not bound to proceed by quo 6 People V. IngersoU, 58 N. Y. ], 17 13 See dissenting opinion of Whit- Am. Rep. 178, affirming 67 Barb. 472. field, C. J., in Henry v. State, 87 Miss. I Corker v. Elmore County, 11 98, 39 So. 856. Idaho 787, 84 Pac. 509. i* Matter of Co-operative Law Co., SMcMullen v. Ingham Circuit 198 N. Y. 479, 19 Ann. Cas. 879, 92 Judge, 102 Mich. 608, 61 N. W. 260. N. E. 15, 139 Am. St. Rep. 839, 32 STaggart v. Board of Auditors of L.R.A. (N.S.) 55. Wayne County, 73 Mich. 53, 40 N. W. 15 People v. Manhattan Real Estate 852. & Loan Co., 175 N. Y. 133, 67 N. E. 10 State V. Robinson, 101 Minn. 277, 219, reversing 74 App. Div. 535, 77 N. 112 N. W. 269. Y. S. 837. Compare State v. Milwau- II State V. Southern R. Co., 82 S. C. kee Electric R. & Light Co., 136 Wis. 12, 62 S. E. 1116. 179, 116 N. W. 900, 18 L.R.A.(N.S.) i2Atty.-Gen. v. Moliter, 26 Mich. 672. 444 ; State v. International & G. N. R. 16 Peop! j v. Murray Hill Bank, 10 Co., 89 Tex. 562, 35 S. W. 1067. See App. Div. 328, 41 N. Y. S. 804. also State v. Paris R. Co., 55 Tex. 76. 1158 ATTOENET-GENEEAL. [§ 748 warranto for the forfeiture of the charter of a corporation which has exceeded its power; he may proceed, instead, to enjoin it from so acting." It is also provided, in some states, that the corpora- tion commission, whenever in its judgment any corporation has violated a law, shall first give notice of such violation to the offending corporation, and, in the event of a failure of the cor- poration to comply with the law, shall forthwith present the facts to the attorney-general, who shall take such proceedings thereon as he may deem expedient; and such provisions are held to be mandatory.^' So, also, under some statutes, the attorney-general is required to institute proceedings to prohibit the issuance of corporate stock for less than its par value.^® The state attorney- general is also charged with the enforcement of the railroad rate laws in many instances ; *" but it seems that he has no power to intervene in cases of this character without statutory authority.* § 748. Necessity of Request to Act for State. — As a gen- eral rule, the attorney-general, as the chief law officer of the state, may act on his ovra. judgment and discretion, in behalf of the state, either in instituting, appearing in, or defending litigation wherein the state is interested.* But in some jurisdictions, for certain purposes at least, the attorney-general can only act on behalf of the state on the request of the governor or legislature thereof,* or with the consent of the court.* Where such request 1' Chicago Fair Grounds Assoc, v. Co., 22 Neb. 313, 35 N. W. 118; State People, 60 111. App. 488; Atty.-Gen. v. v. Pacific Exp. Co., 80 Neb. 823, 115 Chicago & N. W. R. Co., 35 Wis. 425. N. W. 619, 18 L.R.A.(N.S.) 664; 18 Southern E. Co. v. McNeill, 155 Moore v. Bell, 95 Tex. 151, 66 S. W. Fed. 756 (decided under the laws of 45. Nortli Carolina). See also Ex p. l Railroad Tax Cases, 136 Fed. 233. Young, 209 U. S. 123, 14 Ann. Gas. 2 Atty.-Gen. v. Holly Shelter E. Co., 764, 28 S. Ct. 441, 52 U. S. (L. cd.) 134 N. C. 481, 46 S. E. 959. See also 714, 13 L.R.A. (N.S.) 932. the preceding section of this subdi- 19 Cheetham v. McCormick, 178 Pa. vision. St. 186, 35 Atl. 631 . 8 Atchison, T. & S. F. R. Co. v. Peo- 26 Ex p. Young, 209 U. S. 123, 14 pie, 5 Colo. 60; In re Creighton's Es- Ann. Cas. 764, 28 S. Ct. 441, 52 U. S. tate, 91 Neb. 654, Ann. Cas. 1913D (L. ed.) 714, 13 L.R.A.(N.S.) 932; 128, 136 N. W. 1001 ; State «;. Huston, Southern R. Co. v. McNeill, 155 Fed. 21 Okla. 782, 97 Pac. 982. 756; State v. Fremont, E. & M. V. E. * People v. Bleecker St. & F. F. R. § 749] ATTOENEY-GENEEAL. 1159 or consent is necessary, voluntary action on the part of the attor- ney-general will not bind the state,^ excepting, possibly, where his acts are subsequently ratified." On the other hand, where the "attorney -general has been requested to act by the proper authori- ties, it would seem that he has no discretion in the matter.'' § 749. Pleadings. — The attorney-general, when acting in be- half of the state, is bound by his pleadings, for practical purposes at least, as any other lawyer would be.' In prosecuting an action it is essential that the bill, petition or complaint should set forth a good cause,* based on a public grievance.'" And when the action is one that can only be commenced on the request, or with the' consent, of others,^' such request or consent must be alleged and proved.'^ The attorney-general may bring an action on his own information,'^ and, consequently, an allegation to the effect that such action is brought on the information of another may be re- jected as surplusage,'* excepting, possibly, where the action is brought for the purpose of benefiting such other person.'* And where the attorney-general fails to maintain an information, he cannot then contend that the relator is an orator, and the in- formation a bill, and ask that the relief prayed for be granted the orator.'" An information by the attorney-general ex officio is equivalent to a bill in chancery verified on information and belief, and in proper cases calls for a verified answer ; ''' but a tem- porary injunction will not usually issue upon such an informa- Co., 140 App. Div. 611, 125 N. Y. S. 12 People v. Bleecker St. & F. F. R. 1045, o;?irmtn(7 judgment 67 Misc. 577, Co., 140 App. Div. 611, 125 N. Y. S. 124 N. Y. S. 782. 1045, affirmed 201 N. Y. 594, 95 N. E. BNew Orleans & C. R. Co. v. New 1136. Orleans, 34 La. Ann. 429 ; Ex p. Dunn, 13 People r. Loew, 26 Civ. Proc. 132, « S. C. 207. 19 Misc. 248, 44 N. Y. S. 42. 6 See supra, §§ 211-214. 14 People v. Loew, 19 Misc. 248, 26 7 Emery v. State, 101 Wis. 646, 78 Civ. Proc. 132, 44 N. Y. S. 4,2. N. W. 145. 15 People v. Metropolitan Bank, 7 8 Martin v. Com., 1 Mass. 347. How. Pr. (ST. Y.) 144. ■ 9 state r. Lancaster County Bank, 8 l^ Atty.-Gen. r. Evart Booming Co., Neb. 218. 34 Mich. 462. 10 Atty.-Gen. v. Evart Booming Co., 17 Atty.-Gen. v. Chicago & N. W. R. 34 Mich. 462. Co., 35 Wis. 425. 11 See the preceding section. 1160 ATT0E]5rEY-GENEEAL. [§§ 750, 751 tion, unsupported loj affidavit, until the defendant has had an opportunity to contradict it on oath and has failed to do so.^* § 750. Costs and Expenses. — As a general rule, the attor- ney-general is not liable for costs in a suit brought in his official capacity on behalf of the state,'* and should such costs be taxed against him, the state will be liable therefor.*" It would seem also that the attorney-general might incur such expense as is reasonably necessary for the purpose of carrying on litigation in which he is engaged on behalf of the state ; ' but it has been held that he may not engage an expert witness.* Control of Litigation. § 751. State Litigation under Control of Attorney-Gen- eral. — Where it becomes the duty of the attorney-general tO' represent the state in litigation, he has entire control of the pro- ceeding; and neither the governor nor any other officer of the state can interfere with such control,* in the absence of statutory authority.* Thus, it has been held that the attorney-general may appeal from a judgment taken by consent of the district at- torney,* or where the district attorney declines to act.* So, the attorney-general may waive his right to an appeal, by stipulation with counsel for the adverse party, should he consider it ad- visable to do so.'' And, as a rule, the attorney-general has power, both under the common law and by statute, to make any disposi- 18 Atty.-Gen. v. Chicago & N. W. E. Co., 22 Neb. 313, 35 N. W. 118; State- Co., 35 Wis. 425. V. California Min. Co., 13 Nev. 203; 19 Atty.-Gen. v. Illinois Agrieul- State v. Southern R. Co., 82 S. C. 12, tural College, 85 111. 516; State v. 62 S. E. 1116. Marion County, 85 Ind. 489. * State v. Ehrlick, 65 W. Va. 700, 20 State V. Marion County, 85 Ind. 64 S. E. 935, 23 L.R.A.(N.S.) 691. 489 ; Henderson v. State, 96 Ind. 437. 5 Sacramento County v. Central 1 See supra, § 252. Pac. R. Co., 61 Cal. 250. 2 Ritchie v. State, 42 Wash. 653, 85 estate v. Sheriff, 45 La. Ann. 162,. Pac. 417. 12 So. 189. 3 Fletcher's Succession, 12 La. Ann. 7 See also State v. Eeheveria, 33 La^ 498; State v. Dubuclet, 27 La. Ann. Ann. 709; People v. Stephens, 52 N. 29; Henry v. State, 87 Miss. 1, 39 So. Y. 306. 856; State v. Fremont, E. & M. V. R. § 752] ATTOKNEY-GENEEAL. 1161 tion of the state's litigation that he deems for its best interest ; ' for instance, he may abandon,^ discontinue,'" dismiss,^' or eom- pro^iise it.'^ But he cannot enter into any agreement with re- spect to the conduct of litigation which will bind his successor in office,'* nor can he empower any other person to do so.'* The authority of lawyers generally in the conduct of litigation has been considered heretofore.'* § 752. Dismissal of Suit. — The attorney-general may dis- miss any suit or proceeding, prosecuted solely in the public in- terest, regardless of the relator's wishes ; '* and it has been so held with reference to an action brought in the name of the people for the forfeiture of a corporation charter.''' But the situation is different as to cases which also involve an adjudication of the relator's rights, and it has been held that these cannot be dis- missed by the attorney -general to the prejudice of the relator ; '* and this is particularly true where the state has no direct interest in the event of the suit.'® For instance, it has been held that the 8 Hunt V. Chicago Horse & D. E. Co., 121 111. 638, 13 N. E. 176. 9 People V. Central Cross-Town R. Co., 21 Hun (N. Y.) 476. 10 People V. Central Cross-Town E. Co., 21 Hun (>f. Y.) 476. 11 See the following section. 12 See infra, § 753. 18 People V. Sutter St. E. Co., 117 Cal. 604, 49 Pac. 736; State v. Gra- ham, 25 La. Ann. 433 ; People v. Mc- Clellan, 118 App. Div. 177, 103 N. Y. S. 146, affirmed 188 N. Y. 618, 81 N. E. 1171. 1* People V. Mutual Union Tel. Co., 2 McCarty Civ. Proc. (N. Y.) 295. 15 See supra, §§ 246-275. 16 People V. Spring Lake Drainage & Levee Dist., 253 111. 479, 97 N. E. 1042; People v. Central Gross-Town R. Co., 21 Hun (N. Y.) 476; People V. Tobacco Mfg. Co., 42 How. Pr. (N. Y.) 162; State v. Southern E. Co., 82 S. C. 12, 62 S. E. 1116; State V. Eed Eiver Turnpike Co., 112 Tenn. 615, 79 S. W. 798. "People V. Tobacco Mfg. Co., 42 How. Pr. (N. Y.) 162. Compare Mechanics' Fire Ins. Co.'s Case, 5 Abb. Pr. (N. Y.) 444, holding that the attorney-general cannot, without the consent of the comp- troller, discontinue proceedings to dis- solve an insurance company for al- leged insufficiency of assets. 18 People V. North San Francisco Homestead & E. Assoc, 38 Cal. 564; People V. Clark, 72 Cal. 289, 13 Pae. 858; People v. Jacob, (Cal.) 12 Pac. 222 ; Atty.-Gen. v. Wallace, 7 B. Men. (Ky.) 611; Atty.-Gen. v. Barstow, 4 Wis. 567. See also Duke v. State, 56 Ark. 485, 20 S. W. 600. 19 People V. North San Francisco Homestead & E. Assoc, 38 Cal. 564; People V. Jacob, (Cal.) 12 Pac. 222. 1162 ATTOENEY-GENEEAL. [§§ 753, 754 attorney-general may not dismiss an information to enforce a charitable bequest, where the control of the cause, and the lia- bility for costs, rest upon another.^" And while an information in the nature of quo warranto, which has been filed by the at- torney-general upon the relation of one who claims an office, may be dismissed so far as the public is concerned therein, the relator may be allowed to prosecute the suit in his own behalf.* § 753. Compromise. — It has been stated heretofore that attorneys generally have no implied authority to compromise liti- gation undertaken by them for their clients,^ and the rule is the same with respect to litigation conducted by the attorney-general for the state ; ' nor will the state be bound by such a settlement.* Thus, it has been held that the state will not be bound by the acquiescence of the attorney-general in an adverse judgment* Of course, the attorney -general may be authorized to compromise the state's litigation, and, in such case, the compromise will be effective.* Where it is desired to compromise, and no express authority to do so exists, the proper practice seems to be to con- tinue the case, having the court's permission, of course, and to submit the terms of settlement to the legislature.' Criminal Prosecutions. § 754. Authority to Conduct Criminal Trials. — As a rule, the state attorney-general does not conduct the trial of criminal cases,' as litigation of this character falls within the duties of prosecuting attorneys,® over whom the attorney-general has cer- «0 Atty.-Gpn. v. Wallace, 7 B. Mon. 4 Duke v. State, 56 Ark. 485, 20 S. (Ky.) 611. W. 600. 1 Atty.-Gen. v. Barstow, 4 Wis. 5G7. 5 State v. Echeveria, 33 La. Ann. 2 See supra, § 215. And as to au- 709. thority with respect to compromise 6 State v. Southwestern R. Co., 66 and release generally, see supra, Ga. 403. See also supra, §§ 225, 226. §§ 215-228. 7 state v. Hackley, 119 La. 482, 44 s Duke V. State, 56 Ark. 485, 20 S. So. 272. W. 600 ; State v. Southwestern R. « Sharp v. Kirkendall, 2 J. J. Co., 66 Ga. 403; Com'rs of Public Ac- Marsh. (Ky.) 150. counts V. Eose, 1 Desaus. (S. C.) 461. 9 See supra, §§ 706, 712. § 754] ATTOENEY-GENEKAL. 1163 tain supervisory powers ; " and it has been recently said that his powers in criminal cases are only those conferred on him by stat- ute.^* In many jurisdictions, however, the authority of the attorney-general to prosecute criminals is recognized either by statute or as a common-law incident of his office ; ** and, where this is true, he may appear in such trials without stating any reason for so doing,^' or he may authorize another attorney to assist therein.^* In some instances the attorney-general is re- quired to appear in criminal cases only when requested to do so by the governor ; ^^ thus, a New York statute requires him or his deputy to represent the people, when so directed by the governor, in the prosecution of crimes against the elective franchise, before all magistrates, in all courts, and before any grand jury.*® And a Kansas statute requires him to enforce the provisions of a prohibitory liquor law in the event of the inability, neglect or refusal of the county attorney to do so." In most states the attorney-general is authorized to represent the state in all criminal cases on appeal; but he may, and generally does, accept the serv- ices of the prosecuting attorney for this purpose.*' 10 Sacramento County v. Central Temple v. State, (Tenn.) 155 S. W. Pae. R. Co., 61 Cal. 250; State c. Dis- 388; Emery v. State, 101 Wis. 627, ti-ict Ct., 22 Mont. 25, 55 Pac. 016. 78 N. W. 145. nCosson V. Bradshaw, (la.) 141 16 People v. Kramer, 33 Misc. 209, N. W. 1062. , 15 N. Y. Grim. 257, 68 N. Y. S. 383. 13 People V. Gibson, 53 Colo. 231, "In re Gilson, 34 Kan. 641, 9 Pae. 125 Pac. 531; People v. Kramer, 33 763; State i. Crilly, 69 Kan. 802, 77 Misc. 209, 15 N. Y. Grim. 257, 68 N. Pac. 701; State v. District Court, 19 Y. S. 383 ; State v. Heidt, 20 N. D. 357, N. D. 819, Ann. Gas. 1912D 935, 124 127 N. W. 72; State v. Becker, 3 S. N. W. 417. D. 29, 51 N. W. 1018. 18 Stewart v. State, 24 Ind. 142; 13 State V. Hays, 23 Mo. 287 ; State State v. Jamison, 142 Ind. 679, 42 N. V. White, 21 N. D. 444, 131 N. W. E. 350; State v. Sopher, 157 Ind. 360, 261. 61 N. E. 785; State v. Fleming, 13 la. 14 State V. Russell, 26 La. Ann. 68; 443; People r. Burt, 51 Mich. 199, 16 State V. Anderson, 29 La. Ann. 774; N. W. 378; People v. Swift, 59 Mich. Com. f. Tuck, 20 Pick. (Mass.) 356. 529, 26 N. W. 694; People v. Bussey, See stipra, §§ 695-704. 80 Mich. 501, 45 N". W. 594; State v. 15 State r. Dawson, 86 Kan. 180, Cornwell, 14 Wyo. 526, 85 Pac. 977. 119 Pac. 360, 39 L.R.A.(N.S.) 993; 1164 ATTOENEY-GENEEAL. [§ V55 § 755. Control of Trial. — Where the attorney-general is empowered, either generally or specially, to conduct a criminal prosecution, . he may do any act which the prosecuting attorney might do in the premises ; that is, he can do each and every thing essential to prosecute in accordance with the law of the land,*' and this includes appearing in proceedings before the grand jury.^" So, an attorney-general, even at common law, had the right to enter a nolle prosequi,^ although he could not do so dur- ing the trial without leave of court.* 19 People V. Gibson, 53 Colo. 231, 125 Pac. 531; State v. Bowles, 70 Kan. 821, 79 Pac. 726, 69 L.R.A. 176; State V. District Court, 19 N. D. 819, Ann. Cas. 1912D 935, 124 N. W. 417. 20 People V. Kramer, 33 Misc. 209, 15 N. Y. Grim. 257, 68 N. Y. S. 383; State v. District Court, 19 N. D. 819, Ann. Cas. 1912D 935, 124 N. W. 417. See also State v. Robinson, 101 Minn. 277, 289, 112 N. W. 269, 272, 20 L.E.A.(N.S.) 1127; State v. District Court, 22 Mont. 25, 55 Pac. 916. iCom. V. Tuck, 20 Pick. (Mass.) 356; People v. McLeod, 1 Hill (N. Y.) 377, 37 Am. Dec. 328; Rogers v. Hill, 22 R. I. 496, 48 Atl. 670. «Com. V. Tuck, 20 Pick. (Mass.) 356; State v. I. S. S., 1 Tyler (Vt.) 178. In New York the entry of a nolle prosequi is abolished by statute, and neither the attorney-general nor the district attorney can discontinue or abandon a prosecution for crime with- out an order of court. Code Crim. Pro. N. Y., §§ 671, 672. CHAPTEE XXIX. SUSPENSION AND DISBARMENT GENEEALLY. Power to Suspend or Disbar, 756. Eevocability of License. 757. Power to Suspend or Disbar Generally. 758. Inherent Power. 759. As Affected by Statute. 760. Basis of Power. 761. Nature of Power. Purpose and Ejfect of Suspension and Disbarment. 762. Purpose. 763. Effect. Jurisdiction. 764. In General. 765. Courts Having Power to Admit Attorneys. 766. Court before Which Attorney Practices. 767. Appellate Courts. 768. Inferior Courts. 769. Disbarment from Practicing in Certain Governmental Departments. 770. Jurisdiction to Disbar for Offenses Committed in Another Court. 771. As to Offenses Committed in Another Jurisdiction. 772. In England and Canada. Power to Suspend or Disbar. § 756. Revocability of License. — An attorney at law is an officer of court, exercising a privilege or franchise to the enjoy- ment of which he has been admitted, not as a matter of right, but upon proof of fitness through evidence of his possession of satisfac- tory legal attainments and a fair character ; * and it is essential that these qualifications should be maintained during his continu- 1 In re Durant, 80 Conn. 140, 10 Ann. Cas. 539, 67 Atl. 497. And see supra, § 21 et seq. 1165 1166 SUSPENSION AND DISBAEMENT GENERALLY. [§ 757 ance in office.* The right to practice law is not an absolute one, nor has it ever been considered other than a license/ the holder of which is accountable to the court for the manner in which he exer- cises the privileges conferred upon him.* It is, of course, a valu- able right,' not a mere indulgence revocable at the pleasure of the court or by an enactment of the legislature,® and can only be taken away by the judgment of a court of competent jurisdiction after a judicial hearing on charges legally presented, in which the attor- ney is given a full and fair opportunity to be heard.'' § 757. Power to Suspend or Disbar Generally. — From what has been stated in the preceding section, it is evident that an attorney's license may be revoked either by his suspension or dis- barment," whenever it is satisfactorily established that he is an un- fit or unsafe person to enjoy the privileges of an attorney at law, or to manage the business of others in that capacity.' Some ques- tions have arisen, however, as to whether the power to disbar is in- herent in the court, or whether it may be controlled entirely by leg- islation, and these will be considered later.'" The fact that a mem- ber of the bar has relinquished his practice as such, and gone into another business, will not preclude the right of the court to disbar him ; '^ nor will an attorney be permitted to defeat disbarment 2 In re Thatcher, 190 Fed. 969. Elhinney, 241 Mo. 592, 145 S. W. SWernimont v. State, 101 Ark. 1139. And see m/ro, § 865 et seq., as 210, Ann. Gas. 1913D 1156, 142 S. W. to procedure generally. 194 ; In re Baum, 55 Hun 611 mem., 8 Cormecticut. — In re Durant, 80 8 N. Y. S. 771. And see supra, § 21. Conn. 140, 10 Ann. Gas. 539, 67 Atl. 4 Ex p. Brounsall, 2 Cowp. (Eng.) 497. 829; Ex p. Garland, 4 Wall. 333, 18 New York.— In re Flannery, 150 U. S. (L. ed.) 368; Ex p. Robinson, App. Div. 369, 135 N. Y. S. 612. 19 Wall. 505, 22 U. S. (L. ed.) 205; North Carolina.— ^x p. Biggs, 64 Ex p. Wall, 107 U. S. 265, 2 S. Ct. N. C. 202. 569, 27 U. S. (L. ed.) 552; In re South Carolina. — State v. Holding, Durant, 80 Conn. 140, 10 Ann. Gas. 1 McGord L. 379. 539, 67 Atl. 497. Utah.— In re Evans, 130 Pac. 217. 5 In re Thatcher, 190 Fed. 969. » As to grounds for disbarment, see 6 Ex p. Garland, 4 Wall. 333, 18 infra, §§ 773-852. U. S. (L. ed.) 366. 10 See the two following sections. 7 Ex p. Garland, 4 Wall. 333, 18 "In re Dellenbaugh, 9 Ohio Cir. U. S. (L. ed.) 366; In re Thatcher, Dec. 325, 17 Ohio Cir. Ct. 100. 190 Fed. 969; Shackelford v. Mc- § 768] SUSPENSION AND DISBARMENT GENERALLY. 1167 proceedings by his voluntary resignation prior to the entry of judgment.^'' So, it has been held that the judge of a court of rec- ord may be disbarred as an attorney.^' 'Nor will the power to dis- bar an attorney be affected either by the wealth or poverty of the attorney or his client, or the importance or unimportance of the in- terests at stake in a particular case. To quote a distinguished jurist: "The respondent in this case was in the employ of clients who were supposed to have great wealth and who were at the head of important corporations. The impression that they are immune from civil or criminal prosecution for their acts seems to have per- vaded the community of late years, and with it has grown up a sen- timent among many members of the profession that, in carrying out their behest, a lawyer is performing his duty to the profes- sion, to the public, and to the courts. It is the importance, or as- sumed importance, of the client, which is sought to justify acts which would be at once condemned in connection with a client who did not have great wealth or great prominence. If the profession is to have the respect of the community, if it is to be trusted by courts and by others who have to do with the administration of justice, its members must realize that a crime is a crime, whosoever commits it ; and while the highest as well as the lowest criminal is entitled to the protection that the law gives, is entitled to have counsel of his selection, and is entitled to all the safeguards that have been devised for his protection, neither his wealth nor prom- inence will protect a lawyer in going outside of his professional obligations to shield him from the consequences of his acts." ** The power to disbar or suspend an attorney is distinct, of course, from the power to punish him for contempt.^* § 758. Inherent Power. — From the very earliest times the right to punish attorneys by suspension or disbarment, as well as for contempt, has been exercised by the courts as an inherent IZ Scott V. Van Alstyne, 9 Johns. l* Per Ingraham, J. In re Kobin- (N. Y.) 216; Ex p. Thompson, 32 son, 140 App. Div. 329, 125 N. Y. S. Ore. 499, 52 Pac. 570, 40 L.R.A. 194. 193. lain re Dellenbaugh, 9 Ohio Cir. win re Boone, 83 Fed. 944; Tn re Dec. 325, 17 Ohio Cir. Ct. lOfi, af- Adriaans, 17 App. Cas. (D. C.) 39. firnled 62 Ohio St. 658, 58 N. E. And see infra, § 791, as to contempts 1098. generally. 1168 SUSPENSION AND DISBAEMENT GENERALLY. [§758 power ; ^® indeed, it has been truthfully said that nothing is better IB England. — Ex p. Brounsall, 2 Cowp. 829; In re Martin, 6 Beav. 337; In re Hardwick, 12 Q. B. D. 148, 53 L. J. Q. B. 64, 49 L. T. N. S. 584, 32 W. R. 191; Rex. v. Bach, 9 Price 349. Canada. — In re Currie, 25 Grant. Ch. (U. C.) 338; Re Titus, 5 Ont. 92. United States. — Bradley v. Fisher, 13 Wall. 354, 20 U. S. (L. ed.) 652; Ex p. Robinson, 19 Wall. 512, 22 U. S. (L. ed.) 208; Ex p. Secombe, 19 How. 13, 15 U. S. (L. ed.) 566; Ex p. Burr, 2 Cranch (CO.) 389, 4 Fed. Cas. No. 2,186; Ex p. Cole, 1 Mc- Crary 405, 6 Fed. Cas. No. 2,973. In re Boone, 83 Fed. 948. Arkansas. — Beene v. State, 22 Ark. 149; Wernimont v. State, 101 Ark. 210, Ann. Cas. 1913D 1156, 142 S. W. 194. California. — Cohen v. Wright, 22 Cal. 293; Pedersen v. Superior Court, 149 Cal. 389, 86 Pac. 712. Colorado. — People v. Green, 9 Colo. 506, 13 Pac. 514; In re Walkey, 26 Colo. 161, 56 Pac. 576. Comiecticut. — In re Durant, 80 Conn. 140, 10 Ann. Cas. 539, 67 Atl. 497. District of Columhia. — Matter of Adriaans, 17 App. Cas. 46. Florida.—Sta,te v. Kirke, 12 Fla. 284, 95 Am. Dec. 314. Hawaii. — See Matter of Cooper, 12 Hawaii 124. Illinois. — People v. Goodrich, 79 111. 148; Moutray v. People, 162 111. 194, 44 N. E. 496; People v. George, 186 111. 126, 57 N. E. 804; People r. Chamberlain, 242 111. 260, 89 N. E. 994. Kansas. — Farlin r. Sook, 30 Kan. 401, 1 Pao. 123, 46 Am. Rep. 100; In re Wilson, 79 Kan. 450, 100 Pac. 75. Kentucky. — Rice v. Com., 18 B. Mon. 472; Baker v. Com., 10 Bush 599; Nelson v. Com., 128 Ky. 779, 109 S. W. 337; Com. v. Roe, 129 Ky. 650, 112 S. W. 683; Underwood v. Com., 105 S. W. 156, 32 Ky. L. Rep. 32. Louisiana. — State v. Rightor, 49 La. Ann. 1015, 22 So. 195. Maine. — Sanborn v. Kimball, 64 Me. 140. Massachusetts. — Manning v. French, 149 Mass. 391, 21 N. E. 945, 4 L.R.A. 339; Burrage v. Bristol County, 210 Mass. 299, 96 N. E. 719. See also Boston Bar Ass'n v. Greenhood, 168 Mass. 169, 46 N. E. 568. Michigan. — In re Mains, 121 Mich. 608, 80 N. W. 714; In re Radford, 168 Mich. 474, 134 N. W. 472. Missouri. — State v, Laughlin, 73 Mo. 443; State v. Harber, 129 Mo. 294, 31 S. W. 889; State v. Mullins, 129 Mo. 236, 31 S. W. 744; In re Bowman, 7 Mo. App. 569; State v. Clopton, 15 Mo. App. 589; State v. Gebhardt, 87 Mo. App. 549; Neff v. Kohler Mfg. Co., 90 Mo. App. 296. Nebraska. — State v. Burr, 19 Neb. 593, 28 N. W. 261; In re Newby, 76 Neb. 482, 107 N. W. 850. Nevada. — In re Breen, 30 Nev. 164, 93 Pac. 997, 17 L.R.A.{N.S.) 572. New Hampshire. — Delano's Case, 58 N. H. 5, 42 Am. Rep. 555. New York. — Matter of Cooper, 22 N. Y. 67 ; In re Percy, 36 N. Y. 651 ; Matter of Silkman, 88 App. Div. 104, 84 N. Y. S. 1025. North Carolina. — Ex p. Biggs, 64 N. C. 202; Matter of Moore, 64 N. C. § t58] teuSPENSION AND DISBABMENT GENERALLY. 1169 settled than the fact of the existence of this power," and that the court may exercise it with as much propriety as if it were em- bedded in the constitution or declared by statute,^' in the absence of restrictive legislation.*' This summary power of courts of com- petent jurisdiction/" therefore, exists independently of statute, and may be exercised as necessity requires.* 398; Matter of Ebbs, 150 N. C. 44, 17 Ann. Cas. 592, 63 S. E. 190, 19 L.R.A.(N.S.) 892. North Dakota. — In re Simpson, 9 N. D. 404, 83 N. W. 541. Ohio. — In re Swadener, 5 Ohio Dec. 598; In re Thatcher, 80 Ohio St. 492, 89 N. E. 39. Oklahoma. — In re Mosher, 24 Okla. «1, 20 Ann. Cas. 209, 102 Pac. 705, 24 L.K.A.(N.S.) 530; State Bar Com- mission V. Sullivan, 35 Okla. 745, 131 Pac. 703. Oregon. — State v. Winton, 11 Ore. 456, 5 Pac. 337, 50 Am. Rep. 486, Ex p. Finn, 32 Ore. 519, 52 Pac. 756, 67 Am. St. Rep. 550. Pennsylvania. — Austin's Case, 5 Rawle 204, 28 Am. Dec. 657; In re Davies, 93 Pa. St. 116, 39 Am. Rep. 729; Serfass's Case, 116 Pa. St. 455, 9 Atl. 674; In re Smith, 179 Pa. St. 22, 36 Atl. 134; In re Hirst, 9 Phila. 216, 31 Leg. Int. 340. South Carolina. — State v. Holding, 1 McCord L. 379; In re Duncan, 64 S. C. 476, 42 S. E. 433. South Dakota. — In re Egan, 22 S. D. 355, 117 N. W. 874; Danforth v. Egan, 23 S. D. 43, 20 Ann. Cas. 418, 119 N. W. 1021, 139 Am. St. Rep. 1030. Tennessee. — Fields v. State, 1 Mart. & Y. 171; Brooks v. Fleming, 6 Baxt. 337; Smith v. State, 1 Yerg. 228. Texas. — Jaekson v. State, 21 Tex. 668. Attys. at L. Vol. II.— 74. Utah. — Morrison v. Snow, 26 Utah 247, 72 Pae. 924; In re Evans, 130 Pac. 217. Vermont. — ^In re Jones, 70 Vt. 86, 39 Atl. 1087. Washington. — Matter of Lambuth, 18 Wash. 478, 51 Pac. 1071; State r. Grover, 47 Wash. 39, 91 Pac. 564; In re Robinson, 48 Wash. 153, 15 Ann. Cas. 415, 92 Pac. 929, 15 L.R.A. (N.S.) 525; State v. Rossman, 53 Wash. 1, 17 Ann. Cas. 625, 101 Pac. 357, 21 L.R.A.(N.S.) 821. West Virginia. — State v. McClaugh- erty, 33 W. Va. 250, 10 S. E. 407; State V. Stiles, 48 W. Va. 425, 37 S. E. 620; State v. Hays, 64 W. Va. 45, 61 S. E. 356. Wisconsin.— Yeviaon County Bar Ass'n V. McKibbin, 153 Wis. 350, 141 N. W. 283. 17 State V. Laughlin, 10 Mo. App. 1 . "Danforth v. Egan, 23 S. D. 43, 20 Ann. Cas. 418, 119 N. W. 1021, 139 Am. St. Rep. 1030. 19 In re Ebbs, 150 N. C. 44, 17 Ann. Cas. 592, 63 S. E. 190, 19 L.R.A. (N.S.) 892. And see the following section. 20 See infra, § 764 et seq. 1 Com. V. Roe, 129 Ky. 650, 112 S. W. 683, 19 L.R.A.(N.S.) 413; State V. Harber, 129 Mo. 271, 31 S. W. 889; State I. Gebhardt, 87 Mo. App. 542; In re Breen, 30 Nev. 164, 93 Pac. 997, 17 L.R.A.(N.S.) 572; In re Evans, (Utah) 130 Pac. 217. 1170 SUSPENSION AND DISBARMENT GENEEALLY. [§^759 § 759. As Affected by Statute. — The quest^^tf" whether the power to admit and disbar attorneys is a judicial or a legisla- tive function has been given some prominence in the books; this subject has been considered heretofore in connection vyith the power to admit attorneys to practice, and the principles there stated are equally applicable here.* It is not doubted, of course, that the legislature may regulate as to the disbarment of attorneys, and that such regulation will be binding on the courts.* So, the legislature may, and frequently does, specify causes for disbar- ment ; but a statutory enumeration of grounds of disbarment is not to be taken as a limitation on the general power of the court in this respect; and, notwithstanding such legislation, attorneys may be removed for common-law causes whenever the exercise of their privileges and functions becomes inimical to the due administra- tion of justice.* The legislature cannot limit the courts in their right to determine the moral qualifications of attorneys or prevent them from refusing to admit morally unfit persons to the practice of the law ; * and even conceding that the legislature has the power * See SMpra, §§ 28, 29. Missouri. — State v. Laughlin, 30 3 People V. Kavanagh, 220 111. 49, Mo. App. 1; State v. Gebhardt, 87 77 N. E. 107, 110 Am. St. Kep. 223; Mo. App. 542. Ex p. Smith, 28 Ind. 47; State v. Nevada. — In re Breen, 30 Nev. 164, Byrkett, 4 Ohio Dec. 89; State i'. Mc- 93 Pac. 997, 17 L.R.A. ("N.S. ) 572. Claugherty, 33 W. Va. 250, 10 S. E. Neio York.— In re Percy, 36 N. Y. 407. 651. 4 United States. — In re Boone, 83 North Carolina. — In re Ebbs, 150 Fed. 944. N. C. 44, 17 Ann. Cas. 592, 63 S. E. /moo.— State v. Mosher, 128 la. 82, 190, 19 L.R.A.{N.S.) 892. Compare 5 Ann. Cas. 984, 103 N. W. 105. Ex p. Schenck, 65 N C. 353; Kane v. Kansas. — In re Smith, 73 Kan. Haywood, 66 N. C. 1. 743, 85 Pac. 584. OMo.—Iti re Thatcher, 80 Ohio St. Kentucky.— ^^lelaon v. Com., 128 Ky. 492, 89 N. E. 39. 779, 109 S. W. 337, 16 L.R.A. (N.S.) Oklahoma.— St&te Bar Commi.'ision 272, 33 Ky. L. Rep.. 143; Com. i;. Roe, v. Sullivan, 35 Okla. 745, 131 Pac. 129 Ky. 650, 112 S. W. 683, 19 L.R.A. 703. (N.S.) 413. South Dakota. — In re Egan, 22 S. Massachusetts. — Bar Assoc, of Bos- D. 355, 117 N. W. 874. ton f. Greenhood, 168 Mass. 169, 46 West Virginia. — State v. Mc- N. E. 568. Claugherty, 33 W. Va. 250, 10 S. E. Michigan. — In re Mills, 1 Mich. 407. 392. 6 In re Platz, (Utah) 132 Pac. 390. § 760] SUSPENSION AND DISBAEMENT GENERALLY. 1171 to specify exclusive grounds for the disbarment of attorneys, and thereby to limit the inherent power which the court has exercised from time immemorial, it will not be deemed to have done so un- less its purpose is clearly expressed.' Nor does a constitutional provision to the effect that certain persons shall be eligible to prac- tice as attorneys in a newly formed state, prevent the state court from disbarring such persons for good cause.' Under some stat- utes, however, it has been held that the courts are bound by the causes for disbarment specified by the legislature.* § 760. Basis of Power. — The basis of the power to suspend or disbar attorneys at law is to be found in the fact that they are officers of the court, bound to uphold and maintain the dignity of the law, and to refrain from such conduct as may have a tendency to bring it into disrepute.' Integrity, as well as learning, is essen- tial to members of the legal profession, and it becomes the duty of the bench, as well as of the bar, to preserve those qualities.*" Indeed, the discipline of attorneys is not only a matter of vital public interest,** but it is equally essential to the due and orderly administration of justice,** and the protection of the court.*' And in exercising the power of disbarment or suspension, the inquiry is always in the nature of an investigation by the court into the conduct of one of its own officers, and the exercise of disciplinary jurisdiction.** "It is our duty," said the court in a recent case, 6 In re Smith, 73 Kan. 743, 85 Pac. Cas. 19]3D 1156, 142 S. W. 194; Mat- 584. ter of Disbarment of Lyons, 162 Mo. Tin reMosher, 24 Okla. 61, 20 Ann. App. 688, 145 S. W. 844; Diclcens' Cas. 209, 102 Pac. 705. Case, 67 Pa. St. 169, 5 Am. Rep. 420. sin re Collins, 147 Cal. 8, 81 Pae. li Burrage v. Bristol County, 210 220; In re Treadwell, (Cal.) 4 Pac. Mass. 299, 96 N. E. 719. 1192; In re Eaton, 4 N. D. 514, 62 12 In re Boone, 83 Fed. 944. N. W. 597. 18 In re Bowman. 7 Mo. App. 569. 9 Wernimont I'. State, 101 Ark. 210, "In re Durant, 80 Conn. 140, 10 Ann. Cas. 1913D 1156, 142 S. W. 194; Ann. Cas. 539, 67 Atl. 497. See also Haverty v. Haverty, 35 Kan. 438, 11 In re Hardwiek, L. R. 12 Q. B. (Eng.) Pac. 364; Morrison v. Snow, 26 Utah 148; Ex p. Garland, 4 Wall. 333, 18 247, 72 Pac. 924; McWhirter v. Don- U. S. (L. ed.) 366; Fairfield County aldson, 36 Utah 293, 104 Pac. 731. Bar v. Taylor, 60 Conn. 11, 22 Atl. 10 In re Boone, 83 Fed. 944 ; Werni- 441, 13 L.R.A. 767. mont v. State, 101 Ark. 210, Ann. 1172 SUSPENSION AND DISBAEMENT GENEEALLY. [§ 761 " to condemn conduct which tends to impair or defeat the admin- istration of justice or degrade and impair the usefukiess of the profession, and protect the state and the public from lawyers who prostitute the authority given to them for private gain by impos- ing on or defrauding their clients or the tribunals which are in- stituted to administer the law, and protect those whose rights and interests are committed to their care. If this country is to be governed by law, it is essential that those charged with its admin- istration should be honest in the discharge of the duties confided to and obligations imposed upon them." *® § 761. Nature of Power. — The power of the court to disbar or suspend an attorney, however, is not an arbitrary or despotic one, to be exercised at its pleasure, or because of prejudice or per- sonal hostility ; '* but, on the other hand, it must be exercised with sound judicial discretion," due caution,*' and moderation ; *' ;guarding the rights and independence of the bar as well as the dig- nity and authority of the court.^" It is a power which should only be exercised for the most weighty reasons, such as would render the continuance of the attorney in practice incompatible with a proper respect of the court for itself, or a proper regard for the integrity of the profession ; * the question for determination be- 15 In re Flannery, 150 App. Div. 13 L.R.A. 767 ; In re Durant, 80 Conn. 369, 135 N. Y. S. 612. 140, 10 Ann. Cas. 539, 67 Atl. 497. 16 Ex p. Secombe, 19 How. 9, 15 Maryland. — ^Miles v. Stevenson, 80 U. S. (L. ed.) 565; In re Egan, 24 Md. 358, 30 Atl. 646. S. D. 301, 123 N. W. 478; State v. Pennsylvania.— In re Davies, 93 Stiles, 48 W. Va. 425, 37 S. E. 620. P^- St- 116, 39 Am. Rep. 729. 17 United States.— Ex p. Secombe, " Bradley v. Tochman, 1 Hayw. & H. 263, 3 Fed. Cas. No. 1,788; Wernl- 19 How. 9, 15 U. S. (L. ed.) 565; Ex p. Garland, 4 Wall. 333, 18 U. S. (L. ed.) 366; Ex p. Bradley, 7 Wall. mont V. State, 101 Ark. 210, Ann. Cas. 1913D 156, 142 S. W. 194. 19 In re Durant, 80 Conn. 140, 10 364. 19 U. S. (L. ed.) 214; Ex p. ^„^ ^^ 539^ g^ ^^j 49^. ^^^ ^_ Burr, 9 Wheat. 529, 6 U. S. (L. ed.) -^^^^ ^^9 Ky. 650, 112 S. W. 683, 19 152; Ex p. Wall, 107 U. S. 265, 2 S. L.R.A. (N.S.) 413. Ct. 569, 27 U. S. (L. ed.) 552; In re 20 state i'. Laughlin, 10 Mo. App. Boone, 83 Fed. 944; In re Thatcher, 1. ] 90 Fed. 969. 1 Bradley v. Fisher, 13 Wall. 354, 20 Connecticut. — Fairfield County Bar U. S. (L. ed.) 646; Ex p. Burr, 9 V. Taylor, 60 Conn. 11, 22 Atl. 441, Wheat. 529, 6 U. S. (L. ed.) 152; In § 762] SUSPENSION AND DISBARMENT GENEEALLY. 1173 ing whether or not the attorney is a fit person to be longer allowed the privileges of the bar.* Purpose and Effect of Suspension and Disharment. § 762. Purpose. — The purpose of suspending or disbarring an attorney is not to punish him, but to preserve courts of justice from the official ministration of persons unfit to practice in them, and thereby to guard the administration of justice and protect the public;* that it also punishes the attorney is wholly incidental.* Indeed, it is only necessary to call attention to the fact that one al- ready punished for the commission of a crime may be disbarred because thereof,' to show that disbarment proceedings are not in- voked for the purpose of inflicting punishment.® The admission of one to practice law is a certificate from the court that such person possesses mental and moral qualifications for an ofiice which has an intimate and vital relation to the administration of justice ; ' and whenever the courts shall become persuaded that an attorney has lost these qualifications, essential to his usefulness and necessary to the safety of his employers, they are wanting in their duties if they do not take away his means and destroy his opportunities for re Boone, 83 Fed. 944; In re Thatcher, Massachusetts. — Boston Bar Aaao- 190 Fed. 969. ciation v. Greenhood, 168 Mass. 169, 2 Fairfield County Bar v. Taylor, 46 N. E. 568. 60 Conn. 11, 22 Atl. 441, 13 L.R.A. Michigan. — In re Shepard, 109 767; In re Durant, 80 Conn. 140, 10 Mich. 631, 67 N. W. 971; In re Ead- Ann. Gas. 539, 67 Atl. 497. ford, 168 Mich. 474, 134 N. W. 472. 3 England. — Ex p. Brounsall, 2 New York. — Matter of Boland, 127 Cowp. 829. App. Div. 746, 752, 111 N. Y. S. 932. United States. — Ex p. Bradley, 7 Ohio. — In re Palmer, 8 Ohio Gir. Wall. 364, 19 U. S. (L. ed.) 214; Ex Dec. 508, 15 Ohio Cir. Ct. 94. p. Wall, 107 U. S. 265, 2 S. Ct. 569, South Dakota.— In re Egan, 24 S. 27 U. S. (L. ed.) 552; In re Thatcher, D. 301, 123 N. W. 478. 190 Fed. 969. * In re Thatcher, 190 Fed. 969. Connecticut. — Fairfield County Bar » See infra, §§ 853-864. V. Taylor, 60 Conn. 11, 22 Atl. 441, 6 In re Thatcher, 190 Fed. 969. 13 L.E.A. 767; In re Durant, 80 'In re Thatcher, 190 Fed. 969. And Conn. 140, 10 Ann. Cas. 539, 67 Atl. see also supra, §§ 34, 41-50. 497. 1174- SUSPENSION AND DISBAEMENT GENEEALLY. [§ 763 mischievous action.' The desired end cannot be effectually ob- tained in any other way.' § 763. Effect. — Formerly each court might, for itself, sus- pend or disbar the attorneys who practiced therein, but such judg- ment was not effective in other courts.^" Thus, in jurisdictions having a separate chancery court it was held that a proceeding for disbarment therein did not affect the respondent's connection with the law court.'^^ This condition of affairs was remedied in Eng- land many years ago.^^ In this country most jurisdictions, either under statute or by judicial decree, recognize the unfitness of one who has been disbarred in another court, and even in another ju- risdiction ; " and it is generally held that the disbarment or sus- pension of an attorney by one court of a state is operative in all other courts of that state.** The disbarment of an attorney is an adjudication that he does not possess the requisite qualifications in order to be entitled to practice law ; '° in other words, he is not "learned 8 United States. — In re Thatolier, 190 Fed. 969. District of Columhia. — In re Ad- riaans, 17 App. Cas. 39. Missouri. — Matter of Lyons, 162 Mo. App. 688, 145 S. W. 844. Ohio. — State v. Hand, 9 Ohio 42. Oregon.— Sta,te i: Finn, 32 Ore. 519, 52 Pae. 758, 67 Am. St. Rep. 550. 9 State I. Laughlin, 10 Mo. App. 1. 10 Ex p. Tillinghast, 4 Pet. 108, 7 U. S. (L. ed.) 798; Ex p. Bradley, 7 Wall. 364, 19 U. S. (L. ed.) 214; Bradley r. Fisher, 13 Wall. 335, 20 U. S. (L. ed.) 646; In re Thatcher, 190 Fed. 969; State v. Kirke, 12 Fla. 278, 95 Am. Dec. 315; Moutray v. People, 162 111. 194, 44 N. E. 496. 11 In re Hoffecker, (Del.) 60 Atl. 981. But see In re Peterson, 3 Paige (N. Y.) 510. 18 See Stats. 22, 24 Vict. (1860), c. 127, § 25. See also Ex p. Hague, 3 Brod. & B. (Eng.) 257; Ex p. Yates, 9 Bing. 455, 23 E. C. L. 331; In re Whytehead, 4 M. & G. 768, 43 E. C. L. 396; Matter of Collins, 18 C. B. 272, 86 E. C. L. 272. IS State V. Mosher, 128 la. 82, 5 Ann. Cas. 984, 103 N. W. 105; In re Evans, 22 Utah 388, 62 Pac. 913, 83 Am. St. Eep. 794, 53 L.R.A. 952. 14 Wilson r. Popham, 91 Ky. 327, 15 S. W. 859, 12 Ky. L. Rep. 904; Cobb r. Judge of Superior Court, 43 Mich. 289, 5 N. W. 309 ; In re Peter- son, 3 Paige (N. Y.) 510; Danforth V. Egan, 23 S. D. 43, 20 Ann. Cas. 418, 119 N. W. 1021, 139 Am. St. Eep. 1030. A statute in New York provides that the suspension or removal of an attorney or counselor, by the su- preme court, operates as a, suspension or removal in every court of the state. Judiciary Law, § 47S. 15 See aso In re Schull, 25 S. D. 602, 127 N. W. 54i, § 764] SUSPENSION AfTD DISBAEMENT GENEEALLT. 1175 in the law," ^* and, cpnseqiTently, he cannot thereafter prac- tice as an attorney.^'' Nor will a disbarred attorney be eligible to any office where these qualifications are required. Thus, he may not occupy the position of prosecuting attorney,^' or attor- ney-general.^* Of course, where an order of suspension only is entered, the court may therein provide that the respondent be per- mitted to perform his official duties as district attorney.^" A dis- barred or suspended attorney has no authority to act in his pro- fessional capacity, even to move to open a default judgment taken against a client ; * his brief in a pending appeal will not be con- sidered by the appellate court,^ and if he attempts to practice or holds himself out as an attorney, he is guilty of contempt.' Jurisdiction. § 764. In General. — In nearly all jurisdictions legislation has designated the court wherein disbarment proceedings may be prosecuted, and, of course, such a regulation is binding.* In some ISDanforth v. Egan, 23 S. D. 43, 20 Ann. Cas. 418, 119 N. W. 1021, 139 Am. St. Rep. 1030. "In re Duncan, 83 S. C. 186, 18 Ann. Cas. 657, 65 S. E. 210, 24 L.R.A. (N.S.) 750. "People V. Hallett, 1 Colo. 352; Brown v. Woods, 2 Okla. 601, 39 Pac. 473; Danforth v. Egan, 23 S. D. 43, 20 Ann. Cas. 418, 119 N. W. 1021, 139 Am. St. Rep. 1030. And see also supra, § 692. Compare State v. Swan, 60 Kan. 461, 56 Pac. 750, wherein it was held -that the local law would not require the prosecuting officer to be an altor- nej'. This, however, is no longer true in Kansas. See supra, § 692. "See supra, §§ 724, 731. 20 In re Maestretti, 30 Nev. 187, ■93 Pac. 1004. 1 McDonald v. Kane, 34 Misc. 672, 120 N. Y. S. 283. 3 Engesser v. Northern Pac. R. Co., 18 Mont. 31, 44 Pac. 279; Stebbins r. Morris, 18 Mont. 32, 44 Pac. 280. 3 State r. Richardson, 125 La. 644, 51 So. 673; In re Duncan, 83 S. C. 186, 18 Ann. Cas. 657, 65 S. E. 210, 24 L.R.A.(N.S.) 750. That a suspended attorney acted upon the advice of reputable counsel to the effect that certain acts which he did after suspension would not vio- late the order of suspension, will not prevent him from being guilty of tech- nical contempt of court, if such acts did violate the order. State v. Rich- ardson, 125 La. 644, 51 So. 673. 4 United States. — See Ex p. Burr, 2 Cranch (C. C.) 379, 4 Fed. Cas. No. 2,186. Connecticut. — Fairfield County Bar r. Taylor, 60 Conn. 11, 22 Atl. 441, 13 L.R.A. 767. Illinois. — Winkelman v. People, 50 111. 449. 1176 SUSPENSION AND DISBARMENT GENERALLY. [§ 765 instances it is provided that such proceedings may be had in any court of record,* or in courts of general or superior jurisdiction,* or in the court of the attorney's domicile ; ' and in some states con- current jurisdiction has been conferred on two or more courts.* As a rule, however, disbarment proceedings should be instituted in a court of civil jurisdiction, and in some instances this is re- quired.' The local statutes should be consulted. While the action of the court in admitting a person to practice law or in striking his name from the roll for any reason is of a judicial nature, the con- stitutional authority of the court is not limited as in proceedings between parties, and the mere lapse of a term will not disable the court from striking from the roll the name of an attorney errone- ously given a license to practice.*" § 765. Courts Having Power to Admit Attorneys. — In the absence of legislation providing otherwise, attorneys may be disbarred by courts of record which have authority to admit them to practice therein ; ** but there is no necessary connection between loyM. — state v. Mosher, 128 la. 82, 5 Ann. Cas. 984, 103 N. W. 105. Louisiana. — State v. Rightor, 49 La. Ann. 1015, 22 So. 195; State v. Fourehy, 106 La. 743, 31 So. 325. Missouri. — State v. Laughlin, 73 Mo. 443; State v. Peabody, 63 Mo, App. 378. Nebraska. — In re Newby, 76 Neb. 482, 107 N. W. 853. Nevada. — In re Breen, 30 Nev. 164, 93 Pac. 997, 17 L.E.A.(N.S.) 572. NeiD rw/c— Laws of 1912, e. 253 (Chase's Code of Civil Procedure, § 67) ; In re Flannery, 150 App. Div. 369, 135 N. Y. S. 612. North Dakota. — In re Freerks, 11 N. D. 120, 90 N. W. 265. Oftio.— In re Thatcher, 80 Ohio St. 492, 89 N. E. 83; In re Dellenbaiigh, 9 Ohio Cir. Dec. 325, 17 Ohio Cir. pt. 106. South Dakota. — In re Duncan, 64 S. C. 461, 42 S. E. 433. B Mattler v. Schaffner, 53 Ind. 245 ; State V. Mosher, 128 la. 82, 5 Ann. Cas. 984, 103 N. W. 105. 6 State V. Fort, 178 Mo. 518, 77 S. W. 741; In re Evans, (Utah) 130 Pae. 217. ' Chevalon v. Schmidt, 11 Rob. (La.) 91; Turner v. Walsh, 12 Rob. (La.) 383. 8 In re Delmas, 139 Cal. xix, mem.^ 72 Pac. 402. 9 Mattler v. Schaffner, 53 Ind. 245 ; Com. f. Richie, 114 Ky. 366, 70 S. W. 1054, 24 Ky. L. Rep. 1218. Com- pare Ex p. Steinman, 8 W. N. C. (Pa.) 296. 10 Vernon County Bar Assoc, f. McKibbin, 153 Wis. 350, 141 N. W. 283. 11 United States.— lEx p. Wall, 107 U. S. 265, 2 S. Ct. 569, 27 U. S. (L. ed.) 552, 27 Alb. L. J. 406, 5 Ky. L. Kep. 2. §§ 766, T67] SUSPENSION and disbarment geneeally. 1177 the power to admit to practice and the power to disbar for subse- quent misconduct ; and the legislature may confer on any court of the state the power to suspend or disbar attorneys,** and it is usual to confer this power on a particular court.*^ And it has been held that a statute which confined, to a particular court, the power of admitting attorneys to the bar, did not take away the jurisdiction, theretofore possessed by other courts under statute, to suspend or remove attorneys from office.'* § 766. Court before Which Attorney Practices. — Some statutes authorize the institution of disbarment proceedings in any court in which the attorney practices,'* and, in such case, the court designated will have jurisdiction, even though the respondent does not reside within the county or judicial district wherein the court is located ; '^ and it is immaterial that the respondent's right to practice in such court was not derived from it." So, in the absence of legislation to the contrary, the court whose conduct is questioned or attacked by an attorney practicing before it, is the proper au- thority to dispose of disbarment proceedings, based on such. con- duct, against the attorney.'' Thus, it has been held that a court of quarter sessions has jurisdiction to disbar an attorney for such misbehavior.'® § 767. Appellate Courts. — It has been held that an appel- late court has original jurisdiction to disbar an attorney either for California. — ^People v. Turner. 1 n See the preceding section. Cal. 190. i*In re Dellenbaugh, 9 Ohio Cir. Gomieeticut.— In re Westeott, 66 Dec. 325, 17 Ohio Cir. Ct. 106. Conn. 585, 34 Atl. 505. 15 In re Darrow, 175 Ind. 44. 9Z Missowri.—St3.te v. Fort, 178 Mo. N. E. 369. 518, 77 S. W. 741. 18 In re Darrow, 175 Ind. 44, 92 N. New Hampshire. — In re Bryant, 24 E. 369. N. H. 149. "State v. Kirke, 12 Fla. 278, 95 New York. — In re Burchard, 27 Am. Dec. 314. Hun 429. ^' In re Smith, 2 Lack. Leg. N. Ohio.— In re Thatcher, 80 Ohio St. (Pa.) 152. 492, 89 N. E. 39. "Ex p. Steinman, 8 W. N. C. (Pa.>, 18 Slate V. Mosher, 128 la. 82, 5 296. Ann. Cas. 984, 103 N. W. 105. 1178 SUSPENSION AND DISBAEMENT GENEEALLY. [§§ 768, 769 misconduct committed tlierein,*" or in the trial court/ and this power has been held to exist in intermediate appellate courts.^ In some jurisdictions appellate courts are designated by statute as the proper tribunal for the hearing of disbarment proceedings,* and in others, on appeal thereto, such proceedings are tried de novo} So, the Court of Appeals of England, under the judicature acts, has jurisdiction to entertain an application to strike the name of a solicitor from its roll, even though the case does no]t come before it by appeal.* § 768. Inferior Courts. — An inferior court having no power to admit attorneys to practice, may not revoke a license granted by a superior court.' Thus, it has been held that a justice's court has no power to suspend or disbar an attorney.'' And a like hold- ing has been made as to a court established to "try criminal actions alone." ' !N"or can an attorney be prevented from practicing his profession by a board of county commissioners,^ or by a court-mar- ■tial." ISTor can a city, by ordinance, confer power upon a police magistrate to disbar attorneys from practicing in his court. *^ § 769. Disbarment from Practicing in Certain Govern- mental Departments. — An act of Congress authorizes the sec- retary of the interior to suspend or exclude from practice before his department any attorney shown to be incompetent or disrepu- table, or who refuses to comply with the departmental rules and 20 Compare Matter of Lambuth, 18 6 In re Whitehead, 28 Ch. D. Wash. 478, 51 Pac. 1071; Matter of (Eng.) 614, 54 L. J. Ch. 796, 52, L. Waugh, 32 Wash. 58, 72 Pac. 710; T. N. S. 703, 33 W. E. 601. In re Robinson, 48 Wash. 153, 15 Ann. 6 See also Com. r. Richie, 114 Ky. Gas. 415, 92 Pac. 929, 15 L.'r.A.(N.S.) 366, 70 S. W. 1054; State v. Laughlin, 525. 73 Mo. 443. 1 People V. Green, 7 Colo. 237, 3 7 Baird v. Justice's Court, 11 Cal. Pac. 65, 49 Am. Rep. 351; Ex p. App. 439, 105 Pac. 259. Brown, 1 How. (Miss.) 303; In re 8 Mattler v. Schaffner, 53 Ind. 245. Thatcher, 80 Ohio St. 492, 89 N. E. 9 Garrigus r. State, 93 Ind. 239 39. "State v. Crosby, 24 Nev. 115, 50 8 St. Louis Court of Appeals. State Pac. 127, 77 Am. St. Rep. 786. V. Reynolds,. (Mo.) 158 S. W. 671. "State v. Peabody, 63 Mo. App. 3 See supra, § 764. 381. 4 See infra, § 896. § 770] SUSPENSION AND DISBARMENT GENERALLY. 1179 i-egulations, or who shall, with intent to defraud, in any manner deceive, mislead, or threaten any claimant, or prospective claim- ant, by word, circular, letter, or advertisement; ^^and a like pro- vision is made as to attorneys practicing before the treasury de- partment. '* By merely taking ex parte depositions upon which charges are subsequently based against an attorney practicing be- fore the interior department, the secretary of that department does not exceed his jurisdiction.'* But the secretary acts in ex- cess of his jurisdiction where he considers and bases a disbarment order on charges other than those which an attorney has been cited to answer, and also on a deposition taken without notice.** § 770. Jurisdiction to Disbar for Offenses Committed in Another Court. — Where a particular court is designated by statute as the tribunal for the hearing of disbarment proceedings, such court has jurisdiction to disbar for misconduct occurring in other courts within that jurisdiction.'^ Even in the absence of legislative authority, it has been held that the federal court may disbar one of its attorneys for participating in the unlawful tak- ing of a prisoner from the custody of state ofScers, and lynching him ; ''' and a state court may entertain disbarment proceedings for misconduct committed by an attorney in a federal court,'* as, for instance, by attacking an officer of the state court in a pleading tiled in the federal court.'' It has also been held that a conviction of crime in a federal court is ground for disbarment in a state court.^" So, an attorney may be disbarred by the state court for misconduct in a proceeding before officers of the United 12 23 Stat. L. 101, § 5; 2 Fed. St. 462, 94 N. Y. S. 331; State r. Biggs, Ann. 16. See also Garfield v. V. S. 52 Ore. 433, 97 Pac. 713; State v. 32 App. Cas. (D. C.) 109. Grover, 47 Wash. 39, 91 Pac. .564. 13 23 Stat. L. 258, § 3; 2 Fed. St. See also In re Joseph, 125 App. Div. Ann. 16. 544, 109 N. Y. S. 1018. 14 Garfield v. V. S., 32 App. Cas. 19 People v. Green, 9 Colo. 506, 13 ^D. C.) 109. Pac. 514. 15 Garfield v. U. S., 32 App. Cas. 20 Re Kirby, 10 S. D. 414, 73 N. and that the charge so seriously af- Biggs, 64 N. C. 202. fected his professional integrity as to n U. S. v. Green, 85 Fed. 857. § 790] GROUNDS FOE DISBAEMENT. 1203 the greater wound, and he may be deprived of the privileges and character Vi'hich it gives him, by suspension or expulsion, without infringing on the freedom of the press.^^ But an attorney, who also edits a newspaper, will not be disbarred merely because of the publication of a misrepresentation of the facts connected with the trial of a cause in the court wherein he practices as an attorney.** Nor will a publication, in such cases, be groimd for disbarment merely because the motives therefor were a desire for notoriety, partisan malice, and a wilful, headlong zeal to promote partisan interests.** § 790. Fair Criticism as Distinguished from Libel. — It must not, however, be understood that a lawyer, whether he also edits a newspaper or not, cannot fairly criticise, and publish his opinion of, the action of a court or judge thereof. *° Thus, in speaking of a provision of the bill of rights in the Pennsylvania constitution, which provided that "no conviction shall be had in any prosecution for the publication of papers relating to the official conduct of officers or men in public capacity, or to any other mat- ter proper for public investigation or information, where the fact that such publication was not maliciously or negligently made shall be established to the satisfaction of the jury," Chief Justice Sharswood said: "It would be a clear infraction of the spirit if not the letter of this article to hold that an attorney can be sum- marily disbarred for the publication of a libel on a man in a public capacity, or where the matter was proper for public investigation or information; for as he certainly does not forfeit his constitu- tional rights as a freeman by becoming an attorney, it guarantees win re Greevy, 4 W. N. C. (Pa.) l4Ex p. Steinman, 95 Pa. St. 220, 308. See also In re Egan, 24 S. D. 40 Am. Rep. 637, reversing 8 W. N. C. 301, 123 N. W. 478. 296. In Ex p. Biggs, 64 N. C. 202, it "Cobb v. U. S., 172 Fed. 641, 96 was held that the answer of an at- C. C. A. 477 ; In re Thatcher, 80 Ohio torney who was charged with having St. 492, 89 N. E. 39 ; Ex p. Steinman, libeled the court in a newspaper which 95 Pa. St. 220, 40 Am. Kep. 637, re- he edited was sufficiently atoned for versing 8 W. N. C. 296. by a disavowal of any wrongful in- And see also supra, g 782. as to tention. And see also supra, § 784. criticism of the court generally. 13 In re Greevy, 4 W. N. C. (Pa.) 308. See also the following section. 1204 GROUNDS FOE DISBAEMENT. [§ 790 to him immunity from all liability to punishment" excepting as therein provided. The distinguished jurist continued : "We need not say that the case is altered, and that it is now the right and the duty of a lawyer to bring to the notice of the people who elect the judges every instance of what he believes to be corruption or partisanship. ISTo class of the community ought to be allowed freer scope in the expression or publication of opinions as to the capac- ity, impartiality or integrity of judges than members of the bar. They have the best opportunities of observing and forming a cor- rect judgment. They are in constant attendance on the courts. Hundreds of those who are called on to vote never enter a court- house, or if they do, it is only at intervals as jurors, witnesses or parties. To say that an attorney can only act or speak on this subject under liability to be called to account and to be deprived of his profession and livelihood by the very judge or judges whom he may consider it his duty to attack and expose, is a position too monstrous to be entertained for a moment." ^^ The greatest latitude should be allowed in the criticism of the decisions of judges who are candidates for re-election." So, the presentation of charges against a judicial officer, in good faith and through the proper channel, is a matter of legal right.** And where a letter addressed ito a judge in respectful language, in response to one from him, was not, in itself, a breach of professional fidelity, its character was not altered by the publication of the correspondence in a news- paper by an attorney for the purpose of defending his own repu- tation, and not to assail the judge.** The motive with which a publication has been made, it seems, is always entitled to consideration.^" 16 Ex p. Steinman, 95 Pa. St. 220, "In re Austin, 5 Rawle (Pa.) 191, .40 Am. Kep. 637, reversing 8 W. N. C. 28 Am. Dec. 657. 296. 20 In re Austin, 5 Eawle (Pa.) 191, "State V. Circuit Ct., 97 Wis. 1, 28 Am. Dec. 657; Ex p. Steinman, 95 72 N. W. 193, 65 Am. St. Rep. 90, 38 Pa. St. 220, 40 Am. Rep. 637, revers- I,.R.A. 554. ing 8 W. N. C. 296. 18 In re Collins, 147 Cal. 8, 81 Pac. 220; In re Eockmore, 127 App. Div. 499, 111 N. Y. S. 879. § -791] GKOUJSTDS FOE DISBAEMENT. 1205 Contempt of Court. § 791. Generally. — Attorneys at law are subject to fine or other punishment for contempts of court committed by them ; ^ and such contempt may appear from a refusal to obey any lawful order of the court, or by offense or insult offered to the court or to any of the judges thereof, or by any improper interference with the due administration of justice.* It is not every indiscretion, however, which will amount to a contempt.' It is never a con- tempt for an attorney to advise his client of his legal rights and remedies; and, therefore, an attorney is not chargeable with con- tempt for advising the filing of a petition in bankruptcy, even though the client was undergoing examination in supplementary proceedings, and had been enjoined from disposing of his prop- erty.* ISTor is an attorney guilty of contempt where he advises a client that she may go where she pleases, and loans her money for that purpose, merely because she has been released from arrest on habeas corpus proceedings for a hearing as to her mental condi- tion.° And where an attorney advised a client who was indicted and under bail on a charge of assault and battery, that if he eouM not procure a continuance of the cause on an affidavit, the client, could leave the jurisdiction and forfeit his recognizance, which would work a continuance until the next term, it was held that, he was not guilty of a contempt of court.® Nor is an attorney guilty of a contempt of court where he refuses to testify in a cer- tain matter on the ground that his answers may tend to incriminate him.'' Where a contempt has been committed, it may be explained or disavowed and an apology offered, and this is usually the best course to pursue ; ' but, as stated heretofore in another connection,' 1 Ex p. Cole, 1 McCrary 405, 6 Fed. 5 Edge v. Com., 139 Ky. 252, 129 S. Cas. No. 2,973 ; Butler v. People, 2 W. 591 . Colo. 295; Ex p. Robbing, 63 N. C. single v. State, 8 Blaekf. (Ind.)i 309. 574. 2 In re Woolley, 11 Bush (Ky.) 95; lln re Kaffenburgh, 188 N. Y. 49, State V. Redmond, 9 La. Ann. 319; 80 N. E. 570, affirming 115 App. Div. Watson V. Citizens' Sav. Bank, 5 S. 346, 101 N. Y. S. 507. C. 159. 8 Slater v. Merritt, 75 N. Y. 268;, SEx p. Robbins, 63 N. C. 309; Ex p. Biggs, 64 N. C. 202. Wise V. Com., 97 Va. 779, 34 S. E. 453. 9 See supra, § 784. 4 In re Kepees, 123 N. Y. S. 872. 1206 GEOUNDS FOE DISBAEMENT. [§ 792 where the matter is of itself necessarily a contempt, a disavowal, though it may tend to excuse, cannot justify the act.'" § 792. Contempt as Ground for Disbarment. — A con- tempt of court may be of such a character as to warrant disbar- ment; '* indeed, nearly every ground of disbarment is, in itself, a contempt of court ; but, on the other hand, it is clear that a con- tempt of court may frequently occur, and be punishable as such, although the character thereof is not of sufficient gravity to consti- tute ground for disbarment. The power to disbar an attorney for cause shovm is distinct from the power to punish him for con- tempt. ^^ In order to justify disbarment for contempt of court, an attorney's conduct should be so serious as to render him un- fitted for his office,'* as, for instance, where he has been guilty of flagrantly insulting the court, or any judge thereof,'* or has re- fused to obey its lawful orders ; '* but it is not contempt to appeal from an order of the court rather than submit thereto,'* and this is especially true where the order is reversed on appeal." 'Not will an attorney be disbarred for his neglect to appear before an examiner as a witness." In the determination of disbarment pro- ceedings, based upon a contempt of court, due consideration will be given to extenuating circumstances which tend to show that no intentional disrespect either for the law or the court was meant. Thus, the court will consider a disavowal and apology, and these, together with other facts which go to show that the attorney acted in good faith, or was actiiated by sudden impulse, or that the language used or acts done do not bear an objectionable 10 In re WooUey, 11 Bush (Ky.) 95. 14 In re Woolley, 11 Bush (Ky.) 95. 11 In re Woolley, 11 Bush (Ky.) 95; IB Jeffries v. Laurie, 23 Fed. 786, 27 State i: Root, 5 N. D. 487, 67 N. W. Fed. 195; In re Burris, 101 Cal. 624, 596, 57 Am. St. Rep. 568. See also 36 Pac. 101; People v. Salomon, 184 In re Elliott, 18 S. D. 264, 100 N. W. 111. 490, 56 N. E. 815; In re Radford, 431. 168 Mich. 474, 134 N. W. 472. 18 Ex. p. Robinson, 19 Wall. 505, 22 16 Hendrick v. Posey, 104 Ky. 8, 45 U. S. (L. ed.) 205; In re Adriaans, S. W. 525, 46 S. W. 702, 20 Ky. L. 17 App. Cas. (D. C.) 39. Rep. 359. 13 Ex p. Robinson, 19 Wall. 505, 22 " Garrigus v. State, 93 Ind. 239. U. S. (L. ed.) 205; Watson V. Citi- 18 Com. v. Newton, 1 Grant Cas. zens' Sav. Bank, 5 S. C. 159. (Pa.) 453. § 793] GKOUNDS FOE DISBARMENT. 1207 •construction when explained, will tend to avert disbarment.^' Irrespective of the character of the contempt, disbarment should not be ordered therefor in the contempt proceedings,^" nor is it proper for the court, in proceedings for contempt, to order an at- ■ torney's disbarment if he fails to purge himself of the contempt.^ Misconduct toward Attorneys. § 793. Fair and Honorable Treatment Essential. — A proper respect for the due administration of justice requires that an attorney at law should be fair and honorable, not only with the court and his client, but also with fellow-members of the bar, especially where they represent his client's adversary.* "Nothing is more certain than that the practitioner will find, in the long run, the good opinion of his professional brethren of more im- portance than that of what is commonly called the public. The foundations of the reputation of every truly great lawyer will be discovered to have been laid here," says an eminent author and jurist.' It has been held to be ground for disbarment for an at- torney to intermeddle between a brother attorney and his client, to slander the former, and to endeavor to induce the client to for- sake him and follow the intermeddler instead.* ISTor is it any defense, in a proceeding for disbarment on the ground of having made false and scandalous statements of a fellow-member of the bar, that such statements do not constitute a technical or indictable 19 See supra, § 784. See also In re Pac. 493, 26 L.R.A.(N.S.) 1033; Sim- Lizotte, 32 R. I. 386, 79 Atl. 960, 35 mona v. State, 4 Okla. Crim. 490, 114 L.R.A. (N.S.) 794. Pac. 752, denying rehearing in i Okla.. 20 People V. Kavanagh, 220 111. 49, Crim. 489, 112 Pac. 35; Crawford v. 77 N. E. 107, 110 Am. St. Rep. 223; Ferguson, 5 Okla, Crim. 377, 115 Pac. State V. Root, 5 N. D. 487, 67 N. W. 278. 590, 57 Am. St. Rep. 568. And see 3 Sharswood's Ethics, p. 75. also infra, § 871. 4 Baker r. State, 90 Ga. 153, 15 S. lEx p. Kearby, 35 Tex. Crim. 634, E. 788. And see to the same effect .^4 S. W. 962; State v. Sachs, 2 Wash. State v. Martin, 45 Wash. 76, 87 Pac. 373, 26 Pac. 865, 26 Am. St. Rep. 857. 1054. See also In re Stephens, 84 3 Wernimont v. State, 101 Ark. 210, Cal. 77, 24 Pac. 46; Finley r. Acme Ann. Cas. 191 3D 1156, 142 S. W. Kitchen Furniture Co., 119 Tenn. 698, 194; Brooks t. Brooks, 90 N. C. 142; 109 B. W. 504. Caples r. State, 3 Okla. Crim. 72, 104 1208 GROUNDS FOK DISBARMENT. [§ 794r crime; nor does the question of privilege arise, as the only ques- tion to be determined is the fitness of the respondent to practice law.* It has been held, however, that the court will not disbar an attorney for the insertion of scandalous matter, in a petition, as to the moral character of another attorney, where there is an adequate remedy by contempt proceedings.* § 794. Improper Conduct. — An attorney who approached counsel for the other side of a case, and fraudulently pretended to have knowledge of certain facts which he offered to sell for the purpose of inducing an offer of settlement, which otherwise would not have been made, was disbarred.' And statements to the effect that a prosecuting officer was selling the power of his office, and that he had no right to the office, and was disqualified because of being attorney for the prosecuting witness, may, at least in con- nection with evidence of other misconduct, warrant disbarment. *^ It has also been held to be ground for disbarment where an at- torney charged a judge with favoritism toward a particular attor- ney of his court.' And an attempt, on the part of an attorney, to- make opposing counsel drunk, in order that he might obtain an advantage in the trial of a cause, is a good ground for striking the offender's name from the roll of attorneys. The court said, in speaking of this caser "This was a wicked act, as well as one which struck directly at the due administration of justice. In its effect and criminal purpose it differs none from tampering- with a juror, corrupting a witness or bribing a judge. It strikes, directly at the interests of the opposite party, with as great force as if he lost his cause from the misconduct of juror, witness or judge. The man who can do this thing is unfit to practice in a court where justice is administered, and should be expelled from its bar; or at least should be suspended from the practice until' he has shown by sincere amendment, that his offense is thoroughly- sin re Adriaans, 17 App. Cas. (D. Sin re Adriaans, 17 App. Cas. (D- C.) 39. C.) 39. 6 People V. Berry, 17 Colo. 322, 29 9 Matter of Rockmore, 127 App. Pac. 904, distinguishing People v. Div. 499, 111 N. Y. S. 879. Green, 9 Colo. 506, 13 Pac. 514.. Tin re Enright, 67 Vt. 351, 31 Atl. 786. § 795] GROUNDS FOE DISBAEMENT. 120& purged." '" So, it has been held that the institution of proceed- ings for the disbarment of a brother attorney, from improper motives and without just ground, is misconduct for which an attorney is at least censurable.^^ But where an attorney repre- sented to opposing counsel that he had no defense, and promised to pay a sum for which his client was sued within a certain time, because of which promise delay was granted, and, through the attorney's misconduct, such sum was not paid, but the adverse party was obliged to collect his claim by execution, it was held that such conduct, while deserving of condemnation, did not war- rant disbarment.^* Misconduct toward Client. § 795. Generally. — In dealing with his client, an attorney must act with entire good faith, and take no undue advantage of him ; '* and the failure to so conduct himself may constitute a sufficient ground for his disbarment, providing, of course, that his indiscretions show him to be unfitted for his office.^* Thus, an attorney may be disbarred for the failure to apply money received from his client as directed, especially where the client is injured thereby.^' So, disbarment may be predicated on the fact that an attorney failed to render services agreed upon, and refused to return the compensation received by him therefor, in pursuance of an agreement so to do.'® Nor should an attorney, without his client's consent, substitute himself for another as his client's debtor." And an attorney for an administrator, who borrows from his client money belonging to the estate and deposits the 10 Dickens's Case, 67 Pa. St. 169, 5 908 ; State v. Richardson, 122 La. Am. Rep. 420. 1064, 48 So. 458. "In re Kelly, 62 N. Y. 198. See ^^I" re Stern, 120 App. Div. 375, also In re Cooksey, 79 Kan. 550, 100 105 N. Y. S. 199. Pae 62 '* 1° ^^ McDermit, 63 N. J. L. 476, l^lnre Cohn, 150 App. Div. 470, *3 Atl. 685; In re O'Sullivan, 122 134 N Y S. 1103. "^PP- °'^- ^^^' ^"^ ^- ^- ^- *^2- ^^^ also Matter of Mahoe, 3 Hawaii 255; 18 See supra, §§ 152-182. j„ ^^ Voxman, 148 App. Div. 286, 132 l4Wernimont v. State, 101 Ark. n. Y. S. 217; In re Elliott, 18 S. D. 210, Ann. Cas. 1913D 1156, 142 S. W. 264. 100 N. W. 431. 194; State i;. Rohrig, (la.) 139 N. W. "In re Aldrich, (Vt.) 86 Atl. 801. 1210 GKOUNDS FOE DISBAEMENT. [§ T96 same in a bank to his own credit, and it is there applied to his use, is guilty of misconduct which will warrant his suspension from practice.'' § 796. Fraud and Deceit. — The perpetration of a fraud or deceit upon a client by his attorney constitutes a sufficient ground for disbarment, and in several jurisdictions it is so provided by statute." Thus, disbarment may be ordered where an attorney corruptly consents to the entry of judgment against his client,^* or unlawfully procures the entry of such a judgment,' or where he institutes a criminal proceeding for the purpose of extorting money from his client,^ or where he receives money in his official ca- pacity and converts the same to his own use for the purpose of frustrating the object of the person paying it,* or where he de- ceives his client by means of forgeries,* or procures from the client the execution of instruments containing clauses that the client supposed had been erased.' So, an attorney may be dis- barred where he falsely advises a client that she is entitled to contest a will as next of kin, when he knows that the client has no such right; ^ and also where he verifies and files objections to the probate of a will contrary to the directions of his client,'' or where 18 In re Freedman, 113 App. Div. prisonment for a year and a day, and 327, 99 N. Y. S. 135. See also In re perpetual silence in the courts." 3 Burris, 101 Cal. 624, 36 Pac. 101. Bl. Com. 29. 19 Ar/cansos.— Wernimont v. State, 2C People v. Lamborn, 2 111. 123. 101 Ark. 210, Ann. Cas. 1913D 1156, l In re Wartman, (N. J.) 31 Atl. 142 S. W. 194. 1040. Colorado. — People v. Sindlinger, 28 J2 People v. Friscli, 218 111. 275, 75 Colo. 258, 64 Pac. 191. N. E. 904. Georgia. — Jones f. McCullough, 138 sin re Orwig, 31 Leg. Int. (Pa.) Ga. 16, 74 S. E. 694. 20. Iowa. — Slemmer v. Wright, 54 la. 4 Ex p. Kindt, 32 Ore. 474, 52 Pac. 164, 6 N. W. 181. 187. 'New York. — In re Clark, 184 N. Y. 5 In re Gluck, 139 App. Div. 894, 222, 77 N. E. 1, affirming 108 App. 123 N. Y. S. 857. Div. 150, 95 N. Y. S. 388 ; In re Gluck, e in re Randall, 122 App. Div. ],. 139 App. Div. 894, 123 N. Y. S. 857. 106 N. Y. 943, affirmed 196 N. Y. And see also supra, § 356. 569, 90 N. E. 1165. "Counsel guilty of deceit or col- Tin re Randall, 122 App. Div. 1, lusion are punishable by the statute 106 N. Y. S. 943, affi,rmed 196 N. Y. Westm. 1, 3 Edw. I, c. 28, with im- 569, 80 N. E. 1165. § 797] GROUNDS FOE DISBARMENT, 1211 he deceives a client as to services rendered/ fees due,' or disburse- ments made ; ^^ or where he conceals from the client the fact that he has settled the litigation,*^ or deceives his client by assurances that a case is on the calendar and is being diligently prosecuted, when, in fact, the case has not been noticed for trial.*^ § 797. False Representations. — An attorney who obtains the money or other property of his client by means of false rep- resentations should be disbarred.*' It has been so held where money was obtained on the strength of false representations as lo the validity of security therefor,** and also as to false representa- tions as to the client's liability under a certain judgment.*' So, an attorney may be disbarred where he obtains money from his client by falsely representing that certain legal proceedings are pending, and that the money is required therefor,** or that the money is needed to pay costs,*' or to bribe a referee in bankruptcy.*' And where an attorney obtained money from his client on a statement to the effect that it was necessary for the protection of her inter- ests that such money should be deposited, and, instead of making 8 In re Eyan, 143 N. Y. 528, 38 N. Minnesota.— In re Novotny, 142 N. E. 963. And see In re Gluck, 139 W. 733. App. Div. 894, 123 N. Y. S. 857. New Yorlc— In re Andrews, 137 9 Tate V. Field, 60 N. J. Eq. 42, 46 App. Div. 353, 121 N. Y. S. 935. Atl. 952. South Dakota.— In re Elliott, 18 S. icin re Eadford, 168 Mich. 474, D. 264, 100 N. W. 431. 134 N. W. 472. And see also supra, §§ 157, 158. "In re Simpson, 9 N. D. 379, 83 14 State t. Cadwell, 16 Mont. 119, N. W. 541. 40 Pac. 176; In re Young, 75 N. J. L. 13 In re Boehm, 150 App. Div. 443, 83, 67 Atl. 717; In re Logan, 143 App. 135 N. Y. S. 42. Div. 225, 128 N. Y. S. 134. IS United 8tates.—In re Snyder, 24 16 Fairfield County Bar v. Taylor, Fed. 910. 60 Conn. 11, 22 Atl. 441, 13 L.R.A. California. — In re Burris, 101 Gal. 767. 624, 36 Pac. 101. 16 People v. Mead, 29 Colo. 344, 68 Colorado. — People v. Sindlinger, 28 Pac. 241; People v. Belinski, 205 111. Colo. 258, 64 Pac. 191. 564, 69 N. E. 5; In re Simpson, (N. Hawaii. — Matter of Mahoe, 3 Ha- J.) 82 Atl. 507. waii 255. IT In re Elliott, 18 S. D. 264, lOO Illinois.— People v. Ford, 54 111. N. W. 431. 520; People v. Frisch, 218 111. 275, 75 "State i'. Grover, 47 Wash. 39, 91 N. E. 904. Pac. 564. 1212 GROUNDS rOK DISBARMENT. [§ 79S such deposit, appropriated said money to his own use without his- client's knowledge or consent, it was held that his misconduct war- ranted disbarment." So, an attorney who obtains money because of a false representation that he was authorized to practice in the federal courts, may be disbarred.^" Disbarment may also result from false statements as to the amount of money which an attor- ney has collected for his client,^ or as to the character of other at- torneys,* or for the purpose of carrying on a fraud previously per- petrated,^ as, for instance, as to the disposition of the client's, money.* It is equally reprehensible to procure third persons to- make false statements to the client, and upon the strength there- of to induce the client to advance money, or enter into litigation.* § 798. Representing Conflicting Interests. — Attorneys cannot represent conflicting interests,* or take money from both sides ; '' and if this plain duty is disregarded, to a client's preju- dice, disbarment may follow.* An attorney who, after having been employed by one party, seeks employment by the adverse party, offering to impart to the latter important information, is guilty of such a breach of trust as requires his disbarment.® And where an attorney, employed and paid by a defendant who has been sued for damages, has himself substituted as attorney for the plaintiff, and in that capacity attempts to effect a settlement which the plaintiff 19 Matter of Cohen, 120 App. Div. 6 In re Durant, 80 Conn. 140, 10 378, 105 N. Y. S. 84; In re Sham- Ann. Cas. 539, 67 Atl. 497. roth, 148 App. Div. 828, 133 N. Y. S. 6 See supra, §§ 174-182. 514. See also In re Burris, 101 Cal. ^ People v. Keithley, 225 111. 30, 80- 624, 36 Pac. 101. N. E. 50; In re Bowman, 7 Mo. App. 20 In re Danford, 157 Cal. 425, 108 569. Pac. 322. 8 In re Cowdery, 69 Cal. 32, 10 Pac. 1 Slemmer v. Wright, 54 la. 164, 6 47, 58 Am. Rep. 545 ; In re Whitte- N. W. 181; In re Weed, 26 Mont. 507, more, 69 Cal. 67, 10 Pac. 68; Cowley 68 Pac. 1115. t: O'Connell, 174 Mass. 253, 53 N. E.. i See supra, § 794. And see also In 1001, 54 N. E. 558; In re Gadsden, re Stephens, 84 Cal. 77, 24 Pac. 46. 89 S. C. 352, 71 S. E. 952; In re 3 In re Voxman, 148 App. Div. 286, , 73 Wis. 602, 42 N. W. 221. 132 N. Y. S. 217. 9 U. S. v. Costen, 38 Fed. 24; In re 4 Matter of Wright, 12 C. B. N. S. Boone, 83 Fed. 944. 705, 104 E. C. L. 705. See also People V. Betts, 26 Colo. 521, 58 Pac. 1091. :§ 799] GKOtTNDS FOE DISBARMENT. 1213 was willing to make prior to the substitution, he is guilty of mis- •conduct, and will be at least censured.'" So, an attorney may be disbarred where he urges a criminal prosecution against a certain person and assists therein, and thereafter appears for the de- fense ; '* or where, while acting as attorney for the prosecutor in a criminal case, he accepts money from the defendant in consider- ation of a dismissal.'* And it has been held that a prosecuting attorney violates his duty by appearing for the defendant in an in- dictment found during his term of oiSce.'* So, the conduct of a ■city attorney who, after his term of office, accepted a retainer to refrain from appearing against the city in any suit then pending, and who subsequently appeared in such a suit, was held to justify his suspension, even though he had no knowledge of the law or the facts of the suit undertaken by him at the time he accepted the retainer from the city.'* But the acceptance of a retainer from persons whose interests are adverse to those of the client, under a mistake of fact, will not justify disbarment,'^ nor is an attor- ney guilty of unprofessional conduct for failing to disclose to his client all of his connection with antagonistic interests, especially where the client has been informed of the essentials, and the at- torney has reason to believe that the client is familiar with the facts.'« § 799. Acquiring Adverse Interests. — Counsel should not acquire interests adverse to those of their clients, and this is par- ticularly true as to the acquisition of an interest in the subject- matter of litigation which an attorney is employed to conduct.''' 10 In re Eeifschneider, 60 App. Div. filed the information, and it was held 478, 69 N. Y. S. 1069. that, in the absence of proof of the 11 People 0. Spencer, 61 Cal. 128; use of knowledge secured while act- In re Stephens, 77 Cal. 357, 19 Pac. ing as prosecuting attorney, there was 646. no cause for disbarment. 12 Tudor V. Com., 84 S. W. 522, 27 l* In re Cowdery, 69 Cal. 32, 10 Ky. L. Eep. 87. Pac. 47, 58 Am. Eep. 545. 13 People V. Spencer, 61 Cal. 128. 15 In re Luce, 83 Cal. 303, 23 Pac. Compare People v. Johnson, 40 350. Colo. 460, 90 Pac. 1038, wherein it ap- 16 Davis v. Chattanooga Union E. peared that a district attorney repre- Co., 65 Fed. 359. sented the defendant in a criminal 17 See supra, §§ 164-173. «ase wherein, as prosecutor, he had 1214 GROUNDS FOR DISBARMENT. [§ 800 In a case where disbarment was ordered beca^ise of a violation of this rule, it was said: "The main fact which stands out in this whole investigation is that it never seems to have occurred to the respondent that there was any impropriety in his acquiring from his clients their property that he was employed to preserve and protect, or that the respondent was under any obligations to his clients, when he wished to purchase their property, to state that he was himself interested in the purchase, and that it was made on his behalf. He took the titles in the name of his dummies without disclosing the fact that the dummies represented him or that the dummies were his clerks or associates, and then continued to con- duct the proceeding for the valuation of his property in the name of his clients, suppressing from the commissioners and the experts who valued the property the fact of the purchase and all facts within his knowledge that would affect the value of the proj)- erty." ^' So, where an attorney procures an assignment of his client's property to the client's prejudice, whether such property be the subject-matter of litigation or not, his conduct may constitute a sufficient ground for disbarment.'^ Nor can an attorney ac- quire his client's property at a judicial sale to his client's detri- ment ; ^^ and where an attorney does so acquire property, under cir- cumstances showing that an undue advantage has been taken of the client, the attorney will be disbarred.' Of course, where property is acquired by an attorney, even though it is the sub- ject-matter of litigation, in a fair and honorable manner, and without false representation, undue advantage, fraiid or deceit, no ground for disbarment exists because of the transaction.^ § 800. Undue Advantage. — It is highly unprofessional for an attorney to procure either the money or property of his client by taking an undue advantage of him,^ and such conduct may con- ■stitute a sufficient ground for disbarment. Thus, an attorney fo? 18 In re Flannery, 150 App. Div. l People v. Murphy, 119 111. 159, 6 369, 135 N. Y. S. 612. N. E. 488. 19 In re Ramsey, 24 S. D. 266, 123 « See supra, § 154. See also Geld- N. W. 726. See also Matter of V., ers v. Haygood, 182 Fed. 109; In re 10 App. Dlv. 491, 42 N. Y. S. 268. Reese's Estate, 41 Pa. Super. Ct. 72. And ace supra, §§ 157, 158, 796. 8 See supra, §§ 152-162. 20 See supra, § 166. § 801] GEOTJNDS FOE DISBARMENT. 1215 an administrator, who induces a distributee of the estate to exe- cute a release of her share, such distributee being quite old and unfamiliar with business affairs, may be disbarred if a fraudu- lent motive, or want of integrity, be sufficiently shown.* It is also ground for disbarment for an attorney to procure convey- ances, of practically all her property, from a mentally incompe- tent client.' And where a weak-minded person fled to another state believing that he was guilty of a certain crime, an attorney who represented him, and who knew that he was innocent, will be disbarred where he fraudulently procured large sums of money from his client on the pretext of saving him from arrest and con- viction.® But an attorney's acceptance of a retainer from a client to investigate his rights is not improper, even though he knows that his client is of unsound mind, or later discovers that fact ; to hold otherwise would deprive an insane person of the aid and as- sistance of counsel ; ' contracts of this character, however, must be fair and reasonable.' § 801. Misconduct in Connection with Settlements. — It has been held that disbarment may be ordered where an attor- ney settles litigation and conceals that fact from his client,' or where he takes an undue advantage of his client with respect to the making of a settlement ; ^'' so, where suits were settled by the parties themselves and counsel paid for their services, it was held' to be misconduct, which justified suspension, for the plaintiff's attorney to proceed to collect costs from the defendant by taking a default judgment and issuing execution, before he ascertained whether the settlement had provided for the payment of such costs.'^.But it is not unprofessional conduct for an attorney to in- struct his client not to settle privately.^* 'Nov is it misconduct for an attorney to settle a claim, as he was authorized to do, without *In re Gadsden, 89 S. C. 352, 71 S. 8 See supra, §§ 438, 428-432. E. 952. 9 In re Simpson, 9 N. D. 379, 83 N. 5 In re Egan, 22 S. D. 355, 117 N. W. 541. W. 874, reviewed and reaffirmed 24 l(» Matter of V., 10 App. Div. 491, S. I). 301, 123 N. W. 478. 42 N. Y. S. 268. 6 In re Snyder, 24 Fed. 910. "In re Aldrich, (Vt.) 86 Atl. 801. T People V. Adams, 249 111. 524, 94 l^ Grievance Committee v. Ennis, N. E. 950. 84 Conn. 594, 80 Atl. 767. 1216 GROUNDS FOE DISBAEMEBTT. [§ 802 first reporting the offer of settlement to his client.*' And an at- torney who contracted to prosecute a claim for the personal injury of a minor for one half the recovery, will not be disbarred, at least in the absence of a showing of corrupt motive, because he charged that sum on the settlement of the litigation.** So, where an at- torney received a sum of money for the settlement of a charge of petit larceny, and he settled for a lesser sum, and retained the balance for his fees, the amount retained not being excessive, it was held that, although his conduct was censurable, it did not consti- tute ground for disbarment.** Nor will an attorney be disbarred because, in making a settlement, he conceals the weakness of his client's case.*^ ^ § 802. Overcharging Client. — In the absence of a special contract, an attorney is only entitled to reasonable compensation for his services; *'' and while the amount of compensation may be regulated by contract,*' it is essential that such contract be fair- ly and honestly entered into, and that the attorney should disclose any information which may be necessary for the guidance of the client in the premises; unconscionable contracts will not be up- held.*' An exorbitant or fictitious charge, especially where it is accompanied by other acts of unprofessional .conduct, will consti- tute a sufficient ground for disbarment ; "" and where a bill ren- 13 Grievance Committee v. Ennis, Illinois. — People v. Stirlen, 224 111. 84 Conn. 594, 80 Atl. 767. 636, 79 N. E. 969. 1* Grievance Committee v. Ennis, Montana. — See In re Weed, 26 84 Conn. 594, 80 Atl. 767. Mont. 507, 68 Pac. 1115. IB In re Woytisek, 120 App. Div. ^««' York.— In re —. 86 N. 373, 105 N. Y. S. 144. Y. 563; In re Ryan, 143 N. Y. 528, 38 16 Grievance Committee v. Ennis, ^- ^- ^^^■ 84 Conn. 594, 80 Atl. 767. *'""*'' Oakota.— In re Simpson, 9 17 See supra, §§ 447-449. See also State V. Rohrig, (la.) 139 N. W. 908. 18 See supra, §§ 417-427. 19 See supra, §§ 428-432. N. D. 379, 83 N. W. 541. Ohio. — See In re Thatcher, 83 Ohio St. 246, Ann. Cas. 1912A 810, 93 N. E. 895. Pennsylvania. — Appeal of Maires, 80 Colorado.— Feo^U v. Varnum, 28 j^d Pa. St. 99, 41 Atl. 988, 43 W. N. Colo. 349, 64 Pac. 202. q 3^] Georgia.— Baker v. State, 90 Ga. Wisconsin.— ^ee In re , 73 153, 15 S. E. 788. Wis. 602, 42 N. W. 221. ■^ 803] GKOUNDS rOE DISBAEMENT. 1217 -dered by an attorney for prosecuting a suit for his client is not ■only fraudulently untrue as to items for services not rendered, but inflated throughout by charges beyond what the services were worth, and shows a fraudulent intent, the court may proceed sum- marily against him.* Eut it is not unprofessional to retain com- pensation due out of a sum collected for a client,^ nor can an at- itorney be disbarred merely because of an apparently excessive charge.^ It would seem that the proper practice in cases of this character would be to proceed by suit,* or summary proceeding,* for the recovery of the sum withheld ; and, should the client pre- vail, disbarment might follow, especially if the attorney refused to pay the sum found to be due.* § 803. Changed View of the Law. — Of course, an attorney ■should not accept a retainer in a case when he believes that his client cannot succeed. But the fact that an attorney has, under a prior retainer, advocated views of the law and facts different from those upon which his client rests his case, or has officially, as a judge or officer of the government, held a different view of the law and the rights of the parties, will not of itself disqualify him from accepting a retainer. He has the right and privilege, pos- sessed by all men, to change his views upon the law and the facts ■of a case when reason requires it. It would be absurd to say that a lawyer or judge, having once expressed an opinion upon legal •questions, shall never change it, or that a judicial or official de- •cision will forever bind the person announcing it. From the na- ture of legal questions, which depend upon a combination of facts for their correct decision, it is to be expected that lawyers will not -always, in their solution, apply the same principles or reasoning.'' 'Thus, it has been held that an attorney will not be disbarred mere- ly because, at one time, he expressed an opinion that a certain deed ITate V. Field, 60 N. J. Eq. 42, 46 Ennis, 84 Conn. 594, 80 Atl. 767; In .Atl. 952. See also In re Eadford, re Aldrich, (Vt.) 86 Atl. 801. 168 Mich. 474, 134 N. W. 472. * See supra, §§ 344-353. 2 See supra, § 476. See also In re 5 See supra, §§ 354-364. Aldrich, (Vt.) 86 Atl. 801. 6 See infra, §§ 804-815. 3 In re Luce, 83 Cal. 303, 23 Pac. 7 Smith v. C, & N. W. E. Co., 60 350 : People v. Eobinson, 32 Colo. 241 , la. 515, 15 N. W. 291. -.75 Pac. 922; Grievance Committee v. Attys. at L. Vol. II.— 77. 1218 GEOUNDS FOE DISBARMENT. [§ 804 was valid, and that he afterwards brought suit against the grantee to recover the land because of defects, not involving such deed, in. the title." Misappropriation of Client's Funds. § 804. General Rule. — It is the duty of an attorney to pay over such funds of the client as may come into his hands,' less his fees ; ^^ and should he fail to do so, or convert the same to his own use, or otherwise misappropriate such funds, he may be disbarred.''' SGelders v. Haygood, 182 Fed. 109. 9 See supra, § 328. 10 See supra, § 476. 11 United States. — Jeffries v. Lau- rie, 27 Fed. 195. California. — In re Treadwell, 67 Cal. 353, 7 Pac. 724; In re Tyler, 71 Cal. 353, 12 Pac. 289, 13 Pac. 169. Colorado. — People v. Ryalls, 8 Colo. 332, 7 Pac. 290; People v. Selig, 25 Colo. 505, 55 Pac. 722; People v. Wal- key, 26 Colo. 483, 58 Pac. 591; People V. Hays, 28 Colo. 82, 62 Pac. 832 ; Peo- ple V. Waldron, 28 Colo. 249, 64 Pac. 186; People v. Keegan, 30 Colo. 71, 69 Pac. 524; People i;. Nicholas, 36 Colo. 42, 84 Pac. 67. Delmeare. — In re Hoffecker, 60 Atl. 981. Georgia. — See Baker v. State, 90 Ga. 154, 15 S. E. 788. Illinois. — People v. Palmer, 61 111. 255; People v. Cole, 84 111. 327; Peo- ple v. Salomon, 184 111. 490, 50 N. E. 815; People v. Pattison, 241 111. 89, 89 N. E. 254; People v. Allen, 244 111. 393, 91 N. E. 463. Indiana. — Reilly v. Cavanaugli, 32 Ind. 214. Iowa. — Slemmer r. Wright, 54 la. 164, 6 N. W. 181; State v. Eohrig, 139 N. W. 908. Kansas. — In re Wilson, 79 Kan. 674, 17 Ann. Cas. 690, 100 Pac. 635,. 21 L.R.A.(N.S.) 517. Kentucky. — Wilson v. Popham, 91 Ky. 327, 15 S. W. 859; Cora. v. Roe,. 129 Ky. 650, 112 S. W. 683, 19 L.R.A., (N.S.) 413. Massachusetts. — Boston Bar Assoc. V. Casey, 196 Mass. 100, 81 N. E. 892. Minnesota. — In re Temple, 33 Minn.. 343, 23 N. W. 463; Southworth v.. •Bearnes, 88 Minn. 31, 92 N. W. 406; In re No^tny, 142 N. W. 733. Montana. — State v. Baum, 14 Mont. 12, 35 Pac. 108; In re Thresher, 33 Mont. 441, 8 Ann Cas. 845, 84 Pac. 876, 114 Am. St. Rep. 834. New Hampshire. — In re Allen, 75- N. H. 301, 73 Atl. 804. New Jersey. — In re McDermit, 63 N. J. L. 476, 43 Atl. 685; In re Young, 75 N. J. L. 83, 67 Atl. 717; In re Bedle, 87 Atl. 100. New York. — In re Bleakley, 5 Paige- 311 ; In re Titus, 6G Hun 632 mem., 21 N. Y. S. 724; In re Stern, 120 App. Div. 375, 105 N. Y. S. 199; In re Cohn, 120 App. Div. 378, 105 N. Y. S. 84; New York Bar Assoc, v. Chap- pell, 131 App. Div. 69, 115 N. Y. S. 808; In re Rosenthal, 137 App. Div. 772, 122 N. Y. S. 471; In re Feucht- wanger, 139 App. Div. 36, 123 N. Y. S. 798; In re Rockmore, 133 App.. § 805] GROUNDS FOK DISBARMENT. 1219 It is the fact of the wrongful retention or misappropriation of the client's funds, and not the amount thereof, which works the dis- barment ; *^ and it has been held that there is no presumption of innocence on the part of the attorney, and that unless he fairly and in detail explains the transaction wherein a retention or misappro- priation of funds is charged, it will be presumed that he is unable to do so.** Misconduct of the character under consideration may, of course, be joined with other misconduct as a ground for disbarment.** § 805. Application of Rule. — Thus, in accordance with the principles stated in the preceding section, an attorney may be dis- barred where.he disobeys an order of court which requires him to pay over money withheld from his client.*' So, disbarment may result where an attorney withdraws money of his client which is deposited in court and appropriates the same to his own use,*' or where he wrongfully retains his client's money by means of false representations/'' or fraud or deceit.*' It is equally reprehensible Div. 71, 123 N. y. S. 928; In re Iron- side, 143 App. Div. 921, 128 N. Y. S. 125; In re Steclcler, 146 App. Div. 827, 131 N". Y. S. 766; In re Schwarz- kopf, 146 App. Div. 930, 131 N. Y. S. 385; In re Smith, 148 App. Div. 291, 132 N. Y. S. 304; In re BucWer, 155 App. Div. 246, 140 N. Y. S. 324. North Dakota. — In re Simpson, 9 N. D. 370, 83 N. W. 541. Ohio.— State v. Hand, 9 Ohio 42. Pennsylvania. — See Aahton Disbar- ment, 4 Pa. Dist. Ct. 425. South Carolina. — In re Evans, 94 S. C. 414, 78 S. E. 227. Tennessee. — State v, Davis, 92 Tenn. 634, 23 S. W. 59. Wisconsin. — In re , 73 Wis. 602, 42 N. W. 221. Canada. — Hands v. Upper Canaca Law Soc, 16 Ont. 625, affirmed 17 Ont. App. 41; In re Forbes, 2 N. W. Ter. 410. 12 In re Sayer, 146 App. Div. 928, 131 N. Y. S. 381. See also Matter of Stern, 120 App. Div. 375, 105 N. Y. S. 199. 13 People V. Webster, 28 Colo. 223, 64 Pac. 207. 14 Matter of Titus, 66 Hun 632 mem., 21 N. Y. S. 724. See also the following section. 16 Jeffries v. Laurie, 23 Fed. 786; In re Burris, 101 Cal. 624, 36 Pac. 101; People c. Salomon, 184 111. 490, 56 N. E. 815. See also supra, § 804. 16 In re Thresher, 33 Mont. 441, & Ann. Cas. 845, 84 Pac. 876, 114 Am. St. Rep. 834. 17 Matter of Wilson, 79 Kan. 674, IT Ann. Cas. 690, 100 Pac. 635, 21 L.R.A.^ (N.S.) 517. See also supra, § 797. 18 In re Tyler, 71 Cal. 353, 12 Pac. 289, 13 Pac. 169. See also supra, § 796. Fault of Attorney's Clerk. — While 1220 GROUNDS FOE DISBARMENT. [§ 805 for an attorney to appropriate to his own use money given to him for the purpose of instituting litigation,^' or for any other specific purpose.^" Disbarment may also result where an attorney negoti- ates notes of his client which were left with him for safe keeping, or converts his client's bond,^ or obtains money by means of for- gery ^ or embezzlement.' Nor will a misappropriation of a client's funds be any the less unprofessional because the attorney was au- thorized to indorse, in the name of his client, a check received therefor.* So, an attorney may be disbarred where, without his client's knowledge, he lends the client's funds to a third person for his own benefit,' or uses his client's credit for the benefit of others.® It will be understood, of course, that the mere misappropriation of the client's funds, or the failure or neglect to pay them over to the client, may, of itself, be a sufiicient ground for disbarment, even though unaccompanied by any other misconduct.'' Failure of an attorney for an estate, notwithstanding frequent demands, to pay to the referee and stenographer on the accounting of the executors an attorney should not be disbarred on account of the misappropriation of money if the money was taken by his clerk, to whom he had entrusted it, in good faith, to apply to the client's use (In re Rockmore, 130 App. Div. 586, 117 N. Y. S. 512), yet an effort of the attorney, by false testimony, to charge his own embezzle- ment upon his clerk, is itself an of- fense which warrants his disbarment N. W. 451. 303. § 828] GEOUNDS FOE DISBAEMENT. 1241 the alteration of judgments and decrees,* an order of court/ a re- turn,* affidavits,' memorandum of dismissal,® bill of exceptions,'' an undertaking,' notes of testimony,® a receiver's report,^" a re- corder's receipt,*' and tax lists,'* or the forging of a satisfaction of judgment.'* So, an attorney who forges the name of the reg- ister to a paper purporting to be a copy of an order declaring a marriage void, will be disbarred.'* And where an attorney altered a letter written by one judge to another concerning a matter of official business, he was disbarred." So, an attorney who induces a clerk of the court to antedate the filing of a paper, is guilty of misconduct for which he may be disbarred.'^ It is also ground for disbarment to abstract public records from their proper resting place without permission,''' and it is equally reprehensible for an attorney to secrete such papers after having lawfully received them; and where, in such a case, an attorney admitted the loss of certain papers by a friend, but failed otherwise to account for them, of to give the name of such friend, he was disbarred.'* But Missouri. — State v. Mullins, 129 Mo. 231, 31 S. W. 744. New York.- — Matter of V., 10 App. Div. 491, 42 N. Y. S. 268. Oregon. — Whalley v. Tongue, 29 Ore. 48, 43 Pac. 717. Pennsylvania. — Bristor v. Tasker, 135 Pa. St. 110, 19 Atl. 851, 853, 20 Am. St. Rep. 853, 26 W. N. C. 40. 8 State V. Finley, 30 Fla. 325, 11 So. 674, 18 L.E.A. 401; State v. Cad- well, 16 Mont. 119, 40 Pac. 176; In re Freerks, 11 N. D. 120, 90 N. W. 265. 3 People i: Oishei, 20 Misc. 163, 12 N. Y. Crim. 362, 45 N. Y. S. 49. 4 In re Washington, 82 Kan. 829, 109 Pac. 700. 5 People V. Leary, 84 111. 190; In re Washington, 82 Kan. 829, 109 Pac. 700; Ex p. Loew, 5 Hun (N. Y.) 462, 50 How. Pr. 373. 6 Ex p. Lundy, 8 Ohio Clr. Dec. Ill, 14 Ohio Cir. Ct. 561. ■? People V. Moutray, 166 111. 630, 47 N. E. 79. 8 In re Goldberg, 79 Hun 616 mem., 29 N. Y. S. 972. 9 State V. Harber, 129 Mo. 271, 31 S. W. 889; Ex p. St. Rayner, (Ore.) 70 Pac. 537. 10 In re Henderson, 88 Tenn. 531, 13 S. W. 413. 11 In re Serf ass, 2 Pa. Co. Ct. 649, 116 Pa. St. 455, 9 Atl. 674, 19 W. N. C. 476. 12 In re Nunn, 73 Minn. 292, 76 N. W. 38. 13 In re Heymann, 156 App. Div. 73, 140 N. Y. S. 1065. 14 In re Peterson, 3 Paige (N. Y.) 510. 15 Baker v. Com., 10 Bush (Ky.> 592. 16 Howard v. Gulf, C. & S. F. R. Co., (Tex.) 135 S. W. 707. "People V. Hooper, 218 111. 313, 75 N. E. 896; In re Gates, (Pa.) 2 Atl. 214, 17 W. N. C. 142. 18 state V. Maxwell, 19 Fla. 31. 1242 GKOUNDS FOE DISBARMENT. [§ 829 whei'e an attorney was charged ■with stealing an indictment from the files, and it appeared that at one time, while the indictment was in his possession, he denied having it, but, on discovering his mistake, he returned it secretly to the files, the court refused to disbar him.^' § 829. Offering False or Fictitious Sureties. — An attor- ney who induces, or attempts to induce, or who participates in the inducement of a court to accept a bond or undertaking with false or fictitious sureties, perpetrates a fraud upon the court which sub- jects him to disbarment.^" And where an attorney signed the names of alleged sureties to an undertaking, and delivered the same to a notary public to obtain the necessary afiidavits as to the sureties' qualifications, but the notary, making no attempt to carry out these instructions, attached his seal and subscribed his name without having secured the required affidavit, and it appeared that the attorney was aware of, if not a party to, the scheme, he was suspended from practice.^ So, an attorney will be disbarred for instructing one, whom he presents as a surety, to swear falsely in justifying; and it has also been intimated that an attorney will be suspended for negligently allowing one to qualify as a surety, when he should have known that such surety was swearing falsely at the time he justified. In this connection the court said : "We wish to be distinctly understood as saying that an attorney is not responsible for the character of the bail presented by his client, unless there is some fact or circumstance which should rouse sus- picion or put him on inquiry. If nothing appears to the con- trary, he may take it for granted that the principal is honest, and that the sureties do not intend to commit perjury. But an attor- ney who undertakes to procure bail, not only assumes the respon- sibility that a party is under when acting for himself, but should act with more circumspection in view of his duty to the court. He cannot get rid of this obligation by employing a subordinate and then closing his eyes to what the latter does." * 19 state V. Chapman, 11 Ohio 430. 1 Ex p. Ditchburn, 32 Ore. 538, 52 20 People t'. Piclder, 186 111. 64, 57 Pae. 694. N. E. 893. 8 In re Hirst, 9 Phila. (Pa.) 216, 31 Leg. Int. 340, 1 W. N. C. 18. |;§ 830, 831] GROUNDS FOK DISBARMENT. 1243 § 830. Interference with Jurors. — An attorney who at- tempts to interfere with jurors, and to influence their judgment, deserves disbarment and the severest condemnation. The law is watchfully jealous of the purity and independence of juries, which are regarded as essential to the administration of justice and the protection of individual freedom, and any undue interference therewith, no matter by whom, will be rebuked, and, possibly, an offender in this respect may also be punishable for a violation of the penal laws. Wrongs of this character are especially aggravat- ing when they are committed by counsel who are sworn officers of the court, and "whose duty it is to act as guardians of the foun- tains of justice, and who are false to their charge, when they defile or taint those waters, which they are pledged to keep pure and un- polluted. Such conduct in counsel is a gross breach of trust, for which a removal from the trust is but an inadequate punish- ment." ^ § 831. Fraud. — It is a sufficient ground for disbarment for an attorney to perpetrate, or aid in the perpetration of, a fraud. Thus, where an attorney procured judgment on a note with knowl- edge of the fact that such note was given for the purpose of perpe- trating a fraud upon the maker thereof, or his creditors, he may be disbarred.* So, where an attorney, for the purpose of procur- ing a large sum of money, disproportionate to legitimate fees, caused suit to be brought on certain notes which he knew to have been paid, and procured a reputable attorney, who was unacquaint- ed with the facts, to bring such suit and verify the petition there- in, he was guilty of unprofessional conduct involving moral turpi- tude, and disbarred.' And an attorney who procures fraudulent personal injury claims from several clients, and obtains settH- ments therein, is guilty of professional misconduct which warrants his disbarment.* So an attorney is subject to disbarment for fil- ing fraudulent certificates to collect witness fees to which he is not 3 In re Carter, 1 Phila. (Pa.) 507, 5 In re Thatcher, 83 Ohio St. 246, 22 11 Leg. Int. 210. \nn. Cas. 810, 93 N. E. 895. * People V. Keegan, 18 Colo. 237, 32 e In re Mendelsohn, 150 App. Div. Pac. 424, 36 Am. St. Rep. 274. 445, 135 N. Y. S. 433. 1244 GROUNDS FOR DISBARMENT. [§ 832 entitled '' or for fraudulently leading his adversary to believe that a proceeding had been dropped, whereby a default judgment was obtained.* Fraud and deceit toward the court,^ and the client,*" have been heretofore considered. § 832. Fraud and Other Misconduct in Divorce Cases. — An attorney may be disbarred for conspiring to procure a decree in divorce on grounds which, to his knowledge, do not exist.** And where a husband, who applied to an attorney for the purpose of brihging a divorce, suit, was informed that he had no grounds on which to bring such suit, but that his wife had, and the attor- ney subsequently began suit in the name of the wife, without her authority, claiming to do so on the request of an unknown person whom he supposed was a mutual, friend of the parties, his condiiet was held to justify disbarment.** So, also, disbarment may be in- flicted where an attorney signs affidavits in his client's name, with- out her consent, in divorce proceedings, and seeks to obtain serv- ice by publication, although he knew that the respondent was a resident of the state.*' And an attorney, employed to procure a divorce for a husband, who deliberately attempted, by hired agents, to induce the wife to commit adultery, or to place her in such a situation that adultery would be presumed, is guilty of gross professional misconduct, justifying disbarment.** An attorney who enters into collusion with one spouse for the purpose of manufacturing evidence either for him or against the other spouse, in order to procure a divorce, will be disbarred.** So, it will constitute ground for disbarment where an attorney falsely states, in the bill of complaint in a divorce action, that his client is a resident of the state, and allows his client to give evidence in support of such statement, when he knows the falsity thereof ; ** and .it is equally reprehensible for an attorney to deceive his client I Bar Assoc, of Boston v. Scott, 209 12 Dillon v. State, 6 Tex. 55. Mass. 200, 95 N. E. 402. 13 People v. Huggard, 217 111. 366, 8 People V. Hooper, 218 111. 313, 75 75 N. E. 371. N. E. 898. 14 In re Bayles, 156 App. Div. 663, 9 See SMpra, § 778. 141 N. Y. S. 1052. 10 See SMpro, § 796. 15 Tn re Gale, 75 N. Y. 526. II People V. Huggard, 217 111. 3C6, "People v. Beattie, 137 111. 553, 27 75 N. E. 371. N. E. 1006, 31 Am. St. Eep. 384. § 833] GROUNDS FOE DISBAItMENT. 1245 by giving her what purports to be a copy of a decree in divorce before any decree has been entered, in reliance upon -which his client married another person." And where the commencement of a divorce action is encouraged by an attorney from unworthy mo- tives, such as passion or interest, he may be disbarred.*' An at- torney will also be disbarred where it appears that he induced a woman to make a false statement to a client to the effect that such woman was guilty of adultery with the client's husband.*^ So, an attorney will be disbarred where he fails to inform the court that a divorce action presented to it had been previously decided by another court. ^^ It is also unprofessional conduct for an attor- ney to employ a detective in a divorce suit, who had been former- ly employed by the adverse party. "■ But it has been held that where a husband and wife enter into collusion for the purpose of dissolving their marriage, the presentation of an application for divorce for one of the parties by an attorney who had knowledge of the collusion is not an intentional fraud, showing moral turpi- tude, either upon the court or a client.^ § 833. Conspiracy to Extort Money. — Where it appeared that an attorney organized a conspiracy for the purpose of em- barrassing and harassing a corporation, and extorting money from it, it was held that his misconduct required disbarment. It was argued, in that case, that, the respondent acted openly and under a claim of right, and in answer to such contention the court said : "This argument would carry weight if the respondent had been in good faith attempting to organize a corporation for a lawful purpose ; but while pretending to do so, his sole object was the dis- honest and unlawful purpose of extorting money by interfering with the established business of a corporation already organized. He did not intend to engage in the business for the purpose for which he pretended to organize his corporation, but he intended 17 People V. Beattie, 137 111. 553, 27 «» People v. Case, 241 111. 279, 89 N. E. 1090, 31 Am. St. Rep. 384. N. E. 638, 25 L.R.A.(N.S.) 578. 18 State V. Rohrig, (la.) 139 N. W. l Murray v. Lizotte, 31 R. I. 509, 77 908. Atl. 231. 19 In re Durant, 80 Conn. 140, 10 2 In re Cahill, 66 N. J. L. 527, 50 Ann. Cas. 539, 67 Atl. 497. Atl. 119. 1246 GEOUNDS FOE DISBAEMENT. [§§ 834, 835 to demand money for not doing so. The standard of personal and professional integrity which should be applied to persons admitted to practice law in the courts is not satisfied by such conduct as merely enables them to escape the penalties of the criminal law. The statute and the rules of this court require a good moral char- acter as a condition precedent to a license as an attorney. This includes at least common honesty, and is not consistent with an effort to obtain a part of the wealth of another by any means not denounced by the criminal statutes." * § 834. Organizing Sham Corporations for Unlawful Pur- poses. — It has been held that it is professional misconduct, af- fording ground for disbarment, for attorneys to organize a sham corporation, with neither capital nor business other than as a me- dium for bringing suits in the federal courts which could not be brought there by the real parties in interest, and to use such cor- poration, after its illegal character had been adjudged, in bring- ing suits in a state court.* § 835. Compromising Criminal Cases. — The unlawful com- promise of a criminal charge will constitute ground for disbar- ment where it amounts to the compounding of a crime ; * and where a crime may be compromised with the consent of the com- mitting magistrate only, an attorney wTio undertakes, such a com- promise, without having obtained such consent, is guilty of pro- fessional misconduct; ° but where an attorney has been tried and acquitted of a crime, he will not be disbarred because, pending the criminal proceedings, he asked the district attorney for time in or- der that he might fix up the case with the prosecutor.' 3 People V. Macauley, 230 111. 208, 82 6 In re Hart, 131 App. Div. 661, 116 N. E. 612, 120 Am. St. Rep. 287. See N. Y. S. 193. also Gelders v. Haygood, 182 Fed. As to disbarment for crime gener- 109. ally, see infra, §§ 853-864. 4 Gelders v. Haygood, 182 Fed. 109. 6 In re Woytisek, 120 App. Div. 373, See also People v. Macauley, 230 111. 105 N. Y. S. 144. 208, 82 N. E. 612, 120 Am. St. Rep. 7 Ex p. Trumbore, 39 Leg. Int. (Pa.> 287. CSC. . § 836] GEOUNDS FOE DISBARMENT. 1247 § 836. Obstruction of Justice. — The fidelity of an attorney to his client does not justify an evasion of the fair operation of "the law, or an obstruction, or attempt to obstruct, the due admin- istration of justice.' Thus, it has been held that an attorney will be disbarred where he induced a United States commissioner, who informed him that he relied solely on his arguments, to permit a prisoner charged with murder in the first degree to give bail, and who thereupon escaped.' So, an attorney who advises a client, out on- bail, to forfeit his recognizance, or, knowing that he intended to forfeit it, made no suggestion thereof to the court, may be dis- barred.^" Likewise an attorney for a fugitive from justice who offers to forward a letter to throw the authorities off the scent, and to bribe an officer, and informs the authorities that he does not know the fugitive's whereabouts, will be disbarred.'^ And wherp an attorney who had been paid certain money by mistake, prom- ised to hold the same for certain purposes, or return it to the pay- er, when threatened with an injunction, but, notwithstanding such promise, paid it out to his client less his fees, it was held that he was guilty of unprofessional conduct involving moral turpitude.^* It is also unprofessional conduct, meriting disbarment, for an at- torney to advise his client to disregard an order of the court,*' or to prevent the examination of an execution debtor in supplemen- tary proceedings.** But it has been held that an attorney will not be disbarred merely because he advised his client to remove money and other property from a certain deposit vault, and to place them elsewhere, in order to avoid an attachment.*' ISTor is it unprofes- sional conduct for an attorney to lend his client money from time to time, without attempting to control its application, and to take an assignment therefor, with knowledge of the fact that an order of 'Ex p. Giberson, 4 Crancli (C. C.) 12 In re Cunningham, 9 Ohio Dec. 503, 10 Fed. Cas. No. 5,388. See also (Reprint) 717, 16 Cine. L. Bui. 447. Wernimont v. State, 101 Ark. 210, 13 Coffin v. Burstein, 68 App. Div. Ann. Cas. 1913D 1156, 142 S. W. 194. 22, 74 N. Y. S. 274. 9 State V. Burr, 19 Neb. 593, 28 N. H Ex p. Miller, 37 Ore. 304, 60 Pae. W. 261. 909. Win re Pascal, 146 App. Div. 830, IB People v. Robinson, 32 Colo. 241, 131 N. Y. S. 823. 75 Pac. 922. 11 In re Billington, 156 App. Div. 63. 141 N. Y. S. 16. 1248 GEOUNDS FOE DISBAEMENT. [§ 837 support had been made against such client.*^ So, an attorney will usually be protected where he acts in good faith, even though he may be technically in fault; thus, where a certain judge ordered a guardian not to pay out any part of a trust fund excepting on an order of the court, and refused to grant such an order to an attor- ney in payment of his services because his claim was not properly itemized, it was held that the attorney would not be disbarred for obtaining the money from such guardian, after informing him of the facts, where it also appeared that the judge who refused to make the order was without jurisdiction, and that the attorney had submitted the matter to another judge, who promised to sign such order." § 837. Obstruction by Corporation Claim Department under Supervision of Attorney. — Whether an attorney repre- sents a corporation or an individual, his duty is clear in so far as refraining from an actual perversion or obstruction of justice is concerned. He cannot shut his eyes to a system maintained by his subordinates whereby material witnesses are kept away from court, testimony is purchased, and other wrongs equally reprehen- sible are committed. The affirmative duty to protect the courts from perjury and fraud rests with him. In a recent case it ap- pears that the attorney for a corporation, against whom many actions for damages were pending, approved of expenditures, made by the corporation claim department, for purposes which tended to impede and obstruct the administration of justice, as, for in- stance, to pay their witnesses to give colored or false testimony, to keep the witnesses of the adverse party out of court, and to influence court officers and attendants, and physicians and hospital attendants, to aid, by testimony and otherwise, the corporation in its litigation, and it was held that such attorney should be dis- barred, and that it was immaterial whether he devised such ob- jectionable methods, or whether he inherited or developed them." 16 In re Reese's Estate, 41 Pa. 18 In re Robinson, 151 App. Div. Super. Ct. 72. 589, 136 N. Y. S. 548. W In re Kowalsky, (Cal.) 35 Pac. 77. ,^§ 838, 839] GROUNDS foe disbarment. 1249 § 838. Preventing Extradition. — It has been held that an. .attorney is not guilty of unprofessional conduct, meriting disbar- ment, in attempting to prevent the extradition of a client, charged with perjury, from one state to another, excepting in accordance "with the law. And where it appeared, in such proceedings, that the fugitive, upon being admitted to bail pending the extradition proceedings, left the jurisdiction on a boat chartered by his at- torney, but there was no proof of an intention to forfeit his bail and thereby to evade extradition, or that the attorney had any such unlawful purpose in view, the court will not assume an un- lawful intention on the part of the attorney, and he will not be •disbarred." Fraud in Procuring Admission, and Unauthorized Acts and Practice. § 839. Fraud in Procuring Admission Generally. — One who has been admitted to practice law by the perpetration of a fraud in connection with his application for admission, will be disbarred.*" So, an attorney who moves for the admission to practice of one whom he knows to be ineligible, and conceals that fact from the court, is guilty of misconduct for which he may be ■disbarred ; "^ as is one who knowingly executes a false affidavit ;as to the term of service of a law student in his office, thereby fraudulently procuring the student's admission to the bar.* Thus, :an attorney will be disbarred where, on his application for admis- rsion, he concealed from the court facts which tended to show that 19 In re KafFenburgh, 188 N. Y. 49, he had been convicted of a crime in 80 N. E. 570, affirming 115 App. Div. another state and had been disbarred 346, 101 N. Y. S. 507. by a local court of that state, will be ^ In re Bradley,- 14 Idaho 784, 96 disbarred, although at the time of his Pac. ii08; In re Leonard, 127 App. application he had been pardoned of Div. 493, 111 N. Y. S. 905, affirmed the crime, and a petition for his 193 N. Y. 655, 87 N. E. 1121; In re reinstatement was pending. Matter Singer, 156 App. Div. 85, 141 N. Y. S. of Pritchett, 122 App. Div. 8, 106 N. 74; Ex p. Brown, 2 Pittsb. (Pa.) 152; Y. S. 847. Vernon County Bar Ass'n v. McKib- l In re Deringer, 12 Phila. (Pa.) bin, 153 Wis. 350, 141 N. W. 283. An 217, 34 Leg. Int. 248, 4 W. N^. C. 200. jittorney who concealed from the court, 2 In re Zatulove, 156 App. Div. 79, .on his application for admission, that 141 N. Y. S. 75. Attys. at L. Vol. II.— 79. 1250 GKOUNDS FOE DISBAEMENT. [§ 840 his reputation for morality was bad, and which, had they been disclosed, would have resulted in a denial of his application for admission in the first instance.* Disbarment will also result where it appears that an attorney, in applying for admission as a prac- titioner from a sister state, presents to the court, as evidence of his good moral character and standing in such other state, a forged letter.* It has been held, however, that a minor conceal- ment or discrepancy in connection with the facts relating to the time of clerkship served are not, in themselves, sufficient to war- rant disbarment; but a wilful and clear misstatement of suck facts would certainly be enough.* § 840. Concealment of Prior Disbarment. — An attorney will also be disbarred where it appears that, in applying for ad- mission to practice, he concealed from the court the fact that he had been disbarred in a sister state ; * and it is immaterial, it seems, whether such prior disbarment was justified or not.' An application for admission, under these circumstances, usually in- volves the presentation of false certificates or affidavits which, in themselves, constitute a ground for disbarment.' So, it has been 3 People V. Gilmore, 214 111. 569, 73 Georgia. — Propper v. Owens, 136 N. E. 737, 69 L.E.A. 701 ; People v. Ga. 787, 72 S. E. 242. Propper, 220 111. 455, 77 N. E. 208; Illinois.— Feople v. Hahn, 197 111. In re Kristeller, 154 App. Div. 556, 137, 64 N. E. 342. 139 N. Y. S. 64; In re O'Grady, 4 W. New York.— In re Marx, 115 App. N. C. (Pa.) 199. Compare SJate v. Div. 448, 101 N. Y. S. 680; In re Gebhardt, 87 Mo. App. 542. Pritchett, 122 App. Div. 8, 106 N. Y. 4 In re Woodward, 27 Mont. 355, 71 S. 847. Pac. 161. North Dakota. — In re Olmstead, 11 6 See Ex p. Hill, 2 W. Bl. (Eng.) N. D. 306, 91 N. W. 943. 991 ; Matter of Page, 1 Bing. 160, 8 E. Oklahoma.— In re Mosher, 24 Okla. C. L. 451, 7 Moo. C. PI. 572, 1 L. J. C. 61, 20 Ann. Cas. 209, 102 Pac. 705, 24 PI. 45; Matter of , 2 B. & Ad. L.R.A.(N.S.) 530. 706, 22 E. C. L. 180, 9 L. J. K. B. Tennessee.— State Board of Law Ex- 321; In re Holland; 6 U. C. Q. B. 0. S. aminers v. Williams, 116 Tenn. 51, 92 441 ; People v. Comstock, 176 111. 192, S. W. 521. o2 N. E. 67. 7 In re Pritchett, 122 App. Div. 8 California. — In re Lowenthal, 61 8, 106 N. Y. S. 847. Cal. 122. 8 In re Bradley, 14 Idaho 784, 96 Colorado. — People v. Campbell, 26 Pac. 208; In re Leonard, 127 App. Div. Colo. 481, 58 Pac. 591. 493, 111 N. Y. S. 905, affirmed 193 N. §§ 841, 842] GEOUNDS FOE DISBARMENT. 1251 held that one who applied for admission in the state of New York on the strength of the fact that he was a member of the bar of Texas, but concealed from the court the fact that he had been disbarred in Virginia, while practicing there under an as- sumed name, will be suspended from practice.® But it seems that the failure of an attorney, in applying for admission to the bar of a sister state, to disclose to the court the fact that disbarment proceedings are pending against him in the state of his former domicile, does not materially aifect his moral character or his right to admission.^" § 841. Unauthorized Acts. — An attorney's general authority is well defined, ^"^ and if he acts without authority, or exceeds his authority, and thereby is guilty of grave unprofessional con- duct, such, for instance, as may result in a perversion of justice, or with serious detriment to his client, he woiild undoubtedly be subject to such disciplinary measure as the court might see fit to exercise in view of the circumstances disclosed.^* Thus where an attorney undertakes, without authority, to act in a divorce pro- ceeding, and to procure a decree of divorce therein, he may be disbarred.'* So, where an attorney, without the authority of the plaintiff, brings an action for personal injuries, and serves plead- ings therein with knowledge of the fact that his alleged client has repudiated his assumed authority, and has refused to allow him to represent her, and to verify the pleadings prepared by him, he is guilty of misconduct for which he may be disbarred.'* § 842. Unauthorized Practice. — In several jurisdictions certain restrictions are placed upon practicing attorneys,'^ and in some instances the failure to comply with regulations of this character amounts to criminal misconduct which, in itself, is Y. 655, 87 N. E. 1121; Dean v. Stone, 12 Clark v. Willett, 35 Cal. 534. 2 Okla. 13, 35 Pac. 578. 18 People v. Huggard, 217 111. 366, 9 In re Marx, 115 App. Div. 448, 75 N. E. 371; Dillon v. State, 6 Tex. 101 N. Y. S. 680. 55. 10 In re Hovey, 1 Cal. App. xviii. l* In re Mendelsohn, 150 App. Div> mem., 81 Pac. 1019. 445, 135 N. Y. S. 438. 11 See supra, §§ 199-283. 15 See supra, §§ 69-71. 1252 GEOUNDS FOE DISBAEMENT. [§ 842 usually a ground for disbarment.*® Thus it is ground for disbar- ment to practice under the name of a firm with which respondent is not connected,*'' or which has ceased to exist.*' So, too, it has been held that an attorney is responsible for the methods adopted 16 See infra, § 853. " In re Gluckr 139 App. Div. 894, 123 N. Y. S. 857. 18 It was contended, in such a case, that, under the provisions of the part- nership law of the state, "the use of a partnership or business name may be continued" where the business con- tinued to be conducted by any of the partners, their assignees or ap- pointees, and that, therefore, the re- spondent was within his rights. But the penal code of the state provided that: "No person or persons shall hereafter carry on or conduct or transact business in this state under any assumed name or under any designation, name or style, corporate or otherwise, other than the real name or names of the individual or indi- viduals conducting or transacting such business, unless such person or persons shall file in the office of the clerk of the county or counties in which such person or persons con- duct, or transact, or intend to con- duct or transact such business, a certificate setting forth the name under which such business is, or is to be, conducted or transacted, and the true or real full name or names of the person or persons conducting or transacting the same, with the post- .office address or addresses of said per- son or persons." In disapproving the respondent's contention, the court said: "It is quite true that the pro- fession of the law is not regarded as a business in a commercial sense, but the organizing of a firm or copartner- ship and the selecting of a, firm name, the practice of the profession there- under and the establishing of a repu- tation and all that pertains thereto gives it the character of business, and it may be that these statutes apply to copartnerships among attorneys in so far as is consistent with their duties to their clients and to the courts under their oaths of office and the provisions of the code with refer- ence to the practice of the profession in their own name or that of a co- partnership to which they belong; . . . and, therefore, when the de- fendant undertook to file a certificate under the provisions of the penal code, selecting a name under which he pro- posed to carry on the practice of the law, he could not thereby evade or nullify the provisions of that section, nor could he nullify the order of the court, by arranging to do for Hummel in his name that which the court has prohibited him from doing himself. The defendant has not shown himself to be a partner, an assignee or an appointee of the firm of Howe & Hum- mel, within the requirements of the partnership law, and he is not now in a position in which he can acquire such a right." In re Kaffenburgh, 188 N. Y. 49, 80 N. E. 570, ajjit-m- ing 115 App. Div. 346, 101 N. Y. S. 507. See also New York Penal Law, § 277; In re Rothschild, 140 App. Div. 583, 125 N. Y. S. 629. § 843] GKOUNDS FOE DISBARMENT. 1253 by a collection association which sends out claims under his name with his knowledge and consent.^' Conduct Contrary to Public Policy. § 843. Unlawful Contracts. — The right of an attorney to enter into contracts for compensation with his client is, in this country, beyond question ; ^^ but it is essential that such contracts should be fair and honest.^ It has also been shown, heretofore, that certain contracts are void or voidable, on grounds of public policy,* and this is particularly true of contracts which disclose champerty, barratry, or maintenance.' In some instances these latter contracts, especially where they provide that an attorney is to pay the costs and expenses of litigation,* or where they con- sist of the purchase of litigious rights,* are deemed not only to be unlawful as a matter of general and statute law, but are also made penal offenses; and, therefore, an attorney who enters into such a contract is guilty of flagrant professional misconduct for which he may be disbarred.* So, where an attorney entered into a conspiracy, with a judge and his former client, to extort money from another by threatening a prosecution for the alienation of the affection of such client's husband, and obtained a large sum of money in pursuance of such conspiracy, which was divided between the parties, the attorney will be disbarred.'' But the fact that an attorney enters into an inequitable contract with his client will not, of itself, constitute ground for disbarment ; ' in- 19 In re Hutson, 127 App. Div. 492, 111 N. Y. S. 731. 20 See supra, § 417. iSee supra, §§ 428-432. 2 See supra, §§ 433-438. 3 See supra, §§ 379-399. * See supra, § 389. sSee supra, §§ 395-397. 6 United States. — See Bunel «. O'Day, 125 Fed. 303. Alabama. — State v. Quarles, 158 Ala. 54, 48 So. 499. New York. — In re Bleakly, 5 Paige 311; In re Klatzkie, 142 App. Div. 352, 126 N. Y. S. 842. Pennsylvania. — Maires's Appeal, 189 Pa. St. 99, 41 Atl. 988, 43 W. N. C. 311. Utah.— In re Evans, 22 Utah 366, 62 Pac. 913, 83 Am. St. Rep. 794, 53 L.R.A. 952. Washington. — State v. Martin, 45 Wash. 76, 87 Pac. 1054; State v. Eossman, 53 Wash. 1, 17 Ann. Cas. 625, 101 Pac. 357, 21 L.R.A. ( N.S. ) 821 . And see the two sections following. 7 In re Burke, 9 Ohio Cir. Dee. 350, 17 Ohio Cir. Ct. 315. 8 In re Jones, 29 Utah 333, 81 Pac. 162. 1254 GEOUNDS rOE DISBAEMENT. [§ 844 deed, there may be a recovery on a quantum meruit for services rendered in pursuance of contracts of this character, even though they might have been avoided on grounds of public policy.^ Nor vyill an attorney be disbarred, it seems, merely because he refused to consent to the appointment of a receiver for a railroad unless such proposed receiver would secretly promise to make the at- torney the general manager of such railroad, at least in the absence of proof that the attorney V7as unfitted for the position sought by him.'" Neither is the lending of money at a usurious rate of interest sufficient ground for disbarring an attorney, in absence of circumstance of hardship or oppression.*' § 844. Solicitation of Business Generally. — While a mere effort to procure employment in an honorable vs^ay, and for legitimate purposes, is not a sufficient ground for disbarment, and may not even be censurable,'* it is evident that conduct of this character may be carried to an extent where it will not only de- serve censure, but also disbarment; thus, an attorney has been disbarred where he solicited business by a letter in which he used the following language: "If you go to trial without me in your case, I will bet you, you hang — will bet you the best suit of clothes made.. You had better get busy." " It has also been held that a lawyer may be disbarred where it appears that he employs "runners" to hunt up prospective litigants, and to induce them to come to the lawyer's office and employ him.'* Statutes in some states have declared this rule.'^ 9 See supra, § 438. 99, 41 Atl. 988, 43 W. N". C. 311. See 10 Ex p. Cole, 1 McCrary, 405, 6 also Megulre v. Corwine, 101 U. S. Fed. Cas. No. 2,973. 108, 25 XJ. S. (L. ed.) 899; Alpers v. 11 People V. Wheeler, 259 111. 99, 102 Hunt, 86 Cal. 78, 24 Pae. 846, 21 Am. N. E. 188. St. Rep. 17, 9 L.R.A. 483; In re 1^ See Vocke v. Peters, 58 111. App. Welch, 156 App. Div. 470, 141 N. Y. S. 338. 381; Ingersoll v. Coal Creek Coal Co. 13 In re Hittson, 15 N. M. 6, 99 117 Tenn. 263, 10 Ann. Cas. 829, 98 Pac. 689. See also In re Aldrich, S. W. 178, 119. Am. St. Rep. 1003, 9 (Vt.) 86 Atl. 801. L.R.A.(N.S.) 282. And see the pre- Solicitation of business as a de- ceding section, and also the one fol- fense to actions for compensation has lowing, been considered supra, § 562. 15 New York Penal Law, § 274, pro- 14 Appeal of Maires, 189 Pa. St. vides that an attorney must be re- § 845] GEOUNDS FOE DISBAEMENT. 125£ § 845. Solicitation by Advertisement. — The solicitation of legal business by attorneys by advertising therefor in jjublic news- papers, other than by the insertion of a mere card showing the address of an attorney, has been condemned, and where such ad- vertisement is for improper purposes, or false, deceptive, or mis- leading, it is misconduct for which disbarment is a proper punish- ment. Thus, where an attorney, under the disguise of carrying on a real estate business, manipulates a scheme to defraud the general public by advertisements inserted in the public press, he will be disbarred.'^ A most reprehensible feature of the solicita- tion of business by attorneys is to be found in those advertise- ments which solicit clients to bring divorce suits; such advertis- ing is prohibited in some states by statute, and also made a ground for disbarment ; and it would seem that a like result would follow from the insertion of such advertisements irrespective of statutory moved from office if he shall "by him- self, or by or in the name of another person, either before or after action brought, promise or give, or procure to be promised or given, a, valuable consideration to any person, as an in- ducement to placing, or in considera- tion of having placed, in his hands, or in the hands of another person, a de- mand of any kind, for the purpose of bringing an action thereon, or of representing the claimant in the pur- suit of any civil remedy for the re- covery thereof. But this subdivision does not apply to an agreement be- tween attorneys and counselors, or either, to divide between themselves the compensation to be received." See Irwin V. Curie, 171 N. Y. 409, 64 N. E. 161, 58 L.E.A. 830, reversing 56 App. Div. 514, 67 N. Y. S. 380; Hirshbach r. Ketchum, 5 App. Div. 324, 39 N. Y. S. 291 ; Matter of Hirshbach, 72 App. Div. 79, 76 X. Y. S. 117; Hirshbach V. Ketchum, 79 App. Div. 561, 80 N". Y. S. 143; Hirschbach r. Ketchum, 84 App. Div. 258, 82 N. Y. S. 739, affirm- ing 40 Misc. 306, 81 N. Y. S. 957; Matter of Clark, 108 App. Div. 150, 95 N. Y. S. 388, affirmed 184 N. Y. 222, 77 N. E. 1, petition for reinstate- ment denied 128 App. Div. 348, 112 N. Y. S. 777; Matter of Shay, 133 App. Div. 547, 118 N. Y. S. 146, affirmed 196 N. Y. 530, 89 N. E. 1112. A Washington statute provides that any attorney who seeks or obtains em- ployment to prosecute or defend in any suit or case at law or in equity by means of personal solicitation of such employment for him, or who, by himself or another, seeks or obtains such employment by giving to the person from whom the employment is sought, money or any other thing of value, shall be deemed guilty of barratry, and shall be disbarred, in addition to other penalties prescribed thereby. State v. Eossman, 53 Wash. 1, 17 Ann. Gas. 625, 101 Pac. 357, 21 L.R.A.(N.S) 821. 16 In re Wilson, 79 Kan. 450, 100 Pac. 75. And see the preceding sec- tion. 1256 GROUNDS FOE DISBARMENT. [§ 845 authority therefor," the courts not being confined, as a general rule at least, to the statutory grounds for disbarment.*' Thus, an advertisement reading, "Loyal, wealthy attorney guarantees, family freedom in a month; no advance costs; witnesses quietly volunteered," has been held to be a sufficient ground for disbar- ment.*' In another case where an advertisement read, "Divorces- legally obtained for incompatibility, etc. Eesidence unnecessary. Fee after decree. Address P. O. box 1037, Chicago, 111.," the court, in entering the order of disbarment, said : "Such shameless, effrontery has never before, to our knowledge, been manifested by any member of this or any other bar, and it should stigmatize their author with enduring shame and contumely. These adver- tisements are not only a libel upon the courts of justice of this- state, but are false in themselves, and put forth to the public by- one who would not place his name to them. Wo high-minded,, honorable member of our noble profession, in this or in any other state, so demeans himself, nor does any member of it, jealous of his own honor, and duly appreciating his relations to the profes- sion and to the courts, so conduct" himself.^" In the case of a fi.rst delinquency of the character under consideration, the fact that the advertisement was discontinued upon the complaint of the bar association may be considered by the court in mitigation^ of punishment.' Misconduct as Official. § 846. Misconduct as Judge. — It has been held that one- may be disbarred as ar. attorney even though, when the proceed- ings were instituted, he was a judge of a court of record ; thus, a judge may be disbarred where he undertakes to exercise the duties, of his office clearly contrary to statute, and to further his desires and purposes as an attorney, and not as a judge.^ So, a justice- IT People V. MacCabe, 18 Colo. 186, 18 See supra, § 759. 82 Pac. 280, 36 Am. St. Kep. 270, 19 » People v. Smith, 200 111. 442, 66 L.R.A. 231 ; People v. Taylor, 32 Colo. N. E. 27, 93 Am. St. Rep. 206. 250, 75 Pae. 914; People v. Propper, 2» People v. Goodrich, 79 111. ]48. 220 111. 455, 77 N. E. 208; In re l In re Sehnitzer, 33 Nev. 581, 112" Schnitzer, 33 Nev. 581, 112 Pac. 848, Pac. 848, 33 L.E.A.(N.S.) 941. 33 L.R.A.(N.S.) 941; Reno Bar Ass'n 2In re Breen, 30 Nev. 164, 93 Pac. V. Secular, 34 Nev. 313, 123 Pac. 13. 997, 17 L.R.A.(N.S.) 572; In re- § 847] GEOUNDS FOE DISBAEMENT. 1257 of the peace lias been disbarred for misconduct in the performance of his judicial duties.' But where a candidate for the office of judge gave a written promise of appointment to a friend to be handed to an office-seeker in the event of the candidate's election, the friend being charged to accept no money therefor, and such money was accepted under the belief that the said office-seeker would injure the candidate, but was returned after the election, it was held that the transaction did not warrant the candidate's disbarment.* On the other hand, it has been held that a judge may not be disbarred because of the fact that he practiced law, contrary to statute, while occupying his judicial position, ° be- cause the oifense was that of a judge and not of an attorney.® § 847. Misconduct as District Attorney. — So, the court may suspend or disbar an attorney for misconduct in connection with his duties as a prosecuting officer,' and this is true although he is also subject to impeachment by the state.' Thus, a prose- cuting attorney may be disbarred for gross infidelity to his trust.* So, the refusal or neglect of a district attorney to prosecute per- sons charged with the commission of a crime, will justify his dis- barment.** And where a prosecuting officer receives sums of money as a consideration for refraining from enforcing the penal laws of the state, he will be disbarred. *' So, in some jurisdictions, disbarment may be justified where it appears that the partner of a prosecuting officer defended criminals in the interest of the Dellenbaugh, 9 Ohio Cir. Dec. 325, 17 "> In re Norris, 60 Kan. 649, 57 Pae. Ohio Cir. Ct. 106. See also In re 528; In re Jones, 70 Vt. 71, 39 Atl. Dellenbaugh, 9 Ohio Cir. Dec. 380, 17 1087. Ohio Cir. Ct. 302; State v. Martin, 45 8 In re Jones, 70 Vt. 71, 39 Atl. Wash. 76, 87 Pac. 1054. 1087. 8 In re Hobbs, 75 N. H. 285, 73 Atl. 9 In re Jones, 70 Vt. 71, 39 Atl. 303. 1087; State v. Hays, 64 W. Va. 45, 4 People V. Goddard, 11 Colo. 259, 61 S. E. 355. 18 Pac. 338. IC In re Voss, 11 N. D. 540, 90 N. W. 5 Baird v. Justice's Court, 11 Cal. 15. App. 439, 105 Pac. 259; In re Silkman, " People v. Anglim, 33 Colo. 40, 78 88 App. Div. 102, 84 N. Y. S. 1025. Pac. 687; In re Simpson, 9 N. D. 379, And see also supra, § 71. 83 N. W. 541. 6 Baird v. Justice's Court, 11 Cal. App. 439, 105 Pac. 259. 1258 GEOUNDS rOE DISBAEMENT. [§ 848 firm; but the fact that the district attorney occupies the same office with another attorney, and is associated with him in civil business, and that such other attorney has been retained to defend persons accused of crime in the courts wherein the district at- torney officiates, does not justify the disbarment of the latter.** Misconduct which will justify disbarment of a district attorney, it has been said, is such as shows him to be unworthy of the public confidence, and unfit to be trusted with professional duties.*' And in one case disbarment was ordered for a crime wholly ■discon- nected with professional duty.** A district attorney will not be disbarred merely because he has undertaken to conduct a civil case in the interest of the prosecuting witness in a criminal case based on the same state of facts ; *° and this is especially true where, prior to trial or judgment in the civil case, he withdraws therefrom.** § 848. Misconduct as Notary Public. — There seems to be no question as to the right of the court to disbar an attorney who, as a notary public, has been guilty of misconduct; *'' such as falsely certifying *' or antedating *® an affidavit. In another case, however, where an attorney, as a notary, falsely certified that certain persons appeared before him, when in fact they did not do so, and it further appeared that there was no motive or inten- tion to do wrong, or to injure any one, on the part of the attor- ney, it was held that he was guilty of an offense which would warrant his disbarment, and was severely censured therefor, but, 12 In re Disbarment of Lyons, 162 16 In re Johnson, 27 S. D. 386, 131 Mo. App. 688, 145 S. W. 844. And N. W. 453. see also supra, § 71. "See People v. Hahn, 197 111. 137, 13 State V. Hays, 64 W. Va. 45, 61 64 N. E. 342 ; New York Bar Assoc. S. E. 355. See also In re Disbarment v. Chappell, 131 App. Div. 69, 115 of Lyons, 162 Mo. App. 688, 145 N. y. S. 868. S. W. 844 . 18 state v. Finn, 32 Ore. 519, 52 14 Unlawful sale of liquor. Un- Pac. 756, 67 Am. St. Rep. 550; In re derwood v. Com., 105 S. W. 151, 32 Hopkins, 54 Wash. 569, 103 Pac. 805. Ky. L. Rep. 32. lain re Arctander, 26 Minn. 25, 1 15 In re Johnson, 27 S. D. 386, 331 N. W. 43. N. W. 453. See also In re Disbar- ment of Lyons, 162 Mo. App. 688, 145 S. W. 844. § 849] GROUNDS I'OE DISBAKMENT. 1259 because of the mitigating circumstances, he was not further disci- plined.*" To the objection that notarial misconduct was outside the scope of the attorney's professional relations/ the court in one case said tersely: "What the respondent did as notary public he as attorney at law procured himself to do. As respects the point that this procurement was in his professional capacity, the case in principle is in no respect different from what it would have been if he had procured some other notary public to do what he procured himself to do." * Misconduct outside Scope of Professional Relations. § 849. Generally. — The power of the court to disbar an , attorney is not limited to those cases or instances of misconduct wherein he has been employed, or has acted, in a professional ca- pacity ; ^ but, on the contrary, this power may be exercised where an attorney's misconduct, outside the scope of his professional relations, shows him to be an unfit person to practice law.* Thus, 80 In re Barnard, 151 App. Div. 580, 136 N. Y. S. 185. iSee also infra, §§ 849-852. 2 In re Arctander, 26 Minn. 25, 1 N. W. 43. SEe Blake, 3 El. & El. 34, 107 E. C. L. 34; Re Hill, L. E. 3 Q. B. (Eng.) 543 (where the accused attorney was acting as clerk for a firm of attor- neys) ; In re Eadford, 168 Mich. 474, 134 ST. W. 472. See also Ex p. Stein- man, 95 Pa. St. 220, 40 Am. Eep. 637, reversing 8 W. N. C. 296, and cases in the following notes. 1 In re Haymond, 121 Cal. 385, 53 Pac. 899; In re Eadford, 168 Mich. 474, 134 N. W. 472; In re Percy, 36 N. Y. 651 ; In re Alexander, 137 App. Div. 770, 122 N. Y. S. 479; In re Hey- mann, 156 App. Div. 73, 140 N. Y. S. ]065; State v. MeClaugherty, 33 W. Va. 250, 10 S. E. 407. In New York it was once held that an attorney could not be disbarred for ■a, non-indictable offense committed in his private capacity. State Bank i'. Stryker, 1 Wheel. Crim. 330 (draw- ing two checks upon banks where he had no account, one of the checks be- ing paid by the bank upon which it was drawn). It was also held that an attorney could not be disciplined for misconduct in his private capacity as a, party to an action, because the law prescribed other and different punishments for his acts and because he had already been punished for eon- tempt and he could not be punished again for the same offense. In re Post, 4 Silvernail, 248, 7 N. Y. S. 438. But the latter decision disre- gards the settled rules that disbar- ment is not intended as punishment, and that an attorney may be dis- barred upon his conviction of a crime (see infra, §§ 763, 856 et seq.), or for contempt (see infra, § 792) ; and even before that decision the court of 1260 GROUNDS FOE DISBAEMENT. [§ 84J> where an attorney, while acting as an executor, neglected to file his account in accordance with an order of the probate court,, and sought to deceive the court, and defraud persons interested in the estate, his conduct constitutes a sufficient ground for his disbarment.* It has also been held that untrue statements made by an attorney, without probable cause, in a public speech, charging others with- burning specific property, must be weighed by the court in determining whether he should be disbarred, especially when coupled with other misconduct.* So, an attorney may be disbarred for the commission of crime, even though such crime is not connected with his profes- sional duties, or the performance thereof.' In cases of this char- acter, however, it must appear that the misconduct charged against the attorney is of such a nature as to evince a lack of' those qualities which are essential qualifications of an attorney.* appeals had expressly overruled the contention that general bad character or misconduct outside of a professional relation was not ground for disbar- ment (Percy's Case, 36 N. Y. 651, 653, 654) ; and that court later sustained the disbarment of an attorney for misconduct as a party plaintiff in an action, although it would seem that his acts were criminal. Ryan v. Opdyke, 143 N. Y. 528, 38 N. E. 963. Still later the appellate division dis- barred an attorney for misappropriat- ing the proceeds of checks entrusted to him for collection, though his act was clearly criminal, and the money was apparently received by him other- wise than In his professional capacity. New York Bar Assoc, v. Chappell, 131 App. Div. 69, 115 N. Y. S. 868. In a subsequent case the same court said: "Attorneys who are guilty of fraud and deceit in their relations with others, even in their private transactions, should not be allowed to escape discipline when the utmost good faith and highest degree of hon- esty is required from members of the profession." Matter of Alexander, 137 App. Div. 770, 122 N. Y. S. 479.. See also Matter of Langslow, 167 N, Y. 314, 320, 60 N. E. 590. Under a. recent statute (Laws of 1912, ch. 253, amending judiciary law, § 88), the power of the court to discipline an attorney who has been guilty of "pro- fessional misconduct, malpractice,, fraud, deceit, crime or misdemeanor, or of any conduct prejudicial to the administration of justice,'' may be exercised whether in the performance of the act he was acting as attorney for himself or for another. Matter of Heymann, 156 App. Div. 73, 14» N. Y. S. 1065. B In re Radford, 168 Mich. 474, 134 N. W. 472. 8 In re Evans, 94 S. C. 414, 78 S. E. 277. 7 See infra, § 854. 8 Ex p. Wall, 107 U. S. 306, 2 S. Ct.. 569, 27 U. S. (L. ed.) 552; People v. Humbert, 51 Colo. 60, 117 Pac. 139; Underwood v. Com. 105 S. W. 151, 32: § 850] GROUNDS rOE DISBARMENT. 1261 Merely discreditable acts, if not infamous and not connected with an attorney's duties, will not give the court jurisdiction to strike him from the roll.' Since it is presumed that, upon the admission of an attorney to the bar, the court inquired into his character, charges of misconduct in transactions occurring before he was admitted to the bar should not be considered in proceedings for his disbarment,"^" though if such misconduct is so serious that, if it had been disclosed, it would have prevented his admission, it may constitute grounds for his disbarment.*^ § 850. Moral Delinquency. — As proof of a good moral char- acter is an indispensable requisite for admission to the bar,'^ the continued possession thereof is equally essential,'' and an attorney may be disbarred for misconduct, professional or nonprofes- sional,'* which shows that he has forfeited his claim thereto.'* But, in order to warrant the revocation of an attorney's license Ky. L. Rep. 32; In re Post, 54 Hun 634 mem., 7 N. Y. S. 438; State v. Byrkett, 4 Ohio Dec. 89 ; Ex p. Stein- man, 95 Pa. St. 220, 40 Am. Rep. 637, reversing 8 W. N. C. 296. 9 In re Dickens, 67 Pa. St. 169, 5 Am. Rep. 420; State v. McClaugh- erty, 33 W. Va. 250, 10 S. E. 407. An accusation whicli charges an at- torney with liaving accepted payment to procure a confession from one ac- cused of murder, while his trial was pending, for publication in a news- paper, with the understanding that such confession would be attested by the judge and the district attorney, which scheme, however, was not car- ried out, is not ground for disbarment, the attorney not having been counsel for the prisoner. In re Haymond, 121 Cal. 385, 53 Pac. 899. An attorney who is also the editor ■of a newspaper cannot be disbarred for a misrepresentation of facts, appear- ing in his newspaper, and connected •with the trial of a cause in the court in which he practices. In re Greevy, 4 W. N. C. (Pa.) 308. IC In re Evans, 94 S. C. 414, 78 S. E. 277. 11 In re Platz, (Utah) 132 Pac. 390; Dormenon's Case, 1 Mart. 0. S. (La.) 129, in which case the fact that an attorney before his admission had been engaged in aiding and heading a murderous insurrection of slaves, was held to be a sufficient ground for striking his name from the roll. And see In re Elliott, 18 S. D. 264, 100 N, W. 431. See §§ 839, 840. 12 See supra, % 34. 13 Underwood v. Com., 105 S. W. 151, 32 Ky. L. Rep. 32, and cases in the following notes. 1* Bar Ass'n of Boston v. Green- hood, 168 Mass. 169, 46 N. E. 568; In re Radford, 168 Mich. 474, 134 N. W. 472. 15 In re Wall, 13 Fed. 814; In re Boone, 83 Fed. 944; State v. Mosher, ]28 la. 82, 5 Ann. Cas. 984, 103 N. W. 105; State v. Kohrig, (la.) 139 N. W. 1262 GEOTJNUS FOE DISBAEMENT. [§ 851 for want of a good moral character, his moral delinquencies must be such as to unfit him for the proper discharge of the trust re- posed in him; thus, it must appear that he is lacking in common honesty,'* or veracity." It is not necessary, however, that the at- torney should have been guilty of a contempt, or a crime ; '' but it will be sufficient if he has been guilty of unprofessional conduct involving moral turpitude,'* and this is especially true where he has manifested no regret therefor.^" "There is no class of men among whom moral delinquency is more marked and disgraceful than among lawyers. Among merchants, so many honest men become involved through misfortune that the rogue may hope to take shelter in the crowd and be screened from observation. Not so the lawyer. If he continues to seek business, he must find his employment in lower and still lower grades ; and will soon come to verify and illustrate the remark of Lord Bolingbroke that, 'the profession of the law, in its nature the noblest and most beneficial to mankind, is in its abuse and abasement the most sordid and pernicious.' " ' § 851. Extent of Rule as to Moral Delinquency. — To war- rant the removal of an attorney for moral delinquency, it must appear that he is unfit and unsafe to be trusted with the duties 908; In re Smith, 73 Kan. 743, 85 Laughlin, 10 Mo. App. 1. See also In Pac. 584 ; Bar Ass'n of Boston v. re Percy, 36 N. Y. 651. Greenhood, 168 Mass. 169, 46 N. E. 18 Baker v. Com., 10 Bush (Ky.) 568; In re Percy, 36 N. Y. 651. 592; State w. Root, 5 N. D. 487, 67 N. 16 See the two sections following. W. 590, 57 Am. St. Eep. 568 ; In re 17 State V. Mosher, 128 la. 82, 5 Thatcher, 80 Ohio St. 492, 89 N. E. 39. Ann. Cas. 984, 103 N. W. 105 ; State v. 19 In re Eadford, 168 Mich. 474, Byrkett, 4 Ohio Dec. 89. 134 N. W. 472; In re Percy, 36 N. Y. It would be monstrous to say that 651; In re Marsh, (Utah) 129 Pac. one whose character for truth and 411. veracity is so utterly gone that no one 20 In re Radford, 168 Mich. 474, would believe him on oath, should re- 134 N. W. 472. main an officer of a court of record, l In re Radford, 168 Mich. 474, 134 having special access to, its files and N. W. 472, quoting from Sharswood's records, and great facilities for de- Essay on Professional Ethics, pp. 170, ceiving the court and obstructing the 171. See also Law Lectures by Shars- administration of justice. State v. wood, pp. 29, 30. § 851] GROUNDS FOE DISBABMENT. 1263 and responsibilities of the legal profession.^ And it has been said that an attorney may be so unfitted by a series of unprofessional acts which show him to be unworthy of the confidence of the mem- bers of the bar, and which are disgraceful to himself as a man.* But "it is not for every moral offense which may leave a stain upon character that courts can summon an attorney to account. Many persons, eminent at the bar, have been chargeable with moral de- linquencies which were justly a cause of reproach to them; some have been frequenters of the gaming table, some have been dis- solute in their habits, some have been indifferent to their pecuniary obligations, some have wasted estates in riotous living, some have been engaged in broils and quarrels disturbing the public peace; but for none of these things could the court interfere and summon an attorney to answer, and if his conduct should not be satisfac- torily explained, proceed to disbar him. It is only for that moral delinquency which consists in a want of integrity and trustworthi- ness, and renders him an unsafe person to manage the legal busi- ness of others, that the courts can interfere and summon him be- fore them." * "What is a good moral character ?" asks the court in another case. "If judges would permit themselves to go into the vast domain of morals and require lawyers, practicing in their courts, to conform to their ideas of the standard of morals neces- sary to be maintained by attorneys at law, what man would be safe from the annoyance or possible disgrace of disbarment pro- ceedings ? The drinking of intoxicating liquors, the playing of games of chance, betting on horse races or elections, the use of profane language, and many other vices are deemed moral or immoral, as they conform to or fall short of the standard of morals adopted by individuals. By what standard is the moral character of an attorney to be judged? Is it to be at the mercy of the whims and prejudices of the courts of this state, who can travel at will through the field of morals in passing judgment upon their fellow-men ? Certainly no such condition was ever contem- S State V. Mosher, 128 la. 82, 5 Ann. s Dickens's Case, 67 Pa. St. 169, 5 Cas. 984, 103 N. W. 105; Baker i: Am. Kep. 420. Com., 10 Bush (Ky.) 592; State v. « Ex p. Wall, 107-11. S. 306, 2 S. MeClaugherty, 33 W. Va. 250, 10 S. Ct. 569, 27 U. S. (L. ed.) 552. E. 407. 1264 GEOUM'DS FOE DISBARMENT. [§§ 852, 853 plated. In the opinion of the court, the 'good moral character' required to be possessed by an attorney at law has relation only to his character for integrity and honesty; it embraces only those moral traits of integrity and honesty which fit him to transact faithfully and honestly the business of an attorney at law." * It would be carrying the doctrine too far to hold that an attorney must be free from every vice, and to strike him from the roll of attorneys because he may indulge in irregularities affecting to some extent his moral character, but not affecting his personal or professional integrity.® § 852. Dishonesty. — It is generally conceded, where moral delinquency is recognized as a ground for disbarment, that the want of common honesty in an attorney constitutes such a delin- quency.'' Thus, where an attorney receives money under an em- ployment in a business transaction, and not professionally, his wrongful detention thereof constitutes a sufficient ground for his disbarment.' So, an attorney may be disbarred where he re- ceives money in his official capacity, for a certain purpose, with the intention of converting the same to his own use, and thereby frustrating the purpose of the payer.' Criminal Misconduct. § 853. Generally. — While the commission of crime will, as a rule, afford sufficient ground for the disbarment of an attorney," 5 state V. Byrkett, 4 Ohio Dec. 89. [n re Moore, 76 N. H. 227, 81 Atl. 703. And see to the same effect Dickens's New York. — In re Titus, 66 Hun Case, 67 Pa. St. 169, 5 Am. Rep. 420. 632 mem., 21 N. Y. S. 724 ; New York 6 State V. McClaugherty, 33 W. Va. Bar Assoc, v. Chappell, 131 App. Div. 250, 10 S. E. 407. 69, 115 N. Y. S. 868; In re Pascal, "> Illinois. — People v. Salomon, 184 146 App. Div. 836, 131 N. Y. S. 823. III. 490, 56 N. E. 8] 5. Oftjo.— State v. Byrkett, 4 Ohio loiea. — State v. Mosher, 128 la. 82, Dec. 89. 5 Ann. Gas. 984, 103 N. W. 105. 8 In re Wilson, 79 Kan. 674, 17 Ann. Michigan. — In re Radford, 168 Cas. 690, 300 Pac. 635, 21 L.R.A. Mich. 474, 134 N. W. 472. (N.S.) 517; New York Bar Assoc, ti. New Hampshire.— In re Delano, 58 Chappell, 131 App. Div. 69, 115 N. Y. N. H. 5, 42 Am. Kep. 555; In re S. 868. Hobbs, 75 N. H. 285, 73 Atl. 303; In 9 In re Orwig, 31 Leg. Int. (Pa.) 20. re Allen, 75 N. H. 301, 73 Atl. 804; 10 See infra, §§ 854-864. § 854] GEOUNDS FOE DISBAEMENT. 1265 especially when there has been a conviction thereof,** it is not necessary that crime should be committed in order to warrant the revocation of a license to practice law; *^ indeed, dis- barment may be ordered for misconduct for which an attorney is not subject even to a civil liability.*' Nor, on the other hand, will disbarment proceedings be prevented because of the fact that one guilty of crime is also subject to punishment for his violation of the penal laws,** for the purpose of disbarment proceedings is to rid the bar of an unworthy member, not to punish him.** § 854. Nature of Crime Warranting Disbarment. — In most jurisdictions the fact that an attorney has committed a crime, the nature of which is inconsistent with a continuance of that good moral character which is required on admission to the bar, will constitute a sufficient ground for disbarment,*^ and this is especially true where there has been a trial and conviction.*'' Thus, an attorney may be disbarred for any infamous crime,*' as, for instance, perjury or subornation of perjury,** forgery,^" larceny,* 11 See infra, § 860. 12 In re Wall, 13 Fed. 814; In re Boone, 83 Fed. 944; In re Harden- brook, 135 App. Div. 634, 121 N. Y. S. 250, affirmed 199 N. Y. 539, 92 N. E. 1086; In re Thatcher, 80 Ohio St. 492, 89 N. E. 39. 13 In re Boone, 83 Fed. 944. 14 In re Danford, 157 Cal. 425, 108 Pac. 322. 15 See supra, §§ 760, 761. 16 Ex p. Cole, 1 McCrary 405, 6 Fed. Cas. Jfo. 2,973; Ex p. Steinman, 95 Pa. St. 220. 40 Am. Eep. 637, revers- ing 8 W. N. C. 296 dictum; In re Hirst, 1 W. N. C. (Pa.) 18; In re Elliott, 18 S. D. 264, 100 N. W. 431. "See infra, § 860. 18 State Bank r. Stryker, 1 Wheel. Crim. (N. Y.) 330. 19 People V. Brown, 218 111. 301, 75 N. E. 907; In re Lamb, ]05 App. Div. 462, 94 N. Y. S. 331; In re Joseph, Attys. at L. Vol. II.— 80. 135 App. Div. 589, 120 N. Y. S. 793; State V. Holding, 1 McCord L. (S. C.) 379. And see also supra, §§ 818- 827. ^ti Colorado. — People v. Walkey, 26 Colo. 483, 58 Pac. 591. Indiana. — Ex p. Walls, 64 Ind. 461. Kentucky. — Nelson v. Com., 128 Ky. 779, 109 S. W. 337, 16 L.E.A.(N.S.) 272, 33 Ky. L. Eep. 143. Montana. — In re Thresher, 33 Mont. 441, 8 Ann. Cas. 845, 84 Pac. 876, 114 Am. St. Eep. 834. Hew York. — In re Eosenthal, 137 App. Div. 772, 122 N. Y. S. 471; In re Pascal, 146 App. Div. 836, 131 N. Y. S. 823. Oregon. — Ex p. Kindt, 32 Ore. 474, 52 Pac. 187. 1 People V. Manns, 28 Colo. 83, 62 Pac. 840; People v. Schiutz, 181 111. 574, 54 N. E. 1011; In re Kenney, 155 App. Div. 890, 140 N. Y. S. 314. 1266 GEOUIVDS FOE DISBAEMENT. [§ 855 conspiracy,* or embezzlement.' So, disbarment may be ordered as against an attorney who participates in a lynching,* massacre,* riot,® or duel ; '' or who aids in the escape of a convict.* And disbarment has been ordered, in some instances, for a violation of the provisions of the bankruptcy law,' false pre- tenses," bribery," keeping a bawdy house, ^* the unlawful sale of intoxicating liquor,^* and other misdemeanors.** Even nonindict- able offenses may constitute ground for disbarment.** Nor is it material whether a criminal offense which is alleged as a ground for disbarment, was committed in connection with matters in which the attorney was acting in a professional capacity, or not.** § 855. Blackmail. — An attorney should not abuse either his authority or the process of the court," and where, whether in his client's affairs or his own, he is guilty of blackmail, or an attempt to blackmail, he will be disbarred.*' Thus where an attorney, who « In re Burke, 9 Ohio Cir. Dec. 350, 17 Ohio Cir. Ct. 315. 3 In re Thresher, 33 Mont. 441, 8 Ann. Cas. 845, 84 Pac. 876, 114 Am. St. Rep. 834; In re Simpson, 9 N. D. 379, 83 N. W. 541. And see also supra, §§ 804-806. 4 Ex p. Wall, 107 U. S. 265, 2 S. Ct. 569, 27 U. S. (L. ed.) 552, 27 Alb. L. J. 406, 5 Ky. L. Rep. 2, affirming 13 Fed. 814, 27 Alb. L. J. 91. 6 In re Dormenon, 2 Wheel. Crim. (N. Y.) 344. Bin re Wall, 13 Fed. 814; In re Jones, 12 Pa. Co. Ct. 229, 2 Pa. Dist. Ct. 538. T Smith V. State, 1 Yerg. (Tenn.) 228. 8 State V. Burr, 19 Neb. 593, 28 N. W. 261. 9 In re Naphtaly, 14 Cent. L. J. (Cal.) 96; In re Joseph, 135 App. Div. 58&, 120 N. Y. S. 793. 10 People V. Ford, 54 111. 520 ; In re Weed, 26 Mont. S07, 68 Pac. 1115. "In re 0'Conn^U, 174 Mass. 253, 53 N. E. 1001, 54 N. E. 558; In re Wellcome, 23 Mont. 213, 58 Pac. 47; Matter of Boland, 127 App. Div. 746, 111 N. Y. S. 932. 12 In re Marsh, (Utah) 129 Pac. 411. 13 Underwood v. Com., 105 S. W. 151, 32 Ky. L. Rep. 32. 14 N. Y. Penal Law, § 273. In re Wellcome, 23 Mont. 450, 59 Pac. 445. The loords "misdemeanor in his pro- fessional capacity," in the statute relating to attorneys, do not mean of- fenses punishable by fine and impris- onment in the county jail, but merely professional misbehavior. In re Bow- man, 7 Mo. App. 569. IBU. S. V. Porter, 2 Cranch (C. C.) 60, 27 Fed. Cas. No. 16,072. Compare In re Stryker, 1 Wheel. Crim. (N. Y.) 330. 16 In re Wellcome, 23 Mont. 140, 58 Pac. 45. "See supra, § 817. 18 In re Coffey, 123 Cal, 522, 56 Pac. 448; People v. Varnum, 28 Colo. 349, § 856] GKOUNDS FOE DISBAUMENT. 1267 was employed to prosecute an unliquidated claim for a contingent fee, wrote to the defendant under an assumed name, and threat- ened him with a prosecution for perjury, it was held that the fact that he was employed as attorney in the cause, was no defense to a charge of blackmail.^' So, where an attorney for a deserted wife wrote letters to the husband implying that if he did not pay certain money and turn over certain property to the wife, and induce his paramour, with whom, it was claimed, he was living in another state in adultery, to secure the dismissal of certain civil proceedings on a note given by the husband to such paramour, criminal proceedings would be instituted against them, and they would be extradited and tried, it was held that such acts con- stituted extortion, without reference to the justness of the wife's claim or the attorney's intention, requiring the attorney's suspen- sion from practice.^" It is also blackmail, for which disbarment will be ordered, for an attorney to threaten a former client with a prosecution for the violation of the laws of the state, which would tend to disgrace him, unless he paid to the attorney a cer- tain sum claimed for services.^ § 856. Conviction of Crime as Ground for Disbarment. — A conviction of crime is usually considered a sufficient ground for disbarment ; * and one convicted of crime in a federal court, may 64 Pae. 202; In re Sherin, 28 S. D. from the roll if convicted of felony, 420, 133 N. W. 701, modifying 27 S. or of a, misdemeanor involving want D. 232, Ann. Cas. 1913D 446, 130 IST. of integrity, even though the judg- W. 761. See also In re Huston, 127 ment be arrested or reversed for er- App. Div. 492, 111 N. Y. S. 731. ror; and also (without a previous 19 People V. Wickes, 112 App. Div. conviction) if he is guilty of gross 39, 20 N. Y. Crim. 9, 98 N. Y. S. 163. misconduct in his profession, or of 20 In re Sherin, 27 S. D. 232, Ann. acta which, though not done in his Cas. 1913D 446, 130 N. W. 761. professional capacity, gravely affect 1 People V. Barnum, 28 Colo. 349, 64 his character as an attorney; but in Pae. 202. the latter case, if the acts charged are 2 In re Coffey, 123 Cal. 522, 56 Pae. indictable, and are fairly denied, the 448; Walker v. Com., 8 Bush (Ky.) court will not proceed against him 86; In re Kirby, 10 S. D. 414, 73 N. until he has been convicted by a jury, W. 907, 39 L.R.A. 856. and will in no case compel him to In England the rule seems to be answer under oath to a charge for that an attorney will be stricken which he may be indicted. See 1268 QKOUNDS JTOB DISBARMENT. [§ 856 be disbarred or otherwise disciplined in a state court.' In most jurisdictions the conviction of crime constitutes a statutory ground of disbarment, but, as a rule, statutes of this character are mere- ly declaratory of the law as it existed prior to their enactment.* A confession or plea of guilty is, of course, the equivalent of a conviction by jury." As to the nature of the crime conviction of which will warrant disbarment, in the absence of a statutory enu- meration, it would seem that it must tend to show that one who is guilty thereof is unfitted to occupy the office of an attorney at law.* In most instances, however, where conviction is made a statutory ground for disbarment, the statutes specify particular crimes, or designate a classification thereof, which shall constitute a suffi- cient cause for removal. Thus, it is commonly provided that an attorney may be disbarred where he has been convicted of a fel- ony,'' or of treason,* or of any other crime involving moral turpi- Anonymous, 3 N. & P. 389 ; Matter of , 5 B. & Ad. 1088, 27 E. C. L. 275 ; Stephens V. Hill, 10 M. & W. 28 ; Matter of King, 8 Q. B. 129, 55 E. C. L. 129; Matter of Garbett, 18 C. B. 403, 86 E. C. L. 403; Matter of Blake, 3 El. & El. 34, 107 E. C. L. 34; Re Hill, L. E. 3 Q. B. 543; Ex p. , 2 Dowl. 110. 3 In re Kobinson, 140 App. Div. 329, 125 N. Y. S. 193; State v. Biggs, 52 Ore. 433, 97 Pao. 713; In re Kirby, 10 S. D. 414, 73 N. W. 907, 39 L.E.A, 856. 4 See supra, § 759. See also Nelson V. Com., 128 Ky. 779, 109 S. W. 337, 16 L.R.A.(N.S.) 272, 33 Ky. L. Rep. 143. But see In re Darmstadt, 35 App. Div. 285, 55 N. Y. S. 22, in which it was held that the statute was not retroactive so as to preclude the at- torney from showing that the crime involved no moral turpitude. 6 Walker v. Com., 8 Bush (Ky.) 86; Nelson v. Com., 128 Ky. 779, 109 S. W. 337, 16 L.R.A.(N.S.) 272, 33 Ky. L. Rep. 143. But «. demurrer to the evidence, which was not allowable, is not an admission of guilt. In re Ebbs, 150 N. C. 44, 17 Ann. Cas. 592, 63 S. E. 190, 19 L.R.A.(N.S.) 892. 6 See Ex p. Thompson, 32 Ore. 499, 52 Pac. 570, 40 L.R.A. 194. 7 Colorado. — People v. Adams, 26 Colo. 412, 58 Pac. 603; People v. Bryce, 36 Colo. 125, 84 Pac. 816. Kentucky. — Nelson v. Com., 127 Ky. 779, 109 S. W. 337, 16 L.R.A.(N.S.) 272, 33 Ky. L. Rep. 143. Michigan. — In re McCarthy, 42 Mich. 71, 51 N. W. 963. Minnesota. — In re Madigan, 66 Minn. 9, 68 N. W. 1102. New York. — In re E., 65 How. Pr. 171. Oregon. — Ex p. Thompson, 32 Ore. 499, 52 Pac. 570, 40 L.R.A. 194; State V. Biggs, 52 Ore. 433, 97 Pac. 713. South Dakota. — In re Kirby, 10 S. D. 322, 73 N. W. 92, 39 L.E.A. 856, 859. 'Nelson v. Com., 127 Ky. 779, 109 S. W. 337, 16 L.R.A.(N.S.) 272, 33 § 857] GROUNDS FOE DISBARMENT. 1269 tnde.* And it has been held that an attorney may be disbarred where he has been convicted of murder/" forgery/* embezzle- ment/* receiving stolen property/^ sending indecent matter through the mails/* obstructing the administration of justice/* bastardy/* and other crimes punishable by imprisonment ; " and in some instances the conviction of certain crimes works, of it- i^elf, a disqualification and requires disbarment/' § 857. Conviction Involving Moral Turpitude. — It is pro- vided by statute in several jurisdictions that an attorney may be disbarred where he has been found guilty of unprofessional con? duct involving moral turpitude ; *" but misconduct of this charac- Ky. L. Eep. 143; Com. v. Eoe, 129 Ky. 650, 112 S. W. 683, 19 L.R.A.(N.S.) 413. 9 See the following section. le Matter of Patrick, 136 App. Div. 450, 320 N. Y. S. 1006. "Nelson v. Com., 327 Ky. 779, 109 S. W. 337, 16 L.E.A.(N.S.) 272, 33 Ky. L. Eep. 143. 13 People V. Bryce, 36 Colo. 125, 84 Pac. 816. 13 In re Kirby, 10 S. D. 322, 73 N. W. 92, 39 L.E.A. 856, 859. 14 People V. Propper, 220 111. 455, 77 N. E. 208. 15 See supra, §§ 816-838. See also In re Robinson, 140 App. Div. 329, 125 N. Y. S. 193. 16 People V. Propper, 220 111. 455, 77 N. E. 208. Compare State v. Byr- kett, 4 Ohio Dec. 89, 3 Ohio N. P. 28. "In re Niles, 5 Daly (N. Y.) 465, 48 How. Pr. 246. 18 See infra, § 858. 19 United States.— In re Kirby, 84 Fed. 606; U. S. v. Parks, 93 Fed. 414. California. — In re Coffey, 123 Cal. 522, 56 Pac. 448. Idaho. — In re Henry, 35 Idaho 755, 99 Pac. 1054, 21 L.R.A.(N.S.) 207. Montana. — In re Thresher, 33 Mont. 441, 8 Ann. Cas. 845, 84 Pac. 876, 114 Am. St. Eep. 834. ■ Ohio.— In re Thatcher, 80 Ohio St. 492, 89 N. E. 39; In re Dellenbaugh, 9 Ohio Cir. Dec. 325, 17 Ohio Cir. Ct. 106. Oregon. — Ex p. Biggs, 52 Ore. 433, 97 Pac. 713. South Dakota. — In re Kirby, 10 S., D. 322, 73 N. W. 92, 39 L.E.A. 856, 859. Not Cruel or XJwusual Punishment, — A judgment of disbarment upon conviction for a misdemeanor involv- ing moral turpitude, in addition to a fine imposed for the offense, is not cruel or unusual punishment, within the constitutional prohibition. In re Coffey, 123 Cal. 522, 56 Pac. 448. Extent of Discipline. — Under Ore- gon Code, § 1047, authorizing the re- moval or suspension of an attorney on his conviction of any felony or mis- demeanor involving moral turpitude,, of which the record of his convictioa is conclusive evidence, the court may go behind the record of conviction to determine the extent of the discipline to be administered. State v. Mason,. 29 Ore. 18, 43 Pac. 651. ■1270 GROUNDS FOE DISBARMENT. [§ 858 ter would warrant disbarment irrespective of statutory aiithority.*" "Moral turpitude," it has been said, includes everything which is done contrary to justice, honesty, modesty, or good morals.^ Thus, it has been held that an attorney may be disbarred where he has been convicted of attempting to extort money or other prop- erty from another by threats.* Libel is also a misdemeanor which involves moral turpitude, and for which an offender may be dis- barred.* Under a statute which authorized the removal of an at- torney where he had been convicted of a felony or a misdemeanor involving moral turpitude, it was held that the words "felony" and "misdemeanor" were used in their statutory sense, and that the conviction of an offense in a federal court for "conspiracy to suborn perjury" was not conclusive, in a disbarment proceeding, of the commission of an act warranting disbarment, there being no such offense known to the law of the state.* And in another case it was held that a statute which provided for disbarment on con- viction of a crime involving moral turpitude, or for unprofes- sional conduct of the same character, did not provide separate and distinct causes for removal.^ § 858. Conviction as Ipso Facto Disqualification or Dis- barment. — The New York judiciary law provides that "any person, being an attorney and counselor at law, who shall be convicted of a felony, shall, upon such conviction, cease to be an attorney and counselor at law, or to be competent to practice law as such. Whenever any attorney and counselor at law shall be convicted of a felony, there may be presented to the appellate division of the supreme court a certified or exem- plified copy of the judgment of such conviction, and thereupon the name of the person so convicted shall, by order of the court, be stricken from the roll of attorneys." * But, although 20 See supra, § 759. 4 Ex p. Biggs, 52 Ore. 433, 97 Pac. 1 In re Hopkins, 54 Wash. 569, 103 713. Pac. 805. 5 In re Dellenbaugh, 9 Ohio Cir. Dee. 2 In re Coffey, 123 Cal. 522, 56 Pac. 325, 17 Ohio Cir. Ct. 106. 448. And see also supra, § 855. e-^ew York Judiciary Law, §§ 88 3 State f. Mason, 29 Ore. 18, 43 Pac. (3), 477, as amended by L. 1912, 651, 54 Am. St. Rep. 772. And see c. 253. See also In re Kristeller, 154 aIso supra, §§ 788-790. App. Div. 556, 139 N. Y. S. 64. This §§ 859, 860] GROUNDS foe disbaemewt. 1271 the Xew York law also provides that a misdemeanor or other crime shall constitute ground for removal/ a conviction of such crimes does not, of itself, work a disbarment.' A ITorth Car- olina statute provides that an attorney at law must be removed from ofEce "ui^on his being convicted of a crime punishable by imfirisonment in the penitentiary." * § 859. Conviction in Another Jurisdiction. — An attorney lias been disbarred where it appeared that, prior to his admission, Jie had been convicted of embezzlement in another state.^" But it would seem that the mere fact of having been convicted of a crime in another state is not, in itself, necessarily a sufficient ground for disbarment, but that such fact will be considered in connec- tion with the other evidence in arriving at a conclusion ; *^ and dis- barment will not be ordered where the conviction occurred many jears before the respondent's admission to the bar, and it appears that he has led an upright life since that time.^^ And under a Ivorth Carolina statute which provides that the conviction of cer- tain crimes shall work a disbarment,^' it has been held that the ■court is not thereby authorized to disbar an attorney because of his having been convicted of a crime in another state.^* § 860. Necessity of Conviction. — In several jurisdictions it is held that there must be a trial and conviction for criminal mis- statute is mandatory upon the court. 9 P. L. of North Carolina, c. 941. Matter of Patrick, 130 App. Div. 450, See also Matter of Ebbs, 150 N. C. 44, 120 N. Y. S. 1006. 17 Ann. Cas. 592, 63 S. E. 190, 19 The regularity of the proceedings L.K.A. (N.S.) 892. hy which the attorney was convicted in itt People v. Gillmore, 214 111. 569, another court having jurisdiction of 73 N. E. 737, 69 L.R.A. 701. the offense, cannot be attacked in the n People v. Payson, 215 111. 476, 74 disbarment proceedings in the absence N. E. 383. See also People u. Hahn, •of an allegation that the criminal 197 111. 137, 64 N. E. 342; People v. court did not have jurisdiction over Propper, 220 111. 455, 77 N. E. 208; his person or that he was not the per- Smith v. State, 1 Yerg. (Tenn.) 228. son named in the indictment. Matter 13 People v. Coleman, 210 111. 79, of Patrick, 136 App. Div. 450, 120 N. 71 N. E. 693. Y. S. 1006. 1' See the preceding section. TN. Y. Judiciary Law, § 88 (2). 14 In re Ebbs, 150 N. C. 44, 17 Ann. 8 In re Robinson, 140 App. Div. 329, Cas. 592, 63 S. E. 190, 19 L.E.A. 325 N. Y. S. 193. (N.S.) 892. 1272 GEOUNDS FOE DISBAEMENT. [§ 860 conduct before disbarment will be ordered because thereof,** and this is especially true as to those crimes which, although they seri- ously affect the moral character of those who commit them, have- no direct connection with an attorney's practical and immediate relation to the courts ; and in some instances the requirement that there must first be a conviction is confined to crimes of this char- acter,*® the power of the court being limited to a suspension of the attorney until the case may be tried on indictment." But con- viction is frequently rendered necessary because of statutory pro- visions which have been held to require it,*' and it has also been held that such statutes do not deprive the court of any of its inher- 15 California. — People v. Treadwell, 66 Cal. 400, 5 Pac. 686; In re Tilden, 25 Pac. 687. See also Matter of Wyatt, 102 Cal. 264, 36 Pac. 586; In re Delmas, 139 Cal. xix mem., 72 Pac. 402; In re Lowenthal, 37 Pac. 526. Compare Ex p. Tyler, 107 Cal. 78, 40 Pac. 33. Idaho. — In re Tipton, 4 Idaho 513, 42 Pac. 504. Illinois. — People v. Comstock, 176 111. 192, 52 N. E. 67. LotUsiama. — Chevalon IK Schmidt, 11 Rob. 91 ; Turner v. Walsh, 12 Rob. 383. Missouri. — State -v. Foreman, 3 Mo. 602; State v. Gebhardt, 87 Mo. App. 542; Matter of Z., 89 Mo. App. 426. North Carolina. — Ex p. Schenck, 65 N. C. 353; Kane v. Haywood, 66 N. C. 1. South Dakota. — See In re Sherin, 27 S. D. 232, Ann. Cas. 1913D 446, 130 N. W. 761. Virginia. — Ex p. Fisher, 6 Leigh 619. West Virginia. — State v. Hays, 64 W. Va. 45, 61 S. E. 355. 16 United States.— Ex p. Wall, 107 U. S. 265, 2 S. Ct. 569, 27 U. S. (L. ed.) 552, affirming 13 Fed. 814. Illinois. — People v. Allison, 68 111 151. Kentucky. — Beckner v. Com., 126- Ky. 318, 103 S. W. 378, 128 Am. St. Kep. 287. Montana. — See In re Wellcome, 23: Mont. 140, 58 Pac. 45; In re Weed, 26 Mont. 507, 68 Pac. 1115. New Jersey. — ^Anonymous, 7 N. J. L. 162. New York. — Rochester Bar Assoc. V. Dorthy, 152 N. Y. 596, 46 N. E.. 835, affirming 8 App. Div. 611, 41 N> y. S. 1112, 75 N. Y. St. Rep. 1480. North Carolina. — In re Ebbs, 150' N. C. 44, 17 Ann. Cas. 592, 63 S. E., 190, 19 L.R.A.(N.S.) 892. Ohio. — In re Dellenbaugh, 9 Ohio- Cir. Dec. 325; State v. Byrkett, 4 Ohio Dec. 89; Ex p. Bickley, 16 Ohio- Dec. 5G9. Pennsylvania. — Ex p. Steinman, 95 Pa. St. 220, 40 Am. Rep. 637, revers- ing 8 W. N. C. 296. "State V. Gebhardt, 87 Mo. App.. 542; State v. Reynolds, (Mo.) 158 S. W. 671. 18 See the cases cited under the pre- ceding notes ; and see also In re Gran- ger, 15 Nev. 56; State r. Reynolds,. (Mo.) 158 S. W. 671. § 861] GROUNDS FOE DISBARMENT. 1273 ent rights.*' It is not necessary, however, that judgment shall have been entered on the conviction.'" Even in those jurisdictions wherein conviction is not deemed to be a prerequisite to disbar- ment for criminal misconduct,* the court may, should it see fit to do so, withhold action until the matter has been determined in the proper tribunal for the trial of criminal prosecutions, and it usu- ally will do so where the crime charged does not grow out of any act done in a professional capacity.* § 861. Conviction Unnecessary. — But an attorney may be disbarred in most jurisdictions because of criminal misconduct, even though he has not been convicted thereof, where its nature shows him to be unfit to discharge the duties of his ofiice f nor is 19 Ex p. Schenck, 65 N. C. 353. 20 People V. Propper, 220 111. 455, 77 N. E. 208. 1 See the following section. « In re Tipton, 4 Idaho 513, 42 Pae. 504; Morton v. Watson, 60 Neb. 672, 84 N. W. 91 ; In re Newby, 76 Neb. 482, 107 N. W. 850; Ex p. Cowing, 26 Ore. 572, 38 Pae. 1090. 3 United States.— Ex p. Wall, 107 U. S. 265, 2 S. Ct. 569, 27 U. S. (L. ed.) 552, affirming 13 Fed. 814; In re Boone, 83 Fed. 963; U. S. v. Parks, 93 Fed. 414. California.— 'Ex p. Tyler, 107 Cal. 78, 40 Pae. 33; In re Wharton, 114 Cal. 367, 46 Pae. 172, 55 Am. St. Rep. 72; In re Danford, 157 Cal. 425, 108 Pae. 322. Colorado. — People v. Mead, 29 Colo. 344, 68 Pae. 241. Florida. — State v. Finley, 30 Fla. 302, 11 So. 500. Indiana. — Ex p. Walls, 64 Ind. 461. lowu. — Perry v. State, 3 G. Greene 550; State v. Howard, 112 la. 256, 83 N. W. 975. Kansas. — In re Norris, 60 Kan. 649, 57 Pae. 529 ; Matter of Smith, 73 Kan. 743, 85 Pae. 584. Maine. — See Sanborn v. Kimball, 64 Me. 140. Massachusetts. — See Boston Bar Assoc. V. Greenhood, 168 Mass. 169, 46 N. E. 568. Montana. — State v. Cadwell, 16 Mont. 119, 40 Pae. 176; In re Thresh- er, 33 Mont. 441, 8 Ann. Cas. 845, 84 Pae. 876, 114 Am. St. Rep. 834. Neio York. — Rochester Bar Assoc. V. Dorthy, 152 N. Y. 596, 46 N. E. 835, affirming 8 App. Div. 611, 41 N. Y. S. 1112. North Carolina. — In re Ebbs, 150 N. C. 44, 17 Ann. Cas. 592, 63 S. E. 190, 19 L.R.A.(N.S.) 892. Ohio. — In re Dellenbaugh, 9 Ohio Cir. Dec. 325. Oregon. — State v. Winton, 11 Ore. 456, 5 Pae. 337, 50 Am. Rep. 486. Pennsylvania. — In re Davies, 93 Pa. St. 116, 39 Am. Rep. 729; H's Case, 5 Pa. Dist. Ct. 539 ; Stockwell's Case, 7 Pa. Dist. Ct. 311; Gates's Case, 1 Pa. Co. Ct. 236. South Carolina. — Watson v. Citi- zens' Sav. Bank, 5 S. C. 159. 1274 GROUNDS FOE DISBAEMENT. [§ 861 it necessary, in such cases, that the offender be indicted.* Con- ceding that there may be good reasons for refusing to disbar an at- torney at law solely because he has committed a crime entirely disconnected with his official duties, until he has first been tried and convicted thereof, it would seem that these reasons are not present where the crime with which an attorney is charged as a ground for disbarment is not only a violation of the penal law, but constitutes unprofessional conduct also. Thus, it is clear that an attorney may be charged with the commission of a crime, such as homicide, robbery, larceny, etc., and that such charge may not relate in any way to his dealings with the court or with his client ; and it would seem that, in those cases, it is but fair that there should be a conviction before disbarment will be ordered ; and this is the theory on which many cases, which sustain this view of the situation, are predicated.* Many crimes are, in themselves, pro- fessional misconduct which would warrant disbarment irrespec- tive of the fact that they are also a violation of the penal laws; thus, for instance, as to libeling the court,® obtaining property by making false representations to the client,'' certain misappropria- tions of the client's funds,' offenses which tend to pervert or ob- struct justice,^ certain frauds in procuring admission to the bar,** and entering into certain unlawful contracts.** Misconduct of this character, in whatever form it may appear, constitutes ground for disbarment; and merely because it is of such a nature as to also be punishable as a crime, is no good reason why the court may not order disbarment because thereof, without first awaiting action by the criminal tribunals,*^ imless it is otherwise provided by statute.** So disbarment may be ordered while an indictment Tennessee.— Smith v. State, 1 Yerg. 6 See supra, §§ 788-790. ■228 ; Davis v. State, 92 Tenn. 634, 23 7 See supra, § 797. •S. W. 59. 8 See supra, §§ 804-835. Utah. — In re Platz, ]32 Pac. 390. 9 See supra, §§ 816-838. 4 Ex p. Wall, 107 U. S. 265, 2 S. Ct. it See supra, §§ 839-842. 569, 27 U. S. (L. ed.) 552, 27 Alb. L. n See supra, §§ 843-845. J. 406, 5 Ky. L. Eep. 2, affirming 64 13 See the cases cited in the first Ind. 461; State r. Winton, 11 Ore. note under this section. See also 456, 5 Pac. 337, 50 Am. Rep. 486; State v. Finley, 30 Fla. 302, 11 So. Watson V. Citizens' Sav. Bank, 5 S. 500; State «. Mosher, 128 la. 82, 5 ■C. 159. Ann. Cas. 984, 103 N. W. 105. 6 See the preceding section, note 15. IS See the preceding section, note. § 862] GROUNDS FOE DISBAEMENT. 1275 is pending/* though the court may in its discretion suspend the disbarment proceeding to await the result of the prosecution. *° So too, it has been held that the court may exercise its summary jurisdiction to disbar an attorney for criminal misconduct, even though the grand jury, on a presentation thereto, failed to indict him, and the trial court refused to grant permission to submit the questions involved to a second grand jury. "It is not necessary," said the court, "that, as a condition precedent to the exercise of the jurisdiction of this court in a disbarment proceeding, repeated efforts be made to secure an indictment for crime. Nor will we hold that it is requisite that the attorney-general appeal several times to one judge, or one time to several judges, to impanel a grand jury to investigate charges of bribery, where there has been an investigation into the very charges which are made the foun- dation for disbarment proceedings by a grand jury duly impaneled under the forms of law, and specially directed to inquire into the truth of such charges." ^^ Likewise an attorney may be disbarred for the commission of a crime, although a criminal prosecution therefor is barred hj the statute of limitations.*^ § 862. Effect of Appeal. — The mere fact that an attorney has taken an appeal or sued out a writ of error to review his con- viction in a criminal prosecution, will not prevent his disbarment because of such criminal misconduct, even though a supersedeas has been granted ; *' and this, it seems, would be the logical situ- ation in those jurisdictions where disbarment may be ordered for such mJsconduct irrespective of indictment or conviction thereof.** It is reasonable, however, that if the conviction should be reversed, the court would take that fact into consideration on an applica- tion for reinstatement,^" and it is so provided by statute in some 14 In re Shoemaker, 2 Pa. Super. re Weed, 26 Mont. 507, 68 Pac. 1115; Ct. 27, 38 W. N. C. 414, affirming 5 Stockwell's Case, 7 Pa. Dist. Ct. 311. Pa. Dist. Ct. 161, 38 W. N. C. 54. "In re Kirby, 84 Fed. 606; In re "See preceding section, note 2. Kirby, 10 S. D. 322, 73 N. W. 92, 39 16 In re Wellcome, 23 Mont. 213, L.R.A. 856; In re Kirby, 10 S. D. 58 Pac. 47. 414, 73 N. w. 907, 39 L.E.A. 859. 17 U. S. V. Parks, 93 Fed. 414; Ex 19 See the preceding section, p. Tyler, 107 Cal. 78, 40 Pac. 33; In 2C Sec infra, §§ 863, 804. 1276 GEOUNDS FOE DISBARMENT. [§ 863 states.* In other jurisdictions it is held that disbarment will not be ordered because of a conviction for criminal misconduct, pend- ing an appeal therefrom ; ^ and this is especially, but not neces- sarily, true where conviction is a prerequisite to disbarment.^ But the court has inherent power to refuse an attorney who has been convicted of crime, and who is required to be confined in jail pend- ing his appeal, permission to appear before it as attorney for an- other, even though disbarment cannot be ordered until the judg- ment of conviction has- been affirmed.* § 863. Effect of Pardon. — While a pardon "releases the punishment and blots out the existence of guilt, so that in the eye of the law the offender is as innocent as if he had never com- mitted an offense," ° it is nevertheless subject to the limitation that it does not restore offices which have been forfeited in consequence of the conviction. And it has been so held as to attorneys who have been disbarred because of a criminal conviction,^ for the reason that the pardon does not restore their good moral character.' The fact that a pardon has been granted, however, «nay be taken into consideration either on the hearing of the disbarment proceedings, or on an application for reinstatement,' and in some states it is so provided by statute.' And it has been held that an attorney will not be disbarred because of his conviction of a crime for which he was subsequently pardoned, where many years have elapsed be- fore the matter was brought to the attention of the court, and he has behaved himself with due propriety thereafter."" So where, in disbarment proceedings, an attorney alleged that his conviction IN. Y. L. 1912, c. 253, amending 7 People v. George, 186 111. 122, 57 § 88 (2) of the N. Y. Judiciary Law. N. E. 804; People v. Gilmore, 214 111. 3 People V. Treadwell, 66 Cal. 400, 569, 73 N. E. 737, 69 L.R.A. 701 : Nel- 5 Pac. 686 ; State v. Sale, 188 Mo. 493, son v. Com., 128 Ky. 779, 109 S. W. 87 S. W. 967. 337, 16 L.R.A.(N.S.) 272. See also 3 See supra, § 860. 16 Law Notes, 185-187. 4Pedersen v. Superior Court, 149 8 In re E., 65 How. Pr. (N. Y.) 171. Cal. 389, 86 Pac. 712. 9 N. Y. L. 1912, c. 253, amending 5 Ex p. Garland, 4 Wall. 333, 18 U. § 88 (2) of the N. Y. Judiciary Law. S. (L. ed.) 366. IC People v. Coleman, 210 111. 79, 71 6 People V. Burton, 39 Colo. 164, 88 N. E. 693; In re Hirst, 1 W. N. C. Pac. 1063, 121 Am. St. Rep. 1C5; In (Pa.) 18. re . 80 N. Y. 563. % 864] GROUNDS FOE DISBARMENT. 1277 resulted from an unfair trial, and that he was, in fact, innocent, and that, because of these facts, he was pardoned by the governor, it was held that a judgment of disbarment would not be entered on the pleadings.*^ And in Texas it has been held that an attor- ney will not be disbarred because of a conviction as to which he was subsequently granted an unconditional pardon.'^ § 864. Effect of Acquittal. — In those jurisdictions wherein conviction is a prerequisite to disbarment for criminal miscon- duct,*' an acquittal thereof in the criminal courts necessarily con- stitutes a complete defense to disbarment proceedings based solely thereon.'* But where disbarment may be ordered for criminal misconduct without a conviction thereof,'* an acquittal will not, of course, prevent the entry of an order of suspension or disbar- ment.'® Nor is it a defense to disbarment proceedings that the "People V. Burton, 39 Colo. 364, 88 Pac. 1063, 121 Am. St. Pep. 165. 12 Scott V. State, 6 Tex. Civ. App. 343, 25 S. W. 337. 13 See supra, § 860. "People V. John, 212 111. 615, 72 N. E. 789; State v. Gebhardt, 87 Mo. App. 542. 16 See supra, § 861. 16 People V. Mead, 29 Colo. 344, 68 Pac. 241; People v. Thomas, 36 Colo. 126, 10 Ann. Cas. 886, 91 Pac. 36; In re , 86 jST. Y. 563 ; In re Platz, (Utah) 132 Pac. 390. See also Peo- ple V. Weeber, 26 Colo. 229, 57 Pac. 1079. In Ex p. Wall, 107 U. S. 265, 2 S. Ct. 569, 27 U. S. (L. ed.) 552, the court said: "While it may be the general rule that a previous convic- tion should be had before striking an attorney off the roll for an indictable offense, committed by him when not acting in his character of an attorney, yet the rule is not an inflexible one. Cases may occur in v?hich such a re- quirement would result in allowing persons to practice as attorneys who ought, on every ground of propriety and respect for the administration of the law, to be excluded from such practice. A criminal prosecution may fail by the absence of a witness, or by reason of a flaw in the indictment, or some irregularity in the proceedings; and in such cases, even in England, the proceeding to strike from the roll may be had. But other causes may operate to shield a gross offender from a conviction of crime, however clear and notorious his guilt may be — a prevailing popular excitement, powerful influences brought to bear on the public mind or on the mind of the jury, and many other causes which might be suggested; and yet, all the time, the offender may be so covered with guilt, perhaps glorying in it, that it would be a disgrace to the court to be obliged to receive him as one of its officers, clothed with all the prestige of its confidence and au- thority." 1278 GEOUNDS FOE DISBAKJIENT. [§ 864 criminal misconduct charged therein was submitted to a grand jury which refused to find an indictment therefor." So, it has been held that the entry of an nolle prosequi in a criminal prosecu- tion does not constitute a defense in disbarment proceedings predi- cated on the commission of the crime. ^* I^or will the reversal of a judgment of conviction on a point of law, constitute such a defense.^' " In re Wellcome, 23 Mont. 213, 58 19 Matter of King, 8 Q. B. 129, 55 Pac. 47. E. C. L. 129, 10 Jur. 7. See also Rex 18 In re Davies, 93 Pa. St. 116, 39 v. Southerton, 6 East (Eng.) 127; Am. Rep. 729, affirming 13 Phila. 65, Matter of Garbett, 18 C. B. 403, 86 E. 36 Leg. Int. 434. C. L. 403. CHAPTEK XXXI. PROCEDURE, JUDGMENT AND PUNISHMENT. Nature of Disbarment Procedure. 865. Generally. 866. Summary Procedure. 867. Whether Civil or Criminal Proceeding. Who May Institute Proceedings, 868. Generally. 869. Bar Associations. 870. Right of Court to Act on Its Own Motion. Mode of Proceeding. 871. Generally. 872. Necessity of Preferring Charges. 873. Manner of Presenting Charges. 874. Sufficient Charges. 875. Insufficient Charges. 876. Verification. 877. Rule to Show Cause and Notice Thereof. 878. Generally. 879. Where Criminal Misconduct is Charged. 880. Limitation and Laches. 881. Defensive Pleading. Hearing. 882. Necessity of Hearing. 883. Mode of Hearing. 884. Right to Trial by Jury. 885. Qualification of Judge. 886. Generally. 887. Allegations and Proof. Evidence. 1279 1280 PEOCEDUEE, JUDGMENT AND PUNISHMENT. [§ 865 § 888. Presumptions. 889. Evidence of Accomplice. 890. Affidavits and Depositions. 891. Records and Proceedings in Other Actions and Courts. 892. Failure of Eespondent to Testify. Findings, Verdict, Judgment and Punishment. 893. In General. 894. Punishment. 895. Costs and Expenses of Proceeding. Nature of Disbarment Procedure. § 865. Generally. — The action of a court in exercising its power to disbar an attorney is judicial in character; but the in- quiry made is in the nature of an investigation into the conduct of one of its own officers, and not the trial of an action or suit, and the order entered is but an exercise of the disciplinary jurisdic- tion which it has over such officers.^ The purpose of exercising this power is to protect the courts, and the administration of jus- tice, from the rapacity or cupidity of those who have been licensed as officers of the court,* and who are deemed unworthy to be al- lowed so to continue.' And proceedings for disbarment are insti- tuted merely to annul an extraordinary privilege originally con- ferred upon those admitted to practice in reliance, among other things, on the fact that they were possessed of a good moral char- acter ; * they are not intended as a punishment,^ nor do they affect the right of citizenship in any respect,^ the question for determi- nation, in all such cases, being whether an attorney who is charged with unprofessional conduct should be permitted to continue in his office.' lln re Durant, 80 Conn. 140, 10 B See supra, §§ 760-762. Ann. Gas. 539, 67 Atl. 497. 6In re Thatcher, 83 Ohio St. 246, 2 Ex p. Wall, 107 U. S. 265, 2 S. Ann. Cas. 19]2A 810, 93 N. E. 895. Ct. 569, 27 U. S. (L. ed.) 552, 27 7 Ex p. Wall, 107 U. S. 265, 2 S. Alb. L. J. 406, 5 Ky. L. Kep. 2. See Ct. 569, 27 U. S. (L. ed.) 552, 27 also supra, § 762. Alb. L. J. 406, 5 Ky. L. Kep. 2; In 3 State V. Fourchy, 106 La. 743, 31 re Spencer, 137 App. Div. 330, 122 So. 325. See also supra, §§ 760, 7G1. N. Y. S. 190. * See supra, § 34. '% 866] PEOCEDUEE, JUDGMENT AND PUNISHMENT. 1281 § 866. Summary Procedure. — It is well settled that the ■court may summarily suspend or disbar an attorney at law for unprofessional conduct,' because he is an officer thereof,' provid- ing the bounds of due process of law are not transgressed.'" But the right to practice law is a valuable one, of which an attorney can he deprived only by the judgment of a court of competent juris- diction, after notice and a full opportunity to be heard in his own defense.*' Thus, while certain contempts of court constitute a _ground for disbarment,'^ an attorney who is guilty thereof cannot be summarily disbarred as a punishment in the contempt proceed- ings." And in some jurisdictions disbarment will be ordered foi' ■certain charges only after the matter has been submitted to the tribunal which ordinarily has jurisdiction thereof.'* So, it has been held that a court may not exercise summary jurisdiction in -disbarment proceedings as to charges which affect an attorney's ■character as a citizen only, and are entirely disconnected with his professional relation to the court and his clients.'* 8 United States. — Ex p. Wall, 107 U. S. 265, 2 S. Ct. 569, 27 U. S. (L. ed.) 552, 27 Alb. L. J. 406, 5-Ky. L. Rep. 2; Ex p. Burr, 2 Cranch (C. C.) 379, 4 Fed. Cas. No. 2,186. Connecticut. — In re Durant, 80 -Conn. 140, 10 Ann. Cas. 539, 67 Atl. 497. Florida. — State v. Maxwell, 19 Fla. ^1. Kentuokif. — ^Rice v. Com., 18 B. TMon. 472. Virginia. — In re Fisher, 6 Leigh «19. West Virginia. — State v. Stiles, 48 ■W. Va. 425, 37 S. E. 620. Wisconsin. — Vernon County Bar Ass'n I'. McKibbin, 153 Wis. 350, 141 N. W. 283. 9 See supra, § 760. 10 Shackelford v. McElhinney, 241 Mo. 592, 145 S. W. 1139; Vernon Attys. at L. Vol. II.— 81. County Bar Ass'n v. McKibbin, 153 Wis. 350, 141 N. W. 283. 11 Shackelford v. McElhinney, • 241 Mo. 592, 145 S. W. 1139. And see infra, § 882. 12 See supra, §§ 791, 792. 13 People V. Turner, 1 Cal. 143, 52 Am. Dec. 295; State v. Root, 5 N. D. 487, 67 N. W. 596, 57 Am. St. Rep. 568; Ex p. Kearby, 35 Tex. Crim. 634, 34 S. W. 962; State v. Sachs, 2 Wash. 373, 26 Pac. 865, 26 Am. St. Rep. 857. 11 See supra, §§ 860, 861, as to the necessity of trial and conviction for criminal misconduct. And , see also the California cases cited supra, § 809, as to the necessity of submit- ting charges of misappropriation of a client's funds to trial in an action for the recovery thereof. iSNeff V. Kohler Mfg. Co., 90 Mo. App. 296. 1282 PEOCEDUKE, JUDGMENT AND PUNISHMENT. [§ 867 § 867. Whether Civil or Criminal Proceeding. — The great weight of authority sustains the view that a proceeding to dishar an attorney is civil, not criminal, in its nature, and is governed by the rules applicable to civil actions,^* the purpose thereof being to purify the bar, and not to punish the respondent." But in some jurisdictions it is held that proceedings of this character are of a qitasi-cviminal nature, especially in so far as the proof of the grounds of disbarment is concerned ; *' thus it was said in one case : "We think the proceeding to disbar an attorney is a crimi- nal proceeding, or at least it is a giwm-criminal proceeding. Such a proceeding is for the public. It is always for misconduct on the part of the attorney. It is not for money or other property, and not to recover for any pecuniary loss sustained by the public. And it always involves disgrace to defendant. It takes from him a right of which he is already in possession. It takes away his busi- ness and his means of gaining a livelihood. And this it does, not for the purpose of giving the same to some other person, or to the le United States.— Ex p. Wall, 307 U. S. 265, 2 S. Ct. 569, 27 U. S. (L. ed.) 552, 27 Alb. L. J. 406, 5 Ky. L. Rep. 2; Ex p. Burr, 2 Craneh (C. C.) 379, 4 Fed. Cas. No. 2,186; Philbrook v. Newman, 85 Fed. 139. Arkansas. — Wernimont v. State, :01 Ark. 230, Ann. Cas. 1913D 1156, 142 S. W. 394. District of Columbia. — Bradley v. Fisher, 7 D. C. 32, affirmed 13 Wall. 335, 20 U. S. (L. ed.) 646; Garfield V. U. S., 32 App. Cas. 109. Illinois. — Keithley v. Stevens, 238 111. 199, 87 N. E. 375, 128 Am. St. Rep. 120, affirming 142 111. App. 406. Indiana. — In re Darrow, 83 N. E. 1026. Iowa. — State v. Clarke, 46 la. 3 55; Slemmer v. Wright, 46 la. 705. Kentucky. — Com. v. Richie, 114 Ky. 366, 70 S. W. 1054, 24 Ky. L. Rep. 1218. Louisiana. — State v. Rightor, 49 La. Ann. 1015. 22 So. 195. Montana. — In re Wellcome, 2.? Mont. 259, 58 Pac. 711; In re Thresher, 33 Mont. 441, 8 Ann. Cas. 845, 84 Pac. 876, 114 Am. St. Rep. 834. North Carolina. — In re Ebbs, 150 N. C. 44, 17 Ann. Cas. 592, 63 S. E. 190, 39 L.R.A.(N.S.) 892. North Dakota. — In re Crum, 7 N. D. 336, 75 N. W. 257. Oklahoma. — In re Biggers, 24 Okla. 842, 104 Pac. 1083, 25 L.R.A.(N.S.) 622. Teioas. — Scott t'. State, 86 Tex. 321, 24 S. W. 789, overruling State v. Tunstall, 51 Tex. 81. Washington. — State v. Rossman, 53 Wash. 3, 17 Ann. Cas. 625, 101 Pac. 357, 21 L.R.A.(N.S.) 821. 17 See supra, § 762. "Thomas v. State, 58 Ala. 365; In re Baluss, 28 Mich. 507; In re An Attorney, 1 Hun (N. Y.) 321. 868] PROCEDUBE, JUDGMENT AND PUNISHMENT. 1283 state, but simply to deprive the defendant of the same." ^® And it would seem also that statutes providing for the disbarment of attorneys are so far penal in character as to require a strict construction.^" Who May Institute Proceedings. § 868. Generally. — In the absence of a statute providing otherwise, it would seem that disbarment proceedings may be in- stituted on the information of any person interested,^ and in some instances it is expressly provided that such proceedings may be so commenced.^ Thus, a client who has been injured may prosecute proceedings for disbarment, notwithstanding a statute to the ef- fect that the prosecuting attorney shall attend thereto.* So, dis- barment proceedings may be instituted by members of the bar,* or by the bar association,® or the attorney-general,* or the prosecuting attorney,'' or the court.' And it has been held that the fact that a statute provides for the institution of proceedings by the client, 19 Peyton's Appeal, 12 Kan. 398. 80 State V. Quarles, 158 Ala. 54, 48 So. 499; Klingensmith v. Kepler, 41 Ind. 341 ; State v. Byrkett, 4 Ohio Dec. 89, 3 Ohio N. P. 28. 1 Fairfield County Bar v. Taylor, 60 Conn. 11, 22 Atl. 441, 13 L.R.A. 767; Byington v. Moore, 70 la. 206, 30 N. W. 485; In re Wellcome, 23 Mont. 140, 58 Pae. 45; Vernon County Bar Ass'n v. McKibbin, 153 Wis. 350, 141 N. W. 283. Compare People v. Allison, 68 111. 151, wherein it was said that an at- torney will not be disbarred at the relation of a stranger for failure to pay over money to a, client, where the client makes no complaint. 8 People V. Chamberlain, 242 111. 260, 89 N. E. 994. 3 Wilson V. Popham, 91 Ky. 327, 15 S. W. 859. 4 People V. Chamberlain, 242 111. 260, 89 N. E. 994; In re Radford, 159 Mich. 91, 123 N. W. 546, 16 Detroit Leg. N. 757; State v. Harber, 129 Mo. 271, 31 S. W. 889 ; In re Bowman, 7 Mo. App. 569. 5 See the following section. 6 Wilson V. Popham, 91 Ky. 327, 15 S. W. 859; State v. Mullins, 129 Mo. 231, 31 S. W. 744; State v. Harber, 129 Mo. 271, 31 S. W. 889. See also State V. Judge, 3 Kob. (La.) 436. 7 Wilson V. Popham, 91 Ky. 327, 15 S. W. 859; In re Shepard, 109 Mich. 631, 67 N. W. 971. The New York Judiciary Law, % 476, provides: "It shall be the duty of any district attorney within a de- partment, when so designated by the appellate division of the supreme court, to prosecute all cases for the removal or suspension of attorneys and counselors." 8 See infra, § 870. 1284 PEOCEDUEE, JUDGMETiTT AND PUNISHMENT. [§ 869 does not prevent other parties interested from prosecuting such proceedings. "Thus," said the court, on this point, "we would have the anomalous state of affairs presented that a practicing at- torney, who was guilty of conduct that brought censure and re- proach upon the profession and the courts, could not be punished because the particular individual whom he had wronged did not wish to institute proceedings against him. This construction is too narrow. It takes from the court the right to discipline its offi- cers, and denies it the power to take such action as may be neces- sary to punish an offender who is bringing the administration of justice into disrepute." ' So, it has been held that one who pre- fers charges against an attorney, is neither a necessary nor proper party to disbarment proceedings brought thereon ; ^^ and also that such proceedings involve only matters between the court, the at- torney,*^ and the public.*^ It is clear, however, that an exclu- sive method of procedure may be provided for by legislation, and the local statutes should be consulted. But a requirement that proceedings shall be instituted by certain persons, is waived by appearing and answering in a proceeding commenced otherwise." § 869. Bar Associations. — It is not only the right, but it is the duty, of a bar association to bring to the court's attention the fact that a member of the bar, whether he is a member of the as- sociation or not, is believed to be guilty of unprofessional conduct which merits censure, suspension, or disbarment.** In this re- spect a bar association is deemed to be an interested party, not only because the members thereof have the rights of other citizens, but also because the association itself is composed of officers of the court, and may be said to truly represent the court in bringing before it a question of misconduct on the part of a member of the 9 Com. V. Koe, 129 Ky. 650, 112 " In re Evans, (Utah) 130 Pac, 217. S. W. 683, 19 L.R.A.(N.S.) 413. And 12 State v. Martin, 45 Wash. 76, see to the same effect People v. Cham- 87 Pac. 1054, explaining In re Ault's berlin, 242 111. 260, 89 N. E. 994, Disbarment, 15 Wasli. 417, 46 Pac. foUomng People v. Palmer, 61 III. 644. '255. IS Jackson v. State, 21 Tex. 668. 10 Turner v. Com., 2 Mete. (Ky.) I4 1n re Danford, 157 Cal. 425, 108 619. Pac. 322. § 869] PEOCEDUEE, JUDGMENT AND PUNISHMENT. 1285 bar.'* And in some jurisdictions it is provided by statute tbat proceedings for disbarment must be instituted by a bar associa- tion or its grievance committee.'^ Undoubtedly, disbarment pro- ceedings may be instituted by an individual member of tbe bar whether he has been appointed by a bar association, or at a bar meeting, for this purpose or not; " but where proceedings were brought by a member of the bar, acting in his individual capacity^ the court said: "It has been customary in cases such as this to call a meeting of the members of the bar to which the respondent belongs, and in a proper case, after due and thorough deliberation on the accusations brought against him, to select one or more brethren of that bar to institute proceedings for disbarment. By this usual method charges against a respondent are more thor- oughly sifted ; the serious step of moving to disbar is only taken when a majority of the respondent's brethren of the bar are satis- fied that his name should be stricken from the roll of attorneys; and the proceeding is happily relieved of all suspicion of personal or private animosity and prejudice. We do not wish to be under- stood to condemn the course pursued by [the relator] in this case, nor to question the purity of his motives ; we simply wish to indi- cate the more commendable method. We know of no previous de- viations except when an attorney-general or a circuit solicitor moved for the disbarment of an attorney who had been convicted of a felony or an infamous offense, submitting the record as the ground of the motion." *' It has been held, however, that a bar association is not a recognized body, as such, in proceedings to dis- bar an attorney, and cannot control the prosecution thereof; *' and it is true that the court has some discretion as to whom it will recognize in such proceedings. But, while an arbitrary refusal tc IB state V. Martin, 45 Wash. 76, 767; In re Ebbs, 150 N. C. 44, 17 87 Pae. 1054, explaining In re Ault's Ann. Cas. 592, 63 S. E. 190, 19 L.E.A. Disbarment, 15 Wash. 417, 46 Pac. (N.S.) 892; In re Duncan, 64 S. C. 644. 461, 42 S. E. 433. And see also the 16 In re Ebbs, 150 N. C. 44, 17 iSnn. preceding section. Cas. S92, 63 S. E. 190, 19 L.R.A. 18 In re Duncan, 64 S. C. 461, 42: (N.S.) 892. The local laws should S. E. 433. be consulted in this respect. 19 In re McCarthy's Case, 42 Mich, "Fairfield County Bar v. Taylor, 71, 51 N. W. 963. 60 Conn. 11, 22 Atl. 441, 13 L.R.A. 1286 PEOCEDURE, JUDGMENT AND PUNISHMENT. [§ 870 listen to information from a proper source may be jurisdictional, the source itself is not jurisdictional. The idea that the collec- tive bar, through its representatives, is not entitled to eiBciently ap- proach the court in disbarment proceedings, is erroneous. It would be a most radical departure from the ideas, heretofore expressed, "of the close relations between bench and bar, the mutual depend- ence of each upon the other, and importance to both of maintain- ing the highest practicable dignity, purity, capability and integ- rity of the bar, to hold that, though the attorneys of a court pe- tition it, acting substantially as a unit, as regards a matter vital to the integrity of the profession, a deaf ear must, or may, be turned thereto." ^" § 870. Right of Court to Act on Its Own Motion. — All courts of general jurisdiction which have authority to suspend or disbar attorneys,^ may do so on their own motion in a proper case, without formal complaint or petition,^ providing the attor- ney has been duly notiiied,* and has had an opportunity to be heard ; * and this is especially true where the cause for disbarment occurs in the presence of the court.' In some jurisdictions this rule is approved by legislation.^ It is customary, in those cases, for the court to appoint one or more attorneys for the purpose of drawing up and presenting for approval, a formal accusation 7 20 Vernon County Bar Ass'n v. Mc- Pennsylvania. — Ex p. Steinman, 95 Kibbin, 153 Wis. 350, 141 N. W. 283. Pa. St. 220, 40 Am. Rep. 637, re- 1 See supra, §§ 764-772. versing 8 W. N. C. 296. 2 United States. — Ex p. Wall, 107 West Virginia. — State r. McClaugh- U. S. 265, 2 S. Ct. 569, 27 U. S. (L. erty, 33 W. Va. 250, 10 S. E. 407. «d.) 552, 27 Alb. L. J. 406, o Ky. L. Wisconsin. — In re Orton, 54 Wis. Rep. 2. 379, 11 N. W. 584; Vernon County lovm. — Byington v. Moore, 70 la. Bar Ass'n v. McKibbin, 153 Wis. •206, 30 N. W. 485; State v. Tracy, 350, 141 N. W. 283. See also supra, 115 la. 71, 87 N. W. 727; State v. § 866. Kosher, 128 la. 82, 5 Ann. Gas. 984, s See infra, § 872. 203 N. W. 105. 4 See infra, § 882. Missouri. — State v. Fort, 178 Mo. B Walker v. Com., 8 Bush (Ky.) 518, 77 S. W. 741. 86; In re Percy, 36 N. Y. 651. mew York.— In re , 86 N. Y. estate v. Mosher, 128 la. 82, 5 563. See also In re Percy, 36 N. Y. Ann. Cas. 984, 103 N. W. 105. 651. estate v. Tracy, 115 la. 71, 87 N. § 871] PEOCEDUE^, JUDGMENT AND PUNISHMENT. 1287 such accusation, however, may contain any matter which may seem to be an appropriate ground for disbarment, irrespective of wheth- er or not it was within the knowledge of the court at the time the order was made.' But where a statute permits proceedings to be instituted by direction of the court, or on motion of an individual, and provides that in the former case the court shall appoint an at- torney to draw up the accusation, and in the latter that such accu- sation shall be drawn by the person making it, it was held that where proceedings were commenced by an individual, the court could not be required to appoint an attorney to prosecute the charges.' Mode of Proceeding. § 871. Generally. — The same rules of law which govern other civil rights are applicable in disbarment proceedings, excepting, possibly, in a few jurisdictions, wherein such a proceeding is deemed to be of a criminal, or quasi-cvimmal nature.** The man- ner of proceeding, in the absence of an exclusive statutory mode, is to be determined by the court,** but oppression and injustice must be avoided ; *' for, while such proceedings are of a summary nature, they cannot be used in an arbitrary manner.** ISTo par- ticular formality is required,** and the proceedings may be en- W. 727 ; State v. Mosher, 128 la. 82, 9 Byington v. Moore, 70 la. 206, 5 Ann. Cas. 984, :03 N. W. 105. 30 N. W. 485. This procedure is required by stat- l" People v. Amos, 246 111. 299, 92 ute in Indiana. Ex p. Trippe, 66 N. E. 857, 138 Am. St. Kep. 239. Ind. 531. "See supra, § 867. A member of an adjoining bar in 12 Randall v. Brigham, 7 Wall. 523, the same judicial district may be 19 XJ. S. (L. ed.) 285; Fairfield Coun- appointed for this purpose. State ty Bar v. Taylor, 60 Conn. 11, 22 V. Fort, 178 Mo. 518, 77 S. W. 741. Atl. 441, 13 L.R.A. 767; In re Durant, The fact that the court appoints 80 Conn. 140, 10 Ann. Cas. 539, 67 -three attorneys to take charge of dis- Atl. 497; Vernon County Bar Ass'n barment proceedings, and to draw v. McKibbin, 153 Wis. 350, 141 N. W. and file the proper accusation, in- 283. stead of one, is immaterial. State u In re Durant, 80 Conn. 140, 10 r. Howard, 112 la. 256, 83 N. W. Ann. Cas. 539, 67 Atl. 497. ■975. 1* See supra, § 866. 'State V. Mosher, 128 la. 82, 5 IB Wernimont v. State, 101 Ark. Ann. Cas. 984, 103 N. W. 105; State 210, Ann. Cas. 1913D 1156, 142 S. «•. Fort, 178 Mo. 518, 77 S. W. 741. W. 194; Vernon County Bar Ass'n r. 1288 PROCEDUEE, JUDGMENT AND PUNISHMENT. [§ 872: titled in the matter of the accused," or in the name of the state," or in any other appropriate manner. But where an exclusive stat- utory mode of procedure is provided, it should be followed as far as it goes,*' and such further steps as are found to be necessary may be determined by the court in accordance with the practice in civil suits generally.*' In some instances statutory provisions, of this character may be waived by failing to insist thereon; ^^ so, a statutory provision as to who shall have a right to institute dis- barment proceedings, has been held not to preclude the commence- ment of such proceedings by another person.* § 872. Necessity of Preferring Charges. — Before an attor- ney at law may be removed from office, either under a statute, or by the court in the exercise of its inherent powers, he is entitled to have specific charges made against him, notice thereof, and a. full opportunity to be heard. This is a rule of natural justice, and it is as applicable where a proceeding is taken to reach the- right of an attorney to practice his profession, as it is in proceed- ings to reach his real or personal property.* The usual method is to set forth specifically the misconduct with which an attorney is charged,' in a verified petition,* and present the same to the court for examination ; * and should the court deem the accusations suf- McKibbin, 153 Wis. 350, 141 N. W. 1 See supra, § 868. 283. See also In re Thatcher, 190 « Bradley v. Fisher, 13 Wall. 335,. Fed. 969. 20 U. S. (L. ed.) 646; Barnes v.. "In re Crum, 7 N. D. 316, 75 N. Lyons, 187 Fed. 881, 110 C. C. A. 15; W. 257. Ex p. Trippe, 66 Ind. 531, statutory- I'Wernimont v. State, 101 Ark. requirement; In re Orton, 54 Wis.. 210, Ann. Cas. 1913D 1156, 142 S. 379, 11 N. W. 584. W. 194; Turner v. Com., 2 Mete. 3 See the three following sections. (Ky.) 619; In re Bowman, 7 Mo. * See infra, § 876. App. 569. SSee infra, § 877. 1' In re Danford, 157 Cal. 425, 108 Where a complaint against an at-. Pac. 322; People i'. Kavanagh, 220 torney was made to a judge, who had 111. 49, 77 N. E. 107, 110 Am. St. the papers placed in the files of the- Rep. 223; Ex p. Trippe, 66 Ind. county clerk, it was held that the- 531 ; In re Burnette, 73 Kan. 609, court would take notice that the com- 85 Pac. 575. plaint was never in fact presented to 19 In re Burnette, 73 Kan. 609, 85 it or brought to its attention. In re- Pac. 575. Aldrich, (Vt.) 86 Atl. 801. M Jackson v. State, 21 Tex. 668. § 873] PBOCEDUEE, JUDGMENT AND PUNISHMENT. 1289 ficient, a rule or order will be issued directing the attorney to show cause why he should not be disbarred.* Such rule, together with a copy of the charges preferred against him, should be served upon the attorney,'' and he may answer or demur thereto, or, should he see fit to do so, he may explain or confess.' But where a record of conviction constitutes, in itself, a cause for which an order of disbarment must be entered,* a certified copy thereof is usually, by statute, made conclusive evidence in this respect, and no further written accusation need be made," unless it is neces- sary, under the statute, to show the nature of the crime, as, for instance, that it is one involving moral turpitude. ^^ § 873. Manner of Presenting Charges. — While no special formality is required in presenting charges in disbarment proceed- ings,** the facts should be stated with such certainty and particu- larity that the court may judge of their sufficiency, and the party charged be fully apprised thereof.*' The presentation of such charges is not, of course, a trifling matter, nor are the charges to be lightly made;** but they do not require the precision or techni- 6 See infra, § 877. Illinois. — People v. Matthews, 217 7 See infra, § 877. 111. 94, 75 N. E. 444. 8 See infra, § 881. Kansas. — In re Smith, 73 Kan. 9 See supra, § 858. 743, 85 Pac. 584. 10 In re Bloor, 21 Mont. 49, 52 Michigan. — Dickinson v. Dustin, 21 Pac. 779. Mich. 561. 11 U. S. V. Clark, 76 Fed. 560; State New Mexico. — In re Veeder, 10 N. V. Bannon, (Ore.) 42 Pac. 869. M. 669, 65 Pac. 180. 1* Randall v. Brigham, 7 Wall 523, Under an Iowa statute, it seems, 19 U. S. (L. ed.) 285; U. S. v. Parks, the accusation need not recite the 93 Fed. 414; In re Smith, 73 Kan. facts upon which the prosecution 743, 85 Pac. 584; State v. Hays, 64 shall be founded. State v. Mosher, W. Va. 45, 61 S. E. 355. 128 la. 82, 5 Ann. Cas. 984, 103 N. iiVnited States. — Randall v. Brig- W. 105. ham, 7 Wall 523, 19 U. S. (L. ed.) For a form of charges, ' see In re 285; In re Burr, 2 Cranch (C. C.) Thatcher, 80 Ohio St. 492, 89 N. E. 379, 1 Wheel. Grim. 503, 4 Fed. Cas. 39. No. 2,186; U. S. v. Parks, 93 Fed. "In re Haskell, 150 App. Div. 414. 837, 135 N. Y. S 249. i'Jorida.— State v. Finley, 30 Fla. 302, 11 So. 500; Zachary v. State, 53 Fla. 94, 43 So. 925. 1290 PROCEDURE, JUDGMENT AND PUNISHMENT. [§ 874 cal accuracy which is necessary in criminal pleading. ^^ These principles are illustrated in the two following sections. § 874. Sufficient Charges. — On the application for an order or rule, in the first instance, it is enough that the matters relied on as grounds for disbarment are clearly stated in some proper form ; they need not be accurate in every particular.^® Thus, where an attorney was charged with failure to maintain the respect due the court, defending an unjust cause, employing means of defense in- consistent with truth, and misleading the court by artifice and falsehood, the facts being set out in narrative form, without allega- tions connecting them with either of the general charges of mis- conduct set forth, the petition was held to be good on demurrer." So, where it was charged that an attorney caused the publication of an article, which was wilfully and maliciously false, for the purpose of bringing the court into contempt and disgrace, the pe- tition was deemed to be sufficient." And where a respondent, in disbarment proceedings, was accused of having advised his client to attempt to influence the action of the court in a pending suit by newspaper publications, it was held that the petition was not defective for failing to state the mode by which such advice was communicated.'® So, an accusation that respondent urged a pros- ecution for libel, and promised to secure satisfactory evidence of the guilt of the defendant, and stated to his client that the statute of limitations had not run, and at the hearing appeared for the 15 United states. — Philbrook v. 16 Boston Bar Assoc, v. Greenhood, Newman, 85 Fed. 339. 168 Mass. 369, 46 N. E. 568. See Florida. — State v. McEae, 49 Fla. also In re Eldridge, 82 N. Y. 161, 37 389, 6 Ann. Cas. 580, 38 So. 605. Am. Rep. 558. (See also mem. in Illinois. — Moutray v. People, 162 2 Ky. L. Rep. 75 ) ; In re Dellenbaugh, 111. 194, 44 N. E. 496; People v. 9 Ohio Cir. Dec. 325, 17 Ohio Cir. Moutray, 166 111. 630, 47 N. E. 79. Ct. 306. Kansas.— In re Smith, 73 Kan. 17 In re Lowenthal, 78 Cal. 427, 21 743, 85 Pao. 584. Pac. 7. Kentucky.— In re Woolley, 31 Bush 18 Cobb v. V. S., 172 Fed. 641, 96 95. C. C. A. 477. Maine. — Sanborn v. Kimball, 64 19 Ex p. Cole, 1 McCrary 405, 6 Me. 140. Fed. Cas. No. 2,973. Missouri. — See In re Bowman, 7 Mo. App. 569. § 875] PEOCEDUEE, JUDGMENT AND PUNISHMENT, 1291 defendant and set up the statute of limitations, and procured a writ of prohibition and the defendant's discharge thereon, has been held to be good on demurrer.^" And a charge that the repu- tation of an attorney for truth and veracity is so notoriously bad that he is not to be believed under oath, it seems, is not too gen- eral.^ It has also been held that a rule to show cause why an at- torney's name should not be stricken from the record may be in- corporated in, or based on, a decree in a suit in equity against such attorney, wherein he was charged with fraud.^ § 875. Insufficient Charges. — A petition for disbarment should show that the respondent is a member of the bar, and all other jurisdictional facts,' and should set forth with reasonable certainty and particularity * the misconduct for which disbarment is sought;' and the failure to do so may render the petition de- fective. Thus, where an attorney was charged with having made a false affidavit in connection with his application for admission to the bar, the petition was held to be insufficient for failing to state that the applicant knew that his statements were untrue.® So, an accusation charging an attorney with having treated the court disrespectfully, and having disobeyed an order thereof, was held to be bad for failing to state the character of the disrespect, or the order which had been disobeyed.' And where an attorney was charged with having undertaken to represent conflicting in- terests to the prejudice of his client, it was held that these charges should be supported by a sufficient recitation of the facts.' Nor is a charge sufficiently definite where it alleges that an attorney was in the habit of encouraging the commencement and prosecution of actions for the mere purpose of promoting his own ends and in- terests, and, stirring up and exciting disputes and lawsuits 80 In re Stephens, 77 Cal. 357, 19 293 ; In re Mills, 1 Mich. 392 ; State Pae. 646. v. Gebhardt, 87 Mo. App. 542; State lln re Mills, 1 Mich. 392. v. Cadwell, (Mont.) 36 Pae. 85. ■ 8 In re Wool, 36 Mich. 299. 6 People v. Comstock, 176 111. 192, 3 Thomas v. State, 58 Ala. 365; 52 N. E. 67. State V. Quarles, 158 Ala. 54, 48 So. 7 Perry v. State, 3 G. Greene (la.) 499. 550. 4 See the two preceding sections. s In re Collins, 147 Cal. 8, 81 Pae. Bin re Cobb, 84 Cal. 550, 24 Pae. 220. 1292 PEOCEDUEE, JUDGMENT AND PUNISHMENT. [§ 875 among his neighbors; the particular case or cases in which the attorney had thus misconducted himself should have been set forth.' So, a charge that an attorney went to another state to pre- vent the extradition of one who had been arrested there, and at- tempted to remove such person from the jurisdiction, was held to be insufficient for failing to state that the fugitive had forfeited his bail, or intended to do so, and that he purposed to remain be- yond the jurisdiction and not render himself amenable to process, and also for failing to state the arrest, the purpose thereof, or an attempt to escape.^" And where a petition was predicated on the fact that the respondent had been convicted of a crime, it was held to be defective for failing to state that such crime involved moral turpitude, where that element was required by statute.''' A charge that an attorney took certain papers from the files, has also been held to be too indefinite.** And where an attorney was charged with having abstracted a subpoena from the clerk's office, it was held that the petition was defective for failing to state the pen- dency of the cause in which the subpoena had been issued, and also for failing to state the time, place, manner, and intent of the ab- straction.'^ A charge has also been held to be too indefinite and uncertain where it stated that an attorney interlined and added to a decree in a certain case after it was signed by the chancellor, but failed to state what was interlined, or the date of the decree, or the court in which the cause was pending, or any date at or about which the alleged interlineation was perpetrated, or whether the paper tampered with belonged to any of the courts of the state, or that the act was done with any bad motive or malicious intent.'* The court may allow amended or supplemental charges to be filed in a proper case,'^ and improper amendments may be stricken out." 9 Keilly v. Cavanaugh, 32 Ind. 13 State v. Finley, 30 Fla. 325, 11 214. So. 674, 18 L.R.A. 401. 10 In re Kaffenburgh, 188 N. Y. 49, M State v. Finley, 30 Fla. 325. 11 80 N. E. 570, affirming 115 App. Div. So. 674, 18 L.E.A. 401. 346, 101 N. Y. S. 507. 15 Wilson v. Popham, 91 Ky. 327, 11 U. S. V. Clark, 76 Fed. 560; 15 S. W. 859, 12 Ky. L. Eep. 904; In State V. Bannon, (Ore.) 42 Pac. re Crura, 7 N. D. 316, 75 N. W. 257. 869. 16 State r. Howard, 112 la. 256, "People V. Allison, 68 111. 151. 83 N. W. 975. § 876] PEOCEDUEE, JUDGMENT AND PUNISHMENT. 1293 § 876. Verification. — The charges should be verified, and all .statutory requirements to that effect complied with." And the .sufficiency of the verification must be determined by an inspection thereof ; the evidence of the affiant cannot be taken for the purpose of showing that he had no personal knowledge as to the charges.'* But where it is required by statute that "some person" shall verify the accusation, charges preferred by a qioasi-puhlic body, such as a IbUT association, or by a public officer whose duty it is to proceed in matters of public interest, need not be verified by a member of the bar association, or by such public officer; and it will be suffi- -cient if the accusation presented has been verified by one who swears to the truth thereof, and such affiant will be deemed to be the accuser, although the charges are presented, and the prosecu- tion conducted, on behalf of the bar association, or of the public.'* Where, however, an accusation is verified by one who is not the informer, the affidavit should show why it was so made.^" In some instances verification on information and belief, wherein the source of information is stated, has been held to be sufficient ; ' but such verification is not a sufficient compliance with a statute "which requires the charges to be verified as true.^ An entire ac- cusation, however, will not be dismissed merely because some of the charges therein are verified on information and belief, if those made on positive knowledge are sufficient in themselves.* It has also been held that requirements as to the verification of the •charges in disbarment proceedings may be departed from for good 17 United States. — Ex p. Burr, 9 220 ; State Bar Commission v. Sulli- Wheat. 529, 6 U. S. (L. ed.) 152. van, 35 Okla. 745, 131 Pac. 703. Caij/omia.— In re Hudson, 102 Cal. "In re Collins, 147 Cal. 8, 81 467, 36 Pac. 812; In re Collins, 147 Pac. 220. •Cal. 8, 81 Pae. 220. 2» In re Hotchkiss, 58 Cal. 39. Florida. — State v. Kirke, 12 Fla. l In re Bumette, 70 Kan. 229. 78 •278, 95 Am. Dec. 314. Pac. 440; In re Veeder, 10 N. M. 660, Missowri.— State v. Gebhardt, 87 65 Pac. 180. Mo. App. 542. 2 In re Wellcome, 23 Mont. 213, 58 New Mexico. — In re Veeder, 10 N. Pac. 47; In re Weed, 26 Mont. 241, M. 669, 65 Pac. 180. 67 Pae. 308. New York.— In re Roe, 81 App. Div. 3 In re Wellcome, 23 Mont. 213, 5*i 656, 81 N. Y. S. 249. Pac. 47; In re Disbarment Proceed- 18 In re Collins, 147 Cal. 8, 81 Pac. ings, (N. D.) 140 N. W. 710. 1294 PROCEDtTEE, JUDGMENT AND PUNISHMENT. [§ 877 cause,* as, for instance, when the charges are made by a bar as- sociation, the attorney-general, or the prosecuting attorney, and are so grave as to require investigation in the public interest, or in vindication of the accused.^ The requirements as to verifica- tion may also be waived by the respondent, and such waiver will be presumed where charges are made and prosecuted at his re- quest.* § 877. Rule to Show Cause and Notice Thereof. — Having been duly prepared and verified, charges for disbarment must be presented to the court for examination ; ' whereupon, should the court deem the charges to be suificient, it is customary to grant a rule, order or citation to issue against the attorney directing him to show cause why he should not be disbarred.' The respondent * State V. Gebhardt, 87 Mo. App. 542. And see also Ex p. Wall, 107 tJ. S. 265, 2 S. Ct. 569, 27 U. S. (L. cd.) 552, wherein it appears that a pris- oner was taken from a jail and hung by a, mob during a recess of the court, and that the judge saw the body hanging there upon his return, and was informed by the marshal of the court, who was an eyewitness of the transaction, but who, on account of the excited state of the public mind, declined to make any charge or affi- davit, and it also appeared that the respondent actively participated in the crime, and was one of the leaders of the mob, and other information of like import was received from re- liable sources, and that, upon the hearing, abundant evidence of the truth of the charge was adduced, and the respondent, having every oppor- tunity to explain his connection with the affair, if innocent, made no at- tempt to do so, it was held that the proceedings were not rendered void for want of an affidavit. 6 People V. Mead, 29 Colo. 344, 68 Pac. 241; State Bar Commission v, Sullivan, 3S Okla. 745, 131 Pac. 703; In re Evans, 94 S. C. 414, 78 S. E. 277. 6 Ex p. Burr, 9 Wheat. 529, fi U. S. (L. ed.) 152. See also State v. Mosher, 128 la. 82, 5 Ann. Gas. 984, 103 N. W. 105. 7 Ex p. Robinson, 19 Wall. 505, 22 U. S. (L. ed.) 205; State v. Mosher, 128 la. 82, 5 Ann. Cas. 984, 103 N. W. 105; State v. Judge, 3 Eob. (La.) 416; Smith v. State, 1 Yerg. (Tenn.) 232. 8 United States. — Barnes v. Lyons, 187 Fed. 881, 110 C. C. A. 15. Arkansas. — Beene v. State, 22 Ark. 149. Florida.— St&te v. Kirlte, 12 Fla. 278, 95 Am. Dec. 314. Kentucky. — Wilson r. Popham, 15 S. W. 859, 12 Ky. L. Hep. 904. Missouri. — State v. Watkins, 3 Mo. 480. Pennsylvamia. — In re Serfass, 2 Pa. Co. Ct. 649, 19 W. N. C. 476. West Virginia. — State v. Shumate, 48 W. Va. 359, 37 S. E. 618. A complaint or information is the § 877] PKOCEDTTEE, JUDGMENT AND PUNISHMENT. 1295 correct mode of proceeding against an attorney who is charged with mal- practice without the presence of the court, in Kentucky. Walker v. Com., 8 Bush 88. In New Yorlc it was held at an early date that the court would not entertain a motion to strike the name of an attorney from the rolls, but that the proper procedure was for the applicant to present to the court evidence of the attorney's mis- conduct, upon which the court would issue an order directing the attor- ney to show cause why he should not be disbarred. Anonymous, 22 Wend. 656; Matter of Percy, 36 N. Y. 651. See also Matter of Eldridge, 82 N. Y. 161, 37 Am. Rep. 558. The re- quirements of this rule have been enforced by the General Term (now Appellate Division) of the Supreme Court in the First Department (Mat- ter of Brewster, 12 Hun 109), and by the Appellate Division in the Second Department (Matter of Brooklyn Bar Assoc, 92 App. Div. 612 mem., 86 N. Y. S. 1130). The rule is based upon the theory that all proceedings for the disbarment or suspension of attorneys should orig- inate in the action of the court itself, a course which requires that the per- son desiring the investigation should present to the court affidavits or other authenticated papers from which the court may decide whether further pro- ceedings ought to be taken. Anony- mous, 22 Wend. 656; Matter of Brewster, 12 Hun 109. Compliance with this rule might not be enforced, however, if the matter were brought to the attention of the court by order of another court (Matter of Brew- ster, supra), and, of course, wlien the court is in possession of the facts it may of its own motion issue an order to show cause (Matter of Percy, 30 N. Y. 651; Matter of , 86 N. Y. 563) . The chief objection made in the cases to proceeding by motion of the accuser was that the court was not made acquainted with the nature of the evidence in support of the charges when it was asked to re- quire the attorney to answer. As this may be done as readily by motion on affidavits, etc., as by any other method, and as the statute (Judiciary Law, § 476, formerly Code Civ. Pro., § 68) requires merely that the at- torney be served with a copy of the charges and be afforded an oppor- tunity of being heard in his defense, the rule seems unnecessarily techni- cal. However, the rule is by no means generally followed at the present day. Thus in the First Department the accepted practice is for the ac- cuser (generally a bar association) to prepare a verified petition stating the charges, supported by affidavits and documentary evidence, if any, and to serve a copy thereof with a notice of motion upon the attorney accused. Upon the return day of the motion the attorney submits to the court his answer and any sup- porting affidavits and documentary evidence that he may desire. Upon these papers the court determines whether there are issues that ought to be tried, and if that question is decided in the affirmative, the case is sent to a, referee to hear the evi- dence and report the same, together with his conclusions thereon, to the court. Upon the coming in of the referee's report the successful farty moves for its confirmation. This method of procedure has been followed in cases too numerous to mention, and has been tacitly sanctioned by the Court of Appeals. In re Good- 1296 PEOCEDUEE, JTJDGMEISrT AND PUNISHMENT. [§ 877 is entitled to notice, by service, of the rule so granted, and the charges upon which the same is predicated.* Sometimes the man- ner of service is regulated by statute,*" but, in the absence of such regulation, the mode of service may be prescribed by the court, or the method of serving motions and rules in ordinary civil cases may be adopted. It is not necessary, unless required by statute, to resort to the technical formalities required in the service of writs." It has been held, however, that the respondent is not entitled to notice of charges for misconduct committed in the presence of the court, whether the same be spoken openly, or written or printed in a paper presented to the court.*" So, where it is provided by stat- ute that an attorney may be disbarred upon presentation to the court of a certified copy of the record of his conviction of certain crimes,*' it has also been held that a citation to the respondent is unnecessary." The respondent may also waive requirements as to man, 135 App. Div. 594, 120 N. Y. S. 801, 199 N. y. 143, 92 N. E. 211; In re Chadsey, 141 App. Div. 458, 126 N. Y. S. 456, 201 N. Y. 572, 95 N. E. 1124. See also In re Kaffen- burgh, 115 App. Div. 346, 101 N. Y. S. 507, 188 N. Y. 49, 80 N. E. 570, where the attorney's answer did not deny the acts alleged in the petition, and the case was submitted to the court upon the pleadings. 9 United States. — Ex p. Robinson, 19 Wall. 505, 22 U. S. (L. ed.) 205; In re Wall, 13 Fed. 814; Barnes v. Lyons, 187 Fed. 881, 110 C. C. A. 15. Conneotiout. — In re Durant, 80 Conn. 140, 10 Ann. Caa. 539, 67 Atl. 497. IncUana. — Heffren v. Jayne, 39 Ind. 463, 13 Am. Rep. 281. Kansas. — In re Peyton, 12 Kan. 398; In re Wilson, 79 Kan. 450, 100 Pac. 75. Mississippi. — Ex p. Heyfron, 7 How. 127. Neio York. — In re , 80 N. Y. 563. West Virginia. — State v. Shumate, 48 W. Va. 359, 37 S. E. 618. "In re Walkey, 26 Colo. 161, 56 Pac. 576. The New York Judiciary Law, § 476, provides: "Before an attorney or counselor is suspended or removed as prescribed in section eighty-eight of this chapter, a copy of the charges against him must be delivered to him personally, or, in case it is estab- lished to the satisfaction of the court, that he cannot be served within the state, the same may be served upon him without the state by mail or otherwise as the court may direct, and he must be allowed an oppor- tunity of being heard in his defense." "In re Wilson, 79 Kan. 450, 100 Pac. 75. 12 In re Woolley, 11 Bush (Ky.) 95. IS See supra, § 858. 14 In re Bloor, 21 Mont. 49, 52 Pac. 779. :§ 878] PEOCBDUEE, JUDGMENT AND PUNISHMENT. 1297 service by appearing and defending upon the merits without objection.^' Defenses. § 878. Generally. — Defenses in disbarment proceedings may consist of any matter which tends to show either that the charges alleged are not true, or that, if true, they do not constitute grounds for disbarment. It will be seen, therefore, that the preceding chapter, which treats of grounds for disbarment, should be con- sulted in this connection.^* It may be said generally that any de- fense set up must be meritorious, for proceedings of this char- acter are always directed to the end that unworthy men shall not be permitted to continue as officers of the court," and proof to the effect that the respondent has not shown himself to be unworthy is of the greatest importance. It is not a good defense to show that the informant or his witnesses procured the evidence presented by them in a reprehensible manner, though, of course, that fact will be taken into consideration with the other facts in the case.^° Nor is it material that attorneys other than the respondent are also guilty of misconduct similar to that charged against him.*' And if the charges are true, it is immaterial that they were instituted through motives of personal spite and revenge.*" An attorney is not entitled to immunity from disbarment merely because he has rectified the effect of his misconduct under legal compulsion.* ISTor, as a rule, can an attorney successfully defend on the ground of inexperience,* ignorance of the law,^ or previous good reputa- 15 State r>. Kirke, 12 Fla. 278, 95 i Matter of V., 10 App. Div. 491, Am. Dec. 314. 42 N. Y. S. 268. 16 See supra, %% 773-864. And see supra, % 813. WSee supra, §§ 760-762. « People v. Macauley, 230 111. 208, I'ln re Wellcome, 23 Mont. 450, 82 N. E. 612, 120 Am. St. Rep. 287. 59 Pac. 445; In re Shoemaker, 2 Pa. Compare In re Knott, 71 Cal. 584, Super. Ct. 27, 38 W. N. C. 414, af- 12 Pac. 780. See also supra, § 815. fi/rmirug 5 Pa. Dist. Ct. 161, 38 W. 3 Ex p. Turner, 49 Ore. 227, 89 N. C. 54. Pac. 426; In re Schull, 25 S. D. 602, 19 In re Platz, (Utah) 132 Pac. 127 N. W. 541, modified 26 S. D. 390. 353, 128 N. W. 321. See also supra, SO People V. Payson, 215 111. 476, § 776, 74 N. E. 383. Attys. at L. Vol. H.— 82. 1298 PEOCEDUEE, JUDGMENT AND PUNISHMENT. [§ 879 tion,* though any or all of these may be shown in connection with other evidence tending to rebut the accusations of misconduct. ISTor can an attorney defend on the ground that he has settled with his client, or that the client does not wish to prosecute him, or ha& not complained against him ; * and it is certainly no defense, where an attorney is shown to have defrauded his client in the first in- stance, to prove that the ultimate damage resulted to a third party.* So, an attorney is estopped to object that a fraud, charged as having been committed upon a client, was in fact a transaction occurring prior to his admission, where, in such latter case, he was guilty of a misdemeanor, under the local law, in falsely repre- senting himself to be a licensed attorney.'' It has also been held that while drunkenness is no defense in disbarment proceedings, it will, nevertheless, be taken into consideration as a mitigating circumstance, because the probability of reform is greater than where the wrong has been committed with deliberation.' § 879. Where Criminal Misconduct Is Charged. — Where criminal misconduct is alleged as a ground of disbarment,' it is no defense that the respondent may also be punished for a viola- * People V. Betts, 26 Colo. 521, 58 for is shown. In re Jacobs, 137 App.. Pac. 1091; In re Darrow, 175 Ind. Div. 937, 122 N. Y. S. 475. 44, 92 N. E. 369; In re Darrow, But a withdrawal of charges by a (Ind.) 83 N. E. 1026; Ex p. Cowing, client is not a bar to further prose- 26 Ore. 572, 38 Pac. 1090. cution of the proceeding. See In re 6 People V. Chamberlain, 242 111. Martin, 6 Beav. (Eng.) 340; Honan 260, 89 N. E. 994; Com. v. Roe, 129 v. Montreal Bar, 30 Can. Sup. Ct. Kj. 650, 112 S. W. 683, 19 L.E.A. 1 ; Matter of Roekmore, 130 App. Div.. (N.S.) 413; In re Davies, 13 Phila. 586, 117 N. Y. S. 512. (Pa.) 65, 36 Leg. Int. 434, 7 W. N. 6 In re Pascal, 146 App. Div. 836, C. 506; Ex p. Orwing, 31 Leg. Int. 131 N. Y. S. 823. (Pa.) 20; In re Ramsey, 24 S. D. 7 In re Elliott, 18 S. D. 264, 100 N, 266, 123 N. W. 726. W. 431. See also supra, § 842. See also supra, §§ 795-803. And As to fraud in procuring admission as to defenses where an attorney is to the bar, see supra, § 839; and as charged with the unlawful retention to misconduct outside of professional or misappropriation, of _ his client's duties, see supra, §§ 849-852. fund, see sttpra, §§ 810-815. « In re Evans, 94 S. C. 414, 78 S. The withdrawial of charges may be E. 227. allowed where sufficient cause there- 9 See supra, §§ 853-864. § 880] PEOCEDUEE, JUDGMENT AKD PUNISHMENT. 1299 tion of the penal laws.^" Nor can the respondent defend on the ground that the prosecuting attorney promised not to prosecute him further,*' or that he turned state's evidence/* or that he has appealed from a conviction/' and in most instances even an ac- quittal of the respondent on the trial of the criminal prosecution will not constitute a defense in the disbarment proceedings.'* In some states criminal misconduct, especially that which is entirely disconnected with an attorney's professional capacity, constitutes a ground for disbarment only when there has been a conviction thereof; ^ and the fact that there has been no sxich conviction would, of course, constitute a good defense in the disbarment pro- ceedings. But conviction is not required as a general rule, especially where the criminal misconduct, irrespective of its aspect as a violation of the penal laws, is also unprofessional conduct.'* And it has been held in one state that disbarment will not be or- dered because of a conviction in another jurisdiction; " but the general rule is otherwise.'* So, the court may take into consid- eration the fact that the respondent has been pardoned." § 880. Limitation and Laches. — The statute of limitations does not constitute a bar to the prosecution of disbarment pro- ceedings; nor will such proceedings be barred by mere laches.^** 10 See supra, § 853. See also Ex 80 United States. — U. S. v. Parks, p. Tyler, 107 Cal. 78, 40 Pac. 33; 93 Fed. 414. People V. Weeber, 26 Colo. 229, 57 California.— In re Lowenthal, 78 Pac. 1079. Cal. 427, 21 Pac. 7; Ex p. Tyler, 107 "People V. Hill, 182 111. 425, 55 Cal. 78, 40 Pac. 33. ^- ^- ^*^- /IJinois.— People v. Hooper, 218 III. 12 Matter of Boland, 127 App. Div. o^o 75 jj j; ggg 746 111 N. Y. S. 932. Lnsas'-{n re Elliott, 73 Kan. See supra, § 862. ^^ p^ ^^ ^^ ^^ ^ ^3 See supra, 864. ^^^ ^^ p^^ ^^^^ 15 See supra, § 860. ' 16 See supra, § 861. Lomsiana.—Sta.te v. Pourchy, 106 " In re Ebbs, 150 N. C. 44, 17 Ann. ^^- ''*^' ^^ ^''- ^^^• Cas. 592, 63 S. E. 190, 19 L.R.A. Montana.— In re Weed, 26 Mont. (N.S.) 892. 507, 68 Pac. 1115. 18 See supra, § 859. ^^^^ York. — In re Leonard, 193 N. "See supra, § 863. See also Y. 655, 87 N. E. 1121; In re Leon- N. Y. L. 1912, c. 253, amending § 88 ard, 127 App. Div. 493, 111 N. Y. S. (2) of the N. Y. Judiciary Law. 905. 1300 PEOCEDUKE, JUDGMENT AND PUNISHMENT. [§ 881 Thus, disbarment may be ordered for criminal misconduct, al- though a prosecution of the crime is barred by the statute of limi- tations,^ excepting, of course, where conviction is a prerequisite to disbarment* But disbarment proceedings should not be instituted for misconduct which occurred many years before, especially where the respondent has lived an exemplary life thereafter.* And the fact that such proceedings have been delayed wiU be taken into consideration in mitigation of punishment,* and may result in a dismissal.* Thus, proceedings have been dismissed where they were commenced five,' seven,'' eight,* and thirteen * years after the misconduct occurred. § 881. Defensive Pleading. — Having been notified of the disbarment proceedings, it is the duty of the respondent to plead thereto at the time specified therein ; *" he may demur,*^ or an- swer; and his answer may confess, explain, or deny the charges preferred against him, If he confesses, the court may at once North Dakota. — In re Crum, 7 N. D. 316, 75 N. W. 257. South Dakota. — In re Ramsey, 24 S. D. 266, 123 N. W. 726. West Virginia. — State v. Haya, 64 . W. Va. 45, 61 S. E. 355. In a, proceeding for disbarment up- on charges of the publication of a pamphlet disrespectful to the court, the statute of limitations is not avail- able as a defense, especially where the pamphlet remains in circulation until a time within what would be the limitation period if the statute of limitations be construed to apply. State Bar Commission v. Sullivan, 35 Okla. 745, 131 Pac. 703. 1 See supra, § 861. * See supra, § 860. See also State V. Fourchy, 106 La. 743, 31 So. 325. 8 In re Elliott, 73 Kan. 151, 84 Pac. 750; In re Sherin, 27 S. D. 232j Ann. Cas. 1913D 446, 130 N. W. 761^ 40 L.R.A.(N.S.) 801. 4 In re Lowenthal, 78 Cal. 427, 21 Pac. 7; In re Aldrich, (Vt.) 86 Atl. 801. 6 In re Hutson, 127 App. Div. 492, 111 N. Y. S. 731. « State V. Clopton, 15 Mo. App. 589. 7 People V. Allison, 68 111. 151. • People V. Tanquary, 48 Colo. 122, 109 Pac. 260. 9 People V. Ooleman, 210 111. 79, 71 N. E. 693; In re Elliott, 73 Kan. 151, 84 Pac. 750. 10 A defendant in a disbarment pro- ceeding is not entitled to the time al- lowed to answer an ordinary sum- mons, but may be cited to appear within any time that gives him a reasonable opportunity to be heard. In re Brown, 2 Okla. 590, 39 Pac. 469. 11 Eeilly v. Cavanaugh, 32 Ind. 214; State v. Martin, 46 Wash. 76, 87 Pac. 1054. § 883] PEOCEDUEE, JUDGMENT AND PUNISHMENT. 1301 render judgment; and if he explains, it is for the court to say whether such explanation is sufficient ; ^* if he denies the charges, a question is also raised for the determination of the court after the evidence has heen taken.'* An answer, whether by way of ex- planation or denial, should make a clear, full, and accurate state- ment of the facts.'* But the failure to answer will not warrant the entry of an order of disbarment,'* excepting where a record of conviction has been presented to the court," and such record, in it- self, warrants disbarment" An improper answer may be stricken out; " but if it is merely evasive, the respondent will be given an opportunity to file a more specific answer." The filing of an an- swer to the merits waives an objection to the form of the proceed- ing,*' and to the fact that the complaint has not been examined by the court.' And where a respondent who was charged with hav- ing made false charges in disbarment proceedings against another attorney, answered that such alleged false charges were not filed solely because of ill will, it was held that he thereby admitted, by implication, that such charges were malicious in part.* A repli- cation need not be filed to the answer.' Hearing. § 882. Necessity of Hearing. — An attorney can be deprived of the right to practice his profession only upon a judicial hearing on charges legally presented, and in which he is given a full and win re Eldridge, 82 N. Y. 161, 37 18 People v. Adams, 26 Colo. 412, Am. Kep. 558 (see also mem. in 2 58 Pac. 603. Ky. L. Eep. 75). Admission conelu- 1* See supra, § 858. sive, In re Newell, 157 App. Div. 907, 18 People v. Payson, 210 111. 82, 142 N. Y. S. 185. 71 N. E. 692. See also In re Barn- 18 State V. Mosher, 128 la. 82, 5 ard, 145 App. Div. 910, 129 N. Y. S. Ann. Cas. 984, 103 N. W. 105. 939. "People V. Webster, 28 Colo. 223, 19 People v. Webster, 28 Colo. 223, 64 Pac. 207. 64 Pac. 207. The requirements as to setting 20 Jackson v. State, 21 Tex. 668. forth the facts in an answer are prac- l State v. Mosher, 128 la. 82, 5 tically the same as those required in Ann. Cas. 984, 103 N. W. 105. the petition as stated supra, § 873. 2 In re Cooksey, 79 Kan. 550, 100 16 Ex p. Robinson, 19 Wall. 505, 22 Pac. 62. U. S. (L. ed.) 205; In re Walkey, » State v. Maxwell, 19 Fla. 31. 26 Colo. 161, 56 Pac. 576. 1302 PEOCEDUEJE, JtTDGMENT AND PUNISHMENT. [§ 882 fair opportunity to be heard in his own defense.* Nor can disbar- ment be ordered in contempt proceedings,* or in any other arbi- trary manner.* Nor is it proper for the court to deprive an attor- ney of the right to practice his profession pending the investiga- tion and hearing in the disbarment proceedings.'' There may, of course, be cases of such gross and outrageous conduct in open court on the part of an attorney, as to justify very summary proceed- ings for his suspension or removal from office; but even then he should be heard before he is condemned." However, an attorney against whom charges have been made with a view to his disbar- ment is not entitled to be present at the sittings of a committee appointed by the court or a bar association, at which such charges are being investigated preliminary to a formal presentation there- of.' When facts warranting disbarment or suspension are ad- 1 United States. — Ex p. Robinson, 19 Wall. 505, 22 U. S. (L. ed.) 205. Alahama. — Withers v. State, 36 Ala. 252. Arlcansas. — Beene v. State, 22 Ark. 149. California. — People v. Turner, 1 Cal. 143, 52 Am. Dec. 295; Fletcher V. Daingerfield, 20 Cal. 427. Connecticut. — In re Durant, 80 Conn. 140, 10 Ann. Cas. 539, 67 Atl. 497. Indiana. — Ex p. Smith, 28 Ind. 47; Heffren v. Jayne, 39 Ind. 463, 13 Am. Rep. 281. Iowa. — State v. Start, 7 la. 499. Michigan. — Warren v. Connolly, 165 Mich. 274, 130 N. W. 637, 33 L.R.A.(N.S.) 314, 18 Detroit Leg. N. 138. Missouri. — Shackelford v. McEl- hinney, 241 Mo. 592, 145 S. W. 1139. New York. — In re Eldridge, 82 N. y. 161, 37 Am. Rep. 558 (see also mem. in 2 Ky. L. Rep. 75). North Dakota. — State v. Root, 5 N. D. 487, 67 N. W. 596, 57 Am. St. Rep. 568. Pennsylvania. — Ex p. Steinman, 95 Pa. St. 220, 40 Am. Rep. 637, revers- ing 8 W. N. C. 296. Virginia. — In re Fisher, 6 Leigh 619. West Virginia. — State v. Stiles, 4S W. Va. 425, 37 S. E. 620. A judge in chambers has no power to suspend or disbar an attorney from practicing in the courts. State v. Nathans, 49 S. C. 199, 27 S. E. 52. B People V. Turner, 1 Cal. 143, 52 Am. Dec. 295; State v. Root, 5 N. D. 487, 67 N. W. 590, 57 Am. St. Rep. 568; Ex p. Kearby, 35 Tex. Crim. 634, 34 S. W. 962; State v. Sachs, 2 Wash. 373, 26 Pac. 865, 26 Am. St. Rep. 857. «See supra, § 866. » State V. Goode, 4 Idaho 730, 44 Pac. 640. 8 Ex p. Robinson, 19 Wall. 50,5, 22 U. S. (L. ed.) 205; Ex p. Wall, 107 U. S. 265, 2 S. Ct. 569, 27 U. S. (L. ed.) 552. 9 State I). Fourchy, 106 La. 743, 31 So. 325. § 883] PEOCEDUEE, JUDGMENT AND PUNISHMENT, 1303 mitted by the attorney in his pleadings, there is no necessity for taking testimony, and the court will render judgment without di- recting a hearing.^" § 883. Mode of Hearing. — Disbarment proceedings are usu- ally d'jemed to be of a civil nature ; *^ and, therefore, a hearing therein is governed by the rules which apply to the trial of other civil proceedings.^'' In many jurisdictions the mode of hearing is fixed by statute ; but, in the absence of such regulation, the court may determine the manner in which the hearing shall be conduct- ed.^' Whether regulated by statute or not, it is customary to order a reference of the issues raised for the purpose of taking tes- timony, and reporting thereon ; '* but the evidence must be exam- ined by the court before the order of disbarment is entered.*' And the conclusions of a committee in a disbarment proceeding will or- dinarily be accepted by the court. So, where the report of such a committee negatived the impropriety of an agreement for contin- gent fees in the particular circumstances, its conclusion would not 10 Matter of Pritchett, 122 App. 137 App. Div. 909, 121 N. Y. S. Div. 8, 106 N. Y. S. 847; Matter of 948; In re Barnard, 145 App. Div. Schapiro, 144 App. Div. 1, 128 N. Y. 910, 129 N. Y. S. 939. S. 852. In Vermont the charges are re- This will be done, of course, when ferred to commissioners chosen from the attorney asks that the case be members of the bar, whose conclu- decided on the admitted facts. In sions, when reported to the court, are re Kaflfenburgh, 115 App. Div. 346, treated as the verdict of a jury. In 101 N. Y. S. 507, 188 N. Y. 49, 80 re Jones, 70 Vt. 71, 39 Atl. 1087. N. E. 570; In re Shay, 133 App. Div. IS In re Chandler, 105 Mich. 235, 547, 118 N. Y. S. 146, affirmed 196 63 N. W. 69. N. Y. 530, 89 N. E. 1112. The Alaska Pol. Code, § 750, pro- 11 See sttpra, § 867. viding for reference to three .iisin- 12 People V. Amos, 246 111. 299, 92 terested attorneys of proceedings for N. E. 857, 138 Am. St. Rep. 239. disbarment and suspension of an at- 18 Ex p. Wall, 107 U. S. 265, 2 torney, for misconduct, is confined to S. Ct. 569, 27 U. S. (L. ed.) 552; cases where the accusation is made Fairfield County Bar v. Taylor. 60 on the knowledge of the court or Conn. 11, 22 Atl. 441, 13 L.R.A. 767. judge thereof, and is inapplicable to 14 People v. Mead, 29 Colo. 344, 68 proceedings instituted on the infor- Pac. 241 ; In re Eldridge, 82 N, Y. mation of a third person, as author- 161, 37 Am. Eep. 558 (see also mem. ized by section 744. Cobb v. U. S., in 2 Ky. L. Rep. 75); In re Stern, 172 Fed. 641, 96 C. C. A. 477. 1304 PEOOEDUEE, JUDGMENT AND PUNISHMENT. [§ 883 be disturbed.^® In some jurisdictions, however, it is held that the court cannot delegate to another the power to examine witnesses in disbarment proceedings, but that it must, itself, conduct such ex- amination, so that the judge "may observe the manner of the wit- nesses, and may give to their evidence credence or disbelief, as a jury does, according as their manner of testifying may indicate prejudice, malice or other sinister motive to subserve." " And in another case it was said that, in proceedings for disbarment, it is not safe to rely upon testimony taken before a referee or master,, or any other tribunal ; but the court should hear the witnesses in the presence of the respondent. In such proceedings the court de- cides the issues of fact as well as of law, and to do so satisfac- torily and in justice and fairness to the attorney accused, the same opportunity should be given which is given to a jury to determine the credibility of witnesses by observing their demeanor as well as by hearing what they say.^' So, it has been held that the court should separate the witnesses, on request, in disbarment proceed- ings." But where an attorney, who was charged with misconduct in practicing before the patent office, had a full hearing before the commissioner of patents, it is not an essential part of such hearing that he should be permitted to present arguments before the secre- tary of the interior, to whom the commissioner of patents had re- ported, in person.*" It has been held that it is not error to refuse a separate trial where two or more attorneys have been joined as respondents in disbarment proceedings ; * and in such case there may be a conviction or acquittal as to one only.* A change of venue may be allowed in disbarment proceedings for the same rea- sons, and upon compliance with the same rules, as prevail in ordi- nary civil actions.* 1« In re Aldrioh, (Vt.) 86 Atl. 801. 80 u. S. v. Blias, 12 App. Cas. "State V. Finley, 30 Fla. 325, 11 (D. C.) 485. So. 674, 18 L.R.A. 401. 1 In re Darrow, 175 Ind. 44, 92 In Kansas proceedings for disbar- N. E. 369. ment are required by statute to be 2 In re Wilson, 79 Kan. 450, 100 heard by the court. In re Smith, 73 Pac. 75. Kan. 743, 85 Pac. 584. 8 Slemmer v. Wright, 46 la. 705; 18 In re Duncan, 64 S. C. 461, 42 In re Peyton, 12 Kan. 398. S. E. 433. "Walker ». Com., 8 Bush (Ky.) 86. §§ 884, 885] PEOOEDUEE, JUDGMENT AND PUNISHMENT. 1305 § 884. Right to Trial by Jury. — It is well settled that in the absence of clear statutory provision, the respondent in disbarment proceedings is not entitled, as a matter of right, to a jury trial;* but the court may, should it see fit to do so, order a jury trial. And it seems that where an attorney is charged with misconduct outside the scope of his professional relations with the court and his clients,' a trial by jury should be allowed. Thus, where dis- barment proceedings were predicated on the publication of a libel concerning a public oflBcial, it was held that the respondent was en- titled, before he might be disbarred, to the judgment of his peers according to the law of the land ; but in that case it appears that the state constitution provided that "no conviction shall be had in any prosecution for the publication of papers relating to the official conduct of officers or men in public capacity, or to any other matter proper for public investigation or information, where the fact that such publication was not maliciously or negligently made, shall be established to the satisfaction of the jury." ® § 885. Qualification of Judge. — The rule applicable to ordi- nary civil suits applies here also. And it has been held that a pro- ceeding to disbar an attorney, instituted by a bar association or- ganized to insure conformity to a high standard of professional i United States.— Ex p. Wall, 107 New Torfc.— Burr's Case, 1 Wheel. U. S. 265, 2 S. Ct. 569, 27 U. S. Crim. 503. (L. ed.) 552. Oklahoma. — Dean v. Stone, 2 Okla. Oonneoticut. — In re Durant, 80 13, 35 Pac. 578; State Bar Commla- Conn. 140, 10 Ann. Cas. 539, 67 Atl. sion v. Sullivan, 35 Okla. 745, 131 497. Pac. 703. Florida. — State v. McRae, 49 Fla. Permsylvama. — ^In re Gates, 17 W. 389, 6 Ann. Caa. 580, 38 So. 605. N. C. 142, 2 Atl. 214. Indiana. — Ex p. Robinson, 3 Ind. Tennessee. — Smith v. State, 1 Yerg. 52. But see Keilly v. Cavanaugh, 32 228. Ind. 214. Washington. — State v. Rossman, 53 Kansas. — In re Norris, 60 Kan. Wash. 1, 17 Ann. Cas. 625, 101 Pac. 649, 57 Pac. 528. 357, 21 L.R.A.(N.S.) 821. Louisiana. — State v. Fourchy, 106 s See swpra, §§ 849-852. La. 743, 31 So. 325. Contra, Cheva- 6 Ex p. Steinman, 95 Pa. St. 220, Ion V. Schmidt, 11 Rob. 91; Turner 40 Am. Rep. 637, reversing 8 W. N. V. Walsh, 12 Rob. 383. 0. 296. Michigan. — In re Shepard, 109 Mich. 631, 67 N. W. 971. 1306 PEOCEDUEE, JUDGMENT AND PUNISHMENT. [§ 886 duty, is a proceeding within the exercise of the jurisdiction of the court over an officer for the maintenance of the purity of the court by removing an unfit person, and that such association is not a party thereto, though the proceeding is entitled in its name, and that judges who are honorary members of the association are not disqualified from hearing and determining charges so preferred.' Evidence. § 886. Generally. — The ordinary rules of evidence are appli- cable in proceedings for disbarment, and an order of disbarment or suspension will be entered only upon satisfactory proof; ' and ' Ex p. State Bar Assoc. 92 Ala. 113, 8 So. 768, 12 L.E.A. 134; Bar Association v. Casey, 211 Mass. 187, Ann. Cas. 1913A 1226, 97 N. E. 751, 39 L.R.A.(N.S.) 116; In re Bowman, 67 Mo. 146. 8 The competency of witnesses, and the admissibility and weight of evi- dence, are discussed in the following cases: United States. — In re Boone, 83 Fed. 944. California,. — In re Luce, 83 Cal. 303, 23 Pac. 350; In re Barnes, 16 Pac. 896. Colorado. — People v. Benson, 24 Colo. 358, 51 Pac. 481; People v. Keegan, 30 Colo. 71, 69 Pac. 524; People V. Kelsey, 32 Colo. 1, 75 Pac. 390; People v. Essington, 32 Colo. 168, 75 Pac. 394; People v. Robinson, 32 Colo. 241, 75 Pac. 922; People V. Johnson, 40 Colo. 460, 90 Pac. 1038. District of Columbia. — In re Ad- riaans, 28 App. Cas. 515. Florida. — State v. Young, 30 Fla. 85, 11 So. 514; Zachary v. State, 53 Fla. 94, 43 So. 925. Illinois. — People v. Moutray, 166 111. 630, 47 N. E. 79; People v. Shirley, 214 111. 142, 73 N. E. 303; People V. Gilmore, 214 111. 569, 73 N. E. 737, 69 L.R.A. 701; People v. Frisch, 218 111. 275, 75 N. E. 904; People V. Brown, 218 111. 301, 75 N. E. 907; People v. Sullivan, 218 111. 419, 75 N. E. 1005 ; People v. Eeaugh, 224 111. 541, 79 N. E. 936; People v. Stirlen, 224 111. 636, 79 N. E. 069; People V. Keithley, 225 111. 30, 80 N. E. 50; People v. Thornton, 228 111. 42, 81 N. E. 793; People v. Kne- fel, 233 111. 133, 84 N. E. 172; People V. Barrios, 237 111. 527, 86 N. E. 1075; People v. Maloney, 240 111. 96, 88 N. E. 287; People v. Chamberlain, 242 111. 260, 89 N. B. 994; People V. Allen, 244 111. 393, 91 N. E. 483; People V. Amos, 246 111. 299, 92 N. E. 857, 138 Am. St. Rep. 239 ; People V. Adams, 249 111. 524, 94 N. E. 950; People V. Olson, 258 111. 283, 101 N. E. 521. Indiana. — Ex p. Walls, 64 Ind. 461. Iowa. — State v. Howard, 112 la. 256, 83 N. W. 975; State v. Mosher, 128 la. 82, 5 Ann. Cas. 984, 103 N. W. 105; State v. Johnson, 149 la. 462, 128 N. W. 837. Kansas. — In re Burnette, 70 ICan. 229, 78 Pac. 440; In re Smith, 73 Kan. 743, 85 Pac. 584; In re Wil- § 886] PEOCEDUUE, JUDGMENT AND PUNISHMENT. 1307 this has been held to be true even where the respondent makes de- fault.* The court should never disbar a lawyer on testimony of a son, 79 Kan. 674, 17 Ann. Cas. 690, 100 Pac. 635, 21 L.R.A.(N.S.) 517; In re Wilcox, 133 Pac. 547. Kentucky. — Tudor v. Com., 84 S. W. 522, 27 Ky. L. Eep. 87; Under- wood V. Com., 105 S. W. 151, 32 Ky. L. Rep. 32. Louisiana. — State v. Fourchy, 106 La. 743, 31 So. 325. Massachv^etts. — Bar Assoc, of Bos- ton V. Casey, 196 Mass. 100, 81 N. E. 892; Bar Assoc, of Boston v. Hale, 197 Mass. 423, 83 N. E. 885. Mirmesota. — Southworth v. Bearnes, 88 Minn. 31, 92 N. W. 466; State Board of Examiners v. Byrnes, 93 Minn. 131, 100 N. W. 645; State Board of Examiners v. Dodge, 93 Minn. 160, 100 N. W. 684; State Board of Examiners v. Byrnes, 100 Minn. 76, 110 N. W. 341. Missouri. — In re Disbarment of Lyons, 162 Mo. App. 688, 145 S. W. 844. Montana. — In re Baum, 10 Mont. 225, 25 Pac. 99; State v. Cadwell, 16 Mont. 119, 40 Pac. 176; In re Carle- ton, 33 Mont. 431, 84 Pac. 788, 114 Am. St. Eep. 826. Nebraska. — State v. Fisher, 82 Neb. 361, 117 N. W. 882, affirmed on re- hearing 82 Neb. 367, 119 N. W. 249. New Mexico. — In re Catron, 8 N. M. 253, 43 Pac. 724. New York. — In re , 86 N. Y. 563; In re Randel, 158 N. Y. 216, 52 N. E. 1106; In re Dunn, 27 App. Div. 371, 50 N. Y. S. 163; Metropoli- tan St. R. Co. V. Oppenheim, 58 App. Div. 510, 69 N. Y. S. 524; In re Clark, 108 App. Div. 150, 95 N. Y. S. 388, affirmed 184 N. Y. 222, 77 N. E. 1; In re Nekarda, 114 App. Div. 370, 100 N. Y. S. 42, affirmed 188 N. Y. 590, 81 N. E. 1170; In re Hart, 131 App. Div. 661, 116 N. Y. S. 193; In re Hardenbrook, 135 App. Div. 634, 121 N. Y. S. 250, affirmed 199 N. Y. 539, 92 N. E. 1086; In re Rosen- thal, 137 App. Div. 772, 122 N. Y. S. 471; In re Harding, 139 App. Div. 482, 125 N. Y. S. 264; In re Lowy, 140 App. Div. 537, 125 N. Y. S. 777 ; In re Greenstein, 140 App. Div. 547, 125 N. Y. S. 791; In re Prinstein, 142 App. Div. 807, 127 N. Y. S. 629; In re Harrington, 146 App. Div. 219, 130 N. Y. S. 920, denying rehearing 140 App. Div. 939, 125 N. Y. S. 1123. North Dakota. — In re Whittemore, 14 N. D. 487, 105 N. W. 232; In re Maloney, 21 N. D. 157, 129 N. W. 74. Oregon. — Ex p. Miller, 37 Ore. 304, 60 Pac. 999; Ex p. Eastham, 46 Ore. 475, 80 Pac. 1057; Ex p. St. Rayner, 70 Pac. 537. Permsylvania. — In re Smith, 179 Pa. St. 14, 36 Atl. 134; In re Smith, 2 Lack. Leg. N. 152. South Carolina. — In re Duncan, 81 S. C. 290, 62 S. E. 406; In re Gads- den, 89 S. C. 352, 71 S. E. 952. South Dakota. — In re Bgan, 22 S. D. 355, 117 N. W. 874; In re Har- ben, 27 S. D. 31, 129 N. W. 561. Tennessee. — Benton v. Henry, 2 Colo. 83. Vermont. — In re Jones, 70 Vt. 71, 39 Atl. 1087. Wisconsin. — Flanders v. Keefe, 108 Wis. 441, 84 N. W. 878. West Virginia. — State v. Stiles, 48 W. Va. 425, 37 S. E. 620. 9 Ex p. Robinson, 19 Wall. 505, 22 U. S. (L. ed.) 205; In re Walkey, 26 Colo. 161, 56 Pac. 576. 1308 PEOCEDTJEE, JUDGMENT AND PUNISHMENT. [§ 887 doubtful character.^" But the charges should be clearly sus- tained,'* by convincing proof/* and a fair preponderance of the evidence." And in some cases it has been held that there must be more than a preponderance of the evidence ; ** and that the proof must satisfy the court with reasonable certainty.'* But the rule, applicable in criminal prosecutions, vyhich requires proof beyond a reasonable doubt, does not apply in disbarment proceedings.'* It has also been held that a judge's ovsru observation may not only be sufficient to originate his jurisdiction over a case of unprofes- sional conduct on the part of an attorney, but that it may also be sufficient to authorize whatever judgment he may pronounce ; and that the knowledge of the court, so obtained, cannot be contradict- ed by witnesses." § 887. Allegations and Proof. — As in other proceedings, the proof must agree with the allegations; otherwise disbarment will 10 People V. Harvey, 41 111. 277; People V. Barker, 56 111. 299; People V. Silha, 252 111. 385, 96 N. E. 826; Tudor V. Com., 84 S. W. 522, 27 Ky. L. Eep. 87; In re Moffett, 154 App. Div. 929, 139 N. Y. S. 545. 11 Colorado. — People v. Robinson, 32 Colo. 241, 75 Pac. 922. Illinois. — ^People v. Barker, 56 111. 299; People v. Matthews, 217 111. 94, 75 N. E. 444; People v. Silha, 252 111. 385, 96 N. E. 826. Michigan. — In re Clink, 117 Mich. 619, 76 N. W. 1, 5 Detroit Leg. N. 327. 'New York. — In re , 1 Hun 321. West Virginia. — State v. Shumate, 48 W. Va. 359, 37 S. E. 618; State c. Stiles, 48 W. Va. 425, 37 S. E. 620. 12 California. — In re Houghton, 67 Cal. 511, 8 Pac. 52. Colorado. — People v. Pendleton, 17 Colo. 544, 30 Pac. 1041; People v. Tanquary, 48 Colo. 122, 109 Pac. 260. loioa. — State v. Rohrig, 139 N. W. 908. Michigan. — In re Wool, 36 Mich. 299. New Jersey. — In re Noonan, 65 N. J. L. 142, 46 Atl. 570. l»In re Darrow, 175 Ind. 44, 92 N. E. 369; State Bar Commission «. Sullivan, 35 Okla. 745, 131 Pac. 703; In re Sherin, 27 S. D. 232, Ann. Cas. 1913D 446, 130 N. W. 761. 14 In re Bowman, 7 Mo. App. 569; In re Evans, 22 Utah 366, 62 Pac. 913, 83 Am. St. Rep. 794, 53 L.R.A. 952. IB State V. Winesj 21 Mont. 464, 54 Pac. 562. 18 In re Wellcome, 23 Mont. 450, 59 Pac. 445. Compare In re Mashhir, 44 App. Div. 632, 7 N. Y. Ann. Cas. 1, 60 N. Y. S. 451, wherein it was held that charges of grave malpractice should be established beyond a reasonable doubt. " Bradley v. Fisher, 7 D. C. 32, af- firmed 13 Wall. 335, 20 U. S. (L. ed.) 646. § 888] PEOCEDUEE, JUDGMENT AND PUNISHMENT. 1309 not be ordered.^' And where an attorney is charged with specific misconduct, it is not permissible to show other similar offenses, except to prove knowledge, ^^ though acts before admission which tended to show lack of integrity have been held material.^", Proof of other misconduct will not justify disbarment, if the misconduct alleged is not proven; * but the court may permit the filing of amended or supplementary charges.* The accusations need not, of course, be proved exactly as alleged,* especially where the re- spondent is advised of the charges against him and as to which proof is offered,* for the technical nicety of the criminal law is not applicable to disbarment proceedings, in which the court inquires into the conduct of its own officers.* § 888. Presumptions. — An attorney, against whom disbar- ment proceedings have been preferred, is presumed to be innocent, and to have performed his duties faithfully and in accordance with his oath, until the contrary is established.* But the intention with which an act is done may be presumed from the act itself ; thus, where it was shown that a respondent had wrongfully forged an affidavit, it was presumed, in the absence of proof to the con- trary, that he did so intentionally ; '' and language derogatory of a court is presumed to have been used in its natural and ordinary 18 Calif orma. — In re Luce, 83 Cal. 2 See supra, § 875, note 303, 23 Pac. 350. 8 Bar Assoc, of Boston v. Green- CoZorodo.— People v. Groddard, 11 hood, 168 Mass. 169, 46 N. E. 568. Colo. 259, 18 Pac. 338. * Bar Assoc, of Boston v. Scott, Cormecticut. — Grievance Committee 209 Mass. 200, 95 N. E. 402. V. Ennis, 84 Conn. 594, 80 Atl. 767. B See supra, § 873. District of Columbia. — Garfield v. *In re Haymond, 121 Cal. 385, 53 U. S., 32 App. Cas. 153. Pac. 899; In re Parsons, 35 Mont. Illinois. — People v. Allison, 68 111. 478, 90 Pac. 163; In re Newby, 82 151. Neb. 235, 117 N. W. 691 ; In re Gads- Utah.— In re Evans, 130 Pac. 217. den, 89 S. C. 352, 71 S. E. 952. Com- 18 In re Evans, (Utah) 130 Pac. pare People v. Webster, 28 Colo. 223, 217. 64 Pac. 207; In re Spenser, 143 App. 80 In re Platz, (Utah) 132 Pac. Div. 229, 128 N. Y. S. 168. 390. 7 Ex p. Walls, 64 Ind. 461. lEx p. Bradley, 7 Wall. 364, 19 U. S. (L. ed.) 214; People v. Mat- thews, 217 111. 94, 75 N. E. 444. 1310 PEOCEDtTEE, JUDGMENT AND PUNISHMENT. [§§ 889, 890 significance, notwithstanding a disavowal of contemptuous intent by the respondent.' § 889. Evidence of Accomplice. — The rule that one accused of crime cannot be convicted on the uncorroborated evidence of an accomplice, does not extend to disbarment proceedings predicated on criminal misconduct on the part of the respondent ; but the ex- tent to which corroboration is necessary in such a proceeding is for the determination of the court in each case. And where it is as- serted that an attorney, knowing that his client sought to recover on perjured testimony, continued the suit and insisted on a ver- dict, the testimony of such client need not be corroborated as to every fact or circumstance which tends to establish the respond- ent's guilt ; but it will be sufficient if it is so corroborated as to con- nect the respondent with the commission of such misconduct, and this may be shown by the fact that he continued to prosecute the action.' But the testimony of a witness whom an attorney was charged with having bribed, is not sufficient to sustain the charge, where several other persons, who were present at the time of the alleged bribery, testified that no bribe was offered.^" § 890. Affidavits and Depositions. — The respondent, in dis- barment proceedings, is entitled to confront the witnesses, and to subject them to cross-examination ; ^* and the contents of affidavits which have been filed as a basis for the commencement of the pro- ceedings, cannot be considered as evidence in support of the accu- sations on the trial of the issue. ^* But disbarment proceedings do not partake of the nature of a criminal prosecution ; ^' and, there- fore, it has been held that depositions may be read in evidence on the hearing thereof,^* providing, of course, that they are other- 8 See supra, § 784. Pac. 440; In re Eldridge, 82 N. Y. 9 In re Hardenbrook, 135 App. Div. 161, 37, Am. Eep. 558, 2 Ky. L. Eep. 634, 121 N. Y. S. 250, affirmed 199 75; In re Simpson, 9 N. D. 379, 83 N. Y. 539, 92 N. E. 1086. N. W. 541. 10 Walker v. State, 4 W. Va. 749. is See supra, § 867. 11 In re Eldridge, 82 N. Y. 161, 37 U United States.— See Ex p. Burr, Am. Rep. 558 (See also mem. in 2 2 Cranch (C. C.) 391, 1 Wheel. Crim. Ky. L. Rep. 75). (N. Y.) 503, 4 Fed. Cas. No. 2,186. 12 In re Burnette, 70 Kan. 229, 78 Connecticut. — In re Durant, 80 § 891] PEOCEDUKE, JUDGMENT AND PtrNISHMElIT. 1311 wise competent. '' In some jurisdictions, however, depositions are not admissible, over objection, in disbarment proceedings ; ^* and in other states it has been held that the evidence cannot be taken before a referee or commissioner, on the theory that the court should see and hear the witnesses personally." But the right to meet the witnesses face to face is a personal one, which the respond* ent may waive.** § 891. Records and Proceedings in Other Actions and Courts. — A record showing the disbarment of the respondent in another jurisdiction, or in another court within the same juris- diction, is competent evidence against him, but it is not conclu- sive ; and disbarment will be ordered, as a general rule, only as the result of an independent investigation." But the court will not examine the evidence taken in another state to determine whether the respondent should be disbarred upon the case there presented.*" In like manner, the records of other actions may be offered in evi- dence in disbarment proceedings where they tend to establish the charges preferred.* In some jurisdictions, however, the record Conn. 140, 10 Ann. Cas. 539, 67 Atl. N. Y. S. 1018; In re Orwig, 1 W. 497. N. C. (Pa.) 148. Florida. — State v. McRae, 49 Fla. Compare People v. Hill, 182 111. 389, 6 Ann. Cas. 580, 38 So. 605. 425, 55 N. E. 542, wherein it was ZoTOO. — state v. Mosher, 128 la. 82, held that a judgment of the circuit 5 Ann. Cas. 984, 103 N. W. 105. court disbarring an attorney, is con- Kansas. — See In re Burnette, 73 elusive against him in subsequent Kan. 609, 85 Pac. 575. proceedings to disbar him in the su- Montana. — In re Wellcome, 23 preme court on the same chaiges. Mont. 140, 259, 58 Pac. 45, 711. gee also People v. Miller, 195 111. 15 Garfield v. V. S., 32 App. Cas. g^l, 63 N. E. 504. (D. C.) 109. 20jjj j,g Baum, 10 Mont. 223, 25 18 In re Eldridge, 82 N. Y. 161, ^^ gg 37 Am. Rep. 558; In re Attorney, 83 , -n , n,-o ■ mo m o^/^ on. N. Y. 164, 23 Alb. L. J. 129. ^, ' I'^lH ''"J^^"^"' "" "^- ^''''' "See Lpra. § 883. ^- ^- ^^^ ' ^^°P^« "• ^'^°'' '*« "^• 18 In re 86 N. Y. 563. ^^^' ^^ ^- ^- ^^''' ^^^ ^™- ^*- ^^P" 19 Bradley v. Fisher, 13 Wall.' 335, 239; State v. Stringfellow, 128 La. 20 V. S. (L. ed.) 646; Ex p. Tilling- 463, 54 So. 943; In re Ebbs, 150 N. C. hast, 4 Pet. 108, 7 U. S. (L. ed.) 4*, 17 Ann. Cas. 592, 63 S. E. 190, 19 798; In re Thatcher, 190 Fed. 969; L.R.A.(N.S.) 892; State v. Chapman, In re Joseph, 125 App. Div. 544, 109 11 Ohio 430. Compm-e Dillon v. 1312 PEOCEDURE, JUDGMENT AND PUNISHli^piirT. [§§ 892, 893 of conviction of certain criminal misconduct, in itself, warrants disbarment.^ § 892. Failure of Respondent to Testify. — A proceeding for disbarment is not a criminal prosecution in the sense that the respondent's failure to testify shall not be used to his prejudice.' His failure to explain incriminating facts will be considered in connection with the other evidence presented,* and his refusal to testify will give rise to a presumption of the truth of facts which are fairly established by the evidence and which must have been known to him.* But the mere fact that the respondent has re- fused to testify does not, of course, dispense with the necessity of proving the accusations made against him ; his innocence remains until it appears with reasonable certainty that he is guilty, and it then becomes incumbent on him to rebut such proof.* Findings, Verdict, Judgment and Punishment. § 893. In General. — The findings in a disbarment case, as in other civil actions or procedings, must be consistent with each other and must be based on competent evidence.'' Where there are several charges against an attorney, the finding or judgment against him should specify the particular charge or charges upon which State, 6 Tex. 55; In re Evans, (Utah) dence, and made an additional find- 130 Pae. 217. ing, based on the legal fiction of ad- 2 See supra, § 858. mission by demurrer in a, civil action * In re Wellcome, 23 Mont. 450, 59 against the attorneys, in which they Pac. 445; In re Randel, 158 N. Y. 216, demurred to the complaint; and such 52 N. E. 1106. additional finding was not only at 4 In re Burnette, 73 Kan. 609, 85 variance with the findings of the ref- Pac. 575. eree, but was inconsistent with other 6 In re Randel, 158 N. Y. 216, 52 N. additional findings of the court, dis- E. 1106. closing facts showing that the con- 6 In re Wellcome, 23 Mont. 450, 59 tract was not champertous. Held, Pac. 445. that the judgment of disbarment en- ' An information to disbar attor- tered thereon was void. In re Evans, neys, charged them with entering into (Utah) 130 Pac. 217, vacating, on re- ft champertous contract. The referee hearing, judgment of disbarment in 22 did not find that the contract was Utah 366, 62 Pae. 913, 83 Am. St. Rep. champertous, and the court approved 794, 53 L.R.A. 952. the findings as supported by the evi- § 893] PBOCEDTJEE, JUDGMENT AND PUNISHMENT. 1313 his guilt is pronounced, so that if he is found guilty of only part of the charges, it may not appear that he was guilty of all.' On the other hand, it is ordinarily sufficient that the guilt of the at- torney appear from an inspection of the final order or judgment when read with the charge in the petition or other formal accusa- tion; and in such a case the final order in judgment need only re- cite that the application for disbarment is granted.^ A variance that might be fatal to the prosecution in a criminal case is not necessarily important in a disbarment proceeding, and it is not a valid ground of objection that the findings do not exactly conform to the specifications. So when the facts found, with the infer- ences that may be drawn from them, warrant a finding that the accused attorney was guilty of deceit and gross misconduct in his office, it is immaterial that, m making his findings of fact, the judge has not attempted to make a complete analysis of the con- duet described, or to state all the particulars in which it was cul- pable.'" Whether or not the rule of criminal procedure that a special verdict must find all the facts and circumstances essential to constitute the offense, applies with full force to a disbarment proceeding, it is obvious that in jurisdictions where the practice prevails of trying disbarment cases by jury, a special verdict in such a case must be sufficiently specific and comprehensive to es- tablish the attorney's guilt.''* In disbarment proceedings, as in all ■civil actions, the court may direct a verdict where the evidence is uncontroverted ; ^^ hence where the uncontroverted evidence shows grounds for disbarment, the attorney cannot complain because the 8 Perry v. State, 3 G. Greene (la.) an attorney can be given upon a spe- 550. cial verdict "that the defendant was In Missouri the statute requires retained as an attorney at law by B. that the precise cause for suspending in the case of A. v. B. before the said an attorney must appear in the order defendant was retained by said A. ; " ■of suspension. State v. Watkins, 3 it not appearing that the defendant Mo. 4S0. was ever retained by A., or that he 9 State V. Howard, 112 la. 256, 83 acted from a corrupt motive, and not N. W. 975; In re Shepard, 109 Mich, from inadvertence, or some justifiable 63], 67 N". W. 971. cause. It Bar Assoc, of Boston v. Green- l^ Wernimont r. State, 101 Ark. hood, 16S Mass. 169, 46 N. E. 568. 210, Ann. Cas. 1913D 1156, 142 S. W. 11 Jackson i. State, 21 Tex. 668, 194. iolding that no Judgment disbarring Attys. at L. Vol. II.— 83. 1314 PEOCEDDEE, JUDGMENT AND PUNISHMENT. [§ 894 court discharges the jury and itself makes findings and renders judgment of disbarment.'' In the absence of an enabling statute, a court has no power, in a proceeding for the suspension or disbar- ment of an attorney, to render judgment against him for money that he has misappropriated,'* though it has been held that he may be suspended until he makes restitution.'* A judgment of disbar- ment or suspension, rendered by a court of competent jurisdiction, cannot be attacked in a collateral proceeding.'* On the other hand, when a final judgment or order has been rendered in the at- torney's favor, he is protected by the principle of res judicata from further disbarment proceedings based on the same charges.'^ Under some statutes a disbarred or suspended attorney desiring a modification of the decree of suspension or removal, may file a written motion therefor with the court which entered the decree; and if the court is satisfied that he has reformed and is a fit sub- ject for clemency, it will reconsider and modify the decree." A judgment of disbarment may be modified to one of suspension for a short period if it be made to appear to the court that the attorney has become genuinely repentant and may be a fit person to prac- tice law ; and this may be done notwithstanding a previous refusal of an application for his reinstatement." After judgment of dis- barment has been affirmed on appeal and the remittitur issued, ap- plication to modify it should be made to the trial court.^" § 894. Punishment. — The grounds for disbarment or suspen- sion have been heretofore discussed,' and need not be further no- ticed in this connection. Having determined that the misconduct 13 Wernimont v. State, 101 Ark. 16 Philbrook v. Newman, 85 Fed. 210, Ann. Cas. 1913D 1156, 142 S. W. 139; Smith v. State, 5 Tex. 578. 194. "Com. V. McKay, (Ky.) 20 S. W. 1* Dawson v. Compton, 7 Blackf. 276; In re Houghton, 9 S. D. 457, 70 (Ind.) 421. N. W. 634. Under Indiana Code, § 778, on a l* In re Burke, 11 Ohio Cir. Dee. motion to suspend an attorney, a 397, 21 Ohio Cir. Ct. 34. judgment may be rendered against W In re Egan, 27 S. D. 16, 129 N. him for the amount of money with- W. 365. held by him from the moving party, 20 In re Wharton, 130 Cal. 486, 62 as alleged in the motion. Eeilly v. Pao. 741. Cavanaugh, 32 Ind. 214. ISee supra, §§ 773-864. 15 See infra, § 894. § 894] paooEDUBE, judgment and punishment. 131& of an attorney merits discipline, the court is confronted with the question of the character and extent of the punishment that should be inflicted. Unless the act of the attorney is one for which dis- barment is made a penalty by a mandatory statute, the solution of this question frequently involves so many considerations of pub- lic policy and concrete justice, dependent upon the gravity and consequences of the misconduct, the age, character and reputation of the attorney, the probability of his reformation, the circum- stances attending the commission of the offense, and the like, that no fixed or arbitrary rules have been, or properly can be, adopted by the courts.^ It is clear, of course, that when an attorney's mis- conduct is such as to demonstrate that he is unfit to practice, his license should be revoked for the protection of the court and the proper administration of justice.* On this theory it has been said that when a lawyer has been convicted of want of honesty and in- tegrity, it cannot be claimed that he should be suspended rather than disbarred ; * and that when he is guilty of misappropriating money, judgment of suspension instead of disbarment should be rendered only if mitigating circumstances are shown.* But the practice is by no means uniform on this point.^ On the other 3 Under a statute providing that an Div. 378, 105 N. Y. S. 84; New York attorney may be "removed" for mis- Bar Assoc, v. Chappell, 131 App. Div. conduct, the removal may be absolute, 69, 115 N. Y. S. 868 ; Matter of Gifu- leaving the attorney to apply for re- ni, 137 App. Div. 351, 121 N. Y. S. admission if his offense was of such 1131 ; Matter of Flower, 138 App. Div. a kind that, after a lapse of time, he 102, 122 N. Y. S. 886. See generally can satisfy the court that he has be- § 804 et seq. come trustworthy; or for a stated Illness , "Review of Disbarment Pro- and will hereafter conduct himself ceedings," § 896 et seq. honestly in his relations with his § 894] PEOCEDUEE., JUDGMENT AND PUNISHMENT. 1317 previous good character and reputation of the attorney will gener- ally be considered as entitling him to some leniency at the hands of the court, ^* though it will not prevent his disbarment if his mis- conduct is gross and inexcusable.'* On the other hand, a former disbarment '* or suspension '* will naturally be regarded as a cir- cumstance adverse to the attorney. Mitigating or extenuating cir- cumstances often induce the court to render a judgment of sus- pension rather than disbarment,'* as where the attorney was young clients. If he had adopted a differ- ent course, and attempted to deny the charges, and to sustain that de- nial by false testimony, the court would have been compelled to disbar him." In re Greenberg, 146 App. Div. 945, 131 N. Y. S. 531. Where an attorney had been guilty of serious misconduct, but the matter arose years ago, and had been ad- justed by the parties whose private interests were affected, he was sus- pended for one year. In re Aldrioh, (Vt.) 86 Atl. 801. li California. — In re Stephens, 84 Cal. 77, 24 Pae. 46. Colorado. — People v. Green, 9 Colo. 506, 13 Pac. 514. New York. — Matter of Lash, 150 App. Div. 467, 135 N. Y. S. 370 ; Mat- ter of Schleimer, 150 App. Div. 507, 135 N. Y. S. 406; Matter of Sanborn, 152 App. Div. 935, 137 N. Y. S. 1141. Compare In re Burr, 1 Wheel. Crim. 503. Ohio. — In re Cunningham, 9 Ohio Dec. (Reprint) 717, 16 Cine. L. Bui. 447. Pennsylvania. — In re Smith, 179 Pa. St. 14, 36 Atl. 134. South Dakota. — In re Sherin, 27 S. D. 232, Ann. Gas. 1913D 446, 130 N. W. 761, 40 L.E.A.(N.S.) 801. 13 Matter of Clark, 184 N. Y. 222, 77 N. E. 1. "People V. Green, 9 Colo. 506, 13 Pac. 514. 16 In re Randall, 122 App. Div. 1, 106 N. Y. S. 943, affirmed 196 N. Y. 569, 90 N. E. 1165; Matter of Levy, 138 App. Div. 896, 122 N. Y. S. 1134. See also Matter of Goldberg, 49 App. Div. 357, 63 N. Y. S. 392. 16 Matter of Gluck, 139 App. Div. 894, 123 N. Y. S. 857; State v. Tanner,, 49 Ore. 31, 88 Pac. 301. Doubt Occasioned by the Testimomf on Part of the Charges. — See Matter of Goodman, 135 App. Div. 594, 120 N. Y. S. 801, affirmed 199 N. Y. 143, 92 N. E. 211 ; Matter of Boxman, 148; App. Div. 286, 132 N. Y. S. 217. Plot against Attorney. — The attor- ney of one convicted of murder hired! a detective to procure a. woman to sign an affidavit as to a pretended con- versation with deceased, in which the latter stated it was his intention to commit suicide. The detective in- formed the prosecuting attorney, who secured a woman to sign the affidavit, which was prepared by the attorney, and signed without being read to the deponent, who was paid therefor. The affidavit was used on a motion for ai new trial, when the attorney stated' that it had been written at deponent's dictation. It was held that while the attorney was guilty of professional misconduct meriting discipline, the 1318 PEOCEDUEE, JUDGMENT AND PUNISHMENT. [§ 894i and inexperienced when he committed the offense," or was actu- ated by excessive zeal for his client's cause rather than by improper motives ; ^' though neither youth and lack of experience,^® nor ex- cessive zeal,^ will justify criminal or dishonorable conduct. So, too, the fact that the attorney is the first one who has been brought before the court on the particular charge involved,^* while others have indulged in similar practices,^ or that he committed the of- fense before that particular species of misconduct had been judi- cially declared to be unprofessional,* has been deemed a reason for suspending rather than disbarring him; as where an attorney ad- vertised for divorce cases, apparently without knowledge that it was wrong to do so, and discontinued the practice on or before the commencement of the disbarment proceeding.* But when an at- torney is guilty of misconduct clearly warranting his disbarment, the fact that there are other attorneys at the same bar equally rep- plot against him would mitigate his punishment, which was fixed as sus- pension for one year. In re Shoe- maliier, 38 W. N. C. 54, 5 Pa. Dist. Ct. 161, affirmed 2 Pa. Super. Ct. 27. "In re Goldberg, 79 Hun 616, 29 N. Y. S. 972; Matter of Goodman, 135 App. Div. 594, 120 N. Y. S. 801, affirmed 199 N. Y. 143, 92 N..E. 211; Matter of Cliadsey, 141 App. Div. 458, 126 N. Y. S. 456, affirmed 201 N. Y. 572, 95 N. E. 1124; Matter of Lash, 150 App. Div. 467, 135 N. Y. S. 370. 18 People V. Green, 9 Colo. 506, 13 Pac. 514; In re Robinson, 140 App. Div. 329, 125 N. Y. S. 193 ; Matter of •Chadsey, 141 App. Div. 458, 126 N. T. S. 456, affirmed 201 N. Y. 572, 95 ISr. E. 1124. 19 Matter of Rosenthal, 137 App. Div. 772, 122 N. Y. S. 471. 20 Matter of Robinson, 140 App. Div. 329, 125 N. Y. S. 193, where the temptation of the attorney was great by reason of impending danger to a wealthy and powerful client. Matter of Chadsey, 141 App. Div. 458, 126 N. Y. S. 456, affirmed 201 N. Y. 572, 95 N. E. 1124. 21 Matter of Shay, 133 App. Div. 547, 118 N. Y. S. 146, affirmed 196 N. Y. 530, 89 N. E. 1112; Matter of Rothschild, 140 App. Div. 583, 125 N. Y. S. 629. lln re Shay, 133 App. Div. 547, 118 N. Y. S. 146, affirmed 196 N. Y. 530, 89 N. E. 1112, contracting to di- vide with a layman the compensation to be received by the attorney from negligence cases procured by the lay- man, such agreements being prohibi- ted by statute but being commonly made by lawyers engaged in prosecut- ing such actions. It was said in that case, however, that these circum- stances would not be considered in future cases of that kind. ^ In re Imperatori, 152 App. Div. 86, 136 N. Y. S. 675. 8 People V. MacCabe, 18 Colo. 186, 32 Pac. 280, 36 Am. St. Rep. 270, 19 L.R.A. 231 ; In re Schnitzer, 33 Nev. 581, 112 Pac. 848. § 89-1] PEOCEDITEE, JUDGMENT AND PUNISHMENT, 1319 rehensible is not a mitigating circumstance.* Sometimes the court suspends the attorney for a stated period and until further order of the court, thus reserving to itself the power to require the at- torney to show as a condition to reinstatement that he has ab- stained from practice and conducted himself properly during the time of his suspension.* In one case an attorney was indefinitely suspended, with the privilege, however, to move before the court for reinstatement after the expiration of two years, upon satisfac- tory proof that he had not, for two years immediately preceding his application, used intoxicating liquors, and that he had re- formed his character. ° In some states an attorney may be sus- pended for a certain time and until he repays money that he has misappropriated,' or pays the costs of the proceedings against him.' But the better opinion is that disbarment proceedings may not be used as a means of compelling an attorney to repay money,® and that in the absence of statutory authority costs cannot be awarded against him in such proceedings.''"' Although the statutes generally prescribe disbarment or suspension, in the alternative, as 4 In re Platz, (Utah) 132 Pae. 390. Compare Matter of Shay, 133 App. Div. 547, 118 N. Y. S. 146, affirmed 196 N. Y. 530, 89 N. E. 1112. 5 In re Rothschild, 140 App. Div. 583, 125 N. Y. S. 629. See also Mat- ter of Chadsey, 141 App. Div. 458, 126 N. Y. S. 456, affirmed 201 N. Y. 572, 95 N. E. 1124; Matter of Cohn, 141 App. Div. 511, 126 N. Y. S. 218; In re Sayer, 146 App. Div. 928, 131 N. Y. S. 381; Matter of Boxman, 148 App. Div. 286, 132 N. Y. S. 217; Mat- ter of Lash, 150 App. Div. 467, 135 N. Y. S. 370. In a collateral proceeding, a judg- ment disbarring an attorney for three years, and "until the further order of the court," cannot be held invalidated by the quoted clause, even if it is void, for it may be considered as mere surplusage. Philbrook v. Newman, 85 Fed. 139, where the court, how- ever, expressed no opinion as to the validity of the clause. 8 In re Evans, 94 S. C. 414, 78 S. E. 227. 7 In re Tyler, 78 Cal. 307, 20 Pac. 674, 12 Am. St. Eep. 55, a case which apparently confuses a disbarment proceeding with a summary proceed- ing to compel an attorney to repay money received by him in his pro- fessional capacity. 8 People V. Brown, 17 Colo. 431, 30 Pac. 338; People v. MacCabe, 18 Colo. 186, 32 Pac. 280, 36 Am. St. Kep. 270, 19 L.R.A. 231. 9 Matter of Eockmore, 130 App. Div. 586, 117 N. Y. S. 512; Matter of Fox, 150 App. Div. 602, 135 N. Y. S. 821, refusing to dismiss Charges on condition that the attorney repay to his client money misappropriated. 10 See infra, § ,895. 1320 PEOCEDUEE, JUDGMENT AND PUNISHMENT, [§ 894- a penalty for professional misconduct/' in the absence of express- restriction these statutes do not limit the inherent common-law power of the courts,'^ which may be exercised to inflict a less se- vere punishment for conduct which, under the circumstances dis- closed, is not grave enough to warrant the penalty of suspension or disbarment.'* In such cases, therefore, the attorney may be rep- rimanded from the bench in open court,'* or may be censured in the court's written opinion, which will be published in the official reports,'* or the proceedings may be dismissed with a mere expres- sion of the court's disapproval of the attorney's conduct.'® When, 11 See the various statutes on this subject. 12 See supra, §§ 758, 759. 13 Matter of Reifschneider, 60 App. Div. 478, 69 N. Y. S. 1069; In re Gads- den, 89 S. C. 352, 71 S. E. 952. Contra. — It has been lield that a court clothed by statute with power to strike the name of an attorney from the rolls for specified offenses has no power to impose a less severe penalty. In re Burton, [1903] 2 K. B. (Eng.) 300, 72 L. J. K. B. 752; In re Kelley, [1895] 1 Q. B. (Eng.) 180; In re Forbes, 2 N. W. Terr. 410. Compare In re Lamb, 23 Q. B. D. (Eng.) 477. 14 Matter of Reifschneider, 60 App. Div. 478, 69 N. Y. S. 1069, where the attorney was a young man against whom no charges had previously been brought. IB Matter of Manheim, 113 App. Div. 136, 99 N. Y. S. 87. This is frequently deemed sufficient. See Matter of Woytisek, 120 App. Div. 373, 105 N. Y. S. 144; Matter of Doyle, 138 App. Div. 99, 122 N. Y. S. 1000; Matter of Boehm, 150 App. Div. 443, 135 N. Y. S. 42 ; Matter of Cohn, 150 App. Div. 470, 134 N. Y. S. 1103; Matter of Schleimer, 150 App. Div. 507, 135 N. Y. S. 406; Matter of Fox, 150 App. Div. 602, 135 N. Y. S. 821 ; Matter of Barnard, 151 App. Div. 580, 136 N. Y. S. 185 ; Matter of Sanborn,, 152 App. Div. 935, 137 N. Y. S. 1141 ; Matter of Kisselburgh, 153 App. Div. 884, 137 N. Y. S. 1060. In New York, by chapter 253 of the- Laws of 1912, the Appellate Division of the Supreme Court is expressly au- thorized to censure as well as to sus- pend or remove attorneys guilty of misconduct — a provision which is ap- parently superfluous in view of pre- vious decisions of that court. 16 Matter of Hutson, 127 App. Div. 492, 111 N. Y. S. 731, where the at- torney, some time before the proceed- ings were begun, had discontinued the- objectionable practice complained of>. In re Gadsden, 89 S. C. 352, 71 S. E.. 952, where the attorney had been guilty of no fraud, and his miscon- duct was induced by zeal for his client.- See also State v. Fourchy, 106 La.. 743, 31 So. 325. Opinion of Committee of the Bar.. — In some states this is done in def- erence to the opinion of a eommittee- of the bar who have appeared in the- proceedings. In re Snow, 27 Utah. 265, 75 Pac. 741; In re Aldrich, (Vt.). 86 Atl. 801. § 895] PBOCEDTJEE, JUDGMENT AND PUNISHMENT. 1321 iowever, the court fails to find the attorney guilty, and dismisses: the charges for further proceedings, it has no power to render judgment that he be reprimanded." § 895. Costs and Expenses of Proceeding.— Since costs are solely the creature of statute, the general rule is that in a disbar- ment proceeding no costs can be awarded to either party against the other in the absence of statutory authority therefor.'* Thus, if the accused attorney is successful he is not entitled to costs. against the persons who instituted the proceedings,'* and if he is disbarred or otherwise disciplined, no costs can be awarded against him.*" In a disbarment proceeding instituted by the state on the complaint of an individual or a bar association, the costs of a suc- cessful appeal by the attorney should not be taxed against the com- plainant or relator,^' but should be borne by the state.' There are cases, however, in which the courts, without referring to any stat- utory authority and without noticing the rule stated, have imposed W State V. Tracy, 115 la. 71, 87 N. W. 727. 18 In re Watt, 154 Fed. 678 ; Mor- ton V. Watson, 60 Neb. 672, 84 N. W. 91; In re Eaton, 7 N. D. 269, 74 N. W. 870; State v. Martin, 45 Wash. 76, 87 Pac. 1054. In South Dakota the allowance of costs and disbursements is regulated by statute. See In re Egan, 22 S. D. 563, 119 N. W. 42; In re Sherin, 28 S. D. 420, 133 N. W. 701, modifying 27 S. D. 232, Ann. Cas. 1913D 446, 130 N. W. 761; In re Kirby, 10 S. D. 416, 73 N. W. 908. Security for Costs. — An Alabama statute (Gen. Acts 1903, p. 346) makes it the duty of the solicitor to prosecute disbarment proceedings, and provides that the court, on the so- licitor's motion and on good cause shown, may at any time require the Alabama state bar association to give security for the costs of such pro- ceeding, to be approved by the court. But security for costs in such a pro- ceeding can be required only on mo- tion of tlie solicitor. Johnson v. State, 152 Ala. 93, 44 So. 671. 19 Cases in preceding note. 20 State V. Fisher, 82 Neb. 361, IIT N. W. 882, judgment affirmed on re- hearing 82 Neb. 367, 119 N. W. 249. The court may require each party to pay his own costs. State v. Fisher, 82 Neb. 361, 117 N. W. 882, judgment affirmed on rehearing, 82 Neb. 367,. 119 N. W. 249. No costs can be imposed upon the. accused attorney when he is not found guilty. State v. Tracy, 115 la. 71, 87 N. W. 727. "Turner v. Com., 2 Mete. (Ky.) 619; State v. Martin, 45 Wash. 76, 87 Pac. 1054. The complainant or relator is not really a party. See cases cited supra, this note. 1 State V. Martin, 45 Wash. 76, 87' Pac. 1054, 1322 PEOCEDURE, JUDGMENT AND PUNISHMENT. [§ 895 costs upon the attorney disbarred or suspended,^ or upon the pe- titioners or complainants when the charges were not sustained.' In New York, when an application is made to the supreme court by one attorney to disbar another, the court, by virtue of its au- thority over the conduct of its attorneys, has power, independent of statute, upon determining that the proceedings were instituted in bad faith, to order the disbursements and costs of the motion to be paid by the applicant ; and its decision is not reviewable by the court of appeals.* In some states by statute the expenses and costs of the proceeding are payable by the county,* and it is the settled practice under some of such statutes for the compensation of at- torneys who prosecute the charges to be included in the expenses thus paid.' 2 In re Washington, 82 Kan. 829, 109 Pac. 700; Ex p. Ditchburn, 32 Ore. 538, 52 Pac. 694. 3 State V. Kemp, 82 Mo. 213, where the charges were prosecuted by pri- vate individuals and were entitled in the name of the state, but without au- thority. Tlie court said that if the charges had been prosecuted in the name of the state at the instance of the prosecuting attorney or pursuant to an order of court, costs might properly have been adjudged against the state; but that a person could not of his own motion "set on foot such proceedings in the name of the state and burden it with the costs of failure." * In re Kelly, 59 N. Y. 595. See also Matter of Haskell, 150 App. Div. 837, 135 N. Y. S. 249 ; Bormay v. Van Ness, 26 Misc. 599, 56 N. Y. S. 640. 5 Mass. R. L. c. 165, § 44; Burrage V. Bristol County, 210 Mass. 299, 96 K E. 719 ; N. Y. Judiciary Law, § 88, subd. 5 (formerly Code Civ. Pro. 68) ; Matter of V- -, TO An-. Div. 491, 513, 42 N. Y. S. 268. In New York the power of the court to order payment to be made by the county is discretionary, not manda- tory; and if no such order is made, a stenographer who, by consent of coun- sel on both sides, took the minutes of the testimony at the trial and fur- nished copies to the referee and to the parties, can recover his fees from the petitioner and the respondent. Bor- may V. Van Ness, 26 Misc. 599, 56 N. Y. S. 640. 6 Burrage v. Bristol County, 210 Mass. 299, 96 N. E. 719. In New York it is the practice in the second department for the pre- siding justice of the appellate divi- sion to award counsel fees to the at- torney who prosecutes the charges, and to direct that payment be made by the county; but this practice is not followed in the first department, where disbarment proceedings are luuch more numerous. CHAPTEE XXXII. REVIEW OF DISBAEJMENT PROCEEDINGS. § 896. In General. 897. Appeal. 898. Writ of Error. .899. Certiorari. 900. Mandamus. 901. By Accuser, Petition or State. § 896. In General. — A judgment or order distarring or sus- pending an attorney from practice can usually be reviewed by an appellate court in some form of proceeding, whether it be an ap- peal, writ of error, writ of review, certiorari, or mandamus.^ The right to a review in such cases, as well as the scope thereof, usu- ally depends, however, upon the provisions of the local statutes, which should always be consulted; and in the absence of express statutory authority therefor, the right has been held not to exist.* § 897. Appeal. — Under the statutory systems of many ju- risdictions an attorney who has been disbarred or suspended from practice may obtain a review of the proceedings and judgment or order by means of an appeal ; * and in a few states the right of ap- 1 See the following sections. no power to render a judgment of A icrit of review will lie to review disbarment. State v. Laughlin, 73 an order suspending an attorney Mo. 443. from practice, where it appears that * Com. v. Judges, 5 Watts & S. the order was made without notice (Pa.) 272. See also State v. John- to the attorney, and where he had no aton, 2 Har. & McH. (Md.) 160. But opportunity to make a defense. Mc- see In re Trumbore, 2 Penny. (Pa.) Namee v. Steele, 8 Idaho 539, 69 Pac. 84, 14 Lane. Bar. 127. See the fol- 319. lowing section. A icrit of prohibition may issue to ' District of Columbia. — In re Ad- prevent an order being entered in -a, riaans, 28 App. Cas. 515. lower court disbarring an attorney, Illinois. — ^Winkelman v. People, 50 where it appears that such court has 111. 449. 1323 1324 EEVIEW OF DISBARMENT PEOCEEDINGS. [§ 897 peal in cases of this character is conferred and regulated by ex- press provisions of the statutes.* In some cases, however, appeals by attorneys have been entertained ■without any statutory authority Indiana. — Heffren v. Jayne, 39 Ind. 463, 13 Am. Kep. 281 ;■ Walls v. Pal- mer, 64 Ind. 493 ; Ex parte Trippe, 66 Ind. 531. Kentucky. — Turner v. Com., 2 Mete. 619. See also Wilson v. Pop- ham, 91 Ky. 327, 15 S. W. 859. But an appeal does not lie directly to the court of appeals from an order of the Louisville city court, disbar- ring or suspending an attorney from practicing in that' court. Smith v. Com., 1 S. W. 433, 8 Ky. L. Rep. 260. MassachMsetts. — Bar Assoc, of Bos- ton V. Greenhood, 168 Mass. 169, 46 N. E. 568. Michigan. — ^Matter of Wool, 36 Mich. 299. But an order of the circuit court overruling a demurrer to charges filed in that court against an attor- ney is not reviewable by the supreme court, except after final judgment. In re Eadford, 159 Mich. 91, 123 N. W. 546, 16 Detroit Leg. N. 757. Missouri. — Shackelford v. McEl- hinney, 241 Mo. 592, 145 S. W. 1139. See also In re Beal, 5 Mo. App. 583; In re Bowman, 7 Mo. App. 569. Oklahoma. — In re Brown, 2 Okla. 590, 39 Pac. 469, sustaining an ap- peal from an order suspending an at- torney from practice pending trial on an information for his disbarment. Tennessee. — Brooks i. Fleming, 6 Baxt. 331, holding that an attorney may appeal from an order disbarring liim for contempt of court in dis- obeying an injunction. Texas. — Casey v. State, 25 Tex. 380, holding that an attorney may appeal from a judgment disbarring him for contempt of court involving fraudulent or dishonorable conduct or malpractice. Wisconsin. — In re Orton, 54 Wis. 379, 11 N. W. 584. Appeal by accuser, petitioner or state, see infra, § 901. Reprimand and Costs. — It has been held that a judgment reprimanding the attorney and imposing costs upon him is appealable. State v. Tracy, 115 la. 71, 87 N. W. 727. On the other hand, it has been held in such a. case that the attorney may appeal from the judgment for costs, but that the reprimand cannot be reviewed. Finley v. Acme Kitchen Furniture Co., 119 Tenn. 698, 109 S. W. 504. // the period of suspension has ex- pired when the case is reached in the appellate court, the court will refuse further to examine the record. In re Beal, 5 Mo. App. 583. Death of Attorney. — ^An order in an action for divorce, referring to a referee certain charges against one of the attorneys, will not be reviewed on appeal after the death of the at- torney. Beadleston r. Beadleston, 50 Hun 603 mem., 2 N. Y. S. 815. 4 State V. Mosher, 128 la. 82, 5 Ann. Cas. 984, 103 N. W. 105; In re Norris, 60 Kan. 649, 57 Pac. 528; In re Burnette, 73 Kan. 609, 85 Pac. 575; In re Crum, 7 N. D. 316, 75 N. W. 257; In re Houghton, 5 S. D. 737, 59 N. W. 733, holding, however, that the general statute relating to appeals limited the time within which to ap- peal from a judgment of disbarment. 897] EEVIEW OF DISBARMENT PEOCEEDINGS. 1325 therefor.' In JSTew York the court of appeals has often reviewed disbarment cases on appeal by the attorneys, without questioning its jurisdiction under the constitution or statutes ; * but it has been recently said that such cases were "unique," and that it was "by no means clear" that applications for disbarment were special pro- ceedings within the meaning of the statutes relating to appeals, yet that the practice of entertaining such appeals had become "too well settled to be disturbed." ' In other jurisdictions the attorney's right to appeal in the absence of statutory authority has been de- nied.' The scope of appellate review in some states is limited to questions of law, neither the weight of the evidence nor the discre- tion of the lower court in inflicting punishment being reviewable.' 5 Fairfield County Bar v. Taylor, GO Conn. 11, 22 Atl. 441, 13 L.R.A. 767 (where objections to the appeal were expressly waived) ; Matter of West- cott, 66 Conn. 585, 34 Atl. 505; In re Durant, 80 Conn. 140, 10 Ann. Cas. 539, 67 Atl. 497. 6 In re Percy, 36 N. Y. 651 ; Matter of Gale, 75 N. Y. 526; In re El- dridge, 82 N. Y. 161, 37 Am. Eep. 558, 2 Ky. L. Rep. 75, where the only question was whether the court could review the exercise of discretion by the court below; Matter of , 86 N. Y. 563. 7 Matter of Droege, 197 N. Y. 44, 50, 51, 90 N. E. 340, a, proceeding to remove a city magistrate, in which it was held, however, that the court of appeals could not review the action of the appellate division. 8 State V. Johnston, 2 Har. & McH. (Md.) 160; Ex p. Biggs, 64 N. Cj 202, disbarment for contempt; Com. K. Judges, 5 Watts & S. (Pa.) 272. But see In re Trumbore, 2 Penny. (Pa.) 84, 14 Lane. Bar 127. 9 Bar Assoc, of Boston v. Green- hood, 188 Mass. 169, 46 N. E. 568. See also Boston Bar Ass'n v. Casey, 196 Mass. 100, 81 N. E. 892; In re Hopkins, 54 Wash. 569, 103 Pac. 805. In New York, on appeal to the court of appeals, the court's power to review ends when it appears that the proceeding has been instituted and conducted in accordance with the rules; that no substantial right of the accused has been violated; that no prejudicial error has been committed in the reception or exclu- sion of evidence; and that theie is some evidence to sustain, the findings on which the judgment is based; the court being without power to review the discretion of the appellate divi- sion in inflicting the punishment. In re Goodman, 199 N. Y. 143, 92 K E. 211, affirming 135 App. Div. 594, 120 N. Y. S. 801. Formerly the scope of review was broader. Matter of El- dridge, 82 N. Y. 161, 37 Am. Rep. 558, where the court said: "While the measure of punishment consequent upon a conclusion of guilt may fairly be said to be within the discretion of the immediate tribunal, the conclu- sion itself, the adjudication of guilt or innocence upon the facts, is not so far the subject of discretion as to be beyond review. The class of or- 1326 REVIEW OF DISBARMENT PROCEEDINGS. [§ 987 In many other jurisdictions, however, questions of fact and the exercise of discretion by the lower court are subject to review; biit the determination of the lower court will not be disturbed unless it is clearly against the weight of the evidence or unless an abuse of discretion appears.^* The attorney's relation to the court and the character and purpose of the inquiry are such that unless it ders not reviewable for that reason are substantially those addressed to the favor of the court, to which the applicant has no absolute right, which may or may not be granted without wrong on either hand. The order in question is not of that character. The guilt or innocence of this appel- lant does not rest in the absolute discretion of any court. An acquit- tal is his right if upon the facts he is not shown to be guilty, and we cannot evade or avoid the inquiry. . . . A plain line of distinction is drawn between proceedings for a contempt occurring in the presence of the judge, and the facts constitut- ing which are certified by him, and eases of professional misconduct out of the immediate presence of the court, where the actual truth is mat- ter of evidence. In the former class of cases it is held that the facts em- bodied in the order of the judge must be taken as true. In the latter, the right of review is asserted not only where there had been want of juris- diction, but also where the court be- low had decided erroneously on the testimony." See also Matter of , 86 N. Y. 563, 575, holding, however, that there must be "an irregularity or plain impropriety in the conduct of the court below" to warrant a re- versal. The discretion of the court in im- posing costs upon an attorney who instituted disbarment proceedings in bad faith, is not reviewable on ap- peal. In re Kelly, 59 N. Y. 595. 10 California. — In re Wharton, 114 Cal. 367, 46 Pac. 172, 55 Am. St. Rep. 72. Connecticut.-^-Fa.iTS.eld County Bar V. Taylor, 60 Conn. 11, 22 Atl. 441, 13 L.E.A. 767; In re Westcott, 66 Conn. 585, 34 Atl. 505; Selleck v. Head, 77 Conn. 15, 58 Atl. 224; In re Durant, 80 Conn. 140, 10 Ann. Cas. 539, 67 Atl. 497. District of Columiia. — In re Adriaans, 28 App. Cas. 515. Florida. — Zachary v. State, 53 Fla. 94, 43 So. 925. Georgia. — Jones v. McCullough, 138 Ga. 16, 74 S. E. 694. Kansas. — Matter of Wilson, 79 Kan. 674, 17 Ann. Cas. 690, 100 Pac. 635, 21 L.R.A.(N.S.) 517. Kentucky. — Rice v. Com., 18 B. Mon. 472. In Turner v. Com., 2 Mete. 619, it was contended that an appeal did not lie from an order disbarring an at- torney from practice because the charges of which he was adjudged guilty amounted merely to contempt of court. The court said: "In reply to the first point it may be said, that conceding for the present the charges* against appellant to be within that class of offenses denominated con- tempt of court, and punishable by summary proceedings had in the court against which they are committed; § 897] REVIEW OF DISBAEMENT PBOCEEDINGS. 1327 clearly appears that his rights have in some substantial way heen denied him, the reviewing court will not interfere with the action of the court below.^' The review which the court will make will not be permitted to take as wide a range, or assume the same char- acter, as where the judicial action sought to be reviewed concerns the rights of parties as between themselves and into the determi- nation of which the element of judicial discretion does not enter. On the contrary, in a proceeding by which a court seeks to inform itself of the personal fitness of one of its own officers to continue in that capacity, there is every reason why an appeal Should not be entertained for the purpose of exacting from the court that com- pliance with technical rules, born of trial by jury, which are too often suffered to hedge about a trained trier of ordinary actions, quite regardless of their purpose or spirit, or their substantial value under the existing conditions.*^ In some states the case is tried de novo in the appellate court ; ** but in others the appellate court has no jurisdiction to try the case de novo}'^ A judgment and conceding that the power to inflict punishment for such offenses is neces- sarily incident, and indeed essential, to the very existence of every court — still it by no means follows that such power is unlimited and beyond control, or that abuse may not be cor- rected by another tribunal having general revisory power over the court in which such abuse may have oc- curred." Michigan. — In re Wool, 36 Mich. 299. Missouri. — In re Bowman, 7 Mo. App. 569, holding that when the trial was by jury and no material error was committed, the appellate court cannot interfere with the judgment if it is in accordance with the nature of the facts found. North Dakota. — In re Crum, 7 N. D. 316, 75 N. W. 257. Where numerous speciiic charges are preferred in disbarment proceed- ings, and the court finds the accused guilty on several of them, and enters judgment thereon, it should not be reversed if any one of the findings is sustained by the evidence. In re Wilson, 79 Kan. 674, 17 Ann. Cas. 690, 100 Pao. 635, 21 L.R.A.(N.S.) 517. 11 In re Durant, 80 Conn. 140, 10 Ann. Cas. 539, 67 Atl. 497. See also State V. Howard, 112 la. 256, 83 N. W. 975. 12 Leonard v. Gillette, 79 Conn. 664, 66 Atl. 502; In re Durant, 80 Conn. 140, 10 Ann. Cas. 539, 67 Atl. 497. "State V. Mosher, 128 la. 82, 5 Ann. Cas. 984, 103 N. W. 105 ; Ex p. Steinman, 95 Pa. St. 236, 40 Am. Eep. 637; Davis v. State, 92 Tenn. 646, 23 S. W. 59. l*In re Burnette, 73 Kan. 609, 85 Pac. 575 ; State v. Smith, 176 Mo. 90, 75 S. W. 586. 1328 EEVIEW OF DISBARMENT PEOCEEDIXGS. [§§ 893, 899 suspending an attorney is self-executing and is not affected by an appeal and a supersedeas, except as to the collection of costs.** But if the appellate court has duly granted a stay of proceedings pending the appeal, the attorney is entitled meanwhile to all his former privileges in court.*^ When the appellate court remands the case to the lower court for trial, the accusation need not be refiled in the trial court." § 898. Writ of Error. — In some states disbarment proceed- ings may be reviewed on a writ of error sued out by the attorney ; but the appellate couit should not interfere with the conclusions of the latter court upon the evidence, unless it is clear, in the light of the rule which requires clear proof of the act and of the bad motive of .the attorney, that the lower court has decided er- roneously, in which case it is the duty of the appellate court to interfere.'* An order of a state court suspending an attorney from practice is not superseded by a writ of error from the Supreme Court of the United States, as a writ of error in the United States courts operates as a supersedeas only when the judgment requires the issuance of process for its enforcement.*' § 899. Certiorari. — It has been said that the proper method of securing an appellate review of disbarment proceedings is by certiorari in the nature of a writ of error, which is used where a writ of error proper does not lie.^" On the other hand, it has been IB Walls V. Palmer, 64 Ind. 493. State, 4 W. Va. 749; State r. Mc- But see Heflfren v. Jayne, 39 Ind. 463, Claugherty, 33 W. Va. 250, 10 S. E. 13 Am. Eep. 281. 407. le Bird V. Gilbert, 40 Kan. 469, 19 In State v. Shumate, 48 W. Va. Pac. 924. 359, 37 S. E. 618, it was held that a 17 In re Burnette, 73 Kan. 609, 85 writ of error would lie for the reason Pac. 575. that disbarment proceedings are pro- is Beene v. State, 22 Ark. 149 ; ceedings for contempt, and that the Zachary r. State, 53 Fla. 94, 43 So. constitution and statutes allow writs ^25; Strother v. State, 1 Mo. 605; In of error in contempt proceedings. See re H— T— , 2 Penny. (Pa.) 99; also State u. Stiles, 48 W. Va. 425, 37 State r. Stiles, 48 W. Va. 429, 37 S. E. 620. S. E. 620. See also Smith v. State, 1 19 Tyler v. Presley, 72 Cal. 290, 13 Yerg. (Tenn.) 228; Scott v. State, 80 Pac. 856. Tex. 321, 24 S. W. 789; Walker v. 20 Ex p. Biggs, 64 N. C. 202. § 900] EEVIEW OF DISBAEMENT PEOCEBDINGS. 1329 held that a writ of certiorari will issue to a lower court where that court is without jurisdiction or is seeking to exercise unau- thorized power in disbarment proceedings ; but that the court from which the writ issues will consider only jurisdictional errors ap- parent on the face of the record, and will not go into the merits of the controversy.^ And where the lower court has general juris- diction and proceeds according to the common law, its action in removing an attorney cannot be revised or corrected by an appel- late court on a writ of certiorari.'' A proceeding to disbar an at- torney has been held not to be an "action" within the meaning of a statute providing that, whenever in any action at law the issue raised on a demurrer shall be decided adversely to the demurrant, the decision may be reviewed by certiorari.' § 900. Mandamus. — If there is no method provided by stat- ute for reviewing proceedings in disbarment, it seems that the attorney has a right to have the proceedings reviewed on an appli- cation for a writ of mandamus to compel the lower court to rein- state him ; and on application for the writ the appellate court may review the evidence in the disbarment proceedings and order a reinstatement if it clearly appears that the inferior court com- mitted error.* On such an application the appellate court will re- view the proceedings in the lower court to a certain extent ; and if it appears that the lower court had no jurisdiction or proceeded in an unauthorized manner, the writ will lie to compel the attor- ney's reinstatement. ° Ordinarily, however, an attorney who has been disbarred is not entitled to have the disbarment proceedings By this writ only the record proper ' In re Radford, 159 Mich. 91, 123 is brought up. Ex p. Biggs, 64 N. C. N W. 546, 16 Detroit Leg. N. 757. 202. * State v. Kirke, 12 Fla. 278, 95 Am. 1 State r. Smith, 176 Mo. 90, 75 S. Dec. ,S14. W. 588. See also Fletcher I'. Dainger- 6 Hurst's Case, 1 Lev. (Eng.) 75; field, 20 Cal. 427. Leigh's Case, 3 Mod. (Eng.) 333; Ex When Client Not Proper Party to p. Bradley, 7 Wall. 364, 19 U. S. Bring Certiorari. — See Baird v. Jus- (L. ed.) 214; Ex p. Robinson, 19 Wall, tice's Court, 11 Cal. App. 439, 105 505, 22 U. S. (L. ed.) 205; Withers Pac. 259. ^- State, 36 Ala. 252; People v. a In re Randall, 11 Allen (Mass.) Turner, 1 Cal. 190; In re Randall, 11 472. Allen (Mass.) 473; People v. Jus- Attys. at L. Vol. II.— 84. 1330 EEVIEW OF DISBARMENT PEOCEEDINGS. [§ 900 reviewed on an application to an appellate court for a writ of man- damus to compel the lower court to reverse its decision and rein- state him. Undoubtedly the judgment of an inferior court may be reversed in a superior court having appellate jurisdiction over it, and a mandate issued commanding it to carry into execution the judgment of the appellate tribunal ; but the writ will not issue from the higher tribunal commanding the inferior court to re- verse or annul its decision, where the decision is in its nature a judicial act and within the scope of its jurisdiction and discretion.* ticea, 1 Johns Cas. (N. Y.) 181; State f. Sachs, 2 Wash. 373, 26 Pac. 865. See also People v. Bowling, 55 Barb. (N. Y.) 197; State v. Shumate, 48 W. Va. 359, 37 S. E. 618. In Walls V. Palmer, 64 Ind. 493, the court said: "When an attorney has been improperly suspended, or dis- barred by a, judgment which is a nul- lity,' the writ of mandate is a proper reinedy to restore him to his rights; but when he has been properly sus- pended or disbarred, the writ will not lie. The authorities, we believe, uni- formly support the above proposi- tion." It has been held that where the judgment of the inferior court is clearly wrong by reason of errors in the proceedings, mandamus will issue to compel the inferior court to rein- state the attorney, and on an applica- tion for the writ of the superior court will review the proceedings of the lower court to this extent. People v. Turner, 1 Cal. 144, 52 Am. Dec. 295 ; People V. Turner, 1 Cal. 152. Where a judge improperly excludes an attorney from practice, and re- fuses to enter the order on record or allow an appeal, the remedy is in mandamus. Ingersoll v. Howard, 1 Heisk. (Tenn.) 247. But the refusal to listen to an attorney in a single case cannot be regarded as disbarring him from practice in that court, and will not justify the issuance of a mandamus to allow him to practice there. People v. Dowling, 37 How. Pr. (N. Y.) 394. 6 Ex p. Burr, 9 Wheat. 529, 6 U. S. (L. ed.) 152; Ex p. Secombe, 19 How. 9. 15 U. S. (L. ed.) 565; Ex p. Wall, 107 U. S. 265, 8 S. Ct. 569, 27 U. S. (L. ed.) 552; State v. Maxwell, 19 Fla. 38 ; Walls v. Palmer, 64 Ind. 493 ; Ex p. Biggs, 64 N. C. 202. In In re Randall, 11 Allen (Mass.) 473, the court said: "In the first place, it is too clear to admit of de- bate that, in a proceeding of this nature, the doings of inferior courts cannot be revised or corrected in matters which are within their juris- diction, and in regard to which they are authorized to exercise a judicial discretion, and to render a judgment according to the conclusions of fact and law at which they may arrive. If a, party is aggrieved by the action of a judicial tribunal in relation to such matters, he must seek redress in other modes than by writ of mandamus." For an application of the rule to a determination of the Secretary of the Interior, see Garfield i'. U. S., 32 App. Cas. (D. C.) 109. The attorney's pe- tition for mandamus must state that § 901] EEVIEW OF DISBARMENT PROCEEDINGS. 1331 § 901. By Accuser, Petition or State. — As the right of ap- peal is usually given by statute only to a party who is aggrieved or prejudiced, or whose substantial rights are affected by the de- termination of the court, it is generally held that the accuser or the petitioner cannot appeal from an order or judgment dismiss- ing disbarment proceedings.'' It has also been held that such a proceeding prosecuted by the state is a guasi-criminal case in which no appeal can be taken by the state from a judgment for de- fendant.' On the other hand, it has been held that a county bar association, instituting a special proceeding to recall a license to practice law, is aggrieved by an order dismissing the petition, and may appeal therefrom.® the court improperly removed him. Baxt. (Tenn.) 331; In re Ault, 15 In re Gephard, 1 Johns. Gas. (N. Y.) Wash. 417, 46Pac. 644. 134. 8 State v. Tunstall, 51 Tex. 81. Tin re Thompson, (Cal.) 45 Pae. 9 Vernon County Bar Ass'n ;;. Mc- 1034; Byington v. Moore, 70 la. 206, Kibbin, 153 Wis. 350, 141 N. W. 30 N. W. 485; Brooks V. Fleming, S 283. CHAPTEE XXXIII. EEINSTATEMENT. § 902. In General. 903. Procedure. § 902. In General. — It is generally held that a court which has power to disbar an attorney has power to reinstate him on good cause being shown, and in a number of instances courts have exercised this power.* Statutes relating to disbarment, however, ^England. — Rex v. Greenwood, 1 W. Bl. 222; Anonymous, 17 Beav. 475; Re Robins, 11 Jur. N. S. 504. United States. — In re Boone, 90 Ped. 793. California. — In re Treadwell, 114 Cal. 24, 45 Pac. 993 ; In re Burrig, 147 Cal. 370, 81 Pac. 1077. Colorado. — In re Browne, 2 Colo. 553; People v. Essington, 32 Colo. 168, 75 Pac. 394. Montana. — In re Newton, 27 Mont. 182, 70 Pac. 510, 982. New Hampshire. — In re Hobbs, 75 N. H. 285, 73 Atl. 303. North Dakota. — In re Simpson, 11 N. D. 526, 93 N. W. 918. South Dakota. — In re Ramsey, 26 S. D. 352, 128 N. W. 176. Utah. — In re Evans, 130 Pac. 217. See also supra, § 900. Acquittal of crime for which attor- ney was disbarred, see In re H — T — , 2 Penny. (Pa.) 84, 14 Lane. Bar. 127. Attorney Disbarred on Perjwred Testimony. — After plaintiff in a per- sonal injury action had recovered judgment against a, street railway company, a new trial was granted on certain of plaintiff's witnesses re- tracting their testimony and testify- ing that they had been induced by plaintiff's attorney to testify falsely, whereupon the attorney was disbarred on charges preferred by the company. Several years thereafter it was dis- covered that such retracting witnesses and others, pending the motion for new trial, were being paid large sums of money by the railway company, and that the company also paid to the referee who reported the facts on the motion for a new trial, a, sum far in excess of the value of his services. The attorney's petition for reinstate- ment was referred to an official referee, and the Bar Association was requested to take such action as the evidence warranted. Nugent v. Metro- politan St. R. Co., 146 App. Div. 775, 131 N. Y. S. 423. After a hearing, the official referee found that the at- torney was not guilty of the charges on which he had been disbarred, and that the charges had been sustained 1332 902] EEINSTATEMEIS^T. 1333 have occasionally been construed as depriving the court of such power.* On a disbarred attorney's application for reinstatement, the character of the misconduct for which he was disbarred, the circumstances attending his offense, his previous and subsequent conduct, and his present attitude toward the court, are important considerations; but the ultimate and decisive question is whether the applicant is of good moral character and is a fit and proper per- son to be intrusted with the privileges of the ofiice of an attorney ; * in brief, whether the granting of his application would probably by perjured testimony, and the repre- sentative of the Bar Association ap- pearing before the referee approved his report and recommended the at- torney's reinstatement ; whereupon the attorney was reinstated. In re Oppenheim, 155 App. Div. 889, 139 N. Y. S. 1053. See an editorial on this case in IV. Bench and Bar, New Series, p. 11. Reinstatement on condition of good behavior for two years, because con- duct since disbarment had not been wholly free from blame. Ex p. Davies, 40 Leg. Int. (Pa.) 46. sin re Lamb, 23 Q. B. D. (Eng.) 477, holding that where a court made an order striking from the rolls a solicitor under a. statute providing that a solicitor offending against it "shall and may be struck off the roll, and forever after be disabled from practicing as an attorney or solicitor," the court had no power to reinstate him; In re Forbes, 2 N. W. Ter. 423, holding that the supreme court of the Northwest territories had no power to reinstate an advocate under the Legal Professions Ordinance of 1895. And in In re Forbes, 2 N. W. Ter. 447, it was held that the court could not effect the same result by rescinding the order striking the advo- cate from the rolls. 3 District of Columbia. — In re Adriaans, 33 App. Cas. 203. Indiana. — Ex p. Walls, 73 Ind. 95. Montana. — In re Weed, 28 Mont. 2C4, 72 Pac. 653 ; In re Weed, 30 Mont. 456, 77 Pac. 50. iVew yorfc.— Matter of Clark," 128 App. Div. 348, 112 N. Y. S. 777. See also In re Harrington, 146 App. Div. 219, 130 N. Y. S. 920. North Dakota. — In re Simpson, 11 N. D. 526, 93 N. W. 918. Thus in Matter of Clark, 128 App. Div. 348, 112 N. Y. S. 777, a disbarred attorney's petition for reinstatement was denied where it appeared, among other things, that the offending acts extended over a considerable period of time, were not due to any sudden emo- tion or stress of circumstances, and were committed by an attorney who had been at the bar for u. number of years. And in Matter of Garbett, 18 C. B. 403, 86 E. C. L. 403, a disbarred attorney was refused reinstatement where it appeared that he had been guilty of forgery and perjury. So in Matter of Hawdone, 9 Dowl. (Eng.) 970, it was held that a conviction of the disbarred attorney for a con- spiracy to extort money by means of libels was a sufficient ground for re- fusing reinstatement. And in Ken- nedy's Disbarment, 178 Pa. St. 232, 35 1334 EEINSTATEMENT. [§ 902 promote the administration of justice.* This question has a broad- er significance than its purely personal aspect, and to persuade the court to reinstate an attorney, it must appear that his reinstate- ment will not be incompatible with the proper respect of the court for itself, and a proper regard for the dignity of the profession.* A disbarred attorney seeking reinstatement must, like a candidate for admission to the bar, satisfy the court that he is a person of good moral character,' and he has this burden whether or not op- Atl. 995, the court refused to revoke an order disbarring an attorney from practice for embezzlement, where the revocation was sought on the ground that the attorney had been acquitted by a criminal court of the charge of embezzlement on the ground of insan- ity, had been placed in an insane asylum, and subsequently discharged therefrom as cured. Where it appeared from the peti- tion of a disbarred attorney who sought reinstatement that the larceny upon conviction of which he was dis- barred, was committed while he was under the influence of intoxicating liquor; that he had never theretofore been convicted of any criminal offense; that since the order of disbarment was made he had become sober and had lived an upright, honorable life; that in the estimation of his fellow-citizens in the community in which he resided, and also of reputable members of the bar, he was », fit person to be per- mitted to practice law; and that he expressed the utmost contrition for his offense, the petitioner was rein- stated. In re Newton, 27 Mont. 183, 70 Pac. 510, 982. In another case the court, in rein- stating a disbarred attorney, said that in doing so they were influenced some- what by the Icnowledge that the mis- conduct for which the applicant was disbarred resulted in a, measure from inexperience and youthful indiscre- tion as well as a radical misconception of his duty as an attorney, and was induced largely by local sentiment, which openly encouraged his violation of official duty. In re Simpson, 11 N. D. 526, 93 N. W. 918. Modifying Judgment. — A judgment of disbarment for unprofessional con- duct was modifled to a short suspen- sion from practice, where it appeared that respondent regretted his miscon- duct, had otherwise borne a good reputation, was generally respected, and that he would probably prove to be a worthy attorney. In re Ramsey, 26 S. D. 352, 128 N. W. 176. 4 In re Thatcher, 83 Ohio St. 246, Ann. Cas. 1912A 810, 93 N. E. 895. 6 Matter of Clark, 128 App. Div. 348, 112 N. Y. S. 777; In re Palmer, 6 Ohio Cir. Dec. 179, 9 Ohio Cir. Ct. 55. 6 In re Weed, 28 Mont. 264, 72 Pac. 653; In re Palmer, 6 Ohio Cir. Dec. 179, 8 Ohio Cir. Dec. 508 ; In re Egan, 24 S. D. 301, 123 N. W. 478, 27 S. D. 16, 129 N. W. 365. In Ex p. Pyke, 6 B. & S. 703, 118 E. C. L. 703, wherein a disbarred attor- ney sought reinstatement, the court refused to reinstate him, unless he could satisfy them by the testimony of , trustworthy persons, especially mem- § 902] BEINSTATEMEIfT. 1335 position is made to his ' application.'' The mere formal proof of good character required upon an ordinary application for admis- sion to the bar is not sufficient. The proof must be persuasive enough to overcome the court's former adverse judgment on the applicant's character.' Moreover, the fact that the disbarred at- torney has lived an upright life since his disbarment does not alone entitle him to reinstatement.' An application for reinstatement by an attorney disbarred for embezzlement will be granted where reinstatement is unanimously recommended by the bar associa- tion of the county, no objection is made to granting it, and the court is satisfied that the attorney has been adequately punished and has sincerely repented.^" While it is said that courts will not ordinarily reinstate an attorney where his petition for reinstate- ment follows closely upon his disbarment,'' and while his good conduct during a long interval after his disbarment is properly regarded as a circumstance favorable to his application,'^ yet there is one remarkable case in which a court reinstated an attorney im- bers of the profession, that his conduct and character had been unimpeached and unimpeachable in the meantime; but afterwards dispensed with this on his sliowing that he could not obtain such testimony in consequence of his having lived during that period in complete retirement. Where finding of facts does not show affirmatively that the petitioner seeking reinstatement is a man of good moral character, it is equivalent to an adverse finding in that respect, and a finding that in his business re- lations outside of his profession he has been honest and upright, is not equiva- lent to finding that he is a person of good moral character. Ex p. Walls, 73 Ind. 95. 7 Ex p. Walls, 73 Ind. 95. «In re Simpson, 11 N. D. 526, 93 N. W. 918. See also Matter of Clark, 128 App. Div. 348, 112 N. Y. S. 777. 9 Matter of Clark, 128 App. Div. 348, 112 ST. Y. S. 777; In re Palmer, 8 Ohio Cir. Dec. 508, 15 Ohio Cir. Ct. 94. icin re Hawkins, (Del.) 87 Atl. 243. "Matter of Clark, 128 App. Div. 348, 112 N. Y. S. 777. 12 In In re Burris, 147 Cal. 370, 81 Pac. 1077, a disbarred attorney was reinstated, it appearing that the order of disbarment was made more than ten years previous to the application upon a charge of professional misconduct, involving no criminality, and no seri- ous wrong to anyone, though inex- cusable in itself ; that since that time the petitioner had lived a life of probity, industry and sobriety, as was shown by the testimonials of many judges and prominent attorneys, and that the judge in whose court the matter was pending out of which the charge of misconduct leading to the petitioner's disbarment arose recom- mended the petitioner's restoration. In In re Adriaans, 33 App. Cas. 1336 REINSTATEMENT, [§ 902 mediately after his disbarment.^' Whether the hearing is in an original proceeding to remove from the bar, or upon an application for reinstatement, it involves no consideration respecting the pun- ishment of the respondent, since his exclusion merely annuls an extraordinary privilege originally conferred in reliance upon his possession of good character, and leaves him in the full enjoyment of all the rights of citizenship.^* Similarly, as attorneys are dis- barred not primarily as a punishment to them but as a protection to the court and the community, it is not sufficient ground for reinstatement that the disbarred attorney has been sufficiently pun- ished for the cause for vyhich he was removed.*' ISTeither is an at- torney entitled to reinstatement merely because he has been par- doned of the offense for which he was disbarred. The pardon does not reinstate him or require that the court do so,** for the pardon does not imply innocence, or change the fact of past guilt, or re- invest its recipient with a good moral character." In ]!^ew York, (D. C. ) 203, an attorney disbarred from practicing in the court of ap- peals of the District of Columbia, but not from practicing in the supreme court in the district, was reinstated, it appearing that his disbarment was due to misconduct in making scandal- ous charges against another attorney in certain proceedings in the police court attempted to be brought to the Court of Appeals by writ of error; that the disbarment occurred nine years previously, and that he was at the time of his application for rein- statement still a member of the bar of the supreme court of the district, in good standing, with no charges of any kind pending against him in any court. 13 In People v. Essington, 32 Colo. 168, 75 Pac. 394, the court ordered the disbarment of an attorney, and at the same time ordered his reinstatement; the court saying that, while they could not exonerate him, the promptings of mercy compelled them to extend to him their judicial clemency, it ap- pearing that he was admitted to the bar of Pennsylvania some time prior to the Civil War; that he entered the Union Army and served for more than four years; that he had resided in Colorado for the period of fifteen years, and that his conduct had been exemplary except in the instances charged in the information in the pro- 1* In re Thatcher, 83 Ohio St. 246, Ann. Cas. 1912A 810, 93 N. E. 895. See also Matter of Clark, 128 App. Div. 348, 112 N. Y. S. 777. IS In re Enright, 69 Vt. 317, 37 Atl. 1046. "Matter of E , 65 How. Pr. (N. Y.) 171. A pardon by the President of the United States of an attorney who had engaged in the Rebellion does not restore his standing in a state court. Ex p. Quarrier, 4 W. Va. 210. "Matter of — , 86 N. Y. 563; § 903] REINSTATEMENT. 1337 however, a statute now provides that when an attorney has been disbarred for conviction of a crime, the appellate division of the supreme court shall have power to vacate or modify the order of disbarment upon a reversal of the conviction or upon the granting of a pardon by the President or the Governor.^' It has been held that an attorney disbarred or suspended for failure to pay over money to a client must, as a condition precedent to his reinstate- ment, repay to his client the amount withheld, or at least as much as it is in his power to repay. ^* But, on the other hand, it has been said that restitution of the money embezzled will not as a rule be given very much weight, as it might depend more upon the attor- ney's financial ability or other favoring circumstances than upon repentance or reformation.^" § 903. Procedure. — The procedure prescribed by general statutes for a new trial or rehearing does not apply to an applica- tion by a disbarred attorney for reinstatement ; nor is such an ap- plication restricted to procedure in the nature of a bill of review or other equitable or common-law remedies, since neither the origi- nal nor the appellate power of the court in respect to its statutory or common-law or equity jurisdiction is exclusively invoked.'' Reg- ular pleadings are not necessary, nor has the applicant a right to have the questions of fact passed upon by a jury.^ The generally accepted practice is for the applicant to present to the court a pe- tition setting forth the facts upon which he bases his claim for re- instatement ; and the petition may properly be accompanied by the recommendations of judges, practitioners, and other citizens of his community, which will usually have weight with the court.' If Matter of E , 65 How. Pr. (N. Y.) l In re Evans, (Utah) 130 Pac. 2n. 171. See also supra, § 863. z Ex p. Walls, 73 Ind. 95. 18 N. Y. Judiciary Law, § 88 (2), 3 See In re Burris, 147 Cal. 370, 81 amended by Laws of 1912C 253. Pac. 1077; In re Adriaans, 33 App. 19 In re Poole, L. E. 4 C. P. (Eng.) Cas. (D. C.) 203; In re Newton, 27 350; Ex p. Browne, 2 Colo. 553; Mont. 182, 70 Pac. 510, 982; In re McMath V. Maus Bros. Boot & Shoe Weed, 30 Mont. 456, 77 Pac. 50. Store, 15 S. W. 879, 12 Ky. L. Rep. Such recommendations, however, 952. will not outweigh the graver consider- 20 In re Hawkins, (Del.) 87 Atl. ations induced by the fact that the 243. grounds of the disbarment were grosB 1338 EEINSTATEMENT. [§ 903 the petition is addressed to the clemency of the court, it should contain an acceptance of the views of the court as to the respond- ent's past conduct, and an expression of contrition and reforma- tion.* The proceeding may, however, take the form of a petition for a rehearing or review of the record of disbarment, especially where the application is based primarily on errors in the record rather than on matters subsequent to the judgment; * and in such a case the judgment cannot be relied on as res judicwta,, but may be vacated or modified.® The applicant must appear before the court in person or by his petition subscribed by him and giving his reasons for the application ; and unless he does so the petition of other persons for his reinstatement will not be considered.'' But professional misconduct involving crime. In re Clarlc, 128 App. Div. 348, 112N. Y. S. 777. Tlie unanimous recommendation of the bar association of tlie county where the applicant had lived since his disbarment would be accepted as a fair reflex of public sentiment, with- out calling prominent and representa- tive citizens as witnesses in the appli- cant's behalf. In re Hawkins, (Del.) 87 Atl. 243. ReneuMl of Petition. — In In re Sul- livan, 185 Mass. 426, 70 N. E. 441, an order of the supreme court refusing to reinstate a disbarred attorney re- cited that the petition for reinstate- ment was "denied without prejudice to his filing another petition of like tenor after July 1, 1906." It was held that the part of the order which related to tlie filing of another peti- tion was not illegal. The court said: "If the order stopped with the word 'denied,' and if a petition founded on the same averments should be here- after filed, the court might treat the matter as res judicata, and hold that the judgment on this petition was a bar. It was doubtless for the benefit of the petitioner and to relieve him from this effect of the order on a petition filed after July 1, 1906, that the provision as to another petition was added. We do not understand the provision as intended to preclude the petitioner from a hearing on the merits, upon a petition filed before July 1, 1906, founded on facts not in- cluded in the present petition. Doubt- less the court could not make an order which would have that effect. We con- strue this part of the order as wholly favorable to the petitioner, and as free from legal objection." *In re Thatcher, 83 Ohio St. 246, Ann. Cas. 1912A 810, 93 N".E. 895 ; In re Egan, 27 S. D. 16, 129 N. W. 365. 5 In re Evans, (Utah) 130 Pac. 217. See supra, § 896 et seq. 6 In re Evans, (Utah) 130 Pac. 217. See also In re Sullivan, 185 Mass. 426, 7 N. E. 441. 7 In re Wellcome, 25 Mont. 131, 69 Pac. 836; In re Pemberton, (Mont.) 63 Pac. 1043 ; In re Newton, 27 Mont. 182, 70 Pac. 510, 982. The petition must be verified, and should comply in all respects with the rules applicable to the admission of § 903] EEINSTATEMENT. 1339 proceeding for readmission, as upon application and examination in the first instance, is not the proper course.' Sometimes the court will cause opposition to be made to the application,' or will direct a local bar association,"* or a committee of the state bar association, to intervene in the proceedings,^^ or will appoint coun- sel to act in the matter as amid curioe}^ Such a practice is com- mendable and salutary, for without it a proceeding for reinstate- ment would be ex parte throughout and susceptible of great abuse." attorneys to practice in the first in- stance. In re Newton, 27 Mont. 182, 70 Pac. 510, 982. 8 Matter of King, 54 Ohio St. 415, 43 N. E. 686, where the court said: "And to make such application with- out communicating to the court the fact that the applicant had been dis- barred, indicates a want of moral sense inconsistent with the character of an honorable attorney." ' It has been held to be within the power of the court to secure a petition against the proposed readmission, and to appoint certain of the petitioners to resist the application. Ex p. Walls, 73 Ind. 95. 10 Nugent V. Metropolitan St. R. Co., 146 App. Div. 775, 131 N. Y. S. 423. 11 See In re Simpson, 11 N. D. 526, 93 N. W. 918. And see In re Egan, 24 S. D. 301, 123 X. W. 478. 12 In re Evans, (Utah) 130 Pac. 218. IS Ex p. Walla, 73 Ind. 95. INDEX. [References are to pagea.] Abandonment ^ See Compensation of Attorney; Lien of Attorney; Kelation of Attorney and Client. Abatement of Actions — See Actions and Proceedings. Abatement of Nuisances — See Attorney-General. Ability — See Compensation of Attorney. Absentees — Appointment of counsel for absentee, 147. Abuse of Antbority — See Disbarment. Abnse of Court — See Disbarment. Abuse of Process — See Disbarment. Acceptance of Service — See Process. Accomplices — Admissibility of evidence of accomplice in disbarment proceeding, 1310. Accountants ~— Liability of attorney for fees of accountant, 544. Accounts and Accounting — Attorney's retaining lien as attaching to account. 1036. Partnership, see that title. Right of client to accounting as to money collected by attorney, 593, 600. Right of client to maintain action on account rendered for money col- lected by attorney, 599. 1341 1342 INDEX. [References are to pages.] Accrual of Lien — See Lien of Attorney. Accnser — See Disbarment, Acquittal — See Disbarment. Actions and Proceedings^ Advice of counsel as defense — Action against client for tort, 626. Action against trustee, 626. Bankruptcy proceeding, 628. Civil action generally, 626. Contempt proceeding, 629. Criminal prosecution, 627. Mitigation of damages, 626. OfScer acting under fieri facias or execution, 627. Question of law or fact, 627. Rebutting charge of malice, 626. Assignment of counsel for poor persons in civil eases, 143. Attorney-General, see that title. Authority of attorney — Affidavit, making for client, 460. Appearance in court, authority of disbarred attorney with respect to, 414. Attachment, issuing in suit for client's claim, 452. Bringing and defending suits, 451. Change of venue, agreement as to, 453. Conducting litigation generally, 449. Criminal prosecution, institution of, 453. Dismissing or discontinuing suit, 458. Exclusive control by attorney of proceedings in court, 455, 457. Incurring expenses — Attachment suit, 465. Authority generally, 461, 465. Fees of commissioner, 463. Fees of detective, 464. Fees of expert witness, 464. Fees of referee, 463. Fees of stenographer, 463. Printing brief, 462. Replevin suit, 464. Serviee fees, 463. Judgment, authority of attorney after entering, 250. INDEX. 1343 [References are to pages.] ACTIONS AND PROCEEDINGS — continued. Authority of attorney — continued. Mandamus, procuring, 453. Presumption as to authority in conducting litigation, 451. Proof of custom with respect to authority in conducting litigation, 451. Ratification by client of institution of legal proceedings, 376. Retraxit, entering, 459. Settlement of action by parties without intervention of attorney, 457. Stipulations — As to abatement or revival of action, 482. That one suit shall abide decision of another, 483. Champerty, see Champerty, Barratry and Maintenance. Compensation, see Compensation of Attorney. Disbarment proceeding as civil or criminal in nature, 1282. Dismissal and nonsuit, see that title. Duty and liability of attorney — Conducting litigation — Duty and liability of attorney to client in conducting litigation generally, 563. Duty and liability of attorney to client with respect to attach- ments, 568. Duty and liability of attorney to client with respect to conduct of trial, 565. Duty and liability of attorney to client with respect to enforce- ment of judgment, 567, 568. Duty and liability of attorney to client with respect to enter- ing judgment, 566. Duty and liability of attorney to client with respect to prepara- tion and filing of pleadings, 564. Duty and liability of attorney to client with respect to prosecut- ing appeal or error, 569. Liability of attorney for failure to take exception to erroneous ruling, 566. Liability of attorney for permitting incompetent witness to testify, 566. Liability of attorney for permitting judgment to be recovered against client, 567. Liability of attorney to client for failure to defend suit, 563. Liability of attorney to client for failure to institute suit, 563. Liability of attorney to client for loss occasioned by confessing judgment, 566. Liability of attorney to client for permitting judgment to be vacated or opened, 567. 1344 INDEX. [Eeferences are to pages.] ACTIONS AND PROCEEDINGS — continMed. Duty and liability of attorney — continued. Fraudulent or unauthorized act — Right of action by client to enforce liability of attorney for fraud, 581. Eight of action by client to enforce liability of attorney for unauthorized act, 580. Running of statute of limitations against action by client against attorney for fraud, 581. Trespass against attorney for fraud, 582. Money collected — . Accounting, right of client to compel from attorney as to money collected, 595, 600. Action by client against attorney for money collected as resting in contract, 599. Action for money had and received against attorney to recover money collected, 599. Action on account rendered against attorney for money col- lected, 599. Assumpsit against attorney for money collected, 599. Bill of particulars in action by client for money collected, 601. Criminal liability of attorney to client for money collected, 600. Damages recoverable from attorney in action by client for money collected, 607. Defenses generally in action by client against attorney for money collected, 602. Demand, necessity for making prior to bringing suit against attorney for money collected, 598. Form of action against attorney for money collected, 599. Liability of attorney in action for money collected as question of lavs' or fact, 602. Liability of attorney in tort to client for money collected, 600. Pleading in action by client against attorney for money col- lected, 600. Proof essential to establish liability of attorney for money collected, 601. Eight of action against attorney for money collected generally, 596. Eight of attorney to establish set off or counterclaim in action by client for money collected, 607. Eunning of statute of limitations against action by client against attorney for money collected, 604. Third person, right of to sue attorney for money collected, 597. INDEX. 1345 [References are to pages.] ACTIONS AND PROCEEDINGS — co*i*mMe(i. Duty and liability of attorney — continued. Negligence — Assumpsit against attorney for negligence, 582. Bill in equity against attorney for negligence, 582. Burden of proof in action against attorney for negligence, 584. Damages recoverable in action by client against attorney for negligence, 589. Damages recoverable in action by client against attorney for negligence in collection of claim, 594. Defenses generally in action by client against attorney for negli- gence, 586. Defenses generally in action by client against attorney for negli- gence in collection of claim, 593. Evidence admissible in action by client against attorney for negligence, 586. Evidence admissible in mitigation of damages in action by client against attorney for negligence, 590. Form of action against attorney for negligence, 582. Negligence of attorney as question of law or fact, 586. Pleading and proof in action by client against attorney for negligence in collection of claim, 591. Pleadings in action against attorney for negligence, 583. Presumptions in action by client against attorney for negligence, 585. Punitive damages as recoverable in action by client against attorney for negligence, 590. Running of statute of limitations against action by client against attorney for negligence in collection of claim, 594. Statute of limitations as defense in action by client against at- torney for negligence, 588. Survival of action by client against attorney for negligence, 591. Summary proceeding against attorney — Admissibility and sufficiency of evidence in summary proceed- ing against attorney, 617. Agent of client, riglit of to institute summary proceedings against attorney, 617. Another suit pending, right of attorney to plead as defense in summary proceeding, 620. Assertion of counterclaim as affecting right to summary pro- ceeding against attorney, 612. Assignment of fund, right of attorney to set up as defense in summary proceeding, 620. Claim for compensation, right of attorney to set up as defense in summary proceeding, 619. Attys. at L. Vol. II.— 85. 134:6 ijs^DEX. [References are to pages.] ACTIONS AND PROCEEDINGS — comtiTmed. Duty and liability of attorney — continued. Summary proceeding against attorney — continued. Defenses in summary proceeding against attorney, 619. Disbarment, right of attorney to plead as defense in summary proceeding, 621. Enforcement of order in summary proceeding by fine, 624. Enforcement of order in summary proceeding by imprison- ment, 624. Enforcement of order in summary proceeding by prosecution for contempt, 624. Enforcement of order in summary proceeding by removal from office, 624. Entry of judgmeiit against him, right of attorney to plead as defense in summary proceeding, 620. Executor or administrator of client, right of to institute sum- mary proceeding against attorney, 617. Existence of professional relation as condition precedent to summary proceeding against attorney, 613. Firm of attorneys, right to entertain summary proceedings against on account of act of single partner, 613. For injury caused by unauthorized act of attorney, 611. For injury occasioned by negligence, 611. For purpose other than to recover money collected, 610. For recovery of money collected, 608. Garnishment of fund, right of attorney to set up as defense in summary proceeding, 620. Giving of security, right of attorney to plead as defense in summary proceeding, 621. Hearing of summary proceeding against attorney, 618. Issuance of attachment to enforce order in summary proceeding, 623. Legal remedy, right of attorney to plead as defense in summary proceedings, 621. Method of instituting summary proceeding against attorney, 615. Nature and enforcement of order in summary proceeding gener- ally, 622. Necessity that merit and good faith be shown in defending sum- mary proceeding, 621. Parties to summary proceeding against attorney, 617. Presumption as to finding of court in summary proceeding against attorney, 619. Reference in summary proceeding against attorney, right to and effect of, 618. INDEX. 1347 [References are to pages.] ACTIOXS AND PROCEEDINGS — coniimied. Duty and liability of attorney — continued. Summary proceeding against attorney — continued. Resignation of office as attorney as defense to summary pro- ceeding, 621. Review, of summary proceeding against attorney, 619. Set-off, right of attorney to plead as defense in summary pro- ceeding, 620. Statute of limitations, right of attorney to plead as defense in summary proceeding, 620. To enforce delivery of documents, 610. To prevent entry of judgment against client, 611. Under what circumstances court will entertain jurisdiction of summary proceeding against attorney, 611. Judgments, see that title. Lien of attorney — Accrual of attorney's lien on client's cause of action, 1014. Amount of recovery in independent action to enforce attorney's lien, 1085. Defenses in independent action to enforce attorney's lien, 1084. Enforcement of attorney's lien by independent action at law, 1079. Enforcement of attorney's lien by independent action in equity, 1081. Evidence in independent action to enforce attorney's lien, 1083. Extent of attorney's lien on client's cause of action, 1012. Parties to independent action to enforce attorney's lien, 1082. Pleading in independent action to enforce attorney's lien, 1083. Procedure in prosecuting original suit to judgment for enforcement of attorney's lien, 1076. Eight of attorney to enforce lien by prosecuting original suit to judgment, 1074. Right of attorney to lien as affected by assignment of cause of action, 1052. Right of attorney to lien on cause of action for personal tort, 1014. Eight of attorney to lien on client's cause of action, 1009. Right of attorney to lien on judgment in special proceeding, 1032. Right to lien for services rendered in special proceeding, 992. Validity of statute giving attorney lien on cause of action, 1010. When permission to prosecute original suit to judgment in order to enforce lien will be denied, 1078. Malicious prosecution, see that title. Privileged nature of communication to attorney when judicial proceeding is not commenced or contemplated, 190. Privilege of attorney as witness when he is party to transaction, 219. Privilege of attorney with respect to suit, 114. Prosecuting attorneys, see that title. 1348 INDEX. [References are to pages.] ACTIONS AND PROCEEDINGS — co»*mMed. Substitution of attorney after judgment, 257. Unlicensed person, status of proceedings by, 109. Witness, right of attorney who is party to act as. 323. Additional Counsel — See Associate Counsel. Address of Client — See Privileged Communications. Adjoining Iiandowners — Authority of attorney to contract with adjoining landowner on behalf of client, 357. Adjournment — Power oi attorney to stipulate with respect to adjournment, 482. Administrative Board — See Lien of Attorney. Administrators — See Executors and Administrators. Admiralty — Proctor in admiralty, authority of to compromise, 387. Admissions and Declarations — Authority of attorney to compromise, proof of by his own declarations, 407. Clerk of attorney, admissions by, 347. Compensation, admissions or declarations as admissible in evidence in action by attorney for, 885. Correspondence between attorney and client, admission contained in as privileged, 204. During employment, necessity that admissions by attorney be made, 346. During trial, authority of attorney to make admission of fact, 487. Formality and distinctness as prerequisite to admissibility of admissions by attorney, 343. General rule as to admission by attorney as evidence against client, 340. Implied power of attorney to make admission on behalf of client, 476. Partner, admission of as binding on firm, 323. Relief from admission by attorney inade under mistake of facts, right of client to, 486. Scope of attorney's authority, necessity that admissions by attorney be within, 342. Subsequent trial, competency of ad'mission of attorney at, 347. INDEX. 1349 [References are to pages.] Admission to Practice — Agent, right of person not admitted to bar to practice as, 28. Age of applicant as determining eligibiltiy to admission to bar, 35. Appointment to office, admission of applicant to bar as, 17. Attorney in fact, statute requiring pleading to be filed by attorney as including, 29. Character as qualification for admission to bar, 41. Citizenship as necessary qualification to admission to bar, 36. Compensation for services as depending on admission and good standing, 25. Compensation for services contracted for before admission, right to, 26. Compensation, right to for services rendered in court to which attorney is not admitted, 27. Compensation, right to of unlicensed person for services not necessarily rendered by attorney, 27. Contract, privilege of practicing law as, 23. Corporation, right of to be admitted to bar, 44. Court not of record, right of unlicensed person to practice in, 30. Director of bank, right of to appear as its attorney, 28. Disbarment, see that title. Duelling oath as prerequisite to admission to bar, 82. Educational qualifications for admission to bar, statutes prescribing, 58. Education as qualification for admission to bar, 56. Enrollment or registration on admission to bar, 83. Evidence against applicant for admission to bar, sufficiency of, 92. Examination for admission to practice — Application for admission subsequent to exam-ination, necessity of, 77. Board of examiners generally, 66, 69. Board of examiners, rules of, 70. Character of examination, 73. Columbia law school, right of graduate to practice without exam- ination, 71. Hastings college of law, right of graduate of to practice without examination, 71. Law school graduates, necessity of examination of, 70. Kecessity of examination generally, 64. Percentage required to pass examination, 77. Personal presence of applicant at examination, necessity of, 77. Requirements subsequent to examination, 77. Subjects of examination, 73. Validity of statute dispensing with examination, 65. Validity of statute requiring examination of person already ad- mitted, 66. Who conducts examination, 66. Fitness for practicing law generally, 22. 1350 INDEX. [References are to pages.] ADMISSION TO PRACTICE— continued. Fraud in procuring admission to practice as ground for disbarment, 1249. Judicial or legislative function, admission to practice as, 31. Law office, study in as affecting qualification for admission to bar, 60. Law school, study in as affecting qualifications for admission to bar, 59. Legislature, right of to prescribe qualification for admission to bar in Indiana, 59. Legislature, right of to regulate admission to practice, 33. Mental qualifications for admission to practice, Indiana statute providing for examination as to, 59. New Jersey, admission to practice in by letters patent, 32. Oath of office as prerequisite to admission to bar, 79. Oath of office before admission to bar, validity of statute regulating, 80. Oath of office on admission to bar, violation of, 81. Objections to admission of applicant to bar, who may interpose, 90. Order admitting applicant to practice, conclusiveness of, 84. Other jurisdictions, admission to attorneys of to bar, So. Particular business or case, admission to bar for, 24. Partnership, right of to compensation where one partner is unlicensed to practice, 26. Party prosecuting or defending for himself, 27. Privilege of appearing as counsel at bar of another jurisdiction, 24. "Property," privilege of practicing law as, 23. Qualifications required for admission to practice generally, 23. Race as qualification for admission to bar, 40. Residence as qualification for admission to bar, 38. Right to practice law as inherent right, 22. Solicitor in Canada, right of unlicensed person to "practice"' as, 28. "Special admission," practicing at bar of foreign court by, 24. Statutory provisions, forbidding unlicensed practice, 30. Test oath as requisite to admission to bar, 83. Validity of statute permitting person not admitted as attorney to prac- tice law, 28. Women, eligibility to practice law, 45. Women, legal arguments for and against admission to bar, 50. Women, nonlegal arguments for and against admission of to bar, 52. Adverse Employment — See Dealings between Attorney and Client. Adverse Interests — See Dealings between Attorney and Client; Disbarment. Adverse Parties — See Compensation. INDEX. 1351 [References are to pages.] Advertising — See Compensation; Disbarment. Advice of Connsel — As defense — Bankruptcy proceeding, 628. Civil action generally, 626. Contempt proceeding, 629. Criminal prosecution, 627. Malicious prosecution — Absence of malice or existence of probable cause, advice of counsel as establisliing, 636. Complete statement of facts to counsel as necessary to establish defense, 639. Detective, advice of as defense, 650. Diligence to discover facts, necessity of exercising in order to establish defense of, 642. General rule as to advice of counsel as defense, 631. Good faith, necessity of in seeking and acting on advice of counsel, 638. Justice of the peace, advice of as defense, 650. Magistrate, advice of as defense, 650. Ministerial ofHcer, advice of as defense, 650. Nature of advice received as affecting defense, 645. Person other than attorney, advice of as defense, 649. Police o£5cer, advice of as defense, 650. Prosecuting attorney, advice of as defense, 649. Qualification of attorney consulted as affecting defense, 647. Reason of rule as to advice of counsel as defense, 635. Mitigation of damages, 626. Officer acting under fieri facias or execution, 627. Question of law or fact, 627. Rebutting charge of malice, 626. Tort, action against client for, 626. Trustee, action against, 626. Compensation, see Compensation of Attorney. Dealings between Attorney and Client, see that title. Erroneous advice, liability of attorney for damage resulting from, 556. Failure to advise client, liability of attorney for, 557. Advocates — Greece, advocates of, 1. Roman advocates, 2. Affidavits — Admissibility of affidavits in disbarment proceeding, 1310. 1352 INDEX. [References are to pages.] AFFIDAVITS — contimied. Admissibility of ex parte affidavits in summary proceeding against at- torney, 618. Appearance, see that title. Authority of attorney to make affidavit for client, 460. Presentation of false affidavit as ground for disbarment, 1239. Age — See Admission to Practice. Agency — Acting as attorney, right of agent employed to negotiate loans with re- spect to, 312. Attorney compared with agent, 14. Attorney in fact as agent, 19. Attorney in fact, statute requiring pleading to be filed by attorney as including, 29. Communication made to agent of attorney as privileged, 172. Communication made to agent of client as privileged, 177. Communication made to attorney acting as agent as privileged, 189. Court not of record, right of unlicensed person to practice in, 30. Notice of attorney's charging lien, sufficiency of when given to person's agent, 1001. Practising as agent, right of person not admitted to bar with respect to, 28. Principles applicable to agency as controlling relation of attorney and client, 353. Summary proceeding against attorney, right of agent of client to in- stitute, 617. Agreements — See Contracts. Aiding Poor Persons — See Champerty, Barratry, and Maintenance. Alias Execution — See Executions. Aliens — See Citizenship. Alimony — Evidence of employment by one spouse in action by attorney against other spouse for compensation for services in matrimonial action generally, 909. Eight of attorney to compensation contracted to be paid for out of alimony, 788. Eight of attorney to lien on judgment or decree for alimony, 1034. INDEX. 1353 [References are to pages.] Allegations ^ See Pleading. Alteration of instruments — See Disbarment. Amendments ^ Power of attorney to stipulate for amendment of pleading, 481. American Colonies — Attorneys in American colonies, 6. Amicus Curiae — Appointment of, 148. Compensation of, 148. Intervention of, 147. Meaning of term, 147. Powers and functions of, 150. Status of, 148. Amount in Controversy^ See Compensation. Amount of Compensation — See Compensation. Annulment of Marriage ^ Right of attorney to compensation under contract designed to facilitate annulment of marriage, 758. Another Suit Fending ^ See Summary Proceedings. Ansnrer — See Pleading. Anti-duelling Oatb — See Oaths. Apology — See Disbarment. Appeal and Error — Admission to practice, right of court to review order granting, 84. Authority of attorney — To control proceedings on appeal or writ of error, 511. To prosecute appeal or writ of error in name of client, 509, 510. To stipulate with respect to appeals, 481. To waive client's right to prosecute appeal or writ of error, 512. 1354 INDEX. [References are to pages.] APPEAL AND ERROR — continued. Bond — Authority of attorney to execute for client, 355. Right of attorney to qualify as surety on, 128. Compensation, review of judgment in action by attorney for, 964. Disbarment — Accuser or petitioner, right of to appeal from judgment in disbar- ment proceeding, 1331. Appeal, review of disbarment proceeding by, 1323. Bar association, right of to appeal from judgment in disbarment proceeding, 1331. Certiorari, review of disbarment proceeding by, 1328. Effect of disbarment or suspension of attorney on his brief in pend- ing appeal, 1175. Mandamus, review of disbarment proceeding by, 1329. Original jurisdiction of appellate court to disbar attorney, 1177. Review of disbarment proceedings generally, 1323. State, right of to appeal from judgment in disbarment proceeding, 1331. Writ of error, review of disbarment proceeding by, 1328. Duty and liability of attorney to client with respect to prosecuting ap- peal or error, 569. Lien of attorney — Appeal from order in proceeding to enforce, 1070. As attaching to printed record on appeal, 1037. Effect on, of reversal of judgment on appeal, 1033. Enforcement of, against sureties on appeal bond, 1086. Enforcement of, by appeal and in appellate court, 1060, 1073. Settlement of litigation by client pending appeal as affecting, 1046. Objection to authority of attorney to appear, sufficiency of when made on appeal, 431. Appearance — Admission to practice, see that title. Authority of attorney to appear generally, 413. Coparties, authority of attorney to appear for, 420. Cotenants, authority of attorney to appear for, 420. Director of bank, right of to appear as its attorney, 28. Disbarred attorney, authority of to appear, 414. Documents, see that title. Entering appearance of attorney, manner of, 422. Evidence of authority to appear — Attorney as competent witness to prove his authority to appear, 434. Authority of attorney to appear as question of law or fact, 435. Burden of proof of authority of attorney to appear, 432. Requiring attorney to prove authority to appear, 435. Sufficiency of evidence of authority of attorney to appear, 432. INDEX, 1355 [References are to pages.] APPEARANCE — contimied. Nominal party, authority of attorney to appear for, 421. Objection to appearance — Adverse party, right of to object to appearance of attorney, 424. Answer, objection to appearance of attorney by, 427. Collateral attack on authority of attorney to appear, 427. Court, right of to question authority of attorney to appear, 425. Demurrer, objection to appearance of attorney by, 427. Fraud, necessity that objection of authority of attorney to appear raise suspicion of, 429. Immediate determination by court of authority of attorney to ap- pear, necessity for, 428. Motion, objection to appearance of attorney by, 426. Petition, objection to appearance by attorney by, 426. Plea, objection to appearance of attorney by, 427. Right to object to authority of attorney to appear, generally, 423. Stranger to suit, right of to question attorney's authority to appear, 425. Sufficiency of objection — Objection made after final j'ldgment, 431. Objection made at time of trial, 431. Objection made before answer filed, 431. Objection made before plea filed, 431. Objection made on appeal, 431. Objection made on information and belief, 427, 430. Sufficiency of objection generally, 428. Time to object to appearance by attorney, 430. Waiver of right to, object to unauthorized appearance by attorney, 438. Who may object to appearance by attorney, 424. Presumption of authority to appear — Action by one person to use of another, 419. Bankruptcy proceeding, appearance in, 419. Conclusiveness of presumption, 420. Corporation, appearance for, 419. Infant, appearance for, 419. Judgment, appearance after, 418. Municipality, appearance for, 419. Nonresident, appearance for, 419. Partnership, appearance for, 420. Person who is not attorney, 420. Pleading, presumption from filing of, 419. Presumption generally, 415, 420. Public officer, appearance for, 419. Several parties, appearance for, 419, 420. State, appearance for, 419. 1356 INDEX. [References are to pages.] APPEARANCE — contirmed. Privileged communications, see that title. Ratification of appearance by client, 376. Unauthorized appearance — Effect of unauthorized appearance generally, 437. Effect of unauthorized appearance resulting in entry of judgment, 439. Liability of attorney to client for unauthorized appearance, 517. Validity of domestic judgment procured by virtue of unauthorized appearance, 442. Validity of foreign judgment procured by virtue of unauthorized appearance, 445. Written authority to appear, necessity that attorney have, 421. Appointment of Connsel — See Assignment of Counsel. Appointment to Office — Admission of applicant to bar as appointment to office, 17. Apportionment of Fees — See Compensation. Appropriation — Right of attorney to lien on money appropriated by legislature, 1020. Arbitration and Airard — Authority of attorney to submit cause of action to arbitration, 488. Delegation by attorney of authority to submit ease to arbitration, 372. Right of attorney to lien on award of arbitrator, 1032. Army and Navy — Right of attorney to compensation under contract to procure discharge of drafted man, 753. Arrest — Authority of attorney to discharge person from arrest, 411. False imprisonment, see that title. Immunity of attorney from arrest, 10. Privilege of attorney from, arrest on civil process, 115. Assignment for Benefit of Creditors — Authority of attorney to bind clients by assenting to assignment for benefit of creditors, 354. Eight of attorney to compensation for services rendered to assignee for benefit of creditors, 721. Waiver of privilege of communication by successor of assignee for bene- fit of creditors, 222. INDEX. 1357 [References are to pagea.] Assignment of Connsel — Appointment of counsel for absentee, 147. Assignment of counsel for poor person in civil case, 143. Assignment of counsel for poor person in criminal case, 144. Validity of statute requiring counsel to give services without compensa- tion, 145. Assignments — Assignee of client, enforcement of attorney's lien against, 1062. Between client and attorney — Enforceability of equitable assignment of transfer to attorney of interest in subject-matter of litigation, 734. Presumption as to assignment of client's property to attorney, 281. Talidity of assignment to attorney of subject matter of litigation, 286. Cause of action — Eight of attorney to compensation as affected by assignment of cause of action, 766. Right of attorney to lien as affected by assignment of cause of action, 1052. Champerty, see Champerty, Barratry, and Maintenance. Claim of client, authority of attorney to assign, 359. Compensation contract between attorney and client as assignment, 981. Compensation contract of attorney; assignment of, 727. Insolvent savings bank, right of commissioner who examines claims against to act as attorney for assignee, 311. Judgment — ■ Assignment of judgment to counsel as affecting right of setoff, 1056. Authority of attorney to accept assignment of judgment in payment of client's claim, 393. Authority of attorney to assign client's judgment, 497. Enforcement of attorney's lien by order on assignee of judgment to pay over fund, 1072. Ratiiioation by client of assignment of judgment, 376. Right of attorney to lien as affected by assignment of judgment, 1051. Lieo of attorney — Right of assignee to enforce attorney's lien, 1061. Right to assign charging lien, 975, 1005. Right to assign retaining lien, 972. Mortage, ratification by client of assignment of by attorney, 376. Summary proceeding, right of attorney to set up assignment of fund as defense in, 620. Assistants — Associate Counsel, see that title. 135S INDEX. [Reierences are to pages.] ASSISTANTS — continued. Attorney-General, see that title. Liability of attorney for act of assistant, 522. Prosecuting Attorneys, see that title. Associate Counsel — Communications between associate counsel as privileged, 177. Compensation — Agreement between attorney of record and his associate with respect to fees of latter as binding on client, 772. Amount of compensation to which associate counsel is entitled as affected by contract with attorney first employed, 772. Amount of compensation to which attorney is entitled as affected by amount paid to associate counsel, 772. Evidence of authorized employment in action by associate counsel for compensation, 899. Payment of fees of other counsel as defense to action by attorney for compensation, 956. Proof of performance by associated attorney or partner as svifRcient evidence of performance in action by attorney for compensation, 914. Ratification of unauthorized employment of associate counsel as entitling attorney to compensation therefor, 711. Right of attorney to compensation for associate counsel employed by authority of client, 712. Right of attorney to compensation for services of associate counsel, 708. Correspondence between associate counsel as privilege, 203. Employment — Authority of attorney to employ associate counsel generally, 358, 709. Authority of attorney to employ associate counsel at client's expense, 371. Proof of consent by client to employment of associate counsel, 373. Ratification by client of employment of associate counsel, 374, 376, 379. Right of attorney to employ associate counsel at his own expense, 374. Lien — Enforcement of attorney's lien against associate counsel, 1062. Eight of associate or assistant counsel to charging lien, 983. Assumpsit — Right of client to maintain assumpsit against attorney for money col- lected, 599. Right of client to maintain assumpsit against attorney for negligence, 582. INDEX. 1359 [References are to pages.] Attachment ^ Authority of attorney — To enforce judgment by moving for order for sale of attached prop- erty, 505. To execute bond in attachment suit, 355. To incur expense in attachment suit, 465. To issue attacliracnt in suit for client's claim, 452. To release attached property, 412. To stipulate for dissolution of attachment, 482. Costs, enforcement by attachment of liability of attorney for, 545. Counsel fees, allowance of in action on attachment bond, 856. Disbarment, see that title. Duty and liability of attorney to client with respect to attachments, 568. Liability of attorney to third person for illegal attachment of property, 526. Liability of client for unlawful attachment by attorney, 532. Lien of attorney — Priority of attorney's lien as against attachment proceeding, 986. Right of attorney to lien on attached funds, 1019. Summary proceeding, issuance of attachment to enforce order in, 623. Attorney — Signification of word "attorney," 11. Attorney at liavr — "Attorney at law" and "counselor" distinguished, 17. Meaning of term, 11. Attorney-General — Canada, office of attorney-general in, 1133. England, office of attorney-general in, 1131. Origin of office of attorney-general, 1131. Privileged nature of correspondence between prosecuting attorney and attorney-general, 203. State attorney -general — ' Actions which attorney-general may prosecute on behalf of state, 1153. Appearance for state in litigation, right and duty with respect to, 1149. Appointment, election, qualifications, etc., 1142. Assistants, appointment of, 1148. Common-law powers, 1143. Compensation of, 1149. Compromising litigation, power with respect to, 1162. Consent of court, necessity of before attorney-general can act on behalf of state, 1158. Constitutional and statutory powers and duties generally, 1145. 1360 INDEX. [References are to pages.] ATTORNEY-GENERAL — continued. State attorney -general — continued. Corporation, authority witli respect to suit by or against, 1157. Costs, liability for, 1160. Criminal action, authority to conduct and control, 1162-1164. Disbarment proceeding, right to institute, 1283. Discretion in matters of public concern, 1146. Dismissal of suit prosecuted in public interest, power with respect to, 1161. Expenses, right to incur, 1160. Grand jury, power to appear before, 1150. Injunction against attorney-general to prevent enforcement of un- constitutional statute, 1147. Mandamus to compel attorney-general to act or decide, 1146-1147 Municipal or quasi municipal corporation, authority with respect to suit by or against, 1156. Opinion, authority and effect of, 1148. Opinion, duty to furnish, 1148. Pleading and procedure in action wherein attorney-general acts in behalf of state, 1159. Protection of public interests, power to bring action for, 1151. Public nuisance, power to abate, 1154. Public trust or charity, power and duty with respect to enforce- ment of, 1154. Quo warranto, discretion with respect to instituting, 1146. Request of governor or legislature, necessity of before attorney- general can act on behalf of state, 1158. Sole control of state litigation as vested in attorney-general, 1160. Special counsel, power to employ, 1147. State officer, authority with respect to suit by or against, 1155. Suit in name of state, sole power to bring, 1146. Taxes, power with respect to collection and assessment of, 1155. Termination of authority to appear for state, 1151. United States attorney-general — As counsel for government, 1136. As exercising superintendence of district attorneys, marshals, and clerks, 1135. Authority and effect of opinion of attorney-general, 1140. Compensation of special counsel, 1142. Employment of special counsel, 1141. Form and requisites of question put to attorney-general in request- ing opinion, 1340. Matters with respect to which attorney-general is required to give opinion, 1138. Powers and duties generally, 1134. INDEX. 1361 [References are to pages.] ATTORNEY-GENERAL — continued. United States attorney-general — continued. Statute providing for oflSce, 1133. Substitutes and assistants, 1141. To whom attorney-general is required to give opinion, 1138. Attorney in Fact — Communication to attorney in fact as privileged, 189. Meaning of term, 19. Statute requiring pleading to be filed by attorney as including attorney in fact, 29. Attorney of Record^ Meaning of term, 19. Authority of Attorney — Acceptance of service of process and papers — Collateral attack on acceptance of service of original process by attorney, 466. Existence of relation of attorney and client, sufficiency of service on attorney as depending on, 476. Express authority of attorney to accept service of original process, 467. Form of attorneys, sufficiency of service of process on one of, 470. Implied authority of attorney to accept or waive service of original process, 465. Injunction against prosecuting action, bill for as properly served on attorney for respondent, 469. Joint parties, authority of attorney for one of several to accept service of notice for another, 469. Joint parties, sufficiency of service on attorney for one of several, 469. Leaving process at office, sufficiency of service on attorney by, 470. Mail, sufficiency of service of process on attorney by, 473. Manner of service of process on attorney, 470. Presumption as to authority of attorney to accept service of original process, 466. Ratification of unauthorized acceptance of service of original process by attorney, 466. Subsequent notice on paper, authority of attorney to accept service of after original process has been served, 468. Accomplishment of purpose of employment, authority of attorney after, 248. Acknowledgment of debt by attorney as binding client, 353. Adjoining landowner, authority of attorney to contract with on behalf of client, 357. Attys. at L. Vol. II.— 86. 1362 INDEX. [References are to pages.] AUTHOEITY OF AITOICNEY — contimied. Admission as evidence, see the title Admissions and Declarations. Admission by attorney made under mistake of facts, right of client to relief from, 486. Admission, implied power of attorney to make on behalf of client, 476. Affidavit, authority of attorney to make for client, 460. Appeal and error — Appeal bond, authority of attorney to execute for client, 355. Controlling proceedings on appeal or writ of error, authority of attorney with respect to, 511. Presumption as to authority of attorney to prosecute appeal or error, 510. Prosecuting appeal or writ of error in name of client, authority of attorney with respect to, 50j. Waiver of client's right to prosecute appeal or writ of error, author- ity of attorney to make, 512. Appearance — After judgment, presumption as to authority of attorney to appear, 418. Authority of attorney to appear generally, 413. Bankruptcy proceeding, presumption of authority of attorney to appear in, 419. Burden of proof o' authority of attorney to appear, 432. Competent witness to prove his authority to appear, attorney as, 434. Conclusiveness of presumption of authority of attorney to appear, 420. Coparties, authority of attorney to appear for, 420. Corporation, presumption as to authority of attorney to appear for, 419. Cotenants, authority of attorney to appear for, 420. Domestic judgment procured by virtue of unauthorized appearance of attorney, validity of, 442. Evidence of authority of attorney to appear, sufficiency of, 432. Foreign judgment procured by virtue of unauthorized appearance of attorney, validity of, 445. Infant, presumption as to authority of attorney to appear for, 419. Manner of entering appearance of attorney, 422. Municipality, presumption of authority of attorney to appear for, 419. Nominal parties, authority of attorney to appear for, 421. Nonresident, presumption of authority of attorney to appear for, 419. Objection to appearance — Adverse party, right of to object to appearance of attorney, 424. Answer filed, sufficiency of objection of attorney to appear made before, 431. INDEX. 1363 [References are to pages.] AUTHORITY OP ATTORNEY — coretire«ed. Appearance — continued. Objection to appearance — contvnued. Answer, objection by to appearance of attorney, 427. Appeal, sufficiency of objection to authority of attorney to ap- pear made on, 431. Collateral attack on authority of attorney to appear, 427. Court, right of to question authority of attorney to appear, 425. Demurrer, objection by to appearance of attorney, 427. Final judgment, sufficiency of objection to authority of attorney to appear made after, 431. Fraud, necessity that objection of authority of attorney to ap- pear raise suspicion of, 429. Immediate determination by court of authority of attorney to appear, necessity for, 428. Information and belief, sufficiency of objection to appearance by attorney made on, 427, 430. Manner of presenting objection to appearance by attorney, 425. Motion, objection by to appearance of attorney, 426. Party for whom attorney appears, right of to object to appear- ance, 424. Petition, objection by to appearance by attorney, 426. Plea filed, sufficiency of objection to authority of attorney to appear made before, 431. Plea, objection by to appearance of attorney, 427. Right to object to authority of attorney to appear, 423. Stranger to suit, right of to question attorney's authority to appear, 425. Sufficiency of objection to authority of attorney to appear gen- erally, 428. Time of trial, sufficiency of objection to authority of attorney to appear made at, 431. Time to object to appearance by attorney, 430. Who may object to appearance by attorney, 424. Partnership, presumption as to authority of attorney who appears for defendant in action against, 420. Person not attorney, presumption of authority of to appear, 420. Pleading, presumption of authority of attorney to appear from filing of, 419. Presumption as to authority of attorney to appear generally, 415, 423. Public officer, presumption of authority of attorney to appear for, 419. Question of law or fact, authority of attorney to appear as, 435. Requiring attorney to prove authority to appear, 435. 1364 INDEX. [References are to pages.] AUTHORITY OF ATTORNEY — comiimted. Appearance — continued. Several persons, presumption as to authority of attorney to appear for, .419, 420. State, presumption of authority of attorney to appear for, 419. Unauthorized appearance by attorney, effect of generally, 437. Unauthorized appearance by attorney resulting in entry of judgment, effect of, 439. Use of another, presumption of authority of attorney to appear in action by one person to, 419. Waiver of right to object to unauthorized appearance by attorney, 438. Written authority to appear, necessity that attorney have, 421. Arbitration, authority of attorney to submit cause of action to, 488. Assignment for benefit of creditors, right of attorney to bind client by assenting to, 354. Associate counsel — Employment of associate counsel, power of attorney with respect to, 358, 371, 709. Proof of consent by client to employment of associate counsel, 373. Ratification of unauthorized employment of associate counsel as entitling attorney to compensation therefor, 711. Sight of attorney to compensation for associate counsel employed by authority of client, 712. Right of attorney to employ associate counsel at his own expense, 374. Attachment, authority of attornsy to issue in suit for client's claim, 452. Attachment bond, authority of attorney to execute, 355. Attachment suit, authority of attorney to incur expense in, 465. Bankrupt, authority of attorney to resist discharge of, 354. Bond, authority of attorney to execute for client generally, 355. Brief, authority of attorney to bind client by contract for printing, 462. Bringing and defending suits, authority of attorney with respect to, 451. Broker's commissions, authority of attorney to bind client to pay, 358. Burden of proof of authority of attorney generally, 359. Certiorari, authority of attorney for plaintiff in, to execute bond, 356. Change of venue, authority of attorney to make agreement with respect to, 453. Collection and receipt of money — Application of payment, authority of attorney to make as between several creditors, 362. Claims held for collection, authority of attorney to receive payment, 363. Criminal proceedings against debtor, authority of attorney to resort to, 370. Demand of payment, authority of attorney to make, 367. INDEX. 1365 [References are to pages.] AUTHORITY OF ATTORNEY — co»«i»«ed. Collection and receipt of money — continued. Demand of payment by attorney as demand by client, 367. Dower, authority of attorney to sign demand of, 367. Execuiion, authority of attorney to receive payment of, 362. Extension of time of payment, authority of attorney witli respect to, 367. Judgment, authority of attorney to receive payment of, 362. Manner of payment to attorney, 363. Mortgage, authority of attorney to collect as evidenced by his em- ployment to draw papers, 366. Payment made to attorney after termination of relation as binding client, 370. Payment to attorney as payment to client, 362. Possession of evidence of indebtedness as creating presumption of authority to receive payment, 364. Ratification of unauthorized receipt of money by attorney, 370. Receipt of money for client generally, authority of attorney with respect to, 361. Receipt of money outside scope of employment, authority of attorney with respect to, 368. Revocation of authority of attorney to receive payment for client, 363. Tender to attorney as tender to client, 362. Termination of authority of attorney to receive money for client, 363. Commissioner, authority of attorney to bind client for payment of fees of, 463. Compromise — Acceptance of less than amount due in satisfaction of client's claim, authority of attorney with respect to, 395. Acceptance of payment by attorney otherwise than in money, author- ity to compromise by, 390. Acceptance of payment by attorney otherwise than in money, effect of as extinguishing client's claim, 394. Assignment of judgment, authority of attorney to accept in payment of client's claim, 393. Authorized compromise, operation and extent of authority of attor- ney with respect to, 404. Authorized compromise, sufficiency of authority of attorney with respect to, 405. Bill of sale, authority to aeeept in payment of client's claim, 393. Bond, authority of attorney to accept in payment of client's claim, 393. Burden of proof of authority of attorney to accept less than amount due on client's claim, 397. Burden of proof of authority of attorney to accept payment in something other than money, 395. 1366 INDEX. [References are to pages.] AUTHORITY OF ATTORNEY — cojitinwed. Compromise — contitmed. Burden of proof of authority of attorney to compromise, 407. Canada, rule in as to authority of attorney to compromise, 401. Certificate of indebtedness, authority of attorney to. accept in pay- ment of client's claim, 393. Check, authority of attorney to accept in payment of client's claim, 393. Claims, authority of attorney to compromise, 387. Collateral security, authority of attorney to take for claim in his hands, 394. County warrant, authority of attorney to accept in payment of client's claim, 393. Draft, authority of attorney to accept in payment of client's claim, 393. Ejectment suit, authority of attorney to compromise, 387. Emergency, authority of attorney to compromise in case of, 390. England, rule in as to authority of attorney to compromise, 402. Foreclosure of mortgage, authority of attorney to compromise in case of, 387. Fraudulent receipt of attorney for amount due client as binding on latter, 397. Ceneral rule as to authority of attorney to compromise cause of action, 382. Judgment, correction of clerical error in reducing amount recover- able, authority of attorney to assent to, 397. Judgment in favor of client, authority of attorney to accept less than amount due on, 396, 499. Land or other property, authority of attorney to accept in payment of client's claim, 392. Legal tender, authority of attorney to accept payment in other than, 392. Massachusetts, rule in as to authority of attorney to compromise, 388. Mortgage, authority of attorney to accept in payment of client's claim, 393. Nevf Hampshire, rule in as to authority of attorney to compromise, 389. Nonresident, authority of attorney to compromise where client is, 388. Note, authority of attorney to accept in payment of client's claim, 393. Note, authority of attorney to compromise in collection of, 387. Presumption of authority of attorney to compromise, 406. Proctor in admiralty, authority of to compromise, 387. Proof of authority of attorney to accept payment in something other than money, 395. INDEX. 1367 [References are to pages.] AUTHORITY OF ATTORNEY — continued. Compromise — continued. Proof of authority of attorney to compromise by his own declarations, 407. Prosecuting attorney, authority of to compromise, 387. Question for jury, authority of attorney to compromise as question for jury, 407. Ratification of act of attorney in accepting less than amount due, 397. Ratification of attorney's acceptance of payment other than in money, 395. Revocation of express authority to compromise, 405. South Carolina, rule in as to authority of attorney to compromise, 389. Substitution of other indebtedness in lieu of client's demand, author- ity of attorney with respect to, 393. Trustee, authority of attorney for to compromise, 387. Unauthorized compromise by attorney, effect of on rights of parties, 398, 399. Unauthorized compromise by attorney, setting aside, 400. Conducting litigation generally, authority of attorney with respect to, 449. Confession of judgment, see infra, this title. Judgments. Continuance, see infra, this title, Trial. Contracts for client, authority of attorney to make or alter, 356. Conveyance of land, authority of attorney to contract for on behalf of client, 357. Criminal prosecution, authority of attorney to institute, 453. Custom with respect to authority of attorney in conducting litigation, proof of, 451. Dealings beween attorney and client, see that title. Death of client, authority of attorney after, 244. Debtor in jail, authority of attorney to bind client to support, 358. Deed of trust for client, authority of attorney to accept, 354. Delegation of authority — Arbitration, delegation by attorney of authority to submit client's case to, 372. Claim, delegation by attorney of authority to collect, 372. Clerks and employees, delegation by attorney of authority to, 373. Delegation of authority of attorney generally, 370. Judgment, delegation by attorney of authority to receive payment of, 372. Local counsel, delegation by attorney of authority to, 373. Payment, right of attorney to delegate authority to accept, 362. Demand aifecting rights of client, authority of attorney to make, 475. Detective, authority of attorney to employ, 464. Disbarment, see that title. 1368 INDEX. « [Eeferences are to pages.] AUTHORITY OF ATTORNEY— oontinued. Dismissing or discontinuing suit, authority of attorney with respect to, 458. Disposition of client's property — Bond taken in payment of client's judgment, authority of attorney to transfer, 360. Choses or other property of client, authority of attorney to dispose of; 359. Claim of client, authority of attorney to sell or assign, 359. Debts of client, authority of attorney to apply property of client to payment of, 361. Money of client, authority of attorney to distribute, 361. Money of client, authority of attorney to pay third person, 360. Note placed in hands for collection, authority of attorney with re- spect to, 359. Sale of client's property, authority of attorney to authorize, 360. Employees of attorney, authority of attorney to bind client to pay, 358. Equitable conversion, authority of attorney to make agreement which will effect, 357. Exclusive control by attorney of proceedings in court, 455, 457. Executions, see infra, this title. Judgments. Expense in litigation, authority of attorney to incur, 461, 465. Expert witness, authority of attorney to employ, 464. General rule as to authority of attorney, 351. Implied authority of attorney, general rule as to, 351. Indemnity bond, authority of attorney to execute, 355. Indemnity contract, authority of attorney to bind client by, 357. Injunction bond, authority of attorney to execute, 355. Inspection of public records, right of attorney to make, 352. Judgments — Agreement in connection with enforcement of judgment, authority of attorney to enter into, 507. Alias execution, authority of attorney to enforce judgment by is- suing, 505. Assignment of client's judgment, authority of attorney to make, 497. Body execution, authority of attorney to enforce judgment by issu- ing, 505. Bringing suit on judgment in another jurisdiction, authority of attorney with respect to, 505. Compromise of judgment, authority of attorney to make, 396, 499. Confession of judgment, authority of attorney to make for client, 492, 493. Correction of error in judgment, authority of attorney to agree to, 499. Entry of judgment or decree, authority of attorney to consent to, 494, 495. INDEX. 1369 [References are to pages.] AUTHORITY OF ATTORNEY — co»«i»wed. Judgments — continued. Execution on judgment, authority of attorney to issue, 502. Fraudulent debtor's act, authority of attorney to enforce judgment by instituting proceedings under, 505. Indemnity to secure levy under execution, authority of attorney to give, 503, 505. Instruction by attorney as to enforcement of execution as binding client, 505. Opening of judgment by default, authority of attorney to consent to, 498. Payment of judgment, authority of attorney to receive, 500. Payment of money collected on execution, authority of attorney to receive, 502. Preserving and enforcing judgment, authority of attorney to employ all lawful means for, 504. Receiver, authority of attorney to enforce judgment by applying for appointment of, 505. Release of judgment, authority of attorney with respect to, 499. Remittitur, authority of attorney to enter, 498. Revival of judgment, authority of attorney to sue for, 505. Sale of attached property, authority of attorney to enforce judgment by moving for order for, 505. Sale of client's judgment, authority of attorney to make, 497. Satisfaction — Authority of attorney to satisfy judgment in favor of client, 500. Ratification by client of unauthorized satisfaction of judgment by attorney, 502. Ratification of authority of attorney to satisfy judgment by death of client, 501. Staying execution issued in favor of client, authority of attorney with respect to, 508. Supplementary proceedings, authority of attorney to enforce judg- ment by instituting, 505. Suspending proceedings on judgment, authority of attorney to make agreement for, 358. Vacation of judgment entered in favor of client, authority of attor- ney with respect to, 498. Winding up proceedings against corporation, authority of attorney to enforce judgment by presenting petition in, 505. Leases, authority of attorney with respect to, 358. Mandamus, authority of attorney to procure, 453. Money, see supra, this title, Collection and Receipt of Money. Mortgage, authority of attorney to bind client to pay balance due on, 358. New trial, authority of attorney to agree to, 498. 1370 INDEX. [References are to pages.] AUTHORITY OF ATTORNEY — oowtinaed. Notice affecting rights of client, presumption as to autliority of attorney to give, 475. Papers, see supra, this title, Acceptance of Service of Process and Papers. Plea of guilty, authority of attorney to enter for client, 494. Presumption as to authority of attorney generally, 354. Presumption as to authority of attorney in conducting litigation, 451. Prison, authority of attorney to consult client in, 352. Process, see supra, this title. Acceptance of Service of Process and Papers. Property of client, see supra, this title, Disposition of Client's Property. Ratification of unauthorized acts — Acceptance of service, ratification of by client, 376. Adopting or accepting benefit of attorney's acts, ratification by, 378. Agreement with third person, ratification of by client, 376. Appearance by attorney, ratification of by client, 376. Assignment of judgment, ratification of by client, 376. Assignment of mortgage, ratification of by client, 376. Associate counsel, ratification by client of employment of, 374, 376, 379. Burden of establishing ratification of act of attorney, 359, 377. Execution of bond by attorney, ratification of, 356. Failure to object, ratification of act of attorney by, 379. Institution of legal proceedings, ratification of by client, 376. Laches as ratification of act of attorney, 380. Partial ratification by client of authorized acts of attorney, 376. Payment to attorney, ratification of by client, 376. Promise, ratification of by client, 376. Question of law or fact, ratification of act of attorney as, 377. Release, ratification of by client, 376. Satisfaction of judgment, ratification of by client, 376. Unauthorized acts of attorney, ratification of generally, 358, 374. Receipt of money, see supra, this title. Collection and Receipt of Money. Referee, authority of attorney to bind client for payment of fees of, 463. Reference, authority of attorney to agree to, 488. Refunding money paid to client, authority of attorney to bind client with respect to, 358. Relation of attorney and client, see that title. Release — Arrest, authority of attorney to discharge person from, 411. Attached property, authority of attorney to release, 412. Claim of client, authority of attorney to release, 408. Contract with another person to assume liability, authority of at- torney to enter into for client, 409. Correction of clerical error, authority of attorney with respect to, 411. Errors on record, authority of attorney to release, 411. INDEX. 1371 [References are to pageg.J AUTHORITY OF ATTOTCNEY — continued. Release — contimted. Execution lien, authority of attorney to release, 409. Imprisonment, authority of attorney to release debtor from, 411. Indorser, authority of attorney to release, 409. Interest on bond, authority of attorney to release, 409. Joint debtor, authority of attorney to release, 409. Judgment, authority of attorney to release, 409, 410. Lien, authority of attorney to release, 410. Person liable to client, authority of attorney to execute release to in order to render him competent witness, 411. Ratification of release by attorney, 411. Security for payment of client's debt, authority of attorney to re- lease, 410. Surety, authority of attorney to release, 410. Remittitur, see supra, this title. Judgments. Renewal of indebtedness, authority of attorney to bind client with re- spect to, 358. Replevin bond, authority of attorney to execute. Replevin suit, authority of attorney to incur expense in, 464. Retraxit, authority of attorney to enter, 459. Revocation of authority of attorney, 237. Satisfying claim for damages, authority of corporation attorney with respect to, 353. Scope of authority, general rule as to, 351, 352. Secret limitations on power of attorney as binding third persons, 354 Separation agreement, authority of attorney to bind client by, 358. Service fees, authority of attorney to bind client for payment of, 463. Service of process, see supra, this title. Acceptance of Service of Process and Papers. Settlement of action by parties without intervention of attorney, 457. Statute of limitations, authority of attorney to talce ease out of, 358. Stenographer, authority of attorney to employ in course of litigation, 463. Stipulations — • Abatement a revival of action, power of attorney to stipulate as to, 482. Abiding by decision in another suit, authority of attorney to stipu- late with respect to, 483. Adjournment, power of attorney to stipulate with respect to, 482. Amendment of pleading, power of attorney to stipulate for, 481. Appeal, authority of attorney to stipulate with respect to, 481. Attachment, power of attorney to stipulate for dissolution of, 482. Enforceability of stipulation made in open court, 485. Evidence, power of attorney to stipulate as to matters of, 482. Extension of time for decision of case by judge, authority of attor- ney to stipulate for, 482. 1372 INDEX. [References are to pages.] AUTHORITY OF ATTORNEY — continued. Stipulations — continued. Extension of time for service of pleading, power of attorney to stipu- late for, 481. Extension of time to file pleading, authority of attorney to stipulate for, 481. Filing pleading, power of attorney to enter into stipulation waiving right with respect to, 482. Informalities and irregularities, power of attorney to waive by stipulation, 482. Inquisition, power of attorney to waive by stipulation, 482. Joint parties, authority of attorney for one of several to stipulate for another party, 469. Mistake of fact, right of client to relief from stipulation made by attorney under, 486. Objections to process or service, power of attorney to waive by stipu- lation, 482. Power of attorney to enter into stipulations generally, 478. Procedure, power of attorney to enter into stipulation with respect to matters of, 481. . Service of process or pleadings, power of attorney to enter into stipulation waiving, 482. Technical advantages, power of attorney to waive by stipulation, 482. Waiver of client's rights, power of attorney to make by stipulation, 484. Withdrawal of pleading by opposite party, power of attorney to stipu- late for, 481. Writing, necessity that stipulation by attorney be in, 485. Trial — Absence of client, authority of attorney to agree to trial for mis- demeanor in, 488. Admission of fact, authority of attorney during trial to make, 487. Conduct of trial, authority of attorney with respect to, 486. Continuance, authority of attorney to agree to, 488. Dismissal of client's demand for second trial in action of ejectment, authority of attorney with respect to, 488. Joinder of parties, authority of attorney to agree to, 488. Judgment on pleadings, authority of attorney to agree to rendition of, 488. Jury trial, authority of attorney to waive, 487. Objections to admission of evidence, authority of attorney during trial to waive, 487. Opinion of certain courts shall be conclusive, authority of attorney to agree that, 488. INDEX. 1373 [References are to pages.] AUTHORITY OF ATTORNEY — co«*4««ed. Trial — continued. Trial on merits without pleadings, authority of attorney to agree to, 488. Withdrawal of juror, authority of attorney to agree to, 488. Trust, authority of attorney to bind client to create, 358. Trust deed, authority of attorney to bind client by stipulations in, 358. Trust deed, authority of attorney to bind client to create, 358. Unauthorized acta, see supra, this title, Ratification of Unauthorized Acts. A\rard — See Arbitration and Award. Bad Faith — See Fraud. Bail — Enforcement of attorney's lien against surety on bail bond, 1086. Bailments — Misappropriation of funds received by attorney as bailee as ground for disbarment, 1222. Bank Books — Attorney's retaining lien as attaching to bank book, 1036. Bankruptcy — Advice of counsel as defense in bankruptcy proceedings, 628. Attorney for bankrupt, right of to act for creditor or trustee, 313. Authority of attorney to resist discharge of bankrupt, 354. Compensation of attorney — Allowance of attorney's fees in bankruptcy proceeding, 817. Compensation of attorney for creditor in bankruptcy proceeding, 820. Compensation of attorney for trustee or receiver in bankruptcy, 819. Fees of attorney as entitled to priority under bankruptcy act, 824. Necessity that allowance to attorney for services in bankruptcy case be reasonable, 823. Re-examination of fees paid to attorney in contemplation of bank- ruptcy, 825. Eight of attorney for bankrupt to reasonable compensation for services, 817. Disbarment, violation of provisions of bankruptcy law as ground for disbarment, 1266. Presumption of authority of attorney to appear in bankruptcy proceed- ings, 419. Referee in bankruptcy, prohibition of from practicing in bankruptcy proceeding, 112. 1374 INDEX. [References are to pages.] Banks — Director- of bank, right of to appear as its attorney, 28, 112. Insolvent savings bank, right of commissioner who examines claims against to act as attorney for assignee, 311. Liability of attorney for loss of client's money deposited in bank, 572, 573. Bar Associations — Right and duty of bar association to institute disbarment proceedings, 1284. Right of bar association to appeal from judgment in disbarment pro- ceeding, 1331. Bar Examinations — Application for admission subsequent to examination, necessity of, 77. Boards of examiners of applicants for admission to bar, 66, 69. Board of examiners, rules of, 70. Character of examination of applicants for admission to bar, 73. Columbia law school, right of graduate to practice without examination, 71. Hastings college of law, right of graduate of to practice without exam- ination, 71. Law school graduates, necessity of examination of, 70. Necessity of examination of applicants for admission to bar, 64. Percentage required to pass examination for admission to bar, 77. Personal presence of applicant at examination for admission to bar, necessity of, 77. Requirements subsequent to examination for admission to bar, 77. Subjects of examination of applicants for admission to bar, 73. Validity of statute dispensing with examination of applicants for ad- mission to bar, 65. Validity of statute requiring examination of person already admitted to bar, 66. Who conducts bar examinations, 66. Barratry — See Champerty, Barratry, and Maintenance. Barristers — Barristers and solicitors in England, 5. Honorarium of barrister, 8. Bastardy — Conviction of bastardy as ground for disbarment, 1269. Right of attorney to lien for services rendered in bastardy proceeding, 992. Right of attorney to lien on judgment recovered in bastardy proceeding, 1032. INDEX. 1375 [References are to pages.] Bawdy Honse — Keeping bawdy-house as ground for disbarment, 1266. Bencliers — Benchers as governing body of inns of court, 5. Beneficial Interests — See Costs. Beneficial Services — See Compensation. Benefit to Client — See Compensation. Bill of Privilege — Bill of privilege in early times, 9. Bill Rendered — See Compensation. Bills and Notes — Authority of attorney to accept note in payment of client's claim, 393. Authority of attorney to collect note not in his possession, 365. Authority of attorney to compromise in collecting note, 387. Authority of attorney to release liability of indorser, 409. Authority of attorney with respect to note placed in his hands for col- lection, 359. Binding effect of stipulation in note fixing fee of attorney for collection, 776. Lien of attorney as. attaching to note, 1036. Eight of partner to bind copartners by execution or indorsement of com- mercial paper, 323. Bills of Particulars — Right of attorney to bill of particulars in action by client for money collected, 601. Bills of Sale — Authority of attorney to accept bill of sale in payment of client's claim, 393. Blackmail — Blackmail as ground for disbarment, 1266. Body Execntions — See Executions. Bonds — Appeal of error, see that title. 1376 INDEX. [References are to pages.] BONDS — continued. Attachment, see that title. Authority of attorney to accept bond in payment of client's claim, 393. Authority of attorney to execute sealed bond, 356. Authority of attorney to release interest on bond, 409. Authority of attorney to transfer bond taken in payment of client's judgment, 360. Bail, see that title. Injunctions, see that title. Lien of attorney as attaching to bond, 1036. Parol authority of attorney to execute bond in behalf of client, 356. Replevin, see that title. Right of attorney to qualify as surety, 124. Validity and effect of bond given by attorney in violation of statute or rule of court, 128. Breacli of Duty to Client — See Liability of Attorney. Bribery — Bribery as cause for disbarment, 1266. Briefs — Appeal and Error, see that title. Authority of attorney to bind client by contract for printed brief, 462. Disbarment, see that title. Liability of attorney for cost of printing brief, 544. Brokers — Authority of attorney to bind client to pay broker's commissions, 358. Burden of Proof — Assignment or conveyance to attorney, burden of proof as to fairness of, 284. Authority of attorney generally, burden of proof of, 359. Authority of attorney to accept less than amount due on client's claim, burden of proof of, 397. Authority of attorney to accept payment in something other than money, burden of proof of, 395. Authority of attorney to appear, burden of proof of, 432. Authority of attorney to compromise, burden of proof of, 407. Compensation, burden of proof in action by attorney for, 719, 882, 918. Fairness of transaction occurring after termination of relation, burden of proof as to, 276. Fairness of transaction with client, burden of proof as to, 272. Fraud, burden of proof in action by client against attorney for, 581. Gift by client to attorney, burden of proof as to validity of, 288. Negligence, burden of proof in action against attorney for, 584. Ratification of act of attorney, burden of proof of, 359, 377. INDEX. 1377 [References are to pages.] Canada — Admission to practice, see that title. Attorney-general in Canada, 1133. Compensation, rule in Canada as to right of attorney to, 699, Compromise, see that title. Disbarment of attorneys in Canada, 1182. Privileges and Exemptions, see that title. Retainer, rule in Canada as to right of attorney to, 708. Care ^ See Liability of Attorney. Cause of Action — See Actions and Proceedings. Certificates of Indebtedness — Authority of attorney to accept certificate of indebtedness in payment of client's claim, 393. Certiorari ^ Authority of attorney for plaintiff in certiorari to execute bond, 356. Review of disbarment proceeding by certiorari, 1328. Champerty, Barratry, and Maintenance — Adoption in United States of English laws against champerty, barratry, and maintenance, 661. Aiding litigation of indigent person as champertous, 674. Assignment of part of cause of action, taking to secure fee as cham- perty, 665. Attorney not practicing as within statute prohibiting attorneys from buying claims for suit, 13. Barratry defined, 654. Champerty defined, 653. Contingent fee, taking case on as champerty, 664. Contract for part of recovery as distinguished from creation of indebt- edness for fees, 667. Costs or expenses of action, agreement by attorney to pay as champerty, 669. Defense to action, champertous agreement as, 684. Defense to action, rule in Wisconsin with respect to champertous agree- ment as, 686. Distinction between champerty, barratry, and maintenance distinguished, 656. Final judgment, contract entered into after as champertous, 673. Government, contract for compensation to be paid out of recovery against as champertous, 673. Maintenance defined, 655. Attornevs at Law Vol. XI — 87. 1378 INDEX. * [References are to pages.] CHAMPERTY, BARRATRY, AND MAINTENANCE — comtinwed. New York statutory provisions as to purchase of litigious rights, 680. Origin of prohibitory measures against champerty, barratry, and mainte- nance, 657. Purchase of litigious rights as champerty, 676. Purpose of laws against champerty, barratry, and maintenance, 659. Quantum meruit, recovery on for service rendered under champertous contract, 675. Receiving interest in land in controversy as champerty, 666. Settlement by client, contract forbidding as champertous, 672. Changed Vieir of Ijaw — See Disbarment. Change of Venue — See Venue. Character — Admission to bar, character as qualification for, 40. Evidence against applicant for admission to bar, sufficiency of, 92. Charges — See Disbarment. Charging Lien — See Lien of Attorney. Charities — See Attorney-General. Checks — Authority of attorney to accept check in payment of client's claim, 393. Lien of attorney as attaching to check, 1036. Choses — Authority of attorney to dispose of client's choses or other property, 359. Citizenship — Citizenship as necessary qualification to admission to bar, 36. Civil Actions — See Compensation; Prosecuting Attorneys. Claims — Accepting depreciated money in payment of claim, liability of attorney for, 571. Accounting as to money collected by attorney, right of client to, 595, 600. Account rendered, right of client to maintain action on against attorney for money collected, 599. Action by client against attorney for money collected as resting in contract, 599. INDEX. 1379 [References are to pages.] CLAIMS — continued. Assumpsit against attorney for money collected, right of client to main- tain, 599. Bill of particulars, right of attorney to in action by client for money collected, 601. Character of money collected, duty and liability of attorney to client with respect to, 572. Compensation, refusal to pay over money collected as defense to action by attorney for, 951. Compromise of claim, authority of attorney with respect to, 387. Criminal liability of attorney to client for money collected, 600. Damages recoverable from attorney in action by client for money col- lected, 607. Damages recoverable from attorney in action by client for negligence in collection of claim, 594. Defenses generally in action by client against attorney for money col- lected, 602. Defenses generally in action by client against attorney for negligence in collection of claim, 593. Delegation by attorney of authority to collect claims, 372. Demand, necessity of making prior to bringing suit against attorney for money collected, 598. Disbarment, see that title. Discretion, liability of attorney with respect to collection of claims where he is authorized to exercise, 578. Duty and liability of attorney generally with respect to collecting claims, 569. Extension of time of payment of claims held for collection, authority of attorney with respect to, 368. Failure to pay over proceeds of claim collected, liability of attorney to client for, 574. Form of action against attorney for money collected, 599. Instructions of client with reference to collection of claim, duty of at- torney to follow, 577. Loss of client's money deposited in bank, liability of attorney for, 572. 573. Money had and received, right of client to maintain action for against attorney to recover money collected, 599. Note placed in hands for collection, authority of attorney with respect to, 359. Payment of claims held for collection, authority of attorney to receive, 353. Pleading and proof in action by client against attorney for negligence in collection of claim, 591. Pleading in action by client against attorney for money collected, 600. Proof essential to establish liability of attorney for money collected, 601. 1380 INDEX. [References are to pages.] CLAIMS — continued. Purchase of outstanding claim, right of attorney with respect to, 301. Question of law or fact, liability of attorney in action for money collected as, 602. Receipt of money for client generally, authority of attorney with respect to, 361. Retaining amount of fees from sum collected for client, right of attorney with respect to, 577. Right of action by client against attorney for money, collected, 596. Right of action by third person against attorney for money collected, 597. Selling or assigning claim of client, authority of attorney with respect to, 359. Set-off or counterclaim, right of attorney to establish in action by client for money collected, 607. Statute of limitations running of against action by client against at- torney for money collected, 604. Statute of limitations, running of against action by client against at- torney for negligence in collection of claim, 594. Summary proceeding, right of client to institute against attorney for recovery^ of money collected, 608. Tort, liability of attorney in to client for money collected, 600. Clerical Errors — See Authority of Attorney. Clerks — Admissions by attorney's clerk, 347. Attorney as clerk within statute entitling clerks to priority of payment for services, 14. Attorney-General, see that title. Communication made to clerk of attorney as privileged, 172. Delegation by attorney of authority to clerks, 373. Law Offices, see that title. Liability of attorney for act of clerk, 522. Prohibition of clerk of court from acting as attorney in court, 111. Prohibition of clerk of judge from practicing before him. 111. Client — Liability of Client, see that title. Meaning of term, IS. Coercion — See Disbarment. Cognitors — Roman cogqitors, 2. Collateral Attack — See Appearance; Authority of Attorney. INDEX. 1381 [References are to pages.] Collateral Security — Authority of attorney to take collateral security for claim in his hands, 394. Collection — See Bills and Notes; Claims. Comity — Privilege of appearing as counsel at bar of another jurisdiction, 24. Commercial Paper — See Bills and Notes. Commissioners — Authority of attorney to bind client for payment of fees of commissioner, 463. Liability of attorney for fees of commissioners, 543. Commissions — See Brokers. Common I— See Disbarment. INDEX. 1493 [References are to pages.] Undne Influence — Presumption of undue Influence from relation of attorney and client, 289. United States — Attorney-General, see that title. Compensation of attorney, see that title. Prosecuting officers in the United States, 1089. TTnlaivf nl Contracts — See Disbarment. Unsecured Creditor — See Lien of Attorney. Use — Presumption of authority of attorney to appear in action by one person to use of another, 419. Usual Compensation — See Compensation. Vacation of Judgments — See Judgments. Value of Services — See Compensation. Variance — Allegations and proof generally in action by attorney to recover com- pensation, 881. Necessity that proof agree with allegations in disbarment proceeding, 1308. Vendor and Purchaser — Authority of attorney to contract for conveyance of land on behalf of client, 357, 360. Venue — Authority of attorney to agree that change of venue shall not be taken, 453. Verdict — See Disbarment. Verification — See Disbarment. View of IJaw — See Disbarment. 1494 INDEX. [References are to pages.] Violation of Laiv — See Privileged Communications. Waiver — See Appeal and Error; Appearance; Authority of Attorney; Dealings Between Attorney and Client; Lien of Attorney; Privileged Com- munications; Process. ■War — War as terminating relation of attorney and client, 236. Warrants — See County Warrants; Municipal Warrants. W^ealth of Client — See Compensation of Attorney. ^Veiglit of Evidence — See Evidence. TVills — Admissibility of testimony of attorney who is subscribing witness, 220. Communication to attorney in connection with preparation of will as privileged, 209. Right of attorney to lien for services rendered in will contest, 1019. Eight of attorney to lien on judgment in proceeding to probate will, 1032. Kight of attorney to lien on legacy due client, 1019. ■Winding np Business — See Partnership. Winding np Proceedings '^ See Corporations. Wisconsin — Rule in Wisconsin with respect to champertous agreement as defense to action, 686. ■Withdrawal — See Relation of Attorney and Client. ■Witnesses — Adverse party, right of attorney called by to act as witness, 331. Advice of counsel as ground for refusal to testify, 629. Appearance, attorney as competent witness to prove his authority with respect to, 434. Delaware, rule in as to right of attorney to act as witness, 329. INDEX. 1495 [HefcicTicos are to pages.] WITNESSES — continued. Disbarment, see that title. Expert witness, authority of attorney to employ, 464. Expert witness, authority of prosecuting attorney to employ, 1119. Favor of witnesses in criminal ease, right of attorney to recover for services in securing, 750. Tees of witness, liability of attorney for, 543. Foreign laws, proof of by attorney, 333. Georgia, rule in as to right of attorney to act as witness, 330. Incompetent witness, liability of attorney for permitting testimony by, 566. Libel and slander, see that title. Party to proceeding, attorney who is as witness, 328. Privileged communications — Action of client, information derived from as privileged, 169. Address of client, testimony by attorney as to, 217. Admission contained in correspondence between attorney and client, admissibility of, 204. Advice given by attorney to client as privileged, 169. Agent of attorney, communication to as privileged, 172. Agent of client, communication with as privileged, 177. Agent, privileged nature of communication to attorney acting as, 189. Appearance of written instrument, testimony by attorney as to, 201. Application generally of rule respecting privilege of communication between attorney and client, 165. Associate counsel, communications between as privileged, 177. Attorney in fact, privileged nature of communication to, 189. Behalf of client, communications made on as within rule of privilege, 171. Belief that person consulted is attorney as affecting privilege of communication, 173. Burden of proof of privilege of communication between attorney and client, 164. By whom communication must be made to attorney to be privileged, 176. Claim of privilege of communication by client, 221. Clerk of attorney, communication to as privileged, 172. Compensation, testimony by attorney as to contract for, 217. Confidential character of communication as affecting privilege, 194. Construction of rule as to privilege of comnumieation between at- torney and client, 161. Conveyancer, privileged nature of communication to, 189. Correspondence between associate counsel as privileged, 203. Correspondence betwecs attorney and client as privileged, 203. 1496 INDEX. [References are to pages.] WITNESSES — continued. Privileged communications — continued. Correspondence between attorney and third person as privileged, 203. Correspondence between prosecuting attorney and attorney as privi- leged, 203. Delivery of written instrument, testimony by attorney as to, 201. Determining whether privilege exists in case of communication be- tween attorney and client, 163. Disclosure of communication for own protection, right of attorney with respect to, 220. Document entrusted to attorney as privileged communication, 198. Document, testimony by attorney as to execution, delivery, appear- ance, existence, or possession of, 201. Employee of attorney, communication to as privileged, 172. Employment, testimony by attorney as to fact of, 216. Enjoining secrecy as essential to privilege of communication be- tween attorney and client, 165. Execution of written instrument, testimony by attorney as to, 201. Existence of written instrument, testimony by attorney as to, 201. Expert witness, communication with as privileged, 178. Foreign jurisdiction, admissibility of privileged communication in, 168. Fraudulent purpose, privileged nature of communication in further- ance of, 214. Friend, privileged nature of communication to attorney acting as, 189. Funds of client, testimony by attorney as to, 215. General rule as to privilege of communication between attorney and client, 154. Handling of client's funds or property, testimony by attorney as to, 215. Handwriting of client, testimony by attorney as to, 219. Husband and wife, communication to attorney by as privileged, 177. Identity of client, testimony by attorney as to, 218. Importance of communication between attorney and client as affect- ing privilege, 167. Indirect evidence of privileged communication, 167. Interpreter, communication made through as privileged, 172. Judge, communication to as privileged, 173. Judicial proceeding commenced or contemplated, necessity of to render communication privileged, 190. Knowledge not derived from client as within rule of privilege, 170. Law student, communication to as privileged, 173. Limitation of rule as to privileged communications, 204. Magistrate, communication to as privileged, 173. INDEX. 1497 [References are to pages.] WITNESSES — continued. Privileged communications — continued. Materiality of communication between attorney and client as affect- ing privilege, 167. Nominal party to suit, communication by as privileged, 177. Nonprofessional person, communication to as privileged, 174. Notary public, privileged nature of communication to attorney acting as, 181. Opponent's attorney, privileged nature of communication to, 186. Oral communications, privilege not restricted to, 169. Origin of rule as to privilege of communications between attorney and client, 158. Part of communication privileged, effect of on admissibility in evi- dence, 168. Party to suit, communication as privileged though client is not, 167. Party to transaction, privilege of attorney as witness when he is, 219. Personal appearance of client, information derived from as privileged, 169; Possession of written instrument, testimony by attorney as to, 201. Preliminary inquiry as to privileged character of communication between attorney and client, 163. Presumption of privilege in case of communication between attorney and client, 163. Professional capacity, employment in as prerequisite to privileged communication, 187. Property of client, testimony by attorney as to, 215. Prosecuting attorney, privileged nature of communication to, 181. Protection of self, right of attorney to disclose communication for, 220. Public, communication intended to be as privileged, 208. Reason of rule as to privilege of communications between attorney and client, 159. Relation of attorney and client, necessity of existence of in order to render communication privileged, 175. Retainer, payment of as necessary to render communication privi- leged, 191. Sanity of client, right of attorney to express opinion as to, 171. Scrivener, privileged nature of communication to, 179, 189. Senses, privilege of communication as extending to all, 168. Several clients, privileged nature of communication to attorney repre- senting, 183. Signs of client, information derived from as privileged, 169. Statements by attorney to client as privileged, 169. 1498 INDEX. [Eeferences are to pages.] WITNESSES — continued. Privileged communications — continued. Statutory provisions forbidding disclosure of communications be- tween attorney and client, 356. Student, communication to as privilege, 173. Subject-matter of communication as affecting privilege, 192. Subscribing witness, privilege of attorney when he is, 220. Third person, privileged nature of communication in presence of or overheard by, 205. Time of making communication as affecting privilege, 195. To whom communication must be made to be privileged, 172. Unlawful transaction, privileged nature of communication in relation to, 212. Unlicensed practitioner, communication to as privileged, 173. Violation of law, privileged nature of communication to attorney in contemplation of, 212. Waiver of privilege — Assignee for benefit of creditors, waiver of privilege of com- munication by successor, 222. Executor, administrator or heirs of client, waiver of privilege of communication by, 222. Former trial, effect of waiver of privilege of communication made at, 227. Giving testimony, waiver of privileged communication by, 224. Manner of waiving privilege of communication generally, 223. Several clients, waiver of privilege in case of communication made to attorney representing, 184. State's witness, waiver of privilege of communication by becom- ing, 226. Trustee, waiver of privilege of communication by successor of, 222. Who may waive privilege of communication, 222. Will, privileged nature of communication in connection with prepara- tion of, 209. Will, privilege from testifying of attorney who is subscribing wit- ness to, 220. Words of client, information derived from as privileged, 169. Written communications, privilege not restricted to, 169. Written communication to attorney as privileged, 198. Written instrument, testimony by attorney as to execution, delivery, appearance, existence, or possession of, 201. Prosecuting attorney as witness, 327. Qualifications of attorney as witness, 327. Release to person liable to client, authority of attorney to execute in order to render him competent witness, 411. Eight of witness as such to have attorney, 235. iKUjfix. 1499 [References are to pages.] WITNESSES — oontinmdi Title to property, right of attorney to give opinion as to validity of, 340. Withdrawal from cause, necessity of when attorney becomes witness, 331. 'Women ^ Admission to bar, eligibility of women for, 16, 45. Admission to bar, legal arguments for and against, 50. Admission to bar, nonlegal arguments for and against, 52. Married women, see that title. Words and Phrases — "Amicus curiae," meaning of, 147. "Attorney at law" and "counselor" distinguished, 17. "Attorney at law" defined, 11. "Attorney in fact" defined, 19. "Attorney of record" defined, 19. "Attorney," signification of word, 11. "Client" defined, 18. "Lawyer" defined, 18. "Practicing attorney" defined, 12. "Practitioner," efi'ect of allegation that person is, 13. "Property," privilege of practicing law as, 23. "Public ofScer" in constitution, attorney as, 17. "Special admission," practicing at bar of foreign court by, 24. Writ — See Costa. W^riting — See Lien of Attorney; Stipulationa. Writ of Error — See Appeal and Error. Writ of Seizure — See Judgments. Written Anthority ^ See Appearance. Written Instruments — See Correspondence; Documents; Liability of Attorney; Privileged Com- munications; Witnesses.