M n (CnrtipU ICam ^rlyool Slibraty 1 Cornell University Library i KF 9085.M88 The law of arWtration and ' . V^ I 'y.-\ i^ \ 1927 J I Cornell University Library The original of this book is in the Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/cletails/cu31924020139121 THE LAW OP Arbitration and Award. BT JOHN t/mORSE, Je., AUTHOK OF " LAW OF BANKS AHD BAHKING.' BOSTON: LITTLE, BROWN, AND COMPANY. 1872. f3 /^r^^- Entered according to Act of Congress, in the year 1872, by JOHN T. MOBSE, JR., In the Office of the Librarian of Congress at Washington. CAMBRIDGE : PBESS OF JOHN WILSON AND SON. PREFACE. The tendency among business men to avoid the public Jtribunals and to settle their disputes by arbitration before individuals of their own choosing is growing stronger year by year. Not unnaturally they feel that they can obtain a more intelligent and satisfactory, as well as a more prompt, determination from eminent lawyers or merchants whom they select, and in whom they feel confidence, than they can venture to expect from an average jury. This being so, the law concerning arbi- tration and award is necessarily assuming a more impor- tant position than it has ever before held. For, though . a reference by agreement of parties fails of its chief end when it results in a lawsuit, yet it must not unfrequently happen that some real or supposed error or unfairness in the proceedings or the judgment will induce the party feeling himself aggrieved to have recourse to litigation in order to free himself from the consequences of his own undertaking. No work on arbitration and award has ever been prepared in the United States, and the decisions of our courts are to be discovered only by the use of the digests and similar sources of knowledge. In England, IV PREFACE. Kyd and Caldwell and others of the older writers who rather made than collated the law, have grown anti- quated. The admirable work of Mr. Russell has superseded these earlier text-books, and is now the acknowledged authority. It is impossible to praise this book beyond its due. It is learned, full, accurate, and reliable. The treatment of the subject is based upon singularly clear and logical divisions. That it has not been so widely known and used in this country as its foreign reputation would have rendered natural is probably due to the fact that about one-half of it' is so closely connected with English statutory law and with the practice in the English courts as to be useless to the American lawyer. In writing this book I have made free use of the fruits of Mr. Russell's labors, and I think that I have omitted nothing contained in his pages which could be of use to the professional man in the United States. This alone ought to ensure no inconsiderable value to the work. Concerning my own more original labors in the collection of American adjudications, in extracting from them the principles of the law, and bringing them into their proper connection, I can only say that I have spared no means which were at my disposal for render- ing the research exhaustive. I should be disappointed to find that there were many substantial omissions, though in the thousands of volumes of American re- ports I am aware that some cases must doubtless remain buried where I have not discovered them. The decisions of the courts of Massachusetts on this topic take a very high place. I think that no tribunal in PREFACE. V England or the United States can furnish any thing in this department of the law of greater value. While that eminent jurist, Chief- Justice Shaw, was upon the bench, nearly all the opinions in this class of cases emanated from his pen, and it was a subject in respect of which he evinced a peculiar mastery. His opinions are essays, elaborate, lucid, and convincing. I have made extensive extracts from them, since 1 have found no other authority so thoroughly satisfactory. I have added no appendix of forms to aid in drafting submissions, awards, &c., for the reason that this assist- ance seemed to me wholly needless. All these docu- ments, so far as matters of formality go, are such simple instruments that a layman could hardly go wrong in drawing them, and no lawyer could need guidance. In matters of substance, on the other hand, where errors are more naturally made, no general form could be of real use. Mr. Russell's forms are drawn with reference to elaborate English statutes and rules of practice which call for a considerable amount of technical precision. No similar necessity exists among us. I ought further to acknowledge my indebtedness to the Hon. J. C. Perkins, of Salem. This gentleman had already begun to labor upon a work on this topic, when the idea of writing this book occurred to me. The mul- tiplicity of the Judge's engagements, however, both in the practice and in the literature of the law, made the progress of his contemplated book rather slow. He therefore very kindly withdrew from the task in my favor ; and not only this, but with great generosity he VI PEEFACE. furnished to me all his notes and the fruits of his la- bors so far as he had been able to prosecute them. For this liberal conduct he justly commands my warm and publicly expressed gratitude. JOHN T. MORSE, Jr. 16, Pbmberton Square, Boston, May 21, 1872. TABLE OF CONTENTS. Page Table of Cases xxv-lxxi PART I. PARTIES — THE SUBMISSION. CHAPTER I. Parties to the SuBMissioisr 3-34 Must be competent to contract. Must have Power in relation to the Subject-matter. Infants. Corporations. Selectmen. Overseers of the poor. Partners. Agents. 1. Principals not bound. 2. Principal bound, originally; or by subsequent proceedings. 3. The Agent personally bound. Incidental powers of Agent authorized to submit. Submissions by Counsel in Uspendens. Executors and Administrators. Guardians. Husband and "Wife ; Married Women. United States District Attorney. Assignees in Bankruptcy. Bankrupts. Persons having a Joint Interest. Persons bound in Severalty. Parties to a lispende,m. Duress. VUl TABLE OF CONTENTS. CHAPTER II. The SrBMissioN ^5~° Submission. What constitutes a basis for a submission. Purely ministerial acts are not sucli basis; v. g. appraisals, valuations, &c. Other cognate cases. Matters of recollection. Contracts to submit, in pais and statutory. Submissions intended to be statutory, but defectively or carelessly framed. Superfluous formality. Upholding submissions according to apparent intent. The presumption is always favorable to validity. Eefereuce by rule of court and consent of parties. Manner of submitting, orally or by writing, &c. Formalities and characteristics of the submission. What may be the subject-matter of a submission. 1. Disputes of a civil nature only. 2. Dower. 3. Owelty. 4. Ejectment. 5. One item in account. 6. Actions on penal statutes. 1. Questions of pure law. 8. Regulation of future rights. Submissions concerning real estate. boundary lines. nicely construed. Construction of statutes concerning submissions. Rules for construing submissions. Construction of uncertain or indefinite submission. Written submission is invariable and final. Submission will not be stretched by forced construction. Sundry specific cases of construction. General submission. Conditional submissions. When a reference will be construed to have become changed into a submission. Submission of a " cause." 1. Its extent and operation on the pleadings. 2. Its operation on previous errors. May be made to include other matters. Submission of separate actions. Effect of a submission in a pending cause upon the status of the cause. upon the right of action. Making submission a rule of court, and agreeing for entry of judgment on award. References in cross-actions Alteration of the submission. Extension of time for award, named in submission, by new agreement. Substitution of new arbitrator or referee. Enlargement of rule of reference. Suit upon an altered agreement to submit. Correction of errors in submission. How long the submission will remain in force. Stipulations in submission to waive appeal from award, "to abide by " an award. TABLE OF CONTENTS. IX CHAPTER III. Agreements to Submit 89-96 No specific performance granted in equity. Liability of party refusing. Agreements to refer embodied incidentally in other contracts. Agreement to refer, as condition precedent to right of action. Pleadings. Damages for refusal to refer a,coording to agreement. Breach of bond. PAET II. THE ARBITRATOR. CHAPTER IV. The Office of Aebiteatoe •. • • 99-113 Who may be an arbitrator. Disqualifications. 1. Interest. 2. Kelationship. 3. Preconceived opinion. Waiver of objection on any of the aforesaid grounds. Time, etc., of availing of objection on the aforesaid grounds. A party may he also an arbitrator. Judge of court as referee. Arbitrators are agents of the parties. They must be impartial agents of both parties alike. Impartiality is a fundamental requisite. Officials as arbitrators. Public commissioners are amenable to the court. Absence of person named as arbitrator. Administration of oath to arbitrator. Statutory provisions concerning arbitrator's oath. Efiect of neglect to administer oath. Form of oath. Dispensing with oath. Presumption concerning the oath. Pleadings concerning the oath. Sweating the umpire. TABLE OP CONTENTS. CHAPTER V. Proceedings in the Aebiteation 114-175 The arbitrator controls the mode of conducting the reference. The arbitrator must appoint the time and place for hearing. Parties entitled to be present. Notice of hearing must be given to each party. Of what meetings notice need be. Notice after choice of third arbitrator. No notice to surety. Notice to attorney of partj'. 'Revocation of appointment for hearing. Sufficiency of notice. Waiver of notice. Non-attendance of party after notice. Parties must have time to examine written evidence. Pleading concerning notice. Availing of the objection of want of notice. Exceptions to rule requiring notice. Hx parte hearings. Private statements and examinations. Duty of party objecting to private examination. Curing objection on ground of improper receipt of evidence. Attendance of counsel, advisers, &c. Arbitrator's discretion to hear counsel. Arbitrator's right to call in counsel. Administration of oaths to witnesses. Unauthorized administration of oath. Parties may dispense with the oath. Arbitrator's power to force attendance of witnesses and production of documents. Protection of witnesses. Rules governing arbitrator respecting admission of evidence. His decision is final. Rejection of evidence under mistake concerning the scope of the submission. Erroneous ruling on evidence by a referee. The referee may leave the question of admissibility to the court. A referee need not report evidence. Parties may be admitted as witnesses. Arbitrator's discretion to refuse to hear evidence. Number of witnesses. Closing case too hastily. Opening case for new evidence. Admission of evidence de bene esse. Adjournments are in arbitrator's discretion. Adjournments before referee 'in Us pendens. Death of witness during adjournment. Record of adjournment. Causes for demanding adjournment. Erroneous refusal to adjourn. Adjournments in case of absence. All the arbitrators must act together during the proceedings. "Withdrawal or refusal of an arbitrator to act with his fellows. The refusal or withdrawal must be distinct and final. But it need not be formal. TABLE OF CONTENTS. XI Rule where a third ai-bitrator is called in. Withdrawal or refusal before the proceedings are begun. Refusal or withdrawal after recommitment. Silence of award concerning joint action. The rule that all the arbitrators must unite in the award. Award by majority. The rule concerning referees. Time of expressing dissent. Unanimity in each incidental question is unnecessary. Process of coming to agreement. Some judicial discretion must be exercised. Delegation of authority by an arbitrator, and agreements to accept the decision of another. Delegation of purely ministerial acts or functions. Waiver of right to object for incompetency or irregularity. by appearing and proceeding. of stipulation as to time. is matter of apparent intention. of stipulations concerning the form of the award. by ratifictition and performance. of departure from the scope of the submission. CHAPTER VI. The Akbiteatoe's Authoeitt 176-222 Source of the arbitrator's authority. The arbitrator's action in excess of his authority. Favorable presumptions. General rules concerning an arbitrator's authority. The arbitrator cannot go beyond the precise question submitted. The arbitrator cannot modify the question submitted. The arbitrator cannot do general equity. Orders concerning price and payment. Orders concerning allowance of interest. The arbitrator's power in disputes between partners. Power of arbitrator to order execution of a release. ' Power to order conveyance of real estate. Specifications concerning legal form, &c., of the conveyance. When conveyance need not be ordered. Power of arbitrator in cases of land-damages. Power to go behind a receipt in full. Orders concerning incidental matters. Power and duty to order what shall be done by a party in the future. Validity of orders concerning future conduct of a party. Orders concerning future acts will be sustained if possible. Limitation of authority as to time past. Orders concerning the persons and property of strangers. Order that an act be done by a stranger. Other non-enforceable orders. Effect of performance of such non-enforceable orders. Eeference of cross-aetlons. XU TABLE OF CONTENTS. Arbitrators cannot name substitute. The arbitrator's power in a lis pendens. The arbitrator's power to allow amendments where the submission is in or of i pendens. Limitations upon the power to allow amendments by the plaintiif. Limitations upon the power to allow amendments by the defendant. Power to consider a claim in offset. The allowance of amendments is discretionary. Who may object if the arbitrator exceeds his authority. How the objection of excess of authority may be availed of ; rules of pleading. Evidence as to excess of authority. The arbitrator is the final judge of both law and fact. Whether or not the arbitrator ought to conform to strictly legal principles. Power of arbitrator to save questions of law for the court. An arbitrator may consider defences not strictly legal. Eules of court practice. CHAPTER YII. Duration of the Arbitrator's Authority , . . 223-240 When the duration of authority is limited by the submission. Construction of specific phrases. When the submission or rule is silent as to time. Exhaustion of authority hy making an award or report. Effect of vacating the award. An arbitrator cannot refuse to deliver his award. Exceptions to the foregoing general rule. Revocation in fact and in law. I. Revocation in fact. Time for making revocation by a party. Stipulation that the submission shall be irrevocable. Revocation by one of several who jointly constitute only one party. Revocation by joint consent of both parties. The revocation must be notified. When the right of revocation does not exist. The revocation of reference by rule of court. Formality of revocation by a party. II. Revocation in law. 1. By death of party. 2. By death of an arbitrator. 3. By marriage of a/eme sole, a party. 4. By lunacy of a party. 5. By arbitrator's refusal to act. 6. By the institution of a suit. 7. By neglect to perform a preliminary act. Revocation through the instrumentality of a stranger. Revocation by Congress. Revocation by an agent. Damages may be claimed for revocation. The measure of damages.' Pleading revocation. Effect of submission ceasing to bind a party. TABLE OF CONTENTS. Xlil CHAPTER VIII. The Umpiee 241-248 The functions of umpire and of tliird arbitrator distinguished. Appointment — 1. How to be made. 2. When may be made. Effect of appointment of umpire on power of arbitrators. Whence arbitrators derive power to appoint an umpire. They may malce several nominations. Parol appointments. Evidence of umpire's authority. Umpire's duty as to re-hearing parties. Construction of a submission. PAET III. THE AWARD. CHAPTER IX. The Formalities and Contents of the Awabd . 251-290 No especial form, if a deoision'.be expressed. The fact of decision need not be declared. Decision by implication. Oral awards. Stipulations for a written award. Award concerning real estate. . Award concerning boundary lines. Attesting witness. Seal. Instructions of submission must be followed. Stipulations construed as conditions precedent. Award under statute must comply with the statute. But may be upheld if it does not so comply. Strict compliance may be waived. Award may be of a sum in gross. Or may be of each item separately. What the award must contain. Award need not order release nor discontinuance. Award of a nonsuit. Some peculiar forms of awards by means of promissory notes. Professional assistance in drawing award. Eecitals of the submission and proceedings in the award. Erroneous recitals. Referee need not report evidence. Stipulations for delivery of 'the award. Delivery must be of the original award. XIV TABLE OF CONTENTS. Delivery in duplicate. Waiver of actuul deliver}'. To whom delivery is to be made. What constitutes delivery. Delivery of an oral award. Pleading delivery. How non-delivery is to be availed of; Publication of the award. Possession of award. Neither party is bound to notify the other of the award. CHAPTER X. Mistake in the Awaed 291-338 Inconsistency of judicial decisions. Two classes of decisions. Conclusiveness of the arbitrator's decision, both in law and fact, asserted by C. J. Shaw. This doctrine is generally acknowledged. A general submission constitutes arbitrators final judges of law and fact. Cases establishing the finality of the arbitrator's finding in matter of law. Exception to the broad principle, in matter of law. The exception covers two classes of cases. Insertion of restriction in the submission. The award ma}' give the court the right to interfere for a mistake in law. Statement by the arbitrator of an intention to be governed by law. The decisions in Vermont. Statement of grounds, &c., of decision in the award. The rule in this matter in England. Suggestion of a distinction. Effect of a recital of facts in the award. The statement of grounds, &o., must constitute a part of the award. The fundamental matter is the arbitrator's intent. Error in a fundamental and clear principle of law. Awards on questions of pure law. Distinctions between professional and non-professional arbitrators. Matters of fact are peculiarly within the arbitrator's authority. Exception where the judgment has been prevented from being fairly or correctly exercised. Mistake of an arbitrator as to contents of award. The general doctrine that a mistake is ground for vacating an award. The English authorities supporting this doctrine. The case of In re Hall & Hinds, and comments upon it. Mistakes of the arbitrator on his own principles. Objection that the award is against evidence. Clerical errors, blunders in calculation, &c., in the award. The court cannot alter a report or award. Variance in duplicate awards. Method of availing of an alleged mistake. Eecommitment for correction of acknowledged errors. TABLE OF CONTENTS. XV Eecommitment for re-hearing. Recommitment for errors in form. Eecommitment for costs. Power and duty of tlie arbitrator after recommitment. Eecommitment is for the discretion of the court. Eecommitment must be of the whole case. Impeaching the award by extrinsic evidence, or by the arbitrator's testimony of a mistalie. Effect of setting aside a report. Promise to correct error. CHAPTER XI. The Awaed must be Co-bxtbnsite with the Sub- Missiosr 339-368 The stipulation called the ita quod clause in the submission. The ita quod clause, if used, still retains its own force. The modern rule supersedes, in a measure, the ita quod clause. The intention of the parties is the test. Withdrawal of some matters from the arbitration. The nature of the matters submitted may malie the determination of all indispensa- ble. Effect of a failure to determine all the matters submitted. Exception expressed in the award. • The motive of the arbitrators is immaterial. An award not co-extensive with the submission is not final. Awards that nothing is due at the date of submission. Award of a sum of money under a general submission. Separate matters need not be specifically mentioned. Awarding separately on distinct matters. Awards of a gross sum under a submission of several matters. Award of a particular thing under a general submission. Awarding on dififerent pleas in an action. An award may be co-extensive with the submission by implication. Awards seeking to do general equity are often not finsil. The award must decide respecting all the parties. The arbitrator need not award on incidental matters. Award of a balance upon money claims. The award need determine only such matters as are brought to the arbitrator's notice. Notice by the recitals of the submission. The recitals of the award may prove notice. Silence of the award on an undecided matter. A party not injured by the effect cannot avoid the award. Method of availing of the objection that the award is not co-extensive with the sub- mission. Bales of evidence. Presumption that the award disposes of all matters presented. This presumption is not conclusive. Burden of proof. XVI TABLE or CONTENTS. Adjudications exemplifying the rule of fayorable presumption. Favorable presumption in cases of doubt. A case where the favorabJe presumption was not admitted. Award in fact but not apparently co-extensive with the submission. Presumption that the award does not include matters not submitted. Presumption based on award of mutual releases. Award in the alternative. CHAPTER XII. The Awaed must be Entiee and Possible . . . 369-376 Meaning of the phrase " entire." There can be but one award. Two certificates in cross-actions. Separate awards embodied in one instrument. The award need not be all contained in a single instrument. The award may refer to extrinsic documents. An award on which judgment is to be rendered must be complete in itself. Marginal notes on an award. Special power to malse separate awards. An. award must be possible. CHAPTER XIII. The Awaed must be Mutual 377-383 Force of the requirement of mutuality. Award ordering releases in mutual. Award of payment to one only of two joint creditors. Force of the word " for" in an award of payment. Award under a submission by an agent. If a party is not bound by the award, it is not mutual. Force of a stipulation concerning releases, contained in the submission. An award neglecting to order a conveyance of real estate. Awards may be mutual by implication. Order that a party pay a debt to a stranger. CHAPTER XIV. The Awaed must be Final 381 106 Nature of the requisition of finality. Award should put an end to litigation. Only litigation between the parties need be prevented. TABLE OF CONTENTS. XVll Award operating for only a limited time. Award leaving an act of a judicial nature to be done in the future. 1. Reservation of further judicial duty or authority to the arbitrator. 2. Reservation of further judicial duty or authority to a stranger. 3. Reserving a judicial power to a party. The functions of a valuer are judicial. The void order may be eliminated, and the rest of the award stand. Award reserving a ministerial duty or authority. Directions for deductions and calculations. Directions for taxation of costs. Directions for the calculation of interest. Directions for correction of errors. Directions for the execution of deeds, releases, &c. The ruling in a peculiar case. Award upon condition that an act be done bj* a party. Award conditioned to be void upon the happening of an event. Entry of judgment on a conditional award. Referring questions of law to the court by means of a condition. Award conditioned on the arbitrator's authority. Award in the alternative. Impossibility in one of the alternatives. Uncertainty in one of the alternatives. Method of availing of want of finality. CHAPTER XV. The Awaed must be CBETAi]sr 407-435 Signification of the phrase " certainty." A certain award will be enforceable. A less degree of certainty is sometimes required. Effect of the existence of uncertainty. Cases illustrative of fatal uncertainty. Certainty created by presumption. The favorable presumption is strengthened if the award be de et super prc^missis. Evidence concerning the existence of a dispute. Certainty by implication from an award of costs. A case' where implication was not allowed. An order for the payment of costs is certain. The award must order the payment of " costs " in terms, or by a clearly equivalent phrase. Failure to name party to whom costs are to be paid. Award referring to something extrinsic. Certainty in awards ordering payments. Awards leaving a calculation to be made. Awards ordering a computation of interest. Orders for payment at the " market price." Certainty in the description of a debt. Certainty in a general award. Certainty as to the time of performing an act ordered. Certainty as to place of payment. 6 XVm TABLE OF CONTENTS. Certainty as to persons. Certainty in the description of real estate. An award concerning the price of land. Certainty in awards concerning boundary lines. Certainty in an award in an action of trespass to. real estate. Orders concerning mortgages. Awards ordering security. Award concerning a cause. Statute of Limitations. Statement of results. Duty of party to correct uncertainty. Award ordering payments from assets. How uncertainty may be availed of. Explanation of uncertainty. CHAPTER XVI. RtTLBS OF Construction 436-451 Ancient prejudice against arbitration. Modern rule is to construe awards liberally. The award is to be construed by the aid of the submission, &c. Construing orders in excess of authority as merely cautionary. An award may be good by manifest implication. An award of costs may be good by implication. An award in too general language may be restricted. The degree of proof required to prevent such restriction. Construction of awards concerning boundary lines. Presumption in awards concerning boundary lines. Explanation of awards concerning boundary lines. Discrepancy between the submission and award concerning a boundary line. Requisition that acts be done interchangeably or contemporaneously. Every presumption and intendment will be in favor of the validity of the award. The presumption is that the arbitrators have followed the submission. Limit to the rule of favorable presumption. Construction of a reservation of a question for the court. Effect of inconsistency in an award. Favorable construction of apparently inconsistent findings. Explanations by the arbitrator. CHAPTER XVn. Divisibility of the Award ; Award Good in Part, Bad in Part 452-485 An award good in part and bad in part may often be separated. Whether the good part need decide all the matters submitted. TABLE OF CONTENTS. XIX An award may be separable in respect of matters all ordered to be done by the same party. An old English rule. Cases illustrative of the old rule. The modern rule. Cases illustrative of the modern rule. Elimination of orders in excess of the arbitrator's authority. Separation where the excess constitutes a portion of a consideration or condition precedent. Excess in awarding costs is generally separable. Excess in an order concerning a specific sum. Excess by establishing a condition precedent may be separable. Excess in award directing a payment. " Excess in orders for the execution of releases. Excess in directions for the future conduct of the parties. Excess in awards concerning real estate and boundaries. Excess by orders made in respect of strangers to the submission. Excess by ordering a verdict or a judgment. If the court cannot distinguish the excess, the whole award is bad. Excess by not following the submission. Excess by reserving further powers or duties. Separation will not be allowed if the decision of the principal point in dispute is to be rejected. Award of a gross amount, covering matters not within the arbitrator's authority. Separation of an award finding a gross sum may sometimes be made. The presumptions will be favorable to separation. The desire of the courts is to make the separation. Separation in cases of an uncertainty in part of the award. Separation may sometimes be efiected where the party losing thereby will waive his advantage or objection based on the bad part. An award in the alternative may be separated. Eifect of an ofier to perform an inoperative order. Efiect of separation on directions concerning fees. The court may hold a separable award under advisement. Suits instituted upon separable awards. CHAPTER XYIII. Effect akd Opbeation of the Awaed 486-532 An award is final and conclusive. An award in evidence is conclusive. Impeaching by evidence an award put in evidence. An award is equivalent to a decree in equity. An award on illegal matters is void. Effect of a colorable award. Legal character of an award under seal. An award constitutes a merger and bar of the original claim. A case where the merger is not effected. A void award effects no bar or merger. Extent of the operation of the award in respect of the matters submitted. XX TABLE OF CONTENTS. English cases sustaining tlie rule of conclusiveness as to all matters submitted. An award ordering general releases is final as to all matters submitted. The English rule in equity is doubtful. The English rule in equity concerning unintentionally omitted matters. The English rule seems intrinsically just. The rule of conclusiveness as to matters omitted, in New York. The rule in New York where the scope of the submission is doubtful. The rule in Connecticut. The rule in Vermont. The rule in Maine. The rule in New Hampshire. The rule in Massachusetts. Efiect on the rule of a, deliberate refusal to present a claim. An award not deciding the controversy is no bar. Award under a submission of matters " in difference." The award bars only the precise matter submitted. Pleading an award in bar to a matter not disposed of by it. The burden of proof where an award is pleaded in bar. Whether a party not having performed his part of an award can plead it in bar. ■ A condition precedent must be performed before an award is a bar. An award is pleadable in bar to a bill in equity. Pleading an award in set-off. Operation of an award to vest the title to personalty. An award as to chattels of the wife is a reduction into possession. Operation of an award upon the title to real estate. An .iward of commissioners under a statute may pass title. An award finding title to realty will sustain an action in ejectment. Operation of awards determining boundary lines. An award finding title or settling a boundary line is a defence in trespass. An award finding title, not under seal, will operate by way of estoppel. Operation of an oral award concerning a boundary' line. An oral award under an oral submission concerning a boundaiy line is competent evidence. Estoppel by an award need not always be pleaded. Operation of an award simply finding title. Operation of an apparently inadequate award. An award is inoperative as to strangers. An award is inadmissible in evidence against a stranger. An award may sometimes be competent evidence for a stranger. A stranger may by Lis own act bring himself within the operation of an award. A stranger cognizant of the submission maj' be within the operation pf the award. Parties are bound though the award concerns the rights of a stranger. Operation as to sureties of an award extending time for a principal debtor. The rights of a party under an award may pass to a stranger by assignment. An award is not evidence in a criminal prosecution. Operation of an award in a lis pendens. Operation of an award in a lis pendens, including extrinsic matters. Effect of the bankruptcy of a party on the operation of an award. An award creates a debt provable in bankruptcy. Recitals in an award as evidence. A valid award needs no ratification. But voidable awards may be rendered operative by ratification. A void award cannot be ratified. Ratification by an agent. An award repudiated by both parties cannot be revived. TABLE OF CONTENTS. XXI CHAPTER XIX. Misconduct and Feaud 533-544 Acts of an arbitrator indicative of partiality constitute misconduct. Receiving ex parte communications constitutes misconduct. Hearing a statement before agreeing to act as arbitrator is proper. Relying wholly on statement of a party is misconduct. Misconduct in refusing to receive evidence. Misconduct in the manner of taking evidence. Jlisconduot in refusing to allow time. Sundry other acts constituting misconduct. Misconduct of one of several joint arbitrators. Irregularity in conducting the proceedings may constitute misconduct. Awards made on Sunday. A mistake may be treated as misconduct. Fraud and corruption may be inferred from excess or injustice in the award. What constitutes fraud of a party in procuring an award. Concealment of a material fact by a party. The question of fraud or misconduct is one of fact for the jury. Manner of setting up fraud or misconduct. Force of tlie phrase " undue means." Method of availing of fraud, corruption, or misconduct. An award cannot be impeached by evidence of misconduct. Answering allegations of fraud or misconduct. CHAPTER XX. Peefokmance of the Award 545-561 Time of performance. A colorable performance is bad. Performance according to the intent of the award is sufficient. Performance to a reasonable intent. Performance of awards ordering payment. Non-performance of awards ordering payment of rent. Performance of awards putting an end to suits. Performance under an award calling for a deed. By which party an instrument of conveyance is to be prepared. Whetlier a request for a conveyance ordered is necessary. A request for performance must comply with the terms of the award. The request may be made by an agent. Release may be executed to a stranger. A tender creates the obligation of performance. Performance to and by representatives of a deceased party. Perfoimance where the award is in excess of authority. Performance of awards ordering indemnity. Performance of awards ordering acquittance or that suits should cease. A party may sometimes sue before he has performed his part under the award. The plaintiff must perform, if performance be made dependent, concurrent, or a condition precedent. Performance of impossible orders. Where the impossibility grows out of a wrongful act of the party. XXU TABLE OF CONTENTS. Performance of an award in the alternative. An informal award may be made good by performance. The effect of performing an unenforceable order. The arbitrators need not perform the award. The award itself after performance. Security for performance of the award. CHAPTER XXI. Testimont of the Arbitrator 562-572 The award cannot be altered or explained by testimony or statenients of the arbi- trator. Effect of letters written by the arbitrator. Explanatory paper written by agreement of parties. The arbitrator's testimony concerning extrinsic facts. Testimony of referee as to facts and grounds of decision. The arbitrator's testimony as to admissions by a party. An arbitrator cannot testify to his non-concurrence in the award. The arbitrator cannot be compelled to state the grounds of his decision. In England a barrister never gives explanations. Testimony of the arbitrator to show a mistake in the award. Testimony that the award does not express the arbitrator's intention. An arbitrator can and must testify as to the proceedings before him. CHAPTER XXII. Pleading and Practice 573-621 Methods of enforcing an award. An award may be enforced in part only. Time of instituting suit. Actions to recover costs. Recovery of costs by assumpsit Assumpsit will lie upon an award. Assumpsit by assignees of an original party. Debt will lie upon an award of money. Action of debt on the arbitration bond. Action on the bond after an enlargement of time. An action of covenant on a submission by deed. Action on the case under an award. Interest on a sum awarded. Averments in pleading an award. Settiuf^ forth the award in the plaintiffs declaration. Pleading on a parol award. "No profert of the award need be made. Averment of notice. Averment of a demand before suit brought. Averment of a request of performance. The pleadings in an action of debt on an arbitration bond. TABLE OF CONTENTS. XXIU Availing of an award by way of defence : extinction of the original claim : plea in bar. Plea of "no award." Pleading that all matters are not decided. Pleading misconduct, fraud, or mistake of the arbitrator. Pleading illegality in the matter submitted. Pleading performance of the award. Pleading the Statute of Limitations. Pleading revocation of the submission. Pleading foreign attachment. Pleading an oral waiver. Plea that award was not ready in time. Plea that the cause of action was not submitted. Defence in suit on a promissory note. Demurrer in suit on an award. Execution of the submission must be proved. Proving the existence and contents of a lost submission. Part performance of award is evidence of submission. Statements of a party as evidence. Evidence of fraud. Enforcing specific performance of an award by proceedings in equity. Acquiescence as a preliminarj' to a decree for specific performance. A penalty does not take the place of performance. Bight to specific performance as affected by lapse of time. No specific performance of illegal matters. Enforcement of unreasonable orders. Enforcement of specific performance by and against strangers. Demurrer to a bill for specific performance. Sustaining an award by injunction. Pleading an award in bar to a bill in equity. Vacating an award by motion. Discovery of new matter as a ground of a motion to set aside an award. The element of time in connection with new evidence. Effect of vacating a report in a Us pendens. The English rule as to setting aside an award by proceedings in equity. The American rule as to setting aside an award by proceedings in equity. Charges in the bill. Demurrer to the bill. Making an arbitrator a defendant. CHAPTER XXIII. Costs 622-632 I. — Ebtglish Cases. Different kinds of costs. Power of the arbitrator where the submission is silent as to costs. Power over costs expressly conferred by the submission. Apportionment of costs by the arbitrator. The arbitrator's action in respect of his own fees. Stipulation that costs shall abide the event. XXIV TABLE 'OF CONTENTS. IL — The American Cases. Distinction between different kinds of costs. Ttie power of arbitrators over the costs of the arbitration. The power of arbitrators over the costs of suit. An eccentric decision. Omission to find costs in the award. Stipulation that costs shall abide the event. Form of an award of costs. An award merely of costs. TABLE OF CASES. A. Abbott V. Dexter, 6 Cush. 108 8, 44, 45 V. Keith, 11 Vt. 525 235 Abrahat w. Brandon, 10 Mod. 201 193,465 Ackerman v. Congdon (unreported) 57 Ackley B. Finch, 7 Cow. 290 153,161 Adams v. Adams, 8 K. H. 82 64, 66, 67, 178, 476, 612 V. Adams, 2 Mod. 169 193, 244, 278 V. Bankart, 1 Cr. M. & R. 681 19, 572 V. Stratham, 2 Lev. 235 204 Adcock V. Wood, 6 Exch. 814 595 Addison v. Gray, 2 Wils. 293 368, 481, 483 V. Spittle, 6 Dowl. & Low. 531 278, 481, 483 Adm'r of Colkins v. Ptnr. of Thaxton, Cam. & M. Congr. R. 93 . . 67 Agar V. Maeklew, 2 Sim. & Stu. 418 90 Ainsley v. Goff, B. R. 1799 220 Aitcheson v. Cargey, 2 Bing. 199 462, 463 Akely v. Akely, 16 Vt. 450 48, 55, 69, 258, 430 Aldrich v. Jessiman, 8 N. H. 516 . . . . 226, 227, 428, 431, 435, 562 Alexandria Canal Co. v. Swan, 5 How. (U. S.) 83 ... 5, 18, 19, 243 Alford V. Lea, 2 Leon. 110 553 AUegre u. Maryland Ins. Co., 6 Har. & J. 408 91 Allen V. Chase, 3 Wis. 249 48 17. Francis, 9 Jur. 691 134 V. Galpin, 9 Barb. 246 237, 259, 275 V. Harris, 1 Ld. Raym. 122 506, 591 V. Kingsbury, 16 Pick. 235 444 V. Lowe, 4 Q. B. 66 215 «. Miles (Smith's Adm'r), 4 Harringt. 234 141,303 V. Milner, 2 Cr. & Jer. 47 488 V. Ranney, 1 Conn. 569 326, 616 V. Watson, 16 Johns. 205 230, 231 V. Way, 7 Barb. 585 138, 139, 146 AUenby v. Proudlock, 4 Dowl. 54 64 XXVI TABLE OF CASES. Ailing «. Munson, 2 Conn. 691 19,628 Alsop V. Senior, 2 Keb. 707 14, 203 Ames V. Milward, 8 Taunt. 637 310, 460 Anderson u. Darey, 18 Ves. Jr. 447 136, 323 V. Farnham, 34 Maine, 161 72 V. Wallace, 3 CI. & Fin. 26 126, 127, 168, 893 Andrews v. Foster, 42 N. H. 376 • 628 *!. Lee, 3Penn. 99 87 V. Palmer, 4 Barn. & Aid. 260 30, 235, 527, 628 Angus V. Retford, 11 M. & W. 69, 2 Dowl. N. s. 735 . . 198, 216, 624 V. Smythies, 2 Fost. & Fin. 381 122 Anning v. Hartley, 27 L. J. Exch. 145 127, 153 Antram v. Chace, 15 East, 208 83, 529, 600 Applegate v. Schureman, 2 Penn. 868 71 Apsley V. Crosley, Barnes, 54 526 Archer v. Owen, 9 Dowl. 341 312 V. Williamson, 2 Har. & Gill. 62 344, 437 Armitage v. Coates, 4 Exch. 641 594 V. Walker, 2 Kay & J. 211 184, 186 Armitt V. Breame, 2 Ld. Kaym. 1076 425, 426 Armstrong v. Marshall, 4 Dowl. 693 136, 215 V. Masten, 11 Johns. 189 490, 506 V. Percy, 5 Wend. 635 68 Ashton V. Pointer, 3 Dowl. 201 315, 324, 639 Askew u. Kennedy, 1 Bailey, 46 141, 321 Aspinwallu. Tousey, 2 Tyler (Vt.), 328 280,239 Athelstone v. Moon, Comyn, 547 31 Atkins V. Baldwin, 1 Stark. 209 197 Atkinsons. Abraham, 1 Bos. & P. 175 126 Attorney-General v. Clements, 1 Turn. & R. 58 5 V. Davison, 1 McLel. & Yerg. 160 . . . . 135, 141 V. Jackson, 5 Hare, 366 619 Aubert V. Maze, 2 Bos. & P. 376 216, 461 Auriol V. Smith, 1 Turn. & R. 121 464 605 Austin V. Snow's Lessee, 2 Dall. 157 64 628 Ayland v. NichoUs, Freem. 265 378 B. Babb B. Stromberg, 14 Penn. St. 397 17 Backhouse v. Taylor, 20 L. J. Q. B. 233 .* ." [ \ 15 Bacon v. Crandon, 15 Pick. 79 234 628 V. Dubarry, 1 Ld. Raym. 246 . . 14 204 381 V. Ward, 10 Mass. 141 '. . ' 86 V. Wilbur, 1 Cow. 117 445^ 455^ 457 Badger, in re, 2 Barn. & Aid. 691 186 216 222 TABLE OF CASES. XXVll Baggalay v. Mackwiok, 30 L. J. C. P. 342 295, 316 Bailey v. Lechmere, 1 Esp. Ca. 377 256, 487, 488 Baillie v. Edinburgh Oil Gas Co., 3 CI. & Fin. 639 180, 400 Baily v. Curling, 20 L. J. Q. B. 235 418, 426 Baker's Heirs v. Crockett, Hardin (Ky.), 388 234, 294, 540 Baker v. Hunter, 16 L. J. Exch. 203 276, 277, 278 V. Lafitte, 4 Rich. Eq. 392 148 V. Lovett, 6 Mass. 78 4 Ballard v. Mitchell, 8 Jones' Law, 153 432 Baltimore and Ohio R.R. Co. v. Polly, 14 Gratt. 447 38 Banfill V. Leigh, 8 Term, 571 580 Bank of Monro v. Widner, 11 Paige, 529 230, 232 Banks v. Adams, 23 Maine, 259 464 V. Banks, 1 Gale, 46 132, 536 Banuel v. Pinto, 2 Conn. 431 487 Baraoliff's Executors v. Griscom's Adm'rs, Coxa (N. J.), 165 ... 21 Bargrave v. Atkins, 3 Lev. 413 417, 456, 481, 483 Barker u. Belknap's Est., 39 Vt. 168 66 V. Lees, 2 Keb. 64 233 V. Tibson, 2 W. Bl. 953 463 Barlow v. Todd, 3 Johns. 367 332, 693 Barnardiston v. Fowler, 10 Mod. 204 549 Barnard v. Spoflford, 31 Maine, 39 140 Barnes v. Greenwell, Cro. Eliz. 858 365 Barnet v. Gilson, 3 Serg. & R. 340 432 Barnett v. Peck, 6 Vt. 456 44, 45, 47 Barney v. Fairchild, RoUe's Abr. Arb., E. 10, p. 248 . 204, 454, 467, 467 Barret v. Fletcher, Yelv. 152 589, 690 V. Parry, 4 Taunt. 657 626 Barrett v. Wilson, 1 Cr. Mee. & Ros. 586 312 Barrows v. Capen, 11 Cush. 37 188, 460 Barry v. Rush, 1 Term, 691 . . . 20, 21, 192 Barton v. Ransom, 3 Mee. & W. 322 312, 392, 403 Baspole's Case, 8 Coke, 193 ' . . . 31 Baspoole v. Freeman, Cro. Jac. 285 380 Bassett v. Harkness, 9 N. H. 164 332 Bassett's Adm'r v. Cunningham's Adm'r, 9 Gratt. 684 .... 241, 243 Bateman v. Olivia, Countess of Ross, 1 Dow. 235 29 Bates V. Cook, 7 Barn. & Cr. 407 243 V. Curtis, 21 Pick. 247 679 V. Townley, 2 Exch. 152, 1 Exch. 572 ... 488, 577, 579, 585 V. Visher, 2 Cal. 356 16 Battey v. Butler, 13 Johns. 187 163, 274 V. Button, 13 Johns. 167 272 Baxter v. Thompson, 26 Vt. 605 86 Bayley v. Adams, 6 Ves. Jr. 589 610 Bayne v. Morris, 1 Wall. 97 226, 581 XXVUl TABLE OF CASES. Beahorn v. Wolfe, 1 Alcook & Nap. 233 186 Beale v. Beale, Cro. Car. 383 4:17, 420 Bean v. Farnam, 6 Pick. 269 . 4, 19, 20, 23, 25, 332, 586, 594, 595, 600 V. Newbury, 1 Lev. 139 32, 340 V. Wendell, 22 N. H. 582 164, 294, 297 Beardsley v. Dygert, 3 Denio, 380 68 Beck u. Jackson, 1 C.B.N, s. 695. _ . .' 152 Beckett v. Taylor, 1 Mod. 9 204 Beckingham v. Hunter, Rolle's Abr. Arb., D., 8 197 Beckwith v. Warley, EoUe's Abr. Arb. H., 9 473 Bedam v. Clerkson, 1 Ld. Raym. 123 203, 410 Bedell v. Moore, 10 Rep. 131 456 Bedington v. Southall, 4 Price, 232 145 Beebeei;. Trafford, Kirby (Conn.), 215 25 Bell V. Benson, 2 Cliitty, 157 623 Belchier v. Reynolds, 2 Ld. Kenyon, Part II. 87 606 Bell V. Price, 2 Zabr. 578 298, 326, 330, 373 V. Twentyman, 1 Q. B. 766 546 Bemus v. Clarke, 29 Penn. St. 251 85, 172 V. Quiggle, 7 Watts, 363 47, 72, SO Benjamin v. Benjamin, 5 Watts & S. 562 48, 80 Bennett v. Pierce, 28 Conn. 315 24 Bergh V. Pfeiller, Hill & Den. 110 133 Berkshire Woolen Co. v. Day, 12 Cusb. 128 . . 61, 72, 201, 212, 561 Berney «. Read, 7 Q. B. 79 600 Berry v. Penning, Cro. Jac. 399 347 0. Perry, 3 Bulst. 62 169 V. Wade, Cas. Temp. Finch, 180 608 Beverly v. Stephens, 17 Ala. 701 15 Bhear v. Harradine, 7 Exch. 269 347, 361 Bidden v. Dowse, 6 Barn. & Cr. 256 343, 381, 585 Bigelow V. Goss, 5 Wis. 421 74 V. Newell, 10 Pick. 348 214, 296, 302 V. Maynard, 4 Cush. 317 226, 243, 265, 337, 348, 355, 424, 566, 668 Biggs V. Hansen, 16 C. B. 662 132, 133 Bignall V. Gale, 2 Man. & Gr. 830 126, 172 Billington v. Sprague, 22 Maine, 34 63, 164, 538, 630 Bingham's Trustees v. Guthrie, 19 Penn. St. 418 . . 16, 16, 19, 72, 87 Binnse w. Wood, 47 Barb. 624 ... 110,119 Bird 1). Bird, 1 Salk. 74 203 V. Cooper, 4 Dowl. 148 343, 487 V. Penrice, 6 Mee. & W. 754 334, 335 V. Sands, 1 Johns. Ca. 394 I49 Birks V. Trippett, 1 Saund. 32 342, 368 Bishop of Bath & Wells t). Hippcsly, 3 Atk. 607 5,607 Bishop V. Bishop, 1 Rep. in Chy. 76, 141 605, 607, 608 TABLE OF CASES. XXIX Bishop V. Webster, 1 Ca. in Eq. Ab. 51, pi. 9 605 Bissex V. Bissex, 3 Bui-. 1730 685 Bixby V. Whitney, 5 Greenl. 192 65, 499, 502 V. Whitney, 11 Maine (2 Fairf.), 62 148 Black V. Pearson, 1 MeCord, 137 162 Blair v. Wallace, 21 Cal. 317 55 BlaisdelU. Blaisdell, 14 N. H. 78 239 Blanchard v. Lilly, 9 East, 497 269 V. Murray, 15 Vt. 548 82, 85, 578, 588 Blanton v. Gale, 6 B. Monr. 260 128, 178 Blennerhassett v. Day, 2 Ball & Beatty, 104 216, 586 Blin V. Trimble, 2 Tyler, 304 153, 161 Bliss V. Rollins, 6 Vt. 529 214 Block V. Palgrave, Cro. Eliz. 797 281 Blood V. Robinson, 1 Gush. 389 333, 335 Bloomer v. Sherman,' 6 Paige, 575 83, 85, 262, 280 Bloore «. Potter, 9 Wend. 480 69 Blossom V. Van Amringe, 63 N. C. 65 266 Blundell V. Brettargh, 17 Ves. Jr. 232, 240 257, 490, 572 Blunt V. Whitney, 3 Sandf. 4 68 Boardman v. England, 6 Mass. 70 159 Bodington v. Harris, 1 Bing. 187 17 Bonner v. Liddell, 1 Ball t& B. 80 470, 471 V. McPhail, 81 Barb. 106 132 Boodle V. Davis, 3 Ad. & E. 200 54, 199, 211, 463, 612 Booth V. Garnett, 2 Strange, 1082 < . . 185 Borrowdale v. Kitchener, 3 Bos. & Pul. 244 215 Boston V. Brazer, 11 Mass. 447 6, 67 Boston Water Power Co. v. Gray, 6 Mete. (Mass.) 131, 177, 197, 200, 212, 214, 217, 220, 293, 302, 305, 315, 816, 317, 320, 886, 568 Boston & Worcester R.R. Co. u. Western R.R. Co., 14 Gray, 253 110, 202, 212 Bouck V. Wilber, 4 Johns. 405 603 Bouttilier v. Thick, 1 Dowl. & Ry. 366 215, 299, 316 Bowes V. Fernie, 4 M. & Cr. 150 342, 346, 346, 368, 454 V. French, 2 Fairf. 382 46 Bowman v. Downer, 28 Vt. 532 362, 628 Bowen V. Laning, 1 Penning. 139 Ill, 112 Bowyer v. Blorksidge, 3 Lev. 17 25 V. Garland, Cro. Eliz. 600 682 Boyd's Heirs v. Magruder's Heirs, 2 Robins. 761 31 Boyes v. Bluck, 13 C. B. 652 192, 193, 446, 625 Boyer v. Amand, 2 Watts, 74 241 V. Stewart, 2 Hayw. Ill 83 Boynton v. Butterfield, 6 Allen, 67 598 V. Frye, 83 Maine, 216 200, 475 Bracher v. Cotton, Barnes, 123 623 XXX TABLE OF CASES. Bradbee v. Christ's Hospital, 4 Man. & Gr. 714 ■ 312 Braddick v. Thompson, 8 East, 344 . ^ 143, 542, 598 Bradford v. Beavan, Willes, 270 342 V. Bryan, Willes, 268 342, 345 Bradsey v. Clyston, Cro. Car. 541 204, 279, 585 Bradshaw v. East & West India Docks, &c., in re, 12 Q. B. 662 210, 326 Bradstreet v. Erskine, 50 Maine, 407 110 Brady u. Mayor of Brooklyn, 1 Barb. 584 4,5,7,52 Brainard v. Dunning, 30 N. Y. 211 434 Branuu. Inhab's of Vassalboro', 50Maine, 64 334,616 Branscome v. Rowcliff, 6 C. B. 623 42 Braunstein u. Accidental Death Ins. Co., 31 L. J. Q. B. 17 . ... 93 Bray v. English, 1 Conn. 498 117. 123, 147, 232, 237 Brazier v. Bryant, 10 Moore, 587, Dowl. 600 542, 643, 626 V. Jones, 8 Barn. & Cr. 124 600 Brett u. Beales, 1 Moo. & M. 416 ■ . . 619 Bretton ». Prat, Cro. Eliz. 758 203, 467 BrickheadK. Archbishop of York, Hob. 197 590 Brickhouse v. Hunter, 4 Hen. & Munf. 363 ... . 322, 336, 374, 402 Bridgeham v. Prince, 33 Maine, 174 25 Bridges v. Vick, 2 Humph. 516 74 Briggs V. Bennett, 26 Vt. 146 70 V. Brewster, 23 Vt. 100 498 V. Oaks, 28 Vt. 138 70, 207 Brisbane v. Mitchell, 8 Serg. & R. 423 69 Britton V. Williams, 6 Munf. 453 4 Broadbent c. Imperial Gas Co., 7 De Gex, M. & G. 436 609 Broadhurst v. Darlington, 2 Dowl. 38 305, 314 Brooke v. Bannon, 3 Watts & S. 382 172 V. Mitchell, 6 Mee. & W. 473 226, 288, 688 Brookins v. Shumway, 18 Wis. 98 84, 85 Brooks V. Christopher, 5 Duer, 216 146, 147 Brophy v. Holmes, 2 Moll. 1 188, 143, 346, 4J4, 569, 614 Brower v. Kingsley, 1 Johns. Ca. 334 153, 161, 224, 226 Browes v. Bruce, Watson on Aw. 4, n. 3 53 Browning v. M'Manus, 1 Whart. 177 84, 85, 172 M. Wheeler, 24 Wend. 268 106,111,112,113 Brown v. Bellows, 4 Pick. 179 Igg^ Igg 175 V. Brown, 1 Vern. 157 qiq V. Clay, 31 Maine, 518 214, 294, 300, 313 ». Copp, 5 N. H. 223 83,261 V. Croyden Canal Co., in re, 9 Ad. & E. 622 315 349 V. Dalton, Kolle's Abr. Arb. H. 10, p. 250 ' 473 V. Goodman, 3 Term, 692 gg3 V. Green, 7 Conn. 536 32g ». Hankerson, 3 Cow. 70 328 428 431 V. Hellerby, 1 Hurl. & Nor. 729 '. . ' 617 TABLE OF CASES. XXXI Brown v. Hellerby, 26 L. J. n. s. Exch. 217 327, 617 V. Kincaid, Wright, 37 43 V. Leavitt, 26 Maine, 261 66, 101, 105, 118, 123, 147, 171, 172, 280, 231, 233, 237, 238, 239 V. Mathes, 5 N. H. 229 628, 630 ». Meverell, Dyer, 216, 6 204, 346 V. Schaefifer, 6 Binn. 177 77 V. Scott, 1 Dall. 145 73 V. Tanner, 1 Carr. & Pay. 651 .... , 683 V. Vawser, 4 East, 684 279, 490 V. Watson, 6 Bing. N. C. 118 185 V. Welcher, 1 Coldw. 197 79 V. Wheeler, 17 Conn. 345 36 Browne v. Marsden, 1 H. Bl. 223 625 Buchanan M.' Curry, 19 Johns. 137 . • 7,8,9,12,381 Buchoz V. Grandjean, 1 Mich. 367 8 Buck V. Buck, 2 Vt. 417 498 V. Wadsworth, 1 Hill, 321 262, 280, 281, 282 Buckland, Inhab. of ». Inhab. of Conway, 16 Mass. 396 . 10, 11, 13, 15, 254, 255, 352, 414, 441 Buckle V. Roach, 1 Chit. 193 17 Buckman v. Davis, 28 Penn. St. 211 44 Buel V. Dewey, 22 How. Pr. 842 74, 76, 80 BuUard v. Coolidge, 3 Mass. 324 46 Bullitt V. Musgrove, 3 Gill. 31 16, 118, 124, 632 Bullock V. Hoon, 4 Wend. 531 83 Bulsom ». Lampman, 1 Kansas, 324 46,50 Bulson V. Lohnes, 29 N. Y. 291 44, 166 Bumpass v. Webb, 4 Porter, 66 294, 321, 640 Bunnell v. Pinto, 4 Conn. 431 497 BurcheU v. Marsh, 17 How. 344 294, 296 Burdett ». Harris, 3 Keb. 387 . .• 244 Burghardt v. Turner, 12 Pick. 534 601 Burnell v. Minot, 4 Moore, 340 8 Burnside v. Whitney, 21 N. Y. 148 43, 44, 576 V. Whitney, 26 Barb. 632 575 V. Whitney, 24 Barb. 682 575 Burroughs v. Thome, 2 South, 777 148 Burton v. Ellington, 3 Bro. C. C. 196 611 «. Knight, 2 "Vernon, 616 108 V. Wigley, 1 Bing. N. C. 665 187 Bury V. Dunn, 1 Dowl. & Low, 141 216 Busfield u. Busfield, Cro. Jac. 677 203, 866, 685 Bushey v. Culler, 26 Md. 634 118 Butcher v. Cole, 1 Anst. 99 610 Butler V. Bogles, 10 Humph. 165 226 V. Mayor, &c., of New York, 1 Hill, 489 241, 243 XXXU TABLE OF CASES. Butler V. Mayor, &o., of New York, 7 Hill, 329 . 178, 181, 214, 874, 408, 418, 420, 437, 480, 612 V. Mace, 47 Maine, 423 58 V. Masters, 13 Q. B. 341 643 Byam v. Bobbins, 6 Allen, 63 51, 518 Byers v. Van Deusen, 5 Wend. 268 66, 66, 367, 431 Byrd v. Odem, 9 Ala. 755 43, 50, 56 c. Cable c. Rogers, 3 Bulst. 311 192,256 Cahill V. Benn, 6 Binney, 99 15 Cailer v. Elgood, 2 Dowl. & Ry. 193 215 Cain V. PuUam, 1 Hay, 173 233 Caledonian R.B. Co. v. Lockhart, 3 Macq. 808 . . 144, 167, 168, 233 Calcraft v. Roebuck, 1 Ves. Jr. 227 106 Caldwell v. Dickinson, 13 Gray, 365 . 196, 252, 261, 277, 287, 432, 463, 562, 603, 604, 606 Calboun's Lessee v. Dunning, 4 Dall. 120 511 Calvert v. Carter, 18 Md. 73 66, 228 Camp V. Bank of Owego, 10 Watts, 130 78 V. Root, 18 Johns. 22 74 Campbell v. Twemlow, 1 Price, 81 136 V. Western, 3 Paige, 124 135, 164, 166, 294, 316, 338, 635, 568 Canal Trustees v. Lynch, 5 Gilm. 527 38 Candler v. Fuller, Willes, 62 454, 463, 648, 660, 623 Carr v. Smith, 6 Q. B. 128 37 Carey v. Wilcox, 6 N. H. 177 55, 332 Cargey v. Aitcheson, 2 B. & C. 170 . 349, 389, 411, 416, 418, 699^ 625 Carnochan v. Christie, 1 Wheat, 446 . 266, 340, 346, 354, 400, 425, 546 Carpenter v. Edwards, 10 Mete. (Mass.) 200 527 V. Wood, 1 Mete. (Mass.) 409 153, 166, 166, 168 Carroll v. Blencow, 4 Esp. 27 28 Carson v. Carson, 1" Mete. (Ky.) 434 gQ V. Early wine, 14 Ind. 256 43 50 66 Carter v. Carter, 1 Vern. 259 ; 1 Eq. Ca. Abr. 49 ; 2 Rep. 289 . . .31 V. Calvert, 4 Md. Chy. 199 ..." 66 V. Sams, 4 Dev. & Bat. 182 533 Case V. Barber, T. Rayra. 450 kqq V. Ferris, 2 Hill, 75 . . 411, 446 Cassell, in re, 9 Barn. & Cr. 624 24S Cater v. Startut, RoUe's Abr. Arb. H. 7 39/7 Caton u. McTavish, 10 Gill & J. 192 : 72 362 367 453 Cator V. Croydon Canal Co., 4 Younge & Coll. 405 ' 512 Cavanagh v. Dooley, 6 Allen, 66 n. Cavendish v. Wood, Eq. Ca. Abr. 49 > V. Wood, 1 Ca. in Chy. 279 S S' 381 TABLE OF CASES. XXXUl Cayhill v. Fitzgerald, 1 Wils. 28, 58 15, 204, 881, 388 Chace V. Westmore, 13 East, 356 292, 316, 333 Chadbdurn v. Chadbourn, 9 Allen, 173 19, 23 Champion v. Wenham, Arab. 246 618 Chapin V. Boody, 26 N. H. 286 447, 628, 630 Chaplin v. Kirw'an, 1 Dall. 187 117, 127, 169 Chapman u. Dalton, 1 Plowd. 289 31 V. Seccomb, 36 Maine, 102 76, 80, 236 Charnley v. Winstanley, 6 East, 266 236, 583, 698 Chase v. Strain, 16 N. H. 535 . . . 463, 454, 459, 464, t74, 627, 629 Cheshire Bank v. Robinson, 2 N. H. 126 63, 213 Chesley v. Chesley, 10 N. H. 827 138, 139 Chichester u. Mclntire, 1 Dowl. N. s. 460 536 Chicot V. Lequesne, 2 Ves. Sr. 315 642, 620 Child V. Horden, 2 Bulst. 143 546, 688 Ching ». Ching, 6 Ves. Jr. 281 54, 316 Christman v. Moran, 9 Barr, 487 174 Chuck V. Cramer, 2 Phill. 477 619 Chiircher v. Stringer, 2 Barn. & Ad. 777 584 Church V. Roper, 1 Rep. in Chy. 76, 141 606 Clapcott V. Davy, 1 Ld. Raym, 611 383 Clark V. Burt, 4 Cush. 396 65, 444, 445, 663 Clarke v. Owen, 2 Hurl. & Nor. 324 626 Cleary v. Coor, 1 Hayw. 225 314 Cleaveland v. Dixon, 4 J. J. Marsh. 226 226, 322 p. Hunter, 1 Wend. 104 145 Cleesly v. Peese, 8 Moore, 524 672 Clegg V. Dearden, 12 Q. B. 676 492 Cleland v. Hedly, 6 R. I. 163 636, 609 Clement v. Comstock, 2 Mich. 359 48 u.JDurgin, 1 Greenl. 300 453,454,470 V. Hadlock, 13 N. H. 185 231 V. Rohraback, 15 Penn. St. 116 226, 227 Cleworth v. Pickford, 7 Mee. & W. 314 91 Clifford V. Richardson, 18 Vt. 620 207 Cloud V. Sledge, 1 Bailey, 105 245 Clussraan v. Merkel, 3 Bosw. 402 146 Cock V. Gent, 13 Mee. & W. 810 614 Cockburn v. Newton, 2 Man. & Gr. 899, 9 Dowl. 676 . . 348, 463, 626 Cockson V. Ogle, 1 Lutw. 550 340, 393, 410 Cocks V. Macclesfield, Dyer, 218 257 Codwise v. Hacker, 2 Caines, 261 81 Coffin V. Cottle, 4 Pick. 454 19, 70, 207 Cohen v. Hobenicht, 14 Richardson, Eq. 31 822, 463 Colcord V. Fletcher, 50 Maine, 398 60, 386, 389, 419 Coleman v. Grubb, 23 Penn. St. 393 15, 18 XXXIV TABLE OF CASES. Coleman jj.Wade, 2 Seld. (N. Y) 44 487, 496, 523 Colkins, Adm'r of v. Partner of Thackston, Cam. & N. Conf. Rep. (N. C.) 93 67 Collet V. Podvvell, 2 Keb. 670 404 Collins V. Collins, 28 L. J. Chy. 184 ? 40 V. Collins, 26 Beav. 306 S V. Powell, 2 Term, 756 492 Collier V. Hicks, 2 Barn. & Ad. 663 180 Colwell V. Child, Ca. in Chy. 86, 1 Chy. R. 104 17 V. Cllild, Ca. in Chy. 86 376 Corneforth D. Geer, 2 Vern. 705 314 Combs V. Little, 3 Green, Ch. 310 Ill V. Wyckoff, 1 Caines, 147 104, 105, 149 Commonwealth v. Norfolk, 5 Mass. 435 196 V. Pejepscut Prop's, 7 Mass. 399 . 61, 330, 398, 399, 402, 454, 507 V. City of Roxbnry, 9 Gray, 451 ... . 300, 303, 330 Condon u. SouthsideR.R. Co., 14 Gratt. 302 38 Conger v. Dean, 3 Clarke (Iowa), 463 43 Conrad v. Johnson, 25 Ind. 487 283 !). Massasoit Ins. Co., 4 Allen, 20 .... 101,118,121,535 Cook u. Carpenter, 34 Vt. 121 178,181,208,212 V. Jaques, 15 Gray, 59 213, 214, 599 1). Whorwood, 2 Saund. 337 185,203,456,579 Cooley V. Dill, 1 Swan. 213 83 Coombs, ire re, 4 Exch. 839 626 Cooper D. Hirst, 1 Lutw. 539 378 V. Langdon, 9 Mee. & W. 60, 1 Dowl. N. s. 392 450 V. Stinson, 5 Minn. 201 145 Cope V. Gilbert, 4 Denio, 347 162 Copeland v. Hall, 29 Maiiie, 98 •# • • ^^ Coppell V. Smith, 4 Term, 312 598 Coppin !). Huruard, 2 Saund. 133 244 Coryell v. Coryell, Coxe, 385 149, 151 Countess of Portland v. Prodgers, 2 Vern. 104 28 Cowell V. Waller, 2 Barnard. 154 244 Cox V. Jagger, 2 Cow. 638 . 64, 164, 267, 379, 449, 463, 468, 511, 513, 519, 627 Crabtree v. Green, 8 Geo. 8 242 Craftsbury v. Hill, 28 Vt. 763 239 Craig V. Craig. 4 Halst. 198 73 Crammer v. Mathis, 2 Penning. 550 Ill, 112 Cramp v. Symons, 7 J. B. Moore, 434 214, 315 Cranston t). Kenny's Ex'rs, 9 Johns. 212 68,294,315,333 Craven v. Craven, 7 Taunt. 642 216, 364, 686 Crawford v. Gable, 2 Barr, 444 77 TABLE OF CASES. XXXV Crawshay v. Collins, 3 Swanst. 90 162, 235, 236 Creswick v. Harrison, 10 C. B. 441 363 Crofoot u. Allen, 2 Wend. 495 156, 168 Crofts V. Harris, Carth. 187 398, 591 Cromer v. Churt, 15 Mee. & W. 310 614 Cromwell v. Owings, 6 Har. & J. 10 453 Crooper v. Buck, 41 Maine, 355 75 Crump V. Adney, 1 Cr. & Mee. 355 199 Culver V, Ashley, 17 Pick. 98 183, 212 V. Ashley, 19 Pick. 300 531 Cumberland v. North Yarmouth, 4 Greenl. 459 154, 159, 160, 224, 232, 333, 336 Cunole V. Dripps, 3 Penn. 291 87 Cunningham v. Howell, 1 Iredell, 9 81 Curley v. Dean, 4 Conn. 269 487, 490, 507 Curry v. Lackey, 35 Mo. 889 39 Curtis V. Potts, 3 Maule & S. 145 226, 599 Cushing V. Babeock, 38 Maine, 462 69, 70, 81 Cushman v. Wooster, 46 N. H. 410 217, 297, 306, 807, 313 Cutter V. Carter, 29 Vt. 72 588, 540 V. Whittemore, 10 Mass. 442 31, 32, 172, 173 Cutting V. Stone, 23 Vt. 571 309 D. Daggy V. Cronnelly, 20 Ind. 474 110 Dale V. Mottram, 2 Barn. 291 203 Dalling v. Matchett, Willes, 216 166 Dalrymple v. Whittingham, 26 Vt. 346 196, 477, 478, 484 Dana v. Prescott, 1 Mass. 200 59 Dane v. Viscountess Kirkwall, 8 C. & P. 679 26 Daniel v. Daniel's Adm'r, 6 Dana, 98 245 V. Daniel, 6 Dana, 93 245, 247 Daniels v. Willis, 7 Minn. 374 87 Darbey v. Whitaker, 4 Drew. 134 90 Darge v. Horicon Mining Co., 22 Wis. 691 350, 431 Darling v. Darling, 16 Wis. 644 264 Dater v. Wellington, 1 Hill, 319 • 9, 537 Daubuz V. Kickman, 4 Dowl. 129 626 Davis V. Campbell, 23 Vt. 236 70, 207 V. Forshee, 84 Ala. 107 105 V. Rea, Cas. temp. Finch, 441 619 Davies v. Pratt, 17 C. B. 183 277, 327, 333, 644 V. Pratt, 26 L. J. C. P. 71 277 V. Price, 10 W. R. 866 173 XXXVl TABLE OF CASES. Davy's Ex'ors v. Faw, 7 Cranch, 171 56, 360 Dawney u. Vesey, 2 Vent. 249 . .- , 427,554 Day V. Bonnin, 3 Bing. N. C. 219 364, 487 V. Essex County Bank, 13 Vt. 97 96 V. Hooper, 51 Maine, 178 431, 463, 627 V. Laflin, 6 Meto. (Mass.) 280 273, 375, 402 V. Smith, 1 Dowl. 460 580 Deerfield v. Arms, 20 Pick. 480 480 De Groot v. United States, 5 Wall. 419 228, 288, 474, 475 Delafield v. De Grauw, 9 Bosw. 1 145 De la Riva v. Berreyesa, 2 Cal. 195 137, 207 Delesline v. Greenland, 1 Day, 458 43 De Lisle v. Priestman, 1 Brown, 116 77 Delong V. Stanton, 9 Johns. 38 ... . 63, 66, 66, 294, 316, 332, 542 Delver v. Barnes, 1 Taunt. 48 216, 218, 219, 323 Dennis v. Barber, 4 Binney, 484 484 Deputy V. Betts, 4 Harrington, 352 Ill, 150 Detroit V. Jackson, 1 Dougl. 106 13 Dexter v. Young, 40 N. H. 130 232, 233, 238 Dibblee v. Best, 11 Johns. 103 277 Dicas V. Jay, 6 Bing. 519 492 Dick V. MiUigan, 2 Ves. 23 215, 316 Dickerson v. Lynn, 4 Blackf. 253 575 Dickey v. Sleeper, 13 Mass. 244 23, 32 Diedrichu. Richley, 2Hill, 271 13,43,44,68 Dimsdale v. Robertson, 2 Jones & La. 58 91 Dinsmore v. Smith, 17 Wis. 20 105 Dix !). Town ofDummerston, 19 Vt. 262 6 Dobson V. Groves, 6 Q. B. 637 126, 170, 172, 569, 570 Dodge u. Waterbury, 8 Cow. 136 68 Dod V. Herbert, Sty. 459;| 490, 588 V. Herring, 3 Sim. 143 } . > . . . . 30 V. Herring, appealed, 1 Russ. & M. 135 S Doddington v. Bailwai-d, 7 Dowl. 640 . 559 V. Hudson, 1 Bing. 384, 410 122, 145, 659 Doe d. Body v. Cox, 4 Dowl. & Low. 75 4g9 Doe d. Duke of Beaufort u. Weld, 3 Man. & Gr. 271 612 Doe d. Chawner v. Boulter, 6 Ad. & El. 675 620 Doe d. Clarke v. Stilwell, 8 Ad. & El. 645 195, 550 Doe d. Harris v. Saunder, 5 Ad. & El. 664 512 Doe d. Haxby v. Preston, 3 Dowl. & Low. 768 570 Doe d. Lloyd v. Evans, 3 C. & P. 219 " " 557 Doe d. Madkins v. Horner, 8 Ad. & El. 235 362, 488 Doe d. Moody v. Squire, 2 Dowl. (n. s.) 327 684. Doe d. Morris v. Rosser, 3 East, 15 55, 488 511 613 Doe d. Smith !). Webber, 1 Ad. & El. 119 ' . '. .'519 TABLE OF CASES. XXXVU Doe d. TurnbuU v. Brown, 5 Barn. & Cr. 384 613 Doe d. Williams v. Richardson, 8 Taunt. 677 192, 465 Doke V. James, 4 Comst. 667 226, 463 Dolbier v. Wing, 3 Greenl. 421 349, 362 Dole V. Dawson, 2 Keb. 878 278 Dormano. The Turnpike Co., 3 Watts, 126 172 Douglas V. Kenton, 1 Miles, 21 77 Downer v. Downer, 11 Vt. 371 214, 217 Downs V. Cooper, 2 Q. B. 266 66, 620 Dowse V. Coxe, 3 Bing. 20 17, 340, 343, 375, 579 Doyle V. Reilly, 18 Iowa, 108 433 Doyley v. Benton, 1 Ld. Raym. 533 192, 548, 585, 586 Dresser v. Stansfield, 14 Mee. & W. 822 585, 594 Drew V. Drew, House of Lords, March 8, 1855, cited in Russell on Arb. 3d ed. p. 106 101, 104, 126, 129 v. Leburn, 2 Macq. 1 171 u. Mullikin, 6 N. H. 153 105 Dudgeon v. Martin, 1 McQueen, House of Lords, 714 487 Dudley V. Mallery, 3 Leon. 62 203, 204 V. Nettlefold, 2 Stra. 737 625 Duke of Beaufort v. Swansea Harbor Trustees, 29 L. J. C. P. 241 . 363 V. Welch, 10 Ad. & El. 627 461 Duke of Northumberland w. Errington, 5 Term, 522 579 Dundon v. Starin, 19 Wise. 261 627 Dunn V. Murray, 9 Barn. & Cr. 780 492 Duport V. Wild'goose, 2 Bulstr. 260 432 Duquid v. Ogilvie, 3 E. D. Smith, 527 145 Duren v. Getchell, 65 Maine, 241 .. . 28, 490, 507, 541, 642, 596, 600 Dyer v. Dawson, 1 Coop. C. C. 420, notes 602 E. Eads V. Williams, 24 L. J. Chy. 631 .. . 144, 163, 165, 169, 606, 667 Eardley v. Otley, 2 Chitt. 42 615 V. Steer, 4 Dowl. 423 164, 252 Earl of Mexborough v. Bower, 7 Beav. 127 90 Earle v. Stooker, 2 Vern. 251 100, 108, 145, 543, 613 Eastern Counties' Railway Co. v. Robertson, 6 Man. & Gr. 38 . . 136, 138 Eastern Union Railway Co. v. Eastern Counties Railway Co., 2 El. & Bl. 630 ., 199 Eastham v. Tyler, 2 Bail Court Rep. 136 120 Eastman v. Burleigh, 2 N. H. 484 7, 8, 31, 164 Eaton V. Arnold, 9 Mass. 619 73, 576 V. Cole, 1 Fairf. 137 19 XXXVm TABLE OF CASES. Eaton V. Hall, 5 Mete. 287 601 V. Rice, 8 N. H. 878 51, 516 Eddy V. Sprague, 10 Vt. 216 70, 207, 208 Edmunds v. Cox, 2 Chitt. 432 5*34 Edmundson w. Hartley, 1 Anst. 97 610 Edwards v. Stevens, 1 Allen, 816 841, 345, 602 Efner v. Shaw, 2 Wend. 667 42, 63, 338, 579 Elborough v. Gates, 2 Lev. 68 586 Elkins «. Page, 45 N". H. 310 332,612 Ellis V. Arnison, 5 Barn. & Aid. 47 512 u. Hopper, 28 L. J. Exch. 1 105 V. Saltau, 4 C. & P. 827 669 Elliot V. Cheval, 1 Lutw. 541 244, 380 V. Davis, 2 Bos. & P. 338 32 Elliott V. Heath, 14 N. H. 181 625 V. Quimby, 18 N. H. 181 75, 76, 80 Elmendorfw. Harris, 23 Wend. 628 118,120,125,246 Elsom V. Rolfe, 2 Smith, 459 356, 594 Elvin V. Drummond, 1 M. & P. 88 ) ^2 V. Drummond, 4 Bing. 415 ^ Emerson v. Udall, 8 Vt. 367 120, 284 V. Udall, 18 Vt. 477 540, 644 Emery v. Emery, Cro. Eliz. 726 397 V. Fowler, 38 Maine, 99 14, 619 V. Hitchcock, 12 Wend. 166 354, 422, 428, 542 V. Wase, 6 Ves. Jr. 846 28, 167, 464, 608 V. Wase, 8 Ves. Jr. 504 185 Emmet v. Hoyt, 17 Wend. 410 537 England v. Davison, 9 Dowl. N. s. 1052 481, 483 Erie «. Tracy, 2 Grant's Ca. 20 230 Estanson v. Dupuy, 2 Browne, 100 59 Estep V. Larsh, 16 Ind. 82 • 46, 59 Estes V. Mansfield, 6 Allen, 69 803 European & American Steam Shipping Co. v. Croskey, 8 C. B. N. s. 397 243 Evans v. Cogan, 2 P. Wms. 460 607, 608 V. Harris, 2 Ves. & B. 361, 364 610 V. M'Kinsey, Litt. Sel. Ca. 262 43, 51, 62 V. Pratt, 3 Man. & Gr. 759 295 V. Rees, 10 Ad. & El. 151 519 Eveleth v. Chase, 17 Mass. 458 82, 664 Everard v. Paterson, 6 Taunt. 625 260, 586 Ewes ». Blackwall, Cas. temp. Finch, 22 606 Ewing V. Beauchamp, 3 Bibb, 41 294 Ewing's Administrators v. Beauchamp, 2 Bibb, 456 .... 294, 586 Executors of Baracliff w. Adm'rs of Grisoom, Coxe (N. J.) 165 . . 21 TABLE OP CASES. XXXIX Eyre's Ex'or v. Fennimore, 2 Penning. 932 135, 141 Executors of Finney u. Miller, 1 Bailey, 81 242 Eyre v. Good, 2 Rep. in Chy. 18, 34 605 F. Fairchild v. Adams, 11 Cush. 547 ... . 300, 308, 309, 315, 316, 566 Falconer v. Montgomery, 4 Dall. 232 247 Farmer u. Frey, 4 McCord, 160 234 u. Stewart, 2 N. H. 97 119 Farrer v. Billing, 2 fiarn. & Aid. 171 512 Farringdon v. Chute, 1 Vern. 72 507, 609 Farrington v. Hamblin, 12 Wend. 212 81 Faunce v. Burke, 16 Penn. St. 480 92 Faviell v. Eastern Counties Railway Co., 2 Exch. 344 ... 17, 19, 299 Fay V. Bond, 1 Allen, 211 375 Fennimore v. Childs, 1 Halst. 386 135, 141 Fenton u. Dimes, 7 Mee. & W. 134 351 Fernley v. Branson, 20 L. J. Q. B. 178 626 Ferrer v. Oven, 7 Barn. & Cress. 427 ; • ■ ^74, 582, 600 Ferris v. Muiin, 2 N. J. 161 '. 232 Person v. Drew, 19 Wis. 225 . . . -. 332, 620 Fetherstone v. Cooper, 9 Ves. Jr. 67 . . . 107, 116, 117, 127, 170, 275 Fidler v. Cooper, 19 Wend. 285 31, 487, 495, 505 Fielding v. Westermeier, 20 La. An. 51 73 Filmer v. Delber, 3 Taunt. 486 18 Findley v. Ray, 5 Jones, Law, 125 36 Fink V. Fink, 8 Clarke, 313 43, 46, 48 Finley v. Finley, 11 Mis. 624 542, 588 Finney's Ex'ors v. Miller, 1 Bailey, 81 242 Firth V. Robinson, 1 Barn. & Cr. 277 463, 623 Fisher v. Pimbley, 11 East, 188 590, 593, 599 Fiske V. South Wilbraham Manuf. Co., 7 Allen, 476 ... . 446, 447 Fitzgerald v. Fitzgerald, Hardin, 227 72, 226, 626 Fletcher v. Hubbard, 43 N. H. 58 332, 542, 543, 595, 612 V. Webster, (cited in chap. " Award must be certain," 390) . 422 Forbes v. Frary, 2 Johns. Ca. 224 161 Ford V. Ford, 53 Barb. 525 209, 210 V. Jones, 3 B. & Ad. 248 243 V. Keen, 13 Penn. St. 179 50, 80 V. Potts, 1 Halst. 393 Ill, 112 Foreland v. Marygold, 1 Salk. 72 587 Forseth v. Shaw, 10 Mass. 253 71 Forsley v. Galveston, Houston & Henderson R.R. Co., 16 Tex. 516 . 46 Forrest v. Forrest, 3 Bosw. 650 14:8 V. Kissam, 7 Hill, 463 , 150 xl TABLE OF CASES. Fort V. Battle, 13 Sm. & M. 133 26, 27 Forster v. Durant, 2 Cusli. 644 263 Fowler v. Bigelow, 8 Mass. 1 58 V. Thayer, 4 Gush. Ill 142 Fox V. Bales, 2 Miles, 169 49 V. Hazelton, 10 Pick. 275 101, 102, 103, 104, 108, 172 V. Smith, 2 Wils. 267 417 Francisco v. Fitch, 25 Barb. 130 69 Frazer v. Phelps, 3 Sandf. 741 132 Freeborn v. Denman, 3 Halst. 116 234 Freeman v. Adams, 9 Johns. 115 86 V. Barnard, 1 Ld. Raym. 247 427 V. Bernard, 1 Salk. 69 . . 184, 279, 424, 438, 546, 682, 591 V. Drew, Cro. Eliz. 181 563 V. Sheen, Cro. Jac. 339 654, 665 French v. Moseley, 1 Litt. 248 112, 226 V. New, 20 Barb. 481 48, 51, 62, 83, 174, 233 V. Richardson, 6 Cush. 450 28, 56, 57, 334 Frets V. Frets, 1 Cow. 335 232, 233, 238, 239 Frissell v. Fiokes, 27 Mis. 5.57 113 Fryeburg Canal, Prop's of t). Frye, 5 Greenl. 38 56 Fryer v. Shaw, 27 L. J. Exch. 320 145 Fuller V. Fenwick, 3 C. B. 705 220, 295, 298, 310, 315, 823 V. Wheelock, 10 Pick. 135 •. . . . 135, 139, 140, 141, 142, 402 Fulton V. Wiley, 32 Vt. 762 207, 209 Furber v. Chamberlain, 29 N. H. 405 13, 61, 65, 516 Furbish w. Hall, 8 Maine (Greenl.), 316 7,380,381 Furlong u. Thornigold, 12 Mod. 633 463,456,587 Furnival v. Bogle, 4 Russ. 142 17, 18 Furser v. Prowd, Cro. Jac. 423 399, 54a G. Gable v. Moss, 1 Bulst. 44 546, 588 Gaby v. Wilts Canal Co., 3 Maule & S. 680 ' 310 GafFney v. Killen, 12 Ir. C. L; Rep. App. XXV .527 Galloway's Heirs v. Webb, Hardin, 318 105 Galvin V. Thompson, 13 Maine, 367 210 697 Gan V. Gomez, 9 Wend. 649 40 Garcie v. Sheldon, 3 Barb. 232 7]^ Garr v. Gomez, 9 Wend. 649 5gg Garred v. Macey, 10 Mo. 161 39 Garret v. Weeden, 1 Lev. 133 279 Gartside v. Gartside, 3 Anst. 735 54O 610 613 614 Gascoyne v. Edwards, 1 Ypunge & Jer. 19 59I TABLE or CASES. xli, Gatliffe v. Dunn, Barnes, 55 263 Genne v. Tinker, 3 Lev. 21 579, 590, 597 Gensham u. Germain, 11 Moore, 1 295, 298 George v. Farr, 46 N. H. 171 83, 85 J). Johnson, 45 N. H. 456 521,522 V. Lonsley, 8 East, 12 276, 278, 626 Gerrish v. Ayres, 3 Scam. 245 59 Gervais v. Edwards, 2 Dru. & War. 80 603 Giddings v. Hadaway, 28 Vt. 342 ... . 364, 431, 455, 458, 467, 483 Gill V. Russell, Free™. 62 25 Gillon V. Mersey Nav. Co., in re, 3 Barn. & Ad. 493 180 Gilmore v. Hubbard, 12 Cush. 220 182, 458 Girdler v. Carter, 47 N. H. 305 .... 487, 490, 507, 510, 511, 556 Gisborne v. Hart, 5 Mee. & W. 50 699, 601 Gladwin v. Chilcote, 9 Dowl. 650 122, 145 Glover V. Barrie, 1 Salk. 71 180, 393 Goddard v. Mansfield, 19 L. J. Q. B. 305 392 Godfrey v. Wade, 6 Moore, 488 4 Goff I). Musser, 2 Serg. & R. 262 ■ 73 Goldsmith's Administrator v. Tilly, 1 Harris & J. 361 316, 322, 336, 613 Goldstone v. Osborn, 2 Car. & P. 550 93 Golemanu. Turner, 14 Sm. &M. 118 26 Golightly V. Jellicoe, 4 Term, 146, u 493, 505, 572 Gonsales v. Deavens, 2 Yeates, 539 437, 446, 447 Goodall V. Cooley, 9 Foster, 48 119 Goodman u. Sayers, 2 J. & W. 242 166,170,511,619 Goodridge v. Dustin, 6 Mete. (Mass.) 363 511, 614 Goodson V. Brooke, 4 Camp. 163 11, 12 Goodyear v. Simpson, 16 Mee. & W. 16 37 Gordon v. Mitchell, 3 Moore, 241 562 V. Tucker, 6 Maine, 247 466, 463, 475, 627 Gourlay v. Duke of Somerset, 19 Ves. Jr. 431 90 Gould V. Staffordshire Potteries Water-works Co., 5 Exch. 214 . . 369 V. Ward, 4 Pick. 104 448 Gove B. Richardson, 4 Greenl. 327 51,617 Govett V. Richmond, 7 Sim. 1 608 Graham v. Graham, 9 Penn. St. 254 . . 69, 64, 83, 121, 242, 243, 247 I). Hamilton, 1 Binn. 461 112 V. Morton, 6 Wend. 552 149 Gray v. Berry, 9 N. H. 473 51, 616 V. Gray, Roll's Abr. Arb. E. 6, p. 247 . . . .' . . . 203, 410 V. Gray, Cro. Jac. 525 269, 549 V. Gwennap, 1 Barn. & Aid. 106 349, 364, 423 V. Wilson, 4 Watts, 39 91 Grazebrook v. Davis, 6 Barn. & Cress. 534 642 Greason v. Keteltas, 17 N. Y. 491 89 xlii TABLE OF CASES. Greathead v. Moreley, 3 Man. & Gr. 139 512 Green v. Creighton, 7 Sm. & M. 197 1^1 V. Ford, 17 Ark. 586 52, 54, 602 V. Lundy, Coxa, 435 227, 330 «. Miller, 6 Johns. 39 156, 158, 162 V. Patcher, 13 Wend. 293 68, 74 V. Pole, 6 Bing. 443 229, 230 V. Waring, 1 Wm. Bl. 474 186 Greenough v. Rolfe, 4 N. H. 357 . . . . 217, 294, 297, 302, 307, 315 Greenwood v. Titterington, in re, 9 Ad. & El. 699 243 Gregory u. Howard, 3 Esp. 113 567 Greig t>. Talbot, 2 Barn. & Cress. 179 582 Grenfell v. Edgcome, 7 Q. B. 661 199, 451, 624 Grier V. Grier, 1 Ball. 173 426 Griffin V. Hadley, 8 Jones, Law. 82 458 Griggs V. Seeley, 8 Ind. 264 29 Grindley v. Bai-ker, 1 Bos. & Pul. 229 162 Griswold V. North Stonington, 5 Conn. 367 6 Grove V. Cox, 1 Taunt. 105. 623 Grubb V. Grubb's Ex'ors, 2 Dall. 191 77 V. M'Cullough, 1 Yeates, 193 77 Gunter v. Sanchez, 1 Cal. 45 49, 73 Gunton V. Nurse, 5 Moore, 259 520 Gyde v. Boucher, 5 Dowl. 127 363 H. Habershon t). Troby, 3 Esp. 38 216,568 Haddan v. Roupell, 9 C. B. n. s. 683 93 Haffu. Blossom, 5 Bosw. 559 167 Haggart v. Morgan, 5 N. Y. 422 91, 491 Hagger v. Baker, 14 Mee. & W. 9 135, 136, 295, 325, 326 Hagh V. Chadwick, 2 Keb. 667 597 Hagner v. Musgrove, 1 Dall. 83 117 Haigh V. Haigh, 31 L. J. Cby. 420 . 115, 116, 128, 129, 131, 145, 173 Hale V. Handy, 26 N. H. 206 37 V. Huse, 10 Gray, 99 214, 566, 571 Halfhide v. Fenning, 2 Bro. C. C. 336 131 Hall ». Anderton, in re, 8 Dowl. 326 122, 146 V. Decker, 51 Maine, 31 214 V. Hall, 3 Conn. 308 224 V. Hardy, 3 P. Wins. 187 . 603, 605, 606 Hall & Hinds, in re, 2 Man. & Gr. 847 . 229, 324, 825, 326, 327, 337, 539 Hallaek v. March, 26 111. 48 8 Halloran v. Bray, 29 Geo. 422 44 TABLE OF CASES. xliii Hamilton v. Hamilton, 27 111. 168 46 V. Rankin, 3 De Gex & S. 782 15, 1^8 Hampton v. Boyer, Cro. Eliz. 557 682 Hannum's Heirs v. Wallace, 9 Humph. 129 . 26 Hanson v. Boothman, 13 East, 21 548 u. Liversedge, 2 Vent. 242 219, 256, 389, 416, 688 V. Webber, 40 Maine, 194 . 255, 383, 404, 414, 463, 560, 627 Harcourt v. Ramsbottom, 1 Jac. & Walk. 612 128 Harden v. Harden, 11 Gray, 435 363, 627, 629 Harding, ex parte, 5 De Gex, M. & G. 367 629 V. Forshaw, 1 Mee. & W. 415 348 V. Holmes, 1 Wils. 123 592 V. Wallace, 8 B. Monr. 586 121, 226 V. Watts, 15 East, 656 243, 244 Hardy v. Ringrose, 1 H. & W. 185 323 V. Innes, 6 Moore, 576 814 Hare, in re, 6 Bing. N. C. 158 170, 637, 672 V. Fleay, 11 C. B. 472 203, 428 Harker v. Hough, 2 Halst. 428 340, 346, 363 Harmon v. Jennings, 22 Maine, 240 45, 59, 72 Harris v. Bradshaw, 18 Johns. 26 68 V. Hayes, 6 Binn. 422 47 V. Knipe, 1 Lev. 68 380, 456 V. Norton, 7 Wend. 584 161, 163, 154 V. Paynter, Rolle's Abr. Arb., O. 8, p. 261 353 V. Wilson, 1 Wend. 511 496 Harries v. Thomas, 2 Mee. & W. 32 476 Harrison v. Lay, 13 C. B. N. s. 628 197, 312, 364, 459 0. Creswick, 13 C. B. 399 349, 694 V. Wortham, 8 Leigh, 296 72, 210 Harrington v. Brown, 9 Allen, 679 63, 627 V. Higham, 18 Barb. 660 8, 9 V. Rich, 6 Vt. 666 161, 225 Hart u. Lauman, 29 Barb. 410 491 V. Trotter, 4 Wend. 198 81 Hartnell v. Hill, Forrest, 73 264. 623 Hartshorne u. Cuttrell, 1 Green's Chy. 297 . 321, 322, 336, 337, 536, 686 Harvey v. Ashley, 3 Atk. 607 4, 607 V. Shelton, 7 Beav. 456 1-23, 127, 128, 170 V. Snow, 1 Yeates, 156 630 Haskell u. Whitney, 12 Mass. 47 73,232 Haswell v. Thorogood, 7 Barn. & Or. 705 528 Hatton V. Royle, 3 Hurl. & N. 500 10 Haven v. Winnisimmet Co., 11 Allen, 377 341, 242 Hawkins v. Benton, 2 Dowl. & Low. 465 ; 8 Q. B. 479 . . . . 33, 427 V. Colclough, 1 Burr. 275 362, 380, 408 Xliv TABLE or CASES. Hawks V. Crofton, 2 Burr. 698 264 Hawksworth v. Brammall, 5 M. & Cr. 281 356, 361, 605 Hawkyard v. Stocks, 2 Dowl. & Low. 936 454, 457, 469 Hawley v. Ho.lge, 7 Vt. 237 233, 239, 628 Hay V. Brown, 12 Wend. 691 558 Hayes v. Bennett, 2 N. H. 422 -17 V. Blanchard, 4 Vt. 210 78 V. Forskoll, 31 Maine, 112 ... . 179, 181, 191, 350, 362, 446 u. Hayes, Cro, Car. 433 . .- 32 Hayllar v. Ellis, 3 X. & P. 663 364 Hayinan v. Jerrard, 1 Saund. 102 589 Hayues v. Wright, 4 Hayw. 64 16 Hays V. Hays, 23 Wend. 363 63, 106 Hayward v. Phillips, 6 Ad. & El. 119 199 Hazeltine v. Smith, 3 Vt. 535 214, 217, 229, 307 Hazen v. Adm'rs of Addis, 2 Green, 333 71, 77, 80 Heard v. Baskerville, Hob. 232 590 Hedrick v. Judy, 23 Ind. 548 259 Hemans v. Picciolto, 1 C. B. N. s. 646 93 Heming v. Swinnerton, 1 Coop. C. C. 420 602, 615 Hemsworth v. Brian, 1 C. B. 131 180, 527, 528, 626 Henderson v. Walker, 2 Grant (Penn.), 36 72 V. Williamson, 1 Strange, 116 261, 685 Henfree v. Bromley, 6 East, 309 226, 288 Henley v. Soper, '8 Barn. & C. 16 ? 11 1«? V. Soper, 2 M. & R. 156 i Henueigh v. Kramer, 50 Penn. St. 630 85, 175 Henrickson v. Reinback, 33 111. 299 374, 412, 418, 446 Henry v. Kirwan, 9 Ir. C. L. 469 511, 606 Herrick u. Blair, 1 Johns. 101 117, 126 Heslep V. San Francisco, 4 Cal. 1 76 Hetley u. Hetley, Kyd on Awards, p. 100 122 Hewitt V. Furman, 16 Serg. & R. 136 . 366, 358, 362, 363, 434, 436, 631 V. Plewitt, 1 Q. B. 110 421, 432 V. Poi-tsmouth Waterworks Co., 10 W. R. 780 122 Hewlett V. Laycock, 2 Car. & Payne, 574 .. . 116, 121, 128, 129, 172 Hickes v. Cracknell, 3 Mee. & W. 72 593 Plicks V. Cottrell, 26 Vt. 80 208 V. Gleason, 20 Vt. 139 352, 414 V. Richardson, 1 Bos. &'P. 93 282 Hide V. Cooth, 2 Vern. 109 34O V. Pettit, 1 Ca. in Ch. 185 230, 342 Higgins V. Kinneady, 20 Iowa, 474 262 264 328 .;. Willes, 3 M. & R. 382 ' 420', 422 Higham «. Jessop, in re, 9 Dowl. 203 225 Hill V. Ball, 1 Dow, n. s. 164 ! ! 316 TABLE OF CASES. xlv Hill u. Hill, 11 Sm. & Mar. 616 118,121 V. Page, 1 N. H. 190 47 V. Taylor, 15 Wis. 190 47, 83, 85 V. Thorne, 2 Mod. 309 193, 465 Hinton v. Cray, 3 Keb. 612 263, 585, 594 Hix V. Sumner, 50 Maine, 290 71 Hobbs V. Ferrars, 8 Dowl. 779 613 Hobdell V. Miller, 6 Bing. N. C. 292 538 Hobler, in re, 8 Beav. 101 17 Hobson V. Stewart, 4 Dowl. & Low. 589 378 Hodge V. Burgess, 3 Hurl. & Nor. 293 295, 325 Hodges V. Hodges, 9 Mass. 320 356, 362, 364, 503 a. Raymond, 9 Mass. 316 254 V. Saunders, 17 Pick. 470 524, 603 Hodgkinson v. Fernie, 27 L. J. C. P. 66 295, 323 Hodsden v. Harridge, 2 Saund. 62 . 290, 490, 674, 678, 580, 584, 588, 598 Hodson V. Drewry, 7 Dowl. 569 243 Hoflf V. Taylor, 2 Southard, 829 153 Hoffmann v. Locke, 7 Harris, 57 58, 78 Holdsworth w. Borsham, 31 L. J. Q. B. 145 389,416,577 V. Wilson, 32 L. J. Q. B 389, 416, 577 Holgate V. Killick, 7 Hurl. & Nor. 418 564 Holker v. Parker, 7 Cranch, 452 15 HoUingsworth v. Leiper, 1 Dall. 161 117, 141, 217 V. Pickering, 24 Ind. 435 418 Holmes u. Higgins, 1 Barn. & Cr. 74 313 Holt V. Ward, Fitzgibbon, 175, 276 4 Hood u. Hartshorn, 100 Mass. 117 94 Hoogs V. Morse, 31 Cal. 128 175 Hooper v. Hooper, McLel. & Y. 609 199 V. Pierce, 12 Mod. 116 193, 465 V. Taylor, 39 Maine, 224 136, 138, 140 Hoporaft V. Hickman, 2 Sim. & St. 130 ... . 168, 395, 420, 422, 608 Hopper V. Hackett, 1 Lev. 132 380 Hopson V. Doolittle, 13 Conn. 236 59, 64 Horn V. Roberts, 1 Ashm. 45 77, 78 Horton v. Benson, Freem. 204 378 V. Wilde, 8 Gray, 426 8 Houghton V. Burroughs, 18 N. H. 499 . . 276, 279, 280, 282, 283, 290 629, 688 V. Houghton, 37 Maine, 72 47, 52 House V. Launder, 1 Lev. 85 592 Houston V. Pollard, 9 Mete. 164 265, 358, 360, 367, 424 Howard v. Conro, 2 Vt. 492 153, 154 V. Cooper, 1 Hill, 44 233 V. Edgell, 17 Vt. 9 178 xlvi TABLE OF CASES. Howard v. Pollock, 1 Yeates, 509 162 V. Sexton, 1 Denio, 440 HI V. Sexton, 4 Comst. 157 43, 47 I-Iowett V. Clements, 1 C. B. 128 333, 335, 468, 536 Hoyt V. Hoyt, 8 Bosw. 511 209 Hubbell V. Bissell, 13 Gray, 298 68, 463, 663, 676 Huber v. Zimmerman, 21 Ala. 488 H Hughes's Adm'r v. Peaslee, 60 Penn. St. 257 106 Humphreys v. Gardner, 11 Johns. 61 622 Humphrey v. Strong, 14 Mass. 262 45 Hunt V. Wilson, 6 N. PI. 36 287 Hungate v. Mease, Cro. Eliz. 885 289 Hunter v. Bennison, Hardw. 43 105, 170, 392, 396 •«. Rice, 15 East, 100 55,510,611 Huntig V. Railing, 8 Dowl. 879 99, 100, 316 Huntley, in re, 1 El. & Bl. 787 834, 335 Hurst V. Bambridge, Rolle's Abr. Arb., Q. 7, p. 263 410 Hurst V. Litchfield, 39 N. Y. 377 89, 91, 93 Huston V. Mitchell, U Serg. & R. 307 16, 17 Hutchins !J. Johnson, 12 Conn. 376 9,24,26 Hutchinson v. Shepperton, 13 Q. B. 955 323, 325 Imlayu. Wickoff, ISouth (N. J.), 132 132 Indiana Central R.R. Co. v. Bradley, 7 Ind. 49 ... 65, 214, 226, 294 Ingram v. Bernard, 1 Ld. Raym. 636 598 V. Milnes, 8 East, 4+4 351, 467, 489 V. Webb, 1 Rolle's Rep. 362 278, 442 Inhabitants of Plymouth v. The Russell Mills, 7 Allen, 438 .... 617 Inhabitants of N. Yarmouth «. Inhab. of Cumberland, 6 Greenl. 21 499, 696 Inman v. Wheeler, 1 Pick. 504 45 Innes v. Miller, 1 Dall. 1S8 126, 127 Inslee v. Flagg, 2 Dutcher, 368 Ill Irvine v. Elnon, 8 East, 54 229 V. Marshall, 7 Minn. 286 65 Isaacs V. Beth Haraedash Society, 1 Hilt. 4'69 14 Ives V. Metcalfe, 1 Atk. 63 296 J. Jackson ea; (^em. Nellis u. Dysling, 2 Carnes, 198 ...;... 517 V. Ambler, 14 Johns, 96 294, 316, 367, 408, 429, 431, 487, 446, 469, 466 V. De Long, 9 Johns. 43 432 513 TABLE OF CASES. xlvii Jackson u. Clarke, McLel. &'Y. 200 469 V. Gager, 5 Cow. 383 56, 164, .511, 615, 517 V. Ives, 22 Wend. 637 149, 151 James v. Thurston, 1 Cliif. C. C. 867 341, 437, 617 Jebb V. M'Kiernan, Moody & M. 340 42 Jeffrey v. Guy, Yelv. 78 590 Jenkins, in re, 1 Dowl. N. s. 276 171, 247 V. Betham, 24 L. J. C. P. 94 40 V. Gillespie, 10 Sm. & M. 31 15 Jenkinson v. AUisson, 1 Freem. 415 685 Jennings v. Vandeputt, Cro. Car. 263 244 Jesse V. Cater, 28 Ala. 475 60 Jewell V. Blankenship, 10 Yerg. 439 74 Johns 0. Stevens, 3,Vt. 308 306. 307, 613 Johnson v. Durant, 2 Barn. & Ad. 925 314, 489, 569, 584 V. Hodgson, 8 East, 38 512 V. Latham, 19 L. J. Q. B. 329 199 V, Latham, 20 L. J. Q. B. 236 336, 394 V. Mcintosh, 31 Barb. 267 209 V. Noble, 13 N. H. 286 . 214, 217, 294, 296, 297, 300, 305, 307 V. Parmely, 17 Johns. 129 68 V. Wilson, Willes, 248 56, 193, 386, 611, 579 Johnston v. Cheape, 5 Dow Pari. 247 . . . 104, 142, 143, 144, 172, 466 Jones V. Bailey, 6 Cal. 345 8. 9 V. Bennett, 1 Bro. P. C. 528 494, 620 ■0. Boston Mill Corporation, 4 Pick. 507, 6 Pick. 148, 55, 195, 292, 294, 295, 373, 382, 603, 604, 606 V. Carter, 8 Allen, 431 627, 629 B. Dewey, 17 N. H. 696 256, 257, 268, 286, 516 V. Beyer, 16 Ala. 21 19 V. Hacker, 6 Mass. 264 47 V. Phoenix Bank, 4 Seld. 228 631 V. Powell, 6 Dowl. 483 381, 449 Jordan B. Hyatt, 3 Barb. 275 74,118 Joseph V. Webster, in re, 1 Russ. & M. 496 21 Joy V. Simpson, 2 N. H. 179 441, 447, 461, 627, 628 Joyce V. Haines, Hard, 399 31, 279, 456 Jupp V. Grayson, 8 Dowl. 199 . . 315 Juxon ... Thornhill, Cro. Car. 132 588 K. Karapshire v. Young, 2 Atk. 164 611 Kanouse v. Kanouse, 36 III. 439 438 Karthaus v. Ferrer, 1 Pet. 222 .. . 8, 9, 351, 356, 867, 362, 379, 423 xlviii TABLE OF CASES. Keans v. Rankin, 2 Bibb, 88 248 Keeler v. Harding, 23 Ark. 697 491, 591 Keen v. Batshore, 1 Esp. 194 106, 488, 579 Keene v. Atkinson, in re, Exch. Ap. 16, 1847 222, 354, 569 Keitli V. Gore, 1 J. J. Marsh, 18 32 Kelly V. Crawford, 5 Wall. (U. S.) 785 37 Kemp V. Rose, 1 Giflf. 258 101 Kemshead, Ex parte, 1 Rose, 149 30 Kendall v. Bates, 35 Maine, 3.57 19, 45 Kendrick v. Davies, 5 Dowl. 693 462, 625, 626 !'. Tarbell, 26 Vt. 416 266,371,390,420,446 Kent V. Elstob, 3 East, 18 305, 310, 313, 325 Kenyon «. Grayson, 2 Smith, 61 553 Kerr v. Jeston, 1 Dowl. N. s. 538 225 Kesler v. Kerns, 5 Jones, Law, 191 86 Keson v. Barclay, 2 Penn. 531 36 Kill V. HoUister, 1 Wils. 129 89 Kimmel v. Shank, 1 Serg. & R. 24 47 Kind V. Carter, 1 Sid. 290 590 King V. Bowen, 8 Mee. & W. 625 694 V. Cook, Charlt. 286 241 V. Jemison, 33 Ala. 499 47, 61 V. Savory, 8 Gush. 312 602, 504, 605 Kinge v. Fines, Sid. 59 Vin. Abr. Arb. H. 18 401 Kingsley v. Bill, 9 Mass. 197 576 V. Young, 17 Ves. Jr. 468 612 Kingston v. Kincaid, 1 Peake, N. P. 299 488, 600 V. Phelps, 1 Wash. C. C. 448 1,54, 158, 409, 420, 435, 562, 569 Kingwell v. Elliott, 7 Dowl. 423 121, 129, 172, 572 Kirk V. Unwin, 6 Exeh. 908 204 Kleine v. Catara, 2 Gall. 61 214, 217, 218, 294, 300, 307, 315, 317, 329, , 333, 336, 350 Knight V. Burton, 6 Mod. 231 55, 268, 269 V. Stone, W. Jones, 164 26 Knott u. Long, 2 Strange, 1025 389 Knowlton V. Homer, 30 Maine, 552 162, 246, 247, 286 u. Mickles, 29 Barb. 466 116,119,125 Knox V. Simmonds, 1 Ves. Jr. 369 216, 218, 219, 226, 323 Kookill V. Witherell, 2 Keb. 838 186, 404 Kunckle v. Kunckle, 1 Dall. 364 I54 153 Kyle, in re, 2 Jur. 760 j23 V. Kavanagh, 103 Mass. 356 195 Kynaston v. Jones, Styles, 97 278 TABLE OF CASES. xlix Ladd V. Lord, 86 Vt. 194 613 Lady Wenmaii v. Mackenzie, 5 El. & Bl. 447 619 Laing v. Todd, 13 C. B. 276 203 Lamar v. Nicholson, 7 Porter, 158 "... 43 Lambard v. Kingsford, Lutw. 558 ; 589 Lamphire v. Cowan, 39 Vt. 420 . 179, 189, 191, 254, 265, 266, 267, 352 362, 383, 387, 414, 420, 433, 446. 485, 558, 576, 577 Lancaster v. Hemington, 4 Ad. & El. 345 312, 316 Langlej- v. Hickman, 1 Sandf. 681 148 Lanman v. Young, 31 Penn. St. 306 42 Lansdale v. Kendall, 4 Dana, 613 226, 289 Large v. Passmore, 6 Serg. & R. 51 47, 80, 87, 131," 133 Larkin v. Robbins, 2 Wend. 505 73, 75 Lathrop V. Hitchcock, 38 Vt. 496 238 Latimer v. Ridge, 1 Binn. 458 135, 151 Lattier v. Rachal, 12 La. An. 695 20, 172 Lattimore v. Martin, Addis. 11 84 Latuche v. Pasherante, 1 Salk. 86 17 Laurence v. Hodgson, 1 Younge & Jer. 16 427 Lazell 0. Houghton, 32 Vt. 579 84, 85 Leake v. Butler, Litt. 312 687 Lean v. Schutz, Wm. Bl. 1197 28 Learned v. Bellows, 8 Vt. 79 139, 307 Leavitt «. Comer, 5 Cush. 129 358, 363, 365, 568, 570 Lee V. Elkins, 12 Mod. 585 . 193, 204, 206, 399, 405, 456, 465, 483, 560, 689 ». Hemmingway, 3 Nev. & M. 860 ) .^ V. Hemmingway, 3 L. J. K. B. 124 I V. Lingard, 1 East, 400 216, 684 V. Tillotson, 24 Wend. 337 71 Leeds v. Burrows, 12 East, In 40, 42 Leggo ». Young, 16 Q. B. 626 563 Leominster v. Worcester R.R. Co., 7 Allen, 38 . . 100, 276, 463, 482 Leonard v. House, 15 Geo. 473 40, 73, 230 Libtral v. Field, 1 Keb. 885 31 Ligon». Ford, 5'Munf.'lO 71,143, Lile V. Barnett, 2 Bibb, 167 112 Linch V. Clemence, Lutw. 671 204 Lincoln v. Whittendon Mills, 12 Mete. 31 388, 398 Lindsay v. Lindsay, 11 Irish C. L. Rep. 311 388 Lindsey v. Aston, 2 Bulst. 38 456 Linfield v. Feme, 3 Lev. 18 417 Lingood v. Croucher, 2 Atk. 396 544 V. Eade, 2 Atk. 601 166, 189, 190, 191, 192, 389, 397, 576, 618 d 1 TABLE OF CASES. Lingood, ex parte, 1 Atk. 240 529 Linnen v. Williamson, Rolle's Abr. Arb. K. 16 553 Linsey v. Ashton, Godbold, 255 594 Little V. Newton, 9 Dowl. 437 152, 163, 167, 167 V. Silverthorne, 2 Penning. 680 Ill, 112 Livermore ». Jamaica, 23 Vt. 363 196 Livingston v. Ralli, 24 L. J. Q. B. 269 1 gj V. Kalli, 5 E. & B. 132 S Lock ». Vulliamy, 2 N. & M. 336 252 Lockhart v. Kidd, 2 Rep. Const. Ct. 217 164 Lookwood V. Smith, 10 W. R. 628 570 Logsdon V. Roberts' Ex'ors, 3 Monr. 255 19, 43, 61, 62 Londonderry & Enniskillen Railway Co. v. Leishman, 12 Beav. 423 . 620 Lord V. Hawkins, 2 Hurl. & Nor. 55 268 V. Lord, 5 El. & Bl. 404 152 Lord Lonsdale v. Littledale, 2 Ves. Jr. 451 620 Lord Montgomery v. Buckley, Joddrell's MSS., 1 Coop. C. C. 418 . 615 Loring v. Alden, 3 Mete. (Mass.) 676 63, 82 V. Whittemore, 13 Gray, 228 194, 518, 565, 691, 601 Love V. Honeybourne, 4 Dowl. & Ry. 814 21, 434 Lowenstein v. Mcintosh, 87 Barb. 261 11, 13 Lower V. Lower, Rolle's Abr. Arb. E. 20, & H. 11 393 Lowes V. Kermode, 8 Taunt. 146 592 Lumley u. Hutton, Cro. Jac. 447 663 Lupart V. Welson, 11 Mod. 171 578, 686 Lutz V. Linthicum, 8 Peters, 178 118, 119, 126 Lyle u. Clason, 1 Caines, 323 322 V. Rodgers, 6 Wheat. 394 358, 427, 430, 458, 467 Lyman v. Arms, 5 Pick. 213 210, 211, 213 Lyon V. Blossom, 4 Duer, 318 241 M. MacArthur v. Campbell, 6 B. & Ad. 618 288, 289 V. Campbell, 2 Ad. & El. 62 643 Mackay, ira re, 2 Ad. & El. 356 191,211 V. Bloodgood, 9 Johns. 285 8 Mackey v. Neill, 8 Jones, Law, 214 162 Mackintosh v. BIyth, 1 Bing. 269 624 Macquen v. Nottingham Caledonian Society, 9 C. B. N. s. 793 . . 136 Madison Ins. Co. v. Griffin, 3 Ind. 277 6, 161 172 288 Maloney v. Stockley, 2 Dowl. n. s. 122 351 V. Stockley, 4 Man. & Gr. 647 206, 460 Manley v. Bray, 11 Jur. 521 543 Manlove v. Thrift, 5 Munf. 492 . . . 84 TABLE OF CASES. H Mansell v. Burredge, 7 Term, 352 • . 679, 584 Manser v. Heaver, 2 Barn. & Ad. 295 389, 392, 473 Maples V. Avery, 6 Conn. 20 587 March v. Eastern Railroad, 40 N. H. 548 89, 91 Marco V. Liverpool & London F. & L. Ins. Co., 35 N. Y. 664 . . 617 Marder v. Cox, Cowp. 127 463 Markham v. Jennings, RoUe's Abr. Arb. 254, 263 425 Marks V. Marriot, 1 Ld. Raym. 114 192, 279, 611, 664, 586 Marks v. Marryott, 1 Lutw. 524 284 Marsack v. Webber, 6 Hurl. & Nor. 498 577 Marseilles v. Kenton's Ex'ors, 17 Penn. St. 238 .... 230, 233, 235 Marsh, in re, 16 L. J. Q. B. 330 135, 296 V. Bulteel, 5 Barn. & Aid. 607 230, 683, 598 V. Hutchinson, 2 Bos. & P. 226 28 ». Packer, 20 Vt. 198 266 V. Wood, 9 Barn. & Cr. 659 30, 527 Marshall v. Dresser, in re, 3 Q. B. 878 414, 421, 469, 612 V. Piles, 3 Bush (Ky.), 249 632 V. Powell, 9 Q. B. 779 224, 225 Martin v. Burge, 4 Ad. & El. 973 612 V. Chapman, 1 Ala. 278 61 V. Thornton, 4 Esp. 180 572 V. Thrasher, 40 Vt. 460 8 V. Williams, 13 Johns. 264 204, 459 Massey v. Thomas, 6 Binn. 333 47, 66, 432 Massy v. Aubrey, Sty. 365 410 Mason v. Bridge, 14 Maine, 468 39 0. The Stokes Bay Railway Co., 32 L. J. Chy. 110 .... 606 Masters v. Gardener, 5 Jones, Law, 298 60 Matson v. Trower, 1 Ryl. & M. 17 128, 252 Matthews v. Matthews, 2 Curtis C. C. 106 557 Matthew v. Davis, 1 Dowl. n. s. 679 54 V. OUerton, 4 Mod. 226 ; Comb. 218 106 Maule V. Maule, 4 Dow, 363 490 Maxfield v. Scott, 17 Vt. 634 70, 71, 77, 207 May V. Haven, 9 Mass. 325 160, 335 Maynard u. Frederick, 7 Cush. 247, . . . 131,133,136,141,153, 164, 155, 161, 162, 163, 172, 197, 463, 627 Mayo V. Gardner, 4 Jones, Law, 359. 36 Mayor of Ludlow «. Charlton, Ex. E. T. 1845 ; Russell on Arb. 3d ed. 21, 26 19 Mayor, &c. , of New York u. Butler, 1 Barb. 325 . . 124, 126, 464, 478, 491 Mays V. Cannell, 24 L. J. C. P. 41 199, 202 McAdam's Ex'ors v. Stillwell, 1 Harris, 90 44, 47, 50, 80 M'AHister u. M'Allister, 1 Wash. 193 141 McAvoy V. Long, 13 111. 147 38 Hi TABLE OF CASES, McBride v. Hagan, 1 Wend. 326 8, 9, 54, 459, 471 McCahan v. Reamey, 33 Penn. St. 535 87 McCall V. Crouslllat, 6 Serg. & R. 167 77 M'Can V. OTerrall, 8 CI. & Fin. 30 235 McCIendonu. Kemp, 18La. An. 162 46,50 McClure v. Guliek, 2 Harrison, 340 80 McComb V. Turner, 14 Sm. & M. 119 25, 29 MeCracken v. Clarke, 31 Penn. St. 498 54, 87 McCrary v. Harrison, 36 Ala. 579 159 McGheehen v. Duffield, 5 Penn. St. 497 232, 835 Mclnroy u. Benedict, llJohns. 402 153,154 McKeen v. Oliphant, 3 Harrison, 442 21 McKinney v. Page, 32 Maine, 518 39, 118, 125 McKinstry v. Solomons, 2 Johns. 57 243, 362, 394, 395, 398 McKnight v. Dunlop, 1 Seld. 637 146 V. McCullough, 21 Iowa, 111 81 M'Manus v. MoCulloch, 6 Watts, 357 52, 256, 579 MoMuUen v. Mayo, 8 Sm. & Mar. 298 50, 55 McNear v. Bailey, 18 Maine, 251 . 55, 63, 344, 845, 361, 362, 455, 603 McNeil V. Magee, 5 Mason, 244 . . . 193, 196, 445, 603, 604, 605, 607 McRae v. McLean, 2 El. & Bl. 946 333, 334, 335, 336 V. Robeson, 2 Murph. 127 141 McShane v. Gray, 13 Iowa, 504 176 Mechanics' Bank v. Fisher, 1 Rawle, 341 78 Meloy V. Dougherty, 16 Wise. 269 620 Merchants' Bank v. Rawls, 21 Ga. 334 19 Meredith u. AUeyn, 1 Salk. 138 589 Merrill v. Gold, 1 Cush. 457 70, 207, 212 Merritt v. Merritt, 11 111. 665 65 !). Thompson, 27 N.Y. 225 67 Metcalfe v. Ives, 1 Atk. 63 .... 640, 613 Michie, ex parte, 1 Mont. D. & De Gex, 181 ; 9 L. J. Bank. 28 . . 30 Mickles v. Thayer, 14 Allen, 114 301, 595, 620 Middleton v. Weeks, Cro. Jao. 200 356 Millar v. Criswell, 3 Barr, 449 16, 17, 18 Miller v. De Burgh, 4 Exch. 809 . 199, 401 V. Goodwin, 29 Ind. 46 •. . . 43 V. Moore, 7 Serg. & R. 164 ' 27 382 J). Pres't of Junction Canal Co., 58 Barb. 590 91 V. Robe, 3 Taunt. 461 g9g V. Van Anken, 1 Wend. 516 75 V. Vaughan, 1 Johns. 315 gg Mills V. Bowyer's Society, 3 Kay & J. 66 323 333 570 Milne V. Gratrix, 7 East, 607 '_ _ ' 230 Milnes v. Robertson, 24 L. J. C. P. 29 30 Mitchell V. Bush, 7 Cow. 185 56^ 221, 294 298 TABLE OF CASES. liii Mitchell w. Harris, 4 Bro. Ch. 311 89,90 V. Harris, 2 Ves. Jr. 129 640, 613 V. Staveley, 16 East, 58 845, 361, 363, 593 V. Wilhelm, 6 Watts, 259 172 Mole ». Smith, 1 Jac. & W. 673 17, 18 Monongahela Navigation Co. v. Fenlon, 4 Watts & S. 205 ... 92 Monosiet v. Post, 4 Mass. 532 44, 46 Montague v. Smith, 13 Mass. 396 173, 260 Moore v. Barnett, 17 Ind. 349 69, 170 V. Bedell, Rolle's Abr. Arb. B. 6, p. 247 204 V. Booth, 3 Ves. Jr. 350 134 V. Cockcroft, 4 Duer, 133 356, 661 V. Darley, 1 C. B. 445 288, 626 V. Ewing, Coxe (N. J.), 144 153, 170 Mooers v. Allen, 35 Maine, 276 73 Morewood v. Jewett, 2 Robertson, 496 118, 120 Morgan v. Birnie, 9 Bing. 672 104, 172 V. Bolt, 1 N. R. 271 152, 243 V. Man, 1 Lev. 127 592 V. Mather, 2 Ves. Jr. 15 186, 211, 215, 216, 316, 328, 536, 643, 613 V. Morgan, 1 Dowl. 611 101 V. Pindar, 3 Rep. in Ohy. 76 . 619 V. Smith, 1 Dowl. N. s. 617 198, 481, 483, 624, 626 Morley v. Newman, 5 Dowl. & Ryl. 317 188 Morphett, in re, 2 D. & L. 967 83, 119, 156, 184, 186, 211 Morris v. Morris, in re, 6 El. & Bl. 383 336 V. Ross, 2 Hen. & Munf. 408 314, 321 Morrison v. Buchanan, 32 Vt. 288 628, 631 Mortin v. Burge, 4 Ad. & El. 973 410 Morton v. Cameron, 3 Robertson, 189 491 Moulson V. Rees, 6 Binn. 32 328 Muckey u. Pierce, 3 Wis. 307 74 Mudy V. Osam Litt. 30 32, 203 Mulder u. Cravat, 2 Bay (S. C), 370 136 Muldrow j>. Norris, 2 Cal. 74 87 Mullins V. Arnold, 4 Sneed, 262 233, 241, 242 Mundy v. Black, 9 C. B. N. s. 557 144 Munro v. Alaire, 2 Caines, 320 . . . 65, 59, 60, 65, 283, 284, 379, 465 Munson v. Munson, 3 Day, 260 532 Murray v. Bruner, 6 Serg. & R. 276 428, 431 V. Gregory, 6 Exch. 486 602 Musselbrook v. Dunkin, 9 Bing. 605 136, 289 Mussina v. Hertzog, 5 Binn. 387 87 Myers v. Dixon, 2 Hall (Sup. Ct. N. Y.), 456 85 V. York and Cumberland R.R. Co., 2 Curtis C. C. 28 179, 208, 210, 214, 294 liv TABLE or CASES. N. Nagle V. Ingersoll, 7 Penn. St. 185 16 Neale v. Ledger, 16 East, 51 ,.243 Nelson v. Andrews, 2 Mass. 164 628 Nettleton B. Gridley, 21 Conn. 631 73,162 Newburyport Marine Ins. Co. v. Oliver, 8 Mass. 402 541 Newell V. Doty, 33 N. Y. 83 587 Newgate v. Degelder, 2 Keb. 10, 20, 24 230 Newland J). Douglass, 2 Johns. 62 332,642 Newsome v. Bowyer, 3 P. Wms. 37 28 Newton u. West, 3 Mete. (Ky.), 241 70 Nichols V. Grunnion, Hob. 49 378 V. Rensselaer County M. Ins. Co., 22 Wend. 129 205, 463, 454, 465, 475, 479, 483, 558, 683, 589, 627 Nickalls V. Warren, 6 Q. B. 615 142, 536 Nickels V. Hancock, 7 De Gex, Macn. & Gor. 300 403, 454, 606, 606, 607 Nicholls V. Jones, 6 Exch. 373 198, 199 Noble V. Peebles, 13 Serg. & E,. 319 53, 54, 59 North Yarmouth «. Cumberland, 6 Greenl. 21 578, 612 V. Savage, 10 Maine, 455 172, 174, 206 Norton v. Mascall, 2 Rep. in Chy. 304 606 Norwich V. Norwich, 3 Leon. 62 203, 204, 456 Nott V. Long, 9 Geo. H., B. R. cited in 1 Wils. 28 388 0. Oakes V. Moore, 24 Maine, 214 42 Gates V. Bromil, 1 Salk. 75 257 V. Bromil, 6 Mod. 176 257, 283, 284, 585 Offut V. Proctor, 4 Bibb, 252 537 Oglander v. Baston, 1 Vern. 396 511 Okison V. Flickinger, 1 Watts & S. 257 47 Olcotti). Wood, 14N. Y. (4Kern.) 32 55 Oldfield V. Wilmer, 1 Leon. 140, 304 405, 483, 660 Onion V. Robinson, 15 Vt. 610 379 Orcutt V. Butler, 42 Maine, 83 59, 66, 453, 460, 481, 484 O'Reilly v. Kerns, 52 Penn. St. 214 92 Ormelade v. Coke, Cro. Jac. 354 340, 378, 589 Orr V. Hadley, 36 N. H. 576 61, 516 Ott V. Schroeppel, 6 N. Y. 482 252, 262, 340. 341, 345, 849, 350, 351, 356, 361, 362, 365, 372, 495 Overly's Ex'ors v. Overly's Devisees, 1 Mete. (Ky.) 117 ... 19, 48 Overton v. Alpha, 13 La. An. 558 Ill TABLE OP CASES. Iv Owdy V. Gibbons, Comb. 100 104, 172 Owen V. Boerum, 23 Barb. 187 60, 259, 279, 391 V. Hurd, 2 Term, 643 33 Oxenham v. Lemon, 2 Dowl. & Ry. 461 506 P. Packer v. French, Hill & Den. 103 150 Page V. Foster, 7 N. H. 392 55, 511, 603 V. Monks, 6 Gray, 492 70, 205, 207 V. Pendergast, 2 N. H. 233 271, 272, 599 Paine v. Ball, 3 Mass. 235 29 V. Paine, 15 Gray, 299 . 187, 386 Palmer v. Davis, 28 N. Y. 242 27, 28, 29, 56, 381 ». Green, 6 Conn. 14 63 Pancoast v. Curtis, 1 Halst. 416 287 Parker v. Burroughs, CoUe's Pari. Ca. 257 100, 108 V. Crammer, 1 Penning. 271 Ill, 112 V. Parker, Cro. Eliz. 448 281 Parkes v. Smith, 15 Q. B. 297 93 Parkinson v. Smith, 30 L. J. Q. B. 178 626 Parmelee v. Allen, 32 Conn. 116 453, 454, 480 Parnellu. King, Rice (S. C), 376 73 Parr». Wintringham, 28 L. J. Q. B. 123 105 ■ Parsons v. Aldrich, 6 N. H. 264 .... 285, 362, 442, 446, 447, 589 V. Parsons, Cro. Eliz. 211 548 Patten v. Hunnewell, 8 Greenl. 19 147 Patterson ». Baird, 7 Ired. Eq. 255 662 V. Leavitt, 4 Conn. 50 162 Patton V. Baird, 7 Ired. Eq. 255 228, 266, 448 Pascoe V. Pascoe, 3 Bing. N. C. 898 197, 585 Passmore v. Pettit, 4 Dall. 271 123, 151, 247 Paull !). Paull, 2 Or. & M 235, 2 Dowl. 346 278, 543 Payne v. Bailey, 7 Moore, 147 323 V. Cook, cited in 1 Taunt. 548 340 V. Massey, 9 J. B. Moore, 666 214 Pearson v. Fiske, 2 Hilton, 146 145 V. Henry, 5 Term, 6 21, 488 V. Morrison, 2 Serg. & R. 20 16 Peck V. Wakeley, 2 McCord, 279 243 V. York, 47 Barb. 131 146, 147 Pedley v. Goddard, 7 Term, 73 389, 394, 416, 626 Pennell v. Walker, 26 L. J. C. P. 9 205 Penniman v. Rodman, 13 Mete. 382 .. . 65, 193, 194, 195, 603, 604 People u. McGinnis, 1 Parker Cr. Ca. 387 55, 67, 112 Ivi TABLE OF CASES. People V. Onondaga Common Pleas, 1 Wend. 314 74 V. Townsend, 5 How. Pr. 315 131 Pepper v. Gorham, 4 Moore, 148 145, 636 Percival v. Herbemont, 1 M'MuUan, 59 91 Pering v. Keymer, in re, 3 Ad. & El. 245 ■ 157 Perkins v. Giles, 53 Barb. 342 434, 541 V. Wing, 10 Johns. 143 264, 282, 284, 287 Perriman v. Steggall, 9 Bing. 679 136, 215, 315 Perry v. Berry, 3 Bulstr. 62 449 V. Mitchell, 2 Dowl. & Low. 452 413, 420 V. Moore, 2 E. D. Smith, 32 104, 105, 172 V. Nicholson, 1 Burr. 278 490, 587, 588 Peters' Adm'r v. Craig, 6 Dana, 307 230, 236 Peters v. Johnson, 3 Har. & J. 291 84 V. Newkirk, 6 Cow. 103 118, 125 V. Pierce, 8 Mass. 398 627 Peterson «. Ayre, 23 L. J. C. P. 129 . 145 V. Loring, 1 Greenl. 64 160 Petit V. Wingate, 25 Penn. St. 74 58 Phelps V. Goodman, 14 Mass. 252 330 Philbrick V. Preble, 18 Maine, 255 50, 256, 257, 458, 517 Phillips V. Evans, 12 Mee. &. W. 309 825, 568 V. Knightly, Fitzg. 272 204, 554, 589 Phippen v. Stickney, 3 Meto. 384 156, 163 Phipps V. Ingram, 3 Dowl. 669 534, 536 Pickering v. Pickering, 19 N. H. 389 555, 587. V. Watson, 2 W. Bl. 1118 193, 465 Pierce v. Pierce, 30 Maine, 113 45 Pike V. Gage, 9 Foster, 461 135 Pilmore v. Hood, 8 Dowl. 21 617 Pinhorn v. Tuckington, 3 Camp. 468 584 Pinkny B. Bullock, 3 Lev. 413 417,481,483 Pitcher v. Eigby, 9 Price, 79 215, 489, 620 Pits V. Wardal, Godb. 164 204, 590 Piatt V. Smith, 14 Johns. 368 331, 375 Pleasants v. Ross, 1 Wash. 156 69, 322, 336 Plews V. Middleton, 6 Q. B. 845 126, 152 Plummer v. Lee, 2 Mee. & W. 495 413 V. Morrill, 48 Maine, 184 285, 589 Pollock V. Hall, 4 Dall. 222 77 Pomroy v. Gold, 2 Mete. 500 562, 567 Poole V. Pipe, 3 Rep. in Chy. 11, 20 606 Pope V. Bish, 1 Anst. 69 610 V. Brett, 2 Saund. 292 203, 410, 454, 456, 457, 481 Porters. Buckfield Branch R.R., 32 Maine, 539 221,627 V. Dickerman, 11 Grayi 482 71 TABLE OF CASES. Ivii Portland, Inhab's of «. Brown, 43 Maine, 223 193,446 Potter V. Day, Pract. Reg. C. B. 47 525 V. Newman, 4 Dowl. 604 323 V. Sterrett, 24 Penn. St. 411 206, 235 Power B. Power, 7 Watts, 205 230, 238, 234, 240 Pratt V. Hackett, 6 Johns. 14 259, 262, 280, 282, 283 V. Hillman, 4 Barn. & Cr. 269 310, 813 V. Salt, Ca. temp. Hardw. 161 625 Prentice sj. Reed, 1 Taunt. 161 199 President, &c. v. Van Reenan, 1 Knapp, Pr. C. Rep. 83 .... 283 Preston ». Whitcomb, 11 Vt. 47 195, 547, 549, 556 Price V. Hollis, 1 M. & S. 105 64, 262, 315 V. Kirby, 1 Ala. 184 46 ' V. Popkin, 10 Ad. & El. 139 184, 199, 211, 277, 612 V. White, 27 Mis. (6 Jones) 276 61 V. Williams, 1 Ves. Jr. 365 571 Primer v. Kuhn, 1 Dall. 452 57 Proctor V. Williamson, 29 L. J. C. P. l.W, and 8 C. B. n. s. 386 131, 166 Proprietors Fryeburg Canal v. Frye, 6 Greenl; 38 6, 13 Prosser v. Goringe, 3 Taunt. 425 199 Proudfoot V. Poile, 3 Dowl. & Low. 524 204 Pulliam ». Pensoneau, 33 111. 375 822, 570 Purdy V. Delavan, 1 Gaines, 320 .... 267, 879, 408, 415, 483, 437 Purslow V. Bailey, 2 Ld. Raym. 1039 180, 678, 680, 691 Pusey V. Desbouvrie, 8 P. Wms. 815 507, 609 Q. Quimby u. Melvin, 28 N. H. 260 96,162 V. Melvin, 35 id. 198 96 R. Raguet t>. Carmouche, 6 La. An. 133 46, 50 Rainforth v. Hamer, 25 L. T. 247 427 Rand u. Reddington, 13 N. H. 72 . .* 639 Randal v. Gurney, 8 Barn. & Ad. 252 134 Randall v. Randall, 7 East, 81 840, 350, 360, 863 Randel v. Chesapeake & Delaware Canal Co., 1 Harringt. 233 ... 91 Ranney v. Edwards, 17 Conn. 309 246, 247 Rauck V. Becker, 12 Serg. & R. 412 87 Ravee v. Farmer, 4 Tenn. 146 498, 606, 672, 599 Rawling v. Wood, Barnes, 64 266 Iviii TABLE or CASES. Reed V. Stookwell, 34 Vt. 206 71 Rees V. Waters, 16 Mee. & W. 263 185, 358, 356, 463, 612 Reeves «. GofF, 1 Penning. 143 111,112,162 Regent's Canal Co. u. Ware, 26 L. J. Chy. 666 605 Relyea J). Ramsay, 2 Wend. 602 211,233,236 Remington v. Morris, 2 Grant, 467 72 Renouil v. Harris, 2 Sandf. 641 70 Rex V. Bingham, 2 Tyrw. 46 528 17. Cotton, 3 Camp. 444 519 V. Davis, 9 East, 317 528 V. Fontainemoreau, 11 Q. B. 1028 625 V. Hallett, 20 L. J. M. C. 197 133 V. Hanks, 3 Car. & Payne, 419 132 V. Hill, 7 Price, 636 19 V. JSTewman, 1 Wils. 7 132 V. Whitaker, 9 Barn. & C. 648 162 Reynolds v. Askew, 5 Dowl. 682 615 V. Caldwell, 51 Penn. St. 298 92 V. Roebuck, 37 Ala. 408 175 Rhodes v. Baird, 16 Ohio St. 573 162 Rice V. Benedict, 18 Mich. 75 388 V. Clarke, 8 Vt. 104 85 Richards v. Brockenbrough's Adm'r, 1 Rand. 449 244 V. Drinker, 1 Halst. 307 340, 346, 353 Richardson v. Huggins, 23,1?. H. 106 . 178, 179, 180, 189, 212, 443, 480 V. Nourse, 2 Barn. & Aid. 287 314 ». Worsley, 6 Exch. 613 624 Richter v. Chamberlin, 6 Binney, 34 466 Bickard v. Patterson, 5 Harrington, 235 160 Ricketts v. Gurney, 7 Price, 699 134 Riddell v. Sutton, 5 Bing. 200 21, 643, 682 Rider v. Fisher, 5 Scott, 86 424 V. Fisher, in re, 3 Bing. N. C. 874 360, 367 Ridgen v. Martin, 6 Har. & J. 403 118, 126, 241, 243 Ridout V. Pain, 3 Atk. 486 314 V. Pye, 1 Bos. & P. 91 132, 133 Rigdcn V. Martin, 6 Har. & J. 403 118, 124, 125 Ringer v. Joyce, 1 Marsh. 404 146, 160 Risden v. Inglet, Cro. Eliz. 838 340 Risori V. Berry, 4 Rand. 275 241, 246 Rivers v. Walker, 1 Dall. 81 ' 119 Kixford V. Nye, 20 Vt. 132 .. . 61, 254, 267, 276, 286, 352, 414, 437, 440, 446, 463, 680 Robbins t). Stand;ird, Sid. 327 598 Roberts v. Eberhardt, 27 L. J. C. P. 70 592, 694 V. Marriett, 2 Saund. 190 192 TABLE OP CASES. lix Roberts ». Marriot, 2 Saund. 183 592 V. Newbold, Comb. 318 25 Robertson v. McNiel, 12 Wend. 578 .. . 231, 444, 445, 446, 514, 565 Robison v. Calwood, 6 Mod. 82 279, 585 Robson & Railston, in re, 1 Barn. & Ad. 723 344, 498 Robinson v. Hawkins, 38 Vt. 693 79 V. Henderson, 6 M. & S. 276 626 V. Moore, 17 N. H. 479 181, 194 V. Morse, 26 Vt. 392 494, 497, 506 V. Morse, 29 Vt. 404 66 Robson V. , 2 Rose, 50 20, 30 Rochester v. Whitehouse, 15 N. H. 486 42 Rock V. Slade, 7 Dowl. 22 26 Rodham v. Stroher, 3 Keb. 830 589 Roe d. Wood v. Doe, 2 Term, 644 244, 623 Rogers v. Dallimore, 6 Taunt. Ill 823 V. Kenwrick, Quinoy, 63, 64 515 V. Playford, 12 Penn. St. 181 87 V. Tatum, 1 Dutcher, 281 225 Rogers' Heirs v. Hall, 6 Humph. 29 74 Roloson V. Carson, 8 Md. 208 118 Roosevelt v. Thurman, 1 Johns. Chy. 220, 226 297 Ropert). Levi, 21 L. J. Exch. 28 585,595 Rose V. Redfern, 10 W. R. 91 626 Ross V. Boards, 8 Ad. & El. 290 184, 211, 352 V. Clifton, 9 Dowl. 356 54, 199 V. Watt, 16 111. 99 59 Rosse V. Hodges, 1 Ld. Raym. 288 432, 552 Round t). Hatton, 10 Mee. & W. 660 - . . 196 Rous V. Lun, 1 Keb. 569 203, 394 Routh V. Peach, 3 Anst. 637 191, 620 Routledge v. Carruthers, 4 Dow, 892 490 Rowe V. Sawyer, 7 Dowl. 691 544 V. Williams, 97 Mass. 163 91, 93 V. Wood, 1 Jac. & Walk. 815 508 V. Young, 2 Ball & Beatty, 165, per Bailey, J., 233 ... . 589 Rowley v. Young, 3 Day, 118 239 Kowsby V. Manning, 3 Mod. 331 284, 585 Royston v. Rydall, RoUe's Abr. Arb. H. 8, p. 250 .... 185, 404 Rudder v. Price, 1 H. Bl. 547 579 Rudston V. Yeates. March. Ill, 141 4 V. Yeates, 1 RoUe's Abr. Arb. A. 268 4 Rule V. Bryde, 1 Exch. 151 849 Rurasev v. Leek, 5 Wend. 20 27, 29 Rundeil v. La Fleur, 6 Allen, 480 . . 214, 279, 287, 294, 296, 299, 696 Russell, ex parte, 1 Rose, 278 134 Ix TABLE OF CASES. Rnssell v. Gray, 6 Serg. & R. 145 84, 172, 206 V. Headington, 1 Stark. 13 ^^^ V. Lane, 1 Barb. 519 P V. Pelegrini, 6 E. & B. 1020 93 Ruston V. Dunwoody, 1 Binn. 42 234 Rutter, ea; parte, 3 Hill, 464 147,148 Ryan v. Dougherty, 30 Cal. 218 Rybott V. Barren, 2 Eden C. C. 131 544, 621 149 74 S. Saccum v. Norton, 2 Keb. 865 235 Sackett v. Owen, 2 Chitty's Rep. 39 602 Saffle V. Cox, 9 Humpli. 142 74 Salkeld «. Slater, 12 Ad. & E. 767 171,247 Sallowes v. Girling, Cro. Jac. 278 ... 261 V. Girling, I'elv. 203 159, 347 Salmon v. Watson, 4 Moore, 73 488 Saraon's Case, 5 Rep. 77 6 433 Samon v. Pit, Rolle's Abr. Arb. B. 7, p. 243 203 Samuels. Cooper, 2 Ad. & El. 752 138,143,346,612 Santee v. Kleister, 6 Binn. 36 374 Sargeant v. Butts, 21 Vt. 99 538 Savage v. Gulliver, 4 Mass. 171 213 Sawyer v. Fellows, 6 N. H. 107 51, 258, 516 V. Freeman, 35 Maine, 542 182, 459, 475, 477 Scales V. East London Water Works, 1 Hodges, 91 615 Scale V. Fothergill, 8 Beav. 361 489 Scarborough v. Reynolds, 12 Ala. 252 11, 15 Schenck v. Voorhees, 2 Halst. 383 228 Schoff V. Bloomfield, 8 Vt. 472 12, 86, 556 SchoolDistrictw. Aldrich, 13N. H. 140 628 Schultz V. Halsey, 3 Sandf. 405 154, 161 Schuyler «. Van der Veer, 2 Caines, 235 . . . 205,408,409,428,431, 437, 481, 482, 485, 577 Schuylkill Bank v. Macalester, 6 Watts & S. 147 78 Scott V. Avery, 5 H. of L. Ca. 811 93, 94 V. Avery, 8 Exch. 487 93 V. Barnes, 7 Barr, 134 69, 64 V. Liverpool Corporation, 28 L. J. Chy. 230 40, 620 V. Van Sandau, 6 Q. B. 237; 1 Q. B. 102 . 122, 123, 141, 312, 402 V. Wray, 1 Rep. in Chy. 45 606 Scudder v. Johnson, 5 Mis. 551 242 Seal V. Crowe, 3 Lev. 164 690 TABLE OF CASES. Ixi Seamans v. Pharo, 1 South, 123 160 Searle v. Abbe, 13 Gray, 409 515 Sears v. Vincent, 8 Allen, 607 441, 522, 526, 680, 632 Seecombe v. Babb, 6 Mee. & W. 129 625 Secor V. Law, 9 Bosw. 168 209 Seckham v. Babb, 8 Dowl. 167 211, 461, 464 Selby V. Gibson, 1 Har. & J. 862 119 V. Russell, 12 Mod. 139 888, 389 Sellick V. Addams, 15 Johns. 197 . 56, 65, 174, 264, 280, 281, 510, 618, 516 Shaifer v. Baker, 88 Ga. 135 185 Sharman v. Bell, 5 Maule & Selw. 604 296, 313, 815 Sharpe v. Hancock, 7 Man. & Gr. 864 199, 547, 584 Sharp u. Lipsey, 2 Bailey, 113 245,247 V. Woodbury, 18 Iowa, 196 695 Shaw V. Hatch, 6 N. H. 162 88 V. Pearce, 4 Binn. 485 224 V. Pitt, W. R. 616, cited in Russell, 3d ed. p. 448 570 Shearer v. Handy, 22 Pick. 417 184, 212, 463, 657 V. Mooers, 19 Pick. 808 80, 526, 576 Shelf V. Bailey, Com. R. 188 14, 204 Shelley v. Wright, Wills. 9 689 Shelling v. Farmer, 1 Strange, 646 620, 666 Shelton v. Alcox, 11 Conn. 240 611, 516, 518, 524, 582 Shephard v. Watrous, 3 Caines, 166 84, 270 Shepherd v. Brand, Cases temp. Hardwicke, 53 636, 625 V. Ryers, 15 Johns. 497 511 Shermer v. Beale, 1 Wash. 11 88, 84 Sherron v. Wood, 5 Halst. 7 642, 643, 596 Sherry v. Oke, 8 Dowl. 349 186 V. Richardson, Pop. 15 401, 449 Shields V. Renno, 1 Overt. 313 241 Shippen's Lessee v. Bush, 1 Dall. 251 84 Shirley v. Shattuck, 4 Cush. 470 265, 348, 422, 463, 627 Shockey's Adm'rs v. Glasford, 6 Dana, 9 51, 59, 83, 86, 121 Short V. Pratt, 6 Mass, 496 153, 155, 161, 162 Shryock v. Morton, 2 Marsh. 563 112 Silmser v. Reddeld, 19 Wend. 21 68 Simmonds v. Swaine, 1 Taunt. 648, .... 186, 340, 342, 393, 405, 406, 425, 483, 483, 560 Simon v. Gavil, 1 Salk. 74 268, 553 Simpson v. McBee, 3 Dev. 631 80 Sinclair v. Tallraadge, 36 Barb. 602 89 Sisk V. Garey, 27 Md. 401 332, 535, 542, 543, 595, 609 Sizer v. Burt, 4 Denio, 426 145 Skeels v. Ohickering, 7 Mete. 316 895 Ixii TABLE OF CASES. Skeete, in re, 7 Dovvl. 618 203 SkiUings V. Coolidge, U Mass. 43 46, 402, 437, 439 Skinner v. Andrews, 1 Saund. 169 585, 592 Skipper V. Grant, 10 C. B. 237 184 Skipworth V. Skipworth, 9 Beav. 135 476, 477, 483 Slack V. Buchanan, 1 Peake, N. P. C. 7 567 Sloan V. Smith, 1 Denio, 440 HI. 112 Slowman v. Wiggins, 6 C. B. 276 136 Small V. Thurlow, 37 Maine, 79 225, 504 Smalley v. Blackburn Railway Co., 2 Hurl. & Nor. 158 . 194, 493, 511 Smith V. Barse, 2 Hill, 387 . ' v • ^3, 74 u. Bossard, 2McCord's Chy. 406; 15 V. Boston, Concord & Montreal E.E. Co., 36 N. H. 458 40, 93, 95, 96 V. Boston, Concord & Montreal K.R. Co., 36 N. H. 487 . 89, 91 V. Boston & Maine Railroad Co., 16 Gray, 521 296, 308, 309, 310, 811, 313 V. Briggs, 3 Denio, 73 94 V. Bullock, 16 Vt. 592 268 V. Cutler, 10 Wend. 689 330, 613 V. Demarests, 3 Halst. 195 382 V. Douglas, 16 III. 34 51 V. Hartley, 10 C. B. 800 262 V. Holcomb, 99 Mass. 552 504 u. Johnson, 15 East, 213 492 V. Jones, 1 Dowl. sr. s. 526 524 u. Kimball, 1 N. H. 72 46 V. Kincaid, 7 Humph. 28 72, 178 V. Kirfoot, 1 Leon. 72 587 V. Pollock, 2 Cal. 92 46, 50 V. Reece, 6 Dowl. & Low. 620 370, 371 V. Sainsbury, 9 Bing. 31 615 V. Smith, 4 Rand. 95 31, 315, 437, 438, 603 V. Smith, 28 111. 56 152, 226, 338 V. Sparrow, 16 L. J. Q. B. 139 134 V. Sweeny, 36 N. Y. 291 14, 206, 459, 468 V. Thorndike, 8 Greenl 119 214, 306 V. Troup, 7 C. B. 757 18 V. Trowsdale, 3 El. & Bl. 83 699 V. Van Nostrand, 5 Hill, 419 14, 15 V. Virgil), 33 Maine, 148 33, 207 Snodgrass v. Gavit, 28 Penn. St. 221 92 V. Smith, 13 Ind. 393 66 Snook V. Hellyer, 2 Chitty, 43 30, 203, 528 Soilleux V. Herbst, 2 Bos. & P. 444 29 TABLE OF CASES. Ixiii Solomon V. Maguire, 29 Cal. 227 64 V. Solomon, 28 L. J. Exch. 129 150, 615 Somers v. Balabrega, 1 Ball. 164 15 Soulsby V. Hodgson, 3 Burrows, 1474 167 Southard v. Steele, 3 Monr. 435 8 South Carolina R.R. Co. v. Moore, 28 Geo. 398 47 South Sea Company v. Bumstead, 2 Eq. Ca. Abr. 80 218, 219, 540, 610, 613 Spaulding v. Irish, 4 Serg. & R. 322 422 V. Warren, 25 Vt. 316 71, 208 Sparrow v. Carruthers, 2 Bos. & P. 226 28 Spear v. Hooper, 22 Pick. 144 437, 441 V. Myers, 6 Barb. 445 139, 145, 147 V. Stacy, 26 Vt. 61 298 Spence v. Eastern Counties Railway Co., 7 Dowl. 697 277 V. Stuart, 3 East, 89 134 Spencer v. Newton, 6 Ad. & El. 623 134 V. Spencer, 2 Younge & Jer. 249 494 Sperry v. Ricker, 4 Allen, 17 362, 363, 367 Spettigue !). Carpenter, 3 P. Wms. 361 145, 542 Spigurnell v. Jene, 1 Sid. 12 180 Spofford V. SpofFord, 10 N. H. 254 265, 267, 331, 379, 627 Spooner v. Payne, 16 L. J. C. P. 225 593, 600 Spruck V. Crook, 19 111. 415 214, 571 Squire v. Grevell, 6 Mod. 34 578 V. Grevett, 2 Ld. Raym. 961 193, 465, 553 Stafford v. Heskett, 1 Ward. 71 226 Stains V. Wild, Cro. Jac. 352 378' Stalworth v. Inns, 2 Dowl. & Low. 428 152, 153, 157, 572 V. Inns, 13 Mee. & W. 466 614 Standley v. Hemmington, 6 Taunt. 561 195, 550 Stanton v. Henry, 11 Johns. 133 261 State V. Jones, 2 Gill, 49 185, 198 V. Pitticrew's Ex'r, 19 Mis. 373 278 Stead V. Salt, 3 Bingh. 101 8 Steers v. Lashley, 6 Term, 61 489, 505 Steff V. Andrews, 2 Mod. 6 64, 295, 315 Steiglitz V. Egginton, Holt, 141 / „ V. Egginton, 8 Serg. & Lowb. 54 ) Stephenson v. Browning, Barnes, 56 625 Stephens u. Matthews, 1 Ld. Raym. 116 193,554 Stevenson v. Beeker, 1 Johns. 492 68 Steward v. East India Co., 2 Vern. 380 620 Stewart v. Cass, 16 Vt. 663 51, 52, 266, 514 V. Waldron, 41 Maine, 486 109 Stickles V. Arnold, 1 Gray, 418 254, 352, 414, 441 Ixiv TABLE OF CASES. Stiles V. Triste, 1 Sid. 54 383 Still V. Halford, 4 Camp. 17 529, 600 St. Martin v. Mestay^, 18 La. An. 320 79 Stokeley v. Robinson, 34 Penn. St. 315 15, 16, 18 Stokes V. Lewis, 2 Smith, 12 625 Stone V. Dennis, 3 Porter, 231 91 V. Knight, Latch. 207, Noy, 93 26 V. Phillips, 4 Bing. N. C. 87 345, 453, 454 Stonehewer v. Farrar, 6 Q. B. 730 199, 362, 438, 449, 487 Storey v. Blo.xham, 2 Esp. 503 592 Stork V. De Smith, Willes, 66 454 Strang ». Ferguson, 14 Johns. 161 628 Strangford v. Green, 2 Mod. 228 8, 9, 380 V. Palmer, 12 Mod. 234 380 Stratton v. Green, 8 Bing. 437 623 V. Mason, 15 Pick. 508 201 Strawbridge v. Funstone, 1 Watts & S. 517 54 Street v. Rigby, 6 Ves. Jr. 815 89, 91, 96, 131 Strike v. Benstey, 1 Lutw. 525 590 Strodes v. Patton, 1 Bro<;k. 228 19, 20, 23 Strong V. Beroujon, 18 Ala. 168 25 V. Elliot, 8 Cow. 27 538 . V. Strong, 9 Cushing, 560 . 102, 108, 172, 265, 332, 347, 348, 350, 355, 362, 391, 409, 423, 424, 446, 448, 534 Strutt V. Rogers, 7 Taunt. 212 463, 623, 624 Stuart V. Nicholson, 3 Bing. N. C. 113 602 Sudam v. Swart, 20 Johns. 476 149, 150 Summerville v. Painter, 44 Penn. St. 110 33 Sumner r. Brown, 34 Vt. 194 207, 208 Sumpter v. Murrell, 2 Bay, 450 321 SutclifFe V. Brooke, 15 L.J. Exch. 118 586 Sutherland v. Rose, 47 Barb. 144 435 Sutton V. Dickenson, 9 Leigh, 142 206 V. Tyrrell, 10 Vt. 91 229, 233, 235, 236 Swayze v. Kerkendall, 2 Penning. 660 112 Sweet V. Hole, Cas. temp. Finch, 384 606 Sweetser v. Kenny, 32 Maine, 464 214, 217, 218, 294 Swicard v. Wilson, 2 Rep. Con. Ct. 218 19 Swift V. Harriman, 30 Vt. 607 71 Swinford, in re, 6 Maule & Sel. 226 225 V. Burn, Gow N. P. 5 489 Sybray v. White, 1 Mee. & W. 435 487, 488 Symes v. Goodfellow, 2 Bing. N. C. 532 137 Symonds v. Mayo, 10 Cush. 39 63 V. Mills, 8 Taunt. 526 561 TABLE OF CASES. IxV Talbot V. MoGee, 4 T. B. Monroe, 377 15 Tallman v. Tallman, 5 Cush. 325 22, 24, 850, 362, 446, 631 Tandy v. Tandy, 9 Dowl. 1044 194, 211, 397, 454, 472, 612 Tattersall v. Groote, 2 Bos. & Pul. 131 90, 91 Taylor v. Coryell, 12 Serg. & R. 243 8 V. Lady Gordon, 9 Bing. 570 623 V. Marling, 2 Man. & Gr. 55 527, 628 V. Parry, 1 Man. & Gr. 604 55 V. Sayre, 4 Zab;-. 647 71 V. Shuttleworth, 8 Dowl. 281 199, 482, 628 Teale ». Younge, McLel. & Y. 497 312 Tebbutt V. Ambler, 2 Dowl. N. s. 677 195 Temple, ex paHe, 2 Ves. & B. 395 134 Templeman and Reed, in re, 9 Dowl. 962 159, 449 Tetter v. Rapesnyder, 1 Dall. 293 164 Thaire v. Thaire, Palm. 109 261 Thayer v. Bacon, 3 Allen, 163 38 Thinne v. Rigby, Cro. Jac. 314 ... 194, 388, 406, 432, 454, 457, 481 Thomas v. Harrop, 1 Sim. & St. 624 . . 159, 278 V. Hewes, 2 C. & M. 519 17 ». Leach, 2 Mass. 152 29 V. Reab, 6 Wend. 503 68 Thomlinson 1). Arriskin, Com. Rep. 328 378,688 Thompson v. Charnock, 8 Term, 139 89 V. Mitchell, 36 MWue, 281 . 153, 154, 228, 260, 287, 290, 589 V. Noel, 1 Atk. 60 619, 606, 608 V. White, 4 Serg. & R. 135 79 Thomson v. Austin, 2 Dowl. & Ry. 358 668 Thoreau v. Pallies, 5 Allen, 354 446, 631 Thorp V. Cole, 2 Cr. Mee. & Ros. 367 . 169, 170, 388, 391, 412, 417, 419 V. Cole, 4 Dowl. 467 474, 489, 626 Thorpe v. Eyre, 1 Ad. & El. 926 512, 513, 521 Thrasher v. Haynes, 2 N. H. 429 66, 474, 476, 477 Threlfall v. Eanshawe, 19 L. J. Q. B. 334 577, 626 Thursby v. Helbert, Carth. 159 204, 466, 462 Tilford V. French, 1 Sid. 160 678, 587 Tillam V. Copp, 5 C. B. 211 115, 127, 130 Tinney v. Ashley, 15 Pick. 546 549, 551, 556 Tipping V. Smith, 2 Strange, 1024 269, 432 Tittenson v. Peat, 3 Atk. 529 543, 609, 613, 620 Titus V. Perkins, Skin. 247 409 V. Scantling, 4 Blackf. 89 43, 50 Tobey v. County of Bristol, 3 Story, 800 ... . 80, 89, 131, 134, 280 Ixvi TABLE OF CASES. Toby V. Lovibond, 17 L. J. C. P. 201 193, 310 Todd V. Barlow, 2 Johns. Chy. 5.51 642, 616 Tollit V. Saunders, 9 Price, 612 242 Tolman v. Sparhawk, 5 Mete. (Mass.) 476 51 Tomlin v. Mayor of Fordwicli, 6 Nor. & M. 594 53, 892, 394, 474, 481, 574, 583, 587 Tomlinson i>. Hammond, 8 Clarke, 40 67 Tompkins v. Corwin, 9 Cow. 255 583 Towne v. Jaquith, 6 Mass. 46 162, 272 Towns V. Wilcox, 12 Wend. 603 73 Townsend v. Masterson Stone Dressing Co., 15 N. Y. 687 ; . . . 87 Tracy v. Herrick, 25 N. H. 381 172, 174, 459, 460, 539, 540 Traversw. Lord Stafford, 2 Ves. Sen. 19 489 Tredwen v. Holman, 31 L. J. Exch. 398 93 Trew V. Burton, 1 Cr. & Mee. 633 226, 278, 329, 833 Tribe v. Upperton, in re, 3 Ad. & El. 295 416, 612 Trimingham v. Trimingham, 4 Nev. & Man. 786 498, 672 Trout V. Emmons, 29 111. 433 11 Trusloe v. Yewre, Cro. Eliz. 223 612 Tryer v. Shaw, 27 L. J. Exeh. 820 122 Tudor V. Peck, 4 Mass. 242 84 V. Scovell, 20 N. H. 174 174, 260, 264 Tunno v. Bird, 5 B. & Ad. 488 247 Turner v. Rose, 1 Ld. Kenyon, 893 625 V. Swainson, 1 Mee. & W. 672 181, 211, 898 V. Turner, 8 Russell, 494 345, 353 Tuscaloosa Bridge Co. v. Jemison, 33 Ala. 47§ 47 Tyler v. Dyer, 13 Maine, 41 48, 214, 217, 294, 463 V. Jones, 3 Barn. & Cr. 144 233 Tyson v. Robinson, 3 Ired. 333 226, 230, 232, 233 u. Underbill v. Van Cortlandt, 2 Johns. Chy. 339 41 V. Van Cortlandt, 17 Johns. 405. See Van Cortlandt v. Underbill 4j Underwood v. Bedford & Cambridge Railway Co., in re, 11 C. B. N- s. 442 275 Union Bank v. Mott, 18 How. Pr. 506 209 United States v. Ames, 1 Wood. & Min. 78, 76 30 314 u. Robeson, 9 Pet. 327 '93 Unsted v. Kidd, 1 Chitty R. 526 ! 626 Upton V. Upton, 1 Dowl. 400 jQg TABLE OF CASES. Ixvii V. Valentine v. Valentine, 2 Barb. Chy. 430 60, 52, 2.56, 579 Valle V. North Missouri R.R. Co., 37 Mis. 446 172, 269, 571 Van Alstyne v. Wimple, 4 Cow. 547 77 Van Antwerp v. Stewart, 8 Johns. 125 233 Van Buskirk v. Stow, 42 Barb. 9 209 Van Cortlandti). TJnderhill, 17 Johns. 405 .... 143,243,636,539 Vandenhoofu. Dean, 1 Mann. (Mich.) 463 71,73 Vanlore v. Tribb, Rolle's Abr. Arb. N. 1, p. 258 465 Van Slyke v. Lettice, 6 Hill, 610 76 Varney v. Brewster, 14 N. H. 49 231, 342, 343, 345, 487, 490, 607, 509, 577 Vasques, ex parte, 6 Cow. 29 80 Vaughn u. Graham, 11 Miss. 575 112 Veale v. Warner, 1 Saund. 327 ... 279, 378, 542, 643, 590, 597, 612 Vosburgh V. Bame, 14 Johns. 302 268 Vose V. How, 13 Meto. 243 627, 628 w. Waddle v. Dowiiman, 12 Mee. & W. 562 410, 423 Wade V. Dowling, 4 El. & Bl. 44 163, 594 V. Powell, 31 Geo. 1 15, 280 Waite V. Barry, 12 Wend. 377 386, 390, 420, 422, 597 Wakeman v. Dalley, 44 BarB. 498 600 Walker v. Frobisher, 6 Ves. Jr. 70 126, 199 V. Melcher, 14 Mass. 148 153, 155 V. Merrill, 13 Maine, 173 437, 463, 627 V. Sanborn, 8 Greenl. 288 214, 294, 300, 335 V. Walker, 1 Wins. (N. C.) No. 1269 214, 571 Waller v. King, 9 Mod. 63 122 Wallis V. Carpenter, 13 Allen, 19 101, 233 Walsh V. Gilmor, 3 Har. & J. 383 178 Walters v. Morgan, 2 Cox Chy. 369 50, 61, 603, 606, 607 Walton V. Swannage Pier Co., 10 W. R. 629 570 Waltonshaw v. Marshall, 1 H. & W. 209 247 Walworth County Bank v. Farmers' Loan & Trust Co., 22 Wis. 231 106 Warburton v. Storr, 4 Barn. & Cr. 103 230, 239 Ward V. American Bank, 7 Mete. 486 .. . 306, 813, 315, 838, 373, 566 V. Dean, 3 B. & Ad. 234 229, 323 V. Gould, 6 Pick. 291 226, 486, 562 V. HaU, 9 Dowl. 610 441, 469 Ixviii TABLE OF CASES. Ward V. Perram, 2 Ves. Sen. 315 620 V. Uncorn, Cro. Car. 216 36.5 Warfield v. Holbrook, 20 Pick. 531 356, 360, 361, 504, 612 Warley v. Beckwith, Hob. 218 473 Warner, in re, 2 Dowl. & L. 148 28, 381 Warren v. Green, Ca. temp. Finch, 141 211 Waterman v. Connecticut & Passumpsic Riv. K.R. Co., 30 Vt. 610 . 70, 207 Waters v. Bridge, Cro. Jae. 639 589 Watkins v. Philpotts, McLel. & Y. 393 277, 454, 470, 475 Watson V. Trower, Ryl. & M. 17 247 V. Watson, Sty. 28 ■109 Waugh V. Mitchell, 1 Dev. & Bat. Eq. 510 402 Wear v. Ragan, 30 Miss. 83 74 Webb V. Ingram, Cro. Jac. 663 442, 461 V. Taylor, 1 Dowl. & Low. 676 134 Webber v. Ives, 1 Tyler, 441 118, 124 Webster v. Lee, 5 Mass. 334 501, 502, 505, 506 Weed V. Ellis, 3 Caines, 253 26 Wellington v. Mackintosh, 2 Atk. 569 89, 131 WeUs V. Lain, 15 Wend. 99 43, 44, 46, 50, 73, 74 Wells, Matter of, 1 N. Y. Legal Obs. 189 131, 133 Wesson v. Newton, 10 Cush, 114 8 West V. Stanley, 1 Hill, 69 73 Westlake v. Collard, Bull. N. P. 7th ed. 236 &. . * 567 Weston V. Stuart, 2 Fairf. 326 19, 25, 26, 28, 67, 316 Westwood V. Secretary for India, 1 N. R. 262 93 Wharton v. King, 2 Barn. & Ad. 528 368, 405, 483, 560 Whatley v. Morland, 2 Dowl. 249 130, 150, 151, 536 Wheatley v. Martin's Adm'r, 6 Leigh, 62 . . . ' . . . 19, 20, 23, 234 Wheeler u. Van Houten, 12 Johns. 311 487, 495, 497, 506 White V. Fox, 29 Conn. 670 10, 47, 175 V. Gifford, Rolle's Abr. Auth. E. 4, p. 333 235 V. Kemble, 2 Penn. 349 224 V. Puryear, 10 Yerger, 441 224, 226, 226 V. Sharp, 12 Mee. & W. 712 169, 278 V. Story, 43 Barb. 124 57 White Mountains Railroad v. Beane, 39 N. H. 107 214, 294, 296, 297, 300 Whiteacre v. Pawlin, 2 Vern. 229 30 Whitehead B. Firth, 12 East, 166 . . . . 463 V. TattersaU, 1 Ad. & El. 491 252, 487, 488 Whitmore v. Le Ballistier, 35 Me. 488 214, 294 V. Smith, 31 L. J. Exch. 107 327, 542, 596 V. Smith, 6 Hurl. & Nor. 824 167 Whitney v. Cook, 6 Mass. 139 24, 631 TABLE OF CASES. Ixix Whitney v. Holmes, 15 Mass. 152 51, 511 Whittemore v. Whittemore, 2 N. H. 26 499, 602 Wightman v. Pettis, 29 Penn. St. 283 87 Wilcox V. Singletary, Wright, 420 8 Wild V. Holt, 9 Mee. & W. 161 269 Wilde V. Vinor, 1 Brownl. 62 231 Wiles V. Peck, 26 N. Y. 42 65, 532 Wilkinson v. Godefroy, 9 Ad. & El. 636 646 V. Page, 1 Hare, 276 54, 191, 346, 347, 368 Wilks V. Back, 2 East, 142 10, 12 Williams, in j-e, 4 Denio, 194 332,386,671,612 V. Craig, 1 Dall. 313 322 V. Hayes, 20 N. Y. 58 145 u. Jones, 6Man. &Ry. 3 310,313,315 V. Lewis, 3 Jur. n. s. 1324 ; 7 El. & Bl. 929 33 V. Moulsdale, 7 Mee. & W. 134 205, 361 B. Pasohall, 4 Dall. 285 321 V. Paschall's Heirs, 3 Yeates, 564 686 V. Walton, 19 Cal. 142 48 V. Warren, 21 111. 541 193 V. Williams, 11 Sm. & M. 393 602 V. Wood, 1 Dev. 82 43 Willingham v. Harrell, 36 Ala. 683 44 Wills V. Maccormick, 2 Wils. 148 542, 644 Wilson V. Constable, 1 Lutw. 636 585 V. Getty, 57 Penn. St. 266 62 V. King, 2 Cr. & Mee. 689 186 V. Wilson, 1 Saund. 327 280, 283 K. Young, 9 Barr, 101 16,18,19 Winch ». Saunders, 2 Rolle's Rep. 214, Cro. Jac. 684 388, 389, 391, 454, 456 Winn V. Nicholson, 7 C. B. 819 618 Winne v. Elderkin, 1 Chandl. 219 43, 60 Winship V. Jewett, 1 Barb. Ch. 173 Ill Wiusor ». Griggs, 5 Cush. 210 _ 14, 124 Winter v. Garlick, 6 Mod. 195 ' 626 V. Lethbridge, 13 Price, 533 199, 202, 316, 466 V. Munton, 2 Moore, 723 370, 612 V. White, 3 Moore, 674 674, 681 Winteringham v. Robertson, 27 L. J. Exch. 301 244 Withers v. Haines, 2 Barr, 435 46, 77 Withington v. Warren, 10 Meto. 431 320, 338, 568 Woglam V. Burnes, 1 Binney, 109 463 Wohlenberg v. Lageman, 6 Taunt. 250 63, 221, 412 Wood V. Adcoek, 7 Exch. 468 353 V. Auburn & Rochester R.R. Co., 4 Seld. 160 6, 10 Ixx TABLE OF CASES. Wood «. Griffith, 1 Swanst. 56 181,362,603,605,608 V. Holden, 45 Maine, 374 45 V. Hotham, 5 Mee. & W. 674 221 V. Leake, 12 Ves. Jr. 412 • .... 122 V. North Staffordshire Railway Co., 13 Jur. 466 609 V. O'Kelly, 9 East, 436 624, 626 V. Page, 37 Vt. 252 66, 72, 82 V. Shepherd, 2 P. & H. (Va.) 442 8, 9 V. Thompson, RoUe's Abr. Arb. F. 11, p. 249 203 • V. Wilson, 23 C. M. & R. 241 189, 190 , 211, .587 Woodbury v. Northy, 3 Greenl. 85 . 211, 214, 226, 229, 290, 571, 578, 580, 588 V. Proctor, 9 Gray, 18 84 Woodcroft !). Jones, 9 Dowl. 538 93 Woodrow V. O'Conner, 28 Vt. 776 Ill Woodruff V. Hurson, 32 Barb. 557 209, 210 Woodward v. Atwater, 3 Clarke, 61 53, 62 Woodworth v. Van Buskerk, 1 Johns. Ch. 432 150 Woolson V. Boston & Worcester Railroad Corporation, 103 Mass. 580 630 Worrall v. Deane, 2 Dowl. 263 613 Worrel v. Atworth, Sid. 858 389 Worthen v. Stevens, 4 Mass. 448 182, 212 Worthington v. Barlow, 7 Term, 453 21, 488 Wright & Cromford Canal Co., in re, 1 Q. B. 98 310 Wright, ex parte, 6 Cowen, 399 74 V. Graham, 3 Exch. 131 153 V. Raddin, 100 Mass. 319 49 V. Smith, 19 Vt. 110 290, 578, 580, 588 V. Wright, 5 Cow. 197 340, 345, 359, 362 Wrightson V. Bywater, 3 Mee. & W. 199 340, 341, 342, 343, 349, 350, 875, 381 Wyatt V. Benson, 23 Barb. 327 4 0. Curnell, 1 Dowl. sr. s. 327 350 Wyman v. Hammond, 55 Maine, 534 182 Wynn v. Bellas, 34 Penn. St. 160 46 Wynne v. Edwards, 12 Mee. & W. 708 364 V. Wynn6, 4 Man. & Gr. 253 647 Y. Yarborough v. Leggett, 14 Tex. 677 19 Yates V. Russell, 17 Johns. 461 75, 81, 161 Yeamans v. Yeamans, 99 Mass. 586 86 TABLE OF CASES. Ixxi York & Cumberland, R.R. Co. v. Myers, 18 How. (U. S.) 246 208, 294, 671 Young V. Bulinan, 13 C. B. 623 156, 625 V. Gye, 10 Moore, 198 624 V. Reynolds, 4 Md. 375 , . 125 V. Walter, 9 Ves. Jr. 364 .. . 54, 216, 219, 295, 296, 305, 315 PAET I. PAETIBS — THE SUBMISSION. AUBITEATION AND AWARD. CHAPTER I. PARTIES TO THE SUBMISSION. Must be competent to contract. Must have Power in relation to Sul^'ect-matter. Infants. Corporations. Selectmen. Overseers of the poor. Partners. Agents. 1. Principals not bound. 2. Principal bound, originally ; or by subsec[uent proceedings. 3. The Agent personally bound. Incidental powers of Agent authorized to submit. Submissions by Counsel in lis pendens. Executors and Administrators. Guardians. Husband and Wife ; Married Women. United States District Attorney. Assignees in Bankruptcy. Bankrupts. Persons having a Joint Interest. Persons bound in Severalty. Parties to a lis pendens. Duress. Must be Competent to Contract. — A submission is a contract ; consequently the parties must have a general legal capacity to contract. They must be of sound mind ; they must be of full age ; they must act freely and not under threats or duress. Must have Poiwer in relation to Subject-matter. — For the purposes of this especial contract, they must have such power 4 PARTIES TO THE SUBMISSION. in relation to the subject-matter of the submission as will enable them to carry into effect any orders which could be legally and properly laid upon them by the award.^ If parties enter into a submission concerning a subject- matter over which one of them has no authority, an award ordering such party to do that which he cannot lawfully do, will be of no effect whatsoever. It is a simple nullity. Thus, where a rehgious corporation, having no power to sell its real estate except with consent of the Supreme Court, submitted to arbitration the question of sale, and the arbitrators ordered the sale to be made, it was held that their award had no force or effect whatsoever.^ Infants. — The agreement of an infant to submit to arbitra- tion is like any other contract into which he might enter. There is an old English case in which his undertaking is declared absolutely void.^ But the later and conclusive au- thorities hold it to be only voidable.'^ The presumed incom- petency of the infant to have a proper care for his own interests will be kept by the courts within reasonable bounds. Thus, where an infant's claim for damage for an assault and battery had been submitted and the amount awarded had been paid him, in a subsequent suit brought by him for the same cause of action it was held that the jury should take into consideration the sum paid ; if they thought it sufficient com- pensation they should give only nominal damages ; if they thought it insufficient, they should make up the deficiency.^ Whether or not equity will decree an award to be binding upon an infant seems a matter of doubt, depending much upon the merits of the case.® There are instances in which it has 1 Bean v. rarnam, 6 Pick. 269; Brady v. Mayor of Brooklyn, 1 Barb. 584 ; Wyatt V. Benson, 23 id. 327. 2 Wyatt V. Benson, 23 Barb. 327. 3 Eudston V. Yates, March, 111, 141 ; 1 Eolle Ab. Arb. A. 268. ' Baker v. Lovett, 6 Mass. 78 ; Godfrey v. Wade, 6 Moore, 488 ; Harvey v. Ashley, 3 Atk. 607 ; Holt v. "Ward, Eitzgibbon, 175, 275; EusseU on Arb. 3d ed. 18; Britton v. "Williams, 6 Munf. 453. 6 Baker v. Lovett, 6 Mass. 78. 6 Russell on Arb. 19. PARTIES TO THE SUBMISSION. done so,^ and instances in which it has refused to do so.^ The objection to awards under submissions to whicla infants are parties is usually based upon the want of mutuality. Corporations. — A corporation may be a party to a submis- sion."' The custom is universal, and has been seldom ques- tioned. Such objections as have been made have usually been aimed at the manner in which the corporation has assumed to become hound. In England it is said that the reference must be an act of the corporate body ; and it has even been questioned whether an attorney would not require a special authority under the corporate seal to enable him to refer a cause.* In the United States formalities are less insisted upon. A power to " agree with the proprietor " of land " for the purchase," &c., was held to authorize an agreement to pay such sum as arbitrators should award ; and it was declared to be needless to inquire whether the power to direct the proceedings in the suit and to agree to a reference lay with the president and directors or with the stockholders ; for the corporation, being a party defendant in court, was represented by its counsel, and his agreement to refer would be presumed to be duly author- ized ; and the court refused, accordingly, to go behind it.^ Another case goes further in the same direction. A rail- road company, having power to buy lands at prices to be fixed by arbitrators, made H. their general agent, and he, with knowl- edge of the officers, created T. his aub-agent. H. and T. bought lands for the company and submitted the price to arbitration, and the financial officers were ordered to pay and did pay the sums awarded. By frequent repetition this became the estab- lished course of business. Held, that H. and T. could bind the ' Bishop of Bath & Wells v. Hippesley, cited in Harvey v. Ashley, 3 Atk. 607. 2 Cavendish v. , Eq. Ca. Ab. 49; s. c. IsCa. in Chanc. 279; Evans v. Cogan, 2 P. Wms. 450. 3 Brady v. Mayor of Brooklyn, 1 Barb. 584; Alexandria Canal Co. v. Swan, 5 How. (U. S.) 83; Russell on Arb. 21 ; Attorney-General v. Clements, 1 Turn. 6 R. 58. * Russell on Arb. 21, 5 Alexandria Canal Co. v. Swan, 5 How. (U. S.) 83. b PARTIES TO THE SUBMISSION. company by an agreement to submit, not alone because the company would be estopped to deny their authority, but be- cause the past conduct of the company had " actually con- ferred" the authority.! So again: Directors of an insurance company entered on their books a proposal to arbitrate a dis- puted claim and a request to the claimant to join with the secretary in selecting the arbitrators. Held, that the secre- tary's execution of a submission for the company under the corporate seal, was binding on the company.^ Where a committee assumes to submit on behalf of a cor- poration, and recites that it is " duly and legally" authorized to do so, the presumption is in favor of the existence of the authority. The fact that a vote empowering them to submit one matter is silent as to another matter which also they have submitted, will not by itself overcome this presumption ; for non constat that the authority was not conferred by some other vote or proceeding.^ Selectmen. — The powers of selectmen to submit to arbitra- tion on behalf of the town are not distinctly defined. Gener- ally their submissions have been upheld, as will be seen by the cited cases. Though in Connecticut it was said that under the general phrase " to superintend the general affairs of the town," it would be " difficult to find authority for submitting claims against it.* But selectmen having power " to audit and allow " claims, may submit such claims to reference.^ And selectmen, having statutory power to widen streets and to agree with the parties damaged, may enter into a submission with the abutters to determine the sums to be paid to or by them severally ; and such an agreement, signed by a committee of the selectmen, binds the town.^ So the common council, 1 Wood V. Auburn & Rochester K.R. Co., 4 Seld. (8 N. Y.) 160. 2 Madison Ins. Co. ij. GriflSn, 3 Ind. 277. ' Proprietors of Pryeburg Canal v. Prye, 5 Greenl. 38. * Griswold v. North Stonington, 5 Conn. 367. 5 Dix V. Town of Dummerston, 19 Vt. 262. ^ Inhabitants of Boston v. Brazer, 11 Mass. 447. PARTIES TO THE SUBMISSION. 1 » authorized to grade streets, to assess damages, and to collect the money, may bind the city by a submission to arbitration of questions arising out of the business. ^ Overseers of the Poor have no authority, virtute officii, to submit to arbitration the claim of a pauper.^ Partners. — The weight of authority" is clearly in favor of the rule that one partner cannot bind his copartners by a sub- mission to arbitration. A distinction has sometimes been drawn between submissions by parol and submissions under seal, as if the former might be valid, though the latter could not be so by reason of the doctrine that a partner cannot bind the firm by a deed or by any instrument under seal, save only a release of indebtedness. Where the submission has been by a sealed instrument, the courts have often avoided the difficulties of the general question, and sheltered themselves behind this principle. In many cases, however, even parol sub- missions have been held void ; and the text books usually pre- fer this view. The ground taken is, that a partner has implied authority to bind his copartners only in matters relating to the regular course of the partnership business, and that a reference to arbitration cannot be considered to be among such matters. Also that the copartners cannot be presumed to be willing to abandon their rights to seek justice through ordinary channels of the law, or to have authorized another to make such abandonment for them, unless some proof of the fact in the shape of a special authorization exists. Some few other authorities, all arising in the courts of the United States, take a contrary position, and give this power to a single partner. The cases are collected and as nearly as possible are classified in the foot-note.^ 1 Brady v. Mayor of Brooklyn, 1 Barb. 584, 2 Furbish v. Hall, 8 Me. (Greenl.) 315. 8 Parsons on Contracts, Vol. I. 191 ; Story on Partnership, §§ 114-116 ; Rus- sell on Arb. 20 ; CoUyer on Partnership, 238, 260 ; all deny generally the right of one partner to bind the firm. The following oases deny the right of one partner to bind by sealed instrument : Eastman v. Burleigh, 2 N. H. 484 ; Buchanan 8 PARTIES TO THE SUBMISSION. f But any manner of actual authority given to one partner by his copartners will suffice to empower that partner to bind the firm. Such authorization need not be in any formal shape ; so long as it is a distinct expression of the intent of the copartners to allow one to act for them in making such an agree- ment, it will be sufficient.^ Presence of the authorizing part- ners at the time of signature is not necessary ; but it seems that if they are not present at the time, the authority must have been previously given. And at any rate it will be too late for the non-signing partner to come forward and ratify after an award in his favor has been rendered, and thereby entitle him- self to obtain the benefits of the award when he has taken no part in the previous proceedings whereby he could have been held bound by it had it been against him.^ But even the actual presence of the non-signing partner at the time of the signa- ture by his copartner, is only evidence of his assent, and is not conclusive of the fact. Thus, where he .was a foreigner and it was proved that he understood English imperfectly and did not comprehend what was passing or what his partner was under- taking, he was held not bound by the submission.^ If only one partner submits, and does not profess to be act- ing on behalf of his copartner, the copartner will not be bound, V. Curry, 19 Johns. 137; Steiglitz v. Egginton, Holt, 141 ; 8 Serg. & Lowb. 54 ; McBride v. Hagan, 1 Wend. 326. In the following cases the negation of the power appears to be in general terms : Karthaus v. Fen-er, 1 Pet. 222 (the instrument in this case was a bond) ; Martin v. Thrasher, 40 Vt. 460 ; Wood v. Shepherd, 2 P. & H. ( Va.) 442; Buchoz v. Grandpau, 1 Mich. 367 ; Harrington V. Higham, 13 Barb. 660 ; Jones o. Bailey, 5 Cal. 345 ; Strangford v. Green, 2 Mod. 228 ; Stead o. Salt, 3 Bingh. 101 ; Burnell v. Minot, 4 Moore, 340. Some Massachusetts cases are also sometimes cited though they are hardly in point ; Abbott v. Dexter, 6 Gush. 108 ; Wesson v. Newton, 10 id. 114 ; Horton v. Wilde, 8 Gray, 425. The cases which give the power to one partner to bind the others, generally expressly limit that power to submissions not under seal ; they are as follows : Taylor v. Coryell, 12 Serg. & R. 243 ; Hallack v. March, 25 111. 48; Southard v. Steele, 3 Monroe, (Ky.) 435 ; and obiter in Buchanan v. Curry, 19 Johns. 137; Wilcox v. Singletary, Wright, (Ohio) 420. i 1 Mackay v. Bloodgood, 9 Johns. 285 ; Russell on Arb. 20 ; and by implication, McBride v. Hagan, 1 Wend. 326. 2 Eastman v. Burleigh, 2 N. H. 484 ; Mackay v. Bloodgood, 9 Johns. 285. 3 Martin v. Thrasher, 40 Vt. 460. PAKTIES TO THE SUBMISSION. 9 though the subject-matter of the submission was business of the firni.i But there is a state of affairs in which a partner who is neither a party to the submission nor bound by either the sub- mission or the award, may yet become concluded by the fulfil- ment of the award. Thus where the award was of a sum due to the partnership, and the party who was ordered to pay did pay to the signing partner, who thereupon indorsed a receipt and acknowledgment of satisfaction on the back of the award ; it was held that the non-signing partner was bound, not indeed, by either the submission or the award, but by the " compro- mise or liquidation of the claim, which the one partner might make for the firm, and which was not invalidated by the fact that it had been brought about through the intervention of arbitrators. The receipt operated as a release or as an accord and satisfaction." ^ If one partner submits for himself and his copartner, he him- self will be personally bound by the award, equally whether his copartner be bound or not.^ In such case if the copartner refuses to comply with the requirements of the award, his refusal or omission is a breach for which the submitting part- ner will be liable.* Where two partners are the party of the one part, to a sub- mission, an award against only one of them is justifiable.^ It has been held in England that if, on dissolution of the partnership, one partner authorizes the other to collect the assets and to sue in their joint names, yet this would not em- power the acting partner to refer to. arbitration a suit brought by him under this authority ; for though a court of equity would oblige the retiring partner to allow his name to be used 1 Hutchins v. Johnson, 12 Conn. 376. 2 Buchanan v. Curry, 19 Johns. 137. 3 Strangford v. Green, 2 Mod. 228; Harrington v. Higham, 13 Barb. 660; Karthaus v. Ferrer, 1 Pet. 222; McBride v. Hagan, 1 Wend. 326; Kussell on Arb. 20; Wood v. Shepherd, 2 P. & H. (Va.) 442; Jones v. BaUey, 6 Cal. 345. 4 RusseU on Arb. 20. 5 Dater «.■ WeUington, 1 Hill, (N. T.) 319. 10 PAETIES TO THE SUBMISSION. in suing, yet he could not be forced to submit to arbitration.^ But in the United States it must be regarded as doubtful whether this ruling would be sustained ; for it has been held in our courts that power to conduct a suit includes power to agree to refer it by rule of court, such being one of the familiar and established processes of litigation.^ Agents. — If a submission is to be entered into through the intervention of an agent, it is only a reasonable precaution to confer upon the agent his authority to submit, by a written instrument. By this means alone can the danger that his action will be questioned by his real or supposed principal be avoided. The instrument, like any other power of attorney, must be of at least as high a dignity as the submission which he is -empowered to execute ; e. g. if the submission is to be by specialty the power should be under seal. But if the submis- sion be needlessly executed under seal and would have been equally valid without the seal it will be binding although the authority was conferred by an unsealed instrument.' When one person is acting as agent for another in a general way, but in regard only to certain matters, it is often a difiScult and delicate question in the absence of a written and duly executed authority, to determine whether or not it is within the scope of his agency to refer to arbitration points in doubt, controversy or litigation arising out of these matters. There seem to be no threads of general principle upon which the various cases can be separated. The only satisfactory process for exhausting the adjudicated law upon the subject would appear to be by a classified abstract of the decisions, which fortunately are not so numerous but that this plan may be con- sidered feasible. The topic can be conveniently divided into three parts : 1. Instances in which the principals have been ' Hatton V. Eoyle, 3 Hurlst. & N. 500; Russell on Arb. 20. '^ See post, in this chapter, the division on "Agents." Inhabitants of Buck- land V. Inhabitants of Conway, 16 Mass. 396. See Wilks v. Back, 2 East, 142. ' Wood v. Auburn & Eochester E.E. Co., 4 Seld. (8 N. Y.) 160; White v. Fox, 29 Conn. 670. PARTIES TO THE SUBMISSION. 11 declared not bound. 2. Instances in ■which they have been declared bound either originally or by virtue of circumstances occurring subsequently to the submission. 3. Instances in which the agents have been held to have bound themselves personally. 1. Principals not bound. — Authority to exercise a reasonable discretion, or to submit to a reasonable sacrifice ; or authority expressed in these words : " If you can honorably and fairly settle witli R. for me, out of court, do so ; if not, let the court and jury settle," does not empower the agent to submit to arbitration.^ Authority to a son, despatched to a distant place, " to settle " matters of account, does not authorize him to submit to arbi- tration.^ But an autliority to underwrite and to settle losses on a policy of insurance has been held to include a power to refer.8 A mere general agent with no specified functions has no authority to submit for his principal.* A general authority to collect or receive payment does not include or carry with it power to submit debts or claims to arbitration.^ Unless, indeed, such power arises or is to be inferred from general usage, or is given by rule of court.^ It is not conferred by the words " to sue, ask for, and demand all sums or moneys due me." ^ Mr. Parsons, loco citato, says that power to compromise claims does not give power to sub- mit them to arbitration. But the autliority whicli he cites, — Alexandria Canal Co. v. Swan, 5 How. (U. S.) 83, — fails to bear out his assertion. Very probably his theory may be 1 Scarborough v. Reynolds, 12 Ala. 252. •' Huber v. Zimmerman, 21 Ala. 488. ' Goodson V. Brooke, 4 Campb. 163 ; Russell on Arb. 24. * Trout V. Emmons, 29 HI. 433; Lowensteinw. Mcintosh, 37 Barb. 251. * Story on Agency, § 99 ; 2 Parsons on Contracts, pp. 688, 689 ; Caldwell on Arb. 14, 15, 152, 153; Goodson v. Brooke, 4 Campb. 163. 6 2 Parsons on Contracts, pp. 688, 689, citing Buckland v, Conway, 16 Mass. 396 ; Henley v. Soper, 8 Barn. & C. 16. ' Scarborough v. Reynolds, 12 Ala. 252. 12 PARTIES TO THE STJBMISSION. sound law ; yet it is not improbable that an award of money due to the principal and a receipt for that sum in full satis- faction executed by the agent might be held to conclude the parties upon the same principle as that laid down in Buchanan V. Curry. 1 There is certainly one case which appears to be in direct contravention of the learned author's position. In Schoff V. Bloomfield,^ it was held that an agent appointed at a town meeting " to compromise " a claim for damages against the town, growing out of the opening of a road across land of A., had power to bind the town by a submission to arbitration on its behalf. An English case may be well noted in this connection. One of two copartners, retiring from business, gave to the other a power of attorney " to ask, demand, sue for, compound, and receive " debts owing to the partnership, and " to sign, seal, and deliver any deed," &c., whatsoever, necessary to these ends. This was held to authorize the acting partner to agree to a submission on behalf of both ; but whether or not it was so held solely by virtue of the word " compound " is left to conjecture, for the existence of the power seems to have been assumed by both counsel and judges, and the argument and decision turned chiefly on the form of the signature by the attorney.^ 2. Principal bound, originally or by subsequent proceedings. — Power to underwrite for another and to settle losses under the policy carries with it power to submit claims for losses to arbitration.* An agent, appointed by a town " to compromise " a claim against the town for damages, may submit on behalf of the town.^ An agent, appointed generally to prosecute or defend a suit, 1 19 Johns. 137; abstract of case given ante in division on "Partners." 2 8 Vt. 472. 3 "Wilks V. Back, 2 East, 142. < Russell on Arb. 24; Goodson v. Brooke, 4 Campb. 163. 5 Schoff V. Bloomfleld, 8 Vt. 472. PARTIES TO THE SUBMISSION. 13 has been declared to have power, apparently on the same ground on which like power is extended to counsel, to agree to a reference by rule of court, since that is a legal mode of prosecuting or defending.^ A member of a partnership gave to his son a power of attor- ney to act for him in dissolving the partnership, with power of substitution. It was held that the son could submit to arbitration on behalf of his father.^ If submission be made by an agent not thereto duly author- ized, and the principal afterward is notified by the arbitrators of the hearing, appears before them without objection and participates in the proceedings, he will be bound by the award.^ So also where the principal is a corporation,* and has, in addition to the above-recited acts, even allowed judgment to be entered on the award.^ Where, after submission by an agent not duly authorized thereto, and award made, the principal took an assignment of the award to himself and then assigned it over to a stranger, the court declared his conduct to be a very strong adoption and ratification of the agent's submission.^ An agent of a widow entered into a submission on her behalf to determine what annual payment should be made to her for the use of her dower in certain premises, instead of having it set off to her. She afterward received several suc- cessive annual payments of the sum awarded. Held, that she was bound by the award so long as there was no default in the annual payments.^ An agent entered into a submission concerning land on the part of his principal, a married man, whom he supposed to be • 1 Inhabitants of Buckland v. Inhabitants of Conway, 16 Mass. 396. 2 Henley v. Soper, 8 Barn. & C. 16 ; 2 M. & K. 155 ; Russell on Arb. 24. 3 Diedrich v. Richley, 2 Hill, 271. * Proprietors of Pryeburg Canal v. Frye, 5 Greenl. 38. 5 Detroit v. Jackson, 1 Dougl. 106. « Lowenstein v. Mcintosh, 37 Barb. 251. ' Purber v. Chamberlain, 9 Poster, (29 N. H.) 405. 14 PARTIES TO THE SUBMISSION. the owner. He afterward learned that it belonged to the wife of his supposed principal, and thereupon notified the other party, and proposed to change the submission accordingly. The other party, however, said it was not worth while to change the agreement which was good enougli,as it was. The wife allowed the proceedings to continue, with full knowledge of them. Held, that the submission was binding upon her and upon the other party to it.^ To the like effect is the case of Isaacs v. Beth Hamedash Society.^ A part only of the trustees of the society signed the submission, but the proceedings prior to the award were sanctioned by the presence and participation of all. Held, that the award bound all. A submission concerning the boundary line of real estate, entered into by the owner, does not bind his subsequent ven- dee, purchasing without notice.^ 3. The Agent personally bound. — It is obvious that a duly authorized agent entering into a submission on behalf of his principal, will bind only his principal if the agreement be properly drawn.* But it may be so drawn that he will bind himself personally ; and some cases of this nature have arisen. Thus, if he enters into the submission in his own name, or if he merely describes himself and signs the submission as " A., agent," he will be personally bound to perform the award.^ In England the doctrine of holding the agent personally liable has been carried very far. Russell says : " In general a man is bound by an award which he enters into for another." ^ Certainly under the decisions great precision would be neces- sary, and a very distinct recital of the fact that the principal 1 Smith V. Sweeny, 35 N. T. 291. t, 2 1 Hilt. 469. 3 Emery v. Fowler, 38 Me. 99. * Russell on Arb. 23. Beside the authorities cited here, the cases concerning " Executors and Administrators," post, in this chapter, sliould be good precedents. 5 Winsor v. Griggs, 5 Gush. (Mass.) 210; Smith v. Van Nostrand, 5 Hill, 419. 6 Russell, p. 21 ; Bacon v. Dubarry, 1 Ld. Raym. 246 ; Alsop v. Senior, 2 Keb. 707; Shelf I'. Bailey, Gom. R. 183. PAETIBS TO THE SUBMISSION. 15 is to be bound alone and exclusively, or the agent would prob- ably be held. In Bacon v. Dubarry, the agreement was between A., of the one part, and B., as attorney for 0., of the other part, but it was declared that B. had bound himself, that he had undertaken for C, and must make good, or cause to be made good, his undertaking. Of course if the agent enters into the submission by a bond conditioned that C, the agent, " for and on behalf of said B.," the principal, shall perform the award, it is obvious that the agent has bound himself and cannot escape.^ If he undertakes to submit jointly, for himself and on be- half of others, for whom he has no power to submit, and stipulates generally for performance of the award, he will be individually bound by this stipulation, and liable for a breach of it, though by the act of one of the others.^ Incidental Powers of Agent authorized to submit. — An agent appointed to submit a claim to arbitration is not thereby authorized to ratify and confirm the award.^ An agent authorized to conduct a reference may consent that the oppos- ing party may produce his books before the arbitrator, alone and on a subsequent day.* He may also waive an objection to the appointment of an umpire improperly made by lot.^ Submissions by Counsel in a lis pendens. — Counsel employed to bring or to defend a cause have power to submit it to arbi- tration.^ There is only one case in which this power is denied, 1 Cayhill v. Fitzgerald, 1 Wils. 58. 2 Smith V. Van Nostrand, 5 HiU, 419 ; Russell on Arb. 20. 3 Bullitt V. Musgrave, 3 GiU, 31. * Hamilton v. Eankin, 3 De Gex & S. 782; Russell on Arb. 24. 5 Backhouse v. Taylor, 20 L. J. Q. B. 233. 6 2 Parsons on Contracts, pp. 688, 689 ; Bates v. Visher, 2 Cal. 355 ; Smith V. Bossard, 2 McCord's Chanc. 406 ; Inhabitants of Buckland v. Inhabitants of Coiiway, 16 Mass. 396 ; Scarborough v. Reynolds, 12 Ala. 252 ; Hol\er v. Parker, 7 Cranch, 452; Wade v. Powell, 31 Geo. 1; Stokely o. Robinson, 34 Penn. St. 315 ; Somers v. Balabrega, 1 Dall. 164 ; Cahill v. Benn, 6 Binney, 99 ; Beverly V. Stephens,. 17 Ala. 701; Coleman v. Grubb, 23 Penn. St. (11 Harris) 393; Wilson V. Young, 9 Barr, 101 ; Bingham's Trustees v. Guthrie, 19 Penn. St. (7 Harris) 418 ; Russell on Arb. p. 25 et seq. ; Talbot v. McGee, 4 T. B. Monroe, 377 ; Jenkins v. Gillespie, 10 Sm. & M. 31. 16 PAETIES TO THE SUBMISSION. and an examination of the opinion therein shows that it was based upon a gross and unquestionable misconception of the nature of the ruling in the English case of Bacon v. Dubarry (1 Ld. Eaym. 246, Salk. 70, Carth. 412, Comb. 439, Mod. 129). There is no chance that this single opposing utterance will sufBce to outweigh the mass of contrary authority .^ An oral agreement of this nature, provided it be made in open court and then and there entered by the clerk, will be good.^ Mr. Parsons' language, loc. cit, would convey the impression that an attorney might probably be allowed to refer his client's business even before any suit had been instituted, and that it is only in the courts of a few States that the existence of a lis pendens has been declared a condition precedent to the accru- ing of the power. There is slender basis for this distinction. It is true that in only one or two causes have the courts de- liberajtely stated that this limitation exists ; but it is true on the other hand that in every American cause in which the power has been upheld, it appears to have been exercised pen- dente lite, and to have been a reference of a cause which the referring counsel had been, employed to conduct. It may be that counsel employed to urge or defend a claim can properly refer on behalf of their clients before suit is brought, with the express purpose of avoiding a suit. But no case adjudicated in the courts of the United States can be justly regarded as authority for this extreme position. An attorney cannot, in Pennsylvania, aifect his client's title to real estate by entering into any agreement or submission, whether in a pending cause or not.^ A strong inclination has been shown in Pennsylvania to allow counsel to include in their submission, made in a pend- ing cause, matters not in issue in that cause.* And the rule 1 Haynes v. Wright, 4 Hayw. 64. 2 Millar v. Criswell, 3 Barr, 449 ; Stokely v. Robinson, 34 Penn. St. 315. 3 Naglee v. IngersoU, 7 Penn. St. 185 ; Pearson v. Morrison, 2 Serg. & R. 20 ; Huston V. Mitchell, 14 id. 307. See Gable v. Hain, 1 Penn. 267. * Bingham's Trustees v. Guthrie, 19 Penn. St. 418. PARTIES TO THE SUBMISSION. 17 is imperative that if this, or aay other stretch of authority upon the part of counsel in framing the submission, is objected to by the client, objection must be promptly made by him, so soon as the step thus taken becomes known to him, and must be made in the court where the suit is then pending, by appli- cation to vacate the submission. Otherwise it cannot be urged for the first time at the hearing upon questions of law in the upper court.i The same rule prevails in England, where attorneys and solicitors have unquestionable power to submit. Some dis- tinctions were at one time made between the powers of solici- tors and of counsel in this respect ; ^ but these seem now to have been done away with.^ The English cases seem to fur- nish some basis for the doctrihe that an attorney may even refer a point in dispute before suit has been brought. Whether or not these are to be regarded as constituting fair precedents in the United States must, however, be questioned. The attor- ney of the family or business firm in Great Britain occupies a position, as towards his client, very different from that which is filled by an American lawyer. The English attorney is often the general and responsible business agent. Nearly all the affairs of persons not themselves actually engaged in business are frequently placed wholly in his hands. He has charge of, and to a great extent control over, the property. Agreements and arrangements concerning it are properly and customarily entered into with him. Occupying this peculiar relationship, he might well be considered empowered to enter into an agree- ment for arbitration, when a lawyer, engaged only for occasional 1 Ibid ; Huston v. Mitchell, 14 Serg. & E. 307 ; Miller v. Creswell, 3 Penn. St. 451 ; Babb v. Stromberg, 14 id. 399. 2 Russell on Arb. 27 ; Colwell v. Child, Ca. in Ch. 86, 1 Chanc. E. 104. See Furnival v. Bogle, 4 Russ. 142. 3 Russell on Arb. 25 ; Latuohe v. Pasherante, 1 Salk. 86 ; Buckle v. Roach, 1 Chit. 198 ; Bodington v. Harris, 1 Bing. 187 ; Jamieson v. Binns, In rt, 4 Ad. & E. 945 ; PauU v. Paull, 2 C. & M. 235 ; Dowse v. Coxe, 3 Bing. 20 ; Thomas V. Hewes, 2 C. & M. 519 ; Eaviell v. Eastern Counties Railway Co., 2 Exch. 344 ; Mole V. Smith, 1 Jac. & W. 673 ; In re Hobler, 8 Beav. 101. 2 18 PARTIES TO THE SUBMISSION. specific matters, could not be allowed to assume such an exten- sive aiithority. After a reference has been agreed to pendente lite, by the counsel in the cause, the courts manifest extreme unwilling- ness to go behind the record.^ In England the rules and practice in this particular are extremely rigid. The action of the counsel or attorney has often been held to be con- clusive and final upon the client, who, if he be injured or aggrieved, is left to pursue his remedy af law against his wrong-doing agent.^ This has been so held where the client had expressly instructed the attorney not to consent to a refer- ence ; ^ where the client had not only never assented, but prior to the making of the award had sent to the plaintiff and the arbitrator a protest again^ the proceedings.* The courts of the United States have declared that the client may, within a "proper time," revoke the submission entered into by his attorney." Or he may apply to the court for relief.^ But he cannot seek it by a writ of error.^ What is the " proper time " within which revocation must be made has never been declared. An attorney undertaking to refer on behalf of his client must do so by a formal submission. This may be by writing, by parol, or by consenting to a rule of court. But it is essential that it should be done in some formal way, and that the fact of its having been done should appear on the records of the court or among the papers filed in the case ; for " there is no submission where there is no evidence of it." Though the award be signed by the counsel for both parties and recite that there has been a submission, yet this will not sufi&ce.^ 1 Alexandria Canal Co. v. Swan, 5 How. (U. S.) 83. 2 Mole V. Smith, 1 Jac. & W. 673 ; rurnival v. Bogle, 4 Euss. 142. 3 Eilmer v. Delber, 3 Taunt. 486. 4 Smith V. Troup, 7 C. B. 757. « Coleman v. Grubb, 23 Penn. St. 393 ; Wilson v. Young, 9 Barr, 101. 6 Millar v. Criswell, 8 Barr, 449; Wilson v. Young, 9 id. 101. 1 Millar v. Criswell, 3 Barr, 449. 8 Stokely v. Robinson, 34 Penn. St. 315. PAETIES TO THE SUBMISSION. 19 Where the submission is made pendente lite, and provides that judgment shall be entered on the award " without excep- tion or appeal," this will not make the agreement an excess of authority on the part of the attorney. For such words woxild not prevent the court from interfering in a suitable case.^ A corporation will be bound, like any other client, by the submission of its counsel entered into in a cause, and it is not necessary that there should be any document executed under the corporate seal in order to confer authority upon the counsel.^ An attorney's consent to an enlargement of time under a submission binds the client.* The assent of all the members of a firm to a parol submis- sion will be presumed from the fact of the appearance of their attorney for them before the arbitrator, though only one of them requested the. arbitrator to act.* Executors and Administrators. — At common law an executor or administrator may, in his official capacity, submit to arbi- tration demands for or against the estate.^ This rule is said to be based upon the fact that the administrator has power to prosecute or defend suits.^ The award will be binding against him in his fiduciary capacity,^ and against the cred- itors of the estate.^ The settlement or liquidation thus efifected 1 Wilson V. Young, 9 Barr, 101 ; Bingham's Trustees v. Guthrie, 19 Penn. St. (7 Harris) 418. 2 Alexandria Canal Co. v. Swan, 5 How. (TJ. S.) 83; Mayor of Ludlow u. Charlton, Ex. E. T. 1845 ; Faviell v. Eastern Counties Railway Co., 2 Exch. 344 ; Russell on Arb. 26. a Russell on Arb. 26 ; Rex v. Hill, 7 Price, 636. * Russell on Arb. 26 ; Adams v. Bankart, 1 Cr. M. & E. 681. 5 Russell on Arb. 29 ; Russell v. Lane, 1 Barb. 619 ; Yarborough v. Leggett, 14 Tex. 677 ; Swicard v. Wilson, 2 Rep. Con. Ct. 218 ; Ailing v. Munson, 2 Conn. 691 ; Chadbourn v. Chadbourn, 9 AUen, 173 ; Coffin v. Cottle, 4 Pick. 454; Bean V. Farnam, 6 id. 269 ; Jones v. Deyer, 16 Ala. 221 ; Merchants' Bank v. Rawls, 21 Ga. 334 ; Overly's Executor t. Overly's Devisees, 1 Mete. (Ky.) 117 ; Logs- don V. Roberts' Executors, 3 Monr. 256. 6 Kendall v. Bates, 35 Me. 367 ; Eaton v. Cole, 1 Fairf. 137 ; Weston v. Stew- art, 2 id. '326. 1 Wheatley v. Martin's Adm'r, 6 Leigh, 62. 8 Strodes v. Patton, 1 Brook. 228, per Marshall, C. J. 20 PARTIES TO THE SUBMISSION. will be equally good, as against legatees or distributees, as if accomplished in any other manner.^ A contrary opinion as to the general right to submit has been expressed in Louisiana, where it was said that, although it ought to be conceded that administrators have no right to submit, yet since this prohi- bition is intended to protect the rights of parties interested, submissions thus made are not absolutely null, and their want of authority may be cured by the ratification or acquiescence of the heirs, distributees, and creditors.^ But after award made, though the award will generally bind the estate,^ yet if it appears that there were items unknown to the executor, and not acted on by the referees, these may be subsequently set up either by the executor himself or by the creditors of the estate, notwithstanding an award of a general balance has been rendered.* It is common in the United States to provide by statute for submissions to arbitration or reference to be made by adminis- trators or executors on behalf of the estate of the deceased. But if persons holding these positions are not protected by legislative provisions, it seems that they incur no inconsider- able personal risk in entering into such agreements. The first ruling in the English courts was that a simple submission, without an express protest or saving clause to the contrary, would be construed as an admission of assets by the adminis- trator or executor. If the award were that he should pay a certain sum, he could not plead plene administravit to a suit upon the award, but would be personally liable to pay the amount if there were not sufficient assets of the estate.^ It was said that he had misled the other party into incurring the expenses of arbitration to no purpose, and that he should have stated the deficiency of assets in the outset, in the same 1 Wheatley v. Martin's Adm'r, 6 Leigh, 62. 2 Lattier v. Eachal, 12 La. An. 695. : Bean v. Farnam, 6 Pick. 269. * Strodes v. Patton, 1 Brook, 228. 6 Barry v. Rush, 1 Term, 691 ; Robson v. , 2 Rose, 50 ; RusseU on Art. 30. PARTIES TO THE SUBMISSION. 21 way that he would have been obliged to do in a suit at law, had he sought to escape payment of the judgment on this ground.^ But the harshness of these decisions as against the executor were subsequently modified. The theory at first had been, that the submission was in itself an admission of assets.^ But afterward it was held, by a slight and very reasonable change, that the question of whether or not there were assets, was included as a part of the submission.^ Under this view, the matter of the personal liability of the executor was often made to turn upon the language of the award. If this bade a certain sum to be paid by the executor or administrator, it was equivalent to a finding that he had assets, and it bound him accordingly.* But if.it simply found that a sum was due, the administrator was not held personally liable, for this was not a finding that he had assets.^ So where the award was that the executor should pay a certain sum out of the assets, it was held that the question of the existence of assets was left open, and he was not personally liable.® Questions of this nature seem to have been of rare occur- rence in the United States, perhaps because statutory provisions have generally intervened to protect the executor or adminis- trator. Mr. Parsons, on the strength of the English cases, lays down substantially the English rules, with their more liberal modifications, as above developed.^ In a suit in New Jersey^ the administrator bound himself and his heirs. He afterward sought to plead plene administravit, but it was objected that he had bound himself personally. The court 1 Eiddell v. Sutton, 5 Bingh. 200. And see Executors of Baracliff «. Adm'rs of Griscom Coxe (N. J.), 165. 2 Russell on Arb. 30; Barry v. Rush, 1 Term, 691. ' Russell on Arb. 30 ; Worthington ». Barlow, 7 Term, 453. * Russell on Arb. 30, and cases above cited. "^ . 5 Pearson v. Henry, 5 Term, 6. 6 Lore V. Honeybourne, 4 Dowl. & Ey. 814 ; Joseph v. Webster, In re, 1 Buss. & M. 496 ; Russell ofi Arb. 30, 31. ' 1 Parsons on Contracts, 191. ' 8 McKeen v. Oliphant, 3 Harrison, 442. 22 PARTIES TO THE SUBMISSION. held otherwise, saying that the object of the suit was to deter- mine whether or not any thing was due from the estate of the deceased. The administrator bound himself only to abide by this decision, i. e., to admit that any sum which should be found was in fact due. The strict technical rule that a sub- mission was an admission of assets, could pot be allowed to prevail over the clear intention of the parties as found upon the face of the submission. But it should be observed that the arbitrators ordered in their award that the administrator should pay the sum named " out of the estate of said deceased." So that under the later English rule the administrator could not have been held personally liable ; and, unquestionably, the old rule that the submission is an admission of assets, what- ever be the finding of the arbitrators or the form of the award, must be regarded as not only " strict and technical," but also as too antiquated to be novr regarded as law before any tribunal. But in a case in Massachusetts, in discussing whether or not a submission made by one who was a co-executor was made by him in his personal or his official capacity, the court remark: "The defendant [executor], by submitting a claim against the testator's estate, as [an ?] estate in the course of administration, would have rendered himself liable to per- form the award, although the sum awarded against him might exceed the assets in his hands." It is true that the statement was supported by no authorities, and as an inde- pendent ruling it might be regarded as oUter dictum. Still it was one of the considerations upon the strength of which the decision of the cause was based. ^ It has been said in England,^ and ruled in this country, that if an executor or administrator submits on behalf of the estate, though the estate will be bound by the award," yet if the award be of a less sum than would have been recoverable at law, the 1 Tallman v. Tallman, 5 Pick. 325. 2 Russell on Arb. 29; WUliams bu Bx'rs, (Am. ed.) 1533. PARTIES TO THE SUBMISSION. 23 executor or administrator will be liable to make up the defi- ciency. He may be held to account for it to the heirs, or it may be charged as a devastavit against him at the settlement of his accounts.^ The language of Chief Justice Marshall was: " If the award be glaringly unjust, I will not say that the exec- utor may not, under certain circumstances, be made personally responsible."'^ But qucere, whether the application of these remarks must not be confined to cases where the submission is made by virtue of the common-law right ? For if there be express statutory provisions permitting an executor or admin- istrator to submit, it seems hardly conceivable that, after com- plying with them, he should be held personally liable for the decision of the arbitrator. The executor or administrator should, of course, be properly described as such in the submission; it should be distinctly stated that he submits only on- behalf of the estate. It will be wise to add that he does not admit the existence of assets ; or to state whether or not the question of assets is to be included in the submission. He should also sign in the ordinary form, i. e., adding the proper terms of official description, to signify that his signature is made by him in his official capacity. Nevertheless if the intent to act only in this character can be clearly gathered from the agreement, it will sufiice. If he be described in the body of the instrument as undertaking as administrator or executor, he will not be personally held by reason of his signature being simply his own name without more.^ And indeed, in a case in which A. had been sued in her capacity as administratrix of B., and she entered into a submission with the plaintiff of " all matters of controversy between us subsisting, now in suit," but- did not in the sub- mission describe herself as administratrix and signed it simply with her own name, it was held that parol evidence was admis- 1 Bean v. Farnam, 6 Pick; 269 ; Wheatley v. Martin's Adm'r, 6 Leigh, 62. 2 Strodes v. Patton, 1 Brock. 228. 3 Dickey v. Sleeper, 13 Mass. 244; Chadbourn v. Chadbourn, 9 Allen, (Mass.) 173. 24 PARTIES TO THE SUBMISSION. sible to show that no other suit was pending between her and this plaintiff, that the controversy heard was that involved in the suit aforesaid ; and upon this evidence the submission was upheld as that of A. in her capacity as administratrix.^ A statute empowering an executor to enter into a submission with any " creditor or debtor " of the estate, does not authorize him to enter into such an agreement with the widow ; for she, as such, is neither a creditor nor a debtor.^ A. had demands against the copartnership of B. and C. B. and C. died, C. being the longer liver. D. took out separate administration on their separate estates. In a suit by A. against D. there was reference and an award of a sum due from the estate of C. Held, that although D. acted in different rights, still the parties were the same in all the demands. A. might substantiate his claims against the administrator of the surviving partner, or each partner might have made payments or advances on partnership account, so that A. might have several demands. The submission and award were upheld.^ A testator bequeathed to his son A. certain debts due from A., to him, and the bulk of his property to his son B., and named B. and his (the testator's) widow as executor and exec- utrix. Joint letters of administration were issued to them accordingly. Subsequently, the widow still surviving, A. and B. submitted to arbitration " all matters and things whatso- ever arising out of the will and estate of [the deceased] and the just and equitable division thereof, as also any promise, agree- ment, or contract alleged to have been made by the said B. to the said A. touching the settlement of said estate, and all demands between the parties relating thereto." Held, that B. " entered into the submission in his individual capacity, and not in his representative capacity as executor of his father's will." * 1 Bennett ». Pierce, 28 Conn. S15. 2 Hutching v. Johnson, 12 Conn. 376. . s Whitney v. Cook, 5 Mass. 139. * Tallman v. TaUman, 5 Pick. 325. PARTIES TO THE SUBMISSION. 25 An administrator has no control over the realty of the deceased, and consequently his submission concerning it, not joined or acquiesced in by the heir, is not binding.^ Guardians. — A guardian has a general authority to submit on behalf of his infant ward. For the very reason, it has been said, that an infant cannot Mnd himself to an arbitration, it is right that the power should exist somewhere ; and it resides nowhere so properly as with the guardian, who is not guardian ad litem merely, but has the general charge of his affairs, and may be supposed to know what is best for his interests. Per- formance of the award will be a bar to a suit for the same cause of action by the infant on coming of age.^ But a guar- dian ad litem has no power to submit, even though the submis- sion be made a rule of court. He cannot change the tribunal or the principles of decision.^ A parent may submit a claim for damages arising from a physical injury done to his minor child ; and if the submission contemplate that the sums due respectively to the infant in compensation for the injury and to the parent in compensation for the loss of services may be blended, an award of a gross sum in full for both these claims will be good.* A guardian or parent may enter into a submission which will bind him personally, that his ward or infant child shall perform the award.* But though a submission entered into by a parent on behalf of ar minor child might in itself be upheld as being for the benefit of the infant, yet if the award require something to be 1 Bridgham v. Prince, 33 Me. 174. 2 Weed V. ElUs, 3 Gaines, 253; Bean v. Famam, 6 Pick. 269; Roberts v. Newbold, Comb. 318; Golemau u. Turner, 14 Sm. & M. 118; McComb v. Tur- ner, ib. 119 ; Strong v. Beroujon, 18 Ala. 168 ; "Westoii v. Stuart, 2 Fairf. (Me.) 326. 8 Fort V. Battle, 13 Sm. & M. 133 ; Hannum's Heirs v. "Wallace, 9 Humph. 129. 4 Beebee v. TrafiTord, Kirby, (Conn.) 215. 5 Russell on Arb. 18; Gill v. Russell, Freem. 62 ; Bowyeru. Blorksidge, 3 Lev. 17 ; Roberts v. Newbold, Comb. 318. 26 PARTIES TO THE SUBMISSION. done by the infant, which he is legally incompetent to do, e. g. the execution of a release, that may therefore be bad.^ The guardian of a lunatic may submit to arbitration on behalf of the lunatic.^ But in England permission of the Court of Chancery must be obtained by the committee of the lunatic, before a valid submission can be made.^ Though where no committee has been appointed it has been held that the wife can sue in the name of her distracted husband, to recover debts owing to him ; * and it might be an inference from this that she could refer either the action or the demand, though the latter ques- tion has never yet been passed upon.^ But a guardian cannot, of course, enter into a submission where his power over the subject-matter is not co-extensive with the terms of the submission, and, consequently, with the possible requirements of the award, e. g. where the conveyance of real estate may be called for.^ Husband and Wife — Married Women. — The questions, 1. In what cases a married woman can bind herself by her own sole submission ; and 2. To what extent a husband can bind his wife by his sole submission concerning her property, rights or interests, are not capable of easy solution by the light of the few adjudicated cases. Though in view of the general theory concerning submissions, it ought to be safe to lay down the rule substantially as follows, to wit : The wife may bind herself by her own sole submission in respect of any property in regard to which she has the absolute power of disposal and conveyance by her own independent and individual action ; but she may not bind herself otherwise than in respect of such 1 Russell on Arb. 19 ; Knight u. Stone, W. Jones, 164 ; Stone v. Knight, Latch, 207, Noy, 93. 2 Weston V. Stuart, 2 Fairf. (Me.) 326 ; Hutohins v. Johnson, 12 Conn. 876. 3 Russell on Arb. 32 ; Dane v. Viscountess Kirkwall, 8 C. & P. 679. « Rock V. Slade, 7 Dowl. 22. 5 RusseU on Arb. 82. 6 Weston V. Stuart, 2 Eairf. (Me.) 826. See division, post, on " Subject-Matter of Submissions." PARTIES TO THE SUBMISSION. 27 property. The husband may bind the wife to any undertaking, provided that he has the power to carry out the possible terms of the award without her joinder or acquiescence ; or provided that the law would enforce such joinder or acquiescence, if it were legally indispensable to the due performance of the award.i The phraseology of these rules seems sufficiently broad to include both the antiquated hardship inflicted upon women by the old common law and the statutory liberality of modern times. By the general rule of the common law the sole submission of a feme covert is void. For her husband was entitled to her chattels, real and personal, and to her clioses in action; nor could she alien her real estate by her own sole deed.^ But even at common law a married woman could submit concern- ing her separate property ; and in New York her disability to bind herself by a submission has been removed by statute.^ Nor does it seem reasonable to doubt that the enactments in the various States, going the length of giving to a married woman the sole ownership, control, and power of conveyance in respect of her personalty, and often the power to conduct busi- ness on her own sole and separate behoof, would be construed as, by necessary implication, giving her the appurtenant power to enter into a submission in relation to such personalty or business.* Such is the rule in equity in England.^ But since a wife cannot convey her real estate without the joinder of her husband in the deed, her sole submission of a dispute which might result in her being ordered to make a conveyance, would 1 Fort V. Battle, 13 Sm. & Marsh. 133 ; Smith v. Ward, Styles, 351 ; Bac. Ab. Arb. C. 2 Russell on Arb. 15 ; Palmer v. Davis, 28 N. Y. 242 ; Rumsey v. Leek, 5 Wend. 20 ; Kyd on Awards, 35 ; Miller v. Moore, 7 Serg. & R. 164. (In this last case the submission concerned real estate.) 3 Palmer TJ. Davis, 28 N. Y. 242. " By the custom of London a feme covert may carry on business as a sole trader, and " it Is apprehended," says Russell, that " she might refer disputes respecting her business to arbitration." Russell on Arb. 16. ' Russell on Arb. 16. 28 PARTIES TO THE SUBMISSION. properly be held void on the general principle that her power was not co-extensive with her undertaking. But if she join with her husband in a submission of this description, the agreement will be binding.^ But even in England and under the rigidity of the ancient doctrine of the common law, some exceptions were allowed to establish themselves. Thus where parties had knowingly and voluntarily entered into submission with a married woman, if the award were in her favor they were held bound by it.^ And it was held that the wife of one civiliter mortuus, as by exile, banishment, &c.^ or of a transported felon,* might be a party to a submission. A statute authorizing a married woman " to manage " her own property, real and pers#nal, " as if sole and without the joinder or assent of her husband," has been held to authorize her to enter by herself into a submission as to the amount of damages to which she is entitled by reason of a flowage of lands held by her as her separate property.^ In a submission, A. and B., his wife, were parties of the one part, and C. was party of the other part. The submission was of " all demands between said parties, or all demands which either of them has against the other." A. presented no claims in his own individual right. The award was that C. owed nothing to A. and B., " or either of them . . . upon any demands which they or either of them have against " C. It was held to be within the scope of the arbitrators' powers.^ Where the submission is by the husband on behalf of the 1 Weston V. Stuart, 2 Fairf. (Me.) 326 ; an old case. Emery v. Wase, 5 Ves. Jr. 846. 2 Palmer i>. Davis, 28 N. Y. 242; In re Warner, 2 Dowl. & L. 148 ; Russell on Arb. 17. ' RueseU on Arb. 16 ; Countess of Portland v. Prodgers, 2 Vem. 104. * Russell on Arb. 16 ; Newsome v. Bowyer, 3 P. Wms. 37 ; Sparrow v. Car- ruthers, cited in Marsh v. Hutchinson, 2 Bos. & P. 226, and in Lean v. Schutz, Wm. Bl. 1197 ; Carrol v. Blencow, 4 Esp. 27. 6 Duren v. Getchell, 55 Me. 241. ' French v. Richardson, 5 Cush. 450. PARTIES TO THE SUBMISSION. 29 wife, it has been said that it is a material point if the subject- matter be a demand in favor of the wife, and there be no claim against her, so that the award cannot require her to do any thing.i * Since at common law a /ewe covert was generally incom- petent to submit, it has been held that the burden of proving an exception, and that she is able to submit in any particular case, will be upon the party seeking to uphold the submission.^ But, on the other hand, it has been held that where a husband submits in behalf of his wife, the presumption will be in favor of the validity of the submission ; and since there are some matters which he might properly submit on her behalf, it must be specifically objected and shown that the matters in question do not fall within this description.^ It seems that in England divorce suits may be the subject of a submission.* If the parties really and those nominally in interest be dif- ferent, the former should properly join in the submission. Thus where an administrator's official bond, running formally to the judge of probate, but in fact for the benefit of other persons interested in the estate, was sued upon in the name of the judge, it was held that he could not agree to a reference. But after the penalty of the bond had been declared forfeited, the indorsers of the writ, being the real parties in interest, might submit, to determine for what sum execution should issue for their benefit.^ So where there were several parties plaintiff in an ejectment suit, but all save one of them were mere nominal parties, a submission entered into by that one who was the sole party really interested was upheld.^ 1 Per Denlo, J., in Palmer v. Davis, 28 N. Y. 242. 2 Rumsey «. Leek, 5 Wend. 20. 3 MoComb V. Turner, 14 Sm. & M. 119. * Russell on Arb. 17 ; Bateman v. Olivia, Countess of Ross, 1 Dow, 235 ; Soil- leux V. Herbst, 2 Bos. & P. 444. 5 Thomas v. Leach, 2 Mass. 152 ; Paine v. Ball, 3 id. 235. * Griggs V. Seeley, 8 Ind. 264. 30 PARTIES TO THE SUBMISSION. The United States District Attorney, acting under the instruc- tion of the Secretary of "War and Solicitor of the Treasury, agreed, on behalf of the United States, to refer a question con- cerning fiowage : Held, that he had no authority to do so ; that an Act of Congress is necessary to enable any officer to submit controversies concerning rights of the United States.^ Assignees in Bankruptcy. — At common law, assignees in bankruptcy seem to stand upon substantially the same footing, as regards their power to submit on behalf of the estate, with executors and administrators. They may enter into such an agreement, and thareby bind themselves in their official capacity and the estate. But unless statutory provisions intervene to protect them, it seems that they might be held liable by the creditors to make up any loss to the estate arising from an award less favorable than the result which could have been obtained by the regular process of litigation.^ Also, unless they protest against such a construction, their submission may be taken as an admission of assets ; ^ or, perhaps, of the question whether or not there are assets, so that the award might be so phrased as to bind them personally. Bankrupts. — Submission entered into by the bankrupt may be binding against himself, so that he may become personally liable for costs, if they be awarded against him.* But as towards his assignees or the estate, his submission is void.^ But if the assignees are notified of the pendency of the refer- ence, appear before the arbitrators and adopt the proceedings, they will be bound by the award.^ 1 United States v. Ames, 1 Wood. & Min. 76. 2 Russell on Arb. 33, 34 ; 3 Parsons on Contr. 471. 3 Russell on Arb. 33 ; 3 Parsons on Contr. 471 ; Robson v. , 2 Rose, 50. See ante, " Executors and Administrators." < Milnes v. Robertson, 24 L. J. C. P. 29. 5 3 Parsons on Contr. 471 ; Russell on Arb. 83 ; Whiteacre v. Pawlin, 2 Vern. 229 ; , Ex parte Kemshead, 1 Rose, 149 ; Marsh v. Wood, 9 Barn. & C. 659 ; Snook V. Hellyer, 2 Chitty, 43 ; Andrews v. Palmer, 4 B. & Aid. 250. s Russell on Arb. 34 ; Dod v. Herring, 3 Sim. 143 ; s. c. on App. 1 Russ. & M. 153 ; Ex parte Michie, 1 Mont., D. & De Gex, 181 ; s. c. 9 L. J. Bank. 28. PARTIES TO THE SUBMISSION. 31 Persons having a Joint Interest. — Where several parties are jointly interested in the same matter, one can bind the other by a submissioa only by virtue of a special authority.^ For example, where there are numerous distributees of the estate of one deceased, some of them may agree to a submission, and their rights and interests may be conclusively determined as against themselves, by the award, though the rights and inter- ests of the non-signataries cannot be affected.-^ Persons bound in Severalty. — Where there are two or more parties of either part, even though they do not expressly declare that they submit severally, it will be assumed that they do. Consequently an award may be made in respect of questions arising between any one of them singly, and all or any one of the parties of the other part. Thus, if A. and B. of the one part agree to submit matters in controversy between them- selves, and C. and D. of the other part, matters between A. singly and C. and D. jointly, between A. and C, between A. and D., between B. singly, and C. and D. jointly, between B. and C, between B. and D., are all included equally with matters between A. and B. jointly and C. and D. jointly.^ Some of the cases even go so far as to say that controversies between parties of the same part, e.^. between A. and B. or between C. and D., may be passed upon ; but this has been denied, and probably would not be held to be law at the present day.* Where the parties to the submission bind themselves sever- ally, the agreement will hold good as against such of them as were able to contract and did so with the proper formalities, though as against others it may be void or voidable by reason 1 Eastman v. Burleigh, 2 N. H. 485. 2 Smith V. Smith, 4 Band. 95 ; Boyd's Heirs v. Magruder's Heirs, 2 Robins. (Va.) 761. 3 Eidler v. Cooper, 19 Wend. 289 ; Baspole's Ca. 8 Coke, 193 ; Chapman v. Dalton, 1 Plowd. 289 ; Athelstone v. Moon, Comyn, 547 ; Joyce v. Haines, Hard. 399 ; Libtral v. Field, 1 Keh. 885 ; Cutter v. Whittemore, 10 Mass. 442. < Carter v. Carter, 1 Vern. 259 ; 1 Eq. Ca. Ab. 49 ; also 2 Rep. 289, referred to in Chapman v. Dalton, 1 Plowd. 289, but denied to be good law by Brook in his abridgment of the case. 32 PASTIES TO THE SUBMISSION. of an incapacity to contract or an informality in execution.^ An arbitration bond bound A., B., and 0. of the one part, jointly and severally, to and with D. of the other part; it was executed only by A. and B,, who, after award made, undertook to urge that the bond was invalid by reason of its non-execution by C. But the court held otherwise, in the absence of any testimony going to show that after the signatures of A. and B. had been affixed to it, it had been delivered only as an escrow. For, it was said, A. and B. must be considered as intending to bind themselves for C, and at any rate it was no hardship upon them, for even had C. signed, the whole sum could have been recovered from either one of them singly.^ But if parties undertake to submit on behalf of themselves and of others for whom they have no authority to submit, the agreement will be binding on them, and a breach of it, though committed by the others, will be a breach by them so far as to make them liable on their bond or agreement.^ A. and B. had disputes with their brother C.,' growing out of a devise of lands by their father. They agreed to submit, and A. and B. executed each his several bond with C. It was held that this was " quasi but one submission by several bonds," and would support a single award to the effect that A. and B. should pay a certain sum to C, and that 0. should release to A. and B. But, on the other hand, a submission will be separated in order to uphold it between two parties who sign, though a third party named in the body of the instrument and intended to be affected by it does not sign. Thus there were two suits pend- ing, the one between A. and B., the other between A., of the one part, and B. and C. of the other. An agreement for the 1 Dickey v. Sleeper, 13 Mass. 244 ; Bean i/. Newbury, 1 Lev. 139 ; Comyn's Dig. Arb. D. 2. 2 Cutter V. Whittfemore, 10 Mass. 442. To the same effect is also Keith v. Gore, 1 J. J. Marsh. (Ky.) 8. ' Elliott V. Davis, 2 Bos. & P. 338 ; Mudy v. Osam, Litt. 30. * Hayes v. Hayes, Cro. Car. 433. PASTIES TO THE SUBMISSION. 33 submission of both cases was drawn up and executed only by A. and B. But it was held good as between them, at least so far as concerned the case to which they alone were parties.^ But where the accession of all parties to the submission is the consideration to each to execute it, it is not valid as to some who have signed until all have signed, even though it refers all matters in difference between them or any two of them.^ To a bill in equity there were nineteen respondents, of whom three neglected to appear ; three appeared, but took no further steps ; thirteen appeared, filed answers, and sub- sequently agreed to submit. Held, that they were bound by their undertaking, since they had entered into it with a knowledge of the non-concurrence of some of their co- respondents.^ Parties to a lis pendens. — If a submission be entered into in a pending cause, or if a reference is undertaken to be made by agreement of parties, all persons who are parties of re- cord to the suit must unite, equally whether tliey are mere nominal parties or really interested.* Strangers to the re- cord may, however, be added as parties to the submission or reference, and will be bound by the award.^ And the court may, under some circumstances, exercise the same powers towards such outside parties at subsequent stages of the pro- ceedings as it is entitled to exercise over the parties to the action, for the purpose of enforcing compliance with the agreement.^ Duress. — The fact that, at the time of entering into a sub- mission, a party is under arrest under a process sued out in the same matter does not constitute such duress as to avoid 1 Summerville «. Painter, 44 Penn. St. 110. 2 Antram v. Chase, 15 East, 209. " Smith V. "Virgin, 33 Maine, 148. * Owen V. Hurd, 2 Term, 648. 5 Hawkins v. Benton, 2 Dowl. & Low. 465 ; and 8 Q. B. 479. 6 Williams v. Lewis, 3 Jur. N. s. 1324 ; 7 El. & Bl. 929. 8 34 PARTIES TO THE SUBMISSION. his agreement for an arbitration. This constitutes neither oppression nor undue advantage ; and the arrest, " of itself, could not have been enough to avoid his acts, even had he made a final settlement." ^ 1 Shephard v. "Watrous, 3 Caines, 166. CHAPTER II. THE SUBMISSION. Submission. What constitutes a basis for a submission. Purely ministerial acts are not such basis ; e. g. appraisals, Taluations, &c. Other cognate cases. Matters of recollection. Contracts to submit, in pais and statutory. Submissions intended to be statutory, but defectively or carelessly framed. Superfluous formality. Upholding submissions according to apparent intent. The presumption is always favorable to validity. Eeference by rule of court and consent of parties. Manner of submitting, orally or by writing, &c. Formalities and characteristics of the submission. What may be the subject-matter of a submission. 1. Disputes of a civil nature only. 2. Dower. 3. Owelty. 4. Ejectment. 5. One item in account. 6. Actions on penal statutes. 7. Questions of pure law. 8. Eegulation of future rights. Submissions concerning real estate. boimdary lines. nicely construed. Construction of statutes concerning submissions. Rules for construing submissions. Construction of uncertain or indefinite submission. Written submission is invariable and final. Submission will not be stretched by forced construction. Sundry specific cases of construction. General submission. Conditional submissions. When a reference will be construed to have become changed into a submission. Submission of a " cause." 1. Its extent and operation on the pleadings. 2. Its operation on previous errors. May be made to include other matters. Submission of separate actions. 36 THE SUBMISSION. Effect of a submission in a pending cause upon the status of the cause. upon the right of action. Making submission a rule of court, and agreeing for entry of judgment on award. References in crpss-actions. Alteration of the submission. Extension of time for award, named in submission, by new agreement. Substitution of new arbitrator or referee. Enlargement of rule of reference . Suit upon an altered agreement to submit. Correction of errors in submission. How long the submission will remain in force. Stipulations in submission to waive appeal from award. " to abide by " an award. Submission is the technical designation of that contract by which parties agree to refer matters which are in dispute, dif- ference, or doubt between them, to be finally decided by the award of judges named by the parties and called arbitrators. ■What constitutes a Basis for a Submission. — To furnish a suf- ficient basis for entering into a submission, no legal cause of action in favor of either party need exist. That there is a dispute, controversy, or honest difference of opinion between them concerning any subject in which they are both interested is enough.^ Nor indeed is it necessary that they should have come to the actual point of a dispute ; for a matter simply in doubt may be submitted.^ Purely Ministerial Acts are not such Basis ; e. g. Appraisals, Valuations, Sac. — This last ruling, however, demands some explanation or qualification. It is only matters inherently doubtful that can constitute the material for a submission. Matters which are doubtful, solely because no pains have been taken to remove the doubt, are not proper to be submitted. There must be, at least, a conceivable possibility of a difference of opinion between the parties. The decision must be arrived at by some use of discretion, by some exercise of the judicial faculty. Thus the sum of a column of figures before they have 1 Mayo V. Gardner, 4 Jones, Law, 359 ; Findley v. Ray, 5 id. 125 ; Keson v. Barclay, 2 Penn. 531. 2 Brown v. Wheeler, 17 Conn. 345; but see post, p. 40. THE SUBMISSION. 37 been added is, in a certain sense of the phrase, in doubt. The number of square feet in a given surface is likewise in doubt till the measurement and calculation has been made. But a doubt of this nature is not of« the sort which can be submitted to arbitration. It is more accurately to be described as a want of hnowledge than as a doubt. It is an uncertainty of that description that there is no intrinsic obstacle to a solution, no room for intelligent men to dispute concerning the result obtained from the application of established processes of calcu- lation to known and unquestioned facts. Therefore there is no occasion for calling into play the powers of a judge or arbi- trator, since there is nothing to be adjudicated upon. The labor to be performed is purely ministerial in character. Accordingly where an accountant was to make up the sum shown to be due by certain books of account, though it was stipulated that his finding should be final, it was held that there was no arbitration, because there was no controversy ; there was to be only examination and calculation. ^ Agreement for delivery of logs by A. to B., at a price named per cord, " the timber to be measured by " a third party. The court said that they did not consider the measurer as occu- pying the position of a referee, in the ordinary sense of that word. " It is true he must, to a certain extent, have exercised his judgment, for it is difficult to suppose a case where that must not be done. But his duty was ministerial rather than judicial in its character. He was to measure a quantity of logs as firewood is usually measured, and to hold that he was invested with the powers of an arbitrator would be to give him a character which, we think, the parties never in- tended." « In like manner the not unfrequent stipulation that an engi- neer shall estimate the amount of work done, and compute the 1 Kelly V. Crawford, 5 WaU. (U. S.) 785 ; Carr v. Smith, 5 Q. B. 128 ; Good- year V. Simpson, 15 Mee. & W. 16. 2 Hale V. Handy, 26 N. H. 206. 38 THE SUBMISSION. price according to the rates named in the contract for its per- formance, has been declared not to be properly a submission.^ The task is merely ministerial, calling for no exercise of dis- cretion. A similar reason was asserted as forming part, though a part only, of the foundation for the decision in Thayer v. Bacon.2 Owners of flats, desirous of having their respective lines run so that each might know his boundary, agreed, sev- erally, to employ at their joint expense a surveyor to run the lines and set up marks. The court held that the parties were not conclusively bound by the lines so run, for that the service expected from the surveyor was simply ministerial. But the more essential point in this cause seems to have been that there was no agreement to abide by his lines, nor any explicit submission to arbitration from which such an agreement could be implied. Other authorities accord to the decision of the measurer a greater force, and make it equivalent to an award, in one respect at least ; for they hold it to be binding upon the parties and final, though they construe the extent of his authority very strictly. Thus if a third person is agreed upon to meas- ure the amount of certain work done, the law in Illinois is well settled to be that his measurement will, in the absence of fraud, be conclusive upon the parties. He must necessarily refer to the contract to see how he is to make the measurement, and his estimate, fairly made in accordance with the manner pointed out in the contract, will be binding.'* But his construc- tion of the contract itself, in respect of its provisions concern- ing the manner of measuring the work would not be conclusive upon the parties, for that is matter of law, and is not embraced within his authority.* A decision, resembling those in Illinois in some parts, has , 1 Condon v. Southside R.R. Co., 14 Gratt. 302 ; Baltimore & Ohio R.E. Co. V. Polly, ib. 447. 2 3 AEen, 163. 3 McAvoy V. Long, 13 111. 147 ; Canal Trustees v. Lynch, 5 Gilm. 526. * McAvoy V. Long, 13 111. 147. THE SUBMISSION. 39 been rendered also in the State of Maine, in the following case : — A contract provided that " all the work and materials should he inspected by a third person, and made to correspond with the decision of such person as may be selected, in all respects, whose decision shall be final between the parties." The court said that it was only the work and materials which were to be inspected. There was no intention exhibited to give to the third person selected any power to determine other difierences than those which related to the workmanship, and to the fitness and quality of the materials purposed to be used. But inas- much as a question had arisen whether or not certain labor and materials were required by the written contract to be furnished, and in order to answer this question the legal construction of the contract must be passed upon it, it was declared obvious that this task was beyond the authority of the referee, and must be determined not by him but by a court of law.-^ A decision, apparently at variance with the ruling in Brown V. Wheeler (^ante, p. 36), and less easily explainable upon any general theory or doctrine, is furnished by a case in the Maine reports. The parties disputant appointed a person " to see whether " certain work had been done according to the require- ments of a contract. It was held that there was no arbitration, for that the agreement did not constitute a submission.- A somewhat different class of cases is presented by an agree- ment for appraisal, in which the determination of the price or value of an article is to be declared by a third party, not in accordance with any immutable established standard, but by the exercise of discretion or opinion. Such agreements have sometimes been declared not to be submissions to an arbitra- tor.3 And though these American authorities are entitled to no very great weight, yet there are several English cases to 1 Mason v. Bridge, 14 Maine, 468. 2 McKinney v. Page, 32 Maine, 513. ' Garred v. Macey, 10 Missouri, 161 ; Curry v. Lackey, 35 id. 389. 40 THE SUBMISSION. the like effect, concerning valuations and sums due to con- tractors for work done.^ Mr. Russell, in citing these cases, lays down their principle in the following language: — the "valuer, &c., " is not an arbitrator, in the proper sense, unless there have been differences between the parties on the point previous to their submitting it to his decision. A decision which precludes differences from arising, instead of settling them after they have arisen, is for many purposes not an award." ^ In Gan v. Gomez,^ Senator Seward, delivering his opinion, says : " A distinction is justly made between the reference of a collateral or incidental matter of appraisement or calculation, the decision of which is conclusive of nothing as to the rights of the parties except the mere appraisal or statement, and a submission of matters in controversy for the purpose of final determination. A reference of a collateral fact, or the submis- sion of a particular question forming only a link in the chain of evidence, is not calculated to put an end to the controversy; it barely substitutes the judgment of the referee in the place of evidence on that incidental or collateral matter, leaving the controversy open. Such a decision is not an award, and a reference of such a matter is not a submission to arbitration." But these adjudications have not gone unquestioned. A contrary position has been laid down by some tribunals, which ft are certainly of higher authority than are the courts of Mis- souri. Thus in New Hampshire, in an elaborate opinion,* Mr. Justice Bell says : " Though there are cases where it has been ' Leeds v. Burrows, 12 East, 1; Collins v. Collins, 28 L. J. Chy. 184; 26 Beav. 306 ; Lee u. Hemingway, 3 Nev. & M. 860 ; s. c. 3 L. J. K. fe. 124 ; Jenkins u. Betham, 24 L. J. C. P. 94 ; Scott v. The Liverpool Corporation, 28 L. J. Chy. 230. 2 Russell on Arb. 3d ed. p. 43, pt. I. c. iii. § 1. » 9 "Wend. 649. * Smith V. Boston, Concord & Montreal R.R. Co., 36 N. H. 458. See also Leonard v. House, 15 Ga. 473, where a contract to build a bridge at such price as it should be "reasonably worth, or the assessed value of the same by J. G. or A. B.," was declared to be a " sort of parol submission to arbitrament and award." \ THE SUBMISSION. 41 \ \ held that a reference to a third person, to measure materials \ or work, to judge of their quality, to fix a price, or to make an appraisal, or the like, is not a submission to arbitration, yet it seems to us that every agreement of parties, by which they bind themselves to abide by the decision of an indifferent third per- son, as to any matter affecting their rights, is a submission to arbitration, and the decision of such party upon the matter thus referred to him is an award. We do not perceive that any difference in the nature or importance of the question submitted, or of the evidence upon which it must be decided, or in the means to be used to arrive at a correct result, can affect in this respect the nature of the proceeding. If the parties have a difference or dispute, however trivial, or upon a matter however simple, and in whatever mode the truth is to be ascertained, and they select an indifferent third person to be the judge between them, and bind themselves to abide his decision, that seems to us a submission to arbitration, and the decision to be an award." So in New York, in the case of Underbill v. Van Cortlandt,i where there was an agreement in a lease for an appraisal to be made at the end of the term. In the Court of Chancery, the person designated to make the appraisal was spoken of as an arbitrator, and his decision was called an award, without any apparent discussion or doubt concerning the propriety of the phraseology. But later, in the Court of Errors, in the same case,^ the point was directly met by Spencer, C. J., who said : " Notwithstanding the ingen- ious distinctions made between an appraisement, under an agreement entered into many years before the appraisement takes place, and an ordinary submission to arbitration, I con- fess that I do not feel the force of those distinctions. It makes no difference when the contract was made. It took its effect from the mutual agreement as to the persons to become the appraisers ; and by wliatever name they were called, they were 1 2 Johns. Chy. 339. 2 17 Johns. 405. 42 THE SUBMISSION. substantially arbitrators, with plenary power to decide upon the subject in difference between the parties." ^ A submission requiring the value of work to be determined " according to the usual prices," was construed in New York as merely prescribing the rule of valuation.^ The question was not, whether or not the proceedings constituted an arbitra- tion. It was not denied that they did so. But the rule of construction is yaluable, and has an obvious bearing upon the question now under discussion. A contract to take certain real estate in payment of a debt at a valuation to be determined by certain appraisers, is not technically a submission to arbitration ; though it may be revoked in the same manner in which a submission might be.* Other Cognate Cases. — We find also an English case,* to the like effect. The action was upon a bond conditioned for A. M.'s due discharge of his duties as clerk, to be ascertained by inspection of his accounts by J. S., and the amount so ascer- tained to be liquidated damages. Parke, J., held that the determination was an award ; and said the case was to be distinguished from that of Leeds v. Burrows,^ where the valua- tion of property, to settle an account between parties, was held not to require a stamp as an award. ^ So a confession of judg- ment for " damages, to the amount of one shilling besides their costs, to be taxed by the prothonotary as he shall think the plaintiffs entitled," is a submission to the award of the pro- thonotary of the amount of costs, and his decision will be final, and not reviewed by the court.^ 1 See also Lauman v. Young, 31 Penn. St. 306, where such an agreement is called a " prospective submission." 2 Efner v. Shaw, 2 Wend. 567. s Rochester v. Wliitehouse, 15 N. H. 468. 4 -Jebb V. M'Kiernan, Moody & Malk. 340. 6 12 East, 1, note. 6 The decision of such a referee has been held conclusive. Oakes v. Moore, 24 Me. (11 Shepl.) 214 ; Branscome v. Eowclifif; 6 C. B. 523. In the latter case the referee was spoken of as the " so-called arbitrator." ' Elvin V. Drummond, 1 Moore & Pa. 88 ; 4 Bing. 415. THE SUBMISSION. 43 Matters of Recollection. — Where the dispute is as to the occurrence or non-occurrence of a fact in the past time, an appeal to the recollection of a person is not to be confounded with a submission to him.^ Though an agreement to accept his decision might be binding, as an agreement to abide by the oath of a third party has been held binding,^ yet no undertaking of this description is properly a submission. Contracts to submit, in pais and Statutory. — The contract of submission may be framed either by virtue of the common law, or under the provisions of statutes. The existence of statutes establishing forms and methods of arbitration has been generally held not to abrogate or modify the right of submission according to the common law. The two systems are commonly regarded as collateral and independent ; they subsist beside each other, but without interference with each other ; and the disputants may choose and follow which they will.3 But one important adjudication presents an exception to this rule. The statute " on arbitrations," in the New York Revised Statutes, which in many sections, and especially in the intro- ductory one, is general in its terms, has been held to be " designed and intended to regulate and control, by uniform and definite rules, all arbitrations upon written submissions in this State." This, therefore, apparently amounts to an abroga- tion of the right to submit by writing, and to be governed in the arbitration following thereupon, by the rules of the common law. The court say : " There are several cases in the reports 1 Williams v. "Wood, .1 Dev. 82. 2 Delesline v. Greenland, 1 Day, 458. 3 Wells V. Lain, 15 Wend. 99; Howard v. Sexton, 4 Comst. 157; Logsdon v. Roberts' Bx'rs, 3 Monr. 255 ; Overly's Executors v. Overly's Derisees, 1 Mete. (Ky.) 117; Winne v. Elderkin, 1 Chandl. 219; Byrd v. Odem, 9 Ala. 755; Evans v. McKinsey, Litt. Sel. Ca. 262; Diedrick v. Richley, 2 Hill, 271, note; Lamar v. Nicholson, 7 Porter, 158 ; Conger v. Dean, 3 Clarke (Iowa), 463 ; Fink 0. Eink, 8 id. 313; Titus v. Scantling, 4 Blackf. 89; Brown v. Kincaid, Wright, 37 ; Carson v. Earlywine, 14 Ind. 256 ; Miller v. Goodwin, 29 id. 46 ; Burneide V. Whitney, 21 N. Y. 148. 44 THE SUBMISSION. in which it has been assumed by the court that the general provisions of the statute were applicable to and controlled the proceedings before arbitrators generally, when acting under written submissions." " Nothing to the contrary of this has been anywhere decided." For Wells v. Lain (supra) related only to parol submissions ; and Diedrick v. Richley (supra) was before the Revised Statutes were in force. ^ But the case of Burnside v. Whitney ^ certainly does not seem to be quite in harmony with Mr. Justice Johnson's views. Submissions intended to be Statutory, but defectively or care- lessly framed. — It is laid down as a general rule that where parties undertake to enter into a submission under a statute, they must follow strictly the statutory requirements. Most statutes provide for entry of judgment on the award, and the jurisdiction of the arbitrators to make an award on which judg- ment can be entered is special, created entirely by the statute, and sustainable only by compliance with the statute.^ In Pennsylvania, however, a more liberal custom prevails, and substantial compliance with the act has been held sufficient. Thus where a submission did not in terms stipulate that it should be made a rule of court, judgment was nevertheless entered on the award, on the ground that the intention to this effect would be presumed.* In New England, though the courts are rigid, as aforesaid, in their abstract rule that the statutory requirements must be strictly complied with, they have shown some degree of liberality in construing precisely what those requirements are. Thus, where the law required the submis- sion to be signed and acknowledged by the parties, and two copartners were parties of the one part, signature by both, but 1 Bulson V. Lohnes, 29 N. Y. 291. 2 21 N. Y. 148. 3 Abbott V. Dexter, 6 Cush. 108 ; Monosiet v. Post, 4 Mass. 532 ; Barnett v. Peck, 6 Vt. 456 ; WiUingham u. Harrell, 36 Ala. 583 ; Halloran v. Bray, 29 Ga. 422. * McAdams' Ex'rs v. Stillwell, 1 Harris, 90 ; Buckman v. Davis, 28 Penn. St. 211. THE SUBMISSION. 45 acknowledgment by only one, was held insufficient ; ^ but signature and acknowledgment by one partner purporting to be made for himself and his copartner, had been sustained in an earlier case,^ and the court were careful to draw a distinc- tion in order not to overrule it. The statute also required a demand, " under the hand " of the pai-ty making it, to be annexed to the submission. The court held that he need not subscribe it, but if he had himself embodied his name in the demand in his own handwriting, or had indorsed it on the writ in the action in which the submission was made, it was a sufficient compliance.^ So in Maine, the declaration in the writ, and the indorsement thereon of the words " from the office of A. and B." (plaintiff's attorneys), were declared a sufficient specification of demand and signature ; and counsel having agreed that for the sake of convenience in using it the demand should not be annexed to the submission till the close of the hearing, the informality was disregarded.* But when the statute requires the annexation of the demand, it is indis- pensable that some document capable of being construed as a demand, and under the hand of the party, should appear,^ save only in the case of a general submission of all demands between the parties ; this is exceptional, and requires no attendant specification.® But where the submission is only of all demands arising after a certain day, the specification must be annexed.^ Under a statute which said that where " all demands " were submitted no specification need be appended, a submission of " all demands on either part, except heirship," was held good without any specification.^ A rule requiring the prothonotary to determine the number 1 Abbott V. Dexter, 100 Mass. 108. 2 Skillings o. Coolidge, 14 Mass. 43. , " Humphry v. Strong, 14 Mass. 262 ; Inman v. Wheeler, 1 Pick. 504. < Harmon v. Jennings, 22 Maine, 240 ; Wood v. Holden, 45 id. 374. 5 Bullard v. Coolidge, 3 Mass. 324 ; Smith v. Kimball, 1 N. H. 72. 6 Barnett v. Peck, 6 Vt. 456. 1 Pierce v. Pierce, 30 Maine, 113. 8 KendaU v. Bates, 35 Maine, 857. 4-6 THE SUBMISSION. of arbitrators, was held to have been sufficiently complied with where each party had respectively chosen one arbitrator and the prothonotary had chosen a third.i A statutory requirement that arbitrators shall seal their award is merely directory. Their apparently accidental neglect to seal it will not invalidate it.^ A statutory requirement that all agreements in a pending cause shall be in writing, will not, of necessity, totally avoid an oral agreement to refer.^ But all courts have been unanimous in refusing to sustain submissions wherein any substantial deficiency existed. Thus an unacknowledged submission, made under a statute requir- ing acknowledgment, is void.* A seal, if required by statute, has been held to be an indispensable formality .^ And a sub- mission to one arbitrator, where the statute requires three, was held to be bad.^ ' Though where the statute provided for the choice of two arbitrators, and, on their failure to agree, for the choice by them of an umpire, the selection of three, originally made by the parties, to sit at the hearing, was held an imma- terial variance.'^ A submission, pursuing the statute and providing that it may be made a rule of court, is a statutory submission ; ^ and so it is if it expressly declare that it is intended to operate under the statute, though it adds a waiver of the right of appeal given by the statute ; for parties have a right to waive the original rule and right of appeal without losing the other privileges of the statute.^ So also they may waive the swear- 1 Withers v. Haines, 2 Barr, 435. 2 Price V. Kirby, 1 Ala. 184. 3 Wells V. Lain, 15 Wend. 99 ; and see Bulsom v. Lampman, 1 Kansas, 324 ; contra, Smith v. Pollock, 2 Cal. 92 ; McClendon v. Kemp, 18 La. An. 162 ; Ea- guet V. Carmouche, 5 id. 138. < Pink V. Pink, 8 Clarke (Iowa), 313. 5 Hamilton v. Hamilton, 27 III. 158. " Bowes V. Prench, 2 Pairf. (Me.) 182 ; Monosiet v. Post, 4 Mass. 532. ' Porsley v. Galveston, Houston & Henderson R. K. Co., 16 Texas, 516. 8 Estep V. Larsh, 16 Ind. 82. 9 Wynn v. Bellas, 34 Penn. St. 160 THE SUBMISSION. 47 ing of the arbitrator; the statutory requirement for such swearing is only for the protection of the parties, and is not imperative.! But where a submission becomes intrinsically inconsistent, by professing an intention to be governed by the rules of the statute, and at the same time, in some specific particulars, asserting entirely contrary stipulations, the latter, as being the distinctly expressed intention, will prevail.^ In statutory submissions, especially if not made in a pending cause, the particularity and technicality of pleading may be dispensed with. The ground and extent of the demand must be fully and clearly set forth ; but no more will be required.^ Demands simply. naming an amount are insufficient.* Superfluous Formality. — Where the Submission, though not required by the statute to be under seal, has nevertheless been signed under seal by an agent, it is not needful that the author- ity of the agent should also be under seal.^ Upholding Submissions according to Apparent Intent. — The courts will always seek to uphold a su)3mission, in spite of a defect in formality, according to the obvious intent of the parties.^ Accordingly, where there are two different acts, under the one of which it could be sustained, but under the other of which it could not, it will be assumed to have been made under the former, unless something appears in the instrument itself clearly inconsistent with such an assumption. The parties themselves having practically agreed to waive formalities, can- not afterward seek to stand strictly upon them.'^ In a Michigan case it is said that the courts will always seek to construe the 1 Howard v. Sexton, 1 Denio, 440; HiU v. Taylor, 15 Wis. 190. 2 South Carolina E.K. Co. v. Moore, 28 Ga. 398. ' Houghton V. Houghton, 37 Me. 72 ; Tuskaloosa Bridge Co. v. Jemison, 33 Ala. 476 ; King u. Same, ih. 499 ; Barnett v. Peck, 6 Vt. 456. i Hayes v. Bennett, 2 N. H. 422 ; Hill v. Page, 1 id. 190 ; Jones u. Hacker, 5 Mass. 264. s "White V. Fox, 29 Conn. 570, 6 McAdams' Ex'rs v. StiUwell, 13 Penn. St. 90 ; Large w. Passmore, 5 Serg. 6 R. 51 ; Harris v. Hayes, 6 Binn. 422. ' Kimmel v. Shank, 1 Serg. & R. 24; Okisonu. Plickinger, 1 Watts & S. 257 ; Massey v. Thomas, 6 Binn. 333; Bemus v. Quiggle, 7 Watts, 863. 48 THE SUBMISSION. bond as a statutory or as a common-law bond, according to the apparent intent of the parties. If it resembles a statutory submission, but was evidently not meant as such, it will be upheld as a common-law submission.^ Occasionally, .where it has seemed to the court that they should thus best carry out the intent of the parties, they have sustained a submission as good at common law, though the purpose had either obviously or apparently been to make it a statutory submission, but the parties had failed to do so through some defect in compliance with the requirements.^ But in other cases the courts have refused to uphold defec- tive statutory submissions as good common-Jaw submissions, remarking that the parties should be held to their election,^ or re- fusing to " substitute another and a very different contract from that into which [the parties] entered." * In another case, tlie statutory submission, had it only been properly made, would have authorized the entry of judgment, and was obviously designed to do so. The court refused to sustain it at common law, for non constat that the parties would have agreed to submit had they not anticipated the benefit of the judgment.^ The abstract principle lies in the propriety of carrying out the intent of the parties, and it may be a matter for the discre- tion of the court in each case to determine how this will be bet- ter done, whether by avoiding the invalid statutory submission altogether, or by allowing it to be enforced as a common-law submission. If the latter method would materially affect the relative rights of the parties, it would be obviously improper to adopt it. The Presumption is always favorable to Validity. — The pre- 1 Clement v. Comstock, 2 Mich. 359. 2 French v. New, 20 Barb. 481; Tyler v. Dyer, 13 Maine, 41; Benjamin v. Benjamin, 5 Watts & S. 562; Pink v. Fink, 8 Clarke (Iowa), 313. See also Akely v. Akely, cited post in " When a Reference will be construed to have become changed into a Submission." ' Allen V. Chase, 3 Wis. 249. i Deerfield v. Arms, 20 Pick. 480. ' WiUiams v. Walton, 9 Cal. 142. THE SUBMISSION. 4'9 sumption is always in favor of the validity and regularity of the would-be statutory submission as such. Thus, the statu- tory requirement being that the parties should appear in person or by attorney before a magistrate and there sign the submis- sion and acknowledge it, the submission bore the simple sig- nature of each party, but the acknowledgment of one of them was stated to be made by attorney. The court said there was nothing on the face of the papers to show that the name of the party was not also signed by the attorney in the presence of the magistrate, and the submission was upheld.^ Reference by Rule of Court and Consent of Parties. — A refer- ence by order of court in a pending cause is a statutory proceed- ing.^ It differs from a submission, inasmuch as a submission, even if enteired into under statutory provisions, is the volun- tary private undertaking of the parties. But a submission, stipulating for itself that it shall be made a rule or order of court, and a reference entered into by the voluntary agreement of both parties are so nearly the same thing that they are usually treated as practically identical. Indeed, tlie language of the courts in rendering their adjudications has nearly always been so lax that the distinctions properly existing between the various descriptions of reference and submission- have become hopelessly confused. In England it is matter of course for a judge to grant an order of court, referring a cause, upon the written consent of the attorneys of both parties.^ The mere fact that a suit is pending between the parties, does not suffice to authorize the court to make their general submission a rule of court, in the absence of any stipulation to that effect.* But in Pennsylvania a simple reference to the 1 Wright V. Kaddin, 100 Mass. 319. 2 But in California, " in the anomalous condition of things," it was the cus- tom of the profession to refer, though there was no statute in existence, and the court said, that after the parties had voluntarily referred according to this cus- tom, it was too late for one of them to claim that it was an arbitration and not a reference, by reason of the non-existence of a statute. Gimter v. Sanchez, 1 Cal. 45. » KusseU on Arb. 3d ed. p. 73. * Fox v. Eales, 2 Miles, 169. i 50 THE SUBMISSION. pending action, embodied in the submission, without any- express stipulation, will authorize the court to make it a rule.^ Manner of Submitting : OraUy or by 'Writing, &c. — The submis- sion is the agreement of the parties to refer. It is, therefore, a contract, and will in general be governed by the law concern- ing contracts. At common law it may be oral, by writing not under seal, or by writing under seal.^ Oral Submissions. — Generally an oral agreement will be valid.3 It was even held in New York that though there was a statutory requirement that all agreements made in any pend- ing cause should be in writing, nevertheless an oral submission would be good, though it could not rank as " a proceeding in the cause." This ruling was based upon the ground that the statute did not specifically declare that an agreement not in writing should therefore be positively void.* But in Louisiana, where the Code requires submissions to be in writing, verbal submissions are declared void.^ If the submission embodies undertakings, concerning which it is competent for the parties to contract and bind themselves only by writing, then of course an oral agreement will be void ; and if only by writing under seal, then a parol agreement will be void.^ Thus a parol submission of questions involving the title to or any interest in real estate will be void, under the Statute of Frauds.^ So also a parol agreement that arbitrators 1 McAdam v. Stilwell, 13 Penn. St. 90 ; Ford v. Keen, lb. 179. 2 Titus V. Scantling, 4 Blackf. 89 ; Carson v. Earlywine, 14 Ind. 256 ; Byrd 1). Odem, 9 Ala. 755 ; and see also the cases cited below in the further discussion of this topic. 3 Winne v. Elderkin, 1 Chandler, (Wis.) 219; Russell on Arb. pt. I. c. iii. § 2, p. 51. * Wells V. Lain, 15 Wend. 99 ; Bulsom v. Lampman, 1 Kansas, 324 ; contra. Smith V. Pollock, 2 Cal. 92. 6 McClendon v. Kemp, 18 La. An. 162; Raguet v. Carmouche, 5 id. 133. 6 Valentine v. Valentine, 2 Barb. Ch. 430, and see cases cited below. 1 Philbrick v. Preble, 18 Me. 255 ; Walters v. Morgan, 2 Cox Ch. 369 ; McMuUen v. Mayo, 8 Sm. & M. 298 ; and see post, " Submissions concerning Real Estate." THE SUBMISSION. 51 shall determine concerning the granting of a lease, is void under the same statute.^ If the dispute be as to the validity or effect of a sealed instrument, it has been said that the submission must liiiewise be under seal.^ If a writing be necessary to pass the title to the thing in controversy,^or to divest or convey the right in dispute, then the submission must be in writing.^ A written submission for the purpose of determining a boundary line need not be under seal.^ And if, under an oral submission concerning a boundary line, an award has been made, and has been actually executed and fulfilled by the par- ties, it will thereafter be valid and binding.^ So likewise if it has been long acquiesced in.^ Such long acquiescence, how- ever, is construed only as operating by way of evidence of the agreement of the parties to accept and execute the award.' And an oral submission and award, though they may fail to be conclusive between the parties by reason of this technical insufficiency, may yet be admissible in evidence at a trial of the question before a jury.^ A similar principle has been applied to a case of a submis- sion concerning a specialty.. The instrument was a note under seal ; and the question being simply whether or not it had been paid, and therefore the case being wholly provable by parol evidence, a verbal submission was held good.® 1 Walters v. Morgan, 2 Cox Ch. 369 ; French v. New, 20 Barb. 481. 2 Logsdon V. Roberts's Ex'rs, 3 Monr. 255. 3 French v. New, 20 Barb. 481 ; Evans v. M'Kinsey, Litt. Sel. Ca. 262 ; Mar- tin V. Chapman, 1 Ala. 278 ; Logsdon v. Roberts's Ex'rs, 3 Monr. 255 ; Smith «. Douglas, 16 111. 34. * Stewart v. Cass, 16 Vt. 663. 5 Sawyer v. Fellows, 6 N. H. 107 ; Gray v. Berry, 9 id. 473 ;• Orr v. Hadley, 36 id. 575 ; Eaton v. Rice, 8 id. 378 ; Furber v. Chamberlain, 29 id. 405. 6 Gove V. Richardson, 4 Greenl. 327. ' Byam v. Rohbins, 6 Allen, 63. 8 Byam v. Robbins, 6 Allen, 63; Whitney v. Holmes, 15 Mass. 152; Tolman I). Sparhawk, 5 Mete. (Mass.) 476. 9 Shookey's Adm'r v. Glasford, 6 Dana, 9. 52 THE SUBMISSION. A verbal submission of a claim for dower has been allowed.^ The rule was laid down by the older text-writers, and has been asserted in some of the cases, that where matters, not in themselves competent to be submitted by a parol submission, have yet been so submitted in conjunction with other matters which were of an uncertain nature, the submission would be good as to both classes of subject-matter ; for the uncertainty would pervade the whole.^ Formalities and Characteristics of the Submission. — No for- mality is requisite to the validity of the submission. Provided it expresses clearly the intentions of the parties to submit and to be bound by the award of the arbitrator, it will be bind- ing.^ It may even be " contained in a clause quite collateral to the main purpose of an agreement," * as for example in the instruments recited in Jebb v. McKiernan, and Elvin v. Drum- mond, previously discussed.^ It has been said that where the submission is oral, it must be proved that the parties mutually and concurrently agreed to abide by the award ; and that in determining whether or not such an agreement was made, it will be for the jury to iind what words were actually used, and what meaning was attached to them by the parties, as this may be gathered from the attendant circumstances.^ But a contrary doctrine has been asserted ; '' and the modern rule of general application must probably be taken to be, that the agreement to submit suffi- ciently implies an agreement to abide by the award.^ 1 Green v. Ford, 17 Ark. 586. ' Kyd on Awards, 52, 53; French v. New, 20 Barb. 481; 2 Cowen & Hill's Notes, 1025; Logsdon v. Roberts's Ex'rs, 3 Monr. 265. s Brady v. Mayor of Brooklyn, 1 Barb. 584 ; Wilson v. Getty, 57 Penn. St. 266 ; M'Manus v. M'CuUoch, 6 Watts, 357. * Russell on Arb. pt. I. o. iii. § 1, p. 42. 5 Ante, p. 42. 6 Copeland v. Hall, 29 Maine, 93 ; Houghton v. Houghton, 87 id. 72. ' Valentine v. Valentine, 2 Barb. Ch. 430; Evans v. M'Kinsey, Litt. Sel. Ca. m- ^ ' Stewart v. Cass, 16 Vt. 663 ; Wilson v. Getty, 57 Penn. St. 266 ; M'Manus V. M'Culloch, 6 Watts, 357. THE SUBMISSION. 53 The submission should be certain ; i. e. should definitely set forth upon what questions the arbitrators are to award ; and what, if any, are the limitations upon their power in mak- ing up their award. But an uncertain submission may be cured by a certain award. ^ The submission may take the form joi an indenture with mutual covenants, or it may be made by the several bonds of the parties, executed and delivered by each to each or all the rest. If the bonds name any specific sum as penalty, this will not operate as a limitation upon the power of the arbitrators, who may award a larger sum if they see fit. But no larger sum can be recovered in a suit upon the bond.^ Russell says that it seems to be no objection to the validity of a submission that one party is bound by a sealed and the other by an unsealed instrument ; instancing the case of a submission entered into between a private individual, who simply affixed his signature, and a corporatibn,, which affixed the corporate seal.^ ■What maybe the Subject-Matter of a Submission — 1. Disputes of a Civil Nature only. — All disputes and questions of a civil nature may be the subject-matter of a submission. Matters of an illegal nature, or criminal proceedings instituted against one party at the instigation of the other, cannot be submitted.* Though the courts will not open matters which have been closed by a general award, apparently good, on the ground of the admission of an illegal item into the account.^ If the sub- ject-matter wear a double aspect, both civil and criminal, it may be submitted in the former, but not in the latter. For example, in case of an assault, the claim for damages may be submitted, but the criminal prosecution cannot be.^ Such is the general rule, though in Pennsylvania a submission of " all 1 Woodward v. Atwater, 8 Clarke, (Iowa) 61. 2 Russell on Arb. 51 ; Browes v. Bruce, Watson on Awards, 3d ed. 4, note (3). 3 Russell on Arb. 68 ; Tomlin v. Mayor of Fordwich, 6 N. & M. 594. * Harrington v. Brown, 9 Allen, 579. s Wohlenberg v. Lageman, 6 Taunt. 250; and see 3 id. 461, 2 Bos. & P. 371. 6 Noble I). Peebles, 13 Serg. & R 319. 54 THE SUBMISSION. business, civil and state, in dispute," has been held to include prosecutions for assault and battery ; because these suits " might easily be adjusted with the consent of both parties ; and we have an act facilitating the settlement of prosecutions of that nature." ^ 2. Dower. — A claim of dower is a proper matter for submis- sion.^ 3. Owelty. — A husband may submit to arbitration his wife's claim to owelty of partition.^ 4. Ejectment. — An ejectment suit may be submitted.* 5. One Item. — A single item of a long account in dispute of suit may properly be singled out for submission by itself.® 6. Actions on Penal Statutes. — It has been doubted, in Eng- land, whether actions upon penal statutes, by common inform- ers, are competent to be submitted to arbitration.^ 7. Questions of Pure Law may be directly,^ or incidentally, submitted.^ 8. The Regulation of Future Rights of the parties, which can not as yet be reached by courts of law, may be submitted ; such as the laying out of a way to be used by one over land of the other, and other like matters.^ Submissions concerning Real Estate. — In England, in old times, the right to submit to arbitration disputes concerning real estate, especially where the actual title was in dispute, was regarded with great jealousy. But any doubt concerning the validity of such submissions has been long 'since entirely 1 Noble V. Peebles, 13 Serg. & E. 319. 2 Cox V. Jagger, 2 Cow. 638 ; Green v. Ford, 17 Ark. 586. 3 Strawbridge v. Funstone, 1 Watts & S. 517. 4 McCracken v. Clarke, 31 Penn. St. 498 ; Austin v. Snow's Lessee, 2 Dall. 157. 6 McBride v. Hogan, 1 Wend. 326. 6 Eussell on Arb. 3d ed. p. 4. ' Ching V. Ching, 6 Ves. Jr. 281; Young v. Walter, 9 id. 364; Matthew ». Davis, 1 Dowl. n. s. 679. 8 Wilkinson v. Page, 1 Hare, 276; Price v. Hollis, 1 M. & S. 105; Steffu. Andrews, 2 Madd. 6. 9 AUenby v. Proudlock, 4 Dowl. 54 ; Boss n. Clifton, 9 id. 856 ; Boodle v. Davis, 3 Ad. & E. 200. THE SUBMISSION. 55 dissipated.! In the United States few traces of the ancient doctrine are to be found ; and there is no question that any dispute whatsoever relating to realty may be submitted to arbi- tration. The cases are innumerable.^ Not even a specific submission is now required. A general submission will in- clude all questions relating to realty, equally with questions relating to personalty.^ In New York, the statute (2 R. S. p. 541, § 2) declares that no submission to arbitration " shall be made respecting the claim of any person to any estate, in fee or for life, in real estate." A submission and award within the prohibition of this enactment are held to be not merely voidable, but to be absolutely void, and therefore to be incapable of ratification.* But the statute is very narrowly construed. It has been held to cover only claims to the legal title ; and, therefore, that where this was not denied, but only an equitable title was claimed, — e. g. a. right to compel a conveyance to the claim- ant, — the statute did not interfere.^ Boundary Lines. — Questions concerning boundary lines are often submitted to arbitration.® Submissions concerning Real Estate are nicely construed. — It is a rule that the submission of questions involving the title to real estate must be by deed. Yet the courts exercise- much nicety in requiring that the precise point of title sliould be 1 Knight V. Burton, 6 Mod. 231; Johnson v. Wilson, Willes, 2i8; Taylor u. Parry, 1 Man. & G. 604 ; Hunter v. Rice, 15 East, 100 ; Downs v. Cooper, 2 Q. B. 256 ; Doe d. Morris v. Kosser, 3 East, 15. 2 Penniman v. Rodman, 13 Meto. 382 ; Carey v. Wilcox, 6 N. H. 177 ; Page V. Foster, 7 id. 392 ; McMulIen v. Mayo, 8 Sm. & M. 298 ; People v. McGinnis, 1 Parker Crim. Ca. 387 ; Jones v. Boston Mill Corporation, 4 Pick. 507 ; Clark V. Burt, 4 Cush. 396 ; Blair v. Wallace, 21 Cal. 317 ; Akely v. Akely, 16 Vt. 450, and cases cited below in further discussion of this topic. 3 Munro v. Alaire, 2 Caines, 320; Byers v. Van Deusen, 5 Wend. 268; Sel- lick V. Addams, 15 Johns. 197; Penniman a. Rodman, 13 Mete. (Mass.) 382; Mc- Near v. Bailey, 18 Maine, 251. 4 Wiles V. Peck, 26 N. Y. 42. 5 Olcott V. Wood, 14 N. Y. (4 Kern.) 32. « Page V. Foster, 7 N. H. 392 ; Jones v. Boston Mill Corp., 6 Pick. 148, and 4 id. 507. 56 THE SUBMISSION. involved ; otherwise, submissions not under seal are upheld. The following cases will serve for example : Where it is only the price of land that is in dispute ; ^ where the submission was only to settle the location of a particular lot according to the description in a partition deed under which both parties claimed title to respective lots, the lines and location of which they could not agree upon ; the real dispute being as to the sit- uation of, not as to the title to, the lot ; ^ where the defendant had acknowledged that he held in trust for the plaintiff a cer- tain sum of money, then invested in real estate, which he was ready to make over so soon as his demands for disbursements should be adjusted and deducted or paid ; ^ where the amount of damages arising out of a dispute about real estate did not in fact involve the title ;* where the demand is for damages for an admitted encumbrance ; ^ or for flowage.® Plaintiff had made a road chiefly over land of other persons, relying on the fact that it was a benefit to them, as rendering it probable that they would not close it up, and had agreed to let the defendant, who knew the circumstances, use it upon payment of a compen- sation, to be determined by arbitrators. The court said, that as regarded far the greater portion of the road, there was no interest in land in dispute, and therefore they should uphold a parol submission.'^ But it seems evident from their language that they strained the strictness of the law in order to meet the substantial justice of the case. So a submission concern- ing an " interest in " a farm, " or the proceeds thereof," was declared not to be a claim in fee or for life to the realty, and therefore not to fall within the rules concerning the submission of questions about realty.^ 1 Davy's Ex'rs v. Taw, 7 Cranch, 171. 2 Jackson v. Gager, 5 Cow. 888. 8 French v. Richardson, 5 Cush. 450. * Carson v. Earlywine, 14 Ind. 256 ; Byrd v. Odem, 9 Ala. 755. 5 Snodgrass v. Smith, 13 Ind. 893. s Proprietors of Fryebut-g Canal v. Frye, 5 Greenl. 38. ' Mitchell V. Bush, 7 Cow. 185. s Palmer v. Davis, 28 N. Y. (1 Tiff.) 242. THE SUBMISSION. 57 So the fact that a guardian cannot convey land of his ward does not invalidate his agreement to submit the question, whether or not a sufiBcient and adequate price had been paid for land of his ward previously sold.^ A trustee gave to his cestui a written acknowledgment, stat- ing that he held in trust for her 11700, then invested in real estate, and promising to make over the same to her on request, upon condition that she should deduct from such sum all advances or payments which he might make to her. After he had become liable to advance or pay on her account more than f 1700, she presented the writing as a claim against him be- fore arbitrators. Held, that the title to real estate was not involved in the submission.^ Coustruction of Statutes concerning Submissions. — The tend- ency of the courts has at times been to construe with great liberality statutes, permitting submissions in certain specified descriptions of cases. Thus the Pennsylvania Act of 1805, called the Defalcation Act, allowed only a reference of accounts ; but it was by construction extended to embrace " every other cause of action." ^ And it was under this act that the sub- mission of the ejectment suit, Austin v. Snow's Lessee (^supra), was upheld. A statute permitting the submission of all con- troversies which might be the subject of " civil actions," has been declared to include matters cognizable only in a Court of Equity.* Under a statute authorizing the reference of any disputed " claim," reference of an equitable claim against the estate of a deceased person has been allowed.^ But the courts of Pennsylvania, in construing their statute providing for com- pulsory arbitration, which gives to " either party in any civil suit or action " the power to compel a submission or reference 1 "Weston V. Stuart, 2 Fairf. (Me.) 326. 2 French v. Richardson, 5 Cush. 450. 3 Primer v. Kuhn, 1 DaU. 452. * Tomlinson v. Hammond, 8 Clarke, (Iowa) 40. 5 White V. Story, 43 Barb. 124, citing Ackermon v. Congdon, apparently an unreported case. 58 THE SUBMISSION. (Act of 1836, § 8), have said that a suit in equity begun by bill, a case where judgment by default has been opened on terms, an action on a bail bond, and a cause brought to an issue in law by a demurrer, though they fall within the general words of the law are not within its spirit. Arbitration cannot be com- pelled in these cases under the statute; neither can it be compelled where the defendant by neglecting to make an affi- davit of defence has acknowledged that he has no defence, and entitled the plaintiff to claim judgment.^ But an action on a recognizance of bail for stay of execution may be referred under this same statute.^ A statute authorizing the submission of any matter which might be " the subject of a personal action at law, or of a suit in equity," does not authorize the submission of the question : how much the defendant should pay to the plaintiff for the plaintiff's surrender of a lease to him at a future day.^ The Court of Massachusetts refused to uphold a reference involving the title to realty, undertaken to be made under a statute which did not in terms exclude such questions, but of which the general phraseology seemed clearly to imply that only questions concerning personalty were intended to be covered by it.* In Maine a statute (R. S. c. 108) provides for the submis- sion of controversies which may be the subject of a personal action, and wherein judgment could be entered up on .the award by the court sitting as a Court of Law. It was held that a claim for specific performance of a contract for the purchase of real estate could not be submitted under this statute; though a claim for damages for non-fulfilment of the contract might be submitted." The Massachusetts statute empowering an executor to refer 1 1 Grant's Ca. 191 ; Hoffnjan v. Locke, 7 Harris, 57. 2 Petit V. Wingate, 25 Penn. St. 74. ' Hubbell V. Bissell, 13 Gray, 298. * Fowler V. Bigalow, 8 Mass. 1. » Butler V. Mace, 47 Maine, 423. THE SUBMISSION. 69 claims against the estate, allows him to refer claims of his own, not held by him in his official capacity ; but not claims which are held by him in such capacity.^ The New York statute, 2 R. S. 88, 89, covers all claims, legal or equitable, whicli the executor or administrator could settle or adjust ; for ex- ample, unliquidated claims by a surviving partner against the estate of his deceased partner, growing out of partnership transactions.^ A Pennsylvania statute, forbidding the appellant from the award of arbitrators to produce at the hearing on appeal any books, papers, or documents which he had withheld from the arbitrators, was construed to apply only to such evidence as he had within his possession at the time of the hearing before the arbitrators and had voluntarily refrained from placing before them.^ Hules for constrtiiug Submissions. — The courts will always seek to put as liberal, large, and comprehensive a construction upon the submission as the apparent intent of the parties to it will admit.* Thus a submission of a specific question and " divers other matters " has been regarded as equivalent to a general submission of all questions and controversies between the parties.^ Submission of a cause pending, " and all other demands, and costs already accrued on or growing out of said suit," has been construed as a reference of all demands be- tween the parties, on the ground that the words, " all other demands," were not intended to be limited to such demands only as grew out of the suit.^ Pending an injunction suit for- the abatement of a livery stable, a submission was made which 1 Dana v. Preseott, 1 Mass. 200. 2 rrancisoo v. Kitch, 25 Barb. 130. s Estanson v. Dupuy, 2 Browne, 100 ; Brisbane v. Mitchell, 8 Serg. & B. 423. 4 Oreutt f. Butler, 42 Me. 83; Eoss v. Watt, 16 111. 99; Graham v. Gra- ham, 9 Penn. St. 254 ; Noble v. Peebles, 13 Serg. & E. 319 ; Hopson v. Doo- little, 13 Conn. 236 ; Shockey's Adm'r v. Glasford, 6 Dana, 9 ; Estep v. Larsh, 21 Ind. 190 ; Gerrish v. Ayres, 3 Scam. 245. But see Scott v. Barnes, post. 6 Munro v. Alaire, 2 Gaines, 320. ^ Harmon v. Jennings, 22 Maine, 240. 60 THE SUBMISSION. stipulated that the award should " terminate and for ever decide all matters of controversy, at law or in equity, in relation to said livery stable." It was held, that though the bond given in the injunction suit was not really a part of the subject-matter of the submission, and was not mentioned in the award, it was yet so far substantially included that suit upon it could not be subse- quently maintained.^ A submission recited the existence of a controversy as to " the settlement of the accounts between the parties, and the claims of each upon the other." It was held to include a claim for damages arising from an eviction of one of the parties from demised premises, and for conversion of personal property; inasmuch as it appeared that both these and the other claims between the parties arose out of a written agreement as to the occupation of the premises and cultivation of plants thereon.^ A submission to arbitrators to settle co- partnership affairs, as between the partners, includes the power to say what is and what is not copartnership property.^ A controversy about a road or path may be taken to include a claim to the soil, as being within the ordinary meaning of the phrase or word in commbn parlance.* In a submission for the settlement of accounts, and of the claims of each party upon the other, it appeared that there were disputes concerning the ownership of certain chattels which might be regarded either as claims in account for the value or the proceeds of the property, or as a charge of a tortious con- version. Held, that they should be regarded in the former light, and therefore regarded as included within the submission.^ Submission of " a claim " involves both the legality and the amount of the claim.^ A submission of pending actions to referees stipulated that 1 Jesse V. Cater, 28 Ala. 475. 2 Owen V. Boerum, 23 Barb. 187. ^ Masters v. Gardner, 5 Jones, (Law) 298. < Munro v. Alaire, 2 Gaines, 320. > Owen V. Boerum, 23 Barb. 187. 6 Colcord V. Fletcher, 50 Maine, 898. THE SUBMISSION. 61 they should determine how much, if at all, a dam should be cut down, and directed that the cutting down should be done " imder their direction." It was held that it was not necessary that they should actually supervise the reduction of the dam to the level they should determine upon ; but that their award, accurately establishing this level, would be sufi&cient, and the alteration should be subsequently made by the sheriff in the customary manner provided by statute.^ In construing the extent of the subject-matter of a submis- sion, all documents recited or referred to in the submission, and laid before the referees or arbitrators, should be taken into consideration.^ Construction of Uncertain or Indefinite Submission. — Where the submission is by no means so definite or certain as it should be, yet if the deficiency can be easily and surely supplied, the courts will seek to uphold it. For example, a submission mentioned that a case was pending between the parties, and referred " said case." The papers in a certain cause showed that it was pending between these parties at the date of the submission. In the absence of any proof of the pendency of any other cause, the submission was upheld as relating to this one.^ Again, " a matter in difference between the parties " was submitted ; the court said, that after they hstd litigated such a matter before the arbitrators without objection, and an award had been made, it was too late for either of them to object to the submission on the ground of its uncertainty ; but some doubt was expressed as to what might have been the effect of the indefiniteness had the objection been taken at an earlier stage.* Submission of " difficulties existing between [the parties] in relation to the said Columbus Bridge" was held sufficiently certain.^ But submission of a controversy 1 Berkshire 'Woolleu Co. v. Day, 12 Cush. 128. 2 Commonwealth v. Pejepscut Proprietors, 7 Mass. 399. 3 Rixford V. Nye, 20 Tt. 132. « Price V. White, 27 Mis. (6 Jones) 276. 5 King V. Jennison, 33 Ala. 499. 62 THE SUBMISSION. relating to " a certain piece of land in M. County" was held void for uncertainty, as furnishing no means for identifying the land, and making the award a bar to a subsequent action for the same cause.^ From the following case it would seem also that we might devise a rule substantially as follows : That where a submis- sion is so worded as to leave its extent ambiguous, and to create a doubt whether a certain matter or class of matters were included in it, the conduct of the parties at the hearing before the arbitrators may be looked to for elucidation. If such matter or matters have been presented by one without objection by the other, if evidence has been offered upon thein, and they have been considered in argument, it will be assumed that they fall within the scope of the submission. But if they have been wholly omitted in the proceedings, a contrary pre- sumption would prevail. A bond of indemnity between the parties was in force at the date of their entering into a submission of " all demands." Some obligations to pay under this bond had already accrued ; others might be anticipated as probably to fall due in the future. These latter were of such a nature that the court considered that they could be estimated by experts with considerable accuracy. The question was, whether or not an award could operate as a bar in respect of obligations to fall due under the bond after the date of the arbitration. The arbitrators had in fact estimated, considered, and allowed for such future claims. The court said that " under this ambiguity the parties them- selves could best judge of their own intentions. By their advice, or guided by the circumstances of the case, which indi- cated a desire that every thing existing between the parties should be finally adjusted, the referees proceeded to adjust all the damages which had arisen, and which could arise under the bond ; the parties were heard as to all ; the award embraced all ; judgment was entered upon it as to all ; and now, if thd 1 Woodward v. Atwater, 8 Clarke, (Iowa) 61. THE SUBMISSION. 63 plaintiffs are not estopped as to all, they may recover twice for the same subject-matter." ^ Accordingly the award was sus- tained as a bar. A submission, which is in itself void, may be considered in connection with the subsequent acts of the parties, and by this means may sometimes be upheld. Thus, where a written submission, calling for an award, was made to a justice of the peace or to a jury, if either party should demand one, the parties proceeded before a jury of six men, presided over by the justice. In some respects the process appeared judicial ; in others it resembled an arbitration. The submission, so far as it provided for a hearing before a jury, was so indefinite that it could not have been enforced, and per se was bad. But it was held that it should be considered in connection with the subse- quent action of the parties and with the award. . Evidence was admissible on behalf of each party, to show either that it was an arbitration or 'that it was a judicial proceeding; and it would be construed as the one or the other, according to the ' preponderance of the testimony tlius introduced and derived from the award and the proceedings.^ A Wrilten Submission is unvariable and final. — A written sub- mission cannot be varied by parol evidence. Neither is it com- petent to show, by parol evidence, what the written submission in fact was.^ In this respect the general law concerning con- tracts applies without modification. A memorandum of an agreement to refer is wholly super- seded by a subsequent completed reference or submission.* And a verbal agreement, made prior to, or contemporaneously with, a written submission, is merged in the latter.^ 1 Cheshire Bank v. Eobinson, 2 N. H. 126. 2 Hays V. Hays, 23 Wend. 363. 5 Efner v. Shaw, 2 Wend. 567 ; McNear v. BaUey, 18 Maine, 251 ; De Long V. Stanton, 9 Johns. 38. * Billington v. Sprague, 22 Maine, 34. " Loring v. Alden, 3 Mete. (Mass.) 576; Symonds w. Mayo, 10 Cush. 39; Palmer v. Green, 6 Conn. 14. 64 THE SUBMISSION. Submission ■will not be stretched by Forced Construction. — Though the courts wish to have a submission and award ter- minate as many disputes as are reasonably and rightly within their scope, still disputes obviously not included, though so cognate that their annexation would liave been highly natural and proper, will not be added by a forced construction. As, where a submission recited that A. had claims against his father's estate, and that the parties, " desirous of closing the matter," referred " all matters in controversy," it was held that only the matter specified was referred, that counter claims of the executor against A. were not included. ^ And a submission of all claims includes only such claims as exist between the parties directly. A contingent interest which one of them has in a demand by a third person against the other is not em- braced.^ So also under a submission of " disputes " growing out of partnership dealings and accounts, the court held that the arbitrators could not take into consideration payments made by one of the partners on partnership account subsequent to the submission ; for these were not " in truth, subjects of * dispute." ^ A submission of whether or not the owners of a saw-mill had a right to flow land of A. without paying him any compensa- tion ; and if not, then what sum they should pay to him annu- ally, does not include the independent question, whether or not they had the right to flow the land upon paying a compen- sation.* An order of court appointing a referee to " take proof con- cerning a confession of judgment, . . . the judgment roll, . . . and whether the same were actually filed in the clerk's office, cannot be extended to include the question whether or not the judgment had been satisfied in whole or in part.^ 1 Scott V. Barnes, 7 Barr, 134. 2 Adams v. Adams, 8 N. H. 82. 3 Graham v. Graham, 9 Penn. St. (Barr) 254. 4 Hopson V. DooUttle, 13 Conn. 36. 5 Solomon v. Maguire, 29 Cal. 227. THE SUBMISSION. 65 Submission as to what sum annually should be paid to a widow, instead of having dower assigned to her, intends that a sum should be named which should be paid annually, not in lieu or discharge of her right of dower, but in the nature of rent for its use.^ A. and B., each claiming the exclusive right to purchase certain land, agreed in writing that it should be bid in by a third party, each furnishing half the purchase-money, and that it should thereafter be conveyed to the one or other of them as should be awarded by five disinterested citizens. Held, that this could not be construed as a submission for a division of the land between them, but to determine which should take the whole of it.^ Sundry Specific Cases of Construction. — Where the same paper contains an agreement to refer and an agreement to enter an amicable action, the several agreements will be taken in their appropriate order ; the case will be entered, and then the reference made.^ Where a submission and a note both bore date on the same day, and it did not appear which was of prior execution, — the submission being of all debts, &c., " heretofore existing between the parties," and the note being payable in specific articles at a day future, — it was held that the note should not be consid- ered as included in the submission.* General Submission. — A general submission includes all questions, as well of law as of fact, all questions afiecting the civil rights of the parties inter sese, and all demands between them, whether legal or equitable, whether relating to personalty or to realty ; ^ and demands growing out of allegations of fraud..* 1 Furber v. Chamberlain, 29 N. H. 405. 2 Irvine v. Marshall, 7 Minn. 286. 3 Massey v. Thomas, 6 Binn. 333. " Bixby V. Whitney, 5 Greenl. 192. 5 Merritt v. Merritt, 11 111. 565 ; Indiana Central E.R. Co. v. Bradley, 7 id; 49; Munro v. Alaire, 2 Caines, 320 ; Byers v. Van Deusen, 5 Wend. 268 ; Sellicls. V. Addams, 15 Johns. 197. 6 De Long v. Stanton, 9 Johns. 38. 5 66 THE SUBMISSION. It will be construed as widely and sweepingly as is possible, without manifestly thwarting the obvious intent of the parties, for the useful purpose of closing all controversies, and dispos- ing of all rights of action.^ But it covers only matters in dispute, doubt, or controversy between the parties at the date of its execution,^ and only such demands as exist between the parties directly.^ A submission general in terms cannot be limited to matters forming the subject of what amounts to an actual dispute ; * neither, on the other hand, can a submission of " all contro- versies " be stretched to include matters of business or indebt- edness between the parties which are not in dispute.^ But a submission of matters in dispute will not, unless the intent be evident from the instrument or proved aliunde, be so construed as to open matters formerly in dispute, but which have since been settled. Thus, where the language of a bond was ambig- uous, and might be construed to refer dispiites as to both a paternal and a maternal succession, but the former had been long since apparently finally disposed of, it was held that without other extrinsifc and more satisfactory evidence that such was the intent of the parties, it would not be presumed that they had intended to open the matter of the paternal succession.^ Anon-negotiable note, assigned for value with notice, may be properly included in a submission, entered into between the assignee and the maker, of " all matters, claims, and demands, either at law or equity." Payments and set-offs, made or accruing before notice, are to be allowed to the maker.'^ A submission of all matters in dispute does not operate to 1 Barker v. Belknap's Estate, 39 Vt. 168; "Woods v. Page, 37 id. 252; Oroutt V. Butler, 42' Maine, 83. 2 Thrasher v. Haynes, 2 N. H. 429. 8 Adams v. Adams, 8 N. H. 82. * De Long v. Stanton, 9 Johns. 38. , 6 Robinson v. Morse, 29 Vt. 404. 6 Calvert v. Carter, 18 Md. 73 ; Carter v. Calvert, 4 Md. Chy. 199. ' Brown v. Leavitt, 26 Maine, 251. THE SUBMISSION. 67 revive a claim barred by the Statute of Limitations. Such a demand cannot properly be presented or allowed, unless it be specifically named in the submission, or its admission is expressly assented to by both parties at the hearing.^ But it seems that the submission of a specific matter would sufiBce to take it out of the statute.^ Conditional Submissions. — If a submission be based upon the fulfilment of an agreement, in such a way that the fulfilment is practically made a condition precedent to the taking efiect of the submission, a substantial fulfilment will be held sufficient.^ Cases where the submission itself contains a condition to be complied with by the arbitrators before the awarj^ can be valid, are considered in connection with awards. An order of court that an action be referred upon the condi- tion that the plaintiff's attorney first enter into a specified stip' ulation, becomes valid and operative after he has entered into the stipulation.* The parties in a pending cause agreed to refer certain speci- fied items to C, and that either of them might have judgment entered upon his finding, such judgment, when perfected, to be a bar to further proceedings in the suit ; until such perfecting, it was stipulated that this agreement should not interfere with the suit; and if the suit should be conducted to judgment pending the agreement, then the agreement should become null and void ; also, that the agreement should not be construed as an arbitration or discontinuance of the action, but only as an efibrt in good faith to settle, and as binding in honor upon both parties, but without prejudice to the legal rights of either. The court held that this constituted a conditional submission to arbitration.^ When a Reference will be construed to have become changed 1 Adams v. Adams, 8 N. H. 82. 2 Adm'r of Colkins v. Partner of Thackston, Cam. & N. Conf. Eep. (N. Car.) 93. ' Inhabitants of Boston v. Brazer, 11 Mass. 447. * People V. McGinnis, 1 Parker Crim. Ca. 387. s Merritt v. Thompson, 27 N. Y. 225, 68 THE SUBMISSION. into a Submission. — The matter of when a reference will be construed to have been changed by circumstances into a sub- mission, has been discussed in several New York cases. If the parties voluntarily depart from the regulations of the stat- ute concerning references, their undertaking will be treated as a submission to arbitration.^ So where the reference is entered into and the referees are chosen simply by consent of parties, without taking out the statutory rule of court, the court, having no control over referees so chosen, will leave the parties to the same remedies which they would be entitled to in the case of an ordinary submission to arbitration, neither rendering judgment on the report nor setting it aside,^ nor entertaining a motion to review the report.^ Where the parties have un- dertaken to refer a cause of a nature not referrible under the statute, it has been said that the proceedings will be a mere arbitration, subject to the ordinary rules governing arbitration and award.* But it has also been said that, if such reference was by consent of parties, the report will be sustained as such, and cannot be afterward sued on by either as an award.^ If such improper reference was made in spite of the objection of one of the parties, the objector will be entitled to have the rule subsequently vacated.^ And where the action referred is a species of action in which reference is proper, though the particular case is not such as the court would refer, yet if the parties consented to the reference, the report will be sus- tained as such.'i' If the action has been sent to referees in the expectation that there will be an examination of a long account, the reference will not become an arbitration because it after- 1 Dodge V. Waterbury, 8 Conn. 136. 2 Cranston v. Kenny's Executors, 9 Johns. 212 ; Miller v. Vaughan, 1 Johns. 315 ; Stevenson v. Beeeker, ib. 492 ; Blunt v. Whitney, 3 Sandf. 4. <, ' Beardsley v. Dygert, 3 Denio, 380; Silmser v. Eedfield, 19 Wend.* 21. ■• Diedrick v. Eichley, 2 Hill, 271 ; Johnson v. Parmely, 17 Johns. 129 ; Green V. Patchen, 13 Wend. 293. 5 Harris v. Bradshaw, 18 Johns. 26. « Thomas v. Eeab, 6 Wend. 508. ' Armstrong v. Percy, 5 Wend. 536. THE SinBMISSION. 69 ward turns out that no such examination is necessary. A party who has requested or consented to a reference cannot oppose the entry of judgment on the report for the reason that the cause did not, as it was developed, furnish a proper case for reference.! If a statute provides for the reference of claims of a certain nature, e. g., claims arising ex contractu, but the agreement of parties includes also matters of a different nature, e. g., claims sounding in tort, the undertaking will be construed to be a submission in paisJ^ Where parties have in most particulars, but not in all, closely followed the provisions of a statute concerning refer- ences, but have used throughout the terms appropriate to a submission in pais, e. g., " submit," " determine and award," " award and determination," this phraseology will generally be regarded as conclusively giving to their undertaking the character of a submission in pais instead of that of a statutory reference.^ A court of chancery having directed an issue to be tried by a jury, the parties agreed together in pais to waive the jury trial, and to submit to five persons, whose report should stand in lieu of a verdict. Held, that this was a submission to arbi- tration, and the report was an award.* In Indiana, a pending cause was referred by agreement and order of court to " arbitrators," who returned an " award." It was held to be a common-law arbitration, and not a refer- ence under the statute.^ Submission of a " Cause " — 1. Its Extent and Operation on the Pleadings. — The submission of a pending " cause " is a per- fectly valid proceeding.^ Such an undertaking, or an agree- 1 Bloore v. Potter, 9 Wend. 480. 2 Akely v. Akely, 17 How. Pr. 21. 3 Ibid. * Pleasants v. Eoss, 1 Wash. 156. 3 Moore v. Barnett, 17 Ind. 349. s Gushing v. Babcock, 38 Maine, 452. 70 " THE SOBMISSION. ment of reference voluntarily entered into in a cause by the parties thereto, will be construed to include all the issues, whether of law or of fact, which are raised by the pleadings. ^ Beyond this, it is understood in our country that the case is to be tried and determined upon its merits, without regard to the- technical issues joined by the pleadings, which are im- portant only to show the extent of the submission and its sub- ject-matter.2 Accordingly any amendment which either party could have been allowed to make will be regarded as having been made, to the end that it shall be as nearly as possible the subject-matter of the suit that is referred, without regard to form.^ Any thing which could be introduced by way of amendment, either by altering or adding a count, provided this would amount only to presenting the same cause of action in a differ- ent shape, may be regarded as included in the submission. But matter which constitutes an independent cause of action cannot be introduced.* The cited case of Merrill v. Gold fur- nishes a good illustration of the exclusion worked by this rule. A. owed money to B. ; C. represented to B. that he had funds of A. in his possession ; B. thereupon sued A., and served garnishee process on C. ; C. replied, under oath, that he had no funds of A. in his hands ; B. then sued C. to recover dam- ages caused by his false representations, whereby the plaintiff had been induced to bring his suit. The case was referred by consent. Before the referees the plaintiff wished to show that defendant in fact had funds, and had falsely sworn to the con- trary. The court held that this fact, if true,, constituted a 1 Gushing v. Baboock, 38 Maine, 452 ; Eenouil v. Harris, 2 Sandf. 641 ; New- ton I'. West, 3 Mete. (Ky.) 241. 2 Eddy V. Sprague, 10 Vt. 216 ; Davis v. Campbell, 23 id. 236 ; Coffin v. Cot- tle, 4 Pick. 454 ; Page v. Monks, 5 Gray, 492 ; Briggs v. Oaks, 26 Vt. 138. 3 Maxfield v. Scott, 17 Vt. 634 ; Briggs t. Oaks, 26 id. 138 ; Same v. Ben- nett, ib. 146 ; Waterman v. Connecticut & Passumpsio Rivers E.R. Co., 30 id. 610. * Merrill v. Gold, 1 Cush. 457. And see, also, in the chapter on " The Arbi- trator's Authority " concerning " The arbitrator's power to allow amendments." (.' ( THE SUBMISSION. 71 different cause of action from that sued upon, and tliat it was not open to the consideration. of the referees, and consequently could not be proved before them. When a statute authorizes the reference of a cause upon its appearing that it will involve the examination of a long account, the power of the referees is not confined solely to an investiga- tion into the account, but extends over the entire cause, and all matters at issue in it. Every thing that might be inquired into on a trial should be heard and decided by them. Such a statutory limitation ought not to be narrowly construed.^ 2. Its Operation on Previous Errors. — A submission or volun- tary reference operates as a waiver,^ or by way of bar, release, or estoppel,^ in respect of all errors in the proceedings up to that time. Thus, for example, it is a bar to the objection that a plea in off-set had not been filed within the prescribed time ; ■* it cures an insufficient service ; ° it is a waiver of a plea to the jurisdiction.® In a suit in ejectment a variance between the description of the premises in the declaration and that estab- lished by the evidence is avoided by a reference.^ But it is not a waiver of such a palpable misjoinder of plain- tiffs as is fatal to the maintenance of an action by all or any of them ; ^ neither of the objection that the court had no jurisdic- tion to make the order.^ Reference by agreement of parties of an appealed cause is a waiver of an objection to the jurisdiction of the justice from whose decision the appeal has been taken.^" 1 Lee V. Tillotson, 24 Wend. 337. 2 Vanderhoof v- Dean, 1 Mann. (Mich.) 463; Hazen v. Administrators of Addis, 2 Green, 333 ; Taylor v. Say re, 4 Zabr. 647. 3 Forseth v. Shaw, 10 Mass. 253 ; Applegate «. Scliureman, 2 Penn. 868 ; Ligon V. Ford, 6 Munf. 10. * Swift V. Harriman, 30 Vt. 607. 5 Hix V. Sumner, 50 Maine, 290. 6 Maxfleld v. Scott, 17 Vt. 634. T Spaulding v. Warren, 25 Vt. 816. 8 Porter v. Dickerman, 11 Gray, 482. 9 Garcie v. Sheldon, 3 Barb. 232. 10 Reed v. Stockwell, 84 Vt. 206. 72 THE SUBMISSION. Submission of a Cause may be made to include other Matters. — The submission or reference will include nothing which is not involved in the action, unless there is an express stipula- tion to that effect. Such a stipulation is, however, perfectly valid, and the submission or reference may by agreement be extended to cover any number of alien matters.^ The record should show what these matters are.'* The parties may also insert in their rule provisions not called for by statute or the rules of court, and provided the same be not in violation of the rules of law, they will be sustained ; e. g., where the rule of court requires only that a majority of the arbitrators should agree in the award, the parties may stipulate for unanimity.^ And a submission in lis pendens, extended to include other matters than those involved in the cause, may still remain a submission under a statute concerning submissions entered into in pending causes.* If made, pendente lite, of " all matters of difference between the parties," the submission or reference will not relate back to the date of the initiation of the suit, but embraces all such matters existing at the time of the execution of the submission.® Where the declaration in a cause upon its face presents a case cognizable at common law, the court of common law is not ousted of further jurisdiction by the fact that at a hearing before arbitrators to whom the cause has been submitted, matters not properly cognizable at common law have been introduced.^ Submissions of Separate Actions, — Where distinct actions 1 Henderson v. Walker, 2 Grant, (Penn.) 36; Eemington v. Morris, lb. 467 ; Berkshire Woollen Co. u. Day, 12 Cush. 128 ; Bemus v. Quiggle, 7 Watts, 363 ; Smith v. Kincaid, 7 Humph. 28 ; Harrison v. Wortham, 8 Leigh, 296, in which "all matters of difference " were submitted. Harmau u. Jennings, 22 Maine, 240. 2 Fitzgerald v. Fitzgerald, Hardin, 227. 3 Anderson v. Farnham, 34 Maine, 161. * Bingham's Trustees v. Guthrie, 19 Penn. St. 418. 5 Woods V. Page, 37 Vt. 252. , 6 Caton V. McTavish, 10 GUI & J. 192. THE SUBMISSION. 73 are depending, and it is intended to refer them all, there must be separate rules and separate reports, or the actions must be first united and then referred, or in one of them a rule must be entered, submitting all matters in dispute between the parties. A consolidation effected by the arbitrators of their own sole action will invalidate their finding. ^ Effect of a Submission in a pending Cause upon the Status of the Cause. — What effect a submission or reference has upon the status of the pending cause in court is a subject which has been thickly sown with difiiculties by a great number of incon- sistent and loosely expressed adjudications. I shall endeavor to do the best I can with the incongruous mass of material furnished by the various opinions, but can promise no lucid or satisfactory result. In the first place, it would appear from some cases that a submission made in pais, not made or stipulating that it shall be made, or apparently intended to be made, a rule of court, does not, ipso facto, oust the court of its jurisdiction. It can- not be pleaded in bar.^ Either party may proceed to push the case according to the regular mode of procedure, and if this be a breach of his undertaking contained in his submission, the remedy of the other party is by an action on the case for damages.^ But a far greater number of cases hold that a submission, though not statutory, nor made a rule of court, yet works a discontinuance of a pendin ^ cause.* In the case of Green v. 1 Craig V. Craig, 4 Halst. 198 ; contra, by reason of apparent equity, in Brown V. Scott, 1 Dall. 145 (Shippen, Prea't, dissenting). The last case is discussed in Goff V. Musser, 2 Serg. & E. 262, by Tilghman, C. J., who says it is bad law, and that the dissenting opinion of President Shippen is sound. 2 United States v. Ames, 1 "Woodb. & Min. 76 ; Eaton v. Arnold, 9 Mass. 519; Nettleton v. Gridley, 21 Conn. 531 ; Parnell v. King, Rice, (S. Car.) 376 ; Leon- ard V. House, *I5 Ga. 473 ;»Smith v. Barse, 2 Hill, 887 ; Pielding v. Westermeier, 20 La. An. 51. 3 Haskell v. Whitney, 12 Mass. 47. < Mooers v. Allen, 36 Maine, 276 ; "West v. Stanley, 1 Hill, 69 ; Towns v. Wil- cox, 12 Wend. 50B ; Gunter v. Sanchez, 1 Cal. 45 ; Larkin v. Bobbins, 2 Wend. 505 ; Vanderhoof v. Dean, 1 Mann. 468 ; WeUs v. Lain, 15 Wend. 99 ; Saffle v. 74 ' THE SUBMISSION. Patchen,! the previous adjudications in the New York courts were discussed, and it was stated as the " result," " that in all actions not referrible under the statute, if the parties refer the cause to referees, by stipulation or rule or both, and merely provide that the referees report, such reference is an arbitra- tion, and acts as a discontinuance. But if the stipulation pro- vides for the entry of judgment on the report, and judgment be entered, the parties are concluded by their agreement, and cannot be heard to say that the reference and judgment were not warranted by law." In Wells v. Lain,^ the Chancellor, though in the minority on the main issue, said that the sub- mission was only a consent to a discontinuance, and that if either party undertook to proceed with his suit in court, appli- cation should be made to stay him, on the ground that the case was in fact discontinued. Some decisions assert that if the submission contain any saving clause, to the effect that it may be made a rule of court, or that judgment may be entered on the award, or the like, it will not operate as a discontinuance, for such stipulation is a clear expression of the intention of the parties to keep the suit alive.^ A fortiori a reference, as of an account, by order of court is not a discontinuance, but is simply a proceeding in the cause, a part of the litigation. In the case of Camp v. Root,* it was held that the submission was a discontinuance ; for, though the parties entered it on the minutes, and directed the arbitrators to report to the court, they could not thus alter their rights nor give the Cox. 9 Humph. 142. (But contra, Bridges v. Vick, 2 id. 516.) Jewell «. Blank- enship, 10 Yerg. 439 ; Bigelow v. Goss, 5 Wis. 421 ; Muckey v. Pierce, 3 id. 307 ; Smith v. Barse, 2 Hill, 387 ; Jordan v. Hyatt, 3 Barb. 275 ; Buel v. Dewey, 22 How. Pr. 342. 1 13 Wend. 293. 2 15 Wend. 99. 3 People V. Onondaga Common Pleas, 1 Wend. 314 ; Rogers's Heirs v. Wall, 6 Humph. 29 ; Ex parte Wright, 6 Cowen, 899. See also Ryan v. Dougherty, 80 Cal. 218 ; Wear v. Ragan, 80 Miss. 83. * 18 Johns.' 22. . , THE SUBMISSION. 75 court power to enter judgment on the award. This case was distinguished from that of Yates v. Eussell,i contained in the next preceding volume of reports, and holding that neither party could object to the entry of judgment upon the report according to such an agreement. For, it was said, in Yates V. Eussell the defendant's attorney had expressly stipulated that, in case of a report against him, judgment should be en- tered for the sum so reported, and this was considered equiv- alent to a plea of confession for that amount. In Larkin v. Robbins,^ the submission was declared to have worked a discontinuance, though the arbitrators had not yet assumed the burden of arbitration ; for the parties had selected another tribunal, and the court would not look to the proceed- ings of that tribunal to see whether or not it (the court) still retained jurisdiction. In Maine it has been said that a submission at common law is a discontinuance ; but quare, as to a statutory submis- sion.^ In California a submission under which the parties fail to follow the statute accurately will operate as a withdrawal of the cause from the power of the court, and no judgment can be entered on the award.* Arbitrators agreed upon an award of a certain sum as due from Nthe one party to the other, but held the award in their hands, subject to the condition that unless the payment should be made the-suit should not be estopped. Held, that the sum not having been paid in due time, the whole proceeding of arbitration fell to the ground ; and the suit, of which the sub- mission was made, was not discontinued, but might be pro- ceeded with.^ Where a submission of the subject-matter of a pending cause 1 17 Johns. 461. 2 2 Wend. 505. 3 Crooker v. Buck, 41 Maine, 355. " Heslep V. San Francisco, 4 Cal. 1. 6 Elliott V. Quimby, 13 N. H. 181. 76 THE SUBMISSION. embodied an agreement to withdraw the suit from court, but the arbitrators named refused to act, the court said that the stipulations to submit and to withdraw were inter-dependent, and since, by no fault of either party, the arbitration had Jjecome impossible, the whole agreement should fall and the suit be regarded as still alive. ^ Under similar circumstances, in New York, it was declared that the submission had put an end to the suit, but had not discharged the cause of action, and that upon the refusal of the arbitrators to act, the claimant was relegated to his original cause of action, and must institute a new suit.^ Where the cause had been carried into a higher court by appeal from the judgment of a lower court, and thereafter there was a submission which stipulated for the " discontinu- ance of the appeal," the arbitrators failed to agree. It was held, that, the appeal having been " expressly abandoned," the judgment of the original tribunal remained in full force.^ But where, under like circumstances, the submission stipulated that " all further proceedings in said suit at law are to be hereby stayed and ended," it was held, that the suit at law was " blotted out and ended in toto" from its inception before the inferior tribunal to its latest subsequent stage.* A party who, after a cause has been discontinued by a sub- mission, proceeds with it in court, thereby waives or forfeits his right afterward to claim that it was discontinued.^ When the reference or submission does not operate to dis- continue the cause, — or perhaps, we should rather say, to put an absolute end to the cause, for it appears that the phrase dis- continue is often used improperly as if equivalent to stay or interrupt, — it has the effect of temporarily superseding the 1 Chapman v. Seccomb, 36 Maine, 102; and see ante, Elliott v. Quimby, 13 N. H. 181. 2 Buel V. Dewey, 22 How. Pr. 342. 5 Miller v. Van Anken, 1 "Wend. 516. * Van Slyke v. Lettice, 6 Hill, 610. 5 Buel V. Dewey, 22 How. Pr. 342. THE SUBMISSION. 77 power of the court to take any action in the cause. Pending the reference or submission, by rule, no proceeding can be had on the litigation in court. Neither party can take any of the steps which ordinarily he would be entitled to take ; nor can the judges enter orders or entertain motions. No pleadings or papers, ordinarily required, need be filed. The regular tri- bunal has for the time been superseded by the special tribunal before which alone any thing can now be done.^ The jurisdic- tion of the court, however, is not lost, it is only in abeyance. It revives so soon as the report or award has been returned into -court, or when the time limited for making this return has elapsed.^ This effect of a reference or submission, as consti- tuting only a link in the chain of litigation which precedes and follows it in the cause, without destroying the unity of that chain, has been carefully examined and discussed by the judges of Pennsylvania. The case of Douglas v. Kenton ^ especially deserves to be studied, as furnishing the fullest and best expo- sition of the true doctrine in respect to this subject. It is there said that the court retains a jurisdiction " outside of and superior to " that of the arbitrators ; the power of the court to proceed to try the cause is suspended only so far as is neces- sary to enable the arbitrators to try it ; after their award the jurisdiction of the court reverts, either, it may be, on appeal, or for judgment and issue of execution. By a submission of a pending cause without a rule, it is so far out of court that the court is deprived of summary juris- diction over the taxation of costs, which is directed by the award to be made.* 1 Horn V. Roberts, 1 Ashm. 45; Pollock v. HaU, 4 Dall. 222; M'CaU v. Crou- sillat, 6 Serg. & R. 167 ; Brown u. Schseffer, 6 Binn. 177 ; Crawford v. Gable, 2 Barr, 444 ; "Withers v. Haines, ib. 435 ; Grubb v. Grubb's Executors, 2 DaU. 191 ; Pollock V. HaU, 4 id. 222; Maxfield v. Scott, 17 Vt. 634; Hazen Lingood v. Eade, 2 Atk. 501. 192 THE ARBITRATOR'S AUTHORITY. liability growing out of the application of the moneys collected by the receiver ; since otherwise, if the receiver become insol- vent, it is doubtful whether the arbitrator might not under some circumstances be held personally liable.^ Pow^er of Arbitrator to order Execution of a Release. — It may pe laid down as a general rule that arbitrators have power to order a party to the submission to execute a release to another party to the submision of or concerning any claim or demand constituting a portion of the subject-matter thereof. Under a general submission of all matters in difference, mutual general releases may be ordered to be executed.^ Where " all debts, sums of money and demailds " are sub- mitted, a release may be awarded to be executed of any bonds, specialties, judgments, executions, &c., under and by virtue of which the debts, &c., are due.^ But a release of the arbitration bond itself cannot be ordered.* Of course if the submission be of a specific matter an award of general releases will be an excess of authority.^ But the intendments and presumptions of the law always come to aid the validity of the award by cutting down an order for releases of an apparently general nature, to an order commensurate with the arbitrator's authority, provided that such a construction be possible.^ This rule is carried so far that even where such a construction is impossible the award may still be upheld. For example, where the authority of the arbitrator would allow him to order a release only of such claims as exist up to a certain date, and he awards a release of claims existing up to a later date, the court will presume, until the contrary is shown, that no new claim 1 Lingood v Bade, 2 Atk. 501. But see Anon. 12 Mod. 560. 2 Cable V. Rogers, 3 Bulst. 311. 3 Roberts v. Harriett, 2 Saund. 190. * Doyley v. Burton, 1 Ld. Raym. 533. 5 Doe d. Williams v. Richardson, 8 Taunt. 677. 6 Russell on Arb., 3d ed. p. 403 ; Doe d. Williams c. Richardson, 8 Taunt. 697 ; Barry v. Rush, 1 Term, 691 ; Boyes v. Bluck, 13 C. B. 652 ; Marks v. Mar- riot, 1 Ld. Raym. 114. THE ARBITRATOR'S AUTHORITY. 193 arose in the interval. And even if the fact that such new claim did arise be actually shown, the award will in general be bad only as to this interval, and this bad portion may be re- jected as surplusage. So if the award in an arbitration con- cerning particular matters calls for a general release, the courts will compel a release concerning the particular matters and will reject the rest of the order.^ An award that a sum be paid at a day future, and that a release be given before that day, is bad ; since such a release might avoid the arbitration bond and take away the right to collect the sum by legal process. ^ An award directed A. & B. to execute " forthwith " certain conveyances to C, and ordered C. "forthwith" to execute indemnities and releases to A. & B: This award was con- strued to require C. to give the indemnities arid releases immediately upon receiving the conveyances from A. &B.,and was upheld as good.^ As a general rule, it is said that the award need not desig- nate the form of the releases, neither the time at which they are to be executed.* Poiver to order Conveyance of Real Estate. — If disputes concerning the title to or boundaries of real estate are prop- erly presented to and determined by arbitrators, they have power to direct in their award that such deeds of conveyance shall be executed and delivered by either party to the other, as may be necessary to give effect to their decision.^ The 1 Russell on Arb., 3d ed. pp. 313, 314, 408 ; Bac. Abr. Arb. E. 1 ; Hill v. Thorn, 2 Mod. 309 ; Squire v. Grevett, 2 Ld. Raym. 961 ; Lee v. Elkins, 12 Mod. 585 ; Anon. lb. 8 ; Hooper v. Pierce, ib. 116 ; Abrahat v. Brandon, 10 id. 201 ; Pick- ering V. "Watson, 2 W. Bl. 1118 ; Stevens v. Matthews, 1 Ld. Raym. 116. 2 Adams v. Adams, 2 Mod. 169. 3 Boyes v. Bluck, 13 C. B. 652. And to the same general effect is Inhabitants of Portland v. Brown, 43 Maine, 223, and McNeil v. Magee, 5 Mason, 244, to be discussed hereafter. * Russell on Arb., 3d ed. p. 404 ; Toby v. Lovlbond, 17 L. J. C. P. 201 ; 5 C. B. 770. 5 Penniman v. Rodman, 13 Mete. (Mass.) 382 ; Williams v. Warren, 21 HI. 641 ; Johnson v. Wilson, WUles, 248 ; Russell on Arb., 3d ed. p. 404. 18 194 THE ARBITEATOE'S AUTHORITY. power is an inherent one, and resides in the arbitrator by vir- tue of the nature of the controversy which he has to deter- mine, without any authorization in terms in the submission. ^ Indeed it is obvious that without it the object of the submis- sion could often not be attained ; and its exercise is rendered indispensable by reason of the rule, that an award finding that the title to real estate is in a certain person, whether he be a party to the submission or not, does not vest the title in him without the formality of a conveyance from the person in whom the nominal title is outstanding.^ But a power to determine a disputed title is not equivalent to or inclusive of a power to change or transfer title. If the controversy be, who is the owner, the duty of the arbitrator is confined to deciding this' precise fact, and ordering any conveyance neces- sary to vest a complete title in the party in whose favor he finds. A demand for certain buildings and land was submitted. It was held that the arbitrators might award the buildings and land, either in whole or a certain specified part thereof, to one party ; or the land to one party and the buildings to the other ; according as they should find the title actually to be. But they had no authority to award that one should take the whole land and buildings and should pay to the other a certain sum, whereby, in fact, they would arrange a purchase and sale of the property.^ Specifications concerning the Legal Form, &c., of the Convey- ance. — If the 'arbitrator orders a conveyance to be made, it has been said, in England, that he should specify the nature and character of the instrument.* But it seems, that any ordinary phraseology will suffice, provided its meaning be 1 Penniman v. Rodman, 13 Meto. (Mass.) 382. 2 Loring v. Whittemore, 13 Gray, 228. 3 Robinson v. Moore, 17 N. H. 479. * Tandy v. Tandy, 9 Dowl. 1044 ; Tipping v. Smith, 2 Strange, 1024 ; Thinne V. Rigby, Cro. Jac. 314 ; Smalley v. Blackburn Railway Company, 2 Hurl. & Nor. 158 ; 27 L. J. Exch. 65. THE ARBITRATOR'S AUTHORITY. 195 reasonably clear. Thus an order that a deed of assignment, a mortgage deed, and a release of all right, title, and interest in certain premises be severally executed, is sufficient, without the actual drafting of these instruments, or minute setting forth of their contents by the arbitrator himself.^ In Massachusetts specific performance was compelled upon an award ordering a conveyance to be made " to the said P., his heirs and assigns for ever, by a good and sufficient deed of warranty, free and discharged from all incumbrances " ; also ordering that one party should " execute a good and sufficient deed of release to the said P., his heirs and assigns for ever, of all the right, title, interest, and estate " of the grantor, in cer- tain real estate. The question as to the sufficiency of the de- scription of the legal instruments was apparently not raised, even by the defendant's counsel in argument. It was taken for granted by all concerned as well as by the court.^ An award ordered a party " to make and well execute a good authentic deed of conveyance." It was held that it would be sufficiently complied with by the execution of such a deed as was valid and sufficient in point of law to pass the title to the estate. The real point of the ruling, however, lay in the decision that these words could not be made to refer to the title conveyed, and the remark as to the description of deed which would be a fulfilment of the requirement was only obiter dictum? Russell says that the arbitrator is recommended to state in his award by which party and at the charge of which party the conveyance sliall be drawn.* But this direction does not ap- pear to be indispensable.^ 1 Tebbutt V. Ambler, 2 Dowl. N. s. 677. ^ Penniman v. Rodman, 13 Mete. (Mass.) 382. See also Jones v. Boston Mill Corporation, 4 Pick. 507 ; McNeil v. Magee, 5 Mason, 244. 3 Preston v. Whitoomb, 11 Vt. 47. And see Kyle v. Kavanagh, 103 Mass. 356. * Russell on Arb., 3d ed. p. 405 ; Standley v. Hemmington, 6 Taunt. 561 ; Doe d. Clarke v. Stilwell, 8 Ad. & El. 645. 5 In Penniman v. Rodman, 13 Meto. (Mass.) 382, no such direction was made, but specific performance was compelled without reference to this as a defect. 196 THE AEBITKATOE'S AUTHORITY. ■When Conveyance need not be ordered. — It seems that it may be fairly gathered from a Massachusetts case that if the owners of adjoining lots submit a dispute concerning their boundary line, and in their bond bind themselves " to give deeds according to the award of the referees," it will not be necessary for the award itself to contain an order for the exe- cution of a conveyance by the losing party. If the boundary line be run, his obligation to give such a deed, if any, as is necessary to establish that boundary line, is complete with- out the arbitrator's order. ^ Po-wer of Arbitrator in Cases of Land Damages. — Under stat- utes providing that where land is taken for a highway, and the selectmen and owner are unable to agree on the price or dam- ages, there may be an arbitration, the arbitrators can consider only such matters as could properly be considered by the selectmen. The precise duty which was first imposed upon the selectmen is shifted upon the arbitrators. If they go be- yond the strict determination of damages caused by the taking of the land ; as, for example, if they award also for injury done to the owner by the discontinuance of an old road or for the cost of cutting a new cross-road through his own premises to reach the new highway, they exceed their powers, and their award is, at least pro tanto, void. The value of the land taken, the expense of fencing against the new road, and the damage done to the land remaining, are the sole matters which can be taken into consideration.^ Povrer to go behind a Receipt in full. — In the following case it was held not only that the arbitrators might go behind a re- ceipt in full given by one party to the other, but even that it might be their duty to. do so. A submission was of all matters arising out of the trade and dealings of the parties, and stipu- lated that the award should be in full settlement and discharge 1 Caldwell v. Dickinson, 13 Gray, 865. 2 Dalrymple v. Town of Whitingham, 26 Vt. 345. And see Commonwealth V. Justices, &c., of Norfolk, 6 Mass. 435 ; Livermore v. Jamaica, 23 Vt. 363. THE AEBITEATOR'S AUTHORITY. 197 from one to the other concerning and in respect to their said trade and dealings, from the commencement thereof to the date of the submission. The court said that there was no doubt that this language was sufficiently comprehensive to authorize the arbitrators to go behind the receipt and look into the set- tlement which led to it, and the results of which it represented. The submission set no limit of time to their investigation. Neither was the receipt conclusive between the parties. It might have been given by mistake, or as the consequence of fraud ; and all such matters would be open to the arbitrators. Indeed the court even went so far as to add that if the arbitra- tors had refused to go behind the receipt and look into the settlement, at the request of either of the parties, it would have afforded a much stronger reason for setting aside the award than the objection now taken by the defendant.^ Orders concerning Incidental Matters. — Such matters as are necessarily or properly incidental to or comprised within the precise question submitted may be disposed of by the arbi- trator. And such directions as are reasonably necessary or conducive towards the completion of such an award in the premises as it is within his authority to make can be given by him, and will be valid.^ But it seems that this power is closely limited. The precise function or duty which the arbitrator is called upon to fulfil constitutes the limit of his authority. He cannot go beyond the task allotted to him ; though he may provide necessary means for carrying out his award, he cannot order things not absolutely necessary but only convenient to be done. In a cause there had been confession of judgment, to be released on payment of such sum as A. should find to be due. Held, A. 1 Maynard v. Frederick, 7 Cush. 247. 2 Boston Water Power Company v. Gray, 6 Mete. (Mass.) 131 ; Paseoe v. Pascoe, 3 Bing. N. C. 898 ; Atkins v. Baldwin, 1 Stark, 209 ; Becklngham v. Hunter, EoUe's Abr. Arb. D. 8, p. 246 ; Harrison v. Lay, 13 C. B. n. s. 528. And see Eussell on Arb., 3d ed. pp. 389, 390, wh^ere brief statements of these cited cases are given. 198 THE ARBITRATOE'S ATTTHOEITY. could only designate the amount due ; he could not order the judgment to be released.^ Power and Duty to order what shall be done by a Party in the Future. — An authority in the arbitrator to order what shall be done by the parties, or either of them, in the future, in respect to the subject-matter of the submission, is derived only from a power to that effect expressly or impliedly given him by the submission. Power of this kind is often given where the dis- pute concerns an easement or the use of a water-power, and disputes of a* similar nature, wherein the future enjoyment of the property or regulation of the right ought to be disposed of if it is desired to achieve a final settlement of the contro- versy. The question which it is most difficult to answer in relation to the delegation of an authority of this kind is, whether or not it is permissive or compulsory. If it be permissive only, then it is in the discretion of the arbitrator to act under it or not, as he sees fit. If it is compulsory, he is under an obli- gation to a'ct under it ; and if he fails to do so, the defect may avoid his award. The language and subject-matter of the sub- mission will of course give the one or the other character in each particular case. Giving the arbitrator " power to determine what he shall think fit to be done by the parties respecting the matters in dis- pute " is considered to give a discretionary power to the arbi- trator, under which he may either give or refrain from giving orders, as he may see fit.^ Power to direct " what, if any thing, shall be done'" is, of course, permissive only.'' Words grammatically permissive are sometimes construed to be imperative by reason of the intrinsic fitness or necessity 1 State V. Jones, 2 Gill, 49. 2 Angus V. Redford, 2 Dowl. n. s. 735 ; 11 Mee. & W. 69 ; Morgan v. Smith, 1 Dowl. N. s. 617 ; 9 Mee. & W. 427. 3 NichoUs V. Jones, 6 Exch. 373. ' THE ARBITRATOR'S AUTHORITY. 199 of such a construction, arising out of the subject-matter or circumstances of the submission.^ In the Court of Exchequer it has been held that if the clause conferring the power be permissive only, and the arbitrator acts under it, but in this portion of his award commits some error, nevertheless the whole award need not be set aside.^ But the Court of Queen's Bench has held otherwise, except in the case where the error is a mere excess of authority and separ- able, in which case it may be rejected under the doctrine of divisibility in the award. ^ Validity of Orders concerning Future Conduct of a Party. — The matter of whether or not the directions as to what shall be done are valid or invalid depends in each case upon the lan- guage of the submission and character of the subject-matter and the circumstances. Mr. Russell has given brief statements of the various English decisions in cases of this kind, which, however, do not seem likely to prove of sufficient value as pre- cedents, by analogy, to be transferred at length to these pages. They are cited below.* Where the dispute concerns the use of water-power the temptation to provide for future use is often great, since the mere award of damages for past misuse seems to leave the con- troversy in a very unsatisfactory condition. But the nature of > Crump V. Adney, 1 Or. & Mee. 355 ; 3 Tyrw. 270 ; Ross ... Clifton, 9 Dowl. 356. But see Grenfell v. Edgcome, 7 Q. B. 661. 2 Nicholls V. Jones, 6 Exch. 373. 3 Stonehewer v. Farrar, 6 Q. B. 730. * In the following cases the directions were held valid : Taylor o. Shuttle- worth, 8 Dowl. 281 ; Prosser v. Goringe, 3 Taunt. 425 ; Boodle u. Davies, 3 Ad. & El. 200 ; Winter v. Lethbridge, 18 Price, 533 ; Walker v. Frobisher, 6 Ves. Jr. 70; Round v. Hatton, 10 Mee, & W. 660; Miller v. De Burgh, i Exch. 809; Mays V. Cannell, 24 L. J. C. P. 41 ; Eastern Union Railway Company w. Eastern Counties Railway Company, 2 El. & Bl. 530. In the following cases the direc- tions were held invaUd : Hayward v. Phillips, 6 Ad. & El. 119 ; Prentice v. Reed, 1 Taunt. 151 ; Hooper v. Hooper, M'Lel. & Y. 509 ; Johnson v. Latham, 19 L J. Q. B. 329 ; Price v. Popkin, 10 Ad. & El. 139 ; Stonehewer v. Farrar, 9 Jur. 203 ; 6 Q. B. 730 ; Sharpe v. Hancock, 7 Man. & Gr. 354. And see RusseU on Arb., 3d ed. pp. 408-415 200 THE ARBITRATOR'S AUTHORITY. the subject-matter does not increase the actually conferred authority, and regulations concerning future use will be void unless the arbitrators have been specifically empowered to make them.^ In a dispute concerning a lease of a water-power, it appeared that the lessee claimed that he had not had his due quan- tity, and the lessors claimed that he had had more than such' quantity. The arbitrators were expressly empowered to regu- late the future enjoyment of the rights of the parties. They ordered a measuring apparatus, or gauge, to be set up and thereafter maintained at the lessee's mills, to measure the amount of water which should be used, and that a portion of the expense of setting up and maintaining should be borne by him. The court upheld the validity of this direction. Chief Justice Shaw said, that " when power is given to provide for the accomplishment of a certain end, it carries with it, by rea- sonable implication, the power to direct the means by which it shall be done ; being judged to be suitable and proper." Here the arbitrators evidently thought that only by means of the maintenance of this gauge could an effectual regulation of the future enjoyment by the parties of their respective rights be secured. " Under an authority to direct' how, in future, water and water-power should be measured, with a view to its future enjoyment, they had power to direct that a proper appar- atus should be erected and maintained, and, as incident thereto, to direct how the expense of erecting and maintaining it should be apportioned." ^ In an action on the case for nuisance, a submission was made to arbitrators to determine " whether the defendant's dam shall be cut down wholly or in part, and fix the height at which it shall be maintained, if it may be maintained at all, and whatever they decide shall be done under their direction." The award gave damages and fixed the height at which the 1 BoyntoH v. Frye, 33 Maine, 216. 2 Boston Water Power Co. v. Gray, 6 Mete. (Mass.) 131. THE ARBITRATOR'S AUTHORITY. 201 dam might be maintained. The plaintiffs moved for judg- ment for the damages, and that the part of the dam above the height determined be abated, under the statute concerning the abatement of nuisances. The award was accepted, and it was ordered that a warrant should issue for the abatement of that part of the dam which, being above the height named by the arbitrators, constituted a nuisance.^ The conclusive character of orders concerning future con- duct or acts of the parties, where they have empowered the arbitrator to make such orders, is shown by the following case. A bond was executed by administrators of an estate to the heirs at law, conditioned to abide the award of an arbitra- tor, who was to determine all differences respecting the settle- ment of the estate, to award when and in what manner the administrators should settle their final account in the Probate Court, and what items of debit or credit should constitute such final account. The award directed that the account should contain the items of debit and credit specified in the award, stated in the usual form of administrators' accounts. The administrators presented an account conforming to the award in every particular save in the addition of one item not named in the award. In an action of debt on the bond, it was held that these facts showed a breach of the condition of the bond. The administrators bound themselves absolutely concerning their future action, and were liable for failing to make it con- form to the award. The fact that the item added was a charge for services done after the award was made was immaterial. The administrators, by their unreserved submission, cut them- selves off from the right of preferring such subsequent claim.^ Orders concerning Future Acts •will be sustained, if possible. — The court will entertain any justifiable presumption in order to sustain the directions as to future acts given in the award. 1 Berkshire Woollen Co. v. Day, 12 Gush. 128. 2 Stratton v. Mason, 15 Pick. 508. 202 THE AEBITEATOE'S AUTHORITY. If any state of facts would render these directions valid and proper, the existence of that state of facts will be presumed, unless the contrary is shown, or the party on whom the burden of the orders rests has been misled. ^ If objections to the directions embodied in the award resolve themselves into questions on the merits, or go to the justice or propriety of the arbitrator's decision concerning the facts, they will not be considered by the courts.^ Limitation of Authority as to Time Past. — If there be limits of time within which only the arbitrators are empowered to inquire or to establish rules or regulations, they cannot exceed them. The power to determine what shall be done in the future does not carry with it any authority as to the like matters in the past. Thus where commissioners are appointed to settle the terms upon which connecting railroad corpora- tions shall carry passengers and freight for each other, they cannot make any award which shall relate back to a time pj'ior to the petition for their appointment under the statute.^ In the cited case the commissioners did in fact exceed their authority by determining that their award should relate back to a date anterior -to that of the filing of the petition. But the whole award was not therefore held void. So much of it as related to the rights, duties, and obligations of the parties prior to the filing was " set aside and rejected," and the re- mainder was " accepted, affirmed, and established." Orders concerning the Persons or Property of Strangers. — Arbitrators have, of course, no authority over persons, or over the property of persons, who are strangers to the submission. Orders concerning such persons or concerning their property must therefore in most cases be void. An order that one party shall do any act, though it be a beneficial one, as tbe payment of money to a stranger, will 1 Russell on Arb., 3d ed. p. 409 ; Mays v. Cannell, 24 L. J. C. P. 41. 2 Russell on Arb., 8d ed. p. 408 ; Winter v. Lethbridge, 13 Price, 538. 3 Boston & Worcester Railroad Co. v. Western Railroad Co., 14 Gray, 258. THE AEBITRATOE'S AUTHORITY. 203 generally be void, and may often avoid the award.' Though if this order can be eliminated from the award without pre- judice to the parties to the submission, the court will often separate it and maintain the rest of the award.^ But if the thing directed to be done to the stranger be bene- ficial to that party to the submission who is entitled to receive satisfaction, the order and award may be good.^ Whether or not the fact of advantage to the party will be presumed, or whether it should appear upon the face of the award, was a matter left in some degree of doubt by the old case of Bird v. Bird.* It has since been decided that it should appear.^ An order that payment be made to a stranger for the use of a party may be good, though the stranger has no actual au- thority from the party to receive money on his account.^ In a partnership dispute an order that money be paid to an agent of the partners in trust for them, both partners, and for the benefit of the partnership, was held good.'^ So, also, an order that money be paid either to a party or to A., his attorney, was upheld as convenient and right.^ Order that an Act be done by a Stranger. — An order that an act be done by a person who is a stranger to the sub- mission, is, of course, generally void.^ Though an exception 1 Dale V. Mottram, 2 Barn. 291 ; Kusaell on Arb., 3d ed. p. 418. '•i Bretton v. Prat, Cro. Eliz. 758 ; Pope v. Brett, 2 Saund. 292 ; Samou's Case, 5 Rep. 77, b ; Samon v. Pit, RoUe's Abr. Arb. B. 7, p. 243 ; Busfield v. Busfield, Cro. Jac. 577. And see Rous v. Lun, 1 Keb. 569 ; Alsop v. Senior, 2 Keb. 707, 718 ; Anon. 1 Leon. 316 ; Russell on Arb., 3d ed. p. 419. it Russell on Arb., 3d ed. pp. 419, 420, citing Dudley v. Mallery, 3 Leon, 62 ; Norwich v. Norwich, ib. 62 ; Bedam v. Clarkson, 1 Ld. Raym. 123 ; Wood v. Thompson, Rolle's Abr. Arb. F. 11, p. 249 ; Gray v. Gray, Rolle's Abr. Arb. E. 6, p. 247 ; In re Skeete, 7 Dowl. 618. i 1 Salk. 74. 6 Laing v. Todd, 13 C. B. 276. 8 Snook V. Hellyer, 2 Chitt. 43. 7 Dale V. Motham, 2 Barnard, 291. 8 Hare V. Fleay, 11 C. B. 472. 9 Russell on Arlj., 3d ed. pp. 421, 422, citing Bac. Abr. Arb., E. 4 ; Rolle's Abr. Arb. F. 2, p. 248 ; Mudy v. Osam, Litt. 30 ; Cooke v. Wherwood, 2 Saund. 204: THE AEBITEATOR'S AUTHORITY. has been allowed where the losing party to the submission has power by proceedings in law or equity to compel per- formance of the act by the stranger. It will then be his duty to exercise such compulsion and procure the perform- ance. ^ As has been already seen in the chapter on Parties, a party to a submission may stipulate and agree that certain acts, if ordered by the award, shall be done by a stranger. In such case the award may impose orders upon the stranger ; for, though the stranger cannot be compelled to perform them, yet, if he refuse to do so, the party who has bound himself for such performance will be liable for a breach of the a ward. ^ Other Non-enforceable Orders. — Where arbitrators award that a certain thing shall be done by a certain person, but by reason of lack of power in them to make such an order it is void, it follows that the award itself will be void, either in whole or in such of its parts as are dependent upon or connected with this order, or based upon it as a consideration. Thus, where a party to the submission was ordered to procure a release of their rights in certain real estate, to be executed by persons who were strangers to the submission, this order was held void. For though the persons were tenants of the party against whom the order ran, yet he had no apparent means of com- pelling them to do the act specified.^ The ruling seems to 377 ; Norwich v. Norwich, 3 Leon. 62 ; Thursby v. Helbert, Carth. 159 ; 1 Show. 82; Moore v. Bedel, Rolle's Abr. Arb. B. 5, p. 247 ; Pits v. Wardal, Godb. 164; Barney v. Fairchild, Rolle's Abr. Arb. E. 10, p. 248 ; N. 9, p. 259 ; Lee v. Elkins, 12 Mod. 585 ; Proudfoot v. Poile, 3 Dowl. & Low. 524. 1 Russell on Arb., 3d ed. pp. 422, 423, citing Com. Dig. Arb. E. 13 ; Rolle's Abr. Arb. P. 1, p. 248 ; Phillips v. Knightley, Fitzg. 272 ; Dudley v. Mallery, 3 Leon. 62 ; Liuch v. Clemence, Lutw. 571 ; Bradsey v. Clyston, Cro. Car. 541 ; Bac. Abr. Arb. E. 4 ; Anon. March, 18 ; Beckett u. Taylor, 1 Mod. 9 ; 2 Keb. 546, 554 ; Kirk v. Unwin, 6 Exch. 908. ' And see Martin v. Williams, 13 Johns. 264, discussed post. 2 Shelf w. Baily, 1 Com. R. 183 ; Bacon v. Dubarry, 1 Ld. Raym. 246 ; Cayhill 0. Fitzgerald, 1 WUs. 28, 58 ; Adams v. Statham, 2 Lev. 285 ; Browne v. Mev- erell, Dyer, 216, b. * Martin v. Williams, 13 Johns. 264, and cases cited below. THE ARBITRATOR'S AUTHORITY. 205 have been based upon this fact of his disability to compel per- formance by them, and might have been to a different effect had he possessed the power of compulsion.^ Effect of Performance of such Non-enforceable Orders. — It has been said, that an offer by the person to perform such an order, in itself not legally enforceable, or a fortiori^ his actual per- formance of it will render valid and enforceable the rest of the award which is founded upon this order as a consideration.^ . In Smith v. Sweeny the matter submitted concerned certain real estate, which, in fact, belonged to the wife of one party, and not to the party himself. A release of this land was ordered to be executed to the other party. The wife did in fact execute such release, and it was tendered simultaneously with service of the award. It was held, on the strength of the other cases cited, that this voluntary compliance by the wife removed the objection, which would otherwise have been good, on the ground of the non-enforceability of the order and its being in excess of authority. But Judge Peckham, in enunciating this rule, did not seem wholly satisfied with its soundness, and pointed out the objection to it : that it leaves to the option of the person who is affected by the intrin- sically void order to determine whether or not the award shall stand, whereas, as a general rule, there should be no such option. Reference of Cross-Actions. — Under a reference of cross- actions, to one arbitrator, he may generally award that one claim be set off against the other, and order the balance only to be paid.^ Arbitrators cannot name a Substitute. ^ Arbitrators or ref- 1 See ante, " Order that an Act be done by a Stranger," p. 203. 2 Smith u. Sweeny, 36 N. Y. 291 ; Nichols v. Rensselaer Co. M. Ins. Co., 22 Wend. 129 ; Schuyler v. Van Der Veer, 2 Gaines, 235 ; Lee v. Elkins, 12 Mod. 585. By analogy. Page v. Monks, 5 Gray, 492, might bear indirectly upon this principle. s PenneU v. Walker, 26 L. J. C. P. 9 ; Maloney v. Stockley, 4 Man. & Gr. 647 ; Williams v. Moulsdale, 7 Mee. & W. 134. 206 THE ARBITRATOR'S AUTHORITY. erees have no inherent power to name a substitute for one of tlieir number who is unable or unwilling to act. It is an act of the like import with a delegation of authority of a judicial nature, which, as has already been seen, is wholly irregular. Where a submission naming three referees provided that, in the absence of any of them, " another or others are to be chosen in their room," it was held that the choice could be made only by the parties. There was nothing in this language indicative of an intention of the parties to part with their right to select their own referees. This power still rested with them exclusively. 1 , But where the parties named two referees, with power, in case of their failing to agree, to " choose one or more with them," the two did fail to agree, and chose three more to sit with them. The parties appeared, and proceeded with the hearing before the five without preferring any objection. Held, they were bound by the award as much as if they had named all five in the original submission. The ruling was apparently based in part on the fact that the choice was sufficiently regu- lar, and partly on the waiver of objection, if any could have been made, by appearing and proceeding. The court did not select between the two reasons.^ The Arbitrator's Power in a lis pendens. — It has been held that arbitrators in a lis pendens may award to the plaintiff a larger sum than the ad damnum laid in the writ.^ The pro- ceedings in this case were of a singularly anomalous character. But there was evidently no rule of court, and the submission does not appear to have been a regular proceeding in the cause. Had it been so, or had there been a rule, it is con- ceivable that a quite different principle might have been enunciated. If a cause in equity is submitted upon the pleadings, the 1 Potter V. Sterrett, 24 Penn. St. 411. And see Russell v. Gray, 6 Serg. & R. 145. 2 Norton v. Savage, 10 Maine (1 Fairf.) 455. ^ Sutton V. Dickinson, 9 Leigh, 142. THE ARBITRATOR'S AUTHORITY. 207 arbitrators are not bound to accept as the basis of their de- cision the principles of law asserted in the bill.^ The Arbitrator's Povrer to alloiv Amendments where the Sub- mission is in or of a lis pendens. — Where the submission is of a lis pendens, whether in pais or as part of the proceedings in the cause by virtue of a statute or a rule of court, the general rule is, as already laid down, that the authority of the arbitra- tors is confined to the precise matter submitted. That matter is the substantial question or questions, whether of law or fact, which are put at issue in the suit. What these questions are, is to be determined from the pleadings and the papers filed in the cause. But this broad principle is subject to the very important qualification that any matters which might have been introduced into the trial of the cause in court, under any amendment legally allowable by the court, are regarded as embraced within the submission and as properly before the arbi- trator for consideration and determination.^ And the courts are inclined to go to the extreme v&rge of liberality in allowing such an extension of the subject-matter before the arbitrator by virtue of this rule as may be necessary for securing the trial and determination of the real matters in controversy.^ The case, it is said, is to be heard and decided upon its merits, with- out regard to the technical issues joined by the pleadings.* It has been laid down that even where it is a " part of the submis- sion or rule of reference, that the arbitrator or referee is to be governed by the rules of law, it is nevertheless the cause of action which forms the basis of the submission, and not the par- 1 Smith V. Virgin, 33 Maine, 148. ' Sumner v. Brown, 34 Vt. 194 ; Fulton v. Wiley, 32 id. 762 ; Clifford v. Rich- ardson, 18 id. 620 ; Maxfield v. Scott, 17 id. 634 ; Waterman u. Connecticut & Passumpsic Rivers R.R. Co., 30 id. 610 ; Merrill v. Gold, 1 Cush. 457. See in chapter on the Submission, under " Submission of a Cause," a full abstract of this last case and further remarks on this subject. 3 Sumner v. Brown, 34 Vt. 194 ; contra, see De la Riva v. Berreyesa, 2 Cal, 195. * Eddy V. Sprague, 10 Vt. 216 ; Davis v. Campbell, 23 id. 236 ; Coffin v. Cot- tle, 4 Pick. 454 ; Page v. Monks, 5 Gray, 492; Brigga v. Oaks, 28 Vt. 138. 208 THE AEBITEATOE'S AUTHORITY. ticular form of the declaration which the party has adopted, or any particular issue which may have been formed upon it, and that, therefore, the referee is not bound by the particular declaration and pleadings, but may award upon the subject- matter of the suit without regard to them." ^ According to the language of some other cases, he may try the cause of action on its merits, and not the particular issue joined in court .^ Judge Curtis, in the United States Circuit Court, laid down substantially the same rule, saying that the referee, though he might not allow formal defects to be amended, might dis- regard them, and might take into consideration any subject- matter substantially embraced in the declaration. ^ In the same case, in the Supreme Court of the United States, the court said, " the law is well settled that by the reference of an action . . . nothing is included in the submission but the subject-matter involved in it" (the action). A railroad company had covenanted to pay a contractor partly in shares. He sued for breach of covenant, and alleged breaches co-exten- sive with the covenant. The arbitrator included in his award damages for non-delivery of the shares. It was held that he did rightly, since the averments of the declaration had " this scope and operation." * Limitations upon the Power to allovir Amendments by the PlaintiflF. — But the liberality of the courts will not be stretched to the point of allowing the introduction of a new subject- matter of litigation, or of a new substantive cause of action different from that upon which the plaintiff intended to declare and rely at the time of the institution of his action.^ In the lower courts of New York it has been said that a 1 Cook V. Carpenter, 34 Vt. 121. " Hicks V. CottriU, 26 Vt. 80 ; Eddy v. Sprague, 10 id. 216 ; Spaulding v. War- ren, 25 id. 316. 3 Myers v. York & Cumberland R.R. Co., 2 Curtis C. C; 28. * York & Cumberland E.E. Co. v. Myers, 18 How. (U. S.) 246. ' Sumner v. Brown, 34 Vt. 194 ; Cook v. Carpenter, ib. 121. THE AEBITEATOR'S AUTHORITY. 209 referee under the Code may allow amendments to be made to remedy an immaterial variance. But his power is by no means so extensive as that of tlie court.^ Though there is a case wherein he has been permitted to allow the addition of a " new cause of action," which demanded the same sum as that already demanded in the causes alleged.^ But these decisions, it should be remembered, are under the statute. In New York it has also been held that either party waives his objection to the' allowance of an amendment by amend- ing his own pleadings to meet the alteration in those of his adversary.^ Limitations upon the Power to allovr Amendments by the Defendant. — Similar rules also affect the power of the arbitra- tor to allow amendments of his defence by the defendant. The strict rule is, that if the pleadings could be amended to admit the defence offered, it may be considered by the arbi- trators.* And a case in the Supreme Court of New York would allow amendments before a referee, though they should go to the entire scope and meaning of the defence.^ There is no reason to suppose, however, that the liberality shown to the defendant in this respect would be any greater in proportion than that shown to the plaintiff. Thus a defendant cannot, by amendment or otherwise, rely before the referee on the Statute of Limitations when he had not pleaded it in the cause. ^ ■ Power to consider a Claim in Offset. — If no claim in offset has been filed before the cause is referred, the referee cannot admit or consider any such claim.'' And if a claim for unliquidated damages has been filed in offset, which could not be thus 1 Union Bank v. Mott, 18 How. Pr. 506; 19 id. 267 ; Hoyt v. Hoyt, 8 Bosw. 511. ■2 Secor V. Law, 9 Bosw. 163. 3 Ibid. * Van Buskirk v. Stow, 42 Barb. 9. 5 Johnson v. Mcintosh, 31 Barb. 267. 6 Pord V. Ford, 53 Barb. 525. 1 Fulton V. Wiley, 32 Vt. 762 ; Woodruff v. Hurson, 32 Barb. 567. 14 210 THE AEBITRATOR'S AUTHOEITT. availed of at law, the arbitrator should reject it from consid- eratiori.i The Allowance of Amendments is discretionary. — Motions to amend the pleadings so as to allow the introduction of evi- dence, if within the authority of tftie referee to grant, are addressed to his discretion. No appeal or exception will lie to his decision.^ But qucere, whethen the power of the referee extends to allowing the amendment, or simply to disregarding the defect ? ^ An examination of the cases cited in the discus- sion of this topic of the power of the arbitrator to allow amend- ments will not be found to furnish any satisfactory answer to this query. Sometimes it is said that the arbitrator may per- mit the amendment to be made, sometimes that the scope of his authority extends to the substantive cause of action and defence. But, as matter of technicality and practice, the extent of his authority to allow actual formal amendments, and the manner in which this authority, such as it may be, is to be exercised, are points concerning which no clear information is furnished by the adjudications. In New York it was said that, before the Code, a referee had no power to grant any amendments to the pleadings, in an action pending before him. But the Code, § 272, gives him the same powers of this nature as are possessed by the court on the trial of the cause.* ■Who may object if the Arbitrator exceeds his Authority. -— Only the party prejudiced by the exercise of excessive authority by the arbitrator is entitled to object to the award by reason of it. The party in whose favor the erroneous action of the referees operates cannot be heard to impeach the validity of the award on this ground.^ A party objected to an award because 1 Harrison v. Wortham, 8 Leigh, 296. 2 Woodruff V. Hurson, 82 Barb. 557. 8 Vide Myers v. York & Cumberland E.R. Co., 2 Curtis C. C. 28, an Small V. Thurlow, 37 Maine, 504 ; White v. Puryear, 10 Yerg. 441 ; Curtis V. Potts, 3 Maule & Sel. 145. ' Curtis V. Potts, 3 Maule & Sel. 145. 15 226 DURATION OF THE AEBITEATOR'S AUTHORITY. in force indefinitely.^ But if the referees delay unreasonably, the court will, upon application, grant a rule ordering them eitlier to report or to show cause why an attachment should not issue against them.^ Exhaustion of Authority by making an ATvard or Report. — "When the arbitrator or Referee has made, or, as it is said in some cases, has made and published, his award or report, as a completed instrument, his power is wholly at an end. He has exhausted his authority. He is thoroughly functus officio. He can do nothing more in reference to the arbitration or the subject-matter. He cannot reopen the case, nor make a new or supplemental award or report, nor alter or amend the award or report already made, nor file additional, explanatory, alter- ative, or amendatory documents. What he has done must stand or fall, without further aid or assistance from him. He can neither support nor impeach it.^ Arbitrators had made and delivered an award, in which some of them apparently joined with reluctance. Two of them tes- tified afterwards that they were misled, and did not intend to award as they had done, and they procured another meet- ing to correct the award in this respect. The court said that the first award " exhausted the powers of the arbitrators, and they had no more power to make a subsequent award upon the same subject, without the consent of the parties, than they would have had to make an award without any submission." The admission of the testimony of the arbitrators was also declared to have been wholly improper.* 1 Harding v. Wallace, 8 B. Monr. 536 ; Tyson v. Robinson, 3 Iredell, 333 ; White V. Puryear, 10 Yerg. 441. 2 Stafford v. Heskett, 1 Ward, 71 ; Brower v. Kingsley, 1 Johns. Ca. 334. 3 Bayne v. Morris, 1 Wall. 97 ; Woodbury v. Northy, 3 Greenl. 85 ; Clement V. Eohraback, 15 Penn. St. 116 ; Aldrich v. Jessiman, 8 N. H. 516 ; Indiana Central R.R. Co. u. Bradley, 7 Ind. 49 ; Lansdale v. Kendall, 4 Dana, 618 ; Cleaveland a. Dixon, 4 J. J. Marsh. 226 ; Bigelow v. Maynard, 4 Cush. 317 ; Ward u. Gould, 5 Pick. 291 ; Doke u. James, 4 Comst. 567 ; Smith v. Smith, 28 111. 56 ; Fitzgerald «. Fitzgerald, Hardin, 227 ; French v. Moseley, 1 Littell, 248 ; Butler v. Bogles, 10 Humph. 155 ; Brooke v. Mitchell, 6 Mee. & W. 473 ; Henfree v. Bromley, 6 East, 309 ; Trew a. Burton, 1 Cr. & Mee. 533. * Doke V. James, 4 Comfit. 667. DURATION OF THE ARBITRATOR'S AUTHORITY. 227 A second award, which, by a note annexed to it, the arbitra- tors said they "considered to be a true explanation of their judgment, and to fix the bounds of the land in controversy," was held to be a mere nullity. By reason of the well-settled rule, that testimony or afiidavits of xeferees or arbitrators are inadmissible to explain or correct their award.^ A Pennsylvania statute reqviired an account to be annexed to a report of referees. The report was filed, and on the next day the account was filed. It was held that this was insufS- cient. The two should have constituted one document, and been filed together. The filing of the account was too late.^ Where two insti'uments, each purporting to be an award, had been prepared, and been delivered respectively to the par- ties, and were afterwards found to differ materially, it was held that the award was bad. For by the making of one of these papers (whichever was in fact made earlier), the power of the arbitra- tors was at an end. But since both were delivered together, it was impossible to ascertain which was the actual award, and both must be construed as one transaction, which would then be avoided by the variance ; nor would any subsequent deter- mination or selection between these two, though made by the arbitrators, fall within the submission, since they had already exhausted the powers conferred by it upon them.^ Arbitrators drew up duplicate instruments setting forth their award, in each of which they made, in a certain part only, an error in the name of one of the parties. In reading one of the instruments, by way of publication to the parties, the error was discovered and corrected in it. But the correction was not made in the other duplicate, which was delivered to one of the parties. An effort was made, on the strength of the decision in Green v. Lundy (jujprd), to set aside the award for vari- ance. But the court distinguished the cases, and refused the 1 Aldrich v. Jessiman, 8 N. H. 516. 2 Clement v. Rohraback, 15 Penn. St. 116. 3 Green v. Lundy, Coxe, 435. 228 DURATION OF THE ARBITRATOR'S AUTHORITY. application : First, becaxise no doubt could have reasonably rested on the intention of the arbitrators ; their mistake was evident, and could be rectified without the aid of parol evi- dence. Second, because the publication of the first and cor- rected instrument " formed a complete execution of the power " of the arbitrators, whereby " their authority terminated." The delivery of the other duplicate " was a superfluous act, and superflua non nocent." ^ Effect of Vacating the Award. — If the award or report is va- cated or declared to be void, the authority of the arbitrator or referee is not thereby revived. He cannot again hear the case, unless he is appointed afresh.^ An Arbitrator cannot refuse to Deliver his Award. — After arbi- trators have duly executed their award, and published it to the parties, so that they are really functi officio, and have no more to do about it, they cannot destroy its validity as a perfect instrument, and ready to be sued upon, by wrongfully with- holding it from the possession of the parties, or either of them.^ Exceptions to the foregoing general Hule. — Exceptions, prop- erly so called, to the foregoing rule, tliat the arbitrator after making his award can do no further act in the premises, are very rare. The most important is furnished by the cases which allow the affidavit of an arbitrator to be introduced to show some simple error in fact, like a miscalculation. These will be hereafter discussed in the chapter concerning Mistakes in Law and Fact. A solitary case in Vermont also breaks through the rigid application of the rule, as follows : Eeferees had made an error in computation, and discovered it before the sitting of the court to which their report was returnable; a supplemental report 1 Schenck v. Voorhees, 2 Halst. 383. " Calvert v. CaUert, 18 Md. 73 ; Russell on Arb., 3d ed. p. 132 ; and see De Groot v. The United States, 5 Wall. 419. ' Thompson v. Mitchell, 35 Maine, 281 ; Patton v. Baird, 7 Ired. Eq. 255. DURATION OF THE ARBITRATOR'S AUTHORITY. 229 amending the error was allowed to be filed. ^ But a contrary rule has been asserted and enforced in Maine ; ^ and the con- trary is also the established doctrine in England. Lord Ellen- borough said, " that the arbitrator's authority having been once completely exercised, pursuant to the terms of the reference, was at an end, and could not be revived again, even for the purpose of correcting a mistaken calculation of figures," which might indeed include the essential merits of the case. In this instance, inasmuch as the original award was admitted to be erroneous, " it was agreed that both the awards should be set aside." ^ Recommitment by order of court for the correction of an error, or for a rehearing of the case, may also be said to con- stitute an exception to tlie general principle. But it is an exception of which the extent and operation is so well under- stood, that it introduces no element of uncertainty into the matter. RevQcation in Fact and in Law. — At any time before the award is actually made, the authority of the arbitrators may be- re- voked. Revocation is of two kinds : revocation in fact, and revocation in law. Revocation in fact, or express revocation, is made by the parties to the submission, or by one of them, by the declaration that they or he will not longer abide by the agreement of submission. Revocation in law,' or by implica- tion, is the effect or consequence which the law imposes as the . necessary legal sequent of some intervening occurrence. As, for example, if a party to the submission die, the law declares the arbitration to be at an end.* Though it is not necessary that the event should be thus beyond the control of the party. It may be brought about by his own deliberate act, as will be seen in the further discussion of the subject. 1 Hazeltine v. Smith, 3 Vt. 535. 2 Woodbury v. Northy, 3 Greenl. 85. s Irvine v. EInon, 8 East, 54 ; afad see Ward v. Dean, 3 Barn. & Ad. 234 ; Jn re Hall and Hinds, 2 Man. & Gr/847. < Sutton V. TyrreU, 10 Vt. 91/ Green v. Pole, 6 Bing. 443. 230 DURATION OP THE ARBITRATOR'S AUTHORITY. I. Revocation in Fact — Time for making Revocation by a Party. — As a general rule, any person who is a party to a sub- mission may, at any time before award made, revoke the authority of the arbitrator.^ For this purpose it makes no difference whether the submission be by deed, by parol, or, according to some authorities, by rule of court. ^ Stipulation that the Submission shall be Irrevocable. — Nor is the rule affected by a stipulation, embodied in the submis- sion, providing that it shall be irrevocable. For a man cannot by his own act make that power or aiithority not counter- mandablc which is by law and of its own nature countermand- able.^ Revocation by one of several who jointly constitute only one Party. — It has been said that a person who is joined with others, so that all of them constitute only one party to the submis- sion, may, by his own sole act, without the concurrence of his associates, revoke tlie arbitrator's authority.* Tlie language of the court was : " It is a general rule, that any party, or any one of a party, may revoke his submission before award made." But so far as the words in italics are concerned, the statement of the law is an ohiler dictum. The question of the power of " one of a party " to revoke was not raised by the case. And, upon the other hand, this doctrine has been denied, and it has been said -that, where one or more persons jointly consti- tute the party of one part, revocation can only be by them 1 Allen V. Watson, 16 Johns. 205 ; Marseilles v. Kenton's Executors, 17 Penn. St. 238; Erie v. Tracy, 2 Grant's Ca. 20; Aspinwall v. Tousey,'_2 Tyler, (Vt.) 828 ; Tyson v. Robinson, 3 Iredell, 333 ; Peters' Adm'r v. Craig, 6 Dana, 307 ; Leonard v. House, 15 Geo. 473 ; Bank of Monroe v. Widner, 11 Paige, 529. 2 Power V. Power, 7 Watts, 205; and see cases cited supra; also Newgate v. Degelder, 2 Keb. 10, 20, 24 (writing) ; Milne u. Gratrix, 7 East, 607 (bond) ; Warburton v. Storr, 4 Barn. & Cr. 103 (deed) ; Green v. Pole, 6 Bing. 448 (rule of court). 8 Tobey v. County of Bristol, 8 Story, 800 ; Power v. Power, 7 Watts, 205 ; Hide V. Petit, 1 Ca. in Ch. 185 ; 2 Ereem. 133 ; Marsh v. Bulteel, 5 Barn. & Ad. 507 ; 1 Dowl. & Ry. 106 ; Vynior's Case, 8 Eep. 162. * Brown v. Leavitt, 26 Maine, 251. DURATION 01? THE ARBITRATOR'S AUTHORITY. 231 jointly. An authority jointly given must be jointly taken away.^ Revocation by Joint Consent of both Parties. — If the revoca- tion by the parties be by joint consent, it may, provided the proceedings be not by rule of court, be either of the entire submission, and therefore of the entire authority of the arbi- trators ; or it may be only of some portions of the submission, in which case it operates only as a curtailment of the author- ity of the arbitrators.^ This is substantially equivalent to the power of the parties, acting together, to alter the submission at any time pending the proceedings. If it be by joint con- sent, it has been said that it may take place even after the award is made.^ But, obviously, this is not properly a revoca- tion of the authority, since by the very act of making the award, the arbitrator becomes functus officio, and his author- ity no longer exists. Such an agreement is in fact an agree- ment to annul the award, and allow the matter in dispute to stand precisely as it did before the submission was entered into. Properly speaking, revocation must, in the nature of things, take place before the award is made. That it should take place afterward, is as much against possibility as it is against law. The Revocation must be Notified. — A revocation is not com- plete until it has been notified to the arbitrators. Merely writing and signing a revocation is an incomplete act, and insufficient fully to effect the purpose.* "When the Right of Revocation does not Ezist. — But though generally a submission is revocable, being assimilated by the courts to any other power which is naked and without consider- ation, yet the rule may fall with the reason for the rule. Ac- cordingly where one party had agreed to abandon, and in fact 1 Robertson v. M'Niel, 12 Wend. 578 ; Wilde v. Vinor, 1 Brownl. 62 ; Kyd on Aw. p. 30. 2 Varney v. Brewster, 14 N. H. 49. 8 Clement «. Hadlock, 13 N. H. 185. * Allen V. Watson, 10 Johns. 205 ; Brown v. Leavitt, 26 Maine, 251. t 232 DUEATION OF THE ARBITRATOR'S AUTHORITY. had abandoned, certain proceedings which he had instituted in chancery to compel an accounting by the other, upon consider- ation that the other would enter into a submission of the matters in difference, it was held that the undertaking of the other was upon sufficient consideration, and he could not annul it by revoking the submission.^ And where, as preliminary to'entering into a submission in a is pendens, one party agreed to waive a default which he was entitled to against his adversary, it was said that the adversary would not afterward be allowed to revoke ; or, at least, not un- less he abandoned all the benefits of this stipulation to waive his default and allow an answer to be filed. ^ No Revocation of Reference by Rule of Court. — It is said that a reference by rule of court is irrevocable by act of the parties (though revocable, of course, by the court upon good cause shown), and this too although it includes other matters besides those actually involved in the pending cause.^ " For tlie object is to place the parties in a situation that either may compel the other to make a final settlement of the dispute." * At any time before the agreement is actually made a rule of court, it remains open to revocation ; but to revoke it afterward would, it has been said, constitute -a contempt.^ Formality of Revocation by Party. — The formality of the rev- ocation must follow and conform to the formality of the sub- mission. Thus, if the submission be under seal, so also must be the revocation ; if the submission be in writing, the revoca- tion must be written ; but if the submission be only verbal, then the revocation may be verbal also. If this rule be not complied with, a revocation which is insufficient under it will 1 McGheehen v. Duffield, 5 Penn. St. 497. 2 Bank of Monroe v. Widner, 11 Paige, 529. " Dexter v. Young, 40 N. H. 130; Tyson v. Robinson, 3 Ired. 838; Ferris v. Munn, 2 N. J. 161 ;^Haslcell v. Wliitney, 12 Mass. 47 ; Cumberland v. North Yarmouth, 4 Greenl. 459 ; but see Bank of Monroe v. Widner, 11 Paige, 529. * Bray v. English, 1 Conn. 498. 5 Frets V. Frets, 1 Cow. 335; but see ante, p. 230, n. 2. DURATION OF THE AEBITEATOR'S AUTHORITY. 233 be of no effect.^ Though Russell says, this is not " clearly determined." ^ In pleading a revocation of a submission en- tered into by bonds, the fact that the revocation was also under seal must be averred, otherwise a demurrer will be sustained.^ But it is said in an old case that, if a person revoke in a manner which is in itself insufficient, as if he revoke orally a written submission, yet if neither the arbitrator nor the other party object at the time to the sufficiency of the revocation, the revoking party is thereafter estopped to deny its validity in an action brought against him to recover damages for his breach of his agreement.* The instrument of revocation need riot be formal, or even grammatical in its language, provided a clear intention to revoke can be gathered from the entire document, full operation will be given to it.^ II. Revocation in Law. — The nature of revocation in law, or by implication, as it is sometimes called, has been already described. Instances of its occurrence are as follows : — 1. By Death of a Party. — The most familiar case in which it talces place is where one of the parties to the submission dies pending the arbitration. As a general rule, this occurrence is a revocation of the arbitrator's authority.^ Where a partnership is party to a submission, and pending the arbitration one of the partners dies, it. has been held to be competent for the survivors to proceed with the submission, in 1 Howard a. Cooper, 1 Hill, 44 ; Relyea v. Ramsay, 2 Wend. 602 ; Sutton v. Tyrrell, 10 Vt. 91 ; MuUins v. Arnold, 4 Sneed, (Tenn.) 262; Brown v. Leavitt, 26 Maine, 251. But see "Wallis u. Carpenter, 13 Allen, 19 ; French v. New, 20 Barb. 481. 2 Russell on Arb., 3d ed. p. 144 ; and see Barker v. Lees, 2 Keb. 64. 3 Van Antwerp v, Stewart, 8 Johns. 125. * Hawley v. Hodge, 7 Vt. 237.' 5 Frets V. Frets, 1 Cow. 335. 6 Marseilles v. Kenton's Executors, 17 Penn. St. 238 ; Power v. Power, 7 Watt's, 205. Dexter v. Young, 40 N. H. 130 ; Tyson v. Robinson, 3 Iredell, 333 ; Cain v. Pullam, 1 Hay. 173 ; Tyler v. Jones, 3 Barn. & Cr. 144 ; President, &o. V, Van Reenen, 1 Knapp, Pr. C. Eep. 83 ; Caledonian Railway Co. v. Lock- hart, 3 Macq. 808. 234 DURATION OF THE ARBITRATOR'S AUTHORITY. like manner as it is competent for them to submit anew. If the submission is by parol, and the surviving partners expressly . direct the arbitrator to proceed after the decease, they cannot afterward set up the decease as a revocation of authority.^ But semble that this case would be no authority for holding the estate of the deceased partner to be responsible for the fulfilment of the award. Where several persons constitute the party of the one part, and one of these persons dies, it is said, by Russell, to be " very questionable, as a general proposition of law," whether the submission will be thereby avoided as to the rest.^ But if the submission be by rule of court in a lis pendens, the result of death may be different.^ Death of a party occurring after the return of an award into court and rendition of an interlocutory decree thereon, but before entry of a final decree, does not operate as a revocation. The award remains binding upon the representatives of the deceased party.* But in North Carolina, the death of a party occurring after the report had been returned into court, but before it had been confirmed, whereby an abatement of the suit was brought about, was held to prevent the confirmation of the award.® If the action survives ; ^ or if the administrator of the de- ceased goes on before the referee ; "^ or becomes a party to the action ; ^ or revives and proceeds with the suit ; ^ the award will be good. 2. By Death of an Arbitrator. — Another case in which revo- ' Emerson v. Udall, 8 Vt. 357 ; and see Power v. Power, 7 Watts, 205. ^ Russell on Arb., 3d ed. p. 159, et seq., where the English cases are discussed. I have found no American decision to this point. ^ Freeborn v. Denman, 3 Halst. 116 ; and cases post. * Baker's Heirs v. Crockett, Hardin, (Ky.) 388. 5 Farmer v. Frey, 4 M'Cord, 160. 6 Bacon v. Crandon, 15 Pick. 79 ; and see Edmunds v. Cox, 2 Chitt. 432. ^ Ibid. ^ Ruston V. Dunwoody, 1 Binn. 42. " Wheatley ;;. Martin's Adm'r, 6 Leigh, 62. DURATION OF THE AEBITRATOE'S AUTHORITY. 235 catiou is effected by operation of law is where an arbitrator or referee dies before award made.^ If lae be one of several, this event will operate as a revocation of the power of his associates,, even though the submission would in terms enable them to act either jointly or severally .^ 3. By Marriage of a Feme Sole, a Party. — Another instance is the marriage, pending the arbitration, of a feme sole, a party to the submission.^ It was laid down generally in Vermont, in 1839, by Judge Redfield, that " there can be but little doubt that if a feme sole, after submitting to arbitration, intermarry before the award, . the power of the arbitrator ceases." In the especial case the /erne sole was an administratrix, and by statute her power as such was " extinguished by her marriage." It was held that the power she had conferred upon the arbitrators, and upon an attorney to appear and conduct the case before them, ex- pired simultaneously with this extinction of her own power.* The same rule obtains in England.^ If one of the parties be a feme sole, her marriage will avoid the submission as to all.^ Since, however, it is her voluntary act, it is a breach of her agreement to submit, and subjects herself and her husband to an action.'^ 4. By Lunacy of a Party. — Another instance would be, where one of tlie parties to the submission should become a lunatic. Though it should be said that this was mentioned only by way of example, in the cited case, and was not the event which had actually occurred.^ I Sutton a. Tyrrell, 10 Vt. 91 ; Crawshay v. Collins, 8 Swanst. 90. ' Potter V. Sterrett, 24 Penn, St. 411. 3 Sutton V. Tyrrell, 10 Vt. 91 ; Marseilles v. Kenton's Executors, 17 Penn. St. 238. * Abbott V. Keith, 11 Vt. 525. 5 Charnley v. Winstanley, 5 East, 266 ; M'Can v. OTerrall, 8 CI. & Kin. 30 ; Andrews v. Palmer, 4 Barn. & Aid. 250 ; Saocum v. Norton, 2 Keb. 865. •> So say the old authorities : Com. Dig. Arb. D. 5 ; White v. Gifford, BoUe's Abr. Auth. E. 4, p. 833 ; Bacon's Abr. Baron & Eeme, E. 1 Charnley v. Winstanley, 5 East, 266. 8 Sutton V. Tyrrell, 10 Vt. 91. 236 DURATION OF THE ARBITRATOR'S AUTHORITY. 5. By Arbitrator's Refusal to Act. — The refusal of a person named as arbitrator to act as such, or his resignation of . the office, will put an end to the submission.^ Nor is it neces- sary that the refusal or resignation should be executed with any formality. Though the submission be by writing, under seal, yet the arbitrator may decline orally. Obviously this must be so, for there is no possible means of compelling the persons nominated to fulfil these functions to execute a sealed or even a written instrument, if they do not choose to do so.^ 6. By the Institution of a Suit. — The institution of a Suit by .one party against the other, after the submission has been entered into, and before the award has been made,- the cause of action being the subject-matter of the arbitration, will operate to revoke by implication the agreement to arbitrate.^ But the entry, on the proper day, of an action, the subject-matter of which was included in the submission, has been held not to con- . stitute a revocation. It was said that this did not prevent the arbitration from proceeding, but was only " an ordinary act of caution " to keep the action in existence, should the other party revoke or refuse to attend ; and this was so held in spite of the fact that the submission stipulated that all pending actions should be discontinued. For no time was named for the discontinuance', and it would be sufficient if it should be made when the success of the attempt to arbitrate should be assumed.* 7. By Neglect to Perform a preliminary Act. — The simple neglect of the parties to perform certain acts, stipulated in the siibmission, and indispensable to be done before the arbitrators could proceed according to the terms of the submission, has 1 Crawshay v. Collins, 3 Swanst. 90 ; Chapman v. Seccomb, 36 Maioe, 102 ; Eelyea v. Ramsay, 2 Wend. 602. 2 Relyea y. Ramsay, 2 Wend. 602. ' Peters' Administrator v. Craig, 6 Dana, 307. * Sutton V. Tyrrell, 10 Vt. 91. DURATION or THE ARBITRATOR'S AUTHORITY. 237 been held to work a revocation. ^ Though it mus-t be confessed that, especially if the neglect be that of one party only, this rule would seem often to be contrary to the spirit as well as to the letter of the principle by which the revocation is required to be made by an instrument of equal dignity with the sub- mission itself. The difficulty, however, is perhaps of a practi- cal nature ; for if a party is bound by his agreement to do some specific act which will put the arbitratoi'S in a position to proceed with the arbitration, and he refuses or neglects to do it, either the courts must compel him to a specific perform- ance, or else the contract between the parties must, by his act, be annulled. For it is impossible that the party not in default should be kept out of his right to have the controversy decided by reason- of the dishonesty or laches of his opponent, yet he would be then kept out of this right if the contract of submis- sion were still in force, and yet could not be carried out by reason of such refusal or neglect. It would come, therefore, to this, either there must be an order foi:.specific performance, or there . is a revocation. The order it might often be impossible to render effectual, and, moreover, it is against the established policy of the courts to grant specific performance of agree- ments to submit. Therefore, the revocation seems to follow as an inevitable practical necessity. But the neglect of tlie party must prevent the performance of some act which is an indispensable preliminary to the power of the arbitrators to proceed with the hearing and determina- tion of the controversy. Non-performance of a proper and customary, but not strictly essential, act would not have this effect. Thus, a party by failing to attend at a meeting, of which he has had due notice, cannot revoke the authority of the arbitra- tors. They may proceed ex parte. " The law has not con- templated " that revocation " could be so done." ^ 1 Allen V. Galpin, 9 Barb. 246. 2 Brown v. Leavltt, 26 Maine, 251 ; Bray v. English, 1 Conn. 498. , 238 DURATION OF THE ARBITRATOR'S AUTHORITY. Revocation through the Instrumentality of a Stranger. — Revo- cation may sometimes come from a source wholly external to the submission. Thus a Vermont statute authorizes a refer- ence of a disputed claim between an administrator or executor and the supposed creditor or debtor of the estate, upon written consent of parties, and an order from the Probate Court. Held, that a person, not being a party, may apply to the Probate Court to set aside and annul such reference, while it is still pending ; and that upon proof of collusion or of facts, which might render further proceedings before the referees fraudu- lent and injurious to the rights of any person interested in the particular claim or in the estate, it would be the duty of the court to revoke the reference.^ Revocation by Congress. — If Congress, by resolution, sends a claim to be awarded upon by the head of one of the executive departments, and his award is invalid, by reason of excess of authority, Congress may revoke his power, by repealing the resolution of appointment.^ Revocation by an Agent. — Revocation may, of course, be made through the intervention of an agent as well as by the party himself. But the agent must be actually authorized to revoke. His power to revoke is not included in, and cannot be inferred from, his power to enter into the submission on behalf of his principal.^ Damages may be claimed for Revocation. — It is clear that if either party revokes the authority of the arbitrators, without the assent of the other party, or without sufficient justification moving from the other party, he has broken his undertaking contained in the submission. For this, in like manner, as for any other breach of contract, he is liable to be held to respond in damages.* 1 Lathrop v. Hitchcock, 38 Vt. 496. , ■ De Groot v. United States, 5 Wall. 419. 8 Madison Ins. Co. v. GrifSn, 3 Ind. 277. * Brown v. leavitt, 26 Maine, 251 ; Dexter v. Young, 40 N. H. 130 ; Frets v. Frete, 1 Cow. 335.' DURATION OF THE AERITRATOR'S AUTHORITY. 239 The phraseology of the bond will not be nicely construed in order to save the revoking party from this proper consequence of his own act. Thus, if the bond does not bind him in precise terms to " submit," but only to perform or keep the award, his revocation will still be a breach of the condition and a forfeit- ure of the bond, since, by his own act, he has deprived himself of the power to fulfil the condition of the bond.^ The Measure of Damages. — The rule as to the measure of damages has been laid down to be, that the revoking party must pay all damages which the other party has sustained. These, it has been said, " would of course include " the costs of a suit discontinued by reason of the submission, and the cost and expenses incurred by the other party in preparing for the trial before the arbitrators.^ The damages sought to be recovered in the discontinued actions cannot be included in the damages, at least, as it would seem, unless the claim- ant has in some way lost his power to recover in a fresh suit.^ Where the submission has been entered into by bond, the revocation is a breach of the condition of the bond.* But if the bond names a penalty, without expressly declaring it to be stipulated or liquidated damages, though the one party re- voke, yet the other is not, therefore, entitled to judgment for the full sum named in the bond. He must show his actual damages.^ Pleading Revocation. — In an action for the forfeiture of the bond, on the ground of revocation, the plaintiff should assign for breach the revocation itself, and not the non-performance of the award.® 1 Town of Craftsbury v. Hill, 28 Vt. 763 ; Aspinwall v. Tousey, 2 Tyler, ( Vt.) 328 ; Warburton v. Storr, 4 Barn. & Or. 103 ; Vynior's Case, 8 Coke, 162. 2 Hawley v. Hodge, 7 Vt. 237 ; Rowley v. Young, 3 Day, 118. 3 Blaisdell v. Blaisdell, 14 N. H. 78. * Brown v. Leavitt, 26 Maine, 251. 5 Blaisdell v. Blaisdell, 14 N.'h. 78. 6 Frets V. Frets, 1 Cow. 335. 240 DURATION OF THE AUBITRATOE'S AUTHORITY. . Effect of Submission ceasing to Bind a Party. — If the submis- sion and award for any cause cease to be binding upon one of the parties thereto, it also ceases to be binding upon all the rest. For the assent of all, and the fact that all are to be bound alike, is of the essence of the consideration.^ 1 Power V. Power, 7 Watts, 205. CHAPTER VIII. THE UMPIRE. The functions of umpire and of third arbitrator distinguished. Appointment — 1. How to he made. 2. When may be made. Effect of appointment of umpire on power of arbitrators. Whence arbitrators derive power to appoiat an umpire. They may make several nominations. Parol appointments. Evidence of umpire's authority. Umpire's duty as to re-hearing parties. Construction of a submission. The Functions of ITnipire and of Third Arbitrator distinguished. — An umpire is a person whom two or more arbitrators, under authority of the parties to the submission, select. His func- tion is to decide the controversy which the arbitrators have been unable to decide. He is not to act in conjunction with them* but as a substitute for them. He is, as it were, a sole arbitrator, with the same duty of hearing the whole case rfe wow as would have devolved upon him had he been originally ap- pointed alone.i Though this duty may, of course, be waived by consent of parties. Neither of the arbitrators need join with him in his award. If they do so, it will not, however, avoid the award, but their joinder will be rejected as surplusage.^ It is evident, therefore, that an umpire is to be distinguished from a third arbitrator, since his powers and duties are widely differ- ent.^ A third arbitrator, when only called in, is simply an 1 Haven v. Winnisimmet Co., 11 Allen, 377 ; Shields v. Eenno, 1 Overt. 313 ; Bassett's Adm'r v. Cunningham's Adm'r, 9 Gratt. 684. 2 Haven v. Winnisimmet Co., 11 Allen, 377 ; Mulhns v. Arnold, 4 Sneed, 262 ; Risen v. Berry, 4 Rand. 275 ; King v. Cook, Charlt. 286 ; Boyer v. Amand, 2 Watts, 74 ; Butler v. Mayor, &c., of New York, 1 Hill, 489 ; Eigden u. Martin, 6 Har. & J. 403. ' Haven v. Winnisimmet Co. supra ; Lyon v. Blossom, 4 Duer, 318. 16 242 THE UMPIEE. addition to the number of the original board, and all together constitute a new board. The customary proviso, where a tliird arbitrator is desired, that after such third party shall have been named, the award of a majority shall be final, shows that such supernumerary is to act with his fellows, originally nominated, in hearing and deciding the controversy. And this, too, al- though he be erroneously called " an umpire." ^ The award must then express the finding of, and be executed by at least a majority of, the new board.^ In neither case is the person called in, whether as umpire or third arbitrator, justified in considering only the differing opin- ions of the two original arbitrators, and selecting for his con- currence that which seems to him to be nearer to correctness. He must exercise his individual and independent judgment, for the purpose of making up an award which he considers proper.^ He must consider the whole case, and not merely the points on which the arbitrators have been vinable to agree.* But he may, if he chooses, accept and adopt as his own their report upon the points wherein they have agreed, and by incor- porating it with his own findings on the other points, his award thus made up upon the whole will be good.^ The power to two arbitrators, in case of disagreement, to choose a third person as arbitrator, has been construed to be a power to choose an umpire.^ If two arbitrators, mistaking the directions of the submission, appoint an umpire instead of a third arbitrator, a party who has attended the meetings before the umpire, without objection, will not be allowed to impeach the award on this ground.' Appointment — 1. How to be made. — The appointment of the 1 Mullins V. Arnold, 4 Sneed, 262. 2 Haven v. Winnisimmet Co., 11 Allen, 377. 3 Haven v. Winnisimmet Co., 11 Allen, 377 ; TolUt v. Saunders, 9 Price, 612. * Crabtree v. Green, 8 Geo. 8. ' Executors of Finney v. Miller, 1 Bailey, 81. 6 Scudder v. Johnson, 5 Mis. 551. ' Graham v. Graham. 12 Penn. St. 128. THE XJMPIEE, 243 timpire must be made by the agreement of the arbitrators upon a particular person. If the selection be left to be determined by a chance, it will be void.^ Though where each arbitrator names a person, to whom the other pannot object, and they toss up to decide between the two nominees, this will be a valid arrangement.^ It is said, however, that though an umpire may not be chosen by lot, yet a choice by lot will be sustained if the parties have proceeded with the hearings before him, after having knowledge of the manner of selection.^ 2. When may be made.— Where two arbitrators are named, with power to choose an umpire, they may make their choice before they have heard or considered the evidence or disagreed between themselves, and while it yet remains uncertain whether they will be able to agree or not. Indeed it has often been remarked that this is the fairest manner in which to make the choice.* So also where the choice is to be of a " third ref- eree." ^ The same rule was laid down by Kent, C. J., where the submission was to A. and B., so that they should make their award on or before a day certain, and if they should not, then to such umpire as they should choose.® So where the language is, " with power in case of disagreement to choose an umpire."^ In case of such choice, it seems that the umpire may sit with the arbitrators, and hear and consult in conjunc- tion with them.^ 1 In re Cassell, 9 Bam. & Cr. 624 ; Ford v. Jones, 3 B. & Ad. 248 ; In re Green- wood & Titterington, 9 Ad. & EI. 699 ; Hodson v. Drewry, 7 Dowl. 569. 3 Neale v. Ledger, 16 East, 51 ; Morgan v. Bolt, 1 N. R. 271 ; European and American Steam Shipping Co. o. Croskey, 8 C. B. n. s. 397. 3 Graham v. Graham, 12 Penn. St. 128. * Alexandria Canal Co. v. Swann, 5 How. (U. S.) 83 ; Butler v. Mayor, &c., of New York, 1 Hill, 489 ; Tan Cortlandt v. Underbill, 17 Johns. 405 ; Eigden v. Martin, 6 Har. & J. 403 ; Bates v. Cooke, 9 Barn. & Cr. 407 ; Harding v. Watts, 15 East, 556. ' Bigelow V. Maynard, 4 Cush. 317. <> M'Kinstry v. Solomons, 2 Johns. 57. ' Peek V. Wakely, 2 M'Cord, 279. 8 Butler V. Mayor, &c., of New York, 1 Hill, 489 ; Bassett's Adm'r v. Cun- ningham's Adm'r, 9 Gratt. 684. 244 THE UMPIRE. But if a time be limited within which the arbitrators are to make their award, and, in case of their disagreement, a later day is named on or before which the umpire must award, they may name the umpire after the time for returning their own award has expired. " For the power of appointing an umpire is quite collateral to that of making an award, and survives when the latter power is extinct." ^ The English rule is well established, that arbitrators need not wait until the time limited for them to award is actually expiring. So soon as it becomes evident that they will not agree, they may name an umpire and send the matter to him.^ And so also is the rule in the United States, where it has been held that if the submission gives the arbitrators a certain time within which to make their award, and they, finding them- selves unable to agree, choose an umpire, according to a power given in the submission in case of disagreement, who renders his award before this time has elapsed, his award will be good. The arbitrators are not bound to await the expiration of the time allowed them before proceeding to a choice.* Effect of Appointment of Umpire on Po'wer of Arbitrators. — What effect is produced upon the power of the arbitrators by their appointment of an umpire, the time allowed them to award not having expired, is a question not satisfactorily settled by any authority which I have found. It might be naturally imagined that by such an appointment they would divest them- selves, immediately, by this act of their own, of their own authority to award. Yet the only adjudication in which the matter has been discussed at all, contains a contrary intima- tion, to the effect that even after the arbitrators have disagreed 1 Russell on Arb., 3d ed. p. 218 ; citing Harding v. "Watts, 15 East, 566 ; Bur- dett V. Harris, 3 Keb. 387 ; Adams v. Adams, 2 Mod. 169 ; Winteringliam v. Rob- ertson, 27 L. J. Exch. 301. 2 Roe d. Wood v. Doe, 2 Term, 644 ; Harding v. Watts, 15 East, 556 ; Cowel V. Waller, 2 Barnard. 154 ; Elliott v. Cheval, 1 Lutw. 541 ; Coppin v. Hurnard, 2 Saund. 133 (a) note ; Jennings v. Vandeputt, Cro. Car. 263. 2 Richards v. Brockenbrough's Adm'r, 1 Rand. 449. THE UMPIRE. 245 and nominated an umpire, yet their authority is not thereby necessarily concluded ; and if they can afterward agree, they can award at any time before he has awarded.^ But they can- not return his award as their own, if they stiljl continue to dis- agree as to its propriety .2 ■Whence Arbitrators derive Poiwer to appoint Umpire. — Arbi- trators have no inherent power to call in an umpire. They must be in terms authorized so to do by the submission. An umpire called in by them, without specific authority, would be endued with no power whatsoever in relation to the parties or the subject-matter of the controversy ; and bis award would be a mere nullity.^ But it may be shown by parol that after a submission in writing the parties agreed that the arbitrators might call in an umpire ; and it may also be shown that a written submission to " the arbitrators now about to sit," was intended to confer upon them this power.* If the arbitrators are authorized to appoint an umpire, the consent of the parties is not necessary to render valid their selection.^ They may make several Nominations. — The power of arbitra- tors to name an umpire is not necessarily exhausted by a single nomination. If the nominee refuse to accept, or neglect to act, successive nominations may be made, until some one is found who will actually exercise the function. The authority is de- termined only when it has h^eu fully executed.^ Parol Appointments. — Where the submission may be by parol, the appointment of an umpire may also be by parol. But where the submission is to be made a rule of court, the appointment should be in writing, so that the authority of the 1 Daniel v. Daniel, 6 Dana, 93. 2 Ibid. 8 Daniel v. Daniel's Adm'r, 6 Dana, 98 ; Sharp v. Lipsey, 2 Bailey, 113. < Sharp V. Lipsey, 2 Bailey, 113. 6 Ibid. « Cloud V. Sledge, 1 BaUey, 106. 246 THE UMPIRE. umpire may appear on the face of the record.^ But if the parties acquiesce in the choice of an umpire made by the ar- bitrators, by proceeding before him and submitting the ques- tions to him, or to him in conjunction with the arbitrators, it will be too late for either of them afterwards to object to the choice as not having been made with due formality.^ ETidence of Umpire's Authority. — When there is no specific time named in the submission for the appointment of the umpire, semhle that, if the award recites the fact of the appointment, and is signed by all the arbitrators and the umpire, it will be suffi- cient evidence of his authority. But not so, if it be signed only by himself.^ And not so when the submission in terms requires the umpire to be appointed previous to entering upon the ref- erence.* In Virginia it has been held that where the award does not recite the choice of the umpire, it may yet be proved by extrinsic evidence that the party apparently signing the award in that capacity was in fact so chosen.^ Umpire's Duty as to re-hearing Parties. — The question as to the duty of an umpire to re-hear a cause, was said by Judge Waite, in 1845, " to be not very well settled." ^ It remains to- day in substantially the same dubious condition. If there is no dispute about the facts, but the arbitrators differ only in the conclusions to be drawn from them, it would seem sufficient if they lay before the umpire the claims and evidence. In this especial case the umpire was rather a third arbitrator than an umpire, strictly so called ; he was called in to act in conjunc- tion with the arbitrators, concerning certain specific points in which, as it turned out, they differed. The court held that a party to the submission was not entitled to have the award set aside because there had been no re-hearing ; for that if he had 1 Elmendorf u. Harria^23 Wend. 628. 2 Knowlton v. Homer, 30 Maine, 552. 3 Elmendorf u. Harris, 23 "Wend. 628. * Ibid. ' Eison V. Berry, 4 Rand. 275. 6 Ranney v. Edwards, 17 Conn. 309. THE UMPIRE. 247 wished a re-hearing in the event of the third arbitrator being called in, he should have said so at the time the case was submitted. The same judge declares and indorses the English rule, to wit : That if a party knows of the disagreement and the calling in of an umpire, and does not thereupon demand a re-hearing, he will lose his right to it, and will be concluded from after- wards objecting that it did not take place.^ But if either party demands a re-hearing he should have it.^ Russell, however, lays down the English rule as follows : " He [the umpire] must examine such witnesses as the parties choose to produce, and as to such points as they choose to raise, although the same witnesses have 'been examined to the same points before the arbitrators. He may not take the evidence, or any part of it, from the notes of the arbitrators, unless there be a special provision in the submission, or a clear agree- ment between the parties permitting such a course." ^ But the objection to his proceeding without a re-hearing may be waived.* In Pennsylvania, in two old cases, it was held that the um- pire ought to re-hear the cause.^ The case of Daniel v. Daniel^ (Kentucky) says that these cases follow the older rule in England, which, however, lias since been modified to the shape above expressed. But it cannot be doubted that if a party requests the umpire to hear him and examine his witnesses, he is entitled to have his request granted. Whence it follows 1 Ranney v. Edwards, 17 Conn. 309 ; citing Tunno v. Bird, 5 B. & Ad. 488 ; and see Sharp v. Lipsey, 2 Bailey, 113 ; Knowlton v. Homer, 30 Maine, 552 ; Gra- ham V. Graham, 9 Barr, 254, in which the same rule is substantially adopted. 2 Ranney v. Edwards, 17 Conn. 309 ; citing Salkeld. v. Slater, 12 Ad. & E. 767 ; in which case there was conflicting testimony, but no new testimony was proposed to be offered before the umpire. » Russell on Arb., 3d ed. p. 230 ; Salkeld v. Slater, 12 Ad. & E. 767 ; In re Jenkins, 1 Dowl. N. s. 276 ; Waltonshaw v. Marshall, 1 H. & W. 209 ; Watson ». Trower, Ryl. & M. 17. * Salkeld v. Slater, and In re Jenkins, supra. 6 Falconer v. Montgomery, 4 DaU. 232 ; Passmore v. Pettit, ib. 271. " 6 Dana, 93. 248 THE UMPIRE. that he is entitled to such notice of the time and place, when and where the umpire will act, as will enable him to prefer this request if he wishes to. Construction of a Submission. — A submission to two and their umpire requires that an umpire be summoned only in case of disagreement ; an award by the two is good.^ ' Keans v. Rankin, 2 Bibb, 88. PAET III. THE AWARD. CHAPTER IX. THE FORMALITIES AND CONTENTS OP THE AWARD. No especial form,, if a decision be expressed. The fact of decision need not be declared. Decision by implication. Oral awards. Stipulations for a written award. Award concerning real estate. Award concerning boundary lines. Attesting witness. Seal. Instructions of submission must be followed. Stipulations construed as conditions precedent. Award under statute must comply with the statute. But may be upheld if it does not so comply. Strict compliance may be waived. Award may be of a sum in gross. Or may be of each item separately. What the award must contain. Award need not order release nor discontinuance. Award of a nonsuit. ' Some peculiar forms of awards by means of promissory notes. Professional assistance in drawing award. Eecitals of the submission and proceedings in the award. Erroneous recitals. Referee need not report evidence. Stipulations for delivery of the award. Delivery must be of the original award. Delivery in duplicate. Waiver of actual delivery. To whom delivery is to be made. What constitutes delivery. Delivery of an oral award. Pleading delivery. How non-delivery is to be availed of. Publication of the award. Possession of award. Neither party is bound to notify the other of the award. No especial Form, if a Decision be Expressed. — If the submis- sion prescribes no formalities to be observed in the execution 252 THE FORMALITIES, ETC., OF THE AWARD. of the award, the arbitrator may put it in such shape as he chooses. No especial formula need be observed, and no tech- nical characteristics are necessary to the validity of the instru- ment.^ Any language which expresses an actual decision is sufficient. For example, the words, " I am of opinion that," &c., are good.^ But where the arbitrator wrote a letter to the parties, saying, " To meet the circumstances of the case in a liberal manner, I propose that B. should pay A.," &c., it was held that this was no award.^ An award of the arbitrator, in which he states that he has made an examination, and -^^ finds " the cost of certain labor at a certain amount, is a sufficiently decisive expression of his determination in the matter.* The parties to a submission agreed to be bound by the opinion of a professional man upon the construction of an act of Parliament. He gave an opinion, in which he recommended that the printed statute should be compared with the parlia- mentary roll before the parties should finally settle the matter ; for he conceived it possible that a discrepancy or error in the printed statute might be found to exist. His opinion, how- ever, was not couched in any conditional or dubious form, but was a decisive and absolute expression of his determination concerning the construction. For this reason it was held to be a final and binding award.^ Words not in themselves absolutely, imperative will some- times be construed as such in order to bring an award, which obviously ought to be sustained, within the foregoing rule. Thus an award in which a balance is found in favor of one party, and the other party is " requested " to pay it, is good, since the request will be construed as equivalent to an order.* 1 Ott V. Schroeppel, 5 N. Y. (1 Seld.) 483. 2 Matsou V. Trower, Ryl. & M. 17 ; Price v. HoUis, 1 M. & S. 105 ; Eardley v. Steer, 4 Dowl. 423. ' Lock V. VulUamy, 2 N. & M. 336 ; 5 B. & Ad. 600. * Whitehead v. Tattersall, 1 Ad. & El. 491. 5 Price V Holiis, 1 M. & S. 105. 6 Smith V. Hartley, 10 C. B. 800. THE FORMALITIES, ETC., OF THE AWAED. 253 The finding would constitute an award, and, strictly speaking, after the amount of an indebtedness has been determined, an order for its payment would seem to be matter of supererogation. Wherefore it would appear reasonable in the foregoing case to have upheld the award without regarding it as necessary to construe the request into a command. The fact of Decision need not be Declared. — It is not necessary that arbitrators should expressly declare, in an award, that tlaey have decided the matters submitted to them. It is suf- ficient if the fact appear from the contents of the award. Thus a bond of arbitration- recited that differences were pending between A. and B. " concerning the matter that the said B. demands of the said A. possession of certain tracts of land," which wei'e then described, " which the said B. alleges the said A. has, without law, entered upon and disseised the said B., and still withholds the possession thereof from him." The award recited that the parties had been heard, and their proofs and arguments duly considered, and the arbitrators awarded and determined " that the ' north line,' so called, between said A. and B., shall be the line established," &c., describing the line. A bill for specific performance was de- murred to on this ground, among others, that the award did not exhaust the matter submitted, since it did not determine whether a trespass had been committed, whether there was a wrongful withholding, or whether damages should be paid. But the court said that the boundary line was clearly the mat- ter in dispute ; this had been determined, and " the award, in the opinion of the court, decides the matters submitted to the arbitrators, and is final and complete." ^ Decision by Implication. — As will be seen hereafter, in the discussion of the topic of Certainty in the Award, the decision of the arbitrators may sometimes be derivable only through implication. But implication will take the place of an express statement only when it is obvious and unavoidable. The in- i Caldwell v. Dickinson, 13 Gray, 365. 254 THE FOEMALITIES, ETC., OF THE AWARD. stances are chiefly furnished by reports of referees, rendered in pending causes, awarding costs to one of the parties, and giving no further directions by way of determining tlie matters in dif- ference. In such cases it lias been held that the award of costs was equivalent to a finding in favor of the same party upon the point in controversy.^ An action on the case to recover damages for the diversion and obstruction of a water-course was referred by rule of court. The award was : " We, &c., having heard the parties and their several allegations and proofs, do award and determine, and this is our final award and determination, that the defendant shall pay to the plaintifi" the sum of ten dollars, without costs, either before the referees or the court, — that is, each party is to pay his own costs ; the above sum of ten dollars being given to the plaintiff as the defendant's share of the referees' fees." The court said : " The award was, that each party should pay his own costs, and that the defendants should pay to the plain- tiff a part of the fees of the referees. If not, they looked to him for their fees, and discharged the defendant from any claim therefor on him. And the necessary implication from the award is, as it was in Buckland v. Conway, that the refer- ees determined the question submitted to them in the defend- ant's favor. The legal presumption is, that they could not have made this award without having decided that the plaintiff had not maintained the action submitted to their determina- tion." 2 The same principle, it was said, was applied in this case which the court was wont to apply in verdicts.^ The old case of Inhabitants of Buckland v. Inhabitants of Conway, relied upon as a controlling precedent in the fore- going adjudication, was as follows : A pauper cause between the two towns was submitted. The award was only that the 1 Inhabitants of Buckland «. Inhabitants of Conway, 16 Mass. 396 ; Stickles 0. Arnold, 1 Gray, 418; Rixford v. Nye, 20 Vt. 132 ; Lamphire v. Cowan, 39 Vt. 420 ; Hartnell v. Hill, Forrest, 73. 2 Stickles V. Arnold, 1 Gray, 418. 3 Hodges V. Raymond, 9 Mass. 316 ; Hawks v. Crofton, 2 Bur. 698. THE FORMALITIES, ETC., OF THE AWARD. 255 defendants should recover against the plaintiffs the costs of the reference and the costs of court. The court, per Parker, C. J., said : " As to the validity of the report in reference to the ob- jection that it does not adjudicate upon the subject-matter submitted to the referees, we think it sufficient, because, by necessary implication, it must be considered as a determination upon the question. They award that the defendant town shall recover the costs of the action. This they could not have done without having decided the point in controversy in their favor. At least, the legal presumption is, that they so de- termined. The judgment of the court will be, that the plain- tiffs take nothing by their writ, and that the defendants recover their costs ; and this makes a final determination of the action, which is what was submitted to the referees." ^ Where title is in dispute, an award which does not in direct terms pass upon or dispose of the title, may yet be upheld if it orders one party to pay to the other the price or value of the property. A dispute concerning the ownership of certain oxen, sold by A. to B. and claimed by C, and as to who should pay for the same, and who should be entitled to receive the amount, was submitted. The award was, that B. should pay a certain sum to A. and another certain sum to C. ; but it contained no spe- cific determination or direction concerning who owned, or who should by virtue of the award become the owner of, the cattle. It was held, however, thai? the disposition of this point was made sufiiciently clear by implication. B. was directed to pay the other two parties, and it was an obvious and necessary presumption that he was to take and hold the oxen ; from the payment ordered to be made by him, " it is certainly to be inferred that the ownership of the oxen was adjudged to be in him, and A. and C, having the consideration of the same, have no rights in the oxen themselves." ^ 1 Inhabitants of Buckland v. Inhabitants of Conway, 16 Mass. 396. 2 Hanson v. Webber, 40 Maine, 194. 256 THE FOEMALITIES, ETC., OF THE AWARD. Oral Awards. — The old common law allowed an award to be made orally. Nor has the ancient rule been changed except by express provisions of statutes. The submission, however, may of course call for an award in such shape as the parties may desire, and if it call for a written award, an oral award will be bad. But in the absence of statutory restrictions, or of stipulations in the submission, and except where the right to be disposed of is, by its own nature, capable of being dis- posed of only by a sealed instrument, a verbal award will be good.i Owing to the uncertainty necessarily attendant upon oral awards, especially where they relate to matters of importance, or where they,are to be of continuing effect, the courts are averse to them. An oral award, satisfactorily established, must be sustained ; but the judges always speak of these verbal decisions with disapprobation. In the United States it is sometimes said that they may properly follow oral submis- sions.^ From which remark might be inferred an inclination to restrict their use to this connection. So says Mr. Kyd, stating that when the submission is in writing the award must be in writing.^ But he cites no authorities, and the court, in Marsh v. Packer,* refuse to accept his rule, and, on the strength of English cases, lay down the doctrine, that the man- ner in which the submission is made has no such connection with the manner in which the award must be made ; and a written submission, or even a submission by deed, may be fol- lowed by a verbal award. A purpose or attempt on the part of the arbitrators to put their award in writing, subsequently desisted from, does not 1 Philbrick v. Preble, 18 Maine, 255 ; Valentine ». Valentine, 2 Barb. Chy. 430; M'Manus v. M'Culloch, 6 Watts, 357 ; Jones v. Dewey, 17 N. H. 596 ; Han- son V. Liversedge, Carth. 176, and 2 Vent. 242 ; Rawliug v. Wood, Barnes, 54 ; Bailey v. Lechmere, 1 Esp. Ca. 377 {per Lord Kenyon). 2 Valentine v. Valentine, 2 Barb. Chy. 430 ; Cable v. Rogers, 3 Bulst. 311. 8 Kyd on Award, 74. * 20 Vt. 198. THE PORMAXITIES, ETC., OF THE AWARD. 25 T invalidate their verbal award, provided that a verbal award is good under the submission.^ stipulations for a Written Award. — The stipulation for a written award need not always be made in precise terms. Occasionally it will be a necessary implication, and in this form will be upheld in like manner as if it were couched in plain and unmistakable language. For example, if the submission requires that the award shall be signed by the arbitrators, it is obvious that the parties intend to demand a written award, since no other could be signed. But a mere proviso that an award shall be made and ready for delivery, does not import a proviso for a written award, since a verbal award is as capable of delivery as is one thrown into writing.^ In the case cited from Dyer the condition in the arbitration bond was that " the award should be delivered by " a certain day. It was held to be satisfied by an oral award pronounced to the parties. In Gates v. Bromil the submission was by bond, containing a proviso that the award should be ready to be delivered upon a day named. An oral award, ready to be published to the parties on that day, was held sufficient. Award concerning Real Estate. — An award which profeSSeS to determine the title to real estate, or dispose of any interest therein, must be in writing.^ The Statute of Frauds comes in/ to control this matter. For the award derives all its force and validity from the fact of the agreement of the parties. It is, so to speak, a limb or joint in the agreement. The arbitrators, as has been already shown, are merely the agents of the parties, for determining and bringing into shape the latter part of an agreement, of which the submission constitutes the first part. Consequently not only the submission, but the award which follows it, and which makes a part of the one great whole, 1 Jones V. Dewey, 17 N. H. 596. 2 Gates u. Bromil, 1 Salk. 75, and 6 Mod. 176 ; Cocks v. Macclesfield, Dyer, 218, 6 ; BlundeU v. Brettafgh, 17 Ves. Jr. 232, 240. PhUbrick v. Preble, 18 Maine, 255. 17 258 THE rORMALITIES, ETC., OF THE AWARD. must be in writing, in order to be valid under the statute. Substantially so it was said by Eedfield, J., in Smith v. Bullock,^ explaining the earlier case of Akely v. Akely.^ " That case was decided mainly upon the ground that a contract by sub- mission and award was to be put upon the same ground as any other contract in the same form, — the arbitrators being but the agents of the parties for carrying into effect the intention of the parties." And in the case of Akely v. Akely, the same judge said : " At present, both in this country and in England, an award of arbitrators, in writing and under seal, made in pursuance of a submission under seal, is itself a portion of the contract between the parties, and as much binding in regard to the title of real estate, unless in some way defective, as any other contract under seal, made in the same terms, and signed and sealed by the same parties." Award concerning Boundary Idnes. — The only exception to the foregoing rule is furnished by oral awards concerning boundary lines. After the parties have accepted the award, and have actually run the lines according to it, so that the line of division remains a completed and established fact, the award will be regarded as final. ^ The parties to an arbitration bond submitting a dispute con- cerning the title to a corner of land, " after this matter had been settled and while the parties were upon the ground, . . . arranged . . . that the same arbitrators should proceed and settle the line between the respective estates " of the parties, " and that the line which should be so settled should be taken to be the boundary, and conclusive upon either party. This was done by the arbitrators, and both parties assisted, and neither of them dissented from the decision." Thus neither the submission nor the award was in writing, but they were upheld as valid and binding upon the parties.* 1 16 vt. 592. 2 16 Vt. 450. 3 Jones V. Dewey, 17 N. H. 596 ; Sawyer v. Fellows, 6 id. 107. * Jones V. Dewey, 17 N. H. 596. THE FORMALITIES, ETC., OF THE AWARD. 259 Attesting Witness. — There is no necessity, at common law, for an attestation by witnesses.^ Though Mr. Russell says, " it is customary to have an attesting witness who may prove the execution." ^ Seal. — A seal is not ordinarily necessary upon an award. Nor is it rendered necessary simply by reason of the submission having been made by a sealed instrument.^ Instructions of Submission must be followed. — If the submis- sion contain instructions concerning the form, execution, or publication of the award, they must be strictly followed. For, says Mr. Russell, " whenever a special authority is created, those who give it have a right to annex to it their own terms, with which he on whom it is conferred must comply." * Any deviation from these instructions, if in a substantial point, will be fatal to the validity of the decision.^ " The parties," said Cady, J., in Allen v. Galpin,^ " had a perfect right to give to the arbitrators such powers as they pleased, and to dictate the manner in which the award should be made. They might have directed it to be written upon parchment or engraved upon brass, or that the arbitrators should cause it to be printed ; and if the arbitrators did not choose to do as they were authorized, their acts would not bind the parties." " The authority given by the submission must be pur- sued." 7 " An award owes its force and validity to the agreement of the parties, and is not, of course, binding upon them, unless it 1 Valle V. North Missouri R. R. Co., 37 Mis. 445 ; Hedrick v. Judy, 23 lud. 548. 2 RusseU on Arb., 3d ed. p. 235. 3 Owen V. Boenim, 23 Barb. 187. See post, " Instructions of Submission must be foUowed." « Russell on Arb., 3d ed. p. 234. 6 Allen V. Galpin, 9 Barb. 246. See statement of this case, post, pp. 274, 275. 6 9 Barb. 246. 1 Pratt V. Hackett, 6 Johns. 14. 260 THE FORMALITIES, ETC., OF THE AWAED. has been made in the manner which the agreement has pointed out." 1 This rule, however, is so far limited in its application to essen- tials, that it is not to be extended to frivolous inconsistencies or neglects. The award will not be vacated for matters of sheer insignificance. On the other hand, considerable strictness is shown in determining what are essentials. Generally, however, it may be said that if the parties distinctly agree that a certain specific formality shall be observed in the execution of the award, their express demand must be complied with, or the award will be bad. Thus where a submission concerning the amount of rent to be reserved in a lease required the finding to be indorsed on the lease, an award written on a separate piece of paper, and fastened on to the lease by a wafer, was held, for this defect alone, to be not obligatory on the parties.^ Though it must be acknowledged that the equities in this especial cause made out a very strong case in favor of the party seeking to impeach the award on the ground of this infor- mality. If the submission requires the award to be in writing, and under the hands of the arbitrators, each one of these matters will be essential to its validity .^ But a requirement that an award be " made and published in writing " is satisfied by a written award, without written notice to the parties that it has been made.* A submission concerning a boundary line, to be run by the arbitrators, stipulated for an award to be " made and published in writing under the hands of" the arbitrators on or before a certain day. The arbitrators heard the parties, decided upon their respective rights, and made, signed, and sealed an instru- ment intended to be their award. The arbitrators then met 1 Tudor V. Scovell, 20 N. H. 174 {per Gilchrist, C. J.). 2 Montague v. Smith, 13 Mass. 396. 3 Everard v. Paterson, 6 Taunt. 625 ; Thompson v. Mitchell, 35 Mame, 281. « Thompson v. Mitchell, 35 Maine, 281. THE FORMALITIES, ETC., OE THE AWARD. 261 the parties, read this paper to them, and delivered to each of them a written and signed copy. But at the same time the chairman explained that they were doubtful whether the paper expressed correctly what they had in fact decided; he then stated verbally what their decision actually was, and that if the written award did not accurately express it, the instrument would be amended when the mistake should be ascertained by an inquiry from the surveyor. Afterward the chairman learned from the surveyor that the award did not correctly set forth the decision, and he amended the sealed copy, which he had retained, and made it conform to the decision, according to his statement to the parties. But, after this alteration, the document was not again presented to the other arbitrators, and no notification was given to the parties. The court said that upon no just ground could this award be considered to have been made in writing, under the hands of the arbitrators, and to have been published by them. The real award and decision had been published to the parties orally, and this instrument, which conformed to the award orally published, differed in an essential particular from the only written award which had been published. " The foundation of the defendant's agreement to perform an award published in writing was never laid ; the condition of it was never performed." His agreement was not to do whatever the arbitrators might decide, " but to do what they should make obligatory upon him, by a decision made and promulgated in a manner expressly stipulated." The stipulation not having been complied with, the obligtition did not attach.^ If the submission calls for an award under , seal, an award in writing, but not under seal, is bad.^ If a time be named within which the award is to be made, it is invalid if it be not made until after that time has elapsed.* 1 Caldwell v. Dickinson, 13 Gray, 365. 2 Stanton v. Henry, 11 Johns. 133 ; Henderson v. Williamson, 1 Strange, 116 ; Thaire u. Thaire, Palm. 109 ; 2 RoUe's Rep. 243 ; Sallours v. Girling, Cro. Jac. 278, note a. 8 Brown v. Copp, 5N. H. 228. 262 THE FORMALITIES, ETC., OF THE AWAED. So also a stipulation concerning the time of publication must be strictly complied with.^ If the submission requires that there be a subscribing wit- ness to the award, the failure to have such witness will be fatal ; neither can it be cured after the award has been delivered to the parties, even though the time allowed for making it has not expired.^ Where the submission requires the signatures of the arbitra- tors upon the award to be witnessed ; if the signatures of two are witnessed, and that of the third is not, the execution will be held sufficient, provided that the award of two would be binding. For then the signature of the third may be rejected as surplusage.^ In Iowa it has been held that though the submission in a lis pendens, and also a statute under which the submission was entered into, both required the award to be " inclosed and sealed, and transmitted to the court," yet a neglect of these for- malities would not be fatal if the award was in fact handed by one of the arbitrators to the clerk of the court, and by this means all possibility of unfairness was disproved.* For the obvious purpose of these requirements would have been by this means thoroughly secured. But the doctrine upon which this ruling is based is dangerous, though in this specific cause it perhaps seemed just. Complete uncertainty would be intro- duced if it should once become established that a distinct statutory order might be dispensed with, if by some other means the apparent purpose of that order was satisfactorily effected. In England, a requisition that the award should be not only written and sealed, but also indented, was considered, in an old case, to be sufficient to render an award, written and sealed 1 Pratt V. Haekett, 6 Johns. 14. ' Bloomer v. Sherman, 5 Paige, 575 ; Buck v. Wadsworth, 1 Hill, 321 ; Pratt 1^. Haekett, 6 Johns. 14. 3 Ott V. Sohroeppel, 1 Seld. 482. * Higgins V. Kinneady, 20 Iowa, 474. THE FOEMALITIES, ETC., OF THE AWARD. 263 but not indented, void.^ This opinion has, however, been since overruled,^ or, as Mr. Russell says, has " been scouted by the court." ^ Stipiilations construed as Conditions Precedent. — A submission in pais, stipulating that the award shall be returned into court, and that judgment shall be entered and execution .be issued thereupon, may be so phrased that this provision shall be a conditional clause, or it may be so phrased that it shall be only a distinct and independent stipulation. A case of this de_scription arose in Massachusetts, upon an agreement to extend time, as follows : " It is further agreed by the parties that the report of referees shall be deemed and taken to have been made in due season, if made at and during the session of the Court of Common Pleas, to be holden at said B., on the first Tuesday of April next, it being agreed that the award be made to said court, judgment to be entered and execution to issue accordingly." It was held (^per Shaw, C. J.) that, admitting the clause in this instance to be conditional, though it was doubted whether it was properly so, it was at least " plainly a condition subsequent, and did not impair, limit, or suspend the authority of the arbitrators." Neither did it begin to operate until they had " finished their duties." The award, once made, became binding without the adjudica- tion of the court, unless such adjudication was required by the clause in question. But inasmuch as the court could possibly " have no jurisdiction, and could render no effectual judgment," and the return of the award to the court " would, therefore, have been a useless or idle act," it followed that the neglect to make such return was matter of no account, and did not inval- idate the award.* Award under Statute must Comply with the Statute. — An award in a statutory arbitration should strictly conform to the 1 Hintou V. Cray, 3 Keb. 512. 2 Gatliffe v. Dunn, Barnes, 55. 3 Russell on Arb., 3d ed. p. 235. * Foster v. Durant, 2 Cush. 544. 264 THE FOEMAXITIES, ETC., OF THE AWARD. statutory requirements. If it fails to do so, it maybe void alto- gether, and certainly it cannot be sustained as a statutory award.^ But may be Upheld if it does not so Comply. — Yet an award in a statutory arbitration, intended to b6 statutory, and which should therefore comply strictly with all the requisitions of the statute, may sometimes be upheld, although it fails of such compliance. To this end it must appear that the upholding would be in furtherance rather than in contravention of the will and intent of the parties.^ And also that the purpose which the statute sought to secure by means of t\\e neglected require- ments has been, by some other means, amply satisfied.^ A statute provided certain specific proceedings to be had for •the enforcement of awards following submissions made under it, but expressly declared that nothing contained in it should impair or affect any action upon an award, or upon any bond or other engagement to abide by an award. An arbitration was had which was intended to be statutory. But the award was not attested by a subscribing witness, though this formality was required by the statute. The court held that the award should be upheld as an award at common law, though it was clearly not a basis for the peculiar proceedings given by the statute;* Strict Compliance may be Waived. — Strict compliance with the stipulations of the submission may, however, be waived by the parties by tlieir subsequent conduct.^ "Whether or not strict compliance with statutory requirements could be waived by the parties, without having the effect of transmuting their arbitration, intended to be under the statute, into a proceeding in pais, must be regarded as at best doubt^ ' DarUng v. Darling, 16 Wis. 644 ; Steel v. Steel, 1 NeT. 27. 2 Ibid. ' Higgins V. Kinneady, 20 Iowa, 474 ; cited ante, under " Instructions of Sub- mission must be followed." 4 Darling v. Darling, 16 Wis. 644. 5 Sellick V. Addams, 15 Johns. 197 ; Perkins v. Wing, 10 Johns. 143 ; Tudor V. Soovell, 20 N. H. 174. See under the head of " Waiver," and post under " De- livery." THE FORMALITIES, ETC., OF THE AWARD. 265 ful. No case decides the point generally ; but those which bear upon the question of whether or not a statutory require- ment that arbitrators shall be sworn can be waived by the parties, are in point so far as they go.^ Award may be of a Sum in Gross. — Where many different items of account, or separate demands for money, are presented, or where there are counter-claims for money, the arbitrators need not, as a general rule, pass upon them separately. Their award of a gross sum due from one party to the other will suffice.^ Under a general submission of all demands, an award of a certain sum of money as being due from one party to the other, without further specifications or orders, will be sufficient.^ Though if the submission distinctly requires a separate find- ing of the amount due by each to the other, it must of course be complied with ; and an award of a gross sum in the nature of a stricken balance due by one only, will be bad.* Or may be of each Item separately. — There can, however, never be any objection to passing upon each item or claim separately, provided the arbitrators see fit to be at the trouble of doing so. And it has been held that an award which passed upon each claim separately, and then neglected to strike any balance, was nevertheless perfectly good. The action was debt on the bond, by which the defendant bound himself to pay the plaintiff the amount of the award. In five matters the findings were for the plaintiff, in two they were for the defendant. The court, per Redfield, C. J., said: "If the arbitrators made a separate award upon each matter submitted, without stating the final balance, giving to each party the balance coming in his favor, we do not think this such a departure from the sub- 1 See Part II., Chap. IV., "Administration of Oath to Arbitrator." 2 Strong V. Strong, 9 Cush. 560 ; Shirley v. Shattuck, 4 id. 470 ; Bigelow v. Maynard, ib. 317 ; Lamphire v. Cowan, 39 Vt. 420. 3 Shirley v. Shattuck, 4 Cush. 470; Strong v. Strong, 9 Id. 560; Spoflford o, Spofford, 10 N. H. 254. * Houston V. Pollard, 9 Mete. (Mass.) 164. 266 THE FORMALITIES, ETC., OF THE AWARD. mission as to be fatal to the award. If the defendant had withheld his portion of the award, it might have been proper enough for the plaintiff to have judg^ient on that portion in his favor. But as this judgment is for the final balance, there can be no possible objection to it on that ground." ^ What- the Award must Contain. — The awardinust, of course, contain that actual decision of the arbitrators which is the result of their consideration of the various matters discussed before them. But it need contain nothing else. The means by which they have come to this conclusion, the reasoning or principles on which they base it, are needless and superfluous.^ Not only this, these may often work positive mischief, by induc- ing the losing party to contest the award on the ground that the principles are false, or the deductions incorrect, and may thus tend to promote that very delay and litigation which it was the chief purpose of the arrangement for arbitration to avoid. But the insertion of such matter in the award does not affect its validity. It " is not exceeding the terms of the submis- sion ; " and the " only effect that it can have upon the award is to furnish the means of testing its accuracy." ^ It was said by the court in Vermont, that " the fact that the arbitrators have stated results, without the processes which led to them, does not make the award uncertain. To make the award invalid, it must be the decision which is left uncertain, not the reasoning which led to the decision." So where the affairs of a partnership were to be settled, it was held that the amounts claimed by the several partners, the respective accounts of the parties, and the findings upon these, need not be stated. But an award, finding only that a certain sum was due from one partner to the other, and giving directions concerning the pay- 1 Kendrick v. Tarbell, 26 Vt. 416. And see Camochan v. Christie, 1 Wheat. 446. 2 Patterson v. Baird, 7 Ired. Eg. 255 ; Blossom v. Van Amringe, 63 N. C. 65 ; Lamphire v. Cowan, 89 Vt. 420. 8 Stewart v. Cass, 16 Vt. 663. THE FORMALITIES, ETC., OF THE AWARD. 267 ment of the partnership debts and the collection and disposi- tion of assets, was considered good.^ Award need not Order Release. — Where the submission itself embodies an agreement for a release of rights or demands according to the award, or where the award itself by its legal effect necessarily operates as a bar or estoppel against the enforcement at law of such rights or demands, or if it actu- ally extinguishes them, the execution of a release by the party need not be directed.^ In Cox v. Jagger, the submission was for the purpose of determining what sum should be paid to a widow in lieu of her dower. The award found the sum, but did not order a release of her dower to be executed by the widow. But this was said by the court to be unnecessary, for two rea- sons : First, because in the submission the widow had specifi- cally stipulated and bound herself to release her dower, and " this act being provided for by the parties, it became unneces- sary for the arbitrators to direct a release." Second, because the arbitrators awarded that all suits touching the premises should cease, and that the yearly sum of thirty-five dollars is in lieu of the right of dower, and since, " in consequence of this award, the demandant could not maintain an action, the effect, as it respects the defendants, is the same as if a release had been awarded and actually executed." Nor Discontinuance. — An award under a submission, entered into in a pending cause, need not direct the discontinuance of the cause. " The legal effect of the submission, and the mak- ing an award pursuant to the submission, is to put an end to the suit." 8 But the submission must be entered into between the parties to the suit ; and the award must be good as between them, and must operate as a final disposition of the cause of action. In 1 Lamphire v. Cowan, 39 Vt. 420. 2 Cox V. Jagger, 2 Cow. 638 ; Spofford v. Spofford, 10 N. H. 254 ; Purdy v. Delavan, 1 Caines, 320. 8 Rixford V. Nye, 20 Vt. 132. 268 THE FORMALITIES, ETC., OF THE AWARD. the absence of these facts it is certain that the failure to order a discontinuance will be fatal, and the language of the decision would by no means authorize the inference that, under any and all circumstances, the courts of New York would be willing to dispense with such an order.i Russell says, " when the terms of the submission are such that the award will be final and certain, without showing in whose favor the cause referred is decided (though that is rarely the case, and never when costs abide the event of the cause and are to be taxed by the of&cer of the court), it is sufficient if the arbitrator somehow dispose of the cause absolutely." ^ He gives the English adjudications, as follows : — Awards that all suits now pending between the parties shall cease, are regarded as constituting a final determination of the suits. They are not equivalent to ordering a nonsuit, and leaving it open to the plaintiff in the pending causes to institute other suits. But the cause of action is itself taken away. The suit is to " cease absolutely for ever, so that the right itself is gone, because the remedy is quite taken away ; for if the suit fail, the party has no remedy to come at his right." ^ In the cited case of Knight v. Burton, the award was that a suit in chancery should be " dismissed." The court said, " We will intend this to be meant of a substantial dismission and a per- petual cesser in this case. If a man be to deliver up a bond to be cancelled by such a day, and he sues and gets judgment in the interim, and then delivers up the bond, this is a performance in the letter, but not in the intent. So will be such a dismis- sion, in case a new bill be brought afterwards." Though an old English case is to a contrary effect, and in spite of an award that all pending legal proceedings, if any, should be no further prosecuted, it was asserted that the plaintiff might 1 Vosburgh v. Same, 14 Johns. 302. 2 RusseU on Arb., p. 324. 3 Simon v. Gavil, 1 Salk. 74 ; Knight v. Burton, ib. 75. And see Lord v. Hawkins, 2 Hurl. & Nor. 55. THE FOKMALITIES, ETC., OF THE AWARD. 269 bring a suit, if he had not already brought one ; and if he had already brought one, he might discontinue it and bring an- other.i But an award of a discontinuance is perfectly satisfactory. An award that each party should pay his costs in certain ac- tions, and that the actions should be discontinued, is final and good, and is in effect an award of a stet processus? Award of a Nonsuit. — An award of a nonsuit does not operate, in the manner aforesaid, to take away the right of instituting a new suit. It is held not to be good as a determination of the cause, by reason of its want of finality.^ A cause and all matters in difference were submitted, with authority to the arbitrator to direct a verdict or a nonsuit to be entered. The award was simply that a verdict, already en- tered in the cause in favor of the plaintiff, should be vacated, and that a nonsuit should be entered ; and the matters at issue in the cause were in no other way disposed of. The award was held bad, as not finally determining the matters in dif- ference in the cause. The court held that such determination was necessary, and that the power to enter a nonsuit was only given to the arbitrator for the subordinate purpose of enabling him to dispose of the cause on the record. A verdict migbt have had the effect of a decision, and of setting the disputes for ever at rest, which a nonsuit could not have. Parke, B., dissented regarding the termination of the pending suit by a nonsuit as terminating the cause in accordance with the stip- ulation of the parties.* Some pectiliar Forms of Awards by means of Promissory Notes. — It may be worth while to mention some few instances of awards taking the unusual and anomalous shape of promis- 1 Tipping V. S«Qith, 2 Strange, 1024. 2 Eussell on Arb., p. 325 ; Blanchard v. Lilly, 9 East, 497 ; Gray v. Gray, Cro. Jac. 525. 3 Knight V. Burton, 1 Salk. 75. < Wild V. Holt, 9 Mee. & W. 161 ; Eussell on Arb., p. 234. 270 THE rOEMALITIES, ETC., 01' THE AWARD. sory notes of a party, since they may occasionally be of ser- vice by way of analogy or otherwise. A submission was made by parol, and each party made his promissory note, and placed it in the hands of the arbitrators. The agreement was, that the arbitrators should hand to the party in whose favor they should decide the note of the other party. It was held that the recipient of the note of his adver- sary might maintain suit upon it. Want of consideration was set up as a defence, but the court said that it could not be main- tained. " The note in question may be regarded as the award of the arbitrators. It was conditional when made and put into their hands, to become consummated by their decision of the matter submitted ; and by such decision it has become absolute for the payment of the money awarded to the plain- tiff." No evidence of " corrupt practices or improper conduct on the part of the arbitrators . . . being presented in this case, we think the award final and conclusive." ^ A somewhat different theory as to the character of a note, given in a substantially similar way, has been adopted in New Hampshire. The case was as follows : Arbitrators agreed upon an award, and stated the fact of their agreement to the parties, without, however, disclosing what the award was. It was thereupon- agreed verbally between the parties that the arbitrators should write mutual receipts, also a note for the amount awarded by them, and that all these instruments should be signed by the parties respectively without seeing or knowing the contents. This course was pursued. The arbi- trators gave to each party the receipt of the other, and handed the note to the party who was payee. In a suit upon the note the court said that, stripped of its peculiar form, the note might be properly regarded as a promise or undertaking by the losing party to pay the amount of the award, and as such it would be binding. The adjustment of the controversy 1 Shephard v. Watrous, 3 Caines, 166. THE FORMALITIES, ETC., OF THE AWARD. 271 by the mutual receipts formed a sufficient consideration for such an engagement. Another view which might be taken of the same case was said to be that the note might be regarded as expressly given to secure the amount of the award. The award itself shoiild then be considered as constituting the con- sideration for the note, and the note should be considered as agreed to be given and received either as security for, or in discharge and payment of, the award. The only plausible objection to the validity of the note, under either of these views, would be that the losing party might lose his opportu- nity of objecting to the validity of the award itself " But the same objection applies, to a certain extent, to all submissions not made under some rule from a court or magistrate." Be- cause in actions on an award, matters dehors the award cannot be availed of in defence, the only redress being in chancery. " How far, in the absence of a Court of Chancery, we ought to admit such evidence to defeat an action on the promise or on the award, is questionable. But iu an action on a note by the promisee, when the note is in substance such a promise, or only security for such an award, the same defence would seem to be admissible that would be on either the original promise or the award." The same rule would obtain if the theory adopted should be that the note was given and received by agreement in actual discharge and payment of the award. It was further suggested that the maker of the note might waive his right to object to the award, by paying and discharging the same, whether by a note or by money. If he " deliberately chose to fulfil and execute the award ; or, in other words, if he actually waived by this note every privilege he might otherwise have possessed to impeach the award, blame rests upon himself alone." The validity of the note appears to have been the only question really at issue in this cause, and that was upheld.^ In neither of the foregoing cases was any defence, going to the validity of the award, o^ered by the defendant. Conse- 1 Page V. Pendergast, 2 N. H. 233. 272 THE FORMALITIES, ETC., OF THE AWARD. quently neither of them contains a direct adjudication upon the admissibility and effect of evidence of sucli a nature. But the closing remark of the court, in Shephard v. Watrous, and the oliter dictum in Page v. Pendergast, both point distinctly to the rule that a defence of this kind would be competent and good in a suit on the note. As a general rule, it may be said that notes, executed by the parties respectively at the time of the submission, and placed in the hands of the arbitrators, with directions to them to indorse down the note of the losing party to the sum they shall find against him, and then to deliver it to the party in whose favor they find, are valid, after they have been thus indorsed down and delivered.^ But it seems that if the award is altogether void, a note of a party deposited with the arbitrators, and by them handed to the other party, cannot be collected in a suit by the latter. In the case of Towne v. Jaquith,^ decided in MassEichusetts in 1809, the statement of the case recites that the parties sub- mitted to three arbitrators a dispute as to the quantity and value of certain timber ; that the referees " persuaded each party to subscribe a note payable to the other for 12000.00, intending, when they had determined the amount due from either, to deliver both notes to the prevailing party, after hav- ing indorsed on the one payable to him such sum as would leave due thereon the sum which they should find actually due upon the adjustment. Two of the arbitrators agreed upon the balance," fixing it at $1300.00. They reduced the note of the losing party to this sum, by indorsement, and then delivered both notes to the gaining party. In the suit on the reduced note, the defendant alleged that the award was invalid, because made by two only of the arbitrators, whereas the submission coatained no authority for less than the whole number to make the award. The court held that the notes were " deposited as » Battey v. Butler, 13 Johns. 157 ; Page v. Pendergast, 2 N. H. 233. 3 6 Mass. 46. THE FORMALITIES, ETC., OF THE AWARD. 273 mutual pledges, to secure the performance of an award by three arbitrators ; . . . that the promisee obtained the note in ques- tion in consequence of an award, consented to by two of the arbitrators, against the opinion and without the consent of the other ; " that, therefore, the note could not be enforced either by the original payee, or by his indorsee taking it with knowl- edge of these facts. In the following case, also, the court refused to give the note the force which the arbitrators intended. An award, returned into court under a statutory submission, was, that A. owed to B. $1229.66, and that the note of A., held by B., for 12000, " has been indorsed down to the sum of $1229.66, which note, thus indorsed down, is the amount of our award ; and said note, so indorsed, is held by said B. as our award." Held, that, with- out passing upon the question of whether or not the award might not be upheld as a basis of adjustment between A. and B., it was yet perfectly obvious that it did not authorize the issue of an execution against A. in favor of B. for the sum declared to be due. The court said : " The award does not authorize the judgment and execution thereon, because, on the face of it, it does not award that B. is to recover any sum in money from A." It finds the sum due, and indorses the note down to that sum, " thus directing in what manner B. is to hold the evidence that A. is indebted to him, but not discharg- ing the note nor assuming to cancel it, but, on the contrary, directing it to be retained by B., the payee ; all which is entirely inconsistent with the idea that a judgment is to be rendered by the court for so much money, and an execution to issue there- for." 1 The question, whether or not, if the payment upon the note has been made to a third party, a iona fide holder without no- tice of the facts causing the invalidity, the payer can recover back from the original payee, is left in doubt by the following case, in which the court avoided passing upon it by taking 1 Day V. Laflin, 6 Mete. (Mass.) 280. 18 274 THE FORMALITIES, ETC., OE THE AWARD. advantage of a nice point of pleading. The parties to a sub- mission made their respective notes, and placed them in the hands of the arbitrators. The arbitrators were to indorse down the note of the losing party to the amount which they should find against him, and deliver it in this shape to the other. They did so ; and the party who received the note afterward indorsed it over to a third party, to whom the maker paid it. The maker then sued the successful party to recover the amount so paid by him, on the ground that the award was void. On special demurrer the plaintiff's declaration was held bad, because it failed to aver that the transfer of the note was made before maturity. If the note was void, " payment of it should have been resisted if the defence was admissible ; and, if not, the declaration in this case should show why it was not. It was, therefore, a material averment, that the note was trans- ferred before it fell due, so as to show that the defence could not have been then set up against the note in the hands of an in- nocent indorsee, to whom it was transferred before it fell due." ^ If the stipulation is for an award, to be made by means of the note of the losing party, it must be made in this shape, or not at all. An ordinary finding of indebtedness will be void under such a submission. The agreement between A. and B., parties to a submission, was, that A. should deliver to the arbi- trators his note for five hundred dollars, and B. should deliver to them a receipt in full for all demands against A. The arbi- trators were to find how much was due from A. to B., were to reduce the note to that amount, and deliver it, so reduced, to B., and were then to deliver the receipt to A. Whether or not the note and receipt were ever placed in the hands of the arbitra- tors did not appear. But they awarded that A. should pay to B. the sum of five hundred dollars on a day and at a place named, and that the payment should be in full satisfaction of damages and loss suffered by B. in closing up his labors and leaving the premises. Held, the award was void. The arbitrators had no 1 Battey v. Button, 13 Johns. 187. THE FORMALITIES, ETC., OF THE AWARD. 275 authority to make it in any other shape than by means of the note and receipt, as stipulated in the submission. If the note and receipt had not, in fact, been delivered to them, this omis- sion did not operate to enlarge their power and enable them to make an award in any other manner, but, on the contrary, left them without any authority in the premises whatsoever.^ Professional Assistance in DraTwing A-ward. — In England it is considered " highly objectionable " for an arbitrator, even after coming to his decision, to employ the lawyer of a party to the submission to draw it up in legal form. " It may even endan- ger the award being set aside." ^ Erie, C. J., in In re Underwood and Bedford & Cambridge Eailway Company, said that he must " highly disapprove " of this course of the arbitrator, as subjecting him to the sqspicion of having been swayed by communications or information derived from one side only. But an afiSdavit by the arbitrator positively denied that he had had advice or assistance from or communication with this counsel until after he had fully made up his mind as to the sum he should award ; and other evidence corroborated this statement. Wherefore the judge said, he did not feel justified in going so far as to set aside the award, but he thought enough appeared to afford a justification for the appeal to the court, and therefore he ordered that the rule should be discharged without costs. But it has been already stated ^ that, after the arbitrators have come to their conclusion, there is no objection to their availing themselves of professional assistance in drafting their award, provided they do not resort to the counsel of either party. Recitals of the Submission and Proceedings in the Award. — There is no legal necessity for a recital in the award of any i Allen V. Galpin, 9 Barb. 246. 2 Russell on Arb., p. 236 ; In re Underwood and Bedford & Cambridge Railway Co., 11 C. B. n. s. 442; 31 L.J. C. P. 10 ; Fetherstone v. Cooper, 9 Ves. Jr. 67. ' Part II., Chap. V., the paragraph on Delegation of Authority. 276 THE FORMALITIES, ETC., OP THE AWARD. portion of the submission. Yet recitals verbatim of so much of the submission as confers upon the arbitrator his authority, and describes the subject-matter concerning which his author- ity is to be exercised, are of frequent occurrence. It would be difl&cult to suggest any objection to a verbatim recital ; and, upon the other hand, it has the advantage of presenting with accuracy, for use in future time, a record of the matter in dis- pute, and which the arbitrators assume to have disposed of. Then, though the submission itself may happen to be lost, the deficiency may be supplied from the very document relied upon as establishing the decision. But a recital paraphrasing or briefly compressing the substance of the submission in the aforementioned particulars, is open to the objection that some real or, fancied discrepancy between the two instruments might be made the source of sincere or pretended misunderstanding, and of consequent litigation. If any recital is made, it is, therefore, safest to use the very words of the parties. But no recital of any description whatsoever, whether from the submission or concerning the proceedings, is essential to the validity of the award. If made, it will be entirely gratuitous. Accordingly an award need not recite the various facts nec- essary to give it validity. Their actual existence is suflBcient, and will be presumed, until the contrary is affirmatively proved. Thus it need not be stated, or made to appear upon the face of the award, that the parties were heard ; i or that all the legal evidence presented by either party was admitted ; ^ or that aU the arbitrators were present at the hearing.^ An extension of time need not be recited, even though the award is made after the expiration of the period originally set.^ Neither need the arbitrator state that he has done any specific act, his doing which was prescribed in the submission as a condition prece- 1 Houghton V. Burroughs, 18 N. H. 499. 2 Inhabitants of Leominster v. Worcester R.R. Co., 7 AUen, 88. 8 Rixford v. Nye, 20 Vt. 132. « Baker v. Hunter, 16 L. J. Exch. 203 ; 16 Mee. & W. 672 ; George v. Lonsley, 8 East, 12. THE JOEMALITIES, ETC., OF THE AWARD. 277 dent to his right to proceed in the arbitration and to award ; as, for example, taking a view of the premises in dispute.^ So where an arbitrator was not to proceed with the arbitra- tion until after he had awarded in a certain specified action, his neglect to state that he had awarded in that action was not regarded as a ground for vacating his award. It was pre- sumed, in the absence of contrary evidence, that he had taken this step, which was a necessary preliminary to qualify him to arbitrate.^ Erroneous Recitals. — An erroneous or false recital, made by the arbitrator, if it be merely concerning his authority, appears to be an immaterial matter. It does not enlarge his authority ,3 nor does it invalidate his award.* Provided it does not appear that, as matter of fact, he has acted upon this enlarged concep- tion of his powers, and has considered things which he ought not to, no real harm is done by the mere misunderstanding. An arbitration bond was entered into between A. and B. concerning a boundary line. At the argument it aippeared that another controversy, also concerning a boundary line, was pending between B. and C, and had been by them submitted, by other bonds, to these same arbitrators. In their award, under the submission between A. and B., the arbitrators re- cited that A. and C. of the one part, and B. of the other part, had submitted their differences. But they proceeded to deter- mine the line " between said A. and B.," and were silent as to the line between B. and C. Held, that the inaccurate recital did not affect the validity of the award.* Erroneous statements, embodied in the award, concerning facts or occurrences during the proceedings, are not necessa- 1 Spence u. Eastern Counties Railway Co., 7 Dowl. 697 ; Davies v. Pratt, 25 L. J. C. P. 71 ; 17 C. B. 183. 2 Davies v. Pratt, 17 C. B.JISS. 3 Difblee w. Best, 11 Johns. 103 ; Price v. Popkin, 10 Ad. & EI. 139. * Dibblee v. Best, 11 Johns. 103 ; Watkins v. PhEpotts, MXel. & Y. 393 ; Baker v. Hunter, 16 Mee. & W. 672. 6 CaldweU v. Dickinson, 13 Gray, 365. 278 THE FORMALITIES, ETC., OF THE AWAED. rily fatal to the validity of the instrument. For example, the misnomer, in an umpire's award, of the Christian name of an original arbitrator ; ^ the statement that the umpire was chosen by the parties, instead of by the arbitrators ; ^ an erroneous recital of the date of the submission ; ^ or of an extension of time, even though thereby the award appeared to have been made too late ; * a misstatement of the extent of the subject- matter ; ^ or where the award recites that it is made by three, and in fact it is executed only by two.^ But it is conceivable that an erroneous statement concerning a fact essential to the validity of the award might be a different matter, and might have a different effect from the comparatively harmless instances of error above noted. Thus a recital of an appearance by a party, when there had not been an appearance, would be too material an error to be overlooked. Of course, as against the non-appearing party, the award would be void. The false statement could not bring him within its operation. But wljether or not, if there were other parties, as between whom the award would be valid, this error would suffice to vacate it, is a question which no adjudication determines. Referee need not Report Evidence. — A referee, unless spe- cially ordered so to do by the court, need not report his rulings upon the admission or rejection of testimony.^ Indeed, it is the general and familiar practice for him not to do so. stipulations for Delivery of the Award. — A stipulation that the award shall be delivered or ready for delivery on or before a day certain, or within a time named, is of frequent occur- 1 Trew V. Burton, 1 Or. & M. 533. 2 Adams v. Adams, 2 Mod. 169 ; Vln. Abr. Arb. N. 2, 3. 3 Dole V. Dawson, 2 Keb. 878; Vent. 184; Ingram u. Webb, 1 Eolle's Hep. 362. < Addison v. Spittle, 6 Dowl. & Low. 531 ; Baker v. Hunter, 16 Mee. & W. 672 ; George v. Lonsley, 8 East, 12. 5 Paul! V. Paull, 2 Cr. & M. 235; 2 Dowl. 340 ; Kynaston v. Jones, Styles, 97. 6 White V. Sharp, 12 Mee. & W. 712 ; 1 Dowl. & Low. 1030 ; overruKng Thom- as V. Haj-rop, 1 Sim. & St. 524. 7 State V. Petticrew's Ex'r, 19 Mis. 373. THE FORMALITIES, ETC., OF THE AWARD. 279 rence in submissions. Mr. Russell says : " When it is made, it is ready to he delivered, and the court will so intend it, espe- cially where it is to be ready to be delivered on request." ^ The delivery need not actually take place, if the stipulation be only that the award shall be ready for delivery. The status of readiness will be sufficient.^ The American rule resembles the English. That an award was ready for delivery upon a certain day, will be inferred from the fact that it was made and executed, or that it was made and published, or even from the simple fact that it was made on that day.^ A stipulation that it shall be made, is not equivalent to a stipulation that it shall be delivered. A bond was condi- tioned to abide by such award as should "be made in writing on or before " a day named. It was held that " nothing more was necessary than that the award should have been made within the 'term appointed." ^ A submission required an award to be ready on a certain day. All that appeared was, that it was first called for on the next day after that named, and that it was then delivered in a complete state. But it bore date on the day of delivery. Held, that the mere fact of the date was not sufficiently strong evidence to overcome the presumption in favor of regularity and accuracy on the part of the arbitrators.^ But the readiness must be complete, so that the delivery of a valid and perfect instrument could be made, if it should be demanded by a party. An award, drawn and executed in every 1 Russell on Arb. and Award, 3d ed. p. 237, citing Veale v. Warner, 1 Saund. 327 6, notes ; Garret v. Weeden, 1 Lev. 133 ; Bradsey v. Clyston, Cro. Car. 541 ; Marks v. Harriot, 1 Ld. Raym. 114 ; Freeman v. Bernard, ib. 247 ; Joyce u. Haines, Hard. 399 ; Robison u. Calwood, 6 Mod. 82 ; Anon., 2 Ld. Raym. 989. 2 Brown v. Vawser, 4 East, 584. 3 Rundell «. La Fleur, 6 Allen, 480; Houghton v. Burroughs, 18 N. H. 499. * Houghton V. Burroughs, 18 N. H. 499. 6 Owen V. Boerum, 23 Barb. 187. 280 THE FORMALITIES, ETC., OE THE AWARD. particular, but not duly stamped, is, by reason of that defi- ciency alone, not ready for delivery.^ It was said by Chancellor Walworth, in Bloomer v. Sher- man,2 that where, by the terms of the submission, the award is to be made in a particular form, the award is not made and ready for delivery until all the required forms are complied with. Thus where the submission stipulated for the attesta- tion of a subscribing witness, it was held that this attestation would be absolutely indispensable at common law before the state of readiness. for delivery could begin to exist. But a stipulation for delivery is fulfilled only by actual deliv- ery, and the award, though ready, is void if not delivered at or within the time named.^ It is not necessary that a copy of the award should be fur- nished to each party, if neither the submission, nor the statute under which the submission is made, specially require such delivery.* Delivery must be of the Original Award. — If the submission contains no stipulation to the contrary, delivery of the original award should properly be made, and can be claimed by either party. But if, before the time limited for the delivery has elapsed, a sworn copy of the award be delivered to each party, and be received by each without objection, this will constitute a waiver of the right to receive the original, and its retention by the arbitrators will not affect its validity.^ Delivery in Duplicate. — If the submission contain a condi- tion or stipulation for delivery of the award to " the parties," duplicate originals or counterparts miust be prepared, one for each party, or the award may be avoided.^ " The only 1 Wilson V. Wilson, 1 Saund. 327c, n. (m). See this case stated, post, under " Pleading concerning Delivery." 2 5 Paige, 575. 3 Russell on Art., 3d ed. p. 238. * Wade V. Powell, 31 Geo. 1 ; Houghton v. Burroughs, 18 N. H. 499. 5 Sellick V. Adams, 15 Johns. 197 ; Houghton v. Burroughs, 18 N. H. 499. 6 Buck V. Wadsworth, 1 Hill, 321 ; Pratt v. Haokett, 6 Johns. 14. THE FORMALITIES, ETC., OF THE AWARD. 281 method," said Cowen, J., " by which the condition of a bond such as this can be rendered binding, is by the arbitrators executing and delivering two parts, unless one party shall expressly discharge them of that necessity, as by telling them they need make no counterpart, for he will not receive it ; or, as in Sellick v. Adams,^ by accepting sworn copies in lieu of the original, without objection." ^ So, likewise, it has been held, rather rigidly, in England, that a requirement of delivery to either party is satisfied only by delivery to both parties.^ Waiver of Actual Delivery. — Though there be a stipulation for delivery, yet actual delivery may be waived by the parties. An arbitration bond was conditioned " so as the award be in writing under the hands and seals of the arbitrators, or a major part of them, and ready to be delivered to the parties in difference, or any of them requiring the same, on or before the first day of September then next." On the question of a deliv- ery under this stipulation, the court, per Kent, 0. J., said that " the evidence was sufficient to show that the defendants had admitted a delivery, or waived the necessity of any. The award was, on the 25th of August, duly executed and pro- duced to the parties ; and it was twice read over by the arbitra- tors to the defendants, and they appeared to be satisfied with it, and promised to perform it, and did, in fact, make a part performance, by paying sixty-three dollars, which was part of the sum awarded to be paid ; and they did not require a copy of the award, or a duplicate original ; and the arbitrators then finally separated. This was the consummation of the business. The defendants were concluded from alleging afterwards, that the award had not been delivered according to the condition of the bond. They were bound to speak then, at the time of the publication, and when the arbitrators were on the point of cpn- 1 15 Johns. 197. 2 Buck V. Wadsworth, 1 HiU, 321. 3 Russell on Arb., 3d ed. p. 238 ; Parker v. Parker, Cro. Eliz. 448 ; Block v. Palgrave, ib. 797. 282 THE rOEMALITIES, ETC., OE THE AWAED. eluding and dispersing, if they required any further notice, j)ublication, or delivery. No circumstances could be stronger from which to infer acquiescence in'that mode of delivery, and a waiver of any delivery more formal. Evidence of part pay- ment at that time was properly introduced to show the acqui- escence of the defendants in the production and reading of the award, as amounting to a delivery of it, and as being all the delivery required." ^ To whom Delivery is to be Made. — Delivery is custom- arily made to the prevailing party, and, being thus made, is sufficient, unless the submission calls for delivery to " the parties," or otherwise specifically requires that duplicate origi- nals or copies should be given to other persons.^ But, in Eng- land, either party can generally obtain it, on payment of the arbitrator's fees.^ Demand, even by a person entitled to receive an award or copy, must be reasonably made, both as regards time and place, and also as regards the member of the board of arbitrators of whom it is made. Each arbitrator, as the court in New Hampshire remarked, cannot be expected to have a copy in his pocket at all hours. The American practice with regard to delivery is said to be, in the absence of express stipulations in the submission, that the arbitrators deliver their award to the party deriving a title or right of action under it, as being the party entitled, for obvious reasons, to its possession. This is " all the delivery known to our practice, and all that seems to be required for the ends of justice." It is not customary for the arbitra- tors to prepare as many awards as there are parties. Though it might, in some exceptional cases, become proper to do so, if each party, by the peculiar nature of the award, should derive some title or acquire some right of action under it. Neither is it usual for copies to be prepared for delivery to the unsuc- 1 Perkins v. Wing, 10 Johns. 143. 2 Houghton V. Burroughs, 18 N. H. 499 ; Buck o. Wadsworth, 1 Hill, 321 ; Pratt V. Hackett, 6 Johns. 14. 3 EusseU on Arb., 3d ed. p. 238 ; Hicks v. Richardson, 1 Bos. & P. 93. THE FORMALITIES, ETC., OE THE AWARD. 283 cessful parties though Russell says the practice in England is to deliver unstamped copies to the losing parties. ^ ■What Constitutes Delivery. — A copy of an award was handed by an arbitrator to the son of one of the parties, sixteen years old, standing at the time near the house, and in charge of it, and who immediately carried the document into the house. Held, that this was a sufficient delivery to or service upon the party .2 Delivery of an Oral Award. — An oral award is capable of delivery, which will be made by pronouncing it to the parties.^ When the case of Gates v. Bromhill first came before the court,* they were much at a loss what to do with it, but after- ward, upon another hearing,^ it was said, jper totam curiam, " upon great consideration, notwithstanding the late case in the Common Pleas, a parol award is capable of delivery, viz., a dec- laration of it to the parties, or either of them, if they desire it ; and that being so, as soon as the arbitrators have agreed on the award, it is ready to be delivered." Pleading Delivery. — The plaintiff's declaration need not aver that the award was ready to be delivered on a certain day, if it avers a making or publication on or before that day. The read- iness is included in the making or publishing.^ But the presumption may be rebutted by a direct averment, by the defendant, of non-readiness,'' and will be destroyed by proof of such non-readiness ; as, for example, by proof that a party entitled to the award demanded it on the day, and that it was refused to him.^ 1 Houghton V. Burroughs, 18 N. H. 499. 2 Conrad v. Johnson, 25 Ind. 487. 3 Gates V. Bromhill, 6 Mod. 176. 4 6 Mod. 160. 5 6 Mod. 176. 6 Munro v. Alaire, 2 Caines, 320 ; Pratt v. Hackett, 6 Johns. 14 (per Kent, C. J.) ; Houghton v. Burroughs, 18 N. H. 499. ' Pratt V. Hackett, 6 Johns. 14. 8 Houghton V. Burroughs, 18 N. H. 499 ; Wilson v. Wilson, 1 Saund. 327 c, n. (m.) 284 THE FORMALITIES, ETC., OF THE AWARD. A condition in a submission was, " so as the said award be made, and ready to be delivered and given up to the said parties, or such of them as should desire it." The court said : " The readiness of delivery need not to have been averred, because the alleging an award made imports it. Nor is the condition in the submission therefore vain ; for if, after the award made, the parties, or either of them, had come and asked the arbitrators what award they had made, and they had refused to tell, then he might plead that it was not ready to be delivered, showing that matter. So, perhaps, if the arbitrators had died in so short a time after the award made that the party could not have had convenient time to ask them, [the award in this case was oral] . For the intent of the condition was, that the parties should have notice of the award." ^ How Non-delivery is to be Availed of. — If the defect tO be relied upon is a non-delivery within the time stipulated, a plea of " no award " will be bad. Request and refusal to deliver must be specifically averred.^ Kent, 0. J., said : " If the award had not been delivered upon request, as the defendants contend, they should have pleaded specially such a request and refusal. The objection cannot be raised under the plea of no award. This rule has been declared and settled repeatedly .^ The form of plea in such a case is stated in Wilson v. Wilson, as reported in note, § 3, in 1 Saunders, 327 b." In Saunders, at the place cited, we find it stated that, " if either of the parties do, on the last day, request the arbitrators to deliver the award to him, and they neglect or refuse to do so, the bond is void ; and the defendant must not say ' nul agard,' but he should plead the matter specially, namely, that he requested the arbitrators to deliver the award, and they refused to do so. . . . So, in a late 1 Oates V. Bromhill, 6 Mod. 176. 2 Perkins v. Wing, 10 Johns. 143 {per Kent, C. J.) ; Munro u. Alaire, 2 Gaines, 320. 3 Eowsby V. Manning, 3 Mod. 331 ; Markes v. Marryott, 1 Lutw. 524 ; Oatea V. Bromhill, 6 Mod. 176. THE FORMALITIES, ETC., OF THE AWARD. 285 case of Wilson v. Wilson, C. P. Sittings in London, after Hilary Term, 1798, before Eyre, 0. J., where in debt on bond conditioned for performance of an award," conditioned to be " ready to be delivered to the said parties in difference, or such of them as shall require the same, on or before " a day named, " the defendant pleaded that the arbitrators did make their award on the day limited in the condition, and that he on that day required them to deliver their award to him, but they neglected and refused so to do; and issue being joined thereon, it appeared in evidence that the arbitrators had made their award on the day, but, because it was not stamped, refused to deliver it to the defendant, according to his request ; and, upon this evidence, the jury, under the. direction of his Lordship, who thought it an extreme hard case, found that the arbitrators had not complied with the condition of the bond, and gave a verdict for the defendant ; and the plaintiff's counsel, being satisfied both of the law and fact, acquiesced." Publication of the Award. — Publication of an award is neces- sary only where the submission expressly stipulates that it shall be published or notified to the parties.^ The American adjudications concerning what constitutes publication are few, substantially as follows : — Execution of an award in duplicate, and delivery of one of the duplicate originals to each party to the submission, is a publication.* Where the award is delivered to the prevailing party, and by him or his agent is carried to the losing party, who is thereupon notified thereof, and requested to pay the amount, there is a sufficient publication to the latter party ; and, of course, also to the former.^ The condition in an arbitration bond required the award to be " made and published in writing." The court construed 1 Parsons v. Aldrich, 6 N. H. 264. 2 Plummer v. Morrill, 48 Maine, 184. ) Enowlton v. Homer, 80 Maine, 653. 286 THE FORMALITIES, ETC., OF THE AWARD. this as meaning, not only that the award should be made in writing, but that the parties should be enabled to obtain a knowledge of it in writing. But it was not necessary that they should be informed in writing that an award had been made, and was subject to their examination. It appeared that one of the parties had paid the fees of the arbitrators, and asked for their copy of the award, which had been refused to him. But this, as it was said, constituted no breach of the condition, since it did not show that he might not have read it, had he wished to do so. Shepley, 0. J., said : " It was stated, in the case of Knowlton v. Homer, 30 Maine, 552, that an award should be considered as published when the parties were in- formed that it was within their reach, on payment of the charges. This must be understood, when the condition of the bond is like the present, to mean when they are legally entitled to it, or to examine and read it. If it should be wrongfully withholden from them, after the referees had fully performed their duties, had made up and signed their award, and com- municated it to them, its validity would not be thereby im- paired." ^ Where an award was executed by the arbitrators, and de- livered by them to the successful party, within the time limited by the submission, it was held that this was a sufficient publi- cation of the award.2 It does not appear from the report of this case that the submission contained any stipulation concerning publication. Where owners of adjoining estates, meeting with arbitrators selected between them in relation to another dispute, agreed orally that tliey should also run the line between the two estates ; and with the assistance of the parties the arbitrators accordingly did then and there run the line ; it was held that, the parties being witnesses to the act, no formal publication was required, or even expected.^ 1 Thompson v. Mitchell, 35 Maine, 281. 2 Rixford v. Nye, 20 Vt. 132. 3 Jones V. Dewey, 17 N. H. 596. THE FOEMALITIES, ETC., OP THE AWAED. 287 An award, duly made and sealed up, was left with one of the arbitrators ; the parties appeared before him, and the award was then read to them at their request. Held, that " no further publication Was required to give effect to the award." ^ An award was made in writing, and copies handed to the parties, with the proviso that it might not be found to be an accurate expression of the real decision of the arbitrator as to the description of a boundary line, which real decision was ex- plained to the parties verbally ; and that if it should be found, on consultation with the surveyor, not to be so, it would be amended. T&e original, signed and sealed, was kept in the hands of the chairman, for making this amendment, should it prove necessary. It did prove necessary, and he made it, but did not communicate the fact to the parties, or either of them, probably considering that the verbal explanation was all that was necessary, since it had described fully what the award really was. But the court held that there was no publication of the written award.'-* A stipulation, that an award be made and published to the parties, is said not to imply a formal notification to the parties.^ When referees are required to make their report and return it into court, the publication of it is the reading it and filing it in court.* The reading an award to the parties by the arbitrators was spoken of as a publication, by Kent, 0. J., in Perkins v. Wing,^ though it was not necessary directly to hold it to be such. It is obvious that these form no sufficient basis for laying down any general rule upon the subject of what description of act will, or what will not suffice to constitute publication. All the cases above cited would seem to contemplate some more or 1 EundeU v. La Eleur, 6 Allen, 480. ' 2 Caldwell v. Dickinson, 13 Gray, 365. 3 Hunt V. Wilson, 6 N. H. 36 ; citing Caldwell, 51. * Den, ex dem. Pancoast v. Curtis, 1 Halst. 415. 5 10 Johns. 143. 288 THE FORMALITIES, ETC., OP THE AWARD. less formal act, equivalent at least to an actual or constructive notification of the contents of the award to the parties. And this notion perhaps derives some slight degree of corroboration from the rule laid down in some cases, that a party cannot be sued upon an award till he has been notified of it. Yet no cause gives us any right to regard publication as equivalent to or identical with notification. Indeed, the English rule and the English cases are to a very different effect. Mr. Eussell says : " So far as the validity of the award is affected, it will in general be considered as 'published ' as soon as the arbitrator has done some act whereby he becomes functus officio, and has declared his final mind, and can no longer change it ; that is, as soon as he has made a complete award." ^ An English case has also declared that, where the arbitrator had executed the award in the presence of attesting witnesses, and had read it over to them, and the plaintiff died on the morn- ing of the next day, before notice of the readiness of the award had reached either him or his attorney, the award was to be con- sidered as made and published before the death.^ But, " so far as regards the rule which regulates the time for an application to set aside an award, the publication, from which the time begins to run, is not in any case the publishing of the award itself, but the publication of it to the parties." ^ Prom this language it might be inferred that a subtle dis- tinction is to be drawn between the simple publication of the award and a publication of the award to the parties. If this be so, an award may be published before it has been published to the parties. It would then be fair to assume that publication to the parties could only be made by some act affecting them, either in fact or constructively, with a knowledge of the con- tents of the award ; as, for example, a reading or delivery to 1 Russell on Arb., 3d ed. p. 236 ; citing Henfree v. Bromley, 6 !East, 309 ; MacArthur v. Campbell, 5 B. & Ad. 518. 2 Brooke v. Mitchell, 6 Mee. & W. 473. ' RusseE on Arb., 3d ed. p. 237 ; citing MacArthm: v. Campbell, supra ; Brooke v. Mitchell, supra; Moore v. Darley, 1 C. B. 445. THE FORMALITIES, ETC., OF THE AWAED. 289 them. The distinction, though nice, is not without reasonable foundation in the strict force of the respective phrases. Per- haps, too, it is borne out by the ruling in Brooke v. Mitchell, supra. For in that case it is obvious that there had been no real or constructive publication to the parties, though the court held tliat there had in fact been a publication. In Musselbrook v. Dunkin,^ the court said that the require- ment that an award should be published was " satisfied by the award having been made, and notice having been given to the parties that it is within their reach on payment of just and reasonable expenses." In McArthur v. Campbell,^ an award was held to be published when the arbitrator gave notice to the parties that it might be had on payment of his charges ; without regard to whether or not these charges were just and reasonable. Publication to some only of several persons who together Qonstitute the party of the one part is insufficient. Thus, under a submission requiring publication of the award to be made to each of the parties, the plaintiff was party of the one part, and several defendants constituted the party of the other part. A publication to the plaintiff and to one only of the de- fendants was held to be insufficient, and ground for avoiding the award.* Possession of Award. — Possession of an award, to all appear- ance complete, by a party to the submission is prima facie evi- dence that the arbitrators have delivered it to him as their award; and unless explained away by satisfactory proof will suffice to render a subsequent award made and returned by them null and void.* The fact that possession of an award has been wrongfully or improperly obtained by a party does not invalidate it or affect 1 9 Bing. 605. 2 5 Barn. & Ad. 518. « HuDgate V. Mease, Cro. Eliz. 885 ; 5 Rep. 103 ; F. Moore, 642. * Lansdale v. Kendall, 4 Dana, 613. 19 290 THE FORMALITIES, ETC., OF THE AWARD. his right to sue upon it.^ The award is as good and binding as if possession of the instrument itself had been rightfully ob- tained, or even as if it had remained in the hands of the arbi- trators. Neither Party is bound to Notify the other of the Award. — Where the submission stipulated only that the award should be made in writing on or before a day named, and said nothing specifically about delivery or publication, it was said that both parties were bound to take notice of the award, and it was not incumbent upon the party seeking to found an action upon it to give any notice to the other.^ Other cases, however, hold that notice is necessary before suit can be brought.^ 1 Thompson v. Mitchell, 35 Maine, 281. 2 Houghton V. Burroughs, 18 N. H. 499 ; Hodsden v. Harridge, 2 Saund. 62 a. " Woodbury v. Northy, 3 Greenl. 85; Wright v. Smith, 19 Vt. 110. CHAPTER X. MISTAKE IN THE AWARD. Inconsistency of judicial decisions. Two classes of decisions. Conclusiveness of the arbitrator's decision, both in law and fact, asserted by C. J. Shaw. This doctrine is generally acknowledged. A general submission constitutes arbitrators final judges of law and fact. Cases establishing the finality of the arbitrator's finding in matter of law. Exception to the broad principle, in matter of law. The exception covers two classes of cases. Insertion of restriction in the submission. The award may give the court the right to interfere for a mistake in law. Statement by the arbitrator of an intention to be governed by law. The decisions in Vermont. Statement of grounds, &c., of decision in the award. The rule in this matter in England. Suggestion of a distinction. Efiect of a recital of facts in the award. The statement of grounds, &c., must constitute a part of the award. The fundamental matter is the arbitrator's intent. ■ Error in a fundamental and clear principle of law. Awards on questions of pure law. Distinctions between professional and' non-professional arbitrators. Matters of fact are peculiarly within the arbitrator's authority. Exception where the judgment has been prevented from being fairly or cor- rectly exercised. Mistake of an arbitrator as to contents of award. The general doctrine that a mistake is ground for vacating an award.. The Enghsh authorities supporting this doctrine. The case of In re Hall & Hinds, and comments upon it. Mistakes of the arbitrator on his own principles. Objection that the award is against evidence. Clerical errors, blunders in calculation, &c., in the award. The court cannot alter a report or award. Variance in duplicate awards. Method of availing of an alleged mistake. Recommitment for correction of acknowledged errors. Recommitment for re-hearing. Recommitment for errors in form. Recommitment for costs. Power and duty of the arbitrator after recommitment. 292 MISTAKE IN THE AWARD. Eecommitment is for the discretion of the court. Eecommitment must be of the whole case. Impeaching the award by extrinsic evidence, or by the arbitrator's testimony of a mistake. Effect of setting aside a report. Promise to correct error. Inconsistency of Judicial Decisions. — We now approach the most difficult topic in the law of arbitration, to wit, the ques- tion, what will be the effect of a mistake made by the arbitrator in matter of law or of fact, not obvious on the face of the award itself ? The embarrassment in dealing with this matter lies in the utter inconsistency of the judicial decisions ; for so soon as we seem to have successfully educed a rule or principle from some of them, we straightway find it contradicted by other au- thorities. Thus the only certain element is the entire uncer- tainty.^ The trouble exists in England to an even greater extent than in our own country. Russell acknowledges that " a close examination of the cases compels one to say that one uniform principle has not been adhered to as to the conse- quences of a mistake." ^ Two Classes of Decisions. — The numerous adjudications may be separated into two grand classes, to wit, those which are based upon defined, intelligible, and generally consistent prin- ciples ; and those which cannot be said to be founded upon or to embody any legal principle or doctrine whatsoever, but which subject each case to the arbitrary exercise of judicial discretion. Prom the former class it is possible to build up a philosophical theory capable of general application. In the latter class there is no philosophy, nothing of a general nature whatsoever, except, perhaps, a sort of dogmatic assertion, either declared or necessarily to be inferred in every instance, which seems to be substantially to the effect that the court in 1 Lord EUenborough acknowledged the same difficulty, in Chace v. Westmore, 13 East, 356 ; and Chief Justice Parker, in Jones v. Boston Mill Corporation, 6 Pick. 148. 2 Eussell on Arb., 3d ed. p. 292. MISTAKE IN THE AWARD. 293 each case will do what it thinks fit. The former, as the more deserving, and fortunately also the growing class, will be dis- cussed first. But it should be borne in mind that even the fundamental rules established by these cases will be found later in the chapter to have been disregarded and denied by many tribunals. It is noticeable also that the theory of this subject has been much more carefully studied and fully elaborated by American than by .English judges. The latter have usually contented themselves with the brief annunciation of their de- cision in the specific case, whereas in the United States the opinions have usually been exceptionally long and carefully prepared. Conclusiveness of the Arbitrator's Decision, both in Law and Pact, asserted by c. J. Shaw. — The ablest discussion of the subject is to be found in the opinion delivered by Chief Justice Shaw, in the famous cause of the Boston Water Power Company V. Gray.i Yery valuable interests were involved in this litiga- tion ; the arguments were made by the foremost counsel in New England, and the elaborate opinion in which this distinguished jurist embodied the results of his careful examination into the subject is probably not surpassed in the volumes of American reports. The language of the Judge is : " In general, arbitrators have full power to decide upon questions of law and fact, which directly or incidentally arise in considering and deciding the questions embraced in the submission. . . . When not limited by the terms of the submission, they have authority to decide ques- tions of law necessary to the decision of the matter submitted ; because they are judges of the parties' own choosing. Their decision of matters of fact and law, thus acting within the scope of their authority, is conclusive, upon the same principle that a final judgment of a court of last resort is conclusive ; which is, that the party against whom it is rendered can no longer be heard to question it. It is within the principle of res judi- 1 6 Mete. (Mass.) 131. 294 MISTAKE IN THE AWARD. cata ; it is the final judgment for tliat case and between these parties. It is amongst the rudiments of the law, that a party cannot, when a judgment is relied on to support or to bar an action, avoid the effect of it by proving, even if he could prove to perfect demonstration, that there was a mistake of the facts or of the law." . . . When the parties have expressly or by reasonable implication submitted the questions of law, as well as the questions of fact, arising out of the matter of controversy, the decision of the arbitrators on both subjects is final. It is upon the principle of res judicata, on the ground that the mat- ter has been adjudged by a tribunal which the parties have agreed to make final, and a tribunal of last resort for that con- trovei-sy; and therefore it would be as contrary to principle for a court of law or equity to rejudge the same question, as for an inferior court to rejudge the decision of a superior, or for one court to overrule the judgment of another, where the law has not given an appellate jurisdiction, or a revising power acting directly upon the judgment alleged to be erroneous." This Doctrine is generally Acknowledged. — Thus strongly is the general doctrine of conclusiveness laid down. And cer- tainly there is abundant authority to support it. In many cases arbitrators have been declared to be the supreme and final judges of both the law and the facts. ^ Their decision cannot be appealed from, revised, or annulled by reason of any mistake which they may have fallen into.^ 1 Eundell v. La Fleur, 6 AUen, 480 ; White Mountains Railroad v. Beane, 39 N. H. 107 ; Kleine v. Catara, 2 Gall. 61 ; Myers v. York & Cumberland R.R. Co., 2 Curtis, C. C. 28 ; Brown v. Clay, 31 Maine, 518 ; Tyler v. Dyer, 13 id. 41 ; Whitmore v. Le Ballistier, 85 id. 488 ; Sweetser v. Kenney, 32 id. 464 ; Walker V. Sanborn, 8 Greenl. 288 ; Johnson v. Noble, 13 N. H. 286 ; Indiana Central R.R. Co. V. Bradley, 7 Ind. 49 ; De Long v. Stanton, 9 Johns. 38. 2 York & Cumberland R.R. Co. «. Myers, 18 How. (U. S.) 246 ; Burchell v. Marsh, 17 id. 344 ; Jackson v. Ambler, 14 Johns. 96 ; Cranston v. Kenney's Ex- ecutors, 9 id. 212 ; Campbell o. Western, 8 Paige, 124 ; Greenough v. Rolfe, 4 N. H. 357 ; Beane v. Wendell, 22 id. 582 ; Mitchell v. Bush, 7 Cow. 185 ; Jones V. Boston Mill Corporation, 6 Pick. 148 ; Ewing v. Beauchamp, 3 Bibb, 41 ; Baker's Heirs v. Crockett, Hardin, (Ky.) 388 ; Swing's Administrators v. Beau- champ, 2 Bibb, 456 ; Bumpass v. Webb, 4 Porter, 65. MISTAKE IN THE AWARD. 295 Russelt lays down the " general rule, that as arbitrators are judges of the parties' own choosing, they cannot object to their decision as an unreasonable judgment, or a judgment against law." ^ Though, as will hereafter be seen, this general rule is nearly as often broken as it is observed in the English courts. To set aside an award for an error, whether in law or fact, " would be a substitution of the judgment of the chancellor in place of the judges chosen, by the parties, and would make an award the commencement, not the end, of litigation." Thus says Mr. Justice Grier, in proceedings under a bill in equity to set aside an award ; adding that " courts should be careful to avoid a wrong use of the word ' mistake,' and, by making it synonymous with mere error of judgment, assume to themselves an arbitrary power over awards." ^ " We take one principle to be very clear," said Chief Justice Parker, in 1828, " which is, that where it manifestly appears by the submission that the parties intended to leave the whole matter, law and fact, to the decision of arbitrators or referees, the award is conclusive, although they should have mistaken the law, unless the award itself refers such question to the consideration of the court." ^ Cockburn, C. J., says, in Hodgkinson v. Fernie,* in 1857 : " It is not easy to reconcile all the decisions as to how far the court will interfere with the determination of an arbitrator, whether upon the law or upon the facts. But the modern cases which have been cited certainly go the length of deciding that unless there be something upon the face of an award to show 1 Russell on Arb., 3d ed. p. 293 ; citing Fuller v. Tenwick, 3 C. B. 705 ; 16 L. J. C. P. 79 ; In re Marsh, 16 L. J. Q. B. 330 ; Steff k. Andrews, 2 Madd. 6 ; Ires v. Metcalfe, 1 Atk. 63 ; Evans v. Pratt, 3 Man. & Gr. 759 ; Hodge v. Burgess, 3 Hurl. & Nor. 293 ; 27 L. J. Exch. 318 ; Hodgkinson v. Fernie, 27 L. J. C. P. 66 ; 3 C. B. N. s. 189 ; Baggalay v. Mackwiek, 30 L. J. C. P. 342 ; 10 C. B. N. s. 61 ; Gensham v. Germain, 11 Moore, 1 ; Hagger v. Baker, 14 Mee. & W. 9. So also is the ruling in Young v. "Walter, 9 Ves. Jr. 364. 2 Burchell v. Marsh, 17 How. (U. S.) 344. 3 Jones V. Boston Mill Corporation, 6 Pick. 148. 4 3 C. B. N. s. 189'; 27 L. J. C. P. 66. 296 MISTAKE IN THE AWARD. that the arbitrator has proceeded upon grounds which are not sustainable in point of law, the court will not entertain an objection to it. . . . So, here, the parties have selected their own tribunal ; and they are bound by the decision, be it right or wrong." Lord Bllenborough, 0. J., said (1816), that where the merits both in law and fact are referred to an arbitrator of com- petent knowledge (in this case a barrister), " the court will not open the award, unless something can be alleged amounting to a perverse misconstruction of the law, or misconduct on the part of the arbitrator." ^ A General Submission constitutes Arbitrators Final Judges of Law and Fact. — That a general submission, containing no re- striction or stipulation to a contrary efiFect, constitutes the arbi- trators final judges of both law and fact, has been stated to be settled law, at least in Massachusetts and New Hampshire.^ If the parties, it was said, in " general terms submit their re- spective rights depending upon considerations of law and fact, and the referees decide accordingly, such award is conclusive as well of the law as the fact ; and the court upon the return of such an award will not inquire whether the referees, thus au- thorized, have decided correctly upon principles of law or not."^ An action was referred to referees, who reported in favor of the defendant. The plaintiff moved to set aside the report on the ground of a mistake in law, and introduced testimony of a referee to the effect that the referees intended to decide " ac- cording to their views of the law of the case." In refusing to grant the motion, the court said that if the parties agree that the award shall be made agreeably to legal principles, it will be set aside for a mistake in law. But if the submission em- 1 Sharman v. Bell, 5 Maule & Selw. 504. 'i Eundell v. La Fleur, 6 Allen, 480 ; Smith v. Boston & Maine Eailroad Com- pany, 16 Gray, 521 ; Bigelow v. NeweU, 10 Pick. 348 ; White Mountains Rail- road V. Beane, 39 N. H. 107 ; Johnson v. Noble, 13 id. 286. So held also in Young V. Walter, 9 Yes. Jr. 364. ' Per Shaw, C. J., in Bigelow v. NeweU, 10 Pick. 848, 355. MISTAKE IN THE AWARD. 297 body no such restriction, " the arbitrators are constituted judges of the law as well as of the facts ; and their decisions upon any question of law that may arise in the course of the trial, . . . which has been discussed by the parties before them, and has been deliberately considered and decided by them, is final and conclusive in the cause and between the parties.to it. No court will revise their decision, where they have fairly exercised their judgment upon the question submitted to them ; and their award will not be set aside, however different the decision upon the law may be from the opinions entertained by the court." It is added, that " this narrows the exception on account of mistake of law to the case of a reference limited to legal prin- ciples, or of some error in relation to a point not discussed or decided by the arbitrators, but assumed by them, by which they have in fact been prevented from exercising their judgment upon the real question submitted to them." ^ This last point, concerning the necessity of an actual consideration of a ques- tion, has been taken in other cases decided in New Hampshire ; ^ but, at least so. far as I have discovered, it is not embodied in the adjudications of any other court, unless, perhaps, by remote implication, in the case of Myers v. York & Cumberland Rail- road Company .3 This case is authority for saying that where it does not appear whether or not the question was in fact raised before the referee, it will be enough that it might have been so raised, and the presumption will be that it in fact was, and that he decided it. Cases establishing the Finality of the Arbitrator's Finding in matter of Law. — Sutherland, J., said that where an action was referred to arbitrators by the mere act of the parties, without being made a rule of court, it is no ground of objection to their award, in an action to enforce it, that it is against law. 1 White Mountains Railroad v. Beane, 39 N. H. 107 ; Johnson v. Noble, 13 id. 286. ^ Cushman v. Wooster, 45 N. H. 410; Beaue v. WendeU, 22 id. 582; Green- oughw. Rolfe, 4id. 357. 8 2 Curtis, C. C. 28 ; and see Roosevelt v. Thurman, 1 Johns. Chy. 220, 226. 298 MISTAKE IN THE AWARD. Whether or not if there be a rule of court a different principle would have been asserted is left to be inferred.^ It has been already intimated, in discussing the question of the admission of legally incompetent evidence before a referee, that, if he is merely an officer of the court, it would seem reasonable that he should be governed by legal rules. Yet it must be con- fessed that the authorities do not seem to favor this view. And in Vermont it is held that where a case is referred by a general rule of reference, no questions of law are before the court, ex- cept such as are saved by the referees.^ An action by a London apothecary for his bill of charges was referred. Affidavits were offered to show that the arbi- trator had allowed certain items which a London apothecary could not legally charge or collect. The court said : " The award is conclusive, there being nothing on the face of it to warrant the objection ; affidavits cannot be received to show what particular charges have been allowed." ^ And the court, in another case, refused to grant a rule to set aside an award, on the ground that the arbitrator had improperly treated as a penalty what was really stipulated damages, the mistake not appearing on the face of the award. Wilde, G. J., said that the parties " having obtained the de- cision of the tribunal which they themselves had chosen, had but little ground of complaint if its judgment did happen to be erroneous." Maule, J., remarked that " it is sometimes advantageous to have a matter decided by a person possessing the smallest possible knowledge of law." * Courts will interfere in case of a mistake in law only if it be apparent upon the submission or award that the arbitrators were bound or intended to decide according to law.^ An important English case is as follows : In an action of 1 Mitchell V. Bush, 7 Cow. 185. 2 Spear v. Stacy, 26 Vt. 61. 3 Gensham v. Germain, 11 Moore, 1. * FuUer v. Fenwick, 3 C. B. 705. 6 BeU V. Price, 2 Zabr. 578. MISTAKE m THE AWARD. 299 debt the defendant's attorney agreed to a judge's order refer- ring to arbitration " the claims of the plaintiff in the action." The plaintiff claimed before the arbitrator a sum for extra work occasioned by the defendant's breach of covenant in not giving the plaintiff possession of certain land at a stipulated time. The claim was objected to on the ground that it could not be included in an action of this nature, and was therefore not within the authority of the arbitrator ; but the arbitrator entertained it, and awarded to the plaintiff a sum in respect of it. Baron Alderson, concurring with Chief Baron Pollock, said : " I was at first struck by the argument, that the extent of the arbitrator's jurisdiction could not be interpreted by his own judgment ; and I still think so. But here the arbitrator had a general jurisdiction over the matter, because the refer- ence was of the plaintiff's " claims in the action," and the plaintiff claimed this amount of damage as a deht. He may be wrong in his view, and the arbitrator also wrong in taking it into consideration ; but when the defendants saw the arbi- trator entertaining a question which he ought not to entertain, it was their duty to interpose and apply to a judge, for the purpose of being allowed to revoke the submission. . . . But the defendants, though they find the arbitrator going on, do not interpose, but make the question one for his determination, and he has determined it. The extent of the arbitrator's jurisdiction is to be taken according to the plain words of the submission, namely, of the "claims" which the plaintiff makes in the action, and this is one."^ If an arbitrator is "silent as to his law," it cannot be inquired into.^ Exception to the Broad Principle, in matter of Law. — But though the broad principle is that the decision of the arbitra- 1 Faviell v. Eastern Counties Railway Company, 2 Exch. 344. A case not unlike this is furnished by the Massachusetts Reports ; Rundell v. La Fleur, 6 Allen, 480. 2 Bouttilier v. Thick, 1 Dowl. &. Ry. 366. 300 MISTAKE IN THE AWARD. tor is final, yet it is a principle which in its application is sub- ject to some well-established exceptions. These occur more especially where the alleged mistake is of the law than where it is of fact. For " in matters of law it is considered that the court has a larger jurisdiction." ^ The Exception covers two Classes of Cases. — The cases in which a mistake in law by the arbitrator will render his award void may be divided into two classes : 1. Where the parties themselves in their submission stipulate and require that the hearing shall be conducted, or that the decision shall be made, in conformity with the rules and principles of law ; 2. Where the arbitrators themselves, either by the shape in which they make their award, or by embodying in it a statement of the grounds of their decision, or of their intention to be governed by legal principles, have conferred upon the court a power of inquiry and revision which it would not otherwise have had. Insertion of Restriction in the Submission. — With regard to the first of these classes it is admitted in all the cases that it is perfectly competent for the parties to embody in their sub- mission a valid limitation or restriction requiring the arbitra- tors to proceed and decide according to law.^ The arbitrators will then be obliged at least to try to do so. Whether or not, if they fail, their award is void by reason of their failure is a question in the determination of which a nice distinction must be observed. This distinction lies between the effort and success, and is exemplified by the following case. The submission stipulated that " the said referees are to determine all questions according to the rules of law and equity, the same as though the matter was to be tried in a court of law or equity." In placing a construction upon 1 Fairchild v. Adams, 11 Cush. 547. 2 Johnson v. Noble, 13 N. H. 286 ; White Mountains Bailroad v. Beane, 39 id. 107 ; Kleine v. Catara, 2 GaU. 61 ; Walker v. Sanborn, 8 Greenl. 288 ; Brown V. Clay, 31 Maine, 518 ; Commonwealth v. City of Koxbury, 9 Gray, 451 ; also many other of the cases cited in the discussion of this topic recognize, at least incidentally or inferentially, the existence of the same principle. MISTAKE IN THE AWARD. 301 this clause, the court said, " one of the principal questions made in the case is, whether this clause is to be interpreted as a limitation of the power of the arbitrators, or whether it is merely directory. If it is directory, it leaves them to be the ultimate judges as to how the matter would be tried in a court of law or equity, and thus makes their decision final and con- clusive, as the parties agree it shall be. But if it is a limita- tion of their power, then the award is not final and conclusive ; but this court is the ultimate tribunal to decide how the pciu- cipal questions ought to be settled. It is an objection to this view that the only power thus left to this court is of a destruc- tive character, in case of a disagreement with the arbitrators. We may destroy the award, but have no power to correct it." i Upon the strength of an earlier case in the same State this clause was apparently construed as directory. In that earlier case the submission was to the arbitrators to determine certain controversies, " always having regard to the legal rights of the parties." It was contended that the referees were only authorized to decide " according to the legal rights of the parties ; and if they decided otherwise their award was void, and not conform- able to their authority." Shaw, C. J., delivering the opinion, said, " The court are of opinion that this conclusion does not follow from the clause." This was " intended to prescribe a rule for the government of the referees as to the principles upon which they were called upon by the parties to decide, not as a limitation of their authority." The submission was very . comprehensive and general, apparently designed to cover ques- tions both of law and fact ; and, in addition to this, the specific phrase above quoted " expressed the understanding of the par- ties, that the referees were not to go upon mere equitable and hypothetical claims or arbitrary grounds, but upon the respec- tive existing vested legal rights. But it necessarily included an authority to inquire into and decide what those rights were, 1 Mickles v. Thayer, 14 Allen, 114. 302 MISTAKE IN THE AWARD. and of course to decide the questions of law upon which they depended."^ The language of some of the cases has been so general, that it would seem to ignore the above-noted distinction, and to lay down a general rule that where the parties sufficiently indicate their intention, that the arbitrators shall be governed by legal rules and principles, a mistake in law will avoid the award. Judge Shaw neither states nor precludes the distinction. He simply says, in very comprehensive sharpe, that " if the submis- sion be of a certain controversy, expressing that it is to be decided conformably to the principles of law, then both parties proceed upon the assumption that their case is to be decided by the true rules of law, which are presumed to be known to the arbitrators, who are then only to inquire into the facts, and apply the rules of law to them, and decide accordingly. Then if it appears by the award to a court of competent jurisdic- tion that the arbitrators have decided contrary to law, — of which the judgment of such a court, when the parties have not submitted to another tribunal, is the standard, — the necessary conclusion is, that the arbitrators have mistaken the law, which they were presumed to understand ; the decision is not within the scope of their authority, and is for that reason void. But when the parties have expressly, or by reasonable implication, submitted the questions of law as well as the questions of fact arising out of the matter of controversy, the decision of the arbitrators on both subjects is final." ^ A cause was submitted, with the stipulation that the referees should decide it " upon just and legal grounds." The court said that the referees were restricted to decide according to law ; that it must, therefore, be jjresumed that they intended to make the law their guide ; and if they had mistaken the law, their report should be set aside." 1 Bigelow V. Newell, 10 Pick. 348. 2 Boston Water Power Company v. Gray, 6 Mete. (Mass.) 131, 166. » Greenough v. Eolfe, 4 N. H. 357. MISTAKE IN THE AWARD. , 303 When a submission was entered into by rule of court and agreement of parties, providing that the referee should deter- mine both law and fact, " but subject to the review and final adjudication of all matters of law in the cause by the court ; " the referee reported the facts, and found in favor of one of the parties. The court, accepting his finding of facts, but consider- ing that his decision thereupon involved an erroneous ruling of law, rendered a judgment for the other party without recom- mitting the award.^ A rule of reference empowered the arbitrator to award upon law and facts, " but subject to the review and final adjudication of all matters of law in the cause by the court." The court were of opinion that his decision was erroneous in point of law, and they ordered a judgment contrary to the award to be entered.^ If the statute under which the submission is entered into requires the court " to approve " the award, it is essential that the award shall be good in point of law.^ In Estes v. Mansfield,* an award was pleaded in bar. The parties in their submission had provided that the award should be " in accordance with the law." The arbitrators began by assuming the existence of a fact upon which they ought to have found ; and then in lieu of making a proper application of the rule of law to such fact, if proved, they did precisely the opposite of what such proper application would have led them to do. " This was manifestly a gross mistake of law, which led the arbitrators to decide the case on a false issue. On well settled principles, the award is void." The Awaid may give the Court the Right to Interfere for a Bdistake in Law. — The second class of cases is where the basis for the interference of the court is furnished by the arbitrator 1 Commonwealth v. City of Koxbury, 9 Gray, 451. 2 Ibid. ' Allen V. Miles, (Smith's Administrator) 4 Harrington, 234. *6 Allen, 69. 304 MISTAKE IN THE AWARD. himself in the award. For an arbitrator, though empowered to decide finally upon matters of law as well as of fact, may- refrain from fully exercising this power. He may either de- cline to decide at all, or he may decide and express his decision in such a manner that it will be considered to be reviewable. He declines to decide at all when he reports his finding of the facts, and raises the question of law to be determined by the court ; or makes his award in the alternative, without express- ing his own opinion as to the law. In cases of this nature it is obvious that he commits no mistake, since he takes no posi- tion, but remains wholly uncommitted to any view. If he finds the facts, expresses his opinion and decides accordingly, but declares that if in the case stated the law be otherwise, then his award shall be for the other party ; he may make a mistake in his idea of the law, but the power of the court to rectify that error is, of course, unquestionable. But a large number of cases remain in which the court assumes the power to review ; and these are either where the arbitrator recites in his award the grounds of his decision, or where he states that he intended to decide according to law. The theory is that these two forms are equivalent, and that the setting forth of the grounds of decision is substantially a declaration that those grounds are assumed by the arbitrator to be good in law. Thus, in either case, is brought into opera- tion the principle upon which interference is justified, to wit, that if the arbitrators intended to make their decision accord with sound principles of law, but were mistaken in those prin- ciples or in the application of them, then their decision is not, in fact, what they designed that it should be ; it is not really their judgment in the cause, and for this reason it should be set aside. To quote again from the opinion of Chief Justice Shaw : " Where it is manifest upon the award itself that the arbitra- tor intended to decide according to law, biit has mistaken the law, then the award is set aside, because it is manifest that the MISTAKE IN THE AWARD. 305 result does not coiiform to the real judgment of the arbitrator. For then, whatever his authority was to decide the questions of law, if controverted, according to his own judgment, the case supposes that he intended to decide as a court of law would decide ; and therefore, if such decision would be other- wise, it follows that he intended to decide the other way." ^ The same doctrine is asserted in the following opinion : " If the referees, intending to decide according to law, mistake the law, and refer the same to the court for revision, either by an express reference or by stating specially the principles upon which they have acted, which raises a presumption of intention so to refer, the award will be set aside, ... for the reason that in such case it is apparent that the award is not such as the referees intended to make." " The fair and impartial judgment of the referees is conclusive, both upon the law and the facts of the matters submitted and decided." ^ The English decisions proceed upon the same theory .^ An arbitrator delivered to the parties, together with his award, a paper containing observations on the evidence and his reasons for making the award. The court held that it was not necessary that the reasons should appear upon the award, since there could be no doubt what they were. It was " evident that he meant to determine according to law, and he had mistaken it ; therefore the award is not' such as he intended it to be." " He has gone wrong according to his own principles and view of the subject." The award was set aside.* statement by the Arbitrator of an Intention to be governed by Law. — There seems to be no question that if the arbitrator dis- tinctly asserts in his award his intention that his decision should accord with legal principles, the court will examine into 1 Boston Water Power Company v. Gray, 6 Mete. (Mass.) 131, 168; Ward v. American Bank, 7 id. 486. 2 Johnson v. Noble, 13 N. H. 286. 3 Kent V. Elstob, 3 East, 18 ; and see Young v. Walter, 9 Ves. Jr. 364 ; Broad- hurst V. Darlington, 2 Dowl. 38 ; Eussell on Arb., 3d ed. p. 295. « Kent V. Elstob, 3 East, 18. 20 306 MISTAKE IN THE AWARD. the soundness of his law, and set aside his award if he has fallen into mistake. Where a referee recited in his report the facts and the grounds on which he had based his decision, stating that he considered that the plaintiff, " in a legal point of view," was not entitled to recover, the court said that it appeared that the referee intended to follow the law, and to decide upon the legal rights of the parties ; that therefore the questions of law which arose upon the facts were properly open to the consider- ation and revision of the court, and, if the referee had made a mistake in the law, his report should be set aside.^ But where, upon a written statement of facts, the arbitrators reported that one party was " legally entitled" to a certain amount, their decision was held final, and not liable to be over- hauled for a mistake of the law.^ In an affidavit annexed to his report, a referee said that he presented the facts in his report and liis ruling thereon, " expecting that the court would review the questions there decided, and sustain or set aside the report as they might consider the questions of law decided by me right or wrong." The court said that " a plainer case could not well be stated ; " the accuracy of the referee's law was left to be determined by the court, and if it were wrong his report could not be sus- tained.^ The Decisions in Vermont. — In the reports of Vermont, where a little eccentricity marks the decisions of the courts concern- ing this subject, something like a contradiction of this rule may be found. For example: Where referees concluded their report with the statement that " in all things they intended to decide according to law," tJudge Redfield, remarking that it was becoming common for referees to conclude their reports in this shape, said that it could not be tolerated that this clause 1 Johns V. Stevens, 3 Vt. 308. 2 Smith V. Thorndike, 8 Greenl. 119. ^ Cushman v. Wooster, 45 N. H. 410. MISTAKE m THE AWARD. 307 should have the effect, in every instance, of bringing the whole case before the court for a re-trial, to determine whether or not the referees had fallen into any error of law in the course of the proceedings. Previous cases ^ in the State, he said, had only established the principle that if referees adopt any rule of actjon, whether law, equity, or arithmetic, and so fail in its application as to come to a different result from that to which a correct application of their own rule of decision should have brought them, and this is clearly shown, then their report will not be accepted .'■' statement of Grounds, &c., of Decision in the A'ward. — But the matter of whether or not a mere statement, embodied in their award by the arbitrators, of the principles, grounds, or theory upon which they have based their decision, is entitled to have the operation of referring the legal soundness of those principles to the court for examination, is by no means well settled. Judge Story says that in all cases in which the referees specially state the principles or reasons upon which they have acted or based their decision, the presumption is that they intended to decide according to law, and refer it to the court to review their decision ; and in this case it was held that since the referees had expressly laid the grounds of their decision before the court, the accuracy of these grounds was submitted for consideration, the question of whether or not a mistake in law had been committed must be inquired into, and if such mistake should appear, then the award would be avoided.^ Judge Shaw laid down the general principle as follows: " But it is argued that if the arbitrators state the grounds of their award simply and without expressing the contrary, it is to be presumed that they do mean to submit those grounds to 1 Johns V. Stevens, 3 Vt. 308 ; Hazeltine v. Smith, ib. 535. 2 Learned v. Bellows, 8 Vt. 79. ' Kleine k. Catara, 2 Gall. 61 ; and see Greenough v. Eolfe, 4 N. H. 357 ; Cushman v. Wooster, 45 id. 410 ; Johnson v. Noble, 13 id, 286 ; Learned v. Bel- lows, 8 Vt. 79. 308 MISTAKE IN THE AWARD. the court. This is to be taken with some qualification. If they state the grounds of their decision avowedly for the satis- faction of the parties, or one of them,i and it distinctly appears that they do not intend to submit their conclusions as matter of law to the court, then the award is conclusive. The question is as to the intent of the arbitrators. Perhaps, where they say nothing in regard to their intent, the presumption is that they intend to say, ' These are the grounds of our award ; if they are right in point of law, we think the award is right, but we submit the question to the court.' In such case the court might revise and set aside the award, if it were found not to be well grounded in point of law, because it would not then be the award which the arbitrators intended to make." ^ The doctrine that an award is to be set aside " where it is manifest upon the award that the arbitrator intended to de- cide according to law, but has mistaken the law, . . . has been supposed," says Judge Dewey, " to open awards where the report of the arbitrators has presented on its face the full grounds of the making the award for supervision, and many cases may be found of its recognition. This proposition as- sumes that the error is manifest on the award itself; and, as it seems to us, it must be taken with the qualification that the award so clearly indicates the purpose of the arbitrator to de- cide by the strict rules of law that it justifies the judicial mind in supposing that the arbitrator would have made a different award, had he known that the judicial tribunals held a differ- ent view of the questions of law arising in the case from those entertained by himself." ^ "Where a referee in his report stated the grounds of his deci- sion, without adding that he intended to decide the case accord- ing to the strict rules of law. Judge Redfield held that no question could be raised in regard to any question of law 1 See Smith v. Boston & Maine Railroad, 16 Gray, 521. 2 I'airchild v. Adams, 11 Cusli. 547 ; Smith v. Boston & Maine B.R. Co. 16 Gray, 521. 3 Smith V. Boston & Maine Raikoad, 16 Gray, 521. MISTAKE IN THE AWARD. 309 decided by the referee, adding, certainly either in defiance or in ignorance of many authorities, that " no rule of law is per- haps better settled than this." ^ An important point is made in the case of Smith v. Boston and Maine Railroad.^ A complete award was made, and then a supplemental paper was signed by the arbitrators, in these words : " A statement of the facts and principles upon which the foregoing award is made is, at. the request of the said S., hereto annexed, signed by the said arbitrators, and to be taken as a part of said award." Laying aside for the time the ques- tion of whether or not this document could be treated as a part of the award, " taking the view of it most favorable for the petitioner, as to its being properly before the court with the award," it was said that Massachusetts cases certainly fur- nished precedents for inquiring into the correctness of the law, on the doctrine that the statement of the principles should be presumed to be a submission of their accuracy to the court. But, said Judge Dewey, " it is to be remembered that this pre- sumption, thus spoken of as arising from the arbitrators mak- ing a statement to the court, was a presumption authorized to be made in a case not like the one before the court, but the case of an award founded on a submission by a rule of court, and returnable to a court to enter judgment on the award. . . . This presumption is, in the present case, fully rebutted by the fact that this was a submission in pais, making these arbitra- tors the highest tribunal to act upon the question. The award was not to be returned to any court. The case furnishes no ground for supposing that these arbitrators meant to say, ' We think the award is right in point of law, but we submit the question to the court,' as was suggested might be the case in Fairchild v. Adams.^ ... To whom was the report of the facts and law to go for an appellate judgment ? . . . The arbitrators 1 Cutting V. Stone, 23 Vt. 571. 2 16 Gray, 521. 3 Ante, p. 308. 310 MISTAKE IN THE AWARD. undoubtedly intended to give publicity to their reasons for the award they had made, holding themselves responsible as men of intelligence and learning in the matter submitted to them. Bnt there must be something beyond this to establish the posi- tion that they made this supplement to their award in order that it might appear whether they had decided according to law. It must appear that they made the statement for the pur- pose that their award might be inoperative if it appeared that they had not decided according to law as held by judicial tri- bunals. For aught that appears, this board of arbitrators intended to make an award based upon their own views of the law and facts of the case, irrespectively of the law of the books."! The Rule in this Matter in England. — The older rule in England has been that where the arbitrator stated his grounds and reasons in his award, the matter of whether or not these were good in law would be examined by the court, and the award would be set aside if these were not good in law.^ " Possibly, however," says Eussell, " in many cases where the report does not give the submission, the arbitrator may have been authorized to state a case for the decision of the court." ^ Prom which remark it might be inferred that this writer does not approve of the rule. Yet he adduces only one instance of a contrary adjudication, where the Court of Queen's Bench refused to consider the validity of the legal principles on which the arbitrators had proceeded, since there was no authority conferred upon the arbitrators to submit a point of law for review. It was said that every thing subsequent to the actual decision of the arbitrators was " inoperative and surplusage, and need not be regarded." * 1 Smith V. Boston & Maine Railroad, 16 Gray, 621. 2 Pratt V. Hillman, 4 Barn. & Cr. 269 ; Williams v. Jones, 5 Man. & Ry. 3 ; Ames V. Milward, 8 Taunt. 637 ; Gaby v. Wilts Canal Company, 3 Maule & S. 580; Kent v. Elstob, 8 East, 18 ; and see Fuller v. Eenwick, 3 C. B. 705 ; Toby ^. LoVibond, 17 L. J. C. P. 201. » Russell on Arb., 3d ed. p. 304. * In re Wright & Cromford Canal Company, 1 Q. B. 98. MISTAKE IN THE AWAED. 311 Suggestion of a Distinction. — It is suggested that a sound distinction might be drawn between the statement of the mere grounds or reasons of a decision and the enunciation of a supposed legal principle, as such. For though an arbitrator's reasons may be bad in law, yet his award may well be allowed to stand in spite of it, since he has a right to disregard strict, law and pursue a broad and substantial justice, and non constat that he has not intended to do so. But if he states what he conceives to be a legal principle, as having governed his action in the premises, it is fair to say that if that legal principle is wrong, then he has been so far misled that his award is not in fact entitled to be regarded as his judgment in the controversy. It seems to me that there may be something in this view, though I have nowhere found it mentioned in any argument or judicial opinion, unless, perhaps, it is distantly hinted at by Judge Dewey. In a sort bf supplemental instrument the arbi- trators had set forth the " facts and principles " upon which they had made their award. Counsel wished to make this a basis for reviewing the law, and propositions necessary to be maintained by him were, of course, that the arbitrators in- tended to decide according to law, and that they had stated the law and facts in their award, in order that it might ap- pear whether or not they had executed that intent. Yet the only pi*oof of the first proposition lay in the second propo- sition. There was no proof of intent to decide according to law, unless the statement of facts and principles was such, " Now," said Judge Dewey, " it might be asked, where is the evidence that they intended to decide according to the princi- ples of law rather than equity and substantial justice between the parties ? Or where is the evidence that they intended to base their award upon any other legal opinions than their own ? " ^ Effect of a Recital of Facts in the Award. — If the arbitrator, not being empowered to state facts in order to raise an issue of law for the court, simply recites his finding of the facts, and 1 Smith V. Boston & Maine Railroad, 16 Gray, 521. 312 MISTAKE IN THE AWARD. then makes his decision, without connecting the two by any declaration of his reasons, views, or opinions, the English rule is that the award will be sustained. The court will not draw its own conclusion from the facts stated, and, if this be different from the conclusion of the arbitrator, then vacate his award.^ In one instance the court remarked that the facts stated were not set forth as the full evidence in the cause, but the mere im- pression of the evidence which the arbitrator had received.^ Moreover, it has been said the court will not presume that there were no other facts to warrant the award, save only those which the arbitrator has set forth in it. His finding of a par- ticular fact does not show that he made it the ground of his decision. He may have made only a partial statement, desir- ing for some reason to state some particular fact.^ If the facts recited present any evidence which a judge would be justified in leaving to a jury, as going to make out such a conclusion as the arbitrator has 'come to, the court will not interfere, though they might have come to a different conclu- sion. The court has no such control over an arbitrator as it has over a jury "in the case of an apparently wrong conclusion.* His statement that he finds some specific fact, as, in. the case cited, the existence of a partnership, though it appear to be the ground of his decision, may often be wholly supererogatory, or beside the question, and will then be treated simply as sur- plusage, and not allowed to vitiate the award.^ The Statement of Grounds, &c., must constitute a Part of the Award. — It seems that the statement of grounds or principles should be embodied in the report or award itself, or in an in- 1 Archer v. Owen, 9 Dowl. 341 ; Barton v. Ransom, 3 Mee. & W. 322 ; Brad- bee V. Christ's Hospital, 4 Man. & Gr. 714, p. 757 ; Scott v. Van Sandau, 6 Q. B. 237. 2 Archer v. Owen, 9 Dowl. 341. 3 Eussell on Arb., 3d ed. p. 305 ; Lancaster v. Hemington, 4 Ad. & El. 345 ; Teale v. Younge, M'Lel. & Y. 497. < Barrett v. Wilson, 1 Cr. Mee. & Eos. 586 ; 3 Dowl. 220 ; Archer v. Owen, 9 id. 341. * Harrison v. Lay, 13 C. B. n. s. 528 ; Bradbee v. Christ's Hospital, 4 Man. & Gr. 714, p. 757. MISTAKE IN THE AWARD. 313 strument properly made a part of the report or award.^ At the request of counsel, a referee put into writing an exposition of the views and considerations upon which he had founded his award. But since it was no part of the award, and not referred to in it, the court refused to give it any con- sideration.2 At the request of a party, a referee, who had made a com- plete award, made a subsequent separate report of the evidence, stating that he had no intention of thereby submitting the matters arbitrated to the revision of the court, unless the party was legally entitled to such revision independently of this pro- ceeding, ' The court refused to inquire into the legality of the decision upon the strength of this instrument.^ But the old English cases tend to show that if the arbitra- tor annexes any explanatory instrument,* or even writes a letter,^ setting forth the grounds of his decision, and these be bad, and would, if established, furnish a sufficient cause for vacating the award, the court will take notice of these ex- trinsic documents, and will set aside the award, as if tlie objectionable matter had been embodied in it. The Fundamental Matter is the Arbitrator's Intent. — It is evi- dent from the preceding pages that the fundamental fact to be established is the intention of the arbitrators to decide accord- ing to law, and the difficult questions chiefly relate to the matter of what shall be considered sufficient or conclusive evidence to establish this intent. It appears, however, that the necessity for such evidence may be superseded by the admission of the parties. Where, in the argument of the cause, the counsel upon both sides proceeded upon the assumption that 1 Smith V. Boston & Maine Railroad, 16 Gray, 521 ; Cushman v. Wooster, 45 N. H. 410 ; Ward v. American Bank, 7 Mete. (Mass.) 486. 2 Brown v. Cfay, 31 Maine, 518. " Ward V. American Bank, 7 Mete. (Maes.) 486. * Kent V. Elstob, 3 East, 18 : Sharman v. Bell, 5 Maule & S. 504 ; Holmes v. Higgins, 1 Barn. & Cr. 74 ; Pratt v. Hillman, 4 id. 269. * The Ayre & Calder Narigation Case, cited in Williams v. Jones, 5 Man. & Ry. 3. 314 MISTAKE IN THE AWARD. the arbitrators intended to be governed in their determination by the rules of law, the court said that the award could prob- ably be examined into, and its legality be considered by a court of law, when it was pleaded in bar to an action.^ Error in a Fundamental and Clear Principle of Law. — Some of the English cases support a doctrine substantially as follows : that if the arbitrator is declared to have adopted some erro- neous fundamental principle, upon which he has proceeded in investigating the case, and in coming to a determination, and making his award in the controversy, the courts may inquire into the matter with the purpose of vacating the award if they find that he has in fact fallen into the alleged mistake.^ For example, a suit by an attorney for a bill not taxable was re- ferred to the clerk of assize ; the Court of Exchequer consid- ered that they had the power to examine whether the arbitrator had adopted the right rule of taxation.^ But it was said in Corneforth v. Geer that the mistake must be a plain one ; and again it was said that if the point of law were a doubtful one, the Court of Chancery would give no relief against the arbitra- tor's decision.* And still another holds that if the error in law is in a point " universally known and clear," then the decision is " plainly and grossly against law," and is bad. But if the point " might be doubtful," then the award shall stand.^ Awards on Questions of Pure Law. — Questions of pure law are sometimes directly submitted. In such cases it makes no difference whether or not the arbitrators decide them as the court would see fit to do. The award, whether it meets the approbation of the court or not, is final and conclusive. The 1 United States v. Ames, 1 Woodb. & Min. 76. 2 Russell on Arb., 3d ed. p. 294 ; Hardy v. Innes, 6 Moore, 574 ; Johnson v. Durant, 2 Barn. & Ad. 925 ; Corneforth v. Geer, 2 Vern. 705 ; Anon., 3 Atk. 644 ; Richardson v. Nourse, 2 Barn. & Aid. 237. ' Broadhurst v. Darlington, 2 Dowl. 38. * Eidout V. Pain, 3 Atk. 486 ; 1 Yes. 11. ' Cleary v. Coor, 1 Hayw. (N. Car.) 225; see also Morris v. Ross, 2 Hen. & Munf. 408. MISTAKE IN THE AWAED. 315 agreement of the parties is, substantially, that they will be bound by whatever the arbitrator declares to be the law be- tween them, and by this agreement they are bound.^ Distinctions bet-ween Professional and ITon-Professional Arbi- trators. — It has sometimes been made a question whether the court will not set aside an award, on the ground of mistake of the law, when the arbitrator is not a professional man, and decline inquiry into such mistake when he was understood from his profession to be well acquainted with the law. In the courts of law in England some of the earlier cases counte- nanced this distinction.^ But it never was adopted by equity tribunals,^ and it can no longer be considered to exist.* Chief Justice Shaw surmises that it was probably originally " taken rather by way of instance to illustrate the position that, when the parties intended to submit the questions of law as well as of fact, the award should be final, but otherwise not." In another case, speaking of the same old doctrine, he says, " But what does this mean ? Simply that it is supposed to be intended that the case shall be decided according to law. And do they not intend this in all cases ? The rule [of court] refers contested questions of right to arbitrators ; and what are any questions of right but questions of fact first, and then of the rules of law applicable to the facts ? " ^ Matters of Fact are peculiarly vtrithin the Arbitrator's Authority. 1 Greenough v. Eolfe, 4 N. H. 357 ; Smith v. Smith, 4 Eand. 95 ; Kleine v. Catara, 2 Gall. 61 ; Jackson v. Ambler, 14 Johns. 96 ; Cranston v. Kenny's Ex- ecutors, 9 id. 212 ; Campbell v. Western, 3 Paige, 124 ; Ching v. Ching, 6 Ves. Jr. 281 ; Young v. Walter, 9 id. 864 {per Lord Chancellor Eldon) ; Steff i>. An- drews, 2 Madd. 6 ; Price v HoUis, 1 Maule & S. 106. 2 Chace v. Westmore, 13 East, 356 ; Sharman t>. Bell, 5 Maule & S. 504 ; Perriman v. Steggall, 9 Bing. 679 ; Cramp v. Symons, 1 id. 104 ; Williams v. Jones, 5 Man. & Ey. 3. » Ching V. Ching, 6 Ves. Jr. 281 ; Steff w. Andrews, 2 Madd. 6. * Fuller V. Penwick, 3 C. B. 705 ; Brown v. Croyden Canal Co., 9 Ad. & B. 522 ; Ashton v. Poynter, 3 Dowl. 201 ; Jupp v. Grayson, ib. 199 ; Huntig v. Rai- ling, 8 id. 879 ; Boston Water Power Company v. Gray, 6 Mete. (Mass.) 131 ; Ward V. American Bank, 7 id. 486. ' Pairchild v. Adams, 11 Cush. 547. 316 MISTAKE IN THE AWARD. — Less hesitation has been manifested in treating as conclu- sive the finding of arbitrators upon facts than their rulings upon principles of law. Matters of fact are regarded as pecul- iarly within the scope of their authority. The absence of technicality leaves no, room for questioning the accuracy of their knowledge. As intelligent men they judge of the facts and merits finally, as a jury does. The department is pecul- iarly their own. That their discretion and judgment upon all questions of fact or merits are absolutely final, arid not subject to review or examination, is a leading principle often enun- ciated, and nearly, though not quite, universally accepted in the law concerning arbitration.^ Chief Justice Shaw says, " It has long since been settled that awards are conclusive on all matters of fact submitted to the arbitrators." ^ Exception Trbere the Judgment has been prevented from being fairly or correctly exercised. — It might seem that there is a great number of cases in which this rule has been set at naught, yet a careful examination will show that a large pro- portion of these are covered by one grand principle, which ought rather to be regarded as constituting a development of the rule than an exception to it. The rule is that the judg- ment of the referees or arbitrators upon a question of fact is conclusive. The development or exception, whichever it may be called, requires that this judgment should be the real dis- cretion, fairly exercised, of the persons selected to judge. If fraud or corruption intervene, the decision will not be the judg- ment. This matter is treated of elsewhere. No less evident is it that if a supposition of fact upon which the arbitrators have acted should turn out to be false, the conclusion to which they 1 Boston Water Power Company v. Gray, 6 Mete. (Mass.) 131 ; Weston v. Stu- art, 2 Fairf. 326 ; Goldsmith's Administrator v. Tilly, 1 Harris & J. 361 ; De Long V. Stanton, 9 Johns. 88 ; and see ante, p. 294, notes 1 & 2 ; Morgan v. Mather, 2 Ves. 17 ; Dick v. Milligan, ib. 28 ; Baggalay v. Mackwick, 30 L. J. C. P. 342 ; 10 C. B. N. s. 61 ; Winter v. Lethbridge, 13 Price, 533 ; Brown v. Brown, 1 Vern. 157 ; Lancaster v. Hemington, 4 Ad. & EI. 345 ; Bouttilier v. Thick, 1 Dowl. & By. 366 ; Hill v. Ball, 1 Dow, N. s. 164. ' Fairchild v. Adams, 11 Cush. 647. MISTAKE IN THE AWARD. 317 have come upon this erroneous basis will be so far perverted that it will not represent their true discretion or judgment in the matter. To illustrate by an example : If arbitrators are called upon to make an appraisement of land, and are obliged as a preliminary step to determine its measurement and con- tents, if they use a measure which is, without their knowledge, imperfect, — as, if they use a chain from which a link is miss- ing, — they will make a mistake in fact which will destroy the accuracy of their conclusion. Upon a mistaken basis they can- not build a decision which truly expresses their judgment or discretion. The mistake is in a matter of fact ; but it is a matter of fact in respect of which no judgment or discretion has been exercised, for the arbitrators have not inquired into and passed upon the accuracy of the chain ; they have erro- neously taken it for granted. Still more simple is the case of an error in calculation, obvious on the face of the award itself. I do not know that I can do better than here again to quote from the opinion of Chief Justice Shaw.^ " Another ground," he sayS; " for setting aside the award is a mistake of fact^ apparent upon the award itself ; and this is held to invalidate the award, upon the principle stated in the preceding propo- sition, that the award does not conform to the judgment of the arbitrators, and the mistake apparent in some material and important particular shows that the result is not the true judgment of the arbitrators. The mistake must be, therefore, of such a nature, so affecting the principles upon which the award is based, that if it had been reasonably known and dis- closed to the arbitrators, if the truth had been known and understood by them, they would probably have come to a dif- ferent result. A familiar instance of this class of mistakes is an obvious error in computation, by which the apparent result, in sums or times, or other things of like kind, is manifestly erroneous.^ In such case it is clear that the result stated is 1 Boston Water Power Company v. Gray, 6 Mete. (Mass.) 131. 2 To the same effect is the opinion of Judge Story, in Kleine v. Catara, 2 Gall. 318 MISTAKE IN THE AWARD. not that intended ; it does not express the real judgment of the arbitrators." Brro-rs in matters of fact, misleading the judgment of the arbitrators, may also occur in the course of the proceedings, without, however, being " apparent upon the award itself." Thus it may happen that the " arbitrators make a mistake in matter of fact by which they are led to a false result. This would not extend to a case where the arbitrators come to a conclusion of fact erroneously, upon evidence submitted to and considered by them, although the party impeaching the award should propose to demonstrate that the inference was wrong. This would be tlie result of reasoning and judgment upon facts and circumstances known and understood ; therefore a result wliich, upon the principles stated, must be deemed conclusive. But the mistake must be of some fact, inadvertently assumed and believed, which can now be shown not to have been as so assumed ; and the principal illustration [is] that of using a false weight or measure believing it to be correct. Suppose, as a further illustration, that a compass had been used to as- certain the bearings of points, and it should be afterwards found that by accident or the fraud of a party a magnet had been so placed as to disturb the action of the needle, and this wholly unknown to the arbitrators ; it is not a fact, or the infer- ence of a fact, upon which any judgment or skill had been exer- cised, but a pure mistake, by which their judgment, as well as the needle, had been swerved from the true direction which it would have taken had it followed the true law understood to govern it. One test of such a mistake is that it is of such a kind, and so obvious, that when brought to the notice of the arbitrators, it would induce them to alter the result to which they had come in the particular specified. It is not to be un- derstood that such mistake can be proved only by the testi- 61. He says that for an error in fact, e. g. of miscalculation, apparent on the face of the atward, or where the referees are satisfied of the existence of an error, and wish to correct it, the court will recommit the award to receive the correc- tion, but will not set it aside. MISTAKE IN THE AWARD. 319 mony or by the admission of the arbitrators. They may, from various causes, be unable to testify, or may not be able to recollect the facts and circumstances sufficiently. It is not, therefore, as matter of law, confined to a case of mistake ad- mitted or proved by the arbitrators ; but it must be of a fact upon which the judgment of the arbitrators has not passed as a part of their judicial investigation, and one of such a nature, and so proved, as to 'lead to a reasonable belief that they were misled and deceived by it, and that, if they had known the truth, they would have come to a different result." The accident or mistake by reason of which an award may be impeached is, at a later stage in the opinion, said to be one of such a nature that by it the arbitrators " were deceived and misled, so that the award is not, in fact, the result of their judgment. In a certain loose sense, the arbitrators may be said to have fallen into an error or mistake, a palpable mistake, when they have judged wrong upon the evidence before them. This is not the kind of error or mistake intended, because, so far as they have exercised their judgment, it is conclusive, though the result might, to other minds, seem palpably erro- neous. . . . The mistake or accident, therefore, must be of some fact which deceived and misled the arbitrators, and not a mistake in drawing conclusions of fact from evidence or ob- servation, or mistake in adopting erroneous rules of law or theories of pliilosophy." The illustration of the compass is again referred to. If the action of the needle be disturbed by an accidental cause unknown to the arbitrators, their award made in reliance upon its accuracy may be avoided. But if they " adopted a theory of magnetism in relation to the varia- tion " of the needle which " other philosophers, conversant with all that is known of the science of magnetism," consider incorrect, yet the testimony of these other philosophers is inad- missible to controvert the award, because it " would be an appeal from [the arbitrators'] decision in a case where they have exercised their judgment." So if arbitrators use loga- 320 MISTAKE IN THE AWAED. rithms incorrectly calculated, "it would be a mistake that misled them. But if they adopted, purposely and deliberately, a process of mathematical reasoning which they believed to be correct, their award could not be impugned by the testimony of other mathematicians tending to show that it was erroneous." Mistake of an Arbitrator as to Contents of A-ward. — It was offered to show by testimony of an arbitrator that he had joined in the execution of the award, without- reading it, under a misapprehension of its contents. For that he thought the judgment which had been agreed upon was materially different from that which his associates understood it to be and had expressed in drawing up the award. Chief Justice Shaw said that this was " not such a mistake as would avoid an award. It would go to show, not that the arbitrators together, as a body, had been misled by the use of any false token or measure, or table of computations, or the like, to make an award which was not the result of their judgment upon the facts found by them, as in Boston Water Power Company v. Gray.^ It would simply tend to show that one of the arbitrators misunderstood the other two, or they him, in reference to the supposed item. It would be hazardous in the extreme to admit such an alleged mistake, long after an award is made and acted upon, to im- peach its validity." ^ The General Doctrine that 3 Mistake is Ground for vacating an Award. — The second of the two grand classes of cases men- tioned heretofore ^ is now reached. They may be said, in a word, to lay down a doctrine precisely opposite to that enun- ciated upon page 294, ante, and supported by so many high authorities. The only consistent principle which can be ex- tracted is that an award may be set aside for a mistake in law or in fact, provided the circumstances are such that the court thinks it best or proper to do so. It is needless to dilate upon the mischief wrought by such a rule. In one or another 1 6 Mete. (Mass.) 131. 2 Withington v. Warren, 10 id. 431. ' Ante, p. 292, " Two Classes of Decisions." MISTAKE IN THE AWARD. 321 spe'cial instance it may work a substantial equity between tlie parties which the rigid doctrine of conclusiveness would render impossible. But it is obvious that it would introduce such a degree of uncertainty and want of finality into the whole sys- tem of settling disputes by arbitration as to deprive that method of the greatest portion of its value. In addition to this in- trinsic weakness of this doctrine, it will be remarked that the great proportion of the tribunals by which it has been asserted in the United States are not usually regarded as consti- tuting very high professional authorities. The adjudications of those courts which are entitled to more respect are old, and are based upon the English authorities. Both in this country and in England the current of the law has been carrying us away from these antiquated positions, and their age must be regarded as an element of weakness, rather than as a token of the strength pertaining to a long-established doctrine. Russell says that greater latitude was allowed formerly in review- ing the arbitrator's judgment than the courts would be disposed to permit at present ; ^ and the ^ame statement also unquestion- ably represents correctly the tendency in the United States. Relief against an award will be granted in equity if a " plain error in law or fact " be specifically set forth and proved .^ An award will be set aside for a mistake palpable upon its face ; ^ or for a plain mistake in the law upon some material point ; * or for a mistake in fact such as the arbitrator himself would adinit, e. g. a miscalculation ; ^ or for a palpable mistake which is extremely prejudicial to the losing party ;,8 for a very gross or manifest mistake.' Though in Illinois, where the same lax rule is recognized, it is nevertheless subject to the limitation 1 Eussell on Arb., 3d ed. p. 293. " "Williams v. Paschall, 4 Dall. 285 {per Shippen, C. J.) « Morris v. Ross, 2 Hen. & Munf. 408. 4 Hartshorne v. Cuttrell, 1 Green's Chj*. 297.] " Ibid. 6 Bumpass v. Webb, 4 Porter, 65. ' Sumpter v. Murrell, 2 Bay, 450 ; Askew v. Kennedy, 1 Bailey, 46. 21 322 MISTAKE IN THE AWARD. that the mistake must be that of all the arbitrators, not of a part only.i A very bad case is that of Cleaveland v. Dixon, which allows an award to be set aside for an error in law or fact, apparent on its face, 'provided that it is in the nature of an error in the exercise of their discretion by the arbitrators.^ But the judge was evidently so muddy in his ideas upon this subject that the cause is not likely to become a leading one. A report of referees may be set aside either for an evident mistake in a matter of fact, or for an obvious error in matter of law.^ Other cases to the same general effect as the foregoing, as well as some of those already cited, add, as an essential stipula- tion, that the mistake must be apparent on the face of the award itself, so that no extrinsic inquiry or evidence is needed to establish it.* Another case, acknowledging that an award may be vacated for an error in law, yet says that this will be done only if the error be apparent on the face o'f the award, and also if it was the evident means of leading the arbitrators to an erroneous conclusion.^ The English Authorities supporting this Doctrine. — Rlissell says that "The result of the numerous cases cited seems clearly to establish that though the courts could not interfere with the arbitrator's decision on the simple ground that he had judged erroneously, yet where there was a clear gross mistake affecting the result of the award, and that admitted or made out to the satisfaction of the arbitrators (as to which Lord Thurlow insisted on having their affidavits) the courts both 1 Pulliam V. Pensoneau, 33 lU. 375. 2 4 J. J. Marsh. 226. s WiUiams v. Craig, 1 Dall. 313 {per M'Kean, C. J.) ; Lyle v. Clason, 1 Gaines, 823. 4 Pleasants v. Ross, 1 Wash. 156 ; Hartshorne v. Cuttrell, 1 Green's Chy. 297 ; Brickhouse v. Hunter, 4 Hen. & Munf. 363 ; Goldsmith's Administrator v. Tilly, 1 Harris & J. 361 ; 3 Band. 122. 6 Cohen v. Hobenicht, 14 Eichardson Eq. (S. Car.) 31. MISTAKE IN THE AWAED. 323 of law and equity would, as a general rule not many years ago, have set aside the award." ^ But, he continues, " whether this rule will be followed in equity at the present day is perhaps uncertain, as the courts of law are now evidently inclined to hold that an award good on its face is not to be impeached on the ground of mistake alone." ^ It is, however, " clear that for an admitted mistake of the arbitrator a court of equity will refer back an award." ^ The Case of In re Hall & Hinds, and Comments upon it — A. claimed that B. owed to him two separate sums of money. The dispute was whether B. owed him both or only one of these sums. The afbitrators were of opinion that B. should pay both sums to A. But by a singular series of blunders, they deducted the less from the greater, instead of adding the tyro together ; and instead of directing this erroneous balance to be paid by B. to A., they reversed the matter and ordered the payment to be made by A. to B. The mistake was obvious, and was even acknowledged in a formal affidavit made by the arbitrators and produced in court. In delivering his opinion, Tindal, C. J., laid great stress upon the manifest failure of justice which must ensue if the court could not relieve in this case, especially since no defence could apparently be made in a suit at law on the award. It would bring the administration of justice " into scandal and contempt," he said, if the remedy could not and should not be applied. This mistake was to be regarded as " a mere clerical error by which the arbitrators have expressed on the copy of the award delivered out, not 1 Russell on Arb., 3d ed. p. 296 ; Knox v. Symmonds, 1 Ves. Jr. 369 ; An- derson V. Darcy, 18 id. 447 ; Delrer v. Barnes, 1 Taunt. 48 ; Anon., 2 Chitt. 44 ; Payne v. BaUey, 7 Moore, 147 ; "Ward v. Dean, 3 B. & Ad. 234 ; Potter v. New- man, 4 Dowl. 504 ; Rogers v. Dallimore, 6 Taunt. Ill ; Hardy v. Ringnose, 1 H. ■& W. 185 ; Hutchinson v. Shepperton, 13 Q. B. 955. 2 Russell on Arb., 3d ed. p. 296 ; PuUer v. Fenwick, 3 C. B. 705 ; HodgMn- Bon V. Fernle, 27 L. J. C. P. 66 ; 3 C. B. n. s. 189. ' Russell, «6j supra ; Mills v. Bowyer's Society, 3 Kay & J. 66. 324 MISTAKE IN THE AWARD. the intention of their own minds, but one widely different. But the mistake and act of carelessness were so gross as to amount, though not morally, yet in a judicial sense of that term, .to misconduct on the part of the arbitrators. " We think we do not extend the jurisdiction of the court beyond its proper limits, when we give relief in a case under these very peculiar circumstances, by holding this case to fall within the acknowledged power of the court to relieve against the misconduct of the arbitrators." ^ Previously Baron Parke had said that an award could be set aside for an error in fact, only if it were " so glaringly wrong as almost to amount to misconduct in the arbitrators." ^ The unwillingness of the court to set aside the award in the foregoing case upon the simple ground of mistake as such, and their feeling that it was necessary to drag it under the shelter of the doctrine of.misconduct, indicated nevertheless a wide depar- ture from the discretionary power so often asserted in earlier Eng- lish cases. Yet long as was this stride, the judges of the Court of Exchequer were willing to go even further in the same direc- tion. They were not satisfied with this notion'of construing a mistake into misconduct. They thought that where the real fault in the award was a naked mistake, the award ought not to be set aside. Tlie inflexible rule might sometimes work harshly ; but, if a contrary doctrine were allowed to prevail, in the vast majority of arbitrations the losing party would assert that there had been a mistake. The arbitrator had made a mistake in omitting to take into account a large item, which the defendant acknowledged to be owing from him to the plain- tiff. When the attention of the arbitrator was called to the error, he admitted that he had fallen into it, and wished the matter to be again referred to him, so that he might rectify his blunder ; to this, however, the defendant objected. The court refused to set aside the award. They did not directly overrule 1 In re Hall & Hinds, 2 Man. & Gr. 847 (1841). 2 Ashton V. Pointer, 2 Dowl. 651 (1834); MISTAKE IN THE AWARD. 325 the decision in re Hall & Hinds ; but they said they would carry it no further, and distinguished this case from it on the slender point, that in Hall & Hinds the arbitrator had made an affidavit admitting his error, whereas in this case there was only an affidavit made by a party stating the fact of such an admission having been made by the arbitrator.^ But in the Court of Queen's Bench it has been said that the Exchequer judges had gone too far, and that the doctrine in re Hall & Hinds was sound. Accordingly an award was set aside where it appeared by the oath of the arbitrator that he had mistaken the intention of the parties, and had therefore omitted to include in his award a sum which was admitted to be due and owing to the plaintiff. Lord Denman, C. J., said that the rule of conclusiveness " is at most one for guiding our discretion, which cannot be so absolutely fettered and ren- dered powerless." ^ " The old rule," that the " decision of an arbitrator, both upon the law and facts, was conclusive," though broken into by the Court of Queen's Bench in Kent v. Elstob,^ and again by the Court of Common Pleas in re Hall & Hinds,* was reaf- firmed and enforced in Hodge v. Burgess,^ decided in the Court of Exchequer in May, 1858. Baron Pollock said (1845) of In re Hall & Hinds, that the fact that the arbitrators had not done what they intended to do was the best ground on which to rest that decision, which it would be difficult otherwise to reconcile with previous cases. " The general rule is, that if an arbitrator makes a mistake which is not apparent on the face of his award, the party injured has no redress." The mistake alleged 'in this case 1 PhiUips V. Evans, 12 Mee. & W. 309 ; 13 L. J. Exch. 80 ; and see Hagger V. Baker, 14 id. 9 ; Russell on Arb., 3d ed. p. 297. 2 Hutchinson v. Shepperton, 13 Q. B. 955. 8 3 East, 18. * 2 Man. & Gr. 847; 3 Scott, N. R. 250. 5 3 Hurl. & Nor. 298. 326 MISTAKE IN THE AWARD. was the receipt of incompetent evidence, but the objection was not entertained by the court.^ Mistakes of the Arbitrator on his own Principles. — The judges in Connecticut say that it is acknowledged that a court of chancery can interfere and set aside an award where the arbitrators have fallen into " mistakes on their own princi- ples.'"^ Objection that the Award is against Evidence. — As the judg- ment and discretion of the arbitrators exercised upon a ques- tion of fact or merits is final, it follows that the award cannot be impeached on the ground that it is against the evidence.* Though of course, if it be so far against the evidence that the court will be obliged to infer from it fraud or corruption on the part of the arbitrator, a case for setting aside the award will be presented. But it will be upon the ground of misconduct, not of mistake. Clerical Errors, Blunders in Calculation, &o., in the Award. — It will be remembered, that in his opinion in re Hall & Hinds,* Chief Justice Tindal said that he regarded the mistake as being substantially a clerical error. It was not precisely such, yet it was of that nature. A distinction certainly ought to be and might be drawn between this description of inaccuracy and a mistaken view of a question of fact or evidence, or an incor^ rect notion concerning a legal principle. Errors of the latter class are customarily called mistakes of the arbitrator, or mis- takes in the award. Errors of the former class are certainly mistakes; but in order to distinguish them in language, as they certainly are distinguishable in their intrinsic nature, it would seem well tcf call them blunders : they are, precisely, blunders in writing out the decision ; they are not mistakes in the deci- 1 Hagger v. Baker, 14 Mee. & W. 9. 2 Brown v. Green, 7 Conn. 536 ; Allen v. Eanney, 1 id. 569. ' Brown v. Green, 7 Conn. 536 ; Bell v. Price, 2 Zabr. 578 ; In re Bradshaw & The East and West India Docks, &o., 12 Q. B. 562. « 2 Man. & Gr. 847, ante, p. 323. MISTAKE IN THE AWARD. 327 sion itself. It is not the decision that is wrong, but the mere expression of the decision. The decision may be final, while the expression may be open to correction. To say that a court could not correct such " blunders," especially when acknowl- edged by the arbitrator, would, at least from the point of view of common sense, seem absurd. So jieedlessly rigid an applica- tion of the rule of conclusiveness would bring the rule itself into, that degree of discredit, that it would soon be shaken, and, as a consequence, would probably be set aside, with very mischievous results, even in the case of mistakes in the deci- sion, properly so called. As a general rule, the courts in the United States, and some- times, also, in Bnglatfd, will find some way of correcting cleri- cal errors, blunders in calculation, and the like, as the following cases will show, or at least of vacating the award on account of them, so that the injustice will not be perpetrated.^ Where the arbitrator has written in his award a sum which is different from that which he intended to award and to write out, it is said that the award may sometimes be set aside, inas- much as it is not, in fact, his award, since it is not the inten- tional decision" of his mind.^ But the following case is hardly so liberal. An award was made in a cause under a general order of reference. Cross- motions were made to confirm and to set aside the award. Lord Loughborough said that he could not review thfe judgment of the arbitrators, or correct any error therein. And even supposing that it evidently appears from the accounts annexed, that the, arbitrators, by mistake in calculation, have awarded a sum different from that which the figures really produce, yet that objection cannot be dealt with upon motion, if no corrup- 1 See the discussion of In re Hall & Hinds, ante, p. 323; and see post, pp.333, 335 in this chapter, under the head of " Eecommitment," Daries v. Pratt, 16 C. B. 586; Howett v. Clements, 1 id. 128. 2 Brown v. Hellaby, 26 L. J. n. s. Exch. 217 ; 1 Hurl. & Nor. 729 ; see Whit- more V. Smith, 31 L. J. Exch. 107 ; 7 Hurl. & Nor. 509. * 328 MISTAKE IN THE AWAED. tion is charged. Though, he added, " it would be another ques- tion, what the court would do as to enforcing an award by attachment in a case of evident mistake." ^ Objection was taken to an award that it bore date the 23d August, 1813, and purported to be made by virtue of a bond of submission, which bore, date " August 21, now last past," whereas, the bond declared on, and produced in evidence, bore date August 21, 1813, being August instant, instead of past. Further general releases were ordered from the beginning of the world until the " 21st day of August last past, being the day of the date of the arbitration bond," thus apparently showing that the award was made under a bond of submission of August 21, 1812, whereas the bond d'eclared on was dated August 21, 1813, and consequently no authority was shown to make the award. The court, in refusing to entertain these objections, said that, though the strict grammatical construc- tion of the bond might be as contended, yet the intention of the arbitrators was perfectly clear. They had run into a mere inaccuracy of expression. " Last past " might be construed to refer to the day, and not to the month. And, at any rate, awards, often drawn up by illiterate men, were not to be tested by the strict rules of grammar.^ W. 0. and P. S., appointed arbitrators, in pursuance of a power in the submission duly nominated an umpire. In mak- ing his umpirage, he erroneously described his authority as delegated to him by W. C. and Thos. S. The court held that the mistake did not vitiate the award, and would not justify them in setting it aside ; on the ground that the recital was entirely unnecessary, and that in declaring on the award the recital need not be stated. It was further held that a correc- tion of the error by a stranger was not fatal, but left the award in the state in which it was before the alteration, inas- 1 Morgan v. Mather, 2 Ves. Jr. 16. 2 Browij V. Hankerson, 3 Cow. 70 ; and see Higgina v. Kinneady, 20 Iowa, 474 ; Moulson v. Kees, 6 Binn. 32, MISTAKE IN THE AWARD. 329 much as the change was made in an entirely immaterial part of the instrument.^ In a case where submission had been made by rule of court, Judge. Story said, " If, however, there be an error of fact, as a mistake in calculation, apparent upon the face of an award, or if referees are satisfied that such a mistake has inter- vened and wish to correct the error, although the court will not set aside the award, yet it will recommit it to rectify the mistake." ^ A court will interfere, otherwise than upon a bill in equity, to vacate an award on the ground of an alleged mistake in fact only if the mistake be such jas the arbitrators would admit, as a miscalculation, and if it appear on the face of the instru- ment, or an accompanying paper, or be made out to the satis- faction of the arbitrators. In such case the award is not what the arbitrator intended it to be ; it is not the result of his judg- ment. The " safe rule " is said to be that of Lord Thurlow, who always required the oath of the arbitrator himself to estab- lish or admit the alleged mistake. The mistake must be such that no extrinsic evidence is necessary to establish it, and it must be really and not only colorably a mistake in computa- tion ; if it be a mistake in the principle upon which any part of the computation is based, it lies too deep to be reached by this principle. An award was accompanied by a paper entitled "general result," containing certain calculations, showing how the arbitrators had come to their final determination. It was alleged that these calculations showed that an item had been admitted and allowed which ought to have been rejected. But the court said this was no error in calculation, or mistake apparent on the face of the award, though the " general result " might be construed as a part of the award. It was an inde- pendent fact, which could be proved only by extrinsic evidence. It could not, therefore, be reached by proceedings in a court of 1 Trew V. Burton, 1 Cr. & Mee. 533. 3 Kleine v. Catara, 2 Gall. 61. 330 MISTAKE IN THE AWARD. law, though the court did not feel " called upon to make any inquiry as to the power of courts of equity, upon bill filed, to set aside an award." ^ The Court cannot alter a Report or Award. — The COUrt has nO power to modify an award, even to correct an obvious miscal- culation, unless the authority be expressly given by statute.* Neither has the court power to vary the report of referees. Its authority is only to confirm, to reject, or to recommit. A judgment different from the award or report cannot be entered. 3 No inquiry can be made into an alleged mistake, for the purpose of ascertaining its amount, rectifying it, and enter- ing judgment for a correct g,mount.* Yet in one instance, where the submission reserved to the court the right to review the law, it was held that the referee's law was erroneous, and had led him to an opinion precisely opposite to that which he should have adopted. A judgment substantially different from, and in fact even contrary to, the report was therefore entered.^ But the circumstances in this cause made it practi- cally resemble the case of an alternative award, and the court probably felt justified in treating it as such. They doubtless considered that the phraseology of the submission contained the element if not the literal expression of alternativeness. Variance in Duplicate Awards. — Where arbitrators delivered to one of the parties a paper purporting to be their award, but which differed materially from a paper also delivered to the other party as their award, the difference being as to courses and distances in the description of certain land in dispute, a variance of so substantial a nature was held to be fatal. Both instruments were declared void, since it was impossible to say what was in fact the award.^ But the variance must be » Bell V. Price, 2 Zabr. 578. 2 Smith V. Cutler, 10 Wend,. 589. ' Commonwealth v. Pejepscut Proprietors, 7 Mass. 399. * Commonwealth v. Pejepscut Proprietors, 7 Mass. 399 ; Phelps v. Goodman, 14 Mass. 252. 5 Commonwealth v. City of Eoxbury, 9 Gray, 451. * Green v. Lundy, Coxe, 435 ; and see this case, ante, in the chapter on " The MISTAKE IN THE AWARD. 331 substantial ; if it be immaterial or clerical in its nature, like the omission of a word clearly to be supplied from the con- text, it will not vitiate the award. For example, where there was an accidental omission, obviously to be supplied, of the word " dollars" in a counterpart copy of the award given to one of the parties, the award was enforced as if the word had not been wanting.'* An award was written by the arbitrators on the back of the bond of submission. In describing the parties and arbitrators, reference was made to them as being named " in the within bond." Another instrument, intended to be a duplicate award, was prepared for the other party, in which the arbitrators and parties were described at length. The court disregarded this " slight variation in phraseology." A variance which will avoid the award, it was said, must be substantial, relating to a material matter and affecting the sense of the award.^ Method of Avaihng of an Alleged Mistake. — As might be anticipated, where the courts are in such confusion as to the effect of a mistake, a still greater confusion exists as to the mode of proceeding in order to avail of the defect. In a large proportion of the cases cited in this chapter, the fact has been set up and alleged in the courts of law as a defence or upon motion. And it is probable that it might generally be thus availed of, if apparent on the face of the award itself: In sur- prisingly few cases has the method of procedure been a subject of discussion, and these few, it is feared, will not be found to be very satisfactory. Many cases bring corruption, partiality, misbehavior, and mistake on the part of the arbitrators into the same category. The rule is said to be established, if the submission be in pais, that none of these defects can be availed of in defence in a suit at law, but that the only remedy is by a bill in equity seeking Duration of the Arbitrator's Authority," p. 227 ; Spofford v. Spofford, 10 N. H. 254. 1 Piatt V. Smith, 14 Johns. 368. 2 Spofford V. Spofford, 10 N. H. 254. 332 MISTAKE IN THE AWAHD. to correct or vacate the award. But if the submission be in a pending cause, it is said, application may be made to the court to set aside the award.^ But in Massachusetts, before the Supreme Court had such full equity powers as have been since conferred upon it, and when it was therefore incapable of correcting or vacating an award upon a bill brought for that purpose, the judges, in order to prevent a failure of justice, allowed corruption, excess of authority, or gross mistake, to be pleaded in au action on the award. 2 The rule in New York is that a court of chancery may cor- rect a palpable mistake or miscalculation made by the arbitra- tors ; bat there is no such remedy at law, unless it be given by a statute governing the case.^ In New Hampshire it is admitted that a judgment on the merits is conclusive. But, it is said, " where the mistake is one simply of a fact not involving the exercise of such a judg- ment as a tribunal must exercise upon the merits of a question where conflicting claims are to be examined and the credibility of witnesses to be weighed, but is one of mere arithmetical computation, there seems to be no reason why the matter may not be inquired into in a suit at law."* A pending cause had been submitted to arbitrators without any rule or order of court. A motion was made to set aside the award on the ground of a mistake in law. The court said there was no authority whatsoever enabling them to inter- fere for this cause upon motion. The relief lay only in equity. Though had there been a special rule of reference, and an award so notoriously against justice and the arbitrator's 1 Bean v. Farnam, 6 Pick. 269 ; Elkins v. Page, 45 N. H. 310 ; Fletcher v. Hub- bard, 43 id. 58 ; Sisk •/. Garey, 27 Md. 401 ; Bassett v. Harkness, 9 N. H. 164 ; Strong V. Strong, 9 Cush. 560 (p. 568) ; In re Williams, 4 Denio, 194. 2 Bean v. Farnam, 6 Pick. 269 ; Strong v. Strong, 9 Cush. 560.: 3 Newland v. Douglass, 2 Johns. 62 ; Person v. Drew, 19 Wis. 225 ; and see Barlow w. Todd, 8 Johns. 367 ; De Long v. Stanton, 9 id. 38. * 26 N. H. 206 ; and see Carey v. WUcox, 6 id. 177. MISTAKE IN THE AWAED. 333 duty as to constitute misconduct on his part, then the case of Chace v. Westmore^ might, by inference, be construed as an authority in support of the propriety of this mode of pro- ceeding.^ Recommitment for Correction of Acknowledged Errors. — If the award or report be returnable into court, the proper way to deal with such errors would seem to be by a recommitment for the specific purpose of the correction.^ In England the matter of referring back has been provided for by statute.* Before the passa-ge of this statute, it was said that where the court perceived in the report some great mistake, or even some " very small mistake, perhaps a mistake in the Christian name of the plaintiff, or some error in the heading of the cause, or something of that description," the judges could not correct the mistake or send his report back to the arbitrator to be cor- rected by him. Nothing could be done save to set it aside altogether.^ Where' the arbitrator had by mistake called the defendant " David " instead of " Daniel," the award was sent back to the arbitrator, in order that this " mere slip" might be amended. The court said it had no other power in the matter.^ Recommitment for Re-hearing. — But the cases in which re- commitment is proper are by no means limited to the rectifica- tion of blunders like the foregoing. Recommitment is often ordered for obtaining substantial alterations and amendments as the result of a fresh hearing and consideration.'^ 1 13 East, 357. 2 Cranston v. Executors of Kenny, 9 Johns. 212. 3 Kleine v. Catara, 2 Gall. 61 ; Blood v. Robinson, 1 Cush. 389 ; Mills v. Mas- . ter, &c., of the Society of Bowyers, 3 Kay & J. 66 ; Davies v. Pratt, 16 C. B. '586. 1 17 & 18 Vict. c. 125, § 8. 5 Mills V. The Master, &c., of the Society of Bowyers, 3 Kay & J. 66. Davies v. Pratt, 16 C. B. 586 ; Howett v. Clements, 1 id. 128 ; and see Trew V. Burton, 1 Cr. & Mee. 533, stated ante, pp. 828, 329. 1 Cumberland v. North Yarmouth, 4 Greenl. 459 ; M'Eae v. M'Lean, 2 El. & Bl. 946 ; and cases cited post in the further discussion of this topic. 334 MISTAKE IN THE AWARD. Recommitment for Errors in Form. — As a general rule, it is said to be perfectly proper to recommit the report for the per- formance of a mere ministerial act, requiring no hearing of parties or deliberation ; as, for example, in this case, to enable the majority of the referees, who had signed the report, to add to it the omitted but undisputed fact that the non-sigjiing minority had been present at the hearings. The substance of the award is not to be changed ; the mere certification of past facts is desired. Therefore, it was immaterial that the report went back into the hands of the two referees who origi- nally signed it, and who now, without notice to the third, and without his knowledge, made the desired correction and affi- davit and returned the report.^ In an action of indebitatus assumpsit the pleas were, first, except as to £150, Hon assumpsit; secondly, as to that sum, payment. The arbitrator not having determined the issue on the account stated, the award was sent back to him by the court, to be corrected in this particular.^ Recommitment for Costs. — An award maybe recommitted for the purpose of having the amount of costs ascertained and stated in it.* Po-wer and Duty of the Arbitrator after Recommitment. — By a simple recommitment, not specifying a particular purpose, an arbitrator is not restricted within narrower limits than were prescribed by the original submission.* A cause was ordered to be sent back to an arbitrator that he might decide on certain matters which were specified in the order. He made an amended award, deciding these matters, and ordering the defendant to bear the costs of the amended award. It was held that he had power to give this direction concerning costs ; for whatever power he had " under the i Brann v. Inhabitants of Vassalboro', 60 Maine, 64. 2 Bird V. Penrice, 6 Mee. & W. 754. 8 In re Huntley, 1 El. & Bl. 787. * Erench v. Richardson, 5 Cush. 450 ; M'Eae v. M'Lean, 2 El. & Bl. 946. MISTAKE IN THE AWARD. - 335 original submission, he had impliedly under the reference made back to him.*' ^ If the recommitment be for the correction of an acknowledged or obvious error, so that there is no necessity for a re-hearing, the arbitrator may make the amendment and return the corrected award without notifying the parties or giving them any oppor- tunity to be heard ; ^ and this, though he makes a new award instead of " botching up " the old one.^ Recommitment under such circumstances, at least if it be made with consent of the parties, may be regarded as an agreement that the error may be corrected.* If a report be recommitted on motion of a party who thinks himself aggrieved by it, no absolute obligation is upon the ref- erees to alter it, or even to hear the parties again. They may, if they see fit, simply return again an identical report.^ Recommitiaent is for the Discretion of the Court. — The ques- tion whether or not an award or report which has been returned into court shall be recommitted is one of discretion, and not of law. If the court to which a report is returnable refuses to re- commit it, this decision is not subject to the revision of a court of law upon exception.^ Semble, also, that the question of ac- ceptance or non-acceptance of a report, objected to on the strength of extraneous facts alleged concerning the proceedings before the referees, not being fraud, partiality, or corruption, is of the same nature.'^ Recommitment must be of Whole Case. — Recommitment, if not made simply for the correction of a clerical error, or of 1 M'Rae v. M'Lean, 2 El. & Bl. 946. 2 Blood V. Robinson, 1 Cash. 389 ; Howett v. Clements, 1 C. B. 128 ; Bird v. Penrice, 6 Mee. & W. 754 ; In re Huntley, 1 El. & B1..787 ; Johnson v. Latham, 20 L. J. Q. B. 236 ; In re Morris v. Morris, 6 El. & BI. 383. 3 Per Lord Campbell, In re Huntley, 1 El. & Bl. 787. < McGheeheu v. Duffield, 5 Penn. St. (Barr) 497. 5 May V. Haven, 9 Mass. 325. 5 Walker v. Sanborn, 8 Greenl. 288 ; Cumberland v. Inhabitants of North Yarmouth, 4 id. 459. ' Walker v. Sanborn, 8 Greenl. 288. 336 MISTAKE IN THE AWAED, one which may be corrected from an inspection of the report itself, must be of the whole case, and not of a single issue only.' Impeaching the Award by Extrinsic Evidence or by the Arbi- trator's Testimony of a Mistake. — If an error Or mistake is appar- ent on the face of the award, no further evidence will be required to establish it. But if it is not thus fully apparent, it may be desir- able to adduce extrinsic evidence. It is very seldom, however, that the courts have allowed awards to be impeached by extrinsic evidence for errors not evident upon the instrument alone, or with its accompanying documents.^ Judge Story makes it a quasre in Kleine v. Catara,^ whether collateral evidence, to show an error in law not appearing on the face of the award, is admissible. In Boston Water Power Company v. Gray,^ at the trial at Nisi JPrius, it was ruled that in showing gross errors and palpable mistakes, of a nature to avoid the award, the im- peaching party was not confined to errors and mistakes appar- ent on the award ; but that evidence might be given of such gross and palpable error, though not apparent on the face of the award ; and that it might be shown that the arbitrators, " through inadvertence or mistake, assumed a fact as true which was not true, or overlooked some material fact which was true, in either case affecting their decision." Judge Shaw said that since this part of the ruling of the lower court had not been excepted to, it had not been brought under the con- sideration of the whole court, and was " not, therefore, afEtrmed" by the decision in this case." Many cases also show that the affidavit or testimony of an arbitrator may be received to show that a mistake has been made in the award. But the kind of mistake which can be 1 Smith V. Warner, U Mich. 152; but see M'Eae v. M'Lean, 2 El. & Bl. 946. 2 Pleasants v. Eoss, 1 Wash. 156 ; Hartshorne v. Cuttrell, 1 Green's Chy. 297 ; Brickhouse v. Hunter, 4 Hen. & Munf. 363 ; Goldsmith's Administrator v. Tilly, 1 Harris & J. 361. 8 2 Gall. 61. * 6 Mete. (Mass.) 131. MISTAKE IN THE AWARD. 337 shown in this way is limited to cases ^ where the error has occurred in making up or expressing the opinion or judgment. The fact of a miscalculation, or of an accidental and uninten- tional omission, might be thus made out. But no case fur- nishes any authority for supposing that a substantial error in judgment could be thus proved. No arbitrator could be allowed to testify that he thought he had made a mistaken decision, or that he had misunderstood or misapplied the rules of law. Testimony of the arbitrators to impeach their oiyn award is inadmissible.^ In a Massachusetts case an arbitrator was summoned as a witness to prove a mistake. The mistake, as it turned out, was not properly a mistake in the award, but a mistake in his understanding of the opinion of his co-arbitrators, and in the contents of the award. It seemed that he thought that it had been agreed to charge rent at $60 for five years, whereas the others intended and understood that rent was to be charged at 175 for ten years. The latter was the tenor of the award, which this arbitrator signed without reading it, on the supposition that it embodied a judgment which he knew and in which he con- curred. Tlie court refused to admit the proffered testimony. It was " only another mode of asking whether the award, as drawn up and signed, was conformable to the principles agreed to by the arbitrators, or, in other words, whether the award as it now appears is not different, in regard to certain debts and credits, from that which was previously agreed upon by the arbitrators at their conference. It appears to us that this would be inadmissible on many grounds. . . . The most the witness could say was, that according to his present recollec- tion he understood the agreement of the arbitrators at their con- ference to be, to charge a certain rent for five years, when by his 1 Hartshorne v. Cuttrell, 1 Green's Chy. 297 ; In re Hall & Hiuds, 2 Man. & Gr. 847 ; and see ante, p. 323, the cases cited in note 1. 2 Bigelow V. Maynard, 4 Cusli. 317 ; and see, in the chapter on " The Dura- tion of the Arbitrator's Authority," the paragraphs entitled Exhaustion of Au- thority by making an Award or Report. 22 338 MISTAKE IN THE AWARD. formal and solemn act, done at the time, in concurrence with the other arbitrators, in a form binding upon the rights of the parties, he has declared that they agreed to allow rent for ten years. He could not be received thus, by his parol testimony, to contradict his formal award in writing." ^ Speaking of summoning a referee to testify as to the evidence on which he had made up his report, for the purpose of enabling the court to judge of the correctness of his inferences of fact and conclusions of law, Shaw, C. J., said that such a proceed- ing would not be allowed. " Formerly, it is believed, it was not unfrequent to call upon referees thus to testify, with a view to prevent the acceptance of their report ; but we think it contrary to the principle on which such references proceed, and opposed by the most recent and satisfactory decisions." ^ Effect of setting aside a Report. — If the report of a referee be entirely set aside, the cause remains as if it had never been sent to a referee at all.^ Where referees have once made their report', which has been set aside, it is incompetent for the court again to refer the case to the same parties without again obtaining the assent of the parties to the action to such reference, precisely as in the original reference.* Where the order of reference is made by stipulation of parties to a referee named, there is no power in the court to appoint a new one without obtaining the assent of the parties to such appointment.^ Promise to correct Error. — A promise by a ^arty to a sub- mission to correct any mistakes which the arbitrators may have made is without consideration and void.^ 1 WithingtoD v. Warren, 10 Mete. (Mass.) 431 {per Shaw, C. J.) ; and see Camp- bell V. Western, 3 Paige, 124. 2 Ward V. American Bank, 7 Mete. (Mass.) 486. 3 nice v.- Benedict, 18 Mich. 75. * Smith V. Smith, 28 lU. 66. ' Smith V. Warner, 14 Mich. 152. 6 E&er V. Shaw, 2 Wend. 567. CHAPTER XL THE AWARD MUST BE CO-EXTENSIVE WITH THE SUBMISSION. The stipulation called the ila quod clause in the submission. The ita quod clause, if used, still retains its old force'. The modern rule supersedes, in a measure, the ita quod clause. The intention of the parties is the test. Withdrawal of some matters from the arbitration. The nature of the matters submitted may make the determination of all in- dispensable. Efiect of a failure to determine all the matters submitted. Exception expressed in the award. The motive of the arbitrators is immaterial. An award not co-extensive with the submission is not final. Awards that nothing is due at the date of submission. Award of a sum of money under a general submission. Separate matters need not be specifically mentioned. Awarding separately on distinct matters. Awards of a gross sum under a submission of several matters. Award of a particular thing under a general submission. Awarding on different pleas in an action. An award may be co-extensive with the submission by implication. Awards seeking to do general equity are often not final. The award must decide respecting all the parties. The arbitrator need not award on incidental matters. Award of a balance upon money claims. The award need determine only such matters as are brought to the arbitrator's notice. Notice by the recitals of the submission. The recitals of the award may prove notice. Silence of the award on an undecided matter. A party not injured by the efiect cannot avoid the award. Method of availing of the objection that the award is not co-extensive with th& submission. Rules of evidence. Presumption that the award disposes of all matters presented. This presumption is not conclusive. Burden of proof. Adjudications exemplifying the rule of favorable presumption. Favorable presumption in cases of doubt. A case where the favorable presumption was not admitted. Award in fact but not apparently co-extensive with the submission. 340 AWARD CO-EXTENSIVE WITH SUBMISSION. Presumption that the award does not include matters not submitted. Presumption based on award of mutual releases. ' Award in the altematire. The Stipulation called the ita quod Clause in the Submission. — The old rule, both at law and equity, was, that where more than one matter was submitted, the award might determine one matter only, and be good pro tanto, provided that no actual injustice between the parties was effected by this elimination.^ If it was intended to oblige the arbitrators to pass upon all the matters, and, in the event of their failing to do so, to regard their award as invalid ; the obligation was imposed upon them by introducing into the submission or bond the clause " ita quod arbitrium fiat do (et supra) prsemissis" (provided the award be made upon and concerning the premises).^ If the submission be made expressly conditional by this or an equiv- alent phrase, a neglect to pass upon any matter included in the submission, and brought to the notice of the arbitrators, will inevitably Uvoid the award. ^ If the submission ran, " so as the said award," or " so as the same award," be made within a time named, though the ita quod clause was not added, yet its force was held to be suffi- ciently contained in these words, and a determination of all the matters contained in the submission was indispensable to the validity of the award.* In Oarnochan v. Christie,* the submission entered into in a pending cause was, " We agree to the reference. The arbitra- tors to determine all matters in controversy as exhibited in the ' Russell on Arb., 3d ed. p. 248; citing Wrightson v. Bywater, 3 Mee. & W. 199 ; Dowse v. Coxe, 3 Bing. 20 ; Ormelade v. Coke, Cro. Jac. 354 ; Hide v. Cooth, 2 Vern. 109 ; Baspole's Ca., 8 Eep. 97 6 ; Payne v. Cook, cited in Sim- monds v. Swaine, 1 Taunt. 548 ; Bean v. Newbury, 1 Lev. 139 ; Randall v. Ran- dall, 7 East, 81. 2 Ott V. Schroeppel, 5 N. Y. (1 Seld.) 482. 3 Richards v. Drinker, 1 Halst. 307 ; Harker v. Hough, 2 id. 428. * Russell on Arb., 3d ed. p. 249 ; Cockson v. Ogle, 1 Lutw. 550 ; Risden v. In- glet, Cro. Eliz. 838 ; 0,tt v. Schroeppel, 5 N. Y. (1 Seld.) 482 ; T\ right v. Wright, 5 Cow. 197. 5 11 Wheat. 446. AWARD CO-EXTENSIVE WITH SUBMISSION. 341 pleadings," &c. The court did not say in express terms that tlie decision of all the matters submitted was essential to the validity of the award ; but they clejirly assumed and acted upon this doctrine by categorically showing that each one of those several matters which the defendant asserted had not been decided, had in fact been sufficiently determined and dis- posed of. The ita quod Clause, if used, still retains its Old Force. — It is probable that at the present day this precise and formal phrase of " ita quod," &c., is seldom inserted in submissions. Yet if it be found there, it retains all its old force. In Ott V. Schroeppel,^ Paige, J., says : " If the submission is made conditional by the clause of ' ita quod arbitrium fiat de praemissis,' and recites several distinct matters which are specifically referred, and the arbitrators omit to decide one of the matters, and there are no general words in the award which can be construed to embrace a decision on such partic- ular matter, the whole award is bad." The Modern Rule supersedes in a Measure the ita quod Clause. — It is certainly always wise to take the precaution, if not of in- serting this precise phrase, yet at least of expressing in some shape the stipulation for a decision upon all the matters sub- mitted, if the parties wish to make the validity of the award conditional and dependent, beyond the possibility of question, upon such a comprehensive determination. Yet this can no longer be regarded as so indispensable a formality as it was in times past. The doctrine now generally established is that whatever the parties submit they intend to have decided ; for it cannot be presumed that they would be content to submit some only of the disputes presented, without also disposing of the others. Generally, therefore, it is said that the arbitrators must make their award concerning all the points submitted and raised before them.^ 1 5 N. Y. (1 Seld.) 482. So also Wright v. Wright, 5 Cow. 197. 2 James v. Thurston, 1 Cliff. C. C. 367 ; Edwards u. Stevens, 1 Allen, 315 ; 34:2 AWARD CO-EXTENSIVE WITH SUBMISSION. Baron Parke said, in 1838, that " the old rule was that un- less the submission expressly made it conditional with an ita quod, an award of part only was good. ... In more modern cases it has been said that an express condition is not re- quired." ^ For example, C. J. Willes said, " Were it not for the cases, I should be of opinion that when all matters are sub- mitted, though without such condition, all matters must be determined ; because it was plainly not the intent of the parties that some matters only should be determined, and that they should be left at liberty to go to law for the rest." ^ The Intention of the Parties is the Test. — The question is properly of the intention of the parties. The courts will look at the language of the submission in its every part, and from a consideration of the whole will determine the matter of intent. If the reasonable construction appears to be that the parties in- tended to have every thing decided if any thing should be, then a decision of all the matters submitted will be imperatively required.^ And, as has been just stated, the presumption is in favor of this purpose on the part of the disputants. But if any thing in the submission indicates a contrary pur- pose, an award determining a part only of the matters sub- mitted will be sustained. Thus a clause empowering the arbitrator to make one or more awards, at his discretion, if not overcome by other portions of the award, is regarded as con- ferring upon him authority to award concerning a single matter only out of several ; and this, too, although the submission con- tains the proviso " so as such award or awards be made before " a certain day, or so as the award be " concerning the premises." In Wrightson v. Bywater, Baron Parke said that the parties had Vamey v. Brewster, 14 N. H. 49; Russell on Arb., 3d ed. p. 248; citing Sim- monds v. Swaine, 1 Taunt. 554 ; Hide v. Petit, 1 Ca. in Chy. 185. 1 Wrightson v. Bywater, 3 Mee. & W. 199. 2 Bradford v. Beavan, Willes,, 270. 8 Russell on Arb., 3d ed. p. 249 ; Wrightson u. Bywater, 3 Mee. & W. 199 ; Bradford v. Bryan, Willes, 268 ; Eirks v. Trippett, 1 Saund. 32 ; Bowes v. Fernie, 4 M. & Cr. 150. AWAto CO-EXTENSIVE WITH SUBMISSION. 343 given the arbitrator the power to dispose of all matters, but had not made it a condition that all matters should be disposed of by him. The only case which it was regarded as " necessary to consider as opposed to this view of the question," was stated to be that of Biddell v. Dowse,^ where a similar clause was em- bodied in the agreement of reference. But since in that cause this point was not raised or considered, the judgment cannot be treated as " a binding authority upon a point which was never brought before the court." ^ In discussing the general prin- ciple, the same judge remarked : " The question, therefore, is reduced to this, whether, under this reference, it is necessary to the validity of any award to be made pursuant to it, that it should decide all the matters in dispute. And this is a mere question of construction, for there is no rule of law requiring it ; its necessity arises from the contract of the parties." Withdra-wral of some Matters from the Arbitration. — The parties may, however, at any time after the submission has been en- tered into, and before the award has been made, withdraw from the consideration of the arbitrators any portion of the matters submitted. If tliey do so, it will, of course, be needless and even erroneous for the arbitrators to include these matters in their decision. The withdrawal operates as a revocation, pro tanto, of the submission, or as a waiver by the party, who was the demandant in the part withdrawn, of his right under the submission to insist upon having his claim presented and adjudicated by the arbitrators.^ A demand is not withdrawn from the consideration of the arbitrator simply because it is not denied or disputed by the party against whom it is made. If presented before the arbi- trator, it must be considered by him in making up the award, though it be admitted by the defendant to be correct. The 1 6 Barn. & Cr. 255 ; 9 Dowl. & By. 404. 2 Eussell on Arb., 3d ed. p. 249 ; Wrightson v. Bywater, 3 Mee. & W. 199 ; Dowse V. Coxe, 8 Bing. 20. 3 Varney v. Brewster, 14 N. H. 49 ; Bird v. Cooper, 4 Dowl. 148 ; and see Chapter VII., " Duration of tlie Arbitrator's Authority." 344 AWARD CO-EXTENSIVE WITH SUBMISSION. admission only supersedes the necessity of proof. The omis- sion of the matter would avoid the award.^ The Nature of the Matters submitted may make the Determina- tion of all indispensable. — It may be, even where the ita quod clause, or any equivalent, has not been introduced, and the lan- guage of the submission could not in itself be construed to re- quire imperatively a determination of all the matters siibmitted, that the nature of tliese very matters themselves will create the necessity. This will be the case where there is such a connec- tion and interdependence between the various matters covered by the submission that the decision and disposition of some of them only, to the exclusion of others, would operate to produce injustice between the parties.^ The cited case was as follows : A. mortgaged his real estate to B., to secure a debt. He then conveyed his real and per- sonal estate to C.,the wife of D., and took from C. and D. their bond to support him for the rest of his life, secured by mortgage on the real estate. A controversy arose, and the parties, in order to adjust it and to dissolve the contract, submitted the whole matter. The award was that A. should release a certain portion of the real estate to C, and that C. should release the remainder to A. The bond for maintenance was not mentioned, nor the debt or mortgage.to B., nor the claim of A. for non- performance of the contract to support him, nor the claims of 0. and D. for improvements. Nor did any thing indicate that the releases were intended to be in satisfaction of these re- spective claims, though there was nothing in the submission requiring all the matters embraced by it to be determined. But the court said that the matters omitted were so connected with the title to the real' estate that it was very apparent that injustice would be done by permitting them to remain unad- justed and sustaining the award. The award was accordingly declared void. 1 Russell on Arb., 3d ed. 256 ; In re Robson & Eailston, 1 Barn. & Ad. 723. 2 McNear v. Bailey, 18 Maine, 251 ; Archer v. Williamson, 2 Har. & Gill, 62. 'award CO-EXTBNSIVB "WITH SUBMISSION. 345 Effect of a Failure to determine all Matters submitted. — If the submission requires an award to be concerning all the matters submitted, either by virtue of the construction placed by the court upon the submission as a whole, or by reason of the in- troduction of the ita quod clause, or equivalent phraseology, a failure to determine any controversy submitted will render the whole award void.^ Exception expressed in the Award. — If the arbitrator in his award expressly excepts out of his decision a particular mat- ter included in the submission, and declares that he does not decide it, and that he leaves it to one.of the parties to be pros- ecuted by him if he should see fit, it is obvious that the award will be altogether bad. For being obliged to pass upon evpry thing, it is nevertheless apparent on the face of the award that he -has not done so.^ If the submission be general, the exception of any matter in the award will suffice to avoid it.^ For under a general submission every thing in dispute between the parties is in- cluded, and the exception of any thing makes the award incom- plete. In Bowes v. Pernie,* the arbitrators stated, for a reason assigned, that they had " altogether abstained from taking the Durham account into consideration, and from arbitrating in any way thereupon." The duty of the arbitrators appeared to be to correct this account, if they thought it wrong in any respect. The Vice-Chancellor was of opinion that the award might be upheld by construing this language as equivalent to stating that the arbitrators had considered the subject and had decided not to alter the account. But Lord Chancellor Cotten- 1 Ott V. Schroeppel, 1 Seld. 482 ; Wright v. Wright, 5 Cow. 197 ; McNear v. Bailey, 18 Maine, 251 ; Richards u. Drinker, 1 Halst. 307 ; Barker v. Hough, 2 id. 428 ; Carnoohan v. Christie, 11 Wheat. 446 ; Edwards v. Stevens, 1 Allen, 315 ; Varney v. Brewster, 14 N. H. 49 ; Stone v. Phillips, 4 Bing. N. C. 37 ; Mitchell V. Staveley, 16 East, 58. 2 Bradford v. Bryan, Willes, 268 ; Wright v. Wright, 5 Cow. 197. 3 Ott t). Schroeppel, 5 N. Y. (1 Seld.) 482; Turner v. Turner, 3 Russell, 494. < 4 M. & Ct. 150. 346 AWARD CO-EXTENSIVE WITH SUBMISSION. ' ham refused to entertain this construction, and set the award aside on motion. The Motive of the Arbitrators is immaterial. — The motive from whicli the arbitrators resolve to omit the determination of a matter submitted, seems to be immaterial. The question is what their duty or obligation in the premises was, not what they thought that it was. Thus, if they decline to pass upon any specific point, and give as their reason for declining that they deem it to be beyond their authority to do so ; nevertheless if they are in error in this respect, and the point is not really beyond the scope of their powers, then their award will be bad. For example, having stated in their award that they had not passed upon a certain claim to an annuity because they con- ceived that they were prevented from doing so by reason of the pendency of a suit in chancery concerning it, the conrt held that they were not precluded by the suit from considering, it, and that their misconception was no excuse for the omission ; wherefore the award was held void.^ A somewhat similar ruling has been made in another cause. An arbitrator to whom a cause had been referred recited in his award the fact of the presentment of certain claims by the plaintiff, but said that these were not matters in difference in the cause, and that therefore he had not taken them into ac- count. The coiirt said that they would not regard his state- ment in this particular as conclusive, but would look into the question of whether or not these omitted matters were in fact in issue in the cause, and, upon finding that they were so, would set aside the award for want of finality .^ An Avirard not co-extensive iwith the Submission is not final. — The rules that an award must be co-extensive with the sub- mission, and that it must be final, necessarily coalesce in many instances. Finality means, briefly, that the controversies sub- 1 Bowes V. Fernie, 4 M. & Cr. 150 ; and see Brown v. Meverell, Dyer, 216 a ; Wilkinson v. Page, 1 Hare, 276. 2 Samuel v. Cooper, 2 Ad. & El. 752 ; and see Brophy v. Holmes, 2 MoUoy, 1, AWARD CO-EXTENSIVE WITH SUBMISSION. 347 mitted must be so thoroughly and completely decided as not to continue possible subjects of litigation in the future. It is obvious that if the award leaves a portion of the dispute unde- cided, it does not finally shut the door against future misun- derstanding as to the very matter submitted. The rules and cases arising under this duplex principle seem to be more appropriately discussed here than under the head of " Final- ity." They are as follows : — It was in controversy whether or not A. had been in part- nership with B., and, if so, whether or not the partnership had been concluded, and when it had been concluded. The award was only that if a partnership had ever existed it had been put an end to upon a day named. The award was hold bad, be- cause it did not cover the ground of the submission, and was not a filial decision of the matters submitted. i Awards that a Matter remain in Statu Quo. — Among several matters in dispute between the parties, there was one as to whether or not one of them was entitled to indemnity for his liability to pay a note made by himself, and indorsed by the other. The award ordered this matter to stand as it was. Held, the award was void.^ But some other cases are to be distinguished from this last upon principle. If the matter which the award orders to stand , as it is, is sufficiently certain in this status, the award may be good. Thus, an award that one party should release to the other all actions and debts, except certain bonds, was held good. For it was not an exception of these borids from the award, leaving them an outstanding and undecided matter in dispute ; but rather it was a finding in favor of their valid- ity, and that they should remain in full force.^ They were in thgir own nature certain and definite, and an order that they should remain in force was considered sufficiently final. 1 Shear v. Harradine, 7 Exch. 269. 2 Wilkinson v. Page, 1 Hare, Ca. in Chy. 276. ' Sallows V. Girling, Cro. Jac. 277 ; Berry v. Penring, lb. 399 ; Russell on Arb,, 3d ed. p. 252 ; and see Strong v. Strong, 9 Cush. 560. 348 AWARD CO-EXTENSIVE WITH SUBMISSION. Awards that Nothing is due at the Date of Submission. — An arbitrator, unless otherwise expressly authorized by the sub- mission, can determine only matters in difference matured or existing at its date. Consequently his award that there is nothi-ng due at the time, though he expressly says that he does not find tlwat something may not come due at some subsequent day, under an agreement already entered into, and which he ought to consider, so far as it could give rise to or have any bearing upon claims already accrued, is good.^ To the same effect is the following cause : The plaintiff pre- sented a demand for a loss -which he alleged that he had sus- tained upon some hats. The arbitrator, in his award, recited that the plaintiff had failed to prove that at the date of the order of reference he had sustained such a loss, and therefore found that he was not entitled to recover any thing upon that claim. The court held the decision to be sufficiently final, as being virtually a finding that at the time of the reference nothing was due on account of this claim.^ A-ward of a Sum of Money under G-eneral Submission. — If a submission be general, an award of a sum of money as due from one party to the other will be presumed to be a full exe- cution of the submission. In like manner, if the submission be of specific matters, and conclude with a general submission of all other claims, an award disposing in terms of the specific matters, and then directing a certain sum to be paid by one party to the other, will be presumed to be good as an execu- tion of all the duties imposed upon the arbitrators.^ Separate Matters need not be specifically mentioned. — Where several specific matters are submitted, if the award appear upon its face to be intended to decide them all finally, and is in fact logically capable of doing so, it need not mention or dispose of them individually. A general finding will sufiQce, 1 Harding v. Forshaw, 1 Mee. & W. 415. 2 Cockburn v. Newton, 2 Man. & Gr. 899. '■> Strong V. Strong, 9 Cush. 560; Shirley «. Shattuck, i id. 470; Bigelow v. Maynard, lb. 317. AWARD CO-EXTENSIVE WITH SUBMISSION. 349 provided there be no demand among them of such a nature that it canndt be thus disposed of.^ For example, if all the demands consist of disputes concerning indebtedness, a gen- eral award of a certain sum, to be paid by the one party to the other, will be good.^ But if among demands of this n-ature were also included a dispute concerning a boundary line, the award of a sum of money would be bad, since in the nature of things it could not conclude the boundary controversy.'' Awarding separately on Distinct Matters. — If, however, there be any thing in the submission indica,tive of an intention of the parties to liave separate matters separately passed upon, it will be necessary for the arbitrators to respect this purpose.* Thus in the cited case the submission was of " said action at law and all other matters in difference between the parties," and the phraseology of the agreement was disjunctive, as follows : that the parties would abide by the award " of and concerning the said action, and also of and concerning all matters in dif- ference between the said parties thereto." Chief Baron Pol- lock said, " It imports to my mind that some notice should have been taken of the action and of the other matters sepa- rately, and that they should not have been lumped together, as they are in the present award ; " and Baron Piatt said, " I think that the parties intended to refer two matters to be awarded upon separately." But both Chief Baron Pollock and Baron Eolfe expressed some doubt whether the award might not be good, and refused to grant the rule to enforce it, because, " as the matter was doubtful, they thought they ought not to grant the rule." A'wards of a Gross Sum under a Submission of Several Matters. 1 Dolbier v. Wing, 3 Greenl. 421 ; In re Brown & The Croydon Canal Co., 9 Ad. & E. 522; Cargey v. Aitcheson, 2 B. & C. 170; Ott v. Schroeppel, 1 Seld. 482 ; and see Wrightson v. Bywater, 3 Mee. & W. 199, in which several items were held well disposed of by a general finding. 2 Gray v. Gwennap, 1 Barn. & Aid. 106. 3 Harrison v. Creswick, IB C. B. 399. . * Rule V. Bryde, 1 Exch. 151. 350 AWAED CO-EXTENSIVE WITH SUBMISSION. — Where divers matters in difference are submitted, an award of a gross sum of money, by way of determination of tliem all, is sufficiently final,i provided they are of such a nature that an award of this Icind can reasonably be supposed to determine them.^ It is true that the award must dispose for ever of all the matters submitted, and that an award of tliis nature does not show either what was submitted or how any specific matter was determined. But the first of these func- tions should be performed by the submission ; and the second is not absolutely necessary to be performed at all. It is shown that certain matters were submitted ; it is shown that an award intrinsically capable of disposing of them all has been ren- dered. The conclusiveness and finality are perfect, and are not impeached, as matter of law, by the necessity for going outside of the award to find out what was determined by it, or by the impossibility of discovering the opinion of the arbitrator upon any specific point. See post, " Presumption that Award disposes of all Matters submitted." Where arbitrators are authorized to award damages already accrued by reason of the flowage of certain land, and also damages by way of compensation for the perpetual right to flow the land in the future, they may find a gross sum in dis- charge of both demands.^ Award of a Particular Thing uuder a General Submission. — If the submission be general, and the award be only of a par- ticular thing, it will be presumed that this was the only matter in dispute,* especially if the award purport to be made of and concerning the matters submitted.^ But this presumption is 1 Wrightson v. Bywater, 3 Mee. & W. 199. 2 Aliter, of course, if such an award cannot, logically, dispose of some of the matters submitted. Randall v. Randall, 7 East, 81. 3 Darge v. Horicon Mining Co., 22 Wis. 691. 4 Kleine v. Catara, 2 Gall. 61; Baspole's Ca*, 8 Rep. 97 6; Wyatt v. Curnell, 1 Dowl. N. B. 327 ; Strong v. Strong, 9 Cush. 560 ; Tallman v. Tallman, 5 id. 325 ; Hayes v. ForskoU, 31 Maine, 112. 5 Ott V. Schroeppel, 5 N. Y. (1 Seld.) 482. AWARD CO-EXTENSIVE WITH SUBMISSION. ■ 351 not conclusive ; and if it be shown as matter of fact that some other controversy was pending, embraced by the terms of the submission, and to which the attention of the arbitrators was called, the award is void.^ So where a submission was between A., as representative of the firm of A. & Co., and also on his individual account, of the one part, and B. of the other part, nothing was said in the award about individual claims of A. It was held, though the submission contained the ita quod clause, that the award was good. For non constat that A. had any individual claims, or that the arbitrators refused to pass on such. The presumption, being in favor of the award, was to the contrary.^ Awarding on Different Fleas in an Action. — In an action of debt, the defendant pleaded never indebted, and a set-off. The suit was referred, and the arbitrator found both pleas in favor of the defendant. Held, that the award, resting at this point, was not final. For it found that the defendant had a claim in set-off, and also that he had never been indebted to the plaintiff. It was obvious, therefore, that the plaintiff was now indebted to him ; yet the award, as it stood, failed to find the amount of such indebtedness, and to direct payment. It did not, therefore, dispose of the matter submitted. ^ An Award may be co-extensive with the Submission by Impli- cation. — An award may sometimes be co-extensive with the submission, and final, though it does not, in terms, pass upon and dispose of the main, issue submitted, but leaves the de- cision of the arbitrators upon it to be gathered from implica- tion. Thus, where a cause is submitted, it sometimes happens that the award does not contain any decision, save directions concerning the payment of costs. In this event, efforts have been made to vacate the award, on the ground that it does not 1 Ott V. Schroeppel, 5 N. Y. (1 Seld.) 482; Ingram v. Milnes, 8 East, 444, and cases above cited. 2 Karthaus v. Ferrer, 1 Pet. 222. . 3 Maloney v. Stockley, 2 Dowl. N. s. 122; and 4 Man. & Gr. 647; and see Fenton v. Dimes, stated in Williams v. Moulsdale, 7 Mee. & W. 134. 352 AWARD CO-EXTENSIVE WITH SUBMISSION. pass upon and dispose of the chief matters submitted. But if a decision of these matters can be inferred from tlje orders given in relation to the costs, the award will be upheld as final by implication.^ The causes illustrating this rule have been already fully recited in the chapter on 'Formalities, and need not therefore be repeated here. A'wards seeking to do General Equity are often not final. — An arbitrator, by departing from the strict question siibmitted, and attempting, instead of simply determining that, to do general equity concerning the subject-matter between the parties, runs serious risk of rendering an award which will not be final. Thus where there was an agreement for the sale of land, but the vendee questioned the vendor's title ; and all questions relating to tlie agreement were submitted, the arbitrator awarded that the purchaser should accept the title, with such faults as pertained to it, and should receive an indemnity against them. The court held that the duty of the arbitrator was to determine whether the title was good or bad, and that his award, not being a final settlement of this question, was bad.2 So under a submission concerning the right, title, interest, and possession of certain land, an award that the defendant should have the brakes growing on it for his life, was held bad. The question of the property in the land was submitted, but was not determined by this award.^ The A-ward must decide respecting all the Parties. — The rule is that the award must decide respecting all the parties to the submission as well as respecting all the subject-matter. Thus a submission of all controversies between A. a certain day. This was satisfactorily determined ; but an- other question — whether at the date of the order of reference a tenancy existed between the parties — was not determined. It appeared, however, not to have been specifically brought before the arbitrator, and the court therefore held that his failure to find upon it did not invalidate his award.^ 1 Hodges V. Hodges, 9 Mass. 320; Karthaus v. Ferrer, 1 Pet. 222; Ott v. Schroeppel, 1 Seld. 482 ; Hewitt v. Furman, 16 Serg. & R. 135 ; Middleton v. Weeks, Cro. Jac. 200 ; Elsom v. Rolfe, 2 Smith, 459 ; Hawkaworth v. Brammall, 5 M. & Cr. 281. 2 Moore v. Cockcroft, 4 Duer, 133. » Warfield v. Holbrook, 20 Pick. 531. * Russell on Arb., 3d ed. p. 250. s Rees v. Waters, 16 Mee. & W. 263 ; and 4 Dowl. & Low. 567. AWARD CO-EXTENSIVE "WITH SUBMISSION. 357 In Karthaus v. Ferrer^ it was said : " But the rule is to be understood with this qualification ; that in order to impeach an award, made in pursuance of a conditional submission, on the ground of part only of the matters in controversy having been decided, the party must distinctly show that there were other points in difference, of which express notice was given to the arbitrator, and that he neglected to determine them." Notice by the Recitals of the Submission. — The last-named case furnishes some ground for saying that it is not essential that either party should actually present a specific claim before the arbitrators in order that their attention should be so far attracted towards it as to oblige them to decide it. For if the claim is specifically stated in the submission, such statement is sufficient for this purpose. The language of the court is, " The question, then, is, does it distinctly appear, from the face of the submission, that any other point of difference between the parties was submitted, and of which the submission itself gave the arbitrators notice, but which they have neglected to determine." The submission was between " K., acting for his late house of K. & Co., and for himself an'd the above-named P." The award adjudged that the late firm of K. & Co. pay a certain sum, and said nothing about K. individually. The court said, " It shall not be intended that there were any con- troversies with K. individually other than those decided by the arbitrators. If any such did exist, inasmuch as they are not specifically and distinctly set forth in the submission, so as to give notice to the arbitrators, it was the duty of the party to show, by averment and proof aliunde, that they were brought before the referees." But the court showed that in this case it could make no difference to K. whether he was directed to pay as an individual or as a member of the late firm. If a person does submit in separate characters or capacities, and it is essential to know in which character or capacity he is di- rected to make the payment, but the award was silent upon 1 1 Pet. 222. 358 AWARD CO-EXTENSIVE "WITH SUBMISSION. the subject, the omission would be fatal,i but whether on the theory that it did not decide all the matters siibmitted, and to which the attention of the arbitrators was actually called by the submission, is doubtful. The language of Chief Justice • Marshall is, " There is certainly a want of precision in this part of the award, which exposes it to solid objection, and might subject D. to serious inconvenience." Judge Dewey construed the case of Houston v. Pollard ^ to the same effect, saying, in general terms, that in that case it was holden " that where it appears upon the face of the sub- mission that various distinct matters in controversy are the subjects of the submission, and the particular subjects are recited, each of those subjects must be passed upon by tiie arbitrators and noticed in their award, or the award will not be valid." ^ But this dictum is deprived of much of its force by an examination of the case referred to by the learned judge, in which it is by no means ruled that the mere recital in the submission obliges the arbitrator to notice the matter in bis award, even though it has not been presented by either party at the hearing. This aspect of the question was not put before the court. In Hewitt v. Furman * the submission was of " a matter in dispute between us relative to a certain grist-mill and five acres of land, on which the said mill stands, together with all books, accounts, debts, and demands, of whatsoever name or nature." The award, which mentioned only the grist-mill and land, was objected to, because it was wholly silent as to books and accounts. But the fact that such were mentioned in the submission was not regarded as sufficient to invalidate the award in the absence of proof of their having been actually laid before the arbitrators by the parties. Yet it would seem as though instances might occur in which 1 Lyle V. Eodgers, 5 Wheat. 894. 2 9 Mete. (Maes.) 164. " Leavitt v. Comer, 5 Cush. 129. * 16 Serg. & E. 136. AWAUD CO-EXTENSIVE WITH SUBMISSION. 359 it would be just and reasonable to build a presumption upon the doctrine of withdrawal. If a submission should recite contro- versies concerning entirely separate matters, as, for example, concerning the title to a house and the title to a ship, and the parties should offer evidence and arguments as to the house only, and should rest at that point, neither of them making any mention of the ship, and not having produced any evidence whatsoever bearing upon the title to the ship, such conduct might be regarded as satisfactory evidence of a withdrawal of the controversy concerning the ship from the consideration of the arbitrators. But I find no authorities to this precise point. The Recitals of the Award may prove Notice. — Mention of a matter in the award itself constitutes sufficient evidence of its having been brought to the notice of the arbitrators. In Wright V. Wright the award began with the statement by the arbitra- tors that " we do, in the first place, say that we do not take into consideration the house and shed nor pass no order upon it;" also, the defendant in his plea averred that the arbitrators were asked to decide about this. The court held that this re- mark in the award sufficiently showed that the arbitrators had notice of the house and shed as a matter in controversy, and having failed to pass upon it their award was void.^ Silence of the Award on an Undecided Matter. — It is not, how- ever, necessary that the award should mention the matter not determined. If, in point of fact, any matter which ought to be disposed of by it is not so disposed of, the award will be as void as if it expressly professed to except this matter .^ The recitals of the submission showed an obligation upon the arbitrators to determine all actions and controversies, and also to ascertain what rent should be paid by the plaintiff. They found a balance due from the defendant, but they gave no direc- 1 Wright V. Wright, 5 Cow. 197. 8 Eussell on Arb., 3d ed. p. 253. 360 AWARD CO-EXTENSIVE WITH SUBMISSION. tion whatsoever concerning the rent. The court held the award to be altogether void by reason of this omission.^ Again, in a dispute upon a building contract the arbitrators were required to award on alleged defects in the building, on claims for extra work, and deductions for omissions, and to ascertain what balance, if any, miglit be due to the builder in respect of the extras and omissions. They awarded that a gross sum should be paid to the builder, and should be re- ceived by him in full compensation and satisfaction of all the matters iu difference. The court held the award bad, inasmuch as it left undecided the question as to the alleged defects, and also left it doubtful whether the sum awarded was to be applied in dis- charge of the extra work, or to a general balance of accounts.^ A Party not injured by the Defect cannot avoid the Avrard. — A party cannot avoid an award on the ground that the arbitra- tors have not passed upon some one of several matters submitted, unless the objector has himself been placed at some loss or dis- advantage by reason of this neglect. If the omission has really operated for his benefit, as, for example, if it were of a claim held by the other party against him, and as to which the award will act as a bar, he has no ground of complaint.^ In an arbitration between A. and B., A. demanded that B. should bring forward and present before the arbitrators his claim against A. upon a certain note. B. refused to do so, on the ground that it was a demand against A. and another per- son jointly, and not between the parties to the submission. A. then objected to the award because this demand was not in- cluded and disposed of by it. The court refused to entertain the objection. The award was final as to everything which the parties saw fit to bring before the referees. If the note afore- said was not embraced in the terms of the submission, then the 1 Randall v. Randall, 7 East, 81. 2 In re Rider v. Fisher, 3 Bing. N. C. 874 ; and see Houston v. Pollard, 9 Mete. (Mass.) 164, stated at length, post, in this chapter. " Davy's Ex'rs v. Faw, t Cranch, 171 ; Warfield v. Holbrook, 20 Pick. 531. AWARD CO-EXTENSIVE WITH SUBMISSION. 361 referees could not pass upon it, as it was not within tlieir au- thoritj'. If, on the other hand, it was embraced in the sub- mission, then the award and judgment upon the award would be a bar to any suit which B. could bring upon it against A.^ Method of availing of the Objecjiou that the A'ward is not co-extensive with the Submission. — The practice appears to be universal to allow the fact that the arbitrators have not passed upon all the matters submitted, and to which their attention was drawn, to be availed of as a defence in a suit at law upon the award, or upon the bond for the performance of the award.^ If the award be returnable into court, the same defect may be alleged as an objection to granting a motion or application for the entry of judgment on the award.^ In Mitchell v. Staveley,^ the submission was general of all matters in difference between the parties. The plaintiff de- clared in debt on the arbitration bond. The defendant pleaded in bar that a certain matter which the arbitrators were bound to decide was not included or determined by the award. He was allowed to introduce evidence in support of the plea, and the court, being satisfied of the omission, gave judgment for the defendant. Rules of Evidence. — Parol evidence is admissible to show that matters embraced in the submission were brought to the notice of the arbitrators and not determined by the award.^ In proceedings under a bill in equity, seeking specific per- formance of an award concerning the dissolution of a partner- ship, the arbitrators were permitted to testify concerning what matters were presented before them, and even whether or not they had decided all the matters referred.^ 1 Warfield v. Holbrook, 20 Pick. 531. 2 See, for example, McNear v. Bailey, 18 Maine, 251; Ott u. Schroeppel, 6 N. Y. (1 Seld.) 482; Shear v. Harradine, 7 Exch. 269. 3 Warfield v. Holbrook, 20 Pick. 531. • 16 East, 58. 5 McNear v. Bailey, 18 Maine, 251 ; Mitchell v. Staveley, 16 East, 58. 6 Hawksworth v. Brammall, 5 M. & Or. 281. 362 AWARD CO-EXTENSIVE "WITH SUBMISSION. Presumption that the Award disposes of all Matters presented. — The court always wish to uphold the award, and consequently make every reasonable intendment, and entertain every pre- sumption in its favor.i Accordingly, it will always be pre- sumed that the arbitrators^ passed upon all matters presented before them by either party, and upon nothing more, unless the contrary is apparent upon th'e face of the award.^ If the award in terms purports to determine all the matters sub- mitted, it is considered to do so, provided that by any reason- able construction it can be so taken. If the award professes to be made de et super prcemissis (" of and concerning the premises"), or contain any phrase which can be construed as an expression by the arbitrator of his intention to decide every thing brought to his notice, it purports to be final. Thus, an award written on the back of the arbitration bond, stating that the arbitrators " met ... on the within business and agreed," purports upon its face to be an award de et super prcemissis J So, also, does an award in which the arbitrators state that they have " carefully considered all accounts and statements presented." * A general award, purporting to be " in full of and for all matters submitted," will be upheld as having decided every thing brought to the notice of the arbitrators, provided that this be logically possible.^ Where the submission was of all demands, and counter- claims were presented by the defendant, an award of a sum 1 Strong V. strong, 9 Cush. 560 ; Tallman o. Tallman, 5 id. 325 ; Hayes v. Forskoll, 31 Maine, 112 ; Ott v. Schroeppel, 1 Seld. 482 ; "Wright v. "Wright, 5 Cow. 197 ; M'Kinstry v. Solomons, 2 Johns. 57 ; 13 id. 27 ; Karthaus v. Ferrer, 1 Pet. 222 ; McNear v. Bailey, 18 Maine, 251 ; Hewitt v. Furman, 16 Serg. & R. 135; Wood v. Griffith, 1 Swanst. 43; Hawkins v. Colclough, 1 Burr. 275; Doe d. Madkins v. Horner, 8 Ad. & El. 235 ; Stonehewer v. Farrar, 9 Jur. 203. ^ Sperry v. Ricker, 4 Allen, 17 ; Parsons v. Aldrich, 6 N. H. 264 ; Hodges v. Hodges, 9 Mass. 320 ; Strong o. Strong, 9 Cush. 560; Caton v. MacTavish, 10 Gill & J. 192. 3 Dolbier v. Wing, B Greenl. 421. * Lamphire v. Cowan, 39 Vt. 420. s Bowman v. Downer, 28 "Vt. 532. AWAED CO-EXTENSIVE WITH SUBMISSION. 363 named in favor of one party, " and the same is in full of all matters referred," was held to be good.^ This Presumption is not conclusive. — But though an award should purport in the most distinct manner to decide all matters brought to the notice of the arbitrators, yet this state- ment is by no means conclusive. It will always be open to an objecting party to show that in fact a specific matter has been submitted and presented, and cannot by any reasonable con- struction of the award be taken to be included and deter- mined by it.^ Burden of Proof. — The burden of proof rests upon the party who asserts that the award is not co-extensive with the sub- mission. He must show affirmatively that there were matters included ia the submission, and presented before the arbitra- tors, which it is logically impossible that the award should dis- pose of, or which, as matter of absolute fact, have not been determined.^ Adjudications exemplifying the Rule of Favorable Presumption. — Where a submission mentions several specific matters, and the award determines some of them, but is silent as to others, it will be presumed, in the absence of proof to the contrary, that the omitted points were not brought to the notice of the arbitrators. The award will therefore be sustained.* A more satisfactory shape in which to put the presumption might perhaps be found, for it is somewhat difficult to say that a dispute specifically de- scribed in the submission is not brought to the arbitrator's notice. But whatever may be the shape which the exigencies of one or another case may make it convenient for the presumption to assume, in some form it is always found wherever it is reason- 1 Harden v. Harden, 11 Gray, 435 ; and see Creswick v. Harrison, 10 C. B. 441 (overruling Gyde v. Boucher, 5 Dowl. 127) ; and Duke of Beaufort v. Swan- sea Harbor Trustees, 29 L. J. C. P. 241 ; 8 C. B. n. s. 156. 2 Mitchell V. Staveley, 16 East, 58 ; Randall v. Randall, 7 East, 81. s Sperry v. Eicker, 4 Allen, 17 ; Leavitt v. Comer, 5 Cush. 129. *. Hewitt V. Eurman, 16 Serg. & E. 135. 364 AWAED CO-EXTENSIVE WITH SUBMISSION. ably possible.^ For example, it was held in a Massachusetts case, that if it be logically possible that a demand was con- sidered in making up the award, it will be presumed that this was done.^ If the submission be of a cause and of all matters in difference, and the award determines the cause only without mentioning any other matters of dispute, it will be presumed that there were no such other matters, beyond those included in the clause, and the award will be upheld.^ Arbitration bonds were entered into on December 28, 1842, by which it was submitted to the arbitrators to determine what amount had been actually paid under a certain contract. Their finding was that a certain sum had been paid " up to the first day of January, in the year 1841." An effort was made to set aside the award on the ground that the arbitrators had not passed upon the whole of the matter submitted, since they had said nothing of payments made between January 1, 1841, and the date of the submission. But the award was upheld upon the strength of the English cases. Paige, J., said : " These authorities tend to show that in this case the court is authorized to presume that there were no payments made between the first day of January, 1841, and the date of the submission bonds ; or that, on the latter day, there was no matter in controversy depending in relation to payments on the contract, which was not depending on the 1st January, 1841. This is not the case of an omission to determine a distinct matter specifically submitted. Here the arbitrators actually pass upon the matters submitted. They say in their award that they have heard the proofs and allegations of the parties and examined the matter in controversy by them submitted in the bonds of submission ; and then they find that the whole 1 See Craven v. Craven, 7 Taunt. 642 ; Gray v. Gwennap, 1 Barn. & Ad. 106 ; Hayllar v. Ellis, 3 N. & P. 553 ; Harrison v. Lay, 13 C. B. u. s. 528. 2 Hodges V. Hodges, 9 Mass. 320. " Day „. Bonnln, 3 Bing. N. C. 219 ; Wynne v. Edwards, 12 Mee. & W. 708, AWARD CO-EXTENSIVE "WITH SUBMISSION. 365 amount paid on the contract up to January 1, 1841, is f 530.62. They declare that they have passed upon all the matters sub- mitted, and find the amount paid to that day. It seems to me, under the rule that every reasonable intendment must be made to uphold an award, that in this case we must intend that no more than the sum indorsed on the contract had been paid up to the date of the bonds of submission, and that the arbitrators embrace in their finding the whole period down to that time." ^ Favorable Presumption in Cases of Doubt. — A submission between partners was not upon its face entirely certain as to whether or not the parties originally intended to submit any other demands than such as were in some way connected with their copartnership. The recital of the matters inducing the submission, which preceded the enumeration of matters sub- mitted, authorized the inference that it was with reference solely to partnership concerns. The subsequent part of the submission was broad enough to authorize the construction that it embraced all demands between the parties. The award disposed only of matters growing out of the partnership, and was objected to on this ground. But the court overruled the objection, in the absence of any_evidence that there in fact were in existence private demands outside of the partnership controversies.'^ A Case iwhere the Favorable Presumption vraa not admitted. — It was submitted to arbitrators to determine between A. & B., 1st. Whether A. had finished a certain house according to his contract with B. ; what, if any thing, remained to be done by him upon it ; how much, if any thing, remained to be paid by B. to A. ; what damage, if any, should be allowed to B. for failure to fulfil the contract. 2d. What amount, if any, re- mained to be advanced by B. to A. ; and what, if any thing, 1 Ott V. Schroeppel, 6 N. Y. (1 Seld.) 482 ; and see Ward v. Uncorn, Cro. Car. 216 ; Busfield v. Busfield, Cro. Jac. 577 ; Barnes v. Greenwell, Cro. Eliz. 868. 2 Leavitt v. Comer, 5 Cash. 129.' ■ 366 AWARD CO-EXTENSIVE WITH SUBMISSION. to be done upon another house by A. to finish it according to another contract between him and B. The parties stipulated to perform, respectively, whatever the arbitrators should order. The award was only that B. should pay a certain sum to A. in fulfilment of the first contract aforesaid, and that a certain sum remained to be advanced by B. to A. in fulfilment of the second contract. The award in terms purported to be " of and concerning the premises and the wliole subject-matter thereof;" but it was nevertheless set aside, because the arbitrators had not found whether any thing remained to be done towards com- pleting the houses or either of them. Chief Justice Shaw said, " We take the rule to be, that when the claims on both sides are for debts, or pecuniary claims, or for damages capable of being liquidated, ascertained, and I'educed to a sum certain, if the arbitrators, professing to decide on the whole subject, find a balance due from the one to the other, such an award is final and conclusive, although the particulars from which that bal- ance resulted are not stated." In this case, " Even if it was within the arbitrators' authority to find damages for the non- performance of the contracts," instead of " directing a spe- cific performance of the contract by malting good tlie deficiencies, yet it was clearly within their authority to direct such things to be done specifically ; and the parties stipulated to do and perform what should thus be directed. Now this award, find- ing a balance on the pecuniary claims, leaves it wholly uncer- tain whether the arbitrators decided on the fact that there were or were not any such deficiencies, and, if there were, that they allowed any compensation for tliem in damages, in stating the balance of the account. We think it would be carrying the doctrine of intendment too far to assume that they decided against all claims for specific performance on both sides, merely because they have said nothing on the subject." The award is not sufficiently clear, as to what has and what has not been passed upon, to prevent future controversy aud litigation ; and it could not, for the same reason, operate as a bar, should AWARD CO-EXTENSIVE WITH SUBMISSION. 367 an action be brought on the original contract for alleged breaches, in the non-performance of its stipulations.^ ATward in Fact but not apparently co-extensive -with the Sub- mission. — An award may sometimes not be co-extensive with the submission in appearance when it is so in fact. For the award need only cover matters in dispute, question, or doubt between the parties, to which the attention of the arbitrators is called ; and if the submission, by reason of being loosely or largely worded, would include more matters, yet these need not be passed upon by the arbitrators.^ The example given by Mr. Kyd ^ is that of a submission of all actions, real and per- sonal, and an award only concerning personal actions, which will be good, provided that, as matter of fact, no real actions are pending between the parties. It is possible also that the decision of one point may, as matter of necessity, include or draw after it the decision of other points which will not there- fore be specifically mentioned. Presumption that the A'ward does not include Matters not sub- mitted. — If the submission be broad enough to include any thing, and the arbitrators profess to base their award on the proofs and allegations of the parties, the court will presume that they have not decided matters not in dispute.* The pre- sumption always is, that nothing has been decided beyond what was submitted and presented ; and the onus of proof rests upon the party who asserts that the arbitrators have gone beyond these matters.^ Presumption based on A'ward of Mutual Releases. — RuSSell lays down the established rule in England to be, that if, on submission of a cause and all matters in difference, the arbi- 1 Houston V. Pollard, 9 Mete. (Mass.) 164; and see In re Rider & Fisher, 3 Bing. N. C. 874 ; stated ante, p. 360. 2 Jackson v. Ambler, 14 Johns. 96. ' Kyd on Award, 172. * Byers v. Van Deusen, 5 Wend. 268. 5 Byers v. Van Deusen, 6 Wend. 268 ; Caton v. MacTavisli. 10 GHl & J. 192 ; Sperry v. Ricker, 4 Allen, 17. 368 AWARD CO-EXTENSIVE "WITH SUBMISSION. trators award that the one party shall pay to the other a sum of money, and that mutual and general releases shall be ex- ecuted, the award will be taken to be a disposition of all the several matters submitted, although it does not embody any adjudication upon some specific matters presented at the hear- ings ; as, for instance, on particular liabilities of the parties with respect to some bills of exchange, or on the liabilities in an action between them. For by the award of general releases, the arbitrator " must be deemed to have taken into considera- tion these particular matters in difference, since the releases would operate as a final determination respecting them.''^ But, he adds, where the arbitrator stated on the face of his award that he had, for reasons which the court held untenable, refused to arbitrate on certain claims within the scope of the submission, his proceeding to direct the parties to execute mutual general releases respecting the matters submitted was not allowed to cure the defect, by reason of the gross injustice which would ensue regarding the omitted claims, in case the award should not be set aside.^ , It is apprehended also that, by parity of reasoning, the same result would follow if, in the absence of any express exception by the arbitrator, it should nevertheless appear on the face of the award that it was not logically capable of disposing of some of the matters submitted, or if the fact of such non- determination should be established by extrinsic proof. 1 Russell on Arb., 3cl ed. p. 257 ; Birks v. Trippet, 1 Saund. 32 ; Wharton v. King, 2 Barn. & Ad. 528 ; Addison v. Gray, 2 Wils. 293. 2 Russell on Arb., 3d ed. p. 258 ; Bowes v. Eernie, 4 M, & Cr. 150 ; and see Wilkinson v. Page, 1 Hare, 276. CHAPTER XII. THE AWARD MUST BE ENTIRE AND POSSIBLE. Meaning of the phrase " entire.'' There can be but one award. Two certificates in cross-actions. Separate awards embodied in one instrument. The award need not he all contained in a single instrument. The award may refer to extrinsic documents. An award on whicli judgment is to be rendered must be complete in itself. Marginal notes on an award. Special power to make separate awards. An award must be possible. Meaning of the phrase "Entire." — It is an imperative I'ule that the award must be entire ; but it is difficult to define with clear- ness and precision what is the real force and meaning of this requisition. It seems to be a demand for unity and complete- ness. There can be but one award, and that award must be perfect and complete. Russell says that " the arbitrator can make but one award. This must be one entire and complete instrument in itself ; therefore if it be made part one day and part at another, though each and every part be made within the time limited for the award, it will be void." ^ It is not, of course, to be conceived that this language is intended to affect the formal or manual labor of drafting the award. It is prob- ably rather to be understood as a prohibition of any severance of the award into parts, of which one shall be concluded upon one day, and another upon a later day. And it is stated that arbitrators may " assemble and consult and form their final determination on specific matters at several days ; but their 1 Russell on Arb., 3d ed. p. 247 ; Com. Dig. Arb., E. 16 ; EoUe's Abr. Arb., H, 1, 2, p. 250 ; Gould v. Staffordshire Potteries Water-works Company, 5 Exch. 214, at p. 223. 24 370 THE AWARD MUST BE ENTIRE AND POSSIBLE. award, which expresses their final determination on all the matters together, must be one and entire." ^ There can be but One Award. — A cause and all matters in difference between A. and B. were referred. Subsequently, and after this first reference had begun, another order was made, by which it was directed that C. should be made a party to the reference, as if he had been an original party ; and that a cause between A. and C, and all matters in difference between A., B., and C, each and every of them, jointly and severally, should be referred to the same arbitrator. The arbitrator made two awards, in one of which he awarded that A. was indebted to B., without mentioning C. ; in the other he awarded that A. was indebted to C, without mentioning B. Both awards were held to be bad, because there was no one award determining all the matters in difference between the parties. The second order of reference consolidated both the causes, and the arbi- trator " should have decided in one award the two causes referred to him." ^ Two Certificates in Cross-actions. — An exception to the strict- ness of the foregoing rule was very reasonably allowed to obtain where an arbitrator was called upon to certify on cross-actions between the parties. He made a separate certificate in each action on a separate piece of paper. It was objected that the arbitrator had power to make only one certificate. To which objection, said the court, " the answer is, that it may be in- tended that the papers were made at the same time ; and if so, they would be one instrument, containing the decision of each cause, written on separate papers for the purpose of being ap- plied to the separate clauses.^ Separate Awards embodied in One Instrument. — It will be observed that in the United States the strictness of the Eng- lish principles, laid down and exemplified in the foregoing paragraphs, has been very much relaxed. 1 Russell, loc. cii. ; Com. Dig. loc. cit. ; EoUe's Abr. Arb., E. 3, p. 250. 2 Winter v. Munton, 2 Moore, 723. 8 In re Smith v. Reece, 6 Dowl. & Low. 520. THE AWARD MUST BE ENTIRE AND POSSIBLE. 371 The case of Kendrick v. Tarbell is very badly reported, but from the statement and opinion it may be gathered that there were several distinct matters in difference between the parties ; that all were submitted together, and that the parties bound themselves to fulfilment of " the award ; " that the arbitrators found separately upon each one of these several matters ; that they drew up apparently a single instrument, but that in that instrument they kept each finding separate, and spoke of each finding as an award in itself ; so that the one document con- tained what in terms purported to be seven different awards ; whereas, in the absence of this phraseology, the whole instru- ment would probably and naturally have been regarded as con- stituting a single award, in seven different articles. The court , contented itself with saying, per Eedfield, C. J., that " the bond seems to us to oblige the defendant to pay all the awards, or to pay the ' award ', against defendant, which the arbitrators should make upon the matters submitted. And these five awards are but the detail of ' the award ' which the submission seems to have contemplated, and we do not perceive how the award is in any sense invalidated because the decision upon each claim is stated in detail." ^ It will be observed that the doctrine of entirety, though it might properly have been re- garded as the. basis of the discussion, was not clearly or directly touched upon at all ; but the orders of the arbitrators were upheld, and the question whether they were embodied in one award or distributed between seven separate awards was re- garded as immaterial. The Award need not be all contained in a Single Instrument. — The departure from the rigid rule which was made in the case of In re Smith v. Reece ^ has been carried to a much greater ex- tent in New York, as the following case will show. Parties executed arbitration bonds submitting to arbitration, first, the amount which had been actually paid upon a certain contract 1 Kendrick v. Tarbell, 26 Vt. 416. ^ 6 Dowl. & Low. 620, stated ante, p. 370. 372 THE AWARD MUST BE ENTIRE AND POSSIBLE. which in justice sliould be applied thereon, said amount so found to be indorsed on said contract ; second, of and con- cerning all actions, &c., and all other matters, &c. (excepting a slander suit) ; " so as the said award be made in writing sub- scribed by [the arbitrators] or any two of them, and attested by a subscribing witness, ready to be delivered to the parties on or before the first day of February then next." The arbi- trators made an award concerning the actions and other mat- ters, which was duly signed by two of them and witnessed, and at the same time they indorsed upon the contract the follow- ing : " The whole amount which has been paid actually on the within contract up to the first day of January, in the year 1841, •is, and by our award amounts to, the sum of $530.62," &c. This was signed by three arbitrators, and the signatures of two of them were witnessed. In suit on the award it was insisted that the indorsement on the contract was not an award. The court, however, held otherwise, saying, per Paige, J., " The indorsement on the contract may be regarded as a part of the principal award. The indorsement and the award were simul- taneous acts of the arbitrators. Having been made at one and the same time, they must be considered as constituting but one instrument, and must be construed as such." If the substance of the indorsement had been incorporated in the principal award, or indorsed upon it, it would have been unobjectionable in form. " The indorsement, on the contrary," was said to be " good as a distinct award." And directly afterward it was said that " the arbitrators in this case, in the indorsement on the con- tract made and signed by them, adjudicate that the amount paid on the contract ... is 1530.62, and to indicate that this indorsement is made and signed by them as a separate award, or as a part of the principal award, they declare that the amount so paid ' by our award amounts to 1530.62.' " i It will be observed that in this case, on the strength of English authorities, the simultaneous writing and execution of the 1 Ott V. Schroeppel, 6 N. Y. (1 Seld.) 483. THE AWAKD MUST BE ENTIRE AND POSSIBLE. 373 principal award and indorsement are regarded as an essential element, going to sustain tlie latter. And the court, having evidently resolved that they would at any rate sustain the in- dorsement, and not being inclined to be too particular as to the theory so long as this end should be gained, indicate a will- ingness to treat it either as a part of the " principal award," so called, or as an independent award. It cannot be both, but the court thinks it may be either, and, without showing any partial- ity, simply declares it good. It is noticeable, too, that no stress appears to be laid upon the proviso inserted in the bond, for an indorsement upon the contract of the finding concerning it; though it is not easy to see why this was not reasonably to be construed as equivalent to a deliberate stipulation by the parties for two awards,, one of which should be made in a peculiar manner. An award was accompanied by a paper entitled " General Re- sult," which contained a sort of summary of the calculations by which the arbitrators had ascertained the amount of indebted- ness between the parties. In proceedings to set aside the award on the ground of mistake, the court held that " this paper might be considered, for the purposes of the present inquiry, as part of the award." ^ But it is added in a foot-note that " the rule does not appear to be very clearly settled as to how far extrin- sic statements by arbitrators slaall be received to impeacli their award," citing some Massachusetts cases.^ And it is obvious that the foot-note touched tlie real principle, and that the lan- guage tised by the court was lax in the extreme. An explana- tory paper, letter, or other instrument has been sometimes allowed to invalidate an award, because it furnishes evidence of error in the award; and the courts have treated it in the same manner as if the error appeared on the face of the award itself. But this is different from holding that two separate and distinct instruments make one award. 1 Bell V. Price, 2 Zabr. 578. 2 Ward V. American Bank, 7 Mete. (Mass.) 490 ; Jones v. Boston Mill Corpo- ration, 6 Pick. 154. 374 THE AWAED MUST BE ENTIRE AND POSSIBLE. The Award may refer to Extrinsic Documents. — An award may refer to some other document or instrument, as a report of a board of commissioners, a deed, &c., provided such paper be accessible and be described with sufficient certainty. ^ A building contract provided that in case any alteration should be made in the form, &c., of the work, and the parties should not agree as to the price, there should be an appraisal by arbitrators. Arbitrators were called in, and recited in their award that having been chosen to examine and value the extras, &c., " as provided for. in the contract for said buildings between, &c., dated, &c." they did determine, If the reservation be to the arbitrator, it is generally con- strued to be judicial.^ For example, an award that the defend- ant shall pay the plaintiff a sum certain, and shall execute such a bond, to secure the payment, as the arbitrators shall advise, has been held to be .bad.** So an award that the defend- ant shall secure payment of a sum to the plaintiff in such manner as the arbitrators shall advise, is invalid.* Submission was made concerning the right to certain real estate. The award ordered certain parties to execute to an- other party all such conveyances, releases, and assurances as might be necessary to pass their respective interests to him, but it reserved to the arbitrators, in case of dispute as to the manner in which the conveyance should be effected, a power to appoint a counsel or solicitor to decide as to what should be the proper conveyances, releases, or assurances, and what clauses, provisions, and covenants these instruments should contain. The award was held to be wholly void. Coleridge, J., said: "It is settled that if an arbitrator does not decide the matter referred to him, at the time he makes his award, 1 Russell on Arb., 3d ed. p. 273. ■i Ibid. 8 RoUe's Abr. Arb., H. 4, p. 250. * 19 Edw. IV., 1, cited in Hunter v. Bennison, Hardw. 43. THE AWAED MUST BE FINAL. 397 but reserves to himself a future power to act when his power is gone, that it is an excess of authority, as he cannot in that way keep alive his authority ; nor can he, I think, delegate it, as he attempts to do here." ^ But it has been held that if arbitrators, on a reference out of chancery, leave it to tlie court, if it shall see fit, to give instructions to the master to settle the form, the award will not therefor be bad.^ Where the reservation of power to advise or pass upon the sufficiency of the instrument is made to any other person than the arbitrator, the cases are somewhat contradictory. An order for the execution of such a bond of security, or of such releases, as a stranger shall advise, has been held to be bad.^ But an award that one shall release to another, by the advice of J. S., has been held good.* If the direction be that one party shall execute to the other, such a bond of security as his opponent's counsel shall advise, or a general release, as fully and beneficially as counsel shall advise, the award may be good. For it is said that the delega- tion to the counsel enables him to perform only a ministerial act. The arbitrators have determined the extent of the bond and release ; the counserhas no judicial authority as to the character of the instruments, but liis sole duty and function is to make them as strong in law as he can.^ In like manner where an arbitrator awarded that, for the purpose of deciding the title to certain land, an action should be conceived by the advice of certain designated counsel, this was held to be a ref- erence to the judgment of the counsel upon the matter of form merely, not of substance.^ 1 In re Tandy- & Tandy, 9 Dowl. 1044. 2 Lingood v. Eade, 2 Atk. 501. 8 EoUe's Abr. Arb., H. 6, p. 250 ; Emery v. Emery, Cro. Eliz. 726. * Anon., Jenk. 3d cent, case 61, p. 129. 5 Russell on Arb., 3d ed. p. 274 ; Cater v. Startut, Eolle's Abr. Arb., H. 7, p. 250 ; Sty. 217 ; Jenk. 129. 6 Brooke's Abr. Arb., 37. 398 THE AWARD MUST BE FINAL. In Massachusetts, an award ordered that the defendants should have and hold certain land, upon condition that within six mouths they should execute a deed of release to the plain- tiff, sufficient in the opinion of the supreme judicial court, or of the attorney-general, j;o bar them from any future claims to certain lands and to confirm the same lands to the plaintiff. The condition was held by the court to be good and operative in every particular .^ The Ruling in a Peculiar Case. — An award stating that A. has a just claim for the sum awarded and for " even more, if insisted on," implies tliat the claim for more was waived before the arbitrator. Payment of the sum awarded is a discharge of the debtor under tlie award, and the receipt of it is a waiver by the claimant of any further demand.^ Award upon Condition that an Act be done by a Party. — " An award," says Russell, " leaving the result conditional on the voluntary performance by one party of some particular act for the benefit of the other, seems generally open to the objection of not being final." ^ " An award," says Judge Wilde, " may be conditional. But if the condition be such as to give rise to a new controversy, then it will be bad." * An order that a party shall do an act upon the premises of a third person is good, provided it be conditioned upon the pi-ior permission of the owner of the l^nd ; though otherwise it would be void, as directing a trespass.^ A lease of certain premises was awarded to a party, with the proviso that if tlie rent which he was directed to pay should not be paid, then the award as to his enjoyment of the lease should be void. The award was held good, for it became abso- 1 Commonwealth v. Pejepscut Proprietors, 7 Mass. 399. 2 M'Kinstry v. Solomons, 2 Johns. 57, and 13 id. 27. s Russell on Arb., 3d ed. p. 266 ; Crofts u. Harris, Carth. 187. See the chap- ter on Mutuality. * Lincoln v. Whittenton Mills, 12 Mete. (Mass.) 31. 5 Turner v. Svvainston, 1 Mee. & W. 572. THK AWARD MUST BE FINAL. 399 lute if the party paid tlie rent, and if he did not, he lost the benefit of enjoyment solely by his own default.' • An award was that the defendants sliould have and hold cer- tain land in controversy upon condition that they should within six months from the date of the award execute a certain deed of release to the plaintiff. The validity of tlie condition was upheld in a very elaborate opinion delivered by Judge Sedgwiclc. He held that it was a condition precedent and that it must be performed by the defendants before they could set up any claim to the land by virtue of the award.^ No fault was found on the ground of want of finality. On the con- trary, the judge said that either arbitrators or referees might order any act to be done by a party " either absolutely or upon condition, as tliey might judge riglit." ^ But it seems that if an option is left to a party as to which of two courses he will pursue, accordingly as he may regard one or the other as more beneficial to himself, the award will be void. The following Englisli case is the best exemplifica- tion of a distinction which it is very difficult to put satisfac- torily into abstract phraseology, yet which seems to be sufii- ciently obvious. A shareholder in a joint-stock company sued the directors for the value of his shares at a certain period, on the ground that th6y had, without his consent, engaged in speculations for- eign to the company's undertaking, and for other reasons. This action having been submitted, together with other matters, the arbitrators awarded in respect of it that the plaintiff was en- titled to recover a certain sum from the company " upon his surrendering the fifty-two shares of stock held by him or trans- ferring the same in favor of the said company, or of any person or persons they may direct for their behoof." In liolding this order bad. Lord Brougham said : " The other point on which 1 Furser v. Prowd, Cro. Jac. 423. 2 See also Lee u. Elkins, 12 Mod. 585. ^ Commonwealth v. Pejepscut Proprietors, 7 Mass. 399. 400 THE AWARD MUST BE FINAL. I have no doubt in certain respects is, that the award is not final, and that it does not direct any tiling specific or positive to be done, but merely that upon one party doing something, something is also to be done by the other party. If the plain- tiff chooses to give up his shares, and divest himself of that property, the company shall pay him so much. It is in vain to argue that this direction was the same as a direction to a party to do so and so, upon another party producing letters of admin- istration ; or that it is like the case of a party who is directed to do so and so upon a discharge being executed to him. It is in vaiu to say, as has been ingeniously put in the argument at the bar, that it is the same as directing a cautioner to do so and so upon the assignment to him of the principal obligor's inter- est. It is in vain to say that any of the three cases so put is at all the same as', or at all like to the one in question in this award. There was no necessary connection between the ar- rangement which the arbitrator was in the course of directing and the plaintiff's divesting himself of his property in ceasing to be a ghareholder. The award did not direct him to give up the shares ; it only said, if he chooses to get out of the situation of shareholder, he can divest himself of the joint-stock prop- erty and assign over or give up the shares to the company, and the company shall do so and so. That is a perfectly different matter, and ought to bo made the subject of a specific direction binding the plaintiff obligatorily, not binding the company, in the event of the plaintiff executing the directions of this award, whatever they might be. I have no doubt whatever upon that objection to the award." ^ An order directed a party to pay a certain sum of money " upon proof" that the other party has discharged certain claims. The court did not feel called upon to pass in direct terms upon the validity and effect of this order, for under the circumstances of the case, they felt able either to reject it as 1 Baillie v. Edinburgh Oil Gas-Light Company, 3 CI. & Fin. 639 ; and see Carnochan v. Christie, 11 Wheat. 446. THE AWARD MUST BE FINAL. 401 surplusage, or to regard it as a mere repetition of a stipulation contained in the award. But it was clearly regarded as a faulty order, considered per se.^ A-ward conditioned to be void on the Happening of an Event. — An award conditioned to be void upon the happening of a cer- tain event, will be bad, whether that event be within the con- trol of the parties or either of them, or not. " For by adding the proviso, the arbitrator has prevented his decision being a certain and final termination of the matters in dispute." ^ An award was that one party should pay to the other a certain sum of money, and that the payee should give to the payer a release, provided, however, that if the one ordered to pay should be dis- charged of any arrears due to soldiers, by the passage of an act of indemnity, then the award should be void. The award was held to be bad for want of finality.^ So, likewise, where an award provided that in case either party should be dissatisfied with it, and within a specified time should pay a small sum to the other, then the award should be void and the parties re- mitted to their original rights to proceed against each other, it was held to be not final and void.* Entry of Judgment on a Conditional Award. — If an award or report which is returnable into court and upon which judgment is to be entered, be made conditional, it has been held in Mas- sachusetts that it is within the power of the court to enter a conditional judgment, agreeable in every respect to the deter- mination expressed in the award. It seems, however, that no execution will be allowed to issue on such judgment ; but that an action may be brought on the judgment when the condition has been fulfilled ; or perhaps an attachment may then be or- dered to compel a performance of the report or award. If there be nothing on the record to prevent the issue of an execution, and the judgment creditors wrongfully take it out, a remedy i Miller v. De Burgh, 4 Exch. 809. 2 Russell on Arb., 3d ed. p. 268. » Kinge v. Fines, Sid. 59 ; Vin. Abr. Arb., H. 18. * Sheny v. Kichardson, Pop. 15. 26 402 THE AWARD MUST BE FINAL. may be had by audita querela} A later case takes the same ground, though with some slight appearance of reluctance, as though the earlier decisions were regarded as having gone rather far.^ Referring Questions of Laiw to the Court by Means of a Condi- tion. — As has been elsewhere laid down, the arbitrator or ref- eree, whose award or report is returnable into court, may decline to pass upon a question of law, and may save it for the deter- mination of the court.^ An award in a pending cause finding the facts, and giving a certain direction, in case it is competent in law for the arbitra- tors so to direct, and leaving the question of this competency to the court, is good.* A witness offered by one party in the proceedings before the arbitrators, was objected to by the other as being incompetent, but was allowed to testify. The arbitrators made their report, awarding a certain sum to the plaintiff " on condition that W. shall be adjudged by the justices of the Supreme Judicial Court to have been legally admitted to testify in the cause ; " other- wise they gave the defendant his costs. The court recognized the condition as referring to them the question of W.'s compe- tency, and being of opinion that he was incompetent, they held that the defendant was entitled to recover his costs, and judg- ment was rendered accordingly.^ An award stating facts and finding for a party in a certain sum, if the court should be of opinion that two certain deposi- tions should have been admitted, in a certain less sum if one of these depositions should not have been admitted, and in a third less sum named if the other of the two depositions should not have been admitted, was upheld as final.^ 1 Skillings v. Coolidge, 14 Mass. 43 ; Commonwealth v. Pejepscut Proprie- tors, 7 id. 399. 2 Day V. Laflin, 6 Mete. (Mass.) 280. 8 Brickhouse v. Hunter, 4 Hen. & Munf. 363. * Waugh V. Mitchell, 1 Dev. & Bat. Eq. 510. 5 Fuller V. Wheelock, 10 Pick. 135. ■« Scott V. Van Sandau, 6 Q. B. 237. THE AWARD MUST BE FINAL. 403 A cause and all matters in difference were referred to arbi- tration. The arbitrator, in his award, set out all the facts in the case, declared that the plaintiff had no cause of action against the defendant, and that he determined the action in favor of the defendant, gave directions as to costs, and then concluded as follows : " But if the court shall be of opinion, upon the facts hereinbefore stated, that the plaintiff is entitled to recover in the action, then I determine thff action in favor of the plaintiff, and order and award that the defendant pay damages to the plaintiff to the amount of one shilling" and costs. The award was sustained, though by a divided court. Parke, Baron, said that the only question was of finality ; that as the arbitrator " had come to a positive finding, and expressly declared his own opinion," the latter part of his award, in which reference was made to the court, might be rejected. ^ Aiward conditioned on the Arbitrator's Authority. — Another English case, very like that last cited, is as follows : The sub- mission authorized the arbitrator to set aside certain deeds and to direct what should be done. He awarded that certain specific deeds should be set aside, " if and so far as the same respectively are in force, and if and so far as I have jurisdiction to set the same aside ; and if I have no power to set them or any of them aside, I declare that the rest of my award is yet to stand." The award was declared not to be final, inasmuch as the arbitrator had not determined whether or not he had power to set these deeds aside, a question which he was bound to decide, and to act and award accordingly .^ Award in the Alternative. — An award made in the shape of alternatives is not uncommon, and is considered to be " suf- ficiently certain and final." ^ The English reports furnish several instances of awards of this description which have been sustained. Thus an award 1 Barton v. Eanson, 3 Mee. & W. 322. 2 Nickels v. Hancock, 7 De Gex, Macn. & Gor. 300. 3 Kussell on Arb., 3d ed. p. 268. 404 THE AWARD MUST BE FINAL. directing payment of a certain sum upon a certain day, or in de- fault of such payment, then of a certain larger sum upon anotlier later day named, has been held good.^ The increase in the amount was regarded as in the nature of a penalty for the non- payment, which the arbitrator had a right to impose. So an award ordering payment to be made in instalments upon cer- tain days named, but that, upon a failure to pay the first instal- ment on the day Hominated, then the whole sum should become immediately due, was held a good award.^ An award that a certain sum should be paid if a right of way should not be taken away, and a certain other sum if it should be taken away, was upheld.^ Certain oxen were sold by A. to B., but were claimed by C. The " whole controversy between the parties as to the owner- ship of said oxen, and how much shall be paid for the same, and by whom, and who shall be entitled to receive said amount," was submitted. The arbitrators awarded that B. should pay A. the sum of $92.25 ; and, further, "that said A. should pay said C. the sum of 150.00, with the privilege on the part of said A., if he shall so choose, to pay said C, in addition to said $50.00, fifty dollars moi-e, and to receive a transfer of the note said C. holds against L. of $100.00. But if A. wishes to take the L. note of $100.00 at $50.00, he shall tender to said 0. said $50.00, or to S. for him, within six days." The court said, " The alternative mode of payment, which C. was entitled to make, if he chose, would have been the execution of the award, and would have put an end to the whole controversy. This mode was intended to give him a privilege, if he should so regard it ; and, if he should not accept it, the award was operative against him for the absolute payment of $92.25 to B., and of $50.00 to C." * > Royston v. Rydall, Eolle'a Abr. Arb., H. 8, p. 250; Com. Dig. Arb., E. 15. 2 Knockill v. Witherell, 2 Keb. 838. » Collet V. Podwell, 2 Keb. 670. * Hanson v. Webber, 40 Maine, 194. THE AWARD MUST BE FINAL. 405 Impossibility in One of the Alternktives. — It may sometimes happen that an award which is in form in the alternative may not be so in fact. Tims, of two alternative acts ordered to be done, one may be uncertain or impossible. In such case, if the other be certain and possible, the award will be sustained, and the latter act must be performed.^ Thus an order was that a party should either cause an entry of satisfaction to be made on the judgment-roll in a certain cause, or should pay to the other party a certain sum of money. In fact, no such cause was in existence. The award was held good as an award for the payment of the sum of money named.^ An award was that either a deed must be delivered or a sum of money must be paid. The deed was not in the possession or control of the party, and delivery by liim was impossible. He was held to be obliged by the award to pay the money .^ Uncertainty in One of the Alternatives. — As an example of an uncertainty in one alternative we find the following case. An award was that the defendant should pay to the plaintiff one hundred pounds by a certain day, or should furnish two sure- ties to be bound with him to the plaintiff for the payment of the hundred pounds in instalments of twenty pounds per annum. It was held that the latter alternative was altogether void, without regard to whether or not the defendant was able to furnish sureties, but that the former alternative was good. The award was therefore sustained as an order for the pay- ment of the hundred pounds on the day named.* An award was that the defendant should pay £500, and that the same should be paid, or secured to be paid, within one week from the date of the award. Mansfield, 0. J., said that at first he feared this came within the same class of cases as 1 Russell on Arb., 3d ed. p. 269 ; Simmonds v. Swaine, 1 Taunt. 548. 2 Wharton v. King, 2 Barn. & Ad. 528. 3 Lee V. Elkins, 12 Mod. 585. < Oldfield V. Wilmer, 1 Leon. 140, 304. 406 THE AWAKD MUST BE FINAL. Thynne v. Rigby,i and that it was uncertain because it did not point out what security was to be given. But " who is to settle what the security shall be ? Certainly the man to whom the sum is to be paid. The true meaning, therefore, is to say that it shall be paid within a week ; for if the security offered should please the plaintiff, he would take it without any directions from the arbitrator. Though much weight is due to the authority of Croke, probably, if the case reported there were a new case, it would be decided otherwise," by reason of the more liberal construction now given to awards. Heath, J., said, " If one of two matters is awarded in the dis- junctive, and one alternative is impossible or uncertain, that alternative must be taken which can be performed." ^ Method of availing of "Want of Finality. — As matter of practice the existence of want of finality in an award may be availed of in defence or avoidance in the same manner as want of cer- tainty, and the subject is discussed at the close of the chapter on Certainty. ^ Stated, ante, p. 388. 2 Simmonds v. Swaine, 1 Taunt. 549. CHAPTER XT. THE AWARD MUST BE CERTAIN. Signification of the phrase "certainty.'' A certain award will he enforceable. A less degree of certainty is sometimes required. Effect of the existence of uncertainty. Cases illustratire of fatal uncertainty. Certainty created by presumption. The favorable presumption is strengthened if the award be de et super prce- missis. Evidence concerning the existence of a dispute. Certainty by implication from an award of costs. A case where implication was not allowed. An order for the payment of costs is certain. The award must order the payment of " costs " in terms, or by a clearly equiv- alent phrase. Eailure to name party to whom costs are to be paid. Award referring to something extrinsic. Certainty in awards ordering payments. Awards leaving a calculation to be made. Awards ordering a computation of interest. Orders for payment at the " market price." Certainty in the description of a debt. Certainty in a general award. Certainty as to the time of performing an act ordered. Certainty .as to place of payment. Certainty as to persons. Certainty in the description of real estate. An award concerning the price of land. Certainty in awards concerning boundary lines. Certainty in an award in an action of trespass to real estate. Orders concerning mortgages. Awards ordering security. Award concerning a cause. Statute of Limitations. Statement of results. Duty of party to correct uncertainty. Award ordering payments from assets. How uncertainty may be availed of. Explanation of uncertainty. 408 THE AWARD MUST BE CERTAIN. Signification of the Phrase " Certainty." — An essential char- acteristic of an award is certainty. It is not necessary that it should be written with such technical and critical nicety that subtle examinations and forced constructions cannot dis- cover a doubt, or a deficiency, or a double meaning in any part of it. But it must have such a degree of fulness and precision that no reasonable doubt as to the meaning and intention of the arbitrator can be entertained by intelligent men acquainted with the subject-matter. Russell says, " An award ought to be certain, so that no reasonable doubt can arise upon the face of it as to the arbi- trator's meaning, or as to the nature and extent of the duties imposed by it upon the parties. Certainty to a common intent only is sufficient, for the award will be construed by no tech- nical rules, but in a fair and liberal spirit, with a view to support it as far as a sensible and reasonable interpretation will allow." 1 " Certainty," says Judge Kent, " must be judged of only according to a common intent, consistent with fair and prob- able presumption." ^ " Technical precision and certainty," said Judge Cowen, " are never necessary in an award. If it be expressed in such language that plain men acquainted with the subject-matter can understand it, that is enough, no matter how short and elliptical." » If an award is sufficiently certain to uphold a contract on the same subject it is good.* So also says Judge Redfield : " The degree of uncertainty, to avoid an award of arbitra- tors, should be such as would avoid any other contract ; such 1 Russell on Arb., 3d ed. p. 275; citing Hawkins v. Colclougli, 1 Burr. 275. 2 Purdy V. Delavan, 1 Caines, 304, at p. 315. So also per Livingston, J., in Schuyler v. Van Dev Veer, 2 Caines, 235, at p. 238 ; and see Jackson v. Ambler, 14 Johns. 96. = Butler V. Mayor, &c., of New York, 1 Hill, 489. * Perkins v. Giles, 53 Barb. 342, at p. 349. THE AWARD MUST BE CERTAIN. 409 as would leave the meaning of the arbitrators wholly in doubt." 1 A Certain Award will be enforceable. — An award must be SO far certain as to be capable of enforcement. " It ought to ap- pear," said Chief Justice Kent, " from the context of the award, or from the nature of the thing awarded, or by a mani- fest reference to something connected with it, what things the parties are ordered to do." ^ A less Degree of Certainty is sometimes required. — If the court has power to recommit the award, it has been intimated that it may be looked at with a somewhat more critical eye than in cases where this power does not exist. In the absence of the power, the award will be upheld if the court is " not prepared to say " that it is " so indefinite and uncertain as to be inca- pable of execution; and therefore absolutely void." ^ Effect of the Ezlstence of Uncertainty. — The effect of the existence of uncertainty in the award is necessarily to avoid it. In fact, it renders that which purports to be an award no award at all. For an award is a final and conclusive determination of certain matters ; an instrument of which the force, mean- ing, or operation is left uncertain, is not such a determination, and therefore is not, properly speaking, an award at all. Cases illustrative of fatal Uncertainty. — Some casCS where the uncertainty is of a very obvious nature are furnished by the English reports, and collected by Mr. Russell, as follows : An award that one party shall pay to the other so much money as is in conscience due, without settling what is due, is bad.* So is an award that one shall pay so much as land is worth, the value of the land remaining undetermined.^ An award that one shall pay the money due for certain labor, not 1 Alcely V. Akely, 16 Vt. 450. 2 Schuyler v. Van Der Veer, 2 Caines, 235. 8 Strong V. Strong, 9 Cush. 560. * Watson V. Watson, Sty. 28 ; and see Kingston v. Kincaid, 1 Wash. C. C. 448. 5 Titus V. Perkins, Skin. 247. 410 THE AWAKD MUST BE CERTAIN. naming the sum, is uncertain.^ So is an award that one shall pay certain arrears of rent, falling due after the purchase by a stranger of certain lands, but not naming the amount of such arrears nor the time from which they are to be calculated,^ And so is an award that a certain commodity shall be paid for at the market price, without saying at what place the market price is to be taken ; since the rate may well differ at different places." And an order that one should pay a moiety of a debt for which A. is bound, not saying in what sum, is bad.* , To these may be added also the following, where the entire absence of description of the articles refei-red to obviously avoided the award, to wit: An order for the delivery of " a certain obligation," ^ and an order for the delivery of " three boxes arid several books," ^ without further specification or identification, were both held to be void for uncertainty. A cause, together with all matters in difference, were re- ferred. In the cause a verdict was taken for a specified sum in damages, but subject to the award of the referee, who was authorized to order a verdict to be entered for either party, as he should see fit. He ordered a verdict to be entered for the plaintiff, not, however, stating for what sum ; and that the defendant should pay the plaintiff a certain sum. The award was declared bad for uncertainty, inasmuch as it was not clear whether the arbitrator intended the verdict to stand for the amount as originally taken, and the payment by the defendant to be in respect of matters out of the cause, or whether he intended the sum ordered to be paid by the defendant to be substituted for the nominal verdict and to be the complete set- tlement.'^ 1 Pope V. Brett, 2 Saund. 292. 2 Massy v. Aubrey, Sty. 365. 3 Hurst V. Bambridge, RoUe's Abr. Arb., Q. 7, p. 263 ; Com. Dig. Axb., E. 11. See- Waddle v. Downman, 12 Mee. & W. 562, ■post. * Gray v. Gray, RoUe's Abr. Arb., Q. 2, p. 263 ; Com. Dig. Arb., E. 11. 5 Bedam v. Clerlison, 1 Ld. Raym. 123. •> Coclcson V. Ogle, 1 Lutw. 550. ' Mortin v. Burge, 4 Ad. & El. 973. THE AWARD MUST BE CERTAIN. 411 Certainty created by Presumption. — The rule tliat every rea- sonable presumption and intendment is to be made for the pur- pose of upholding the validity of an award or report, often comes to the aid of an instrument which, without some such assistance, would have to be condemned as uncertain. An award, made in the settlement of a partnership, that A. and B. pay a certain sum to their copartner C, who shall retain from it a certain amount, with the balance pay all the joint debts, and divide any surplus equally among the three, has been declared to be upon its face sufficiently certain. " For auglit we can see, or is averred," said the court, " the debts due in the case before us might be quite easy of liquidation, perhaps were agreed on by the parties ; and if a thing extrinsic, ordered to be done by the award, may be certain, the rule now is to intend that it is certain till the contrary appear by averment." ^ An award ordered that the plaintiff and defendant should pay the costs of certain actions in certain proportions respec- tively ; also that the sums which they had severally expended about the actions should be allowed as part of the respective proportions of the costs so ordered to be borne by each. The amounts thus expended were not stated. The court said that if tliere were no dispute as to these amounts, the award was certain and final ; but aliter, if there were such dispute. But inasmuch as the fact of the existence of any such dispute had not been pleaded, the court would presume that there was none, and would uphold the award.^ Tliis has become a lead- ing cause in England, and many subsequent adjudications have been expressly based upon it. An arbitrator ordered two persons to pay a debt in the pro- portion of the shares held by them respectively in a certain ship, but did not state what these shares were. Inasmuch as it did " not appear that it was in dispute between the parties 1 Case V. Ferris, 2 Hill, 75. 2 Cargey v. Aitcheson, 2 Barn. & Cr. 170. 412 THE AWAED MUST BE CBRTALST. what these shares were," the court held the award to be suffi- ciently certain and final. ^ Where the affairs of two partnerships were submitted to arbitration, and one person, who was a member of both firms, was ordered to make a certain payment to each firm, but noth- ing was said of the proportions in which division was to be made between the partners in one firm, it was held that the award fulfilled the condition of certainty to a common intent ; for the presumption would be that the partners were equally interested in the proceeds of the partnership, and were entitled to share equally in the payment ordered to be made.^ The Favorable Presumption is strengthened if the Avtrard be de et super praemissis. — If an award purports to be made de et super prcemissis, this fact may help to establish the element of certainty, when it might otherwise be considered to be absent. Thus where such an award ordered the defendant to pay to the plaintiff's attorney a certain sum, as the amount of the attorney's bill delivered, but did not state what the bill was for, the court sustained the award. For they said they would intend that the bill was respecting certain notices of appeal, constituting one of the matters submitted ; since the context showed that the costs of the submission and reference, which were also submitted, were not included in the aforesaid sum ordered to be paid. The court, it was said, " ought to intend that this sum is for one of the matters submitted ; " and since it was obvious that it could be for nothing else, it would be pre- sumed to be for the notices of appeal.^ A submission recited that the parties were relatives and entitled to distributive shares of the estate of M., deceased intes- tate ; that the estate of M. consisted of debts, farm-stock, cat- tle, and other effects ; that differences of opinion had arisen as 1 Wohlenberg v. Lageman, 6 Taunt. 251. 2 Henriokson v. Reinbach, 33 111. 299. » EusseU on Arb., 3d ed. p. 282 ; Thorp v. Cole, 2 Cr. Mee. & Eos. 367 ; 4 Dowl. 457. THE AWARD MUST BE CERTAIN. 413 to the value of the farm-stock, cattle, and other effects ; and that the parties had agreed to submit all disputes to arbitra- tion. Theaward purported to be made touching and concern- ing the matters in difference. It found that the defendant had moneys, farm-stock, an& cattle to a certain amount, and after other directions, ordered him to pay to the several parties their respective distributive shares of M.'s estate. It will be ob- served that disputes were not alleged to have arisen as to the value of the delts, but that they were said to have arisen as to the " other effects," and that the award said nothing of the " other effects." But in view of the fact that its phraseology was equivalent to the allegation that it had been made de et super proemissis, the court upheld it as final and certain ; for they said that they would presume that there was no dispute as to the amount of the debts, or of the I'espective distributive shares ; and also, since the arbitrator had omitted the matter of the " other effects," they would presume that there were no such " other effects," save only the " moneys," which had been disposed of.^ An award ordered payment to be made of a sum of money, with interest to be computed from the date of the last settle- ment of accounts between the parties. What that date was the arbitrator did not specify. But " it appeared distinctly in proof that the date of the last settlement was certain, and was not a matter in dispute between the parties, but was mutually agreed on by them both." The award was upheld.^ Evidence concerning the Existence of a Dispute. — The lan- guage quoted from the foregoing case, would justify the infer- ence that extrinsic evidence would be admissible to establish such an undetermined date, at least provided it were not dis- puted. As was said in the argument : " Suppose the award had directed the party to pay interest from the death of A. B., this would be capable of proof by allegation and evidence." ^ 1 Perry v. Mitchell, 2 Dowl. & Low. 452. ' Plummer v. Lee, 2 Mee. & W. 495. s ibid. 414 THE AWARD MUST BE CERTAIN. In another case, affidavits were introduced to show whether or not a sum, not specifically named by the arbitrators, was in dispute, and what in fact it was. The affidavits appear to have been admitted and considered, but with reluctance. Coleridge, J., said that they left it in doubt whether the matter was or Was not in difference; "and this shows the inconvenience of looking at affidavits on such a question." ^ Certainty by Implication from an A-ward of Costs. — An award may be certain by virtue of a manifest and necessary implica- tion. Thus a report of referees in a pending cause, that the one party shall recover costs of the other, necessarily implies a decision of the point in controversy in favor of the former.- Where such a report had been returned, Chief Justice Parker said that, " by necessary implication, it must be considered as a determination upon the question." The arbitrators could not have awarded that the defendants should recover the costs of the action, " without having decided the point in contro- versy in their favor ; at least the legal presumption is, that they so determined." Accordingly the judgment of the court was, " that the plaintiffs take nothing by their writ, and that the de- fendants recover their costs." ^ And again it was said : " The legal presumption is, that they could not have made this award, without having decided that the plaintiff had not maintained the action submitted to their determination." * A suit having been instituted for the burning of a barn, the parties afterward submitted by bonds, in which they agreed to discontinue the suit and submit all questions touching the destruction of tlie barn to the arbitrators. The award recited these facts and that the arbitrators had examined into the case, 1 In re Marshall & Dresser, 3 Q. B. 878. 2 Inhabitants of Buckland v. Inhabitants of Conway, 16 Mass. 396 ; Stickles V. Arnold, 1 Gray, 418 ; Rixford o. Nye, 20 Vt. 132 ; Hicks v. Gleason, ib. 139 ; Lamphire v. Cowan, 39 id. 420 ; and see the chapter on Rules of Construction ; also tlio case of Hanson v. Webber, 40 Maine, 194, fully stated in the chapter on Mutuality. 8 Inhabitants of Buckland v. Inhabitants of Conway, 16 Mass. 396. * Stickles V. Arnold, 1 Gray, 418. THE AWARD MUST BE CERTAIN. 415 (fee, and ordered that the said suit should be no further prose- cuted, and that the plaintiif should pay to one of the defend- ants a certain sum for his costs and expenses. Judge Kent, in upholding the certainty of the award, said that it was a " deter- mination of the merits of the cause. . . . This award could not have intended merely a cessation of the suit referred to in the bond and award, with liberty to institute a fresh suit on the same matter. This would have rendered the award altogether useless and absurd. . . . The palpable intent and meaning of the award was, that the charge of the plaintiff was not sup- ported, and that the same should be no further prosecuted and should for ever cease." ^ A Case -where Implication -was not allowed. — A case where it might have been supposed that the court would have consid- ered the award to be certain by implication, but where they refused to do so, is as follows : A chancery Suit had been brought to rescind an agreement. It was referred, and the main question in the reference was, whether the agreement should be rescinded and the suit put an end to. In his award the arbitrator ordered certain things to be done, and that per- formance of these should be taken to be in full satisfaction of all matters in difference, and that each party should bear his own costs of the suit. But the award was set aside for uncertainty, because the arbitrator did not clearly determine the matters of whether or not the agreement should be re- scinded and the suit terminated.^ Russell, in commenting on the case, considers that it was doubtful whether the award had decided the question referred.^ An Order for the Payment of Costs is certain. — The rule has been laid down, and is well established in England, that an award that either party shall pay the costs, in whole or in part, of a (jause submitted, or apportioning the costs in a specified 1 Purdy V. Delayan, 1 Caines, 304, Lewis, C. J., dissenting. 2 In re Tribe & Upperton, 3 Ad. & El. 295. 3 Russell on Arb., 3d ed. p. 275. 416 THE AWAKD MUST BE CERTAIN. ratio betweea the parties, will be upheld as sufficiently certain. For the costs " will be taxed as a matter of course by the offi- cer of the court, whose peculiar duty it is to settle their amount, and who in so doing is considered as acting rather in a minis- terial than judicial capacity." ^ The same rule unquestionably prevails and is universally acted upon in the United States. But I have found it nowhere specifically stated in any judicial decisions, probably for the reason that it has never been con- sidered worth while to draw it into question. The principle by which an order that the costs of a suit be paid by a party, without naming the amount, is held to be good is also partially considered in the 'chapter on Finality. Costs of a Reference. — It should be observed, however, that the rule is applicable only to the costs of a pending cause. If an order be that the costs of the arbitration be paid by a party, without specifying their amount, a different result might be reached, by reason of the fact that these are not taxable, and therefore not to be established in accordance with a fixed rule and by a merely ministerial act. Though if there be a refer- ence out of court, and the rules of the court provide for a tax- ation of costs in a reference, as is the case in England, the rule may again come into operation with the revival of the reason for it. The following case is an authority to this effect. If a reference entered into by agreement stipulates that it may be made a rule of court, the costs of the reference may be taxed by the officer of the court, and their amount need not therefore be named by the arbitrators. For example, where an award under such a submission ordered the defendant to pay the plaintiff's attorney his costs of attending the arbitration and procuring the signature of his clients and other parties to the enlargement of time, it was held that these directions were I Russell on Arb., 3d ed. p. 279 ; Pedley v. Goddard, 7 Term, 73 ; Hftnson v. Liversedge,. 2 Vent. 242 ; Cargey v. Aitcheson, 2 Barn. & Cr. 170 ; Holdsworth V. Borsham, 31 L. J. Q. B. 145 ; and same case in error, 32 L. J. Q. B., under the name of Holdsworth v. Wilson. See also a number of cases collected in the chapter on Finality. THE AWARD MUST BE CERTAIN. 417 sufficiently certain, since these costs would be taxed by the Master.^ The A-wrard must order the Payment of " Costs " in Terms or by a clearly equivalent Phrase. — The order must be distinctly for the payment of costs, so that it is to be construed as nieaning the ordinary taxable costs of court. Otherwise it will be too in- definite to come within the operation of the general principle. Thus, in an old case, an order that the defendant should pay all " reasonable expenses," which the plaintiff had sustained about the suit, was held so uncertain as to be void.^ And so was an order for the payment of all charges spent at the making of the award.^ In a later case, the award ordered the defendant to pay the plaintiff all such costs, charges, and expenses as the plaintiff had been put to in a certain cause then depending between these parties. The court construed the direction as intending only such costs as the officer of the court would allow and tax, and upon this basis sustained the award as sufii- ciently certain and good.* An award that one party should pay the other all such mon- eys as the latter had expended about the prosecution of a cer- tain suit, was held sufficiently certain ; for the reason, as it was said, that the amount could be ascertained by the attor- ney's bill.^ Again, where an award ordered the defendant to pay the charges of a suit then depending between the plaintiff and defendant, and that the plaintiff should give the defendant a bill of these charges, it was heldithat the aWard was suffi- ciently certain, inasmuch as the charges would be ascertained by the bill delivered.^ Russell, in commenting upon these cases, says that they " are strictly in accordance with the pres- 1 Russell on Arb., 3d ed. p. 280 ; Thorp v. Cole, 2 Cr. Mee. & Eos. 867 ; 4 Dowl. 457. 2 Bargrave v. Atkins, 3 Lev. 413. 3 Pinkny v. Bullock, cited in Bargrave v. Atkins, 3 Lev. 413. 4 Fox V. Smith, 2 WUs. 267. 6 Beale v. Beale, Cro. Car. 383. s Linfield v. Eerne, 3 Lev. 18. 27 418 THE AWARD MUST BE CERTAIN. ent holding of the courts, if we may presume that they meant the attorney's bill after taxation, which reduces the amount, if disputed, to a certainty." ^ Failure to name party to -whom Costs are to be Paid. — An order that a party pay the costs of an action or reference is not uncertain because it fails to specify to whom they are to be paid. The natural intendment is that they are to be paid to his adversary.^ Award referring to Something extrinsic. — It has been stated in the discussion of the matter of Entirety that the award may refer to extrinsic instruments. But it is an essential proYiso that if an award does thus refer to such instruments, and is incomplete without them or without proof of their contents, it will be void unless these instruments either accompany it, or are so fully described in it as to leave no possible uncertainty concerning their identification.^ Such must be regarded as the general rule if the reference be to a written document. In Illinois, the court said, in a general way, that if an award "can, with tolerable ease, be reduced to certainty, as by reference to any written document, or the inspection of any particular thing (a house or land)," it will be good.* It has been laid down, generally, in some cases, both Eng- lish and American, that if any thing be referred to in an award, by which any uncertainty existing upon the face of the award itself can be cured, reference should be had to this external source of information." . An English case, where a reference to an extrinsic document was allowed for the purpose of explaining or determining an 1 Russell on Arb., 3d ed. p. 280. See also upon this subject the case of Car- gey V. Aitcheson, 2 Barn. & Cr. 170, fully stated in this chapter in the discussion of the subject of Favorable Presumptions. 2 Baily v. Curling, 20 L. J. Q. B. 235. 3 HoUingsworth v. Pickering, 24 Ind. 435. i Henrickson v. Reinbach, 38 111. 299. ' Butler V. Mayor, &o., of New York, 1 Hill, 489, citing Cargey v. Aitcheson, 3 Dowl. & Ry. 433 ; 2 Barn. & Cr. 170 ; 2 Bing. 199 ; MXel. 367. THE AWAED MUST BE CERTAIN. 419 amount not named or ascertained in the award otherwise than by reference to such document, is as follows : The award was that the defendant should pay to the plaintiff's attorney a cer- tain sum, which was stated to be the amount of the attorney's bill delivered. The bill included charges for professional ser- vices rendered to another as well as for those rendered to the plaintiff. The award was held sufficiently certain, though it did not determine or specify the amount of the plaintiff's share of the bill. For since it was stated that the bill had been already delivered, it was said that the sum due from the plaintiff upon it could be at once ascertained by reference to it.^ If so liberal a rule is to be allowed to prevail, it would cer- tainly seem as though the following case was harshly, if not wrongly decided. In a submission between part-owners of a vessel, an award that " there is due to C. the amount collected on policy of insurance held by F. for his (O.'s) sixteenth part of barque S.," was held bad for uncertainty, since it did not appear whether any money, or how much, had been then col- lected, and therefore the door for controversy was not conclu- sively closed. " The question of amount " was said to " pre- sent a disputable fact, even if it is admitted that the award is sufficiently clear as to the general fact of indebtedness. . . . A verdict could not be found for the plaintiff on the submission and award alone, as the award makes no reference to any fact or document, from which a judgment could be made up." ^ But this ruling of the court, if inconsistent with the old rule laid down by Eolle, will probably be regarded as the sounder of the two. The case is at least an intimation that a stricter rule than that of Beale v. Beale will be followed in our courts ; and is authority for saying that some specific docu- ment must be referred to, and that a mere general possibility of arriving at certainty from outside sources is insufficient. A submission was made concerning all controversies relating 1 Thorp o. Cole, 2 Cr. Mee. & Ros. 367 ; 4 Dowl. 467. And see post, in this chapter, the paragraph on Certainty in Directions concerning Costs. ^ Colcord V. Fletcher, 50 Maine, 398 ; and see post, the cases in the paragraph entitled Certainty in Awards ordering Payments. 420 THE AWARD MUST BE CERTAIN. to a certain voyage. The award ordered that one party should pay his share of the expenses of the voyage, and should allow, on account, his share of the loss which should happen in the voyage. The award was held good, on the ground that the ex- penses and losses might be ascertained with certainty.^ But doubt was expressed by Baron Alderson, in a later case, in which Beale v. Beale was relied upon as a precedent, whether any action could be maintained upon such an award.^ Certainty in Awards ordering Payments. — If an award orders money to be paid, it will obviously be uncertain, and also not final, unless it either names the sum or furnishes sufiicient means by which the sum cau be ascertained. If the latter course is pursued, it is essential that the process necessary to be gone through with, in order to arrive at the sum, should be clearly pointed out, and should be of such a nature that no dis- pute can arise concerning it. The subject has-been already partially discussed in the chapter on Finality, since in defects of this kind the want of certainty and the want of finality are nearly akin. If so simple an arithmetical calculation as the striking a balance of determined items alone remains to be done, involving only addition and subtraction . of known amounts, the award will be certain.^ A reference was entered into between the assignees of a bankrupt and a banking company, concerning some bills of exchange deposited with the company by way of security. The arbitrator awarded that the bills and moneys secured thereby were the property of the assignees ; that the bills, moneys, and proceeds should be paid over to the assignees ; and that if the bank had received any part of the money secured 1 Beale v. Beale, Rolle's Abr. Arb., H. 14. The same remark has been made, but by way of illustration only and not as a ruling, and probably on the strength of this classic English authority, in some cases in the United States. Kingston V. Kincaid, 1 Wash. C. C. 448 ; Butler v. Mayor, &c., of New York, 1 Hill, 489. ' Perry v. Mitchell, 2 Dowl. & Low. 452, at p. 457. 8 Waite V. Barry, 12 Wend. 377 (fully stated in the chapter on Finality) ; Kendrick v. Tarbell, 26 Vt. 416 ; Butler v. Mayor, &c., of New York, 1 HUl, 489 ; Higgins V. Willes, 3 M. & R. 382 ; Hoporaft v. Hickman, 2 Sim. & St. 130. THE AWARD MUST BE CERTAIN. 421 by the bills of exchange, fhis amount also should be paid over to the assignees. It was held that the award was bad, by rea- son of its failure to determine what amount, if any, had been received by the bank in respect of the bills of exchange.^ One of the stipulations in a submission provided that the arbitrator should direct the plaintiff to pay into a bank such a sum of money as would be sufficient to entitle the defendant to have restored to him some documents which he had de- posited with the bank as security for advances. The arbitra- tor, following the submission, ordered that the plaintiff should pay to the bankers such a sum of money as would entitle the defendant to have his securities restored to him. The award was held to be neither certain nor final, by reason of the failure to ascertain and order payment of a specified sum, as being the amount necessary to be paid in order to entitle the defendant to a release of his securities. If the payment were not made, it was said, there could be no remedy on an award so uncertain as this.® In an arbitration between W. and F., under a building con- tract, the award was that to complete the house " is worth and will cost 1612.50 ; " and that said W. shall be allowed that sum out of the contract price, additional to the amount already paid by said W. to said F., and in addition to any sum or sums of money he may be obliged to pay to discha,rge any and all liens on said house, and the lot on which it stands ; and also, that said W. shall take the house as it now is, and shall pay to said F. the excess, if any there shall be, of the contract price over the said sum of $612.50, the amount of the liens and costs thereon, and the sum already paid by said W. to said F. on said contract. And if the sum already paid and the amount of lien, claims, and costs thereon and the sum of $612.50 shall be more than the contract price, said F. shall pay the difference to said W. Held, that " the sum which the award requires W. to pay to 1 In re Marshall v. Dresser, 3 Q. B. 878. 2 Hewitt V. Hewitt, 1 Q. B. 110. 422 THE AWARD MUST BE CERTAIN. F. as the excess, if any, of the contract price over the sum of $612.50, &c., and also the sum which the award requires P. to pay W., if the sum already paid and the amount of lien, claims, and costs and the aforesaid sum of 1612.50 shall he more than the contract price, are both entirely uncertain, and cannot be made certain by any means afforded by the award." ^ In Pennsylvania, it was held that an award of a certain sum to be paid for a tract of land, from which, however, were to be deducted the amount of all legal and equitable claims against the land, was bad, as being neither certain nor final, since it did not specify this amount.^ Awards leaving a Calculation to be made. — Russell lays down the broad doctrine that, " If the arbitrator give the rule for calculating the amount of money to be paid, without stating the result of such calculation, the award is sufficiently certain, according to the general rule, " id certum est quod certum reddi potest." ® Avirards ordering a Computation of Interest. — An award that a certain sum be paid, " with interest," is certain.* There is no occasion for the actual calculation to be made by the arbi- trator. The question submitted was whether one party was liable to pay interest upon a certain sum to the other. The arbitrator apparently only found that he was so liable. It was objected that he ought to have ascertained the amount. But Bayley, J., said : " If he gives you the rule by which the amount is to be ascertained, the rest is mere matter of addition." ^ The subject is further discussed in the chapter on Finality. Orders for Payment at the "Market Price." — It would seem 1 Fletcher v. Webster, 5 Allen, 566, decided upon the authority of Waite v. Barry, 12 Wend. 377, which is fully stated in the chapter on Finality. 2 Spalding v. Irish, 4 Serg. & R. 322. ' Russell on Arb., 3d ed. p. 280 ; citing Higgins v. Willes, 8 Man. & Ry. 382 ; Hopcraft v. Hickman, 2 Sim. & St. 130. * Emery v. Hitchcock, 12 Wend. 156. 5 Higgins V. Willes, 3 Man, & Ry. 382. THE AWARD MUST BE CERTAIN. 423 from the case of Hurst v. Bambridge,i that an order for pay- ment to be made for any merchantable commodity at the mar- ket price thereof, at a certain place and time, is sufficiently certain. Probably, however, it might be shown by extrinsic evidence that no market price was established at such place and time. It was submitted to an arbitrator to determine whether or not the plaintiff was entitled to recover in respect of some articles of iron machinery furnished to the defendant, with the stipulation that if he should find in the negative he should allow the plaintiff the value of them at the market price of pig- iron, since the defendant still retained possession of them. The award ordered the defendant to pay for them at the present market price of pig-iron, and was held good and certain. For, in fact, the real question submitted was, whether the articles were to be paid for as machinery or as pig-iron.^ Certainty in the Description of a Debt. — If the description of a debt is sufficient to identify, with reasonable freedom from doubt, the debtor, the creditor, and for what matter the debt is owing, the award will not be uncertain ; e. g.,& finding that A. owes a sum to B. for " the T. oxen," is good.^ Certainty in a General Award. — An award may be certain, though it does not pass upon each demand separately, but combines all in one general determination and order. Thus, under a general submission of all demands and controversies, an award of a certain sum as due from one party to the other is sufficiently certain as a full execution of the submission.* Such awards made under submissions of this nature are to be distinguished from the like awards made in pursuance of sub- missions, which, in terms, require an award to be made as to ' Rolle's Abr. Arb., Q. 7, p. 263, stated ante, in this chapter, in the paragraph entitled Cases illustrative of Fatal Uncertainty. 2 Waddle v. Downraan, 12 Mee. & W. 562 ; Russell on Arb., 3d ed. p. 277. » Lamphire v. Cowan, 39 Vt. 420. < Shirley v. Shattuck, 4 Cush. 470; Strong v. Strong, 9 id. 560; Emery v. Hitchcock, 12 Wend. 156 ; Gray v. Gwennap, 1 Barn. & Aid. 106 ; Karthaus v. Ferrer, 1 Pet. 222. 424 THE AWARD MUST BE CERTAIN. several distinct matters, as was the case in Houston v. Pol- lard ^ and Rider v. Fisher .^ A submission concerning a building contract left to the arbi- trators " to say what deduction shall be made in favor of said M., and what balance shall be due." An award that a cer- tain balance was due and should be paid, was held good, though nothing was said on the subject of the deduction. For the amount to bfe deducted was presumed to have been taken into consideration in arriving at this sum of which payment was ordered.^ So, again, the language was repeated in another case : " the arbitrators, in finding the balance due to a party, do also necessarily find what deduction, if any, should be made for his claim, as certainly as if they had in express terms stated the sum which they deducted." * Certainty as to the Time of performing ah Act ordered. — On the strength of the old English cases Russell lays down the rule of law to be, that if the arbitrator orders one party to pay money or to execute a release to the other, without mention- ing any time within which it is to be done, the award is never- theless sufficiently certain. For if a request to do the act be necessary, it must be done within a convenient time after the request shall have been made ; if no request be necessary, per- formance must be within a reasonable time.^ But a different rule is apparently established in the United States, by the following decision of Chief Justice Marshall. An award found that A. was entitled to a certain credit on account of sales of lands to B., provided B. " shall grant or cause to be granted to the said A. a clear unincumbered and satisfactory title " to said lands, but omitted to limit the time within which such title is to be made. The award was held to be void by reason of this omission. For since no time was limited within 1 9 Mete. (Mass.) 164. 2 5 Seott, 86. 3 Bigelow V. Maynard, 4 Cush. 817. < Strong V. Strong, 9 Cush. 560, at p. 564. * Russell on Arb., 3d ed. p. 275 ; Freeman v. Bernard, 1 Salk. 69. THE AWARD MUST BE CERTAIN. 425 which the title was to be made, it was said that the " question whether this credit was to be allowed or disallowed, was left indefinitely open ; " and the court could not supply the omis- sion, since to do so would be to usurp a proper function of the arbitrators.^ An award to pay a sum " on the said first day of May," no such day having been previously mentioned, was once held void. But it is not to be imagined that this antique specimen of legal rigidity would be regarded as an authority to be fol- lowed in our day, provided the year were certain .^ It has been more reasonably and liberally declared that if the award be without a date, and contain an order that a party do a certain act within a certain number of days after the date of the award, it will not for this deficiency be so uncertain as to be invalid ; but the computation will be made as if the award had borne date on the day of its delivery, for " that was one sense of datus.' ' ^ But where an award ordered that a certain sum should be paid, or be secured to be paid, within a week from the date of the award,' the court said that the money must be paid or else security satisfactory to the payee must be given within the time specified. But in fact the award was considered as a good award for the payment of the money and the alternative con- cerning the security, which woiild probably have been bad on at least two different grounds, was regarded as practically a nullity ; since, had the debtor offered the creditor such security as was satisfactory to the latter, it would have been accepted in the natural course of events, without any direction from the arbitrator.* Certainty as to Place of Payment. — If a payment of money 1 Carnochan v. Christie, 11 Wheat. 446. 2 Markham v. Jennings, RoUe's Abr. Arb., 254, 263 ; Com. Dig. Arb., E. 11. 3 Russell on Arb., 3d ed. p. 275 ;' Armitt v. Breame, 2 Ld. Raym. 1076 ; 1 Salk. 76. * Simmons v. Swalne, 1 Taunt. 548. See the statement of this case in the discussion of the subject of awards in the alternative. 426 THE AWARD MUST BE CERTAIN. be ordered to be made, there is no necessity for specifying the place where it shall be done.^ Certainty as to Persons. — An award must possess the quality of certainty as regards persons as well as in other particulars. By whom any act is to be done, or towards whom it is to move, must be distinctly stated or clearly implied, so that there can be no reasonable doubt concerning it. But it is not necessary actually to specify by name. Thus an award directing money to be paid " to the executors of A. B., deceased," without naming them, has been held sufficiently certain, since it is easy to learn who are the executors.^ And an order that a party pay the costs, without saying to whom, is good, for it will be intended that he is to pay to the opposite party.* An order that a nuisance, erected on the defendant's land, should be pulled down, is not uncertain by reason of its failure to say by whom the pulling down shall be done. For since the defendant is the owner of the soil, the intendment will be that he is to do it. " Though any person, or the plaintiff, might remove the nuisance, yet that shall never be intended to be the design of the arbitrators, who intended to make an amicable end of this difference." * A third person became a party to an order of reference of a cause and all matters in difference. By the submission the arbitrator was required to settle all matters in difference be- tween the plaintiff and the defendant, and also all matters in difference between the defendant and the third person. In his award the arbitrator failed to distinguish between the amount of damages to be paid by the defendant to the third party, and the amount also to be paid by him to the plaintiff; but simply awarded that the defendant should pay a gross sum to the plaintiff and the third person jointly. The court refused, 1 Russell on Arb., 3d ed. p. 276; Anon., 1 Keb. 92; 2 Brownl. 309. 2 Grier v. Grier, 1 Ball. 178. 8 Baily v. Curling, 20 L. J. Q. B. 235. * Armitt v. Breame, 2 Ld. Raym. 1076 ; 1 Salk. 76 ; Com. Dig. Arb., E. 11. THE AWARD MUST BE CERTAIN. 427 upon application, to enforce the award summarily. " More particularly as there is still another remedy open to the party." ^ Subsequently, this other remedy having been sought in an action of debt upon the award, the court stopped the counsel for the plaintiff and ordered an entry of judgment for him.^ But where claims against a person in his individual right, and also in a representative capacity, are both embraced in a submission, the award must distinguish between the two classes. Otherwise, it is open to " solid objection." ^ An award ordered the defendant, or his executors or admin- istrators, to execute a release to the plaintiff. It was held not to be void for uncertainty ; Holt, C. J., saying, that the intro- duction of the executors and administrators into the award was a mere cautionary proceeding, having no effect to vitiate it, and, in fact, having apparently no effect at all, since these personal representatives would have been equally bound by the award though they had not been named.* A submission required the arbitrator to state at what price the defendants or A. B. should purchase certain land. Tol- lowing this literally, the arbitrator awarded that the defend- ants or A. B. should purchase it at a price named. The award was held void for iincertainty, by reason of the failure to determine whether the purchaser should be A. or B. " Against whom," said Baron Hullock, " are you to ask for an attachment ? " ^ An award that a certain sum is due to the defendant from A., B., and C, " some or one of them," and ordering that it shall be paid by them, " some or one of them " is obviously void for uncertainty.^ 1 Hawkins v Benton, 2 Dowl. & Low. 465. 2 Hawkins v. Benton, 15 L. J. Q. B. 139 ; 8 Q. B. 479. » Lyle V. Rodgers, 5 Wiieat. 394 (per Marshall, C. J.). * Freeman v. Barnard, 1 Ld. Kaym. 247; Bac. Abr. Arb., E. 4; Dawney v. Vesey, 2 Vent. 249. * Lawrence v. Hodgson, 1 Younge & Jer. 16. 6 Eainforth v. Hamer, 25 L. T. 247 ; Russell on Aib., 3d ed. p. 278. 428 THE AWAUD MUST BE CERTAIN. An order that payment be made to A., or to his attorney in the cause, is good. The court say that it is a " very conven- ient form, and saves the necessity of going through the useless ceremony of a demand under a power of attorney." The de- mand having been made by the attorney, " the order will be to pay the money to the plaintiff on that demand. There could be no judgment in the name of the attorney." ^ Certainty in the Description of Real Estate. — The cases suffice to establish no definite rule concerning what is or what is not a sufficiently certain description of real estate in an award. On the one hand, a precise description by metes and bounds is evidently not indispensable ; whereas, upon the other hand, some of the cases would seem to require a considerable degree of accuracy. I see no better course to pursue in this matter than to give statements of the several cases which I have found. Perhaps the strictest requisitions are contained in the following : — It has been elsewhere said that an award concerning title to real estate, or boundary lines, is sufficiently certain only where it would enable an officer to give possession of the premises and to designate the limits by metes and bounds. If it falls short of this, it is " indecisive of tlie matter in issue," and therefore bad.^ This remark, however, goes much further than was rendered necessary by the facts of the case ; for the award contained no manner of description, beyond the mention of " two pieces of land " and " the said premises," and was obviously not even intelligible.^ An award of commissioners, appointed to determine the rights of claimants of land under a patent, ordered that certain of the parties should hold certain of the land " according to their respective possessions, for ever." It was held that the 1 Hare v. Eleay, 11 C. B. 472. 2 Aldrioh v. Jessiman, 8 N. H. 516. ' See Murray u. Bruner, 6 Serg. & R. 276 ; Schuyler v. Van Der Veer, 2 Caines, 235 ; Brown v. Hankerson, 3 Cow. 70. THE AWARD MUST BE CERTAIN. 429 award was, in this respect, " certain, to a common intent." Tliere could be no doubt that the commissioners meant " the actual possessions " of these parties. " An actual possession, quasi pedis possessio, is susceptible of clear and definite proof ; and no lands can be conveyed by any possible mode of expres- sion, dispensing with the necessity of parol proof to locate it." This description would be sufficient in a deed ; ^ and " we can- not require more certainty of description in an award than what the law requires in describing land conveyed by deed. Nor are we to intend, for the purpose of avoiding this award, that there is any uncertainty in these possessions. They may, for aught we know, be included within the most definite and permanent enclosures ; and, if necessary to support the award, we ought to intend that to be the case." ^ In another portion of the same award the arbitrators deter- mined a location by courses and lines. It was argued that two of these lines were uncertain ; but, apparently, no evidence was introduced to establish this fact. Accordingly the court said : " This we cannot say ; for aught that appears both lines may be as well known and as perfectly certain as any lines ever run. There may be marked lines at every rod's distance, or the most durable monuments. It ought to have appeared affirmatively that there were no such lines, or that they were indefinite and vague. We are bound to notice, too, that the commissioners have viewed the lands and caused a survey to be made of the same, and that they have annexed to their pro- ceedings a map or diagram thereof. This map, being thus referred to, may be taken into consideration as part of the description of the boundaries, and by way of elucidating any thing obscure." In this case the map was said to render the two lines objected to " perfectly and mathematically certain." An award was that B. and L. should reconvey " all lands heretofore conveyed or pledged to them by the late G. D. as a » Vin. Abr. Grant ; Co. Litt. 4, 6. 2 Jackson v. Ambler, 14 Johns. 96, at p. 108 {per Spencer, J.). 430 THE AWARD MUST BE CERTAIN. collateral security." It appeared from the pleadings, the facts stated, and even the award itself, that G. D. had given convey- ances upon their face absolute which were claimed to have been intended as collateral security. The award was held to be uncertain for not specifically determining what lands had been thus conveyed as security. " If the arbitrators had directed that all lands conveyed or pledged by G. D. should be recon- veyed, there would have been some difficulty in ascertaining what lands had been conveyed or pledged, from the uncertaintjy where deeds might have been recorded, and whether grants might not have been deposited without a conveyance." But at any rate, " the question whether a conveyance was absolute or as a security only, was a material question," which ought to have been decided by the arbitrators, and not left open to be decided by the parties or some other tribunal. The non- decision of it leaves the award incomplete.^ A bill in equity set forth that the defendant had executed to the complainant certain deeds, one of which, however, convey- ing a fifty-acre lot, stipulated that the complainant should not come into possession of the land described therein until after the decease of the defendant. A subsequent controversy having been submitted, the arbitrators awarded that the defendant should quitclaim to the complainant " all his right and title to all his lands which he had heretofore deeded or attempted to deed to " the complainant. The deed of the fifty-acre lot was ob- jected to as void ; and it. was said, that therefore the award was uncertain, since it might or might not include this lot. Judge Redfield said that the most which could be urged by way of uncertainty against this award was that " if it were a plea in bar, very likely it might be deficient in certainty on a general demurrer. But it is as certain as if it had referred to the deed of the very land, — or nearly so, xipon the testimony, — for there is no other land attempted to he conveyed to which it could be referred." ^ 1 Lyle V. Rodgers, 5 Wheat. 394, at pp. 408, 409. 2 Akely v. Akely, 16 Vt. 450. THE AWARD MUST BE CERTAIN. 431 But if there be no description, save to say " two acres of land," or "the house," or " the farm," it is, of course, uncer- tain and void.i An award described a brewery near the village of , in which the parties had a joint interest. It was held to be suf- ficiently certain in its description, especially in the absence of evidence that there was any other brewery in that neighbor- hood, or that the parties were interested in more than one brewery.^ If a survey or map be annexed to the award and referred to in it, it is proper to rely upon it for an explanation and eluci- dation of the written findings. If by this aid the award becomes intelligible, it will be sufficiently certain.^ An Award concerning the Price of Land. — Where a submis- sion, solely concerning the price of land, referred to a deed of the land to identify it, and the award referred to or followed the deed, it was held not to be void for uncertainty because it happened that the description in the deed was not definite.* Certainty in Aiwards concerning Boundary Lines. — If an award defines a boundary line by monuments, and these monuments do not in fact exist at the time the award is made, it will be void for uncertainty. Also, extrinsic evidence is admissible to establish the fact of the non-existence of the monuments.® An award was that a boundary line " shall be the line estab- lished by the survey of 0. R., as exhibited by him to the arbitrators, and known at the hearing, as the ' R. line,' viz. ; " and then followed the description of the line by metes and courses. This was objected to on the ground that it was un- certain without referring to a plan, not annexed to the award 1 Murray v. Bruner, 6 Serg. & R. 276 ; Schuyler v. Van Der Veer, 2 Gaines, 235 ; Brown v. Hankerson, 3 Cow. 70 ; Aldrich v. Jessiman, 8 N. H, 516. 2 Byers v. Van Deusen, 5 Wend. 268. " Darge v. Horicon Mining Company, 20 Wis. 691 ; Jackson u. Ambler, 14 Johns. 96. < Day V. Hooper, 51 Maine, 178. 5 Giddings v. Hadaway, 28 Vt. 342. 432 THE AWARD MUST BE CEETAIN. and not being a public plan or survey, and not within the con- trol of the defendant. But the court held that since the line was definitely described and could be run, without the aid of the plan, that the award was sufiiciently certain.^ A submission was made in an action of ejectment of a dis- pute about a boundary line. Held, that an award, " in favor of the plaintiff by running a line " described, was sufficient to operate as awarding to the plaintiff all of the disputed land which lay upon his side of this line. Of the portion thus awarded to him " the plaintiff must take possession at his peril. If he takes land not included in the award, the court will do justice on a summary inquiry." ^ Certainty in an A-vraxd in an Action of Trespass to Real £!state. — In an action of trespass quare clausum wherein the title to the locus in quo is contested by reason of a dispute concern- ing the boundary line, it is not necessary that the arbitrators should determine the line. If they find that the locus belonged to one or the other party, and award or refrain from awarding damages accordingly, it will be sufficient.^ Orders concerning Mortgages. — An order that a mortgagee shall re-assign the mortgaged lands, although it do not state for what period the re-assignment is to be, is good ; for it will be intended to apply to the entire estate and interest covered by the mortgage.* ' Awards ordering Security. — An award directing security to be given, but not specifying the nature and amount of the se- curity, and otherwise not fully describing it, is void for uncer- tainty.^ But where the arbitrator ordered a sum named to be paid, or that payment of it should be secured, within a certain 1 Caldwell v. Dickinson, 13 Gray, 365. 2 Massey v. Thomas, 6 Binney, 333. s BaUard v. Mitchell, 8 Jones' Law, 153. * Eosse V. Hodges, 1 Ld. Raym. 233. * Jackson v. De Long, 9 Johns. 48 ; Bamet v. Gilson, 3 Serg. & K. 340; Hew- itt V. Hewitt, 1 Q. B. 110 ; Tipping v. Smith, 2 Strange, 1024 ; Thinne v. Righy, Cro. Jac. 814 ; and see Duport v. Wildgoose, 2 Bulstr. 260. THE AWAED MUST BE CERTAIN. 433 time, the court held that the party bidden to pay must either pay or give such security as should be satisfactory to the creditor.^ An order that the defendant enter into a bond to the plain- tiff, conditioned that the plaintiff and his wife should enjoy certain lands, neglecting to specify the amount of the bond, is Void for uncertainty. The amount can be ascertained only by one or other of the parties, and the arbitrators have no right to delegate such an authoi'ity, but must themselves make a certain determination.^ Award concerning a Cause. — An award concerning a cause that it " shall be no further prosecuted " is both certain and final. It is a good bar to a subsequent suit for the same cause of action.^ statute of Limitations. — A statute of limitations, making five years a bar, was set up in defence to an action brought on the 20th day of February, 1863. The referee found that certain payments in dispute had been made " at sundry .times between the 23d day of August, 1857, and May, 1858." It was held that here was a fatal uncertainty, since it was " im- possible to tell from this whether these payments had been made more than five . years before this suit was brought, or within that period." * Statement of Results. — The fact that arbitrators have stated only the results at which they have arrived, without giving the grounds or processes of reasoning by which they arrived at these results, does not render the award open to the objection of uncertainty.^ Duty of Party to correct Uncertainty. — Where the findings 6f fact by a referee are imperfect, it is the duty of the dissatis- 1 Simmons v. Swaine, 1 Taunt. 548; fully stated ante, p. 425. 2 Samon's Case, 5 Rep. 77 b. ^ Purdy V. Dslavan, 1 Caines, 804. In this case Kent, J., discusses tlie Eng- lish cases at length. * Doyle V. Eeilly, 18 Iowa, 108. 6 Lamphire v. Cowan, 39 Vt. 420. 28 434 THE AWARD MUST BE CERTAIN. fied party to apply for more specific findings, and not to seek to avail himself of the defects. If he act contrary to this duty, the court will presume that the facts necessary to sustain the judgment were properly found.^ Award ordering Payment from Assets. — An award Ordering an executor to make a certain payment out of the assets in his hands is sufficiently certain, though it does not find whether or not there are any assets in his hands.^ How Uncertainty may be availed of. — Mere uncertainty in an award forms no proper ground for the interference of a court of equity to set it aside. If it is so uncertain that it cannot be executed or enforced at law, it is void, and no resort to a court of equity is necessary either for prevention or relief.^ Prom this it follows that in a suit at law upon an award, the objection of uncertainty can be set up, and will constitute a valid and proper defence. I have nowhere found this fact asserted in precise terms, but this is a common method of availing of the alleged defect, and it is never objected to as an incorrect method. Its propriety must therefore be regarded as established. Though it must be acknowledged that in- stances might arise when it would be a hardship to refuse to a party the privilege of bringing a bill in equity to avoid an award for uncertainty ; as, for example, an award void for un- certainty might create a cloud upon a title to real estate, which could never be removed if the opposing party should not see fit to sue, and a bill in equity would not lie. If an award is clearly void, on its face, for uncertainty, the defendant in a suit upon it may demur.* But if a state of facts, on which the award would be good, can be supposed, semble that it would be the duty of the court, upon demurrer, to presume the existence of such facts. It 1 Brainerd v. Dunning, 30 N. T. 211. 2 Russell on Arb., 3d ed. p. 276 ; Love v. Honeybourne, 4 Dowl, & Ry. 814. ' Perkins v. Giles, 53 Barb. 342. < Hewitt V. Furman, 16 Serg. & R. 136. THE AWARD MUST BE CERTAIN. 435 would eveu be imperative to do so after a jury had given a verdict in favor of the award. ^ If the award be returnable into court, the fact that it is not certain or not iinal may be made the basis of a motion to set it aside.^ A party who has not excepted to the findings of a referee cannot object to the report, nor have it reviewed on appeal. It must stand as a correct and final finding of the facts.^ And if exceptions are taken and filed they must be incorporated in the case ; otherwise the court of law will assume that none were in fact taken.* Explanation of Uncertainty. — Arbitrators or referees are not competent witnesses for the purpose of explaining any thing vague or uncertain in the award or report.^ How far extrinsic evidence is admissible to prove that what might be uncertain is not so in fact, is a matter which has been already discussed.^ 1 Hewitt V. Furman, 16 Serg. '&, R. 135. 2 Russell on Arb., 3d ed. pp. 668-661. 3 Sutherland v. Rose, 47 Barb. 144, at p. 149. < Ibid., at p. 150. 5 Kingston v. Kincaid, 1 Wash. C. C. 448 ; Aldrich v. Jeesiman, 8 N. H 516 ; Ward V. Gould, 5 Pick. 291. 6 Ante, in this chapter, in the paragraph entitled Evidence concerning the Existence of a Dispute. CHAPTER XVI. RULES OF CONSTRUCTION. Ancient prejudice against arbitration. Modern rule is to construe awards liberally. The award is to be construed by the aid of the submission, &c. Construing orders in excess of authority as merely cautionary. An award may be good by manifest implication. An award of costs may be good by implication. An award in too general language may be restricted. The degree of proof required to prevent such restriction. Construction of awards concerning boundary lines. Presumption in awards concerning boundary lines. Explanation of awards concerning boundary lines. Discrepancy between the submission and award concerning a boundary line. Requisition that acts be done interchangeably or contemporaneously. Every presumption and intendment will be in favor of the validity of the award. The presumption is that the arbitrators have followed the submission. Limit to the rule of favorable presumption. Construction of a reservation of a question for the court. Effect of inconsistency in an award. Favorable construction of apparently inconsistent findings. Explanations by the arbitrator. Ancient Prejudice agcunst Arbitration. — In old times a con- siderable degree of prejudice was often exhibited against the system of adjusting disputes by voluntary arbitration in pais. The established tribunals manifested jealousy of so irregular a substitute as was presented by a board of arbitrators, liable often to be composed either in whole or in part of laymen. It was not to be presumed that justice could be so wisely, as certainly it could not be so learnedly, administered by the un- professional tribunal. Neither could the arbitrator issue exe- cutions and send sheriffs armed with all the powers of the law to enforce performance of his decree. For the sake of the dis- putants themselves, it was said that they should be preserved, even in their own despite, from the probable erroneousness and certain non-enforceability of the rvsticum judicium. RULES OF CONSTRUCTION. 437 Modern Rule is to construe AT^rards liberally. — It is well known, however, that this old-time hostility has long since dis- appeared. Courts are rather glad than otherwise, in the pres- ent busy age, to be relieved of any portion of those burdens of litigation which, without such assistance, they would be quite unable to bear. A sounder doctrine has prevailed for a cen- tury past. Because the arbitrators are judges chosen by the parties themselves, who, in entering into the agreement, are acting rationally in their own business and without compulsion, it has long since been the rule of the courts that the award is to be " liberally construed." ^ Courts have now, it is said, departed from the ancient strictness, " which was a reflection on the administration of justice." ^ This change is one which " we have no reason to regret, and awards ought to be viewed indulgently." ^ " For the benefit of society critical niceties are discouraged." * No sound reasons seem to exist " against so benign a construction of awards as will enable us to enforce them, wherever consistent with any judicial principles," the purpose being " to give eflect and operation to the intention of the arbitrators." ^ Technical precision and certainty are never demanded. It is sufiicient if the decision be so expressed that " plain men acquainted with the subject-matter can understand it."^ Such is the language of the tribunals of the United States. The old-fashioned rigidity had been pretty thoroughly dispensed with before these courts were established, and the principal traces of its existence are to be found in such state- ments as these, which seem to be necessary at all only for the purpose of fehowing that it is quite defunct. 1 James v. Thurston, 1 CUff. C. C. 367 ; Smith v. Smith, 4 Rand. 95 ; Purdy V. Delayan, 1 Caines, 304 (per Kent, J.) ; Jackson v. Ambler, 14 Johns. 96 ; Walk- er V. Merrill, 13 Maine, 173 ; Spear v. Hooper, 22 Pick. 144 (per Chief Justice Shaw) ; Archer v. Williamson, 2 Har. & Gill, 62 ; Rixford v. Nye, 20 Vt. 132. 2 Schuyler v. Van Der Veer, 2 Caines, 235. ^ Jackson v. Ambler, 14 Johns. 96. * Gonsales v. Deavens, 2 Yeates, 539 (decided in 1800). 5 Archer v. Williamson, 2 Har. & GiU, 62. So also in SkiUings v. Goolidge, 14 Mass. 43. S Butler v. Mayor, &c., of New York, 1 Hill, 48# 438 RIFLES OF CONSTRUCTION. The modern doctrine in England is to the same purport. " An award," says Russell, " is to receive a liberal and sensi- ble construction, and as far as possible to be governed by the intent of the arbitrator." ^ And again he says that the " courts of law will always construe awards, and hear motions respect- ing them, with a desire to sustain the judgment of the tri- bunal which the parties have selected, and 'which in so many instances acts beneficially for them." ^ But the judges in laying down these rules of liberal inter- pretation frequently say that they must not be stretched too far ; that an award must be certain and final. Speaking of such expressions. Judge Coleridge remarks that they appear " to be often used with too much strength. Awards are to be construed sensibly, as all other instruments." ^ Thus, if the arbitrator directs an act to be done, but names no time within which it shall be done, a reasonable time for its performance will be intended.- If it is ordered that a division of personalty be made among " lieirs-at-law," the phrase may be taken to mean " all the tes- tator's children living, and the child or children of any who died in his lifetime." ^ The A-ward is to be construed by the Aid of the Submission, &o. — " In giving a construction to an award, the court is fully warranted in considering the surrounding circumstances, and in reading it in the light they afford. And of these circum- stances are the articles of submission," and likewise a bond, executed pending the arbitration, whereby one of the parties bound himself to hold certain of the property in dispute, and either to give it up, if so ordered by the award, or, in lieu of surrendering it, to pay such sum for it as should be ordered.^ 1 Russell on Arb., 3d ed. p. 495. 2 Ibid., p. 681. 3 Stonehewer v. Farrar, 9 Jur. 203. * Freeman v. Bernard, 1 Salk. 69. 5 Smith V. Smith, 4 Rand. 95. ' Kanftse v. Kanouse, 36 111. 439. RULES or CONSTRUCTION. 439 Construing Orders in Excess of Authority as merely cautionary. — Where the arbitrator exceeds the scope of his authority in directing arrangements to be made, which he has no power to order, this portion of his award may sometimes be construed as being not strictly imperative, but ratlier explanatory, and a statement made to save possible misunderstanding. Thus, a submission was made of a specific demand for money, as due from S. to C, and of all other demands between the parties. The referees reported that S. should pay C. a certain sum ; and added that, whereas it was admitted that C. had in his possession property of S. as security for advances, therefore it was awarded that this property should be sold as soon as might be, the proceeds to be placed to the credit of S., and any bal- ance, after deducting the sum already found to be due from S. to C, to be paid to S. on demand. Objection was made to the report on account of want of certainty and finality in these lat- ter directions. But the court said it was not necessary to con- sider these provisions at all. The referees had no authority to make any award, or to give any orders concerning the prop- erty. " It is proper, therefore, to consider every thing stated in the report touching this subject, as cautionary on the part of the referees, to prevent the inference, which might have been drawn from the submission of all demands, that the prop- erty in the hands of C. had become his." The proviso was to be regarded as for the benefit of S., to ensure against the re- port standing in the way of his recovering his property after he had paid his debt. It was solely to prevent disputes. It was not to be construed as an attempt to settle the title in the property, which must be established by other means.^ An Award may be good by Manifest Implication. — The rule is reasonable and well established that if, by manifest implica- tion, that appear which, if positively expressed, would render the award good, that is sufficient to support it. A submission was entered into under a contract which stip- 1 Skillings v. Coolidge, 14 Mass. 48. 440 RULES OF CONSTRUCTION. ulated for payments by. instalments. It was " evident, that the award embraced the entire contract, and directed the pay- ments to be made by instalments corresponding with the con- tract." But it was objected that the submission authorized the arbitrators to award only as to the first instalment, and since the first payment might, for aught that appeared on the award, be ordered in respect of a later instalment, the award was not divisible, and was void. But the court considered that this was not a reasonable construction or intendment of the award, and refused to vacate it on this ground.^ C. and L., copartners, submitted all matters in difference. The award found that C. owed L. 1808.49, " which sum in- cludes the settlement for the T. oxen, and C. is relieved from liability on account of the same, as between the parties." It was objected that the award was not mutual, because it did not in express terms require L. to relieve C. from the partnership debt to T. But the court considered that, upon a fair con- struction of the award, this requisition would be implied.^ A submission was made to arbitrators to determine whether a pew "legally belongs to the estate of M. D., to those who claim under her, or to any of them, or to H.," and stipulated that if the award should be that the pew did belong to the estate of M. D. or to persons inheriting from her, tlKen H. should execute a conveyance of his right, title, and interest therein to S. The arbitrators awarded that the pew " belonged to and was the property of M. D. at the time of her decease," and " therefore " directed that H. should make the stipulated conveyance to S. The award was objected to as not following the submission nor deciding the case submitted. But the court upheld it ; for, " by necessary implication " from the order that H. should convey, the arbitrators found the better title to be in the heirs of M. D. Further, the finding that the title was in M. D. at the time of her decease was, " in effect and 1 Rixford v. Nye, 20 Vt. 132. * Lamphire v. Cowan, 39 Vt. 420. RULES OF CONSTRUCTION. 441 by necessary implication, taken in connection with the subject- matter of the controversy and tlae evidence," a finding that the title remained in her heirs at the time of the award.^ An Award of Costs may be good by Implication. — Where the submission or reference is of a pending cause, it may be laid down, as a general rule, that an award of costs, without more, will generally be construed as a finding, by implication, of the substantial issues in favor of the party to whom costs are awarded. Thus it has been said in Massachusetts that if the referees to whom is referred a pending cause report only that a party shall recover his costs, this is construed as a find- ing in favor of that party, upon the merits and the matter in issue.2 If a suit in which damages are claimed, is submitted, an award that one party shall " pay all the costs of the suit pend- ing in the court from which the reference had its origin," is, " by necessary implication, a decision that he should recover no damages for his alleged cause of action." ^ An Award in too General Language may be restricted. — It has " been settled that an award, though expressed in such gen- eral terms as to include all disputes, may, in its operation, be restricted to the particular disputes submitted." (See post, p. 465 et seq.) And unless it be expressly shown that the arbitrators have investigated matters not included in the sub- mission, " though their language, from a want of technical precision, may be too general, the presumption is that they performed nothing beyond their duty." * In the cited case, a submission was entered into concerning the divisional lines of certain real estate and trespasses alleged to have been com- mitted thereon. The award passed specifically upon these mat- ters, and contained also the general direction that " all actions, 1 Spear v. Hooper, 22 Pick. Hi. 2 Stickles V. Arnold, 1 Gray, 418 ; Buckland v. Conway, 16 Mass. 396. 8 Sears v. Vinqent, 8 Allen, 507. * Joy V. Simpson, 2 N. H. 179 ; and see Ward v. Hall, 9 Dowl. 610, stated post, in the chapter on the Divisibility of the Award. 442 RULES OF CONSTRUCTION. controversies, &o., between the parties, touching the premises," should cease. Upon the strength of the foregoing principles the force of this general language was so far curtailed that the award was construed to be within the scope of the submission. Even so early as in Rolle's Reports, we find a similar adju- dication. Certain suits as to titles were submitted, and the award directed all suits to cease. It was held that this order in the award should be construed only of and concerning the suits included in the submission.^ P. and A., having claims against each other, reduced them to writing and submitted them to arbitrators. The award was that A. was indebted to P. in the sum of f 33.50, " to balance claims, demands, and accounts between them, and that P. recover 133.50 balance of accounts." It was objected that this award appeared to give a sum to balance all claims, &c., between the parties, whereas only certain specific claims had been submitted. But the court said they must " take it for granted " that the sum awarded was to balance only such claims, &c., as had been submitted, at least until it was affirm- atively shown that there were other claims between the parties which had not been reduced to writing and submitted.^ It will be observed that the proof was here required to extend, not to the fact that other claims had been in fact considered by the arbitrators, but only to the existence of such claims. But the language of the court may have been lax, since the precise point of whether or not the mere existence of claims would suffice to overturn the award was not in issue. The Degree of Proof required to prevent such Restriction. — " The court will not intend that claims not embraced by the submission were in fact considered and decided by the arbi- trators merely because the terms of the award are broad enough to cover such claims." The fact may, however, be shown by the party seeking to impeach the award. The sub- 1 Ingraham v. Webb, 1 RoUe's Rep. 362 ; Webb v, Ingram, Cro. Jac. 663. 2 Parsons v. Aldrich, 6 N. H. 264. BULBS OF CONSTRUCTION. 443 mission related to partnership controversies, debts, and ac- counts. It was objected that certain joint and several notes had been improperly taken into consideration and awarded upon. The Court said that it was impossible, from the mere form of these notes, to say what was the relationship between the parties in respect of them. They might have been notes of the firm. And, further, they refused to " presume against the award of the arbitrators that matters which have been laid before them, and have been considered and determined by them as partnership claims, are not matters included in the sub- mission, merely because they are such that they may not have been properly included in the award. The party who assails an award must clearly go further than merely to show that the referees may have erred." ^ Construction of Aiwards concerning Boundary Lines. — Com- missioners were appointed to set off a widow's dower in wood- lands. Among the boundaries given was the following : " to an oak-tree marked, thence, on the heirs of J. K., to another oak-tree marked." It was contended upon the one hand that the line between these two marked oak-trees must be straight. On the other hand it was contended that the line should be curved. Parol evidence was offered in the lower court to sup- port the latter theory, but was rejected. This ruling was held, upon appeal, to be " in all respects correct." For," when a line is given in any deed or other instrument of conveyance to be run from one landmark to another, it is a necessary in- ference that a straight line is to be run from one of the termini to the other, and without regard to the correspondence of either course or distance, unless a different line is described in the deed or instrument of conveyance." The parol evidence which was offered in reference to old monuments was irrele- vant, for the reason that these were not referred to in the report. There was no latent ambiguity in the return ; it was to " be ascertained by its language, and it would be a danger- i Richardson v. Huggins, 23 N. H. 106. 444 RULES OF CONSTEUCTION. ous precedent, and in violation of a well-known rule of evi- dence, to allow it to be varied, explained, or controlled by parol evidence." ^ This case is explained in the later case of Clark V. Burt,^ as only deciding " that where a boundary line is given in a deed to be run from one given monument to another, it must be deemed to be a straight line, unless a dif- ferent one is described in the deed [i. e., report]. It is true that, in the case cited, the description was ' by the line of the heirs of A. B.' But it is quite apparent that in fact, in that case, there was no such existing line as that stated in the deed [report]. It was only an imaginary line, passing over the land of the heirs of A. B., and, of course, could not be adopted as a controlling boundary, or justify a departure from a straight line between the two points given." In this last-cited case the description in the award was " to a stake and stone (described) ; thence, westerly, by land of said C. to a spruce-tree in the swamp." The localities of the stake and spruce-tree were not in dispute. In the lower court the award was held void for uncertainty in the description of this line, and this decision was sustained upon appeal. For it was said that if only termini were named, the line must be a straight one between them. But if monuments or other ex- traneous matters were introduced into the description as part of the boundary, and the line was required to conform to these, then the rule of the straight line must yield ; and the phrase " bounded by land of A. B.," or the like, was the introduction of a controlling monument, or the equivalent thereof.^ PTesumption in Avrards concerning Boundary Lines. — It is said that where the arbitrators are to establish the boundary by ref- erence to or in accordance with some original line, it will be pre- sumed that they have followed this instruction in their finding.^ 1 Allen V. Kingsbury, 16 Pick. 235. 2 4 Cush. 396. ' See a further statement of this case, post, in the chapter on Testimony of the Arbitrator. 4 Eohertson v. M'Niel, 12 Wend. 578. BULES OF CONSTRUCTION. 445 Explanation of A'wards concerning Boundary Lines. — An award concerning boundary lines may be explained by evidence show- ing what and where are the metes and lines mentioned in the award.i Discrepancy bet^iveen the Submission and A^nrard concerning a Boundary Line. — A submission to arbitrators to run a boundary line, stipulated that a certain cedar post on the river's bank should constitute the starting-point. The award, in describing the line, began at a stake in the margin of the river. But the court held that it did not appear that the arbitrators had dis- regarded the cedar post, and taken an unauthorized point of departure. " There is no averment that the stake is not at the identical place where the cedar post stood when the bond was executed. We cannot intend that the arbitrators commenced running the line at a different place from the one designated. If they did, it was matter of defence, and must be shown by the defendant." ^ Requisition that Acts be done interchangeably or contempora- neously. — Where an award concerning real estate directs each party to execute a release to the other, it will, unless otherwise clearly to be inferred from the language of the award, be pre- sumed that the acts were intended to be concurrent and depend- ent. Neither party will have a right to demand performance by the other, without performance or simultaneous tender of performance on his own part. The mere order in which the acts are stated in the award will be immaterial.^ An award directed A. and B. to execute " forthwith " cer- tain conveyances to C, and ordered 0. " forthwith " to execute indemnities and releases to A. and B. This was construed to require C. to give the indemnities and releases immediately upon receiving the conveyances from A. and B., and was there- 1 Robertson u. M'Niel, 12 Wend. 578 ; but see Clark v. Burt, in the chapter on Testimony of the Arbitrator. 2 Bacon v. Wilbur, 1 Cow. 117. ' M'Neil V. Magee, 5 Mason, 244 (Story, J.). 446 EULES OF CONSTRUCTION. fore held to be good. The indemnities were to be executed so soon as the parties to whom tliey were to run, should put themselves in a condition to ask for them, that is to say, so soon as the contemplated conveyances should be made.^ Where one party agreed to release to the other certain land, and the purchaser agreed to pay " therefor " such sum as the arbitrators should determine to be the value of the same, held, that the seller was not bound to tender a deed uncondi- tionally and without payment, but only to be ready to give a deed upon payment. The delivery of the deed and the deliv- ery of the price determined upon by the arbitrators were to be concurrent acts.^ Every Presumption and Intendment •will be in Favor of the Valid- ity of the Award. — Every reasonable presumption and intend- ment will always be entertained in favor of the validity of the award, as in the case of a judgment.^ The party seeking to im- peach it will therefore have upon himself the burden of proof, in order to destroy these presumptions.* Thus where a suit for trespass to real estate was submitted, the title being in dispute, and the award found that the plaiu- tifiF had the better title, and the defendant had " no title which would justify his acts," the court presumed, nothing to the contrary appearing, that the defendant had not sought to jus- tify on the strength of the title of any other person.^ A submission was entered into between the parties of " all demands between them," under a. statute declaring that only 1 Boyes v. Bluok, 13 C. B. 652. 2 Inhabitants of Portland v. Brown, 43 Maine, 223. 3 Strong 1/. Strong, 9 Cush. 560 ; Tallman v. TaUman, 5 id. 325 ; Hayes v. ForskoU, 31 Maine, 112 ; Lampliire v. Cowan, 39 Vt. 420 ; Kendrick v. Tarbell, 26 id. 416 ; Gonsales v. Deavens, 2 Yeates, 539 ; Parsons v. Aldrich, 6 N. H. 264 ; Kske v. South Wilbraham Mfg. Co., 7 Allen, 476 ; Jackson v. Ambler, 14 Johns. 96 ; Rixford v. Nye, 20 Vt. 182 ; Henrickson v. Eeiubach, 33 111. 299 (in which case the principle was carried to a great length ; see full statement in the chapter on Certainty) ; Case v. Ferris, 2 Hill, 75. See Robertson v. M'Niel, 12 Wend. 578, stated ante, pp. 444, 445. * Ibid. s Thoreau v. PalUes, 5 Allen, 354. RULES OF CONSTRUCTION. 447 such demands could be submitted " as might be the subject of a personal action at law, or of a suit in equity." The awa^d was simply that the plaintiff should recover a certain sum, and that " the same should be in full of all matters referred to us." The presumption being in favor of the award, it was upheld as good, against the objection that it did not appear that all the matters included in the decision " were the subject of personal actions at law or suits in equity." ^ An award ordered J.D. to assign to S. G. certain bonds, given by M. G. to J. V. The assignment was to be to the use of said S. G., and made at his " own proper risk and costs." The award was objected to because it did not appear that J. D. had any title or interest in or to these bonds, to which he was, nominally at least, no party. But the court, refusing to presume any thing against the award, said that it was sufficient, if they could not actually and affirmatively collect from the award itself that J. D. had in fact no claim whatever to the bonds which he was directed to assign. This did not appear upon the face of the instrument, and apparently no proof was even offered to show it, and the award was sustained.^ The Presumption is that the Arbitrators have followed the Sub- mission. — The general presumption always is that referees have decided all which they ought to have decided, and that they have not considered nor included in their award any thing which it was not within the scope of their authority and duty to decide.^ So also it has been declared in Massachusetts that it will always be presumed in the first instance, unless the award itself contradicts the presumption, that the arbitrators have decided all which it was their duty to decide. A party seek- ing to impeach the award on the ground that jthey have not 1 Fiske V. South Wilbraham Manufacturing Company, 7 Allen, 476. 2 Gonsales v. Deavens, 2 Yeates, 539. ' Chapin v. Boody, 25 N. H. 285 ; Joy " Simpson, 2 id. 179 ; Parsons v. Aldrich, 6 id. 264. 448 RULES OF CONSTRUCTION. done SO, will be obliged affirmatively to prove the omission oi- neglect.^ Idmit to the Rule of Favorable Presumption. — There is, of course, a limit to the extent to which favorable presumptions can be indulged. An award must be construed reasonably, and not in contravention of its obvious meaning ; nor should that meaning be forced. An award specified several debts as being due by the parties jointly, and also found that " all outstanding debts for cattle, if any such, are joint." " It was held that it was impossible to construe the specific debts named as including all the debts due for cattle ; also that it was impos- sible to assume that there were no outstanding debts due for cattle, simply because none had been specifically found. The court, being unable to go to this length, held the award void.^ Construction of a Reservation of a Question for the Court. — If referees in their report reserve a question to be determined by the court, the extent of the reservation will be narrowly and precisely construed. Thus where referees awarded that, if the court should be of opinion that a certain act was a fraud which would avoid a sale, they found in favor of one party, otherwise they found in favor of the other party ; the court held that the matter referred to them was only whether or not the act was per se fraudulent, i. e., whether such an act was fraud as matter of law ; that if it was only evidence of fraud, no matter how strong, they could not declare it to be fraudu- lent.3 Effect of Inconsistency in an Award. — An award must be consistent. If it be not so, it is not, strictly speaking, possible. Tet the existence of contradiction or repugnancy between dif- ferent parts of the instrument will not always avoid it. The wish of the courts, in modern times, is to construe the award so that it can stand as a determination of the matter in dispute ; i Strong V. Strong, 9 Cush. 560 ; Tallman v. Tallman, 5 id. 325. 2 Pattou •,. Baird, 7 Ired. Eq. 255. ' Gould V. Ward, 4 Pick. 104. RULES OF CONSTRUCTION. 449 and they will seek this consummation by any means reasonably open to them in the case.^ , Thus where several actions had been referred, the award was that the actions should cease ; and also that in one of them, an ejectment suit, judgment should be entered. The court avoided the necessity of construing the award to be inconsist- ent by reading the two directions together, and holding the intention of the award to be that the suit in ejectment was to cease unless the defendant gave up the premises by a certain day ; but that in event of such failure upon his part, judgment should be entered up and execution taken out.^ The old rule was, that if there was a contradiction or incon- sistency between two parts so that both could not stand, the , former should stand and the latter be rejected. But if the lat- ter was intended only as an explanation of the former, then both should be sustained.^ Though how things contradic- tory can be regarded as explanatory of each other, it is some- what difficult to conceive ; and still more difficult to see how two inconsistent orders could each be enforced. And accord- ingly the English rule now is, as stated by Mr. Eussell, that " where the award is manifestly inconsistent and repugnant, the court will set it aside." But the rule that if the award is capable of being sustained, the first part shall prevail and the latter be rejected, has been also asserted in New York.* A suit was based on an alleged fraudulent representation by the defendant concerning A.'s circumstances. In his award, the arbitrator found that the defendant had not given a fair representation, and had omitted to state material facts ; also that the defendant was not guilty of fraud in so misrepresent- ing and neglecting to state all that he should have stated. 1 Russell on Arb., p. 289 ; In re Templeman i/. Reed, 9 Dowl. 962 ; Stone- hewer V. Farrar, 9 Jur. 203. 2 Jones V. Powell, 6 Dowl. 483. 3 Perry v. Berry, 3 Bulstr. 62 ; and see Sherry v. Richardson, Pop. 15. * Cox V. Jagger, 2 Cow. 638 ; stated at length, post, in the chapter on Divisi- bility of the Award. 29 450 EULES OF CONSTRUCTION. Yet the arbitrator said that he felt bound by the adjudications in the reports to find that knowledge of the falsehood was fraud and deceit. Wherefore he awarded in favor of the plaintiff. The court held that his view of the law was wrong, and declared the award void. Parke, J., said: "The conclusion to which the arbitrator has come in this case is quite absurd. He says, ' I think he is innocent,' and then awards against him."i Favorable Construction of apparently Inconsistent Findings. — Russell says : " The necessity of finding on each issue has sometimes exposed the arbitrator to a charge of making an inconsistent award, but the two following cases will free him from any ungrounded apprehension on that score." The cases referred to are these : Suit was brought on an agreement. The defendant pleaded : 1. Denial of the agree- ment ; 2. Denial of the breach ; 3. He admitted the agreement, but alleged its rescission before breach ; 4. That it was varied by consent. Other pleas were also set up by him. The award was of a general verdict to be entered for the defendant. The court regarded this as equivalent to finding for the defendant on each issue, and held that such a finding in his favor, though upon inconsistent pleas, did not render the award inconsistent, since it was possible that had the cause been tried at Nisi Prius the circumstances might have warranted such a finding.^ In debt, where the defendant's pleas are nunquam indebitatus and payment, the award may consistently be for the defendant upon both, since, if at a trial of the case the plaintiff should fail to prove his case and the defendant should prove payment, the verdict would be entered for the defendant on both issues.^ In suit in assumpsit on a retainer to project certain works, and to examine certain bills with care, the defendant pleaded : 1. Nbn assumpsit; 2. No retainer; 3. Use of due care in pro- 1 Ames V. Milward, 8 Taunt. 637. 2 Cooper V. Langdon, 9 Mee. & W. 60, and 1 Dowl. n. b. 392, 3 Maloney v. Stockley, 4 Man. & Gr. 647. RULES OF CONSTRUCTION. 451 jecting ; 4. Use of due care in examining the bills. The award found for the defendant on the first, second, and fourth issues, and for the plaintiff on the third. This was held good and not repugnant, for that the finding on the third and fourth issues must be regarded as hypothetical, and made only in order to determine the costs upon them.^ Plaintiff declared in case, alleging that h? was entitled to the reversion in a close, and that one H. had wrongfully and injuriously erected encumbrances thereon, and that the defend- ant had wrongfully and injuriously continued said encum- brances. Pleas : 1. Not guilty ; 2. That H. did not erect the encumbrances on the close. The award ordered a verdict for the plaintiff on the first plea, and for the defendant on the sec- ond. It was held not inconsistent, since the first plea put in issue only the continuance of the encumbrance by the defend- ant, and not its erection by H.^ Explanations by the Arbitrator.' — The Subject of hoW far statements, afiidavits, or testimony of an arbitrator may be availed of to aid in the construction of the award is discussed in the chapter on Testimony of the Arbitrator. 1 Duke of Beaufort v. Welch, 10 Ad. & El. 527. 2 Grenfell v. Edgcome, 7 Q. B. 661. CHAPTER XVH. DIVISIBILITY OP THE AWARD ; AWARD GOOD IN PART, BAD IN PART. An award good in part and bad in part may often be separated. Whether the good part need decide all the matters submitted. An award may be separable in respect of matters all ordered to be done by the same party. An old English rule. Cases illustratiye of the old rule. The modern rule. Cases illustrative of the modern rule. Elimination of orders in excess of the arbitrator's authority. Separation where the excess constitutes a portion of a consideration or condition precedent. Excess in awarding costs is generally separable. Excess in an order concerning a specific sum. Excess by establishing a condition precedent may be separable. Excess in award directing a payment. Excess in orders for the execution of releases. Excess in directions for the future conduct of the parties. Excess in awards concerning real estate and boundaries. Excess by orders made in respect of strangers to the submission. Excess by ordering a verdict or a judgment. If the court cannot distinguish the excess, the whole award is bad. Excess by not following the submission. Excess by reserving further powers or duties. Separation will not be allowed if the decision of the principal point in dispute is to be rejected. Award of a gross amount, covering matters not within the arbitrator's authority. Separation of an award finding a gross sum may sometimes be made. The presumptions will be favorable to separation. The desire of the courts is to make the separation. Separation in cases of an uncertainty in part of the award. Separation may sometimes be effected where the party losing thereby will waive his advantage or objection based on the bad part. An award in the alternative may be separated. Effect of an offer to perform an inoperative order. Effect of separation on directions concerning fees. The court may hold a separable award under advisement. Suits instituted upon separable awards. DIVISIBILITT OF THE AWAED, ETC. 453 An A-ward good in Part and bad in Part may often be separated. — Since the days of King James the First i the characteristic of divisibility has been recognized as inherent in the award under certain circumstances. An award may often be good in part and bad in part. In such an event, if the good portion be com- plete in itself, and be wholly seplirable from and independent of the bad part, it may be sustained. The bad part will be rejected. 2 It will not be actually stricken out, but it will be simply set aside and disregarded.^ This doctrine, however, will never be applicable if there be any connection or interdependence between the good and the bad parts. If any injustice would be effected by allowing a portion to stand and rejecting the rest, the separation will not be permitted. It should be obvious from the award, the sub- mission, and the attendant circumstances, that the arbitrators would not have altered their finding in the good part, had they known that the remainder would be inoperative or unenforcea- ble. If the good part is based upon the bad as a condition precedent, or as a consideration, either in part or in whole, the entire award will be void. If the nullity of the bad part de- prives a party of a benefit which it was intended that he should have, by way of exchange or equivalent, in full or in part, for matters awarded against him in the good portion of the award, then this residue, at least as against him, will not be capable of enforcement, since he will not reap from the award the ad- vantage which the arbitrators desired to have him take. If the foundation of the good part fails even partially, the avoidance 1 Prior to that time, says Chief Justice Holt, the rule was inflexible that if the award was had in any part, it was void altogether. Furlong v. Thornigold, 12 Mod. 533. 2 Orcutt V. Butler, 42 Maine, 83 ; Clement v. Durgin, 1 Greenl. 300 ; Nichols V. Rensselaer County Mut. Ins. Co., 22 Wend. 125 ; Shearer v. Handy, 22 Pick. 417 ; Chase v. Strain, 15 N. H. 535 ; Parmelee v. Allen, 32 Conn. 115 ; Cohen v. Habenicht' 14 Richardson, Eq. (So. Car.) 31 ; Stone v. Phillips, 4 Bing. N. C. 37 ; Cromwell v. Owings, 6 Har. & J. 10 ; Caton v. McTavish, 10 Gill & J. 193. 3 Woglam V. Burnes, 1 Binney, 109. 454 DIVISIBILITY OF THE AWARD, ETC. of the whole instrument is inevitable.^ Such is the general rule, though certain exceptions to its operation in peculiar cases will be noted hereafter in this chapter, especially in the paragraphs entitled " Separation where the Excess constitutes a Portion of a Consideration or Condition Precedent," and " Ex- cess by establishing a Conditfcn Precedent " may be separable. Whether the Good Part need decide all the Matters submitted. — It is said by Russell, that " if, notwithstanding some por- tion of the award is clearly void, the remaining part contain a final and certain determination of every question submitted, the valid portion may frequently be maintained as the award, though the void part be rejected." ^ But it appears that the conditional requisition herein embodied, viz., that " every question submitted " should be determined, is operative only where the submission is itself inseparable, as, for example, where it contains the ita quod clause or an equivalent thereof. In Stone v. Phillips, which Mr. Russell cites as his authority, an action of ejectment included in the submission was not de- cided ; and Chief Justice Tindal said, " I cannot say that the award is good, when the condition of the submission is that the arbitrator shall award on the premises referred to him." So, in Auriol v. Smith,^ it was said that an award might be " good in part and bad in part, where the submission was clearly capa- ble of being separated." 1 Commonwealth v. Pejepscut Proprietors, 7 Mass. 399, at p. 420 ; Clement v. Durgin, 31 Greenl. 800 ; Nichols v. Rensselaer County Mut. Ins. Co., 22 Wend. 417 ; Chase v. Strain, 15 N. H. 535 ; Parmelee v. Allen, 32 Conn. 115 ; In re Tandy v. Tandy, 9 Dowl. 1044 ; Auriol v. Smith, 1 Turn. & R. 121 ; Watkins v. Philpotts, M'Lel. & Y. 393 ; Nickels v. Hancock, 7 De G., M. & G. 300 ; Candler V. Fuller, WUles, 62 ; Stork v. De Smeth, ib. 66 ; Bowes v. Fernie, 4 M. & C. 150 ; Bacon's Abr. Arb., E. 3; Eolle's Abr. Arb., K. 8, p. 253; Com. Dig. Arb., E. 14 ; Winch v. Saunders, Cro. Jac. 584 ; Pope v. Brett (notes), 2 Saunders, 298 b ; Thinne v. Rigby, Cro. Jac. 314 ; Barney v. Fairchild, RoUe's Abr. Arb., N. 9, p. 259 ; Hawkyard v. Stocks, 2 Dowl. & Low. 936 ; Russell on Award, Part II., chap. 5, § 9 (p. 321), citing the preceding authorities. Nearly all of these cases will be found stated at length in the subsequent portions of this chapter. 2 Russell on Arb., 3d ed. p. 812, citing, by way of authority. Stone v. Phillips, 4 Bing. N. C. 37. » 1 Turn. & E. 128. DIVISIBILITY OF THE AWARD, ETC. 455 The principle has been laid down in the above shape by the court in Maine, where it has been held that if the submission, either in terms or by implication, contains the ita quod clause, so that the validity of the award is expressly made conditional upon the decision of all the matters submitted, and the nulli- fication of the bad part would prevent the award from making the entire disposition intended, then the whole award must fall.i Several cases, stated in this chapter, will be noticed wherein an award, good* only as to a portion of several distinct matters submitted, has been upheld as valid in respect of these.^ An AwaxA may be separable in Respect of Matters all ordered to be done by the Same Party. — It is obvious that where several orders are given, all to be performed by one person, and of these some are good and some are bad, this person can lose nothing by being relieved from performance of the bad part. He cannot thereby be deprived of any equivalent or recom- pense. Wherefore, the general rule has been laid down to the effect that " if the same party is required to do several things, and, as to some of them, the award is bad on the ground of uncertainty or because the arbitrators have exceeded their powers, this can furnish no good reason for holding the party discharged as to those things which are well awarded." It can only be " where the good and the bad relate to different parties, and the void part of the award is the consideration or recompense of the thing awarded on the other side," that the whole award must fail.^ An Old English Rule. — A rule to be gathered from many of the old English cases, but which can no longer be considered 1 MeNear v. Bailey, 18 Maine, 251. ^ See, for example, Nichols u. Kensselaer County Mut. Ins. Co., 22 Wend. 125 ; Gordon v. Tucker, 6 Maine, 247, at p. 255 ; Giddings v. Hadaway, 28 Vt. 342 ; Bacon v. Wilber, 1 Cow. 117. 3 Nichols V. Kensselaer County Mut. Ins. Co., 22 Wend. 125 [per Bronson, J.). Language to the same purport is used in Gordon v. Tucker, 6 Maine, 247, at p. 256. 456 DIVISIBILITY OF THE AWARD, ETC. to be in force, as is clearly shown by the cases stated in this chapter, was substantially that awards were to be sustained, whatever portions were stricken out as being bad, provided that after the excision there still remained something awarded upon each side, so that the technical rule of mutuality was satisfied, even though the award itself was so far modified that it became " a very different measure of reciprocity from that which the arbitrator intended." ^ Cases Illustrative of the Old Rule. — The following case fur- nishes an example of the unjust d^eration of the old rule. The arbitrator awarded that the defendant should execute a bond, with two sureties, for the payment of a certain sum of money to the plaintiff, and that thereupon the plaintiff should execute a release. The direction concerning the sureties was bad. But the Court held that it was separable ; that the de- fendant should give his personal bond only, and that thereupon the plaintiff would be bound to execute and deliver the re- lease.^ The gross injustice of this reduction of the plaintiff's security shows conclusively the unsoundness of the rule under which the Court acted. The Modern Rule. — But this doctrine has long since been abandoned, in favor of a rule which is, as Russell says, " more consonant to the principles of justice." The modern principle is that " if, by the nullity of the award in any part, one of the parties cannot have the benefit intended him as a recompense or consideration for that which he is to do to the other, the award will usually be treated as void in the whole." ^ 1 Kussell on Arb., 3d ed. pp. 320, 321 ; citing Joyce v. Haines, Hard. 399 ; Harris v. Knipe, 1 Lev. 58 ; Bargrave v. Atldns, 8 Lev. 413 ; Lindsey v. Aston, 2 Bulst. 38 ; Lee v. Elkins, 12 Mod. 585 ; Osborn's Case, 10 Rep. 129 6 ; BedeU u. Moore, cited 10 Rep. 131 6. 2 ThTirsby v. Helbert,.Carth. 159 ; 1 Show. 82 ; 3 Mod. 272 ; and see Norwich V. Norwich, 3 Leon. 62 ; Furlong v. Thornigold, 12 Mod. 533 ; Cooke v. Thor- wood, 2 Saund. 337 ; also RusseU on Arb., 3d ed. p. 321. 3 Russell on Arb., 3d ed. p. 321 ; citing Bae. Abr. Arb., E. 3 ; EoUe's Abr. Arb., K. 8, p. 253 ; Com. Dig. Arb., E. 14 ; Winch v. Saunders, Cro. Jac. 584 ; and see notes to Pope v. Brett, 2 Saund. 293 b. DIVISIBILITY OF THE AWAED, ETC. 457 Cases Illustrative of the Modern Rule. — A few cases may be selected for the express purpose of showing the working of the modern doctrine, though it will be observed that in nearly all the cases stated in this chapter, in which the circumstances gave room for its operation, it has been applied. An award ordered one party to pay the money due for task-work, but specified no sum ; directed the other party to pay twenty-five pounds, and added that both should give general releases. The direction concerning the task-work was void for uncertainty ; and it was held that it operated to avoid the whole award, since the payment for this work, as well as the general release, was intended as a recompense for the payment of twenty-five pounds by the other party. ^ An award ordered a sum of money to be paid to A., upon A., his wife and son executing a conveyance of an estate. The wife and son were not parties tb the submission, and conse- quently the award could not be enforced against them. This order being void, the whole award was therefore held void, since the party who was to receive the property could not en- force the conveyance for which his money was to be paid.^ An award ordered that the defendant should have certain trees, and should give security to the plaintiff for payment of a certain sum named. The latter direction being bad for un- certainty, the whole award was held bad.^ It was stipulated that the costs of the cause referred should abide the event of the arbitration. The arbitrator, though having no authority to do so, directed that a verdict should be entered. The court set the award aside altogether. For it was said that if the direction for the entry of the verdict were stricken out, there would be left no such determination of the cause in favor of the defendant as would enable him to recover his costs.* 1 Pope V. Brett, 2 Saund. 293 b ; Com. Dig. Arb., E. 14. 2 Barney v. Fairchild, RoUe's Abr. Arb., N. 9, p. 259. ' Bac. Abr. Arb,, E. 3 ; Thinne v. Rigby, Cro. Jac. 314. * Hawkyard v. Stocks, 2 Dowl. & Low. 936. 458 DIVISIBILITY OF THE AWAED, ETC. It appeared concerning the subject-matter of the submission that the titles to certain lands had been passed to a party as collateral security for a loan made by him. The award pro- vided for repayment of the loan and a reconveyance of the land. So far as related to the reconveyance of the land, it was void for uncertainty. It was held that there was such a connection between the two parts that there could be no separa- tion of the one from the other. " The arbitrators never could have designed that [the lender] shoxild get his money and re- tain his deposits." ^ A dispute concerning a boundary line led to a personal con- flict. A submission was entered into " of all disputes and quarrels or differences that now exist respecting the establish- ing the line or partition fence," and of all other disputes. A verbal award was made. The portion of it relating to the title to the real estate was therefore null, and the court held that the portion relating to the personal injury could not be sepa- rated and sustained, " because one or the other of the parties might be more or less in the wrong, according to the decision which should be made respecting the title to the real estate." ^ EliiQination of Orders in Excess of the Arbitrator's Authority. — Perhaps the most numerous class of cases in which the doc- trine of divisibility is allowed to operate, is furnished by awards wherein the arbitrator has exceeded the scope of his authority. If the matter in excess be properly separable', according to the general principle hereinbefore laid down, it will be lopped off, and the remainder of the award will be upheld. Such an excess, if it form no basis, consideration, recompense, or equivalent for any of the orders of the award made in respect of matters within the arbitrator's authority, will be mere surplusage.^ If, however, the contrary be the 1 Lyle V. Rodgers, 6 Wheat. 394. See Giddings v. Hadaway, 28 Vt. 342, post, pp. 466, 467. 2 Philbrick v. Preble, 18 Maine, 255. 3 GUmore v. Hubbard, 12 Gush. 220 ; Griffin v. Hadley, 8 Jones, Law, 82 ; DIVISIBILITY or THE AWARD, ETC. 459 case, and if there be any interdependence or connection be- tween the portion of tlie award which is within, and that which is without, the arbitrator's authority, so that it appears that his determination in the good part has been at all affected by his determination in the bad part, then, of course, the separation becomes impossible, and the whole award will fall.i Thus it was said by Judge Bigelow : " It is now the well- settled rule, that if the thing awarded to be done, which is bad as being beyond the submission, forms no part of the consid- eration for or element in the performance of that part which is good as being within the submission, but is wholly dis- tinct and independent thereof, then the award can be separ rated, and the bad part rejected, and that which is good held valid and binding iipon the parties." The facts to which this doctrine was applied were as follows : The arbitrators were to award concerning the claims of each partner upon the firm, of each of them upon the other, and of the firm upon each of them. In " full settlement and adjustment " of those mat- ters the arbitrators ordered certain sums to be paid by the partners between themselves. But in another clause they also provided for the manner of paying outstanding partnership debts and collecting outstanding partnership dues. This latter clause, clearly bad as being in excess of authority, was set aside because it was " a separate, independent mat- ter, which could not affect the accounts of the partners be- tween themselves, or between them and the firm ; nor could it properly enter into and form part of the consideration upon which the award of the sums due [between the partner's] was based. ... In these particulars the award, Tracy v. Herrick, 25 N. H. 381 ; Chase v. Strain, 15 id. 535 ; Smith u. Sweeny, 35 N. Y. 291 ; Martin v. Williams, 13 Johns. 264 ; Jackson v. Ambler, 14 id. 96 ; McBride v. Hagan, 1 Wend. 326 ; Harrison v. Lay, C. P., 12 Feb. 1863, N. R. 437 ; also cases cited in the further discussion of this subject. 1 Sawyer v. Ereeman," 35 Maine, 542 ; Marshall v. Dresser, 3 Q. B. 878 ; Rus- sell on Arb., 3d ed. p. 322. 460 DIVISIBILITT OF THE AWARD, ETC. primd facie, would have been the same whether the out- standing debts due to and from the firm were taken into consideration or not." ^ A submission was made of all demands and conti-oversies between the parties ; and a bond was executed binding B. to abide by the decision, and to pay to 0. all sums of money that should be awarded against him. The award found that 0. should recover from B. a certain sum, should have the priv- ilege of taking certarin crops from B.'s land, and should pay the costs of reference ; and concluded by providing that " the conveyance heretofore made by said 0. to S. W. is to be valid, the consideration for the same having been allowed to said B." This provision was objected to as vague and indefinite ; but the action being only of debt on the bond, to recover the sum found in O.'s favor, the court held that the validity or inva- lidity of this final clause was immaterial, since the amount allowed in damages did not relate to the W. conveyance, and was obviously separated from it.^ Three persons, copartners, entered into a contract with a corporation to do certain work for it. When the work was finished, a dispute arose between the partners as to the terms of division and settlement between themselves. These they agreed to submit to arbitrators. The award apportioned the money, which was to come from the corporation, giving a cer- tain specified sum to each of the three disputants, and further awarded that a certain one of them " being more familiar with the liabilities of the firm, should draw the balance due from the corporation and pay the same to the partners." The court held that even if this final direction were in excess of the arbi- trators' authority (which they did not think it was), neverthe- less it was separable, and could be rejected without vitiating the rest of the award.^ Arbitrators awarded, among other things, that an action ' Barrows v. Capen, 11 Cush. 37. 2 Orcutt V. Butler, 42 Maine, 83. ' Tracy v. Herrick, 25 N. H. 381, at p. 401. DIVISIBILITY OF THE AWARD, ETC. 461 should cease ; that the defendant should pay the plaintiff fifty pounds towards the costs incurred in the cause and refer- ence ; that the plaintiff should pay his own costs of the cause and reference, and should also pay to the defendant the costs of the defendant in the cause and reference, the said costs to be taxed as between attorney and client. This latter direction, viz., that the costs should be taxed as between attorney and client, was in excess of the arbitrator's authority and void. The court held that they could not separate it from the rest of the award ; that it was so connected with the benefit which it was intended that the defendant should derive from the award that an elimination could not properly be made.^ An arbitrator ordered that the plaintiff should pay to the defendant a certain sum of money, as the balance of the gen- eral account ; and also a certain other sum, which was stated by the award to be due to the defendant on account of an illegal insurance partnership transaction between him and the plain- tiff. The latter order was held bad, but the remainder of the award was sustained.'^ If a submission be of certain particular causes pending, and there be also other suits in litigation between the same parties, an award ordering all suits between them to cease will be held good and operative as to those within the submission, and void as to those not within it.^ Separation -where the Excess constitutes a Portion of a Consid- eration or Condition Precedent. — If the part of the award which is in excess of the authority of the arbitrator forms a portion only of certain acts ordered to be done by a party, upon the performance of all which the other party is to do some speci- fied act, the separation may sometimes be made where equity will allow. In such case the last-named party will be obliged to fulfil the requirements placed upon him after the other has 1 Seokham v. Babb, 8 Dowl. 167 ; 6 Mee. & W. 129. 2 Aubert v. Maze, 2 Bos. & Pul. 371. 2 Webb V. Ingram, Cro. Jac. 663 ; and see Joy v. Simpson, 2 N. H. 179, stated in the chapter on Bules of Construction, ante, p. 441. 462 DIVISIBILITY OF THE AWARD, ETC. performed such of the orders of the- award as are held binding. The following cases will show under what circumstances this principle has been allowed to operate. Where the performance of a specified act, as, for example, the execution of mutual releases, is awarded only conditionally upon the prior payment of certain sums of money and certain costs, and the award, so far as respects the payment of costs, is bad, the separation will nevertheless be carried to the point of eliminating the bad part and requiring the releases to be given after the payment only of the sums of money has been made.^ This precedent was also followed where the arbitrator had ordered that a release should be executed after payment of a certain sum named for the debt due and a certain other sum named as the amount of the plaintiff's costs. The costs were, in effect, to abide the event, and it was objected that the arbi- trator had exceeded his power in ascertaining their amount. But Coleridge, J., said that the principle of divisibility must be allowed to intervene, and the defendant would probably entitle himself to demand the release by paying the amount of the debt and of the costs regularly taxed.^ But as cases are easily conceivable where a separation of this description would deprive the party who was to execute the release or discharge of a material portion of the compensation therefor, which he had not only under the award but also upon the merits of the case a right to expect, so it is obvious that the division would not be made except where the circum- stances rendered it equitable, and robbed neither party of any just advantage. Thus the case of Thursby v. Helbert,° where the separation was allowed under the old English rule, has been already said to be no longer properly an authority. Excess in awarding Costs is generally separable. — Instances in 1 Aitcheson v. Cargey, 2 Bing. 199. s Kendrick v. Davies, 5 Dowl. 693. ' Carth. 159 ; 1 Show. 82 ; 8 Mod. 272. See this case stated ante, p. 456, and the comments made thereon in that and the following paragraphs. DIVISIBILITY OF THE AWARD, ETC. 463 which arbitrators have gone beyond their authority in ordering payment of costs by a party are of very frequent occurrence. A multitude of cases satisfactorily establish the general rule to be, that if arbitrators, not authorized to award concerning costs, nevertheless undertake to do so, this portion of the award may be rejected and the remainder sustained.^ So, if the portion of their award concerning costs is void for uncer- tainty, it may be rejected and the rest sustained, if the party in whose favor the uncertain order for costs would operate is desirous of having the award accepted in spite of the uncer- tainty. The judgment on such an award will be without costs, unless \ipon motion the award be recommitted for amendment in the matter of costs alone.^ If the amount of costs is spe- cifically stated, or directions are given by which it can be ascer- tained, it will be rejected. If it is specifically stated, and is also included in the gross sum, it will be deducted from that sum.^ If the submission specifically embodies provisions for the payment of costs, and the arbitrators nevertheless award con- cerning them, this portion of their award will be set aside as surplusage, and will not invalidate the remainder.* It may, however, sometimes happen that the direction that the costs shall be borne by one or the other party will be made in such shape that it is evidently not separable. An instance 1 Eussell on Arb., Sd ed. p. 312 ; Gordon v. Tucker, 6 Greenl. 247 ; Walker V. Merrill, 13 Maine, 173 ; Tyler v. Dyer, ib. 41 ; Day u. Hooper, 81 id. 178 ; Hanson i^. Webber, 40 Id. 194 ; Shirley v. Shattuck, 4 Gush. 470 ; Maynard v. Frederick, 7 Gush. 247 ; Caldwell u. Dickinson, 13 Gray, 365 ; Rixford v. Nye, 20 Vt. 132 ; Doke v. James, 4 Comst. 567 ; Hiibbell v. Bissell, 2 Allen, 196 ; Can- dler V. Fuller, Willes, 62 ; Aitcheson v. Cargey, 2 Bing. 199 ; Whitehead v. Firth, 12 East, 166 ; Strutt v. Rogers, 7 Taunt. 212 ; Boodle v. Davies, 3 Ad, & El. 200 ; Barker v. Tibson, 2 W. Bl. 953 ; Cockburn v. Newton, 9 Dowl. 676 ; Marder v. Cox, Cow. 127 ; Firth v. Robinson, 1 Barn. & Cr. 277 ; Eees v. Waters, 16 Mee. & W. 263. 3 Inhabitants of Leominster v. Wprcester R.R. Co., 7 Allen, 38. 3 Shirley v. Shattuck, 4 Gush. 470. * Cox V. Jagger, 2 Cow. 638. 464 DIVISIBILITY OF THE AWARD, ETC. of this kind is furnished by the case of Seckham v. Babb,^ stated ante, pp. 460, 461. Excess in an Order concerning a Specific Sum. — Where the arbitrator has considered a special matter which is beyond his authority, and has awarded in respect of it distinctly, as by naming a payment to be made in consideration of it, by itself, the award must generally be divisible. An award found a spe- cific sum as being the value of the labor of a party, another specific sum as interest thereon, a third specific sum as costs. In the two last matters, the arbitrator exceeded the scope of his authority. The award in these respects was set aside, and the remaining direction was sustained.^ Excess by establishing a Condition Precedent may be separable. — If the arbitrators have no authority to establish a condition precedent, but nevertheless order a payment to be made only upon a condition, the condition will be void, and the sum recov- erable without its performance.^ This cause was twice after- ward heard, upon appeals ; * but I do not find that this ruling was either repeated or reversed. It can hardly take the place of a general principle, at least upon its intrinsic merits ; for it would often work obvious injustice. Excess in Award directing a Payment. — If an arbitrator, ap- pointed to determine the purchase-money to be paid for an estate, in addition to naming the price exceeds his authority by also naming a day future for its payment, no separation can be made so as to uphold the award as being good in the matter of the price, and rejecting the item of time. For it is impos- sible to say that the arbitrator, in naming the amount, was not influenced by his intention of making it payable in the future.^ 1 8 Dowl. 167 ; 6 Mee. & W. 129. 2 Chase v. Strain, 15 N. H. 535. A Uke case is that of Banks v. Adams, 23 Maine, 259. s Mayor, &g., of New York v. Butler, 1 Barb. 325. * 1 Hill, 489 ; 7 Hill, 329. ' Emery v. Wase, 8 Ves. Jr. 504 a. DIVISIBILITY OF THE AWARD, ETC. 465 Excess in Orders for the Execution of Releases. — In England it has frequently occurred that where the power of the arbitra- tors was confined to certain specified matters, they have nev- ertheless awarded that general releases of all claims should be executed and exchanged between the parties. So, having power only over controversies up to the date of the submission, they have sometimes ordered releases of all matters up to the date of the award. In such cases the controlling current of authority seems to be in favor of holding the award good so far as to compel the parties to execute releases as to the par- ticular matters, or the matters arising up to the date of the submission, and in reference to which the arbitrators had power to make such an order, but void for the purpose of requiring any more general release. ^ Cases of this description have been rare in the United States ; but in New York it has been held that if the submission is to be construed as relating only to a single matter, an award which calls, in general terms, for " a release," will be consid- ered to require a release only in the matter submitted.^ Excess in Directions for the Future Conduct of the Parties. — Where an arbitrator, after having decided the substantial mat- ters in controversy, proceeds, beyond the scope of his authority, to give orders or directions concerning matters to be done in the future, this excess will, in most cases, be of a separable nature. An arbitrator was authorized to decide upon the method to be adopted for draining certain lands. Embodied in his decision was an order for the erection of certain works, and he proceeded to give directions concerning future repairs of these works. The matter of repairs being beyond the 1 Doe d. Williams v. Richardson, 8 Taunt. 697 ; Lee v. Elkins, 12 Mod. 585 ; Squire v. Grevett, 2 Ld. Raym. 961 ; Hill v. Thorn, 2 Mod. 309 ; Abrahat v. Brandon, 10 id. 201 ; Anon. 12 id. 8 ; Hooper v. Pierce, ib. 116 ; Russell on Arb., Part II., chap. 5, § 9. But see, to the contrary effect, Vanlore v. Tribb, Rolle's Abr. Arb., N. 1, p. 258 ; s. c. 1 RoUe's Rep. 437 ; Pickering v. Watson, 2 W. Bl. 1118. 2 Munro v. Alaire, 2 Gaines, 320. 30 466 DIVISIBILITY OP THE AWAED, ETC. scope of his authority, but his orders in that respect being clearly separable, the rest of the award was sustained.^ An arbitrator was empowered to regulate the use of a stream of water flowing through certain ponds. This he did satisfac- torily, but added a provision which was to take effect in the event of the ponds at any time being filled up. The court were inclined to regard this provisional order as being in excess of his authority, but refused to allow it to vitiate the award, inasmuch as it was obviously separable.^ I!2:cess in Awards concerning Real Estate and Boundaries. — Ar- bitrators were authorized to run boundary lines, and settle title to lands included in a certain patent. It was held that if they ran lines and undertook to settle titles in respect of land not within this patent, such portion of their award would be prop- erly separable, and would not affect the validity of the residue.*^ An action of trespass quare clausum f regit was submitted by agreement before any pleadings had been filed. The award was of " the lands in dispute in favor of the defendant, and the division as it now stands to be the established line." Held, that this award could have no effect upon the title or the boun- daries of the land, but might operate as conclusive that the plaintiff had no cause of action. The matters of title and of boundaries were not within the scope of the submission or of the arbitrators' authority.* An award, undertaking to settle a disputed boundary line and a claim of damages for trespass on the same land, may be void for uncertainty as to the boundary, and yet hold good as to the damages, and this, too, although the locus of the tres- pass was the very land over which the boundary ran, and consequently the title of which was in dispute. The court were of opinion that the suit for damages had " no neces- sary connection with settling the disputed boundary." The 1 Johnston v. Cheape, 5 Dow (Pari. Ca.), 247. 2 Winter v. Lethbridge, 13 Price, 533. 8 Jackson v. Ambler, 14 Johns, 96, at p. 108. * Richter v. ChamherUn, 6 Binney, 84. DIVISIBILITY OF THE AWARD, ET"C. 467 arbitrators must have decided the line, to determine the plain- tiff's right to sue. But they may have decided it, and cor- rectly. " The defect in the award, in regard to the line, is, not that the arbitrators may not have decided where the line was between the parties, and that correctly ; but the defect ... is, that they have not correctly defined the boundary. There is no want of finality shown in the decision, but a want of certainty in the award." ^ So if the award direct payment of costs and delivery of possession, in addition to finding the boundary, it will be good as to the boundary, though these other matters be without the extent of the submission.^ Excess by Orders made in Respect of Strangers to the Sub- mission. — If an award gives directions concerning persons or the property of persons who are strangers to the submission, these, if independent of the rest of the award, may be rejected, and the remainder of the award, operating between those per- sons only who are within the arbitrator's jurisdiction, may be sustained. Thus, if an award orders the defendant to pay a sum of money to the plaintiff and another sum to a stranger, or to execute a lease for life to the plaintiff with remainder in fee to a stranger, the defendant may be compelled to comply with the instructions given for the benefit of the plaintiff, though not with those given for the benefit of the stranger.^ So also, if one party be directed to make a payment to the other out of funds in his hands, but belonging to one who is no party to the arbitration, this order will be void ; but if inde- pendent and separable, it may be rejected by itself, and the other and unobjectionable orders of the award will be enforced.* 1 Giddings v. Hadaway, 28 Vt. 342. See Lyle v. Eodgers, 5 Wheat. 394, ante, p. 458. 2 Bacon v. Wilber, 1 Cow. 117. In this case the bonds were more extensive than the submission, and iacluded in their condition the payment of costs and delivery of possession. 8 Bretton v. Pratt, Cro. Eliz. 758 ; Bac. Abr. Arb., E. 1 ; Com. Dig. Arb., E. 14 ; cited in Kussell on Arb., 3d ed. p. 313. See also Barney v. Eairchild, EoUe's Abr. Arb., N. 9, p. 259, stated ante, p. 457. * Ingram v. MUnes, 8 Bastj 444. 468 DIVISIBILITY OF THE AWARD, ETC. The assessment of damages for removing dirt and stones from a certain lot of land was submitted between A. and B., on the presumption that B. was the owner of the land. The referees found the amount of damages, but also found that the title to the land was in B.'s wife, and, though she was a stranger to the submission, ordered that upon payment of the sum named she should join with her husband in a dis- charge of A. The court were able to decide the case and sustain the award upon other grounds, but they intimated the opinion that even though the direction should be void so far as regarded the wife, yet this might be rejected and the re- mainder of the award sustained, since the rights of A. could not be thereby injuriously affected.^ A submission was entered into between A. and B. The award ordered a certain sum of money to be paid to A. by B. or C. or D. It was obviously inoperative and bad as regarded C. and D., strangers to the submission. But this portion was said by the court to be separable, and the residue stood as a valid order for payment to be made by B.^ Szcess by ordering a Verdict or a Judgment. — If, upon the reference or submission of a cause, the referee or arbitrator finds upon all the substantial points at issue in a satisfactory manner, and, having thereby executed the full measure of his authority, nevertheless proceeds to order an entry of a verdict or of a judgment, it will generally be the case that this latter order may be rejected with prejudice to either party, and the finding upon the merits be sustained as valid. ^ An arbitrator, whose power did not extend to directing an entry of judgment, awarded in an action of ejectment that '-'judgment for the plaintiff be entered in the said action, with one shilling damages, and that the plaintiff do recover under the said judgment a plot or parcel of land," which the award 1 Smith V. Sweeny, 38 N. Y. 291, at p. 295. 2 Cox V. Jagger, 2 Cow. 638, at p. 651. 8 Howett V. Clements, 1 C. B. 128. DIVISIBILITY OF THE AWARD, ETC. 469 proceeded to describe. The court struck out the portion of the award ordering an entry of judgment, regarding it as sur- plusage ; but they sustained the award as a finding in the plaintiff's favor, since there was a sufficiently obvious deter- mination to this effect, though all mention of the judgment were removed, and this construction would not alter the in- tention of the award as to the matters within the arbitrator's jurisdiction.^ So where it is stipulated that the costs of the action shall abide the event of the arbitration, if the arbitrator, after find- ing on all the issues, direct a stet processus, the direction will be in excess of his authority and void ; but, being also clearly separable, it will be rejected, and the rest of the award sus- tained.2 An arbitrator, though having no authority to direct entry of a verdict, yet awarded as follows : " I award and direct that a verdict in this cause be finally entered for the plaintiff, with £284 12s." damages. The court said that if this faulty order for the entry of a verdict had stood by itself in a distinct para- graph, it might have been separated and rejected, and the rest of the award sustained. But since the whole was comprised in one sentence they refused to make the excision, and the whole award was consequently held void.^ Another instance where the separation was not allowed to be made, but for a more satisfactory reason than the mere form of expression of the award, is furnished by the case of Hawkyard v. Stocks, already stated in this chapter.* If the Court cannot distinguish the Excess, the -whole Award is bad. — If the arbitrator in his decision mingles matters within and matters not within the submission, and awards upon them collectively, so that the court cannot clearly and surely dis- 1 Doe d. Body v. Cox, 4 Dowl. & Low. 75. 2 Ward V. Hall, 9 Dowl. 610. » Jackson v. Clarke, M'Lel. & Y. 200. < 2 Dowl. & Low. 936 ; ante, p. 457. 470 DIVISIBILITY OF THE AWAED, ETC. tinguish how much of the adjudication relates to each class respectively, then the award will necessarily be bad in toto?- If the arbitrator's authority to give interest does not extend beyond the date of the submission, and he nevertheless allows interest to a day subsequent to that date, and embodies both principal and interest in one gross sum named, the court, unless it can separate the amount given for interest beyond the date of the submission, will set aside the whole award.^ A submission was made to arbitrators concerning the dam- age sustained- or which should afterward be sustained by C. by reason of the flowage of his land caused by the erection of a dam by D. The arbitrators named a sum in damages, and also awarded that the dam be not " raised hereafter more than three feet above the present height." This last order, being in excess of their authority, was held not only to be void, but to be inseparable and to avoid the whole award. "For," said the court, " what influence the privilege of raising the dam to a height not exceeding three feet, awarded to the respondent, might have had in the estimate of damages, we have no means of ascertaining. But as a privilege valuable and important to the one, and calculated to occasion further injury to the other, it must be presumed to have had an influence ; and being unauthorized' and necessarily interwoven with the damages awarded, the whole proceedings are thereby vitiated."^ Excess by not folio-wing the Submission. — It was agreed that a lease of a colliery should be granted for sixty-three years, which were to begin to run from May 1, 1801 ; the lessees being allowed three years for winning the colliery rent free. Submission was made to an arbitrator " to give such directions as to a lease, according to the agreement, as he should think fit." Among other things he ordered that the lease should 1 Kussell on Arb., 3d ed. p. 318. See also Bonner v. Liddell, 1 Ball & B. 80, stated in the paragraph entitled Excess by not following the Submission, below. 2 Watkins v. Phillpotts, M'Lel. & Y. 393. ' Clement v. Durgin, 1 Greenl. 300. DIVISIBILITY OF THE AWARD, ETC. 471 be executed to run for sixty-three years from May 1, 1804 ; therein not following the agreement and exceeding his au- thority. The court refused to divide the award, and set it aside altogether.^ A dispute arose concerning a purchase of cotton made by the defendants for the plaintiffs. Submission was made to arbitrators to determine whether the purchase was warranted by the plaintiffs' instructions ; and, if not, then what damage, if any, the plaintiffs had suffered thereby. The arbitrators decided that the purchase was not warranted by the instruc- tions ; that the cotton should be taken to account of the de- fendants, and that the plaintiffs had suffered no damage, since, by placing the cotton to the account of the defendants, the latter would bear any damage or loss arising therefrom. The award was in excess of authority in undertaking to dispose of the title and ownership in the cotton, and it was held that this portion was not separable, for if it were stricken out nothing would be left decided in favor of the plaintiffs. It vpould appear that the purchase had not been made in accordance with their instructions, yet that they had suffered no damage thereby. This was not apparently the intent of the award, which was accordingly wholly rejected.^ Excess by reserving Further Powers or Duties. — It is a rule that if the arbitrator reserves further powers or duties of a judicial nature, whether to be performed by himself or by somebody else, he thereby breaks the principle which requires the award to be final and conclusive of the matter submitted. Eeservations of this kind may sometimes be rejected as sur- plusage. But such rejection must of necessity be a very delicate matter. It can never be properly made unless the remainder of the award will contain a full, complete, and final disposi- tion of the controversy. If such a thorough and satisfactory decision has been made, and the reservation is a mere inde- 1 Bonner v. Liddell, 1 Ball & B. 80. 2 McJBride v. Hagan, 1 Wend. 326, at p. 340. 472 DIVISIBILITY OF THE AWARD, ETC. pendent adjunct thereto, and has reference to further antici- pated disputes which the arbitrator fears may arise in the course of the effort to perform the award by tlie parties, there is authority for saying that tlie separation may be made. It would be upon the broad principle of a simple excess of au- thority in a matter independent and not connected with the good part of the award. Tlie controversy submitted would have been fully and independently decided. But beyond this an effort would have been made to exercise a power or give directions in respect of a matter not included in the scope of the submission. But if the reservation should be in respect of the very matter which is itself in dispute and constitutes the subject of the submission, it is diificult to see how, in the nature of things, a reservation of a further power in reference to it could be construed as entirely independent of and uncon- nected with the decision already made, which may be only partial, and which certainly is made in the contemplation of possible future change by virtue of this very clause which it is desired to throw out altogether.^ If the reservation is of a part of the controversy which the arbitrator is bound to determine and dispose of by his award, then it will not be separable ; or if separable, yet no advan- tage will accrue from the severing, since, after it has been made, the remainder of the award will be bad for want of finality, or as not being coextensive with the submission.^ In a very old case an award ordered payment to be made of a certain siim, with the proviso that if the party directed to pay could, before a certain day, disprove the receipt of the goods or furnish better proof of certain alleged payments, the sum to be paid by him should be proportionately reduced. One report of the case states that the reservation was held void, but that the remainder of the report was sustained as good, 1 See the discussion of this subject, and the cases (which fully bear out the above principle) in Chapter XIV., on Finality, the paragraph entitled Award leaving an Act of a Judicial Nature to be done in the Future, et seq. 2 In re Tandy v. Tandy, 9 Dowl. 1044. DIVISIBILITY OF THE AWARD, ETC. 473 on the ground that the arbitrator's authority was exhausted by finding the sum to be paid, and the further directions were surplusage.^ Another report simply says that the court took time to consider whether or not the separation should be per- mitted.2 An action respecting a water-course, and all matters in dif- ference, were referred to an arbitrator. After ordering a verdict, and that certain works should be done by the defendant, he proceeded to provide that if disputes should arise as to the manner in which these works should be done, within a certain time specified, the matter should be brought before him again for final adjustment in these particulars. It was held that the award was a complete and final decision of the matters in con- troversy, taken without this clause of reservation; that this objectionable part, since it related exclusively to prospective difficulties, was independent and separable, and should be rejected.^ An award provided that if, before a certain day, the defend- ant could prove that he had delivered certain currants to the plaintiff, then the arbitrators or an umpire would make a fur- ther award ; but if he could not prove it, then that the plain- tiff should be free from any claim. It was further ordered that the defendant should pay a certain sum to the plaintiff, unless the arbitrators or an umpire made a further award concerning the currants within a certain time. No further award was in fact made within the time limited. But the court held the award to be altogether void ; for they consid- ered tliat the clause which ordered the defendant to pay, had dependence upon the prior clause, which contemplated the making of a further award, and which was obviously void, as being a reservation of authority of a judicial nature.* 1 Beckwith v. Warley, EoUe's Abr. Arb., H. 9, p. 250. 2 Warley v. Beckwith, Hob. 218 ; and see Russell on Arb., 3d ed. p. 315. 3 Manser v. Heaver, 3 Barn. & Ad. 295. * Brown v Dalton, EoUe's Abr. Arb., H. 10, p. 250; Russell on Arb., 3d ed. p. 320. 474 DIVISIBILITY OF THE AWARD, ETC. Where, in an arbitration concerning a lease, the arbitrator ordered the premises to be put in repair to the satisfaction of a third party, this clause, which was fatal to the finality of the award, was held to be inseparable from the remainder, and to operate to avoid the award altogether.^ Separation will not be allowed, if the Decision of the Principal Point in Dispute is to be rejected. — Thovigh the award be in its nature articulate and separable, yet if the result of the separa- tion would be to eliminate the principal part as bad, and to leave the award to operate only as a disposition of secondary matters, or adjuncts of the main question in controversy, the severance will not be made ; but the whole award will be treated as void. To this effect is the following English case : Certain farmers, considering that they were overrated to the poor-rate in proportion to other parishioners, entered into a submission with the church-wardens and overseers, by which three several matters were left to be determined by the arbitra- tors; to wit, the validity of the rate, the payment of the costs of preparing for an appeal to the sessions respecting it, and the costs of the reference. The arbitrators awarded upon each of these points separately. The Court of Exchequer held that the principal subject-matter of the submission, viz., the validity of the rate, could not lawfully be submitted to arbitration. As to this, therefore, the award was void ; and though this was a distinct and independent article of the award, still, since it was the main point in controversy, it should not be eliminated, but the whole award should be declared void.^ Aw^ard of a Gross Amount, covering Matters not within the Arbitrator's Authority. — It is obvious that if the arbitrators exceed their authority, and consider and determine matters not submitted to them, their award of a gross amount must as a general rule be bad ; ^ for generally no sufficient and satis- 1 Tomlin v. Mayor of Eordwich, 5 Ad. & El. 147. 2 Thorp V. Cole, 4 Dowl. 457. ' Thrasher v. Haynes, 2 N. H. 429 ; Chase v. Strain, 15 id. 535 ; De Groot ». DIVISIBILITY OF THE AWARD, ETC. 475 factory means will exist for apportioning such a finding be- tween the good and the bad considerations which have been brought together in order to make it up. A gross sum was allowed for land, machines, appliances, and personal property. The subject-matter of the arbitrator's authority did not embrace the land. It was held that since it was impossible to tell what proportion of the whole sum was allowed on account of this item, no separation could be effected, and the whole award must fall.^ A submission was entered into between the joint owners of a vessel " concerning her earnings and expenses." An award was made ordering payments of certain gross amounts to be made between the parties, v^ith no specification of items. It was shown that the arbitrators had included in their estimate the cost of insurance. This was held to be in excess of their authority, and since there were no means by which the amount of this erroneous allowance could be ascertained or accurately estimated, the award was necessarily indivisible and altogether void.2 A submission authorized the arbitrators to find damages for past misconduct only on the part of the defendant in the use of a water-power. They awarded certain sums of money to be paid "in full satisfaction of all past and future damages." No means being afforded for a separation, the whole award was held to be void.^ An award was for a gross sum to be paid by one party to the other. It appeared, upon a trial of this' specific issue, that in this was included a note which the payee under the award did not receive until after the date of the submission, and which, therefore, was not within its scope. It was held that there United States, 5 Wall. 419 ; Watkine v. Phillpotts, M'Lel. & Y. 393 ; Nichols v. Kensselaer County Mut. Ins. Co., 22 Wend. 125; Gordon v. Tucker, 6 Maine, 247. 1 De Groot v. United States, 5 Wall. 419, at p. 431. 2 Sawyer v. Freeman, 35 Maine, 542. 3 Boynton v. Frye, 33 Maine, 216. 476 DIVISIBILITY OF THE AWARD, ETC. could be no separation, and that the whole award was void.^ It was so held also in another case, where a stale note had been wrongfully included in an award of a gross sum, upon the ground that the amount which the arbitrators had " awarded on account of the note did not appear on the face of their award." 2 A case in equity was referred to an arbitrator. By the terms of the submission, he was expressly precluded from disallow- ing a particular sum which the defendants admitted to be due from them. Nevertheless, after finding the general balance due from them, he stated in his award that he had not charged them with this sum. The award was declared to be bad by reason of this disallowance. The defendants offered to allow the amount in account against themselves. But the Master of the Rolls held that the error could not be thus cured, and set aside the whole award.^ A reference was made, among other things, concerning the defendant's bill of costs, as an attorney ; the arbitrator was to ascertain the balance between the parties, but no question of liability was to be raised. The court held that the arbitrator ought not to have made any deductions from the defendant's bill by reason of his not having been admitted an attorney of one of the superior courts of Westminster ; and, it having been shown by affidavits that he, in fact, had made such deductions, the whole award was set aside.* Separation of an Award finding a G-ross Sum may sometimes be made. — It will be observed that the preceding cases, in which separation in an award of a gross sum has been refused, have proceeded upon the basis of the non-existence of any sufficient standard for effecting the elimination accurately. It cannot be told with certainty, it is said, how much the arbitrators have 1 Thrasher v. Haynes, 2 N. H. 429. 2 Adams v. Adams, 8 N. H. 82, at p. 92. ' Skipworth v. Skipworth, 9 Beav. 135. * Harries v. Thomas, 2 Mee. & W. 32 ; Russell on Arb., 3d ed. p. 319. DIVISIBILITY OF THE AWARD, ETC. 477 allowed on account of the matters wrongfully considered and included by them. If the reason of the rule fails, however, the rule itself may fail. It is not an arbitrary dogma. Ac- cordingly it has been said by the court in Vermont, that the fact that the statement of the award is in the aggregate does not always or necessarily render it indivisible. If, from facts appearing on its face, it has evidently been made up from dis- tinct items, and so made up that these items are capable of being accurately severed, then the separation may be made for the purpose of avoiding a portion and sustaining a portion. ^ It will be observed that this adjudication says that the sep- arability of the items must be apparent on the face of the award. It is impossible to go outside of the instruments before the court, and by evidence dehors to show to the court the means by which the arbitrators have arrived at the sum named by them. In Sawyer v. Preeman,^ it is probable that the evidence offered to show that the arbitrators had included insurance might have been extended by the other party to show how much they had allowed for it ; but no intimation appears that this would have been allowed. In Thrasher v. Haynes,^ the error lay in the allowance of the amount of a note ; a sum which it is natural to suppose could have been ascertained had the court been willing to do so. In Skipworth V. Skipworth,* the erroneous allowance was of a specific sum, stated in the award, yet no separation was made. This case, it must be admitted, goes directly against the general prin- ciple enunciated in this paragraph. An award was published verbally to the parties, to the effect that damages were found for one in a certain sum. The arbi- trators at the same time stated to the parties the several items which they had allowed. Afterward, at the request of a party, 1 Dalrymple v. Town of Whitingham, 26 Vt. 345. 2 35 Maine, 542, ante, p. 475. 3 2 N. H. 429, ante, pp. 475, 476. * 9 Beav. 135, ante, p. 476. 478 DIVISIBILITY or THE AWARD, ETC. they made a statement of their finding in writing, in which they set forth only the gross sum found by them. Two of the items, verbally declared by them, were for matters which were beyond the scope of their authority. These the court allowed to be deducted in a suit brought for the gross sum, and a judgment to be rendered for the balance.^ A submission under a building contract authorized the ar- bitrators to award only concerning the cost which might be caused by certain alterations made from the original design. But, exceeding this scope, allowance was made for workman- ship and materials, alleged to be defective, in parts of the building not altered from the original plan. The award was for a gross sum. It was proposed to separate the good part of the award from the bad by the aid of an account kept by a clerk at the meetings of the arbitrators, from which, it was said, the amount of the items properly allowable could be as- certained. But the court refused, on the ground that there " had not been any formal adjudication as to the amount prop- erly allowable under those items. The account contained a mere estimate. Neither party could make use of it by way of charge or. discharge. It was not conclusive evidence of the amount due." ^ The Presumptions vrill be favorable to Separation. — Though it is not allowed to go outside of the award to establish the propriety of separation, yet, in construing the award itself, it appears that the doctrine of favorable intendment in support of the award will be carried so far that, if an award be bad in part and good in part, it will be presumed that there is no con- nection between these parts unless the contrary is to be afifirm- atively gathered from the face of the award. • A submission was entered into between an insurance com- pany and the assured, in respect of the amount of money to be paid in compensation for a loss. The arbitrators named the 1 Dalrymple v. Whitingham, 26 Vt. 345. '' Mayor, &c., of New York, 1 Barb. 325, at p. 336. DIVISIBILITY OF THE AWARD, ETC. 479 sum, and then ordered that the assured should assign to the company his claims against another company in respect of the same loss. The court said : " We cannot, on the face of the award, see any necessary connection or dependence between the part which requires the defendants to pay and that which directs the plaintiff to assign. The assignment is not made a condition to the payment, nor does it appear that the arbitra- tors intended that one act should be performed as the consider- ation, either in whole or in part, for the performance of the other. Looking at the award alone, we are not authorized to say that the arbitrators would not have directed the payment of the money unless there was to be an assignment of the claim against the S. company, nor that a greater sum was awarded to the plaintiffs in consequence of awarding an assignment." The doctrine of favorable presumption was then invoked as conclusive in favor of the divisibility.^ Parties submitted to arbitration " all matters of controversy subsisting between them, whether debt, damages, costs, title to lands, or any other matter whatsoever." The arbitrators in their award established certain boundary lines, saying with regard to one, " where said P. has slightly encroached on said A., which we take into account in the assessment of damages between the parties." They further said that, " on examining and assessing the sums respectively due to each other for damages, costs, &c.," and striking a balance, they found a certain sum due from A. to P. The submission was not framed with the necessary formalities for enabling the arbi- trators to award upon questions of title to real estate. It was insisted, against the award, that the indefinite finding for "damages, costs, &c.," included an estimate for A.'s land, found by the arbitrators to be on P.'s side of the fence. The court, however, fell back upon the doctrine of favorable pre- sumption ; said that " it could not be inferred necessarily nor even probably that the arbitrators estimated any damages ex- 1 Nichols V. Rensselaer County Mut. Ins. Co., 22 Wend. 125. 480 DIVISIBILITY OF THE AWARD, ETC. cept for the trespass by encroachment ; " and sustained this portion of the award. ^ A submission gave to the arbitrators certain powers con- cerning claims arising prior to a certain date ; in their award the arbitrators exercised these powers also as to claims (if any such there were, which did not appear) arising subsequent to the stipulated date. The court refused to presume, merely for the purpose of invalidating the award, that if any claims had arisen subsequent to the date, they would not be of such a nature as to be easily distinguishable and separable from the rest, so that thereby the residue of the award might be sustained.^ The Desire of the Courts is to make the Separation. — As has been stated in the chapter upon Rules of Construction, the purpose of the courts is always to construe an award liberally, and to uphold it if possible. The same principle comes into play in connection with this matter of divisibility. It is always considered desirable to make a separation where it is possible to do so without prejudice to the interests of either disputant, and where doing so will have a materially good effect in quieting controversies.^ But it is obvious that such a severance is matter of great delicacy. It can only proceed upon the theory that the portion retained has been in no manner affected by the consideration in the minds of the arbitrators of the part rejected. It is therefore, in niost instances, little short of an effort to trace the workings of another man's mind simply upon an exami- nation of the results at which he has arrived. The process is obviously full of danger ; yet in the interests of quiet and the settlement of disputes it must often be undertaken. Its dif- ficulty has been observed and commented upon by jurists ; and Lord Denman, 0. J., once said, in a case where he was asked 1 Parmelee v. Allen, 32 Conn. 115. " Richardson v. Huggins, 23 N. H. 106, at p. 113. 8 Butler V. Mayor, &c., of New York, 1 Hill, 489. DIVISIBILITY OF THE AWARD, ETC. 481 to make such a separation, that he " always found a diffi- culty in separating the good part of an award from the bad. The arbitrator probably frames one part with a view to the other, and each may be varied by the view which he takes of the whole." ^ Russell considers that " this observation is worthy of atten- tion, since it seems to embody the principle on which the courts will act at the present day, when they are called upon to decide whether an award, clearly bad in part, can be sepa- rated as to the remainder. For it must often happen that a direction, perfectly separable as far as the grammatical con- struction of the award is concerned, is the ground on which the arbitrator has proceeded in making some equivalent pro- vision affecting the other party." ^ Separation in Cases of an Uncertainty in Part of the Award. — Uncertainty in a portion of the award may or may not neces- sarily avoid the whole award, according as the uncertain portion is or is not inseparably connected with the rest. Thus if an award be so uncertain in part that one party, A., cannot enforce fulfilment by the other party, B., then it is not divisible for the benefit of B., so that he may enforce the things enjoined to be done by A. in his favor.^ But where an arbitrator, having power over costs, gave directions concerning them which were void for uncertainty, it was held that the remainder of his award, embracing his decision concerning the debt or damages due from one party to the other, should be sustained.^ A dispute arose between two parties under a contract to build a house. The award ordered one to pay to the other a 1 Tomlin v. Mayor of Eordwich, 5 Ad. & El. 147. 2 Kussell on Arb., 3d ed. p. 320. 3 Schuyler v. Van Der Veer, 2 Gaines, 235. 1 Morgan v. Smith, 1 Dowl. n. s. 617 ; England v. Davison, 9 id. 1052 ; Addi- son V. Gray, 2 Wils. 293 ; Bargrave v. Atkins, 3 Lev. 413 ; Pinkny v. Bullock, cited 3 Lev. 413 ; Addison v. Spittle, 18 L. J. Q. B. 151. See also Bae. Abr. Arb., E. 3 ; Thinne v. Eigby, Cro. Jac. 314 ; Pope v. Brett, 2 Saund. 293 5 ; Orcutt V. Butler, 42 Maine, 83. 31 482 DIVISIBILITY OF THE AWARD, ETC. certain sum, and ordered the latter to finish the house. The order concerning the finishing the house was so uncertain as to be incapable of enforcement and void. It was held that it could not be separated and rejected, but that the whole award must fail.^ Separation may sometimes be effected -where the Party losing thereby -will -waive his Advantage or Objection based on the Bad Part. — It is noticeable in the case of Inhabitants of Leominster V. Worcester Eailroad Company,^ that the party moving to have the award confirmed was the party in whose favor the uncertain order in respect of costs was made. The loss, by reason of the separation and rejection of the bad part, fell upon the party who sought to have the award sustained. It was a loss which he was willing to suffer rather than have the entire award set aside and the controversy reopened. Had the po- sition of the parties been reversed, a different decision might not improbably have been rendered. Thus says also Mr. Eussell. After stating several cases, already cited in this chap- ter, he adds : " It may be observed, with regard to the class of cases above cited, that although the courts have refused to allow the party who is ordered to do certain acts to object that the award is wholly void, because the arbitrator has awarded something within his power, and also something beyond, yet it by no means follows that in many of them the award would not have been set aside in toto, had the complaint come from the other party that he could not, by reason of the badness of the award in one particular, receive all the benefit the arbitra- tor contemplated to give him." ^ So, likewise, in cases where the arbitrator has power to award concernifig the costs, if he orders the defendant to pay to the plaintiS" a certain sum by way of debt or damages, and ^ Schuyler v. Van Der Veer, 2 Caines, 235. 2 7 Allen, 38, stated ante, p. 463. ' Russell on Arb., 8d ed. pp. 315, 316; Taylor v. Shuttleworth, 8 Dowl. 281. DIVISIBILITY OF THE AWARD, ETC. 483 also to pay the costs of the action ; and if this order as to costs be bad for uncertainty for any reason (as if the action be pending in an inferior court where no taxation of costs can be made, and it was therefore the arbitrator's duty to ascertain their amount), or if he was specially directed by the submis- sion to ascertain the amount, the court will nevertheless sepa- rate the order for payment of costs, and allow the plaintiff, if he be content to forego this part of the award, to enforce the remainder which ascertains and orders payment of his debt or damages.^ An Ainrard in the Alternative may be separated. — If an award be made in the alternative, and one alternative be bad, im- possible, or uncertain, the other will stand absolutely as the award .2 Effect of an Offer to perform an Inoperative Order. — It is said that where the good part of the award is connected with and dependent upon the bad part, so that they must fall together, an offer to perform the bad part made by the party intended to be bound thereby would perhaps remove the objection, and enable him to enforce performance of the good portion by the other party .^ Effect of Separation on Directions concerning Fees. — Where a part of the award is void and a part sustained, the directions concerning the payment of fees will not be interfered with, if it so happens that the labors of the arbitrators were not appar- ently increased by the consideration of the" questions which they have decided wrongly ; i.e., where, substantially, the same investigation has covered both the rightly and the wrongly determined points.* 1 Morgan v. Smith, 1 Dowl. n. s. 617 ; England o. Davison, 9 Dowl. 1052 ; Addison o. Gray, 2 Wils. 293 ; Bargrave v. Atkins, 3 Lev. 413 ; Pinkny v. Bul- lock, cited 3 Lev. 413 ; Addison v. Spittle, 18 L. J. Q. B. 151. 2 Simmons v. Swaine, 1 Taunt. 548 ; "Wharton v. King, 2 B. & Ad. 528 ; Lee V. Elkins, 12 Mod. 585 ; Oldfield v. Wilmer, 1 Leon. 140, 304. 2 Nichols V. Rensselaer County Mut. Ins. Co., 22 Wend. 125. But see Skip- worth V. Skipworth, 9 Eeav. 135, which is rather at variance with this rule. * Giddings «. Hadaway, 28 Vt. 342. 484 DIVISIBILITY OF THE AWARD, ETC. The Court may hold a Separable Award under Advisement. — If an award appears to be in part good and in part bad, it has been declared that the court may hold it for a time under advisement, to await the production of evidence which there is an expectation of producing, and which may sustain it in whole.i Suits instituted upon Separable Awards. — In a Suit based upon a separable award, if the suit be brought only to en- force that part of the award which is good, it is said that the court will allow the plaintiff to prevail.^ Whence it ap- pears that there is no necessity for any preliminary or dis- tinct proceedings to be had with a view to establishing the fact of divisibility or actually effecting the separation. Indeed, all the cases show, though none of them pass upon the spe- cific point, that the good portion of a separable award may be availed of, by itself, either as a cause of action, or by way of defence or bar, precisely as an entirely good award might be availed of for the same purposes. The separation may be said to be an incidental matter, and will be made by the court whenever an objection founded upon the bad part is presented and urged by a party as an objection to the whole. If the award is of a gross sum, and some of the items upon which it is founded ought not to have been considered or in- cluded by the arbitrators, the plaintiff may declare in assumpsit for the aggregate ahiount, and the items as to which the award is bad may be disallowed by the court, and judgment rendered for the balance. Though it is said that if the form of action were in debt on the bond, it would be more proper to set up merely so much of the award as is valid, and assign a breach of that, since non-performance of that part only would be a breach of the bond.^ 1 Dennis v. Barber, 4 Binney, 484. 2 Orcutt V. Butler, 42 Maine, 83. 8 Dalrymple v. Town of Whitingham, 26 Vt. 345. DIVISIBILITY OS" THE AWARD, ETC. 485 So likewise it would seem that any article in an award, which article is in itself wholly good, may be singled out and made the independent basis of a suit, as a complete cause of action.^ 1 See Lamphire v. Cowan, 39 Vt. 420 ; Schuyler v. Van Der Veer, 2 Caines, 236. CHAPTER XYIII. EFFECT AND OPERATION OF THE AWARD. An award is final and conclusive. An award in evidence is conclusive. Impeaching by evidence an award put in evidence. An award is equivalent to a decree in equity. An award on illegal matters is void. Effect of a colorable award. Legal character of an award under seal. An award constitutes a merger and bar of the original claim. A case where the merger is not effected. A void award effects no bar or merger. Extent of the operation of the award in respect of the matters submitted. English cases sustaining the rule of conclusiveness as to all matters submitted. An award ordering general releases is final as to all matters submitted. The English rule in equity is doubtful. The English rule in equity concerning unintentionally omitted matters. The English rule seems intrinsically just. The rule of conclusiveness as to matters omitted, in New York. The rule in New York where the scope of the submission is doubtful. The rule in Connecticut. The rule in Vermont. The rule in Maine. The rule in New Hampshire. The rule in Massachusetts. Effect on the rule of a deliberate refusal to present a claim. An award not deciding the controversy is no bar. Award under a submission of matters " in difference." The award bars only the precise matter submitted. Pleading an award in bar to a matter not disposed of by it. The burden of proof where an award is pleaded in bar. Whether a party not having performed his part of an award can plead it in bar. A condition precedent must be performed before an award is a bar. An award is pleadable in bar to a bill in equity. Pleading an award in set-off. Operation of an award to vest the title to personalty. An award as to chattels of the wife is a reduction into possession. Operation of an award upon the title to real estate. An award of commissioners under a statute may pass title. An award finding title to realty will sustain an action in ejectment. Operation of awards determining boundary lines. An award finding title or setthng a boundary line is a defence in trespass. EFFECT AND OPERATION OE THE AWARD. 487 An award finding title, not under seal, will operate by way of estoppel. Operation of an oral award concerning a boundary line. An oral award under an oral submission concerning a boundary line is competent evidence. Estoppel by an award need not always be pleaded. Operation of an award simply finding title. Operation of an apparently inadequate award. An award is inoperative as to strangers. An award is inadmissible in evidence against a stranger. An award may sometimes be competent evidence for a stranger. A stranger may by his own act bring himself within the operation of an award. A stranger cognizant of the submission may be within the operation of the award. Parties are bound though the award concerns the rights of a stranger. Operation as to sureties of an award extending time for a principal debtor. The rights of a party under an award may pass to a stranger by assignment. An award is not evidence in a criminal prosecution. Operation of an award in a lis pendens. Operation of an award in a Us pendens, including extrinsic matters. Effect of the bankruptcy of a party on the operation of an award. An award creates a debt provable in bankruptcy. Recitals in an award as evidence. A valid award needs no ratification. But voidable awards may»be rendered operative by ratification. A void award cannot be ratified. Ratification by an agent. An award repudiated by both parties cannot be revived. An Award is final and conclusive. — A valid award Operates as a final and conclusive judgment, as between the parties to the submission or within the jurisdiction of the arbitrators, respect- ing all matters determined and disposed of by it.i It stands good for all time,^ unless the award itself (in which event it may probably not be final), the submission, or the statute under which the arbitration is had, specifically limit its effect to some shorter period.^ 1 Coleman v. Wade, 2 Seld. (N. Y.) 44; Girdler v. Carter, 47 N. H. 305; Bannel v. Pinto, 2 Conn. 431 ; Wheeler v. Van Houten, 12 Johns. 311 ; Eidler V. Cooper, 19 Wend. 285 ; Curley v. Dean, 4 Conn. 259 ; Varney v. Brewster, 14 N. H. 49 ; Russell on Arb., 3d ed. p. 476 ; Sybray v. White, 1 Mee. & W. 435 ; Whitehead v. Tattersall, 1 Ad. & El. 491 ; Bailey v. Lechmere, 1 Esp. 375. 2 Day V. Bonnin, 3 Bing. N. C. 219; Bird v. Cooper, 4 Dowl. 148; Bacon Abr. Arb., E. ; Stonehewer v. Farrar, 9 Jur. 203 ; Dudgeon v. Martin, 1 McQueen H. of L. 714. 3 See Russell on Arb., 3d ed. p. 476. 488 EFFECT AND OPERATION OF THE AWAED. An Award in Evidence is conclusive. — A valid award, pro- duced in evidence, is conclusive between the parties. So long as it remains unimpeached, it cannot be contradicted by other evidence. 1 The rules of practice at common law allow an award to be given in evidence under the general issue of non assumpsit? Generally, it is not evidence as an account stated,^ though there are instances of its having been admitted as such.* In an action of assumpsit against an executor, in which the defendant pleads plene administravit, an award finding a sum- due from the testator's estate, but not directing payment, can- not be offered in evidence by the plaintiff as constituting an ad- mission of assets, and so defeating the plea." But if the award contain an order for payment by the executor, it seems that it is then conclusive evidence of assets.^ An award between the same parties, determining the title to land, is conclusive evidence of the right in a subsequent action of ejectment.^ Impeaching by Evidence an Avs-ard put in Evidence. — The doctrine is laid down by Russell that when an award is tendered in evidence, the opposite party may offer evidence in reply to impeach its validity. Its binding effect having been thus done away with, evidence becomes admissible as to the matters professedly determined by it.^- 1 Russell on Arb., 3d ed. p. 536 ; Sybray v. White, 1 Mee. & W. 435; White- head V. Tattersall, 1 Ad. & El. 491 ; Bailey v. Lechtnere, 1 Esp. 375 ; and see ante, the first paragraph in this chapter. " Russell, vbi supra; Allen v. Milner, 2 Cr. & Jer. 47-; Kingston v. Phelps, 1 Peake, N. P. 299. s Bates v. Townley, 2 Exeh. 152. * Keen v. Batshore, 1 Esp. 194 (per Lord EUenborough) ; Salmon v. Watson, 4 Moore, 73. ' Pearson v. Henry, 5 Term, 6. 6 Worthington v. Barlow, 7 Term, 453 ; this subject has been already dis- cussed in Chapter I. p. 19 et seq. 1 Doe d. Madkins u. Horner, 8 Ad. & El. 235 ; Doe d. Morris v. Eosser, 3 East, 15 ; and seepos( in this chapter, the paragraph " An Award finding Title to Realty will sustain an Action in Ejectment." 8 Russell on Arb., 3d ed. pp. 540, 541 ; Whitehead v. Tattersall, 1 Ad. & El. 491. EFFECT AND OPERATION OF THE AWAED. 489 If an award made pursuant to a submission of all matters in difference is offered in evidence by the one party, the other may prove that some of the matters embraced in the submis- sion have not been determined or disposed of by the award.^ Mistake or misconduct of the arbitrator cannot be given in evidence to impeach an award which is put in evidence.^ An Award is equivalent to a Decree in Equity. — In equity, an award rendered in pursuance of a submission by order of the court is regarded as a decree, and as equally if not more con- clusive.^ Yet a court of chancery will not always suffer an award to be made binding upon its own officers. Thus, where accounts were directed to be taken by a master, and by consent liberty was given to the parties to submit to arbitration any question of account, the court allowed the master to accept and adopt the conclusions of the arbitrator, but refused, even by consent, to make it compulsory upon him so to do.* An Award on Illegal Matters is void. -^ If the Subject-matter of the submission consists of transactions clearly illegal, or such as cannot properly be referred or submitted, the award will be inoperative and unenforceable.^ Effect of a Colorable Award. — A somewhat singular custom is mentioned by Russell as having at one time been prevalent in Scotland. Though nowhere else in the law-books does any trace of such a proceeding appear, yet, as it is one which might at any time happen to be conceived and resorted to by an ingenious counsel, it seems worth mentioning here. It seems that parties who had had matters in dispute between them, concerning which they had succeeded in coming to an agree- 1 Ingram v. Milnes, 8 East, 444. 2 See Chapter XIX, ; Swinford v. Burn, Gow N. P. 5 ; Johnson v. Durant, 2 Bam. & Ad. 925. 3 Russell on Arb., 3d ed. p. 477 ; Travers v. Lord StaflTord, 2 Ves. Sen. 19 ; Pitcher «. Rigby, 9 Price, 79. * Russell on Arb., 3d ed. p. 477; Scale v. Fothergill, 8 Beav. 361. * Russell on Arb., 3d ed. p. 481 ; Steers v. Lashley, 6 Term, 61 ; Thorp v. Cole, 4 Dowl. 457 ; 2 Cr. Mee. & Eos. 367 ; 1 Mee. & W. 531. 490 EFTECT AND OPERATION OF THE AWARD. ment, were wont to throw that agreement into the form of a submission and a " decreet arbitral," with the purpose of giving it a binding force. The opinion, says Russell, was entertained by some of the most eminent men at the Scotch bar that a decreet arbitral might properly be used to carry an agreement into execution, and might have the technical effect and validity of such a legal instrument, though used in this peculiar way. But the question having been finally brought before the House of Lords, it was decided in the contrary way, to the effect that an agreement carried out under color of a sub- mission and decreet arbitral could not be regarded as a valid submission or a valid decreet arbitral. ^ Legal Character of an Award under Seal. — An award under seal is not a deed, unless it be delivered to take effect as such ; ordinarily it is merely an instrument under hand and seal.^ An Award constitutes^ a Merger and Bar of the Original Claim. — Like a judgment the award operates to merge and bar the original claim. After the award has been rendered, the suit must be upon it, or upon the covenants of the submission or bond. The subjeclrmatter of the arbitration no longer subsists as an independent cause of action. As such it has been completely disposed of.^ Thus if the subject of the submission is a contract existing between the parties, the legal operation of the award will be to extinguish such contract.* A Case where the Merger is not effected. — The following case, though decided in Arkansas, must be acknowledged to contain a sound and sensible ruling on the law of merger by an award made. The controversy submitted was concerning a lease ; the 1 Russell on Arb., 3d ed. pp. 477, 478; Maule v. Maule, 4 Dow, 363 ; Rout- ledge V. Carruthers, 4 Dow, 392. 2 Russell on Arb., 3d ed. pp. 241, 477, 516 ; Brown v. Vawser, 4 East, 684 ; Blundell v. Brettargh, 17 Ves. Jr. 232; Dod v. Herbert, Sty. 459; Perry v. Nicholson, 1 Bur. 278 ; Hodsden v. Harridge, 2 Saund. 64 I. " Duren v. Getohell, 55 Maine, 241 ; Girdler v. Carter, 47 N. H. 305 ; Arm- strong V. Masten, 11 Johns. 189. * Varney v. Brewster, 14 N. H. 49 ; Curley v. Dean, 4 Conn. 259. EFFECT AND OPERATION OF THE AWARD. 491 award directed that the lessee should continue to pay rent to the amount and in tlie manner directed in the lease. It was held that an action could thereafter be brought on the original covenants of the lease ; for that such an award did not operate to merge and destroy the right of action on the original instru- ment.^ The general principle derivable from this, that an award simply affirming the provisions of an existing document does not so far supersede that document that any subsequent action can be only on the award, seems to be eminently just and reasonable. Mr. Russell, in discussing the matter of plead- ing an award, has a remark of similar import ; to the effect that an award directing a payment cannot be pleaded in bar to an action for the original debt without an allegation of perform- ance. " For the money, until paid, is due in respect of the original debt ; as, for instance, if the claim be for tolls, the sum awarded is due for tolls still." ^ A Void Award effects no Bar or Merger. — Where the award is void, resort may be had to the original cause of action, which will not be treated as having been barred or merged or in any other way destroyed. ^ E^ent of the Operation of the Award in Respect of the Matter submitted. — The most interesting and important question which arises in the discussion of the operation and effect of an award concerns its extent. Does an award operate as a final deter- mination, disposition, or bar in respect of all matters embraced and included within the scope of the submission ; or does it so operate only in respect of those matters which are, in fact, mentioned by, or by the necessary implication of its language are included within, the instrument itself? The English cases, col- lected by Mr. Russell with his usual care and thoroughness,* are substantially unanimous in support of the former principle. 1 Keeler v. Harding, 23 Ark. 697. 2 RusseU on Arb., 3d ed. p. 524. ' Mayor of New York v. Butler, 1 Barb. 325 ; Haggart v. Morgan, 5 N. T. 422 ; Hart v. Lauman, 29 Barb. 410 ; Morton v. Cameron, 3 Robertson, 189. * Russell on Arb., 3d ed. pp. 478-480, incluslTe. 492 EPEECT AND OPERATION OF THE AWARD. The cases decided in the courts of the United States are less uniform ; but the majority of them incline rather towards the latter doctrine. Beginning with the foreign adjudications, we find them as follows : — English Cases sustaining the Rule of Conclusiveness as to all Matters submitted. — It is said that after an award has been made, no action can be maintained based upon any dispute, demand, or any cause of action whatsoever, which was within the scope of the submission, even though the same was not in fact presented or urged before the arbitrators, or decided by them.i A railway company took lands of the plaintiff, and retained possession of them for several years, without, however, being entitled thereto. The plaintiff then instituted a suit in eject- ment. On the trial the cause and all matters in difference were referred, and it was ordered that the arbitrator should determine what sum should be paid to the plaintiff by way of price or compensation for the land taken. The plaintiff upon his part undertook to execute or procure to be executed such conveyances as the arbitrator might direct. The award was, that the verdict for the plaintiff should stand, that a certain sum should be paid to the plaintiff by the defendant corporation as a price and compensation for the land taken, that there were no other matters in difference between the parties, and that the payment should be taken to be in full satisfaction of all matters in difference. The court held that the plaintiff could not main- tain a subsequent action to recover the mesne profits of the land taken ; that the order that the verdict for the plaintiff should stand intended merely that he was entitled to the land at the time, of the institution of his suit ; that by virtue of the refer- ence of all matters in difference, the arbitrator was bound to consider as a matter in difference all claims for mesne profits, 1 Dunn V. Murray, 9 Barn. & Or. 780 ; Dicas v. Jay, 6 Bing. 519 ; Smith «. Johnson, 15 East, 213 ; Collins v. Powell, 2 Term, 756 ; Clegg v. Dearden, 12 Q. B. 576. EFFECT AND OPERATION OF THE AWARD. 493 both before and after the order of reference ; that though the award was apparently defective, by reason of not containing any directions for conveyances, yet it might possibly be sustained upon the presumption that the railway company had acquired title to the land in the interval between the making the order of reference and the rendition of the award. ^ Arbitrators omitted from their consideration and award a •certain demand which was clearly within the submission, but which they erroneously regarded as rembved from the scope of the arbitration by reason of the fact that it was admitted by the opposite party to be correct and valid. Discussing the propriety of setting aside the award altogether by reason of this defect, the court intimated the opinion that should they refuse to do so, and allow the award to stand, it would be a matter of great difficulty (though they did not here say that it would be impossible) to recover this ' omitted indebtedness by any subsequent proceeding.^ An A'ward ordering G-eneral Releases is final as to all Matters submitted. — If an award directs mutual general releases to be exchanged between the parties, it thereby closes all demands between the parties existing up to the date of the submission. If, therefore, a subsequent submission be entered into between them, the arbitrator acting thereunder cannot go behind the date of the earlier submission. That forms an absolute bound- ary, beyond which he cannot trespass for any cause. If he does so, and considers a matter in dispute existing prior to that date, which therefore was properly embraced in the previous submission, and might have been disposed of by the previous award, he will exceed his authority, although as matter of fact this specific controversy was not considered or determined at the foregoing arbitration.^ 1 Smalley v. Blackburn Railway Company, 2 Hurl. & Nor. 158 ; 27 L. J. Exoh. 65 ; Russell on Arb., 3d ed. p. 483. 2 In re Robson & Railston, 1 Barn. & Ad. 728 ; but see Raree v. Farmer, 4 Term, 146 ; and Golightly v. Jellicoe, ib. 147 n. ; stated post, under this same heading. 3 Trimingham v. Trimingham, 4 Ner. & Man. 786. 494 EFFECT AND OPERATION OF THE AWARD. The English Rule in Equity is doubtful. — " How far a suit will lie in equity," says Russell, " in respect of a matter neglected to be brought forward, is not quite clear." ^ The English Rule in Equity concerning unintentionally omitted Matters. — In a case arising in a court of equity in Ireland, it was said that an awai-d would indeed be a bar in respect of any claim or demand which was intentionally held back by the claimant at the proceedings before the arbitrators. But if the . omission to present it were purely accidental, or if the arbitra- tors had refused to consider it when offered, on the ground of its not being within the scope of the submission, the rule would be otherwise, and the award would not be a bar.^ A submission of all matters in diiference was entered into for the purpose of winding up the affairs of a partnership and dividing the capital. By an accidental omission, an item in the account of good debts owing to the partnership was not included. The award ordered one of the partners to receive all the good debts, and the settlement directed to be made between the partners was based upon the estimated amount of these good debts. A court of equity, in order to prevent the inequality which must otherwise result from the omission, made an order directing the receiving partner to account for what he had received from the good debts in excess of the amount at which they were estimated in the award.^ The English Rule seems intrinsically just. — It is difficult to find any fault with the intrinsic justice of the English rule, especially as relaxed by the decisions in equity, opening the door to redress in cases of honest and pardonable oversight. In cases not falling within the benefit of this exception, the principle constitutes simply a strict holding of each party to his duty. If either has a demand which he is bound by his undertaking of submission to present before the arbitrators, 1 Russell on Arb., 3d ed. p. 479 ; Jones v. Bennett, 1 Bro. P. C. 528. 2 Brophy v. Holmes, 2 Molloy, 1. See post, Robinson v. Morse, 26 Vt. 392, where the same exception for cases of accidental omission is recognized. 2 Spencer v. Spencer, 2 Younge & Jer. 249. EFFECT AND OPERATION OF THE AWARD. 495 and to have forever quieted by them, he must fulfil this obliga- tion of presentment, or else forfeit his future right to revive the same claim. There is no reason why this should not be so. If, after he has presented the demand, the arbitrators refuse to hear or neglect to determine it, he can have the award vacated by reason of their omission. The Rule of Conclusiveness as to Matters omitted, in Nevr York. — The courts of the State of New York show a decided inclination to adopt the English rule. Accordingly we find it declared by them that under a general submission of all demands which either party has against the other, " neither party is at liberty to withhold a demand from the cognizance of the arbitrators, and then to sue for it." As to any demand so withheld, the award is a bar.^ And again, it was said : " An award is conclusive as to all matters to which the submission extends, whether any particular matter included in the sub- mission was laid before the arbitrators or not." ^ Thus, if a submission be made by two persons as party of the one part, of all demands pending between them and the party of the other part, the award will be a bar as to both their joint and their individual claims against him, whether both these classes of demands have or have not been presented before the arbitra- tors and awarded upon.^ And again : " An award made under a general submission is final as to matters within the submission, although not brought to the notice of the arbitrator nor embraced in his award. The parties are bound to claim before the arbitrator all demands coming within the scope of the submission ; and if they fail to do so, they will be concluded from ever after asserting such demands." * Though in a case in which there was no occasion for going 1 Wheeler v. Van Houten, 12 Johns. 311. 2 Fidler v. Cooper, 19 Wend. 285. » Ibid. 4 Ott V. Schroeppel, 1 Seld. 482 {per Paige, J., at p. 486), in the Court of Appeals, 1861. 496 EFFECT AND OPERATION OF THE AWARD. SO far, the court contented itself with remarking only that an award operates as a bar to a suit upon any cause of action determined and disposed of by the award.^ The Rule in New York where the Scope of the Submission is doubtful. — And a very sensible relaxation of the extreme strictness of the doctrine is presented by the following ruling : that where it is open to doubt whether or not a certain demand was properly included in a submission, if it is shown that it was not placed before the arbitrators by either party, and therefore, of course, was not included in the award, the pre- sumption will be that it was not within the scope of the sub- mission. The case was presented by a submission entered into between three partners to settle the terms of dissolution of the partnership. A note given by two of the partners to the third during the partnership was not presented to the arbitrators or awarded upon. It might or it might not have been a transac- tion in the course of the partnership business. There was no evidence going to show that it was such a transaction, and the court applied the foregoing rule of favorable intendment.^ The Rule in Connecticut. — The reports of Connecticut present us only with the following case, which hardly reaches the point of fully sustaining the English rule as an abstract proposition of universal application, though applying it in the special instance. A submission of all " accounts " had been made, and an award had been rendered. The plaintiff in this suit had exhibited to the arbitrators a part of his books to be adjusted ; but he now sued to recover for certain charges contained in the books, but not actually laid before the arbitrators and awarded upon. The court held that he was precluded from doing so. The word " accounts " included these book accounts, and the award therefore operated as a settlement of them all. Otherwise it would be necessary to try not only the question of the validity of these items, but also the further issue, viz., whether or not 1 Coleman v. Wade, 2 Seld. 44. ^ Harris v. Wilson, 1 Wend. 511. EFFECT AND OPERATION OF THE AWARD. 497 they had been considered by the arbitrators in coming to their conclusion. " Tliis would be to make arbitrations an instru- ment not to diminish but to increase litigation." ^ The Rule in Vermont. — In Vermont an award following . a submission by deed is held to operate as a bar as to every matter included in the submission, but intentionally withheld from presentation before the arbitrators.^ Though it is inti- mated, in the case cited, that if the non-presentment arose from mistake, forgetfulness, or accident, these facts might in some circumstances create an exception to the general rule. Whether or not the principle enunciated in this decision would apply in cases where the submission is by parol, the court does not decide ; saying only that it was so applied by the court in New York, ^ but that, on the other hand, the judges had re- fused to apply it in an early decision in Yermont. Therein they expressed some doubts as to the propriety of applying the rule at all, for it was to be presumed that if a disputant omitted to present a demand, he did so from forgetfulness or mistake, and not from design, and he should not be held to suffer so severely for such a blunder. Coming down to the precise facts under consideration, it was added that " there is some danger from this doctrine as applied to parol submissions. Parol testimony of a submission and award may bar a claim that is just, and ought not to be barred, and this through a misappre- hension or forgetfulness of the exact expressions used in the parol submission. They might say all demands when they intended all then exhibited and no others. Awards upon parol submissions of all demands are. in some degree parallel with general receipts in full of all demands. Both are very frequently effected without the aid of counsel and without suffi- cient knowledge of consequences to excite a prudent caution before all is closed. We are not at present inclined to open 1 Bunnell v. Pinto, 4 Conn. 431. 2 Eobinson v. Morse, 26 Vt. 392. I Wheeler v. Van Houten, 12 Johns. 311, ante, p. 495. 32 498 EFFECT AND OPERATION OF THE AWARD. the door to go back of written submissions and references that are general, and the awards general ; but we admit the inquiry, whether adjudicated or not, in cases of submissions not in writing." ^ In another case arising in Yermont in 1850, Judge Eedfield said: "An award will ordinarily have no greater effect than a judgment. It will only bar what is adjudged, — unless per- haps, if part of one entire transaction is submitted and adjudi- cated, it will bar other portions of the same transaction not presented before the court or arbitrators. Possibly, too, if a submission be general, of all demands, and under seal, and an award follow, it might be esteemed equal to a release under seal, or a covenant not to bring subsequent suits." The sub- mission in this case was of disagreements as to the manage- ment of a farm during the year past; and the adjudication and opinion substantially assert that if a certain class of accounts or items are submitted, the award will bar all, though only a portion are actually submitted and awarded upon ; unless, indeed, it could be shown that the omitted items had been removed out of the scope of the arbitration by the joint con- sent of parties. 2 Another Vermont case declares that an award, like a judg- ment, ordinarily operates as a bar concerning, and only con- cerning, the matters actually presented and disposed of by the adjudication. But if an account between the parties, consist- ing of several items, be submitted and passed upon, the award operates as a bar in respect of each individual item, although the presentation of some of them before the arbitrators has not been made. For the account must be regarded as an entirety.^ The Rule in Maine. — In Maine it has been held that if, under a general submission of all demands, there be some outstand- ing claim to which neither party attracts the attention of the 1 Buck V. Buck, 2 Vt. 417. 2 Briggs V. Brewster, 23 Vt. 100. 3 Ibid. EFFECT AND OPERATION OF THE AWARD, 499 arbitrators, and which accordingly they do not pass upon, suit may afterwards be brought upon it, and the award will not be pleadable in bar or estoppel.^ The court in Maine went so far as to say that there was no question about this rule ; an asser- tion showing considerable ignorance or contempt for the adjudi- cations of many respectable tribunals. So held also if the arbi- trators be requested to pass upon the claim, but refuse to do so.^ The Rule in New Hampshire. — In New Hampshire the court say that if an agreement be altogether broken by a neglect or refusal to submit any thing, no presumptions, arise in bar of the demands ; but an action lies on the agreement for such damage as may have been sustained by the breach. If the agreement be broken only in part, that is to say, by a neglect or refusal to submit or present a portion of the demands included within the scope of the submission, the same principle is said to prevail. The award would not operate as a bar in a subsequent suit con- cerning these omitted matters ; but the party against whom they existed would have his right of action for damages suf- fered by him by reason of his adversary's partial breach of the contract of submission.^ The Rule in Massachusetts. — The tribunals of Massachusetts have departed most widely from the strict English rule. So early as 1809 the following cause arose : A. and B. entered into a statutory submission of " all demands " between them. An award was returned, and judgment entered thereon. After- ward A. was sued by C, the holder, under a blank indorsement, of a promissory note made by A., payable to the order of B. A. pleaded in bar the award and judgment. C. then offered to prove that the note was not presented before the arbitrators or included in the award. Chief Justice Parsons delivered the opinion of the court. He said that either party might prove what demands actually existed at the time of making the 1 Inhab. of N. Yarmouth «. Inhab. of Cumberland, 6 Greenl. 21. 2 Bixby V. Whitney, 5' Greenl. 192. 8 Whittemore v. Whittemore, 2 N. H. 26. 500 EFFECT AND OPERATION OF THE AWARD. agreement. " That a promissory note is a demand for certain purposes, cannot be denied, because a release of all demands would be a bar to an action upon it. Yet it may well be ques- tioned whether a submission of all demands to arbitrators includes an acknowledged debt not in controversy, and con- cerning which tliere is no difference or dispute. If it is a fair construction of such a submission, that it includes all matters in difference, then either party may prove that a particular demand was not laid before the arbitrators, and so was not a matter in difference between the parties. But as either party might exhibit to the arbitrators, on the submission of all matters in difference, any personal demand he had on the other party, the presumption is that all demands were in fact submitted. But this presumption may be encountered by clear evidence that any particular demand was not laid before the referees. . . . But without deciding that an agreement to refer all demands is subject to the same construction as a submission of all matters in difference, it is manifest that an agreement to refer may not be executed ; for the arbitrator may decline to take on himself the trust of arbitrating, or a party, where the rule is not ex parte, may refuse to appear before the referees. So a party may execute the agreement but in part, by omitting through accident or mistake to bring a particular demand, not in fact disputed, before the referees.^ And although, when referees report upon all the demands submitted, the presump- tion is that all existing demands were submitted, yet evidence that a particular demand was not before the referees does not deny the agreement to refer all demands, but only proves the non-execution of that agreement in part. We are therefore satisfied that the testimony of D., that the note was not laid 1 It should be observed that it cannot be gathered from the report or opinion that any refusal of an arbitrator or party, or any accident or mistake, was even asserted to have taken place. The inference is clear that no such allegation was advanced, or the court would obviously have rested its decision upon so satis- factory a basis. It seems that there was a simple, unexcused, and unexplained omission or neglect. EFFECT AND OPERATION OF THE AWARD. 501 before the referees, nor by them taken into consideration, was properly received and submitted to the jury. ... In the case before lis a sum of money is reported in full of all demands, which must necessarily be confined to all demands that were submitted to the referees under the agreement to submit. For a report on demands not submitted would be void, as without the authority of the referees. Whether the demand on this note was or was not submitted, is therefore a question of fact to be settled, in order to decide on the legal operation of the judgment. . . . The presumption is that the demand on this note was submitted, because it was within the agreement of the parties to submit it, and we ought to presume that the parties have executed their agreement. By the evidence in the case this presumption is encountered ; for it appears that as to this note the agreement was not executed, and that the note was not brought before the arbitrators, who of course did not take it into their consideration. The report therefore does not include an award on the note, and the judgment cannot bind the parties beyond the award. . . . The justice of the case is unquestion- ably with the indorsee, and the law has wisely provided that the maker of the note shall not in this case intrench himself behind its forms against an act of substantial justice." ^ I have given the reasoning of the court in this cause in full because it seemed to me to be important to note the steps by which the court arrived at a conclusion at variance with that of the general force of adjudications in this country and in England. It may be noted that specific circumstances, such as that the matter was not in difference, or refusals to act, accident, and the like, which other courts regard as presenting good grounds for establishing exceptions to the operation of the general rule, are here presented as arguments against the establishment of that rule at all. And though the case actually before the court could not fairly be brought within the protection of any of these equitable conditions, it nevertheless received the 1 Webster v. Lee, 5 Mass. 334. 502 EFFECT AND OPERATION OF THE AWARD. full benefit of them by the resolute refusal to recognize the strict rule. The result of this decision would manifestly be to allow a party to break his agreement of submission as to any claim which he secretly wished not to urge before the board of arbi- trators without losing his right subsequently to enforce it. The only remedy of his opponent in such a case, provided at least that he could not show that the holding back was with deliber- ately malicious or fraudulent intent, as to which this opinion is silent, would be by an action for damages for breach of the con- tract of submission, a suit in which he could not often expect to recover back his actual outlay in prosecuting it, much less any adequate compensation for his vexation and trouble. Accordingly, in a later case we find the court deliberately occupying precisely this inevitable position. A certain specified demand " and all other demands whatsoever " were submitted. A note of prior date to the agreement was shown by the award not to be included within it. The defendant offered to show that it was intended that the agreement should include the note, and that the plaintiff designedly withheld it. The evi- dence was excluded, and upon exceptions taken the Supreme Court held that it was rightly so excluded. For since the note was not in fact presented, the award " left the plaintiff's claim to payment of the note wholly unaffected by the submission and the proceedings under it. The defendant's remedy, if he has any, is by action against the plaintiff for breach of his agree- ment contained in the submission.^ If the defendant had ob- jected to the validity of the award, on the ground that the arbitrators had not passed upon all the matters submitted to them, perhaps the award might have been set aside. But that objection is not now open to him." ^ 1 Citing Webster v. Lee, 5 Mass. 334 ; King v. Savory, 8 Cush. 312 ; Bixby V. Whitney, 5 Greenl. 196, stated ante, -p. 499, and which does not go the length of sustaining the general rule ; Whittemore v. Whittemore, 2 N. H. 26, 2 Edwards v. Stevens, 1 Allen, 315 (1861). EFFECT AND OPERATION OF THE AWARD. 503 But even the privilege of objecting to the award on such a ground seems to have been refused in the following case : Suit was brought on a promissory note. The defendant filed an account in set-off. The rule of court referred the said action and all demands. The award was that the plaintiff had not supported the demand made by him, and that the defend- ant should recover the costs of the reference, but not of the action. The court said, " Non constat that the defendant's account was ever laid before the referees. If it was not, they could not arbitrate upon it. The agreement of the parties, evidenced by the rule of the court, was then so far not executed ; and notwithstanding the general report of the referees, the defendant, if not otherwise precluded, may yet have his action upon the account filed by him, but on which the referees have not awarded." ^ A. and B. entered into a submission of all demands. The award was rendered in favor of B. At the time of the sub- mission A. was prosecuting certain actions against other per- sons, the subject-matter of which was not presented before the arbitrators nor considered by them. After rendition of the award the defendants in those actions prevailed by the aid of B.'s evidence to the purport that he was the party liable for the debts in suit. Thereupon A. sued B. for these demands, and B. pleaded the award. The court said that the question was, whether the award barred all causes of action between the parties, " irrespective of their peculiar circumstances, and where it can be shown by uncontroverted evidence that the claim was not submitted to the arbitrators and not acted upon by them. It is quite obvious from a recurrence to adjudicated cases that this is one of those mooted points where much may be found on both sides. Our own cases have shown a strong disposition not to give such effect to a general submission as would bar an honest demand not submitted to the arbitrators, where the omission to present the same was consistent with 1 Hodges V. Hodges, 9 Mass. 320. 504 EFFECT AND OPERATION OF THE AWARD. good faith, and not with a design to further litigation, or to change tlie forum for the trial of the same." After considering various irreconcilable rulings of different courts, the judge continues : " In this contrariety of views we, of course, give the preference to our own decisions as guides in this matter. With the qualification that the present case furnishes, of entire good faith in the plaintiff in omitting to present this claim to the arbitrators, and with the facts proved as to the proceedings in the suits pending against other parties, and with the furtlier fact that the defendants did not, at the hearing before the referees, request any action on this matter, we are of opinion that it was competent to show " that the demand was not pre- sented or acted upon at the arbitration, and it being further shown that the defendant was indebted to the plaintiff, as claimed, that the latter was entitled to a verdict.^ Effect on the Rule of a Deliberate Refusal to present a Claim. — If, however, a party is requested by his adversary to present a claim which is actually embraced in the submission, but he refuses to do so, even the courts in Massachusetts will hold this demand to be forever after barred by the award and judg- ment rendered thereon.^ An ATward not deciding the Controversy is no Bar. — If the award does not determine the matter submitted, it may prop- erly be considered that there is in fact no award at all, and there can, of course, be no bar. Thus an award declaring that the arbitrators " do not agree," and that each party pay a certain sum, by way of fees, to his own arbitrator, is no bar to a subsequent suit upon the cause of action, constituting the subject-matter of the submission.^ ATvard under a Submission of Matters " in Difference." — A Sub- mission of all matters in difference does not include a claim or demand, though then subsisting and matured, which is not the 1 King V. Savory, 8 Gush. 309. 2 Warfield v. Holbrook, 20 Pick. 531. 3 Smith V. Holcomb, 99 Mass. 552. EFFECT AND OPERATION OF THE AWARD. 505 subject of any dispute or controversy between the parties. Consequently an award made under such a submission does not operate as a bar in respect of such an existing but uncon- troverted claim. ^ The defendant, owing the plaintiff a sum of money for arrears of an annuity, gave him a cognovit for the same. He, however, disputed the plaintiff's claim to other sums claimed to be due on a partnership account between them. Upon the same day on which the cognovit was given, a submission was entered into between the parties of these matters of account and of all matters in dispute. No question concerning the arrears was raised before the arbitrators. The court held that the claim on the cognovit was not a matter in dispute at the time of the submission, and that the plaintiff was not pre- cluded, either by the award in his favor or by his release in general terms of all demands executed in compliance with the orders of the award, from proceeding to enforce the cognovit.^ The Aiward bars only the Precise Matter submitted. — The award can operate as a bar in respect of no other questions save precisely those which are submitted.^ For example, if the reference be of the amount of a demand, the award does not prevent the subsequent denial of the legality of the de- mand.* So where a verdict is found for the plaintiff, sub- ject to a point of law, and leave is reserved to the defendant to move to enter a nonsuit, an award made pursuant to an agreement to submit to arbitration the question of the amount of damages, does not waive the matter of legal liability unless the defendant expressly consents to abandon it.^ Pleading an Award in Bar to a Matter not disposed of by it. — 1 Eavee v. Farmer, 4 Term, 146; Golightly v. Jelliooe, ib. 147, n. ; and see Wheeler v. Van Houten, 12 Johns. 311 ; Fidler v. Cooper, 19 Wend. 285 ; Web- ster V. Lee, 5 Mass. 334 ; King v. Savory, 8 Cush. 309 ; all previously stated at length in this chapter. 2 Upton V. Upton, 1 Dowl. 400. » Russell on Arb., 3d ed. p. 480. * Steers v. Lashley, 1 Esp. 166. 5 Oxenhan v. Lemon, 2 Dowl. & Ey. 461. 506 BFrECT AND OPERATION OF THE AWARD. If a party seeks to avail himself of an award as a vbar to a demand not disposed of by it, it behooves him specifically to aver in his pleadings that the demand was included in the sub- mission, and that it might have been settled in the award of the arbitrators had the demandant presented it before them for that purpose.^ The Burden of Proof -where an A-ward is pleaded in Bar. — A suit was brought by the holder of a note indorsed in blank against the maker. The maker pleaded in bar an award made pursuant to a submission of all demands entered into between himself and ' the payee. Upon this evidence he proposed to rest his defence, contending that it was incumbent upon the plaintiff to show that he had purchased it from the payee prior to the date of the agreement of submission. But the court ruled otherwise, being of opinion that the defendant must prove that the agreement was made before the indorsement.^ ■Whether a Party, not having performed his Part of the Avrard, can plead it in Bar. — In New York the law has been laid down as follows : With regard to the matter of pleading an award in bar, a distinction formerly existed between the cases of verbal submission and of submission by bond. In the latter case the award was a bar before performance of his duties under it by the party seeking to avail himself of it in this manner; because the other party had his remedy to enforce such performance. Before it was settled that assumpsit would lie upon mutual promises if the submission was not by deed, it was necessary for the party who undertook to plead an award in bar to allege performance of the matters required of him by the award. But since the abandonment of these old dis- tinctions, it is said that " there is scarcely .a case that can arise " where performance must be pleaded.^ Cases in other ' Robinson v. Morse, 26 Vt. 392, at p. 395. 2 Webster v. Lee, 5 Mass. 334. 5 Armstrong v. Hasten, 11 Johns. 189, citing the English cases, Parsloe v. Bailey, 1 Salk. 76 ; Allen v. Harris, 1 Ld. Raym. 122 ; Case v. Barber, T. Eaym. 450. EFFECT AND OPERATION OF THE AWARD. 507 States also declare that a tender of performance need not be averred except in cases where the award is made conditional upon the performance of certain acts by the party claiming the benefit of it.^ A Condition Precedent must be performed before an A'ward is a Bar. — If an award embodies a finding in favor of a certain party, subject, however, to an express requirement, in the nature of a condition precedent, that he shall first do a certain specified act, he can avail himself of the award as a bar only after he has performed that act. An award gave certain lands to the defendants upon condi- tion that they should within six months execute certain releases to the Commonwealth. In an information for intrusion upon said lands, brought by the Attorney-General on behalf of the Commonwealth, the defendants pleaded the award in bar. The replication alleged that the six months had elapsed, and the releases had not been executed. The court held that the plea in bar was bad ; the requirement for the execution of the releases was in the nature of a consideration ; and, having failed to perform it, the defendants could not reap the benefit which they were entitled to only by virtue of such performance.^ An A'ward is pleadable in Bar to a Bill in Equity. — The award itself may be pleaded in bar to a bill in equity brought to set aside the award and open the account. ° A plea of an award is good not only as to the merits of the case, but also as to the discovery sought by the bill. For the respondent is not obliged to set out the whole account between himself and the complain- ant after an award has been rendered in his favor concerning that very account. The award must be treated as conclusive upon all parties .till an error is shown in taking the account, or partiality or misconduct on the part of the arbitrator.* 1 Duren v. Getoliell, 55 Me. 241; Girdler „. Carter, 47 N, H. 305; Varney V, Brewster, 14 id. 49 ; Curlew v. Dean, 4 Conn. 259. 2 Commonwealth v. Pejepscut Proprietors, 7 Mass. 399. ' Pusey V. Desbouvrie, 3 P. Wms. 315 ; Farringdon v. Chute, 1 Vern. 72. * Russell on Arb., 3d ed. pp. 552, 553 ; Titteuson v. Peat, 3 Atk. 529. 508 EFFECT AND OPERATION OF THE AWARD. Russell further says that where, after the bill has been filed, an agreement to refer the subject-matter thereof to arbitration is entered into, it is not fully decided whether the award made pursuant to this agreement can be set up in bar to the bill itself by plea put in, in the nature of a puis darrein continuance at law.^ In Rowe v. Wood,^ Lord Eldon, after much consider- ation of the question, seems to incline towards the negative, and to be of opinion that the award ought not to be allowed to be thus availed of; especially inasmuch as the purpose might be much more effectually obtained by a motion to stay proceed- ings in the cause. Later, in Dryden v. Robinson,^ the same ques- tion was again raised. The marginal note gives it as the ruling of the court that the award may be pleaded ; though no authority for such a statement is furnished by the published report of the cause. After the bill was filed, an agreement to refer the subject-matter of the suit had been entered into between some of the parties, and an award was made. But inasmuch as all the parties to the suit were not parties to the agreement to refer, although the plaintiff in the bill was such party ; and, further, inasmuch as a part of the prayer of the bill was for the execution of the trusts of a deed under which some persons, parties to the suit but not to the submission, were interested, therefore the court ordered that the plea of the award should stand for an answer, with liberty to except. This latter case is therefore not regarded as an authority counter to that of Rowe v. Wood. Though, adds Mr. Russell, it should be observed that in Rowe v. Wood there was only an agreement pleaded, some of the terms of which were to be settled by arbitration ; but the making of an award was not averred. Pleading an Award in Set-off. — Like any other matured and liquidated demand, an unconditional award ordering the pay- 1 Russell on Arb., 3d ed. p. 553.. See the statement, post, in this chapter, of the case of Elliot v. Heath, 14 N. H. 131. 2 1 Jao. & Walk. 315 ; 2 Bligh P. C. 595. 3 2 Sim. & St. 529. EFFECT AND OPERATION OF THE AWARD. 509 ment of a sum of money may be availed of by the creditor by way of set-off in a suit brought against him by the debtor. But an award cannot be availed of in set-off if it has been made subsequently to the inception of the suit, even although the demand allowed by it was in existence prior to the date of the suit. This is on the principle that the original claim is merged in the award, which becomes a new and distinct cause of action, and was not subsisting in such shape that an action could have been sustained upon it at the time when the suit was begun. ^ Operation of an Avrard to vest the Title to Personalty. — Where the ownership of personal property is in dispute, or where the arbitrators have power to determine or dispose of the ownership, the operation of the award to vest title will depend in a great measure upon the language used. If the award simply declares, in substance, that the party who is in present possession under a claim of right is the lawful owner, and shall continue to hold and possess the same, no difficulty can arise. The award is a sufficient confirmation of title in the gaining party, at least so far as concerns the other parties to the submission. But the difficulty, such as there is, arises when the award undertakes to change either title or possession. It seems that if the award purports in direct terms to give to a party a certain thing on a day certain, the title will vest in such party on such day, trithout any action upon the part of himself or of the party in possession. But if the award orders that on a certain day, or upon performance of a certain act, delivery of a chattel shall be made to one party by the other, the deliv- ery is an essential preliminary, without which title does not vest. And even though performance of the act required to be done in the nature of a condition precedent or consideration be prevented by the active or passive refusal of the party to whose benefit it looks, still the title cannot for this reason vest without the delivery. An award was that " M. is to have the cow and calf on the 1 Varney v. Brewster, 14 N. H. 49. 510 EFFECT AND OPERATION OF THE AWARD. first of April." The court distinguished this case from Hunter V. Rice,^ because in that case a delivery was ordered to be made upon receipt of a certain payment. But in this instance " the award purports to give the title to the cow and calf to the land- lord without any act remaining to be done by the tenant, and we are of the opinion that the award must be regarded as conclu- sive evidence of title in the landlord." ^ Further, commenting on Hunter v. Rice, the court said that there, if the party to deliver the chattel had received the money, his receipt would have constituted an assent, and the title to the chattel would have passed. " It would seem, however, to be well established, that the effect of an award does not depend upon a subsequent assent, but upon the contract of submission ; and that after the award is made it is too late to revoke the submission or to repudiate the award. Since the decision in Rice v. Hunter, the law upon this subject has undergone considerable change, and it is not certain that the views there adopted would not be modified." The case of Hunter v. Rice,^ mentioned in the last paragraph, is a leading English case. An award ordered that a tenant should, upon a certain day, deliver up to his landlord a stack of hay, upon being paid or allowed a certain sum in satisfac- tion. It was held that the title in the hay did not pass, by virtue of the award, to the landlord, oil his tender of the money, the tenant refusing to assent or to accept the money and deliver up the hay ; and that therefore the landlord could not bring trover for it, but that his only remedy was by suit upon the award. Though it was said that an acceptance of the money by the tenant would have been operative as a ratifi- cation of the award and an assent to the transfer of the prop- erty. An Award as to Chattels of the 'Wife is a Reduction into Pos- 1 15 East, 100. ■■i Girdler v. Carter, 47 N. H. 305 (1867). » 15 East, 100. EFFECT AND OPERATION OF THE AWARD. 511 session. — If a husband enters into a submission in respect of chattels, real or personal, claimed in right of his wife, the award will operate as a sort of judgment, and will constitute a reduction of them into possession on his part.^ Operation of an Award upon the Title to Real Estate. — The rule has long been established, both in the United States and in England, that an award is inoperative for the purpose of actually passing the title to land.^ Even if the object be only to effect a partition between tenants in common, no title will pass unless conveyances be exchanged.^ Such effect as the award has, it has solely by way of estoppel. It is good only as between the parties to the submission. Even as between them it does not transfer title ; but the party who loses under the decision is simply estopped afterward to deny the superiority of his adversary's title to his own.* The award is not in itself afiirmative " evidence of title," but is available to prevent the losing party from setting up title.5 In an old case it was said that if a dispute be between two respecting the title to a lease of land for years, and they sub- mit the controversy to arbitration, and the arbitrator awards that one shall have the land, or shall have the term, this is a good gift of the interest in the term. But if the award be that one shall permit the other to enjoy the term, this is no good 1 Russell on Arb., 8d ed. pp. 18, 481 ; citing Williams on Executors, pp. 538, 687 ; RoUe's Abr. Arb., 245, D. ; Roper on Husband and Wife, 2d ed. vol. i. pp. 185, 219 ; Hunter v. Rice, 15 East, 100 ; Oglander v. Baston, 1 Vern. 396. 2 LeUick v. Addams, 15 Johns. 197 ; Cox v. Jagger, 2 Cow. 638, at p. 650 ; Jackson v. Gager, 5 Cow. 383 ; Sbelton v. Alcox, 11 Conn. 240 ; Shepherd v. Ryers, 15 Johns. 497 ; Girdler v. Carter, 47 N. H. 305 ; Gray v. Berry, 9 N. H. 473 ; Page v. Foster, 7 N. H. 392 ; Goodridge v. Dustin, 5 Mete. (Mass.) 363, over- ruUng, so far as necessary, the case of Whitney v. Holmes, 15 Mass. 152 ; Cal- houn's Lessee u. Dunning, 4 Dall. 120 ; Russell on Arb., 3d ed. p. 481 ; Rolle Abr. Arb., A. ; Marks v. Marriott, 1 Ld. Raym. 114 ; Smalley v. Blackburn Railway Company, 2 Hurl. & Nor. 158 ; 27 L. J. Exch. 66 ; Henry v. Kirwan, 9 It. C. L. 459 ; Doe d. Morris v. Rosser, 3 East, 15, stated post. ' Johnson v. Wilson, Willes, 248. * See the cases cited in note 2, ante. 5 Jackson v. Gager, 5 Cow. 383. 512 EFBECT AND OPERATION OF THE AWARD. gift of the interest in it.^ In commenting upon this case, Russell says that it seems in effect only to show that the award is conclusive as between the parties on a question of disputed title, not that it has power to transfer the right from one to the other. An action between the owner of land, and a party holding the same by his permission, but claiming to hold as bailiff and not as tenant, was submitted to an arbitrator, to determine what should be done by the parties concerning the land. His award was that the party in possession held as a tenant ; that the tenancy should cease upon the delivery of the award ; and that one month afterward possession of the land should be delivered up to the owner. On an issue between the landlord and an execution creditor of the tenant, whether the crops growing on the land were or were not the property of the tenant, the crops having been seized by the creditor after delivery of the award, but before the expiration of the month, it was held that the award had not the effect of transferring to the landlord the property in tlie land, or in the growing crops which would liave passed with the land.^ An A'ward of Commissioners under a Statute may pass Title. — It has been held in England, in some cases, that an award of arbitrators or commissioners, made in pursuance of acts of Parliament or public statutes, may have the effect of trans- ferring title, even to real estate.^ As a general rule the title does not pass before the award has been actually made.* But in some instances special provisos have the effect of trans- ferring it at earlier stages in the proceedings.^ 1 Trusloe v. Yewre, Cro. Eliz. 223 ; 2 Leon. 104. 2 Thorpe v. Eyre, 1 Ad. & El. 926. 3 RuaseU on Arb., 3d ed. pp. 484, 485 ; Earrer v. Billing, 2 Barn. & Aid. 171 ; Greathead v. Morley, 3 Man. & Gr. 139 ; EUis v. Arnison, 6 Barn. & Aid. 47 ; Johnson v. Hodgson, 8 East, 38. * See the cases cited in the last note ; also Cator u. The Croydon Canal Company, 4 Younge & Coll. 405. 5 Doe d. Harris v. Saunder, 5 Ad. & El. 664 ; Kingsley v. Toung, 17 Ves. Jr. 468; 18 id. 207 ; Doe d. Duke of Beaufort v. Neeld, 3 Man. & Gr. 271. EXPECT AND OPERATION OF THE AWAED. 513 An Award finding Title to Realty -will sustain an Action in Bjeotmeat. — A valid award of arbitrators settling the title to real estate is a sufficient basis for the prevailing party therein to sustain an action of ejectment against his adversary.^ In an actiorf of ejectment an award was rendered, determin- ing the right and ordering the land to be delivered up to the lessor of the plaintiff. In a second action of ejectment between the same parties, this award was held to be conclusive in favor of the plaintiff's claim. In the opinion it was said, in expla- nation of the effect of the award, that it could not operate to convey the land ; but that there was no reason why the de- fendant might not conclude himself by agreement from disput- ing the title of the lessor in ejectment ; and that as the parties had consented that the award should be conclusive as to the right to the land, that was sufficient to bind them in the action of ejectment.^ Patterson, J., commenting upon this case, in Thorpe v. Byre,^ said that the effect of the award in Doe d. Morris v. Rosser was, that the land had always been the prop- erty of the claimant ; but that in the case before him the award declared the property in the land, so far as the possession during the term was concerned, to be in the tenant. And he asked : " Is there any instance in which an award has been held to transfer property ? " Operation of Awards determining Boundary Lines. — It is obvious that an award which undertakes to settle a disputed boundary line between two adjoining estates must in some degree constitute a decision upon a question of title. Accord- ingly, we find it sometimes treated like any other award pass- ing upon the title to real estate ; and the rules already laid down are in such instances adopted. Thus, in New York and Vermont, it is held that the operation of an award 1 Lellick V. Addams, 15 Johns. 197 ; Jackson ex dem. Stanton v. De iJong, 9 Johns. 43 ; and see Cox v. Jagger, 2 Cow. 638, at p. 650 ; and see ante, In this chapter, the paragraph An Award in Evidence is conclusive. 2 Doe d. Morris v. Kosser, 3 East, 15. 3 1 Ad. & El. 926. 514 EFFECT AND OPEKATION OP THE AWAKD. determining a boundary line, is to estop the parties from after- wards denying tliat tills is in fact the line of division between them.^ An action of trespass quare clausum fregit was referred by rule of court, wherein it was stipulated that the rtferees should " settle the division line between the locus in quo and the land of the defendant." The award, in which the boundary line was determined, was accepted, and judgment rendered thereon by the court. In a subsequent action between the same parties, the demandant set up and relied upon this award; but this was objected to on the ground that it could not operate as a con- veyance of land. But the objection was overruled. The court said that the award, thus accepted and recorded, was equally valid and conclusive with a verdict founded on the same facts distinctly put in issue between tlie parties ; and a judgment on an award made and recorded is a good bar to another action founded on the same fact or title. The following interesting reasoning was added : " Without intending to controvert the position that land cannot be conveyed by the mere determina- tion of arbitrators, and that estates can only be passed by deed, yet we think a just distinction may be made between questions of title and those of boundary, though the one may occasionally be involved in the other. In the matter of boundary the ques- tion is, which is the true line of division between adjoining es- tates, and the removing of the uncertainty attending the settling of the line can as well be done by an arbitration and award as by deed ; and the effect of such a judgment is not to change the titles to a portion of the respective estates, but to confirm each in his own estate ; and by such award the parties shall be concluded as to their boundaries." Further on in the opinion the court say that an award, though not competent to convey land, yet concludes the parties from disputing the title or boundary, and operates by way of estoppel.^ 1 Stewart v. Cass. 16 Vt. 663 ; Eobertson v. McNiel, 12 Wend. 578. 2 Goodiidge v. Dustin, 5 Mete. (Mass.) 363. EFFECT AND OPERATION OF THE AWAED. 515 In the later case of Searle v. Abbe,^ a similar doctrine was enunciated under similar circumstances. The court said that land could not be "transferred by an award and judgment thereon, but that the parties to the submission were thereby estopped to dispute the title or boundary which is distinctly settled by the award. The arbitrators, in this case, did not make new boundaries, nor change old ones ; they merely found where the pre-existing boundaries were. As was said by James Otis, arguendo, and af&rmed by the decision of the Superior Court of Judicature of the Province of Massachusetts Bay, almost one hundred years ago, in a case ^ in which arbi- trators had determined a boundary line, without ordering a release of the land on either side, ' I grant the award to be void if the arbitrators have determined the freehold. But here they have not ; they have only determined the line ; the settling that does not affect the freehold.' " Similar language was used in an action in ejectment by the court in New York concerning a submission of a dispute in relation to boundary lines. The object of the submission was said to be to ascertain and settle the true location of a par- ticular lot. " It was then an agreement that the arbitrators named should determine the boundaries of the common lot, according to the description in the partition deed of the patent under which both parties derived their title. The title to the common lot was not in question." Upon the strength of this reasoning a parol submission, and an award pursuant thereto determining a boundary, were held to be valid and binding upon the parties.^ An ATxrard finding Title or settling a Boundary Line is a Defence in Trespass. — There being a dispute between A. and B., owners of adjoining land, as to the boundary line between them, they submitted the matter, and an award was made. A. entered and 1 13 Gray, 409. 2 Rogers v. Eenwrick, Quincy, 63, 64. 3 Jackson v. Gager, 6 Cow. 883. 516 EFFECT AND OPERATION OF THE AWAED. cut timber upon his side of the line thus established. B. sued him in trespass quare clausum fregit. Held, that the award furnished a sufficient defence for A.^ So, also, it has been held in Connecticut, that a valid award, finding the title to realty, is a good and available defence in an action of trespass quare clausum brought by one party to the submission against an assignee of the other party .^ An ATvard finding Title not under Seal, -will operate by Way of Estoppel. — In a case in Connecticut a submission and award finding title to realty were both in writing, but neither of them was under seal. It was objected that there was no estoppel, since that could be efiected only by an instrument under seal. But the court overruled the objection, saying that an estoppel might arise out of acts in pais. Here the parties had agreed to be bound by the final decision of the arbitrators, pursuant to which agreement the arbitrators had met and awarded. The estoppel was complete.^ Operation of an Oral A^vard concerning a Boundary Line. — As a general rule every submission and award concerning the title to real estate or a boundary line ought to be put in writing.* As concerns the title to real estate this principle is imperative and without exception. As concerns the matter of boundary lines it has been less rigidly enforced, and oral awards have been upheld after they have been accepted and acted upon by the parties. Thus in New Hampshire a number of decisions have declared that after the award concerning a boundary line has once been made, and the line has actually been run, it makes no difierence whether the submission and award, either or both, were in writing or oral. The award will be final and conclusive in either case.^ 1 Lellick V. Addams, 15 Johns. 197. 2 Shelton v. Alcox, 11 Conn. 240. 8 Ibid. 4 Ante, pp. 51, 257, 258. 5 Jones V. Dewey, 17 N. H. 596; Sawyer «. Fellows, 6 id. 107 ; Orr v. Hadley, 36 id. 575; Eaton v. Elce, 8 id. 378 ; Furber v. Chamberlain, 29 id. 405; and see Gray v. Berry, 9 N. H. 478. EFFECT AND OPERATION OF THE AWARD. 517 So, likewise, in an old case in New York it was held that if the parties, without any writing between them, employed a surveyor to run their boundary line, and accepted his line after he had run it, as being satisfactory, they would thereafter be bound by it. Though the parol agreement could at any time before execution be annulled, waived, or altered by parol.^ In Maine it is said that an oral award concerning a boundary line is inoperative, for the reason that " the title to real estate cannot be affected by any agreement or award not in writing." ^ Though after long acquiescence in such an award by the parties it will thereafter be regarded as final and conclusive.^ But precisely the contrary doctrine has been asserted in New York, where a parol submission and award concerning a boundary line were upheld on the ground that the title to the land was not in dispute.* An Oral A'ward under an Oral Submission concerning a Bound- ary Line is Competent Evidence. — The action was in tort in the nature of trespass quare claicsum /regit, and was referred to an arbitrator under a rule of court. The case turned upon the title, which depended upon a question of boundary. The defendant offered evidence of a previous oral submission of the disputed boundary and of an oral award made pursuant thereto. The arbitrator admitted the evidence, against the objection of the plaintiff. The court, after a careful review of the cases, held that the admission was proper. " An agree- ment of the parties, verbal or written, though not effective as a conveyance, is evidence of the true location of lines or monu- ments. And there seems to be no good reason why a fact which parties can lawfully agree on for themselves, may not, by their consent, be determined for them by arbitrators, with the same effect as if they had agreed to it without such assist- 1 Jackson ex dem. Nellis v. Dysling, 2 Gaines, 198. 2 Philbrick v. Preble, 18 Maine, 255. " Gove V. Richardson, 4 Greenl. 327. * Jackson v. Gager, 6 Cow. 383, stated ante, p. 515. 518 EFFECT AND OPERATION OF THE AWARD. ance. When the award is made, the agreement is executed, and becomes operative.^ Estoppel by an Award need not always be pleaded. — A. sued B. in trespass. B. justified by asserting title under C. At the trial he offered to show that by a submission and award between A. and C. wherein the finding was in favor of C. the plaintiff was estopped to deny C.'s title. The court said that estoppel could not be availed of unless it had been pleaded, provided that the party had had opportunity to plead it ; but if he had not had such opportunity, he could show the fact in evidence. In this case they considered that no such opportunity had been properly afforded, and the award was allowed to be introduced in evidence.^ Operation of an Award simply finding Title. — If the arbitra- tors wish to pass title from one party to the other, since the award will not per se effect this, they should order that a deed be executed and delivered. The order for a deed must be specific ; for the simple finding that one of the parties is en- titled to certain land held or claimed by the other, does not constitute a sufficient basis foi; demanding and compelling a deed.^ , Operation of an apparently Inadequate Award. — That arbitra- tors appear not to have provided sufficient means, though intending to do so, for giving effect to some portion of their award, seems to furnish no cause for avoiding it. The error is one of discretion, and is not regarded as constituting a proper subject for revision by the courts. The award will remain as a good and valid award, operative so far as its provisions will permit, and of course no farther. Thus where arbitrators awarded that a certain sum of money should be paid, and undertook to provide security for such pay- ment, the inadequacy of the security, or the existence of legal 1 Byam v. Robbins, 6 Allen, 63. 2 Shelton v. AIcox, 11 Conn. 240. 3 Loring V. Whittemore, 13 Gray, 228. EFFECT AND OPERATION OF THE AWARD. 519 obstacles in the way of enforcing it, was held not to invalidate the award. It remained good and enforceable as an award for the payment of the sum named and for the giving of the security designated.^ An Award is inoperative as to Strangers. — As a general rule an award can, of course, be enforced neither by nor against one wlio is a stranger to the submission.^ Neither can a stranger avail himself of it as a defence.^ An AwEird is inadmissible in Evidence against a Stranger. — By parity of reasoning an award must, as a general rule, be inad- missible in evidence against one who is no party to the submis- sion and not within the jurisdiction of the arbitrator. The rule is " laid down as universal," says Russell, that an award has no force in evidence as against strangers to the submission.* Where A. and B., owners of adjoining lots of land, agreed to submit a question concerning the boundary line, and be- fore the decision of the referees A. conveyed his parcel to C. without notice of the agreement, it was held that the award was not competent as evidence in a suit between C. and B. C. had not assented in any way to the doings of the referees, and had not even been notified thereof." Though the mere fact of J notice, without assent, could not supposably have been of any avail. Efforts have sometimes been made to introduce awards as evi- dence against persons not parties to the submission, under the guise of evidence of general reputation. But no instance is recorded in which the attempt has been successful.^ 1 Cox V. Jagger, 2 Cow. 638. 2 Thompson v. Noel, 1 Atk. 60. ■* Davis V. Rea, Gas. temp. Finch, 441. * Russell on Arb., 3d ed. p. 537 ; Evans v. Rees, 10 Ad. & El. 151 ; Doe d. Smith V. Webber, 1 id. 119 ; Lady Wenman u. Mackenzie, 5 El. & Bl. 447 ; 25 L. J. Q. B. 44. 5 Emery v. Fowler, 38 Maine, 99. 6 Rex V. Cotton, 3 Camp. 444 ; Lady Wenman v. Mackenzie, 5 El. & Bl. 447 ; 25 L. J. Q. B. 44; Evans v. Bees, 10 Ad. & El. 151 ; Brett v. Beales, 1 Moo. & M. 416. 520 EFFECT AND OPERATION OF THE AWAED. An Aiward may sometimes be Competent Evidence for a Stranger. — Though the rule is so rigid that an award can never be . availed of in evidence against a person who is a stranger to the submission and without the jurisdiction of the arbitrators, yet it occasionally happens that such a person may be allowed to introduce an award as evidence in his own behalf.^ ■ An action was instituted against a servant of the Bast India Company to recover damages for false imprisonment. The defendant was allowed to introduce, in mitigation of damages, under the general issue, a release given by the plaintiff to the company in fulfilment of an award made pursuant to a sub- mission between the plaintiff and the company, by which award there was given to the plaintiff a large sum in compensation for injuries done him by servants of the company and espe- cially by the defendant ; the matters submitted in terms com- prehended the claim which was the basis of this action.^ If a chattel, the right to possession of which is in dispute, be deposited with the arbitrator, an award finding that it is the property of one party will prevent the other from maintaining trover against the arbitrator for refusing to deliver it to him ; since the award is evidence that the withholding is no illegal conversion.^ An award which has been acted upon may sometimes be available in evidence for a stranger to the submission.* An award was made between two parties, both claiming certain land by rights paramount to a lease which had been made thereof, and the award was notified to tenant of the land. He subsequently attorned and paid rent to the party in whose favor the award was made. Held, upon proof of these facts, that he became tenant to that party from year to year.^ On an issue as to the title to some growing crops seized by a 1 Russell on Arb., 3d ed. p. 539. 2 Shelling v. Farmer, 1 Strange, 646. ' Gunton v. Nurse, 6 Moore, 259. < Russell on Arb., 3d ed. p. 539 ; Downs v. Cooper, 2 Q. B. 256. " Doe d.Chawner v. Boulter, 6 Ad. & El. 675. EFFECT AND OPERATION OF THE AWAED. 521 creditor of the tenant of the land, an award between the land- lord and tenant, ordering that the tenancy should cease and the tenant deliver up possession, was held admissible in evidence, though impotent of itself to transfer to the landlord the property in the crops.^ A stranger may by his own Act bring himself within the Opera- tion of an Award. — An exception to the general rule has been allowed to obtain where a stranger has made himself practically a party to the award by accepting from others the performance of acts required by the award to be done by them for his bene- fit, and by himself performing acts which he is required by the award to do. Thereafter he will be bound by it, and will be estopped from making any averment against it except upon discovery of manifest mistake or fraud. It was proposed among the heirs of a deceased person to settle and distribute his estate according to an award of arbi- trators. The agreement to this effect was signed by all the heirs except one. An award was rendered, and distribution was made according to it, and this heir accepted and received the amount awarded to him. The court held that he thereby brought himself within the operation of the award, and became bound by it, and was estopped to aver any thing against it, unless upon the discovery of manifest mistake or fraud. ^ A stranger cognizant of the Submission may be within the Opera- tion of the Award. — A case in which a stranger to the submis- sion in the technical sense of not being a party to it was yet held bound by the award, occurs in the New York reports. He was about to enter into possession of a house as tenant. G. and R. disputed as to which had the right to let it to him, and to receive the rent. In his presence they agreed to submit the matter. After the award the successful party sued H. for rent. H. defended on the ground of want of notice of the award. The court said that the question of notice to him did not arise ; " he 1 Thorpe v. Eyre, 1 Ad. & El. 926. ' George v. Johnson, 45 N. H. 456. 522 EFFECT AND OPERATION OF THE AWAED. was bound to take notice of the award at his peril, for he was present when it was submitted to the arbitrators to determine to whom he should pay the rent, and it was in proof that he was privy to the submission, and the conclusion is irresistible that it was so referred with his approbation. The parties claim- ing respectively the right to let interpleaded, as it were, in his presence, and agreed to refer the question to the arbitrators ; and he catered into possession with the knowledge of that inter- pleader and submission at the time it took place." ^ Parties are bound though the A'ward concerns the Rights of a Stranger. — The parties to a suit at law submitted the subject- matter thereof, and included also in their submission another distinct matter which affected the rights of a third person, not a party to the suit or submission, and in no way within the jurisdiction of the arbitrators. It was held that so far as the rights of the parties were determined and disposed of by the award, it was conclusive between them, whatever effect it might have, or whether any at all, on the rights of the stranger. The award having been rendered in favor of the defendant, it operated as a bar to the further prosecution of the action.^ Operation as to Sureties of an A'ward e^stentling Time for a Prin- cipal Debtor. — An award extending the time of payment be- tween a principal debtor and his creditor operates to discharge the debtor's sureties who are not parties to the arbitration. A lessee furnished sureties upon his lease for the prompt pay- ment of the rent. Afterward the lessor and lessee entered into a submission, in pursuance of which an award was made, order- ing that the lessee should, on or before the tenth day of Novem- ber next, pay a certain sum to the lessor in full of all rent to the first day of August past, and of all damages to the time of the submission. In suit against the sureties they were held to be discharged by reason of this award. The court said : " The difference between a judgment and an arbitrament_and award, 1 Humphreys v. Gardner, 11 Johns. 61. 2 Sears v. Vincent, 8 Allen, 507. EFFECT AND OPERATION OF THE AWARD. 523 SO far as the rights of a surety are concerned, is great. If the surety pays the debt after a judgment is recovered, his right of subrogation gives him the judgment, and thereby the means of enforcing payment at once from the property of the original debtor. But if he pays after the award, his right of subrogation gives him only the legal remedies for the enforcement of it ; whereas by his contract he would be entitled to all the remedies the law gives on the lease. The effect, therefore, of the sub- mission and award is to change the character of the rights and remedies to which the party is entitled on payment of the debt. When that is done by the creditor, without the assent of the surety, it is well settled that the latter is discharged." ^ The Rights of a Party under an A-ward may pass to a Stranger by Assignment — P. was in possession of an estate, claiming title. S. also claimed title to it. They submitted the dispute to an arbitrator, agreeing to abide by and perform his award. He awarded against the claim of S., and directed that he should execute a release to P. S. refused to do so ; and affairs stand- ing thus, P. died. P.'s administrator sold the estate to H., who brought a bill in equity to obtain a specific performance by S. of the order for a release. The administrator joined with H. in the bill. Chief Justice Shaw, delivering the opinion of the court, said : " In equity, an agreement to perform an award upon a matter of title, or of boundary (which is substantially the same thing), and an award made directing a release to be executed, constitute an agreement to execute a release ; and this, in equity, passes with the land, because it is beneficial only to the holder of the land. The privity, therefore, is a privity of estate in equity, arising from the situation in which the parties are placed. As to the objection that the adminis- trator upon the sale . . . did not in terms assign to the purchaser the benefit of this agreement and award, if the ad- ministrator himself had not come in arid prayed that the defend- ant (S.) might be decreed to execute the release, it might have I Coleman v. Wade, 2 Seld. 44. 524 EFFECT AND OPERATION OF THE AWARD, been necessary to examine the conveyance more particularly, to see if such an assignment was not made by implication. It may perhaps hare been optional with the administrator, whether he would sue on the agreement at law and recover damages, which, when recovered, would enure to the use of the creditors and heirs, or sell the estate. . . . But by becoming a plaintiff the administrator in effect affirms this assignment to the pur- chaser, so that we are to consider that, as far as the adminis- trator could, he intended to assign and did assign this award to the purchaser, as one of the muniments of title incident to the land itself." The power of the administrator to make such an assignment was further discussed and affirmed.^ If an award be made under a submission between A. and B., finding the title to be in B., and he subsequently sells to C, in an action of trespass quare clausum brought by A. against C, the defendant may avail himself of the award by way of estoppel.^ If, pending a reference, a party thereto assigns over his con- tingent right under the award, and, after an award has been rendered in his favor, receives from his adversary the sum awarded, the assignee of his right may maintain against him an action for money had and received. If the assignor pays the arbitrator's charge, on taking up the award, and receives from the losing party under the award not only the amount awarded, but also that amount of the costs of the award for which the latter is made liable, the amount of costs so paid over, as well as the sum awarded, may be recovered by the assignee in the same action.^ An Award is not Evidence in a Criminal Prosecution. — An award made pursuant to a submission, entered into between two private disputants, is not admissible in evidence in a criminal prosecution against one of them. An indictment 1 Hodges V. Saunders, 17 Pick. 470. 2 Shelton v. Alcox, 11 Conn. 240. 3 Smith V. Jones, 1 Dowl. n. a. 526. EFFECT AND OPERATION OF THE AWARD. 525 for perjury was brought against a plaintiff, charging him with having committed the crime in an action which he had insti- tuted against the person who was also the prosecutor in this criminal process. The award of the arbitrator, rendered in that action against the plaintiff therein, was held inadmissible evidence in the criminal action, since it was merely the opinion of the arbitrator.^ Operation of an Award in a Lis pendens. — The operation of an award rendered in a pending cause, both iipon the cause itself and upon the rights and demands of the parties, has been already discussed. Only one or two rulings remain to be mentioned here. After a submission had been entered into in a cause, the plaintiff proceeded with the case in court and obtained a verdict. The court refused to set aside the verdict, and left the defendant to seek his remedy by an action on the bond of submission. 2 Pending a cause the parties submitted the matter to arbitra- tion. When it came on for trial the defendant offered to prove the award. But the court refused to receive the evidence, say- ing that it was merely the opinion of the arbitrators and of no binding effect in the cause.^ It is not very easy to understand upon what principle this ruling was made. It is not, at least so far as any language of the judge would show, based upon the doctrine that an award made under a submission, where the whole proceeding by way of arbitration is had after the suit has been instituted and before the trial is had, cannot be pleaded in bar in that action. This is an intelligible and possibly a sound principle,* but whether or not it is supported by this cause is left a matter purely of inference or suspicion. The defendant in a suit had been arrested. A reference of » Rex V. Fontainemoreau, 11 Q. B. 1028. 2 Potter V. Day, Pract. Reg. C. B. 47 ; cited in Russell on Arb., 3d ed. p. 486 8 Elliot V. Heath, 14 N. H. 131. * See ante, in this chapter, the paragraph entitled An Award is pleadable in Bar to a Bill in Equity. But see Sears v. Vincent, 8 Allen, 507, stated ante p. 522. 526 EFFECT AND OPERATION OF THE AWARD. the cause was subsequently made at the trial, a juror having been withdrawn by consent. It was held that even after the award had been made, the defendant was not entitled to be discharged out of custody at the plaintiff's suit. For, inas- much as neither the rule of court nor the award contained any provision for the discharge, it appeared to be the intention of the arbitrators that he should remain under arrest until the award should be performed.^ Operation of an Aw^ard in a Lis pendens, including Extrinsic Matters. — If the parties to a suit after it has been referred by a rule of court, undertake by arrangement between themselves to include matters in dispute between them, but not in issue in the pending cause, the award, embracing the decision of such matters, cannot be made the basis of a judgment. Such a case having arisen in Massachusetts, Chief Justice Shaw said : " The court are of opinion that this award cannot be accepted. The referees have not proceeded nor professed to proceed upon the authority vested in them by the rules of this court, nor to consider the matters thereby referred ; but they have considered only the matters embraced in the agreement in pais made and signed by the parties, and under the author- ity given them by that agreement. It stands upon the same footing as if no rule of court had been entered into. ... If the parties have any remedy upon it, we think it must be by action or by a bill for specific performance ; on which question, however, we give no opinion." It was further declared to be now too late to make the agreement in pais a rule of court, and so to receive and accept the award and render judgment thereon. Though such was the English practice, yet it had never obtained in Massachusetts, and in England it was based upon the Statute 9 & 10 Will. III. c. 15.2 But an award rendered relative to the subject-matter of a pending cause, and upon which no judgment can be entered 1 Apsley V. Crosley, Barnes, 54. 2 Shearer v. Mooers, 19 Pick. 308. EFFECT AND OPERATION OF THE AWARD. 527 without the consent of the losing party, which he refuses to give, will stand as a valid and operative award, and may be sued upon in the ordinary manner for enforcing an award in pais} Effect of the Bankruptcy of a Party on the Operation of the Award. — The effect of the bankruptcy of a party to the sub- mission upon the operation of the award has been discussed in several cases in England. These have been collected by Mr. Russell in his work on Arbitration,^ and are substantially as follows : — The validity of the award is not necessarily affected by the fact that, after having entered into the submission, a party thereto becomes bankrupt before the execution of the award.^ But the award may nevertheless often be enforced by action,- by attachment (according to the English practice),^ or by en- tering judgment and issuing execution in the cause referred.^ Were it otherwise, it is obvious that an act of bankruptcy committed by a party, especially if he were the party against whom the claim or demand was preferred, would operate as a revocation of the submission. Strong arguments have been adduced to induce the courts to make this ruling ; ' but they have been without effect. It has indeed been held that the bankruptcy of a party furnished sufficient justification for a revocation, by his opponent.^ But Russell says that " there is no case in which the decision necessarily proceeds on the principle that bankruptcy amounts in itself to a revocation." ^ And upon the other hand the courts, though they have some- 1 Carpenter v. Edwards, 10 Mete. (Mass.) 200. • 2 Russell on Arb., 3d ed. pp. 487, 488. 3 Ibid., pp. 153-155. « Taylor v. Marling, 2 Man. & Gr. 55. 5 Hemsworth v. Brian, 1 C. B. 131. 6 Andrews «. Palmer, 4 Barn. & Aid. 250. ' See Marsh v. Wood, 9 Barn. & Cr. 659. 8 Marsh v. Wood, 9 Bam. & Cr. 659 ; and see Gaflhey v. Killen, 12 Ir. C. L. Rep. App. XXV. 8 Russell on Arb., 3d ed. p. 154. 528 EFFECT AND OPERATION OE THE AWAED. times shunned a decision of the general question where it could be avoided,! have yet in some cases directly declared that bankruptcy is not a revocation in law.^ In the case of Hemsworth v. Brian, already cited, the attachment issued notwithstanding the fact that the bankrupt made affidavit that his bankruptcy had rendered it an impossibility to perform the award, because it had deprived him of the property which the award ordered him to deliver up. If the question referred be only whether or not the party is liable to pay a certain debt, or what is the actual amount of a debt acknowledged to be owing by him, and if after enter- ing into the reference, but before rendition of the award, he goes into bankruptcy, obtains his certificate, and is discharged under the Insolvent Debtors' Act, the fact that the arbitrator has awarded against him, does not operate to preclude him from claiming the benefit of the Statutes of Bankruptcy and Insol- vency, in order to relieve himself of liability in respect of all debts from which, had there been no reference, these statutes would have protected him. In such case it has been held that the award should be set aside.' Or, if the bankrupt has been taken on an attachment before he has obtained his certificate, he will, after obtaining it, be entitled to be discharged out of custody.* But if the award, besides ordering payment of a debt from which the bankrupt is relieved by the discharge and certificate, also orders him to pay costs from which he is not thus pro- tected, the award will be enforced against him as to the costs.^ An Award creates a Debt provable in Bankruptcy. — An award 1 Taylor v. Shuttleworth, 8 Dowl. 281 ; Taylor v. Marling, 2 Man. & Gr. 65. 2 Andrews v. Palmer, 4 Barn. & Aid. 250 ; Hemsworth v. Brian, 1 C. B. 131 ; Snook V. Hellyer, 2 Ciiitt. 43. ' Eex V. Bingham, 2 Tyrw. 46 ; Eussell on Arb., 3d ed. p. 487. * Eex V. Davis, 9 East, 317 ; Baker's Case, 2 Strange, 1152. 5 Eex V. Davis, 9 East, 317 ; Haswell v. Thorogood, 7 Barn. & Cr. 706. EFFECT AND OPEEATION OF THE AWARD. 529 of a sum certain creates a debt proyable against the estate in bankruptcy of the losing party.^ Under a reference entered into in an action for the balance of an account, an award was rendered for the plaintiff. Before judgment had been entered on the verdict taken subject to the reference, the defendant committed an act of bankruptcy by filing a declaration of insolvency of which he gave immediate notice to the plaintiff. The court allowed the plaintiff to prove as a creditor for the amount found by the award, with interest and costs.^ When a party fails to perform an award, and thereby forfeits his arbitration bond, the penalty becomes a debt which, until the award is actually set aside, is sufficient to support a com- mission of bankruptcy. The simple filing of a bill in chancery to impeach the award will not suspend its effect or make the debt insufiicient for this purpose.^ Recitals in the Award as Evidence. — The recitals contained in the award, of acts done in the course of the proceedings in the arbitration, are not always evidence of the performance of those acts. Thus, the statement ,in the award that two arbitrators appointed a third to sit with them is not evidence of the fact of such appointment. Neither is proof that this third arbitrator did sit with the other two, and signed the award, evidence of his appointment by them, for both these matters might have taken place without any such appoint- ment.* Such, also, is the rule in the United States.^ The court, in the cited case, said, generally, that the award can be evidence only of those matters in respect of which the- parties or the court, from whom it derives its validity and effect, have made it evidence. A Valid Award needs no Ratification. — A valid award creates- 1 Antram v. Chace, 15 East, 208. 2 Ex parte Harding, 5 De Gex, M. & G. 367. ' Ex parte Lingood, 1 Atk. 240 ; Bussell on Arb., 3d ed. p. 488. * Still V. Halford, 4 Camp. 17. 5 Houghton V. Burroughs, 18 N. H. 499. 34 530 EFFECT AKD OPERATION OF THE AWARD. a complete obligation, which has its inception from the time when the award is made. No further act is necessary to give it an operative force. It needs no ratification by the parties or either of them.^ But Voidable Awards may be rendered operative by Ratification. — But where, as often occurs, an award is voidable, it is per- fectly capable of being ratified, and so rendered binding and operative. As has been already stated, the arbitrators are properly considered to be agents of the parties, and as such their acts are properly the subjects of ratification according to the established principles of the law of agency in this respect. Such ratification may be either express or implied ; it may be made by a written or verbal assent or acceptance, or it may arise from acts done by a party of such a nature as to raise a presumption of assent or acceptance which he will thereafter- ward be conclusively estopped to deny. Upon the basis of this principle it has been held that if, in making up their award, the arbitrators exceed their authority, the party against whom this excess operates will ratify the entire action of the arbitrators by accepting from the other party performance of the acts nominated in the award to be done by such other party. The court said, " The award, hav- ing no validity in itself, derives all its force from the accept- ance of the parties. It presented to them proposals for their adoption or rejection. It proposed to the one party to transfer certain property, and perform certain other things ; and to the other party, to pay certain sums of money, and do certain other things. These terms were mutual and dependent, each forming the consideration of the other. The parties manifested their acceptance of the proposals by the part performance of them. [J. e., the first party transferred the property, and the other accepted it.] The award thus adopted possesses all 1 Sears v. Vincent, 8 Allen, 507 ; and Bee the cases cited ante, in this chapter, in the paragraph entitled Operation of an Oral Award concerning a Boundary Line. EFFECT AND OPERATION OF THE AWARD. 531 the ingredients of a contract. It was fairly made, under cir- cumstances which preclude a rescission of it by either party without consent of the other. It must be enforced." ^ But if this ratification be made by the losing party in igno- rance of the facts, or in misapprehension of his rights, he is bound, so soon as the ignorance or misapprehension is removed, ^t once to give notice to the other of his intention to rescind his ratification and to reject the award. If he does not promptly take this action, his neglect so to do will finally con- clude his right of rescission or rejection.^ Whether or not, if he be unable to place the other party, who has performed the requirements of the award, in statu quo, he can nevertheless rescind, may be regarded as extremely doubtful. The court in. Massachusetts, discussing, but not deciding the point, expressed a strong bias against the existence of tlie right under such cir- cumstances, especially if the misapprehension was of the law and of legal rights or liabilities, the facts being fully known. Their language was: " If the plaintiff cannot be placed in statu quo, it would be more reasonable and equitable to hold the de- fendant to an agreement which he may have incautiously or ignorantly made, than that the plaintiff", who has been guilty of no negligence or mistake, should be subjected to loss or injury. Let him who has committed the error bear the consequence of his own rashness or ignorance." ^ Where a submission of the interests of an infant was made without due authority, but he, after coming of age, received from his guardian the sum awarded, and took no action for two years to avoid the award, it was held that he had ratified and confirmed it. Had he refused to receive the money, he might have sued on the original claim. But he could not do both. Having exercised his right of choice, he was debarred from having recourse to the rejected alternative.* 1 Culrer v. Ashley, 19 Pick. 300. 2 Ibid. 8 Ibid. * Jones V. PhoBnix Bank, 4 Seld. 228. 532 EFFECT AND OPEEATIQN OF THE AWARD. The settlement of an estate by arbitration, in lieu of a formal administration, will be considered final after the heirs have acted upon the finding of the arbitrators, and will not be per- mitted to be defeated bj the subsequent taking out of admin- istration by one of them.^ But a decision based upon a theory not quite in accordance with this was rendered in an early case in Connecticut,^ wherein the court apparently proceeded upon the ground that as there is a statute regulation for the distribution of estates, it must be strictly pursued.' A Void Award cannot be ratified. — An award which is, under a statute, not voidable only, but absolutely void, is incapable of receiving validity from any act of ratification.* Ratification by an Agent. — Batification may of course be made by an agent on behalf of a party, provided the agent be thereto duly authorized, or his acts be subsequently adopted by his principal. But it has been held that an agent author- ized to enter into a submission has not therefore any implied or resulting power to ratify the award.^ An Award repudiated by both Parties cannot be revived. — If both parties refuse to be bound by an award, it is thereby ren- dered for ever null and inoperative. After such a mutual repudiation it is too late for one of the parties to undertake to set it up and rely upon it against the other. It has no resur- rection.^ 1 George v. Johnson, 45 N. H. 456. 2 Munson v. Munson, 3 Day, 260. ' Shelton v. Alcox, 11 Conn. 240, at p. 245. 4 Wiles V. Peck, 26 N. Y. 42. 6 Bullitt V. Musgrove, 3 Gill, 31. 6 MarshaU v. Piles, 3 Bush, {Ky.) 249. CHAPTER XIX. MISCONDUCT AND FEAUD. Acts of an arbitrator indicative of partiality constitute misconduct. Receiving ex parte communications constitutes misconduct. Hearing a statement before agreeing to act as arbitrator is proper. Relying wholly on statement of a party is misconduct. Misconduct in refusing to receive evidence. Misconduct in the manner of taking evidence. Misconduct in refusing to allow time. Sundry other acts constituting misconduct. Misconduct of one of several joint arbitrators. Irregularity in conducting tlie proceedings may constitute misconduct. Awards made on Sunday. A mistake may be treated as misconduct. Fraud and corruption may be inferred from excess or injustice in the award. What constitutes fraud of a party in procuring an award. Concealment of a material fact by a party. The question of fraud or misconduct is one of fact for the jury. Manner of setting up fraud or misconduct. Force of the phrase " undue means." Method of availing of fraud, corruption, or misconduct. An award cannot be impeached by evidence of misconduct. Answering allegations of fraud or misconduct The subject of misconduct and irregularity on the part of an arbitrator, both in respect of what constitutes such miscon- duct or irregularity, and in respect of the effect thereof, has already been discussed in a great measure in the second part of this book. A few points, however, which did not seem to find an appropriate place in those chapters, remain to be mentioned here. Acts of an Arbitrator indicative of Partiality coastitnte Mis- conduct. — The most ordinary and simple description of mis- conduct arises out of some act or demonstration on the part of the arbitrator indicative of bias, prejudice, or partiality. We have already seen that the first and most essential requi- 534 MISCONDUCT AND FRAUD. site in a competent arbitrator is a perfect evenness and impar- tiality. But it is not always enough that this intellectual condition of impartiality actually exists ; for if an arbitrator possesses it, yet, if he does any act which is only apparently inconsistent with it, that act will, in nearly all cases, constitute such misconduct that the award will be vacated. It is not alone the fact, but the aspect, of perfect fairness which must be preserved, and an arbitrator cannot be too careful as to his conduct, holding this end in view. It is not his own conscious- ness of rigid justice that can support his determination of the controversy. It is not his conscientious intent to be honest, nor his conviction in his own mind that he is so, that can suf- fice. It is his external actions that will be subjected to scru- tiny ; and if these do not satisfactorily bear the test, the award will fall. His own testimony will be of no avail against these apparent proofs of a contrary nature.^ To the same effect is the remark of Mr. Russell, that " there may be ample mis- conduct in a legal sense to make the court set aside an award, even where there is no ground for imputing the slightest improper motives to the arbitrator." ^ Receiving ex parte Commumcatious constitutes Misconduct. — An arbitrator ought not even to talk with a party concerning the subject-matter of the submission while the award is still not made up. It is not in terms decided that any such conver- sation would actually vacate the award. It would probably depend upon the nature of the remarks made and all the cir- cumstances of the particular case. But if it should amount to receiving an ex parte communication, there can be no doubt that it would constitute such misconduct as to vacate the award. Thus if, after the parties have filed written statements of their respective claims, the arbitrators accept a further state- ment containing new matter from one of the parties without I Strong V. strong, 9 Cush. 560. Russell on Arb., 3d ed. p. 654, 655 ; Phipps v. Ingram, S Dowl. 669. MISCONDUCT AND FRAUD. 535 notice to the other, it is such misconduct and partiality as will vacate their award.^ After the hearing had been closed, a written statement of new items was presented by a party to the arbitrators, at the request of one of them. Notwithstanding that they were will- ing to swear that this instrument had not influenced their decision, and though fraud or corruption were not charged, yet upon principle it was considered that such misconduct could have only one effect ; the award must be set aside, and a suit at law upon it enjoined.^ Hearing a. Statement before agreeing to act as Arbitrator is proper. — But it is not misconduct on the part of a person to whom application is made to act as arbitrator, and who afterward consents to do so, if at the time of the request he inquires of the party preferring it as to the general nature of the contro- versy in relation to which his services are wanted. This is only what usually and perfectly properly occurs in such cases. A person cannot be expected to accept such an office with no idea as to the character of the duties which it will involve, or as to whether it may be within the scope of his powers or knowledge to fulfil them.^ But it is obviously not permissible for an arbitrator to examine into the matter beforehand on behalf of one of the parties, and to allow that party to know substantially what con- clusion he has come to. Misconduct of this description, though occurring before the official character has actually ac- crued, is an unquestionable cause for vacating the award.* Relying -wholly on Statement of a Party is Misconduct. — To rely wholly on the statement of one party, unsustained by any manner of proof, would be such partiality as to vacate the award. But after the evidence is all in it is not improper for 1 Sisk V. Garey, 27 Md. 401. 2 Cleland v. Hedly, 5 E. I. 163. ' Campbell v. Western, 3 Paige, 124 (per Walworth, Chanc.) * Conrad v. Massasoit Insurance Company, 4 Allen, 20. 636 MISCONDUCT AND FEAITD. the arbitrators to summon both parties before them and ques- tion one, especially if the other does not then and there object.^ Misconduct in refusing to receive Evidence. — If an arbitrator unreasonably refuses to hear a competent witness, it is such gross misconduct as to vacate the award. For such a refusal is against " natural justice."^ If the whole cause be referred back to him by the court, his refusal to admit additional evidence is fatal.' But aliter if the reference back be only to enable him to make some specific amendment.* Misconduct in the Manner of taking Evidence. — Refusal by the arbitrators to take the evidence, in writing is not such proof of partiality as to vacate the award." But if, contrary to express directions, the arbitrator receives affidavits instead of oral testimony, it is misconduct which will invalidate his decision.^ Misconduct in refusing to allow Time. — If one party unex- pectedly appears by counsel, it is partiality in the arbitrator to refuse to make a reasonable postponement to enable the other party also to obtain counsel.'^ Sundry other Acts constituting Misconduct. — Taking money in payment for services, from one party only, before award,* or buying up a claim included in the submission,^ are acts which will be conclusively presumed to destroy the arbitrator's impartiality. So, also, a private agreement of the arbitrator with either party, concerning the subject-matter in dispute, though not affecting the arbitrator's own interests.^" 1 Hartshorne v. Guttrell, 1 Green's Ch. 297. 2 Van Cortlandt v. Underbill, 17 Johns. 405 ; Morgan v. Mather, 2 Ves. Jr. 15 ; Phipps V. Ingram, 3 Dowl. 669 ; Pepper v. Gorham, 4 Moore, 148. « Nickalls v. "Warren, 6 Q. B. 615. 4 Howett V. Clements, 1 C. B. 128. ' E wing's Adm'rs v. Beauchamp, 2 Bibb, 456. ^ Banks v. Banks, 1 Gale, 46. ' Whatley v. Morland, 2 Dowl. 249. ' Shephard v. Brand, Cases temp. Hardwicke, 53 ; 2 Barnardiston, 463. 9 Blennerhassett v. Day, 2 Ball & Beat. 104. ^0 Chichester v. M'lntire, 1 Dowl. N. s. 460. MISCONDUCT AND FRAUD. 537 Misconduct of one of several Joint Arbitrators. — Where there are several arbitrators, misconduct on the part of any one of them will suffice to avoid the award of all. If one privately takes the advice of counsel upon an incorrect statement of facts and acts upon the same, knowingly, the award will be void ; though not so, if the statement of the case be correct.^ Irregularity in conducting the Proceedings may constitute Mis- conduct. — In addition to the foregoing specific cases, it may be laid down as a general rule that if an arbitrator neglects to do any act which it is his duty to do, or does any act which he ought not to do, or allows a party to do so, in the course of the proceedings, and the error is not subsequently waived by the parties, the irregularity will be a cause for vacating the award, unless, perhaps, it be so insignificant and so void of any possible mischievous effects that the courts would regard an objection based upon it as frivolous. Most of these matters of irregularity, what constitutes them and what effect they have, have been already discussed in considering the subject of the powers and duties of the arbitrator and of proceedings before him. A few rulings, however, may be added. If the irregularity be in a wholly immaterial matter, or if it is perfectly clear, by the same proof that establishes the fact, that it could have worked no possible prejudice to either party, or at least to the party complaining, it may not be regarded as a sufficient cause for vacating the award. The admission of evidence, incompetent because relating to matters not submitted, is not a cause for annulling the award, provided the award does not undertake to determine such foreign matters.^ An omission to swear the witnesses before the arbitrator is not necessarily fatal to the validity of the award.* An award or report, if properly signed by the arbitrators or 1 In re Hare, 6 Bing. N. C. 158. 2 Oflfut t). Proctor, 4 Bibb, 252. t Dater v. Wellington, 1 Hill, 319 ; Emmet v. Hoyt, 17 "Wend. 410. 538 MISCONDUCT AND PEAXJD. referees, is not vitiated becaxise the signatures of other parties not named in the submission or order of reference are also appended thereto.^ Such signatures are meaningless, or at the worst are surplusage; and in whichever light they are regarded, they will be simply rejected. If the clerk reverses the names of the referees, so that the one named first no longer appears as such, and does not there- fore act as chairman, it is an irregularity which might be the ground of an objection, provided that it be taken before the hearing, but aliter if taken after the hearing.^ Such misconduct of the arbitrators as may be described as merely permissive, aSj for example, if they cannot preserve proper order and decorum in the proceedings before them, will not constitute a cause for vacating their award. But if they go so far in their weakness as to suffer a party to withhold his books and papers from inspection by the other, whereby he procures the allowance of an unfounded claim, which fact would have been disclosed by an examination of the books, the award must be set aside by a court of equity.^ Awards made on Sunday. — The arbitrators have no right to act upon Sunday. If they make their award upon Sunday, it will be a totally void instrument.* But where the sitting began on Saturday, was continued after midnight, and, the parties remaining together, the award was published between one and three o'clock on Sunday morn- ing, it was held to be valid.^ An award is not avoided by the fact that the day on which the arbitrator directs payment to be made happens to fall on Sunday.^ A Mistake may be treated as Misconduct. — The theory that a 1 Carter v. Sams, 4 Dev. & Bat. 182. 2 Billington v. Sprague, 22 Me. 34. » Cutter V. Carter, 29 Vt. 72. < Strong V. Elliot, 8 Cow. 27. 5 Sargeant v. Butts, 21 Vt. 99. 6 Hobdell V. Miller, 6 Bing. N. C. 292. MISCONDUCT AND FRAUD. 539 mistake committed by the arbitrator in malcing up his award may be regarded as legally constituting misconduct, is sus- tained in England by the case of In re Hall & Hinds.^ Therein the contention before the arbitrators was merely whether A. was entitled to both or to only one of two sums claimed by him from B. The arbitrators intended to give both sums to A. ; but by a singular series of blunders they deducted the smaller from the greater, and in disposing of the result thus obtained, they ordered A. to pay it to B. The court said that such gross mistake and negligence constituted misconduct, in a judicial sense of the term, on the part of the arbitrators ; and upon this ground the award was set aside. This cause, and the subsequent judicial discussions upon the soundness of its doc- trine, have already been given at length, ante, p. 323 et neq. Fraud and Corruption may be inferred from Excess or Injustice in the Award. — Fraud or corruption upon the part of an arbi- trator, whenever discovered, will furnish a sufficient cause for vacating the award. These may be of two kinds, either posi- tive, as by some act that can be proved ; or inferential, where the circumstances so strongly point to dishonesty that the court will consider the presumption of its existence, thus raised, to be conclusive. A common case of inferential fraud or corruption is where the award is obviously and extremely unjust. An erroneous or excessive award is not, for that sole reason, necessarily to be set aside. Yet, if the error or excess be gross and palpate, and if the injustice be great and irremedi- able, these facts, either alone or taken in connection with other corroborative circumstances, may amount to virtual proof of dishonesty. In such an event the court will imperatively pre- sume the corruption or misconduct of the arbitrators, and will vacate their award, upon proceedings in equity instituted for that purpose.2 The same causes may be a sufficient ground 1 2 Man. & Gr. 847; and see Ashton v. Pointer, 2 Dowl. 651. 3 Tracy v. Herrick, 26 N. H. 381; Band v. Eeddington, 13 id. 72; Van Cort- landt V. Underbill, 17 Johns. 405; In re Hall & Hinds, 2 M. & G. 847 ; Ashton 540 MISCONDUCT AND FEAUD. for a court of law to vacate the award, provided the award was required by law to be returned into the court.^ What constitutes Fraud of a Party in procuring an Award. — Fraud of either of the parties in procuring the award consti- tutes a sufficient ground in equity for setting it aside.^ But offering and prevailing upon a groundless claim, or one which the offering party believes to be groundless, is not such fraud. The offerer must, either " by suggestion of falsehood or suppres- sion of truth, have presented to the arbitrators a state of facts in regard to the merits of the claim which were fictitious," and believed by him at the time to be so. " And it is ques- tionable even how far such a case will justify a court of equity in setting aside the award." ^ Concealment of a Material Fact by a Party. — A vessel having been lost, the owners and their insurers submitted to arbitra- tors the question " whether all or what proportion of the freight was due from the company or from the freighters." Pending the arbitration the owners had in their hands a portion of the freight money which they had collected from the freighters. The award was that the company should pay the whole of the money, and the owners accordingly paid back the sum in their hands to the freighters, and received the whole amount from the insurers. The insurers afterward, discovering the transac- tion between the owners and freighters, sought to have the award set aside, and to recover back their payment in whole or in part. The court refused, saying that t\m concealment was not of a material matter, and did not operate as a fraud against the company. The determination of the arbitrators " was equally true and just whether money was or was not in the V. Pointer, 2 Dowl. 651; Baker's Heirs v. Crockett, Hardin, (Ky.) 383; Bumpass V. Webb, 4 Porter, 65. 1 Tracy v. Herrick, 25 N. H. 881. 2 South Sea Co. ... Bumstead, 2 Eq. Ca. Abr. 80 ; Mitchell «. Harris, 2 Ves. Jr. 129 a ; Metcalfe v. Ives, 1 Atk. 63 ; Gartside v. Gartside, 3 Anst. 735 ; and American cases cited below. 3 Emerson v. Udall, 18 Vt. 477 {per Redfield, J.) ; Baker's Heirs v. Crockett, Hardin, (Ky.) 388; but see Cutter v. Carter, 29 Vt. 72, stated ante, p. 538. MISCONDUCT AND FEAUD. 541 hands of the [owners], which, in case of another determination of the arbitrators, might have been retained in part payment of the freight. And it is inconceivable that a knowledge by the arbitrators of the fact not disclosed, should have made a differ- ence in the award." . . . The declaration of the arbitrators " is equally true whether the [owners] had or had not any money of [the freighters] in their hands, or whether they had or had not any means of obtaining satisfaction from them." It should be observed that the plaintiffs did not charge actual fraud in tlijs case, but only a wrongful concealment of a fact which ought to have been made known to the arbitrators.^ The Question of Fraud or IMisconduct is one of Fact for the Jury. — Whether or not an award is void by reason of fraud committed by a party, or by reason of corruption or partiality of an arbitrator, is a question not of law, but of fact for a jury. It cannot be brought before the court upon a demurrer to a plea, on the ground that the fraud, corruption, or partiality can be gathered from the papers filed in the cause.^ Where it is said that the law presumes fraud from certain acts, the pre- sumption is nevertheless based upon the facts, as admitted, appearing on the face of the record or proved.^ Manner of setting up Fraud or Misconduct. — Where corrup- tion, partiality, or gross misbehavior are relied upon as causes for vacating an award, they must take the form of " charges of a personal nature " against the arbitrator ; e.g., that he was corrupt or partial, or that he grossly misbehaved in that, demurrer.* For example, a plea that the arbitrator refused to grant to the defendant a reasonable time to produce material witnesses, has been held bad on demurrer, as imputing misconduct.^ So, 1 Russell on Arb., 3d ed. p. 665 ; Spettigue v. Carpenter, 3 P. Wms. 361 ; Vin. Abr. Supp. Arb., p. 301. 2 Russell, ubi supra. 3 Todd V. Barlow, 2 Johns. Chy. 651 ; s. c. 3 Johns. 367 ; Newland v. Doug- lass, 2 Johns. 62 ; De Long v. Stanton, 9 id. 38 ; Finley v. Pinley, 11 Mis. 624 ; Sisk V. Garey, 27 Md. 401 ; Emery v. Hitchcock, 12 Wend. 156. These cases serve only by way of example; the number of adjudications in which this familiar, but old and now much modified, doctrine has been asserted is infinite. * Fletcher v. Hubbard, 43 N. H. 58 ; Sherron v. "Wood, 5 Halst. 7 ; Russell on Arb., 3d ed. pp. 529-531 ; Whitmore v. Smith, 31 L. J. Exch. 107 ; 7 Hurl. & Nor. 509 ; Wills u. Maccarmick, 2 Wils. 148 ; Brazier u. Bryant, 10 Moore, 587 ; Chicot v. Lequesne, 2 Ves. Sr. 315 ; Veale v. Warner, 1 Saund. 327 a, n. 3 ; contra, Duren v. Getchell, 55 Maine, 241. 5 Grazebrook v. Davis, 5 Barn. & Cress. 534 ; Braddick v. Thompson, 8 East, 844. MISCONDUCT AND FRAUD. 543 again, where an award directed an executrix to pay a certain sum of money, her plea that there was no admission or evidence before tlie arbitrator of the fact of her having assets, was held ill on a general demurrer. For it imputed misconduct to the arbitrator, who could not rightly direct a personal representa- tive, having no assets of the deceased, to pay his debts.^ The remedy is only by a bill in equity seeking to have the award declared null and void, or to have the further prosecu- tion of the suit instituted upon it enjoined.^ In England this condition of things has been in a great degree modified by the passage of the Statute 9 & 10 Will. III. c. 15. But the old rule still prevails in cases not falling within the operation of that statute, or of the Common Law Procedure Act of 1854.* But if the award be returnable into court so that it must be accepted by the judges, the English practice is stated by Mr. Russell to be that " in every court of law or equity the award will be set aside on motion, if it be proved that the arbitrator is corrupt or partial, or that he is secretly interested in the subject referred."* So likewise is the rule in the United States.^ The law upon this subject is fully stated in Chap- ter XXII., in the paragraph entitled Vacating an Award by Motion, quod vide. Misconduct of the arbitrator cannot be alleged in bar to an application for an attachment,® on the ground that it is an extrinsic objection not apparent on the face of the award itself.'^ And it has even been held that reference cannot be made to the pleadings in the cause referred for the purpose of showing 1 Riddell v. Sutton, 5 Bing, 200 ; 2 M. & P. 345. 2 Sisk V. Garey, 27 Md. 401 ; Sherron v. "Wood, 5 Halst. 7. ' Russell on Arb., 3d ed. p. 642 ; Veale v. Warner, 1 Saund. 327 c, notes. * Russell on Arb., 3d ed. p. 654 ; Tittenson v. Peat, 3 Atk. 529 ; Morgan v. Mather, 2 Ves. Jr. 15 ; Earle v. Stocker, 2 Vern. 251. 6 Pletcher v. Hubbard, 43 N. H. 58. ^ Russell on Arb., 3d ed. p. 600 ; Brazier v. Bryant, 10 Moore, 587 ; Anon. Andr. 299 ; Manley v. Bray, 11 Jur. 521. ' Butler V. Masters, 13 Q. B. 341 ; MacArthur v. Campbell, 2 Ad. & El. 52 ; PauU V. Paull, 2 Cr. & M. 235. 544 MISCONDUCT AND FEATTD. the award to be defective on its face, even though these plead- ings be brought before the court by an af&davit identifying them.^ Fraud, committed by a party in procuring the award, consti- tutes a sufficient defence in an action at law upon the award .^ An A-ward cannot be iznpeaclied by Evidence of Misconduct — Upon the same principles already enunciated the doctrine is declared to be that where an award is offered in evidence, it cannot be impeached by testimony going to show misconduct on the part of the arbitrator.^ Ans-wering Allegations of Fraud or Misconduct. — If a bill in equity brought to set aside an award alleges fraud or corrup- tion on the part of either an arbitrator or a party, these alle- gations must be denied both by averments in the plea, and by an answer in support of it.* If arbitrators are made parties defendant to a bill in equity to set aside their award, on the ground that they have been corrupt or partial, they cannot plead their own award in bar, but must support their plea by an answer showing themselves to be incorrupt and impartial.^ 1 Davies v. Pratt, 25 L. J. C. P. 71 ; 16 C. B. 58C ; Eowe v. Sawyer, 7 Dowl. 691. 2 Emerson v. Udall, 13 Vt. 477. 5 Kussell on Arb., 3d ed. p. 541 ; Wills v. Maocarmick, 2 Wils. 148. * Russell on Arb., 3d ed. p. 554. ■i Russell on Arb., 3d ed. p. 466 ; Lingood v. Croucher, 2 Atk. 395 ; Rybott V. BarreU, 2 Eden C. C. 131. CHAPTER XX. PEEFOBMANCE OP THE AWARD. Time of performance. A colorable performance is bad. Performance according to the intent of the award is sufficient. Performance to a reasonable intent. Performance of awards ordering payment. Non-performance of awards ordering payment of rent. Performance of awards putting an end to suits. Performance under an award calling for a deed. By which party an instrument of conveyance is to be prepared. Whether a request for a conveyance ordered is necessary. A request for performance must comply with the terms of the award. The request may be made by an agent. Release may be executed to a stranger. A tender creates the obUgatiou of performance. Performance to and by representatives of a deceased party. Performance where the award is in excess of authority. Performance of awards ordering indemnity. Performance of awards ordering acquittance or that suits should cease. A party may sometimes sue before he has performed his part under the award. The plaintiff must perform, if performance be made dependent, concurrent, or a condition precedent. Performance of impossible orders. Where the impossibility grows out of a wrongful act of the party. Performance of an award in the alternative. An informal award may be made good by performance. The effect of performing an unenforceable order. The arbitrators need not perform the award. The award itself after performance. Security for performance of the award. Time of Performance. — So soon as a valid award has been made and published, the duty of obedience to its mandates accrues. Neither party is bound to notify the other of the making of the award as a preliminary to rendering this obliga- tion of performance complete and instantly binding, according to the terms or construction of the award. Each is supposed to 546 PEEFOEMANCB OF THE AWARD. have an equal knowledge of the fact that the award has come into existence as a perfect and effective instrument.^ Though it is said that if any thing has been deposited in the hands of a third person, not a party to the submission, with the stipula- tion that it shall be disposed of according to the directions of the arbitrators, such third person is not constructively affected with notice of the award, but should hold the article until actual notice is given to him.^ If no time for performance is named in the award, it has been already said that the English rule is that a sensible con- struction will be given to the award, and a reasonable time for performance will be allowed in view of the nature of the thing ordered to be done, and the circumstances.^ But in the United States an award naming no time for per- formance has been said to be void for uncertainty.* A Colorable Performance is bad. — Performance must be bona fide. A technical or colorable performance, practically fraudu- lent, or having the substantial result of avoiding the real intent and force of the award, will furnish no defence in pro- ceedings for enforcement. In a suit brought in the name of a husband and wife, concerning the wife's right to an annuity, the husband was made a party against his will. An award was rendered ordering that the arrears of the annuity should be paid to the wife. In proceedings to compel payment to her by an attachment, it was held to be no answer that the husband had previously demanded the arrears, and that they had been paid to him ; inasmuch as it appeared that such payment to him had been collusive, and had been made by the paying party with a knowledge that it had been intended by all con- 1 Russell on Arb., 3d ed. p. 496 ; Child v. Horden, 2 Bulst. 143 ; Gable v. Moss, 1 id. 44; Bell v. Twentyman, 1 Q. B. 766. 2 Russell, ubi supra ; "Wilkinson v. Godefroy, 9 Ad. & El. 536 ; and see ante, p. 290. 3 Ante, pp. 424, 425 ; Russell on Arb., 3d ed. pp. 275, 495 ; Bac. Abr. Arb., F; Ereeman v. Bernard, 1 Salk. 69. * Carnrochan u. Christie, 11 Wheat. 446 ; stated ante, pp. 424, 425. PERFORMANCE OF THE AWARD. 547 cerned that the wife should enjoy the fruits of the action if the result should be in her favor.^ Performance according to the Intent of the A'nrard is sufScient. — Performance need extend only to the intent of the arbitra- tors. Their award will be construed with due regard to the circumstances existing at the time of its rendition. If these be changed afterward, the obligation will not be increased beyond their obvious understanding of the instrument.^ An award of commissioners ordered that the owners of land over which a drain passed should cleanse the drain, and keep it sufficiently wide and deep to carry off the water " intended to run down the same." Subsequently to the making of this award, the owner of land by which this drain passed, and which was drained by it, in order to drain his lands more thoroughly, opened into it a new " sough " or under-drain. It was held that, inasmuch as at the time of making their award the commissioners did not contemplate this proceeding, the obligation in the award concerning the width and depth of the drain did not require that it should be kept of sufficient capa- city to carry off the additional water passed in by the sough.^ Performance to a Reasonable Intent. — Lessees of Some lands and coal-mines, found and expected to be found, covenanted to sink for coal as far as could and ought to be accomplished by per- sons acquainted with the business, and as was in siich cases usual and customary ; also immediately to erect such fire-engines as should be necessary. An award ascertained the damages occasioned by their default, and further directed that they should sink to and through the coal-mines demised, and should erect fire-engines thereon ready and complete for working the mines and getting out the coal, according to the terms of the lease, before a certain day. The lessees having showed that they had sunk for coal as far as they could and ought in the 1 Wynne v. Wynne, 4 Man. & Gr. 253 ; 1 Dowl. N. s. 723. 2 Preston v. Whitcomb, 11 Vt. 47, at p. 56. 5 Sharpe v. Hancock, 7 Man. & Gr. 354. 548 PERFORMANCE OF THE AWARD. judgment of persons of competent skill in such matters, and as far as was usual and customary, and that no coal-bed had been found which was worth working, it was held that they had sufficiently performed the award.^ Performance of Awards ordering Payment. — Where an award directs a sum of money to be paid, the money is payable with- out demand, and the party by whom it is to be paid must seek out the payee.^ So if money is ordered to be paid at a particular time and place, the party by whom payment is to be made ought to be present at the time and place to make a tender of the money, even though the party to receive it is not there.^ If the defendant be directed to pay to the plaintiff, on a specified day, his costs of suit, to be taxed by the proper offi- cer, the defendant must have them taxed so as to be prepared to make the payment on the day named.* Non-performance of Awards ordering Payment of Rent. — If arbitrators award that the defendant shall " enjoy a house, paying rent to the plaintiff," the failure of the defendant to pay the rent is a forfeiture of the arbitration bond. The stipu- lation for the payhaent is not a mere condition of the enjoy- ment, upon non-performance of which the defendant's estate is to cease.° But if the award direct one to make a lease to the other, rendering certain rent to the lessor, the construction will be different. If, after the lease has been made, the rent be not paid, the non-payment does not constitute a breach of the arbitration bond. Distress or an action of debt for the rent are the proper remedies. Though, if the award should in terms order the lessee to pay the rent, then, as in the former case, a non-payment would work a forfeiture of the bond.^ ' Hanson v. Boothman, 13 East, 21. 2 Furser v. Prowd, Cro. Jac. 423. 3 Doyley v. Burton, 1 Ld. Raym. 533. * Candler v. Fuller, Willes, 62. ^ Parsons v. Parsons, Cro. Eliz. 211. 6 Anon. F. Moore, 3 pi. 8. PERrOEMANCE OF THE AWARD. 549 Performance of Awards putting an End to Suitff. — An award ordering that all suits between A. and B. shall cease is not broken by the prosecution by A. of suits in which B. is a defendant jointly with others.^ An award directing that the plaintiff should not prosecute nor proceed in a certain action in the same term, has been held not to be broken by his continuing the action from term to term, since otherwise he could never afterward have pro- ceed.ed with it.^ But where the award forbids the plaintiff to continue the action, it is said that his continuance of it by his attorney is a breach ; but that there is no breach if the attorney continue the action without the privity of his client.^ Performance under an Award calling for a Deed. — An award simply directing the execution of a deed, or of a good deed, or the like phrase, has been held to be satisfied by the execution of a deed legally sufficient to pass the title in the premises. The ground taken is, that the award has nothing to do with the title or possession of the party directed to make the deed. His title may be good or bad, he may be seised or disseised of the premises ; these facts, so far as the award is concerned, are matters of indifference. Execution of a deed only having been ordered, the execution of a deed per se. good and intrinsically capable of effecting the transfer is sufficient, though extrinsic circumstances may make the instrument practically useless ; and semhle that a quitclaim deed will satisfy the requirement.* The subject of the character of the instrument, called for by an award, is discussed ante, pp. 399-402, inclusive. By \vhicb Party an Instrument of Conveyance is to be prepared. — Where an award orders conveyances of any description to be 1 Barnardiston v. Fowler, 10 Mod. 204. 2 Gray v. Gray, Cro. Jae. 525. 3 Ibid. * Preston v. Whitcomb, 11 Vt. 47 ; Eedfield, J., dissenting, on the ground that the offer made in this case to show an adverse possession was admissible, since that fact, if proved, would show that the deed was not a good one, but wholly inoperative. See also Tinney v. Ashley, 15 Pick. 546; and the cases cited by the court in Preston v. Whitcomb. 550 PERFORMANCE OE THE AWARD. executed or delivered, the question which party is entitled or obliged, to prepare the instrument constitutes a natural and frequent subject of dispute, if it has not been disposed of by the arbitrators. In an old case it was said that if the award order one person to convey an estate to another by such a time, the former is to procure the conveyances to be made. So if the order be that one shall convey to another by such conveyances as shall be approved by a certain counsel named, then the party named as grantor is bound to have the deeds prepared and pro- cure the approval of the counsel. ^ In a later case the award ordered the lessor of the plaintiff to pay the defendant a certain sum for a piece of copyhold land, and that the defendant should, at the plaintiff's charge, surrender the land to his use, the payment to be contemporane- ous with the surrender. The court held that the defendant was bound to prepare and execute the surrender, or at least to give notice that she would attend to make it. It was proved that the defendant was requested to make the surrender, that pay- ment of the price and of the costs of the surrender was offered to be made upon the surrender being effected ; and thereupon the court granted an attachment against the defendant.^ An arbitrator, to whom it had been referred to determine whether or not a contract subsisted for the purchase of certain land, awarded that the contract Was in force, that the defend- ant (the intended grantee) should perform it and pay a certain sum upon the conveyance of the land being made to him by the plaintiff. The court held tliat in order to bring the defendant into contempt for non-performance, the plaintiff should have executed a conveyance, and tendered the same to him, and demanded the price awarded.^ Mr. Eussell, commenting on the two above-stated cases of Doe d. Clarke v. Stillwell and Standley v. Hemmington, says 1 Candler v. Fuller, Willes, 62. 2 Doe d. Clarke v. Stillwell, 8 Ad. & El. 645. ' Standley v. Hemmington, 6 Taunt. 561. PERrORMANCE OF THE AWARD. 551 that they were both decided upon what was supposed to be the general rule respecting the duty of a vendee of real estate under a contract of sale, to wit, that he should " prepare and tender the conveyance for the execution of the vendor." But it seems from the last edition of Sir Edward Sugden's work on Vendors and Purchasers, that the rule, which never was sanc- tioned by the practice of conveyances, has ceased to be law. The effect of what is there stated may be thus abridged : When the contract for sale of lands is silent respecting the preparation and costs of the conveyance, it seems now to be settled law, notwithstanding the ancient cases, and many dicta to the contrary, that it is the duty of the purchaser, at his own expense, to prepare and tender the conveyance to the vendor for execution. If the agreement expressly require the pur- chaser to prepare and bear the expense of the conveyance, it was always clear that the vendor need not tender a convey- ance. But when the conveyance is to be prepared at the expense of the vendor, and there is nothing in the agreement to show who is to prepare it, it has been decided that the duty of preparing, as well as paying for, the instruments, falls on the vendor.^ In Massachusetts, in construing a contract wherein the defendants agreed to sell land to the plaintiff, and to execute and deliver to him a deed thereof, the court said, " As to the othei; part of the objection, that it was incumbent on the plain- tiff to prepare a deed for the defendants to execute, we think it clearly was not. The defendants contracted to execute and deliver a good and sufficient deed, and it is incumbent on them to do whatever was necessary to the performance of their con- tract. If the law in England is otherwise, it must be founded on custom and practice, and not on any legal principle inde- pendently of practice." 2 1 Russell on Arb., 3d ed. pp. 500, 501 ; Sudgen on Vendors & Purchasers, 11th English ed., vol. i. p. 262. 2 Tinney v. Ashley, 15 Pick. 546, at p. 552. 552 PERFOEMANCE OP THE AWARD. Whether a Request for a Conveyance ordered is necessary. — The following is the only English authority which I find con- cerning the point of whether or not the party to receive the conveyance is under an obligation of requesting the same from the grantor. An arbitrator directed that on payment of the mortgage debt, the mortgagee should re-assign the mortgaged land. The court held that the duty of making the re-assign- ment was complete and in force without any prior request from the mortgagor. No request was necessary, because the act could be performed without the presence of both parties ; but it would have been otherwise had the order been to re-infeotf, because in such case the feoffee must have been present to receive the livery.i In Massachusetts, where A. agreed to pay B. such price for certain land as arbitrators named should award, and B. agreed to accept such price and convey the land to A., it was held that A. must demand the conveyance from B. before he could main- tain a suit against him for breach of his agreement."^ But the language of the agreement of parties in this case was so specific that perhaps the decision ought not to be taken as establishing a general rule requiring demand. A Request for Performance must comply -with Terms of the Award. — If the award orders a conveyance of any kind to be executed upon request, it seems obvious that the request should be for an instrument precisely such as is ordered, n|med, or described in the award to be given. Otherwise a refusal to comply with the request might constitute no breach of the obligations of the submission and award.^ An award ordered the defendant to assign, according to law, a certain interest to one D., upon request. An assignment was tendered to the defendant, which he was requested to execute, but which ran to D., his executors, administrators, and assigns. 1 Eosse V. Hodges, 1 Ld. Raym. 233. 2 Pomroy v. Gold, 2 Mete. (Mass.) 500. 3 Russell on Arb., 3d ed. p. 501. PERFORMANCE OE THE AWARD. 553 This was objected to, as being in excess of what was called for by the award. Lord BUenborough was inclined to think that the direction might intend only a personal assignment to D. himself. But the point was not finally ruled upon, because the cause was compromised by the parties.^ The Request may be made by an Agent. — The courts regard a demand for the execution of a deed under an award as being very different from a demand for the payment of money. A demand of the former description may be sufficiently made "by any person authorized to do so on behalf of the party, though the authority be not in the shape of an actual power of attorney.^ Release may be executed to a Stranger. — An old case holds that if the defendant, being ordered to execute a release to the plaintiff, deliver a properly executed release to a stranger, to the use of the plaintiff, which the plaintiff refuses to accept, such tender and refusal may be pleaded as a good performance of the award, if no particular place be mentioned for the de- livery.^ A Tender creates the Obligation of Performance. — If the award directs one party to pay a sum of money, and the other party, upon receipt thereof, to execute a conveyance, the latter cannot free himself from his obligation of performance by refusing to accept the money when properly tendered. The tender brings into full and perfect force and operation the requisition for the conveyance.* Performance to and by Personal Representatives of a Deceased Party. — If the award order payment to be made to a party or his assigns within a time named, and that thereupon each party should give to the other a release, if the party who is to receive the money dies before the time has expired, the payment must 1 Russell V. Headington, 1 Stark. 13. 2 Kenyon v. Grayson, 2 Smith, 61. 3 Alford V. Lea, 2 Leon. 110 ; Cro. Eliz. 54 ; Freeman v. Drew, ih. 181. * Russell on Arb., 3d ed. p. 501 ; Squire v. Grevett, 2 Ld. Raym. 961 ; Lum- ley V. Hutton, Cro. Jac. 447 ; Simon v. Gavil, 1 Salk. 74 ; Linnen v. WUliamson, Rolle Abr. Arb., K. 16, p. 254. 554 PERFOEMANCE OF THE AWARD. be made to his personal representatives, though they are not named in the award, and they must execute and deliver the release of all demands such as was ordered to be given by the deceased.^ Performance Twliere the Aiward is in Ez:cess of Authority. — If an arbitrator, being authorized to order a release of all demands up to the date of the submission, exceeds his authority by ordering such a release up to the time of the award, sufficient performance may be made by executing a release, such as he was empowered to order, up to the time of the submission.^ Performance of A-ward ordering Indemnity. — If the arbitrator direct a party to execute a bond or covenant of indemnity to another against certain costs, and the party performs the award by executing such bond or covenant, the remedy on the arbi- tration bond is gone. If there be a failure to save harmless the party intended to be protected by the indemnity, the remedy will be only on the indemnity bond or covenant.* Performance of Awaids ordering Acquittance or that Suits should cease. — An award that A. "shall acquit" B. of a' certain debt or suit, is not sufficiently performed by saving B. harmless from the debt or suit. An actual discharge ought to be procured.* An award was that a suit in chancery should " cease," and that the defendant should " stand acquitted of it." In an action of debt on the arbitration bond for uon-performance of the award, it was said to be a sufficient plea that the plaintiff did not prosecute the suit, and that the defendant staret inde quietus. For the award ordered no act to be done by the one party, but said that by virtue of the award the other should stand acquit- ted. The mere filing a fresh bill in chancery for the same matter constituted no breach of the award ; for until a subpoena should 1 Dawney v. Yeaey, 2 Vent. 249. ^ Stevens v. Matthews, 1 Ld. Raym. 116 ; Marks v. Marriot, ib. 114. ' ' Phillips V. Knightley, 1 Barnard. 463. ' Freeman v. Sheen, Cro. Jac. 339 ; 2 Bulst. 93 ; Bac. Abr. Arb., F. ; Russell on Arb., 3d ed. pp. 502, 508. PEEFOEMANCB OF THE AWARD. 555 have been issued on the bill, the party had not been damnified. But if one, being bound to save another harmless, obtain a process against him, this is a clear breach of the award.i A Party may sometimes sue before he has performed his Part under the Award. — The neglect or refusal of one of the parties to a submission to perform his part of the award, does not vacate the award, or deprive him of his right to enforce the orders made therein in his own favor, unless performance by him is specifically, or by legal construction of the instrument, made a condition precedent to performance by the other party ; or unless the performance is to be contemporaneous, the one with the other. The commands laid upon each party, if indepen- dent, may be enforced by either against the other, even though the plaintiff be himself a delinquent. The remedy against such delinquent is by another suit to be instituted against him. Thus, it was said in New Hampshire that " Where by an award acts -are to be performed by both parties, and those acts are distinct and independent, the one not a condition precedent to the other, either party is guilty of a breach of the award who does not perform all that he is appointed to do, although the opposite party may have entirely neglected to obey the award on his side. And in such case, in a suit for not per- forming the award, it is not necessary for the plaintiff to aver performance or a readiness to perform his part of the award." - And in Massachusetts the court disposed of the objection of non-performance by the plaintiff, by saying, " Each party had the separate bond of the other for the due performance of the award by each, and might enforce such performance."^ To the same effect is another New Hampshire case.* A submission was entered into between one S. and the town of Bloomfield, concerning a roadway laid out by the town over 1 Freeman v. Sheen, Cro. Jao. 839 ; 2 Bulst. 93 ; 1 RoUe'e Rep. 7 ; Russell on Arb., 3d ed. p. 502. 2 Girdler v. Carter, 47 N. H. 305. ' Loring v. Whittemore, 13 Gray, 228. * Pickering v. Pickering, 19 N. H. 389. 556 PEEFOKMANCE OF THE AWARD. land of S. In a suit by S. against tlie town to recover the amount of damages awarded to liim, the defendants set up tliat S. still maintained his fences across the land laid out as a roadway, and that he was therefore in possession thereof and entitled to recover no damages. The defence was regarded as of no effect ; for, said Judge Redfield, " if the plaintiff, after the award, still persisted in keeping up his fences across the road, this would not avoid the award, but leave the town to their remedy under the general laws." ^ Where, under an award, a party is required to give to another upon a certain day a deed of certain land, and also to deliver to him possession of the land, if, upon his tendering the deed, the grantee refuses to receive it, this is a renunciation of all rights incident to and growing out of the deed. The gran- tor has gone sufficiently far in his endeavor to perform the award, and is excused from making an effort to deliver pos- session.^ See also, ante, Chapter XVIII., the paragraphs entitled " Whether a Party, not having performed his Part of an Award, can plead it in Bar," and " A Condition Precedent must be performed before an Award is a Bar." The Plaintiff must perforin, if Performance be made dependent, concurrent, or a Condition Precedent. — But if the acts Ordered to be done are dependent, or are to be done concurrently, or if performance by the plaintiff has been made a condition pre- cedent to performance by the defendant, then either perform- ance or a readiness to perform must be averred and shown.^ In a dispute between a mother and son, who had lived together on a farm, as to their accounts, the award was that the property should be equally divided, that the debts, by whomsoever owed, should be discharged by them in equal 1 Schofif V. Bloomfield, 8 Vt. 472. 2 Preston v. Whitcomb, 11 Vt. 47. 3 The general rule is well laid down in Tinney v. Ashley, 15 Pick. 546, though the case did not arise under an arbitration. PERFORMANCE OF THE AWARD. 557 shares, and that the mother should pay to the son |250. The court held that the things to be done were dependent, that the son must pay half the debts before he would be entitled to demand half the property and the 1250.^ A. and B. agreed to submit to arbitrators the value of cer- tain land, and that upon their report of the price A. would pay the amount thereof to B., and B. would convey the estate to A. In a suit by A., he alleged a readiness to pay for the land, but the court held that this was insufficient; that he should have averred an actual tender or offer of payment ; and that he was not excused from doing so though B. had stated immediately upon hearing the award, in the presence of the arbitrators and of A., that he would never let the land go for that price.^ An award was that A. should pay to B. a certain sum of money, and should execute to him a release ; and that upon receiving the money and the release B. should deliver a release to A. Suit was brought by B. for the money. Judge Curtis said : " I am of opinion that a readiness by the plaintiff to release, and notice to the defendant of such readiness, were necessary to be averred. . . . The acts of the parties were to be concurrent, and an action cannot be sustained hy either without averring and proving a readiness on his part to per- form and notice thereof, or something suflScient to dispense therewith." ^ It would seem beyond a doubt that had the suit been brought by A. for non-performance by B., or to compel performance, his own performance or readiness to perform must have been alleged and shown. Arbitrators, under a submission concerning a loss occurring under a policy of insurance, ordered that the insurance com- pany should pay to the insured a certain sum, and that the insured should assign to the company his claim under a certain 1 Shearer v. Handy, 22 Pick. 417. 2 Pomroy K. Gold, 2 Mete. (Mass.) 500. " Matthews v. Matthews, 2 Curtis C. C. 105. 558 PERFORMANCE OF THE AWARD. other policy held by him. The award did not in terms make these acts dependent, the one upon the other. The court held that they were not so, and that in suit by the assured against the company he need not aver or prove his performance or readiness to perform the offer of assignment. He could re- cover without establishing this fact, and if he refused to comply with the order, the company could compel him to assign (provided the order were valid) in a suit instituted for that purpose.^ Whether or not the arbitrators have made performance by one party a condition precedent to performance by the other, is a question to be determined upon an examination of the entire award. Thus an award ordered A., on or before a day certain, to execute a deed of certain land, and to deliver pos- session of it to B. ; and ordered B. to pay to A. a certain sum, likewise on or before the same day. Seld, that it was not necessary to say whether or not performance by A. was made a condition precedent to performance by B. ; " perhaps it is not, but the acts of the parties are clearly concurrent, as they are to be performed upon the same day, and applying the rule applicable to concurrent covenants which are analogous, the party suing must show performance, or an offer to perform on his part, to entitle himself to a recovery." ^ Though it has been said that where an obligation is so thrown upon one party as to be but a portion of the considera- tion of the award in his favor against the other party, the per- formance of that obligation, if not provided for by the award, may be properly treated as a condition precedent to his re- covery on the award. ^ Performance of Impossible Orders. — The subject of possibility in the orders of the award has been discussed, ante, pp. 375, 376. It may be further remarked that a party ordered to do 1 Nichols V. Rensselaer County Mutual Insurance Company, 22 Wend. 125. 2 Hay V. Brown, 12 Wend. 591. 3 Lamphire v. Cowan, 39 Vt. 420. PERFOEMANCE OF THE AWARD. 559 any act can defend or excuse his non-performance on the ground of impossibility, only if he has used his best en- deavors to perform either in full or so far as the possibility may extend. But actual or legal impossibility, fairly demon- strated, is of course a defence. Thus, when a party was ordered to prostrate some fish-weirs of which he was sole pro- prietor, and another weir in respect of which he was only part proprietor, the award expressly professing to extend only so far as the party had any right or interest, it was held that the party was bound to perform to the extent that he was able, and that, having done so, if he could not remove the portion of the last-named weir which belonged to him without rendering him- self liable to an action of trespass, this fact would be an answer to so much of the orders of the award. ^ That portion of an award which orders a person to do that which he cannot law- fully do, as, for example, to commit a trespass, obviously need not be performed, since it is not valid. ■Where the Impossibility grows out of a 'Wrongful Act of the Party. — Where a party, by reason of his own wrongful act, finds himself in a position in which it is impossible for him to perform the award exactly without violating the law, it seems that he must conform to the law, and yet comply with the award as nearly as possible. Something like the doctrine of cy pres in charities has apparently been introduced into causes of this description. Thus, where a party had wrongfully pulled down certain premises, the award ordered him to reinstate them. To restore them exactly as they were before would have been a breach of the provisions of a public statute which had been passed subsequently to their original erection. It was held that the party was bound to rebuild in accordance with the regulations of the statute, and though it put him to an increased expense, yet this, being the result of his own wrongful act, furnished no cause for excusing him from performance.^ 1 Russell on Arb., 3d ed. pp. 496, 497 ; Doddington v. Bailward, 7 Dowl. 640. ^ Doddington ;;. Hudson, 1 Bing. 410. 560 PERFORMANCE OF THE AWARD. Performance of an Award in the Alternative. — If an award be made in the alternative, giving to a party his option as to which of two courses he will select, his performance of either is a sufficient performance of the award.^ But if one of the alternatives be impossible, performance of the other becomes imperative.^ So, also, if one of the alterna- tives be uncertain, the other must be performed.^ An Informal Aiward may be made good by Performance. — See ante, p. 258, the paragraph entitled " Award concerning Boundary Lines " ; also Chapter XYIIL, the paragraph entitled " Operation of an Oral Award concerning a Boundary Line." The Effect of performing an Unenforceable Order has been already thoroughly discussed. See Chapter VI., the paragraph entitled " Effect of Performance of such Non-enforceable Orders " ; Chapter XVII., the paragraph entitled " Efifect of an Offer to perform an Inoperative Order." The Arbitrators need not perform the Avrard. — This subject is discussed ante, pp. 394, 395. A submission concerning the height of a dam provided that , the arbitrators might determine how much, if at all, it should be cut down, and " whatever they decide shall be done under their direction." The award fixed the height at which the dam should be maintained below the present height. It was objected that the arbitrators were bound to superintend the process of cutting down. The court held otherwise, and said that if they had " given general directions, which can be exe- cuted by any person skilled in such matters, then they have conformed to the terms of the submission. The parties can hardly have intended that the referees should execute the award." The part of the dam above the line established by 1 Hanson v. Webber, 40 Maine, 194, stated ante, p. 408. 2 Russell on Arb., 3d ed. p. 269 ; Simmonds v. Swaine, 1 Taunt. 548 ; Whar- ton V. King, 2 Barn. & Ad. 528 ; Lee v. Elkins, 12 Mod. 585. See statements of these cases, ante, p. 409. 3 Oldfield V. Wilmer, 1 Leon. 140, 304; Simmonds v. Swaine, 1 Taunt. 548 ; ante, pp. 409, 410. PBRTORMANCE OP THE AWARD. 561 the referees became a nuisance, and could be abated by the sheriff in the usual manner.^ The Award itself after Performance. — The court has no power over the award whereby it can order the same to be delivered up for cancellation after performance.^ Security for Performance of Award. — A note of a third party having been placed in the hands of an arbitrator as security for the performance of the award by one of the parties to the submission, the court said that delivery of the note could be made only after a valid award had been made with which this party had refused to comply. The delivery of the note under other circumstances would be fraudulent ; and was so held in this case, and the note declared to be invalid, inasmuch as the party secured had only neglected to comply with a certain memorandum or proposition to the parties appended by the arbitrator to the award, and agreed to by the parties, but, nevertheless, not in fact constituting a part of the award itself.3 1 Berkshire Woollen Company v. Day, 12 Cush. 128. 2 Russell on Arb., 3d ed. p. 499 ; Symonds v. Mills, 8 Taunt. 526. ' Moore v. Cookcroft, 4 Duer, 133. 36 CHAPTER XXI. TESTIMONY OP THE ARBITRATOR, The award cannot be altered or explained by testimony or statements of the arbitrator. Effect of letters written by the arbitrator. Explanatory paper written by agreement of parties. The arbitrator's testimony concerning extrinsic facts. Testimony of referee as to facts and grounds of decision. The arbitrator's testimony as to admissions by a party. An arbitrator cannot testify to his non-concurrence in the award. The arbitrator cannot be compelled to state the grounds of his decision. In England a barrister never gives explanations. Testimony of the arbitrator to show a mistake in the award. JCestimony that the award does not express the arbitrator's intention. An arbitrator can and must testify as to the proceedings before him. The A'ward cannot be altered or explained by Testimony or Statements of the Arbitrator. — The award of arbitrators, once made, is a complete and finislied instrument. It must be con- strued, SO far as regards its legal force and signification, with- out external assistance. Neither affidavits nor testimony of the arbitrator or referee can be received to alter, correct, or even explain its meaning.^ Since even the deliberate and formal testimony given in court by the arbitrators cannot be thus received, it follows as a rule a fortiori, that mere informal verbal declarations, ex- planatory of the intended purport and effect of the award, though made by the chairman of the arbitrators to the parties at the time of publishing and reading the report to them, do not operate to alter the construction of the instrument as actually written and executed.^ 1 Aldrich v. Jessiman, 8 N. H. 516 ; Kingston v. Kincaid, 1 Wash. C. C. 448 ; Ward V. Gould, 5 Pick. 291 ; ante, p. 226 ; Patterson v. Baird, 7 Ired. Eq. 255 ; Gordon v. Mitchell, 3 Moore, 241 ; Eussell on Arb., 3d ed. pp. 471, 472. ' Caldwell v. Dickinson, 1,3 Gray, 365, stated ante, p. 287. TESTIMONY OF THE AEBITEATOR. 563 An award described a boundary line as running " to a stake and stones (described), thence westerly by land of said 0. to a spruce tree in the swamp." The termini were undisputed ; but it was questioned whether or not the line was to be run straight. It was held that the oral declaration of the chair- man of the arbitrators made at the time of the publication of the award, to the effect that the line in question was a straight line, was inadmissible to explain or control the purport of the written award.^ The statements of an arbitrator, made by him three days after the making and publication of the award, as to the grounds upon which he had formed his opinion, offered to be proVed by testimony of another, are mere hearsay and inadmissible. The arbitrator himself must testify to any material fact like any other witness.^ Effect of Letters ■wrritten by the Arbitrators. — In LeggO V. Young,^ the umpire wrote a letter to one of the parties, ex- pressing his regret that he could not have given him costs. In refusing to grant a motion based upon this letter. Judge Maule said : " I do not think this is a sort of thing that should be taken notice of, or permitted to operate against the delib- erate decision to which the umpire has come. We are rather more scrupulous now than the courts formerly were as to these explanatory papers given out by arbitrators. One can easily conceive that 'an arbitrator might write to one of the parties and express his regret that he cannot award him costs, with- out holding him to be pledging himself that he would have decided otherwise than he did, if he thought the authority under which he acted permitted him to do so." And so also said Chief Justice Jervis : "As for the arbitrator's letter, I do not think we can take that into consideration at all. It would 1 Clark V. Burt, 4 Gush. 396. 2 Hubbell V. Bissell, 2 Allen, 196. s 16 C. B. 626. 564 TESTIMONY OF THE AEBITEATOR. be a very unsafe thing to place reliance upon such a communi- cation for the purpose of contradicting or explaining the award, or the grounds upon which it is made." It was so held also in- another case, where the letter was not a " paper delivered contemporaneously with the award," but an ordinary letter of " advice given by the master in order that the parties may not waste their time and money in future liti- gation ; " and " merely written for the purpose of conciliation, the master, from a kind motive, thinking that he could assist the parties in coming to a settlement of their differences." ^ Explanatory Paper -written by Agreement of Parties. — The fore- going rules forbidding explanation by an arbitrator are of such a nature that they may be dispensed with by the parties, if they mutually agree so to do. The rules are established only for the protection of the disputants, to save either of them from protracted litigation at the sole will of the other. But this pro- tection may be abandoned if both are agreed in doing so. Thus it has been held that where there was consent of the parties that the referees should execute an explanatory paper in order to make clear a certain doubtful matter in their award, and the parties further expressed their satisfaction after the document had been executed, this supplementary document constituted a pai't of the determination, and " the whole was to be taken together as making one award." ^ The Arbitrator's Testimony concerning Extrinsic Pacts. — But though an arbitrator cannot be heard to explain the meaning which he intended that his language should bear, or to declare what he meant to say, yet, since extrinsic facts alluded to in an award must often be established in order to render it intel- ligible, he may be allowed to state these. Thus if an award relates to a boundary line, and a monument is mentioned, the testimony of the arbitrator would be properly admissible for 1 Holgate V. Killiok, 7 Hurl. & Nor. 418. 2 Eveleth v. Chase, 17 Mass. 458. TESTIMONY OF THE ARBITRATOE. 565 the purpose of showing the situation of that monument, if it was not described in the award. A submission left it to the arbitrators to run a contested boundary line, but stipulated that they should be " governed by the original tier line from the south side of the town lots, at the north corner of Nos. 7 and 16 of the town lots, to the line of C.'s patent; and that the corner of said lots Nos. 11 and 12 be established accordingly by said arbitrators." The award simply described a boundary line " beginning at a stake," &c., describing its location and giving the courses and distances. It was objected that the arbitrators were in fact limited in their power to determining where the " original tier line ran," and that the award did not show that they had done otherwise than simply run a line. It was apparently the view of the counsel of the impeaching party that he ought to be allowed to show that the line described in the award and the original tier line were not coincident. At the trial one of the arbitra- tors, who was a surveyor, was allowed to testify as to the man- ner in which the line was run : that the arbitrators ran it according to the original tier line as they ascertained it to their satisfaction, to the north line of C.'s patent ; that they had no difficulty in satisfying themselves as to the true tier line ; that they found all the possessions corresponding with it, until they arrived at the premises in dispute ; that they established the line thus run, and set up a corner, between lots Nos. 11 and 12 on the north line of C.'s patent, both parties being present and neither objecting ; that there was a certain quantity of land on one side of the line, and a certain other quantity on the other, of which the defendant was in possession. The court said that this parol testimony of the arbitrator " in explanation of the award was not objected to, and it was clearly competent for the purpose of showing its actual location and operation." ^ Testimony of Referee as to Facts and Grounds of Decision. — "Formerly," said Chief Justice Shaw, in 1844, "it is believed 1 Robertson v. M'Niel, 12 Wend. 578. 566 TESTIMONY OF THE AEBITRATOR. that it was not infrequent to call upon referees to testify to the facts and grounds upon which they had given their judgment, with the purpose of enabling the court to judge of the correct- ness of their inferences of fact and conclusions of law, with a view to prevent the acceptance of their report. But we think it contrary to the principle on which such references proceed, and opposed by the most recent and satisfactory decisions." ^ Again, in 1853, the same judge said : " Formerly, but within the recollection of several of us, it was the practice in cases of controverted awards to call before the court one or more of the referees, and inquire of them as to the grounds of their award, as well in matters of law as of fact. This practice has long been set aside." ^ In another case, arising in the same State, the testimony of arbitrators as to their proceedings and the grounds on which they made their award, was held to be inadmissible, so far as it tended to impeach the award. Though what was the nature of the facts which the arbitrators were in this instance expected to prove is not stated in the meagre report of the cause, which is therefore deprived of much of its value as an authority.^ In an old case where the award was general, and purported to decide all the matters in difference, the court refused to allow the arbitrator to be called to prove that he had awarded no compensation in respect of a certain claim presented by one of the parties.* But a recent Massachusetts case seems to be to a quite contrary effect. The arbitrator was allowed to testify that a certain demand, in suit, had not been included in his award.^ The Arbitrator's Testimony as to Admissions by a Party. — Admissions made by a party in the course of the proceed- ings, provided they be not concessions made merely for the 1 Ward V. Amerioan Bank, 7 Mete. (Mass.) 486. 2 Fairchild v. Adams, 11 Gush. 549. 3 Bigelow V. Maynard, 4 Gush. 317. * Shelling v. Farmer, 1 Strange, 646. 6 Hale V. Huse, 10 Gray, 99. And see post, pp. 569, 571. TESTIMONY OF THE ARBITRATOR. 567 purpose of peace, may be proved by the testimony of the arbi- trator. For the arbitration is neither confidential nor in the nature of a compromise, but is as hostile and adverse a method of procedure as is a suit in the courts.^ An interesting decision was rendered by Lord Kenyon on this subject, as follows : A master sued his servant for money had and received. When the action came on for trial the ser- vant offered to suffer a verdict to be taken against himself, provided that his master would produce his books before an arbitrator, and that it should not then be made to appear by the master's checks and entries that the servant had fully accounted. A verdict against the servant was accordingly taken by consent, and the cause was referred, with power to the arbitrator to examine the parties upon oath and to compel a production of the books. The arbitrator, after examining the parties under oath, and the books, awarded in favor of the servant. Afterward the servant brought a suit against his master for maliciously holding him to bail in the aforesaid cause. At the trial the servant's counsel called for the books, and proposed to examine the arbitrator to prove his case. Lord Kenyon, however, refused to permit such examination, saying : " It seems to me the arbitrator ought not to be permitted to depose here as to what transpired before him, either upon the examination of the parties themselves, or on an inspection of the books, upon the principle that the parties themselves could not have been examined in the former cause, nor could the plaintiff have been compelled by a judge at Nisi Prius to pro- duce his books, and it would be a dangerous thing if such evidence were admitted to prove the arrest in that cause to be malicious, as the arbitrator might have proceeded to cut the knot rather than to unloose it according to the strict rules 1 Slack V. Buchanan, 1 Peake, N. P. C. 7 ; Doe d. Lloyd v. Evans, 3 C. & P. 219 ; Westtake v. CoUard, Bull. N. P. 7th ed. 236 6 ; Gregory v. Howard, 3 Esp. 113 ; Russell on Arb., 3d ed. p. 469. 568 TESTIMONY OP THE ARBITRATOR. of law, from a wish to do complete justice between the par- ties." 1 An Arbitrator cannot testify to his Non-concurrence in the Award. — It is an imperative rule that an arbitrator who signs a report or award concurs therein. He cannot afterward be heard to say that he did not agree with his fellow-arbitrators, with the object of showing by this testimony that the award was not unanimous, and therefore not valid.^ He is absolutely concluded by his signature from afterward denying his assent and agreement. Where one of three arbitrators was called, and his testimony was to the effect that he had signed the award without reading it, but upon the representation of the chairman that it was all right, whereas in fact it differed materially from the award as agreed upon, it was held upon appeal that this testimony should not have been admitted, for that the award could not be affected by these facts. It was said that it would be necessary for the party seeking to impeach the award to show not only all these circumstances, but also that this arbitrator had been induced, by misrepresentation, fraud, or misconduct, to sign a different award from that which he intended to sign.^ Testimony of one of two arbitrators was offered to show that in making up the computations preparatory to arriving at the amount of the award, certain items had been omitted, which he intended should be included, and that the omission had escaped his notice until after publication. The evidence was held inadmissible, botli upon principle and upon authority.* The Arbitrator cannot be compelled to state the Grounds of his ' Habershon v. Troby, 3 Esp. 38 ; but see Thomson v. Austen, 2 Dowl. & Ry. 358. 2 Campbell v. Western, 3 Paige, 124; Bigelow v. Maynard, 4 Cush. 317. ' Withington v. Warren, 10 Meto. 431 ; see full statement of this case in the chapter on Mistake in the Award. * Leavitt v. Comer, 5 Cush. 129, citing as the authorities Withington w. War- ren, 10 Mete. (Mass.) 431; Boston Water Power Company v. Gray, 6 id. 131. Phillips V. Brans, 12 Mee. & W. 309. TESTIMONY OF THE ARBITRATOR. 569 Decision. — Though it might in any specific case be permissible and effective for the arbitrator to state the grounds of his deci- sion, nevertheless it seems that he cannot be summoned by a party as a witness and compelled to do so against his will. He is privileged to refuse to answer interrogatories of this nature, whether preferred in or out of court, anii, if such be his choice, the court will protect him in his privilege.^ Though the language used in a case arising in the Court of Chancery in Ireland would tend to show that sometimes the court will itself examine an arbitrator, and perhaps compel him to answer. A bill in equity was filed complaining that no allowance had been made in the award to the plaintiff in respect of a certain guaranty. The court said that the plaintiff might have examined each one of the arbitrators upon the point of whether they had abstained from considering the guar- anty on the supposition that it was not within the scope of their jurisdiction, or for any other cause ; or whether they had in fact included it in their consideration in making up their award. Lord Chancellor Hart added that, had the case origi- nally come before him, he should have directed a short inquiry to examine the arbitrators upon this single matter. ^ In England a Barrister never gives Explanations. — In England it seems that a certain etiquette prevents a barrister, employed as an arbitrator, from making afiidavits in respect of the trans- actions before him, or in which he personally takes part.^ Though the propriety of this custom has not gone unques- tioned.* And even where the arbitrator had expressed his unwillingness to testify voluntarily in explanation of his action, as not being a proper proceeding, but his anxiety to be called 1 Kingston v. Kincaid, 1 Wash. C. C. 448 ; Ellis v. Saltan, 4 C. & P. 327, note ; Johnson v. Durant, ibid, {per Mansfield, C. J.) 2 Brophy v. Holmes, 2 Molloy, 1. See ante, p. 566. 3 Russell on Arb., 3d ed. pp. 472, 473 ; Dobson v. Groves, 6 Q. B. 637 ; In re Keene & Atkinson, Exch. Ap. 16, 1847. * Russell on Arb., 3d ed. p. 473. 570 TESTIMONY OP THE ARBITRATOE. upon by the court to testify, and was present in court for that purpose, Lord Denman, C. J., refused to call upon him.i The notes of the arbitrator cannot be read in court, upon the same principle, apparently, which excludes his affidavit.^ Testimony of the Arbitrator to show a Mistake in the Award. — The admissibility of the testimony of an arbitrator to show the existence of a mistake in the award has been already discussed.^ But it should be remembered that testimony of this description, when competent at all, is admitted not for the purpose of explain- ing, correcting, or altering the award, but with the view to inval- idating it altogether. The court in Illinois allow an arbitrator to give evidence to impeach his award if there be fraud or mistake. But where three arbitrators testified differently, two saying that they thought a certain item had been inadvertently and uninten- tionally left out, and the third saying he thought it had been admitted and considered and overcome by other items on the contrary side of the account, it was held that in such a case of doubt, no case was made out for setting aside the award. The arbitrators should all concur in the statement of the existence of the error.* Testimony that the Award does not express the Arbitrator's Intention. — In some cases, in England, the arbitrator has been allowed to state that the award, though good at law, does not express or carry out his intentions, and, thereupon, it has been sent back to him for amendment.^ An Arbitrator can and must testify as to the Proceedings before him. — The privilege of answering or refusing to answer at his option, pertains to the arbitrator only in respect of the basis, 1 Dobson V. Groves, 6 Q. B. 637; RusseU on Arb., Sd ed. pp. 473, 474. 2 Boe d. Haxby v. Preston, 3 Dowl. & Low. 768 ; RusseU on Arb., 3d ed. p. 473. 3 Ante, pp. 318, 322, 324, 825, 329, 336-338. And see Leavltt v. Comer, 5 Cush. 129, ante, p. 568. * PuUiara v. Pensonoau, 8 111. 875. 5 Shaw V. Pitt, W. R. 616, June 14, 1856, cited in Russell on Arb., 3d ed. p. 448 ; Mills v. Bowyers' Society, 8 Kay & J. 66 ; Walton v. Swanage Pier Com- pany, 10 W. R. 629 ; Lockwood v. Smith, ib. 628. TESTIMONY OF THE AKBITEATOR. 571 grounds, or reasons on which he has arrived at his decision, and made up his award. Whether he be a professional man or a layman, he has no privilege of secrecy in respect of the proceedings before him, but is frequently oalled upon to testify as to what took place at the hearings, what matters were or were not presented, and other facts of the like description.^ In making good a defence on the ground of the want of au- thority in the arbitrator to make a certain award, the defend- ant may call the arbitrator as a witness, to testify as to the time when, and the circumstances under which, the award was made.^ They may be examined as to what matters were presented before -them, and as to what evidence was adduced.^ And in suit upon a claim which the defendant insists is barred by an award, they are competent witnesses to the question of whether or not the claim was included in their award.* Russell says that " a narration of mere facts concerning the proceedings in the reference, stands on a very different footing from an explanation of the mode in which the arbitrator has performed his judicial functions ; and when no ground of etiquette interposes, there seems no reason why an arbitrator should not depose to them as well as anybody else. Accord- ingly we find on motions for setting aside awards, or in show- ing cause against such motions, affidavits of arbitrators are constantly used in the courts of law and equity to explain alleged irregularities, to answer charges of misconduct, to show under what circumstances particular meetings were held, and in what manner the award was executed." ^ 1 Valle V. North Missouri R. E. Co., 37 Mis. 445; In re Williams, 4 Denio, 194. 2 Woodbury v. Northy, 3 Greenl. 85. 3 Spurck V. Crook, 19 III. 415. * Hale V. Huse, 10 Gray, 99 ; see also Walker v. Walker, 1 Wins. (N. Car.) No. 1, 259; York & Cumberland E. E. Co. v. Myers, 18 How. (U. S.) 246. 6 Eussell on Arb., 3d ed. p. 472; Price v. Williams, 1 Ves. Jr. 365; In re 572 TESTIMONY OF THE ARBITRATOR. The evidence of an arbitrator is competent to prove the making of a parol submission, and to state facts concerning the conduct of a party, and sliowing his assent to be bound by the award.i Also, the arbitrator may testify as to what matters were in difference in the reference ; ^ and whether a specific claim was presented before him by a party .^ For the subject of testimony of the arbitrator given to show that the award is not co-extensive with the submission, see ante, p. 361. For the subject of testimony of the arbitrator oifered to correct or explain an uncertainty in the award, see ante, p. 435. Hare, 6 Bing. N. C. 158 ; 8 Dowl. 71 ; Kingwell v. Elliott, 7 Dowl. 42§ ; Blun- dell V. Brettargh, 17 Ves. Jr. 232 ; Cleesly v. Peese, 8 Moore, 524; Stalworth o. Inns, 13 Mee. & W. 466. 1 Adams v. Bankhart, 1 Cr. Mee. & Eos. 681. 2 Ravee «. Farmer, 4 Term, 146 ; Golightly v. Jelliooe, ibid, note ; Triming- ham V. Trimingham, 4 Nev. & Man. 786. 3 Martin v. Thornton, 4 Esp. 180. CHAPTER XXII. PLEADING AND PRACTICE. Methods of enforcing an award. An award may be enforced in part only. Time of instituting suit. Actions to recover costs. Eecovery of costs by assumpsit. Assumpsit will lie upon an award. Assumpsit by assignees of an original party. Debt will lie upon an award of money. Action of debt on the arbitration bond. Action oh the bond after an enlargement of time. An action of covenant on a submission by deed. Action on the case under an award. Interest on a sum awarded. Averments in pleading an award. Setting forth the award in the plaintiff's declaration. Pleading on a parol award. No prqfert of the award need be made. Averment of notice. Averment of a demand before suit brought. Averment of a request of performance. The pleadings in an action of debt on an arbitration bond. Availing of an award by way of defence : extinction of the original claim : plea in bar. Plea of " no award." Pleading that all matters are not decided. Pleading misconduct, fraud, or mistake of the arbitrator. Pleading illegality in the matter submitted. Pleading performance of the award. Pleading the Statute of Limitations. Pleading revocation of the submission. Pleading foreign attachment. Pleading an oral waiver. Plea that award was not ready in time. Plea that the cause of action was not submitted. Defence in suit on a promissory note. Demurrer in suit on an award. Execution of the submission must be proved. Proving the existence and contents of a lost submission. Part performance of award is evidence of submission. 574 PLEADING AND PRACTICE. Statements of a party as evidence. Evidence of fraud. Enforcing specific performance of an award by proceedings in equity. Acquiescence as a preliminary to a decree for specific performance. A penalty does not take tlie place of performance. Kight to specific performance as afiected by lapse of time. No specific performance of illegal matters. • Enforcement of unreasonable orders. Enforcement of specific performance by and against strangers. Demurrer to a bill for specific performance. Sustaining an award by injunction. Pleading an award in bar to a bill in equity. Vacating an award by motion. Discovery of new matter as a ground of a motion to set aside an award. The element of time in connection with new evidence. Bfiect of vacating a report in a lis pendens. The English rule as to setting aside an award by proceedings in equity. The American rule as to setting aside an award by proceedings in equity. Charges in the bill. Demurrer to the bill. Making an arbitrator a defendant. [Note. — The cases which have arisen in the United States upon points of pleading and practice are comparatively few, and such as are encountered are very far from being valuable or consistent. The practice in most of our tribu- nals has been very lax, and even when an effort to apply strict rules has been made, it has too often not assumed a very intelligible shape. Hence itfoUows that most of the material of this chapter is furnished by the English reports ; and I should again acknowledge my obligation to Mr. Russell, the most satisfac- tory portion of whose work treats of the subjects herein to be discussed.] Methods of enforcing an Award. — A valid award is an instru- ment both of offence and of defence. It may serve as the basis of a suit, or as an answer to an action. It constitutes a right of action equally whether the submission be by parol, by writ ing not under seal,^ by bpnd,^ or by deed.^ It will generally be the case, that if the submission be made by rule of court, or if by statute or otherwise it be made return- able to court, or if in any other way whatsoever it is brought within the scope of the jurisdiction of the public tribunals, some means will be provided for enforcing it through the customary channels of the law, by judgment and execution or attachment. 1 Hodsden v. Harridge, 2 Saund. 62 6, n. 2 Winter v. White, 3 Moore, 674 ; Eerrer v. Oven, 7 Bam. & Cress. 427. ' Tomlin v. Mayor of Fordwich, 6 Nev. & Man. 594. PLEADING AND PRACTICE. 575 Yet it would seem, from some of the English cases, that even if an award be thus returnable to court and enforceable by the ordinary machinery of the law, yet these methods may be neglected at the option of the successful party, and it may be made the foundation of an action, precisely like an award rendered in pais under a submission in pais. Such has been distinctly declared to be the law in the United States. In a cause in Indiana the question was raised, whether, when a suit is pending, and the parties submit to arbitration according to statutory provisions, the successful party can sue on the award ? It was contended that in such case the award could be enforced only by having it made a judgment of court in accordance with the statute. The court said : " This doc- trine is not tenable. The legislature has not limited the party to this statutory proceeding. He has the same right now that he ever had to maintain an action on the arbitration bond, and on the award. The Statute 9 & 10 Will. III. authorized the parties in an arbitration bond to insert an agreement that their submission should be made a rule of court ; but it has never been considered that the statute, by that provision, prevented the parties to such an agreement from proceeding at common law for the non-performance of an award, by an action on the bond or on the award. The same may be said with regard to our statute. If the arbitration bond authorize it, the party may have the agreement to submit made a rule of court, and may have the award made a judgment of the court. But that is not his only remedy for a non-compliance with the award. If he prefer it, the successful party may still resort to the remedy at common law, and sue on the award or on the bond." ^ Where a submission provides that judgment may be entered on the award, the successful party may nevertheless sue upon the award, if he chooses, without having procured an entry of judgment thereon.^ 1 Dickerson v. Tyner, 4 Blaokf. 253 ; to the same effect is the language of the court in Burnside v. Whitney, 26 Barb. 632. 2 Burnside v. Whitney, 24 Barb. 682. 576 PLEADING AND PEACTICE. So where the submission provides that judgment on the award may be entered by a certain court of law, it does not preclude a party from resorting instead to the more ample powers of a court of equity, if he deems them more competent to secure and protect his rights.^ The decision, however, in this cause was in part based upon the provisions of the statute under which the arbitration was entered into, to the effect that its provisions should not be construed to impair, diminish, or in any way affect the power and authority of the Court of Chancery over arbitrators, awards, or parties ; nor to impair or affect any action upon any award, or upon any bond or other engagement to abide by an award. If the submission and award be in pais, and not statutory, and sometimes, also, when they are statutory, the only remedy or means of enforcement will be by a proceeding, either at law or equity, instituted upon them as upon any other private con- tract.^ It is not necessary that the award itself should provide any remedy or method of enforcement.^ So, also, said Lord Hard- wicke : " To lay it down as a general rule that arbitrators must particularly point out the method in which their award shall be carried into execution would be too nice, and such a rule would overturn a great number of awards." * Where, under a submission intended to be statutory, the award is void as a statutory award by reason of certain matters being included in it which the statute does not allow to be thus submitted, but both the submission and award would be good in pais, suit may still be maintained upon an independent agreement, appended to the original submission, by which the parties bind themselves to perform the award.^ 1 Burnside v. Whitney, 21 N. Y. 148. ' Kingsley v. Bill, 9 Mass. 197 ; Eaton v. Arnold, ib. 519 ; Shearer v. Mooer», 19 Pick. 308. 3 Lamphire v. Cowan, 39 Vt. 420. * Lingood v. Eade, 2 Atk. 501. 5 Hubbell V Bissell, 16 Gray, 561. PLEADING AND PRACTICE. 577 An Award may be enforced in Part only. — In suit upon an award any one out of several articles in it may be singled out for separate enforcement, provided that the article thus se- lected is so far complete in itself, and so independent of the rest of the award, that this course will work no injustice ; but not otherwise.! Time of instituting Suit. — An award becomes a cause of ac- tion only from the date of its publication. Any action begun prior to that time will' be premature.^ Actions to recover Costs. — If the award gives the costs of the reference to a party without taxing the amount, it is not necessary to have them taxed before instituting an action to recover them, though it seems that they ought to be taxed before the trial.' The necessity of having costs taxed is, however, said to be apparently unnecessary, when the costs of the award paid to the arbitrator are alone sought to be recovered, and it is not suggested that his charges are excessive.* If parties agree to submit to an arbitrator, and there be no arrangement in the submission and no order in the award con- cerning his charges, it is generally understood that they are to be borne equally. Whence it follows that if one party pays a sum to the arbitrator in discharge of his bill in order to obtain the award, he may recover from the other party one- half of the amount so paid.^ In Vermont it has been held that if the award is of the " taxable costs," the taxation must be made, and notice of the ' Lamphire «. Cowan, 39 Vt. 420 ; Schuyler v. Van Der Veer, 2 Caines, 235; and see post, in this chapter, the paragraph entitled Setting forth the Award in the Plaintiff's Declaration ; also post, p. 580, at bottom. '^ Varney v. Brewster, 14 N. H. 49. ' Holdsworth v. Wilson, 32 L. J. Q. B., reversing Holdsworth v. Barsham, 31 L. J. Q. B. 145; see Bates v. Townley, 2 Exch. 152; stated on p. 578. * Threlfall v. Fanshawe, 19 L. 3. Q. B. 834 ; Russell on Arb., 3d ed. p. 505. ' Marsack v. Webber, 6 Hurl. & Nor. 498 ; and see Bates v. Townley, 2 Ezch. 152, stated post in this chapter, p. 578. 37 578 PLEADING AND PRACTICE. amount thereof given to the party who is to pay the same, before suit can be brought to recover the sum.^ Recovery of Costs by Assumpsit. — By an agreement of ref- erence which might be made a rule of court, the costs of the reference and award, including the reasonable fees of the arbi- trators, were left to the discretion of the arbitrators. They awarded that each party should pay half of the above-named costs. The plaintiff brought assumpsit, for money paid for the defendant's use, to recover a moiety of the sum which he had paid to the arbitrator upon taking the award. The court held that if the plaintiff and defendant were jointly liable to the arbi- trators for the sum paid by the plaintifT, and that if the award directed that the defendant sliould pay a definite portion, then the plaintiff, having paid the whole, might recover from the defendant his contributory share ; but that the action could not lie here, because the costs of the reference had not been taxed, so that it was uncertain how much the defendant ought to pay to the plaintiff, or whether he ought to pay any thing.^ Assumpsit •will lie upon an Aiward. — "Anciently," says Russell, " it was considered that no action could be maintained on a submission not under seal, where the award directed the performance of some collateral act, and not the payment of a sum of money, as, for instance, the executing a release. But even previous to the time of Holt, C. J., the law was laid down as it holds at present, that as every such submission implies mutual promises to perform the award, an action of assumpsit may be maintained for the breach of those promises, in case of non- performance, whether the award be to pay money or to do any other act." ^ The English doctrine has been fully asserted in 1 Wright V. Smith, 19 Vt. 110. ' Bates V. Townley, 2 Exch. 152. 3 Russell on Arb., Sd ed. p. 506; Hodsden v. Harridge, 2 Saund. 62 b, h. ; Purslow «/. Baily, 2 Ld. Raym. 1039; Tilford v. French, 1 Sid. 160; Squire v. Grevell, 6 Mod. 34 ; 2 Ld. Raym. 961 ; Lupart v. Welson, 11 Mod. 171 ; Blan- chard v. Murray, 15 Vt. 548 ; Woodbury v. Nortliy, 3 Greenl. 85 ; North Yar- mouth V. Cumberland, 6 Greenl. 21. PLEADING AND PRACTICE. 679 Pennsylvania.^ The same principle of an implied promise has been asserted also by the court in New York, though not for the express purpose of upholding an action in assumpsit? The parties to a parol submission agreed to abide by the award. It ordered that one should recover of the other a cer- tain sum. The court said that they did not perceive any objection to a recovery by the plaintiff upon a count in indebi- tatus assumpsit. " But if this were more questionable, it would seem that a judgment might well be taken on the count on insimul eomputassent? If the award directs that money be paid in certain instal- ments, assumpsit will lie for each sum as it falls due ; though debt will not lie until the last instalment has become payable. If the submission be by bond, the penalty will be forfeited upon the first neglect in payment of an instalment.* Where two persons of the one part undertake jointly and severally to perform an award, ^nd the arbitrators order one of the two to pay one certain sum, and the other to pay another certain sum, to the other party to the submission, it has been held that an action of assumpsit will lie against both jointly, inasmuch as both are jointly liable for the payment of each of the sums respectively ordered to be paid.^ Pending a reference by an order in equity one of the parties died. The arbitrator ordered that payment should be made by his executors out of his assets. It was held that assumpsit would lie against the executors.® The defendant in an action of assumpsit, founded on a sub- 1 M'Manus v. M'Culloch, 6 "Watts, 357. 2 Efner v. Shaw, 2 Wend. 567 ; Valentine v. Valentine, 2 Barb. Chy. 430. ' Bates V. Curtis, 21 Pick. 247 ; the court, in the last statement, rely upon 1 Tidd's Pract. 756 ; Lawes's Pleading in Assumpsit, 348 ; Keen v. Batshore, 1 Esp. 194. « Cooke V. Whorwood, 2 Saund. 336 e ; Rudder v. Price, 1 H. Bl. 547. 5 Mansell u. Burredge, 7 Term, 352 ; and see Genne v. Tinker, 3 Lev. 24 ; Johnson v. Wilson, Willes, 248 ; Duke of Northumberland v. Errington, 5 Term, 522. " Dowse V. Coxe, 3 Bing. 20. 580 PLEADING AND PRACTICE. mission and award, may contest the fact of the submission, of the award, and of notice thereof prior to the institution of the suit ; since all these facts are necessary to create the alleged obligation upon his part.^ Assumpsit by Assignees of an Original Party. — If pending an arbitration a party thereto assigns to a third person his contin- gent interest under the award, suit cannot be instituted by the assignee in his own name, but must be brought in the name of the original party .^ Debts owing to a firm were by deed assigned to a person upon certain trusts, and a power of attorney was executed to him to receive and compound for the same. As attorney for the firm he entered into a submission with one of its debtors con- cerning matters in difiference between this debtor and the firm. It was held that he might enforce the award by an action of assumpsit brought in his own name ; also that he need not make profert of the deed of -assignment in his declaration, since it was pleaded merely by way of inducement.^ Debt will lie upon an Award of Money. — If an award orders one party to pay to the other a sum of money, it creates a debt ; and an action of debt, says Russell, might therefore always have been maintained in favor of the payee, although the sub- mission were oral or by writing not under seal.* And at the present day an action of debt will lie on an award ordering a payment of money rendered upon a submission by rule of court, or by deed, or by writing without deed, or by parol.^ And though the award contain other orders also, for the performance of other collateral acts besides the payment of money, yet the order for payment may be singled out for separate enforcement by an action of debt.^ 1 Woodbury v. Northy, 3 Greenl. 86. 2 Day V. Smith, 1 Dowl. 460. 3 BanfiU V. Leigh, 8 Term, 671. * KuBsell on Arb., 8d ed. p. 507 ; Purslow v. Baily, 2 Ld. Eaym. 1039 ; Wright V. Smith, 19 Vt. 110. ' Ibid. ; Hodsden v. Harridge, 2 Saund. 62 b, u. « Russell, 3d ed.'pp. 507, 608 ; citing 2 Chitty Plead., 6th ed. p. 258. PLEADING AND PRACTICE. 581 M. and B. submitted their differences to arbitrators, who were authorized to determine the amount to be paid, and upon what terms, as to time and security, payment should be made. The arbitrators awarded that M. should pay to B. a certain sum on the 28th July, 1858 ; a second sum on the 20th Janu- ary, 1859 ; and a third sum on the 20th January, 1860 ; and that to secure the payment of the sums he should give B. a bond with penalty and surety. No bond was given, and B. on the 28th January, 1858, that is, before ariy of the sums awarded to be paid had fallen due, sued M. in an action of debt. The question was whether this action could be maintained : held that it could. " On principle and authority, B. had a right to sue when M. refused to perform any material part of the award." The arbitrators having, in accordance with their authority conferred by the parties, directed the kind of security to be given, M., upon his failure to give that security, was in default, and a cause of action accrued. " The right of action was perfect on M.'s refusal to give the penal bond, as it would have been after the credit allowed by the award had expired." ^ Six partners entered into two bonds of submission. In one bond three bound themselves jointly and severally to the other three to perform the award which should be rendered respect- ing all differences between the parties or any of them. The second bond was a counterpart of the first in form, and in it the three last-named partners bound themselves to the three first named. The award ordered one of the three obligors in the former bond to pay to one of his co-obligors a certain sum. It was held that the payee could maintain an action of debt upon the award against the one thus ordered to pay, though no action upon the bond would lie between the two co-obligors therein.^ Under the old common law of England an action of debt 1 Bayne v. Morris, 1 Wall. (U. S.) 97. 2 Winter v. White, 3 Moore, 674 ; 1 Ball & Bjeat. 350. 582 PLEADING AND PRACTICE. would not lie against an executor or administrator upon an award rendered under a submission not under seal, entered into by the deceased, since it was said tliat the deceased might have waged his law, and his personal representative could not.^ But this has since been changed by statute.** And where the executor or administrator was himself the party to the sub- mission, the law has always allowed an action of debt to be maintained against him.^ Action of Debt on the Arbitration Bond. — If the submission be by bond, an action of debt will lie for the penalty, so soon as it is forfeited by non-performance of the award. Russell remarks that this " is in some respects preferable to an action of debt on the award, since it throws upon the defendant the task of discharging himself from the penalty by showing per- formance of the condition, and relieves the plaintiff from the burden of proving a mutual submission, which he must allege and prove if traversed, in order to support the latter form of action." * Action on the Bond after an Enlargement of Tinxe. — Where the original submission is by bond, an action thereon may still be maintained in the event of non-performance of tlie award, though the time has been subsequently enlarged by deed ; for altering the condition does not have the effect of defeating the bond.^ But if the enlargement of the time for the rendition of the award be extended by an agreement not under seal, and the award be accordingly made after the original time has elapsed and within the substituted time, no action will lie 1 Eussell on Arb., 3d ed. p. 508 ; Hampton v. Boyer, Cro. Eliz. 557 ; Bowyer V. Garland, lb. 600 ; Freeman a. Bernard, 1 Ld. Rayra. 247 ; Riddell v. Sutton, 5 Bing. 200 ; 2 Moore & Pay. 345. 2 3 & 4 Will. IV. i;. 42, §§ 13, 14. 3 Riddell v. Sutton, 5 Bing. 200. * Russell on Arb., 3d ed. pp. 508, 509 ; Ferrer v. Oven, 7 Barn. & Cress. 427. 5 Greig v. Talbot, 2 Bam. & Cress. 179. PLEADING AND PRACTICE. 583 upon the bond. The remedy must be sought by a suit in assumpsit based upon the new submission by enlargement. ^ Where no time is named in the bond for the making of the award, but by a subsequent agreement such time is specified, and the award is published before its expiration, suit may still be brought upon the bond for the penalty thereof.^ Where submission is made by bond, and the time named therein for making the award is afterward extended by era- sure and interlineation in the bond, without altering the origi- nal date of the bond, the proper effect is to destroy the bond as a pre-existing obligation, and to render it a new bond from the time of the alteration. But in declaring upon it, the plaintiff may allege it as of its old date only, or as dated upon that day, but taking efifect afterward, at his option.^ Au Action of Coveuant on a Submission by Deed. — If the submission has been entered into by deed, an action of cove- nant will lie for the breach or non-performance of any part of the award.* Where the defendant has revoked the submission, and an award has nevertheless been made, it is said that there seems to be no objection, in an action of assumpsit or of covenant on the submission, to joining a count for the revocation with a count on the award ; and the judge at Nisi Prius will not compel the plaintiff to elect upon which count he will rely at the trial. If the defendant prove the revocation in order to defeat the count on the award, then the plaintifif may recover damages on the latter count.^ Action on, the Case under an Award. — Where a drain runs across tlie lands of several different proprietors who are ordered 1 Brown v. Goodman, 3 Term, 592, notes. 2 Nichols V. Rensselaer County Mut. Ins. Co., 22 Wend. 125. '■> Tompkins v. Corwin, 9 Cow. 255. * Tomlin v. Mayor of Fordwich, 6 Nev. & Man. 594 ; Charnley v. Winstanleyt 5 East, 266 ; Marsh v. Bulteel, 5 Barn. & Aid. 507 ; Russell on Arb., 3d ed. pp 509, 510. 5 Russell on Arb., 3d ed. p. 510 ; Brown a. Tanner, 1 Carr. & Pay. 651 ; M'Lel. & Y. 464 ; Marsh v. %lteel, 5 Bam. & Aid. 507. 584 PLEADING AND PRACTICE. by commissioners to keep their respective proportions of it cleansed, and in a fit state to conduct off the water, if one of them neglects to do so, an action on the case seems to be the proper remedy to be availed of by any other owner, who has been injured by the default, against the delinquent.^ Interest on a Sum awarded. — If an award order a sum of money, due on a balance of account, to be paid at a certain time and place, if the amount be duly demanded by the payee at« that time and place, he may afterward recover ' interest thereon in his subsequent action brought on the award to recover the principal.^ If no time of payment be specified, interest will begin to run from the time of demand.^ The English rule of practice will allow interest to be re- covered only in an action,* and not on a motion for an attacli- ment ; ^ nor on an execution issued on a judgment entered up pursuant to the award ; ^ nor on an execution issued under Statute 1 & 2 Vict. c. 110. ? Averments in pleading an Award. — The fact that a mutual submission has been entered into must be averred in pleading an award either in a declaration or by way of defence. But the submission need not be set out at length, provided the substance and legal effect of it are given.^ Though, if it so binds the parties that they incur peculiar liabilities under it, the better course is to set it forth in terms or to recite its substance very fully.^ But it must sufficiently appear that the agreement to submit was valid and binding in law, or the 1 Sharpe v. Hancock, 7 Man. & Gr. 354. 2 Pinhorn v. Tuckington, 3 Camp. 468. ' Johnson v. Durant, 4 Carr. & Pay. 327. ^ Russell on Arb., 3d ed. p. 512. Churoher v. Stringer, 2 Barn. & Ad. 777. " Lee V. Llngard, 1 East, 400. ^ Doe d. Moody v. Squire, 2 Dowl. n. s. 327. 8 Russell on Arb., 3d ed. p. 513 ; Hodsden v. Harridge, 2 Saund. 61 m, notes, 61 n. 9 Mansell v. Burredge, 7 Term, 352. PLEADING AND PRACTICE. 585 award rendered in pursuance of it cannot be supported, and the pleading will be bad on demurrer .1 Though the submission has been made by an order of court, it is not necessary to aver this fact.^ It is not sufficient to allege the award to have been duly made in pursuance of the submission. Recitals in the plead- ings must show that all formal requisites, such as writing, seal- ing, and the like, have been complied with.^ Also that all orders made in the award are within the scope of the submission.* So also it must be stated to have been made within the time limited.^ Where the submission stipulates for a readi- ness to deliver, this fact is customarily averred.^ But an averment that the award was made, will generally be enough, for this implies a readiness to deliver.'' If the award was not ready, it is said that the defendant might probably show the fact in evidence under a plea of no award .^ If two arbitrators are empowered to appoint a third by writing indorsed upon the submission, it must be specifically averred that they made their appointment by writing so in- dorsed, or the pleading will be held insufficient and bad upon a general demurrer.* * 1 Russell on Arb., 3d ed. p. 513 ; Biddell v. Dowse, 6 Barn. & Cress. 255. 3 Roper V. Levi, 21 L. J. Exch. 28. * Russell on Arb., 3d ed. p. 614 ; Everard v. Paterson, 2 Marsh. 304 ; Hen- derson V. Williamson, 1 Strange, 116 ; Hinton u. Cray, 3 Keb. 512 ; Wilson v. Constable, 1 Lutw. 536. * Pascoe V. Pascoe, 3 Bing. N. C. 898 ; Russell on Arb., p. 515. 5 Russell, ubi supra ; Skinner v. Andrews, 1 Saund. 169 ; 1 Lev. 245 ; % Keb. 361, 388 ; 1 ^id. 370 ; Bissex v. Bissex, 3 Bur. 1730 ; Bac. Abr. Arb., G. ^ Russell, ubi supra. 1 Rowsby V. Manning, 3 Mod. 331; Carth. 158; 1 Show. 98, 242; Doyley v. Burton, 1 Ld. Raym. 533 ; Anon. 2 id. 989 ; Busfield v. Busfield, Cro. Jac. 577 ; Freeman v. Bernard, 1 Ld. Raym. 247 ; Bradsey v. Olyston, Cro. Car. 541 ; Robison v. Calwood, 6 Mod. 82; Marks v. Marriot, 1 Ld. Raym. 114; Gates v. Bromhill, 6 Mod. 176; 1 Salk. 75; Jenkinson v. AUisson, 1 Freem. 415; contra, the same case, 3 Keb. 513. 8 Dresser v. Stansfield, 14 Mee. & W. 822. 9 Bates V. Townley, 1 Exch. 572. 586 PLEADING AND PRACTICE. In declaring in an action in assumpsit wliere tlie submission is not by a sealed instrument, mutual promises to perform the award must be averred.' Though, as has been already stated, such promises are implied from the fact of submission .^ But the rule is precisely the contrary in declaring in an action of debt, iu which case it is not only needless, but erroneous, to aver mutual promises ; for to do so would be to make the action one of debt to perform tlie award when made, not of debt on the award itself.^ If the submission stipulates that the award shall be ready for delivery at a certain time and place, averment of a delivery actually made to the parties within the time at another place is sufficient.* It is well to aver the award to have been made " of and con- cerning the premises ; " for the court will then intend that the arbitrator has decided all the matters submitted until the contrary be made to appear.^ In declaring upon an award averments may be made to show the nature of the controversies submitted, and to explain what does not sufficiently appear upon the face of the submis- sion, so as to enable the court to ascertain the true object of the submission.^ When invalidity of the award can be pleaded at all, it must be pleaded with explicitness and accuracy. Thus, a plea that an award is invalid for want of certainty, finality, mutuality, or other essential requisite, but not setting forth fully and dis- tinctly wherein and how this fault exists, is bad for generality.'^ An exception " to each and every one of the decisions and 1 Lupart V. Welson, 11 Mod. 171. ' Ibid. ; ante, pp. 578, 579. 3 Sutcliffe V. Brooke, 15 L. J. Exoh. 118 ; 3 Dowl. & Low. 302. , * Elborough v. Gates, 2 Ley. 68. ' Craren v. Craren, 7 Taunt. 642; Doyley v. Burton, 1 Ld. Raym. 533. 6 Garr v. Gomez, 9 Wend. 649. T Williams v. Paschall's Heirs, 3 Yeates, 564; Hartshorne v. Cuttrell, 1 Green's Ch. 297 ; Bean v. Farnam, 6 Pick. 269. PLEADING AND PEACTICE. 587 rulings of the referee against tlie plaintiff, on the trial of the action, severally, separately, and distinctively," was designated by the court as " useless verbiage." ' " As much certainty is necessary," said Judge Bristol, " in remonstrances against the award of auditors as in pleading." ^ In suit on an award an allegatiouj generally, that the award was based upon false and corrupt testimony, procured and laid before the arbitrators, in the absence of any allegation of fraud, corruption, misconduct, or even mistake, on the part of the arbitrators tlaemselves, is bad. For to try the issue presented by it would be to inquire whether the arbitrators arrived at just conclusions upon the testimony. The question whether any portion of it was false is involved in those passed upon and settled by the arbitrators, and to determine it now would be to try the case over again. It was added that the proper exception to be taken, if any, was on the ground of newly dis- covered evidence.^ Setting forth the Avraid in the Plaintiff's Declaration. — Russell says that in an action on the award no more of the award need be set forth in the declaration tlian is necessary in order to support the plaintiff's claim in the action. It may be stated that the arbitrator, " among other things, awarded," &c. Then if the award be defective on its face, or contain any thing by way of condition precedent to performance by the defend- ant, the defendant must set it forth in his plea. But if the action be upon the arbitration bond, the plaintiff must, in his declaration or replication, set forth the whole award, or at least so much of it as is good and valid, or there will be a fatal variance in the proof.* 1 Newell V. Doty, 33 N. Y. 83. 2 Maples V. Avery, 6 Conn. 20. 3 Pickering v. Pickering, 19 N. H. 389. 4 Russell on Arb., 3d ed. pp. 516, 519 ; Perry v. Nicholson, 1 Burr. 278 ; Leake V. Butler, Litt. 312; Smith v. Kirfoot, 1 Leon. 72; Wood v. Wilson, 2 Cr., Mee. & Ros. 241; Tilford v. French, 1 Sid. 160; Foreland v. Marygold, 1 Salk. 72; Furlong v. Thornigold, 12 Mod. 533 ; per Ld. Denman, C. J., in Tomlin v. Mayor of Fordwich, 6 Nev. & Man. 594. 588 PLEADING AND PRACTICE. In declaring on an award the whole need not be set forth, but that part only upon which the party relies. The averment may be that " among other things " the arbitrators awarded, &C.1 Pleading on a Parol Award. — A parol award need not be pleaded iu the exact language of the arbitrators, but is suffi- ciently stated if the effect and substance only be given. ^ No Profert of the Award need be made. — An award, though indented and under the hand and seal of the arbitrator, is no deed or specialty, but only a writing under seal, unless, indeed, it has been delivered by the arbitrator as a deed. Whence it follows that no profert need be made of it in pleading.^ Averment of Notice. — No averment of notice need be made, for unless the submission contain a specific stipulation requir- ing it to be given, both parties alike will be bound to take notice of the fact of the making of the award.* But those courts of the United States in which this question has arisen seem to be divided as to the necessity of notice. It has been held in Maine that before suit can be brought upon an award it should be notified to the party to be sued.* Where this doctrine prevails, it is probable that notice should be averred. In New Hampshire the English doctrine prevails, and notice is said to be unnecessary as preliminary to the right of action.® Averment of a Demand before Suit brought. — A demand is necessary to sustain an action on an award only where the award is for the payment of money " on request" or is other- 1 Blanchard v. Murray, 15 Vt. 548 ; Finley v. Finley, 11 Mis. 624. ^ Hanso:\ v. Livereedge, 2 Vent. 242; Thomlinson v. Arriskin, 1 Com. R. 329. 5 Dod V. Herbert, Sty. 459; Perry v. Nicholson, 1 Burr. 278; Hodsden u. Harridge, 2 Saund. 62 b, n. ; Russell on Arb., 3d ed. p. 516. * Russell on Arb., 3d ed. pp. 516, 517; Fraunce's Case, 8 Rep. 92 6; Hods- den 0. Harridge, 2 Saund. 62, n. 4 ; Child v. Horden, 2 Bulstr. 144 ; Gable v. Moss, 1 id. 44 ; Juxon v. Thornhill, Cro. Car. 132 ; and see Brooke v. Mitcliell, 6 Mee. & W. 473. 5 Woodbury v. Northy, 3 Greenl. 85 ; and see Wright v. Smith, 19 Vt. 110. ' Houghton V. Burroughs, 18 N. H. 499. PLEADING AND PRACTICE, 589 • wise made in some shape conditional.^ Wiiere the demand is necessary, it should of course be averred ; but otherwise if it be not necessary. If the action be upon the bond, and the condition be simply to pay such sum as shall be awarded, no demand is necessary as preliminary to the institution of a suit where the award directs payment of an amount named.^ Averment of a Request for Performance. — Generally a request for performance, unless the award direct the act to be done " upon request," is needless, and of course need not be averred.^ So, also, though a time and place of performance be named ; for readiness to perform then and there is only a matter of defence.* Though, if the plaintiff is required to do a concur- rent act, then he must aver his presence at the nominated time and place and his readiness to perform on his part.^ The Pleadings in an Action of Debt on an Arbitration Bond. — It has been already said that in an action of debt on the arbitration bond the plaintiff must, in his declaration or replication, set forth the whole, or at least all the valid portion, of the award.^ If the award be not set out in the declaration, and the defendant plead no award made, it is incumbent upon the plaintiff, in his replication, not only to set out the award, but also to assign a breach thereof.' Though this breach, when assigned, is not issuable, nor traversable, nor can the 1 Parsons v. Aldrich, 6 N. H. 264; Plummer v. Morrill, 48 Maine, 184; Thompson v. Mitchell, 35 id. 281. 2 Nichols V. Rensselaer County Mut. Ins. Co., 22 Wend. 125. ' Russell on Arb., 3d ed. p. 517 ; Waters v. Bridge, Cro. Jae. 639. * Russell, ubi supra ; Rowe v. Young, 2 Ball & Beatty, 165, per Bailey, J., 233 ; Lambard v. Kingsford, Lutw. 558 ; Rodham v. Stroher, 3 Keb. 830. s Rowe V. Young, 2 Ball & Beatty, 165, per Bailey J., 234; Phillips v. Knightly, 1 Barn. 84; Fitzg. 63. « Ante, p. 587. ' Meredith v. AUeyn, 1 Salk. 138 ; Hayman v. Jerrard, 1 Saund. 102 ; Com. Dig. Pleader, F. 14; Shelley v. Wright, Willes, 9; Barret u. Fletcher, Yelv. 152; Lee V. Ellfins, 12 Mod. 585; Ormelade v. Coke, Cro. Jac. 354; Russell on Arb., 3d ed. p. 520. 590 PLEADING AND PRACTICE. defendant give any answer to it.^ Nevertheless the want of assignhig a breach is matter of substance and bad on general demurrer.^ So also if the plaintiff assign a bad breach ; nor will this be aided after verdict.^ If the defendant plead in effect traversing the submission, or any other collateral matter, tlie plaintiff may join issue thereon without assigning a breach.* So if the defendant show an award, and plead performance of part only, and the plaintifiF takes issue thereon.^ If the defendant plead any plea admitting the award and excusing non-performance, it is sufficient for the plaintiff to answer the special matter thus alleged, without assigning a breach.^ If the defendant pleads no award, and the plaintiff in his replica,tion sets out an award, semble that the replication should conclude with a" verification.' Though if the defend- ant set out part only of the award, and aver performance, and the award as set out be bad, and the plaintiff in his replica- tion set out the rest of the award, it is a question whether the conclusion should be by a verification or to the country .^ Availing of an Avf ard by Way of Defence : Extinction of the Original Claim : Plea in Bar. — According to the old rule in England, before it had been interfered with by legislative enactments, an award might generally have been given in evidence under the general issue, in an action on the original demand. The rule established by the old cases was that 1 Heard v. BaskerTiUe, Hob. 232 ; Brickhead v. Archbishop of York, Hob. 197. 2 Barret v. Pletcher, Cro. Jac. 220 ; Yelv. 152 ; Heard v. Baskerville, Hob. 232; Brickhead v. Archbishop of York, Hob. 197. ' Pit V. Wardal, Godbold, 164. i Com. Dig. Plead., f. 15 ; Bac. Abr. Arb., G. ; Kind v. Carter, 1 Sid. 290 ; Strike v. Benstey, 1 Lutw. 525. 5 Genne v. Tinker, 3 Lev. 24; Com. Dig. Plead., F. 16. 6 Jeffrey v. Guy, Yelv. 78. ' Russell on Arb., 3d ed. p. 251 ; Fisher v. Pimbley, 11 East, 188 ; Veale v. Warner, 1 Saund. 326 b, n. 1 h. 8 Russell on Arb., 3d ed. pp. 521, 522 ; Veale v. Warner, ubi supra ; and see Seal V. Crowe, 3 Lev. 164. PLEADING AND PRACTICE. 591 " whenever the award gives a new duty in lieu of the former, or awards any collateral matter in satisfaction of the debt or grievance, it may be pleaded in bar, without any averment of performance." ^ For the other party, if any thing be awarded in his favor in the award, has his independent remedy, by himself instituting another suit on the award.^ The modern doctrine is very well laid down by Mr. Russell in the follow- ing language, which I cannot do better than quote at length : " If an action be brought for a debt, whether the form be debt or assumpsit, an award respecting the claim, ascertaining the amount of the debt, and directing payment, cannot be pleaded in bar to the action without alleging performance; for the money, until paid, is due in respect of the original debt : as for instance, if the claim be for tolls, the sura awarded is due for tolls still.^ But if tlie claim be of a different nature, as, for example, to have goods delivered, and the award direct payment of money in satisfaction of the demand, the right to have the goods seems to be gone, and the only right remaining is the substituted right to have the money awarded. So, if the demand be for a debt, and the award direct not payment in money, but payment in a collateral way, as by delivery of goods or performance of work, it seems the right to have payment in money is extinguished. In like manner, if the claim be for unliquidated damages, an award of a sum certain in satisfaction is, it is apprehended, a good bar without alleging performance. " * The original claim is either not extinguished at all, or is extinguished altogether. 1 Russell on Arb., 3d ed. pp. 522, 523 ; Gascoyne v. Edwards, 1 Tounge & Jer. 19 ; Crofts v. Harris, Carth. 187 ; Freeman v. Bernard, 1 Salk. 69 ; 1 Ld. Raym. 247 ; Purslow v. Bailey, 1 Salk. 76 ; 6 Mod. 221 ; 2 Ld. Raym. 1039 ; Allen V. Harris, 1 id. 122. 2 See ante, p. 556 ; Loring v. "Whittemore, 15 Gray, 228. ' See, to tlie same substantial effect, Keeler v. Harding, 23 Ark. 697, stated in Chap. XVIII., in the paragraph entitled A Case where the Merger Is not effected, ante, pp. 490, 491. * Russell on Arb., 3d ed. p. 524. 592 PLEADING AND PRACTICE. In all actions where an accord and satisfaction is a good defence, an award may be pleaded in bar.^ If, after issue joined, a cause be referred, and the plaintiff still proceeds with the action, and, after an award in the plaintiff's favor, brings it in for trial, the award may be pleaded as a plea to the further maintenance of the action ; formerly it was by way of plea puis darrein continuance. It seems that such an award is, at common law, inadmissible in evidence, and that, therefore, the defendant must plead it or lose the benefit of it.^ Plea of " no Award." — Russell says that the old rule in England construed a plea of no award made as meaning strictly that no award at all had been made. Wherefore, if the defendant pleaded thus, and the plaintiff replied by setting out an award and assigning a breach, and the defendant re- joined matter, showing that though there was an award in fact it was void in law, he committed a departure. His proper course would have been in the first instance to plead the award, and then to aver the matter rendering it void. The only allowable rejoinder in the aforesaid pleadings would be a denial that the arbitrator made any such award.^ But in a later case this doctrine has been overruled. The action was in debt on an arbitration bond. The defendant, after craving oyer of the bond and condition, by which it appeared that the bond was conditioned to abide an award on all causes of action, controversies, and demands between the plaintiff and defendant, pleaded no award made. The plaintiff replied that an award was duly made ordering the defendant 1 Bussell on Arb., 3d ed. p. 525 ; Blake's Case, 6 Kep. 43 b ; Com. Dig. Accord., D. 1 ; Bac. Abr. Arb., G. 2 Russell, p. 625; Lowes v. Eermode, 8 Taunt. 146; Storey v. Bloxham, 2 Bsp. 503. 3 Russell on Arb., 8d ed. pp. 526, 527 ; House v. Launder, 1 Lev. 86 ; Hard- ing V. Holmes, 1 Wils. 122; Morgan v. Man, 1 Lev. 127 ; T. Raym. 94; Roberts V. Marriot, 2 Saund. 183 ; 1 Lev. 300 ; Skinner v. Andrews, 1 Lev. 245 ; Roberts V. Eberhardt, 27 L. J. C. P. 70, reversed in error, 2 id. 74. PLEADING AND PRACTICE. 593 to pay to him a certain sum " for all the coal gotten by him as thereinbefore mentioned." The defendant rejoined and set out the whole award verbatim, by which it appeared the sub- mission was of matters in difference between the plaintiff and defendant, and the award found damages for the plaintiff in respect of coal belonging to the plaintiff, or to the plaintiff and others with him. The plaintiff demurred. The court held the rejoinder to be no departure from the plea, for that the plea meant that no legal and valid award according to the sub- mission had been made, and the rejoinder, showing the award to be invalid, merely maintained that plea. Bailey, J., ex- pressed the opinion that the defendant could not have defended himself by taking issue on the replication ; for there was such an award as the plaintiff therein set up, though there was not an award conformable to the submission, and therefore no good award. The court further held that, had the award been truly set out in the replication, the. defendant ought then to have demurred to it ; but as the replication set it out only partially, the defendant was therefore entitled to set it out truly in his rejoinder, and on demurrer to object to its validity .^ In an action of debt on an arbitration bond the defendant pleaded no award. The plaintiff replied, setting forth an award. The defendant rejoined that the award was not final. The plaintiff demurred. The court held the rejoinder to be a departure.^ In an action of debt on the arbitration bond, the defendant pleaded the condition of the bond, set forth the award, and averred that a question included in the submission and noti- fied to the arbitrators had not been awarded upon. The plaintiff demurred, and the court held the plea good.^ If a bond is conditioned to abide an award of arbitrators, 1 Fisher v. Plmbley, 11 East, 188 ; see Hickes v. Cracknel!, 3 Mee. & W. 72; Spooner v. Payne, 16 L. J. C. P. 225. 2 Barlow v. Todd, 3 Johns. 367. s Mitchell v. Staveley, 16 East, 58. 38 594 PLEADING AND PEACTICB. and, if not made within a certain time, then of an umpire, the plea of no award should allege that none was made either by the arbitrators or by the umpire.^ After a plea of no award and a replication setting out an award ordering a payment of money and averring non-payment, a rejoinder of payment is a departure.^ If it is intended to dispute the validity of an award on the ground of its non-conformity with the submission, a plea that no award was made according to the terms of the submission is bad. For it neither denies the award declared, nor does it confess and avoid. Even if it could be regarded as confessing, yet it avoids, if at all, only argumentatively.' Russell says * that according to the later cases, if an issue is joined on a traverse to a plea of no award, the defendant may show either that no award at all has been made, or that the arbitrators did not execute the award together,' or that the award was not made, within the limit of time set forth in the declaration, or that a matter submitted and notified to the arbitrator was not determined by him.^ Special pleas setting forth the latter objections have been held bad on special demurrer, as being argumentative pleas of no award.'^ But a defendant in an action on an award cannot support a plea of no award, by showing that though an award has been made pursuant to the submission, yet this award is in fact bad or void,^ For example, he will fail on such an issue if he rely on the fact that an award, made in accordance with the sub- ' Hinton v. Cray, 3 Keb. 512. 2 Ibid. ' Bean v. Farnam, 6 Pick. 269. 4 Russell on Arb., 3d ed. p. 529. 5 Wade V. Dowling, 4 El. & Bl. 4i. 6 Harrison v. Creswick, 13 C. B. 399 ; Roberts v. Eberhardt, 27 L. J. C. P. 70 ; 3 C. B. N. s. 482; King v. Bowen, 8 Mee. & "W. 625 ; Elsom u. Eolfe, 2 Smith, 469. ^ Dresser v. Stansfield, 14 Mee. & W. 822 ; Armitage v. Coates, 4 Exch. 641 ; Linsey v. Ashton, Godbold, 255. 8 Russell on Arb., 8d ed. p. 529. PLEADING AND PRACTICE. 595 mission, is bad, because it shows on its face that the arbitrator has exceeded tlie scope of his authority ,i or that the arbitra- tors made up the award without exercising their own judg- ment, but by the opinion of a third person by which they had agreed beforehand to be bound.^ Neither upon such an issue is it permissible to the defendant to show that the award has been set aside ; for this fact ought to be pleaded.^ Pleading that all Matters are not decided. — An objection tO the award that it does not determine all the matters submitted, and to which the attention of the arbitrators was called, can always be pleaded as a defence in a suit at law upon the award.* Pleading Misconduct, Fraud, or Mistake of the Arbitrators. — The method of availing of the misconduct, fraud, or mistake of the arbitrators has been already in some measure discussed in Chapter XIX. The general rule is that sjich matters cannot be pleaded in defence to a suit at law on the award. They are matters dehors the award, and, by a familiar principle, evidence of them cannot be adduced in an action in which the award is pleaded and relied upon.^ They, however, constitute a proper cause for a bill in equity, which may pray that the award be declared void, and also that the further prosecution of any action begun upon it may be enjoined.* In an action of debt on an arbitration bond the defendant pleaded, among other things, misconduct and mistake on the part of the arbitrator. To these pleas the plaintiff demurred, 1 Adcock a. Wood, 6 Exch. 814. 2 Whitmore v. Smith, in error, 7 Hurl. & Nor. 509 ; 31 L. J. Exch. 107, re- versing the judgment of the Court of Exchequer, reported in 5 Hurl. & Nor. 824 ; 29 L. J. Exch. 402. ' Eoper V. Levi, 21 L. J. Exch. 28. ♦ Mickles v. Thayer, 14 AUen, 114 ; Bean v. Earnam, 6 Pick. 269 ; Inhabitants of North Yarmouth v. Inhabitants of Cumberland, 6 Maine, 21 ; Sharp v. Wood- bury, 18 Iowa, 195. 5 Eletcher v. Hubbard, 43 N. H. 58 ; see also post, in this chapter. Evidence of Fraud. 6 Sisk V. Garey, 27 Md. 401. 596 PLEADING AND PEACTICE. and his demurrer was held good, on the ground that miscon- duct and mistake could not be thus availed of, but that relief must be sought in equity. The rule was said to be too firmly settled to leave room for entertaining any question as to how far it might be judicious.^ The following case decided in the supreme court of the State of Maine constitutes an exception to the foregoing rules, which, but for it, would, I believe, be of universal operation. A de- fendant set up in defence a submission and award ; the plain- tiff sought to avoid the effect thereof on the ground of misconduct, partiality, or fraud in procuring or making it, by a party or by the referees. The plaintiff accordingly demiirred, professing to believe that evidence sufficient to show the fraud, partiality, or collusion could be obtained from a critical exam- ination of the papers in the case. But it was said that the proper course would have been to reply the fraud and bring that question to an issue to be decided in the light of evidence to be offered by both parties. " Whether an award is void by reason of fraud in the parties, or corruption, gross partiality, or prejudice on the part of the arbitrators, is not a question of law to be determined upon a demurrer to a plea, but a ques- tion of fact, to be submitted, if the parties desire it, to a jury, with an opportunity to the party whose award is impeached to explain by testimony any circumstances on the face of the proceedings that might tend to excite suspicion of unfair practices." ^ Pleading Illegality iil the Matter submitted. — If the award of arbitrators is not impeached on the ground of their partial- ity or corruption, or of fraud practised by the prevailing party, parol evidence is inadmissible to show that they considered a matter which furnished no legal basis for a claim for damages.^ Such a defence, if it is to be relied upon on at 1 Sherron v. Wood, 5 Halst. 7 {per Ewing, C. J.). 2 Duren v. Getchell, 55 Maine, 241. » Eundell v. La Fleur, 6 Allen, 480. PLEADING AND PEACTICE. 597 all, must be set up before the arbitrators. Thus, in an arbitra- tion concerning a lottery prize, the illegality of the lottery must be urged before the arbitrators, and cannot be set up in an action on the award.^ Pleading Performance of the Award. — In an action of debt on the arbitration bond, for non-performance of the award, the defendant cannot plead generally that he has performed, but must set forth the award and show how he has performed it.^ Performance of every part of the award for which the de- fendant is liable must be shown. If he and others are ordered respectively to do separate acts, and he is liable for perform- ance by the others, it is not enough for him to set up that he has done the specific act allotted to him.^ If an award order a party to pay the rent named in an in. denture, the indenture need not be set forth at length. But if the order be to pay the rent according to the terms of the indenture, then it must be set out at length. And so, also, if the order be for the payment of a legacy.* Parol evidence of events subsequent to the award, showing how far each party has performed or fallen short of the duties enjoined upon him, and also operating to render intelligible the otherwise obscure and uncertain bond and award, is admissible in an action of debt on the bond.^ Pleading' the Statute of Iiimitations. — By the old common law, since changed in England by statute,^ in an action of debt on an award executed under the hand and seal of the arbitra- tors, the defendant could not plead that the cause of action did not accrue within six years, since the Statute of Limitations certainly did not apply to awards thus executed, which were 1 Waite V. Barry, 12 Wend. 377. 2 Russell on Arb., 3d ed. p. 531 ; Anon., P. Moore, 3 pi. 9. 8 Russell, ubi supra; Genne v. Tinker, 3 Lev. 24; Veale v. Warner, 1 Saund. 324 a., 1, 3. * Russell, ubi supra; Anon., 1 Vent. 87; Hagh v. Chadwick, 2 Keb. 667. 5 Galvin v. Thompson, 13 Maine, 367. e 3 & 4 Will. IV. 0. 42, § 3. 598 PLEADING AND PRACTICE. said to be quasi specialties, and probably did not apply to any awards at all.^ It is no defence to a note given for a sum awarded against the maker, that the arbitrators allowed claims barred by the Statute of Limitations. The ruling in this case is not based on the fact that the arbitrators had a right to allow these de- mands, but on the principle that such allowance does not prove the note to be without consideration.^ Pleading Revocation of the Submission. — Revocation of the authoHty of the arbitrator before award made is a good answer, and may be pleaded by the defendant ; excepting, in England, in those cases where the submission can be made a rule of court.^ Marriage of a feme sole, a party to the submission, pending the arbitration, may be pleaded as a revocation.^ Pleading Foreign Attachment. — A plea of a foreign attach- ment is good, provided such attachment was issued early enough, which must be before the penalty on the bond has been incurred. If it was not issued till the day after the award was made, it is too late, for the penalty was due when the money was not paid by the day." Pleading an Oral 'Waiver. — In an action on a bond of Submis- sion to arbitration, the defendant cannot plead an agreement not under seal to waive and abandon the award. His only remedy is by a cross action against the plaintiff for damage, for suing on the bond in breach of his agreement not to do so.** But where the deed of submission was only inducement, and the action was upon the award, it was held that a subsequent 1 Russell on Arb., 3d ed. p. 532; Hodsden i^. Harridge, 2 Saund. 61 m ; 2 Keb. 462. 2 Boynton v. Butterfield, 6 Allen, 67. » Russell on Arb., 3d ed. p. 532 ; Marsh v. Bulteel, 5 Barn. & Aid. 507. * Charnley v. Winstauley, 5 East, 266. 5 Russell on Arb., 3d ed. pp. 532, 533 ; Ingram v. Bernard, 1 Ld. Raym. 636 ; see Robbins v. Standard, Sid. 327 ; Coppell v. Smith, 4 Term, 812. 6 RusseU on Arb., 3d ed. p. 533 ; Braddick v. Thompson, 8 East, 344. PLEADING AND PRACTICE. 599 alteration by parol, amounting to an accord and satisfaction, could be pleaded by the defendant.^ Plea that Award was not ready in Time. — Russell says that a plea that the award was not ready for delivery within the stipu- lated time, is said to be a good plea ; though probably in most cases it would now be considered open to special demurrer as amounting to an argumentative plea of no award.^ If no time be limited for mailing the award, a plea that it was not made within a reasonable time is bad.^ Plea that the cause of Action w^as not submitted. — The defend- ant pleaded an award. The plaintiff replied that the matter constituting his cause of action was not included in the refer- ence. He was allowed to show that this was the fact, although the submission was of all matters in difference, and this cause of action was in existence at the date of the submission.* If an award, made pursuant to an oral submission, is pleaded in bar, the plaintiff is a competent witness to testify that the cause of action was not included in the submission entered into by him.^ Defence in Suit on a Promissory Note. — Where a note of a party is left with the arbitrators to be indorsed down to the sum which they shall find to be due, and then given to the gaining party, it seems that in an action on the note by the promisee, the same defences will be admissible which would be so in an action upon the original agreement of submission and award.^ Demurrer in Suit on an Award. — If the plaintiff set OUt an award bad on its face, as stated in the pleadings, the defendant should demur.'' 1 Russell, ubi supra ; Smith v. Trowsdale, 3 El. & Bl. 83. 2 Russell on Arb., 3d ed. pp. 529, 533. ' Curtis V. Potts, 3 Maule & Sel. 145. * Russell on Arb., 3d ed. pp. 533, 534 ; Ravee v. Farmer, 4 Term, 146. 6 Cook V. Jaques, 15 Gray, 59. 6 Page V. Pendergast, 2 N. H. 233. 7 Russell on Arb., 3d ed. p. 534 ; Gisborne v. Hart, 5 Mee. & W. 50 ; Curgpy V. Aitcheson, 2 Bam. & Cress. 170; Fisher v. Pimbley, 11 East, 188. 600 PLEADING AND PRACTICE. Where the defendant expects to succeed by showing miscon- duct or partiality of the arbitrators, or fraud of the arbitrators or a party, he cannot demur to the plaintiff's declaration, though he thinks that the misconduct, partiality, or fraud can be discovered from the face of the papers by a careful examinar tion thereof.^ Where the objection to the award is on the ground of its non- conformity with the submission, this is properly availed of in a suit on the award by a demurrer.^ E:secution of the Submission must be proved. — The execution of the submission by all the parties to it, if traversed, must be proved by the party setting up and relying upon the award. The proof must be made in the usual manner ; by the testimony of the attesting witness, if there be one ; or if he be absent, his absence must be accounted for.^ A written and attested submission is not sufficiently proved by evidence of a rule making it a rule of court under a statute. Since the contract derives its force from the consent of the par- ties, and not from the rule, it must be proved like any other contract.* But a submission by a judge's order is properly evidenced by the rule of court ; for the order is itself a judicial act, and by being made a rule is altered only in form, not in character ; and the submission becomes a submission by rule of court, just as much as if it had originally been so without a judge's order.^ Where a submission is made by rule of court, the production of the rule of court and award, accompanied with proof of the execution of the latter instrument, constitutes ^nma/acie evi- dence on behalf of the plaintiff in an action of assumpsit on the ' Duren o. Getchell, 55 Maine, 241 ; ante, p. 596. Wakeman v. Dalley, 44 Barb. 498, stated in Chap. XIX., ante, p. 541. 2 Bean v. Farnam, 6 Pick. 269. ' Russell on Arb., 8d ed. p. 584; Ferrer v. Oven, 7 Barn. & Cress. 427; Brazier v. Jones, 8 id. 124 ; Antram v. Chace, 15 East, 208 ; Kingston v. Phelps, 1 Peake, N. P. 299 ; Spooner v. Payne, 4 C. B. 328 ; 16 L. J. C. P. 225, Berney v. Read, 7 Q. B. 79. 5 Ibid. ; Still v. Halford, 4 Camp. 17 ; Russell on Arb., 3d ed. p. 534. PLEADING AND PRACTICE. 601 award, and sustains his declaration, unless the validity of the award be impeached by evidence dehors adduced by the defend- ant.i Proving the E^steuce and Contents of a Lost Submission. — The averment and proof of the making of an agreement of submission and its contents, constitute necessarily the first step, towards enforcing the award. The validity of the award is primarily and essentially dependent upon the undertaking of the parties. Ordinarily this will be easily proved by a pro- duction of the paper. But if no submission be produced, and there be no evidence of it, the mere fact of the existence of an instrument purporting to be an award, though ancient, will not be allowed to have any effect. The instrument will not be treated as having the force of an award.^ If, under a submission by counter bonds, the defendant with- holds his, its contents may be proved by the one in the plain- tiff's hands, supplemented by oral evidence.^ A submission was in the shape of a rule of reference entered into, according to statutory provisions, before a justice of the peace, and certified by him. Upon this the jurisdiction of the court was, of course, based. At the trial it was not forthcom- ing, but satisfactory proof of its loss was offered at the trial for the purpose of laying a basis for the introduction of proof of its contents, and of the fact that it was laid before the ref- erees and acted upon by them. The court held that thit evi- dence was admissible, remarking, however, as one consideration which favored the application of the doctrine of secondary evi- dence of the contents of lost papers to a case of this description, that " the paper was an ofiicial document, not in the custody of the party interested to preserve it safely, but officially in the custody of the arbitrators." * 1 EuBsell, p. 535 ; Gisborne v. Hart, 5 Mee. & Wei. 50. 2 Burghardt v. Turner, 12 Pick. 534. 3 Loring v. Whittemore, 13 Gray, 228. « Eaton V. Hall, 5 Mete. (Mass.) 287. 602 PLEADING AND PEACTICE. In a suit where the submission. was ruled out, evidence that an arbitrator had presented the award to the defendant, who had thereupon promised to pay the amount, was admitted and treated as sufficient evidence of a submission to support tlie award. 1 Part Performance of Avrard is Evidence of Submission. — If a party has in part conformed to an award by complying with any of its orders, such conduct upon his part is competent, and sometimes, at least, is sufficient, evidence of his having entered into the submission. Thus where an award directed the defendant to sign a memorandum, to the effect that he would not pirate the plaintiff's inventions, proof that the de- fendant had in fact signed such a memorandum as was called for by the award was held to constitute sufficient evidence of his having entered into the submission.^ Statement of a Party as Evidence. — The statement of a party that he has submitted to arbitration, and that the award has been rendered against him, is competent evidence against him as well of the submission as of the award.^ Evidence of Fraud. — According to the old rule in England, if the submission had been procured by fraud, the defendant might plead no submission, and then show in evidence the fraud, which would entitle him to treat it as no submission. Or he might plead no award, and sustain it by the same proofi* But it seems that he could not, under any plea, give evidence showing the award was made as it was in conse- quence of fraudulent conduct on the part of the parties interested.^ Enforcing Specific Performance of an A'ward by Proceedings in Equity. — The general principle concerning the enforcement, in ' Williams v. Williams, 11 Sm. & M. 393 ; and see Green v. Ford, 17 Ark. 586. 2 Stuart V. Nicholson, 3 Bing. N. C. 113. ° Murray v Gregory, 5 Exch. 486. * Kussell on Arb., 3d ed. p. 542 ; Sackett v. Owen, 2 Chitty's Eep. 39. ' Eussell, ubi supra; Dyer i>. Dawson, cited in Heming v. Swinertou, 1 Coop. C. C. 420, notes. PLEADING AND PRACTICE. 603 equity, of specific performance of an award is very clearly laid down by Russell in the following language, upon which it would be difficult to improve : " A bill in equity," he says, " will lie to enforce specific performance of an award, when the thing ordered by the award to be done is such as a court of equity would specifically enforce, if it had been agreed upon by the parties themselves. For as by the submission the parties have contracted to do what the arbitrator shall direct, when the latter has made his decision, the award is considered in equity as amounting to an agreement by the parties on the terms pointed out by him, and will be enforced against a party as the party's own agreement." ^ But equity will not interfere to enforce specific performance where there is an adequate remedy at common law ; as, for example, where the award simply directs the payment of a sum of money .^ The same principles prevail also in the United States, and it is the universally acknowledged law that courts of chancery have power to compel specific performance of awards, provided that no adequate remedy exists at law. Thus, if the award call for a conveyance of lands, a bill for specific performance will lie.^ But if the award be only for the payment of a sum of money, or the delivery of chattels or the like, the relief at law, by suit upon the award, is ample, and equity will not ^ Russell on Arb., 3d ed. p. 545; Walters v. Morgan, 2 Cox, 369; Wood v. Griffith, 1 Wils. C. C. 34 ; 1 Swanst. 43 ; Gervaie „. Edwards, 2 Dm. & War. 80. See a careful discussion of the English cases by Chief Justice Parker, in ^hich he arrives at the same conclusion as to the English doctrine in cases re- lating to the conveyance of real estate, in Jones v. The Boston Mill Corporation, 4 Pick. 507. 2 Russell, ubi supra; Walters v. Morgan, 2 Cox, 369; Hall v. Hardy, 3 P. Wms. 187. ' McNeil u. Magee, 5 Mason, 244 ; Jones v. Boston Mill Corporation, 4 Pick. 507; Page v. Foster, 7 N. H. 392; Penniman v. Rodman, 13 Mete. (Mass.) 382; Caldwell v. Dickinson, 13 Gray, 365; Smith v. Smith, 4 Rand. 95; Hodges v. Saunders, 17 Pick. 470 ; McNear v. Bailey, 18 Maine, 251 ; Bouck v. Wilber, 4 Johns. 405 (in which case the court even corrected an obvious blunder in the award before entering the decree). 604 PLEADING AND PRACTICE. interfere.! The ground upon which this jurisdiction is enter- tained by courts of equity is said, by Judge Story, to be, that " it is but an execution of the agreement of the parties, ascer- tained and fixed by the arbitrators." ^ So, also, Chief Justice Parker, in Jones i>. Boston Mill Corporation,^ says that the subject, upon its " true footing," is " the specific performance of a contract in writing ; for the submission is the agreement. It is virtually a contract to do what shall be awarded ; and there does not seem to be any reason why it is not as much the subject of equity power, as if the contract were complete without the interference of an arbitrator." ^ An arbitration bond in a controversy concerning a boundary line was conditioned that the parties should " give deeds ac- cording to the award of the referees." The losing party refused to do so, and the court held that the other party had not a plain, adequate, and complete remedy at the common law, for the breach of the condition; and that he was there- fore entitled to maintain his bill in equity for specific per- formance.* But the bill seeking specific performance is addressed to the discretion of the court. The rights of the respondent under the bill will be carefully guarded by a conditional decree, jf such be necessary, or even by a direct order to the plaintiS" to comply with the award upon his own part. And in proper cases the prayer of the bill will be altogether dis- allowed, where to grant it would be to work practical injustice ; e.g., where the complainant has been guilty of injurious delay, voluntary and unjustifiable upon his part, especially if during such delay circumstances have materially changed so that a decree of specific performance would place the defendant in a worse position than that in which the award would have ^ Jones V. Boston Mill Corporation, 4 Pick. 507. " McNeil V. Magee, 5 Mason, 244. ' 4 Piclc. 507 ; so also in Penniman t>. Rodman, 13 Mete. (Mass.) 382. * Caldwell v. Dickinson, 13 Gray, 365. PLEADING AND PRACTICE. 605 placed him, or than he ought in justice and good conscience to occupy.^ The nature of the submission, whether in pais, by rule of court, or under a statute, is regarded in England as having no eifect upon the right to seek specific performance by a bill in equity. If the fact that it is by rule or under a statute furnishes a means of summary enforcement by a process of the common law, as, for example, by execution or attachment, the two remedies are co-existent and collateral. If the award be intrinsically fit to be enforced specifically by a decree in equity, the bill will lie.^ If the award order the performance of a specific act, it will generally be within the scope of the jurisdiction of a court of equity to enforce specific performance. Especially will this be the case if the order concerns real estate, directing execution of a deed or release or other act whatsoever.^ Acqmescence as a Preliminary to a Decree for Specific Ferform- ance. — The old English rule, requiring acquiescence by the parties in the award, or performance of his part by one of them, as a necessary preliminary to entertaining a bill for specific performance,* has been long since done away with.* But if the award be such that to enforce specific performance by the one party, where there has been no performance, neither is any readiness to perform shown, would work injustice, a court of equity, being entitled to use its discretion in the matter, may refuse the prayer of the bill altogether, or enter only a conditional decree.® 1 McNeil V. Magee, 5 Mason, 244. 2 Eussell on Arb., 3d ed. pp. 544, 545 ; Nickels v. Hancock, 7 De Gex, M. & G. 300; Wood v. Griffith, 1 Wils. C. C. 34; 1 Swanst. 43; Walters v. Morgan, 2 Cox, 369 ; Auriol v. Smith, 1 Turn. & By. 121 ; Hawksworth v. Brammall, 5 Mylne & C. 281. ' Russell, ubi supra ; Walters v. Morgan, 2 Cox, 369 ; Hall v. Hardy, 3 P. Wms. 187 ; Henry v. Kirwan, 9 Ir. C. L. 459 ; The Regent's Canal Co. v. Ware, 26 L. J. Chy. 566 ; 23 Beav. 575 ; Mason v. The Stokes Bay Railway Company, 32 L. J. Chy. 110. * See Bishop v. Bishop, 1 Rep. in Chy. 75, 141 ; Thompson v. Noel, 1 Atk. 60 ; Eyre v. Good, 2 Rep. in Chy. 18, 34 ; Bishop v. Webster, 1 Ca. in Eg. Ab. 51, pi. 9. ' Russell on Arb., 3d ed. p. 546. 6 Per Story, J. in McNeil v. Magee, 5 Mason, 244, at pp. 256, 257. 606 PLEADING AND PRACTICE. So also it has been said in Massachusetts, in the case of a bill praying specific performance of a valid award ordering a conveyance of real estate, that the award was subject to the equity jurisdiction of the court " without any subsequent assent, express or implied." ^ But ever since the days of Charles 11. the courts have not hesitated to enforce specific performance where there has been performance either in part or in whole by the complainant in the bill.^ And where there had been assent and part perform- ance there is an instance where the court enforced specific performance even of an award not good in strictness of law.^ A Penalty does not take the Place of Performance. — If the agreement to abide by and perform the award be secured by a penalty, the court of equity will not compel the party to receive the penalty in lieu of performance, but will compel specific performance.* Right to Specific Performance as affected by Lapse of Time. — It has been said that the right to enforce in equity the specific performance of an award is not lost or waived by mere lapse of time.^ For example, in the case cited, twelve years had elapsed, and still performance was decreed. But it seems that this rule is to be construed sensibly, and that the party must seek to compel the performance within such time as the nature of the case will permit or render reasonable. Thus, it having been referred to arbitrators to settle the terms on which the 1 Jones V. The Boston Mill Corporation, 4 Pick. 507 ; per Parker, C. J., at p. 615. 2 Russell on Arb., 3d ed. p. 546; Norton v. Mascall, 2 Rep. in Chy. 304; Poole V. Pipe, 3 id. 11, 20; Church v. Roper, 1 id. 75, 141; Hall v. Hardy, 3 P. Wms. 187 ; but see Nickels v. Hancock, 7 De 6ex, M. & G. 300, where some preliminary steps towards performance, which appeared to have misled nobody, were said not to constitute a sufficient basis for enforcing a specific performance. ' Norton v. Mascall, 2 Vern. 24; and see Scott Govett V. Richmond, 7 Sim. 1. « Hoperaft v. Hickman, 2 Sim, & St. 130. T Bishop V. Bishop, 1 Rep. in Chys 75. PLEADING AND PRACTICE. 609 times be enforced by an injunction, restraining a party from acting in contravention of it. For example, it was the duty of an arbitrator, among other things, to set out a road for a party from a certain bridge. After the award setting out the road had been made, the other party proposed to remove the bridge. The court, on the ground that such a proceeding would be in fraud of the reference, issued an injunction forbidding it to be done.^ An award gave damages for injury to a market-garden by neighboring gas-works. The evil was continued, and the court granted a perpetual injunction to restrain the gas company ; and this, too, although the arbitrator had been authorized to say what should be done, and had given no directions.^ If a suit at law has been instituted, application may also, in a proper case (as, if there be fraud, partiality, misconduct, or mistake, or other objection not available in defence in the action), be made to a court of equity to enjoin further prose- cution of the suit.^ Pleading an AvraxA in Bax to a Bill in Equity. — An award may be pleaded in bar to a bill to set aside the award and open the account.* A plea of an award is not only good to the merits of the case, but to the discovery sought by the bill. For a defendant is not obliged to set out the full account after an award has been made in respect of that very account, which award remains conclusive as to all parties until some error be shown in taking the account, or partiality or other misconduct on the part of the arbitrator.^, 1 Wood V. The North Staffordshire Railway Company, 13 Jur. 466. 2 Broadbent v. The Imperial Gas Company, 7 De Gex, M. & G. 436; 26 L. J. Chy. 276; affirmed, 6 H. of L. Cas. 600; 29 L. J. Chy. 377. ' Sisk V. Garey, 27 Md. 401 ; Cleland v. Hedly, 5 R. 1. 163. * Russell on Arb., 3d ed. p. 552; Pusey v. Desbouvrie, 3 P. Wms. 815, per Lord Talbot, Chano. ; Parringdon v. Chute, 1 Vern. 72. 6 Russell, ubi supra; Tittenson v. Peat, 8 Atk. 529. 610 PLEADING AND PEACTICE. But an answer supporting the plea should specifically deny the charges in the bill impeaching the award.^ If the bill to set aside the award alleges fraud, corruption, or mistake of the arbitrator or of a party, these allegations must be denied by averments in the plea, and by an answer in sup- port of the plea. So every matter averred in the bill against the award must be denied in the same manner. Simply plead- ing the award is insufficient.^ Some doubt has been thrown by the Court of Exchequer upon the propriety of putting into the plea averments denying the matter charged in the bill.^ But Lord Chancellor Bldon sub- sequently disapproved of the ruling in these cases, saying that it was not easy to support them, and that there was " hardly one point of equitable proceedings with regard to pleas, which it was not extremely difficult to reconcile to them." * Where- fore, says Eussell, " it is apprehended that the doctrine pre- viously laid down, as cited from Lord Redesdale, of the necessity of such averments, is the law at the present day." ^ If the defendant swear that the accounts taken by the arbi- trators are true accounts, but do not answer to particular matters of impeachment alleged in the bill, the coiirt will overrule the plea.^ A bill to set aside an award charged collusion and want of notice to the plaintiff. The plea averred the arbitration, full notice to the plaintiff, presence of the plaintiff's agent, and a full discussion before the award was made ; an answer further averred the fairness of the transaction. Lord Kenyon, M. R., held the plea good.^ 1 Russell, p. 655. 2 Russell on Arb., p. 554 ; Evans v. Harris, 2 Ves. & B. 861, 364 ; Butcher v. Cole, cited in Edmundson v. Hartley, 1 Anst. 99 ; Gartside v. Gartside, 3 id. 735. 3 Pope V. Bish, 1 Anst. 59 ; Edmundson v. Hartley, ib. 97. 4 Bayley v. Adams, 6 Ves, Jr. 586, at p. 598. 9 Russell on Arb., 3d ed. p. 555. » South Sea Company v. Bumstead, 2 Eq. Ca. Abr. 80 ; 3 Vin. Abr. Arb. 140, pi. 39. ' Butcher v. Cole, cited in Edmundson v. Hartley, 1 Anst. 99. PLEADING AND PRACTICE. 611 A bill to set aside an award suggested fraud on the part of the arbitrator. The defendant pleaded the award, and insisted that it was fair. The answer was very loose, and the submis- sion provided for amending errors of the arbitrators. The court directed the plea to stand for an answer, with liberty to except.^ So, again, a bill sought to open an account for fraud. The defendant pleaded an award and release, and his plea was ordered to stand for an answer, with liberty to except.^ The subject of pleading an award in bar, when made under an agreement entered into after the bill has been filed, has been already discussed.' Vacating an Award by Motion. — It will often happen that a .party to a submission is dissatisfied with an award, and wishes to have it affirmatively declared void by a competent authority, without waiting to avail himself of his objection to its validity in any suit which may at any time be brought upon it. In such case, if the award be brought within the jurisdiction of a court, either because it is made pursuant to a rule of court, or where it has been made under a statute which makes it return- able into court and it has actually been returned into court, the objecting party can usually avail himself of his objection either by advancing it in opposition to any motion of his oppo- nent to have the award accepted, or by making it the ground of an independent and original motion upon his own part to have the award rejected or declared void. The rule at com- mon law, which may, of course, be varied by statute, allows any matter which could be alleged by way of defence in a suit at law upon the award, to be made the basis of a motion to set it aside. So, likewise, it has been held that when the parties have agreed in their written submission that judgment shall be en- 1 Kampshire v. Young, 2 Atk. 154. 2 Burton v. Ellington, 3 Bro. C. C. 196. 8 Ante, Chapter XVIII. 612 PLEADING AND PRACTICE. tered on the award, the court may upon motion vacate the award, on the ground that the arbitrators exceeded their powers,^ or imperfectly executed them, or made an award whicli was not mutual, or not final, or not definite.^ At the hearing upon such a motion the court may go behind the sub- mission and award, and admit testimony concerning the pro- ceedings before the arbitrators.^ At common law the misconduct of the arbitrator, not being an available defence in a suit on the award, ought not properly to be made the ground of a motion, though in England it can now be thus availed of by virtue of the Statute 9 & 10 Will. III. c. 15, or of the Common Law Procedure Act of 1854.* And so also it was held in New Hampshire that an award, where the submission is made a rule of court, may be set aside on motion, upon the grounds of misconduct, corruption, or mistake on the part of the arbitrators.^ And acceptance of a report of referees may be opposed for fraud or partiality, on the part of the referees.® In the Supreme Court of New York, Chief Justice Savage said that the court had power to vacate an award, upon mo- tion : " 1. If procured by corruption, fraud, or other undue means ; 2. If there was corruption in the arbitrators or either of them ; 3. If the arbitrators were guilty of misconduct, in refusing to postpone the hearing for good cause, or in refus- ing proper evidence, or in other misbehavior affecting the rights 1 Adams v. Adams, 8 N. H. 82 ; In re Williams, 4 Denio, 194, 2 K. S. 542, § 10; Kussell on Arb., 3d ed. p. 661 ; Tandy v. Tandy, 9 Dowl. 1044; Boodle u. Da-ries, 3 Ad. & EI. 200 ; Price v. Popkin, 10 id. 139 ; Inhabitants of North Yarmouth v. Inhabitants of Cumberland, 6 Greenl. 21. 2 In re Williams, 4 Denio, 194; Warfield v. Holbrook, 20 Pick. 531 ; Russell on Arb., 3d ed. p. 660 ; In re Tribe & Upperton, 3 Ad. & El. 295 ; Martin v. Burge, 4 Ad. & El. 973 ; In re Marshall & Dresser, 3 Q. B. 878 ; Winter v. Mun- ton, 2 Moore, 723 ; Samuel v. Cooper, 2 Ad. & El. 752 ; Rees v. Waters, 16 Mee. & W. 263. 3 In re WilUams, 4 Denio, 194; Butler v. Mayor, &c. of New York, 7 Hill, 329 (Court of Errors). ' Russell on Arb., 3d ed. p. 642; Veale v. Warner, 1 Saund. 327 c, notes. 6 Elkins t). Page, 45 N. H. 310; Fletcher v. Hubbard, 43 id. 58. 6 Inhabitants of North Yarmouth v. Inhabitants of Cumberland, 6 Greenl. 21. PLEAD JNG AND PRACTICE. 613 of either party ; 4. If the arbitrators exceeded their powers, or the award is not final." ^ Some English cases also hold that corruption or partiality of the arbitrator,^ or his secret interest in the subject-matter of the arbitration,^ constitute proper grounds for a motion to set aside his award. So, also, if either party has fraudulently concealed any mat- ter which he was bound to disclose, or has wilfully misled or deceived the arbitrator.* In Maryland it was held in 1802 that " every ground of relief in equity against an award is equally open " in a court of law " upon motion in a summary way." ^ In Vermont it has been held that when the court hs^s power to accept or reject a report of referees, any thing may be alleged against it which would be a good ground for relief against an award of arbitrators at law or in equity, or would be sufficient, according to the English practice, to set aside an award, when the submission is made a rule of court.^ But a report will not be vacated for matters curable by amend- ment.^ If the award be so altogether void that it must be considered to be a nullity, as, for example, if it has been made after the au- thority of the arbitrator has been revoked ; and if no advantage can be taken of it, except by means of a suit upon it, which, of course, must fail, the court will not usually interfere to set it aside .^ But it is otherwise if the award can be availed of in any other manner than by suit upon it.^ 1 Smith V. Cutler, 10 Wend. 589. 2 Tittenson v. Peat, 3 Atk. 629 ; Morgan v. Mather, 2 Ves. Jr. 15. ' Earie v. Stocker, 2 Vera. 251. * Russell on Arb., 3d ed. p. 662; South Sea Company v. Eumstead, 2 Eq. Cas. Abr. 80 ; Mitchell v. Harris, 2 Ves. Jr. 129 a ; Metcalfe v. Ives, 1 Atk. 63 ; Gartside v. Gartside, 3 Anst. 735. 5 Goldsmith's Adm'r v. Tilly, 1 Harris & J. 361. 6 Johns V. Stevens, 3 Vt. 308. ' Ladd V. Lord, 36 Vt. 194. 8 Russell on Arb., 3d ed. p. 657. ' Ibid. ; Doe d. TurnbuU v. Brown, 5 Barn. & Cress. 384 ; Hobbs o. Ferrars, 8 Dowl. 779; WorraU v. Deane, 2 id. 263. 614 PLEADING AND PRACTICE. It is said that the courts will not set aside an award on motion, iinless it be clearly void upon the grounds alleged against it; because then it is at an end altogether. Whereas, if a suit be brought upon it, the question of validity may usually be more formally raised, and taken to a court of error. ^ The motion must be made in open court. A judge at cham- bers is incompetent to entertain such a request. Though in vacation a judge may grant a stay of all proceedings under the award until the next term, in order to allow an opportunity for making the motion for avoidance in open court.^ Discovery of Ne'w Matter as a Ground of a Motion to set aside an Award. — " How far," says Russell, " when there has been no fraud or concealment, the mere discovery of new material matter will be a ground for setting aside the award, does not seem clear." ^ In an Irish court of equity it has been said that the acci- dental omission to present a claim within the scope of the reference furnishes a fair case for relief in equity.* Upon the other hand it has been considered in England by the Court of Exchequer to be very doubtful whether the fact that the plain- tiff was ignorant of a material part of his case until after the award had been made, would constitute a sufficient cause for letting in further inquiry.^ Lord Chancellor Hai'dwicke once said : " I will not say that in no case whatever new matter discovered after the award will affect it. But I do not know any case where it has been allowed. An award differs from a decree in this respect. A decree is compulsory ; the parties cannot bring on their cause or delay it before the court. But an award is a judgment of judges of the parties' own choosing, and they need not submit until fully approved of the merits of their case ; and if they do, 1 Russell on Arb., 3d ed. p. 681 ; Cock v. Gent, 13 Mee. & W. 364 ; Stalworth V. Inns, 13 id. 466. 2 Russell on Arb., 3d ed. p. 642 ; Cromer v. Churt, 15 Mee. & W. 310. 3 Russell on Arb., 3d ed. p. 662. * Brophy v. Holmes, 2 MoUoy, 1. ' Gartside v. Gartside, 3 Anst. 735. PLEADING AND PRACTICE. 615 it is their own fault. But justice in courts must be done in its course, and neither party can prevent it. It seems, therefore, of dangerous consequence to say that new matter discovered will affect an award, as it will do a decree upon a bill of review." ^ In a case at common law it was said that the naked allegation of the discovery of new evidence after the making of the award was certainly not sufficient ground for a motion to set it aside. The affidavit should explicitly show what the new evidence is, that it could not have been previously obtained by reasonable diligence, and that there is some surprise.^ The setting up of an unexpected case by one's opponent, be- lieved to be false, is no ground for setting aside an award on motion, unless application was made to the arbitrator at the hearing to give time for inquiry.^ Where the parties had been examined before the arbitrators by consent, after the award had been made one party dis- covered that his opponent was a convicted felon, and, therefore, incompetent to testify, and on this ground he moved the court to set aside the award. The court refused the motion, laying some stress, however, upon the fact that the arbitrator stated that his judgment was made up wholly independently of the testimony of the objectionable party.* The allegation that a witness had wilfully given corrupt and false testimony before the arbitrator, was once refused to be treated as a sufficient basis for a motion to set aside the award. For, it was said, the witness might be proceeded against for per- jury, and it would be setting a mischievous example to interfere at that time.^ It has been declared in Connecticut, in an old case, that the discovery of new evidence, or the fact that the case might be 1 Russell, 3d ed. p. 663, citing Ld. Montgomery v. Buckley, Joddrell's MSS., cited in Heming v. Swinnerton, 1 Coop. C. C. 418. 2 Eardley v. Ofley, 2 Chitt. 42; Reynolds v. Askew, 5 Dowl. 682. Solomon v. Solomon, 28 L. J. Excli. 129. ♦ Smith V. Sainsbury, 9 Bing. 31. 5 Scales V. East London Water-works, 1 Hodges, 91. 616 PLEADING AND PRACTICE. put on a different footing by new evidence, are no grounds for an application to a court of chancery to set aside an award. ^ And in New York the court said that an award would not be set aside by reason of the discovery of new evidence, except in cases where the excuse for prior non-discovery is very strong indeed. The mere existence of an error in the award, as mani- fested by such new evidence, is not a sufficient ground.^ In this instance the discovery was of a receipt, and the court refused to open the controversy afresh, " without something more than the mere simple allegation of a discovery and production of a receipt." The applicant rested on this assertion " without any proof of loss, search, or discovery, except what arose from the non-production of the paper before the arbitrators, and of its production " at this tinje. Not only the alleged new facts, but also the evidence already presented, should be brought before the court on an application for a new trial, on the ground of newly discovered evidence. For the court must be enabled to see that the matter alleged to be new is really substantially so, and likewise that, if admitted, in connection with that before in the case, a different result would have been produced.^ The Element of Time in Connection ■with New Evidence. — De- lay of four years, not satisfactorily accounted for, occurring after the discovery of new evidence and before application made to set aside an award on the ground of such discovery, is such laches that the application cannot be granted. The exact period within which the petition for relief should be preferred is said not to be "limited or defined by any positive rule of law ; but it must certainly be done within a reasonable time." And the court, by analogy to certain stat- utory provisions in the matter of limitations, name the period of " one year after such discovery has been made " as a time 1 Allen V. Eanney, 1 Conn. 569. 2 Todd V. Barlow, 2 Johns. Ch. 551. ' Brann v. Vassalboro', 50 Maine, 64. PLEADING AND PEACTICE. 617 within which the application based upon such discovery should be made. " This gives the petitioner ample time to make all requisite preparation for action on his part; and a fair regard for the rights of the adverse party requires that it should not be extended to any greater length." ^ In the third term after an award had been made the plaintiff moved to set it aside, supporting the motion by the affidavit of a witness to the effect that he had sworn before the arbitra- tor that he had supplied certain goods to the defendant, whereas in fact, by an arrangement between them, he had not delivered the goods ; also the plaintiff swore that he had only in this current term obtained knowledge of this fact. The court refused the application, partly by reason of the lapse of time, but partly also on the ground that the witness might have been cross-examined before the arbitrator, and that to allow such an affidavit to suffice to set aside an award, would be to open the door to innumerable frauds.^ Where the objection applied to a decision in respect of a claim of only £2 2s. the court refused a rule to set aside the award, on the ground that de minimis non curat lex? Effect of vacating a Report in a Lis pendens. — If a report of referees rendered in a pending cause is set aside by reason of some defect which affects its validity, and neither party asks for a recommitment, the cause will stand for trial in the court in which it is pending.* When judgment on the repoi't of a referee is reversed by the court, and no reasons are given, it will be presumed that the reversal was based on an error in a matter of law. His finding of facts will be assumed to be correct.^ The English Rule as to setting aside an A^vard by Proceedings 1 Inhabitants of Plymouth v. The Russell Mills, 7 Allen, 438. 2 Pilmore v. Hood, 8 Dowl. 21. 3 Brown v. Hellerby, 1 Hurl. & Nor. 729 ; 26 L. J. Exch. 217. 4 James v. Thurston, 1 CUff. C. C. 367. 6 Marco v. Liyerpool & London F. & L. Ins. Co., 85 N. Y. 664. 618 PLEADING AND PRACTICE. in Equity. — The English rule concerning the jurisdiction which will be assumed by a court of equity for the purpose of vacating an award is said by Russell to be that the court will entertain the bill equally whether the award be made pursuant to a sub- mission in pais, or under a statute, or by rule of court. If the award be returnable into court, the remedy by bill in equity is collateral to the remedy by a motion to set aside, and is more extensive since it will lie for all causes whatsoever, whereas it has been already seen that a motion cannot always be availed of.^ Some of the cases in which relief may be had in equity, but cannot be otherwise obtained, may be here noted. The Court of Common Pleas, refusing to set aside or refer back an award or to alter the order of reference on the ground of a serious clerical mistake in copying an account forming part of the award, nevertheless suggested that relief might be had in equity.^ In an old case it was said that on a bill seeking to set aside an award and nothing more, a court of chancery would allow the complainant to go into no legal objections, save only par- tiality and corruption. But if the bill were for an account, and sought to set aside the award in order to let in the account, then it was open to the complainant to show legal objections.^ Lord Chancellor Hardwicke says that when a bill is filed to set aside an award and for an account, since the plaintiff is entitled to an account unless the award be a bar, the court will enter into all the legal objections to the award which a court of law would entertain, it being insisted on by the plea to prevent a general account.* A bill in equity was filed to set aside an award of an arbi- trator in a matter of account, on the ground that he had re- 1 Russell on Arb., 3d ed. pp. 689, 695, 696. ■' Winn V. Nicholson, 7 C. B. 819. " Champion v. Wenham, Arab. 245. * Lingood v. Eade, 2 Atk. 501. PLEADING AND PRACTICE. 619 ceived in evidence and acted upon a certain account as an account stated, without sufficient evidence of its possessing tliat character, refusing to call for books containing prior transactions ; and that he had refused to give credit for sums paid in those prior transactions and not included in the said ac- count. Fraud in tlie other party and misconduct of the arbitrator were also alleged, but were not supported by proof. Lord Chan- cellor Cottenham held that the arbitrator had power to decide whether or not the account was an account stated, and that the plaintiff in equity had failed to prove the credits claimed. He also said that he disposed of the case on the facts, since in the existing state of the authorities as to the extent of the jurisdiction of chancery, disposing of it on the point of law would hardly be satisfactory. But, he added, " what is there to give a court of equity any peculiar jurisdiction in case of a judgment founded upon such an award, which it would not have had, if it had been founded upon a verdict ? " " That failure at law from the errors of the judge or the jury, or in the conduct of the cause, will not per se give this court juris- diction, is certain. Does a different rule prevail where the failure is attributable to any conduct in the arbitrator ?" ^ Though a bill will not lie to set aside an award on a ques- tion of fact determined by the arbitrators, yet evidence of the merits will be let in so far as it throws light on their con- duct.2 The execution of mutual releases after the rendition of the award does not necessarily preclude inquiry into its validity.^ But after the lapse of several years a party, who has received the sum awarded under a submission of all matters in differ- ence and given a general release, will not be allowed to main- tain a bill against the other party for a general account on the 1 Chuck V. Cremer, 2 PhiU. 477; 17 L. J. Chy. 287. ^ Goodman u. Sayers, 2 Jac. & W. 249, 259 ; and see Attorney- General v, Jackson, 5 Hare, 355. 3 Morgan v. Pindar, 3 Eep. in Chy. 76. 620 PLEADING AND PEACTICE. ground that only one specific matter was in fact disposed of by the arbitrators.^ A court of equity will sometimes refuse to interfere where the rule of a common-law court, under which an award is made, contains a clause empowering the court to refer the award back.^ The American Rule as to setting aside an A-ward by Proceedings in Equity. — It would appear that some, at least, of the courts in the United States are not inclined to adopt the English rule concerning the jurisdiction of courts of equity to set aside an award. It has been held that if the objections to the award are of such a character as to be open to the party seeking to avail of them by way of defence to an action at law upon the award, then a court of equity will not interfere.^ Charges in the Bill. — A bill to set aside an award ought to state fully both the ground on which the impeachment is based and all the circumstances thereof.* Demurrer to the Bill. — If the bill impeaches the validity of the award upon grounds which the court cannot entertain, e.g. the erroneous judgment of the arbitrator, a demurrer to the bill is the proper mode of raising the question of the sufBciency of the objections.^ Making an Arbitrator a Defendant. — An arbitrator may be made a defendant to a bill to set aside an award, wherein his corruption or gross misconduct is charged; the object being to fasten upon him the payment of costs.® 1 Jones V. Bennett, 1 Bro. P. C. 528. ' Londonderry & Enniskillen Eailway Company v. Leishman, 12 Beav. 423. 2 Mickles v. Thayer, 14 Allen, 114 ; Eerson v. Drew, 19 Wise. 225 ; Meloy v. Dougherty, 16 id. 269. * Russell on Arb., 3d ed. p. 699 ; Tittenson v. Peat, 3 Atk. 529 ; Routh b. Peach, 2 Anst. 519 ; 3 id. 637. 5 Russell on Arb., 3d ed. p. 700 ; Pitcher v. Rigby, 9 Price, 79. 5 Russell on Arb., 3d ed. pp. 465, 466, 701 ; Scott v. The Liverpool Corpora- tion, 25 L. J. Chy. 227 j Chicot «. Lequesne, 2 Ves. Sr. 315 ; Ward v. Periam, cited in the last case ; Lord Lonsdale v. Littledale, 2 Ves. Jr. 451 ; Steward v. East India Company, 2 Vern. 380. PLEADING AND PRACTICE. 621 If an arbitrator be properly made a party, on a suggestion of his misbehavior, it is said by Lord Chancellor Northington to be a notorious fixed rule, that the plaintiff may read his answer against his co-defendant who is interested in the award and seeks to uphold it.^ ' Kussell, ubi supra, citing Rybott v. Barrell, 2 Eden, 131, 1 Coop. C. C. CHAPTER XXIII. COSTS. I. — English Cases. Different kinds of costs. Power of the arbitrator where the submission is silent as to costs. Power over costs expressly conferred by the submission. Apportionment of costs by the arbitrator. The arbitrator's action in respect of his own fees. Stipulation that costs shall abide the event. II. — The American Cases. Distinction between different kinds of costs. The power of arbitrators over the costs of the arbitration. The power of arbitrators over the costs of suit. An eccentric decision. Omission to find costs in the award. Stipulation that costs shall abide the event. Form of an award of costs. An award merely of costs. I. — English Cases. Different Kinds of Costs. — It is matter of some difficulty, especially in the United States, to assert with accuracy what is the power of arbitrators in the matter of costs. This difficulty arises in part from inconsistent decisions, in part from laxity of phraseology in the language of the adjudications, often re- sulting in the confusion of certain distinctions which ought to be carefully preserved. In England the subject has been more philosophically treated, but even in England it is not wholly free from confusion. In that country the word costs includes three several classes of charges : to wit, costs of the cause ; costs of the reference ; costs of the award. The costs of the cause exist only where a lis pendens forms the whole or a part COSTS. 623 of the subject-matter of the submission, or where the submis- sion is made a rule of court. Russell says : " When an award, and not merely a certificate, is to be made, the costs of the cause comprise the costs incurred in the cause up to the time of the submission, the costs of the order of reference, and of making it a rule of court, and the costs of ulterior pro- ceedings in the cause, if any, after the award." Apparently also they include the costs of witnesses actually summoned for the trial, present and ready to testify, before the submission is made. Concerning costs of reference the same writer says : " Ordinarily the expense incurred by the parties of the whole inquiry before the arbitrator, whether with respect to the mat- ters in the cause or the matters out of it, are costs of the reference. They are taxed usually as between party and party. They include the costs of witnesses and the cost of a brief in the cause referred, prepared after the reference for the purposes of the arbitration." " The costs of the award are the amount of the arbitrator's charges, which are usually paid to him when the award is taken up." ^ Power of the Arbitrator -where the Submission is silent as to Costs. — Pursuing these distinctions, the English rule is that " When a cause alone or a cause and all matters in difference are referred, and nothing is said in the submission respecting costs, the arbitrator has an implied authority to adjudicate concerning the costs of the cause, but not of the reference or award ; ^ and each party must bear his own expenses of the reference, and is liable to half the costs of the award." ^ As a corollary to the foregoing we have the rule that, if the award be silent on the question of costs, the costs of the cause 1 Russell on Arb., Sded. pp. 355-357. ^ Ibid., citing Mrth v. Kobinson, 1 B. & C. 277 ; Taylor v. Lady Gordon, 9 Bing. 570 ; Strutt a. Rogers, 7 Taunt. 214 ; Stratton v. Green, 8 Bing. 437 ; Candler v. Fuller, Willes, 62; Roe d. Wood u. Doe, 2 Term, 644; Bracher v. Cotton, Barnes, 123 ; Hartneli v. HIU, Forrest, 73. » Russell on Arb., 3d ed. p. 358, citing Taylor v. Lady Gordon, 9 Bing. 570; Grove v. Cox, 1 Taunt. 165; Bell v. Benson, 2 Chitty, 157. 624 COSTS. follow the decision of the cause, even though other matters in- cluded in the submission be determined in favor of the party against whom the cause is decided.^ Power over Costs expressly conferred by the Submission. — " On reference of a cause and all matters in difference, if there be an express clause giving the arbitrator power over costs, and there appear nothing in the context to limit the generality of the power, the costs of the reference and award, as well as of the cause, seem to be submitted to his award." ^ It is said that he is not obliged, unless he please, to give any direction concerning the costs, although power to do so is expressly conferred. Yet silence as to costs is not always safe in such cases, for, says Russell, " in many cases it is probable that the courts may say the award is not final unless the arbi- trator decides something respecting them." ^ In this connection the language of the submission must be carefully noted. If it be imperative in form, it will be positively incumbent upon the arbitrator to exercise the power which it confers upon him. Thus, if the submission specially stipulates that the arbitrator " shall ascertain " the costs, he must specify the amount in the award.* So also where it is provided that the costs shall be in the discretion of the arbitrator, and " shall be defrayed as he shall direct." ^ If the power be given to the arbitrator, " his discretion is subject to few limitations." ^ If the arbitrator has unlimited discretion to award concern- ing costs, he may name a gross sum to be paid by a party, and 1 Eussell on Arb., 3d ed. p. 360 ; Young v. Qye, 10 Moore, 198 ; Mackin- tosh V. Blyth, 1 Bing. 269. 2 Eussell on Arb., 3d ed. p. 359; citing Strutt v. Rogers, 7 Taunt. 214; Wood V. O'KeUy, 9 East, 436. 3 Russell, pp. 360, 361. * Morgan v. Smith, 1 Dowl. N. 8. 617 ; 9 Mee. & W. 427 ; Angus v. Red- ford, 2 Dowl. N. B. 735 ; 11 Mee. & W. 69 ; Grenfell v. Edgcome, 7 Q. B. 661. ^ Richardson v. Worsley, 5 Exch. 613. « Russell, p. 361. COSTS. 625 unless the amount be so excessive as to be evidence of par- tiality, it will not be interfered with by the court.^ He may generally direct the costs to be taxed by an officer of the court ;^ or may simply give costs without saying by whom they shall be taxed ; in which case the regular officer will tax them.^ But if the costs are left to the discretion of the arbitrator, " who shall ascertain the same" he must determine the amount himself.* Apportionment of Costs by the Arbitrator. — The arbitrator may apportion the costs between the parties as he shall see fit.* If he has power over the costs of the cause and of the reference, he may direct that one of the parties shall bear the charge of preparing such legal instruments as may be required by the award to be executed.^ The Arbitrator's Action in Respect of his ovrn Pees. — Russell states that it is the custom in England, and probably the same habit prevails universally in the United States, for the arbitrator to withhold his award until his own fees have been paid to him. Whether or not he ought to specify their amount, and embody orders concerning their payment in the award itself, seems to be a matter somewhat in dispute. Eussell re- gards the practice as very reprehensible, but apparently as not wholly illegal.'^ He certainly cannot direct a certain specified sum to be paid into his hands, including in it an indefinite 1 Turner v. Rose, 1 Ld. Kenyon, 393 ; Shephard v. Brand, Ca. Temp. Hard- wioke, 53 ; 2 Barnard. 463 ; Anon., 1 Chitty R. 88. 2 Pratt V. Salt, Ca. Temp. Hardw. 161; Winter v. Garlick, 6 Mod. 195; 1 Salk. 75 ; Pedley v. Goddard, 7 Term, 73. 3 Browne v. Marsden, 1 H. Bl. 223 ; Stokes v. Lewis, 2 Smith, 12 ; Dudley V. Nettlefold, 2 Stra. 737 ; Thorpe v. Cole, 4 Dowl. 457 ; Stephenson v. Brown- lug, Barnes, 56. * Morgan v. Smith, 1 Dowl. s. s. 617. s Cargey v. Aitcheson, 2 Barn. & Cress. 170; Young u. Bulman, 13 C. B. 623. « Boyes v. Black, 13 C. B. 652, 669. "> Russell on Arb., 3d ed. p. 634 ; Seceombe v. Babb, 6 Mee. & W. 129 ; Daubuz V. Rlckman, 4 Dowl. 129 ; Kendrick v. Davies, 5 id. 693. 40 626 COSTS. amount to be retained for himself.^ The courts will not set aside or refer back an award because the arbitrator has stated in it his own fees, except upon an affidavit that the amount is excessive.^ But if this portion of the award be objected to for excess or upon other good and sufficient reasons, it will, where the court has jurisdiction, be singled out and set aside. For it is said that the arbitrator ought not to be a judge in his own cause, and should not make an order naming any definite sum for his fees to constitute a part of his award.^ How far the courts will go towards enforcing by attachment an order of this nature is left in some doubt. In one case the attachment was granted ; * but a later case took a contrary ground.^ stipulation that Costs shall abide the Event. — It is the English rule that if the submission provides that the " costs " are to abide the event of the award, the subject of costs is taken en- tirely out of the control of the arbitrator, and the costs both of the reference and the award will follow the event of the award.^ II. — The American Cases. Distinction between Different E:inds of Costs. — The adjudica- tions of the courts of the United States can hardly be said to have given to the rules concerning costs any very great degree of clearness or consistency. A distinction is generally taken between the costs of the reference or arbitration and the costs 1 Eobinson v. Henderson, 6 M. & S. 276. " Rose V. Redfern, 10 W. B. 91. 3 Russell on Arb., 3d ed. p. 365; George v. Lousley, 8 East, 12; Miller v. Robe, 3 Taunt. 461 ; Fitzgerald v. Graves, 5 id. 341 ; Barrett v. Parry, 4 Id. 657 ; Brazier v. Bryant, 2 Dowl. 600; Moore v. Darley, 1 0. B. 445; In re Coombs, 4 Exch. 839. 1 ThrelfaU v. Fanshawe, 19 L. J. Q. B. 334 ; see Fernley v. Branson, 20 L. J. Q. B. 178. 5 Parkinson v. Smith, 30 L. J. Q. B. 178. 8 RusseU on Arb., 3d ed. p. 368 et seq. ; Wood v. O'Kelly, 9 East, 436 ; Ken- drick V. Davies, 5 Dowl. 693 ; Hemsworth v. Brian, 1 C. B. 131 ; TJnsted v. Kidd, 1 Chitty R. 526 ; Cockburn v. Newton, 9 Dowl. 676 ; Clarke u. Owen, 2 Hurl. & Nor. 324. COSTS. 627 of a pending cause submitted or referred. But further than this it h^s not generally been thought worth while to draw lines of separation.^ But greater difficulty is experienced by reason of the inconsistency of the decisions of the various tri- bunals than by reason of any failure to establish nice distinc- tions. The PoTwer of Arbitrators over the Costs of the Arbitration. — Chief Justice Shaw, in 1847, laid it down as "judicially settled in this Commonwealth that without special authority arbitra- tors under an agreement in pais, where no cause is pending, have no power to award costs of arbitration." ^ But it has been held in Massachusetts that under a statutory submission of all demands, entered into before a justice, the arbitrators may order the losing party to pay the costs of court and of the arbitration. ^ The decisions of some other States are to the same effect, denying to arbitrators any power over costs.* Though it should be borne in mind that if they exceed their authority by insert- ing orders respecting costs, such orders may probably be sep- arable, leaving the rest of the award good.^ But a considerable number of authorities take the opposite ground ; and hold that the power to award the costs of the arbitration is incident to the authority of the arbitrators, and that it is not essential to its existence that it should be con- ferred in terms by the submission.® In older cases, as it has 1 Vose V. How, 13 Mete. (Mass.) 243. ^ Vose V. How, 13 Mete. 243. To the same effect are the following Massachu- setts cases : Maynard v. Frederick, 7 Cush. 247 ; Shirley v. Shattuck, 4 id. 470 ; Peters v. Pierce, 8 Mass. 398 ; Harrington v. Brown, 9 Allen, 579. ' Harden v. Harden, 11 Gray, 435; and see Jones v. Carter, 8 AUen, 431. 4 Gordon v. Tucker, 6 Greenl. 247 ; Walker v. Merrill, 13 Maine, 173 ; Day V. Hooper, 51 id. 178 ; Hanson v. Webber, 40 id. 194 ; Porter v. Buckfield Branch Railroad, 32 id. 539 ; Dundon v. Starin, 19 Wise. 261. 5 Porter v. Buckfield Branch Railroad, 32 Maine, 539. ^ Nichols V. Rensselaer County Mut. Ins. Co., 22 Wend. 125; Cox v. Jagger, 2 Cow. 383 ; Chase v. Strain, 15 N. H. 535 ; Joy v. Simpson, 2 N. H. 179 ; Spof- 628 COSTS. been explained, the rule was held to be otherwise, on the ground that the costs were a matter arising subsequent to the submission, and so were not included in it, unless otherwise expressed. But the theory and the rule are said to be now alike abandoned.^ In Hawley v. Hodges, it was said to be an unquestionable incident to the arbitrator's authority to award concerning the costs of arbitration, though the submission was silent upon the subject.^ Judge Eedfield says that the power to award costs, and especially the costs of the arbitrator, is " quite too important a power to be implied as a mere incident of the submis- sion." ^ The Po-wer of the Arbitrator over the Costs of Suit. — If a sub- mission or reference be entered into, in or of a pending cause, there seems to be no doubt that the arbitrator or referee has power to award concerning the costs of the suit, whatever may be thought concerning his power to award as to the costs of the arbitration or reference.* He may even order the party in whose favor he determines the controversy to bear the costs ; for this may sometimes be equitable, and is within his discre- tion.^ So in an action of ejectment an award finding for the plain- tiff with costs, but without damages, is good.^ ford V. Spofford, 10 id. 251 ; Chapin v. Boody, 25 id. 285 ; Brown v. Mathes, 5 id. 229 ; Andrews u. Foster, 42 id. 376. The rule may obviously be regarded as well established in New York and New Hampshire. So also it has been held in an old case in Connecticut ; Ailing v. Munson, 2 Conn. 691. 1 Strang v. Ferguson, 14 Johns. 161. " Hawley v. Hodges, 7 Vt. 237, cited and followed in Bowman v. Downer, 28 Vt. 532. 3 Morrison w. Buchanan, 32 Vt. 288. * Vose V. How, 13 Meto. (Mass.) 243 ; Nelson v. Andrews, 2 Mass. 164 ; Bacon V. Crandon, 15 Pick. 79; Brown v. Mathes, 5 N. H. 229; Joy v. Simpson, 2 id. 79 ; School District v. Aldrich, 13 id. 140 ; Chapin v. Boody, 26 id. 285. 5 Bacon v. Crandon, 15 Pick. 79. c Austin V. Snow's Lessee, 2 Dall. 157. COSTS; 629 In a Massachusetts case, Bigelow, C. J., delivering the opin- ion, goes into the matter more at length, substantially as follows : — Arbitrators under rule of court can award the " necessary costs of the cause," such as their own fees, charges for the place of meeting, and cost of stationery and the like, and such as are " expressly authorized by law to be taxed as legal costs," including herein fees for attendance of witnesses before the arbitrators, and other similar charges. But they cannot award to either party costs in the way of attorneys' fees or other items of charge not expressly authorized by law.^ It may be observed that many charges which would seem to be more properly de- scribed, at least according to the nicety of the English distinc- tion, as costs of reference than as costs of the cause are included in the foregoing enumeration, and satisfactory clear- ness and consistency seems still to be as far off as ever. An Eccentric Decision. — In Chasc V. Strain, in New Hamp- shire, submission in a pending suit was made, concerning the " value of the work, . . . the subject of a suit now pending," &c. The court held that the arbitrators had incidental power to award the costs of the arbitration, but had not power to award the costs of suit, since these were " a substantial and distinct matter, in no way involved in the question of the value of the work done." ^ This decision, despite the apparent nicety of its distinctions, is certainly contrary to what must be regarded as the current of authority as regards one at least of the two points concerning costs upon which it adjudicates. Omission to find Costs in the Award. — In New Hampshire, as it is held to be within the power, so also it is held to be there- fore within the duty of the arbitrator to award costs ; and if he has not done so in specific terms, it is nevertheless presumed that he considered thein in coming to his determination and making up his award. Wherefore though the award be silent 1 Jones V. Carter, 8 Allen, 431 ; and see Harden v. Harden, 11 Gray, 435. 2 Chase v. Strain, 15 N. H. 535, 630 COSTS. on the subject of costs, yet they will not be allowed to the win- ning party. ^ Even if it be the duty of the arbitrators to tax the costs, and they neglect to do so, yet this will not necessarily avoid the award. If the party entitled to receive the costs consents to waive his claim to them, the remainder of the award may stand good.^ If a pending cause is the subject-matter of a reference, and the award is silent on the subject of costs, it has been held in Pennsylvania that they will be given to the successful party, by the court, in confirming the award, as being consequential thereupon .3 A pending cause was referred to arbitrators under a rule of court. They returned an award in which they made no men- tion of the subject of costs. The court held that the successful party was entitled to recover the taxable costs of the action and reference. For the costs of the suit were incidents of the action, and not separate and independent grounds of claim. It was to be inferred from the fact of silence that the referees gave their attention only to the merits of the claim in controversy ; and it would not be a necessary or logical interpretation, after they had found' in favor of the plaintiff, to say that he should bear the expenses of the litigation.* An omission to state in the report or award the amount of the costs of the reference or arbitration is not a sufficient ground for rejecting the report or award at the request of the losing party .^ stipulation that Costs shall abide the Event. — Two persons had brought divers actions against each other, all which they finally submitted to arbitration, providing that" costs shall be awarded to the parties who may succeed in said action, meaning to include 1 Chapin v. Boody, 25 N. H. 285 ; Brown v. Mathes, 5 id. 229. 2 Rixford v. Nye, 20 Vt. 132. ' Harvey v. Snow, 1 Yeates, 156. * Woolson V. Boston & Worcester Railroad Corporation, 103 Mass. 580. ' Billington v. Sprague, 22 Maine, 34. COSTS. 631 all manner of action and actions, cause or causes of action," &c. Held, that since some actions were found in favor of one party, and other actions in favor of the other party, the costs as well as the fees of the arbitrators must be divided between the parties by apportioning to each suit the amount properly to be borne by it.i Form of an Award of Costs. — Authority given to the arbitrators to " award as to costs," enables them to decree that one party shall pay to the other a gross sum as costs. The items need not be given.^ If there be a suit pending, the award of costs, without naming any sum, will be good. It is not uncertain, since they may be taxed in the regular manner.^ If there be no suit pending, a simple award of " costs " would be bad for uncertainty ; but an award of a specific sum by way of costs, or by reference to a schedule prepared by the arbitrators, is not open to the same objection, and is good.* ^n uncertainty in the award upon the subject of costs will sometimes be curable, as in the following case, by the aid of an obvious presumption. A rule of reference was entered into between A. and D., — D. being administrator of the estates of B.-and C, deceased, copartners, of whom C. was survivor. A.'s demand was against the partnership. The award was for payment from the estate of C, and that D. should pay the costs of reference. D. had three different funds in his hands. It was held that since the award did not say from which fund the costs should be paid, they must follow the damages awarded. These were expressly reported to be a charge on the partner- ship fund, and the costs should accordingly be paid from the same.^ 1 Morrison v. Buchanan, 32 Vt. 288. 2 Tallman v. Tallman, 5 Cush. 325 ; Thoreau v. Pallies, 5 Allen, 354. ' Hewitt V. Furman, 16 Serg. & R. 1'35. 4 Ibid. 6 Whitney v. Cook, 5 Mass. 139. 632 COSTS. An Award merely of Costs. — The legal implication from an award, merely directing the payment of costs, without speci- fically disposing of the matter in controversy, has been already considered.^ 1 Ante, pp. 418 et seq. To the cases cited in notes 3 & 4 on p. 418, may be added, as illustratiye of the same doctrine, the case of Sears v. Vincent, 8 Alien, 507. INDEX. ABATEMENT. See Pleading ; Practice. ADJOURNMENT, within arbitrator's discretion, 147. beyond time limited for award, 147. statutory provisions concerning, 148. applications for, in a cause before a referee, 148. death of witness during an, 149. record of, 150. by reason of surprise of party, 150. absence of witness, 150. for procuring further testimony, 151. unreasonable refusal to grant, 151, 536. in absence of some of the arbitrators or referees, 151. ADMISSIONS, by party, effect of, 128. AGENT, formality of instrument creating, 10. general, cannot submit, 11. to collect, cannot submit, 11. to " settle," cannot submit, 11. to sue for sums due, cannot submit, 11. to compromise, can sometimes, not always, submit, 11, 12. to sue for and compound, can submit, 12. to underwrite and settle losses, can submit, 12. to prosecute or defend a suit, can submit, 12. with power of substitution, can submit, 13. submission by unauthorized, may be ratified, 13. (See Ratification.) submission by unauthorized, invalidates award, 380. may bind himself personally, 14, 32, 380, 381. instances of agent binding himself personally, 14, 15. to submit, cannot ratify award, 15, 532. duly authorized, may ratify award, 532. may consent to irregularities in proceedings, 15. arbitrator is, of both parties, 106. (See Akbitratob.) 634 INDEX. AGENT, — continued. power of, to revoke submission, 238. may request performance, 653. AGREEMENT, to submit, no bar to suit, 79, 90. no specific performance of, 89, 90, 91. penalty for breaking, 90. damages for breaking, 96, 96. effect of, when embodied in other contracts, 91 et seq. when proceedings are begun, 91. as condition precedent to right of action, 93 et seq. in pleading, 95. to party interested, is void, 95. for entry of judgment on award, 80. to abide by award, 87. ALTERATION, of submission, see Submission. power of arbitrator to make, in award, see Arbitrator. cannot be made by court to correct error, 330, 333, and see 328. upon recommitment, see Recommitment. AMENDMENTS, power of arbitrator to allow, 207, 208. cannot effect introduction of new substantive matter or cause of action, 208, 209. what, may be allowed to defendant, 209. motions for, are addressed to arbitrator's discretion, 210. practice in allowing, 210. of award, see Award; Mistake; Recommitment. APPEAL, effect of stipulating for no, 19, 86, 87. APPRAISALS, how far, are operative as award, 39 et seq. ARBITRATION, pendency of, at time of suit brought does not divest court of its jurisdiction, 79. pendency of, must be availed of by plea in abatement, 79. losing power to avail of, 79. by arbitrators' refusal to act, 80. ancient prejudice against, 437. is now favored, 437. ARBITRATOR, who may be, 99. person interested in result cannot be, 100, 104. a debtor or creditor of a party may often be, 100. a relation of a party cannot be, 101. person having preconceived opinion cannot be, 101, 102, 108. but objectionable person may be, by consent of parties, 102. INDEX. 635 AEBITRATOK., — continued. objection to, must be taken promptly, 104, 105. a party may be also an, 105. judge may be, 105, 106, are agents of both parties, 106. must be impartial agent of both, 106 et seq. expression of opinion by, 108. commissioners, and other officials, acting as, 109. such are sometimes amenable to the court, 109. absence of, 110. swearing, 110. (See Oath.) controls conduct of the proceedings, 115. must name time and place of hearing, 116. may revoke appointment of such time and place, 120. power of, to proceed ex parte, on non-attendance of party, 121 et seq. power of, to procure explanation from party, 126, 128. to take evidence of sick person, 127. to interrogate a party, 127. to inquire abroad, 127. to consider private admissions of party, 128. to exclude party from hearings, 128. to call in experts, 168, 169. to call in counsel, 131. to consult counsel, 170. to employ counsel to frame award, 170, 275. but not counsel of party, 275. to swear witnesses, 131. (See Oath.) to summon witnesses, 184. to protect witnesses, 134. in respect of admitting evidence, 134 et seq. result of error in the admission or rejection, 135 et seq. (See Evidence.) to refuse to hear evidence, 142 et seq., 536. to limit number of witnesses, 144. to re-open case, 145. to admit evidence de bene esse, 146, 147. in respect of adjournments, see Adjournment. to refuse to hear counsel, 130, 131. cannot receive ex parte communications, 534, 635. may hear statement when asked to act, 585. all must act together during proceedings, 151 et seq. 60 also if third arbitrator is called in, 168, 159. whether all need meet to execute award, 163, 154. 636 INDEX. ARBITRATOR, — continued. all must unite in award, 162, 163. majority may be authorized to award, 162. such authority may be inferred, 163. cannot dissent from award after executing it, 164. all need not agree on each question, 164. process of coming to agreement by, 165. must exercise a judicial discretion, 165, 167. cannot adopt a mean sum, 166. cannot delegate authority, 166. (See Award, under division concerning finality.) nor accept opinion of another, 167. but may rely on opinion of another, 167, 168. can delegate performance of ministerial matters, 169. waiver of irregularities in proceedings before, 171. (See Waiver.) misconduct of, see Misconduct. fraud or corruption of, see Fraud. source and extent of authority of, 117. excess of authority by, 178. does not always avoid award, 178. presumption is against an excess, 179. effect of, practice, &c. See Excess. cannot bind a man's liberty, 180. or his right to real property, 180. power to award chattels, 180. order marriage, 181. a criminal or illegal act, 181. cannot exceed the submission in order to do equity, 181, 183, 184. depart from or modify the submission, 182. may name time and place of payment, 184. direct manner of payment, 185. allow interest, 185. power in disputes between partners, 186 et seq. to order dissolution, 186. to arrange terms of dissolution, 187 et seq. should find amounts due, 189. has no power over creditors, 189. duty to take accounts of credits and debits, 189, 190. division of assets by, 190, 191. cannot appoint receiver, 192. personal liability of, 193. power of, to order execution of release, 192, 193. to order conveyance of real estate, 193 et seq. (See Conveyance.) in cases of land damages, 196. INDEX. 637 ARBITRATOR, — continued. power of, to go behind receipt in full, 196, 197. to give reasonable incidental orders, 197. orders as to future action of parties, 198, 199. power of, to give orders as to future action of parties is to be sought in submission, 198, 199. power of, to give orders as to future action of parties may be inferred, 200. orders of, as to future action of parties, when valid, are absolutely conclusive, 201. power of, to give orders as to future action of parties wiU be sus- tained, if possible, 201. limitation of power of, in respect of past matters, 202. has no authority in respect of strangers to the submission, 202. (See Stuanger.) power of, in reference of cross-actions, 205. (See Testimony.) has no power to name substitute, 205. unless specially conferred, 206. in lis pendens may award more than ad damnum, 206. power of, to allow amendments in submission of lis pendens, 207 et seq. (See Amendment.) to admit claim in offset, 207. decision of, is conclusive both in law and fact, 293-296. under general submission, is final judge of law and fact, 296, 297. for whole matter as to conclusiveness of decision of, see Mistake. no difference between professional and non-professional, 315. an expert chosen as, 143, 144. testimony of, to show mistake, see Mistake. to show award not coextensive with submission, 361. is final judge of law and fact, 214. by what principles, should seek to be governed, 215-220. may disregard strict legal principles, 217 et seq. equitable powers of, 218, 219. may consider defences inadmissible in court of law, 221. may find facts and leave law to court, 220, 221. may reform erroneous instrument, 221. may disregard rules of practice, 222. authority of, ceases at time limited, 223. exception to this rule, 223. may be extended by agreement or act of parties, 224. court, 224. exhausted by making award or report, 226 et seq. not revived, if award be vacated, 228. power of, to explain or alter report or award, 227 et seq. to explain or alter by letters, 664. 638 INDEX. ARBITRATOR, — continued. power of, to alter, &c., by agreement of parties, 664. allowed to correct a miscalculation, 228. cannot be required to state grounds of decision, 569. (See Testimony.) must testify as to facts occurring during proceedings, 570, 571. cannot refuse to deliver award, 228. revocation of authority of, see Revocation. withdrawal, or refusal to act, 164 et seq. revokes submission, 236. must be distinct and final, 157. need not be formal, 157. by act, 158. before proceedings are begun, 159. after recommitment, 159, 160. difference between third, and umpire, 241. character and duty of third, 241, 242. as defendant in bill to set aside award, 620, 621. fees of, see Fbbs. ASSIGNEES IN BANKRUPTCY, power of, to submit, 30. whether submission by, admits assets, 30. ASSIGNMENT, to stranger of rights under award, 623, 524. ASSUMPSIT, will lie for costs, 578. upon an award, 678, 679. based on implied promise in award, 579. for an instalment, 579. against joint promisors to perform, 679. executors of party, 679. defences in, 579, 580. maintainable by assignee, in hame of party, 580. in his own name, 680. averments in action of, 586. AWARD, Miscellaneoiis. as to real estate of religious corporation, 4. whether, will be enforced in equity against infant, 4. execution of, may render it conclusive on a partner not bound by it, 9. may be against one of two partners, being together the party of the one part, 9. effect of, following submission by executor, &c., 19, 20. how far measurements and estimates are operative as, 38, 39. how far appraisals are operative as, 39 et seq. a finding of damages under stipulation of a bond is, 42. INDEX. 639 AWARD, — continued. a finding of costs under a confession of judgment is, 42. oral, as to boundary line, 61, 258. agreement for entry of judgment on, 80 et seq. suit upon, after alteration of submission, 85. agreement to abide by, 87. need not recite that all arbitrators acted together, 161. unless required by statute, 162. all arbitrators must unite in, 162. by majority, 162, 163. process of determining upon, 165, 266. need not be set forth, 433. waiver of stipulations as to form of, 174. performance of, effects waiver of all precedent defects, 174, 175. in part non-enforceable, 204. effect of performance of non-enforceable part of, 205. alteration of, by arbitrator, see Arbitrator ; Testimony. correction of one of two duplicates, 227. vacating, does not revive arbitrator's authority, 228. delivery of, cannot be refused, 228. annulling, by revocation, 231. no especial form of, 251, 252. need only contain decision, 252, 266. need not declare decision in set terms, 253. may contain it by implication, 253. oral, validity of, 256. stipulations for a written, 257. disposing of real estate must be in writing, 257. .concerning boundary-lines may be oral, 51, 258. need not be attested, unless required by submission, 259, 262. nor under seal, unless required by submission, 259, 261. must conform to formalities required by the submission, 259 et seq. under hand of arbitrators, 260, 261. must be made within time named, 261. conditions precedent to validity of, 263. under statute, must comply with statute, 263. but otherwise may sometimes be upheld, 264. power of parties to waive strict compliance, 264. may be only of a sum in gross, 265. or may be of each item, separately, 265. need not always order release, 267. when need order discontinuance, 267, 268, 269. effect of, ordering a nonsuit, 269. by aid of promissory notes of parties, 269 et seq. (See Note.) 640 INDEX. ~ AWARD, — continued. if stipulated to be in form of note, is ii^valid in any other form, 274. may be drafted by aid of counsel, 170, 275. but not by aid of counsel of a party, 275. need not recite submission or proceedings, 275-277. nor extension of time, 276. nor performance of condition precedent, 277. inaccurate recital in, is generally immaterial, 277, 278. possession of, as evidence, 289. wrongfully obtained, 289, 290. after performance, 561. neither party bound to notify, to other, 290. conclusiveness of and mistake in, for this whole department of the subject, see Mistake. cannot be impeached, as being against evidence, 826. variance in duplicate, 330, 381. recommitment of, see Recommitment. Delivery. stipulations for delivery of, 278 et seq. how construed and satisfied, 279, 280. delivery must be of original, 280. may be of duplicate, 280. waiver of actual, 281. properly made to prevailing party, 282. demand of, is necessary, 282. what constitutes, 283. may be made of an oral, 283. averring, 283, 284. availing of non-, 284, 286. proof of non-, 285. possession as evidence of, 289. Publication. publication of, when necessary, 285, 286. what constitutes, 285-289. to parties, 288, 289. must be to each person interested, 289. Co-extensive with Submission. required to be co-extensive with submission, 340 et seq. by ila quod clause, 840, 341. modern rules of construction, 341. manifest intent of parlies, 342, 343. nature of subject-matter submitted, 344. is bad, if not thus co-extensive, 345, 359, 360. effect of a special exception in the award, 845, 368. but mention of omitted matter is needless, 359, 360. cause of defect is immaterial, 346. INDEX. 641 AWARD, — continued. not co-extensive with submission, is not final, 346, 347. may be co-extensive by implication, 351. method of availing of objection that award is not co-extensive, 361. parol evidence admissible to this point, 361. and evidence of arbitrator, 361. not prima, facie co-extensive, 367. presumption that award is co-extensive, see Presumption. that matters remain as they are, 347. that nothing is due at date of submission, 348. of a sum of money, under a general submission, 348, 360, 355. need not mention each separate matter, 348, 349. unless required to, by submission, 349. may be of a balance in favor of one party, 354, 366. of particular thing under a general submission, 360. on different pleas in an action, 361. not co-extensive, by reason of doing general equity, 352. must decide respecting all the parties, 352, 353. need not embrace incidental matters, 353, 354. nor matters not brought to arbitrator's notice, 366 et seq. whether recitals in submission constitute notice, 357-359. notice shown by recitals in award; 359. cannot be avoided by party not injured by omission, 360. Mutuality. must be mutual, 377. old theory of mutuality, 377. modern relaxation of rule, 377. what now constitutes mutuality, 378, 379. ordering releases to be exchanged is mutual, 379. but not if release runs to wrong party, 381. ordering payment, whether is mutual, 379. word "for" in, creates mutuality, 379, 380. not mutual, where submission is by unauthorized agent, 380. where not binding on a party, 381. may be, without ordering release by each party, 382. not mutual, because not ordering conveyance, 382. mutual by implication, 382, 383, 440. ordering payment to stranger may be mutual, 383. Finality. must be final, 383. signification of this requirement, 383, 384, 390, 391. to be final, must end litigation, 385. but only as between the parties, 386, 387. not co-extensive with submission is not final, 346, 347. (See this division of the topic, supra.) finding gross sum is, 360. (See Offset.) 41 642 INDEX. AWARD, — continued. seeking to do general equity often is not final, 352. embracing all matters notified to arbitrator is final, 356. word "for" in, creates finality, 380. not directing transfer of property paid for is not final, 386. not arranging dissolution of partnership, 386. operating for limited time, not final, 387. leaving a judicial act to be done, not final, 388, 393. reserving judicial power to arbitrator, not final, 388, 389, 396, 473. third person, not final, 393, 397. a party, not final, 394. ordering costs to be taxed, is final, 889. leaving calculations to be made, may be final, 389-391, 392. directing calculation of interest, whether final, 394. directing errors of calculation, &c., to be corrected, may be final, 395. leaving ministerial act to be done, is final, 391. directing legal instruments to be drawn, whether final, 395-398. part of, defective in finality, may be separated, 392. conditional, whether final, 398. stating condition precedent may be final, 399. leaving to option of party, is not final, 397, 400. conditioned upon future proof, is not final, 400. to be void on happening of event, not final, 401. conditional judgment may be entered upon conditional, 401. conditioned upon finding of law by Court, is final, 402, 403. arbitrator's authority, is not final, 403. in the alternative, is final, 403, 404. availing of want of finality, 406. Entirety and Possibility. must be " entire," 369. force of this phrase, 369. can be only one, 370. except in cross-actions, 370. one instrument may contain several, 371. several instruments may contain one, 371-373. may embody extrinsic documents, by reference, 374. but must refer to accessible documents and with certainty, 418-420. must be complete in itself, to sustain rendition of judgment, 374. effect of marginal notes upon, 375. special authority to make several, 375. if not possible, is bad, 375, 376. nature of possibility required, 376. performance of impossible, 658, 569. . (See Pbrfoemahce.) Certainty. must be certain, 408. INDEX. 643 AWARD, — 'continued. signification of this requirement, 408. uncertainty in an alternative, 405. if certain, will be intrinsically enforceable, 409. degree of certainty required in, varies, 409. if uncertain, is void, 409. cases illustrating fatal uncertainty in, 409, 410. may be certain by favorable presumption, 4H. especially if the award be de et super praimissis, 413. certain in referring to a fact not in dispute, 413. extrinsic proof of such fact, 413. only of costs is generally certain by implication, 414, 415, 441, 631. ordering payment of costs, is certain, if there be lis pendens, 415, 416. but not always, 415. otherwise is uncertain, 416. but must order payment of" costs" specifically, 417. need not specify to whom payable, 418. referring to extrinsic documents, whether certain, 418-420. certain in naming sum to be paid, 420-422. in leaving it to be calculated, 422. interest to be computed, 422. designating " market price," 423. certain in describing debt, 423. general, embracing several matters, is certain, 423. awarding balance due, is certain, 424. not naming time, whether certain, 424, 425. place of payment, is certain, 425, 426. persons by whom act is to be done, how far certain, 426-428. how far, need describe real estate by metes and bounds, 428-431. following deed, is certain, 431. requisite certainty in, defining boundary line, 431, 432. in trespass to realty, 432. ordering reassignment of mortgaged lands, is certain, 432. payment from assets, is certain, 434. security, must describe nature and amount, 432, 483. that cause be no further prosecuted, 433. introducing Statute of Limitations must give date, 434. uncertainty in, should be corrected by party, 433, 434. furnishes no ground for bill in equity, 434. as ground for demurrer, 434. as basis for motion, 435. time of objecting for, 435. testimony to explain, 436. uncertain as to costs, curable, 631. conditional, see under Finality, supra, 642. 644 INDEX. AWAED, — continued. in the alternative, see under Finality, supra. where one alternative is bad, 405. or impossible, 405. Eules of Construction. to be liberally construed, 437, 438. to be construed in connection with submission, 438. orders of, in excess of authority, treated as explanatory, 439. aided by manifest implication, 439. of costs, is good by implication, 441. in too general language, may be restricted, 441, 442. See 554. when restriction cannot be made, 442, 443. ordering concurrent or dependent acts, 445, 446. concerning boundary lines, rules of construction of, 443-445. reserving que or C ourt, narrowly construed, 448. construction of an inconsistent, 448 et seq. (See Pkesumption.) construction of, ordering payment of rent, 548. as creating condition precedent, 558. Separahilily . separation may be made between good and bad parts of, 463. when cannot be made, 453. whether good part need cover all matters submitted, 454, 455. may be of reservation of judicial function, 392, 471- 474. may be of matters all to be done by same party, 455. whether may be where something remains awarded on each side, 455-458. whether may be of immaterial orders, 459,460. order as to costs, 462-464, 627. cannot be of matter constituting a consideration or condition prece- dent, 461, 462. separability of orders for releases, 462, 465. payment of a specific sum, 464. establishing a condition precedent, 464. as to future conduct of parties, 465, 466. separability of findings concerning title, 466, 467. uncertain findings, 466. findings, void as being in respect of strangers, 467, . 468. an invalid order for a verdict or judgment, 468, 469. orders as to arbitrator's fees, 626. whether separation may be of orders in, in excess of authority, 468-461, 470-471. no separation unless excess is clearly distinguishable, 469, 470. INDEX. 645 AWARD, — continued. whether separation may be of reservation of further functions, 392, 471-474. separation cannot be made, if chief dispute is left undecided, 474. for gross amount, generally inseparable, 474-476, 478. but not always so, 476-478. separability of, is favored by presumption, 478-480. Courts seek to uphold, by separation, 480-481. separability of uncertain part of, 481, 482. separation of, allowed upon waiver of provisions of bad part, 482. in alternative, is separable, 483. performance of bad part of, 483. separable, may be held under advisement, 484. rules of pleading and practice in suits upon separable, 484, 485. Operation and Effect. when, takes effect, 545. is a final and conclusive judgment, 487. is good for all time, 487. in evidence, if valid, is unimpeachable, 488. is competent evidence under general issue, 488. not evidence as an account stated, 488. not proof of assets in hands of executor, 488. as evidence of title in ejectment, 488. in evidence, impeachable on proof of non-validity, 488, 489. equivalent to a decree in equity, 489. effect of, circumscribed in Chancery, 489. on illegal matters, is void, 489. effect of colorable, 489, 490. under seal, legal character of, 490. merges and bars the original claim, 490. exception to principle of merger, 490, 491. void, effects no bar or merger, 491. not deciding controversy, effects no bar or merger, 504. whether, effects bar or merger as to matters submitted but not nominated in award, 491 et seq. English rule of conclusiveness in respect of such matters, 491, 492. English rule in equity, is doubtful, 494. as to accidental omissions, 494. ordering general releases, is conclusive, 493. rule of conclusiveness, in New York, 495. where submission is uncertain, 496. in Connecticut, 496. Vermont, 497, 498. Maine, 499. New Hampshire, 499. Massachusetts, 499-504. 646 INDEX. AWARD, — continued. bars or merges a claim which party refuses to present, 604. no bar or merger of claim not matured at date of submission, 604, 505. bars or merges only precise matter submitted, 505. pleading, in bar to matter not nominated, 605, 506. burden of proof under plea of, in bar, 506. whether, can be pleaded in bar by party not having performed, 506, 556, 556. cannot be pleaded in bar before performance of condition precedent, 507, see 666-658. pleadable in bar to bill in equity, 607, 609. whether thus pleadable, if submission is subsequent to filing of bill, 608. when may be availed of in set-off, 508, 509. when will vest title in personalty, 609, 610. reduces chattels of wife into possession, 610, 611. does not vest title to realty, 511, 612. of commissioners may vest title to realty, 612. finding title to realty will sustain action in ejectment, 613. legal operation of, determining boundary lines, 513-515. finding title or settling boundary, is defence in trespass, 515, 516. finding title, not under seal, operates in estoppel, 516. oral, as to boundary line, 516, 517. under oral submission, 517. simply finding title does not imply order for deed, 618. apparently inadequate, operation of, 518. inoperative for or against strangers, 203, 519. incompetent evidence against strangers, 519. sometimes competent evidence for a stranger, 620. made operative as against stranger, by his own act, 621. cognizance of submission, 521. concerning rights of stranger, is operative as to parties, 522. extending time of principal debtor, releases sureties, 522. not evidence in criminal prosecution, 524, 526. operation of, in lis pendens, 625. including extrinsic matters, 626. creates a debt provable in bankruptcy, 628, 629. becomes cause of action from date of publication, 577. recitals in, as evidence, 529. Ratification. if valid, needs no ratification, 529. if voidable, may be ratified, 530, 532. knowledge required to make ratification valid, 631. if void, cannot be ratified, 632. ratification of, by agent, 682. INDEX. 647 AWARD, — continued. repudiated, cannot be revived, 632. ratified by performance, 560. effect of misconduct and fraud upon, see Misconduct ; Fraud. possession or cancellation of, after performance, 561. (See Pekformance.) BANKRUPT, submission by, is void as to estate, 30. but may bind himself, 30, BANKRUPTCY, of party, effect of on operation of award, 527, 528. effect of discharge in, on award, 528. award creates a debt provable in, 528, 529. BAR, operation of award to effect, see Awabd, under division Operation and Effect. allegations in pleading award in, 589-592. requisites to a good plea of an award in, 591. pleading award in, to bill in equity, 609. rules concerning such pleading, 609, 610, 611. BOND, of submission, breach of condition to refer or submit, 96. action of debt, for penalty of, 582. action on, after enlargement of time, 582. by parol, 582. interlineation, 583. pleadings in action on, 589, 590. BOUNDARIES, questions concerning, may be submitted, 55. agreement for survey of, is not submission, 38. oral award as to, 51. award concerning, need not order release by both parties, 381, 382. what is sufficient certainty in award determining, 431, 432. rules for construing awards concerning, 443, 444. how far explainable by evidence, 445. presumption in discrepancy between submission and award, 445. legal operation of awards concerning, 513-515. oral award concerning, 516, 517. under oral submission, 517. CASE, closing too hastily, 145. re-opening for new evidence, 145. 648 INDEX. CASE, — continued. action of, when appropriate, on award, 683, 584. CERTAINTY, in award, see Award, under division Certainty. instances of, by implication, 253-256. COMMISSIONERS, acting as arbitrators, 109. when amenable to court, 109. CONCEALMENT. See Fraud. CONCLUSIVENESS, of award, see Mistake ; Award ; Akbitratok. CONDITION, precedent to validity of award, 263. by the ita quod clause, 340 et seq. (See Ita Quod Clause.) in award, effect of on validity of award, see Award, under division Finality. effect of on operation of award, see Award, under division Operation and Effect ; Performance. (See Bond.) CONSTRUCTION, of award, see Award. CONVEYANCE OF REALTY. may be ordered by arbitrator, 193. form of instrument of, should be specified, 194. order for "good and sufficient deed," 195. expense of, 195. when stipulated for in submission, 196. when award not ordering, is bad, 382. directions concerning form of, 396, 397. CORPORATION, may be party to submission, 5. in what manner may become bound by submission, 5. may submit by agents or officers, 5, 6. presumption is in favor of authority of agent or officer, 6. may be bound by counsel's submission in a cause, 19. COSTS, may be ordered to be taxed, 389. force of award only of, 414, 416, 441, 631. order for payment of, 416, 416, ' in reference, 416. proper form of order for payment of, 417. distinction between different kinds of, 622, 623, 626, 627 . of a cause, 623. reference, 623. implied power of arbitrator concerning, 623. in a cause, 623, 624. INDEX. 649 COSTS, — continued. power concerning, conferred in the submission, 624. arbitrator need give no order concerning, 624. unless directed by the submission, 624, 625. arbitrator's discretion concerning, 624, 625. may be apportioned, 625. (See Fees.) rules in United States as to power of arbitrator concerning, of ar- bitration, 627, 628. rules in United States as to power of arbitrator concerning, of suit, 628. what are, of cause, 629. rule as to, in New Hampshire, 629. to whom allowed, when not given in award, 629, 630. stipulated to abide the event, 626, 630. in what shape, may be awarded, 631. uncertainty as to, may be cured, 631. may be sued for before taxation, 577. must be taxed before trial, 577. when, need not be taxed, 577. one half of, recoverable by party paying, 577. notice of taxation of required, 577, 578. may be recovered by assumpsit, 678. COUNSEL. submission entered into by, 5. employed in cause, may submit, 15, 17. whether may submit before suit brought, 16, 17. cannot submit title to realty, 16. whether may include matters not involved in suit, 16, 17. objection to unauthorized submission by, must be promptly made, ■ 17, 18. courts seek to uphold submission by, in lis pendens, 18. formalities requisite to submission by, 18. may stipulate in submission for no exception or appeal, 19, 87. may bind a corporation client in a cause, 19. may enlarge time, 19. inference from appearance of, 19. notice of intent to employ at hearing, 130. arbitrator may refuse to hear, 130. call in, 131. consult, 170. employ, in framing award, 170, 275. but not, of a party, 276. COVENANT, action of, will lie if submission be by deed, 583. 650 INDEX. DAMAGES, for refusal to fulfil agreement to submit, 95, 96. claimable for revoking submission, 238, 239. measure of, 239. DATE, omission of, in award, 425. DEATH, of a party, see Party. of an arbitrator, revokes submission, 234. DEBT, action of, will lie for award of money, 580. if other things be included, 680, 581. will lie against executor, 580. for penalty of bond, 582. (See Bond.) averments in action of, 686. pleadings in action of, on arbitration bond, 689, 590. DEFENCES. See Pleading. in suit on promissory note left with arbitrators, 599. DELEGATION, of authority by arbitrator, see Arbitrator. (See Award, under division Finality.') DELIVERY, of award, see Award, heading Delivery. averring, 686. DEMURRER. See PLEADDsa. DISCONTINUANCE, whether effected by submission of a pending cause, 73 et seq. where submission stipulates for withdrawal of action, 75, 76. discontinuance of appeal, 76. proceeding after submission has effected a, 76. when need be ordered by award, 267, 268. is a proper order in an award, 269. (See Submission, 667.) EJECTMENT, action in, sustainable by award finding title to realty, 513. ENFORCEMENT, of award, by suit, 574. way of defence, 574, see Bab ; Estoppel. judgment, attachment or execution, 574. of award returnable to Court, by suit, 575, 576. of void statutory award, by suit, 576. of award in pais must be by suit, 576. by suit on an independent agreement to perform an award made pur- suant to a void submission, 576. method of, need not be named in award, 576. INDEX. 65 1 ENFORCEMENT, — continued. may be of part of award only, 577. by bill in equity, for specific performance, 603, 604. not where there is remedy at law, 603, 604. in equi y is addressed to discretion of Court, 604. not granted, against justice, 606. demurrer to bill for, 608. acquiescence not a necessary preliminary to an order for specific performance, 605, 606. but is basis for such order, 606. penalty is not substitute for specific performance, 606. right to specific performanci lost by time, 606. no specific performance of illegal orders, 607. unreasonable orders, 607, 608. no specific performance against strangers, 608. sustaining award by injunction, 608, 609. ENTIRETY, of award, see Award, heading Entirety. EQUITY, COURT OF interference by, on ground of mistake, 321, 323, 329, 332. to avoid award for uncertainty, 434. - fraud and misconduct are ground for bill of, 543. whether will enforce award against infant, 4. bill in, for specific performance, see Enforcement. setting award aside by proceedings in, 618-620. (See Pleading ; Practice.) ERRORS, clerical, in submission, 85. in award, see Award. ESTOPPEL, operation of award by way of, in matters concerning title to realty, see Realty ; Award, under division of Operation and Effect. need not always be pleaded, 618. EVIDENCE, power of arbitrator in respect of, see Arbitrator. to prove illegal cl^im is inadmissible, 137. test of admissibility of, 137. as to matters not submitted, 138. rejection of, under mistake, 138. admission of incompetent, by referee, 138 et seq. question of admissibility of, may be left by referee to Court, 140. reserving right of objecting to admission of, 141. need not be reported, 141. arbitrator may refuse to hear, 142 et seq., 636. but incurs danger in so refusing, 143 et seq. re-opening case to admit new, 146, 146. admission of, de bene esse, 146, 147. 652 INDEX. EVIDENCE, — continued. of appointment of umpire, 246. an award as, see Award, under division of Operation and Effect. oral award as to boundary line as, 517. in criminal prosecution award is not, 524. to establish an extrinsic fact, 413. to explain uncertainty, 435. recitals in award as, 529. erroneous manner of taking, 536. need not be taken in writing, 536. award may be given in, in suit on original demand, 590, 591. admission of party as, 602. (See TBSTiMONy.) discovery of new, as ground for vacating award on motion, 614-616, element of time in this connection, 616, 617. (See Motion.) EXCESS, of authority by arhitrator, see Arbitrator. only party injured can object to, 210. method of availing of this objection, 211-213. parol evidence of, admissible, 213. arbitrators' testimony as to, 214. may be ratified, 630. reduction of, 654, see 441, 442. EXECUTORS AND ADMINISTRATORS, may submit on behalf of the estate, 19. otherwise, however, in Louisiana, 20. whether submission by, is an admission of assets, 20 et seq. personal liability of, entering into submission, 20 et seq. by way of deoastavit, 22, 23. proper form and contents of submission by, 23. cannot submit with widow, 24. of different estates submitting claims of same party against each, 24. submission by executor of matters in which he is personally inter- ested, 24. administrator cannot submit as to realty, 25. EX PARTE, Proceedings, see Arbitrator ; Hbaring. Oommunieations, receipt of is misconduct, 534, 535. hearing statement when asked to act is not such receipt of, 535. FEES, of arbitrators, how affected by separating the award, 483. when to be paid equally by parties, 577. customarily paid before delivery of award, 625. whether should be named in award, 625, 626. order concerning, may be separated, 626. INDEX. 653 FEES, — continued. order concerning how far enforceable, 626. FINALITY, of award, see Award. FRAUD, of arbitrator, fatal to award, 539. how far erroneous or excessive award is evidence of, 539. of party, in procuring award, is fatal, 540. what constitutes, of party, 640. whether concealment is, 540, 541. question of, is of fact for jury, 641. how may be brought before Court, 641, 642. nature of presumption of, 641. how must be pleaded, 641, 542. remedy for, is by bill in equity, 543. answering allegations of, 544. is not defence in suit at law, 542. of party, is defence in suit at law, 644. averring, 687. pleading, 595, 696. in procuring submission, pleading and proving, 602. GUARDIAN, of infant, may submit for ward, 26. may bind himself personally, 25. if also parent, may combine his own claims in demand for damages for injury to child, 26. ad litem, cannot submit, 26. of lunatic, may submit, 26. limitation on power of, to submit, 26. submission concerning realty, 57. HEARING, proceedings at, controlled by arbitrator, 115. time and place of, appointed by arbitrator, 116. appointment revocable by arbitrator, 120. parties entitled to be present at, 117. notice of, must be served on party, 117. by whom must be served, 117, 118. in what cases necessary, 118, 119, 123, 125. not given to surety, 119. to attorney is sufficient, 119. what is sufficient, 120. time of giving, 120. may be waived, 121. what constitutes waiver of, 121. 654 INDEX. HEARING, — continued. notice of, availing of insufficient, 121. whether need be averred, 124. ■will be presumed, 124. non-attendance of party at, 121. ex parte, in case of non-attendance of party, 121 et seq. generally objectionable, 126. not excused by motives of arbitrator, 126. nor by irregularity of other party, 127. excusable instances of, 127. assent of party to, 128. duty of party objecting to, 129. curing objection on ground of, 129. exclusion of party from, 128. attendance of counsel at, 129-131. (See Counsel.) IMPLICATION. See Award; Cbetainty. award may be co-extensive with submission by, 351. mutual by, 382, 383, 440. allowed in construing award, 439-441. arising from award of costs only, 414, 415, 441. INFANT, submission by, is void or voidable, 4. whether award will be enforced in equity against, 4. ratification of voidable award as to, 531. (See Guardian.) INJUNCTION, award sustained by, 608, 609. INTEREST, recoverable in suit on award, 584. begins to run from demand, 584. recoverable only in an action, 584. ITA QUOD Ci^AUSE, requires award to be co-extensive with submission, 340. still retains its old force, 341. in a measure superseded by modern rules of construction, 341. (See Award.) JUDGMENT, separability of invalid order for, 468-469. enforcing award by, 674. MARRIAGE, of feme sole revokes submission, 235. MARRIED WOMAN, how far may bind herse'f by submission, 26. be bound by husband's submission, 27. INDEX. 655 MAERIED WOMA'N,— continued. may submit as to her separate property, 27. should be joined by husband in submission as to realty, 27, 28. may submit in some oases under the old English law, 28. submission by husband of, may be affected by award, 28, 29. presumptions and burden of proof in submission by, 29. MERGER, effected by award, see Award, under division of Operation and Effect. MISCONDUCT, of arbitrator, see Aebitkator, passim. demonstration of partiality is, 532. appearance of partiality is, 633. receiving ex parte communications is, 534, 535. relying wholly on statement of party is, 535. unreasonable refusal of evidence is, 536. refusing to take evidence in writing is not, 636. receiving evidence in wrong form may be, 636. refusing postponement may be, 636. taking money is, 536. buying claim is, 636. private agreement with party is, 536. of one of several arbitrators is fatal, 537. what irregularity in conducting proceedings is, 637, 538. permissive, 538. in acting upon Sunday, 538. mistake treated as, S23, 638, 639. (See Mistake.) question of, is one of fact for jury, 541. how may be availed of, 541-544. (See Pleading, Practice.) answering allegations of, 544. pleading, 696, 596. MISTAKE, in award, power of arbitrator to correct, 228, 229. by arbitrator, inconsistency of decisions as to effect of, 292. two classes of decisions, 292, 293. doctrine that award is conclusive in spite of, 293-296, 297. cases concerning, in matter of law, 297-299. exception to general rule in matters of law, 299, 300. cases covered by, 300. general rule affected by stipulations in the submission, where award is required to accord with law, 300-303. construction of such stipulations, 301. power given by award to Court to interfere for, 303 et seq. 656 INDEX. MISTAKE,— continued. how such power may be given, 804 et seq. by statement of intent to be governed by law, 305, 306. by stating grounds of decision, 307-310. statement must be embodied in award, 309, 312, 313. rule in England, 310. suggestion of a distinction, concerning effect of stating grounds, 311. not, by statement of facts, 311, 312. question is of arbitrator's in- tent, 313, 314. under submission of question of pure law, immaterial, 314. whether by professional or non-professional arbitrator, immaterial, 315. in matter of fact, effect of, 316 et seq. where, prevents fair exercise of judgment, 316-320. by arbitrator concerning contents of award, 320. in law or fact, held in some cases a ground for vacating the award, 320 et seq. character of tribunals asserting this doctrine, 321. interference of equity, 321. acknowledged by arbitrator, 323, 324, 325, 329. construed as misconduct, 324. acknowledged by referee, 329. by arbitrator, on his own principles, 326. in the nature of clerical errors, miscalculations, &c., 326-330. must appear on face of award, 329. or be acknowledged, 329. corrected by recommitment, 333. cannot be corrected by Court, 330, see 328. by variance in duplicate awards, 330, 331. whether available in defence in suit at law, 331, 332. on motion to set aside award, 332. by recommitment, 333. (See Kecommitment.) evidence of, not apparent on face of award, 336 etseq. testimony of arbitrator to show, 336, 337. promise to correct, 338. pleading, 695, 696. MOTION, vacating award by, 611 et seq. when proper, 611 et seq. proceedings upon, 612. on ground of misconduct, fraud, or partiality, 612, 613'. not allowable if award be wholly void, 613, 614. must be in open court, 614. INDEX. 657 MOTION, — confirmed. discovery of new matter may be ground of, 614-616. but is not always so, 614, 615. affidavits as to such discovery, 615. MUTUALITY, is wanting where infant is party, 5. (See AwAED, under division Mutuality.) NONSUIT, effect of an award ordering, 269. NOTE, award by promissory, of party, 269 et seq. character of such a, 270, 271. generally valid, 272. but invalid if award be void, 272, 273. recovery back after payment of invalid, 273. defences to such a, 599. NOTICE, of hearing, see Hearing. pleading concerning, 124. presumption concerning, 124. availing of want of, 124, 125. of intent to employ counsel at hearing, 129, 130. of revocation, 231. of award is needless, 290. when should be averred, 688. OATH, by arbitrator unnecessary, at common law, 100. required by statute, 110, 111. omission of, 111, 112. form of, 112. dispensed with by parties, 112. presumption as to, 112. need not be averred, 113. whether omission of, can be shown collaterally, 113. of umpire, 113. of witnesses, power of arbitrator to administer, 131. referee to administer, 131. administered by magistrate, 132. when imperatively required, 132. unauthorized administration of, 132. waiver of, by parties, 133. form of, 134. OFFSET, power of arbitrator to admit matters in, 209. ■ award must specify amount of, 351. 42 658 INDEX. OFFSET, — continued. when award may be pleaded in, 508, 509. OVERSEERS OF THE POOR, power of, to submit claims of pauper, 7. PARTNERS, generally held not to be able to bind each other by submission, 7. but may be authorized to do so, either directly or inferentially, 8, 12. one, may bind only himself, 8, 9. one not bound by submission or award may yet be concluded by execution of the award, 9. whether one authorized to sue, can therefore submit, 9, 10. power of arbitrator in disputes between, 186 et seq. (See Akbitkator.) death of one, 233. award not arranging dissolution between, 386. what constitutes sufficient arrangement of dissolution between, 887. PARTNERSHIP. See Partners. certainty in award settling, 411. PARTY, who may be, to submission, 3, 4. really in interest must be joined in submission, 29. each, of record, must join in submission of suit, 33. under duress cannot submit, 33. (See Submission.) generally entitled to notice of hearing, 117. (See Hearing.) when not entitled, 123, 125. non-attendance by, 121 et seq. entitled to time to examine evidence, 123, 124. effect of admissions by, 128. is competent witness, 141. death of a, revokes submission, 233. after award made, 234. lunacy of a, revokes submission, 236. reservation of judicial power to, avoids award, 394. performance by representatives of deceased, 553. PERFORMANCE. of award, is waiver of precedent defects, 174, 175. of inoperative orders in award, 483. as preliminary to right to plead award in bar, 606, 590-692. of condition precedent before pleading award in bar, 607. when duty of, accrues, 645, 646. colorable, is bad, 546. according to intent, is sufficient, 547. reasonable intent, is sufficient, 647. how made of award ordering payment, 548. PERFORMAlSrCE, — continued. of award ordering payment of rent, 548. suit to cease, 549, 554. party not to prosecute, 649. execution of deed, 649. by whom deed must be prepared, 649-551. whether request for, is necessary, 552. request for, if made, must follow award, 662. may be made by agent, 553. obligation of, created by tender, 663. to a stranger, 653. to and by representatives of deceased party, 663. of award in excess of authority, 554, see 441, 442, ordering indemnity, 564. acquittance, 554. not always necessary as preliminary to suit, 665, 666. necessary, before suit brought, of dependent or concurrent orders or of conditions precedent, 507, 556-558. when made condition precedent, 658, of impossible orders, not required, 559. where impossibility results from act of party, 669. of award in alternative, 660. of unenforceable orders, 560. need not be by arbitrators in person, 660. status of the award after, 561. delivery of security for, 561. pleading, in defence, 697. specific, see EiSTPokcbmbnt. PLEADING, pendency of arbitration at time of suit brought should be pleaded in abatement, 79. concerning oath of arbitrator, 113. notice of hearing, 124. excess of authority, 211-213. revocation, 239. concerning delivery of award, 283, 284, 285. uncertainty in award, 434, 435. where separation of the good part of the award from the bad part is sought, 484. award in bar to matter not nominated in it, 505, 606. (See AwAKD, under division of Operation and Effect.') estoppel by award need not always be pleaded, 518. fraud or misconduct is not subject of demurrer, 541. are personal charges, 641. cannot be pleaded in defence, 542. are ground for bill in equity, 543. 660 INDEX. PLEADING, — continued. in answer to allegations of fraud or misconduct, 544. fraud of party is defence in suit at law, 544. count for revocation may be joined with count on award, 583. what averments are necessary in pleading an award, 584-587. in setting out the submission, 584. nature of controversy, 586. in averring order of court, 585, readiness in time, 585, 586. appointment of third arbitrator, 685. delivery, 586. invalijdity, 686. request of performance, 689. fraud or misconduct, 687. notice, 688. demand, 688, 589. what averments are needed in setting forth the award, 587. part only of the award, 588. parol award, 689. noprofert of award is needed, 588. plea of " no award," 592-595. that all matters are not decided, 596. of fraud, misconduct or mistake, 595, 596. illegality in the matter submitted, 696, 697. performance, 697. statute of limitations, 697, 598. revocation of submission, 598. marriage ot feme sole, 698. oral waiver, 598. oral alteration, 598. plea that award was not ready, 699. cause of action was not submitted, 699. when a demurrer is proper, 599, 600. demurrer to bill for specific performance, 608. contents of bill to set aside award,, 620. demurrer to such bill, 620. making an arbitrator a defendant in such bill, 620, 621. (See Assumpsit ; Debt ; Case ; Covenant, &c.) PRACTICE, how to avail of want of notice of hearing, 124, 125. availing of objection that all arbitrators did not act together, 154. discharging rule of reference on withdrawal of a referee, 160. method of availing of objection of excess of authority, 211-213. non-delivery of award, 284, 285. that award is not co-extensive with submission, 361. want of finality, 406. INDEX. 661 PRACTICE, —continued. ■ method of availing of want of certainty, 434, 435. where the good and bad parts of the award are to be separated, 484, 485. burden of proof under plea of award in bar, 506. execution of the submission if denied must be proved, 600. what is sufficient proof of, 600. if submission be lost, 601. ruled out, 602. by evidence of part performance, 502. admission of party, 502. pleading and proving fraud in procuring submission, 602- setting aside award on motion, see Motion. (See Assumpsit ; Debt ; Casb ; Covenant, &c.) PRESUMPTION, is in favor of authority of agent making a submission, 6. regularity of statutory submissions, 48, 49, that all claims submitted have been presented, 79. that oath was administered to arbitrator, 112. that notice of hearing was given, 124. that all the arbitrators acted together, 161. that arbitrator has not exceeded his authority, 179. to sustain award as to future action of parties, 201. of arbitrator's performance of condition precedent, 277. of readiness of award for delivery, 279, 283, 284. as to award of particular thing under general submission, 350. that award is co-extensive with submission, 348, 350, 362. where award purports to be de et super pramissis, 362. is not conclusive, 363. but shifts burden of proof on impeaching party, 363. cases showing rule of favorable, 363 et seq. in doubtful cases, 365. favorable, not always admitted, 365. always in favor of validity of award, 446, 447. that arbitrators have performed their duty accurately, 447. limitations upon the rule of favorable, 448. that award does not decide matters not submitted, 367. arising out of award of general releases, 367, 368. of the existence of facts establishing certainty in an award, 411, 412. strengthened, if award be de et super prcemissis, 412. in award concerning boundaries, 444. where award and submission differ, 445. favorable will be made to aid separability of award, 478-480. of fraud, 539, 540, 541. to aid award uncertain as to costs, 631. PUBLICATION, of award, see Awabd. 662 INDEX. EATIFICATIOlSr, of submission made oy unauthorized agent, 13. is made by acting on the award, 13. allowing proceedings to continue, 14. cannot be made by agent to submit, 15. of award, 529-532. (See AwAKD, under division Battfieation.} REALTY, questions concerning title to, may be submitted, 54, 65. but not in New York, by statute, 55. award concerning, of religious corporation, 4. submission of value of, taken by railroad company, 5. submission as to, does not bind vendee without notice, 14. title to, cannot be submitted by counsel, 16. administrator, 25. submissions concerning title to, are nicely construed, 55 et seq. conveyance of, may be ordered by arbitrator, 193, 1&4. (See Conveyance.) award disposing of interest in, must be in writing, 257, 258. with what degree of certainty award must describe, 428-431. title to, not vested by award, 511, 512. award confirming title of, does not require deed, 518. by whom deed of, is to be prepared, 549, 551. specific performance of awards concerning,. 603, 604. RECOMMITMENT, extending referee's authority by, 224. to correct acknowledged error, 329. clerical error, 333. for substantial alteration, 333. formal alteration, 334. ascertaining costs, 334. functions of arbitrator after, 334, 336. granting,, is in discretion of Court, 335. must generally be of whole ease, 335, 336. REFEREE, substitution of new, 84. judge cannot appoint himself, 105. action of, in admitting or rejecting evidence, see Evidence. applications to, {(X adjournment, 148. (See Adjournment.) mandamus to compel, to proceed, 160. majority of, may report, 164. authority of, extended as to time by a recommitment, 224. need not report evidence, 278. (See Arbitkator, passimJ) REFERENCE, in Us pendens. wherein different from submission, 49. INDEX. 663 REFERENCE, — continued. confusion between the two, 49. construed to be, by phraseology, 69. general submission cannot be made a, without consent, 49. will not discharge bail, 81. may be changed into submission by acts of parties, 68. of matters not properly referrible, 68, 69. in cross actions, 81. power of arbitrator in, 205. substitution of new referee in, 84. enlargement of rule of, 8,5. by rule of Court, irrevocable, 232. (See Arbitration; Award; Submission, pamm.) REFUSAL, to act, see Arbitrator. to perform preliminary acts, 236, 237. RELEASE, may be ordered by arbitrator, 192. too extensive, may be cut down, 192. bad orders for, 193. form and time need not be designated, 193. when need not be ordered in award, 267. effect on construction of award of ordering general, 367, 368. conclusiveness of award, of ordering general, 493. order for exchange of, makes award mutual, 379. but not if release runs wrongly, 381. construction of orders concerning, in the matter of separability, 462, 465. may be executed to a stranger, 653. execution of mutual, does not preclude inquiry into validity of award, 619. REPORT, time for returning, 225. effect of setting aside, 338. vacating in Us pendens, 619. RESTRICTION, of language of award, 441, 442. when not allowed, 442, 443. REVOCATION, of time set for hearing, 120. by reason of delay of arbitrator, 226. in fact and in law, 229. time of making, 230. stipulation that submission shall be irrevocable, 230. by one of several who jointly constitute one party, 230. by consent of all concerned, 231. must be notified to arbitrators, 231 . 664 INDEX. REVOCATION, — continued. when cannot be lawfully made, 231, 232. none, of reference by rule of Court, 232. formality requisite to valid, 232, 233. by death of party, 233, 234. one of several persons constituting one party, 234. arbitrator, 234, 235. by marriage of feme sole, 235. lunacy of a party, 235. arbitrator's refusal to act, 236. institution of suit, 236. neglect to perform necessary preliminaries, 236, 237. a stranger, 238. Congress, 238. agent, 238. damages may be claimed for, 238, 239. pleading, 239. pro tanto, by withdrawal of some matters, 843. what constitutes such withdrawal, 343. count for, may be joined with count on award, 583. pleading, 598. RULE OF COURT. See Submission ; Rbfbkencb. SEAL. See Submission. not needed on award, 259. unless required by submission, 261. SECURITY, must be certainly described in award ordering it, 432, 433. separability of order for, 457, 458. for performance of award, 561. SELECTMEN. power of, to submit for town, 6. SEPARABILITY, of award, see Award. SET-OFE. See Offset. SETTING ASIDE. See Motion ; Practice ; Pleading ; Equity. SPECIFIC PERFORMANCE. See Enforcement. STATUTES, concerning arbitrations do not abrogate common law right of sub- mission, 43. but otherwise in New York, 43. submissions defective under, may sometimes be upheld as good at common law, 44. but not always, 48. construction of certain requirements of, as material or immaterial, 44 et seq. presumption is in favor of conformity with requirements of, 48, 49. INDEX. 665 STATUTES, — continued. specifying subject-matter of submission, liberally construed, 57-59. award under, see Awaed. STRANGER, to submission, is beyond arbitrator's authority, 202 ef seq. orders for advantage of, may be good, 203. order that act be done by, is generally void, 203. but not always, 203, 204. requiring party to procure acts to be done by, 204. award ordering payment to, may be mutual, 883. reservation of judicial power to, avoids award, 393, 397. operation of award in respect of, 519-522. (See Award, under division Operation and Effeet.") may acquire rights under award by assignment, 523, 524. no specific performance by, 608. SUBMISSION, is a contract, 3, 36. definition of, 36. parties to, must be competent to contract, 3. must have power over subject-matter, 3, 4. by an infant is void, or voidable, 4. corporation may be party to, 6. manner in which corporation may become party to, 5, 6. by counsel, see Counsel. selectmen, 6, overseers of the poor, 7. partners, 7 et seq. (See Partners.) by agent, 10 et seq. (See Agent.) by owner of realty does not bind his vendee without notice, 14. executors and administrators, 19 et seq. (See E. and A.) guardian, 25 et seq. (See Guardian.) married woman, see Married Woman. husband, see Married Woman. United States District Attorney, 80. assignees in bankruptcy, 30. bankrupt, 80. by persons having joint interests, 31. parties really in interest should be joined with the nominal parties in a, 29. all parties to the record must join in, of suit, 33. by divers persons of the one part, construed severally, 31. may bind some and not others of persons engaging severally, 31, 32. several bonds may create but one, 32. 666 INDEX. SVBMISSIO'R,— continued. may bind those who sign, though some named do not sign, 32, 33. by party under duress is invalid, 33. what furnishes sufficient basis for, 36. only matters inherently doubtful can be subject of, 36 et seq. not making up accounts, 37. or estimating work, 37, 38. or surveying boundary lines, 38. reference " to see whether" work is done, is not, 39. how far agreements for appraisals are, 39 et seq. certain distinctions, 41. appeal to recollection is not, 43. may be at common law or statutory, 43. the two forms are collateral, 43. defective statutory, may be good at common law, 44. but not if defect be substantial, 46. and some Courts" refuse to do this, 48. what defects are or are not substantial, 44-47. degree of particularity in statutory, 47. effect of superfluous formality in statutory, 47. courts seek to uphold statutory, according to apparent intent, -47. presumption is in favor of validity of statutory, 48, 49. statutory may contain stipulations in addition to statute, 72. by order of Court, see Referbnce. may be oral, written, and under seal or not, 50. oral, are generally valid, 50, 52. but not if contract as to subject-matter must be in writing, 50. when must be in writing, 50, 51. when seal is needed upon, 51. verbal, of claim for dower, is good, 52; no formalities required in, 52. implies agreement to abide by award, 62. must be certain, 63. but if uncertain may be cured by award, 63. deficiency will be supplied, if possible, 61-63. bad in itself may be cured by conduct of parties, 63. may be by indenture, 53. or by bond, 53. all civil matters are a subject of, 53. criminal or illegal matters not generally a subject of, 63. dower is subject of, 54. divorce suit is subject of, 29. owelty of partition is subject of, 64. ejectment suib is subject of, 64. single item may be subject of, 64. whether actions on penal statutes may be subject of, 54. questions of pure law may be subject of, 64. INDEX. 667 SUBMISSION, —coni!mMei. future rights may be subject of, 54. questions concerning real estate may be subject of, 54. statute to the contrary in New York, 56. boundary b'nes may be subject of, 55. concerning title to realty, nicely construed, 65-57. construction of statutes concerning, see Statute. will be comprehensively construed, 69, 60. but will not be stretched by forced construction, 64. of " a claim," 60. documents to be considered in construing, 61. requiring act to be done under direction of arbitrator, 60. in writing, invariable by parol evidence, 63. supersedes prior agreement, 63. priority in a duplex agreement of, 65. extent of a general, 65-67. general, does not include old and settled disputes, 66. substantial fulfilment of conditional, 67. effect of fulfilling condition of, 67. construed as conditional, 67. of a cause, 69. extent of, 70. includes all possible amendments, 70. involving examination of account, 71. operation on previous errors, &c., 71. may be extended to alien matters, 72. so extended, does not relate back, 72. effect on jurisdiction of Court, 72, 73 et seq. in separate actions, 72, 73. whether works discontinuance, 73 et seq. (See Discontinuance.) interrupts the power of the court, pro tempore, 76, 77. takes away power of court as to costs, 77. when takes away right to appeal, 78. when supersedes power of court, 78. irregularity prior to, 78. effect of, on right of action, 79. making, a rule of court, 80. alteration of, SI. oral, 81. alteration of written, 82. by specialty, 82, 83. by extending time named, 83, 84. (See Time.) withdrawal of some matters, 343. (See Revocation.) by substituting new arbitrator, 85. 668 INDEX. SUBMISSION,— continued. suit upon, after alteration, 85. clerical errors in, 85. how long remains in force, 86. not binding a party, fails also as to others, 86. containing stipulation not to appeal, 86, 87. revoke, 230. to abide by award, 87. scope of, in certain cases, 181-184. ceasing to bind a party, 240. reservation in, requiring award to be according to law, 300-303. containing ita quod clause, 340, 341. proving execution of, 600. (See Peacticb.) SUBSTITUTE, appearing and proceeding before, 172. arbitrator's power to name, 205, 206. SUIT, on award, performance as preliminary to, see Pbrfobmance. award as basis of, 574. (See Enforcement.) may be brought immediately after publication, 577. for costs before taxation, 577. (See Costs.) SUNDAY, award made on, is void, 638. order for payment on, is good, 538. SURETY, not entitled to notice of hearing, 119. released by award extending time, 622. TENDER, under award, creates duty of performance in return, 553. TESTIMONY, Of Arbitrator. to show mistake in award, 336, 337, 570. award not co-extensive with submission, 361. correct uncertainty, 435. inadmissible to alter, correct, or explain award, 662, 663. as to extrinsic facts, admissible, 564, 565. grounds of decision, inadmissible, 565, 566. cannot be compelled, 569. admissions by a party, 566, 567. incompetent to show non-oonourrenoe in award, 668. incompetent to show misunderstanding of contents of award 668 admissible in case of fraud, 670. as to proceedings, 670, 571. INDEX 669 TESTIMONY, — continued. admissible as to what was presented, 571. in difference, 572. making of parol submission, 572. of party, as to what was submitted, 599. See Evidencb. TIME, enlargement of by counsel, 19. presumed from appearance of counsel, 19. extension of, named, 83, 84. by acts of parties, 84, 224. by recommitment, 224. acknowledgment of submission after, 84. of hearing, see Hearing. waiver of stipulations as to, 173. construction of language concerning, 225. reasonable, allowed where none is named, 225. award invalid unless made within named, 261. effect of not naming, of performance, in award, 424, 425. in respect of concurrent or interchangeable acts, 445. "^n connection with discovery of new evidence, 616, 617. TITLE^T". to personAlt-^_effect of award to vest, 509, 510. to wife's chattels', eBtat of award to vest, 510, 511. to realty, effect of award to vest, 511, 512. by award of commissioners, 512. ^-■ (See Realty.) .^•'* TRESPASS, award Cnding.tille or settling boirj^f&ry is defence in, 515, 616. UMPIRE, X. -"' differs from a third arbitrator, 241. power to choose, 242. unauthorized choice of, 242. how to be appointed, 242, 243. at what time may be chosen, 243, 244. appointment of, does not conclude arbitrator's authority, 244, 245. source of power to appoint an, 245. nomination of substitute, 245. appointment of, by parol, 245. evidence of appointment of, 246. duty of, to re-hear case, 246 et seq. submission to " two and their," 248. _v;aluation, making, is a judicial act, 392. VERDICT, seperability of an invalid order for, 468, 469. 670 INDEX. WAIVER, of previous errors, &c., in a cause, by submission, 71. of right of appeal or exception, 86, 87. of objections to competency of arbitrator, 102, 103. by reason of attorney's knowledge, 104. of notice, 121. what constitutes, 121. of objection to ex parte examination, 129. of oath of witness, 133. of irregularities in proceedings before arbitrator, 171. must be accompanied by knowledge, 171. by appearing and proceeding, 171 et seq. not always thus effected, 173 et seq. by silence, 172. of defective execution of bond of submission, 172. of stipulations as to time, 173, 224. is a question of intention, 173. of stipulations as to form of award, 174. of all precedent defects, by performance of award, 174. of a departure from the scope of the submission, 175. of unauthorized choice of umpire, 242. of strict compliance with statutes as to award, 26£, of actual delivery of award, 281. i«»..ji-'**~""' of beneficial provisions in bad part of award, 482. pleading oral, v-f submission, 698. WITNESS, oath of, see Oath. forcing attendance of, 134. . when protected, like a witness 'n lis pen'^sr.s, 134. extent of such protection, l.'^i. party, or person interested, may be, 141. admission of an incompetent, 142. number of, may be limited by arbitrator, 144. (See Arbitrator.) death of, during adjournment, 149. not needed upon award, 259. unless required by submission, 261. Cambridge : Press of John Wilson & Son.