33 S6'5" tf ovucU IWwsitg Ipttatg BOUGHT WITH THE INCOME FROM THE SAGE ENDOWMENT FUND THE GIFT OF BcntQ W. Sage 1891 JL£0£££ __%4jfa Cornell University Library PR 33.S55 Analytics of literature, a manual J°' J*] e 3 1924 013 352 053 Cornell University Library The original of this book is in the Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924013352053 HHltlltam Hfotgfjt OTjitneg AND 2Rjomaa l&agnegfotti 3Loutusburg IN MEMORY OF GUIDANCE AND INSPIRATION THROUGH MANY STUDENT YEARS Analytics of Literature A MANUAL FOR THE OBJECTIVE STUDY OF ENGLISH PROSE AND POETRY BY L. A. SHERMAN Professor of English Literature in the University of Nebraska BOSTON, U.S.A. PUBLISHED BY GINN & COMPANY 1893 Copyright, 1893, By L. A. SHERMAN. All Rights Reserved. Typography by J. S. Cushing & Co., Boston, U.S.A. PRESSWORK BY GlNN & COMPANY, BOSTON, U.S.A. PREFACE. The manner in which I was led to develop and use in teaching English Literature the method outlined in the following pages is too long a story to tell here. For a long time I had been con- vinced that an objective plan was best, but failed in attempts to devise one until some six years ago. Finding then a substantial principle on which a system of analysis might be based, I ven- tured several experiments with it upon classes in the advanced study of prose authors. The results were extraordinary. Students not only learned much more of the subject proper than I had ever expected or required in former years, but in a few weeks radically altered their own styles. Those accustomed to write in a lumbering awkward fashion began to express themselves in strong, clear phrases, and with a large preponderance of simple sentences. After the analysis contained essentially in the prose chapters of this volume had been worked out, the poetic side of literature was taken up. Would the objective method answer as well here ?- With considerable confidence of its success I began experimenting as before. The results were even more surprising. Students apparently without taste for reading, or capacity to dis- cern common literary excellencies, were enabled to appreciate and enjoy poetry as well as the best. Bright scholars were also in their way benefited not less than the undiscerning. Things vague were made definite. Grounds of judgment before indeterminate or hidden were made plain. Criticism was rendered confident ; and no little enthusiasm was aroused. On account of unqualified sue- VI PREFACE. cess with the mode, and not only in my own teaching but of others who have tried it in ways different from mine, the resolution was formed to prepare this manual, — primarily for personal use, and also for others who may wish to try the plan. 1 With a little theorizing, the results just described were seen to be in no way either singular or remarkable. They were simply what they should be, and just such as had been and were being achieved abundantly elsewhere. Twenty years ago the college study of Physics and Chemistry consisted of recitations in assigned pages from a text-book, just as in Greek Grammar and Metaphysics. At times the students were called together to witness experiments carried on by the professor, while the class remained on the other side of the laboratory table. Of course this instruction, if of some value to the best scholars, who could by imagination supplement and deepen the impressions derived, was of no use to slower minds, — we can all see why. It assumed that it was possible to make the laboratory experiences of the "instructor answer for the laboratory experiences of the student. Little by little this assump- tion has been given up. Not only Physics and Chemistry and Botany, but also Zoology and Geology, and, following their lead, History and Economics and Psychology, have gone over from theoretical and dogmatic to experimental modes of teaching. The results have more than justified the change. Plodding, ungifted students, by taking pains, and by being led through all the con- secutive processes, have been enabled to acquire the scientific consciousness like their betters, and, indeed, to become practically just as good analysts and electricians and assayers as their in- structors themselves. It is no longer a question of gifts o/ genius, except in theoretical lines and in dealing with unsolved problems. Science has, in its method of substituting experiments and expe- riences for second-hand knowledge, found a means of bridging the chasm between exceptionally endowed and mediocre minds. i Those interested to know more concerning the genesis of the method will find the main facts told in the University Studies of the University of Nebraska issue for July, 1892. PREFACE. vil For reasons identical with the above, various other subjects as History, Mathematics, and Economics have come to be taught in the same way as the sciences. The scientific method has in each case been found to be the best, simply because it is nature's way, and the parent's way, and the way men learn their trades and crafts and callings in practical life. The professors of Chemistry and Physics and Geology, considering the closeness of their contact with the industrial world, have been slow in recognizing and appro- priating its advantages. The earliest scientists were as scholastic and professional as college fellows. Hence it has happened that subjects farthest removed from the common touch have lingered longest in purely academic methods. There can be little question that literature remains at the end of the list, though there have been material advances. In a general way it has long been recog- nized, even by those not specialists in the subject, that there is little profit in requiring students to memorize observations from text-books about literature, or biographies of authors, or circum- stances under which masterpieces have been composed. Clearly they must go to literature itself; they must get their acquaintance with books and authors and circumstances as nearly as possible at first hand. They are therefore sent into the library to find out things for themselves, — as they should be. But, among students set thus to study literature in its pure forms, only those quick to per- ceive principles and merits intuitively have thus far consciously or unconsciously gotten much from the subject. The slower of per- ception are not helped to find the implied processes. Especially has this been true of poetry. There has been little success in teaching this except to such as have already felt its power, and, so far as my observation goes, little attempt to teach it otherwise than intellect- ually. In average college classes, hardly more than fifty per cent of the students have any taste for poetry beyond a burlesque ^neid or the Hans Breitmann Ballads. All their training has been essen- tially intellectual. The theory of higher education assumes that there is no direct means of reaching the sensibilities, but that through addressing the understanding directly they may be aroused viii PREFACE. to some exercise indirectly. Hence, of all young men in the world of equal privileges and knowledge the academic undergraduate, except for causes outside of the curriculum, is most elementary in his emotional culture. Every day of his residence at the university contributes to the disproportion between the intellectual and the emotional powers of his mind. But polite literature is in the last analysis emotional ; and all its charms and message must be spir- itually discerned. The first requisite, therefore, in teaching literature, would seem to be some certain means of reaching and engaging the sensibilities more directly. So far as their exercise is called for in teaching science the method in general use assures it. By it each student acquires not only systematic knowledge concerning the aspects and nature of the phenomena considered, — which is of the understand- ing, but also experimental knowledge of each quality and process, — which is of the feelings and becomes a part of himself. All this is of course trite enough to teachers well-versed in the theories of their work. I take it the most of us, who have been trying to interest young men and women in the masterpieces of our litera- ture, know well enough wherein our methods fail. It is no wonder that the most eminent teachers in this department throughout the country are by no means agreed as to how better results may be secured. New suggestions and expedients are put forth constantly by enthusiastic and progressive instructors, all no doubt of value, but wanting that major principle which they might supplement or assist. The method generally in use in our best colleges is a com- bination of the philologic and the scientific, the one adapted from the study of the classics, the other borrowed from the laboratories. Both are excellent as far as they go, but neither reaches further than the intellect. It is well and necessary to study into the forms and language an author uses, but only as the means to an end, and not an end it is to be taken for granted the student must or will compass of himself. I have never found pupils capable of doing anything of the sort, and do not believe that such exist. As to the influence and worth of a given author, students PREFACE. ix are set to find what has been thought and written concerning him, just as concerning questions of fact in a German seminar of His- tory. There is not the slightest question that such work and much of it has its use in the study of literature, but not as the means of finding out the quality and power of a Browning or an Emerson. That is not a question of fact to be made out through other men's observations and judgments, as of historical happenings ages ago. It is a matter of personal discernment, and all the data are present in the pages of the author himself. What the critics say about proportions and kinds of excellence is like what the professor of Chemistry used to say when he talked to his classes from over the experimenting table. The students must be called in to get their own experiences of each degree and quality in some way for them- selves. No other man's impressions may take the place of ours. We may weigh, compare, and accept or reject, but must first have impressions or judgments of our own, or we shall be dealing with unknown quantities. The paramount business in the teaching of literature is to enable the student to have first impressions, to develop in him the power of independent observation and judg- ment ; to show him how to discern and interpret every manner of excellence and beauty for himself. With the scientific method, as most of us have used it, there is apparently another defect. In our literary laboratory there is no talk about elements. Organic compounds are taken for granted and treated as ultimate phenomena, without much recognition that there may be ' inorganic ' or less complicated forms of the same kind, as well as constant ultimate elements whose presence in new proportions and new combinations make up all differences ob- served. It is as if there had once been, or should be, an effort to teach Chemistry without recognition of the unlike molecular Constitution, we will say, of spring water and coal tar. In other words, Chaucer and Shakespeare are considered simply as Chaucer and Shakespeare, with no reference to the fact that there must be in both common constituents and factors which, in differ- ent frequency and degrees of potency, make up the very diverse x PREFACE. effects of their respective poetry. The same must be true also of our prosaists. The differences between the style of Newman and De Quincey can be analyzed out through inventorying all points of sentence structure, as also each element or item in the character of their respective terms, phrases, and figures. The aim of the present manual is simply to remedy, so far as may be, the seeming defects in the teaching of literature just considered. It is in no sense a substitute for the various text- books on the subject now in use. Its purpose, more particularly, is not only to render somewhat of the higher interpretation of literature possible to such as have little normal bent towards letters, but likewise to enable the better gifted to understand more definitely and confidently their own processes. It essays to make criticism begin on less vague and more exact foundations. There is no desire or expectation to render the art of criticism a popular accomplishment, but to recognize and distinguish its objective from its subjective aspects. The first judgments of an expert critic depend on observation, often unconscious, of certain outer and material characteristics. The commonest student can be taught to do thus much through proper comprehension of first principles. He may never tread the higher walks of subjective criticism, — though he may do even that, — but he will at least appreciate the work of those who render this rare service, and his culture will be vastly enriched and broadened withal. This is not a volume, moreover, to be merely read. Each topic and point must be diligently and thoroughly worked out to a personal solution. The discussion in each chapter is in the nature of a condensed lecture preparatory to experiment and verification in the given analysis, and should be carefully expanded and if need be further elucidated by the teacher. It seemed unnecessary to swell the contents of the volume by treating the various topics more diffusely. The text-pages of the volume proper are adapted alike to students of higher or lower grade, and the discussion so far as left incomplete is continued in Notes provided in an appen- dix. To aid teachers not acquainted with laboratory methods, PREFACE. XI hints and suggestions how to set the student at work for himself are appended to many chapters. The usual manual study of literature alone is presupposed; and classes that have not yet undertaken so much as this, if of the ninth or any higher grade, may very profitably be given, in a more or less simplified form, the earlier prose as well as poetic chapters. Indeed, there is no lack of evidence that the first school work in literature should be solely of this objective kind. In the study of literature perhaps more than in most subjects besides the teacher must first get the sympathies, the feelings of his class aroused. The students will then do anything he may require, and much more that is not asked for. If a minute study of references is to be exacted, or the English of some author to be looked into, the pupils can be held to enthusiastic work after they have felt his power, but not before. There must in no case be omission or abbreviation of steps. Though some scholars may learn the knack of analysis by merely observing others, it will be best, as is insisted on in all experimental subjects, that they do each process formally. Thework laid out in the last of the book may seem too tedious to beginners with the mode, and the ' Sugges- tions to the Teacher' have been prepared rather to meet the wants of those that will wish to compass the book in a general way than for such as may prefer to go through a few topics ex- haustively. Chapters VI., VIII., X., and XIII. might alone fur- nish a year's work. The book is intended, if used in a connected survey of the subject with classes of college rank, to furnish three exercises per week through two semesters. That in itself seems much, but is no more than is given to laboratory practice in elementary Chemistry or Physics, and that but introductory to two or four semesters of undergraduate study in these subjects. The use of curves in the exhibition of results is strongly recom- mended. With average classes the teacher will find them of great advantage not only in making a passing difficulty easier, but also in developing in the student a quick sense of forms and qualities, or what one might call the literary consciousness. It xil PREFACE. will be found convenient to have a blackboard painted into squares, after the fashion of profile paper, that the several curves for a given passage may be exhibited together. It is a common notion that the average boy or girl of the earlier high-school grades can have little understanding or appreciation of the phrases and turns of poetry. This so far as figures are con- cerned is doubtless true, but it is by no means true of poetic ex- pressions proper. Pupils of those years have not yet learned to carry the sense quickly of the common-prose they read aloud in school exercises. The fault is not with the imaging faculty as such, which is never more active in later life than now, but with the power to use it at another's instance. In other words, phantasy is at first chiefly spontaneous, and they have not yet learned well how to use it determinatively. In the first exercises of this vol- ume the teacher will find that young pupils will begin distinguish- ing poetic from prose words by mere intellectual inference. In their use of books they are accustomed to deal chiefly with logical terms, and readily detect such as are not of that sort. A few days' practice will enable them to test directly by the emotional intension of words ; and through exercising this species of discern- ment they will grow rapidly in taste and power to respond to poetic quality. The secret of the process, so far as there is any secret, is in thus using the element of consciousness. Any impres- sion communicated to the sensibilities will be very vague and in- effective until brought definitely to the notice of the mind. In general, the method, if tried intelligently and fairly, will discover to those who suppose they have no taste for the best literature that they have such taste ; and it will make those who have never found anything in poetry both feel and know something of its power. At various times in the development and first use of the present method it seemed to me beset with manifold objections, some of which will no doubt offer serious trouble to many to whom the idea is new. Will not the mind, through such analyses, become too conscious of ' associational words,' or 'tropes,' or 'effects,' or other elements, for best enjoyment of poetry as a whole ? Here PREFACE. X1I1 would seem to be an objection indeed, and I must confess I expected some such results with matter-of-fact minds. But quite to the cqntrary I have seen no instance in which literal logical intellects have not been spiritually quickened like the rest. I di/1 not remember I had known eminent chemists who, one might naturally suppose, were as conscious of the chemical constitution of things as Bunsen himself, yet never appeared to b e interfered with in appropriating toothsome morsels by any thought of the intricate carbon compounds they were swallowing. There are always theoretic objections, like the New England farmers' opposi- tion to the introduction of locomotives, that are practically of not the slightest moment. There is a very natural antipathy to treat- ing aesthetics by scientific methods. Yet there is in the nature qf things no reason why we may not as well analyze the tissues of human speech and thought as the tissues of the human bqdy. Within a generation science has been broadened by the use of imagination, and there is no good reason why aesthetics in turn should not have the material aid of facts and statistics. Both are equally modes of search for truth, but truth is always first found in applied and concrete forms. Not that one man's figures can be weighed against another's, for one word in the one may be equal to a volume of the other ; not that one man's force can be expressed in terms of another man's force. It makes little differ- ence what proportion of elements is found in any author, so far as other authors are concerned. It is the experience of the find- ing that makes the student expert in judgment. No poem can in any sense be equal to another poem, for everything of worth in art is wholly unique. But that is no reason why we may not study out stroke by stroke, in somewhat of a scientific spirit, the pur- pose and meaning of great paintings, as has been done for ages. Even the sources of power in music are beginning to be inquired into through like analytic means. I have noticed with pleasure essentially the same course of interpretation in a series of papers on 'Impressions of Beethoven's Sonatas,' by Frederick Horace Clark, in Vol. I. of Music. XIV PREFACE. Perhaps some excuse will be expected for introducing the chap- ters on Shakespeare and Browning. Of course there are those who do not believe that any minds worth considering ever meet with difficulty in comprehending or interpreting the art of Shake- speare. On the contrary, I must beg to believe that there are nowhere either teachers or students not alike in need, from every quarter, of all the helps they can command. The subject is so complex and vast that there is small hope of knowing Shakespeare even a little save by the co-operation of all who can contribute even single hints. As to the other point, I have known hundreds of students who could never have understood anything of Shake- speare's art without prolonged and systematic help, who yet, interpreting him with help, have taken into their minds new influ- ence and inspiration. Some of these through the occasion of Shakespeare's types have derived new ideals, and in accordance with them changed their lives and character. I do not believe the business of teaching Shakespeare's art unworthy of any teacher, or the time it may require, in college classes or out of them, ill- spent. The paramount evils of the day in cultured circles are intellectualism and sentimentality. I do not see how they are to be reached and corrected save by the study of literature ; and in literature I do not think there is other such speedy or effective means of cure as a complete and thorough study of the great plays of Shakespeare. The chapter on Browning was added, not to take the place of handbooks introductory to his poetry, but to supplement these, as I believed, in needful ways. The lack of a consistent and quotable system of aesthetics has forced me from time to time to lay down principles of my own. These I find I have been led little by little and unconsciously to expand or enlarge, until at the end of the volume I find myself committed much further to my own theories than I should have been willing at first to contemplate. For this there seems now no remedy. If the doctrine advanced prove unacceptable, its positions can be rejected without integral disuse of any chapter or paragraph. In keeping with the new movement in philosophy I PREFACE. xv have treated imagination as a mode of mental action, not as a gift or faculty. It has, of course, been necessary to devise or appropri- ate various terms, some of which may require a word of explana- tion. As is well known, the new psychology has discarded the use of ' mind ' and ' soul ' as designations of the conscious principle. Needing a name for this that should be free from the suggestions of faculties or attainments that attach to the former of those terms, and wishing to avoid the experiential associations belonging to the latter, also finding it impracticable to use the • consciousness ' of the new psychologists in their sense of the word, I was forced to take up with the neutral, colorless ' ego.' ' Experimental,' as in ' exper- imental religion,' pace the scientists, is resuscitated. ' Spiritual ' also has been taken, in the absence of a more available designa- tion, to indicate the general exercise of refined feeling. I have in particular avoided giving definitions, except provisionally until they shall have been lodged potentially in the student's consciousness. Considerable summarizing and other repetition has been permitted, chiefly to ensure consideration of principal conclusions from sev- eral points of view. So far as. able I have not hesitated to intro- duce from art and other outside subjects any illustrations that seemed likely to be helpful to junior learners, and particularly such as may study the book without a teacher. Literature is not the thing immature thinkers are apt to regard it ; and I have felt bound to lay special stress everywhere upon its practical aspects, and treat the question of its influence and moral uses with some fulness. As to the inconstant character of the Notes, the purpose is generally either to extend a discussion, or to give references, or to stimulate the student to further thought and reading. The work is based throughout upon abundant statistics and other data, soon to be published, concerning the development of form in prose and poetry, both in English and out of it. Several monographs upon investigations in this line are finished or in prog- ress. Two ~of these, by former pupils, — The Decrease of Predi- cation and of Sentence Weight, by Mr. G. W. Gerwig, and The Progress in Figures from Piers Plowman to Spenser, by Mr. H. C. xvi PREFACE. Peterson, — have been depended upon in the preparation of sev- eral chapters. The latter gentleman has further assisted by com- piling, from exercises used in his own teaching, the questions on the art of Macbeth, which succeed the Notes. That the book will prove a complete treatment of the topics considered, I do not in the least expect. Any attempt of the kind even in a field like this, only partly new, must be supplemented and amended by many scores of hands. If it serve merely as the basis or beginning of a system of objective study for English Literature, the author will feel amply repaid for the labor and perplexities undergone in putting it together. I am under obligation to many friends for assistance and encour- agement in various ways. Among these I am peculiarly indebted for suggestions in the proofs or otherwise, to Professor Cook of Yale University, and Professor Corson of Cornell, and to Professor Wolfe and Professor McMillan of my own college. L. A. S. Lincoln, Neb., December 29, 1892. CONTENTS. CHAPTER I. PAGES Literature and its Divisions 1-5 CHAPTER II. The Prose and the Poetic Style Distinguished . . .6-11 CHAPTER III. Suggestive Words 12-14 CHAPTER IV. Force in Poetry 15-20 CHAPTER V. Tone Quality 21-30 CHAPTER VI. The Associations of Words 3 l ~4° CHAPTER VII. Meters, the Order of the Sentence, and Rhyme . . . 41-51 CHAPTER VIII. Poetic Phrases 5 2_ S9 xvii xviii CONTENTS. CHAPTER IX. PAGES Figures 6 °-7° CHAPTER X. Figures — Continued 71-86 CHAPTER XI. The Theme 87-105 CHAPTER XII. The Classification of Poetry 106-120 CHAPTER XIII. Art, and Principles of Art 121-143 CHAPTER XIV. The Art of Shakespeare 144-173 CHAPTER XV. The Art of Shakespeare — Continued 174-189 CHAPTER XVI. The Art of Browning 190-209 CHAPTER XVII. The Province of Literary Art 210-239 CHAPTER XVIII. The Moral Uses of Art and Poetry 240-21:5 CONTENTS. xix CHAPTER XIX. PAGES The Literary Sentence Length in English Prose . . 256-262 CHAPTER XX. The Decrease of Predication 263-268 CHAPTER XXI. Co-ordination of Clauses 269-272 CHAPTER XXII. Subordination of Clauses 273-275 CHAPTER XXIII. Suppression of Clauses 276-280 \ CHAPTER XXIV. Units of Thought and of Expression of Thought . . 281-293 CHAPTER XXV. The Weight of Styles 294-303 CHAPTER XXVI. The New Articulation of Clauses 304-312 CHAPTER XXVII. Prose Force 313-325 CHAPTER XXVIII. All Men's and Every Man's Best Style 326-331 xx CONTENTS. CHAPTER XXIX. PAGES Style, and Varieties of Style 332-34 1 CHAPTER XXX. The Prose Use of the Imagination , 34 2_ 353 CHAPTER XXXI. The Inter-Relations of Prose and Poetry .... 354-366 Notes 367-440 Questions on the Art of Shakespeare's Macbeth . . 441-454 Index 455-468 ANALYTICS OF LITERATURE. CHAPTER I. LITERATURE AND ITS DEPARTMENTS. In a certain sense the chief object of the whole study here undertaken is to find out what literature is. There is enough of mystery attaching to the subject, even with those who should "know it best, to warrant an attempt at analyzing its elements, so far as possible, from the very bottom. But before the task is undertaken there should be some general notion of the scope and the limitations of literature, and of the ends it serves. We should in the main be clear, both as to what it is in nature, and what it accomplishes for society. Stopford Brooke's observations at the opening of his Primer of English Literature have helped so much first thinking upon the subject that it may be well to begin with them here. " By litera- ture," he says in substance, "we mean the written thoughts and feelings of intelligent men and women arranged in a way which will give pleasure to the reader. As to its form, it has two large divisions, one of which is called prose literature, and the other poetical literature. But we must not think that everything that is called prose is literature. We cannot say, for instance, that a ship's log, or a catalogue, or the daily journal of a traveller is to be called literature simply because it is written in prose. Writ- ing is not literature unless it gives to the reader a pleasure which arises, not only from the things said, but from the way in which 2 LITERATURE AND ITS DEPARTMENTS. they are said, and that pleasure is only given when the words are carefully, or curiously, or beautifully put together in sentences. To do this in a special way is to have what we call style. As much art must be used in building sentences up out of words as in building houses, if we wish the prose we write to be worthy of the name of literature. Again, in looking at a large building, we see not only the way in which it is built, but also the character and mind of the builder. So also in a prose book which is fit to belong to literature we ought to feel that there is a distinct mind and character who is speaking to us through the style, that is, through the way in which the words are put together. Prose, then, is not literature unless it have style and character, and be written with curious care. Of poetical literature we may say the same thing. Poetry must be tried by rules more severe than those by which we judge prose, and unless it satisfies these rules it does not take rank as literature. There must be more care taken, more beauty, more musical movement in the arrangement of the words than in prose; and the way in which the thoughts and feelings of the poet are put together into words will always be, in true poetry, wholly different from the way in which they would be put together by a prose writer." Now all these things are true, but fall far short of being the whole truth. Of course Mr. Brooke is not to be understood as implying in these general observations that nothing more than curious care in composition, or the quality of giving pleas- ure to the reader, is necessary to make a given page, or chap- ter, or volume literature. Rather is literature the sum of the thoughts and the feelings or experiences of the race that have been recognized as valuable beyond the moment of their first utterance, and hence been treasured up for further use. Any- thing deemed worth thinking again, or experiencing again, and preserved, no matter how, with such intention or expectation, is literature. It is not essential at all that it be written in books or stored on the shelves of libraries; for the hymns of the Rig Veda, the histories of Moses, and the poems of Homer were preserved LITERATURE AND ITS DEPARTMENTS. 3 for many generations in nothing more enduring than the human memory. The very essence of literature is thus seen to be com- mon service to mankind. No man can perpetuate the thoughts of his mind, or the select and rare experiences of his soul simply because they are good or beautiful. The fact that his thought or sentiment lives after him proves not that it is true, or that he believed it immortal, but simply that it has been of service to other minds, and has been preserved that the service may con- tinue. We must then take care not to suppose that literature is ■ only a something that gives pleasure to the reader, and that skill or nicety of expression is alone sufficient to produce it. The ship's log, or a catalogue, or the daily journal of a traveler does not become literature merely by being written out with "curious care," or by being made to reveal the distinct mind and charac- ter of the author, for his may be no personality that one cares to come in contact with. On the other hand, even a ship's log or a catalogue may become literature, if it prove capable of being something to those who read it. If this be what literature is in its objective, essential nature, what then is it potentially? What can it accomplish? What does it do ? It will be necessary first to consider the nature of institutions in general. An institution may be defined not inexactly as an organized method of obeying a common impulse, or of supplying a common need. The common impulse to amass property and maintain it against purloiners would of itself, without other con- current tendencies, in due time produce the administration of justice. The possession of a principle of conscience in common makes even the members of a tribe of savages combine and co- operate in instituting some rude form of sacrifice and worship. The impulse which in general prompts every civilized parent to the resolution that, at whatever cost, each child shall begin in life where its father and mother left off, has given rise to savings banks and universities. So throughout the whole list of com- mon impulses and recognized needs, and institutional devices cor- 4 LITERATURE AND ITS DEPARTMENTS. responding. But there is in special a common impulse to hold fast that which is good and helpful; and this, before the invention of letters, prompted men to commit to memory the ennobling and inspiring strains of early poetry, and later to write out slowly and painfully the facts and happenings of early history. Such was the beginning of literature in both poetry and prose. But there are other impulses that, newly evolved from time to time, have joined forces to the same effect. Among such none is more remarkable than that which prompts to the transmission and spread of new ideas and sentiments. Strange is it there is no discovery of new truth, no choice and ennobling experience of the soul but prompts the possessor to impart and transmit it to others. It is noteworthy that there is no corresponding genuine, persistent impulse to transmit or perpetuate the bad. It is indeed seldom that men are willing to be estimated or remem- bered at their worst. Nature, moreover, tends to suppress and eliminate whatever is deleterious after the third or fourth gen- eration at the longest. There is, again, the social impulse which sends men forth to seek communion not only with their superiors, but upon occa- sion their inferiors as well. Even the Aristotles and Bacons who read the open secrets in the outer world for themselves, and by their prescience need no aid from books, must yet turn aside and commune with the authors they have antiquated and dis- placed. This necessity not only that the small shall sit at the feet of the great, but that even the great shall hold intellectual communion with the small, has almost as in obedience to an automatic law made literature indispensable in a higher or a lower form to every mind. What, then, is literature in its potentiality? It is the most powerful instrument known or devised by society for transmitting, as its best inheritance to each new generation, the treasured, choicest thought and feeling of the ages before. Without its aid civilization would go about in a circle with no advance; with its assistance no time is wasted in learning over again old knowl- LITERATURE AND ITS DEPARTMENTS. 5 edge, in rediscovering old truths, or in relearning by experience. It supplies ready-made and well-tried criteria of taste and con- duct. It exhibits the ideals after which the last generation has striven. If it is borne in mind that the ideal of one age tends to pass into the actual of that next following, it will be clear that largely by the aid of literature each new generation is enabled to begin as a foundation with that with which, as its best complete structure, the preceding generation finished. As to the divisions of literature, it should now be clear that the general classification into prose and poetry according to form is a delusion and a snare. For, if anything prosaic was ever written, much of the so-called poetry of the English classical period is such, even to the last word; while, on the other hand, if anything poe'tical was ever written, much, one may say, of Jeremy Taylor, of Hawthorne, of Butcher and Lang's or Pro- fessor Palmer's translation of Homer, or Professor Norton's of Dante, unquestionably is such. It is only necessary or possible here to recognize two great divisions: all literature of fact or judgment should be entered as thought-compositions or prose, and all literature proceeding from or addressed to the emotions as sentiment-compositions or poetry. In other words, that which informs, coming from the intellect and going to the intel- lect, is prose; that which moves, coming from the heart and going to the heart, is poetry. De Quincey has well named the two departments respectively, the Literature of Knowledge and the Literature of Power. Of these departments, poetry is the first to be evolved in every civilization, and will be first treated here. PROSE AND POETIC STYLE DISTINGUISHED. CHAPTER II. THE PROSE AND THE POETIC STYLE DISTINGUISHED. The style best adapted to prose is that which conveys most directly and effectively. Any person prompted to communicate a fact or thought natu- rally seeks the most definite and exact expression. The mind also of the hearer or reader, on the slightest hint that the speaker or writer has a prose-purpose, takes the statement literally and seriously, and proceeds to realize it. 1 The most important ele- ment in this conveying form of expression is predication. 2 But the style best adapted to poetry is that which suggests most vividly and abundantly. The poet perhaps oftener shuns than seeks literal and precise expression. He is not so much concerned to set forth the definite time and space relations of things as to test and treat them experientially. Moreover, at the first hint that the pur- pose is poetic, the reader draws upon his own choicest expe- riences touching that which is presented to his mind, and proceeds to idealize it. 3 The simplest elements in the suggestive mode of expression are epithet and exclamation. Note the contrast between the declarative and the suggestive iThat is, if a fact, by reconstruction of the situation through phantasy, using the language as a strict letter of directions; if a thought, by trying to derive the same judgment or conclusion independently, from such data as the reader may chance to have in his own mind. 2 There is, of course, no predication in the speaker's thought. It serves on utter- ance chiefly to signalize and attest his conviction that he has discerned the truth. 8 That is, by the aid, not now of phantasy, but imagination. In other words, the reader, understanding that he is released from the obligation of literalness, gives himself up to all the satisfaction or delight that his fancy can make the passage yield. PROSE AND POETIC STYLE DISTINGUISHED. 7 quality in the following sentences. Try also whether those of the one form may be converted into really equivalent sentences of the other : — Studies serve for delight, for ornament, and for ability. — The duke struggled, rose from the block, and looked reproachfully at the executioner. — Comfort is strength. — Everywhere around you are evidences of the existence and movement of a mysterious power which you can neither see, nor touch, nor define. — The people now dragged us above forty yards on the sand: it was the first and last time I was ever on a cayman's back. — The impression pro- duced upon my mind, when I first visited this beautiful glen, will never be obliterated. " How beautiful this night ! " " But the people, — but the cries, The crowding round, and proffering the prize ! " " But I might see young Cupid's fiery shaft Quenched in the chaste beams of the watery moon, And the imperial votaress passed on In maiden meditation, fancy-free." " But quick To the main wonder, now. A vault, see; thick Black shade about the ceiling, though fine slits Across the buttress suffer light by fits Upon a marvel in the midst. Nay, stoop — A dullish gray-streaked cumbrous font, a group Round it, — each side of it, where'er one sees, — Upholds it; shrinking Caryatides Of just-tinged marble like Eve's lilied flesh Beneath her maker's finger when the fresh First pulse of life shot brightening the snow." Moreover, the difference between the declarative and the ex- clamatory sentence is here illustrated. In the former, the reader is asked to comprehend and contemplate a fact or principle as simply actual; in the latter, assuming the fact, he is asked to test or evaluate its significance in his emotions. If the exclamatory sentences just quoted were to take the declarative form, they would become inadequate, since they would express experiential 8 PROSE AND POETIC STYLE DISTINGUISHED. propositions intellectually. "This night is very beautiful" is valueless as a fact, and fails to reach the feelings because it does not provoke estimation of degree. In like manner the prose quo- tations — except the last, which is in part emotional — would become void if made exclamatory, since, dealing with facts and judgments, they cannot be experientially realized. It is now recognized as essential to a good prose style that the writer make his sentences pointed and strong, and that he prune away all superfluous adjectives. In poetry, the tendency to the contrary is no less positive and clear. We shall find that the best poets not only multiply adjuncts, and subordinate the verb to these, 1 but frequently, even in the strongest passages, suppress predication altogether. In addition to the examples of such omission as occur above, we may cite the following : — " Here Homer, with the broad suspense Of thunderous brows, and lips intense Of garrulous god-innocence. " There Shakespeare, on whose forehead climb The crowns o' the world. Oh eyes sublime, With tears and laughter for all time ! " Mrs. Browning : A Vision of Poets. " And one, a foreground black with stones and slags, Beyond, a line of heights, and higher All barr'd with long white cloud the scornful crags, And highest, snow and fire. " And one, an English home, — gray twilight pour'd On dewy pastures, dewy trees, Softer than sleep, — all things in order stor'd, A haunt of ancient Peace. " Nor these alone, but every landscape fair, As fit for every mood of mind, Or gay, or grave, or sweet, or stern, was there, Not less than truth design'd." Tennyson : The Palace of Art. tExcept when the verb contains a metaphor, or is otherwise vital to the sentence. PROSE AND POETIC STYLE DISTINGUISHED. 9 1 But the suppression of predication is not confined to single lines or stanzas of poetry. Sometimes it plays an important part in the effect of a whole poem, as these remarkable examples show : — " Pure moonlight in thy garden, sweet, to-night — Pure moonlight in thy garden, and the breath Of fragrant roses ! O my heart's delight, Wed thou with Love, but I will wed with Death. * * * * " Dawn in thy garden, with the faintest sound — Uncertain, tremulous, awaking birds ! Dawn in thy garden, and from meadows round, The sudden lowing of expectant herds. * * * * " Wind in thy garden to-night, my love, Wind in thy garden and rain; A sound of storm in the shaken grove, And cries as of spirits in pain ! * * * # " Snow in thy garden, falling thick and fast, Snow in thy garden, where the grass shall be ! What dreams to-night? Thy dreaming nights are past. Thou hast no glad or grievous memory. * * * # " Night in thy garden, white with snow and sleet — Night rushing on with wind and storm toward day ! Alas, thy garden holdeth nothing sweet, Nor sweet can come again, and thou away." Philip Bourke Marston : Thy Garden. " Then I reach, I must believe, Not her soul in vain, For to me again It reaches, and past retrieve Is wound in the toils I weave; " And must follow as I require, As befits a thrall, Bringing flesh and all, Essence and earth-attire, To the source of the tractile fire : 10 PROSE AND POETIC STYLE DISTINGUISHED. " Till the house called hers, not mine, With a growing weight Seems to suffocate If she break not its leaden line And escape from its close confine. " Out of doors into the night ! On to the maze Of the wild wood-ways, Not turning to left nor right From the pathway, blind with sight — " Making through rain and wind O'er the broken shrubs, 'Twixt the stems and stubs, With a still, composed, strong mind, Nor a care for the world behind — " Swifter and still more swift, As the crowding peace Doth to joy increase In the wide blind eyes uplift Through the darkness and the drift ! " Robert Browning: Mesmerism. What would be the effect of introducing predication into these stanzas is evident : they would be turned into prose, or would become at best prose-poetry merely. Prose-poetry is produced not only by putting intellectual propositions into emotional terms and forms, but also by putting things which must be emotionally or spiritually discerned into terms and forms which appeal to the intellect alone. These famous lines of Denham furnish a good illustration of the latter fault : — " O could I flow like thee, and make thy stream My great example, as it is my theme ! Though deep, yet clear, though gentle, yet not dull, Strong without rage, without o'erflowing, full." Here the sentence form is exclamatory, as it should be ; but the author, instead of setting the imagination at work by saying PROSE AND POETIC STYLE DISTINGUISHED. 11 simply Thames-like, addresses the phantasy, and gives prose details. In other words, Denham attempts to convey his senti- ment, and thus pretty effectually hinders it from going further than the intellect of his reader. 1 This is the principal source of weakness among the classical poets -of the seventeenth and eigh- teenth centuries. 1 Of course, the meagreness of the sentiment itself has something to do with the effect. How jejune and poor it is will be revealed if what was really in the mind be expressed pointedly, as a Tennyson or a Browning would have phrased it — it either of these poets could have said so little — somewhat perhaps as thus : — Would that my thought Thames-like might flow Out to the world, its sea! 12 SUGGESTIVE WORDS. CHAPTER III. SUGGESTIVE WORDS. In the preceding chapter were provisionally noted certain points of difference between prose and poetry. Let us now, beginning with the poetical side of our literature, attempt a more serious analysis and examination. Poetic delight comes by way of the idealizing faculty, which we call imagination proper. But the imagination in itself does not enjoy beauty, or crave beauty to enjoy, or demand that the par- tially beautiful be amended so as to become such wholly. That which longs for beauty and ideals of beauty is the conscious principle, the ego, or soul of man. This indeterminate ego, this spirit or soul of man, when at its best of development and when not preoccupied or hindered, seeks beauty everywhere for beauty's sake, detects noble analogies allying the lower with the higher, and interprets a spiritual meaning out of material things. That which we call imagination is really a collective designation of the activities or the operations by or in which such efforts of the ' ego ' are accomplished. The exercise of imagination is dependent upon many and various causes, — or rather conditions; for the cause in every instance is wholly in the subjectivity of the soul itself. Thus a dazzling color or a delicate combination of shades, the noise of a brook or the harmony of a chorus, each afford the soul an occasion or warrant for entering into its idealizing activity. So likewise with the words of our common English vocabulary. A large number of those used most constantly have become so trite and familiar as apparently to give no hint or challenge to the emotional consciousness. If we open the dictionary at ran- dom and chance upon the word glad, for instance, we shall prob- SUGGESTIVE WORDS. 13 ably find that we have only a prosaic, annalistic appreciation of its meaning. Very different is it with gladden, and glade, next in the column. Certain select experiences at some time had with these words come back to us and shape a definition far more significant than the dictionary-maker could possibly have put together. So of sad and sadden, tall and lofty, low and lowly, and the rest. Throughout the vocabulary of the language, scien- tific, technical terms and all, those words which we know exper- imentally will by association always force upon us some emotional element of meaning, while those new or old that stand for no experience and are incapable of awakening the imagination are intellectually or etymologically discerned, and that is all. Different minds are of course differently constituted in respect to sympathies and susceptibilities, and besides from unlike asso- ciations and circumstances incur unlike experiences. Yet there is a species of precision in the use of experimental words by poets, and a community of interpretation and understanding on the part of those that read them such as, perhaps, to warrant the assertion that poetry is less difficult to comprehend than prose. Each mind is always the court of last resort as to what is poetry to it, yet disagreement as to the potency of a suggestive word will not be met with more frequently than difference of opinion as to the proper intension of a prosaic term. But in many cases the student Will at the outset need some assistance in determining what his experience of suggestive terms really is. As to the range of suggestion, not only adjectives denoting rare and lofty qualities will have poetic potency, but of course the adverbs derived from such. Moreover, nouns and verbs often contribute strong effect when used in some transferred or meta- phorical significance. Even words of neutral content and quality may by neat and dexterous composition acquire poetic strength and value. So to a certain extent of archaic words and forms, as sometimes third persons singular in -eth of the 'solemn style.' Designate the suggestive words — for the present without in- quiry into the kind or manner of suggestion — in the following 14 SUGGESTIVE WORDS. passages, and compute their number. Only the effect of words should be considered, including compounds, not of phrases, or clauses taken as a whole. Time should be given to considera- tion of all questions that may arise, through any uncertainty. This exercise fully mastered at the present point will leave few perplexities to be encountered in the studies later on. "So much describes the stuffy little room — Vulgar, flat, smooth respectability. Not so the burst of landscape surging in, Sunrise and all, as he who of the pair Is, plain enough, the younger personage, Draws sharp the shrieking curtain, sends aloft The sash, spreads wide and fastens back to wall Shutter and shutter, shows you England's best. He leans out into a living glory-bath Of air and light, where seems to float and move The wooded, watered country, hill and dale And steel-bright thread of stream, a-smoke with mist, A-sparkle with May morning, diamond drift O' the sun-touched dew." Robert Browning : The Inn Album, 42-55. " But the majestic river floated on, Out of the mist and hum of that low land, Into the frosty starlight, and there moved, Rejoicing, through the hush'd Chorasmian waste, Under the solitary moon; — he flow'd Right for the polar star, past Orgunje, Brimming, and bright, and large; then sands begin To hem his watery march, and dam his streams, And split his currents ; that for many a league The shorn and parcell'd Oxus strains along Through beds of sand and matted rushy isles — Oxus, forgetting the bright speed he had In his high mountain-cradle in Pamere, A foiled circuitous wanderer — till at last The long'd-for dash of waves is heard, and wide His luminous home of waters opens, bright And tranquil, from whose flow the new-bathed stars Emerge, and shine upon the Aral Sea." Matthew Arnold : Sohrab and Rustum, 875-892. FORCE. 15 CHAPTER IV. FORCE. Somewhat of the effect produced on the imagination through suggestion should now be clear. Let us pass next to Force. Force is not energy expended merely in the oral utterance of sentiment. It is an integral part, whenever and wherever pres- ent, of the emotion itself, and is at once apprehended through its effect on the thought or language by the discerning reader. So organic is its essence that no poet can affect it without quick detection. Moreover, it cannot be supplied, if not found inhe- rent in the author's message, through any contribution of energy from without. Let us compare the following passages : — " Nor rural sights alone, but rural sounds Exhilarate the spirit and restore The tone of languid Nature. Mighty winds, That sweep the skirt of some far-spreading wood Of ancient growth, make music not unlike The dash of ocean on his winding shore, And lull the spirit while they fill the mind; Unnumbered branches waving in the blast, And all their leaves fast fluttering all at once. Nor less composure waits upon the roar Of distant floods, or on the softer voice Of neighbouring fountain, or of rills that slip Through the cleft rock, and, chimbing as they fall Upon loose pebbles, lose themselves at length Tn matted grass, that with a livelier green Betrays the secret of their silent course." — Cowper: The Task, Bk. I. 181-196. « "I? What I answered? As I live, I never fancied such a thing As answer possible to give. 16 FORCE. What says the body when they spring Some monstrous torture-engine's whole Strength on it? No more says the soul. "Till out strode Gismond; then I knew That I was saved. I never met His face before, but, at first view, I felt quite sure that God had set Himself to Satan; who would spend A minute's mistrust on the end? " He strode to Gauthier, in his throat Gave him the lie, then struck his mouth With one back-handed blow that wrote In blood men's verdict there. North, South, East, West I looked. The lie was dead, And damned, and truth stood up instead." Robert Browning : Count Gismond. In the first of these passages it would be manifestly absurd to try to introduce force by strong reading; the effect would be sheer burlesque. In the second it is as obviously impossible to avoid reading strongly, if one reads at all. The reason is not far to seek. In the former extract the sense as well as the spirit requires that only a few of the words receive emphasis in read- ing; in the latter, many. The words thus made eminent to the ear are the only certain signs of the author's fervor, and the only measure of its intensity. If we examine a dozen examples of ordinary unimpassioned prose, we shall find a pretty constant per cent of emphasis, which here for the most part serves merely to give the subject and predicate and perhaps one or two ad- juncts of each due prominence in the sentence. This is nothing but Grammatical Emphasis, and will be found essentially stereo- typed and constant in different sentences of like construction. In ' Five of the men were held for trial ' there is grammatical stress on the first, fourth, sixth, and eighth of the eight words, as also correspondingly in ' None of the goods were sent on ap- proval, ' ' Some of the votes were cast by proxy, ' and all like sentences. The same will of course be true of all sentences, FORCE. 17 whether less weighty or more involved, that are made up respec- tively of the same parts of speech, and take no extra emphasis for any reason. Also when some single idea is to be brought into especial prominence, as in Hamlet's " the play's the thing Wherein I'll catch the conscience of the King," or two ideas are contrasted, as in the first line from Cowper above, the distinction is made by stress upon prominent or con- trasted words. This is Emphasis of the Thought. But force is something different from either of these. It is the Emphasis of Sympathy, and amounts, or may amount, to nothing less than unction. It generally allies itself with and corroborates both the grammatical stress and the thought emphasis, and often pervades besides not only minor modifiers, but even particles, — some- times, as in the last stanza from Browning, seeming to exalt and energize every word. Hence the force of a given passage or author may»be approximately represented by the ratio of emphatic words to the whole number of words employed. The former of the two examples will be found to contain little emphasis except of the first two kinds, and is therefore essen- tially devoid of force. The stress-words average a little less than three to the line, making the ratio of emphasized words to the sum of all perhaps exactly 40: 120, or in any interpretation practically not above 1:3. But the stanzas from Count Gismond show very different results. The poem abounds in force through- out, and these stanzas contain the climax, the first registering the ratio of about 23 : 38, the second, 24 : 41, but the third rising at least to 3o:44. 1 1 For an example of still greater instensity — quoted hereafter in the prose treat- ment of this topic — compare the following from Carlyle. The words by which the force is manifested are in italics : — In this God's world, with its wild whirling eddies and mad foam oceans, where men and nations perish as if without law, and judgment for an unjust thing is sternly delayed, dost thou think that there is therefore no justice? It is what the fool hath said in his heart. It is what the wise, in all times, were wise because they denied, and knew for ever not to be. I tell thee again, there is nothing else but justice. One strong thing I find here below: the just thing, the true thing. 18 FORCE. It therefore seems evident that force will not be indicated if the general ratio of emphasis in a given passage or composition does not rise higher than 1:3. In the Count Gismond the sum of emphasized words to the whole number is as 449 : 865, or not far from 1:2. In the prose passage from Carlyle there is more than seventy per cent of emphasis, but the force-ratio of the present paragraph and the next is 25 : 45, or only fifty-five per cent. To offset the seventy per cent from the lines quoted, the greater part of the paragraphs must therefore fall below the ratio of 1:2. After such outbursts, reaction will naturally be marked and speedy. But the student must not suppose, when he has learned some- thing concerning the modes of force, that he has explained or comprehended force itself. The cause is not the manner, the how must not be mistaken for the why. Force in poetry is the enthusiasm of the ' ego ' called forth by some near approximation to one of its ideals, as on perception or contemplation of some moral or spiritual excellence. It is the most intimate* and une- quivocal manifestation of the personality, and transcends all ex- hibitions of it beside in its effect on other minds. When a writer manifests emotion because some act or quality closely approaches his utmost conception of excellence in that direction, the en- thusiasm of the reader will be aroused from sympathy, even before the occasion is fully interpreted to him. He will at the same time try to account for the author's exaltation of feeling by idealizing what has beefl and what is yet to be told as fully as he may. The effect of force will therefore vary according to our sympathy with the author, as well as our attitude towards that which inspires him. When the occasion of his utterance is not extraordinary, when his words argue no profound emotion and in suggestiveness reach scarcely higher than our phantasy, we ex- perience a minimum of force. But we are sensible of it at its maximum when the occasion is the agony of an Ugolino, the trials and triumphs of a Sordello, or the passing of a Lear. Now the soul not merely experiences through imagination the inspira- FORCE. 19 tion of the poet's theme, but to the full interpreting and appro- priating his enthusiasm is lifted out and above its usual world into relations with the infinite, and becomes therewith trans- figured. Such exaltation in the author, as also the accompany- ing experience in the reader, is a form of the emotion called Sublimity. 1 But some poets, sensible only of beauty in a merely receptive and passive way, and not adequately realizing what great themes mean, are devoid of force, or affect it merely. Others there are who experience it genuinely, yet cannot by any means impart it, while the few truly great spiritual seers and guides, without taking thought or seeming aware of what they do, flash it forth in thun- derbolts. Yet even in such manifestations force has its own laws, and is in no sense subject to those who wield it. No more force may be employed than is interpreted from nature. The writer cannot provide or supply it where he does not derive it from his theme, more than can the reader who does not find it in what is written. As in music, too much force, even were it at command, would defeat itself. Hence the composers of sympho- nies as well as the makers of great poems are led, though uncon- sciously, in accordance with art as well as truth or nature, to combine light and heavy passages, and to use force in relief and contrast. The spiritual has always its ebbs and flows, its periods of assurance and of doubt, and there is no piece of interpreta- tion that has not its gaps and blanks, its glares and shades of illumination. For first illustration of the interchange and harmony of light and heavy passages there is nothing simpler that the Count Gis- mond already quoted from. The range of force, as well as the 1 But sublimity and the sublime are terms applied also and more frequently to that which is the occasion of the feeling. Thus the romantic heroism of Count Gismond and the self-vindication of justice which respectively in Browning and Carlyle raise the force-ratio to a climax above, may be said to ' border upon, or to reach, the sublime ' — meaning they fairly evoke that emotion in the reader. For other forms and occasions of sublimity, see Chapter XI. 20 FORCE. ratio of force-terms to the whole number of words in each stanza, may be indicated in one view by the aid of curves, as thus : — Ho. of utania. Stanzas. in iy T vr Word-curve 40 Force-curve 20 10 IX x j.r xn xiir xtt XT XTJ *ynxTTirxrx Tx Note how the two opening lines give a foretaste of the strength, and how the author's energy, and correspondingly the ratio of emphasis, rises and sustains itself after the seventh stanza. As an example of force quite different Tennyson's Godiva or Ode on the Death of the Duke of Wellington may be taken. More- over, it will be nowise difficult to distinguish honest, organic energy from rant and bombast, any discovery of which should at once stop the analysis. There is no estimating a fraud or falsehood as genuine, when once found out. The reader, con- sciously or unconsciously, must identify his author's emphasis, or will miss the meaning, and will often, in ordinary prose, to solve a doubt, reflectively and experimentally re-read. If a sentence is rightly put together, there will in no case be danger of over- interpretation. In each and every analysis here the sense and spirit should be as patiently studied as the musician studies a composition — stanza by stanza, line by line. There will then, unless the writer is himself at fault, 1 be little doubt at least as to what words were intended to sustain his force, whatever other questions proper for the elocutionist, as tone, inflection, modu- lation, may remain. 1 See Chapter VII., p. 48. TONE QUALITY. 21 CHAPTER V. TONE QUALITY. It has been shown already how the mind finds an experimental meaning in certain words over and above that which is recognized in the definitions of the dictionary. In like manner, the mind i often gets an experience out of the phonetic elements of which | ' words are made, independently of what the words as such may : signify. The phonetic qualities from which such further expe- rience is derived are called Tone Colors. The cause, as in the former case, is in the subjectivity of the soul itself, which, ever alert and eager for delight, strives to interpret and turn to account the utmost possible of what is apprehended by the senses. Indeed, the activity of the ' ego ' in taking cognizance of the tone quality of syllables is nowise different in kind from its ordinary activity in interpreting the significance of spoken words. When we say man, house, tree, nothing proceeds from the lips except waves of sound, but the mind of the listener rises from the vocal suggestions of each to an idea, and does this even unconsciously. But the effect of tone colors is less positive and speedy, being experimental only. Out of all possible sounds made by the organs of speech, some are instinctively and invariably used in giving utterance to painful while others to agreeable emotions. There is one particular set : of sounds employed in groans, another in murmurs of pleasure or applause. It is clear that by the use of syllables or sounds from , the one set or from the other, the mind of the reader may be affected through suggestion of the respective emotion, and the author's meaning as contained in his words greatly strengthened and intensified. In other words, the mind through association, 22 TONE QUALITY. in addition to the meaning carried by the sentence, takes cogni- zance of the experiences it has elsewhere had with the same sounds, accepting and allowing them as a part of the author's message. Of course these revived experiences must be akin to the sentiment the author is trying to arouse, and in great poems always are. The highest art makes no mistakes; and nothing is more remarkable than the skill with which the great masters assist their purpose by use of the various qualities and effects of tone. Many of such effects belong to elocution and cannot be made apparent save by the most careful rendering. Only those tone qualities which are obvious in unprofessional and even unoral reading are to be considered here. We may begin with this observation. When the spirit of a poem or a passage is buoyant or lively, the language will not abound in heavy vowels or hard combinations of consonants; also when the sentiment is full of energy or momentum, the light vowels and the liquid consonants will be few or wanting. Com- pare these examples in illustration : — " We would call aloud in the dreamy dells, Call to each other, and whoop and cry All night, merrily, merrily; They would pelt me with starry spangles and shells, Laughing and clapping their hands between, All night, merrily, merrily : But I would throw to them back in mine Turkis and agate and almondine : Then leaping out upon them unseen I would kiss them often under the sea, And kiss them again till they kissed me Laughingly, laughingly. Oh ! what a happy life were mine Under the hollow-hung ocean green ! " Tennyson : The Merman. " The pair of goodly palaces are burned, The gardens ravaged, and our Guelfs laugh, drunk A week with joy. The next, their laughter sunk TONE QUALITY. 23 f t ' In sobs of blood, for they found, some strange way, Old Salinguerra back again — I say, Old Salinguerra in the town once more . Uprooting, overturning, flame before, Blood fetlock-high beneath him. Azzo fled; Who 'scaped the carnage followed; then the dead Were pushed aside from Salinguerra's throne, He ruled once more Ferrara, all alone, Till Az£0, stunned awhile, revived, would pounce Coupled with Boniface, like lynx and ounce, On the gorged bird." Browning: Sordello, Bk. I. It is clear that, if the first passage were written and rhymed with the vowels which prevail in the second, and were stripped of its liquids, a good share of the poetry would disappear. In like manner, the second example would be unequal to its burdens of force and meaning, if the light sounds of the former were substituted for those we find. The principles underlying these important differences belong, as will be seen, both to physics and psychology. Friction, slow and griding motion imply obstacles or resistance, but oily and noiseless movements, the contrary. The dash and roar of a mountain stream and the murmur of a brook slipping through a meadow make very different impressions upon the mind of the observer. Clenched hands, set or grating teeth, involun- tary rigor of the muscles, tell their own story even to the slowest imagination, as also the agile and graceful leap or lively gesture. The like is true also of vocal sounds. The natural opposite of groans and cries, which are both the symptoms and, as it were, the vents or escapes of pain, is laughter. Phonetically speaking, groans are nothing but the effect of forcing breath through the vocal chords when in a condition of extreme constriction, and laughter is the effect of passing it through abundantly while the throat is completely relaxed and widened. The sound most naturally produced while the throat is constricted is o, but when released entirely from tension is a. Hence groans and laughter, 24 TONE QUALITY. so far as vocal, are produced by the repetition or prolongation of these respective sounds. But the mind on recognizing, no matter where or how, those syllables which suggest and echo continually the symptoms and utterances of pain, is affected subjectively by ihe experience of pain itself, or so tends strongly. Similarly when it hears the rippling syllables and tones of merriment ring out in the tra la las of barcarolles and ballads, or notes the same elements of sound under other circumstances, the mind tends subjectively to share the experience of joy, just as bystanders are inclined to join in a laugh before knowing wholly its occasion. But there are many effects between the extremes of groans and laughter that may be echoed into speech. The same principles are discernible everywhere, and in fact prevail throughout the whole range of animate notes and cries. All vocal rubs and stops imply muscular contraction and those conditions of the nerves or mind which produce it involuntarily or otherwise. Bated whispers indicate fright, or dread of arousing an adversary; hisses, fear with purpose to repel. When there is less fear and more anger, the voice becomes audible in growls, which are composed mainly of constricted o, u, au, ou, with the rasping sounds of hard g and r. If anger gives place to consternation or horror, the in- stincts of expression change the voice to a peculiarly hollow and unemittent quality which has been called pectoral. In all these qualities the most marked characteristic is obstruction; and obstruction always indicates the presence of some? burden upon the feelings. What this is, and whence, the mind of the reader makes haste to interpret from the particular symptoms of sound, inferring from the lesser obstruction of course the lesser burden. But the absence of all stiffness and constriction in the vocal pas- sages argues complete release from heaviness or pain. Hence joy, delight, and exaltation of spirits reside potentially in the wholly unobstructed vowel a, or (as this is almost extinct in English) the vowels next it in the scale of openness, a, a, and z, espe- cially if reinforced by /. This last serves not only as an excellent copula to the opener vowels, but as a lubricant in any situation, TONE QUALITY. 25 and thus contrasts strongly with the fricatives and especially with the guttura^ or hard g. By suggestion of rise in pitch these clear vowels will indicate, beyond exhilaration and elasticity of spirits, varying degrees of excitement; 1 while by proper combination with the heavier sounds they may be made to shade into the tones of sadness and pain. In like manner the harsh tones may be expanded into more generous colorings, as by relaxing the ten- sion and adding intonation hisses may be changed to sighs. In contrast of tense and relaxed effects compare first the fol- lowing examples. It will assist if the number of sounds sug- gestive of distress or pain in the one, but of exultation and merriment in the other, be definitely computed, and the ratio respectively to the whole number of sounds in each case indi- cated. It will be noted that grating r may be used to re-enforce guttural effects, but that this letter lightly enunciated allies itself with the opposite tones. Similarly d, t, th, f, and s in the first example, under the evident tension, assist the gutturals. " Oh how dark your villa was, Windows fast and obdurate ! How the garden grudged me grass Where I stood — the iron gate Ground its teeth to let me pass ! " Browning : A Serenade at the Villa. " Hear the sledges with the bells, — Silver bells ! What a world of merriment their melody foretells ! How they tinkle, tinkle, tinkle, In the icy air of night, While the stars that oversprinkle All the heavens seem to twinkle With a crystalline delight ! " Poe: The Bells. lOn the principle that a. mind energized will energize its utterance. This it must do by increasing the tension of the vocal chords, thus multiplying the sound- waves. But' to do this is to raise the pitch. 26 TONE QUALITY. The strained and hard guttural quality is produced by a suc- cession of fricative resonances in the throat. There is no free emission of breath, but all sounds are as it were compressed within before heard without. Hence all other consonants or con- sonant combinations that can be uttered explosively may be used with conspicuous effect even if the strict gutturals are want- ing. On the other hand, the pure quality is due for the most part to a round, free utterance; and all sounds that can be made to ring out melodiously like notes in singing will be effective in their degree. Compare further the following passages : — " But see, his eyeballs . Staring full ghastly like a strangled man : His hair upreared, his nostrils stretched with struggling; His hands abroad displayed, as one that grasped And tugged for life, and was by strength subdued. His well-proportioned beard made rough and rugged, Like to the summer's corn by tempest lodged." Shakespeare: II King Henry VI, III. ii. " His every sense had grown Etherial for pleasure; 'bove his head Flew a delight half-graspable; his tread Was Hesperean; to his capable ears Silence was music from the holy spheres; A dewy luxury was in his eyes ; The little flowers felt his pleasant sighs And stirred them faintly." Keats : Endymion, Bk. II. "Nor is it in me to unhate my hates, — I use up my last strength to strike once more Old Pietro in the wine-house-gossip-face, To trample under foot the whine and wile Of that Violante, — and I grow one gorge To loathingly reject Pompilia's pale Poison my hasty hunger took for food." Browning : The Ring and the Bebk, Guido. TONE QUALITY. 27 " I listened to the music broad and deep — I heard the tenor in an ecstasy Touch the sweet, distant goal, I heard the cry Of prayer and passion, and I heard the sweep Of mighty wings, that in their waving keep The music that the spheres make endlessly; Then my cheeks shivered, tears made blind each eye As flame to flame I felt the quick blood leap, And, through the tides and moonlit winds of sound, To me love's passionate voice grew audible. Again I felt your heart to my heart bound, Then silence on the viols and voices fell ; But, like the still, small voice within a shell, I heard Love thrilling through the void profound." Philip Bourke Marston : Love and Music. The best illustration of the universality as well as potency of tone colors may be found outside and below the human scale. No wonder the owl and raven are birds of evil bodement. Scarcely higher belong the hawk and bittern; but much better tones are reached in the magpie and the jay. Finally, at the summit of the scale we come to the clear and pure notes of the lark and the canary. These clear and pure joy-tones appear variously shaded and sombered, chiefly through pectoral color- ings, in a series of effects which range from the notes of the nightingale to the moans of the mourning dove. Nature abounds in plaintive tones and cries, matching them, as it would seem, to prevailing human moods; and the principal element in all such effects, from the chirp of the cricket and peep of the treefrog, is pectoral. But sounds contributed from the lower genera of animal life, it might be said, are in some sense supererogatory, since hardly any feeling natural to the ' ego ' but may be induced by appropriate suggestions afforded in the notes of birds alone. The pectoral quality, therefore, very naturally abounds in litera- ture. It takes its name from the fact that such tones, owing to the suspension of diaphragmatic breathing, seem to be suppressed and muffled within the chest rather than articulated from it. 28 TONE QUALITY. When most natural, they are very like the tones of a consump- tive in the last stages of his disease, and indicate pre-eminently the prostration which comes from the emotions of horror or despair. But when, without real change of quality, through the exercise of some abnormal energy these tones are actually forced forth, the effect is, as it were, to project the horror felt by the speaker upon the hearer. The two effects are easily distin- guished, and surpass in potency all other tone colorings whatso- ever. The following passages furnish good illustrations of each. All tones that readily lend themselves to a hollow, muffled utter- ance, — especially a, d, o, oi, u, u, u, also the fricative and the stop consonants, with m and w, — may be employed. " Oh, I have passed a miserable night, So full of ugly sights, of ghastly dreams, That, as I am a Christian faithful man, I would not spend another such a night, Though 'twere to buy a wjprld of happy days, So full of dismal terror was the time." Shakespeare : Richard III., I. iv. " Sirs, my first true word, all truth and no lie, Is — save me notwithstanding ! Life is all ! I was just stark mad, — let the madman live Pressed by as many chains as you please pile ! Don't open ! Hold me from them ! I am yours, I am the Granduke's — no, I am the Pope's ! Abate, — Cardinal, — Christ, — Maria, — God, . . . Pompilia, will you let them murder me? " Browning : The Ring and the Book, Guido. But perhaps the best illustration of both effects is found in the words of the ghost to Hamlet (I. v. 2-91). When the ghost be- gins to speak, from horror of quick return to torment his voice is almost inaudible; but when later (13-22) with an energy born of the pit he attempts to convey to Hamlet some sense of the agony of his lot, even his hollow tones become pervaded with a TONE QUALITY. 29 force nowhere else surpassed in Shakespeare. 1 Of all masters of pectoral effects in both kinds Shakespeare stands easily at the head. Nothing could be more artistic or more tremendous than the suggestions of felt and projected horror in Macbeth, as in II. ii. 31-43, iii. 61-78 ; III. iv. 69-73, or at 93, 100, 122, and indeed, after the first act, throughout the play. Excellent tone colors of every sort have been produced by conscious and deliberate imitation, but such effects as these must come always by inspiration. In the examples thus far it is the associations of the sound elements and not usually of the words themselves that affect imag- ination. Often, indeed, it is nothing more than the general quality, as guttural, orotund, or plaintive, and not specific sylla- bles or tones, that carries potency. No one that has ever heard a person attempt to speak while struggling for breath is likely to so forget that experience as not to be affected, consciously or unconsciously, by genuine pectoral tojies of whatsoever kind. But specific elements of sound are and may be used imitatively to produce specific effects, as in this well-known passage from Milton : — " He would have spoke But hiss for hiss return'd with forked tongue To forked tongue; for now were all transform'd Alike, to serpents all, as accessories To his bold riot. Dreadful was the din Of hissing through the hall, thick swarming now With complicated monsters, head and tail — Scorpion, and Asp, and Amphisbsena dire, Cerastes horn'd, Hydrus, and Ellops drear, And Dipsas." Paradise Lost, X. 517-526. Here are as many species of hisses as of snakes to cause them. Compare Shakespeare's imitation of the bubbling in the witches' caldron : — 1 Let the ratio of force, at least in 11. 15-20, be definitely computed. 30 TONE QUALITY. " For a charm of powerful trouble Like a hell-broth boil and bubble. Double, double toil and trouble, Fire burn and cauldron bubble." Macbeth, IV. i. 18-21. and Spenser's of flowing water: — " And more to lulle him in his slumber soft, A trickling streame from high rock tumbling downe, And ever-drizzling raine upon the loft, Mixt with a murmuring winde, much like the sowne Of swarming Bees, did cast him in a swowne." Faerie Queene, Bk. I. xli. But such attempts as the last often cross the line between association and combination. Tone colors should make the reader's mind remember, not construct, for the latter he must do to the full with the major meaning. So far as onomatopoetic imitation essays to produce new experiences it is to be depre- cated, since here the limit is quickly reached between organic and inorganic colorings. The sense should never serve the sound; poetry must not be cultivated or regarded as merely the algebra of tone. THE ASSOCIATIONS OF WORDS. 31 CHAPTER VI. THE ASSOCIATIONS OF WORDS. In the last chapter was shown how the vocal elements of words may by association reach and engage the imagination. It will be in order next to find out what effects may be produced, through association, by the words or the meanings of the words them- selves. Much has been written about the un-Saxon portion of our English vocabulary, and not a little also against it. No doubt it is to some extent a misfortune that our book-words are derived so largely from" other than Anglo-Saxon sources, since the unedu- cated can never confidently manage the ap-s and hypos, the -ures, -ments, -ics, -isms, with our forty other prefixes and eighty suffixes not in the mother tongue, without learning them from books. 1 The uneducated Italian is far less at fault with his Dante than the uneducated Englishman with his Milton, since Dante's book-words are yet Latin ^like the rest, and seem native and natural enough when their meanings are known. But to the Englishman not yet waywise with books and ignorant of Latin, reading Paradise Lost is much like translating it from another language. Though he may have no especial difficulty in finding out what the words mean, they still in themselves from prefix to termination will seem intractable and strange. So far from im- mediately appropriating them to use when once he has noted their intension, he is very likely to find them slip from his memory 1 The native Anglo-Saxon prefixes and suffixes amount to something less than half these respective numbers. For lists — not quite complete — of both Saxon and foreign, see Earle . Philology of the English Tongue, p. 290 ff. 32 THE ASSOCIATIONS OF WORDS. altogether. So, also, though to a less degree in the lay reading of Shakespeare. But though the unlettered Italian finds the book-words of Dante not strange or unnative to his ear, they yet may prove as hard to memorize and put to use as Milton's to the Englishman. What makes words easy to remember is not the simpleness of their meaning, nor their similarity to other words well known, but a certain something about them which has struck the fancy, or some experience of or with that for which they stand. Nor is the crabbedness and alien aspect of our Miltonic book-words due wholly to their many syllables, or to their Romance or Latin origin, for our unread Englishman is surely acquainted with three or four hundred words from the same sources, many of them trisyllabic, which he learned in his mother tongue. The trouble is, he did not learn those from Milton in the same way, — by meet- ing with the thing before the name. What makes words seem familiar and tractable is not their logical intension, but their associations. By these we mean the experiences had with or derived from that for which they stand, which experiences the presence of the words, consciously or unconsciously, revives in us. It is with the experimental as distinguished from the logical intension of words that poetry has to do. The one is distinct from the other and is acquired much earlier. The process begins at the point in the child's life when attributes and qualities are first discerned, but only attributes and qualities of an active kind. "Will this or that thing hurt, will it give delight?" — these are the tests by which the child-mind divides and identifies its chaotic and mysterious surroundings. All objects are to it alive and potent to charm or harm. Inert or passive qualities are undistinguished or undiscerned until the logical powers develop. Demons peer out from every darkling corner. A new face, if not absolutely attractive, is not forbidding merely, it strikes terror. We are all too apt and willing to disregard what we call the foolish awe with which the child creeps away with THE ASSOCIATIONS OF WORDS. 33 bated breath from something which its fancy has clothed in monstrous character. Yet in later years the child grown man will perhaps never view that same object without a pricking in the pulses. What wonder we are moved when the poet hits upon some random word which sets in vibration all our past? Little by little the inanimate world is set off from or grows upon the animate, and life becomes less momentous. Yet even at the mother's knee the process of learning the emotional inten- sion of things goes on; for it is still the time of impressions, not of thoughts. Hence all child-minds are full of poetry, of course varying with the degree of sensitiveness and susceptibility. Not until the reflective stage is reached does the child begin to learn names before things, and things before their qualities are ex- perienced, chiefly by books. Yet poetic minds do not disuse the faculty of sounding the experiential depths of words, even at maturity. A Shakespeare or a Keats will ever be quick to dis- cern the experimental along with the logical, and grow in suscep- tibility as in knowledge. Moreover, minds so endowed will even read the experiential out of the logical. But in others the de- velopment and exercise of reason will dwarf and perhaps sup- plant the faculty of experimental recognition. It is impossible to get back to the beginnings of poetical in- tension; they lie beyond the pale of memory. But most of us can recall illustrations of the restless and aggressive activity of the ' ego ' at the age of three or four and under, when there was already a goodly fund of associations. Some abstract term let drop by the preacher, or heard from books, sets the fancy all agog. The mind seems bound not to receive it conceptually, but must know it experimentally. Hence some vivid or sensational image is assigned to the word as its proper meaning, even if an impos- sible and crazy analogy has to be manufactured out of whole cloth to justify it. 1 Meanings thus constructed often perversely 1 1 vividly recall an example in connection with the theological term grace. The object assigned to this at first hearing was a shovelful of gray wood-ashes such as I had seen my mother remove from the grate. The word did not "cease to call up this image insistently until long past boyhood. 34 THE ASSOCIATIONS OF WORDS. cling to certain words long after the mind has learned to separate the operations of phantasy and imagination, sometimes last through life. Moreover, permitting fancy to play about words experientially is a diversion which, unless the imagination is habitually denied its proper exercise, is never given up. A word which we do not like — that is, which calls up unpleasant associations — will never succeed as the sign of a pleasant thing. Names proposed for towns or streets on account of some recog- nized objective attribute are often rejected by the experimental sense of the people at large. We detect ourselves continually inferring and constructing character out of names. We are sometimes prejudiced in advance against or in favor of persons we do not yet know, according as they bear favorite names or the contrary. Such names we find are favorite not because they etymologically signify excellent qualities, but because they stand for something that in a manner gives us or has given us pleasure. So, also, of the common experiential words, as glade and glad- den before cited. The difference between glade and woods lies chiefly in the fact that the one changes our mood, or on mention stirs in us somewhat of the experience at some time had in being or imagining one's being in such a place, while the other represents a concept merely. So in sad and sadden, glad and gladden, the dissyllabic words make us partake through a sort of sympathy in the implied emotions, while the others do . not. 1 We therefore call such words experimental because they \ excite, or enable us to identify, a peculiar experience of the I soul. But the names we apply to different emotions are con- \ ceptual designations, and except for cause are not responded j to by the emotions themselves, but call up the ideas only. The doctrine of Association of Ideas as ordinarily set forth does not, therefore, tell the whole truth concerning the daily life of 1 Yet the power never goes out even from these words. Our first experiences of what they mean are never lost, but often come back and possess us strongly upon occasion, though we may not know what it is that affects us. Much of the power of poetry comes from such occult associations. THE ASSOCIATIONS OF WORDS. 35 the ' ego.' Not only is there incessant cognitive activity through presentative or representative forms, but emotional as well. Just as incessantly and inevitably must the ' ego ' respond to every sort of stimulation pleasurable or the contrary, derived from the active qualities in objects contemplated by it in perception, — or rather both activities are united. In listening to the recital of even inconsequential happenings, as the mind interprets the words logically, it at the same time responds to the emotional influences with which they are charged, and in like manner when the media are the eye and a printed page. When the body is in repose and the march of ideas becomes wholly subjective, the states of the ego are still as chameleon-like as when the body is awake. Whether it wakes or sleeps the avenues of influence are ever open. Not only the inarticulate sounds in nature but every object discerned, whether a face or patch of sky or stretch of landscape, enter potentially the soul. Poetry is an institutional device through which the outside sources of influence may be repro- duced and continued at will in the closet or by the fireside. As to sources of our English vocabulary, it evidently matters little whence words are derived if fully naturalized. A word from Sanskrit or Chinese is just as potent as any other, and will not seem strange to the ear if it stands for something in the common experiences of men. Revived and restored Anglo-Saxon terms will be yet foreign if they do not bring back their associations with them, while importations like creator, saviour, virtue, honor, gentle, for like reason are as good or better than if Saxon. It is said often that the Romance and Latin portion of our vocabulary consists of the thought-terms, and the Anglo-Saxon of the emo- tional. This is apparently not so largely true as has been sup- posed. Out of the 800 Romance words found in Chaucer that are still in use not much less than half are known and heard in every native household in the land. It would hence seem that from one-fourth to one-sixth of the words in the folk-speech are un-Saxon. In respect to number of syllables, above 600 of the 800 words just mentioned are dissyllabic, or over. But the 36 THE ASSOCIATIONS OF WORDS. great majority of best associational words in the language are monosyllabic; and Shakespeare, as Professor Corson has pointed out, resorts to these by instinct in pathetic passages. 1 To illustrate the effects of association in poetry there is nothing better than the two passages in Macbeth to the meaning of which Mr. Lowell has given us the clue : 2 — " The raven himself is hoarse That croaks the fatal entrance of Duncan Under my battlements. Come, you spirits That tend on mortal thoughts, unsex me here, And fill me from the crown to the toe top-full Of direst cruelty ! Make thick my blood; Stop up the access and passage to remorse, That no compunctious visitings of nature Shake my fell purpose, nor keep peace between The effect and it ! Come to my woman's breasts, And take my milk for gall, you murdering ministers, Wherever in your sightless substances You wait on nature's mischief ! Come, thick night, And pall thee in the dunnest smoke of hell, That my keen knife see nor^he wound it makes, Nor heaven peep through the blanket of the dark, To cry ' Hold, hold ! ' " I- v. 35-5'- Shakespeare has here in hand the difficult task of making Lady Macbeth — who is not unwomanly or ungentle — equal in our sight to forcing on her husband the murder of King Duncan. To do this he shows us how intolerable to her seems the burden she is trying to assume. He makes her cry out for strength, pray that she may be emptied of her woman's tenderness and filled with ferocity instead, that her blood may thicken, and that all approach to pity be stopped effectually. Withal she is made to shroud her- 1 See Professor Corson's paper, "Latin and Anglo-Saxon Elements," in Intro- duction to Shakespeare, pp. 99-111. 2 Prose Works, vol. 3, pp. 44, 45. THE ASSOCIATIONS OF WORDS. 37 self with appalling associations of cruelty from without, that we may the less think it characteristic within. Moreover, these associations are arranged in the order of a climax. Raven, hoarse, croaks, fatal, battlements, are given us at the outset. Even the first of these is potential enough — as the crow of corpses — in any mention without being declared to be on this occasion hoarse even for him. Hers is not a house of entertainment, a home; she recognizes it as the place for violence and carnage. Even "woman's breasts," from the wish their milk may be as gall, are made to join the list of words that tell. Night with its own thick darkness is in her wish to be palled in the densest smoke of hell, that she may not look upon the wound her keen knife will make, nor a just Heaven peep spyingly through the blanket of the dark, to cry "Hold, hold!" in consternation. This is not the place to debate the character of Lady Macbeth, whether she was by nature, as some have held, a monster, or a true gentlewoman beside herself from ambition for her husband. At any rate, here are something more than thirty terms and phrases of darkest and direst association, and some of the merely epi- thetic, as murdering ministers — not the ministering spirits of salvation, but those that lie in wait against the soul, prompting to murder and all like mischief — hardly less effective than those more directly used. Let us now compare the other passage : — "Duncan. This castle hath a pleasant seat; the air Nimbly and sweetly recommends itself Unto our gentle senses. •' Banquo. This guest of summer, The temple-haunting martlet, does approve, By his loved mansionry, that the heaven's breath Smells wooingly here : no jutty, frieze, Buttress, nor coign of vantage, but this bird Hath made his pendent bed and procreant cradle : Where they most breed and haunt, I have observed, The air is delicate." I. vi. i-io. 38 THE ASSOCIATIONS OF WORDS. In this scene Duncan in measureless content and confiding wholly in his kinsman enters beneath those same battlements. But he is not moved to call them by that name. To him the very air is redolent of peace and safety. That we may breathe the same outward atmosphere and realize the terrible contradic- tion between the seeming security and the actual danger, as also feel more deeply Duncan's helplessness and innocence, Shake- speare again makes use of association. It is not now the raven that is mentioned, but the martlet that only summer may enter- tain, and that only builds in spots where there are no noises affrighting, and where it divines can be no danger. Thus we find, in the nine lines, above twenty terms and expressions of sweet and sacred associations, with no word or hint of opposite suggestion anywhere among them. The extent to which associations are employed in poetry is greater than the reader is generally aware. Sometimes they pro- duce the major part of the effect, as in the witches' lines which declare the contents of the caldron, at the opening of Act IV. in the same play. Here, unquestionably, it is Shakespeare's pur- pose to dampen the enthusiasm of the audience for its hero, and the bare meaning of the words or of the sentences, as such, is of small importance. No such array of disgusting and revolting associations was perhaps ever elsewhere heaped together. In Juliet's soliloquy, just before she swallows the sleeping potion, the associations, though now but secondary, serve both to deepen the general effect, and assist the plausibility: But to show how gen- eral is Shakespeare's use of this instrument of power, it is not necessary to select the superior passages, for examples abound in every play. Hamlet scarcely opens his mouth without swaying our sympathies according to the experiential tenor of his terms. To go outside of Shakespeare, in the quotation from the Inn Album used in Chapter III., the effect of the words is to contrast the clean, sweet, free outer world with the thick, carbonated at- mosphere of the gamblers' room. A more excellent example is THE ASSOCIATIONS OF WORDS. 39 the passage on the same page from Sohrab and Rustum, or the following paragraph, which next precedes it in that poem : — " And night came down over the solemn waste, And the two gazing hosts, and that sole pair, And darken'd all; and a cold fog, with night, Crept from the Oxus. Soon a hum arose, As of a great assembly loosed, and fires Began to twinkle through the fog; for now Both armies moved to camp, and took their meal; The Persians took it on the open sands Southward, the Tartars by the river marge; And Rustum and his son were left alone." Here the contrast later to be realized emotionally is first intel- lectually summarized in the two opening lines. In the presence of the solemn desert and the mighty Oxus, whence creep fog and night that envelop all, we share again in the routine concerns of men, while we forget not Rustum sitting with his dead. It is by the associations in hum, great assembly loosed, twinkling fires , that life is brought in to contrast with death so strongly. There is contri- bution to the general effect even in meal over and above what had been made, say, from the use of food. And then, to anchor the whole, comes the final paragraph earlier cited. It is a poem of error and weakness and calamity, which irk and ruffle the reader's spirit. But these are thrown into their true perspective by the associations of untransientness and strength and rest, of the Infinite and Complete elicited through new mention of the Oxus, and by reference to the 'new-bathed stars,' and the Aral Sea. But poetry, unfortunately, is not always made up so abundantly of associational words. As the student will have been advised, it is rare that these amount to as many as one-third, or even one-quarter, of the whole number in the sentence. However, it is not the number of associations, but the potency, that tells. The effect of one may float a whole passage, or even a whole poem. In Ossian's "I have seen the walls of Balclutha, but they 40 THE ASSOCIATIONS OF WORDS. were desolate. The fox looked out of the windows," the last sentence — by making the fox, with his almost inspired shyness and avoidance of man, look out of windows where once human faces peered — offers more to the imagination than volumes of detailed description, and amounts, indeed, to a poem in itself. Yet all the effect comes from bringing together" the associations in fox, and windows. Moreover, we must not assume there is no power except in terms that carry their emotional value upon their face. Just what potency some of the seemingly trite and commonplace words of the mother tongue conceal we cannot know until some cunning hand lays hold upon them, as in "Deep calleth unto deep at the noise of thy waterspouts." On the other hand, nothing can be more fatal to poetry than the prominent use of a word that has never acquired an experi- ential meaning. 1 ' Profundity calleth unto profundity ' is logi- cally correct, but would be poetically suicidal. 1 This is the inevitable source of defect in poetical translations. It seldom hap- pens that words of equivalent logical intension can be found that will have the same experiential value in the two languages. It is perhaps quite as impossible for one mind to know two languages experimentally, — at least, 1 have not succeeded in finding such. METERS, ORDER OF THE SENTENCE, RHYME. 41 CHAPTER VII. METERS, THE ORDER OF THE SENTENCE, AND RHYME. No one pretends of course that,, objectively speaking, there can be any power in Form. The difference between the most pol- ished and harmonious verse and the most elementary artistic delight is little less than infinite, since the one is only inanimate and material, while the other is interpretative, and involves the postulation of ideals. But the soul of man is conditioned by its environment, and if acquainted with nothing nobler, may get pleasure and inspiration, as with the Indian, from even a feather or a shell. So we find that poetic form is merely stimulative, and that its effects come only by the subjective selection of the ' ego, ' wherein something pleasing in the material sphere is taken as the earnest of another thing vastly different and nobler in the intellectual or the spiritual. One of the most elemental of the stimulants of form is rhythm. It is not in itself poetic, yet it stirs the emo- tional activity of even the crudest mind. Smoothness and har- mony do not enter the mind of the reader as mere smoothness and harmony, but are taken up in the form or with the effect of spiritual exaltation, or made stepping-stones to a loftier mood. In like manner rhyme, if rightly used, starts the feelings at once in the direction of idealizing whatever is couched in it. But each race from different endowments and varying environ- ment develops peculiar susceptibilities, and hence requires a special set of excitants as the proper form of its national verse. The ancient Greeks were especially sensitive to exactness of pro- portion and definiteness of form, and so rigid and monotonous 42 METERS, ORDER OF THE SENTENCE, RHYME. a thing as quantity was made the basis of poetic structure. 1 In the north of Europe at the beginning of history we find the Teu- tonic nations in the process of evolving a system of poetic form in which rhythm, dependent on force-emphasis, and the repeti- tion and then the echo of some particular consonant or vowel, in emphasized words, were the instruments of effect. Thus in the following lines from Csedmon's description of the flight of the Israelites from Egypt, the italicized syllables are emphatic, and the repeated n or s in the first half of the line is echoed in the second hemistich : — . " Nearv/e ge«(r#don on noriS-wegss, JViston him be su'Ss.n A'gelwara land." 2 There are four emphatic words in each double line, and all unessential words are suppressed when possible, as shown in the translation below. The number of syllables in the line is incon- stant, varying in Anglo-Saxon from seven to fourteen, each hemi- stich, as it would seem, being sung originally in recitative to a new chord upon the harp. But the Romans followed the Greeks and made a quantitative rhythm the basis of their system. The opening line of the s£neid, for example, was thus read : — Arma vi|rumque ca|no Tro|jae qui | primus ab | oris p • \ o * p I a \ \ P P I Each line of the poem consequently occupied in theory exactly the same time in rendering as any other. Hence there was little variety except what might be produced by exchanging spondees for dactyls, or vice versa, in the first five feet of the line. Each 1 It is probable that Greek poetry derives its quantitative rhythm from an early custom of singing while marching or dancing to music. The wholly stereotyped and artificial ictus seems best explicable on such a supposition. But the theory is not altogether acceptable, and awaits further proof. 2 Narrowly [they] n6w on n6rthways hasted, S&w to their southward Siinfolk's lands. Exodus, 68, 69. METERS, ORDER OF THE SENTENCE, RHYME. 43 of the divisions, or ' bars, ' in any sort of verse was called a metron, ' measurer, ' and like a foot-rule served to indicate how many times the whole line used this fundamental unit. Hence tri- meter, tetrameter, hexameter, etc., are equivalent to 'three-foot,' ' four-foot, ' ' six-foot ' verse or line. But more important than all, at least in effect upon modern poetry, was the special stroke or stress of the voice upon some certain syllable of every metron, called ictus. No matter what the form of the sentence, or the place where the emphasis of the thought or of force should fall, the designated syllable must have its stress, — even if a mere suffix or ending of declension. Clearly the foot was to be helped to beat the time, however the ear and the mind might be hindered with respect to the author's meaning. The Teutons, on the contrary, seem not to have been addicted to dancing, but took their delight more seriously. Life to them was something more than a dream of beauty. Hence the meaning, the message in their poetry, even if told in curt and ungraceful forms, was enough for them. They could never have devised or adopted an artificial systerri of metronomic rhythm, and would surely have avoided all attempts at verse based on word-accents as such. So they made emphasis the foundation of their poetry. All unimportant words, as articles and particles; were dispensed with, and the adjunct was made one with its noun by compo- sition seemingly where possible. The sentence thus condensed might be made up almost entirely of emphatic parts of speech, and not seldom lines occur in which there are but the four force- words required by the measure. It was not found difficult to distribute the natural emphasis of the sentiment so as to produce more than mere prose harmony to the ear. Needing some guide to the identification of corresponding hemistichs, as also some stimulus to fancy, the old Teutons devised, or adopted, allit- eration. 1 1 It is then no marvel that force has always been a special characteristic of Teu- tonic poetry. Many portions, at least of the Be6wulf, outrival (he strongest pas- sages of Carlyle. The third canto of that poem — selected at random and appar- ently not stronger than the average — shows seventy-five per cent of emphasis. 4'4 METERS, ORDER OF THE SENTENCE, RHYME. But in the fulness of time the Northern and the Southern lit- eratures touched each other. The Greek and Latin masterpieces represented principles of universal beauty in respect to form, and spoke with an authority that had never yet been questioned; the literature of the North was full of sincerity and momentum. The best and fittest in each united and survived. The Teuton was content to give up alliteration for foot-meter if he might retain emphasis as the real basis of his poetry. The new Greeks and Italians gave up the false and enfeebling ictus of quantity and made the accent of the words and of the sense supply its place. Thus to poetry was restored the naturalness and force of prose. In Italy the fusion was most complete and perfect. Dante wrote the first great poem of the new age in classic meter, yet with the old Northern force-stress upon the fourth, the eighth and the tenth, or the sixth and the tenth syllable of every line. 1 Thus 1 There is generally emphasis also on other words than those in which these syllables occur. Sometimes the slress occurs on the seventh instead of the sixth syllable, sometimes on the ninth instead of the eighth, as in the sixth and fourth respectively of the following lines from Canto XIII. of the Inferno. The figures indicate the place of emphasis, and the marks of long quantity the metric accents. 6 10 Non e|ra ancor | di la | Nesso ar|riva|to, i — i i — i Quando noi | ci mettem|mo per | un bos|co 6 10 Che da | nessun | sentie|ro era | segna|to. i — i i ■> Non fron|di verjdi, ma | di co|lor fos]co; i 8 10 Non ra^mi schiet|ti, ma [ nodo[si e invol|ti; _ 4 7 10 Non po|mi v' e|ran, ma stec|chi con to|sco. 6 _ 10 Non han | si as|pri ster pi, ne | si foljti 6_ io_ Quelle fiie|re selvag[ge, che in | odio han|no, i i i i 6 10 Tra Ceci|na e Corne[to, i luolghi collti. i — i i i Quivi I le brut|te Arpie lor ni do fan|no, METERS, ORDER OF THE SENTENCE, RHYME. 45 the Divina Commedia rivaled the classic epics in harmony and statuesque perfection of form, and fell no whit behind the poetry of the North in fierce and gloomy energy. England was not to be so fortunate. First the conditions out of which the national literature was to grow were very different. No Virgil had lived to fill the land with traditions of elegant cul- ture; there was not even as yet a language capable of bearing the thoughts of a great soul ; nor was there a Dante who could make his lines say what he would despite the exactions of rhyme and meter. The Poema Morale and the Ormulum show hardly even promise of a genuine, forceful poetry. The first Middle- English poem of merit is the Owl and the Nightingale.-- This, though wanting serious purpose, is vigorous and natural, and owes its success throughout to the use of emphasis as the basis of rhythm. Coming to Chaucer, we find at first little change for the better. His early poetry scans far better than it reads. Proof abounds upon every page that he is bent rather upon mak- ing out his scheme of feet than delivering himself of his thought in a normal way. In the Parlament of Foules it is not easy to determine at sight where the emphasis belongs. There is dull, monotonic dispersion of stress, which comes from the meter and not the sense, and there are forced accents, ■ — ■ not less than three in the first stanza, and two of these upon rhyme words. 1 In the Deth of Blanche and the other early poems the same effect of perfunctory metric stress is noted. But in the Prologue 2 we Che cacci&r | delle Stro[fade i | Troia|ni, i i Con tri[sto annun|zio di [ futu|ro dan|no. i i 1 " The lyf so short, the craft so long to lerne, Thassay so sharp, so hard the conquerynge, The dredful joye alwey that flit so yerne, Al this mene I be love, that my felynge Astonyeth with his wondyrful werkynge So sore iwis that whan I on him thynke, Nat wot I wel wher that I flete or synke." 2 The first paragraph of this is quoted on p. 6o. 46 METERS, ORDER OF THE SENTENCE, RHYME. come upon another sort of poetry. The author is now evidently speaking to a purpose far outside and beyond his measures : the reader feels at once the supporting points as he reads the lines. There are three or at most four emphatic words to the line that the voice easily finds. The other words seem to drop of them- selves into a natural subordination, and the metrical stress they carry seems to support but not to rival the main emphasis. Clearly Chaucer has learned Dante's secret — perhaps from him. All the poetry of his latest period is of this quality. This, then, is the lesson that English literature was to learn — all correct poetry must, like Dante's, read itself; that is, must be so pui. together that the emphasis will designate and assert itself just as in prose or in oral utterance. Thus the reader will be released from the necessity of inferring it from the sense at large, and may give himself almost wholly to modulation, tone colorings, and other finer points and effects of interpretation. To be sure, none but great poets make poetry of such sort, but this is what distinguishes great poets from poetasters. Contrast the following passages, one from a much decried poet of Addi- son's and Pope's generation, the other from Shakespeare: — " You say the hills, which high in air arise, Harbour in clouds, and mingle with the skies, That earth's dishonour and encumbering load, Of many spacious regions man defraud; For beasts and birds of prey a desolate abode. But can the objector no convenience find In mountains, hills, and rocks, which gird and bind The mighty frame, that else would be disjoined? Do not those heaps the raging tide restrain, And for the dome afford the marble vein? Do not the rivers from the mountains flow, And bring down riches to the vale below? See how the torrent rolls the golden sand From the high ridges to the flatter land ! The lofty lines abound with endless store Of mineral treasure and metallic ore.'" Sir Richard Blackmore: The Creation. METERS, ORDER OF THE SENTENCE, RHYME. 47 "The quality of mercy is not strain'd; It droppeth as the gentle rain from heaven Upon the place beneath. It is twice blest; It blesseth him that gives, and him that takes : 'Tis mightiest in the mightiest : it becomes The throned monarch better than his crown; His sceptre shews the force of temporal power, The attribute to awe and majesty, Wherein doth sit the dread and fear of kings. But mercy is above the sceptred sway; It is enthroned in the hearts of kings; It is an attribute to God himself; And earthly power doth then shew likest God's, When mercy seasons justice. Therefore, Jew, Though justice be thy plea, consider this — That, in the course of justice, none of us Should see salvation; we do pray for mercy; And that same prayer doth teach us all to render The deeds of mercy." Merchant of Venice, IV. i. 184-202. Both extracts are abstract and argumentative, yet note the differ- ence. The style of the one seems to assist the meaning, to be even a part of it, but of the other, to resist and obstruct it. So much is clear; and the explanation is no mystery. There is no such thing as a poetic sentence-structure as apart or distinct from the prosaic. Sentiment must be uttered, just as facts and judgments, in normal, living idioms of speech. The subject must come before the verb, and the object follow it. To put the object before the verb, as in the first quotation, is a Latinism, and wholly at variance with spoken English. To transpose any important member of the sentence without prose warrant not only transcends the rights but defeats the ends of poetry. There are associations of structure, as well as of words, in the mother tongue; and the poet must do no violence to the one, if he cares for the best effect of the other. The beauty and hence the power of the second passage are dependent upon the fact that idiomatically, structurally, and accentually it is as natural 48 METERS, ORDER OF THE SENTENCE, RHYME. and normal as prose itself. Not that it is in form prose merely; it is that and very much besides. Prose, indeed, as well as poetry, may be stilted and unnatural. The standard is the unstudied, spontaneous manner of the mother speech. There are idiomatic places for emphasis in each oral sentence where the listener's mind awaits it in advance, and even his ear misses or supplies it if the speaker blunder with his stress. Shakespeare at his best makes his sentences as perfect in this respect as the simplest colloquial utterances, though he is poetically inditing high thoughts with all the grace and majesty of a god. But the author of the former passage has much ado to hold up the mere weight of his metric and rhyming panoply. The basis of poetical form is organic, oral emphasis, such as abounds in Beowulf and the Ballads. With this as secondary and dependent everywhere the subordinate verse-accents must consist and be allied. To write poetry is not, then, to put words correctly into meter, but to put worthy sentiment metrically, and with the proper aid from lofty as well as familiar associations, into a natural and effective rhythm of emphasis. It is the vice of our literature that so many poets have been content to do all these things except the last, without which even Shakespeare would cease to be supreme. It is not too much to say that the eminent emphasis of a certain number of words in each line is as much a law of English poetry as the formal rule of Italian heroic verse already cited. It is not enough that all important words in the line have metric stress alike, so as to admit any emphasis that the reader may infer or opine the theme demands. The pivotal words must with their own organic self-assertion stand out to anticipate and take on their proper emphasis before they are reached in course. This eminent emphasis of the sen- timent or of the sense will, unless the force is extreme, coincide with and generally not fall outside the accents of the feet, and in heroic verse will use from two to five of these per line. More- over, the line must not plunge or halt, but with its principal emphasis and subordinate metrical stress must read so easily and METERS, ORDER OF THE SENTENCE, RHYME. 49 naturally that the reader will be in no unwelcome wise reminded he is reading poetry. The last observation gives the clue to a comprehensive princi- ple. The 'ego ' in the activity of appropriating poetic delight must be kept as far as possible from every occasion of employing itself in conscious intellectual perception or judgment. But little direct stimulus is required, as has been shown, to exalt the fancy when it is understood that conditions have been prepared to this end, that the author's purpose is poetic. On the other hand, but little friction or gaucherie is enough to bring the consciousness of the ' ego ' willingly or unwillingly back to the sphere of phantasy. It is very willing to subscribe spiritually to the poet's fictions and devices, and will often take the will for the deed most charitably; but the odd and strange must be kept from sight. There must be no omission or displacement of words to cause a jolt or sus- pension, or in any other way challenge notice, or the spell will be rudely broken. The lines must not labor, or take on extra feet. 1 The metrical accents must not be forced, but should al- ways arise from, or be allied with, the natural accents of the words and phrases, and more than all should consist with grammatical precedence; that is, the modifier must not take the accent from the word modified, except for cause. Next, as has been shown at length, the essential rhythm of the sentence must proceed as in prose from emphasis, which must be organic and coincide with the accents of the words and meter. Finally, there must be no rhythm of sentences, or of lines, as by the end-stopped man- nerism, or other form of anticipation or expectancy, to allure attention. The process of evolving poetic discernment in these various details of form has of course been slow. There are grades and degrees of excellence not only in different poets, but in the same poet at different points of his development. This has already been illustrated in the case of Chaucer. Closer exami- 1 As in the fifth line of the passage from Blackmore. SO METERS, ORDER OF THE SENTENCE, RHYME. nation will reveal that even in the poetry of his maturity he some- times transposes — as in the first couplet of the Prologue — or forces an accent. Spenser will be found to have done little more on the whole than restore Chaucer's standard. Shakespeare is the first great master, yet even he went on in an amazing round of development until he anticipated essentially the blank-verse technique of the present day. The passage used above from the Merchant of Venice is by no means in his best vein, being end- stopped and somewhat declamatory. Milton added sublimity to facility and force. Wordsworth made Shakespeare's rhythmic manner universal. The origin of rhyme is involved in as much obscurity as of foot-meter. As in effect implied early in this chapter, it is out- wardly or objectively altogether impotent and foolish. It pleases the ear, and the pleasure is appropriated spiritually by the 'ego.' But to secure' the highest effect rhymes must be so chosen and employed as to escape intellectual apprehension. Here also anything that arrests or draws away the ' ego ' from its idealizing processes is reactive and perhaps will prove calamitous. In order to escape its purely perceptive or critical cognizance all rhymes must be unstrained and perfect, and should be made with expe- riential words. There is no shorter road to burlesque than the use of rhyming terms having only a logical intension. Much of the effect in Hudibras is produced by this simple means, and much unconscious travesty has been since turned out by better- intentioned poetasters in the same way. Similarly, the making of double rhymes by use of two words is likely to challenge at- tention, and introduces an element of friction. 1 With respect to the choice and use of words as such the same principle of evading the critical cognizance of the ' ego ' holds in force. Everything that is at variance with its best prose habits, as contractions and elisions, should be scrupulously iBut it should be noted that sometimes this effect appears to be intentional, as ir certain of Browning's poems written in a vexed mood, notably Old Pictures in Florence. METERS, ORDER OF THE SENTENCE,*RHYME. 51 avoided. Respecting ellipses, the reader should never be delayed that he may see a word on the printed page that is already yet more vividly before his mind, — as at times the verb. On the other hand, he should not be perplexed by the omission from the page of ideas or terms not yet apprehended. Obviousness and obscurity are equally mischievous in poetry. The ' ego ' here acts with its best intuition; and the successful poet will be found to aim neither above nor below the general range of that activity. The sources of power in poetry, therefore, as contained in form, are both negative and positive. As positive they stimulate and enable idealization, as negative they prevent the interrup- tion of that activity. Among the former should not be omitted the natural selection of the scheme of rhymes and meter as echo- ing or re-enforcing the sentiment or spirit of the poem as a whole. 52 • POETIC PHRASES. CHAPTER VIII. POETIC PHRASES. What experimental quality may through association reside in single, isolated words, has to some extent been shown. An at- tempt will next be made to analyze the poetical effects of phrases. It is evident that suggestive words, when compounded or com- bined in phrases, should retain the potency they had as singles, and sometimes, but perhaps not often, enhance it by the union. But what shall be said of words, in themselves prosaic and common enough, which rise to poetic potency when phrased, as in this from Keats ? " There is a sleepy dusk, an odorous shade From some approaching wonder, and behold Those winged steeds, with snorting nostrils bold Snuff at its faint extreme, and seem to tire, Dying to embers from their native fire." Endymion, Bk. IV. ' Steed,' and ' winged,' are of course not prose words, but all the others are even commonplace ; yet the passage is not inferior to many built up of choicest associational terms. Are, then, the words in themselves as impotent poetically as they seem? Not all the poetic delights of the mind are enabled or occa- sioned by the influence of words alone. Many are complex and not derivable from single ideas or things. A common attribute joined to a common object in a new relation does not necessarily yield a product as tame as either, but may amount to a revelation of beauty. ' A sleepy — i.e. sleep-causing — dusk,' ' some approaching POETIC PHRASES. 53 wonder,' are fair examples. One at first suspects it is the use of the abstract for the concrete that furnishes the pretext on which imagination acts. That this is not all or much of the truth is seen if the description is recast in the prose way. Nor is it in the spirit, or art-purpose of the passage merely. Another example — this also not from the most exalted sort of poetry — will be clearer on this point : — " That very time I saw, but thou couldst not, Flying between the cold moon and the earth, Cupid all armed : a certain aim he took At a fair vestal throned by the west, And loosed his love-shaft smartly from his bow, As it should pierce a hundred thousand hearts. But I might see young Cupid's fiery shaft Quenched in the chaste beams of the watery moon, And the imperial votaress passed on In maiden meditation, fancy free." Oberon to Puck, M.S.D., II. i. 152-161. Here the last four lines furnish the illustrative phrases. Chaste, beams, watery, moon, imperial, votaress, maiden, and meditation are, as before, words which, prosaic as singles, form combinations stimulative of the mental activity called imagination. Fiery is not included since, signifying not ' resembling ' but ' causing ' fire, it is in this case poetic. It is evident at once that the poetry here is not merely in the phrases, that the beauty revealed comes from beyond the language. Moreover, it is not in the spirit of the passage as a whole, nor in the author's purpose, which was merely to indite a passing compliment to Elizabeth. It lies in the body- ing forth of an ideal, — not true literally, as prose would have made only too apparent, but true spiritually. The mind of the reader is as intellectually aware as was Shakespeare's that Elizabeth was not insensible to the attractions of handsome court- iers, and was not above encouraging native as well as foreign aspirants to her hand ; it nevertheless believes in the existence of the vestal ideal, and that this ideal is right and true. The ' ego ' 54 POETIC PHRASES. perforce would fain have all ideals realized. Hence Shake- speare's compliment consists in representing the ideal as in this case actual ; and thus it is that we are charmed by the contem- plation, so long as we can make the illusion last. Shakespeare's use of phrases here is therefore analogous to his employment of suggestive words in the passages quoted from Macbeth in Chapter VI. In those he uses familiar and ready- made associations each by itself; here he blends associations less potent for the sake of their combined effects. 'Chaste,' 'beams,' 'watery,' 'moon,' 'imperial,' 'votaress,' 'maiden,' 'medi- tation,' open each to an independent vista of recollections, and are made by pairing to refine and idealize each other. ' Maiden meditation ' is meditation proper for or characteristic of the maiden mind ; an ' imperial votaress ' is one who, though an absolute ruler, is yet under a vow as fully as if withdrawn from the world ; and so on. The effect of all is to assist removal from the actual world to an ethereal, super-sensuous plane. There is nothing of the human, of the earth earthy, left in sight. We are somehow above in space, with Oberon and the moon. It is further characteristic of suggestive phrases that they involve a new activity. In the suggestive passages from Macbeth the mental operation was reminiscent merely ; here it is constructive. Only thus creatively was it possible for Shakespeare to produce the effect last noted, for aerial experiences in the actual could not be drawn upon. Similarly in the lines from Keats first cited and throughout the description of which they form a part, the fancy is kept upon the stretch creating from old materials fresh combi- nations that give pleasure, not because of the associations wrapped up in the parts as singles, but because the experiences from the wholes as such are new. So in these later lines from the same book of the Endymion — " Ah Zephirus ! art here, and Flora, too? Ye tender bibbers of the rain and dew, Young playmates of the rose and daffodil " — the 'ego' is peculiarly grateful for the notion that Zephirus and POETIC PHRASES. 55 Flora are in a sense, indeed, rain and dew-bibbers, and playmates of the daffodil and rose. But this sort of suggestion leads the mind to think as well as to remember, challenges it to test experi- mentally the objects named in their new relation. Thus is it that the phrase serves prevailingly as an instrument for the revelation of fresh analogies and new poetic truth. It may be well to distinguish here the different kinds of phrases that may occur in poetry. First are, of course, the ordinary prose phrases made up of noun and limiting or qualifying adjective, like 'pleasant dreams,' 'secret purpose,' 'first disobedience'; likewise prepositional adjuncts used in logical strictness, as ' loss of Eden,' ' pride of kings,' etc. Next come epithetical phrases, or such as add to the noun an adjective more or less superogatory or im- plied already, like ' fickle freaks,' ' shady grove,' ' shapeless ruin,' and the like. After these are properly ranked combinations in which the noun or its adjunct is used in some transferred or figurative sense, as ' rivals of my watch,' ' dews of blood,' ' skirts of Norway,' ' solid roar,' ' patient stars,' and all such. Next belong phrases of which one or both principal elements, considered inde- pendently, are poetic words, like ' winged steeds,' ' dusk de- mesnes.' Finally, we reach the poetic phrase pre-eminently, in which, as in Shakespeare's ' russet mantle,' ' little month,' ' maiden meditation,' neither noun nor adjective is used in an unliteral significance. Of these classes only the last three are of prime importance, — save that epithetic phrases sometimes greatly avail when the adjunct commands potent associations. 1 The history of phrase development is a very important chapter in the evolution of poetic power. Phrases are almost unknown in Chaucer and his successors, who use the adjective essentially in prosaic ways. In Wyatt and Sackville, in addition to such epi- 1 There is an old instinct of English speech which permits the placing of an adjective after its noun in poetic diction, as in expressions like 'ashes cold,' 'pre- lude soft,' ' stride colossal.' The effect is generally, through associations of form, to give dignity to the line or sentence, sometimes to exalt the phrase so composed to poetic potency. Whenever this occurs, the instances should be entered under a sub-group b of the respective class. 56 POETIC PHRASES. thetic cases as ' thoughtful care,' ' tender ruth,' ' dumb dead corse,' we find some genuine examples like ' night's misty mantle,' ' with- ered fist,' ' vapoured eyes,' etc. In Spenser the phrase instinct is more pronounced, but still somewhat blind and vague. He seems to approve such expressions as ' infernal feend,' ' blustering storms,' 'watrie wette,' 'shady grove,' ' swete harmony,' equally with ' afflicted stile,' ' wasteful spite,' ' gentle jollities,' ' cruel sky.' Shakespeare is the first poet in our literature to eschew mere epi- thets and use the phrase discriminatingly to the uttermost of strong effect, — as indeed no poet since has wielded it with superior energy and skill. Yet he often falls short of the simple beauty just noted in the lines from the part of Oberon. He will also be found to employ comparatively few phrases of the last or most poetic kind above described. In the first act of Hamlet, ' bird of dawning,' ' russet mantle,' ' little month,' and ' wicked speed,' are the only good examples of such phrases, and there are perhaps twenty admissible instances in all ; while of phrases of the third kind — involving some indirect or transferred meaning — there are two hundred and over. Shakespeare has clearly not yet evolved the skill to lay hold of the materials just under his hand, but reaches out after indirect etymologic or other effects from be- yond the mother tongue. ' Rivals of my watch,' ' sensible avouch,' ' strange eruption,' ' impress of shipwrights,' ' extravagant and erring spirit,' ' dejected havior of the visage,' may stand for the long list of examples. Milton belongs to Shakespeare's school, and in his best lyric style almost outrivals his master in unlabored and simple phrasing. But the promise of the L 'Allegro and the Lycidas was not yet to be fulfilled. In the Metaphysical and Clas- sical periods which follow, and even past the Lyrical Ballads, the skill if not the will seems wholly wanting. The new age had begun in spirit, we are wont to say, with Coleridge, but had not yet pos- sessed the form. Hitherto this had been treated, so to speak, only in light and shade. Keats and Shelley, by using the increment of color — and this through the effect of phrases — now make poetry an art indeed. In these masters phrases outnumber all other POETIC PHRASES. 57 poetic elements, and are also no longer perfunctory or tautolog- ical, but prevailingly of the last or most potent kind. In the Alastor the ratio of phrases to the sum of all poetic elements is as 8 : 15, nearly, while of fifth-class and fourth-class to third-class phrases, as 35 : 9. In the first act of Hamlet, as will be remem- bered, the latter ratio was as 1:10. Shakespeare, as was shown in the last chapter, found the secret of perfect form so far as that consisted in emphasis and meter. Were the young twin poets his equals in this respect, they had been great names indeed in English and universal literature. Though they did much towards rediscovering his lost secret, they yet stand on their one attainment and contribution. While men read Shake- speare in these days of accepted canons for the sake of the mat- ter, in spite of unevenness and frequent nods or lapses in the manner, they read Shelley and Keats chiefly for the manner with- out greatly caring for the matter. Indeed, if form and purpose are to be regarded, both the Endymion and the Alastor come far short of being great poems. There are, moreover, relatively as many slips and offences against taste, at least in the former, as in any work of Shakespeare's. Yet is there such beauty everywhere in spite of all as makes Shakespeare in comparison, except here and there for a few lines, seem statuesque and distant, marble-grained and cold, — or should we say that his severity finds its analogue rather in the technique of steel-engravers? But English poetry at its best since the Alastor has had all the richness and glow of painting. It is of course admitted that some poets of reputation do not much use either suggestive words or poetic phrases, and perhaps the taste of some readers would fain reject them altogether. But associational terms and poetic phrases are not only extant in the minor poets of the day, but also abound almost equally in greater masters as unlike in theory and form as Robert Browning and Matthew Arnold. Moreover, there is as little denying their potency in. the economy of literature as their presence, though tastes may well differ as to how frequently they should be used. They have 58 POETIC PHRASES. had thus far their history, and will complete their destiny in spite of the avowed approval or hostility of the critics. Any given poetic composition may for a time or sometimes run in bald, straightforward prose terms and phrases, but the day is past when a great poem can be cast throughout in these alone. To establish this it will be sufficient merely to compare Mrs. Hemans, " L. E. L.," and Mary Howitt with Mrs. Browning, and Montgomery, or even Byron, with Tennyson. To enable clear comprehension of the differences between prose, epithetic, indirect, fourth-class and fifth-class phrases, compare the following passages, and note the instances in each class. Any phrase that stops the prose progress of the reader for a poetic reason, should be admitted and its place determined. " Lo ! where the heath, with withering brake grown o'er, Lends the light turf that warms the neighbouring poor; From thence a length of burning sand appears, Where the thin harvest waves its wither'd ears; Rank weeds, that every art and care defy, Reign o'er the land, and rob the blighted rye : There thistles stretch their prickly arms afar, And to the ragged infant threaten war; There poppies nodding, mock the hope of toil; There the blue bugloss paints the sterile soil; Hardy and high, above the slender sheaf, The slimy mallow waves her silky leaf; O'er the young shoot the charlock throws a shade, And clasping tares cling round the sickly blade ; With mingled tints the rocky coasts abound, And a sad splendour vainly shines around." Crabbe : The Village, Bk. I. " For that our kingdom's earth should not be soil'd With that dear blood which it hath fostered; And for our eyes do hate the dire aspect Of civil wounds plough'd up with neighbors' swords; And for we think the eagle-winged pride Of sky-aspiring and ambitious thoughts, With rival-hating envy, set on you POETIC PHRASES. 59 To wake our peace, which in our country's cradle Draws the sweet infant breath of gentle sleep; Which so rous'd up with boisterous untun'd drums, With harsh-resounding trumpets' dreadful bray, And grating shock of wrathful iron arms, Might from our quiet confines fright fair peace, And make us wade even in our kindred's blood ; — • Therefore, we banish you our .territories." Shakespeare : Richard II, I. iii. " Shepherd, stay ! There is a land behind the western cloud, A low deep meadow land of ceaseless spring And everlasting twilight : olives there Shed a perpetual shade of softened lustre Like woven light on the green grass below; Where foam-white asphodels, tall milky blossoms, Shimmer with interchange of hyacinth, Blood-red anemone, and faint narcissus, And the blue violet strays in sweet tangles, Seen and unseen, by pool and running brook, Lulling the sense with fragrance; while a song Rocks in the odorous height of spreading pine And spiry cypress and aerial palm. There Hymenseus dwells with me, what/ time We rest from roaming the star-spangled sky. There all good lovers, after toilsome life, Lie raimented with everlasting youth." John Addington Symonds: Hesperus and Hymenmus, 1 17-134. 60 FIGURES. CHAPTER IX. FIGURES. Chaucer, it has been said, does not make poetry by means of suggestive words and phrases. But Chaucer is a great poet never- theless. He must therefore have reached his effects in some way by means of the sentence as a whole. Let us next try to find out how. Chaucer is admittedly nowhere more poetic or admirable every way than in the opening paragraph of the Prologue to the Canter- bury Tales : — " Whan that Aprille with his shoures sote The droghte of Marche hath perced to the rote, And bathed every veyne in swich licour Of which vertu engendred is the flour; Whan Zephirus eek with his swete breeth Inspired hath in every holt and heeth The tendre croppes, and the yonge sonne Hath in the Ram his halfe cours yronne, And smale fowles maken melodye That slepen al the night with open eye — So priketh hem Nature in hir corages — Thanne longen folk to gon on pilgrimages — And palmers for to seken straunge strondes — To feme halwes, couthe in sondry londes; And specially, from every shires ende Of Engelond, to Caunturbury they wende, The holy blisful martir for to seke, That hem hath holpen whan that they were seke." In these lines there is some ground for supposing that devout, corage, and martir were experiential to the writer's mind. Of FIGURES. 61 poetic phrasing no good instance occurs, unless we admit shoures sote, as doubtless we should not, since it is attached to the triple metaphor of ' piercing the drought of March to the root,' and designates the means. But in the first line we find Apritte per- sonified, as Marche, Zephirus, sonne, Ram, and Nature later. The other figurative expressions are far more numerous — ' April piercing the drought' (vaguely conceived as a tree or plant) 'of March to the root with the sweetness of his showers ' ; ' bathing every vein in that moisture from the virtue of which the blossom is begotten' ; 'Zephirus inspiring the tender shoots in every wood and heath ' ; ' the young sun running his half-course in the Ram ' ; and ' nature pricking the birds in their hearts to make melody.' Hence, in addition to the implication that the ' long- ing of folk to go on pilgrimages' is only another effect of the same kind with the rest, also apart from all felicities of form and not a little of that "high seriousness" and dignity that must underlie all poetic power, we have the effect of no less than twenty figurative terms and expressions in the eighteen lines of the paragraph. To the figures mainly, therefore, the passage no doubt owes its perennial charm. But what are figures? How does personification, how do metaphors make poetry ? What charm can there be in the indi- rection of saying, ' April pierces a drought to the root ' ? Let us begin with metaphors and similes. What is the difference between them? Which is the more effective? These and like questions, with which we are all more or less familiar, may be satis- factorily answered after an analysis similar to that which has been employed before. Somewhat of the characteristic subjectivity of the ego, particularly in the activity called imagination, has been shown in previous chapters. This subjectivity greatly varies with different minds and even with the same mind in different states of energy, and when different subjects are under consideration. This subjectivity does not consist merely in presenting objects pictorially before the mind ; it goes much further, and especially in the direction of reveal- ing, and maintaining, subtle and unsuspected analogies. By this 62 FIGURES. discovery of characteristics possessed in common the mind pro- ceeds, often in an arbitrary or fantastic fashion, to construct new species, — even new genera, for the moment, or until the flash of fancy has passed from sight. For example, in " Thou hast brought a vine out of Egypt ; thou hast cast out the heathen and planted it," the transcendent energy of the mind's cognition recognizes the analogy between the work of Jehovah in bringing the Israelites out of Egypt and settling them in Palestine and the husbandman's transplanting of vines, so makes Jehovah for the moment stand in the genus or class of vine-dressers. But this does not describe the whole process. In the case of those whose imagination is slow and mal-adroit, the metaphor will be incompletely realized ; there will at least be no apprehension of God as a vineyard-tender. But the more vigorous and nimble intellect will realize the figure in a flash of fancy by thinking or seeing the personal Jehovah, symbol- ically, for the moment in the form of a real gardener, or, in other words, will identify the image formed in the mind with that declared or called for by the metaphor, and thus get the whole effect intended by the speaker or writer. For it is evident here that the writer saw mentally this same identity, and said or wrote the meta- phor because he experienced it thus vividly in his mind. This exaltation of resemblance, through the creative energy of imagina- tion, to identity, is especially agreeable to the ego. No other dis- connected operation of imagination gives so much delight. Herein also may be discerned the difference between the meta- phor and the simile. When the resemblance is not so marked as to warrant the assignment of the two objects to a new class by using it as the basis of classification, no such attempt will be made by the well-balanced mind ; the resemblance will be predicated merely. " He shall be like a tree planted by the rivers of water " gives notice specifically that the righteous man and the tree are not at all to be thought of as included in the same class, but merely as having a certain incidental characteristic in common. With the quiet spirit of the first psalm the figure chosen by the writer is in perfect keeping. A more erratic or excited mind might by subjec- FIGURES. 63 tive enthusiasm have so magnified the common quality as to con- ceive the prosperous man during a flash of fancy as really a peren- nially green tree. But the imagination of most readers could not have gone with him in this, so that the figure would have amounted to little or nothing more than the simile we find. 1 We may deduce easily from the foregoing certain important observations. The highly imaginative mind will in general deal too much in metaphors. The poet will write too florid prose ; a Tegner will become almost fantastic. 2 On the other hand, the prosaic, matter-of-fact mind will often fail to call things by some metaphorical class-name that will speak volumes of detailed de- scription. " O ye generation of vipers " condenses an encyclopedia of characteristics into a single word, and all because in the image which that word calls up in the mind we see Pharisees and vipers identified in a common class. Likewise "wolf in sheep's clothing" bestowed upon one who has abused confidence is vastly different from the same preceded by 'like.' In the former case the ex- cited mind of the speaker sees that which is named in the meta- phor, and by a transcendentally subjective act unites with it the personality and character of the traitor addressed. In the latter i Note how the writer, no doubt unconsciously, intensifies the effect by using a complemental metaphor in the next clause : " his leaf also shall not wither." Contrariwise, a metaphor is often assisted through the mind of the reader by a succeeding simile. 2 Esaias Tegner, the most celebrated of Swedish poets, and scarcely rivalled in any literature for vividness of fancy. His principal poem, FrithioJ^s Saga, begins with this metaphor : — " There grew in Hilding's manor fair Two plants beneath his fostering care. The North before saw never blended Such beauty sweet and promise splendid. " The one burst oaklike forth a tree, And like a lance its stock to see ; Its crown that in the breezes trembled, In arch a warrior's helm resembled. " The other nourished as a rose," etc. But the two plants are Frithiof and Ingeborg, hero and heroine of the story ! 64 FIGURES. case his mind contemplates two ideas, as separate, in an act of comparison. Moreover, a reader of vivid imagination will catch the spirit of a figure which a halting writer has improperly intro- duced as a simile, and will realize it as a metaphor in spite of the printed words. It is evident there can be and should be no principle of choice between similes and metaphors but this : Write as you think. If the writer sees the two objects compared as really identified through some common characteristic, let him so pronounce them, — even if Christ shall call Peter ' Satan,' or Paul, the high priest, 'a whited wall.' Let him write what is in the mind, or write not at all. Obe- dience to this law of truth will prevent the abuse of figures ex- cept in case of minds too agile and vivid in perception of analogies. Very little of what is called fine writing is • due to honest tran- scription of what is seen in fancy, but the embellishments are filled in afterwards without organic relation to the theme. Such use of figures betrays generally its occasion. So also when the complex is taken to illustrate the simple. Men do not call vipers ' a generation of Pharisees ' in response to any genuine thinking whatsoever. Similar to metaphor, but simpler and cruder, are the Allegory and the Parable. The allegory is a consistent history, capable equally of a literal or a spiritual interpretation. The parable is a less extended instance, taken from or squaring with the material side of life, and designed to carry the mind to some spiritual con- clusion. In'both of these figures resemblance is made the pretext, as in metaphor, of establishing a passing identity. Allegory and the parable, as well as the fable, belong to an elementary stage of spiritual history. What might be cast in the form of either, well- appointed minds may, at least in the present literary stage, be ex- pected to take for granted. Personification appears at first to be a figure entirely unlike those first described. The principle at bottom seems to be merely ego- istic. The child manifests it by insisting on treating its pet dog or canary as endowed with human faculties, or by giving its rocking FIGURES. 65 horse or doll at least the attributes of life. It will often invest inanimate things with moral responsibility, and whip's the stool over which it has stumbled as culpable for its fall. In maturer years, when the fancy has been chastened and sobered, the habit is by no means abandoned, but rather confirmed. Whenever the en- thusiasm of the mind is called forth towards some inanimate object, the natural impulse is to raise it to a higher genus, to endow it with personality, and thus make it the proper object of a higher sympathy. The railroad engineer speaks usually of his engine as ' she,' simply because he finds it natural to consider its almost human efficiency and trustworthiness as wholly conscious. To his fancy it behaves ' well,' or ' ill,' is ' contrary,' or ' obliging ' ; though he knows as well as the profoundest philosopher that the machine can do or be nothing of the kind. This subjectivity is exercised also towards men and women. Persons to whom we are partial are the ' best people in the world ' : we ignore their faults, we exalt their virtues. Our chosen friends are to us of supreme worth, of even more than human excellence. Our children are always to us good, and interesting, and full of promise. Our home, our street, our city are to us the best. In general through this sub- jectivity, we see less in better things that are not ours than in our own. Moreover, if we become alienated from friends, if we change abode, or street, or city, we transfer our partiality to other objects, and in time put an estimate on what we have abandoned that more nearly squares with outside or general opinion. On the other hand, towards persons or things disliked or hostile the en- thusiasm of the ego is manifested, not in raising to a higher plane by subjectively emphasizing best characteristics, but the contrary. People of worth and culture with whom we do not chance to be associated in some close way, are likely to be regarded with indif- ference : so that in all the world there is perhaps no person or thing that does not stand nearer our sympathy or further away from it, than to the general mind is wholly reasonable and just. But the essence of this egoism is not mere selfishness as we commonly understand that word. What causes the ego to become 66 FIGURES. attached to the objects which make up its environment is not the consciousness that they are its own, but the fact that it is having or has had experimental knowledge of them. What the soul has had experience of becomes a part of its life, or of itself. Herein lies the secret of perfect memory ; herein lies the difference be- tween the old education and the new. Not iteration, but expe- rience of things is the key to memory and true knowledge. An " enlightened selfishness '' is therefore incident to the isolation of the ego", which is, as it were, an independent pivot or focus of the universe. Hence the ego craves its own that it may multiply the occasions of delight. It seeks joy everywhere, is under a constant spell of expectancy as of one that has lost his way, and imagines each phenomenon an earnest of that of which it is in search. So when it finds an object in which it is sure of delight, it is fain to enhance its satisfaction by adding to it an increment from its sub- jective self. For the sake of joy in the relationship, it chooses friends by recognizing some certain quality or qualities and ignoring others. In personification there is the same process ; things from a lower genus are exalted into the same relation with the ego as another ego might sustain. But this personal relation is not phys- ical. It is only by the supremest subjectivity that a personified quality can be brought before the physical eye in painted or sculptured forms. To most of us, Faith, Hope, and Charity are probably not a trio of new graces, but three names capitalized by the printer. This may be due to slowness of fancy, but oftener perhaps to a livelier spiritual apprehension. For it should now be clear that personification is after all only a process of the same kind as allegory, parable, or metaphor, inasmuch as in each and all of these an outer resemblance is accepted as evidence of inner identity, or that, though the objects associated differ outwardly, they mean the same spiritually. In other words, the ego finds in the lower a type of the higher, from charity or some other human characteristic limns out the complete superior being which would be appropriate or proportioned to the single quality. 1 Or it sees 1 So in the Dawn, Justice, Liberty, Chastity, Piety, etc., the ego constructs the entire goddess or angel personality of which it has recognized the type. By the FIGURES. 67 also in the higher a type of the lower ; as in Jehovah, of the vine- dresser, or in Christ, of the good shepherd. We may therefore pronounce each of the figures now considered a species of idealization. We commonly think at least of meta- phor as a help to intellectual understanding merely, but this is clearly a mistake. The basis of all the figures mentioned is analogy. But analogy is not always an intellectual relation, is never properly such at all. When we speak of youth as the morning of life, we thereby in no wise elucidate youth as an intellectual or logical con- cept, but simply go beyond the literal and physical sphere, and note that life may, in a spiritual sense, be said to have its morn- ing. Analogy is properly a spiritual proportion, or rather an iden- tity of spiritual ratios. 1 But the ego does not love merely what it has experienced, it loves its experiences themselves ; not only its environment, but its work as well. The author enjoys his own poem perhaps more highly than another by a better hand. The reader enjoys a com- position in which he is allowed to assist the author, rather than one which does not take for granted his powers of penetration. Hence his mind delights in condensed expressions, since it can more quickly reach the meaning. A ' brave assault ' is more pleasing than an ' assault by brave men,' for the mind apprehends at once the real nature of the thought, and wins an experience besides. An author who affords no such opportunity is ' dry,' which is the ego's favorite name for compositions that do not recognize its highest activity. Moreover, one of the most familiar of mental phenomena is abbreviation of symbols. In spoken language there is a constant tendency to shorten words and lighten the utterance of heavy syllables. In writing and printing, symbols and abbre- viations are universal. These of course save energy and time, but same process were produced the superior and inferior deities of the Greeks, and in general the other gods and goddesses of the heathen world. 1 The fault called mixed metaphor is due to a confusion of types, and proceeds from an imperfect, or merely intellectual, discernment of like qualities or relations. When resemblance is spiritually apprehended, there is small place in thought for a rival experience at the same time. 68 FIGURES. they do yet more. The ego will not be bored. After an idea becomes familiar, the mind tries to avoid contemplating it in full, and if possible cuts short the representation. If the object to be pictured is a house, the process of imaging is stopped when the most salient or characteristic part has been constructed, as the roof. So also of a ship, the mental picture is reduced to the representation of the sail. But this is not all. The ego is at the same time alert in the activity which produces metaphor, and constantly recognizes the spiritual identity of the whole and the part, the cause and the effect, the container and the thing contained. It sees in gray hairs the type of ' old age.' Summer being the soul of the year, ' ten summers ' will mean the same to it as ' ten years.' Hence when there is an identity of values, the notion that is less complex and burdensome will be the favorite. Hence 'bar' and 'pulpit' and ' press ' have become established even in common thinking, and in the language of common life. 1 Other mental habits and tendencies kindred with the foregoing might be here considered. Nicknames suggest the abrogation of formality, the closest and most familiar approach of mind to mind. Diminutives argue a caressing fondness, and a subjective effort to invest with qualities that will justify or invite it. On the other hand, a change from familiar to formal appellatives indicates rising differences. The only remaining figure connected with these states of the ego is the much-abused apostrophe. When the mind resorts to this in moments of rare spiritual clearness, it is very effective ; but unless the mind spiritually sees the object addressed as pres- ent before it, common sense generally dissuades from calling on what cannot hear and cannot answer. Common sense indeed is the code of the ego, and is a function of the feelings rather than the reason. The student should now be prepared to distinguish clearly the 1 This is the course of nature in the history of words. Metaphors of rarest excel- lence often lose their first significance, and cease in time to be more than intellec- tual. As Carlyle has so excellently pointed out, our common vocabulary abounds in terms once highly figurative. FIGURES. 69 different kinds of suggestive words considered together in Chap- ter III., — a thing obviously impracticable before. A suggestive word is properly an experimental word, or one that through asso- ciation has direct, intrinsic power with the emotions. But a word that gives pleasure because used for what it is not, is a " trope," and should be considered by itself. It may involve a metaphor, or a personification ; it may stand — like brave in the example above — as an abbreviation for a whole phrase, or in some other way as a part for the whole ; contrariwise, as a whole it may be mentioned merely to designate some part. Each example should be restored to its direct and literal form, and patiently studied until the specific source of the effect upon the imagination is de- termined. So in phrases of the third class, the particular kind of figure should be made out in the same way by changing to the literal or prose manner of expression, and even further expansion if necessary. Both word and phrase figures should be carefully distinguished from clause figures, or those in which the transaction or quality is fully predicated. To insure quick discernment of these and other differences, it will be well if the student parse the poetical elements in a few paragraphs. The suggestive words, phrases of each class, and figures of whatever sort, should, each in its place, be determined and declared. To facilitate such an exercise the following examples, mainly of the three forms respec- tively, may be used. " Ye holy towers that shade the wave-worn steep, Long may ye rear your aged brows sublime, Though hurrying silent by, relentless time Assail you, and the wintry whirlwind sweep. For, far from blazing grandeur's crowded halls, Here Charity has fixed her chosen seat; Oft listening tearful when the wild winds beat With hollow bodings round your ancient walls; And Pity, at the dark and stormy hour Of midnight, when the moon is hid on high, Keeps her lone watch upon the topmost tower, And turns her ear to each expiring cry. 70 FIGURES. Blest if her aid some fainting wretch might save, And snatch him cold and speechless from the grave." William Lisle Bowles: Bamborough Castle. " Once a fair city, courted then by kings, Mistress of nations, thronged by palaces, Raising her head o'er destiny, her face Glowing with pleasure and with palms refreshed, Now pointed at by Wisdom or by Wealth, Bereft of beauty, bare of ornaments, Stood in the wilderness of woe, Masar." Walter Savage Landor : Gebir, Bk. v. " I felt the wind soft from the land of souls; The old miraculous mountains heaved in sight, One straining past another along the shore, The way of grand dull Odyssean ghosts Athirst to drink the cool blue wine of seas And stare on voyagers. Peak pushing peak They stood : I watched beyond that Tyrian belt Of intense sea betwixt them and the ship, Down all their sides the misty olive-woods Dissolving in the weak congenial moon, And still disclosing some brown convent-tower That seems as if it grew from some brown rock, Or many a little lighted village, dropt Like a fallen star, upon so high a point, You wonder what can keep it in its place From sliding headlong with the waterfalls Which powder all the myrtle and orange groves With sprays of silver. Thus my Italy Was stealing on us." Elizabeth Barrett Browning : Aurora Leigh, Bk. vii. FIGURES. 71 CHAPTER X. FIGURES — Continued. It has been shown that Allegory, Metaphor, and Simile are fig- ures really alike in kind, and differing merely in the degree of spiritual identity established or recognized. Hence they some- ' times run into each other, as in this verse before quoted from the Psalms : " Thou hast brought a vine out of Egypt : thou hast cast out the heathen, and planted it." Here the author plainly starts out with allegory, but by using heathen in the second clause, turns the whole to metaphor. He seems to have shrunk from develop- ing the idea of a vine independently, to be interpreted by the reader later on, but purposely introduces heathen — instead of wild, or native, vine — for the sake of appropriating at once the benefit of the analogy. He finds himself able to develop the two ideas together in his own mind, and assumes — though all uncon- sciously — the ability of his hearers to do the same. Similarly, the opening of Psalm xxiii. is cast in running metaphor. The reason of the change here from allegory to metaphor is the same as that which explains ' brave attack ' above : the mind abbreviates, condenses, thus attaining superior vividness and en- ergy. Also with reference to the hearer, it is enabled, by reducing the bulk and weight of the figure, and wielding it with firmer grasp, to produce a more immediate and intense effect. For the instrument of speech grows, or should grow, more prehensible and efficient as the mind expands. Hence the reason why young readers are so slow to take in the higher effects of poetry : they are not accustomed to the terse and intense manner of our best poets. To appreciate Keats and Tennyson, or even Byron, requires an awakening of the spiritual sense, or a taste for analo- 72 FIGURES. gies, and expert readiness in developing and appropriating them that, in the main, can only come by culture. Therefore to young minds just beginning to use analogy, allegory is very welcome ; but as these grow more and more accustomed to the spiritual view the parallels grow shorter and shorter, until, in practical thinking, they are reduced to points, and made, as we say mathematically, to coincide. A single phrase, or perhaps a word, is made to do duty, with telling effect, for a whole metaphoric clause, or orig- inal allegoric paragraph. This process is nowise exclusively poetical, but is illustrated in all departments of intellectual expansion. The tendency every- where is to reduce reflective processes to instinctive. The boy that begins with adding digits whose sum is less than ten, may end as a bank clerk who casts four columns of figures at once. The unit of comprehension to him is now in the thousands' col- umn. So in poetry at first the unit is each significant circum- stance included in the analogy, as — to take once more the same example — 'bringing the vine out of Egypt,' 'casting out "the heathen,' and ' planting it.' But when the mind has learned how to go along the beaten paths of analogy without a guide, it is enough to say 'vine from Egypt,' or 'Jewish vine.' So, in the lines quoted from Denham in Chapter II., the unit is each point of resemblance indicated, or ' called off ' — we almost might say — to phantasy. But to the trained imagination, as was shown, ' Thames-like ' is potential of all high effect. The unit is here the whole analogy. On examining into the nature of the other figures, we find like concentration and intensification everywhere. In Synecdoche, we are told, ' a part is put for the whole, a species for the genus, a definite number for an indefinite, and vice versa.' It has been made clear already that ' British sails ' is abbreviated and ener- gized in thought from ' British ships,' because the mind sees pictorially as at a distance merely the sails, and will not permit phantasy to construct more of the image. To show the whole would not add definiteness, but would divert energy, in the same FIGURES. 73 manner as, in mathematical thinking, to attach to an algebraic symbol its known value would clog the mind. In " Ten thousand were on his right hand," the definite number is used for the sake of making the indefinite number apprehensible. It would be manifestly impossible to use in such case an indefinite number for a definite ; it is on account of the very impossibility of represent- ing the large indefinite number satisfactorily in thought that the large definite number is taken as its substitute. Hence the vice versa part of the definition, in so far as it may imply option or equivalence, is misleading. The larger will not be taken as the proxy of the smaller unless the smaller cannot furnish a good one of its own, — that is, unless it lacks a salient and sufficient char- acteristic to serve as its symbol. Whenever good examples of the ' vice versa ' kind occur, as of the whole for a part in " He was gray, but not from age," a sufficient reason for the mind's so choos- ing will not be hard to find. Here it is the fact that it is easier — from the familiarity of the image — to think the whole man gray- haired, than abstractly the gray hair alone. Even if ' his hair ' had been used instead of " he," it would not have kept us from imaging more or less vividly the face and form. Gray hair is here of no significance save as the effect of experiences undergone by the subject of the story. Hence the personality, the whole man, is brought into the figure, because it cannot be excluded from the thought. In the various forms of the figure called Metonymy the same effort to save both time and energy may be traced. The mind always, unless for reason, goes along the course of least resistance. The constant use of the cause for the effect is in general due to the fact that the former is concentrated and single, while the latter may be multiform and various. ' Shakespeare ' is the prevailing designation for the collective writings of our greatest poet, not merely for the reason it is easier to pass through the mind a sym- bolic or other image of the man than of the volumes in which his works appear, but chiefly because the soul, the pervading genius of the poet, is a favorite and vital element in the thought. ' Moses 74 FIGURES. and the Prophets,' from the effect of their character and mission in ourselves, is more speedily and completely intelligible as a designation of the Hebrew canon than any objective symbol derived from the writings themselves could be. Only when thus spiritually applied can a cause be used for a material effect. When the container is used for the thing contained, as a 'glass — for glassful — of water,' the explanation is simpler ; since the mind can easily think the glass, which retains its shape, but not the water, except as taking shape from its receptacle. Thus much on the ' vice versa ' side of this figure. On the other hand, when an effect is put for the cause, the abstract for the concrete, the material for the product, or sign for thing signified, the gain to thought in speed and vividness is evident. Yet we seldom realize what tremendous concentration and energy are possible through the mind's thus postulating the spiritual equivalence or identity of parts and wholes. Perhaps it is only when, aided by the physical eye, we discern an empire that girds the globe in the paltry ounces of the British crown, or, on alien seas or soil, all that home and country mean in the national flag, that we in some measure com- prehend this miracle of the mind. The general tendency is, therefore, clearly in the direction of condensation and vividness in the simpler figures. Further spe- cific evidence of a systematic advance in command of figures and effect in using them as the mind develops, is abundant every- where. It has been shown how allegory may be cut down to running me'taphor. How it may be abbreviated still further by union of two or more of the simple figures, as apostrophe and single metaphor, is illustrated in these lines from Keble : — " Sun of my soul, thou Saviour Sear, It is not night if thou be near." There can be no question that this is an allegoric thought. The analogy is set forth in the first line, and the application of that which is true of the one object to the other, in the second. But it would have been more natural, or more in accordance with the FIGURES. 75 expectation of_experienced readers, if the analogue could have been designated and the application made in a single sentence, in some such way as this : — Thou art, O Christ, the banisher of my night. That is the proper form of the metaphoric thought, such as abounds in Chaucer and would doubtless have been used in the present case except for the rhyme. The unit here is the whole analogy, but in a clause presentation. But, in reality, "Sun of my soul," if the reader is prepared to take hold of the analogy, contains all that the second line declares, and will suggest it to the mind. Thus is it that phrases, at the proper point in the evolution, begin to appear in poetry by con- densation of clauses. Bernardo, in the thirteenth line of Hamlet, might have been made to say ' If you do meet Horatio and Mar- cellus, who are to be my rivals in the watch to-night, bid them make haste.' This would, of course, have enabled the reader, though with a sterner liberty, to recognize the guardsmen in their excited watch for the reappearance of the ghost as rivals indeed, but the phrase-form ' rivals of my watch ' is more effective. " The predicate conditions the imagination." To the accustomed mind it is sufficient to name, but not necessary to prescribe, the par- allel. The same is true throughout all phrases proper of the third class. The unit is a whole analogy, but in phrase presentation. It will now be clear how phrases of the fifth kind, or poetic phrases proper, acquire their power. They owe it to the fact they each disclose some new spiritual type, that is, one not resident by figure in either of the terms as singles, and not communicable except through mention of a binary characteristic. 'An empress,' yet ' vestal votaress,' designate a type involving two idealistic, but literal, notions, and unrevealable by any single term. The thought, indeed, to the spiritually inexpert is complex enough to have been set forth in a complete allegory, while to the prepared imagination 'imperial votaress' carries all the effect of one. In 76 FIGURES like manner, ' maiden meditation,' as presenting potentially to the imagination the type of a maiden so at one with her estate as to meditate in the law thereof, with monastic fast and vigil, both day and night, reduces a yet larger allegoric thought to the same pro- portions. Of course, it would seem that only a few allegories could be so treated. But the art of the greatest poets is full of sur- prises. There is no calculating beforehand what shall be or shall not be possible to mind. The hieroglyphics of ancient Egypt were doubtless no easier of interpretation in that day than our stenographic symbols now. At the distance of half-a-step between phrases and single terms stand poetic compounds. These show upon their face the fact they have been reduced from full phrase forms. " Glory-bath " stands evidently for 'bath of glory ' ; "steel-bright" for 'bright as steel ' ; " a-sparkle " for 'in a sparkling,' etc. ' Diamond-drift ' — though not so written by Mr. Browning in the passage on page 14 — since it means ' drift of diamonds,' should be added to the list, making the sixth instance in thirteen lines. If we examine again the passage it will be evident why the author used these com- pounds instead of the full phrases, for the most careless rendering shows that words, and not phrases or clauses, are the basis of effect. The impulse is strong upon him to spend only a single word upon a single analogy or type ; and it even seems he would have reduced also the compounds to singles were he not stopped by the natural limitations of language encountered in the process. Tennyson was more fortunate, or more masterful, in the following from The Princess : — 1 So saying, from the court we paced, and gain'd The terrace ranged along the Northern front, And leaning there on those balusters, high Above the empurpled champaign, drank the gale That blown about the foliage underneath, And sated with the innumerable rose, Beat balm upon our eyelids. Hither came Cyril, and yawning, 'O hard task,' he cried: FIGURES. 77 ' No fighting shadows here ! I forced a way Thro' solid opposition crabb'd and gnarl'd. Better to clear prim* forests, heave and thump A league of street in summer solstice down, Than hammer at this reverend gentlewoman. I knock'd and, bidden, entered; found her there At point to move, and settled in her eyes The green malignant light of coming storm. Sir, I was courteous, every phrase well-oil'd, As man's could be; yet maiden-meek I pray'd Concealment : she demanded who we were, And why we came. I fabled nothing fair, But, your example pilot, told her all. Up went the hush'd amaze of hand and eye. But when I dwelt upon your old affiance, She answered sharply that I talked astray. I urged the fierce inscription on the gate, And our three lives. True — we had limed ourselves, With open eyes, and we must take the chance. But such extremes, I told her, well might harm The woman's cause. "Not more than now," she said, " So puddled as it is with favoritism." ' " The condensation in many of these lines is marvelous. Through- out, analogy is the unit, but in word presentation. We do not here have sentences like 'April pierces a drought to the root with the sweetness of his showers,' in which not only the subject and the predicate, but also the object and the adverbial modifier, are unliteral, and all in the line of a single thought. On the contrary, either the subject, or the predicate, or a modifier of the one or of the other, often sustains an independent analogy, while the rest of the sentence may either remain unliteral, or similarly show else- where some further center or centers of thought radii. Even the adverb astray, in line seventh from the end, carries a whole alle- gory in itself. It was pointed out in Chapter VIII. that Shakespeare was the first to use the phrase as a special instrument of power. He uses preferably and prevailingly the clause, but seems at times quite ready to shift his unit and make phrases the basis of his style. 78 FIGURES. It was, however, Keats and Shelley that introduced the phrase manner as a norm. These poets also use a large number of word- analogies, yet keep well to phrases — just as Shakespeare before them stood by the clause. But in the succeeding generation we find Mrs. Browning, and her husband, and Tennyson, taking the next step forward together. Shakespeare had also given foretaste of the days when words should speak with the power of clauses, but the impulse with him was fitful, and seldom yields more than a brace of word analogies in a single paragraph or page. Yet there is nothing in literature more dynamic than some of his condensa- tions like 'cream and mantle,' 'vice,' 'trifled,' 'jaded,' 'godded.' Tennyson and Browning can count scores of such to his singles, but few so wonderful. However, as in his phrases, we detect the presence of something inorganic and compelled, that is like the lightning from the clouds, not the glare of a constant sun. It is not the interrupted shock, but the sustained momentum, that car- ries most effect. The condensed figures, the analogies focused into single terms, and these massed like so many commonest words in sentence structure, produce an array of force that is the marvel of modern literature. Twenty years after Shelley in phrase- forms wrote " There was a Poet whose untimely tomb No human hands with pious reverence reared, But the charmed eddies of autumnal winds Built o'er his mouldering bones a pyramid Of mouldering leaves in the waste wilderness," and seventeen after Keats in the same vein had said " A thing of beauty is a joy forever," Robert Browning, while making those poets his ideal and striving to compose lines like theirs, was actually crowding word-analogies together after this fashion : — " The centre-fire heaves underneath the earth, And the earth changes like a human face; FIGURES. 79 The molten ore bursts up among the rocks, Winds into the stone's heart, outbranches bright In hidden mines, spots barren river-beds, Crumbles into fine sand where sunbeams bask — God joys therein. The wroth sea's waves are edged With foam, white as the bitten lip of hate, When, in the solitary waste, strange groups Of young volcanoes come up, cyclops-like, Staring together with their eyes on flame — God tastes a pleasure in their uncouth pride. Then all is still; earth is a wintry clod : But spring-wind, like a dancing psaltress, passes Over its breast to waken it; rare verdure Buds tenderly upon rough banks, between The withered tree-roots and the cracks of frost, Like a smile striving with a wrinkled face; The grass grows bright, the boughs are swollen with blooms Like chrysalids impatient for the air, The shining dorrs are busy, beetles run Along the furrows, ants make their ado ; Above, birds fly in merry flocks, the lark Soars up and up, shivering for very joy; Afar the ocean sleeps; white fishing-gulls Flit where the strand is purple with its tribe Of nested limpets; savage creatures seek Their loves in wood and plain — and God renews His ancient rapture. Thus he dwells in all." Browning hoped he might follow in the footsteps of that master whom he worshipfully called Sun-treader, at least afar off. The years have shown that it is not Shelley, but himself, that treads the sun. The message of the Alastor and the Endymion was Beauty, but of the Paracelsus, Power. The course of concentration in figures is, therefore, without leap or break. Allegory Or parable was first, and succeeded by running metaphor ; next, clause metaphors, which were reduced to phrases, and phrases finally to compound or single terms. But poetry at large will not follow these changes systematically or chronologically. Since individuals are constantly passing through 80 FIGURES. the same stages of development as the general mind, it is evident that literature must be adapted neither to the highest nor the lowest grades of culture, but the average. The conversation of mature thinkers, unless technical, is generally intelligible to the child of ten or twelve. Or, to resume our figure, the elementary- digits are not abrogated through familiarity with such higher units as thousands and millions. The bank clerk upon occasion adds again in single columns, as in school-boy days. In a manner somewhat similar the allegory yet lives by a sort of sufferance, though the mode is recognized as pedantic and overwrought, except for edification of the nursery or burlesque grade. Some- times, also, readers consent, in default of better entertainment, that things be said which go without saying, and may, for the moment, derive a degree of satisfaction from Dante's or Spenser's threefold parallels. Those even who most delight in the con- densed and fervid manner, will at times be better served by poems that less tax the .energy of the mind. Men in these days of limited express trains and electric cars yet ride in carriages or go on foot, and some indeed there are who maintain these last should be the maximum methods of locomotion. So there are readers who, though they have reached the requisite point in culture, are not in sympathy with such poets as Tennyson and Browning, and dislike the titanic and lightning energy of their haste. They prefer under all circumstances to move more slowly, and study, so to speak, the topography of the region in details. For such moods and temperaments there is bulk-literature in plenty, while not a page even of the tersest and strongest poetry but will yield, like the passage above quoted from Tennyson, a good proportion of lines keyed down to their proper pitch of energy. Analogy, therefore, serves more than a single purpose in poetry. It is used pre-eminently to set forth a material fact or truth spiritually, making the reader feel before he thinks, as in " Up went the hushed amaze of hand and eye," FIGURES. 81 in the passage from The Princess. It is used to accompany and interpret a material fact or truth in a spiritual repetition, as " How often would I have gathered thy children together, as a hen gath- ereth her chickens under her wings." Finally, it may be employed to furnish a poetic parallel or embellishment, as in examples cited later. So for the final difference between figures we are brought back to our first observation of varying degrees of energy in the mind. 1 When the perception is so intense as to recognize a new spiritual genus and postulate true spiritual identity, the resulting figure will be of the condensed sort that we have been consider- ing. The characteristic to be noted is, the material and the spir- itual are combined, and the spiritual is used to express both. If the imagination recognizes, not identity, but resemblance merely, the material is set forth and expatiated upon so as to include the spiritual, sometimes in the same sentence, sometimes in an almost allegorical succession of appended clauses. The characteristic is, the material and the spiritual are separated, and the one is inter- preted through direct comparison with the other. We thus find, in the last analysis, grounds for distinguishing two kinds of figures, those that are conceived with sufficient energy to set forth a main circumstance and its innermost meaning at the same time, and those that accompany or follow the statement of a main circum- stance, in order to set forth, re-enforce, or amplify some meaning spiritually involved therein. The figures of the one class we may call concentrative, of the other, expansive. We naturally turn to Homer or Milton for first illustration of expansive figures. The following, from the Iliad, is an excellent example : — " Nor waited Paris in his lofty halls, But when he had put on his glorious arms, Glittering with brass, he traversed with quick steps The city; and as when some courser, fed With barley in the cell, and wont to bathe , In some smooth-flowing river, having snapped 1 See p. 62, last paragraph. 82 FIGURES. His halter, gaily scampers o'er the plain, And in the pride of beauty bears aloft His head, and gives his tossing mane to stream Upon his shoulders, while his flying feet Bear him to where the mares are wont to graze, — So came the son of Priam, Paris, down, From lofty Pergamos in glittering arms." Bk. vi. 641-653 (Bryant's translation). Instances like this are frequent in which the poet, having affirmed his incident or thought, goes back and approaches it again by the spiritual pathway. Sometimes the parallels are too far separated to be kept in mind together, as in this paragraph from Sohrab and Rustum : — " As when some hunter in the spring hath found A breeding eagle sitting on her nest, Upon the craggy isle of a hill-lake, And pierced her with an arrow as she rose, And follow'd her to find her where she fell Far off; — anon her mate comes winging back From hunting, and a great way off descries His huddling young left sole; at that he checks His pinion, and with short uneasy sweeps Circles above his eyry, with loud screams Chiding his mate back to her nest; but she Lies dying, with the arrow in her side, In some far stony gorge out of his ken, A heap of fluttering feathers — never more Shall the lake glass her, flying over it; Never the black and dripping precipices Echo her stormy scream as she sails by — As that poor bird flies home, nor knows his loss, So Rustum knew not his own loss, but stood Over his dying son, and knew him not." Here the illustration is in the nature of an episode. But instances like this are exceptions rather than the rule. An impulse, even in early poetry, can be traced that prompts interpretation, so far as possible, from within or about the fact or thought itself, thus FIGURES. 83 making the illustration shorter and simpler than the thing illus- trated. One of the first steps in this direction is to omit from the simile its predicate and let mere mention of the analogue indicate to imagination the act or attribute required. 1 Examples of this occur in Homer and Virgil, though generally with some after-pred- ication, as — " The assembly wavered to and fro Like the long billows of the Icarian Sea, Roused by the East wind and the South, that rush Forth from the cloudy seat of Father Jove." 2 In due course the predicate is made to affirm the attribute tropi- cally of the main subject : — " Go, bind thou up yond dangling apricocks, Which, like unruly children, make their sire Stoop with oppression of their prodigal weight ; Give some supportance to the bending twigs. Go thou, and, like an executioner Cut off the heads of too-fast-growing sprays, That look too lofty in our commonwealth : All must be even in our government." Shakespeake, Richard II., III. iv. Finally, as in " The barge she sat in, like a burnished throne, Burn'd on the water," we see the phrase simile used merely to enable and introduce a condensed analogy, which expresses the actual arid the spiritual, fused as it were together, by use of the spiritual term. Thus it is that poetry has risen from the expansive to the concentrative pitch of energy. Homer, to be sure, also presents the material 1 See Chapter II., and Notes. 2 Iliad, Bk. ii. 179-182 (Bryant). The predication stands with 'roused' in the original : — Kivi\8"t) 8' dyop)}
ut potentially for the battle, we read in the
Dame-Quickly manner of the sergeant's narrative his quality, as
in Ross's concise report a disciplined and cultured mind. We
note, moreover, that Ross avoids all mention of Macbeth; the
King likewise seemed unwilling to hear only his kinsman's
praises —
" Dismayed not this
Our captains, Macbeth and Banquo ? "
We thus anticipate the truth, fully confirmed later on, that Mac-
beth is ambitious, and looked upon as a rising man who has not
fought to-day for nothing. Finally, we were persuaded already
while the sergeant spoke, of Macbeth's victory, which Ross's
report confirms. The scene ends with the victor proclaimed heir
to the estate and name of Cawdor.
Thus much, then, has been accomplished in the first seventy-
five lines of text. Hardly anywhere else in Shakespeare shall we
find such condensation, and nowhere in dramatic literature out-
side. It is interesting also to note how little effect is produced
by ' direct ' means, or in any other way than inferentially through
the imagination. Association, as was pointed out in Chapter VI.,
is sometimes used as the means to some important end, but in
1 We may note further that, intentionally or otherwise, Shakespeare has subor-
dinated Duncan to Malcolm who essays the battle, Malcolm to the sergeant who
saves him from capture, and the sergeant to Macbeth whose fierceness makes him
forget he is himself a valiant soldier. This marked gradation has no little effect
upon our willingness to see Macbeth a candidate for Duncan's crown.
THE ART OF SHAKESPEARE. 149
the main, as is true also of Tone Colorings, with only incidental
efficacy. To enable a somewhat complete analysis of the ' indi-
rect ' or ' inferential ' art of the play, and especially of the manner
in which Shakespeare sways and controls our sympathies, a run-
ning but condensed summary of the principal points will from here
on be given. The reader should at each step inquire What has
the author accomplished, and how has he accomplished it? What
are the ' effects given,' and the ' experiential effects intended ' ?
Scene III.
This scene exhibits the witches returned from their sieve and
broomstick expeditions, and again met as they had promised in
thunder, lightning, and in rain on the blasted heath. The
' effects ' indicative of their power in the first scene were exhib-
ited wholly in outside nature; now they come from the sphere of
the human. But nothing is enacted before us. The witches are
made simply to tell what they have been doing since the first
scene, and even that story is left half told. One has been causing
swine to sicken. Another has been insulted by the wife of a
sailor, whom all three, since his life is beyond their reach, arrange
to torment. But a pilot, met by the first witch as he was sailing
homeward, was not so fortunate ; and his thumb is exhibited as a
trophy. That surely is enough. Imagination can ask no more ;
and Macbeth's drum is made to interrupt further exchange of the
afternoon's experiences. 1
After such hints and indications of supernatural power it is
not difficult for the audience to believe dramatically in at least
the foreknowledge of the witches. They seem in this case to
1 It is, of course, as impossible here as in the scene preceding to represent
upon the stage, in the time allotted, what the witches can do or have been doing,
and it is wholly as unnecessary. The pilot's thumb is yet more effective, as a
dramatic substitute, than the blood from the sergeant's wounds. Even if the body
of the drowned pilot, or the storm that split his ship, could have been shown,
neither nor both together could have meant so much to the imagination as this
' trophy,' which 1he audience with the physical eye cannot discern.
150 THE ART OF SHAKESPEARE.
mean no mischief. They simply predict that Macbeth, who has
redeemed a kingdom, shall not fail of a crown. But the thought
is not new to him. He ' starts and seems to fear.' What does he
fear? Clearly the conscious guilt of the crime implied. Mac-
beth is a grim, relentless warrior, but his conscience is tender as
a child's. He is so familiar with the thought of seizing Duncan's
crown that he does not question the truth of the prediction, but
merely shrinks from paying what he fully realizes it will cost to
his own peace.
How Macbeth's ambitious thoughts have prepared him for the
prophecy is excellently indicated in relief by the " unpossessed-
ness " of Banquo's mind. This man treats the appearing of the
witches as any other phenomenon, on its merits simply. He
cross-examines them on their one-sided greeting, disconcerting
them for the moment not a little. But though they presently
predict for him almost equal eminence, he is not at all sure when
they are gone that the experience was real. Macbeth has no
doubts, can think of nothing else. When Ross and Angus arrive,
Macbeth is more concerned with the unsubstantial ' greatest which
is behind ' than with his very material and present investiture in
the robes of Cawdor. This immediate fulfillment of the second
prophecy intensifies his expectation. He tries to ally himself
with his predicted destiny. But the nearer approach of fortune
has brought a more vivid realization of what painful inner experi-
ences must come with it. Thus there is reaction, and he leaves
the stage halting between the impulse to do everything and to do
nothing.
Thus by ' effects ' Shakespeare makes known to us what thoughts
are passing in Macbeth's mind, and from these as ' effects ' in
turn implies what he is in character. There are strange contra-
dictions in his nature, of which we shall know later, but they are
sufficiently indicated to us in passing through the quick inter-
change of his thoughts and feelings. He ends his soliloquy with
the provisional resolve to let fate do its work alone, — which we
commend in the abstract; for we have already been bewitched
THE ART OF SHAKESPEARE. 1S1
into full sympathy with Macbeth's ambition. 1 We are aware he
has twice pretended not to understand what he understood all too
well, has called the ruined Cawdor a ' prosperous gentleman,' and
now tells a falsehood concerning the cause of his abstraction. It
is not without satisfaction, dramatically speaking, that we note
these symptoms, and are in them, as pointed out in the last
chapter, persuaded Macbeth will not in the end deny himself the
crown. So far as he is held back from his crime, it is not by con-
science, but another and far less worthy motive, to be made known
to us at the opening of Scene VII.
Scene IV.
The sympathies of the audience are now so far with Macbeth
that Shakespeare does not hesitate to bring him and King Duncan
together in their new relation. It yet involves no little risk, for
the King proves wholly devoid of envy, and generous even to a
fault. It would certainly have been disastrous to have shown him
in his true character earlier in the play. But Shakespeare hazards
the full exhibit of Duncan's virtues, though he is presented only
as a victim, well knowing that the audience will not revolt and
must, therefore, be all the more committed to Macbeth's course.
Indeed his frank and child-like sincerity is shown in relief by
Macbeth's confused and lame responses, which admit everything
and deprecate nothing — in marked contrast with Banquo's cour-
tier phrase, and Lady Macbeth's greetings below. Has Duncan
perhaps marked the growing importance of Macbeth? does he
suspect his aspirations ? At any rate he sets the question of the
succession at rest in this presence by naming Malcolm as his suc-
cessor. Macbeth has plainly cherished some vague expectation
that his signal services to Scotland might divert the crown in
1 Through the ' effect ' of Macbeth's fabulous valor the audience has conceived
such greatness as it would fain see in action with its own eyes and by direct expe-
rience. But Shakespeare denies us this satisfaction. We are led on and on in
the expectation of some royal feat, until, his ruin accomplished, we leave our
hero to his fate.
152 THE ART OF SHAKESPEARE.
some way to himself. At the King's word he rouses. If he is to
succeed Duncan he must act. He immediately takes his leave
under color of needing to apprise his wife of the King's coming.
The scene, its brevity considered, is scarcely less remarkable
than the preceding. The secret of its success lies in making
Macbeth the principal figure, and the King subordinate. Duncan
is better, but Macbeth fitter.
Scene V.
It is now made clear why Macbeth rode in advance of the
King. After the coming of Ross and Angus and before meeting
Duncan at Forres, he wrote of the witches' predictions to his
wife, as the letter itself says, ' That she may lay it to heart.' This
she proceeds to do here, and now, — this she has long since been
doing. Here, then, is Macbeth's strength, hence is to come his
support in the step he feels must somehow be taken. Macbeth
craves the crown as much as she, but has scruples which in the
face of what royalty will mean are lost to her. She is not un-
tender, but she has imagination. Moreover, she understands little
of what crime costs ; and her ambition for her husband is su-
preme.
Chief among the ' effects ' of the scene is Lady Macbeth's
superb and daring resolution. She is fairly crazed at the oppor-
tunity now presented. We read in this, of course, how supremely
she has set her heart on her husband's displacing Duncan, and
that, though not knowing what she does, she will ensure it. 1 She
is made to serve the audience as a sort of proxy, voicing and
obeying its will, and thus slips without protest, almost without
1 The reader will now observe that even the associations — spoken of in Chap-
ter VI. — in the words Lady Macbeth uses, are an 'effect' indicating how her
long-cherished purpose has possessed her soul, and herein we may read as the
'final effect' how terrible will be her suffering. In like manner our imagination
here anticipates for Macbeth no little of what Act V. makes actual. The scene
should be scanned industriously throughout in every line and word, that no ' effect'
be overlooked. Few passages in literature are so packed with meaning.
THE ART OF SHAKESPEARE. 153
notice, into the unsexed role so necessary to the plot. In the
presence of such overmastering energy Macbeth husbands his own
activity. What need for him of resolution ? He has put himself
into his wife's hands. The letter, and his presence here, mean
nothing else ; and she will, if need be, carry him bodily to the
throne. If he can but muster strength to clear his brow of tell-
tale looks, all else will be provided for.
Scene VI.
The audience is now permitted to see Duncan draw near and
enter the deadly castle. Happy at the return of peace to Scot-
land, and proud of all that appertains to her deliverer, the King
finds only pleasure in the approach to Macbeth's hom§. Banquo's
younger eye detects upon it everywhere the pendent nests of the
temple-haunting martlet. The very air is redolent of security and
peace.
The reader should from this point systematically take cog-
nizance of all instances and forms of contrast. Shakespeare has
already employed it in this play in exhibiting Duncan's unmartial
as against Macbeth's heroic mind ; similarly, through Banquo's
" unpossessedness," in suggesting how Macbeth, — were he not
already a usurper in his heart, should have received the witch's
salutations ; and also in Scene IV. The effect is in each case due
to bringing together hints and ' effects ' indicative of unlike or
contrary types and ' potential causes,' which are answered to by
antagonistic emotions. The principle is analogous to Contrast,
and Light and Shade, in painting. The present scene derives its
power from bringing together, amid the described surroundings
and the experiences they evoke, King Duncan and Lady Mac-
beth, his evil genius, while her words are still ringing in our ears,
and their associations fresh and vivid in our minds. Her hus-
band, we note, does not appear. This is a mere negative ' effect,'
but how magnificently it tells us that Macbeth dare not assay the
task of counterfeiting welcome ! From this potential cause we
154 THE ART OF SHAKESPEARE.
at once feel the implied ' conclusion ' that Duncan, were he in the
least suspicious, in spite of all should read the conspiracy from
his kinsman's face. 1 The King is even more gracious and amia-
ble, if less kingly, than before. It is another daring experiment,
which a less cunning hand than Shakespeare's could never have
accomplished. But it succeeds, and with all the profounder
effect. To cause the lamb to lick the sacrificer's fingers may
make the audience revolt against the knife, but, if that can be
prevented, will but intensify the tragedy.
Scene VII.
The banquet has been some time in progress, and Macbeth has
sat by his kinsman's side. The sense of Duncan's meekness and
worth so grows upon him that he feels he cannot even acquiesce
in his wife's determination : he must prevent the murder. At any
rate he will come to an understanding with himself, and that
straightway. Reaction from the first excitement caused by the
witches has set in. He remembers " Whoso sheddeth man's
blood, by man shall his blood be shed." Were there no risk of
after-vengeance during his natural life, he would do the deed
immediately ; but he dreads the reckoning with Scotland. 2 Lady
Macbeth, divining his irresolution, comes forth to seek him and
overcome it. She first attacks his inconsistency, and unmasks the
cowardice of faltering at the execution of what the heart has
willed. She knows nothing of man's heroic courage. She is a
woman, and has felt a mother's tenderness ; but for her part she
would dash out the brains of her unweaned child sooner than
recoil like him from a sacred promise. 3 When she has thus
1 Compare the opening of Act II., below.
2 Note the type of character indicated. If Macbeth were without fear of pun-
ishment, at least in his body in this life, the present tragedy, as we know it, could
not have been written. The fourth scene of Act III., and the fifth of V., would
have been impossible with a Macbeth wholly wanting in sensibility.
8 Note the tremendous potency of the ' effect ' in the words here uttered. Lady
Macbeth's babe has been buried out of her sight, yet she can say this ! Then
THE ART OF SHAKESPEARE. 155
cowed his scruples, she overcomes his fears. There is no men-
tion of the great emoluments of kingship which a less dynamic
hand would here have made Lady Macbeth employ ; both she
and her husband take these well and thoroughly for granted.
The battle is fought on a higher plane where these are out of
sight. It is the supreme energy of a woman's will, entranced by
an ideal, inflamed by vicarious and self-denying zeal for another's
good, that conquers Macbeth's selfish caution and distrust.
The work of the first act is finished : Macbeth assumes the
deed. Lady Macbeth having been used to bring her husband to
a resolution, falls back from the part she at first marked out to
play, and resumes the more womanly role of an abettor and
adviser. It is the triumph of the play that the part suffers, with
this rough handling, no greater detriment in the sympathies of the
audience.
Act II. — Scene I.
The banquet is over and the guests dispersed. Banquo has
divined out of the faces of Macbeth and his wife what they intend,
yet will not warn the King. Like Macbeth, he fears physical
rather than moral accountability. If he be heard to mutter of
the murder in his sleep, it will fasten the crime, or, at least par-
ticipancy in it, upon himself. As he passes to his apartment
across the court he comes upon Macbeth making the rounds to be
sure that all is quiet, and before he is aware expresses surprise at
the meeting. To alleviate the hint of meddling and influence
Macbeth, if possible, against the deed, he gives now — instead
of waiting till the morning — the diamond sent by the King to
his " most kind hostess." He tests also whether Macbeth will
speak of the work in hand, and is rewarded by a pretty open bid
how inordinate her ambition, how terrible her resolution ! Shakespeare is here
grappling with the supreme difficulty of the play. We must feel utterly and un-
equivocally that Macbeth is forced into the crime in spite of all his scruples and
dread of vengeance. He but makes Lady Macbeth to have been a mother, and
— now childless, in spite of maternal yearning for the lost, to say such things,
and the work is done.
156 THE ART OF SHAKESPEARE.
for his support. This he handles very gingerly, as if in full
loyalty to the King, whom, nevertheless, he now leaves to his
fate.
From the first the author has been preparing Macbeth and
Lady Macbeth for tragic suffering. They are not assassins, they
are not accustomed to the consciousness of crime, and they
are not in themselves equal to the burdens of remorse they are
preparing to assume. Macbeth, indeed, is only held to the task
by the frenzied determination of his wife. But this is not enough ;
he may falter and fail in spite of all. Hence the air-drawn dag-
ger is an artistic necessity as reinforcing his alien resolution, as
' marshalling him ' the way he assays to go. 1 It gives occasion,
moreover, for the doubtful debate and delay through which the
audience is committed, yet more unequivocally, to Macbeth and
his deed.
Scene II.
It is clearly an artistic necessity that Lady Macbeth in turn
shall not be equal to her part without the emboldenment of wine.
If she had been made brutal enough not to require this, the
sleep-walking scene in the last act could not here have been pre-
pared for j whereas, it is for that scene more than anything else
that the play was written. In the first access of resolution she
had imagined, if Macbeth would but mask the agitation and
anxiety from his face, that she could do the rest. But she has
stood by the couch of the sleeping King and found the limits of
her strength. Macbeth has gone to the King's chamber, but has
not dared to shut the door ; so that the audience can listen for
the stroke. While they await it, his conscience interposes its last
protest, and Macbeth, on some slightest hint of noise, thinking,
hoping, he may rouse some one from sleep and prevent the deed,
1 But this only because the author, for reasons of his own, is in this play hurry-
ing to the conclusion by the shortest way. In plays like Hamlet and Corhlanus,
in which he gives his characters complete treatment, no such time-saving devices
occur.
THE ART OF SHAKESPEARE. 157
cries out, "Who's there?" But fate is pitiless. No one awakes,
and he must go back to his murder. Lady Macbeth's " Hark ! "
marks the moment when the dagger falls.
The deed is accomplished, and the inevitable reaction sets in.
Macbeth is so unnerved, so perplexed and horrified, that Lady Mac-
beth is forced again to arouse herself and save the day. As she
goes to replace the daggers a loud knock is heard at the gate of
the castle. Here is the first great climax of the play — Macbeth
trembling, alone, shut up in the castle- with his crime, and the
world knocking without upon the gate !
Shakespeare always provides the proper descent or transition
from tragic situations such as this. He supplies it here partly by
arousing anxiety lest Macbeth fail to put on his dressing-gown
and otherwise avert suspicion, and partly through the repeated
knocking and the delay in opening the gate in answer. The first
knock startles us, fills us with consternation over Macbeth's plight ;
but at the persistent repetition we prepare to go outside the gate
and come in with the world.
Scene III.
Here, again, the author permits a daring stroke. The delay in
opening the gate, so opportune to the culprits but necessitating
such long and vain knocking, must be accounted for. Hence the
maudlin, fumbling porter and the incidental deepening of the trag-
edy by contrast. While the King was dying in his chamber it is
shown the porter was carousing with his fellows, and now, since
the second cock, he has been dreaming that he is keeper, not of
the entrance to Macbeth's castle, but of the gate of hell. This
episode has been exclaimed against as out of keeping. Duncan
lies dead within : why defeat the proprieties ? Sticklers for con-
gruity of such sort apparently would say that the child found
beside its dead mother in a telescoped railway car ought to be
dead also, or out of respect to the situation, should, at least, wail
and sob. But how, if, understanding nothing of what has hap-
158 THE ART OF SHAKESPEARE.
pened, it laugh and crow, and play with its dead mother's face ?
Would that defeat the tragedy ? x
Macbeth has washed his hands, removed his clothes, put on his
dressing-gown, and just as Macduff and Lennox — who, perhaps,
from lack of room have lodged without — ask if he is stirring,
starts forth to greet them. He conducts his friends to the door of
the King's apartment, but omits to knock or lead the way within.
This is a sad blunder, but it is only the beginning. Lady Macbeth
plays her part from the first much better. Macduff comes back
crying 'horror, horror,' Macbeth and Lennox go within, the
castle-bell rings, and Lady Macbeth comes forth with excellently
feigned indignation. So far there is no suspicion. But Macbeth
comes back, awkwardly accuses himself of murdering the grooms,
which he is betrayed into an attempt to excuse. Nothing but
Lady Macbeth's swoon can help the frightful situation. Even the
rhetoric of it is an unanswerable indictment. Was the swoon
real ? Macbeth clearly does not believe in it, and that, it would
seem, ought to be final. He cannot suspect that she who has been
his support from beginning to end of the transaction, whom he
has just now seen with the King's blood upon her fingers, is
after all unable to endure an allusion to the King's wounds.
This device of the author in either case serves to remove Lady
Macbeth, who is no longer in place here, and helps hurry the
scene, a cardinal thing in this play, on to its close. The effect of
the whole is summed up to the audience in the lines interchanged
by Malcolm and Donalbain, who take to flight without saying
adieu to their kinsfolk entertainers.
Scene IV.
Here the author effects a more complete return to the common,
every-day world by fitting, with the aid of the ' old resident ' to
1 As the events of the play are reduced almost to outline, it is evident the
author designed the porter episode in part as atmosphere. It also, in a much
needed degree, contributes to the lapse of time, and helps distance the tragedy just
enacted.
THE ART OF SHAKESPEARE. 159
make comparisons, weird accompaniments to the tragedy of the
night. What men are willing to say of the affair at the present
stage, with some hint of what they think, is registered for contrast
later. Last of all, it is made plain there is to be no opposition ;
Macbeth will get his crown.
Act III. — Scene I.
The blind desire to see Macbeth king, through which the
author's art has made each spectator in effect dramatically a parti-
ceps, criminis, is now rewarded. But we are kept from realizing
that Macbeth wears the same crown that we have seen on the
brow of Duncan, and we are not permitted to see it except this
once, — while he gives audience to low assassins. Indeed, all sug-
gestions of true kingly function both here and hereafter are rigidly
excluded.
The fortunes of the hero in Shakespeare are generally pre-
figured near the middle of the third act. The real tragedy is to
be developed in the consciences of Duncan's murderers ; Mac-
beth's sufferings are to be shown so great that he will uncon-
sciously betray himself, and thus cause his guilt to be proclaimed
throughout Scotland from the housetops. The further means here
employed, as also the occasion, are to be derived from the death
of Banquo.
For the first thing, that the audience may not resist the plot,
Banquo, who has hitherto been used as Macbeth's foil, is intro-
duced again and made to give evidence against himself. His
mind is no longer unpossessed ; he is coquetting with ambitious
thoughts. His movements also are mysterious. Is he in league
with Macbeth's enemies? He gives evasive answers to the ques-
tions concerning his long ride, and is clearly willing to leave his
King suspicious. This last especially does much towards justify-
ing the soliloquy which follows. The audience are already averse
to seeing Macbeth meddled with ; and now his bold challenge,
bidding ' fate come into the list and champion him to the utter-
160 THE ART OF SHAKESPEARE.
ance,' helps it finally over the hard place. Banquo must be sacri-
ficed.
Macbeth having taken the first step in crime, like one who has
quenched his thirst with a. draught of sea-water, cannot be held
back from the second. The long parley in which he tries to show
his professional assassins motives for the deed, and his assumption
that their resolution will be slow as was his for the taking off of
Duncan, betray the memories in his breast. Moreover, continued
discussion of the murder also intensifies expectation, and tends to
deepen the effect when the deed is reached.
Scene II.
This scene deepens tragic expectation by showing other aspects
of the intended murder. Lady Macbeth testifies to her own
feeling of unhappiness and insecurity, implying that greater con-
sciousness of safety will bring the joy they miss — also Macbeth's
delusion. To his wife, who pleads for brighter and more jovial
looks at least to-night, Macbeth reveals that a " deed of dreadful
note "is in preparation. What it is she must not know, for her
conscience evidently can carry no greater burdens. Though she
has been his tempter he does not reproach her ; though she has
just found fault with the rugged looks which she has brought
upon his brow, he is none the less anxious to save her from the
new guilt he prepares to bear. He is no longer at war with him-
self or her ; he takes his crimes and their consequence for granted.
The scene ends with a paragraph which for bloodthirsty frenzy
stands in strange contrast with the lines uttered when with falter-
ing steps he followed the air-drawn dagger to his first taste of
crime.
Scene III.
Duncan was murdered off the stage, but it is not his ghost that
is to glare upon Macbeth. It is necessary that Macbeth should set
upon his old friend before our very faces if we are at all to realize
THE ART OF SHAKESPEARE. 161
what Banquo's ghost means to his murderer. Macbeth is in the
lists against fate itself: will he leave his thrusts to be dealt by
other hands ? That the ' Third Murderer ' is Macbeth cannot be
doubted. No ear less attent than his could have first detected
the sound of hoofs, no eye less piercing indentified the victim, no
hate less fierce perceived when Banquo was dispatched but
Fleance fled. 1
Scene IV.
The audience, it may be safely assumed, is now prepared for
the ghost of Banquo. There will be no titter running through
the aisles, as when unskilled hands assay such situations. Shake-
speare never fails of his purposes. Yet to make assurance doubly
sure, or perhaps rather to deepen the effect by contrast, he shows
Banquo's blood upon the face of the murderer, who looks in at
the banquet door.
It is a dismal feast. The guests have been long delayed, osten-
sibly for Banquo, but really while search is going on for Fleance.
At last they sit, no cover being laid for Banquo. Macbeth with
new hypocrisy must needs refer chidingly to the absence. His
punishment is immediate : Banquo's ghost sits in his place. There
is no doubt or question what it is ; Macbeth does not pretend it
is a stranger. 2 Quailing under the leer it gives him, he strives to
put the crime upon his guests. "Which of you have done this?
Thou canst not say / did it. Never shake thy gory locks at me!"
Lady Macbeth attempting to explain only makes matters worse.
" My lord is often thus — and hath been from his youth!" So
intense is Macbeth's agony that he talks openly of his dreadful
secret, even after the ghost has vanished : —
1 For eight other points of evidence, some important, see Notes and Queries for
Sept. ii and Nov. 13, 1869, — quoted by Furness, Variorum Macbeth, p. 160.
2 It is essential that the audience identify this as the ghost of Banquo. Hence,
in the enactment of the scene, the presence of the ghost should not be left to the
imagination. Poetic justice assists the clumsiness of the situation.
162 THE ART OF SHAKESPEARE.
" If thou canst nod, speak too.
If charnel-houses and our graves must send
Those that we bury back, our monuments
Shall be the maws of kites.
"... the time has been
That when the brains were out the man would die,
And there an end ; but now they rise again,
With twenty mortal murthers on their crowns,
And push us from our stools. This is more strange
Than such a murther is."
The guests do not yet know of Banquo's death, and naturally take
this as an admission of what has been generally suspected — his
assassination of King Duncan. Insensible to the lesson, Macbeth
persists in alluding again to Banquo, even daring to wish him
present and to propose his health. 1 But the toast is never drunk :
the ghost instantly returns. It does not now shake its gory locks,
or nod its head in mockery, but holds yet fiercer and more terri-
ble torment in its looks and mien. The climax is now reached.
Though the ghost goes quickly, perhaps content and pitying,
Macbeth's mind remains as numbed and crazed as while the
ghost first stayed. He cannot recover himself, cannot again be
rallied to his guests, but assays rather to rally them to himself.
He is about to tell Ross as the merest matter of course what
shape he saw, when Lady Macbeth cries out to him not to speak,
and precipitates the company out of doors, lest he utter the very
name " Duncan," as they expect. 2
From this climax to the end the descent is simple and speedy.
The first is a negative ' effect ' : Lady Macbeth does not chide,
but collapses in dejection. Macbeth interprets to himself the
1 Of course the use of hypocrisy — here almost unnatural and strained — as
an ' effect,' is intended to make us wish to see Macbeth put down, or rather to
begin the change in our feelings towards him. See opening of Act IV.
2 The gist of the art-meaning to the imagination is ' What must have been
Macbeth's suffering when it makes him forget his secret is a secret — a thing we
cannot believe possible for a murderer ! '
THE ART OF SHAKESPEARE. 163
meaning of the apparition : " It will have blood " — his own blood
must pay the forfeit. This gives the audience, which still keeps
in sympathy with Macbeth, a new sensation. It hopes that he
will defeat his fears, hence learns with approval that he is taking
all precautions, and will consult the witches, — ' now even by
worst means will know the worst.' He will smite down all
approach of justice. Two other thoughts are also forced be-
tween us and the tragic scene just finished. Macbeth cannot
sleep : the voice he seemed to hear in Duncan's chamber fore-
told truly. Again, though he entered the path of crime anticipat-
ing what it would cost, he now can see no reason for his suffer-
ings save that those sufferings are new. ' He is yet but young in
deed ' !
Scene VI.
It is marvelous that Shakespeare can keep from sight so com-
pletely that Macbeth is after all a king. In other plays the divin-
ity that doth hedge a king shines out, — even in Hamlet far more
than here. In this play ' Lennox ' and the ' other Lords ' are
almost the peers, certainly never the vassals of Macbeth. In the
feast with his nobles he wears no crown, and everywhere later
when his woes are multiplying about him we are prevented from
realizing that he has anything to show for what he suffers. In
this scene is next revealed how public sentiment in Scotland has
changed since the fourth scene of Act II., and how it is changing
since the feast and the disappearance of Banquo. It is made
clear there must soon be open rebellion ; and already Macduff
has gone to England to invoke aid against the tyrant.
Act IV. — Scene I.
The audience must submit to the degradation of its favorite,
that it may be prepared for and allow the punishment soon to
come. In a full and complete treatment this might occupy many
164 THE ART OF SHAKESPEARE.
scenes ; in the present epitomized play it is dispatched almost in
one. The chief device employed is the witches' caldron, which
affords the weird, supernatural element necessary to conceal the
moral effect intended. Thus the audience is absorbed in what it
sees and hears, and is greatly surprised to find when the scene is
over that it has parted with its enthusiasm for Macbeth.
At the opening of the play the presence of the witches inspires
awe, by the aid of which Shakespeare exalts Macbeth. Here
they appear in a role that excites contempt, for which Macbeth
is made responsible. 1 Though King of Scotland, and therefore
bound to stamp out witchcraft, he has sought their haunt openly,
and they have done what they have done in preparation to
receive him. He gives them assurance of impunity for what-
soever mischief, consents to deal directly with their masters, the
powers of darkness, countenances all the enormities in the caldron
and out of it, so he may have his will. Thus beginning with what
is revolting to the senses, the effect rises to deep moral disgust, by
means of which Macbeth is degraded in our esteem as much as he
was exalted at the beginning. 2
As has been said, this is the chief device. His superstition in
accepting the word of the witches as auguring success — in- the
face of what the audience can see is ominous of overthrow — is
further shown incidentally in this scene. To give dignity to the
play as well as bestow a proper compliment upon his sovereign,
Shakespeare inserts the " shew of eight kings, the last with a glass
in his hand." The whole is managed with great tact and deli-
cacy. To have the audience see James with twofold ball and
threefold scepter in the line of Banquo's princes would have
1 The process here is still the same : we interpret ' types,' just as when we
see a man go with unwashed face, or consort with the vile. " A man is known
by the company he keeps " or permits, — through the ideals he thus evinces. See
p. 94.
2 Concerning the process by which inferences and deductions are made through
imagination, it should be noted that sometimes an author uses only the first step,
that is, gives the * effect ' that he may lead our minds back to its cause, but without
intending any specific final deduction therefrom.
THE ART OF SHAKESPEARE. 165
seemed enough perhaps to other dramatists. Shakespeare makes
none but Macbeth see the King or his successors, and thus avoids
predicting how many generations the Stuart line will last. There
are to be, as Macbeth says, " some " kings of this name, — a very
conservative and elastic prophecy, and well justified by the politi-
cal events which followed. Macbeth's visit to the witches is so
shameless and open that even messengers on state affairs come
here to bring him news of Macduff's flight. This circumstance
enables the author to make Macbeth here avow his purpose to
butcher Macduff s wife and babes, that the audience may have no
chance later to suppose it done without his sanction.
Scene II.
The audience can now endure without a shock an example of
Macbeth's cruelty, which is next used to complete the work begun
at the opening of the act. The scene is brief and so transparent
in art as scarcely to need analysis. Lady Macduff and her boy
are introduced in such wise as to elicit our warmest sympathy and
admiration, the child by his unobtrusive precocity, the mother by
her generous and well-rounded personality. The mother though
grieved and indignant will not weep, and the lad from this knows
no ill has befallen his father ' for all her saying.' Then the inef-
fectual warning and the boy's defense of his father, — two effects
which lead up to the climax. The scene being merely accessory,
there is no descent.
Scene III.
In this scene it comes to light why Malcolm was not given a
stronger character at the opening of the play : he is to be, morally
corrected and improved, as we may say, a second edition of Mac-
beth. To introduce a heavier or equally heroic character to suc-
ceed Macbeth would have marred the harmony. Malcolm not
being Macbeth's equal, is kept from coming into rivalry with him
166 THE ART OF SHAKESPEARE.
except on points where now he is out of favor; and Macduff
will supply, dramatically, Malcolm's defects. It is the longest
scene in the play. Malcolm cannot be sketched into the neces-
sary prominence by bold strokes, but calls for a lighter treatment.
He tries the trick of young men who cannot read faces — Duncan
also could not — bears false witness against himself, and only in
Macduff's revolt finds his confidence. But this fills almost as
many lines as the terrible banquet-scene, or even the third of Act
I. in which Macbeth first sees the witches and makes such com-
plete revealment of what is in him. Then is very deftly intro-
duced the historical compliment to James. Since England gen-
erally believed in the King's power to cure the evil, it is hard to
see how Shakespeare, now he has taken his audience to King
Edward's court, could avoid, if merely to enrich and give dignity
to the play, referring to the beginnings of the practice. From
this point the action mends. Macbeth is ripe for overthrow, and
this the audience must feel. Macduff will be the protagonist of
the closing scenes, and the enabling motive must dramatically be
made plain. It is now disclosed that Shakespeare had a double
purpose in the last scene ; besides disparaging Macbeth by a
spectacle of gratuitous cruelty he is providing the occasion as also
the instrument of punishment. Macduff hears the grim news and
from a patriotic becomes a personal avenger. Malcolm sym-
pathizes with his liegeman's grief, but cannot help betraying his
youthful anxiety to save for Scotland all of Macduff s rage. The
scene cToses with a crescendo to the old intensity, in which all the
blare and clang and spiteful drum-strokes of former strongest
passages are heard again.
Act V. — Scene I.
As has been observed, this is not so much a tragedy of crime
as of inability to endure the inner consciousness of crime. The
tragedy does not in this play, as in Hamlet, Othello, and King
Lear, culminate in the death of the title character, but in the fury
THE ART OF SHAKESPEARE. 167
of despair which precedes it. Macbeth's death is not regretted
as Lear's, or Hamlet's ; it is a relief. It is not his punishment —
he has died ten thousand deaths already ; it puts an end rather to
the punishment he has been enduring. Day by day his sensibili-
ties have been deadened, day by day his remorse has by added
crimes been deepened. How insensible he has become to all
that once made his joy is shown on the occasion of Lady Mac-
beth's death. The circumstances of this are developed and set
forth with direct reference to showing its effect upon her
husband.
In a large sense, indeed, Lady Macbeth is but an accessory in
this play. She is used first as the instrument by which Macbeth
is goaded to his guilt. She is enabled to do that not because she
is totally depraved or brutal, but for his sake. She helps him to
his feet after the murder of Duncan, and is used to deepen his
humiliation and misery in the scene before his nobles. Shake-
speare keeps her from responsibility for the succeeding crimes that
she may not, like her husband, forfeit the sympathy of the audi-
ence. Thus she is saved for this scene with its terrible pathos
and sublime suffering. But it is not remorse for personal guilt
alone that is eating out her life. She feels herself partaker in all
that Macbeth has done to advance and strengthen himself, for has
she not wished and willed that he should be crowned ' the nearest
way ' ? She finds also the blood of Banquo and of Lady Macduff
upon her hands. Yet the husband for whom she suffers, whose
mainstay and support she was, will express, when her life goes
out, only impatience that she should die on the eve of his trial.
These, however, are but a few of the ' effects.' for which severally
the audience and the reader are left to infer for themselves a suffi-
cient cause.
It should then at least be clear that this scene is cast as we find
it for the purpose of deepening the final tragedy. There are
many other ways in which Shakespeare might have finished the
part of Lady Macbeth in the play. If he were here working
towards the end as leisurely as in Hamlet, Lady Macbeth would
168 THE ART OF SHAKESPEARE.
no doubt appear more than once, and in dialogue scenes. But
the whole history of her experiences from Banquo's death to the
end is given in these broken, incoherent lines, to whoever can
interpret. It is the most significant scene in Shakespeare. As a
study in the higher effects of art it has no superior, perhaps no
equal, in Gothic literature.
Both Macbeth and Lady Macbeth from the first, largely because
of the doubtful prophecy concerning Banquo, have lived in dread
of "judgment here," — of punishment in their bodies at the
hands of Scotsmen. Prospect of punishment is the great quick-
ener of remorse. Hence "since his majesty went into the field"
Lady Macbeth's mind has been unhinged. She is rapidly break-
ing down, and Macbeth calls a doctor to Dunsinane. What is
the cause, what are the symptoms, of her distemper? Neither
Macbeth nor Lady Macbeth can talk with him upon this theme.
He must make the diagnosis for himself. But the physician
knows, all Scotland knows, what they believe is still a secret. It
is, to us, even painful, to hear his pointed questions, and the
gentlewoman's unabashed replies. But it is a case in which un-
professional curiosity, even to setting down her words " to satisfy
remembrance," may be pardoned. Lady Macbeth appears with
a taper. How came she by this ? Did she light it in her sleep ?
No, it stood by her ; for she has light by her continually. She
dares not be in the dark I And now she begins to rub her hands.
Her gentlewoman hesitates not to say that this means she is trying
to wash her hands, and that sometimes she continues in it for a
quarter of an hour ! After this portentous introduction what ter-
rible significance in .the words "Yet here's a spot" ! Her mind
flits to and fro over the most disconnected circumstances — the
strokes of the bell that sent Macbeth to Duncan, her anticipation
and dread of the flames of hell, her husband's trembling after the
murder, the sight of the dead king when she went to put back
the daggers; but throughout all the constant sense of blood,
and the constant washing. Then comes thought of later crimes
and more blood to remove, then the memory of the terrible
THE ART OF SHAKESPEARE. 169
knocking at the gate, and finally the climax in her awful sighs of
despair.
The internal purpose of the scene is twofold, — to show the
depth of Lady Macbeth's remorse ; and to show its hopelessness.
The incessant washing of the hands is used as means of the one,
the lingering presence of blood no longer detected by the eye
but forever sensible to smell, as indicative of the other. It was
observed under Scene II. of the second act that Shakespeare was
fitting to Lady Macbeth a character that would make this scene
possible. Here we may note especially that, were she of heavier
and less sensitive mould, this particular incident — the crowning
stroke of art in the play — could in no wise have been con-
structed.
The descent to the close of the scene is rapid, yet artistically
adequate. The doctor and the gentlewoman comment upon what
they have witnessed, while Lady Macbeth in silence gives way to
her dejection. There is effect produced sometimes by furnishing
the audience a character to serve as its proxy, and speak its mind.
Banquo is thus used in lines 120-126 of the third scene in Act I.
But Shakespeare also resorts not seldom to the contrary device
and introduces a prompter who, by failing in appreciation, serves
to aggravate a situation. The tragedy is thus deepened here.
Neither the physician nor the gentlewoman realizes like the audi-
ence what is going on in Lady Macbeth's breast, or feels due sym-
pathy. Both regard her suffering as remarkable, but not as it
really is, phenomenal. Shakespeare next very skillfully prepares
Lady Macbeth for exit. The despair which for a moment pros-
trated her is lost among crazed memories of her husband's dejec-
tion, — it now seems he that needs arousing. Thus at a most
telling juncture her supreme love for him is shown, her old
anxiety, that makes her forget her own worse plight. With two
further paragraphs, incoherent and betraying like the others the
superior burden of that first murder, Lady Macbeth passes from
sight. To mend the informality of the diction and give the scene
at least a stately close, blank verse is resumed in the final lines.
170 THE ART OF SHAKESPEARE.
Scene II.
But Macbeth is not dying of remorse ; he is going on, duped
and hardened, to his punishment. Shakespeare has kept him
from sight since the last prophecy of the witches, and even here
postpones his appearance, that the imagination may work further
in preparation. The requisite hints are here given in the talk of
the nobles who are preparing to desert to Malcolm. To them
Macbeth's real motive for shutting himself up in Dunsinane is
beyond reasonable conjecture. All the more despicable to us
who know appears his faith in the witches' promise. The scene
connects itself with the last of the act preceding, and pushes the
drama one step nearer its conclusion.
Scene III.
Macbeth now appears in person to confirm the gloomy forecast
of the last scene. He is at bay : he must believe the witches.
He is captious, arbitrary, violent, as he once was not. He hopes,
yet is in despair ; for if he win,
' honor, love, obedience, troops of friends,
He must not look to have; but in their stead,
Curses, not loud but deep, mouth-honor, breath,
Which the poor heart would fain deny, and dare not.'
News comes of the English invasion, and the stampede of his
thanes. Wildly he demands his armor, though the battle is not
yet on. Only now when his madness is at its height does he
inquire of the doctor how does his patient. Thus the strange
affliction — " thick-coming fancies that keep her from her rest "
— comes now to be talked of for the first time. Macbeth bids
the doctor cure her of that, for he himself also waits ' some sweet
oblivious antidote that can cleanse the bosom of that perilous
stuff which weighs upon the heart.' The doctor with the firmness
of an executioner declares that such a patient must minister to
THE ART OF SHAKESPEARE. 171
himself. Macbeth for the third time demands his armor, and bids
his man dispatch, only a moment later, to order him to pull off
what has been buckled on. Macbeth has become of late so
crazed and erratic that his body-servants hesitate and wait for him
to forget, repeat, or reverse his biddings. Thus is this scene
clearly the artistic counterpart to the first of the present act.
Scene IV.
This scene begins with the last words with which Malcolm and
the nobles, who have just joined him from Macbeth's army, greet
each other. It likewise shows how the prophecy of the witches,
concerning which the audience will have had no little curiosity, —
through a fanciful device of Malcolm's, is to be literally fulfilled.
There is inserted also another hint of Malcolm's youthful, untried
enthusiasm, — and yet another in Macduff s courteous admonition
not to count on easy victory.
Scene V.
Macbeth is ready for the siege. He will lie in his defenses and
risk no open combat. But in the midst of his professions of read-
iness there is heard the cry of women. He knows all too well
what has happened. He cannot go within, yet marvels he is not
more disturbed. Once such a cry would have chilled his senses.
The messenger — who also knew, whom he did not send — re-
turns, but speaks no word until questioned. Macbeth feels no
grief; the greater emotions have swallowed up all the less. The
happiness of his innocent years has so vanished out of mind that
the death of her who made so much of it comes merely as a fact.
But as a companion of his misery she will be missed. Life seems
already yet more a delusion and a mockery.
Another message to a very different effect — Birnam wood is
moving towards Dunsinane ! Even the impossible come to pass !
Macbeth's maddened brain can wait no longer. The alarum-bell
172 THE ART OF SHAKESPEARE.
is struck, and — though all the advantage of his intrenched posi-
tion will be thrown away — a sortie ordered. Macbeth will push
the case with fate, and even in open field end his doubt to-day.
Scene VI.
Here the assaulting army is shown in its counter preparations.
The opposing scenes now alternate in a symmetry, considering
their shortness, no doubt somewhat too bald ; but the author is
hurrying the plot to its conclusion as rapidly as it will bear. This
scene very properly breaks the continuity of Macbeth's opera-
tions, gives pause, and enables the audience to realize the fulfil-
ment of the strange prophecy. .
Scene VII.
The battle is m progress, and Macbeth is discovered steadying
himself with the last promise of the witches. He feels that fate
has him like a bear tied to the stake, but no man of woman born
shall harm his life. Young Siward meets him and is slain. The
audience had almost consented that young Siward should slay his
slayer. Thus the interest is enhanced, and especially when Mac-
duff enters seeking Macbeth. There is then to be single combat
between the champions, and poetic justice meted out. In the
meantime the castle, after a mere show of resistance, surrenders
to Malcolm.
Scene VIII.
Macbeth has met Macduff and learned at last that the fiendish
sisters have paltered with him to his ruin. His courage fails him.
But if he refuse to fight he will be borne a pinioned prisoner to
the boy Malcolm and soon furnish a public spectacle upon the
scaffold. That "judgment here " which he has from the first so
dreaded he will at any cost escape. In a fury of despair he aban-
dons himself to the conflict which he only too deeply feels will be
THE ART OF SHAKESPEARE. 173
his execution ; and the energy of Macduff's strokes sweeps him
from sight. Malcolm, Old Siward, and Ross fill up the interval
until Macduff reappears with Macbeth's head. The play here
ends with the general salutation, "Hail, King of Scotland ! " '
Such in outline is the scheme of points compassed and ' effects '
employed by Shakespeare in this play. Much of the details,
though in part suggested in the analyses from time to time, has of
necessity been excluded. Any adequate analysis of the art, owing
to the conciseness of the style, would many times exceed the
bulk of the original. In order to assist an exhaustive study of
the play as a whole, a series of questions covering many of the
larger as well as the minuter points of meaning has been pre-
pared and will be found in the appendix.
The play should be gone over line by line, and the significance
of every paragraph, both in itself and in relation to the dramatic
meaning of the whole, studied out. The language ought first to
be examined with care, that the exact force of all terms and
expressions may be fully grasped. But there should be no anato-
mizing, philologic or other, of the text, for purposes of general
language study, — at least until the greater meanings of the play
are mastered. The teacher must, indeed, in all respects consider
himself responsible for the future of his students with Shakespeare.
1 In addition to other grounds, both of form and spirit, for rejecting the last
paragraph, the reference to the Queen's death seems in itself sufficient. Neither
of the culprits has at any time dared think seriously of self-destruction. Both
might have resorted to that to escape public punishment, but from no other motive.
Shakespeare surely has done his utmost in the proper places to guard the audi-
ence from all expectation or suspicion of suicide. Of all the relative nonsense and
inanity in the interpolation I fancy " fiendlike " would have irked him most, could
be have known.
174 THE ART OF SHAKESPEARE.
CHAPTER XV.
THE ART OF SHAKESPEARE —Continued.
The meaning of the assertion, early made in the last chapter,
that Shakespeare does not write plays of incident, should now be
clear. In the drama of Macbeth there is nothing unexpected or
mysterious ; barring the part of the witches, nothing happens
except in direct consequence of motive, and of motive enabled
by certain cardinal elements of character. This will be further
illustrated from the opening situations in Hamlet and Othello.
The play of Hamlet is the opposite of Macbeth in cast and
form, for here Shakespeare takes his time. His art aims often at
manifold and compound effects, so that the task of analysis be-
comes somewhat intricate and complex. It is evident at the out-
set that the success of the whole play depends upon the effect of
Hamlet's conference with the ghost, as in Macbeth all depends
on the impression produced by the prophecy of the witches. If
the audience should be disposed to take either situation lightly, all
would be lost. So in Hamlet Shakespeare begins to prepare for
the ghost's revelations even in the first scene. As the curtain
rises, Bernardo is discovered cautiously approaching the sentinel
he is to relieve, apparently not sure but that it is the ghost itself
of which his mind is full. In order to resolve his doubts he calls
out, "Who's there?" When each is identified to the other, it is
revealed that Francisco is under as much tension as his fellow ;
there is a shiver running through his words not due to the cold.
In agreeable contrast to their fright Horatio and Marcellus now
appear. Horatio is a * scholar,' — a man above peasant supersti-
THE ART OF SHAKESPEARE. 175
tion. His rotund, displacing presence seems to correct the situa-
tion, and the audience mends its mood accordingly. Bernardo
cannot help giving some expression to his comfort at having such
companions thus early, and tells them somewhat formally that
they are " welcome." This makes Marcellus think something has
happened already, and so asks if " this thing " has appeared
again. 1 The answer is " No," but there is enough effect produced
in Marcellus's mind to cause him to dwell upon the theme and
betray his expectation. To this expectancy Horatio objects
"Tush, tush, 'twill not appear," yet compromises the case, since
there is no better way to pass the time, by half assenting, half
proposing to hear again the story on the very ground where the
visitation is alleged to have occurred. But Bernardo is interrupted
even at the beginning ; for Shakespeare uses the lofty exordium
with which the speaker strives to preface his story fittingly, as
the last touch of preparation for the appearance of the ghost.
Thus the scene opens with an atmosphere black and heavy with
foreboding. I^ot less than twenty-five ' effects ' and symptoms
have prepared us for the advent of something appalling, which
Marcellus's exordium breaks off just before naming, so that the
sight of the ghost is the first unequivocal indication of what
has happened or is to happen. Horatio alone has given evi-
dence of unconcern, but now even he is harrowed with fear
and wonder. The kingly shape lingers, gets itself challenged, but
goes forth dissatisfied, offended. The effect of the apparition
is not yet dramatically complete : Shakespeare will deepen it by
repetition. But a mere duplication of the scene will not intensify,
will rather weaken the impression made already. Moreover, it is
evident that even Shakespeare cannot make the objective aspect
1 Thus, of course, is Marcellus deftly drawn away from Horatio's side and
shown to belong with the unskeptical Francisco and Bernardo, or, we may say,
is made to take Francisco's place. The challenge to fancy in " has this thing ap-
peared'' together with the assumption in " again," as also the effect in " to-night;"
— i.e. 'already' — should not be overlooked. After the ghost appears, even
Horatio's skepticism succumbs. For this use of negative ' effects," which force the
mind to reverse first inferences or assumptions, see the last pages of this chapter.
176 THE ART OF SHAKESPEARE.
of the ghost more terrible. Hence he will change the conditions
under which it shall appear ; the audience must itself subjectively
supply the larger experience required. All the various circum-
stances which led up to the ghost's first entry were immediate
and local, and from no higher intellectual level than that to which
Francisco and the under-officers Bernardo and Marcellus belong.
Now the acuter perceptions and better knowledge of the scholar
are put to use. Horatio identifies the ghost even to its armor ;
discloses the ominous fact that Denmark is on the eve of war ;
and then with a single sentence sweeps before the mind some
of the most tremendous like-portents of history. Each of these
alters the reader's attitude ; all three thus arranged in an ascend-
ing scale bring on a most potent train of associations. The audi-
ence now prepared, the ghost re-enters. The climax is very simple.
Horatio challenges it with greater decision and persistence, a cock
is heard crowing drowsily in the distance, the ghost starts, Horatio
and Marcellus try to hinder its escape until it declares its mission,
but it confuses and evades them, and disappears.
From this highest pitch of interest Shakespeare quickly brings
us back to the common level. Were the curtain to go down at
just this point, it is evident that the audience would not much
heed what might follow in the next scene, so full would they be
of the ghost. The way to alleviate a tragical emotion is to dis-
place or distance it by one of a lighter kind. Shakespeare ac-
cordingly ends the scene with three pleasurable experiences, two
drawn from the circumstance of the cockcrow, the third from the
image of the dawn walking over the dew of the high eastern hill.
The scene ends with an implied promise that the ghost, whose
presence has been so portentous without speech, will again appear
and add the declaration of his mission. All that has taken place
thus far is, therefore, merely an earnest of what shall be. The
chief purpose of the entire act is to make the revelation of the
ghost plausible and effective. The audience must justify Hamlet
in accepting it as true, and take his consequent action as a matter
cf course. But, as has been said, this is not a play like Macbeth,
THE ART OF SHAKESPEARE. 177
in which there is but a single motive. The business of the ghost
must wait until other lines of the plot are open.
In the second scene the author shows the situation at court and
sketches the King, the Queen, and Hamlet in a group. It is a
task of no slight intricacy to exhibit three characters so dissimilar
and striking, and at the same time their interrelations, with such
strength and clearness. We are, therefore, not surprised to find
that Shakespeare uses almost every sort of ' effect ' and symptom
in the process. Not only can the nature of the King be read
potentially in his sophomoric and inverted sentences, but also his
state of mind in facing the court now for the first time since his
scandalous marriage. 1 Likewise in the same paragraph, amend-
ing and correcting our first impressions, the practical and manly
side of his character is exhibited. How he feels towards the
young man, his nephew, who in blackest mourning is standing
apart, refusing to look either on his uncle or his mother, is indi-
cated next. No wonder the King has put off, even till this eve of
war, calling the court together, when it means facing publicly such
a monitor of his shame. For Hamlet since the moment of return
from Wittenberg has evidently ceased not to testify to his rever-
ence for his father's memory and his contempt for a successor
who could take his brother's wife. Naturally, then, passing Ham-
let, the King addresses himself sedulously to Laertes, magnifying
and spinning out the topic between them almost to the length of
' the business and time of meeting ' of his speech at opening.
Then, finally, his words to Hamlet. How magnificently his bog-
gling, unadvised, involuntary patronizing, though meant to cover,
betrays the inner fear and mortification, and withal suicide of self-
respect ! That Hamlet has sarcasm in his heart is indicated by
his ' aside ' ; that he dare utter it with his lips and in the hearing
of all Denmark is shown by his first open sentence. Did Shake-
1 The negative ' effect ' of the King's naively admitting (11. 18-20) to his nobles
that a neighboring power, now that the crown has passed from the elder Hamlet to
his brother, presumes to work its pleasure, should not be overlooked in the general
summary of art-points in the scene.
178 THE ART OF SHAKESPEARE.
speare intend his ' sun ' to be taken in a double sense ? Let us
bear in mind the author is not here playing with phrases, but
massing some of the most telling symptoms of character to be
found in literature. It is the fair presumption, if an utterance
may here be taken as an ' effect,' that it is an ' effect.' That the
King feels it as a quip is plain from his precipitate silence, and
the fact that the Queen is obliged, reluctantly, to come forward in
the awkward pause and save the day. That she is not more at
ease than her husband is signified not only in the unfortunate
matter but also in the manner of her speech. When, refusing to
notice the sarcasm in Hamlet's "common," she forces him further
in self-justification to say, " I have that within which passeth
show," she is silenced also. Thus Shakespeare makes Hamlet
heroic at the outset by his fearless and uncompromising loyalty to
his father, and by his wholly unconcealed exasperation at the state
of things about him.
After Hamlet has given the King the snub direct in the matter
of his stay, and the King has pretended to be grateful even to the
point of holding carnival, the court breaks up and Hamlet lingers
alone to give vent to his vexation. Thus the first of Hamlet's
self-revelations is given in direct connection with the circum-
stances which inspire it. Last of all come Horatio and Marcel-
lus with their story of the ghost, thus completing the connection
between the events of the first scene and the antecedent circum-
stances of the play. Hamlet is further exalted in the dialogue
which follows, by being made conspicuously superior to Horatio
in royal dignity and cleverness. 1
It is not at all the purpose here to attempt, from the various
hints and symptoms, the synthesis of Hamlet's character, but to
hasten to the completion of what is begun in the first scene. Be-
fore Shakespeare resumes the business of the ghost he feels it
necessary to prepare for the train of circumstances which at length
1 Note that by way of Hamlet's cross-questionings are indicated not only the
acuteness and strength of his intelligence, but likewise plausible grounds for his
resolution to join in the watch for the night following.
THE ART OF SHAKESPEARE. 179
ends the tragedy. In consequence of character Polonius is to
lose his life, Ophelia to forfeit Hamlet's love, and Laertes to
become the tool of the King. It is essential that the Polonius
family be introduced to the audience at this point, and the dis-
cerning eye may almost read in the coarse, unfeeling directness of
Laertes' counsel, the unindignant sufferance of his sister, and the
senseless detainment of Polonius, — in connection with his aim-
less, meddling curiosity 1 in later lines, the outcome of each career.
Ophelia doubtless does not understand how far both her critics
are influenced by the fact that Hamlet is getting himself into
trouble with the King, perhaps divines nothing of her brother's
chronic envy. Why should she submit? This is what the scene
reveals. Hamlet will construe her avoidance of him as part of
the general conspiracy ; and when he at last goes to her closet to
read out the mystery he will find in her face the consciousness of
her father's warning, and of her compliance with it against him.
All this he mistakes as evidence that she is in league with his
enemies, and so will cast her off.
The play of Hamlet in gross analysis may be said to consist of
but three divisions, — the revelation to Hamlet, Hamlet's disclosure
to the King that his secret is known, and, through the King's
efforts to be rid of his discoverer, the culmination. The first act
is devoted to, and completes, the part of the ghost's revelation.
The preparation for the coming of the ghostly messenger at the
beginning of Scene IV. is yet more highly dramatic than that at
the opening of the play. The expectation of the audience is
baffled, and therefore deepened, by the inconsequential talk of
Hamlet and Horatio, who yet withal betray their inner perturba-
tion. The red glare of the King's carousal shines from the castle
windows, and as the clock tells twelve, trumpets blare out and
ordinance is shot off as signal that the King's pledge has not been
slighted, — has ' triumphed ' in the drunken throng. It is with
1 Polonius of course betrays by his " Marry, well bethought," that he has not
had on his mind that Ophelia is in any danger, and later (II. ii. 107) shows he has
wholly forgotten the commands here given.
180 THE ART OF SHAKESPEARE.
this contrast, it is on this awful background of uproar and revelry,
bought by crime, that the ghost of the murdered King from hell
is now finally to appear. But not thus and now ; for the effect, if
the audience can be betrayed out of its over-expectation, may yet
be deepened by surprise. Just this, as the last stroke, Shakespeare
attempts to compass. As the ghost yet tarries, Hamlet begins to
philosophize, engages and puzzles our intelligence by the driest
paragraph in the play, when, behold, the ghost is present.
But Shakespeare deepens the effect still more. With frantic
gaze and impassioned pleading tones Hamlet challenges the ghost
to declare itself. It speaks not, moves not, and Hamlet impor-
tunes on until he exhausts speech and ceases. Then the figure
mysteriously, majestically beckons, — nothing more. Hamlet de-
clares that, as it will not speak, he will follow it. His comrades,
who at the former visitation crossed it, struck at it with the par-
tisan, stand now aghast at the mere thought. They argue, they
expostulate, and the ghost in turn beckons again. Hamlet bids it
lead the way, whereat his friends seize him. Flinging them off as
they had been children, he cries to the ghost to go forward, and
follows it from sight.
Thus the scene ends in nothing but continued and intensified
expectancy. It would have been a fatal mistake to make the
ghost speak here. The solemnity of the revelation would have
been injured not a little, the dramatic efficacy hopelessly marred.
Too often in rendering the part, even with Shakespeare's accumu-
lation of preparations, the effect of the ghost's words is miserably
spoiled by some defect of voice or mien. As has been pointed
out in earlier pages, it is absolutely necessary to remove all types
and suggestions of the lower if the imagination is to attain an
experience of the higher. Here by all hints and helps that can
appeal to the eye Shakespeare has put before the mind a shape
from the world of spirits. He has plied the fancy with all pos-
sible subjective associations that can aid in lifting the image out
of mortal range. But the actor who plays the ghost must speak ;
and there is nothing so human as the human voice. Hence is
THE ART OF SHAKESPEARE. 181
there now the utmost danger lest the supernatural, the eternal
vanish at the first sound. The quality of tone and degree of force
the ghost must use have been already indicated in the chapter on
Tone Colors. Let the ghost speak in orotund, or heavy tones, or
otherwise in a single syllable suggest the full and fleshly vigor of
a human presence, — immediately the spell is dissolved, here is
no longer a ghost from hell, but a sorry makeshift, an absurd stage
figure. The imagination will then, following the new types sug-
gested, construct an idealized experience of the opposite or ludi-
crous kind, and all the effect of the revelation will be spoiled
beforehand. Shakespeare perfectly divined these laws of the
fancy, and by no means supererogates or magnifies his task at
this crucial point. Therefore his ghost is first permitted only to
appear, but not to speak, or manifest its will save in majestic
beckonings. Acts and movements more ordinary or less mysteri-
ous would tend to disillusion. Then, outside the need of making
the revelation to Hamlet alone, were the ghost to speak before
the group together, the transaction would be too general, too
familiar. In following Hamlet as he goes forth from sight in the
ghost's leading, the imagination does not await what is to happen,
but proceeds at once to inaugurate in advance the conference
given in the next scene. This is Shakespeare's final safeguard
against the effect of the human tones he now at last must intro-
duce.
The arrangement of effects here in an ascending scale is evi-
dent enough. It should, moreover, not escape attention that
Shakespeare incidentally exalts Hamlet by making him so easily
thrust Horatio and Marcellus from his path. After showing Ham-
let's superb moral daring it does no harm to make him also a hero
of the strong arm.
Shakespeare's manner of managing the interview in Scene V. is
very simple. First and chiefly, he occupies the mind to the utter-
most with the objective facts and circumstances narrated. The
ghost begins pointedly and even abruptly, and crams his first sen-
tences with details too terse and incessant to be well realized in
182 THE ART OF SHAKESPEARE.
passing. Also before the narrative begins, the author draws away
our thoughts by hints of the awful mysteries of eternity which may
not be blazoned to ears of flesh and blood ; indeed the whole par-
agraph (11. 9-23), with its progressive impressment of the imagi-
nation and the force it soon evinces, constitutes a sort of crescendo
on the height of which the revelation is carried forward. 1 It is
clear Shakespeare intuitively avoids everything that might savor of
mortal thought and speech, and dramatically the success is com-
plete. A little study of the dialogue point by point will bring to
light many other essential helps to the general purpose of the scene.
The ghost's exit marks the highest point of interest in this
gross division of the play. The descent from a climax so long
preparing must not be rapid, and Shakespeare assists delay by
showing the effect on Hamlet's mind. He is less embittered than
in his former soliloquy, though now he knows what he then scarcely
dared suspect. He seems as it were to parry the revelation with
his intellect ; his sensibilities are deadened. Perhaps it is because
he feels himself no longer free to insult and worry the King
at will, but must be the grim, unswerving instrument of punish-
ment. Certain it is that when the ghost vanishes from sight his
feelings of reverence go with it. He is only intellectually dis-
turbed by the voice beneath. This clearly serves as an intimation
of his undiligent concern later for the ghost's revenge. Yet he is
undoubtedly still in high excitement. He catches at the sugges-
tion of the falconer's call for the first mystification of his friends
as only a man half-beside himself could do, and as Hamlet him-
self would have done at no point earlier in the play. In the
descent from the climax in Scene I. there was no need of action.
Here Shakespeare employs it in Hamlet's setting the entry in his
tables, in the cries and responses, the coming in of Horatio and
Marcellus, 2 and, finally, Hamlet's repeated attempts to swear his
1 See p. 28.
2 Compare the knocking on the gate after the murder in Macbeth, and Emilia's
repeated efforts to gain access to Desdemona's chamber, while Othello delays to
open after he has strangled her. In each case the repetition and postponement
enable the audience to collect itself and prepare for the outside view — or, indeed,
to join the world which now crowds in.
THE ART OF SHAKESPEARE. 183
friends to secrecy upon his sword. But his first purpose to con-
ceal everything is later altered. After Ophelia fails him he reveals
the ghost's secret to Horatio.
It is, then, evident that the art of Hamlet, thus incompletely
sketched in the first act, is very different from that employed in
Macbeth. The same principles are used in both, but the former is
executed with so much greater breadth and freedom as almost to
seem the work of another hand. Both plays excellently illustrate
what Shakespeare can do through positive inferences from positive
' effects ' of character and action. But the imagination can be
dealt with far more effectually by the use of negative inferences
from negative ' effects ' of being and doing. The mind seems
often, in general, to prefer starting from a notion negatively to
positing its opposite affirmatively. This is seen in the figure called
Litotes, and in the lack of positive terms for such ideas as ' infinite,'
' impossible,' ' unconditioned,' ' immense,' etc. ' She was not
ungracious ' is much more available to imagination than ' she was
gracious ' ; ' I am not unaware ' means much more than ' I am
aware.' 1 Shakespeare's sublimest feats are accomplished through
negative devices of a kind quite similar. Far superior to Hamlet,
in which but few of these occur,- — indeed outranking all other
plays of Shakespeare if not all other masterpieces of Gothic art
whatsoever, stands the Othello. The opening act of that play will
also be examined here.
The problem at the outset is, how to make Othello a hero
to the audience. It cannot be done effectively either through
direct exhibit of deeds, as with Macbeth, nor of symptoms,
as with Hamlet. The author is handicapped by the antecedent
conditions : Othello is a Moor, and has made an unwarranted
marriage above his race and station. There is, then, but one
thing to be done. The author, taking the negative method, will
use our assumptions and expectations as the means of showing
what Othello is not, will employ to characterize him the things he
does not do and is incapable of doing. Shakespeare does not,
l For further observations concerning this mode, see p. 236.
184 THE ART OF SHAKESPEARE.
therefore, attempt to forestall or palliate the prejudice that will
naturally be felt on mention of his race and elopement ; on the
contrary he seems to open the play with the deliberate purpose of
making it as strong as possible. We look for a man of inferior
parts and barbarian ostentation, and Iago's first tirade against
Othello confirms the expectation. Then it would seem from
Iago's next paragraph that he is making Othello his dupe. Shake-
speare having indicated something of the moral side of the man,
turns next, as with Hamlet, to the physical. We have of course
already pictured him as of dark complexion. Through having
Roderigo call him " thick-lips " and Iago later " coal-black ram " it
is intimated that Othello is nothing better than a coarse, repulsive
negro. To finish all, Brabantio, who first scorns Roderigo — hav-
ing forbidden even his haunting about the doors, on more fully
realizing what has happened, is made to admit to him frankly
" Would you had had her," — that is, consents to any husband of
her own race, even a fool, rather than this Moor. Then with the
word they sally forth to get weapons and raise a posse that they
may apprehend Othello as a common culprit.
But though Shakespeare, for the moment, intends thus even to
deepen our natural prejudice against the bridegroom, he takes
good care to keep us from sympathizing with Brabantio. That
would spoil all. There could be no remedying such a mistake.
To be against Othello and yet not on Brabantro's side is a distinc-
tion with an extraordinary difference. Shakespeare as usual finds
means with which to effect his purpose under his hand. He has
but to make Brabantio (i) appear at the window without his
gown; (2) antagonize Iago and Roderigo, with whom we have
become acquainted and in whom interested; and (3) accuse
Othello of using 'arts inhibited.' This revolting charge does
Othello no harm but reacts powerfully upon the man who, with no
other grounds than pride, can make it. Indeed, no reputable
father of an eloping daughter perhaps ever had so little sympathy.
To fix the time, as well as somewhat relieve the suddenness with
which in the dramatic compass he must adapt himself to circum-
THE ART OF SHAKESPEARE. 185
stances, Brabantio is shown to have been asleep, and is made to
recollect a dream not unlike his present misfortune. 1
Thus much is the main business of the first scene. An impor-
tant purpose is, however, executed alongside of the former, —
the characterization of the two men with whose dialogue the play
opens, and the disclosure of their relations. Roderigo on learn-
ing of the elopement has sought Iago out to obtain satisfaction.
He takes it much unkindly that Iago, who, as he believes, has been
diligently wooing Desdemona in his name, should know and yet
conceal that he has had a rival, — that she has sustained such
relations with Othello as make marriage possible. Iago casts up
volumes of dust and talks against time, expecting so to confuse
Roderigo's scanty wits that he will forget his grievance, but all the
while, for greater certainty of flanking the attack, is leading their
desultory walk towards the palace of Desdemona's father. Hav-
ing gotten Roderigo into employment with Brabantio and incident-
ally done Othello all the mischief in his present power, he
hastens to his general. He is next discovered trying to assure
Othello that nothing but conscience has prevented his ' yerking '
Brabantio under the ribs, although he had approached that gentle-
man not more nearly than his balcony or upper palace window !
The second scene at once corrects the prejudice produced
and permitted by Shakespeare at the opening against Othello.
The basis of effect in the negative method is the well-known
principle, that on finding ourselves mistaken and dismissing
prejudice, we are quite likely to go to an extreme in the
opposite direction. The mere sight of Othello's face and pres-
ence disproves most that has been said or thought against him.
When he speaks we instantly note the signs of a free con-
science and a perfect self-respect. Moreover, he comes from the
i
1 Shakespeare also uses the negative method here in sketching Roderigo's pe-
culiar intellectual proportions. Nothing is harder than to characterize a. willing
distinctively by direct effects. Shakespeare first exhibits to us his weakest side,
making us think him wholly devoid of sense, then by his long deliverance (11. 121-
141) to Brabanlio raises him to his proper place.
186 THE ART OF SHAKESPEARE.
best blood of his race. We expected to find him plebeian and
unrefined ; but from the select and weighty book-words of his-
first sentences we argue rare strength and loftiness of mind. We
took for granted he was an adventurer, but find he is not at all
elated at marrying a patrician's daughter. On the contrary, we
believe his word that were it not for his love of the gentle Desde-
mona he would not have given up ' his unhoused free condition '
for the sea's worth. To Iago's suggestion that he get in out of
sight he answers, " Not I, / must be found ! " ' All this is excel-
lent, and prepares well for the approach of Brabantio and his
band of servants. Did we imagine he would resist? Quite to
the contrary, he fails to see anything to resist. He treats their
advance upon him and attempt to arrest him, not with contempt,
rather as a joke ; yet, refusing to use his advantage after he has
won it, consents to be considered under honorable arrest.
The third scene brings us into the presence of the august Sign-
iory of Venice during the exciting session of which we have
been told. It at first seems unnecessary to enact so many details,
or so prolong the receipt and discussion of dispatches, but Shake-
speare is preparing a background for later events. When we have
fully comprehended the situation and caught its spirit, Brabantio
and his rout with Othello — whom they still appear to believe they
bring against his will — are introduced.
Othello's commanding figure, though evidently not in the lead,
first attracts the Duke's attention, no doubt to the exceeding dis-
gust of Brabantio, who yet accepts his apology. The effect of
bringing a private grievance before this senate, and especially at
such a time, is of course to the detriment of Brabantio and his
cause. But that is not Shakespeare's chief purpose, as quickly will
appear. Brabantio is insensible to everything but his wrong, and
proceeds to indict Othello in yet more offensive terms than were
used before. The Duke and senators look grave with sympathy,
and Othello is asked what he can answer to the charge.
1 Iago seems here used in part to voice a lingering suspicion of our own, that
Othello will in nature shrink from the interview, which suspicion is to go speedily
the way of all the rest.
THE ART OF SHAKESPEARE. 187
It is not too much to say that Othello has already captured the
sympathy of the audience. Their prejudices have been corrected,
they have seen somewhat of his character, and felt, moreover, the
power of his presence and his words. They therefore expect
much of him as he now prepares to speak. Shakespeare's plan
is to make him go beyond expectation, or rather, in the few
preliminary lines he utters now, to raise final expectation to the
highest pitch. He is perfectly unperturbed in the presence of
the polished Venetians, speaks with royal dignity and yet with
modesty. Brabantio is so presumptuous of his guilt, so insistent
that such a daughter could by no possible lawful means have been
drawn to the bosom of such a lover, that Othello with almost
military alacrity perceives no proof furnished by himself will be
convincing, that Desdemona alone can satisfy her father. She has
till now been kept from sight. The interest therefore rises to the
highest pitch when it is determined that Othello's bride and the
daughter of Brabantio shall also appear and declare in this pres-
ence whether or not her choice was free. Before she has entered
Othello has already more than vindicated his right to her affec-
tions, as also made clear that she could not but become in turn
enamoured of the Moor. Shakespeare's plan in bringing Othello
thus before the senate is clear enough, for does not his elo-
quence cause the senators to forget not only the business of
state and the dangers threatening Cyprus, but even the present
wrath of one of their own number — all the more formidable
because here not as a private gentleman but semi-officially as
a magistrate? The Duke is the common proxy of the senate
as of the audience, when he says, " I think this tale would
win my daughter too." Only Brabantio is not convinced. His
obstinate demand still to hear his daughter's confirmation gives
by contrast a last touch of favor to the fortunes of the lovers,
as well as exhausts the patience of the audience with him and his
cause.
As for Othello's speech, no formal analysis will be attempted
here. Each student should read it diligently until he finds out
188 THE ART OF SHAKESPEARE.
for himself the elements of its marvelous power. It should be
noted that the principal results come, as before, by way of the
things which Othello under the most trying circumstances does
not do, thereby making every sort of havoc even of the extraor-
dinary expectations the audience has been led to entertain. As
he begins to speak, not with affected modesty but sincere indiffer-
ence, of his ' disastrous chances,' ' moving accidents,' and ' hair-
breadth scapes,' the imagination is aroused to the task of trying
to compass the greatness of a soul that manifests such types of
strength. Then, as for the truth of the narration, even in those
matters where a man would be tempted somewhat to shield him-
self or the lady, Othello, senseless to the need, does neither. 1
Nor does the effect come from the conviction that he is telling all
true, — but rather, all the truth. It does no harm to know that
Desdemona gave him the hint : her station justified, demanded
this. It does Othello no harm that being first loved by Desde-
mona he should yield to the charms, not so much personal, as of
the superior race and civilization which she represents to him.
There is after all less of romance than of realism here ; there is
nothing transcendentally lofty or exceptional in this history of their
loves. The romance lies earlier and beyond in character and
contrasted antecedent circumstances.
But one thing remains, the audience must hear Desdemona
speak, and know if the wife's womanliness is the fit counterpart
of the husband's manliness. She is seen by her face and bearing
to be at least worthy of her romantic happiness. But can she
justify her " downright violence and storm of fortunes " to her
father? Will she not shamefacedly quail under his gaze? She
can scarcely, we think, do other than creditably in this great trial.
But we are mistaken, just as with Othello ; she also by the same
i Few men have the courage of their weaknesses, or are great enough to face
the consequences of their faults. With all our enlightenment we had not supposed
Othello would admit he had availed himself of any advantage. Yet he confesses
to ' taking a pliant hour ' so naively and fearlessly that we are readily persuaded we
have never seen such manliness and honesty exemplified before.
THE ART OF SHAKESPEARE. 189
method is made wonderfully to surpass expectation, and gives a
good martial answer to her father's challenge. There is but one
ground upon which she may safely stand, but one argument that
her father will respect, and these Shakespeare makes her choose.
This paragraph, it is to be borne in mind, is not the climax of the
scene, but the first step of descent from it. Similarly Desdemona
is made later to address the Duke to the effect that, as at least a
moth of war} she may go to the front and witness, in the actual,
some of those feats of valor which have won her love.
The drama of Othello is founded upon race-differences, which
obscure the hero and heroine from each other, or rather the
heroine from the hero ; hence at last the calamity to both. These
differences in general Shakespeare keeps from sight until the ob-
stacles in their path are cleared, save in the incident of fago's
counselling his general to " go within," in which Othello plainly
sees no symptom of indirection. Othello is poor at reading char-
acter, and incapable of suspicion, and Shakespeare permits thus
in advance a single hint of the truth. But in closing the scene
after the exaltation of his hero Shakespeare gives us a few sen-
tences of warning. Othello, though noble, is not refined as Italy
counts refinement. On summering and wintering in his society
Desdemona will discover all too clearly that her husband, in un-
guarded moments, is more likely to adjure housewives to make
a skillet of his helm than to use figures of speech more native
to her ears. No Venetian could have given utterance to such a
paragraph. 2
1 That is, in modern economic terms, being only a ' consumer,' she prefers to
be a ' war-moth ' and live at her husband's cost with him in the field, rather than a
moth of peace in Venice.
2 Time for the further consideration of the art in this play, or other plays of
Shakespeare, cannot be given here. By familiarity with the methods and forms
already indicated the reader should be able to carry forward the analysis for him-
self. It may be pointed out that in Coriolamus Shakespeare seems to use about .
equally both the method of Hamlet and of Othello. The art of that play may,
therefore, be very profitably studied next.
190 THE ART OF BROWNING.
CHAPTER XVI.
THE ART OF BROWNING.
It is evident that the general culture of the age has now reached
approximately the plane of Shakespeare. There can be no ques-
tion that character is the chief object of attention in literature,
that character-consequences furnish the themes of its art-treat-
ment. But it is no longer necessary to develop character or
character-consequences upon a stage. Men and women of this
day do not need object-lessons in human nature. They have
inherited or acquired the art of reading it in books, and even
from books devoid of illustrations. As a means of promulgating
new spiritual truth the stage is clearly an anachronism. Its place
has long since been supplied by the novel, and by certain forms
of dramatic poetry.
In the development of the novel — already almost a rival in
Shakespeare's times — we trace the same stages as in the drama.
There is little besides incident until DeFoe and Fielding, and not
much of character-consequences until Scott. Jane Austen, Thack-
eray, and George Eliot show large advances in the art of putting
action potentially into character, of merging motives in conscious-
ness. Hawthorne and later artists have succeeded marvelously in
still further multiplying potential experiences of character through
' effects.' As in poetry, the effect evolved has been minuter
differentiation of personality and more integral representation of
its environment. 1 What was once represented to the eye by
i It is not within the scope of this volume to consider the novel either his-
torically or otherwise. But it should here at least be noted that its phenomenal
THE ART OF BROWNING. 191
mimetic action and made real to the ear by human tones is now
left to the imagination. There is no need of condensation, or
hurrying of the plot ; the dialogue may run on to any length, the
descriptions may be made complete. But the dramatic poem,
while it curtails description, enables a more integral and lofty
expression of individuality. Blank-verse is a far more effective
absorbent of the meaning in the mind than prose. If there are
to be interlocutors, who shall severally open themselves directly to
the reader, the dramatic amcebseum, as Browning's Paracelsus
and Swinburne's Bothwell, will afford the most complete expres-
sion.
But the fuller evolution of art has rendered also dramatic
dialogue unnecessary. Under certain conditions it is possible for
a single person in monologue to reveal more concerning himself
as well as concerning some other person than if both were to
appear and speak for themselves. It is not always that character-
truths can best be told through self-revelation by the person
exemplifying them. In many cases also the presence of another
personality would condition, to fancy, the conception of both.
This is evident, not only in Tithonus or A Psalm of Life, but
even in such exceptional monologues as Andrea del Sarto, The
Epistle of Karshish, and Bishop Blougram's Apology.
The type of the new species of dramatic composition may be
traced as far back as the soliloquy of Shakespeare's stage. Cer-
tain modifications of it have been used by various poets, and with
no little effect, but, until the present literary generation, by none
as the substitute for a complete drama. Browning is the dis-
coverer and master of its new possibilities. Hence the fact that
currency is due to a growing demand — dating from the age of Pope and Addison,
when the power had died out of poetry and the drama — for an available literature
of sentiment, or of sympathy with man and nature. Owing to peculiar conditions
— some of them inherent in the prescriptive forms of verse — poetry proper has
never recovered its hold upon the English-speaking public as the literature of
feeling. But what the poetry of set forms may continue to lose the novel seems
sure to gain. There is no sign that the growth of knowledge is crowding out the
literature of power. The increasing output of novels year by year is a standing
refutation of all theories and prophecies to such effect.
192 THE ART OF BROWNING.
he uses the dramatic monologue most constantly, and even with
the most diverse and intractable themes.
The Italian in England will afford a good , example for first
examination. Browning's purpose here is to bring his countrymen
into sympathy with Italy in her struggle against Austria. 1 How
shall this be done? He might write a history of the Austrian
occupation, and thus cite abundant instances of oppression and
cruelty, leaving the reader to kindle at the story for himself. But
that would amount to little more than giving information. It
would apprise the intellect, not move the sympathies. Men's
hearts do not always go out toward what they know is worthy;
the soul must have experience of the worth. Some choice spirit
or spirits, whom we shall idealize, must be brought forward to
represent the whole body of patriots. Hence — the more easily
to engage imagination at the outset — Browning selects the man
who shall speak from the higher class : —
" That second time they hunted me
From hill to plain, from shore to sea,
And Austria, hounding far and wide
Her blood-hounds through the country-side,
Breathed hot and instant on my trace, —
I made six days a hiding place
Of that dry green old aqueduct
Where I and Charles, when boys, have plucked
The fire-flies from the roof above,
Bright creeping through the moss they love :
— How long it seems since Charles was lost !
Six days the soldiers crossed and crossed
The country in my very sight;
And when that peril ceased at night,
The sky broke out in red dismay
With signal fires; well, there I lay
Close covered o'er in my recess,
Up to the neck in ferns and cress,
Thinking on Metternich our friend,
And Charles's miserable end,
1 The poem was first printed in 1845.
THE ART OF BROWNING. 193
And much beside, two days; the third,
Hunger o'ercame me when I heard
The peasants from the village go
To work among the maize."
It is easy to see how the author captures sympathy, even before
the reader is aware, by appealing to some of his liveliest sensibili-
ties. The pursuit by the hounding soldiers, the hiding in the
green old aqueduct with all its Roman memories and boyish
associations, and the faintness after two days of hunger, — these
things so mass interest about the speaker that, as he continues, we
quickly enter into his experiences as they were our own.
" You know,
With us in Lombardy, they bring
Provisions packed on mules, a string
With little bells that cheer their task,
And casks, and boughs on every cask
To keep the sun's heat from the wine;
These I let pass in jingling line,
And, close on them, dear noisy crew,
The peasants from the village, too;
For at the very rear would troop
Their wives and sisters in a group
To help, I knew. When these had passed,
I threw my glove to strike the last,
Taking the chance : she did not start,
Much less cry out, but stooped apart,
One instant rapidly glanced round,
And saw me beckon from the ground :
A wild bush grows and hides my crypt;
She picked my glove up while she stripped
A branch off, then rejoined the rest
With that; my glove lay in her breast.
Then I draw breath; they disappeared:
It was for Italy I feared."
But the speaker after all is only secondary ; the main figure is
the peasant girl. To set forth the sublime fervor of the Italian
194 THE ART OF BROWNING.
love of country — which in those days could make even little
children go singing about the streets
" O bella liberta, O bella — " 1
is no easy task ; but this is clearly the author's purpose. That race
and nation must have a most lofty and sacred cause when patriot-
ism can so unite the noble and the peasant as to make both of
one mind and soul. 2
" An hour, and she returned alone
Exactly where my glove was thrown.
Meanwhile came many thoughts : on me
Rested the hopes of Italy.
I had devised a certain tale
Which, when 'twas told her, could not fail
Persuade a peasant of its truth ;
I meant to call a freak of youth
This hiding, and give hopes of pay,
And no temptation to betray.
But when I saw that woman's face,
Its calm simplicity of grace,
Our Italy's own attitude
In which she walked thus far, and stood,
Planting each naked foot so firm,
To crush the snake and spare the worm —
At first sight of her eyes, I said,
' I am that man upon whose head
They fix the price, because I hate
The Austrians over us : the State
Will give you gold — oh, gold so much ! —
If you betray me to their clutch,
And be your death, for aught I know,
If once they find you saved their foe.
Now, you must bring me food and drink,
And also paper, pen and ink,
1 Compare Mrs. Browning's Casa Guidi Windows, first stanza.
2 This is of course the 'experiential effect intended' of the whole poem. The
student should here and throughout, as in the two preceding chapters, determine
the means and the steps of each art-process.
THE ART OF BROWNING. 195
And carry safe what I shall write
To Padua, which you'll reach at night
Before the duomo shuts; go in,
And wait till Tenebrse begin;
Walk to the third confessional,
Between the pillar and the wall,
And kneeling whisper, Whence comes peace ?
Say it a second time, then cease;
And if the voice inside returns,
From Christ and Freedom ; what concerns
The cause of Peace? — for answer, slip
My letter where you placed your lip;
Then come back happy we have done
Our mother service — I, the son,
As you the daughter of our land ! ' "
The dramatic monologue owes its success to its method of
dealing with the imagination. It does not err in giving too much
help like the stage, which exhibits character wholly objectively by
proxy, or like the novel, which compiles details and appeals mainly
to phantasy. It gives the type, and leaves imagination to do its
work alone. Those who are not yet trained or skilled to expand
and complete type-outlines will prefer, like Shakespeare's public in
the sixteenth century, and like the common world of novel-readers
to-day, a ready-made picture. Those who see the eyes and hair
and complexion of their friends and kinsfolk with the eye of
the mind do not need colored photographs. In the highest art the
imagination must be aroused and stimulated, yet left free. The
ego cannot well idealize in the face of definite description; its
activity is reduced to realization. Here it finds in such hints as
"that woman's face," "its calm simplicity of grace," "our Italy's
own attitude," "at first sight of her eyes, / said " — the types of
all that is divine in woman. All else that the speaker is made
to say from beginning to end of the poem reveals less and arouses
our enthusiasm less concerning his own character than this imme-
diate and confident apprehension of her integrity. Later on the
fancy is set at work also through suggestion of the characteristic
methods of the Carbonari.
196 THE ART OF BROWNING.
Another hint of the peasant woman's strength of character —
she can keep a secret, for the good of Italy, even from her lover,
— and the narrative proceeds : —
" Three mornings more, she took her stand
In the same place, with the same eyes :
I was no surer of sunrise
Than of her coming. We conferred
Of her own prospects, and I heard
She had a lover — stout and tall,
She said — then let her eyelids fall,
' He could do much ' — as if some doubt
Entered her heart, — then, passing out,
' She could not speak for others, who
Had other thoughts ; herself she knew : '
And so she brought me drink and food.
After four days, the scouts pursued
Another path ; at last arrived
To help my Paduan friends contrived
To furnish me : she brought the news.
For the first time I could not choose
But kiss her hand, and lay my own
Upon her head — ' This faith was shown
To Italy, our mother ; she
Uses my hand and blesses thee.'
She followed down to the sea-shore ;
I left and never saw her more."
The cause of Italian freedom languishes. Ill-advised and spite-
ful measures have reacted upon the patriots and broken their
ranks, but exasperated Austria. The speaker is still an exile in
England, yet his heart is in the cause. He still hopes, still is
actively directing resistance. But he is growing old and weary.
Italy seems settling to its rest in Metternich's clutches. He has
there perhaps no friends whom he would care to see again — save
her who saved him in his hour of trial.
" How very long since I have thought
Concerning — much less wished for — aught
THE ART OF BROWNING. 197
Beside the good of Italy,
For which I live and mean to die !
I never was in love ; and since
Charles proved false, what shall now convince
My inmost heart I have a friend?
However, if I pleased to spend
Real wishes on myself — say, three —
I know at least what one should be.
I would grasp Metternich until
I felt his red wet throat distil
In blood through these two hands. And next,
— Nor much for that am I perplexed —
Charles, perjured traitor, for his part,
Should die slow of a broken heart
Under his new employers. Last
— Ah, there, what should I wish? For fast
Do I grow old and out of strength.
If I resolved to seek at length
My father's house again, how scared
They all would look, and unprepared !
My brothers live in Austria's pay
— Disowned me long ago, men say;
And all my early mates who used
To praise me so — perhaps induced
More than one early step of mine —
Are turning wise : while some opine
' Freedom grows license,' some suspect
' Haste breeds delay,' and recollect
They always said, such premature
Beginnings never could endure !
So, with a sullen ' All's for best,'
The land seems settling to its rest.
I think then, I should wish to stand
This evening in that dear, lost land,
Over the sea a thousand miles,
And know if yet that woman smiles
With the calm smile; some little farm
She lives in there, no doubt : what harm
If I sat on the door-side bench,
And, while her spindle made a trench
Fantastically in the dust,
Inquired of all her fortunes — just
198 THE ART OF BROWNING.
Her children's ages and their names,
And what may be the husband's aims
For each of them. I'd talk this out,
And sit there, for an hour about,
Then kiss her hand once more, and lay
Mine on her head, and go my way.
" So much for idle wishing — how
It steals the time ! To business now.''
The poem as a whole is therefore not hard to analyze. Two
persons are made to stand for Italy and her cause, one a man
from the highest, the other a woman from the lowest social plane.
The former is naturally made to pronounce the monologue, but is
subordinated — much in Shakespeare's way — to the female char-
acter, who is idealized. But the all-potent character and person-
ality of this woman, — really but one of many, and figuring here
rather than another only because she walked last of the troop —
is in turn subordinated to ' Italy,' which as a principle is stronger
with her than gold or love. Through the influence exerted by
this peasant woman upon the speaker, we are made to feel the
sentiment which controls her and her compatriots, and so become
ourselves partisans of the Italian cause. The poem well illustrates
the difference between the ' literature of knowledge ' and the
' literature of power.' A few lines properly addressed to the
sympathies may exert more influence than a whole library of fact
and argument.
There is, however, a single point on which the art of the fore-
going poem is not adequately concealed. The monologue is
addressed to no certain auditor or audience, and seems obtruded
somewhat unceremoniously upon the reader. The companion
poem, The Englishman in Italy, takes the necessary step in
advance from the old soliloquy, and may be profitably studied
next. It is quickly seen that the author proposes here to make
the events and scenes of every-day life in Italy the subject of
art-treatment, and to put the untraveled in possession of the
poetic experiences one may derive from actual sojourn there.
THE ART OF BROWNING. 199
The monologue will necessarily be descriptive, and descend to
'such details as would at once repel the general reader if addressed
to him seriously and directly. Hence the device of pretending
it merely playful talk to a child. Fortu is the little peasant girl
in whose home the speaker is domiciled.
The author chooses the plain of Sorrento as one of the most
characteristic spots in Italy, combining the common, the historic,
and the sublime for the scene of the poem. He makes the
speaker tell over to Fortu, while the Scirocco rages, his impres-
sions of the surroundings, familiar to her but new to him, which
he is ' garlanding for memory.' Very deftly he is made to pass
from his talk of the pomegranates ' chapping and splitting in
halves on the tree,' the quails and the snails, the grape-harvest,
and her bare-legged brother in the wine vat, dancing
" Till breathless he grins,
Dead-beaten in effort on effort
To keep the grapes under," —
matters very properly represented as within a Fortu's comprehen-
sion — to experiences far above it, connected with the last night's
ride to the top of Calvano, where
" God's own profound
Was above me, and round me the mountains,
And under, the sea,
And within me my heart to bear witness
What was and shall be.
Oh, heaven and the terrible crystal !
No rampart excludes
Your eye from the life to be lived
In the blue solitudes.
Oh, those mountains, their infinite movement !
Still moving with you;
For, ever some new head and breast of them
Thrusts into view
To observe the intruder; you see it
If quickly you turn
And, before they escape you, surprise them."
200 THE ART OF BROWNING.
Then, to cover the classical reference to Ulysses and the sirens : —
" Fortu, shall we sail there together
And see from the sides
Quite new rocks show their faces, new haunts
Where the siren abides?
******
" Then, stand there and hear
The birds' quiet singing, that tells us
What life is, so clear?
— The secret they sang to Ulysses
When, ages ago,
He heard and he knew this life's secret
I hear and I know."
But there are other things beyond nature and historic or rather
mythologic associations which will impress an Englishman in Italy.
By way of the gypsy tinker the author approaches the religious
festivals and customs of the country. When these have been
described, Fortu is made to hang back from the proposed visit to
' the fine things got in order at church for the show of the Sacra-
ment,' thus permitting the diminuendo —
" At all events, come — to the garden
As far as the wall;
See me tap with a hoe on the plaster
Till out there shall fall
A scorpion with wide angry nippers ! "
Finally, to cover again the real purpose of the piece as well as the
fiimsiness of its plan, and forestall perhaps the English objection
that it is a poem without a moral, or much meaning of any kind —
" — ' Such trifles ! ' you say?
Fortu, in my England at home,
Men meet gravely to-day
And debate, if [whether] abolishing Corn-laws
Be rightenus and wise
— If [whether] 'twere proper, [that their] Scirocco should vanish
In black from the skies ! "
THE ART OF BROWNING. 201
The postulation of Fortu as a lay-figure to which the monologue
may be addressed, is not above criticism. Clearly no sufficient
motive is made apparent in or by the fiction after all. A more artis-
tic form of the monologue is illustrated in the poem called Mesmer-
ism. This is a study of the experiences of the hypnotizer and of
the hypnotized, and dates from the days when mesmerism was little
understood, and often regarded as positively diabolic. Browning
attempts to divine the psychology of the act as also of being the
unconscious victim. He makes the speaker, who has believed in
the efficacy of the art, put his theory to the test. The person
upon whom he tries the powers of his will is the woman whom he
loves, — perhaps without return ; but this is only incidental to the
plan, and added to intensify interest. The speaker intrusts to a
friend the secret of his trial and its astonishing outcome. He
feels his strength concentrate and imprint itself upon her soul.
" Till the house 1 called hers, not mine,
With a growing weight
Seems to suffocate
If she break not its leaden line
And escape from its close confine."
Out of doors she is drawn in obedience to the summoning force,
through the darkness of the forest and the storm, ' not turning to
left nor right from the pathway, blind with sight,' until she at
last stands in the upper chamber physically identified with the
shadowy image the speaker has seen before him. The poem
opens with a number of uncanny stanzas which serve as an
atmosphere. To neutralize the scruples and misgivings of the
reader concerning the transaction the speaker is made to realize
his risk and pray that he may not squander, or use too much,
guilt in the exercise of the strange power —
" Since require Thou wilt
At my hand its price one day !
What the price is, who can say?"
1 The body.
202 THE ART OF BROWNING.
A still higher form of the monologue is illustrated in My Last
Duchess. This is a study, in the person of a Duke, of Italian
character at its best of intellectual, but at its worst of spiritual,
culture. The Duchess, though seemingly the principal figure,
and giving name to the poem, is merely a secondary or rather an
accessory character. The Duke is much her senior, and, as is
apparent from the title, has before been married. The Duchess,
though by no means a girl in years, — for the speaker implies she
is no longer of an age to be ' lessoned,' — is yet of a nature so frank
and free, so generous and self-forgetful, that she opens like the
flower to any sunshine. She has married, in the opinion of this
Duke, above herself, and owes him a certain appreciation of the
dignity to which she has been lifted. He would have her less
lavish of her smiles, less ready to be pleased by others, — would
indeed cut off all joys not derived or derivable from himself. As
time goes on the Duke fancies "this grows," — that she is find-
ing more of her gladness outside than ever, plainly because he is
conscious she must see less and less to please her in himself.
Therefore he " gives commands," and she stops smiling even
upon him ; that is, by some means not to be inquired into, all
smiles cease simultaneously. To secure an eligible successor the
Duke is negotiating for the daughter of a Count, whose represent-
ative is here and now within the palace. The Duke for his part
has two conditions that will be insisted upon, — there must
be ample dowry, and the new Duchess must not vex him like
her predecessor. His expectations on the first point have been
already broadly hinted. That there may be no misunderstanding
upon the second, the Duke invites his visitor up-stairs, ostensibly
to show the last Duchess's portrait, but in reality to communicate,
by way of careless, rambling comment, his Machiavelian warning
to the candidate for his hand.
Here, then, is no make-shift occasion, but good prose reason for
addressing the monologue to some one in the second person.
" That's my last Duchess painted on the wall,
Looking as if she were alive. I call
THE ART OF BROWNING. 203
That piece a wonder, now : Fra PandolPs hands
Worked busily a day, and there she stands.
Will't please you sit and look at her ? I said
' Fra Pandolf ' by design, for never read
Strangers like you that pictured countenance,
The depth and passion of its earnest glance,
But to myself they turned (since none puts by
The curtain I have drawn for you, but I)
And seemed as they would ask me, if they durst,
How such a glance came there; so, not the first
Are you to turn and ask thus."
"The painter," as Professor Alexander observes, "had been
successful in catching the characteristic expression of the young
Duchess, — the bright soul, with unconscious and unsuppressed
revelation of its inner depths, looks out on the world in earnest
interest. So full of self-revelation and feeling was the expression
that a stranger might suspect some tender relation between sitter
and painter ; the husband, therefore, names the artist, whose well-
known character would preclude any such suspicion, and goes on
further to account for the expression." 1
" Sir, 'twas not
Her husband's presence only, called that spot
Of joy into the Duchess' cheek : perhaps
Fra Pandolf chanced to say ' Her mantle laps
Over my lady's wrist too much,' or ' Paint
Must never hope to reproduce the faint
Half-flush that dies along her throat : ' such stuff
Was courtesy, she thought, and cause enough
For calling up that spot of joy. She had
A heart — how shall I say? — too soon made glad,
Too easily impressed; she liked whate'er
She looked on, and her looks went everywhere."
Observe how quickly the imagination, starting from hints of
physical beauty, seizes the type of character. The idealization
goes on through the six following lines, chiefly through occasions
and ' effects ' as suggesting causes, and through exhibition of the
1 Introduction to the Poetry of Robert Browning, pp. 10, n.
204 THE ART OF BROWNING.
disposition of the Duke in contrast. Here it becomes clear that
it has been the author's purpose from the first to use the idealized
character of the Duchess against the Duke, and thus give us an
effective experience of his character. Our sympathies are touched
by her only to be outraged at every point by him. He considers
those who did homage to his wife " officious " ; he would not
" stoop " even to save her life. Manifestly ' there is more of
this ' : he must have been far more exclusive than he admits. He
was so proud of his Duchess's beauty, and so intolerant of any-
thing like vulgar admiration of it, that he would fain have kept her
not only from smiling but even from being seen save as he should
deem the occasion or the person worthy. He was crossed so
much in this while she lived that he is perversely resolved to have
his way after her death at least with her portrait, which he keeps
veiled and allows no one to see except in his presence.
" Sir, 'twas all one ! My favor at her breast,
The dropping of the daylight in the West,
The bough of cherries some officious fool
Broke in the orchard for her, the white mule
She rode with round the terrace — all and each
Would draw from her alike the approving speech,
Or blush, at least. She thanked men, — good ! but thanked
Somehow — I know not how — as if she ranked
My gift of a nine-hundred-years-old-name
With anybody's gift. Who'd stoop to blame
This sort of trifling? Even had you skill
In speech — • (which I have not) — to make your will
Quite clear to such a one, and say, ' Just this
Or that in you disgusts me; here you miss,
Or there exceed the mark ' — and if she let
Herself be lessoned so, nor plainly set
Her wits to yours, forsooth, and made excuse,
— E'en then would be some stooping; and I choose
Never to stoop. Oh sir, she smiled, no doubt,
Whene'er I passed her; but who passed without
Much the same smile? This grew; I gave commands;
Then all smiles stopped together. There she stands
As if alive."
THE ART OF' BROWNING. 205
Browning, moreover, has succeeded in intimating some of the
remarks of the Duke's visitor. At the end of the first quotation
he seems to have worked in some such compliment as this : ' She
must have had you in her eyes while she sat to the painter ' ; and
the Duke admits that he was by. Near the end of the passage
cited last the visitor appears gallantly to have urged : ' But you
were robbed of nothing ; she still smiled most on you I ' The
answer is characteristically arrogant and curt. ' Oh sir, she
smiled no doubt whenever I so much as passed; ,but who passed
without much the same smile? ' Then at the words ' I gave com-
mands; then all smiles stopped together,' the purport of this
visit to the picture flashes out, and the Count's agent starts, —
perhaps half rises even, before he is aware. The Duke, satisfied
that he has properly impressed his visitor, and with ostensible
deference to the latter's involuntary stir, proposes return to the
company below ; 1 but before they are fairly on the way once more
intimates what will be insisted on in the matter of the dowry.
" Will't please you rise ? We'll meet
The company below, then. I repeat,
The Count your master's known munificence
Is ample warrant that no just pretence
Of mine for dowry will be disallowed;
Though his fair daughter's self, as I avowed
At starting, is my object. Nay, we'll go
Together down, sir. Notice Neptune, though,
Taming a sea-horse, thought a rarity,
Which Claus of Innsbruck cast in brpnze for me ! "
How much a dowry commensurate with the honor he thinks to
confer has to do with the Duke's proposal is evident enough in
the present mention. As they reach the staircase, " the stranger,
who is of course the Duke's social inferior, will not go first, and
the considerate manners which are often linked with a hollow
heart, are indicated by the Duke's ' Nay, we'll go together down,
1 Compare the Duke's " Will't please you sit and look at her ? " — on seeing
he has interested his companion— in the fifth line from the opening.
206 THE ART OF BROWNING.
sir.' " ' As they turn to descend, a statue in the court comes into
view, and the Duke, in strong contrast with his downright and
absolute " I gave commands," for effect upon this representative
of a house beneath his own though richer, inconsequentially calls
attention to another proof of his pretensions as a man of taste.
The wonderful condensation of this poem will escape no one ;
it is a five-act tragedy in fifty lines. We thus see that art as well
as language has its expansive and its concentrative phases. Per-
haps in no other poem yet written in any literature has the imagi-
nation been set its proper task so skillfully. The Duchess though
unheard is characterized better than the Duke who speaks. Even
the Count's agent is adequately individualized, and by shrinking
from the thought of " commands " for the new Duchess, con-
tributes a helpful contrast. It should mislead no one that so
lovely a creation as the Duchess is brought forward merely as an
accessory ; for the end is not to exhibit an individual character,
but to help the reader to understand a type. The Duchess stands
but for herself; the Duke represents a civilization and a class.
That we may know him experimentally, the author out of many
possible means chooses that we see how much he understands
and appreciates, and how he is disposed towards a most rare and
heaven-born nature, having first taken care to engage imagination
and through it the sympathies with each element of her character.
Another poem of similar purpose and remarkable power is The
Bishop Orders his To?nb. In this the author proposes in general
to show the type of mind produced under the influences of the
Renaissance, and in special to exhibit the awful barrenness and
desolation of a soul whose culture is arrested just at the spiritual
stage. Or we may say it is a study in spirituality by the negative
process, through showing what the lack of it under conditions and
circumstances which should insure it, really signifies. With respect
to the address of the monologue, the poem takes rank with
Browning's best, and is perhaps superior to all others. There is
something more than art in the device by which the Bishop is
1 Alexander, p. 14.
. THE ART OF BROWNING. 207
made to call his sons about him for his blessing, — Anselm the
beloved always refusing to come nearer than the foot of his couch
of state. Among other monologues similarly remarkable for cast
and presentation, though of most diverse excellence as poems,
The Laboratory and A Death in the Desert may be instanced.
The poems now considered should afford ample illustration of
the manner in which Browning's lyrics must be studied. There
is of course the possibility of over-interpretation here, as in criti-
cism of art-products from other fields, but patient study and com-
mon sense will generally find out the truth. No one with any
pretensions to knowledge of art doubts that a great picture must
be studied point by point until the meaning reveals itself. So
the poems of a master must be read and reread until the mind
can pass beyond the words and interpret the associations and
identify the mood which pervades them. A single reading
should be held no more than the first visit of inspection to a
famous painting. It will not justify indolence to pronounce works
of art unintelligible or obscure, for spiritual truth that is obvious
and does not enlist the imagination can have no power. Different
poems will present varying degrees of difficulty, just as different
paintings by the same master. Childe Roland to the Dark Tower
Came is an example of the harder sort, and will require almost
perfect familiarity. In the fullness of time the mood out of which
the poem grew, and which it was intended to induce, will
come upon the reader. He will then understand experimentally
that the poem is universal, that every aspiring soul will at some
time find itself within that ominous tract which holds the Dark
Tower. When from hopes deferred the heart has lost faith in its
inspiring purpose, when that which it has pursued as an ideal
begins to seem rather an object of disgust, the Dark Tower has
been reached. Columbus on that eventful night after the
mutiny, under promise to his crew to sail back to Spain if land
were not discovered by the morrow, must have doubted whether
he were not after all the most misguided and abject of men.
After so many years spent in pursuit of a single aim, with all the
208 THE ART OF BROWNING.
issue staked upon the chances of a single night, — unless of a
faith greater than human, he must surely have discerned, instead
of a lordly castle, ' a round squat turret, blind as the fool's heart,
and without a counterpart in the whole world ! ' There is no
thought of retreat, only the expectation of immortal failure. But
when the challenge is once dauntlessly given, the Dark Tower
proves no garrison of foes, but becomes at once transfigured with
the glory of welcome and reward. So not merely in the supreme
trials of history, which come only to great minds and to these
only once in a lifetime, but in the common experiences of com-
mon men who, from causes often merely physiological, see their
ideals for the time being strangely refracted and distorted.
Any systematic attempt to analyze the means by which Brown-
ing produces on the reader the effects just characterized lies
beyond the purpose of this work. The poem is not an allegory,
nor is it constructed — as at first might seem — upon the classical
plan. Instead of a mere accumulation of dismal and horrid
images from which the mind is left to infer certain other dismal
and horrid circumstances of like kind, a particular set of simple,
elementary experiences is set forth, in the types of which the
ego identifies certain complex and transcendental experiences of
its own. Manifestly the only way to universalize the higher
experiences of the soul is to find some general expression or for-
mula, as in the Calculus and Algebra, cast in elementary symbols.
As an example of a poem in a lighter vein, requiring perhaps
equal appreciation of type differences but less study of details,
Up at a Villa, Down in the City may be taken. The speaker
here is a ' person of quality,' and is made to say such things as
quickly reveal that he is spiritually color-blind, and hence put for-
ward as a type. He detests those things in the country which
most men love, and admires those things in the city which right-
and high-minded men' ignore. To him the wild tulip blows out
its great red bell like a thin clear bubble of blood only for the
children to pick and sell, and the whine of the bees is tiresome.
But in the city the houses are stone-faced, white as a curd, and in
THE ART OF BROWNING. 209
four straight lines, not a single front awry ; and to mitigate the
heat a big fountain spouts and splashes in the square !
The last poem in no unworthy manner proves Browning's
mastery of the indirect method used by Shakespeare, — though to
very different purpose, in Othello. It illustrates, moreover, how
variously and completely dramatic is Browning's genius, and with
what skill he treats the most refractory and slender themes. Such,
finally, are the steps and methods by which imagination has, in
present times, secured to itself its intenser literary delights. Brown-
ing has but gone on in Shakespeare's path until his monologues are
to Shakespeare's complete plays as the word-analogies of both to the
fully developed allegory. With a maximum of experiences and
preparation the imagination prefers a minimum of accessories and
text. What Browning has done in the drama proper will be in
some measure indicated in the following chapter.
210 THE PROVINCE OF LITERARY ART.
CHAPTER XVII.
THE PROVINCE OF LITERARY ART.
Thus far we have considered poetry essentially from the side of
the reader, and of the product achieved. We should now be in
some measure prepared to contemplate it from the author's point
of view, to see with him the end to be reached from the beginning,
and note what effects or symptoms are available for his purpose,
and the grounds on which his choice proceeds.
It has long been accepted as a truism that the poet is born, not
made. What it is to be born a poet, or in what respects he must
be a genius, has been here and there implied to some extent already
under various heads. Particularly, in Chapter VII. was shown in
effect how the products of the verse-maker and the poet differ in
regard to form. The one we saw puts lines together in such a
way that a special metric stress, sometimes with rhyme, occurs at
prescribed and expected intervals. The poet does the same, but
no matter how profound or sublime his theme keeps both rhyme
and meter subservient to his purpose, and at his best prevents either
from interfering with organic and standard modes of speech. On
the contrary, the poetaster at his best cannot conceal the fact
that his rhyming and versifying are to him an end rather than a
means, for the matter is everywhere subordinate to the manner,
the sense to form. In Chapter IV. was shown that the poet makes
his enthusiasm flash out from the very lines, so that ordinary com-
prehension must discern, while the verse-maker either feels no
inspiration, or if he feel, cannot impart. In Chapter XI. was
pointed out whence the poet's exaltation comes. He must be so
THE PROVINCE OF LITERARY ART. 211
endowed as to see beyond the material aspects of his environment,
and not only intuitively apprehend the final meanings of things,
but likewise appreciate or experience them at their worth. The
facts of the universe as facts are but truths half told, which the
poet finds himself commissioned to tell in full. He se^s, for exam-
ple, in the mediaeval legend of a Count Gismond, not vulgar belief
in ordeal by combat, but a sublime principle ; and by it is kindled
to enthusiasm which, in spite of the limitations of written speech,
he makes ring out as with the impassioned tones of his natural
voice.
The poet is, then, gifted iii two ways : he discerns the essential
meanings of things, and he has the technical ability to make others
see with his eyes and feel with his feelings. But his source of
power lies wholly in the truth which inspires him. Without that
he would lack the momentum even to overcome the obstacles of
meter and rhyme ; with it, like Dante and Shakespeare, he may
move all minds through all generations. Somewhat loosely the
word poet is often used as a generic term and applied to all minds
that discern essential meanings in whatsoever way. More strictly,
the man who, as Carlyle or Emerson, reads the open secrets of
nature or society only with reference to what is true, is called a
seer. That is to say, the seer discerns spiritual truth simply as
truth, without especial reference to its sesthetic aspects. But the
ultimate truths of the universe are not only true, but beautiful,
and produce delight. The genius that discerns spiritual truth in
such wise as to be filled with the sense of its beauty, whether
in forms, proportion, and colors in nature, or in heroic and sublime
qualities of soul, is a poetic mind. If he bring any of these before
the physical eye by brush or chisel, he is an artist or sculptor ; but
if he translate them into language, he is specifically a poet. The
seer mind, however, is not unaware of beauty in the last signifi-
cance of things. There is an exaltation in the contemplation and
experience of spiritual truth as truth that is superior to all other
delights of the soul in kind, and second to none in degree save
the poet's, who discerns the beautiful more completely than the
212 THE PROVINCE OF LITERARY ART.
true. It is rare, such are the limitations of our common human-
ity, that the same mind is endowed to take equal cognizance of
both ultimate truth and beauty. Modern literature knows but
three geniuses of such transcendent kind, — Dante, Shakespeare,
and Goethe.
It has been already pointed out in Chapter XII. that there are
three stages in human development, whether of the individual or
the race. Those that have full privileges of culture are quite
likely to mount to the highest plane, though many fail of actual
attainment to that preponderance of spiritual experiences which
constitutes the Spiritual Life. The masses of mankind very
evidently are not yet endowed or enabled to reach this stage.
Many remain in the physical, — that is, cannot rise above a
preponderance of sensual experiences, and gird at delights above.
But in this land and generation, where industrial employments are
so largely expert and special, and where woman is so generally
emancipated from outdoor and other manual drudgery, a major-
ity of the population, at least of native stock, should belong to
the middle plane. When the acts and experiences of men par-
take more of the intellectual than the physical, therewith begins
the operation of taste. The awakening of taste is really the
awakening of the sense 'of ultimate, spiritual beauty; and the
activity of this sense marks in so far a passage of the boundary
dividing the middle from the final stage. There is, as we shall
remember, no hard and fast line between ; crossing it at one point
should ensure crossing it at many. It is the theory of all educa-
tion that by teaching a few things in the schools, pupils will be
able to learn many things for themselves outside. The State does
not provide instruction without charge to school-children merely
that they may know Arithmetic, and Geography, and Grammar,
and other branches which they will want to use in after life.
It believes that empowering them to see a few things with aid will
cause them to see afterwards without it other things which will
bring spiritual experiences and make character. Good citizenship
is the justification and the end of public education. But good cit-
THE PROVINCE OF LITERARY ART. 213
izenship depends, not on common or special knowledge, but con-
trolling sentiments that are right and noble.
In the same manner that the schoolmaster puts public- school
children in the way of discerning and appreciating final truths
which will make them good citizens, poets put men and women
in the way of spiritual experiences which arouse and strengthen
the loftiest sentiments of their nature. The public educator
broadens the horizon of knowledge, and now and then identifies
to his pupils a spiritual object. The seer or poet deals with things
spiritual more directly. Both pedagogue and seer are parts of a
great institutional system by which occasions are brought to causes,
and the soul of man is helped and prompted to develop in its last
capacity. Few minds can look abroad and discriminate the
select from the common, the inspiring from the base, but seers
and poets impart to the world this secret. When their service is
complete, the sufficient mind is seer and poet unto itself, discern-
ing the beautiful and the true wherever met independently, with
small further need of monitor or guide.
The work of the poet, therefore, presupposes some degree of
taste already developed. Taste is ' a name for the inherent
capacity of the soul to perceive and experience ultimate beauty,
and is in consequence allied closely with the ability to discern and
appreciate final truth. The varying progressive types, called
Ideals, to which every mind refers all apprehended excellencies,
are made up in the last analysis of these two elements alone.
Hence there can be no work of art dependent on beauty only,
nor any revelation of final truth wholly devoid of beauty. It is an
antecedent, primal necessity that all minds assume both ultimate
truth and ultimate beauty to be real qualities, which must be
somewhere, and should be everywhere, supreme. Moreover, each
given mind is conscious of the obligation to actualize and ex-
emplify both. This fact not only invests the seer or poet with
ethical responsibility, but likewise with ethical authority ; for he
is looked upon as one who has realized high possibilities, and as
essentially a prince among his fellows. The paramount need of
214 THE PROVINCE OF LITERARY ART.
society is not only that the rising generation be kept from becom-
ing bad citizens, but that all men be elevated and come to their
best everywhere. The first duty of the State, though but a
negative and defensive obligation, is self-preservation : hence its
reformatory and free-school systems. Its next business is self-
improvement, or industrial, intellectual, and moral progress. But
this positive and edificatory concern the State perforce leaves
largely to public sentiment and individual aspiration. Manifestly,
no one who discerns ultimate truth and beauty is without respon-
sibility for his fellows. Private munificence which founds libraries,
art-galleries, and schools of art or of music sustains well its part
of the universal burden. So, great preachers and teachers like
Spurgeon and Arnold, along with Emerson and Browning and
other specific, professional representatives of the seer and poet
class, carry upon their shoulders much of the general obligation.
But all men cannot be furnished with occasions that will set in
exercise controlling sentiments by the effort of such few, for these
do not perceive all the spiritual truth and beauty yet appre-
hensible to man. The uttermost that all men collectively discern
must be called into requisition if society is to have its sum of
spiritual, upbuilding influence. There is no limit to the truth that
mankind shall know. The universe of fact is fast merging into
the universe of ultimate truth and beauty ; and the universe of
fact is broadening every day. The difficulty is not to find men
that see truth and experience beauty, but minds that seeing and
experiencing at first hand can make other minds see and experi-
ence at second hand. A man may be the Bacon or Emerson of
his times, yet if he feel no inspiration, or lack the art to make his
perceptions known, he will be profitless beyond his personal circle.
Probably thousands see and experience spiritually for themselves
to one who makes his spiritual sights and experiences over to
other minds. There is surely no enlightened spirit but has some
one glimpse of truth, some single sentiment of beauty that is its
alone. The time should come and perhaps will come when each
shall be enabled through culture to become the servant of all, and
THE PROVINCE OF LITERARY ART. 215
contribute, whether much or little, his own spiritual illumination
and delight to the universal sum of truth and inspiration.
Art, therefore, rather than genius is the need of literature in
these times. There are great stores of spiritual strength and
knowledge which, if made available, would do much towards ele-
vating mankind to the spiritual life in a single century. While the
impulse to communicate comes yearly to hundreds and thousands
who have really nothing new to say, there may well be more than
a single Bacon or Shakespeare in each generation who, knowing
fresh secrets, lack the skill and inspiration to make them known
to the world. Nothing is so invaluable to man, so essential to
human progress, as new truth. The failure to discover a new
mine is relatively an unimportant loss, since it could but have
yielded the same gold or iron or quicksilver as are known already.
But the permanent burial of an ultimate sentiment or principle in
a brain that never spoke its thought or feeling may be an irrepar-
able calamity. Even what we consider a small discovery of new
truth may transform society and change the living of every one of
us. The end of culture is not only to bring all men to the spirit-
ual life, but to enable and embolden each to impart his unique
contribution of spiritual inspiration to the rest. But though the
ability to impart one's own spiritual illumination is essential to
literary service, let us be clear that it does not make literature a
profession. Because a Matthew or a Mark writes ' a successful ' gos-
pel, neither will presume to continue making gospels for the rest
of his natural life. Each having said his say is content thereafter to
be silent. Two hundred years ago it seemed settled for all time
that a man even with a message should be silent, unless he had
the knack of delivering it in a certain fashion. Bunyan in Bed-
ford jail refused to think so, and out of his dismal leisure wrote a
book that now outweighs in literary art and worth all the volumes
of his generation. Literature is simply the medium though which
we communicate what we feel and know, and is not valuable be-
yond what it causes to be felt or known. It is a form of speech
which can be echoed and perpetuated at will, and if taken down
216 THE PROVINCE OF LITERARY ART.
on wax by the phonograph would be literature not less than if
made by the pen. Art is the means by which all men and women
should be enabled to communicate accurately and effectually
whatever of their thought or feeling may be valuable to other
minds.
The uttermost that can be done for man in civilized society is
to make him discern and experience ultimate truth and beauty.
Some final truths are so salient and palpable as to be clear
essentially of themselves without the aid of art. Sometimes the
literal statement of a fact carries sufficiently its lesson ; there is no
need of condensing or multiplying details, or of adjusting the
background. Other truths are so recondite or complex that they
can scarcely be set forth at all except in circumstances or relations
greatly altered from the actual. Art sometimes, moreover, in
addition to setting forth subtle or far-reaching truths, must under-
take to make them acceptable, that is, must interpret and bring
to light the spiritual beauty always indissolubly connected with
spiritual truth. The province of art is to condense nature and
epitomize human experiences, thus enabling the unskilled to dis-
cern the spiritual as far apart as possible from the material. The
significant facts and circumstances must be grouped, and their
meaning as far as possible set out to view, but all unessentials
kept from sight. The sculptor, for example, eliminates the tints
and warmth of flesh, the light and energy of the eye, so that only
the associations of what lies beyond the physical are called up to
our thought. The artist will paint a fruit piece successfully by
producing upon us vivid impressions of form and color such as we
have experienced in the actual, relying merely on our associations
of gustatory enjoyment to make his work effective. In like man-
ner the work of the poet is in the main but to set forth some fact
or group of facts lying near the sympathies which will produce a
lively emotion, and Dy the inspiration of the emotion through
association amplify and complete the facts. The manner of this
process has been sufficiently illustrated already in Chapter XIII.
from Beowulf and Locksky Hall.
THE PROVINCE OF LITERARY ART. 217
As an example of poetry of the first sort, containing only pal-
pable truths, hence expressed with only a minimum of art, we
may instance Crabbe. It is indeed a question whether Crabbe's
selective and presentative processes, according to present stand-
ards, involve art at all ; that is, whether his incidents, seen and
known in actual, would not be as clear to ordinary readers of this
generation as interpreted in his own narration. Compare the fol-
lowing lines on Arabella, near the opening of Tale IX. :
"This reasoning Maid, above her sex's dread,
Had dared to read, and dared to say she read;
Not the last novel, not the new-born play;
Not the mere trash and scandal of the day;
But (though her young companions felt the shock)
She studied Berkeley, Bacon, Hobbes, and Locke :
Her mind within the maze of history dwelt,
And of the moral Muse the beauty felt;
The merits of the Roman page she knew,
And could converse with More and Montague :
Thus she became the wonder of the town,
From that she reaped, to that she gave renown,
And strangers coming, all were taught t' admire
The learned lady, and the lofty spire."
Art does not consist in mannerisms, which often defeat the most
skillfully planned procedures. What kind of a temper and dis-
position Crabbe here wishes to make known is indicated to us
rather in spite than in consequence of the means employed.
Instead of selecting some single element or effect of character
which will enable us to discern experientially the whole, and from
thus knowing the soul lead us on to learn the mind so far as
requisite, Crabbe gives certain facts about the intelligence of his
heroine, while leaving the personality indeterminate. He tells us
her attainments were the talk of the town. That of course might
be true if ' Arabella ' were but a ridiculous blue-stocking ; and in
spite of all his efforts to engage our imagination we should incline
to that conclusion, but for the charitable assumption that the Tale
218 THE PROVINCE OF LITERARY ART.
could not have been written of such a person. Crabbe's nearest
approach to art here is doubtless in coupling Arabella and the
town steeple as objects that strangers were persuaded equally to
admire. Though this is not unlike Homer's making the gray-
haired Trojans discourse of Helen's beauty, it will scarcely be
accounted a success. Even a figure of speech must at least be
spiritually true, while this is but grossly and awkwardly Marinistic.
The whole paragraph by its very clumsiness and failure reminds
us of Shakespeare's method with Lady Macbeth and Desdemona,
— or indeed any of his women : he makes us first feel, then know.
He does not depend upon our charity to get his characters duly
launched. There is somewhat of spiritual repugnance — often
of sarcastic antipathy, in our Adamic nature, to advertised and
prospectused idealization, and this the poet must subjugate in
advance. By arousing sympathy Shakespeare forestalls all preju-
dice and levity. Only thus can the ludicrous types that lurk
behind the shadow of an ideal be laid. There is no other way to
sketch character with power.
For an example of the next higher sort of poetry, which shall
contain art indeed to the extent of epitomizing nature and inden-
tifying instances to the spiritually inexpert, we turn to our own
Bryant. Here is a poet who, born in an age and people that as
yet scarce dared to think of Providence as concerned for aught
save the elect, found the world full of evidence to the contrary.
How shall he set forth the new universal law ? He may state this
as a Bacon or an Emerson would declare it, to be apprehended
as a truth, leaving the feelings to concern themselves in their own
way with the consequences of the truth ; or he can exhibit what
is to be felt and let that do duty for the rest. The latter is the
poet's way, which Bryant of course, without debate or resolution,
will have found himself employing. The first step is to select
from the myriad of facts in nature some representative illustration
of his truth that may serve as an ' effect given ' to the feelings of
the reader. It must evidently be simple, and universal, and
familiar to the experiences of all. Hence, possibly on realistic
THE PROVINCE OF LITERARY ART. 219
grounds and from actual observation, Bryant chooses the flight
of a bird in its spring migration as the basis and occasion of the
poem. The scientific mind would perhaps discern little else in
the incident than might thus be told — ' Anser ferus, or Bernicla
Canadensis : gray, with black head, neck, tail and feet ; white
cheek-patches and tail coverts ; gregarius ; migrans ; ' and may in
such literal items overlook for the moment the ultimate truth and
beauty beyond. Bryant, whose mind is intent upon these only,
to avoid associations antagonistic to his purpose, devises the
euphemistic title To a Waterfowl. Next, what shall be the time
and space relations? For the first step in the execution of the
poet's plan is to fix these so far as requisite. Bryant makes them
easily apparent by a dramatic opening : —
" Whither midst falling dew,
While glow the heavens with the last steps of day,
Far, through their rosy depths, dost thou pursue
Thy solitary way ? "
But the author while clearly indicating the time when and the
place where to phantasy, may also engage imagination. It is
well to idealize the subject of a poem if possible at the outset,
and this Bryant has accomplished almost perhaps before he is
aware, through the reflection of his own exalted mood — by use of
question, and by idealizing the surroundings named. The princi-
pal expedient is association, which begins its work with even the
first word. The sympathy which is at once stirred by such a
presentation, and greatly assisted by ' solitary,' the author makes
haste to deepen by this negative stroke : —
" Vainly the fowler's eye
Might mark thy distant flight to do thee wrong,
As, darkly limned upon the crimson sky,
Thy figure floats along."
The author now feels it is time to approach the significant part of
the whole, — namely the ' instinct ' or inspiration which is guiding
220 THE PROVINCE OF LITERARY ART.
the straggler, left behind by his sturdier companions, to the final
rendezvous. Expressed in the style already adopted, the facts he
will need to touch upon are these : ' Thou art going, thou knowest
not why, to join thy companions, thou knowest not whither. They
have reached, perhaps already, their specific summer haunts, which
thou, in obedience to impulses not of thyself though thine, wilt
quickly find. All day, swerving neither to left nor right, though
many expanses of water and signs of food have from time to time
allured, thou hast held to thy summons, and now, though the natu-
ral resting-time approaches, art still pressing towards the goal.'
There are many ways in which these items and many more, through
the use of associational and figurative terms, may be detailed poeti-
cally. Bryant more or less unconsciously feels it is better to express
all potentially in little, keeping the subject, Burns-like, close to the
sympathies of the reader, than literally in full after Denham's fashion.
He begins, accordingly, with the destination. He indicates, by a
deft question, that this is to be
" the plashy brink
Of weedy lake, or marge of river wide,
Or where the rocking billows rise and sink
On the chafed ocean-side " —
that is, in either the fresh or the salt marshlands of the far north ;
thus identifying, so far as consists with his poetic purpose, the
genus and species left undetermined by the title. Coming then to
the point proper, the poet sees no better course than to affirm, as
to himself, the secret or the ' final truth ' of the inspiration that
keeps the lone wanderer securely upon the track over which his
fellows have preceded : —
" There is a Power whose care
Teaches thy way along that pathless coast —
The desert and illimitable air —
Lone wandering, but not lost."
This is not a logical proposition to be argumentatively proved,
and the thought — or, rather, sentiment, — had best been cast in a
THE PROVINCE OF LITERARY ART. 221
form not so directly addressed to the understanding. Yet such
is the lofty dignity of the language and the inspiration of the figures
that the mind of .the reader is perforce quickened instantly to
spiritual discernment. The passage as a whole, in consequence,
is not unworthy of a greater poet. Two stanzas of experiential
illustration, bringing to consciousness all that is essential from the
facts implied, now follow, and the author is ready for the conclusion.
This he makes consist of a skillful dramatic transition —
, "Thou'rt gone; the abyss of heaven
Hath swallowed up thy form;"
and, after the manner of stanza four, an application : —
" yet, on my heart
Deeply hath sunk the lesson thou hast given,
And shall not soon depart.
" He who, from zone to zone,
Guides through the boundless sky thy certain flight,
In the long way that I must tread alone,
Will lead my steps aright."
That is, instead of making the whole poem an ' effect ' to imagina-
tion, and leaving the conclusion potential and unconditioned in
consciousness, the author ends by asserting openly and categori-
cally the lesson he intends it to convey.
The paramount rule in all art is, Attract and engage the feelings by
the first phase or stroke — that the mind, thus held to the theme
and playing about it intellectually, may realize implied details and
appropriate all further occasions of experiential interest. 1 Bryant
has made the present poem almost a masterpiece in this respect.
The second grand principle of art forbids the artist to reveal, or
attempt to reveal, spiritual truth except in its own speech and terms.
!The reader will hardly need reminding that this is nothing more than Milton's
rule of " simple, sensuous, passionate," applied at the very opening of a poem.
The first phase or stroke must be simple, must appeal strongly by association to the
senses, and must engage the feelings.
222 THE PROVINCE OF LITERARY ART.
Canvas must declare what has been put upon canvas, marble what
has been cut in marble. To tell the meaning of a sonata, or of a
poem, except in aid of those who are not yet quick in spiritual dis-
cernment, is an offense against nature. Browning has exemplified
this truth superbly in One Word More} As was implied at the
beginning, To a Waterfowl is a somewhat elementary object-les-
son in spiritual interpretation; and the author has made it a
poem with a moral. He, however, escapes an unartistic close by
giving the meaning under cover of his own reflections, — not as
formulating it for others. Why is a ' moral ' inartistic ? Because
it assumes the inability of one's fellows to discern even prepared
truth without a guide, or to appropriate it without a mentor. But
the fault of exhortation, which Bryant does not escape at the close
of his Thanatopsis, is wholly wanting here.
Moreover, the poem just considered affords a good illustration
of the attitudes of mind which produce the mode in poetry called
dramatic. The term properly signifies doing over again in the
presence of the reader, so far as possible, what has happened in
the experiences of the author. The device in the present case is
in effect a union of apostrophe and monologue. The subject is
addressed as if actually before the eye of the poet in the act of
flight. After the speaker makes it to have disappeared he con-
tinues in the attitude and mood of one who has just watched it
pass from sight. Similar are the opening of the Faerie Queene
and all like situations in which the details of an action are repre-
sented as actually taking place or the words of a speaker given as
in veritable utterance. Chaucer, for example, in the Prologue to
the Canterbury Tales, is narrative, but becomes dramatic when he
makes his Knight begin to speak.
One of the most difficult things to manage in authorship is the
approach of a poet to his audience. In the drama proper this
1 Browning in this poem attempts what Dante and Raphael attempted, and justi-
fies the effort, but with consummate art at the close — in the true way — confesses
to failure. The song he would have sung he can sing but in his brain. Neither
his emotion, nor the object which calls it forth, can be expressed except by itself.
THE PROVINCE OF LITERARY ART. 223
difficulty is reduced to a convenient minimum ; the audience is in
effect ignored. The things enacted are set forth as happening
without eyes challenged to see or ears prepared to hear. When
we pass from the drama to more direct forms of poetry as the epic,
we not seldom find authors putting themselves to the disadvantage
of accounting or apologizing for their presence as uncommissioned
secular priests or self-constituted spiritual advisers. The classic
way was to put the responsibility at once upon the Muses ; and
this mannerism had not disappeared even in the days of Crabbe.
The ballad-makers and their imitators, on the contrary, broke Out
without preface into the boldest strains without thought of critic or
audience. Confident of their message and mastery, they disdained
ceremony ; and the methods of poetry from Coleridge to Tenny-
son have generally in consequence avoided introductions. More-
over, the plan of beginning with detailed narration, or description,
as in Scott's Lay of the Last Minstrel, and Eliza Cook's Melaia is
vaguely though not uncertainly felt to be too heavy, — really
because it conditions the imagination and prevents quick access
to the sympathies. Hence, by a sort of unconscious selection,
the most usual manner of poetic beginnings involves immediate
use of some time or space-circumstance, either in full dramatic
style, as in the poem of Bryant's just considered, or less definitely,
like the opening of Evangeline, Godiva, or Sohrab and Rustum.
Doubtless it is the more effective expedient to bring the reader to
the very ground like Tennyson in Godiva and Locksley Hall.
Longfellow in Evangeline makes as if he had his audience with him
in the primitive forests of Acadia, with very good effect. Thus in
general the dramatic method puts the reader most nearly in the
place of those whose experiences are the theme, and hence,
consciously or unconsciously, is most frequently selected by poets
who would produce most effects by fewest means.
The next higher, or highest form of art involves, in addition to
the presentation and interpretation of final truth and beauty, the
full persuasion and control of the sympathies in accordance with
such truth and beauty. We will illustrate by certain points from
Browning's Colombe's Birthday.
224 THE PROVINCE OF LITERARY ART.
The characters and happenings in this drama are imaginary.
The plot was devised by the author as means of illustrating the
truth that it is sometimes necessary to revolt against conventionali-
ties and environment and go back to first principles. The play may
be regarded as a companion study to Shakespeare's Othello, — in
which the revolt against environment was a mistake. 1 Here
Colombe, who is a second Desdemona, is loved and worshiped by
Valence, not because she first loved him but because of the ideal
worth which he spiritually discerns in her. To no other eyes save
his will she ever stand revealed so fully, in no other soul inspire such
noble emotion, from none other will be such homage proffered.
Here is a chivalrous and lordly nature, though wanting the world's
stamp, and here, on the other hand, in Berthold are the patent of
Philip and the Pope and prospect of an empire, but no knowledge
that life must be greatest and noblest in itself. Colombe can accept
nobility without a title, or a title without nobility. There is but
one choice, and the business of the play is to secure our approba-
tion. In some respects it is an old and well-worn theme. But
Browning has no intention of making a blooming, Apollo-like hero
outrival a repulsive villain. Valence is half-old with cares and
sorrow, Berthold is correct and honest, Colombe is a girl-woman
who has not yet learned the world. It will be evidently no easy
task to make an edifying play from types like these.
Every work of art must be self-introductory as well as self-explan-
atory. As there may be, at least here, no prologue or chorus to tell
the antecedent circumstances, such actors must be brought on as
will in natural interchange of speech reveal what we need to know.
This might be variously managed. Colombe might introduce the
whole, and in conversation with her maid be caused to speak of
the events of a year ago, and the maid then used to give her mis-
1 Othello and Desdemona were too far separated in race-traditions and sympa-
thies ever to be intelligible to each other, — as the awful chamber-dialogue before
the strangling makes clear. Had no Iago crossed their path, Othello would never
have read or divined the real nature of Desdemona. If he had comprehended one
tittle of her real worth, no Iago could have disturbed his peace.
THE PROVINCE OF LITERARY ART. 225
tress and ourselves the hint of what is coming. But there are
many better ways. The imagination needs to be prepared for the
Duchess, and the Duchess to enlist our sympathies. Browning
having gone far enough to determine that the scenes enacted shall
take place upon Colombe's birthday, and this give name to the
play, begins by showing certain courtiers awaiting admission to pay
their duty to the Duchess. .One of these is reading the last lines
of a missive from the claimant, soon to be here in person. The
first words uttered make the past and much of the present clear : —
" Guibert. That this should be her birthday; and the day
We all invested her, twelve months ago,
As the late Duke's true heiress and our liege;
And that this also must become the day . . . [i.e. of her abdication]
Oh, miserable lady !
ist Courtier. Ay, indeed?
zd Courtier. Well, Guibert?
3d Courtier. But your news, my friend, your news !
The sooner, friend, one learns Prince Berthold's pleasure,
The better for us all : how writes the Prince?
Give me ! I'll read it for the common good.
Guibert. In time, sir, — but till time comes, pardon me !
Our old Duke just disclosed his child's retreat,
Declared her true succession to his rule,
And died : this birthday was the day, last year,
We convoyed her from Castle Ravestein —
That sleeps out trustfully its extreme age
On the Meuse' quiet bank, where she lived queen
Over the water-buds, — to Juliers' court
With joy and bustle. Here again we stand;
Sir Gaucelme's buckle 's constant to his cap :
To-day 's much such another sunny day ! "
First impressions or ' effects ' are generally used by the mind to
their uttermost conclusions; and Browning wishes us to dislike
at once these courtiers — who stand for 'environment,' or the
world and its conventionalities — most cordially. So he turns
their first utterances and doings in this scene against them. He
will not make them odious collectively — that might react against
226 THE PROVINCE OF LITERARY ART.
their mistress — but singly, and will thus individualize each so far
as necessary. Guibert then well begins by piquing and refusing
to satisfy the curiosity of his fellows, insults Gaucelme by allusion
to his last year's cap, and ends with flinging the Prince's letter upon
the floor. The author sees next he may recommend the Duchess
to our fancy through them ; for though having only the most snap-
pish and spiteful feelings towards each other they would yet spare
her. Maufroy, the youngest, who may be assumed most under
the influence of his mistress, declares he could not, for all there
was to win,
" tell her on this happy day of days,
That, save the nosegay in her hand, perhaps,
There 's nothing left to call her own."
Also Sir Clugnet, the old man, world-wise and prudent, though he
first inquires ' what kind of a corner may be Ravestein,' answers
Guibert rebukingly to the same effect : —
" What man do you suppose me ? Keep your paper ! '
And, let me say, it shows no handsome spirit
To dally with misfortune : keep your place ! "
All this supplies the needed ' effect ' which has been already appro-
priated by imagination. The process is the same as hitherto :
' If these, being evil, evince only kindliness and consideration
towards their mistress, evidently none other than herself can have
inspired in them sentiments so foreign to their nature ; she must
be signally good and noble.' 2
1 Note the excellent sub-' effect ' in Guibert's refusing to hold the paper, while
he offers it with his ' indifferent honorable place,' until there is some expression
from the rest ; thus forcing any who under the conditions would succeed him to
pick it up.
2 That she is also signally beautiful is adequately hinted in what Guibert says
later: —
" Call tlie Prince our Duke !
Then she 's no Duchess, she 's no anything
More than a young maid with the bluest eyes :
And now, sirs, we '11 not break this young maid's heart
Cooly as Gaucelme could and would!"
The reader will note or will have noted that this Gaucelme — quite evidently the
clearest head and coldest heart of the company — is used as a sort of moral counter-
THE PROVINCE OF LITERARY ART. 227
The next step will naturally be to introduce Valence to the audi-
ence. Can the courtiers be used to his advantage ? Evidently ;
and Browning, reversing Shakespeare's order — who never relies
first on the physical — makes him appear in their despite by knock-
ing over the halberdiers that guard the entrance. The author does
not intend, at present, to do more than exalt this personage ; hence,
in preparation, has made Adolf but hint of the man's earnestness
and persistence. Will it answer to have him come thus before
these courtiers unknown ? No : ' hence he is made to recognize
Guibert, to whom he breaks out in an impassioned plea for Cleves.
Will this Guibert endure such an harangue meekly to the end ?
Evidently he could not in nature : it would be ludicrous to pretend
it. So Browning makes Guibert to have been helped in saving his
estate by this same Valence, — and to vent his spleen vicariously
at being accosted upon Clugnet. Here the scene in effect is
finished. The author skillfully and speedily prepares for the next
by effecting through Gaucelme and Guibert, — who think their
lady can hardly notice this messenger, much less reward him, that
Valence present Prince Berthold's manifesto and thus gain audience
with the Duchess as one of them.
The author, then, in the first division of his poem has succeeded
in arousing our feelings against the courtiers, as they deserve ;
and, by showing him in comparison a man above thoughts of
self and ready to lend himself to an ideal, has exalted Valence.
How next shall he idealize the Duchess ? For he must now bring
her face to face with these courtiers and ourselves who wait.
One of the most significant and telling traits in women who have
charms and can exact homage is unconsciousness of such charms.
Browning can see no better characteristic with which to begin his
task here, especially if he may couple with it the desire to compass
joy for others. Yet were it not well to indicate first that Colombe
poise to the character who here speaks. Gaucelme proposes, and Guibert, with
some transfer of responsibility to his tempter, executes. Moreover, the reader should
observe how deftly, in the last two lines, the impressions Browning has given us of
Colombe are sympathetically utilized.
228 THE PROVINCE OF LITERARY ART.
is gifted with women's subtlest, most unerring intuition? So he
makes her diviqe the cause of her maid's delay, and some little of
the shadow about to fall upon her fortunes. -
" The Duchess. Announce that I am ready for the court !
Sabyne. T is scarcely audience-hour, I think ; your Grace
May best consult your own relief, no doubt,
And shun the crowd : but few can have arrived. 1
The Duchess. Let those not yet arrived, then, keep away !
'T was me, this day last year at Ravestein,
You hurried. It has been full time, beside,
This half-hour. Do you hesitate ?
Sabyne. Forgive me !
The Duchess. Stay, Sabyne ; let me hasten to make sure
Of one true thanker : here with you begins
My audience, claim you first its privilege !
It is my birth's event they celebrate :
You need not wish me more such happy days,
But — ask some favor ! Have you none to ask ?
Has Adolf none, then? This was far from least
Of much I waited for impatiently,
Assure yourself ! It seemed so natural
Your gift, beside this bunch of river-bells,
Should be the power and leave of doing good
To you, and greater pleasure to myself.
You ask my leave to-day to marry Adolf?
The rest is my concern.
Sabyne. Your Grace is ever
Our lady of dear Ravestein, — but, for Adolf . . .
The Duchess. ' But '? You have not, sure, changed in your regard
And purpose towards him ?
Sabyne. We change?
The Duchess. Well then? Well?
Sabyne. How could we two be happy, and, most like,
Leave Juliers, when — when . . . but 't is audience-time !
The Duchess. ' When, if you left me, I were left indeed ! '
Would you subjoin that? — Bid the court approach !
— Why should we play thus with each other, Sabyne?
1 Note the contradiction in this last line. It is evidently the instant apprehension
of this ' effect ' that calls forth the following emphatic rejoinder. Thus does indirec-
tion often unwittingly betray itself.
THE PROVINCE OF LITERARY ART. 229
Do I not know, if courtiers prove remiss,
If friends detain me, and get blame for it,
There is a cause? Of last year's fervid throng
Scarce one half comes now.''
The courtiers are admitted — twelve, as counted for our benefit
by Maufroy earlier, besides Valence in his torn, bespattered cloak
— and the Duchess is reassured. As, waiving formality, she passes
about conversing with each group, the author makes Valence in
soliloquy reveal that his enthusiasm for Cleves owes its inspiration
to the graciousness and beauty of this same Duchess : —
" 'T is she — the vision this day last year brought,
When, for a golden moment at our Cleves,
She tarried in her progress hither. Cleves
Chose me to speak its welcome, and I spoke
— Not that she could have noted the recluse
— Ungainly, old before his time — who gazed.
Well, Heaven's gifts are not wasted, and that gaze
Kept, and shall keep me to the end, her own !
She was above it — but so would not sink
My gaze to earth ! The People caught it, hers —
Thenceforward, mine ; but thus entirely mine,
Who shall affirm, had she not raised my soul
Ere she retired and left me — them ? She turns —
There 's all her wondrous face at once ! The ground
Reels and . . . [suddenly occupying himself 'with his paper ,]
These wrongs of theirs I have to plead ! "
How shall Valence begin his plea? It will not do that Guibert
present him formally, nor that he present himself. Now it becomes
clear that Browning has made the Duchess leave her position and
mingle among the groups that she may approach Valence in course.
As she does so, the author has but to make Guibert call her atten-
tion to the stranger and, naming his city, bid him advance : —
" The Duchess. And you, sir, are from Cleves ? How fresh in mind,
The hour or two I passed at queenly Cleves !
230 THE PROVINCE OF LITERARY ART.
She entertained me bravely, but the best
Of her good pageant seemed its standers-by
With unsuppressive joy on every face !
What says my ancient, famous, happy Cleves? "
Guibert thought to use Valence but as a hand which should extend,
without speech, Prince Berthold's missive, and cut off all audience
for Cleves with the Duchess after. But the plan, through her
gracious question, woefully miscarries. Here is an opportunity for
telling, decisive dramatic strokes, which Browning is not slow
to seize. He has but to let the allegation of ' wrongs ' stir the
Duchess to a demand for the document recounting them; to
make Valence, about presenting the paper, bethink himself of his
' debt,' and give her the Prince's demand instead, and Guibert,
seeing Valence already in favor, cry " Stay ! for the present.''
The Duchess, understanding nothing, takes the paper and reads
— not the wrongs of Cleves, but the claims of Berthold.
There are many ways in which the situation might have been
used to idealize Colombe ; Browning follows naturally along the
course prepared. Here are no hysterics, no tears, no perturba-
tion — ' effects ' whose conclusions would have severally belied the
truth ; here is nothing but the sublime triumph over adversity of
a soul that has long since triumphed over itself : —
" Prince Berthold, who art Juliers' Duke it seems —
The King's choice, and the Emperor's, and the Pope's —
Be mine, too ! Take this People ! Tell not me
Of rescripts, precedents, authorities,
— But take them, from a heart that yearns to give !
Find out their love, — I could not; find their fear, —
I would not; find their like, — I never shall,
Among the flowers ! [ Taking off her coronet
Colombe of Ravestein
Thanks God she is no longer Duchess here ! "
This is superb, though it suggests only types potentially revealed
before. May there not be further idealization ? Browning divines
THE PROVINCE OF LITERARY ART. 231
' effects ' that may yet be used, resources of character of which the
Duchess herself is unaware. How shall these be reached and
roused ?
Valence stands by quivering with wrath, as the real Valence
must certainly have done, at having been thus used against the
Duchess. May he not strike to earth the man who has through
him insulted her? 1 As the courtiers hold back Guibert, springing
to the challenge, that he may not disgrace himself by recognizing
' the clothier's spokesman ' and a ' churl,' the Duchess is kindled
to surprising irony. Reading in her gibes his mistress's complete
sympathy with Valence, Guibert is drawn to his knees with the
customary cant of readiness to die for her, and on making clear
certain points until now unappreciated receives a sort of paren-
thetic pardon. For the Duchess is really preoccupied with the
remark — let drop, perhaps, not without intention — that this is
only ' a nameless, mere provincial advocate.' Yet ' this nameless
advocate whom she has never seen, much less obliged,' at the risk
of his life defends her dignity, and proposes yet to punish, for a
constructive insult to herself already pardoned, one of her people.
Here is loyalty ; here is devotion — something indeed worth being
Duchess for, worth at any cost staying Duchess to keep. There
is evidently a climax within easy reach. Browning has but to
make her cry out, — meaning she knows not what, bringing she
realizes not what consequences, in an access of enthusiasm —
" How many are at Cleves of such a mind?
Or stay, sir — lest I seem too covetous —
Are you my subject ? Such as you describe,
Am I to you, though to no other man?
1 By the device of making Valence ask if he may strike, the author avoids a vul-
gar castigation-scene, yet derives for his hero all the credit of such rudimentary
justice. (Cf. p. 103.) In other words, he carries our sympathy to the extent of
the blow — very much in keeping with a play of first principles — at the same time
spares it as a fact. Moreover, we should not overlook the human nature as well as
art by which the chastisement of Guibert is selected as the means or ' occasion ' of
arousing the Duchess's enthusiasm. No homage is so irresistible to a Colombe as,
through man's best of physical strength and daring, this of protection.
242 THE MORAL USES OF ART AND POETRY.
the physical portion of our service is at a maximum, the intellectual
at the minimum, and the wages are, in consequence, of the lowest.
Yet is it incorrect to say that the physical element alone, or the
physical and the intellectual element together, determine the
amount of wages ; for we shall find there is a moral, or as it is
best to say, a spiritual, element even in the labor of the trench-
digger. If he should lean upon his shovel every minute the over-
seer's eye is turned, he would hardly find employment a single
day. Honesty of purpose to do that for which he is hired, perse-
verance, and steadiness of application minute by minute and hour
by hour are no less than sentiments and belong to character. But
they lie so completely at the foundation as to be taken for granted
in the lower kinds of service, hence are seldom recognized by an
element in the wages, though these would be reduced to a very
uncertain and shifting quantity without them. But digging trenches
means eating one's bread by the sweat of one's brow. As there is
less curse upon that labor which is less onerous, we aspire, we
endeavor to reduce the physical and enlarge the directive or intel-
lectual factor. We thus become carters, it may be, or artisans, and
so upward, until we have reduced the muscular effort perhaps to
the moving of a pen. If it be an expert accountant who wields
the pen, the emolument will of course be large, though the service
still continues intellectual, and so also if the wield er be an Edison,
an Ericsson, or a Captain Eads. But suppose the paper over
which the pen is moving be some manuscript of Tennyson. There
compensation such service will secure. Thus in the lowest forms of labor, in which
the brain is hardly more than directive to the muscles, the intellectual portion is
reduced to a mere point at the extremity of the line, and the compensation be-
comes indeterminate. In like manner, when the intellectual part of a service
grows to the top of the diagonal, and the physical, reduced perhaps to an oral
sentence or even a gesture of direction, in turn diminishes to a point at the ex-
tremity of the upper line, the compensation is of the largest. For, mathemati-
cally speaking, the part of the line cut off at the right by the diagonal is the
intellectual factor of the service, by which the base is to be multiplied.
The third dimension, as will be later shown, serves to illustrate how the spiritual
factor enters into a man's relations with society, and fixes his worth and
station.
THE MORAL USES OP ART AND POETRY. 243
the intellectual element of the service becomes subordinate along
with the physical, as we pay him twenty guineas a page, perhaps a
guinea, two guineas, a line, or even a guinea a word. Why this
discrimination against the head book-keeper? Because the service
of a Tennyson or a Shakespeare does not remain upon the pages
of a ledger, but enters into our consciousness and becomes an
expanded part of our own selves. It is hardly worth while to
inquire whether Paganini is or is not overpaid for his bowings and
shiftings, or Patti for her trills, or Bierstadt for his brush-strokes.
Muscular movements in each case there most positively and pal-
pably are, but they can scarcely be graded under the head of labor.
It also helps little to declare that such are non-productive services.
The Chicago fire was one of the most unproductive events in the
history of this country, yet has proved a means of most unexam-
pled prosperity. There can be no adequate understanding of
what ' productive ' means so long as we ignore or belittle the
moral element. Whatever evokes latent possibilities or exalts best
energies, whether through delectation or calamity, is a benefaction.
Whoever inspires men to come to their best, or brings them under
the control of more ennobling ideals, is the greatest of benefactors.
Thus we are brought to the difference between the honest purposes
and the application of the trench-digger and the seership of a
Tennyson. The one is a matter of trust and conscientiousness, in
some degree common to all men, the other is a thing of inspira-
tion. But both conscientiousness and inspiration are alike in being
neither physical nor intellectual manifestations, but spiritual. The
one is the factor of solidity which conditions and determines worth
in the individual, the other tends to enlarge the factor and raise
the average of character in society at large. 1
1 The reference, in factor of solidity, is of course to the diagram already consid-
ered at the bottom of p. 241.
Man begins his career seriously in the world when he performs his earliest ser-
vice. As a child he but played at merchandizing, or carpentry, or being doctor, or
such other callings as he fancied he might engage in as a man. Now, having met
with an actual demand for his labor, which he will in honor endeavor to supply, he
constructs his square, and proceeds to make it of three dimensions by adding pro-
244 THE MORAL USES OF ART AND POETRY.
But character implies enlightenment and to some extent inde-
pendent ability to read the open spiritual secrets of man and
nature. In other words, a man's place and station are fixed by
the degree of his better development, by his maximum of spirit-
uality. In our Gothic civilization there has never been in reality
any other division into classes than upon this principle of spiritual
excellence. The old nobility in a gross and elemental way prefig-
ured it ; the idea of modern gentry postulates it very definitely.
Even in Anglo-Saxon times estates and thaneship were held no
substitute for worth, but unequivocally presupposed in the hlaford
and his lady the essential qualities of nobility. In early Scandina-
via the only grounds of distinction were valor and minstrelsy ; and
titles are yet conferred, as on a Wellington or Nelson, a Macaulay
or a Tennyson, for that Viking energy which has nerved and led
men to victory and the saving of a state, or a Brage-literature that
can edify and inspire for successive generations. But there is no
patent of nobility save the reverence with which, by common con-
sent, a Washington, an Emerson, a Shakespeare, and all others who
reach the highest plane, are recognized and exalted. 1
Very absurd then is it to maintain there should be no castes, that
all men without preparation or probation have a right to the same
distinctions and prerogatives as the few. Man-made castes are one
thing; but what of those which God has made? May they be
abolished speedily ? For some there are who would seem to insist
visionally at least one unit of volume. If he prove a man of constitutionally sterling
and solid traits, and rises in consequence to successive positions of trust, the emol-
ument of his service will increase proportionally, so long as the moral element con-
tinues objective. But if the sum of moral quality becomes energic and rises to
inspiration, the spiritual factor will rapidly increase and perhaps subordinate the
intellectual and the physical elements together. Here, indeed, our diagram fails
us ; for with a Lincoln or Grant or Skobeleff or Shakespeare, who lead men beyond
themselves and change the current of destiny both of individuals and of states, the
third dimension is no longer the side of a cube, but becoming indeterminate may
approach infinity.
1 See pp. 102 and 94. Those who exhibit a high degree of spiritual quality in
merely objective forms are signally respected and beloved by the community at large.
Thus even here the processes of idealization begin.
THE MORAL USES OF ART AND POETRY. 24S
that the trench- digger should work no more hours than Tennyson,
and that both should have equal remuneration. Here we come
down to the root of the matter. Why, indeed, should the one toil
ten hours to the day year in and out on low diet and hard wages,
while the other works but when he pleases on a princely income ?
Political economy aside, where is the justice ?
Herein is a great mystery. How does it happen that we must
all substantially give up pur lives to labor? Why not instead have
leisure ? For man just as easily might have been so adapted to
his environment, or his natural environment so adapted to man, as
to, give him perfect command of his time. Taking human nature
as we find it, the answer is, clearly, because he would not have
been good for anything without it. We think we should devote
our time to self-improvement, but if we had absolute leisure we
should not improve at all ; for the more complex and exacting the
necessity to work becomes, all the more do we do outside for self-
improvement and the betterment of others. If there were no
daily labor, there would be no momentum towards anything. The
necessity to toil in order to secure food and clothes and shelter
destroys native inertia and creates momentum. When after many
generations this momentum can safely be counted upon as con-
stant, that which produces it may be withdrawn, — that is, labor
becomes more and more intellectual, and may end in leisure. Thus
only is the opportunity for full self-improvement gained ; for lei-
sure properly means option as to what we shall do, never choice
not to do at all. It is that condition of our fortunes which en-
ables us to send another to perform what we do not care to do
ourselves, and implies freedom to do that to which we are most
anxious to give ourselves. When leisure has meant nothing but
time-killing for a couple of generations, the old inertia is restored
and work is needed — and generally comes, in order to release
again from the restored inertia. Hence the obvious fact that each
race or nation at any given time possesses in general all the wealth
or leisure it deserves. It is only by the hard discipline of labor
that we become fit to do without it. For the law of survival in
246 THE MORAL USES OF ART AND POETRY.
human society is something more than a convenient name ; it is an
awful fact. Its operation in the physical stage cuts off all those
who are unequal to the hard conditions of existence : we may say, it
guards first the approach to the physical life. But when society has
reached the stage of comfortable dwellings, well-cooked food, and
somewhat of medical skill, when the plan of exchange of services
has been evolved by each man taking some one thing to do for his
neighbors as well as for himself and letting his neighbors severally
according to their bent do the other things for him, — then the
operation of the law is shifted to the next higher plane. It is now
set to guard the approach to the intellectual life. The physically
weakest may now, on account of great mental strength, become the
fittest to survive, and the destroying angel passes their door-posts by.
But those who have derived the lighter type of constitution adapted
to brain work, but prove unequal to a place in the sphere of intellec-
tual employment, must go down again to the physical whether
they can endure existence there or no, and are thus either cut off,
or becoming hardened in constitution prepare to try once more
through their descendants to secure foothold in the plane above.
There is no greater marvel in the working of this social law than
the readiness with which means are provided for the rise from the
physical to the intellectual plane when a race is ready. Even the
dank and treacherous shores of the North Sea may become a Hol-
land, even the bleak and barren wilderness of the Pilgrims and
Puritans may become New England. There is no limit to the
resources and expedients of nature for multiplying those wants and
services which create wealth when a people can be trusted with it.
On the other hand, there is also no limit to the devices of nature
for excluding the unfitted from the plane of leisure. Even self-
interest has a moral use. The selfishness of capitalists and
employers keeps down the unworthy. The man who would spend
ten dollars a day upon coarse pleasures if he could get it, in gen-
eral will get but ten dollars a week. But suppose that he who has
worked off the curse of toil spends his allotment of leisure still in
the physical sphere. It is an anomaly, an anachronism, which
THE MORAL USES OF ART AND POETRY. 247
nature abhors. All such are soon cut off as cumberers of the
ground — nay, are caused even to become their own executioners.
. To the brain-worker dissipation is more dangerous and deadly
than the plague. The man for whom nature has made a place in the
sphere of intellect and refinement, but whose home is in the senses,
whose ideal of perfect felicity is dice and pipes and beer over an
alehouse table, is by these very facts an outcast from his station.
There are more reasons than one why the wealth-acquiring stage
is not reached in any civilization until the people are substantially
above the physical plane. In cases where it comes too soon, the
possession of leisure is the means of destroying that leisure. When
a millionaire leaves his estate to unworthy sons, it is soon squan-
dered, and they must go to work again as common bread-winners.
But their sons will perhaps acquire wealth again in turn, and
will so endow their children that they can be effectively taught
the uses and value of leisure, so that there shall be no more going
backward. Nature punishes abuse of the power to command
other people's services as inexorably as she punishes sensuality,
though with a lighter penalty.
All this of course at first seems pitiless, and prodigal of human
souls. But there is compensation. While society, almost like an
animal organism, is continually eliminating whatever disturbs or
irritates or poisons from its blood and tissues, each generation
comes upon the stage with some inherent advantage over the pre-
ceding. Other things being equal, there is higher organic quality
in the offspring than in the parent. Whatever is eminent in one
generation, as speed in the horse, will be represented under
proper conditions with greater eminence in the next. In the
normal course of heredity, the son shows some certain advance
over his parents in sharpness of intellect and fineness of suscep-
tibility. Moreover, the common ideals, the common objects and
ends of aspiration, are daily changing for the better. When time
is ripe, some especial new enlightenment possesses the con-
sciousness of each given generation. Certain minds, for example,
find themselves aware of the iniquity of the slave-trade, and in
248 THE MORAL USES OF ART AND POETRY.
obedience to a common impulse the evil is crushed out. A
generation later other minds awake to the conviction that property
in slaves is wrong, and a sentiment springs up which removes the
blot from the face of society. The operation of this principle,
which, popularly speaking, we call the Law of Progress, can be
traced everywhere in organic and inorganic nature, and governs
each phase of development and change. As privileges increase,
as temptations to abuse wealth, and influence, and leisure multiply,
counteracting influences enlarge themselves in superior propor-
tion. It is a law in many respects inscrutable, and can only be
accounted for, — to borrow well worn terms, as an especial mani-
festation of the First Cause. But its effect is evident enough. It
merely adds another to the multitude of parallel forces whose
resultant makes toward the universal end. For it should now be
no anticipation to say that all the normal forces of society, —
indeed all the energy of the First Cause himself, so far as we can
know it, is in operation to lift the race to the spiritual plane.
Religion, and education, and art, and music, and literature are
allied in operation to this universal end. Even the ordinary
procedures of industry belong to the scheme, as will be later
shown.
Here then we have the offset, the counterbalance, to the
pitiless law of survival, which in some cases seems to deny the
poorly endowed and unfortunate a fair chance in life. The new
principle is as inclusive as the former is exclusive. It is clear
that the purpose of this law is not merely the greatest good to the
greatest number, but all good to every soul just so far as he
shall be capable and willing to receive it. Moreover, it is a uni-
versal law, and holds good in every department of intellectual
and spiritual expansion. In its operation there are always three
principal steps or stages, — Revelation, the Elevation of a Chosen
People, and the Calling of the Gentiles to the same rank as the
chosen ; or, to be more specific, the genius of the age proceeds
first through the highest forms of art to reveal, then in an ex-
clusive ex-cathedra science to organize and conserve, but finally
THE MORAL USES OF ART AND POETRY. 1W
to popularize. We may trace an illustration from the history of
modern letters and learning, since with these we are all doubtless
most familiar. We go back, of course, to Homer and Hesiod,
^Eschylus and Pindar, the earliest models in literature, and Thales
and Plato and Aristotle, the first seers or revealers of philosophic
truth. It was truly with reference to the modern world an
age of beginnings. To understand and appreciate these minds
in their day required almost a kindred genius. Then at length,
when there were no more Platos and Aristotles or Sapphos and
Pindars, men set about the scientific study of what these had
done. But only the choicest spirits might aspire to appropriate
their work and be their interpreters to a wondering world. Hence
we find in due time a self-constituted aristocracy of intellect and
culture, and we know its period of supremacy in Athens, Rome,
Alexandria, and Constantinople.
But when the scepter passed from these capitals of culture, the
illumination of the first great minds was not extinguished. Though
buried in a dead or disused language, it still shone upon the
world, and it was not yet necessary that new revealers should
appear. Scholastic learning sprang up ; astrology, alchemy, and
magic carried old dogmas and assumptions to logical and practical
conclusions. One thing was most potently within the conscious-
ness of the age, — that nothing but exceptional endowment or
privilege could warrant admission to the guild of learning. When
the. Renaissance appeared, the splendor and perfection of the
classic past were exhibited that the world might realize the
necessity and worth of lofty standards. But all was Pharisaic
exclusion and cant and pedantry. The Renaissance set copies
for her school-boys, and modern literature was cramped or
wrenched into its procrustean forms. In education it was thought
rather an extraordinary accomplishment to know Greek. Not
every scholar who tried could acquire it. The teacher, more-
over, always assumed in his students the intuitive ability to dis-
cern and grasp for themselves all underlying principles. If they
could not do this, the teacher gave up the case. To be a scholar
250 THE MORAL USES OF ART AND POETRY.
was to be one of the chosen. It was therefore no part of his task
to develop the intuitive powers. His time was too valuable, his
position too lofty to begin farther back than a ready-made
aptitude on his pupils' part. Hence in the old learning the
favored few, who were found able at once to appreciate and
appropriate or imitate the great models, were brought into all
possible prominence, while the slow-witted and the dullards were
left alone in their discouragement.
But the period of the chosen people in learning and education
has happily passed away. The Renaissance did its work thor-
oughly ; and though it spoiled some generations of scholars and
authors before its effect was reached, it has yet been of incalcula-
ble benefit to every mind. It would have taken centuries for the
Gothic north to evolve its own correct and perfect models of lit-
erary form and style, which were thus borrowed ready-made.
Then it would have taken centuries more to prepare the people
for the common ideal of a free and universal education. Thus it
has immeasurably hastened the calling of the Gentiles, the eleva-
tion of the masses toward the intellectual and the higher life. In
education, the teacher is no longer a Gamaliel, selecting his
pupils and proselytes by arbitrary preference ; he has become
all things to all men. He has changed the assumptions and
postulates which underlie his work. He now assumes he does
have time to consider the individual needs and endowments of
his learners. He busies himself in so arranging the practical tasks
he sets that even the most backward will discover and generalize
for himself the involved and underlying principles. As a result,
there is often found in the end little practical difference between
the precocious and the plodding student. Little by little he brings
the one as well as the other to the lofty plane where once the
Aristotles and the Dantes stood alone. But perhaps in music we
may see the fullest exhibition of development under the law last
named, and all comprised within the limits of little more than a
single century. First, the group of masters from John Sebastian
Bach to Beethoven ; then the period of organization and systema-
THE MORAL USES OF ART AND POETRY. 251
tization, or of reducing the new music from an art to a science ;
then the present stage of popular appropriation, when talents
below the average are equal to the execution and interpretation of
the most difficult compositions, — when, indeed, a man without
extraordinary musical gifts has become Richard Wagner. To
think the thoughts of a master after him who can interpret life
and nature to the ear is an accomplishment worth surely all it
costs. Much is said against the education in music of the unmu-
sical ; not a little also against the instruction in drawing and paint-
ing of those whose sense of form and color is not acute. But
those who know what has been done for such, not only technically,
but also spiritually, are silenced. It is clearly the voice of the
times that all slumbering senses of spiritual beauty be awakened.
When the blind can be made to see by surgery, we raise a purse
to secure the surgical aid, in the name of a common humanity.
No one, of course, insists that all should be trained with reference
to becoming skillful performers or artists. It is not the purpose
of the public schools to raise up Miltons or Macaulays, but to
enable all to hold communion with such great minds if they will.
Hence we feel it is little short of an imperative duty, for the sake
of the general good, to enable every soul, according to its ca-
pacity, to find the inspiration there may be in any and every
thing that possesses spiritual quality.
Hence among the forces which operate directly to the universal
end, in what we may call a secular way, are art and literature. 1
Art has a province of the broadest, assumes a task no less than
i We make a distinction here between secular and religious spirituality, not
because such difference exists in fact, but for convenience merely, since of the
latter it is not our purpose or province to treat. God is not religious, but exists in
a condition of consciousness which transcends religion. True culture consists in
making man godlike, not in making him merely or exclusively devout. Until man
can be led to apprehend the Divine in other things beside those which pertain to his
soul's salvation, his spiritual life must be what is called religious exclusively. But
there is no means by which a man may be physical in his touch and appropriation
of the world, and religious merely in things beyond. If he has not been lifted out
of the lower circles, he will be unable to read the open secrets of the higher life
without an interpreter, and his spiritual equilibrium will be unstable.
252 THE MORAL USES OF ART AND POETRY.
interpreting the real and final meaning of all manifestations of hue
and form in matter, whether lovely or unlovely. Whether there
be really a universe of matter, or, as chemists and physicists are
beginning to believe, only a vast aggregation of force centers,
makes no difference. Indeed, upon the latter hypothesis, art
would be interpretable more easily. To prepare the modern age
for its attainments in the interpretative powers of art has been as
long a process as the evolution of modern letters. The works of
Raphael, like the works of Homer, do not to-day seem to us so
great as we expect ; they were the message to a past age, and not
to us. We would not have the works of either repeated or mul-
tiplied to-day by living hands were this possible. The paintings
and frescoes of Raphael, Michael Angelo, and their fellows were
the opening miracles of the coming kingdom of art. Nothing less
could strike the sense of their times. The art of the present,
which teaches by its humble unheroic themes, which has come
down from crucifixions and last judgments to slumberous meadows,
with only kine and cowslips in the foreground, is as the still
small voice after the whirlwind and the tempest and the fire.
The greater and more moving spectacles opened the eyes and soul
of their peculiar generation, when began the operation of the law
which we know, though it has taken five centuries to reach our
times. Then the kingdom of art came with observation. Now the
kingdom of art is within ourselves. The common artistic sense is
now aware, not only that every phenomenon of form, but also of
sound, every slightest change in the world of matter, echoes across
the chasm which separates flesh from spirit. No slumbering sense
or capacity of the soul but may be awakened through some cer-
tain experience or analogy. The passing cloud, the patter of the
rain, the patient sunshine, are all eloquent to the sentient soul,
though there be no speech or language, though their voice is not
heard. ' Poetry and art shall fail, the sentiments of the soul shall
cease,' certain narrow, blinded scientists have said, ' because
knowledge shall be all in all.' Is it not, on the contrary, clear
that new material knowledge will but broaden the experiences of
THE MORAL USES OF ART AND POETRY. 253
the soul and multiply the avenues which approach it ? No item
of new knowledge but has such transcendent promise. To the
keen spiritual eye of an Emerson, even the stakes of his Concord
fences tell truths old before the foundation of the world.
While art tends thus to make outside nature spiritually signifi-
cant to us, it is the office of literature to bring all men to each
other, and make common each serviceable sentiment and thought.
As we saw in the last chapter, it is institutionally adapted to give
every man access to his fellows with whatever single item or ele-
ment of truth may have been revealed to him alone. Moreover, in
bringing all men thus together, literature will register and exhibit
marked differences in types and personality. There is nothing
which influences us so immediately and powerfully as character.
A new characteristic may bring into operation a new ideal. 1 Even
familiar traits in a new proportion may have all the effect of the
rarest personality. Thus through literature — according to the
realistic mode now being evolved in poetry and novels — the effect
of common qualities, as the manliness and integrity of the trench-
digger, may be utilized. All our ideals come from concrete forms.
An abstract quality in itself may 'be very unattractive, or even
incomprehensible, but seen in the actual may enchant all eyes.
The types of womanhood in Shakespeare have changed the lives
of many who had never found it possible before to believe in the
truth and dignity of human nature.
But literature not only brings other men's thoughts and experi-
ences to us ; it takes us out of ourselves into the thoughts and
experiences of other men. As was indicated in Chapter IX., sel-
fishness is incident to the isolation and individuality of the ego,
and cannot be eliminated from human nature. But it may be re-
deemed and ennobled when confined thus to its higher, spiritual
aspects. To this end the transactions and engagements of every-
day life contribute. Every dollar earned by the trench-digger helps
put a dollar in the pocket of his employer, and helps save a dollar
to the whole community which needs his services. Let each wage-
1 See p. 94, par. a.
254 THE MORAL USES OF ART AND POETRY.
earner spend less than he earns and save the daily difference. It
may win leisure, if he deserve to have it, in his own lifetime, —
should certainly secure it for the next generation. So each
man in achieving leisure helps achieve it for his fellows; and
leisure knocks, or should knock, on the door to the spiritual life.
Again, the technical and systematized processes of business and of
commerce, the indirect and generalized methods of recovering
the value of services rendered, tend to minimize selfishness and
enlarge the heart. Once each man shot his own venison, caught
his own fish, cultivated his own grains, and at each turn of the
hand selfishness was fostered. As he carried home the game
upon his shoulders and felt its fat proportions, his anticipations
were concerned but with the senses. All the time he was forced
to contemplate some imminent good to his single self. But
merely by the exchange of services society has thrust back self at
least one remove from conscious sight. It may provoke a smile to
say that the pleading of our lawyers, the attendance of our physi-
cians, and the enterprise of our merchants are altruistic, yet, rela-
tively, is this in effect the truth. It is far easier for a man to give
gold from his pocket than an .ox from his stall ; it is far easier to
give a check upon one's banker than gold from one's purse. It is
indeed scarcely possible longer even for the miser to gloat over his
heaps of gold ; it must be rather the balance on his bank-book. But
even his double-eagles on deposit are a blessing to others whether
he will or no. Then there are the many and various services which
put selfishness much farther than one remove away from the con-
sciousness of those that do them. When a man gives his labor or
his substance for no advantage to himself save the betterment of
others, living in their experiences as they were his own, then is
the higher life manifestly vigorous within. " He who findeth his
life shall lose it" was once a most intractable dogma. I think
we of to-day well understand how, even in a secular sense, he that
shall lose his life in the material sphere shall more than find it in
the spiritual.
But literature and art are the most potent instruments of spirit-
THE MORAL USES OF ART AND POETRY. 255
ual progress ; and the time has come for their utmost of service.
We have reached, as a nation, by no choice of ourselves, power-
less to help or hinder, the wealth-producing stage. In half a cen-
tury we shall be the richest people in history. How shall we use
our wealth, what shall we do with our leisure ? The nation that
cannot rise to the spiritual life when its leisure is achieved, is
doomed. We are coming inevitably, irredeemably, irrevocably,
to the final test. Shall we rise to the stage next higher? Retreat
is cut off; advance we must or perish. Once Athens and Rome
and Venice stood on the same intellectual and fatal plane, but they
are gone. They proved their unfitness, and are rotting out their
punishment. Shall the same gangrene seize us ? There are many
signs that our people are in most hopeful soundness, but we have
many alien elements to sweeten and purify. Every native and
organic energy must be exercised, if we are to save the whole
body. The State must clearly find a way to open to all the influ-
ences of the highest and most helpful culture.
256 LITERARY SENTENCE-LENGTH IN ENGLISH PROSE.
CHAPTER XIX.
THE LITERARY SENTENCE-LENGTH IN ENGLISH
PROSE.
Having finished our inquiry into the principles and stages of
development in the poetry of English Literature, and given some
thought to the influence exerted through it, we turn next to the
prose. Here the elements are fewer, and the intricacies much
less perplexing ; so that we may proceed more simply. Any one
acquainted with the Elizabethan or ante- Elizabethan prose-writers
is well aware that their sentences are prevailingly either crabbed
or heavy, and that it is often necessary to re-read, sometimes to
ponder, before a probable meaning reveals itself. Ordinary mod-
ern prose, on the other hand, is clear, and almost as effective to
the understanding as oral speech. Let us commence our analysis
by ascertaining what principles have been at work to produce the
change.
We must now begin a new sort of investigation. We have hith-
erto considered literature principally with respect to meaning and
spirit; we must now for several chapters study exclusively the
form. We will first compare the style of a few passages from the
earlier and from modern prose-writers. The following is a par-
agraph from Fabyan's Chronicle : —
In this season the legat vpon his partye, and the kynge of Romayns vpon
ye other partie, for allyaunce that was atwene hym and ye erle of Glouceter,
laboured so to the kynge that a reformacon of peas was spoken of; durynge
whiche treaty, the souldyourrs lyinge in Southwerke made many robboryes in
Southerey and other places, and rowed ouer to Westmynster, and spoyled there
the kynges palays, and deuoured his wyne, and breke the glasse of the wyn-
LITERARY SENTENCE-LENGTH IN ENGLISH PROSE. 257
dowes, and all other necessaryes to that palayes they disttoyed and wasted; and
somtymes came in lykewyse into London; and robbed there also. Of the
whiche there was taken iiii. that bare ye conysaunce of the erle of Derby, the
whiche the erle caused theyr handes and legges to be bounden, .and than put
into a sacke, and so cast into the Thamys. — Vol. II. , Ellis' Edition, p. 363.
With these two paragraphs Spenser begins his View of the Present
State of Ireland : —
Ettdoxus. But yf that countrey of Ireland, whence you lately came, be soe
goodly and commodious a soyle, as ye report, I wonder that noe course is
taken for the tourning thereof to good uses, and reducing of that savadge
nation to better government and civility e.
Irenceus. Marry, soe there have beene divers good plottes devised, and
wise counsells cast alleready about reformation of that realme; but they say, it
is the fatall desteny of that land, that noe purposes, whatsoever are meant for
her good, will prosper or take good effect, which, whether it proceede from
the very Genius of the soyle, or influence of the starres, or that Allmighty God
hath not yet appoynted the time of her reformation, or that he reserveth her
in this unquiett state still for some secrett scourdge, which shall by her come
unto England, it is hard to be knowen, but yet much to be feared.
As a sample of Hooker's style we may quote the following : —
What the Scripture purposeth, the same in all points it doth perform. How-
beit, that here we swerve not in judgment, one thing especially we must ob-
serve, namely, that the absolute perfection of Scripture is seen by relation unto
that end whereto it tendeth. And even hereby it cometh to pass, that first
such as imagine the general and main drift of the body of sacred Scripture not
to be so large as it is, nor that God did thereby intend to deliver, as in truth
he doth, a full instruction in all things unto salvation necessary the knowledge
whereof man by nature could not otherwise in this life attain unto; they are
by this very mean induced either still to look for new revelations from heaven,
or else dangerously to add to the Word of God uncertain tradition, that so the
doctrine of man's salvation may be complete; which doctrine we constantly
hold in all respects, without any such thing added to be so complete, that we
utterly refuse as much as once to acquaint ourselves with anything further.
— Bk. II. Chap. viii.
In the first and the second extract there is no sentence but
would be out of place in book-English of the present day. But
Hooker's first period, barring the solemn-style verbs, is wholly in
258 LITERARY SENTENCE-LENGTH IN ENGLISH PROSE.
accord with modern standards, and may be used as the basis of
comparison with the following passages. We quote first from
Macaulay's Essay on History : —
It may be laid down as a general rule, though subject to considerable quali-
fications and exceptions, that history begins in novel and ends in essay. Of
the romantic historians Herodotus is the earliest and the best. His animation,
his simple-hearted tenderness, his wonderful talent for description and dialogue,
and the pure sweet flow of his language, place him at the head of narrators.
He reminds us of a delightful child. There is a grace beyond the reach of
affectation in his awkwardness, a malice in his innocence, an intelligence in
his nonsense, an insinuating eloquence in his lisp. We know of no writer who
makes such interest for himself and his book in the heart of the reader.
The next example will be from Channing's Self- Culture : —
I know how hard it is to some men, especially to those who spend much
time in manual labor, to fix attention on books. Let them strive to overcome
the difficulty, by choosing subjects of deep interest, or by reading in company
with those whom they love. Nothing can supply the place of books. They
are cheering or soothing companions in solitude, illness, affliction. The wealth
of both continents would not compensate for the good they impart. Let every
man, if possible, gather some good books under his roof, and obtain access for
himself and family to some social library. Almost any luxury should be sacri-
ficed to this.
And, finally, this from Emerson's Address before the Senior Class
in Divinity College : —
My friends, in these two errors, I think, I find the causes of a decaying
church and a wasting unbelief. And what greater calamity can fall Upon a
nation than the loss of worship ? Then all things go to decay. Genius leaves
the temple to haunt the senate or the market. Literature becomes frivolous.
Science is cold. The eye of youth is not lighted by the hope of other worlds,
and age is without honor. Society lives to trifles, and when men die we do
not mention them.
But more conspicuous if possible than the absence of normal
sentences in the first set of examples is the great difference in
number of words per period between the two groups of authors
contrasted. Fabyan we find has put no less than 141 words in his
LITERARY SENTENCE-LENGTH IN ENGLISH PROSE. 259
two sentences, Spenser 152 in the same number, and Hooker 1 79 in
three; while Macaulay uses but 119 words in six periods, Chan-
ning 108 in seven, and Emerson 88 in eight. The averages in
these are of course surprising, and we wonder whether they are at
all characteristic of the respective authors. Presumably a consid-
erable number of sentences must be taken as a basis. We try
twenty-five, then fifty, then a hundred, and finally in five hundred
periods seem to find the fact of a rhythmic law. For the averages
of words per sentence, by consecutive hundreds, in the six authors
respectively are these : —
Fabyan.
Spe
NSER.
First hundred
periods
68.28
First hundred
periods
49.78
Second "
K
66.68
Second "
tt
50.24
Third «
<<
.56.12
Third "
tt
53-67
Fourth "
it
65-77
Fourth "
it
47.56
Fifth
"
58.26
Fifth
a
47.88
Average,
63.02
Average,
49.82
Hooker.
Macaulay.
First hundred
periods
43-98
First hundred
periods
2323
Second "
it
40.90
Second "
tt
21.26
Third "
"
37-12
Third "
tt
25-95
Fourth "
tt
41.63
Fourth "
"
22.20
Fifth
"
43-4°
Fifth
(i
19-65
Average,
41.40
Average,
22.45
Channing.
Emerson.
First hundred
periods
25.15
First hundred
periods
18.06
Second "
it
25-5 1
Second "
"
20.15
Third "
tt
25-38
Third "
tt
21.01
Fourth "
n
26.80
Fourth "
tt
24.18
Fifth
"
25.84
Fifth
"
19-52
Average,
25-73
Average,
20.58
Here is evidently a principle of some importance, and, if uni-
versal, not difficult to establish. Among authors that might be
260 LITERARY SENTENCE-LENGTH IN ENGLISH PROSE.
used to test it there is none better than De Quincey, whose spon-
taneous and voluble manner is the furthest possible removed from
anything stereotyped and mechanical. Finding his provisional
average in the first five hundred periods to be approximately thirty-
three words per sentence, we try if he sustains it in the remainder of
the work. The hundred-averages vary considerably, as expected,
yet are kept under control by some kind of centripetal force, as
this summary will show : —
First hundred
Second
Third
Fourth
Fifth
Sixth
Seventh
Eighth
Ninth
Tenth
Eleventh
29.74
38.62
29.82
31.22
34-21
29.09
3°-39
32.93
33-92
32.88
34-09
Twelfth hundred
34-42
Thirteenth "
29.57
Fourteenth "
38.58
Fifteenth "
35-32
Sixteenth "
40.29
Seventeenth "
39-29
Eighteenth "
38.12
Nineteenth "
31.24
Twentieth "
30.76
Twenty-first
33-57
Twenty-sec'd "
32.09
The aggregate of maximum frequency, as we observe, is approxi-
mately 33 ; and the average of the whole, 2225 periods, we find is
33-25-
This is certainly satisfactory so far as it goes, and we turn to
another experiment. Granting there is such a thing as uncon-
scious sentence-rhythm, is it constant in different works of the same
author, especially when written in different styles and at widely
distant intervals ? Nothing to the contrary appearing in De Quin-
cey, we go back to Channing. The average of his Self- Culture —
749 periods, and written in 1838 — is 25.28, and this is sustained
both by other late compositions as well as his earliest extant papers
and sermons. We try now Macaulay, Emerson, Newman, Carlyle,
and various authors, both in English and out of it, with results the
same ; and the true significance of the principle begins to dawn
upon us. It is in itself clearly of little value except as hinting how
literature has developed, and how the course of evolution in it may
LITERARY SENTENCE-LENGTH IN ENGLISH PROSE. 261
be tracked. It shows, what we partly knew before, that the indi-
vidual mind is the unit of literary progress, and that progress must
be studied in the units before it can be comprehended in the mass.
But before proceeding on the assumption that each writer is
throughout consistent in the elements of stylistic quality, were
it not well to make a completer demonstration in some author
of not too formidable proportions? For this purpose we select
Macaulay. His average in the Essays is 23.+ , and we try by it
his History of England. We find some variation in the aggregates
by hundreds, but the averages by larger divisions are constant,
and simply repeat what was obtained before. 1
If, then, each author writes thus in substantial accordance with
an individual and unwavering sentence-ideal, it will be a valuable
first investigation to ascertain something concerning the range of
sentence-length in English prose from Chaucer down. Does
Fabyan write the longest sentences? Who writes the shortest?
For there are reputable authors, as the student will quickly learn,
that reveal averages considerably less than Emerson's. Each
student should compute some available production of his own,
1 The results of the computation are summarized in the following columns.
Each entry is the average number of words in a thousand consecutive sentences,
and in the place of footings are the averages by ten thousands : —
26.09 23.00 22.21 20.54
24.21
25-33
25.06
25.01
24.20
21.76
22.33
24.97
23-51
21-59
24.81
22.92
24.99
24.10
24.05
23.71
22.13
19.62
21.81
23.26
22.36
21.11
23-39
22.81
20.85
25-58
22.39
23.91
21.08
25.86
23.17
24.92
23.81
23.81
24.03
25.28
23.33 23.18 23.32 23.73
The whole number of periods in the History of England is 41579, and the aggre-
gate of words in the remaining 1579 sentences, 38696. The complete sentence-
average for the five volumes is therefore 23.43 words.
262 LITERARY SENTENCE-LENGTH IN ENGLISH PROSE.
and find out the approximate tendency of his style. Let him test
whether English writers incline more to crisp, incisive sentences,
or the American; also what is the prevailing sentence-character
in the best book-English, and what in the more popular style of
newspapers and magazines. Let him note especially whether the
tendency is in the direction of further pointedness and brevity,
and, if possible, find a reason.
THE DECREASE OF PREDICATION. 263
CHAPTER XX.
THE DECREASE OF PREDICATION.
It is not necessary that we should carry the investigation sug-
gested at the end of the last chapter very far to be convinced that
through sentence-shortening great changes have been wrought in
the prose of English Literature. It should be evident, moreover,
that this shortening is in no sense a cause ; it is rather an effect,
or incidental to an effect, of some cause or causes yet to be
determined. Short sentences are not necessarily easy to read
because they are short, nor are long sentences always heavy or
obscure merely because they are long. Let us compare the fol-
lowing passages : —
And then we began to reckon amongst ourselves how many we were that
were set on shore, and we found the number to be an hundred and fourteen,
whereof two were drowned in the sea and eight were slain at the first encoun-
ter, so that there remained an hundred and four, of which five-and-twenty
went westward with us, and two-and-fifty -to the north with Hooper and
Ingram; and, as Ingram since has often told me, there were not past three of
their company slain, and there were but six-and-twenty of them that came
again to us, so that of the company that went northward there is' yet lacking,
and not certainly heard of, the number of three-and-twenty men. And verily
I do think that there are of them yet alive and married in the said country, at
Cibola, as hereafter I purpose (God willing) to discourse of more particu-
larly, with the reasons and causes that make me so to think of them that
were lacking, which were with David Ingram, Twide, Browne, and sundry
others, whose names we could not remember. — Hakluyt : Miles Phillips'
Discourse.
When Jane Austen went on Sundays to the fashionable Laura Chapel a
few years later, she may have seen all these people at their devotions in that
home of aristocratic piety, and near them the famous Mrs. Piozzi, short and
264 THE DECREASE OF PREDICATION.
stout, with a patch of rouge on each cheek, or the Duchess of York, with
brown hair falling about her face, but, let us hope, without the retinue of dogs
of assorted sizes which usually attended her everywhere else. Almost any
day she might have seen in the thoroughfares of Bath or in the Pump Room
many of the famous men of her time on the occasion of her first visit, —
Melmoth, the noted scholar, William Hoare, the Royal Academician, the
brilliant Sheridan, the yet unappreciated Herschels, William and Caroline,
and the host of their contemporaries in literature, science, and art, who were
familiar figures in Bath in 1791. — Oscar Fay Adams: The Story of Jane
Austen's Life.
Predication, we remember, conditions the imagination, and in
prose imposes on the imaging faculty the obligation of realizing
with exactness the facts or relations affirmed., That style which
leaves most to fancy in respect to the manner in which facts or
relations may be apprehended, will be in so far the easiest to read.
Of the above passages the first from Hakluyt we shall find con-
tains no less than twenty-one distinct predications ; while the
second, from the recent work of Mr. Adams, and of nearly the
same length, but six. Let us compare again : —
Discern of the coming on of years, and think not to do the same things
still; for age will not be defied. Beware of sudden change in any great point
of diet, and if necessity enforce it, fit the rest to it. For it is a secret both in
nature and state, that it is safer to change many things than one. Examine
thy customs of diet, sleep, exercise, apparel, and the like; and try, in any-
thing thou shalt judge hurtful, to discontinue it by little and little ; but so, as
if thou dost find any inconvenience by the change, thou come back to it
again : for it is hard to distinguish that which is generally held good and
wholesome, from that which is good particularly, and fit for thine own body.
— Bacon : Of Regiment of Health.
Whence came this prodigy of power? What blood of England or Italy
flowed in his veins? Neither he nor his seem to have known. He is our
King Melchisedec, without father or mother, everything hid but his divine
descent. We must claim for an American one whose patriotism would have
made him equally ready with Franklin to argue in a foreign court, or with
Farragut to lash himself to the mast in the harbor of New Orleans. He hated
secession as Satan; and, while at home with foreigners of every nation, was
proud of his native land as the crown of the globe. He was a case of
THE DECREASE OF PREDICATION.
265
Nature's bounty in her most royal mood, and, himself a true sovereign, the
head of every board at which he sat. — C. A. Bartol : Father Taylor, in
Radical Problems.
In the first of these quotations there are sixteen predications in
four sentences, and no less than eight of the sixteen in the last
period. But in the extract from Bartol, essentially of the same
length as the preceding, there are eight sentences and eleven
predications. Three of these sentences only have more than a
single verb.
Here, then, is the hint of a reason for the decrease of the nu-
merical sentence-length in English prose. Some principle of
sentence-simplification is evidently at work, and its effect has been
both to increase the number of simple sentences, and to reduce
predication very materially in such as remain complex or com-
pound. We turn at once to earlier authors and make compar-
ison with the modern. The following are representative results,
computed on the basis of 500 periods : —
Chaucer.
Hall.
(Meliiceus.)
Av.
Predi-
cations.
Per ct.
Simp.
Sents.
( Chronicle.)
Av.
Predi-
cations.
Per ct.
Simp.
Sents.
First 100 periods, 6.16
Second 100 periods, 5.25
Third " " 4-68
Fourth " " 4-66
Rem'ng 80 " 5.50
4
6
6
2
2
First 100 periods, 4.09
Second 100 periods, 3.70
Third " " 4.70
Fourth " " 3.91
Fifth " " 5.01
6
7
11
8
5
Average 480 periods, 5.24
4
Average 500 periods, 4.28
7
Spenser.
Sidney.
( View ofS. of Ireland.)
First 100 periods, 4.83
Second 100 periods, 4.67
Third " " 4-86
Fourth " " 4-SS
Fifth " " 449
12
'3
11
10
7
(Defense of Poesie.)
First 100 periods, 3.74
Second 100 periods, 4.35
Third " " 4.58
Fourth " " 3.43
Rem'ng 73 " 3.79
10
10
6
'3
10
Average 500 periods, 4.68 1 1
Average 473 periods, 3.98 10
266
THE DECREASE OF PREDICATION.
Hooker.
{Ecclesiastical Polity?)
Av. Per ct.
Predi- Simp,
cations. Sents.
First ioo periods, 4.36 13
Second 100 periods, 4.1 1 II
Third " " 4.41 8
Fourth " " 4.03 10
Fifth " " 3.58 7
Average 500 periods, 4.12 12
Bacon.
(Essays.}
Av. Per ct.
Predi- Simp,
cations. Sents.
First 100 periods, 3.15 21
Second 100 periods, 2.91 21
Third " " 3.02 16
Fourth " " 3.27 22
Fifth " " - 3.26 15
Average 500 periods, 3.12 19
Barrow.
(Sermons on Evil Speaking.")
First 100 periods, 3.93 12
Second 100 periods, 3.62 13
Third " " 3.56 14
Fourth " " 3.72 18
Fifth " " 3.84 16
Average 500 periods, 3.73 15
BUNYAN.
(Holy War.)
First 100 periods, 3.61 12
Second 100 periods, 3.69 1
Third " " 3.89 12
Fourth " " 4.10 7
Fifth " " 4.25 11
Average 500 periods, 3.94 10
Addison.
(Spectator.)
First 100 periods, 3.86 jp
Second 100 periods, 3.95 5
Third " " 3.76 11
Fourth " " 3.49 16
Fifth " " 3.30 16
BOLINGBROKE.
(Study of History.)
First 100 periods, 3.32 14
Second 100 periods, 4.01 12
Third " " 3.82 9
Fourth " " 3.75 15
Fifth " " 3.71 16
Average 500 periods, 3.67 12
Average 500 periods, 3.72 13
Shaftesbury.
(Freedom of Wit and Humor?)
First 100 periods, 2.46 29
Second 100 periods, 2.53 25
Third " " 2.94 26
Fourth " " 2.58 27
Fifth " " 2.48 30
Average 500 periods, 2.60 27
De Quincey.
( Opium-Eater?)
First 100 periods, 3.61 10
Second 100 periods, 3.70 19
Third " " 3.38 15
Fourth " " 4.31 7
Fifth " " 3.45 21
Average 500 periods, 3.69 14
THE DECREASE OF PREDICATION.
267
Macaulay.
{Essay on History.')
Av. Per ct.
Predi- Simp,
cations. Sents.
First ioo periods, 2.06 40
Second 100 periods, 2.23 40
Third " " 2.38 33
Fourth " " 2.20 35
Fifth " " 1.88 46
Average 500 periods, 2.15 39
Channing.
{Self- Culture.)
Av. Per ct.
Predi- Simp,
cations. Sents.
First 100 periods, 2.59 28
Second 100 periods, 2.60 30
Third " " 2.55 26
Fourth " " 2.54 37
Fifth " " 2.55 35
Average 500 periods, 2.56 31
Newman.
{Apologia.)
First 100 periods, 3.44 13
Second 100 periods, 2.94 15
Third " " 3.01 20
Fourth " " 2.64 21
Fifth " " 2.80 13
Emerson.
{History ; Friendship.)
First 100 periods, 2.45 37
Second 100 periods, 2.19 35
Third •• " 2.36 40
First " " 2.17 37
Second " " 2.13 36
Average 500 periods, 2.96 16
Average 500 periods, 2.26 37
Lowell.
{Lessing.)
First 100 periods, 2.84 21
Second 100 periods, 2.29 30
Third " " 2.54 14
Fourth " " 2.54 22
Fifth " " 2.40 29
Grant.
{Memoirs.)
First 100 periods, 2.30 36
Secondioo periods, 2.40 33
Third " " 2.30 35
Fourth " " 2.44 25
Fifth " " 2.38 28
Average 500 periods, 2.52 23
Average 500 periods, 2.36 31
Everett.
{Poetry, Comedy, and Duty.)
First 100 periods, 2.94 22
Second 100 periods, 2.21 39
Third " " 2.07 40
Fourth " " 2.41 28
Fifth " " 2.31 33
Average 500 periods, 2.39 32
Bartol.
{Radical Problems : Genius, etc.)
First 100 periods, 2.04 54
Second 100 periods, 1.97 43
Third " " 2.08 38
Fourth " " 2.02 42
Rem'ing62 " 1.89 48
Average 462 periods, 2.00 45
268 THE DECREASE OF PREDICATION.
The above authors, it is believed, furnish sufficient illustration
of the course and degree of sentential simplification down to the
present generation. The student will extend the exhibit at pleas-
ure. Other writers might be instanced who, on account of special
modes of punctuation, register higher per cent of predication than
is here given, and Ossian, which is not prose, will show a lower.
But it is better to reserve inorganic aspects for later study. The
student on investigation will easily prove to himself that the com-
mon average in the best writers of the day is practically little over
two per sentence, and the per cent of simple sentences not much
less than thirty-three and one-third. He will, moreover, discover
that the principle which has hitherto led English writers to curb
their hand and reduce their styles is still at work. It will not be
difficult to find reputable literature, at least of the highest maga-
zine grade, registering as low as 1.60 predications per period, and
as high as sixty per cent of simple sentences. The average of
Channing or Macaulay or Bartol would fall as low, were it not for
the long sentences which they somewhat frequently allow. The
reasons for this, as well as why Ascham and Bacon wrote so far
ahead of their times, and some others of later date so far behind,
will appear in a later chapter.
CO-ORDINATION OF CLAUSES. 269
CHAPTER XXI.
CO-ORDINATION OF CLAUSES.
If we observe the speech of intelligent children just able to
talk in connected narration, we shall find almost every item
affirmed by itself on the same basis as every other. There is no
articulation or subordination of statements. All verbs essentially
are principal, and connected by ' ands.' There is no real divis-
ion into sentences. The stop in each case is determined by no
sentence-sense, and hardly amounts to more than a pause for
breath.
It has been pointed out that there is a close parallelism between
the development of the child-mind in the individual and the mind
of the race. Each man in the earlier part of his isolated life is
occupied to a greater or less extent in doing what the race to
which he belongs has done in the development of its civilization.
He is in a sense the epitome of his age and its attainments.
While now inquiring into the nature and history of normal sen-
tences we bethink ourselves of this fact, and wonder whether the
earliest prose authors wrote in such inarticulate wise as children
speak. The first volume available for examination is Sir John
Mandeville's Voyages and Travels. Here in the opening sentence
of the Prologue we count seven ' and '-clauses in thirty-five predi-
cations. In the first chapter there are fifty-eight finite verbs and
verb phrases, of which twenty-five are preceded by ' ands ' ; also
of these, twelve introduce their quasi-sentences. Of the forty-
seven sentences in the second chapter, thirty-three are introduced
by and. Chapter VII. begins with the following paragraph : —
270 CO-ORDINATION OF CLAUSES.
After for to speke of Jerusalem, the Holy Cytee, yee schulle undirstonde,
that it stont fulle faire betwene Hilles : and there ben no Ryveres ne Welles ;
but Watre cometh be Condyte from Ebron. And yee schulle undirstonde, that
Jerusalem of olde tyme, unto the tyme of Melchisedeche, was cleped Jebus;
and aftre it was clept Salem, unto the tyme of Kyng David, that putte theise 2
Names to gidere, and cleped it Jebusalem; and aftre that Kyng Salomon
cleped it Jerosolomye: and aftre that, Men cleped it Jerusalem; and so it is
cleped yit. And aboute Jerusalem is the Kyngdom of Surrye : and there besyde
is the Lond of Palestyne : and besyde it is Ascolone : and besyde that is the
Lond of Maritaine.
This is not the maximum of co-ordination, though something
very near it. Whenever each new period is introduced by and, or
or, or but, and every clause essentially after the first in each sen-
tence is joined to the preceding by one of such connectives, there
will be evidently as many co-ordinate conjunctions as predicates.
Such form is found consistently in early remains, as the Anglo-
Saxon Chronicle. The following is a specimen from one of the
latest entries, under date of A.D. 1137 : —
In all this wicked time kept Abbot Martin his abbacy xx. winters and a
half-year and viii. days with much exertion and provided for the monks and
the guests all that was necessary for them, and maintained much charity in
the house, and nevertheless wrought upon the church and assigned thereto
lands and revenues and endowed it bountifully, and had it roofed, and brought
them into the new minster on St. Peter's day with much honor, — that was
Anno ab Incarnatione Domini MCXL., a combustione loci xxiii. And he
went to Rome, and was there well received by Pope Eugenius and there ob-
tained privileges, — one of all the lands of the abbacy, and another of the
lands that belong to the sacristan's office, and if he might live longer he meant
to do the same concerning the office of treasurer. And he made acquisition
in lands that rich men held by force : of Willelm Malduit who held Rocking-
ham castle he won Cotingham' and Easton, and of Hugo of Waltervile he won
Irlingborough and Stanwick and LX. sol. of Oldwinkle per year. And he
made many monks and planted vineyards and executed many works and ren-
dered the town better than it was before, and was a good monk and a good
man, and for that reason God and good men loved him.
There is evidently no organic reason why the interior periods
should have been placed by the editors just where we find them.
CO-ORDINATION OF CLAUSES. 271
There might just as well have been less, or more. Practically,
however, we need no more extreme specimen of this manner as a
basis of comparison than the example from Hakluyt's Voyages in
the preceding chapter. In the paragraph from which that extract
was taken there are one hundred and eighteen predications in
twenty-one periods, connected within and without by forty-two
co-ordinate conjunctions. Of subordinating connectives there are
but twenty-six. Whenever, therefore, in a given composition the
co-ordinate conjunctions amount to as many as one-third of all
the predicates, and considerably outnumber the subordinating
connectives, we may regard the clause-structure as co-ordinate.
Clauses introduced by relative pronouns may, for the present, be
disregarded. Of course if the number of ' ands ' and other co-
ordinatives exceeds or approximately equals half the number of
predications, the co-ordinate character of the style will by that
fact be sufficiently established.
Here, then, in the grouping together, without correlation, of
distinct clauses representing concomitant or successive facts, we
recognize the first step in sentence evolution. The first stage will
accordingly be determined by the preponderance or prevalence of |
clause co-ordination. But the student must not suppose that the
writers of English prose will rank in sentential structure where
they fall chronologically. Each author indeed, as in poetry, goes
through his preliminary stages in some fashion, but may stop far
short of the highest development. The primal instinct of group-
ing predicates without respect to their relations can evidently be
traced in the fondness of various writers for initial conjunctions
not at all required by the sense. Even as careful a writer as
Ascham begins sixty-one out of the three hundred and twenty-nine
paragraphs of his Schoolmaster with ands, as well as numerous
single sentences, — averaging more than twenty to the hundred
throughout its 1093 periods, — without apparent reason. Though
Ascham should be well beyond the co-ordinate stage, he exhibits
only twenty-five normal sentences to the hundred, while forty-five
of the remainder on an average are inorganic on account of a
272 CO-ORDINATION OF CLAUSES.
loose, unarticulated structure. Often, until past Bunyan, and even
Goldsmith, the absence of a reasonable punctuation will afflict the
student. But he will soon discover that this is but incident to an
incompletely evolved sentence-sense, whether in author, editor,
or printer. Formless and unmanageable sentences cannot be
redeemed by punctuation points, but, like the fossils of some
order of extinct monsters, must stand as monuments of their era.
The reader, finally, will note that this elementary mode of sen-
tence-structure is by no means obsolete in literature or necessarily
always crude and ineffective. The sublimity of certain parts of
the Old Testament, pre-eminently the opening verses of Genesis,
i is largely due to the simple, balanced succession of the clauses.
Homer's delightful garrulousness is not wholly of the matter, but
much in the childlike manner, of his periods. The Mabinogion
and William Morris' Story of the Glittering Plain owe at least half
their charm to the quaint, oldtime associations of their co-ordi-
nate style.
SUBORDINATION OF CLAUSES. 273
CHAPTER XXII.
SUBORDINATION OF CLAUSES.
After children of the age considered in the last chapter have
had four or five years of observation and practice in the ways of
speech, they will begin to differentiate their statements according
to the importance of the facts narrated or described. They talked
at first in a strain fully as naive as this : ' We went to the Park,
and it was night, and the moon was up, and we were afraid.'
They will now say instead : ' We went to the Park when it was
night ; and, though the moon was up, we were afraid.' The
mind here discerns in a logical way that the significant facts are,
going to the Park when deserted in the night-time, and the
experience thus occasioned to the speaker.
Apparently the first contact of the child-mind with its environ-
ment produces isolated impressions which, when responded to in
speech, occasion ejaculatory utterances only. Later, when one's
environment has impressed itself upon consciousness as a con-
geries of related elements, the mind essays in a Dame Quickly
fashion to reproduce and realize to itself, after something like a
natural order, the facts perceived. But with better developed
powers of comparison, and through the example of mature speak-
ers, it begins to discriminate between direct and indirect occa-
sions, or first and second circumstances, and will endeavor to
reproduce such distinctions in its speech.
Of course the earliest writers of English prose were not minds
of the childish order. They were among the first men of their
times, and spoke in sentences relatively as idiomatic and logical
274 SUBORDINATION OF CLAUSES.
as we do now. But, a fact to be fully considered later, there is a
strange tendency in the first compositions of prose to go back to
naive and rudimental forms. In fact, very few of us in these days
write as idiomatically and naturally as we speak. Our first school
essays were far behind our attainments and facility in oral speech
of the same stage. Men of polished business address and fertile
in all forms and expedients of good fellowship in presence, cast •
their correspondence stiffly year after year in the stock-inherited
phrases of their inferiors, in default of better invention. Among
the thousands of brilliant conversers only some scores of men and
women throughout the country discourse as charmingly with the
pen as with the voice. Hence is it small wonder that the earliest
prose monuments of English were so far beneath the culture of the
times. Chaucer and Spenser wrote verse as good in structural
clearness as the moderns, 1 while their prose is practically un-
readable.
We may accordingly expect that subordinating conjunctions
will abound in prose of the stage next after that considered in the
last chapter. Children doubtless first apprehend the relation of
cause and effect most clearly, for their «arly speech fairly bristles
with becauses. But cultivated men and women use — at least in
oral speech — few illative conjunctions, comparatively few indeed
of any kind. Hence it is interesting to find that Spenser's View
in 500 periods shows 400 illative out of 550 subordinate conjunc-
tions ; while Bartol on the other hand, in the same number of
sentences, only five from 90, or including co-ordinatives, from a
total of 160. But in Spenser the co-ordinating conjunctions con-
necting sentences or clauses average one per period. Hooker
\is more ratiocinative, of course, than either of these writers, and
1 Chaucer indeed better; see p. 291. Spenser's poetic sentences are nearly
twice as heavy as Chaucer's, yet always organic and natural. The average of
predication in the first 500 periods of the Canterbury Tales is 2.93, and of simple
sentences, 23.6 (cf. results from the Tale of Melibtzus, p. 265) . The predication
average in the first 500 periods of the Fcerie Queene is 4.93; per cent of simple
sentences, 6.
SUBORDINATION OF CLAUSES. 275
his illatives considerably exceed theirs, though he falls behind in
the general average. For the time and space relations we turn
naturally to a work like White's Selbourne, in which the temporal
conjunctions amount to twice the illative.
It is therefore a simple process to discover a subordinating
style. We have but to examine the conjunction list of the given
author. If the inferior conjunctions connecting clauses — that is,
finite verbs fully expressed — preponderate, there can be no ques-
tion how to characterize his mode. Applying the test, we shall be
at once surprised what differences will be revealed even among
the most polished authors of the present generation, some of
whom have clearly lingered in the subordinating stage. On the
other hand, we shall find writers like Emerson and Holmes
and Bartol, who, though they may have relatively more subordi-
nating than co-ordinating conjunctions, have yet . passed all con-
junctive stages. Such styles, however, we must leave aside for
later consideration.
276 SUPPRESSION OF CLAUSES.
CHAPTER XXIII.
SUPPRESSION OF CLAUSES.
The next step after co-ordination in the linguistic development
of the child-mind is, therefore, unconsciously to discriminate be-
tween notions. It no longer says naively, ' I went home, and I
saw my papa, and I saw my mamma, and I was very glad to see
my papa,' etc., but, ' When ' or ' after I went home, I did thus
and thus.' In other words, the mind of the child separates the
modifying from the modified ideas, and so holds the latter up to
greater eminence. The principle everywhere is economy and
intensification of energy. The instrument of speech is becoming
more prehensile and effective. When the modifying and modified
clauses are presented in mass, all on the same basis, the mind of
the listener must not only receive and interpret these as literal
declarations of fact, but also infer which are principal and which
subordinate. This makes the business of hearing much more dif-
ficult than is fair to the hearer. It is the concern of the speaker
to grade his notions before he sets them forth. This is done
instinctively very early in the evolution of a child's powers of con-
versation. It is done much more slowly and self-consciously in
the evolution of a child's ability to write or of a nation's ; but the
process is the same.
Subordination as a principle of speech manifests itself in various
forms and stages. The next step in its operation with conjunc-
tions reveals a new phase of the process, to which we can hardly
give a better name than Suppression of Predication. There are
no leaps or breaks anywhere in the continuity of change. The
SUPPRESSWN OF CLAUSES. 277
child and the race alike join their first clauses with ands and buts
really because they are not aware of better means. Later addi-
tions to this list of conjunctions can be devised or appreciated
only when they are needed. So we see the fors and the where-
fores, the whens and the thoughs, slowly coming into use as the i
mind point by point discriminates to itself and to its listener the
(relation of cause and effect, of concession, of condition, and of
time and space ; till it finally takes the step of using some or many
of these conjunctions without predicate at all. If we note the
conversation of men dexterous with language, or the style of
writers not too formal and self-conscious, we shall observe many
expressions like ' when a boy,' or ' if in London,' or ' because of
the failure,' etc. Each of these stands for what would have been
expressed in the stage just before by complete clauses ; as, ' when I
was a boy,' ' if I am or shall be in London,' * because A or B
failed,' and in a stage yet earlier by propositions joined by co-
ordinate connectives. We have doubtless already noticed the
absence of verbs after conjunctions in Hooker and Spenser and
even Hakluyt, and this sends us at once back to those authors to
trace the growth of the mode. Mandeville, we find, as we might
have guessed, consistently writes out secondary and subordinate
clauses in full, as thus : —
That Cytee of Alizandre is wel 30 Furlonges in lengthe : but it is but 10
on largenesse. And it is a full noble Cytee and a fayr.
And wytethe wel, that the Notemuge berethe the Maces. For righte as
the Note of the Haselle hathe an Husk withouten, that the Note is closed in,
til it be ripe, and aftre fallethe out; righte so it is of the Notemuge and of
the Maces.
Or put a Drope of Bawme in clere Watre, in a Cuppe of Sylver or in a clere
Bacyn, and stere it wel with the clere Watre ; and if that the Bawme be fyn
and of his owne kynde, the Watre schalle nevere trouble : And if the Bawme
be sophisticate, that is to sayne countrefeted, the Watre schalle become anon
trouble : And also if the Bawme be fyn, it schalle falle to the botme of the
Vesselle, as thoughe it. were Quyksylver : For the fyn Bawme is more hevy
twyes, than is the Bawme that is sophisticate and countrefeted.
278 SUPPRESSION OF CLAUSES.
Of course we are not to infer that Mandeville talked like that.
He simply did not feel warranted in writing with less formal-
ity. Hakluyt, whom we examine next, shows in a few instances
like the following how the practice of implying predicates
begins : —
The next morning we departed from thence with our two Spaniards and
Indian guard as [has been] aforesaid.
Here we were met by a great number of Spaniards on horseback, which
came from Mexico to see us, both gentlemen and men of occupations, and
they came as people [come] to see a wonder.
We were also oftentimes greatly annoyed with a kind of fly, which, in the
Indian tongue, is called tequani; and the Spaniards call them muskitos. . . .
You shall hardly see them, they be so small . . . and if you kill them while
they are sucking they are so venomous that the place will swell extremely,
even as one [swells] that is stung with a wasp or bee.
No other conjunction than 'as' is observed with ellipsis of the
predicate, except ' notwithstanding,' in one instance : —
. . . but our General, notwithstanding finding himself to have now very
near the number of 500 negroes, thought it best without longer abode to
depart with them.
Omissions of the verb in repeated forms — as " the water whereof
is somewhat brackish in taste, but [is] very good" — are of course
too elementary to be noticed. On the other hand, cases of the
predicate fully expressed with ' as ' occur, and even in conjunc-
tion with ellipses : —
In which three months the soldiers of Tripolis killed the said king; and
then the king's son, according to the custom there, went to Constantinople,
. . . and took with him our said purser Richard Burges, and James Smith,
and also the other two Englishmen which he the king's son had enforced to
become Turks as is aforesaid.
The next morning we departed from thence on our journey towards
Mexico, and so travelled till we came within two leagues of it, where there was
built by the Spaniards a very fair church, called Our Lady Church, in which
there is an image of Our Lady, of silver and gilt, being as high and large as
SUPPRESSION OF CLAUSES. 279
a tall woman, in which church, and before this image, there are as many
lamps of silver as there be days in the year, which upon high days are all
lighted.
It is then from beginnings as insignificant and feeble as this that
the present system of clause-evasion in literary English has been
built up. Perhaps few of us realize how complete and wonderful
it is. Let us compare a few specimens from a modern point of
the development. We quote from De Quincey : —
To intercept the evil whilst, yet in elementary stages of formation, was the
true policy; whereas I in my blindness sought only for some mitigation to the
evil when already formed, and past all reach of interception.
Perilous is that crisis for the young. In its effect perfectly the same as
the ignoble witchcraft of the poor African Obeah, this sublimer witchcraft of
grief will, if^left to follow its own natural course, terminate in the same catas-
trophe of death.
Now, to any man who is acquainted with commercial life, but, above all.
with such life in England, it will readily occur that in an ,opulent English fam-
ily of that class, — opulent, though not rich in a mercantile estimate, — the
domestic economy is likely to be upon a scale of liberality altogether unknown
amongst the corresponding orders in foreign nations. Whether as to the
establishment of servants, or as to the provision made for the comfort of all
its members, such a household not uncommonly eclipses the scale of living
even amongst the poorer classes of our nobility, though the most splendid in
Europe - — a fact which, since the period of my infancy, I have had many per-
sonal opportunities for verifying both in England and in Ireland.
These examples, as will be noted, are in the main of the same
sort as those observed in Hakluyt. The condensation consists not
so much in omitting, as — by aid of proper conjunctions — in im-
plying, predication. This suppression of verbs through making
conjunctions do duty for whole clauses is, therefore, analogous to
the abbreviation of complete parallels in poetry. The mind in
each case learns how to do its work with less assistance and
greater concentration. It essays to withdraw from prominence
whatever is not of first importance, so that what is eminent in the
consciousness of the speaker may become at once eminent in the
280 SUPPRESSION OF CLAUSES.
consciousness of the hearer. Except in the most studied and
formal discourse, men incline always to disburdened and con-
tracted phrases, not only to save effort, but the better to keep
pace with the thought within. They do not,, save from some
abnormal motive, prefer a labored to a simple style, or write a
longer for a shorter sentence. Fine writing is distasteful even to
the literary elect of this busy generation ; and elegance, so far as
not consistent with both clearness and energy, must give place to
either. The suppression of clauses and economy of predication,
we cannot doubt, are further manifestations of the same instinct
which, as we have seen, has relieved the English sentence of half
its weight since Shakespeare's times, and is now interposing its
veto against a higher average than two predicates per sentence.
Yet more remarkable condensation than is above illustrated, we
shall soon see, has been brought about through the use of verbal
nouns and participial or appositional devices. For the present we
must confine ourselves to further inquiry into the history of con-
junctional clause-suppression. Let the student trace the mode
from Chaucer down ; search out extended examples in De Quin-
cey ; and find, if possible, some superior among living names.
UNITS OF THOUGHT, AND OF EXPRESSION. 281
CHAPTER XXIV.
UNITS OF THOUGHT, AND OF EXPRESSION OF THOUGHT.
We have seen how, in poetry, as the mind expands, analogies
become significant in more and more highly condensed presenta-
tions, until comprehensible without the development of parallels,
virtually upon mention. Likewise in prose-thinking, through pro-
gressive enlargement of the understanding, and reduction of sym-
bols, the mind is enabled to carry on processes of greater and
greater complexity and weight. The unit of comprehension may
be thus enlarged to indeterminate limits.
Herein, of course, we read a principal difference between the
philosophic and the ordinary mind. There can be no question
that Newton and Locke and Humboldt reach their conclusions by
longer strides, and dip from the springs of thought in vessels of
larger measure, than the majority of their fellows. But this fact
alone will not account for the heaviness of a style like Hooker's.
Bacon was a contemporary thinker surely not less profound,
though the Essays can be read by anybody. Emerson was as
philosophical as Sir William Hamilton, but the plain people of his
parishes understood him. The French metaphysicians are as
easy to read as the historians and many of the novelists of that lit-
erature. However large the unit of their discernment, they grade
the unit of presentation to the capacity of the reader, like a
mother talking to her child. Indeed the philosophers, from Soc-
rates down, in ordinary discourse, have used simple language.
They do not put each large division of their meaning into a single
period, but often make many sentences of a single thought. May
282 UNITS OF THOUGHT, AND OF EXPRESSION.
not, then, the difficulty in reading certain styles be due to some
perversion in the unit of presentation ?
The course of development in the child-mind again furnishes
us a guiding hint. It begins with the cognition of single objects,
as dog, or horse, or engine, which it considers a triumph of intelli-
gence to point out to its superiors, and brokenly to name. In the
next stage it perceives attitudes, or acts, some of which, like ' dog
jumps,' ' horse snorts,' ' engine puffs,' as its uttermost of thought
and speech, it will affirm to others. Thus, as its discernment of
facts and their relations grows more and more complete, its sen-
' / tences become more weighty and complex, until at maturity its
speech, answering to the fulness of its comprehension, will be
phrased after the flexible, articulate fashion of its kinsfolk and
associates. And it will probably not be easy to discover wherein
the forms of conversation employed by this new member of soci-
ety differ from those in use about him. He will doubtless have
certain expressions of his own ; but unless he is ' queer,' or defi-
cient in intelligence or culture, his peculiarities will probably
escape ordinary notice. The sentences he exchanges with his
fellows we shall note are seldom involved, sometimes curt, often
at least significant for point and brevity. If he receive a literary
education, we shall find his conversation but little altered. He
will speak in sentences not much heavier or more complex. His
vocabulary will be larger, but the idioms and forms, unless his
head is turned absurdly, will remain, not those of books, but of
living men. On the whole, he will probably speak with greater
simplicity and clearness than before, yet with little to distinguish
him from other right users of the same language, whether in his
own community or throughout the English-speaking world.
Very different, however, is it when this man essays speech with
the pen. As a schoolboy, and indeed at maturity, bis written
deliverances will be in the main unrecognizable by any character-
istic of his oral style. If he achieve high culture, we shall find his
literary sentences, though growing perhaps year by year less
stilted and formal, still every way more involved and heavy than
UNITS OF THOUGHT, AND OF EXPRESSION. 283
his spoken. If he should commit to memory the letters he writes,
and, instead of mailing, communicate their contents in person, he
would be held from his manner of speech to have lost his mind.
Yet his written English is neither better nor worse than most
men's, nor more unlike their ordinary conversation than their own.
But if he chance to be a man of affairs, and long accustomed not
to write but to dictate his correspondence, we shall find at last
substantial identity between the spoken and the written periods.
The letters dictated will perhaps be recognized as his by those
acquainted with his real manner. They will echo certain personal
turns of phrase, but shun every sort of formalism, as well as all
manner of approach or semblance to fine writing. They will not
be colloquial, nor what is called conversational strictly, but easy,
natural, and strong. They may sometimes exhibit a regrettably
ambitious or bookish word, but such strange remainders or
reminders of the self-conscious ' epistolary ' manner will seem all
the more remarkable from their isolation. Moreover, if we compare
the dictated manuscripts or correspondence of a large number of
persons, we shall find no great general dissimilarity, but produc-
tions of liberally educated or of minds of ordinary culture will
have as little of difference and as much in common as the men
themselves in their oral use of the mother-tongue.
In view of facts like these, there is little need of demonstrating
formally that we all essentially write in a different language from
what we speak. Most of us are probably conscious this is the
truth ; perhaps some have at times regretted that we cannot speak
more nearly as we write. Whether this or the converse of it is the
proper feeling, we shall perhaps be better persuaded later. At any
rate, we have now a principle on which we can proceed with our
comparison of styles. We are already well advised that the stand-
ard prose authors of the present generation do not resemble each
other in their writings as their speech. Their sentences are cast
in different proportions of complexity and heaviness, exhibit vary-
ing degrees of idiomatic ease and cleverness, as well as of intelli-
gibility and point and force when read aloud. In similar wise,
284
UNITS OF THOUGHT, AND OF EXPRESSION.
Hooker differs greatly from Bacon, and De Quincey from Channing
or Macaulay. The one seems to think aloud, to set forth his prem-
ises and conclusions essentially in the shape in which they pass
before his mind in first cognition ; the other manifestly re-thinks
and re-shapes his thought to suit the convenience of his reader, —
almost exactly as if speaking to him face to face. In other
words, Hooker and De Quincey cast their discourse prevailingly
in the sentence-proportions of their thought ; Macaulay and Chan-
ning reduce the unit to the oral scale. Macaulay, as we know,
wrote at least his History with the deliberate and conscious pur-
pose of being immediately intelligible to the humblest reader.
What, then, is the language of Hooker but the language of the
closet and of books ? What is the style of Bacon, or Macaulay, or
Emerson, but in large degree the style of the ordinary intercourse
of men? A single act may or may not signify with respect to
character, but the sum of a man's deeds for a day or a week must
unequivocally declare his ideals and other springs of action..
Hence it is suggested that we find the sentences of maximum
frequency for each of the styles in question. These for the first
book of Hooker are twenty-three and twenty-eight words, but of
Macaulay's History essay, fourteen, — as the accompanying curves
respectively will show. The lower figures indicate the number of
words in sentences ; those at the side, of occurrences.
UNITS OF THOUGHT, AND OF EXPRESSION. 285
\ y -
&
M:
it
5;i
V-
s
Furthermore, out of the 722 periods of Macaulay's Essay on His-
tory, 457 fall under the numerical average of twenty-three words
per sentence. Of the remainder, there are 105 of more than
thirty-five words each, 42 of more than fifty, 9 of over seventy-
five, and 1 containing more than a hundred words. Of the
725 periods in the first book of the Polity, there are 442 under
the sentence-average, 119 have more than sixty, 76 more than
seventy-five, 37 more than one hundred, 8 more than one hundred
and fifty, and two — of 210 and 268 respectively — more than
two hundred words. Macaulay's commonest sentence-lengths of
eleven, thirteen, fourteen, and fifteen words are demonstrably very
close to the usual oral mode ; but certainly neither Hooker nor
any man of his times — except, perhaps, pedants and the euphu-
ists — ever used thirty-seven, or twenty-eight, or even twenty-
three, words in their spoken sentences of chief frequency.
The difference between the modes of oral and of written speech
is apparently not difficult to explain. All men, from the complete
individuality of their minds, use severally a distinct dialect of their
mother-speech, though to detect personal differences of pronunci-
ation, and intension of terms, requires minute observation. The
centrifugal effects which come from individuality are offset in oral
286 UNITS OF THOUGHT, AND OF EXPRESSION
speech by the desire to be immediately and completely intelligible,
and to avoid all appearance of eccentricity. While the speaker
looks without, and concerns himself with the impression made
upon his hearer, the writer is shut up in his closet with his thought.
Isolated from the compelling and inspiring presence of listeners,
he may yield himself to various habits and tendencies peculiar to
himself, of none of which, perhaps, he is aware at all : in short, he
humors himself, and not his reader. Furthermore, he may take
his time, — must, indeed, in the very nature of things, take more
or less of it. For it is the defect of our civilization that we have
not learned how to execute the chirographic part of writing much
faster than the men of two thousand years ago, though the age
abounds in miracles of time-saving. Thus it requires two minds
to put down in legible shape with the speed of speech the thoughts
of one. The mind can be trained to do its best with agility, but,
/permitted to brood over its task, is easily betrayed into introspec-
"' tion, self-consciousness, and finical revision. For the writer of
these days has very likely imbibed the notion that there is some-
thing more to be done than to express his meaning plainly, com-
pletely, and strongly, and that this romantic something he is in a
fair way by some vague stroke of fortune to achieve. Then what
is written may be permanent, but spoken words are winged, and
pass quickly away forever. So the writer is not so much con-
cerned how to avoid seeming eccentric, as to appear distinguished.
When literature is looked upon as a perverse and mysterious
accomplishment, the man who fancies he detects some sign or
promise of it in himself will become demoralized. He will con-
sent to venture, on the chance of elegance, certain foolish and
probably very feeble mannerisms. He will avoid so far as pos-
sible the associations and forms of living speech. He is anxious
that his meaning should seem large, — would scarcely expostulate
if it were taken at more than he intended, — so very easily swells
his periods even past the unit of their sense, and thus, perhaps,
doubly beyond what in less formal discourse he would think of
using.
UNITS OF THOUGHT, AND OF EXPRESSION. 287
Moreover, in the times of Hooker there were reasons even
stronger for the use of long sentences, or of the unit of thought as
the unit of presentation, than now obtain. He wrote for educated
readers, not for the people. It was the heyday of the new learn-
ing in England. Men of culture thought little of English, deemed
it an ephemeral language, and cast their works as far as practi-
cable in Latin. There was no necessity to be instantly and com-
pletely intelligible. Though there were intellectual giants in those
days, it is not clear that Hooker was easy reading even to the little
public that he addressed. Though it is much more convenient to
put integral thoughts in single sentences, such form manifestly
handicaps every reader to whom the thoughts are new. What I
may have in my mind cannot be transferred bodily to another's.
I can only use a series of signs from which the reader reconstructs
the fabric I have builded in my brain. But before he can put
together a thought identical with my own, I must evidently take
mine to pieces, and signify to him each part, and how it must go
into place. Thus, while the attainment of the meaning to be
expressed is a synthetic process, the first step in the act of expres-
sion is clearly analytic. Here are, then, two impulses, one of which
should prompt the author to reduce his meaning to simple sen-
tences ; the other will influence him to keep his periods open until
the last clause or element of the respective thoughts has been
expressed. Thus we are prepared to consider another phase in
the styles of the authors we are trying to compare. For, while
Hooker shows relatively few periods immediately intelligible on
oral reading, Macaulay has a considerable number that address
the eye to much better purpose than the ear. Some of his sen-
tences almost rival Hooker's longest, while Hooker, as we know,
writes some as simple as Macaulay's. Yet in spite of the fact
that something like three-fifths of Macaulay's periods are under
twenty words, the long sentences found in every hundred so coun- ;
terbalance them that his sentence-average of twenty-three is a
constant equilibrium. The following scheme of the first hundred
periods of the Essay on History will illustrate : —
288 UNITS OF THOUGHT, AND OF EXPRESSION.
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EtuflLLlLLlAI
UNITS OF THOUGHT, AND OF EXPRESSION. 289
Here, then, are two forces working counter to each other, —
what but the same of which we know? The one is unmistakably
centripetal, tending to reduce the sentence to oral proportions ;
the other centrifugal, answering to the long book-periods of every
literature. The evidence seems to indicate the operation of some
kind of sentence-sense, some conception or ideal of form, which,
if it could have its will, would reduce all sentences to procrustean
regularity. It is evidently this sentence-sense which chooses the
oral structure, permits the few long sentences we have just noted,
but excludes the scores of such observed in Hooker. The same
principle seems also adequate to explain the strange persistence
of sentence-averages under unlike conditions. In some chapters,
for instance, of the History — which is more uneven than the
Essays, being written with less ' curious care ' — long sentences V
abound. But in spite of the greater centrifugal force the style
keeps to its orbit. Again, after the dialogue passages, of which
there are many in different portions of the work, by a sort of
reaction full-rounded literary periods follow closely, restoring the
average thus temporarily reduced. 1 The same is true, though gen-
erally in a degree less marked, of all modern styles. The manner •
in which the sentence-sense combats the synthetic impulse is also
apparent in the fact that when Macaulay, or Channing, Newman,
Ruskin, Emerson, and the rest, consent to a long period it is apt
to be very long indeed. There are very few sentences of strictly
average proportions. It would seem, therefore, that it is only when
1 Compare these averages of consecutive hundreds from near the middle of the
History. Ordinarily five hundred, or even three hundred, periods will reveal the
rhythm.
23-74
23.87
21.02
19.20
21-55
19.46
26.08
21.11
19.78
26.78
2S-36
24.44
21.64
22.13
22.82
28.60
21.14
22.52
22.12
19-33
23-S2
26.9s
17-93
22.78
22.61
24.00
24.88
23.90
23.29
21.20
22.54
21.00
27-13
24.70
19.66
21.05
=3-97
27.48
22.87
25.68
28.04
26.06
23.25 22.70 23.14 25.11 22.42 22.50
290 UNITS OF THOUGHT, AND OF EXPRESSION.
a thought is so peculiarly complex or integral as to offer no ready
division or easy rendition by instalments, that the mind attempts
to grapple with it as a whole.
The literary sentence-sense seems to mean, ' Put in a single
sentence only what the mind of the reader, or of the writer, re-
thinking his meaning as his reader's proxy, will easily present to
itself in a single view. When a thought is reached which refuses
natural analysis, construct each clause on the. same plan.' As we
have seen, before the articulation of meaning all predications were
in the nature of independent periods. Hence the clause has
always been the natural unit of presentation. But the synthetic
principle amounts to an impulse to develop the whole meaning
potentially in the mind within the limits of a single sentence.
Thus Chaucer, at the opening of the Prologue, wishing to express
the idea that it was the return of spring that sent palmers and
pilgrims forth upon their journeyings, brings all the different facts
leading up or accessory to the final proposition into one period
.(quoted on p. 60) of eighteen lines. So Spenser in the opening
stanzas of the Faerie Queene does not set forth single facts con-
cerning the Red Cross Knight or Una in single periods, but would
fain give not only plight but pedigree in one sentence of introduc-
tion. This, in accordance with what has been said above, is
clearly because the whole character as well as history are at once
potentially before the poet's mind pressing to be told ; and, we
may add, because there is yet no sentence-sense requiring him to
modulate his strains to the maximum convenience of his reader.
Compare stanza v. : —
So pure and innocent, as that same lambe,
She was in life and every vertuous lore;
And by descent of Royall lynage came
Of ancient Kinges and Queenes, that had of yore
Their scepters stretcht from East to Westerne shore,
And all the world in their subjection held;
Till that infernal feend with foule uprore
Forwasted all their land, and them expeld;
Whom to avenge she had this Knight from far compeld.
UNITS OF THOUGHT, AND OF EXPRESSION. 291
On the other hand, the dwarf has in Spenser's thought no tra-
ditions and no character save laziness, and is accordingly cut off
with two predications, — the lightest sentence so far in the
poem : —
Behind her farre away a Dwarfe did lag,
That lasie seemd, in being ever last,
Or wearied with bearing of her bag
Of needments at his backe.
But a poet writing in the style of Macaulay would have kept the
integrity of the narrative equally unimpaired, yet presented Una
and the Red Cross Knight in periods of the same kind. The unit
of Macaulay's presentation is the proposition, answering to the
single fact or judgment in the mind. In Spenser's synthetic style
the unit is the integral meaning to be expressed, or what in prose
like Macaulay's might constitute a paragraph. 1
Thus we may account for the confusion between the paragraph
and period in our early authors. Even so painstaking a writer
as Ascham, admits in The Schoolmaster 148 false paragraphs out
of 329 total, and in at least 55 cases wrongly treats the period and
the paragraph as one. Of course, the blame may not be Ascham's ;
but must, in any case, be charged to a rudimentary or unawakened
sentence-sense. It will now doubtless be clear that we have been
doing nothing but tracing the development of this sentence-sense
since we began study in the prose. We have found a heavy book-
sentence which came in with learning and the universities, and a
light conversational manner which has appeared in conjunction
with the Romantic or people's era in poetry. Moreover, there is
practically no disputing as to which is better. Each of us uses
both, probably cannot write a single letter without encountering
1 Chaucer's poetic sentence-style, in spite of occasional long periods like the
first of the Prologue, is not synthetic, but almost the counterpart of what Macaulay
has reached in prose. His real average of words per sentence is under twenty-
three, of predications perhaps two and a half, and per cent of simple sentences
hardly less than thirty. (See Chapter XXXI.) Hence we see he has the book and
the oral manner in almost modern proportion. His prose, on the contrary, as
already shown, is wholly unoral and rudimentary.
292 UNITS OF THOUGHT, AND OF EXPRESSION.
ideas that do not seem to admit of analysis but must be set forth
as wholes. The ideal style will have the colloquial unit of pre-
sentation, like the French, but a select diction, not stiff and not
familiar, free from the associations both of pedants and of the
vulgar.
With this clew in hand, it will not be difficult to go back and
trace the growth of the popular style of modern prose. We find
it in Mandeville in an almost childish strain, in Sir John Fortescue,
and in Ascham. Yet each of these was in some strange way
bewildered and overmastered by the consciousness of his task.
Under the influence of the New Learning the English sentence
was accommodated to the professional men of books, and grew, if
not longer, certainly more ponderous and impracticable. As the
units of thought increased, the units of expression increased also.
Yet there were exceptions. Bacon, from the peculiarly analytical
tendencies of his mind, shows a sentence-sense remarkable for
his times, and by it anticipates the present century. The sen-
tence-sense in literature is nothing but the sentence-sense of the
common speech of men, and Bacon was great enough to divine
the fact and write as he spoke. In the era of the town, when
convictions died, and the small-talk of the gaming table fixed the
pitch of thought, the sentence began to approach oral lightness
and often simplicity. Yet though clauses became apprehensible,
there was still no idea or instinct of an organic sentence. Dryden,
famed as the first reputable prosaist, is almost as formless as
Spenser. 1 Even Bunyan — unless the punctuation in his works
1 Cf. the following from his Essay on Dramatic Poesy : " And that all this is
practicable, I can produce for examples many of our English plays : as The Maids
Tragedy, The Alchemist, The Silent Woman : I was going to have named The
Fox, but the unity of design seems not exactly observed in it ; for there appear two
actions in the play; the first naturally ending with the fourth act; the second forced
from it in the fifth : which yet is the less to be condemned in him, because the dis-
guise of Volpone, though it suited not with his character as a crafty or covetous
person, agreed well enough with that of a voluptuary ; and by it the poet gained
the end at which he aimed, the punishment of vice, and the reward of virtue, both
which that disguise produced." — Prose Works, Malone's edition, vol. I., part ii.,
p. 89.
UNITS OF THOUGHT, AND OF EXPRESSION. 293
is the printer's and not his own — fails of the highest excellence
through wrong sentence proportions. Thus it was left for the
same influences that rescued poetry from professionalism to redeem
also the prose side of our literature. From the Lyrical Ballads to
the present moment the language of books and the language of /
men have been growing rapidly alike.
294 THE WEIGHT OF STYLES.
CHAPTER XXV.
THE WEIGHT OF STYLES.
Styles, as has been shown, are heavy in proportion to the
number of clauses or predications they exhibit, as well as the num-
ber of words in their sentence-averages. It is evident, however,
on a moment's reflection, that two authors showing the same
length of sentence and the same number of finite verbs may be
very unlike in weight : the one may bring before the mind twice
or many more than twice as many notions as the other. It will
then be necessary, after ascertaining the number of predications
and simple sentences, to weigh the styles in some manner. This
might be done by making an inventory of the respective ideas or
notions introduced to thought. It may also be determined nega-
tively by enumerating the number of relations or attributes left
unaffirmed, — or, to use the language of grammars, ' assumed,'
instead of 'predicated.' For present purposes, which are pro-
visional merely, it will be sufficient to illustrate the latter method.
The simplest examples consist merely in the ellipsis of certain
forms of the verb ' to be,' and implied subjects, with retention of
conjunctions to mark the relation. Thus in the first sentence
quoted on p. 277 from De Quincey a copulative 'was' is twice
evaded. Chaucer, Spenser, and doubtless Dryden, would have
cast it thus in completed predicates : —
To intercept the evil whilst it was yet in elementary stages of formation,
was the true policy; whereas I in my blindness sought only for some mitiga-
tion to the evil when it was already formed, and past all reach of inter-
ception.
THE WEIGHT OF STYLES. 295
The mind of the well-appointed reader will derive all the sense-
effect of the latter expanded presentation through the implied
predicatives of the former, and will seem to itself to do it with
less exertion. To the man inexpert with books De Quincey's
sentence will be heavier as first quoted than in the form here
given. The explanation lies in the fact that the energy of the
soul cannot be measured in objective terms. Whatever it is dis-
posed or can be stimulated to do in spontaneous, unconditioned
activity, is easier than lighter matters essayed in conditioned ways
through the operation of determinative energy or of ' the will.'
Hence we must judge lightness so far as possible not by the objec-
tive proportions or weight of an idea, but by the subjective energy
that the mind is through it incited to employ. When through
familiarity with the symbols ' as ' or ' when ' or 'if the mind at
once attains the effect of the same in fully expanded clauses, yet
is forced to lag through formal predications, its activity changes
from spontaneous to determinative. The less intuitive or more
obvious and formal the matter, the more determinative will be
the act of reading. A proper employment of the sentence-sense
in the author will have reduced complex notions to easily appre-
hensible elements or ' units,' and so subordinated or suppressed
inferior predicates as to quicken and energize interpretation to
the uttermost. But though the mind speeds faster and is incited
to keener energy by the omission of such predicatives as it may
subjectively supply, it is wholly evident that its action will be most
intuitive and speedy, and its energy keenest, when both expressed
and implied predicates are reduced to a minimum frequency per
period. The speech of the speaker, the language of the writer,
must flit from thought to thought according to the laws of asso-
ciation in his own mind, and in such organic sequence that the
phantasy or imagination of the reader may pursue with no un-
equal speed. To make sentences that assist and accelerate such
pursuit is of the highest art ; but when so made they are found
closely to correspond to the thought in the author's mind, and
by their light unencumbered structure fairly to allure interpreta-
tion even with unprepossessed and indifferent readers.
296 THE WEIGHT OF STYLES.
But there are manifestly other ways by which the English sen-
tence-sense has withdrawn from prominence all unimportant no-
tions. Compare this further example from De Quincey : —
With a government capable of frauds like these, and a people (at least in
the mandarin class) trained through centuries to a conformity of temper with
their government! we shall find, in the event of any more extended intercourse
with China, the greatest difficulty in maintaining the first equations of rank
and privilege;
A hundred years before De Quincey the sentence-sense of prose
English would have been content with this conglomerate of
clauses: — 'With a government which, as has been shown, is
capable of frauds like these, and a people — at least so far as the
mandarin class may be considered to represent them — that has
been brought through centuries of training to conform their senti-
ments to the temper of their government, we shall find it a matter
of the greatest difficulty, if it chance that we extend our inter-
course with China, to maintain the first equations of rank and
privilege.'
The second step after the use of ' as,' ' when,' ' if,' ' though,'
' unless,' and the like, with a noun, or adjective, or participle of
the verb omitted in an appositional construction, was apparently
to omit the conjunctional sign of the original relation. This, with
the omission of the copula, covers essentially all instances of
clause-saving in the present extract from De Quincey. It is,
nevertheless, a powerful mode, and calls for no little culture in
the reader. To comprehend a style which condenses clauses to
phrases requires as much literary preparation as (p. 71) to read
Keats. To estimate how much a style has been lightened by
substituting nominatives absolute and appositive constructions for
predicates, we have but to use all the relations affirmed or implied,
taken together, as a basis or divisor, and the number of suppressed
predicates as a dividend. We find accordingly in the passage
quoted seventy-five per cent of clauses saved. Or we may illus-
trate with this simpler example from Geikie's Life and Words
of Christ : —
THE WEIGHT OF STYLES.
297
Thus the Kor&n, written in Arabia, is essentially an Eastern book, in great
measure unintelligible and uninteresting to nations living in countries in any
great degree different, in climate and modes of life, from Arabia itself.
Here are three omissions of the copula which, counted with " liv-
ing " — for ' that live ' — and the single expressed predicate, make
5 as the basis or divisor, while the dividend, or verbs avoided, is
4. The per cent of clauses saved is therefore 80. For extended
passages of course the average will be greatly lowered. The fol-
lowing exhibit of per cents from Chaucer down will show the prog-
ress of the mode. We compute on the basis of 500 periods, or
over, as before : —
Mandeville .
.003
Addison
3-°9
Bacon . .
2.87
Chaucer . .
.44
Bolingbroke
3-72
Emerson
3.01
Latimer .
2.78
Shaftesbury
4.02
C. C. Everett
3-31
Lyly . .
3.16
Dryden . .
4.88
Newman
4.50
Ascham . .
4-3'
Bunyan . .
5-96
Macaulay .
5-i7
Spenser . .
6.74
Goldsmith .
6-35
Lowell . .
5.29
^Hooker
7-77
Johnson . .
• 7-°9
Channing .
6.62
Sidney . .
9.27
De Quincey
7.25
Grant . .
8-93
The list seems to justify division thus into three groups. The
first exhibits the beginnings and growth of clause-saving as far
as the prose of Milton, Jeremy Taylor, and like stylists of unwieldy
yet intelligible structure, represented here by Sir Philip Sidney. 1 As
1 With these authors, considering their generation, the highest expression of
formlessness in English prose is reached. Milton writes in periods as elephantine
as Fabyan's, and seems on first comparison to have the instinct of sentence form
even less developed. Taylor, if the periods which close his sentences are at all to
be insisted on, goes even beyond the units of thought-presentation. With him
semicolons mark the real divisions of meaning. Yet it will not do to make his
semicolons periods, for he often, like Milton, reveals that he does not know his
thought is finished. When an author is not ready to close a period, though his
meaning is compleled, his manner — much as the oral sentence sometimes finished,
before the speaker is aware, with a wrong inflection — will betray him. A sentence
is an organic thing, shaped and determined by the thought which prompts it, and
there should be no more question as to where it begins or ends than what is its
grammatical subject or predicate. It is a lack of sharpness in the sentence-
298 THE WEIGHT OF STYLES.
the sentence breaks in half and becomes practicable with Dryden
and his followers, the aggregate of clause-saving is reduced with
it, but rises as the structure becomes more organic and predica-
tion decreases. Finally, as the form shifts from synthetic to ana-
lytic, and simple sentences multiply, the average drops again, only
to rise, on better interior articulation, as before.
Very remarkable are the results from Chaucer, which cover all
his prose. In the last 286 periods of the Persouris Tale, as well
as in the fifth hundred from the beginning, not an instance of
clause-saving by participles or appositives occurs. De Quincey
shows the highest average for the second period, and for apparent
reason. He represents the highest development of the synthetic
manner, and is the dividing name between the eighteenth century
stylists and the modern. It is especially interesting to study the
means he can command to reduce the weight of his sentences,
yet preserve their synthetic character. As we have seen, Bacon
writes by anticipation in the analytic manner, and belongs in con-
sequence in the latest column. Macaulay and Channing, from
permitting still so many involved or synthetic periods, show per
cents much higher than Emerson, who is almost colloquial in
structural simplicity. As for consistency and range in clause-sav-
ing averages, the following from 5000 periods of Macaulay's
Essays will illustrate : —
History, 722 periods . . . 4.40 Addison, 1331 periods . . 4.61
Madame D'Arblay, 918 periods, 4.74 Atterbury, 240 " . . 5.05
sense, — almost developed in his generation, that keeps Bunyan back from his true
place in the scheme of development. This fact, as well as many other points in
line with the above, becomes clear on a little inquiry into the use of the semicolon
in eighteenth century and earlier prosaists.
Of course there are those who will take issue with me here, and insist that Mil-
ton, Jeremy Taylor, and even Hooker, are ideal stylists. While admiring these
authors in a manner as much as anybody, I see not how more can be claimed for
them, in respect to form, than I have done, except by denying there has ever been
such a thing as development in the art of writing. The prose of Chaucer differs
from Milton's only in degree, but not in kind.
THE WEIGHT OF STYLES. 299
Goldsmith, 263 periods . . 3.83 Milton, 895 periods . . . 4.21
Bunyan, 245 " ... 3.79 Machiavelli, 693 periods . . 7.42 1
But no just estimate can be made of the decrease in the heavi-
ness of styles without taking note of further devices. The instinct
to reduce clauses to phrases manifests itself most directly by the
change of conjunctional meanings to prepositional, or the substitu-
tion of other prepositions therefor. Clauses like ' since I returned,'
' because I suspected,' ' unless I approve ' are cut down to ' since
return,' 'because of my suspicion,' 'without my approval.' More-
over, clauses may not only be reduced to phrases, but also vari-
ously condensed to single terms. The prepared mind is fond of
contemplating actions without recognition of the actors. It finds
a palpable gain in thinking ' coercion ' rather than ' men coercing.'
It saves energy by reducing agency to a mere status or relation.
It needs but points, not superficies of meaning. It was made
clear in Chapter X. that the poet condenses the literal and the
spiritual by making the latter stand for both. In Chapter XVII.
was shown how the highest art makes feeling also potential of
what is to be known. In like manner, though not for emotional
ends, prose art takes the spiritual for the literal. Through famili-
arity with his subject-matter, the author, unless in an expatiatory
mood, sets up points, both to himself and to his reader, potentially
1 The Machiavelli Essay shows more remarkable results than any other compo-
sition of Macaulay yet examined. The per cent of simple sentences rises to 47.5,
and of predications correspondingly falls to 1.88. Its nearest rival is the Milton;
simple sentences 38, predication average, 2.07. To encounter higher averages of
clause-saving we have but to turn to the poetry, of which a representative exhibit is
here added : —
Thomson
. 20.92
Chatterton .
. 12.67
Wordsworth
. 20.27
Spenser . .
. 11.65
Donne . . .
4.81
Coleridge .
. 18.24
Milton
. 10.30
Arnold . . .
4-53
Hood .
. 13.68
Browning .
• 8.38
Shakespeare .
3-97
Keats . . .
• 13-21
Dry den . .
8.04
Chaucer . . .
2-54
Further evidence of Chaucer's and Spenser's oral manner would seem unneces-
sary, though stronger proof abounds. For this, as well as the difference in general
between the above and the former results from prose, see Chapter XXXI.
300 THE WEIGHT OF STYLES.
equivalent to the whole expanse of meaning. As was earlier
observed, he can by no means convey his thoughts. The reader
must think them after him through signs ; and that style which
uses fewest and most nearly approaches the speed of common
thinking is most business-like and best suited to this age. We no
longer read for the sake of reading, or write for the sake of writing.
We bring before the mind in a single view what the co-ordinator
must spread over a succession of clauses. Men once might have
written ' The garrison proposed a truce, and the enemy refused it,
and the garrison was dismayed,' but ' Refusal of the proposed
truce dismayed the garrison,' is the style, if not of polite letters,
at least of busy minds.
The array of instances is endless. In addition to the very
abundant employment of native verbals, we have perhaps more
examples in formal English of the Latin -ion, -men/, and -ure
derivatives. Further, the use of infinitive nouns with a subjective
or objective genitive — Shakespeare's favorite expedient of con-
densation — or phrase with of, for verbs with subject or object,
greatly assists the vigor and speed of style. Any modern with
book-traditions will show examples. Compare this random pas-
sage from Geikie : —
At his first appearance, though still ■- young man, without the sanction of
success, or the weight of position, or the countenance of the schools, Jesus
bears himself, with calm unconsciousness of effort, as altogether superior to
his visitor. A born Jew, he speaks as the Lawgiver of a new theocracy which
he has come to found, in place of that of Moses, whom they almost wor-
shipped. He lays down conditions of unbending strictness as indispensable
to an entrance into the new community thus to be established, though he has
nothing to offer but privation and self-denial as the earthly result of joining
it. He moves at his ease amidst subjects the most august and mysterious :
demands the personal homage of those who would enter his kingdom, and
promises eternal life as the reward of sincere acceptance of his claims. Repu-
diating the aids to which others might have looked, seeking no support from
the powerful, or from the crowd, to facilitate his design; he speaks of himself,
even now, when obscure and alone, as a King, and shows a serene composure
in extending his royalty over even the souls of men. — Vol. I., p. 508, Ameri-
can edition.
THE WEIGHT OF STYLES. 301
Though this is bookish in sentential length and structure and
by no means English in other respects of the best sort, it is
remarkable for speed, and if not for lightness, at least for the
quality of being thoroughly unladen. Only the essence, the spirit
of the meaning, we may say, is left aboard. The first sentence,
realized over in detail as one should stop to ponder, would show
no less weight than this : ' When he first appears, he is still a
young man, for whom no success has won sanction, to whom no
position lends weight, no schools give countenance, Jesus bears
himself, calmly unconscious that he is putting forth any effort, as
altogether superior to the man who has come to visit him.' Of
course the passage might have been cast, with the effect of greater
precipitance but with less detail, in sentences of the oral sort.
Compare the following from Bartol : —
The third mark of genius is communication. In Taylor this was perfect.
" Her very foot speaks," says Shakespeare. But in most persons not a tithe
of the frame bears witness. His marvellous suppleness of fibre and organ
made his whole body a tongue. He was as ingrained an actor as Garrick or
Kean. He did not believe in preaching from notes; and, making » speech
at a meeting of his brethren, he took off a clergyman confined to his manu-
script, looking from his page to his hearers, gazing one way and gesticulating
another, to the convulsive laughter of the victims he scored. I remember his
impersonating a dervish in his spinning raptures, so that to see that Oriental
character one had no need to travel. There was in his word a primitive
force none could withstand. — Radical Problems, p. 328.
The analytic manner communicates as we have seen by points,
but has nothing to do with making the points large or small,
frequent or widely separated. It is the business of the reader to
fill them out to a superficies of sense. A style may be rapid, though
it microscopically take cognizance of every item in the meaning
that the reader might supply, but it will not be strong. Herein we
see the essential difference between the condensed book-style and
the condensed oral. The one, like Geikie's, gains speed by leav-
ing meaning to be implied within the sentence, the other outside
of it. The longer periods of the former in one way or another
302 THE WEIGHT OF STYLES.
prescribe all that the mind shall cognize, the simpler units of the
other enable more suppression of the sense between. How it is
that the momentum of an author can carry the mind through the
effect of what is omitted we cannot consider here. But it is cer-
tain that Bartol in the last extract seems in some way to keep in
communication with us after a sentence is closed, and in the pause
between empowers our fancy to assist in the characterization he is
carrying on. Though there are not many verbal nouns or subject-
possessives in Bartol's passage, yet in the first hundred periods of
the paper, among which our extract falls, there is not less than
10.91 per cent of clauses saved.
So then the Suppression of Predication is something more than
the dropping of predicates, or the substitution of a possessive for
the subject or the. object of a verb. It is doing what the stenog-
rapher does when he makes a single stroke mean a whole thought.
A sentence may represent either the intuitive view that the mind
has of some fact or truth, or a reflective and determinative repro-
duction of the same fact or truth considered in detail. In oral
speech the sentence is more likely to be born of the former, in
written diction an empiric, adjusted representation of the latter.
The instinctive, spontaneous utterance of intuitive cognition is by
exclamation, that is by simply naming the object or relation men-
tally discerned. There is no predication connected with intuitive
acts of the intellectual faculty ; it is only when the thinker pro-
ceeds to turn the perception over in his mind, — that is, to realize
it to himself as a thought, by the aid of language, — that predica-
tions come naturally to his lips. Casting one's meaning in formal
sentences, affirming, as to another what one has perceived or
felt, is in some sense supererogatory, like talking aloud to one'.s
self, will involve some degree of over-expression, or repetition of
obvious meaning. Some things or parts of things that are self-
evident will be affirmed on the same basis of importance as the
rest. The prevailing fault of the synthetic style is therefore the
affirmation of the obvious. Moreover, the reader prefers and
expects intuitive ideas and sentences, that is, products of intuition
THE WEIGHT OF STYLES. 303
which he may intuitively re-discern — just such as he would hear
from the brilliant talker. But the tendency in reflective composi-
tion to revise and refine away and even repeal first impressions
gives rise to many sentences that consciously or unconsciously irk
and repel. Intuitive thought is intermittent, and connects itself
by electric leaps, by a certain spiritual contact which needs no
formal links. Hence the ideal style will have a maximum number
of intuitive sentences ; and that style is lightest that comes near-
est to the first impressions of the mind. 1
1 Analytic or intuitive styles differ according to the leap or omission of thought
between. It is the length of the leap rather than the shortness of the periods that
makes an author seem laconic. No one is conscious of Bartol's staccato quality
in passages where his thought is most sustained. Channing, when he writes sen-
tences as short, but with lesser gaps of meaning, seems as smooth as Newman.
304
THE NEW ARTICULATION OF CLAUSES.
CHAPTER XXVI.
THE NEW ARTICULATION OF CLAUSES.
On further examining any author, as Bartol, Holmes, or Munger,
of simplest oral manner, we are struck by the general absence of
v conjunctions, and are drawn to make comparison with other styles.
i We accordingly collect data under the heads of initial and interior
/ connectives, — and, to increase the significance of the figures, of
subordinate "conjunctions. The following are the results for 500
periods : —
Newman.
D. G. Mitchell.
Pater.
• • 131
hi
78
Interior
. . 1566
1407
1191
Total . .
• ■ 1697
1518
1269
Subordinate
. . 884
335
424
Arnold.
HOWELLS.
HlGGINSON.
Initial . .
'37
28
I IO
Interior . . .
1117
IO76
869
Total . .
• ■ 1254
1 104
979
Subordinate
. . 601
318
263
Irving.
Gladstone.
Lowell.
125
59
Interior . . .
915
823
861
Total . .
• • 959
948
920
Subordinate
. . 264
33'
196
THE NEW ARTICULATION OF CLAUSES. 305
Emerson. Theodore Parker. Bartol.
Initial 30 55 91
Interior . . . 821 736 684
Total .... 851 791 775
Subordinate . .109 101 140
Hawthorne. T. T. Munger. O. W. Holmes.
Initial 66 41 5
Interior 647 614 342
Total ... 713 655 347
Subordinate . . . 157 245 270
Here again are significant differences, and, in the light of the
development already traced, not difficult to explain. An exami-
nation of the authors designated by low totals makes clear thaU
they indicate the relation between clauses and sentences in somelj
way without the use of conjunctions. They seem to be under
some sort of restraint to articulate their periods by interior
appointments rather than outward signs. They suppress the for
or because that earlier authors use so willingly, and signify the
causal relation by making the clause sustaining it simply precede
or follow its effect. Parallel or level notions are given consecu-
tively as they come to thought, without connectives. As there
are no conjunctions in the mind — that is, no pictorial or sym-
bolic representations of them as ideas — the style that most nearly
follows thought will omit them when possible, or where formal
merely. The omission of causal conjunctions is characteristic of V
all oral literature. Instances like the following are frequent in
Homer : —
Yet even thus will I give her back, if that is better :
I would rather see my people whole than perishing. 1
1 dXXA nal