i qv'n ^. . ^ ^ \ N*^v ^io N ^ ^v X ^ \ \ V s \\V ^5\^\. A X ^^ ^ vAv^^ ^\aVv^ ^ \ \ \ "^ \ ^ V ^ \x>^ \\^ ^ s \A ^^ ^^ 4^r^v, . . \,r \.^^ ^^\ - . \^ ^^ . "ril fiURTS fl2ATI0N JURISDICTION mOCEDURE Cornell University Law Library. THE GIFnr OF Cornell University Library KF8719.S61 The federal courts.Their organization, j 3 1924 020 613 430 (^omdl Cam Bcl^aal Kbratti p M Cornell University Library The original of tiiis book is in tine Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924020613430 The Federal Courts. THEIR ORGANIZATION, JURISDICTION AND PROCEDURE. LECTURES BEFORE THE Riclimond Law School, RICHMOND COLLEGE, VIRGINIA. BV CHARLES H^SIMONTON, U. S. CIRCUIT JUDGE. Biehmond, Va. : B. F. JOHNSON PXJBLIWHIN(i CO. 1896, COPTKIGHTED, By C. H. Simonton. THE FEDERAL COURTS. The convention which framed the Constitution of the United States could not have completed its purpose, the formation of a more perfect union, without providing for a separate Federal judiciary. The instrument which they framed was a compact between sovereign States, who, parting with many of the attri- butes of sovereignty, bestowed these upon the government then established. Necessarily, in the course of time, questions would arise between these States and the general government, questions between the departments of the general government, questions also between the States themselves, which could not be submitted for solution to the judicial department of any one State. These questions could onlj' be solved in tribunals created by the general government, whose decisions could bind all the States. To the government created by the Constitution was entrusted the control and management of all relations with foreign gov- ernments. It had the sole power of making treaties, of declar- ing war, of concluding peace. These treaties binding upon all the States could not be construed by one State alone. Am- bassadors accredited to the United States present their creden- tials to and could be recognized by the general government alone. Whilst residing near the government they would be under its protection and could seek redress for wrongs com- plained of at its hands, and would be responsible only to it for their action. It was bound to furnish tribunals which would consider cases affecting ambassadors, other public ministers and consuls. The Congress was invested with exclusive power to regulate commerce with foreign nations among the several ■States and with the Indian tribes. One of the principal objects of the convention was to take these subjects from individual (3) States and place them under the control of the general gov- ernment. These regulations necessarily were to be construed and administered in tribunals established by Congress. The citizens of each State were entitled to all the privileges and immunities of citizens in the several States. Congress natu- rally was called upon to protect them in courts free from local prejudices and attachments. The whole country was homoge- nous in character and population. Intercourse between the several colonies had been free. New States would be formed out of the superabundant territory of the older States, and occasions would frequently arise in which lands claimed under grants of different States would be the subject of litigation. A tribunal above the suspicion of partisanship or partiality was necessary for the decision of these adverse claims. From time to time, increasing as intercourse with other nations in- creased, cases would arise between aliens and foreign States, and citizens of the United States, which if they could not be decided more impartially, would certainly be more free from apparent bias if heard in tribunals national in their character, not owing their existence to a single State. The United States would be constantly called upon to maintain its rights, compel the performance of its contracts, and enforce its penal and criminal laws in its own name. And every sovereign, for these purposes, establishes its own courts. Above all in a govern- ment maintained under a written constitution, with well defined powers, there would constantly arise in the acts of Congress and in the legislation of the several States, what are called Federal questions. These questions involve and are depend- ant upon the construction of the Constitution of the United States, and the laws passed thereunder. In their construction there is the supreme necessity for uniformity of decision. This could be secured only by the establishment of courts, whose decisions could be reviewed in one court of last resort, whose ' mandates would run and be implicitly obeyed throughout the whole union. Recognizing this the convention adopted Article III. of the Constitution, vesting the judicial powers of the United States " in one Supreme Court and in such inferior courts as the Congress may from time to time ordain and establish." But whilst these courts are Federal courts, owing their sanc- tion only to the Constitution and the action of the Congress thereunder, and are wholly independent of State authority, they are not in any sense foreign courts — see Metcalf v. Water town, 153 U. S. 680 — alien from the people of the States ; nor are they imposed upon the States by any separate power. They are the courts of the people, as much so as any one of the State courts. They rest for their origin and authority upon the Constitution of the United States, adopted not by the votes of State legislatures, but by the people of the United States, voting directly thereon, ratified and confirmed by the people in convention assembled, and established in the only mode in which the whole people of the United States declare their will, the aggregate of concurrent majorities. As was said by the great Chief Justice Marshall, in McCul- loch V. Maryland, 4 Wheaton,at page 403, after asserting that the Constitution as it came from the hands of the convention was a mere proposal, without obligation or pretensions to it; it had no vitality until affirmed by the people. He then says: " This mode of proceeding was adopted, and by the conven- tion, by Congress and by the State legislatures, the instrument was submitted to the people. They acted on it in the only manner in which they can act safely, effectively and wisely on such a subject by assembling in convention. It is true they assembled in their several States ; and where else could they have assembled? No political dreamer was ever wild enough to think of breaking down the lines which separate the States, and of confounding the American people into one common mass. Of consequence when they act, they act in their States. But the measures they adopt do not on that account cease to 6 be the measures of the people themselves." . . " The government of the Union, then, is emphatically a government of the people. In form and substance it emanates from them. Its powers are granted by them, and are to be executed directly upon them for their benefit." This language is affirmed by the Supreme Court in re Debs, 158 U. S. 578, and the language of Bradley, Justice, in ex-parte Siebold, 106 U. S. 371, quoted and approved. " We hold it to be an incontrovertible principle, that the government of the United States may by means of physical force, exercised through its official agents, execute on every foot of American soil the functions and powers that belong to it. This neces- sarily involves the power to command obedience to its laws and hence the power to keep the peace to that extent. This power to enforce its laws and execute its functions in all places, does not derogate from the power of the State to execute its laws at the same time and in the same place. Tbe one does not exclude the oth^r, except when both cannot be executed at the same time. In that case the words of the Constitution it- self show which must yield. " This Constitution and all the laws which shall be made in pursuance thereof, shall be the supreme law of the land." And in the administration of the law, the Federal courts within the several States comport themselves as courts of the State in which they are located. They are bound to recognize and follow the local laws and customs, all the rules of property prevailing in the States in which they are loi.ated, as these are authoritatively expounded by the State courts. In all that numerous class of cases in which the legal rights of citizens are involved, their contracts, holdings of property rights and duties growing out of the domestic relations, in short, all rights enforcible in a court of law, as contradistinguished from equity and admiralty, the Federal courts must adopt and closely fol- low the practice, pleadings, forms and modes of procedure of the courts of the State in whose territory they are. In many cases the State courts and the Federal courts have concurrent jurisdiction. In these cases there are more or less dangers of conflict. Indeed, there is always danger of conflict be- tween courts, although created by the same authority. But the Supreme Court of the United States rigidly enforces the rule preventing this conflict between Federal and State courts. Nowhere is this better expressed than in Covell v. Heyman, 111 U. S., 182. "The forbearance which courts of co-ordinate jurisdiction administered under a single system, and it may be added, under the same authority, exercise toward each other, whereby conflicts are avoided, by avoiding interference with the process of each other, is a principle of comity with perhaps no higher sanction than the utility which comes from concord. But between State courts and those of the United States it is something more. It is a principle of right and of law, and therefore of necessity. It leaves nothing to discretion or mere convenience. These courts do not belong to the same system so far as their jurisdiction is concurrent, and although they exist in the same space they are independent and have no common superior. They exercise jurisdiction, it is true, within the same territory, but not on the same plane. And when one takes into its jurisdiction a specific thing, that res is as much withdrawn from the judicial power of the other as if it had been carried physically into a different territorial sovereignty." The makers of the Constitution contented themselves with establishing one supreme court, that is to say, by declaring that there shall be only one supreme court. Mindful of the changes which time would bring and conscious, perhaps, of the inevitable growth of the great empire they were establishing, they left in the hands of Congress the power of accommo- dating to these changes and of meeting the necessities of the growing country by empowering them from time to time to ordain and establish inferior courts. Immediately after the adoption of the Constitution the Con- gress proceeded to provide for the organization of the one Supreme Court, and to establish as the inferior courts the cir- cuit and district courts, in what is known as the judiciary act, 24th September, 1789. 1 Statutes at Large, p. 73. At first the Supreme Court consisted of a chief justice and five associate justices. The growth of the country has in- creased the number of associate justices to eight. The whole country was divided into judicial districts, each State being within one district at least, and for each district a district court was established and a judge, known as the dis- trict judge, was appointed to preside over it. There are now sixty-nine districts. Several contiguous districts were united, forming a circuit. There are now nine circuits. For each circuit a court was established, known as the circuit court. The circuit court as first organized was composed of justices of the Supreme Court, afterwards of one circuit justice and the district judge. To this end the Supreme Court was directed to allot the several justices to the several circuits. If from any cause the circuit justice could not attend the circuit court or sit therein at any term, the district judge alone could hold the court. In the absence, inability or disability of the dis- trict judge, the circuit justice could hold the court alone. In 1801 Congress created circuit judges — three for each cir- cuit. This was done just as the administration of President John Adams was about to expire. He appointed all the judges and commissioned them on the eve of the inauguration of Mr. Jefferson, his successor. In the political slang of the day, these judges were known as "The Midnight Judges." This so exasperated the dominant political party, who had defeated him and had elected Mr. Jefferson, that the act was repealed and the office of circuit judge was abolished. The circuit courts thenceforward continued to be administered by the cir- cuit justice and the district judge until 1869. One result of the war between the States was to increase greatly the busi- ness of the courts of the United States and to render some increase in their judges necessary. In this last-mentioned year (14 Statutes at Large, 433) Congress provided for the crea- tion of one judge for each circuit, to be known as the circuit judge. The circuit justice and circuit judge sat in the circuit court. In the absence of either or of both, the district judge could sit, and when he sat alone he had all the powers of the circuit court. The necessities of the court increasing. Congress in 1887 (24 Statutes at Large, 492) appointed an additional circuit judge for the second (the New York) circuit, and in 1891 (26 Statutes at Large, 826) provided for an additional circuit judge in every other circuit, both circuit judges having precisely the same powers, duties, responsibilities and emolu- ments. The pressure of business led to the appointment of still another (or third) circuit judge in the second (the New York) circuit, in the seventh circuit (Illinois, Indiana and Wis- consin), in the eighth circuit (embracing Arkansas, Colorado, Iowa, Kansas, Minnesota, Missouri, Nebraska, the two Dakotas and Wyoming), and the ninth circuit also (embracing Califor- nia, Oregon, Montana, Washington, Nevada, Idaho and Alaska). In addition to these courts, Congress has established a Court of Claims, sitting at the seat of government, consisting of a chief justice and four judges. This court has jurisdiction of all claims brought against the United States on causes of action in contract. They have no jurisdiction over torts. Their de- crees are rendered, and if against the United States, are reported to the Attorney- General of the United States, who brings them to the attention of Congress, by whom provision is made by special act for their payment. The District of Columbia being immediately and exclusively under the government and con- trol of the Congress, a regular system of courts has been pro- vided for that district. These, however, do not come within the scope of our present study. 10 Beside these are the territorial courts, appointed by Congress for each territory. The judges of all the Federal courts are appointed by the President, " by and with the advice and consent of the Senate." All of these but the territorial judges hold their offices during good behavior, and are only removable by impeachment before and conviction by the Senate of the United States. The territorial judges hold their office for a term of years and are removable by the President at his pleasure. R. S. 1877. The business of the Supreme Court was of such magnitude, and was yearly increasing to such an extent, that Congress was compelled to come to its relief. To this end they established in each circuit a circuit court of appeals. This court consists of the circuit justice and all the circuit judges of the circuit, any two of them being a quorum for the hearing and decision of causes. In the absence, disability or inability of either the circuit justice or any of the circuit judges, a district judge of the circuit is called in to fill his place. To this end all the district judges are made members of the circuit court of ap- peals of their respective circuits. This court has an appellate jurisdiction which will be discussed and explained hereafter. so THEN WE HAVE : The Supreme Court of the United States, established by the Constitution, and not subject to the action of Congress, except that Congress can increase or diminish the number of its jus- tices, and in some respects limit its appellate jurisdiction. Next — The Circuit Court of Appeals. The Circuit Courts. The District Courts. The Court of Claims. The Courts in the District of Columbia. The Territorial Courts. Over all of them but the Supreme Court, Congress has com- 11 plete control, in that it can limit and define their jurisdiction or abolish them at pleasure and create other courts. It is proposed to take up each of these courts, and in a prac- tical way, ascertain its jurisdiction and explain its procedure. The difficulty attending discussions of this character is that the subject grows so much under the discussion, that it is apt to run into wearisome length. On the other hand, the very nature of the subject forbids too great condensation. Prin- ciples are not the chief subject of our investigation. Facts, methods and details must be stated. Terseness which belongs to the discussion of principles, is apt to degenerate into obscu- rity. So the task is not free from difficulty. Its only purpose is instruction. An effort will be made to make that as com- plete as time and the subject will permit. The various changes which have been made in the Federal law, its historical growth, if the expression can be used, will not be noticed unless this becomes necessary to a complete understanding of what the law now is. Nor will suggestions be made as to possible improvements which may appear neces- nary or beneficial in existing laws. Before we enter upon an improvement of the law, we must thoroughly understand what the present law is. Our investigation will be confined Lo this, Our object is to make such an examination as to be able to say, with some degree of certainty, " ita lex scripta est." The Constitution, Article III., section 2, declares that "The judicial power shall extend to all cases in law and equity, arising under this Constitution, the laws of the United States and treaties made, or which shall be made under their au- thority; to all cases affecting ambassadors, other public ser- vants and consuls; to all cases of admiralty and maritime jurisdiction; to controversies to which the United States shall be a party; to controversies between two or more States ; be- tween a State and citizens of another State ; between citizens of different States; between citizens of the same State claiming 12 lands under grants of different States, and between a State, or the citizens thereof, aud foreign States, citizens or subjects." The distribution and administration of this power among and by the courts of the United States is left to the discretion .of the Congress, except in the case of the Supreme Court. Before going into an examination of these courts and ascer- taing their jurisdiction and procedure, it will be well to know how far the common law enters into the principles controlling them. "It is clear," say the Supreme Court in Wheaton et al. v. Peters (8 Peters, at page 658), there can be no common law of the United States. The Federal Government is composed of sovereign and independent States. Each of which may have its local usages, customs and common law. There is no prin- ciple which pervades the Union and has the authority of law that is not embodied in the Constitution and laws of the Union. The common law could be made a part of our Federal system only by legislative adoption." But the framers of our ■Constitution had lived under the common law and possessed its principles as a part of their inheritance. Many of them were lawyers, educated under the system derived from Eng- land. Some of them had served their terms in the Inns of Oourt. The language of the common law, its definitions and terms, were with them, household words. And when the Constitu- tion uses these terms, they must be understood in the sense of the common law. " That is the system from which our judicial ideas and legal definitions are derived. The language of the Constitution and of many acts of Congress could not be understood without reference to the common law." So said Mr. Justice Bradley in Moore v. The United States, 91 U. S., 274. And he applied this doctrine to the practice of the Court of Claims. This is an extraordinary court in which claims against the government are alone adjudicated. Yet in its 13 practice, so far as rules of evidence are concerned, it must fol- low the common law. In Smith v. Alabama, 124 U. S., 478^ Mr. Justice Mattliews, delivering the opinion of the Supreme Court, says: " There is no common law of the United States in the sense of a national customary law, distinct from the com- mon law of England, as adopted by the several States each for itself, applied as its local law and subject to such alterations as may be provided by its own statutes." So when we speak of the common law as applied by Federal courts, we mean the common law as it exists in each state. And as the common law may be abrogated or altered by statute, and every state has passed, or can pass statutes on this subject, the common law must vary as the States themselves. The Federal courts in each State apply the common law as it exists in such State. Mr. Justice Matthews, however, goes on : " There is, however, one clear exception to the statement that there is no national common law. The interpretation of the Constitution of the United States is necessarily influenced by the fact that its provisions are framed in the language of the English common law, and are to be read in the light of its history." " The code of constitutional and statutory construction which therefore is gradually formed by the judgment of its courts in the application of the Constitution and laws and treaties made in pursuance thereof, has, for its basis, so much of the common law as may be implied in the subject and constitutes a com- mon law resting on national authority." As the States have jurisdiction over all common law crimes, and as all crimes against the United States, are such as are the creation of statute, there are no common law crimes against the United States. But when the United States statutes for- bid the commission of certain acts, and in such prohibition use common law terms, they must be defined according to- common law principles. 14 THE SUPREME COURT. With regard to this the Constitution declares: In all cases iiffecting ambassadors, other public ministers and consuls, and those in which a State shall be a party, the Supreme Court shall have original jurisdiction. In all the other cases before mentioned, set out in Article m., section 2 of the Constitution, quoted above, the Supreme Court shall have appellate jurisdiction, both as to law and fact, with such exceptions and under such regulations as the Congress shall make. As we proceed hereafter to discuss the jurisdiction of the inferior courts, we will see what the excep- tions and regulations are wiiich the Congress has made. This fixes the original jurisdiction of the Supreme Court, and the Congress has no power whatever to enlarge or modify it {Marbury v. Madison, 1 Cranch, 137 ; Bollman v. Swartout, 4 Cranch, 75, ex-parte Yerger, 8 Wall., 85). It will be noted that whilst the Constitution gives the Supreme Court original jurisdiction in these specified cases, it does not say whether it be exclusive. The judiciary act of 1789 (1 Statutes at Large 73) embodied in section 687 of the Revised Statutes of the ■ United States, gives legislative construction to this article. "The Supreme Court shall have exclusive jurisdiction of all controversies of a civil nature when a State is a party, except between a State and its citizens, or between a State and citizens of other States or aliens, in which latter cases it shall have original, but not exclusive jurisdiction. And it shall have exclusively all such jurisdiction of suits or proceedings against ambassadors or other public ministers, or their domestics or domestic servants as a court of law can have consistently with the law of nations. An original, but not exclusive, jurisdic- tion of all suits brought by ambassadors or other public min- isters, or in which a consul or vice-consul is a party." To repeat : In all suits against ambassadors, other public 15 ministers, their domestics or domestic servants, consuls or vice, consuls, the Supreme Court has exclusive original jurisdiction. Such suits or proceedings can be brought in no other court. But in suits or proceedings brought by ambassadors, &c., the court has original jurisdiction, but not exclusive. Congress can provide that such suits can be heard in an inferior court. It will be noted the qualification to this authority to hear suits against ambassadors, &c. They must be such "as a court of law can have consistently with the law of nations." The law of nations exempts public ministers from suits or prosecutions, and extends this exception to their families and servants. So practically this jurisdiction is never exercised. In controversies to which a State is a party — that is to say, controversies between two or more of the States of the Union, or between a State and a foreign State — the jurisdiction of the Supreme Court is original and exclusive. But in controversies between a State and citizens of other States, and between a State and aliens, the jurisdiction is origi- nal, but not exclusive. In the original Constitution the lan- guage was without qualification, "In controversies to which a State is a party." In Chisholm v. The State of Georgia, 2 Dal- * las, 419, the Supreme Court took jurisdiction of a suit between a private person and a State and gave judgment. This cre- ated great popular excitement, leading to the adoption of a constitutional amendment. Under the eleventh amendment to the Constitution no such suit will be entertained if the State is defendant. The con- troversy must be of a civil nature. The jurisdiction does not extend to cases for the recovery of a penalty for a violation of municipal law. Wisconsin v. Pelican Ins. Co., 127 U. S, 265. But the Supreme Court cannot take original jurisdiction of a controversy between a State and one of its own citizens {Pennsylvania v. Quicksilver Co., 10 Wall., 553), notwithstand- 16 ing any expression in the section 687, Revised Statutes of the U. S., above quoted, as this is not warranted in the Constitu- tion. You will find a full discussion and elucidation of this principle in California v. So. Pac. Railway, 157 U. S., 229, showing how far it is carried. The phrase "controversies to which a State is a party," and the construction of the eleventh amendment to the Constitu- tion, have long vexed the Supreme Court ot the United States, and have been the subject of discussion in many cases. The language of the eleventh amendment is this : "The judicial power of the United States shall not be con- strued to extend to any suit in law or equity commenced or prosecuted against one of the United States by citizens of another State, or by citizens or subjects of any foreign State." Although the words of the amendment protect a State from suit by citizens of another State and aliens ; they are held also to include suits by citizens of a State against their own State. The decision quoted from "Wallace above has been confirmed in two well known cases, Harris v. Louisiana, 134 U. S. 1, and Temple v. North Carolina, in the same volume page 22. In these cases the point came up squarely and was decided by a unanimous court. Judge Harlan dissented on another ground. But when is the controversy one in which the State is a party, so that it comes within the inhibition of the amendment? There are many cases in the books in which suits are brought by private citizens against State officers, treasurers, auditors, governors, attorney-generals, in relation to taxes alleged to be unlawful, and many other matters of like character ; and in them there has been much discussion and apparently varying decisions. It was at one time held, and by as great a judge as Chief Justice Marshall, that the State must be a party to the record by name, in order to make the controversy one in which the State was protected. Osborn v. The Bank, 9 Whea- ton, 738. But this was overruled in re Ayers, 123 U. S. 443. 17 After many decisions the question came up in Pennoyer v. Mc- Connaughy, 140 U. S. 9. The opinion of the court was deliv- ered by Mr. Justice Lamar, whose specialty was constitutional law, and who had imbibed from childhood the strictest tenets of the State rights party. The case was by a citizen of California against the Governor, Secretary of State, and Treasurer of the State of Oregon, who constituted ex-officio a board of land commissioners, seeking to enjoin them from selling, as property of the State, a large tract of land claimed by the complainant. You will observe that these three officers had no personal interest in these lands. They claimed that the lands belonged to the State of Oregon, and that they held the lands for the State, and it was con- tended that inasmuch as the decree would affect the title of the State she was really a party though not named as such. I will repeat the language of the court as the best possible ex- position of the law on this delicate and doubtful question. " Is this suit in legal effect one against a State within the meaning of the eleventh amendment to the Constitution ?" A very large number of cases involving a variety of questions arising under this amendment have been before this court for adjudication ; and, as might naturally be expected, in view of the important interests and the wide-reaching political rela- tions involved, the dissenting opinions have been numerous. Still, the general principles enunciated by these adjudications will, upon a review of the whole, be found to be such as the majority of the court and the dissentients are substantially agreed upon. It is well settled that no action can be maintained in any Federal court by the citizens of one of the States against a State without its consent, even if the sole object of such suit be to bring the State within the operation of the constitutional provision. " No State shall pass any law impairing the obli- gation of contracts." This immunity of a State from suit is 2 18 absolute and unqualified, and the constitutional provision securing it is not to be so construed as to place the State within the reach of the process of the court. Accordingly it is equally well settled tliat a suit against the officers of a State to compel them to do the acts which constitute a performance by it of its contracts is in effect a suit against the State itself. In the application of this latter principle two classes of cases have appeared in the decisions of the courts, and it is in deter- mining to which class a particular case belongs that differing views have been presented. The first class is when a suit is brought against the officers of the State as representing the State's action and liability, thus making the State, though not a party to the record, the real party against which the judgment will so operate as to compel the State to specifically perform its contracts. For this the learned Justice quotes cases, among them in re Ayers, 123 U. S., 443, in which the attorney-general of Virginia was con- cerned. You will notice that this class of cases require the officer of the State to do something — something the State ought to do. This class of cases come within the constitu- tional inhibition, being in effect suits against the State. "The other class," continues Justice Lamar, " is when a suit is brought against defendants, who, claiming to act as officers of the State and under the color of an unconstitutional statute commit acts of wrong and injury to the rights and property of the plaintiff, acquired under a contract with the State. Such suit, whether brought to recover money or property in the hands of such defendants, unlawfully taken by them in behalf of the State qr for compensation in damages or in a proper case, when the remedy at law is inadequate for an injunction to prevent such wrong and injury, or for a mandamus in a like case to enforce on the defendant the performance of a plain legal duty, purely ministerial, is not within the meaning of the eleventh amendment an action against the State." You 19 will note that in this class of cases the defendant is sued for having done something, making a broad distinction between the two classes of cases, the one requiring a State officer to do something which the State should do, the other seeking redress for an act done by a State officer which he should not have done and has no valid protection for the doing. Of course a State can be sued with its own consent. There is a class of cases in which the courts of the United States take jurisdiction over a controversy to which a State is a party. This class of cases is when an officer of the revenue depart- ment, or one acting under the authority of such an officer, is indicted in a State court for some act done in pursuing his duties under the revenue act. For instance, if in attempting to arrest an oflFender, such officer, or the person acting under his authority, maims or kills such offender, and is indicted therefor in a State court. In this class of cases the person indicted can by petition have his case removed from the State court into the United States court and the trial had in the lat- ter court. Rev. Stat, of the U. S., § 643. In every other re- spect the trial proceeds as it would have done in the State court. This will be mentioned hereafter. You will notice that this does not infringe against the eleventh amendment, as that forbids any suit commenced or prosecuted against any State. Here the prosecution is by the State. On this subject you can see Tennessee v. Davis, 100 U. S., 257. It is very seldom that the original jurisdiction of the Supreme Court is invoked, except in controversies between States. Many of these are cited in Wisconsin v. Pelican Ins. Co., 127 U. S., at page 288, and in the case of California v. Southern Pacific R. R. Co., above quoted. The mode in which common law suits are brought in the Supreme Court is not definitely fixed. Rule 2 of that court considers the former practice of the courts of King's Bench and of chancery in England as affording out- lines for its own practice. Rhode Island v. Massachusetts, 12 20 Peters, 657; Georgia v. Orant, 6 Wall., 341; Florida v. Georgia, 17 How., 478. But if the trial be on issues of fact in an action of law against a citizen of the United States, they must be sub- mitted to a jury (section 689 of Revised Statutes). This is in accordance with the 7th amendment to the Constitution. "In suits at common law, where the value in controversy shall exceed twenty dollars, the right of trial by jury shall be pre- served." So much for the original jurisdiction of the Supreme Court. This is but a small part of its usefulness. The great mass of its business is appellate and supervisory. It is the court of final resort upon all questions involving the construction of the Constitution and laws and treaties of the United States made thereunder. Its grand purpose is to protect the Consti- tution and to secure uniformity in its construction, and of the laws passed and treaties made thereunder. In the discussion of the appellate jurisdiction of the Supreme Court, we will con- fine ourselves for the present to its exercise over the circuit and district courts. Formerly, and until the act of Congress, approved 3d March, 1891, 26 Statutes at Large, 826, establishing the cir- cuit court of appeals, all final judgments in civil actions of any circuit court, or of a district court with circuit court powers, were reviewable by writ of error or by appeal in the Supreme Court, in which the matter in dispute, exclusive of costs, exceeded the sum of $2,000 at one time, and finally in- creased to $5,000. An appeal also ky from the district courts in prize cases, as of right, when the matter in dispute exceeded in value $2,000, and without reference to value on the certifi- cate of the district judge, that the adjudication involved a question of general importance. In criminal cases in the cir- cuit court, if the judges trying the case differed in opinion on questions occurring during or at the trial and certified up to the Supreme Court this difference, this court would 21 hear it on this certificate. Otherwise no appeal lay to the Supreme Court in criminal cases. But the business of the court became so immense that it could not be disposed of. The Congress came to the aid of the court in the establishment of the circuit court of appeals, and in that act modified some- what the appellate jurisdiction of the Supreme Court. Section 5th of that act provides : Appeals or writs of error may be taken from the district courts, or from the existing circuit courts, direct in the following cases : 1. In any case in which the jurisdiction of the court is in issue (that is of the circuit or district court which heard the case), and this without regard to the amount in dispute {Mat- tingly v. N. W. Va. R. R., 158 U. S., 57), in such cases the question of jurisdiction alone shall be certified to the Supreme Court from the court below for its decision. This certificate must be granted during the term at which the judgment was entered {Colvin v. Jacksonville, 158 U. S., 456). The Supreme Court will not hear any discussion as to the facts or law bear- ing on the merits of the case. 2. From final sentences and decrees in prize cases; evidently without regard to value in dispute. 3. In cases of conviction of a capital or otherwise infamous crime. In Mackin v. The United States, 117 U. S., 348, af- firmed in re Claasen, 140 U. S., 200. An infamous crime is one in which the judge has the power of sentencing the defend- ant, on conviction, to punishment in a penitentiary, with or without hard labor. 4. In any case that involves the construction or application of the Constitution of the United States. 5. In any case in which the constitutionality of any law of the United States, or the validity or construction of any treaty made under its authority is drawn in question. 6. In any case in which the Constitution or law of a State is claimed to be in contravention of the Constitution of the United States. 22 7. Nothing in that act contained can affect the jurisdiction of the Supreme Court to review the decisions of State courts of last resort. This will be treated separately. The same act created in each circuit a circuit court of appeals, and gave it appellate jurisdiction to review by appeal or by writ of error, final decisions in the district and the existing circuit courts, in all cases other than those provided for as above in the Supreme Court. But the decisions of the circuit court of appeals on these writs of error or appeal are not all of them final. They are final in all the following cases. 1st. In which the jurisdiction is dependent upon the char- acter of the parties. That is to say, where the jurisdiction is obtained by reason of the fact that the suit is between citizens of different States, or between citizens of the United States and aliens. 2d. In all cases arising under the patent laws. 3d. In all cases arising under the revenue laws, that is pro- bably all civil cases. 4th. All cases arising under the criminal law. Clearly when the punishment is not capital or infamous, for such cases go to the Supreme Court. 5th. All cases under admiralty law. If the decision of the circuit court of appeals is on any one of the cases in this category, it is final ; that is to say, the par- ties aggrieved by the decision cannot appeal from it or get a writ of error. But a quorum of the judges of the court of appeals, in any one of these cases, if they desire the instruction of the Supreme Court on any point or points in which they are in doubt, may certify to the Supreme Court the questions or propositions on which they desire instruction. Columbus Watch Company v. Rabbins, 148 U. S., 269 ; Cincinnati &c., V. McKeen, 149 U. S., 259. Thereupon the Supreme, Court may answer these questions so certified or may require the whole record and cause sent up to it for its consideration, and 23 thereupon decide the whole matter for itself as if it had been originally brought there. More than this, the Supreme Court ™3,y, by its own action in any one of the cases enumerated above, by certiorari or otherwise, direct the circuit court of appeals to certify the case up to the Supreme Court for its re- view and determination just as if it had gone there originally. This power should be exercised only in cases of gravity and importance. Re Woods, 143 U. S., 202. The only restriction upon it is that the judgment of the Circuit Court of Appeals was a final one. Chicago, kc, v. Osborne, 146 U. S., 354. When a case has been heard and decided by the circuit court of appeals, not im any one of the classes' enumerated above, then an appeal or writ of error will lie from the circuit court of appeals to the Supreme Court. It will thus be perceived that the Supreme Court still has the right of review of every case heard and decided in the dis- trict or circuit courts, either by process in specified cases, di- rectly to the Supreme Court itself, or by proceedings in the circuit court of appeals. Nor could the Congress have pro- vided otherwise, for the Constitution had declared that there must be one Supreme Court. II. At the close of the remarks made to you when we met last, your attention was called to the fact that in the Supreme Court there has been preserved the right of review of every case heard and decided in any of the other Federal courts. That this right of review extends as well to the decisions of the circuit court of appeals as to the other courts. And that this must be the case as the Constitution has ordained that there must be one Supreme Court. For the purpose of obtaining this review by the Supreme Court, there are certain prerequisites. The judgment or decree must be final ; that is to say, end the controversy, dispose of every matter in dispute. Lodge v. Twell, 135 U. S., 23. 24 If the case to be reviewed is one at law, involving what are technically known as legal principles, it can only be reviewed by writ of error. The jurisdiction cannot be secured except by writ of error. Chase v. The United States, 155 U. S. 489. If it be an equity case, then it can only be reviewed on ap- peal. A writ of error is a mandate emanating from the Supreme Court directed to the court (circuit or district) when its pro- ceedings are complained of, commanding that court to send up so much of the record of the case as will enable the Supreme Court to understand the points complained of. It is allowed, either by a justice of the Supreme Court or by a judge of the court which tried the case, and is tested in the name of the Chief Justice of the United States, and may be signed either by the clerk of the Supreme Court or by the clerk of the court which tried the cause. (Section 1004 Revised Statutes.) In order to be in a position to obtain this writ of error and thus prepare for adverse fortune, counsel must be alert during the whole progress of the cause to take and have noted each exception he may have to the ruling of the court on points made by him — that is, to points made on the pleadings, the admission or exclusion of evidence, refusal to charge the jurj' as requested, to the charge made to the jury. These excep- tions must be taken and noted before the jury leave their box to consider the verdict. Each exception should be special — no general exception to the charge is allowed. It must not be a bald exception, but a reason must be given for it. Strictly these exceptions should be reduced to writing and presented to the court for signature as they are made, or at least during the trial. In practice thej'' are made and noted during the trial, and formulated within a reasonable period afterward, during the term. This having been provided for, the aggrieved party prepares his petition, which he can present to a Supreme Court justice 25 or to a judge of the court which tried his case, praying a writ of error. He accompanies his petition with the exceptions properly noted, certified by the signature, and properly, but not necessarily, the seal of the judge. He has two years after judgment within which to sue out his writ, if his appeal be to the Supreme Court, and six months if to the circuit court of appeals. He files also with his petition formal assignments of error, calling attention distinctly and tersely to the errors which he charges. The justice or judge to whom the petition is presented may grant it, usually does grant it, and requires the party complaining to enter into bond with surety. If it be desired to stay execution, or technically to obtain a super- sedeas, the penalty of the bond is double the value of the mat- ter in controversy, so as to secure the party who has gained the suit from loss. If a supersedeas be not desired, then the bond is only for the costs of the appeal. These preliminaries being finished, the justice or judge signs a citation — that is to say, a notice to the other party to be and appear in the Supreme Court or in the circuit court of appeals on a day named (within thirty days from the date of citation) and answer the writ. That citation is served through the marshal, or service is ac- cepted. If there be several who conceive that they are injured, they must all have an opportunity to join in the application of the writ, and this must appear in the record. Inglehart v. Stansbury, 151 U. S., 68. The writ of error having been issued with the citation, the clerk of the court below prepares the record, or so much thereof as may be necessary, and forwards it to the clerk of the Supreme Court. The plaintiff in error provides for the costs of that court. The clerk of the Supreme Court has the record printed and puts the case on that docket. When the cause is heard and decided the mandate of the Supreme Court goes down to the lower court, instructing it as to the disposition of the cause. This is a matter of importance, and will bear recapitulation. 26 If a party to a suit at law desires a review of the action of the trial court he must take care to take exception to points ruled against him iu the circuit court. In taking exception he must do so during the progress of the cause before the jury leave the box to consider the verdict. He must give reason for his exception and must see that the exception is noted. He' may put his exception in form at the time it is made, but by leave of the court he may state and note the exceptions, and in a rea- sonable time fixed by the court may formulate them after- wards. This, however, unless specially provided, cannot be done after the term. The exceptions must not be general. Thej"- should be directed to a particular point. Reduced to writing, they must be signed and sealed by the trial judge, the sealing not being essential however. No exception not taken at the trial, and not so certified, will be considered in the Supreme Court. Having thus laid the foundation for his writ of error, the party aggrieved can take it up to the Supreme Court at any time within two years from entry of judgment. No writ of error can be had but to a final judgment ; and on a writ of error to a final judgment any error discovered and excepted to from the beginning of the cause can be reviewed. If he determine to go up to the Supreme Court, this party pre- pares a petition for a writ of error, addressed to the court which tried the cause. He produces with this the exceptions noted and certified, technically called the bill of exceptions, and also all the errors which he imputes to the court, called the assign- ment of errors. He also signs a bond with surety. If he simply wants a review of the case, his bond is in a sum only necessary to cover the costs of the appeal. If he wishes a stay of execution, technically called a supersedeas, his bond must be in such a sum as will cover as well the costs, as all damages the other party will suffer if the decision of the Supreme Court be in his favor. Moreover, to get this supersedeas he must furnish the bond and sue out his writ of error within sixty 27 days after entry of final judgment. This time may be en- larged by a justice of the Supreme Court (Revised Statutes, section 1007). In order that he may have time within which to make up his mind, an execution in the United States Court cannot issue until ten days after entry of judgment. The peti- tion, exceptions, assignment of errors, and bond having been presented to the judge who tried the case, or to a justice of the Supreme Court, he allows the writ ; thereupon a citation issues which is tested in the name of the chief justice of the United States, but may be sealed by the clerk of the court to which the writ is taken. Then a summons is issued called a citation, addressed to the opposite party, citing him to be and appear within thirty days from its date in the Supreme Court to answer the averments of the opposite party. The clerk of the court below then prepares the record, or so much as may be necessary for the proper understanding of the errors charged, and forwards it to the clerk of the Supreme Court. The party suing out the writ is the plaintiff in error, the other party is the defendant in error. The plaintiff in error makes provision for printing the record, which is done under the orders of the clerk of the Supreme Court. It is the duty of the plaintiff in error to see that the case is docketed and record filed on or before the return day of the writ named in the citation. This day may be extended, on cause shown, by the judge who signed the citation, or by any justice of the Supreme Court. If he fail so to docket his case, the defendant in error, on presenting a certificate of the clerk of the court below, to which the writ of error has been issued, that such writ was duly allowed, can have the cause docketed and dismissed. This he can do in va- cation as well as term time. It is competent for the clerk to dismiss under these circumstances. A case so docketed and dismissed cannot again be docketed unless by an order of the Supreme Court. If the judge who tried the case refuses to sign and seal a bill 28 of exceptions, or to grant the writ of error, or to give a super- sedeas, all or any of these, the party seeking these, or any of them, can apply to the Supreme Court for a mandamus to be directed to him to show cause for his refusal. If the clerk sends up an insufficient record or refuses to com- plete the record, application can also be made to the Supreme Court for a mandamus to him to complete the record. /' So much for the writ of error. It is the only mode in which a law case can be carried to the Supreme Court ; and is neces- sary to give that court jurisdiction in such cases. If there be other parties interested in the judgment, they must be parties to the writ, or the plaintiff in error must by the record show that by summons, or some equivalent proceeding, they have had an opportunity of joining in the writ and had refused or omitted to do so. The technical name for this is severance. In criminal cases the same mode of carrying them up to the Supreme Court is followed as in those cases at law. The allow- ance of the appeal suspends the execution of the sentence, and the defendant, pending the action of the Supreme Court, may be discharged on bail or recognizance under the order of the judge signing the citation or any justice of the Supreme Court. Rv^dson V. ParUr, 156 U. S. 277. In cases not cases at law or criminal cases ; that is to 'say, cases in equity or admiralty and the like, the action of the Supreme Court reviewing them is obtained by an appeal. The right to appeal is obtained in the same way, ai^d is upon the sanie conditions as a writ of error, with this difference : No bill of exceptions is filed. In every other respect the practice is the same. The results of the two modes are not exactly the same. On hearing a case in error, the judgment of the court is either affirmed or set aside and a new trial granted On hearing a case on appeal, the decree below may be affirmed in the whole or in part only or modified or set aside in the whole or in part, and the cause, unless affirmed in the whole, is sent 29 back for further proceedings in conformity with the decree of the Supreme Court. There is another mode in which the Su- preme Court exercises appellate jurisdiction over the circuit and district courts, limited, however, in its character. That is by the writ of habeas corpus. When one is in custody under the order of a district or of a circuit court of the United States, he can apply to the Supreme Court for a writ of habeas corpus. Under this writ he can be brought before the court and the cause of his detention inquired into. Ex parte Siebold, 100 U. S. 373, is an excellent case on this subject, and will reward perusal. The only question, however, which the Supreme Court on such an examination can consider is, whether the court making the order had jurisdiction of the cause in which it was made. It cannot pass upon any question involved in the merits of the case, or examine the opinion of the court to see if there was error. The writ of habeas corpus cannot be tortured into a writ of error. In re Swan, 150 U. S. 652. If the Supreme Court find that the court below had jurisdiction, the writ will be dismissed. Ex parte Tyler, 149 U. S. 164. If it was without jurisdiction, the prisoner will be discharged^ There is another branch of the appellate jurisdiction of^the Supreme Court which deserves special consideration. It is the control which that court has over the decisions of what are known as Federal questions. Federal questions are such as arise under the Constitution of the United States , treaties and laws passed thereunder, involving their construction and the enforcement of rights thereunder. It is well expressed aS the construction or application of the Constitution of the United States. This jurisdiction is exercised under the provisions now embodied in the section 709 Revised Statutes of the United States, in these words : "A final judgment or decree in any suit in the highest court of a State in which a decision in the suit could be had, where is drawn in question the validity of a treaty or statute of, or an 30 authority exercised under, the United States, and the decision is against their validity ; or where is drawn in question the validity of a statute of, or an authority exercised under, any State, on the ground of their being repugnant to the Constitu- tion, treaties, or laws of the United States, and the decision is in favor of their validity; or where any title, right, privilege, or immunity is claimed under the Constitution, or any treaty or statute of, or commission held or authority exercised under, the United States, and the decision is against the title, right, privilege, or immunity specially set up or claimed by either party, under such Constitution, treaty, statute, commission or authority, may be re-examined and reversed or affirmed in the Supreme Court upon a writ of error. The writ shall have the same effect as if the judgment or decree complained of had been rendered or passed in a court of the United States." y " The Supreme Court may reverse, modify or affirm the judgment or decree of such State court, and may at their dis- cretion award execution or remand the same to the court from which it was removed by the writ." This section has been very frequently before the Supreme ■Court, as can be seen from the mass of authorities quoted in connection with it in the edition of the Revised Statutes of 1878. The power herein given to the Supreme Court is very great. It enables it to control on all Federal questions the highest courts of the several States, and thereby secures that uniformity in the construction of Federal questions which must exist. It will be seen that to the exercise of this jurisdiction these formal conditions must exist in each case. 1. There must be a final judgment or decree. We will see when we examine into the jurisdiction of the circuit court pro- visions made for removal into the Federal courts of cases brought in the State courts before any judgment is rendered. But no case can be carried into the Supreme Court from a State court until final judgment or decree has been rendered. 31 A final judgment is one which ends the litigation between the parties in the State courts. Chief-Justice Waite in his usual clear language thus defines the term in Bostwick v. Brinkerhoff, 16 Otto, 3: "The rule is well settled and of long standing that a judgment or decree to be final within the meaning of that term, as used in the acts of •Congress giving jurisdiction to this court on appeals and writs of error, must terminate the litigation between the parties on the merits of the case, so that if there should be an affirmance here the court below would have nothing to do but to execute the judgment or decree it had already rendered. See, also, Johnson Y. Keith, 117 U. S., 199 ; and Chief-Justice Fuller, in Lodge v. Twell, 135 U. S., 232, approving this definition, adds : ^' Where something more than the mere ministerial execution of the decree as rendered is left to be done, the decree is not final." An instance of this is when the costs are not taxed. Wheeler v. Harris, 10 Wall., 51. 2. It must be the judgment of a court of a State, not ' of a Territory, nor of the District of Columbia. 3. The judgment or decree must have been rendered in a suit. This term suit is defined by Chief Justice Marshall, in Weston V. City Council, 2 Peters, 449. " The term," says he, " is certainly a very comprehensive one, and is understood to apply to any proceeding in a court of justice, by which an individual pursues that remedy in a court of justice, which the law affords him. The modes of procedure may be various, but if a right is litigated between parties in a court of justice, the proceeding by which the decision is sought is a suit." In that case the court below granted a writ of prohibition, and that was held a suit. So refusal to grant a writ of habeas corpus is a suit. Palleser v. The United States, 136 U. S., 255. What is called "in code pleading" as followed in New York and other States, a controversy without action, that is the submission of a question to the court on an agreed statement of facts, no 32 compulsory process having been issued, is a suit. (Aldrich v. The Mna Co., 8 Wall., 491.) 4. The judgment or decree must be that of the highest court of the State in which a judgment could be had even if that court be an inferior court in the State. {Gregory v. McVeigh, 90 U.S., 294.) If an appeal would lie from such inferior court to another court of the State by leave of the judge and he refuses to give such leave, the cause can go to the Supreme Court of the United States. The writ of error of the Supreme Court runs to the court having possession of the record, and which can certify it. , As, for example, a cause is heard in a State court and is carried by appeal or writ of error to the Supreme Court of the State, which affirms the court below and remands the case to it. If a writ of error be sued out of the Supreme Court of the United States, it runs to the inferior court, as it possesses the record.^. These formal conditions being satisfied, there must appear in the record of the judgment or decree, at least one Federal question which has been disposed of in a specified way. 1. There must have been drawn in question the validity of a treaty or statute of, or an authority exercised under the United States, and the decision of the State court must have been against their validity, or 2. There must have been drawn in question, the validity of a statute of, or an authority exercised under any State on the ground of their being repugnant to the Constitution, treaty or laws of the United States, and the decision is in favor of their validity. 3. Where any title, right, privilege or immunity is claimed under the Constitution or any treaty or statute of or commis- sion held, or authority exercised under the United States and the decision is against the title, right, privilege or immunity specially set up or claimed by either party under such Consti- tution, treaty, statute, commission or authority. 33 There must have been " drawn in question." That is, the question under the Constitution, treaties or laws of the United States which we call the Federal question, must have been in issue, and its determination must have been necessary to the decision. For example, if a State were to pass an act which it is alleged impaired the obligation of a contract and so invalid, under section 10, Article I. of the Constitution, and the State court should decide that the contract set up was unlawful as ■claimed, the Supreme Court of the United States could not review the decision. Another illustration : " Where two defences are made in the State court, either of which, if sustained, would bar the action, and one of them made a Federal question, the other did not. The State court sustained both. The Supreme Court would sustain the juris- diction so far as to examine the case. If it came to the con- clusion that the question, not Federal, was rightly decided, it would dismiss the case and not consider the Federal question at all. (Hale v. Akers, 132 U. S., 565.) It is not enough to give the Supreme Court jurisdiction over the judgment of a State court, for the record to show that a Federal question was argued or presented to that court for decision, although this, too, is essential. It must also show that the Federal question was passed upon by the court below. It must also appear that the decision of this question was necessary to the determination of the cause, and that it was actually decided or that the judgment could not have been given without deciding it. Moore v. Mississippi, 21 Wall., 638. It will be noticed that to give the Supreme Court jurisdiction when the question is with regard to the Constitution, treaties, or laws of the United States, the decision of the State court must be against the validity. But when the question is as to the validity of a State constitution or statute, or acts done under authority of a statute, the decision must be in favor of the validity, else the Supreme Court has no jurisdiction. 3 34 The acts done under the authority of a statute embrace all ordinances of municipal corporations as well as acts of State legislatures. Weston v. City Council, 2 Peters, 463 ; Home Ins. Co. V. City Council, 93 U. S., 120. With regard to the third class, above mentioned, titles, rights, privileges, and immunities, claimed under United States Con- stitution and laws, the rule is, when it appears that some title, right, privileges, or immunity on which the recovery depends will be defeated by one construction of the Constitution or a law of the United States, or sustained by the opposite construc- tion; this is a case arising under the Constitution or laws of the United States. Starn v. New York, 115 U. S., 257. Examples of these cases are as follows : A party sued in a State court claims that he has the right to remove it into the United States Court. If this right set up in the State court is denied, the Supreme Court of the United States can review the decision. Chesapeake and Ohio R. R. Co. v. White, 111 U. S. 137. The Constitution of the United States provides that no one can be deprived of his property without due process of law. This is an immunity which would give the Supreme Court jurisdiction. V. S. v. Lee, 106 U. S., 196. If a citizen of African descent is excluded from the jury by reason of his race, color, or previous condition, this would give the Supreme Court jurisdiction. Neal\. Delaware, 103 U. S. 385. Where legal tender notes were tendered for a judgment and tender re- fused, this will accomplish the same result. Juillardv. Green- man, 110 U. S. 421. Numerous cases of the same kind can be cited. There are three things to be noted. First, the right of re- view of the decision of State courts by the Supreme Court of the United States, applies as well to criminal as to civil causes ; second, although the 11th amendment forbids a suit against a State, this prohibition does not extend to the appellate juris- diction. For a defendant in a State court prosecuted in the 35 name of the State, can have his case reviewed in the Supreme Court of the United States if all other conditions exist; third, the act of 1890 fixing the jurisdiction of the Supreme Court, does not say anything as to the limit in money value of its jurisdiction. Before that act no case could ^be carried by ap- peal from the circuit court, unless the matter in controversy exceeded $5,000 without including costs. But inasmuch as the jurisdiction of the circuit court is lim- ited, except in one or two respects, to cases in which the mat- ter in controversy exceeds the sum of $2,000, beside interest and costs, and the jurisdiction of the district court has a simi- lar, though not the same limitation, the jurisdiction of the Supreme Court in cases carried up from these courts is affected by the same limitations. But no limit whatever exists in cases carried up from State courts into the Supreme Court. In addition to the original and appellate jurisdiction of the Supreme Court, it is empowered by statute to issue writs of scire facias, and other writs; that is to say, prohibition, manda- mus, scire facias, injunction ne exeat, subpoena, and in general all writs necessary to the exercises of its jurisdiction and agree- able to the practice and principles of law. The court has its own marshal, clerk and reporter. Its offi- cial decisions, which are conclusive authority in all federal courts are reported. They are usually quoted in the name of the reporters as far down as Otto; thus 2 Peters, 4 Wheaton, 1 Black, 8 Wallace, 6 Otto ; after that reporter, they are quoted as U. S. Reports, giving the whole number as 136 U. S. The Lawyers' Co-operative Association have also published a full series of Supreme Court Reports. The West Publishing Company publish weekly reports of the decisions of the Su- preme Court quoted as Supreme Court Reports. 36 CIRCUIT COURT OF APPEALS. The next federal court in the order of rank is the circuit court of appeals. As has been said the business of the Su- preme Court, growing with the rapid growth of the country, increased to such enormous proportions, that the court could not dispose of it. Although it is perhaps the most laborious court in the Union, the end of each session found its docket lar- ger than when the session began. When a case was entered in that court, it could not be reached and disposed of under three years, more often under four years. Not only did this work great inconvenience and delay, but it was also taken advan- tage of in order to secure delay on the part of disappointed litigants. Many cases having no merit were carried up, and when they were reached after years of waiting, were dismissed or discontinued. To meet this evil Congress established in each circuit, a circuit court of appeals. As there are nine circuits, there are nine of these courts. They dispose of the appellate business committed to them, coming up from the circuit and dlstrii t and territorial courts within their circuit. Whilst the decisions of a circuit court of appeals are not con- clusive authority oa the other circuit courts of appeals of the same paramount authority as are the decisions of the United States Supreme Court, yet they are authority of the highest per- suasive character, and are entitled to great respect. Uniformity of decision is of the utmost importance. These appellate courts recognize this and in so far as is consistent with con- scientious independent judgment, they strive to attain the uniformity of decision. When they do differ the decision of the Supreme Court is sought as a final and conclusive arbiter. To each circuit under the provisions of the law is assigned a justice of the Supreme Court, by an order of that court. The circuit justice and the circuit judges of each circuit are the permanent members of the circuit court of appeals of that circuit. In case of the absence, inability or disability, and by 37 parity of reasoning ill case of a vacancy, of one or more of these permanent members of the court, the place or places of the jus- tice or judge is supplied by a district judge of the circuit. To this end all the district judges of a circuit are declared mem- bers of the circuit court of appeals of that circuit. The dis- trict judges do this service by a roster made up according to seniority of commission. In practice one district judge at least attends each meeting of the court. The court is com- posed of three judges and no more, but two judges can sit and hear and decide cases, making a quorum for the transaction of business. The place of meeting of each court is at some cen- tral place or places within the circuit, and the court has the power of adjourning its meeting elsewhere in the circuit, to meet the exigency of the business before it. No judge of the court can sit in it upon a case with which he has had any connection as counsel or judge in the court below. The jurisdiction of the court is fixed by statute. At the risk of repetition it will be stated. The act (March 3, 1891) first defines the appellate jurisdic- tion of the Supreme Court, making it as to the classes stated exclusive. Cases in which the jurisdiction of the courts is in issue. That is the initial question of jurisdiction of that court. Final sentences and decrees in prize cases, conviction of capi- tal or otherwise infamous crimes, cases involving the Consti- tution or application of the Constitution of the United States. Cases in which there is drawn in question tlie constitution- ality of any law of the United States, or the validity or constitutionality of any treaty made under its authority. Cases in which the Constitution or law of a State is claimed to Be in contravention of the Constitution of the United States. In all other cases the circuit court of appeals can exercise ap- pellate jurisdiction to review by appeal or writ of error, final decisions in the districts courts and in the existing circuit courts unless otherwise provided by law. But whilst it can 38 thus exercise appellate jurisdiction over all cases, those placed in the hands of the Supreme Court excepted, its decisions are final only in the following cases : 1st. Where the jurisdiction of the court below is dependent entirely upon the opposite parties to the suit or controversy ; that is to say, where the court below has jurisdiction of the case because the suit or controversy is between citizens of dif- ferent States, or between citizens of the United States and aliens, or between citizens of the United States and a foreign State. 2d. All cases arising under the patent laws. 3d. All cases arising under the revenue laws. 4th. All criminal cases in which the crime is not capital or otherwise infamous. 5th. All admiralty cases. In all these five classes the decision of the circuit court of ap- peals is final. But if any question or questions arise in any of these cases concerning which the circuit court of appeals enter- tain a doubt, they certify this question or these questions up to the Supreme Court, and ask its decision thereon. An instance of this kind may be found in Bate Refrigerating Co., v. Sultz- berger, 157 U. S., page 1. In any such case the Supreme Court may content itself with answering the questions or it may require the whole record to be sent up and thereupon hear and decide the whole case for itself. Or the Supreme Court of the United States itself, may by writ of certiorari to a circuit court of appeals, require it to send up all the record of any case decided by it for its review and determination, with the same power over it as if the case had been originally car- ried there. These provisions of law are essential to secure uniformity of decision in the federal courts. And they save conflict with the constitutional requirement, that there be one Supreme Court, that is but one court whose decisions shall be absolutely final. 39 To all other cases carried to the circuit court of appeals, outside of these five classes, there lies a writ of error or an appeal to the Supreme Court of the United States, provided that the matter in controversy exceeds $1,000 and costs. Cases of this character are those to which the United States is a party. Cases between persons claiming lands under grants from several States, &c. &c. The appellate jurisdiction of the circuit courts of appeal is exercised in the same way and under the same practice as that of the Supreme Court. To all errors of law, in cases at law, in the courts below, there lies the writ of error, in all other cases, equity and admiralty, there lies the appeal. The leave for the writ of error and that for the appeal is obtained in the same way and upon the same conditions. But whilst in the Supreme Court, these may be sued oat within two years from the date of the final judgment, in the cases carried to the cir- cuit court of appeals the writ of error must be sued out or the appeal taken within six months. Another distinction exists between the appellate juris- diction of these courts. No writ of error can be sued out or appeal taken to the Supreme Court, except on final judg- ment or decree. The circuit court of appeals can take juris- diction of an appeal from an order of the court below, grant- ing or refusing an injunction although this be an interlocutory order, that is an order not ending the merits of the case. 28 Statutes at Large, 666. When one loses a case in a circuit or district court of the United States, it sometimes becomes a question of difficulty determining whether to carry the case up to the circuit court of appeals or to the Supreme Court. He cannot take the case up to both courts. The act of Congress on this subject does not contemplate two writs of error or two appeals. {United States v. Jahn, 155 U. S. 109). This seems to be the rule. If the only question made in the lower court is that it has no jurisdiction of the case, this 40 question is certified up to the Supreme Court b)' the judge- who tried the case, and after final judgment the case will be reviewed there. A formal certificate is not absolutely neces- sary if the record shows that the question of jurisdiction was the only question in the case. Carey v. Houston, &c., Railway,. 150 U. S. 171. In re Lehigh Mining Co., 156 U. S. 322. Sheilds v. Coleman, 157 U. S. 168. If, however, besides the question of jurisdiction there are other questions involved in the case, which under the law can be reviewed in the circuit court of appeals, then the proper course is to take the case to the circuit court of appeals. That court will decide all the- questions but that of the jurisdiction, and if it become neces- sary that it should be decided, will certify it up to the Supreme Court. {McLish v. Roff, 141 U. S. 761). He has the election it is true, to go either to the Supreme Court or to the circuit court of appeals, but if he takes a case of this character to the Supreme court, that court will decide only the question of jurisdiction and none of the other questions. (McLish y. Roff,. supra). But where the questions involved in the case are the con- struction of the Constitution of the United States or the laws- passed or treaties made thereunder, or as it is sometimes stated, the construction or application of the Constitution of the- United States, then the case can go to the Supreme Court only. And if besides these, there are other questions involved, which by themselves, might have been taken to the circuit court of appeals, the Supreme Court will take jurisdiction of them and of the entire case and will decide it. (Horner v. The United /Stores, No. 2, 143 U.S. 576-7). But the questions involving the construction or the application of the Constitution of the United States, must be the controlling questions in such a case ;. that is to say, no proper conclusion can be reach in it without deciding them. (Carey v. Houston, &c. Railway, 150 U. S. 171). There is a case which presented this difficulty in the greatest 41 degree. It may be instructive. You will find it among the decisions of the circuit court of appeals of the Fourth Circuits It is known as Green v. Mills and is reported in Vol. 16 C. C. A. Reports, page 521. In that case a citizen of the State of South Carolina filed his bill against a supervisor of registra- tion in that State, charging that the registration law violated the Constitution of the United States and praying an injunc- tion against him in further registration of voters. The case was heard in the circuit court on the motion for injunction. The defendant in his return to the rule for injunction, denied that the law infringed the Constitution of the United States, and also denied that the court of equity could injoin the re- fusal of a political right ; that the remedy for such refusal was in a court of law. The circuit court held that the registra- tion law violated the Constitution of the United States, and notwithstanding the other objection, issued the injunction. You will remember that although the general rule is that an appeal will only lie from a final decree, an exception is made in appeals to the circuit court of appeals. To these courts an appeal will lie from an order granting or refusing an injunc- tion, provided the case in which the injunction was granted was one which after final judgment could be carried to the circuit court of appeals. An appeal was taken in this case to the circuit court of appeals from the order granting the in- junction. And in that case it was held there were two ques- tions in the case ; one whether the registration law of South Carolina was in conflict with the Constitution of the United States, and the other, whether a court of equity could pass upon and take jurisdiction of a question involving the denial of a political right. That the first question was to be solved only in the Supreme Court, but that it was not the controlling question. That if the court below (the circuit court) could not take jurisdiction of the political question as a court of equity, it could not grant the injunction whether the registra- tion law was constitutional or not. That the circuit court of 42 a,ppeals had jurisdiction over this last question and could hear and decide the case on that. The court concurred with the Appellant, and dissolved the injunction. THE CASES CAN THUS BE SUMMED UP. If the case in the trial court depends on the question of the jurisdiction of the court only, the decision can be reviewed in the Supreme Court only. If the questions in the case are such as involve only the construction or application of the Constitution of the United States, the decision can be reviewed in the Supreme Court only. If there are with these questions as to the construction or application of the Constitution of the United States, other questions which are not of this Federal character, then the ■case can be reviewed in the Supreme Court, which will hear and decide all the questions in the case. I am not prepared to say whether such a case can or cannot be carried to the circuit court of appeals. If the case involve a question of jurisdiction of the court, and beside this, other questions which the circuit court of ap- peals can decide, then the best course is to take it to the cir- cuit court of appeals, which will hear and decide every other question but that of jurisdiction, and if it sustain the court be- low, will certify the question of jurisdiction to the Supreme ■Court. But if the party losing the case is willing to risk it on the question of jurisdiction only, he can take it direct to the Supreme Court, which will decide no other question than that of jurisdiction. It will be seen from what has been said, that the circuit <;ourt of appeals exercises a very important jurisdiction. It is the court of final resort on all questions coming up in the Federal courts, relating to mercantile and commerce law and the vast railroad interests of the country. Its jurisdiction over patent cases, and all admiralty cases, reaches transactions of great interest to the people of the United States. The super- 43 vision of the Supreme Court over its decisions on these ques- tions is never exercised except in extraordinary cases. These courts give the greatest relief to the docket of the Supreme Court, and already that great tribunal is feeling the benefit of it. Each circuit court of appeals is organized by the appoint- ment of its own clerk and reporter. The marshal of the dis- trict within which its sessions may be held is ex officio the marshal of the court. Their decisions are known as U. S. Appeals, and are so quoted 1 U. S. Appeals, &c. The present reporter, S. A. Blatchford, Esquire, is the official reporter of all the circuit courts of appeal. The West Publishing Com- pany, with characteristic enterprise, also publishes their de- cisions, not only in the federal reporter, but in a separate series of reports known as C. C. A. (circuit court of appeals). With some modifications and amendments, which it is not our pro- vince to discuss here, the courts can be made much nearer per- fection than they are at present. THE CIKOUIT COURTS OF THE UNITED STATES. The circuit courts were established in 1789, immediately after the adoption of the Constitution. The whole country is divided into districts, and the several districts are grouped so as to form circuits. In each district a circuit court is created. At present there are in the United States 69 districts, arranged in nine circuits. It may not be uninteresting to see how the circuits are arranged. Ths First Circuit consists of the districts of the States of Maine, New Hampshire, Massachusetts and Rhode Island. The Second Circuit consists of the districts in the States of Connecticut, New York (3 districts) and Vermont. The Third Circuit consists of the districts in the States of New Jersey, Pennsylvania (2 districts) and Deleware. The Fourth Circuit consists of the districts in the States of Maryland, Virginia (2 districts), West Virginia, North Caro- lina (2 districts), and South Carolina. 44 The Fifth Circuit consists of the districts in the States of Florida, Georgia, Alabama, Mississippi, Louisiana and Texas. The Sixth Circuit consists of the districts in the States of Kentucky, Michigan, Ohio and Tennessee. The Seventh Circuit consists of the districts in the States of Illinois, Indiana and Wisconsin. The Eighth Circuit consists of the districts in the States of Arkansas, Colorado, Iowa, Kansas, Minnesota, Missouri, Ne- braska, the two Dakotas and Wyoming. The Ninth Circuit consists of the districts in the States of California, Montana, Washington, Nevada, Oregon, Idaho and Alaska. To each of these circuits is assigned a Justice of the Supreme Court. The Fourth Circuit, from the time of Chief Justice Marshall, has been the circuit to which the Chief Justice has been and is now assigned. The judges of the circuit court are the Supreme Court justice, called the circuit justice, the circuit judges and the district judge of the district in which the court sits. When the circuit justice and the circuit judge are present, the dis- trict judge cannot sit, except through courtesy. In the South- ern District of New York, a circuit judge and two district judges sit in criminal cases. In re Claassen, 140 U. S. 200. When either the circuit justice or the circuit judge is absent, the district judge becomes a member of the court by right and sits as such. In the absence of both the circuit justice and the circuit judge, the district judge sits and administers the court with all of its powers. Revised Statutes § 609. When a circuit court is sitting with more than one judge pres- ent it can divide itself, so that in one room a judge may try a case before a jury, in another may try a criminal case and another may hear an equity case. Revised Statutes §611. When two judges hold the court, and differ upon any question, the opinion of ranking judge prevails and is the opinion of 45 the court. The circuit courts have both civil and criminal jurisdiction. The jurisdiction of the circuit courts of the United States, in suits of a civil nature, as now fixed by law is defined in the Act, 18th August, 1888, 25 Statutes at Large of the United States, 433. This act must be read in pari materia with the Act of March 3d, 1875, 18 Statutes, 470. The act of J 888, gives to the circuit court an original jurisdic- tion, and also jurisdiction over causes removed into it from the State courts upon certain conditions. ORIGINAL JURISDICTION. The circuit courts of the United States have original cogni- zance concurrent with the State courts of all suits of a civil na- ture, at common law and in equity. 1st. Arising under the Constitution or laws of the United States or treaties made or which shall be made thereunder, when the matter in dispute exceeds, exclusive of interest and costs, $2,000. 2d. In a controversy in which the United States are plaintiff or petitioner ; apparently'- without regard to the value of the matter in dispute. United States v. Sayward, 16 Supreme Court Reports, 371. 3d. In a controversy between citizens of different States in which the matter in dispute exceeds, exclusive of interest and cost, the sum or value of $2,000. 4th. Of a controversy between citizens of the same State, claiming lands under grants of different States. Here no mention is made of the value of the matter in dispute and ap- parently there is no such limit. Compare United States v. Sayioard, supra. 5th. Of a controversy between citizens of a State and foreign States, citizens or subjects in which the matter in dispute ex- ceeds, exclusive of interest and cost, the sum or value of $2,000. 46 All crimes and offences cognizable under the authority of law, that is the law of the United States, except such as are otherwise provided by law for the district court and concurrent jurisdiction over all crimes and offences cognizable by that court. With regard to the criminal jurisdiction we may not linger. There are no common law offences in the United States courts, nor have they arly jurisdiction over common law offences. Every crime cognizable in that court is made so by statute. And all indictments are on the statute. Ill When last we met, we were about to enter upon an exami- nation of the circuit courts of the United States. Their gen- eral jurisdiction has been stated. Let us go more into detail. WITH KEGARD TO THE CIVIL JURISDICTION. 1. To give jurisdiction there must be a suit of a civil nature. We have heretofore given the definition of this term suit, by Chief Justice Marshall, in Weston v. City Council, 2 Peteis,^ 499, any proceeding in a court of justice by which an indi- vidual pursues the remedy which the law affords him. It must be a suit at comnion law or in equity. This excludes all admiralty cases. If the cause of action arise under the Con- stitution and laws of the United States, or treaties made there- under, the circuit court has jurisdiction of it without regard to the citizenship of the parties to the controversy. But the matter in dispute must exceed in value the sum of $2,000 without including interest and costs. The matter in dispute. This phrase is defined by the Supreme Court in Smith v. Adams, 130 U. S. 168. " By this phrase as used in the statutes conferring jurisdiction on this court is meant, the sub- ject of litigation, the matter upon which the action is brought and issue is joined and in relation to which, if the issue be one 47 of fact, testimony is taken. Its pecuniary value may be de- termined, not by the money judgment prayed alone, but in some cases by the increased or diminished value of the property directly affected by the relief prayed or by the pecuniary re- sult to one of the parties immediately from the judgment." " In Kanouse v. Martin, 15 Howard, 198. The matter in dispute is said to be what the plantiff claims. If there be more than one plaintiff or complainant, the interest of each of them in the matter in dispute must exceed $2,000, beside interest and costs, unless they all claim under the same title as in Shields v. Thomas, 17 How. '3, and the determination of the cause necessary involves the validity of that title and the value of the thing whose title is to be decided exceeds $2,000, beside interest and costs. The distinction you will find marked in North Pacific Railway Co. v. Parker, 143 U. S. at page 51, and Walter v. North Eastern R. R. Co., 147 U. S. 370. 2. When the controversy is between citizens of different States, and the matter in dispute exceeds $2,000, not including interest and costs. The controversy must be between citizens of States. The court has no jurisdiction as between a citizen of a State and a citizen of a Territory or of the District of Co- lumbia. And this also has its limitations. No person can be arrested in one district for trial in another. No suit can be brought in this court against any person by any process or proceeding in any other district than that in which he is an inhabitant, and where the jurisdiction is entirely dependent on the citizenship of the parties, it shall be brought only in the district in which the plaintiff or defendant resides. If the plaintiff is the assignee of a chose in action, including in this phrase promissory notes, he cannot maintain an action in the circuit court on such chose in action, unless such action could have been brought in the court without such assignment. Morgan v. Day, 19 Wall, 81. And this even if the promissory note be made payable to bearer and pass by delivery only.. 48 Act of 1888, 25 Stat, at Large, 433. But if the promissory- note be made by a corporation, he can sue in the circuit court. Foreign bills of exchange are excepted from the general rule as to choses in action, and suit on them will be entertained in the Federal courts, all other conditions being complied with. If there are several plaintiffs, each plaintiff must be competent to sue, and if there be several defendants, each defendant must be liable to be sued in the circuit court. Smith v. Lyon, 133, U. S., 315. For example : A citizen of Maryland joins with B., a citizen of Virginia, and brings a suit in the circuit court for the Eastern District of Virginia, against C, a citizen of Virginia ; the action will not lie. So if A., a citizen of West Virginia, and B., a citizen of Pennsylvania, bring their action against C, a citizen of Ohio, in the circuit court for the Dis- trict of "West Virginia, it will not lie. If A. had sued alone the court could take jurisdiction because West Virginia was -the State of his residence. But West Virginia was not the State of the residence either of B. or of C, hence under the rule the action would not lie. This diversity of citizenship must exist at the time when the action is brought. If, during the progress of the case the parties become citizens of the same State, or one of the parties should die and his executor be a -citizen of the same State with the other party, this will not affect the jurisdiction. When one, in order to obtain the juris- diction of the United States Court, transfers his citizenship bona fide from one State to another, this will not prevent the jurisdiction. But if he do this mala fide for the purpose of committing a fraud on the law, if he change his domicil sine animo manendi, but with the determination to leave the State into which he has gone as soon as he can do so without de- feating jurisdictioH, his removal will not aid him, nor will the circuit court take jurisdiction. [Morris v. Oilmer, 129, U. S., 315]. If an action be brought between citizens of different States, but not in the residence of either party, this objec- 49 tion may be waived and the cause proceed, if the court has jurisdiction of the subject matter. Central Trust Co. v. Mc- George, 151 U. S., 129. The large portion of the business of this country is done by corporations ; corporations are artificial persons, and speaking strictly, are not citizens. At first the circuit courts looked into •the citizenship of the corporators, and if all of them were citi- zens of different States from the other parties, they would take jurisdiction. But if one or more of the corporators were citi- zens of the same State with the other party, they would not take jurisdiction. Bank v. DeVeaux, 5 Cranch, 61. Com- mercial, &c. Bank v. Slocomb, 14 Peters, 60. But the business of the country demanded broader views than these. The rule was modified. First the courts decided that they would conclusively presume that the corporators of a corpora- tion were citizens of the same State as the corporation, and would not permit an averment to the contrary. Louisville, G. & C. R. R. V. Letson, 2 Howard, 497 ; Steamship Co. v. Tug- man, 106 U. S., 118 ; Muller v. Bows, 94 U. S., 444. At last the rule became fixed that in all cases where a Federal court can take jurisdiction of controversies between citizens, it will take jurisdiction of controversies between corporations and treat them as citizens of the State, under whose laws they were created. \Kansas. Pacific Ry. Co. v. Atcheson, &c., R. R., 112 U. S., 414.] For the purposes of jurisdiction, therefore a corporation is a citizen of the State in which it is created, and in which it has its principal place of business. So. Pac. Co., v. Denton, 146 U. S., 202. This determines it right to sue or to be sued. Even the consolidation of two corporations will not change this result. Nashua Railroad v. Lowell Railroad, 136 U. S., 356. Nor can a corporation become a resident or inhabitant in a jurisdictional sense of any other State than that of its in- corporation or creation. And the agreement of the corporation 4 50 to accept service of process in a State in which it was not crea- ted will not estop it from taking advantage of its citizenship or residence to defeat the action. Southern Pacific Co. v. Den- ton, 146 U. S., 202 ; Shaw v. Quincy, 145 U. S., 453. The act speaks of a controversy between citizens of different States. In order to determine the jurisdiction it is necessary to ascertain what is the controversy, and if there be several parties to the suit, how they stand with regard to this contro- versy. If, in arranging those who contend for the same view of this controversy on one side and those taking an oppo- site view of the controversy on the other, it be found that the contestants on one side are all citizens of States, in which the contestants on the other side are not citizens, the jurisdiction can be maintained without regard to the place they occupy in the record. For example : Proceedings are taken to set aside conveyances as fraudulent by two or more persons, citizens of the State of New York, against citizens of the State of Vir- ginia, and there are made parties defendant, a citizen of the State of Maryland and a citizen of the State of North Caro- lina, who also are creditors of the Virginia debtor, and inter- ested in setting aside the conveyances. The jurisdiction can be] maintained, although the citizens of Maryland and North Carolina are co-defendants with the Virginian, because the controversy is between these citizens of Virginia and the other parties citizens of other States. But although in an original suit in which the jurisdiction depends on this diversity of citizenship, the diversity must exist, yet any proceedings ancillary to such original proceed- ings, can be had regardless of the citizenship of the parties Krippendorf V. Hyde, 110 U. S., 276. That is to say, a suit growing out of a suit over which the court has jurisdiction, brought to carry it into effect or to secure the advantages pro- vided in it, or a suit growing out of and dependent upon the former suit, is an ancillary suit. Clark v. Matthewson, 12 Peters, 51 164. Such a suit can be maintaiced without any regard to the citizenship of the parties. Root v. Woolworth, 150 U. S., 401. For example, a creditors' bill is filed in the Federal court, and all creditors are called in ; any creditor without regard to the relative citizenship between the complainant and himself, can come in and prove his claim. Krippendorff v. Hyde, supra. So in all cases of claims by or against a receiver appointed by the court. Milwaukee Co. v. Sautter, 3 Wall, 609. You will find an excellent case in White v. Ewing, 159 U. S., 39. Mr. Foster in his excellent treatise on Federal practice, sec- tion 21, gives some illustrations. He says : " Not only can a bill of review or a supplemental bill be maintained in a Fed- eral court which had jurisdiction of the original litigation (without regard to the citizenship of the parties) but so can a bill to restrain or to regulate or to set aside or to obtain a ju- dicial construction of or to inforce a judgment or decree of a Federal court. A bill for the reformation of a policy of insur- ance is ancillary to an action on the policy." 3. A controversy in which the United States are plaintiff or petitioners is another ground for jurisdiction of the circuit court. It will be observed that this confines the jurisdiction to the cases brought by the United States. Under another act, however, an act to provide for bringing of suits against the United States, March 3d, 1 887, (24 Statutes at Large, 505), the Circuit Court of the United States is clothed with jurisdiction to hear and determine all claims against the United States, founded upon the Constitution of the United States or any law of Congress (except for pensions), or upon any regulation of the executive department or upon any contract expressed or implied with the government of the United States, or for damages liquidated or unliquidated in cases not sounding in tort in respect of which claims, the party would be entitled to redress against the United States, 52 either in a court of law or equity or admiralty, if the United States were suable. But suit for specific performance to com- pel the issue for land patent will not lie. United States v. Jones, 131 U. S. Excepted from this act are war claims growing out of the war between the States and claims theretofore re- jected, that is disallowed by any court, department, or author- ized commission before the passage of this act. To give the court jurisdiction the amount of the claim must exceed $1,000 and must not exceed $10,000. You will bear in mind that no action will be against the United States for any tort. The claim must be on a contract or arising out of a contract. For illustration of this see German Bank v. The United States, 148 U. S., 573 ; mil V. The United States, 149 U. S., 593. This jurisdiction is concurrent with that of the court of claim.s, which will hereafter be noticed. Inasmuch as the United States, a sovereign power, was not amenable to the court except by its own consent — United States V. Gleeson, 124 U. S., 255, this act is one of grace, and a con- dition is imposed that all cases tried under the provision of this act shall be tried by the court without a jury. An appeal or writ of error depending on the nature of the action whether at law or in equity or admiralty (United States v. Chase, 155 U. S., 496), lies to the circuit court of appeals, or to the Supreme Court, regard being had to the questions involved. The cir- cuit court hearing the case must cause a written opinion to be filed in the cause, setting forth the specific findings of facts thereon and the conclusions of the court on all questions of law involved in the case and render judgment thereon. United States V. Tinsley, 15 0. C. A., 507. If the case is finally de- cided against the government, the attorney-general reports it to Congress, which then provides an appropriation for it. In a case of this kind the circuit court may exercise jurisdiction. 4. Another ground of jurisdiction mentioned in the act of 1888 is a controversy between citizens of the same State 53 claiming lands under grants of different States. This juris- diction exists, although one of the States was a part of the other when the first grant was made, as Kentucky and Vir- ginia, or North Carolina and Tennessee. Colson v. Lewis, 2 Wheat., 377 ; Pawlet v. Clark, 9 Cranch, 292. 5. The last ground of original jurisdiction is over a contro- versy between citizens of a State and foreign States or their ■citizens and subjects. In these cases the matter in dispute must exceed $2,000, exclusive of interest and costs. Note here again, that citizens of a State are alone mentioned, ex- ■cluding citizens of the District of Columbia and of the Terri- tories. And also that a citizen of a State must be on one side or the other of a case ; the court has no jurisdiction between aliens alone. We are speaking of circuit courts. But in ad- miralty, which is within the jurisdiction of the district courts, the Federal courts do take jurisdiction between aliens. As an instance of this see the Belgenland, 114 U. S., 355. Monta- let V. Murray, 4 Cranch, 46. Besides the jurisdiction conferred in this act of 1888, the •circuit courts of the United States have original jurisdiction, both civil and criminal, under the act of 1890, to protect trade and commerce against unlawful restraints and monopolies. (26 Statutes at Large, 200.) This act declares every contract, •combination in the form of trust or otherwise, or conspiracy in restraint of trade or commerce among the several States or with foreign nations, illegal and void. Any person engaging in any such contract, combination, or conspiracy is declared guilty of misdemeanor ; and all monopolies are also forbidden. An action is given to any person injured in his business or property by any other person or corporation by reason of any- thing forbidden in that act, to be sued in any circuit court of the United States, in the district where the defendant is found, without respect to the amount in controversy, and without reference to the citizenship of the parties. 54 There is another class of cases in which the Circuit Court of the United States has jurisdiction. If any common carrier violates or neglects or refuses to perform any lawful order of the Interstate Commerce Commission, the commission or any company or person interested in the order can apply in a sum- mary way by petition to the Circuit Court of the United States, sitting in equity in the judicial district where the common car- rier complained of has its principal residence or in which the violations of the order happen. The court sitting in equity hears and determines the complaint without formal pleadings, and decides the same according to the rules of equity, and en- forces its decisions with all interlocutory or final orders neces- sary thereto. 26 Statutes at Large, 743. Yet another jurisdiction is vested in the circuit courts. Congress under the act of June 10, 1890, 26 Statutes at Large, 131, act to simplify the laws in relation to the collection • of revenue, provided for a board of nine general appraisers of merchandise. They settle disputes between importers and the collectors of ports as to duties on merchandise. Either party dissatisfied with their conclusion, can go into the circuit court and have it reviewed. The conclusion of the court is final so far as the importer is concerned, unless the court thinks the case of suflScient importance to go to the Supreme Court. The right of the United States, however, to a review by the Supreme Court is absolute. The jurisdiction of the court must be made to appear in the record, for all circuit courts of the United States are courts of limited jurisdiction ; that is to say all the facts necessary to give the court jurisdiction must appear in the record. The presumption is that a cause is without the jurisdiction of tlie circuit court unless the contrary is made to appear. Grace v. Insurance Co., 109 U. S., 278. The court suo motu will take notice of its want of jurisdiction. So stringent is this rule that it is not sufficient to state the jurisdictional facts in the 55 title of the case ; they must be in the record itself. The words limited jurisdiction have been used. The use of these words in connection with the circuit courts of the United States is so well explained by Judge Curtis, in his lectures on the juris- diction of the United States Courts (which by the way are earnestly recommended to your examination and study) that his words are used : " I think it proper to premise here that although this is only a limited jurisdiction, limited first by the character of the parties and secondly by the nature of the subject matter involved in the suit, still any party who has the right and comes into the circuit court of the United States, finds a court clothed with entire power to do justice according to law or according to equity whichever he appeals to. Al- though this is a court of limited jurisdiction, the limits of the jurisdiction are limits which affect the persons who may come there or the subjects which may be brought there. But when a person has a right to come there or the subject is one which can be brought there under the Constitution and laws of the United States, the court has entire power as a court of equity or of law to do justice between the parties. It is not a court of limited jurisdiction in any other sense than that now ex- plained." (Curtis' Jurisdiction U. S. Courts, 109.) Consent of parties cannot give jurisdiction. But all other conditions of jurisdiction being satisfied, a party can waive the requirement, that suit be brought in the district of the residence of plaintiff or defendants for this is a personal privi- lege and the cause may be tried in another circuit court. REMOVAL OF CAUSES. In addition to the original jurisdiction of the circuit courts of the United States as fixed by the act of 1888, the courts have jurisdiction over causes originally brought in the State courts and removed into the circuit court. This right of re- moval applies to criminal and civil cases. In civil suits there are two classes of removal cases. 56 1st. Any suit of a civil nature at law or in equity arising under the Constitution of the United States, and the treaties and laws made thereunder, and any other suit of a civil na- ture, in law or equity, jurisdiction over which is given by the section of this act which has been discussed above, may be re- moved by the defendant therein, to the circuit court of the United States for the proper district. And if in the suit there be a controversy wholly between citizens of different States, and this can be fully determined as between them, one or more of the defendants actually interested in such controversy may also remove it. Sometimes it occurs that in the same suit in the State court there are several parties and several issues or controversies. If in such suit there be a party defendant, whose interest is so separate and distinct from that of the other defendants, that it can be fully determined as between him and the plaintiff, without the presence of the other parties, such defendant can obtain the removal of his controversy into the United States Court, if he and the plantiff be citizens of different States, and the other conditions exist. Mitchell v. Small, 140 U. S., 406 ; Merchants' Cotton Press v. Ins. Co. of North America, 151 U. S., 368. This is called a separable controversy, and the ques- tion whether it is such a controversy must be determined by an inspection of the record in the State court, and not by any allegations of the petition for removal, unless the petitioner can both allege and prove that he was wrongfully joined as defendant to defeat the jurisdiction of the United States Court. L. & N. R. R. Co. V. Wangelin, 132 U. S., 599. You will notice that no cause can be removed from a State court to a Circuit Court of the United States, except it be one which comes within the class of cases of which the circuit court has jurisdiction. That this right of removal is confined to the defendant or defendants. A plaintiff having chosen his tribunal must abide by his selection. In order to secure such 57 removal the party desiring it must file his petition in the State court in which the action is pending at the time, or at any time before the defendant is required by the laws of the State or the rule of the State court, in which the suit is brought, to answer or plead to the declaration or complaint of the plaintiff. The pe- tition must pray for the removal of the suit, stating the grounds therefor, and must be accompanied by a bond with surety, that the petitioner will enter in the United States Circuit Court, for the district in which the State court is, at the first day of its session next thereafter, a copy of the record of the suit, and also that he will pay all costs of such removal, if the circuit court shall hold that it was wrongfully or improperly removed. We will dwell on this a short time as it is a matter of frequent occurrence in practice. The petition must be filed in the State court. The petition must state and the record must show that it is a removable case. If the facts stated in the petition be denied, the issue of fact can be tried nowhere but in the Circuit Court of the United States. {Kansas City, &c., v. Daughters, 138 U. S., 298). The burden of proof is on the petitioner. ( Carson v. Dunham, 121 U. S. 421). If the petition with the record discloses facts which show the right to remove, as soon as it and the proper bond are filed in the State court, the cause is practically removed and the jurisdiction of the State court ceases at once. {R. R. Co., v. Kountz, 104 U. S., 5). No order of the State court is necessary to the removal. (Kern v. Huidekoper, 103 U. S., 485). And if the State court refuses an order for removal, the party seeking it can still go on, obtain a certified copy of the record in the State court and docket his case in the circuit court. When this is done he can defend in the State court without prejudice to his right to remove {R. R. Co., v. Dunn, 19 Wall, 214, Removal Cases 100 U. S., 457) ; and if the State court of last resort sustain the action of the lower court, he 58 can carry his case by writ of error to the Supreme Court. R. R. Co., V. Kountz, supra). This is a Federal question. (Oakley V. Goodnow, 118 U. S., 43). When the law requires the peti- tion and bond to be filed in the State court, it means filed as all other papers are filed, in the clerk's ofiice, whether the court be in session or not. (Brown v. Murray, 43 Federal Re- ports, 614). There is some confusion in the courts on the question whether the petition must necessarily be presented to the State court. (Brown v. Murray, supra ; Shed v. Fuller, 36 Federal Reports, 609). Doubtless it should be, both from the spirit of the act and from motives of comity. (See Crehore v. Ohio & M. R. R. Co., 131 U. S., 240). But if it be a proper case for removal, the adverse action of the State court cannot prevent the removal. On the whole subject, see Stone v. South Carolina, 117 U. S., 430. The petition must be filed at the time or at any time before the defendant is required by the laws of the State court or by the rule of the State court in which the action is brought, to answer or plead to the declaration or complaint. No consent of parties can extend this time. The petition must be filed on or before the day the defense is due by law or the rule of court. In one case decided by the Supreme Court, the justice deliver- ing the opinion says, that the petition must be filed on or be- fore the day that the defendant is required in the State court to make any defense whatever, either in abatement or on the merits. (Martin v. B. & 0. R. R. 151JJ . S., 673). This, how- ever, was not necessary to the decision of the case which went off on another ground and is an obiter dictum. If the proper petition showing the necessary amount, with a proper bond, is filed within the time and the State court refuses to consent to the removal, the party seeking it can procure a transcript of the record and file that in the United States court, where it will be docketed. The cause comes into the United States court precisely in the same plight in every re- 59 spect as it left the State court. The period between the filing of the petition and the docketing of the cause in the United States court is a period of suspension ; that is to say, if the defendant, when petition was filed, had so many days left within which to make his defense, the currency of these day& is suspended until the cause is docketed in the United States Court. {Pelser Manufacturing Co., v. St. Paul, 40 Federal Re- ports, 185). If the other party be dissatisfied with the re- moval, he makes his motion in the United States Circuit Court to remand the cause to the State court. The proper practice is to file a petition setting forth the grounds for this motion. On this petition, issues either of law or fact are joined. The cause is heard, and the decision of the circuit court refusing to remand the case is not reviewable on the point until after final judgment. If the case be remanded no appeal will lie (25- Stat., 433). If the cause is not remanded it proceeds to a con- clusion under the rules and practice of the Federal court. The motion to remand must be made in the circuit court. It is too late to make it after the cause has been heard on the merits ; and if the ground of the motion is that the petition for removal was not filed in time, delay in taking advantage of this will be treated as a waiver of the objection. Martin V. B. & 0. R. R Co., 151 U. S. at page 688. There is another class of civil cases which can be removed from the State court to the Circuit Court of the United States. If the action in the St9,te court be between citizens of that State and the title to land is concerned, one or more of the parties plaintiff or defendant, at any time before the trial, may state to the court on oath, if the court require it, that they claim and shall rely for title under a grant from a State. Th ey must produce the original grant or an exemplification of itr except where a loss of public records puts it out of their power and then they can prove it by secondary evidence apparently. Thereupon they can move the court that the other party in- 60 form the court, whether they do not claim under grant from another State. The other party must give this information or be debarred the right of pleading such grant or giving it in evi- ^>SS'AV "^ ^^* y\ ^