3213 1 9i4 BOUGHT WITH THE INCOME FROM THE SAGE ENDOWMENT FUND THE GIFT OF 1891 (l,.M5aa. - ,. :^ l^ko'^ Cornell University Library B3218 .P9 1914 Problem of individuality a course of fo olin 1924 029 083 982 The original of tliis book is in tlie Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924029083982 THE PROBLEM OF INDIVIDUALITY S0^^^ MACMILLAN AND CO., Limited london . bombay ■ calcutta melb'ouene THE MACMILLAN COMPANY NEW YORK ■ BOSTON • CHICAGO DALLAS • SAN FRANCISCO THE MACMILLAN CO. OF CANADA, Ltd. TORONTO THE PROBLEM OF INDIVIDUALITY A COURSE OF FOUR LECTURES DELIVERED BEFORE THE UNIVERSITY OF LONDON IN OCTOBER 1913 BY HANS DRIESCH Ph.D.', LL.D. professor of philosophy at the university of heidelberg MACMILLAN AND CO., LIMITED ST. MARTIN'S STREET, LONDON 1914 A^ '^'^i'^- 1 z COPYRIGHT PREFACE This little volume contains, in an almost unaltered form, the four lectures which I had the honour to deliver before the University of London in October 19 1 3. In a rather condensed manner the same subject was treated in a single lecture which I after- wards gave at the invitation of the University of Cambridge. The interest taken in the subject was, I was glad to observe, very great in both places. For this reason, and also because I have the general impression that great interest in questions of the Philosophy of Nature prevails all over Great Britain — more, perhaps, than in other countries, — I agreed to the publication of my manuscript. It is impossible, of course, in the space of four hours to treat the Problem of Individuality in full. I therefore do not regard this little book as a definite contribution to the subject, but merely as a sort of intellectual stimulus. The method of discussion which I have chosen represents the line of my own intellectual development, though a more systematic method of argument might well have been possible. A personal accent is allowed, it seems to me, where vi PROBLEM OF INDIVIDUALITY the chief aim is to give the hearer or reader an impetus in his own thinking. The first two lectures may be regarded as a brief revision of the subject, by those who are familiar with my Gifford Lectures on The Science and Philosophy of the Organism, or as a sort of introduction, by those who intend to become acquainted with that work. The contents of the third and fourth lecture are new to the British public. The " Logic of Vitalism," as developed in Lecture III., is part of my general theory of Becoming, as explained in my system of logic (Ordnungslehre, Jena, 191 2). The discussion of the problem of Monism and the metaphysical conclusions in Lecture IV. form part of the contents of a completed work on meta- physics {Wirklichkeitslehre), which I do not intend to publish for another year or two. The contents of this lecture may thus be said to be altogether new. The notes which I have added to the text are intended in the first place to establish the relation of my own theoretical and philosophical views to those of recent British authors. I am very glad that there is so much intellectual relationship between British philosophers and biologists and myself. This is a consequence, it seems to me, of our common conviction that philosophy and, in particular, metaphysics must take notice of the results of science, and cannot, so to speak, live a life by itself, as " ontology " did in the past — a conviction which, I PREFACE vii hope, will also gain ground among students of other countries. The same English friend who revised the Gifford Lectures on the linguistic side has kindly attended to the text of the present volume in manuscript and proof. HANS DRIESCH. Heidelberg, January i, 1914. CONTENTS FIRST LECTURE PAGE Introduction — Experimental Embryology — First Proof OF Vitalism ........ i SECOND LECTURE Further Proofs of Vitalism — Entelechy and its Rela- tions to Matter and Energy . . . .20 THIRD LECTURE The Logic of Vitalism — The Problem of Suprapersonal Unity ......... 41 FOURTH LECTURE The Problem of Monism — Metaphysical Conclusions . 62 INDEX. . 83 FIRST LECTURE INTRODUCTION EXPERIMENTAL EMBRYOLOGY FIRST PROOF OF VITALISM Every problem of the philosophy of nature or, what is almost the same thing, every problem of theoretical science may be discussed in two very different ways. We may begin with what is generally called '- the facts," or we may begin with the Ego as conceiving " facts " ; we may either ascend or we may descend. In the first case we arrive at a certain logical scheme postulated by the facts as they are, in the second we end by realizing that the facts discussed are the factual illustration of certain a priori possibilities. Neither of these two methods is strictly exclusive of the other, for, on the one hand, there is a good deal of logic in what is called " facts," and, on the other hand, there is something factual, so to speak, in all the concepts of logic, except the principle of identity, and especially in the general concept of Nature. But, nevertheless, the two methods may clearly be distinguished in practice, and this in every case, whether a problem of mechanics be the subject or a problem of biology. There can be no doubt that the descending way B 2 PROBLEM OF INDIVIDUALITY lect. is preferable from the philosophical point of view. We should start from the concepts of general logic as the theory of order, from concepts such as this, such, relation, other, implication, member, arrangement, mani- fold. We should develop the concept of Nature on the basis of everyday knowledge, and we should try then to discover what Reason makes of this strange thing called " Nature," i.e. what the general logical scheme of " Nature " might possibly be. At the end of all would come " the facts " of empirical science and would fit into certain places in the general logical scheme of " Nature," or even cover the whole. But this kind of argument, though certainly superior to the other philosophically, because it is founded on the very essence of reason, is also much more difficult, at least for all who are not trained philosophers. All men are reasoning beings, but they do not consciously reason. We, in fact, do not realize what we are doing, what an enormously com- plicated logical operation we are performing, when we merely pronounce such an everyday phrase as " I got a letter from my friend this morning." This being so, I shall not adopt the descend- ing or deductive method of discussion alone in this course of lectures. Nor shall I pursue the ascending or empirically inductive method quite exclusively. To do so would detract from the absolute intrinsic necessity, the legitimate character, if I may say so, of the most general statements to be reached. I shall adopt both methods, one after the other, and let them come together. Let us, then, I PROBLEMS OF METHOD 3 begin by formulating a certain well-known problem of natural science proper, without any particular philosophical aims at the outset. Nobody will deny that the individual organism is of the type of a manifoldness which is at the same time a unity, that it represents a factual whole- ness, if we may express its most essential character in a single technical word. And there is also not the least doubt that a great many of the processes occurring in the organism bring about this wholeness, or restore it if it is disturbed in any way. Processes of the first class are generally called embryo logical or ontogenetical. The restoring ones are spoken of as restitution or " regeneration " if the wholeness of the form as such is restored ; they are described as adaptation if the physiological state of the organism has been disturbed and has now to be repaired ; the factual wholeness represented by the organism being not merely a wholeness of form as such, but of living and functioning form. All of you know something, at least in rough outline, of the embryology of the frog ; you have heard of the regeneration of the leg of a newt, and of the strange fact that in man one of the kidneys becomes larger if the other has been removed by an operation rendered necessary by some disease. These are three examples of processes which bring about or restore wholeness. Let us now call all processes leading to factual wholeness teleological or purposeful processes. The expression " teleological " is for the moment to be nothing but a mere word, descriptive of a certain factual feature on the analogy of human acting. 4 PROBLEM OF INDIVIDUALITY lect. There are the individual organisms, each of them representing manifoldness in unity, i.e. factual whole- ness, and there are processes, of at least three different kinds, embryological, restitutive, and adaptive, leading to this wholeness as if the existence of this wholeness were their " purpose." They always lead to whole- ness ; they have done so, and do so, and will do so, in innumerable cases. So far there is a simple statement of fact, described by a certain technical name ; there is as yet no problem. But a problem, in fact, the problem of biology at once arises, as soon as we consider a certain possibility that is suggested to us by another well-known fact. We are familiar with certain products of human workmanship which, factual wholenesses in themselves, produce other wholenesses by the processes which occur in them. These pro- ducts of human work may, then, also be said to act " purposefully " ; they are called machines ; at least machines of certain kinds are of this type. Now, all single acts of becoming in a machine, taken by themselves, are of the physico-chemical, or mechanical, or, so to say, " inorganic " type. Wholeness, then, may be produced by a constellation of single inorganic or mechanical processes, in short by the working of a machine, and thus we are faced by the fundamental problem : Is organic individual wholeness produced on the basis of a machine, i.e. by processes which, though arranged in a special given manner., are in themselves inorganic processes., as known from physics and chemistry, or are there in the organism whole-making processes sui I MECHANISM OR VITALISM ? 5 generis, i.e. processes not reducible to the forms of inorganic becoming ? This, then, is the central problem of biology proper : Mechanism or Vitalism ? if by " Vitalism " we mean the possibility, merely negative at first, that there may be processes in the organism which are not of the machine-like or " mechanistic " type, and which may be said to be " teleological " or pur- poseful in more than a merely formal sense. It follows from the negative character which the concept of " vitalism " must necessarily have at the outset, that the argument employed in dealing with the great question must be of a particular logical type. If ever we are able to " prove " vitalism, the proof can only be an apagogical proof, or a proof per exclusionem, i.e. it can consist only in our becoming convinced that a machine cannot be the foundation of life. For the concept of a machine is all that has been established as something positive, so far ; and the question is whether there be a machine or not. It would be impossible in the course of these lectures, in which biology proper forms only part of the subject, to discuss all classes of biological phenomena at full length, and to inquire with respect to each class whether " teleology " is here of the machine-like or of some other type. This I have done elsewhere, and I may be allowed to refer to my published work on the subject.^ Before my present 1 The Science and Philosophy of the Organism, The GifFord Lectures delivered before the University of Aberdeen in the years 1907-8, 2 vols. London, Adam & Charles Black, 1908. 6 PROBLEM OF INDIVIDUALITY lect. audience I shall select those biological facts that seem to me to be best suited to decide our question, and shall mention the rest only in a few words. For it is not with biology alone that we have to do in this course ; biology is only to yield us the solid foundation on which a factual — and not merely a formal — understanding of the universe is to be obtained. The facts of active adaptation — I do not speak here of " adaptedness," i.e. of being adapted, as a state — the facts of adaptation are very numerous. Take for example what is called functional adaptation, i.e. the fact that glands, muscles, bones and other tissues of the body arrange their quantity and even their structure in correspondence to changes of the general functional state, so that a bone, for instance, may even adapt itself histologically to its being broken. Let me further remind you of the adaptive structures of amphibious plants, adapted to the water as well as to the air, and of the remarkable histological adaptations of the larvae of Salamandra, according as they are reared in the water or in the air, as discovered by Kammerer. There are also well-known cases of purely physiological adaptation, unaccompanied by histological changes ; the regula- tion of heat-production in warm-blooded animals belongs here, as does the selection of food materials out of given mixtures of food by Fungi, as discovered by PfefFer — to mention only some of the most remarkable cases. Lastly, there is the production of so-called " antibodies " in correspondence to poisons and other substances, a fact which underlies I ADAPTATION 7 the phenomena of immunity. In this case the range of active adaptation is very great, for the organism, at least of the higher vertebrates, is able to protect itself against an enormous variety of substances by the production of a material that counteracts their harmful effects. This short survey has reminded you of well- known facts. What is the importance of these facts with regard to our central problem ? There cannot be the least doubt that all facts of adaptation are teleological in the sense defined ; they re-establish functional wholeness after it has been disturbed ; and we know that the organism is not only whole as regards its mere form, but that it is whole as a living, i.e. functioning form. But, strange to say, none of the facts of adapta- tion, not even the curious facts of immunity and the production of " antibodies " have any decisive bearing on the question " mechanism or vitalism." Not that they are against vitalism in any way, if you are inclined to accept it ; but they simply do not prove anything with regard to vitalism as the only possible form of a theory of life — and that is what a real theory of vitalism would require. We have contrasted vitalism with the machine- theory of life. Now nobody could say from the facts of adaptation taken by themselves that a machine could not be the pre-established foundation of their happening. Such a machine would be very wonderful, very improbable even qua machine, in particular in the case of the production of antibodies to react against materials that had never entered the organism 8 PROBLEM OF INDIVIDUALITY lect. before. But the machine would not be impossible, and its impossibility must be demonstrated in order to establish vitalism. Here, then, we may leave the facts of adaptation,^ not without a certain feeling of disappointment ; they can teach us nothing but what we are taught, say, by the selective faculties of the kidney. They may in principle be explained " mechanically," just as is possible with respect to secretion, if only we attribute to the secreting organ, the kidney for example, a very complicated pre-established arrange- ment of its minute structure. The study of adaptation, then, only teaches us a good deal with regard to the purposefulness of organic phenomena, but nothing more. Will the result be any more fertile, if we study the wonderful facts of regeneration in the same way } Strange to say, it will not. Regeneration in all its forms, be it regeneration of the embryo or of the adult, if only taken as regeneration, i.e. as a process repairing disturbed wholeness, would again make us familiar with a certain class of teleological processes, but would not do more. We should be dealing only with probabilities as regards the problem of vitalism. But we want more ; and we can gain more, if we only change our method of analysis. We must not attack teleology so directly and immediately in order to see whether it is of the machine-like or vitalistic type. We must devote ourselves to the facts without bias of any kind. It will be found that we 1 For a full discussion of the facts of adaptation refer to Gifiord Lectures, vol. i. pp. 165-213. I EXPERIMENTAL EMBRYOLOGY 9 get to real vitalism if we leave " teleology," at first, quite alone. At. the end of the 'eighties of the last century Professor Roux of Halle laid the foundations of Entwicklungsmechanik, a " new branch of anatomi- cal science," as he called it. By the word Entwick- lungsmechanik Roux means a branch of biology which may properly be called the physiology of morphogenesis or, in short, the physiology of form. It is an analytical and experimental science, just like physiology proper ; ontogenesis, all kinds of restitu- tion, heredity, phylogeny are its subjects. Let us now enter a little more deeply into the embryological part of Entwicklungsmechanik} Roux has worked out a sort of programme for this branch of the subject, and to it his own experimental investi- gations relate. At the beginning of his studies Roux was an evolutionist, almost in the same form as Weismann ; and so - called evolutionism in embryology has always been a special form of machine-theory from the time of Leibniz to the present day. There is a very complicated machine in the egg and in particular in its nucleus — so Roux and Weismann said, — and the development of the embryo is carried out by the disintegration of this machine during the great number of cell- cleavages which occur during the embryological process. This was a possible theory, no doubt, and It seemed for a short time to be the right theory, for Roux happened to perform an experiment which, ' Cp. Gifford Lectures, vol. i. pp. 25-164. lo PROBLEM OF INDIVIDUALITY lect. standing alone as it did, could really be considered as a sort of proof of embryological evolutionism. Roux killed one of the first two cleavage cells of a frog's egg that had just performed the first cleavage ; and from the surviving cell he reared an embryo which was in all respects one half of a normal one, that is to say, either the right or the left side of it. Was not this a very convincing result .'' It seemed so, no doubt — but only for a few years. In 1 891 I repeated Roux's experiment by a somewhat different method on the egg of the common sea-urchin. And my result was just the reverse of what Roux's result had been : not one half of an embryo ^^was reared out of the surviving cell, but a complete embryo of half size. And I also observed the development of complete embryos of smaller size when I made my experiments with the four-cell-stage instead of the two-cell-stage. I might destroy one or two or even three of the first four cleavage cells ; in the latter case I got a very small embryo — but it was complete in its organization. Before we proceed in our argument let us make ourselves familiar with two technical concepts ; this will prove to be very useful for what is to come. I mean the two concepts of prospective value and prospective potency, now quite familiar to embryo- logical experimenters. By the prospective value of any embryonic cell whatever, I mean the actual fate which that cell will have in the special course of development going on before our eyes, be it normal or abnormal. By prospective potency I mean not the actual but the possible fate of a certain cell, i.e. the I EXPERIMENTAL EMBRYOLOGY ii totality of possible characters of the adult into which this cell may develop. Using these two concepts just defined, we may formulate what we have learned so far about the theories of Weismann and Roux and about the ex- perimental results, in the following way. Roux and Weismann believed at first that the prospective value of a cleavage cell under normal conditions was identical with its prospective potency or, in other words, that its potency was strictly limited, and Roux believed he had proved this by his experiment with the frog's egg. But I was able to show that, for the egg of the sea-urchin at least, prospective value and prospective potency are not the same, the range of the prospective potency, i.e. the range of possibilities with regard to the morphogenetic fate, being far greater than the observation of the pro- spective value, i.e. of the actual fate in the actual case before me, could reveal. I must next mention another experiment on the egg of the sea-urchin which is logically connected with what we have already learned. The so-called " cleavage " of the egg, the first stages of which we have already considered, ends in the formation of the blastula, i.e. a hollow sphere built up of about a thousand cells, forming an epithelium. If you cut this blastula with a pair of very fine scissors in any direction you like, each part so obtained will go on developing — provided it is ,not smaller than one quarter of the whole — and will .form a complete larva of small size. This result, certainly, might be expected after what we have 12 PROBLEM OF INDIVIDUALITY lect. learned from the experiment with the cleavage cells. We are now at the right point for a theoretical discussion of our results. But before entering into it let us still devote a few words to the results of experiments carried out with eggs other than those of the frog and the sea-urchin. It has been shown that the eggs of very different classes of animals behave exactly as the egg of the sea-urchin does — namely, the eggs of Fishes, Newts, Amphioxus, Nemerteans, Medusae, etc. It has moreover been proved that even the frog's egg, the classical object of Roux's researches, produces a small but complete embryo from one of its cleavage cells, if only you give the cell an opportunity for a certain rearrange- ment of its protoplasm. And, finally, it is now known that in cases where, contrary to the behaviour of the Echinoderms, the prospective value of cleavage cells is truly fixed — as is the case in Annelids, Molluscs, and, to a certain extent, Ascidians — the fixation depends solely upon a certain physical state of the protoplasm, which does not allow of any regulatory rearrangement. It has been shown that in the forms with a fixed prospective value of the cleavage cells the nuclei, quite contrary to the theory of Weismann, are without any diversity, and that moreover there is no prospective specification in the protoplasm before cleavage really begins, or rather, to state it quite exactly, before so-called maturation. For you may alter in a fundamental manner the relative position of the nuclei of the cleavage cells with respect to one another by pressure experiments, or I EQUIPOTENTIAL SYSTEMS 13 you may remove any portion you like from the egg before maturation : in both cases you will get com- plete embryos. Thus, then, our experimental results may be said to be of universal validity. And now let us turn to the theoretical aspect. How are we to account for what we have learned ? A theory like Weismann's is impossible in the face of the facts. There is certainly not a machine in the egg that is disintegrated step by step during the cleavage, for single cleavage cells give complete organisms ; and this relates to the protoplasm as well as to the nuclei. Might not, however, some other form of the machine theory fit the case ? In order to come to a conclusion in this difficult question I propose to formulate analytically, in quite a simple and unbiassed way, what our experiments have really shown us ; and in particular I refer to the experiment with the blastula of the sea-urchin or the starfish. Fragments of this blastula always gave complete embryos, though cut quite at random. This could only be possible, if the pro.spectiv£L_pQt_ency of all the thousand blastula cells was the same, just as the potency of the two or four first cleavage cells proved to be identical. Let us apply the term equipotential ontogenetic system to any ontogenetic totality which consists of cells with equal prospective potency, i.e. with an equal possible fate ; then the blastula is, in short, an equipotential system. But we must analyse our case still further, for there exist " equipotential " systems, which are very different from the blastula with regard to morpho- 14 PROBLEM OF INDIVIDUALITY lbct. genetic significance, in spite of their equipotentiality. The ovary, for instance, is certainly " equipotential," for each egg is " equally " able to form the organism ; and yet there is a great logical difference between the ovary and the blastula. In the ovary each element of the system is equally able to form for itself the same complex totality, namely, the organism ; we may speak of a " complex-equipotential system " in this case. But in the blastula each element is equally able to play any single part in the formation of one totality. Any particular cell would have played another single part, had you cut the blastula in some other direction ; it can play any single part required. And what it actually does in the special case— normal or experimental — is always in harmony with what is done by its fellow-cells, which possess the same great potentiality as itself. Let us, then, call our blastula an harmonious-equipotential system. On the discussion of the harmonious-equipotential system and its differentiation will depend our most important argument in favour of a vitalistic con- ception of biology. It is important, therefore, that this concept should become a little more familiar to you, and for this purpose the analysis of some other instances of harmonious equipotentiality is of great use. Harmonious systems not only appear else- where in embryology — the two so-called germ- layers, for instance, are of this type ^ — but very often they are the basis of rejtitutign, which in this 1 A very important case of harmonious equipotentiality, not men- tioned in my Gifford Lectures, was afterwards discovered by Braus (see Morfhologisches Jahrbuch, vol. 39). I HARMONIOUS SYSTEMS 15 case is not " regeneration " proper, i.e. not a process of budding from a wound as is the case in the restitution of an earthworm cut into parts. The hydroid Tubularia offers a very typical instance of harmonious restitution ; but more instructive still is the case of the restitution of the branchial apparatus in the Ascidian Clavellina, which therefore may be shortly analysed. In Clavellina the branchial apparatus is quite separated from the rest of the body. If you isolate it by a cut, it either regenerates the body in the usual way by budding processes, or it behaves very differently : it undergoes a complete reduction of form, until it is but a minute sphere, and then, after a few days of rest, transforms itself as it is into a complete little Ascidian. This, certainly, is a very strange process ; but much more remarkable with regard to our problem is what follows. Isolate the branchial apparatus and then cut it into two pieces of any shape you like ; each portion will then reduce its form, rest for a few days, and finally transform itself into a complete little animal, as did the whole branchial apparatus in the former experiment. The branchial apparatus of Clavellina, therefore, is the very type of a harmonious-equipotential system : each element of it is able to perform any single morphogenetic action that is required, and all the elements together work in harmony in each single case. For the cut may be made quite at random. How, then, are we to account for these wonderful phenomena of life .'' Let us first enumerate all the possibilities of becoming that might seem to be present here at the first glance, but are found not 1 6 PROBLEM OF INDIVIDUALITY lect. to be present when you look at what happens in detail. The question is this : What makes the equipotential system unequal with regard to the actual fate of its parts ? What transforms equal potentialities into unequal actualities ? In other words : the localization of the various singularities of morphogenesis is the problem. Whence does this localization come ^ It does not come from without, for there are no localized exterior stimuli, responsible for differentia- tion in our cases of morphogenesis. The various factors or agents of the medium are either without direction or, if possessed of direction {e.g. gravity and light), they are notoriously without influence In animal ontogeny. But localization can also not be based upon purely chemical processes inside the system. It is true, a chemical compound might be disintegrated, a real mixture might be separated into its component parts and the one or the other process might a priori be the main factor in ontogeny. But it cannot be so in fact. For from chemical disintegration or from unmixing there can only arise equilibria of, so to say, geometrical arrangement. But an organism is not a geometrical arrangement or a complex of such arrangements. And, further, there are many organs in an organism which have very different specific forms, though they have the same chemical com- position — as for example the bones of vertebrates. For all this a purely chemical theory of ontogeny — which otherwise might be compatible with equi- potentiallty — cannot account. I FIRST PROOF OF VITALISM 17 But if a purely chemical theory of ontogenesis fails, might not some form of the machine theory be successful? Not, of course, the theory of Weismann, i.e. a theory of evolution or preformation in the narrow meaning of the word ; but a theory which, nevertheless, makes use of the concept of a machine as the basis of ontogeny, a machine being defined as a given specific combination of specific chemical and physical agents. Ontogeny might then probably be the result of what would be called the " interaction " of these agents. Thus we know, for example, that the lens of the eye of Amphibians is formed from the epidermis in consequence of a so-called " formative stimulus " on the part of the primary optic vesicle ; and there are other cases of morphogenesis of a similar kind.-' Now it is not difficult to prove from what we have learned about our harmonious -equipotential systems that no machine of any kind soever can be the ultimate basis of ontogenesis as far as harmonious equipotentiality is concerned. If normal undisturbed embryogenesis alone would result in the formation of a complete embryo, if, in other words, all the experiments carried out with early embryonic stages would result in the production of fragments of organization, then we should feel obliged to accept the theory of machine-like pre- formation. But this is not the case. On the contrary, the ontogenetic systems are " harmonious- equipotential." Take whatever portion of them 1 Cp. Herbst, Biologisches Centralhlatt, vols. xiv. and xv. (1894-5), and Formati've Reize in der tierischen Ontogenese, Leipzig, 1901. C 1 8 PROBLEM OF INDIVIDUALITY lect. you like, quite at random, and yet there will be completeness of final organization. The embryonic " machine," then, that is supposed to exist in the normal system, would be obliged to be present in its completeness in one part of the system also, and also in another such part, and in yet other such parts too, and equally well in parts of different size, over- lapping one another (Fig. i). For we know that Fig. I. — The harmonious-equipotential system (H.E.S.). The large rectangle represents an H.E.S. in its normal undisturbed state. It might a priori coxitain a very complicated kind of "machine" as the foundation of development. But any fragment of the system (the small rectangles and innumerable others), contingent as to its size and to its position in the original H. E.S., is equally able to produce a small but complete organism. On the basis of the mechanistic theory, then, any fragment of the H.E.S. would contain the same " machine " as the original system. This is absurd. any part of the system, contingent as to its size and as to its position in the original system, can give rise to a complete being. Every cell of the original system can play every single r61e in morphogenesis ; which r61e it will play is merely " a function of its position." In face of these facts the machine theory as an embryological theory becomes an absurdity. These facts contradict the concept of a machine; for a machine is a specific arrangement of parts, and it does not remain what it was if you remove from it any portion you like. I FIRST PROOF OF VITALISM 19 Now the machine theory was the only possible form of a mechanistic theory that might a priori seem to be applicable to the phenomena of mor- phogenesis. To dismiss the machine theory, there- fore, is the same as to give up the attempt of a mechanical theory of these phenomena altogether. Or, in other words, the analytical discussion of the differentiation of harmonious-equipotential systems entitles us to establish the doctrine of the autonomy of life, i.e. the doctrine of so-called vitalism, at least in a limited field : there is some agent at work in morphogenesis which is not of the type of physico- chemical agents. SECOND LECTURE FURTHER PROOFS OF VITALISM ENTELECHY AND ITS RELATIONS TO MATTER AND ENERGY A TRUTH is either proved or not proved ; and, if it Is once proved, it is not necessary to prove it further. We therefore might well proceed at once to analyse what is meant by saying that a machine cannot be the foundation of ontogeny. But the discussion of certain other facts of biology, which also " prove " the impossibility of the machine theory of life, will perhaps give us a stronger personal conviction of the great importance of what we are doing. New proofs of the autonomy of life or of vitalism must, of course, be Independent of our first proof; otherwise they would not be " new." It Is useless, therefore, especially considering the limited time at our disposal, to analyse here the formation of one single embryo from two eggs, or the restitution of restitution, i.e. restitution of the second degree, or the remarkable phenomenon of the equlfinallty of restitution, the fact, namely, that individuals of the same species may reach the same regulatory result by very different ways. For all these facts are LECT. II SECOND PROOF OF VITALISM 21 reducible in the last resort to the problem of harmonious equipotentiality ; if not, they, only prove teleology in the general formal sense, and nothing else. But a truly independent " second " proof of the autonomy of life^ has already been prepared for by certain remarks in the first lecture, and shall now be shortly mentioned. Wh en speakin g of equipotential sygtems_^]n_^ejaeraJ^ i.e. of embryonic parts, each element of which possesses the same prospective morphogenetic potency, wesaid that there a re J:wQ classes of such systems : harmonious., like the blastula ; z.n3~complex, like the oya,ry. In a complex - equi- potential system^ it was said,, all _ the elements are equally able to form the same complex totality out of thenjaelves. It will be easily appreciated that there are various other sorts of complex equipotential systems besides the ovary. The cambium of the higher plants belongs here, the epidermis of Begonia, many tissues connected with animal regeneration, and almost the complete organism of lower plants. Having studied the differentiatian oi the harmonious systems in the first lecture, we shall to-day study the genesis or the origin of the complex ones ; and we shall get a new and important analytical result. That is to say : We shall study not what comes out of the complex systems, but what they themselves come from. And we shall take the ovary as one instance ' See Gifford Lectures, vol. i. pp. 214-242. J. S. Haldane in his book, Mechanism, Life and Personality (191 3), accepts what I have called the second proof of vitalism (pp. 56-58), but rejects (p. 27) the first proof He rejects it, however, without any close analysis of the problem of harmonious equipotentiality. 22 PROBLEM OF INDIVIDUALITY lect. standing for them all. The ovary develops from one special single cell which is its Anlage, to use a German word not easy to translate. This Anlage divides and divides many thousand times, at least in lower animals — and as the result of all these divisions we have the single eggs, capable of de- velopment. We now argue in a manner very similar in form to our discussion of the harmonious systems, though the subject is now really very different. If we only regard the egg and its normal ontogenesis, we, no doubt, might accept the machine theory for the latter. Why should there not be a machine in miniature present in an egg, and representative of the adult, say in the form imagined by Bonnet and Haller or by Weismann ? The machine cannot be present for the following reason. The egg has undergone an enormous number of divisions before becoming what it now is. But how could a " machine " be divided and divided and — always remain the ' same ? And this machine would have to be enormously complex in composition, for the adult organism in all its wonderful manifoldness is to arise from it ! But, on the other hand, if you say that our argument is wrong, because the Anlage of the ovary was not a machine, and that, therefore, the problem of the " division " of a " machine " does not arise at all — how then does the machine originate in the final products of division in the egg } Where does it come from ? Thus it follows that our problem must either be accepted as an independent proof of vitalism, or be reduced to the problem of morphogenesis II SECOND PROOF OF VITALISM 23 without machine-like preformation, i.e. the problem of harmonious equipotentiality already discussed. Our discussion of the genesis of complex-equi- potential systems, proving the autonomy of life a second time and independently, may now leave the rather abstract path it has followed so far, and be brought into relation with problems that occupy the centre of interest among biologists at the present day, namely, the problems of inheritance. Much has been done during the last ten years to discover the laws and material conditions of inheritance : ^ Mendelism and the cytological investigation of inheritance are among the best established results in biology. If now we have said that, for very important reasons, the egg cannot be regarded as the bearer of an embryological machine, that Is as much as to say that all Mendelian and cytological investigations about heredity, irrespective of their great and undeniable importance, yet cover but one half of the field. Though there are material units, transferred from one generation to the next, on which the realization of inheritance depends, though we know that these material conditions are localized in the nucleus in particular, these material conditions are not the main thing. Some agent that arranges is required, and this arranging agent in inheritance cannot be of a machijie- like, physico-chemicaLcharacter. (^/ ^,, , In order to find a third independent proof of the vitalistic conception of life we will now leave the 1 Cp. J. A. Thomson, Heredity, 1908, and W. Bateson, Mendel's Principles of Heredity, 1909. 24 PROBLEM OF INDIVIDUALITY lect. subject of morphogenesis and turn to a very difficult branch of biology, namely, the. physiology of movements} We shall again leave aside everything that has not been studied well enough to be used for our purposes, and shall only discuss what seems really profitable. And our third proof of vitalism will be at the same time the last argument we analyse in favour of the vitalistic doctrine. For I do not intend to deal here with certain groups of rather problematic facts, which are being much discussed nowadays, particularly in this country, but which do not yet allow of any definite interpretation.^ It is greatly to be regretted that instinct is so very little studied nowadays, at least in an exact way. The important investigations of Lloyd Morgan are almost all that we possess in this field. American authors, it is true, have studied the behaviour of animals in quite an admirable way, but they have analysed almost exclusively such movements as are based upon experience. The main feature of instinct, however, is that it is not based on experience, but is " primary-teleological," i.e. perfect in its typical manifoldness the very first time it occurs, just like regenerations. There can be no doubt that some of the most important results of biology in the future will be derived from the study of instinct. Let me only shortly mention the two problems which seem to me to be more important than any other : firstly, 1 See afford Lectures, vol. ii. pp. 1-113. '^ This observation is by no means intended to disparage the remark- able work done by the Society for Psychical Research, for which on the contrary I possess the highest admiration. But things are not yet ripe for "theory." 11 INSTINCT AND ACTION 25 the question whether instincts can be regulated or not, whether they may be modified as circumstances require, like morphogenetic processes ; and secondly, what kinds of stimuli call forth instinctive reactions, whether simple stimuli exclusively, or also complex individualized stimuli, such as, for instance, a specific sort of object as " seen " by the eye. Unfortunately, it is not possible at present to do more than simply state the problems. Better results await us when we proceed to an analysis of the most complicated form of movement, namely, action, i.e. that form of movement which, to speak in popular language, rests upon *' memory " and " experience," and is not " primary-teleological." The analysis of human action will give us the best results, because, for very obvious reasons, there is no other sphere of biological inquiry in which we are able to discover so many details and varieties of events as here. But this remark needs a few words of explanation. We proceed as biologists in this part of the lectures ; human actions, therefore, are to be regarded by us merely as forms of natural phenomena. And this means that we are not allowed to have recourse to "psychology" in the proper sense. The realm of natural reality and the realm of psychical becoming in the true sense, as discovered by introspection, are separated by an absolute gap. But, nevertheless, because we have the faculty of introspection into ourselves we are able to discover many more details and varieties of action in another human individual than in any other living being ; for we know that 26 PROBLEM OF INDIVIDUALITY lect. our own psychical life is connected with very various minute movements of our body and we are, there- fore, well prepared to discover all sorts of minute varieties of movement in the bodies of others. Everybody knows that the " acting " man is in possession of sense-organs, a nervous system, a bram and muscles ; and everybody knows, further, that all these organs are concerned in acting, and that some of them, especially the brain, are enormously complex in structure. But the question is, whether " structure " is at all sufficient to explain what really happens in acting. And I hope to be able to show you that it is not. Let us first consider action without reference to the organization, merely as a natural phenomenon possessed of certain peculiar characteristics. These characteristics may be expressed by two technical terms. Acting is characterized by its occurring upon an historical basis of reaction and according to an individualized correspondence between stimuli and effects. By the historical basis of reaction as concerned in acting I mean the well-known fact that the possibility of all actions which a man may perform in a special given moment of his life depends on the personal history of this man, or, in the subjective terminology which is properly not allowable at this stage, but which helps to make the matter clear, on his "experience." Let an English-born boy be educated all his life in Germany and he will " act," in particular with regard to his speaking, quite otherwise than if he had stayed in Great Britain all his life. Now it seems at the first glance as if it would be by no II ANALYSIS OF ACTING 27 means difficult to understand what we have called " the historical basis of reaction " on a mechanical analogy. There is a certain well-known class of " machines " which also " act," so to say, upon one " historical " basis of reaction : the phonograph is one example, and the pianola another. But the moment we mention these machines we know that the acting man is something different. Why is this so? The explanation is easy. The phonograph and machines of a similar type give forth what they have received with all its specificity. The acting man usually does something else, or rather, something more. An actor in the theatre or a boy who recites a poem by heart may be said to give forth in its very specificity what they have received during their personal history ; but these are exceptional cases. Which features, then, constitute the difference between the acting man of everyday life and the " actor " upon the stage ? We have said already that the actor on the stage gives forth what he has received just as he received it. What then does the " historical basis " of reaction mean in the ordinary acting man, if it does not mean specific determination for actions created by personal history } There is no doubt that the historical basis means nothing but a certain limited totality of possibilities, a sort of warehouse or reservoir as it were, but nothing specific. At least it is in this respect, as a mere totality of possibilities, that the historical basis comes into account in a real action. The acting person uses this basis, but he is not bound 28 PROBLEM OF INDIVIDUALITY lect. to it as it is. He dissolves the combined specificities that have created the basis. All this, then, serves to discriminate most easily between an acting man and a stage-actor, and still more between an acting man and a phonograph. And moreover, in the phonograph the reaction is just the same physical process as the stimulus, only, so to say, reversed ; in the acting man there are sensory processes on the one side and motor processes on the other. But this is the right moment to begin the dis- cussion of the second characteristic of action : the individual correspondence between stimuli and effects. For it is only when they are united with one another that the criteria of acting can be fully understood. The term " individual correspondence " is self- explanatory, and is not at all difficult to understand. We are all very familiar with this feature of action, for we all experience it hundreds of times a day. In acting, stimulus and reaction are individuals and not mere sums — this is chiefly what the term aims at expressing — and there is a specific correspondence as individuals between the individualized forms of the stimuli and reactions. It thus appears that, whilst the first characteristic, " the historical basis of reaction," refers to the totality of actions possible at a given moment of the life of an acting man, the second characteristic refers to the actual action at that moment. The actual action is individualized in specific correspondence to another individuality, subject, of course, to the conditions of the first criterion, i.e. the actual individualized reaction corre- II ANALYSIS OF ACTING 29 spending to the actual individualized stimulus is formed out of possibilities which have been " histori- cally " created. A good instance of what the criterion of individual correspondence in action means is afforded by a conversation between two friends who speak several languages. To these a phrase spoken in English, German, or French is the same " individualized stimulus," though physically the processes are totally different. And, on the other hand, phrases which are almost identical from the physical point of view, may be very different individual stimuli. Think of the German words for " my, your, his," mein, deiriy sein, and imagine the fundamentally different effect produced in the "stimulated" person according as he hears one or other of these words at the beginning of a phrase, e.g. " My, your, or his money is lost," " My, your, or his father is dead." In German only one consonant would be different in the three phrases. And, what is still more strange than the facts mentioned, do we not know that a " stimulus " has the same effect on acting even if it is " written " in one case and " spoken " in another .? Thus it is not possible to connect every single element of the stimulus with a single element of the reaction ; but one totality is connected with one other totality. And now we are prepared to say whether "action" is explainable upon the basis of the machine theory of life or not — whether material processes in the brain and nervous system can fully account for what really happens. 30 PROBLEM OF INDIVIDUALITY lect. If the acting man behaved like a phonograph or a machine of a similar type, we could accept the machine theory ; but he does not behave like that machine and, what is more, all the peculiarities which distinguish him from the phonograph are such as to distinguish him from any machine whatever. The phonograph, when reacting, only reverses the series of processes that have encountered it. Even of an actor — who not only reverses a causal series but learns by means of his eye or ear and speaks with his mouth — we might go so far as to say that what he does might be explainable by the machine theory. But the acting man, we have seen, is not a stage- actor. He is the sovereign of the results of his personal history ; his history affords him only means of future acting and nothing more. When he acts, these means are used according to the principle of corre- spondence among totalities ; it is not that one part of the stimulus causes one part of the effect according to a fixed order. In action nothing is fixed in the sense of what fixation means in anything like a " machine." And the " machine " itself in this case — I mean the historical basis of reaction — has been made from without ! Thus, then, we are entitled to say that the characteristics of action, considered as a natural process, forbid us to accept the machine theory.^ What we have brought forward against the ' I am very glad to learn that William M'Dougall, in his interest- ing and thorough book, Body and Mind (191 1), not only accepts my argument in favour of the autonomy of action (p. 268 ff.) but also the results of my discussion of experimental embryology (p. 241 ff.). II THIRD PROOF OF VITALISM 31 mechanical theory of life, as far as acting is con- cerned, is a certain part of the arguments employed against the theory of so-called psycho-physical parallel- ism, i.e. the theory that psychical phenomena are but " the other side " of an unbroken causal series of the mechanical type. And, in fact, the problem of action has close logical relations with the central problem of Psycho-physics.^ Those who reject the theory of parallelism are generally — apart from arguments of the purely metaphysical class — accustomed to say that psychical phenomena and events cannot be the " other side " of physical, i.e. mechanical states and processes, firstly, because there is unity in the one case and a sum in the other, even the most complex thought being always possessed as one ; ^ secondly, because the relation of all the various objects to one single subject, the Ego, has nothing similar in the mechanical world ; and thirdly, because the power of the Ego to use its experience in thinking and in imagining could never be something mechanical " from the other side." There is the concept of evidence on the one hand and oi psychical progress on the other, and both mean the formation of something new. The truth of Galilei^ principle of inertia is " evident " to you, ^ See Gifford Lectures, vol. ii. pp. 114-117 and pp. 287-295. Com- pare also the important discussions of the problem by James Ward in his Naturalism and Agnosticism (2nd ed., 1903, vol. ii. pp. 1-93); by L. Busse in his work, Geist und Korper, Seele und Leib {1903) ; and by M'Dougall (see last note). 2 Modern psychology has made it quite clear that real psychological entities are all of the type of complex unities, i.e. of the same type as " thoughts." A pure " sensation " is an artificial abstraction. Compare the analysis given in my essay, Die Logih als Aufgabe (1913). 32 PROBLEM OF INDIVIDUALITY lect. though what you have experienced in a merely passive way flatly contradicts it ; and all progress in culture, including science and art, rests upon invention and not upon mere reproduction. Now, this is stating in psychological terms what we have already said with regard to the characteristics of action considered as a natural phenomenon. The " historical basis " is merely used but not reproduced. The stimuli and the effects in action, we said, are unities and are not related with one another part by part. They both have a meaning, a significance, we may now say, speaking in terms of psychology. And we may add that it is precisely their meaning as thoughts that remains " the same," whether they are expressed in English or German or French, whether they are written, printed or spoken, or otherwise conveyed. In short, the vitalist cannot accept the parallel- istic doctrine of certain psychologists with respect to action, at least not in so far as this doctrine holds that the natural side of action is one unbroken line of mechanical events. The mention of psychology now leads us from our proofs of vitalism, which as factual proofs are complete for the present, to certain general consider- ations which stand, so to say, half-way between science proper and pure philosophy. And in the first place something more may be said with regard to Psychology. We believe we have proved that certain great classes of facts in organic Nature are not of the II ENTELECHY NOT "PSYCHICAL" 33 physico-chemical type, but have an autonomy of their own. This is, at first, nothing but a mere negative statement, and we go no farther if we intro- duce the Aristotelian word entelechy as a name for the autonomous agent at work in the vital processes we have been studying. Entelechy is something that is non-physico-chemical ; and the only positive character we are entitled to attribute to it, so far, is that it is an actual elementary agent or factor of Nature, the word " entelechy " being not merely a name for a formal point of view. It is important to grasp the provisional negativeness of entelechy, because it will save us from a mistake often committed by vitalists, namely, the mistake of regarding the vitalistic agent as something " psychical " without further consideration. But the contrary of mechanical is merely non-mechanical, and not " psychical." And, moreover, in Nature there is no room for " psychical " entities at all, if, at least, the concept of Nature and the concept of the Psyche are well defined. I may talk of my own psychical life, or of my soul, if you like to call it so ; but even to speak of what are popularly termed the " souls " of others is already to make a statement with regard to Nature that ought really to be formulated in another terminology. It, therefore, is quite meaningless at first, and will perhaps only acquire a meaning in metaphysics, to say that entelechy is " psychical " in character. On the contrary, that which is generally spoken of as "psychical" in other beings, men or animals, is, strictly speaking, in the sphere of natural science simply non-mechanical ; but we can assert nothing as D 34 PROBLEM OF INDIVIDUALITY lect. to its nature until we have undertaken special logical inquiries. Only in the region of metaphysics, we repeat, entelechy may possibly appear to be of a " psychical " type. But even then the word " psychical " would not be applied without a certain limitation, at least with regard to the phenomena of instinct and all organic regulations. For even if you were to use the word " psychical " with regard to these phenomena you would mean something very different from what you mean when you apply the word to other human beings. For all instincts and restitutions do not rest upon experience ; they present themselves in a primary teleological manner the very first time they occur. It is as if entelechy had a knowledge of peculiarities without having met with them. Great caution then is required with regard to the biological application of the word " psychical " even in a metaphysical sense.^ We now consider the question whether anything whatever, and if so, what, may be said about the relations between mechanical and non-mechanical agents in Nature. There can be no doubt that this part of our analysis will be of great importance.^ And in the first place let us consider the relation of our biological entelechy, i.e. the non-mechanical agent responsible for the phenomena of life, to the concept of substance as employed in inorganic ' A full discussion of " Psycho-Vitalism " will be found in Marcus Hartog's remarkable book, Problems of Life and Reproduction, London, 1913, particularly in chapter ix. Hartog's own vitalistic theory (" Mitokinetism ") is explained in chapters iv. and viii. of his work. ^ Cp. afford Lectures, vol. ii. pp. 153-265. n ENTELECHY AND SUBSTANCE 35 science. Whatever our metaphysical conception of a " substance " may be, with respect to the science of non-living Nature we mean by substance in space something that, firstly, possesses a certain quality or, rather, in order to exclude sensible "quality," let us say suchness. This something, secondly, endures with regard to its suchness at least for a long period ; and, thirdly, the concept of so much is applicable to it, or, in other words, it possesses quantity. This substance in space, now, may be conceived mechanically as mass, or electrodynamically as electrons with their fields, or in any other way whatsoever. In any case we see that entelechy is not a " property " or attribute or accident, or anything similar, of a substance in space in the sense defined. For it is among the chief characteristics of a substance in space to be measur- able, say by weight, because it has quantity ; and it would be nonsense to apply the concepts of " quantity " and " measure " to something which has only to do with the arrangement of a manifoldness. Thus, then, entelechy does not depend for its existence — I do not say for its active effects — on substance in space. And for the same reasons for which it does not depend on substance in space, we are allowed to say that it is not a species of so-called energy. For energy is nothing but a measurement of causality in space. How could arrangement and arranging be measured ? Now, the recognition of the non-energetic character of entelechy has a very important consequence. If entelechy is not a kind of energy itself, if it is non- energetic itself, it follows that the principle of the 36 PROBLEM OF INDIVIDUALITY lect. conservation of energy, ■ 39. 5^ f- Hartog, M., 34 Hegel, 58, 72 Henderson, L. J., 67 Herbst, C, 17, 37 Herder, 58 History (of man), 58 ff., 66, 80 Inheritance, 23 Instinct, 24 f, 34 Kammerer, P., 6 Kant, 54 ff., 72 Lamarck, 57, 65 Law of nature, 63, 67 Leibniz, 9, 69 f, 72, 80 Localization (problem of morpho- genetic), 16 ff. Lodge, Sir O., 40 Logic. See Order, theory of Lotze, 72 M'Dougall, W., 30 f., 40 Machine, machine theory, 4 f., 7 ff., 13, 17 f, 22 Mechanism, 5, 7 f , 64, 70 ff. Memory, 25 84 PROBLEM OF INDIVIDUALITY Mendelism, 23 Metaphysics, 34, 76 fF. Method, 1 f. Monism of order, 61, 63 ff., 77 spatial, 72 Morality, 60, 66 Morgan, Lloyd, 24 Nature, i f., 41, 45 ff., 54 f., 64 harmony of, 67 Nunn, T. P., 40 Objectivity, 41 Objects of nature, 45 f., 75 Order, theory of, 41 ff., 75 signs of, 42 Origin of life, 38 Pfeffer, W., 6 Phylogeny, 57, 65 f., 80 Physiology of form, 9 ff. movement, 24 ff. Plotinus, 81 Prospective value and prospective potency, 10 ff. Psychical Research, Society for, 24 Psychology, 25, 31 ff. Psycho-physical parallelism, 31 f. Regeneration. See Restitution Regulability, limits of, 37 f- Restitution, 3, 8, 14 f, 34 Roux, W., 9 ff. Schopenhauer, 47 Sea-urchin (experiments on egg of), 10 ff., 52 f. Solipsism, 75 f. Spinoza, 69, 72, 81 Spinozian dogma, 72 f., 77 ff. Teleology, 3 ff., 7 ff., 24 f., 34, 53 universal, 70 Theodicy, 68 f, 73 Thomson, J. A., 23 Tubularia (experiments on), 15 Vitalism, 5, 7, 64, 76 f., 81 proofs of, 16 ff., 21 ff., 29 f. Ward, J., 31, 72 Weismann, A., 9 ff., 13, 17, 22 Wholeness, 3, 8, 41 f., 53, 56, 58, 61 f., 66 f., 70 f, 80 f Zwaardemaker, 40 THE END Printed hy R. & R. Clark. Limited, Edinburgh, Crown 8vo. THE HISTORY AND THEORY OF VITALISM BY HANS DRIES^CH Ph.D., Hon. LL.D. (Aberdeen) professor of philosophy in the university of heidelberg AUTHOR OF 'the SCIENCE AND PHILOSOPHY OF THE ORGANISM,' ETC., ETC. AUTHORISED TRANSLATION BY C. K OGDEN, B.A. MAGDALENE COLLEGE, CAMBRIDGE Revised throughout and in part re-written by the Author for the English Edition. CONTENTS Translator's Preface — Critical Introduction : The different kinds of Teleology. Part I. : Historical. Chap. I. The Old Vitalism : (a) Aristotle ; (6) The New Science and the New Philo- sophy ; (c) Evolution, Epigenesis, and After ; (d) Kant — Critique of Judgment ; (e) The Vitalism of the Nature -Philosophers — Chap. II. The Critics: and the Materialistic Reaction — Chap. III. The New Vitalism: (i) The Tradition; (2) The Position of Philosophy — Chap. IV. The Anti-Darwinian Theory of Descent — Chap. V. Neovitalism. Part II. : Theoretical. Foreword, (a) Pure Logic ; (6) Nature ; (c) Becoming ; (d) The Forms of Becoming ; {e) Individualising and Singular Causality ; (/) The Empirical Proofs of Vitalism ; (_§-) The Problem of Suprapersonal Individuality ; (/t) Monism and Dualism ; (z) Metaphysical Conclusions. LONDON : MACMILLAN AND CO., Ltd. 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