THE SOURCE AND AIM OF HUMAN PROGRESS BORIS SIDIS THE WORKS OF BORIS SIDIS 5faro f ark HaU ajolbge of Agriculture At (%azntU Intueniitjj Htljata. US. %. iCihrarjj HM ^Ls^'^^V-'-rary The source and aim of human progress 3 1924 013 769 314 Cornell University Library The original of this book is in the Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924013769314 WORKS BY BORIS SIDIS The Foundations of Normal and Abnormal Psychology. Symptomatology, Psychognosis, and Diag- nosis of Psychopathic Diseases. The Causation and Treatment of Psycho- pathic Diseases. Human Progress. The Psychology of Suggestion. Multiple Personality. Psychopathological Researches. An Experimental Study of Sleep. Philistine and Genius. The Psychology of Laughter. A Study of Galvanometric Deflections. The Nature and Causation of the Galvanic Phenomenon. THE SOURCE AND AIM OF HUMAN PROGRESS BY BORIS SIDIS, A.M.,Ph.D.,M.D. ^wnctMewPB^I BOSTON RICHARD G. BADGER THE GORHAM PRESS Copyright, 1919, by Richard G. Badger All Rights Received MADE IN THE UNITED STATES OF AMERICA The Gokham Press, Boston, U. S. A. To My Dear Friends Dr. Morton Prince and Dr. John Madison Taylor Who have kindly encouraged me in the publication of this essay. Revered Master, William James, You who have urged me during the dark hours of the Spanish-American War to write on Social Psychology, foreseeing the great dangers that threatened humanity, now that your worst fears of the misery of mankind have come to pass, to you I offer my belated tribute. THE SOURCE AND AIM OF HUMAN PROGRESS THE SOURCE AND AIM OF HUMAN PROGRESS (a study in social psychology and social pathology) ABOUT twenty-five years ago I published in my Psychology of Suggestion a series of experiments on Normal and Ab- normal Suggestibility, carried on at various laboratories in- cluding my own laboratory. I developed the psycho-physi- ological theory of the subconscious, traced the causation and nature of subconscious activities, and worked out the laws of normal and abnor- mal suggestibility. The following pertains to our present subject: The nervous centers of man's nervous system, if classified as to function, may be divided into inferior and superior. The inferior centers are characterized by reflex and automatic activities. A stim- ulus excites the peripheral nerve-endings of some sense-organ. At once a nerve-current is set up in the afferent nerves. The current in its turn stimulates a plexus of central ganglia, the nerve energy of which is set free, and is propagated along the efferent nerves towards muscles and glands, — secretions, muscular contractions and relaxa- tions are the result; biologically regarded, various reactions and ad- justments follow. Ingoing and outgoing nerve currents with their various end- reactions may be modified by the nerve centers. Nerve currents may be intensified, decreased in energy, or even entirely inhibited by central ganglia or by their mutual interaction and interferences. Sherrington and other physiologists have by a number of experiments formulated some of the important principles of such physiological activities. The law of inhibition or interference early formulated by Ziehen may suffice: "If an excitation of a definite intensity (m) take place in one cortical element (b), and another excitation of a different intensity (») take place at the same time in another cortical element (c) which is connected by a path of conduction with element (b) , the two intensi- ties of excitation may modify each other." Although such modifications frequently occur, it nevertheless remains true that the inferior nerve-centers are of a reflex nature. ir 12 The Source and Aim of Human Progress No sooner is the nerve-energy of a lower center set free than at once it tends to discharge itself into action. Thus every sensation, percep- tion, feeling, emotion, thought, or belief, if left uncontrolled, tends to be translated into some appropriate movement, action, or reaction. The physiological process of setting free the nerve energy in a cen- tral ganglion, or in a system of central ganglia, is accompanied by activity in the simpler, but more organized, more integrated nerve centers, and by the lower psychic functions of simple sentience, sen- sibility; and in the more complex, but less integrated, less organized centers, by the higher psychic functions of consciousness, such as sensations, precepts, images, ideas, and emotions. Turning now to the superior or the highest nerve-centers, we find that they are characterized by the highest mental functions, thought and reasoning, choice and will. A number of impressions, sensations and precepts reach those thought and will-centers; then a critical, a sifting, a selecting, a controlling or inhibitory process begins. Some of the mental states are modified and are permitted to develop within cer- tain limits, others are given full play, while still others, and possibly the majority of them, are rejected and inhibited, not taking effect in reac- tions and adjustments to the environment. The inhibited states belong to the great number of possible states with their reactions out of which selection is made by the crit- ical thought and will-centers. These mental states, images, ideas, and , feelings with their end-reactions, out of which selection is made, Gal- ton aptly terms "the antechamber of consciousness." They are on the margin of consciousness, and are partly of a conscious and partly of a subconscious character. To quote from Galton: "Although the brain is able to do fair work fluently in an automatic way, and though it will of its own accord, strike out sudden and happy ideas, it is ques- tionable if it is capable of working thoroughly and profoundly without past or present effort. The character of this effort seems to' me chiefly to lie in bringing the contents of the antechamber more nearly within the ken of consciousness, which then takes comprehensive note of all its contents, and compels the logical faculty to test them seriatim before selecting the fittest for a summons to the presence of the chamber. The thronging of the antechamber is, I am con- vinced, beyond my control." Mental activity in its rational or integrative aspects whether log- ical, moral, or aesthetic, is essentially selective in character. The logical process draws definite conclusions from given premises; the Boris Sidis 13 moral man or the ethical thinker regards definite relations in behavior in response to definite relations in the environment as right or wrong; while the artist or the one who enjoys artistic work appreciates defi- nite relations and combinations as the artistic and the beautiful. Even in ordinary life where the process of selection is not so rigid as in the arts, sciences, and philosophy, still the process of attention for the maintenance of rationality is a severe judge in the rejection of unfit streams of thoughts and ideas that may present themselves in the antechamber of consciousness, as Galton terms the state of the mind. In a train of ideas, few ideas of the total mass that offer themselves are accepted, or utilized by the guiding, controlling consciousness to be acted upon in the life adjustments of the organism. This holds true not only of the material needs, but more especially of the spiritual interests of man. The higher the level of mental activity, the more definite, the more precise, the more rigid the selective process becomes. The stream of consciousness, as it rushes along, selects, synthetizes or, physiologically speaking, integrates those trains of ideas which help most effectually to reach the destination, or, in other words, are espec- ially fit for the purpose in hand. This selective will-activity of the highest nerve-systems, given in the will-effort of selection, forms the very nucleus of man's rational life. These superior selective "choice and will centers," localized by Ferrier, Wundt, Bianchi and others, in the frontal lobes, and by others in the upper layers of the cortex, on account of their selective and inhibitory functions, may be characterized as selective and inhibitory centers par excellence. Man's nerve organization may thus be classified into two main systems : I. the inferior, including the reflex, the instinctive, the auto- matic centres ; and II. the superior, the controlling, selective, and in- hibitory brain-centres of the cortex. Parallel to the double systems of nerve-centres, we also have a double mental activity, or double-con- sciousness as it is sometimes called, the inferior, the organic, the instinc- tive, the automatic, the reflex consciousness, or briefly termed the sub- consciousness; and the superior, the choosing, the willing, the critical, the will-consciousness. This controlling will-consciousness may also be characterized as the guardian-consciousness of the species and of the individual. From an evolutionary, or teleological standpoint, we can well realize the biological function or importance of this guardian-con- sciousness. The external world bombards the living organism with 14 The Source and Aim of Human Progress innumerable stimuli. From all sides thousands of impressions come crowding upon the senses of the individual. Each impression with its appropriate receptors has its corresponding system of reactions which, if not modified or counteracted, may end in some harmful or fatal result. It is not of advantage to the organism of a highly complex organization to respond with reactions to all impressions coming from the external environment. Hence, that organism will succeed best in the struggle for existence that possesses some selective, critical, inhibitory "choice and will" centres. The more organized and the more sensitive and delicate those centres are, the better will the organism succeed in its life existence. The guardian-consciousness wards off, as far as it is possible, the harmful blows given by the stimuli of the external environment. In man, this same guardian consciousness keeps on constructing, by a series of elimination and selection, a new environment, individual and social, which leads to an ever higher and more perfect development and realization of the inner powers of individuality and personality. Under normal conditions man's superior and inferior centres with their corresponding upper, critical, controlling consciousness together with the inferior automatic, reflex centres and their concomitant sub- conscious consciousness keep on functioning in full harmony. The upper and lower consciousness form one organic unity, — one con- scious, active personality. Under certain abnormal conditions, how- ever, the two systems of nerve-centres with their corresponding mental activities may become dissociated. The superior nerve-centers with their critical, controlling consciousness may become inhibited, split off from the rest of the nervous system. The reflex, automatic, instinc- tive, subconscious centres with their mental functions are laid bare, thus becoming directly accessible to the stimuli of the outside world; they fall a prey to the influences of external surroundings, influences termed suggestions. The critical, controlling, guardian- consciousness, being cut off and absent, the reduced individuality lacks the rational guidance and orientation, given by the upper choice and will-centres, becomes the helpless plaything of all sorts of sug- gestions, sinking into the trance states of the subconscious. It is this subconscious that forms the highway of suggestions, suggestibility being its essential characteristic. The subconscious rises to the sur- face of consciousness, so to say, whenever there is a weakening, par- alysis, or inhibition of the upper, controlling will and choice-centres, or in other words, whenever there is a disaggregation of the superior Boris Sidis 15 from the inferior nerve-centers, followed by an increase of ideo-sen- sory, ideo-motor, sensori-secretory, reflex excitability; and ideation- ally, or rationally by an abnormal intensity and extensity of suggesti- bility. In order to bring to the fore subconscious activities with their reflex, automatic psycho-motor reactions by removal of the upper con- sciousness I have found requisite, in my investigations, the following conditions : Normal Suggestibility, — Suggestibility in the Normal, Waking State : ( 1 ) Fixation of the Attention. ( 2 ) Distraction of the Attention. (3) Monotony. (4) Limitation of Voluntary Activity. ( 5 ) Limitation of the Field of Consciousness. (6) Inhibition. (7) Immediate Execution of the Suggestion. Abnormal Suggestibility, — Suggestibility in Hypnotic and Trance States : ( 1 ) Fixation of the Attention. ( 2 ) Monotony. (3) Limitation of Voluntary Activity. (4) Limitation of the Field of Consciousness. (5) Inhibition. The nature of abnormal suggestibility, the result of my investi- gations given in the same volume, is a disaggregation of consciousness, a cleavage of the mind, a cleft that may become ever deeper and wider, ending in a total disjunction of the waking, guiding, controlling guar- dian-consciousness from the automatic, reflex, subconscious conscious- ness. . . . Normal suggestibility is of like nature, — it is a cleft in the mind; only here the cleft is not so deep, not so lasting as in hypnosis or in the other subconscious trance states ; the split is here but momentary; the mental cleavage, or the psycho-physiological disag- gregation of the superior from the inferior centres with their concomi- tant psychic activities is evanescent, fleeting, often disappearing at the moment of its appearance. In the same work the following laws of suggestibility were form- ulated by me : (I) Normal suggestibility varies as indirect suggestion and inversely as direct suggestion. 1 6 The Source and Aim of Human Progress (II) Abnormal suggestibility varies as direct suggestion and inversely as indirect suggestion. A comparison of the conditions of normal and abnormal suggesti- bility is valuable, since it reveals the nature of suggestibility, and dis- closes its fundamental law. An examination of the two sets of condi- tions shows that in abnormal suggestibility two conditions, distraction of attention and immediate execution are absent, otherwise the condi- tions are the same. This sameness of conditions clearly indicates the fact that both normal and abnormal suggestibility flow from some one common source, that they are of like nature, and due to similar causes. Now a previous study led us to the conclusion that the nature of abnormal suggestibility is a disaggregation of consciousness, a slit produced in the mind, a crack that may become wider and deeper, ending in a total disjunction of the waking, guiding, controlling consciousness from the reflex consciousness. Normal suggestibility is of like nature, it is a cleft in the mind ; only here the cleft is not so deep, not so lasting as it is in hypnosis, or in the state of abnormal suggestibility. The split is here but momentary, disappearing almost at the very moment of its appearance. This fleeting, evanescent character of the split explains why suggestion in the normal state, why normal suggestibility requires immediate execution as one of its indispensable conditions. We must take the opportunity of the momentary ebb of the controlling consciousness and hastily plant our suggestion in the soil of reflex consciousness. We must watch for this favorable moment, not let it slip by, otherwise the suggestion is a failure. Furthermore, we must be careful to keep in abeyance, for the moment, the ever-active waves of the controlling consciousness. We must find for them work in some other direction ; we must divert, we must distract them. That is why normal suggestibility requires the additional conditions of distraction and of immediate execution. For in the waking state the waking, controlling consciousness is always on its guard, and, when enticed away, leaves its ground only for a moment. In normal suggest- ibility the psychic split is but faint; the lesion, effected in the body consciousness, is superficial, transitory, fleeting. In abnormal suggest- ibility, on the contrary, the slit is deep and lasting, — it is a severe gash. In both cases, however, we have a removal, a dissociation of the waking from the subwaking, reflex consciousness, suggestion becoming effected only through the latter. For suggestibility is the attribute of the subwaking, reflex consciousness. Boris Sidis 17 A comparison of the two laws discloses the same relation. The two laws are the reverse of each other, thus clearly indicating the presence of a controlling inhibiting conscious element in one case, and its absence in the other. In the normal state we must guard against the inhibitory, waking consciousness, and we have to make our sug- gestion as indirect as possible. In the abnormal state, on the con- trary, no circumspection is needed; the controlling, inhibitory waking consciousness is more or less absent, the subwaking, reflex conscious- ness is exposed to external stimuli, and our suggestions are therefore the more effective, the more direct we make them. Suggestibility is a function of disaggregation of consciousness, a disaggregation in which the subwaking, reflex consciousness enters into direct communi- cation with the external world. The general law of suggestibility is : Suggestibility varies as the amount of disaggregation, and in- versely as the unification of consciousness. "The problem that interested me most was to come into close contact with the subwaking self. What is its fundamental nature? What are the main traits of its character? Since in hypnosis the sub- waking self is freed from its chains, is untrammeled by the shackles of the upper, controlling self, since in hypnosis the underground self is more or less exposed to our view, it is plain that experimentation on the hypnotic self will introduce us into the secret life of the subwak- ing self; for as we'pointed out the two are identical. I have made all kinds of experiments, bringing subjects into catalepsy, somnambulism, giving illusions, hallucinations, post-hypnotic suggestions, etc. As a result of my work one central truth stands out clear, and that is the extraordinary plasticity of the subwaking self. "If you can only in some way or other succeed in separating the primary controlling consciousness from the lower one, the waking from the subwaking self, so that they should no longer keep company, you can do anything you please with the subwaking self. You can make its legs, its hands, any limb you like, perfectly rigid; you can make it eat pepper for sugar ; you can make it drink water for wine ; feel cold or warm ; hear delightful stories in the absence of all sound ; feel pain or pleasure; see oranges where there is nothing; you can make it eat them and enjoy their taste. In short, you can do with the subwaking self anything you like. The subwaking consciousness is in your power, like clay in the hands of the potter. The nature of its plasticity is revealed by its extreme suggestibility. 1 8 The Source and Aim of Human Progress "I wanted to get an insight into the very nature of the subwak- ing self; I wished to make a personal acquaintance with it. 'What is its personal character?' I asked. How surprised I was when, after a close interrogation, the answer came to me that there can possibly be no personal acquaintance with it, — for the subwaking self lacks personality." Under certain conditions a cleavage may occur between the two selves, and then the subwaking self may rapidly grow, develop, and attain (apparently) the plane of self-consciousness, get crystallized into a person, and give itself a name, imaginary, or borrowed from history. (This accounts for the spiritualistic phenomena of person- ality, guides, controls, and communications by dead personalities, or spirits coming from another world, such as have been observed in the case of Mrs. Piper and other mediums of like type ; it accounts for all the phenomena of multiple personality, simulating the dead or the living, or formed anew out of the matrix of the subconsciousness. All such personality metamorphoses can be easily developed, under fav- orable conditions, in any psycho-pathological laboratory). The newly crystallized personality is, as a rule, extremely unstable, ephe- meral, shadowy in its outlines (spirit-like, ghost-like) , tends to become amorphous, being formed again and again under the influence of favorable conditions and suggestions, rising to the surface of con- sciousness, then sinking into the subconsciousness, and disappearing, •only to give rise to new personality metamorphoses, bursting like so .many bubbles on the surface of the upper stream of consciousness. A few quotations from my work on the subject of the subcon- scious may help to elucidate the main traits of the lower secondary self with its extreme suggestibility and authomatic, reflex consciousness: "The subwaking self is extremely credulous; it lacks all sense of the true and the rational. 'Two and two make five.' 'Yes.' Any- thing is accepted, if sufficiently emphasized by the hypnotizer. The suggestibility and imitativeness of the subwaking self were discussed by me at great length. What I should like to point out here is the ex- treme servility and cowardliness of that self. Show hesitation, and it will show fight ; command authoritatively, and it will obey slavishly. "The subwaking self is devoid of all morality. It will steal without the least scruple ; it will poison; it will stab ; it will assassinate its best friends without the least scruple. When completely cut off from the waking person, it is precluded from conscience." This explains the many atrocities committed by the Assyrian, Boris Sidis 19 Macedonian, Roman or German soldier who by a long course of mili- tary training had fallen into the degraded and wretched state of the irresponsible, slavish, sub-conscious self. "The subwaking self dresses to fashion, gossips in company, runs riot in busniess-panics, revels in the crowd, storms in the mob, pa- rades on the streets, drills in the camp, and prays in revival meetings. Its senses are acute, but its sense is nil. Association by contiguity, the automatic, reflex mental mechanism of the brute, is the only one it pos- sesses. "The subwaking self lacks all personality and individuality; it is absolutely servile. It has no moral law, no law at all. To be a law unto one-self, the chief and essential characteristic of personality, is the very trait the subwaking self so glaringly lacks. "The subwaking self has no will; it is blown hither and thither by all sorts of incoming suggestions. It is essentially a brutal self. "The primary self alone possesses true personality, will, and self- control. The primary self alone is a law unto itself, — a personality having the power of investigating its own nature, of discovering faults, creating ideals, striving after them, struggling for them, and by continuous efforts of will attaining to higher and higher stages of personality." Suggestibility is a fundamental attribute of man's nature. We should, therefore, expect that man in his social capacity would manifest this general property; and such do we actually find to be the case. What is required is the bringing about of a disaggregation in the social consciousness. Such a disaggregation may either be fleeting, unstable, the type is that of normal suggestibility; or the disaggregation may become stable, the type is then that of abnormal suggestibility. The one is the suggestibility of the crowd, the latter that of the mob. In the mob direct suggestion is effective, in the crowd indirect suggestion. The clever stump orator, the politician, the preacher fixes the attention of the crowd on himself, while interesting the hearers in his "subject." The orator, the preacher, or the dema- gogue, the politician, distracts the attention of the crowd by his stories, frequently giving his suggestion in some indirect and striking way, winding up the long yarn by a climax, requiring immediate execution of the suggestion. The condition of limitation of voluntary movements is of para- mount importance in suggestibility in general, since it brings about a narrowing down of the field of consciousness which of all other condi- 20 The Source and Aim of Human Progress tions is most favorable to dissociation. The condition of limitation of voluntary movements is one of the prime conditions that helps to bring about a deep, a more or less lasting dissociation in the conscious- ness of the crowd, — the crowd passes into the mob-state. A large gathering, on account of the cramping of voluntary movements, easily falls into a state of abnormal suggestibility. Large assemblies carry within themselves the germs of the possible mob. The crowd contains within itself all the elements and conditions favourable to a disaggre- gation of consciousness. What is required is that an interesting object, or that some sudden, violent impression should strongly fix the attention of the crowd, and plunge it into that state in which the waking personality is shorn of its dignity and power, and the naked, subwaking self remains alone to face the external environment. Besides limitation of the voluntary movements and contraction of the field of consciousness, there are also present in the crowd, the mat- rix of the mob, the conditions of monotony and inhibition. When the preacher, the politician, the stump orator, the ringleader, the hero, gains the ear of the crowd, an ominous silence sets in, a silence fre- quently characterized as "awful." The crowd is in a state of over- strained expectation; with suspended breath it watches the hero or the interesting, all absorbing object. Disturbing impressions are ex- cluded, put down, or driven away by force. All interfering influences and ideas are inhibited. The crowd is entranced, and rapidly merges into the mob-state. The suggestion given to the entranced crowd by the "master" or hero spreads like wild fire. The suggestion reverberates from individ- ual to individual, gathers strength, becomes overwhelming, driving the crowd into a fury of activity, into a frenzy of excitement. As the sug- gestions are taken up by the mob and executed, the wave of excitement rises higher and higher. Each fulfilled suggestion increases the emotion of the mob in volume and intensity. Each new attack is followed by a more violent paroxysm of furious, demoniac frenzy. The mob is like an avalanche, the more it rolls, the more menacing and dangerous it grows. The suggestion given by the hero, by the ringleader, by the master of the moment, who simply gives expression to the subconscious passions of the mob, is taken up by the crowd, and is reflected and reverberated from man to man, until every soul is dizzied, and every person is stunned. In the entranced crowd, in the mob, every one influences and is influenced in his turn ; every one suggests and is sug- gested to; until the surging billow of excitement and mob-energy swells and rises, reaching a formidable height. Boris Sidis 21 Let the crowd, the mass or the mob, be indicated by m and its energy by E, the energy of another mass m x be Ex. On account of the interaction of the masses the result will be m multiplied by m t or mrrix and their energies EE t ; the energies of masses m, m%, m 2 , give mmxm 2 or EE^. If the masses are equal, the energies are respec- tively E, E 2 , E 3 , and so on. While the masses grow by equal incre- ments of m, the energies increase by the factor E. The masses are respectively : m, 2m, 3m, 8ai/Wa r&v aArdpx<»v