Cornell University Library The original of tliis book is in tine Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924027194699 Cornell University Library PN 3373.W72 Handbook on story writin* 3 1924 027 194 699 A HANDBOOK ON STORY WRITING BY BLANCHE COLTON WILLIAMS, Ph.D. ASSISTANT PROFESSOR OF ENGUSH, HUNTER COLLEGE OF THE CITY OF NEW YORJC; INSTRUCTOR IN SHORT STORY WRITING, COLUMBIA UNIVERSITY (extension TEACHING, AND SUUMER SESSION) Author qf "Gnomic Poetry in Anglo-Saxon" NEW YORK DODD, MEAD AND COMPANY 1917 k p 3>UI Copyright, 1917, By Dodd, Mead and Company, Inc. TO HELEN GRAY CONE, POET AND TEACHER, PROFESSOR or ENGLISH IN HUNTER COLLEGE PREFACE When in 19 lo I undertook the "teaching" of the short-story to a class of undergraduates at Hunter College, I found a dearth of books on the theory of story writing. There were Poe's examples and his body of criticism, from which help might be de- duced; there was the pioneer "Philosophy" of Pro- fessor Matthews, and there were two or three texts whose chief valye lay in their exposition of the genre. After no great length of time a growing suspicion asserted itself that although my students could write unusually well, frequently with suggestion of charm and power, yet they were not always writing stories. They fell short of modern narrative requirement. As first aid they needed some formulation of the laws of structure. By a frankly academic and deductive process, that is to say, by study of the classic stories and the best current examples, I found obvious un- derlying principles, so obvious, my first reaction was that nobody had written them down because of their obviousness. But I gave them to my students, with happy results in improvement of manuscripts. The writers learned to direct their energies, with a dimi- nution of diffuseness, to the accomplishment of stronger stories. vi PREFACE In the succeeding two or three years texts poured forth, as a glance at the appended bibliography (page 321) will inform the reader. Many of these stimulated the student; most of them in one respect or other helped the teacher. Yet about the time, 1 9 13, I took charge of the story writing course in Extension Teaching, Columbia University, I could find no volume which aided the amateur definitely in construction. Here, again, the primary and fun- damental laws of structure as I had evolved them, proved useful to the men and women bent on learn- ing the art of the short-story with an eye to publica- tion. Their stories in The Atlantic, Scribner's, The Century, The Metropolitan, Everybody's and a num- ber of minor publications prove that they have ac- quired a degree of expertness. And this fact leads me to comment on a division of opinion which has within recent years, and in the extended vogue of the short-story, found proclamation. One camp asserts that the short-story has no laws of technique, — a statement made, without exception, by those who have not set themselves to learn it. Members of the opposite camp declare that technique or "for- mula" has deadened the story. Truth would seem to lie between these extremes. The first opinion needs no comment; but It may be observed that the lover of fiction who demands only something under ten thousand words that is "interesting" will be the first to find Interest faltering, though he may not know why. If the structure Is Inadequate to sup- PREFACE vii port the warp and woof of story material. The sec- ond camp is right in this respect : the story is so much a matter of form it can be learned. Conceivably it can be learned by persons who are endowed with no supreme literary gift. There are examples of best literature which are not short-stories; there are stories which are not literature. A great era of ad- vertising made possible, if it did not demand, more magazines and with them the cheap story. (But I must not fail to state that the price frequently has nothing to do with the value of the story for which the price is paid.) The unworthy examples exist by virtue of the worthier. Compare the stories of Blackwood's of seventy years ago with those of the present day, or compare the short-stories of the lat- ter nineteenth century with those of the present, and you can come to one conclusion only: this is the golden age of short-story literature. It will be perceived that wherever possible I dis- cuss story technique in terms of the drama, and I do so because the two terms, story and drama, are so closely interlocked each can best be apprehended through comparison with the other. Reciprocal characterisation serves to convey the interdependence of types. And in noticing the relations between these type forms, I am moved to ask that terminology in this volume be taken not as iron bound or hard and fast. As Mr. Henry James has said in his "Art of Fiction," "People often talk of these things [descrip- tion, dialogue, incident, etc.] as if they had a kind vui PREFACE of internecine distinctness, instead of melting into each other at every breath, and being intimately asso- ciated parts of one general effort of expression." Yet it remains true that analysis reveals such varied elements in composition, and also true that the young writer or the amateur synthesises better if he is aware they exist. Fusion, he must learn, occurs when the spark of life kindles the elements into a glowing whole. Within the confines of this book I have indicated By examples chosen to illustrate one thing or another those authors who are the masters. Their art has had the adequate purpose of representing the work- ings of life, and it has had the beneficent effect of entertaining. And if it satisfies in these two particu- lars, it satisfies the chief requirements of the art of fiction. I desire to express my obligations and gratitude to my assistant Miss Shirley V. Long for reading the chapters of the book and giving valuable sug- gestions. Thanks and acknowledgments are due cer- tain authors and publishers for permission to quote from works by way of Ulustrating and emphasising definite technical features. To Messrs. Harper and Brothers I am indebted for the passage from "The Revolt of 'Mother' " ("A New England Xun and Other Stories," by Mary E. Wilkins, copyright, 1891), and also that from "At Home to His Friends" ("Seventeen," by Booth Tarkington, copy- right, 1915, 1916, by the Metropolitan Magazine PREFACE ix Company) ; to the George H. Doran Company for the paragraph from Irvin Cobb's "Local Color" (Copyright, 1916, by George H. Doran Company) ; to the John Lane Company for the selection from Neil Lyons's "Six-penny Pieces" (Third edition, 19 14) ; to Messrs. Doubleday, Page and Company for the brief selections from Rudyard Kipling's "A Second-Rate Woman" ("Under the Deodars," edition, 1913), and "Mary Postgate" ("A Diversity of Creatures," copyright, 1917), for the longer passages from O. Henry's "The Whirligig of Life" ("Whirligigs"), "The Furnished Room" ("The Four Million"), and "Proof of the Pudding" ("Strictly Business"), all from the Authorised Edi- tion of O. Henry's works, and for the quotation from Joseph Conrad's "The Art of Writing" (1914) ; to Charles Scribner's Sons for citations from Henry James's Prefaces (Collected Works, copyright, 1909), and from Henry Van Dyke's Preface to "The Ruling Passion," copyright, 1901; from Rob- ert Louis Stevenson's "Weir of Hermiston," copy- right, 1896) ; and from "Plain Fin, Paper Hanger" ("The Under Dog," copyright, 1903; to E. P. Dut- ton and Company, and to Mr. Harold Paget for the paragraphs from Leonard Merrick's "The Tragedy of a Comic Song" ("Whispers about Women," copyright, 19 12, by Mitchell Kennerley) ; to the Ridgway Company for the selection from Eleanor Hallowell Abbott's "The Mean Little Town"; to the Curtis Publishing Company for the X PREFACE passage from Norman Duncan's "The Last Shot in the Locker," and to the Fleming H. Revell Com- pany for the same passage which occurs, with cer- tain changes, in "Billy Topsail, M. D.," copyright, 1916. B. C. W. New York City, September 5, 19 17. CONTENTS CHAPTER PAGE I Definitions and Characterisations . . i II The Inception of the Story .... 21 III Plot: Preliminaries 43 IV Plot: Struggle and Complication . . 56 V Plot: Composition 82 VI Plot: Story Types Dependent on Plot Order 97 VII The Point of View 121 VIII The Scenario 139 IX Characterisation 157 X Characterisation, continued . . . . 169 XI Dialogue 191 XII The Emotional Element 211 XIII Local Colour and Atmosphere . . . 242 XIV Problems of Composition: Beginning, Body, and End 256 XV A Short-Story Type: The Ghost Story . 289 XVI Popularity and Longevity .... 309 Index 347 A HANDBOOK ON STORY WRITING CHAPTER I DEFINITIONS AND CHARACTERISATIONS Difficulty in defining this form of fiction; what the short story is not ; anecdote, incident, tale, novel, sketch ; vari- ous definitions quoted; sifting of these definitions; the essentials of the short-story; essentials embodied in a working definition; discussion of this definition; art in general and in the short-story; value of struggle em- phasised by a comparison of th" short-story and the drama; exercises. What is a short-story? In defining the term, there is the temptation to limit it so closely as to ex- clude narratives which may be regarded properly as falling under this class of fiction; or there is the corresponding danger of constructing too inclusive a definition. In the second place,^ the short-story is * Professor Baldwin has already pointed out, in his Preface to "American Short-Stories,'' that Poe's "Berenice" (1835) represents the arrival of the form in the English language. "Mateo Falcone" (1S29) antedates Poe's story by half a dozen years. 2 A HANDBOOK ON STORY WRITING a comparatively recent development, and like all young organisms, it is in process of growth, if not of evolution; hence, any determining of its status must be tentative. Again, there are many kinds of short-stories. And in proportion as the critic pre- fers, however catholic his taste, one class to another, he drifts toward that class as his ideal. Or, guard- ing against his individual preference, he chooses to characterise rather than to define. At the outset, therefore, let us consider the char- acteristics from which we may formulate a working definition of this genre, to-day the chosen medium of the fiction writer. First, then, by comparing the short-story with closely related forms, the student should learn what it is not. From the monograph of Professor Bran- der Matthews,^ to the most recent texts, opinions agree that the short-story is not a novel, a condensed novel, or a novelette. Its plot is less complex, and it creates a more unified impression. Nor is it a sketch, for in a sketch nothing may happen ; a sketch may be of still life only. It is not an anecdote ; for the anecdote presents a situation and one brief dra- matic instant. It is not a mere Incident ; ^ for the Incident concerns itself with one line of interest; is usually briefer; and, the best test, is of less mo- ment or weight than the short-story. It Is not a ' "The Philosophy of the Short-Story," Longmans, Green, and Co., 1901. Written in 1884, revised later. ° Capitalised for sake of distinction. See page 50. DEFINITIONS AND CHARACTERISATIONS 3 tale ; for the tale may lack proportion, may show no progressive heightening, no nice adjustment to scale,* and it may fail to produce a single emotional effect. Yet it is clear that the short-story may approach in length, if in no other particular, the novelette. One artist of the brush may, because of his individual manner, lay on twice as many strokes as another art- ist painting the same subject. And whether made in five hundred or five thousand strokes, the finished pic- ture may fill a 2 x 3 frame. The present writer ad- vises students not to suffer bewilderment from such appallingly definite statements as, "I've material for a three thousand word story." A two thousand word O. Henry story would become one of ten thousand for Henry James. For example, Henry James's "The Turn of the Screw" and Edith Wharton's "Ethan Frome" are long short-stories. Obviously, also, the sketch or vignette shades gradually into the short-story. Kipling's "The City of Dreadful Night" is a sketch, — a series of pictures observed in a night walk. But Hawthorne's "Wakefield," also a sketch, co-ordinates action toward one de- nouement; Professor Matthews's "In a Hansom," though labelled "vignette," possesses unmistakable story value. The word "tale" particularly annoys one who would separate it definitively from the short- story. Here, a critic declares emphatically that "Rip Van Winkle" is a short-story; there, another rules it out. Irving's Tales at least have place in the de- * See Professor Baldwin's Preface, op. cit 4 A HANDBOOK ON STORY WRITING velopment of the modern form. He recognised that the "sketch" or the "short tale" must be written word for word more carefully than the longer story : "The author must be continually piquant; woe to him if he makes an awkward sentence or writes a stupid page." ^ He recognised, that is, the "nicety of exe- cution." But he approached the short-story only by way of unconscious evolution. In the main, the same thing is true of Hawthorne, who, however, pro- gressed further. He wrote a few short-stories which, though perfect specimens, are not typical examples of his "tales." "Rappaccini's Daughter" takes high rank as a short-story, but "Lady Eleanore's Mantle" must be classed as a tale, strongly infused with fanci- fully didactic allegory. The evolution of the short- story shows that the tale is its progenitor. Boc- caccio's "Decameron" and Chaucer's "Canterbury Tales" are the great mediaeval predecessors. Apart, however, from the historical significance and its in- dication of type, the word "tale" is quite frequently used by contemporary writers as synonymous with short-story. Edith Wharton's "Tales of Men and Ghosts" is an illustration of the word used inclu- sively; for the volume contains examples of both types. Even the anecdote may assume the form of the short-story, though with doubtful success. O. Henry's "A Lickpenny Lover" and "The Girl and ' See Irving's Letter to Henry BrevoorL "The Life and Letters of Washington Irving," by P. M. Irving, Vol. II, page 327. DEFINITIONS AND CHARACTERISATIONS 5 the Habit" are instances of the anecdotal short- story, which, by no means admirable, yet illustrate the fact that the anecdote may be expanded into the longer form. And, finally, the Incident, as its sub- ject matter becomes of greater weight or its treat- ment more elaborate, may be coalescent with the short-story. Not identical with any of these forms, the short- story is separated from them by imperceptible di- viding lines. And just as it recedes to one or an- other of the allied types, so it departs from its own ideal. In order to determine this ideal, let us ex- amine the ground generally accepted as the province of the short-story. And let us follow an approxi- mate historical order. Professor Matthews, in his essay, says: "An idea logically developed by one possessing the sense of form and the gift of style is what we look for in a short-story." And he adds presently, "The short- story is nothing if there is no story to tell," — ^thus laying emphasis upon plot. He insists also upon neatness of structure and polish of execution. "The construction must always be logical, adequate, har- monious." Elsewhere he says, " — ^the short-story must do one thing only and it must do this com- pletely and perfectly; it must not loiter or digress, it must have unity of action, unity of temper, unity of tone, unity of colour, unity of effect; and it must vigilantly exclude everything that might interfere with its singleness of intention." Totality of effect 6 A HANDBOOK ON STORY WRITING had been practised by Poe in his story writing; it had been advocated by him as a poetic ideal in his "Philosophy of Composition." From Poe's theory, Professor Matthews evolved in part his philosophy, upon which a number of recent writers have based their definitions.® , Mr. Charles Barrett declares that the term short- story "is properly used only when it means a short prose narrative, which presents artistically a bit of real life; the primary object of which is to amuse." To this he adds other qualifications. Professor W. B. Pitkin regards the short-story as a "fusion of two artistic ideals, the one American, the other French." The American ideal is "The Single Effect." The French ideal is the "Dramatic Effect." He defines it accordingly, "The short story is therefore a narrative drama with a single effect." Mr. J. B. Esenwein gives these essentials: I. Singleness of impression. 2. A well-defined plot. 3. A dominant incident. 4. A dominant character. 5. A complication and its resolution. _31r. Carl Grabo says, "A short-story aims at a single effect: the writer, dominated by a single emo- tion, endeavors so to devise his story as to convey this and arouse an echo of it in his readers." Another text offers this definition: "The short story is a narrative producing a single emotional Im- ° See Bibliography, page 321, ff., for works by these authors and others. DEFINITIONS AND CHARACTERISATIONS 7 pression by means of sustained emphasis on a single climactic incident or situation." '' An editorial in The Metropolitan ^ gives a prac- tical ideal: " — to make a real impression without taking pages to accomplish it in, to reach the heart in a human way, — to inspire in the reader by the use of not more than two or three thousand words a genuine emotion of love, awe, or pity," — to do this is the business of the short-story writer. Sincer- ity is enjoined, a quality which should be obtained by direct observation. Mr. T. L. Masson, in his introduction to "Short Stories from 'Life,' " emphasises the value of strug- gle, the giving to the reader a definite sensation, and the conveyance of an Idea larger than the story Itself. Features the definitions have In common are these : I. The short-story Is a prose narrative. 2. It must make one Impression or effect. 3. It deals chiefly with one Incident or situation. 4. It shows increas- ing recognition of the dramatic element. The aca- demic Ideal emphasises form; the publisher's ideal emphasises the human appeal, to which the reader reacts emotionally. In view of the accepted Ideals I justify the defi- nition: The short-story Is a narrative artistically presenting characters In a struggle or complication which has a definite outcome. If the action occurs In a brief time and in a closely circumscribed space, '"The Modern Short-Story," Notestein and Dunn. 'August, 1914. 8 A HANDBOOK ON STORY WRITING , the story approaches the extreme or ultimate type form. "The Sire de Maletroit's Door," by Steven- son; "Swept and Garnished," by Kipling; "The Idiot," by Arnold Bennett; "The Three Strangers," by Thomas Hardy, — these narratives, in their close limitation of time and place, consciously or uncon- sciously obey the laws of the "Greek Unities." In order to effect a fuller and clearer understand- ing, let us examine the definition just laid down. "Narrative" needs no explanation. But it should be repeated that although the action of the short-story is told, not presented, yet modern writers usually prefer to let the telling unfold itself as fully as pos- sible through the characters themselves; prefer. In short, to approach the dramatic form. The popu- larity of Fannie Hurst's stories, for example, owes itself in large measure to the skill with which she makes the characters convey the action.^ "Artisti- cally presenting," the next phrase In the definition, offers opportunity for calling to the attention of the student something of the principle underlying all 'Compare The Boston Transcript, January 8, 1916: "I must affirm once more the genuine literary art of Fannie Hurst. The absolute fidelity of her dialogue to life and its revealing spirit . . - seem to me to assure her permanence in her best literary work." The author, Mr. E. J. O'Brien, places three of her stories (appearing in 1915) on his "honour roll" of ninety-on,e. These were chosen from 2200 stories read and analysed. He also in- cludes two of her stories in "The Best Fifty Short Stories of 1916." See Bookman, February, 1917. Miss Hurst's power is one point, at least, on which the present writer does not differ from Mr. O'Brien. DEFINITIONS AND CHARACTERISATIONS 9 fiction. "What is art?" has been asked as many times as that other sphinx question, "What is truth?" It would be disproportionate, if not futile, here to enter upon a formal discussion of art; but it will be helpful to summarise its outstanding characteristics. Art, then, is primarily human skill versus nature. Art is an imitation,^" which succeeds by representa- tion, by typifying, rather than by selecting the too unusual object or event from life. "This must be put into a story," the novice says; "this extraordi- nary situation is too good to lose." Amateurs need constant warning against this pitfall. Editor and teacher and critic are used to hearing, "You say my story lacks verisimilitude, that the occurrence is too unusual. But I tell you, it really happened!" That the account is from life makes no difference, or rather may make the difference that is so much thd worse for fiction. It may have happened in life; it probably would not "happen" in fiction. For fic- tion should represent the typical, not the exaggerated or the bizarre. The artist in Henry James's "The Real Thing" comments on his preference for the ^" " 'Art imitates Nature,' says Aristotle, in a phrase that has been much misunderstood. It has been taken to mean that art is a copy or reproduction of natural objects. But by 'Nature' Aristotle never means the outside world of created things, he means rather creative force, what produces, not what has been produced. We might almost translate the Greek phrase, 'Art, like Nature, creates things,' 'Art acts like Nature in producing things.' These things are, first and foremost, human things, human action." — "Ancient Art and Ritual," by Jane Ellen Harrison, LL.D., Litt.D., Henry Holt and Company, London, 1913. lo A HANDBOOK ON STORY WRITING "represented subject over the real one: the defect of the real one was so apt to be a lack of represen- tation. I liked things that appeared; then one was sure." In this thematic narrative, the author enter- tainingly and convincingly presents the defect of the real. Major and Mrs. Monarch, "the real thing" socially, failed to represent the society type, whereas Miss Churm the Cockney model and Oronte the orange vendor succeeded. Do not suppose that a good real story will make a good fiction story. Do not make the similar er- ror of thinking a slavish copy will produce in fiction the effect corresponding to that produced by the original in actuality. "The beginner must take to heart the truth that a close copy of life may fail to represent life. Within his own world, the writer seeks to imitate. That world is governed by laws with which he must be familiar, the operations of which he must understand, if under their dominance he would successfully represent. The sequence of details, for example, in a successful story may be different from the sequence in real life. The writer has worked out a problem in arrangement with a view to correct effect." ^^ "Life, as it happens, fails often to have a recog- nisable pattern, like the orderly things called sto- ries . . . for you may bleed your heart out and finally die of the wound, and yet the pain of which you die, the drama which caused your heart to " "Short Stories in the Making," R. W. Neal, page 151. DEFINITIONS AND CHARACTERISATIONS ii bleed, will have had neither logical beginning nor definite end, and in the whole course of it, though it has been life and death to you, there will have been none of those first aids to the reader — suspense, dramatic contrast, or plot. You have suffered and died, but It hasn't made a story." ^^ These two paragraphs emphasise that art must be representative, that it is life plus something more. Another requisite of artistic work is that it must move the emotions. As science transmits knowl- edge, art is a human activity transmitting feelings. Art transmutes the truths of science from the region of perception to the region of emotion. The artistic finished statue of a child brings, a rush of tenderness from the observer ; the sweep of opera exalts to high ecstasy the sensitive soul; the actor forces laughter or tears. "It [the drama] consists of passion, which gives the actor his opportunity; and that passion must progressively increase, or the actor, as the piece pro- ceeded, would be unable to carry the audience from a lower to a higher pitch of interest and emotion." ^* If the reader of the short-story Is held in suspense; if he is awed, thrilled, moved to tears, smiles or laughter, then for him the author Is an artist. The effect of the short-story is measured always by the emotional reaction. Emotions are governed by laws; an understanding of these laws will aid a writer in his appeal to the emotions. The process '' Mary Heaton Vorse, in "A Child's Heart." " "A Humble Remonstrance," R. L. Stevenson. 12 A HANDBOOK ON STORY WRITING is not so simple, not so wooden, as the machinery of puppet moving, but the mechanism is not the less necessary. "Fiction — if it at all aspires to be art — appeals to temperament," says Joseph Conrad in "The Art of Writing." "And, in truth it must be, like painting, like music, like all art, the appeal of one tempera- ment to all the other innumerable temperaments whose subtle and resistless power endows passing events with their true meaning, and creates the moral, the emotional atmosphere of the place and time. Such an appeal to be effective must be an im- pression conveyed through the senses; and, in fact, it cannot be made in any other way, because tempera- ment, whether individual or collective, is not amen- able to persuasion. All art, therefore, appeals pri- marily to the senses, and the artistic aim when ex- pressing itself in written words must also make its appeal through the senses, if its high desire is to reach the secret spring of responsive emotions. It must strenuously aspire to the plasticity of sculpture, to the colour of painting, and to the magic sugges- tiveness of music — which is the art of arts. . . ." Art, then, is representative, and it appeals to the senses. Writers, dramatists, sculptors, musicians, artists of the brush — all agree on these two essen- tials. Perhaps the ultimate distinction between the artist and the artisan lies in the principle of sugges- tion. The distinctive genius of Kipling flashes out in a daring economy, by which he conveys much more DEFINITIONS AND CHARACTERISATIONS 13 than his sentence or paragraph says. This principle of suggestion may so operate as to secure effective emotional reaction; it may stop short at titillating the reader's fancy, or galvanising his attention. Its use means a saving to the reader of energy required to grasp or visualise the object or act. In "Mary Postgate," for example, occurs an episode of bomb- dropping. After the explosion, Mary and Nurse Eden heard "a child's shriek, dying into a wail. . . . Nurse Eden snatched up a sheet drying before the fire, ran out, lifted something from the ground, and flung the sheet round it. The sheet turned scarlet, and half her uniform, too, as she bore the load into the kitchen. It was little Edna Gerritt, aged nine, whom Mary had known since her baby days. " 'Am I hurted bad ?' Edna asked, and died between Nurse Eden's dripping hands. The sheet fell aside, and for an instant, before she could shut her eyes, Mary saw the ripped and shredded body." In this swiftly moving passage, restraint and sug- gestion create for Kipling his emotional effect. When he writes of a snake folding itself in oozy triangles, he shocks attentioi. by the vivid picture. When he says, in "Captains Courageous," that Harvey saw a long line of portholes flash past, he suggests the rapidity and the length of the ocean liner in a way to dazzle the reader, and to compel the critic's ad- miration for his lean economy. Of the power of suggestion George Meredith 14 A HANDBOOK ON STORY WRITING writes illustratively in the early pages of "The Amaz- ing Marriage" : "The man Charles Dump is no more attractive to me than a lump of clay. How could he be? But suppose I took up the lump and told you that there where I found it, that lump of clay had been rolled over and flung of by the left wheel of the prophet's Chariot of Fire before it mounted aloft and disappeared in the heavens above, you would examine it and cherish it and have the scene present with you, you may be sure ; and magnificent descriptions would not be one-half so persuasive. And that is what we call, in my profession, Art, if you please." Art is an imitation which so represents life as to affect the reader's emotions. The greater the writer's skill in suggestion, the more economically, and hence vividly, will he produce his representa- tion. The definition further makes use of the plural "characters." It would appear that a short-story must contain at least two characters, for otherwise there would be no struggle. But it should be re- membered that in some stories characteristics or traits take the place of the inclusive term, "char- acters." For example, critics have an avowed preference for "Markhelm," wherein the main struggle Is between Markheim's conscience and his inclination to evil. In discussing the phrase "struggle or complica- tion," let us make a momentary comparison of the DEFINITIONS AND CHARACTERISATIONS 15 short-story with the drama." Any student of the play knows that there is no play without a plot characterised by a struggle. "A good serious play must therefore be founded on one of the passion- ate cruces of life, where duty and inclination come nobly to the grapple. "^^ This struggle may have its modifications, — there may be a chase, purely physi- cal; there may be a difficulty to overcome, an ob- stacle to remove, a mystery to solve. In its highest phase, the conflict is waged between intellects, or between the opposing parts of one man's intellect. Hamlet is at odds with himself, as with the world. If now to the essential struggle is added entangle- ment, the interest of the play is increased. The relations of Hamlet and Ophelia, for example, form one line of interest which will inevitably have bearing on the main line of interest, Hamlet's struggle to be revenged. Hamlet's relations to the Queen will likewise be a cause of entanglement. Besides these obvious relations there are others, all of which unite in making the play a masterpiece of entanglement as well as one of intense moral struggle. In "A Half Hour," a Barrie tour de force, the struggle is from start to finish in the mind of Lillian Garson; but if there were not the en- " "When Aristotle, in his 'Poetics,' undertook to lay down the principles by which tragedy ought to be constructed, he gave the common and essential principles for the construction of all fiction — especially for the construction of the short-story." Melville Davisson Post, in "The Blight" " "A Humble Remonstrance," R. L. Stevenson. 1 6 A HANDBOOK ON STORY WRITING tanglement arising because of her relations with Hugh Paton, the play-goer would scarcely sit so enthralled. The struggle in this play, in its various changing phases, is possible only because of the entanglement. In the sombre tragedy by Tenny- son Jesse and F. M. Harwood, "The Black Mask," the struggle is lost in the entanglement. When Vashti Glasson and her lover strive to get rid of her black-masked husband, the husband manages to exchange places with the lover. The revelation to her is the close of the play, which the audience, hav- ing already seen her failure in the struggle, awaits as the outcome of the entanglement. Now the plot of the short-story, no less than the plot of the drama, demands a struggle or conflict. "Struggle" will have consideration hereafter, as wiil "complication"; but since the latter term has been variously used by critics it should be remembered that complication will be used in this volume in its primary sense of "entanglement" or "intermingling of parts." Entanglement suggests an intertwining of threads ; It Is, in fact, a picture of entangled threads which should be produced by the complication aris- ing from two or more lines of Interest. For ex- ample. In Mrs. Freeman's "The Revolt of 'Mother,' " the main Interest, or line of interest, has to do with the struggle between Mr. Penn and his wife; the second, or subordinate Interest, with Nanny and her love affairs. The slight entangle- ment results from combining these lines. In "A DEFINITIONS AND CHARACTERISATIONS 17 Day Off," by Miss Alice Brown, the main line of interest is that developing the struggle in Abigail's mind. The second line of interest, again, is that limning Claribel's love story. The combination or entanglement is the making of the story. In Clar- ence Kelland's "Edwy Peddie — Scientific Humani- tarian," the main line of interest represents an attempt on the part of Mr. Crabb to get rid of his wife's pet dogs. The secondary line of interest d@als ,^jth' the love affair of the daughter, repre- senting ,a©other struggle, — that of Mr. Coppy to obtain posrisession of Jane Crabb. Again, the two lines beccBne entangled, to the amusement of the reader. Struggle and complication connote other steps, vi^ich W'U'ibe treated fully under Plot. The^ffi^l clause of the definition, "which has a definite outcome," is necessary, to suggest that the action should be finished. The struggle should be i terminated conclusively and with satis- faction to the reader; the end — for which the first part Is (Cjipstructed — should be attained. No reader is satisfied] with a story which leaves the opposing forces still struggling, or with a complication that lacks loMkion.^" i^" There are apparent exceptions to the requirement that the struggle be ended, the complication untied. For, as Professor Matthews has pointed out, the end of a story may be a conundrum : witness, "The Lady or the Tiger?" But in such an instance the trick of leaving the reader in the balance between two conclusions must have compensation. Mr. Stockton flatters the deader by an i8 A HANDBOOK ON STORY WRITING Exercises for Chapter I Study the following stories, observing the close circum- scription of time or place or both : Arnold Bennett's "The Idiot"; Hardy's "The Three Strangers" ; Jacobs' "The Monkey's Paw," "In the Library," and "The Lady of the Barge"; Stevenson's "Markheim," "A Lodging for the Night," and "The Sire de Maletroit's Door"; Kipling's "The Mark of the Beast," and "Wire- less"; Strindberg's "Half a Sheet of Foolscap" ;«De Maupas- sant's "A Coward" ; O. Henry's "Furnished Room" ; Edith Wharton's "A Journey" ; K. F. Gerould's "The Toad and the Jewel"; Poe's "The Cask of AmontiUado" ; Mrvin Cobb's "An Occurrence up a Side Street"; W. D-fateele's "Free"; Frederick Stuart Greene's "A Cat of | the Cane- brake." a * Test these stories by the various definitir* fiered in this chapter. ^ 4 Try to discover the logic underlying the a^plici^ition to the short-story of the law of the Greek Uniti^(tiHat the unified action shall occur within twenty-four hours iin one setting). .' Study Ambrose Bierce's "An Occurrence at Owl ^.'reek Bridge" for a tour de force treatment of the time elen.ait; Fitz-James O'Brien's "The Diamond Lens" for a similar treatment of the place element. . What short-story characteristics has Sir Gilbftt'Tarker's appeal to his judgment, by seeming to "talk over the matter" with him. Moreover, the first time this trick was performed, it was appreciated by the surprised reader. Its repetition even by Mr. Stockton himself was not successful. DEFINITIONS AND CHARACTERISATIONS 19 "Cumner's Son"? Wherein does it depart from the short- story ideal? Is his "Derelict" a short-story? Why? Is the following narrative too condensed to make an emotional appeal? GREATER LOVE HATH NO MAN By Selwyn Grattan The empty vial — the odour of bitter almonds — and in the chair what had been a man. On the desk this note: "Farewell. From the day of our marriage I have knoivn. I love you. I love my friend. Better that I should go and leave you two to find happiness than that I should stay and the three of us wear out wretched lives. Again fare- well — and bless you. "Robert." {Life, July 6, 1915. Copyright, Life Publishing Co.) Compare with the story just quoted this selection from The New York Evetimp Post, June 11, 1915: . . . The commercial short-story to-day is an affair of at least five thousand words and a very sophisticated bit of v/riting. The secret of success in that field has been described by one successful editor as consisting in writing all round one's subject. This we do with admirable technical skill in the way of sustaining interest by the use of subsidiary incident, suspense, and above all, by the force of style. . . . Jt may be that the editors have discovered that betwe^ fiveTmla seven thousand words is the proper length demarided by the psychological necessities of the tired business mait^^ (Article entitled "Short Stories in Verse.") I' 20 A HANDBOOK ON STORY WRITING Montague Glass places "The Belled Buzzard" second best of the stories he knows. Point out its good features. He places O. Henry's "Municipal Report" first. Professor Albert Wilson of New York University thinks "A Muni- cipal Report" the finest example of the short story ever produced in America. (See "O. Henry Biography," by C. Alphonso Smith, page 231.) See The Booknian for June, 1914, for ten lists of ten preferred O. Henry stories. "An Unfinished Story" is mentioned seven times. Account for its popularity. In The New York Times, January 25, 1914, twenty- four authors answered the question, "What is the best short- story in English?" Stevenson's "A Lodging for the Night" and Bret Harte's "Outcasts of Poker Flat" led the rest as favourites. What are the elements in these stories which make for longevity? Read Professor Matthews's "Story of a Story," observing the emphasis on the fight (physical struggle). CHAPTER II THE INCEPTION OF THE STORY Three stages of story making; logical beginnings; sugges- tions for treatment of situation; character as a starting point; place as the germ; importance of situation or incident; practical value of this exercise; the germi- nating process; Stevenson; avoidance of the trivial and hackneyed; value of the news column; method of using it; testimony of short-story writers as to starting points: Henry James; George Barr McCutcheon; Ellis Parker Butler; Henry Van Dyke; Margaret Cameron; the re- porters; Professor Matthews; H. C. Banner; Booth Tarkington ; Kathleen Norris ; Algernon Blackwood ; Frederick S. Greene ; Eleanor Hallowell Abbott. "The short-story is a narrative artistically pre- senting characters in a struggle or complication." How shall one set about its production? Many authors seem unable to retrace the genesis of their narratives. Seemingly, they have only to obey an inner voice which commands them, "Write 1" But for others the process is one of growth, sometimes painful growth. (In fact, it is safe to assert that, in general, easy writing of the short-story makes hard reading, and vice versa.) Poe, who declared 22 A HANDBOOK ON STORY WRITING that he could recover all the steps by which he arrived at a finished poem, a fortiori constructed his stories from ground plan to roof tree, keenly aware of every value as it contributed to the general effect. It is the doctrine and the practice of the Father of the short-story which justify the teaching and the learning of its structure. If, then, we reduce short-story making to its im- portant stages, we have the initial step of capturing the story, the second of elaborating plot, and the third of developing the narrative. Since the main elements of narrative are action and character, the logical bases of narrative are people, occurrences or events, and situations. The writer who has learned his craft ordinarily begins with the persons of his story; the student may well follow the expe- rienced writer's example. But he should beware of stopping at a mere character sketch. So likewise if he begins with occurrences, he should not be content with the presentation of an even flowing series of events. He needs first of all to recognise and search for situation. By situation, I mean climax or crisis for some character, a climax which suggests drama- tic values. Now, almost any clear-minded writer can conceive or devise an interesting situation; but he experiences difficulty in so treating It as to strengthen its significance, and throw its salient fea- tures into high light. As a matter of fact, for the beginner the process is simple, consisting primarily in the application of a few questions. The value of THE INCEPTION OF THE STORY 23 the answers to these self-propounded questions will determine, so far as rough material is concerned, the worth of the final product. Suppose, for example, the situation is that of a dead body in a ceiling. "How did it happen to be there?" "Who killed the person or animal?" "Why?" "Was it a mur- der?" "Where is the murderer?" Such queries should precede the determination of the situation as a terminus ad quern or a terminus ah quo. The writer who thinks tritely and without rejection will probably recall the brindle cat, which happened to fall upon the poisoned cheese placed for the mouse. It is doubtful that he would create from the germ a story worth reading. But Kipling put a dead cat in a ceiling for other and entirely effective reasons, as all "Stalky" readers know. Again, suppose that to the question, "Where is the murderer?" the writer gives himself the answer, "On the premises," he has suggested already the possibility of a thrilling moment. Suppose he thinks of a thief entrapped in a room with a dead body, and so made to appear as the murderer. He will ask himself further, "How was the thief entrapped?" "Who really did the killing?" "How will the trapped one attempt to free himself?" "What will be the outcome of the struggle ?" This brief exercise has dealt with the physiological or physical situation. Just as well, the situation may first present itself as psychological. For example, a person tells falsehood after falsehood. "Why?" 24 A HANDBOOK ON STORY WRITING "To whom?" "What are the falsehoods?" "What is the result of telling them?" The average mind, again, thinks of a too commonplace concrete instance : the small girl tells her mother falsehoods because she does not wish to be punished after wrong-doing. But Alice Brown takes the case of an habitually honest woman, who tells "white lies" to her hus- band. The reader finds the reason adequate, the result satisfactory. In the finally developed story of "A Day Off." Cornelia Comer's "Preliminaries" is based on interesting human relations: "Young Oli- ver Pickersgill was in love with Peter Lannithome's daughter. Peter Lannithorne was serving a six-year term in the penitentiary for embezzlement." This beginning might have been the germinal idea. The questions that arise over such a situation are, logic- ally, "Who will object?" "What does the girl say?" "What does her father think?" "What is the atti- tude of the young man's parents?" Illustrations might be multiplied superfluously to establish the obvious. Whatever the situation, comic or tragic, physical or psychological, this business of question and answer will reveal to the writer his fertility or lack of it; his dependence on the trite or his perception of the necessity to get away from the commonplace; It will teach him resourcefulness, or prove to him that he altogether lacks Ingenuity and would therefore better give up story writing before he begins it. The student who is determined to write stories. THE INCEPTION OF THE STORY 25 however, should pause here and devise at least a dozen situations to test his inventiveness. If he has not native originality this is the first point in his training where he may set about acquiring it. It was observed above that the character makes a good starting point, and further that danger lies in developing merely a character sketch. To avoid this side-switching upon another track than that of the short-story, the writer should first of all place his character in a situation. Writers who affirm that their characters spin out their own destiny mean only this, that the character suggests — or is placed in — a situation which is then handled according to the method indicated in the paragraphs above. Suppose, for example, one wishes to put a braggart into a story. "In what situation would he play a brag- gart's part?" "What character would offset him?" "What struggle can I invent between the boaster and his foil?" "Whom will the reader wish to see vic- torious?" Since action and character presuppose place, the locale may be the first element in the situation. "Certain dank gardens cry aloud for a murder; cer- tain old houses demand to be haunted; certain coasts are set apart for shipwreck." This often quoted dictum of Stevenson's, generalised, means that cer- tain places are fit for certain happenings. If to this setting, then, is given the fitting occurrence, the proc- ess of harmonising details has already begun. The "single effect" ideal is In conservation. Since a 26 A HANDBOOK ON STORY WRITING locale is inseparable from atmosphere, the author s feeling induced by the place will be the origin of that atmosphere which finally bathes the finished story in its intangible yet powerful presence. Steven- son's "The Merry Men" had its origin in the feel- ings excited by certain Islands off the West Coast of Scotland. Apart from these obvious starting points, others which offer themselves may be treated in a similar manner. If the author wishes to illustrate a thesis, he must find his situation to serve as the medium for his exposition or argument. O. Henry's "The Theory and the Hound" probably arose from the consideration of the statement that a man who is kind to dogs is cruel to women. A facial expres- sion may be suflicient. Henry James has declared it is an incident for a woman to stand with her hand resting on a table and look out at you in a certain way. A single act, though slight in itself, may serve the more objective writer. As some one has said, O. Henry would wish to know what the Henry James lady ordered from the menu. A name, a title, a dream, a new invention, a memory, an idea — any- thing in the earth physical or mental has possible value as a starting point ; for it may draw interesting ideas to itself, by the laws of correlation. To catch the suitable suggestions, to hold them fast and to reject the unsuitable — this is not always easy. But the clever situation, the suitable Incident, must be eventually employed. "The desire for knowledge, THE INCEPTION OF THE STORY 27 I had almost added the desire for meat, is not more deeply seated than this demand for fit and striking incident," Stevenson aptly says in "A Gossip on Ro- mance." Given the character of Robinson Crusoe, what would you think of him without his situation? If one will do a little research work and make a list of the stories having shipwreck and the desert island sequence as the central features, he will have cause to reflect on the value of De Foe's initiative. Irv- ing's "The Stout Gentleman" grew out of a recog- nition by the author, as he heard the phrase, that It would make an excellent title; from the title thus adopted he spun his sketch. The sketch does not quite attain the story form, although it excites the curiosity of the reader and holds him in suspense. As an illustration just here, then, it has a two-fold value; Irving's development of the Idea is a noble example of literature consciously created from a small origin; it also bears witness that without a striking incident or situation no story exists. These are elementary methods. But the present writer is convinced that students who earnestly desire to write stories, and who have a gift for narrative, frequently need to become acquainted with the the- ory of origins. One occasionally hears the advice to young writers, "Let your thought germinate." Ger- mination presupposes rain and sun and perhaps a friendly breeze, if the seed and the earth unite to produce. Otherwise a dead seed in hard soil is the end of the sowing. The ur^ng into growth of a 28 A HANDBOOK ON STORY WRITING story is a natural process, not more mechanical than the urging of the seed into the full grown plant. If a man sets a trap to catch sunbeams, and if he nurses his seedlings out of season, he is using mechanical means to aid nature. Without pursuing the analogy too far, we may observe that the forced germ — which is the antithesis of the non-developing germ — may result in a mere exotic product. Finally, I quote from "A Humble Remonstrance" for empha- sising the point that elementary methods are neces- sary for the student who is training in narrative: "The young writer will not so much be helped by genial pictures of what an art may aspire to at its highest, as by a true picture of what it must be at its lowest terms." So here, as elsewhere in this volume, the writer's purpose is to help construc- tively and from the beginning. In working with the germinal idea, shun triviality. A story may be developed according to excellent rea- son, but may be ineffective through its lack of signifi- cance. A second caution is : Flee from the hack- neyed. The young writer in particular is prone to this misfortune, first because he has not read com- prehensively, and again because certain "striking situations" appeal to him as they have appealed to his literary ancestors. It is true that if he is greatly original in his development, he may repeat so well what has already been accomplished, that his story will supersede the others. For example, a line drawn THE INCEPTION OF THE STORY 29 so as to cut a room in half has been repeatedly em- ployed as a story idea. "Told in the Poorhouse" and "Joint Owners in Spain," by Miss Alice Brown, are two stories which embody it. Recently a student of mine came across this sentence in Stevenson's "Edinburgh Notes" : "A chalk-line drawn upon the floor separated their two domains; it bisected the doorway and the fireplace, so that each could go out and in and do her cooking, without violating the territory of the other." Thinking the idea novel, the student constructed a story upon it, which, in some respects, was superior to its prototypes. As an artistic piece of work the story was successful, but it would not have been written if the author had been aware she was repeating. Life is brimful; it has been overflowing in these years of war. If the golden day of conte writing is, as I believe, not at four o'clock, but ten, the short-story of the next decade will shine more splen- did than ever. The life of every man, woman, and child should be full enough of incident to give origin to volumes of stories. No one should lack nowadays for new starting points. Some writers will work best, at the outset, with material that is far enough away to lend perspective and fire the imagination. Ultimately, they will catch the significance of the truth that fiction is a reflection of life, and will rely upon the near and known for their sources. In the earlier attempts at story production, no author need despise the columns of the newspaper. 30 A HANDBOOK ON STORY WRITING Adaptation of foreign material affords in itself a valuable training in strengthening the powers of se- lection and rejection. Does the item you have chosen happen to exploit a person or persons whose type you know and can handle ? Or must your imagina- tion do the work of actual knowledge? Is the nationality one whose idiom you can represent? Does the setting fit the character and the action ? Or must you do the work of harmonising, by changing locale to fit character? How much time will the action require? Is there a good struggle at hand or must you invent one? Has the item sufficient novelty? Is It a truth too strange for the repre- sentative character of fiction? Such a series of ques- tions will demolish the item as a starting point or will determine its possibilities for the writer who is considering it. Of recent years story tellers have kindly let the public into the secrets of their creative processes. Few authors seem willing or able to tell how the parts of the plot linked themselves together; but most of them recall the germinal idea. Of the earlier writers, Hawthorne is an instance. His "American Note-Books," familiar to most readers, need no cita- tion here. But the student unacquainted with Haw- thorne's practice will do well to consult them. Mr. Henry James, who recorded in his "Prefaces" ^ facts about the growth of his stories, revealed that his '"Collected Works," Copyright, 1909, by Charles Scribner's Sons. THE INCEPTION OF THE STORY 31 was a fertile mind for the reception of germs that fell out in conversation. He says about the starting point of "The Tree of Knowledge": "I recover exceptionally the sense of the grain of suggestion, the tiny air-blown particle. In presence of a small interesting example of a young artist long dead, and whom I had yet briefly seen and was to remember with kindness, a friend had made, thanks to a still greater personal knowledge of him and his quasi- conspicuous father, one of those brief remarks that the dramatist feels as fertilising. 'And then,' the lady had said in allusion to certain troubled first steps of the young man's career, to complications of con- sciousness that had made his early death perhaps less strange and less lamentable, even though super- ficially more tragic, 'and then he had found his father out artistically, having grown up in so happy a personal relation with him only to feel, at last, quite awfully, that he didn't and couldn't believe in him.' That fell on one's ears, of course, only to prompt the inward cry, 'How can there not possibly be all sorts of good things in it?' " Again, with reference to the starting point of "The Author of Beltrafl5[o," he remarks, "It had been said of an emi- nent author . . . 'his wife objects intensely to what he writes. She can't bear it, and that naturally creates a tension.' Here had come the air-blown grain which, lodged in a handful of kindly earth, was to produce the story of Mark Ambient." At an extreme from Henry James, George Barr 32 A HANDBOOK ON STORY WRITING McCutcheon dreams the plots and situations of his stories.^ Most of his dreams are forgotten, but some are jotted down. "Usually these preserved are found in the bright light of day too grotesque for any purpose ; the idea that at the moment seemed one of the great new ideas of the world is nothing more than a tangle of joyous absurdities." But occasionally they are good. "The Day of the Dog" was dreamed up to a certain point. When the story as originally drafted was sent to McClure's Maga- zine, the editor wrote Mr. McCutcheon that the story would not do. He "feared the author would be accused of trying to do another 'The Lady or the Tiger' and the curious readers would rise and curse story, author, and magazine." A further fact of interest in regard to the improved story is seen in the idea that came to the author for solution. "When a bull dog once takes hold, he never lets go," the author recalled. The denouement of the story proves to what advantage he used the saying, itself a germ for the latter part of the plot. Katherine Fullerton Gerould has also stated that she dreamed the plot of one of her stories.* An anecdote as the germinal idea of a story is a different thing from the anecdote which is expanded into story form. According to Ellis Parker Butler, an anecdote furnished him with one of the two main ' See The Bookman, February, 1914, page 585. 'Lecture at Bryn Mawr, January 15, 1915. THE INCEPTION OF THE STORY 33 ideas* on which he built his well known narrative, "Pigs Is Pigs." Similarly, an incident was used as the foundation for what I regard as Mr. Henry Van Dyke's best story, "The Night Call." A repeated situaticfti originated Margaret Cam- eron's "Golden Rule Dolliver" stories. "The DoUi- ver series started in my mind," Mrs. Cameron writes, "much as they did in the first story. During one hot and humid summer, my husband amused himself by devising humorous curses to heap upon the heads of the indifferent persons who rolled past us with empty seats in their tonneaus, while we sweltered on the curb, longing for the car we could not afford. One day it occurred to me to wonder what would happen if one undertook to put his altruistic theories into practice — and the series of Dolliver stories was the result. I tried to think first of the sort of person one would naturally wish to pick up and carry on a little way, and then what that sort of person might naturally understand or attempt under such circum- stances." ^ Of authors illustrating the reporting instinct in the choice of ideas for their stories, De Maupassant, Kipling and Richard Harding Davis will serve to represent, respectively, the spirit in France, India and America. In "Afloat" De Maupassant devotes a number of pages to the description of an old couple 'See Neii) York Times, November i, 1914. 'Personal letter, January, 1915. 34 A HANDBOOK ON STORY WRITING of whom he had heard and whom he twice visited. Part of what he there narrates is produced in "Hap- piness." * Kipling's experience in India and his observations there underlie his earlier stories. And no one can read "The Eyes of Asia" without the impression that the author must know well the character of the East Indian and likewise must be familiar with the battlefields in France. Richard Harding Davis il- lustrates the methods of the reporter, from his first successful story down to his latest volume. "Gal- legher" is a self-confessed "newspaper story," as the first of the collection "Somewhere in France" is an outcome of his experiences and observations with the armies in Europe. Among writers who have used the news column are Professor Brander Matthews and his friend the late Henry C. Bunner,'^ Booth Tarkington,® and Sir Arthur Conan Doyle. The use Sir Conan made of the Agony Column has become famous. Kathleen Norris's "Rising Water" was suggested by a news clipping, the substance of which was transferred by 'He was too wise to mar the art of his fiction by the addition of facts which, gathered at the second visit, turn the beauty of the real story into bitterest irony. ' See "Tales of Fantasy and Fact," Harper and Brothers, 1896, page 213, for note on "The Twinkling of an Eye." ' See The Bookman, February, 1914, for the letter or its approxi- mate, which, sent to the Letter Department devoted to matters of "amatory etiquette," caught Mr. Tarkington's fancy and started "Cherry." THE INCEPTION OF THE STORY 35 the author from Mississippi to California. Mrs. Norris knows California, and in the transference made use of the principle above suggested that the locale should be one easily imagined or one with which the writer is familiar. As as example of one who cannot use this ab initio method, Algernon Blackwood writes by what is usu- ally termed "inspiration." . . . "I can only say that these [short-stories] come to me of their own accord, or not at all; I never can sit down and write one to order. An emo- tion, clothing itself instantly in dramatic incident, is the secret probably. But to say this is not, I know, to explain it. The atmosphere certainly comes from feeling it. I cannot work up atmosphere artificially. Unless I feel it myself, it is not in the story . . . "As so many of my stories flash upon me with suddenness, come to me first in the form of dreams, or show themselves in that state of half-consciousness when one lies between sleeping and full waking, I may not be far wrong in guessing that it is the sub- consciousness that first prepares them. Then some commonplace incident of the day taps this subcon- scious content — and the idea in story form emerges. I am the more inclined to think this is the case, inasmuch as I can never say, 'Now I'll sit down and write a story about this or that.' I cannot deliber- ately manufacture one. And, often enough, the story emerges by the wrong end, upside down, so to speak. I get the end before I know the beginning: as if. 36 A HANDBOOK ON STORY WRITING though complete already in the subconscious mind, a loose end poked up first. But the rest invariably follows, is pulled out. If not, and if it fails me, hides again or disappears, I stop. For I never can invent the rest of it. . . . "I will give you a short example. The idea came to me of a young man, just about to leave for Egypt, going to a clairvoyant to please the girl he was en- gaged to. It did not interest him, at all; he just went. And the clairvoyant said, 'You will drown, but you will not know you drown.' It was this sen-^ tence that came to me first. I 'felt' a complete story behind it, though I did not know what it was going to be, much less in what way the curious sentence could justify itself. If I thought about it, I should lose it. I sat down and wrote therefore at once. It was a short story for the Westminster Gazette, published April 1 8, 1914.^ It ran on smoothly of its own accord, but until the very end I did not con- sciously know how that sentence would come in and make the climax. The ^rl, being alarmed, makes him promise to be careful of water; but in Egypt there is no water except the Nile. He avoids the Nile ! The prophecy is entirely forgotten. A year later, on the eve of sailing home to marry, he is thrown from his horse in the desert, injured; the horse bolts, and he is lost for twenty-four hours, suffers from heat and thirst, and becomes ultimately •"By Water" is included in Mr. Blackwood's "Day and Night Stories," E. P. Dutton, 1917. THE INCEPTION OF THE STORY 37 a little delirious. A search party, he knows, will come eventually. He lies upon a mound of sand so as to be visible. He becomes unconscious. At last the party comes. Though unconscious, his nerves note the sound of hoofs and automatically make the muscles twitch. The body moves — just enough to lose its balance on the steep mound of sand. It rolls slowly down the side — into a pool of water, one of those rare pools the Bedouins keep jealously to themselves. But, being unconscious, he does not know he rolls, does not know he sinks. He drowns • — but does not know he drowns. . . ." * It is undoubtedly true that many an author has been unconsciously guided thus to produce excellent results. But the student will best follow the example of those who plan consciously from a definite be- ginning. Captain Frederick Stuart Greene, whom the pres- ent writer has had the pleasure of teaching the craft of story making, writes about the origin of "The Black Pool," telling how its synthesis was effected: "There is on the north shore of Long Island a long narrow pond. It is surrounded by locust trees, their tops for the most part dead, and beneath them, growing to the water's edge, a tangled mass of cat brier and underbrush. The surface is inky black, and as the pool is narrow the sun strikes the water only at mid-day. The surface is usually without a "Private letter, April 19, 1915, to Miss Thoma, a student of the present writer, with privilege of publication. 38 A HANDBOOK ON STORY WRITING ripple and reflections are clearly though blackly shown. "Every time I have seen this pool, and whenever I think of it, my thoughts set on tragic courses and It takes some time to rid myself of the gloom. When the plot of the brothers had shaped itself I could think of no other setting for the tale, or rather I thought of the pool and the idea of a murderer see- ing the face of his victim on its surface, and from this the plot grew." Eleanor Hallowell Abbott says in "The Mean Little Town" : "First of all, somewhere on the dingy street or in the crowded cars or at a bright coloured party, Fate fairly bumps you into an amazing incident. This amazing inci- dent, in turn, caroms you o£E most abruptly against a new idea. Embarrassed by your intrusion into the amazing in- cident, bruised by your impact with the new idea, half- laughing, half-crying, you find yourself all keyed up to such a great state of emotional disturbance that you feel just literally impelled to snatch up the amazing incident and shake it, and deliver it over in toto to the first sympathetic person you meet. "Then your cool brain that is always so annoyingly strict with you joggles its inky fingers right in your face and says: " 'No, no ! You mustn't touch that amazing incident, because amazing incidents always and invariably belong to other people — and must not under any circumstances be given away! But you can have this new idea if you want to, because new ideas are wild things and there's not even THE INCEPTION OF THE STORY 39 a game law on them. All I have to know,' warns your brain, 'is that you really and truly want this new idea.' "'Why, of course, I want it!' you retort a trifle snap- pily, 'Why, I haven't had a new idea since a week ago, Sunday!' " 'Oh, very well, then,' smiles your calm brain, 'Oh, very well, then, hand me over immediately all your emotional interest in your amazing incident — ^your shock, your sur- prise, your anger, your joy, your approval, voux contempt — any feeling at all as long as it honestly does constitute a big feeling — and I will take a little paper and a little ink and a few punctuation marks and vitalise them into a brand new incident for your new idea to live in, so that you can bring that new idea boldly home and raise it honourably as your own, and no inquisitive person will even remotely suspect that you adopted it from your brother Dick's ro- mance with the Cuban school-teacher, or from the confes- sion the conductor made to you the day your car \v;is stalled in the subway, or from the great bunch of white lilacs that the Italian fruit pedlar sends your mother every thirteenth of January.' "So out of the accident of a moment, the anger of a sec- ond, the rapture of an instant, your brain proceeds then and there, very laboriously, very painstakingly, through days and weeks and months perhaps of sleeplessness and worry ;ind reluctantiv sacrificed pleasures, to create for you what it promised you — a brand neM' incident for your new idea to live and flourish in. "Behold, then^the story!" After Mrs. Abbott has told the story of a young man who was kept at home in the country because 40 A HANDBOOK ON STORY WRITING of his duty to his aged grandfather, she ends by divulging her starting point: "One morning last summer I saw a great gorgeous yellow butterfly, so great, so gorgeous, so altogether miraculous that it almost broke my heart to think it could live only a day. " 'But short as a day may seem to you, a day is a full life-time to the butterfly,' argued the philosophical person close beside me. " 'Oh, yes, I know that. But this particular day, you see, was a rainy day. And the yellow butterfly's wings were so bedraggled with the weather — all around him — that he never got any chance at all to fly.' " No short-Story author has hinted more suggest- ively of the germinating process. The student, however, who needs explicit help vi'ill find It more definitely in the succeeding chapters. Exercises for Chapter II Have you read stories emphasising any of the following situations, or similar situations? What are they? If you find that one of the situations has value for you as a starting point, write a story about it. A novice rides a dangerous horse. An old man is turned out after long service. A criminal is married to one who believes him (her) innocent. A child plays with an imaginary playmate. An old lady desires to hr < church sexton. THE INCEPTION OF THE STORY 41 A bridegroom fails to appear. A poor person imitates one of wealth. One destroys a garden. One is murdered where he had meant to murder another. A person masks his features with a veil. A civilised Indian reverts to type. A servant kills his master. One makes three wishes on a charm. A man is obsessed by the idea that he is set apart for great things. Two failures meet. An American girl breaks her engagement with a noble- man. One doomed comforts another. A man scorns the flag of his country. Two feudists meet at a dancing party. A man transfers his clothing to another (tragic purpose, comic purpose). A man (woman, child) falls overboard a vessel. Women in a race win against men contestants. Hidden treasure is found. One pushes another from a cliff. A dog is killed in a fight (sympathy with victor, sym- pathy with defeated). A house and its occupants are engulfed. A wife fails to recognise the essential greatness of her husband. A person driven by fear assumes bravery. Read Chekov's "Polinka" for a contrast between the ap- parent and the real situations. Read "A Letter and a Paragraph," by H. C. Bunner. W. D. Howell's "A Sleep and a Forgetting" uses two 42 A HANDBOOK ON STORY WRITING similar situations for developing the theme, "If a person lose her memory through one great shock, she may find it through another." Have you read a story using repetition of situation for some purpose other than this? What is the significance of Morgan Robertson's title, "Closing the Cir- cuit," with reference to the situation? What is the significance of Bierce's title, "The Horseman in the Sky," in connection with the situation? CHAPTER III PLOT : PRELIMINARIES Inductive method; review of anecdote and Incident; defini- tion of anecdote; class divisions; examples of typical anecdotes; structure; rules; relation to short-story; defi- nition of Incident; distinctions between it and anecdote; illustration; analysis; relation to short-story; dividing line sometimes erased; unmistakable distinction between Incident and story of two lines of interest. "The most important of the constitutive elements is the Plot, the organisation of the incidents of the story. . . . The Plot is the First Principle, and, as it were, the very Soul of Tragedy."— Aristotle's "The Art of Poetry." After finding the story, after the characters and main action appear, the next step is that of con- structing a plot. It is the purpose of this section to induct the student into the principles of plot mak- ing by a brief review of two simple narrative forms, the anecdote and the Incident. Each is built on a ground plan which has features in common with that of the short-story. The writer who is familiar with plot origins may pass on to the next chapter; 43 44 A HANDBOOK ON STORY WRITING but the novice who desires plot instruction from the beginning should linger here. By anecdote, I mean the briefest form of narra- tive built according to a plan. The anecdote pre- sents a trait of character, a situation for eliciting or displaying the trait, and a dramatic moment in which It appears. The dramatic moment is fre- quently termed the point, nub or snapper. Reduced to formula. Trait -|- situation -\- dramatic moment = anecdote. The characteristic trait may be mentioned in the beginning or it may be held in reserve up to the dramatic moment. As Mark Twain comments,^ any one may learn to tell this story with a point, typically French, as opposed to the more difficult and typically American humorous story. Yet every one recalls lamentable failures in making the point, failures resulting in unconscious humour such as Mark Twain describes. These failures arise usually from a disregard for structural principles. Before examining with reference to plan, the anecdotes offered below, the student should recall the various divisions of the type: there Is the story which directs Its barb against the professional class, — ^the lawyer, the teacher, the physician; or against cer- tain time-honoured relations, — ^the mother-in-law, the hen-pecked husband; the story told at the ex- pense of national traits, — the shrewdness of the ^"How to Tell a Story." PLOT: PRELIMINARIES 45 Scotch, the stolidity of the English; or personal traits, frankness, simplicity, absent-mindedness, cu- pidity and the like. Now in the following examples, which are ob- viously typical, one pattern or plan serves for all: 1. Farmer Reed went to the house of his neighbour Farmer Norris to buy a bushel of corn. Mr. Norris was away, but Mrs. Norris undertook to oblige the would-be purchaser. Having secured a peck measure, and led the way to the corn-crib, she filled the measure twice and emptied the con- tents into the bag. Then she began to tie it up. "But — wait!" remonstrated Farmer Reed, "it takes four pecks to make a bushel." "Oh, does it?" Mrs. Norris asked languidly. "Such mat- ters are entirely out of my province. You see, before I was married I always taught school." 2. When Mr. Hume began to be known in the world as a philosopher, Mr. White, a decent, rich merchant of London, said to him: "I am surprised, Mr. Hume, that a man of your good sense should think of being a philosopher. Why, I now took it into my head to be a philosopher for some time, but tired of it most confoundedly, and very soon gave it up.'' "Pray, sir," said Mr. Hume, "in what branch of philoso- phy did you employ your researches? What books did you read?" "Books?" said Mr. White. "Nay, sir, I read no books, but I used to sit you whole forenoons a-yawning and poking the fire."— Boswell's "Johnson," Hill, III, 346. 46 A HANDBOOK ON STORY WRITING 3. Governor Bob Taylor was once taking luncheon when his servitor Sam appeared with the news that a dele- gation of important politicians was awaiting him below. "Tell them that I'll be down in a minute, Sam," said the Governor. "Sam," said Mrs. Taylor, "tell them that the Governor will be down in half an hour." "Yassum," said Sam. The Governor turned around impatiently and said, "Sam, tell them I'll be down immediately." "Tell them, Sam," said Mrs. Taylor, "that the Governor will be there in half an hour." The Governor was outraged. "Sam," said he majesti- cally, "do you know who the Governor of Tennessee is?" "Yassuh; yassuh; yass 'ndeed, sah," said Sam. "I'll tell 'em you'll be down in half an hour, sah." — Adapted from New York Times, April i, 1912. 4. "When you had the measles, Mr. Archibald, you had them gey and ill; and I thought you were going to slip between my fingers," he said. "Well, your father was anxious. How did I know it? says you? Simply because I am a trained observer. The sign that I saw him make, ten thousand would have missed; and perhaps — perhaps, I say, because he's a hard man to judge of — ^but perhaps he never made another. A strange thing to consider! It was this. One day I came to him: 'Hermiston,' said I, 'there's a change.' He never said a word, just glowered at me (if ye'll pardon the phrase) like a wild beast. 'A change for the better,' said I. And I distinctly heard him take his breath." The doctor left no opportunity for anti-climax; nodding PLOT: PRELIMINARIES 47 his cocked hat (a piece of antiquity to which he clung) and repeating "Distinctly" with raised eyebrows, he took his departure, and left Archie speechless in the street.^ 5. Here is an example of audacious and ingenious re- sourcefulness. . . . A baker's barrow was standing unattended in a side street when a shabby man, by his appearance hard up and evidently out of work, looking round and seeing no onq about, lifted the lid and quickly abstracted two loaves. He had one in each hand just as the baker came out of a gate- way close by. The baker rushed up, and in a loud voice demanded what he was doing there. The man calmly commenced weighing the loaves one against the other ; then, turning to the baker, said : "I was just wondering whether your loaf was heavier than mine, as my baker gives short weight!" "You put my loaf down and clear out of it." The man immediately dropped one back into the barrow, and with the exclamation, "All right, old chap, don't get nasty," made a rapid retreat with the other loaf. Con- tributed to Strand Magazine, July, 191 1. These stories all consist of a situation and a dramatic moment wherein is revealed the trait which may have been expressed previously or omitted. If in Number i the narrator had begun, "The follow- ing story illustrates the ignorance of teachers," he would have betrayed his point or weakened its "From "Weir of Hermiston," by R. L. Stevenson, copyright, 1896, by Charles Scribner's Sons. 48 A HANDBOOK ON STORY WRITING effect; hence he omits the trait. Number 2 also wisely refrains from a statement to the -effect that it will illustrate the popular opinion of philosophers. The double edge, moreover, cuts two ways, baring also the ignorance of the "decent, rich merchant." Number 3 dispenses with a remark which a bungler might have made that the Governor told the story as an instance of his being subject to his wife's authority. In Number 5, in the words, "Your father was anxious," Stevenson does not betray through the Doctor the specific evidence of anxiety, and is not therefore inartistic. That Archie stood "speechless in the street" proves the stunning force for him of the dramatic moment, "I distinctly heard him take his breath." Nor, for similar reasons, is the climax of Number 5 blunted, though the pre- fixed statement is not necessary. The chief rules for the anecdote writer are these: I. State as economically as possible the situation; for if the situation is too much expanded or told at length the point may dwindle by comparison and seem trivial. In common parlance, the story will "fall flat." 2. Hold the point in reserve, and if necessary the trait. 3. End on the point. Such procedure employs the structural principles of sus- pense, proportion, and of climax with perhaps sur- prise ; not in themselves forming plot, but distinctive characteristics of plot. These elements suggest the kinship of the anec- dote and the short-story, whose patterns are by no PLOT: PRELIMINARIES 49 means the same. It is true that many short-stories are anecdotal.® O. Henry's "A Lickpenny Lover," "The Romance of a Busy Broker," and "A Comedy in Rubber" are anecdotes, farcical anecdotes, ex- panded. They are readable and enjoyable, but this fact has nothing to do with the genre to which they belong. "A Lickpenny Lover," for example, might be put into a form no longer than this : The young man was imploring the young lady to be his own. "Only say that you will be mine!" he cried, "I long to fly with you from the sordidness of the life you must lead; it would be bliss to introduce to you the pleasures of a world far from Billington's Department Store. We would row to the tune of the gondolier's song, would visit India and Japan, would ride in 'rikishas and toboggan over the H imalayas, ' ' She turned cold eyes upon him. "Can't you do better than Coney for a wedding trip?" And she rose and left him. In general, do not use the longer form for convey- ing material amply accommodated by the briefer type. But study the composition of the anecdote and practise telling It with regard for the dramatic moment, which is not unlike, in place and function, the climax of the short-story. ' Mr. Henry James and others speak of the anecdote in a way not to be confused with the term here defined. Cf. "tale"' above, page 3- 50 A HANDBOOK ON STORY WRITING With respect to its plot, the Incident is more highly developed than the anecdote. By Incident \with a capital I), I mean not merely a happening, an occurrence, which may be at the basis of short- story. Incident or even anecdote. By Incident I mean a brief narrative which has for its founda- tion a single line of action, usually recounting a chase, or the overcoming of an obstacle, or a mental struggle. The formula is Inciting impulse + steps in action -J- climax -|- denoue- ment = Incident. It necessarily involves an extent of time and fre- quently a change of place. The anecdote is typical; the Incident is unique. The anecdote is told pri- marily for exemplification of trait; the Incident for the action. It is true that the Incident may exhibit a trait, as of courage or bravery in action; but whereas the anecdote would emphasise the bravery, the Incident celebrates the action directed by that bravery. The anecdote which is "essentially simple and single" may be represented, geometrically, by a point; the Incident requires a line. For the sake of clearer distinction, read this capitally told and representative Incident by F. Hopkinson Smith. The narrator represents Plain Fin, his puntsman on the Thames, "a little, sawed-off, red-headed Irishman," as a raconteur of incidents wherein he often figured. He has just made the statement that he ought to have been a barrister. "I started as PLOT: PRELIMINARIES 51 one." To the narrator's question, "When was that, Fin?" he replies: "When I was a gossoon of twenty, sor — maybe eighteen — I'm fifty now, so it's far back enough, God knows. And it all happened, too, not far from that old ink-bottle's place in Temple Bar. I was lookin' at it wan day last winter when I had a fare down there that I took up in old Bond Street. I did the sweepin' out and startin' fires. Wan day wan of the clerks got fired because he couldn't serve a writ on another barrister chap who owed a bill that me boss was tryin' to collect. Nobody could git into his rooms, try every way they could. He had nigh broke the head o' wan o' the young fellers in the office who tried it the day before. He niver come out, but had his grub sent him. This had been goin' on for a month. All kinds o' games had been put up on him and he beat 'em all. " 'I'll do it,' I says, 'in a week's time or less.' The man- ager was goin' through the office and heard the laugh they give me. 'What's this?' he says, cross-like. 'Fin says he kin serve the writ,' the clerk says. 'I kin,' I says, startin' up, 'or I'll throw up me job.' " 'Give him the writ,' he says, 'and give him two days off. It kin do no harm for him to try.' "Well, I found the street, and went up the stairs and read the name on the door and heard somebody walkin' around, and knew he was in. Then I lay around on the other side o' the street to see what I could pick up in the way o' the habits o' the rat. I knew he couldn't starve for a week at a time, and that something must be goin' in, and maybe I could follow up and git me foot in the door before he could close it; but I soon found that wouldn't work. Pretty soon a can o' milk come and went up in a basket 52 A HANDBOOK ON STORY WRITING that he let down from his winder. As he leaned out I saw his head and it was a worse carrot than me own. Then along come a man with a bag o' coal on his back and a bit o' card in his hand with the coal-yard on it and the rat's name underneath, a lookin' up at the house and scratchin' his head as to where he was goin'. "I crossed over and says, 'Who are ye lookin' for?' And he. hands me the card. 'I'm his man,' I says, 'and I been waitin' for ye — me master's sick and don't want no noise, and if ye make any I'll lose me place. I'U carry the bag up and dump it and bring ye the bag back and a shillin' for yer trouble. Wait here. Hold on,' I says; 'take me hat and let me have yours, for I don't git a good hat every day, and the bag's that dirty it'll spile it.' " 'Go on,' he says; 'I've carried it all the way from the yard and me back's broke.' Well, I pulled his hat over me eyes and started up the stairs wid the bag on me shoulder. When I got to the fust landin' I run me hands over the bag, gittin' 'em good and black, then I smeared me face, and up I went another flight. " 'Who's there ?' he says, when I knocked. " 'Coals,' I says. " 'Where from ?' he says. "I told him the name on the card. He opened the door an inch and I could see a chain between the crack. " 'Let me see yer face,' he says. I twisted it out from under the edge of the bag. 'All right,' he says, and he slipped back the chain and in I went, stoopin' down as if it weighed a ton. '"Where'll I put it?' I says. " 'In the box,' he says, walkin' toward the grate. 'Have ye brought the bill?' PLOT: PRELIMINARIES 53 " 'I have,' I says, still keepin' me head down. 'It's in me side pocket. Pull it out, please, me hand's that dirty,' — and out come the writ ! "Ye ought to have seen his face when he read it. He made a jump for the door, but I got there fust and down- stairs in a tumble, and fell in a heap at the foot with every- thing he could lay his hands on comin' after me — tongs, shovel, and poker. "I got a raise of five bob when I went back and ten bob besides from the boss. "I ought to have stayed at the law, sor; I'd be a magis- trate by now a-sittin' on a sheepskin." * Now In this account of an Irishman who directs his shrewdness to one end, the line the reader fol- lows is that struck out by Fin, who makes his way past difficulties to the accomplishment of his pur- pose. The obstacles encountered are all in one path. First, what is the way? The coalboy's route presents Itself. But how will Fin palm himself off at the coal carrier? He must look the part, and so he effects a convincing disguise. But after he delivers the coals, he has to serve the writ. Very well, he will submit It as the coal bill. He has over- come his difficulties and accomplished his purpose. But he must escape; The drop back from the height of Interest (the serving of the writ) shows Fin In retreat down the stairs. This may be called, with more than usual fitness, the falling action of ' From "The Under Dog,'' copyright, 1903, by Charles Scribner's Sons. 54 A HANDBOOK ON STORY WRITING the narrative. The satisfactory denouement is Fin's reporting to headquarters and receiving the reward for his labours. The plot structure may be repre- sented by the following diagram: a, the beginning of the attempt ; ab the way through diffi- culties to serving the writ ; b the serving ; be the short down- ward action; c the denouement. b Common to both the anecdote and the Incident Is the climax or dramatic moment. Common to the Incident and the short-story are the foundational struggle and its successive phases. If the Incident material is of sufficient weight or magnitude, clearly the dividing line between the Incident and the short- story disappears. As an Illustration, consider the classic by Stevenson. Markhelm kills a shopkeeper and subsequently gives himself up to the law. Here the single line of action begins with Markheim's intention to obtain the dealer's money. The diffi- culty, to get rid of the dealer at a time when the one servant was out, is overcome, and the treasure lies within his grasp. Now, the murderer's con- science awaking, his chain of reasoning leads to the end that he must lay down his life. "He confronted the maid on the threshold with something like a smile. 'You had better go for the police,' said he: 'I have killed your master.' " To give this weighty PLOT: PRELIMINARIES 55 Incident the effect it deserved, to display its essential magnitude, Stevenson elaborated the moral struggle. By introducing the visitant, who adds to the interest of the narrative, the author at once dramatises this main struggle and makes use of fantasy in the best sense. The weight, the moral value, and the superb treatment elevate the Incident to the story stand- ard. Likewise, "The Wall," by Harriet Welles, a student of the present writer, also illustrates the single Incident which, by virtue of its weight and literary treatment, rises to the story level. The brief tragedy is the but momentary expression of a dormant racial inheritance. Unmistakably, however, a distinction between the Incident and the short-story enters with the appear- ance of a subordinate line of interest. If the anec- dote be represented by a point, and the Incident by a line, then the short-story may be represented by a line or an arrangement of lines. An arrangement of lines will picture the plot of all short-stories not dependent merely on the struggle in the main line of interest. CHAPTER IV plot: struggle and complication 1. Struggle. The struggle may be inherent in the situation or connoted by it; tentative classification of struggles; various ways of developing the struggle; the struggle between the natural and the supernatural in Greek literature ; in short-stories of Hawthorne, Kipling, Henry James; quality of struggle a determinant of story quality. 2. Complication. The principle of complication ; two lines of interest ; analysis of stories for complication ; synthesis of story for complication; special instances of complica- tion ; its value. I. Struggle Having reverted to the anecdote and the Incident for indirect aid, the student may begin direct study of the story plot by an examination of its salient feature, the struggle. The struggle may be inherent in the ganglionic centre, the situation chosen as a starting point for the narrative. For example, a cowboy chasing a buffalo, two soldiers fighting in No Man's Land, an adventurer attempting to set up a kingdom among a heathen tribe, an inventor 56 PLOT: STRUGGLE AND COMPLICATION 57 trying to create a perpetual motion machine, all con- tain in embryo both situation and conflict. The situ- ation, however, may only connote or suggest the con- flict; a spy in prison is an example which suggests the preceding fight or a succeeding attempt to escape, with perhaps a chase to recapture. In the search for and selection of various possible conflicts, the student will find aid, first of all, in this tentative classification. Types of Struggle 1. Between animal and animal. "The Elephant's Child/ Rudyard Kipling. 2. Man and the forces of nature. "To Build a Fire," Jack London; "The Three God-Fathers," Peter B. Kyne; "The Trawler," James B. Connolly; "A Tale of Neg- ative Gravity" and "The Christmas Wreck," Frank Stockton ; the fifth chapter in Fenimore Cooper's "Pilot." 3. Man and animal. "Bertran and Bimi," Rudyard Kip- ling; "The Black Cat," E. A. Poe; "A Passion in the Desert," H. de Balzac. 4. Man and animal vs. animal. "Moti Guj," Kipling. 5. Man and animal vs. man and animal. "The Maltese Cat," Kipling. 6. Man and man. a. Physical struggle. "Back o' the Yards," Will Lev- ington Comfort; "The Taking of the Redoubt," Prosper Merimee; "The Attack on the Mill,' Emile Zola. b. Mental struggle, or struggle of wit. "The Pur 58 A HANDBOOK ON STORY WRITING loined Letter," Poe; the Sherlock Holmes stor- ies, by Sir Arthur Conan Doyle; "The Doom- dorf Mystery," Melville Davisson Post; "Regu- lus," Kipling; "The Money Box," W. W. Ja- cobs. c. Psychic struggle, or struggle of wills. "The Revolt of 'Mother,'" Mary E. W. Freeman; "A Sis- terly Scheme," H. C. Bunner; "The Sire de Maletroit's Door," R. L. Stevenson. 7. Man and himself; dual personality; forces in the same man. "Dr. Jekyll and Mr. Hyde," "Markheim," Stevenson; "William Wilson," Poe; "The Coward," De Maupassant. 8. Man and fate. "An Imaginative Woman" and "A Waiting Supper," Thomas Hardy; "The Ambitious Guest," Hawthorne. 9. Man and the supernatural forces, ghosts, wer-wolves, etc. "They," "Wireless," and "The Phantom 'Rick- shaw," Kipling; "What Was It? A Mystery," Fitz- James O'Brien. The student should read carefully each of the stories enumerated, once for the story, and again for the struggle only; he should study every phase, every detail of the prevailing conflict and all minor con- flicts. He should then pause long enough to find and write down a dozen struggles, determining their vari- eties by his ability to handle them. He must also determine in each case just how he will develop the conflict. He may "play up" one main struggle at the time the elements clash. For example, "Mark- heim" ; Mrs. Gerould's "The Weaker Vessel" ; Irvin PLOT: STRUGGLE AND COMPLICATION 59 Cobb's "An Occurrence Up a Side Street," and Kip- ling's "The Maltese Cat" all picture the forces finally contending In one scene. And all display careful subordination of accessory details. He may, In the second place, decide to pit his opposing forces, active or latent, against each other In a series of minor cli- max conflicts leading to a major climax. Jack Lon- don's "To Build a Fire," Miss Brown's "A Day Off" and W. W. Jacobs's "The Money Box" are Illustrations of this method. This last-named story has for Its chief character an old sailor, Isaac Lumm; the opposing force consists of his two younger companions, Peter Russet and Ginger Dick. Isaac has agreed to take care of their money while the three are ashore. The two, having a consuming desire for the pleasures of the port, attempt to re- cover It. In a physical fight Isaac defeats them, as In several wit combats he is victorious. But while he sleeps they pawn his clothes. In the series of minor struggles they have for the first time the upper hand. When, however, Isaac explains on their re- turn that the money was In the pawned coat and cap the tables are again turned against them. Isaac dons the clothes of Peter, and, taking with him Gin- ger Dick's suit, hies forth to redeem his own. From this point on, Isaac is In the ascendent. Writers who use this method of developing the struggle must be careful to arrange the series in an ascending grade, must not Introduce so many minor conflicts as to weary the reader before the grand 6o A HANDBOOK ON STORY WRITING climax, and must be caretu) to preserve the unity. The writer may combine various types of struggle in the series without destroying the necessary unity. In "Regulus," one scene exploits a clash between masters and students; another, a fight among the boys, and another, a dispute between the masters over the comparative values of the classics and the sciences. Joseph Conrad presents an engaging succes- sion in "The Inn of the Two Witches." At its base is a chase or physical struggle. Byrne goes to seek his man, Tom. This search, in abeyance when Byrne arrives at the Inn, is superseded by the latent op- position between him and its occupants. After Byrne has gone to his room and locked himself in, he experiences a vivid feeling of Tom's nearness, and understands that Tom is trying to communicate with him. As is seen later, this Is a brief struggle on the part of the supernatural to make connection with the physical. The call which comes faintly, "Mr. Byrne, look out, sir!" in Tom's voice compels the traveller's eager efforts to hear more. But he re- ceives no further communication. On searching the chamber, he finds his servant, in a tall wardrobe, — dead. Here the chase with which the author set out has ended. But now the new conflict rises to a high pitch. In seeking to discover how Tom was killed, Byrne eventually learns the truth about the Bishop's bed. Tom has been done to death by its fiendish mechanism. Meantime, the fear that he must suffer Tom's fate battles with his own manhood. PLOT: STRUGGLE AND COMPLICATION 6i When he hears a knocking at the gate, he rushes down, all but insane, and flings himself upon the soldiers, who, fortunately, are men of a rescuing party. The young writer should not attempt this combi- nation type of struggle series before he has succeeded in composing well unified examples of the preceding kinds. The unity is larger, more inclusive, and re- quires for its presence a skilful manipulation of component elements; otherwise a scattering of the effect may destroy the short-story value. In texts on the short-story, little has been said about the struggle between the natural and the super- natural. Yet, from the earliest dramas of the Greeks, some of the noblest examples of literature have grown out of such conflict. In the first part of the Greek tragedy the individual may seemingly escape his Fate; but at the close Fate has circumvented him. CEdipus, exposed upon Mount Citharon to die lest he fulfil the prophecy. Is rescued and taken to the Court of the King of Corinth. Growing up as the son of Polybus, he learns from the Delphic oracle that he will kill his father and marry his mother. In leaving the only home he has ever known, to avoid the dreadful doom, he meets it. Life as interpreted by Greek drama is a constant struggle with Fate in which Fate must finally be the victor. Now some of the best examples of Greek fatalism occur In modern short-stories. Hawthorne's "The Ambitious Guest" celebrates Fate triumphant. 62 A HANDBOOK ON STORY WRITING The doom of the ambitious young man and the fam- ily with whose fates his own was linked is a world instance of the uselessness of striving against the will of the gods. The inseparable pessimism may be healthfully disregarded in the contemplation of the incontrovertible theme which represents man as an atom, lightly to be brushed aside in the sweep of destiny. Hawthorne loved to consider the various aspects of this man-Fate struggle. In "David Swan" he plays with the idea that love, death, and riches may in turn approach a human being who is unaware of the approach and who jogs on serenely, not fated to know. In "Rappaccini's Daughter" he exhibits Rap- paccini's struggle to pervert nature; but nature, rather, as an expression of immutable law. What has been established is established, Hawthorne says in effect, and man will mind his own business, doing well not to meddle with the eternal. In "The Birth- mark" he reiterates the struggle. Do not try to improve upon what is but the sign of a supreme will, against which man opposes himself only to be broken. In "The Ambitious Guest" and in "David Swan" the struggle is negligible, for Fate is supreme from start to finish : in the other two stories the conflict is more pronounced; man makes considerable head- way, but fails at last. Thomas Hardy, the successor of Hawthorne in the "Fate triumphant" story in- creases his poignant effect by the use of irony. To mention but one instance, Ella Marchmill and PLOT: STRUGGLE AND COMPLICATION 63 Robert Trewe, of "An Imaginative Woman," were destined never to see each other, but only just missed meeting. Fate and man, then. In Hawthorne and Hardy hardly "come nobly to the grapple" ; for the former is constantly or finally uppermost. Kipling's stories of the supernatural, on the other hand, illustrate the struggle in which both the mate- rial and the spiritual have a fair chance at victory. In "The Phantom 'Rickshaw" the world of flesh and the world of spirit are at odds with each other, with the chances of victory fair for each side. In "They" the struggle is that of the flesh to meet the spirit, the flesh being ultimately successful. Both forces combine to destroy the barrier between the world of the natural and the supernatural. That Kipling has been most interested in this uneven con- flict between the open and the occult, a long list of stories will bear witness; among which are "The Mark of the Beast," "The Return of Imray," "Wireless," "The House Surgeon," "At the End of the Passage," "The Dog Hervey," and "In the Same Boat." Mr. Henry James finds similar pleasure in this type of struggle. In his "Turn of the Screw" the struggle is on the part of the governess to lay the spirits of the ghosts, to save the souls of the children. She must encounter the direct opposition of the spirits and also of the children. In "The Real Right Thing" the struggle is that of George Withermore to write the biography of Ashton Doyne against the ghostly objection of the dead 64 A HANDBOOK ON STORY WRITING author. The spirit of the dead man conquers. The thoughtful reader may prefer Mr. James's stories not, as the cynic declares, for their style or their lack of plot, but for the basic element of conflict. Will the ghost or the governess win in "The Turn of the Screw" ? Who will emerge victorious in "The Real Right Thing"? If the student will compare stories developing the sort of struggle just illustrated with those showing a struggle between physical forces, he will recognise that the quality of the struggle determines largely the quality of the story. The attempt to reach food lying under several feet of water in the hold of the vessel suggests just such a story of physical prowess and adventure as Stockton produced in "The Christ- . mas Wreck." Again, a wolf stalks a man, each hungry, each sick, each waiting and hoping for the collapse of the other. Such a test of endurance calls up a primitive setting — a forest or the frozen North — such an ice-bound region as Jack London has used in his "Love of Life." The physical struggle cele- brates the body and its prowess; the mental, moral, or psychic exploits the hidden forces, the spiritual potentiality underlying the physical world. 2. Complication From the preceding part of this chapter, it is clear that a plot may consist i. of a struggle played up through one main incident; 2. of a series of strug- PLOT: STRUGGLE AND COMPLICATION 65 gles, culminating in a climax. Management of plot in general is continued in Chapter V. Meantime, as a prerequisite for learning to construct more pre- tentious short-story plots, it is necessary to under- stand the business of complication. Complication, in this book, means the entanglement of two lines of interest, one of which must be subordinated to the other for story unity.^ This secondary line is not a sub-plot; but it bears the same relation to the main line as the sub-plot of a novel bears to the main plot. The Incident, the short-story, and the novel are three terms in an ascending series, any one of which may be understood better by comparison with the others. Analysis of finished narratives will serve here to introduce the principle of entanglement. And for the first example, since according to Stevenson one may often be helped to understand an art by consid- ering it at its lowest terms, let us choose a story the complication of which is almost too obvious, "Buffy's Hegira," by Marie Manning. A buffalo escapes from an enclosure where he is confined as an artist's model. A young woman sets off on her horse to warn the village that the animal is loose. So far, the action is that of the Incident ; the material has hardly sufficient weight or magnitude for the short-story. If ' Cf. Aristotle : "More specifically, by Complication is meant everything from the beginning of the story up to that critical point, the last in a series of incidents, out of which comes the change of fortune. . . ." "The Art of Poetry," Lane Cooper's Transla- tion, page 60. 66 A HANDBOOK ON STORY WRITING the young woman warns the neighbourhood and manages to steer Buffy back into his corral, the In- cident is closed. But at the beginning of the story the author emphasises another thread : the girl has a lover, who cannot persuade her to marry him. Shortly after she rides out, he appears, sends her home, and subsequently lassos the escaped Buffy. Then the girl, of course, capitulates. If "Mark- helm" be represented diagrammatically and roughly by the line k V and if "The Money Box" be represented by the line then "Buffy's Hegira" will be represented by two lines representing the chase at the end of which the buf- falo is captured, and PLOT: STRUGGLE AND COMPLICATION 67 representing the struggle of Tom Standish to win Molly Boothby. The two lines are linked in this way: That is, B represents the point at which Molly sets out to circumvent Buffy, and M represents the en- trance of Tom ; the two lines are linked only between the time Molly set out and the time Tom captured the buffalo. But it is the presence of the entangle- ment which makes of the Incident a short-story. Obviously, the second line of interest is in many respects the more important. But if the author had told the love story of Tom and Molly from begin- ning to end, with the capture of Buffy as a minor incident, she would have had a very usual narrative with a singularly excrescent incident on the main line. Or if the courtship were represented as one that pursued its devious way through peculiarly thrill- ing and novel adventures of which the buffalo chase is one, the series would have offered a more or less detached relationship to one another. Therefore, the author wisely subordinated the larger struggle to the one less important but more significant for story purposes. "My Disreputable Friend, Mr. Raegen," by Rich- 68 A HANDBOOK ON STORY WRITING ard Harding Davis, illustrates a more closely knit complication. Rags Raegen knocks down Pike Mc- Gonegal. The blow is fatal, but Rags does not wait to learn this detail. Now the race in which Rags is pursued by the police might form an interesting Incident resulting either in escape or capture; but the author has introduced a complicating thread by the use of which he converts the Incident into a short-story. Rags takes refuge in an empty apart- ment, under a heap of tossed-up bedding. The police enter and discuss the probabilities of his es- cape. They leave. Rags remains quiet for a longer period, to be aroused the second time by a child. The child becomes the cause of the complication. If Rags escapes, he may leave her to starvation; if he stands by the child, he will be captured. Again the two lines of interest may be stated : I. Main line of interest: Rags Raegen flees from the po- lice: will he be captured? II. Second line of interest: A baby is left in an apartment house: what will become of the baby? HH' stands for the mutual discovery of Rags and the baby. S for the moral struggle, the dramatic climax. Shall he leave the baby to her fate and make good his final escape ? PLOT: STRUGGLE AND COMPLICATION 69 V for the climax of action : Rags gives himself up, the baby in his arms. Z in the first line of action indicates Rags's acquittal. Z' in the second line indicates the baby's fate: it remains with Rags. In short, unification of the two lines produces a story which tells how the fortunes of the fugitive become bound up with those of the child. Having analysed "Buffy's Hegira" and "Mr. Rae- gen" for their constituent complicating lines, let us turn to an example wherein we may study the prin- ciple of complication more synthetically. An author recently recounted the genesis and growth of a plot which may here be recapitulated as follows : ^ The "germ" of the story is the character who happens to be the champion rat-catcher of the world. He enters the hold of a vessel, where with a rifle and a pointed stick he captures the rats, which he drops into a bag. Now, an Incident might narrate the difficulties of the catcher in his chase after a veteran rat, and the climax of the action would be the capture of the rodent. But the author wished to write a story, not to tell a mere Incident. Casting about for a complicating thread, he naturally thought of introducing a boy into the fictive material; for the story would obviously be one of adventure. But how far has this addition advanced him ? There are " Homer Croy, in a lecture at Columbia University before this writer's first year short-story class. The material is, of course, adapted here for the purposes of illustration. 70 A HANDBOOK ON STORY WRITING now two rat-chasers, instead of one only. Rather tritely, perhaps, the idea of a stowaway, an escaping thief, came to mind. Now, the plot threads draw together with swiftness, the main thread having^to do with the catcher and his assistant, the subordi- nate thread having to do with the thief. The com- plication finds a solution in the capture of the thief by the two catchers. The details of the plot consist mainly of these facts : The boy while searching one section of the hold suddenly finds himself attacked and the gun wrested from his grasp. He flings the bags against the assailant; they gnaw through the bag and in their tumultuous exit overcome the thief. The boy recaptures the gun and holds the thief until help arrives in the person of the old rat-catcher. Again, the complication may be represented by diagram : I. Main line of interest: That of the rat-catcher and his boy assistant. II. Secondary line of interest: That of the thief who is attempting an escape. h' 1 That is, the complication exists for a compara- tively short period, HH' representing the point of discovery of the thief by the boy, and SS' represent- ing his capture. PLOT: STRUGGLE AND COMPLICATION 71 Let us consider the type of complication found in "The Monkey's Paw," by W. W. Jacobs. Others of its kind are in Richard Harding Davis's "A Charmed Life" and O. Henry's "Tobin's Palm." The genesis of such a story plot may be, let us say, in a wish. A man happens to desire a certain object. He shortly receives it, but at the cost of something dear, or through a tragedy which seems to fall out by chance or coincidence. But here is lack of com- plication. A story constructed on this line of action alone would present some such scheme as the fol- lowing : Cause : A father wishes for 200 pounds. Seeming Effect: The son is killed and 200 pounds are given as compensation. Cause: The father wishes the son alive again. Effect: He returns from the grave. Cause: Father wishes him to return to the grave. Effect: The son vanishes. This scheme is utterly illogical and would appeal in elaborated form to the credulity of not even a child. It is without convincing power, without unity. What will make it seem convincing and unified? The pres- ence of an agent in another line of action ; the device of a fortune teller as motivating force, an omen, a curse, — these or other means might be employed. Mr. Jacobs chose a monkey's paw which had had a spell put upon it by a fakir. In conformity with the principles of magic, the paw is good for three wishes. 72 A HANDBOOK ON STORY WRITING The plot looms hazily as one possessing three strik- ing situations: the wishing and the fulfilment under three different conditions. How, now, may cause and effect seem dominated by the monkey's paw? Let the fulfilment of the first wish be the tragedy. Now, up to this point only two persons are needed. But if the father uses the paw the second time to wish his son's return and the third time to wish his disappearance, the two acts are inconsistent; more- over, the scheme lacks dignity. A struggle is needed other than conflicting desires in the father's mind. The author Introduces another member of the fam- ily, the mother, one who in the planning of the author possibly may have suggested herself before either of the other characters. Now the plot assumes this shape : Apparently through his father's wish for two hundred pounds, Herbert White loses his life. Mr. White receives two hundred pounds as an ap- parent result of the son's death. Mrs. White, in- consolable, prevails upon her husband to wish the boy alive again. The father, to prevent her looking upon the son's mangled form, makes with the paw the third and last wish, — the outcome of his strug- gle to frustrate her desire. And the story, as elabo- rated with accessories of forecast, scene work, sus- pense and the proper passage of time, gains unity and plausibility even with adult minds. Diagrammatically, the plot complication may be represented thus : PLOT: STRUGGLE AND COMPLICATION 73 I. Main line of interest: A father wishes for money, which comes to him, as it happens, through the death of his son. He desires the return of the son, and then negates the wish (A series of three struggles). II. Second line of interest: A monkey's paw, supernatural agent, causes the fulfilment of three wishes. f 1 / I / -Zl c k' s: That is, the father in line I makes with the paw a wish, let us say at point C. Through the efficacy of the paw the wish is fulfilled at point F. The succeeding instances are repetitions. An interesting and simple complication is one fre- quently used by O. Henry. The story gains interest and surprise from the manner of presentation, but the plot possesses its value in the denouement that comes about after a peculiar cross between the two lines of interest. Let us look at "The Gift of the Magi" as a concrete example. Briefly, the narra- tive rehearses the struggle of Delia, who needs money wherewith to buy Jim a Christmas present. She finds a way, and purchases a platinum fob. Meantime, Jim has likewise had his struggle, and has found a way to buy Delia a present. When they exchange gifts, after the climax of action for each, they discover that the nature of the means taken to purchase the gifts destroys their immediate prac- 74 A HANDBOOK ON STORY WRITING tical value. Jim has sold his watch to obtain a pair of combs, whereas Delia has cut off her hair to secure money for the fob. In other stories the author repeated the general nature of the plot with equal success. (See Exercises.) The plot may be represented by the diagram: That is, at M Delia sells her hair ; at S she buys the fob ; at M' Jim sells his watch ; at S' he buys the combs. There is a direct link between M and S' (the selling of the hair and the buying of the combs), and between M' and S (the selling of the watch and the buying of the fob). It is this connection which labels such a story as one of "cross- purposes." It should be noticed that in the story presentation, only the denouement reveals that the previous "cross" exists. AZ represents Delia's struggle, in which she is successful; A'Z' represents Jim's struggle, in which he is successful. The climax of action for each is the presentation of the gifts. The preceding examples should make clear that entanglement or complication results from a use of two or more lines of interest. What Is the value of two lines of interest? In general, the second line buttresses the struggle in the main line. It may, PLOT: STRUGGLE AND COMPLICATION 75 for example, bring about the end in the main action, may motivate the main action, or may add Its weight to disturb the balance between the contending forces in the main line. In "Buffy's Hegira" the escape of the buffalo motivates Molly's riding out; Tom's love for Molly (second line interest) motivates his entrance upon the scene. Whether the capture of the animal or the capitulation of Molly be regarded as the end desired^ both things are effected by the linking of the lines. In "Mr. Raegen" the end of Rags's chase from the police Is brought about by the baby's line of interest meeting Rags's line. In "The Monkey's Paw" the motivation for the 200- pound gift, the return of the son, and the departure of the son is found in the Influence of the paw, an Influence which moves steadily parallel with the main line of interest. Sometimes the second line is used to suggest or interpret the main line. If in Kipling's "Wireless" the main action (which we may assume to be the attempt of the spirit world to "get across" a mes- sage to the physical, through Shaynor) were un- supported by the secondary action, the story would lose its plausibility. Its fascination, its suggestive- ness, and, above all, its thought-provoking power. The attempt of the wireless operators to receive an ordinary message may be regarded as the struggle In the secondary line. A single reading will Inform the reader how cleverly these threads of interest are Intertwined. Apparently the soul of Keats, or 76 A HANDBOOK ON STORY WRITING the Over-soul which dominates Keats as well as Shaynor, in trying to communicate a message to Shaynor used the wireless apparatus successfully; but in doing so it disturbed the sending and receiv- ing of the wireless operators. The thrill and sur- prise of the denouement could not possibly exist were the struggle in either line unsupported by that of the second. The easy plan followed by most amateurs is to shut the victim up with his struggle, in a cage or vacuum, and to allow no intrusion from the out- side. This management results in the "She-balanced- the - for - and - against, the - pro - and - con, the - honesty-and-self-interest . . . — and-at-last-the- good-conquered" sort of thing. It is just the out- side intrusion which the writer needs to motivate action in connection with outcome; complication may determine outcome. The student should remember so to combine his lines as to effect unity. Stockton's "A Tale of Nega- tive Gravity" presents two widely diverse threads of interest, too loosely connected.* By a machine which overcomes the attraction the earth has for "The whimsical story is not therefore the less readable. Stock- ton's stories were favourites with Stevenson. In a letter to Ed\ mund Gosse, dated Nov. 15, 1884, he writes: "My Stockton if I failed to like, It were a sheer depravity, For I went down with the Thomas Hyke, And up with the Negative Gravity! I adore these tales." — Letters, II, 251, Charles Scribner's Sons, 1911. PLOT: STRUGGLE AND COMPLICATION 77 bodies on its surface, an inventor performs wonders in locomotion and overcoming inertia. But acci- dentally he is caught poised in mid-air. The main struggle, the inventor's attempt to get back to earth, proves unsuccessful until his wife comes out and fishes him down with a hook and line. The second- ary interest concerns itself with the love affair be- tween the inventor's daughter and the son of Mr. Gilbert. The immediate complication comes about in that Mr. Gilbert, ignorant of the invention and believing the inventor insane, has insisted that the engagement be broken. The denouement of the love affair comes about through his discovering the truth, and his consenting to the marriage. In the hands of an amateur unification would have been hopeless; even in Stockton's, the attempt to unify is obvious. In most of the examples brought forward In the preceding pages a continuous struggle exists in one line of interest, sometimes in both lines. After the student has become expert in devising struggles and simple complications, he may turn his attention to the plot dominated by complication. Struggle will necessarily exist; but It may be subdued with agree- able effect. For example, O. Henry's "The Last of the Troubadours" contains at least two Instances of forces pitted against each other: King James against Old Man Ellison; Sam Galloway against King James. But to the neat Intertwining of the various Interests may be attributed the ultimate 78 A HANDBOOK ON STORY WRITING success of the story. In the diagram below let circle A represent Old Man Ellison's line, from the time Sam Galloway (represented by circle B) rode up to his ranch to the time when Sam rode back from the killing of King James (represented by circle C). 1. Sam comes to the ranch. 2. Ellison first meets King James. 3. Ellison tells Sam of the demands made by King James. 4. Ellison's second meeting with King. 5. Sam kills King. 6. Coincident with I. Story comes full circle to starting point, in the return of Galloway to the ranch. ,4 Employ entanglement, then, as here for the enrichment of the narrative, and try to use it so skilfully as to unite the two or more threads in a stronger chain or in a symmetrical pattern. Avoid PLOT: STRUGGLE AND COMPLICATION 79 dragging in a second line unless it can be incor- porated as an integral part. In "The Pink Shawls" and In "LIttle-GIrl-Afrald-of-a-Dog," Mrs. Freeman introduced too patently a love story for the purpose of eking out the slight main thread. Study the cause for failure In such examples and the reasons for success in the adequately managed complications. Observe the working of complication In various types of story, the way In which It supports the main action, unifies it. Interprets It, motivates It, gives It larger significance, or brings about an effective climax. Exercises for Chapters III and IV Jane Topham, having a few hours between trains in a large city, decides to visit her friends, the Jones family. She looks up the address in the directory. Construct an Incident, using at least three minor climaxes in the single line of interest growing out of the fact that there are so many Jones names as to cause error on her part. Having finished the Incident, then find a second line of interest, combine it with the first, and write the plot for a short- story. An old lady member of the Home across the street from the Woman's College makes up her mind to be present at a reception given by the Senior Class. Write an Incident, showing her successful attempt to become one of the guests. Find a second interest and combine it with the first line to make a short-story. A family moving from Backwood to Freshwater, a dis- tance of thirty miles, must take to their new home the one 8o A HANDBOOK ON STORY WRITING milk cow in their possession. They cannot pay freight. One of the boys must drive her through the country. Write an Incident giving an account of the boy's struggles. Avoid tediousness. After you have written the Incident, use the same idea for a short-story, combining with the one line a second interest, as in the preceding exercises. Find the struggle in all the stories mentioned in exercises for Chapter I. What is the struggle in each of these — Sir Arthur Conan Doyle's "The Leather Funnel," A. Chekov's "Woe," Myra Kelly's "A Christmas Present for a Lady," Kipling's "The House Surgeon," London's "Love of Life," Alice Duer Miller's "Things," Stockton's "A Piece of Red Calico," H. G. Wells's "The Stolen Bacillus"? Study the struggle in the following stories: Sarah O. Jewett's "A White Heron," R. H. Davis's "A Leander of the East River," Richard Curie's "Old Hoskyns," Sir Ar- thur Quillfer-Couch's "Ye Sexes, Give Ear!" R. W. Child's "The Gorilla." What is the main line of interest in "The Sire de Male- troit's Door"? The subordinate line? Make a rough diagram to show the complication for "The Brushwood Boy," by Kipling. What are the various lines of interest in Miss Sapinsky's "Star Light, Star Bright"? After reading "The Monkey's Paw," "A Charmed Life" and "Tobin's Palm," try to build a story on a similar plan. In constructing his plot, said Stevenson, the writer should see that every incident illustrates the motive, that every property employed bears the near relation of congruity or contrast; "avoid a sub-plot, unless, as sometimes happens in Shakespeare, the sub-plot be a reversion or complement PLOT: STRUGGLE AND COMPLICATION 8i of the main intrigue." With this advice in mind, study the following stories of Henry James : "The Real Thing," "Broken Wings," "The Madonna of the Future." What is the plot formula common to these stories by O. Henry — "A Service of Love," "Lost on Dress Parade," "While the Auto Waits," "The Shocks of Doom," "Tran- sients in Arcadia," "Two Thanksgiving Day Gentlemen," "Proof of the Pudding," "The World and the Door," "The Whirligig of Life," "The Gift of the Magi"? What is the plot formula common to these stories by W. W. Jacobs— "The Money Box," "Lawyer Quince," "The Third String," "Homeward Bound," "Self Help," "Peter's Pence," "The Changeling," "A Love-Knot," "Back to Back," "The Weaker Vessel," "Easy Money," "The Lady of the Barge," "Captain Rogers," "Paying Off," "Family Cares," "Made to Measure"? In "The Eldest" how has Miss Edna Ferber given new life to an old plot? CHAPTER V PLOT : COMPOSITION Requisites: simplicity; distinctness; a "beginning, middle, and end"; these Aristotelian characteristics as interpreted in terms of the short-story plot; illustrations of chief steps ; incidents should be well-linked ; relation of logical plot to logical story; individuality a desirable character- istic ; the subdual of the too novel ; finding the significant in the commonplace. Now whether a plot consist of an organisation of incidents in one main line or in two lines of in- terest, it must have certain requisites. Chief among these is simplicity. A combination of more than two lines offers difficulties in unification which should bar the beginner from attempting it.^ 0. Henry, who mastered all the intricacy of plot manu- facture, achieved comparative simplicity of effect in the finished product. He omitted absolutely all but the essentials, but with these components he effected clever entanglements. The beginner, however, will find himself running into the complexity, and even ' See page 94 for diagram of plot of "Molly McGuire, 14." This story was written by Captain Greene after three years of practice in plot making. 82 PLOT: COMPOSITION 83 the length of a novel if he attempts too much com- plication, and should practise first on the one-line plot. The organisation of incidents should also be dis- tinct. Every good plot will possess the character- istics defined by Aristotle, a beginning, a middle and an end. It would appear, at first sight, that these terms are sufllciently clear to any one who is writing stories; it would seem that no one could fail to begin and to end. But a common error novices make is that of producing a sketch, an episode, a chapter out of a novel, or stopping short at the end of the first incident of a series. It should be kept in mind always that the beginning does not Itself come after anything else in a necessary sequence, but is that after which some other thing does come about. It should be borne in mind also that the end is that which comes after something else In a necessary or usual sequence, but has nothing following it. If the author follows any other procedure than that of determining and developing the plot marked by a beginning, middle and end, he probably strays into the "other story," or leaves his tale Incomplete, or apparently "lifts" a division out of some longer work or one of greater magnitude. In the modern short-story plot these three parts may be interpreted in terms of the following: i. the initial impulse or Initial incident; 2. the steps In the struggle or complication to the turning point (or dramatic climax) ; the steps In the plot between 84 A HANDBOOK ON STORY WRITING the dramatic climax, and 3. the climax of action (or end of action), and 4. the denouement. In the developed story this plot order is not essential or even always desirable; manipulation of the plot features may result in a story very different from the one which places them in the ABC order. For example, it is more than probable that Stevenson's "Sire de Maletroit's Door" first had this sequence: I. The Sire arranges a trap to catch the cavalier young man who has been paying attention to his niece. 2. The trap catches the wrong man. 3. He appears before the Sire, and so on. For the reader, Stevenson made the initial incident the chase where- in Denis de Beaulieu flees from the officers of the enemy. (This management also takes into account the angle of narration or point of view. See Chapter VII.) For extension of this business of plot manipu- lation, see the following chapter. But assuming that plot construction, not final pre- sentation. Is under way, let us continue with the steps. By initial impulse, then, I mean the force which sets the ball rolling, the incitement for the whole action; it is the actual beginning. The im- pulse may be expanded in the finished story Into some paragraphs, as in "Markhelm" the killing of the dealer is the Impulse which sets going the larger action; It may be reduced to a line or so or a sentence, as in "My Disreputable Friend, Mr. Raegen": PLOT: COMPOSITION 85 — on this present occasion the police were standing between him and the river, and so cut ofE his escape in that direction, and as they had seen him strike McGonegal and had seen McGonegal fall, he had to run for it and seek refuge on the roofs." In "The Mark of the Beast" Fleete's grinding the ashes of his cigar butt against the forehead of Hanuman is the gist of the incident that starts the action.^ It is obvious that each of these three initial impulses follows nothing else in necessary sequence, and equally obvious that because of them something else must come to pass. After the initial impulse follow steps in the devel- opment of the struggle or complication, which have been named variously, minor crises, or minor cli- maxes, or steps in the rising action leading to the major crisis or climax. "Rising action" presupposes that the action ascends in interest to a high point, from which it descends to a level of Interest not quite so low as that on which it began. Complication, It will be remembered, supposes two lines of Interest; in general, therefore, steps In the complication are included under steps in the rising action. For exam- ple, the main steps In the complication of "The Re- volt of 'Mother' " are : I. "Mother's" desire to have Nanny live on at home, after her marriage. 'The incident itself is well motivated by the fact that Fleete was drunk. 86 A HANDBOOK ON STORY WRITING 2. Nanny's suggestion that the wedding might be in the new barn, giving rise to "Mother's" concept, which later matures. 3. Nanny's "pain" on the day of "Father's" absence. The main steps in the rising action in addition to those given under the complication are : 1. "Mother's" unsuccessful plea that a house, and not a barn, be built. 2. The preparations of "Father," in the way of buying more cattle and housing them. 3. The numerous ways in which "Mother's" rebellion is indicated as ripening into action. 4. "Father's" fortuitous absence. The day on which "Father" goes away and on which "Mother's" plan matures is the day of the dramatic climax. It will be observed from the list above that the two lines of interest fall together on this particular day. Here is the point of highest excitement for the reader. What will "Mother" do? By dramatic climax I mean the turning point at which one force balances with the other for final ascendence. For the reader of a story wherein the former inferior force becomes the superior, and vice versa, the point of dramatic climax is not difficult to determine. So in "The Revolt." "Mother's" brow is knitted; she is at the height of her debate with herself. Shall she stand by her husband? Or shall she do the best for Nanny? The balance is effected shortly after she has Nanny'* reply to her PLOT: COMPOSITION 87 question, "Have you got that pain in your side?" In this story the shifting of authority offers an ex- ample of so-called "dramatic reverse." Now if the story shows no dramatic reverse, but ends with the same power in the ascendent which was in the ascend- ent at the beginning, the dramatic climax may be (for the reader) more difficult to determine. Denis de Beaulieu, from start to finish, is in the power of the Sire de Maletroit. Yet the intention and the attempt to escape are evident to him who reads the story, up to the point where the Sire leaves Denis and Blanche finally together to settle the question for themselves. The entanglement and the rise of interest have reached the tensest moment. What will Denis do about It? William Froyle is the dominant force from start to finish in Arnold Bennett's "The Idiot." Yet there Is opportunity afforded through the appearance of the Idiot for Froyle to be dissuaded from his pur- pose. The reader possibly thinks for a moment that the project has been successfully, if accidentally. Interfered with. But the brief trembling of the o."^l- ance is soon converted Into a steady cant In th^ direction of William's purpose. The dramatic cli- max is past. The modern short-story often concludes speedily after the dramatic climax. Having secured his tense moment, the experienced writer hesitates at the risk of weakening it by a long-drawn "falling action." So "The Sire de Maletroit's Door" requires only 88 A HANDBOOK ON STORY WRITING a brief moment for final adjustment after the drama- tic climax; Markiieim, having come to his decision in the scene with the visitant, walks down the stairs and gives himself up; The Idiot slaps the twitching body of William Froyle, that the reader may be sure suicide was accomplished, and ends the story as he runs away laughing "The Revolt of 'Mother'," however, illustrates a longer "falling action." "Mother" moves while "Father" is away. That the reader may be held suspended with respect to the behaviour of "Father," the author skilfully Inserts a visit from the Minister,® so delaying the final scene. A "falling action" may be artistically used,^again, if the principle of balance, of contrast, is employed purposefully. "The Necklace" represents Mme. Loisel up to the dramatic climax (the loss of the necklace) as young, beautiful, admired. After the dramatic climax she becomes old for her years, an uninteresting drudge, homely, without friends. That the contrast may be effective and the denouement the more pronounced, the author is in no hurry to reach the end. The climax of action, literally the end of the action, is used here In contradistinction to dramatic climax. The term "climax," variously used by writers to mean either of the two steps, is dlfferen- 'One of the best examples of episode correctly used. Apart from the incidents of the main story, it yet serves an integrative purpose. PLOT: COMPOSITION 89 dated here in order to avoid confusion. The climax of action and the denouement are more usually synon- ymous. For denouement, as the term explains itself, is the issue to which the train of events leads, the outcome. Denouement, again, is technically equiva- lent to catastrophe. But because calamity or disaster is conveyed by the word "catastrophe," it is wise to employ this term only in speaking of stories having tragic conclusions. The conclusion of the story, of course, may be bound up in the words which convey the climax of action or denouement or catastrophe (and this is the better conclusion), or it may consist of a moral ap' pendage or reflection or brief informal essay added to the narrative close. Such a conclusion, of course, forms no integral part of the plot. In like manner, the beginning (although the first words may present the initial impulse or incident) does not necessarily have a plot function. The formal beginning rarely serves to perform any office of plot; the beginning which summarises or presents antecedent circum- stances merely paves the way for a plot. "The Mark of the Beast," for example, begins with a formal statement which, in spite of its later obvious bearing, has no plot value ; it is followed by a sum- mary of circumstances which prepare the reader for the plot action.* Now, the component parts of the plot should be 'For the order of arrangement see the following Chapter, and Chapter XIV. 90 A HANDBOOK ON STORY WRITING well linked, or closely knit together. The worst plot is that in which the incidents follow one another with- out probability or necessity — the episodic plot. The best plot is that in which every step is logical, either caused by a preceding step or causing a succeeding one, Illustrating probability or necessity in the se- quence of incident. The writer must ask himself at every stage, "Why will this happen?" "What will be the result?" An excellent example of logical structure is "The Revolt of 'Mother.' " Mrs. Free- man once wrote, "People do not stop to reason how ridiculous it is, but they clamor for me to go right on writing stories about New England women who moved Into barns because their husbands were tyran- nical. As a matter of fact, I do not believe that a New England woman ever has moved or ever will move Into a barn, and New England women are not In the least browbeaten by their husbands." ^ Mrs. Freeman says the story lacks essential truth, " 'Moth- er' never would have moved into that barn. 'Father' would never have built that bam anyway if 'Mother' had opposed him." ® The fact is, the story seems true, and therefore the plot seems true. Stevenson says somewhere that any story may be made to appear true if written in the right key. The worth of this dictum becomes evident when one re- °Mrs. Freeman prefers "Evalina's Garden," "Noblesse," "The Cat," "The Umbrella Man," "Gold," "Old Woman Magoun," "any of the list to 'The Revolt of "Mother" !' " ' Quoted by permission. PLOT: COMPOSITION 91 calls the momentary plausibility of farcical exaggera- tion, or of incidents which by their very nature con- tradict fact, the "Negative Gravity," for example. But, even so, the plot must have its due proportion of plausibility. The incidents need not be real, prob- able or even possible ; but they must seem real. Now in Mrs. Freeman's story just mentioned "Mother" resents the fact that "Father" is building a barn where forty years ago he had promised to build a house. This just feeling of indignation logically prompts "Mother's" further questioning of Sammy, after "Father" refuses to say anything. The fact that Nanny is to be married and that "Mother" for good reasons wishes her to live on at home again adds weight to the logic of "Mother's" desire for a new home. That the present home is old and inadequate is the best reason of all for the step she eventually takes. Nanny's petulant remark, "We might have the wedding in the new barn," logically furnishes "Mother" with the idea of converting the barn into a home. "Father's" hard-headed obsti- nacy logically underlies the whole procedure of "Mother." The visit of the minister confirms "Mother" in the step she has taken; she will stand by her guns. Even the element of chance which took "Father" away, just before the new barn was com- pleted, seems plausible. For "Father" was building a new barn that he might care for more stock, which he would buy about the time of readiness for it. The 92 A HANDBOOK ON STORY WRITING plot seems true, and that is the desired consumma- tion. Originality, or individuality, further characterises a good plot. Basic types of plot are few; but a story structure reared on one of them should exemplify an individual assembly of detail. As examples of short-stories built on the same general base, the student will do well to compare Turgenev's "A Lear of the Steppes" with Mrs. Freeman's "A Village Lear," both of which are fashioned after the model of Shakespeare's "King Lear." And it is just as well to remember that "King Lear," by Shake- speare, was but a reshaping of an old plot. The finished drama was Shakespeare's and his alone. But he adapted the plot, as he adapted others, from ma- terial at hand. Or read the stories built on the "Grande Breteche" model. After Balzac, Poe wrote "The Black Cat," and "The Cask of Amontillado"; and, later yet, Mrs. Wharton used the same under- lying plan for "The Duchess at Prayer." Yet the three writers handle this "perennial plot" with ex- treme individuality. An exercise the young writer may take with profit is that of selecting some well- known plot and fitting It to material which lies near at hand. Just as the novel idea should be made to seem natural, as "Mother's" moving Into the barn seems natural, so the commonplace should be made to seem significant. May Sinclair's story, "The Pin-prick," elevates a seemingly trivial bit of life to the stage PLOT: COMPOSITION 93 of dramaJ So also in "The Fault" she, makes a woman's habit of twisting a lock of hair the turning point in a line of interest. In general, it may be said, the writer of the psychological story must make mountains out of mole-hills; the writer of the unusual incidents will need to trim off and cut down, in short to make mole-hills out of mountains. In either case, whether the writer magnifies or minifies, he should make a struggle which is absorbing, one which pos- sesses climatic development and dramatic tenseness, with a convincing denouement. Through his plot the author maintains interest. Arnold Bennett, in "The Author's Craft," pertinently remarks: "In pro- portion as the interest of the story is maintained, the plot is a good one. In so far as it lapses, the plot is a bad one." From this general discussion of plot building, let us turn in the next chapter to definite types of plot structure, and to a study of plot order, as it may appear in the building and the finished story. ' See Chapter XIV. A TttitJ - — - 1 ^ :~ ■""■■ — 1 •4- ^ SJSOh 7X3; mj ■\ 1 1 . 1 ••. 1 -+ 1 ^1 •M30 3 1 YAna ..- 1 ! 1 P sst 0M\ 13 Sk \ 'ori \ > YAfla § 1 -J 7KAO \ "Ow 55 uaifjdo^i 7^- ^ \ 1 OS vo > V «o \ §5* X \l 1 M3/A3 IIUUl m\- \ 1 \ I o 1 o ■.. I N '3Am Y7^A Wt— •J 5 Alto 'smi \ WAx- i 1 1 1 1 s: \