'3"'l924 050 187 842 From the Library of the Late • ROBERTS WALKER Friend and Partner of ]ustin DuPratt White {Cornell 'go) Presented to Cornell University In Memorj; of That Relationship by . MR. WALKER'S FAMILY (SornpU Slaui ^riyonl Eibraty ROBERTS WALKER SCARSDALE.KEWYORK Cornell University Library The original of tiiis bool< is in tine Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924050187842 SECRET PROCEEDINGS AND DEBATES OF THE FEDERAL CONVENTION 60th CoNGRBSS\ dyivTATT? /Document 2d Session i bfcNAlli | No. 728 SECRET PROCEEDINGS AND DEBATES OF THE CONVENTION ASSEMBLED AT PHILADELPHIA, IN THE YEAR 1787, FOR THE PURPOSE OF FORMING THE CONSTITUTION OF THE UNITED STATES OF AMERICA FROM THE NOTES TAKEN BY THE LATE ROBERT YATES, ESQ. CHIEF JUSTICE OF NEW-YORK, AND COPIED BY JOHN LAN- SING, JUN., ESQ., LATE CHANCELLOR OF THAT STATE, MEMBERS OF THAT CONVENTION INCLUDING "THE GENUINE INFORMATION" LAID BEFORE THE LEGISLATURE OF MARYLAND BY LUTHER MARTIN, ESQ., THEN ATTORNEY-GENERAL OF THAT STATE AND A MEMBER OF THE SAME CONVENTION ALSO OTHER HISTORICAL DOCUMENTS RELATIVE TO THE FEDERAL COMPACT OF THE NORTH AMERICAN UNION [Albany — Printed by Webstcrs and Skinners — At llicir Bookstore in the White House, corner of State and Pearl Streets— 1821] FEBRUARY 16, 1909. — Presented by Mr. BAILEY and ordered to be printed WASHINGTON GOVERNMENT PRINTING OFFICE 1909 PREFACE. The historians of kings, with a rehgious care, collecTlhe first words, the first sentiments, and the first acts of their infancy: in the age of innocence, those great personages, have not yet acquired the art of disguise; and philosophy, more than once, has prognos- ticated, what they would be on the throne, by what they have been in the nursery. The historians of free nations, ought not to be less attentive to collect whatever may throw light on the origin of their government, on the principles which have guided their legislators, and on the seeds of disease from which human prudence has never been able to guard entirely human institutions. The exhibition of such facts, impresses the mind with clear and achromatic ideas of the nature, action and power of those poUtical bodies, much better than the most elaborate dissertations. It is to increase that source of public instruction that a friend of American history, who long ago had secured in his port folio, the original notes of Mr. Yates of the secret proceedings of the con- vention that framed the present constitution of the United States, has thought that it would be useful to give publicity to those authentic documents. Especially at a period when improvements and alter- ations in the local constitution of one of the main pillars of the north American imion, are about to be undertaken. These docu- ments may serve to show the constitutional lines drawn by the true spirit of 1776, and patriotically defended by the old republicans of 1787; and accoimt, in many respects, for a succession of events which are the natural if not the necessary results of a pre-existing order of things. Congress have lately caused to be published the journal of the formal proceedings of the federal convention; but, if we are allowed to repeat what has previously been observed on that subject, in the proposals circulated for pubhshing the present collection, that official journal has left history ia the dark as to the views of the legislators and the principles upon which they ig.cted; and it is in reality nothing but a diplomatic skeleton, deprived of its vital parts. Messrs. Hamilton, Jay and Madison, in the numbers so well known under the title of the Federalist, which made their appearance 5 6 PREFACE. previous to the interpolation of the ten declaratory and restrictive amendments, so fortunately insisted on by the states, have, it is true, entered into ample discussions and elaborate comments to assist the public judgment in the investigation of the plan of constitution presented to the consideration of the states. But discussions and comments are not history; and history is never more attractive than when it presents to us on the scene, the actors of great transactions ; opens, as it were, the doors of their most secret councils to the curi- osity of the reader, and procures him, without the compulsion of a literary dictatorat, the pleasing task of judging for himself of public men and public measures. It is to be regretted that Mr. Yates left the convention before the draft of the constitution was completed; but he left it after all the basis urged by the promoters of the favored plan had been adopted by a majority of the representatives of the states — and what he did not hear, has not escaped the vigilance of Mr. Lxjther Martin, whose report is inserted before the notes of Mr. Yates, because it embraces a more general view of the subject, and may serve as a key to discriminate the several interlocutors mentioned in the debates. We possess no other testimony concerning the secret proceedings of the federal convention. It is said that Mr. Madison has also, during the sittings of that body, made his memorandums of the controversies which have arisen in debating the merits of the con- stitution, and that he intends to publish them. It will be an addi- tional diffusion of radiant matter on a system of government admirably well calculated for the general and local administration of extensive free countries — a system, whose excellence and brilUant success, have rendered it, not only the pattern, but also the centre of gravity and the point of rest of the several confederacies for min g themselves every day on this immense continent, with more rapidity than Herschel has discovered his new constellations. The talents and the veracity of Mr. Madison insure the belief, that his memoires wUl enrich our annals, and that his paternal feelings for the Federalist will not affect the rigidity of his narratives as an historian. The Editor. Albany, July, 1821. SECRET PROCEEDINGS OF THE FEDERAL CONVENTION THE GENUINE INFORMATION DELIVERED TO THE LEGISLATURE OF THE STATE OF MARYLAND RELATIVE TO THE PROCEEDINGS OF THE GENERAL CONVENTION, HELD AT PHILADELPHIA, IN 1787, BY LUTHER MARTIN, ESQUIRE, ATTORNEY-GENERAL OF MARYLAND, AND ONE OF THE DELEGATES IN THE SAID CONVENTION. To the Hon. Thomas Cockey Dete, Speaker of the House of Delegates of Marylaiid. Sm, I flatter myself the subject of this letter will be a sufiicient apology for thus publicly addressing it to you, and through you to the other members of the house of delegates. It cannot have escaped your or their recollection, that when called upon as the servant of a free state, to render an account of those transactions in which I had had a share, in consequence of the trust reposed in me by that state, among other things, I informed them, "that some time in July, the honorable Mr. Yates and Mr. Lansing of New- York, left the convention; that they had uniformly opposed the system, and that I believe, despairing of getting a proper one brought for- ward, or of rendering any real service, they returned no more." — You cannot, sir, have forgot, for the incident was too remarkable not to have made some impression, that upon my giving this infor- mation, the zeal of one of my honorable colleagues, in favor of a system which I thought it my duty to oppose, impelled him to interrupt me, and in a manner which I am confident his zeal alone prevented him from being convinced was not the most delicate, to insinuate pretty strongly, that the statement which I had given of the conduct of those gentlemen, and their motives for not returning, were not candid. Those honorable members have officially given information on this subject, by a joint letter to. his excellency Governor Clinton — it is published. Indulge me, sir, in giving an extract from it, that it may stand contrasted in the same page with the information I gave, 7 8 SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. and may convict me of the want of candor of which I was charged, if the charge was just — ^if it will not do that, then let it silence my accusers. "Thus circumstanced, under these impressions, to have hesitated would have been to be culpable; — we therefore gave the principles of the constitution, which has received the sanction of a majority of the convention, our decided and tmreserved dissent. We were not present at the completion of the new constitution; but before we left the convention, its principles were so well established as to convince us, that no alteration was to be expected to conform it to our ideas of expediency and safety. A persuasion that our further attendance would be fruitless and unavailing rendered us less solic- itous to return.'* Theise, sir, are their words; on this I shall make no comment; I wish not to wound the feelings of any person, I only wish to convince. I have the honor to remain, with the utmost respect, Your very obedient servant, LuTHEE Martin. Baltimore, January 27, 1788. Mr. Martin, when called upon, addressed the house nearly as follows: Since I was notified of the resolve of this honorable house, that we should attend this day, to give information with regard to the pro- ceedings of the late convention, my time has necessarily been taken up with business, and I have also been obliged to make a journey to the Eastern Shore: These circumstances have prevented me from being as well prepared as I could wish, to give the information required — ^However, the few leisure moments I could spare, I have devoted to refreshing my memory, by looking over the papers and notes in my possession; and shall with pleasure, to the best of my abilities, render an account of my conduct. It was not in my power to attend the convention immediately on my appointment — I took my seat, I believe, about the 8th or 9th of June. I foimd that Governor Randolph, of Virginia, had laid before the convention certain propositions for their considera- tion, which have been read to this house by my honorable colleague, and I believe, he has very faithfully detailed the substance of the speech with which the business of the convention was opened, for though I was not there at the time, I saw notes which had been taken of it. The members of the convention from the states, came there under different powers; the greatest number, I believe, under powers nearly the same, as those of the delegates of this state — Some came to the convention under the former appointment, authorising the meeting of delegates merely to regulate trade. Those of Delaware were expressly instructed to agree to no system which sJiouTd take away from the states, that equality of suffrage secured hy the original articles of confederation. Before I arrived, a number of rules had been adopted to regulate the proceedings of the convention, by one of which, seven states might proceed to business, and consequently four states, the majority of that number, might eventually have agreed upon a system which was to affect the whole union. By another, the doors were to be shut, and the whole proceedings were to he Icept secret; and so far did this rule extend, that we were thereby prevented from corresponding with gentlemen in the different states upon the subjects under our discussion — a circumstance, sir, which I confess I greatly regretted — I had no idea, that all the wisdom, 9 10 SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. integrity, and virtue of this state, or of the others, were centered in the convention — I wished to have corresponded freely, and con- fidentially, with eminent political characters in my own, and other states, not implicitly to be dictated to by them, but to give their sentiments due weight and consideration. So extremely solicitcus were they, that their proceedings should not transpire, that the memhers were prohibited even from taking copies of resolutions, on which the convention were deliberating, or extracts of any Jcind from the journals without formally moving for, and obtaining permission, . by a vote of the convention for that purpose. You have heard, sir, the resolutions which were brought forward by the honorable member from Virginia ; let me call the attention of this house to the conduct of Virginia, when our confederation was entered into^ — that state then proposed, and obstinately contended, contrary to the sense of, and unsupported by, the other states, for an inequality of suffrage founded on numbers, or some such scale which should give her, and certain other states, influence in the union over the rest; pursuant to that spirit which then characterized her, and uniform in her conduct, the very second resolve, is calculated ex- pressly for that purpose to give her a representation proportioned to her numbers, as if the want of that was the principal defect in our original system, and this alteration the great means of remedying the evils we had experienced imder our present government. The object of Virginia, and other large states, to encrease their power and influence over the others, did not escape observation: the subject, however, was discussed with great coolness in the committee of the whole house (for the convention had resolved itself into a committee of the whole to deliberate upon the propositions delivered in by the honorable member from Virginia.) Hopes were formed, that the farther we proceeded in the examination of the resolutions, the better the house might be satisfied of the impropriety of adopting them, and that they would finally be rejected by a majority of the committee; if on the contrary, a majority should report in their favour, it was considered, that it would not preclude the mem- bers from bringing forward and submitting any other system to the consideration of the convention; and accordingly, while those resolves were the subject of discussion in the committee of the whole house, a number of the members who disapproved them, were preparing another system, such as they thought more conducive to the happiness and welfare of the states — The propositions originally submitted to the convention having been debated, and undergone a variety of alterations in the course of our proceedings, the com- mittee of the whole house by a small majority agreed to a report, which I am happy, sir, to have in my power to lay before you; it was as follows: SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. 11 1. Resolved, That it is the opinion of this committee, that a national government ought to be estabhshed, consisting of a supreme legis- lative, judiciary and executive. 2. That the legislative ought to consist of two Iranches. 3. That the members of the first branch of, the national legislature ought to be elected by the people of the several states, for the term of three years, to receive fixed stipends, by which they may be compensated for the devotion of their time to public service, to be paid out of the national treasury, to be ineligible to any office estab- lished by a particular state, or under the authority of the United States, except those particularly belonging to the functions of the first branch, during the term of service, and under the national government, for the space of one year after its expiration. 4. That the members of the second branch of the legislature ought to be chosen by the individual legislatures, to be of the age of thirty years at least, to hold their offices for a term sufficient to ensure their independency, namely, seven years, one third to go out bien- nially, to receive fixed stipends, by which they may be compensated for the devotion of their time to public service, to be paid out of the national treasury, to be ineligible to any office by a particular state, or under the authority of the United States, except those peculiarly belonging to the functions of the second branch, during the term of service, and under the national government, for the space of one year after its expiration. 5. That each branch ought to possess the right of originating acts. 6. That the national legislature ought to be empowered to enjoy the legislative rights vested in congress by the confederation, and moreover to legislate in all cases to which the separate states are incom- petent, or in which the harmony of the United States may be inter- rupted, iy the exercise of individual legislation; to negative all laws passed by the several states, contravening, in the opinion of the legislature of the United States, the articles of union, or any treaties subsisting under the authority of the Union. 7. That the right of suffrage in the first branch of the national legislature, ought not to le according to the rule established in the articles of confederation, but according to some equitable rate of represen- tation, namely, in proportion to the whole number of white, and other free citizens and inhabitants of every age, sex and condition, including those bound to servitude for a term of years, and three-fifths of all other persons, not comprehended in the foregoing description, except Indians not paying taxes in each state. 8. That the right of suffrage in the second branch of the national legislature, ought to be according to the rule established in the first. 9. That a national executive be instituted to consist .of a single person, to be chosen by the national legislature for the term of seven 12 SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. years, with power to carry into execution the national laws, to appoivi to offices in cases not otherwise provided for, to be ineligible a second time, and to be removeable on impeachment and conviction of mal- practice or neglect of duty, to receive a fixed stipend, by which he may be compensated for the devotion of his time to public service — to be paid out of the national treasury. 10. That the national executive shall have a right to negative any legislative act which shall not afterwards ie passed, unless hy two third parts of each Iranch of the national legislature. 11. That a national judiciary be established, to consist of one supreme tribunal, the judges of which, to be appointed by the second branch of the national legislatm-e, to hold their ofiices during good behaviour, and to receive punctually, at stated times, a fixed com- pensation for their services, in which no increase or diminution shall be made, so as to affect the persons actually in office at the time of such increase or dimiaution. 12. That the national legislature be empowered to appoint inferior tribunals. 13. That the jurisdiction of the national judiciary shall extend to cases which respect the collection of the national revenue; cases arising luider the laws of the United States, impeachments of any national ofl&cer, and questions which involve the national peace and harmony. 14. Resolved, That provision ought to be made for the admission of states lawfully arising within the limits of the United States, whether from a voluntary j miction of government, territory or otherwise, with the consent of a number of voices in the national legislature less than the whole. 15. Resolved, That provision ought to be made for the continuance of congress, and their authority and privileges, until a given day after the reform of the articles of union shall be adopted, and for the completion of all their engagements. 16. That a republican constitution and its existing laws ought to be guaranteed to each state by the United States. 17. That provision ought to be made for the amendment of the articles of union, whensoever it shall seem necessary. 18. That the legislative, executive and judiciary powers, within the several states, ought to be bound by oath to support the articles of the union. 19. That the amendments which shall be offered to the confed- eration by this convention, ought, at a proper time or times, after the approbation of congress, to be submitted to an assembly or assem- blies, recommended by the legislatures, to be expressly chosen by the people, to consider and decide thereon. SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. 13 These propositions, sir, were acceded to by a majority of the members of the committee — a system by which the large states were to have not only an inequality of suffrage in the first hranch, but also the same inequality in the second hranch, or senate; however, it was not designed the second branch should consist of the same number as the first. It was proposed that the senate should consist of twenty-eight members, formed on the following scale — Virginia, to send five, Pennsylvania and Massachusetts each four, South-Carolina, North- Carolina, Maryland, New- York, and Coimecticut two each, and the states of New-Hampshire, Rhode-Island, Jersey, Delaware, and Georgia each of them one; upon this plan, the three large states, Virginia, Pennsylvania and Massachusetts, would have thirteen senators out of twenty-eight, almost one half of the whole number — Fif- teen senators were to be a quorum to proceed to business; those three states would, therefore, have thirteen out of that quorum. Having this inequality in each branch of the legislature, it must be evident, sir, that they would make what laws they pleased, however injurious or disagreeable to the other states, and that they would always ■prevent the other states from making any laws, however necessary and proper, if not agreeable to the views of those three states — They were not oidy, sir, by this system, to have such an undue superiority in making laws and regulations for the union, but to have the same superiority in the appointment of the president, the judges, and all other officers of government. Hence, these three states, would in reality have the appointment of the president, judges, and all the other officers. This president, and these judges, so appointed, we may be morally certain, would be citizens of one of those three states; and the president as appointed by them, and a citizen of one of them, would espouse their interests and their views, when they came in competi- tion with the views and interests of the other states. This president, so appointed by the three large states, and so unduly under their influence, was to have a negative upon every law that should be passed, which, if negatived by him, was not to take effect, unless assented to by two thirds of each branch of the legislature, a pro- vision which deprived ten states of even the faintest shadow of liberty; for if they, by a miraculous unanimity, having all their members present, should outvote the other three, and pass a law contrary to their wishes, those three large states need only procure the president to negative it, and thereby prevent a possibility of its ever taking effect, because the representatives of those three states would amount to much more than one third (almost one half) of the representatives in each branch. And, sir, this government, so organized with all this undue superiority in those three large states, was as you see to have a power of negativing the laws passed by ,14 SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. every state legislature in the union. Whether, therefore, laws passed by the legislature of Maryland, New-York, Connecticut, Georgia, or of any other of the ten states, for the regulation of their internal police should take effect, and be carried into execution, was to depend on the good pleasure of the representatives of Virginia, Pennsylvania, and Massachusetts. This system of slavery, which bound hand and foot ten states in the union, and placed them at the mercy of the other three, and under the most abject and servile subjection to them, was approved by a majority of the members of the convention, and reported by the committee. On this occasion, the house will recollect, that the convention was resolved into a committee of the whole — of this committee Mr. GoEHAM was chairman — The honorable Mr. Washington was then on the floor, in the same situation with the other members of the convention at large, to oppose any system he thought injurious, or to propose any alterations or amendments he thought beneficial. To these propositions so reported by the committee, no opposition was given by that illustrious personage, or by the president of the state of Pennsylvania. They both appeared cordially to approve them, and to give them their hearty concurrence; yet this system, I am confident, Mr. Speaker, there is not a member in this house would advocate, or who would hesitate one moment in saying it ought to be rejected. I mention this circumstance in compliance with the duty I owe this honorable body, not with a view to lessen those exalted characters, but to show how far the greatest and best . of men may be led to adopt very improper measures, through error in judgment, state influence, or by other causes, and to show that it is our duty not to suffer our eyes to be so far dazzled by the splendor of names, as to run blind-folded into what may be our destruction. Mr. Speaker, I revere those illustrious personages as much as any man here. No man has a higher sense of the important services they have rendered this country. No member of the convention went there more disposed to pay a deference to their opinions: but I should little have deserved the trust this state reposed in me, if I could have sacrificed its dearest interests to my complaisance for their sentiments. When contrary to our hopes it was found, that a majority of the members of the convention had in the committee agreed to the S3^stem, I have laid before you, we then thought it necessary to bring forward the propositions, which such of us who had disap- proved the plan before had prepared — The members who prepared these resolutions were principally of the Connecticut, New- York, Jersey, Delaware, and Maryland delegations. The honorable Mr. Patterson, of the Jerseys, laid them before the convention; of these SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. 15 propositions I am in possession of a copy, which I shall beg leave to read to you. These propositions were referred to a committee of the whole house: imfortunately the New-Hampshire delegation had not yet arrived, and the siclmess of a relation of the honorable Mr. M'Henrt, obliged him still to be absent, a circumstance, sir, which I considered much to be regretted, as Maryland thereby was represented by only two delegates, and they imhappily differed very widely in their sentiments. The result of the reference of these last propositions to a committee, was a speedy and hasty determination to reject them — I doubt not, sir, to those who consider them with attention, so sudden a rejection will appear surprising ; but it may be proper to inform you, that on our meeting in convention, it was soon found there was among us three parties of very different sentiments and views. One party, whose object and wish it was to abolish and annihilate all state governments, and to bring forward one general government over this extensive continent, of a monarchical nature, under certain restrictions and limitations: Those who openly avowed this senti- ment were, it is true, but few, yet it is equally true, sir, that there was a considerable number who did not openly avow it, who were by myself, and many others of the convention, considered as being in reality favorers of that sentiment, and acting upon those principles, covertly endeavoring to carry into effect what they well knew openly and avowedly could not be accomphshed. The second party was not for the aboUtion of the state govern- ments, nor for the introduction of a monarchical government under any form ; but they wished to establish such a system as could give their own states undue power and influence in the government over the other states. A third party was what I considered truly federal and repub- Ucan; this party was nearly equal in number with the other two, and were composed of the delegations from Connecticut, New- York, New-Jersey, Delaware, and in part from Maryland; also of seme individuals from other representations. This party, sir, were for proceeding upon terms ot federal equality; they were for taking our present federal system as the basis of their proceedings, and as far as experience had shewn us that there were defects, to remedy those defects; as far as experience had shewn that other powers were necessary to the federal government, to give those powers — They considered this the object for which they were sent by their states, and what their states expected from them; they urged, that if after doing this, experience should shew that there still were defects in the system (as no doubt there would be) the same good sense that induced this convention to be called, would cause the states when 16 SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. they found it necessary, to call another; and if that convention should act with the same moderation, the members of it would proceed to correct such errors and defects as experience should have brought to light — That by proceeding in this train, we should have a prospect at length of obtaining as perfect a system of federal govern- ment, as the nature of things would admit. On the other hand, if we, contrary to the purpose for which we were entrusted, considering ourselves as master-builders, too proud to amend our original gov- ernment, should demoUsh it entirely, and erect a new system of our own, a short time might shew the new system as defective as the old, perhaps more so: should a convention be found necessary again, if the members thereof acting upon the same principles, instead of amending and correcting its defects, should demolish that entirely, and bring forward a third system, that also might soon be found no better than either of the former, and thus we might always remain yoimg in government, and always suffering the inconveniencies of an incorrect, imperfect system. But, sir, the favourers of monarchy, and those who wished the total abolition of state governments, well knowing that a govern- ment founded on truly federal principles, the basis of which were the thirteen state governments, preserved in full force and energy, would be destructive of their views ; and knowing they were too weak in num- bers, openly to bring forward their system, conscious also that the people of America would reject it if proposed to them, joined their interest with that party, who wished a system, giving particular states the power and influence over the others, procuring in return mutual sacrifices from them, in giving the government great and undefined powers as to its legislative and executive, well knowing that by departing from a federal system,, they paved the way for their favorite object, the destruction of the state governments, and the introduction of monarchy — And hence, Mr. Speaker, I apprehend, in a great measure, arose the objections of those honorable mem- bers, Mr. Mason and Mr. Gerry. In every thing that tended to give thfe large states power over the smaller, the first of those gentlemen could not forget he belonged to the ancient dominion, nor could the latter forget that he represented Old Massachusetts ; that part of the system which tended to give those states power over the others met with their perfect approbation; but when they viewed it charged with such powers as would destroy aU state governments, their ovm as well as the rest — when they saw a president so constituted as to differ from a monarch, scarcely but in name, and having it in his power to become such in reality when he pleased ; they being republicans and federalists, as far as an attachment to their own states would permit them, they warmly and zealously opposed those parts of the system. From these different sentiments, and from this combmation of inter- SECRET PROCEEDINGS OP THE FEDERAL CONVENTION. 17 est, / apprehend, Sir, proceeded the fate of what was called the Jersey- resolutions, and the report made by the cottunitiee of the wholehouse. The Jersey propositions being thus rejected, the convention took up those reported by the committee, and proceeded to debate them by paragraphs; it was now that they who disapproved the report found it necessary to make a warm and decided opposition, which took place upon the discussion of the seventh resolution, which related to the inequality of tepresentation in the first branch. Those who advocated this inequality, urged, that when the articles of confederation were formed, it was only from necessity and Expediency that the states were admitted each to have an eqUal vote; but that our situation was now altered, and therefore those states who con- sidered it contrary to their interest, would no longer abide by it. — They said no state ought to wish to have influence in government, except in proportion to what it contributes to it; that if it contributes but little it ought to have but a small vote; that taxation and representation ought always to go together; that if one state had sixteen times a,s many inhabitants as another, or was sixteen times as ivealthy, it ought to have sixteen times ds mxmy votes; that an inhab- itant of Peimsylvania ought to have as much weight and coilsequence as an inhabitant of Jersey or Delaware; that it was contraty to the feelings of the human mind; what the Imge states would rj-euer submit to; that the large states would have great objects in view, in which they would never permit the smaller states to thwart them; that equaling of suffrage was the rotten part of the constitution, and that this was a happy time to get clear of it. In fine, that it was the poison which contaminated our whole system, and the source of all the evils we experienced. This, sir, is the substance of the arguments, if arguments they may be called, which were used in favor of inequality of suffrage. Those who advocated the equality of suffrage, took the Uiatter up on the original principles of government; they urged, that all men con- sidered in a state of nature, before any government formed, are equally free and independent, no one having any right or authority to exercise power over another, and this without arty regard to differ- ence in personal strength, understanding or wealth — ^That when such individuals enter into government, they have each a right to an equal voice in its first formation, and afterwards have each a right to aU equal vote in every matter which relates to their govenunent — Th&t if it could be done conveniently, they have a right to exercise it in person — ^Where it cannot be done in person but for convenience, representatives are appointed to act for them, every person has a right to an equal vote, in choosing that representative who is entrusted to do for the whole, that which the whole, if they could assemble, S. Doc. 728, 60-2 2 as SECRET PROGEEDINaS OF TBE FEDERAL CONVENTION. might do in person, and in the transacting of which each would have an equal voice — That if we were to admit, because a man was more wise, more strong, or more wealthy, he should be entitled to more votes than another, it would be inconsistent with the freedom and lileriy of that other, and would reduce hrni to slavery. Suppose, for instance, ten individuals in a state of nature, about to enter into goverimient, nine of whom are equally wise, equally strong, and equally wealthy, the tenth is ten times as wise, ten times as strong, or ten times as rich; if for this reason he is to have ten votes for each vote of either of the others, the nine might as well have no vote at all, since though the whole nine might assent to a measure, yet the vote of the tenth would countervail, and set aside all their votes — If this tenth approved of what they wished to adopt, it would be well, but if he disapproved, he could prevent it, and in the same manner he could carry into execution any measure he wished, contrary to the opinion of all the others, he having ten votes, and the other altogether but nine — It is evident that on these principles, the nine would have no wiU nor discretion of their own, but must be totally dependent on the wiU and dis- cretion of the tenth, to him they would be as absolutely slaves as any nsgro is to his master — If he did not attempt to carry into execution any measures injurious to the other nine, it could only be said tha'. they had a good master, they would not be the less slaves, becauge they would be totally dependent on the wiZZ of another, and not on their own will — They might not feel their chains, but they would notwithstanding wear them, and whenever their master pleased he might draw them so tight as to gall them to the bone. Hence it was urged, the ine'>uality of representation, or giving to one man more votes than another on account of his wealth, &c. was altogether inconsistent with the principles of liberty, and in the same proportion as it should be adopted, in favor of one or more, in that proportion are the others enslaved — It was urged, that , though every individual should have an equal voice in the government, yet, even the superior wealth, strength, or understanding, would give great and undue advantages to those who possessed them. That wealth attracts respect and attention; superior strength would cause the weaker and more feeble to be cautious how they offended, and to put up with small injuries rather than to engage in an unequal contest — In like manner superior understanding would give its possessor many oppor- tunities of profiting at the expence of the more ignorant. Having thus established these principles with respect to the rights of indi- viduals in a state of nature, and Vi hat is due' to each on entering into government, principles established by every writer on liberty, they proceeded to show that states when once formed, are considered with respect to each other as individuals in a state of nature ; that like indi- viduals, each state is considered equally free and equally independent, SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. 19 the one having no right to exercise authority over the other, though more strong, more wealthy, or abounding with more inhabitants — That when a number of states unite themselves under a federal government, the same principles' apply to them as when a number of individual men unite themselves imder a state government — That every argu- ment which shews one man ought not to have more votes than another, because he is wiser, stronger or wealthier, proves that one state ought not to have more votes than anpther, because it is stronger, richer, or more populous — And that by giving one state, or one or two states more votes than the others, the others thereby are enslaved to such state or states, having the greater number of votes, in the same manner as in the case before put of individuals when one has more votes than the others. That the reason why each individual man in forming a state government should have an equal vote is, because each indi- vidual before he enters into government is equally free and inde- pendent — So each state, when states enter into a federal government, are entitled to an eqvxil vote, because before they entered into such federal government, each state was equally free and equally inde- pendent — That adequate representation of men formed into a state government, consists in each man having an equal voice, either per- sonally, or if by representatives, that he should have an equal voice in choosing the representatives — So adequate representation of states in a federal government, consists in each state having an equal voice either in person or by its representative in every thing which relates to the federal government — That this adequacy of represen- tation is more important in a federal, than in a state government, because the members of a state government, the district of which is not very large, have generally such a common interest, that laws can scarcely be made by one part oppressive to the others, without their suffering in common; but the different states composing an extensive federal empire, widely distant one from the other, may have interests so totally distinct, that the one part might be greatly benefitted by what would be destructive to the other. They were not satisfied by resting it on principles; they also appealed to history — They shewed that in the amphyctionic con- federation of the Grecian cities, each city however different in wealth, strength, and other circumstances, sent the same number of deputies, and had each an equal voice in every thing that related to the common concerns of Greece. It was shewn that in the seven provinces of the United Netherlands, and the confederated cantons of Switzer- land, each canton and each province have an equMl vote, although there are as great distinctions of wealth, strength, population, and extent of territory among those provinces and those cantons, as among these states. It was said, that the maxim that taxation and repre- sentation ought to go together, was true so far that no person ought 20 SECRET PR0GEEDINQ8 00 THE FEDERAL CONVENTION. to be taxed who is not represented, but not ill the extent insisted upon, to wit, that the quantum of tatation and representation ought to be the same; on the contrary, the quantum of teprSseniatiM depends upon the quantiun oi freedom, and therefore aU, whether individual states, or individual men, who are equally free, have a right to equal representation — ^That to those who insist that he who pays the greatest share of taxes, ought to have the greatest number of votes; it is a sufficient answer to say, that fhis rule would be destructive of the liberty of the others, and would render (hem slaves to the more rich and wealthy — That if one man pays mx)re taxes than another, it is because he has more wealth to be protected by govern- ment, and he receives greater benefits from the goverttment — So if one state pays more to the federal government, it is because as a state, she enjoys greater blessings from it; she has more wealth protected by it, or a greater number of inhabitants, whose rights are secured, and who share its advantages. It was urged that upon these principles the Pennsylvanian, or inhabitant of a large state, was of as mueh consequence as the inhab- itant of Jersey, Delaware, Maryland, or any other state — That his consequence was to be decided by his situatiofi in his OUm state; that if he was tliere asfree, if he had as great share in the forming of his own government, and in the making and executing its laws, as the inhab- itants of those other states, then was he equally important and of equal consequence — Suppose a confederation of States had never been adopted, but every state had remained absolutely in its inde^ pendent situation, no person could with propriety, say that the citizen of the large state was not as important as the citizen of the smaller, the confederation of the states cannot alter the case. It was said, that in all transactions between state and state, the freedom, independence, importance and consequence, even the individuaUty of each citizen of the different states, might with propriety be said to be swallowed up, or concentrated in the independence, the free- dom and the individuality of the state of which they are citizemg — That the thirteen states are thirteen distinct political individual etist- ences, as to each other; that the federal government is or ought to he a government over these thirteen political individual existences, which form the members of that government; and that as the largest state is only a single individual of this government, it ought to have only one vote; the smallest state also being one individual member of this government, ought also to have one vote — ^Tb those who urged that the. states have equal suffrage, was contrary to the feelings of the human heart, it was answered, that it was admitted to be contrary to the feelings of pride and ambition; but those were feeliags wMch ought not to be gratified at the expence oi freedom. 8E0RET PROCEEDINGS OF THE FEDERAL CONVENTION. 21 It was urged, that the position that great states would have great objects in view, in which they would not suffer the less states to thwart them, was one of the strongest reasons why inequality of representation ought not to be admitted. If those great objects were not inconsistent with the interest of the less states, they would readily concur in them, but if they were inconsistent with the interest of a majority of the states composing the government, in that case two or ^ree states ought not to have it in their power to aggravdize themselves at the expence of all the rest — ^To those who alledged that equaHty of suffrage in our federal government, was the poisonous source from which aU our misfortunes flowed, it was answered, that the allega- tion was not founded in fact — That equality of suffrage had never been com'plained of iy the states as a defect in our federal system — ^That among the eminent writers, foreigners and others, who had treated of the defects of our confederation, and proposed alterations, Twne had proposed an alteration in this part of the system: And members of the convention, both in and out of congress, who advocated the equality of suffrage, called upon their opponents both in and out of congress, and challenged them to produce one single instance where a had m^easure had been adopted, or a good measure had failed of adoption in consequence of the states having an equal vote; on the contrary, they urged, that all our evils flowed from the want of power in the federal head, and that let the right of suffrage in the states be altered in aruy manner whatever, if no greater powers were given to the government, the same inconveniencies would continue. It was denied that the equality of suffrage was originally agreed to on principles of necessity or expediency, on the contrary, that it was adopted on the principles of the rights of men and the rights of states, which were then well known, and which then influenced our conduct although nmo they seem to be forgotten — For this the journals of congress were appealed to; it was from them shewn, that when the committee of congress reported to that body the articles of confeder- ation, the very first article which became the subject of discussion, was that respecting equality of suffrage — That Virginia proposed divers modes of suffrage, all on the principle of inequality, which were almost unanimously rejected; that on the question for adopting the article, it passed, Virginia being the only state which voted in the negative — That after the articles of confederation, were submitted to the states by them to be ratified, almost every state proposed certain amendments, which they instructed -their delegates to endeavor to obtain before ratification, and that among all the amendments pro- posed, n,ot one state, not even Virginia, proposed an amendment of that article, securin^g the equality of suffrage — the most convincing proof it was agreed to and adopted, not from necessity, but upon a 22 SECRET I'ROCEEDINdS OF THE FEDERAL COXVEXTIOX full conviction, that according to the principles of free government, the states had a right to that equality of suffrage. But, sir, it was to no purpose that the futihty of their objections were sheAvn — when driven from the pretence that the equality of suffrage had been originally agreed to on principles of expediency and necessity, the representatives of the large states persisting in a declara- tion, that they would never agree to admit the smaller states to an equality of suffrage — In answer to this, they were informed, and informed in terms the most strong and energetic that could possibly he used, that we never would agree to a system giving them the undue influence and superiority they proposed — That we would risque every possible consequence — That from anarchy and confusion order might arise — That slavery was the worst that could enstie, and we considered the system proposed to be the Tnost complete, most abject system of slavery that the wit of man ever devised, under the pretence of forming a government for free states — That we never would submit tamely and servilely to a present certain evil in dread of a, future, which might be imaginary; that we were sensible the eyes of our country and the world were upon us — That we would not labor under the imputation of being unwilling to form, a strong and energetic federal government; but we would publish the system which we approved, and also that which we opposed, and leave it to our country and the world at large to judge between us, who best understood the rights oi free- men and free states, and who best advocated them; and to the same tribunal we would submit, who ought to be answerable for all the consequences which might arise to the union from the convention breaking up, with- out proposing any system to their constituents. — During this debate we were threatened, that if we did not agree to the system proposed, we never shoiild have an opportunity of meeting in convention to delib- erate on another, and this was frequently urged — In answer, we called upon them to shew what was to prevent it, and from what quarter was our danger to proceed; was it from & foreign enemy? Our distance from Eiu-ope, and the political situation of that country, left us but little to fear : Was there any ambitious state or states, who in violation of every sacred obligation was preparing to enslave the other states, and raise itself to consequence on the ruin of the others? Or was there any such ambitious individual? We did not apprehend it to be the case: but suppose it to be true, it rendered it the more necessary that we should sacredly guard against a system which might enable all those ambitious views to be carried into effect, even under the sanction of the constitution and government: In fine, sir, all these threats were treated with contempt, and they were told that we apprehended but one rea- son to prevent the states meeting again in convention; that when they discovered the ])art this convention had acted, arid how much its members were a,busiw/ the trust reposed in them, the states would SECRET PROCEEDINGS OF THE FEDERAL GONVI'JNTION: 23 never trust another convention. At length, sir, after every argu- ment had been exhausted by the advocates of equality of representa- tion, the question was called, when a majority decided in favor of the inequaUty Massachusetts, Pennsylvania, Vu-ginia, North-Caro- Hna, South-Carolina and Georgia voting for it— Connecticut, New- York, New-Jersey, and Delaware against it; Maryland divided. It may be thought surprising, sir, that Georgia, a state now small and comparatively trifling in the union, shoiild advocate this system of unequal representation, giving up her fresent equahty in the federal government, and sinkmg herself almost to total insignificance in the scale; but, sir, it must be considered that Georgia has the most exten- sive territory in the union, being larger than the whole island of Great Britain, and thirty times as large as Connecticut. This system being designed to preserve to the states their whole territory unbroJcen, and to prevent the erection of new states within the territory of any of them: Georgia looked forward when her population being increased in some measure proportioned to her territory, she should rise in the scale and give law to the other states, and hence we found the delegation of Georgia warmly advocating the proposition of giving the states unequal representation. Next day the question came on with respect to the inequality of representation in the second branch, but httle debate took place; the subject had been exhausted on the former question. On the votes being taken, Massachusetts, Pennsylvania, Virginia, North-Carolina, and South-Carohna, voted for the inequality. Connecticut, New- York, New-Jersey, Delaware and Maryland* were in the negative. Georgia had only two repre^ sentatives on the floor, one of whom (not I beheve because he was against the measure, but from a conviction that we would go home, and thereby dissolve the convention before we would give up the ques- tion) voted also in the negative, by which that state was divided. Thus, sir, on this great and important part of the system, the con- vention being equally divided, five states for the measure, five against, and one divided, there was a total stand, and we did not seem very likely to proceed any further. At length it was proposed, that a select committee should be ballotted for, composed of a mem- ber from each state, which committee should endeavor to devise some mode of conciliation or compromise; I had the honor to be on that committee; we met and discussed the subject of difference; the one side insisted on the inequality of suffrage in both branches, the other insisted on the equality in both; each party was tenacious of their * On this question, Mr. Martin was the only delegate for Maryland present, which circumstance. secured the state a negative. Immediately after the question had been talcen, and the president had declared the votes, Mr. Jenifer cams into the convention, when Mr. King, from Massachusetts, valuing himself on Mr. Jenifer to divide the state of Maryland on this question, as he had on the former, requested of the president that the question might be put again— however, the motion was too extraor^ dinars in its nature to meet with' success. 24 8B1CBET PJiOGEEDINGS OF THE FEDERAL (IQJfVENTION. seotJjnentg, wjjen it was found that nothing could ipdttce us to yield the inequality in both branches; they at length proposed by way of cpnipromisc, if we would q>pc^fi to their wishes m to tbe^rsif branch, they would agree to the equal representation in the §econd. To this it was answered, that there was no merit in the proposal, it was only consenting, after they had struggled to put ioih thsirfeet on our necks, to take one of them off, provided we would consent to let them Tceep the other on, when they knew at the same time, that they coyM not put one foot on our necks, imless we would consent to it, and that by being permitted to keep on that one foot, they should afterwards be abje to place the other foot on whenever they -pleased. They were also called on to inform us what security they could giye us should we agree to this compromise, that they woidd abide by the plan of governinent formed upon it, any longer than it suited their interests, or they found it ey^pedient. — "The states have a right to an equality of representation. This is secured to US by our present arti-. cles of confederation, we are in possession of this right; it is now to be torn from ft'S- What secm-ity can you give us, that, when you get the power the proposed system, will give you, when you have men and Tfio'fiey, that you will not force from the statps that equality of suflFrage in the second branch, which you now deny to be th^jr right, and only give V/f from absolute necessity? Will you tell ns we ought to trust you because you now enter into a solem^n pompact with us? This you have done before, arid now treat with the utmost contempt. Will you now. raake an appeal to the Suprepie Being, and cajl on him to guar- antee your observance of this compact? The same yon haYe formerly done for your observance of the article^ of confederation, which you are now violating in the most wanton manner. The same reasons which you now Wge for destrojnng our present federal government, may be urged for abolishirig the system which you npw propose to adopt ; and as the method prescribed by the articles of confederation is now totally disregarded by you, as little regard may be shewn by you to the rules prescribed for the amendment of the new system, whenever haying obtained power by the government, you shall hereafter be pleased either to discard it entirely, or so to alter ii as to give yourselves all that superiority which you have now contended for, and to obtain which you have shewn yourselves disposed to haz- ard the union." — Such, sir, was the language used on that occasion, and they were told that as we could not possibly have a stronger tie on them for their observance of the new system than we had for their observance of the articles of confederation, which had proved totally insufficient, it would be wrong and imprudent to confide in them. It was further observed, that the inequality of the representation woiUd be daily increasing — That many of the states whose territory, was confined, and whose population was at this tinie large in propor- B:eCRET proceedings op the federal PONVENTWN. 25 tion to their territory, would probably tweuty, thJl'ty, or forty years hence, have no more representatives than at the introduction of the government, whereas the states having extensive territory, where lands are to be procured cheap, would be daUy encreasing in the num- ber of their inhabitants, not only from propagation, but from the emigration of the inhabitants of the other states, and would have soon double, or perhaps treble the nmnber of representatives that they are to have at first, and thereby enormously increase their influence in the national councils. However, the majority of the select com- mittee at length agreed to a series of propositions by way of compro- mise, part of which related to the representation in the first branch nearly as the system is now pubhshed : and part of them to the second branch, seciu-ing in that equal representation, and reported them as a compromise upon the express terms that they were wholly to be adopted or wholly to be rejected; upon this compromise, a great number of the members so far engaged themselves, that if the system was progressed upon agreeable to the terms of compromise, they woxild lend it their names, by signing it, and would not actively oppose it, if their states should appear inchned to adopt it — Some, however, in which number was myself, who joined in the report, and agreed to proceed upon those principles, and see what Mnd of a system would ultimately be formed upon it, yet reserved to themselves in the most explicit manner the right oi finally giving a solemn dissent to the sys- tem, if it was thought by them inconsistent with thefreedom and happi- ness of their country — This, sir, will account why the members of the convention so generally signed their names to the system; not because they thought it a proper one; not because they thoroughly approved, or were unanimous for it; but because they thpugbt it letter thp,n the sys- tem attempted to be forced upon them. This report of the select committee was after long dissention adopted by a majority of the convention, and the system was proceeded in accordingly — I believe near a fortnight, perhaps more, was spent in the discussion of this business, during which we werts on the verge of dissolution, scarce held together by the strength of an hair, though the pubhc papers were announcing our extreme unanimity. Mr. Speaker, I think it my duty to observe, that during this struggle to prevent the large states from having all power in their hands, which had nearly terminated in a dissolution of the convention: it did not appear to me, that either of those illustrious characters, the honorable Mr. Washington, or the president of the state of Pennsylvania, were disposed to favor the claims of the smaller states, against the undue superiority attempted by the Urge states; on the contrary, the hon- orable president of Pennsylvania, was a memier of the committee of compromise, and there advocated the right of the large states to an ine- quality in both branches, and only ultimately conceded it in the second 26 SECRET PROCEEDINOS OF THE FEDERAL CONVENTION. branch on the principle of conciliation, when it was found no other terms would be accepted.— This, sir, I think it my duty to men- tion, for the consideration of those, who endeavor to prop up a danger- ous and defective system by great names; soon after this period, this honorable Mr. Yates and Mr. Lansing of New- York, left us; they had uniformly opposed the system, and I believe, despairing of getting a proper one brought forward, or of rendering any real service, they returned no more. The propositions reported by the committee of the whole house, having been fully discussed by the convention, and with many alterations having been agreed to by a majority, a com- mittee of five, were appointed to detail the system according to the principles contained in what had been agreed to by that majority; this was likely to require some time, and the convention adjourned for eight or ten days. Before the adjournment, I moved for liberty to be given to the different members to take correct copies of the propo- sitions, to which the convention had then agreed, in order that during the recess of the convention, we might have an opportunity of cory- sidering them, and if it should be thought that any alterations or amendments were necessary, that we might be prepared against the convention met to bring them forward for discussion. But, sir, the same spirit which caused our doors to he shut — oiu" proceedings to be Tcept secret — our journals to be loclced up — and every avenue, as far as possible, to be shut to public information, prevailed also in this case, and the proposal so reasonable and necessary was rejected by a majority of the convention; thereby precluding even the members themselves from the necessary means of information, and deliberation on the important business in which they were engaged. It has been observed, Mr. Speaker, by my honorable colleagues, that the debate respecting the mode of representation, was produc- tive of considerable warmth — This observation is true. But, sir, it is equally true, that if we could have tamely and servilely consented to be hound in chains, and meanly condescended to assist ia rivetting them fast, we might have avoided all that warmth, and have proceeded with as much calmness and coolness as any stoic could have wished. , Having thus, sir, given the honorable members of this house, a short history of some interesting parts of our proceedings, I shall beg leave to take up the system published by the convention, and shall request your indulgence, whUe I make some observations on different parts of it, and give you such further information as may be in my power. [Here Mr. Martin read the first section of the first article, and then proceeded.] With respect to this part of the system, Mr. Speaker, there was a diversity of sentiment; those who were for two branches in the legislature, a house of representatives and a senate, urged the necessity of a second branch to serve as a check upon the first, and used all those trite and common place arguments which may be proper SEGBET PROCEEDINGS OF THE FEDERAL CONVENTION. 27 and just, when applied to the formation of a state government over vndividuals variously distinguished in their habits and manners, for- tune and rank; where a body chosen- in a select manner, respectable for their wealth and dignity, may be necessary, frequently to prevent the hasty and rash measures of a representation more popular; but on the other side it was urged, that none of those arguments could with propriety be applied to the formation of & federal government over a number of independent states — that it is the state governments which are to watch over and protect the rights of the individual, whether rich or poor, or of moderate circumstances, and in which the democratic and aristocratic influence or principles are to be so Mended, modified, and checked, as to prevent oppression and injury — That i\xe federal government is to guard and protect the states and their rights, and to regulate their common concerns — That & federal government is formed by the states, as states, that is in their sovereign capacities, in the same manner as treaties and alliances are formed — that a sovereignty considered as such, cannot be said to have jarring interests or princi- ples, the one aristocratic, and the other democratic; but that the principles of a sovereignty considered as a sovereignty, are the same whether that sovereignty is monarchical, aristocratical, democrat- ical, or mixed — that the history of manlcind doth not furnish an instance from its eo.rliest period to the present time, of & federal gov- ernment constituted of two distinct branches — that the memhers of the federal government if appointed by the states in their state capacities, that is by their legislatures, as they ought, would be select in their choice, and coming from different states, having different interests and views; this difference of interests and views, would always be a suffi- cient check over the whole; and it was shewn, that even Adams, who the reviewers have justly observed, appears to be as fond of checks and balances as Lord Chesterfield of the graces, even he declares that a council consisting of one branch has always been found sufficient in & federal government. It was urged, that the government we were forming was not in reality & federal but a national government, not founded on the prin- ciples of the preservation, but the abolition or consolidation of all state governments — That we appeared totally to have forgot the business for which we were sent, and the situation of the country for which we were preparing our system — That we had not been sent to form a government over the inJiabitants of America, considered as individuals, that as individuals they were all subject to their respective state governments, which governments would still remain, tho' the federal government should be dissolved — That the system of government we were entrusted to prepare, was a government over these thirteen states; but that in our proceedings, we adopted principles which would be right and proper, only on the supposition that there were no state 28 SECRET PROCEEDJISIOS OP THE FEDERAL GONVmTION. governments at all, but that all the inhabitants of this extensive contingent were in their individual capacity, vnthmt government, and in a statfi of nature — That accordingly the system proposes the legislature to con- sist of two tranches, the one to be drawn from the people at large, imme- diately in their individual capacity; the other to be chosen in a more select manner, as a check upon the first — It is in its yery introduction declared to be a compact between the people of the United States as individuals; and it is to be ratified by the people at large in their capacity as individuals; all which it was said, would be quite right and proper, if there were no state governments, if all the people of this continent were in a state of nature, an4 we were forming one vntioncd government /or them as individuals, and is nearly the same as was done in most of the states, when they formed their governments over the people who compose them. Whereas it was urged, that the principles on which & federal govern- ment over states ought to be constructed and ratified are the reverse; that instead of the legislature consisting of two branches, one branch was sufficient, whether examined by the dictates of reason, or the experience of ages — That the representation instead of being drawn from the people at large as individuals, ought to be drawn from the states as states in their sovereign capacity — That in a. federal govern- ment, the parties to the compact are not the people as individuals, but the states as states, and that it is by the states as states in their sovereign capacity, that the system of government oiight to be ratified, and not by the people as individuals. It was further said, that in & federal government over states equally free, sovereign, and independent, every state ought to have an equal share in making the federal laws or regulations; in deciding upon them, and in carrying them into execution, neither of which was the case in this system, but the reverse, the states jiot having an equal voice in the legislature, nor in the appointment of the executive, the judges, and the other ofiicers of government: it was insisted, that in the whole system there was but one federal feature, the appointment of the senators by the states in their sovereign capacity, that is by their legislatures, and the equality of suffrage in that branch; but it was said that this feature was oiAj federal in appearance. To prove this, and the senate as constituted could not be a security for the protection and preservation of the state governments, and that the senators could not be justly considered the representatives of the states as states, it was observed, that upon just principles of repre- sentation, the representative ought to speak the sentiments of his co'nr stituents, and ought to vote in the same manner that his constituents would do (as far as he can judge) provided his constituents were act- ing in person, and had the same knowledge and information with himself; and therefore that the representative ought to be dependant SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. 29 on his constitlients, and answerable to theiti; that the connexion between the representative and the represented, ought to be as near and as close as possible; according to these principles, Mr. Speaker, in this state it is provided by its constitution, that the representatives in congress, shall be chosen annually, shall be paid by the state, and shall be subject to recall even within the year; so cautiously has our constitution guarded against an aiuse of the trust reposed in our representatives in the federal government; whereas by the third and sixth section of the first article of this new system, the senators are to be chosen for six years instead of being chosen annually; instead of being paid by their states who send them, they, in conjunction with the other branch, are to pay themselves out of the treasury of the United States; and are not liable to be recalled during the period for which they are chosen: Thus, sir, for six years the senators are rendered totally and absolutely independent of their states, of whom they ought to be the representatives, without any bond or tie between them: During tbat time they may join in measures ruinous and destructive to their states, even such as should totally annihilate their state governments, and their states cannot recall them, nor exercise any coniroul over them. Another consideration, Mr. Speaker, it was thought ought to have great iteight to prove that the smaller states cannot depend on the senate for the preservation of their rights, either against large and ambitious states, or against an ambitious, aspiring president. The senate, sir, is so constituted, that they are not only to compose one branch of the legislature, but by the second section of the sec- ond article, they are to compose a privy council for the president; hence, it will be necessary, that they should be, in a great measure, a permanent body, constantly residing at the seat of government. Seven years is esteemed for the life of a man; it can hardly be sup- posed, that a senator, especially from the states remote from the seat of empire, will accept of an appointment which must estrange him for six years from his state, without giving up to a great degree his prospects in his own state. If he has a family, he wiU take his family with him to the place where the government shall be fixed, that will become his home, and there is every reason to expect, that his future views and prospects wUl centre in the, favouH and emolu- ments of the general government, or of the government of that state where the seat of empire is established: — In either case, he is lost to his own state. If he places his future prospects in the favors and emoluments of the general government, he will become the dependant and creature of the president, as the system enables a senator to be appointed to offices, and without the nomination of the president, no appointment can take place; as such, he will favour the wishes of the president, and concur in his measures, who, if he has no ambitious views of his own to gratify, may be too fa/vorable to the ambitious views 30 SECRET PBOOEEDINOS OF THE FEDERAL -CONVENTION. of the large states, who will have an undue sJiare in his original ap- pointment, and on whom he will be m,ore dependant afterwards than on the states which are smaller. If the senator places his futute prospects in that state where the seat of empire is fixed; from that time he will be in every question wherein its particular interest may- be concerned the representative of that state, not of his own. But even this provision apparently for the security of the state go'u- emments inadequate as it is, is entirely left at the mercy of .the general government, for by the fourth section of the first article, it is expressly provided, that the congress shall have a power to maJce and alter all regulations concerning the time and manner of holding elections for senators; a provision, expressly looTcing forward to, and / have no douU designed for the utter extinction and abolition of all state governments; nor will this, I believe, be doubted by any person, when I inform you that some of the warm advocates and patrons of the system in convention, strenuously opposed the choice of the senators by the state legislatures, insisting that the state governments ought not to he intro- duced in any manner so as to be component parts of, or instruments for carrying into execution, the general government: Nay, so far were the friends of the system from pretending that they meant it, or con- sidered it as ek federal system, that on the question being proposed, "that a union of the states, merely federal, ought to be the sole object of the exercise of the powers vested in the convention;" it was negatived by a majority of the members, and it was resolved, "that a national government ought to be formed" — afterwards the word '^national" was struck out by them, because they thought the word might tend to alarm: and although now, they who advocate the system, pretend to call themselves federalists, in convention the distinction was quite the reverse; those who opposed the system, were there considered and styled the federal party, those who advo- cated it, the antifederal. Viewing it as a national, not a federal government, as calculated and designed not to protect and preserve, but to abolish and annihilate the state governments, it was opposed for the following reasons, it was said, that this continent was much too extensive for one Tiational gov- ernment, which should have sufficient power and energy to pervade and hold in obedience and subjection all its parts, consistent with the enjoyment and preservation of liberty; that the genius and habits of the people of America, were opposed to such a government — That dxu-ing their connexion with Great Britain, they had been accus- tomed to have all their concerns transacted within a narrow circle, their colonial district; they had been accustomed to have their seats of government hear them, to which they might have access, without much inconvenience, when their business should require it — That at this time we find if a county is rather large the people complain of SECRET PROCEEDINOS OF THE FEDERAL CONVENTION. 31 the inconvenience, and clamor for a division of their county, or for a removal of the place where their courts are held, so as to render it more central and convenient— That in those states, the territory of which is extensive, as soon as the population increases remote from the seat of government, the inhabitants are urgent for a removal of the seat of their government, or to be erected into a new state — As a proof of this, the inhabitants of the western parts of Virginia and North-Carolina, of Vermont and the province of Maine, were instances, even the inhabitants of the western parts of Pennsylvania, who it is said, already seriously look forward to the time when they shall either be erected into a new state, or have their seat of govern- ment removed to the Susquehanna. — If the iahabitants of the different states consider it as a grievance to attend a country court or the seat of their ovm government, when a little inconvenient, can it be supposed they would ever submit to have a national government established, the seat of which would be Tnore than a thousand miles removed from some of them? It was insisted that governments of a republican nature, are those best calculated to preserve the freedom, and happiness of the citizen — That governments of this Icind, are only calculated for a territory but small in its extent ; that the only method by which an extensive continent like America could be connected and united together consistent with the principles of freedom, must be by having a number of strong and energetic state governments for securing and protecting the rights of individuals forming those governments, and for regulating all their concerns; and a strong energetic /ec^eraZ government over those states for the protection and preservation, and for regulating the common concerns of the state. It was further insisted, that even if it was possible to effect a total abolition of the state governments at this time, and to establish one general govern- ment over the people of America, it could not long subsist, but in a little time would again be broken into a variety of governments of a smaller extent, similar in some manner to the present situation of this continent; the principal difference in all probability would be that the governments, so established, being affected by some violent con- vulsion, might not be formed on principles so favorable to liberty as those of our present state governments — That this ought to be an important consideration to such of the states who had excellent gov- ernments, which was the case with Maryland and most others, what- ever it might be to persons who disapproving of their particular state government would be wiUing to hazard every thing to overturn and destroy it. These reasons, sir, influenced me to vote against two branches in the legislature, and against every part, of the system which was repugnant to the principles of a federal government — Nor was there a single argument urged, or reason assigned, which to my mind was satisfactory, to prove that a good government on federal 32 SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. principles was unattainable, the whole of their arguments only prov- ing, what none of us controverted, that our federal government aa originally formed, was defective and wanted amendment — However, a majority of the convention hastily and inconsiderately, without con- descending to make a fair trial, in their great wisdom, decided that a kind of government which a Molitesquieu and a Price have declared the best calculated of any to preserve internal liberty, and to enjoy external strength and security, and the only one by which a large continent can be connected and united, consistent with the priiciples of hberty was totally impracticable, and they acted accordiiigly. With respect to that fart of the second section of the first article, which relates to the appoHioriment of re'presentati&n and direct taxa- tion, there were considerable objections made to it, besideis the great objection of inequality — It was urged, that no principle coxdd justify taking slaves into computation in apportioning the number of reprt- sentatives a state should have in the gdVfernment — That it involved the absurdity of increasing the power of a state in making laws for free men in proportion as that state violated the rights (ff freedom — That it might be proper to take slaves into cdnsidetation, when taxes were to be apportioned, because it had a tendency to discourage slavery; but to take them into account in giving representation tended to encourage the slave trade, and to make it the interest of the states to continue that infamous traffic — That slaves could not be taken intb account as men, or citizens, because they were not admitted to the rights of citizens, in the states which adopted or continued slavery — ^If they were to be taken into account as property, it was asked, what peculiar circumstance should render this property (of all others the most odious in its nature) entitled to the high privilege of conferring consequence and power in the gov&rlMnent to its possessore, rather than any other property: and why slaves should, as property, be taken into accoimt rather than horses, cattle, mules, or any other species; and it was observed by an honorable member from Massathusetts, that he considered it as dishonorable and humiliating to enter intb compact with the slaves of the southern states, as it would with the horses and mules of the eastern. It was also objected, that the num- iers of representatives appointed by this section to be sent by the particular states to compose the first legislature, were not precisely agreeable to the rule of representation adopted by this system, and that the numbers in this section are artfully lessened for the Urge states, while the smaller states have their /mZZ propottion in order to prevent the undue influence which the large states will have in the government from being too apparent; and I think, Mr. Speaker, that this objection is well founded. I have taken some pains to obtain information of the number of freemen and slaves in the different states, and I -have reason to believe, that if the estimate was nMO SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. 33 taken, which is directed, and one delegate to be sent for every thirty thousand inhabitants, that Virginia would have at least twelve dele- gates, Massachusetts eleven, and Pennsylvania ten, instead of the num- ber stated in this section; whereas the other states, I beheve, would not have more than the number there allowed them, nor would Georgia, most probably at present, send more than two — If I am right, Mr. Speaker, upon the enumeration being made, and the repre- sentation being apportioned according to the rule prescribed, the whole number of delegates would be seventy-one, thirty-six of which would be a quorum to do business; the delegates of Vu-ginia, Massa- chusetts and Pennsylvania, would amount to thirty-three of that quorum — Those three states will, therefore, have much more than equal power and influence in making the laws and regulations, which are to affect this continent, and will have a moral certainty of pre- venting any laws or regidations which they disapprove, although they might be thought ever so necessary by a great majority of the states — It was fiurther objected, that even if the states who had most inhab- itants ought to have a greater number of delegates, yet the number of delegates ought not to be in exact proportion to the number of in- habitants, because the influence and power of those states whose dele- gates are numerous, will be greater when compared to the influence and power of the other states, than the proportion which the num- bers of their delegates bear to each other; as for instance, though Delaware has one delegate, and Virginia but ten, yet Virginia has mxyre than ten times as much power and influence in the government as Delaware; to prove this, it was observed that Virginia would have a much greater chance to carry any measure than any number of states whose delegates were altogether ten (suppose the states of Delaware, Connecticut, Rhode-Island, and New-Hampshire) since the ten dele- gates from Virginia in every thing that related to the interest of that state would act in union, and move one solid and compact body, whereas the delegates of these four states, though collectively equal in number to those from Virginia, coming from different states having different interests, wiU be less likely to harmonize and move in concert. As a further proof, it was said, that Virginia, as the system is now re- ported, by unitiag with her the delegates oi four other states, can carry a question against the sense and interest of the eight states by sixty-four different combinations; the four states voting with Virginia, being every time so far different as not to be composed of the same four; whereas the state of Delaware can only, by uniting four other states with her, carry a measure against the sense of eight states by two different combinations — a mathematical proof that the state of Virginia has thirty-two times greater chance of carrying a measure against the sense of eight states than Delaware, although Virginia S. Doc. 728, 60-2 3 34 SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. has only ten times as many delegates: It was also shewn, that the idea was totally fallacious which was attempted to be maintained, that if a state had one thirteenth part of the numbers composing tht delegation in this system, such state would have as much influence as under the articles of confederation; to prove the fallacy of this idea it was shewn, that under the articles of confederation the state of Maryland had but one vote in thirteen, yet no measure could be car- ried against her interests without seven states, a majority of the whole concurring in it; whereas in this system, though Maryland has six votes, which is m,ore than the proportion of one in thirteen, yet Jive states may, in a variety of confibinations, carry a question against her interest, though seven other states concur with her, and six states by a m,uch greater number of combinations, may carry a measure against Maryland, united with six other states. I shall here, sir, just observe, that as the committee of detail reported the system, the delegates from the different states were to be one for every forty thousand in- habitants; it was afterwards altered to one for every thirty thousand; this alteration was made after I left the convention, at the instance of whom I know not; but it is evident, that the alteration is in favor of the states which have large and extensive territory, to increase their power and influence in the government, and to the injury of the smaller states — Since it is the states of extensive territory, who wUl most speedily increase the number of their inhabitants as before has been observed, and will therefore, most speedily procure an increase to the number of their delegates — By this alteration Virginia, North- Carolina or Georgia, by obtaining one hundred and twenty thousand additional inhabitants, will be entitled to four additional delegates, whereas such state would only have been entitled to three, ii forty thousand had remained the nmnber by which to apportion the dele- gation. As to that part of this section that relates to direct taxa- tion, there was also an objection for the following reasons: it was said that a large sum of money was to be brought into the national treas- ury by the duties on commerce, which would be almost wholly paid by the commercial states; it would be unequal and unjust that the sum which was necessary to be raised by direct taxation should be appor- tioned equally upon aU the states, obliging the commercial states to pay as large a share of the revenue arising therefrom, as the states from whom no revenue had been drawn by imposts; since the wealth and industry of the inhabitants of the commercial states will in the first place be severely taxed through their commerce, and afterwards be equally taxed with the industry and wealth of the inhabitants of the other states, who have paid no part of that revenue, so that by this provision, the inhabitants of the commercial states are in this system obliged to bear an unreasonable and disproportionate share in the expences of the union, and the payment of that foreign and domestic SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. 35 debt, which was incurred not more for the benefit of the commercial than of the other states. In the sixth section of the first article, it is provided, that senators and representatives may be appointed to any civil office under the authority of the United States, except such as shall have been created, or the emoluments of which have been increased during the time for which they were elected:, upon this subject, sir, there was a great di- versity of sentiment among the members of the convention — As the propositions were reported by the committee of the whole house, a senator or representative could not be appointed to any office under a particular state, or under the United States, during the tim^ for which they were chosen, nor to any office under the United States until one year after the expiration of that time. — It was said, and in my opinion justly, that no good reason could be assigned why a senator or repre- sentative should be incapacitated to hold an office in his own govern- ment, since it can only bind him more closely to his state, and attach him the more to its interests, which, as its representative, he is bound to consult and sacredly guard, as far as is consistent with the welfare of the union; and therefore, at most, would only add the additional motive of gratitude for discharging his duty; and according to this idea, the clause which prevented senators or delegates from holding offices in their own states, was rejected by a considerable majority; but, sir, we sacredly endeavored to preserve all that part of the resolu- tion which prevented them from being eligible to offices under the United States, as we considered it essentially necessary to preserve the integrity, independence and dignity of the legislature, and to secure its members from corruption. I was in the number of those who were extremely solicitous to pre- serve this part of the report; but there was a powerful opposition made by such who wished the members of the legislature to be eligible to offices under the United States — Three different times did they attempt to procure an alteration, and as often failed, a majority firmly adhering to the resolution as reported' by the committee; however, an alteration was at length by dint of perseverance, obtained even within the last twelve days of the convention, for it happened after I left Philadelphia — As to the exception that they cannot be appointed to offices created by themselves, or the emoluments of which are by themselves increased, it is certainly of little consequence, since they may easily evade it by creating new offices, to which may be ap- pointed the persons who fill the offices before created, and thereby vacancies will be made, which may be filled by the members who for that purpose have created the new offices. It is true, the acceptance of an office vacates their seat, nor can they be re-elected during their continuance in office; but it was said, that the evil would first take place; that the price for the office would be 36 SECRET PliOCEEDlNG8 OF THE FEDERAL CONVENTION. paid before it was obtained; that vacating the seat of the person who was appointed to office, made way for the admission of a new mem- ber, who would come there as desirous to obtain an office as him whom he succeeded, and as ready to pay the price necessary to obtain it ; in fine, that it would be only driving away the flies who -werefiUed, to make room for those that were hungry — And as the system is now reported, the president having the power to nominate to all offices, it must be evident, that there is no possible security for the integrity and independence of the legislature, but that they are most unduly placed under the influence of the president, and exposed to hribery and corruption. The seventh section of this article was also the subject of contest — It was thought by many members of the convention, that it was very wrong to confine the origination of all revenue bills to the house of representatives, since the members of the senate wiU be chosen by the people as well as the members of the house of delegates, if not im- mediately, yet mediately, being chosen by the members of the state legislature, which members are elected by the people, and that it makes no real difl'erence whether we do a thing in person, or by a deputy, or agent appointed by us for that purpose. That no argument can be drawn from the house of lords in the British constitution, since they are neither mediately nor immediately the representatives of the people, but are one of the three estates, com- posing that kingdom, having hereditary rights and privileges, distinct from, and independent of, the people. That it may and probably will be a future source of dispute and con- troversy between the two branches, what are, or are not revenue bills, and the more so, as they are not defined in the constitution; which controversies may be difficult to settle, and may become serious in their consequences, there being no power in the constitution to decide upon, or authorised in cases of absolute necessity to terminate them by a prorogation or dissolution of either of the branches ; a remedy provided in the British constitution, where the king has that power, which has been found necessary at times to be exercised in case of violent dissentions between the lords and commons on the subject of money bills. That every regulation of commerce; every law relative to excises, stamps, the post-office, the imposing of taxes, and their collection; the creation of courts and offices ; in fine, every law for the union, if enforced, by any pecuniary sanctions, as they would tend to bring money into the continental treasury, might and no doubt would be considered a revenue act, that consequently the senate, the members of whom will it may be presumed, be the most select in their choice, and consist of men the most enlightened, and of the greatest abilities, who from the duration of their appointment and the permanency of SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. '37 their body, will probably be best acquainted with the common con- cerns of the states, and with the means of providing for them, will be rendered ahnost useless as a part of the legislature; and that they will have but little to do in that capacity, except patiently to wait the proceedings of the house of representatives, and afterwards examine and approve, or propose amendments. There were also objections to that part of this section which relates to the negative of the president. — There were some who thought no good reason could be assigned for giving the president a negative of any Mnd — ^Upon the principle of a check to the proceedings of the legislature, it was said to be unnecessary; that the two branches hav- ing a controul over each other's proceedings, and the senate being chosen by the state legislatures, and being composed of members from the different states, there would always be a sufficient guard against measures being Tiastily or rashly adopted. That the president was not likely to have more wisdom or integrity than the senators, or any of them, or to letter Jcnow or consult the inter- est of the states, than any member of the senate, so as to be entitled to a negative on that principle — And as to the precedent from the British constitution (for we were eternally troubled with arguments and prec- edents from the British government) it was said it would not apply. The king of Great Britain there composed one of the three estates of the kingdom; he was possessed of rights and privileges as such, dis- tinct from the lords and commons ; rights and privileges which de- scended to his heirs, and were inheritable by them; that for the preser- vation of these it was necessary he should have a negative, but that this was not the case with the president of the United States, who was no more than an officer of government, the sovereignty was not in him, but in the legislature: And it was fiu-ther urged, even if he was al- lowed a negative, it ought not to be of so great extent as that given by the system, since his single voice is to countervail the whole of either branch and any number less than two thirds of the other; however a majority of the convention was of a different opinion, and adopted it as it now makes a part of the system. By the eighth section of this article, congress is to have power to lay and coUect taxes, duties, imposts and excises. — When we met in con- vention after our adjournment, to receive the report of the committee of detail, the members of that committee were requested to inform us, what powers were meant to be vested in congress by the word duties in this section, since the word imposts extended to duties on goods imported, and by another part of the system no duties on exports were to be laid: In answer to this inquiry we were informed, that it was meant to give the general government the power of laying stamp duties on paper, parchment, and vellum. We then proposed to have the power inserted in express words, least disputes hereafter might 38 • SECRET PBOCEEDIXGS OF THE FEDERAL CONVENTION. arise on the subject, and that the meaning might be understood by all who were to be affected by it; but to this it was objected, because it was said that the word stamp would probably sound odiously in the ears of many of the inhabitants, and be a cause of objection. By the power of imposing stamp duties the congress will have a right to declare, that no wills, deeds, or other instruments of writing, shall be good and valid, without being stamped — that without being reduced to writing, and being stamped, no bargain, sale, transfer of property or contract of any kind or nattu-e whatsoever shall be binding; and also that no ex- emplifications of records, depositions, or probates of any kind shall be received in evidence, unless they have the same solemnity — They may likewise oblige all proceedings of a judicial nature to be stamped to give them effect — Those stamp duties may be imposed to any amoimt they please, and under the pretence of securing the^collection of these duties, and to prevent the laws which imposed them from being evaded, the congress may bring the decision of all questions relating to the conveyance, disposition and rights of property, and every question relating to contracts between man and man, into the courts of the gertr- eral government — their inferior courts in the first instance and the superior court by appeal. By the power to lay and collect imposts, they may impose duties on any or every article of commerce imported into these states to what amount they please.. By the power to lay excises, a power very odious in its nature, since it authorises officers to go into your houses, your Tcitchens, your cellars, and to examine into your private concerns, the congress may impose duties on every article of use or consumption, on the food that we eat, on the liquors we drink, on the clothes that we wear, the glass which enlighten our houses, or the hearths necessary for our warmth and comfort. By the power to lay and collect taxes, they may proceed to direct taxation on every indi- vidual, either by a captitation tax on their heads, or an assessment on their property. By this part of the section therefore, the government has power to lay what duties they please on goods imported; to lay what duties they please afterwards on whatever we use or consume; to impose stamp duties to what amount they please, and in whatever case they please: afterwards to impose on the people direct taxes, by capitation tax, or by assessment, to what amount they choose, and thus to sluice them at every vein as long as they have a drop of blood, without any controul, limitation, or restraint • while all the officers for collecting these taxes, stamp duties, imposts, and excises, are to be appointed by the general government, under its directions, not account- able to the states; nor is there even a security that they shall be citizens of the respective states, in which they are to exercise their offices; at the same time the construction of every law imposing any and all these taxes and duties, and directing the collection of them, and every ques- tion arising thereon, and on the conduct of the officers appointed to SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. 39 execute these laws, and to collect these taxes and duties so various in their kinds, are taken away from the courts of justice of the different states, and confined to the covu-ts of the general government, there to be heard and determined by judges holding their offices under the appoint- ment not of the states, but of the general government. Many of the members, and myself in the number, thought that the states were much hetter judges of the circumstances of their citizens, and what sum of money could be collected from them by direct taxa- tion, and of the manner in which it could be raised, with the greatest ease and convenience to their citizens, than the general government could be ; and that the general government ought not to have the power of laying direct taxes in any case, but in that of the delinquency of a state. — Agreeable to this sentiment, I brought in a proposition on which a vote of the convention was taken, the proposition was as fol- lows: "And whenever the legislature of the United States shall find it necessary that revenue should be raised by direct taxation, having apportioned the same by the above rule, requisitions shall be made of the respective states to pay into the continental treasury their respec- tive quotas, within a time in the said requisition to be specified, and in case of any of the states failing to comply with such requisition, then and then only, to have power to devise and pass acts directing the mode and authorising the collection of the same." Had this proposi- tion been acceded to, the dangerous and oppressive power in the genr- eral government of imposing direct taxes on the inhabitants, which it now enjoys in all cases, would have been only vested in it, in case of the non-compliance of a state, as a punishment for its delinquency, and would have ceased the moment that the state complied with the requisi- tion — But the proposition was rejected by a majority, consistent with their aim and desire of increasing the power of the general government as far as possible, and destroying the powers and influence of the states. And though there is a provision that aU duties, imposts and excises shall be uniform, that is, to be laid to the same amount on the same articles in each state, yet this will not prevent congress from havmg it in their power to cause them to fall very unequal and much heavier on some states than on others, because these duties may be laid on articles but little or not at all used in some states, and of absolute neces- sity for the use and consumption of others, in which case the first woiild pay little or no part of the revenue arising therefrom, while the whole or nearly the whole of it would be paid by the last, to wit, the states which use and consume the articles on which the imposts and excises are laid. By our original articles of confederation, the congress have a power to borrow money and emit bills of credit on the credit of the United States; agreeable to which was the report on this system as made by the committee of detail. When we came to this part of the report, a 40 SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. motion was made to strike out the words "to emit bills of credit;" against the motion we urged, that it would be improper to deprive the congress of that power; that it would be a novelty imprecedented to establish a government which should not have such authority — ^That it was impossible to look forward into futurity so far as to decide, that events might not happen that should render the exercise of such a power absolutely necessary — ^And that we doubted, whether if a war should take place it would be possible for this country to defend itself, without having recourse to paper credit, in which case there would be a necessity of becoming a prey to our enemies, or violating the constitu- tion of our government; and that considering the administration of the government would be principally in the hands of the wealthy, there could be little reason to fear an abuse of the power by an unneces- sary or injurious exercise of it — But, sir, a majority of the convention, being wise beyond every event, and being willing to risque any political evil rather than admit the idea of a paper emission, in any possible case, refused to trust this authority to a government, to which they were lavishing the most unlimited powers of taxation, and to the mercy of which they were willing blindly to trust the liberty and property of the citizens of every state in the Tinion; and they erased that clause from the system. Among other powers given to this government in the eighth section, it has that of appointing tribunals inferior to the supreme court; to this power there was an opposition. It was urged, that there was no occasion for inferior courts of the general government to be appointed in the different states, and that such ought not to be admitted — That the different state judiciaries in the respective states would be competent to, and sufficient for, the cogni- zance in the first instance of all cases that should arise under the laws of the general government, which being by this system made the supreme law of the states, would be binding on the different state judiciaries — That by giving an appeal to the supreme court of the United States, the general government would have a sufficient check over their decisions, and security for the enforcing of their laws — ^That to have inferior courts appointed under the authority of congress in the different states, would eventually absorb and swallow up the state judiciaries, by drawing all business from them to the courts of the general government, which the extensive and undefined powers, legis- lative and judicial, of which it is possessed, woTild easily enahle it to do— That it would unduly and dangerously increase the weight and influence of congress in the several states, be productive of a pro- digious number of officers, and be attended with an enormous additional and unnecessary expense — That the judiciaries of the respective states not having power to decide upon the laws of the general government, but the determination of those laws being confined to the judi&iaries appointed under the authority of congress in the first instance, a& SECRET PROCEEDinaS OF THE FEDERAL CONVENTION. 41 well as on appeal, there Ajrould be a necessity for judges or magistrates of the general government, and those to a considerable nmnber, in each county of every state — That there would be a necessity for courts to be holden by them in each county, and that these courts would stand in need of all the proper officers, such as sheriffs, clerks and others, commissioned imder the authority of the general govern- ment: in fine, that the administration of justice, as it will relate to the laws of the general government, would require in each state all the magistrates, courts, officers and expense, which is now found necessary in the respective states for the administration of justice as it relates to the laws of the state governments. But here again we were overruled by a majority, who assuming it as a principle that the general government and the state governments (as long as they should exist) would be at perpetual variance and enmity, and that their interests wovdd constantly be opposed to each other, insisted for that reason that the state judges being citizens of their respective states, and holding their commissions im.der them, ought not, though acting on oath, to be entrusted in the administration of the laws of the general government. By the eighth section of the first article, the congress have also a power given them to raise and support armies without any limitation as to numbers, and without any restriction in time of peace. Thus, sir, this plan of government, instead of guarding against a standing army, that engine of arbitrary power, which has so often and so successfully been used for the subversion ot freedom, has in its formation, given it an express and constitutional sanction, and hath provided for its intro- duction; nor could this be prevented: I took the sense of the con- vention on a proposition, by which the congress should not have power, in time of peace, to keep embodied more than a certain num- ber of regular troops — that number to be ascertained by what should be considered a respectable peace establishment. This proposition was rejected by a majority, it being their determination, that the power of congress to keep up a standing army, even in peace should ovly be restrained by their will and pleasure. This section proceeds further to give a power to the congress to provide for the calling forth the militia, to execute the laws of the union, suppress insurrections and repel invasions. As to giving such a power there was no objection; but it was thought by some, that this power ought to be given with certain restrictions. It was thought that not more than a certain part of the militia of any one state, ought to be obliged to march out of the same, or be employed out of the same, at any one time, without the consent of the legislature of such state. This amendment I endeavored to obtain; but it met with the same fate, which attended almost every attempt to limit the powers given to the general government, and constitutionally to guard 42 SECRET PROCEEDINGS OP THE FEDERAL CONVENTION. against their abuse, it was not adopted. As it now stands, the con- gress will have the power, if they please, to march the whole mihtia of Maryland to the remotest part of the union, and keep .them in service as long as they think proper, without being in any respect dependent upon the goverrwnent of Maryland for this unlimited exer- cise of power over its citizens. All of whom, from the lowest to the greatest, may, during such service, be subjected to military law, and ■tied up and whipped at the haTbert like the meanest of slaves. By the next paragraph, congress is to have the power to provide for organizing, arming, and disciplining the militia, and for govemiTig such part of them as may be employed in the service of the United States. For this extraordinary provision, by which the militia, the only defence and protection which the state can have for the security of their rights against arbitrary encroachments of the general government, is taken entirely out of the power of their respective states, and placed under the power of congress. It was speciously assigned as a reason, that the general government would cause the militia to be better regulated and better disciplined than the state governments, and that it would be proper for the whole militia of the union to have a uni- formity in their arms and exercise. To this it was answered, that the reason however specious, was not just; that it would be absurd the mihtia of the western settlements, who were exposed to an Indian enemy, should either be confined to the same arms or exercise, as the militia of the eastern or middle states; that the same penalties which would be sufficient to enforce an obedience to militia laws in some .states, would be totally disregarded in others — That leaving the power to the several states, they would respectively best know the situation and circumstances of their citizens, and the regulations that VFould be necessary and sufficient to effect a well regulated militia in «ach — That we were satisfied the militia had heretofore been as well disciplined, as if they had been under the regulations of congress; and that the states would now have an additional motive to keep the militia in proper order, and fit for service, as it would be the only chance to preserve their existence against a general government, armed with powers sufficient to destroy them. These observations, sir, pro- cured from some of the members an open avowal of those reasons, by which we believed before that they were actuated. They said, that as the states would be opposed to the general government, and at enmity with it, which, as I have already observed, they assumed as a prin- ciple, if the militia was under the control and the authority of the respective states, it woidd enable them to thwart and oppose the general government: — They said the states ought to be at the mercy of the general government, and, therefore, that the militia ought to be put under its power, and not suffered to remain under the power of the SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. 43 respective states. In answer to these declarations, it was urged, that if after having retained to the general government the great powers already granted, and among those, that of raising and Iceeping up Tegular troops without limitations, the power over the militia should be taken away from the states, and also given to the general government, it ought to be considered as the last coup de grace, to the state govern- ments; that it must be the most convincing proof, the advocates of this system design the destruction of the state governments, and that no professions, to the contrary, ought to be trusted; and that every state in the union ought to reject such a system with indignation, since, if the general government should attempt to oppress and en- slave them, they could not have any possible means of self-defence; because the proposed system, taking away from the states the right of organizing, arming and disciplining of the militia, the first attempt made by a state to put the militia in a situation to counteract the arbitrary measm-es of the general government, would be construed into an act of rebellion, or treason; and congress would instantly murch their troops into the state. It was further observed, that when a government wishes to deprive their citizens of freedom, and reduce them to slavery, it generally makes use of a standing army for that pur- pose, and leaves the militia in a situation as contemptible as possible, least they might oppose its arbitrary designs — That in this system, we give the general government every provision it could wish for, and even invite it to subvert the liberties of the states and their citizens, since we give them the right to increase and keep up a standing army as numerous as it would wish, and by placing the militia under its power, enable it to leave the mihtia totally unorganized, undisciplined, and even to disarm them,; while the citizens, so far from complaining of this neglect, might even esteem it a favor in the general govern- ment, as thereby they would be freed from the burthen of militia duties, and left to their own private occupations or pleasures. How- ever, aU arguments, and every reason that could be urged on this subject, as well as on many others, were obliged to yield to one that was unxinswerable, a majority upon the division. By the ninth section of this article, the importation of such persons asym the whole fabric, foundation and all, in SECRET PROCEEDINGS OF THE FEDERAL CONVENTION. 131 order to erect a new building totally different from it, without retaining any of its materials? What are its defects? It is said equality of votes has embarrassed us; but how? Would the real evils of our situation have been cured, had not this been the case? Would the proposed amendment in the Virginia plan, as to repre- sentation, have relieved us? I fancy not. Rhode-Island ^i,s been often quoted as a small state, and by its refusal once deidatf'd the grant of the impost. Whether she was right in so doing is not the question; but was it a federal requisition? And if it was not, she did not, in this instance, defeat a federal measure. If the larger states seek security, they have it fully in the first branch of the general government. But can we turn the tables and say that the lesser states are equally secure? In commercial regula- tions they will unite. If policy should require free ports, they would be found at Boston, Philadelphia and Alexandria. In the disposi- tion of lucrative offices they would unite. But I ask no surrender of any of the rights of the great states, nor do I plead duress in the makers of the old confederation, nor suppose they soothed the danger, in order to resume their rights when the danger was over. No; small states must possess the power of self-defence or be ruined. Will any one say there is no diversity of interests in the states ? And if there is, should not those interests be guarded and secured ? But if there is none, then the large states have nothing to apprehend from an equality of rights. And let it be remembered, that these remarks are not the result of partial or local views. The state I represent is respectable, and in importance holds a middle rank. Mr. Madison. Notwithstanding the admirable and close reason- ing of the gentleman who spoke last, I am not yet convinced that my former remarks are not well founded. I apprehend he is mistaken as to the fact on which he builds one of his arguments. He supposes that equality of votes is the principle on which all confederacies are formed — that of Lycia, so justly applauded by the celebrated Mon- tesquieu, was different. He also appeals to our good faith for the observance of the confederacy. We know we have found one inadequate to the purposes for which it was made — ^Why then adhere to a system which is proved to be so remarkably defective? I have impeached a number of states for the infraction of the con- federation, and I have not even spared my own state, nor can I justly spare his. Did not Connecticut refuse her compliance to a federal requisition? Has she paid, for the two last years, any money into the continental treasury? And does this look like government, or the observance of a solemn compact ? Experience shows that the confederation is radically defective, and we must in a new national government, guard against those defects. Although the large states in the first branch have a weight proportionate to their population, 132 SECRET PROCEEDmOS OP TTtE FEDERAL CONVENTION. yet as the smaller states have an equal vote in the second branch, they will be able to controul and leave the larger without any essen- tial benefit. As peculiar powers are intended to be granted to the second branch, such as the negativing state laws, &c. unless the larger states have a proportionate weight in the representation, they cannot be more secure. Judge Elsworth. My state has always been strictly federal, and I can with confidence appeal to your excellency [the president] for the truth of it, during the war. The muster-rolls will show that she had more troops in the field than even the state of Virginia. We strained every nerve to raise them ; and we neither spared money or exertions to complete our quotas. This extraordinary exertion has greatly distressed and impoverished us, and it has accumulated our state debts — We feel the effects of it even to this day. But we defy any gentleman to shew that we ever refused a federal requisition. We are constantly exerting ourselves to draw money from the pockets of our citizens, as fast as it comes in; and it is the ardent wish of the state to strengthen the federal government. If she has proved delinquent through inability only, it is not more than others have been, without the same excuse. Mr. Sherman. I acknowledge there ha.ve been failures in comply- ing with the federal requisition. Many states have been defective, and the object of our convention is to amend these defects. Col. Davie. I have great objection to the Virginia plan as to the manner the second branch is to be formed. It is impracticable. The number may, in time, amount to two or three hundred. This body is too large for the purposes for which we intend to constitute it. I shall vote for the amendment. Some intend a compromise. — This has been hinted by a member from Pennsylvania, but it still has its difficulties. The members will have their local prejudices. The preservation of the state societies must be the object of the general government. It has been asserted that we were one in war, and one in peace. Such we were as states ; but every treaty must be the law of the land as it affects individuals. The formation of the second branch, as it is intended by the motion, is also objectionable. We are going the same round with the old confederation — No plan yet presents sufficient checks to a tumultuary assembly, and there is none therefore which yet satisfies me. Mr. Wilson. On the present motion it was not proper to propose another plan. I think the second branch ought not to be numerous. I will propose an expedient — Let there be one member for every 100,000 souls, and the smallest states not less than one member each. This would give about twenty-six members. I make this proposal not because I belong to a large state, but in order to pull down a SECRET PBOCEEDIxas OF THE FEDERAL CONVEyTION. 133 rotten house, and lay a foundation for a new building. To give additional weight to an old building is to hasten its ruin. Governor Feanklix. The smaller states, by this motion, would have the power of giving away the money of the greater states. There ought to be some difference between the first and second branches. Many expedients have been proposed, and I am sorry to remark, without effect. A joiner, when he wants to fit two boards, takes off with his plane the uneven parts from each side, and thus they fit. Let us do the same — we are all naet to do something. I shall propose an expedient: Let the senate be elected by the states equally — in all acts of sovereignty and authority, let the votes be equally taken — the same in the appointment of all officers, and salaries; but in passing of laws, each state shall have a right of suffrage in proportion to the sums they respectively contribute. Amongst merchants, where a ship has many owners, her destination is determined in that proportion. I have been one of the ministers to France from this country during the war, and we should have been very glad, if they would have permitted us a vote in the distribution of the money to carry on the war. i-lr. Martin. Mr. Wilson's motion or plan would amount to nearly the same kind of inequality. Mr. King. The Connecticut motion contains all the vices of the old confederation. It supposes an imaginary evil — the slavery of state governments. And should this convention adopt the motion, our business here is at an end. Capt. Dayton. Declamation has been substituted for. argument. Have gentlemen shewn, or must we believe it, because it is said, that one of the evils of the old confederation was unequal representation? We, as distinct societies, entered into the compact. Will you now undermine the thirteen pillars that support it? Mr. Martin. If we cannot confederate on just principles, I will never confederate in any other manner. Mr. Madison. I will not answer for supporting chimerical objects — but has experience evinced any good in the old confederation? I know it never can answer, and I have therefore made use of bold language against it. I do assert, that a national senate, elected and paid by the people, will have no more efficiency than congress; for the states will usurp the general government. I mean, however to preserve the state rights with the same care, as I would trials by jury; and I am willing to go as far as my honorable colleague. Mr. Bedford. That all the states at present are equally sovereign and independent, has been asserted from every quarter of this house. Our deliberations here are a confirmation of the position; and I may add to it, that each of them act from interested, and many from ambitious motives. Look at the votes which have been given on 134 SECRET PROCEEDINGS OF TTfn FEDERAL COiYVENTION. t'le floor of this house, and it will be found that their numbers, wealth and local views, ha,ve actuated their determinations; and that the larger states proceed as if our eyes were already perfectly blinded. Impartiality, with them, is already out of the question — the reported plan is their political creed, and they support it, right or wrong. Even the diminutive state of Georgia has an eye t'o her future wealth and greatness — South Carohna, puffed up with the possession of her wealth and negroes, and North Carolina, are all, from different views, united with the great states. And these latter, although it is said they can never, from interested views, form a coalition, we find closely united in one scheme of interest and ambition, notwithstand- ing they endeavor to amuse us with the purity of their principles and the rectitude of their intentions, in asserting that the general govern- ment must be drawn from an equal representation of the people. Pretences to support ambition are never wanting. Their cry is, where is the danger? and they insist that altho' the powers of the general government will be increased, yet it will be for the good of the whole; and although the three great states form nearly a majority of the people of America, they never will hurt or injure the lesser states. I do not, gentlemen, trust you. If you possess the power, the abuse of it could not be checked; and what then would prevent you from exercising it to our destruction ? You gravely aUedge that there is no danger of combination, and trimnphantly ask, how could com- binations be effected? "The larger states," you say, "all differ in productions and commerce; and experience shows that instead of combinations, they would be rivals, and counteract the views of one another." This, I repeat, is language calculated only to amuse us. Yes, sir, the larger states will be rivals, but not against each other — they will be rivals against the rest of the states. But it is urged that such a government would suit the people, and that its principles, are equitable and just. How often has this argument been refuted, when applied to a federal government. The small states never can agree to the Virginia plan; and why then is it still urged? But it is said that it is not expected that the state govern- ments will approve the proposed system, and that this house must directly carry it to the people for their approbation! Is it come to this, then, that the sword must decide this controversy, and that the horrors of war must be added to the rest of our misfortunes? But whathave the people already said? "We find the confederation defective — go, and give additional powers to the confederation — give to it the imposts, regulation of trade, power to collect the taxes, and the means to discharge our foreign and domestic debts." Can we not then, as their delegates, agree upon these points? As their ambassadors, can we not clearly grant those powers? Why then, when we are met, must entire, distinct, and new grounds bt SECRET PB0CEEDINO8 OF THE FEDERAL CONVENTION. 135 taken, and a government, of which the people had no idea, be insti- tuted? And are we to be told, if we wont agree to it, it is the last momenc of our deliberations ? I say, it is indeed the last moment, if we do agree to this assumption of power. The states will never again be entrapped into a measure like this. The people will say the small states would confederate, and grant further powers to congress; but you, the large states, would not. Then the fault will be yours, and all the nations of the earth will justify us. But what is to become of our public debts if we dissolve the union ? Where is your plighted faith? Will you crush the smaller states, or must they be left unmolested ? Sooner than be ruined, there are foreign powers who will talce us hy the hand. I say not this to threaten or intimidate, but that we should reflect seriously before we act. If we once leave this floor, and solemnly renounce your new project, what will be the consequence? You will annihilate your federal government, and ruin must stare you in the face. Let us then do what is in our power — amend and enlarge the confederation, hut not alter the federal system. The people expect this, and no more. We all agree in the necessity of a more efiicient government — and cannot this be done? Although my state is small, I know and respect its rights, as much, at least, as those who have the honor to represent any of the larger states. Judge Elsworth. I am asked by my honorable friend from Massa- chusetts, whether by entering into a national government, I will not equally participate in national security? I confess I should; but I want domestic happiness, as well as general security. A general government will never grant me this, as it cannot know my wants or relieve my distress. My state is only as one out of thirteen. Can they, the general government, gratify my wishes? My happiness depends as much on the existence of my state government, as a new-bom infant depends upon its mother for nourishment. If this is not an answer, I have another to give. Mr. King. I am in sentiment with those who wish the preserva- tion of state governments; but the general government may be so constituted as to effect it. Let the constitution we are about forming be considered as a commission under which the general government shall act, and as such it will be the guardian of the state rights. The rights of Scotland are secure from all danger and encroach- ments, although in the parHament she has a small representation. May not this be done in our general government? Since I am up, I am concerned for what fell from the gentleman from Delaware— " Take a foreign power hy the hand"! I am sorry he mentioned it, and I hope he is able to excuse it to himself on the score of passion. Whatever may be my distress, I never will court a foreign power to assist in relieving myself from it. Adjourned till Monday next. 136 secret proceedings of the federal convention. Monday, July 2d, 1787. Met pursuant to adjournment. Present 11 states. The question was then put on Mr. Elswokth's motion. 5 ayes — 5 noes — one state divided. So the question, as to the amendment, was lost. Mr. PiNKNEY. As a professional man, I might say, that there is no weight in the argument adduced in favor of the motion on which we were divided; but candor obUges me to own, that equahty of suffrage in the states is wrong. Prejudices will prevail, and they have an equal weight in the larger as in the smaller states. There is a solid distinction as to interest between the southern and northern states — To destroy the ill effects thereof, I renew the motion which I made in the early stage of this business. [See the plan of it iefore mentioned.] Gen. PiNKNEY moved for a select committee, to take into consid- reation both branches of the legislature. Mr. Martin. It is again attempted to compromise. — You must give each state an equal suffrage, or our business is at an end. Mr. Sherman. It seems we have got to a point, that we cannot move one way or the other. Such a committee is necessary to set us right. Mr. Morris. The two branches, so equally poised, cannot have their due weight. It is confessed, on all hands, that the second branch ought to be a check on the first — for without its having this effect it is perfectly useless. — The first branch, originating from the people, will ever be subject to precipitancy, changeability, and excess. Ex- perience evinces the truth of this remark without having recourse to reading. This can only be checked by ability and virtue in the second branch. On your present system, can you suppose that one branch will possess it more than the others? The second branch ought to be composed of men of great and established property — an aristocracy. Men, who from pride will support consistency and permanency; and to make them completely independent they must be chosen for life, or they will be a useless body. Such an aristo- cratic body will keep down the turbulency of democracy. But if you elect them for a shorter period, they will be only a name, and we had better be without them. Thus constituted, I hope they will shew us the weight of aristocracy. History proves, I admit, that the men of large property will uni- formly endeavor to establish tyranny. How then shall we ward off this evil? Give them the second branch, and you secure their weight for the public good. They become responsible for their conduct, and this lust of power wMl ever be checked by the democratic branch, and thus form a stability in your government. But if we continue changing our measures by the breath of democracy, who will confide SECRET PBOGEEDiyOS OF THE FEDERAL CO\VEyTTO\. 137 in our engagements? "WHo will trust us? Ask any person whether he reposes any confidence in the government of congress, or that of the state of Pennsylvania — he will readily answer you, no. Ask him the reason, and he will tell you, it is because he has no confidence in their stability. You intend also that the second branch shall be incapable of holding any office in the general government. — It is a dangerous expedient. They ought to have every inducement to be interested in your government. Deprive them of this right, and they mil become inattentive to your welfare. The wealthy will ever exist; and you never can be safe unless you gratify them as a body, in the pursuit of honor and profit. Prevent them by positive institutions, and they will proceed in some left-handed way. A son may want a place — you mean to prevent him from promotion — They are not to be paid for their services — they will in some way pay themselves; nor is it in your power to prevent it. It is good policy that men of property be collected in one body, to give them one common influence in your government. Let vacancies be filled up as they happen, by the executive. Besides it is of little consequence, on this plan, whether the states are equally represented or not. If the state governments have the division of many of the loaves and fishes, and the general government few, it cannot exist. This senate would be one of the baubles of the general government. If you choose them for seven years, whether chosen by the people or the states; whetlier by equal suffrage or in any other proportion, how will they be a check ? They will still have local and state prejudices. — ^A government by compact is no government at all. You may as well go back to your congressional federal government, where, in the character of ambassadors, they may form treaties for each state. I avow myself the advocate of a strong government, still I admit that the influence of the rich must be guarded; and a pure democracy is equally oppressive to the lower orders of the community. This remark is founded on the experience of history. We are a commer- cial people, and as such will be obliged to engage in European politics. Local government cannot apply to the general govenmient. These latter remarks I throw out only for the consideration of the com- mittee who are to be appointed. Gov. Randolph. I am in favor of appointing a committee; but considering the warmth exhibited in debate on Saturday, I have, I confess, no great hopes that any good will arise from it. Cannot a remedy be devised ? If there is danger to the lesser states, from an unequal representation in the second branch, may not a check be found in the appointment of one executive, by electing him, by an equality of state votes? He must have the right of interposing between the two branches, and this might give a reasonable security 138 SECRET PROCEEDTNGS OF THE FEDERAL COXVENTIOy. to the smaller states. — Not one of the lesser states can exist by itself; and a dissolution of the confederation, I confess, would pro- duce conventions, as well in the larger as in the smaller states. The principle of self-preservation induces me to seek for a government that will be stable and secure. Mr. Strong moved to refer the 7th resolve to the same committee. JsIt. Wilson. I do not approve of the motion for a committee. I also object to the mode of its appointment — a small committee is the best. Mr. Lansing. I shall not oppose the appointment, but I expect no good from it. Mr. Madison. I have observed that committees only delay business; and if you appoint one from each state, we shall have in it the whole force of state prejudices. The great difficulty is to conquer former opinions. The motion of the gentleman from South Carolina can be as well decided here as in committee. Mr. Gerry. The world at large expect something from us. If we do nothing, it appears to me we must have war and confusion — for the old confederation would be at an end. Let us see if no concession can be made. Accommodation is absolutely necessary, and defects may be amended by a future convention. The motion was then put to appoint a committee on the 8th resolve, and so much of the 7th as was not agreed to. Carried — 9 states against 2. And, hy iallot, the following members were appointed : Massachusetts : Maryland : Mr. Gerry. Mr. Martin. Connecticut : Virginia : Mr. Elsworth. Mr. Mason. New- York: North Carolina: Mr. Yates. Mr. Davie. New-Jersey: South Carolina: Mr. Patterson. Mr. Eutledge. Pennsylvania : Georgia : Mr. Franklin. Mr. Baldwin. Delaware : Mr. Bedford. The convention then adjourned to Thursday, the 5th of July. TUESDAY, July 3d, 1787. The grand committee met. Mr. Gerey was chosen chairman. The committee proceeded to consider in what manner they should discharge the business with which they were entrusted. By the pro- ceedings in the convention they were so equally divided on the important question of representation in the two branches, that the idea SECRET PROCEEDiyCrS OF THE FEDERAL CONVENTWX. 139 of a conciliatory adjustment must have been in contemplation of the house in the appointment of thi§ committee. But still how to effect this salutary purpose was the question. Many of the mem- bers, impressed with the utility of a general government, connected with it the indispensible necessity of a representation from the states according to their numhers and wealth; while others, equally tenacious of the rights of the states, would admit of no other representation but such as was strictly federal, or in other words, equality of suffrage. This brought on a discussion of the principles on which the house had divided, and a lengthy recapitulation of the arguments advanced in the house in support of these opposite propositions. As I had not openly explained my sentiments on any former occasion on this question, but constantly in giving my vote, showed my attachment to the national government on federal principles, I took this occasion to explain my motives — [See a copy of my speech hereunto annexed.*] These remarks gave rise to a motion of Dr. Franklin, which after some modification was agreed to, and made the basis of the following report of the committee. The committee to whom was referred the eighth resolution, re- ported from the committee of the whole house, and so much of the seventh as had not been decided on, submit the following report : That the subsequent propositions be recommended to the con- vention, on condition that both shall be generally adopted. That in the first branch of the legislajiure, each of the states now in the union, be allowed one member for every 40,000 inhabitants, of the description reported in the seventh resolution of the committee of the whole house — That each state, not containing that number, shall be allowed one member. That all bills for raising or apportioning money, and for fixing salaries of the officers of government of the United States, shall origi- nate in the first branch of the legislature, and shall not be altered or amended by the second branch; and that no money shall be drawn from the public treasury, but in pursuance of appropriations to be originated in the first branch. That in the second branch of the legislature, each state shall have an equal vote. THURSDAY, July 5th, 1787. Met pursuant to adjournment. The report of the committee was read. Mr. GoRHAM. I call for an explanation of the principles on which it is grounded. * It is matter of regret that this document cannot be found: the principles it con- tained are perhaps embodied in the letter from Mr. Yates and Mr. Lansing to Gov. George Clinton, on their retiring from the convention. 140 SECRET PB0CEEDINO8 OF THE FEDERAL CONVENTION. Mr. Gekry, the chairman, explained the principles. Mr. Martin. The one representation is proposed as an expedient for the adoption of the other. Mr. WiLSOsr. The committee has exceeded their powers. Mr. Martin proposed to take the question on the whole of the report. Mr. Wilson. I do not chuse to take a leap in the dark. I have a right to call for a division of the question on each distinct proposition. Mr. Madison. I restrain myself from animadverting on the report, from the respect I bear to the members of the committee. But I must confess I see nothing of concession in it. The originating money bills is no concession on the part of the smaller states, for if seven states in the second branch should want such a bill, their interest in the first branch will prevail to bring it forward — it is nothing more than a nominal privilege. The second branch, small in number, and well connected, will ever prevail. The power of regulating trade, imposts, treaties, &c. are more essential to the community than raising money, and no pro- vision is made for those in the report — We are driven to an unhapp^^ dilemma. Two thirds of the inhabitants of the union are to please the remaining one third by sacrificing their essential rights. When we satisfy the majority of the people in securing their rights, we have nothing to fear; in any other way, every thing. The smaller states, I hope will at last ^ee their true and real interest. — And I hope that the warmth of the gentleman from Delaware will never induce him to yield to his own suggestion of seeking for foreign aid. [At this period Messrs. Yates and Lansing left the convention, and the remainder of the session was employed to complete the con- stitution on the principles already adopted. See the revised draft of the constitution and the constitution of the United States, with all the ratified amendments as at present existing, in the appendix.] *• ssr sr I^"The preceding Notes of the late Chief Justice Yates, con- tained in two hundred and forty-five pages,* of two volumes, were copied by me, literally, from the original manuscript in his hand writing. — The several papers referred to did not accompany his notes. John Lansing, Jan. * The number of pages in the manuscript. APPENDIX. DOCUMENTS REFERRED TO IN THE PRECEDING NOTES OF CHIEF JUSTICE YATES. RESOLUTIONS OFFERED BY MR. EDMUND RANDOLPH TO THE CONVENTION, MAY 29, 1787. 1 . Resolved, That the articles of the confederation ought to be so corrected and enlarged, as to accomplish the objects proposed by their institution, namely, common defence, security of liberty, and general welfare. 2. Eesolved, therefore, that the right of suffrage, in the national legislature, ought to be proportioned to the quotas of contributioji, or to the number of free inhabitants, as the one or the other may seem best, in different cases. 3. Resolved, That the national legislature ought to consist of two branches. 4. Resolved, That the members of the first branch of the national legislature ought to be elected by the people of the several states, every for the term of to be of the age of years at least; to receive liberal stipends, by which they may be compen- sated for the devotion of their time to public service; to be ineligible to any office established by a particular state, or under the authority of the United States (except those peculiarly belonging to the func- tions of the first branch) during the term of service and for the space of after its expiration; to be incapable of re-election for the space of after the expiration of their term of service; and to be subject to recall. 5. Resolved, That the members of the second branch of the national legislature ought to be elected by those of the first, out of a proper number of persons nominated by the individual legislatures; to be of the age of years, at least; to hold their offices for a term sufficient to ensure their independency; to receive liberal stipends, by which they may be compensated for the devotion of their time to the public service; and to be ineligible to any office established by a particular state, or under the authority of the United States, (except those peculiarly belonging to the functions of the second branch) during the term of service; and for the space of after the expiration thereof. 141 ] 42 APPENDIX. 6. Resolved, That each branch ought to possess the right of originating acts; that the national legislature ought to be empowered to enjoy the legislative right vested in congress, by the confederation; and moreover to legislate in all cases to which the separate states are incompetent, or in which the harmony of the United States may be interrupted by the exercise of individual legislation; to negative all laws passed by the several states, contravening, in the opinion of the national legislature, the articles of union, or any treaty subsisting under the authority of the union; and to call forth the force of the union against any member of the union failing to fulfil its duty under the articles thereof. 7. Resolved, That a national executive be instituted, to be chosen by the national legislature for the term of years, to receive punctually, at stated times, a fixed compensation for the services rendered, in which no increase or diminution shall be made, so as to affect the magistracy existing at the time of the increase or dimi- nution; to be ineligible a second time; and that, besides a general authority to execute the national laws, it ought to enjoy the executive rights vested in congress by the confederation. 8. Resolved, That the executive, and a convenient number of the national judiciary, ought to compose a council of revision, with authority to examine every act of the national legislature, before it shall operate, and every act of a particular legislature before a negative thereon shall be final; and that the dissent of the said council shall amount to a rejection, unless the act of the national legislature be again passed, or that of a particular legislature be again negatived by of the members of each branch. 9. Resolved That a national judiciary be established to hold their offices during good behaviour, and to receive punctually, at stated times, fixed compensations for their services, in which no increase or diminution shall be made, so as to affect the person actually in office at the time of such increase or diminution — That the jurisdiction of the inferior tribunals, shall be, to hear and deter- mine, in the first instance, and of the supreme tribunal to hear and determine, in the dernier resort, all piracies and felonies on the high seas; captures from an enemy; cases in which foreigners, or citizens of other states, applying to such jurisdictions, may be interested, or which respect the collection of the national revenue; impeachments of any national ofl&cer; and questions which involve the national peace or harmony. 10. Resolved, That provision ought to be made for the admission of states, lawfully arising within the limits of the United States, whether from a voluntary junction of government and territory, or otherwise, with the consent of a number of voices in the national legislature less than the whole. APPENDIX. 143 1 1 . Resolved, That a republican government, and the territory of each state (except in the instance of a voluntary junction of govern- ment and territory) ought to be guaranteed by the United States to each state. 12. Resolved, That provisions ought to be made for the continu- ance of a congress, and their authorities and privileges, until a given day, after the reform of the articles of union shall be adopted, and for the completion of all their engagements. 13. That provision ought to be made for the amendment of the articles of union, whensoever it shall seem necessary; and that the assent of the national legislature ought not to be required thereto. 14. Resolved, That the legislative, executive, and judiciary powers within the several states ought to be bound by oath to. sup- port the articles of union. 15. Resolved, That the amendments, which shall be offered to the confederation by the convention, ought, at a proper time or times, after the approbation of congress, to be submitted to an assembly or assemblies of representatives, recommended by the several legis- latures, to be expressly chosen by the people to consider and decide thereon. Mr HT 9r MR. CHARLES PINCKNEY'S DRAFT OF A FEDERAL GOVERNMENT. We the people of the states of New Hampshire, Massachusetts, Rhode-Island and Providence Plantations, Connecticut, New- York, New-Jersey, Pennsylvania, Delaware, Maryland, Virginia, North Carolina, South Carolina, and Georgia, do ordain, declare, and estab- lish the following constitution for the government of ourselves and posterity. Article I. The style of this government shall be the United States of America, and the government shall consist of supreme legislative, executive and judicial powers. Article II. The legislative power shall be vested in a congress, to consist of two separate houses; one to be called the house of delegates, and the other the senate, who shall meet on the day of in every year. Article III. The members of the house of delegates shall be chosen every year by the people of the several states; and the qualification of the electors shall be the same as those of the electors in the several states for their legislature. Each member shall have been a citizen 144 APPENDIX. of the United States for years; shall be of years of age, and a resident in the state he is chosen for until a census of the people shall be taken in the manner hereinafter mentioned. The house of delegates shall consist of to be chosen from the different states in the following proportions: for New-Hampshire, for Massachusetts, for Rhode-Island, for Connecticut, for New- York, for New-Jersey, for Pennsylvania, for Delaware, for Maryland, for Virginia, for North Caro- lina, for South Carolina, for Georgia, and the legislature shall hereafter regulate the number of delegates by the number of inhabitants, according to the provisions hereinafter made, at the rate of one for every thousand. All money bills of every kind shall originate in the house of delegates, and shall not be altered by the senate. The house of delegates, shall exclusively possess the power of impeachment, and shall choose its own officers; and vacan- cies therein shall be supplied by the executive authority of the state in the representation from which they shall happen. Aktiole IV. The senate shall be elected and chosen by the house of delegates; which house, immediately after their meeting, shall choose by ballot senators from among the citizens and residents of New-Hamp- shire, from among those of Massachusetts, from among those of Rhode-Island, from among those of Connecticut, from among those of New- York, from among those of New-Jersey, from among those of Pennsylvania, from among those of Dela- ware, from among those of Maryland, from among those of Virginia, from among those of North Carolina, from among those of South Carolina, and from among those of Georgia. The senators chosen from New-Hampshire, Massachusetts, Rhode-Island, and Connecticut, shall form one class; those from New- York, New- Jersey, Pennsylvania, and Delaware, one class; and those from Mary- land, Virginia, North Carolina, South Carolina, and Georgia, one class. The house of delegates shall number these classes one, two, and three; and fix the times of their service by lot. The first class shall serve for years; the second for years; and the third for years. As their times of service expire, the house of delegates shall fill them lip by elections for years; and they shall fill all vacancies that arise from death, or resignation, for the time of service remaining of the members so dying or resigning. — Each senator shall be years of age at least; shall have been a citizen of the United States four years before his election; and shall be a resident of the state he is chosen from. The senate shall choose its own officers. APPENDIX. 145 Article V. Each state shall prescribe the time and manner of holding elec- tions by the people for the house of delegates : and the house of dele- gates shall be the judges of the elections, returns, and qualifications of their members. In each house a majority shall constitute a quorum to do business. Freedom of speech and debate in the legislature shall not be im- peached, or questioned, in any place out of it; and the members of both houses shall in all cases, except for treason, felony, or breach of the peace, be free from arrest during their attendance on congress, and in going to and returning from it. Both houses shall keep journals of their proceedings, and publish them, except on secret occasions; and the yeas and nays may be entered thereon at the desire of one of the members present. Neither house, without the consent of the other, shall adjourn for more than days, nor to any place but where they are sitting. The members of each house shall not be eligible to, or capable of holding any office under the union, during the time for which they have been respectively elected, nor the members of the senate for one year after. The members of each house shall be paid for their services by the states which they represent. Every bill, which shall have passed the legislature, shall be presented to the president of the United States for his revision; if he approves it he shall sign it; but if he does not approve it, he shall return it, with his objections, to the house it originated in; which house, if two-thirds of the members present, notwithstanding the president's objections, agree to pass it, shall send.it to the other house, with the president's objections; where, if two-thirds of the members present also agree to pass it, the same shall become a law; and all bills sent to the president, and not returned by him within days, shall be laws, unless the legis- lature, by their adjournment, prevent their return; in which case they shall not be laws. Article VI. The legislature of the United States shall have the power to lay and collect taxes, duties, imposts and excises; To regulate commerce with all nations, and among the several states; To borrow money and emit bills of credit ; To establish post-offices; To raise armies; To build and equip fleets; S. Doc. 728, 60-2 10 146 APPENDIX. To pass l.aws for arming, organizing, and disciplining the militia of the United States; ' . . To subdue a rebellion in any state, on application of its legislature; To coin money, and regulate the value of all coins, and fix the standard of weights and measures; To provide such dock yards and arsenals, and erect such fortifica- tions as may be necessary for the United States, and to exercise exclusive jurisdiction therein; To appoint a. treasurer by ballot; To constitute tribunals inferior to the supreme court; To establish post and military roads; To establish and provide for a national university at the seat of the government of the United States; To establish uniform rules of naturalization; To provide for the establishment of a seat of government for the United States, not exceeding. miles square, in which they shall have exclusive jurisdiction; To make rules concerning captures from an enemy; To declare the law and punishment of piracies and felonies at sea, and of counterfeitiilg coin, and of all offences against the laws of nations; To call forth the aid of the militia, to execute the laws of the union, enforce treaties, suppress insurrections, and repel invasions; And to make all laws for carrying the foregoing powers into execu- tion. The legislature of the United States shall have the power to declare the punishment of treason, which shall consist only in levying war against the United States or any of them, or in adhering to their enemies. No person shall be convicted of treason but by the testi- mony of two witnesses. The proportion of direct taxation shall be regulated by the whole number of inhabitants of every description; which number shall, within years after the first meeting of the legislature, and within the term of every year after, be taken in the manner to be prescribed by the legislature. No tax shall be laid on articles exported from the states; nor capitation tax, but in proportion to the census before directed. All laws regulating commerce shall require the assent of two thirds of the members present in each house. The United States shall not grant any title of nobility. The legislature of the United States shall pass.no law on the subject of religion; nor touching or abridging the liberty of the press; nor shall the privilege of the writ of habeas corpus ever be suspended, except in case of rebellion or invasion. APPENDIX. 147 All acts made by the legislature of the United States, pursuant to this constitution, and all treaties made under the authority of the United States, shall be the supreme law of the land; and all judges shall be bound to consider them as such in their decisions. Article VII. The senate shall have the sole and exclusive power to declare war; and to make treaties; and to appoint ambassadors and other min- isters, to foreign nations, and judges of the«supreme court. They shall have the exclusive power to regulate the manner of deciding all disputes and controversies now subsisting, or which may arise, between the states, respecting jurisdiction or territory. Art]jdle VIII. • The executive power of the United States shall be vested in a president of the United States of America, which shall be his style; and his title shall be his excellency. He shall be elected for years; and shall be re-eligible. He shall from time to time give information to the legislature, of the state of the union, and recommend to their consideration the measures he may think necessary. He shall take care that the laws of the United States be duly executed. He shall commission all the officers of the United States; and, except as to ambassadors, other ministers, and judges of the supreme court, he shall nominate, and, with the consent of the senate, appoint, all other officers of the United States. He shall receive public ministers from foreign nations; and may correspond with the executive of the different states. He shall have power to grant pardons and reprieves, except in impeachments. He shall be commander in chief of the army and navy of the United States, and of the militia of the several states; and shall receive a compensation which shall not be increased or diminished during his continuance in office. At entering on the duties of his office, he shall take an oath faithfully to execute tl^e duties of a president of the United States. He shall be removed from his office on impeachment by the house of delegates, and con- viction in the supreme court, of treason, bribery, or corruption. In case of his removal, death, resignation, or disability, the president of the senate shall exercise the duties of his office until another president be chosen. And in case of the death of the president of the senate, the speaker of the house of delegates shall do so. Article IX. The legislature of the United States shall have the power, and it shall be their duty, to establish such courts of law, 'equity and ad- miralty, as shall be necessary. 148 APPENDIX. The judges of the courts shall hold their offices during good be- haviour- and receive a compensation, which shall not be increased or diminished during their continuance in office. One of these courts shall be termed the supreme court, whose jurisdiction shall extend to all cases arising under the laws of the United States, or affecting ambassadors, other public ministers and consuls; to the trial of impeachment of officers of the United States; to all cases of admi- ralty and maritime jurisdiction. In cases of impeachment affect- ing ambassadors, and otber public ministers, this jurisdiction shall be original; and in all the other cases appellate. All criminal officers (except in cases of impeachment) shall be tried in the state where they shall be committed. The trials shall be open and public, and be by jury. Article X. Immediately after the first census of the people of the United States, the house of delegates shall Apportion the senate by electing for each state, out of the citizens resident therein, one senator for every members such state shall have in the house of delegates. Each state shall be entitled to have at least one member in the senate. Article XI. No state shall grant letters of marque and reprisal, or enter into treaty, or alliance, or confederation; nor grant any title of nobility; nor, without the consent of the legislature of the United States, lay any impost on imports; nor keep troops or ships of war in time of peace; nor enter into any compacts with other states or foreign powers, or emit bills of credit, or make any thing but gold, silver, or copper a tender in payment of debts; nor engage in war, except for self defence when actually invaded, or the danger of invasion is so great as not to admit of a delay until the government of the United States can be informed thereof. And to render these prohibitions effectual, the legislature of the United States shall have the power to revise the laws of the several states that may be supposed to infringe the powers exclusively delegated by this constitution to congress, and to negative and annul such as do. Article XII. The citizens of each state shall be entitled to all the privileges and immunities of citizens in the several states. Any person, charged with crimes in any state, fleeing from justice to another, shall, on demand of the executive of the state from which he fled, be delivered up, and removed to the state having jurisdiction of the offence. APPENDIX. 149 Abtiole XIII. Full faith shall be given, in each state, to the acts of the legislature and to the records and judicial proceedings of the courts and magis- trates of every state. Article XIV. The legislature shall have power to admit new states into the union on the same terms with the original states; provided two thirds of the members present in both houses agree. Article XV. On the application of the legislature of a state, the United States shall protect it against domestic insurrection. Article XVI. If two thirds of the legislatures of the states apply for the same, the legislature of the United States shall call a convention for the purpose of amending the constitution: or, should congress, with the consent of two thirds of each house, propose to the states amend- ments to the same, the agreement of two thirds of the legislatures of the states shall be sufficient to make the said amendments parts of the constitution. The ratification of the conventions of states shall be suffi- cient for organizing this constitution. 9«r »r str PROPOSITIONS OiFFERED TO THE CONVENTION BY THE HONORABLE MR. PATTERSON, JUNE 15, 1787. 1. Resolved, That the articles of confederation ought to be so revised, corrected, and enlarged, as to render the federal constitution adequate to the exigencies of government, and the preservation of the union. 2. Resolved, That in addition to the powers vested in the United States in congress, by the present existing articles of confederation, they be authorised to pass acts for raising a revenue, by levying a duty or duties on all goods and merchandize of foreign growth or manufacture, imported into any part of the United States— by stamps on paper, vellum, or parchment, and by a postage on all letters and packages passing through the general post office — to be applied to such federal purposes as they shall deem proper and expedient; to make rules and regulations for the collection thereof; and the same from time to time to alter and amend, in such manner as they shall think proper. To pass acts for the regulation of trade 150 APPENDIX. and commerce as well with foreign nations as with each other; provided, that all punishments, fines, forfeitures, and penalties, to be incurred for contravening such rules and regulations, shall be adjudged by the common law judiciary of the states in which any offence contrary to 'the true intent and meaning of such rules and regulations shall be committed or perpetrated; with liberty of com- mencing, in the first instance, all suits or prosecutions for that pur- pose, in the superior common law judiciary of such state; subject, nevertheless, to an appeal for the correction of all errors, both in law and fact, in rendering judgment, to the judiciary of the United States. 3. Resolved, That whenever requisitions shall be necessary, in- stead of the present rule, the United States in congress be authorised to make such requisitions in proportion to the whole number of white and other free citizens and inhabitants of every age, sex, and condi- tion, including those bound to servitude for a term of years, and three fifths of all other persons not comprehended in the foregoing description, except Indians not paying taxes; that if such requisitions be not complied with in the time to be specified therein, to direct the collection thereof in the non-complying states; and for that purpose to devise and pass acts directing and authorising the same ; provided, that none of the powers hereby vested in the United States in con- gress, shall be exercised without the consent of at least states; and in that proportion, if the number of confederated states should be hereafter increased or diminished. 4. Resolved, That the United States in congress be authorised to elect a federal executive to consist of persons, to continue in office for the term of years; to receive punctually, at stated times, a fixed compensation for the services by them rendered, in which no increase or diminution shall be made, so as to affect the persons composing the executive at the time of such increase or diminution; to be paid out of the federal treasury; to be incapable of holding any other office or appointment during their time of serv- ice, and for years thereafter; to be ineligible a second time, and removeable on impeachment and conviction for malpractices or neglect of duty, by congress, on application by a majority of the executives of the several states. That the executive, besides a gen- eral authority to execute the federal acts, ought to appoint all federal officers not otherwise provided for, and to direct all military opera- tions; provided, that none of the persons composing the federal executive shall, on any occasion, take command of any troops, so as personally to conduct any military enterprise as general or in any other capacity. 5. Resolved, That a federal judiciary be established, to consist of a supreme tribunal, the judges of which to be appointed by the execu- APPENDIX. 151 tive, and to hold their offices during good behaviour; to receive punctually, at stated times, a fixed compensation for their services, in which no increase or diminution shall be made, so as to affect the persons actually in office at the time of such increase or diminu- tion. That the judiciary, so established, shall have authority to hear and determine, in the first instance, on all impeachments of federal officers; and by way of appeal, in the dernier resort, in all cases touching the rights and privileges of ambassadors; in all cases of captures from an enemy; in all cases of piracies and felonies on the high seas; in all cases in which foreigners may be interested, in the construction of any treaty or treaties, or which may arise on any act or ordinance of congress for the regulation of trade, or the collec- tion of the federal revenue. That none of the judiciary officers shall, during the time they remain in office, be capable of receiving or holding any other office or appointment during their term of service, or for thereafter. 6. Resolved, That the legislative, executive, and judiciary powers within the several states, ought to be bound, by oath, to support the articles of union. 7. Resolved, That all acts of the United States in congress assem- bled, made by virtue and in pursuance of the powers hereby vested in them, and by the articles of the confederation, and all treaties made and ratffied under the authority of the United States, shall be the supreme law of the respective states, as far as those acts or treaties shall relate to the sg,id states, or their citizens; and that the judiciaries of the several states shall be bound thereby in their decisions, any thing in the respective laws of the individual states to the contrary notwithstanding. And if any state, or. any body of men in any state, shall oppose or prevent the carrying into execution such acts or treaties, the federal executive shall be authorised to call forth the powers of the confederated states, or so much thereof as may be necessary, to enforce and compel an obedience to such acts, or an observance of such treaties. 8. Resolved, That provision ought to be' made for the admission of new states into the union. 9. Resolved, That provision ought to be made for hearing and deciding upon all disputes arising between the United States and an individual state, respecting territory. .10. Resolved, That the rule for naturalization ought to be the same in every state. n. Resolved, That a citizen of one state, committing an offence in another state, shall be deemed guilty of the same offence as if it had heen committed by a citizen of the state in which the offence was committed. 152 APPENDIX. COL. HAMILTON'S PLAN OF GOVERNMENT. THE FOLLOWING PAPER WAS READ BY COL. HAMILTOW, AS CONTAINING HIS IDEAS OF A SUITABLE PLAN OF GOVERNMENT FOR THE UNITED STATES. 1. The supreme legislative pov^er of the United States of America to be vested in two distinct bodies of men, the one to be called the assembly, the other the senate, who, together, shall form the legis- lature of the United States, with power to pass all laws whatsoever, subject to the negative hereafter mentioned. 2. The assembly to consist of persons elected by the people, to serve for three years. 3. The senate to consist of persons elected to serve during good behaviour; their election to be made by electors chosen for that purpose by t^e people. In order to this, the states to be divided into election districts. On the death, removal, or resignation of any senator, his place to be filled out of the district from which he came. 4. The supreme executive authority of the United States to be vested in a governor, to be elected to serve during good behaviour. His election to be made by electors, chosen by electors, chosen by the people, in the election districts aforesaid. His authorities and functions to be as follows : — To have a negative upon all laws about to be passed, and the execution of all laws passed; to have the entire direction of war, when authorised, or begun; to have, with the advice and approba- tion of the senate, the power of making all treaties; to have the sole appointment of the heads or chief 'officers of the departments of finance, war, and foreign affairs ; to have the nomination of all other officers, (ambassadors to foreign nations included) subject to the approbation or rejection of the senate; to have the power of pardon- ing all offences, except treason, which he shall not pardon, without the approbation of the senate. 5. On the death, resignation, or removal of the governor, his authorities to be exercised by the president of the senate, until a successor be appointed. 6. The senate to have the sole power of declaring war; the power of advising and approving all treaties; the power of approving or rejecting all appointments of officers, except the heads or chiefs of the departments of finance, war and foreign affairs. 7. The supreme judicial authority of the United States to be vested in judges, to hold their offices during good behaviour, with adequate and permanent salaries. This court to have original jurisdiction in all causes of capture; and an appellative jurisdiction in all causes, in. which the revenues of the general government, or the citizens of foreign nations, are concerned. APPENDIX. 153 S. The legislature of the United States to have power to institute courts in each state, for the determination of all matters of general concern. 9. The governors, senators, and all officers of the United States to be liable to impeachment for mal and corrupt conduct; and, upon conviction, to be removed from office, and disqualified for holding any place of trust, or profit. All impeachments to be tried by a court to consist of the chief, or senior judge of the superior court of law in each state; provided, that such judge hold his place during good behaviour, and have a permanent salary. 10. All laws of the particular states, contrary to the constitution or laws of the United States, to be utterly void. And the better to prevent such laws being passed, the governor or president of each state shall be appointed by the general government, and shall have a negative upon the laws about to be passed in the state of which • he is governor, or president. 11. No state to have any forces, land or naval; and the militia of all the states to be under the sole and exclusive direction of the United States; the officers of which to be appointed and commis- sioned by them. sr sr »r STATE OF RESOLUTIONS SUBMITTED TO THE CONSIDERATION OF THE HOUSE BY THE HONORABLE MR. RANDOLPH, AS ALTERED, AMENDED AND AGREED TO IN COMMITTEE OF THE WHOLE HOUSE. 1. Resolved, That it is the opinion of this committee that a national government ought to be established, consisting of a supreme legislative, judiciary and executive. 2. Resolved, That the national legislature ought to consist of t-wo branches. 3. Resolved, That the members of the first branch of the national legislature ought to be elected by the people of the. several states ' for the term of three years; to receive fixed stipends, by which they may be compensated for the devotion of their time to public service, to be paid out of the national treasury; to be ineligible to any office established by a particular state, or under the authority of the United States (except those peculiarly belonging to the functions of the first branch) during the term of service, and under the national government, for the space of one year after its expiration. 4. Resolved, That the members of the second branch of the national legislature ought to be chosen by the individual legislatures ; to be of the age of thirty years at least; to hold their offices for a term sufficient to insure their independency, namely, seven years; to receive fixed stipends, by which they may be compensated- for the devotion of their time to public service, to be paid out of the national 154 APPENDIX. treasury; to be ineligible to any office, established by a particular state, or under the authority of the United States, (except those peculiarly belonging to the functions of the second branch) during the term of service, and under the national government, for the space of one year after its expiration. 5. Resolved, That each branch ought to possess the right of originating acts. 6. Resolved, That the national legislature ought to be empowered to enjoy the legislative rights vested in congress by the confederation; and moreover, to legislate in all cases to which the separate states are incompetent, or in which the harmony of the United States may he interrupted by the exercise of individual legislation; to negative all laws passed by the several states contravening, in the opinion of the national legislature, the articles of union, or any treaties sub- sisting under the authority of the union. 7. Resolved, That the right of suffrage in the first Ijxanch of the national legislature ought not to be according to the rule established in the articles of confederation, but according to some equitable ratio of representation, namely, in proportion to the whole number of white and other free citizens, and inhabitants of every age, sex and condition, including those bound to servitude for a term ot years, and three fifths of all other persons not comprehended in the foregoing description, except Indians not paying taxes in each state. 8. Resolved, That the rights of suffrage in the second branch of the national legislature ought to be according to the rule established for the first. 9. Resolved, That a national executive be instituted to consist of a single person; to be chosen by the national legislature, for the term of seven years; with power to carry into execution the national laws; to appoint to offices in cases not otherwise provided for; to be ineligible the second time; and to be removable on impeachment, and conviction of mal-practice, or neglect of duty; to receive a fixed stipend, by. which he may be compensated for the devotion of his .time to public service, to be paid out of the national treasury. 10. Resolved, That the national executive shall have a right to negative any legislative act, which shall not be afterwards passed, unless by two third parts of each branch of the national legislattixe. 1 1 . Resolved, That a national judiciary be established to consist of one supreme tribunal; the judges of which to be appointed by the second branch of the national legislature; to hold their offices during good behaviour; to receive punctually, at stated times, a fiK:ed compensation for their services, in which no increase or diminu- tion shall be made, so as to affect the persons actually in office at the time of such increase or diminution. 12. Resolved, That the national legislature be empowered to appoint inferior tribunals. APPENDIX. 155 13. Resolved, That the jurisdiction of the national judiciary shall extend to cases which respect the collection of the national revenue; impeachment of any national officer; and questions which involve the national peace and harmony. 14. Resolved, That prpvision ought to be made for the admission of states, lawfully arising within the limits of the United States, whether from a voluntary junction of government and territory, or. otherwise, with the consent of a number of voices in the national legislature less than the whole. 15. Resolved, That provision ought to be made for the continuance of congress and their author' ties, until a given day after the reform of the articles of union shall be adopted; and for the completion of all their engagements. 16. Resolved, That a republican constitution, and its existing laws, ought to be guaranteed to each state by the United States. 17. Resolved, That provision ought to be made for the amend- ment of the articles of union, whensoever it shall seem necessary. 18. Resolved, That the legislative, executive, and judiciary powers, within the several states, ought to be bound, by oath, to support the articles of union. 19. Resolved, That the amendments which shall be offered to the confederation by the convention, ought, at a proper time or times, after the approbation of congress, to be submitted to an assembly or assemblies of representatives, recommended by the several legis- latures, to be expressly chosen by the people to consider and decide thereon. if «r nr RESOLUTIONS OF THE CONVENTION REFERRED, ON THE TWENTY-THIRD AND TWENTY-SIXTH OF JULY, 1787, TO A COMMITTEE OF DETAIL, (MESSRS. RUTLED6E, RANDOLPH, GORHAM, ELSWORTH, AND WILSON) FOR THE PUR- POSE OF REPORTING A CONSTITUTION. 1. Resolved, That the government of the United States ought to consist of a supreme legislative, judiciary, and executive. 2. Resolved, That the legislature, consist of two branches. 3. Resolved, That the members of the first branch of fhe legislature ought to be elected by the people of the several states, for the term of two years; to be paid out of the public treasury; to receive an adequate compensation for their services ; to be of the age of twenty- five years at least; to be ineligible and incapable of holding any office under the authority of the United States (except those pecu- Harly belonging to the function's of the first branch) during the term of service of the first branch. , 4. Resolved, That the members of the second branch of the legis- lature of the United States ought to be chosen by the individual leg- islatures; to be of the age of thirty years at least; to hold their 156 APPENDIX. offices for six years, one third to go out biennially; to receive a com- pensation for the devotion of their time to the public service; to be ineligible to and incapable of holding any office, under the authority of the United States (except those peculiarly belonging to the func- tions of the second branch) during the term for which they are elected, and for one year thereafter. , 5. Resolved, That each branch ought to possess the right of orig- inating acts. 6. Resolved, That the national legislature ought to possess the legislative rights vested in congress by the confederation; and more- over, to legislate in all cases for the general interests of the union, and also in those to which the states are separately incompetent, or in which the harmony of the United States may be interrupted by the exercise of individual legislation. 7. Resolved, That the legislative acts of the United States, made by virtue and in pursuance of the articles of union, and all treaties made and ra^tified under the authority of the United States, shall be the supreme law of the respective states, as far as those acts or treaties shall relate to the said states, or their citizens and inhabit- ants; and that the judiciaries of the several states shall be bound thereby in their decisions, any thing in the respective laws of the individual states to the contrary notwithstanding. 8. Resolved, That in the original formation of the legislature of the United States, the first branch thereof shall consist of sixty-five members ; of which number New-Hampshire shall send 3 ; Massachusetts, 8 ; Rhode-Island, 1 ; Connecticut, 5; New- York,. 6; New-Jersey, 4;' Pennsylvania, 8; Delaware, 1; Maryland, 6; Virginia, 10; North Carolina, 5; South Carolina, 5; Georgia, 3. But as the present situation of the states may probably alter in the number of their inhabitants, the legislature of the United States shall be authorised, from time to time, to appor- tion the number of representatives; and in case any of the states shall hereafter be divided, or enlarged, by addition of territory, or any two or inore states united, or any new statfes created within the Hmits of the United States, the legislature of the United States shall possess authority to regulate the number of representatives, in any of the foregoing cases, upon the principle of their number of inhabit- ants according to the provision hereafter mentioned, namely — Pro- vided always, that representation ought to be proportioned according to direct taxation. And in order to ascertain the alteration in the direct taxation which may be required from time to time by the changes in the relative circumstances of the states — 9. Resolved, That a census be taken within six years from the first meeting of the legislature of the United States, and once within the term of every ten years afterwards, of all the inhabitants of APPENDIX. ' 157 United States, in the manner and according to the ratio recommemded by congress in their resokition of April 18, 1783; and that the legis- lature of the United States shall proportion the direct taxation accordingly. 10. Resolved, That all bills for raising or appropriating money, and for fixing the salaries of the officers of the government of the United States, shall originate in the first branch of the legislature of the United States, and shall not be altered or amended by the second branch; and that no money shall be drawn from the pubhc treasury, but in pursuance of appropriations to be originated by the first branch. 11. Resolved, That in the second branch of the legislature of the United States, each state shall have an equal vote. 12. Resolved, That a national executive be instituted, to consist of a single person; ^to be chosen by the national legislature for the term of seven years; to be ineligible a second time; with power to cany into execution the national laws; to appoint to offices in cases not otherwise provided for; to be removable on impeachment, and conviction of mal-practice or neglect of duty; to receive a fixed com- pensation for the devotion of his time to public service; to be paid out of the pubhc treasury. 13. Resolved, That the national executive shall have a right to negative any legislative act, which shall not be afterwards passed, unless by two third parts of each branch of the national legislature. 14. Resolved, That a national judiciary be established, to consist of one supreme tribunal, the judges of which shall be appointed by the second branch of the national legislature; to hold their offices during good behaviour; to receive , punctually, at stated times, a fixed compensation for their services, in which no diminution shall be made, so as to affect the persons actually in office at the time of such diminution. 15. Resolved, That the national legislature be empowered to appoint inferior tribunals. 16. Resolved, That the jurisdiction of the national judiciary shall extend to cases arising under laws passed by the general legislature; and to such other questions as involve the national peace and har- mony. 17. Resolved, That provision ought to be made-for the admission of states lawfully arising within the hmits of the United States, whether from a voluntary junction of government and territory, or otherwise, with the consent of a number of voices in the national legislature less than the whole. 18. Resolved, That a republican form of government shall be o-uaranteed to each state; and that each state shall be protected against foreign and domestic violence. 158 APPENDIX. 19. Resolved, That provision ought to be made for the amendment of the articles of union, whensoever it shall seem necessary. 20. Eesolved, That the legislative, executive and judiciary powers, within the several states, and of the national government, ought to be bound, by oath, to support the articles of union. 21. Resolved, That the amendments which shall be offered to the confederation by the convention ought, at a proper time or times after the approbation of congress, to be submitted to an assembly or assembhes of representatives recommended by the several legisla- tures, to be expressly chosen by the people to consider and decide thereon. 22. Resolved, That the representation in the second branch of the legislature of the United States consist of two "members from each state, who shall vote per capita. 23. Resolved, That it be an instruction to the committee, to whom were referred the proceedings of the convention for the establishment of a national government, to receive a clause or clauses, requiring certain qualifications of property and citizenship, in the United States, for the executive, the judiciary, and the members of both branches of the legislature of the United States. »r sr sr DRAFT OF A CONSTITUTION, REPORTED BY THE COMMITTEE OF FIVE AUGUST 6, 1787. We the people of the states of New-Hampshire, Massachusetts, Rhode-Island and Providence Plantations, Connecticut, New- York, New-Jersey, Pennsylvania, Delaware, Maryland, Virginia, North Carolina, South Carolina and Georgia, do ordain, declare and estab- lish the following constitution for the government of ourselves and our posterity. Article I. The style of this government shall be, "The United States of America." Article II. The government shall consist of supreme legislative, executive, and judicial powers. Article III. The legislative power shall be vested m a congress, to consist or two separate and distinct bodies of men, a house of representatives and a senate; each of which shall, in all cases, have a negative on the other. The le,g;islature shall meet on the first Monday in Decem- ber in every year. APPENDIX. 159 Article IV. Sect. 1. The members of the house of representatives shall be chosen every .second year, by the people of the several states com- prehended within this union. The qualifications of the electors shall be the same, from time to time, as those of the electors in the several states of the most numerous branch of their own legislatures. Sect. 2. Every member of the house of representatives shall be of the age of twenty-five years at least ; shall have been a citizen in the United States for at least three years before his election; and shall be at the time of his election, a resident of the state in. which he shall be chosen. Sect. 3. The house of representatives, shall, at its first formation, and until the number of citizens and inhabitants shall be taken in the manner hereinafter described, consist of sixty-five members; of whom three shall be chosen in New-Hampshire, eight in Massachusetts one in Rhode-Island and Providence Plantations, five in Connecticut , six in New- York, four in New-Jersey, eight in Pennsylvania, one in Delaware, six in Maryland, ten in Virginia, five in North Carolina, five in South Carolina, and three in Georgia. Sect. 4. As the proportions of numbers in the different states wilj alter from time to time; as some of the states may hereafter b^ divided; as others may be enlarged by addition of territory; as two or more states may be united; as new states will be erected within the limits of the United States, the legislature shall, in each of these cases, regulate the number of representatives by the number of inhabitants, according to the provisions hereinafter made, at the rate of » one for every forty thousand. Sect. 5. All bills for raising or appropriating money, and for fix- ing the salaries of the officers of government, shall originate in the house of representatives, and shall not be altered or amended by the senate. No money shall be drawn from the public treasury, but in pursuance of appropriations that shall originate in the house of represent atives . Sect. 6. The house of representatives shall have the sole power of impeachment. It shall choose its speaker and other officers. Sect. 7. Vacancies in the house of representatives shall besypplied by writs of election from the executive authority of the state, in the representation from which they shall happen. Article V. Sect. 1. The senate of the United States shall be chosen by the legislatures of the several states. Each legislature shall choose two members. Vacancies may be supplied by the executive until the next meeting of the legislature. Each member shall have one vote. 160 APPENDIX. Sect. 2 . The senators shall be chosen for six years ; but, immediately after the first election, they shall be divided, by lot, into three classes, as nearly as may be, numbered one, two and three. The seats of the members of the first class shall be vacated at the expiration of the second year; of the second class at the expiration of the fourth year; of the third class at the expiration of the sixth year; so that a third part of the members may be chosen every Second year. Sect. 3. Every member of the senate shall be of the age of thirty years at least ; shall have been a citizen in the United States for at least four years before his election; and shall be, at the time of his election, a resident of the state for which he shall be chosen. Sect. 4. The senate shall choose its own president and other officers. Article VI. Sect. 1. The times, and places and the manner of holding the elections of the members of each house, shall be prescribed by the legislature of each state; but their provisions concerning them may, at any time, be altered by the legislature of the United States. Sect. 2. The legislature of the United States shall have author- ity to establish such uniform qualifications of the members of each house with regard to property, as to the said legislature shall seem expedient. Sect. 3. In eacli house a majority of the members shall constitute a quorum to do business; but a smaller number ma}^ adjourn from day to day. Sect. 4. Each house shall be the, judge of the elections, returns, and qualifications of its own members. Sect. 5. Freedom of speech and debate in the legislature shall not be impeached or questioned in any court or place out of the legisla- ture: and the members of each house shall, in all cases, except trea- son, felony and breach of the peace, be privileged from arrest during their attendance at congress, and in going to and returning from it. Sect. 6. Each house may determine the rules of its proceedings; may punish its members for disorderly behaviour; and may expel a member. Sect. 7. The house of representatives, and the senate, when it shall be acting in a legislative capacity, shall keep a journal of their proceedings; and shall, from time to time, publish them: and the yeas and nays of the members of each house, on any question, shall, at the desire of one-fifth part of the members present, be entered on the journal. Sect. 8. Neither house, without the consent of the other, shall adjourn for more than three^ays, nor to any other place than that at which the two houses are sitting. But this regulation shall not APPENDIX. 161 extend to the senate, when it shall exercise the powers mentioned in the article. Sect. 9. The members of each house shall be ineligible to, and incapable of holding any office under the authority of the United States, during the time for which they shall respectively be elected; and the members of the senate shall be ineligible to, and incapable of holding any such office for one year afterwards. Sect. 10. The members of each house shall receive a compensation for their services, to be ascertained and paid by the state in which they shall be chosen. Sect. 1 1 . The enacting style of the laws of the United States shall be, "Be it enacted, and it is hereby enacted by the house of repre- sentatives, and by the senate of the United States, in congress assembled." Sect. 12. Each house shall possess the right of originating bills, except in the cases before mentioned. Sect. 13. Every bill, which shall have passed the house of repre- sentatives and the senate, shall, before it become a law, be presented to the president of the United States, for his revision. If, upon such revision, he approve of it, he shall signify his approbation by sign- ing it; but if upon such revision, it shall appear to him improper for being passed into a law, he shall return it, together with his objections against it, to that house in which it shall have originated, who shall enter the objections at large on their journal, and proceed to reconsider the bill; but if, after such reconsideration, two thirds of that house shall, notwithstanding the objections of the president, agree to pass it, it shall, together with his objections, be sent to the e^her house, by which it shall likewise be reconsidered; and if ap- proved by two thirds of the other house also, it shall become a law. But, in all such cases, the votes of both houses shall be determined by yeas and nays; and the names of the persons voting for or against the bill shall be entered in the journal of each house respectively. If any bill shall not be returned by the president within seven days after it shall have been presented to him, it shall be a law, unless the legislature, by their adjournment, prevent its return; in which case it shall not be a law. Article VII. Sect. 1. The legislature of the United States shall have the power to lay and collect taxes, duties, imposts and excises; To regulate coijMaeroe with foreign nations, and among the several states; To establish a uniform rule of naturalization throughout the United States; S. Doc. 728, 60-2 11 162 APPENDIX. To coin money; To regulate the value of foreign coin; To fix the standard of weights and measures; To establish post-offices; To borrow money, and emit bills on the credit of the United States; To appoint a treasurer by ballot; To constitute tribunals inferior to the supreme court; To make rules concerning captures on land and water; To declare the law and punishment of piracies and felonies com- mitted on the high seas, and the punishment of counterfeiting the coin of the United States, and of offences against the law of nations; To subdue a rebellion in any state, on the application of its legis- lature; To make war; To raise armies; To build and equip fleets; To call forth the aid of the militia, in order to execute the laws of the union; enforce treaties, suppress insurrections, and repel inva- sions; and, To make all laws that shall be necessary and proper for carrying into execution the foregoing powers, and all other powers vested, by this constitution, in the government of the United States, or in any department or officer thereof. Sect. 2. Treason against the United States shall consist only in levying war against the United States, or any of them; and in ad- hering to the enemies of the United States, or any of them. The legislature of the United States shall have power to declare the pun- ishment of treason. No person shall be convicted of treason, unless on the testimony of two witnesses. No attainder of treason shall work corruption of blood, nor forfeiture, except during the life of the person attainted. Sect. 3. The proportions of direct taxation shall be regulated by the whole number of white and other free citizens and inhabitants, of every age, sex, and condition, including those bound to servitude for a term of years, and three fifths of all other persons not com- prehended in the foregoing description, (except Indians not paying taxes;) which number shall within six years after the first meeting of the legislature, and within the term of every ten years afterwards, be taken in such manner as the said legislature shall direct. Sect. 4. No tax or duty shall be laid by the legislature on articles exported from any state; nor on the migration or importation of such persons as the several states shall think proper to admit; nor shall such migration or importation be prohibited. APPENDIX. 163 Sect. 5. No capitation tax shall be laid, unless in proportion to the census herein before directed to be taken. Sect. 6. No navigation act shall be passed without the assent of two thirds of the members present in each house. Sect. 7. The United States shall not grant any title of nobility. Article VIII. The acts of the legislature of the United States made in pursuance of this constitution, and all treaties made under the authority of the United States, shall be the supreme law of the several states, and of their citizens and inhabitants; and the judges in the several states shall be bound thereby in their decisions; any thing in the constitu- tion or laws of the several states to the contrary notwithstanding. Article IX. Sect. 1 . The senate of the United States shall have power to make treaties, and to appoint ambassadors, and judges of the supreme court. Sect. 2. In all disputes and controversies now subsisting, or that may hereafter subsist, between two or more states, respecting juris- diction or territory, the Senate shall possess the following powers: Whenever the legislature, or the executive authority, or the lawful agent of any state in controversy with another, shall by memorial to the senate, state the matter in question, and apply for a hearing, notice of such memorial and application shall be given, by order of the senate, to the legislature or the executive authority of the other state in controversy. The senate shall also assign a day for the appearance of the parties, by their agents, before that house. The agents shall be directed to appoint by joint consent, commis- sioners or judges to constitute a court for hearing and determining the matter in question. But if the agents cannot agree, the senate shall name three persons out of each of the several states; and from the list of such persons each party shall, alternately, strike out one, until the number shall be reduced to thirteen; and from that num- ber not less than seven nor more than nine names, as the senate shall direct, shall in their presence, be drawn out by lot; and the persons whose names shall be so drawn, or any five of them, shall be com- missioners or judges to hear and finally determine the controversy; provided a majority of the judges, who shall hear the cause, agree in the determination. If either party shall neglect to attend at any day assigned, without shewing sufficient reasons for not attending, or, being present, shall refuse to strike, the senate shall proceed to nominate three persons out of each state, and the clerk of the senate shall strike in behalf of the party absent or refusing. If any of 164 APPENDIX. the parties shall refuse to submit to the authority of such court, or shall not appear to prosecute or defend their claim or cause, the court shall nevertheless proceed to pronounce judgment. The judg- ment shall be final and conclusive. The proceedings shall be trans- mitted to the president of the senate, and shall be lodged among the public records for the security of the parties concerned. Every com- missioner shall, before he sit in judgment, take an oath, to be ad- ministered by one of the judges of the supreme or superior court of the state where the cause shall be tried, "well and tru?y to hear and determine the matter in question, according to the best of his judgment, without favor, afllection, or hope of reward." Sect. 3. All controversies concerning lands claimed under different grants of two or more states, whose jurisdiction as they respect such lands, shall have been decided or adjusted subsequent to such grants, or any of them, shall, on appHcation to the senate, be finally deter- mined, as near as may be, in the same manner as is before prescribed for deciding controversies between different states. Article X. Sect. 1 . The executive power of the United States shall be vested in a single person. His style shall be, "The president of the United States of America;" and his title shall be, "his excellency." He shall be elected by ballot by the legislature. He shall hold his office during the term of seven years; but shall not be elected a second time. Sect. 2. He shall, from time to time, give information to the legis- lature of the state of the union. He may recommend to their con- sideration such measures as he «hall judge necessary and expedient. He may convene them on extraordinary occasions. In case of dis- agFeement between the two houses, with regard to the time of ad- journment, he may adjourn them to such time as he thinks proper. He shall take care that the laws of the United States be duly and faithfully executed. He shall commission all the oflSxjers of the United States; and shall appoint officers in all cases not otherwise provided for by this constitution. He shall receive ambassadors, and may correspond with the supreme executives of the several states. He shall have power to grant reprieves and pardons; but his pardon shall not be pleadable in bar of an impeachment. He shall be commander in chief of the army and navy of the United States, and of the imilitia of the several states. He shall, at stated times, receive for his serv- ices a compensation, which shall neither be increased nor diminished during his continuance in office. Before he shall enter on the duties of his department, he shall take the following oath or affirmation: "I solemnly swear (or affirm) that I will faithfully execute APPENDIX. 165 the office of president of the United States of America." He shall be removed from his office on impeachment by the house of repte- sentatives, and conviction in the supreme court, of treason, bribery, or corruption. In case of his removal as aforesaid, death, resigna- tion, or disability to discharge the powers and duties of his office, the president of the senate shall exercise those powers and dutips until another president of the United States be chosen, or until the disabiUty of the president be removed. Article XI. Sect. 1. The judicial power of the United States shall be vested in one supreme court, and in such inferior courts as shall, when neces- sary, from time to time, be constituted by the legislature of the United States. Sect. 2. The judges of the supreme court, and of the inferior courts, shall hold their offices during good behaviour. They shall, at stated times, receive for their services a compensation, which shall not be diminished during their continuance in office. Sect. 3. The jurisdiction of the supreme court shall extend to all cases arising under laws passed by the legislature of the United States; to all cases affecting ambassadors, other public ministers and consuls; to the trial of impeachments of officers of the United States; to all cases of admiralty and maritime jurisdiction; to controversies be- tween two or more states (except such as shall regard territory or jurisdiction;) between a state and citizens of another state; between citizens of different states; and between a state or the citizens thereof, and foreign states, citizens- and subjects. In cases of impeachment, cases affecting ambassadors, other pubHc ministers and consuls, and those in which a state shall be party, this jurisdiction shall be original. In all the other cases before mentioned, it shall be appellate, with such exceptions and under such regulations as the legislature shall make. The legislature may assign any part of the jurisdiction above mentioned (except the trial of the president of the United States) in the manner, and under the limitations, which it shall think proper, to such inferior courts as it shall constitute from time to time. Sect. 4. The trial of all criminal offences (except in cases of im- peachments) shall be in the state where they shall be committed; and shall be by jury. Sect. 5. Judgment, in cases of impeachment, shall not extend farther than to removal from office, and disquaMcation to hold and enjoy any office of honor, trust, or profit, under the United States. But the party convicted shall, nevertheless, be liable and subject to indictment, trial, judgment, and punishment, according to law. 166 APPENDIX. Article XII. No state shall coin money; nor grant letters of marque and reprisal: nor enter into any treaty, alliance, or confederation; nor grant any title of nobiHty. Article XIII. No state, without the consent of the legislature of the United States, shall emit bills of credit, or make any thing but specie a tender in payment of debts : lay impost or duties on imports : nor keep troops or ships of war in time of peace: nor enter into any agreement or compact with another state, or with any foreign power: nor engage in any war, unless it shall be actually invaded by enemies, or the danger of invasion be so imminent as not to admit of a delay until the legislature of the United States can be consulted. Article XIV. The citizens of each state shall be entitled to all privileges and immunities of citizens in the several states. Article XV. Any person charged with treason, felony, or high misdemeanor, in any state, who shall flee from justice, and shall be found in any other state, shall, on demand of the executive power of the state from which he fled, be delivered up and removed to the state having jurisdiction of the offence. Article XVI. " Full faith shall be given in each state to the acts of the legislatures, and to the records and judicial proceedings of the courts and magis- trates of every other state. Article XVII. New states, lawfully constituted or established within the limits, of the United States, may be admitted by the legislature into this government; but to such admission the consent of two thirds of the members present in each house shall be necessary. If a new state shall arise within the limits of any of the present states, the consent of the legislatures of such states shall be also necessary to its admis- sion. If the admission be consented to, the new states shall be ad- mitted on the same terms with the original states. But the legisla- ture may make conditions with the new states concerning the public debt, which shall be then subsisting. 167 Akticle XVIII. The United States shall guarantee to each state a republican form of government; and shall protect each state against foreign inva- sions; and, on the application of its legislature, against domestic violence. Article XIX. On the appHcation of the legislatures of two thirds of the states in the union for an amendment of this constitution, the legislature of the United States shall call a convention for that purpose. Article XX. The members of the legislatures, and the executive and judicial officers of the United States, and of the several states, shall be bound by oath to support this constitution. Article XXI. The ratification of the conventions of states shall be suf- ficient for organizing this constitution. Article XXII. This constitution shall be laid before the United States in congress assembled, for their approbation; and it is the opinion of this con- vention that it should be afterwards submitted to a convention chosen in each state, under the recommendation of its legislature, in order to receive the ratification of such convention. Article XXIII. To introduce this government, it is the opinion of this convention, that each assenting convention should notify its assent and ratifica- tion to the United States in congress assembled; that congress, after receiving the assent and ratifications of the conventions of states, should appoint and publish a day, as early as may be, and appoint a place for commencing proceedings under this constitution; that after such pubHcation, the legislatures of the several states should elect members of the senate, and direct the election of mem- bers of the house of representatives; and that the members of the legislature should meet at the time and place assigned by congress, and should, as soon as may be, after their meeting, choose the presi- dent of the United States, and proceed to execute this constitution. CONSTITUTION OF THE UNITED STATES, AS AMENDED AND ADOPTED IN CONVENTION, SEPTEMBER 17, 1787. We the people of the United States, in order to form a more per- fect union, establish justice, insure domestic tranquihty, provide for the common defence, promote the general welfare, and secure the blessings of Uberty to ourselves and our posterity, do ordain and establish this constitution for the United States of America. Article I. Sect. 1. All legislative powers herein granted shall be vested in a congress of the United States, which shall consist of a senate and house of representatives. Sect. 2. The house of representatives shall be composed of mem- bers chosen every second year by the people of the several states, and the electors in each state shall have the qualifications requisite for electors of the most numerous branch of the state legislature. No person shall be a representative who shall not have attained to the age of twenty-five years, and been seven years a citizen of the United States, and who shall not, when elected, be an inhabitant of that state in which he shall be chosen. Representatives and direct taxes shall be apportioned among the several states which may be included within this union, according to their respective numbers, which shall be determined by adding to the whole number of free persons, including those bound to servi- tude for a term of years, and excluding Indians not taxed, three fifths of all other persons. The actual enumeration shall be made within three years after the first meeting of the fcongress of the United States, and within every subsequent term of ten years, in such man- ner as they shall by law direct. The number of representatives shall not exceed one for every thirty thousand, but each state shall have at least one representative; and until such enumeration shall be made, the state of New-Hampshire shall be entitled to choose three, Massachusetts eight, Rhode-Island and Providence Plantations one, 168 APPENDIX. 169 Connecticut five, New- York six, New-Jersey four, Pennsylvania eight, Delaware one, Maryland six, Virginia ten. North Carolina five, South Carolina five, and Georgia three. When vacancies happen in the representation from any state, the executive authority thereof shall issue writs of election to fill such vacancies. The house of representatives shall choose their speaker and other ofl&cers; and shall have the sole power of impeachment. Sect. 3. The senate of the United States shall be composed of two senators from each state, chosen by the legislature thereof, for six years; and each senator shall have one vote. Immediately after they shall be assembled in consequence of the first election, they shall be divided as equally as may be into three classes. The seats of the senators of the first class shall be vacated at the expiration of the second year, of the second class at the expira- tion of the fourth year, and of the third class at the expiration of the sixth year; so that one third may be chosen every second year. And if vacancies happen by resignation, or otherwise, during the recess of the legislature of any state, the executive thereof may make temporary appointments until the next meeting of the legislature, which shall then fill such vacancies. No person shall be a senator who shall not have attained to the age of thirty years, and been nins years a citizen of the United States, and who shall not, when elected, be an inhabitant of that state, for which he shall be chosen. The vice president of the United States, shall be president of the senate, but shall have no vote, unless they be equally divided. The senate shall choose their other officers, and also a president pro tempore, in the absence of the vice president, or when he shall exercise the office of president of the United States. The senate shall have the sole power to try all impeachments. When sitting for that purpose, they shall be on oath or affirmation. When the president of the United States is tried, the chief justice shall preside; and no person shall be convicted without the concur- rence of two thirds of the members present. Judgment in cases of impeachment shall not extend further than to removal from office, and disqualification to hold and enjoy any office of honor, trust, or profit under the United States; but the party convicted shall nevertheless be liable and subject to indictment, trial, judgment, and punishment, according to law. Sect. 4. The times, places and manner of holding elections for senators and representatives, shall be prescribed in each state by the legislature thereof; but the congress may at any time by law make or alter such regulations, except as to the places of choosing senators. 170 APPENDIX. The congress shall assemble at least once in every year; and such meeting shall be on the first Monday in December, unless they shall by law appoint a different day. Sect. 5. Each house shall be the judge of the elections, returns and qualifications of its own members; and a majority of each shall constitute a quorum to do business; but a smaller number may ad- journ from day to day, and may be authorised to compel the attend- ance of absent members, in such manner, and under such penalties as each house may provide. Each house may determine the rules of its proceedings ; punish its members for disorderly behaviour, and, with the concurrence of two thirds, expel a member. Each house shall keep a journal of its proceedings, and. from time to time publish the same, excepting such parts as may in their judg- ment require secrecy ; and the yeas and nays of the members of either house on any question shall, at the desire of one fifth of those present, be entered on the journals. Neither house, during the session of congress, shall, without the consent of the other, adjourn for more than three days, nor to any other place than that in which the two houses shall be sitting. Sect. 6. The senators and representatives shall receive a compensa- tion for their services to be ascertained by law, and paid out of the treasury of the United States. They shall in all cases, except treason, felony, and breach of the peace, be privileged from arrest during their attendance at the session of their respective houses, and in going to, and returning from the same; and for any speech or debate in either house, they shall not be questioned in any other place. No senator or representative shall, during the time for which he was elected, be appointed to any civil office under the authority of the United States, which shall have been created, or the emoluments whereof shall have been increased during such time; and no person holding any office under the United States, shall be a member of either house during his continuance in office. Sect. 7. All bills for raising revenue shall originate in the house of representatives; but the senate may propose or concur with amend- ments as on other bills. Every bill which shall have passed the house of representatives and the senate shall, before it become a law, be presented to the president of the United States. If he approve he shall sign it; but if not he shall return it, with his objections, to that house in which it shall have originated, who shall enter the objections at large on their journal, and proceed to re-consider it. If, after such re-consider- ation, two thirds of that house shall agree to pass the bill, it shall be sent, together with the objections, to the other house, by which it shall likewise be re-considered, and if approved by two thirds of that APPENDIX. 171 house, it shall become a law. But in all such cases, the votes of both houses shall be determined by yeas and nays; and the names of the persons voting for and against the bill, shall be entered on the journal of each house respectively. If any bill shall not be returned by the president within ten days (Sundays excepted) after it shall have been presented to him, the same shall be a law, in like manner as if he had signed it, unless the congress by their adjournment, prevent its return, in which case it shall not be a law. Every order, resolution or vote to which the concurrence of the senate and house of representatives may be necessary (except on a question of adjournment) shall be presented to the president of the United States ; and before the same shall take effect, shall be approved by him, or being disapproved by him, shall be re-passed by two thirds of the senate and house of representatives according to the rules of limitations prescribed in the case of a bill. Sect. 8. The congress shall have power — To lay and collect taxes, duties, imposts and excises, to pay the debts and provide for the common defence and general welfare of the United States; but all duties, imposts and excises, shall be uniform throughout the United States. To borrow money on the credit of the United States: To regulate commerce with foreign nations, and among the several states, and with the Indian tribes: To establish an uniform rule of naturalization, and uniform laws on the subject of bankruptcies throughout the United States: To coin money, regulate the value thereof, and of foreign coin, and fix the standard of weights and measures : To provide for the punishment of counterfeiting the securities and current coin of the United States: To establish post-offices and post-roads: To promote the progress of science and useful arts, by securing, for limited times, to authors and inventors, the exclusive right to their respective writings and discoveries: To constitute tribunals inferior to the supreme court: To define and punish piracies and felonies committed on the high seas, and offences against the law of nations: To declare war, grant letters of marque and reprisal, and make rules concerning captures on land or water: To raise and support armies; but no appropriation of money to that use shall be for a longer term than two years: To provide and maintain a navy: To make rules for the government and regulation of the land and naval forces : To provide for calling forth the militia to execute the laws of the union, suppress insurrections, and repel invasions: 172 APPENDIX. To provide for organizing, arming and disciplining the militia, and for governing such part of them as may be employed in the service of the United States, reserving to the states respectively, the ap- pointment of the officers, and the authority of training the militia according to the discipline prescribed by congress: To exercise exclusive legislation in all cases whatsoever, over such district (not exceeding ten miles square) as may, by cession of par- ticular states, and the acceptance of congress, become the seat of the government of the United States, and to exercise like authority over all places purchased by the consent of the legislature of the state in which the same shall be, for the erection of forts, magazines, arsenals, dock-yards, and other needful buildings ; — And To make all laws which shall be necessary and proper for carrying into execution the foregoing powers, and all other powers vested by this constitution in the government of the United States, or in any department or office thereof. Sec. 9. The migration or importation of such persons as any of the states now existing shall think proper to admit, shall not be pro- hibited by the congress prior to the year one thousand eight hundred and eight; but a tax or duty may be imposed on such importation, not exceeding ten dollars for each person. The privilege of the writ of habeas corpus shall not be suspended, unless when, in cases of rebellion or invasion, the public safety may require it. No bill of attainder or ex post facto law shall be passed. Xo capitation or other direct tax shall be laid, unless in proportion to the census or enumeration herein before directed to be taken. No tax or duty shall be laid on articles exported from any state. No preference shall be given by any regulation of commerce or reve- nue to the ports of one state over those of another; nor shall vessels bound to or from one state, be obliged to enter, clear, or pay duties in another. No money shall be drawn from the treasury, but in consequence of appropriations made by law ; and a regular statement and account of the receipts and expenditures of all public money shall be pubhshed from time to time. No title of nobility shall be granted by the United States: and no person holding any office of profit or trust under them, shall, without the consent of the congress, accept of any present, emolu- ment, office or title of any kind whatever, from any king, prince or foreign state. Sect. 10. No state shall enter into any treaty, alliance or con- federation; grant letters of marque and reprisal; coin money; emit bills of credit; make any thing but gold and silver coin a tender in APPENDIX. 173 payment of debts; pass any bill of attainder, ex fost facto law, or law impairing the obligation of contracts, or grant any title of nobility. No state shall without the consent of the congress, lay any imposts or duties on imports or exports, except what may be absolutely neces- sary for executing its inspection laws; and the net produce of all duties and imposts, laid by any state on imports or exports, shall be for the use of the treasm-y of the United States; and all such laws shall be subject to the revision and controul of the congress. No state shall, without the consent of congress, lay any duty of tonnage, keep troops or ships of war in time of peace, enter into any agreement or compact with another state, or with a foreign power, or engage in war, imless actually invaded, or in such imminent danger as will not admit of delay. Aeticle II. Sect. 1. The executive power shall be vested in a president of the United States of America. He shall hold his ofEce dmring the term of four years, and together with the vice-president, chosen for the same term, be elected as follows: Each state shall appoint, in such manner as the legislatiire thereof may direct, a number of electors, equal to the whole number of sena- tors and representatives to which the state may be entitled in the congress ; but no senator or representative or person holding an office of triist or profit under the United States, shall be appointed an elector. The electors shall meet in their respective states, and vote by bal- lot for two persons, of whom one at least shall not be an inhabitant of the same state with themselves. And they shall make a list of all the persons voted for, and of the number of votes for each; which list they shall sign and certify, and transmit sealed to the seat of the government of the United States, dirfected to the president of the senate. The president of the senate shall, in the presence of the senate and house of representatives, open all the certificates, and the votes shall then be counted. The person having the greatest num- ber of votes shall be the president, if such number be a majority of the whole number of electors appointed; and if there be more than one who have such majority, and have an equal number of votes, then the house of representatives shall immediately ickoese by ballot one of them for president ; and if no person have a majority, then from the five higiiest on the list, the said house shall, in like manner, choose the president. But in choosing the president, the votes shall be taken by states, the representation from each state having one vote: a quorum for this purpose shall consist of a member or mem- ber's &om two-thirds of the states, tmd a majority of all the states shall be necessary to a choice. In every case, after the choice of the president, the person having the greatest number of votes of the 174 APPENDIX. electors, shall be the vice-president. But if there should remain two or more who have equal votes, the senate shall choose from them by ballot, the vice-president. The congress may determine the time of choosing the electors, and the day in which they shall give their votes; which day shall be the same throughout the United States. No person except a natural born citizen, or a citizen of the United States at the time of the adoption of this constitution, shall be eligible to the office of president : neither shall any person be eligible to that office who shall not have attained to the age of thirty-five years, and been fourteen years a resident within the United States. In case of the removal of the president from office, or of his death, resignation, or inability to discharge the powers and duties of the said office, the same shall devolve on the vice president; and the congress may by law provide for the case of removal, death, resignation, or inability, both of the" president and vice president, declaring what officer shall then act as president; and such officer shall act accord- ingly, until the disability be removed, or a president shall be elected. The president shall at stated times, receive for his services a com- pensation, which shall neither be increased nor diminished during the period for which he shall have been elected, and he shall not re- ceive within that period any other emolument from the United States, or any of them. Before he enters on the execution of his office, he shall take the following oath or affirmation: " I do solemnly swear (or affirm) that I will faithfully execute the office of president of the United States, and will, to the best of my ability, preserve, protect, and defend the constitution of the United States." Sect. 2. The president shall be the commander in chief of the army and navy of the United States, and of the militia of the several states, when called into the actual service of the United States. He may require the opinion, in writing, of the principal officers in each of the executive departments, upon any subject relating to the duties of the respective offices. And he shall have power to grant reprieves and pardons for offences against the United States, except in cases of impeachment. He shall have power, by and with the advice and consent of the senate, to make treaties, provided two thirds of the senators present concur; and he shall nominate, and by and with the advice and con- sent of the senate, shall appoint, ambassadors, other public ministers and consuls, judges of the supreme court, and all other officers of the United States, whose appointments are not herein otherwise pro- vided for, and which shall be established by law. But the congress may, by law, vest the appointment of such inferior officers a they APPENDIX. 175 think proper, in the president alone, in the courts of law, or in the heads of departments. The president shall have power to fill up all vacancies that may happen during the recess of the senate, by granting commissions, which shall expire at the end of their next session. Sect. 3. He shall from time to time give to the congress informa- tion of the state of the union, and recommend to their consideration such measures as he shall judge necessary and expedient. He may, on extraordinary occasions, convene both houses, or either of them; and in case of disagreement between them, with respect to the time of adjournment, he may adjourn them to such time as he shall think proper. He shall receive ambassadors and other public ministers. He shall take care that the laws be faithfully executed; and shall commission all the officers of the United States. Sect. 4. The president, vice president, and all civil officers of the United States, shall be removed from office on impeachment for, and conviction of treason, bribery, or other high crimes and misdemeanors. Akticle III. Sect. 1. The judicial power of the United States, shall be vested in one supreme court, and in such inferior courts as the congress may from time to time ordain and establish. The judges, both of the supreme and inferior courts, shall hold their offices during good be- haviour, and shall, at stated times, receive for their services a com- pensation, which shall not be diminished during their continuance in office. Sect. 2. The judicial power shall extend to all cases, in law and equity, arising under this constitution, the laws of the United States, and treaties made, or which shall be made, under their authority; to all cases affecting ambassadors, other public ministers and con- suls; to all cases of admiralty and maritime jurisdiction; to con- troversies to which the United States shall be a party; to contro- versies between two or more states; between a state and citizens of another state; between citizens of different states; between citizens of the same state claiming lands under grants of different states, and between a state, or the citizens thereof, and foreign states, citizens, or subjects. In all cases affecting ambassadors, other public ministers or con- suls, and those in which a state shall be party, the supreme court shall have original jurisdiction. In all the other cases before men- tioned, the supreme court shall have appellate jurisdiction, both as to law and fact, with such exceptions, and under such regulations as the congress shall make. The trial of all crimes, except in cases of impeachment, shall be by jury; and such trial shall be held in the state where the said 176 APPENDIX. crimes shall have been committed; but when not committed within any state, the trial shall be at such place or places as the congress may by law have directed. Sect. 3. Treason against the United States, shall consist only isn levying war against them, or in adhering to their enemies, giving them aid and comfort. No person shall be convicted of treason, unless on the testimony of two witnesses to the same overt act, or on the confession in open court. The congress shall have- power to declare the punishment of trea- son; but no attainder of treason shall work corruption of blood, or forfeiture, except during the life of the person attainted. Article IV. Sect. 1 . Full faith and credit shall be given in each state, to the public acts, records, and judicial proceedings of every other state. And the congress may, by general laws, prescribe the manner in which such acts, records, and proceedings, shall be proved, and the effect thereof. Sect. 2. The citizens of each state shall be entitled to all privileges and immunities of citizens in the several states. A person charged in any state with treason, felony, or other crime, who shall flee from justice, and be found in another state, shall, on dejnand of the executive authority of the state from which he flfid, be delivered up to be removed to the state having jurisdiction of the crime. No person held to service or labor in one state, under the laws thereof, escaping into another, shall, in consequence of any law or r^ulation therein, be discharged from such service or labor, but shall be delivered up on claim of the party to whom such service or labor may be due. Sect. 3. New states may be admitted by the congress into this union; but no new state shall be formed or erected within the juris- diction of any other state; nor any state be form,ed by the junction of two or more states, or parts of states, without the consent of the legislature of the states concerned, as well as of the congisess. The congress shall have power to dispose of and make all needful rules and regulations respecting the territory or other property be- longing to the United States; and nothing in this Gonstitiitio.n shall be so construed as to prejudice any claims of the United States, or of any particular state. Sect. 4. The United States shall guarantee to every state in this union, a republican form of government, and shall protect eaeh of them against invasion; and on application of the legislature, or of the executive (when the legislature cannot be convenpd) agpinst domestic violence. APPENDIX. 177 Article V. The congress, whenever two thirds of both houses shall deem it necessary, shall propose amendments to this constitution, or, on the application of the legislatures of two thirds of the several states, shall call a convention for proposing amendments, which, in either case, shall be valid to all intents and purposes, as part of this con- stitution, when ratified by the legislatures of three fourths of the several states, or by conventions in three fourths thereof, as the one or the other mode of ratification may be proposed by the congress; provided, that no amendment which may be made prior to the year one thousand eight hundred and eight, shall in any manner affect the first and fourth clauses in the ninth section of the first article; and that no state, without its consent, shall be deprived of its equal suffrage in the senate. Article VI. All debts contracted and engagements entered into before the adoption of this constitution, shall be as valid against the United States under this constitution, as under the confederation. This constitution, and the laws of the United States which shall be made in pursuance thereof; and all treaties made, or which shall be made under the authority of the United States, shall be the su- preme law of the land; and the judges in every state shall be bound thereby; any thing in the constitution or laws of any state to the contrary notwithstanding. The senators and representatives before mentioned, and the mem- bers of the several state legislatures, and all executive and judicial officers, both of the United States and of the several states, shall be bound by oath or affirmation, to support this constitution; but no religious test shall ever be required as a qualification to any office of pubUc trust under the United States. Article VII. The ratification of the conventions of nine states, shall be sufficient for the establishment of this constitution between the states so ratifying the same. Done in convention, by the unanimous consent of the states pres- ent, the seventeenth day of September, in the year of our Lord one thousand seven hundred and eighty-seven, and of the independence of the United States of America, the twelfth. In witness whereof, we have herexmto subscribed our names. Geo: Washington, President, and deputy from Virginia. S. Doc. 728, 60-2 12 178 APPENDIX. New-Hampshiee : John Langdon, Nicholas Gilman. Massachusetts : Nathaniel Gorham, Rufus King. Connecticut: William Samuel Johnson, Roger Sherman. New- York: Alexander Hamilton. New-Jersey: William Livingston, David Brearley, William Patterson, Jonathan Dayton. Pennsylvania : Benjamin Franklin, Thomas Mifflin, Robert Morris, George Clymer, Thomas Fitzsimons, Jared IngersoU, James Wilson, Gouverneur Morris. , Attest, Delaware: George Read, Gunning Bedford, jun. John Dickinson, Richard Bassett, Jacob Broom. Maryland: James M'Henry, Daniel of St. Tho. Jenifer, Daniel Carroll. Virginia : John Blair, James Madison, jun. North Carolina: William Blount, Richard Dobbs Spaight, Hugh Williamson. South Carolina: John Rutledge, Charles C. Pinkney, Charles Pinckney, Pierce Butler. Georgia : William Few, Abraham Baldwin. William Jackson, Secretary. sr 9r Mr In Convention, Monday, September 17th, 1787. Present, The states of New-Hampshire, Massachusetts, Connecti- cut, Mr. Hamilton from New- York, New-Jersey, Pennsylvania, Delaware, Maryland, Virginia, North Carolina, South Carolina, and Georgia: Resolved, That the preceding constitution be laid before the United States in congress assembled, and that it is the opinion of this con- vention, that it should afterwards be submitted to a convention of delegates chosen in each state by the people thereof, under the recom- mendation of its legislature, for their assent and ratification; and that each convention assenting to, and ratifying the same, should give notice thereof to the United States in congress assembled. Resolved, That it is the opinion of this convention, that as soon as the conventions of nine states shall have ratified this constitution, the United States in congress assembled, should fix a day on which APPENDIX. 179 electors should be appointed by the states which shall have ratified the same, and a day on which the electors should assemble to vote for the president, and the time and place for commencing proceedings under this constitution. That after such publication, the electors should be appointed, and the senators and representatives elected. That the electors should meet on the day fixed for the election of the president, and should transmit their votes, certified, signed, sealed, and directed, as the constitution requires, to the secretary of the United States, in congress assembled; that the senators and representatives shoidd convene at the time and place assigned; that the senators should appoint a president of the senate, for the sole purpose of receiving, opening, and counting the votes for president; and, that after he shall be chosen, the congress, together with the president, should, without delay, proceed to execute this constitu- tion. By the unanimous order of the convention, Go: Washington, President. William Jackson, Secretary. iv w Mr In Convention, September 17 th, 1787. Sm, We have now the honor to submit to the consideration of the United States in congress assembled, that constitution which has appeared to us the most advisable. The friends of our country have long seen and desired, that the power of making war, peace and treaties; that of levying money and regulating commerce, and the correspondent executive and judicial authorities should be fully and effectually vested in the general gov- ernment of the union; but the impropriety of delegating such exten- sive trusts to one body of men is evident. Hence results the neces- sity of a different organization. It is obviously impracticable, in the federal government of these states, to secure all rights of independent sovereignty to each, and yet provide for the interest and safety of all; individuals entering into society, must give up a share of liberty to preserve the rest. The magnitude of the sacrifice must depend as well on situation and cir- cumstance as on the object to be obtained. It is at all times difficult to draw with precision the line between those rights which must be surrendered, and those which may be reserved; and on the present occasion this difficulty was increased by a difference among the several states as to their situation, extent, habits and particular interests. 180 APPENDIX. In all our deliberations on this subject we kept steadily in our view, that which appears to us the greatest interest of every true American, the consolidation of otir union, in which is involved our prosperity, felicity, safety, perhaps our national existence. This important con- sideration, seriously and deeply impressed on our minds, led each state in the convention to be less rigid on points of inferior magnitutle, than might have been otherwise expected; and thus the constitu- tion, which we now present, is the result of a spirit of amity^ and of that mutual deference and concession which the peculiarity of our political situation rendered indispensable. That it will meet the full and entire approbation of every state is not perhaps to be expected; but each will doubtless consider, that had her interests alone been consulted, the consequences might have been particularly disagreeable or injurious to others; that it is liable to as few exceptions as could reasonably have been expected, we hope and believe; that it may promote the lasting welfare of that country so dear to us all, and secure her freedom and happiness, is our most ardent wish. With great respect, we have the honor to be, sir, your excellency's most obedient and humble servants. Go : Washington, President. By unanimous order of the convention. His excellency the President of Congress. *■ sr sr The United States, In Congress Assembled, Friday, Sept. 28th, 1787. Present — New-Hampshire, Massachusetts, Connecticut, New- York, New-Jersey, Pennsylvania, Delaware, Virginia, North Carolina, South Carolina, and Georgia; and from Maryland, Mr. Ross. Congress having received the report of the convention lately assem- bled in Philadelphia; Resolved unanimously. That the said report, with the resolutions and letter accompanying the same, be transmitted to the several legislatures, in order to submit to a convention of delegates, chosen in each state by the people thereof, in conformity to the resolves of the convention, made and provided in that case. Charles Thompson, Secretary. APPENDIX. 181 AMENDMENTS TO THE CONSTITUTION OF THE UNITED STATES. Article I. Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech or of the press; or the right of the people peaceably to assemble, and to petition the government for a redress of grievances. Article II. A well regulated militia being necessary to the security of a free state, the right of the people to keep and bear arms shall not be infringed. Article III. No soldier shall in time of peace be quartered in any house, with- out the consent of the owner; nor in time of war, but in a manner to be prescribed by law. Article IV, The right of the people to be secured in their persons, houses, papers and effects, against unreasonable searches and seizures, shall not be violated, and no warrants shall issue, but upon probable cause, supported by oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized. Article V. No person shall be held to answer for a capital, or otherwise in- famous crime, vmless on a presentment or indictment of a grand jury, except in cases arising in the land or naval forces, or in the militia, when in actual service, in time of war, or public danger: Nor shall any person be subject for the same offence to be twice put in jeop- ardy of life or limb; nor shall be compelled, in any criminal case, to be witness against himself; nor be deprived of life, liberty or property, without due process of law: Nor shall private property be taken for public use, without just compensation. Article VI. In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the state and district wherein the crime shall have been committed; which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusation; to be confronted with the wit- nesses against him; to have compulsory process for obtaining wit- 182 APPENDIX. nesses in his favor; and to have the assistance of counsel for his defence. Article VII. In suits at common law, where the value in controversy shall exceed twenty dollars, the right of trial by jury shall be preserved: And no fact tried by a jury shall be otherwise re-examined in any court of the United States, than according to the rules of the com- mon law. Article VIII. Excessive bail shall not be required; nor excessive fines imposed; nor cruel and unusual punishments inflicted. Article IX. The enumeration, in the constitution, of certain rights shall not be construed to deny or disparage others, retained by the people. Article X. The powers not delegated to the United States by the constitu- tion, nor prohibited by it to the states, are reserved to the states respectively, or to the people. Article XI. The judicial power of the United States shall not be -construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by citizens of another state, or by citizens or subjects of any foreign state. Article XII. The electors shall meet in their respective states, and vote by ballot for president and vice-president, one of whom at least shall not be an inhabitant of the same state with themselves; they shall name in their ballots the person voted for as president, and in dis- tinct ballots the person voted for as vice-president, and they shall make distinct lists of all persons voted for as president, and of all persons voted for as vice-president, and of the number of votes for each, which lists they shall sign and certify, and transmit sealed to the seat of the government of the United States, directed to the president of the senate; the president of the senate shall, in the presence of the senate and house of representatives, open all the certificates and the votes shall then be counted: The person having the greatest number of votes for president, shall be the president, if such number be a majority of the whole number of electors appointed; and if no person have such majority, then from the persons having APPENDIX. 183 the highest numbers not exceeding three on the Ust of those voted for as president, the house of representatives shall choose imme- diately, by ballot, the president. But in choosing the president, the votes shall be taken by states, the representation from each state havmg one vote; a quorum for this purpose shall consist of a member or members from two-thirds of the states, and a majority of all the states shall be necessary to a choice. And if the house of represent- atives shall not choose a president whenever the right of choice shall devolve upon them, before the fourth day of March next fol- lowing, then the vice-president shall act as president, as in case of the death or other constitutional disability of the president. The person having the greatest number of votes as vice-president, shall be the vice-president, if such number be a majority of the whole number of electors appointed, and if no person have a majority, then from the two highest numbers on the list, the senate shall choose the vice-president; a quorum for the purpose shall consist of two-thirds of the whole number of senators, and a majority of the whole num- ber shall be necessary to a choice. But no person constitutionally ineligible to the office of president shall be eligible to that of vice president. «r *■ sr ADVERTISEMENT, Published by tbe Department ol State as an introduction to the Journal of the Conrention assembled at Philadelphia, Monday, May 12, and dissolved Monday, September 17, 1787. The first volume of the late edition of the laws of the United States, compiled under the direction of the late secretary of state and attorney general, contains a succinct historical review of the suc- cessive public measures, which led to the present organization of the North American Union, from the assembling of the congress of the colonies on the 5th of September, 1774, to the adoption of the con- stitution of the United States, and of the subsequent amendments to it, now in force. The following resolution of the old congress, adopted on the 21st of February, 1787, contains the authority by which the convention which formed the constitution, was convoked: "Whereas there is provision in the articles of confederation and perpetual union, for making alterations therein, by the assent of a congress of the United States, and of the legislatures of the several states; and whereas experience hath evinced, that there are defects in the present confederation, as a mean to remedy which, several of the states, and particularly the state of New- York, by express instructions to their delegates in congress, have suggested a conven- 184 APPENDIX. tion for the purposes expressed in the following resolution; and such convention appearing to be the most probable mean of establishing in these states a firm national government — "Eesolved, That in the opinion of congress, it is expedient, that on the second Monday in May next, a convention of delegates, who shall have been appointed by the several states, be held at Philadelphia, for the sole and express purpose of revising the articles on confedera- tion, and reporting to congress and the several legislatures, such alterations and provisions therein, as shall, when agreed to in con- gress, and confirmed by the states, render the federal constitution adequate to the exigencies of government, and the preservation of the union." The day appointed by this resolution for the meeting of the con- vention was the second Monday in May; but the 25th of that month was the first day upon which a sufficient number of members appeared to constitute a representation of a majority of the states. They then elected George Washington their president, and proceeded to busi- ness. On the 29th of May, Mr. Edmund Randolph presented to the con- vention fifteen resolutions, and Mr. C. Pinckney laid before them the draft of a federal government, which were referred to a committee of the whole; which debated the resolutions, from day to day, until the 13th of June, when the committee of the whole reported to the convention a series of nineteen resolutions, founded upon those which had been proposed by Mr. Randolph. On the 15th of June, Mr. Patterson submitted to the convention his resolutions, which were referred to a committee of the whole, to whom were also re-committed the resolutions reported by them on the 13th. On the 19th of June, the committee of the whole reported, that they did not agree to Mr. Patterson's propositions, but reported again the resolutions which had been reported before. The convention never afterwards went into committee of the whole; but from the 19th of June till the 23d of July were employed in debating the nineteen resolutions reported by the committee of the whole on the 13th of June; some of which were occasionally referred to grand committees, of one member from each state, or to select committees' of five members. After passing upon the nineteen resolutions, it was on the 23d of July resolved, "That the proceedings of the convention for the establishment of a national government, except what respects the supreme executive, be referred to a committee for the purpose of reporting a constitution conformably to the proceedings aforesaid." This committee, consisting of five members, and called in the journal "the committee of detail," was appointed on the 24th of APPENDIX. 185 July, and with the proceedings of the convention, the propositions submitted to the convention, by Mr. Charles Pinckney, on the 29th of May, and by Mr. Patterson on the 15th of June, were referred to them. On the 26th of July, a resolution respecting the executive and two others, offered for the consideration of the convention, were referred to the committee of detail; and the convention adjourned till Mon- day, the 6th of August, when the committee reported a constitution for the establishment of a national government. This draft formed the general text of debate, from that time till the 8th of September; many additional resolutions, being in the course of the deliberations, proposed, and referred to and reported upon by the same committee of detail, or other committees of eleven, (a member from each state) or of five. On the 8th of September a committee of five was appointed "to revise the style of and arrange the articles agreed to by the house." On the 12th of September, this committee reported the constitu- tion as revised and arranged, and the draft of a letter to congress. It was ordered that printed copies of the reported constitution should be furnished to the members, and they were brought in the next day. On the seventeenth day of September, 1787, the convention dis- solved itself, by an adjournment without day, after transmitting the plan of constitution which they had prepared to congress, to be laid before conventions, delegated by the people of the several states, for their assent and ratification. The last act of the convention, was a resolution that their journal and other papers should be deposited with their president, to be retained by him subject to the order of the congress, if ever formed under the constitution. On the 19th of March, 1796, president Washington deposited in the department of state three manuscript volumes; one containing in 153 pages, the journal of the federal convention of 1787; one the journal of the proceedings of the same convention, while in com- mittee of the whole, in 28 pages; and one, three pages of lists of yeas and nays, on various questions debated in the convention; and after an interval of eight blank pages, five other pages of like yeas and nays. There were also two loose sheets, and one half sheet of similar yeas and nays; a printed draft of the constitution as reported on the 6th of August, 1787, "with erasures and written interlineations of amendments afterwards adopted; two sheets containing copies of the series of resolutions offered to the convention by Mr. Edmund Randolph, in different stages of amendnnent, as reported by the committee of the whole; and seven other papers of no importance in relation to the proceedings of the convention. 186 APPENDIX. The volume containing the journal of the convention was in an incomplete state. The journal of Friday, September 14, and a com- mencement of that of Saturday, September 15, filled three fourths of the 153d page; then terminated abruptly, and were, with the exception of five lines, crossed out with a pen. President Madison, to whom application for that purpose was made, has furnished, from his own minutes, the means of completing the journal, as now pub- Hshed. The yeas and nays were not inserted in the journals, but were entered partly in a separate volume, and partly on loose sheets of paper. They were taken, not individually, but by states. Instead of publishing them, as they appear in the manuscript, they are now given immediately after each question upon which they were taken. Gen. Joseph Bloomfield, executor of David Brearley, one of the members of the convention, transmitted to the department of state several additional papers, which are included in. this pubhcation. The paper, purporting to be Col. Hamilton's plan of a constitu- tion, is not noticed in the journals. It was not offered by him for discussion, but was read by him, as part of a speech, observing that he did not mean it as a proposition, but only to give a more correct view of his ideas. The return of the members in the several states, appears to have been an estimate used for the piu-pose of apportioning the number of members to be admitted from each of the states to the house of representatives. In order to follow with clear understanding, the course of proceed- ings of the convention, particular attention is required to the follow- ing papers, which, except the third, successively formed the general text of their debates. 1. May 29, 1787. The fifteen resolutions offered by Mr. Edmund Randolph to the convention,^ and by them referred to a committee of the whole. 2. June 13. Nineteen resolutions reported by this committee of the whole, on the 13th, and again on the 19th of June, to the con- vention. 3. July 26. Twenty-three resolutions, adopted and elaborated by the convention, in debate upon the above nineteen reported from the committee of the whole; and on the 23d and 26th of July, re- ferred, together with the plan of Mr. C. Pinkney, and the propositions of Mr. Patterson, to a committee of five, to report a draft of a con- stitution. 4. August 6. The draft of a plan of constitution reported by this committee to the convention; and debated from that time till the 12th of September. APPENDIX. 187 5. September 13. Plan of constitution, brought in by a committee of revision, appointed on the 8th of September, consisting of five members, to revise the style and arrange the articles agreed to by the convention. The second and fourth of these papers, are among those deposited by president "Washington, at the department of state. The first, fourth and fifth, are among those transmitted by general Bloomfield. The third is collected from the proceedings of the convention, as they are spread over the journal from June 19th to July 26th. This paper, together with the plan of Mr. C. Pinkney, a copy of which has been furnished by him, and the propositions of Mr. Patter- son, included among the papers forwarded by general Bloomfield, comprise the materials, upon which the first draft was made of the constitution, as reported by the committee of detail, on the 6th of August. To the journal, acts and proceedings of the convention, are added in this pubhcation, the subsequent proceedings of the congress of the confederation, upon the constitution, reported as the result of their labors; and the acts of ratification by the conventions of the several states of union, by virtue of which it became the supreme law of the land; and also the amendments to it, which have been since adopted and form a part of the constitution. It was thought that this supplement would be, if not essential, at least well adapted to carry into full effect the intentions of congress in directing the publication; by presenting at one view the rise, progress, and present condition of the constitution of the United States. Department of State, October, 1819. LIST OF THE MEMBERS OF THE FEDERAL CONVENTION WHICH FORMED THE CONSTITUTION OF THE UNITED STATES. From- N e w-Hampshire . Massachusetts. Rhode Island Connecticut- - New- York New-Jersey. . Pennsylvania . Delaware. 188 1. John Langdon July 23, 1787 John Pickering, 2. Nicholas Oilman July 23, 1787 Benjamin West. Francis Dana, Elbridge Gerry May 29,1787 3. Nathaniel Gorham May 28,1787 4. RufusKing May 25,1787 CalebStrong May 28,1787 [No appointment.] 5. Wm. Sam. Johnson June 2,1787 6. Roger Sherman May 30, 1787 Oliver Elsworth May 29,1787 Robert Yates May 25, 1787 7. Alexander Hamilton May 25, 1787 John Lansing June 2,1787 8. Wm. Livingston June 5,1787 9. David Brearley May 25, 1787 William C. Houston May 25,1787 10. William Patterson May 25,1787 John Nielson, Abraham Clarh, n. Jonathan Dayton June 21, 1787 12. Benjamin Franklin May 28,1787 13. Thomas Mifflin... May 28,1787 14. RobertMorris i May 25,1787 15. George Clymer j May 28, 1787 16. Thos. Fitzsimons May 25,1787 17. Jared Ingersoll May 28, 1787 18. James Wilson May 25,'l787 19. Gouvemeur Morris May 25,1787 20. George Read May 25, 1787 21. Gunning Bedford, jr May 28, 1787 22. John Dickinson May 28, 1787 23. Richard Bassett May 25,1787 24. Jacob Broom May 25,1787 Attended. From- Maryland. Virginia. North Carolina. South Carolina. Georgia. APPENDIX. List of the Members — Continued. 189 25. James M'Henry 26. Danielof St. Thomas Jenifer 27. Daniel Carroll John Francis Mercer Luther Martin 28. George Washington , Patrick Henry Edmund Randolph 29. John Blair , 30. James Madison, jr George Mason George Wythe James M'Clurg, (in the room of P. Henry.) Richard Caswell Alexander Martin William R. Davie 31. William Blount, (in the room of R. Caswell.) Willie Jones 32. Richard D. Spaight 33. Hugh Williamson, (in the room of W. Jones.) 34. John Rutledge 35. Charles C. Pinkney 36. Charles Pinckney 37. Pierce Butler 38. William Pew 39. Abraham Baldwin William Pierce George Walton, William Houston Natharml Pendleton. Attended. May 29,1787 June . 2, 1787 July 9, 1787 August 6, 1787 June 9, 1787 May 25,1787 (Declined.) May 25,1787 25, 1787 25, 1787 25,1787 25, 1787 25, 1787 May May May May May (Resigned.) May 25,1787 May 25,1787 June 20,1787 (Declined.) May 25,1787 May 25,1787 May May May May May June May 25, 1787 25, 1787 25, 1787 25, 1787 25, 1787 11, 1787 31, 1787 June 1, 1787 Those with numbers before their names, signed the constitution 39 Those in italics, never attended 10 Members who attended, but did not sign the constitution 16 65 LETTER FROM THE HONORABLE ROBERT YATES, AND THE HON- ORABLE JOHN LANSING, JUN. ESQUIRES, TO THE GOVERNOR OF NEW-YORK, CONTAINING THEIR REASONS FOR NOT SUBSCRIBING TO THE FEDERAL CONSTITUTION. SlE, We do ourselves the honor to advise your excellency, that in pursuance of concurrent resolutions of the honorable senate and assembly, we have, together with Mr. Hamilton, attended the con- vention, appointed for revising the articles of confederation, and reporting amendments to the same. It is with the sincerest concern we observe, that, in the prosecu- tion of the important objects of our mission, we have been reduced to the disagreeable alternative, of either exceeding the powers dele- gated to us, and giving our assent to measures which we conceive destructive to the political happiness of the citizens of the United States, or opposing our opinions to that of a body of respectable men, to whom those citizens had given the most unequivocal proofs of confidence. — Thus circumstanced, under these impressions, to have hesitated, would have been to be culpable; we, therefore, gave the principles of the constitution, which has received the sanction of a majority of the convention, our decided and unreserved dissent; but we must candidly confess, that we should have been equally opposed to any system, however modified, which had in object the consolidation of the United States into one government. We beg leave, briefly, to state some cogent reasons, which, among others, influenced us to decide against a consolidation of the states. These are reducible into two heads. 1st. The limited and well-defined powers under which we acted, and which could not, on any possible construction, embrace an idea of such magnitude, as to assent to a general co.nstitution, in sub- version of that of the state. 2d. A conviction of the impracticability of establishing a general government, pervading every part of the United States, and extend- ing essential benefits to all. Our powers were explicit, and confined to the sole and express purpose of revising the articles of confederation, and reporting such 190 APPENDIX. 191 alterations and provisions therein, as should render the federal con- stitution adequate to the exigencies of government, and the preserva- tion of the union. From these expressions, we were led to believe, that a system of consolidated government could not in the remotest degree, have been in contemplation of the legislature of this state ? for that so important a trust, as the adopting measures which tended to deprive the state government of its most essential rights of sovereignty, and to place it in a dependent situation, could not have been confided by implica- tion; and the circumstance, that the acts of the convention were to receive a state approbation in the last resort, forcibly corroborated the opinion, that our powers could not involve the subversion of a constitution, which being immediately derived from the people, could only be abolished by their express consent, and not by a legislature, possessing authority vested in them for its preservation. Nor could we suppose, that if it had been the intention of the legislature, to abrogate the existing confederation, they would, in such pointed terms, have directed the attention of their delegates to the revision and amendment of it, in total exclusion of every other idea. Reasoning in this manner, we were of opinion, that the leading feature of every amendment, ought to be the preservation of the individual states, in their uncontrouled constitutional rights, and that in reserving these, a mode might have been devised of granting to the confederacy, the monies arising from a general system of revenue; the power of regulating commerce, and enforcing the observance of foreign treaties, and other necessary matters of less moment. Exclusive of our objections originating from the want of power, we entertained an opinion, that a general government, however guarded by declarations of rights, or cautionary provisions, must unavoidably, in a short time, be productive of the destruction of the civil liberty of such citizens who could be effectually coerced by it: by reason of the extensive territory of the United States, the dispersed situation of its inhabitants, and the insuperable difficulty of controuling or counteracting the views of a set of men (however unconstitutional and oppressive their acts might be) possessed of all the powers of government ; and who from their remoteness from their constituents and necessary permanency of office, could not be sup- posed to be uniformly actuated by an attention to their welfare and happiness; that however wise and energetic the principles of the general government might be, the extremities of the United States could not be kept 'in due submission and obedience to its laws, at the distance of many hundred miles from the seat of government; that if the general legislature was composed of so numerous a body of men, as to represent the interests of all the inhabitants of the 192 APPENDIX. United States, in the usual and true ideas of representation, the expence of supporting it would become intolerably burdensome; and that if a few only were vested with a power of legislation, the interests of a great majority of the inhabitants of the United States, must necessarily be unknowri; or if known, even in the first stages of the operations of the new government, unattended to. These reasons were, in our opinion, conclusive against any system of consolidated government: to that recommended by the conven- tion, we suppose most of them very forcibly apply. It is not our intention to pursue this subject farther, than merely to explain our conduct in the discharge of the trust which the honor- able the legislature reposed in us. — Interested, however, as we are, in common with our feUow citizens, in the resvdt, we cannot forbear to declare, that we have the strongest apprehensions, that a govern- ment so organized, as that recommended by the convention, cannot afford that security to equal and permanent liberty, which we wished to make an invariable object of our pursuit. We were not present at the completion of the new constitution; but before we left the convention, its principles were so well estab- lished, as to convince us, that no alteration was to be expected to conform it to our ideas of expediency and safety. A persuasion, that our further attendance would be fruitless and unavailing, rendered us less soUcitous to return. We have thus explained our motives for opposing the adoption of the national constitution, which we conceived it our duty to com- municate to your excellency, to be submitted to the consideration of the honorable legislature. We have the honor to be, with the greatest respect, Your excellency's most obedient, and very humble servants, Robert Yates, John Lansing, Jun. His Excellency Governor Clinton. A LETTER OF HIS EXCELLENCY EDMUND RANDOLPH, ESQ. ON THE FEDERAL CONSTITUTION, ADDRESSED TO THE HONORABLE THE SPEAKER OF THE HOUSE OF DELEGATES, VIRGINIA. Richmond, Oct. 10, 1787. Sir, The constitution, which I enclosed to the general assembly in a late official letter, appears without my signature. This circumstance, although trivial in its own nature, has been rendered rather important, to myself at least, by being misunderstood by some, and misrepre- sented by others. — As I disdain to conceal the reasons for withhold- ing my subscription, I have always been, still am, and ever shall be, ready to proclaim them to the world. To the legislature, therefore, by whom I was deputed to the federal convention, I beg leave now to address them: affecting no indifference to public opinion, but resolved not to court it by an unmanly sacrifice of my own judgment. As this explanation will involve a summary, but general review of our federal situation, you will pardon me, I trust, although I should transgress the usual bounds of a letter. Before my departure for the convention, I beheved, that the con- federation was not so eminently defective, as it had been supposed. But after I had entered into a free communication with those who were best informed of the condition and interest of each state; after I had compared the intelligence derived from them, with the prop- erties which ought to characterise the government of our union, I became persuaded, that the confederation was destitute of every energy, which a constitution of the United States ought to possess. For the objects proposed by its institution were, that it shyuld be a shield against foreign hostility, and a firm resort against domestic commotion: that it should cherish trade, and promote the prosperity of the states under its care. But these are not among the attributes of our present tmion. Severe experience under the pressure of war — a ruinous weakness manifested since the return of peace; and the contemplation of those dangers, which darken the future prospect, have condemned the hope of grandeur and of safety under the auspices of the con- federation. S. Doc. 728, 60-2 13 193 194 APPENDIX. In the exigencies of war, indeed, the history of its effects is but short ; the final ratification haviag been delayed until the beginning of the year 1781. ' But however short, this period is distinguished by melancholy testimonies of its inability to maintain in harmony, the social intercourse of the states, to defend congress against encroach- ments on their rights, and to obtain by requisitions, supphes to the federal treasury, or recruits to the federal armies. I shall not attempt an enumeration of the particular instances; but leave to your own remembrance and the records of congress, the support of the as- sertions. In the season of peace too, not many years have elapsed; and yet each of them has produced fatal examples of delinquency, and some- times of pointed opposition to federal duties. To the various re- monstrances of congress, I appeal, for a gloomy, but unexaggerated narrative of the injiu-ies which our faith, honor and happiness, have sustained by the failure of the states. But these evils are past; and some may be led by an honest zeal to conclude that they cannot be repeated. Yes, sir, they will be repeated as long as the confederation exists, and will bring with them other mischiefs springing from the same source, which cannot be yet foreseen in their full array of terror. If we examine the constitution and laws of the several states, it is immediately discovered that the law of nations is unprovided with sanctions in many cases, which deeply affect public dignity and public justice. The letter however of the confederation does not permit con- gress to remedy these defects, and such an authority, although evi- dently deducible from its spirit, cannot without violation of the second article, be assumed. Is it not a political phenomenon, that the head of the confederacy should be doomed to be plunged into war, from its wretched impotency to check offences against this law; and sentenced to witness in unavailing anguish the infraction of their engagements to foreign sovereigns ? And yet this is not the only grievous point of weakness. After a war shall be inevitable, the requisitions of congress for quotas of men or money, will again prove unproductive, and fallacious. Two causes will always conspire to this baneful consequence. 1. No government can be stable, which hangs on human inclina- tion alone, unbiassed by the coercion; and 2, from the very connec- tion between states bound to proportionate contributions, jealousies and suspicions naturally arise, which at least chill the ardor, if they do not excite the murmm-s of the whole. I do not forget indeed, that by one sudden impulse our part of the American continent has been thrown into a military posture, and that in the earlier annals of the war, our armies marched to the field on the mere recommendations of congress. But ought we to argue from a contest, thus signalized APPENDIX. 195 by the magnitude of its stake, that as often as a flame shall be here- after kindled, the same enthusiasm will fill our legions, or renew them, as they may be filled by losses? If not, where shall we find protection? Impressions, like those, which prevent a comphance with requisitions of regular forces, will deprive the American republic of the services of militia. But let us suppose that they are attainable, and acknowledge, as I always shall, that they are the natural support of a free government. When it is remembered, that in their absence agriculture must languish; that they are not habituated to military exposures and the rigour of mili- taiy discipline, and that the necessity of holding in readiness succes- sive detachments, carries the expence far beyond that of enlistments — This resource ought to be adopted with caution. As strongly too am I persuaded, that the requisitions for money wiU not be more cordially received. For besides the distrust, which would prevail with respect to them also; besides the opinion, enter- tained by each state of its own liberality and unsatisfied demands against the United States, there is another consideration not less worthy of attention — the first rule for determining each quota of the value of all lands granted or surveyed, and of the buildings and improvements thereon. It is no longer doubted, that an equitable, uniform mode of estimating that value, is impracticable; and there- fore twelve states have substituted the number of inhabitants under certain limitations, as the standard according to which money is to be furnished. But under the subsisting articles of the union, the assent of the thirteenth state is necessary, and has not yet been given. This does of itself lessen the hope of procuring a revenue for federal uses; and the miscarriage of the impost almost rivets our despondency. Amidst these disappointments, it would afford some consolation, if when rebellion shall threaten any state, an ultimate asylum could be found under the wing of congress. But it is at least equivocal whether they can intrude forces into a state, rent asunder by civil discord, even with the purest solicitude for our federal welfare, and on the most urgent entreaties of the state itself. Nay the very allow- ance of this power would be pageantry alone, from the want of money and of men. To these defects of congressional power, the history of man has sub- joined others, not less alarming. I earnestly pray, that the recollec- tion of common sufferings, which terminated in common glory, may check the sallies of violence, and perpetuate mutual friendship be- tween the states. But I cannot presume, that we are superior to those unsocial passions, which under like circumstances have infested more ancient nations. I cannot presume, that through all time, in the daily mixture of American citizens with each other, in the con- 196 APPENDIX. flicts for commercial advantages, in the discontents which the neigh- borhood of territory has been seen to engender in other quarters of the globe, and in the efforts of faction and intrigue — thirteen dis- tinct communities under no effective superintending control (as the United States confessedly now are, notwithstanding the bold terms of the confederation) will avoid a hatred to each other deep and deadly. In the prosecution of this enquiry, we shall find the general pros- perity to decline under a system thus unnerved. No sooner is the merchant prepared for foreign ports, with the treasures which this new world kindly offers to his acceptance, than it is announced to him, that they are shut against American shipping, or opened under oppressive regulations. He urges congress to a counter-policy, and is answered only by a condolence on the general misfortune. He is immediately struck with the conviction, that until exclusion shall be opposed to exclusion, and restriction to restriction, the American flag will be disgraced. For who can conceive, that thirteen legisla- tures, viewing commerce under different regulations, and fancying themselves discharged from every obligation to concede the smallest of their commercial advantages for the benefit of the whole, will be wrought into a concert of action and defiance of every prejudice? Nor is this all: Let the great improvements be recounted, which have enriched and illustrated Europe: Let it be noted, how few those are, which will be absolutely denied to the United States, com- prehending within their boundaries, the choicest blessings of climate, soil, and navigable waters; then let the most sanguine patriot banish, if he can, the mortifying belief, that all these must sleep, until they shall be roused by the vigor of a national government. I have not exemplified the preceding remarks by minute details; because they are evidently fortified by truth, and the consciousness of the United States of America. I shall, therefore, no longer deplore the unfitness of the confederation to secure our peace; but proceed, with a truly unaffected distrust of my own opinions, to examine what order of powers the government of the United States ought to enjoy? How they ought to be defended against encroachments? Whether they can be interwoven in the confederation, without an alteration of its very essence, or must be lodged in new hands? Shewing at the same time the convulsions, which seem to await us, from a dissolution of the union or partial confederacies. To mark the kind and degree of authority, which ought to be confided to the government of the United States, is no more than to reverse the description which I have already given, of the defects of the confederation. From thence it will follow, that the operations of peace and war will be clogged without regiilar advances of money, and that these APPENDIX. 197 will be slow indeed, if dependent on supplication alone. For what better name do requisitions deserve, which, may be evaded or opposed without the fear of coercion? But although coercion is an indis- pensable ingredient, it ought not to be directed against a state, as a state; it being impossible to attempt it except by blockading the trade of the delinquent, or carrying war into its bowels. Even if these violent schemes were eligible, in other respects, both of them might perhaps be defeated by the scantiness of the public chest; would be tardy in their complete effect, as the expence of the land and naval equipments must be first reimbursed; and might drive the proscribed state into the desperate resolve of inviting foreign alliances. Against each of them lie separate unconquerable objec- tions. A blockade is not equally applicable to all the states, they being differently circumstanced in commerce and in ports; nay, an excommunication from the privilege of the union would be vain, because every regulation or prohibition may be easily eluded under the rights of American citizenship, or of foreign nations. But how shall we speak of the intrusion of troops? Shall we arm citizens against citizens, and habituate them to shed kindred blood? Shall we risque the inflicting of wounds which will generate a rancour never to be subdued? Would there be no room to fear, that an army accustomed to fight for the establishment of authority, would salute an emperor of their OAvn ? Let us not bring these things into jeopardy. Let us rather substitute the same process by which individuals are compelled to contribute to the government of their own states. Instead of making requisitions to the legislatures, it would appear more proper, that taxes should be imposed by the federal head, under due modifications and guards; that the collectors should demand from the citizens their respective quotas, and be supported as in the collection of ordinary taxes. It foUows too, that, as the general government will be responsible to foreign nations, it ought to be able to annul any offensive measure, or enforce any public right. Perhaps among the topics on which they may be aggrieved or complain, the commercial intercourse, and .the manner in which contracts are discharged, may constitute the principal articles of clamor. It follows too, that the general government ought to be the supreme arbiter, for adjusting every contention among the states. In all their connections, therefore, with each other, and particularly in commerce, which will probably create the greatest discord, it ought to hold the reins. It follows too, that the general government ought. to protect each state against domestic as well as external violence. 198 APPENDIX. And lastly, it follows, that through the general government alone, can we ever assume the rank to which we are entitled by our resources and situation. Should the people of America surrender these powers, they can be paramount to the constitutions and ordinary acts of legislation, only by being delegated by them. I do not pretend to affirm, but I ven- ture to believe, that if the confederation had been solemnly ques- tioned in opposition to our constituion, or even to one of our laws, posterior to it, it must have given way. For never did it obtain a higher ratification, than a resolution of assembly in the daily form. This will be one security against encroachment. But another not less effectual is, to exclude the individual states from any agency in the national government, as far as it may be safe, and their inter- position may not be absolutely necessary. But now, sir, permit me to declare, that in my humble judgment, the powers by which alone the blessings of a general government can be accomplished, cannot be interwoven in the confederation, without a change in its very essence, or, in other words, that the confedera- tion must be thrown aside. This is almost demonstrable, from the inefficacy of requisitions,' and from the necessity of converting them * into acts of authority. My suffrage, as a citizen, is also for additional powers. But to whom shall we commit these acts of authority, these additional powers ? To congress ? When I formerly lamented the defects in the jurisdiction of congress, I had no view to indicate any other opinion, than that the federal head ought not to be so circumscribed. For free as I am at all times to profess my reverence for that body, and the individuals who compose it, I am yet equally free to make known my aversion to repose such a trust in a tribunal so constituted. My objections are not the visions of theory, but the result of my own observations in America, and of the experience of others abroad. 1. The legislative and executive are concentred in the same persons. This, where real power exists, must eventuate in tyranny. 2. The representation of the states bears no proportion to their importance. This is an unreasonable subjection of the will of the majority to that of the minority. 3. The mode of election, and the liability of being recalled, may too often render the delegates rather partizans of their own states than representatives of the union. 4. Cabal and intrigue must consequently gain an ascendency in a course of years. 5. A single house of legislation will sometimes be precipitate, perhaps passionate. 6. As long as seven states are required for the smallest, and nine for the greatest votes, may not foreign influence at some future day insinuate itself, so as to interrupt every active exertion? 7. To crown the whole, it is scarce within the verge of possibility, that so numerous an assembly should acquire APPENDIX. 199 that secrecy, dispatch, and vigour which are the test of excellence in the executive department. My inference from these facts and principles, is, that the new powers must be deposited in a new body, growing out of a consoli- dation of the union, as far as the circumstances of the states will allow. Perhaps, however, some may mediate its dissolution, and others, partial confederacies. The first is an idea awful indeed, and irreconcileable with a, very early, and hitherto uniform conviction, that without union, we must be undone. For, before the voice of war was heard, the pulse of the then colonies was tried, and found to beat in unison. The unremitted labor of our enemies was to divide, and the policy of every congress, to bind us together. But in no example was this truth more clearly displayed, than in the prudence with which inde- pendence was unfolded to the sight, and in the forbearance to declare it, until America almost unanimously called for it. After we had thus launched into troubles, never before explored, and in the hour of heavy distress, the remembrance of our social strength, not only forbade despair, but drew from congress the most illustrious repeti- tion of their settled purpose to despise all terms, short of independ- ence. Behold, then, how successful and glorious we have been, while we acted in fraternal concord. But let us discard the illusion, that by this success, and this glory, the crest of danger has irrecoverably fallen. Our governments are yet too youthful to have acquired stability from habit. Our very quiet depends upon the duration of the union. Among the upright and intelligent, few can read without emotion the future fate of the states, if severed from each other. Then shall we learn the full weight of foreign intrigue. Then shall we hear of partitions of our country. If a prince, inflamed by the lust of conquest, should use one state as the instrument of enslaving others — if every state is to be wearied by perpetual alarms, and com- pelled to maintain large military establishments — if all questions are to be. decided by an appeal to arms, where a difference of opinion cannot be removed by negociation — in a word, if all the direful mis- fortunes which haunt the peace of rival nations, are to triumph over the land, for what have we to contend ? why have we exhausted our wealth? why have we basely betrayed the heroic martyrs of the federal cause ? But dreadful as the total dissolution of the union is to my mind, I entertain no less horror at the thought of partial confederacies. I have not the least ground for supposing, that an overture of this kind would be listened to by a single state, and the presumption is, that the politics of the greater part of the states, flow from the warmest attachment to an union of the whole. If, however a lesser 200 APPENDIX. confederacy could be obtained by Virginia, let me conjure my countrymen, well to weigh the probable consequences, before they attempt to form it. On such an event, the strength of the union would be divided in two, or perhaps three parts. Has it so increased since the war as to be divisible — and yet remain sufficient for our happiness ? The utmost limit of any partial confederacy, which Virginia could expect to form, would comprehend the three southern states, and her nearest northern neighbour. But they, like ourselves, are diminished in their real force, by the mixture of an unhappy species of population. Again may I ask, whether the opulence of the United States has been augmented since the war? This is answered in the negative, by a load of debt, and the declension of trade. At all times must a southern confederacy support ships of war, and soldiery? As soon would a navy move from the forest, and an army spring from the earth, as such a confederacy, indebted, im- poverished in its commerce, and destitute of men, could, for some years at least, provide an ample defence for itself. Let it not be forgotten, that nations, which can enforce their rights, have large claims against the United States, and that the creditor may insist on payment from any of them. Which of them would probably be the victim? the most productive, and the most exposed. When vexed by reprisals or war, the southern states will sue for alliance on this continent or beyond sea. If for the former, the necessity of an union of the whole is decided; if for the latter, America will, I fear, re-act the scenes of confusion and bloodshed, exhibited among most of those nations, which have, too late, re- pented the folly of relying on auxiliaries. Two or more confederacies cannot but be competitors for power. The ancient friendship between the citizens of America, being thus cut off, bitterness and hostility will succeed in its place; in order to prepare against surrounding danger, we shall be compelled to vest some where or other power approaching near to military government. The annals of the world have abounded so much with instances of a divided people being a prey to foreign influence, that I shall not restrain my apprehensions of it, should our union be torn asunder. The opportunity of insinuating it, will be multiplied in proportion to the parts into which we may be broken. In short, sir, I am fatigued with summoning up to my imagination the miseries which will harrass the United States, if torn from each other, and which will not end until they are superseded by fresh mischiefs under the yoke of a tyrant. I come, therefore to the last, and perhaps only refuge in our diffi- culties, a consolidation of the union, as far as circumstances will APPENDIX. 201 permit. To fulfil this desirable object, the constitution was framed by the federal convention. A quorum of eleven states, and the only member from a twelfth have subscribed it; Mr. Mason of Vir- ginia, Mr. Gerry of Massachusetts, and myself having refused to subscribe. Why I refused, will, I hope, be solved to the satisfaction of those who know me, by saying, that a sense of duty commanded me thus to act. It commanded me, sir, for believe me, that no event of my life ever occupied more of my reflection. To subscribe, seemed to offer no inconsiderable gratification, since it would have presented me to the world as a fellow laborer with the learned and zealous states- men of America. But it was far more interesting to my feelings, that I was about to differ from three of my colleagues, one of whom is, to the honor of the country which he has saved, embosomed in their affections, and can receive no praise from the highest lustre of language ; the other two of whom have been long enrolled among the wisest and best lovers of the commonwealth; and the unshaken and intimate friend- ship of all of whom I have ever prized, and still do prize, as among the happiest of all acquisitions. I was no stranger to the reigning partiality for the members who composed the convention, and had not the smallest doubt, that from this cause, and from the ardor for a reform of government, the first applauses at least would be loud and profuse. 1 suspected, too, that there was something in the human breast which for a time would be apt to construe a tem- perateness in politics, into an enmity to the union. Nay, I plainly foresaw, that in the dissentions of parties, a middle line would prob- ably be interpreted into a want of enterprize and decision. But these considerations, how seducing soever, were feeble opponents to the -suggestions of my conscience. I was sent to exercise my judg- ment, and to exercise it was my fixed determination; being instructed by even an imperfect acquaintance with mankind, that self approba- tion is the only true reward which a political career can bestow, and that popularity would have been but another name for perfidy, if to secure it, I had given up the freedom of thinking for myself. It would have been a peculiar pleasure to me to have ascertained before I left Virginia, the temper and genius of my fellow citizens, considered relatively to a government, so substantially differing from the confederation as that which is now submitted. But this was, for many obvious reasons, impossible; and I was thereby deprived of what I thought the necessary guides. I saw, however, that the coiifederation was tottering from its own weakness, and that the sitting of the convention was a signal of its total insufficiency. I was therefore ready to assent to a scheme of government, which was proposed, and which went beyond the 202 APPENDIX. limits of the confederation, believing, that without being too exten- sive it would have preserved our tranquility, until that temper and that genius should be collected. But when the plan which is now before the general assembly, was on its passage through the convention, I moved, that the state conventions should be at liberty to amend, and that a second general convention should be holden, to discuss the amendments, which should be suggested by them. This motion was in some measure justified by the manner in which the confederation was forwarded originally, by congress to the state legislatures, in many of which amendments were proposed, and those amendments were afterwards examined in congress. Such a motion was doubly expedient here, as the delegation of so much more power was sought for. But it was negatived. I then expressed my unwillingness to sign. My reasons were the following: 1. It is said in the resolutions which accompany the constitution, that it is to be submitted to a convention of delegates chosen in each state by the people thereof, for their assent and ratification. The meaning of these terms is allowed universally to be, that the convention must either adopt the constitution in the whole, or reject it in the whole, and is positively forbidden to amend. If therefore, I had signed, I should have felt myself bound to be silent as to amendments, and to endeavor to support the constitution without the correction of a letter. With this consequence before my eyes, and with a determination to attempt an amendment, I was taught by a regard for consistency, not to sign. 2. My opinion always was, and still is, that every citizen of America, let the crisis be what it may, ought to have a full opportunity to pro- pose,- through his representatives, any amendment which in his appre- hension, tends to the public welfare. By signing, I should have con- tradicted this sentiment. 3. A constitution ought to have the hearts of the people on its side. But if at a future day it should be burthensome after having been adopted in the whole, and they should insinuate that it was in some measure forced upon them, by being confined to the single alternative of taking or rejecting it altogether, under my impressions, and with my opinions, I should not be able to justify myself had I signed. 4. I was always satisfied, as I have now experienced, that this great subject would be placed in new lights and attitudes by the criticism of the world, and that no man can assure himself how a constitution will work for a course of years, until at least he shall have heard the observations of the people at large. I also fear more from inaccuracies in a constitution, than from gross errors in any other composition; because our dearest interests are to be regulated APPENDIX. 203 by it ; and power, if loosely given, especially where it will be inter- preted with great latitude, may bring sorrow in its execution. Had I signed with these ideas, I should have virtually shut my ears against the information which I ardently desired. 5. I was afraid, that if the constitution was to be submitted to the people, to be wholly adopted or wholly rejected by them, they would not only reject it, but bid a lasting farewell to the union. This formidable event I wished to avert, by keeping myself free to pro- pose amendments, and thus, if possible, to remove the obstacles to an effectual government. But it will be asked, whether all these arguments were not well weighed in convention. They were, sir, with great candor. Nay, when I called to mind the respectability of those, with whom I was associated, I almost lost confidence in these principles. On other occasions,'! should cheerfully have yielded to a majority; on this, the fate of thousands, yet unborn, enjoined me not to yield until I was convinced. Again, may I be asked, why the mode pointed out in the constitu- tion for its amendment, may not be a sufficient security against its imperfections, without now arresting it in its progress ? My answers are — 1. That it is better to amend, while we have the constitution in our power, while the passions of designing men are not yet enlisted, and while a bare majority of the states may amend than to wait for the uncertain assent or three fourths of the states. 2. That a bad feature in government, becomes more and more fixed every day. 3. That frequent changes of a constitution, even if practicable, ought not to be wished, but avoided as much as possible. And 4. That in the present case, it may be questionable, whether, after the particular advantages of its operation shall' be discerned, three fourths of the states can be induced to amend. I confess, that it is no easy task, to devise a scheme which shall be suitable to the views of all. Many expedients have occurred to me, but none of them appear less exceptionable than this ; that if our convention should choose to amend, another federal convention be recommended: that in that federal convention the amendments proposed by this or any other state be discussed ; and if incorporated in the constitution or rejected, or if a proper number of the other states should be unwilling to accede to a second convention, the constitution be again laid before the same state conventions, which shall again assemble on the summons of the executives, and it shall be either wholly adopted, or wholly rejected, without a further power of amendment. I count such a delay as nothing, in comparison with so grand an object; especially too as the privilege of amending must terminate after the use of it once. I should now conclude this letter, which is already too long, were it not incumbent on me, from having contended for amendments, to 204 APPENDIX. set forth the particulars, which I conceive to require correction. I undertake this with reluctance: because it is remote from my inten- tions to catch the prejudices or prepossessions of any man. But as I mean only to manifest that I have not been actuated by caprice, and now to explain every objection at full length would be an im- mense labour, I shall content myself with enumerating certain heads, in which the constitution is most repugnant to my wishes. The two first points and the equality of suffrage in the senate, and the submission of commerce to a mere majority in the legisla- ture, with no other check than the revision of the president. I con- jecture that neither of these things can be corrected; and particu- larly the former, without which we must have risen perhaps in dis- order. But I am sanguine in hoping that in every other justly obnoxious cause, Virginia will be seconded by a majority of the states. I hope that she will be seconded. 1. In causing all ambiguities of expres- sion to be precisely explained. 2. In rendering the president ineli- gible after a given number of years. 3. In taking from him the power of nominating to the judiciary offices, or of filhng up vacancies which may there happen during the recess of the senate, by granting commissions which shall expire at the end of their next sessions. 4. In taking from him the power of pardoning for treason at least before conviction. 5. In drawing a line between the powers of con- gress and individual states; and in defining the former, so as to leave no clashing of jurisdictions nor dangerous disputes; and to prevent the one from being swallowed up by the other, under cover of general words, and implication. 6. In abridging the power of the senate to make treaties supreme laws of the land. 7. In incapaci- tating the congress to determine their own salaries. And 8. In limiting and defining the judicial power. The proper remedy must be consigned to the wisdom of the con- vention; and the final step which Virginia shall pursue, if her over- tures shall be discarded, must also rest with them. You will excuse me, sir, for having been thus tedious. My feelings and duty demanded this exposition; for through no other channel could I rescue my omission to sign from misrepresentation, and no more effectual way could I exhibit to the general assembly an un- reserved history of my conduct. I have the honor, sir, to be with great respect, your most obedient servant, Edmund Randolph. BIOGRAPHICAL SKETCH. Chief Justice Yates, the subject of the following memoir, was born on the 27th day of January, 1738, in the city of Schenectady, in this state. At the age of sixteen he was sent by his parents to the city of New- York, where he received a classical education, and afterwards studied the law with WiUiam Livingston, Esq. a celebrated barrister in that metropolis, and father of Brockholst Livingston, Esq. one of the judges of the supreme coiirt of the United States. On the com- pletion of his studies he was admitted to the bar, and soon after fixed his residence in the city of Albany, where in due time he received the degrees of soUcitor and counsellor in the court of chancery — He soon became eminent in his profession, and on account of his incorruptible integrity was known by the appellation of the honest Lawyer — At the age of twenty-seven he married Miss Jane Van Ness, of Columbia county. On the prospect of a rupture, between this country and Great Britain, his open and avowed principles as a wldg brought him into pohtical notice, and several well written essays, which were the productions of his pen, contributed in no small degree to establish his reputation as a writer in defence of the rights and Uberties of his country. He had already held a seat as a member of the corporation of the city of Albany and as attorney and counsel to that board; and he was soon after appointed a member of the committee of public safety, a body of men who were invested with almost inquisitorial powers, and who had justly become the dread and scourge of that class of men called tones. — By the exertions of Chief Justice Yates, the proceedings of that tribunal were tempered with moderation, and the patriotic zeal of the community confined within its proper and legitimate sphere of action. We find him not long afterwards holding a seat in the provincial congress of his own state, and, during the recess of that body, performing the compli- cated and arduous duties of chairman of a committee for the organi- zation and direction of military operations against the common enemy. In the year 1777, the constitution of this state was adopted, and Chief Justice Yates was an active and distinguished member of the convention that framed that instrument — During the same year he received without solicitation the appointment of a judge of the supreme court, at a time when an extensive and lucrative practice as a lawyer held out to him strong inducements to decline its ac- ceptance — ^Regardless however of private interest, he entered upon the duties of that office rendered at the time peculiarly delicate and dangerous. He sat upon the bench, as a writer has expressed it, "with a halter about his neck," exposed to punishment as a rebel, 205 206 APPENDIX. had our efforts for emancipation proved abortive — nor were these the least of his dangers. For in counties ravaged or possessed by the enemy, or by secret domestic foes watching every opportunity to ruin or betray their country, he was sometimes obliged to hold his courts — ^But no dangers could appal nor fears deter him from a faithful and honest performance of the functions of his office — He was particularly distinguished for his impartiality, in the trials of state criminals, and he was not unfrequently obliged to abate the intemperate zeal or ill-judged patriotism of the juries who were to decide upon the fate of unfortunate prisoners — On one occasion he sent a jury from the bar four times successively to reconsider a ver- dict of conviction which they had pronounced most unwarrantably against the accused, merely because they suspected he was a tory, though without any proof that could authorize the verdict — ^As the accused had become very obnoxious to the great body of the whigs, the legislature were inflamed and seriously contemplated calling Chief Justice Yates before them to answer for his conduct — But he was ahke indifferent to censure or applause in the faithful and inde- pendent exercise of his judicial duties, and the legislature at length prudently dropped the affair. His salary during the war was very small, and hardly sufficient for the support of himself and family — Indeed before the scale of depreciation -of continental money had been settled, he received one year's salary in that money at its iwminal value, the whole of which was just sufficient (as he humor- ously observed) "to purchase a pound of green tea for his wife." — He was often urged to imite with some of his friends in speculating on forfeited estates during the war, by which he naight easily have enriched himself and his connexions without censure or suspicion — and although such speculations were common, yet he would not con- sent to become wealthy upon the ruin of others. "No," said he, "I will sooner die a beggar than own a foot of land acquired by such means." In Septeraber 1776, George Clinton afterwards executive of this state, anxious to receive the co-operation of Chief Justice Yates in certain measures then deemed important and necessary, addressed him a letter of which the following is an extract : "We have at last, arrived at a most important crisis, which will either secure the independence of our country or determine that she shall still remain in a state of vassalage to Great Britain. I know your senti- ments on this subject, and I am extremely happy to find that they agree so exactly with mine — But as we are called upon to act as well as to think, your talents and exertions in the common cause cannot be spared." With such men as John Jay, Dr. Franklin, Chancellor Livingston, Gen. Philip Schuyler, and Alexander Ham- ilton, he was in habits of intimacy and friendship. — ^And to his rela- tives and more particular friends, Abraham Yates, Jun. former mayor of Albany, and Col. Christopher Yates, the father of Joseph APPENDIX. 207 C. Yates, Esq. the present judge of the supreme court, he was en- deared by every tye of affection and esteem. — These two last named gentlemen, were well known for their exertions in defence of their country, during the revolutionary war — The former more particularly as the writer of certain spirited publications under the signatures of Sidney and Roughhewer. After the conclusion of the revolutionary war, he was chosen together with General Hamilton and Chancellor Lansing, to represent his native state in the convention that formed the constitution of the United States; and to his labors in that convention we are indebted for the preservation of some of the most important debates that ever dis- tinguished any age or country* — He was also a member of the con- vention subsequently held in this state, to whom that constitution was submitted for adoption and ratification — His political opinions were open and imreserved — He was opposed to a consolidated na- tional government, and friendly to a confederation of the states pre- serving their integrity and equality as such. Although the form of government eventually adopted, was not, in all its parts, agreeable to his views and wishes, still in all his discussions, and especially in his judicial capacity, he deemed it a sacred duty to inculcate entire submission to, and reverence for, that constitution — In the first charge which he deUvered to a grand jury, immediately after its adoption, he used the following language: "the proposed form of government for the union has at length received the sanction of so many of the states as to make it the supreme law of the land, and it is not therefore any longer a question whether or not its pro- visions are such as they ought to be in all their different branches. — We, as good citizens, are bound implicity to obey them, for the united wisdom of America has sanctioned and confirmed the act, and it would be little short of treason against the republic to hesi- tate in our obedience and respect to the constitution of the United States of America. Let me therefore exhort you, gentlemen, not only in your capacity as grand jurots, but in your more durable and equally respectable character as citizens, to preserve inviolate this charter of our national rights and safety, a charter second only in dignity and importance to the declaration of our independence. We have escaped, it is true, by the blessing of Divine Providence, from the tyranny of a foreign foe, but let us now be equally watch- ful in guarding against worse and far more dangerous enemies — domestic broils and intestine divisions." Soon after this period he *Cliief Justice Yates, though often solicited, refused during his life, to permit his notes of those debates to be published, not only because they were originally not written for the public eye, but because he conceived himself under honorable obliga- tions to withhold their publication — These notes after his death fell into the hands of his widow, who disposed of them, and they are thus become public. 208 APPENDIX. filled the important trust of commissioner to treat with the states of Massachusetts and Connecticut, on the subject of territory, and to settle certain claims of his native state against the state of Vermont. In 1790, he received the appointment of chief justice of the state of New- York, and was twice supported for the office of governor, to which latter office he was on one occasion elected by a majonty of votes; but on account of some real or supposed inaccuracy in some of the returns, he did not receive the certificate of his election. In January, 1798, having completed his sixtieth year, and with it, the constitutional term of his office, he retired from the bench of which for twenty-one years he had been its ornament and pride; and resumed the practice of the law — So highly did the legislature estimate his former services and usefulness, that it was proposed in that body to fix an aimual allowance or stipend on him for life, and the proposition actually passed the senate, but was laid aside in the assembly as being supposed to savor too much of the monarchical regulation called pensions. Determined however to provide for an old and faithful public servant, who had worn out his better days for the good of his country, the legislature appointed him a commis- sioner to settle disputed titles to lands in the military tract, and this appointment he held till nearly the close of his life, when the law creating it, ceased by its own limitation. On the 9th day of Septem- ber, 1801, he finished his mortal career, "full of honors and full of years," placing a firm reliance on the merits of an atoning Saviour, and the goodness of a merciful God. — He left a widow and four chil- dren, two of whom only are now living, a son and daughter, the former of whom is the present secretary of this state. Chief Justice Yates died poor. — He had always been indifferent to his own private interest, for his benevolent and patriotic feelings could not be regulated nor restrained by the cold calculations of avarice or gain. No man in this state was more esteemed than him- self — He never had, it is believed, in the whole course of his life, a personal enemy, and the tears of the widow, the orphan, the destitute and oppressed, followed him to his grave: — He was emphatically the honest man and the upright judge. — His talents were of the higher order, and his manners were plain, attractive and unassuming — His opinions at nisi prius were seldom found to be incorrect, and on the bench of the supreme court he was distinguished for a clear, dis- criminating mind, that readily arrived at the true merits of the case before him. It may be safely affirmed, that no single individual ever filled so many high and responsible stations with greater credit to himself, and honor to the state. — His memory will be cherished as long as virtue is esteemed and talents respected, and his epitaph is written in the hearts of his fellow citizens, and in the history of his country.