(JMD ^|(, URIS LIBRARY DATE DUE PRINTED IN U.S.A. Roman public life, 3 1924 012 536 854 The original of tliis book is in tine Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924012536854 fgattU&oofts of ^rcfjaeologs aitH Antiquities EOMAN PUBLIC LIFE MACMILLAN AND CO., Limited LONDON . BOMBAY ■ CALCUTTA ■ MADRAS MELBOURNE THE MACMILLAN COMPANY NEW YORK ■ BOSTON • CHICAGO DALLAS ■ SAN FRANCISCO THE MACMILLAN. CO. OF CANADA, Ltd. TORONTO EOMAN PUBLIC LIFE BY A. H. J. GREENIDGE, M.A. LECTURER AND LATE FEI,LOW OF HERTFORD COLLEGE, AND LECTURER IN ANCIENT HISTORY AT ERABENOSE COLLEGE, OXFORD MACMILLAN AND CO., LIMITED ST. MARTIN'S STREET, LONDON URISDBRAK ' AUG \ 1987 922 COPYRIGHT First Edition igoi Reprinted igii, 1922 PRINTED IN GREAT BRITAIN To M. 3L. ^. 3. E. m. ffi. AND 3. IS. ffi. f^. PREFACE The object of this work is to trace the growth of the Eoman constitution, and to explain its working during the two phases of its maturity, the developed Republic and the Principate. The title selected perhaps expresses more succinctly than any other could do the nature of the plan which I wished to under- take. My desire was to touch, however briefly, on all the important aspects of public life, central, municipal, and pro- vincial ; and, thus, to exhibit the political genius of the Eoman in connexion with all the chief problems of administration which it attempted to solve. This design, like many other comprehensive plans which have to be adapted to the limits of a single volume, was necessarily subjected to modifications in detail ; and, since one of these modifications has affected the whole scope of the book, it requires some mention in a preface. I had intended to carry the treatment of my subject beyond the confines of the Principate, and to describe the political organisation of the later Empire as elaborated by Diocletian and his successors. I found, however, that a discussion of this period would cause my work to exceed the reasonable limits which can be conceded to a handbook, and I was forced to abandon the enterprise much against my will. I was somewhat comforted in this surrender by the suggestion that the constitu- tion of, the later Empire was perhaps not strictly "Eoman." This is a verdict with which I agree in part. The organisation which had Constantinople as its centre was certainly the organisation of an Empire which was permeated with the social vm ROMAN PUBLIC LIFE ideals of later Eome, which had adopted a Latin code, and which employed an administrative system whose origin was to be found in Italy ; but in the forms of rule which the monarchy presented the break with the past was remarkable. The absolutism was no new thing, but the guise assumed by this absolutism was startlingly novel. It is not only that classic traditions were forgotten, that, as Gibbon says, " the purity of the Latin language was debased by adopting, in the intercourse of pride and flattery, a profusion of epithets, which Tully would have scarcely under- stood, and which Augustus would have rejected with indignation,'' but that, even where the continuity in public institutions can be traced, it is one of names rather than of ideas. In the Principate we see a perverted Republic ; in the monarchy a Bes publica only in the narrowest etymological sense of those words. Perhaps the accession of Diocletian does, after all, mark the close of a true " Eoman " public life. The task, even as thus limited, has been a long one, and would have been still longer had it not been for the kindly assistance rendered me by a former pupil. Miss Muriel Clay, of Lady Margaret Hall. The help which she has given in the reading of the proofs, and in the verification of the references to original authorities, has not only facilitated the production of the book, but has materially improved it by the removal of errors and obscurities. I have also to thank her for the Index of subjects and the Index of Latin words which accompany the volume. A. H. i. a. OxFOED, April 1901. CONTENTS ( The references are to the pages) CHAPTER I the earliest constitution of rome The Growth of the City SECZl 1. Early Italian associations ; the pagus, vicus, gens, 1. Growth of the city of Rome, 2. Foreign influences on Eoman life, 3. The Elements op the Population— Patrwians, Plebeians, Clients 2. Origin of the Patricians, 4 ; of the Plebeians, 5. Clientship, 7. Roman Family Organisation 3. The gens, 9. The familia, 18. The nexus, 24. Slavery, 24. Trans- mission of property and forms of testament, 26. Caput, 31. Capitis deminutio, 32. The Citizens and the Political Subdivisions of the State 4. The populus Bomamus, 33. Rights of the citizen, 35. Auspicium, 36. The tribes, 40. The army, 41. The curiae, 41. The Monabohioal Constitution 5. Relation of the king to the people, 42. Titles and vnsigma of the king, 44. Mode of appointment of the king, 45. Religious character of the monarchy, 51. The rule of /as, 52. Civil powers of the king, 67. The Senate of the monarchy, 58. Consilia of the king, 61. Delegates of the king, 61. Jurisdiction of the monarchy, 62. X KOMAN PUBLIC LIFE The Servian Constitution BECT. 6. Social changes that led to the Servian reform, 65. The Servian tribes, 66. Registration for military purposes ; the new organisation of the army, 68. The census, 69. Transference of political rights to the new assembly of the centuries, 75. The close of the monarchy, 76. CHAPTER II THE GROWTH OF THE BEPUBLIOAN CONSTITUTION Institution of consuls and limitation of the impervum,, 78. Appoint- ment of quaestors, 80. The Senate of the early Republic, 81. Creation of the dictatorship, 84. Government of the patrician aristocracy, 85. Rights of the plebeians, 87. Social struggles of the plebs, 89. Creation of the tribunate, 93. The powers of the tribuni plebis, 94. The coti- cilium plebis, 96. The aediles of the plebs, 97. The sacroscmditas of the plebeian magistrates, 99. The coneiliv/m plebis meets by tribes, 100. Creation of a comiHa tributa, 102. Agitation for the publication of a code, 102. The Twelve Tables, 104. Attempt at despotism made by the decemvirs, 107. The Valerio-Horatian laws, 108. Intermarriage permitted between the orders, 111. Institution of tribvmi militum consulwri potestate, 112. Institution of the censorship, 115. Struggle for the consulship, 118. The Licinio-Sextian laws, 119. Institution of the praetorship and the curule aedileship, 120. Admission of the plebeians to office, 122 ; and to the religious colleges, 123. Rights secured to the plebs by the leges Publiliae and the lex Horlensia, 124. Results of the tendencies of plebeian emancipation, 127. The new nobility, 129. Continued distinction between the orders, 131. CHAPTER ni THE CLASSES OP THE POPULATION AND THE THEORY OF THE CONSTITUTION IN THE DEVELOPED REPUBLIC Tux Glasses of the Population 1. Modes of acquiring citizenship, 132. Modes of enfranchisement, 134. Ingetmitaa, 135. Eights and duties of the citizen, 136. Developed conception of capitis deminutio, 138. Changes in the Roman family, 140. The condition of the slave, 141. The freedmen, 144. TSB Tbeoby of the Constitution 2. Complexity of the constitution, 146. Theory of the state as revealed in the interregnum, 147. Separate existence of the plebs, 149. The CONTENTS xi SECT. weakening of the magistracy and the resulting ascendancy of the Senate, 150. CHAPTER IV the magistracy Oenebal Chabaotebistics of the Magistract 1. Imperium a.T)A potestas, 152. Administrative powers of the magistrates, 152. Military powers, 153. The right to triumph, 156. Powers exercised in connexion with the people, 158. The contio and the comitia, 159. Eight of acting with the plebs, 161. The right of con- sulting the Senate, 161. General powers of the magistrates ; the auspicia, 162. The coercitio, 167. Conflict between the powers of the magistrates ; the obn/umtiatw, 172. The right of prohibition, 173. The intercessio, 176. The civil and criminal responsibility of magis- trates, 181. The qualifications for office, 183. The formalities of candidature and election, 187. The insignia of office, 191. The Individual Maoistraoies 2. The dictator, 191. The magister equitum, 195. The consuls, 196. The praetors, 202. The aediles, 208. The quaestors, 212. The censors, 216. The plebeian magistrates, 233. The minor magis- trates, 234. CHAPTER V THE PEOPLE AND ITS POWIIKS Legislation, 238. Form of a lex, 242. Control of external matters, 243. Elective' powers, 245. Judicial powers, 245. Rescission of sentences by the people, 248. Remission of outlawry and amnesty, 249. Grounds of invalidity of popular acts, 249. The different comitia ; the comitia cwriata, 250. The comitia centvHata and its reorganisa- tion, 252. The comitia tributa, 253. The coneilivm, pleMs, 253. Elections to the religious colleges, 254. Formalities observed in the meetings of the assemblies, 255. CHAPTER VI THE SENATE Reasons for the growth of the Senate's power, 261. Method of appoint- ment of senators, 263. External distinctions of senators, 265. Reforms of Sulla, 266. Rules of initiative and debate in the Senate, 267. The xu ROMAN PUBLIC LIFE SECT. senatus consuUum and senatus auctoritas, 272. Powers of the Senate ; its probouleutic authority, 273. Suspension of magistrates, 275. Quasi-legislative power, 275. Power of exempting from laws, 276. Revising power, 276. Influence on jurisdiction, 277. Appointment of special commissions, 278. Declaration of martial law, 279. Police control, 282, Control of foreign policy, 282. Control of finance, 286. Control of religion, 287. CHAPTER VII THE INTBKNATIONAL RELATIONS OF ROME AND THE INOORPOBATION OP ITALY Difference between the Greek and Italian conceptions of international law, 289. International customs of Rome, 290. International relations with foreign states, 292. The jus gentium, 294. The federation of Latium, 295. Extension of the league and change in its character, 296. The organisation of Italy ; cmes and socii, 299. Proposals to extend the franchise, 310. Settlement after the social war, 312. In- corporation of Cisalpine Gaul, 314. OHAPTEil VIII THE OEQANISATION AND GOVERNMENT OP THE PROVINCES Origin of provincial government, 316. The conception of a promnda, 317. Free and allied cities, 317. Stipendiariae cimtates ; the lex promnciae, 318. Taxation, 319. The governor and his staff, 322. The spheres of administration, 324. Jurisdiction, 325. The provincial edict, 326. General estimate of provincial government, 328. CHAPTER IX THE RBVOLtTTION AND THE TRANSITION TO THE PBINCIPATE Objects of the party of reform, 331. Elements in the party of reform, 332. The balance of parties ; the equites, 333. The issue of the struggle, 334. The sole rule of Caesar, 336. The Triumvirate and the establishment of the Priucipate, 338. CHAPTER X THE PEINOIPATK The Powers of the PRmasps 1. The chief bases of the Prinoeps' authority ; the proconsulare imperium and the tribv/nioia potestas; nature of the imperium, 341. Powers CONTENTS 5E0T, connected with the imperium, 344. Powers connected with the tri- bunicia potestas, 346. The Princepa as consul, 347 ; as censor, 347. Extraordinary rights conferred on the Princep.9, 348. Dispensation from laws, 350. The Princeps as head of the state religion, 350. Titles, Insignia, and Honours of the Prinoeps 2. Appellatives and titles, 351. Insignia, 355. Other honours, 355. The domus Caesaris, 356. Amid and comites, 357. Creation, Transmission, and Abroqation of the Prinoipate 3. Election of a Prinoeps, 358. Designation of a successor, 360. Hereditary succession, 362. Deposition of a Princeps, 362. Recognition of a reign, 363. The other Powers in the State — the Magistraoy, the Cowitia, and the Senate m 4. The magistracy, 363. The individual magistrates, 367. The eorrdtia 371. The Senate, 373. The Chief Departments of the State; the Dval Control of Senate and Princeps The dyarohy, 377. Legislation ; legislative power of the eomitia, 377. Quasi -legislative power of the Senate, 377 ; of the Princeps, 378. Jurisdiction, 381. Division of civil jurisdiction, 382. The civil courts of appeal, 382. The appeal from the provinces, 385. Criminal juris- diction, 386. The criminal courts of appeal, 390. The power of pardon, 391. The dyarohy in administration, 393 ; in finance, 394 ; in the control of euUus, 397 ; in the control of coinage, 397. The extent to which the dyarohy was a reality, 397. The Senatorial and the Equestrian Nobilitt 6. The senatorial order, 399. The equestrian order, 402, The Functionaries of the Prinoeps 7. The praefeots, 406. Praefectus v/rbi, 406. Praefeetus praetorio, 409. Prae/eclus annonae, 411. Praefectus vigilum, 412. The curators, 413. The procurators, 414. Personal assistants ; the imperial secretariate 418. The imperial consilium, 420. XIV EOMAN PUBLIC LIFE CHAPTER XI ITALY AND THE PKOVINOBS UNDBE THE PRINCIPATE The ORaANisATiON OP Italy SECT. 1. Division into regions, 422. The downfall of tlie comAtia, 423. Limita- tions on local jurisdiction, 423. Institution of cwratores, 424 ; of eorrectores, 424. The alimentarmm, 425. TbE OnGANISATIOJf OF THE PrOVJNCSS 2. General character of the changes introduced by the Principate, 426. The public and the imperial provinces, 427. Change in the condition of the free and allied cities, 428. Methods of conferring immunity ; the jus Italicum, 429. Taxation, 429. Method of government in the public provinces, 432 ; in the imperial provinces, 434. Procuratorial governor- ships, 432. Government of the German provinces and of Egypt, 435. Romanisation of the provinces, 436. Change in the condition of the provincial towns, 437. The mvmera of their citizens and of the decurions, 439. Tbb Worship of the Eupbror 3. Origin and character of Caesar-worship, 440. Its extension, 441. Its effects, 442, APPENDIX I The two Assemblies of the Tribes, 445 APPENDIX II A Limitation of the Tribunate in the Reign of Nero, 447 INDEX FAOE (i.) of subjects -...,.. 453 (ii. ) of Latin words . . , . , . .457 (iii.) of passages from ancient authors referred to in the text 467 SELECT BIBLIOGEAPHY 1. THE POLITICAL INSTITUTIONS OV EOMB Hebzoo, E. — Geschichte vmd System der romiscAen Staatsverfassung. Leip- zig, 1884-91. Kablowa, 0. — Somische Rechtsgesehichte, Bd. I. ("Staatsreoht und Rechtsquellen "). Leipzig, 1885. Lanqb, L. — Somische AUerthilmer. Berlin, 1856-71. Madvxg, J. — Die Verfassung UTid Verwaltwng des romisehen Staates. Leip- zig, 1881-82. Mispoulet, J. — Les imstituHons poUtiques des Romains. Paris, 1882-83. MoMMSEN, Ta.—Bdmisehes Staatsrecht. Bd. I. ("die Magistratur "), IL Abt. i. ("die einzelen Magistraturen "), II. Abt. ii. ("der Principat"), III. ("Biirgersohaft und Senat"). Leipzig, 1887-88. MoMMSEN, Th. — Abriss des romisehen Staatsrechts. Leipzig, 1893. RuBiNO, J. — Untersuchungen iiber rom/ische Verfassimg v/nd Oesehiehte. Cassel, 1839. Schiller, H. — " Staats- und Rechtsaltertiimer " {Samdluch der Massischen Altertums-Wissenschaft, herausg. von Dr. Iwan von Miiller, Bd. IV. Abt. ii.). Munchen, 1893. WiLLEMS, P. — Le droit public Bomain. Louvain, Paris, 1888. Zobllek, M. — Somische Staats- v/nd Rechtsaltertwrner. Breslau, 1895. 2. THE CITY OF ROME, THE MONARCHY AND THE EARLY HISTORY OF ROME Bernhoeft, F. — Staat und Becht der romisehen Konigszeit im Verhaltniss zu verwandten Bechten. Stuttgart, 1882. Dyer, T. — The History of the Kings o/Bome. With a prefatory dissertation on its sources and evidence. London, 1868. Gilbert, 0. — GescMchte umd Topographic der Stadt Bom. Leipzig, 1883. Ihne, W. — "Early Rome, from the foundation of the city to its destruction by the Gauls" {Epochs of Ancient History). London, 1876. Lanoiani, R. — Ancient Bome im, the light of recent discoveries. London, 1888. Lanciani, R. — The ruins amd excavations of ancient Bome. London, 1897. XVI ROMAN PUBLIC LIFE Lewis, G. — An inqwiry into the credibility of the early Romom history. London, 1855. MiDDLBTON, J. — The remains of ancient Rome. London and Edinburgh, 1892. Pais, K—Storia di Roma. Turin, 1898-99. PoBHLMANN, E. — Die Anfdnge Roms. Erlangen, 1881. KiOHTBK, O. — Art. "Rom" (Baumeister, A. — Denkmdler des Tclassischen AltertuTns). Munchen, Leipzig, 1889. RiTBiNO, J. — Vhtersiichimgen (Abschn. ii. "von dem Konigthume "). Cassel, 1839. ScHWBGLKK, A.^ — Romischc Geschichte im Zeitalter des Kamipfs der Stdnde. Tubingen, 1853-58. 3. THE SENATE MoMMSEN, Th. — Rdmische Forschwngen, Bd. I. Berlin, 1879. Rtjbino, J. — UntersuchwTigen (Absohn. iii. "von dem Senate und dem Patriciate"). Cassel, 1839. ' WiLLEMs, P. — Ze Sinat de la Bipublique RoTnaine. Louvain, 1883-85. 4. THE EQT7ITES Bblot, E. — Bistoire des chevaliers Rom,ains eonsiderie dans ses rapports ave les diffirentes constitutions de Rome. Paris, 1869-73. Maeqtjardt, J. — Sistoriae equitum Romanorum Hiri quattuor. Beriin. 1840. 5. THE POPULAR ASSEMBLIES BoKGBATJD, C. — Le plebiscite dans V antiquiti. CfriceetRome. Geneva, 1886. HusoHKB, P.' — Die Verfassung des Kmigs Servius Tullius als Grwndlage zu einer romischen Verfassungsgeschichte. Heidelberg, 1838. MoMMSBN, Th. — Rdmische Forschungen, Bd. I. Berlin, 1879. KuBiNO, J. — Vhtersuchungen (Absohn. iv. "von den Volksversammlungen ") Cassel, 1839. SoLTAU, "W. — Entstehung und Zusammensetzung der altromischen Volks- mrsammlimgen. Berlin, 1880. SOLTAU, "W. — Die GiiltigJceit der Plebiscite. Berlin, 1884. 6. THE STATE DIVISIONS Beloch, J. — Der italische Bund unter Roms Hegemonic. Leipzig, 1880. HusoHKB, P. — Die Verfassung des KBnigs Servius Tullius. Heidelberg, 1838. KuBiTSCHBK, J. — De Romanarum tribuum origine et propagatione. Vienna, 1882. KuEiTSCHBK, J. — Imperium Romanum iributim discriptum. Vienna, 1889. MoMMSBN, Th. — Die romische Tribus m admimistraiiver Beziehung. Altona, 1844. SELECT BIBLIOGRAPHY xvn 7. ADMINISTKATION TJNDBE THE PEINOIPATB CuQ, E. — " Le oonseil des empereurs d'Auguste k DiocUtien" {M4moires pre- sents A I'Acadimie des inscriptions). Paris, 1884. HiRSCHFELD, 0. — Vhtersuchungen auf dem Gebiete der romisehen Ver- waltvmgsgeschichte. Berlin, 1877. LlBBENAM, W. — Forsahungen zv/r Verwaltungsgesehichte des romisehen Kaiser- reichs. Leipzig, 1888. LlBBENAM, W. — Die Laufbahn der Procwratoren Ms auf die Zeit Diocleticms. Jena, 1886. 8. THE CIVIL AND CRIMINAL OOITRTS Bbthmann-Hollwbo, M. A. von. — " Der romisohe Civilprozess " (,Der Ciml- prozess des gemeimen Bechts, Bde. I. II.). Bonn, 1864. Geib, G. — Geschichte des romisehen Criminalprocesses bis zum Tode Jus- tinians. Leipzig, 1842. Grebnidgb, A. — The legal procedure of Cicero's time. Oxford, 1901. Keller, F. L. von. — Der romische Civilprozess und die Actionen. 5te Ausg. bearbeitet von Adolf Wach. Leipzig, 1876. MOMMSBN, Th. — Riimisches Strafrecht. Leipzig, 1899. PuNTSCHART, V. — Die EntwicMv/ng des grundgesetzlichen Civilrechis der Bomer. Erlangen, 1872. RiTDORFF, A. — BSmische Bechtsgeschichte, Bd. II. Leipzig, 1859. Wlassak, M. — E'&mische Proeessgesetze. Eim, Beitrag zur Geschichte des Formula/rverfahrens. Leipzig, 1888-91. Wlassak, M. — Sdict und Klageform. Jena, 1882. ZuMPT, A. — Das Orvminalrecht der romisehen EepubliTc. Berlin, 1865-69. 9. private and criminal law Ctrcj, E. — Les institutions juridiqu^s des Eomams. Paris, 1891. OzTHLARZ, C. VON. — Leh/rbuch der Institutionen des romisehen Bechts. Prague, Vienna, Leipzig. 1895. GiRAUD, 0. — Sistoire du droit Bomain ou introduction historique a I'Uude de cetle legislation. Paris, 1847. Goodwin, 'P.— The Twelve Tables. London, 1886. Ihering, R. von. — Geist des romisehen Bechts auf den verschiedenen Stufe seiner UntuncMung. Leipzig, 1877-83. Kaklowa, 0. — Bomisehe Bechtsgeschichte. Leipzig, 1886. Laboulayb, E. — Essai sur les lois criminelles des Bomains concernant la responsibility des magistrals. Paris, Leipzig, 1845. MiTTEis, L. — Beichsrecht und Vollcsrecht in dem ostlichen Provinzen des romisehen Kaiserreichs. Leipzig, 1891. MoMMSEN, Th. — Bomisches Strafrecht. Leipzig, 1899. MciRHEAD, J. — Historical introduction to the private law of Borne. Second edition revised and edited by H. Goudy. London, 1899. xviu ROMAN PUBLIC LIFE Ortolan, E. — Mistoire de la Ugislation JRomaime. 1884. Ortolan, E. — Explication historique des vastituts de I'empereur Justinien. Paris, 1851. Rein, W. — Das Criminalrecht der Homer von Hamulus bis auf Justimiamus. Leipzig, 1814:. RoBT, H. — An introduction to the study of Justinian's Digest. Cambridge, 1886. EuDORFF, A. — JRomische Bechtsgeschichte. Leipzig, 1857-59. SoHM, R. — TJie institutes of Soman law. Translated by J. 0. Ledlie, with an introductory essay by E. Grueber. Oxford, 1892. VoiGT, M. — Die zwolf Tafeln. Oeschichte und System des Civil- und Criminal -Bechtes, wie Processes der XII. Tafeln nehst deren Fragm^nten. Leipzig, 1883. VoiGT, M. — Somische BechtsgescMchte. Leipzig, 1892. ZuMPT, A. — Das Criminalrecht der romisehen Bepublik. Berlin, 1865-69. 10. PUBLIC ECONOMY Cunningham, W. — "An essay on Western civilisation in its economic aspects" {^Ancient Times, Book III.). Cambridge, 1898. DuREAU DE LA Mallb, A. — Economie politique des Bomains. Paris, 1840. Makquardt, J. — Bomische Staatsverwaltwng, Bd. II. 2te Aufl., besorgt von H. Dessau und A. Ton Domaszewski. Leipzig, 1884. 11. SOCIAL CONDITIONS Fbibdlander, L. — Darstellungen aus der Sittengeschichte Boms in der Zeit mm August his zum Ausgang der Antoriine. Leipzig, 1888-89-90. Ingram, J. — A history of slavery and serfdom (ch. iii.). Loudon, 1895. Marquardt, J. — Das Privatleben der Bomer. 2te. Aufl., besorgt von A. Mau. Leipzig, 1886. VoiGT, M. — " Privataltertiimer und Kulturgeschiobte " (Eandbuch der klassischen Altertums- Wissenschaft, herausg. von Dr. Iwan von MiiUer Bd. IV. Abt. ii.). Miinohen, 1893. Wallon, H. — Sistoire de I'esclavage dans I'antiquiti. Paris, 1879. 12. THE GUILDS CoHN, M. — Zwm romisehen Vereinsreeht. Berlin, 1873. LiEBENAM, W. — Zur Geschichte und Organisation des romisehen Vereins- wesens, drei Untersuchungen. Leipzig, 1890. MoMMSEN, Th. — De collegiis et sodaliciis Bomanorum. Kiel, 1843. Waltzing, J. — Etude historique sur les corporations professionelles ehez les Bomains depuis les origines jusqu'd, la chute de I' Empire d' Occident. LouVain, 1895-99. SELECT BIBLIOGRAPHY xix 13. BBLIGIOUS OROANISATION IN ITS POLITICAL ASPECT Bbueliek, E. — Sssai sur h culte rendu aux Empereurs Jioma/ins. Paris, 1890. BoissiBR, G. — La religion Romaino d'Auguste aux Antonins. Paris, 1874. BoiTCHt-LECLEKCQ, A. — Les pontifes de I'ancienne lioine. Paris, 1871. GuiKAUD, P. — Les assemblies provinciales dans V Empire Eomavn. Paris; 1887. Makquardt, J. — "De provinoiarum Eomanarum oonoiliis et sacerdotibus " {Ephemeris Epigraphica, vol. i. pp. 200-14). MouRiOT, F. — Essai sur I'kistoire de I'AugustaliU dans I'empire Somain, Paris, 1895. , 14. THE MUNICIPAL TOWNS KuHN, E. — Die stddtische wnd bii/rgerliche Verfassung des romisehen Beichs bis aufdie Zeiten Juslinians. Leipzig, 1864-65. LiBBENAM, W. — Stadteverwaltung im romisehen Kaiserreiahe. Leipzig, 1900. MoMMSEN, Th. ' — "Die Stadtreehte der latinischen Gemeinden Salpensa und Malaca in der Provinz Baetioa" {Abhandlungen der philologiseh- Mstorisehen Glasse der kdniglich sdchsiscAen Gesellschaft der Wissen- aekaften, Bd. II.). Leipzig, 1857. 15. THE PROVINCES Arnold, W. — The Roman system of provincial administration to the accession of Constantine the Great. London, 1879. Marquakdt, J. — Romische StaatsverUialtung, Bd. I. Leipzig, 1881. MoMMSEN, Th. — The provinces of the Roman Empire from Caesar to Dio- cletian. Translated by William P. Dickson. London, 1886. 16. SOURCES AND DOCUMENTS Bruns, C. — Pontes juris Momani Ofntigui. Freiburg, 1893. KiPP, Th. — Quellenkunde des romisehen Bechts. Leipzig, 1896. 17. INSCRIPTIONS Corpus Inscriptionum Latinarum. Berlin. Inscriptiones Regni Neapolitani, ed. Mommsen. Leipzig, 1852. MoMMSBN, Th. — Res gestae dim Augusti ex monmmentis Ancyrano et Apollomensi. Berlin, 1883. Orblli-Hbnzbn. — Inscriptionum Latinarum selectarum collectio. Ziirich 1828-56. Peltier, C. — Res gestae dim Augusti. Paris, 1886. WiLMANNS, G. — Exempla inscriptionvmi Latinarum. Berlin, 1873. Dessau, H.—Inscriptiones Latinae Selectae, vp\. i. Berlin, 1892. XX ROMAN PUBLIC LIFE 18. DICTIONARIES OF ANTIQUITIES CONTAINING ARTICLES ON ROMAN CONSTITUTIONAL LAW Dakemebrg-Saglio. — DicHonnaire des antiquiUs Grecques et Bomaines (A to Lib). 1875, etc. Fault. — Eml-Encyclopadie der classischen AUerthumswissensehaft. 6 Bde. Stuttgart, 1839. Fault- WissowA. — Seal-Encyclopddie, etc. (a new edition of the above, A to Corn). 1893, etc. Smith. — Dictionary of Greek and Roman antiquities. Third edition, edited by W. Smith, W. Wayte, and G. E. Marindin. London, 1890. 19. HISTORIES OF ROME DURUT, V. — History of Rome and of the Roman people, from its origin to the establishment of the Christian Empire. Translated by W. J. Clarke. Edited by J. F. Mahaffy. London, 1883-86. Gardthausen, v. — Augustus und seine Zeit. Leipzig, 1891-96. Gibbon, E. — The history of the decline and fall of the Roman Empire. Edited by J. B. Bury. London, 1896-1900. Hertzberg, G. — Geschichte des romischen Kaiserreichs (Oncken, W. — Allgemeine Geschichte, Hauptabth. 2, Thl. 1). Berlin, 1880. How (W.) and Leigh (H.). — A history of Rome to the death of Caesar. London, 1896. Ihnb, W. — Romische Geschichte. Leipzig, 1868-90. Long, G. — The decline of the Roman Republic. London, 1864-74. Merivalb, C. — History of the Romans under the Empire. London, 1875-76. Mommsbn, Th. — TJie history of Roine. Translated by "W. P. Dickson. London, 1894. NiBBUHR, B. — Romische Geschichte. Neue Ausgabe von M. Isler. Berlin, 1873-74. NiBBUHR, "B.— History of Rome. Translated by Walter (F.), Smith (W.), and Schmitz (L.). London, 1827-44. Felham, H. — Outlines of Roman History. London, 1893. Fetbr, C. — Geschichte Roms. Halle, 1881. Rankb, L. YOS.—Weltgeschichte. Thl. II. ("die romische Republik und ihre Weltherrschaft "). Thl. III. ("das altrbmische Kaiserthum "). Leipzig, 1883. Schiller, H. — Geschichte der romischen Kaiserzeit. Gotha, 1883-87, CHAPTER I THE EARLIEST CONSTITUTION OF ROME ^ 1. The Growth of the City In the developed political life of Italy there is a survival of a form of association known as the pagus"^ — an ethnic or, at least, a tribal unit, which is itself composed of a number of hamlets {vici, oIkov). This district with its group of villages perhaps represents the most primitive organisation of the Italian peoples engaged in agriculture and pastoral pursuits.^ The pagus seems to resemble the tribe (tribus) of the fully formed city-state,^ while the vicus may often have represented, or professed to represent, a simple clan (gens). In the centre of the district lay a stronghold (arx, castellum), in which the people took shelter in time of danger. There are, indeed, traditions of isolated units still smaller than the p(igus. The clan is sometimes pictured as wandering alone with its crowd of dependants.* But migration itself would have tended to destroy the self-existence of the family; the horde is wider than the clan, and the germ of the later civitas must have appeared first, perhaps, in the pagus, later in the populus which united many pagi. The union may have been ' Pagus (connected etymologically with vifyvvm, pago, pango) implies the idea of " foundation" or "settlement." ^ Cf. Liv. ii. 62 "Inoendiis deinde non villamm modo, sed etiam vicorum, quibus frequenter habitabatur, Sabini exoiti." ' So Servius TuUius is said, according to one account, to have divided the territory of Rome into twenty-six^ajri. Pagus is Sij/ios in Greek (Festus p. 72), but this proves little as to its origin ; it is the pagus as part of a state that is thus translated. The drj/ios or Sa/ios in Greece had often been (as in Elis) a self- existent community. * Liv. ii. 16, Yet even here the Claudia gens is represented as expelled from a civitas. S> B 2 KOMAN PUBLIC LIFE CHAr. slight at first, and may often have been based merely on the possession of some common shrine. Much of the civU and criminal law was administered within the family in the form of a domestic jurisdiction which survived in historical Eome; but a common market would involve disputes, and these would have to be settled by an appeal to an arbitrator (arbiter) even before the idea of a magistracy was evolved. Lastly come military necessities whether of defence or aggression. It is these that create a power which more than any other makes the state. The mild kingship of the high-priest of the common cult gives way to the organised rule of an imperium, and the king, praetor or dictator, is the result, the coherence of infant organisation being dependent on the strength of the executive power. In the earliest city of Eome, to which we are earned back by tradition or archaeological research, this development has already been attained. The square city {Roma quadrata) was the enclosure of the Palatine, the " grazing-land " of the early Roman shepherd;^ the bounds of the oldest pomerium were known in later times to have been the Limits of this site,^ and traces of the tufa ring-wall may yet be seen. From this centre the city spread in irregular concentric circles.^ Traces of ritual have preserved a memory of a city of the seven hills (Septi- montium) — not those of the Servian Rome, but five smaller elevations, three (Palatium, Cermalus, Velia) on the older city of the Palatine, and two (Oppius, Cispius) on the newly-included Esquiline ; while two valleys on the latter (Fagutal and Subura) also bear the name montes,* and are, with the sites that really deserve the name, inhabited by the montani, who are distinguished from the pagani, the inhabitants of the lower-lying land beneath. It is not impossible that these seven " hills " were once the sites of independent or loosely connected villages (vici, or perhaps even pagi) which were gradually amalgamated under a central power, and, as the walls of the state could never have been coterminous with its territory, each successive enclosure must show the ' The ancients derived Palatine from the balare or palare of cattle (Festus p. 220) or from the shepherd's god Pales (Solinus 1. 16). It is perhaps derived from the root pa (pasco). See 0. Gilbert Oeschichte u. Topograpkie der Stadt Rom in Altertum i. p. 17. ^ Tac. Ann. xii. 24. ' This tendency is best exhibited in Eiohter's map sho-wing the extension oi Rome (Baiimeister DenTemiUer art. " Rom " Karte v.). ' * Festus pp. 340, 341. See Gilbert Topographie i. pp. 38, 162. r THE GROWTH OF THE CITY 8 incorporation, voluntary or enforced, of a far greater number of smaller political units than those which the fortifications directly absorbed. Modern inquirers, following up a further hint supplied by the survival of a ritual, have held that there was another advance before the epoch of the Servian Eome was reached, and that what is known as "the Eome of the four regions " survives in the sites associated with the chapels of the Argei,^ and is preserved in the administrative subdivisions of the city to the close of the Eepublic.^ To form these regions the Caelian, the Quirinal, and the Viminal hills were added, while the Capitol with its two peaks now became, not indeed a part of the town, but, as the " head " of the state, its chief stronghold and the site of its greatest temples. The final step in the city's growth was the enclosure associated with the name o'f Servius Tullius, a fortification extending beyond the limits of the true pomermm, which added to the city the whole of the Esquiline to the north-east, the Aventine to the south-west, stretched to the west to the bank of the Tiber where the Pons Sublicius crosses the river, and formed the enceinte of Eepublican Eome. It is possible that an amalgamation of slightly different ethnic elements may be associated with this extension of the city. That a difference of race lay at the basis of the division of the primitive people into their three original tribes was believed in the ancient, and has often been held in the modern world. The Titles (or Titienses) were supposed to be Sabine,^ the Eamnes (or Eamnenses) Eoman ; the Luceres were held by some to be also Latin, by others to be Etruscan. There is, however, a rival tradition of the artificial creation of these tribes by the first Eoman king,* and, when we remember the arbitrary applica- tion in the Greek world of tribe-names that had once been significant,^ we may hold it possible that the great o-ui/owcicr/^os 1 Varro L.L. v. 45 ff. " i.e. in the four city trites — Palatina (Palatine, Cermalus, Velia), Ssquilina (Oppius, Cispius, Pagutal), Suhu/rana or Sucusana (Coelius, Subura), Gollma (Quirinalis, Viminalie — a region outside the old Septimontium). See Belot Histoire des Chevaliers Romains i. p. 401 . ^ The Sahine origin of the Titles rested perhaps on the Sabine sacra of the sodales Titii (Tao. ATi/n. i. 54). Cf. the Thracian origin ascribed to the Eumolpidae at Athens on account of the character of their cult. * Cic. de Rep. ii. 8, 14 "populumque et suo et Tatii nomine et Lucumonis, qui Eomuli socius in Sabino proelio ocoiderat, in tribus tris . . . discripserat. " ' e.g. the manner in which the Ionic tribe-names were imposed at Athens after their primitive signification had been lost. 4 ROMAN PUBLIC LIFE chap. • typified by the name of Romulus was not accompanied by any large alien intermixture with the primitive Latin popu- lation. The existence of Sabine gods like Sancus, or Sabine ritual as typified in Numa Pompilius, is no more evidence of Sabine intermixture than the early reception of Hellenic deities is of Greek ; ^ and though it is possible that a Sabine tribe once settled on the Quirinal, and it is almost certain that at the close of the monarchical period an Etruscan dynasty ruled in Rome, yet the language, religion, and political structure of the early state were of a genuinely Latin type. There was, indeed, con- tact with peoples more developed in material civilisation or more gifted in their spiritual life, and to this contact the debt of Rome was great. Rome adopts the Ohalcidian alphabet ; she receives early Greek divinities such as Hercules, Castor, and Pollux ; she models her statue of Diana on the Aventine on that of Artemis at Massilia ; she imitates the Greek tactical organisation in her early phalanx. But it is very doubtful whether the obligation extended to the reception of the political ideas of Hellas. Parallels between Roman and Hellenic organisation may be observed in certain institutions such as the equites and the census ; but these are military rather than purely political, and in all the fundamental conceptions of public law — the rights of the citizens individually and collectively, the power of the magistrate and the divine character even of secular rule — Rome differed widely from the developed Greek communities with which she was brought into contact, and seems in her political evolution to have worked out her own salvation. The more developed civilisa- tion of Etruria doubtless filled up certain gaps in her political and religious organisation both by contact and by rule. The strength of the religious guilds (collegia) of Rome may be due in part to an imitation of the Etruscan hierarchy ; the refinements of the science of augury may also be Tuscan ; and tradition, as we shall see, derives from the same source the insignia of the Roman king. %2,. The Elements of the Population — Patricians, Plebeians, Clients The free population of Rome as a developed city-state was composed of the two elements of Patricians and Plebeians. The ultimate source of this distinction, which is undoubtedly ' Cf. Niese Grundriss der rSm. Gesch. pp. 20 sq. I THE ELEMENTS OF THE POPULATION 6 anterior to the foundation of the city, can only be a matter of conjecture; but the origin of the Patriciate may probably be explained as the result partly of earlier settlement, partly of superior military prowess. The warriors within the pale receive the new settlers, but only on certain conditions ; these conditions are perpetuated and become a permanent badge of inferiority. The happiest guess of the many made by Eoman antiquarians as to the origin of the Patricians was that they were originally the "free-born" men (ingenui), the men who could point to fathers (patres) and in their turn become full heads of families ^ — the men in short who, at a time when the family with its juristic head, and not the mere individual, was the true unit of Life, were the only full citizens of Eome. Such men alone could be partners in the true ownership of property, or sue and be sued in their own right,^ and such an exclusive right to a full personality in private law they claimed in virtue of their public services or privileges — the duty of taking the field on horseback or in heavy armour, the right of uplifting their voices in the assembly when they acclaimed a king or ratified a law. The whole free community, other than the patres or Patricians, is regarded as the " complement " of the latter, " the multitude " (plebs, plebeii) which, with the fully privileged class, makes up the state. ^ It is possible that, in a very primitive stage of Roman history, these Plebeians may all have been in the half-servile con- dition of clientship ; but, even when the earliest records of Eome are revealed to us, this has ceased to be the case. Not only has the son of the original client evolved a freedom of his own, but a man may become a plebeian member of Eome without subjecting himself to the degradation of dientela. No less than five ways are described or can be imagined in which the non- citizen could become a citizen, and at least one of these reveals the possibility of the perfectly free Plebeian. In the old life of the pagus and the gens, the weaker sought protection of the ' Cincius ap. Festam p. 241 " Patrioios Cincius ait in libro de comitiis eos appellari solitos, qui nunc ingenni vooentur." Cf. Liv. x. 8 (300 B.C. ; from the speech of Decius Mus) § 9 " Semper ista audita sunt eadem, penes vos auspicia esse, vos solos gentem habere, vos solos justum imperium et auspioium domi militiaeque "; § 10 "en unquam fando audistis, patrioios primo esse faotos non de ooelo demissos sed qui patxem oiere possent, id est nihil ultra quam ingenues ? " " Mr. Straohan-Davidson remarks (Smith Diet, of Antiq. ii. p. 354) that, on the evolution of the rights of the plebeians, these too should have been patrieii, but that the vtoid patricias survived as a "token of an arrested development." ^ Plebs is connected with the root which appears in compleo, impleo, ttXtjOos. 6 ROMAN PUBLIC LIFE ohAp. stronger by a willing vassalage, which ripened, when the sta,te was formed, into the Plebeiate which had its origin in clientship. A similar position was ultimately gained by the descendant of the manumitted slave. The stranger {hostis) from a city which had no treaty relations with Rome, or no relations which guaranteed a mutual interchange of citizenship, must, if he wandered to this new home, also make application to a patron and become his client. It is less certain what was the fate of the inhabitants of a conquered city who were violently deported to Eome. The annalists, indeed, represent such men as being received into the citizen body, and as becoming members of the tribe and the curia/''- but it is probable that in the pre- historic period they became clients, immediately of the king to whom they had made their subjection, ultimately perhaps of patrician houses to which he chose to attach them as dependants.^ In all these cases clientship may have been the original lot of the Plebeian ; but this could hardly have been the fate of the immigrant who moved to Rome from a city which already possessed the jm commercii with that state, and by the exercise of the right of voluntary exile from his native land (Jm exulandi) claimed the Roman civitas. The existence of such relations between Rome and cities of the Latin league is attested for a very early period, and they may even have been extended to cities outside the league.^ As the jus commercii implies the right of suing and being sued in one's own person before Roman courts, there seems no reason why such an immigrant should make application to a Roman patron ; * but, if he did not, he was in the chief aspects of private law a perfectly free man, and ' Liv. i. 28 "populum omnem Albanum Eomam traduoere in animo est, oivitatem dare plebi, primores in patres legere." Dionysius (ii. 35) represents the people of Caenina and Antemnae as being, after their subjection, enrolled ch (pv\ds Kctl ^pdrpas. ' Cf. Dionysius' account of Eomulus' institution of clientship (ii. 9 irapaKara- 9-/iKa^ Si ^dioKe tols TrarptKiois rods drffiOTLKoOs, ^Trtrp^^as ^Kdartfi . , . 6v airbs ^/SoiJXero vip-eiv irpoaTdrrjV . . . iraTpwvdav bvopAaas t^v irpoaTaffiav), ' 'She jus commercii has been read into the relations of Eome Trith Carthage as depicted in Polybius' second treaty [Polyb. iii. 24, 12 ii> StKe\liS6vioi irdpxovn, Kal h ^apxijSbvi irdvra Kal Troieiru Kal TruXelru (the Roman) Sira Kol T^J iroKlrp (the Carthaginian) l^eanvj. But jurisdiction here may have been the work of some international court, and the jus commercii, without the jus exulandi, would hardly have made a foreign immigrant a citizen of Eome. * Cicero shows that there was a controversy whether applicatio was consistent with emilium {de Oroct. i. 39, 177), "Quid? quod item in centumvirali judicio certatum esse accepimus, qui Eomam in cxilium venisset, cui Eomae exulare jus I THE ELEMENTS OF THE POPULATION 7 illustrated a status to which the quondam-client must from an early period have tended to approximate. Where the right of intermarriage {jus conuhii), as well as the right of trade, was guaranteed in a treaty between Rome and some other town, it is questionable whether this gift ever implied the possibility of matrimonial union with members of the Patriciate. It is at least certain that, at the time of the Twelve Tables (451 B.C.), and therefore probably from a very early period, a disability common to all the Plebeians was that they might not inter- marry with members of patrician clans. Yet, although there was this great gulf parting the two orders, it was possible for either class to be transferred to the status of the other. We shall see that tradition represents a vote of the Patricians in their assembly as a means sufficient to recruit their order by the addition of a new family ; while, after the Plebs had evolved an assembly of its own, a transitio ad plebem might be effected by an act of that body.'- Adoption from a patrician into a plebeian family produced the same result. That the clientship of which we have spoken was not peculiar to Eome, but was an old established Italian institution, is a truth reflected in the legend of the gens Claudia which moved from Eegillum to Eome with a vast multitude of dependants.^ It is separated by but a thin line from slavery. While the latter was based on conquest in war, the former was probably the result of voluntarily-sought protection in the turmoil of a migratory life, or perhaps at times the consequence of the suzerainty of a powerful village being extended over its weaker neighbours. In the developed state the principal object of this relation is legal representation by the patronus, for the client possesses no legal personality of his own. For the condition of the client we can but appeal to that of the slave and the son esset, si se ad aliquem quasi patronum applicavisset intestatoque esset mortuus, nonne in ea causa jus applicatiouis, obscurum sane et ignotum, patefactum in judioio atque illustratum est a patrono ? " ' Zonaras vii. 15. P. Clodius first tried this method ; when it was opposed he resorted to the artifice of adoption. Courtly writers imagined a transitio for the plebeian Ootavii, Suet. Aug. 2 "Ea gens a Tarquinio Frisco rege inter minores gentes adleota . . . mox a Servio TuUio in patricias transducta, pro- oedente tempore ad plebem se oontulit." 2 Liv. ii. 16 (504 B.C.) "Attus Clausus (driven out from Eegillum) magna olientium comitatus manu Eomam transfugit. His civitas data agerque trans Anieuem . . . Appius inter patres (i.e. the Senate) lectus baud ita multo post in principum dignationem perveuit." Cf. Suet. Tib, 1. 8 ROMAN PUBLIC LIFE chap. of the family. .Such property as he possessed may have been merely a pecuHum, the small accumulation of cattle and means of husbandry which his master allowed him to form ; had the client wronged a citizen, we may assume that his body might be surrendered in reparation of the damage (noxae deditio) ; the origin of Eoman occupation of land on sufferance (precario) may perhaps be traced to the permission by the patron to till a little plot of land which might be resumed at will ; ^ in default of direct heirs (mi heredes) such personal belongings as the client possessed may have fallen to the members of the protecting clan {geniiles), for it was to the clan rather than to the family that he was attached. The description which we possess of the mutual obligations of patrons and clients,^ although it contains many primitive elements, obviously refers to a time when the client was allowed to possess property of his own and was often a man of consider- able wealth, but when, in spite of this power, he does not seem to have appeared in person in the public courts. It was the duty of the Patricians to interpret the law to their clients, to accept their defence in suits, and to represent them when they were plaintiffs.* The client, on the other hand, was bound to help to dower the daughter of the patron if the latter was poor ; to pay the ransom if he or his son were captured by enemies ; and, if his lord was worsted in a private action or incurred a public fine, to defray the expense from his own property. If any of these duties were violated by the client, he was held guilty of treason {perduellio), and as the secular arm suspended him from the unlucky tree, so the religious power devoted to the infernal gods the patron who had woven a net of fraud for his dependant.* Even after the effective infliction of religious sanctions had dis- appeared, the duty to the client ranked only second to that which was owed by a guardian to his ward.^ The earliest ' Savigny Recht des Besitzes (7th ed.) p. 202. On the general condition of the client see Ihering Geist des rSm. Rechts i. p. 237. =■ Dlonys. ii. 9, 10. ' i^yiyeuiBai rb, Skaia . . . Si'/cas Xayxi-veiv . . . to!: iyKoKoOnv iwix^iv (Dlonys. ii. 10). If representation in the civil courts is meant, it must have resembled that of the paterfamilias, who sues in his own r^ht, for procuratory was unknown in early Roman procedure (Just. Inst. iv. 10 " cum olim in usu fuisset alteriua nomine agere non posse "). * Verg. Aen. vi. 609 "fraus innexa clienti." Cf. Servius ad loo.. " Gell. V. 1^ "Conveniebat ... ex moribus populi Romani primum juxta parentes locum tenere pupillos debere, fidei tutelaeque nostrae creditos ; secundum I THE ELEMENTS OF THE POPULATION 9 clientship was strictly hereditary ; but the bond must have become weaker with successive generations, after the evolution of plebeian rights, and at a time when cUentes themselves possessed votes in the comitia cwriata} Nay, the Plebeian at this period may himself be a patron, and his attainment of full citizenship in private law must have been held to qualify him for this duty of protection. Yet the client body still continues to be recruited by new members ; for the antique form of appUcatio still exists, and the manumitted slave owes duties to his patron. We know too that in the fourth and third centuries the patronal rights over the freedman extended to the second generation.^ A faint trace of hereditary clientship, based on a purely moral sanction, and accompanied perhaps by the performance of some of the duties of the old relationship, still exists in the second century. The family of Marius, we are told, had been clients of the plebeian Herennii, and some of the rights of the relation- ship were held to extend to him. But we are also told that at this period a principle was recognised that this bond was for ever broken by the client's attainment of curule office,* that is, by the ennoblement of him and his family. § 3. Roman Family Organisation — The Gens, the Familia, the Bondsman and the Slave — The Disposition of Property — The Conception of "Caput " The clan (gens) was an aggregate of individuals supposed to be sprung from a common source, a social union, with common rights in private law, which had as its theoretical basis the notion of descent from a single ancestor. According to the juristic theory of the clan, all its individual, members would, if their descent could be traced through every degree, have sprung from two individuals who were within the power of this ultimate eos proximum locum clientes habere, qui sese itidem in fidem patrooiniumque nostrum dediderunt." The third place was filled by hospites, the fourth by cognaii and adfines. > Liv. ii. 66. ^ Suet. Claud. 24 "(Claudius) Appium Caecum censorem (312 B.C.) . . . libertinorum tilios in senatum allegisse docuit ; ignarus temporibus Appii (312-280 B.O. ) et deinceps aliquamdiu ' libeitinos ' dictos, non ipsos qui manu emitterentur- Bed ingenues ex his procreatos." 8 Plut. Mar. 5. \0 ROMAN PUBLIC LIFE chap. ancestor, a sign of this original potestas being the common gentile name.''^ The members of a clan are to one another either agnati or gentiles. In many cases the difference of nomenclature was based merely on the degree of certainty in the relationship. They were agnati when the common descent could be traced through all its stages ; they were gentiles when the common descent was only an imagined fact, based on the possession of a common name. As a rule agnati are also gentUes ; but there might be groups of agnates who could never be gentiles — groups, that is, of proved relationship through the male line, who could not, for reasons which we shall soon specify, form a gens. If we believe that the Roman Patriciate represented those who alone possessed the legal status of heads of families (patres) ^ — since, thefamilia being the unit of the clan, the rights of a clan- member (gentilis) imply the position of a paterfamilias — it 'follows that the Roman gentes were, as they are represented by tradition, originally exclusively patrician, and that the terms gentilis, gentilitas implied a perfect equality of status among the only true members of the state. The words became restricted to a certain section of the com- munity in consequence of the evolution of plebeian rights, i.e. in consequence of the Plebeians becoming in strict law patres familias. The logical consequence of this should have been, where groups of such families bore a common name and were believed to have a common descent, that these groups should form gentes. But history is illogical, and this conclusion was not reached. No such group could possibly form a gens of its own, if it could be regarded as having been originally in dependence on a patrician clan. Although in course of time legally independent and freed from all trammels of clientship, it was yet disqualified from clan-brotherhood by this original connexion ; it remained an offshoot (stirps), a mere dependent branch, and could never be a self-existent gens. This disqualification is exhibited in the definition of gentilitas given by the jurist Scaevola (consul 133 B.C.), which gives as two of its conditions free birth in the second degree, and the absence of servile blood in one's ultimate ancestry.* ' Pestus p. 94 "gentilis dicitur ex eodem genere ortus et (!) is qui simili nomine appellatur. " ^ p. 6. ' Cic. Top. 6, 29 " Gentiles sunt inter se, qui eodem nomine sunt ; qui ab ingenuis oriundi sunt ; quorum majorum nemo servitutem servivit ; qui capite non sunt deminuti." I ROMAN FAMILY ORGANISATION 11 This definition excludes from membership of a gens all those Plebeians wh6 had sprung originally from emancipated slaves. No one who could be proved to have the taint of servile blood could ever be a gentilis. But there is every reason to believe that sermtus was interpreted in a further sense, that clientship was regarded as a quasi-servile position, and debarred a group of families, whose ancestor could be proved to be a client, for ever from being a clan. As a rule it would have been difficult, if not impossible, to furnish this proof ; but there was one legal sign of it — the bear- ing by a plebeian stirps of the same name as a patrician clan. The presumption of the law, in the case of the coexistence of a plebeian group of families with a patrician group of the same name, was apparently that the former had once been cUents of the latter, and could never, therefore, form a gens of their own.^ But, if there were plebeian families that had no origin in clientship, there was nothing to prevent these from ■ being gentes. It is true that Patricians sometimes made the claim that all the plebeian families had originated from clientship.^ But this is, as we saw,^ probably not true of the origin of many of the plebeian families, and there is abundant evidence that the theory was not recognised by law. We know, for instance, that gentile inheritances were shared by the plebeian Minucii, and gentile sepulchres by the plebeian PopiUi.* The foregoing description shows that the gens rests on a natural basis, that it professedly represents the widest limits of blood-relationship ; hence it would seem to follow that it could not be artificially created or its members redistributed ; that the numbers of the clans could not be regulated numerically, ' The test is illustrated \>j a controversy between the patrician Claudii and the plebeian Claudii Marcelli, Cio. de Orat. i. 39, 176 "Quid ? qua de re inter MarceUos et Claudios patrioios centumviri judicarunt, cum Marcelli ab liberti filio stirpe, Claudii patricii ejusdem hominis hereditatem gente ad se rediisse dicerent, nonne in ea causa fuit oratoribus de toto stirpis et gentilitatis jure dicendum?" Suetonius {Tib. 1) says of the clan of the Claudii Marcelli, as compared with their patrician namesakes, "nee potentia minor nee dignitate." ^ Liv. i. 8, quoted p. 5. " p. 5. * Cic. in Verr. i. 45, 115 "Minucius qnidam mortuus est ante istum (Verrem) praetorem ; ejus testamentum erat niillum. Lege hereditas ad gentem Minuciam veniebat"; de Leg. ii. 22, 55 "Jam tauta religio est sepulchrorum, ut extra sacra et gentem inferri fas negent esse ; idque apud majores nostros A. Torquatus in gente Popilia judicavit." 12 ROMAN PUBLIC LIFE chap. except conceivably by the addition to the existing number of a precise number of added clans — a most improbable procedure ; and that, as being a natural and not an artificial creation, it was a union which was not likely to be of primary importance politically, and the rights of whose members were in all probability those of private rather than of public law. These expectations are verified, but the attempts to point out certain purely political characteristics of these associations deserve examination.^ (i.) It has been held that the clans were the unit of voting in the original popular assembly at Eome, the comitia curiata.^ But the passage on which this conclusion is based only implies that, originally, membership of this comitia depended on posses- sion of a gens; eventually, at a time when the curia included Plebeians, on possession of a familia, and therefore presumably of a stirps or genus. (ii.) A distinction is presented by ancient authorities between the gentes majores and minmes — a distinction within the patrician gentes that survived into the Eepublic. Of the gentes minores we know but one name, that of the patrician Papirii ; ^ a list of some of the gentes majores has been reconstructed with some plausibility from those clans which furnished prindpes senaius; they are the Aeinilii, Claudii, Cornelii, Fabii, Manlii, and Valerii.* Tradition is inclined to represent this distinction as having originated politically,^ but it is a tradition working on the impossible hypothesis that the Patriciate derived its origin from member- ship of the Senate. This political distinction doubtless existed within the Senate ; but it was probably derived merely from the respective antiquity, and therefore dignity, of the gentes 1 The theory of the artificial origin of the gens is based on the symmetrical figures given by tradition. The full numbers of the early gentes are given as 300 ; these are symmetrically divided, ten into each of the thirty curiae, as the curiae are divided into the three original tribes. Hence Niebuhr {ffist. Home i. p. 319) says, "The numerical scale of the gentes is an irrefragable proof that they were not more ancient than the constitution, but corporations formed by a legislator in harmony with the rest of his scheme." ^ Niebuhr op. oit. p. 333 ; from Laelius Felix (ap. Gell. xv. 27) " Cum ex generibus hominum suffragium feratur, curiata comitia esse " {genus because the assembly came to include Plebeians, some of whom had no gentes). * Cic. ad Fam. ix. 21, 2. * Momms. Staatsr. iii. p. 31. ^ Cio. de Rep. ii. 20, 35 " (L. Tarquiniua) duplicavit ilium pristinum patrum numerum ; et antiques patres majorum gentium appellavit, quos priores sententiam rogabat ; a se ascites mlnorum"; Liv. i. 35 " (Tarquinius) centum in patres legit ; qui deinde minorum gentium sunt appellati." I ROMAN FAMILY ORGANISATION IS from which its members were drawn. And this association with the Senate leads us naturally to the third question connected with the political character of the genfes, i.e. their relation to the primitive council of the state. The theory of an ultimate connexion between the two originates with the correspondence of the number of the gentes and of the Senate. Both are given by tradition as 300. The Roman community is said to have originated with the amalgamation of three domains (tribus) into one.^ The rise of the Senate from 100, its original number as constituted by Romulus, to 300 as its final number, is accounted for by the gradual amalgamation of these three tribes with their 100 gentes each.^ A parallel to the original centumviral constitution of the Senate is found in the centumviri of the Italian towns, and* is supposed to be derived from the same invariable division of a tribus into 100 gentes.^ The chief objections to this view are the symmetrical number into which it divides the gentes, and the fact that the Senate is, according to the best tradition, a body of nominees selected by the chief magistrate. But yet there is an element of truth in the theory. The Senate did rise from 100 to 300 in" con- sequence of the incorporation of fresh elements into the com- munity, and therefore in consequence of an increase of the gentes. The kings and early consuls would doubtless, in the exercise of their powers of selection, wish to see each of the patrician clans represented in their council. Hence the addition of new clans would add new members to that body, and hence the inferior place occupied in the Senate by the gentes minores, the younger branch of the Patriciate. Although the clan itself was inexpansive, the number of the clans, even in the old patrician community, was not. It was possible for new gentes to be added to the community, and even for old gentes to quit it. Tradition speaks of the reception of six clans that had once belonged to the parent state of Alba — the Cloelii, Curiatii, Geganii, Julii, Quinctilii (or Quinctii), and Servilii ; * and Sabine races as well, such as the Valerii,^ are also said to have been admitted. The reception of new gentes was ' p. 3. ^ The gentes mmores are sometimes identified with the gentes of the last admitted of thSse tribes, the Luceres (Ortolan Hist, of Roman Law i. § 33). * Momms. Hist, of Rome bk. i. oh, v. ' LIt. i. 30 ; Dionys. iii. 29. » Dionys. ii. 46. 14 EOMAN PUBLIC LIFE chap. efiected by the Patricians and, as we should expect, by the assembly which represents the whole patrician body, the comiiia ewriata, under the presidency of the king. They were coopted by their peers,i and it is imptobable that the patrician order could have been recruited by the act of the king alone.^ He might conceivably have chosen Plebeians as members of his advising body, the Senate, as the first consuls are said to have done,^ although such a selection is extremely improbable; but even this act would not have raised such Plebeians to the Patriciate. The admission of new gentes implies that foreigners, or even a portion of the plebeian body, might be coopted into the Patriciate ; in the former case it might be the reception, in the latter the creation, of a gens. This possibility of recruiting the patrician order* — whether by the creation or reception of gentes — ceased during the Eepublic, because the assembly of the Curies came eventually to admit Plebeians, and there was no political assembly composed exclusively of members who fulfilled all the conditions of being gentiles. The only instance of the expulsion of a gens preserved by legend is that of the Tarquinii ; and the decree that this whole clan had forfeited its right to be a member of the Roman state is said to have been passed by the Populus.* The account of gentes being received into the Roman com- munity is accompanied by a tradition of their keeping together in their new settlement. Thus the Claudii, on the reception of the civitas, are said to have received a special tract of territory across the Anio for themselves and their clients.^ Such a tradition at once suggests a close connexion between the gens and the soil, which there is no reason to doubt. But the further questions have been raised, whether the gens as a whole was the owner of the land on which it settled, and whether this • Liv. It. 4 " nobUitatem Testram per oooptationem in patres habetis *' ; Suet. Tii. 1 "gens Claudia in patrioios oooptata." So Servius and Numa are said to have been transferred by the Populus from the ranks of the Sijfws to those of the irarpiKLoi. ^ As is implied in Suet. Aug. 2 (quoted p. 7). " Dionys. t. 13. ^ Liv. ii. 2 "Brutus ad populum tulit ut omnes Tarquiniae geutis ezsules essent"; Varro ap. Non. p. 222 "omnes Tarquinios ejioerent, ne quam reditionis per gentilitatem sperr. haberent. " ' Suet. Tib. 1 " Patricia gens Claudia. . . orta est ez Eegillis, oppido Sabinornm . . . post reges ezactos sexto fere anno, in patricias cooptata. Agrum Insuper trans Anienem clientibus, locumqne sibi ad sepulturam sub Capitolio, publice acoepit." Cf. Liv. ii. 16 (cited p. 7). ROMAN FAMILY ORGANISATION 15 was the form of common possession recognised in early Rome. It must be admitted that tradition knows nothing of such a tenure. Dionysius represents the territory given to the Claudii as destined to be divided up amongst the various familiae of the gens ; ^ while in other accounts of land-assignments we hear of such being made to the curia (pa.Tpa) ^ or to individuals (viritim),^ but never to the clan. Yet a plausible theory of common possession has been based on the survivals both of legal terms and of clan rights.* Amongst the terms describing early territorial possession we have, apart from ager publicus, the heredium and the ager privatus. The private possession of the heredivm is attributed to Eomulus,^ and is thus regarded as a modifica;tion of some form of common tenure; and the heredium consisted of only two jugera,^ an amount obviously insufficient for the maintenance of a family. Hence there must have been ager privatus as well, owned by some larger unit, and this unit would naturally have been the gens. It has also been thought that the terms descriptive of individual ownership — manus, mancipium — referred originally to movables,' as though immovables belonged to a common stock. Lastly, we find connected with the clan the survival of a corporate right to property and collective duties connected with it. According to the rules of regular intestate succession, in default of the suus heres, property lapses to the proximus agnaius and then to the gentiles;^ and it was in con- nexion with this right, which lasted down to the end of the Eepublic,® that the definition of a gentilis was of such legal importance.^" This inheritance is by the gentiles as a whcde, for there is no proximus gentilis, and in historic times it must have been an inheritance by individuals, the property being divided amongst those who could prove their claim ; but it may be the relic of an earlier inheritance by the gens as a corporation. But the gentiles have rights in a corporate capacity as well. ' Dionys. v. 40. ' ib. ii. 7. ' Cic. de Rep. ii. 14, 26. * Momms. Staatsr. iii. p. 23. » Varro R.R. i. 10, 2 ; of. Plin. E.N. xix. 4. * Festus p. 53 " Centuriatus ager in ducena jugera definitus, quia Bomulua centenis oivibus ducena jugera tribuit. " ' It is passible, however, ihaXmanus in such expressions is merely the symbol of power. ^ " Si adgnatus neo escit gentiles familiam habento.'' ' Suet. Caes. 1, of Caesar's refusal to divorce Cornelia ; as a consequence he was "uxoris dote, et gentiliciis haereditatibus niultatus." " p. 10. 18 EOMAN PUBLIC LIFE chap. By the Twelve Tables they have the guardianship of the insane ^ and a reversionary right of guardianship over women and children. 2 Guardianship (tutela) must have given them all the rights of a person in Eoman law, to exercise which they must have had a personal representative. But this devolution itself shows the gens acting as a corporation. Of corporate action in their own interests, or with a view to the interests of the state, there is little evidence, although there are traces of common activity for the purpose of keeping up the dignity of the family. The patrician Claudii repudiate by com- mon agreement \he praeruymen "Lucius," because two of its bearers had been respectively convicted of highway robbery and murder,* and the patrician Manlii renounce the praenomen " Marcus " in consequence of a crime committed by a clansman of that name ; * but such an agreement could hardly in historical times have had other support than the will of individual members to observe it. Perhaps the closest of the later ties of the gens were its common worship and sacrifices. They never, as in Greece, rose to the rank of great public worships, but excessive care was taken by the state to maintain them ; chiefly from the view that, if the worship of a race died out, the community would lose the favour of the divinity to which it had belonged. Hence the close connexion of gentile sacra with property and inheritance.* Property, in the last resort, passed to the gentiles ; and the sacra, that they might be maintained, were a necessary burden associated with it. For the sacra to pass out of the family was of littlie importance ; had they passed out of the gens, there was no security for their continuance. In cases of transition from a family of one clan to a family of another, it was the duty of the pontifices to inquire how the continuity of the sacred rites might be maintained,® and hence one of the forms observed in the case of a change of gens by adrogation was the sacrorum detestatio, a ' "Si furiosus escit, ast ei cnstos nee escit, adgnatnm gentiliumque in eo pecuniaqne ejus potestas esto." ^ Cio. pro Dovw 13, 35. = g,,et 2iij_ i_ * Cio. Phil. i. 13, 32. " Maine Aneient Law pp. 6, 27. ' Cio. pro Domo 13, 35 "Quas adoptiones (i.e. legal ones) . . . hereditates nominis, pecuniae, safirorum secutae sunt. Tu . . . neque amissis saoris patemis in haeo adoptlva venisti. Ita perturbatis sacris, contaminatis gentibus, et quam doseruisti et quam polluisti, eto."; de Leg. il. 19, 48 "haeo jura pontificum anotoritate consecuta sunt, ut ne morte patris familias sacrorum memoria occideret iis essent ea adjunota, ad quos ejusdem morte peounia venerit." The transmission was thus a part oi jus pontificium, not of jus civile. Cf. Serv. in Aen. ii. 156. I ROMAN FAMILY ORGANISATION 17 public declaration that the individual who sought this change had ceased to claim any participation in the sacra of his race. The care for the continuity of the sacra of the clan was long one of the professed, and perhaps real, bars to marriage between Patricians and Plebeians.^ This question of the sacra is an index to the fact that membership of a gens might be either natural or artiiicial. The natural mode of entrance was by birth ; and in the case of the patrician clans, before the right of intermarriage was extended to the Plebs, marriage with a patrician mother and by the ceremony of the confarreatio was necessary to constitute gentilitas for the child. Later any form of marriage sufficed, as it had doubtless always done in the case of the plebeian clans. The chUd, in accordance with the patriarchal principle, belonged to the clan of his father. The form of religious marriage peculiar to the Patricians necessitated a change of gens on the part of the wife ; for a woman married by the ceremony of confarreatio became a partner m the property and sacra of her husband,^ and there is even some trace of her having originally changed her gentile name as well.* The ordinary plebeian form of marriage by mere agreement {consensus), which ultimately became almost universal, did not lead to a woman's falling into the potestas of her husband, unless this power were assumed, originally by prescriptive right (usus), later by the ceremony of fictitious purchase {coemptio). In such a case she became a member of her husband's family, but it is question- able whether the logical conclusion was pressed and she also became a member of his gens. The anomaly, if it existed, may perhaps be explained by the fact that the Plebeians, who evolved these forms of marriage, had, as a rule, no gentes. The clan might also be changed by adoption. Adrogatio — perhaps the only form known to the old patrician community — was the method by which the head of a family voluntarily sub- mitted himself to the potestas of another. Adoptio, on the other hand, was the change from one potestas to another. If there was ' Cf. the story of Verginia in Liv. x. 23 (296 B.O.) " Verginiam Auli filiam patriciam plebeio nuptam L. Volumnio consuli matronae, quod e patribus enupsisset, sacris arcuerant." She then founds an altar to "Pudicitia plebeia," in imitation of that to " Pudicitia patricia." ^ &v5pl KOLvbjvbv air6,vTit)v x/ji/judrwp re koX lepwv (Dionys. ii. 25). ' Plut. Qu. Rcrm. 30 A(i tI t^iv vifi^r/v eladyovres \^eip KeXeioviriV "Otov ffi Tdi'os, iyi> ViXa ; 18 ROMAN PUBLIC LIFE chap. a form of true adoption by patrician law,^ it has been lost to us, and the earliest that we hear of is the plebeian form by threefold sale recognised in the Twelve Tables. At a later period it might also be effected by a written testament. The family {familia) ^ in its original and proper meaning is the aggregate of members of a household under a common head; this head was the paterfamilias — the ovly member of the house- hold who possesses legal rights. The two ideas underlying the Eoman conception of the family are those of unity and power, and both are singularly perfect. The former is attained, and the latter exercised, by the head. It is through him alone that the family is a person ; and the authority he wields over the members subordinated to his will is called potestas? The power over the children is described as patria potestas, as over the slave it is dominica. The two do not differ legally ; there is only a difference of ethical signification. Under this potestas fall, firstly, the children, both sons and daughters ; secondly, the descendants of these children ; thirdly, the wife united to her lord by a form of marriage which makes her a member of the family ; fourthly, the wives of the sons and grandsons who have entered the familia by a similar binding form of marriage. There is a complete absence of independent rights amongst these members of the household. As to the wife, any property that she might be possessed of, or which she acquired, passed absolutely into the power of her husband. He was responsible for her conduct and possessed the right of moderate chastisement. Severer punishment for wrongs to the household required the support of the family council. No legal action might be brought by the woman against her lord, for they were not two personalities, but one. He might divorce her on good grounds,* but if she were married under a form which subjected her to his power, she had no legal means of freeing herself from his tyrannous rule. Her position is that of a daughter and she inherits equally with her children. The decision as to whether the ^ e.g. a testamentary adoption by a putlio act in the amiitia calcUa. ^ Familia is etymologically a "household." Cf. Sanskr. dhA "to settle," dhAman "settlement." » The or^al term was, perhaps, manv^ signifying "power" (see p. 32), but this word came in course of time to be restricted to the control over the wife who had become a member of the/amiiia. * Plutarch (Rom. 22) quotes a law of Romulus allowing the divorce of the wife ^ttI 4"^pfuiKelf riKVUiv ij KKeiSdv iTTojSoXg Kal /iotx^vSeurav. I ROMAN FAMILY ORGANISATION 19 child of the marriage was to be reared (liberi susceptio) belonged to the father, but was, in the interest of the state, subjected at an early period to certain modifications. The " laws of Eomulus " — that is, the early pontifical law — enjoined the rearing of every male child and of the first-born of the females ; the exposure of offspring was to receive the assent of five neighboiu-s,^ and disobedience of these canons was to be visited with severe penalties on the parent who neglected the welfare of the state. The children and their descendants are never released from the absolute rule of the father as long as he lives. They cannot own property ; for all that they acquire belongs to the common stock and is at the disposal of the head of the family. At best the father might permit the son, as he might permit the slave, to employ his own earnings for his own use. This is the pecwlium. Yet the grant is a mere concession, and one which may be with- drawn at any moment. If the son dies it lapses to the father ; if the father dies it falls to the heir. The child, as having no property, cannot give satisfaction for wrongs which he has committed. He is regarded as irre- sponsible, and responsibility for Ms conduct devolved on the father, who might either give compensation to the injured man, or surrender the delinquent for him to visit with his vengeance, or to use as a means of working out the damage {noxae deditio);^ in the latter case the child becomes for ever the property of another. The father might sell him ; if beyond the limits of the country, the son becomes a slave ; if within the limits, he is one in private though not in public law (in causa mandpii), and exchanges servitude to the father for that to the purchaser. In an age which recognised no free contract of labour, the sale of the son was a means of putting him out to business.^ The injunction of the Twelve Tables (perhaps the recognition of a custom far earlier than this law) that the thrice-repeated sale of. a son involved loss of the patria potestas,^ was an attempt to put an ' Dionys. ii. 15. ^ This Jus noxae dationis first disappears finally in the law of Justinian {Tnst. iv. 8, 7 ; Dig. 43, 29, 3, 4). Before its abolition a modification had been intro- duced by the rule that, when the child had acquired an equivalent for the damage he had caused (quantwin da/mmi dedit), the owner should be forced to manumit him. ' Even by Constantine the sale of new-bom children (sanguinolenti) was permitted, but only propter nimiam paupertatem {God. 4, 43, 2). * " Pater si filium ter venum duuit, filius a patre liber esto." It has been thought, however, that by the time of the Twelve Tables the sale had become merely fictitious. 20 ROMAN PUBLIC LIFE chap. end to an inhuman traffic. The child as a thing might be stolen or detained, and as such be the object of recovery. In this case the father " vindicates " him as he would a chattel or a beast that had strayed from the homestead. -^ The father might scourge or imprison his child,^ even put him to death. The formula employed in adrogation (the procedure by which a man puts himself into the paternal power of another) shows that the jus vitae necisque was the most distinctive aspect of the patria potestas? It was a power never questioned throughout the whole of Eepublican history, and which received no legal limitations until the time of the Middle Empire.* Sometimes it was employed as a means of saving the honour of the family, and there are instances of the son guilty of theft, the daughter of unchastity, being thus put to death ;^ sometimes it was enforced in the interest of the state to punish a public crime.* Although law is in a sense an outline of life, it would be very misleading to fill up the content of Roman private life by analogy with this harsh outline. Like most of the theory of Roman law it had little correspondence with the facts ; and this non-correspondence of fact and theory is the source of the strength and the beauty of Roman family life. If legal obliga- tions do not exist between husband and wife, father and child, their place, in a civilised community, must be taken by moral obligations ; and the very absence of legal sanctions will make these moral bonds peculiarly strong. It was so with the Roman family. It was an isolated, self-existent unit. The members clung closely to one another and to their head. The power of the father — the source of the unity of the household — fostered the devotion to the hearth, the love of home, which ^ This vmdicatio JUii was in later Roman law replaced by a writ issued by the praetor {interdictum de liberis exMbendis), the effects of which were like that of Habeas Corpus. ^ Dionys. ii. 26, 27. ' GeU. v. 19, 9. * Hadrian punished the liilling of a son with deportation {Sig. 48, 8, 5) ; Constantine declared it pcrricidium. ° Instances are given in Voigt {Zwolf Tafeln ii. 94). M. Fabius Bnteo (223-218 B.C.) put his son to death as a punishment for theft (Oros. iv. 13), and a certain Pontius Aufldianus his daughter for Immorality (Val. Max. vi. 1, 3) ; there are also instances of banishment inflicted by the father, presumably under the threat of inflicting the death penalty if the children returned. ^ We may cite two instances lying at the very extremes of Bepublican history, the semi-mythical one of L. Junius Brutus in 509 (Plut. Popl. 6, 7), and the historical one of A. Fulvius Nobilior, who in 63 B.C. put his son to death for partnership in the Catilinarian conspiracy (Sail. Cat 39). I ROMAN FAMILY ORGANISATION 21 is such a distinctive attribute of the Roman. It created the belief that the members of the household, owing allegiance to a common chief, should act loyally by one another in all the relations of life, and loyalty to a living head begat loyalty to his predecessors; traditions of this union as persisting under the rule of a long line of deceased ancestors, account for the hereditary policy of Roman houses — the championship of principles advocated for centuries by such clans as the Valerii, the Porcii, and the Claudii. The moral influence on the pat&r was also great. He defends, not his own selfish rights, but the rights of a corpora- tion dependent on him ; " self-help " is the essence of the principles of early Roman law. In private matters the authority of the state is weak, that of the individual strong. The rule of the Roman father was the benevolent despotism that embraces many within the sphere of its despotic interests, that forces others to observe its rights because its interests are not personal, that produces a deep sense of moral and religious responsibility towards the weak, a' stern unyielding attitude towards the man who would infringe upon their rights. The only "individual" known to Roman law is the pater- familias, but his was a glorified individuality, which, through its rule over the family, gathered strength to rule the world. If it be thought that the loss of character must have been proportionally great in the case of the dependent members of the household, it must be remembered that the patria potestas is, for the individual, a transitory condition of things. Each subject member is preparing himself to be a pater in his own ,right. With the death of the existing head, all the hitherto dependent members are freed from the potestas; each forms a familia of his own ; even his grandchildren by predeceased sons become heads of houses ; the daughters are also freed from power, although, out of deference to the weakness of the sex, they are still under guardianship {tnitela).^ The family splits up into a number of famiUae, and none of these is of more importance than the ^ Modern writers are inclined to reject the appeal made to the sex/us fragilitas by the Eoman jurists, and to believe that the original motive lay in the desire to keep the property of the famUy together (cf. Ozyhlarz Inst. p. 275) ; but, as this motive did not operate in the case of sons, it ia difBoult to see why it should have done so in the case of the wife or daughters, apart from a belief in the in- capability of women to defend their own claims. For the motive underlying the tutela rmiMerwm see p. 31. 22 ROMAN PUBLIC LIFE ohap. other. For the evils of primogeniture were unknown to Roman law. No hereditary caste based on the accident of birth was ever formed ; and when we find an aristocracy of birth arising, it is the fittest son who can succeed his father^ in political ofiice ; for the bulk of the property, on which political influence was based, has not passed into the hands of some incapable elder brother. But, apart from the moral checks on the authority of the father, which the absence of legal restraints made peculiarly strong, the civil law,. public opinion, and the positive morality which found expression through certain • religious or semi- religious organs, did impose certain restraints on a possible abuse of power. If the father is a lunatic (furiosus) he is, with his property, put under the care of his next of kin ; ^ if he is wasteful (prodigm) and is squandering the property, of which (though legally it is his own) he is regarded only as the trustee, he is debarred from all commercial relations (commercium),^ and prohibited from disposing of goods of which he is an unworthy administrator. A very real customary control, one not actually enjoined by the civil law, but enforced by the powerful sovereign, which the Romans called the custom of their ancestors {mos majorum), was the obligation incumbent on the father of consulting a council of relatives (censilium domesticmn) before taking any extreme step with respect to the members of his family. This was never limited to the agnatic circle; it admitted blood relations and relatives by marriage, while personal friends outside the family might be summoned as well.* Any severe punishment of a child and the divorce of a wife had to be submitted to the judgment of this assembly. How strong the sentiment in favour of this procedure was may be judged from the fact that in later times we find the censor (in Republican times the personal exponent of the moral sense of the community) degrading a senator who had divorced his wife » p. 16. * Ulp. Reg. 12, 2 " Lex xil. Tab. prodigum, oui bonis interdictum est, in ouratione jnbet esse agnatorum"; of. Ulp. in Dii;. 27, 10, 1 "Lege xii. Tab. prodigo interdioitur bonorum snorum administratio." There can be no doubt of the antiquity of this interdiction of the "prodigus," proceeding as it does from the theory that the property belongs to the family rather than to its head ; but from what authority it proceeded in the earliest period of Roman history is uncertain. ' See the account in Val. Max. v. 8, 2 (p. 23) "adhibito propinquorum et amicoruiu cousilio." I ROMAN FAMILY ORGANISATION 23 without taking advice of the family council.^ The sentiment was but one expression of the principle which runs through the whole of Roman life, that no man should act in an important matter without taking coimsel of those best qualified to give it. Certain extreme abuses of the paternal power were prohibited by religious law {fas), which in such cases enjoins capital penalties. By a supposed law of Eomulus, a man who sells his wife is to be sacrificed to the infernal gods ; if he divorces her without due cause, half of his property is to be confiscated to his wife and half to the goddess Ceres.^ With the secularisa- tion of Roman law such penalties disappeared, and it is question- able whether they often required enforcement,* for such religious bans are mainly the expression of a strong moral sentiment. Lastly, there was the principle that the paternal power cannot interfere with the jus pMievm. It is a principle that applies both to persons and to property. In its first application it means that the son can exercise his vote independently of the paternal control ; that he can fill a magistracy which subjects his father to his command ; that, at least in later times, even the function of guardianship (tutela) can be exercised without the father's will; for this, too, is a public duty.* With respect to property, public law, though not infringing on the theory that all goods belong to the paterfamilias, yet does not regard them as the object of purely individual ownership. The father is rather a triistee than an owner, and even under the Servian constitution, that is, according to tradition, before the close of the monarchy, the value of a freehold is taken to qualify the members of the familia, not merely its head, for service to the state, and ultimately for the exercise of political rights.^ ' Val. Max. ii. 9, 2 "M. Val. Maximus et C. Junius Brutus Bubulcus censores . . . L. Anuium senatu moverunt, quod, quam virginem in matrimonium duxerat, repudiasset, nnllo amicoium in consilio adhibito." See Greenidge Infamia in Roman Lam p. 65. ^ Diouya. ii. 26, 27. ' For the alleged lateness of divorce at Rome, even after the Twelve Tables had freely permitted it, see Gell. iv. 3 (Infam/ia in Moman Law p. 65). * Dig. i. 6, 9 (Pomponius) "Alius familias in publicis causis loco patris familias habetur, veluti ut magistratum gerat, ut tutor detur." Compare the story in liv. xxiv. 44 (213 B.c.) "Pater filio legatus ad Suessulam in castra venit " — ^the consul went to meet him ; and the old man on horseback passed eleven lictors — "ut consul animadvertere proximum lictorem jussit et is, ut desoenderet ex equo, inclamavit, tum demum desiliens, 'Bxperiri,' inquit, 'volui, fill, satin' ecires consnlem te esse." Cf. Gell. ii. 2. " Festus B.v. Duicensua (p. 66) "dicebatur cum altero, id est cum filio census." 24 EOMAN PUBLIC LIFE ouap. An instance of the triumph of the state in its conflict with private property is furnished by the position of the bondsman (nexus). It may be appropriately discussed here ; for the mxus is in private law practically in the position of the son under power. He was a man who had contracted a debt on the security of his person,^ and who, on non-fuliilment of that obligation, had had his body and his services attached by the creditor. In private law he is a slave ; in public law he is a free-born Eoman citizen, and may be summoned for service in the legions when the state needs his help. It would be an anachronism to enter on a full treatment of Roman slavery in connexion with the beginnings of Eoman history. Almost all that we know of the legal relations of slaves to their masters, of their capacities and their disabilities, their hopes of freedom, th^ir position in the home, and their influence on the public life of the city, refers to a far later period. Yet the class doubtless existed from the earliest times, and as Roman legal conceptions became modified but never completely altered by the course of time, it is possible to give a faint outline of the conditions of slavery in the Regal and early Republican periods. Slavery may at all periods of the history of Rome be defined as an absence of personality. The slave was a thing (res) and belonged to that more valuable class of chattels which the Romans called res mancipi, and which included land and beasts of burden. He was, therefore, a part of the homestead (jamilw)^ the transfer of any portion of which required the most solemn forms of Roman law. As a thing, the master is said to exercise dominium over him ; he might deal with him as he pleased, and had over him the power of life and death. The slave, on the other hand, has not only no rights against his master, but cannot conclude legal relations with others. He has no legal relatives, no legal wife ; he may be permitted to retain the fruits of his ' Probably by a mancipaiio fidmyiae causa, one, i.e., by which he had formally transferred (mancipamt) his body on the condition that it was not to be seized for a certain time, and that the transfer should be dissolved {solutio nexi) if the debt were paid within this time. ^ Ulpian Reg. 19, 1 ; Gains ii. 15. Res mancipi at a later period included lands in Italy (with their servitudes), slaves and quadrupedes quae dorso collove domantwr. In the expression familia peeuniaque, " familia " probably denotes the slaves. Pierron (Dw sens des mots familia peeuniaque) has shown the theory of Ihering and Cuq, that the former denotes res mancipi, the latter res nee maneipi, to be untenable. I ROMAN FAMILY ORGANISATION 25 own labour, but even his master's will cannot make it hia property. How far this " thing " possessed a potential personality we do not know — how far, that is, the personality inherent in him could be realised by subsequent emancipation. Liberation could at best have raised the slave to the condition of the client at this early period — a slight ascent in the scale of actual rights, but one that might have been valued for the greater personal freedom and the surer guarantee of religious protection which it gave. But the fact that the slave is a part of the homestead, and at the same time an intelligent being, makes him in the truest sense a member of the family. The owner is said to have power (potestas) over him, a word which is used only of rule over reasonable beings ; and this dominica potestas does not differ essentially from the patria potestas which is exercised over the son. The treatment of the two was doubtless different, for the one would some day be a lord, the other would remain a slave, but their legal relation to the dominus was the same. But the legal status of the slave is no true index of his condition. This will depend on two factors, his origin and his social relations to his master; and on both these grounds the early slavery of Eome must have compared favourably with that of later times. The slave trade was probably unknown, and the condition must have been mainly the result of capture in war from neighbouring states. Slavery is not altogether degrading when it is wholly the consequence of the laws of war. The slave was an Italian, perhaps of as noble birth as his master, and this, though it may have aggravated the bitterness of the lot, must have rendered possible an intimate social inter- course which would not have been possible with the barbarian, and must have forced on the master's mind the conviction that a sudden turn in fortune's wheel might place Mra in the same position in the city of his serf. Again, the servitude was domestic; whether employed in the home, or on the common lands of the clan, or on the petty plot of ground that the master called his own, the slave was never severed from his master or his master's kindred. We hear in early times of his sitting at his master's table,i and of his being the tutor and playmate of his lord's children.^ He may in some cases have been better off than the client or the unattached Plebeian engaged in some petty trade. Certainly the opportunities for £he primitive culture ' Plut. Cato maj. 3. ' Plut. Gor. 24. 26 EOMAN PUBLIC LIFE chap. afforded by the Roman household were more open to him than to the other orders excluded from the Patriciate. In the case of domestic slavery extending over a small area, public opinion is .generally a powerful restraint on the master's caprice. We do not know whether this opinion found a religious expression in such principles as those which protected the client's rights ; but the fact that the censor of the later Republic, who perpetuates the obligations of religious law, punishes acts of cruelty com- mitted by the dominus^ may show that the slave was not wholly without the pale of divine protection. If, as we have seen, the Roman's chief mode of livelihood, the land, was not his own property but that of the clan, no individual disposition of it during lifetime or after death was possible, although there may have been some right of bequest over the movables classed as res nee mandpi. When the theory of common possession was modified by the recognition of a heritable allotment, bequest may have become possible ; but doubtless intestate inheritance still continued to be the rule. A law of inheritance is first known to us from the Twelve Tables, which allowed the utmost freedom of bequest and legacy ; but there was a survival both of theories and practices which show that testamentary disposition was originally regarded as the exception and not the rule. First, we may notice that even in later times the immediate heirs of a man were regarded as having a claim to property, a kind of potential ownership, during the lifetime of the pater, and that inheritance is regarded merely as a continuation of ownership {dominiwm) ; ^ and in accordance with this view we find the practice of holding an inheritance in joinc ownership, the co-heirs bearing the name of consortes.^ Secondly, the earliest testaments of which wo have knowledge were public acts performed before the comitia of the people. The most ancient was the patrician form of testament — the testa- mentum comitiis calatis — effected at the comitia curiata which ' See the section on the censor. ' Paulns in Dig. 28, 2, 11 "in suis heredibns eTidentius apparet oontinua- tionem dominii eo rem perduoere, ut nulla videatur hereditas fuisse, quasi dim hi domini essent, qni etiam vivo patre quodammodo domini existimautur." What the JUius famUias acquires by the death of Lis father is merely libera honarum administratio. ' (Jell. i. 9 "Tamquam.illud fuit anticum consortium, quod jure atque verbo Romano appellabatur 'eroto non cito'"; Serv. in Aen. viii. 642 " 'citae' divisae, ut est in jure 'ercto non cito,' id est patrimonis vel hereditate non divisa." I KOMAN FAMILY ORGANISATION 27 were summoned (calata) twice a year for this purpose.^ The original purpose of this public testament is obscure. It is possible that originally it took place when there was no direct heir (suus heres) to receive the inheritance, and that it was accompanied by some form of adoption of a successor. The person adopted might have been the son belonging to another family ; although of such a procedure there is no further trace in Eoman law.^ The publicity of the act and the infrequency of its occurrence show how exceptional a will must have been, and that the normal mode of succession was that by intestacy. Bjit we have no warrant for saying that this testament at the comitia calata was an act of private legislation and was permitted by the assembled burgesses. The gathering was perhaps merely a form, and the persons assembled may have acted only as witnesses ; * but the very publicity would have made it almost impossible to pass over a son of the family, unless there were expressed grounds for his disinheritance. The second kind of public will was the military testament (in prodndu)* but our authorities leave us in doubt as to whether this testament could be made in any gathering of the soldiers prepared to meet the enemy and in any place, or whether it was a formal act possible only in the great gathering of the exereiius in the Campus Martius — that gathering which was finally organised as a legislative assembly, existed by the side of the assembly of the Curies, and came to be known as the comitia centuriata. ^ Gell. XV. 27 " ledem comitiis, quae ' calata ' appellari diximus, et sacrorum detestatio et testamenta fieri solebant. Tria enim genera testamentorum fuisse accepimus ; unum, quod calatis comitiis in populi contione fleret, alterum in pro- cinctu, cum viri ad proelium faciendum in aciem vocabantur, tertium per familiae emanoipationem, cui aes et libra adhiberetur " ; Gaius ii. 101 " aut calatis comitiis faciebant, quae comitia bis in anno testamentis faoiendis destinata eraut ; aut in procinctu, id est, cum belli causa arma sumebant. " Of. Ulpian {Reg. 20, 2) on the testamentorum genera tria. ^ This testament is never associated with adrogation, although this took place before the same assembly. ' In Gell. (cited n. 1) it is associated with the sacrorum detestatio (see p. 16), and perhaps this was its main object. The pontiffs and people had to be satisfied that the saora would be continued and the family not become extinct. * See the passages of Gellius, Gaius, and Ulpian, cited n. 1, and compare Festus p. 225 "procincta olassis dicebatur, cum exeroitus oinotus erat Gabino oinctu confestim pugnaturus." In the second century B.C. we find some kind of military testament, called by this name, made by Roman soldiers in Spain (Velleius ii. 5 "facientibus . . . omnibus in procinctu testamenta, velut ad certam mortem euudum foret "). 28 ROMAN PUBLIC LIFE chap. In the first case it may have been an old patrician form of testament, an informal will permitted in an emergency, perhaps to enable a childless soldier to transmit his inheritance. We do not know whether it had absolute validity, or only a validity dependent on circumstances, such as the absence of direct heirs, or the satisfaction of religious conditions approved by subsequent pontifical scrutiny; on this hypothesis the comrades of the testator could hardly have acted other than as witnesses to the will. On the second hypothesis it would have a closer analogy to the testament made in the comitia calata, and may have been introduced only when Plebeians were admitted to political rights in this assembly. It is true that this is not a necessary conclusion, for the patres gathered armed for war in the Campus long before the enrolment of the Plebs for military duties or their admission to political rights ; but we may at least say that, when this enrol- ment and admission were effected, this form of testament could be used by the Plebeians. If we accept the traditional date for the Servian constitution, it was common to the two orders before the close of the monarchy. But there was a third type of will, one purely plebeian, which from the comparative simplicity of its form and the readiness with which it could be employed (since it did not depend either on chance or formal gatherings of the people) gradually came, in its subsequent developments, to replace all others, and became the prevailing Roman form of testament-maMng. This was the testament per aes et libram, one use of the mancipatio or solemn transference of property " by the copper and the scales." In the form in which it is known to us, it is a late development, for the sale of the property has entirely ceased to be a real, and has become a fictitious sale ; the mancipation in fact has become a mere formality, and its employment is said to have been de- pendent on the condition that the testator " subita morte urgue- batur"^ — a condition which implies that the comitial testa- ment could in ordinary cases be resorted to. But as the Plebs had originally no access to this form of will, the testament per aes et lihram must have been in use among them long before its recognition as a form valid for the whole community. It was then regarded as a mere formal application of the mancipation ' Gaius ii. 102 "Qui neque calatis oomitlia, neque in procinotu testamentum fecerat, is, si subita morte urguebatur, amico familiam suam, id est, patrimonium suum maneipio dabat, eumque rogabat, quod cuique post mortem suam dari vellet." I ROMAN FAMILY ORGANISATION 20 to a special emergency, and as supplementary to the comitial testament ; until its superior utility came to be recognised, the sentiment in favour of a free disposition of property grew to be strong, and the Twelve Tables, which effected the triumph of plebeian over patrician forms of procedure, recognised it as the normal mode of testate disposition. By this act the testator, in the presence of five witnesses and the libripens, transferred the whole of his patrimony (familia) into the custody and guardianship of a person called " the purchaser of the family " (familiae emptor). In order to make a legal disposition of his property the vendor makes a formal announcement of the purport of the sale, and the buyer, as he pays the single copper coin for the patrimony, repeats the same form of words, "Let my custody and guardianship of your patrimony be purchased by this coin, to the effect that you may make a legal testament in accordance with public law." ^ The words, which may not represent the most ancient formula, show that the familiae emptor is a mere trustee. Although the transference does not appear to have been conditioned by any express stipulation on the part of the vendor,^ it was understood that it should only take effect on the death of the testator. On this the familiae emptor becomes guardian of the patrimony. He is not an heir but an executor, who distributes the property in accordance with the instructions of the testator from whom he has purchased. The second stage is reached by the added importance given to the form of instruction (nuncupatio) uttered by the vendor. The Twelve Tables gave absolute validity to such instructions,^ and the mere expression of the will of the testator came to be considered the essential part of the testament. In this announce- ment a true heir (heres) could be mentioned, and the familiae emptor sinks into the background. It is true that his presence is still necessary to the ceremony ; he still professes to take the patrimony into his guardianship ; but, like the man who holds the scales and the five witnesses, he is merely a formal assistant. ' Gaius ii. 104 "Familiam pecuniamque tuam endo mandatela tutela custo- delaque mea, quo tu jure testamentnm facere possis secundum legem publicam, hoc aere esto mihi empta." For famUia pecumaque see p. 24. " The stipulation that it was a trust would still have taken the patrimony wholly from the testator during the remainder of his life. We hear nothing about the formal reservation of a life interest. ' ' ' Cum nexum faoiet manoipiumque, uti lingua nunoupassit ita jus esto." 30 ROMAN PUBLIC LIFE chap. The testament has ceased to be a contract ; it is a one-zsided expression of will and an arbitrary disposition of property. It may be either verbal or written ; the last stage in the history of the civil testament is reached when the testator is allowed to exhibit a document to the witnesses of the mancipation with these words, " These waxen tablets contain my will and bequest ; I ask you, Quirites, for your testimony." ^ Thus at a very early stage of Eoman history, perhaps as early as the middle of the fifth century B.C., a man could exercise the most absolute power over the disposal of his goods. The only limitation was that the direct heirs {sui heredes) must be formally disinherited if they were to lose their rights. A mere passing over of a fiUtis familias without formal disinheritance (exheredatio) rendered the will invalid ; and in this case the sui succeeded to the vacant Estate. The social and political effects of such a dangerous liberty as the right of arbitrary testanlentary disposition depend upon its use, and its use depends on the character of the people. The Eoman character was, at all periods of history, devoted to the hereditary theory. It is one that was so strongly believed in that it asserted itself in spheres where it was never contemplated — during the later Republic in succession to office, in the early Empire in the succession to the Principate — and as applied to property it was an essential condition of the permanence of the Eoman family. For the maintenance of a house a rigid system of intestate inheritance is bad ; it may not produce great wealth, but it often produces great poverty. The only satisfactory system is a minute examination of each particular case by the state or by individuals. Such a control by the state was utterly alien to the laisser faire principles of the Eoman, and history shows that the Decemvirs were right when they entrusted this discretionary power wholly to the pater. His functions as trustee were but extended to a period beyond his lifetime, and freedom of bequest was used as a means of equitable adjustment of property to the circumstances of the members of the family. The son who had made a rich marriage need not receive so much ; the one destined to carry on the family traditions of office might receive more than the others. To him the heredium might be given, while the younger sons were drafted into colonies. We do not 1 Gaius ii. 104 "Haeo ita, ut in his tatiulis cerisque soripta sunt, iia do, ita lego, ita testor, itaque vos, quirites, testimonium mihiperliibetote." I ROMAN FAMILY ORGANISATION 31 know the principles ; but that the principles tended to the preservation of the family is proved by the long traditions of the noble Roman houses. A legal view of the Boman family would be incomplete without consideration of the rights or infringement of rights dependent on it. The full legal status of a Eoman citizen was designated by the word caput. It denoted all the rights that he possessed, but primarily it is a conception of public law, for the possession of private was originally regarded as an annexe to the possession of public rights. Thus ca/put is retained even though the exercise of private rights is hindered for a time, as it is in the case of a son under power ; the films fwmilias possesses a caput, although it is modified by his subjection to his father. This theory of the dependence of private on public rights, common to Greek and Eoman law, probably accounts for the perpetual tutelage of women. The materfa/milias holds an honourable position in the household ; she is its queen, as her husband is its king, but yet she is subjected by marriage to the legal position of her own daughter, and, on her husband's death, is in the custody of her sons; for a primitive society cannot be brought to believe that a being who cannot fight, and may not fill offices of state or exercise a vote, is capable of looking after its own interests. Appearance before a court of law at Eome, whether for the purpose of defending one's own or another's rights, was regarded as a public act ; and Eoman sentiment so strongly dis- approved a woman's taking part in public life that, when one was found bold enough to plead her cause in the Forum, the Senate in alarm made an official inquiry of the gods what the portent signified.^ It is possible that in the earliest stage of Eoman law women were not regarded as having any rights to defend ; later they are regarded as having rights, and therefore a caput, but as incapable of defending them. When, in the latest stage, the disabilities of sex disappear partly through enactment,^ but chiefly through a series of legal fictions, the capacity of women to defend their own interests first emerges.^ ' Plut. Oomp. I/yc. c. Num. 4 \iferai yoSv irore yvvaiKis tliroiarfi SIktiv ISlav iv &yopq, Triii^OLi t^v ff&yxXijTOV els 0eoD, TVvBavopiAvqv, rtfos &pa t^ 7r6Xei ffrj/xeiov elri rb yeyevrfiiAvov . ^ Such as the lex Claudia, which abolished the legUima tutela agnatm-um (Gaius i. 171). • A trace of the old disability survives in the prohibition of advocacy to 32 ROMAN PUBLIC LIFE chap. The limitation by which a series of civil rights is destroyed is spoken of as a " lessening of caput " {capitis deminutio). It is in every case an infringement of rights already possessed by the individual. Now the loss of public rights could only follow on a loss of citizenship; but this is not the diminution but the annihilation of caput, and could not therefore in the earliest stage of Eoman law (when there was no status recognised but that of citizenship) be called a capitis deminutio. The term must have been wholly confined to a loss of private rights, i.e. to the loss of the rights conveyed by the control of a familia.^ Thus the adrogatus suffers a lessening of caput by passing into the power of another. But a change from a higher to a lower status (even when the higher did not imply active rights) may at an early period have been regarded as an infringement of capvt. We know, for instance, that the datio in mancipiwn of a son of a family was thought (at what period is uncertain) to involve it, because the child passes from a better to a worse station, although in his former condition he had no active rights of his own. It is stranger still that, certainly at an early period, the fact of a woman's passing into her husband's power {conventio in manvmi) was held to have this consequence. It is one that is scarcely intelligible in the case of a filia famUias who passes from one potestas to another ; but in the case of a woman only under the burden, lighter and ever tending to be more relaxed, of the tutda of her relatives, it is a natural though not strictly legal con- ception.^ Some other ppplications of the system are still more artificial, and are perhaps creations of late Eoman jurists who came to consider that the essence of a loss of caput was a change of status (status commutatio).^ Thus adoption, which is the change women ; the praetors declined to grant them a formula on behalf of others. A certain Carfania (Gaia Afrania) " invereounde postulans et magistratum inqnietans " is said to have been the occasion of this rule (Ulp. in Dig. 3, 11, 5). ' This usage was preserved in the praetor's edict ; he spoke of " qui quaeve . . . capite deminuti deminutaeve esse dicentur" {Dig. 4, 5, 2, 1), meaning what the later jurists call cap. dem. minima, i.e. lose otfamUia. ^ See Eisele "Zur Natur u. Gesohichte der capitis deminutio" in Beitrdge ear Romischen Rechtsgeschichte p. 160. He combats the counter view that capitis dem. meant an annihilation of personality. Mommsen {Staatsr. iii. 8) takes this latter view — a natural result of juristic refinement, but a conception that would have been quite unintelligible to a primitive community. ' Gains i. 162 "Minima capitis deminutio est, cimi et civitas et libertas retftetur, sed status hominis commutatur ; quod accidit in his qui adoptantur, item in his quae coemptionem faciunt, et in his qui mancipio dantur, quique ex mancipatione manumittuntur." 1 ROMAN FAMILY ORGANISATION 33 from one potestas to another, and even manumission, which is the freedom from power, were supposed to involve it. These applications contain some historical truth only in so far as both these changes involve a temporary mancipation. The original capitis deminutio is thus a purely private law conception and implies the distinction between persons sid juris and alieni juris. To the first category belong those who are free from the power of another, to the latter those who are under the potestas, manus, and mancipium; amongst citizens, therefore, the son, the wife, and any one mancipated to another. The person alieni juris is not altogether devoid of private rights, but they are singularly incomplete in their effects. Thus the son imder power has the right of marriage (conuMum), but the children of the marriage are not in his power but in his father's ; he has (if not in the earliest period, yet throughout the greater part of Roman history) the right of taking part in the legal business of trade (commercium), yet all that he acquires by this business belongs to his father. In his case,, however, the condition is transitory, while in the case of the slave and the mancipatus (apart from the possibility of emancipation) it is permanent. Conversely, the fact of being sui juris does not always imply freedom of action ; this might be limited through consideration of age or sex. Minors and women may be free from potestas, but the former were subject to a temporary, the latter originally to a perpetual tutela. § 4. The Citizens and the Political Subdivisions of the State The whole collection of Eoman citizens forms the popului Romanus quiritium,''- or populus Romanus quirites.^ Of the terms thus placed in apposition, populus Romanus is the more general descriptive name, and quirites the official title by which the citizens are addressed in the assembly. Yet both words appear to have the same signification ; populus is the armed host,^ and the quirites are the "bearers of the lance."* If the latter etymology is 1 Liv. i. 32. ■■= Gell, i. 12, 14 ; x. 24, 3. ^ Mommsen {Staatsr. iii. 3, n. 2) connects the word with populari. The magister ;popidi (i. e. the dictator) is master of the infantry host. ■• Varro ap. Dionys. ii. 48. Other views derived it from the Sabine town Cures (Varro L.L. v. 51 ; Strabo v. 3, 1) or connected it with Cvna (Lange Mom. Alt. i. p. 89 ; Belot Eist. d. Ghev. Rom. i. p. 312). D 34 EOMAN PUBLIC LIFE chap. correct, the word quirites came, by a course of development which finds many parallels in Roman history, to mean exactly the opposite of its original signification. At the end of the Republic it signifies the citizens in their purely civil capacity, wearing the toga, the garb of peace, and exercising political functions within the city; Caesar once quelled a mutiny of his legions by addressing them as quirites, showing by this address that they were disbanded and were no longer soldiers.^ A more real historical difficulty with respect to the original connotation of these words, is to determine whether they denoted the whole people. Plebeians as well as Patricians. Roman records do not use popilus as equivalent to the patrician com- munity alone ; but these records all refer to a time after the Plebeians had won political rights, at least the rights of serving in the legions and of voting. If populus and quirites denoted the aggregate of fighting, and therefore privileged, men, they must have originally referred exclusively to the patrician com- munity. After the Servian constitution the words denote the whole people (universus populus). Populus and plebs are hence- forth only distinguished as the whole to the part — the dis- tinction being necessary, since the Plebs continued to form a corporation apart, and this corporation excluded the patrician families.^ So, in a later official formula, senatus populvsgue Bomanus denotes two corporations, the latter composed of all the members of the state, but in this the individual members of the smaller corporation are included. Civis, a word of uncertain origin, signifies less definitely than quirites the possession of active political rights. Hence its application to women and to the partially-privileged members of the state — to those who were, at certain periods of Roman history, given rights in private law, while debarred from the exercise of the sufirage or the attainment of office. It is possible that the distinction between the full citizen (civis optima jure) and the partial citizen {civis non optima jure), although probably not a primitive,^ may yet be an ancient conception of Roman J Suet. Jul. 70. ^ Capito ap. Gell. i. 20 "Pletes ... in qua gentes civium patrioiae non insunt : plebisoitum . . . est . . . lex, quam pletes, non populus, acoipit " Of. Festus p. 233. ' r . ' According to the primitiTe conception private are dependent on public rights ; see p. 31. But the growth of the Plebs, and alliances with other states had effected many modifications in this conception. ' I CITIZENS AND POLITICAL SUBDIVISIONS OF STATE S6 law. Those Plebeians who had never been, or who had ceased to be, entirely dependent on a patronus for the exercise of their legal rights, would practically have belonged to this latter class. Before the reform of Servius, which gave them political privileges, they might have been called cives/ it is only after this reform that they could have been called guirites. It was, perhaps, in consequence of this change in the constitution that cives replaced guirites as the designation of the full citizens with reference to all their rights. If we ask what the original rights of the citizen of Rome were, it is impossible to frame a simple category applicable to all the cives. Taking our stand at a period just before the Servian reforms, we find that private rights were possessed in varying degrees by all the members of the community. These rights are generally summed up as those of trade and of marriage {commerdi et comibii). The first is the legal capacity to acquire full rights in every kind of property, to effect its acquisition, and to transfer it by the most binding forms, and to defend the acquired right in one's own person by Boman process of law {legis actio). This commerdum was possessed equally by the Patricians and the free Plebeians. It was no infringement of the right of commerce that the right of occupying domain-land wrested from the enemy may for a long time have been possessed only by the dominant order ; ^ for such land was not acquired, but only held on a precarious tenure from the state, and the privilege was, perhaps, one of fact rather than of law. The jm conubii is the right to conclude a marriage which is regarded as fully valid by the state (matri- moniwm legitimvm or jwe dvili), and which, therefore, gives rise to the patria potestas. This right was possessed by the Patricians and by at least the free Plebeians, but by each class only within itself. There was no right of intermarriage between the orders, and the member of each efi'ected his position as a father by a difierent ceremony.^ The rights consequent on membership of a clan — those of inheritance and of religious communion — were, as we saw, probably shared with the Patricians by those Plebeians at least whose ancestors had never been in a condition of clientship. Public rights — those of voting, of serving as a fully-equipped soldier in the legions, and probably of holding ofiice as a delegate ' Nonius, a.y. plebitas, p. 101 "Hemina in annalibns, 'Quicumque propter pletitatem agro publico ejeoti sunt. ' " Cf. Liv. iv. 48. ' p. 1 7. 36 EOMAN PUBLIC LIFE ohap. of the king — were possessed exclusively by the Patricians ; and to these privileges we must add the right of holding the fullest communion with the gods (jus auspiciorum). Auspicium, or the divination by birds, came eventually to be applied to any circumstance that might be interpreted as an expression of the will of the gods. The capacities of human beings with reference to these signs are partly a right of invoking, partly a power of interpreting them. Both the right and the power rest on the assumption that there is a medium of inter- course between the national gods and the citizens of the state,-' and the peculiarities of the conception which the Komans formed of this divine patronage are shown by their views both of the nature of the revelation and of the qualifications requisite for the " medium." (i.) The revelation is not an answer to a question about futiue events, for true divination is not an attempt to pry into the hidden counsels of the gods ; this profession of the Chaldaeans was never looked on with favour at Eome, and no science of the future was encouraged by the state. The Roman consultation of the gods is only employed as the test of the rightness of an already formed human resolution.^ It tells men only whether they are to carry out a course of action already purposed ; it may confirm them in it or warn them from it ; and it is the duty of men to seek a sign either of encouragement or of warning. It is of the highest importance to remember this view of the guidance of the gods, for it is the chief sign of the way in which the Romans, in spite of their genuinely religious spirit (nay, as an outcome of it), subordinated the theocratic to the lay element. The chief effect of this subordination is the unfettered use of human reason; religion is employed as a test, rather than as a guide, of rightness of action. This is a thoroughly lay view of the function of religion in life, very unlike that of the Jewish prophet who questions God in detail, but only for interpretation of a law ' Cic. de Leg. ii. 13, 32 (on the question whether auspices were merely directed to the utilitas of the state, or formed a true method of divination) "si enim deos esse conoedimus . . . et eosdem hominum oonsulere generi, et posse nohis signa rerum futurarum ostendere ; nou video cur esse divlnationem negeni. " " Cio. de Div. ii. 33, 70 (the difficulty of answering for results may appeal to a Marsus atigwr but not to a Roman) "non enim sumus ii nos augures, qui avium reliquorumve siguorum observatione futura dicamus." Cf. i 58,' 132 " Non habeo . . . nauci Marsum augurem, non vicanos h.iruspioes, non de circo astiologos, non Isiaoos conjectores, non interpretes somniorum. Non enim sunt ii aut scientia aut arte divini." I CITIZENS AND POLITICAL SUBDIVISIONS OF STATE 37 which is the product of His, not of the human will. The belief that the gods do not give instruction, but merely advice, gave an " inward freedom " to the Eoman, which made him at times resent the divine interference, and we shall find many instances of his forcing an interpretation to suit his wishes. The omen that is not seen need not be attended to, and precautions are taken that it shall not be seen. In undertaking acts of state, the magis- trates are bound to ask for signs ; but all the efforts of human ingenuity are directed to secure that the signs shall be favourable.^ (ii.) It is plain that, on this theory of religious Intervention, no priestly medium is required between the gods and their wor- shippers. Divination as the science of the future is an elaborate art, which cannot be possessed by the ordinary man. It requires the knowledge of ritual to compel the divine utterance ; it assumes that the gods have special confidence in the select participators of an inner cultus, to whom they reveal what is hidden from the many ; it requires the devotion of a lifetime, and often special rules of asceticism and purity, to interpret the hidden signs ; it leads, in short, to the belief in oracular power, in -the prophetic gift, in the claims of a priesthood specially set apart. ^ There was none of this at Rome. The right of invoking auspices is not a priestly gift ; it is one that is possessed, in a higher degree by the magistrate, in a lower degree by all the full citizens of the primitive Eoman community. It is true that there is a class of wise men, the augurs, whose chief function is the interpretation of signs, but their function is limited to interpretation ; they have no more power than any private indi- vidual, and less power than the magistrate, of eliciting such a revelation. Yet, if the assistance of the augur was called in, and his interpretation given, this verdict was final. We are told that disobedience to it, at least by the magistrate in taking the public auspices, was in early times visited with a capital penalty ; ^ a statement which probably means that the heads of the Eoman religion, the pontiffs, reckoned such an impiety as one for which ' See the treatment of the auspices in the section on the magistracy (p. 163). ^ Strangely enough the Greek belief in oracular or prophetic power did not lead to the conception of a priesthood set apart from the people. But the Greek science of divination, though associated with oracles and prophecy, did not aim much higher than the Eoman. Its object was generally to win approval for a contemplated course of action. * Cio. de Leg. ii. 8, 21 " Quaeque augur injusta, nefasta, vitiosa, dira defixerit, inrita infectaque sunto ; quique non paruerit, capital esto." 38 ROMAN PUBLIC LIFE chap. the gods would accept no expiation, and for which, therefore, the penalty of excommunication {sacer esto) was pronounced. The right of taking the auspices is said to have been a gift peculiar to the Patricians; but the extent of this gift can be estimated only with reference to a fourfold division of the auspices, which, from its nature, must have been primitive and not a creation of the later disciplina of the augurs. The auspices were divided into impetrativa (or impeiriia) and dblalwa?- The auspicia impetrativa were those which were sought and asked for, and such signs might be taken from observation of the sky or from the flight or sounds of birds. The oblativa were those which were forced on the attention, and which, since they were not sought, were generally regarded as an impediment to action, and, therefore, as unfavourable. They were gathered from a heterogeneous collection of signs of ill-omen (dirae). It is plain that the right to take or, as it is expressed, to have auspices (habere auspicia) can refer only to the first of these two categories ; it was this right that was assumed to be peculiar to the Patricians ; it was the members of the original clans alone, the primitive patres, who had the right of asking signs of the gods, and it was held that every important act of their lives, whether public or private, should be pervaded by this divine intercourse. ^ It was believed that it was through auspices that the city had been raised, political development attained, and former victories won.^ The existence of the patrician order is from this point of view a necessary condition of the existence of the state itself, for without it the right of eliciting the divine will would be wholly lost.^ But no human power could prevent the Plebeians from following the religious scruples of their betters in giving heed to those warnings which were thrust upon their notice. The auspicia oblativa, whether the gods destined them for others besides the patrician body or not, must from the earliest times have been respected by the Plebeians, and have guided their political conduct when they became a corporation within the state. ' Serv. ad Aen. vi. 190 "auguriii aut oblativa sunt, quae non poscuntur, aut impetrativa, quae optata veniunt." For the categories of these two kinds of auspices see the discussion of the auspices in the section on the magistracy (p. 162). ^ Liv. vi. 41 "Auspioiia hanc urbem conditam esse, auspioiis bello ao pace, domi militiaeque omnia geri, quis est qui iguoret ? " ' This view is most fully expressed in the formalities of the interregnum See the section which treats of this institution (p. 147). t CITIZENS AND POLITICAL SUBDIVISIONS OF STATE 39 The right of taking auspices was neither a priestly nor even a magisterial function, but was possessed by every Patrician. But the man in a private capacity could exercise it only in his private concerns; the auspices destined to guide public action are vested in the person of the patrician magistrate. Hence the distinction between auspida piMica and privata. There was a time when no important act of business or domestic life was undertaken without an appeal for divine guidance.^ Marriage especially demanded the taking of the auspices ; and even when the custom of such private divination had become wholly discarded, a survival of the custom is found in the presence of auspices, friends of the bridegroom .who superintend the due performance of the rites.^ The confa/rreatio was older than the traditional institution of the augural college, and it is not probable that official intervention was brought to bear on marriage, still less on such concerns as were more strictly private. Hence it is diflScult to see how the Plebeians could have been prevented from taking the auspida privata, although their use of them was probably scoffed at by their patrician rulers. On the one hand, we find that the incapacity of the Plebeians to share in the auspices was one of the arguments used against the permission of cmulium between the orders ; ^ on the other, that the atispex continues to be an integral part of a ceremony which was founded on plebeian marriage law. It was different with the auspices taken on behalf of the state {auspida publica). It is the Patricians ' alone who have these auspices, and only a magistrate belonging to the order can exercise the right of looking for them {spectio)^ This remains not only a purely magisterial, but a purely patrician privilege, ^ Cic. de Div. i. 16, 28 " Nihil fere quondam majoris rei, nisi auspicato, ne privatim quidem, gerebatur : quod etiam nunc nuptiaram auspices declarant, qui, re omissa, nomen tantum tenent." In i. 17, 31 we have the story of Attus Naviua taking auspices by aves in a private matter. Cf. Liv. vi. 41. ^ Cio. de Div. i. 16, 28 (see last note) ; Suet. Glavd. 26 ; Tac. Ann. xi. 27. ' Liv. iv. 2 "Quas quantasque res C. Canuleium adgressum? Conluvionem gentium, perturbationem auspiciorum publicorum privatorumque adferre." Yet this passage has only an indirect reference to the matrimonial auspicia. The argument is that intermarriage would cause the pure Patriciate to disappear, and with it the general right of 'taking auspicia impelrativa. * Cic. de Div. ii. 36, 76 " a populo auspicia accepta habemus." The relation of auspicia habere to the spectio is that the former denotes the abstract right of questioning the gods, the latter its exercise in a particular case (Momms. Staatsr. i. 89 n. 3). The specification by the magistrate of the signs which he wished to see was known as legvm dictio (Serv. ad Aen. iii. 89 ; cf. p. 43 n. 2). 40 EOMAN PUBLIC LIFE chap. and the so-called plebeian magistrates of later times, great as their power was, had not the gift. It is quite true that, after the Plebs had forced its way into the consulship, this right could not be denied to the plebeian holders of the supreme office. But the admission was based on the legal fiction that the holder of an office once reserved to the patres was, for religious purposes, a patrician magistrate.'- The enjoyment of full political rights in ancient Eome was conditioned only by membership of a patrician gens ; full citizen- ship here, as in most ancient states, being dependent on birth, and the membership of a purely private association satisfying all the demands that the state made as a condition of the attainment of its rights. But there were other forms of association of a definitely political character, amongst which the citizens were distributed, and as members of which they exercised active political rights or were subject to personal burdens. These were the three patrician tribes of Eamnes, Tities, and Luceres, and the thirty curiae. With reference to the question whether these were primary and natural associations of an ethnic character or arti- iicial creations made by a supreme authority after the founding of Rome, we have already seen ^ that the tribus are probably an ethnic survival artificially employed ; in the case of the curiae, it must remain far less certain whether they were of spontaneous growth or purely artificial creations, or (what is perhaps more probable) in the main natural associations, artificially regulated in number and grouping to suit a political purpose. The tribe, which was a division not merely of the citizen body but of the land, was the basis for taxation and the military levy.^ We know nothing of the first burden, but it is probable that no -detailed scheme of direct taxation existed in the early Roman state. The revenues from the king's domains probably rendered him self-sufficing, while the patrician burgesses served in the army at their own cost, and were doubtless expected to ' A similar confusion was at an earlier period introduced with reference to tlie givers of the auspices. They are said to be given by the people (Cio. de Div. ii. 36, 76 ; p. 39), but the great bulk of the people (i.e. the Plebs) did not possess them. 2 p_ 3 ' Diouys. iv. 14 {Servias TuUius) rots KaTaypa.opa.s iTolTjaev &Te\€ls. Cf. vii. 59 oUrot ffTpareLiov re ^irav IXeidepoi ruv (k KaraMyov Kal eto(popiat$ dTifidraTOL. Cf. Cic. de Rep. ii. 22, 40 " in quo etiam verbis ac nominibus ipsis fuit diligens ; qui, cum locupletes assiduos appellasset ab asse dando, eos, qui aut non plus mille quingentos aeris aut omnino nihil in suum censum praeter caput attulissont, proletaries norninavit ; ut ex lis quasi proles, id est quasi progenies civitatis, exspectari videretur. lUanim autem sex et nonaginta oenturiarum in una centuria turn quidem plures censebantur, quam paene in prima olasso tota." I THE SERVIAN CONSTITUTION 73 class which is not abeady filled by the accensi and velati. At a later period the accensi became a more definite body, acting as assistants to the magistrates and forming a corporation with certain immunities,^ and at this period the proletarii may have been recognised as the class liable to taxation, which fell below the minimum census. But they probably do not belong to the original Servian organisation. The citizens included in the census list were collectively described as dassici, and were spoken of as locupletes and assidui, the latter word probably meaning people "settled on land," " landholders," as most of those originally enrolled in the classes were.^ The others were the children - begetting citizens {proletarii eives). The use of the census for purposes of taxation gave other names to this class. In contrast to the assidui, who were registered on their property, they were called ca/pite censi as being registered on their caput or mere headship of a family ; and further, when the incidence of taxation extended below the minimum census, they were spoken of as aerarii, because their participation in the burdens of the state was shown only by the payment of taxes (aes). The word aerarii seems always to have denoted those outside the census list.^ The cavalry was an adaptation of the old patrician corps of equites * to the new conditions. The six original centuries were preserved and consisted as before of Patricians ; ^ they still bore the names of the ancient tribes, and were called respectively Titienses, Ba/nmes, Luceres, priores and posteriores.^ They continued ' TJlpian in Fragm. Vat. 138 "ii qui In centuria accensorum velatorum sunt, habent immnnitatem a tutelis et curis." ^ The word is not technical enough to be used as an argument "that the classes included only landholders. The favourite ancient derivation was from db asse dando (Cic. de Rep. ii. 22, 40, see p. 72), whether for the payment of taxation or for the furnishing of military equipment. ' Oapite censi, if we trust Cicero {de Rep. ii. 22, 40, see p. 72), came to mean those below 1500 asses (the subsequent limit to the incidence of taxation). The limit of census for military service was also reduced to 4000 asses (Polyb. vi. 19), and finally to 375 (Gell. xvi. 10, 10), and those below this census continued to be called capite censi (Gell. I.e. ; Sail. Jug. 86). Aerarius, on the other hand, seems to have preserved its old meaning of those excluded from the centuries ■ — Ps. Asc. in Diiyim,. p. 103. " (Censores) prorsus cives sic notabant . . . ut, qui plebeius (esset) . . . aerarius fieret, ac per hoc non esset in albo centuriae suae, sed ad hoc [non] esset civis, tantumraodo ut pro capite sue tributi nomine aera praeberet." * p. 41. " It is not known when they ceased to be patrician ; Mommseu (Staatsr. iii p. 254) thinks on the reform of the Servian constitution, circa 220 B.C. « Liv. i. 36. 74 ROMAN PUBLIC LIFE ohap. to be known as the sex centuriae, or (after the centuries acquired voting power) the sex mffragia?- To these were added twelve new centuries {centuriae equitum), composed, like the classes, of Patricians and Plebeians. But, unlike the classes, they were not enrolled on a property qualifica- tion. This is explained by the fact that they are not a list of men qualiiied for service but actually in service, a standing corps selected by the king and whose expenses were largely defrayed by the state. In later times, each knight was on his entrance into the corps given the means wherewith to furnish himself with a pair of horses ^ (aes equestre), and also a regular sum of money for their support {aes hordearium), the latter money being defrayed by unmarried women and orphans, who were possessed of property but could not by the nature of the case be rated in the census.^ Each of these centuries formed a troop of one hundred men under a centmio,* and these eighteen centuries of Eoman knights with public horses {eguites Bomani eguo publico) continued unaltered in numbers and (with the exception that the sex suffragia ceased to be chosen from the Patricians) in character to the end of the Republic. Although no definite census was required for the class, it was probably chosen from the first from the richest and most distinguished citizens ; for its permanent existence implies leisure. The class was not divided by age into seniores and juniores, for an obvious military reason. They were all juniores, and probably young men, whose release from the centuries was granted as soon as age had impaired their efiiciency for service. This centuriate organisation seems to have little or no connexion with the four Servian tribes,^ beyond the accidental 1 Cic. de Rep. ii. 22, 39. 2 Pestus p. 221 "paribus equis, id est duobus, Romani utebantur in proelio, ut sudante altero transirent in siccum. Pararium aes appellabatur id, quod eqnitibus duplex pro binis equis dabatur." * Liv. i. 43 " ita pedestri exercitu ornate distributoqne equitum ex primoribus civitatis duodeoim scripsit oenturias. Sex item alias oenturias . . . sub isdem, quihns inauguratae erant, nomiuibus fecit : ad equos emendos dena millia aeris ex publico data [i.e., as Livy understands it, 10,000 asses sextantaru= 1000 deuarii], et, quibus equos alerent, viduae adtributae, quae biua mUia aeris in anuos singulos penderent" [2000 asses =200 denarii]. Cf. Gains iv. 27. ^ The number of the century was here fixed, and not, as in the case of the classid, expansive. ° Cf. Liv. i. 43 "neque eae tribus ad oenturiarum distributionem numerumque quiequam pertinuere." There is no evidence, e.g., that each tribe furnished a certain number of centuries. t THE SERVIAN CONSTITUTION 76 one that the basis of qualification was mainly land, and that all land which was private property was registered in the tribes. Its primary meaning was the assembly and registration of those liable for military service. It acquired a secondary meaning when (at what period we do not know but perhaps from its first organisa- tion) it was used as a scheme for the collection of taxes on the registered wealth of the citizens in the classes. The act of registration {census) was a solemn religious function conducted by the king. He numbered his fighting force, saw that each warrior was in his due rank, excluded from these ranks men who were stained with sin, and then concluded the examination with a ceremony of purification (lustrum). It is only with reference to the collection of taxes imposed at this levy that the tribe would be of importance. The century was a military unit, dissolved as soon as the army was disbanded ; the tribe was permanent, hence the war-tax {tributwm) was perhaps collected from the first by the presidents of the tribes.^ A transference of political rights from the patrician body to this new assembly was so far from being the motive of the change that it was probably never contemplated. But such a transference was from the nature of things inevitable. Apart from the general fact that a citizen army must gain the pre- ponderance in political power, there were certain public acts which were inevitably performed from the first by the assembly of the centuries, or were very soon found to be more rapidly, easily, and appropriately performed by that assembly than by the cornUia of the curiae. Firstly, it may have been the custom for the oath of allegiance to the king, first expressed in the lex curiata,^ to have been renewed at every taking of the census. This expression of allegiance, asked for by the magistrate, was now a lex centuriata.^ Secondly, most of the popular utterances or leges of early Kome must have referred to military matters, and convenience, if not a sense of consistency, must soon have dictated that they ' Tributwm, however, cannot be derived from tribus (as by Varro quoted p. 40). The parallel words attribuere, contribuere, ultra tributa, etc. , seem to show that It means something added to, conferred on, or collected for another, * p. 48. " As such it was in the Republic given for the censors. Cic. de Leg. Agr. ii. 11, 26 " majores de singulis magistratibus bis vos sententiam ferre volueruut ; nam cum centuriata lex censoribus ferebatur, cum curiata ceteris patriciis magistratibus, tum iterum de eisdem judicabatur." 76 ROMAN PUBLIC LIFE ohap. should be pronounced by the army. The choice of officers rested with the king ; but if the appointment of the higher delegates required the ratification of the people, ■'^ this must soon have been given by the centuries. The regal jurisdiction which the people challenge by the provocatio is essentially military jurisdiction ; ^ and consequently the exercise of this jurisdiction, when the king allowed the appeal, must soon have been felt to belong to the army. It was to this assembly that the announcement of a proposal to declare war ^ would most appropriately be made ; it was above all by this assembly, which represented the tax- payers, that the war-tax (tributim) would most appropriately be assessed. We cannot trace the successive steps in the acquisition of power by the centuries or its growth from an army into a comitia. They must have been the chief political changes which filled the closing years of the monarchy and the early days of the Eepublic J for even the abolition of monarchy itself, revolu- tionary as it was, was less of an alteration in the structure of the constitution than this transference of the attributes of sovereignty from one assembly to another, from a single to a mixed order. The comitia curiata was not suddenly stripped of its powers ; but the organising genius of a single supreme magistrate had prepared the way for a change, which was a prototype of the gradual insensible revolutions through which Eome was to pass. The change which closes the history of this period, although not so radical, was far more sudden and violent. The monarchy itself was overthrown. History has tried to invest this revolution with all the legal grounds and legal forms which it could summon to its assistance. Servius had had it in his mind to complete his democratic work by laying down the full imperium;^ and Tarquin the Proud, the last of the great Etruscan line, had broken through the constitutional usages of the monarchy^ and had ruled without challenging the allegiance of the people.^ That there was some fearful abuse of the kingly power, typified in the associations that gathered round the words rex and regnum and in the oath which 1 p. 43. " p. 63. 3 p. 60. * Liv. i. 48 "id ipsum tam mite ao tarn moderatum imperium tamen, quia unius esset, deponere eum in animo habuisse quidam auctoies sunt, ni scelus iutestiuum liberandae patriae cousilia agitanti interveuisset." » ib. 49. « Cic. de Rep. ii. 22, 44. I THE SERVIAN CONSTITUTION 77 made any one who aspired to monarchy an outlaw, '^ we may Avithout hesitation allow ; for Rome, as shown by the power she continued to entrust to her magistrates, had not outgrown the idea of royalty. But there was no constitutional mode of deposing a king. The auspices had returned to the fathers in unhallowed fashion, and the war waged by Tarquin and Etruria is a war for the maintenance of the principle of divine right. But yet Rome held that the divinity of the magistracy still remained ; the auspices again left the fathers' hands and were conferred on two citizens chosen from the patres? * Cic. de Rep., ii. 30, 52 ; Liv. ii. 1 ; App. B.G. ii. 119. It is sometimes represented as a law which made any one who aimed at royalty sacer (Liv. ii. 8). For the dual sanction of the oath and the law compare the means by which the sacrosanctitas of the tribimes was secured (p. 100). * It is strange that the interregnum, which would have secured a continuity, is not mentioned in this case. The election of the first consuls was supposed to have been conducted by the praefedus v/rhi, who almost certainly had not the jus rogandi (p. 61). Liv. i. 60 "duo consules inde oomitiis oenturiatis a praefecto urbis ex commentariis Servii TuUii creati sunt, L. Junius Brutus et L. Tarquinius CoUatinus." CHAPTEE II THE GROWTH OF THE REPUBLICAN CONSTITUTION The two new magistrates, who were appointed to the headship of the state, were, like the king, armed with the imperium and its united powers of military leadership and jurisdiction. Hence they bore the old titles of praetores and jvdices,^ while those designations which denoted a single supremacy in the state, such as dictator or magister popiili, were necessarily discarded. The new magistrates were to hold office for a year and then to trans- mit their power to two successors. But their right of nomination was not final. They were, indeed, free to name as their successors whom they pleased, but this nomination had to be ratified immediately by the people assembled in their centuries ; and perhaps they were already expected to submit to this comitia the names of all candidates who ofi'ered themselves for this post, although they could certainly decline to receive such names,^ and nomination, or, as it was sometimes called, creatio, was an essential part of the early consular elections. A new practice, that of direct election, was thus introduced into the Roman constitution, but it was merely an advance on the previous practice of ratifying a nomination.^ A far newer idea — one which distinguished the consulship from the monarchy, and continued to differentiate ' For the title praetores see Cic. de Leg. iii. 3, 8 " regio imperio duo sunto iique a praeeundo judicando consulendo praetores judices consules appellamino " ; for that ot indices, Varro L.L. vi. 88, who quotes from the com/mentarii considares the formula used in summoning the cmnitia centwriaia, "qui exercitum impera- turus erit, accenso dicito : ' C. Calpurni, voca in licium omnes Quiritea hue ad me.' Accensus dicito sio 'Omnes Quirites in licium visite hue ad judices.' ' C. Calpurni,' consul dioito, voca ad conventionem omnes Quirites hue ad me,' Accensus dicito sic ' Omnes Quirites ite ad conventionem hue ad judices.' " ^ See the section on the magistracy (p. 187). ^ This ratification indeed remained. Even though elections were conducted before the centuries, a lex was still passed by the curiae ratifying this election (p. 49) ; and the patrvm auctoritas was still required to sanction each fresh appointment. CHAP, n GROWTH OF THE REPUBLICAN CONSTITUTION 79 it from the dictatorship subsequently created — was that of colleagueskip,^ of two oflSicials exercising exactly the same sphere of competence, with the inevitable effect of collision if agreement could not be secured. Perpetual collision was averted by the simple rule that the dissent of one magistrate rendered null and void the action of his colleague. But if such dissent was not expressed (or not capable of expression through the absence of the colleague) the command of a single magistrate had binding force on the community. His regal competence was not diminished, but only potentially checked, by the presence of a colleague. CoUeagueship, considered as the safeguard against abuse of the imperium, grew to be so iirmly impressed on popular imagination as the characteristic feature of the new office, that the earlier titles derived from the monarchy gave place to that of consules.^ But this limitation was not sufficient. The unrestricted military jurisdiction of the magistrate was felt not to be in harmony with the new rdgime. A law was passed by P. Valerius, the first of the consuls, allowing an appeal to the people in their centuries against every sentence of a magistrate which was pronounced against the life of a Eoman citizen. This kx Valeria (509 B.C.) completed the popular jurisdiction which had been growing up during the monarchy,^ and from this time no power but the people has the right to pronounce the final death sentence within the walls ; * outside this sphere the military jurisdiction of the consul can be asserted without appeal — hence the distinction between the imperium at home (domi) and abroad (miUtiae) y the limit between the spheres being originally the pomerium, later the first mile-stone from the city.^ Without this ' It it existed before it could have been only in the priestly colleges, but these seem rather advising bodies to the king. 2 From con-salio, i.e. people who leap or dance together, "partners'" (in a dance). Momms. Staatsr. ii. p. 77 n. 3 ; he compares praesul and exul. ' Liv. ii. 8 (509 B.C.) " Latae deinde leges . . . ante omnes de provocatione adversus magistratus ad populnin"; Cic. de Rep. i. 40, 62 "Vides . . . Tarquinio exacto, mira quadam exsultare populum insplentia libertatis ; turn annul oonsules, turn demissi popnlo fasces, tum provocationes omnium rerum " (i.e. the provocatio became wiiversaZ instead of being confined to certain spheres). ^ By this time the direct capital jurisdiction of the pontiffs had probably become extinct. " Liv. iii. 20 "neque provocationem esse longius ab urbe mille passunm, et tribunoB si eo (lake Eegillus) veniant, in alia turba Quiritium subjectos fore con- sulari imperio." But the question between the pomerivm and the first mile- stone was in later times still a disputed one (Liv. xxiv. 9). 80 . ROMAN PUBLIC LIFE chap. limit the axes are borne within the fasces, within it they are laid aside. Tradition adds that it was this final recognition of popular sovereignty which led to the custom of the consul lowering the fasces before the people when he addressed them.^ It does not appear that this great change was forced on the higher organs of the state by any popular agitation. It is no part of a distinctively plebeian movement. Senate and People, Patricians and Plebeians must have equally accepted as inevitable the doom of a power which had been dwindling to a shadow during the monarchy. The change from monarchy also witnessed the first attempt to weaken the unity of the executive power. The consuls were given two general assistants, the annually appointed quaestores. We have noticed the tradition which assigns these officials to the regal period,^ but it is not wholly inconsistent with that which represents them as a part of the new constitution of 509. From being temporary delegates they now became permanent assistants of the consuls. Their sphere was as unlimited as that of the consuls themselves ; they were meant simply to obey his behests. But two departments in which they represented the supreme magistracy must have stood out prominently from the first. These were criminal jurisdiction and finance.* The "city quaestors" (quasstores urbani), as they were subsequently called to distinguish them from their provincial colleagues, were known as guaestores parricidii^ and quaestores aerarii. In their first capacity they were delegates whom the magistrate employed in criminal jurisdiction, probably occupying with respect to procedure much the same place as the duoviri in the trial of Horatius.* The designation panicidii may, however, show that they were employed in such criminal cases as did not directly afi"eet the welfare of the state,* and by their side the duoviri ' Cic. 1.0. 2 p g3_ ' The quaestores parricidii and aerarii are identified by Zonaras (vii. 13), following Dio. See p. 63. They were called quaestores, ot irpwrov iiiv rds 6ava,- (rlfiovs diKas idlxa^ov (whence their title), inrepov Si Kal ttji/ twv koivQv xpVf^raii dioUrja-w IXaxov. So Varro {L.L. v. 81), "quaestores a quaerondo, qui con- quirerent publicas pecunias et maleficia." The ideutity of the two offices is denied by Pomponius in Dig. 1, 2, 2, 22 and 23. * Quaestores parricidii were mentioned in the Twelve Tables (Pompon, in Die/. 1, 2, 2, 23). " Liv. i. 26. " They are mentioned in the trial of M. Volscius (459 B.O.) for an ordinary criminal offence (Liv. iii. 24),. but also in the public trials of Sp. Ca.ssius in 485. B.C. II THE GROWTH OF THE REPUBLICAN CONSTITUTION 81 perduellionis reappear at intervals during the early Eepublic. Their financial functions are generally taken to imply the existence of a state treasury {aerarium). Tradition credits the first consul Valerius Publicola with its institution, and makes the quaestors the guardians of its wealth and probably of its archives.^ The public chest of Eome must have been a primitive matter enough at a time when coined money was not in general use ; but it is not improbable that finance did at this time become a definite department. It could no longer be a purely domestic matter; the lands of the kings had become crown lands of the state; the series of wars into which Eome was plunged must have rendered a constant collection of the war-tax necessary ; none would more naturally have been entrusted with the control and disbursement of revenue than the perpetual delegates of the consuls ; and the formalism of Eoman character would lead us to believe that the consuls had regular modes of acting through their quaestors, and that these oflScials so far limited the power of their masters. It is not improbable that the quaestors were originally nominated by the consuls without the direct intervention of the people ; but this does not exclude some popular ratification of the choice.^ It was not until about the year 449 that their election was transferred to the newly-constituted comitia of the tribes. And, as the consuls nominated their delegates, so the regal tradition was continued which gave them the nomination of their council of state, the Senate. In their choice of members (Liv. ii. 41 ; Cic. de Rep. ii 35, 60), and of Camillus in 396 B.o. (Plin. H.N. xxxlv. 3, 13) ; but various accounts aie given of the procedure in these two trials. ^ Plut. Public. 12 Ta/uetov /liv diridei^e riv tov Kpdvov vabv . . . ra/das Si rijj S'^fiip Sio Tuiv viav ISuKcv iiroSei^ai. The first quaestors appointed were Publius Veturius and Marcus Minucius. Pomponius (p. 80) puts the creation of the financial quaestors after the first secession of the Plebs ; Lydus {de Mag. i. 38) attributes them to the Licinian law of 367. ^ Tac. Ann. xi. 22 " Sed quaestores regibus etiam turn imperantibus instituti sunt, quod lex ciunata ostendit ab L. Bruto repetita. Mansitque consulibus potestas deligendi, donee eum quoque honorem populus mandaret. Creatique primum Valerius Potitus et Aemilius Mamerous sexagesimo tertio anno post Tarquinios exactos, ut rem militarem comitarentur " (i.e. 447 B.o. ; hence Mommsen, Staatsr. ii. p. 629, thinks the change was due to the Valerio-Horatian laws of 449 B.O.). Plutarch (see note 1) thinks they were elected from the first. The meaning of the passage of Tacitus seems to be that the king nominated his quaestors after his own election, and their appointment was then ratified by the lex cwriata. Another explanation is that the lex recited that the kings had appointed quaestors and empowered the consuls to do so. Cf. Ulpiau in Dig. 1, 13. G 82 KOMAN PUBLIC LIFE cuap. they were legally as unfettered as the king had been, and could summon new members or omit to summon those already on the list.^ So far as law went, the personnel of the Senate might now be changed annually. But custom must have been stronger than law. The body had gained a definiteness in its con- stitution, based on its representative character and probably on actual life-membership, which could not be easily destroyed, and the consul had a colleague at his side to check any attempt at capricious removal or selection. The short tenure of office must already have made a magistrate unwilling to exercise a power which might be so easily turned against himself in the near future. The discretionary power of the magistrate would have made the choice of Plebeians possible, now that they were possessed of all the essential rights of full citizenship ; ^ but it does not appear that this choice could have been often, if ever, exercised. The patrician elans had a close hereditary connexion with the Senate ; the interregnum, which was the transmission of auspices by the patres, had long been one of its privileges, and the prejudices of the patrician magistracy would hardly have allowed it to dip into the inferior order for councillors. If there be any truth in the story that, on the abolition of the monarchy, the thinned ranks of the patres were again raised to 300 by the inclusion of persons specially enrolled (adlecti or conscripti),^ these added members were probably, like their predecessors, patrician. This large increase (placed by some at 164 members) gave rise to a transitory distinction between the older members and the new members, which — 1 Festus p. 246, cited p. 59. " Zonaras (vii. 9) makes Servius Tullius introduce Plebeians into the Senate. ' Liv. ii. 1 " Deinde, quo plus virium in senatu frequentia etiam ordinis faceret, caedibus regis diminutum patrum numerum primoribus equestris gradus lectis ad trecentorum summam explevit : traditumque inde fertur, ut in senatum vocarentur qui patres quique conscripti essent : consoriptos videlicet in novum senatum appellabant lectos"; Festus p. 254 "'Qui patres, qui conscripti': vocati sunt in curiam, quo tempore regibus urbe expulsis P. Valerius consul propter inopiam patriciorum ex plebe adlegit in numerum senatorum C. et LX. et IIII. ut expleret numeram senatorum trecentorum " (for these numbers cf. Plut. Public. 11 Tois S' iyypaiphTas iir' airoS '\iyovcn.v iKarbv Kal i^iiKOVTa T4ia-priToiiiTUii irpbs rairas Tas ^Ti/ilas al xpiffeis la-TUirav iwl rov Siifiov. Cf. vi. 16, and Cio. pro Seat. 37, 79 " Fretus sauctitate trihunatus, cum se non modo contra vim et ferrum, sed etiam contra verba atque ioterfationem legibus sacratis esse armatnm putaret." n THE GROWTH OF THE REPUBLICAN CONSTITUTION 97 public law, and were voluntarily accepted by all the members, they did not need formal ratification by any higher authority. But sometimes resolutions were passed which the Plebs was incapable of carrying into effect ; in this case they were mere petitions to the only recognised legislative power, the consuls presiding over the comitia centuriata. We have an instance of this procedure, dated within forty years of the establishment of the tribunate, which shows how far-reaching the demands of this concilium might be. In 456 B.C. the tribune Icilius elicited from this assembly a resolution to the effect that the Aventine, until that time state property,^ should be assigned to the Plebs. With this petition he approached the consuls and the Senate, and requested them to gain the consent of the comitia centuriata in due form of law.* The same procedure must be imagined for any plebiscita, which refer to matters affecting the whole com- munity, down to the year 287, when, as we shall see, these resolutions of the Plebs were first raised to a level with the laws. In framing its resolutions the Plebs was as dependent on the tribune as the comitia was on the consuls; the rogatio of the magistrate could only be answered by the " Yes " or " No " of the burgesses. Its elective proceedings were similar to those of the whole people. The tribune, before he quitted office, nomi- nated successors and submitted their names to the Plebs. The differences were that the voting was by curiae and not by centwies, that the patrvm auctoritas had here no place, and that the formal taking of the auspices was not necessary to the validity of the proceedings, although doubtless the tribunes employed their right of taking private auspices ^ to give a sanctity to the act of the Plebs. In one further and less important respect was this community of the Plebs modelled on the larger community of the Populus. In the year when the tribunate was established, the magistrates of the Plebs were given two assistants,* who bore the same ' p. 66 note 5. " Dionys. z. 31, 32 ; see Mr. Straohan-Davidson in Smith Diet, of Antiq. s.v. plebiscitum, ^ p. 39. ^ Dionys. vi. 90 &vdpas e/c tup STifioriKuJv 5i5o Kad^ ^Koarov iviavrhv diroSeiK- v6vM Toits iirtiper^crojiTas rois SiiiJuipxots Sffiav hv Siiiii/Tai Kal SlKas, ds &v iirirp^^tavTOi 4K€ivot, KpLvovvras lepwv re Kal STjfioffiuv Tb-jruv Kal rrjs Karh tt]v dr/opi.v eier-qplas iiriiJ,ekriaop,hovs : Gell. xvii. 21 " tribunes et aediles turn primum per seditionem sibi plebes creavit"; Pompon, in Dig. 1, 2, 2, 21 "Itemque ut essent qui aedibus praeessent, in quibus omnia scita sua. plebs deferebat, duos ex plebe constituerunt, qui etiam aediles appellati sunt. " H «8 ROMAN PUBLIC LIFE chaj relation to them as the two quaestors did to the consuls. Their functions were as undefined as those of the quaestors ; but, when the powers of the tribunate were slightly better established, these delegates seem, like their prototypes, to have been con- cerned mainly with criminal jurisdiction and finance. They also kept the archives of the Plebs in the temple of Ceres, and it was thought that it was from this that their name aediles (possibly not their original title) was derived.^ They served the tribunes in the exercise of their coercitio, seizing the offender or inflicting the death penalty. We find them performing this function in the trial of Coriolanus.^ After the tribunes had gained criminal jurisdiction, they assisted them as delegates.^ Their original financial functions are somewhat indefinable ; but such functions are suggested by their office at the temple of Ceres and the archives which they guarded there— functions which find exact parallels in those of the quaestors at the- temple of Saturn. It may have been one of their duties to exercise some super- vision over the forced labour (operae) of the Plebeians, and this may have led to an early connexion with the repair of roads and buildings. Their police functions, their supervision of the market, above all their maintenance of the state religion amongst the masses, can hardly be referred to this early period.* The aediles may originally have been nominated by their superiors; but election by the concilium of the Plebs, under the presidency of a tribune, is the only form of their appoint- ment which is known to us. The office was legalised with the tribunate, and its holder possessed the same personal ^ Dionysius (I.e.) suggests that they originally bore another title. Pomponius (1.0. ) derives the name from their office in the temple of Ceres ; Varro from their care of the repair of aedes both sacred and private (Varro L.L. v. 81 " aedilis, qui aedes sacras et privataa procuraret "), a derivation which Mommsen (Staatsr, iL p. 480) favours. Their relation to the aediles of the Latin towns is wholly uncertain. Mommsen (ib. p. 474) holds strongly to the view that the Latin aedileship was borrowed from the Boman. For a different view of. Ohnesseit Ztschr. dm- Savfigny-stiftvmg 1883, pp. 200 sq. ^ Plut. CoHol. 18 (the tribune Sicinnius) Tpotrcra^e tois dyopai'dfioLs dvayaySyras airbv itrl t^v &Kp(ip ei$ds &ffa,i /caret r^s inroKei^Tj^ ^Apayyos. So later in the trial of P. Scipio. Liv. xiix. 20 ; xxxviii. 52. 2 Liv. iii. 31 (456 B.O. ; the consuls sell booty taken from the Aeqni) "itaque ergo, ut magistratu abiere . . . dies dicta est, Eomilio ab C. Calvio Cicerone, tribuno plebis, Veturio ab L. Alieno, aedile plebis." * Yet Livy attributes both to the fifth century ; they perform police-duties in the year 463 (Liv. iii. 6), and are entrusted with the care of the state religion in 428 (Liv. iv. 30). II THE GROWTH OF THE KEPXJBLICAN CONSTITUTION 9S sanctity as the tribune, conferred first by oath and then by law.^ For the power of these plebeian magistrates rests wholly on a superstitious belief, consciously applied to fill up a gap in the public law. It might have been thought that magistrates elected by a large body of the citizens, whose powers were recognised by public law, would have been sufficiently protected by their position. But the Eomans were slaves to legal formulae. The Plebs was not the community, nor even at first a legalised corporation within the city; the tribunes were, therefore, not magistrates of the state, and wore none of the insignia of office ; they had not the imperivm and the aiispicia, and therefore could not be protected by the law of treason (perduellw), which avenged wrongs done to the state in the person of its magistrate. A substitute must be found in a religious sanction. Perhaps Eome is the only state that has definitely invested the demagogue or " champion of the people " with a halo of sanctity. This was first given him by the people whom he championed. The Plebs on the Mons Sacer had sworn an oath to destroy any one who destroyed their tribune — an oath which they perpetuated to their descendants. The sanctity of the tribunes, therefore, had originally no valid religious ground, for the Populus had not pronounced such an offender to be sacer, nor had the oath been taken by a magistrate on behalf of the whole community. It was simply a proclamation by a section of the people of the infringement of rights which they held would justify a revolu- tion; and the declaration was accepted by the Roman state when it recognised the tribunate. But the inviolability of plebeian magistrates did not gain legal recognition until the reinstitution of the office in 449 B.C. Then the violator of the majesty of the tribune was made a sacer hom^ ^ in its later sense ' Livy, however (iii. 55, cited note 2), represents the sacrosanctitas of the aetlUes as being based only on law. ^ Dionys. vi. 89. The sacrosanctitas of the tribune is guaranteed i'6/i(j) re Kal 6pK({). Cf. App. JS. 0. ii. 108 i} tGip 5i;/i(£pxwv dpx^ ^^P^ Kal S.(rv\os fjv ix vdfiov Kal SpKov. iraXttioB. Foi these two grounds of inviolability see Liv. iii. 55 (restoration of tribunate in 449) " et cum religione inviolatos eos, turn lege etiam feoerunt, sanciendo 'ut qui tribunis plebis, aedilibus, judicibua, deoemviris nocuisset, ejus caput Jovi sacrum esset, familia ad aedem Cereris, Liberi Liberaeque venum iret.' Hao lege juris interpretes negant quemquam saorosanctnm esse ; sed eum, qui eorura cuiquam uoouerit, sacrum sanoiri. Itaque aedilem prBndi ducique a raajoribus magistratibus : quod etsi non jure fiat (nooeri enim ei, cui hao lege non liceat) tamen argumentum esse, uon haberi pro sacro sanctoque 100 ROMAN PUBLIC LIFE chap. of " an outlaw " for the whole community, and the aediles and the plebeian decemviri were protected by the same ban. Yet the Eoman jurists held that this law did not give sacroscmctitas, at least to the tribune ; that was given by the " ancient oath " of the Plebs ; the law only announced a penalty which might be carried out by any member of the community. This view was of importance, because it recognised the capital jurisdiction of the Plebs in all cases where their magistrates had been injured ; and, although subsequent practice was unfavourable to this jurisdiction, its legality cannot be questioned. The tribune was himself the defender of his own personal inviolability and that of his fellow-officers ; for it was he who summarily inflicted the punishment or proposed the penalty to the concilivm. The crime of infringing plebeian liberties could not originally have borne a definite name ; in later times it was brought under the vague conception of majestasj " the infringement of the greatness of the state." The penalty might be a capital one, while the acts construed as infringement might be very slight indeed. Physical compulsion, blows, an attempt at murder were all obvious cases ; but forcible resistance to a tribune's will ^ came under this head, and, after the law which guaranteed the right of meeting to the Plebs, any act, whether of magistrates or individuals, which interrupted a meeting of the Plebs summoned by a tribune.^ In fact, during the earliest years of the struggles of the Plebs, the rights of the corporation are represented only by the powers of the tribune, through whom alone it claimed official recognition ; and thus from 494 to the epoch of the decem viral legislation (451) the tribunate is engaged in efforts to gain a better repre- sentation of the plebeian community, and to secure an equality in the administration of the law, which should render the clumsy negative system of the constant interposition of their auxilium less necessary. The first attempt seems to have been to some extent secured by the plebiscitiim passed by Publilius Volero in 471, which enacted that the concilium of the Plebs, instead of meeting as aedilem : tritanoa vetere jnrejurando plebis, cum primum earn potestatem oreavit, saorosanctos esse " (cf. Liv. ii. 33 " sacratam legem latam " on the Mons Sacer). 1 Resistance to the will of a magislratus populi is not perduellio in later Roman law, but rather vis. But resistance to the tribune is always majestas, 2 Dionys. vii. 17. See p. 96. 11 THE GROWTH OP THE REPUBLICAN CONSTITUTION 101 before by curiae, should now meet by tribes (tributim)} As tbis was a purely self -regarding ordinance, it probably did not require the consent of Senate and people,^ and we are told that it was looked on with disfavour by the Patricians. The grounds of their objections are not easily fathomed, nor is the gain to the Plebs brought about by the change particularly clear.3 The number of the tribes at this time is unknown, but it was probably twenty-one. This growth had been brought about by an abandonment of the Servian principle. After the Roman territory, lost in great part during the earliest years of the Republic, had been regained, a wholly new subdivision of the ager Bomanus had been adopted. The four Servian tribes were confined to the ring-wall of the city, and the land without the walls was now separated into fribus, which were called the country (rusticae) as opposed to the city tribes (tribus urbanae). ' Sixteen of these country tribes bear the names of patrician gentes;* they must have been named from the clan settlements and were obviously the first created. It is afiirmed by Dionysius ^ that, at the time of the trial of Coriolanus (491 B.C.), the number of the tribes was twenty-one ; but it has been conjectured with some plausibility that the twenty-first was added in this very year 471, when the tribe was first used for voting purposes, in order to create an inequality of votes, and that it bears its local name (Clustumina or Crustumina) in memory of the secession of the Plebs to the Sacred Mount.* The Plebs may have petitioned the consuls to add one more to the divisions of the state; for it was they alone who could eflfect the change, the creation of a tribe being an administrative act which none but the magistrates of the community could carry out. These tribes were, like the earlier ones, local, and although there is no evidence for the view that landholders alone were included in them, yet the seventeen country tribes would ^ Liv. ii. 56 (Publilius Volero) "rogationem tulit ad populum, ut plebei magistratus tributis oomitiis fierent " (followed by the words cited on p. 94). ' This is Livy's view (I.e.), "neo, quae una vis ad resistendum erat, ut inter- oederet aliquis ex coUegio . . . adducl posset." " The ground of objection given by Livy (ii. 56, cited p. 94) rests on the belief that the tribunes had been formerly elected by the comitia cwriaia. * Aemilia, [Camilla], Claudia, Cornelia, Fabia, [GaleriaJ Horatia, [Lemonia], Menenia, Papiria, [Pollia], [Pupinia], Romulia or Bomilia, Sergia, [Voltinia], Voturia or Veturia (from Momms. Staatsr. iii. p. .168 ; the names he encloses in brackets are those to which there are no extant patrician gentes to correspond) ' Dionys, vii. 64. * Momms. Staatsr. iii. p. 153. 102 EOMAN PUBLIC LIFE c«At. naturally consist for the most part of peasant proprietors, and would, therefore, be a better organ for plebeian sentiment than the curiae, throughout which the landless plebeian clients might still be the representatives of their patrician lords. This change soon produced an unexpected consequence. At some period between the passing of the Publilian law and the enactment of the Twelve Tables, the new plebeian practice was adopted as a basis for gatherings of the whole people. The Populus began to meet by tribes, and to form a comitia tributa. The Twelve Tables prove that this body early gained judicial competence ;^ but the history of the great change which placed a democratic assembly of the Populus by the side of the timo- cratic comitia centuriata is wholly unknown to us. It is probable that the original power of this new parliament was not extensive, and it may have been confined originally to the hearing of minor judicial appeals from the magistrates. About twenty years later it was found convenient to entrust the election of quaestors to the new assembly. Its attractiveness lay in the ease and rapidity with which the people might be summoned to meet by tribes within the walls, as compared with the stately formalities of the gathering of the army in the Campus. The second great movement of the tribunate was an attempt to secure an equal administration of the law. In the year 462 the tribune C. Terentilius Arsa made a proposal to the condliwn of the Plebs that a commission of five should be appointed to clear up the forms of legal procedure, and by this means to fix limits to the judicial caprice of the consuls ;^ and in the next year a resolution of the whole college of tribunes was framed to this effect. It was obviously a measure which demanded the sanction of the Populus, and this it was for many years impossible to obtain. Even apart from the fact that the tribunes apparently intended their commission to consist wholly of Plebeians, it was felt to be a proposal that was revolutionary in ' See Appendix. ^ Livy (iii. 9) says, "utvviri creentur legibus de imperio oonsulari scribendis.'' Even if this expression is due to a misunderstanding of the title of the decemvirs, " consular! imperio legibus scribendis " (Momms. Staatsr. ii. p. 702), it no doubt expresses a fact. For the nature and object of the deoemvirate see Pompon, in Dig. 1, 2, 2, 4 (of the appointment of the decemvirs) " datumque est eis jus eo anno in oivitate siimmum, uti leges et corrigerent, si opus esset, et interpretarentur neque provooatio ab eis sicut a reliquis magistratibus fieret " ; ib. (of the publica- tion of the laws) " quas in tabulas eboreas perscriptas pro rostris composuerunt, ut possint leges apertius percipi." Cf. Dionys. x. 1, 60. 11 THE GEOWTH OF THE EEPUBLIOAN CONSTITUTION 103 the extreme ; for it ■was nothing less than the demand for a code, for a written system of rules which should replace the elastic principles of justice, which were one of the mainstays of patrician power, and which would vulgarise the awful sanctity of the consulate and the pontifical college. It must also have been felt that codification must mean a compromise — some recognition of plebeian claims which would weaken the position of the ruling caste. Hence a stout opposition on the part of magistrates and Senate, and the bill, if it passed the concilium plebis at all,i was not allowed to go a step further. But the Plebs persisted in its efforts, and its answer to patrician opposition was to return year after year the same tribunes, formulating the same demands. In 458 B.C. the college approached the consuls on the subject, and asked them to formulate their objections to the bill;^ for the moment there was the hope of an agreement, but at the end of the year the consent required was again refused. Three years more of agitation followed, and then it was felt that the original proposal must be abandoned. The tribunes expressed their willingness for the initiative to be taken by the patrician magistrates, and for a joint commission to be appointed. Mean- while the years of discussion had caused the original proposal to assume larger dimensions. Reform which should bear a wholly non-party character was suggested in place of a mere codification. Information of the Greek Codes was to be gathered by a com- mission of three — a suggestion which was valuable in many ways ; it was useful for purposes of delay, it gave an appearance of learning and thoroughness to the work, and perhaps some such basis was felt to be absolutely necessary for framing rules on points which the very indefinite Roman procedure had never considered. The return of the envoys in 452, after an absence of three years, renewed the demands of the tribunes for the instant prosecution of the work. A controversy between the orders as to the constitution of the commission ended in a com- promise. Plebeians might be admitted; but, as a matter of fact, the patrician influence was so strong that the first board elected by the comitia centwriata appears to have consisted wholly of members of that order.^ The appointment of the commission ' Livy (iii. 11, 25, and 29) seems to speak of the law not being allowed to pass the Plebs ; but then he does not recognise the two stages of legislation. See p. 97. 2 LiT. iii. 31. ' ib. 33 ; of. Momms. Slaatsr. ii. p. 714. 104 ROMAN PUBLIC LIFE chap. was a complete abrogation of the constitution. The consulship was abolished ; the Plebs gave up their tribunate, some have thought in perpetuity, misled by the hope that the publication of the law would render such a check on the consular power unnecessary, and as a part of the compromise with the Patri- cians, and stipulated only that certain privileges which they had already gained by law should not be abrogated.^ The provisional government appointed for the year 451 took the form of a board of ten men with consular power but not subject to the law of appeal.^ The work was done within the year, and the code posted up on ten tablets {tabulae) and published to the masses. The people were sum- moned and told that the commission had created equal rights for all,^ and the whole body of law was passed as a lex by the comitia centwiata. But at the end of the year it was declared that the work was not quite complete. Again the constitution was suspended, and a new board of ten appointed, this time inclusive of Plebeians.* Two new sections were added, thus bringing up the number of the tabulae to twelve ; these also were confirmed by the centuries, and after the government of the " wicked ten " had abused its power and fallen, were published with the rest of the code by the consuls of 448.^ Although the law of the Twelve Tables {lex duodecim tdbu- larvm) was for the most part a codification of existing rules, it marks a distinct advance in the recognition of plebeian rights, and thus was of the utmost political importance. In framing rules for the whole state the question before the commissioners was whether the customary law embodied in the code should be that which prevailed in the patrician, or that which held good in the plebeian community. In almost every important par- ticular plebeian law was preferred. The reason was not any regard for plebeian rights (the decemvirs re-enacted the rule ' Liv. iii. 32 " postremo ooncessum patribus, modo ne lex Tcilia de Aventino, aliaeque sacratae leges abrogarentur." As to the sacratae leges, the aedileshlp would have gone with the tribunate ; and there was nothing more to be protected by the leges sacratae. ^ Their title was Decemviri consulari imperio legibus scribendis (Capitoline Fasti). Cf. Liv. ill. 32 (" placet creari xvlros sine provooatlone, et ne qiiis eo anno alius magistratus esset ") and Pompon, in Dig. (cited p. 102). ' Liv. iii. 34 " se . . . omnibus, summis infimisque jura aequasse. " * Dionys. x. 58 ; liv. iii. 35. " Liv. iii. 57. The accounts of the material of the " Tables " vary. Livy (I.e.) says "in aes incisas in publico proposuemnt " ; Pomponius (in Dig., cited p. 102) says "in tabulas eboreas perscriptas" (perhaps roboreas or aereas, Kipp, QueUenkunde des S.E. p. 8). It is possible that they were of wood. II THE GROWTH OF THE REPUBLICAN CONSTITUTION 105 forbidding marriage between the orders), but the simplicity and the capacity for universality of this law. The code is not a hap-hazard collection, but a scientific compilation ; the aim was a " levelling " of the law, an arbitrament between classes, such as had often formed the task of the Greek legislator ; and in effect- ing this object the commissioners showed more wisdom than any Greek legislator of whom we hear. The idea of legislating for a class, or the still more foolish idea of perfect logical adjustment, are strikingly absent. The code is thoroughly Eoman in its caution and good sense, its respect for the past, which it disre- gards only when old custom violates the rules of common sense, and its judicious contempt for symmetry. Such a code as this might be changed in detail, but was never likely to be repealed. It remained the " fountain of all public and private law," and justly, for, according to Tacitus, it was the " consummation of equal right." ^ Its rhythmical sentences were learnt by heart by school-boys in Cicero's time.^ Elaborate commentaries were written on it by the republican lawyer Aelius, and the imperial jurist Gains, and by Labeo, who stands at the meeting-point between the two regimes; and in the sixth century A.D. Justinian, in the old age of the world, still respects many of the provisions which date from the infancy of Koman legislation. The Twelve Tables contained the ''whole body of Eoman law " {corpus omnis jRomani juris),^ not in the sense that they were a complete and detailed system, but in the sense that they pronounced on all important or disputed points in all departs ments of law, private, criminal, and public. The ordinances of private law embraced regulations as to marriage and family relations, testamentary disposition, inherit- ance, debt, and usury. The marriage recognised was the consen- sual contract of the Plebeians strengthened by usus. Emancipation was recognised as a consequence of the threefold sale of a son, and a form of adoption, probably already in use in the plebeian com- munity, was thus made universal.* The law also facilitated the emancipation of slaves who had purchased their freedom and so helped to create the wealthy freedman class.^ Perfect freedom ^ Liv. iii. 34 "fons omnls pubUci privatique est juris"; Tao. Ann. iii. 27 " creatique decemviri et accitis quae usquam egregia compositae duodecim tabulae, finis aequi juris." ' Cic. de Leg. ii. 23, 59 " Discebamus enim pueri XII, ut carmen necessarium; quas jam nemo discit." 8 Liv. iii. 34. * p. 19. ' Ulpian Reg. ii. 4. 106 ROMAN PUBLIC LIFE chap. of testamentary disposition, in accordance with the plebeian form of testament per aes et libram, was recognised ; while in intestate inheritance and in guardianship the rights of the agnati, common to the Plebeians, were recognised as prior to those of the gentiles, sometimes peculiar to the Patricians. "^ The freedom of contract, guaranteed by the Tables, implied the old harsh law of debt ; but the penalty was defined, the procedure carefully described, and every loophole of escape offered to the debtor.^ At the same time usiu-y was severely punished ; ten per cent (unciarium fenus) was recognised as the legal rate of interest, and the usurer who exceeded it was punished more severely than the thief and compelled to restore fourfold.* The rules of procedure for all civil actions were laid down, such as the summons of parties and witnesses and the length of the trial. But the law did not reveal the forms of action ; these were still hidden with the pontiffs. In criminal matters the Twelve Tables recognise the old principle of self-help ; a limb was to be given for a limb ; but for minor wrongs compensation was allowed, and twenty-five asses were full reparation for a common assault. But there are sur- vivals of the old religious penalties ; the man who destroyed standing corn was hanged as an offering to Ceres,* and the involuntary homicide could expiate his guilt with the piaculum of a ram. The law was heavy on the abuse of freedom of speech ; for death was the penalty for incantations or libels against a citizen.^ The same penalty was inflicted on the jvdex who had accepted bribes;® whUe for perdmllio in. the form of "rousing an enemy against the state or handing over a citizen to the enemy " the death penalty was also enjoined.' Reference must have been made to criminal procedure since the qimedores parricidii were mentioned in the law.® The principle of the constitution which guaranteed a fair trial to the citizen was upheld ; for we have the statement of Cicero that the Twelve Tables granted the provocatio " from every kind of court and punishment." * In two other particulars they limited 1 p. 10. ■' p. 91. s Cato R.R. praef. " Plin. S.JSr. xviii. 3, 12. » Cic. de Rep. iv. 12. « Gell. xx. 1. ' Maroian in Dig. 48, 4, 3 "Lex duodeoim tabularum jutet eum, qui hoatem oonoitaverit quive civem hosti tradiderit, capite puniri." * Pompon, in Dig. 1, 2, 2, 23. See p. 80. ' Cic. de Rep. ii. 31, 54 "ab omni jiidicio poenaque provocari licere indicant XII Tabulae compluribus legibus." n THE GROWTH OF THE REPUBLICAN CONSTITUTION 107 the jurisdiction of the people. It was maintained that no law or Sriminal sentence (for this took the form of a lex) should be directed against a private individual i^rivUegia ne i/nroganto), and it was laid down that no capital sentence could be passed except " by the greatest of the comitia " (nisi per maximum comitiatwm),^ i.e. by the assembly of the centuries. Later interpretation held that this clause struck a blow at the capital jurisdiction of the concilium plebis ; it is, however, doubtful how far this extraordinary jurisdiction, resting on a religious sanction, could be affected by a law which, as we shall see, never treated the Plebs as a political corporation at all. Another important constitutional provision of this code was one which granted the right of free association. The Twelve Tables, while severely prohibiting secret gatherings (coetus noctwni) ^ which had presumably treasonable designs, per- mitted the free formation of guilds (collegia or sodalicia). Such colleges were to require no special charter ; the rules which they made for their own guidance should be valid, provided they were no infringement of the public law.' Lastly, the code guaranteed the sovereignty of the popular assembly by declaring that its last enactment should be final, without setting limits to the sphere of its legislative activity.* This was a token of the Roman conviction that there should be no finality in law. The Twelve Tables themselves were not guarded against repeal It was a forecast of further development following the course of the old, of a constitution whose stages were marked by elasticity and growth, not by rigidity and revolution. The new law does not appear to have made mention of the Plebs and its tribunes, for they were hardly a part of the con- stitution; and yet, in the crisis that followed the fall of the decemvirate, the question that gathered round these ignored powers was great enough to obscure every other issua The Plebs might have been satisfied with the compromise, had it not been for the unfortunate attempt at despotism made by the second board of decemvirs. It is impossible to believe that 1 Cic. de Lea, iii. 4. 11