CORNELL L lI&RAlif CJorn^U ICam ^rliool ICibrary CORNELL UNIVERSITY LIBRARY 3 1924 052 202 474 Cornell University Library The original of tiiis book is in tine Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924052202474 OXFOED LEOTU.EES AND OTHER DISCOUESES OXFOED LECTURES AND OTHER DISCOURSES BY Sir FREDERICK POLLOCK, Bart. M.A., HON. LL.D. BDIN. COEPtJS PKOPESSOE OP JURISPRUDENCE IN THE UNIVEESITT OP OXFORD HONORARY MEMBER OP THE JURIDICAL SOCIETY OF BERLIN Honlion MACMILLAN AND CO. AND NEW YORK 1890 All rights reserved SIR ALFEED LYALL, K.C.B. PEEFACE A PUBLIC lecture, as the term is used at Oxford, is the setting forth of matters in some way belonging to the speaker's particular branch of learning for an audience not assumed to be specially versed in its methods or applications. A considerable part of this volume represents, in text or in substance, public lectures actually delivered in the University ; the whole of it is in a general way of the same character. A few pieces are included which are slightly or not at aU connected with the Faculty of Law. Those whom the subjects do not interest will easily forgive the inclusion of these pieces, since they are so few. To lawyers I might justify one of them by the authority of Mr. Justice Wills, from whose " Eagle's Nest " in the valley of Sixt I started, many years ago, on one of my first days of real mountaineering, and another by boldly perverting Bracton's words propter jus gladii quod dividi non potest. VUl PREFACE To the minority of readers who may be more interested in these outlying essays than in the main part of the book, I need hardly make excuses for having taken the first occasion of preserving them. Some lectures on the History of the Science of Politics, which might otherwise have formed part of this book, were separately republished a few months ago for a special reason which was then stated. F. P. Lincoln's Inn, October 1890. CONTENTS PAGE I. The Methods of Jueispeudbncb ... 1 II. English Opportunities in Histobipal and Oom- PABATIVB JUEISPEUDENCE . . .37 III. The King's Peace . . . . .65 IV. OxEOED Law Studies . . .91 V. The English Manor . . . .112 VI. Sir Henry Maine and his Work . . . 147 VII. Religious Equality . . . .169 VIII. Home Rule and Imperial Sovereignty . . 187 IX. Examinations and Education . . .216 X. Law Libraries ..... 234 XL The Library of the Alpine Club . . .250 XII. The Forms and History of the Sword . . 260 INDEX ...... 299 THE METHODS OF JUEISPEUDENCE ^ JjjBJS'PRXJBENCE, juris prudentia oxperitia, Mechtsivis- senschaft — these are terms current among lawyers and scholars, and imply the existence of a systematic body of doctrine ; of a special kind of knowledge which can be and is methodically treated, and possesses methods and ideas proper to itself. A body of such special knowledge is a science, unless it depends only on the application of other and more general sciences. Thus there are scientific treatises on gunnery, navigation, and railway engineering. But we should hardly say that seamanship, or gunnery, or the construction of locomotives, is a science of itself. The application of the seaman's, or gunner's, or locomotive engineer's knowledge is a distinct art in itself, having in each case its own distinct practical end, and needing to be separately studied by those who would be skilled in it. But the knowledge that guides the art is obtained by the application to a particular kind of cases of general physical truths, and the methods are applications of those discovered 1 An introductory lecture delivered at University College, London, October 31, 1882. B 2 THE METHODS OF JUKISPRUDENCE I and used in mathematics and mathematical physics. Therefore we may speak for some purposes of the science of seamanship for instance, but if we are speaking with attention to the exact use of words, we shall say that seamanship is an art depending on certain branches of mathematical and physical science. As regards our own case, there is no doubt that the practice of the law is a perfectly distinct art. It is constantly spoken of as such in our older books. The lawyer's technical words are called terms of art, and in our own day an Ul-drawn instrument may stUl be described by the judge as inartificial. In this usage the word has probably the larger sense in which the " liberal arts " were understood in the mediaeval university course, covering what we now understand by both art and science ; but at all events it includes art in the modern sense. Indeed, the lawyer's is a manifold art. As counsel he is called on to form a practical judgment on the legal effect of the facts laid before him ; as advocate, to present in the most forcible and persuasive manner that view of the case which is most favourable to his client's interest ; as draftsman, to express in apt and sufficient words the intention of the parties who instruct him. Nor can a draftsman, in particular, produce really good work, whether the instrument to be framed is an ordinary lease or an Act of Parhament, unless he has a share of artistic feeling in the eminent sense, and takes a certain artistic pride in the quality of his workmanship, apart from the reward he will get for it. Art, then, we certainly have. And we have a body I THE METHODS OF JURISPRUDENCE 3 of doctrine which in most civilised countries is systematic, and in England is at least capable of being made so, which is the peculiar and technical study of lawyers — so much so that laymen complain of it for being too technical — and which cannot be regarded as the application of any other and more general science or sciences. Legal ideas have as clear a generic stamp of their own as mathematical or physical ideas ; and in law, no less than in physics, the terms of commonest use have a widely different import for the trained and for the untrained mind. A man of what is called good general education will talk of Obligation or Possession as he will talk of Energy or Mass, thinking he knows what he means, but in truth having only a vague shadow of a mean- ing. The physicist will tell him in one case, the lawyer in the other, that he is using words which it has taken generations of strenuous thought and discussion to bring to their full and clear significance. In either case he may put us off, if he chooses, with ridicule — the last refuge of obstinate ignorance in its lighter moods, as the will of Providence is in its serious ones. We also find that competent lawyers are substantially at one in their methods and their terminology, though they might have some trouble in explaining either to lay people, and English lawyers, for a variety of reasons, for the most part anxiously shrink from verbal definition. Law, then, has all the marks of a distinct science; and, seeing that legis- latures and courts of justice notoriously exist, it cannot be charged with being a science falsely so 4 THE METHODS OF JURISPRUDENCE I called and versed in unreal matter, such as astrology or the Chinese doctrine of auspicious and inauspicious sites. It may be suggested, perhaps, that legal science is nothing but the application of logic (at all events if logic be taken to include the systematic use of induction and analogy) to a special aspect of human life. My answer to this would be that every science is equally an application of logic to some class of facts. Logic is not a special science or art at all, but the condition or instrument of all knowledge alike. With metaphysics, and perhaps pure mathematics, it stands apart, presupposed in every science, but specially attached to none. It may be said, again, that Jurisprudence is one of a group of special studies which all come under Politics in the wide sense, and that some parts of what is called legal knowledge are really quite as much political. To this I should not gravely object, or not at all. Political science as a whole, however, cannot be said to be much organised at present ; and the special branches, jurisprudence, political economy, and whatever others there may be, must meanwhile exist on their own footing if they are to exist at all, and even encroach on the general theory of politics when they find it convenient. If it is certain that jurisprudence or legal science is the name of a real and distinct scientific study, no less is it certain that learned men have found it by no means an easy task to define its contents and scope. At this day widely difierent accounts of these are given by difi"erent schools. A student who has received an English training is at first bewildered by I THE METHODS OF JURISPRUDENCE 5 the Continental treatment of theoretical jurisprudence. It is not merely that the terminology differs from his own ; there is a radical diversity of conception and handling. Perhaps it may help us to understand such a divergence if we go back to the earliest classical definition of Jurisprudence, and see to what questions it gives rise. I mean Ulpian's, which is not only preserved in the Digest, but conspicuously adopted at the beginning of the Institutes, and is therefore familiar to every student of Eoman law. The words of Ulpian are as foUows : — luris- prudentia est rerum divinarum atque humanarum notitia, iusti atque iniusti scientia. We need not now trouble ourselves, I think, to discuss the exact mean- ing attached to this expression by Ulpian or the Greek theorists whom he followed. It wUl be more for our present purpose to see if, without doing violence to the words, we can find a meaning acceptable enough to lead us to definite issues. " Jurisprudence is the discernment of things divine and human, the know- ledge of what is just and unjust." At first sight this is but an unpromising rhetorical description, covering, as it seems to do, the whole field of human conduct without distinction between legal and moral duty. But if we look closer, we see that the scientia here in question is a discriminative, not a collective know- ledge. To know what is just and unjust is to know the difiierence between just and unjust. What if the notitia spoken of in the first clause be likewise a discernment not so much of the things themselves as of the distinction between them ? If so, we may read 6 THE METHODS OF JURISPRUDENCE I it thus : " tlie discermnent of that which concerns the gods and that which concerns human authority," the separation, in other words, of the province reserved for religion and morality from the province of law. That is not yet jurisprudence, but it is a preface to jurisprudence ; it is the knowledge of what jurisprudence is not, and, to that extent, of what it may be. The res divinae are to be left aside for the theologian or the moralist. And this is a distinction which is not merely formal, but goes deep into the practical working of law. Thus the motive of any given action, as distinct from its intention, is for the most part a res divina in the sense we have put upon Ulpian's definition. For many purposes, the law re- gards intention but not motive. It makes a great moral difi"erence (to take a stock example) whether a man breaks a baker's window and snatches a loaf as a mere piece of mischief, or because his children are starving ; but the legal offence is the same.. Intention is a necessary element in the facts constituting theft; but when all the elements are there, they no less amount to theft because the motive may be such as to extenuate or all but abolish the moral demerit. Practically the result may be tempered by judicial discretion, which (not being bound to give reasons in detail) supplies the more subtle adaptations required by moral feeling. This is just the kind of point on which even intelligent laymen are apt to stumble ; law-makers seem to them unjust because they leave the refinements of administration to the administrator. I leave you to consider for yourselves, from this point I THE METHODS OF JURISPRUDENCE 7 of view, the spirit of our English criminal justice ; the wide range of possible sentences (in the case of manslaughter for instance anything from one day's imprisonment to penal servitude for life), the power of suspending sentence altogether by taking security to come up for judgment, the extreme rarity of minimum sentences, and the like. To return to our general topic : we have set off the proper field of legal study, namely res humanae in the sense of institutions of human ordinance. Then the definition specifies further : iusti atque iniusti scientia, the knowledge of what is just and unjust. Here just and unjust must mean something within the sphere of res humanae, something allowed or disallowed by rules which are administered, or conceived so to be, by a definite human authority. Just is that which is, actually or potentially, upheld in a court of justice ; unjust is its contrary. Justice, legal as well as moral justice, is no doubt conceived as antecedent to any particular tribunal. Neverthe- less if we want to know in practice what legal justice means, we must look to the usage of existing law- givers and judges. So far we have traced in the rough the distinction between law properly so called and opinion or morality. The remark is obvious that Ulpian seems to omit the peculiar relation of positive law to the State. But the Latin word ius really includes this, if we may forget the unhappy term ius naturale, which seems to be a mere external ornament borrowed from Greek philosophers in excess of zeal to make a show of philosophical culture, and inconsistent 8 THE METHODS OF JURISPRUDENCE I with the proper Roman use of the word. Indeed the Roman vocabulary for these general notions was almost too good. A Roman, possessing such apt and clearly distinguished words as fas, mos, ius, lex, and aequum and honum to fall back on when he came to the region of moral discretion, could not feel much occasion for further verbal analysis. He could scarcely have been made to understand our modern ambiguities and flounderings with Law, Recht, and so forth. We analyse to supply our want of clear terms and correct instinct. Our science, then, is a know- ledge of human laws. But of what laws, or what species of them ? Are the laws or legal conceptions we study to be actual or ideal, general or particular ? There are many distinct systems of rules by which the tribunals of civilised countries actually profess to be guided. They have the family likeness which belongs to the corresponding institutions of all civilised States, but they have considerable specific differences. We find one body of legal doctrine and form of legal proceedings here, another at Edinburgh, another in the Isle of Man, and another in Jersey ; this by merely looking round us at home. If we go beyond our own seas, we may count up a dozen or more distinct bodies of law without quitting the dominions of the British Crown. And then there are several distinct systems of speculation and argument by which philosophers have endeavoured to make out what the laws of civilised States, in their general features at any rate must be or ought to be. This kind of discussion may range from the most abstract I THE METHODS OF JURISPRUDENCE 9 and general ideas to the pressing and practical needs of the day. Moreover we may consider the form of laws as well as their matter ; this leads us to such topics as codification, draftsmanship, and even parliamentary procedure. Shall the province of juris- prudence be deemed to embrace all these lines of inquiry, or some and which of them? Let us see what number and variety of possible species of legal science we have obtained. First consider laws as the actually existing and operative rules under which justice is administered. A man may study the system of his own land in order to know how things stand with his own property and business, or to qualify himself as a skilled adviser in the affairs of others. This is what we mean in common speech by being learned in the law. By a good lawyer we signify, speaking among Englishmen, a man well acquainted with the laws of England as they now are and concern our present affairs. We may call such knowledge practical or empirical juris- prudence. In England it has to be sought in a clumsy and laborious fashion, and has got a forbidding reputation. It may be not useless to say that, in spite of all repulsive appearances, the studetit can commit no greater mistake than despising it. A bare account of existing laws may be sufiicient for common practice ; but at many points it must leave unsatisfied curiosity in a mind that is curious at all. Doubts and anomalies force us to inquire how the particular legal system and its various parts came to be what they are. And if we pursue the inquiry 10 THE METHODS OF JUKISPRUDENCE I far, we shall find that, as many things in existing law were explicable only through history, so the history of one system is not complete in itself. Sooner or later we break off in a region of tradition and conjecture where we can guide ourselves only by taking into account the kindred institutions of other nations and races. Thus we are led to historical and comparative jurisprudence, a line of study which forms a bond of alliance between the scientific lawyer on the one side and the historian, the archaeologist, and the ethnologist on the other, and enables legal science to claim an assured place among the Humanities. Again, comparative study discloses a certain amount of groundwork and typical conceptions which are common to all legal systems, or to all that have made any considerable way towards completeness. The Eomans discovered, or thought they discovered, such a common groundwork of legal institutions in the various commonwealths that became subject to Eome. What remained, after deducting local and technical peculiarities, was called by them the common law of nations, ius gentium. Human society is so far alike in all tolerably advanced nations that the same kind of dealings have to be regulated and the same kind of interests protected. Marriage and the custody of children ; sale, hiring, loan, and pledge ; liability for voluntary or involuntary acts causing injury ; the punishment of theft and homicide — these matters, under whatever names or forms, must be provided for in every community where a settled order is to be preserved. Thus we get a common stock of general I THE METHODS OF JURISPEUDENCE 11 ideas, the study of which, so far as we can pursue it or imagine it to be pursued apart from the study of any actual system of law, may be called General Jurisprudence. But these general ideas of law may be approached from another direction. The endeavour may be made, not only or chiefly to recognise them as being in fact common to different systems, but to exhibit them as necessary ; to deduce them from the general conditions of human society and action, and define their exact import without reference to their actual treatment by legislators or courts of justice. Thus we may attempt a general definition of such ideas as Duty, Intent, Negligence, Ownership, Possession, or (boldest ambition of all) of Law itself. Speculation of this kind (for it is essentially a speculative study) has of late years been conveniently named Analytical Jurisprudence. It is apt to run up into speculations on the theory of politics and govern- ment which really form a sort of political prolegomena to legal science, or borderland between jurisprudence and politics. To this region belongs the theory of Sovereignty which is so conspicuous in Bentham and Austin. We have then already four branches or methods of jurisprudence, practical, historical, comparative, and analytical (for what I have called General Juris- prudence is hardly more than a name for the collective result of the two latter), and these are all concerned with laws, not as they might be or as we should like them to be, but as they are. If now we take in the consideration of laws as they 12 THE METHODS OF JURISPRUDENCE I ought to be, we pass into ground which belongs — according to English notions at any rate — to the statesman more than to the lawyer. Still it belongs to lawyers in some sort, as technical knowledge is needful to, give definition to the statesman's ideas, and express them in an appropriate and sufficient form. This department of jurisprudence is marked off from the others in that it does not examine facts, but aims at an end or ideal. This may be expressed by calling it, as I have elsewhere called it. Final Jurisprudence, by analogy to the well-known term Final Cause. The consideration of it may be approached in two ways. In England Bentham has taught us to approach it with a view to practice. If we consider what laws ought to be, it is because we want to make them such as they ought to be. We conceive our ideal for the purpose of realising it by reforms. The instrument of reforming laws is legis- lation ; and we must further study the powers and the handling of the instrument if we would use it with effect. We must learn how to apply it to the best advantage. Our good intentions must be executed by the best possible workmanship ; and if we find that the technical methods in use themselves need reforming, they also must be reformed. Thus our Final Jurisprudence assumes the shape of a Theory of Legislation, with special branches treating of the formal structure of laws, codification, revision of codes, and legal procedure. If we want to see a good practical exposition of the theory of legislation as understood by enlightened Englishmen, we cannot I THE METHODS OF JUKISPEUDENCE 13 do better than study the principal chapters of the Indian Penal Code with the notes annexed by its authors to their original draft. ^ And if anybody were to challenge me to say what is the use of a theory of legislation, I should think it a sufficient reply to point to the Anglo-Indian codes. Bentham was in many ways an unpractical or impracticable reformer, but his work gave a fruitful impulse to practical minds such as Macaulay's and Macleod's in the following generation. But there is another way of considering what laws ought to be. The perfect and ideal law may be regarded as a kind of pattern existing in the con- stitution of man's social nature, or in the minds of philosophers, and consisting of principles which, as being absolutely reasonable, ought of right to be followed by all reasonable men, though, because of man's weakness and the local diversities and historical accidents of existing governments, the laws which are in fact enforced by princes and rulers can be only more or less rude approximations to them. Similarly the law which in given historical circumstances a perfectly wise legislator would enact may be conceived as a pattern from which the law that is actually made unavoidably deviates to a greater or less extent ; and the former may be deemed to be, in the ideal sphere of reason though not in fact, not only a law in some sense, but more truly the law for the given circum- stances than the imperfect production we have to accept in practice. The general principles of legis- 1 These notes are included in Lady Trevelyan's edition of Macaulay's works. 14 THE METHODS OF JURISPRUDENCE I lation and government which are in this manner put forward as claiming assent from all men in so far as they are rational and social beings are said to be of natural obligation, and the sum of them is called the law of nature, droit naturel, Naturrecht. The law which would in itself be best for a given nation in given circumstances is sometimes called, by authors who take this point of view, positive law, the rules of actual civU obligation which we of the English school call positive law being by these authors named enacted laws, and relegated to a subordinate place in their exposition. This view, such as I have endeavoured to charac- terise it, is still prevalent among Continental philo- sophers and jurists. The sort of doctrine which embodies it may be called Ethical Jurisprudence, for the law of nature, whatever it may be, is alleged to be binding on all men's reason, which is as much as to say that it is of like obligation and equally wide application with morality : and indeed its principles appear to be nothing else than those moral and social precepts which, by general consent, or in the opinion of the expounder for the time being, are convenient to be enforced by the power of the State, or would be so in a perfect State. By those who take up this doctrine it is considered the most important and dignified branch of legal science, and is often called the philosophy of law in an eminent or exclusive sense, and though it is not in itself incompatible with other branches of jurisprudence, it is apt in the hands of these authors to thrust them very much into I THE METHODS OF JURISPRUDENCE 15 the background. So far as my acquaintance with, it goes, it appears to me to lump together in a cumbrous and over -ambitious manner a good many topics in the theory of government, politics, and legislation, which are better treated separately. Nevertheless, we cannot dismiss it in the lump as absurd or illegitimate. The theory of legislation must take its most general data from the most general facts of civilised human society. It must equally take its first principles, avowedly or tacitly, from ethics. Ethical Jurisprudence, therefore, is to a certain extent not only legitimate, but necessary. The only strictly necessary difference between our " theory of legislation " and a German philosopher's Naturrecht is, that the Continental schools consider their ideal of legal institutions as a thing to be contemplated in and for itself, with a metaphysical interest which is as it were cut adrift from practice ; while the Englishman's ideal is of something to be realised, or approached as near as may be, in an actual State, for actual citizens, and by the posi- tive enactment of a legislature. But the difference is vastly exaggerated in outward show by the circum- stance (not that it is an accidental one) that the English and the Continental schools found their theories on widely different ethical systems. In the sense in which I have distinguished the terms, there might be a Kantian theory of legislation and an utilitarian Naturrecht. Many chapters of Mr. Herbert Spencer's recent work would be most intelligibly described to a Continental jurist as 16 THE METHODS OF JURISPEUDENCE I Naturrecht treated from the point of view of Mr. Spencer's philosophy of evolution.^ Transcendent theories of moral obligation,- however, naturally lead to a transcendent philosophy of law which constructs an ideal for its own sake ; and the consideration of morality as a means to welfare or happiness leads to the consideration of the State and its institutions in the same manner, and to the framing of political conceptions for practical purposes and under practical tests. In other words, the political grounds and reasons of legal institutions will present themselves to the philosopher who holds a transcendental theory of ethics as texts or chapters of the law of nature ; while to such as are content to follow the humbler but surer path of experience they will rather appear as topics to be used in the theory of legislation. The ethical habit of thought will impart its own form and colour to the political and legal philosophy founded on it. Thus the students of France and Germany, trained on the lines of Descartes or Kant, are prone to make much of the law of nature ; Englishmen who study law with any theoretical interest, deriving their impulse mainly from Bentham, think of law reform and active legislation. And, for the reason just given, not only the English and the Continental student differ in their cast of thought, but each expresses his thought in a language unfamiliar to the 1 Since these remarks were written, the term has been actually applied to the theories of Bentham and Austin by an eminent livinc Continental master of the historical school, Brunner of Berlin. Truly philosophy has many and subtle revenges. I THE METHODS OF JURISPRUDENCE 17 other, and understood by him with difficulty. The most hopeful common ground for a better understand- ing is to be found, I think, in the historical school. In Bluntschli's or Holtzendorff's work, for example, German philosophical ideas are tempered by history and knowledge of practical politics into a shape which need not frighten any fairly open-minded English reader. Before we leave this topic of Final or Ethical Jurisprudence, I will remark that, although a theory of the law of nature or of legislation must rest on some definite kind of ethical temper, I do not see why it should formally assume any particular theory of ethics. In either shape — Naturrecht, or theory of legislation — there must be some positive conception of the purpose for which the State exists ; because that purpose, whatever we consider it to be, fixes the ultimate object of all laws and legislation. This is fundamental and unavoidable. And the conception chosen by the theorist can hardly fail to be associated with one or another side of the standing controversy between the various " Methods of Ethics." But that is no reason why he should take upon himself the burden of a whole ethical doctrine. If he feels moved to write on ethics as well as on jurisprudence, he may do it separately. For example, Austin's second, third, and fourth Lectures appear to me to have no business where they are. They are not jurisprudence at all, but ethics out of place. Still more does this apply to aU the expositions of what is called the law of nature. Continental, Scottish and American. c 18 THE METHODS OF JURISPRUDENCE I There is another branch of legal science of which I have as yet said nothing, and which stands by itself ; I mean that which deals with existing or possible relations not between citizens of the same State but between independent States, International Law is a true branch of jurisprudence, notwithstanding all that may be said about its want of sovereign power and a tribunal.^ You may define it as "positive international morality " not having the nature of true law, but if you do, the facts are against you. For what are the facts ? 1. The doctrines of international law are founded on legal, not simply on ethical ideas. They are not merely prevalent opinions as to what is morally right and proper, but something as closely analogous to civil laws as the nature of the case wiU admit. They purport to be rules of strict justice, not counsels of perfection. 2. Since they assumed a coherent shape they have been the special study of men of law, and have been discussed by the methods appropriate to jurisprudence, and not by those of moral philosophy. 3. There is also a practical test, and a conclusive one. If international law were only a kind of morality the framers of State papers concerning foreign policy would throw all their strength on moral argument. But as a matter of fact this is not what they do. They appeal not to the general feeling of moral right- ness, but to precedents, to treaties, and to the opinions 1 I am happy to be now supported in this view by Mr. Westlake {International Law : an Introductory Lecture, Cambridge 1888). I THE METHODS OF JURISPRUDENCE 19 of specialists. They assume the existence among statesmen and publicists of a sense of legal as distinguished from moral obligation in the affairs of nations. 4. Further, there is actually an international morality, distinct from and compatible with inter- national law in the usual sense. As a citizen among citizens, so a nation among nations may do things which are discourteous, high-handed, savouring of sharp practice, or otherwise invidious and disliked, and yet within its admitted right and giving no formal ground of complaint. There is a margin of discretionary behaviour which is the province not of claims and despatches but of "friendly representa- tions" and "good ofl&ces." If therefore we find that our definition of law does not include the law of nations, the proper conclusion is, not that there is no such thing as a law of nations and that we are to talk pedantically of positive inter- national morality, but that our definition is inade- quate. To resume : we have as our total of divisions the following : — A — I. Positive Jurisprudence : which is a. practical. h. historical. c. comparative. d. analytical. II. Final Jurisprudence, which has a practical side (theory of legislation) and a speculative one (ethical jurisprudence or Naturrecht). 20 THE METHODS OF JURISPRUDENCE I B. International Jurisprudence, which again is diversely treated by different authors, and might be, like municipal jurisprudence, subdivided according to their several methods if we were examining it more closely. Putting aside the law of nations, let us see how and for what reasons one or another of the methods of jurisprudence has in different times and nations had the supremacy. We shall see at the same time that none of them can really subsist alone. Consider, in the first place, the Koman lawyer of the classical period, as his learning and office are described by Ulpian. He is before all things iuris prudens, that is, a lawyer in our special and usual sense of the word ; he is skilled and competent to advise in the laws of Eome ; not the laws of Plato's Republic on the one hand, nor the" particular ordinances of Ehodes or Ephesus on the other. His knowledge is eminently practical. But his practice branches out into more than one direction of science and specu- lation. There are ancient and half obsolete portions of Eoman law which are not yet so obsolete but that an accomplished lawyer must know them. He must therefore bd (if he aims at excellence and above common competence) to some extent a historian and an antiquary. There is every reason to think that the best Roman lawyers were also considerable histor- ical scholars according to their means. This taste is conspicuous in Cicero, who is for us the standing pattern of the Roman statesman of the later Republic, proud of his own institutions and of his knowledge of I THE METHODS OF JURISPRUDENCE 21 them, and at the same time eager to adorn his know- ledge with Greek culture and philosophy. Thus Eoman antiquities bring in history; and if the historical study was not scientific it was not for want of interest or of acute minds, but because comparative study had not gone far enough to make the scientific treatment of history, and especially of archaic history, practi- cable. Philosophy comes in by another door, which is opened by the Praetor's Edict. A jurisdiction extending beyond the stiU narrow bounds of Eoman citizqnship abandons the strait and archaic forms of Eoman custom and procedure. It seeks under the local and peculiar forms principles that may be admitted by the common reason of mankind. The same state of things which made Eome a cosmopolitan power had given a cosmopolitan stamp to the ethical and political speculations of Greek authors. Hence Greek philosophy was ready with speculative justifica- tion of the practical wisdom of Eoman administrators ; and the Eomans, having no philosophy of their own, gladly took up the ideas thus ofi"ered to them. On the actual substance of Eoman law Greek speculation probably left hardly any mark, not even on the Praetorian part of it ; but on the general conceptions of the State, of law and of justice, it left a good deal. The Eoman was taught to look beyond the traditions and statutes of the Quirites for the source and the majesty of the law which was his study. He sought a wider ethical foundation for legal institutions, and delighted to think, as Ulpian says, that his learning was a genuine branch of philosophy. Nothing is 22 THE METHODS OF JURISPRUDENCE I easier than to ridicule Ulpian's exordium in detail. Latin is hardly a philosophical language, to begin with, notwithstanding Cicero's efforts to make it so. But it was better that Celsus should define law as ars boni et aequi, and Ulpian think the definition perfect, than that they should think all legal science was contained in the exact framing of an issue, or in dis- covering what had become of a nudum ius Quiritium. And perhaps the definition is not altogether absurd. Why, says our modern critic, it includes morality and all sorts of things that are not law. Let us pause a moment. I have an odd prejudice in favour of making sense of what has been said by men who (to judge from that which is on all hands admitted of their performances) were not likely to talk nonsense. I would rather suspect myself of having missed a shade of meaning than write down Celsus an ass for his definition, and Ulpian for approving it. An " art of what is right and fair" sounds vague enough. But let us expand the phrase a little (without really adding anything of our own) : "a skilled application of the principles of right and fairness." Is that so hope- lessly unlike the purpose aimed at, if not always accomplished, by lawgivers and courts of justice? Observe, it is art, a special and skilled application of knowledge. And that is just what common morality is not; for if it were an art practicable only by specially skilled persons, it evidently would not be morality. Law then, according to Celsus, is so much of the permanent principles of moral justice as is reduced or reducible to a technical system. His I THE METHODS OF JURISPRUDENCE 23 definition is a concise, and (as I think) a sufficiently clear statement of the point of view taken in modern times by what I have called Ethical Jurisprudence. But he fails to distinguish, you may say, between what is and what ought to be. True, but his time was not ripe for the distinction. If it could then have been made with the trenchant clearness of Hobbes or Bentham, it is doubtful whether Eoman or European jurisprudence would have been any the better. Eoman law had to be made broad enough to be in due time the strength of European civilisation ; and nothing but a large infusion of ethical and cos- mopolitan feeling could have done this. Let us not be over-critical about the form. "What more idle fiction is there, philosophically speaking, than the original contract between king and people? Yet without it the English Revolution might never have been accomplished and the Whig party never have taken shape. Nor was the analytical element wanting in classical Eoman jurisprudence, though it was not clearly or separately conceived. Technical ideas were furnished in abundance by the historical tradition of the ancient system, and by the newer and more extensive range of Praetorian jurisdiction. The classical jurists put forth their strength in fixing the bounds of these ideas and developing their consequences. Their method was not consciously analytical, but their work (even when we are not satisfied with its results) is a model of legal analysis. Their tact and sense of analogy go far beyond the region of bare empirical 24 THE METHODS OF JURISPRUDENCE I readiness which is still thought by many English lawyers to be the only solid ground of their art. In the Eoman treatment of a complex legal idea such as that of Possession we may find all the modem methods employed, and appropriately for the most part. Or instead of taking a subject, let us take the one treatise of the classical period that we have in a fairly complete state. We find in various parts of the Institutes of Gains distinct and creditable attempts in the direction of historical inquiry (mostly suppressed in the colourless recension of Justinian) ; the rational and ethical element is marked in his account of modern reforms ; there are passages of critical analysis (and the criticism is very good) ; and in the quotations from Homer, though we may smile at them, there is a germ of comparative jurisprudence. From Gains vouching the Iliad to help the definition of sale and exchange, to Sir Henry Maine correcting British dogmatism by the phenomena of the Indian village community, seems a long way. Yet, if we read Gains and his fellows in a spirit neither of letter- worship nor of picking holes, we can feel at home with them and know that we are working on the same lines. In modern times the several methods of juris- prudence have been separately and diversely worked out ; so . diversely as to appear, what they need not and should not be, positively hostile to one another. Here in England peculiar conditions have impressed a peculiar form and character both on our laws them- selves and on the study and exposition of them. I THE METHODS OF JURISPRUDENCE 25 From an early time our judicial system has been independent of Continental culture, and singularly independent of the other departments of government. The judges have not been a special branch of the pro- fession, but selected, under an efficient criticism of skilled opinion, from the profession at large. Ever since the King's Courts received their definite historical form, the judgments of the King's judges have been accepted as not only deciding the case in hand but declaring the law. From an early time, again, we have had a central and powerful legislature which, as it represents the estates of the whole realm, has made statutes binding on the whole, and knows no legal bounds to its competence. Thus our laws have been eminently national and positive, and our particular legal habit of mind is perhaps the most insular of our many insular traits. Our long standing apart from the general movement of European thought has had its drawbacks ; but I think it the better opinion that both in jurisprudence and in the not wholly dissimilar case of philosophy the gain has outweighed them. And I mean this to be understood, in the present case, both of science and of practice. The effect was to make our jurisprudence above all things practical, and then historical. I say historical as distinguished from comparative. One may find in Coke's commentary on Littleton, or better in Sir Matthew Hale's writings, a great deal of historical research, though very little comparison. Doubtless the history and the fruit of its application suffer much for want of the compara- tive method. Long ago it was remarked upon as a 26 THE METHODS OP JUEISPRUDENCE I strange thing that English real property lawyers so much neglected the Continental learning of feudalism. Still our English authors from Coke downwards (or indeed from Fortescue) pay serious attention to the history of their own system. Much of their history is wrong, partly from prejudice, partly from credulity and partly from imperfect materials ; nevertheless they deserve credit for historical purpose, and for a certain amount of really historical method. Speculative or analytical treatment of legal ideas, on the other hand, can hardly be said to have existed at all in England before Bentham's day. Such approaches to it as might be discovered in the earlier literature would be confined, I think, to public and especially to constitutional law, and would belong rather to political theories than to jurisprudence proper. Blackstone's constitutional doctrine is not derived from legal sources at all, but is a modified version of Locke's Essay on Civil Government. Ethical topics more or less answering to the Naturrecht of the moderns are by no means wanting either in Blackstone or in writers of earlier date, but they occur (so far at least as the common law goes) in a casual and confused manner. We have in this kind the dicta running through several generations of text-writers and judges to the effect that the law of England is the perfection of reason, and the attempts made at various times, notably in the Elizabethan age, to support or adorn its technical doctrines by reasons drawn from general philosophy. The student who has a mind for curious reading may I THE METHODS OF JUEISPEUDENCE 27 find a notable example in the great case in Plowden on Uses and Consideration, where the law of nature and Aristotle are freely invoked. Efibrts of perverse astuteness in the same direction are manifested in the Scriptural reasons and illustrations occasionally given by Coke. From another side, however, there came to the English system a large and bold infusion of ethical jurisprudence. The decisions of the Chancellor, professing as they did in the earlier days of his Court to be special dispensations of the king's justice in cases for which no ordinary jurisdiction was adequate, were openly founded on ethical and social principles that were adopted on their intrinsic merits. Equity was at length exhausted with victories, and ceased to be creative. But during two centuries or thereabouts before Lord Eldon's time the principles and practice of the Court of Chancery were being settled into the lines which he, more than any one man, finally fixed ; and something hardly distinguishable from " the law of nature " was openly put forward as the ground and the sufficient reason of the innovations. We may roughly say that the Chancellors deliberately adminis- tered an expansive and inventive justice down to the time of the Eevolution, and practically did so for almost a century later. In the present century the doctrines of equity have been quite as fixed both as to substance and as to procedure as those of the common law ; nor have they escaped from creating fresh examples of the mischief they were originally designed to avoid, the sacrifice of convenience and the common reason of 28 THE METHODS OF JURISPRUDENCE I mankind to the consistency of technical deductions. These things are of common knowledge to students ; but we should also note what is more easily over- looked, the reaction of the methods and spirit of Equity (and ultimately, to an extent perhaps greater than is commonly allowed, of the general movement of European thought) upon the development of the , common law. So early as the fifteenth century we find a common-law judge declaring that, as in a case unprovided for by known rules the civilians and canonists devise a new rule according to " the law of nature which is the ground of all laws," the Courts at Westminster can and will do the like. And in the latter part of that century Westminster could show at least one jurist of real genius. Chief Justice Brian. For the most part, however, jealousy of rival juris- dictions only made the common lawyers more obstinate in their technicality down to a much later time. The rational and ethical tendency became a real power in the common law in the eighteenth century. Lord Mansfield, its most illustrious exponent, some- times carried it further than a mature system would bear. But on the whole excellent work was done under this impulse ; nor is it correct to regard the movement as confined to commercial law, though its most conspicuous efiects were certainly in that department. He was a bold man, it has been said, who first invented the "common counts." The de- velopment of the so-called equitable actions on the common counts for money had and received, and the like, belongs to this period. It is difficult nowadays I THE METHODS OF JURISPRVDEITCE 29 to estimate the saving in costly and hazardous pro- cedure which was effected by their introduction. The same spirit was also shown, and perhaps to a greater extent than we now have occasion to re- member, in positive legislation; for many of the statutes of the first half of the eighteenth century, whose operation has been superseded by later enact- ments, or has become too familiar a part of our common stock to be matter of express reference, were at the time considerable measures of law reform. The peculiar character of English legal institutions was strong enough to subdue these new elements to itself. The ideas of a man of genius like Lord Mans- field were worked piecemeal into practice, but no definite theory was constructed by himself or by any one else, though in the reports and treatises of the last century one is puzzled by language which appears to assume that a complete system exists. There was a serious endeavour for lucidity and form, as against the gratuitous technicality and the literary clumsiness of the only existing legal classics. Black- stone's Commentaries were the outcome of this endeavour, and, all things considered, an admirable one. Dr. Brunner has borne splendid witness to Blackstone's merit in his account of the sources of English law.^ But, both in the work of Blackstone's forerunner Hale and in his own, the arrangement is of the roughest kind, and the analysis of ideas is ^ In tlie introduction to Holtzendorff's Encyklopadie der Reclitswiasen- schaft, translated by Mr. Hastie, Edinburgh, 1888, but there is a still later edition of the original 30 THE METHODS OF JURISPRUDENCE I rudimentary. Their science is historical, but too self-contained and insular for the need of searching analysis to be felt. I need not tell you how Bentham's vehement and often unfair criticism broke the spell that had fortified English jurisprudence as in an enchanted castle, nor of the work of the analytical method, enriched by wider and more en- lightened historical research, in the hands of recent and living English authors. The history of the modern scientific movement in our legal studies is written in books which all students who aim at real knowledge must have in their hands and ought to be familiar with. On the Continent the order of things has been quite difi'erent. Ethical speculation, as we just now said, has almost overshadowed jurisprudence, and has only within the last few generations been sufficiently tempered by positive and historical studies. Probably many reasons of more or less weight might be offered for this. First among them, I think, would come the peculiar position of Eoman law during the middle ages. In all the lands which had obeyed Rome, and were included in the nominal supremacy of the revived Western Empire, it acquired a prevalence and power not derived from the sanction of any distinct human authority. No such authority was for the time being strong enough to compete in men's esteem and reverence with the shadow of majesty that stiU clung to the relics of Eoman dominion. Thus the Eoman law was not merely taken as (what for many purposes and in many states it really was) a common I THE METHODS OF JURISPRUDENCE 31 groundwork of institutions, ideas, and method, stand- ing towards the actual rules of a given community- somewhat in the same relation as in the Roman doctrine ius gentium to ius civile ; but it was con- ceived as having, by its intrinsic reasonableness, a kind of supreme and eminent virtue, and as claiming the universal allegiance of civilised mankind. If I may use a German term for which I cannot find a good English equivalent, its principles were accepted not as ordained by Caesar, but as in themselves binding on the Rechtsheivusstsein of Christendom. They were part of the dispensation of Eoman authority to which the champions of the Empire in their secular controversy with the Papacy did not hesitate to attribute an origin no less divine than that of the Church itself Even in England (though not in English ppactice, for anything I know) this feeling left its mark. In the middle of the thirteenth century, just when our legal and judicial system was settling into its typical form, Bracton copied whole pages of the Bolognese glossator Azo. On the Con- tinent, where there was no centralised and counter- vaihng local authority, the Eoman law dwarfed every- thing else. Yet the law of the Corpus Juris and the glossators was not the existing positive law of this or that place : the Eoman law was said to be the common law of the Empire, but its efiect was always taken as modified by the custom of the country or city. " Stadtrecht bricht Landrecht, Landrecht bricht gemein Eecht." Thus the main object of study was not a system of actually enforced rules, but a type 32 THE METHODS OF JURISPRUDENCE I assumed by actual systems as their exemplar without corresponding in detail to any of them. Under such conditions it was inevitable that positive authority should be depreciated, and the method of reasoning, even for practical purposes, from an ideal fitness of things should be exalted, so that the distinction between laws actually administered and rules elabor- ated by the learned as in accordance with their assumed principles was almost lost sight of. This is not matter of conjecture, for elsewhere similar causes have had similar effects. In India the whole Hindu community acknowledges a kind of ideal Brahmanical law.^ To the Hindu population, broadly speaking, this is what the Eoman law was to the mediaeval Empire, and in the same kind of way it is largely modified by local, or rather tribal and even family customs. And English administrators and judges, honestly striving to do justice to Hindus according to their own law, have found grave difficulties in discerning the usage actually observed within their jurisdiction from that which native experts in Hindu law declared, on the authority of texts and commen- tators, as being the rule. The opinions of the Brahman Pandits have constantly tended to ignore particular customs, and it was a considerable time before English magistrates found that they were in 1 It is doubtful how far, if at all, the Hindu law books represent anything that ever really existed as positive law. The so-called code of Manu is not a code in either the Eoman or the modern sense. Moreover the conflict between Brahmanical theories and local customs is aggravated by sacerdotal ambition. These matters, however, do not affect the limited comparison now made. I THE METHODS OF JURISPRUDENCE 33 danger of imposing on great numbers of people rules which were in truth as foreign to them as English law itself. A still more interesting example is afforded by the United States. There the general foundation of English common law bears the same sort of relation to the positive laws of the several States of the Union that Roman law does to Con- tinental jurisprudence. In every State it is less than the actual law of that State, but greater than the actual law of any other State. And along with this condition of things we find a marked tendency in American authors to take a Continental rather than an English view of the general theory of jurisprudence. Not only our positive and analytical method finds little favour with them, and their theoretical work is mostly akin to that of the German philosophical and historical schools, but they treat the common law itself as an ideal system to be worked out with great freedom of speculation and comparatively little regard to positive authority. Decided cases are treated by them not as settling questions but as offering new problems for criticism. There are even one or two American writers of great ability for whom, as for the German expounders of Naturrecht, legal science appears to consist in a perpetual flux of speculative ideas. It is also noticeable that the present generation of scientific American lawyers have shown a disposition for historical research and exposition which has already borne excellent fruit. The prevalence of one or another method of juris- prudence depends in the first place, if the foregoing D 34 THE METHODS OF JURISPRUDENCE I considerations be sound, on the historical conditions of legal systems and institutions. But there is no reason why in England, Germany, or America, we should make ourselves the slaves of such conditions, or why one method should be cultivated to the exclusion of the others. The false pride and exclusiveness of a favourite method will always bring their own punishment. A merely practical attention to law brings us into the danger of degrading our science to what Plato calls inartistic routine. His- torical interest unchecked by analysis may in another way overwhelm us with particulars, and leave us where we cannot see the wood for the trees : again, the historical scholar is apt to fall into unreflecting optimism, thinking everything must be for the best which is explained as the natural result of historical conditions. Unguarded analytical speculation tends to make jurisprudence a thing of abstract formulas — as it were a sham exact science — instead of a study of human life and action. Excess of zeal for that which ought to be, whether in the shape familiar to us here of agitation for reforms, or in its Continental guise of devotion to the law of nature, tends no less strongly to beget contempt and ignorance of that which is, and expose the would-be philosopher to the derision of the first attorney's clerk. Every method is in its place legitimate and necessary, but is bound to secure itself against mistakes by taking due account of its fellows. Practically we shall guide our course by looking for what seems most to want doing among the things that come in our way to do. Here in I THE METHODS OF JURISPRUDENCE 35 England we have an immense wealth of particular doctrines and principles, which, however, for want of being brought into the light of general ideas, remains uninstructive to the student until he has made a pretty full acquaintance with it in miscellaneous reading and practice. We have likewise a scheme of general jurisprudence due to Bentham's ideas in the first instance, and of which the importance as a part of legal knowledge and education was explicitly laid down from this chair by Austin. Not having been developed from within our particular and historical jurisprudence, but set beside it by criticism from without, and having indeed arisen from a movement of repulsion, this is at present, I think, something too much in the air. English learners run an appreciable risk — ^which for the moment our attempts at improve- ment have perhaps rather increased than diminished — of regarding legal science as a thing apart from legal practice. Jurisprudence and Eoman law may seem to them nothing but additional subjects of examination imposed by the perversity of fate. Little has yet been done to make it clear that the object of these studies is not to enable English lawyers to talk with an air of knowledge of foreign systems or abstract speculations, but to make them better English lawyers by the exercise of comparison and criticism. There is a want of efiectual contact and influence between the general and the particular branches of Juris- prudence, which nevertheless are both needful if either is to do its best. Our most useful ambition at present, I think, wUl be to supply this want ; and 36 THE METHODS OF JURISPRUDENCE I it will be my endeavour, so far as my means avail, to work in this direction. I propose to illustrate from English institutions and doctrines the general form and constituents of Positive Law, and a certain number of its leading ideas. We shall have oppor- tunities both of correcting and enlarging our general ideas by reference to practice, and of criticising particular solutions and consequences from a com- parative and general point of view. We shall try to go like wary travellers, neither slavishly following every winding of a beaten road, nor rashly making short cuts over unknown ground to find ourselves confronted by impassable floods or precipices. II ENGLISH OPPOETUNITIES IN HISTOEICAL AND COMPAEATIVE JUEISPEUDENCE ^ If envy is ever allowable between colleagues, I think I might have been excused two or three months ago for regarding my friend the Vinerian Professor with some measure of that feeling. In the first place, Professor Dicey had delivered his inaugural lecture while I still had to provide for mine, and therefore he had outstripped me in the beatitude of accomplished possession. Another advantage I was more gravely disposed to envy him was that of entering on his new labours in a scene known to him of old, and among familiar friends ; an advantage which perhaps is not a matter of mere sentiment. For, as our two ancient Universities, taken together, have a generic character which makes them unique in Europe and broadly marks them ofi" from all other seats of learn- ing, so each of them is marked off from the other by subtle but real differences of individual spirit and traditions. In such a case resemblance and analogy will carry one a long way ; but there comes a point — 1 An Inaugural Lecture delivered at Corpus Christi College, Oxford, October 20, 1883. 38 ENGLISH OPPORTUNITIES H as in the learning of a language closely akin to another already known — where the warrant of analogy fails, and even where the unbiassed curiosity of a perfect stranger may be less liable to error. The privileges of starting from impartial ignorance, be they more or less, are too manifestly denied to me. Therefore I must seek to fortify myself in another direction. Having no interest to maintain the paradox that, next after an Oxford man, a complete stranger will make the best Oxford Professor, I must persuade you to think me, as I desire to think myself, as little of a stranger as possible. And this is not such a merely personal matter as it seems : for the relations of a Professor to the University and its members are (at least it is a Professor's business to make them so if he can) something wider and more human than the delivering and hearing of lectures, and therefore it concerns you to know that fortune has dealt favourably with me in preparing the way for these relations, and especially in regard to the Faculty to which my work belongs. To say that I find myself here among friends is nothing. I have seen enough of Oxford hospitality and of the universal brotherhood of scholarship to be assured that such would be my experience if I had come here without a single acquaintance in this College or in the University. But it is something to say that I find myself in the company of old friends, and moreover of those who have been my guides and fellow-workers in a pursuit still followed in this land by few, scorned or depreciated by many, the scientific II IN HISTORICAL AND COMPARATIVE JURISPRUDENCE 3& and systematic study of law. When a dozen years ago I emerged, wearied and bewildered, from that rough and fragmentary training of " reading for the bar," which Professor Dicey so excellently described to us last term, I was advised to turn to Roman law as the best means of impressing some order and proportion of clear ideas on the half-digested mass of facts and formulas which I had acquired. It was from Professor Bryce that I sought counsel as to my reading ; his advice was such as it would be bold, if not foolhardy, to give to a man reading for examination purposes ; but then I was not going to be examined : and from my following of that advice I date whatever pretensions I may have to competence for taking a philosophical as distinct from a merely empirical view of law and jurisprudence. It is with no ordinary satisfaction, therefore, that I now embrace the honour of meeting Professor Bryce as a colleague. On the occasions of such meeting, again, another peculiar pleasure awaits me : for they are presided over by the Warden of All Souls as Chairman of the Legal Board of Faculty. I do not know whether it has often happened that two school- fellows, as nearly as possible of equal standing, should part, one to Oxford and one to Cambridge, and almost lose sight of one another for years ; that they should take up the same profession, and their bent should lead them independently to deal with its learning in the same spirit ; that they should select for illustra- tion, for different external reasons, the very same subject; that they should use and discuss one an- 40 ENGLISH OPPORTUNITIES H other's work with perfect freedom, and without the shadow of constraint; and, lastly, that they should find themselves associated at the same University, in conditions the most agreeable and honourable for both, in the promotion and direction of their chosen study. These things, I conceive, would be esteemed an improbable combination in any well-con- structed fiction dealing with modern society. They are however the things, plainly and truly stated, which have happened to Sir William Anson and myself. His presence and companionship ought to disperse — they do disperse — whatever cloud of unfamiliarity might yet hang over my introduction to this University. So much it seemed not unfitting to say, on this peculiar occasion, of my personal privileges and oppor- tunities. According to the common and reasonable usage, the duties and opportunities of my ofl&ce, or rather of the branch of studies with which my office is concerned, appear most proper to be now the chief matter of our attention. The historical and com- parative treatment of jurisprudence is the function particularly assigned to the Corpus Professor; and I do not think it needful to tell you either that historical and comparative jurisprudence exists (I speak of it in the singular, for the two branches con- verge to one study and one method), or what results it already has to show. The works of my predecessor in this Chair are a sufficient answer to any questions on that score. I understand that a certaia sort of clever young men, anxious to say something new and ir IN HISTORICAL AND COMPARATIVE JURISPRUDENCE 41 surprising, are already going about to disparage Sir Henry Maine's way of research as a thing out of date. I shall not be at the pains of discussing this opinion. Nothing worse can happen to such as are capable of entertaining it than to remain possessed by their own conceit, and they deserve nothing better. If such a fancy is taken up otherwise than as a conscious exercise in paradoxical argument, it must be through total misapprehension of the historical method, of its true scope and significance, and of its place in modern science. The historical method is not the peculiar property of jurisprudence or any other branch of learning. It is the newest and most powerful instrument, not only of the moral and political sciences, but of a great part of the natural sciences, and its range is daily increasing. The doctrine of evolution is nothing else than the historical method applied to the facts of nature ; the historical method is nothing else than the doctrine of evolution applied to human societies and institutions. When Charles Darwin created the philosophy of natural history (for no less title is due to the idea which transformed the knowledge of organic nature from a multitude of particulars into a continuous whole), he was working in the same spirit and towards the same ends as the great publicists who, heeding his field of labour as little as he heeded theirs, had laid in the patient study of historical fact the bases of a solid and rational philosophy of politics and law. Savigny, whom we do not yet know or honour enough, and our own Burke, whom we know 42 ETOLISH OPPORTUNITIES II and honour, but cannot honoui* too much, were Darwinians before Darwin. In some measure the same may be said of the great Frenchman Montesquieu, whose unequal but illuminating genius was lost in a generation of formalists. By such hands was the instrument formed and polished that my predecessor in this Chair has wielded in your presence and before the world : and from his hands I take it in reverence and not without fear, as a common mortal essaying to lift the spear of Achilles. It is a key to unlock ancient riddles, a solvent of apparent contradictions, a touchstone of sophistries, and a potent spell to exorcise those phantoms of superstition, sheeted now in the garb of religion, now of humanity, now (such is their audacity) of the free spirit of science itself, that do yet squeak and gibber in our streets. It is like the magic sword in Mr. George Meredith's delightful tale, whose power was to sever thoughts. One thing, indeed, the historical method will not do ; there should be no mistake about this, and none shall be readier than myself to make the admission. Neither the theory of evolution in physics and psychology, nor the historical method in ethics and politics, can solve the ultimate problems of philosophy. But it does not follow that either of them is useless to the student approaching those problems. He may be helped by them to see in more than one way where science ends, and philosophy in the strict sense begins ; he may even be helped to perceive in what forms and within what limits philosophical questions may be reasonably and hopefully stated. II IN HISTORICAL AND COMPARATIVE JURISPRUDENCE 43 Thus we have to do not with a literary fashion, not with the style of work of this or that writer, but (it cannot be too often repeated) with a method which has transformed and is transforming the face of human knowledge. That such a method should not be fruit- ful when applied to the special subject-matter of jurisprudence, intimately connected as that is with the historical institutions of civilised mankind and with the history of human nature itself, would be a thing contrary to all rational expectation. It could be accounted for, did it so happen, only by singular incapacity or infelicity on the part of those who undertook the adventure. But it has not so happened : already we have ample fruit, and ample promise of more. Enough, however, of these things in general. If any man is wilfully blind, let us leave him to his blindness. It will now be convenient for us, I think, to consider, not what may be done by historical and comparative jurisprudence in the abstract, but what we as Englishmen, here and now, have special oppor- tunities for making of it, and therefore what, to the best of our power, we ought to make of it. Let us first notice what a tempting field is offered to the historical student by the laws and legal insti- tutions of England; and for the moment I speak of England alone. We know that English law is the despair of systematic reformers ; the very causes which have made it so make it an unrivalled treasure- house of historical illustration. In our existing polity the latest mechanism of elaborate legislation may be found side by side with relics of a period of legal 44 ENGLISH OPPORTUNITIES " culture not less archaic than that of the Twelve Tables at Rome. If we retrace the growth of our institutions as far back as the Norman Conquest, we shall find in full strength usages of which Roman jurisprudence has preserved only the faintest traces. We need not go abroad or sift obscure tradition and doubtful reports for examples of old-world forms of legal ideas, or the transitions by which they are adapted to the modern world. Our own Common Law is full of them. We are only beginning to realise their interest ; the total want of the historical and scientific element, until a few years ago, in the training of English lawyers, has led us to despise these things as mere dry bones of antiquaries. Here, then, is a plain duty laid upon us, to bring out the significance of our own legal antiquities in relation to the general history of legal development, and to make our confused and half-wrought wealth in this kind accessible to fellow-workers in other lands. As a brilliant specimen of what may be expected in this region (though not a work undertaken chiefly with that view) I may point to Mr. 0. W. Holmes's lectures on " The Common Law." That name leads me on, by an irresistible temptation, to another branch of what I have to say ; but first there is an objection to be removed. Some one may deny that the study of legal anti- quities is jurisprudence at all ; some one else may say, as indeed one or two historians have at least hinted, that a modern lawyer is in certain ways at a positive disadvantage in it. Well, the analytical and II IN HISTORICAL AND COMPARATIVE JURISPRUDENCE 45 the historical purist may both have their say ; there is no occasion for us to hinder them. Only we shall not in this place, I hope, trouble ourselves with being over nice to define the limits of sister faculties. Assuredly these things belong to History as well as to Law ; for my own part I trust that Law and History may ever be too good allies and helpmates to wrangle over an imaginary boundary between their territories. Each of them has so much to do for the other and so much to learn from her that a dispute of this kind is wasteful folly. I would fain have every lawyer a historian ; and, seeing we ought to desire for all our fellow-men the increase of all good knowledge, there can be no harm in wishing that some historians had a little more law. Not the least of the objects at which the work of this University in both Schools may be aimed with good hope of accomplishment is to make such wishes superfluous in the coming gene- rations. Meanwhile, trespass in pursuit of knowledge is a thing rather to be encouraged. Professor Stubbs has shown how much we lawyers may have to learn from the historian : it is for us to do something towards repaying the debt. Lately Mr. Justice Stephen, in his History of the Criminal Law, has brought in one or two substantial instalments. Just now I named the work of an American lawyer on the Common Law. The writings of Dr. Oliver Wendell Holmes are popular in the best sense on both sides of the Atlantic. His son, now a judge of the Supreme Court of Massachusetts, inheriting a share of the same subtle imagination and finely 46 ENGLISH OPPORTUNITIES II discerning mind, has devoted his power to gaining the more limited but more concentrated interest of a technically critical audience. As the reader of English literature loses much to whom the works of the father are unknown, so the English lawyer to whom law is not a mere business, but a science and study, cannot afford to neglect the work of the son. It is tempting to praise one's friends : but I am not here to praise my friend Mr. Holmes, though the occasion might furnish excuse enough, and I pass on to that which his work suggests. Eminent as it is in its own kind, I take it but as a specimen and symbol. I need not tell you that in the United States there already exists a considerable legal litera- ture, much of it excellent, some of it classical, pro- duced by English-speaking men trained in English legal ideas, and living under laws which are based on, and in the main identical with, the Common Law of England. Across the Atlantic we exchange dis- cussion of the earliest Year Book and criticism of the latest leading case in a dialect which to the French is barbarous, and to the Germans foolishness. What does such a fact signify to us English lawyers ? Nothing less than this, that the system which we have inherited is unique alike in its history and in its destiny. From the storm -floods that made wreck of the Eoman Empire there emerged, defaced but not broken, the solid fabric of Eoman law. Not by any command or ordinance of princes, but by the in- herent power of its name and traditions, Eoman law 11 IN HISTORICAL AND COMPARATIVE JURISPRUDENCE 47 rose again to supremacy among the ruins of Roman dominion, and seemed for a time supreme in the civilised world. In only one corner of Europe it finally failed of obedience. Rude and obscure in its beginnings, unobserved or despised by the doctors and glossators, there rose in this island a home-grown stock of laws and a home-grown type of legal institu- tions. They grew in rugged exclusiveness, disdaining fellowship with the more polished learning of the civilians, and it was well that they did so : for, had English law been in its infancy drawn, as at one time it seemed likely to be drawn, within the masterful attraction of Rome, the range of legal discussion and of the analysis of legal ideas would have been dangerously limited. Roman conceptions, Roman classification, the Roman understanding of legal reason and authority, would have dominated men's minds without a rival. It is hardly too much to say that the possibility of comparative jurisprudence would have been in extreme danger. I am not now considering whether English law, in its media3val or its modern stage, be better or worse than Roman law. The point is that it is different and independent ; that it provokes comparison and furnishes a holding-ground for criticism. In its absence nothing but some sur- passing effort of genius could have enabled us to view the Corpus Juris from the outside. Broadly speaking, whatever is not of England in the forms of modern jurisprudence is of Rome or of Roman mould. In law, as in politics, the severance of Britain by a world's breadth from the world of Rome has fostered 48 ENGLISH OPPORTUNITIES II a new birth which mankind could ill have spared. And the growth of English politics is more closely connected with the independent growth and strength of English law than has been commonly perceived, or can be gathered from the common accounts of English history. We stand, then, in a special and marked relation to the comparative and historical study of laws by the mere fact that our own laws are insular. But they are more than insular ; they have become the law of half a world ; already they may compare for the extent of their influence on men's affairs with the law of the Roman Empire. They have travelled with the English language wherever English enter- prise has made itself a new home. From the North Sea to the Pacific they are the rule of life, and the mould in which men's ideas of justice are formed: and, if we go round the world, we shall traverse the domain of many strange laws and customs to find the image of our English polity and jurisprudence at the very antipodes. It is still more important for the power and value of English law, in the aspect under which we now regard it, that it has become the herit- age of an independent nation of our own stock, and not only of a nation, but of a federal union of States which for their own municipal purposes are sovereign and independent. Since the classical period of Eoman law there has never been a constitution of afi'airs more apt to foster the free and intelligent criticism of legal authorities, the untrammelled play of legal speculation and analysis, than now exists in II IN HISTORICAL AND COMPARATIVE JUKISPKUDENCE 49 the States of the American Union, where law is developed under many technically independent juris- dictions, but in deference and conformity to a common ideal. We are justified, therefore, in expecting that ovir American colleagues will not be behindhand in the work to which in this generation jurisprudence appears to be specially called. This is the just and natural rivalry for English and American men of law, not the interchange of litigious despatches or the argument of diplomatic claims before foreign arbi- trators. Not only do we hope that no less agreeable emulation may again in our time arise between the two nations, but we may flatter ourselves — we of this Faculty at least — ^that our fellowship and intercourse in legal matters is not the least of the forces working against any such mischief. It is only one of the visible marks of our common origin, of our common foundation of institutions, character, and habits ; but it is a strong and a deep one. I feel, for my own part, a much nearer sense of kinship in discussing points with an American colleague than in hearing or reading generalities, however admirably expressed, about the friendship that ought to prevail between the two great English-speaking nations : and I think I may say without rashness (I have in mind some small but not insignificant instances) that the feeling of American lawyers is the same. Personal experi- ence or assertion seems however needless in the face of the splendid welcome our American brethren have even now given us in the person of the Chief Justice of England and his companions. On this side we E 50 ENGLISH OPPORTUNITIES II may have no opportunity of doing the like in any such conspicuous and collective manner : but we can each of us use the opportunities that come to him. Most of all here, in these ancient Universities which are sought almost as holy places by our kinsfolk of the Western Continent, should we be ready and eager to meet with more than a stranger's welcome those who serve with us one law and learning. Let no such pilgrim fail of ample greeting at our hands. Benedictus qui venit in nomine legum Angliae. These are resources, this is a range of knowledge and inquiry which, taken alone, would be in no way despicable. But I must call on you to look further. Let us consider of what manner of realm and empire we are citizens, and see what boundless wealth is open to us. Within our own seas, what varied specimens of legal development may we not find ! Cross the border into Scotland, and you are under a system of law so diflPerent from that of England that at first sight it seems to speak with an unknown tongue. It is a system instructive both in its analogies to ours and in its contrasts, both in the similarity of the results produced and in the diver- sity of the means by which they are effected. Eng- lish lawyers, as a rule, are content to live in greater ignorance, if possible, of the law of Scotland than of the law of the Continent of Europe. Here are opportunities of fruitful comparison — and I mean fruitful for practical as well as philosophical purposes — going to waste at our own door. During the last few years there has been much discussion of the II IN HISTORICAL AND COMPARATIVE JURISPRUDENCE 51 principles and method of criminal procedure. This is a subject on which examination of Scottish usage would be particularly instructive; but for the most part it has been discussed as if Scotland did not exist, or were less accessible to Englishmen than France or Italy. Turning from north to south, we find living in the Channel Islands the ancient cus- toms of Normandy which on the Norman mainland have been wiped out by the levelling sweep of the Napoleonic legislation. In the little Isle of Man we have yet another seat of independent laws and juris- diction. The practising English lawyer is not con- cerned with these things, and is almost of necessity indifferent to them. All the more should the study of them be encouraged at the times and places where there is room for it, and chiefly in the legal Faculties of the Universities. Thus far we are merely looking round, as it were, at home. We have yet to add to the wealth of these realms in the matter of our science the wealth of the British empire. Herein we are partakers of a marvellous heritage, of memories and hopes, of powers and responsibilities, such as are the lot of no other nation upon earth. More truly than Pericles we may say that the valour of our fathers compelled every land and every sea to open a way before it ; more truly than Virgil's feigned prophecy spoke of Augustus we may fit his words to the dominion of which, under the auspicious name and reign of our sovereign lady Queen Victoria, and by wisdom and genius not less than those of Eome, 52 ENGLISH OPPORTUNITIES 11 the principles" have been ordained and the boundaries established : — Super et G-aramantas et Indos proferet imperium : iacet extra sidera tellus, extra anni solisque vias, ubi caelifer Atlas axem umero torquet stellis ardentibus aptum. nee vero Alcides tantum telluris obivit, fixerit aeripedem cervam licet aut Erymanthi pacarit nemora et Lernam tremefecerit arcu, nee qui pampineis victor iuga flectit babenis Liber, agens celso Nysae de vertice tigres. The record of this dominion abounds in wonders in every part, but the British rule in India is most wonderful. A history that no maker of romance would have dared to invent ; a future that no pru- dent man will dare to forecast ; a power so dis- proportioned to its apparent means of command that, if not vouched by positive enumeration, the facts would seem incredible ; these are the salient and elementary features of our Indian empire. On what support, now, does that unique empire rest ? Some persons of no mean authority will tell us that it rests upon force. And in some sense doubt- less they say well. But if we speak thus, it should be clearly understood- what kind of force we have in mind. Evidently not the bare force of arms. Eoughly speaking India contains about two hundred and forty millions of people, of whom about one hundred and twenty thousand are Europeans. Let us try to realise what these figures mean. The number of Europeans in India, British soldiers and others, II IN HISTORICAL AND COMPARATIVE JURISPRUDENCE 53 does not amount to more than the population of an English town of the second rank, such as Portsmouth or Leicester. It is distinctly less than the popula- tion of Delhi or Benares. This number is distributed among nearly five times as many people as inhabit the whole of the United States. Or, to put it an- other way, suppose the whole of the dwellers in India to be ranged in military order. Two thousand is, I believe, a fair working strength for a brigade of infantry. There would be hardly one white man to every brigade. I know what may be said to mitigate these contrasts : the native races of India are not united, they have not European discipline, and the like. But in a case of such immense odds, what mitigating circumstances can avail ? No, we do not govern India by the force of arms only. By what then ? The answer is inevitable. State our position in the very lowest terms in which it can plausibly be stated. Say that the people of India from north to south love us not, and would fain be rid of us. Say that they obey only from mutual fear and jealousy, because men dread the unknown evils they might suffer from some native conqueror of hostile race and religion more than they mislike the certain evils of English rule. What is the signification of this, the worst that can be said by any one who is not grossly impudent or ignorant? It signifies that our rule is better in the estimation of the majority of the dwellers in India than any other rule which they could probably look for in our absence. It signifies that under English rule the weak feel safer against 54 ENGLISH OPPORTUNITIES H the Strong than ever they did before. It signifies that our empire is not of brute force, but of judgment and righteousness ; in one word — for I will not shrink from seeming bold in my ofl&ce — that it is an empire of law. The secret of our strength in India is that we have endeavoured truly and indiflferently to do justice, according to the best of our skill and under- standing, to all sorts and conditions of men. And great indeed is the diversity of men that the rulers of India have to do with, and of their laws and customs. The Brahman, .whose ancestors were the poets of a splendid and refined language, and the pioneers of the everlasting problems of philosophy, while ours, without arts or letters, were rough-hewing the elements of political freedom in German forests ; the Mussulman, himself a descendant of conquerors within historical memory, inheriting from them the aptitude for government and afiairs, and still proud of traditions whose virtue may sleep but is not dead ; the Sikh, most valiant of our foes in the day of strife, and most faithful of helpers in the day when men's faith was tried ; the Eajput, who traces his unblem- ished line of descent from an antiquity that laughs European dynasties to scorn ; — all these, alien from one another, and alien from our Western ways, are equally the care of English justice, their society and usages the study of English governors. Nor these only, but tribes and kindreds so much farther remote from us that the difference of Englishman and Hindu seems to vanish when we consider them ; the dusky people of the far south, Hindus barely in II IN HISTOKICAL AND COMPARATIVE JURISPRUDENCE 55 name, who preserve in strange customs the vestiges of barbarous polities extinct before the beginning of history ; the wild folk of the hUls on our marches, who have been known (so men say) to offer human sacrifice on their immemorial high places to propitiate the dread and secret gods deemed by them to sit in unknown England and rule the issues of their law- suits ; the remnants of aboriginal populations whom English officers find surviving, forgotten for gener- ations past by their neighbours, in remote nooks of mountain and woodland ; these likewise are under the equal protection and receive the equal judgment and justice of the supreme power in India, This is a very weighty matter to be laid upon any government of human frame ; we need not marvel if to some it appears more than can be borne. Yet the burden of this duty has been fully understood and fully under- taken, I win not say always with success (that were to call mortals infallible), but with constant good faith, good will, and diligence, and with such results as in the main Englishmen may well be proud of. Perhaps I have gone too near to forgetting the lawyer in the citizen : but I think excuse will not be wanting, for which of us can be unmoved at the thought of being a partaker, as every English citizen assuredly is, in such a power, such a destiuy, and such duties ? Our matter now in hand is to see how these things concern us not as Englishmen simply, but as students. The British empire in India, we said, is an empire of law : we may add that it has become an empire of systematic legislation, and offers 56 ENGLISH OPPORTUNITIES H a unique field of observation in historical and com- parative jurisprudence. There we are face to face with living examples of institutions and ideas else- where dead or decayed. Two great Asiatic bodies of customary ordinance, Hindu and Mahometan, widely differing from our own laws in almost every possible respect, demand the closest attention not only from students but from men of practice. The texts and authorities of Hindu law raise historical questions of the utmost interest and of more than Indian scope. The constitution of the Hindu family gives us the complete picture of which only a few faint linea- ments are preserved in European societies. Its feasts and its offerings illuminate our obscure records of the household rites of Greece and Rome. In, the Indian village we have a living witness to the most ancient form of self-government. And at almost every point Indian customs and institutions throw new light on a subject whose very difficulty makes it fascinating to both jurists and philosophers — the relations of law to religion in its early stages. Such is the character of the opportunities presented by India to Englishmen, and especially to those who are in a position to study the facts at first hand. If you would see how they can be used I will refer you not to any professedly legal treatise, but to the work of an English adminis- trator who now bears, rule over one of the great Indian provinces : I mean the admirable Asiatic Studies of Sir Alfred Lyall,^ another proof (if proof could reasonably be demanded) that the historical 1 Now a member of the Indian Secretary of State's Council. II IN HISTORICAL AND COMPARATIVE JURISPRUDENCE 57 and comparative method is yet in the vigour of its youth. But the surpassing interest of India must not lead us to forget the vast and varied field of legal studies offered us by other British colonies and possessions. I think it may be said with truth that there is not in the world any type of legal system which the Queen in Council, in her supreme judicial capacity, may not be called on to administer. The Judicial Committee of the Privy Council are the authoritative inter- preters, not only for India of the sacred or semi- sacred books of Hindus and Mahometans (side by side with the latest Act of the Governor -General in Council), but for Lower Canada of the law of the old French Monarchy, now recast by native enterprise in a code of modern form ; for Mauritius, of the Civil Code of Napoleon ; for the Cape Colony and Ceylon, of Eoman law as understood by the great Con- tinental lawyers who preceded the modern epoch of historical research. Add to this the share which the position of England among nations has given to English tribunals in the administration and develop- ment of a maritime law which is nothing if not cos- mopolitan. It is little to our credit that the dealing with such materials as these should, until of late years, have been left in the hands of a few specialists, and should have been almost ostentatiously slighted by the professors of our English Common Law. Recent consolidation of jurisdiction, of professional qualifications, and of professional training, has done something, and will do more, to break down this 58 ENGLISH OPPORTUNITIES II unnatural estrangement. For us here, at all events, the title of " Foreign and Colonial Laws " represents something very different from a museum of legal oddities to be hastily turned over once in a couple of years in search of authorities for a particular case, and then with no small danger of misunderstanding the authorities when found for want of acquaintance with the general principles which they assume. Meanwhile, let it not be thought that our oppor- tunities in this kind have been altogether wasted. We have had illustrious judges who were masters of general jurisprudence, and have used its resources to widen and enrich the municipal jurisprudence of England. So far as they have not attained European reputation, it is because their work is not collected in systematic form but scattered in the pages of our law reports, and practically inaccessible save to English lawyers. It is enough to name three men whose genius was different and shown in distinct departments, Lord Stowell, Lord Justice Knight- Bruce, and Mr. Justice Willes : may their example not fail of abundant and worthy followers ! A discourse of this kind must needs deal in great measure with generalities. But I should like to give you one example of the points in the history of legal ideas which remain to be worked out by the com- parative method. I will take it from a subject which has occupied a good deal of my own attention for some years, the law of Contract. At this time of day we all think it a plain matter that the law should hold men to perform their promises. Not every II IN HISTORICAL AND COMPARATIVE JURISPRUDENCE 59 promise, it is true, will be enforced by modern courts of justice even in things lawful and honest ; but the conditions which limit their action are explained and justified as intended only to exclude light or hasty words from creating the bond of civil duty. Now this, I am much disposed to think, is in truth a modem conception. I believe that the enforcement of promises as such did not enter into the earlier forms or notions of civil justice. Archaic methods of redress fall under one of two heads, retaliation and restitution. The complainant seeks either vengeance for personal injury, or the restoration of something that belongs to him and has been wrongfully taken or detained. A debt is repayable, not because the debtor has promised to pay (as we now imagine the relation), but because the creditor's money is in his hands. From the- demand " Pay me that thou owest" to the more general and elastic claim, " Perform thy covenant with me," there is a far longer step in thought than it is easy for us now to realise. It may be asked how any tolerably civilised society was carried on if men had no means of compelling the fulfilment of promises? We have not said that they had no means. It was not that men lived in a golden age of trust and good faith, or were content to go without redress in the miscellaneous affairs of life. The sanction which temporal jurisdiction did not afford was afforded by religious fears, and sometimes by the coercive power of distinct religious tribunals. We see this in a striking form in our own legal history. Down to the fifteenth century the greater 60 ENGLISH OPPOKTUNITIES H part of what we call " simple contracts " were of no effect in the king's temporal courts. But the man who complained of broken faith could betake himself to the bishop, and the bishop's court would take it up as a matter of conscience. If the case was made out to the satisfaction of the ecclesiastical judge, perform- ance was compelled by the power of the Church. Penance and excommunication were then very real and effectual sanctions, probably more real and effect- ual in many places than any that were practically at the disposal of the civil authority. You may say, however, that English legal history is fall of anomalies, and this may be a quaint local accident of no general significance. And, if I had nothing else to bring forward, you would say well. Here the value of comparative inquiry comes in. We find in the classical period of Roman law that there is one form, and one only, whereby the force of legal compulsion can be given at the will of the parties to any and every sort of promise. That form is the Stipulation, and there appear in and about it unmistakable traces of a religious origin and of an originally spiritual sanction. Already, then, we see that our own history is not a mere isolated curiosity. Going farther afield, we take Mr. Newton^ for our guide among the inscriptions that reveal to us the affairs and administration of an ancient Greek religious house. A master seeking to enfranchise a favoured slave, and to secure his freedom against any possible attack in time to come, could not bind himself by ^ Now Sir Charles Newton. n IN HISTORICAL AND COMPARATIVE JURISPRUDENCE 61 any form of direct promise to the slave, who, until the enfranchisement was perfected, was incapable of acquiring rights. What security could he then give? There might have been a method, as at Eome, of placing the freedman under the direct protection of public law ; but the Greek method was different, and belongs to an older world. The master sold the slave in name to Apollo of Delphi, and pledged his faith with sureties to the God himself that no man should disturb the title ; so that, if he or his heirs should thereafter attempt to go back from the gift of freedom, they would be wrongdoers not against men but against the Gods. Armed with these evidences, we are now justified in making use of the fact, in itself ambiguous, that the earliest transactions in the nature of contract of which we have any record are treaties, confirmed by oath, between heads of tribes or clans dealing with one another as independent powers. The shape they take might be accounted for by the absence of any human tribunal acknowledged by both parties ; but with the analogies before us, it seems as likely that they were modelled on the commonest if not the only form in which private agreements then existed. It may be worth while to add that in Homer (no mean store of archaic law for those who wiU seek discreetly) the confirmation of a promise by oath is frequent, and, so far as I can remember, there is no trace of any other kind of obligation. Much might be said on the general importance of spiritual sanctions in the archaic stages of law, and 62 ENGLISH OPPORTUNITIES 11 of the lingering traces it has left even in modern times. Shakespeare's curse on the mover of his bones comes of an ancient stock : its ancestors are yet preserved in Greek inscriptions, the work probably of men who had a more serious belief than Shakespeare in the efficacy of their imprecations. Another set of examples is furnished by the elaborate and fantastic curses invoked by the draftsmen of early English charters, notably about the end of the tenth century, on any one who should presume to violate the gifts they recorded. The so-called curse of Ernulphus, an eleventh-century precedent faithfully transferred from the Textus Eoffensis to the pages of Tristram Shandy, is by no means at the head of them for invention and variety. A vestige of this kind of formulas clung about the Great Charter itself. One suspects that a similar purport may lurk in the seemingly innocent form of pious words to this day employed in some documents of maritime law. To pursue this subject, however, would take us I know not where, certainly as far as India. Therefore I shall be your suitor that these bare indications may suffice, and I will make an end by claiming as good company and alliance for the studies assigned to this Chair as at the beginning I did for my own person. Something has been said of the natural alliance between Law and History. Just now I pronounced a name venerable to all students of classical literature and art. In citing Mr. Newton's work, I have already exemplified the relations of Jurisprudence to those studies for which the University still preserves, I will 11 m HISTORICAL AND COJIPARATIVE JURISPRUDENCE 63 not say wrongly, a name denoting them as the crown of human culture. And this relation is not a thing to be put aside as accidental, or trifled with as matter of mere ornament. Rightly considered, it is essential to our science and our work. For Jurisprudence, if it is to be truly and vitally distinct from the empirical collection of matters of fact, must partake of the nature of Philosophy. And we know that Philosophy without scholarship and artistic faculty — without the Muses, as a Greek would in one word have said — is uncouth and but half articulate. As in philosophy so in the higher regions of all science, a thread of poetry is interwoven with the strand of knowledge, and the pursuit of truth, as was seen and proclaimed by Plato, becomes a pursuit of the beautiful. The light of this beauty flashes on the mathematician when he discerns the same harmonies of position and magnitude mani- fested ia infinitely diverse configurations of space, or with some new charm of analysis compels a world of new relations of quantity to arise and do his bidding. It rejoices the mountaineer when he traces the normal features of glacier structure on the surface that to the untrained eye is a mere wilderness of stone-heaps and crevasses. And we, too, may hope not to fail of that light and that joy, whether we trace in the individual singularities of men's laws and customs the constant working of the same human nature and the same unconscious bias of old-world thought, or endeavour to analyse and exhibit in their just relations the developed ideas of modern law. It is not for nothing that Sir Alfred Lyall, whose work I named a little 64 ENGLISH OPPORTUNITIES IN JURISPRUDENCE II while ago, is a poet as well as a student and a ruler of men. And it was with deep and wide meaning that the greatest poet of modern Europe proclaimed under the figure of Helena the glory of the arts and sciences inherited from Greece by the modern world. His meaning was wide enough, I am assured, to include even the learning that seems harsh and crabbed to many who are not fools. We of the Faculty of Law may claim and maintain, no less than our colleagues in the Humanities, our part in the favour of the Muses and the splendour of the ideal beauty perceived by true poets and philosophers from Plato to Goethe ; and the least of us may thereby feel, as in that vision of Goethe the warder seeing the face of Helena, that our service is a delight : — Schwach ist, was der Herr befiehlt, Thut's der Diener, es ist gespielt : Herrscht doch iiber Gut und Blut Dieser Schonheit Uebermuth. Schon das ganze Heer ist zahm, Alle Schwerter stumpf und lahm, Vor der herrlichen Gestalt Selbst die Sonne matt und kalt, Vor dem Eeichthum des Gesichts Alles leer und Alles nichts. Ill THE KING'S PEACE 1 "Against the peace of Our Lady the Queen, her crown and dignity." This formula was once the necessary conclusion, as it is still the accustomed one, of every indictment for a criminal offence preferred before the Queen's justices. Even to those who have nothing to do with assizes or quarter sessions the Queen's Peace is a familiar term. By the widely spread office of justice of the peace it is brought home to the remotest corners of England. And it seems to us a natural thing that throughout the realm peace should be kept — in other words that unlawful force should be prevented and punished — in the Queen's name and by officers armed with her authority. This does not look, on the face of it, like a fact requiring any special explanation. Our con- ception of an executive power, under whatever names and in whatever forms it is exercised, is that its first business is to preserve order. And that this power should be one and uniform in every part of a land ruled by the same laws appears to us so far from 1 A Public Lecture delivered in the University of Oxford, May 24, 1884. F 66 THE KING'S PEACE HI remarkable that anything contrary to it has the air of a puzzle and an anomaly. Such is our modern point of view, too obvious (one would think) to be worth stating. Yet it is so modern that there was demonstrably a time when it was an innovation. It belongs to the political theory of sovereignty which has superseded the feudal theory of autonomous per- sonal allegiance. It assumes that the rights of private feud and war, rights exercised without contradiction far into the Middle Ages, are for us intolerable and impossible. It assumes, moreover, that a central authority has become strong enough to subdue local competition and jealousy. These conditions have been brought about in Western Christendom only by long processes of growth, strife, and decay. Perhaps examples might be assigned of lands and institutions where even yet they are not wholly fulfilled. The establishment of the king's peace is a portion, and in England no small one, of the historical trans- formation which has given us the modern in the place of the medieval State. In the history of our law the steps are singularly well marked, and for that reason are worth our dwelling on. A clearly traced example in detail wUl assist our grasp of the general process. Before we consider our English evidences, it is well to remember what is the state of things to which the king's peace is opposed. Modern as is the par- ticular development to which I call your attention, both the need and the remedy were understood at a time ancient enough for the most exacting definition Itt THE KING'S PEACE 67 of antiquity. " In those days," says the chronicler in the Book of Judges, "there was no king in Israel, but every man did that which was right in his own eyes." And he explains his meaning by the case of Micah of Mount Ephraim, who "had an house of gods, and made an ephod, and teraphim," and by good fortune retained a wandering Levite, and knew that the Lord would do him good, seeing he had a Levite to his priest. But the tribe of Dan, or some clan of them, were seeking a place to dwell in, and their spies lodged in Micah's house, and took note of the images and the Levite. They also saw the city of Laish, and the people that were therein, " how they dwelt careless, after the manner of the Zidonians, quiet and secure," and reported to their brethren that it was an easy and desirable conquest, " a place where there is no want of anything that is in the earth." Whereupon the men of Dan set forth, six hundred men appointed with weapons of war, and, coming on their way to Micah's house, carried off the graven image, and the ephod, and the teraphim, and the molten image. The priest was easily persuaded to follow. " Is it better for thee to be a priest unto the house of one man, or that thou be a priest unto a tribe and a family in Israel ? " We hear nothing of Micah till the raiders were well on their way. But he then appears as doing exactly what, according to English law and usage of the twelfth or thirteenth century, he ought to have done. He raised the hue and cry, and pursued with as many of his neighbours as he could assemble. 68 THE KING'S PEACE HI " And when they were a good way from the house of Micah, the men that were in the houses near to Micah's house were gathered together, and overtook the children of Dan. And they cried unto the children of Dan. And they turned their faces, and said unto Micah, What aileth thee, that thou comest with such a company ? And he said. Ye have taken away my gods which I made, and the priest, and ye are gone away : and what have I more ? and what is this that ye say unto me. What aileth thee ? And the children of Dan said unto him, Let not thy voice be heard among us, lest angry fellows run upon thee, and thou lose thy life, with the lives of thy household. And the children of Dan went their way : and when Micah saw that they were too strong for him, he turned and went back unto his house." Fortified by the possession of the idols and a real priest of the sacred tribe, the expedition went on to accomplish its main purpose. "And they took the things which Micah had made, and the priest which he had, and came unto Laish, unto a people that were at quiet and secure : and they smote them with the edge of the sword, and burnt the city with fire." They then built a new city, whereof the graven image from Micah's house became the tutelar idol or Palladium. The story of its capture was preserved, one may suppose, as a tribal tradition, without any notion that the six hundred men appointed with weapons of war deserved anything but praise for their successful conduct of the enterprise. Such was right Ill THE KING'S PEACE 69 in the eyes of the men of Dan in the days when there was no king in Israel. No parallel to this state of things can be found in modern Europe. But we have only to go to Asia to find it within the living memory of civilised observers. As Six Alfred Lyall has pointed out, the episode of Micah and his household gods is as natural and in- telligible to an Indian frontier ofl&cer as it is puzzling to the ordinary Biblical commentator. And there are still living under the Queen's rule men who have borne their share in exploits much like that of the six hundred of Dan, and who doubtless look on the English peace as a mischievous innovation, and regret the good old times when for their frontiers and hills there was no Governor-General in Council, and every man did that which was right in his own eyes. The same hand which has analysed in prose the religion of an Indian province has expressed in strong and brilliant verse the feelings of a superannuated free- booter of this sort. The old Pindaree, so far from being thankful for the Queen's peace, would fain be forty years younger, to flee from this tyranny of law and order, where he is " lectured by Kafirs and bullied by fat Hindus," and get him to "some far-off country where Mussulmans still are men" — in other words, where free fighting and plunder are to be had, and there are no Penal Codes administered by the infidel and impartial Gallios of the Indian Civil Service. These Asiatic instances will serve as an auxilium imaginationis to aid us in clothing with life and circumstance the meagre terms of the records which 70 THE KING'S PEACE HI mark for us the first appearance of the king's peace in our own land. The custumals and ordinances of Kentish and West -Saxon chiefs and English kings which are collectively known as "Anglo-Saxon laws" exhibit a state of society where private war is usual and lawful. It has, indeed, laws and regulations of its own. A man must not be attacked in his own home- stead without being summoned to do his adversary right, and even then he is entitled to seven days' grace after the investment of his house before an assault is delivered.-' In this sanctity of the homestead we have one of the earliest securities for order ; and it is one of the foundations, if not the chief foundation, of the institution we have now especially to examine. Every man was entitled to peace in his own house. The brawler or trespasser in another's homestead broke the owner's peace, and owed him special amends. We find this in the very earliest collection of ordinances, dating in substance at any rate from the first quarter of the seventh century. "If in an earl's town [that is, enclosure or private holding ; such is the primitive signification of the word, which survives in cognate languages and in many English place-names] one 1 Alfred, c. 42. Thig may be a comparatively recent " temperament," as Grotius would say. It is safer, however, to assume tiat the law is an express definition of older customary observance. I note here that documents are cited according to the arrangement in Schmid's Gesetze der Angelsachsen. I likewise note that I have not attempted to collect parallel examples from the Continent, though I doubt not such might be found : e.g. the Alsatian formula proclaiming peace during certain times, ap. Beatus Khenanus, Ber. Germ. lib. 2, s. t. Status Germaniae sub imperatoribus Saxonibus (p. 97 in ed. 1531). in THE king's peace 71 slays a man, let him atone it with twelve shillings. . . . The j&rst who breaks into a man's town, let him atone it with six shillings, the next with three, after him a shilling each." ^ For slaying in the king's town the fine is increased to fifty shillings,^ which makes it clear that in other cases too the fine here mentioned is payable not to the party directly injured but to the householder. Similarly, misconduct in a man's house where the king is drinking must be paid for with a double fine.* The peace of a house is broken not only by slaying but by quarrelling. Who- ever calls a guest in another's house mansworn, or uses other shameful words to him, incurs three distinct fines ; one to the host, another to the injured party, and another to the king. The same law holds " of old right " if one uncivilly removes another's cup where men are drinking ; and the same fines are payable to the king and the householder if a weapon is drawn, though no actual hurt be done.* We find a curious echo of this ancient custom after the Conquest, in the so-called laws of Henry I., where there is a longer but much less clear statement that wherever men meet for drinking, selling, or like occasions, the peace of God and of the lord of the house is to be declared between them.^ The amount 1 ^thelbirht, cc. 13, 17. = lb. 5. ^ lb. 3. * H16tli£er and Eddric (Kent, late seventh century), co. 11-13. It is not quite clear what " ste6p dsette " means. See Thorpe's and Schmid's notes. 5 C. 81. The heading " de pace regis danda in potatione,'' if not a later addition, shows that the compiler did not fully understand the text, which says " pax Dei et domini inter eos qui convenerint .... 72 THE KING'S PEACE HI payable to the host is only one shilling, the king taking twelve, and the injured party, in case of insult, six. Thus the king is already concerned, and more concerned than any one else ; but the private right of the householder is also distinctly though not largely acknowledged. We have the same feeling weU marked in our modern law by the adage that every man's house is his castle, and the rule that forcible entry may not be made for the execution of ordinary civil process against the occupier : though for contempt of Court arising in a civil cause it may, as not long ago the Sheriff of Kent had to learn in a sufficiently curious form.-' The theoretical stringency of our law of trespass goes back, probably, to the same origin. And in a quite recent American text- book we read, on the authority of several modem cases in various States of the Union, that "a man assaulted in his dwelling is not obliged to retreat, but may defend his possession to the last extremity." ^ Under the West -Saxon rule, where the king's power was first consolidated, eventually to swallow up that of all the under-kings and princes of the English name, we find that breaking the peace of the king's house is a graver matter than anything yet ponenda est." Here tlie " dominus " can be only the house-master (there would be no ground for reading drnnini regis, which is not the phrase of the time j in the preamble Henry is indeed called gloriosus Ocesar, but not dominus) : see § 2. The fri?Ses-b6te of jEthelr. vi. 32. (repeated in Cnut, ii. 8) seems also to refer to the peace of private householders. 1 Harvey v. Harvey, 26 Ch. D. 644. 2 Cooley on Torts (1880), p. 168. HI THE KING'S PEACE 73 mentioned. "Whoso fights in the king's house, be all his heritage forfeit, and be it in the king's doom whether he have his life or not."^ There follow a series of graduated fines for fighting in a minster, in the house of an ealdorman or member of the Witan, or in that of a common man. Two centuries later the penalty for quarrelling in the king's hall is extended by Alfred to the drawing of a weapon. Fighting in the presence of bishops and ealdormen, in the folkmoot, and in a countryman's homestead, are forbidden under various pecuniary penalties.^ Like provisions are repeated, with more or less varia- tion, in later collections.^ How far they were observed we do not know. Probably Sir Henry Taylor is no less true to history than to human nature in the exclamation he puts into the mouth of a partisan in the king's palace itself : — " Keep the king's peace ! If longer than three minutes I keep it, may I die in my bed like a cow." And it is said in 6ne of the Irish legends of Ossian, with reference to a state of society perhaps not very different from that of Wessex in the seventh or eighth century, that he was never afraid but once, and that was when he saw a man die in his bed. Thus far then every man has his own peace, of 1 Ine, c. 6. In § 1 there is no mention of viite. Presumably the Church's peace was too much sui generis for the king to claim any- thing in this case. Cp. the so-called Laws of Edward the Confessor, c. 6 : " Qui sanctae ecclesiae pacem fregerit, episcoporum turn est justitia." 2 Cc. 15, 38, 39. Cp. too the graduated ifines for trespass (burh- biyce) in c. 40. * As Cnut, ii. 59. 74 THE KING'S PEACE HI - which the breach is a special offence. But the great man's peace is of more importance than the common man's, and the king's peace is above all, and is broken at the hazard of the offender's life and goods. In the spiritual order the peace of the Church commands yet greater reverence. But for practical purposes the Church by no means disdained the temporal sanction, and it seems well understood that where her peace is, there is the king's peace also, and the king's vengeance on breakers of it. " Be every church in the peace of God and of the king and of all Christian folk." "Every church is lawfully in Christ's own peace, and every Christian man hath great need to know the great worship of this peace, because God's peace is of all peaces most chiefly to be sought and most willingly to be held, and next thereto the king's." ^ Whoever broke the peace in a church, therefore, had to do with both the spiritual and the temporal power. And the graduation of ranks from the king's hall to the simple homestead does not fail of its analogy here. According to the rank of the chutch, so is the fine.^ More than once the peace of a church within its walls is expressly declared to be as inviolable as the king's peace specially given, of which more anon. Land and life are equally forfeit by the breach of either.^ The 1 ^thelr. vi. 13 ; Cnut, i. 2. Alf. 5 is already to the like effect. Cf. the Laws of Howel, ap. Haddan and Stubbs, i. 237. 2 jEthelr. viii. 1-5 ; Cnut, i. 3. The rights of the Church are personified in a manner somewhat startling to modern usage : " And Jiset is Jjonne Serest, Jjset he his dgenne wer gesylle ]?am cyninge and Criste," etc. 3 Edw. and Guth. 1 ; Cnut, i. 2, § 3. Compare cc. 1-15 of "Be Ill THE KING'S PEACE 75 special protection given to well-conducted widows appears to come under this head, as being procured at the instance of the Church ; for they are said to be in God's and the king's peace, and the declaration occurs in a context of ordinances chiefly ecclesiastical.^ In later times, when the peace of the king in his temporal capacity had been extended so as to bring all sorts of ofi'ences within the jurisdiction of his courts, the special point of these expressions was forgotten, and " the peace of God and of our lord the king" became a common form in criminal pleadings. We have now to see how the king's peace was extended iu respect of persons, occasions, and places. A general summary of the doctrine as understood about the time of the Conquest is given in a con- venient form by the compilation known as Laws of Edward the Confessor (c. 12 ; c£ c. 27) : — "The king's peace is of many kinds. There is one given by his own hand, which the English call " kinges hand-sealde gri?s." Another of the day when he is first crowned ; this lasts a week. At Christmas a week, and a week at Easter, and a week at Whit- suntide. Another given by his writ. Another belongs to the four roads : namely Watling Street, Foss, Hikenild Street, Erming Street, whereof two traverse the kingdom in length, the others in breadth. Another belongs to the waters, whereon provisions are shipped from sundry parts to cities and boroughs." griSe and be munde " (Appendix iv., Schmid, Eth. vii. of Ancient Laws), a document of evident ecclesiastical origin. 1 ^thelr. V. 21 ; vi. 26. 76 THE king's peace HI The peace given by the king's hand (cyninges hand-grig : in the Latin of the Anglo-Norman time " pax regia per manum vel breve data " ) ^ appears to be in the first instance a special privilege of persons in attendance on him or employed about his business. It is mentioned like a well-known and accustomed thing, but we have little or nothing to show to whom or for what purpose it was commonly given. We may assume that the king's officers and messengers had it ; perhaps others might have it by special favour. It would be quite in harmony with what we know of the king's court in the period immediately following the Conquest that his special " hand-peace," while it existed, should have been purchasable. And it might often be worth a man's while to pay richly for it if he could ; a merchant carrying money or jewels, for example. This, however, is conjectural. In any case, breach of the king's " hand-gritj " was an offence of the highest order, not being redeemable by any payment : whereas breach of the peace individually given or generally proclaimed by other authorities was a matter for compensation by a fixed scale of fines. ^ The peace-breaker, if he fled, was reckoned an outlaw ; it was a serious offence to harbour him,^ so serious that it was itself reserved for the king's justice. Only the king's grace could restore him to his rights as a free man. He might be lawfully slain if he 1 Ll. Henr. Primi, c. 10, § 1. ^ .^thelr. iii. 1. It is not necessary to decide whether these other peaces were regarded as subordinate branches of the king's. The con- text rather suggests it by the association of the king's reeve with the alderman. ^ lb. 13. ni THE KING'S PEACE 77 resisted capture ; this, at least, is expressly given as the tradition concerning breakers of the Church's peace, and we cannot suppose that the king's stood lower. ^ In much later times, it will be remembered, it was doubtful whether outlaws or persons attainted upon a prcemunire (which last expressly includes being put out of the king's protection) might not be killed with impunity. One particular application of the king's personal protection was to confirm the reconciliation of private enemies. When a manslayer's composition has been accepted by the kindred of the deceased, the king's peace was to be declared between the parties, and terms fixed for payment by instalments.^ The effect of this would be that if the kindred on either part attempted to repudiate the settlement at any time before full payment, they would expose themselves, not only to a renewal of the feud, but to the penalties and dangers which fell on a peace-breaker. Another use of this royal power is curious as foreshadowing the policy of encouragement and security to foreign traders which runs through the whole history of our commercial law. In ^thelred's treaty with the Danes we read : " Let every man of those that are in peace with us have peace both by land and by water, both within harbour and without." The ordinance goes on to say that in an enemy's land the ships and goods of the king's friends which may be found there are to have 1 Edw. Conf. 6. And see the customs of Chester, Lincoln, Oxford- shire, and Berkshire, ap. Stubbs, Sel. Ch. 87, 90, 91 (2d ed.) 2 Edm. ii 7 ; cp. App. vii. 1, § 3 (B. & G. 13, Thorpe). 78 THE KING'S PEACE III peace, except as to property mixed witli that of the enemy. Even merchant-ships from an enemy's land are protected to a considerable extent. They may be wrecked if they are driven in by stress of weather, but if they come of free-will into an English port they are to have peace.^ Here the alien trader, if he was to be protected at aU, must be under the king's peace, as he would have no standing before any of the popular courts. Doubtless he also had the benefit of the general peace of the four roads and navigable rivers. Then we find that certain feasts of the church and other solemn assemblies are in the king's peace, more or less. As early as Alfred's time double fines are ordained for off'ences on Sundays and the greater feast days and in Lent. There are also ^ exhortations to keep the peace and avoid all manner of sin and strife at holy times.^ But these appear to be nothing more than general good advice, like the Queen's proclama- tion read until very lately at the opening of assizes, purporting to forbid various things which the Crown certainly has at this day no legal power to interfere with. And the express mention of the double fine in certain cases is enough to show that stealing or fighting in Easter-week, for example, was not converted by the sanctity of the time into the higher off'ence of peace-breaking in the special sense. 1 jEthelr. ii. 2, 3. C. 3 may be principally meant to secure good treatment for friends of the English at the hands of the Danes. But c. 2 seems a quite general declaration for the benefit of commerce. 2 .ffithelr. V. 19 ; vi. 25 ; Cnut, L 17, § 2 (all in nearly identical terms) ; cf. Cnut, ii. 38, 47 ; Henr. 62, § 1. in THE king's peace 79 But the meetings of the Witan, the security of persons attending them, and the discipline of military expedi- tions, were by the eleventh century at any rate under the full sanction of the king's authority. " I will," says Cnut, " that every man be of peace worthy on his way to gemdt and from gemdt, unless he be a notorious thief." Again : " If a man on the service of the host commit breach of the peace, let Mm lose life or wergeld."^ Thus the king's peace, in ,a sort of artless fashion, anticipated the office of our Mutiny Acts and Articles of War. If we may trust a rather doubtful authority, the king's coronation feast was protected to the same extent.^ The king's peace at certain seasons likewise occurs as a local privilege ; we find in Domesday that Dover had it from Michaelmas to St. Andrew's day.^ The giving of a special peace at fairs and markets,* and very possibly on other public occasions,^ was an ancient custom. 1 Cnut, ii. 61, 82. ^ Edw. Conf. 12, 27. But here observe that the offence is no longer b6t-leds. Appointed fines, though, very heavy ones are mentioned. ^ Perhaps such a primlegium was a doubtful privUege in the modem sense, for in case of breach the town paid a fine to the king. " A festivitate S. Michaelis usque ad festum Sci. Andreae treuua regis erat in uiHa- Si quis earn infregisset inde propositus regis acoipiebat communem emendationem . . . Omnes hae consuetudines erant ibi quando Willelmus rex in Angliam uenit." * Report of the Royal Gorrvmission on Market Rights and Tolls, 1889, pp. 1, 34, 99. There is a trace of this in the common form of pro- claiming a fair stiH in use (ift. p. 5). When this peace became identified with the king's peace does not appear. In Scotland it is mentioned as a special privilege at a comparatively late date. 6 An example of a proclamation of peace (in part intentionally burlesque) at a wrestling match occurs in the Grettis Saga, tr. Morris and Magniisson, p. 213. 80 THE KING'S PEACE III As to places, we find that in the eleventh century the limits of the king's court, within which his peace must be kept, are extended by an artificial definition. They are to be ascertained by taking from his actual residence a radius of three miles, three furlongs, and a minutely expressed fraction.^ The compiler of the so-called Laws of Henry I. makes a not insignificant addition. " Multus sane respectus esse debet, et multa diligentia, ne quis pacem regis infringat, maxime in ejus vicinia." This " maxime " shows that the establishment of peace in the precints of the king's house appears to him only as a special and emphatic instance of an universal law. The exceptional and local character of the king's peace is already obsolete for him, and hardly intelligible. Of more importance, however, is the protection of the great roads, which was a settled rule by the time of the Conquest. In the laws of William the Conqueror we read : " Of the four roads, to wit Watling Street, Erming Street, Fosse, Hykenild ; whoso on any of these roads kills or assaults a man travelling through the country, the same breaketh the king's peace." ^ These roads remained from the time of the Eoman government of Britain. Watling Street is the best known of them. Starting from Dover, it passed through Canterbury, London, and Lichfield, to Wroxeter. Thence a later continuation of it turned northwards to the Mersey, and under the name of High Street was prolonged to the Eoman 1 App. xii. Schmid ; cf. Henr. 16. 2 Will i. 26. m THE king's peace 81 ' Wall, while another branch struck off into Yorkshire. The Foss Way made, roughly, an opposite diagonal, its chief points being Ilchester, Bath, Cirencester, Leicester, and Lincoln. Erming or Irmin Street appears to have connected London with the stations north of York by way of Huntingdon and Lincoln, crossing the Humber by a ferry. Icenhild or HykenUd (later commonly written Icknield) Way ^ may be described as very roughly parallel to the more important Foss Way. Starting from Wallingford on the upper Thames in a north- easterly direction, it crossed Watling Street at Dun- stable and Erming Street at Eoyston, and went on through Icklingham to or near Venta Icenorum (Caistor St. Edmund's near Norwich). There were other well-defined roads, but these four were the main ones, and these alone were first recognised and guarded as the king's highways.^ Even for some time after the Conquest it would appear that other roads, though public, were not in the king's protection but only in the sheriff's.^ But 1 This is quite distinct from Eikenild or Ryknield Way, witli whidi it was identified by some of the earlier antiquaries. (Higden ap. Palgrave, Eng. Gomm. 2, cxxxviii.) 2 For the topography, see Guest, The Fou.r Roman Ways (Origines Gelticae, 1883, vol. ii. p. 218), and the map of Britain in Miiller, Smith, and Grove's Atlas (1874). Dr. Guest's paper is, in the posthumous essays above cited, reprinted from the Archceological Journal, vol. xiv. He gives the original forms of the names as Fos, Wsetlinga Street, Icenhilde Street, Earminga Street. See also Green's Making of England, passim. The statements in Schmid's Glossary, under the names of the several roads, stand in need of revision by the light of Dr. Guest's work. 3 Edw. Conf. 12, § 9. a 82 THE KING'S PEACE J^II a tendency to enlarge the definition of the king's highway is already at work. " Via regia dicitur quae semper aperta est, quam nemo concludere potest vel avertere cum minis (?) suis, quae ducit in civitatem vel burgum vel castrum vel portum regium. " ''■ " Omnes herestrete omnino regis sunt."^ Jurisdiction over the king's roads " de civitate in civitatem " was specially reserved out of the very large declaration of the privileges of the see of Canterbury in the great plea between Lanfranc and Odo on Penenden Heath. ^ First, only the four roads are the king's ; then every common road which leads to the king's city, borough, castle, or haven ; and as most roads of any importance must, sooner or later, answer this description if followed far enough, the king's highway came to be, as it now is, merely a formal or picturesque name for any public road whatever. As late as the four- teenth century, however, it was an opinion still held by some that not every common road was royal, insomuch that the soil and freehold of a common road could be vested in an individual owner only if it was not via regia.^ The very survival of the term " the king's highway " shows that the idea of peculiar legal sanctity clung about highways in popular imagination 1 Henr. 80, § 3. The final regium is omitted by one MS. Minis must be corrupt. The variant minis, " rubbish," is more plausible. One might suggest mnris, if muriis would bear the general sense of inolosure or purpresture. 2 lb. 10, §2. Herestret = fleersto-osse, a main road fit for military- purposes. ^ Bigelow, Placita Anglo-normannica, 5, 8. * Y. B. 6 Ed. III. 23, pL 48. in THE KING'S PEACE 83 long after they had ceased to be more under the king's peace than any other English ground. Echoes and revivals of the same feeling occur in the Statute- book. By the Statute of Marlbridge all men save the king and his officers are forbidden to take a distress on the king's highway or any common road (in regia via aut communi strata). And an Act of Henry VIII. (24 Hen. VIII. c. 5, entitled " An Act where a man killing a thief shall not forfeit his goods ") made it justifiable homicide to kill any one attempting robbery or murder "in or nigh any common highway, cartway, horseway, or footways," The same reign, it may be noted, presents a curious reminiscence of the sanctity of the king's peace within his own house ; I mean the Act which imposed the penalty of losing the right hand on any one guilty of " malicious striking by reason whereof blood is or shall be shed against the king's peace" within the precincts of any palace or residence of the king.-^ The statute presents in the minuteness of its directions a curious compound of ferocity with a sort of rude humanity. In all these ways the king's peace was enlarged in the age imjnediately preceding the Conquest, and tending to become the general peace of the kingdom. The interests of the king and of the subject conspired to the same end. It was for the king's manifest advantage to widen the bounds of his jurisdiction for the purpose of increasing the fines and forfeitures incident to its exercise. This kind of competition for 1 33 Hen. VIII. c. 12. 84 THE king's peace III business and fees between independent or half- independent powers is the key, we need hardly remind the reader, to much of the legal history of the Middle Ages, and explains some of its oddest details. It was no less for the subject's advantage to be able to appeal for redress to the one authority which could not anywhere be lightly disobeyed. How the completion of the process should be carried out was more or less an aifair of occasion and accident. As in other cases, the Conquest makes a gap in the continuity of the evidence, and obscures the exact sequence of things, while nevertheless it hastens and consolidates, on the whole, the result already impend- ing. We do not know, for example, how a man proved that he had the king's special peace. We do know that in later times the averment of a trespass being committed against the king's peace, or that the person injured was in the king's peace, neither required nor was capable of proof, but still was necessary to give the Superior Court jurisdiction. We may imagine a transition period in which the judges were ready, on some very slight suggestion, to presume as between the king and the sheriff that the king's peace had been specially granted to the plaintiff, or to a man unlawfully slain. It is true that the Crown had assumed concurrent or exclusive jurisdiction (subject only to the possibility of a special grant of regalities to a subject) over various offences and trespasses, while breach of the king's peace was still nominally only one specific offence. From the point of view of amplifying jurisdiction, in THE king's peace 85 therefore, the extension of the king's peace may not seem to have been so urgent. But these offences reserved to the Crown are really of the same class. The list as given for Wessex in Cnut's laws (ii. 12) is as follows : — pis syndon Ipi gerihta, Jje se cyning ^h ofer ealle men on Westsexan, Ipast is mund-bryce and ham-s6cne, forstal and flymenafyrmSe and fyrd-wite, buton he hwsene furSor gemaedrian wylle, and he him Jjses weorSscipes geunne. Mund-bryce is the same as griS-bryce, breach of the king's special protection, of which we have already heard. Ham-sdcne is an attack in force on a man in his homestead (saving, I presume, all rights to the regular prosecution of a feud). The ojffence is to this day known to the law of Scotland as hamesucken. It would according to the older notions be a breach of the householder's peace, not of the king's. But the very fact of the king assuming jurisdiction in such cases is evidence that the distinction could not be long maintained. Already in the laws of Edmund, before the middle of the tenth century, this offence is on the same footing as mund-bryce : the penalty being the same, and expressed in almost the same words, as that of the laws above mentioned which forbid fighting in the king's house. ^ The exact meaning of forstal (more commonly written forsteal) is not free from doubt. But it included attacking one's enemy by stealth while he was journeying : so 1 Edm. ii. 6. 86 THE KING'S PEACE III that, if committed on any of the great roads, the offence would be against the king's peace according to the authorities cited above. Flymena-fyrmSe, the harbouring and comforting of outlaws, is closely connected with substantive offences against the king and his peace, for such offences were the gravest and probably the most frequent cause of outlawry.^ Fyrd- wite, the public fine for making default in military service, must have been in the king's hands, as captain of the host, from the time of its first institution. It disappears, however, with the change of military system after the Conquest. Thus, on the whole, an easy way is prepared for Pleas of the Crown, as we now say, and breaches of the king's peace to become co-extensive. It is curious to see how much the list is increased in the generations following the Conquest (Leges Henrici Primi, c. 10). The exception of cases where the king might be pleased especially to honour any man (namely, by the grant of jura regalia) was preserved, in form, almost to our own time. Where such a grant had been made, the effect was to substitute the' peace of the lord to whom the grant was made for that of the king. And in the Counties Palatine of Lancaster and Durham, while their separate jurisdictions were main- tained, the style of pleading was not contra pacem regis, but contra pacem duds, comitis, or episcopi as the case might be.^ ^ It is wortli note that an outlaw's bookland is forfeit to the king, whether he be the ting's man or not : Cnut, ii. 13. 2 Blackstone, i. 117. Iir THE king's peace 87 After the Conquest, then, the various forms in which the king's special protection had been given disappear, or rather merge in his general protection and authority : for the details that occur in the compilations bearing the names of Henry the First and Edward the Confessor, welcome as they are by way of supplement to earlier documents, are mere echoes of traditions no longer living. The king's peace is proclaimed in general terms at his accession.^ But, though generalised in its application, it still was subject to a strange and inconvenient limit in time. The fiction that the king is everywhere present, though not formulated, was tacitly adopted ; the protection once confined to his household was ex- tended to the whole kingdom. The fiction that the king never dies was yet to come. It was not the peace of the Crown, an authority having continuous and perpetual succession, that was proclaimed, but the peace of William or Henry. When William or Henry died, all authorities derived from him were determined or suspended : and among other consequences, his peace died with him. What this abeyance of the king's peace practically meant is best told in the words of the Chronicle, which says upon the death of Henry I {anno 1135): "Then there was tribulation soon in the land, for every man that could forthwith robbed another." Order was taken in this matter (as our English fashion is) only when the inconvenience became flagrant in a particular case. At the time of Henry IH.'s death his son Edward was in Palestine. 1 Palgrave, i. 285. 88 THE KING'S PEACE HI It was intolerable that there should be no way of enforcing the king's peace till the king had come back to be crowned : and the great men of the realm, hj a wise audacity, took upon them to issue a proclamation of the peace in the new king's name forthwith.-' This good precedent being once made, the doctrine of the king's peace being in suspense was never afterwards heard of. Thus by the end of the thirteenth century, a time when so much else of our institutions was newly and strongly fashioned for larger uses, the king's peace had fully grown from an occasional privilege into a common right. Much, however, remained to be done before the king's subjects had the full benefit of this. The local officers of justice were still no ministers of the king or of his courts ; local interests and jealousies might still come in the way of the efi'ectual and comparatively speedy redress which the king's power alone could give. A remedy was not difficult to devise ; it lay in the appointment of other officers commissioned directly by the king, and charged to maintain his peace and his rights of jurisdiction. A beginning of this was made as early as 1195 by the assignment of knights to take an oath of all men in the kingdom that they would keep the king's peace to the best of their power. ^ Like functions were assigned first to the old conservators of the peace, now all but forgotten, then to the justices who super- seded them, and to whose office a huge array of powers and duties of the most miscellaneous kind have been 1 Stubbs, Select Charters, p. 448. ^ J5. p. 264. Ill THE KING'S PEACE 89 added by later statutes. The steps by which this was effected are part of the technical history of the modern law, and it does not concern us here to recall them. Then the writ de securitate pads made it clear beyond cavil that the king's peace was now, by the common law, the right of every lawful man. The precept to the sheriff is that he cause the complainant to have of the person who threatens him " our strict peace according to the custom of England." Binding persons over to keep the peace is in our days one of the commonest forms of summary jurisdiction, and one cannot claim for it any peculiar dignity. Probably it is more familiar in rustic parts than almost any legal institution, and more cherished though less imposing and exciting than the pomp of assizes. If its precise operation is not understood belief in its efficacy loses nothing. We have heard of an application being made in good faith to a Devon- shire magistrate to " swear the peace upon " a dying man, to the end of securing the complainant (his wife) from the threatened visitation of his ghost, in the event of her contracting a second marriage of which he disapproved. But if we can clear our imagination from anecdotes of petty sessions and go back to the old form of the writ in Fitzherbert, we shall find in it a gravity and weightiness not unworthy of a great legal reform. "We must not think of it as being in its early days a mere preventive of common assaults, an economiser of the "little diachylon" made immortal by Holt in Ashby v. White. Eather it must have been a material instrument in the 90 THE KING'S PEACE HI suppression of wrong -doing on a more formidable scale, of tumultuous revenges and private warfare ; a task for which all the power at the disposal of the Crown was none too much. We said that the king's peace and protection had become the established right of every peaceable subject. Nevertheless a trace of the archaic ideas persisted as long as the art of common law pleading itself. The right was to be enjoyed only on condition of being formally demanded. In order to give the king's courts jurisdiction of a plea of trespass it was needful to insert in the writ the words vi et armis, which imported a breach of the peace ; and it was usual, if not necessary, also to add expressly the words contra pacem nostram. Without the allegation " of force and arms the writ was merely " vicountiel," that is, the sheriff did not return it to the Superior Court but had to determine the matter in the County Court.^ By so many steps and transformations did it become possible for Lambarde, and Blackstone after him, to say,^ with unconscious inversion of the historical order of development, and as if the matter were in itself too obvious to need explanation : " The king's majesty is, by his office and dignity royal, the principal conservator of the peace within all his dominions ; and may give authority to any other to see the peace kept, and to punish such as break it ; hence it is usually called the King's Peace." 1 F. N. B. 86. 2 Comm. i. 349, 350. IV OXFOED LAW STUDIES^ That the profession of the law is necessary in a civilised commonwealth, and competence therein by no means to be attained without study, is matter of common knowledge. In speaking here of that study we have to consider more closely how it stands with us, not only as English citizens, but as scholars in this University. To what end is our study and teaching of law ? Shall we say that we aim at producing successful lawyers ? That would be a facile answer, if tenable. But it will not hold on any side. The University would justly refuse approval to it, as the world would justly refuse credit. Speaking as from the world to the University, I should feel constrained to say that such is not our competence ; we could not achieve this if we would. Speaking as from the University to the world, I would say that such are not our aspirations ; we would not undertake this if we covdd. Nay more, the undertaking is not within any resources of human teaching; it is in its own nature beyond them. Success in a profession depends, 1 A Public Lecture delivered in the University of Oxford, May 22, 1886. Allusions to matters then recent are left untouched. 92 OXFORD LAW STUDIES IV at the last, on a man's self and not on what he has received from without. All that his friends can do for him, or any teaching or training institution what- ever, is to furnish him forth with such equipment that he may be ready for opportunities when they come, or for the one critical opportunity. And we cannot make even this our business to the full extent or for its own sake. We are no more called upon to make our graduates accomplished advocates or draftsmen than to make them accomplished engineers or railway directors. What really does concern us is that there is a science as well as a practice of law; a science inseparable from the practical art, or separable only at the cost of ceasing to be versed in real matter, but still a science of itself And we shall find that in this there is nothing strange to our traditional habit, or alien from our dealing with other arts and sciences which have a practical side. If we consider the most obviously academical, and certainly not the least noble or strenuous of professions, we shall find the same distinction in force. The humanities are in- dispensable to a good schoolmaster, but we do not therefore warrant that our prizemen and classmen shall be good schoolmasters. If any one holds our Classical Schools cheap for not being, as of course and without more, an officina of successful teachers of the classics, the same greatly misconceives both the function of the University and the dignity and difficulty of the teacher's office. What, again, of our relation to those other arts, eminently so called, which more visibly adorn and elevate life ? Why have we IV OXFORD LAW STUDIES 93 saluted Mr. Herkomer as a colleague, and why do we receive Dr. Joachim and Dr. Eichter not only as the welcome and familiar guests of England, but as par-, takers of the honourable degrees of our ancient English Universities ? Surely it is not that we expect to send out into the world, from hence or from Cambridge, a certain number of painters and musicians. It is indifferent whether we send out any. The significance of our action is a different and independent one : that the humanities are not limited by any one form of expression. Because Michael Angelo and Turner not less than Homer, Bach and Beethoven not less that Plato, had the secret that bids the immeasurable heavens break open to their highest, therefore we do honour, in the name of the Muses whom we serve, to the masters and ministers of their art. The witness of our various activities here, of the new studies which some regard with suspicion from within, and some with contempt from without, is that the humanities have their part in all science whatever ; that a pro- fession, above all a learned profession, is not an affair of bargain and bread- winning, but the undertaking of a high duty to mankind. We do not say that in our schools we can make a man a skilled physician ; but we can show him what is the tradition inherited by the science and art of medicine, and how intimate its connections with the whole of man's knowledge of nature and of himself Neither do we say, perhaps even less ought we to say, that we can make a man a skUled lawyer. But we can endeavour to impress on 94 OXFORD LAW STUDIES IV him those larger and more generous notions which, if not planted betimes, are apt to wither in the dust of technical detail and the heat of forensic business. We can help him to regard law not merely as a regulated strife, or a complex machine for securing and administering property, but as the greatest, the most interesting, and in one word, the most humane of the political sciences. We can show him how legal ideas, legal habits of thought, oftentimes even legal controversies of the most distinct and technical kind, have entered into the very marrow of our political history, and may do so again. We can guide him to the distinction of that which is accidental and local from that which is permanent and universal ; we can map out for him the analogies and contrasts between our own system and that of the Eoman law, with whose descendants and successors our Germanic law, broadly speaking, divides the civilised world. Most chiefly, we can help him to fix in his mind that there are such things as general principles of law; that the multitude of particulars in which he must inevitably be versed as a practical student and worker are not really a chaos ; and that, if he sets out with good will and good faith, he need have no fear that the search for a true art founded on science, rkyyy\, will lead him into the wilderness where blind and erring tribes worship routine justified by rule of thumb, the aTexvo the prey of some greatly daring collector, and nothing is now known of their fate : the design survives, for impressions were taken as from an ordinary engraver's plate, and some are still in existence, though a good example is extremely rare. But in the true armourer's or swordsman's eyes the work even of a Holbein and a Diirer is only extraneous adornment, and must yield in interest to the qualities of the blade. And at. this time the sword- smith became again, as he had been in the ruder ages when metal working was the secret of a few craftsmen, a man of renown. In Spain, in France, in Germany, and in Italy, there rose up masters and schools of sword- cutlery. There was a time when the blades of Bordeaux and Poitiers had the best price in the English market ; but soon those of Toledo, combining beauty, strength, and elasticity, gained that eminence of which the tradition still clings to them. Othello's " sword, of Spain, the ice-brook's temper," was such T 274 THE FORMS AND HISTORY OF THE SWORD XII an one as these now before us. And Shakespeare, be it noted, knew here, as always, exactly what he was speaking of ; for it was long believed that the quality of the finest blades depended on their being tempered in mountain streams. Germany was not far behind in the race either ; the Solingen blades, stouter and rougher than the Spanish ones, but for that reason fitter for common military service, made their trade- mark of a running wolf known throughout the north of Europe. The wolf, or hieroglyphic symbol that passed for one, was easUy taken for a fox. Hence, it should seem, the cant name of fox for a sword, which is current in our Elizabethan literature. " 0, Signieur Dew, thou diest on point of fox," cries Pistol to his captive on the field of Agincourt. A. stUl greater reputation was gained by the strong and keen broad- swords bearing the name of Andrea Ferara, long a puzzle to antiquaries from the want of positive know- ledge whether he was of Italian or Spanish origin. The story that he was invited to Scotland by James V. appears to be mere guess-work. There exists, however, contemporary evidence that some time after 1580 two brothers, Giovan Donato and Andrea dei Ferari, were well known sword-makers, working at Belluno in Friuli, the lUyrian territory of Venice ; and this goes far to settle the question between Spain and Italy. ■^ Probably the name of Ferara became a kind of trade-mark, and was used afterwards by many successors or imitators. During this time the Spanish and Italian rapier ^ Cornkill Magazine, vol. xii. p. 192 (August 1865). XII THE FORMS AND HISTORY OF THE SWORD 275 was undergoing its peculiar development, and leading the way to the modern art of fencing. But this takes us out of the general line of history into a distinct branch. We have henceforth to consider the sword, not as the simple following out of a given primitive form, but as a weapon diverging from that form in two directions. It may be specialised as a cutting or as a thrusting arm. In the military sabre of our own time we find both qualities reconciled by a sufficiently ejffective compromise, but only after a long course of experiments. For many centuries the armourers and swordsmen of the East have cultivated the edge at the expense of the point, and have attained a partly just and partly fabulous renown. The point, after being neglected since the days of the Romans, has made up its lost time in the West, and made it up triumph- antly; for it is now admitted that the swordsman who would be a complete master of the edge must have learnt the ways of the point also. Let us take the earlier stage first, as shown in the cutting swords of the East. Broadly speaking, their characteristic feature is a decidedly curved blade as opposed to the straight or nearly straight European form. Not that aU old European swords are straight, or all Eastern swords curved. There are curved blades of mediaeval and even earlier times (one prehistoric example is in the Copenhagen Museum), and one remarkable type of Indian sword, the Mahratta gauntlet sword (Patd), is quite straight ; but the contrast holds good in the main. The object of curvature is to gain cutting 276 THE FORMS AND HISTORY OP THE SWORD XII power. When a straight sword strikes its object full, the direction of the stroke is at right angles to the length of the blade ; and the amount of resistance, for a given velocity of stroke and substance to be cut, is measured by the acuteness of the angle shown by a transverse section of the cutting blade. The finer this angle, the less the resistance. In the case of an instrument not intended to bear rough usage or cut hard bodies, or much of any substance at one stroke (as a razor), it is only a question of workmanship how fine the angle can be made. But with a sword it is otherwise. Without a certain amount of thickness, the best steel blade would be too fragile or too flexible, so that in practice the limit up to which its cutting power can be increased by fining down the edge is soon reached. But now let the blow be delivered in a direction not at right angles, but oblique to the axis of the blade. The angle of resistance will then be given by an oblique section of the blade, and in proportion to the obliquity it wiU be finer than the angle of a straight cross section. It is on exactly the same principle that the steepness of a road or path on a mountain side is diminished by giving it a zigzag course. With a straight edge this eff"ect can be produced by what is called a drawing cut. But it is far more simply and certainly produced by giving a permanent curvature to the edge in the part where the stroke falls. A weapon thus formed cannot help presenting an oblique section of the blade in the act of cutting, a,nd therefore will cut better than a straight weapoij of similar trans- XII THE FORMS AND HISTORY OF THE SWORD 277 verse section. This is the principle of all curved swords, exemplified in the choice Persian blades, in the common Indian sabre (Talwdr), and in the light cavalry sword of almost identical pattern which was used in our own service in the Peninsular and Waterloo campaigns. Near the hilt the blade is nearly straight, but towards the centre of percussion it bends rapidly away. This efi'ect is enhanced by mounting the sword so that the initial direction of the blade, from which the curve falls back, makes a sensible angle with the line of direction of the hilt, and goes before it to meet the object struck at ; in the sword-smith's terms, by making the edge " lead forward." Hence the elegant double curve made by the blade and hilt of the Persian sabre. The same rule is followed, though less obviously, by the most recent European patterns. In Japanese swords it is reversed, for some reason which I have never seen explained. The use of a curved blade is of unknown antiquity in the East. Its most ancient form was probably short, and broader at the point than at the handle (the scimitar properly so called) ; an exaggerated representation of this type is the conventional weapon of Orientals and barbarians among the painters of the Renaissance or even later. Passing over earlier stases, however, let us come to the sabre which was made known to Western Europe by the crusades, and whose form and fashion have continued to our own day without notable change. These Indian and Persian arms exhibit the perfection of a specialised type. Great cutting power is gained by the curva- 278 THE FORMS AND HISTORY OF THE SWORD XII ture, which ensures an oblique section of the blade, and therefore an acuter angle of resistance, being presented to the object struck. Everything else is sacrificed to the power of the edge, and sacrificed deliberately. The snaall grip and the partial or total neglect of protection for the sword-hand are part of the same plan. Defence is left to the shield and armour. The curious projecting pommel of the commonest pattern of Indian sabre may act, indeed, as a guard for the wrist, but it has other uses ; it may become a weapon of offence at close quarters, it balances the weight of the blade, and it may be grasped with the left hand for a two-handed blow. Scottish broadswords not uncommonly have a kind of outside loop made in the hilt for the same purpose. More time and labour have been given to the making and adornment of choice weapons in Syria, Persia, and India than in any other part of the world. The best steel always came, it appears, from India. Damascus has given its name to the character- istic processes of Oriental metal-work, but has long been supplanted by Khorassan as the chief seat of the art : nevertheless, Damascus blades, or what purport to be such are still freely sold to travellers in the East. One such purchaser, I am told, observed that a number of these swords had the same inscription in Arabic characters. He was unable to read it himself but afterwards consulted an Orientalist, who informed him that the writing signified — " I am not a Damas- cus blade." It may be believed that the interpre- XII THE FORMS AND HISTORY OF THE SWORD 279 tation was faithful, for the jest is quite in the Persian manner. The damasked or "watered" appearance of the blades which are most highly esteemed in the East appears to have been originally due to an accidental crystallisation of the steel in the process of conversion. The production of it was long thought a secret, but Western experts have now both explained and imitated it.^ While we are among Indian weapons, we may learn from them that the development of the sword from the dagger by successive steps and modifications is not a matter of mere archgeological conjecture ■Almost conclusive proof is given by the series of intermediate forms between the straight broad dagger (Katir), with a handle formed by a pair of cross-bars set close together between two other bars parallel to the axis of the blade which serve as hand-guards, and the long sword with gauntlet hilt called Pata. The dagger, as far as the blade goes, is of a widespread type : the mediaeval short swords, for example, called by modem antiquaries "anelace" or "langue-de-boeuf " (though there is some doubt as to what anelace or anlas, a name peculiar to England and of unknown origin, really means), are not unlike it. But the mounting is peculiar, and enables us to follow the transitions. First the blade is made about a third or a half longer. Then a kind of shell covering the back of the hand is added to the bars of the hand-guard. In this form the weapon is called " Bara jamdddii " (death-giver), and seems to be known only in a 1 Wilkinson, Engines of War (1841), pp. 200 et seq. '280 THE FORMS AND HISTORY OF THE SWORD XII limited part of Southern India. Finally the blade is lengthened into a double-edged sword, and the hand- guard is closed in so as to make a complete gauntlet- shaped hilt. The original cross-bar handle remains, making the grip entirely different from that of an ordinary sword.-' One does not see how an arm thus mounted can be used except for a sweeping blow, no room being given for the slightest play of the wrist. It is not uncommon to find old Spanish or other •European blades mounted in these gauntlet hilts — a fact worth noticing, to correct the popular impression that Eastern swords are better than European ones. This is far from being generally true. Not only may old Spanish, Italian, or German blades be found in collections of Oriental arms, but in quite modern times Indian horsemen have been known to use by preference English light cavalry swords, remounted in their own fashion, and to do terrible execution with them. European swords have been found ineffective in Indian warfare, not because they were bad in themselves, but because they were not kept sharp lik6 the Indian ones. "A sharp sword will cut in any one's hand," said an old native trooper to Captain Nolan in answer to questions as to the secret of the Indian horsemen's blows. And if European sword-smiths do not produce habitually such elaborate work as those of Persia and Damascus, it is not 1 Examples of all the stages may be seen in the Indian section of the South Kensington Museum, or still better in the Pitt-Eivers collection, now at Oxford, where a case is specially arranged to show the transition. XII THE FORMS AND HISTORY OF THE SWORD 281 because they have not the secret of their Eastern fellow-craftsmen, but because the time and expense required for watered blades are such as would not be compensated by the price obtainable in the Western market. Only in the East, where men seem to take no count of time, and where centuries have passed without historians and without any means of fixing dates, could this branch of the armourer's art have arisen, or be regularly practised. Similarly, we have all read in Walter Scott's Talisman the spirited (though, it must be con- fessed, inaccurate) ^ description of the sword-feats performed by Richard and Saladin ; and most readers probably imagine the cutting of the cushion and the veil to require some temper to be found only in Oriental blades, or some refinement of address peculiar to Oriental hands. But these and other feats of Eastern swordsmen have been and are re- peated "with success by Europeans in our own time. It is true that a light and very sharp sword, not the service arm, is used for that special purpose. Various peculiar types of curved swords and more or less similar weapons occur in different parts of the East. One which deserves special mention, from the distances to which it has travelled, is the yataghan type. The doubly-curved blade of the . yataghan, still a constant part of the armed Albanian's equip- 1 Richard I. is made to wield a two-handed sword, a weapon unknown in his time, and used only by foot-soldiers when it did come in some three centuries later ; and Saladin's is described as having a narrow curved blade, whereas Indo-Persian sabres are, on the average, broader if anything than European swords. 282 THE FORMS AND HISTORY OF THE SWORD XII ment, and a favourite Turkish weapon/ is identical in form with the short sword or falchion (Kopis) figured on sundry Greek monuments, and with the Kukri of Nepal. This last, indeed, is commonly broader and more curved ; but there is an elongated variety of it which cannot be distinguished from the yataghan, and which occurs in Nepal itself, in the Deccan, and in Sind. A precisely similar arm, prob- ably imported by Eoman auxiliaries, has been found at Cordova and elsewhere in Spain, and may be seen in the Pitt-Eivers collection and the Musee d'ArtUlerie. It makes a very handy and formidable weapon, combining, if not too much curved, a strong cutting edge with considerable thrusting power. Of its birthplace, I believe, nothing is known ; it is more or less used in all the Mahometan parts of Asia, and the geographical distribution would point to Persia or thereabouts for a common origin ; but then Persia is just the country where the thing seems to be least common, and the word is purely Turkish. It is not impossible that, notwithstanding the strong tempta- tion to make out a pedigree, we have here a case of independent invention in two or more distinct quarters ; and in fact the Kukri of the Gurkhas is stated (on what authority I do not know) to be derived from a bill-hook used for woodcutter's work in the jungles. In modern times the yataghan has been the parent of the French sword-bayonet, and it 1 I do not thint it was adopted by the Greeks. In the Klephtic ballads it seems to be opposed, as the Turkish arm, to the Greek sword (cnradt). XII THE FOEMS AND HISTORY OF THE SWORD 283 was even proposed by Colonel Marey, the author of a full and ingenious monograph on the forms and qualities of swords, to make the infantry officer's sword of this pattern. There are many kinds of outlandish weapons, in Nepal and farther east, of which the edge has a con- cave instead of a convex curvature. I doubt whether these be properly swords ; at all events, they have had no influence on European forms. The Japanese swords also stand by themselves, though they are historically nothing but a superior variety of the general type which is found in China and Burmah, and to some extent in the Malay archipelago. They are exceedingly sharp, but have no flexibility at all. It may be worth noting that the custom of wearing two swords, which has been the occasion of some curiosity and conjectural explanation, is not confined to Japan. Certain Arabs in the Mahratta service are stated to have done the same.-' The two swords of the Japanese, however, are of such different sizes as to be rather comparable to the sword and dagger of Europeans, and perhaps there is really nothing to explain. We pass now to the other special line of develop- ment, that of the rapier and small-sword. Whatever difierences of opinion may be possible about the sabre, there can be no doubt that the straight sword which ultimately became a thrusting sword is an extension of the dagger. The East is rich in daggers of many forms, so rich that in India alone a score of distinct ^ Egerton, op. dt. p. 114. 284 THE FORMS AND HISTORY OF THE SWORD XII names for distinct varieties of the weapon appear to be current. There is a broad difference, however, between the straight and the curved daggers, and the modes of using them ; the straight ones being held like a sword, the curved ones the reverse way, with the little finger next the blade. Among the curved species is one of which the shape would be puzzling if it were not known to be simply copied from a buffalo horn. The proof is that a dagger of this class is sometimes nothing but the split and sharpened buffalo horn itself. I am not sure that all the curved daggers may not be due to some imitation of this kind, and thus be quite unconnected with the course of develop- ment leading up -to the modern sword. That the curved sabre is modified from a straight sword, not enlarged from a curved dagger, is, I think, too plain for discussion. The broad -bladed straight dagger which lengthened into the gauntlet-hUted sword has already been mentioned. But neither in this nor in any other case does the enlargement of the dagger appear to have suggested in the East the fabrication or use of a full -sized sword with thrusting for its chief or sole purpose. The rapier, the duelling sword, and the art of fencing, are purely Western inventions. Before going further, let us put a needful distinction of terms beyond mistake. A duelling sword and a rapier are not the same thing, though they are often confused. The rapier is a cut-and-thrust sword so far modified as to be used chiefly for pointing, but not to the complete exclusion of the edge. The duelling sword is a weapon made, and capable of being used. XII THE FORMS AND HISTORY OF THE SWbRD 285 for pointing only. Sucli a construction would be naturally first applied to the dagger, as its cutting edges could never be of much oflFensive service unless it were of a large and clumsy type. Cutting power being once regarded as secondary or superfluous, the two-edged blade is narrowed for convenience of car- riage, perhaps also of concealment, until thickening becomes necessary to make it strong enough. This reinforcement may be efiected by a ridge on either side of the blade, or by a ridge on one side only, which soon becomes as much or as little of an edge as the original and now degraded edges of the blade. From the narrow two-edged blade strengthened by a single "median ridge" we get a purely thrusting blade of triangular section, or an approximately bayonet- shaped blade as we should now call it. From the blade with a double " median ridge " we get a blade of quadrangular section, not corresponding to anything now in familiar use. Both the three- edged and the four-edged shape occur among mediaeval daggers ; they are also found, though exceptionally, in Indian specimens. It is difficult to say when they were introduced. We have a distinct record of three- edged swords or long daggers having been employed at the battle of Bovines (a.d. 1214) ; they are specially described by the chronicler as a novelty.^ But no 1 Guillelmi Armorid liber (GuiUaume le Breton), anno 1214, § 192 (p. 283 of ed. 1882, published by tbe Soci^t6 de I'histoire de France), — " . . . Ante oculos ipsiiis regis ocoiditur Stepbanus de Longo Campo, miles probus et fidei integre, cultello recepto in capite per ocularium galee. Hostes enim quodam genere, armorum utebantur admirabili et bactenus inaudito : babebant enim cultellos longos. 286 THE FORMS AND HISTORY OF THE SWORD XII example of so early a date appears to be either preserved or figured any-wliere ; and it was as nearly as possible five centuries afterwards that the bayonet- shaped small-sword prevailed over the rapier. It is worth noticing that some of the Scottish broadswords of the late seventeenth and early eighteenth centuries have a "median ridge" so strongly marked as to make them almost three-edged. As for the two-edged rapier, its parentage is obvious. It is the military sword of all work, in the form it had assumed in the first half of the six- teenth century, lengthened, narrowed, and more finely pointed.^ The interesting question is, what led to the use of the point being studied and developed at that particular time. It may seem a paradox to say that the art of fencing is due to the invention of gunpowder ; but I believe it to be true. So long as the body was protected by armour, there was no necessity and no scope for fine swordsmanship. Hard hitting was the only kind of attack worth cultivating. Fire-arms, however, made armour not only of less value, but at short ranges a source of positive danger, just as nowadays, when the side of an ironclad is once penetrated by shot, the splinters make matters worse than if there had been no resist- graciles, triacumines, guolibet acwmme indifferenter secantes a cuspide usque ad manubrium, quibus utebantur pro gladiis. Sed per Dei adjutorium prevaluerunt gladii Francorum," etc. The estoc of the Middle Ages ■was a staff-weapon. 1 It has been said that the rapier and its distinctive manner of use were derived from an elongated dagger employed for piercing the joiats of plate armour ; but I have met with nothing to support this Xir THE FORMS AND HISTORY OF THE SWORD 287 ance at all. Armour being abandoned as worse than useless against fire-arms, it became needful to resort to skill instead of mechanical protection for defence against cold steel at close quarters. Various experi- ments were tried ; the shield was reduced in dimensions to make it more manageable, and in England sword and buckler play, which had long been a favourite national pastime, still had, at the very end of the six- teenth century, its zealous advocates against the new- fangled rapier. But the point, of no avail against complete armour, soon manifested its superior power when this barrier was removed. There is some obscurity about the local origin of the rapier and of fencing. The finest old rapiers are Spanish, and there is mention of very early Spanish books on the subject, which, however, do not seem to be extant.-' And it has been said that the rapier was imported into Italy by the Spanish armies early in the six- teenth century. So far as I have been able to learn, however, there is no real evidence of this. From Italy the fashion came into France and England, and spread apace, not without grumbling 1 See Mcolao Antonio, Bibl. Hispana Vetus, torn. 2, p. 305, and Eihl.. Kispcma Nova, torn. 1, p. 468, and torn. 2, p. 57, wlio names two Spanish, authors, Jacobus or Jaume Pons (or Pona) of Perpignan, and Petrus de Turri, as having written in 1474. He does not profess to have seen their books, but gives as his authority a work of Luis Pacheoo de Narvaez (Engcm) y desengano de los errores, que se an querido introducir en la destreza de las armas, Madrid, 1635), which I have not been able to consult. The same names are given by Morsicato Pallavicini, a Sicilian author of the late seventeenth century, but without any reference. It is possible that these books exist or existed in MS. only. 288 THE FORMS AND HISTORY OF THE SWORD XII from the older sort of gentlemen and soldiers, of which the echoes are yet audible to us in sundry passages of Shakespeare. At some time between 1570 and 1580 the rapier became the favourite companion of the exquisites of London. " Shortly after (the twelfth or thirteenth year of Queen Eliza- beth)," says Howes, the continuer of Stow's Annals, " began long tucks, and long rapiers, and he was held the greatest gallant, that had the deepest ruff and longest rapier ; the offence to the eye of the one, and the hurt unto the life of the subject that came by the other, caused her Majesty to make proclamation against them both, and to place selected grave citizens at every gate to cut the ruffs and break the rapiers' points of all passengers that exceeded a yard in length of their rapiers, and a naU of a yard in depth of their ruffs." A later writer fixes the date of this proclama- tion to 1586, and adds that it forbad rapiers to be "carried, as they had been before, upwards in a hectoring manner," but says nothing of the ruffs.-' In 1594-95 two English treatises appeared on the new art of fence, one translated from the Italian of Giacomo di Grassi, the other the work of Vincentio Saviolo,^ ''■ Stow, Annals, continued by Edmond Howes, Lend. 1614, p. 869 ; Survey of London, ed. 1755, vol. ii. p. 543 (in Strype's additional matter). Such, a proclamation was, according to modern ideas, quite illegal ; but mucb else of the same kind was acquiesced in all through Elizabeth's reign. 2 There is a second book of this treatise with a separate title-page; " Of honor and honorable quarrels," supposed by Warburton to be alluded to in Touchstone's exposition of the lie, seven times removed. I cannot think this at all certain ; the coincidence of matter is not very close, and it appears from Saviolo that other books of the kind XII THE FOEMS AND HISTOEY OF THE SWOED 289 an Italian master established in England. The translator of Grassi tells us in his " Advertisement to the Eeader," that " the sword and buckler fight was long while allowed in England (and yet practice in all sorts of weapons is praiseworthy), but now being laid down, the sword, but with serving-men, is not much regarded,^ and the rapier fight generally allowed, as a weapon because most perilous, therefore most feared, and thereupon private quarrels and common frays most shunned." On the other hand, some partisans of the old sword and buckler play maintained its excellence on the express ground that men skilled in it might fight as long as they pleased without hurting one another ; and others denounced the rapier as " that mischievous and imperfect weapon which serves to kill our friends in peace, but cannot much hurt our foes in war " (George Silver, Paradoxes of Defence, 1599). But they were soon discomfited. In 1617 we find one Joseph Swetnam, a garrulous and not original author, declaring that the short sword or back-sword (a stout sword so called from having only one edge) is against the rapier " little better than a tobacco pipe or a fox tail." We must not suppose that the rapier fight of the sixteenth century re- sembled modern fencing. It was the commoner practice to hold a dagger in the left hand for parry- ing ; this, by the way, has an odd analogy in China, were in existence. At least one other, Muzio's, had a European reputation. 1 C£ Florio, First Fruits (1573), cited by Malone on King Henry IV., Part I. act i. sc. 3, where the buckler is called " a clownish, dastardly weapon, and not fit for a gentleman." U 290 THE FORMS AND HISTORY OF THE SWORD XII where instruments like blunt skewers are used for the same purpose. And not only did the use of the dagger, or in its absence of the gauntleted left hand, make the conditions different from those of the modern fencing-school, but the principles and methods were as yet crude and unformed. The fencing-match in Hamlet is commonly presented according to the modern fashion, though M. Mounet-Sully's treatment of it constitutes a distinguished exception, and Dumas and Gautier, both of whom knew the historic truth well enough, freely introduce the modern terms and rules into the single combats of their novels. In each case this course may be justified by artistic necessity. But if we look to the engravings in Saviolo or Grassi, we shall find that Hamlet and Laertes, when the play was a novelty at the Globe Theatre, stood at what would now be thought an absurdly short distance (for the lunge, or delivery of the thrust by a swift forward movement of the right foot and body, with the left foot as a fixed point, was not yet invented), with their sword-hands down at their knees, the points of their rapiers directed not to the breast but to the face of the adversary, and their left hands held up in front of the shoulder in a singularly awkward attitude. A great object was to seize the adversary's sword- hilt with the left hand ; and this probably ex- plains the " scuffling " in which Hamlet and Laertes change foils — a thing barely possible in a fencing- match of the present day.^ An incidental illus- tration of the part of the left hand in defence 1 See Mr. Egerton Castle's Schools and Masters of Fence, pp. 59, 60. XII THE FORMS AND HISTORY OF THE SWORD 291 is given in Romeo and Juliet, where it is related that Mercutio with one hand beats Cold death aside, and with the other sends It back to Tybalt. The duel with rapier and dagger had particular rules of its own ; and the handling of a " case of rapiers " (that is, a rapier in either hand) was also taught, but, one would think, only for display. During this period the use of the edge was combined with that of the point, but the point was preferred. " To tell the truth," says Saviolo, " I would not advise any friend of mine, if he were to fight for his credit and life, to strike neither man- drittas nor riversas" (the technical names of direct and back-handed cuts), "because he puts himself in danger of his life ; for to use the point is more ready, and spends not the like time." In the books of the seventeenth century the instructions for mandrittas and riversas disappear accordingly, and at the be- ginning of the eighteenth we find the small-sword in existence and the rapier gradually giving place to it. Experiments had already been made with thrusting blades of triangular or quadrangular section ; at least, specimens of such, ascribed to the early seventeenth or even the end of the sixteenth century, may be seen in museums. In some of these cases, however, one would like to ascertain that a more recent blade has not been mounted in a hilt of the period attributed to the weapon. Be that as it may, the small-sword completely prevailed over the two-edged rapier some 292 THE FORMS AND HISTORY OF THE SWOED XII time about 1715. At the same time that the form of the blade was changed, its length, which had been excessive, was reduced to a handier and not less eflfective compass. A sword 36 inches long was reckoned short at the beginning of the seventeenth century, and some rapiers extend to four feet and more. The standard length of the modern small- sword and its representative for fencing purposes, the foil, is from 32 to 34 inches only. Sir William Hope, of Edinburgh, writing in 1692, considers three- quarters of an ell to be " an indifferent good length," that is, "neither too long, which would be unhand- some (i.e. unhandy or clumsy), nor too short, which would be very inconvenient " : taking the ell at 45 inches, this comes very near the present measure. As regards the mounting and guard also, there was a marked return to simplicity. The elaborate work of the Spanish rapier-hilts disappears, to be replaced by a plain shell guard for the duelling sword, and a very- light hilt, capable, however, of much decoration if desired, for the walking-sword which every gentleman habitually wore untU near the end of the last century. Meanwhile the art of fencing made rapid progress, and may be said to have been fixed in substance upon its modern lines by 1750 or thereabouts. To give an account of its development before and since that time would require not a part of a discourse, nor a whole discourse, but a book. Such a book, strange to say, does not yet exist,^ not even in France, the chief seat 1 Mr. Egerton Castle has now given us the history down to the end XII THE FOEMS AND HISTORY OF THE SWORD 293 of the art ever since the first half of the seventeenth century, when the supremacy passed to her from Italy. The lunge had, indeed, been taught and figured by Italian masters; but the riposte, which is the very life of modern fencing as a system of combined defence and offence, is undoubtedly a French inven- tion. All the modern authorities of much value are either French or openly founded on the French school. It must not be forgotten, however, that there exists a distinct Italian school, which has never adopted the three -edged sword. Its weapon is a two-edged rapier with cup guard and cross-bar, and its play, though less various than the French, is perhaps not less formidable. One is tempted in the various forms and uses of the sword to see a reflection of the general temper, and even the tastes and style of the age. The sword of each period seems fitted' by no mere accident to the gentlemen, both scholars and soldiers, like Bassanio, who wore and handled it. The long rapier, with its quillons and cunningly wrought metal-work, and the rigid hand-hold which the modern Italian swordsmen still use, is a kind of visible image of the stately and involved periods of Elizabethan prose. I can per- suade myself that it was not in the nature of things for Sidney or Raleigh to be otherwise armed. When we come to the great forerunners of modern English, Hobbes (who has in nowise forgotten to put a sword in the right hand of the mystical figure representing of the eigMeenth. century. A French version of his work appeared in 1888. 294 THE FORMS AND HISTORY OF THE SWORD XII the might of the State in the frontispiece to his Leviathan) seems to wield an Andrea Ferara, such a blade and so mounted as Cromwell's, dealing nimbly and shrewdly with both edge and point. And in the exquisite dialectic of Berkeley and Hume, as clear and graceful as it is subtle, and without a superfluous word, we surely have the true counterpart of the finished play of the small-sword, the perfection of single combat. Warfare is on a grander scale now, the controversies of philosophers as well as the cam- paigns of generals. There are modern philosophical arguments which profess to be more weighty, as they are certainly more voluminous, than Hume's or Berkeley's, and which remind one not of an assault between two strong and supple fencers in which every movement can be followed, but of a modern field-day, where there is much hurrying to and fro, much din, dust, and smoke, and extreme difl&culty in discovering what is really going on. But our story is not fully done. At the same time, or almost the same time, with the small-sword there came in an offshoot of this class of weapons which has a curious little history of its own, namely the bayonet, a modified dagger in its immediate origin, but influenced in its settled ordinary form by the small-sword, and by the sabre and yataghan in various experimental forms which have ended ia the sword-bayonet largely used in Continental services, and to some extent in our own. There is a recent French pattern of this weapon in which the yataghan curve is abandoned; though quite straight, it still XII THE FORMS AND HISTORY OF THE SWORD 295 has only one edge. It seems a considerable improve- ment on the shape which we copied many years ago from an older French model, and have now discarded to return to a simple dagger form. Thefe have been some rather pretentious writings in France and else- where about the reduction of bayonet practice to a system;-^ I am inclined to think that a man who knows how to use the point of a sword (the necessary foundation of all skUl in hand -weapons) will very soon learn what the bayonet is and is not capable of. A word is also due to the modern military sabre. This, broadly speaking, is a continuation of the straight European military sword of the sixteenth century, lengthened and lightened after the example of the rapier, but one -edged instead of two-edged (which, according to the French authorities, is the decisive mark of sabre as distinguished from epee), and in many cases more or less curved after the fashion of the Eastern swords. Meanwhile, the long straight sword has thrown out a most eccentric development, or even "sport," in the shape of the German Schlager with which students' duels are fought. This is too remotely connected with the main part of the subject to be dwelt upon here ; the duels in question, for the rest, have been often and' pretty recently described by English observers. The rapier and the small-sword are weapons of single combat, not of general military use ; the small sword is too fragile, the rapier both too fragile and too long, for ^ Capt. Hutton's concise and thoroughly practical works, Gold Steel and Fixed Bayonets, are by no means included in this category. 296 THE FORMS AND HISTORY OF THE SWORD XII a soldier's convenience. It is true that it was proposed by no less an authority than Marshal Saxe to arm cavalry with long bayonet-shaped swords, and his opinion has been followed by at least one modern writer.^ But it is founded on the erroneous notion that a good cutting sabre cannot have a good point, and therefore either the edge or the point must be whoUy sacrificed ; a notion which has so far prevailed that late in the eighteenth century an excessively curved light cavalry sabre (apparently copied with close fidelity from an Indian model) was introduced throughout the armies of Europe. It was the weapon of our light dragoons all through the Peninsular and Waterloo campaigns, and effective for cutting, but almost or quite useless for pointing. Even now there remains a certain difference in most services between the shape of the light and the heavy cavalry swords, the heavy cavalry sword being straighter, or sometimes perfectly straight. But it is pretty well understood by this time that one and the same sword can be made, though not so perfect for thrusting as the duelling sword, nor so powerful for cutting as an Indian talw^r or the old dragoon sabre, yet a very sufficient weapon for both purposes. A blade of moderate length, not too broad, and lightened by one or more grooves running nearly from hilt to point, may be shaped with a curve too slight to interfere gravely with the use of the point, yet sensible enough to make a difference in favour of the edge. This plan is now generally followed. It may stiU be doubted ^ Col. Luard, History of the Dress of the British Soldier, 1852. XII THE FORMS AND HISTORY OF THE SWORD 297 whether for effective fighting purposes we have im- proved much or at all on the cavalry swords of the sixteenth and early seventeenth centuries. The use of the edge, after being unduly neglected in consequence of the startling effectiveness of the rapier-point, has also been more carefully studied in modern times. Closely connected with the error just now mentioned, that the same blade cannot be good for both cutting or thrusting, is an equally erroneous belief that a cut cannot be delivered with sufficient force except by exposing one's whole body. The old masters of rapier -fence already knew better. What says Grassi in the contemporary English version? "By my counsel he that would deliver an edge-blow shall fetch no compass with his shoulder, because whilst he beareth his sword far off, he giveth time to the wary enemy to enter first ; but he shall only use the compass of the elbow and the wrist : which, as they be most swift, so are they strong enough if they be orderly handled." This is exactly what the best modern teachers say. Though saTjre- play cannot rival the refinements of the lighter and more subtle small -sword, there is much more science in it than would be supposed by any one not acquainted with the matter ; and it may easUy be seen that a pair of players who have learnt from a good master do, in fact, expose themselves wonder- fully, little. Nor is it easy to say on which side the advantage ought to be in a combat between duelling sword and sabre, the players being of fairly equal skill, and each acquainted with the use of both weapons. 298 THE FORMS AND HISTORY OF THE SWORD XII My final word, albeit it savour of egotism, shall be one of practical testimony and counsel to a gener- ation of students. I must add my voice to those of a long chain of authorities, medical and other, to bear witness that the exercise of arms, whether in the school of the small-sword, or in the practice, more congenial, perhaps, to the English nature, of the sturdier sabre, is the most admirable of regular correctives for the ill habits of a sedentary life. It is as true now as when George Silver wrote it under Queen Elizabeth that "the exercising of weapons putteth away aches, griefs, and diseases, it increaseth strength and sharpeneth the wits, it giveth a perfect judgment, it expelleth melancholy, chpleric and evil conceits, it keepeth a man in breath, perfect health, and long hfe." The Baron de Cosson has kindly made notes on some of the points mentioned in the foregoing essay, of which the communication has been accidentally delayed. I can now state on his authority that thrusting swords of triangular and quadrangular section certainly occur in genuine examples as early as the end of the fifteenth century. Most of these examples are German : they were called Panzerstecher, and were made for penetrating between the plates of sheet armour or breaking through chain-mail. Swords with short, rigid, four-sided blades, tapering to a very acute point, occur as early as the fourteenth century. These would seem to be descendants of the cuUelli triacumines of Bovines. INDEX Acre, customary varieties of, 138 All Souls' College, Oxford, its law library, 96, 242 Alpine Glut), formation, of its library, 251 Alps, various kinds of literature of, 255, 256, 258 Anglo-Saxon laws, as to breach, of peace, 70 Austria not related to Hungary as England to Ireland, 205 Averages, importance of, in working of examination, 223 Bayonet, forms of, 294 Biblioklepts, why they take odd numbers, 253 Black Death, scarcity of labour caused by, 133 Blackstone, William, 26, 29 Bondmen, in Anglo-Saxon law, 123, 128 Bovines, cultelli triacwmines used at battle o^ 285 Bracton, Henry of, his application of Accmgere gladio tuo, 270 Buckler, use of, with sword, 2 8 7, 28 9 Cambetdge, Sir H. Maine's re- lations to, 149 Canada, constitution of, 191 ; position and power of province of Quebec in, 208 Carucate, nature and value of, 144, 145 Catalogue, alphabetical or classed, 238; of Alpine Club 'library, 252 Chancery, ethical element brought into English law by, 27 Church, mediaeval, jurisdiction of, in cases of promise, 60 ; peace of, 74 ; of England, its relation to secular law, 173 ; its relation to the State, 178 Civil Service, examinations for, 230 Codex Biplomaticus, Kemble's, 121 Colonies, British, varieties of law in, 57 ; different kinds of, 188; attachment of, to mother country, 199 ; law of, in English libraries, 244 Common fields, 113,137, 138 Common Law, the extension of the, 46, 48 Commonplace books, English lawyers', 104 Competition a universal motive, 232 Conquest, the Norman, social effects of, 135 Constitution, the English, elas- ticity of, 162 Contract, archaic law of, 59 ; early history of, 153 Copyhold tenure, 115, 116, 136 Court Baron, 114, 130 Court, customary, 115, 131 Crown, Pleas of the, the first appear- ance of, in early English laws, 85 Curses, in archaic legal forms, 62 Curvature of sword blade, its effect, 276 300 INDEX Dagger, development of sword from, 279; Asiatic forms of, 283 Damascus, swords of, 278 Dargun, Dr., on primitive property, 140 Darwin, Charles, Ms work com- pared with that of historical jurists, 41 Democracy, Sir H. Maine on, 160; English, flattery of, by Irish Nationalists, 203 Devonshire, Domesday survey of, 132 ; assessment of manors in, 144 ; jurisdiction of Duchy of Cornwall in, 137 Disestablishment, 169 sqq. ; its probable eflfect, 177, 183 Domesday Book, recent illustrations of, 132, 142 Elizabeth, Queen, corrects ex- cessive length of rapiers, 288 Eminent domain, 175 Empire, British, relation of colonies to, 199 Endowments of Church of Eng- land, their nature, 1 80 ; ancient and modern, 184 England, her law centralised and insular, 25, 47; legal archaisms preserved in, 44 ; empire of, in India, 54 Equality, religious, what, 171 Examination, its relation to education, 216 sqq. ; com- petitive, its nature, 217 ; how practised at universities, 218, 221 ; necessary limitations of, 219; errors of, how compensated, 222 ; a good servant and bad master, 224 ; facility of, not ade- quate measure of value of studies, 225 ; will not produce educa- tion, 226 ; system of, oppresses learning at universities, 229; in Civil Service, 230 ; not used in higher branches of Education Department, 231 ; suggestions for improving, 232 Examiners, office and duties of, 223 FAMlLT,asunitofearlylaw, 119, 141 Federation, imperial, 213 Fencing, abandonment of armour led to, 286 ; alleged early Spanish books on, 287 ; early English books on, 288 ; French and Italian schools of, 293 ; health- fulness of, 298 Ferara, Andrea, 274 "Fox," as name of sword, 274 France, no anti-patriotic parties in, 201 Gaius, historical and critical passages in, 24 Gesner, Conrad, his ascent of Pilatus, 254 Goodwill of business, its political analogies, 182 Grassi, Giacomo di, English trans- lation of his treatise on fencing, 288 Hamlet, the fencing scene in, 290 " Hand-peace," the king's, 75, 76 Hannibal, his passage of the Alps, 257 Hide, measurement and assessment of, 144 Highway, the King's, 82 History, relations of, to law, 45 Holmes, Judge 0. W., 44, 45 Home Eule in Ireland, the con- stitutional problem of 187 sqq. House, peace of, and right to defend, 70, 73 Humanities compatible with study of law, 107 Hungary, case of, unlike that of Ireland, 205 Inclosures of sixteenth century, 137 INDEX 301 India, ideal Brahmanioal law in, 32 ; Britisli empire in, 53 ; legal antiquities of, 56 ; village communities in, 117 Inns of Court, their libraries, 234, 242, 245, 247 International Law is really law, 18 Ireland, Home Rule question in, 1 8 7 sqq. ; has not native institutions, 192 ; English conquest of, 193 ; Government of, Mr. Gladstone's BiU for, 196 ; colonial self- government not practical)le in, 198, 202 ; Home Eule would not be final in, 204 ; whether federal constitution possible for, 210 Jura regalia, grants of, 86 Jurisdiction, private, in feudal system, 125 Jurisprudence, art and science of, 1, 2 ; different conceptions of, 4 ; Ulpian's definition of, 5 ; the species of, 9, 11, 19 ; Eng- lish and Continental methods in, 14, 30, 35 ; Roman, ana- lytical and historical elements in, 23 ; historical and compara- tive, 40 ; historical, its present stage, 164 Jus gentiwm, 10 King, privileges of his house, 73 ; pea<» of his court, 80, 83 King's Peace, the, 64 sqq^. ; per- petual succession of, 87 Kukri (the Gurkha weapon), 282 Law, distinction of, from morality, 6, 7; the general ideas of, 10, 11 ; of nature, 14, 28 ; inter- national, 18 ; Roman attempts to define, 22 ; academic study of, 94 ; different kinds of know- ledge required in practice of. 101 ; literature of, peculiar, 236; foreign and colonial, pro- vision for, in English libraries, 244 ; bibliography of, 244, 248 Legislation, theory of, its relation to general jurisprudence, 12 Libraries, law, special character of, 235 ; their necessary depart- ments, 237 ; scale of import- ance of subjects in, 239 ; books required in, 240 Library of Alpine Club, 250 Lyall, Sir Alfred, on fruitfulness of Maine's generalisation, 157 Maine, Sir Henry, \4:1,sqq. ; his scholarship, 150 ; permanent characters of his work, 153 ; its artistic quality, 154; its effect on local research, 157 ; his enlargement of methods of legal study, 159 ; his treatment of modern politics, 160; of inter- national law, 165 ; the example of his life, 167 Maitland, F. W., on manorial courts, 115 Manor, constitution of English, 112 sjg.; not regiilarly conter- minous with township, 116, 130 ; change of meaning in the word, 127 " Mark" ( = village community), no real English authority for, 121, 124 Marks in examinations, 233 Merchants, peace specially granted to, 77, 78, 79 Micah of Mount Ephraim, the story of, 67 Minorities, political power of, 207 Mycenae, ornamented blades found at, 265 Nationalists, Irish, anti-English utterances of, 200, 202 302 INDEX Nature, the law of, 14, 1 7, 28 NatwrrecU, 14, 15, 17 Oath, confirmation of promises by, in early law, 6 1 ; taken on sword or arms, 269 Ossian, on what occasion afraid, 73 Oxford, University of, its Law School, 96, 102 ; adjustment of teaching to examinations in, 228 Paeish, relation of, to township and manor, 130 Parliament, supremacy of, through- out British possessions, 188 ; in constitutional matters, 212 ; reform of, 224 Peace, of homestead, etc., in old English law, 70 ; justices of the, 88 ; security of the, 89 Philosophy, Greek, its influence in Eoman law, 21 ; relation of historical method to, 42 Politics, relation of, to jurispru- dence, 4 Property, private, a relatively late conception, 118 Protestants, travelling, zeal of, 256 Quebec, province of, its position in Canada, 208 Rapibe, distinction of, from duelling sword, 284 ; intro- duction of, 286; English objections to, 289 ; superseded by small-sword, 291 Reform, mechanical conception of, in England, 224 Reformation, the, in England, 179 Research, endowment of, 96 Roads, the Roman, in Britain, 75, 80 ; peace of, 80, 82 Roman law, prevalence of, on the Continent, 30, 46 ; recent English works on, 97 ; value of, in legal education, 104 Romans, their military weapons, 262, 266 Saviolo, Vincentio, his treatise, 288 Science, functions of imagination in, 109 Scotland, law of, 50 Sentiment, power of in practical affairs, 194 Silver, George, his objections to the rapier, 289 Sports, lawful, 108 Stipulation in Roman law, its religious character, 60 Sword, eailiest forms of, 261 ; leaf-shaped, 263 ; in Greece, 265 ; in Roman armies, 266 ; mediaeval, 268 ; symbolism of, 269 ; Renaissance forms of, 271, 273 j basket-hilted, 272; Spanish and German, 274 ; Asiatic, 275 ; talwars and scimitars, 277; relation to dagger, 279 ; Japanese and Malay, 283 ; three-edged duelling or "small," 285 ; eighteenth- century form of, 292 ; modern military, 295 Talisman, Sir W. Scott's, sword- feats in, 281 Tenure, services incident to, 122, 128, 133 ; free and base, 134 Toledo, swords of, 273 Township, early English, 124, 130 Trespass, contra pacem, 84, 90 Tristram Shandy, the " curse of Ernulphus " in, 62 Ulpian, his definition of iuris- prudentia, 5 INDEX 303 Ulster situated in Ireland like pro- vince of Quebec in Ceinada, 208 United States, position of the Common Law in, 33 ; con- stitution of, 206, 212 ; law- books of, in English libraries, 242, 245, 248 Universities, office of, with regard to special sciences, 92 ; method of examination at, 218 ViLLENAGE, 136 Virgates, 145 Yardlands, 145 Yataghan, 281 THE END Printtdhy R. & R. Clakk, EcUniurgk. BY THE SAME AUTHOR. Essays in Jurisprudence and Ethics. Demy 8vo. lOs. 6d. Contents. — I. The Nature of Jurisprudence, considered in relation to some recent contributions to Legal Science. II. Laws of Nature and Laws of Man. IIL Some Defects of our Commercial Law. IV. The Law of Partnership in England. V. 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