aiortif U Ham Brliool ffiibtarg Cornell University Library KF 8816.A2 1912 Federal court rules annot^J^lSi-Kifiifiiii' 3 1924 020 170 910 The original of tiiis book is in tine Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924020170910 FEDERAL COURT RULES ANNOTATED RULES OF PRACTICE IN THE United States, Circuit Court of Appeals FOR THE THIRD CIRCUIT AND IN THE United States District Court FOR THE Middle District of Pennsylvania At Law and in Bankruptcy With Annotations By R. W. ARCHBALD Newark, N. J. SONEY & SAGE 1912 17599 Copyright, 1912, By SONEY & SAGE TABLE OF CONTENTS. Pages Introduction to Court of Appeals Rules 3-4 Rules of Circuit Court of Appeals 5-68 Index to Court of Appeals Rules 69-76 Comparative table of Rules of Eastern and Middle Dis- tricts 80-81 Comparative table of Rules of Western and Middle Dis- tricts 81-82 Introduction to Middle District Rules 83-84 ■Rules of the Middle District 85-144 Index to Middle District Rules 145-157 Bankruptcy Rules 159-174 Index to Bankruptcy. Rules 175-178 Middle District of Pennsylvania, w. Ordered, that the Rules of Court of the Middle District of Pennsylvania, including the Rules in Bankruptcy, as printed by Soney & Sage, are hereby adopted as the authorized edition of the Rules of Court of this District. October 1, 1912. CHARLES B. WITMER, District Judge. INTRODUCTION. The Circuit Court of Appeals of each circuit consists of three judges, of whom two constitute a quorum (a) ; and is to be made up from the Justice of the Supreme Court assigned to the circuit, the Circuit Judges, and the several District Judges of the circuit (b). The judges of the Commerce Court may also be assigned as Circuit Judges to the Court of Appeals of any circuit for service (c). There are now four Circuit Judges in the second, seventh and eighth circuits ; three in the first, third, fifth, sixth and ninth; and two in the fourth. The attendance of the District Judges on the Court of Appeals of their respective circuits is conditioned by the statute on whether a full Court is made up without them by the attendance of the Supreme Court Justice assigned to the Circuit and the Circuit Judges, and may be regulated by general or particular assignment. It is governed in the fifth circuit by a standing order (d) ; as it is also in practice in the third circuit; and possibly in the others. The freedom with which the composition of the court may be adjusted to meet any emergency is one of the great merits of the system. It is competent for three District Judges, duly designated, to hold a Circuit Court of Appeals (e). No judge may sit in a case in which he sat in the Court below, and if he does it vitiates the judgment (/). The Third Judicial Circuit of the United States is made up of the Eastern, Western, and Middle Districts of Pennsyl- vania, the District of New Jersey and the District of Dela- ware (g) ; and the Court of Appeals of the Circuit sits at Philadelphia (h). There are two terms of court in each year, beginning on the first Tuesday of March and the first Tuesday of October. The Circuit Judges in commission in the Third Circuit at this time are Hon. George Gray of Wilmington, Delaware, appointed by President McKinley in 1899; Hon. Joseph Buf- fington of Pittsburg, Pennsylvania, appointed by President Roosevelt in 1906; and Hon. John B. McPherson of Philadel- phia, Pennsylvania, appointed by President Taft in 191 2.* The District Judges, in the order of their appointment, are as follows: Hon. Edward G. Bradford, of the District of Delaware, appointed by President McKinley in 1897; Hon. James B. Holland, of the Eastern District of Pennsylvania, appointed by President Roosevelt in 1904; Hon. Joseph Cross of the District of New Jersey, appointed by President Roose- velt in 1905; Hon. James S. Young, of the Western District of Pennsylvania, appointed by President Roosevelt in 1908; Hon. Charles P. Orr, of the Western District of Pennsylvania, appointed by President Taft in 1909; Hon. John Rellstab, of the District of New Jersey, appointed by President Taft in 1909; Hon. Charles B. Witmer, of the Middle District of Pennsylvania, appointed by President Taft in 191 1 ; and Hon. J. Whitaker Thompson of the Eastern District of Pennsylvania, appointed by President Taft in 1912. (o) Act March 3, 1911, Sect. 117. 36 Stat., 1131. (6) Act March 3, 1891, Sect. 3. 26 Stat., 827. Act March 3, 1911, Sect. 121. 36 Stat, 1 132. (c) Act March 3, 191 1, Sect. 20S. 36 Stat., 1148. (rf) 150 Fed. Ixxxv. (e) Peters v. Hanger, 134 Fed., 586. 136 Fed., 181. See also Mc- Knight V. Cramer Furniture Co., 189 Fed., 48. Kreplik v. Couch Patents Co., 190 Fed., 565. (f) American Construction Co. v. Jacksonville Railway, 148 U. S., 372. Moran v. Dillingham, 174 U. S., 153. (g) Act March 3, 1911, Sect. 116. 36 Stat., 1131. (h) Ibid, Sect. 126. 36 Stat, 1132. * Hon. William M. Lanning, of Trenton, New Jersey, appointed by President Taft in 1909, who was in office when the following Rules of Court were adopted, died February 16, 1912, pending their prepara- tion for publication. RULES (a) OP THE United States Circuit Court of Appeals FOR THE THIRD CIRCUIT. Adopted in Open Court, June 16, 1891. Revised January 31, 1910, to Talte Effect IVIarch 1, 1910. (a) The right to make rules of practice inheres in every Court. 8 Amer. & Eng. Encycl. Law, 2 Ed., p. 29. 11 Cycl., 740. i Rose Fed. Proced., Sect. 801. The Circuit Courts of Appeal are also given the specific power by statute. Act March 3, 1891, Sect. 2. 26 Stat, 826. Act March 3, 1911, Sect. 122. 36 Stat., 1132. In pursuance of this authority a set of rules applicable to all the circuits was originally promulgated. 150 Fed., xxv-xxxvi ;_ and these form the basis of those which are now in force in the various circuits with certain modifica- tions. 150 Fed., xxxvii-cxxxviii. 188 Fed., v-xxviii. 193 Fed., i-xx. 2 Rose Fed. Proced. p. 1872-2040. 3 Foster's Fed. Prac, 2465-2507. They are largely predicated upon the Rules of the Supreme Court, to be found in 222 U. S., appendix. See also 2 Rose Fed. Proced., 1761-1778. 3 Foster's Fed. Prac, 2448-2464. As so promulgated they have the force and effect of law to the extent that they are applicable. American Graphophone Co. v. National Phonograph Co., 127 Fed., 349. United States V. Barber Lumber Co., 169 Fed., 184. The Rules of the Third Circuit, which make up the present collection, went into effect March I, 1910, and have been revised down to the date of this publication. Their arrangement under heads does not necessarily control their construction. United States v. Cigars, 138 Fed., 166. The titles are as fixed by the Court, except as otherwise indicated. R 1-2-3 COURT OF APPEALS RULES. 6 RULE I. NAME. The court adopts "United States Circuit Court of Appeals (a) for the Third Circuit" as the title of the court. (a) This is the title imposed by the organic act creating these Courts. Act March 3, 1891, Sect. 2. 26 Stat, 826. Act March 3, 1911, Sect. 117. 36 Stat, 1131. A defect in the title is not fatal to a pleading but substantial accuracy in the designation of the Court should be observed. 31 Cycl., 93, 94. RULE 2. SEAL. The seal shall contain the words "United States" on the upper part of the outer edge; and the words "Circuit Court of Appeals" on the lower part of the outer edge, running from left to right; and the words "Third Circuit" (a) in two lines in the centre, ^yith a dash beneath. (o) Except in the designation of the number of the Circuit the seal in all the Circuits is the same. RULE 3. TERMS. The terms of this court shall commence and be held on the first Tuesday of March and the first Tuesday of October in each year, at the city of Philadelphia. The terms in the several Circuits are as follows : First Circuit; one term annually at Boston, Mass., on the first Tues- day of October, with stated sessions on the first Tuesday of every month thereafter. 150 Fed., xxxvii. Second Circuit; one term annually at New York on the third Tues- day of October. 150 Fed. xlix. Third Circuit ; two terms annually at Philadelphia, Pa., on the first Tuesday of March and the first Tuesday of October. Fourth Circuit; three terms a year, at Richmond, Va., on the first Tuesday of February, May and November; with special sessions on the second Tuesday of every month, in which there is no regular ses- sion. 193 Fed., V. 7 COURT OF APPEALS RULES. R 4 Fifth Circuit; at Atlanta, Ga., on the first Monday of October; at Montgomery, Ala., on the third Monday of October; at Forth Worth, Texas, on the first Monday of November; and at New Orleans, La., on the third Monday of November, 150 Fed., Ixxvii. Sixth Circuit; one term annually at Cincinnati, Ohio, on the Tues- day after the first Monday of October, with adjourned sessions on the Tuesday following the first Monday of each month thereafter, except- ing August and September. 150 Fed., Ixxxvii. Seventh Circuit; one term annually at Chicago, 111., on the first Tues- day of October divided into three sessions to begin on the first Tuesday of October, January and May respectively. 150 Fed., xcviii. Eighth Circuit; three terms annually, at St. Paul, Minn., on the first Monday of May; at Denver, Col., on the first Monday of September; and at St. Louis, Mo., on the first Monday of December. 188 Fed. v. Ninth Circuit ; at Seattle, Wash., on the second Monday of September ; at Portland Ore., on the third Monday of September ; and at San Fran- cisco, Cal., on the first Monday of October, with adjourned sessions on the first Monday of each month thereafter. 150 Fed., cxxxiv, cxxxv. Writs of error and appeals from Alaska are heard at San Francisco, Portland or Seattle, according as the trial Court shall determine; sub- ject however to stipulation otherwise by the attorneys. Act March 3, 191 1, Sect. 135. 36 Stat, 1 135. The terms so fixed in the various circuits are in part controlled by statute. Act March 3, 1911, Sect. 126, et seq. 36 Stat, 1132. RULE 4. QUORUM. I. If, at any term, a quorum (a) does not attend on any day appointed for holding it, any judge who does attend may adjourn the court from time to time (b), or, in the absence of any judge, the clerk (c) may adjourn the court from day to day. If, during a term, after a quorum has assembled, less than that number attend on any day, any judge attending may adjourn the court from day to day until there is a quorum, or may adjourn without day, and, in the absence of all the judges, the clerk may adjourn the court from day to day. [C. C. A. Rule 4, Sect, i, in force in all the Circuits.] (o) Any two of the judges competent to sit in the Court of Appeals constitute a quorum. Act March 3, igii. Sect. 117. 36 Stat, 1131. But no judge before whom the cause or question may have been tried or heard in the Court below may sit in the Court of Appeals on the trial or hearing of such cause or question. Ibid. Sect. 120. 36 Stat, 1 132. Where this is not observed it vitiates the proceedings. Morgan v. Dillingham, 174 U. S., 153- But this would not seem to apply to a mere ministerial act not involving discretion or judg- ment. 17 Amer. & Eng. Encycl. Law, 2 Ed., 744. (&) This rule is in line with the authority conferred by statute on the judges of the Supreme Court Rev. Stat. Sect. 685, 686. Act March 3, 1911, Sect 231, 232. 36 Stat., 1156. But it does not seem to have been directly extended to the Courts of Appeal. R 5 COURT OF APPEALS RULES. 8 (c) The delegation of authority to the clerk may be questioned, the function in its nature being judicial. State v. McBain, 102 Wisconsin, 431. Wight V. Wallbaum, 39 111., 554. In re Terrill, 52 Kansas, 29. 2. Any judge attending when less than a quorum is present may make all necessary orders touching any suit, proceeding, or process depending in or returned to the court, preparatory to [the] hearing, trial, or decision thereof. [C. C. A. Rule 4, Sect. 2, in force in all the circuits.] RULE 5. CLERK (a). 1. The clerk's office shall be kept in the City of Philadel- phia (b). (o) The clerk is appointed by the Court and exercises the saine powers and performs the same duties in regard to all matters within his jurisdiction as are exercised and performed by the clerk of the Supreme Court, so far as the same may be applicable. Act March 3, 191 1, Sect. 124. 36 Stat., 1 132. He is authorized to appoint, with the approval of the Court, such number of deputies as the Court may deem necessary, who are removable at pleasure with the approval of the Court; and in case of his death continue in office, unless removed, performing his duties until a clerk has been appointed and qualified. Ibid, Sect., 125. (6) The clerks' offices in the various circuits are as follows: First Circuit at Boston, Mass.; Second Circuit at New York, N. Y. ; Third Circuit at Philadelphia, Pa. ; Fourth Circuit at Richmond, Va. ; Fifth Circuit at New Orleans, La. ; Sixth Circuit at Cincinnati, Ohio ; Sev- enth Circuit at Chicago, 111. ; Eighth Circuit at St. Lous, Mo. ; and Ninth Circuit at San Francisco, Cal. 2. The clerk shall not practice either as attorney or counsellor in this court or in any other court while he shall continue to be clerk of this court (a). [S. C. Rule I, Sect. i. C. C. A. Rule 5, Sect. 2, in force in all the circuits.] (a) No clerk or assistant or deputy clerk of any territorial, district, or Circuit Court of Appeals, or of the Court of Claims, or of the Sup'reme Court of the United States, shall act as a solicitor, proctor, attorney or counsellor in any cause depending in any of said Courts or in any district for which he is acting as such officer under penalty of being stricken from the rolls. Act March 3, 191 1, Sects. 273, 274. 36 Stat., 1 164. 3. He shall, before he enters on the execution of his office, take an oath in the form prescribed by section 794 of the Revised Statutes, and shall give bond in a sum to be fixed, and with sureties to be approved by the court, faithfully to discharge the duties of his office and seasonably to record the decrees, judgments, and determinations of the court (a). A copy of 9 COURT OF APPEALS RULES. R 6 such bond shall be entered on the journal of the court, and the bond shall be deposited for safe keeping as the court may direct (b). [C. C. A. Rule 5, Sect. 3, in force in all the circuits.] _ (o) _ The bond of the clerk is available to a private suitor to indem- nify him for failure by the clerk to perform the duties devolving upon him, as by the refusal to issue a process ordered. United States v. Bell, 127 Fed., 1002. 135 Fed., 336. (&) The production of the bond with the approval of the Court thereon is a sufficient prima facie authentication in a suit brought to enforce the same. Hartz v. Commonwealth, i Grant (Pa.), 359. Where 'the bond is lost, it may be proved by the entries on the record. Harvey v. Thomas, 10 Watts, 63. Boyd v. Commonwealth, 36 Pa., 355. 4. He shall not permit any original record or paper to be taken from the court room or from the office, without an order from the court (a). ■ [S. C. Rule I, Sect. 2. C. C. A. Rule 5, Sect. 4, in force in all the circuits.] (a) This corresponds with the English practice. Taylor Evid., Sect. 1532. Private persons have no right to remove public records or papers from the office or files where they belong ; when permission is given to do so, it is a matter of favor and not of right. French v. Neal, 24 Pick. (Mass.), 55. Sternberger v. McSween, 14 S. Car., 35. A record may be proved by a compared or officially certified copy. 24 Amer. & Eng. Encycl. Law, 25 Ed. 198. And instead of removing the originals, copies should be taken where they will do. Federal Chemical Co. v. Green, 33 Ky. Law Rep., 671. no S. W., 859. Seay v. Yarborough, 94 N. C, 291. The original may sometimes be necessary, as in case of perjury or forgery. Taylor Evid., Sect. 1535 ; in which case leave will be granted as a matter of right. Anon, i Ves. Jr., 152. Jervis v. White, 8 Ves., 313. Keenan v. Boylan, i Sch. & Lef., 232. Stratford v. Greene, I Ball & Beat, 296. But otherwise, by reason of the danger of loss or mutilation, a record should not be removed. Taylor Evid., Sect. 1534. Where material to be produced, a subpoena duces tecum to the cus- todian is the proper means. Fox v. Jones, 7 B. & C, 732. Dunham V. Chicago, 55 III., 357. Dickinson v. Kingsbury, 8 Cal. App., 179. q6 Pacf, 329. RULE 6. MARSHAL, CRIER AND OTHER OFFICERS. I. The marshal (a) and crier (b) shall be in attendance during the sessions of the court, with such number of bailiffs and messengers as the court may, from time to time, order. [C. C. A. Rule 6, in force in all the circuits.] (o) Originally each of the Courts of Appeal had a marshal of its own appointed by the court. Act March 3, 1891, Sect. 2. 26 Stat., 826. But this was repealed, and the marshal of the district in which the court is held is now made the marshal of the Court. Act July 16, R 7 COURT OF APPEALS RULES. 10 1892, Sect I. 27 Stat., 222. Act March 3, 1911, Sect. 123. 36 Stat., 1 132. (&) Criers and bailiffs are officers of the court. United States v. McCave, 129 Fed., 708. They are entitled to three dollars a day for each day they attend under the order of the court, whether the court is opened or not. Ibid. Act March 3, 1905. 33 Stat., 1259- RULE 7. ATTORNEYS AND COUNSELLORS. I. All attoi^eys and counsellors admitted to practice in the Supreme Court of the United States, or in any Circuit Court of the United States, shall become attorneys and counsellors in^ this court (a), on taking an oath or affirmation in the form prescribed by Rule 2 of the Supreme Court of the United States (b) and on subscribing the roll (c), but no fee shall be charged therefor (d) ; and all attorneys and counsellors of the Circuit Courts of the United States for the Third Circuit, shall be attorneys and counsellors of this court without taking any further oath. [C. C. A. Rule 7, in force, with modifications, in all the circuits.] (a) The admission of an attorney is a judicial act. The Legisla- ture may prescribe the necessary qualifications, but cannot otherwise control it. Ex parte Secombe, 19 How., 9. Ex parte Garland, 4 Wall., 333. Brackenridge's Case, i Serg. & Rawle, 187. Splane's Petition, 123 Pa., 527. Manning v. French, 149 Mass., 391. In re Cooper, 22 N. Y., 67. Attorneys are officers of the court, but are not officers of the United States. Ex parte Garland, 4 Wall., ' 333. Savings Bank v. Ward, 100 U. S., 19s. In all the courts of the United States the parties may plead and manage their own causes personally, or by the assistance of such counsel or attorneys at law as by the rules of the said courts respec- tively are permitted to manage and conduct catises therein. Rev. Stat., Sect. 747. Women are eligible to practice in the Supreme Court. Act Feb. IS, 1879. 20 Stat, 292. The clerk is prohibited from practicing in any Court (Rule S supra) ; and the assistant or deputy clerks and the marshal and deputy marshals, in any cause depending in the Court of Appeals. Act March 3, 1911, Sects. 273, 274. .36 Stat., 1164. (&) The form of oath in the Supreme Court is as follows : "I, , do swear (or affirm), that I will demean my- self as an attorney and counsellor of this Court uprightly and accord- ing to law ; and that I will support the Constitution of the United States." S. C. Rule 2, Sect 2. 2 Rose Fed. Proced^, 1761. (c) See generally I Tidd Prac, 71. The admission of an attorney to practice must be proved by the record, which is primarily the roll where his name is entered. Foster v. Cale, i Strange, 76. And it may also be shown by a book into which the names are copied alphabetically therefrom. Rex v. Crossley, 2 Esp., 526. Humphreys v. Harvey, i Bingh. N. C, 62. _ Hence the judgment, when an attorney is disbarred, is that he be stricken from the rolls. Foster v. Cale, i Strange, 76. Humphreys v. Harvey, i Bingh. N. C, 62. Per Park J. Where an attorney, for proper reasons, has changed his name, the roll may be 1 1 COURT OF APPEALS RULES. R 8-9 changed to correspond. In re James, 5 Exch., 310. In re Dearden. Ibid, 740. Re Matthews, 16 Beav., 245. Enrollment cannot be entered nunc pro tunc, where it is required by statute before beginning prac- tice. Ex parte Fellows, 3 111. (2 Scam.), 369. (d) In the fourth circuit, by rule of court, there is a fee of $5 ; and in the fifth and sixth a fee of $10. For the admission of attorneys in the District Courts the clerk, by statute, is limited to a charge of $1. Act June 28, 1902. 32 Stat., 476. By the construction of the At- torney General's Office, this includes the certificate issued by the clerk. RULE 8. PRACTICE. I. The practice shall be the same as in the Supreme Court of the United States, as far as the same shall be applicable. [C. C. A. Rule 8, in force in the same form in all the cir- ciiits.] The various Circuit Courts of Appeals Rules are predicated upon and closely follow those of the Supreme Court, which furnish a guide when the Circuit Court of Appeals Rules themselves are silent. The state practice conformity act is limited to the practice and proceedings in the trial court, and has nothing to do with proceedings on appeal or preparatory thereto. Gillum v. Stewart, 112 Fed., 30. Francisco V. Chicago & Albany R. R., 149 Fed., 354. Ghost v. United States, 168 Fed., 841. RULE 9. PROCESS. I. All process (a) of this court shall be in the name of the President of the United States, and shall be in like form, {h) and tested in the same manner as process of the Supreme Court. [S. C. Rule 5, Sect. i. C. C. A. Rule 9, in force without modification in all the circuits.] (a) All process must be under the seal of the Court and signed by the clerk; Rev. Stat. Sect. 911; and bear teste from the date of its issue. Rev. Stat. Sect. 912. In these respects the state practice does not control. Gillum v. Stewart, 112 Fed., 30. The return is governed by Rule 14, Sect. 6, infra. Writs of error returnable to the Circuit Court of Appeals may be issued as well by the clerk of the District Court under its seal as by the clerk of the Court of Appeals. Rev. Stat. Sect. 1004. Act January 22, 1912. 37 Stat., — . Massina v. Cavazos, 6 Wall., 355, 357. Sheppard v. Wilson, S How., 210. North- ern Pacific R. R. v. Amato, 49 Fed., 881, 882. But they must be attested in the name of the Chief Justice, and not of the District Judge. Long v. Farmers' State Bank, 147 Fed., 360. A defective writ may be amended, a mistake in the teste and return corrected, and the want of a seal supplied. Rev. Stat. Sects. 954, 1005. Texas & Pacific R. R. v. Kirk, iii U. S., 486. It has been held, how- ever, that there must be something by which to amend. Dwight v. Merritt, 4 Fed., 614. Brown v. Pond, S Fed., 30, yy. A motion to dis- miss on the ground of defects in the writ is too late two days before the argument, after the defendant in error has filed a brief and taken issue on the assignments. Long v. Farmers' State Bank, 147 Fed., 360. R 10 COURT OF APPEALS RULES. 12 The Court of Appeals cannot issue a writ of prohibition as original and independent process, but only in aid of its appellate jurisdiction. Zell V. Judges, 149 Fed., 86. And the same is true of mandamus. United States v. Judges, 85 Fed., 177, 179; Barber Asphalt Co. v. Mor- ris, 132 Fed., 945; McClellan v. Garland, 217 U. S., 268, 279; Covington & Cincinnati Bridge Co. v. Hager, 203 U. S., 109; and habeas corpus. Whitney v. Dick, 202 U. S., 132. In ex parte Crawford, 154 Fed., 769, a case of habeas corpus, the question was not raised. (6) For form of writ of error see 2 Loveland's Fed. Forms, No. 131 1 ; and for form of citation see Ibid, No. 1317. The parties should be correctly described in the writ as they are to appear, and be styled in the Appellate Court as well as the way they appear in the Court below. Massina v. CaVazos, 6 Wall., 355-361. If a writ of error designates the parties as plaintiff and defendant, following their position in the Court below, while it is a clerical mistake, it does not affect the right to prosecute the proceedings. Hackfeld v. United States, 141 Fed., 9. RULE 10. BILL OF EXCEPTIONS (a). I. The judges of the circuit and district courts shall not allow any general exception to the whole of the charge to the jury in a civil or a criminal trial at common law {b), nor shall a series of. exceptions be allowed which produces the same result (c). But the party excepting shall state distinctly and separately the several matters in such charge to which he excepts, and only such matters shall be included in the bill of exceptions and allowed by the court. , Exceptions to the charge or to the judge's action upon the requests for instruction shall be taken immediately on the conclusion of the charge before the jury retire (d), shall be specified in writing or dictated to the stenographer, and shall be specific and not general {e). [S. C. Rule 4, Sect. i. C. C. A. Rule 10, Sect, i, in force in substance in all the circuits.] « (a) For the form of a bill of exceptions and what it should con- tain and when and how it is to be settled, see District Court Rules 44, 45, 46, and notes, infra, p. 106. Also 2 Rose Fed. Proced., Sect. 1932; and I Loveland Fed. Forms, Nos. 138 and 139. The evidence in an action at law is only brought into the record by a bill of exceptions. Suydam v. Williamson, 20 How., 427, 433. Eng- land V. Gebhardt, 112 U. S., 502. And the same is true of the rul- ings of the court upon the admission or rejection of evidence and the instructions to the jury. Storm v. United States, 94 U. S., 76, 81. Claassen v. United States, 142 U. S., 140, 147. Newport News Co. v. Pace, 158 U. S., 36. A ruling of the trial court can only be reviewed on appeal where it has been challenged by an exception. Potter v. United States, 122 Fed., 49. Evidence not contained in the bill of exceptions will not be consid- ered. Lee Won Jeong v. United States, 145 Fed., 512. But it may be included in the bill by appropriate reference over to other parts of the record where it is found. Jones v. Buckell, 104 U. S., 554, 556. 13 COURT OF APPEALS RULES. R lo-n The bill of exceptions should contain the rulings of the court excepted to and so much of the testimony as is necessary to explain the bearing of these rulings on the issues involved, and should be confined to this and not brmg in superfluous or irrelevant matters. Lincoln v. Claflin, 7 Wall., 132, 136. Laber v. Cooper, Ibid, 565. The Francis Wright, 105 U. S., 381, 389. Block V. Darling, 140 U. S., 234. Newport News Railway v. Yount, 136 Fed., 589. No exceptions to rulings at the trial can be considered unless they were taken at the time, and were also embodied in a formal bill of exceptions presented to the judge at the same term or within a fur- ther time allowed by order of court entered at the term; by standing rule of court; or by consent of parties. And save under very extraor- dinary circumstances they must be allowed by the judge and filed with the clerk during the same term. After the term has expired with- out the_ court's control over the case being reserved by standing rule or special order, and especially after a writ of error has been taken, all authority of the court to allow a bill of exceptions, then presented, or to alter or amend one already allowed and field, is at an end Jen- nings v. Phil., Bait. & Wash. R. R., 218 U. S., 255. Extraordinary circumstances, however, will excuse the failure to sign a bill of exceptions at the same term. Koewing v. Wilder, 126 Fed., 472 ; and such circumstances exist where the exhibits were mislaid without fault or negligence of the plaintiff in error and not found until after the term had expired; Pittsburgh Gas & Coke Co. v. Goff-Kirby Coal Co., 151 Fed., 466; or where the stenographer is unable to transcribe his notes within the time fixed for settling the bill. Dalton v. Gunnison, 165 Fed., 873; or the judge who tried the case was unable by reason of illness to sign the bill. Roberts v. Bennett, 135 Fed., 748. But these extenuating facts should be certified, if possible, by the trial judge. Pittsburgh Gas & Coke Co. v. Goff-Kirby Coal Co., 151 Fed., 466. Jones v. Grover & Baker Sewing Machine Co., 131 U. S., cl. Michigan Ins. Bank v. Eldred, 143 U. S., 293. A bill of exceptions must be signed by the trial judge. That his initials are at the foot of it is not enough. Origet v. United States, 125 U. S., 240. United States ex rel Kinney v. United States Fidelity & Guaranty Co., 222 U. S., 283. It will not be regarded if it is not signed. Kjiight v. Illinois Central R. R., 180 Fed., 368. Nor can the failure to sign be supplied by an attached certificate by the judge that it had been settled and signed within the time allowed by law. Oxford & Coast Line R. R. V. Union Bank, 153 Fed., 723 ; nor by a stipulation of counsel that the bill is correct. Malony v. Adsit, 175 U. S., 281. Nor will a new and amended bill be allowed to be filed after the case has been argued, par- ticularly where no good reason is shown why the original was not complete. Pittsburg Gas & Coke Co. v. Goff-Kirby Coal Co., 151 Fed., 466. Nor can a bill be allowed nunc pro tunc after the term where control of the case has not been reserved by order or rule. Reader v. Haggin, 160 Fed., 909. But the pendency of a rule for a new trial ex- tends the time within which to settle a bill. Kentucky Distilleries Co. V. Lillard, 160 Fed., 34. (6) Where the case is tried to the Court without a jury and special findings are made, such special findings become part of the record, and their sufficiency to support the judgment may be determined with- out an exception and without a bill. Chicago, Rock Island & Pacific R. R. V. Barrett, 190 Fed., 118. But where there is a general finding and no bill of exceptions taken, the only question is whether the plead- ings support the findings and judgment. Marinette Saw Mill Co. v. R lo-n COURT OF APPEALS RULES. 14 Scofield, 174 Fed., 562. Fellman v. Royal Ins. Co., 185 Fed., 689. Jackson v. Mutual Life Ins. Co., 186 Fed., 447. (c) The whole of the charge is not to be made the subject of a bill. Phoenix Life Ins. Co. v. Raddin, 120 U. S., 183. Block v. Dar- ling, 140 U. S., 234. The rule is mandatory and cannot be disregarded by the trial judge. Price v. Pankhurst, 53 Fed., 312. The ground of an exception must be stated at the time in order that the Court shall have its attention directed to the error alleged to be committed and be able to correct it. Merchants Ins. Co. v. Buckner, no Fed., 345. Por- ter V. Buckley, 147 Fed., 140. Aetna Indemnity Co. v. Farmers' Nat. Bank, 169 Fed., 737, 745. (rf) The fact that exception was taken to the charge before the jury had retired must appear in the record in order to have the excep- tion considered. Sheppard v. Wilson, 6 How., 260. Phelps v. Mayer, 15 How., 160. Mann v. Dempster, 179 Fed., 837. Star Co. v. Madden, 188 Fed., 910. This is not a mere formal or technical provision, but is in the interest of justice in order that there may be opportunity for correction if the Court is advised of the need of it, in time. Phelps v. Mayer, 15 How., 160. A rule of the trial court, which permits of exceptions to the charge after the jury have retired, against the settled policy of the Federal Courts, will be regarded as perinitting this course only where it is in the interest of justice, and to_ avoid the con- fusing of the jury, or where instructions have been given in the ab- sence of counsel. It will not be regarded as permitting exceptions to be generally taken in this manner. Montana Mining Co. v. St. Louis Min- ing & Milling Co., 147 Fed., 897. But where the Court permitted the jury to retire before the party had an opportunity to take exceptions, this action may be made the subject of a valid exception and ground for reversal. Mann v. Dempster, 179 Fed., 837. Berwind-White Coal Co. V. Firment, 170 Fed., 151. Western Union Tel. Co. v. Baker, 85 Fed., 690. In the absence also of a rule to the contrary it would seem to be enough that exceptions to the refusal of the Court to give instructions requested were noted at the trial in open court, even though it was after the jury had retired. Gandia v. Pettingill, 222 U. S., 452, 459. («) A general exception to .the Court's instructions and to each and every part thereof is insufficient. Baggs v. Martin, 108 Fed., 33. Block V. Darling, 140 U. S., 234. Jones v. East Tennessee, &c. R. R., IS7 U. S., 682. So also is an exception, to so much of the charge "as requires the evidence to show that there was an intention to deceive." Phoenix Assur. Co. v. Lucker, "jy Fed., 243; or to the charge of the Court, so far as the instructions are inconsistent with the request for rulings made. Partridge v. Boston & Maine R. R., 184 Fed., 211. Nor is a general exception to the charge, that it erroneously sub- mitted the case under a Federal Statute which was not applicable, sufficient to sutain assignments based on the differences in liability between the state and the federal law. Erie R. R. v. Kennedy, 191 Fed., 332. A general exception also to the refusal of a series of in- structions will not be considered if any one of them is sound. Beaver V. Taylor, 93 U. S., 46, 54. Thiede v. Utah, 159 U. S., 510, 520. Hodge V. Chicago & Alton Railway, 121 Fed., 48. Union Pacific R. R. v. Thomas, 152 Fed., 365. Nor can the refusal of a motion for a directed verdict be assigned for error unless the attention of the trial court is called to the grounds on which it was asked. Adams v. Shirk, 104 Fed., 54. O'Halloran v. McGuirk, 167 Fed., 493. Louis. & Nash. R. R. V. Womack, 173 Fed., 752, 759. Choctaw, Okla. & Gulf R. R. v. Jackson, 192, Fed., 792. 15 COURT OF APPEALS RULES. R n 2. Exceptions to the admission or rejection of evidence shall be specific and not general: ('o) , and the bill of exceptions to such admission or rejection shall contain only so much of the evidence admitted or offered and rejected as is neces- sary for the presentation and decision of the questions saved for review. Unless there be saved a question which requires the consideration of all the evidence, a bill of exceptions con- taining all of it shall not be allowed (b). [S. C. Rule 4, Sect. 2. C. C. A. Rule lo, Sect. 2, in fourth and seventh circuits. There is apparently nothing to corre- spond with this rule in any of the other circuits.] (o) Exceptions to the ruling of the trial court with respect to the reception or rejection of evidence are necessary in order to have the ruling reviewed. National Bank v. Schufelt, 145 Fed., 509. An ex- ception to the admission of evidence will not be considered where it is general or fails to show the ground of the objection. Burton v. Driggs, 20 Wall., 125. Toplitz v. Hedden, 146 U. S., 252. Railroad Co. V. Hellenthal, 88 Fed., 116. Merchants' Ins. Co. v. Buckner, no Fed. 345. Davidson S. S. Co. v. United States, 142 Fed., 315. Erie ,R. R. V. Schomer, 171 Fed., 798. Pioneer S. S. Co. v. Jenkins, 189 Fed., 312. An objection to a question as "immaterial, incompetent and irrelevant'' is not sufficient, as being too general. Shandrew v. Chicago, St. Paul & Milwaukee R. R., 142 Fed., 320. So a recital in a record, "excepted to, admitted, exception noted," does not show a proper and timely objection, following the answer to a question. Atlantic Coast Line v. Linstedt, 184 Fed., 36. (&) Where a non-suit is entered or a judgment non obstante vere- dicto rendered on a point reserved under the Pennsylvania practice (Act April 22, 1905, P. L. (Pa.), 286), all of the evidence is necessarily involved and must therefore be contained in the bill of exceptions. An assignment that there was no evidence to support the judgment presents a question of law which can not be reviewed unless first passed upon by the trial court by some appropriate action. Keeley v. Ophir Hill Mining Co., 169 Fed., 598. Jackson v. Mutual Life Ins. Co., 186 Fed., 447. RULE II. ASSIGNMENTS OF ERROR (a). I. The plaintiff in error or appellant shall file (b) with the clerk of the court below, with his petition for the writ of error or appeal, his assignments of error (c), as required by section 997 of the Revised Statutes, which shall set out separately and particularly each error asserted and intended to be urged (d). When the error alleged is to the admission or the re- jection of evidence, the assignment shall quote the full sub- stance of the evidence admitted or rejected (e) ; when the error alleged is to the charge of the court, the assignment shall set cut the part referred to totidem verbis (/), whether it be in instructions given or in instructions refused ; when the error R II COURT OF APPEALS RULES. 16 alleged is based on the trial court's refusal to enter a judgment non obstante veredicto (g) for the plaintiff in error on the whole record, the assignment shall state the reasons presented to the trial court for the entry of such judgment; when the error alleged is to a ruling upon the report of a master or referee, the assignment shall state the exception to the report and the action of the court upon it. Such assignments of error shall form part of the transcript of the record and be printed with it. When error is not so assigned, counsel will not be heard, except at the request of the court, and errors not as- signed according to this rule will be disregarded. The court, at its option, however, may notice a plain error not assigned (h). [S. C. Rule 35, Sect i. C. C. A. Rule ii in force in sub- stance in all the circuits.] (a) Assignments of error are required both on appeal and writ of error. Randolph v. Allen, 73 Fed., 23 ; and in a bankruptcy appeal the same as any other. Flickinger v. First Nat. Bank, 14S Fed., 162. They are also required on an appeal in admiralty, even though the case to a certain extent is heard de novo. Cook v. Smith, 187 Fed., 538. The assignments should be entitled in the trial Court and not the Court of Appeals. Church Cooperage Co. v. Pinkney, 170 Fed., 266. In preparing assignments of error the rules should be strictly ob- served. Walton V. Wild Goose Mining Co., 123 Fed., 209. An appeal may be dismissed for failure to comply with the rules with regard to assignments of error and briefs. Moline Trust Co. & Savings Bank v. Wylie, 149 Fed., 734. An assignment of error cannot be used to bring up questions which the record of the Covirt below does not show were raised. Canal & Claiborne St. R. R. v. Hart, 114 U. S., 654, 663. Neither will assignments of error be considered which are based on evidence not contained in the bill of exceptions although printed in the record. Lee Won Jeong v. United States, 145 Fed., 512. The verdict of a jury in an equity case being advisory merely, assignments of error based on the refusal of instructions will not be entertained. McKinley Mining Co. v. Alaska Mining Co., 183 U. S., 563. See fur- ther 2 Rose Fed. Proced., Sect. 193 1 and notes. (6) Assignments of error must be drawn up and filed. It is not enough to insert them in the briefs. Realty Co. v. Rudolph, 217 U. S., 547. Briscoe v. Rudolph, 221 U. S., 547. Stillwagon v. Bait. & Ohio R. R., IS9 Fed., 97. Aetna Indemnity Co. v. Crowe Coal Co., 154 Fed., S4S. (c) The filing of an assignment of errors before or at the time of the allowance of a writ of error or appeal is indispensable under this rule; see also Rule 14, Sect. 6 infra; and where it is not so filed the writ of error or appeal will be dismissed. Dufour v. Lang, 54 Fed., 913. Simpson v. First Nat. Bank, 129 Fed., 257. Lockman v. Lang, 132 Fed., I. An assignment of errors is filed with the petition, within the meaning of the rule, where the errors complained of are incorpo- rated in the petition for appeal and the petition is then filed with the clerk. Central Trust Co. v. Continental Trust Co., 86 Fed., 517; or where they are filed at the same time with the petition and the order 17 COURT OF APPEALS RULES. R ii-n allowing the appeal. Copper River Mining Co. v. McClellan, 138 Fed., 333- The reasons for the rule are (i) that the opposing counsel and the appellate court may be informed of the questions to be discussed; and (2) where a writ of error is applied for, that the judge, who allows the writ may be advised whether it ought to issue. Simpson v. First Nat. Bank, 129 Fed., 257. The right to an appeal, however, is absolute and its allowance when applied for imperative, the only question to be considered being the sufficiency of the security offered. Pullman Palace-Car Co. v. Central Transportation Co., 71 Fed., 809. Simp- son V. First Nat. Bank, 129 Fed., 257. No formal allowance of an appeal therefore is necessary, the acceptance of security and the is- suing of a citation being enough. Sage v. Railroad , Co., 96 U. S., 712. Hence the assignment of errors in case of an appeal is in time if filed before the security, by which the appeal is perfected, is approved. And where an appeal is allowed on condition that certain security be given, the filing of an assignment of errors at the same time with the filing of an approval of the required bond is a sufficient compliance with the rule. Simpson v. First Nat. Bank, 129 Fed., 257. Lockman v. Lang, 132 Fed., i. Additional assignments after the appeal has been perfected by service of the citation form no- part of the record and will not be considered. Mast v. Superior Drill Co., 154 Fed., 45. Cross assignments are not allowed. Rogers v. Penobscot Mining Co., 154 Fed., 606. O'Neil v. Wolcott Mining Co., 174 Fed., 527. Midland Valley R. R. v. Fulgham, 181 Fed., 91. (d) An assignment that the court erred in refusing to charge as requested in certain numbered points does not comply with the rule. Empire State Cattle Co. v. Atchison, Topeka & Santa Fe R. R., 147 Fed., 457. Neither is an assignment sufficient, that the court erred in entering a decree for the appellee and in not sustaining a cross bill. The Myrtie M. Ross, 160 Fed., 19. Nor that the court erred in dismissing the bill, denying an injunction, and refusing an account. Walter Baker Co. v. Gray, 192 Fed., 921, 929. An assignment that there was no evidence to support the judgment presents a question of law which cannot be reviewed unless presented to and passed upon by the trial court. Keeley v. Ophir Hill Mining Co., 169 Fed., 598. Jackson v. Mutual Life Ins. Co., 186 Fed., 447. An action tried on one theory in the court below will not be allowed to be presented on another in the appellate court. Hatcher v. North Western Insurance Co., 184 Fed., 23. Bort v. McCutchen, 187 Fed., 798. (e) Where the assignment is to the admission or rejection of evi- dence, the evidence received or the question or ofifer of evidence re- jected must be incorporated in the assignment. Railroad Co. v. Smith, 21 Wall., 25s, 261. Buckstaff v. Russell, 151 U. S., 626. A reference over to the bill of exceptions is not enough. . Atlas Distilling Co. v. Rheinstrom, 86 Fed., 244. Gallot v. United States, 87 Fed., 446. An assignment that the Court erred in overruling defendant's offer of a certain letter from H. to G. without setting out the letter does not comply with the rule. Crosby v. Emerson, 142 Fed., 713. Nor is it sufficient to simply identify an exhibit by number. North Western Steam Boiler Co. v. Great Lake Engineering Works, 181 Fed., 38. In case of the exclusion of an answer to a particular question in a deposi- tion the answer or the full substance of it must be set out. Shauer v. Alterton, 151 U. S., 607. Buckstaff v. Russell, 151 U. S., 626, 636. Where error is assigned to the refusal to admit evidence or allow a witness to answer questions, the evidence which it was proposed to introduce or which the questions were intended to elicit should be set R 12 COURT OF APPEALS RULES. 18 forth. United States v. Indian, &c. District, 85 Fed., 928. Turner v. United States, 66 Fed., 289. American Nat. Bank v. National Wall Paper Co., "jy Fed., 85. But where the question rejected is proper in form and apparently calculated to elicit evidence which is relevant to the issue or favorable to the party in whose behalf it is propounded, error may be assigned on its rejection without more. Buckstaff v. Russell, 151 U. S., 626, 636. (/) Garrett v. Pope Motor Car Co., 168 Fed., 905. {g) The practice with regard to entering judgment non obstante veredicto in accordance with the Pennsylvania Statute obtains in the Federal Courts of that State. Keiper v. Equitable Life Assur. Soc, IS9 Fed., 206. Smith v. Jones, 181 Fed., 819. Cf. Missouri K. & T. R. R. V. Collier, 157 Fed,, 347. But to entitle the party to a review, binding instructions must be asked. Philadelphia v. Bilyeu, 36 Pa. Super. Ct., 562. Missouri K. & T. R. R. v. Collier, 157 Fed., 347. And there must be an exception to the ruling of the Court entering judgment notwith- standing the verdict. Hatcher v. North Western Insurance Co., 184 Fed., 23. Where a judgment non obstante has been reversed the Court may grant a new trial instead of entering a final judgment. Western Bank Note Co. v. Slentz, 188 Fed., 57. Sloan v. Phila. & Read. R. R., 23s Pa., iss. (A) The Court will not depart from the rule to notice a technical or immaterial error. Atchison, Topeka & Santa Fe R. R. v. Mulligan, 67 Fed., 569. National Ace. Soc. v. Spiro, 78 Fed., 774. The error must be convincing and controlling to be noticed when not assigned. Mast V. Superior Drill Co., 154 Fed., 45. But a palpable error, the cor- rection of which is necessary to the administration of justice, will be noted without an assignment. Baltimore & Ohio R. R. v. McCune, 174 Fed., 991. A defect in jurisdiction, such as want of diversity of citizen- ship, which cannot be waived, will be noticed without an assignment; although not those which cannot be, such as a lack of proper service' Rogers V. Penobscot Mining Co., 154 Fed., 606. Morrison v. Burnette, Ibid, 617. Stillwagon v. Baltimore & Ohio R. R., 159 Fed., 97. Hare V. Birkenfield, 181 Fed., 825. So where the case is tried to the Court without a jury, whether a special finding is sufficient to support the judgment is of such controlling character that the Court will, notice it, sua sponte. Chicago, Rock Island & Pacific R. R. v. Barrett 100 Fed., 118. ' ^ RULE 12. OBJECTIONS TO EVIDENCE IN THE RECORD. I. In all cases of equity or admiralty jurisdiction, heard in this court, no objection shall be allowed to be taken to the admissibility of any deposition, deed, grant, exhibit, or trans- lation found in the record as evidence, unless objection was taken thereto in the court below and entered of record; but the same shall otherwise be deemed to have been admitted by consent. [S. C. Rule 13. C. C. A. Rule 12, in force in the same form in all the circuits.] Exceptions cannot be taken for the first time in the Court of Appeals to matters appearing in the record as sent up; such as depositions 19 . COURT OF APPEALS RULES. R 13 (Mechanics' Bank v. Seton, i Pet., 299, 307. Howard v. Stillwell Mfg. Co., 139 U. S., 199, 205. San Pedro Canon Co. v. United States, 146 U. S., 120, 136) ; deeds (Mitchel v. United States, 9 Pet., 711) ; or the report of a master or referee (Canal Co. v. Gordon, 6 Wall., 561. Lumber Co. v. Buchtel, loi U. S., 633). And the party as a rule will be confined to the objections made at the time. Hinde v. Longworth, II Wheat., 209. The objections also must be specific and not vague. Thomas v. Lawson, 21 How., 331, 337. RULE 13. SUPERSEDEAS AND COST BONDS. I. Supersedeas bonds (a) in the circuit and district courts must be taken, with good and sufficient security (b), that the plaintiff in error or appellant shall prosecute his writ or appeal to effect (c), and answer all damages and costs if he fail to make his plea good {d). Such indemnity where the judgment or decree is for the recovery of money (e) not otherwise se- cured (f)j must be for the whole amount of the judgment or decree, including just damages for delay (g), and costs (A) and interest on the appeal; but in all suits where the property in controversy necessarily follows the suit, as in real actions (i) and replevin, and in suits on mortgages (/), or where the property is in the custody of the marshal under admiralty process, or where the proceeds thereof, or a bond for the value thereof, is in the custody of the court, indemnity in all such cases will be required only in an amount sufficient to secure the sum recovered for the use and detention of the property, and the costs of the suit and just damages for delay, and costs and interest on the appeal (k). [S. C. Rule 29. C. C. A. Rule 13, Sect, i, in force in all the circuits. Supreme Court Rule 29, according to Kountze v. Omaha Hotel Co., 107 U. S. 378, 388, was formulated after the decision in Rubber Co. v. Goodyear, 6 Wall., 153.] (a) I. A supersedeas is a statutory and not a natural right, and is therefore obtained only upon strict compliance with the prescribed conditions. Sage v. Central R. R., 93 U. S., 412, 417. It operates only in favor of those parties who have applied for and obtained it. Ex parte French, ico U. S., i. A writ of error does not operate as a supersedeas unless a copy of the writ for the opposite party is filed in the clerk's office within sixty days after the entering of judgment, Sundays excluded. Act Feb. 18, 1875, 18 Stat., 318. Kitchen v. Ran- dolph, 93 U. S., 86. Foster v. Kansas, 112 U. S., 201. And an appeal being subject to the same regulations (R. S. Sect. 1012), it must be perfected by the entry of security within the same period. Kitchen v. Randolph, 93 U. S., 86. When the proper steps have been taken a writ of error or appeal operates as a supersedeas as a matter of law. Kitchen v. Randolph, 93 U. S., 86, 88. Goddard v. Ordway, 94 U. S., 672. Hovey v. McDonald, 109 U. S., 150, 160. The only function of the judge in that connec- R 13-n COURT OF APPEALS RULES. 20 tion is to determine the amount and sufficiency of the security to be required. McCourt v. Singers-Bigger, 150 Fed., 102. But when such steps have not been talcen it is beyond the power of the Appellate Court or of the court of first instance to give the writ of error or appeal the character of a superseadeas. Sage v. Central R. R., 93 U. S., 417. Peugh V. Davis, no U. S., 227. New England R. R. v. Hyde, loi Fed., 397. Logan v.. Goodwin, loi Fed., 654. Robinson v. Furber, 189 Fed., 918. Nor can this be effected by a nunc pro tunc order, except where the delay was the act of the Court, and no injustice will be done. Sage V. Central R. R., 93 U. S., 4i7- 2. The sixty days within which the proper steps must be taken to make the writ of error or appeal a supersedeas is to be computed from the date of the judgment to be reviewed. Slaughter-House Cases, 10 Wall, 291. Wurts v. Hoagland, 105 U. S., 701. Sundays are ex- cluded in the computation. Where therefore a decree was entered March 29, and the appeal bond was not approved until May 31, and not filed with the clerk until June I, it was nevertheless in time. Danville v. Brown, 128 U. S., 503. And where the judgment or decree is that of the highest court of a State, and is required by the State law to be returned to a lower court for execution, the sixty days begin to run only from the return of the case to such lower court. Slaughter-House Cases, ID Wall., 291. The time in any event is suspended, pending an application for a rehearing or a vacation or setting aside of the judg- ment or decree, whereby until disposed of, it does not take final form for the purpose of a writ of error or appeal. Kingman v. Western Mfg. Co., 170 U. S., 67s. And where a first appeal fails by reason of the clerk not having sent up the record in season, and a second appeal is taken within the six months limited by the statute, the Court of Appeals may permit a supersedeas bond to be given after the expira- tion of sixty days from the rendition of judgment. Sutherland v. Pearce, 186 Fed., 787. But a stay granted for the purpose of affording opportunity to apply to the Supreme Court for a certiorari will not operate to extend the sixty days. Title, Guaranty & Surety Co. v. United States, 222, U. S., 401. It is to be noted, however, with regard to the exclusion of Sun- days, that this does not apply to the six months given by the statute within which a writ of error or appeal must be taken, so that if the last day falls on Sunday an appeal taken on Monday is too late. John- son V. Meyers, S4 Fed., 417. Meyer v. Hot Springs Improvement Co., i6g Fed., 628. 3. In cases where a writ of error may be a supersedeas eKecution shall not issue until the expiration of ten days after the judgment has been entered. Act Feb. 18, 1875, 18 Stat., 318. And Sundays are ex- cluded in the computation, the same as in the case of the sixty days within which to obtain a supersedeas. Danville v. Brown, 128 U. S., 503. Danielson v. Northwestern Fuel Co., 55 Fed., 49. This does not apply, however, to the judgment of a State Court. Doyle v. Wisconsin, 94 U. S., so. The ten days begin to run from the date of the entry of judgment and not from when the same was signed by the judge. Commissioners v. Gorman, 19 Wall., 661. Where, however, a decision was announced, but before a decree could be entered, it had to be settled and signed by the Court, it is not until after that, that the time begins to run. Silsby v. Foote, 20 How. 290. But where a decree was entered dismissing the bill, the running of the time will not be deferred by mere delay in taxing up and entering a decree for the costs. Fowler v. Hamill, 139 U. S., 549. 21 COURT OF APPEALS RULES. R 13-n Where the ten days have expired when execution issued, a super- sedeas subsequently obtained only operates to stay proceedings from that time on. It cannot interfere with what has been already done. Commissioners v. Gorman, 19 Wall., 661. (&) The security must be approved by the judge who fixed the amount required and signed the citation. Gay v. Hudson River Power Co., 190 Fed., 812, 820. The right of the judge allowing the appeal to increase the bond after the jurisdiction of the appellate court has attached by its approval may be doubted. Butchers' Assoc, v. Slaughter House Co., i Woods, SO. But the order of approval may be annulled the next day after a supersedeas has been allowed, within the time when the court had a right to refuse or grant it, the security being found insufficient. Black v. Zacharie, 3 How., 483. So, too, while the case is still in the grasp of the court an order granting a supersedeas may be vacated. Timolat v. Philadelphia Pneumatic Tool Co., 130 Fed., 903. The ap- pellate court may always be appealed to for the purpose of modifying the stay or increasing the bond when it is no longer sufficient. Rubber Co. v. Goodyear, 6 Wall., 153, 156. French v. Shoemaker, 12 Wall., 86, 99. Jerome v. McCarter, 21 Wall., 17, 31. Martin v. Hazard Powder Co., 93 U. S., 302. WiUiams v. Clafiin, 103 U. S., 753. Har- wood v. Dieckerhoff, 117 U. S., 200. Mexican Construction Co. v. Reusens, 118, U. S., 49, 53. But a motion to increase the amount of a supersedeas bond must be addressed to the appellate court and not to the court of first instance. Clarke v. Eureka Co. Bank, 131 Fed., 145- (c) This means prosecuting the appeal with success. Conimon- weath V. Lenhart, 233 Pa., 526. Crane v. Buckley, 203 U. S., 441, 447. And where therefore the appellant succeeded in having the time with- in vvhich payment should be made in order to prevent a foreclosure extended on appeal, the sureties on the appeal bond were not liable for use and occupation during the time for which it was so extended. Ibid. But the bail on appeal are liable for an unpaid fine, which the defendant was sentenced to pay in addition to imprisonment, even where after affirmance the defendant surrenders himself and goes to jail. Commonwealth v. Lenhart, 233 Pa., 526. The terms of the bail bond required on appeal in criminal cases as prescribed by Rule 15 infra, would seem to exonerate the sureties from payment of costs. (d) If a writ of error is non-prossed for failure to justify, the bail are not liable. Tilden v. Worrell, 30 Pa., 272. But they are, where there is a non pros on any other grounds. Mechling v. Merchants' Bank, 3 Walker (Pa.), 466. Where judgment is reversed on the writ of error on which the super- sedeas bond in suit was given, the sureties do not become liable by an affirmance on a subsequent writ. Bank v. Cowperthwaite, i Wilcox (Pa.), 273. (e) A judgment for the recovery of money is one which adjudges the defendant either individually or in a representative capacity to pay a specific sum. Fuller v. Aylesworth, 75 Fed., 694. (f) A judgment is to be regarded as "'otherwise secured" within the meaning of the rule, where, by reason of a lien on the property secured to the plaintifif otherwise than by the judgnient, or by reason of the actual custody of property liable to satisfy the claims asserted, the court has the means of enforcing the judgment by subjecting specific property thereto. Louisville & Nashville R. R. v. Pope, 74 Fed., I. R 13-n COURT OF APPEALS RULES. 22 (g) An appeal bond operative as a supersedeas and conditioned as required by the rule covers not only the money decree appealed from, but also damages for the delay and costs. American Surety Co. v. North Packing Co., 178 Fed., 810. In a criminal case it covers the fine. Commonwealth v. Lenhart, 233 Pa., 526. But probably not the costs. See Rule 15, infra. (h) The security required is security to answer all damages and costs. Hence the bond is not sufficient to effect a supersedeas where it contains no security for the costs. Seward v. Corneau, 102 U. S., 161. Deford v. Meliaffy, 13 Fed., 481. But an inadvertent variance by which the supersedeas bond is less by a few dollars than it should be, no ob- jection being made at the time, will not overcome its effect. Clarke V. Eureka County Bank, 131 Fed., 145. The surety on an appeal bond is liable not only for the costs in the Court of Appeals, but also- in the lower court. Expanded Metal Co. v. Bradford, 177 Fed., 604. Fidelity & Deposit Co. v. Expanded Metal Co., 183 Fed.,, $68. Young V. Daley, 185 Fed^, 209. (i) Whether on a writ of error in ejectment the bail are liable for mesne profits by way of damages, and the bond should therefore be sufficient to cover them in order to make the writ a supersedeas, is involved in controversy. It was held that they were not in Warren V. Steer, 118 Pa., 529, and Johnson v. Hessel, 134 Pa., 315. See also. Burgess v. Doble, 149 Mass., 256. But in Gardner v. Kiehl, 182 Pa., 194, 200, Warren v. Steer was spoken of as a much to be regretted decision ; and in Gleeson's Est, 192 Pa., 279, it was squarely held that on a writ of error from the Stipreme Court of Pennsylvania to the Supreme Court of the United States in an ejectment case, the obligors on the appeal bond were bound for all damages arising from the use and detention of the property pending the appeal, although not for repairs made. And a similar ruling as to the necessity for the bond covering the rent and mesne profits pending the appeal in order to have it operate as a supersedeas was made in St. Louis Smelting Co. v. Wyman, 22 Fed., 184. And see Tarpey v. Sharp, 12 Utah, 383, 390, 43 Pacif. Rep., 104; Lum v. Reed, 53 Miss., 71; Kirkland v. Trott, 7$ Ala., 321 ; and Laurence v. Lippencott, 6 N. J. Law, 577. But on the other hand, in Roberts v. Cooper, ig How., 373, which was, an ejectment for a mine, where a bond of only one thousand dollars had been exacted, the Court refused to require additional security upon a showing by affidavit that the plaintiff would be damaged over $25,000. by reason of the delay sustained in the working of the mine. And in Ex parte French, 100 U. S., i, the bond being ample to cover the mesne profits recovered, the court refused to order execution of the judgment be- cause of the damage that might arise, as alleged, from a detention of the property pending the appeal. (/) In an ordinary foreclosure suit an appeal bond does not operate in a Federal Court as security for the amount of the decree; nor for interest pending the appeal ; nor for the balance due after applying the proceeds of the -sale of the mortgaged premises ; nor for the rents and profits, or the use and detention of the property pending the ap- peal; but only for the costs of the appeal, and the deterioration or waste of the property, and perhaps burdens accruing by non-payment of taxes, or loss by fire if not properly insured. Kountze v. Omaha Hotel Co., 107 U. S., 378. Supervisors v. Kennicott, 103 U. S., 554, 557. This, it is to be observed, is not the Pennsylvania rule. Smead V. Stuart, 194 Pa., 578. Koecker v. Fidelity Trust Co., 103 Pa., 331. But even there, security in double the amount of the judgment is not required where, by the terms of the mortgage, the lien and collection 23 COURT OF APPEALS RULES. R 13-n of the judgment is restricted to the land. Hosie v. Gray, 73 Pa. 502. But on an appeal from an order confirming a foreclosure sale and directing the execution of a deed and the delivery of immediate pos- session to the purchaser, the surety on a supersedeas bond is liable for the value of the use and possession of the property for the time the purchaser is kept out of the same. Woodworth v. Northwest. Mutual, Life Ins. Co., 185 U. S., 3S4. And where, after a decree of foreclosure of a chattel mortgage, possession of the property was ob- tained by the appellant pending an appeal, and it was destroyed by fire, the sureties on the appeal bond were held liable for the full value of the property. Perry v. Tacoma Mill Co., 152 Fed., 115. {k) Parties who sign supersedeas, cost, or delivary bonds volun- tarily connect themselves with the suit in such a manner as to be subject to the jurisdiction of the court in which the suit is pending, and to a summary judgment upon their undertaking, when the amount of their liability can be ascertained without an issue and trial. Egan V. Chicago & Great Western R. R., 163 Fed., 344. Cimiotti Unhairing Co. V. American Fur Refining Co., 158 Fed., 171. Commonwealth V. Fidelity & Deposit Co., 180 Fed., 292. Upon the discharge of the liability on a supersedeas bond the court may order the bond to be cancelled. Perry v. Tacoma Mill Co., 152 Fed., 115. 2. On all appeals from any interlocutory order or decree granting or continuing an injunction (a) in a circuit or district court, the appellant shall, at the time of the allowance of said appeal {b), file with the clerk of such circuit or district court a bond to the opposite party in such sum as such court shall direct, to answer all costs if he shall fail to sustain his appeal. [C. C. A. Rule 13, Section 2, substantially- the same in all the circuits.] (a) By Act March 3, 1911, Sect. 129, 36 Stat., 1134, an appeal may be taken from an order refusing, dissolving, or refusing to dissolve an injunction, the same as from the granting and continuing of one. This restores the law to what it was after the passage of the Act of Feb. 18, 189s, 28 Stat, 666. (&) The allowance of a stay on an appeal from an order awarding an injunction is a matter of discretion and not of right. In re Haber- man Mfg. Co., 147 U. S., 525. The effect of an injunction is not stayed by the mere granting of an appeal with a bond in the form of a supersedeas bond. Knox County v. Harshman, 132 U. S., 14. The court or judge allowing the appeal may suspend or modify the in- junction pending it. Equity Rule 93. Leonard v. Land Co., 115 U. S., 465. New River Mineral Co. v. Seeley, 117 Fed., 981. See also Rule 14, Sect. I, infra. Unless this is done the injunction retains its in- trinsic force. Act March 3, 1911, Sect, 129, 36 Stat., 1134. Hovey V. McDonald, 109 U. S., 150, 162. The suspensive character given to the appeal at the time it is allowed cannot be recalled by the lower court, before the appeal is finally disposed of. Shelby Steel Tube Co. V. Delaware Seamless Tube Co., 161 Fed., 798. And this means until the mandate comes down. Durant v. Essex Co., loi U. S., 555. A supersedeas secured at the time of the appeal . continues in force pending a petition to the Supreme Court for a certiorari. Boston & Maine R. R. v. Gokey, 150 Fed., 686. R 14 COURT OF APPEALS RULES. 24 RULE 14. WRITS OF ERROR, APPEALS, RETURNS AND RECORDS (a). I. Any appeal to this court, or writ of error from this court, allowable by law (b), may be allowed, in term time or vacation, by the circuit justice, or by any of the circuit judges within this circuit, or by any district judge within the district where the case to be reviewed was heard or tried, who may also take the proper security (c), sign the citation (d), and, if he deem it proper so to do, grant a supersedeas (e) and stay of execution (f) or of proceedings pending such writ of error or appeal. [S. C. Rule 36, Section i. No C. C. A. Rule to correspond except Rule 35, Sect, i in second circuit ; and Rule 37, Sect, i of the sixth circuit; and see Act March 3, 1911, Sect. 132, 36 Stat, 1 1 34.] (a) For helpful suggestions with regard to the mode of taking an appeal or writ of error see ISO Fed. Ixxiii; 2 Rose Fed., Proced., sects. 1923, 1972; 3 Foster's Fed. Prac, sects. 496, 511; and 2 Loveland Fed. Forms, p. 1684, et seq. Proceedings on appeal in the Federal Courts are governed by the Acts of Congress. The state practice under the conformity act affords little if any guide. Laurel Oil & Gas Co. v. Galbreath Oil & Gas Co., 165 Fed., 162. Parties on error or appeal. All parties against whom a joint judg- ment or decree is entered and who appear by the record to be in- terested must join in the writ of error or appeal. 3 Foster's Fed. Prac, 2054. 2 Rose Fed. Proced., Sect. 1916. Masterson v. Herndon, 10 Wall., 416. Davis v. .Trust Co., 152 U. S., S90- Beardsley v. Ar- kansas &c. Railway, 158 U. S., 123. Lewis v. Sittel, 165 Fed., 157. Ibbs V. Archer, 185 Fed., 37. Ireton v. Pa. Co., 185 Fed., 84. Where this is not done it must appear that the party not joining was notified ancf failed or refused to do so. Hardee v. Wilson, 146 U. S., 179. Ibbs v. Archer, 185 Fed., 37. And where a general judgment is rendered against the original defendants and the sureties on a supersedeas bond; the judgment is joint and all must join in the writ of error unless there is a summons and severance. Lamon v. Speer Hardware Co., igo Fed., 734. But if the appeal is allowed in open cotirt there is no need for a summons and severance. McNulta v. West Chicago Park Commissioners, gg Fed., 328. King v. Thompson, no Fed., 319. Neither is there, where a party has no real interest. Mercantile Co. V. Kanawha & Ohio R. R., 58 Fed., 6. And where all the parties are joined in the writ, the omission of some of them in the petition is im- material. Fitzpatrick v, Graham, 119 Fed., 353. One of several de- fendants also may sue out a writ of error where his interest is separate. Winters v. United States, 207 U. S., 564. Alsop v. Conway, 188 Fed., 568. So all parties to a suit, including interveners, who would be injur- iously affected by a reversal of the decree must be made respondents on the appeal. Wilson v. Kiesel, 164 U. S., 248. But not those who have no interest in' maintaining or reversing it. Basket v. Hassell, 107 U. S., 602. Marchand v. Livandais, 127 U. S., 775. Amadeo v. Northern Assur. Co., 201 U. S., 194. A person may be an indispen- 25 COURT OF APPEALS RULES. R 14-n sible party in the lower court and yet not be indispensible on appeal. Love V. Export Storage Co., 143 Fed., i. Tim,e within which to appeal. A writ of error or appeal to the Cir- cuit Court of Appeals must be taken within six months, and when more then six months intervene after the entry of judgment a court of error has no jurisdiction. Connecticut Fire Ins. Co. v. Oldendorff, 73 Fed., 88, 90. Condon v. Central Loan & Trust Co., Ibid, 907. Blaf- fer V. New Orleans Water Supply Co., 160 Fed., 389. The rule is strictly adhered to, and the fact that a writ of error was allowed within that time but not issued is not sufficient. Rutan v. Johnson, 130 Fed., 109. The time cannot be enlarged by agreement. Clark v. Doerr, 143 Fed., 960. In re Brown, 174 Fed., 339; nor by order of court. Stevens v. Clark, 62 Fed., 321; nor can the parties confer jurisdic- tion by a voluntary appearance. D'odson v. Fletcher, 79 Fed., 129; nor will the time be extended by motion to vacate the judgment after the time for taking the appeal has expired, where the motion brings nothing new into the record, and is merely in substance and effect an ap- plication for a reargument. United States v. Fidelity & Deposit Co., 155 Fed., 117. But the time does not begin to run until the entry of a final judgment. Marks v. Northern Pacific R. R., 76 Fed., 941. And hence whEre a petition for a rehearing is presented in season, or a mo- tion for a new trial is duly made, the judgment is not final for the purpose of an appeal or writ of error until the petition or motion if entertained is disposed of. Kingman v. Western Mfg. Co., 170 U. S., 67s, 678. Cherokee Nation v. Whitmire, 223 U. S., 108, iii. A peti- tion for review in bankruptcy by analogy with an appeal should be taken within ten days, unless the circumstances justify a delay. Blan- chard V. Amnions, 25 Amer. Bank. Rep., 590; 183 Fed., 556. And it is so prescribed by rule (Rule 38), in the second circuit. In re Brown, 23 Amer. Bank. Rep., 93 ; 174 Fed., 339. It must be taken in any event within six months. In re Groetzinger & Sons, II Amer. Bank. Rep., 467; 127 Fed., 124. Blanchard v. Ammons, 25 Amer. Bank. Rep., 590; 183 Fed., 556. The six months is not extended by the fact that the last day falls on Sunday. Johnson v. Meyers, 54 Fed., 417. Meyer v. Hot Springs Improvement Co., 169 Fed., 628. But an appeal if taken in time may be perfected by the entry of a proper bond, notwithstanding the fact that the six months have expired. Blaffer v. New Orleans Water Supply Co., 160 Fed., 389. Nor is the failure to give bond for costs at the time of taking an appeal ground for dismissing it, provided the bond is filed within a reasonable time, and the appellee is not prejudiced by the delay. Corcoran v. Kostrometinoff, 164 Fed., 685. Herr v. St. Louis & Santa Fe R. R., 174 Fed., 938. And where a writ of error has been allowed and the citation duly issued and served, an informali- ty in the bond will not affect the jurisdiction of the court. Smythe v. New Orleans Land Co., 184 Fed., 892. (b) Wh-at appeals allowable. Where jurisdiction in the court be- low is in issue and is sustained, and a decision rendered in favor of the defendant on the merits, the question of jurisdiction may be reviewed by the Court of Appeals. Campbell v. Golden Cycle Mining Co., 141 Fed., 610. But not where the decision is in favor of the de- fendant on the question of jurisdiction, Ibid. So the Court of Appeals has jurisdiction and that of the Supreme Court is not exclu- sive, where the plaintiff's case, although a constitutional ■ question is involved, depends not only on that, but' on the proper construction of an Act of Congress. Harris v. Rosenberger, 145 Fed., 449. And generally the question of jurisdiction is reviewable by the Court of R 14-n COURT OF APPEALS RULES. 26 Appeals when it is not the sole question determined. Meeker v. Lehigh Valley R. R., 183 Fed., 548. And a decree in an ancillary bill is appealable to the Court of Appeals even though it involves a constitutional question, the jurisdiction of that court being depend- ent on its jurisdiction over the original suit. Railroad Commission V. Worthington, 187 Fed., 965, 225 U. S., loi. But vsfhere jurisdiction depends entirely on whether a state law violates the Federal Con- stitution an appeal is to be taken to the Supreme Court, and not to the Court of Appeals. Paducah v. East Tenn. Tel. Co., 182 Fed., 625. A motion for a new trial in an action at law is not a necessary pre- liminary to a writ of error, notwithstanding the State practice to that effect. Boatmen's Bank v. Trower, 181 Fed., 804. An appeal is a matter of right and may be ■ denied only where no appeal whatever is allowed. Brown v. McConnell, 124 U. S., 489. Simpson v. First Nat. Bank, 129 Fed., 257. McCourt v. Singers-Bigger, 150 Fed., 102. And a second appeal lies where there were subsequent issues not adjudged upon the first one. McCourt v. Singers-Bigger, 150 Fed., 102. United States V. Camou, 184 U. S., 574. United States v. New York Indians, 173 U. S., 464, 472. Nor are appeals in equity and admiralty limited to cases where the amount in controversy exceeds $50. The Joseph B. Thomas, 148 Fed., 762. But there is no appeal from a decree sim- ply for costs. Canter v. Insurance Co., 3 Pet., 307. Elastic Fabrics Co. V. Smith, ICO U. S., no, 112. Russell v. Farley, 105 U. S., 433, 437. Paper-Bag Co. v. Nixon, Ibid, 766. DuBois v. Kirk, 158 U. S., 58, 67. Wright V. Gorman-Wright Co., 152 Fed., 408. > Where a new trial has been granted under a misconception, upon the idea that the verdict rendered was not possible under the pleadings, a writ of error is allowable to correct this mistake. James v. Evans, 149 Fed., 136. So also is it, upon the refusal of the Court to exercise its discretion, on a mistaken conception of its powers. Dwyer v. United States, 170 Fed,, 160. The refusal of the lower court to consider a motion for a new trial made in time and sustained by evidence, show- ing proper grounds for it also may be reviewed and reversed. Mattox V. United States, 146 U. S., 140. Felton v. Spiro, 78 Fed., 576. Ogden V. United States, 112 Fed., 523. But to make the refusal error the application must involve something new and not passed upon at the trial. Gourdain v. United States, 154 Fed., 453. An order requiring the production of books and papers at the trial is interlocutory and not final, and no writ of error therefore lies. Webster Coal and Coke Co. v. Cassatt, 207 U. S., 181. Penna. R. R. V. International Coal Mining Co., 156 Fed., 765. The same is true of a refusal of judgment for want of an affidavit of defense under the Pennsylvania practice. Shumaker v. Security Life & Annuity Co., IS9 Fed., 112; or the sustaining of a demurrer to the plaintiff's state- ment, where nothing further is done. Morris v. Dunbar, 149 Fed., 406; or the refusal of an amendment to the pleadings, such refusal resting in the sound discretion of the Court. Stillwagon v. Baltimore & Ohio R. R., 159 Fed., 97. But the judgment is none the less final, because the costs included in it have not been taxed. AUis-Chalmers Co. v. United States, 162 Fed., 679. There is nothing which can be revised on a petition of review in bankruptcy without either the evidence or an agreed state of facts, on which the order of the bankruptcy court is predicated. Hegner v. American Trust Co., 187 Fed., 599. The Court of Appeals is not required to make a finding of facts and conclusions of law un- der General Order in bankruptcy No. 36 in a case appealable to the 27 COURT OF APPEALS RULES. R 14-n Supreme Court unless this has been requested before decision made. Crucible Steel Co. v. Holt, 174 Fed., 127. (c) The bond to be effective as a supersedeas must be approved by the judge who signs the citation and fixes the amount. Gay v. Hudson River Power Co., 190 Fed., 812, 820. (d) The citation may be signed by the District as well as the Cir- cuit Judge. Brown v. McConnell, 124 U. S., 489. Rodd v. Heartt, 17 Wall., 354. Richards v. Mackall, 113 U. S., 539. Huntington v. Laidley, 176 U. S., 668, 677. But where a writ of error runs to a State Court, the citation is to be signed by a Justice of the United States Supreme Court, or by the Chief Justice, Judge or Chancellor of the State Court which rendered the decision. Rev. Stat., 999. Barte- meyer v. Iowa, 14 Wall., 26. It cannot be signed by an Associate Jus- tice except as it appears that he was acting as Chief Justice pro tem. Butler V. Gage, 138 U. S., 52, 56. Havnor v. New York, 170 U. S., 408. Missouri Valley Land Co. v. Wiese, 208 U. S., 234. When an appeal is taken in open Court it is taken against all ad- verse interests, and all parties being present in contemplation of law are affected with notice, and no citation is necessary. Railroad Com- pany v. Blair, loo U. S. 661. Taylor v. Lessnitzer, 220 U. S., 90. Wil- liams V. City Bank, 186 Fed., 419. But notice is. required when the ap- peal is otherwise taken. Dodge v. Knowles, 114 U. S., 430, 438. Hewitt V. Filbert, 116 U. S., 142. Richardson v. Green, 130 U. S., 104, 114. And it is always required in case of a writ of error. United States v. Phil- lips, 121 U. S., 254; unless there is a waiver or the equivalent. Villa- bolos V. United States, 6 How., 81, 90. Goodwin v. Fox, 120 U. S., 775. (e) See Rule 13 and the citations under it. (/) After the jurisdiction of the appellate court has attached, ap- plications for a stay, or to vacate or modify one which has been granted must be made to the appellate and not the lower court. Butchers Assoc, v. Slaughter House Co., i Woods, SO- Rubber Co. v. Goodyear, 6 Wall., 153, 156. French v. Shoemaker, 12 Wall., 86, 99. Jerome v. McCarter, 21 Wall., 17, 31. Martin v. Hazard Powder Co., 93 U. S., 302. Williams v. Claflin, 103 U. S., 753. Harwood v. Dieck- erhoflf, 117 U. S., 200. Mexican Construction Co. v. Reusens, 118 U. S., 49) S3- The application must be made to the Court itself and not to a single judge. In re Ironclad Mfg. Co., 190 Fed., 320. But when the case has been sent down by mandate to the lower Court, if there is occasion for a stay it is to be asked for there. Bost. & Maine R. R. v. Gokey, 150 Fed., 686. 2. The clerk of the court to which any writ of error may be directed, or from which any appeal may be taken, upon being paid or tendered his fees therefor (a), shall make a return of the same (b) by transmitting a true copy of the record (c), bill of exceptions (d), assignment of errors (e), and all proceedings in the case (/), under his hand and the seal of the court (g). [S. C. Rule 8, Sect. i. C. C. A. Rule 14, Sect, i, in force in substance in all the circuits. In the Supreme Court and in the seventh circuit there is an additional provision that "the clerk may require of the appellant or plaintiff in error a written R 14-n COURT OF APPEALS RULES. 28 praecipe stating in detail what the transcript shall contain, and when a praecipe is filed shall insert a copy thereof in the transcript."] (o) A writ of error or appeal cannot be prosecuted in forma pau- peris. Bradford v. Southern Railway, 195 U. S., 243. Taylor v. Adams Express Co., 164 Fed., 616. Herman Keck Mfg. Co. v. Lorsch, 179 Fed., 485. The George Hill, 192 Fed., 1022. And this extends to the printing of the record, which cannot be dispensed with. In re Bradford's Petition, 139 Fed., 518. But the bond for costs in an admiralty case will under some circumstances be dispensed with, and a typewritten instead of a printed copy of the record be accepted. The George Hill, 192 Fed., 1022. As the law stood prior to the Act of February 13, 1911, 36 Stat., 901, the clerk was entitled to fifteen cents a folio for making up and certifying the record. Rev. Stat. Sect. 828. McIIwaine v. Elling- ton, 99 Fed., 133. Mohrstadt v. Mutual Life Ins. Co., 14s Fed., 751. Hoysradt v. D. L. & W. R. R., 182 Fed., 880. 9 Compt. Decisions, 285. But in Cavender v. Cavender, 10 Fed., 828, it is held that the proper fee is ten cents. The clerk is entitled to his fees in advance. Steever V. Rickman, 109 U. S., 74. Bean v. Patterson, no U. S., 401. Caven- der v. Cavender, 10 Fed,, 828. Hoysradt v. D. L. & W. R. R„ 182 Fed., 880. But he has no right, as a condition to certifying and transmitting the record, to demand payment of the costs which accrued prior to the appeal. Jennings v. Johnson, 148 Fed., 337. By Act of February 13, 1911, Sect. I, 36 Stat, goi, however, which was passed to diminish the expenses of proceedings on appeals and writs of error, it is in substance provided, that the appellant or plain- tiff in error shall cause to be printed under such rules as the lower Court shall prescribe and shall file in the office of the clerk of th€ Circuit Court of Appeals at least twenty-five days before the case is called for argument twenty-five printed transcripts of the record of the lower court, and of such part or abstract of the proofs, as the rules of the Court of Appeals may prescribe in such form as the Supreme Court may by rule require, one of which printed transcripts shall be certified under the hand of the clerk and the seal of the court. But except where the case is carried from the Court of Appeals to the Supreme Court, which is provided for in the second section, not here noted, there seems to be no change as to the fees to be charged by the clerk of the District Court. As to the fees of the clerk of the Court of Appeals for supervising and indexing, see Colt's Mfg. Co. v. New York Goods Co., 186 Fed., 625. (b) The original writ of error should be returned to the appel- late court with a transcript of the record attached. Rev. Stat., Sect. 997. Massina v. Cavazos, 6 Wall., 355. The destruction of the original will excuse its return if a copy is attached to the transcript. Ibid. And where by mistake a copy of the writ was annexed to the tran- script, instead of the original, but the original was produced with the citation, and an acknowledgment of service duly certified thereon, it was held to be sufficient. Burnham v. Railway Co., 87 Fed., 168. (c) No absolute rule can be laid down as to what the record should or should not contain, but the instructions issued by the clerk of the Circuit Court of Appeals of the fourth circuit with regard to the preparation of the transcript will be found to be of value. 2 Rose Fed. Proced., 1956. 150 Fed., Ixxiv. The second admiralty rule has also been suggested as a guide. Railway Co. v. Stewart, 95 U. S., 279. Ir- relevant and useless matter which only cumbers the case and in- 29 COURT OF APPEALS RULES. R 14-n creases the costs, should clearly be eliminated. Ibid. And costs may be imposed where this is not observed. Ball & Socket Co. v. Kraetzer, ISO U. S., Ill, 118. Where the case has been disposed of on demurrer to the bill it is not necessary to include the evidence. Missouri, Kan- sas & Texas R. R. v. Dinsmore, 108 U. S., 30. And where there has been a previous appeal, matters preceding the mandate should be omitted. Supervisors v. Kennicott, 94 U. S., 498. Union Pacific R. R. V. United States, 116 U. S., 402. Nashua & Lowell R. R. v. Bost. & Lowell R. R., 61 Fed., 237, 243. But an original and a cross bill should be included as they constitute one suit. Gregory v. Pike, 64 -Fed., 4x5. Ex parte Railroad Co., 95 U. S., 221, 225. When both parties appeal one transcript is enough. Rev. Stat., Sect. 1013. id) See Rule 10 and notes, supra. (e) See Rule 11 and notes, supra. (f) The clerk may refuse to certify a transcript where there are palpable and substantial omissions. Nashua & Lowell R. R. v. Bost. & Lowell R. R., 61 Fed., 237, 243. The attorney for the appellant in case of doubt may be called on by the clerk to indicate by praecipe what the record should contain. Burnham v. Railway, 87 Fed., i68. Penna. Co. V. Railway, SS Fed., 131. The rules expressly provide for this in the seventh circuit. Where the clerk is requested to insert a matter by one party and to leave it out by another the Court below may be appealed to to direct what shall be done. Hoe v. Kahler, 27 Fed., 145. As to the right of counsel to stipulate what shall be included in the transcript, see Lamb Knit Goods Co. v. Lamb Glove & Mitten Co., 120 Fed., 267. Where by stipulation or praecipe less than the whole record is sent up, the certificate should show it. Meyer v. Mansur Im- plement Co., 85 Fed., 874. Cunningham v. German Ins. Bank, 103 Fed., 932. (g) For form of authentication, see 2 Loveland's Fed. Forms. Nos. 1465-1469. The record is authenticated by annexing a transcript to the writ of error and returning it under the seal of the court duly certi- fied by the clerk or his deputy. Worcester v. Georgia, 6 Pet, 515. Blitz V. Brown, 7 Wall., 693. Garneau v. Dozier, 100 U. S., 7. Where the clerk by mistake has failed to sign the certificate, the appellate court may allow his signature to be added. Idaho Improvement Co. v. Bradbury, 132 U. S., 509. A defect in the authentication will not de- feat jurisdiction. Burnham v. North Chicago R. R., 87 Fed., 168. If the clerk refuses to certify he may be compelled by mandamus or rule. United States v. Booth, 18 How., 476. United States v. Gomez, 3 Wall., 752, 766. 3. In all cases brought to this court, by writ of error or appeal, to review any judgment or decree, the clerk of the court by which such judgment or decree was rendered shall annex to and transmit with the record a copy of the opinion or opinions filed in the case. [S. C. Rule 8, Sect. 2. C. C. A. Rule 14, Sect. 2, in force in substance in all the circuits.] The opinion of the Court in an action at law is no part of the record, even where required by rule of Court to be transmitted with it. England v. Gebhardt, 112 U. S., 502, 506. But the case is different in equity where the reasons given for a decision may be looked to to determine the scope of it. Russell v. Russell, 129 Fed., 434. Larkins R 14 COURT OF APPEALS RULES. 30 V. Lindsay, 205 Pa., 534. So on error to a state court where by stat- ute the opinion of the court is required to be spread on the record, it is examinable upon error to ascertain the questions decided. Gross v. United States Mfg. Co., 108 U. S., 477. Crossley v. New Orleans, 108 U. S., los. Egan v. Hart, 165 U. S., 188. Adams v. Burlington R. R., 112 U. S., 123, 129. But for a proper understanding of the rulings of the lower court the opinion should always be included. Teller v. United States, iii Fed., iig. 4. No case will be heard until a complete record (a), con- taining in itself, and not by reference, all the papers (&), ex- hibits, depositions (c), and other proceedings, which are necessary to the hearing in this court, shall be filed. [S, C. Rule 8, Sect. 3. C. C. A. Rule 14, Sect. 3, in force in substance in all the circuits except the fourth which has a substitute. 193 Fed. viii.] (a) As to what should go into the transcript in order to make a complete record, see notes to Sect. 3 of this rule. It is the duty of the appellant to see that the record is complete. Redfield V. Parks, 130 U. S., 623. Dalton v. Moore, 141 Fed., 311. And the appeal may be dismissed where it is not. Railroad Co. v. Schutte, 100 tJ. S., 644. A certiorari may be sued out to bring up what is omitted. Redfield v. Parks, 130 U. S., 623. American Construction Co. v. Jack- sonville R. R., 148 U. S., 372, 380. Flickinger v. Bank, 145 Fed., 162. Where by stipulation or praecipe less than the whole record is sent up the certificate should show it. Meyer v. Mansur Implement Co., 85 Fed., 874. Cunningham v. German Ins. Bank, 103 Fed., 932. (6) The mere fact that a paper is found among the files does not make it a part of the record. Rio Grande Irr. Co. v. Gil(Jersleeve, 174 U. S., 603, 608. (c) Affidavits and depositions do not become a part of the record even though they appear in the transcript, unless they are made so in some appropriate manner. Baltimore & Potomac R. R. v. Trustee?, 91 U. S., 127. Stewart v. Wyoming Ranche Co., 128 U. S., 383. Evans v. Stettnisch, 149 U. S., 605. 5. Whenever it shall be necessary or proper, in the opinion of the presiding judge in any circuit or district court, that original papers of any kind should be inspected in this court upon writ of error or appeal, such presiding judge may make such rule or order for the safe-keeping, transporting, and return of such original papers as to him may seem proper; and this court will receive and consider such original papers in connection with the transcript of the proceedings. [S. C. Rule 8, Sect. 4. C. C. A. Rule 14, Sect. 4, in force in all the circuits.] This" is the rule in admiralty by express statute. Rev. Stat., Sect. 698. It is also now provided by statute in all cases. Act Feb. 13, 191 1. ' 36 Stat., 901. Original papers are not to be incorporated into the record merely to save the expense of copies. This is not justified by the rule. 31 COURT OF APPEALS RULES. R 14 Dowagiac Mfg. Co. v. Brennan, 156 Fed., 213. Nor will original books and papers be transmitted in the absence of a showing that tran- scribed or photographic copies will not answer. Herman Keck Mfg. Co. V. Lorsch, 179 Fed., 485. The rule is to be confined to such papers as require actual inspection as Originals in order to give, them full ef- fect in the determination of the case. Craig v. Smith, loo U. S., 232. Hence original affidavits of the authenticity of which there is no ques- tion are not to be sent up. Ibid. But where exhibits used in the trial court are treated by both parties as before the court on appeal, any informality in the way they got there will be disregarded. Wilson v. Chicago Lumber Co., 143 Fed., 705. 6. All appeals, writs of error (a), and citations (b) must be made returnable not exceeding thirty (c) days from the day of signing the citation, whether the return day fall in vacation or in term time, and be served (d) before the return day^ (e) ; but the citation must be signed, and the bond for costs must be approved and filed (/), and the assignments of error submitted and filed, with the petition for the appeal or writ of error, immediately after the appeal or writ of error is allowed; provided, however, that every appeal taken from an interlocutory decree, under the seventh section of the act entitled "An act to establish circuit courts of appeals, and to define and regulate in certain cases the jurisdiction of the courts of the United States, and for other purposes," ap- proved March 3, 1891, and amendments to said section, shall be made returnable in ten days (g) from the allowance of the appeal and the signing of the citation. [S. C.'Rule 8, Sect. 5. C. C. A. Rule 14, Sect. 5, in force ii simpler form in all the circuits except the seventh, where it is substantially as above.] (o) Writs of error may be issued as well by the clerk of the Dis- trict Court as by the clerk of the Court of Appeals. Rev. Stat., Sect. 1004. Act January 22, 1912, 37 Stat., Massina v. Cavazos, 6 Wall., 3SS, 357. Northern Pacific R. R. v. Amato, 49 Fed., 881. Shep- pard V. Wilson, 5 How., 211. The parties should be correctly described in the writ as they are to appear and be styled in the appellate court, as well as the way they appear in the court below. Massina v. Cavazos, 6 Wall., 355, 361. But that they are designated as plaintiff and de- fendant, following their position in the court below, while a clerical error does not affect the right to prosecute the proceedings. Hackfeld V. United States, 141 Fed., 9. (b) A citation is a summons to the opposite party to appear. Villa- bolos V. United States, 6 How., 81, 90. It is intended in case of an appeal as notice that the appeal has been taken and will be prosecuted. Dcdge V. Knowles, 114 U. S., 430, 438. Where an appeal is allowed in open court, at the term at which the decree is entered, a citation is not necessary, the allowance of the appeal being sufficient notice. Railroad V. Blair, 100 U. S., 661. Taylor v. Lessnitzer, 220 U. S., 90. Wil- liams V. City Bank, 186 Fed., 419. But if the appeal is taken out R 14-n COURT OF APPEALS RULES. 32 of court, or after the term, the citation should issue, it being neces- sary in order to show that the appeal or writ of error has not been abandoned. Dodge v; Knowles, 114 U. S., 430, 438. Hewitt v. Fil- bert, 116 U. S., 142. Richardson v. Green, 130 U. S., 104, 114. No citation would seem to be necessary in an appeal in bankruptcy. In re Hill & Co.', 148 Fed., 832. But a citation is essential where a writ of error is taken, and where none has been issued, and the defendant in error fails to appear, the writ will be dismissed. Notice in open court at the time the judgment was rendered is not sufficient, there being a difference in this respect between a writ of error and an appeal. United States v. Phillips, 121 U. S., 254. A citation, however, may be waived, and a general appear- ance constitutes such a waiver. Villabolos v. United States, 6 How., 81, 90; and so does the acceptance of service of a defective citation. Bigler v. Waller, 12 Wall., 142 ; or whatever is equivalent to the ac- knowledgment of notice. Goodwin v. Fox, 120 U. S., 775. (c) In the fourth circuit it is forty, and in the eighth it is sixty days. 193 Fed., ix. 188 Fed., xi. The requirement that writs of error and citations shall be made returnable and transcript be filed not exceeding thirty days from the date of the citation is directory and not jurisdictional, and an appeal will not be dismissed for non- compliance therewith. Love v. Busch, 142 Fed., 429. Nome & Sinook Co. V. Ames Mercantile Co., 187 Fed., 928. Nor will the cast be dismissed because the citation did not issue until after the time limited for the appeal. Nome & Sinook Co. v. Ames Mercantile Co., 187 Fed., 928. And where a defective citation is issued an alias may issue if required. Ibid. (d) Personal service of the citation on the party cited or his at- torney is requisite in the absence of an equivalent notice, or of a waiver. Dayton v. Lash, 94 U. S., 112. Hewitt v. Filbert, 116 U. S., 142. Service by mail is not sufficient. Tripp v. Santa Rosa Street Railroad, 144 U. S., 126. It seems to be otherwise with regard to service of a brief. Russo-Chinese Bank v. National Bank of Com- merce, 187 Fed., 80. Where the citation on its face runs to all par- ties, but is not served on some who are essential to the appeal, who are not brought into court, and do not appear, the want of service is fatal. Davis v. Mercantile Trust Co., 152 U. S., 595. (e) The citation should be served before the return day, but the failure to do so will not bring about a dismissal. Railroad v. Blair, 100 U. S., 661. Richards v. Mackall, 113 U. S., 539, 542. Nor does it have to be served thirty days before the time to which the writ of error is returnable. AH that is required is that the defendant in error shall have thirty days notice before being compelled to go to a hear- ing. National Bank v. Bank of Commerce, 99 U. S., 608. Sutherland V. Pearce, 186 Fed., 783. A new or alias citation may issue when necessary. Dayton v. Lash, 94 U. S., 112. Sutherland v. Pfearce, 186 Fed., 783. Nome & Sinook Co. v. Ames Mercantile Co., 187 Fed., 928. And where a writ of error has been seasonably taken and returned, an alias to bring in parties not previously served may issue even though the time within which the writ was to be taken has expired. Altenberg V. Grant, 83 Fed., 980. But an alias citation cannot issue after the term at which the appeal has been docketed. Hewitt v. Filbert, 116 U. S., 142. And where an appeal in admiralty was taken within six months, but the citation was not served on parties entitled to be heard in opposition thereto, and the record was not filed by the time required by the rules, nor until nearly a year after the appeal had been 3S COURT OF APPEALS RULES. R 14-n allowed, a citation to bring in requisite parties at that time was refused. Hudson V. Limestone Natural Gas. Co., 144 Fed., 952. (/) An appeal if taken in time may be perfected by the entry of a proper bond, notwithstanding the expiration of the six months with- in which it must be taken. Blaffer v. New Orleans Water Supply Co., 160 Fed., 389. Nor is the failure to give bond for costs at the time of taking the appeal ground for dismissal, provided it is filed within a reasonable time and the appellee is not prejudiced by the delay. Cor- coran V. Kostrometinofif, 164 Fed., 685. Herr v. St. Louis & Santa Fe R. R., 174 Fed., 938. And where a writ of error has been allowed and citation duly issued and served, an informality in the bond will not affect the jurisdiction of the cotirt. Smythe v. New Orleans Land Co., 184 Fed., 892. (g) This hmitation is also found in the rules of the fifth but not in the other circuits. 150 Fed., Ixxix. An appeal from the refusing, dissolving or refusing^ to dissolve an injunction or appointing a re- ceiver being now also allowed (Act March 3, 191 1, Sect. 129, 36 Stat., 1 134), the same limitation by analogy would probably be applied. 7. The records in cases of admiralty and maritime juris- diction shall be made up in the same manner, as nearly as practicable, as are the records in equity cases. [S. C. Rule 8, Sect. 6. C. C. A. Rule 14, Sect. 6.] There are special rules as to appeals in admiralty in the first, second and ninth circuits ; 150 Fed., xl. Ibid. Iv-lx. Ibid, cxxxv-cxxxviii ; and instructions issued by the clerk, approved by the court, and having the effect of a rule, in the fourth circuit. 150 Fed., Ixxiii-Ixxvi ; and a ■ special rule 35 as to additional testimony in admiralty appeals in the sixth circuit. 150 Fed., xcvi. The general rule however prevailing in all is that the record in admiralty cases shall be made up as provided in Supreme Court Admiralty Rule 52. 2 Rose Fed. Proced., Sect. 1963. By Rev. Stat, Sect. 6g8: "Upon the appeal of any cause in equity, or of admiralty and maritime jurisdiction, or of prize or no prize, a tran- script of the record as directed by law to be made, and copies of the proofs and of such entries and papers on file as may be necessary on the hearing of the appeal, shall be transmitted to the Supreme Court; provided that either the court below or the Supreme Court may order any original document or other evidence to be sent up, in addition to the copy of the record or in lieu of a copy of a part thereof." The record "directed by law to be made," which is here referred to, is the final record prescribed by Rev. Stat., Sect. 750; the distinction being recognized between that which constitutes the final record, and that which may be made part of the record for the purpose of appeal. In re Cooper, 143 U. S., 472, 507. These provisions are applicable to the Courts of Appeal, the same as to the Supreme Court. Act March 3, 1891, Sect. II. 26 Stat., 829. The Philadelphian, 60 Fed., 427. Proofs intended to be used on appeal should be reduced to writing and filed, and without this the Court of Appeals may refuse to consider them. The Philadelphian, 60 Fed., 427. The Boston, i Sumner, 328. Where the testimony is objected to and ruled out, it should still be returned. Blease v. Garlington, 92 U. S., I, 7. The evidence in an admiralty case will not be considered, although included in the transcript unless made a part of the bill of exceptions. The Wyandotte, 145 Fed., 321. R 15 COURT OF APPEALS RULES. 34 RULE 15. BAIL IN ERROR (In Criminal Cases). I. Where a writ of error has been allowed in a criminal case, the justice or judge who allowed the writ, or any judge of the court which entered the judgment to be reviewed, shall have power to admit the plaintiff in error to bail for his ap- pearance in such court on the determination of the proceed- ings on the writ of error to abide by and obey any order that may be made therein. The bond or recognizance for such appearance shall be substantially in the following form: "United States of America, ■) District of j We (here insert name of defendant), residing at and (here insert the name of surety), residing at , in the State of , acknowledge ourselves to be jointly and severally indebted to the United States of America in the sum of . . . .• dollars, lawful money of the United States of America, to be levied of our goods and chattels, lands and tenements, upon this condition : That if the said , the defendant, upon whose application a writ of error has been allowed by the United States Circuit Court of Appeals for the Third Circuit and is now pending, shall be and appear at the District Court of the United States for-the district of upon the determination of the proceedings on said writ of error, and the receipt and filing of a mandate or other process or certificate showing the disposition thereof by the said Court of Appeals, or, within five days thereafter, to an- swer and obey whatever final order or judgment, except as to costs, shall be made in the premises, and not depart said court without leave thereof, then this recognizance to be void ; other- wise, to remain in full force and virtue. (L. S.) (L. S.) (L. S.)" Taken, acknowledged and subscribed, this day of A. D., 191 .. , in open court. Clerk of District Court. 35 COURT OF APPEALS RULES. R i6 [S. C. Rule 36, Sect. 2. C. C A. Rule 35, in first, second and eighth circuits; and Rule 37 in fifth and sixth. No cor- responding rule in fourth, seventh or ninth.] The questions discussed and disposed of in re Claasen, 140 U. S., 200 form the basis of this rule. See also Hudson v. Parker, 156 U. S., 277. Ballew V. United States, 160 U. S., 187. There is abundant au- thority for a rule of this character. McKnight v. United States, 113 Fed., 451. The defendant may at any time be arrested by his bail and sur- rendered to the Marshal. Rev. Stat. Sect. 1018. And this may be done wherever he is found, by the bail in person or by agent, and with or without process ; it being the same as the arrest by the sheriff of an escaping prisoner. Taylor v. Taintor, 16 Wall., 366. Where the defendant is surrendered in this way an entry of it should be made on the record. United States v. Stevens, 16 Fed., loi. Where the defendant is about to abscond and his bail is insufficient he may be required to give better security. Rev. Stat., Sect. 1019. United States v. Ebbs, 49 Fed., 151. Where the defendant defaults, and his recog- nizance is forfeited, the bail have no action against the defendant for the amount of the recognizance in the absence of express agreement, nor are they entitled to be subrogated to the rights of the Government. United States v. Ryder, no U. S., 739. Where the recognizance has been duly forfeited the Government has a perfect cause of action against the bail in the proper forum, after due notice. Kirk v. United States, 124 Fed., 324. 137 Fed., 753. But it cannot proceed on two nihils in the district where the bail was given, the surety having his residence in another. Ibid. Nothing can be recovered on the bail bond, but the penalty and costs. United States v. Broadhead, 127 U. S., 212. The bail is not discharged by the arrest and detention of the de- fendant in another jurisdiction. United States v. Marrin, 170 Fed., 476. Taylor v. Taintor, 16 Wall.,' 371. But an agreement to continue the case indefinitely discharges the bail. Reese v. United States, 9 Wall., 13. And so does an agreement postponing the defendant's ap- pearance. United States v. Backland, 33 Fed., 156; or allowing him to leave the country. Reese v. United States, 9 Wall., 13. The failure of the defendant to pay the fine imposed on an affirm- ance of the sentence is a breach of the bond. Commonwealth v. Len- hart, 233 Pa., 526. This may not be true as to non-payment of the costs, in view of the terms of the bond as given above. RULE 16. TRANSLATIONS. I. Whenever any record transmitted to this court upon a writ of error or appeal shall contain any document, paper, testi- mony, or other proceeding in a foreign language, and the record does not also contain a translation of such document, paper, testimony, or other proceeding made under the authority of the inferior court, or admitted to be correct, the record shall not be printed; but the case shall be reported to this court by the clerk, and the court will thereupon remand R 17 COURT OF APPEALS RULES. 36 it back to the inferior court, in order that a translation may be there supplied and inserted in the record. [S. C. Rule II. CCA. Rule 15, in force in all the cir- cuits.] A true translation of a document is the putting into English of that which is the exact effect of the words used under the circum- stances. Chatenay v. Brazilian Submarine Co., i Q. B. (1891), 79, 82. Where pleadings, documents, or depositions are in a foreign lan- guage they should be accompanied by a sworn translation before they are filed. Sirattionds v. DuBarre, 3 Bro. C. C, 263. Lord Belmore v. Anderson, 4 Bro., C. C. 90. It is no objection to the depositions that they were taken in English before foreign Commissioners who were not assisted by a sworn interpreter. Gilpins v. Consequa, i Pet., C. C, 8s. Amory v. Fellowes, 5 Mass., 219. Where the correctness of a translation is disputed by a witness whose depositions are being taken, the question is for the Court when the case conies up. Foster v. Glad- stone, 12 W. R., 525. Where an interpreter is used the depositions must be taken down as the testimony of the witness is translated by him. Euberweg v. La Compagnie Genl. Transatlantique, 35 Fed., 530. A deposition taken and returned in a foreign language may be trans- lated into English before or at the trial. 13 Cycl., 983. RULE 17. FILING RECORDS, DOCKETING CASES AND ENTERING APPEARANCES. I. The plaintiff in error or appellant shall file the record of the case and cause it to be docketed by the clerk (a) of this court on or before the return day of the citation (b), whether in vacation or in term time ; but for good cause shown (c) the justice or judge who signed the citation, or any circuit or district judge (d), may extend the return day (e) thereof, the order for extension to be filed with the clerk of this court. [S. C Rule 9, Sect, i, clause i. C. C A. Rule 16, Sect, i, clause I, in force with variations in all the circuits.] (a) It is the return and the depositing of the record in the clerk's office that keeps alive the jurisdiction of the appellate court. Credit Co. V. Arkansas Central Railway, 128 U. S., 258. Caillot v. Deetken, 113 U. S., 215. Hewitt V. Filbert, 116 U. S., 142. Hill v. Chicago & Evanston R. R., 129 U. S., 170, 174. Evans v. State Bank, 134 U. S., 330. Green v. Elbert, 137 U. S., 615. Where therefore no return of the transcript has been made, either before or during the term next succeeding the allowance of the writ of error or appeal, the appellate court acquires no jurisdiction, and the case must be dismissed. Hill v. Chicago & Evanston R. R., 129 U. S., 170. Wauton v. DeWolf, 142 U. S., 138. Jacobs v. George, 150 U. S., 415. But where there has been such a return, the docketing of the case after that is a mere matter of procedure and may be allowed after the term, provided the cause in the meantime has not been docketed and dismissed. Edwards V. United States, 102 U. S., 575. Green v. Elbert, 137 U. S., 615, 621. 37 COURT OF APPEALS RULES. R 17-n The record, in other words, is in season if filed at any time during the return term, provided there has been no previous motion to dismiss. Nashua & Lowell R. R. v. Boston & Lowell R. R., 61 Fed., 237. It does not matter that the mere return day has passed. Andrews v. Thum, 64 Fed., 149. West Chicago R. R. v. Ellsworth, ^^ Fed., 664. (&) A citation is to be made returnable not exceeding thirty days from the day of- signing it. Rule 14, Sect. 6, supra. The case should therefore be docketed and the record filed by that time, in order to keep within the above rule. (c) The rules with regard to the return day and the filing of the transcript on or before that date are directory, and it is within the sound discretion of the court to relieve a party who has not complied therewith. Florida v. Charlotte, &c. Co., 70 Fed., 883. Thus a dis- missal has been refused where the transcript was a day late, an effort having been made to file it the day before, but the clerk's office not being open. Farmers &c. Co. v. Chicago &c. R. R., 73 Fed., 314; or where there has been a confusion between, the return day of the cita- tion and of the writ. Town of Oilman v. Fernald, 141 Fed., 940; or where the failure to file has been due to th% fraud of the opposite party; or to an order of the lower court; or to the contumacy of the clerk. Ableman v. Booth, 21 How., 506. United States v. Gomez, 3 Wall., 752. Grigsby v. Purcell, 99 U. S., 505. Green v. Elbert, 137 U. S., 615, 621. Even where the appellant delayed so long in filing the record that it was impossible for him to file and furnish the opposite party with printed copies and briefs, there is no ground for dismissing the appeal if the record has been filed in time. Jones v. Mann, 72 Fed., 8s. (d) Quaere; whether the time for filing the record can be extend- ed by a district judge, who is not at the time an actual member of the court of appeals. West v. Irwin, 54 Fed., 419. (e) An order extending the filing of the record made after the time has expired is ineffective. In re Alden Electric Co., 123 Fed., 415. 2. If the plaintiff in error or appellant shall fail to com- ply with the first section of this rule the defendant in error or appellee may cause the case to be docketed without the filing of any record and have it dismissed (a), whether in term time or vacation, upon due proof of notice (Z?) to the plaintiff in error or appellant of a motion for such dismissal, and upon producing a certificate from the clerk of the court wherein the judgment or decree was rendered, stating the case, the return day of the citation (c), and that the writ of error or appeal was duly sued out or allowed; and in no case shall the plaintiff in error or appellant be entitled to file the record or to have it docketed after the defendant in error or appellee shall have had the case dismissed under this section of this rule, unless upon special order of the court ((f). [S. C. Rule 9, Sect, i, clause 2. C. C. A. Rule 16, Sect, i, clause 2, in force in substance in all the circuits. In the fourth circuit it is Sect. 2.] R 17-n COURT OF APPEALS RULES. 38 (a) The purpose of the rule is to enable the defendant in error or appellee to secure a dismissal when the writ of error or appeal is not being diligently prosecuted, or was not sued out in good faith. Suther- land V. Pearce, 186 Fed., 783. The defendant in error or appellee can- not docket the case and have it dismissed unless the plaintiiif in error or appellant is in default. Hartshorn v. Day, 18 How., 28. And if the plaintiff in error dockets the case in time, the docketing stands notwith- standing the motion to dismiss. Davies v. Corbin, 113 U. S., 687. (b) By Rule 19, Sect. 9, infra, notice of a motion to dismiss is required in all cases except where it is otherwise provided. The notice must be served long enough before the motion is heard to enable the opposite party to be present and contest it if he so desires. Davidson v. Lanier, 131 U. S., Ixxii. It must also specify the time when the motion will be made. Glenny v. Langdon, 94 U. S., 604. (c) It is ground for dismissal at the instance of the appellee, when the appellant has failed to enter the appeal and file a transcript, on or before the return of the citation, as provided in the first section of the rule. Wong Sang v. United States, 144 Fed., 968. But where the transcript was filed within the time specified in the citation, but after the return day of the writ of error, which was not made returnable, as it should have been, at the same time, and the case has not been carried over the term, it will not be dismissed. Town of Oilman v. Fernald, 141 Fed., 940. (d) The plaintiff in error or appellant is not barred by a dismissal from taking a second appeal, provided it is taken within the period limited by law. Steamer Virginia v. West, 19 How., 182. United States V. De Pacheco, 20 How., 261. 3. Instead of having the case docketed for the purpose of having it dismissed under the provisions of the second sec- tion of this rule, the defendant in error or appellee, on pay- ment of the usual fees, may file the record and cause the case to be docketed by the clerk, and if the record be iiled and the case docketed, either by the plaintiff in error or appellant, within the time prescribed by the first section of this rule, or by the defendant in error or appellee under the provisions of this section, the case shall stand for argu- ment. [S. C. Rule 9, Sect. 2. C. C. A. Rule 16, Sect. 2 (Sect. 3 in fourth circuit), substantially the same in all the circuits.] The clerk is not bound to docket a case until his fees are paid or secured, and where this is not done the case will be dismissed. Owings V. Tierman, 10 Pet., 24. Rensselaer v. Watts, 7 How., 784. Nor will it be reinstated upon a bond being subsequently filed. Selma & Meri- dian R. R. V. Louisiana National Bank, 94 U. S., 253. But the case will not be dismissed where the omission has been remedied before the motion to dismiss is made. Edwards v. United States, 102 U. S., 575. The present practice is to make a deposit of a certain sum with the clerk. Green v. Elbert, 137 U. S., 615, 622. 4. On the filing of the record the appearance of the counsel for the party docketing the case shall be entered, and 39 COURT OF APPEALS RULES. R i8 on or before the return day of the citation the counsel for the appellee or defendant in error shall also enter [an] appearance for the appellee or defendant in error. [S. C. Rule 9, Sect. 3. C. C. A. Rule 16, Sect. 3 (Sect. 4 in fourth circuit), in force in substance in all the circuits.] The purpose of the rule is to have some attorney of the court re- sponsible for the prosecution of the case. Hurley v. Jones, 97 U. S., 318. RULE 18. DOCKET AND ARGUMENT LISTS. 1. Upon the filing of the record in any case by the plain- tiff in error or appellant and the payment by him of a deposit fee of twenty-five dollars, the clerk shall enter the case, the record of which is so filed, upon the docket of this court; such docket shall have all its cases arranged in their proper chronological order. 2. The clerk shall prepare and cause to be printed, previous to the opening of each term of this court, an Argument List of all cases the records of which shall have been filed with him not less than fifteen days before the opening of the term, which cases shall be put on the Argument List in the chronological order of docketing the same, subject, however, to the following system of grouping: The first group shall be composed of the cases in which all the circuit judges shall be competent to sit; the second, of the cases in which all the circuit judges except the youngest in commission shall be competent to sit; the third, of the cases in which all the circuit judges except the next to the youngest in commis- sion shall be competent to sit; and the fourth, of the cases in which all the circuit judges except the oldest judge in commission shall be competent to sit. [C. C. A. Rule 17. The rules in the different circuits differ with regard to the making up and the call of the argument list or calendar. They will be found in 150 Fed., xli, et seq., for all the circuits except the fourth and the eighth; and in 193 Fed., xi, for the fourth; and in 188 Fed., xx for the eighth circuit; and must be there consulted, if there is occasion to know the exact terms in each instance.] R 19 COURT OF APPEALS RULES. 40 RULE 19. ARGUMENTS, CONTINUANCES AND DISMISSALS. 1. The cases in the Argument List shall be called for argu- ment at each term, or adjourned term, and cases shall be argued on call unless the court shall for good cause other- wise order. 2. If the defendant in error or appellee fails to appear when his case is called for argument (a), the court may proceed to hear the argurnent on the part of the plaintiff in error or appellant and to give judgment according to the right of the case (b). [S. C. Rule 17. The second section of this rule appears as one or other section of C. C. A. Rule 22, in force under that number in all the circuits.] (a) This means the time when called for actual argument, and not merely the time of going over the docket to see what cases are ready. Lem Hing Dun v. United States, 49 Fed., 145. (6) The judgment is as conclusive as if there was an actual ap- pearance and argument. United States v. Yates, 6 How., 60s, 608, 3. For good cause shown the court may order the con- tinuance of any case for the term. 4. When a case is reached in the regular call, and there is no appearance for either party, it may be dismissed at the cost of the plaintiff in error or appellant. [S. C. Rule 18. C. C. A. Rule 22, in force in all the cir- cuits under different numbered sections'.] 5. Where no counsel appears for the plaintiff in error or appellant, and no brief has been filed for him, the defend- ant in error or appellee may have the writ of error or appeal dismissed at the cost of the defaulting party. [S. C. Rule 16. It also appears as one or other section of C. C. A. Rule 22, in force in all the circuits. See also Rule 24, Sect. 4, infra.] It was early held that where there was no appearance for the plaintiff in error, the defendant in error might have the plaintiff called and dismiss the writ of error; or he might have the record opened and pray for an affirmance. Montalet v. Murray, 3 Cranch, 249. And to the same effect are Portland Co. v. United States, 15 Wall., i, Ryan V. Koch, 17 Wall., 19, and Fitch v. Richardson, 147 Fed., 196. Where an appearance which has been entered is withdrawn, the writ may be dismissed or the judgment affirmed under this rule. McGuire v. Com- monwealth, 3 Wall., 382, 387. The Court may dismiss for failure to file a brief, even where the delay was due to a stipulation between the parties. Missouri K. & T. 41 COURT OF APPEALS RULES. R 19 Co. V. Kidd, 146 Fed., 499. A motion to open the case and permit a brief to be filed comes too late after an affirmance for want of an appearance and brief, and an adjournment of the session. Watterson V. Payne, 154 U. S., 534- 6. If a case is called for argument at two terms suc- cessively, and upon the call at the second term neither party is prepared to argue it, it will be dismissed at the cost of the plaintiff in error or appellant unless a sufficient cause is shown for further postponement. [S. C. Rule 19. It also appears as Rule 22, Sect. 6, in the first circuit, and as Rule 17, Sect. 3 in the fourth ; and as the last half of Rule 17 in the others, except the seventh and ninth, where it is not found in any form.] 7. Whenever the plaintiff and defendant in a Writ of error pending in the court, or the appellant and appellee in an appeal, shall, by their attorneys of record, sign and file with the clerk an agreement in writing directing the ca^e to be dismissed, and specifying the terms on which it is to be dismissed as to costs, and shall pay to the clerk any fees that may be due to him, it shall be the duty of the clerk to enter the case dismissed, and to give to either party requesting it a copy of the agreement filed; but no mandate or other pro- cess shall issue without an order of the court. [S. C. Rule 28. C. C. A. Rule 20, in force in all the cir- cuits.] 8. Cases may also be dismissed in accordance with the second section of Rule 17 (a), the first section of Rule 23 (b), and the fourth section of Rule 24 (c) of this court. (a) That is to say by docketing and having the case dismissed where the plaintiff in error or appellant has failed to file the record on or before the return day; (6) for failure of plaintiff in error or appellant to pay the clerk upon ten days' notice of the estimated cost of printing the record; (c) or where the plaintiff in error or appellant is in default in filing his brief. The court may dismiss for failure to file a brief even where the delay was due to a stipulation between the parties. Missouri K. & T. Co. V. Kidd, 146 Fed., 499 ; nor will additional time to print the record or to file and serve briefs, as required by the rules, be granted where nothing will be gained therefrom but delay. Matsumura v. Higgins, 187 Fed., 601. 9. Except as in the preceding sections of this rule it is otherwise provided, no motion to dismiss a writ of error or an appeal will be heard unless previous notice of the motion has been given to the plaintiff in error or appellant or his counsel. R 20 COURT OF APPEALS RULES. 42 [S. C. Rule 6, Sect. 3. C. C. A. Rule 21, Sect. 3, in all the circuits except the first, where it is Sect. 4.] Reasonable notice must be given, that is to say, a long enough time before the motion is heard to enable the opposite party to contest it, if he so desires. Davidson v. Lanier, 131 U. S., Ixxii. The notice must specify the time when the motion will be made. Glenny v. Langdon, 94 U. S., 604. RULE 20. CERTIORARI. I. No certiorari for diminution of the record (a) will' be awarded in any case, unless a motion therefor shall be made in writing, and the facts on which the same is founded shall, if not admitted by the other party, be verified by affidavit. And all motions for such certiorari must be made at the first term .of the entry of the case; otherwise, the same will not be granted, unless upon special cause shown to the court, account- ing satisfactorily for the delay (b). [S. C. Rule 14. C. C. A. Rule 18, in force by that number in all the circuits.] (a) A certiorari is the proper remedy where there are alleged de- ficiencies in the record. Hudgins v. Kemp, i8 How., 530, 534. The Rio Grande, 19 Wall., 178, 188. United States v. Davenport, 142 U. S., 704. The American Construction Co. v. Jacksonville Railway, 148 U. S., 372, 380. Flickinger v. Bank, 145 Fed., 162. Where the defect is apparent the appellate court may award the writ of its own motion. Morgan v. Curtenius, 19 How., 8. Sweeney v. Lomme, 22 Wall., 208. But it cannot be used to correct errors which exist in the record as it stands in the Court below. Hoskin v. Fisher, 125 U. S., 21;^ 224. Goodenough Mfg. Co. v. Rhode Island Mfg. Co., 154 U. S., 635 ; nor to introduce additional facts not shown in the findings. United States v. Adams, 9 Wall., 661 ; nor is it the proper remedy where the clerk has failed to sufficiently athenticate the record. Hodges v. Vaughan, 19 Wall., 12. Neither will it be granted to supply an omission in a bill of exceptions due to the party's own laches. New York & New England R. R. V. Hyde, 56 Fed., 188. Hume v. Bowie, 148 U. S., 245, 253. Kerrch v. United States, 171 Fed., 365. Defects in the transcript cannot be supplied by reference to the rec- ord on appeal in another court. South Carolina v. Wesley, 155 U. S., S42. Nor can the transcript in a former appeal in the same case be taken without a further certificate. Merriman v. Chicago &c. R. R., 120 Fed., 240. A return to the certiorari may be made by the clerk of the lower court instead of the judge. Stewart v. Ingle, 9 Wheat., 526. (b) A certiorari on suggestion of a diminution of the record will be awarded even after the term where the delay is satisfactorily ac- counted for. Clark v. Hackett, i Black., 77. Stearns v. United States, 4 Wall., I. 4:'» COURT OF APPEALS RULES. R 21 RULE 21. DEATH OF A PARTY (a) 1. Whenever, pending a writ of error or appeal in this court, either party shall die (b), the proper representatives in the personalty or realty of the deceased party, according to the nature of the case, may voluntarily come in and be admitted parties to the suit, and thereupon the case shall be heard and determined as in other cases ; and if such repre- sentatives shall not voluntarily become parties, then the other party may suggest the death on the record, and thereupon, on motion, obtain an order that unless such representatives shall become parties within sixty days, the party moving for such order, if defendant in error, shall be entitled to have the writ of error or appeal dismissed, and if the party so moving shall be plaintiff in error, he shall be entitled to open the record, and, on hearing, have the judgment or decree reversed, if it be erroneous; provided, however, that a copy of every such order shall be personally served on said representatives at least thirty days before the expiration ' of such sixty days. [S. C. Rule 15, Sect. i. C. C. A. Rule 19, Sect, i, in force in all the circuits.] (o) This rule is based on Act March 3, 1875, Sect. 9. 18 Stat., 473. Prior to this enactment the practice was to apply to the court below to revive the suit in the name of the representatives of the deceased party. McClane v. Boon, 6 Wall., 244. (&) If one of several plaintiffs or defendants dies before or after an appeal is taken and the cause of action is one that survives as to the rest, the survivors may prosecute the appeal alone, unless upon notice the representatives of the deceased party apply to join. Moses v. Wooster, 115 U. S., 28s. McKinney v. Carroll, 12 Pet, 66, 71. But this cannot be done where the cause does not survive. Dolan v. Jen- nings, 139 U. S., 385. Whether a suit survives depends on the nature of the action. Schreiber v. Sharpless, no U. S., 76. And where the cause of action does not arise under a law of the United States it is governed by that of the State. Martin v. Baltimore & Ohio R. R., 151 U. S., 673. Hence -a writ of error in an action, the cause of which does not survive either to heirs or personal representatives by the law under which it is brought, abates by the death of the person who alone was entitled to maintain the action. Ibid. Where the plaintiff below was merely a nominal party, and the record shows that the writ of error is prosecuted by the real party in interest, it will be allowed to stand, without the representatives of the deceased party having been brought in. Amadeo v. Northern Assur. Co., 201 U. S., 194. The administrator of the domicile of the deceased party may be substituted, although appointed in a different state from that where suit is brought. Noonan v. Bradley, 12 Wall., 121. 2. When the death of a party is suggested, and the repre- sentatives of the deceased do not appear within ten days after R 21 COURT OF APPEALS RULES. 44 the expiration of such sixty days, and no measures are taken by the opposite party within that time to compel their ap- pearance, the case shall abate. [S. C. Rule 15, Sect. 2. C. C. A. Rule 19, Sect. 2, in force in all the circuits.] Where the representatives of the deceased party are given the oppor- tunity, but fail to appear the writ of error will abate. Phillips v. Pres- ton, II How., 294. Barribeau v. Brant, 17 How., 43, 46. 3. When either party to a suit in a circuit or district court of the United States shall desire to prosecute a writ of error or appeal to this court, from any final judgment or decree rendered in the circuit or district court, and at the time of suing out such writ of error or appeal the other party to the suit shall be dead and have no proper representative within the jurisdiction of the court which rendered such final judgment or decree, so that the suit cannot be revived in that court, but shall have a proper representative in some State or Territory of the United States, or in the District of Columbia, the party desiring such writ of error or appeal may procure the same, and may have proceedings on such judgment or decree superseded or stayed in the same manner as is now allowed by laW in other cases, and shall thereupon proceed with such writ of error or appeal as in other cases. And within thirty days after the filing of the record in this court the plaintiff in error or appellant shall make a suggestion to the court, supported by affidavit, that the said party was dead when the writ of error or appeal was taken or sued out, and had no proper representative within the jurisdiction of the court which rendered such judgment or decree, so that the suit could not be revived in that court, and that the said party had a proper representative in some State or Territory of the United States, or in the District of Columbia, and stating therein the name and character of such representative, and the State or Territory or District in which such representa- tive resides; and upon such suggestion he may, on motion, obtain an order that, unless such representative shall make himself a party within ninety days, the plaintiff in error or appellant shall be entitled to open the record, and, on hearing, have the judgment or decree reversed if the same be errone- ous; provided, however, that a proper citation reciting the substance of such order shall be served upon such representa- tive, either personally or by being left at his residence, at 45 COURT OF APPEALS RULES- R 22-23 least thirty days before the expiration of such ninety days; provided, also, that in every such case, if the representative of the deceased party does not appear within ten days after the expiration of such ninety days, and the measures above pro- vided to compel the appearance of such representative have not been taken within the time as above required, by the opposite party, the case shall abate; and provided, also, that the said representative may at any time before or after said suggestion come in and be made a party to the suit, and there- upon the case shall proceed, and be heard and determined as in other cases. [S. C. Rule 15, Sect. 3. C. C. A. Rule 19, Sect. 3, in force in all the circuits.] RULE 22. MOTIONS. 1. All motions tp the court shall be reduced to writing, and shall contain a brief statement of the facts and objects of the motion. 2. One hour on each side shall be allowed to the argu- ment of a motion, and no more, without special leave of the court, granted before the argument begins. [S. C. Rule 6, Sects, i and 2. C. C. A. Rule 21, Sects. I and 2, the same in all the circuits but the first, where the sections are 2 and 6.] Reasonable notice must be given of a motion to dismiss. Rule 19, Sect. 9, supra. Davidson v. Lanier, 131 U. S., Ixxii. Glenny v. Lang- don, 94 U. S., 604. RULE 23. PRINTING AND DISTRIBUTING RECORDS (a). I. It shall be the duty of the clerk, immediately after the record of any case shall have been filed with him and docketed and the deposit fee of twenty-five dollars shall have been paid, to notify counsel for all parties that he will print only the parts of the record mentioned in the second section of this rule, specifying what those parts shall be {b), and to notify the counsel for plaintiff in error or appellant of his estimate of the cost of printing such parts of the record and of his fee for preparing the parts for the printer, indexing the same and supervising the printing thereof. He shall print no other parts of the record unless, within ten days after such notice, he receives from some one or more of the counsel a written R 23 .COURT OF APPEALS RULES. 46 certificate that in his or their judgment other specified parts thereof should be printed in order to enable this court properly to decide the questions raised, in which event the parts so certified as necessary shall also he printed (c). The court may, in its discretion, direct the printing of other parts of the record and, in lieu of printing patents or other exhibits, separate printed copies thereof, not less than ten in number, may be filed with the clerk. If other parts of the record than those specified in his notice shall be required to be printed by any of the counsel, or by this court, the clerk shall immediately notify the counsel for the plaintiff in error or appellant of his estimate of the additional cost of pre- paring, printing and indexing such other parts. The plaintiff in error or appellant shall pay to the clerk within ten days after notice of any estimate, the amount thereof, in default of which the writ of error or appeal may be dismissed upon the motion of the opposite party, or by the court of its own motion. [S. C. Rules 8 and 10. C. C. A. Rule 23, in force under different sections in all the circuits.] (a) The printing as well as the authentication of the record on appeal is now covered by the following Act of Congress, which must be, regarded as modifying the present rule: An Act to diminish the expense of proceedings on appeal and writ of error or of certiorari. Be it enacted by the Senate and House of Representatives of the United States of America, in Congress assembled, That in any cause or proceeding wherein the final judgment or decree is sought to be reviewed on appeal to, or by writ of error from, a United States cir- cuit court of appeals the appellant or plaintiff in error shall cause to be printed under such rules as the lower court shall prescribe, and shall file in the office of the clerk of such circuit court of appeals at least twenty days before the case is called for argument therein, at least twenty-five printed transcripts of the record of the lower court, and of such part or abstract of the proofs as the rules of such circuit court of appeals may require, and in such form' as the Supreme Court of the United States shall iDy rule prescribe, one of which printed transcripts shall be certified under the hand of the clerk of the lower Court and under the seal thereof, and shall furnish three copies of such printed transcript to the adverse party at least twenty days before such argu- ment : Provided, That either the court below or the circuit court of appeals may order any original document or other evidence to be sent up in addition to the printed copies of the record or in lieu of printed copies of a part thereof ; and no written or typewritten transcript of the record shall be required. Sec. 2. That in any cause or proceeding wherein the final judgment or decree is sought to be reviewed on appeal to or by writ of error or of certiorari from the Supreme Court of the United States, in which the record has been printed and used upon the hearing in the court below and which substantially conforms to the printed record in said 47 COURT OF APPEALS RULES. R 23-n Supreme Court, if there have been at the time of fiUng the record in the court below twenty-five copies of said printed record, in addition to those provided in the preceding section, lodged with the clerk of the court below, one copy thereof shall be used by the clerk of the court below in the preparation and as a part of the transcript of the record of the court below ; and no fee shall be allowed the clerk of the court below in the preparation of the transcript for such part thereof as is included in said printed record so lodged with him. And the clerk of the court below in transmitting the transcript of record to the Supreme Court of the United States for review shall at the same time transmit the remaining uncertified copies of the printed record so lodged with him, which shall be used in the preparation and as a part of the printed record in the Supreme Court of the United States, and the clerk's fee for preparing the record for the printer, indexing the same, supervising the printing and binding and distributing the copies shall be at such rate per folio thereof, exclusive of the printed record so furnished by the clerk of the court below, as the Supreme Court of the United States may from time to time by rule prescribe; and no written or typewritten transcript of so much of the record as shall have been printed as herein provided shall be required. Approved, February 13, 1911. 36 Stat., 901. (b) In case of doubt the attorney for the appellant may be called on by the clerk to indicate what should go into the record. Burnham v. Railway, 87 Fed., 168. Penn. Co. v. Railway, 55 Fed., 131. (c) When requested to insert a matter by one party and to leave it out by the other, the court may be applied to for directions. Hoe v. Kahler, 27 Fed., 145. 2. Unless additional parts of the record shall be required to be printed under the provisions of the first section of this ' rule, the clerk shall print, for the use of the court, only the following parts thereof : In writs of error — (a) The docket entries. (b) The pleadings upon which the case was tried. (c) The bill of exceptions. (d) The motion and reasons for judgment non obstante veredicto, if any. (e) The opinion of the court below, if any. (f.) The charge to the jury, if any. (g) The verdict of the jury, if any. (h) The judgment entered, (i) The assignments of error. In appeals — (a) The docket entries. (b) The pleadings on which the case was heard and determined. (c) The evidence, if any, on which it was heard and deter- mined. R 23 COURT OF APPEALS RULES. 48 (d) The report of the examiner, master, auditor, referee or other officer who first decided the case, if any. (e) The exceptions to that report, if any. (f) The opinion of the court, if any. (g) The judgment or decree entered, (h) The assignments of error. In bankruptcy and other cases not being strictly within either of the above classes, the printed record shall con- form as nearly as may be practicable to the record in appeals. 3. The clerk shall cause twenty-five copies of the record to be printed, and three copies thereof to be furnished to the counsel of the plaintiff in error or appellant, and also three copies to each of the counsel who shall have entered appear- ance for any of the other parties, and the remaining copies to be filed in his office, all, if possible, within thirty days after the payment to him of the amount of his estimate made under the provisions of the first section of this rule. See Rule 14, Sects. 2, 3, 4, S, and 7, and notes, supra, as to what is to be included in the record as returned and certified. 4. The clerk shall supervise the printing of the record, have it properly indexed and distribute printed copies thereof to the judges of the court from time to time as required. By section 8 of this rule, infra, where the record or any part thereof has been printed in the court below, it may be embodied in and used as the record in the Court of Appeals, provided it complies in other respects with the requirements. And where the record is so accepted and used, the cost of printing is taxable against the losing party. Jayne V. Loder, 153 Fed., 739. See also Act Feb. 13, 1911, Sect, i, 36 Stat., 901, quoted above under the first section of this rule. 5. If the actual cost of printing the record and the clerk's fee of twenty-five cents per page (a) for preparing the record for the printer, indexing the same, supervising the printing and distributing the copies, shall be less than the amount estimated and paid, the clerk shall refund the differ- ence to the party paying the same, but if they shall exceed the clerk's estimate the amount of such excess shall be paid to the clerk before he shall file the printed copies of the record or deliver any of them to the parties. (o) This is the fee fixed by Rule 29, Sect. 7, infra; and is held to be still collectible, notwithstanding the Act of Feb. 13, igii, 36 Stat., 901, for the service of indexing. Colt's Mfg. Co. v. New York Goods Co., 186. Fed., 625. 49 COURT OF APPEALS RULES. R 23 6. In case of reversal, affirmance or dismissal, with costs (a), the actual cost paid for printing the record (b) by the party in whose favor costs are awarded, and the clerk's fee for supervising the printing, etc., where such fee is paid by the party in whose favor costs are awarded, shall be taxed against the party against whom costs are given and shall be inserted in the body of the mandate or other proper process. [S. C. Rule 10, Sect. 7. C. C. A. Rule 23, in force in varying form and different numbered sections in all the cir- cuits.] (a) See Rule 29, Sects, i, 2 and 3, and notes, infra. (b) An established practice of printing the record and taxing the expense as part of the costs has all the force of a rule of court. De- troit Heating Co. v. Kemp, 182 Fed., 847. The cost of printing is tax- able against the losing party, although the printing was done at the instance of the plaintiff in error and not the clerk, where the record as so printed was accepted by the cleric and no timely objection made. Jayne v. Loder,, 153 Fed., 739. The printing of unnecessary parts of the record, however, will be charged against the party who is respon- sible for it, whether successful or not. De Groot v. United States, S Wall., 419, 427. Ball & Socket Fastener Co. v. Kraetzer, 150 U. S., Ill, 118. Railway v. Stewart, 95 U. S., 279, 284. United States Sugar Refinery v. Providence &c. Co., 62 Fed., 375. Eastman Co. v. Getz, 84 Fed., 458. Nederland Life Ins. Co. v. Hall, 86 Fed., 741. Ecaubert v. Appleton, 67 Fed., 917. And the court will take proof when necessary to fix the responsibility. United States Sugar Refinery v. Providence &c. Co., 62 Fed., 375. But the cost of printing briefs is not included. Ex parte Hughes, 114 U. S., 548. Kursheedt Mfg. Co. v. Naday, 108 Fed., 918. Lee Injector Co. v. Penberthy Injector Co., 109 Fed., 964. 7. Each printed record shall show, by a note . or memor- andum, the time when each pleading or document was filed, and shall contain at the tops of its pages running titles of its contents. 8. In any case where the record, or any part thereof, has been printed in the court below, the same may be embodied in and used as the printed record of this court (a) ; provided, the manner and style of the printing shall correspond with the requirements of the several sections of this rule for printing done under the supervision of the clerk of this court ; but the plaintiff in error or appellant shall pay to the clerk of this court, not only the deposit fee of twenty-five dollars upon filing the record 'and having it docketed, but also the fee prescribed by Rule 29 [Sect. 7], for preparing the record for the printer, indexing (b) the same, supervising the printing, and distributing the copies thereof. R 24 COURT OF APPEALS RULES. 50 (a) See Act. Feb. 13, 1911, 36 Stat., 901, quoted above in note (o) to section i of this rule. Where an appeal has been taken by the de- fendant the plaintiff is entitled to demand payment of the cost of print- ing the record, used at the hearing, which has been taxed as part of the costs against the defendants, before furnishing the latter with copies for use in making up the record for appeal.. Parsons Non-skid Co. v. Willis Co., 192 Fed., 47. (&0 A fee of 25 cents per page for indexing may still be charged, notwithstanding the Act of Feb. 13, 191 1, 36 Stat., 901. Colt's Mfg. Co. V. New York Goods Co., 186 Fed., 625. 9. The clerk shall; on or before the conclusion of each case, collect and file for preservation in this court three copies of the printed record and of each brief, printed motion and argu- ment submitted in such case, and shall, immediately after the mandate in any case shall have been sent down to the lower court, notify the defeated party in this court that unless he removes the remaining copies of the record and briefs within ten days after notice so to do, the same will be de- stroyed. RULE 24. BRIEFS (a). 1. In each case in which the printed record has been delivered by the clerk to the counsel for the plaintiff in error or appellant sixty or more days before the first day of the term, such counsel shall file twenty copies of his brief with the clerk not less than thirty days before the first day of such term ; in each case in which the printed record has been delivered by the clerk to such counsel between thirty days and sixty days before the first day of such term, twenty copies of such brief shall be filed with the clerk not less than twenty days before the first day of such term; and in all other cases twenty copies of such brief shall be filed with the clerk not less than fifteen days after the receipt of such printed record. Within the same time such counsel shall give to counsel for the defendant in error or appellee not less than five copies of such brief. 2. This brief shall contain (b), in the order here stated: (a) The names of the parties and the nature of the pro- ceedings. (b) A short abstract of the bill or declaration or petition, and of the plea or answer. (c) A statement of the question or questions involved, which shall be in the briefest and most general terms, without names, dates, amounts or particulars of any kind whatever. 51 COURT OF APPEALS RULES. R 24 (d) A concise abstract or statement of the case. (e) The assignments of error relied on (c), and, where any assignment of error is based on any bill of exceptions or any part of a bill of exceptions, a reference to the par- ticular page of the record where the exception may be found. (d). (f) Argument on the part of the plaintiff in error or appellant, which shall exhibit a clear statement of the points of law or fact to be discussed, with a reference to the pages of the record and the authorities relied upon in support of each point. When a statute of a state is cited, so much thereof as may be deemed necessary to the decision of the case shall be printed at length (;e). 3. At least five days before the case is called for argu- ment, the counsel for the defendant in error or appellee shall file with the clerk twenty printed copies of his brief, and give not less than five copies thereof to the counsel for the plain- tiff in error or appellee (/). His brief shall be of a like character with that required of the plaintiff in error or appel- lant, except that no specification of errors shall be required, and no statement of the case unless that presented by the plaintiff in error or appellant is controverted. 4. When, according to this rule, a plaintiff in error or an appellant is in default, the case may be dismissed on motion ; and when a defendant in error or an appellee is in default he will not be heard, except on consent of his adversary, and by special leave of the court (g). 5. When no counsel appears for one of the parties, and no printed brief or argument is filed, only one counsel will be heard for the adverse party ; but if a printed brief or argu- ment is filed, the adverse party will be entitled to be heard by two counsel. [S. C. Rule 21. CCA. Rule 24, substantially the same in all the circuits.] (a) On the general subject of briefs, see 2 Cyc, 1013-1025. Printed briefs are evidently contemplated, although the cost of printing them cannot be taxed as costs. Ex parte Hughes, 114 U. S., 548. Kursheedt Mfg. Co. V. Naday, 108 Fed., 918. Lee Injector Co. v. Penberthy In- jector Co., 109 Fed., 964. Unglazed paper is required in the Supreme Court, and the quotations must be printed in type easily read. Wis- consin &c. R. R. V. Jacobson, 179 U. S., 287. (b) Conformity with the rules with regard to briefs will be strictly enforced. Lincoln v. Sun Vapor Street Light Co., 59 Fed., 756. An R 25 COURT OF APPEALS RULES. 52 impertinent or scandalous brief will be stricken from the fifes. Green v. Elbert, 137 U. S., 615, 624. Smith v. Simpson, 140 Fed., 712. (c) The court will not consider assignments not specified or dis- cussed in the briefs. Western Union Tel. Co. v. Winland, 182 Fed., 493. Nor will an objection be considered in the brief where there is no corresponding error assigned. Lincoln v. Sun Vapor Street Light Co., 59 Fed., 756, 758. Aetna Indemnity Co. v. Crowe Coal Co., 154 Fed., S4S. (,d) Davidson S. S. Co. v. United States, 142 Fed., 315. {e) A submission will be set aside where this is not observed. School Dist. V. Insurance Co., loi U. S., 472. (/) Mailing of briefs to opposing counsel the prescribed time before the argument is a sufficient compliance with the rule. Russo-Chinese Bank v. National Bank of Commerce, 187 Fed., 80. (g) See also Rule 19, Sect. S, supra. Where no brief is filed by counsel for the plaintiff in error or appellant, the appeal may be dis- missed. Portland Co. v. United 'States, 15 Wall., i ; or the record may be opened and the judgment affirmed. Ryan v. Koch, 17 Wall., 19. Fitch v. Richardson, 147 Fed., 196. Moline Trust Co. & Savings Bank v. Wylie, 149 Fed., 734. The court may dismiss for failure to file a brief, even where the delay was authorized by a stipulation between the parties. Missouri K. & T. Co. v. Kidd, 146 Fed., 499. A motion to open the case and permit the filing of a brief comes too late after the judgment has been affirmed for want of an appearance and brief, and the session has been adjourned. Waterson v. Payne, 154 U. S., 534. RULE 25. ORAL ARGUMENTS (a). 1. The plaintiff in error or appellant in this court shall be entitled to open and conclude the argument of the case. But when there are cross appeals they shall be argued together as one case, and the plaintiff in the court below, shall be entitled to open and conclude the argument (&). 2. Only two counsel will be heard for each party on the argument of a case. 3. Two hours (c) on each side will be allowed for the argument, and no more, without special leave of the court, granted before the argument begins. The time thus allowed may be apportioned between the counsel on the same side at their discretion; provided, always, that a fair opening of the case shall be made by the party having the opening and closing arguments. [S. C. Rule 22. C. C. A. Rule 25, substantially the same, except in the matter of time, in all the circuits. Reading at length from briefs or reported cases is prohibited in the seventh circuit, 150 Fed., cvi.] (o) The Supreme Court Rules provide that cases may be submitted on printed briefs without oral argument. Rule 20, Sect. i. And stipu- 53 COURT OF APPEALS RULES. R 26-27 lations for submitting cases cannot be withdrawn except by consent or leave of court for cause shown. Muller v. Dows, 94 U. S., 277. Aur- recoechea v. Ba.ngs, no U. S., 217. But such a stipulation will not be enforced against the protest of one of the parties in advance of the case being reached in its order. Glen v. Fant, 124 U. S., 123. (b) Unless there is a cross appeal, appellees cannot be heard except in support of the decree below. Chittenden v. Brewster, 2 Wall., 191. The Stephen Morgan, 94 U. S., 599. Loudon v. Taxing District, 104 U. S., 771. (c) Two hours on a side is the rule in all the circuits but the sec- ond, fiftli and ninth. In the second circuit, on writs of error, ad- miralty appeals, appeals from the granting of preliminary injunctions, and customs appeals, the time given is an hour on a side; and in other cases an hour and a half. But where there are no difficult questions of law, and the amount involved does not exceed five hundred dollars, and in appeals and petitions for review in bankruptcy the time is half an hour. In the fifth circuit the time is an hour on a side with thirty minutes to plaintiff to reply. And in the ninth the time given is an hour on each side. RULE 26. OPINIONS OF THE COURT. I. All written opinions delivered by the court shall be filed by the clerk. [S. C. Rule 25, Sect. 2. C. C. A. Rule 28 (Rule 26 in seventh circuit), in force in all the circuits, with variations as to printing and recording.] RULE 27. REHEARING (a). I. A petition for rehearing (b) a cause may be filed with the clerk at any time within thirty days (c) after the entry therein of the final judgment or final decree of this court, and, if the term within which such judgment or decree shall have been entered shall expire during said period of thirty days, the judgment or decree, and the record on which the same shall have been entered, shall nevertheless remain subject to the control of this court until the full expiration of the time herein allowed for the filing of the petition (d) ; provided, however, that no such petition shall be filed after this court, by any order made within said period of thirty days, shall have directed the immediate issue of a mandate or other process in the nature of a procedendo (dd). The petition shall be printed, shall briefly and distinctly state the reasons for a rehearing (e), and shall be supported by the certificate of counsel (/). [S. C. Rule 30. C. C. A. Rule 29 (Rule 27 in seventh circuit), in force in all the circuits.] R 27-n COURT OF APPEALS RULES. 54 {a) On the general subject of a rehearing, see 3 Cyc, 212-219. _ The pendency of a petition for a. rehearing operates to prevent the judg- ment or decree from becoming final, for the purpose of a writ of error or appeal, until it is disposed of. Title Guaranty Co. v. General Elec- tric Co., 222 U. S., 401. And the granting of a rehearing without re- striction operates to vacate the judgment of the appellate court so that the case stands as if no judgment had been entered. Hook v. Mercantile Trust Co., 95 Fed., 41. Where a motion for a rehearing is entertained and permitted to be argued, but not actually granted, and the judges who hear the motion are equally divided, the previous de- cision, even if a reversal, stands. Carmichael v. Eberle, 177 U. S., 63. (&) A form of petition will be found in New Orleans v. Warner, 176 U. S., 92, and in People v. Pearson, 3 111. (Scamm), 406. (c) The thirty day limitation is one of convenience only, and should not be enforced where the ground on which a rehearing is asked is that the authority on which the decision of the court was predicated has been reversed. Unitype Co. v. Long, 149 Fed., 196. _ Ordinarily, however, where the time allowed by the rule for an application for a rehearing has expired, an application will not be entertained unless counsel were not advised of the decision, or the ground of the applica- tion could not have been ascertained within the time. Crabtree v. Mc- Curtain, 66 Fed., i. (d) Except for the extension granted by the rule, application would have to be made during the term. Bushnell v. Crooke Mining Co., 150 U. S., 82. Kirchberger v. American Acetylene Co., 142 Fed., 169. It must always be made before the case has been remitted to the court below. Browder v. McArthur, 7 Wheat., 58. Sibbald v. United States, 12 Pet., 488. Washington Bridge Co. v. Stewart, 3 How., 413. Peck v. Sanderson, 18 How., 42. But this may be remedied by recalling the mandate. American Caramel Co. v. Mills, 162 Fed., 147. Cf. Ex parte Crenshaw, 15 Pet., 119. (dd) See Rule 30, infra. (e) A petition for a rehearing should not consist of an argument, only applicable in case a rehearing is granted. The Dago, 63 Fed., 182. It is too late to raise a question for the first time on a petition for a rehearing, or to present a theory in conflict with the original argument. Merriman v. Chicago & East. 111. R. R., 66 Fed., 663. It is not enough that the case is one of great importance, where there is no suggestion that any consideration or authority entitled to weight has been over- looked. Camfield v. United States, 67 Fed., 17. Nor will a rehearing be granted on the ground that the record was imperfect when it appears on examination that the matters left out presented nothing affecting the result. Ambler v. Whipple, 23 Wall, 278. The existence of new and material evidence will not be ground for a rehearing, which must be had, if St all, on the record as it was made in the court below. Max- well Land-Grant case, 122 U. S., 365. Gregory v. Pike, 67 Fed., 837, 852. Randolph v. Allen, 73 Fed., 23, 32. Where after discovered evi- dence is urged as a ground for rehearing in admiralty (as it may be, the case being de novo), it must be shown why it was not previously ascertained. The Iron Chief, 63 Fed., 289. That the court misquoted the evidence is not sufficient where this did not affect the result. Tor- rent V. Duluth Lumber Co., 32 Fed., 229. A second application for a rehearing on the same point on which a former application was re- fused will npt be entertained. Williams v. Conger, 131 U. S., 390. A request for the findings required in a bankruptcy case on appeal to the Supreme Court should be made prior to a decision by the Court 55 COURT OF APPEALS RULES. R 28 of Appeals, in anticipation that it may be adverse. Knapp v. Mil- waukee Trust Co., 162 Fed., 675. Crucible Steel Co. v. Holt, 174 Fed., 127. So a request to certify Questions to the Supreme Court is too late after a decision has been made. Wall v. Cox, 181 U. S., 244. But the reversal of an atithority on which the decision of the court was predicated is a good ground for a rehearing. Unitype Co. v. Long, 149 Fed., 196. And so is the omission from the transcript of that which was material to the decision. Ambler v. Whipple, 23 Wall., 278, 282; or where by reason of the failure to issue and serve a cita- tion, the case was not properly before the court. Ex parte Crenshaw, IS Pet., 119, 123; or where there is ground to modify the mandate, as alleged. American Caramel Co. v. Mills, 162 Fed., 147. Novelty Glass Mfg. Co. v. Brookfield, 172 Fed., 221. Exchange Mutual Ins. Co. v. Warsaw-Wilkinson Co., 185 Fed., 487. (/) The certificate of counsel required is that the petition for a rehearing in their judgment is well founded. See New Orleans v. Warner, 176 U. S., 92. Where there is no certificate the petition will be denied. Hinds v. Keith, 57 Fed., 10. No reply by the opposite party is allowed to the petition. Ambler v. Whipple, 23 Wall., 278, 282. RULE 28. INTEREST. I. In cases where a writ of error is prosecuted in this court, and the judgment of the inferior court is affirmed, the interest shall be calculated and levied, from the date of the judgment below until the same is paid, at the same rate that similar judgments bear interest in the courts of the State where such judgment was rendered (a). [S. C. Rule 23, Sect. i. C. C. A. Rule 30, Sect, i, (Rule 28 in seventh circuit), in force in all the circuits.] (a) Before this rule, interest was allowed on judgments at the rate of six per cent. Perkins v. Fournitjuet, 14 How., 328. The object of the change was to put suitors in the Federal and State Courts on the same footing in this respect. Hammenway v. Fisher, 20 How., 255, 25. Interest may be allowed against a foreign state, when a litigant, the same as in other cases. Ex parte Colombia, 195 U. S., 604. It is also to be allowed where judgment against a collector of customs for moneys wrongly demanded on entries is affirmed. Schell v. Cochran, 107 U. S., 625. Where there has been no allowance of interest by the appellate court, none can be allowed in the court below, upon the case being sent down. Himely v. Rose, 5 Cranch, 313, 317. The Santa Maria, 10 Wheat, 431, 442. Boyce v. Grundy, 9 Pet, 275, 290. In re Washing- ton & Georgetown R. R., 140 U. S., 91. Green v. Chicago S. & C. R. R., 49 Fed., 907. People's Bank v. Aetna Insurance Co., 76 Fed., 548, SSO- The Glenochil, 128 Fed., 963. Where there has been no allowance of interest or damages it is the equivalent of a denial of both. Boyce v. Grundy, 9 Pet., 275, 290. Interest is confined to the debt, and does not extend to the damages awarded for delay. The Perseverance, 3 Dall., 336. Neither is it to be added to a judgmen-t for costs. People's Bank v. Aetna Ins. Co., 76 Fed., 548. R 28 COURT OF APPEALS RULES. 56 2. In all cases where a writ of error (a) shall delay the proceedings on the judgment of the inferior court, and shall appear to have been sued out merely for delay (b), damages at a rate not exceeding ten per cent, (c), in addition to interest, shall be awarded upon the amount of the judg- ment. [S. C. Rule 23, Sect. 2. C. C. A. Rule 30, Sect. 2 (Rule 28, in seventh circuit), in force in all the circuits.] (a) The court has power to award damages for delay in the case of an appeal, the same as a writ of error. Gibbs v. Diekma, 131 U. S., clxxxvi. (6) No damages can be awarded except for delay. Cotton v. Wal- lace, 3 Dall., 302, 304. The remedy for delay is an award of damages under the rule. The case cannot be dismissed upon that ground. Am- ory V. Amory, gi U. S., 356. Damages will be imposed under the rule where there appears to be no plausible ground for the appeal. Texas & Pacific R. R. v. Volk, 151 U. S., 73. They will be awarded where a case is carried up in disregard of the settled precedents of the cotirt. Pennywit v. Eaton, 15 Wall., 382. But not where the law was not settled at the time the writ of error was prosecuted, although it may have become so since. McKee v. Rains, 10 Wall., 22. The case will not be regarded as one which has been sued out for delay, where the question involved is the construction of a state statute, which has not been passed upon by the state courts and is fairly in doubt. Times Dem. Pub. Co. v. Mozee, 136 Fed., 761. The court must be convinced that the purpose of the writ of error or appeal was delay. McNeil v. Holbrook, 12 Pet., 84. In the following cases the penalty was imposed under various cir- cumstances. Barrow v. Hill, 13 How., S4- Kilbourne v. State Sav. Inst., 22 How., 503. Sutton v. Bancroft, 23 How., 320. Jenkins v. Banning. Ibid, 455. Prentice v. Pickersgill, 6 Wall., 51 1. Campbell V. Wilcox, 10 Wall., 421. Insurance Co. v. Huchbergers, 12 Wall., 164. Hennessy v. Sheldon. Ibid, 440. Hall v. Jordan, 19 Wall., 271. Pey- ton v. Heinekin, 131 U. S., ci. GiblDs v. Diekma, Ibid, clxxxvi. Whit- ney v. Cook, Ibid cxcvii. Sire v. Ellithorpe Air Brake Co., 137 U. S., S7g. Gregory Consolidated Mining Co. v. Starr, 141 U. S., 222. Wat- terson v. Payne, 154 U. S., 534. (c) The court cannot award more than ten per cent, damages, but it can award less. West Wisconsin Railway v. Foley, 94 U. S., 100. 3. The same rule shall be applied to decrees for the pay- ment of money in cases in equity (a), unless otherwise ordered by this court. 4. In cases in admiralty^ damages and interest may be allowed, if specially directed by the court (b). [S. C. Rule 23, Sects. 3 and 4. C. C. A. Rule 30, Sects. 3 and 4 (Rule 28, in the seventh circuit), in force in all the circuits.] (a) The court may award damages for delay in the case of appeals the same as writs of error, although the statute (Rev. Stat., Sect. loio) 57 COURT OF APPEALS RULES. R 29 only speaks of the one, both being made subject by law to the same rules. Rev. Stat, Sects. 10 and 12. Gibbs v. Diekma, 131 U. S., clxxxvi. (6) Where there is no allowance of interest on affirmance, none can be given by the lower court after the case is sent down. The Glenochil, 128 Fed., 963. RULE 29. COSTS (a). I. In all cases where any suit shall be dismissed (b) in this court, except where the dismissal shall be for want of jurisdiction (c), costs (d) shall be allowed to the defendant in error or appellee, unless otherwise agreed by the parties. [S. C. Rule 24, Sect. i. C. C. A. Rule 31, Sect, i (Rule 29, in seventh circuit), in force in all the circuits.] (a) The state law may be followed with regard to costs, where there is no Act of Congress which governs the case. Michigan Alumin- ium Foundry Co. v. Aluminium Co., 190 Fed., 903. t)n petition for a mandamus where there is simply a rule to show cause, costs will not be allowed. In re Haight & Freese, 164 Fed., 688. (6) For the various grounds on which a case may be dismissed, see Rule 17, Sect. 2; Rule 19, Sects. 5, 6, 7, and 9; Rule 23, Sect, i; and Rule 24, Sect. 4; and notes. (c) Where the case is dismissed for want of jurisdiction, the court ordinarily can give no costs. Burnham v. Rangeley, 2 Wood. & Minot, 417. Montalet v. Murray, 4 Cranch, 46. Mclver v. Wattles, 9 Wheat., 650. Strader v. Graham, 18 How., 602. Hornthall v. Collector, 9 Wall., 560. M. C. & L. M. Railway v. Swan, in U. S., 379. Citizens' Bank v. Cannon, 164 U. S., 319, 324. If there is no jurisdiction there is no power to do anything but to strike the case from the docket. Mayor v. Cooper, 6 Wall., 247, 250. M. C. & L. M. Railway v. Swan, III U. S., 379. No change in this respect has been made by Rev. Stat, Sects. 823 and 983. Pentlarge v. KirlDy, 20 Fed., 898. But see United States V. Treadwell, 15 Fed., 532. Cooper v. New Haven Steamboat Co., 18 Fed., 588. Costs on appeal, however, even on dismissal for want of. jurisdiction, will be given against the party who wrongly in- voked the jurisdiction of the court below. Winchester v. Jackson, 3 Cranch, 514. Montalet v. Murray, 4 Cranch 46. Hornthall v. Collector, 9 Wall., 560. M. C. & L. M. Railway v. Swan, in U. S., 379. And this is true even where the party is successful in the appellate court, the reversal being due to the fault of such party in wrongfully in- voking that jurisdiction. Blacklock v. Small, 127 U. S., 96. Torrence V. Shedd, 144 U. S., 527. Cates v. Allen, 149 U. S., 451. Tennessee v. Union Planters' Bank, 152 U. S., 454. Hanrick v. Hanrick, 153 U. S., 192, 198. Southwestern Tel. & Telp. Co. v. Robinson, 48 Fed., 769. Craswell v. Belanger, 56 Fed., 529. And where a necessary party de- fendant has been omitted, the other defendant is entitled to his costs on appeal. Gaylords v. Kelshaw, i Wall., 81. On motion to dismiss for want of jurisdiction the defendant in error is also entitled to the costs incident to the motion. Bradstreet v. Higgins, 114 U. S., 262; and an attorney fee, such as is ordinarily allowed on the final disposition of a case, will be given. Josslyn v. Phillips, 27 Fed., 481. Where the ap- pellate court has jurisdiction of the order appealed from, the appellant is entitled to costs on appeal if successful, even though the lower court is directed to dismiss the bill for want of jurisdiction. Industrial & Mining Guaranty Co. v. Electrical Supply Co., 58 Fed., 732. R 29 COURT OF. APPEALS RULES. 58 (d) Where costs are awarded on a dismissal it includes the actual costs paid for printing the record by the party in whose favor costs are awarded together with the clerk's fee for supervising the printing when paid by such party. Rule 23, Sect. 6, supra. Nichols, Shepard & Co. V. Marsh, 131 U, S., 401. Ferguson v. Dent, 46 Fed., 88. If the printed record is unnecessarily prolix, the cost of the excess may be taxed against the party responsible for it. United States Sugar Refinery v. Providence Steam & Gas Pipe Co., 62 Fed., 375. No. costs can be al- lowed however, for the printing of briefs. Ex parte Hughes, 114 U. S., 548. Kursheedt Mfg. Co. v. Naday, 108 Fed., 918. Lee Injector Co. v. Penberthy Injector Co., 109 Fed., 964. 2. In all cases of affirmance (a) of any judgment 01 decree in this court, costs (6). shall be allowed to the defendant in error or appellee (c), unless otherwise ordered by the court (d). [S. C. Rule 24, Sect. 2. C. C. A. Rule 31, Sect. 2 (Rule 29, in seventh" circuit) J in force in all the circuits.] (a) Costs will be given on affirmance, even though the decree is sustained on other grounds than those assigned in the court below. Post V. Vacuum Pump Co., 89 Fed., i. This is true of an affirmance by a divided court, which although otherwise ineffective settles the rights of the parties thereto. Westhus v. Union Trust Co., 168 Fed., 617. On an affirmance, an attorney fee of twenty dollars will be taxed. Kansas City R. R. v. McDonald, 60 Fed., 522. Shillito Co. v. McClung, 66 Fed., 22, (b) As to including the cost of printing, see Rule 23, Sect. 6, and notes. And also notes under Sect, i, note (d) of the present rule, supra. (c) Where there are several appellees who appear separately and file separate briefs, separate costs should be taxed. Augusta Trust Co. V. Federal Trust Co., 153 Fed., 157. (d) Where both parties appeal and the decree is not disturbed, neither party recovers costs. The Parkersburgh, 5 Blatchford, 247. The Atlas, 10 Blatchford, 459. The William Cox, 9 Fed., 672. Where costs are divided by the appellate court, only the ordinary taxable costs incident to the litigation are meant. Kell v. Trenchard, 146 Fed., 245. 3. In cases of reversal (a) of any judgment or decree in this court costs (b) shall be allowed to the plaintiff in error or appellant, unless otherwise ordered by the court (c). The cost of the transcript of the record (d) from the court below shall be taxable in that court (e) as costs in the case. [S. C. Rule 24, Sect. 3. C. C. A. Rule 31, Sect. 3, in all the circuits except the first, where it is Rule 31, Sects. 3 and 4, and the seventh, where it is Rule 29, Sect. 3. In the eighth circuit the section is considerably amplified.] (a) The rule in some jurisdictions, that the costs on a reversal are to abide the event of the suit (Wright v. Small, S Binny, 204. Hamil- ton V. Aslin, 3 Watts., 222. Smith v. Sharp, 5 Watts., 292. Lehigh Val- ley R. R. V. McFarland, 44 N. J. Law, 674), does not obtain in the Federal Courts. Berthold v. Burton, 169 Fed., 495. Jennings v. Bur- ton, 177 Fed., 603. 59 COURT OF APPEALS RULES. R 29-n (b) When judgment is reversed with costs it includes all the costs of the appeal no matter how or when taxable. Berthold v. Burton, 169 Fed., -495. But only the ordinary taxable costs incident to the litiga- tion and not necessarily the expenses of a receivership. Kell v. Tren- chard, 146 Fed., 245. (c) Costs do not always follow in case of a reversal. Montalet v. Murray, 4 Cranch, 46. The court has a certain discretion under the rule. M. C. & L. M. Railway v. Swan, iii U. S., 379. Kell v. Trench- ard, 146 Fed., 245. Where the appellant only succeeds in having the decree modified in a minor particular neither party will be given costs. New England R. R. v. Carnegie Steel Co., 75 Fed., 54. Packard v. Lacing Stud Co., 70 Fed., 66. Northern Trust Co. v. Snyder, 77 Fed., 818. Mason v. Graham, 23 Wall., 261. Where also the decree in the lower court is broader than the findings, the appellate court in cor- recting the decree will allow no costs to either party. Shute v. Morley Sewing Machine Co., 64 Fed., 368. Blair Camera Co. v. Eastman Co., 64 Fed., 491. Where the appellant is in default for delays, even though successful, he will be given no costs. The Ethel, 66 Fed., 340. Nor should costs be allowed on a reversal in bankruptcy when the petition for review was delayed nearly six months, and the property has de- preciated meantime. In re Endlar, 192 Fed., 762. Where a decree in admiralty is reversed on new evidence, not previously accessible, neither party being in fault, each party should pay his own costs on appeal. The Oxford, 66 Fed., 590. Where a party took no appeal he is not entitled to costs in the appellate court, whatever may be the case in the court below. Pollard v. Reardon, 65 Fed., 848. Only the costs of that party in whose favor the judgment is reversed are taxable. Sully V. American National Bank, 179 U. S., 68. Where the Supreme Court on error to a state court modifies, with costs to the defendant, certain judgments of the state court in favor of the plaintiff, the de- fendant, is entitled only to the costs in the Supreme Court, and the plaintifif is still entitled to the costs awarded him by the original judg- ment. Stevens v. Central National Bank, 168 N. Y., 560. Upon a reversal for want of jurisdiction the court may make such order in respect to costs as right and justice may require. M. C. & L. M. Railway v. Swan, in U. S., 379, 388. Peper v. Fordyce, 119 U. S., 469. Where therefore on removal from a state court, the federal court wrongly took jurisdiction, costs will be awarded against the party by whom the jurisdiction was invoked. Cates v. Allen, 149 U. S., 451. Hanrick v. Hanrick, 153 U. S., 192, 198. Southwestern Tel. & Telp. Co. V. Robinson, 48 Fed., 769. Craswell v. Belanger, 56 Fed., 529. Sneed v. Sellers, 68 Fed., 729. Tug River Coal Co. v. Brigel, 67 Fed., 625, 630. Where both parties are responsible for it the costs will be divid- ed. Peper v. Fordyce, 119 U. S., 469. And where the question of juris- diction is raised in the appellate court for the first time, full costs will be given to the defendant in the lower court, but will be divided in the court above. Tug River Coal Co. v. Brigel, 67 Fed.. 625. Where the appellate court has jurisdiction over the order appealed from, the appellant is entitled to costs on the appeal, even though the lower court is directed to dismiss the case for want of jurisdiction. Industrial & Mining Guaranty Co. v. Electrical Supply Co., 58 Fed., 732. And where a necessary party defendant was omitted, the other defendant was held entitled to costs on appeal, even though the case was remand- ed with directions to dismiss the bill unless amended in a way which would give jurisdiction. Gaylords v. Kelshaw, I Wall., 81. But where the want of jurisdiction for failure of the record to show a diversity of R 29 COURT OF APPEALS RULES. 60 citizenship was raised for the first time on appeal, the reversal will ■ be without costs. Newcomb v. Burbank, 181 Fed., 334. (d) As to what the transcript should contain, see Rule 14, Sect. 2, and notes, supra; and as to the costs of printing, see Rule 23," Sect. 6 and notes, supra. Where counsel stipulate as to what part of the record is to be in- cluded, it is the duty of the clerk to recognize it, and compensation will only be allowed for that which is embraced in the stipulation. Lamb Knit Goods Co. v. Lamb Glove & Mitten Co., 120 Fed., 267. Where requested to insert a matter by one party and to leave it out by another, the court below may be appealed to for directions. Hoe v. Kahler, 27 Fed., 145. The clerk may refuse to certify where there are palpable omissions. Nashua & Lowell R, R. v. Bost. & Lowell R. R., 61 Fed., 237, 243. Exemplifications and copies of papers must have been actually used at the trial or at least have been obtained for that purpose, to make the costs of obtaining them taxable. Wooster v. Handy, 23 Fed., 49, 60. A copy of the stenographer's notes obtained by counsel for his own convenience cannot be included. The William Branfoot, 52 Fed., 390, 395. Gunther v. Liverpool, &c. Ins. Co., 10 Fed., 830. Kelly v. Spring- field Railway, 83 Fed., 183. Monahan v. Godkin, 100 Fed., 196. Nor can the amount paid to the stenographer for a transcript, used by the plaintiff in preparing the bill of exceptions on a former appeal, be taxed. Pine River Logging Co. v. United States, 186 U. S., 279, 297. (e) The cost of the transcript is to be taxed in the court below, and not in the appellate court. Lee Injector Co. v. Penberthy Injector Co., 109 Fed., 964. 4. Neither of the foregoing sections shall apply to cases where the United States are a party; but in such cases no costs shall be allowed in this court for (a) or against (b) the United States. [S. C. Rule 24, Sect. 4. C. C. A. Rule 31, Sect. 4, in all the circuits except the first, where it is Rule 31, Sect. 5, and the seventh, where it is Rule 29, Sect. 4.] (a) The rule does not prohibit the allowance to the United States if successful of costs in the court below. United States v. Southern Pacific R. R., s6 Fed., 865. United States v. Sanborn, 135 U. S., 271. (_b>) But there can be no judgment for costs under any circumstances against the United States. Stanley v. Schwalby, 162 U. S., 255, 272. 5. When costs are allowed in this court (a), it shall be the duty of the clerk to insert the amount thereof in the body of the mandate (&), or other proper process, sent to the court below, and annex to the same the bill of items taxed in detail (c), [S. C. Rule 24, Sect. 6. C. C. A. Rule 31, Sect. 5, in all the circuits except the first, where it is Sect. 6, and the seventh circuit, where it is Rule 29, Sect. 5.] 61 COURT OF APPEALS RULES. R 29 (a) See the preceding sections of this rule, and notes. Also, Rule 23, Sect. 6 and notes, supra. (fo) See Rule 30 and notes, infra. The court below is controlled by the mandate. The Glenochil, 128 Fed., 963. And where costs are awarded and judgment is rendered for them under the mandate, they are beyond the control of the lower court. Scatcherd v. Love, 166 Fed., $2. The costs taxed on appeal and inserted in the mandate are to be included in the decree of the court below, and an execution may issue therefor. Corn Prodticts Co. v. Chicago Real Estate Co., 183 Fed., 63. It has been held, however, that to authorize an execution for costs awarded by the Court of Appeals the mandate should con- tain a special provision, directing execution to issue. American Trust & Savings Bank v. Ziegler Coal Co., 165 Fed., 512. But while the court below has no authority to modify the mandate, it has authority to construe it ; and where the decree is affirmed "with costs of the action," all the costs of the litigation will be given up to and including the final decree, as well as any costs accruing afterwards. Persons V. Wirgman, 140 Fed., 207. (c) Costs taxed in the court of appeals without objection cannot be oljjected to in the lower court after a remand. Fidelity & Deposit Co. V. Expanded Metal Co., 183 Fed., 568. But a mandate fixing the amount which the plaintiflF is entitled to recover does not prevent tlie court below in its decree from including the costs of suit in that court. New Orleans v. Gaines, 138 U. S., 595. 6. In all cases certified to the Supreme Court (a) or re- moved thereto by certiorari (b) or otherwise, the fees of the clerk of this court shall be paid before a transcript of the record shall be transmitted to the Supreme Court (c). [C. C. A. Rule 31, Sect. 6, in all the circuits except the first, where it is Sect. 7; and the seventh, where it is Rule 29, Sect. 6.] (a) Where the question of jurisdiction is certified nothing else can be considered. Venner v. Great Northern Railway, 209 U. S., 24. A question cannot be certified by the Court of Appeals after it has ac- tually been decided by that Court. Wall v. Cox, 181 U. S., 244. (&) As to the fees of the clerk in any case removed to the Supreme Court by certiorari, the Act of February 13, iqii, Sect. 2, 36 Stat., 901, controls. For the provisions of that Act, see Rule 23, Sect, i, note (a), supra. (c) The clerk where entitled to fees must be paid in advance. Steever v. Rickman, 109 U. S., 74. Bean v. Patterson, no U. S., 401. Hoysradt v. D. L. & W. R. R., 182 Fed., 88b. A writ of error or appeal cannot be prosecuted in forma pauperis, either to the Supreme Court or the Court of Appeals. Bradford v. Southern Railway, 195 U. S., 243. Taylor v. Adams Express Co., 164 Fed., 616. 7. In pursuance of the Act of Congress of February 19, 1897 (29 Stat. 536, c. 263), and of the order of the Supreme Court of January 10, 1898, as amended February 28, 1898 (90 Fed. Rep. clxxi), the following table of fees and costs IS established for this court (a) : R 29 COURT OF APPEALS RULES. 62 Docketing a case and filing the record $5-00 Entering an appearance 25 Transferring a case to the printed calendar i.oo Entering a continuance 25 Filing a motion, order, or other paper 25 Entering any rule, or making or copying any record or other paper, for each one hundred words . . .20 Entering a judgment or decree i-OO Every search of the records of the court and certi- fying the same i-OO Affixing a certificate and a seal to any paper i.OO Receiving, keeping, and paying money, in pursuance of any statute or order of court, one per cent, on the amount so received, kept and paid. . . . Preparing the record for the printer, indexing the same (b), supervising the printing and dis- tributing the copies, for each printed page of the record and index 25 (c) Making a manuscript copy of the record (d), when required by the rules, for each one hundred words (but nothing in addition for supervising the printing) 20 Issuing a writ of error and accompanying papers, or a mandate or other process 5.00 Filing briefs, for each party appearing 5.00 Copy of an opinion of the court, certified under seal for each printed page (but not to exceed five dollars in the whole for any copy) i.oo Attorney's docket fee 20.00 (e) (a) The fees here are those established by the Supreme Court. ISO Fed., cxxxix. (6) The indexing is indivisible, as a separate matter, from the super- vising, printing and distributing, and no provision being made for it in the Act of February 13, 191 1, 36 Stat., 901, and it being important to have comprehensive indices for all records, the clerk is entitled to tvifenty-five cents a page, in consequence, the same as previously. Colt's Mfg. Co. v. New York Goods Co., 186 Fed., 625. (r) The clerk of the District Court can make no claim to this fee. If he prints the record he is confined to the actual cost. Thorn- ton V. Insurance Co.'s., 125 Fed., 250. Doherty's Accounts, Bowler's Comp. Dec, 253. And now by Act Feb. 13, 1911, Sect, i, 36 Stat, 901, the appellant or plaintiff in error shall print, under such rules as the District Court shall prescribe, and shall file with the clerk of the Court, of .Appeals, at least twenty-five days before the case is called for argument, at least 63 COURT OF APPEALS RULES. R 30 twenty-five printed transcripts of the record, and of such part or ab- stract of the proofs as tlie rules of the Court of Appeals may require, and in such form as the Rules of the Supreme Court may prescribe, one of which printed transcripts shall be certified by the clerk of the lower court, under his hand and the Seal of such court, and three copies of such printed transcript shall be furnished to the adverse party twenty days before the argument. And (Sect. 2), where a final judgment or decree is sought to be reviewed on appeal, to or by a writ of error or certiorari from the Supreme Court, and the record has been printed and used in the court below, and substantially conforms to the printed record in the Supreme Court, if twenty-five copies of the printed record in addition to those provided in the first section of the act have been lodged with the clerk below, at the time of filing the printed record, one copy thereof shall be used by the clerk of the court below in the preparation, and as a part of the transcript of the record ; and no fees shall be allowed to the clerk of the court below in the preparation of the transcript for such part as is included in the printed record. It is further provided that the clerk's [of the Supreme Court] fee for preparing the record for the printer, indexing the same, supervising the printing, and binding and distributing the copies shall be at such rate per folio, exclusive of the printed record furnished to him by the clerk of the court below, as the Supreme Court may from time to time prescribe. The avowed purpose of the act is to diminish the costs of proceedings on appeal, and it should be consulted at length, as set out above. Rule 23, note (a), only a summary of its provisions being given here. (d) By the proviso to the first section of the Act of February 13, 1911, 36 Stat, 901, it is in substance enacted that in cases taken to the Court of Appeals for review, where the record has been printed as is there provided, no written or typewritten transcript shall be required; and (Sect. 2), that the same shall be the case as to such part of the record as is so printed, where the case is carried up to the Supreme Court. (e) The docket fee is taxable upon a hearing on appeal. Kansas City Ft. S. & M. R. Co. v. McDonald, 60 Fed., 522. John Shillito Co. V. McClung, 66 Fed., 22. It is also taxable on an application for a mandamus in the Supreme Court. Ex parte Hughes, 114 U. S., 548- Even when a case is dismissed for want of jurisdiction an attorney fee may be taxed. Josslyn v. Phillips, 27 Fed., 481. Riser v. Southern Railway, 116 Fed., 1014. But see Smith v. Western Union Tel. Co., 81 Fed., 242. RULE 30. MANDATE (a). I. In each case finally determined (b) in this court, a man- date or other proper process in the nature of a procedendo shall be issued to the court below (c), for the purpose of informing such court of the proceedings in this court (d) so that further proceedings may be had in such court as to law and justice may appertain (e). Such mandate or other pro- cess may issue at any time on the order of the court (/), and, when not otherwise ordered, it shall issue as of course at the expiration of thirty days from the date of entering the final judgment or final decree of this court (g). R 30-n COURT OF APPEALS RULES. 64 [S. C. Rule 24, Sect. 5, and Rule 39. C. C. A. Rule 32, (Rule 30 in seventh circuit) in force in various forms in all the circuits.] (a) For form of mandate see 2 Loveland Fed. Forms, No. 1502. 3 Rose Fed. Proced. pp. 2979-2982. (6) A case is not finally determined while a petition for a re- hearing is pending. Title Guaranty & Surety Co. v. General Electric Co., 222 U. S., 401. Hook V. Mercantile Trust Co., 95 Fed., 41. (c) If a stay has been allowed and is secured it continues in force until the mandate comes down. Shelby Steel Tube Co. v. Delaware Seamless Tube Co., i6i Fed., 798. (d) It is by the mandate that the court below is advised of the judgment of the appellate court. Shelby Steel Tube Co. v. Delaware Seamless Tube Co., 161 Fed., 798. A direction in the mandate to pro- ceed in accordance with the opinion filed makes the opinion a part of the mandaite, as though written into it. Metropolitan Co. v. Kaw Drainage Dist., 223 U. S., Sig. The court below is controlled by the mandate, and has no authority except to execute it. Ex parte Sibbald, 12 Pet., 488, 492. Ex parte Dubuque & Pacific R. R., i Wall., 69. Durant v. Essex Co., loi U. S., 555. Gaines v. Rugg, 148 U. S., 228, 242. Ex parte The Union Steamboat Co., 178 U. S., 3:7. Schlemmer V. Buffalo &c. R. R., 220 U. S., 590. Great Northern R. R. v. Western Union Tel. Co., 174 Fed., 321. Nor can it refuse to carry out the mandate on the ground in its opinion that there is a want of juris- diction. Brown v. Alton Water Co., 222 U. S., 325. The costs as taxed are to be inserted in the body of the mandate. Rule 23, Sect. 6, supra; and execution should be directed to issue therefor. American Trust Co. & Savings Bank v. Ziegler Coal Co., 165 Fed., 512. Where on the reversal of the judgment costs are awarded, and judgment is ren- dered for them under the mandate, they are beyond the control of the court below. Scatcherd v. Love, 166 Fed., 53. So costs taxed in the Court of Appeals without objection, cannot be objected to in the lower court, after the case comes down. Fidelity & Deposit Co. v. Expanded Metal Co., 183 Fed., 568. The court below cannot add in- terest where it has not been given by the appellate court. In re Wash- ington & Georgetown R. R., 140 U. S., 91. The Glenochil, 128 Fed., 963. But a mandate fixing the amount which the plaintiff is entitled to re- cover does not prevent the court below from including in its decree the cost of suit in that court. New Orleans v. Gaines, 138 U. S., 595. The mandate is conclusive of all points which were decided. Illinois V. Illinois Central R. R., 184 U. S., 77, 91. United States v. Camou, Ibid, 572, 574. Hence where a decree has been entered in exact ac- cordance with the mandate a second appeal will be dismissd with costs. Aspen Mining Co. v. Billings, 150 U. S., 31, 37. Wright v. Gor- man-Wright Co., 152 Fed., 408. A second appeal, raising the same question, will be regarded as frivolous. In re Kehler, 162 Fed., 674. Singer Mfg. Co. v. Adams, 185, Fed., 768. It is only where the man- date does not cover the entire case, or the court below misconstrues it, and does not give it full effect, that there may be a second appeal. Great Northern R. R. v. Western Union Tel. Co., 174 Fed., 321. If therefore a second writ of error or appeal be taken, nothing but the proceedings subsequent to the mandate can be reviewed. United States V. Camou, 184 U. S., 572, 574. United States v. New York In- dians, 173- U. S., 464, 472. So where a judgment is affirmed on one writ of error and reversed on a cross writ, the questions so determined 65 COURT OF APPEALS RULES. R 30-n will not be reconsidered on a subsequent writ to the second judgment. Montana Mining Co. v. St. Louis Mining & Milling Co., 147 Fed., 897. (e) The court below may consider and decide whatever is left open by the mandate. Hinckley v. Morton, 103 U. S., 764. Mason v. Pewabic Co., 153 U. S., 361. In re Sanford Fork & Tool Co., 160 U. S., 247, 256. It has a certain measure of discretion also in the manner of conforming to tlie mandate. Davis v. Packard, 8 Pet., 324. And while the court below has no authority to modify the mandate, it has authority to construe it. Persons v. Wirgman, 140 Fed., 207. And the opinion of the appellate court may be appealed to for that purpose. In re Sanford Fork & Tool Co., 160 U. S., 247, 356. While therefore ordinarily the mandate is to be specifically obeyed, where new rights have intervened and new conditions arisen, the court below has the right and it is its duty to afford relief, this being recognized in the directions of the mandate, to take such proceedings, "as according to right and justice and the laws of the United States ought to be had." United States ex rel. Strickley v. Marshall, 122 Fed., 428. Where a decree has been entered pursuant to a mandate, permission must be obtained from the appellate court to prosecute a bill of review. South- ard v. Russell, 16 How., 547. Kingsbury v. Buckner, 134 U. S., 650. Novelty Tufting Machine Co. v. Buser, 158 Fed., 83. Fellows v. Bor- den's Condensed Milk Co., 188 Fed., 863, 187 Fed., 1005. Kelley v. Dia- mond Drill & Machine Co., 136 Fed., 855. Where a judgment is reversed with a procedendo, the appellate court will not direct in the mandate the further steps to be taken, but will leave it to the lower court to decide. Exchange Ins. Co. v. Warsaw-Wilkinson Co., 185 Fed., 487. A new trial follows as a matter of course upon a reversal, without its being expressed in the mandate. Newcomb v. Burbank, 182 Fed., 954. The only remedy for prejudicial error in a trial at law in a Fed- eral Court being a new trial the appellate court has no authority to re-examine the facts and render judgment thereon. Mutual Reserve Life Ins. Co. v. Heidel, 161 Fed., 535. Where the only error is in the instructions with regard to damages, the court of appeals in reversing may limit a retrial to that question. Farrar v. Wheeler, 145 Fed., 482. If a decree which is reversed has been executed pending an appeal, the mandate should include a direction to the court below to award restitution. Morris' Cotton, 8 Wall, 507. Ex parte Morris & Johnson, 9 Wall., 605. Where tlie Supreme Court reverses the Court of Ap- peals which has previously reversed the District Court, the Court of Appeals is not to issue an order to the District Court, but simply com- municate to it the directions given by the Supreme Court. Ex parte. First National Bank, 207 U. S., 61, 66. But this does not apply to points not covered by the decision of the Supreme Court, as to which the court below is bound by the opinion and mandate of the Court of Appeals. Hill v. MutuarLife Ins. Co., 113 Fed., 44. A mandate may be recalled for correction. Killian v. Ebbinghaus, III U. S., 798. Cannon v. United States, iiS U. S., 355. American Caramel Co. v. Mills,- 162 Fed., 147. Novelty Glass Co. v. Brookfield, 172 Fed., 221. But a motion to modify the mandate should be made at the same term. Schell v. Dodge, 107 U. S., 629. Le More v. United States, 131 U. S., Ixxxv. Phipps v. Sedgwick, 131 U. S., cxxxix. (f) Under some circumstances a mandate will be issued at once. Pacific Express Co. v. Malin, 131 U. S., 394. It is also sometimes re- tained to permit of an application for a certiorari to the Supreme Court. Atlantic Transport Co. v. Maryland, 196 Fed., 1004. Where judgment has been affirmed and the mandate sent down, and application has been promptly made for a certiorari to the Supreme R 31 COURT OF APPEALS RULES. 66 Court, execution will be stayed by the District Court to await the re- sult. Boston & Maine R. R. v. Gokey, 150 Fed, 686. But application for a stay for that purpose must be made to that court after the man- date has once issued. Oceanic Steam Navigation Co. v. Watkins, 188 Fed., 909. (gi) A petition for a rehearing must be made within the thirty days allowed for the purpose before the mandate goes out. Rule 27, supra. Crabtree v. McCurtain, 66 Fed., i. RULE 31. CUSTODY OF PRISONERS (a) ON HABEAS CORPUS (b). 1. Pending an appeal (c) from the final decision of any court or judge (d) declining to grant the writ of habeas corpus, the custody of the prisoner shall not be disturbed. [S. C. Rule 34, Sect. i. C. C. A. Rule 33, Sect. i. In the seventh circuit, Rule 31.] (o) By Rev. Stat, Sect. 765, the custody of the prisoner or per- son confined or restrained of his liberty, pending an appeal, is to be as may be prescribed by the Supreme Court (or Court of Appeals), or in default of that by the court or judge hearing the case. The present rule is in conformity with the authority so conferred. Carper v. Fitz- gerald, 121 U. S., 87. From the time of the issuing of the writ, the custody of the prisoner is entirely under the control of the court which issues it, or to which the return is made. In re Kaine, 14 How., 134. Barth v. Clise, 12 Wall., 402. And any interference there- with is a contempt. United States v. Shipp., 203 U. S., 563. (6) The Circuit Court of Appeals has no original independent jurisdiction in habeas corpus. Whitney v. Dick, 202 U. S., 132. In Ex parte Crawford, 154 Fed., 769, where jurisdiction was taken, the question was not raised. (c) The proper mode of obtaining a review of habeas corpus pro- ceedings is by appeal, and not by writ of error. Rice v. Ames, 180 U. S., 371. Fisher v. Baker, 203 U. S., 174. Rainbow v. Young, 154 Fed., 489. But there is no appeal in habeas corpus from the Court of Appeals to the Supreme Court, there being no amount in controversy. A certiorari is the only means of reviewing the action of the Court of Appeals in such proceedings. Whitney v. Dick, 202 U. S., 132. The Court of Appeals, however, may review on appeal the action of the District Court. United States v. Fowkes, 53 Fed., 13. Webb v. York, 74 Fed., 753. And that too even when a jurisdictional question ";s in volved. King v. McLean Asylum, 64 Fed., 325. But see Davis v. iiurke, 97 Fed., 501. Where the constitutionality of a law of the United States or the validity or construction of a treaty is involved, and in all cases which come within section S of the Court of Appeals act (Act of March 3, 1891, 26 Stat., 826), an appeal lies directly from the District to the Supreme Court. Rice v. Ames, 180 U. S., 371. McKane v. Durston, 153 U. S., 684. In re Lennon, 150 U. S., 393, 399. (d) See Sect. 3, note (a), infra. 2. Pending an appeal from the final decision of any court or judge (a) discharging the writ (b) after it has been issued, 67 COURT OF APPEALS RULES. R 32 the prisoner shall be remanded to the custody from which he was taken by the writ, or shall, for good cause shown, be detained in custody of the court or judge, or be enlarged upon recognizance, as hereinafter provided. [S. C. Rule 34, Sect. 2. C. C. A. Rule 33, Sect 2. In seventh circuit. Rule 31.] (a) See Sect. 3 note (a), infra. (6) Where the writ has been discharged the prisoner is not en- titled as a matter of right to go at large on bail pending an appeal. Ex parte Green, 165 Fed., 557. 3. Pending an appeal from a final decision of any court or judge (a) discharging the prisoner (b), he shall be en- larged upon recognizance, with surety, for appearance to answer the judgment of the appellate court, except where, for special reasons, sureties ought not to be required. [S. C. Rule 34, Sect. 3. C. C. A. Rule 33, Sect. 3. In seventh circuit. Rule 31.] (a) No appeal lies from an order of a judge sitting as a judge and not as a court, discharging a prisoner on habeas corpus. Carper v. Fitzgerald, 121 U. S., 87. Lambert v. Barrett, 157 U. S., 697. It is not a final decision from which an appeal will lie. Ex parte Jacobi, 104 Fed., 681. 'But an appeal and not a writ of error is the proper mode of obtaining a review, where a final decision has been made. See Sect. I, n. (c) of this rule, supra. (&) Where a prisoner is discharged on a habeas corpus simply be- cause of a defect in the sentence, opportunity should be given to have the sentence corrected. In re Medley, 134 U. S., 160. In re Bonner, 151 U. S., 242. United States v. Carpenter, 151 Fed., 214. Substan- tial justice, promptly administered is ever to be the rule in habeas corpus. Storti V. Mass., 183 U. S., 138, 143. RULE 32. MODELS, DIAGRAMS, AND EXHIBITS OF MATERIAL. 1. Models, diagrams, and exhibits of material forming part of the evidence taken in the court below, in any case pending in this court, on writ of error or appeal, shall be placed in the custody of the clerk (a) of this court at least ten days before the case is heard or submitted. 2. All models, diagrams and exhibits of material placed in the custody of the clerk for the inspection of the court on the hearing of a case, must be taken away by the parties within one month after the case is decided. When this is not done, it shall be the duty of the clerk to notify the counsel in the case, by mail or otherwise, of the require- R 32 COURT OF APPEALS RULES. 68 merits of this rule, and, if the articles are not removed within a reasonable time after the notice is given, he shall destroy them, or make such other disposition of them as to him may seem best. [S. C. Rule 33, Sects, i and 2. C. C. A. Rule 34, Sects. I and 2. In seventh circuit, Rule 32.] (o) In the Supreme Court and in the Eighth and Ninth Circuits the marshal is to have the custody. iisriDiE] Rule. Sees. Abatement, death of party to abate writ of error or appeal, when 21 2, 3 Adjournment, for want of quorum 4 i Admiralty, objections to evidence in record 12 i records on appeal in 14 7 clerk to make up and transmit. .. 14 2 how made up 14 7 opinions to be transmited on 14 3 original papers in 14 5 Affirmance, costs on 29 2 costs of printing on 23 6 interest and damages on 28 i Appeal, allowance of 14 i clerk to return record on ;. 14 2 death of party after proceedings to revive.. 21 1,2 before proceedings to revive. 21 3 record on, parts to be printed 23 2 returnable in thirty days 14 6 preliminary injunctions, ten days. 14 6 Appearance, of counsel, case docketed for argument on. 17 4 dismissal for want of when called 19 4 executors or administrators, abatement for want of, by 21 2 fee for entering 29 7 Arguments, cases to be argued as called 19 i continuance for cause, when 19 3 dismissal, when neither party appears at. . 19 4 on call at second term 19 6 how many counsel heard on -! jj ^ *. 25 2 motions, time allowed on 22 2 oral, time allowed on 25 2 when defendant in error or appellee fails to appear 19 2 who to open and close 25 i Argument Lists, arrangement of cases on 18 2 called when 19 i preparation and printing by clerk.... 18 2 records, when to be filed for 18 2 Assignments of error to be filed with petition for appeal or writ 14 6 requisites of 11 i Attorneys, admission of 7 i fee on 7 i dismissal of case by stipulation of 19 7 docket fee of 29 7 oatb, when required 7 i qualifications of... 7 i roll of 7 I 70 INDEX TO COURT OF APPEALS RULES. Rule. Sees. Bail, in error in criminal cases, form of 15 I in habeas corpus, pending appeal 31 i, 2, 3 Bailiffs, attendance of 6 i number fixed by court 6 i Bill of exceptions to admission or rejection of evidence. 10 2 to charge of court general not allowed. 10 i when to be taken... 10 I Bond, for costs approved and filed when 14 6 on appeal from preliminary injunction 13 2 supersedeas, amount and condition of 13 I when money judgment to be secured. 13 I where property follows the suit... 13 I where proceeds in custody of court. 13 I security for, taken by district or circuit judge 14 I Briefs, dismissal for failure to file I „. ^ ( 24 4 fees for filing of . , 29 7 filed with clerk, when 24 I, 3 form and contents of 24 2, 3 preservation of copies of 23 9 served on opposing counsel, when 24 1,3 Certificate and seal, fee for 29 7 Certiorari for diminuation of record 21 from Supreme Court, clerk's fee on 29 6 Charge of Court, exception to not to be general 10 i to be taken before jury retires 10 I Circuit Judge, allowance of appeal or writ of error by.. 14 i citation to be signed by 14 I security to be taken by 14 i supersedeas or stay by 14 I Citation, return day of 14 6 extension of 17 I to be filed where.. 17 I record to be filed before 17 i served when 14 6 signed when 14 6 who to sign 14 i Clerk, estimate of cost of printing record by 23 i fees of, on certiorari from Supreme Court 29 6 on docketing cases 19 i models, diagrams, &c., custody of 32 I disposition of after ar- gument 32 2 oath and bond of S 3 office at Philadelphia 5 i practice of law by, prohibited 5 2 preparation and printing of argument list by.. .. 18 2 printing of records by I ^ ' J ?,' t 4. S> 7- records and papers not to be permitted to be taken out of office 5 4 opinions to be transmitted with 14 3 return of on writ oi error or appeal.... 14 2 INDEX TO COURT OF APPEALS RULES. 71 Rule. Sees. Continuance of argument for cause 19 3 fee for entering 29 7 Costs, bond for, how and when approved 14 6 on affirmance for failure of either party to appear 19 4 on dismissal on call at second term 19 6 for want of appearance of plaintiff in error or appellant 19 S for want of appearance by either party 19 4 for want of jurisdiction 29 I on stipulation of parties 19 7 on reversal 29 3 of printing on reversal, affirmance or dismissal.. 23 6 to be taxed in mandate and items given 29 5 United States, none allowed for or against 29 4 Counsel, how many to be heard on argument < ^^ e t 24 5 Counsellors, admission of, (see Attorneys). Court, name or title of i i seal of 2 I terms of 3 i Crier, attendance of 6 i Criminal cases, bail on appeal in 15 i Damages, when appeal or writ of error taken for delay. . 28 2, 3, 4 Death of party, proceedings tO' revive on 21 1,3 when abatement to follow 21 2, 3 Decree, affirmance of, costs on 29 2,4 damages for delay 28 2 fee for entering 29 7 interest on at state rate 28 I reversal of, costs on 29 3, 4 Deed, in equity or admiralty record, when tO' be objected to 12 I Delay, (see Damages). Depositions in equity or admiralty record, when to be obj ected to 12 i to be included in record on appeal 14 4 Diagrams (see Models). Diminution of record, certiorari on suggestion of 20 i Dismissal, costs of printing on 23 6 for failure of plaintiff in error or appellant to file record ....._ 17 2 for failure of plaintiff in error or appellant f 19 5 to appear and file brief 1 24 4 either party to appear 29 4 executors and administrators to appear and be substituted 21 i plaintiff in error or appellant to pay costs of printing. ... 23 I want of jurisdiction, costs on 29 I notice of motion for, necessary 29 9 on agreement of attorneys filed 19 7 on call for argument for two terms ig 6 District Judge, allowance of appeal or writ of error by. . 14 i citation to be signed by 14 i security to be taken by 14 i supersedeas on stay of execution by.. .. 14 i 72 INDEX TO COURT OF APPEALS RULES. Rule. Sees. Docket, chronological order of cases on i8 i Docketing cases, by plaintiff in error or appellant.. 17 i defendant in error, or appellee.... 17 2 fee for 29 7 instead of dismissal, when. 17 3 when appearance to be entered on. ... 17 4 Death of party, before writ of error or appeal taken. ... 21 3 pending writ of error or appeal. 21 1,2 Equity, objections to evidence in record 12 i Errors, (see Assignments of Error). not assigned, when may be noticed 11 i Evidence in equity and admiralty record, objections to.. 12 1 exceptions to admission or rejection of to be specific 10 2 Exceptions, see Bill of. Execution, see Stay. Executors and administrators, (see death of party). Exhibits, custody of 32 i disposition after argument 32 2 vvhen necessary to record on appeal 14 4 Fees, on filing record by plaintiff in error or appellant. . 17 i by defendant in error or appellee. 17 2 schedule of, under Act of Congress 29 7 Foreign language, translation of documents or testi- mony in 16 I in equity or admiralty, objections to, when tO' be made . .■ 12 i Habeas Corpus. bail on, pending appeal, when taken.. 31 1,2,3 custody of prisoners pending appeal from refusal of writ 31 I from discharge of writ .... 31 2 from discharge of prisoner.. 31 3 Injunctions, bond on appeal from preliminary 13 2 Interest, on judgment to be at state rate 28 i damages added as penalty for delay 28 2 on decree, for payment of money 28 3 in admiralty 28 4 Judgment, afifirmance of, costs on 29 2, 4 costs of printing on 23 6 damages for delay 28 2,3,4 interest on 28 I, 2, 4 dismissal, costs of printing on 23 6 for failure of plaintiff in error or appellant to appear and file brief. 19 5 for failure of either party to appear. 19 4 for failure of executors or adminis- trators to appear and be substi f 21 1, 2, tuted \ 3,4 for want of jurisdiction, costs on.. 29 i on agreement of attorneys filed.. 19 7 on call for argument for two terms. 19 6 notice of motion for necessary. ... 19 9 INDEX TO COURT OF APPEALS RULES. 73 Rule. Sees. reversal of, costs on 29 3, 4 costs of printing on 23 6 fee for entering 29 7 Mandate, costs to be taxed in and itemized 29 s fee for issuing 29 7 not to issue without order •< ]^ ' ordered as of course after thirty days 30 i rehearing not allowed after 27 i thirty days stay allowed for 27 i Marshal, attendance of 6 i Messengers, attendance and number of 6 i Models, diagrams and material exhibits, custody of 32 i disposition of af- ter argument.. 32 2 Money, receiving and paying out, fee for 29 7 Motions, argument of, limit of time for 22 2 fee for filing 29 7 must be in writing 22 i Name of Court i i Notice, dismissal only ordered after 19 9 thirty days required, on personal representative to appear and be substituted 21 i Objections, see Bill of Exceptions. to depositions, exhibits or translations in equity and admiralty to be made when. . . 12 I Opinions, fee for certified copy of 29 7 to be filed by clerk 26 I to be transmitted with record on appeal or writ of error 14 3 Original Papers to be transmitted with record on ap- peal or writ of error, when 14 5 Patents, copies of, to be furnished to Court 23 i Petitions for rehearing, to be presented when 27 i certificate of counsel on 27 i must be made within thirty days \ Z^ not allowed after mandate or- dered 27 I reasons for to be succinctly stated 27 I Practice, same as in Supreme Court 8 i Preliminary Injunctions, appeals on, returnable when.. 14 6 bonds on • ! J3 2 Printing Records, clerk to make estimate of 23 i plaintiff in er- ror or appel- lant to pay on 10 days' notice 23 i case dismissed for non-pay- ment 23 I 74 INDEX TO COURT OF APPEALS RULES. Rule. Sees, to print only specified parts 23 2 unless noti- fied by coun- sel 23 I court may or- der other parts 23 I to supervise printing and index- ing 23 I costs of, on reversal, affirmance or dismissal to be taxed against party adjudged to pay 23 6 fee for printing case in calendar 29 7 and indexing record. 29 7 Prisoners, custody of pending appeal in Habeas Corpus. 31 i, 2, 3 Procedendo, see Mandate. Process, form and teste of 9 i not to issue without order 19 7 Record. admiralty appeals, how made up, on 14 7 objection to evidence in 12 i appellant, appearance by. on filing of 17 4 failure of to file 17 2 filing of, by 17 i not allowed after dismissal. 17 2 extending time for 17 I to get on argument list.... 18 2 appellee, appearance of, on filing and docketing.... 17 4 filing and docketing, by, for argument.... 17 3 for dismissal. . 17 2 assignments of error to form part of 11 I clerk of court of appeals, to enter,and docket <, {, printing by ] ^ of district court, to make return of 14 2 complete, no case heard without 14 4 cost of printing, against whom taxed 23 6 defendant in error, appearance on filing and docketing 17 4 filing and docketing by, for argument.. . 17 3 for dismissal... 17 2 depositions, objections- to in admiralty 12 i to be included in 14 4 diminution, certiorari, on suggestion of 20 I dismissal for failure to file 17 2 • to be filed before 17 2 docketing of, by plaintiff in error or appellant.... 17 I defendant in error or appellee. ... 17 2, 3 exhibits, complete record to contain 14 4 objections to in admiralty 12 i fee for copy of 29 7 manuscript copy 29 7 printing and indexing 29 7 filing and docketing of, by return of citation 17 i I I I, 2, 3.4 INDEX TO COURT OF APPEALS RULES. 75 Rule. Sees. before dismissal 17 2 to get on argument list.... 18 2 time for extended, how... 17 i extension to be filed 17 2 opinions to be transmitted with 14 3 original papers w'hen sent up : 14 S records not allowed out of clerk's office.... 5 4 plaintiff in error, filing by (see appellant), printing of. clerk to supervise and index 23 4 estimate of, to be made by 23 i copies to be furnished to counsel 23 3 preserved and filed 23 9 remaining to be destroyed 23 9 cost of, estimate to be made by clerk 23 i plaintiff in error or appellant to pay within ten days 23 i excess to be refunded 23 5 deposit to meet \ o ' taxed against losing party 23 6 filing date of pleading to be given 23 7 parts of, required 23 1,2 when printed in court below 23 8 Rehearing, must be applied for within thirty days. ..... 30 i not allowed after mandate -j ^ petition for, to be printed 27 i term, ending before 27 i Reversal, costs on 29 3 of printing to be included 23 6 of transcript to be included 29 3 Seal of court, form and legend of 2 i Search and certificate, fee for 29 7 Specifications of error, see assignrrjents of error. Stay of execution, pending appeal, by whom allowed... 14 i Supersedeas, allowed by whom 14 i bond on, in case of money judgment or de- cree 13 I where property follows the suit.. 13 I where property or proceeds in custody of court 13 i on appeal from preliminary in- junction 13 2 Supreme court, practice adopted 8 i process followed 9 i Terms of court 3 i argument list called at opening of 19 i Title of court i i Transcript, see record. Translation, of documents or. testimony in foreign lan- guage, case remanded for want of 16 I in equity or admiralty record, when to be objected to 12 i United States, costs for or against 29 4 76 INDEX TO COURT OF APPEALS RULES. Rule. Sees. Writ of error, abatement on death of party. 21 2, 3 allowance of 14 i clerk to return record on 14 2 criminal cases, bail in 15 i death of party to, abatement on 21 2, 3 substitution on 21 i, 3 dismissal of (see Dismissal). fee for 29 7 record on, clerk to make return of 14 2 complete record required 14 4 depositions and exhibits to be included 23 4 opinions to be transmitted with 14 3 original papers transmitted when 14 s parts to be printed 23 2 returnable, when 23 6 Rules OP THE United States District Court FOB THE Middle District of Pennsylvania In Force April 1, 1P12 Including Rules in Bankruptcy With Notes PREFACE The majority of the rules in this compilation were origi- nally adopted as Rules of the Circuit Court of the District, with the approval of the Circuit Court Judges then in Commission, Hon. George M. Dallas, Hon. George Gray, and Hon. Joseph Buffington; as well as a Committee of the Bar, consisting of Everett Warren, Esq., of Scranton, C. La Rue Munson, Esq., of Williamsport, and Charles L. Bailey, Jr.. Esq., of Harrisburg. But by the recent Act of Congress (a) the jurisdiction previously exercised by the Circuit Courts of the United States, passed, on January i, 1912, to the District Courts ; and in view of this event, the combined rules of the two courts of the district have been brought into a single col- lection, in the form in which they will henceforth have to be used (b). Suggestive and explanatory annotations have been added, which, it is hoped, will assist in their construction and contribute to their value. The Bankruptcy Rules have not been included in this arrangement, but have been kept by themselves as covering a distinct branch. R, W. A. Scranton, Pa., April i, 1912. (a) Act March 3, 1911. 36 Stat., 1087-1169. (6) The following order of court has been entered by Judge Wit- mer : "It is hereby ordered that the rules of the Circuit Court of the United States for the Middle District of Pennsylvania, be, and the same are, hereby adopted as the rules of the District Court, for said district, in so far as the said Circuit Court rules are applicable." Adopted January i, 1912. COMPARATIVE TABLE OF RULES OF THE Eastern and Western Districts WITH THE Middle District Eastern District Rule I. Sec. i I 2 Middle District. Same as Rule i. . 4 5 34 29 30 38 36. 37 39 35 40. 42 42 43 39 22 54. 55 53 55 48 49 49 49 51 COMPARATIVE TABLE OF RULES. 81 Rule tern Dist rict. Middle District. 9- Sec. 6. Same as Rule Si- 9- it 7- Si- lO. (I 2. 4S- lO. it 3- 44- lO. it 3- 4S- lO. It 3- 46. IS- it I to 9- 62. IS- a 2 to 9- 61. i6. 23- 17- it I. 64. i8. 69. 19- 67. 19- it 3- 18. 19- it 4- 79- 20. '^ I. 70. 20. it 2. 74- 20. it 3- 75- 20. it 4- 76- 20. it S- 76. 22. it 2. 78. 2S- 88. (ff) 27- 9S- 27. it 4- 91- 28. it I. 90. 28. it 2. 90. 28. It 3- 90. (a) In this district the return day is the first Monday of each month. Western District. Middle District. Rule I. Sec. I. Same as Rule I. I. f( I. ti 42. 43- 45- 44- SI- So- 48. 71- 71- ic a 27. 20. ii a { 10. cc a 60. 10. a li 10. 61. ti a li a 62. 67. 69. 88. 11 (I a li 78. 24. a ic it (I 11 a 70. 85- 86. li li ii li 90. SS- 11 11 S4- 30- (a) (a) In this district the return day is the first Monday of each month. INTRODUCTION. The Middle District of Pennsylvania was created by Act of Congress of March 2, 1901 (a) ; and embraces thirty-two counties, eleven of which were taken from the Eastern, and twenty-one from the Western District, as follows : Eastern. Western. Adams. Bradford. Mifflin. Carbon. Cameron. Montour. Cumberland, Centre. Northumberland, Dauphin. Clinton. Potter. Franklin. Columbia. Snyder. Lebanon. Fulton. Sullivan. Monroe. Huntington. Susquehanna Perry. Juniata. Tioga. Pike. Lackawanna. Union. Wayne. Luzerne. Wyoming. York. Lycoming The Courts of the District were opened at Harrisburg, May 6, 1901 (b) ; up to which time, by the provisions of the Act, the jurisdiction and authority of the Courts and officers of the Eastern and Western Districts over the territory taken from each remained unchanged (c). Terms of the Court are required to be held at Williamsport on the second Monday of January and the second Monday of June; at'Scranton on the fourth Monday of February and the third Monday of October; and at Harrisburg on the first Monday of May and the first Monday of December (d), in each year. (a) 31 Stat. c. 801, p. 880. (b) Ibid, Sect. 10. (c) Ibid, Sect. 7. (d) Act June 30, 1902, Sect, i, 32 Stat. c. 1335, p. 549. The records are directed to be kept at Scranton ( be offered either before or after adjudication. Previous to this, it could only be offered afterwards. Bankruptcy Act, Sec. 12 a. For compositions before adjudication, see next rule. (6) Application for the approval of a composition must be heard and decided by the Judge and not by the referee. Gen'l Order XII, 3. In re Bloodworth-Stembridge Co., 24 A. B. R., 156. 178 Fed., 372. But the Court may refer the case to the referee as special master to hear and make report thereon. In re McDuff, 4 A. B. R., no. loi Fed., 241. In re Rauchenplat, 9 A. B. R., 763. (c) Ten days' notice to creditors is imperative. Bankruptcy Act, Sec. 58, a (2). 163 BANKRUPTCY RULES. R 7a (d) Claims which have not been proved within a year after adjudi- cation have no standiVig in composition proceedings, and the bankrupt has the right to appear in opposition to such claims. In re French, 25 A. B. R., 77. 181 Fed., 583. Cf. In re Wilkens, 191 Fed., 94. Nor is an unschedule claim, not filed until after the notices to creditors have gone out, entitled to come in. on the composition fimd with other creditors, even though such creditor has the right to hold up the proceedings until a new deposit for his benefit is made. In re Ennis & Stoppani, 25 A. B. R., 383. And this is true even where the claim appears in the schedules, and the deposit made by the bankrupt is sufficient to cover it. In re Blond, 188 Fed., 452. (e) A creditor, if he desires to oppose a composition, must enter his appearance on the day when parties are required to appear, and file a specification of his objections within ten days afterwards, unless the time is specially enlarged. Gen'l Order, XXXII. This order is mandatory, and must be strictly observed. In re Grant, 14 A. B. R., 398. 135 Fed., 889. (/) The specifications should have the same particularity as those required in opposition to a discharge. City National Bank v. Doolittle, 5 A. B. R., 736. 107 Fed., 236. Alder v. Jones, 6 A. B. R., 245. 109 Fed., 967. (g) The approval of a composition by a majority of creditors is prima facie proof that the offer is adequate. In re Hoxie, 25 A. B. R., 32. 180 Fed., S08. Rule 7 a. Where a bankrupt offers terms of composition before adjudication, tlie offer, unless otherwise ordered, shall forthwith be referred to the referee in whose district it arises, who shall call a meeting of creditors for the allowance of claims, examination of the bankrupt, and preservation or con- duct of the estate, at which meeting the referee shall preside ; and if the terms of the composition shall be accepted by a majority in number and amount of the creditors whose claims are filed and allowed at such meeting, an application for the confirmation of the composition may forthwith be filed with the referee, and upon the delivery to the referee of a certi- fied check, drawn to the order of the clerk of the Court, for the amount necessary to carry out the composition, includ- ing the payment of costs, and the percentage due to the clerk for receiving and disbursing the money, a rule shall be entered upon creditors to show cause against the composition, return- able before the referee, of which due notice shall be given, and the composition be proceeded with, the same as in other cases. R 8 BANKRUPTCY RULES. 1(J4 DISCHARGE. Rule 8. Applications for a discharge (a) shall be by petition in the prescribed form, and shall be signed with the full name of the petitioner, and be accompanied by a certifi- cate from the referee that the bankrupt has been examined by his creditors, or has duly submitted himself for examination; and also by a certified list of the creditors who have proved their claims, or that no claims have been proved, where that is the case. And the Court (b) shall thereupon enter an order, fixing the time at which creditors and others interested shall appear and show cause against the discharge, of which the clerk shall forthwith give notice by publication in the news- paper of the district designated for the purpose, and by mail- ing notice of the petition and order to all known creditors (c). If no appearance in opposition thereto be entered at the time fixed (d), the discharge shall be granted, or, if the dis- charge is opposed, the party objecting (e) thereto shall specify and file the grounds of his objection (/), which shall be certi- fied to the referee, as special master to take the testimony and make report (g). (a) Gen'l Order XII, 3, with regard to applications for discharge, is mandatory and must be strictly complied with. In re Albrecht, 5 A. B. R., 223, 104 Fed., 974. An application for a discharge must be filed with the clerk, and not with the referee. In re Taylor, 26 A. B. R., 143. 188 Fed., 479. (6') The Court and not the referee must fix the time for the hear- ing. In re Johnson, 19 A. B. R., 814. 158 Fed., 342. A referee has no jurisdiction to hear an application for a discharge except as it is referred to him specially. In re Taylor, 26 A. B. R., 143. 188 Fed., 479- (c) Before incurring the expense of sending out notices, the clerk may require the bankrupt to indemnify him. Gen'l Order X. But money advanced for this purpose must be repaid to the bankrupt out of the estate as part of the administration expenses. In re Hatcher, 16 A. B. R., 722. 145 Fed., 658. Fees to the bankrupt's attorney for obtaining his discharge should not be charged against objecting creditors, even though they may be allowable out of the estate of the bankrupt. In re Gillardon, 26 A. B. R., 103. 187 Fed., 289. The costs incurred in opposing the discharge of a bankrupt, even where the discharge is re- fused will not be taxed against the estate. In re Kyte, 26 A. B. R., 507. 189 Fed., S31- A creditor may prosecute objections in forma paur peris. In re Guilbert, 18 A. B. R., 830. 154 Fed., 676. (d) As to the manner in which objections to a discharge should proceed, see In re Daugherty, 26 A. B. R., 550. 189 Fed., 239. An appearance must be entered on or before the day when creditors are required to show cause, and a failure to do so precludes them from ap- pearing and filing objections afterwards. In re Ginsburg, 12 A. B. R., 459. 130 Fed., 627. In re Grant, 14 A. B. R., 398. 135 Fed., 889. But 165 BANKRUPTCY RULES. R 9 they have the entire day, and are not barred by failure to appear at a certain hour. In re Barrager, 27 A. B. R., 366. 191 Fed., 247. And the filing of objections before the return day is equivalent to an appear- ance. Groom v. Mortimer, Land Co., 192 Fed., 849. Unless the time is enlarged by the court the objections to the discharge must be filed within ten days thereafter. In re Albrecht, 5 A. B. R., 223. 104 Fed., 974. Nor can new grounds of objection be brought in after the ten days have expired. In re Johnson, 192, Fed., 356. 27 A. B. R., 644. It will be presumed on appeal that an appearance was duly entered within the ten days where no objection was made on that ground in the Court below. Shaffer v. Koblegard Co., 2^ A. B. R., 898. 183 Fed., 71. (e) If so authorized by creditors, the trustee may file objections. Act May 25, 1910, Sect. 6, 36 Stat., 838. Cf. In re Levey, 13 A. B. R., 312. 133 Fed., S72. (f) An objection based on the alleged fraudulent failure to keep books is sufficient if framed in the words of the act. In re Magen Bros., 192 Fed., 883. 27 A. B. R., 729. (g) The court may avail itself of the services of a master. In re Gillardon, 26 A. B. R., 103. 187 Fed., 289. The evidence in opposition to a discharge must be convincing, but does not need to be so beyond a reasonable doubt. Garry v. Jefjerson Bank, 26 A. B. R., sn- 186 Fed., 461. The concealment of assets, as an objection to a discharge, must be clearly proved. In re Taylor, 26 A. B. R., 143. 188 Fed., 479. Rule 9. When no application for a discharge has been made within a year (a) after the adjudication, the bankrupt, in order to get an extension, shall set forth by petition the reason why application was not sooner made, and if sufficient appears prima facie to excuse the delay the petition shall be set down for a hearing (b), not less than ten days thereafter, of which notice (c) by mail shall be forthwith given by the clerk to all creditors, who shall be required to appear and show cause, at the time fixed, if they desire to oppose the' same. And if no such cause is shovvn (d), the bankrupt shall be allowed to make application within such further time as may be fixed by the Court, which application shall be by peti- tion in the ordinary form, and be proceeded with as if made at the regular time. (a) When no application is made within a year and six months after the adjudication, the Court has no jurisdiction afterwards to grant a discharge. In re Wagner, 15 A. B. R., 100. 139 Fed., 87. (6) The bankrupt must sustain his petition at the hearing with satis- factory evidence or it will be dismissed. In re Glickman, 21 A. B. R., 171. 164 Fed., 209. And he must show that he was unavoidably pre- vented from applying for a discharge for the whole period, during which the application should have been made. In re Harris & Algor, IS A. B. R., 705. (c) Notice to creditors of an application by the bankrupt for an extension of time within which to petition for a discharge is held to be unnecessary in some jurisdictions. In re Fritz, 23 A. B. R., 84. 173 Fed., 560. But the practice has been different in this district and is now estalslished by the present rule. R I0-II-I2 BANKRUPTCY RULES. 166 (rf) Where notice has been given and an opportunity had to show cause against the extension asked for, creditors will be confined there- after to the statutory objections, and cannot reopen the question of the right to an extension. In re Haynes & Sohs, lo A. B. R., 13. 122 Fed., 560. If the extension was granted for insufficient reasons, the remedy is to move to vacate it. Ibid. Rule 10. Upon the granting of a discharge in any case, the clerk shall issue to the bankrupt, in evidence thereof, a certified copy of the order, under the hand and seal of the Court, for which he shall be entitled "to receive a fee of one dollar ($1.00). Bank. Act, Sect. 21 f. Official Form No. 59. DISMISSAL OF PROCEEDINGS. Rule II. Upon application being made to dismiss the proceedings, for cause shown, a time shall be fixed for hearing the same not less than ten days thereafter, of which due notice (a) by mail shall forthwith be given by the clerk to all creditors, according to the list, with their addresses, furnished under oath by the bankrupt. And a similar notice shall be given before any petition is dismissed for want of prosecu- tion or by consent of the parties. (o) Notice to creditors of the proposed dismissal of proceedings is enjoined by the amendment of 1910. Act June 25, 1910, Sects, gyi and 10. 36 Stat., 841. Before this the decisions were conflicting, notice being held necessary in In re Plymouth Cordage Co., 13 A. B. R., 665 ; 135 Fed., 1000; and not necessary, where there was no suggestion of collusion, in In re Levi, 15 A. B. R., 294. 142 Fed., 962. EXEMPTIONS (a). Rule 12. Where the sale of the goods of a bankrupt by a receiver or the marshal has been ordered before the bank- rupt has had opportunity to claim or have set off to him the exemption allowed by law, he may petition the Court to have such goods as he desires to so claim set aside (b) and not sold (c), to await the establishment of his right,, by virtue of his exemption, thereto. (a) The Bankruptcy Court is expressly vested with jurisdiction to determine all claims of bankrupts to their exemptions, and may itself set them off where no trustee has been appointed. Smalley v. Lange- nour, ig6 U. S., 93, 97. Exemptions depend for their allowance on the state law, but the manner of claiming them, and the proceedings to set them apart is regulated by the bankruptcy act. In re Gerber, 26 A. B. R., 608. 186 Fed., 693. The rules and forms prescribed by the Supreme 1G7 BANKRUPTCY RULES. R 13-14-15 Court have the force and effect of law. And when therefore the bank- rupt has failed to claim his exemption in the manner and at the time prescribed by Gen'l Orders XVII and XXXVIII, and Form 47, the right to it is waived. Ibid. (&) On petition of the bankrupt, the Court will direct a receiver to set aside specific property which the bankrupt wishes to exempt to await the result of his exemption claim. In re Joyce, ii A. B. R., 716. And the delivery of the property to the bankrupt may be directed on his giving security for its return in the event that his claim is not sus- tained. In re Shaffer & Son, 11 A. B. R., 717. (c) Where goods of the bankrupt have been sold by a receiver before he has had time to make claim to specific articles, he is entitled to his exemption out of the proceeds of the sale. In re LeVay, 11 A. B. R., 114. 125 Fed., 990. In re Stein, 12 A. B. R., 384. 130 Fed., ^^^ -, affirmed 14 A. B. R., 30. 134 Fed., 235. In re Sloan, 14 A. B. R., 435- 13s Fed., 873. In re Renda, 17 A. B. R., 521. 149 Fed., 614. Where, by arrangement, goods, including those claimed by the bank- rupt as exempt, are sold, and fail to realize the appraised value, the bankrupt is only entitled to a proportionate part of the proceeds. In re Arnold, 22 A. B. R., 392. 169 Fed., 1000. Rule 13. Where an order has been entered dispensing with a trustee, the bankrupt, having made due claim to the exemption allowed him by law, may petition the Court to have the same set off to him (a), of which, notice shall be forth- with given by the clerk by mail to all creditors, who shall be required to appear and show cause against the same on a day fixed, not less than ten days thereafter. (a) Smalley v. Langenour, ig6 U. S., 93, 97. General Order XV. FEES AND COSTS. Rule 14. Where the clerk is directed by these rules to give notice by mail to creditors, he shall be entitled to five dollars ($5.00) for the first twenty notices, and ten cents (loc.) for each notice above that number, to be paid out of the estate, or by the party liable therefor (a). (a)) The clerk having to account for his fees to the Government, whether collected or not, is entitled to demand them in advance. Steever v. Rickman, 109 U. S., 74. Bean v. Patterson, no U. S., 401. Cavender v. Cavender, 10 Fed., 829. Hoysradt v. D, L. & W. Rail- road, 182 Fed., 880. Rule 15. The cost of advertising an application for a discharge in all cases shall be $4.00, which shall be paid to the clerk at the time of filing such application (a), and shall cover the expense of the advertisement, the proof of publi- cation, and all matters connected therewith. R 15 a-16 BANKRUPTCY RULES. 168 (a) Before incurring thg expense of sending out notices of an application for a discharge, the clerk may require the bankrupt to in- demnify him. Gen'l. Order X. But money so advanced by the bank- rupt must be repaid to him out of the estate, as part of the expense of administration. In re Hatclier, l6 A. B. R., 722. 145 Fed., 658. Rule 15 a. The clerk shall be entitled to the following fees not provided for by the statute (a). For each order, appointing a receiver, and making a certified copy thereof $1.00 For each injunction or restraining order issued i.oo For certificates to bankrupts of their discharge, each (b) i.oo For a certified copy of each order for the sale of real estate, each folio of 100 words i.oo For sending notices to creditors of an application by a bankrupt for his discharge (c), for the first twenty notices 5.00 For each notice in excess of twenty, an additional 10 (a) See Gen'l Order XXXV. (6) See Rule 8 supra. (c) See note to Rule 15. Rule 16. Where a petition in voluntary bankruptcy is accompanied by an affidavit, that the petitioner is virithout and cannot obtain (a) the money with which to pay the filing fees, the petition shall be filed without requiring payment of the same. But if the clerk, referee, or trustee, has reason to believe that the affidavit is untrue (b), he may petition and obtain an order for the examination of the bankrupt; and if it is made to appear that the bankrupt has or can obtain the money to pay such fees, he shall be ordered to pay the same within a specified time, or otherwise the petition will be dis- missed. (0) Money in hand, such as that from a pension, otherwise ex- empt, may be subjected to the payment of the fees prescribed by the statute. In re Bean, 4 A. B. R., S3. 100 Fed., 262. Nor can a vol- untary bankrupt retain his exemption without paying the costs of the proceedings, notwithstanding an affidavit of poverty. In re Hines, 9 A. B. R., 27. 117 Fed., 790. ^.In re Mason, 25 A. B. R., 73. 181 Fed., 899. Contra. Sailers v. Bell, 2 A. B. R., 529. 94 Fed., 801. Much more, if he consents, can the costs be paid out of his exemp- tion. In re Castleberry, 16 A. B. R., 430. 143 Fed., 1,018. (&) A bankrupt's affidavit of inability is not conclusive, and where doubt is cast upon it the question may be properly sent to the referee to investigate and report. In re Collier, i A. B. R., 182. 93 Fed., 191. Anon, 2 A. B. R., 527. See also Gen'l Order XXXV, 4. l«y BANKRUPTCY RULES. R 17-18 INJUNCTIONS. Rule 17. Applications for the stay of legal process or proceedings shall be made to the Court (a), except where the necessity is urgent, and the judge is absent from the district, or not reasonably accessible (b), in which case, they may be made to the referee in whose district the case arises, on certificate from the clerk to that effect. But where an in- junction has been issued or a stay ordered by the referee, the Court may be moved, at any time within ten days there- after, to have the same vacated. (a) By Genl. Order XII, 3, applications for an injunction to stay the proceedings of a court, or of a United States or State Officer must be heard and decided by the Judge and not by the referee, ex- cept as he refers the application or any special issue to such referee to_ take and report the facts. It is strongly implied by the terms of this order that a referee has authority to issue an injunction for other purposes, and against other parties than those prohibited. In re Steuer, 5 A. B. R., 209, 214. 104 Fed., 976. In re Berkowitz, 16 A. B. R., 251. 143 Fed., 598. And where on an application for an injunction the parties submit to his jurisdiction, inasmuch as the Court might have referred the matter to him in the first instance, they will be held to their submission. In re Benjamin, 15 A. B. R., 351. 140 Fed., 320. So the petition for the stay of a sale may, by agreement, be heard and disposed of by the referee. In re Berko- witz, 22 A. B. R., 233. 173 Fed., 1,012. But where the rules of the t district negative the power of the referee to issue an injunction, he is without jurisdiction. In re Siebert, 13 A. B. R., 348. 133 Fed., 781. (&) By Section 38 (a) 3, of the Bankruptcy Act the referee is expressly authorized to exercise the powers of the Judge as to taking possession of and releasing the property of the bankrupt, on certifi- cate from the clerk, showing the absence or sickness of the Judge, or his inability to act. NOTICES. Rule 18. All notices required by these rules to be given to creditors or parties interested, except as otherwise pro- vided, shall be given by the clerk (a), by writing, mailed to their last known place of address. (o) For fees of clerk for sending notices, see Rule 15 a, supra. R 19-20-21 BANKRUPTCY. RULES. 170 RECEIVERS. Rule 19. Applications for the appointment of a receiver or for a warrant to the marshal to take possession of the property of the bankrupt shall be made to the court, except where the, necessity is urgent^, and the Judge is absent from the district, or not reasonably accessible, in which case they may be made to the referee, in whose district the case arises, on certificate from the clerk to that effect (a). (a) This is the same prrovision, as that with regard to injunc- tions, found in Rule 17. Rule 20. Except where notice would defeat the object to be attained, no receiver shall be appointed, nor any warrant to the marshal to take possession of the property of the bankrupt be issued, before adjudication, without notice (a) in writing to the alleged bankrupt of the time and place, when and where application therefor will be made, and a reasonable opportunity to be present and be heard thereon, due. proof of which notice shall be made under oath. (a) A receiver ought not to be appointed before an adjudication, without notice to the bankrupt; but may be, where notice would defeat the object of the appointment. In re Francis, 14 A. B. R., 676, 136 Fed., 912, affirmed sub nom. Latimer v. McNeal, 16 A. B. R., 43. 142 Fed., 451. PETITION OF REVIEW. See Referee. RECLAMATION PROCEEDINGS. Rule 21. A petition for the reclamation of property in the hands of a receiver or trustee shall be made to the Court, and shall describe the property, and state the nature of the petitioner's ownership, and how the property came into the possession or control of the bankrupt ; which petition shall be heard by the Court, after notice to the receiver or trustee, and answer made thereto; or may be referred to a special master, to hear and make report thereon (a). (a) In re Tracy, 24 A. B. R., 539. 179 Fed., 366. 171 BANKRUPTCY RULES. R 22-23-24-25-26 KEFEREES. Rule 22. Referees shall transmit to the clerk the bonds of trustees as soon as they are filed ; but shall retain all other papers and records until the cases are severally closed, when they shall transmit the same to the clerk with certificates to that efifect. Rule 23. Referees shall transmit to the clerk a list of the claims which have been proved against the estate, with the names and addresses of the creditors who have proved the same, after all claims have been presented that they have reason to believe will be. They are not required to transmit a separate statement of each proof of debt as it is made. Cf. Gen'l Order XXIV. Rule 24. Referees shall not be required in their monthly returns of expenses to make separate statements in each case, but only a general statement of their expenses in all cases collectively, since the last monthly statement was made. Rule 25. In the event of the resignation or removal of a referee, the fee of fifteen dollars ($15.00) required to be deposited with the clerk, for the benefit of the referee, at the time the petition is filed, shall be paid to the referee to whom the case was originally sent, without regard to whether or not the case was closed by him or by his successor. But, in case of the death of a referee, such fee shall be paid to the referee by whom the case is closed. Rule 26. A petition for the review (a) by the Court of an order of a referee shall be in the prescribed form (&), and be filed with the referee (c) within ten days (d) after such order was made, or, otherwise (e), will not be entertained. (a) By Gen'l Order XXVII, a petition for the review of an or- der of the referee must be filed with the referee and must set out the order complained of, upon which the referee shall certify to the Court the question presented, a summary of the evidence, and the finding and order made. (b) For form of petition see Collier (8th Ed.), 1053. Form No. 162. (c) A mistake in filing the petition with the clerk instead of the referee may be corrected, even though the time for filing has expired. In re Nippon Trading Co., 25 A. B. R., 695. 182 Fed., 959. (d) • Such a petition must be filed within a reasonable time. Crim V. Woodford, 14 A. B. R., 302. 136 Fed., 34. In re Nichols, 22 A. B. R., 216. 166 Fed., 603. And what is reasonable may prop- erly be fixed by standing rule. In re Foss, 17 A. B. R., 439. 147 R 27-28 BANKRUPTCY RULES. 172 Fed., 790. It should never be allowed to unreasonably delay the set- tlement of the estate. In re Grant, 16 A. B. R., 256. 143 Fed., 661. Ten days may be regarded as a proper time limit. In re Scherr, 14 A. B. R., 794. 138 Fed., 695. Thirty days should not be exceeded except under extreme circumstances. In re Verdon Cigar Co., 27 A. B. R., 56. 193 Fed., 813. Where there is no rule it rests in the sound discretion of the Court. Bacon v. Roberts, 17 A. B. R., 421. 146 Fed., 729. In re Nippon Trading Co., 25 A. B. R., 695. 182 Fed., 959. (e) After the time so fixed has passed, a petition can only be filed by special leave. In re Lesher, 25 A. B. R., 218, 176 Fed., 650. SALES. Rule 27. All sales of a bankrupt's property, real or personal, shall be public, unless otherwise ordered; and due advertisement thereof shall be given; (i) by notices mailed to all creditors at their respective addresses, at least ten days before the date of sale; (2) by ten hand bills posted on the premises and in the most public places in the neighborhood for a like period; and (3) by publication in a designated news- paper of the district, which publication in the case of real estate shall be once a week for four consecutive weeks, the last publication to be at least three days before the day of sale (a). In the case of public sales by a receiver or by the marshal, the notices to creditors shall be sent by the clerk, a list of whom shall be furnished at the time by the party petitioning for the sale ; but in case of sales by a trustee, they shall be sent by the referee, who orders the same. (a) The Act of March 3, 1893, 27 Stat., 751, requiring four weeks' advertisement of real estate sales in the Federal Courts, does not apply to sales in bankruptcy. In re Edes, 135 Fed., 595, 14 A. B. R., 382. In re National Mining Co., 193 Fed., 232, 27 A. B. R., 92. A provision for four weeks' publication requires that the first advertise- ment shall be at least twenty-eight days before the sale. Wilson v. Northwest, &c., Co., 65 Fed., 38. Rule 28. Sales of a bankrupt's real estate shall be made as ordered by the referee, on petition of the trustee, upon such terms as may be prescribed in the order. The petition of the trustee shall accurately describe the property, and set forth the title of the bankrupt, and the liens and incumbran- ces upon it; and no order for a sale free and clear of liens (a) shall be made, nor any lien or incumbrance be divested (b) without due notice to the holder or holders thereof (c), and a reasonable opportunity to be heard thereon, due proof of which notice shall be made under oath and filed with the referee before a sale is ordered. 173 BANKRUPTCY RULES. R 29-30-31 (a) Where it is for the interest of general creditors the Court may order a sale of the bankrupt's real estate free and clear of hens, even though the encumbrances equal the value of the property. In re Keet, 11 A. B. R., 117. 128 Fed., 651. In re Shoe and Leather Reporter Co., 12 A. B. R., 248. 129 Fed., 588. In re Roger Brown & Co., ig6 Fed., 758. (&) An order of sale making no mention of' liens will be taken to mean a sale subject to them. In re Platteville Foundry Co., 17 A B. R., 291. 147 Fed., 828. But where the order directs that the sale shall be subject to the lien of a first mortgage all other liens are thereby divested. In re Prince & Walter, 12 A. B. R., 675, 678. 131 Fed., 546. (c) To sustain an order for the sale of real estate free and clear of liens, the record should show affirmatively that the holders of the liens had notice. In re Saxton Furnace, 14 A. B. R., 483 136 Fed., 697. Allgair v. Fisher, 16 A. B. R., 278. 143 Fed., 962. In re Kohl-Hepp Brick Co., 23 A. B. R., 822. 176 Fed., 340. Rule 29. Where, on a sale of real estate, the property is purchased by a lien creditor, whose lien is divested thereby, he shall be entitled to satisfy his bid by means of his lien to the extent that the same is prima facie reached by the sale ; subject to exceptions by any party interested, and an order for the payment of the bid in money, or to a re-sale of the property, in case it is found that the lien is not reached (a). (a) See in re Saxton Furnace Co., 14 A. B. R., 483. 136 Fed., 697. In re Wyoming Valley Ice Co., 153 Fed., 787, 795. Wiegand v. Albert Lewis Lumber Co., 158 Fed., 608. Rule 30. Returns of sales shall be made to the referee, by whom they shall be confirmed nisi, with leave to any party interested, to file exceptions within ten days. If no such ex- ceptions are filed, the referee shall certify to the Court the record of the sale, including the petition, order, proofs of notice, posting and publication, and return ; and if found to be in conformity with law, the Court shall confirm the same finally, and authorize the trustee to execute the necessary deed or deeds to the purchasers ; which order of confirmation shall recite the description of the property at length, and be spread in full on the minutes. Or, if exceptions are filed, the referee shall return them to the Court with the rest of the record to be proceeded with as may be thereupon ordered. The appraisement made by the trustee is not necessarily a measure of the adequacy of the price at which it is bid off. In re Zehner, 27 A. B. R., 536. 193 Fed., 787. Rule 31. Private sales of real estate (a) shall be subject in all respects to the same regulations as public sales, except that there shall be no, posting or publication of notices (b). R 32-33 BANKRUPTCY RULES. 174 (o) See General Order XVIII. It is discretionary with the Court, whether to order a public or a private sale. In re Hawkins, 11 A. B. R., 49. 125 Fed., 633. In re Edes, 14 A. B. R., 382. 135 Fed., 595. (&) Where liens are to be divested, personal notice to the lienors should be given in case of a private the same as a public sale. AU- gair V. Fisher, 16 A. B. R., 278. 143 Fed., 962. Rule 32. Private sales of personal property, whether made by a trustee or by a receiver, shall not be confirmed without ten days' notice by mail to creditors. Rule 33. Where the goods of a bankrupt are sold by the marshal, the money realized shall be paid into Court, to be dis- posed of as may be ordered. iisriDEix: ACCOUNTS. Rule. Receivers. to be filed with clerk i confirmed nisi when filed i finally, when i creditors to be notified by clerk i exceptions to be filed within lo days i how disposed of i Trustees. forwarded to Court, whether excepted to or not 2 confirmed finally by court, after examination 2 APPRAISEMENT. where made by receiver, none to be made by trustee 3 ATTORNEYS. for petitioning creditors, to be for estate, when 4 trustee, on qualifying, may appoint 4 fee of $50. allowed to petitioning creditors in involuntary cases 5 fee of $50. allowed to bankrupt in voluntary cases 5 no further fee allowed, except for cause shown 5 where no trustee appointed, $5., filing fee, returned to 6 CLERK. dismissal of proceedings, notice of to creditors to be given by. 11 fees on notices given to creditors 14 sundry matters not covered by statute 153. notices of receiver's sales to be sent by 27 receiver's accounts to be filed "^with i notice of to creditors to be sent by i COMPOSITION. Before Adjudication. offer of, to be certified to proper referee 7a. meeting of creditors to be called 7a. if terms accepted, application for confirmation to be made. ... 7a. certified check for necessary amount, including costs, to be drawn 7^- rule on creditors to show cause to be entered 7a. to be further proceeded with, as in other cases 7a. 176 INDEX TO BANKRUPTCY RULES. After Adjudication. acceptance of majority of creditors to be filed 7 check or draft for amount necessary to carry out required. ... 7 rule on creditors to show cause returnable before referee, in 10 days, to be entered. 7 notice of, to be given by mail by referee 7 advertised in designated newspaper 7 appearance in opposition to, to be entered within 10 days. . 7 objections to, must be specific 7 to be filed with referee in 10 days after appearance 7 to be certified to Court for disposition 7 when not objected to, to be confirmed by referee 7 referee to report list of creditors and mail dividend checks to each 7 referee to retain 1% on amount received and paid out 7 DISCHARGE. applications for, form of 8 certificate of referee to accompany 8 notice of how, to be given 8 creditors to appear and show cause against. 8 costs, on advertisement of 15 appearance in opposition to be entered 8 certificate of discharge to be issued to bankrupt 10 objections to, to be filed, and be certified to referee 8 proceedings for, where no application made within a year .... 9 DISMISSAL OF PROCEEDINGS. applications for, to be heard when ■ 1 1 for want of prosecution, or by consent, only after notice... . 11 list of creditors with addresses to be furnished by bankrupt. . 11 notice of application for. to be given to creditors by clerk. ... 11 EXCEPTIONS. to discharge to be filed, when 8 to real estate sales, to be made, when 30 to receiver's accounts, to be filed within 10 days i may be heard by Court or sent to referee i Court may correct without i to trustee's accounts. Court will revise without, when 2 EXEMPTION. how set off on appointment of receiver 12 how reserved out of receiver's sale 12 how arranged where no trustee appointed , 13 FEES AND COSTS. attorney fee of $50. allowed petitioning creditors 5 also to bankrupt S clerk's fees on notices to creditors 14 in sundry matters not provided for by statute. . . . 15a. costs on advertisement of application for discharge 15 $15. deposit, how disposed of, on resignation of referee 26 how disposed of in case of death 26 where no trustee appointed, $5. filing fee to be returned to attorney 6 INDEX TO BANKRUPTCY RULES. 177 FORMA PAUPERIS. affidavit of inability, to accompany petition i6 may be disputed i6 if not true bankrupt required to pay. ... i6 filing fee not required in case of poverty i6 INJUNCTIONS. stay of legal proceedings to be by Court 17 where Judge absent, may be by referee 17 where granted by referee, motion to vacate to be made within 10 days 17 LIENS. on purchase by holder of. may use to satisfy 29 sale free and clear of, only made on notice 28 MARSHAL. • proceeds of sale by, to be paid into Court 33 warrant to, application for, to be made to Court 19 bankrupt must have notice of, before 20 where Judge is absent, may be to referee .19 NOTICES. composition, referee to give, of 7 discharge applications, to be published by clerk 8 dismissal of proceedings, creditors to have notice of 11 of exemption claim, where no trustee appointed 13 of sale by receivers to be sent by clerk 27 trustees to be sent by referee 27 on private sale of personal property, creditors to have 10 days. 32 receiver's accounts, clerk to give, of filing i sale of real estate free of liens, only on notice 28 where required by rules, to be given by mail by clerk, when. . 18 OBJECTIONS. see exceptions. PETITION FOR REVIEW. see review. RECEIVERS. Accounts of. to be filed with clerk i notices to be mailed to creditors i exceptions, to be filed within 10 days I may be heard by court, or sent to referee i court may revise without I if none filed, to be finally confirmed, unless grounds for correcting found I Application for, to be made to court 19 when may be, to referee 19 before adjudication, must be on notice 20 Appraisement by, none to be made by trustee, after 3 Exemption, how allowed where sale by, ordered 12 RECLAMATION PROCEEDINGS. petition in, to be made to Court 21 what to set forth 21 how heard and disposed of 21 RECORDS. referee to retain, till case closed 23 178 INDEX TO BANKRUPTCY RULES. REFEREES. bonds of trustees, to be transmitted by 23 other papers retained until case closed 23 certificate from, to accompany application for discharge. .. . 8 list of claims proved, to be sent to clerk , 23 monthly returns of expenses to be general •. . . . 24 notices to creditors of sale by trustee to be sent by 27 objections to discharge to be certified to 8 on resignation or removal, $15 deposit, how disposed of.... 25 on death, the same to go to referee closing the case 25 petition for revievjr of, to be filed within 10 days 26 reclamation proceedings, may be certified to 21 return of sale by trustee to be made to 30 sales of real estate, on trustee's petition, ordered by 28 stay by, When Judge is absent 17 trustee may appoint attorney, with approval of 4 warrant to marshal, ordered by, when 19 REVIEW. petition for review of referee, to be in prescribed form.... 26, to be filed with referee within 10 days. . 26 SALES. real or personal, to be public, when 27 real estate, to be ordered by referee 28 how advertised 27 10 days notice by mail to creditors 27 petition for, by trustee, what to contain 28 liens and incumbrances to be set forth 28 free and clear of liens only ordered on ' ■ notice 28 return of, to be made to referee 30 exceptions to, to be filed with referee. 30 record of, to be certified to court for final confir- mation 30 notice to creditors of sale by receiver, sent by clerk 27 of sale by trustee, sent by referee 27 private sales, subject to same regulations as public 31 of personal property not confirmed without notice to creditors 32 proceeds of sale by marshal, to be paid into court 33 STAY. See Injunctions. TRUSTEES. Accounts of, to be forwarded to court for review 2 to be examined and confirmed finally by court. . . 2 Appraisement by, none to be made, after appraisement by re- ceiver 3 Attorney, trustee, on qualifying, may appoint 4 Bonds of, to be transmitted by referee 22 Exemptions, how allowed when- nO' trustee 13 Petition of, for sale of real estate, what to contain 28 list of liens to accompany. . 28 lienholders to have notice. . 28 Return of sale to be made by, to referee 30 Sales by, notice of to be sent by referee .........[ 27 WARRANT TO MARSHAL, notice for, when to be given 20 Additional Rules Issued Since the Publica- tion of Archibald's Federal Rules. FEES OF RECEIVERS, TRUSTEES AND ATTORNEYS. Rule 34. Receivers, Attorneys for Receivers, Trustees, Attorneys for Trustees, and Referees in rendering accounts, or making claim for fees and compensation, shall fully itemize the accounts rendered and accompany all claims for fees and' compensation with a full statement of the services rendered. RULES AND FEE BILL GOVERNING CHARGES OF FEES BY REFEREE IN BANKRUPTCY. NOW, June 17th, 1913, Referees in Bankruptcy will be allowed the expenses necessarily incurred in the performance of their duties, according to the following scale of maximum charges, until otherwise ordered. 1. Amounts paid for advertisements (vouchers annexed). 2. For all clerical aid in preparing advertisements and notices to creditors of first meeting, mailing the same and proof thereof, keeping register, iiles and records, and preparing typewritten memoranda of proceedings prior to the first meet- ing of creditors, including stationery, envelopes, printing, let- ters, messages, and all petty expenses, $5.00. 3. For similar clerical aid, etc., on notices of application for confirmation of composition, $5.00. 4. For similar clerical aid, etc., on notices of each and any other meeting of creditors, $2.00. 5. If notices to creditors exceed 20 in number, in any of above cases, 10 cents in addition to the above for each notice in excess of 20 (the number of creditors to be stated). 6. For use of ofifice and for clerical aid in taking and keep- ing notes and records of proceedings at first meeting of creditors up to choice or appointment and qualification of 11 'L trustee (any adjournments at creditors' request to be paid for by them at the same rate), $2.50. 7. For use of office and for clerical aid in taking and keep- ing notes and records of proceedings, for each subsequent meeting of creditors, $2.50. 8. For clerical aid in taking and perpetuating testimony on the examination of the bankrupt or other persons before the referee (where the parties do not agree with the referee's approval in taking such examination themselves) ten cents per folio, whether taken in long hand or transcribed from stenog- rapher's notes, to be paid by the party examining the bank- rupt or witness ; for any copy of testimony, 10 cents per folio, to be paid by the party ordering the same. 9. For copies of orders, or other papers, 50 cents ; if exceed- ing one page, 25 cents additional for each page, to be paid by the party ordering. ID. A deposit of $15.00 with the referee at the time of appearance before him, to meet the foregoing expenses fixed by these rules, shall be required in all cases, the same to be refunded out of the assets of the estate.