publications OF THE IHniversit^ of Ipenne^lvania SERIES IN Philology and Literature voij. is:. — isro- i Palatal Diphtiiongization OF Stem Vowels IN THE OLD ENGLISH DIALECTS CLARENCE G. CHILI) Assistant Professor of English, University of Penns>-lvania Puilished for the University PHILADELPHIA 1903 GiNN & Co., Selling Agents, 2!) Beacon Street, Boston, Maas. Cornell University Library PE 154.C53 Palatal diphthonglzat on of stem vowels 3 1924 027 323 900 The original of tiiis book is in tine Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924027323900 publications OF THE IHniversit^ of Pennsylvania SERIES IN Philology and Literature voij. I2C- — isro. 1 Palatal Diphthongization OF Stem Vowels IN THE OLD ENGLISH DIALECTS BY CLARENCE G. CHILD Assistant Professor of English, University of Pennsylvania Published for the University PHILADELPHIA 1903 GlNN & Co., Selling Agents, 29 Beacon Street, Boston, Mass. Kai^wn CONTENTS. PAGE I. Initial Palatal Diphthongization 9-17 Character of the diphthong produced after k, sk, §, II. — Process of diphthongization, 12-14. — E less readily diphthongized than tz, 14. — Special character of y, 14.— The orthographic expression of i, 15-17- — The development of sk to sc, 17. II. Northumbrian 18-53 Texts used, 18. — Examples in the Durham Ritual, 18- 21. — The variant gifa, gifan, beside geja, giefan, 19, 20. — Exceptional forms of gdn, 20,21. — Geonga, gtonga, 21. — Examples in the Lindisfarne Gloss, 21- 23. — Sceacere, 22. — General discussion, 23-53. — The forms with c, g, 24-31. — Exceptional character of geafel, and of (-)geadre and related forms, 24-27. — Cooperation of u-o umlaut and palatal diphthongi- zation, 27-29. — Exceptional character of ceaster and its relation to modem Chester in Northumbrian territory, 29, 30. — The diphthongization of ce Spo- radic and late, 30, 31. — The spelling em, 31. — £not diphthongized, 31. — The exceptional forms sci{e)p- pend, sctp. — The combination sk, 31-45 — Self-pala- talization of sk, and its double development to sk' and sc, 32-37. — Character of the sound sc, 35, 36. — Change of u to eo after sc, j, 36, 37. — ^Diphthongiza- tion subsequent to i-umlaut possible after sk, 38. — Absence of diphthongization due to development of ■fc, 39. — Conditions in Rushworth^, 40. — Cases in the Ritual and Lindisfarne considered, 40. — Shifted stress in the diphthong possibly explainable on the analogy of u-o umlaut, 44, 45. — Examples with e, i, 45. — Order and date of the changes assumed in forms with k, sk, g, 46, 47. — Discussion of the forms with /, 47-53. — Prefixing of g to words with vocalic anlaut, 52. (3) 4 Contents. PAOB III. Mercian 54-^7 Texts used, S4- — The Vespasian Psalter, 55-58. — Ab- sence of diphthongization after c, g, sc, and its explanation, 55. — Forms with j, 56-58. — Use of g before u. — Giamrung, gSmrung, 57. — Rushworth*, 58-61. — Evidence of diphthongization of palatal vowels dubious, 58, 59. — Guttural vowels undiph- thongized, 58, 59. — Forms with/, 59-61. — The spell- ing i, and its use in words from the stem gearu-, 59-61. — The Glossaries, 61-67. — Absence of pala- tal diphthongization, 61,62. — U-o umlaut in the Glossaries, 62-66. — Forms with/, 67. IV. Kentish 68-72 Texts used, 68. — Forms with c, g, sc, 68-70. — Evidence dubious, 70, 71. — Forms with/, 71, 72. — Untrust- worthy character of the Charters, 72. V. West Saxon 73-120 Texts used, 73-75. — Forms with ce, &, after k, g, 73-75. — The development of forms with sk, 75-106. — Sk followed by primary cB, m, 75, 76. — Diphthongiza- tion of secondary palatals after sk, 76-86. — The grade of original a before consonant combinations anterior to t-umlaut, 77-84. — The change of & (WG. &) to &, jS-S-i.—Giest, 83. — Sceaft, 84. — Diph- thongization of guttural vowels by sZ, 86-90. — Date of the diphthongization of secondary palatal vowels, 91, 92. — Connexion between the diphthongization of secondary palatal vowels and of guttural vowels, 92. — Undiphthongized forms assumed to be charac- teristic of the Saxon patois, 93-106. — Gcef, 95, 96. — Forms with S, 96. — Forms with sc, 97-106. — The forms of sculan, 101-106. — Diphthongization of original e, 106-112. — Undiphthongized forms, 106- III. — Relation in point of time of the diphthongi- zation of e to that of primary ce, 108-111. — The evidence proving the period of general diphthongi- zation anterior to i-umlaut, 112-118. — Order of changes assumed, 117, 118. — Forms with original j, 118-120. — Date of diphthongization after/, 120. VI. Conclusion iai-135 Contents. 5 WORKS USED. [The leading references to the general literature of the subject may be found in Sievers's G^rammar, 3ded., p. 272, and Bidhiing's Elenten- iarhuch, J 491]. Birch, De Gray, Cartularium Saxonicum, London, 1885-1887. Bremer, O., "Relative Sprachchronologie," Indogermanische Fors- chungen, 4 (1894), 8-31. Brenner, O., "Zur Aussprache des Angelsachsischen," Paid and Brune's Beitrage, 20 (1895), 554-559. Brown, E. M., Die Sprache der Rushworth Glossen ztim Evangelium Matthaus und der mersische Dialect, Gottingen, I (189 1), II (1892). Bulbring, K. D., Review of "Morsbach's MittelengUsche Grammatik," AngUa Beiblatt, 7 (1896), 65-74. , Review of Victor's "Die northumbrischen Runensteine," Anglia Beiblatt, 9 (1898), 64-78. , Review of " Laut und Formenlehre der altgermanischen Dia- lekte, I (vocahsmus)," ed. by Dieter, ib. 85-111. "Zur altenglischen Diphthongierung diu-ch Palatale,'' Anglia Beiblatt, 11 (1900), 80-119. , Altenglisches Elementarbuch, I (Lautlehre), Heidelberg, 1902. Chadwick, H. M., "Studies in Old English," Transactions of the Cam- bridge Philological Society, 4 (1899), 2-226. Cockayne, T. O., Lechdoms, Wortcunning and Starcraft of Early England, London, 1864-1866. Corpus Glossary, in Sweet, Oldest English Texts, q. v. Cook, A. S., A Glossary of the Old Northumbrian Gospels, Halle, 1894. CosijN, P. J., Altwestsachische Grammatik, Haag, 1888. Dieter, F., Ueber Sprache und Mundart der altesten englischen Denkmaler, der Epinaler und Cambridger Glossen mit Berucksich- tigung des Erfurter Glossars, Gottingen, 1885. Durham Ritual, see Stevenson. Epinal Glossary, in Sweet, Oldest English Texts, q. v. Erfurt Glossary, in Sweet, Oldest English Texts, q. v. Fiftieth Psalm, in Kluge, Altwestsachsisches Lesebuch, q. v. FiJCHSEL, H., "Die Sprache der northumbrischen Interlinearversion zumjohannesevangelium," Anglia, 24 (1902), 1-99. Glosses, Kentish, see Zupitza. Grein-Wulker, Aelfric's Pentateuch, Bibliothek des angelsachsische Prosa, vol. i, 1872-1899. Hymn, Kentish, in Kluge, Angelsachsisches Lesebuch, q. v. Kentish Glosses, see Zupitza. Kentish Hymn, see Hymn. Kluge, F., Review of Sievers's " Angelsachsische Grammatik," Anglia Anzeige, 5 (1882), 81-86. 6 Contents. Klugb, F., Angelsaclisisches Lesebuch, Halle, 1897. Lea, Miss E. M. (Mrs. Wright), "The language of the Northum- brian gloss to the Gospel of St. Mark," Anglia, 16 (1893), 62-134, 135-206. Leyden Riddle, in Sweet, Oldest English Texts, q. v. LiNDELOF, U., Die Sprache des Rituals von Dttrham, Helsingfors, 1890. LiNDisPARNE Gloss, in Skeat, The Gospel according to St. Matthew, etc.,q. V. Miller, T., The Old English Version of Bede's Ecclesiastical History of the English People, E. E. T. S., London, 1890, 1893. Morris, R., The Blickling Homilies, E. E. T. S., London, 1874-1880. MoRSBACH, L., Review of Emerson's "History of the English Lan- guage," Anglia Beiblatt, 7 (1897), 321-338. Murray, J. A. H., ed.. New English (or Oxford) Dictionary, 1888 — . Paul, H., Zur Geschichte der germanischen Vocalismus, Paul and Braune's Beitrage, 6 (1879), 1-256. Plummer, C.Two of the Saxon Chronicles Parallel, Oxford, 1892, 1899. PoGATSCHER, A., " Ueber die Chronologie des altenglischen i-um- lauts," Paul and Braune's Beitrage, 18 (1894), 465-474. Psalm 50, in Kluge, Altwestsachsisches Lesebuch, q. v. Rehm, v., Palatalisierung der Gruppe 'sc', Heidelberg, 1901. Ritual, Durham, see Stevenson. RusHWORTH Gloss, in Skeat, The Gospel according to St. Matthew, etc., q. V. Sievers, H., "Miscellen zur angelsachsischen Grammatik," Paul and Braune's Beitrage, 9 (1884), 197-300. , Angelsachsische Grammatik, 3ded., Halle, 1898. Skeat, W. W., The Gospel according to St. Matthew, etc., in Anglo- Saxon and Northumbrian Versions, Cambridge, 1871-1878. Stevenson, J., Rituale Ecclesiae Dunelmensis, Surtees Society, London, 1840; also the collation by Skeat, Transactions of the Philological Society, 1877-1879, London, 1879, App. I. pp. 49 ff. Sweet, H., King Aelfred's West-Saxon Version of Gregory's Pastoral Care, E. E. T. S., London, 187 1. , King Aelfred's Orosius, E. E. T. S., 1883. , Report of paper on the "History of g in English" in the Transactions of the Philological Society, Feb. 2, 1883. -, Oldest English Texts, E. E. T. S., London, 1885. Taylor, I., Words and Places, London, 1873. Thorpe, B., Aelfric's Homiliae Catholicae, London, 1844-1846. Vespasian Psalter, in Sweet, Oldest English Texts, q. v. WiLMANS, W., Deutsche Grammatik, Strassburg, 1897. WoLFP, R., Untersuchung der Laute in den kentischen Urkunden, Heidelberg, 1893. Contents. 7 Wright-Wulker, Anglo-Saxon and Old English Vocabularies, Lon- don, 1884. Zeuner, R., Die Sprache des Kentischen Psalters (Vespasian A. I.), Halle, 1881. ZupiTZA, J., "Zu den Kentischen Glossen Zs. 21. i ff.", Zeitschrift fur deutsches Alterthum, 22 (1878), 223-226. , Aelfrics Grammatik und Glossar, Beriin, 1880. , "Kentische Glossen des neunten Jahrhunderts," Zeitschrift fur deutsches Alterthum, 21 (1887), 1-59. SYMBOIvS. The letters representing the series of guttural and palatal sounds in the texts are represented by the letters c, sc, g. The surd gfuttural stop is denoted as a sound by the symbol k. When necessary, its affection to spirantal quality in the course of palatalization is specially indicated by use of the symbol x- The palatal sound developed from it is expressed by the symbol %. The combination sk denotes 5 + surd guttural stop; sx, i + surd guttural spirant; s%, s + palatal aspirant. The unitary palatal sound (approximately modem English sh in shoe; see p. 29) which developed from sx is denoted by the symbol sZ. The sonant gutttu-al spirant is represented by g, the palatal sound developed from it by f . The palatal semi- vowel is represented by /. When necessary, the stressed element in a diphthong is indicated by printing the symbol in Roman : e. g. , geaf, gekra. PREFACE. The following notes upon palatal diphtliongization of stem-vowels in Anglo-Saxon were originally included in a thesis offered to the Faculty of Philosophy of the Johns Hopkins University in 1895, in partial fulfillment of the requirements for the doctorate. They remain unchanged except in detail, and except for the inclusion of results contained in articles published since that date, especially the notable series by Biilbring in the Anglia Beiblatt, together with his general exposition in his Elementarbuch. The original plan comprehended a detailed study of palatal diphthongization in the several dialects, with a careful effort to avoid the prejudice, no less real because often unconscious, occasioned by too great deference to conditions in West Saxon, as if it possessed a right to be regarded as representing, in some sense, a norm for the whole speech. The importance of maintaining the parity of the several dialects in studies of this character, even while the special importance of West Saxon is conceded, need not be emphasized. Attention has repeatedly been called to it, for example by Sievers, and it has recently found recognition in a most marked way in Biilbring' s Elementarbuch. The original plan, as essentially correct, however faulty the manner of its execution, remains accordingly unchanged. The testimony of the several dialects has been studied in typical texts, and necessarily in those of which grammars exist, in order that information might be obtained in regard to general conditions without the necessity of searching for special examples. (9) lo Preface. Effort has not been directed toward finding new exam- ples, so much as toward substantiating a general expla- nation. The available material has already been pretty thoroughly canvassed. It should also be pointed out that the subject is definitely limited to palatal diphthongization of stem-vowels, and does not include the whole subject of palatalization of initial consonants. The conditions under which palatal diphthongization took place are still far from being clearly understood, and various associated questions still await an answer. No one can have a more poignant sense of the perplexities these involve than one who has attempted their explanation and solution. To refrain from adventuring novel explanations, however, when dealing with diflBcult questions, whether because evidence is meagre, or because current opinion is contravened, or, in brief, through timidity in regard to probable adverse criticism for any reason, can hardly fail to result in deferring their successful solution. If the present attempt to deal with a most difiicult (and most interesting) chapter of Anglo-Saxon phonology has the good fortune to occasion further ventilation of the subject, though itself riddled for the purpose, it will not prove labor lost. I desire to express my sincere thanks to Dr. James W. Bright, of the Johns Hopkins University, whose approval of my choice of subject has been followed by frequent and helpful advice. I acknowledge with pleasure my indebt- edness to the authors of the various works I have used, and especially to Professor Biilbring. I feel myself under much obligation to the University of Pennsylvania, by whose permission this paper is admitted into the Univer- sity Series. C. G. Child. University of Pennsylvania. INITIAI. PAI^ATAL DIPHTHONGIZATION. The question by what process palatal diphthongization (as in ^c ceaf^ *gtzfon > giafon, *gefan > giefan^ scomu > sceomu, *jung > geong, etc.) was effected is closely bound up with the question whether the resulting diphthong was a falling or a rising diphthong (ea or ^kcBcef^ ^kcBCBf > *k&eB/ > *ke.a/ (written ceaf) ; *ged > *geed > *£eed > *gied (written ^e^^). This seems the most probable development. To suppose *kcB/ > *keztz/ with guttural k and a glide (S of palatal quality equivalent to that of the stem-vowel is impossible. If we suppose *ka;/ > *kce/ > hcB^f^ we have to suppose a glide of ' lower ' palatal quality than the stem-vowel, later to become one of ' higher ' palatal quality, with the further and very real difficulty that the diphthong is a rising diph- thong. If again we suppose *%(Bf > ^ha^f > *kcs^f > *%?&(zf > *kecB/ > *%^af (written ceaf), we have again a rising diphthong to be converted into a falling diphthong, and similar introduction of a guttural glide cannot in any case be posited in the case of the change of e to ie. Two difficulties are apparent in these explanations. One is that of conjecturing the period at which the consonant becomes palatal, considered with respect to its ability to Initial Palatal Diphthongization. 13 produce diphthongization. If, for example, it is argued that *kcs/ > *kaf > *leae/^ the e would be a glide of higher palatal grade than the vowel that palatalized the con- sonant which introduced it. The consonant, also, must have assumed a degree of palatal quality higher than that of the vowel that palatalized it. Such a view has, or has had, its supporters. Brenner {Beitrage^ 20, 555) in criticizing Bremer {Indogermanische Forschungen, 4, 25) remarks, " Wenn j palatal ist, dann braucht es doch noch nicht dem palatalen ce sympathisch zu sein. Im wests, ist namlich, als a palatal geworden war, das vorausgehende J auch palatal geworden, aber noch iiber die <^, is grad- ually palatalized, and causes approximation of the first element of the level-stressed diphthong ereB to e, dissimila- tion subsequently changing the second element to a. The combination ee similarly becomes ie. The result in each case is a falling diphthong. Confirmation of this explanation is afforded by re- corded conditions in the case of e. In Northumbrian e is undiphthongized at a time when the diphthongization of ee is under way, and even in West Saxon there is some evidence of its having been diphthongized later than the es. According to the prevailing view, there would be no more difficulty in the development of a diphthong out of e than out of cz ; indeed, it might be supposed that the stronger palatal e would palatalize the g- more quickly and so lead to earlier introduction of the ' glide.' But this is not the testimony of the record. On the other hand, according to the explanation suggested, the more nearly homorganic e necessarily retained its integrity longer — the form *geelpan, for example, persisting for an extended period before the first element of the intermediate stage ee was adapted in height from e to i. Adaptation in the case of the tz took place sooner as being more necessary, the inequality in height between the point of articulation of the consonant and that of the cb being greater than between that of the consonant and that of the e, and the ' moment ' of change accordingly greater. In the case of /, conditions wholly different appear, although y is usually regarded as if the same reasoning applied to it as to k^ g, and as if the examples in which it Initial Palatal Diphthongization. 15 appears could be quoted beside those with k,£: The diflFer- ence is absolute, in that the / was from the first a palatal, and not a palatal developed from a guttural. The nature and process of the changes it produced were consequently wholly different from those produced by >l, £. As a result of the palatalization of k, g^ a following 4)' Gigtep is presumably, as Lindelof says, a scribal error. Both forms, geizp, gigiep^ strongly suggest hiatus, as if the word had been made to conform with the preterit gieade. E (Goth. ^, W. G. a) is not diphthongized in ongiton, ongUton (§ 17, i). For West Saxon sciap^ the Ritual has sctp (§ 13, 2, b). Incidental reference may be made to the form geonga^ gionga, etc. (see § 13, 3), not due as Lindelof says to diph- thongization of the guttural vowel, but either to influence of the preterit, or to ecthlipsis and contraction in gigongan (see Biilbring, Elementarbuch, 492, note i). The examples of diphthongization of guttural vowels after sc are as follows (§13, 2, 3) : ea from a : sceape. ed from d : gisceddas^ gisceddest; scedn, giscedn, ^0 from o: sceoma; sceondlic; and the anomalous bryd scean' (thoro\ presumably, as lyindelof suggests, for sceomul. ed from 6 : scedh ; giscet ; giscebp (7). The examples of diphthongization after original / (in the spellings « and^e) are as follows (§§ 13, i; 17, i ; 29). i : iocce {jugo), beside iwocc, and in proper nouns. gi: giungo; gigop ; gigophad; gieondfier (inlusira); gie (pron.) ; gie (adv.). g : j appears before ^ without a glide in g&r and deriva- tives. 2. lyiNDiSFARNE Mark. y4 ( §§ 1,5 ; II, i) remains in calic ; camel ; carcern ; carre. The (B from a in closed syllables (§ 3, i, 2) is undiph- thongized in ages/ (beside -geqf, geezf) ; ongcBt, -gcBtt^ (4 cases beside one of ongeat); g ^'^'^ see under ^«. 3. lyiNDisPARNE John. Palatal diphthongization of ce is sporadic (§21, II): ongeczgn beside ongcsgn ; tog(Bgnes^- as ; ongeat ; geadre beside -gaepre ; gegeadredon ; ceastra beside ccBstre (Fiichsel notes that ea occurs 75 times in the four gospels, az twice) ; sceaft ; sceacere (see above, under 2). E is not diphthongized. Sc is followed by a glide before a (§ 21, III) in morsceape ; sceapana (beside sccsppand) ; before o in scealde ; gesce- ortade. Before d (WG. «z) in ascedden ; scedp. Before d no diphthong appears in scdeSy (beside '■sceoea\ ^sceowum', ^scoeum\ etc. in Luke ; ^scoea\ geoceoe' in Matthew). The cases with / are as follows (§ 21, I) : gi : gie (pron.) beside gi^ ^gii\ '■gee\ and ^g^e* {Mat- thew)^ '■gice' {Luke) ; and^z (adv.) beside '■gee' '•gie' '•gei'' and '^^', '■giee' {Matthew) ; giungra\)&€\As. gingesta {Luke). g ; gires ; girc (= gire\ and see forms under gi. 4. Discussion. This survey of the Northumbrian forms points two facts — the use of a diphthong marking an advanced stage of palatalization is comparatively rare, and yet in certain cases the diphthong is used. The question is of im- mediate importance whether this apparent fluctuation merely indicates negligence on the part of the scribe, or represents actual variation in usage. The latter is the case. Study of the forms makes clear that the scribe repro- 24 Palatalization in the Old English Dialects. duced the spoken speech, with such variation as occurred historically. Exceptions to the normal usage of the text are such as would naturally appear — the exceptions that prove the rule. In particular, in the case of certain words, diphthongization is practically invariable, while in other words there is marked variation. Since the reason for this can apparently be pointed out, it seems possible to assume with confidence that the scribe was not careful in the one case and careless in the other. The forms with c and g will be taken up first, those with sc, as in some respects an exceptional combination, later. The conditions are as follows : with cz from a in closed syllables we have, in the Ritual, ceaster (6 cass£)i-geadr- (7 cases), as over against begcBtt, gcetto, gcettana, ongagn (4 cases); in Mark, geafel, (Btgeadre, gegeadrad,-geaf or ge-umlaut, as in sc&p. The tend- ency to diphthongization may have ceased in the dialect of Rushwortk^ ; or"s2konnt sich mittlerweile weiter nach si hin (oder selbst wirklich zu st) entwickelt haben " ; or 38 Palatalization in the Old English Dialects. sx may have remained before 'velar' vowels after the time of z-umlaut, the ^ in sx palatalizing at the same time with k, g^ etc., or, in case this carries the change of sk to $1 too far back, the possibility remains of supposing that sk first developed into sk (with palatal k before primitive palatal vowels) and into sk (with guttural k before ' velar ' vowels), and later (but still before the time of z-umlaut) passed over into jjf and j/. In case one of these developments is not to be assumed to explain undiphthongized palatal vowels in Rushworth^, Biilbring concludes that the acceptance of one is still necessary in the case of West Saxon, where we find cases of undiphthongized secondary palatals, such as scencan and scendan beside sciendan (i, y). The explanation of the difficulty, which Biilbring pre- sents so clearly, is to be found in the development of sk suggested above. In the first place, pre-umlaut diphthong- ization is not proved by the fact that secondary palatals are not diphthongized. The development was as follows. Until the period of the text, there had never been diph- thongization after c and g^ as the text shows. There was however, but after the period of z'-umlaut, diphthongization of the primary palatal cs after jI, owing to the peculiar nature of this combination, in which the .r assists the pala- talization ; hence sdp, sceal^ sceatt, sceacere. This diph- thongization is not however due simply to the self-pala- talization of the sk^ but to cooperation of the s and the following palatal vowel. But it was impossible for the forms with secondary palatals to share in this affection. The ?-umlaut works in the forms concerned upon «, ^, CB^ 0, 6. In the case of the a, d, o, 6 the sk had, up to the time of z'-umlaut, remained guttural, standing, as it did, before guttural vowels. At the time the primary palatal cs was diphthongized, the sk standing before the (^, <^, ce, <^, by umlaut had not progressed sufficiently far in assuming palatal quality to enable them to share in Northumbrian. 39 that diphthongization. Given a sufficient period of time and supposing no intervening inhibition, they also would normally have developed diphthongs. There was how- ever an inhibiting cause. The influence of the s, which brought about the diphthongization of the primary <^, through cooperation with it in palatalizing k, though k and £■ alone produced no such affection, was also at work where the combination stood before guttural vowels. Here, as explained, the affection operates from the stage sx and produces stf. This new sound had, in the period of the text, diphthongized a. But in this affection the sj[ before secondary palatals shared. It changed to sif, and in consequence formed a homorganic combination with the vowel, and diphthongization did not take place.' This explains the immunity of sc(^p, gisccsft., gisc& to diphthongization. Giscee/t, it may be interjected, is assur- edly an example oitshy z-umlaut from a; its immunity here proves it so, as well as West Saxon gesceaft ; for the full explanation, see under the discussion of West Saxon below. The question next arises in regard to z-umlaut of ee. The example is (^gi)sceppa. Biilbring, who argues pre-umlaut diphthongization, explains this form as from *{ge)scezap- pian. This is perfectly legitimate from his point of view, but it may also have umlauted from * {gi)sc(sppan to (gz)sceppa, and the e have remained undiphthongized as in scep{p)end of the Ritual., or indeed the ^'s in general (cf. Ritual., sceld). The diphthongization of e to ie was extremely rare in Northumbrian ; the examples are con- fined to sdp, and the sci{e)ppend of the Ritual. The pres- ence of sdp in Rushworth^, considering general conditions, is sufficient to cast doubt upon its being a genuine case. This development is almost precisely identical with • Biilbring, it -will be perceived, grazes this explanation in the second of his suggestions above. One main point of diflference is that he assumes pre-umlaut diphthongization. 40 Palatalization in the Old English Dialects. that in West Saxon, where indeed the change of sy^ to si; can be approximately dated. The difference is that in West Saxon (and in northern Northumbrian also), there is variation as regards diphthongization of secondary pala- tals. In Rushworth^, which shows a marked disinclination toward diphthongization, the whole affection is at a back- ward stage, relatively speaking, and quite consistently so. There is no diphthongization after c, g ; after sc only in the case of the primary palatal cs ; none of secondary pala- tals, because of the anterior development of si; and the diphthongization of gutturals by sif is displayed only in the case of a. Even here it is possible that sporadic cases of diphthongization of secondary palatals would appear, were the examples more numerous. To take up now the examples in the Ritual and Lindis- farne : in the case of the northern dialect of Northum- brian, the whole grade of normal palatal affection is more advanced than in the southern dialect of RushwortB . There is sporadic diphthongization after c^g where in Rushworth ' there is none. The primary (^ is regularly diphthongized after sc: sceaccerum, sceal^ sceattas. The forms with secondary palatals exhibit a striking diver- sity, for the explanation of which their relation to the change of s-^ to sH is to be considered, together with the influence of related forms. The evidence indicates that in general, the change of sy^ to si inhibited diphthongiza- tion, as in Rushworth; the combination had also, in certain cases, an unchecked development and occasioned diph- thongization. Ascecsccen occurs beside asctzccenum in the Ritual. The normal development, according to the explanation above, would be that this word was not susceptible of diphthongi- zation at the time the primary vowels were diphthongized, and was inhibited from diphthongizing later by the change of its syi (perhaps partly palatalized) to sL To this, the Northumbrian. 41 undiphthongized form is due. The diphthongized form is indecisive. As the verb has a diphthong due to sc before a in all the forms in Lz'ndisfarne, it is possible the diph- thong in this form is due to scribal transfer, which would be the case also in the scecBcende of Lindisfarne. But it is more probable that both forms are due to retention of sy^ through support of the preterit, which in due course be- came palatal, and then occasioned diphthongization. Sceaft appears in two well-defined forms : sccsft in the Ritual (37 : i); sceaft (sceczft) in Lindisfarne (4 : i). Allu- sion has already been made to the fact that the word is to be regarded as an umlaut form, going back to a pre-umlaut form with a. Two explanations are possible for the recorded forms, (i) The original sy^ may have persisted in this word throughout, and it may accordingly have diphthongized only late and sporadically, appearing, as it does, with a diphthong once in the Ritual., four times in Lindisfarne. The objection to this is the large number of cases undiphthongized in the Ritual., in which the extension of St: is so well-defined, as well as the nature of the sk com- bination, which normally, if conditions suit (as they do by hypothesis), would cause general diphthongization. (3) The word, according to the assumed normal development, in its regular form underwent change of sy to si., whence the prevailing form in the Ritual., and the single case in Lindisfarne., without diphthongization. Beside this regu- lar form a variant with sy persisted, which diphthongized, appearing in a single case in the Ritual and in four cases in Lindisfarne. This is the preferable explanation. That such a variant should appear is indeed to be expected. The next example, toscicende (pret. 3 sing.) beside tos- c&nas is a case of similar variation. The forms of the verb sceppa., namely gisceap ' (appear- ing in one case in the Ritual., 168. 7, apparently not cited by lyindelof ; the passage is hearte dene gisceap ' glossing 43 Palatalization in the Old English Dialects. cor mundum crea\ sccsp{^p)end, sc§ppend^ scep(^p)end, sciep- pend, scippend, ascaepen^ show an interesting development. On the evidence of the record, the pre-umlaut present stem had the form skap- as well as skcsp-. From this stem skap- were derived by umlaut the participial forms with cb. These forms show the assumed normal absence of diph- thongization due to development of sL Gisceap ', in the imperative, was originally either *-skapi or *-sk(spi. In the second case, it might escape umlaut to e as falling in with the umlauted forms having a. Its (s was in that case primary and diphthongized with other primary cz's. If the CB is secondary, from a in *skapi^ its s-^ escaped change to si through influence of the preterit-system, where the s-ji must have remained longer than before the a of the present system. As regards the noun gisccBp\ gisccBpp'es^ it is either (with some hesitation) to be viewed as a case of umlaut with lyindelof (§ 3, 2) and Biilbring {Anglia Beiblait, 6, jy), or it must be assumed that, though having primary cb in the singular, it retained j;f by influence of the plural and of the verb. The participial forms with e, in the next place, are de- rived from pre-umlaut forms with cb. Here the e is second- ary, but the ce from which it was derived was primary, and its sj^ accordingly was at an advanced stage of palataliza- tion, when diphthongization of primary vowels occurred. Normally, e does not diphthongize (cf. sceld with original «, sceppa with secondary e in this same text). But there appears in this word, beside normal sceppend^ scepend^ also diphthongized forms, scieppend^ scippend^ paralleled only in sdp. Frequency of use may probably have been a factor in both cases. In the case of sceppa, palatalization of the s^ was possibly hindered by the noun scapa, though here we have no evidence of transfer of the vowel as well (giving *scaeppa by umlaut) as we have in West Saxon. This, it may be added, applies also to the sceppa of Rushworih^. Northumbrian. 43 Development of j *ge9/an ^ geafan > geofan ; hafoc > * hcB9foc > *hezafoc > heafoc. This is preferable to assuming a glide of similar quality with the umlauting element. It is difficult to understand how the cb(u\ cs{p)^ posited by Biilbring {Elemenfarbuch, § 229.4), become ea. The special point of significance at present is the fact that Northumbrian. 45 the diphthong is a falling diphthong. A similar influence can be conjectured in the case of the rising diphthongs produced by palatals from gutturals. Anticipation of the open vowel of the second syllable causes the change of articulation noted above (see p. 36), but it may also ope- rate to change the stress of the diphthong. The diphthong is already formed ; this tendency is merely in the direction of rendering the latter part of the word homorganic from the glide or second element of the diphthong on. This influence seems to appear in certain words with/. It cannot be assumed with confidence of words with sir, owing to the lateness of their diphthongization. The forms with varying ea, eo, adduced by Bulbring, belong properly to the group that has been assumed above, that have u-o umlant of a after ^, k, sk. This explains the difl&culties upon which Biilbring comments (see also Anglia Beiblatt, 11,94, note i). The diphthong formed is a falling one. There is no need of assuming an original sccspa with Biilbring, the phonetic propriety of which is not manifest. The isolated case he cites with cs is simply a variant with the diphthong not fully developed. Biil- bring is inclined to explain the forms ' tosceodd' (dispone), ' togisceode ' {interpretabatur\ beside tosceadep, in Rush- worth', as having eo for ea from tz umlant in the 2d and 3d persons. But this, as he notes, would contradict scezp in the same text. If, however, these forms are referred to u-o umlant of a after sc in the infinitive, first person sin- gular, and in the plural present, etc., the diflSculty disap- pears. Variation occurs in this early formed diphthong, as it does not for example, in dsceacap, scealdun The forms with e, S, as already remarked, undergo diph- thongization only in scHe)ppend, scip ; but sceld in the Ritual, sceppa in all the texts, scene (calix), (-) scenda of Lin- disfarne, and scelfap of the Leyden Riddle are none of them diphthongized. The changes assumed are then as follows : 46 Palatalization in the Old English Dialects. I . Diphthongization of primary cs after original sk (prob- ably with the palatal spirant), subsequent to e-umlaut. 3. Of original ^ in sdp and secondary e in sci{e)ppend, both exceptional cases. 3. Of a after g, k, sk, by u-o umlaut. 4. Development of scf from s^, causing insertion of a glide, before gutturals ; also affecting the forms with origi- nal e, S, except sdp^ and with secondary ts, e, except scii^ppend^ inhibiting diphthongization except in occa- sional variants which retained sk (or jI). 5. Diphthongization of these variants. 6. Sporadic diphthongization after I, ^. The relation of 2 to 4 is uncertain, as it is conceivable that the forms under 2 may have retained s-^; but 2 probably preceded. The relation of 3 to 4 is only conjec- tural and based upon the fact that, in West Saxon, as will appear later, the change of sy^ to sH (4) seems to have taken place about the close of the 8th century, and may presum- ably have taken place at about the same period in North- umbrian, being due simply to the influence of j upon the original k (compare the somewhat similar degree of exten- sion of diphthongs from st: before gutturals in West Saxon and northern Northumbrian texts of similar date), together with the fact that in the Leyden Riddle^ usually dated befote 740, the form geatum occurs. The first change may be conjecturally dated between about 650 and 700, the third about 700. The sixth change is indeterminate, but is plainly late and sporadic. The diphthongization noted did not evidently, as Middle English conditions show, affect permanently the words concerned. Traces however of permanent influence of j appear. Decision was not reached with regard to the word^<^/, gate^ as to whether the diphthongized forms were due to late sporadic diphthongi- zation (6) or were due to influence of the plural (which must have been in frequent use). That a was not affected Northumbrian. 47 by u-o umlaut in Northumbrian is clear enough, but while, in other cases with sporadic diphthongization (e. g. ^ce/) there is no trace of ^ in the later forms, in this form we have in Scotch the iorm. yeii, quite out of place apparently in the north. Passing to the original j, we may remind ourselves that it stands on a diflferent plane from I, g, sk. It is, for one chief point, itself a palatal, and therefore does not effect the same results as the palatals during their develop- ment from original gutturals. The affection it produces does not, further, exhibit different results in different dia- lects. For example, it is not proper to argue that because k, g, effect no diphthongization in a text, that j does not ; as pointed out in the general discussion, diphthongization produced by the/ is general Anglo-Saxon. To illustrate, — Biilbring is seemingly mistaken in saying {Anglia Bei- blatt, 9,99) that, as g and k do not diphthongize in Rush- worth?., therefore gmg and gigop must be explained as due to z'-umlaut and unrounding of the resulting _j/, and that bigeonda is due to <7-umlaut of e : see the discussion of these forms later. Biilbring treats the / as if it were equivalent to g., whereas it is originally palatal, not a palatalized guttural. This view further constrains him in the case of higienda to posit an original *byendan^ and to assume in a part of Northumbrian, after the time of e-umlaut, a diphthongization by /' of palatal vowels — which is indeed a limitation or exception to his general theory. Diphthongization of an e caused by a / is surely inherently unlikely. In this case, a number of additional difficulties would also have to be met, and, as it is, a most complicated explanation, involving special dialectal developments, is rendered necessary. As assumed above, j\ as a palatal, does not, before a pala- tal vowel (except possibly cb\ cause introduction of a glide. Before gutturals, however, a glide is introduced, producing 48 Palatalization in the Old English Dialects. a rising diphthong, which may become a falling diphthong in rare cases. The examples are as follows : {Ritual) iocce beside iwocce ; gtungo ; gigop (-); gieond- fcBr; gte (pron.) ; gie (adv.) ; gtr ; {Lindisfarne Mark) gi, '■gS' ; '■ge& ; '■giee' (adv.); 'giee' ; gig ope ; ging ; bigi- enda; geone, geane ; gSt, ^gif ; {John) gi^ 'gS', 'gee\ gie; 'gee' (adv.), 'gie\ 'geS\ gi ; gSt, gitt, 'gcef ; giungra ; g^r-: bigeonda, begeande. The form iocce is equivalent to *giuc, *geoc ; the form iwocc has already been referred to as proving that initial i represents the first element of a diphthong. The ordinary iorva.geocc is recorded in Matthew^ ii-30, etc. The various forms from the stem geong- have caused much discussion. Sievers {Beiirage^ 9>207) expressed his belief that gingra and gingesta developed from *gien- gra^ *giengesia, admitting however his inability to ad- duce examples and pointing to the additional diflSculty that these forms are found in Anglian along with ging and gigop. Biilbring {Anglia Beiblatt, 9)99) on the strength of the general lack of diphthongization in Rush- worth^ argues that ging and gigop must have developed through z^umlaut of u and subsequent unrounding. " Da- her miissen ^ng und gigop durch z-umlaut von u und entrundung des so entstandenen y ^rklart werden, gerade wie scile {ging schon in den Blickling-Glossen, aus der ersten halfte des achten jhdts., welche Sweet, GET. s. 122, fiir ostmercisch zu halten geneigt ist). Femer muss eben- deshalb das in Ru.' viermal vorkommende bigkonda durch <7-umlaut von e erklart werden (gerade wie das zweimaligie bihionda durch e de la Croix. ' ' So similarly p. 52, " In den XJrkunden kommt keine Abweichung von d vor, ausser in C. i." These abweichungen are in this same document and are stone, one, choten. He also forgets that he has noted what he assumes are three cases of ^a from A a.i\sx g. * Omit under \ 7, Cent, Caent (C. 2) ; Riperscaepe {ior -dape) ; gefe (dat.). (68) Kentish. 69 The <^, e, by t-umlsLUt from a remains undiplithongized, except 'va.for]>gesceaft (as in West Saxon) of the Psalm. Ea results from ce in (A) -geate (§ 7), geat (7.28, cited as geate ; beside gate^gatum^ four cases); ongean^. (B. 2) geat, geate (§ 7, beside gaian two cases); ongcB-n (II. 132.13, not cited) ; {Hymn) ceastre ; {Gloss., p. 7) " es zeigt sich nie ea durch Einfluss eines vorhergehenden g oder sc." E is not diphthongized : (A) agefe (§ 15), agefen., agebe ; geld {Felogyldus, 403.26, a I^atinized form, is not signifi- cant); gaefe, agafe; gef e (tbiee cases also cited under a after a palatal, § 7); (B. -L)-geld ; -gete; (C. 2) -get; -geld; {Psalm) -gef-; {Gloss., p. 4) "stets * tcel' Han > * tellan. The question what took place when two consonants followed depends upon the nature of the com- bination. But the combinations occurring in this position were by origin, except in a very few cases, of a nature to be tautosyllabic. Consequently, in accordance with the usual partition after a short vowel, they were carried over to the second syllable, in which j had become z", e. g. fa' stian. The vowel was in an open syllable. Here it remained as a, for its affection by the i was prevented by the barrier of two consonants till late, that is, its umlaut is comparable to the affection of a to ^^ by a palatal vowel in the next syllable at an earlier period. It starts from an aggrade and is therefore affected normally only to the i^-grade. By this explanation it becomes comparable to the a before nasals, which becomes cb^ being however height- ened to e in the 8th century. It also becomes comparable to the short and long ce^ from o, ^, which later unrounded to e, ^. If this assumed partition of syllables is correct, we should find a in words with tauto syllabic combinations following, where umlaut conditions are not present. Such an «, of course, appears in the familiar examples cited in the grammars (cf. Sievers, § lo), asce^ flasce^ wascan, wrast- lian^ brastlian, etc. That examples of other combina- tions than sc and st do not appear is not probably acciden- tal (as Biilbring says of sp and/i, compare above). The question of the syllabic partition in nouns is affected by the fact that a large majority were early rendered monosyl- labic in the nominative and accusative singular, or as well in the nominative and accusative plural ; also, the syllabic West Saxon. 83 partition might be aflfected by the nature of the following syllable ; also, levelling between noun and verb forms was inevitable. Thus kts/i, monosyllabic in the nominative and accusative singular, might readily have been pro- nounced hcB' ftes., hce' fte^ in the oblique forms, while, in the plural, hcBf las, hcef turn might have varied with hes'ftas, hcef turn. The examples of (s by umlaut before consonant groups may, apparently, be satisfactorily explained in this way. Sievers's list (§ 89.2 and note) is representative ; it includes cases with sc {esse, ligrcBsc, pwcBscan), sp {aespe\ si {/(sstan, -hlaestan, mcsstan), ft (hcBftan), fs {rcefsan ; also W(zfs in which initial w is to be considered), y?? (sttzfnan), etc. Over against these, e is occasionally found in efnan, stefnan, and uniformly in eft, rest, restan, esne, stefn. The e'va. eft may be due to the frequency of its use, and in the forms withy9« to the fact that the combination is not truly homorganic ; so also sn in esne and nut in stemn. Rest, restan may perhaps be due to frequency of use ; the appearance of e in some cases is naturally to be expected, and especially in words frequently used, as frequency of use would enable the operation of the umlaut to be carried out. N(Zglan owes its (s to naegl; e is to be expected before this combination as in egle, eglan. Fcepman, faepmian, is due to the noun. The vocalism of braegden, included by Sievers, and explained by Cosijn as a case of the com- bination -agdi-, is not clear. This same principle may be applied to giest. The word has always caused difficulty, chiefly as regards the initial stop in Middle English, which cannot be satisfactorily explained as due to ON. gestr (see guest in the N. E. D). According to the explanation just made, it is possible to assume a form *gast beside "^gcest. The second of these affords by umlaut, through *geast the ioxm. giest ; the first 84 Palatalization in the Old English Dialects. gives gissi, found in the poetry, and possibly, by further development of the umlaut, another variant gest (as in the gesthus of Aelfric). The g of the undiphthongized forms was extended to the less common forms with «>, y., whence M. E. gust., gist. Finally, this principle may be applied to the word which was the starting point of the discussion, sceaft. By this view, it would represent umlaut of an original ^scaft with diphthongization of the secondary cb. This would remove it from the group of z^tems, classed as exceptions in not displaying umlaut, and bring it into line with the gesccs/i of Rushworth^. It remains to be noted of {ge)sc^ft, as beside {ge)sceaft., that its use is more widely extended than is indicated by Biilbring's citation of the Harleian Gloss {Elementarbuch, § 152, note). Rehm (p. 10) records a case in the Cotton MS. of the Cura Pastoralis, gescae/t, 200.18 ; also scaeft., 56.4 H, 257, I J, of Aelfric's Grammar beside sceft., 56.4 in eight MSS. (presumably due to monoph- thongization). This possesses some significance in con- nection with the discussion of the patois below. Biilbring's explanation of (-) sceappig beside (-) sceppig (§ 178, by reference from § 293 b), to which we may also add scaeppig and compounds' is plainly correct, namely that the noun, scapa, precluded pre-umlaut ^skceppig with ez., or continually reformed it to *skappig. Hence diphthongi- zation did not take place till after umlaut. The same development may be surmised in the case of sceapan, sceapian, beside sceppan. These are usually explained as late formations, as indeed they are, but not in the sense intended. They are apparently true cases of post-umlaut diphthongization, the development being *skapjan > sktBppan > sceppan > sceapan., sceapian. This is proved 'See Rehm, p. 18: Aelfric's Homilies, sccEppig smA compounds I. 142.8, etc., 40 cases beside unsceappig I. 142.10; Grammar, sceppig, 253.16 in9MSS.;icl in gen- eral gave way through influence of the s, being supported throughout by the related forms which caused them, until the sk in those forms itself began to yield by the same afiection that produced diphthongization of gutturals. These undiphthongized forms with sk were, in fact, similar to the forms with secondary palatal vowels ; some of them indeed, which received not only sk but a vowel a from related forms, contained secondary palatal vowels. They would undergo, then, the same development as that through which the forms with secondary palatal vowels passed, and like them would persist in two forms, one with s& and diphthongization, and the other with j^ without diph- thongization. It may be asked why the k and the ^ did not undergo West Saxon. loi a similar development. The reason is apparent. The "words with k and ^ were not similarly subjected to the influence of related forms and of words of similar meaning. The single influence upon these words, that might produce a variant with & or ^, in place of I and £, is the plural in the case of strong nouns. The verbs all lack supporting forms. If variants were produced with k and £■ in the noun, they would still succumb to the influence of the prevailing singular type and not come to be recorded. An examination of the cases of sk will make clear how exceptional a group they form^ as regards the existence of forms able to effect their variant retention of sk. The verb sceran, sc^, in forms with secondary palatal vowels, affords an explanation of this special group of examples. SccbI^ beside sc^l^ was not treated in the list of examples, that it might be taken up in connexion with other forms of the verb. It occurs in Orosius, and in a number of cases in the Cura Pastoralis (Rehm, p. lo), and also appears in the Grammar. This form cannot be explained as merely a monophthongization, or as due to lack of stress. The development of the verb as a whole is of exceptional interest. It displays very early and to a marked extent diphthongization of forms with guttural vowels. Biilbring {Elementarbuch, § 511) refers this to extension of palatal sc (marked by him with accented sc) from sceal, scyle into sculon, whence sceolon^ and scoldon^ whence sceoldon. That levelling of this character took place is probable, but the question will admit of further examination in the I02 Palatalization in the Old English Dialects. light of the full record of the cases with sc in Rehm's mon- ograph. The question is whether it is necessary to assume exten- sion of sk from forms in which it occurred early into those having o and «. Insertion of a glide before o had not apparently become normal usage in Aelfred's time, and plainly not before u. But the word is one occurring in most frequent use and might be expected far to outstrip others in its phonetic development. Moreover evidence as regards other words is scanty ; in the case of to m is 3 : 13 in O, 9: 9 in Ca, scurf appears as sceorf 338.18, while in the Blickling Homilies and Aelfric, conditions are reversed as regards u; scarcely a case of sculon^ sculan, can be found that has not eo. These considerations seem to aflford fairly convincing proof of the independent development of eo from o and u. One more point must be touched upon which naturally suggests itself, namely why, if the development is inde- pendent, there should be in the Aelfredian texts so great a disparity between the number of cases of scolde with eo^ and oi sculon^ sculan, with eo; there should not, one should think, be so great a difference between the development of o and u. Some influence must undoubtedly be referred to the scribe's not indicating the glide in the case of the «, except when writing the altered diphthong, but the real answer is that there was such an actual difference. One has only to look at the later texts to find it clearly indi- cated. In the later texts, the insertion of the glide before has taken place in a large number of words ; in the case of M, while eo is used in sceolon, sceolan, and has begun to appear elsewhere in a few words (enough to establish the fact that the diphthong was recognized), namely sceocca, sceofol, sceonian, the u still persists, except in sceolan, sceolan, in the majority of cases. The fact that the change of o, u, to eo seems demonstra- bly an independent development does not of course exclude the possibility of contributory influence from the presence of sk in other forms of the verb ; the conclusion just I04 Palatalization in the Old English Dialects. reached simply goes to show that the development was not wholly or substantially due to such influence. The forms in which s& first originated, and which Biilbring adduces as influencing the forms with o and u, are the present, sceal, scealt^ and the optative (with ?-umlaut) scyle. What was the quality of the sc in these forms ? Theoretically, the present singular, *sktzl, must have undergone diphthongization according to rule, and the uniformity of the recorded form attests that it did so. Sceal, therefore, may be presumed to represent, in Aelfred, s^eal, the falling diphthong demonstrating itself in the monophthongized form seel. What now was the nature of the less frequent form scezl? Biilbring {Elementar- buch, § 454) refers to this form as rare and classes it as an unstressed form. Rare it is, though it is not confined to Orosius (which Biilbring cites), as Rehm's record (p. 10) now provide five cases in the Cotton Cur a Pastor- alis. Is it, however, an unstressed form ? Precisely what difference an unstressed form of sceal would assume, it is, of course, difficult to say ; so far as one may judge from other words, one would rather expect the more open vowel, a. The word certainly appears in a large number of cases for an unstressed form, and especially considering its meaning. Scealt, the 2d person, it may be added, occur- ring some ninety odd times in the various texts (there are only three in the Cur a Pastoralis\ shows no 'unstressed' form of similar character ; this in itself is a substantial argument against the reference of lack of diphthongization in sccelto lack of stress, as the diphthong in scealt is due to breaking, but would be quite as subject to such an influ- ence (compare forms without breaking under secondary stress in composition). These various considerations seem to prove that sccbI is not an unstressed form of sceal. It falls then naturally into the group that retained sk by influence of the sk of related forms with guttural vowels, until the sk yielded and became sS. West Saxon. 105 As regards the influence of forms with palatal sk upon the forms with guttural sk before guttural vowels, it may finally be pointed out that sceal and sceal^ had palatal s^ from the time of general diphthongization, scyle from some period after z-umlaut, as soon as the y had had time to palatalize the sk. The influence of scyle cannot be reck- oned upon as an important factor. There was, however, an extended period during which sceal, sceali, might have exerted an influence, and indeed it seems highly probable that their influence would have been felt in the plural of the present at least, though, as suggested above, if these forms influenced those with o and u materially, it would seem as if the Aelfredian texts should show greater uni- formity in indication of the glide before o, and not such great disparity between the o and the u. However, to state the matter in round terms, it is apparent in Aelfred that the forms of sculan show the diphthongization of guttural vowels by insertion of a glide to a markedly greater extent than other words. The explanation of this fact reduces itself merely to a matter of opinion, whether this is not due to the greater relative frequency of use of the word, or to the influence of the forms with palatal s% of the present indicative working through to the plural, and so to the infinitive. The two possibilities are not mutually exclusive, but general conditions seem to indicate that diphthongiza- tion was merely developed earlier in this word owing to frequency of use, and was not due to levelling in any great measure, as the different degrees of development in Aelfred of o and u correspond to the degrees of development in other words in Aelfred, and in this and other words in the later texts. The change of sculon, sculan, to sceolon, sceolan, has already been explained as due to difference of articulation, according as the word is pronounced with the mouth-ori- fice narrowed or opened, in a manner corresponding to io6 Palatalization in the Old English Dialects. retention of u or its change to eo after _/". The diphthong in these words accordingly remained presumably a rising diphthong, though change to a falling diphthong may have occurred incidentally in variant usage. This expla- nation also accounts for the fact that u persists beside eo in sculan^ and to a notable extent in other words, in all the texts, including the latest. To pass now to the forms with original e. E is diphthongized to ie^ often reduced to «', y (pp. 31 f., 42, 55-57) 63). The examples are scieran^ scierseax, scield^ scild^ beside sceld (2 cases in Orosius) ; various forms oi gie/an^ gieldan, gielpan^ -gietan^ sdeldan ; giefol^ giofol^ gifol; giefu^ gifu; giefan {donatoreni); -gield beside -geld (i, Orosius); gielpi gilp^ beside ^^/^ (3, Orosius). Diphthongization of e in the Aelfredian texts is, it will be seen, regular, except for one or two cases, sceld^ g^ld, gelp, in Orosius. These undiphthongized forms demand special consideration, like those of cb, &, just discussed. Biilbring {Elementarbuch., § 151) remarks that e is in great part retained in the patois., and cites from the Harleian Gloss the forms gelp., g^ld, gelde (sterile), ongeien, begetend, together with the forms in the Orosius, just noted. To these may be added seer an (36 cases in the Grammar in all the manuscripts ; see Rehm, p. 21 f.) ; sceldan (3) beside scyldan (7) in the Blickling Homilies; sceld in the Gram- mar. Scere., Pentateuch., Genesis 38.12, cited by Rehm as the dative of '■sceru\ does not belong here, but is a monophthongized form of sceare from scearu; seer, vomis, in the Grammar, similarly does not belong here. There is a marked contrast in this list of cases of undiph- thongized e to the record in the case of cb, which includes only one form -g^^f, exclusive of those having sc. It is also worthy of note that undiphthongized forms with e are represented in an Aelfredian text, while this is not the case with es, except as regards forms with sc. It seems sug- West Saxon. 107 gestive at first sight, though merely accidental, that only the nouns g^eld, gelp., occur in Orosius undiphthongized beside numerous forms with the verb, and that it is the nouns that are found undiphthongized in the Harleian Gloss. The possibility might be entertained that they were umlaut forms ; Cosijn, it may be remarked, so classes them, though remarking that they may better be classed under the verb as having originals. Were they umlaut forms, they might be explained as variants from *gtzld, *gcslp, beside the normal gield, gielpi which in that case would be from *geald^ *gealp. This is improbable, as variants *gczld^ *gcBlp, would be expected, and it seems far-fetched to call in here the occasional umlaut of ea to e (Biilbring, Elemeniarbuch, § 179, note i). Moreover, the forms sceld, gelde (sterile), ongeten, begetend, would remain unex- plained. The number of words represented in the list is really far more significant than appears at first sight. The question of the frequency of the appearance of such variants in the standard speech depends upon the whole number of words in the group to which they stand in the relation of vari- ants, and also upon the frequency of use of individual words. In the present case, the group is exceedingly small ; there are none with c initial, or certainly none of frequent use, and only a few with g^ namely those from the stems, ge/-^ geld-, geld- (sterile), gelp-, g^t-i ^'^^ the loan-word giem, gimm. Moreover, in the case of verbs, the whole tend- ency is away from the e to ie, i (j), owing to the 2d and 3d person singular. The number of possible words to dis- play variants is certainly few, yet of these we have evidence of undiphthongized forms from every stem except in the case of giem, and of gef-. Even in the case of gef-, it is indeterminate whether the late forms geofan, etc., are from gefan or gifan, while indeed the influence oigif-, function- ing as a stem, and of gift upon "^gefii may be surmised to io8 Palatalization in the Old English Dialects. have possibly had influence in precluding variants without diphthongization. And, as remarked above, it is notable that seven cases should occur in one Aelfredian text — two cases of sceld beside scield^ scild ; two cases of gelp to two oi gielp ; one case of -geld to fifteen of gield and five of gild. There can be no question that the variation is his- torical. The question which rises is, what was its cause, and especially in view of the contrast displayed to the forms with cb. This leads to a consideration of the time at which diphthongization of e took place in West Saxon. In the explanation of palatal diphthongization, it was shown that diphthongization of e should theoretically follow that of ?, which united with the palatal vowel following, precluding diphthongization. Certain of these became the preferred forms in the literary dialect, for example sceppan and scen- can^i while scendan is almost as common as sciendan. On the testimony of sciendan^ this change is to be placed after circa 725, when cb (or ce) became e. It may be referred to the close of the 8th century. 5. The influence of j upon k (^) in the combination sk^ discerned in change 4, ultimately affected the sk standing before guttural vowels. This passed from the stage si to sly the guttural vowels inhibiting transition of / to the ii8 Palatalization in the Old English Dialects. palatal spirant. This change may be referred to the first part of the 9th century. It resulted ultimately in the inser- tion of a glide before the vowels, a, o, u, which were affected in succession, the progress of the affection being discernible in the texts from Aelfred to the Gospels. The diphthong is a true diphthong, a fact attested by change of u to eo. The manner of the use of the e also attests this. It appears with increasing frequency in the succes- sive texts and before the several vowels in proper order. This indicates increased use of an actual speech sound. The fact that scea stands beside sea and sceo beside sco in the same words does not mean that sif and sk were used side by side in pronunciation, and it is not possible that the scribe would use a somewhat artificial orthographic expedient at one time and not at another — ^while he might well at one time indicate a glide and at another leave it unmarked. Consideration may now be given to the forms with orig- naiy. i: in the proper nouns lesuslause (-p. 182); leremias ; muni lof^ Iqfeses, lobeses ; ludeas^ ludan^ etc. ; also in iu (pp. 74, 182). io ; iung (p. 74), iong^ iungan (p. 182)/ iugup (p. 74), iugupe (p. 182). ge, gi: geonre (p. 55) ; geond (pp. 56,57), giend, gind, begeondan, begiondan ; git (p. ^(i)i gitt^ giit (p. 56); gii^ (P- l^^gi^; geogop (p. 1\),gioguj> (-) (pp. 74, 75, 183), giu- g-upi-X^p. 74, 182,); geong {-)(pp. 74, 18^), gwng{-),gmng{-), geongrena (p. i83),^zo«^r (-) (pp. 78, xZ^), gingra (p. 78), gingest {p. jS) •■, Geoweorpa(^p. 75,182) ;^20^/>5i *(Jra, see gedra iarwian, etc., see gearwian leremias, 118 lesuslause, 118 ioc, see geoc 7o/ (lofeses, lobeses), n8 iowg, see geong ludan (ludeas), 118 *