Otorn^U Kam i'rlioal Hibratg Cornell University Library KF 384.S54 Spirit of the courts, 3 1924 018 798 540 The original of tliis book is in tlie Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924018798540 Judges Attending or Accepting Invitations to the Montreal Conference HONORABLBS — ALFRED PHANKIjIN, C. J. Sup. Ct. of Ariz. EDGAR S. McCULLOH, C. J. Sup. Ct. of Ark. JOHN K. BBIACH, Sup. Ct. of Conn. CHARLES M. CDRTIS, Sup. Ct. of Del. JAMBS F. AILSHIE, C. J. Sup. Ct. of Idaho. ORHIN N. CARTER, C. J. Sup. Ct. of 111. QUINCY A. MYERS, Sup. Ct. of Ind. S. M. WEAVER, C. J. Sup. Ct. of Iowa. JOSEPH A. BREIAUX, C. J. Sup. Ct. of La. A. R. SAVAGE, C. J. Sup. Ct. of Me. A. HUNTER BOYD, C. J., and J. C. BRISCOE and N. C. BURKE, Sup. Ct. of Md. ARTHUR P. RUGG, C. J. Sup. Jud. Ct. of Mass. JOSEPH B. MOORE, Sup. Ct. of Mich. CALVIN L. BROWN, C. J. Sup. Ct. of Minn. SYDNEY SMITH, C. J. Sup. Ct. of Miss. JUSTICE HOLLOWAY, Sup. Ct. of Mont. MANOAH B. REESE, C. J. Sup. Ct. of Neb. H. F. NOBCROSS, C. J., and E. P. FABRINGTON, A. J. Sup. Ct. of Nev. FRANK ^. PARKER, Sup. Ct. of N. Mex. EDGAR 14. CTi;^\iBN, C. J., and JUDGE MARSCHAUSER, Sup. Ct. Oi N. Y. » GEORGE M. BROWN, Sup. Ct. of N. C. ANDREW A. BRUCE, N. Cakota. JAMES G. JOHNSON, Sup. Ct. of Ohio. MATHEW J. KANE, Sup. Ct. of Okla. J. HAY BROWN, Sup. Ct. of Pa. JAMBS H. MacLBARY, Porto Rico. CLARKE H. JOHNSON, C. J. Sup. Ct. of R. I. EUGENE B. GARY, C. J. Sup. Ct. of S. C. CHARLES S. w:hITING, Pres. Sup. Ct. of S. Dakota. SAMUEL C. WILLIAMS, Sup. Ct. of Tenn. GEORGE M. POWERS, Vermont. ROBERT R. PRENTISS, Sup. Ct. of Va. EMMETT N. PARKER, Sup. Ct. of Wash. IRA E. ROBINSON, Sup. Ct. of App. of W. Va. JOHN B. WINSLOW, C. J. Sup. Ct. of Wis. CHARLES N. POTTER, Sup. Ct. of Wyo. JOSIAH A. VAN ORSDEL, Ct. of Alpp. of the Dlst. of Col. CHARLES F. PARSONS, Cir. Judge, Fourth Circuit, Hawaii. Judges of the D. S. Circuit Court of Appeals — Feedbbic DodgEj Boston ; Van Vechten Vebdee, Brooklyn ; C. M. Hough, New York ; Geobge Geay, Delaware ; Don. A. Paedbe, Atlanta ; Loyal E. Knap- pen, Grand Rapids ; Francis E. Bakek, Goshen ; Walter H. San- BOEN, St. Paul ; Jdlian W. Mack, Chicago. Members Committee on Uniform Judicial Procedure, American Bar Association — Thomas W. Shelton (Chairman), Norfolk; Jacob M. Dickinson, Nashville; 'William B. Hoenblower, New York; •Louis D. Brandels, Boston ; Joseph N. Teal, Portland. • Messrs. Hornblowee and Brandeis have been succeeded by Messrs. William Howard Tapt and Prank Irvine. Spirit of the Courts BY THOMAS W. SHELTON Chairman, Committee on Uniform Judiciai Procedure American Bar Aisociation "Justice is the greatest interest of man on earth. It is the ligature which holds civilized beings and civilized nations together." — DANIEL WEBSTER. JOHN MURPHY COMPANY publishers bai/timose: maryijAND 1918 "I do know that the United States, in its judicial procedure, is many decades behind every civilized government in the world; and I say that it is an immediate and an imperative call upon us to rectify that, because the speedi- ness of j-ustice, the inexpensiveness of justice, the ready access of justice, is the greater part of justice itself." WooDRow Wilson. PREFACE. Much time and treasure are being expended in the laudable effort to prepare for the safety of the nation from actual and intentional foes from without. There are many other thou- sands of patriotic citizens engaged in the eflfort to save the nation from actual but uninten- tional foes from within. The former are try- ing to build up the national defense. The lat- ter are trying to assure a reasonable certainty of justice. It is the purpose of these pages to emphasize that the failure of the latter will render useless the work of the former, for there will be no government to protect. If one may so describe it, the former are giving attention to the garments needed in protecting the body of the great nation, while the latter are watching over the heart that it may regu- larly send out the life-blood of faith and con- tentment in the form of a prompt, economical and scientific administration of the law, for of the three departments of government the ju- dicial actually measures its usefulness and en- durance. Manifestly it is necessary and ex- pedient that both objects shall be concurrently achieved. The obvious necessity for an ade- quate public defense appealed even to the thoughtless, and the propaganda thereby ▼a Vlll PREFACE quickly arose to the dignity of a live national issue. It is not so with the courts. The lay- man's ignorance of the processes of jurispru- dence and its instrumentalities, aggravated by a lack of interest of a great many learned as well as thoughtless lawyers, has prevented a popular appreciation that well-nigh effaced it from public notice, except by way of ill- directed criticisms. There was no concerted effort at advancement. There exists no prac- tical, scientific supervision of the trial courts. Under the inspiration of these sentiments and hoping to assist in further awaking a quickened professional and lay conscience and in directing a wholesome public sentiment, a number of addresses were made in different States through a period of six years. With a full consciousness of a paucity of merit, but encouraged by an earnest desire to aid in bringing the general public into a better un- derstanding of its relation to the courts and of the courts to the government, I have ac- ceded to the requests of friends of simplified and uniform judicial procedure, and these ad- dresses, with a few appropriate changes and rearrangement and some additions, have been published in book form. To the charge of discursiveness and the liberal use of popular instead of scientific language, there will be a confession and avoidance. Our goal is sim- PREFACE IX plicity. Mystery, technicality and subtlety are, therefore, unsuitable elements. The aim is to put men and women to thinking about improving instead of criticising the courts. When they begin to think they will begin to seek what is not to be found within these covers, nor in any other one book — the means for a gradual, scientific perfection of judicial and juridical conditions, based upon the fun- damental principles adopted by the American Bar Association, the pivotal thought of which is that Congress shall set the Supreme Court free. The thoughts are ventured that a recrudes- cence of the old-time faith in and love and veneration for the courts and an intelligent, practical progress in the detail machinery so as to fit the changing hour, are necessary to the perpetuation of the great North Ameri- can Republic, the scheme of government of which has no equal in history. The belief is expressed that this nation has set its face to the rising sun of a new juridical era ; that we are moving on with the resistless tide of a wholesome public sentiment that will know no halting until the bench and bar shall have ful filled their high ideals. Acknowledgment is made of the admirable assistance and co-operation rendered by Mr. J. Frederick Essary, of Washington, D. C, X PREFACE who, upon receipt of the completed manu- script, directed all details. The author ac- knowledges, but will not endeavor to give ex- pression to his gratitude, the sympathy and encouragement of Mr. Taft and Dean Roscoe Pound, which are always within reach of the humblest effort made in the interest of a rea- sonable certainty of justice. Thomas W. Shelton, Norfolk, Va., July, 191 8. INTRODUCTION. By RoscoE Pound. A generation ago the proceedings of our bar associations, state and national, were filled with encomia on the common law and invec- tives against futile legislative attempts to in- terfere with the inevitable course of legal his- tory. Whether lawyers held to a philoso- phical view of law as declaratory of principles to be deduced from the nature of the abstract human being or preferred a historical view, taking law to be a formulation of human ex- perience in the administration of justice in which the idea of right or the idea of liberty was progressively realizing, they were agreed in denying that in any real sense it could be made consciously and hence in disclaiming any power to improve it consciously. Hence when the popular demand that the legal sys- tem more adequately secure interests which are held vital in the society of today first be- came acute, lawyers met it with confident eulogy of the traditional law as equal to all conceivable emergencies and with elaborate philosophical theories of non possumus. Later this attitude visibly changed to one of depreca- ting defense. The exaggerations of the legal xii INTRODUCTION muckraker of the first decade of the present century were justly decried, but consciousness of a substratum of justification for popular dissatisfaction hampered the lawyer's defense. More recently the lawyer has become recep- tive to criticism. He has learned to distin- guish the outpourings of smatterers and quacks, which are but a symptom, from the well founded murmurings of a public which pays for justice and does not always obtain it. On the whole, if we compare the proceedings of bar associations today with those of the end of the last century the change of attitude is significant. Everywhere there have come to be lawyers who are willing to stand for active efforts toward improvement. Coincident with this change in the attitude of the bar a change has taken place in the mode of thought of writers and teachers. A generation ago the deductive method held the field. The jurist began with a handful of fixed conceptions, arrived at, according to his theoretical starting-point, by analysis of the existing law, by generalisation from the his- tory of our legal system and of legal doctrines and institutions, or by metaphysical specula- tion, and relied upon a rigid logical develop- ment of those conceptions for the solution of every problem in the administration of justice. The law of real property, a logical unfolding INTRODUCTION^ xiii of ideas drawn from the feudal land law, is now almost alone in preserving the spirit of the law studied and taught and administered by our fathers. To that generation, the law stood upon its own basis. It was self-sufficient. Whether the jurist drew his fundamentals from the existing law of today by analysis or from the course of historical development of the traditional law by generalisation or conceived of an inexorable operation of social laws whose necessary workings could bring about the legal dogmas and legal institutions that exist, he was assured of the futility of con- scious attempts at improvement and was clear that his task was merely one of observation. Today this juristic pessimism has been defin- itely given up. We look at the law function- ally. We ask not so much what it is abstractly as what it does, what it may do and what it ought to do. The skeptical attitude of the past generation has definitely yielded to faith in the efficacy of effort. Obstructive pessimism has given way to constructive optimism. This does not mean that the lawyer of today expects to achieve a legal revolution over night through some patent automatically acting statute. It means rather that what to the law- yer of 1890 seemed impossible, today is thought of rather as difficult. Instead of hold- ing that law cannot be made consciously but xiv INTRODUCTION may only develop in a gradual process of or- derly evolution, we hold that it may be made and may be made effectively, but we recognize the intrinsic limitations upon effective secur- ing of interests through legal machinery and do not hope, as did the eighteenth century, to spin a complete legal system of universal validity from the head of a single jurist. Faith in blundering empiricism and in the inexor- able operation of social forces beyond human control has been replaced by faith in conscious and intelligent direction of legal development to the accomplishment of chosen ends. The proceedings of the annual Conference of Bar Association Delegates in connection with the meetings of the American Bar Association are eloquent of a sounder frame of mind on the part of those who are best qualified to make American law an effective instrument for its purpose. In any practical program for the improve- ment of judicial administation of justice in the United States, there must be four cardinal items. First and in many ways most important is the personnel of the bench, the mode of choice and tenure of judges. Because of the connection of the bench with enforcement of the criminal law, and the judicial power with respect to unconstitutional legislation, we have been too much engrossed with the political INTRODUCTION xv aspect of the judicial office. In consequence more than one of our commonwealths has irealized the truth of Bacon's saying: "An ignorant man cannot, a coward dares not, be a good judge." The everyday adjustment of re- lations of individuals with each other and with the state is less in the public eye than the oc- casional matters of spectacular interest that come before tribunals under our Anglo-Amer- ican doctrine of the supremacy of law. But accurate and speedy adjustment of these rela- tions is at the bottom of the social order. We must keep in mind the requirements of every- day administration of justice, and foremost among these is the strong independent judge. Second we may put organization of courts, the unification of the judicial system, in such wise as to permit the entire judicial force of the commonwealth to be employed in the most ef- fective manner possible upon the whole judi- cial business of the commonwealth, making adequate provision for speedy and expert dis- position of petty causes, for organization of the clerical and administrative side of the courts, and for adequate and responsible super- vision of every phase of judicial business. Third we may put, what is often put first, but must depend for its effectivenesss largely upon the two preceding items — simplification of procedure and relegation of procedural xvi INTRODUCTION machinery to its legitimate place in the ad- ministration of justice. Last, but by no means least in importance, is organization and train- ing of the bar. To some extent the American Bar Associa- tion has busied itself for many years with each of these items in a comprehensive plan of law reform. Sfate bar associations too are more and more taking them up. More recently the American Judicature Society has been at work upon them. But in the end our main reliance must be upon critical study of the local aspects of these several problems by lawyers who have first taken the trouble to acquaint themselves with the general principles involved, to learn how far the problems are general and how far local and to acquire accurate information as to the experience of the rest of the world in deal- ing with them. For many years Mr. Shelton has been con- spicuous among those who have essayed an in- telligent program of general scope as distinct from the conventional one of haphazard tink- ering with local details. By addresses before state bar associations and through the commit- tee on uniform judicial procedure of the American Bar Association he has striven to make of the proposition that the lawyer is not an ordinary bread winner but rather a public functionary charged with high public duties INTRODUCTION xvii something more than a high-sounding phrase to round out a period after a bar dinner. His experience as a lawyer, his association with the profession throughout the country and his activities in connection with concrete law re- forms have qualified him to speak upon many things as to which, thus far, the politician, the labor agitator, the social worker and the teacher of politics have had a monoply of the printed page. I should be the last to under- value what these lay critics have done in awakening the lawyer from his dogmatic slum- ber and making him conscious of the demands made upon law by a new century. But the very complexity of the problems raised by these demands calls for all the light that may be shed upon them from any quarter. Not the least among these sources of enlightenment must be the legal profession itself. Harvard University, July, 191 8. A Statement. A Rip Van Winkle, awakened during the second decade of the twentieth century, would be amazed by the magnificent railroads that have taken the place of the road cart, by the swift steamships that now tower above the lit- tle sailing schooner, by the splendid glow of electric lights that have made useless the hum- ble tallow candle, by the scientifically equip- ped hospitals and commodious and sanitary school buildings, and last but not least, by the imposing courthouses whose Corin- thian columns and ornate interiors impress even a modern-day observer. He would see the forward strides of seven-league boots in education, civilization, commerce, transpor- tation, science and art, but he would observe the progress of the snail in judicature. Be- wildered at all things else and standing awe- struck before the portals of the temples of justice, at the bar, he would feel at home. The text-book on pleading and procedure that rot- ted by his side a half century ago would serve him today. He need only become familiar with certain "statutory amendments," the crutches upon which decrepitude has hobbled these fifty years or more. In the library the reported cases would shock him as to volume, zlx XX STATEMENT often amaze him as to doctrine, and always discourage him as to conflict. While the commercial and social advance- ment of this great nation, proceeding under a well-organized co-ordination, has become the wonder and envy of the world, its court pro- cedure has lagged behind, a patched-up crea- ture of another age that incongruously pa- rades with this generation. When it has not taken the form of the ghost of an abandoned past, clothed in metaphysical subtleties, it has been enveloped in a mesh of legislative ex- periments and innovations, the latter state of affairs being worse than the former. One of the most disastrous results is, that the trial lawyer is becoming not so much a profound student of the law, its science and its purpose, as he is developing into a nimble-witted, spe- cial pleader, equipped with an alarming sup- ply of procedural technicalities. This is spoken not in criticism, but as a statement of one of the obvious results of existing condi- tions. In a demoralizing number of cases the issue is never reached or has to be retried because of the failure to scrupulously observe techni- calities of pleading and procedure. The average brief lays emphasis, not so much upon the actual wrong of the judgment, of which complaint is made, as upon the fact that it STATEMENT xxi was not obtained exactly in the manner pro- vided piecemeal by a hurried and harassed legislature. Justice, to that extent, has been subordinated to technicality and profundity has had to give place to subtlety. Such a con- dition is subversive of good government, for it destroys the necessary faith in courts and law- yers alike. Laymen have ever taken pride in their great and profound lawyers and judges, but they have no place in their hearts for the mountebank. It is a profound philosophy that man is to a great extent a creature of circumstance; therefore, a lawyer's develop- ment will respond to the character of the de- mands made upon him and the conditions sur- rounding him. He is engaged to win, and he can use only the tools provided for him and in the manner described, or give up the pro- fession of the law. But "our bravest lessons are not learned through success, but misadventure." The un- bridled criticisms of the courts and of the lawyers that have become so fashionable, the suicidal theory of the recall, and the threat of further impractical statutory procedure have served a useful purpose. A crisis has been precipitated that has prepared the way for a rich harvest of unselfish public spirit, the re- sult of seed that have been diligently sown during the last half decade. It is no longer xxii STATEMENT a debatable question that there is something wrong with the judicial department of the government. A correct diagnosis and a speedy application of the proper remedy is the work at present before us. Judges and lawyers began to realize that the tools and machinery of their profession, as furnished by the legislative department, were bringing dis-- credit upon their fair name and their work, and that they would eventually lower the standing of the judge and the lawyer. Forth- with there came the demand that, if the bench and bar were to be held responsible for the results of the procedure of the courts, they, and not the legislatures, should be allowed to prepare that procedure. This demand has now reached the dignity of a national issue; but, before becoming so, the bench and bar suffered from an undeserved criticism that be- came a menace to the most important of the three departments of government. These troubling thoughts have sunk deep into the souls of men whose first love is for their country. Their eyes are lifted above their vocation to the high level of their duty as citizens and leaders of society. "America," said Mr. Burke, "ow^j its love of liberty to its lawyers and the people who understand the principles of government." It may be added that America will comfort and support its STATEMENT xxiii lawyers in the demand for such a division of power as is needed for the proper operation of the machinery of the courts. The sense of the personal duty owed by the lawyers to the public and to the courts, that is inseparable from the high calling of their profession, has been electrified into a living, militant agency of reform. It has developed into an intelli- gent, organized effort in which judges, law- yers and laymen are co-operating. With a dynamic force, a self-abnegation and a display of patriotism unexcelled in any time or age, the judges and lawyers of this country have set about putting the courts upon the high level oi the day in which they live. They are demanding the right to quicken their laggard feet that they may keep stride with the splen- did commerce that long since outstripped it. There are few public movements of the present day that mean so much to the general welfare, to comity, and to closer commercial and social relations amongst the States. The agitation of the question is opening the eyes of commerce and of society to their real rela- tion and duty to the bench and the bar. To stimulate that movement is one object of this book. The first step in the program is the emancipation of the courts by the legislative departments of the State and Federal govern- ments. After this is done, what remains will xxiv STATEMENT offer no real obstacles other than those to be encountered in forwarding the present cam- paign of education. The principle underlying this theme is the organic one of an equable division of power between the legislative and judicial depart- ments of government. The program of the American Bar Association proposes to divide all judicial procedure into two classes, viz. : (a) jurisdictional and fundamental matters and general procedure and (b) the rules of practice directing the manner of bringing parties into court and the course of the court thereafter. The first class goes to the very foundation of the matter and may aptly be denominated the legal machine throughwhich justice is to be administered, as distinguished from the actual operation thereof, and lies exclusively with the legislative department of government. It prescribes what the court may do, who shall be the parties participat- ing, and fixes the rules of evidence and all im- portant matters of procedure. The second concerns only the practice, the manner in which these things shall be done, that is, the details of their practical operation. Concisely stated, the first class provides what the courts may do, while the second regulates how they shall do it. Out of this has been deduced a plan, which is embodied in a simple statute STATEMENT xxv that has met with well-nigh universal ap- proval. It is useful to emphasize that this statute will necessitate no alteration of the present procedure upon any jurisdictional or fundamental matter. Therefore, the prepara- tion of a "Practice Act" or "Code," or the revision of a State code, is a subject entirely apart. After the rules are prepared there may be reason for the consideration of that subject, or there may not. It will presently be authoritatively shown that justification may be found for this pro- posed division in the necessity for the preser- vation of a due balance between the legisla- tive and judicial departments of government. But it appeals to logic and to the eternal fitness of things, inasmuch as it provides for a com- mon-sense division of the actual labor to be performed and the responsibilities to be borne. While the legislative department should re- tain arbitrary control over the courts as an agency to an end, obviously, the best results to be derived from the operation of the agency are to be obtained by taking advantage of the genius, ability, preparation, experience and profound knowledge of the judges and law- yers, who, as officers of the court, personally conduct it. But there is a psychological aspect not to be underestimated. The sense of responsibility xxvi STATEMENT will awaken a new and unselfish interest on the part of the members of the bar, and will inspire their best efforts. Personal pride will play an important part in inducing them to support and maintain the new regime that would owe its existence and gradual perfec- tion in large measure to the aid contributed by them. This is really the human crux of the whole scheme. Moreover, it will give to the people the benefits of the advice of their ablest lawyers and will guide their criticisms in a harmless manner to a personally respon- sible and responsive agency. Lawyers will be transformed from the hostile critics that they now are into the militant, helpful sup- porters that they should be. It will go out of fashion for them to pick flaws, even if it could then be considered ethical to do so. That thought canot be too strongly stressed. Now let us view the obverse of this picture. With the legislative departments prescribing the most trifling details and disregarding im- provements suggested by bar associations, there is nothing for the judge and the lawyer to do but to submit and follow as best they may. This they have done nigh unto half a century, but not without loss of prestige; not without a lessening of popular confidence in the courts and lawyers, and not without the temporary lodgment of certain dangerous STATEMENT xxvii doctrines in the hearts of the people. That resentment as well as a critical mental atti- tude should be manifested against this involun- tary bondage is characteristically American. In its final analysis, the real trouble with judicial procedure is due to the fact that co- ordination has been absolutely destroyed by exclusive legislative control. When, there- fore, the lawyer places insurmountable bar- riers in the path of the court in its journey to the goal established and set up by justice and the merits of the cause, instead of being actu- ated by sinister and corrupt motives, he is merely seeking the enforcement of the stat- utes and asking that government be conducted in the manner that the legislative branch has seen fit to enact and to provide. He is doing merely his duty under his oath, and so is the judge who permits him so to proceed. What is the result? The lawyer acquires a reputa- tion for that kind of thing, and, since he has earned it by enforcing the law, he is entitled to it. This course is neither unethical nor reprehensible. But what of the judge who, likewise, has but done his duty? He stands alone to receive the condemnation of the liti- gant, and eventually that of a dissatisfied and distrustful people, who do not understand and who can not understand. They would not know where to seek relief, even if it were pos- xxviii STATEMENT sible for them to analyze the situation. Judg- ing only from results, they are justified from their point of view in feeling that the thing nearest to them which is apparently doing the wrong should be throttled and destroyed. This is one of the results of "code plead- ing" which is exclusively legislative. It is one of the results of common-law pleading long since abandoned in propria persona, but much alive as a legislative tatterdemalion, in which form resides its chastened spirit. The pro- posed new plan will co-ordinate the entire bar and the judicial and legislative depart- ments arid enable each to perform its proper function. Obversely, exclusive judicial power would place in the hands of the judicial department control over fundamental and jurisdictional matters and general procedure. Such a grant of power would be in conflict with the spirit of our republican institutions, if, indeed, it would not violate the basic constitutional principles in which they rest. It is necessary to advert to it, however, since it is the an- tithesis of "code pleading" and a happy mean between the two extremes is what has been found to be most desirable. A sensible limi- tation must, as we have argued, be placed upon the power of the courts, a matter already effectuated to an extent, by suitable statutory STATEMENT xxix measures, as well as upon the executive and the legislative departments. But this limita- tion must not go to such an extreme as to de- feat co-ordination, else the latter state of af- fairs will be as bad as the former. The pro- posed new plan, as has been stated, lies mid- way between the "all legislative" and the "all court" systems. It proposes to vest in the supreme appellate court of each State and of the Federal government the exclusive power to prepare for the respective nisi prius courts all necessary rules and regulations and the power, likewise, to amend and alter them at the demand of convenience or of justice. From this duty the legislative department would necessarily withdraw. All future pleading and practice would be in accordance with simple, correlated and scientific rules of court instead of being regulated by rigid, in- flexible statutes, amendable only by legislative act. Of the form to be taken by these rules it is not now in order to speak. In an orderly manner opportunity will be afforded the law- yers to share both the labor and the responsi- bility. The task at present is to inform the •people and their legislative representatives of the merit and policy of and the absolute ne- cessity for a proper division of dutyand power between the legislative and judicial departments of government. But it is timely to call atten- XXX STATEMENT tion to the necessity for some authorized, com- petent agency, clothed with supreme and final authority, to whose care may be intrusted the adjustment and determination of the matters in question. That agency is the Supreme Court of the United States, which Congress must set free to perform its logical duty. With this statement we may now venture upon a portrayal of the real spirit of the courts with the hope and purpose of stimulating a greater general interest in American judica- ture and its elevation to the high standard of the American bar. CONTENTS Frontispiece Preface vil Introduction, by Roscoe Pound xi A Statement xix CHAPTER I. JUDICIAL PROCEDURE AND JUDICIAL CALIBRE. Judicial procedure reflects botli glory and Imperfections of government — Tljree profound thoughts — ^Wiat is Judicial procedure? — Effect of bad procedure — American mental attitude — Faith in courts justified — Supreme Court and the Constitution— It organized Interstate relations — ^Would have been a statutory bnposslbillty — ^Marbury vs. Madison — A present interstate industrial conflict — Faith and pa- tience only necessary — Self-serving pessimists harmless — Colonial character analyzed — "Maid Marion" In legal history — English lawyers as students — Civil lav? — Independence of ■ the judiciary — Popular study of government needed — Two burning questions — Divorce politics from court-s^rLawyers and judges must have power to Improve — ^Responsibility now shifts with political tide — Congress must set Supreme Court free — Reason — Judicial procedure analyzed — The Judge — Compensation — Pensions — Danger of popular elec-, tlons — Impeachment — "Judicial Court of Inquiry" — ^"Cor- ruption, ignorance and subserviency" — Jefferson's and Cleveland's admonition — Marshall's views — Opportunity for a statement — The unfit judge — The fit judge 1 CHAPTER II. RELATION OF JUDICIAL PROCEDURE TO UNIFORMITY OF LAW. American aspect — EJvlls of uniformity — Courts measure po- tency of law — Time ripe for uniformity — Interdependence of States — Why InterstateConference of Judges was pro- posed — Lack of popular understandhig of courts — Import- ance illustrated by reservoir — Reorganization as a whole — English people and procedure — Present dangers — States Rights bnperlled — How may be protected — Supreme Court must have sole authority — ^Human reason — ^Procedure must be fixed and established — The reason — Real source of power of courts — Admhilstratlon of justice needs to be brought up to the level of citizenship — Public conscience now awake — ^Antipathy to Federal courts dangerous — Must be prevented 27 xxxii CONTENTS CHAPTER III. EXPEDIENCY MUST NOT SACRIFICE PRINCIPLE. Improvement important question — President Taft's message — Superficial or extemporized knowledge a deterrent — Meri- torious origin of remedy — Reason for tecimical English pro- cedure — Embodies virtues and avoids vices of other forms — Tyler's views liberally given — ^American procedural his- tory — Civil and common law procedure contrasted — Po- tency of substantive law destroyed by adjective — Tyler's failure to distinguish — ^No civil adjective law — Praetor Ur- banus — The judex— Menace to justice — ^First organized ef- fort at separate adjective law — The common law — Prece- dent — "Personal ruling" condenmed — Coke's approval — Im- perialism now impossible — America adopted common law — Reason — Four systems of procedure: (1) History of com- mon law procedure; comments of Minor, Reeves, Glavil, Bracton, Hale and Stephen; avarice of clerks destroyed its usefulness; campaign instituted in 1820; half century of development; court rules adopted; return to first prin- ciples; Henry John Stephen; his several books. (2) Advo- cate of rules of court; 1826 edition used to America; Acts of Parliament; synopsis of English procedure. (3) Com- mon law procedure modified by statute. (4) "Code plead- ing"; both condemned — Govermental restratat — Three methods — Reason, duress and superstition— Translate spirit of society — Also national character — "The restratat of reason" — ^Historically discussed — Contrasted with re- stratat by duress and superstition — The "Themistes" of the Greeks — Homeric times contrasted — "Heroic Ktagship" — Its decay — ^Rise of "aristocracies" followed by "oli- garchies" and "council of chiefs" — Then the real spirit of the courts — Earliest notion of jural conception — ^Authori- ties cited — Russia's difficulties compared — The EngUsh viewpotat — German government latest example of heroic ktagship 41 CHAPTER IV. RELATION OP JUDICIAL PROCEDURE TO GOVERNMENT. Why cause of dissatisfaction — Failure to disttaguish between adjective and substantive law — ^Admtaistration of justice first taterest of man — Vice of technical procedure — Illus- trated — Certata duties peculiar to the Bar — Source of ju- dicial power — "Respect, faith and obedience" — Their de- struction means fall of government — Judicial most im- portant of three departments — Federal Supreme Court placed beyond tafluence of legislative and executive — Burden bearer — Fmal refuge — Law found to decisions — Strength of Republic — ^What Supreme Court has done — ^An appre- ciation — Statutory morals for judges — ^Are a serious re- CONTENTS xxxiii flection— Federal "Relationship" statute made impotent- Future historians — ^Antithesis of high standards — Life tenure approved — "Recall" condemned Impeachment — "Judicial Court of Inquiry" — ^Will inspire confidence — Causes of dissatisfaction — English history compared 69 CHAPTER V. THE RELATION OF COMMERCE TO THE COURTS. Appeal to commercial lawyers — Victims of technical proced- ure — Commercial courts — Illustrations — Judges and law- yers — Self-preservation — Legislature should not operate courts — No executive ever attempted it — Political parties in agreement — High personal conduct has preserved judicial department — Has sustained public confidence — ^Views of Mr. Root and Judge Parker — Legis- lative trespass — Days of James II compared — ^His meas- ure of a judge — Demanded subserviency — Roosevelt's ideal the same — Effect — ^American adTancement doe to inherited character, not to her courts — Symptoms of decadence — American courts stand where England did in 1820 — Inev- itable result — The Goddess of Justice— An allegorical fig- ure — Lawyers either despised or respected — No medioc- rity — ^When judicial merit brings condemnation — Lawyers forced to interrupt justice — Ought to perfect judicature — Apologies confess weakness — Milton's sarcasm — ^Nation looking to them — ^When their usefulness ends — Some philos- ophy — Three American agencies — "Fixed interstate judi- cial relations" — Congress retardmg advancement 83 CHAPTER VI. FIXED INTERSTATE JUDICIAL RELATIONS— "THE CONFERENCE OF JUDGES." Interstate commerce and the courts — ^Uniform laws, decis- ions and procedure — Montreal "Conference of Judges" — First in American history — Origin and necessity — ^An ap- preciation — Provision must be made for travel expense — Address at organization — "Judicial Section" — Trinity of agencies achieving uniformity — Courts suffering from leg- islative egotism— Hostile to spirit of Constitution — Usurpation of power — Condemned by Anglo-Saxons — Fed- eral procedure a menace — Hostility to courts falsely founded— ^American Bar Association acted to 1912 — Its "Declaration of Independence" — Legislation introduced — Webb's praise— Universally endorsed— Credit Men endorse —Commercial spirit portrayed— Congress concedes its duty to Supreme Court — Evolution of change of senthnent — Influence of individuals on judicature — Marshall's effect — Taf t, "The Maker of Judges"— His sublime political sacri- fice—America will remember— The South is grateful— Na- tive love of law and order not self -perpetuating— A duty. . 97 xxxiv CCXNTENTS CHAPTER VII. SHALL JUSTICE BE THE ACCIDENT OF THE JUDGE OR THE CERTAINTY OF THE SYSTEM? Statement of principles — Are history of resistance of man- kind to tyranny — Preparation of the case — Office of law- yer and judge — Dangers — Technical form unnecessary — Necessary allegations — ^Must be complete within itself — Due process of law — ^Amendments should be Kberal — Er- rors detected — ^W. T. Hughes' views — ^Result of suspended habeas corpus— Free citizenship endangered — Observations — Illustrations — JeSerson's views — Observations applied to judges — Dickens' Magistrates' Courts — ^Modern criticism — Makes possible res adjudicata — Some observations — That which is not juridically presented cannot be judicially de- cided — State a party— How? — The mandatory record — Technical discussion 114 CHAPTER VIII. SPIRIT OF THE BAR, PAST AND PRESENT. Judicial department keystone of arch — Historical mental at- titude — Commerce determined upon reform — Lawyers awake to emergency — A fixed program — Generally accepted — Pride of opinion sunken — ^Result — Mystery destroyed — Lawyers and judges sole human elements-— Sole qualified agencies — Assures faith in courts — Things striven for — Cleveland's prophecy — Twenty-five years of history — In- dependence of judiciary — Danger of politics — Blessings of American government — Duty to maintain — Wonder at tar- diness — Standing of lawyers is that of nation — Their work is constructive statesmanship— Conservatism sometimes troublesome — This attitude is temperamental — Some phil- osophy — Procedure lagghig behind commerce — ^A reason — Directness and simplicity its watchwords — Some history — Views of James I. Coke, Duane, Kent, ICnapp and others — Commercialization of mystery — Distinguished instances — When codes vexed the earth — ^Result of inaction of law- yers — Bar Association saved the situation — Agencies of advancement — Periods of "investigation," "education," "legislation" — First two stages successfully past — Look- tog to Congress — Colonial history of uniformity — First ap- peal — Thomas Pownall — First English committee on law reform— "State's rights" tavolved — Preserved only by con- duct of States — ^How? — ^Uniformity to "statute," "proced- ure" and "decision" — "Fixed toterstate judicial relations". . 125 CHAPTER IX. CONTEST BETWEEN THE MORAL AND JURAL LAW. Philosophy of the law — Influence upon man— Ancient law- givers — Destructive causes — Stagnation is death — Jeffer- CONTENTS XXXV son expected progress— Symptoms of social weakness- Three thoughts— Scientific evolution of law— Too many statutes — Country on threshold of an era-making juridical reform — Legislative aggression — Philosophy of a normal man— Moral law subjugated by jural law— Standard for so- ciety — Real spirit of law — Ravages upon citizenship — Pa- ternalism condemned — Conception of American independ- ence — Fewer laws and better men needed— What is a "Christian Nation"?— An analogy— Spirit of jural law- Paternalism prevented — The lawyer's part — English legal evolution — Post-Cromwellian period — Jural cannot be sub- stituted for moral law — "When men are corrupt, laws are broken" 149 CHAPTER X. PREVENTION OF LEGISLATION AND LITIGATION. Popular understanding of science of government necessary — Mystery banished — Protection from imposition — It is sick body politic that needs law — Madison's views — ^Roscoe Pound's theory — Government cannot rise higher than peo- ple — ^What failure meant — ^What it means now — ^Duty to operate properly what the Founders prepared — Distinc- tion between bad operation and bad government — Legisla- tive trespass — Previous dependence upon courts — Latter policy made and saved the government — Commission gov- ernment a substitute — Human mterposition in government — Illustrated — Montesquieu's warning — An age of statu- tory morals — Power to regulate is power over result — Hamilt(Hi, Madison, Jefferson and Bill of Rights quoted — Congress must set Supreme Court free — A wicked legis- lative invention — Commission and legislative govern- ment contrasted — Former not novel — Interstate commerce supervision — Its merits — Interstate cor- porate supervision — Federal Trade Commission — But there is no supervision of courts — Illustrated — ^High judicial com- mission — Aid to Congress — Discourages legislation — Dis- courages litigation — ^The Supreme Court — Its economic side — It saved and made the government — Faith in it holds to- gether the States — ^Federal inferior courts — Their dock- ets — ^Assignment of judges — Retirement 166 CHAPTER XL POLITICS THE ENEMY OF JUSTICE. Politics an American vocation — Fears of Founders realized — Washtogton's dread— Root's application— Three thoughts appUed — Merit of American governments — ^Man and his en- vironment — Education — Illustrated in political campaigns — Bill of Rights declares legislators undergo a mental change — "Rotation in oflSce" — But Jefferson recommended life tenure for judges— Life of judicial department— Organized lavpyers its sole defenders — Procedural history — Return to xxxvf CONTENTS fundamental principles — ^Adams and Washington condenm politics — ^JeBerson is so minded even in 1816 — ^His earlier letter to Wyth — ^His "legal check" — He lived to vindicate his own warning — Greatness does not alter humanity — Madison's "leaders of thought" — Federal practice — Con- formity was attempt at uniformity — Both destroyed — Some personal objections to reform — One Senator accnsed the Bar of sinister motives — But large legislative majority in favor — Four reasons for initiattag campaign in Federal courts — Dangers of foreign views to American judicature — Let there be no American Esaus 182 CHAPTER XII. IS THE COMMON LAW RELATION OF JUDGE AND JURY SUBJECT TO LEGISLATIVE CHANGE? Use of juries illustrated — Danger of unproper use — True course is the pioneer viewpoint — "According to the course of the common law of 1776" — Elements assuring certamty of justice — Sir Matthew Hale — ^An American constitutional right — Manner of use only question — An English privilege — "Superintendence" by judge — Its evolution in Federal courts — State usages — "Supermtending after verdict" — Power of judge to "set aside" ancient — When jury and not judge "directs" trial — An American tendency — This danger foreseen — English tendency other way — ^Hale and Black- stone — Founders discreet and careful — Inheres m Ameri- can system — Light of Seventh Amendment — Bad judges cause of its unpopularity — Possible origin of jury — Adop- tion in England questionable — Subsequent wholesome taflu- ences — ^Real office — Mistaken theory — Definition of a trial — ^Waiver — Blackstone supreme authority — Justice White's views — What Blackstone said — "Virtue of jury" — "Peril of too much latitude" — "Judge should sum up" — Exact thing mtended to be preserved — "Capital Traction Co. v. Hof " — No claim upon antiquity — ^Demurrer to evidence — "Sctatilla doctrine" — "Directing" not deprivation of constitutional right — ^May be demanded — Necessary to efficiency — Cooley's conception — Keith's ideal — "Power," "potency" and "effi- ciency" analyzed — American renaissance of Montesquieu theories — Origin and development of "directhig verdict" — Marshall's participation — Justice Jolmson's minority opmion became cornerstone — "Elmore v. Grimes" — E3ntire course of decisions reviewed — The twenty years between Ehnore V. Grhnes and Parks v. Ross — Demurrer to evidence com- pared with directmg verdict — Dangerous cost of a demur- rer—Directing verdict justified— Justice Johnson vindicated —Views of Taney, Clifford and Miller— Relation of judge and jury exactly defined: (1) Prevention of unjust verdicts; (2) How it is done; (3) How court examines the evidence; (4) When submission is an idle ceremony; (5) The true prhiciple — "Plamtifl's recourse ample and appropriate"— A great principle preserved 200 CONTENTS xxxvii CHAPTER XIII. AN EFFICIENT JUDICIAL SYSTEM. Few "common law" procedural States left— Others experi- menting, except where "rules" in vogue — Statistics of pro- cedural errors— Statistics of congested dockets— Analysis of Supreme Court's docket — Mr. Taft's proposed relief- Pending legislation — ^Does Congress appreciate country's obligation to Supreme Court? — The one stable element of government — Secret of Republic's strength— Inferior Fed- eral courts — Inefficient judges — ^Relief refused — General assignment suggested — Done m Second District — Entire judicial system must be made elastic — Judicial code not clear — Phenomenal statutory increase — The passing of a Federal regime — Political judicial appointments lowest or- der of treason — Public beginning to understand responsi- ble agency — ^Reason for Southern prejudice — ^Mr. Taft m- spired hope — Judges and administrative duties — ^A bad judi- cial custom — Judge Rose's remedy — Separate commercial courts — Montesquieu, Coke and Blackstone's views — Jury service discussed — ^Mechanics of the law — Selection of judges — Who best qualified to select — Superintendence of operation of courts needed — "High Judicial Commission" — Externals of judicature — Depositions condemned — ^Waste of assets of litigants censured — Lowers morale of law- yers — Destroys respect of laymen — Publicity as to hono- rariums — Salaried standing masters recommended — Ex- pense of judicial sales — ^Almost a scandal — Court reporting — Its bnportance — Selection of juries — Is the Bar domg anythhig? — Exemptions "Called from bystanders" — Indem- nity bonds — No provision agahist IndMdnal official dishon- esty — This is an element of potential danger — Three courses open to a surety — Legislation suggested 227 CHAPTER XIV. A chapter of Procedural statistics — Proportion of decisions on pleadhigs — England in 1827 — Effect of Hilary Rules un- satisfactory — ^The reason — Mr. Whittier's compilation and comments — Contrast under Judicature Act — All court rule system vindicated— Smith's American statistics — Com- ments — Output of all courts — West Publishing Company's compilation — Record of Federal Supreme Court — Statistics of docket — Comment by Attorney-General — Circuit Court of Appeal record — Form of American Bar Association's Procedure Bill 253 CHAPTER 1. Judicial Procedure and Judicial Calibre. If I were requested to write the history of any one of the great governments that have ruled over the destinies of men since the dawn of the world, and had the ability to do so, I should be well content to follow in the wake of its judicial procedure. All else will bear its impress and reflect its glory or its imper- fections. Next to religion, it has been the source of greatest contention in governmental relations. Men may agree on the form of laws, but they never agree on the manner of their interpretation or administration. There are three profound thoughts well justified by history that will be the keynote to what is to follow and to which is invited sober thought. A government is as good as the laws it enacts ; it is as bad as the manner in which they are administered; and it is as strong and endur- able as the faith of its citizens in its courts. Practically applied, what is judicial proced- ure? It is the divide between law and order and anarchy. It is the barrier between right and might. It is the guardian of civilization, and it is the handmaiden of the church, to which, alone, it takes second place. It mat- 2 SPIRIT OF THE COURTS ters not how good a law may be or how im- portant it is to eradicate an evil at which a statute is directed, its potency and dignity is measured by the manner in which it is en- forced. A lax administration begets lax meth- ods and morals. Lax morals undermine a people, and a nation is no better or stronger than its subjects. It may be said, in passing, that the redemption of this nation and of all Anglo-Saxon people, is the occasional habit of rising up and bringing about a rigid enforcement of the laws through a prompt response by the courts and not through a de- struction of the courts and, therefore, the gov- ernment. This very fact evidences an uncon- scious faith in and respect for the potency of the courts, as it proves them to be of first im- portance and a last resort. And right well have they justified it. The body of the great common law is but the mature reasoning of learned and patriotic English jurists, through eight centuries of almost daily adjustment to the progress of commerce and society. The history of the Federal Supreme Court is an interesting story of the conflict and evolution of many years of interstate relations and the establishment of interstate commercial regu- lations. In bringing about this wholesome status the Supreme Court converted an inert parchment into a plastic, flexible tie profit- SPIRIT OF THE COURTS 3 ably binding the States together in amicable relation and automatically disposing of fric- tion as it arises. Without fear of contradic- tion, it is asserted that no code of statutes pre- pared by a Solomon would have achieved this marvelous consummation so necessary to the stability of the new and untried Republic, even though the statutes could have been agreed upon. There is no legislative body on earth that could have enacted enough statutes, and suffi- ciently elastic, to have momentarily met the kaleidoscopic developments and changes in interstate political and economic relations, during the early growth of this nation, with its diversified interests. This is equally true as to the last two decades, and the same will be true as to the next decade to come. Yet Chief Justice Marshall, his associates and their successors have created a body of rules of conduct answering both the rule of reason and the demand of convenience under which the States and commerce and society, with slight sacrifices of individual rights, have thrived to the extent of becoming the marvel of the world. As to these judicial laws, there was no appeal or repeal. They had the sav- ing element of permanency, free from politi- cal bias and partisan influences. The people, therefore, philosophically acquiesced and fit- 4 SPIRIT OF THE COURTS ted themselves to the new conditions, though, some times, only after a respectable number had uselessly worried themselves into a state of temporary nervous insubordination. This was not without a useful purpose, since the submission which followed was conducive to a philosophical and thoughtful state of mind wherein the general welfare, and not personal pride, became the paramount object of citi- zenship. But what most appeals to us is that, still keeping alive a very necessary and agree- able State rivalry, we are essentially one for all and all for one — a nation of sovereign States, a family of prosperous children, actu- ally willing to adopt uniform laws. In taking pride in this great nation, one looks upon the result as richly justifying the means adopted and as a measure of future governmental conduct. Generations yet unborn will point to this achievement as a fitting example for all ages to follow. This is the debt that we owe to the Federal Supreme Court, and particu- larly, if I may be permitted to say it, to John Marshall, Virginia's great contribution to the nation. His masterful personality is its warp and woof. Yet contemporaneous history shows that some well-intentioned but impa- tient people would have recalled this great builder of the government when he handed down the famous decision in "Marbury vs. SPIRIT OF THE COURTS 5 Madison." It brings to mind the words of the poet Dryden : "Look around the habitable world! How few Know their own good, or knowing it, pursue." The remedy was being applied and the pa- tient was, as usual, temporarily rebellious. The hour of gratitude had not arrived. The mere mention of the circumstance to a thoughtful reader will serve a purpose. It will be discussed in another chapter. Even lawyers have temporary difficulty in completely comprehending the full practical import of that one decision and its effect upon the politics, commerce and governmental re- lations of the times. The Supreme Court, still in its pin-feathers as it were, but conceiv- ing its high mission, laid its hand upon the Legislatures of the several States and in effect said : You have commenced to quarrel, so we nominate ourselves as an umpire to interpret and enforce the letter and spirit of the con- tract into which you have entered, for some- body must do it in order to keep the peace and establish orderly conditions. Furthermore, since nobody seems to know exactly the duties and power of this Court, we will define them ourselves. In the future, if you enact a law appearing to us in violation of the Constitu- tion, we will declare it void, and void it will 6 SPIRIT OF THE COURTS be through your submission to constituted au- thority as loyal citizens. And with one ex- ception, when the nation divided and the final decree was writ in blood and enforced through the arbitrament of arms, it has been going right along settling disputes between the States ever since. Out of the matter-of- fact present how that thought looms up to a grateful mental vision! Without regard to blatant political sentiment, deaf even to the clamorous warnings of the proud States of their birth; seeing only with the eyes and heart and head of constructive statesmanship the two roads ahead of the Republic — the one to inter- necine strife and ruin, and the other to a com- pact nation of independent sovereigns, mag- nanimously giving and taking in the daily conflicts of commercial, social and political intercourse — the Supreme Court made itself the necessary arbiter, the patriarch of the tribe, whose word was, has been and ever will be the law of this united country. We are today peacefully going through an interstate industrial crisis of no small conse- quence, but which, like all things else, is shap- ing itself in the mould. Eight years ago there were people aplenty who predicted govern- mental and financial ruin if certain groups of selfish and unpatriotic persons were not per- mitted to continue taking personal advantage SPIRIT OF THE COURTS 7 of unsettled and conflicting State relations. The condition of law so created was popular- ized by the name of the "twilight zone." Within that time this Great Umpire and the State Appellate Courts, working in entire sympathy, have found rules and applied them; have interpreted law and enforced it, and, at their simple word, peace and order are rapidly coming out of the chaos of two decades. True, it has not pleased everybody either as to speed or extent, but the work has the saving grace of finality and a determined purpose. As it was not a day in the making, so it will not be a day in the unmaking. The roots of the tares have ramified and become entangled with those of the wheat. The op- eration of extraction is a delicate one. With- out regard to political persuasion, the courts rightfully and safely rely upon a patriotic faith and patience of the people, that is the noblest attribute of citizenship. This trait of the American people is the corner-stone upon which rests the very existence of this Repub- lic. Reference is popularly made to the ab- sence of it in a people as a lack of prepara- tion for representative government, and there never was a truer saying. One does not have to go far afield to find evidences of it on the American continent. Therefore, let me say that it is the sublimest duty tO' foster and en- 8 SPIRIT OF THE COURTS courage a proper submission and faith. Given time and the opportunity, the Supreme Court in an orderly and decorous manner, free from partisan bias, will reform pleading and pro- cedure and will blaze the way in which the new and greater commerce and interstate rela- tions may develop and move on with safety to itself and to the people. It will do this with proper regard for constitutional limitations and ancient principles and with a due consid- eration of the sacred trust of the future that lies before us. It is a problem no more difH- cult than was that so happily and finally solved by John Marshall and his faithful and able associates. It merely looms large by proximity, and is aggravating because of a necessary and natural slowness of solution and evolution. This profound faith, resting firm- ly upon past achievements, always gives re- newed hope and inspiration when the raucous voice of the self-serving pessimist is disturb- ing the peace of a government that will be the hope-spring of liberty and justice when the memory of the most conspicuous and success- ful demagogue shall have faded away like a shooting star athwart the heavens. In our deep concern for the present, let there be no alarm. Trouble adds to its stat- ure by proximity and distrust. The same Providence that gave strength and courage SPIRIT OF THE COURTS 9 and deep conviction to our struggling ances- tors is watching over the destinies of the im- portant nation they so wisely established upon principles broad and profound. But the men of this generation must be as faithful to duty as their forebears. The need of strong courts and the speedy, economical and uniform ad- ministration of justice at this very time is even greater, if possible, than in John Marshall's day. His people were well disciplined by war, privation, provincial simplicity and a puritanical recognition of ethical standards. They were too earnest to be idle; too energetic to be discontented ; too unselfish to be unfaith- ful, and too thoughtful to be satisfied with expediency. They possessed a reverence for government and an innate faith in and respect for the courts that made of a judgeship the highest honor in the gift of the people. Is there not at present a lack of it, whether or not justified, traceable alike to the indifference of the suffragan and the corruption of the politician? We turn now, with a pardonable degree of serious thought, to some present conditions justifiably described as a state of mind that, admitted to exist, cannot safely be left uncon- sidered. lo SPIRIT OF THE COURTS "If I could reach from pole to pole and grasp the ocean in my span, I would be judged by my soul, for the mind is the standard of the man." Many well-meaning persons of this genera- tion, instead of fostering an unselfish philoso- phy based upon the courage and deep convic- tions of their forefathers, who thought pro- foundly and acted wisely, if they be natives of this country; or, are unmindful of the unbear- able conditions that drove them to seek shelter here, if they be adopted citizens, are showing evidences of a restlessness and an impatience that will surrender only to a proper realiza- tion of the genius of our government and their power and duty to perpetuate it; to the decent restraint due between man and his brother, and to a patriotic submission that is the life and hope of good citizenship. To all such mis- guided pessimists, even if they be entirely jus- tified, are the words of Cowper most timely: "Beware of desperate steps. The darkest day, Live till tomorrow, will have passed away." Here lies the sublimest duty of the lawyer beckoning him to action. Trained in the science of government, its philosophy and its reason, sworn to uphold the Constitution and possessing the faith of his clients, as he should, he must become a missionary. It is believed to be the opportunity of the hour for patriotic SPIRIT OF THE COURTS ii service. There lies before the Bar a field ripe to the harvest, impelled by militant convic- tions. In the sentiments of Father Ryan: "Better a day of strife Than a century of sleep, Give me instead of a long stream of life The tempests and tears of the deep." Our people, as pure at heart as any that ever lived, are thoughtlessly beginning an as- sault upon the one agency that distributes the life-blood of all governments. It is time for the patriotic lawyer to answer the demagogic hysteria of the political opportunist with the experience of history. England can trace the elements of her greatness to the Magna Charta, for it was then that the courts threw off the yoke of King John and the Crown and became independent. This was almost the di- rect result of the missionary work of Sir John Fitz Walter, inspired by the murder of his daughter, Matilda ("Maid Marion"), as the leader of the Barons until the capitulation at Runnymede. In England's courts afterwards lay her power-^in reverence she found her strength, and the people their contentment and happiness, although at the cost of many a life and fortune and dark hours of despair. From the school of her common-law procedure have graduated the legal giants of history who spread the light of civilization and culture 12 SPIRIT OF THE COURTS into a then almost darkened world. From her Inns of Court, established for the purpose, came forth a body of law and a citizenship by whose example we well may profit. The peo- ple were educated to fit the law, and not the law the whims of the people. The animal spirit of man became disciplined and fitted for government. Man was not exalted above the law, whether prince or peasant. The King himself bowed before its majesty and power. In Rome the justly famous Justinian Code, more than a century in its making, is the dis- tinguishing feature of the first half of the sixth century of the Christian era. In France the mighty warrior. Napoleon, reaching the pinnacle of fame by the sword, declared that his memory would eventually be commemo- rated through his civil code. Wherever the principles of justice are sought, the name of Moses is not forgotten. And, lest we forget, that while the greatness that was Rome lay in the perfection of her courts, for they were models for the world, when the finger of the prince was permitted to rest upon the hand of the judge as he signed the decree, the deca- dence of the Empire began. And it matters not whether that interference be by the prince or by the people, the result will be the same. What the Englishman demanded from the Crown at Runnymede, the Roman surrcn- SPIRIT OF THE COURTS 13 dered to the prince; the one became a con- queror and the mistress of the seas, the other the conquered and a by-word. The times call for a more general and pop- ular study of the elementary principles of gov- ernment, that the body politic may realize that the difficulty is not with the courts as institu- tions, but with the conduct thereof; that we have outgrown some systems and have depart- ed from ancient principles in creating others and in selecting judges; that this trouble is not permanent, but very temporary and local, and can be corrected by a properly selected personnel and a simplification of the proced- ure therein, both of which reforms are knock- ing clamorously at legislative doors. There- fore, the fault lies not so much with the peo- ple themselves, as with the lawyers who must lead and teach them. These are the two burning questions of the hour that are receiv- ing the attention they deserve, and the solu- tion, I profoundly believe, lies largely in di- vorcing the courts from politics and political influences and allowing them and the bar to clean their own house, where necessary, and to maintain it according to the high ethical standards of so noble a profession. The un- questioned tendency of the times is towards the very highest ethical standards. 14 SPIRIT OF THE COURTS Pursuing this thought, if lawyers and judges are to be held solely responsible, as in right they should, then they must be given the power to correct the evil by putting into prac- tice all necessary reforms in the courts, the very first "of which is the selection of suitable judges. Present responsibility cannot be per- manently located, but shifts with the political tide, both as to the personnel and the proced- ure in the courts. And the latter is no less important. It is a pitiful present, and it will be a hopeless future, unless the electorate in- structs Congress and the State legislatures to cease the present process of patching and use- less amendment and turn over the entire re- form of pleading and procedure to the highest Appellate Courts, assisted by the bar, where it logically belongs. Congress did this many years ago as to the equity side of the Federal Courts. But it has bound the hands of the Federal Supreme Court as to the common-law side. The people should rise up in their might and require that Congress shall set the Supreme Court free. It is a complete solu- tion of the difficulty. For example, let us consider equity procedure in the Federal Courts. When the demand for a reform that had been needed a hundred years became suffi- ciently formidable, the Chief Executive, Wil- liam Howard Taft, with a professional knowl- SPIRIT OF THE COURTS 15 edge of conditions and the courage of his con- victions, officially called upon the Supreme Court, which, in turn, called upon the law- yers, and there was speedy action. A reformed equity procedure for the Federal Courts has gone into effect. On the other hand, his re- quest to Congress to reform the law side of the courts, or to authorize the Supreme Court to do it, has gone the way of all things not politically profitable. And so will it ever be. Congress should be prevailed upon to do away with the empty pretense of conformity with State practice on the common-law side, pro- vided in Section 914, Revised Statutes — the only excuse for its existence — stop patching conflicting and incompatible statutes, author- ize the Federal Supreme Court to prepare a simple, economical, complete, correlated sys- tem of pleading and procedure, make it man- datory, and stop there. Let the Supreme Court do the rest. At present there are two separate and distinct systems of pleading and procedure in every State. Federal practice has, indeed, become a specialty, to which statement every lawyer will bear testimony. Laymen will certify to its burdens and de- lays. Every legitimate agency in the power of lawyers and laymen should be brought to bear to put an end to a condition daily taxing and vexing commerce and society. It is justly i6 SPIRIT OF THE COURTS a source of serious unrest. I repeat a state- ment often made and never denied, that we may look to legislative participation for dis- appointment only in result, expedition and permanency. With all due respect to the many earnest, honest and well-equipped men who compose those bodies, they suffer, besides others, from some of the same troubles as do the lawyers. From lack of preparedness, conflict of ideas, as well as indiflference, there is much to be feared. But an even greater evil is the power and habit of amendment. Besides, politics has no respectable place in jurisprudence. On the other hand, the solemn voice of the Supreme Court would bring the entire bar and the people to a point of com- plete acquiescence. There would be perma- nent results the greatest of which, next to sim- plicity and economy, would be uniformity in pleading and procedure in the Federal Courts, and quite naturally amongst the States. In their own interest, there would eventually be adopted any simple, economical system that bears the imprimatur of approval of the United States Supreme Court, that has proved its merits in the Federal Courts and which has become certain and fixed through prece- dents. The detail of this will be discussed in another chapter. SPIRIT OF THE COURTS 17 Most earnestly it has been impressed upon Congress and Legislatures, and it is now re- peated, that the enactment of substantive law is a secondary matter in comparison with judi- cial procedure. Time and again illustration has been given that judicial procedure is to the substantive law what the arteries are to the human body; that the latter is worthless without the former. It is an adage in medical diagnosis that a man is as old as his arteries. It is a truth in jurisprudence that a law is as useful as the procedure through which it is enforced. It matters not how much good, rich, pure blood one may have pulsating in his heart if the arteries through which it is dis- tributed to the human system are clogged or inefficient and fail to perform their function, gradually there comes the certain death. Without in any sense wishing to be an alarm- ist, but stating a legitimate logical deduction, so surely as the human heart connected with clogged arteries must eventually cease to beat, so certainly will a government retarded by clogged judicial procedure surely decay. This is the history of the world. Turning from the courts, the people will first arbitrate and then they will fight. Once resort is had to the arbitrament of arms, might and not right will be the measure of civil liberty and prop- erty rights. The divide between law and or- i8 SPIRIT OF THE COURTS der and anarchy being but a submission in- spired by fear, or by the faith and respect of the body politic in and for the courts, it is too delicate and dangerous an element to be made a political pawn. With it men are dealing with fire, and they need to take a sober second thought. "A thousand years scarce serve to form a State; An hour may lay it in the dust." Believing these things, or even fearing their possibility, as one may, is there a more patri- otic duty in the noble profession of the law or in citizenship than the profound obligation to encourage, foster and make justifiable that faith in the judicial procedure of this country which is the very breath of its life? Impa- tience, recently at high tide, is tugging at the anchor of the old ship that has held it fast to its ancient moorings. This is a time for law- yers and all lovers of representative govern- ment to stand fast in their allegiance to es- tablished principles, suitably garbing them to fit the temper of the hour. With this thought in mind, let us take a little more analytical view and repeat a definition that seems to have stood the test and met with the approval of the critics. Judicial procedure is composed of the judge, the man, with his power and mode of reasoning — the procedure in his court, with SPIRIT OF THE COURTS 19 the written pleadings, rules, precedents and traditions that restrict and confine his individ- uality, limit his personal power and make of him the true impersonation of the blind god- dess of justice. Like a complete machine, each part has its important function. Now let us be perfectly frank in discussing the man. The time for temporizing and plat- itudes has passed. While I do not agree with any such complaint, it has become fashionable to declare that there are not as many able men upon the bench as there were twenty years ago; that political influence has outweighed merit in their selection. Let me say that that criticism comes with poor grace from a peo- ple who, by uncomplaining acquiescence, jus- tify their legislators in a parsimony in com- pensating judges that would reflect credit upon a miser, while at the same time they are permitting in many States political clerks of the same courts to be compensated in fees amounting to many times their just desert. It is just such inequalities, such political expedi- encies that are eating away the peace of the present and the hope of the future. Out of their own conduct shall they hear condemna- tion. How could a self-respecting man so justify any such course of government as to wish to serve it for a pittance, even if he were financially able to do so and desired to make 20 SPIRIT OF THE COURTS a contribution to the public treasury in times of peace? But by what right do Congress and the Legislatures demand that a lawyer shall sacrifice a lucrative practice commanded and held by his ability? Has service upon the bench been placed on a war basis, requir- ing that a citizen, responding to the highest call of patriotism, may be drafted into service in order to save his country and maintain the high standard of the bench? Self-respect is the essence of patriotism. Judges, no more than other men, can live by glory and patriot- ism alone. They owe a duty to their families, if not to themselves, and they should be finan- cially independent and comfortable in mind. Therefore, service upon the bench must be made attractive by way of compensation as well as honor. Furthermore, the people in many States have successfully demanded the right to select their judges at the polls, in some cases subject- ing them as a prey to designing politicians by not coming to their rescue with sustaining majorities. The judiciary in such States may descend to the level of a high constable unless the electorate is itself of the highest type of citizenship. The shallow-brained but loud- mouthed demagogue outweighs the quiet, dig- nified man of deep-rooted principle, judicial temperament and unfaltering courage. Again, SPIRIT OF THE COURTS 21 for reasons that have already been set forth, and still having in mind the absolute inde- pendence of the judge, there should be life- tenure, with provision for retirement upon a suitable pension, and a prompt, simple and cheap v^^ay of calling the judge to judgment, of which I shall speak later. Such an arrange- ment would nautrally attract able lawyers of a judicial temperament and well fitted for that service of the bench which ought to be the greatest honor in the gift of the people. Judges should be recruited from men not lacking in repose, but suited in disposition and desire, men free from the nervous impatience and thirst for power and pelf that might bind them to commerce. Having made the judge independent, it is of first importance that he should be placed in convenient and economical reach of the peo- ple whose official servant he is. There has al- ready been suggested the need in the Federal system, and wherever life-tenure or long terms prevail, of a speedy, simple, inexpensive man- ner of preferring and answering charges con- cerning the conduct of judges. It is incom- patible with American manhood that the peo- ple will rest content under the belief that any official or man is beyond the reach of the law, whether through political influence or chi- canery, the operation of statutory law or the 22 SPIRIT OF THE COURTS expense and delay of the legal remedy of im- peachment. The effect is exactly the same. Impeachment should be made to fit the crime, instead of being the plaything of politics or a club in the hand of spite, and it should not be the only way of bringing a life-tenure judge to judgment. It is too often the case that the layman, through ignorance of the law, and the lawyer, through indifference or fear and sometimes with the hope of profit, has reached the conclusion that a life-tenure judge, particularly a Federal judge, is out of the reach of the man without influence. In iso- lated instances "thrift has followed fawning," but, as a general rule, resentment and opposi- tion naturally followed upon the heels of this conviction. Wherein the public is becoming like the man who kept fire out of his residence and died of pneumonia, because of the fear of burning up his house. It is more sensible to keep the fire under thorough and immediate control and profit by it. Some time ago I suggested a possible solution of this prob- lem, and some sort of a solution must be promptly had in order to appease a very re- spectable Yiumber of people. This solution is a Judicial Court of Inquiry, the prototype of which may be found in mili- tary and naval law. A limited example and complete justification of it has recently been SPIRIT OF THE COURTS 23 furnished by a Congressional Committee of Inquiry in the Archbald case. While the pre- vailing principle is right, the practice is wrong and expensive as conducted by Con- gress. The trial must be brought closer home and not held within the exclusive walls of Con- gress. When, in the opinion of the Chief Jus- tice, sufficient cause is shown upon a verified petition or communication to that effect, pro- vision should be made for the immediate se- lection by the Chief Justice of a court of three to five judges to sit at the trial. The personnel should be made up of presiding judges of equal or superior dignity and from different grand divisions of the country, who could in no way profit by the outcome and who would represent every ethical viewpoint. Charges and specifications should be prepared and served in advance, and the accused should be required to appear in court in person at a public hearing held where the alleged im- proper conduct was committed. Before such a court there could be defined and considered the trinity of evils that destroy the usefulness of judges — corruption, ignorance and subserv- iency. This court could not impeach, but the result would be the same. Congress and Leg- islatures would respect its findings. The ef- fect would bring to the great body of the peo- ple the consoling and peaceful thought that an 24 SPIRIT OF THE COURTS improper judge was speedily within their reach, and it will help allay the dangerous agitation for the recall of judges. There would be no need of it. The expense of this court would be negligible, its selection would be ideal, its effect would be as wholesome as its prototype is in the Army and Navy and the National Guard, and there would follow a peace and contentment that is the concomitant of faith and respect and the realization of the power of self-protection. I venture again to suggest that dissatisfac- tion with judges is not the outgrowth of honest decisions or big matters, in the absence of questions of political significance. The aver- age man is a good loser where he has had a fair chance. It is on account of the aggrega- tion of little things of which the press never hears and under which the complainant, chaf- ing in impotent helplessness, sows seed of dis- satisfaction that need but little demagogic fer- tilization to germinate into a governmental menace. With the right in the judge to demand an inquiry and the power in the citizen and the lawyer alike to prefer charges, an ever fair-minded public will not permit irrespon- sible mongering of scandal or unguarded ex- pressions of criticism. It will go out of fash- ion to speak loosely of courts and it will come into fashion to lay charges where justified. SPIRIT OF THE COURTS 25 Thomas Jefiferson expressed the opinion that "when a cause has been adjudged accord- ing to the rules and the forms of a country, its justice ought to be presumed * * * Mul- tiply bodies of revisal as you please, their number must still be finite and they must fin- ish in the hands of fallible men and judges." Grover Cleveland prophetically said : "To me nothing can be more deplorable than that open criticism of the decisions of courts which, all at once, has become fashionable * * * they are danger-signals, and failure to see them may introduce practices which will threaten the independence of the courts * * * If their decrees are not respected, or the judges who preside over them are not men of the highest reputation for ability and fairness, then all the forces of discontent will unite in an assault upon them." As important, therefore, as is the simplifica- tion, expedition and reduction in expense of pleading and procedure, the selection of judges stands forth as an issue by itself. Chief Justice Marshall said: "The greatest curse ever inflicted by an angry Heaven upon an ungrateful and sinning people is a corrupt, de- pendent or an ignorant judiciary." The most enduring monument that any Chief Executive can erect to his lasting and grateful memory, whatever may be his political creed, will be 26 SPIRIT OF THE COURTS the act of eradicating the influence of politics from the selection of judges and from judicial procedure. Daily there is justification of the conviction that of the trinity of evils that go to make bad judges — corruption, ignorance and subserviency — the worst of these is sub- serviency. The stench of corruption eventu- ally reveals its presence; the blunders of ig- norance are awkwardly visible to both parties to the record ; but the stealth of favoritism is apparent only to the expert professional eyes of unwilling witnesses. Few lawyers can af- ford and all regretfully perform the patriotic duty of pointing out the occasional unfit judge for whose existence this country is dearly pay- ing. It cannot be too often repeated that judges should be men who, now and always, have understood and lived up to their coun- try's best traditions; who draw their inspira- tions, as a matter of right, from the firesides of the representative people and not from the ''nfluence of or respect for their high office. No man with political debts to pay, enemies to punish, friends to favor or dependents to be supported out of the assets of litigants, is fit to be a judge. SPIRIT OF THE COURTS 27 CHAPTER II. Relation of Judicial Procedure to Uni- formity OF Law. Let us now give attention to the American national aspect of the procedure of the courts. There is being earnestly and successfully urged the necessity for uniformity in the law of the States. The uncertainty, the lack of confidence in extending credits and the costly conflict and delay that continually arise in the execution of the simplest transaction, and in litigation incident thereto, have been em- phasized. The suggestion is offered that uni- formity in interpretation is as important as uniformity in enactment of statutes. And we must go yet a step further; judicial procedure must be made uniform as well as simple, in- expensive and expeditious. Let us consider it with that meed of reverence justly due to those elementary principles underlying our republi- can form of government and the protection to liberty and property rights, to which atten- tion has already been directed. Into this thought enter the judge — the man, with his power and mode of reasoning — the procedure in his court, with the rules, prece- dents and traditions that restrict and confine 28 SPIRIT OF THE COURTS his individuality, limit his personal power and make of him the true impersonation of the blind Goddess of Justice. It is asserted with- out hesitation that, though every statute in every State were made uniform in word and letter, the courts, by failing to follow their manifest spirit and intent or by contrary rul- ings, could nullify that work in one decision. Consider the much-heralded Uniform Ne- gotiable Instrument Law, the result of years of unselfish devotion. What is its fate? Its President reported to the Commissioners on Uniform State Laws in 1909 that, though this statute had been adopted in thirty-eight States, Territories and the District of Columbia, some of the courts were destroying its purpose by lack of uniformity in decision. These courts had simply failed to recognize and permit to become operative the announced co-operation of thirty-eight Legislatures in enacting identi- cal laws dealing with matters of common in- terest to commerce, finance and society. This is said not in criticism of a theory of law, but as the statement of fact. So long as lack of uniformity in decision is progressing, uni- formity in law is retrogressing. It is proposed, then, to demonstrate clearly the fatal fact that the machinery of the courts measure the potency and the dignity of the law, and before there shall be obtained uni- SPIRIT OF THE COURTS 29 formity of law there must be brought about uniformity of decision and practice. That this is impossible in this enlightened country, where the brains and brawn and money of the men of every State is commingled in a com- mon effort of uplift, civic improvement and industrial advancement, a normal person re- fuses to believe. Never in all the world was there such solidarity of purpose, such frater- nal co-operation and such unity of effort as exists today throughout this great, fruitful and prosperous country. Commercially and socially, it is made one by transportation, tele- graph, telephone and newspaper service and facilities. The one section depends upon the labor, fruits and industries of another almost like the members of the human body itself. If the same law is acceptable to all the States, why is not the same interpretation of that law acceptable? And why cannot it be made so? It is commendable of the fearless independ- ence of those great jurists that even the mem- bers of the Supreme Court of the United States do not always agree in reasoning or re- sult. Permanency and uniformity of decision are not, thereby, disturbed because of the finality of the majority rule. Now the inter- pretation of a State Appellate Court, reached by the majority thereof, is equally permanent as to that State. But thirty-eight States have 30 SPIRIT OF THE COURTS adopted the statute and, without concert of action by these courts or some rule of conduct, there may be thirty-eight interpretations of the law. So if it be necessary for uniformity, why cannot the judges or the presiding judges of the different Appellate Courts exchange views when a new uniform statute is enacted, and, if they fail to agree upon its meaning, let the majority rule. A congress of courts, I ven- ture to suggest, is within the spirit of uni- formity. It is no impingement of the dignity, nor a breach of the ethics of courts, to confer together. It is no sacrifice of States' rights. Rather is it an advantage to State interests. A cardinal rule of interpretation is that when a State adopts a statute, its courts shall follow the interpretation reached by the highest court of the sister State first adopting it. In the final analysis we are, after all, but mem- bers of one big family living on one big farm, subdivided by imaginary political lines. We need a little more neighborly gossiping over the back fences by the courts for a realization that the adoption of identical statutes calls for the rendering of identical decisions. This great problem we wish to consider not with the promise of a specific remedy, for that will be discussed later, but as a call for patriotism, a broadness of vision and that degree of un- selfishness that tends to the general good. SPIRIT OF THE COURTS 31 "No State," said Senator Root, "can live unto itself," and by the same token I wish to add that no State Appellate Court ought to do so. One cares much as to what is written upon the statute books, but much more as to how it is enforced. We may well cherish the hope of uniformity even as we rest trustfully in the sacred limitations guaranteed in the Consti- tution, but the extent of the achievement of both is measured absolutely by the courts. No apology, then, is in order for considering these vital questions, for they will play an important part in the future, as they have done since men first abandoned the arbitrament of might and arms and sought courts of justice in settle- ment of their differences, as we have already briefly shown. To such an extent is this a fact, as has also been seen, that the pleading and procedure of the courts of every country reflect the genius of the government itself. We have already seen that imperialistic Rome, with the highest and best laws that ever blessed a people, would have scorned the com- mon-law pleading of England that was made to stand, and did stand, as a barrier between the prince and the citizen and as a guarantor of decisions reflecting the true law, the ex- pressed spirit of the time and not the pleasure of the prince, the judge or any other power. Pleading is the vehicle through which all law 32 SPIRIT OF THE COURTS is enforced, and excepting a good judgment, wisdom, patriotism and fidelity to duty, it is the only restriction and limitation upon the individuality of the judge and the direct in- terference of the government or other pow^er. As a people we have grown indifferent to or lost appreciation of the truth that it matters not how good a law is or what might have been its beneficial purpose, it becomes bad, if not vicious, when improperly or inadequately enforced. Judicial procedure is to law what the aque- duct and water pipes are to the great reservoir where the water is stored. The quality, quan- tity and usefulness of the water, however pure its origin, depends absolutely upon the aqueduct in which it is conveyed to the city and distributed. If that be broken and leaky or inadequate, the supply actually received by the people will be uncertain, slow and insuffi- cient, and all commercial and social efforts must suffer accordingly. If the aqueduct be foul, so will the water be contaminated and spoiled for the merciful use for which it was intended and becomes the very antithesis of an agency next to godliness. So patriotic and learned men may fill the statute books with the wisdom of a Solomon, but the usefulness thereof will be limited and measured by the judicial procedure through which it is admin- SPIRIT OF THE COURTS 33 istered. That the thought may be emphasized, it is desired to repeat that if judicial proced- ure is to be reformed it must be reconstructed as a scientific, correlated whole, else the last state will be worse than the first. On the other hand, it is not necessary to be seekers after innovation in order to improve. We are so fortunate as to have inherited a model, briefly described in another chapter, from the same source from which we took the immu- table bases of our laws, a simple, economical, expeditious system amended down to date, which can be made to fit American conditions. It is as old as. English civilization and as new as the most modern idea. In it there looks down upon us eight centuries of legal history and civic struggle. It has made the humblest man as strong in court as the greatest aggre- gation of power. Happily, though business is vexed by lack of uniformity in judicial de- cisions, there are as yet no imperialistic clouds in our governmental skies threatening civil liberty or property rights. But "the price of liberty is eternal vigilance." To ofifer tempta- tion is half the sin, for it is an invitation to transgression. It is not too much to say that upon uniform judicial procedure and decision largely depend the fostering of closer politi- cal, commercial and social relations amongst the States. The best practitioner in Virginia 34 SPIRIT OF THE COURTS today is lost in a North Carolina or New York court, and vice versa. This is as devoid of reason as it is unneighborly. A simple model Federal system is the key to achievement, as we shall presently show. But there is another and a fundamental reason we would prove false to a profound conviction not to emphasize. However ad- vantageous uniformity in procedure and de- cision may be to men of national business — for commerce has long since leaped over the im- aginary political lines separating the States — it becomes a negligible quantity in the light of the profound fundamental matter of perpetu- ating the dual relation fixed by the founders between the State and Federal governments. I venture to predict that States' rights will be gradually absorbed unless the State Legisla- tures suitably accommodate their local laws to the manifest needs of interstate commerce. The preservation of State autonomy, we are taught by the founders, means the guarantee of the true liberty against certain difficulties and a possible oppression from centralized power. But who shall perform this important work of preparing a fixed, uniform system of per- manent rules for the regulation of judicial procedure of all the courts — Federal and State? There is but one answer — the highest SPIRIT OF THE COURTS 35 Appellate Court in the United States and of the several States (until all the States shall adopt the Federal plan). The Bar has given repeated assurance that it stands ready to render such practical assistance as may be found convenient and may be requested of it, through the agency of a commission or other- wise. It is an indication that there abides in the people of this country a sublime faith in their highest tribunal that makes of submission the noblest attribute of national character. "In reverence is the chief joy and power of life," says Ruskin, and it is an un- mistakable evidence of unconscious bravery and unselfish patriotism. Nothing but the sol- emn voice of this great source of Justice will subdue the belligerent cocksureness that may be expected, or solidify public opinion to the point of complete acquiescence and forceful support. It will be encouraging to be mind- ful that pride of opinion of individual law- yers forced upon the ancient Romans one hun- dred years of struggle and dissension in per- fecting the Justinian Code, and that it has taken the English eight hundred years of co- operation to reach their present state of per- fection. There are reactionaries holding high legislative position who would repeat history in America. 36 SPIRIT OF THE COURTS Our next thought, heretofore suggested, is that judicial procedure must be fixed and es- tablished because of its salutary limitation upon the human element entering into its warp and woof. With strict reference only to enforcing rules of pleading and procedure, the relation of the presiding judge to the litigants and the authorities is analogous to that of an umpire in a game. It is his province to ad- minister, not to make rules. It would be a dangerous umpire who made his rules as he enforced them, but a very just and safe one who enforced existing rules regardless of his personal inclinations or the personnel of the players. In that particular there forcibly ap- pears the distinction between the civil and the common-law practice heretofore pointed out. The donning of the ermine takes away none of the human frailties. It is not a question of honesty of purpose, but one of natural limita- tions. Gratitude, one of the cardinal virtues, may become in a judge a vicious weakness. No two men see, understand, are impressed or appreciate alike under exactly the same conditions if left uncontrolled, which is the reason that the law is worse than meaningless when left to unfettered individual inclination. The strongest supporters of that statement will be found among the men who adorn the Bench. A keen sense of duty but accentuates SPIRIT OF THE COURTS 37 the weight of responsibility and bestirs a cor- responding gratitude for every legitimate help that lessens or lightens it. Belief in human infallibility is symptomatic of imperialism or insanity. The opinion is ventured that the general public is sometimes amazed at the broad power properly possessed by the courts even within these legitimate limitations. This power finds its security not in the words of constitutions and statutes, but is derived from the innate sense of justice and love of the people for right, truth and fair-dealing be- tween man and man and between government and man and their respect for constituted au- thority. It translates the highest type of ad- ministering restraint by the rule of reason. Courts draw no power from transgressors. A court that dispenses impartial justice, though its decision be temporarily unpopular, is as strong as a hundred million patriotic people can make it. How important it is, then, to justify this faith in fact and in appearance. Most regretfully is it submitted for considera- tion that the test of popular strength in Amer- ica today is robust honesty. It ought to be a most commonplace thing instead. The strong- est man and the one who does the most good is not the individual whose mouth is filled with platitudes, but he who dares to do right him- 38 SPIRIT OF THE COURTS self and to force others to do it. I have enough confidence in the deep-rooted sense of justice of the average citizenof America to im- plicitly believe that he would fight to the death for any judge who stood for what that judge believed to be right, just as he would condemn and expose partiality, wrong and corruption. That is the impelling force holding up the hands of American courts. All of these things, too often overlooked, play their important parts and must be considered in the important task now before the American people of per- fecting judicature. They are written in order to emphasize that the administration of justice needs to be brought -up instead of down to the level of citizenship, and must be made as nearly nationally uniform as is humanly pos- sible. The noisy brook has been diverting attention from the deep running river upon whose placid bosom only the ship of state can float. I am inspired to believe that we are living in a time when the voice of civic uplift and advancement is being heard in legislative halls, the counting-room and in the innermost executive and judicial chambers. The public conscience is awake to a lively sense of duty. There is being reincarnated the spirit of the patriots who founded this government. Men are being brought closer together in the com- SPIRIT OF THE COURTS 39 mon ties of humanity, mutual benefit and brotherly love. They are heeding the call of the fellowship of man, the general welfare and the common good, and at the call of a com- mon need are reaching a state of mutual ap- preciation, understanding and tolerance. The voice of the zealot and of blind partizanship is being heard less and less. The dawning of this new day is casting its fresh sunshine from one end to the other of our country. It is melt- ing its way through barriers that the laws and force could not penetrate. It is developing into lusty strength principles that have been sacrificed to political expediency, and it is filling the hearts of patriotic men of every po- sition, condition and creed with a new hope and a new effort. Encouragement must be given this sentiment by the selection of a suit- able judicial personnel as well as providing a simple, uniform procedure for the courts, and we cannot dwell too much upon the former. Judges should be men who now and always have understood and lived up to their coun- try's best traditions, who draw their inspira- tions as a matter of right from the firesides of representative people and not on account of the influence of or respect for their high office, and with whom "thrift will not follow fawn- ing." No man with political debts to pay, enemies to punish, friends to favor or depend- 40 SPIRIT OF THE COURTS ents to be supported out of the assets of liti- gants is fit to be a judge. If there shall con- tinue to exist that lofty spirit of unselfish pa- triotism, faith in the government and respect for the courts; if the real people are to be brought close together and close to the heart of the government at Washington in order that the ideal of uniformity shall be nationally acceptable, it will be by destroying all antip- athy to the Federal courts and creating instead that admiration, loyalty and respect that Americans dearly love to pay to their faithful official servants. In the Federal courts let us feel that we are in the house of our fathers, from which models should properly come, in- stead of a foreign court. Uniformity of leg- islation is a necessary convenience, but uni- formity of administration is a fundamental necessity, and it cannot be achieved except through the adoption by the several States of an acceptable Federal system. SPIRIT OF THE COURTS 41 CHAPTER III. ' Expediency Must Not Sacrifice Principle. Former President Taft, some years ago, officially declared that "The great question now before the American public is the im- provement of the administration of justice, civil and criminal, both in the matter of its prompt dispatch and the cheapening of its use." He was none the less forceful but more ornate than a distinguished poet who said: "For forms of law let fools contest; that which is best administered is best." Assuming then that there does not exist a dissenting voice against the eflfort seeking to simplify, lessen the expense, expedite and make uniform the pleading and procedure of the State and Federal courts, the paramount thought is the preparation and agreement upon that system of practice very nearly pro- ducing the desired result and reasonably meet- ing with individual theories and inclinations. In its consideration let us hope that we shall be free from that belligerent cocksureness that is the outcome of superficial or extemporized knowledge and that there will be kept in mind the importance of pleading, its history, its 42 SPIRIT OF THE COURTS traditions, its evolution, its difficulties and its dangers, which in this and future chapters we shall endeavor to bring to mind. In another place it will be shown that the present trouble is fundamental and lies in the processes of the government itself. The proposed remedy, it will be seen, is the fruit of the matured wis- dom of the ripest scholars of the English- speaking world. Its application requires no departure from fundamental principles, no sacrifice of ancient landmarks, and involves but slight surrender of individual inclinations. But it demands a broadness of vision and that degree of unselfishness that tends to the gen- eral good, the sinking of pride of opinion and a spirit of accommodativeness. Nor is it necessary that its ends should be obtained at the sacrifice of certainty and stability. On the contrary, these will be assured, including per- petuation of the principles of the common law. By wholly abolishing technical com- mon-law procedure, rigid conflicting statutes and substituting therefor scientific correlated rules of court, there will be attained a sim- plicity that will state the case in logical man- ner and with an accuracy that is free from sub- tlety. Practically, it means pleading the facts without the circumstances, omitting conclu- sions of law and evolving a single issue of law and fact. Without indulging in the vain hope SPIRIT OF THE COURTS 43 of the sciolist, that every litigant may be his own lawyer, it is certain that in this way plead- ing can be made as simple as it is now complex. It is proposed to discuss the elements entering into this thought. Inasmuch as it is proposed that the new system of rules of court shall possess the vir- tues and avoid the vices of both common-law and Code procedure, we must not be unmind- ful of the different schools of thought that en- joy the favor of ripe and patriotic scholars. To that end let us review as much in their own language as possible the opinion of some of the ablest exponents of common and civil law pleading. Doctor Tyler, a common-law partizan, in his preface to the American work of Stephen on Pleading [3rd Am. Ed., 1892], bitterly resented any departure from that an- cient practice, particularly "Code Pleading." Let us consider his views first. "The love of innovation," said he, "induced the State of New York some years ago to abrogate com- mon-law pleading and introduce a code of procedure for the regulation of litigation in her courts; and, notwithstanding the lament- able confusion and uncertainty and the great- ly increased expense which has thereby been brought into the administration of justice in that State, other States have followed in her 44 SPIRIT OF THE COURTS track of barbaric emipricism." Mindful that the few advocates of common-law pleading look upon it as a fetish, a purpose will be served in permitting the spirit of Dr. Tyler to carry us a little further into history in the search for the inspiration of its origin and the reason for its destruction. Today it has no place in the world except in five States in America. His failure to distinguish between the unparalleled merits of the common law and the machinery through which it was fin- ally enforced will become obvious. The schol- arly law-givers of Rome spent nearly a cen- tury of constant application in reaching what was finally the Justinian Code. That a keen sense of right and an abhorrence of wrong dominated the Roman mind in framing all their laws will not be disputed, though our English progenitors found the necessity of disagreeing for other reasons. That their po- tency was lost in the processes of administra- tion proved a warning and an inspiration to Englishmen. Inasmuch as it is given to us to profit alike by the failures and successes of two great peoples, from whom we have in- herited a rich legacy of precedents and tradi- tions, there is neither necessity nor excuse for a serious mistake to be made. Although mod- ern statutes and decisions are creating a place requiring consideration, there are known in SPIRIT OF THE COURTS 45 history two great systems of law — the civil law of Rome and the common law of Eng- land. All procedure must be adapted as ve- hicles for enforcing these principles. With the exception of Louisiana, the States of the Union are influenced by the common law of England, if, indeed, the law of those States is not the common law except where modified or abrogated by statute. It need not be said that it is a decadent jurisprudence that rejects the foundation provided by the maxims. Consider first the procedure of the civil law; it appears that there is impressed upon it the influence of the three great political periods of Rome, viz : the period of the Kings, the period of the Republic and the period of the Emperors. The pleading of each period faithfully reflects the spirit of the people and of the government thereof. The evolution of the civil procedure, on account of its imperial- istic tendency, commands investigation, in that it seems not to have been so much a legisla- tive as a judicial growth, one responding to the convenience of the prince. Thus, while "the written reason of the Roman law has been silently and studiously transfused into all our modern legal and political life," its pleading and procedure has not done so for the reason that personal judicial inclination became a substitute for juridical science. We 46 SPIRIT OF THE COURTS are told "that there was given to the chief judge ('Praetor Urbanus') authority to pro- vide new rules and orders applicable to spe- cial cases which might be brought before him." Let us see how it operated. "If a person complained of an injury for which the old (then existing) law offered no remedy, the Praetor Urbanus could, upon a statement of facts by the party, allow him an action and put the facts, with a proper judgment upon them, into a certain formula for the informa- tion of the judex to whom he referred the matter." Now this sounds very much like making the law and the procedure to suit the case. There was a menace to justice in this arbitrary or conflicting procedure, particu- larly as administered by a weak or subservient judge. It fostered distrust, and often disre- spect, for the courts. They became to be de- spised as tools of oppression instead of being revered as the sacred agencies of justice. So "it became the custom for Praetors, on enter- ing upon their office, to publish an edict de- claring the principles upon which they in- tended to administer justice during the year of their prsetorship. By this practice the Praetor would appear to the suitors to be governed by pre-established rules and not to be influenced by the special interest of any particular case. His administration would. SPIRIT OF THE COURTS 47 therefore, be felt as more impartial and just." This was so obviously expediency sacrificing principle, "that few were deceived and the end was not deferred." Without reference to the days of the Republic, when great prin- ciples were established, but following the trail through imperialism, there will be noted the continuance of this policy of opportunism from Augustus Caesar and his successors down to the days of the well-remembered Emperor Justinian, whose code is the distinguishing feature of the first half of the sixth century of the Christian era. Dr. Tyler states that, upon the overthrow of the Republic and the establishment of the Empire by Augustus, we seem to find the first real contention regarding the establish- ment of a scientific and fixed system of plead- ing and procedure which was of sufficient im- portance to make its impress upon history. In what then occurred, history is faithfully re- peating itself today. In its very incipiency Capito, "a lawyer of enviable fame," "main- tained that the forms of legal procedure as well as the jurisprudence itself must each change to suit the period of progress and the new order of things." Labeo, another great lawyer, "was utterly averse to changing the strict technical forms." We are told that the controversy thus begun lasted nearly a cen- 48 SPIRIT OF THE COURTS tury, and out of the strife arose the civil code, a mixture of both adjective and substantive law. The records show that so many lawyers and jurists debated it with acrid tempers that the Emperor, Valentinian III, ordered that none should be given credence except a se- lected committee of five. It is in order to say, parenthetically, that this history justifies the hope expressed at the beginning of the chap- ter — that pride of opinion should be sunk un- der the nobler weight of patriotic unselfish- ness. Unselfish love of country is more potent in bringing order out of disputation than an imperial ukase. Thus it is seen that the ab- sence of any accepted system of pleading and procedure supplies a reason for the criticism of the civil law, that the "machinery for car- rying it into effect has been confounded with the law itself," and that a constitutional prin- ciple of the latter is the dogma, that whatever pleases the prince has the force of law. There was no such thing as an obiter dictum. We may now with profit turn from this picture to its obverse; from the sunset of juridical deca- dence to the dawn of a new public spirit and governmental life, policy and law. For all the wealth of the world, the glory of im- perial dynasty, can not be weighed in the bal- ance against the life of liberty. SPIRIT OF THE COURTS 49 The common law of England found neither its birth nor its maturity under the conditions just described. Responding to a militant English spirit then developing into the dig- nity of organization and translated into a Magna Charter, there is evidence of an appre- ciation of liberty and impartial justice where- in precedent unconditionally bound the suc- cessor of each judge, providing no opportuni- ty or excuse for a "personal ruling" or a pre- pared case, as in the civil law. In this may be found a reason for the unyielding and highly technical character of the original common- law procedure, which was as much the crea- ture of dread as of reason. Apprehension as to interference by the Crown or other influ- ence drove England to the other extreme, and so the day of the Praetor Urbanus was legally over. The courts no more followed the per- son of the King and the pleasure of the judge. "There became a fixed rule of decision and a stability and certainty of pleading and pro- cedure," says Dr. Tyler, "which has ever marked it down to this day." That procedure suitable to the controversy, which had to be strictly followed, was required to be used by the pleader as a condition precedent to the right of appearance in court and the probata had to correspond with the allegata. It was as immutable as the Twelve Tables of the 50 SPIRIT OF THE COURTS Roman Republic or the laws of the Medes and Persians. A James II, with his Jeffries, became an unfragrant and warning mem- ory. Thus, in the fullness of time, pleading and procedure became as nearlya fixed science as it was possible to make it; became distinct from the substantive law; stood as a complete antithesis to the "personal" system in vogue under the Romans, and a barrier between the prince and the citizen, except through its or- derly way. "The common law," Mr. Stephen declares, "in broad contrast to the civil law, has always wholly repudiated anything as au- thority but the judgments of courts deliberate- ly given in causes argued and decided. 'For,' says Lord Coke, 'it is one amongst others of the great honors of the common law that cases of great difficulty are not adjudged or re- solved in tenebris or sub silentio supressis ra- tionibus, but in open court, and there upon solemn and elaborate arguments.' " Historic justification is felt in the declaration that the law is meaningless when enforced without re- gard to fixed rules of procedure and prece- dent. It is worse than meaningless when left to the pleasure or convenience of any man. "The opinion of no lawyer," we are solemnly informed, "has a place in the system of the common law. And this wise principle is never lost sight of by those bred in its spirit." SPIRIT OF THE COURTS 51 There is no better evidence of its justification than the commentaries of Lord Coke, who faithfully quoted precedents. In his Second Institutes he criticises this weakness of the ori- gin of the civil law "and its many diversities of personal opinions" as being "like a sea full of waves." Let us not abandon these great guiding principles of the common law. There is no need to be revolutionists in order to be reformers. But it is necessary to modernize and scientifically simplify. "Nothing but the solemn voice of the law itself," said Dr. Tyler, "speaking through its constituted tribunals, is of any judicial author- ity. And how august is that authority repos- ing, as it does, upon the solemn decisions of courts which have administered justice in the very same halls for nearly eight hundred years. In vain shall we search the history of nations for a parallel to this state of law amidst the fluctuating vicissitudes of empire. It is this stability of law ruling over the pre- rogative of the Crown and administering equal justice to the high and the low, through so many centuries, that vindicates the frame and ordinary course of the common law to the consideration of the present time. * * * It has the great advantage of producing cer- tainty in regard to all rights and obligations which are regulated by law. But, above all. 52 SPIRIT OF THE COURTS it excludes private interpretations and controls the arbitrary discretion of judges. In the com- mon law the principles of interpretation are fixed and certain. * « * The object of judicial proceedings is to ascertain and decide upon disputes between parties. In order to do this it is indispensable that the point or points be presented for decision. * * * " Of the manifest protection against imperial- istic tendencies and assaults upon civil liberty he also said: "At the very time that the Tu- dors and the Stuarts were grasping at high prerogative the common law was maturing its vigor in the courts. Coke, one of their judges, did more to develop and organize it for pro- tecting the individual against arbitrary power than any man who has appeared in the prog- ress of English society. In him the profes- sional instinct of the common law had reached its sublimest sense of human right. He saw that the English Constitution drew its whole life from the common law and was but the framework of its living spirit. In all the various revolutions, with their dark and dreary scenes of bloodshed, through which England has passed, the people have clung to that ancient law with a devotion almost super- stitious." Then the author brings this great thought home to Americans, "When our fore- fathers established governments in America SPIRIT OF THE COURTS 53 they laid their foundation on the common law. When the United Colonies met in Congress in 1774 they claimed the common law of Eng- land as a branch of those indubitable rights and liberties to which the respective colonies are entitled. And the common law, like a si- lent Providence, is still the preserver of our liberties." These great principles have been preserved in all their vigor and enforced in England through court-made rules for far more than fifty years. Why not in America? We may not hope ever to attain an ideal pleading, for many ephemeral questions will always vex. Therefore, let us deprecate the attitude of unreasoning antipathy as much as the weakness of sentimentalism as we enter upon in this and other chapters the formal consideration of an American scheme of pro- cedure. It will serve a useful preliminary purpose to point out and briefly discuss the several "systems" known to the English-speaking world, viz : ( i ) the old common-law plead- ing of England; (2) the English Common Law Practice Act of 1873; (3) common-law pleading as modified by statutes, and (4) an arbitrary legislative codification of rules of procedure bearing the pseudonym of "code pleading." 54 SPIRIT OF THE COURTS John B. Minor, of the University of Vir- ginia (4th Minor, 3rd Ed., p. 699) gives an interesting history of the old common-law pleading. It owes its development to the av- arice of clerks. Said Mr. Minor: "It appears from Glanvil(ii87) and from Bracton(i263) that during the reigns of Henry II (from 1 154 to 1 189), of Richard I (from 1189 to 1 199), of John (from 1199 to 1216) and of Henry III (from 12 16 to 1272) very little order or science prevailed in the practice of pleading. But in the time of Edward I (1272 to 1307) there seems to have been a sudden and marked advance. From a record cited by Mr. Reeves of 21 Edward I (1293), we find the narratio or declaration drawn with form and precision, and liable to be excepted to if deficient in either of those qualities (2 Reeves' Hist, of the Eng. Law, pp. 264, 266) ; and the year-books of Edward II's time prove not only that the fundamental principles of pleading had become well established, but that many of its more subtle and artificial rules were beginning to be observed [St. PI. (Tyler) Appendix xxxvi and C. N. 38]. And the systems thenceforward continued to ad- vance until the reigns of Henry VI (A. D. 1422 to 1461) and Edward IV (1461 to 1483), when it was cultivated with such industry and success as to raise it to a sudden perfection in SPIRIT OF THE COURTS 55 a few years" [3 Reeves' Hist. Eng. Law, 424]. It was at this date that Littleton praised the common-law procedure in his "Tenures," and upon which Coke so favorably commented. It is much doubted if they would have done so at a later period. This is a distinction not drawn by many thoughtful advocates of that a:nachronism eventually inherited in America through Mr. Stephens' second book, published in 1828. Mr. Minor calls attention to the con- flict between Reeves and Coke, the latter as- signing its highest perfection to the reign of Edward III (1327 to 1377), and quotes Sir Matthew Hale in support [Hale's Hist. Com. Law, 212]. "Coke said of Edward III," quotes Mr. Minor, "that pleadings grew to perfection without lameness and curiosity." What follows should be memorized by every common-law partizan. We are going to honor these pages by permitting Virginia's great law teacher and common-law scholar to set forth in his own inimitable way how common-law pleading lost its usefulness and became a menace [lb., p. 680]. "And Lord Hale ob- serves that, though pleadings in the time of Henry VI, Edward IV and Henry VII (1422 to 1509) were far shorter than afterwards, especially after Henry VIII (1509 to 1547), yet they were much longer than in the time of Edward III; and the pleaders, yea, and the 56 SPIRIT OF THE COURTS judges, too, became somewhat too curious therein; so that art or dexterity of pleading, which in its use, nature and design was only to render the fact plain and intelligible and to bring the matter to judgment with a conven- ient certainty, began to degenerate from its primitive simplicity and the true use and end thereof and to become a piece of nicety and curiosity [Hale's Hist. Co. Law, 212]. And Lord Hale accounts for this needless length and nicety, in part, by the fact that the plead- ings were mostly drawn by clerks who were paid in proportion to their length and, there- fore, took care not to study brevity" [Hale's Hist. Com. Law, 213]. So astounding was the delay that it is not sur- prising to find the dawn of the nineteenth cen- tury ushering in a decided propaganda against so outrageous an interference with and useless tax upon justice which was the creature of the avarice of clerks. It is logical that the trend of the English mind should be away from con- flicting legislation and unrelated regulations and towards judicial science and correlated rules. It is true to English traditional faith- fulness to a cause and legislative apathy that the people pursued an obstinate Parliament for nigh on to half a century until a final, com- plete and splendid victory was won. And yet as we shall soon see, the English were merely SPIRIT OF THE COURTS 57 returning to their own first principles in set- ting their Supreme Court free to make rules. This great reform revolved around one man until Lord Selborne took up the leadership, and his biography is largely the history of court rules in England. Henry John Stephen, who has often been mistakenly called the Apostle of Common-law Practice, wrote his first book in 1824 as a sort of explanation and apology for existing condi- tions. The second edition followed in 1827. "It was," said he, "intended for the use rather of those who are exploring the principles than of those who are engaged in the practice of pleading." Yet this is the book now used as a text in the common-law States. It was Mr. Stephen's last attention to common-law prac- tice for Parliament in 1828 made him a member of a commission to reform procedure. His report in 1833 in favor of court rules par- tially became a law in 1834 [3 and 4 Will. IV, ch. 42, 5, 3 J, and there followed the "Hilary Rules" of that year. His next book, in 1835, incorporated this change and the "Uniform Process Act" of 1832 [2 Will. IV, ch. 39, S. I. Jenks' Eng. Law, 350]. As the rule system broadened under his guidance he wrote new editions in 1838, 1843 and i860. Inasmuch as the Acts of 1850 [13 and 14 Vic, ch. 16], 1852, 1854 ^"^ ^^^^ incorporated all others 58 SPIRIT OF THE COURTS and broadened them and continued in force until 1873, when the Selborne "Judicature Act" was passed, no other edition appeared and, after that Act, none other was necessary. This Act completely reorganized the courts and took wholly from Parliament and vested in the Supreme Court the power to regulate the pleading and procedure of the nisi prius courts, a brief explanation of which will soon follow [Tyler's Pref. to Stephen]. We said that in these things England was but returning to first principles. It is known that there were Chancery Orders as far back as 1388, and Common Law Rules in 1457, and these referred to still older rules apparently lost. The oldest published King's Bench Rules appear to be of 1604. The oldest Ex- chequer Rules seem to date from 1571, issued by the Lord of the Privy Seal. There were other Exchequer orders, undated, published in 1698 [Jenks, 189, 351]. While we shall presently cite some practical contemporaneous observations by Samuel Rosenbaum, Esq., of the Philadelphia Bar, there is now given a brief synopsis of the Selborne system [Acts 1873, Vol. 2, 2nd Ed. Enc. Law of Eng.]. (i) Forms of action were abolished * * * He is now allowed to state the facts on which he relies, and the court will grant him the remedy to which on these facts he is entitled. SPIRIT OF THE COURTS 59 (2) Each party must now state facts and not conclusions of law. He was bound, be- fore 1875, to set out with reasonable precision the points which he intended to raise ; but this he generally did by stating not the facts which he meant to prove, but the conclusion of law which he sought to draw from them. His op- ponent thus learned that he desired to prove some set of facts which would sustain a given legal conclusion; but how he proposed to sus- tain that legal conclusion was not disclosed. For instance, there was a very common form of declaration: "For money received by the defendant to the use of the plaintiff." A claim in that form might be established by some six or seven entirely different sets of facts, and it could not be ascertained from the plaintiff's pleading which set of facts would be set up at the trial to show that the particular money claimed was received to the use of the plain- tiff. Now the plaintiff must plead the facts on which he proposes to rely. * * * (3) "So, too, with the defense. 'The gen- eral issue' is abolished. In an action for goods sold and delivered the defendant was formerly allowed to plead that he 'never was indebted as alleged.' This is a conclusion of law, and at the trial it was open to him to give in evi- dence under this plea any one or more of sev- eral totally different defenses, e. g., that he 6o SPIRIT OF THE COURTS never ordered goods; that they never were delivered to him; that they were not of the quality ordered; that they were sold on a credit which had not expired at the time that the action was commenced ; or that the statute of frauds had not been complied with. Now a mere denial of the debt is inadmissible. So in an action for money received to the use of the plaintiff, the defendant must either deny the receipt of the money, or the existence of those facts which are alleged to make such re- ceipt to the use of the plaintiff. "So in actions of tort, the defendant was formerly allowed to plead 'the general issue' 'Not guilty.' Under that plea it was open to him at the trial to raise several distinct de- fenses. Thus the defendant in an action of libel or slander by one short and convenient plea of 'not guilty' simultaneously denied the publication of the words complained of, de- nied that he published them in the defamatory sense imputed by the innuendo, or in any de- famatory or actionable sense which the words themselves imported asserted that the occasion was privileged, and also denied that the words were spoken of the plaintiff in the way of his profession or trade, whenever they were alleged to have been so spoken. But now this compendium mode of pleading is abolished. 'Not guilty' can no longer be pleaded in a SPIRIT OF THE COURTS 6i civil action. The defendant must deal spe- cifically with every allegation of which he does not admit the truth. (4) "Demurrers were abolished. It is true that either party is still allowed to place on record an objection in point of law, which is very similar to the former demurrer. But there is this important difference. The party demurring could formerly insist on having his demurrer separately argued, which caused de- lay. But now such points of law are argued at the trial of the action. It is only by consent of the parties or by order of the court or a judge that the party objecting can have the point set down for argument and disposed of before the trial. And, as a rule, such an or- der will only be made where the decision of the point of law will practically render any trial of the action unnecessary. (5) "Pleas in abatement were abolished. If either party desired to add or strike out a party, he must apply by summons. No cause or matter now 'shall be defeated by reason of the misjoinder or non-joinder of parties.' (6) "Payment into court was for the first time allowed generally in all actions. (8) "The right of set-off was reserved un- changed ; but a very large power was given to a defendant to counter-claim. He can raise any kind of cross-claim against the plaintiff; 62 SPIRIT OF THE COURTS and in some cases even against the plaintiff with others, subject only to the power of a master or judge, to order the claim and cross- claim to be tried separately if they cannot conveniently be tried together. (9) "The names of the principal plead- ings were changed. A statement of claim takes the place of the former declaration. In- stead of pleas, the defendant now delivers a defense, or it may be a defense and counter- claim. The replication is now called a reply" [pp. 161-2-3J. Some States have taken the common-law pleading as a basis and made statutory altera- tions and additions, as did the State of Vir- ginia, which is the third system. It is mani- fest that any merit which this statutory modi- fication scheme might possess is wholly neu- tralized by the fallibility of political legisla- tion and the absence of scientific judicial di- rection, necessary to correlation. Its objec- tions are much the same as those applying to "Code Practice," which presents grounds for double apprehension. Bereft absolutely of principles, customs, forms, traditions and precedents, we find it wholly dependent upon legislative whim. With all due respect for the many earnest, honest and well-equipped men who compose those bodies, between want of preparedness and indifference, there is SPIRIT OF THE COURTS 63 much to be feared. Among other things, is the power aggravated by the habit of legisla- tive change. We have endeavored and will further show, by what history has written, that there is a great deal more in pleading than mere form, and that it is the first agency of government attacked by the enemies of lib- erty. A suspended habeas corpus is the wind- ing sheet of civil liberty. The power that controls the pleading and procedure of the courts is responsible for the spirit of liberty of a country and the appreciation of equal op- portunity. Therefore, pleading and proced- ure ought to be a science beyond the limita- tions of the average legislator. Let us analyze these principles in the light of history. Wherever groups of men have their homes in the world there must be some restraint, for law is inherent in society. It is the manner of the application of that re- straint, and not the restraint itself, with which we are now concerned. There are three meth- ods, the respective elements of which are reason, duress and superstition. They trans- late the spirit of organized society in its high- est and its lowest conception of citizenship, wherein may be observed a national as well as individual character. The administration of law through reason denotes equality and a de- veloped sense of justice under the guidance of 64 SPIRIT OF THE COURTS a high order of intelligence. Duress connotes subjection to a recognized power over a weak- ened will and the absence of individual ini- tiative and importance. Superstition attributes unintelligible power to certain human and natural agencies and reflects unreasoning dread of the supernatural. There is no con- ception of citizenship and no measure of either personal right or duty. The processes of administering law under the three classes dififer as widely as the character of the people concerned and improve in definite proportion to their spiritual and mental advancement. The governmental restraint of reason, por- trayed in the modern judgment, translates the mature wisdom of the judge based upon facts deduced within the limitations of a mandatory record in the light of an appropriate body of law, composed of statutes and accepted prece- dents. In this program there is reflected the application of trained intellects, the intelli- gence of an advanced civilization and the in- dividual restraint of patriotism and self- respect. The degree of necessary submission is but an unselfish, patriotic, voluntary surren- der of certain personal rights in the interest of the general welfare. It is a practical applica- tion of the elements of religion. A transgres- sion of this principle is the exception that marks the criminal in society. The "Themis- SPIRIT OF THE COURTS 65 tes" of the Greeks, founded upon the super- stition of the primitive condition of mankind in the infancy of the race that they were "di- vinely dictated to the King" are not wholly extinct [The Iliad; Maine, Ancient Law, 8]. This is restraint through superstition, a condi- tion precedent to which is ignorance of po- litical science or the absence of a sense of self- esteem and equal opportunity. Mr. Maine said: "It is, of course, extremely difficult for us to realize a view so far removed from us in point both of time and association, but it will become more credible when we dwell more at length on the constitution of ancient society in which every man, living during the greater part of his life under the patriarchal despot- ism, was practically controlled in all his ac- tions by a regimen not of law but of caprice." This Homeric period of heroic kingship de- pended as much upon "the possession of super- eminent strength, courage and wisdom" in the King as upon the superstition of "divinely given prerogative" [Maine, p. 9]. So long as the co-ordination continued, the dynasty lasted. "Gradually," said Mr. Maine, citing Grote, whose "History" antedated his own work by a few years, "as the impression of the monarch's sacredness became weakened, and feeble members occurred in the series of he- reditary kings, the royal power decayed, and 66 SPIRIT OF THE COURTS at last gave way to the dominion of "aristoc- racies." Homer repeatedly describes these "oligarchies," and they present nothing un- natural. In the presence of that vast volume of enforced ignorance and spiritual lethargy the few favored with educational advantages and possessing the faculty of initiative reason- ing obviously cohered in the effort to perpetu- ate some form of government in self-interest. Homer speaks of a "Council of Chiefs." But it was a response to awakening reason that these were, in the course of time, joined by others who ascended by sheer force of char- acter from the proletariat. Thus generations of gradually subsiding internecine strife, offi- cial oppression and dishonesty marked the sure advance of an awakened but slowly de- veloping spirit of real manhood. Eventually right and not might or mystery or supersti- tion, became the measure of civil liberty and of property rights, which is the living spirit of the courts. The philosophical student will not be unmindful that there was always gov- ernment, but there was no human advance- ment, no equal opportunity and no spiritual development until a new order of things ush- ered in strong, independent courts. So it is seen that in the judicature of superstition as in the judicature of duress there was no ad- SPIRIT OF THE COURTS 67 jective law and the pleasure of the prince was the law of the land. This was the earliest notion of jural concep- tion in primitive man under a social compact such as existed in Homeric Greece. A satis- fying description of the evolution from the age of the heroic kings to the England of the first half of the nineteenth century may be found in Grote's History [Pt. 2, ch. 9] and Maine's Ancient Law (pp. 9-12). Contem- poraneous with the advance of civilization and the restraint of reason was an apprecia- tion of the science of adjective law as a dis- tinct element. That is the purpose of briefly referring to history, and particularly to the Iliad. It served a purpose to set in opposition the judicature of England and America to that of Homeric Greece. Indeed, may there not be deduced an explanation of Russia's dif- ficulties following the deposing of her Czar. While restraining those indiscreet passions that have ever cursed all society, and are now sorely aggravated in Russia, it is well to bear in mind that a resurrected proletariat, yet dead to the transcendent spirit of the courts, calls for gentle patience of the philanthropist instead of the cruel steel of the executioner. It is the trai- tor only that should receive harsh treatment. Lest the new citizenship despair, let their eyes, by way of contrast, be first turned upon the 68 SPIRIT OF THE COURTS English of James II and then upon that noble race of today. Let them consider Thackeray's post-Cromwellian period and Milton's satire of her Bar, for then they may cheerfully and hopefuly dwell upon a man- hood developed and ripened by the spirit of the courts wherein matured the common law and the one great nation without a code. If Englishmen are typically a race of deliberate thinkers instead of scintillating wits, they do justice to the national notion of jural concep- tion and a profound body of law that enables liberty to enlighten the world. It is founded in reason, wisdom and social necessity and upon a recognized self-esteem and not upon legislative fecundity. National and individ- ual retrogression in these sacred elements is always coexistent with Homer's "Heroic Kingship." Modernity is just now witnessing its most exaggerated national type from which a thoughtful German people will eventually be freed. SPIRIT OF THE COURTS 69 CHAPTER IV. The Relation of Judicial Procedure to Government. If judicial procedure has been the cause of more discussion and dissension and is prolific of more dissatisfaction in governmental rela- tions than any other one subject except re- ligion, it is because it is the most vital and least understood and appreciated, as we have endeavored to show. Some sound lawyers fail to distinguish between the substantive and the adjective law, as it were, between the contents of the reservoir and the pipes through which it is conveyed to the people. History is silent regarding the procedure in the trial of Cain, but in Ecclesiastes (8-1 1) there is most faith- fully commemorated the protest of the ancient Hebrews: "Because sentence against evil work is not executed speedily, therefore the heart of the sons of men is fully set in them to do evil." The Medes and Persians appear to have made it a little unfortunate for one to question the immutability of their laws, and so did the ad- ministrators of the Roman Republic with its Twelve Tables. In them we are not interested, however, since their governmental policies would hardly be welcomed by the ideal Amer- 70 SPIRIT OF THE COURTS ican Republic. But the habit was again ac- quired under the Caesars, and grew in profu- sion and boldness until the days of the Emper- or Valentinian III, who, as has been stated, ordered that the opinions of no one should be considered except those of five citizens named by himself. The great Justinian Code will forever be the distinguishing feature of the first half of the sixth century of the Christian era. Napoleon boasted that when his famous battles were forgotten his Code would per- petuate his memory. Wars are temporary, but judicial procedure is like the poor and touches all elements of society. Associated with English law and procedure are the im- mortal inns of court, organized for its study and consideration. They might profitably prove an inspiration to the young American. When Lord Selborne and his associates perfected for England her present model sys- tem of practice, there ended eight centuries of controversy and a new era of judicature was born to the world. The struggle, at last, seems to be over. There is not now, nor was there ever a system to compare with it in form or result. He did not, like Moses, seem to have found it; nor, like Mr. Field, to have invented a system. It is an evolution of the great common law of England modified to suit the times, and is the result of the mature SPIRIT OF THE COURTS 71 reason and experience of centuries. Parlia- ment promptly sanctioned it and the Supreme Court of Judicature put it into effect with all necessary rules of practice. Some day Con- gress will put its political ear to the ground, stop its patchwork policy and follow a good example. A waning of popular confidence must be strengthened, and there is no better way offered. The psychology of the situation may be helpful, if not interesting. Since judicial pro- cedure is dealt with by specialists, the view of it is naturally personal. Unlike the substan- tive law, where men differ in groups and even in political parties, almost every thoughtful lawyer has an inchoate, individual idea grad- ually progressing into a plan which in the fullness of time will be offered as a remedy. Therein they do not materially differ from men suffering from physical ailments. Most every thoughtful lawyer admits that proce- dure is unnecessarily cumbersome and expen- sive and devoid of science and correlation; that reform and uniformity is needed an must be brought about. Much of one's time is lost in wondering why it is not done. One reason, I venture to say, has been given. The situation of the lawyers at present is very much like that of a group of workmen who dug into a swarm of hornets — it is every man 72 SPIRIT OF THE COURTS for himself and the devil take the work. Lawyers are too busy avoiding the sting of technicalities of pleading to obliterate the source of the evil, for some time must be given to the study of substantive law. The first thing in mind upon entering a case is the pleading and procedure, and it is also the last, without any intermission in the meantime. Practically it is like crossing an out-of-date bridge in bad repair and with patched deck- ing. The burden-bearer must minimize his load in order to apply his energy to getting over the pitfalls in the defective way. His skill, strength and speed serve him and his employer little purpose. The bridge ought to be destroyed and a modern, complete viaduct erected, suitable to the times and the traffic. In all of which it is meant to imply that the State is recalcitrant in one of its most sacred duties in not leaving the entire matter to the Supreme Court, whose conclusion would be accepted by citizens, lawyers, legislators and judges. Where does the blame lie? The great Chief Justice himself could not make satisfactory progress under present judicial procedure. Lawyers and legislatures and Congress and commerce and society must take the beam out of their own eye before their criticism of the courts can be equitably heard. As a lawyer, I SPIRIT OF THE COURTS 73 lay the chief blame at the door of the profes- sion. Once accustomed to a system, to law- yers it becomes a fetish. Their answers to the call of reform were: "We are accustomed to the system in vogue," or "we can't agree on one," or "Congress cannot trust the Supreme Court." And we keep on patching. I chal- lenge the legal fraternity to bring up from the bottom of their hearts a different answer and to deny that the responsibility is theirs. Eight years ago I ventured to say that com- merce and society, in necessary ignorance of what to do, were growing restless and impa- tient:, and unless there be relief, and speedy relief, it portended evil. It came in the shape of the recall of judges and judicial decisions, also other expediences. By his works, a law- yer should evidence a keen perception of his duty as an officer of the court and so partici- pate in its machinery as to nurture that public confidence necessary to the usefulness of the courts. The prediction made at the same time that commerce and society would rush to their support if they would raise a standard and unite under it has been fully vindicated. The loyalty of the great mass of the people, once convinced of the good intentions of govern- ment, is the most indestructible, comfort- ing and dependable thing next to religion. I had rather possess the abiding faith of a peo- 74 SPIRIT OF THE COURTS pie than all the wealth of Rockefeller and Morgan. But if the lawyers do not agree and lead the way, how can Congress and the peo- ple be expected to follow and the State per- form its duty? When that sentiment becomes a fixed conviction in the hearts of lawyers the Republic will be safe. There are certain du- ties to society that none but lawyers can per- form. This thought is developed in another chapter. Tried and proved honesty has become to be the greatest political asset in the United States. This exception to what ought to be a rule does not reflect a healthful state of the public mind. Restlessness is running away with better judgment. Courts draw their power and have their being in the faith and confidence of men and not by virtue of consti- tutions and statutes. Judicial procedure is made possible by the trinity of respect, faith and obedience. Weaken any one of them, and their usefulness is impaired. Totally destroy any one of them and the Republic will fall. Of the trinity of which the Federal govern- ment is composed, the administrative and leg- islative functions could not survive without the judicial. With faith in the judiciary, the other two can create but temporary apprehension. How hopefully do we turn to the courts as a city of refuge from all evil. And it is our last hope. SPIRIT OF THE COURTS 75 An outspoken impatience if not severe con- demnation, then, is well justified in the con- templation of efforts to undermine popular faith and trust in the courts, and the Federal Supreme Court in particular. The founders of the government placed the Supreme Court beyond the influence of its tw^o co-ordinate branches. Under the Federal plan it is the burden-bearer, for it is the guardian of the Constitution of the United States, their trea- ties and their lav^^s. Congress can enact and the Chief Executive may approve, but the act must square with the Constitution that the court must read into it. The law, therefore, is found in the decisions, and it is thereby made certain, permanent and uniform — a fix- ture resting upon eternal principle. The very structure of interstate relations is the evo- lution of wise judicial decisions and not stat- utes. It is the foundation of the reputation of John Marshall. And I make bold again to predict that the interpretations of a new interstate industrial era are going to prove the foundation of other great judicial reputations. The country is moving on behind its faithful guardian, and it is moving on in the middle of the road laid out for it by its founders. Times and the manner of doing things may change, but principles live forever. That is the secret of the strength of this Republic. 76 SPIRIT OF THE COURTS No storm can sway it from its course, for there is a resolute pilot at the helm. The Supreme Court nurtured the nation in its infancy, trained it in its youth and is now guiding it in the straight and narrow way, in its maturity. It has been to the nation a pillar of fire by night. It has guided destructive revolution- ary doctrines into beneficial evolutions. The violence of anarchy and the persuasiveness of the demagogue have fitted themselves into the constitutional mold. The oppression of con- centrated power and the chicanery of corrupt organization have ceased to trouble and alarm at its simple word. It is the final arbiter be- tween man and his brother, the state and the church, the citizen and the soldier, and even between Congress and the Chief Executive himself. Who will measure the debt of the country to its highest court? And, as has been said in another place, there abides in the peo- ple of this country a sublime faith in their highest tribunal and in most all of their courts that makes of submission the noblest attribute of national character. This faith is the cor- nerstone upon which rests the very existence of the Republic. It is as beautiful as filial bondage and stronger than the duress of arms. Believing these things, is there a more patri- otic duty in the noble profession of the law than the profound obligation to encourage, SPIRIT OF THE COURTS ^-j foster and make justifiable that faith in the judiciary of this country that is the very breath of its life? With that thought, let us take an intimate view of some features of the courts as a machine for administering the law. Witness some rules of conduct that Congress has thought necessary in order to hedge about and regulate the conscience and discretion of the Federal judges whose appointments the Senate has approved. And much of the Fed- eral practice, as we have shown, may now be regulated by the individual judge. Under one statute [29 Stat, at L., 184] it is solemnly pro- vided that "no marshal or deputy marshal, attorney or assistant district attorney, jury commissioner, clerk of marshal; no bailiff, crier, juror, janitor of building, nor any civil or military employee of the government and no clerk or employee of any United States justice or judge shall be appointed United States commissioner or receiver of the court." But the amazing precaution is [Sec. 7 of 25 Stat, at L., 437] "that no person related to any justice or judge of any court of the United States by affinity or consanguinity within the degree of first cousin shall hereafter be ap- pointed by such court or judge to, or em- ployed by such court or judge in any office or duty in any court of which such justice or judge may be a member." 78 SPIRIT OF THE COURTS What sort of a commentary is this upon the personnel of the Federal judiciary? What story will it justify to the future historian who will judge a twentieth-century sense of ethics by its prohibitory statutes? Are there many, or just two or three men whose sense of duty needs to be statutory? How did they become judges and how do they remain on the bench? For the sake of the respect the bar bears to the great men who honor the bench in the highest and purest service to their country, let these malefactors, if any there be, be swept from the bench they dishonor and these statutes erased from the memory of the men they insult. A judge who has to be legislated into a proper selection of receivers, or any other official or personal act, is unfit to appoint custodians to administer the assets of litigants or to fix their compensation. Such a man would do indi- rectly what he is forbidden to do directly. Statutes do not make morals. A judge ought to and must be like Caesar's wife. If Congress has no faith in its own creatures, by what course of reasoning does it reach the conclu- sion that the people will have any? A statu- tory guardianship is the very antithesis of high ethical standards and is suggestive of a sus- picion that has no place in jurisprudence. Life tenure is to be as much approved as the "recall" is to be disapproved, but there ought SPIRIT OF THE COURTS 79 to be a simpler, cheaper, more direct and more certain way of preferring and answering charges concerning judicial conduct, that the tenure of improper persons may be speedily, even abruptly ended. Impeachment should be made to fit the crime instead of being the plaything of politics, and it should not be the only way of bringing a life-tenure judge to judgment, as was suggested in the first chap- ter. A cause for dismissal from the Army and Navy is "conduct unbecoming an officer and a gentleman." Upon the slightest suspicion an officer does not wait for a trial, but calls for a "court of inquiry." Would that a judge could do the same. It was suggested that a tribunal and procedure be provided for the informal trial of complaints and charges against judges, the prototype of which may be found in military law. Before a court such as was suggested in the first chapter there could be defined and considered the trinity of evils — corruption, ignorance and subserviency — for conduct could be analyzed and motives ex- posed. Such a tribunal, while it could not impeach, the people would trust, and would be all-sufficient, because the judge is brought within their reach. The chances are that such a Federal plan would be adopted by the States when its merit was once evidenced. It would Ho SPIRIT OF THE COURTS do more towards elevating and maintaining judicial and legal standards and reviving the necessary spontaneous popular admiration and respect for the courts than any other pos- sible precaution that could be taken. The evil sought to be prevented lies too deep to be reached by a statute or a Congressional trial. The heroic remedy of turning on the local light is necessary. It would do more than any other agency towards subduing the de- mand for the dangerous expediency of the "recall of judges." This demand can nearly always be traced directly to some improper personal judicial conduct that could not be or has not been reached by impeachment. The present attitude seems to be that, if the ma- chinery of the law will not allow us to reach a judge, then we will fix it so he can be mobbed. Congress, by refusing to impeach in proper cases, sowed the wind and is now reap- ing the whirlwind. More prevention and less cure is needed. Dissatisfaction with judges is not the outgrowth of honest decisions or big matters, because the average man is a good loser when he has had a fair chance, but it is on account of the aggregation of little things of which the press never hears and under which the sufferer chafes in helpless impo- tency. And it should be remembered that the people only see results, not being familiar SPIRIT OF THE COURTS 8i with the science of court procedure. They do not understand that the means used are con- trary to both morals and ethics and are se- cretly despised by an outraged but helpless bar, and so they condemn all judicial proced- ure, judges and lawyers. Once it is known that there is a tribunal before which both complaints and charges may be pre- ferred, the matter will become personal to and at the command of every citizen and law- yer as well, upon properly authenticated charges presented through the Supreme Court. It is repeated that this is believed to be the one thing that will defeat the sporadic demand for the dangerous expediency of the recall of judges. If these Federal statutes, creating statu- tory ethics and morals, mean anything it is an absence of a proper selection of the per- sonnel, for which reason we have been led to suggest in another place a more efficacious mode of selecting Federal judges. It will be helpful to remember that England may trace the elements of her greatness in her Magna Charta. "The courts no longer followed the person of the King; but they were held in cer- tain places." No judge could be appointed "excepting such as knew the laws of the land and were well disposed to observe them." Since then, in the courts lay her power; in 82 SPIRIT OF THE COURTS reverence she found her strength, and the people their contentment and happiness. The people were required to fit the law, and not the law the people. SPIRIT OF THE COURTS 83 CHAPTER V. The Relation of Commerce to the Courts — Its Call to Service. We have been considering the relation of judicial procedure to the government, to the judge and to the people. Let us now observe its meaning to the commercial lawyer by way of a special appeal to that influential branch of the profession. No group of men are so peculiarly fitted by nature, environment and daily professional activity to understand and to appreciate the need of a court procedure that aids instead of obstructing the course of justice as are commercial lawyers. No set of men could personally feel so acutely as do their clients the disappointing thrust of the keen blade of subtlety into the vitals of jus- tice. Montesquieu's practical idea of distinct commercial courts has been advocated in this book. Many lawyers have patiently prepared themselves for the specialty of commercial law, but their usefulness is limited by the machin- ery of the court, wherein the metaphor of the soldier can be made to serve a useful purpose. What matter the perfection of ammunition and the accuracy of aim if his rifle be rusted, its sight obscured by cobwebs and the sol- 84 SPIRIT OF THE COURTS dier sunken to his nose in the scrap heap of the refuse of antiquity and the playthings of legislatures and Congress? Indeed, what does a lawyer's equipment and resourcefulness profit him or his client if his limitations are prescribed by Congress and the legislatures? This practical analogy is presented as being illustrative of the effect of the present legisla- tive policy towards judges and lawyers. And it is useful to say at this juncture that judges and lawyers stand or fall together. Their destiny and standard is the same. This would be, though judges were not selected from the ranks of the lawyers. It is inherent in the scheme of judicature. Their history is insep- arable. When they co-operate and co-ordi- nate, success follows; when they are unsympa- thetic or are interfered with by outside agen- cies there is mediocrity or failure. Yet, as has been shown, Congress and almost all the legislatures have been leading the judiciary department about by the hand, if, indeed, it has not put it back into swaddling clothes. Its baleful influence has discouraged many thoughtful men. It may well be emphasized that there inheres in the courts the power of self-preservation, and that the conduct and advancement of the detail machinery is a vital element. It is common sense and not political science, and that is the paramount thought SPIRIT OF THE COURTS 85 of this chapter. True it is that it required legislation to create the courts and to define their authority and jurisdiction, because of the inconvenience of such detail in a constitution, but it is inconceivable that either the Con- gress or the Chief Executive should retain a hold of any kind upon them or exercise any power over the manner in which they must go about the performance of their sacred func- tions. That, in a sentence, is the trouble. Upon it the two great political parties of to- day agree, and it has recently been an intense gratification to see their respective leaders and spokesmen stand side by side before the Com- mittee on Judiciary of the House of Rep- resentatives in advocacy of the plan to which this book is dedicated. These principles may be practically illus- trated. A board of directors of a corporation might as well supply a railroad, a locomotive and a schedule, and then try to tell the engi- neer how to operate his big machine over the line. It is not meant that they will occupy the cab with him, but that a system of iron- bound instructions will be supplied him. There is not a legislator but what would call that very silly, if not criminal. Deprived of all sense of responsiblity, unable to exercise any discretion or judgment, the driver's only power and duty would be to follow the rigid 86 SPIRIT OF THE COURTS rules, to pull a lever here or to open a valve there. Although he observes the train leav- ing the track or the locomotive ready to ex- plode, he must follow the impractical rules of the board of directors. It follovi^s that his passengers would charge him with being an idiot or a criminal, and few would inquire to find the real seat of the trouble. Let that metaphor sink deep into your minds, and then let it be carried a little further. One will not be unmindful that these regulations were prepared for the operation of the tiny lo- comotives of more than half a century ago, be- fore this country had the faintest conception of the giant in commerce it has become and when it was not of a mind to appreciate or under- stand the close relations that now weld the States into one commercial whole. The legis- lative amendments engrafted upon these regu- lations and instructions confound instead of clarify. It is a serious thing to say, but it is a manifest fact that nothing but the personality of individuals — enough judges and lawyers possessing the people's confidence — has saved the American bench and bar. There have been enough big, strong and pure men connected with American jurisprudence to re- tain the respect of the people in spite of the patent defects in procedure and the waste of assets of litigants in prodigal hands, officially SPIRIT OF THE COURTS 87 condemned by former President Taft. Lest there remain a lingering doubt, let there be quoted the words of that great conservative, Hon. Elihu Root, fully endorsed by Judge Alton B. Parker, who was standing by him at the time. Said he: "When we make a statutory right the judges have got to ob- serve it just as much as they have the original right founded on common justice. If they ignore it, there is a reversal, and so the man who has but little means to employ lawyers, the man who has but little time to take from earning his livelihood be- comes discouraged and sometimes ruined, and the men who have abundant means to employ lawyers can secure immunity against being brought to justice upon the demands of the poorer and humbler litigants. A race of acute, adroit code lawyers has grown up. You will find men in any of the great States where this system prevails, where the legislature has been interfering with the practice, who will undertake for reasonable compensa- tion to delay any case indefinitely; and as a rule they can do it. The reason is that our legislatures have built up a great system of technical procedure, creating statutory rights, which prevent the courts from doing justice." But let us go a little deeper than the super- ficial troubles of inconvenience and expense, for they are but symptoms of the disease. We are a thinking people, a reading people and a philosophical people. It is indelibly writ- ten upon the pages of history, as has already been briefly shown, that interference with the judiciary, or a mingling of the three govern- mental divisions, spells governmental ineffi- ciency. It promotes a lively dissatisfaction that manifests itself among the people in no fixed way because of the deep-rooted nature 88 SPIRIT OF THE COURTS of the trouble. Let history take us back to the day of James II, when England was strug- gling with her infant jurisprudence; when Parliament was prorogued at the pleasure of the King and a specially appointed judge in- terpreted the law and made possible a Jeffries. It will be remembered that it was James II who declared that "I am determined to have twelve lawyers for judges who will be all of my mind to this matter." That is an example of the recall of judges and judicial decisions that it is well to bear in mind. And when one looks about and sees a respectable citizen in the person of ex-President Roosevelt, with a respectable following, threatening to over- throw all judges whose opinions are not to his liking, one finds justification in believing that we have barely escaped a James II in free America. The "bloody assizes" connoted an inherent love of constituted authority, a dis- tinguishing feature of the Anglo-Saxon peo- ple manifesting itself in those semi-barbaric days. The people resented interference with the fixed program of government, that Ameri- cans call the Constitution, to which they had agreed to become subject, and they fought for the integrity of the three divisions of govern- ment. That a departure from it in this coun- try has already weakened the influence and standing of the courts and lawyers is evi- SPIRIT OF THE COURTS 89 denced by an undefined restlessness and by a system of court procedure that is the curse of commerce and the jest of the civilized world. Attention has already been directed to the superstition of the primitive days of the he- roic kings of Homeric Greece and the tyranny made possible by an inadequate civil law pro- cedure. Our civilization boasts of having ad- vanced from these abuses. Is this advance due to a perfected judicature or to the high sense of ethics and morals with which Amer- ica started? Let us stop and think ! Unquestioned American symptoms of deca- dence are the subsidence of the patriotic spirit of submission reflected in the recall of judges and of judicial decisions and the erec- tion by business men of private arbitration commissions and "trades courts" as necessary substitutes. Unquestioned results are a dis- similarity of the procedure of the courts; the lack of uniformity in decision in the interpre- tation of the same statute; an absence of co- ordination between the bench and bar and the presence of a critical attitude between them; unnecessary expense and delay in litigation; a technical, subtle procedure and practice in the courts that serves to confuse rather than to clarify the issue to be tried; a truculent and vain but growing tendency to lay more em- phasis upon the pleading and procedure than 90 SPIRIT OF THE COURTS upon the issue joined; and the legislative elimination of the lawyer and judge almost entirely in the preparation and improvement of court procedure. It is repeated that the courts that were established for the use of commerce and society have become the fenc- ing schools of highly trained pleaders. The business man pays the expense and departs in bewilderment, disappointment and disgust. Americans are standing exactly in the shoes of the Englishmen of 1820, as we have his- torically shown. Where is the boasted oride of advancement and the dynamic American spirit? It is not doing its duty to the courts and must soon reap the inevitable harvest. The most difficult duty any lawyer ever has, therefore, is to explain this status to his client, which is one of the main objects of this book. These things are mute witnesses supporting the allegation that Congress and the legisla- tures have made a serious mistake in their policy of tying the hands of the Supreme Court, and that the time for a new order of things has arrived. But let us consider further the practical side to this question. What of the clients — that prosaic multitude of men who go directly at things, who despise technicality and expect results and who make up the personnel of commerce. Their ideal of justice is the blind SPIRIT OF THE COURTS 91 goddess holding in her hand the brightly bur- nished and perfectly balanced scales, instead of the rusted and patched instrument thrown into the scrap heap by England much more than half a century ago ; or, else, the stiff and clumsy invention of Judge Field, introduced clumsy invention of Mr. Field, and introduced into New York in 1848, altered and tampered of a curse than an adjunct of jurisprudence. If one were asked to furnish an explanation to indignant and mystified clients for delay, expense and uncertainty, a sculptor would be engaged as one best prepared. The blind and benign goddess transformed into an amazed and indignant woman holding in one hand her blindfold and in the other, upon which she gazes in contempt, the web-covered, rust- marked stilliards of the days when common- law pleading was in the height of its malig- nant power. Her thoughts might, alas, be those of Milton, that "Most men are allured to the trade of law, not grounding their pur- poses on the prudent and heavenly contempla- tion of justice and equity which was never taught them, but on the promising and pleas- ing thoughts of litigious terms, fat contentions and flowing fees." This allegorical figure would be completed with the aid of Shake- speare, for there would be lurking about the feet of this twentieth-century American fig- 92 SPIRIT OF THE COURTS ure of justice the images of the miserable witches that fevered the brain of Macbeth and made him protest: "And be these juggling fiends no more believed, That palter with us in a double sense; That hold the word of promise to our ear, And break it to our hope." And as it was in the time when the blind poet sang his deathless songs of human nature and the conflict of human emotions and rela- tions, so it is today. The world is simply a little older. The lawyer and the judge is the vicarious sacrifice upon the altar of public condemnation and criticism. The solution lies in the existence of a spirit sufficient to protect their self-respect. There is no medi- ocrity, for lawyers will always be leaders in directing the social compact or, else, the de- spised of society. The people, untrained in the niceties of the law, the highly technical nature of the detail machinery of the courts and necessarily ignorant of the fact that Con- gress and the legislatures are wholly respon- sible for its creation and continued existence, naturally strike at the immediate objects which apparently occasion their discomfort and financial loss. And this is the reason that the lawyers and the judges are con- demned for every juridical fault. In the very nature of things laymen do not know and can- SPIRIT OF THE COURTS 93 not know, until properly informed, that Con- gress and the legislatures have assumed to dic- tate to the judges and to the lawyers the exact manner in which they shall act in court, it matters not how technical and delicate the duty, or that in its execution the highest dis- cretion and ability and preparedness are de- manded. That is to say, should the trial judge, in order to prevent a miscarriage of justice occurring in his sight, depart in the least from the rigid, statutory regimen laid down by an all-wise Congress or legislature, an exception would be noted, the case would be appealed and the judgment reversed on that technicality. How can a judge or a law- yer respond to the highest and best impulses of his nature under these circumstances? A splendid compliment to the sterling character of the lawyer and judge is the fact that the profession haswithstood the evil of this blight. In other words, the legislative department not only tells the courts what they shall do, which is proper, but it undertakes to tell them how to do it, which is a governmental crime. The lawyer is thereby forced at times to interrupt justice instead of aiding it. But, instead of being resentful, let us reason together. Business men logically look to lawyers as experts to keep perfect and modern the instrumentalities with which they labor. 94 SPIRIT OF THE COURTS Commerce listens with just impatience to the excuse that Congress and the legislatures have tied the hands of lawyers and judges and that they are forced to use that which is given them, for that is but a pitiable confession of weakness that should bring the blush of shame to the lawyer's cheek, truth though it is. This is no time for apologies; it is a time for fight- ing for the opportunity to perform a sacred duty upon which the maintenance of their self-respect depends. Let the lawyers awake to a full realization of the profound responsi- bilities of the noble calling of the law. That can be met by no other human agency. The world looks upon the lawyer as a leader, as the maker of public sentiment, and not as an apologist or a suppliant mendicant at the door of Congress. Upon what sort of food have our lawyers been nourished, that they should come seeking alms of Congress instead of de- manding historic rights ! They must go to the people for support if relief be not promptly and ungrudgingly forthcoming. This is said with the deep conviction that it is a profound governmental policy resting solely in the keeping of lawyers, as we shall see from au- thoritative sources quoted in this book. There is one thought that should be indelibly en- graved upon the minds and spirits of the bar. Lawyers are looked up to and sought for ad- SPIRIT OF THE COURTS 95 vice when their voice in the councils of the nation and of the State is respected and heard in matters relating to law and its enforcement. When that attitude of the public changes, and God grant that it may never come again upon the earth, the lawyer's usefulness is over and a noble profession might far better be at an end. Every failure to perform a public duty weakens both the individual and the national character. Milton performed a service to the world in characterizing the apology of a bar of his day. These things are said in deep earnest- ness, because the lawyers of this country have seen the light of duty and are taking a profound pride in performing it; because the judges looking upon it are pleased and are helping, and because commerce, having faith in the bench and bar, is satisfied and is hold- ing up their hands. No lawyer could view the present enthusiastic and whole-souled re- sponse to the call of the American Bar Asso- ciation for reform and uniformity without feeling a deep sense of pride and gratitude. All over this great and fruitful country men are earnestly engaged in creating sentiment in favor of the great trinity of jurisprudence — uniformity in law, uniformity in procedure and uniformity in decision — and are demand- 96 SPIRIT OF THE COURTS ing that the Supreme Court shall be set free to insure its achievement. Yet, though confronted by this concerted demand, Congress has failed to act. They tell us it is busy. For eight years the organized lawyers, assisted by the organized credit men, have been knocking at the doors of Congress with a completed scientific program upon which they have unanimously agreed. The judiciary committees of the Senate and House of Rep- resentatives have favorably acted, concerning which more will be said, but the Senate and House, under the influence of a few reac- tionaries, have done nothing. In the meantime the great commercial organizations will con- tinue instituting "arbitration commissions" and "trade courts," and may eventually re- lieve the government of the small matter of administering justice altogether. SPIRIT OF THE COURTS 97 CHAPTER VI. Fixed Interstate Judicial Relations — "The Conference of Judges." Let us now turn our attention to organized interstate relations, another phase of judica- ture to be more fully discussed in another place. It is most desirable that there should be a full and popular appreciation of the magnitude and necessities of interstate com- merce, the utter uselessness and serious detri- ment of differing State court procedure and the logic of bringing into harmony the vary- ing laws of the different States. There must be uniformity of law, uniformity of procedure and uniformity of decision. Interstate com- merce demands them and needs them, and they will come. Out of this conviction grew what has been pronounced to be one of the most marvelous exhibitions of unselfish pa- triotism and broad - minded, constructive statesmanship that this country has ever wit- nessed. It was a wholesome evidence of the real commercial and civic unity of the nation, and assured "fixed interstate judicial rela- tions," for which we are striving. Reference is made to the organization of the Judicial Section of the American Bar Association. There was but one way to prevent judicial 98 SPIRIT OF THE COURTS conflict and bring about harmony among the State and Federal courts, and that was by a personal exchange of ideas and views — a semi- official conference of judges composed of the representatives of the highest appellate courts of every State in the Union and the several Federal circuit courts of appeals. Able and experienced statesmen feared it to be an im- possibility. They concluded that the various State judges would never act in harmony, and, if they did, the Federal judges would not co- operate. The answer was the Montreal "Con- ference of Judges" in 1913, the first conven- tion of judges in the history of America. Its success shows that nothing is impossible to Americans that is right and founded upon basic principles. If one entertained a doubt about the feeling of the judges and their adap- tability for accomplishing things in the in- terest of the people, he had but to look upon that splendid assemblage of great American jurists and drink deeply of the cup of op- timism and faith. It will go down in history, as marking a new epoch in the jurisprudence of the Uftited States and of the States. It was an answer to the charge of narrowness, pro- vincialism, individualism and petulant pride of opinion of judges. It was an answer to the pessimistic complaint that judges lacked in an appreciation of practical things and were SPIRIT OF THE COURTS 99 not in sympathy with the nation-wide strug- gle for uniformity of law, of decision and of procedure — the great trinity of interstate judi- cial relations. It made a new place in the hearts of the people for the judges, that will grow, as there is a better understanding of the import. As the author had the honor of saying to them on that occasion, and now repeats, that conference symbolized an unselfish love of country and a surrender of personal inclinations that will do more to solidify sen- timent and reincarnate the old-time respect and veneration for the courts than any other agency. It has given new inspiration to the lawyers and has added dignity and import- ance to the campaign of the Committee on Uniform Judicial Procedure in the important task it has undertaken of harmonizing the processes of American jurisprudence. It has given justification to Congress for prompt action. It means the end of seeking after ex- periment and innovation, for it gives assur- ance of the general application of a perma- nent principle that alone can bring State uni- formity and insure reasonable justice. It means the beginning of a new and notable era, when laymen and lawyers and judges may work hand in hand for the perfection of the administration of justice. Its place is written loo SPIRIT OF THE COURTS as indelibly in the history of jurisprudence as the Mount Vernon Conference is in the his- tory of commerce. There will lead on from it interstate judicial relations as fixed and per- manent as interstate commercial relations. The one is compelled by the organic law of the land ; the other is made possible by a noble and patriotic judiciary and bar. The universally small compensation of the judges renders State aid necessary in defraying travel expense so as to assure a full attendance. This will be met by a small annual appropria- tion of say $200.00 by each State Legislature. It is a small premium for commerce to pay for insurance against conflicting decisions. Its achievement is a sacred and a patriotic duty that some lawyer is ready to undertake in every State, and thereby earn the gratitude of the Bench and Bar, and eventually the people. It must be borne in mind that there is no other ethical way of obtaining these necessary funds, otherwise they would be immediately forth- coming from the purses of hundreds of law- yers who would be glad to participate in this practical way in the far-reaching benefits to be derived from the "Annual Interstate Confer- ence of Judges." The lawyer who be- lieves in the perpetuation of the organic prin- ciple of the independence of the States cannot furnish better evidence of it than by SPIRIT OF THE COURTS lai inducing his State Legislature to act with promptness. The Federal government, in the interest of an even flow of interstate commerce, will gradually assume additional power in or- der to prevent interference of hardships by unnecessary conflict in State laws. State pride should be a sufficient incentive to insure the desire for representation at every conference. So we have the "Conference of Commis- sioners on Uniform State Laws" endeavoring to make uniform the statutes, and the "Con- ference of Judges" endeavoring to make uni- form the decisions, and the "Committee on Uniform Judicial Procedure" endeavoring to make uniform the machinery of the courts through which it all must pass. The work of the first, it has been demonstrated, depends upon the success of the second, and the work of no one of them can be complete or perma- nent without the success of the others. While each commission occupies a distinctive field, a complete co-ordination is their manifest des- tiny and the achievement of fixed interstate judicial relations is their obvious end — an ideal so splendid, so beautiful and so benefi- cial in every respect as to demand unstintedly the loving labor, time and treasure of the best men of this marvelous age in which we live. There has been outlined a program for a campaign which means no more or less than 102 SPIRIT OF THE COURTS a struggle for the freedom of the bench and bar, that these things may and shall be ac- complished. Let us briefly analyze some general ob- jections to it. The few personal objec- tions raised by four Senators are specifically answered in a later chapter. Congress in the past thought it best knew how the courts should be conducted. Ninety per cent, of the present Congress are not so minded and have given expression to that sentiment. We should be grateful for the fact that no Chief Execu- tive, while in office, ever suffered from the same egotism. The imagination is unequal to the effort of visualizing such a catastrophe. That interference is exactly what the plan of our government was designed to prevent, and this policy is without the bounds of safety, as is all usurpation of power. It has been con- demned by Anglo-Saxons since they first com- menced to breathe the air of freedom. Let there be repeated a bill of particulairs. In America it has destroyed all co-ordination be- tween the judge and the lawyer and has forci- bly set the lawyer against the court, thus de- priving the State of his valuable aid and co- operation in trials. In fostering separate State procedure it has prevented uniformity of procedure and encouraged pride of opin- ion, both State and individual, and has caused SPIRIT OF THE COURTS 103 to be created a distinct Federal practice, a condition never contemplated, the effect of which is discussed elsewhere. It has pre- vented uniformity of decision for the same reason. It has prevented the lawyers and judges from devoting their best energies, training and wisdom to the preparation of a complete, correlated system of pleading and procedure for the guidance of the law side of the Federal courts and of gradually perfect- ing it in the light of experience and reason that will elevate the ethical standard of law- yers and of litigants. It has prevented the creation of a model system that most assuredly would be adopted by the States. It has set this nation back a century behind England. It has forcibly thrust upon the people and stubbornly maintains a pretended conforma- tion with State procedure and modified it by unrelated statutes until none but a few experts at every bar dare to make use of it, thereby bringing the Federal courts into disrepute with both lawyers and laymen. The slightest recommendation to Congress for relief, until a few years ago, was considered with the arro- gance of pride or ignorance — and nothing was done. Judging from results, the layman has logically concluded that the lawyers did not want anything done, wherein the lawyers have unjustly suffered until patience has ceased to I04 SPIRIT OF THE COURTS be a virtue. After due consideration of these grave matters and mature thought of the man- ner in which these evils could be eradicated, the American Bar Association in 1912 unani- mously adopted a resolution prepared by the author and offered in 191 1. It is the founda- tion upon w^hich fixed interstate judicial rela- tions may be erected : "Whereas, Section 914 of the Revised Statutes has utterly failed to bring about a general uniformity in Federal and State proceedings in civil cases; and "Whereas, It is believed that the advantage of State remedies can be better obtained by a permanent uniform system, with the necessary rules of practice prepared by the United States Su- preme Court; "Now, therefore, be it and it is hereby resolved: "First — That a complete uniform system of law pleading should prevail in the federal state courts; "Second — That a system for use in the federal courts, and as a model, with all necesary rules of practice or provisions there- for should be prepared and put into effect by the Supreme Court of the United States; "Third — That to this end, Sec. 914 and all other conflicting provisions of the Revised Statutes should be repealed and appro- priate statutes enacted; "Fourth — That for the purpose of presenting these resolutions to Congress and otherwise advocating the same in every legiti- mate manner, there shall be appointed a committee of five mem- bers to be selected by the President to be known as 'The Commit- tee on Uniform Judicial Procedure.'" Immediately there was prepared and of- fered in both Houses of Congress a suitable bill with reference to which a vigorous cam- paign has been pursued. This short little bill embodies the entire plan, since it leaves all the details to the Supreme Court of the United SPIRIT OF THE COURTS 105 States and vests in it the exclusive power to prepare and put into effect a complete, simple, correlated system of rules of procedure and practice for the law side of the inferior Fed- eral courts, just as it has already done for the equity side. That is its featural merit. Con- gress will fix the jurisdiction and all funda- mental matters and questions of policy and permanent procedure and will leave all other matters to the court. It will be a model for adoption by the States, which means uniform- ity. Of this bill Chairman Webb, speaking for the House Judiciary Committee [Report, supra], said: "Congress owes to itself and its popularity, apart from its obligation to its constituents, to face this problem promptly, that it may be solved, and no solution could be more appropriate than that which has met with such universal endorsements as the bill recommended." The program and the bill has been en- dorsed by the teachers of every law school of consequence in the country, and has been vig- orously supported in the public print by its greatest lawyers and statesmen. It has been formally endorsed by the bar associations of about forty-five States; the National Civic Federation; the members of the executive committee of the Association of Law Schools ; by the Southern Commercial Congress; the io6 SPIRIT OF THE COURTS Chamber of Commerce of the United States ; by hundreds of State and local business, civic and commercial organizations, and last, but by no means least, by the biggest and one of the most intelligent and alert organizations of business men in the world, the National Asso- ciation of Credit Men of America. That in- fluential group, always on the watch to better commercial and civic conditions and to for- ward industrial endeavor, fell into line with the American Bar Association in 1912 and has stood by it shoulder to shoulder from that day to this. This action is characteristic of the high intelligence of its personnel and fur- nishes a reason for the steady advance of American commerce and industry until it has become the wonder of the world. It trans- pired at its 1914 convention, held in Roches- ter, that Congress was not proceeding to its satisfaction, and so it unanimously passed and sent to Washington the following preamble and resolution, which is printed here as a typical portrayal of the spirit of the time and the understanding of laymen of their relation to the courts and their intelligent informa- tion of the cause of the trouble with the courts : "Whereas, The National Association of Credit Men in annual session at Cleveland in 1913 unanimously endorsed the program of the American Bar Association looking to simplifying, expedit- SPIRIT OF THE COURTS 107 ing and lessening of the costs and delay of litigation, which program the committee of the Bar Association continues to faithfully press upon Congress, and which efforts deserve and command the warmest sympathy and earnest aid of the business men of this country; and "Whereas, a complete program, energetically backed by the leaders of the American Bar, has been embodied in H.R., 133, in- troduced in Congress by Judge Clayton and Honorable E. Y. Webb, and which is now upon the calendar of the House of Rep- resentatives with a favorable and enthusiastic report made by the House Judiciary Committee; and the same bill has been pending before the Senate Judiciary Committee for many months awaiting action by that distinguished body, which is engaged in the preparation of more laws that will naturally call for addi- tional litigation ; and "Whereas, The potency and effect of a law is measured abso- lutely by the machinery through which it is administered to the people, and can be no better than the manner in which it is en- forced ; and "Whereas, The present machinery furnished by Congress, and which the courts are required to use, is universally admitted to be wholy inefficient and in need of a complete reform, both as to the form thereof and the manner of creating it, and Congress seems to be placing the cart before the horse in enacting more law before properly preparing for its administration; and "Whereas, the judges and the lawyers are receiving the en- tire condemnation for the present unsatisfactory condition, when as a matter of fact it appears that they are bound hand and foot by unyielding statutes arbitrarily enacted by Congress and which they are sworn to follow and obey, though injustice be done by such procedure in their very presence ; and "Whereas, The business men of this country are and have been for many years bearing patiently this wholly unnecessary and expensive burden; the judges and lawyers have been con- demned for serious faults for which they are in no way respon- sible, and the power and dignity of and respect for the courts have been greatly impaired. "Now, therefore, be it and it is hereby resolved: "First — That the President of the United States and the Congress be and they are respectfully but most earnestly re- quested to enact into law House Bill No. 133 without further delay; W io8 SPIRIT OF THE COURTS "Secondly — That there be conveyed to them the expressions of our confidence in their patriotism and earnestness of purpose, as is evidenced by this petition, and our firm belief that they will promptly rid business men of the vcholly unnecessary burden that is driving them from the courts and causing them to resist and to resent all e£Forts to place their undertakings and assets under the control thereof; "Thirdly — That we call upon individual business men and business organizations all through the country to convey to the President and to the Senators and Congressmen at Washington the sentiments herein expressed and to demand immediate and favorable action on House Bill No. 133; "Fourthly — That copies hereof be printed and be presented by the secretary to the public press, the President of the United States, and to each member of the Senate and House of Repre- sentatives, with the request that reply be made thereto." There is another epoch-making thought deserving of grateful recognition and rejoic- ing. If the Bar Association's campaign meets with no further success, it has been instrumen- tal in aiding business men to find the thorn in the flesh of the courts and order its eradica- tion and in causing Congress to acknowledge its obligation to and faith in the Federal Su- preme Court [Chairman Webbs's Report, supra]. This connotes the passing of petty jealousies and the existence of a statesmanship, regardless of political division, worthy of the great men who are piloting the destinies of this nation. There remain the usual few re- actionaries who enable the history of all ad- vancement to repeat itself in some opposition. Nine years ago Congressman Reuben O. Moon, of Philadelphia, a learned and philo- SPIRIT OF THE COURTS 109 sophic lawyer, then chairman of the House Committee on Judiciary, in an able and in- teresting letter to the author, bemoaned the lack of faith of Congress in and a feeling of jealousy towards the courts and predicted an improbability of success with any bill tending to return them to their normal functions, though it be only in matters concerning tech- nical details of procedure. A new order of things has grown out of an entire change in public sentiment. Thus, step by step, the country is returning to the house of its fathers from which it is prone to stray, and the coun- try is developing into a union and not a con- federacy of States, as existed prior to the Con- stitution. Three years ago that same commit- tee over which Mr. Moon so ably presided and of which Hon. Edwin Y. Webb is chair- man, when we write, in an official report said: "Given the time, the facilities and the opportunity, it is the universal opinion that the Supreme Court, in an orderly and dec- orous manner, free from partisan bias and with an eye single to the general welfare, will reform pleading and procedure to the satisfaction of the bench and bar and commerce, and will blaze the way in which the new and greater commerce in inter- state relations may develop and move on with safety to itself and to the people." We have spoken feelingly and with a sense of appreciation and gratitude of the Annual Conference of Judges, its beneficent effect no SPIRIT OF THE COURTS upon judicature, but we cannot overlook the personal influence and participation of other individuals that enter into its fabric. In its evolution many, and sometimes most unex- pected human factors, enter to mar or to pre- serve and to elevate judicature. These cannot be safely ignored and ought to be sanely dis- cussed. Let us give attention now to those human agencies that preserve and elevate. Sometimes it is a political crisis, two ex- amples of which, though a little ancient, are not forgotten. Sometimes it is the wholesome individuality of a man. It is timely to observe that the contemporaries of these great national figures failed to un- derstand that they were witnessing the mold- ing of history and the laying of the founda- tion of conditions for the betterment of gen- erations yet unborn. Their eyes were fixed upon the future and they were reading it in the dim light of the past, with a course laid by the ancient landmarks of basic principles of government. It is out of the mist of a re- ceding past that their figures now are lifted higher and higher by the resistless force of the gratitude of a consciously prosperous people, as their broad and fearless and unselfish states- manship, and the beneficent results of their work and wisdom grow plainer and plainer. SPIRIT OF THE COURTS in John Marshall was such a man, though, unhappily, death claimed him before the hour of gratitude arrived. Posterity is magnani- mously endeavoring to make amends with chiseled marble for the lack of human encour- agement and contemporaneous appreciation that left him to battle alone in the shadow of neglect and hostility. The jurisprudence of this country, with the virile personality of John Marshall eliminated, would be quite a different thing. The country would be quite a different nation and the people would not have exceeded the governmental limitations. How much America owes to that one man it will take generations yet to demonstrate. Presidents may come and Presidents may go, but John Marshall will live on forever in the annals of jurisprudence. To him the country is indebted for its fixed interstate commerce relations. In our own day another man, as an official, has left the impress of his personality upon jurisprudence. Since he is now and proposes to continue devoting his valuable life to the private betterment of mankind, it is meet and proper that his fellow-countrymen for whom he so unselfishly strove should recognize and encourage him. The American Bar Associa- tion has done it to the highest extent in its power. Analyzec^ by the acid test of critical 112 SPIRIT OF THE COURTS political partisanship, which is the case when a member of an opposing political party dis- cusses him, he has no prototype in the history of practical jurisprudence. Unflinchingly and in a time of political need, casting from him the tempting life-belt of the Federal court patronage, which in the South composed the leadership and vitals of his party, Wil- liam Howard Taft unhesitatingly refused to purchase political preferment with the spolia- tion of the Federal bench. In his selection of a majority of the Supreme Bench and more than thirty per cent, of the Circuit and Dis- trict judges, during his four-year tenancy of the White House he closed his eyes to politi- cal partisanship, sectional feeling and relig- ious influence and was moved only by a con- viction that might have been inspired. To him we are indebted for a new era of Ameri- can judicature. These things are said because such high official conduct is a condition precedent to that standard of jurisprudence which it is determined shall exist in the United States, let the consequences be what they may. It has withstood the cancerous inroads of poli- tics solely through the high character and na- tive love of law and order of the individual American and the faith of the people in most of their judges and lawyers, and because that SPIRIT OF THE COURTS 113 protection, in the very nature of things, must eventually deteriorate and fail. They are also set down with the hope that their successors may profit by their example. 114 SPIRIT OF THE COURTS CHAPTER VII. Shall Justice Be the Accident of the Judge or the Certainty of THE System? In both a scientific and a practical analysis of pleading and procedure there is observed certain fundamental principles of more im- portance than the substantive law itself, that cannot be safely forsaken. It is seen that their evolution is the history of the resistance of mankind to tyranny and usurpation by gov- ernment and other power. If it has been shown that these may not sensibly be omitted in any system afifording an assurance of swift, impartial and final administration of justice, our humble efforts have been well rewarded. To that end concrete illustrations of the Ro- man and English systems in their practical ap- plication have been and will be given. It is manifest that in the present English system there survives all the merit of the ancient common-law pleading, with a minimum of former procedural difficulties. However, we are contending for no model, but only for a system of court-made rules in which shall be preserved the common-law limitation upon the judge, that whatever is not juridically pre- sented cannot be judicially decided. SPIRIT OF THE COURTS 115 In practical application this means that the lawyer retained to try a case shall prepare a simple record of the exact issue desired to be joined and heard and that the judge shall be allowed to alter it upon the record upon mo- tion, after suitable notice, and shall be allowed to consider no other issue. That this prevents surprise or imposition by the judge, the gov- ernment or one of the parties by creating a new and unexpected issue; or further vex- ation in the future with the same issue and will afford an intelligent review on appeal, has been made to appear in technical lan- guage. Inasmuch as the present program seeks practical results, it is well to point out that the proposed system comprehends and requires no particular form of pleading, but, on the contrary, is best suited to a simplicity that af- fords no opportunity for subtlety. It thus ap- pears that it is entirely immaterial in what form or under what name they appear, so that at the trial of the case a statement of the facts of the cause of action from which the alleged legal liability can be drawn is presented upon a permanent mandatory record. What pos- sible difference can it be to the suitor whether his debtor is proceeded against in "assumpsit," "debt" or covenant," or any other arbitrary form? It does make a difference, however, that the record shall be reduced to a simple ii6 SPIRIT OF THE COURTS statement of the claim and of the defense, or a defense and counter claim, with all necessary and liberal amendments. It is well to repeat that the doctrine of res adjudicata and the protection afforded by due process of law are in this way preserved. But it is neither just nor honest, nor prudent that that which is not presented in the pleadings originally or by liberal amendment should be judicially de- cided. The case at bar should be a thing com- plete within itself, independent of collateral aid not only for present but for future pur- poses, involving both State and litigant. As a man has the constitutional right to be con- fronted by his accusers and to be placed but once in jeopardy upon a clearly defined charge, so has he the inalienable right to be explicitly notified of the intention, reason and alleged legal right to take his property as well as his liberty. The other potent thought is that the pre- paring and answering of this claim is a law- yer's function and not that of a judge. It is inconsistent for a judge to act in a dual ca- pacity. In order for the judge to prepare a pleading, whether or not of his own volition, he must know the litigant's case and must ad- vise him the proper theory to adopt. To know this he must consult the suitor and interview the witnesses. Impartiality demands that both SPIRIT OF THE COURTS 117 plaintiff and defendant should have the right to require the same service. Having arranged the issues to suit himself, he ought to find no trouble in deciding it the same way. Under these conditions, what would be the lawyer's duty or function? It is a grievous reflection upon a learned profession! No such objec- tion applies to well-ordered amendments, timely made, and the court should exercise a broad, untechnical liberality in aiding justice by suitable amendments. The thought is that judicial procedure must be fixed and estab- lished, and not the personal rules of each trial judge or of any judge. By way of illustration it is illuminating to be mindful that safe and efficient service can be had from a boiler with- out the risk attendant upon dispensing with the governor, which thought is reminiscent of irresponsible steamboat days on the Mississ- ippi river, where "the end justified the means." Civil liberty and property rights demand this limitation upon courts and government, that a court may not act s-ua sponte except to prevent imposition upon its own jurisdic- tion. Under such a system the voice of the tyrant or the irresponsible become obiter dicta and harmless. On appeal the immateriality and irrelevancy of the evidence and error of decisions are self-evident. It is next to impos- ii8 SPIRIT OF THE COURTS sible for irregularity not to be overtaken by the reviewing court. Pleading, it thus ap- pears, again is not mere form. It is the only protection between the citizen and arbitrary power, wherein is translated the spirit of free- dom and impartial justice. So vital is it to instill this great principle into the minds of young lawyers that, besides the repetition thereof, there will be quoted a portion of that profound work, "Grounds and Rudiments of Law," by William T. Hughes : "A study of Roman procedure confirms the statement on this subject which we have quoted from Paul, and shows that they fully understood the importance to a republican government of treating pleadings as the foundation of the action. Under their system of procedure the magistrate organized the suit by deliver- ing to a judex a written formula by which the power of the latter to hear the case was determined. The preparation of this formula, corresponding to our pleadings, was of the greatest moment, and the 'full force of legal science was brought to bear upon it' [Ortolan, 548]. The intentio, that is, the part of the formula in which the plaintiff's case was stated, is the 'vital part of the case and could in no case be dispensed with.' So, also as to the demonstratio [lb. 549-173]. Beyond the terms of the for- mula delivered to him by the magistrate, the judge was power-" less, and the greatest care was exercised by him to confine him- self within the limit of the power conferred upon him [lb. 174- 175]. "These formulas or pleadings were strictly adhered to as long as the spirit of freedom lasted in Rome, but with the decline of republican institutions and the substitution of imperial ones they began to disappear [lb. 287]. Here is a much needed lesson for those of our American courts who are inclined to depart from the pleadings. The downfall of the republican form of govern- ment at Rome may be dated from the accession of Emperor Dio- cletian, who reached the throne A. D. 284, after a period of fifty years of confusion, in which sixteen emperors had perished. SPIRIT OF THE COURTS 119 Diocletian openly assumed the power of a despot. We have It on good authority that by the time of Theodosius 11, A. D. 440- 450, jurisprudence had sunk into abject ignorance and barbarity [Phillimore's Private Law Among the Romans, p. 11], and yet the pandects of Justinian, under whom an attempt was made to return to the glory of earlier jurisprudence, contain selections from authors of the time of Diocletian and Theodosius II. It is not strange that an empire which was no longer Roman but Asi- atic [Ortolan, 555] should abandon the formula, and that a weak and degenerate people should, be content to have their causes tried before judges appointed by a tyrant and without the secur- ity of -written pleadings, which alone could afford them certainty and protection. Pope said: "Education forms the common mind; just as the twig is bent, the tree's in- clined." Disraeli told us "that the more exten- sive a man's knowledge of what has been done, the greater will be his power of knowing what to do." So the unfortunate experiences of history have not been in vain if they awake a lively appreciation of juridical importance. It is a restriction and limitation upon the di- rect interference and oppression of the gov- ernment. It is a greater protection to civil liberty and property rights than armed inter- vention. In the shadow of a suspended habeas corpus lurks martial law and lies the corpse of free citizenship. Arbitrary power, whether on the bench or in the executive chamber, violates the first principles of a re- publican government. Unrestricted power married to human nature has begotten tyran- ny, if not corruption, since the beginning of I20 SPIRIT OF THE COURTS the world and led a spiritless people inta ig- norance to draw their inspirations from super- stition. It is as important to have checks and balances upon courts as upon government, for both are conducted by men. We are discuss- ing principles, not incidents. A present ab- sence of tyranny or corrupt conduct on the bench or in the government is no guarantee of the future. By the same course of reasoning a ship captain would be justified in discarding his life-preservers because of continued fair weather. Indeed, shall the administration of justice be the accident of the judge or the cer- tainty of the system? And, to the surprise of many good people, all these things have been shown to be possible and scientifically certain under the proposed new system of rules of practice. The founders of the government met and violently dealt with the uncanny confidence in a personal ego, rather than a fixed system. The answer was the adption of the Tenth Amend- ment to the Constitution, specifically reserving to the States all power not expressly or by nec- essary implication granted to the central gov- ernment. An observation of Thomas Jefferson made at the time is interesting and illuminat- ing. "In questions of power, then, let no more be heard of confidence in man, but bind him down from mischief by the chains of the Con- SPIRIT OF THE COURTS 121 stitution." The patriots of 1776 felt the ne- cessity of insuring that man shall not be ex- alted above the law, nor the machinery of the law. Are we of a later generation so much more patriotic or so startlingly immune to er- ror, or are we simply indifferent? Are we growing morally superhuman? Perish the thought! It is the first symptom of decay. Unlimited power in any branch of govern- ment is inconsistent with the rights of a free and independent people, even though they be perfect. Opportunity for the wicked possi- bilities made probable by inefficiency and partiality, is more to be feared in judicature than is actual corruption. The responsibility and inspiration for the former may be ob- scured in the meshes of a trial except from unwilling expert eyes, but corruption pro- trudes upon the vision of the inexperienced. Seeing only the exception to the rule, well- meaning persons have cited well administered justice in magistrates' courts as an argument in favor of abolishing the mandatory record. But let us see the depths of depravity to which it may sink. Charles Dickens' comment on the immortal "Fang" at the trial of "Oliver Twist" is a classic. "Although the presiding genii in such an office as this exercise a sum- mary and arbitrary power over the liberties, the good name, the character, almost the lives. 122 SPIRIT OF THE COURTS of her Majesty's subjects, especially of the poorer class, and tricks are daily played to make the angels blind with weeping, they are closed to the public save through the medium of the daily press." Judge Andrew A. Bruce, of South Dakota, brought them down to date [73 Cent. L. J., No. 5, p. 76] when he said that "the letters 'J- P' ^re popularly known to stand for 'Judgment for Plaintiff,' that the justice has catered for business like any tradesman and has been only too prone to favor the law or business firm which brought it to him." The mandatory record fixed inviolate limita- tions within which the irresponsible or subser- vient judge may rule, making all else obiter dicta, and, of equal importance, it confines the testimony which may be introduced. Oppres- sion cannot be worked without written notice the intent. Now, how could counsel protect if he may not object, and how may he object if there be no limits either to the allegata or the probata. So it is seen why the evolution of pleading is the history of government itself, and that upon it largely depends the enjoy- ment of liberty and property rights. Let us see. The doctrine of res adjudicata and the protection afforded by due process of law are made possible and are assured by the principle that "that which is not juridically presented SPIRIT OF THE COURTS 123 cannot be judicially decided." This is the way in which the protection of the State may be practically asserted. Civil rights demand this limitation upon court and government that a court may not act sua sponte except to prevent imposition upon its own jurisdiction. "The parties by their attorneys make the rec- ord, and what is decided within the issue is res adjudicata; anything beyond is coram non judice and void." "The courts cannot ex moro motu set themselves in motion, nor have they power to decide questions except such as are presented by the parties in their pleadings, original or amended." Neither the common law nor the statute of Jeofails attempted to cure a deficiency not substantially apparent upon the record. This would be a depriva- tion of due process of law. It is possible and justifiable that defects and imperfections and, under suitable circumstances, omissions in a pleading in substance or form fall within the doctrine of aider by verdict where the issue joined by consent be such as necessarily to re- quire proof of the imperfect or defective alle- gation. "It would be an imposition to extend the effect of acquiescence beyond a common interpretation of an allegation." But we have the weight of the best authorities that defects of substance can never be waived [Brooms' Max., p. 136; Stephen, Plead., p. 13, 6th Ed.]. u 124 SPIRIT OF THE COURTS In another place there will be discussed the practical application of these sacred prin- ciples to the proposed uniform system of rules of procedure for the Federal and State courts. Said the Prophet: "Stand ye in the ways and see, and ask for the old paths, where is the good way and walk therein" [Jeremiah, 6-16]. It is proposed to return to the old paths, as we have seen was so happily done in England, which is discussed in another chapter. Let us now turn to another feature of the national life coincident with the scientific simplifica- tion of pleading and procedure in America. SPIRIT OF THE COURTS 125 CHAPTER VIII. Spirit of the Bar, Past and Present. Having discussed the vital relation of the courts to government and to commerce, to civil liberty and to property rights; having shown by example and authority that it re- flects the very genius of government itself; having pictured it as the keystone of the arch supporting on either side the executive and legislative departments, upon which each lean, and that interference by either depart- ment with its sacred functions, produces weak- ness and eventual destruction, we may profit- ably turn our attention to some more practical but equally philosophical matters, which will be illustrated by a portrayal of the past and present spirit of the American Bar. Every observant man finds himself obliged to sympathize with the impatience shown by commerce at present juridical conditions. The disposition of men has changed but little even under the discipline of the ages. We find it set down in Amos (V-7) that there are things "that turn judgment into wormwood." Lord Bacon (Essay LVI) commented, "and surely there be also that turn it into vinegar; for injustice maketh it bitter and delays make 126 SPIRIT OF THE COURTS it sour." We find in Proverbs (XXX, 26) that "a righteous man falling in his cause before his adversary is as a troubled fountain and a corrupt spring." Ovid (I, i, 37) says: "It is the duty of a judge to take into consideration the times as well as the circumstances of facts." The opinion is ventured that a court, the pleading and procedure of which is suffi- ciently technical to permit of interference with the prompt and fair joining of the issue and an unhampered application of the law by the judge, is not a court of justice, but of in- justice. It lacks little of being the exemplifi- cation of "The simple plan That they should take who have the power And they should keep who can.'' So the men of interstate commerce have de- spaired of longer following the advice of Ga- maliel to the Jews to await developments, but, very fortunately, have accepted the program of the American Bar Association and the great trinity of agencies engaged under its di- rection, looking to simplicity and uniformity and fixed interstate judicial relations. I ven- ture the further belief that there can be no lasting judicial, juridical, commercial or po- litical peace in the absence of a proper appre- ciation of the relations that should exist among the bench, the bar and the men of SPIRIT OF THE COURTS 127 commerce, and the time can be profitably passed in contrasting past and present legal history. Undoubtedly in 191 2 the bar of America had come to the parting of the ways, and re- alized it with a keenness seldom if ever evi- denced in the history of jurisprudence. Com- merce was determined upon action, prefer- ably by the bar, otherwise by itself. For the first time the bar took the initiative. As has been shown, it unanimously agreed upon a scheme of reform, organized a campaign and set itself to the important task. Awakened to a keen sense of its sacred duty, it demanded the right to perform it in the light of science and with the aid of history. The publicists and orators of the bar during the last several years have been given to introspection, to the consideration of the lawyer's vital place in jurisprudence and organized society and to the study of certain historical weaknesses of their brethren of past generations. There has been evolved from these researches and un- selfish tendencies a fixed program which is being diligently and intelligently carried into efifect. This program lacks no important fea- ture, because it deals solely with a great prin- ciple. It permits of universal agreement be- cause it involves no details, but leaves those to the Supreme Appellate Courts, aided by 128 SPIRIT OF THE COURTS the suggestions and advice of practicing law- yers. But is this beautiful ideal and ambitious task possible? It is, and it is difficult without keen emotion for one mindful of the past his- tory of the bar to contemplate the almost as- sured promise of success of such a splendid and comprehensive scheme. Never before in the history of the world have lawyers so mag- nanimously put aside all pride of opinion, personal theories and individual rights and, without reference to politics, religion or State citizenship, set themselves to work to accom- plish the simple but well organized program of the American Bar Association, promising the solution of a century old problem and the beginning of a new and historic era in juris- prudence. It promises more; it will enable the Supreme Court to prepare and put into effect and subsequently to amend and perfect as necessity evidences, a complete correlated system of rules for the detail operation of the courts. The trial judge will be set free, with- in the sensible limitations of these rules, to exercise a sound discretion in all procedural and practice matters. It will enable, if it does not compel, the judge and the lawyer to co-ordinate and co-operate in facilitating trials and in the administration of justice, in- stead of casting obstacles in the way, as the SPIRIT OF THE COURTS 129 lawyer is now permitted and, I believe, com- pelled to do by statute and his oath of qualifi- cation. This means that the State will secure the benefit of the lawyer's help and sympathy in lieu of a present hostility. This attitude will develop in the judge the highest sense of responsibility and judicial acumen, and in the lawyer the keenest observance of ethical standards and an unselfish patriotic view of his noble profession. The destruction of the agencies that forced him to pick flaws in the machinery of justice will be followed by the desire to perfect the new system that he helped to create and for the perfect operation of which he will then find himself jointly re- sponsible with the courts. It will do away with the mystery of stilted forms and the ob- scurity and uncertainty of subtlety, and there will be introduced directness and simplicity. With one stroke there will be cleared away the eight centuries of rubbish and debris that have been piling up before the door of the chamber of justice and which have prevented many a poor man from entering or else caused him to exhaust his resources in the effort. In a scientific, organized and well-planned manner there has been evolved a modern structure out of the proved virtues and prin- ciples of antiquity and the best practices of the day in which we live, that is so fashioned I30 SPIRIT OF THE COURTS that day by day it can be made to fit the chang- ing hour without the sacrifice of a single principle. It means that in the bench and bar, in happy co-ordination, is to be reposed the sacred trust of guarding, perfecting and gradually improving the instruments which they are daily called upon to use in adminis- tering the laws. They are the sole human elements entering into jurisprudence and the sole agencies properly prepared to perform the task. The Congress and the legislatures will refrain from regulating the details of procedure and practice by rigid statutes, re- taining control, however, over all fundamen- tal and jurisdictional matters, questions of permanent procedure and of evidence. It means that the legislative department will tell the courts what to do, but not how to do it. It means a new era in the history of jurispru- dence, a new and wholesome relation of the lawyers and judges with reference to a mani- fest duty concerning a technical governmental function in its relation to commerce and so- ciety. It means a new and wholesome atti- tude of the lawyers towards one another and towards the judges, and it promises a return of the old-time faith in and respect for the judges and the lawyers. These are the things for which we are striving and which are com- prehended in the American Bar Association's SPIRIT OF THE COURTS 131 program. And all of these things are not only possible, but assured by the foremost members of the American bar if Congress will but set the Supreme Court free to perform its im- portant part. It is time for the lawyers, so deeply ab- sorbed in the daily routine, to look about them. Things, as time is measured, have been chang- ing with kaleidoscopic rapidity. This country has undergone a reversal of sentiment within the last brief decade that in time will prove a marvel to all thoughtful men. More than twenty-five years ago Grover Cleveland pro- phetically remarked: "To me nothing can be more deplorable than that open criti- cism of the decisions of courts which, all at once, has become fashionable » » » they are danger signals and failure to see them may introduce practices which will threaten the in- dependence of the courts. * * » jf their decrees are not respected, or the judges, who preside over them are not men of the highest reputation for ability and fairness then all the forces of discontent will unite in an assault upon them." Within ten years thereafter there was a par- tial fulfilment of his prophecy. Within twen- ty years its shadow had caused the great American Bar Association to feel justified in sounding an official warning. Within twenty- five years it had perfected organizations for a militant campaign of resistance and of educa- tion, and was calling the lawyers to its colors. Five years ago lawyers of national reputation, who are now most actively engaged in the 132 SPIRIT OF THE COURTS campaign of modernization, looked skepti- cally upon the task. Today they not only pre- dict the success of the American Bar Associa- tion's program, but believe in it, and believe that the doctrine of interstate judicial rela- tions is but a matter of time and education. But there have been many things to bestir them. For fifty years commerce and society have been persistently demanding relief from the expense, complexity, technicality and slow- ness of the procedure provided by Congress and legislatures for the detail operation of the courts, from w^hich they had already suffered for more than half a century. Impatience has more than once threatened to strangle Justice with ill-fitting expediencies that but aggra- vated the trouble, because they resorted to the favorite plan of the despot of destroying a principle for which the Hebrews prayed, the Athenians and Romans fought and the Anglo- Saxon died and which brought our forefathers to this country — the independence of the judi- ciary. Let all else fail, but so long as the courts stand, the country will stand. When the courts weaken or fail, the government like- wise will weaken or fail. The most sacred duty beckoning and calling to American man- hood today is to guard the doors of the court- rooms against the entrance of political and SPIRIT OF THE COURTS 133 personal ambition and all manner of wicked- ness under the leadership of self-serving op- portunists. And let it be repeated, that any government that permits the legislative de- partment, a group of individuals or one indi- vidual, or any other agency, to place a hand upon the finger of the judge when he signs a decree, is not a government of justice amongst men, but is the instrument of oppression in the hands of tyranny. It is difficult for the citizens of this Republic, even when in a most grateful frame of mind, to appreciate the blessings bestowed upon them by an indulgent and forgiving Providence. It is equally as difficult for us to measure up to the profound duty of maintaining these governmental agen- cies at the high standard of the day in which we live. Yet one must be pardoned for wondering at the absence of an earlier, organized re- sponse by the lawyers, for they did not act until the absolute necessity stared them in the face. Both the machinery of the courts and the judges were being assaulted. The time had actually come when the bench and bar must, or some other agency would reform ju- dicial procedure. It would be merely grati- fying curiosity to delve into the cause of this delay. If one may be permitted to say it, the lawyer of all people should not only modern- 134 SPIRIT OF THE COURTS ize the instrumentalities of his profession, but should have a keener insight into all human endeavors, aspirations and inspirations than the followers of any other profession or en- deavor. His highest duty is to advise, and if this be properly and sincerely done he must himself have an intimate knowledge of the workings and conflicts of both public and pri- vate afifairs. I venture to assert that the standing of the lawyers and judges of a country mark that nation's position in history. Bril- liant soldiers, comet like, flash their destruc- tive existence across troubled political skies and great statesmen formulate and initiate profound governmental policies, but the work of the jurist and the lawyer is interwoven with a delicate, intimate touch into the very warp and woof of a nation's life, ever regulating the most sacred relations of her citizens. It is constructive statesmanship of the highest class and, in the order of responsibility, ranks next to the church. What a sacred responsibility it is! Let there be a deep conviction that people cannot lose faith in their lawyers and judges without losing respect for and refusing submission to their courts. As the courts weaken, so the government will weaken and no policy can be put into effect. A strong, enterprising, philosophic and militant bar is SPIRIT OF THE COURTS 135 coincident with a strong and popular govern- ment and a contented people. This is but nat- ural. The demands and practical details of a commercial life are too numerous and exact- ing to permit of the research, thought and philosophy that falls naturally to the lawyer's lot, however intellectual, educated and able may be the business man. "And just experience tells, in every soil, That those that think must govern those that toil." In a word, the trouble with the lawyers in the past has been an inbred conservatism and caution that engendered antipathy to all change, thereby destroying or greatly reduc- ing the prospect of progress. One would like to find an excuse for this proverbial lack of advancement, for it rests in temperament and not in reason. The law is a science, and the administration of it is a highly technical gov- ernmental function. The preparation and qualification for it is purchased only by years of unremitting toil and personal sacrifice. This is particularly true as to a working fa- miliarity with the subtle, technical procedure and practice prevalent in the courts, and one casts adrift that dearly bought knowledge with reluctance. Nothing but a deep and abiding love of country, or response to the call of public opinion, has ever been able to tempt or to drive lawyers to agree to any 136 SPIRIT OF THE COURTS change. They seemed, as a profession, to have been unable to lift their studious gaze from the machinery inherited from antiquity in order that they might see the greater and broader demands of the present and future. It called for change, and novelty is anathema to the lawyer. The result is, and the statement is borne out by history, that judicial procedure has always lagged behind the commerce it was created to serve, and until the year 19 12, when the Amer- ican Bar Association acted with a splendid unanimity never before witnessed by an ad- miring world, it has been a bone of contention and strife. Lawyers simply could not or would not agree upon a change or else the manner in which it should be made. It was always a question of form. They professed individually to believe they were improving through the agency of unrelated, unscientific statutes, a dreaded example of which is our much-complicated Federal procedure. This inspires the comment that no agency of a representative government that fails to touch the popular life, that shrouds its work- ings in mystery or that renders doubtful its ends by subtlety or technicality, can perform its normal functions or command the requisite popular respect and individual submission. This means it cannot live, though it may op- SPIRIT OF THE COURTS 137 press and burden the people for half a century or more because of ignorance of the way in which to rid themselves of the incubus. Di- rectness and simplicity are the keynote of re- publican forms of government, as they are the bases of manly character, the watchwords of commerce and conditions precedent to the usefulness of every governmental function and human relation. The abolition of the use of Latin in the pleading and procedure of the English courts is an example of early resentment to mystery in the courts. As early as 1360 pleas were required to be written in English, but in 1609 James I wholly abolished it, saying: "I wish the law written in one vulgar language, for now it is an old, mixt and corrupt language only understood by the lawyers." It is an in- teresting coincidence that King James I should have been inspired to express that sen- timent at the time of the announcement of the publication of the Revised Version of the Bible. William Duane, of Philadelphia, who will be remembered as the editor of the "Aurora" and who was tried in 1799 for a breach of the "Alien and Sedition Act," spoke some wholesome truths even while he was committing many indiscretions. He inveighed against both the church and the bar for their inclination to mystery. He pointed out that 138 SPIRIT OF THE COURTS the Bible had been printed in a strange lan- guage in England, and that by "farrago of finesse and intricacy and abstruseness the law- yers had brought the science of law into ill repute and suspicion." This policy could sur- vive only with the ignorant. Wholesome, clear-minded, deep-breathing, liberty-loving Americans can not long be led in the devious roads of ignorance and mystery. Faith and patriotism can not so sweetly soothe the curi- ositv or dull the natural and national sensi- bilities that an intelligent man will permit another to do all his thinking, whether right or wrong. Our forefathers fled from the tin- seled pomp, mysterious mutterings and ob- scure deliverances of ancient England to the freedom and frankness of American institu- tions of their own devising and there is not wanted any of its livery in our courts. Coke, in the preface to the third volume of his Reports, viewed it in the interest of the public weal. He commented that all law books had been written in Norman French or Latin because "it was not thought fit nor con- venient to publish either those or any of the statutes enacted in these days in the vulgar tongue, lest the unlearned, by bare reading, without understanding, might suck out errors and, trusting to their own conceit, might en- danger themselves and sometimes fall into SPIRIT OF THE COURTS 139 destruction." Chancellor Kent, however, was more selfish, and confessed that he made use of the corpus juris because the bench and bar of his day were unfamiliar with the French and the civil law and, therefore, "I could gen- erally put my brethren to rout and carry my point by my mysterious wand of French and civil law." This was a bad example, if an honest confession, and it is set down here that it may be seen that the greatest lawyers were not above capitalizing mystery. Samuel L. Knapp, an interesting observer and writer of his day (1821), [Biographical Sketches of Great Lawyers and Statesmen], in speaking of the attitude of the lawyer to the public in 1774 spoke bluntly of the effort to commercialize mystery and said : "It would have been in vain for any one man to have at- tempted a reformation, for most practitioners at that period would have united against a change, from the mistaken idea that business depended on giving an air of mystery to the proceedings of the profession, forgetting that no science, however difficult to attain, has any mystery in its farthest researches or in its re- motest principles. It can hardly be believed at this day, but it is a fact, that many old lawyers, who were in full practice when Blackstone's Commentaries first appeared in the country, were frequently heard to regret and complain that he should have so simplified and arranged his subject, and so clearly explained the principles of law, that the same amount of knowledge, which had cost them many years to collect, might be obtained in a short time." In the light of the present frank and whole- some attitude of the bar to the public, and the 12 I40 SPIRIT OF THE COURTS co-operative spirit displayed by the largest commercial organizations, one feels at liberty to cite these instances because they serve to illustrate w^hat I venture to believe to be a past improper attitude of lawyers to laymen, and particularly to an intelligent commerce. Mr. Knapp spoke a profound truth in saying that "no science, however difficult to attain, has any mystery in its farthest researches or its remotest principles," and I venture to add that there is no necessity for any in their en- forcement. May it not be possible, as Lord Coke intimated, that mystery in court proced- ure and in professional conduct may also be a cloak hiding the sneaking form of ignorance because "the unlearned * * * have sucked out error, have trusted to their own con- ceit," and find their only protection in technicality, subtlety or obscurity in attack or defense. It is difficult to believe that in this day there are any who would deliberately commercialize the noble profession by veiling in mystery and all manner of technical form the enforcement of the great principles that have been the light of the world, the hope of civilization and the assurance of Christianity since the dawn of creation. The trend of the day in jurisprudence is toward the wholesome atmosphere of simplicity and directness. This is the only lasting inspiration of faith, respect SPIRIT OF THE COURTS 141 and love on the part of the individual, sub- mission to governmental restraint and the elimination of the personal equation that makes possible the general welfare. The opinion appears justified that the real plague distempering the body politic and lay- ing at the root of the lawyer's trouble was lack of organization. They initiated nothing as a great, organized profession and found them- selves unable to ^gree to the proposals of the politicians who were spurred to action by the very indifference and reactionary methods of the lawyer, and there soon fell upon and vexed the earth a system of inelastic, unscientific "codes" not one of which has survived in any semblance of its original form. The manifest lesson taught is that the judges and lawyers must feel obliged to cause themselves to be put into position to keep pace with the stride set by their fellows engaged in a great and grow- ing commerce, or else submit to inevitable public censure and the humiliating spectacle of observing its house kept in order by the legislative department. Bar associations are the greatest possible agencies for promoting the general welfare, and so long as they thrive there can never be a repetition of past dere- lictions. It is most painful to confess that the records of history do not make unnecessary, though highly illogical, the usurpation of ju- 142 SPIRIT OF THE COURTS dicial powers and duties by the legislative de- partment of which complaint is now so justly made. The bench and the bar in yester-years sowed the wind of indifference and a lack of co-operative progress, and in due course have reaped the whirlwind of legislative guardian- ship and a weakened public confidence. The polar star that should guide this generation is the restoration of public confidence in the bar, and all else will follow. Every great reform intimately affecting daily intercourse or commerce must undergo the three stages of investigation, education and legislation. Manifestly, reform means change, and change involves inconvenience, if not hardship, for some individuals. Mindful of these practical influences, there were lawyers who looked skeptically upon the realization of the far-reaching reform leading to interstate uniform judicial relations, and, while ap- plauding the thought, felt restrained by the labor imposed. But there were men ready and prepared to undertake it as a duty to their people. The result is that we have lived to see the lawyers and the men of commerce in- vestigate, then help to educate, and finally de- mand of the Congress that it legislate. Thus two stages of the evolution have happily been completed, and it but awaits the action of Congress. SPIRIT OF THE COURTS 143 But some one has said that there is being promoted a novel thought in the advocacy of uniformity of decision and uniformity in pro- cedure. The American Bar Association claims no such honor. As a matter of fact, the ideal is as old as governments on this con- tinent and was advocated in England just prior thereto. In the year 1764 Thomas Pow- nall, described as "late Governor, Captain- General, Commander-in-Chief and Vice- Admiral of his Majesty's Provinces, Massa- chusetts Bay and South Carolina," and then Governor of New Jersey, said [The Adminis- tration of the British Colonies, by T. Pownall, I 764 J : "I cannot in one view better describe the defects of the pro- vincial courts in these infant governments than by that very de- scription which my Lord Chief Justice Hale gives of our County courts in the infancy of our own government; wherein he men- tions, First, the ignorance of the judges, who were the freehold- ers of the country. Secondly, that these various courts bred variety of law, especially in the several counties; for, the deci- sions or judgments being made by divers courts and several in- dependent judges and judiciaries who had no common interest among them in their several judicatories, thereby in process of time every several county would have several laws, customs, rules and forms of proceedings." This seems to be the first authentic appeal for fixed interstate or rather intercolonial ju- dicial relations. It is most encouraging to the disciples of that wholesome philosophy who strive in the year 1917 to find it advocated in 144 SPIRIT OF THE COURTS the very dawn of governmental relations in America and in the age of the keenest strife in England's legal history. It is most reassuring that such a great and profound jurist as Sir Matthew Hale should have observed the iden- tical difficulty in England's jurisprudence and set about correcting it against an indifferent, if not a hostile, public opinion. In 1653 Sir Matthew was made chairman of what appears to have been the first official committee on law reform organized by the Anglo-Saxon people, if there be omitted the group of sol- diers and barons who officiated at the sealing of Magna Charta [Campbell's Lives of the Chief Justices]. Associated with him were Cromwell, Sir Algernon Sydney and Sir An- thony Ashley Cooper, names that have become by-words in history. As a comparative study it will serve a purpose to point out that the obstinate English mind chose to view many recommendations as innovations instead of a common-sense application of ancient prin- ciples. They went to the extreme of rejecting the registry of deeds which was already in vogue in the colonies. Yet those same people completely revolutionized their court proced- ure in 1873 ^^^ co-ordinated their courts, while the American States, with four excep- tions (New Hampshire, Connecticut, Vir- SPIRIT OF THE COURTS 145 ginia and Colorado), are a century behind, and, instead of harmonizing State procedure and decisions, have gone to the other extreme. Each State Supreme Appellate Court seems to find a peculiar pride in pointing out where it cannot agree with its learned brethren of another State, and each legislature has its own panacea in the form of a code. I yield to no man in a faithful allegiance to State's rights as they were learned at the feet of that profound constitutional scholar, John Randolph Tucker of Virginia, but I am not insensible of the manifest obligation of the individual States, like members of a family, to surrender private opinion and even rights in the interest of the general welfare. My idea of the union of States, in their intertsate com- mercial relations, is that of the three muske- teers — "one for all and all for one." It is that taught by .^sop's fable of the bundle of sticks — fastened together, they are unbreak- able, but, separated, they are easy prey. Let us weld them closer together by the co-ordi- nation and co-operation that will follow this ideal of uniformity in all general matters. In- deed, no State can live unto itself, if it would, and no State Supreme Appellate Court can do so with profit to itself and to the people it serves and without harm to those it serves. 146 SPIRIT OF THE COURTS The greatest benefit of a broad, neighborly and liberal judicial attitude towards their brethren of other jurisdictions will necessarily inure to the advantage and very practical as- sistance of the men of commerce of one's own State. It will encourage industrial activity, create common ties and dissipate local conceit and selfish pride of opinion as to matters of interstate importance and not purely local in effect. The courts are to the government and to commerce what the locomotives are to the railroad and to commerce. The railroads cannot be conducted without locomotives, and governments cannot be conducted without courts. Logically extending this metaphor, a great trunk line may connect the two oceans and traverse the wide expanse of prairies, fra- grant and rich with the harvest treasure ; there may support it the wealth of a Croesus, and direct it the genius of a James J. Hill, but if it be heckled and retarded in each State through which it passes by a dissimilarity of laws and regulations, it cannot properly perform its in- terstate functions. It can rise no higher and be of no greater service to the nation of States than a combination of local trains operated under differing managements and policies, and no national usefulness and greatness can come of it. Now let the thought be applied SPIRIT OF THE COURTS 147 to the policy of the several States courts. The various State governments may entertain the best intention toward the splendid interstate commerce that the best interests of all govern- ment require shall be fostered, yet the potency of their laws is measured exactly as they are administered by the courts. If State court decisions lack uniformity and their diverse procedure and practice burden and hamper business that is projected or invited into or through a State, or if justice be interrupted by local traditions or influences, a feeling of hoc tility towards the courts of that State will surely follow. Another thought arises. It need but be said that, in the event of a struggle between commerce and the courts, commerce will prevail, because the courts are but its agents, though they likewise enjoy the dignity of being governmental agencies. How unwise and unprofitable it would be, then, to struggle against a reasonable request for uniformity of law that has become so essential during this twentieth century. Commerce is the life blood of any country, the only measure of its prosperity and success, and the government that best maintains it, is best. Mindful of these things, it is with interest that one observes the organization and work- ings of three great civic agencies looking to uniformity in statute, uniformity in procedure 148 SPIRIT OF THE COURTS and uniformity in decision, all under the con- trol of the American Bar Association. They are the "Conference of Commissioners on Uniform State Laws," the "Committee on Uniform Judicial Procedure" and the "Inter- state Conference of Judges." They give an assurance of interstate judicial relations as fixed, necessary and useful as fixed interstate commercial relations. SPIRIT OF THE COURTS 149 CHAPTER IX. Contest Between the Moral and Jural Law. Let us depart now from the consideration of the machinery for administering the law and enter into a contemplation of some phases of the philosophy of the law itself as it influ- ences man, his spirit and his conduct. The belief is here ventured, and it is further laid down as a premise, that the tendencies of hu- man nature today are not materially distin- guishable from those of the peoples 'who took their rules of conduct from Hammurabi, Moses, Lycurgus, Solon, Justinian and Na- poleon — the great historical and mythical lawgivers of the world. If any difference there be, it but reflects the evil influences of governmental machinery permitted to become obsolete. Men, overwhelmed by badly ad- ministered law, are like men overwhelmed by a flood — they strike out blindly and catch at straws. In such a cataclysm strong, organized relief is essential, which is the pivotal thought of. the observations to be made. Certain it is that we of this generation lay much store by the principles they propounded, that have out- lived crusades, the decadence of peoples and ISO SPIRIT OF THE COURTS of nations, and have come to us shining im- perishably like bright jewels in the ash heaps of the ages. Modernity, therefore, will do well to search diligently for and studiously avoid the causes that led to the destruction of the governmental systems for which these great lawmakers were responsible. It is well, also, to be mindful that this splendid Republic was created for an original people, a race of pioneers, whose form was copied from no predecessor. This government will live and be strong just so long as the principles conceived by its makers, and particularly its three subdivisions of power, are observed ; just so long as a nec- essary response to the demands of inevitable evolution continues to prevent man from be- coming greater than the law; all the while keeping the law in proper subjugation to indi- vidual human rights and improving the ma- chinery thereof, so that it always may be mod- ern, practical, sensible and suitable to the prompt, economical and direct vindication of these rights. These things are conditions sub- sequent and are true, whether the act of the government be one of protection or of depri- vation of natural rights in the interest of so- ciety. The corollary to that proposition is that we must do more than simply enjoy an inheritance that someone else created for us. SPIRIT OF THE COURTS 151 We must strive to modernize and to improve it. The legacy of law^ and principle left by our forefathers are so many talents, which we may not wrap in a napkin. Neither may we convert them into a fetish. Thomas Jefferson explained his opposition to certain proposals for the Constitution by predicting that "our children will prove as wise as we are and will establish in the fullness of time those things not yet ripe for establishment." The ques- tion for us to answer is: Have we, nearly a century and a half afterwards, kept the faith, particularly with reference to the judicial de- partment of government, by living up to Jef- ferson's expectations? Are we conservatively progressing or subserviently retrogressing? Nature abhors a vacuum and makes corrup- tion of stagnation. In the history of nations there ever has been evolution or revolution. It was a woman (Madame de Stael) who declared "that past which is so presumptious- ly brought forward as a precedent for the present is itself founded on an alteration of some past that went before it * * * ." Tennyson said: "We are the ancients of the earth and in the morning of the times." These simple truths seem to underlie and to justify the progressive campaign of the Amerian Bar Association in its conservative efforts to set free the judicial department from 152 SPIRIT OF THE COURTS the legislative; to modernize the courts; to segregate purely commercial litigation, r to bring laymen to a better understanding of and into a more sympathetic relation with the judges and lawyers. Its importance cannot well be overestimated. It is profoundly be- lieved that the relation existing between the layman and the lawyer measures the strength of the government and defines its genius. From the beginning of the social compact there is no human endeavor of consequence without the association of the lawyer. The great Jewish doctor of laws, Gamaliel, figured in the life and conduct of the Apostles and saved them by giving to his people conserva- tive, practical advice concerning their public policy [Acts, V:34j. In the first days of the Israelites we are told that God sent judges to deliver the people; that they administered justice, and their authority even supplied the want of a regular government. A popular condemnation of judges and lawyers in the past has been a certain symp- tom of governmental weakness and deteriora- tion. A strong bar, which is the concomi- tant of a great bench, has ever been symbolic of a strong, prosperous and contented people. Indeed, of the three divisions of government, the judicial department, of which the lawyer forms a most important part, is the corner- SPIRIT OF THE COURTS 153 stone, as it is the guide-post that keeps stray- ing feet in the straight and narrow constitu- tional path; gives confidence to commercial enterprise; stays the threatening hand of op- pression, and gives assurance unto the weak. I venture to assert that the executive and the legislative departments might cease their op- erations for a given time with no other result than inconvenience. But the suspension of the functions of the courts for one day would mean anarchy — when might, and not right, would become the measure of civil liberty and of property rights. How important it is, then, that in the practical application of the jural law the people should respect the bench and the bar; aye, should reverence them and look to them as the preservers of their sacred rights. And what a noble obligation rests upon the judge and the lawyer to measure up to this high calling, particularly by impress- ing his personality and wisdom upon the framing and operation of the judicial depart- ment of the government! Three pregnant thoughts may now be con- sidered. The first is that the enactment of conflicting and uncertain statutes, or the over- loading of the books with a plethora of un- necessary laws concerning intimate personal relations, means that courts must be multi- plied, burdened and delayed and the people 154 SPIRIT OF THE COURTS confused. The second is that both the lawyers and the judges will be overwhelmed with a great mass of undigested mental diffusions parading in the sacred vestments of judicial decisions or dignified statutes. The third thought is that, turn as one will, the lawyer and the judge, and not the opportunist or self- centered legislator, are the direct victims, and for that reason, if for no other and higher one, are selfishly interested in the legislator's atti- tude towards the judicial department. Let it be emphasized that upon them must rest the sole responsibility for the scientific evolution of the law. The legislative department must therefore set them free, that this duty may be performed. The proverbial patience or sub- serviency, as you please, of the lawyer has ceased to be a virtue. It has become a menace to the government, to his own safety and stand- ing and to that which he holds most sacred. Can the continued usurpation by the legisla- tive department of the functions of the judi- cial department sustain a government against the very genius of which it shows hostility? It is a sense of this dual personal and pro- fessional responsibility resting upon the law- yer at this particular era in the evolution of our governmental life that it is desired to awaken into constructive militancy. SPIRIT OF THE COURTS 155 No observant man will longer dispute the fact that this country is on the threshold of an era-making juridical reformation similar to that achieved in England in 1873. The lawyers have almost unanimously accepted the new program, and if they now embrace the oppor- tunity to demand its adoption, it is devoutly believed that they will have performed a greater public duty than had they laid down their lives in battle. The organized voices of upright men earnestly contending for a righte- ous cause can and ever will be heard. It is a profound duty that this campaign be kept out of politics, but a profounder duty to see to it that it succeeds. We have in this and preceding chapters been discussing the law and its makers and its administration,' but let us go deeper and con- sider the human nature and the spirit of the man for the regulation of whose conduct the laws are made, for there interesting causes of dissatisfaction will be found. It will appear that the representatives of the people, many of whom are lawyers, have been giving ear to the boisterous brooks that soon lose themselves in the river, and have paid little attention to the deep, serene and irresistible power of the great philosophic stream of humanity. As has been indicated, neither our government nor our people find their prototype in modern- 13 156 SPIRIT OF THE COURTS ity or in antiquity. We must legislate for an original people, from whom, may Heaven be praised! a deep-seated, unselfish, patriotic spirit in the social and national life has not entirely departed. Some time ago it was my privilege to attend the "Sportsmen's Show" in New York. One man of the many little groups that filled the "Grand Central Palace" attracted attention not alone on account of his prowess with rifle and rod, nor his adventures and tempo- rary abode in the boundless stretches of the far Northwest. It was the reason that drew him away from the ordinary routine of the much-vaunted organized society of the twen- tieth century, in which every thoughtful man must be interested. Standing well up in his boots, his big frame spoke forcefully of physi- cal health, and his clean eyes, looking straight out from an intellectual face, interpreted elo- quently a clear brain and a wholesome, cheer- ful nature within. He was an unspoiled, nat- ural man. The sportsman gave his reason in one sen- tence. This intelligent and intellectual man, resenting the multiplied and conflicting rules of conduct as translated in the form of statutes and reported cases and the crippling of char- acter by the inroads of paternalism in govern- ment, was drawn into the unsurveyed wastes SPIRIT OF THE COURTS 157 of the mountain fastnesses in search of a country where a man could still make his own law. The spirit that was within him yearned for a land where he could turn his face to the Maker to whom he acknowledged responsi- bility and final sovereignty, unrestricted by the artifices and egoism of man. "Nature is migh- ty. Art is mighty. Atrifice is weak. Nature is the work of a mightier power than man. Art is the work of man under the guidance and inspiration of a mightier power. Artifice is the work of man alone in the imbecility of his mimic understanding." With complete satisfaction, one would se- lect him out of the complex social fabric as being sufficiently far above the average citizen as to wish to know his outlook upon society as it is organized; his ideas of political science; indeed, his philosophy of life itself as these factors enter into, make up and measure the participation of man in the affairs of the brief span allotted to him. And we shall presently see that his views were but observations of the practical contest that is now going on, and that ever has gone on, between the moral and the jural law — between the innate sense of justice voluntarily done, and the artificial standards of conduct enforced by organized government. Obviously, wherever groups of men have their homes in the world, there must 158 SPIRIT OF THE COURTS be some restraint, for law is inherent in so- ciety. The merit of such government is re- flected in the general rules of conduct by which rights and duties may be determined and organized. That phenomenon is the course of the jural law subjugating and taking the place of the moral law, and the respective proportion of the two is the measure of per- sonal character and citizenship. Taking this sportsman as a fair example of citizenship, does not that cry typify the nor- mal man that laws are made to govern? Is it not of the first importance to permanent civi- lization that organized society should aspire to such a standard? Is it not a true reflection of the real human spirit that it is desired to regulate and, in its analysis, becomes inter- course between the creature and his Creator? Is it not the spirit that should pervade the body of the law and the policy of the govern- ment? That being so, is it well to depart far from its simplicity and wholesomeness in the erection of artificial rules of conduct — the substitutes, considered by Congress and the legislatures to be necessary for the moral law? And while we shall presently see some practi- cal governmental evils following its violation, the ravages upon the ideal citizenship may be fairly well deduced. SPIRIT OF THE COURTS 159 A policy of paternalism in goviernment and statutory morals is not keeping the faith with the pioneer spirit. We boast of a progressive country, but when men are taught to lean upon the government, instead of supporting it, the nation is not progressing. It is retro- gressing. A nation is no stronger, purer or better than its people. Governmental im- provement is simply a corollary to individual improvement. That is the reason for popular campaigns of education. It was a sense of personal responsibility and individual inde- pendence that conceived governmental inde- pendence and won it in America, and it is that spirit alone that will preserve it. This coun- try needs fewer new laws and more real men. It needs less jural regulation and more moral sensibility. It needs less public training and more domesticity. It needs fewer codes and more familiarity with the Decalogue. It is certain death to manhood and good citizenship to lead men away from personal responsibility and self-reliance into the delusion of artificial standards. "In vain we call old notions fudge, And bind our consciences to our dealing; The Ten Commandments will not budge, And stealing will continue stealing." But let us continue in the train of our Sportsman's observations, for they bubble i6o SPIRIT OF THE COURTS forth from the crystal spring of the uncon- querable human soul. Of him it may be said that "well roars the storm to those that hear a deeper voice across the storm," and Marcus Aurelius epitomized his personal philosophy in: "This being of mine, whatever it really is, consists of a little flesh, a little breath, and the part which governs," that part which, though living with the finite, reaches out everlastingly after the Infinite in all tongues and in all conditions of human beings. I wish to believe that this inclination in the red In- dian, the black Hottentot and the pale Cau- casian is an involuntary effort at a response to a universal law, a system of rules contempo- raneous with the creation of man and the world which he inhabits. "Infinitude silently walks amongst men like beauty invisible in the landscape," and the designation of this as a Christian nation is but a judicial recognition and an attempted application of this great principle. We are willing to take our natural philoso- phy from the scientists, and to believe that the whole scheme of creation is controlled by principles and a system of rules, fixed and un- changeable, and often too simple to attract the attention of the wise and prudent, whilst they are revealed unto babes. How many of us, as we stand and gaze into the starry ex- SPIRIT OF THE COURTS i6i panse of night, admiring its grandeur and its beauty, reflect upon the perfect system of rules and laws that keep the trillions of stars and the planets in their charted courses and send the earth whirling in its orbit about the sun on a schedule so simple that man may measure dimensions and speed and fix their stations at any moment in the past, the present, or future! It requires no trespass upon individual relig- ious dogma to believe that this systematic and orderly operation of rapidly moving masses in limitless space is not accidental, nor the out- come of expediency or of experiment. It is a fixed and a designed program, the perform- ance of which is the result of inexorable nat- ural law and of profound principle. One need not speculate upon the direful re- sult of the violation of the simplest one of these natural laws, save as it may serve to il- lustrate and to give reason for the application of like rules to man and the moral law that regulates his existence. And no more does one know the present nor the final penalty, nor the present nor the final result of breaches of the moral law. Without caring what view others may take, or acknowledging that our premises require a solution of the world-old problem, as for me, I do not believe that the presence of man on earth is any more of an ac- cident than the organized solar system, or that i62 SPIRIT OF THE COURTS the jural law could forsake that principle and live. An analogous condition would be the regulation of his relation and conduct by cer- tain fixed principles and rules equally as in- exorable. Is there not, then, both analogy and reason for the belief that there is a common source of justice, though it may never be found and understood by man, from which all jural law should draw its spirit and power? Lord Chesterfield said to his son: "Let us aim at perfection in everything, though in most things it is unattainable. However, they who aim at it and persevere will come much nearer to it than those whose laziness and desponden- cy make them give it up as unattainable." "Success is not reached by a single bound; And we mount to the summit, round by round." If as much popular attention and recogni- tion were given to the philosophy of the moral law as is given to the science of the natural law, there would be less need for ar- bitrary jural laws and experimental courts in which to enforce them. The public would cease running to a paternal government for a cure for every social ill. There would be more unspoiled natural men and women and fewer "isms" and "uplifts." They would find the cause of the malady largely in themselves and a lack of spiritual and mental discipline, SPIRIT OF THE COURTS 163 and would eradicate the cause, instead of com- plaining of results. The average school child knows more about natural philosophy than the average man knows about moral philosophy. It would greatly aid the Constitution to in- terpolate St. Luke, 10:27. And let me diverge a moment to emphasize that, as the astronomer is the exponent of the natural law, so the law- yer must be the exponent of both the moral and the jural law. His client will seldom rise above him; he will often sink to the client's level. There is no better example of this than the achievements of the English people and the English bar. Her most honored men today are her lawyers. How difficult it is to look upon that enlightened, cultivated and power- ful nation whose influence for good is felt around the world, and find justification for Milton's satire or believe Macaulay's descrip- tion of the people immediately following Cromwell's protectorate. Said he: "Without casting one glance on the past, or requiring one stipulation for the future, they threw down their freedom at the feet of the most frivolous and heartless of tyrants. Then came those days, never to be recalled without a blush, the days of ser- vitude without loyalty and sensuality without love ; of dwarfish talents and gigantic vices; the paradise of cold hearts and nar- row minds ; the golden age of the coward, the bigot and the slave. * * • The government had just ability enough to deceive, and just religion enough to persecute. The principles of liberty were the scoff of every grinning courtier and the ana- i64 SPIRIT OF THE COURTS thema maranatha of every fawning dean. » * * Crime succeeded to crime and disgrace to disgrace, till the race , ac- cursed of God and man, was a second time driven forth to wan- der on the face of the earth and to be a by-word and a shaking of the head to the nations." Now, what obvious deductions may we draw from these thoughts? It is the failure to observe the moral law that brings the jural law into existence; the rapid legislative sub- stitution of policy for principle, and the ini- quitous doctrine of all things being right not forbidden by statute. It is the presence of these jural laws that is crowding the dockets of the courts. It is a failure to keep these laws that is demanding additional courts and commissions without end. The plethora of statutes and remedial com- missions may be likened to the effort, with many small vessels, to catch the water from a broken pipe instead of stopping the leak. That means that the road is one without end. Where we shall drop out of the procession one does not like to speculate, unless there comes a re- crudescence of the pioneer spirit, and a livelier awakening of the individual conscience to a sense of personal and public responsibility and duty. This is the task before the American lawyer, in a smaller measure, as it once con- fronted the English bar as a matter of life or death. SPIRIT OF THE COURTS 165 Let me ask what is the message carried by the conceded necessity for "domestic" and "juvenile" courts? Has an end been achieved by establishing these extraordinary forums? Far from it, indeed ! They are merely results — danger signals, pointing to a diseased social status — not remedies. Have we searched our minds to justify them, and have we read the answer, that this is one instance where the jural law cannot be substituted for the moral law? If we continue dealing with results and ignore the causes, obviously the results will be multiplied until the very moral status of the nation is weakened. It is taken quite as a matter of fact that Nevada is today capitaliz- ing and legalizing one of the chiefest vices of the nation. This is a preventive age in everything except social relations. We need a little less governmental, "Thou shalt not," and a little more personal, "I will not." Said Disraeli : "When men are pure, laws are need- less; when men are corrupt, laws are broken." i66 SPIRIT OF THE COURTS CHAPTER X. The Prevention of Legislation and Litigation. It is believed that a proper understanding of government should be carried to the ranks of the people by the trained and thoughtful lawyer, and that their patriotic labor is to him a sacred professional duty. The opinion is ventured that the message will meet with a popular reception and that it is the surest and sanest way of lessening the burdens of the courts. Some years ago a physician surprised his professional brethren by presenting to a lay audience some highly technical aspects of the science of medicine. It proved helpful to his hearers by banishing a great deal of mystery conjured by ignorance and by fortify- ing them against imposition. It proved help- ful to his profession by demonstrating that "no science, however difficult to attain, has any mystery in its farthest researches or in its remotest principles," that the only lasting thing in the world is that which will stand the acid test of common-sense. So the hope of successful government lies in a popular under- standing by the people of its genius and the spirit of the judicial department. Commenced SPIRIT OF THE COURTS 167 at the mother's knee, this education should be concluded at the grave. A guarantee against the wiles of self-seeking opportunists and their expediencies is a practical appreciation of the intentions of the founders of the government. That is all that America needs to assure the best results from government and a popular contentment. When the public undergoes the conviction that it is the sick body politic that needs law^, just as it is the sick man that needs medicine, w^e will have gone a long way to- wards preventing both litigation and legisla- tion by adopting measures of prevention. That principle has become the genius of the medical science, and it is applicable to juris- prudence. In this scientific efifort the business man must turn for guidance to his lawyer and not to the self-seeking politician. Mr. Madison said nearly a century and a half ago that "if a government be ever adopt- ed in America, it must result from a fortunate coincidence of leading opinions and a general confidence of the people in those who recom- mend it" [Mad. Pap. 663]. Dean Roscoe Pound, of Harvard, said a few months ago (W. Va. Add.) : "The lawyer of tomorrow must master the social sciences, must receive and grasp the ideas developed therein and must show us how to systematize and legalize them." i68 SPIRIT OF THE COURTS It seemed a few years ago to many wise and thoughtful men, without regard to their political inclinations — for there are no poli- tics in the work of modernizing the courts — that the sun of the judicial department of gov- ernment had become a puzzle as to direction. Strange expediencies, like the recall of judges and of judicial opinions, were but symptoms of obvious governmental troubles of operation which were beyond the diagnosis of the gen- eral public and the politicians. This serves to remind us that the character and spirit re- quired to preserve the inherited structure of government must not be far inferior to that which conceived and made it. Government, like water, cannot rise higher than its source. Failure meant to the Constitution-makers a physical death with the halo of martyrdom ; it means to this generation a spiritual death with the disgrace of unworthiness. Let it be under- stood that the scientific improvement of the judicial department of government and the maintenance of its high standards is not alone an economic measure, but one involving lib- erty and even life itself. It is to the nation what the heart is to the body. If one enter- tains a doubt of that, look upon Mexico as a present example of what the failure of the courts means and be convinced. SPIRIT OF THE COURTS 169 Now Lord Bacon tells us that "States are great energies moving slowly." So in the structure of the Federal government, our fore- fathers entrusted to posterity for operation a new and experimental engine, but constructed upon scientific principles. In their wisdom they provided against the vagaries, restlessness and unbridled spirits of mankind by carefully evolving and preparing a code of correlated, scientific rules and regulations by which it should be operated, that its structure might be safe from legislative change. To a business man, that is what the Constitution of the United States means, whatever other use may be made of it. Unsatisfactory juridical conditions, there- fore, are not necessarily the sign of a bad structure, or even of incompetent officials, but are symptoms of unscientific operation. Let us apply that thought. The legislative de- partment, true to the prediction and fears of the fathers, is trying to manage and to direct the skilled men in. the judicial department just how they shall do things instead of merely what they shall do. Those two words, "how" and "what," often spell success or failure. The courts, therefore, are on a level with the standard fixed by Congressional limitations instead of the ability and training of the judges and lawyers. When an automaton is lyo SPIRIT OF THE COURTS made of a man, sawdust might as well be sub- stituted for brains. There is needed also on the bench a recru- descence of John Marshall, with his broad, fearless," statesmanlike, judicial interpretation of the laws wherein was left small necessity for statutes. More dependence must be placed upon the courts and less on statutes. That policy made and saved the structure of the governmnet under John Marshall, and it ought to preserve it. Court decisions must be grounded more upon the fundamental prin- ciples to be found in the maxims. However, until it can be had, and it is a matter of edu- cation, the nearest thing to it is believed to be a scientific commission regulation, which is far superior to regulation by a mass of rigid statutes. We shall presently discuss this thought, not upon principle but as a neces- sary expedient, until the courts shall again properly function. The theme underlying the whole scheme of government is that the practical operation of the big structure would require the per- sonal direction and supervision of trained and experienced minds. Like every inanimate thing, the injection of the human element is necessary to create motion and to give it life, and the result of the effort is measured by the quality, character and efficiency of this hu- SPIRIT OF THE COURTS 171 man element. The finest engine ever made would prove a failure in incompetent or in- different hands or if not constantly kept in a state of efficiency. Now how did the Foun- ders go about it? The Founders provided for and inspired the expert service by dividing all government into three parts — the "Execu- tive," the "Legislative" and the "Judicial." The powers and duties of each of these de- partments were, of course, definitely fixed in the Constitution. It has been seen that a scrupulous observance of this careful division of power is a condition precedent to success- ful government, but it is well to quote Mon- tesquieu, a great French political scientist, whose writings largely influenced the Con- stitution-makers and whose doctrines are ac- cepted by every shade of respectable Ameri- can politics. Said he: "There is no liberty if the judiciary power be not separated from the legislative and executive * * » There would be an end of everything were the same man or the same body, whether of the nobles or of the people, to exercise those three powers, that of enacting laws, that of executing the public resolu- tions and of trying the causes of individuals." Let that thought be translated into the lan- guage of business. How long would a big factory maintain its efficiency if, indeed, it continued at all, if the engine-room men un- dertook to direct the operators of the machines or the board of directors undertook to define 14 172 SPIRIT OF THE COURTS the exact action of all the skilled employees? In fact, what need would there be for skilled employees at all? Now, applying this prin- ciple to the entire machinery of government, we find the legislative department, through the medium of hundreds of statutes, not only operating the courts, but actually defining hu- man conduct iteslf. We are living in an age of statutory morals when the eyes of the con- science that guided the course of the Fathers stand a chance of growing dim from lack of use. The result is that the judges and law- yers have been blamed for wrongs that they had no power to prevent, being bound by Con- gress in statutory hoops of steel. There has come to pass the invasion of the judicial de- partment feared by all the makers of the Con- stitution and the "Virginia Bill of Rights." The obvious end will be the destruction of the independence of the courts, "the greatest curse," said John Marshall, "that could befall a sinful and ungrateful people." It need not be told to practical men that the power to reg- ulate the manner of doing a thing is the power to fix the result. Alexander Hamilton (Fed. Art. 78) said: "The complete independence of the courts of justice is peculi- arly essential in a limited constitution. By a limited constitu- tion, I understand one which contains certain specified excep- tions to the legislative authority » » * Limitations of this kind can be preserved in practice in no other way than SPIRIT OF THE COURTS 173 through the mediums of the courts of justice. » * • With- out this, all the reservations of particular rights or privileges would amount to nothing. * » » }f„r ^oes this conclusion by any means suppose a superiority of the judicial over the leg- islative poiuer. It only supposes that the power of the people is superior to both." The Virginia Bill of Rights declares "that the legislative and executive powers of the State should be separate from the judiciary," and "that the members of the two first may be restrained from oppression by feel- ing and participating in the burdens of the people, they should at fixed periods be reduced to private station and return into that body from which they were originally taken." Now, consider how the Founders felt about the courts. It will be seen that they trusted the courts, that they recommended life-tenure for judges. Mr. Madison said if the government ever fell, it would be the result of legislative encroach- ment upon the judicial department. Gouve- neur Morris pointed to the Aphori at Sparta that destroyed the bravest race of people that ever lived. Thomas Jefferson is the accepted tribune of the people, so let us again hear his views in a letter written December 23, 1791. The views entertained by this great democrat cannot be too often repeated to laymen. Said he: "Render the judiciary respectable by every possible means to-vcit, firm tenure in office, competent salaries and reduction of 174 SPIRIT OF THE COURTS their numbers. * * » This branch of the government •will have the weight of the conflict on their hands because they lutll be the last appeal of reason." Again, in a letter written March 15, 1789, he said: "In the arguments in favor of a declaration of rights, you omit one which has great weight with me, the legal check which it puts into the hands of the judiciary. This is a body which, if rendered independent and kept strictly to their own depart- ment, merits great confidence for their learning and integrity ." Again, in July, 1776, he wrote: "The dignity and stability of government in all its branches, the morals of the people and every blessing of society depend so much upon an upright and skillful administration of justice that the judicial power ought to be distinct from both the legislative and executive, and independent of both, so that it may be a check upon both. The whole program, as we have seen, is embraced in the one principle of an equable division of governmental power; that solved, the whole problem is solved, for then, and not until then, can the full benefits of the struc- ture of government be had. In a sentence, this means that Congress must set the Supreme Court free. That is all the trouble with the courts. Now, to be concrete, the first and vital question is the procedure — the machin- ery — of the courts; the second is the person- nel — the judge — and the third is a scientific supervision of operation. Of these, excepting the third, some brief thoughts have been ex- pressed. Now it is important to be fully mind- SPIRIT OF THE COURTS 175 ful that a statute concerning procedure is just as binding as a statute concerning the substan- tive law, and the lawyer is sworn to uphold both. Manifestly he is forced to pick flaws and incidentally to retard justice. That is one of the most wicked inventions ever conceived by Congress and legislatures to curse the eth- ics and moral standards of a helpless bench and bar. This leads us to consider the advantage of commission over legislative government in practical application. We have seen that the Founders, in order to assure independence of action and to inspire expert service, divided the government into three departments. Reg- ulation of operation by scientific, highly trained, practical commissions is but an ex- tension of that wholesome principle as well as increasing the efifort of civilization for prog- ress, efficiency, centralized responsibility and prevention of litigation. It is the effort to ap- ply business methods to the business of gov- ernment. The people are casting from their vision the veil of mystery and from the path of progress the hollow mockery of form. There is nothing novel in the thought of na- tional government by expert commission regu- lation. Many years ago Congress, wearying of an infinite detail as to which it was in no position to deal, sensibly created the Interstate 176 SPIRIT OF THE COURTS Commerce Commission. Through this agen- cy actual, practical and reasonable relief be- came possible in all transportation matters, without endless and expensive legislation and litigation. In effect it is in one a legislature, a court and a policeman as to certain practical matters. What is the result? Instead of plunging into the courts or running to Con- gress for relief, both the citizen and the com- mon carrier simply set forth their grievance before the commission, which grants relief in accordance with the true right and common- sense. The Interstate Commerce Commission does things in months that would require of Congress as many years, and of the courts al- most a lifetime and a fortune, if they were done at all. One would have imagined that this splen- did example would have inspired a similar regulation of interstate corporate activity long before abuses so clogged the courts as to be- come a positive menace. Eventually, some genius conceived the idea of sending a sort of expert trainer and regulator among the valu- able and useful but too often wilful creatures of the legislatures. The viewpoint may be illumined by comparison. A corporation is very much like a horse — ^very valuable and useful under control, but a positive menace when vicious. Now the sensible thing is be- SPIRIT OF THE COURTS 177 ing done of taming and using the horse in- stead of killing and losing him. I venture to predict that it may require a few years, bur far less time than was demanded by the In- terstate Commerce Commission for a full re alization of the usefulness and value of the Federal Trade Commission. The principle of commission in lieu of stat- utory regulation and some sort of scientific superintendence must be applied to American judicature in all its aspects. The Federal Supreme Court, as has been shown, should prepare the scientific rules for the operation of the courts and the Congress will fix their jurisdiction, direct all fundamental matters and questions of permanent procedure and of evidence. Now, while these things complete the organization of the structure and its op- eration, we are still left without provision for a superintendence of the sacred work pro- posed to be performed and the maintenance of its efficiency. It is as if the board of directors had erected a factory and equipped it with machinery, plastered the walls with printed regulations and instructions, employed the necessary laborers, provided for their com- pensation and then had gone fishing. How may that difficulty be met? Dean John H. Wigmore says there is need- ed "a chief judicial superintendent." This is 178 SPIRIT OF THE COURTS also the view of the American Judicature So- ciety, another respectable authority. Endors- ing the principle, but venturing to extend the agency, it is recommended that a "high judi- cial commission" shall be created by Congress, composed of ten men, to serve without pay, viz. : a justice of the Supreme Court of the United States, a United States circuit judge and a district judge, a State appellate judge, the Solicitor-General or the Attorney-Gen- eral, two law teachers and four active, prac- ticing lawyers. There should be bi-monthly meetings for personal conferences over reports and recommendations received and observa- tions made during that period. The commis- sion would examine into and receive from judges and lawyers reports upon the operation and results of all the courts and observe in- efficiency and delinquency of all sorts. Sug- gestions in the light of existing law for cor- recting the difficulties would be made to the judges and bar associations and recommenda- tions for all necessary additional statutes would be made to Congress and the State legislatures. Using Dean Wigmore's illustration again — suppose a machine and its operator failed for five successive times before turning out an acceptable product. Would one stand by and theorize about it? Certainly not. One would SPIRIT OF THE COURTS 179 provide a suitable ofBcial supervision to cor- rect the trouble (whatever it happened to be) , and the prime thought would be to engage experts to do it. Indeed, it is difficult for a practical mind to comprehend such a negli- gent state of unpreparedness in any human effort. But above and beyond these things, manifest to all, the real work of the "high judicial commission" would be in perfecting American judicature along scientific lines. The time would come when the legislative department would feel obligated to their con- stituents not to pass any legislation concerning judicature until it had met the approval of the "high judicial commission," for legislators as at present constituted are as anxious as any one for expert advice. Mention has been made of these commission measures as being preventive of litigation. They are also preventive legislation. Let me translate in figures the need of it. During a period of five years, and not including 1914, as many as 62,014 public statutes were enacted, that is an average of about one hundred and seventy laws a day, including Sunday. During a recent session of Congress seven hundred laws were enacted and about three thousand meas- ures introduced. Estimating that Congress sits approximately two hundred working days, that means about three and one-half laws i8o SPIRIT OF THE COURTS a day actually passed and about fifteen to be considered by the legislators. Now let us translate into figures the crowded, overcrowd- ed condition of the courts caused by the in- terpretation of these statutes. During the same period six hundred and thirty volumes of law reports were published. Other statistics have been given in a previous chapter, to which reference is made. We may illuminate the thought through a brief observation of the calendar of the highest court in the land. The United States Supreme Court is the most de- liberative body within the conception of the mind of man and requires time for mature thought. Haste in its affairs is not conceiv- able. But it has its economic side as well as commerce, and its humanity may gradually respond to a public demand for dispatch at the cost of the wisdom that has saved and made this government. That condition pre- sents the greatest menace to the life of this Republic. Faith in and veneration for the Supreme Court is the cohesive power holding together the union of States. It handed down 539 cases in one year. Let us turn on the microscope of analysis. Deducting Sundays and Saturdays and a thirty-day holiday, there are left only about 231 working days, which means nearly two and a half cases a day. Manifestly, the Supreme Court is physically SPIRIT OF THE COURTS i8i one of the hardest-worked bodies in America. This same condition applies to over half the Federal court dockets in the country, though the latter's congestion would be corrected largely by an assignment of judges to circuits where needed and the involuntary retirement of a few incapacitated ones, as is done in Eng- land and as officers are retired in the army and navy. If justice deferred is justice de- nied, here is work for the "high judicial com- mission" in evolving and making recommen- dations to the Congress, and it is believed that Congress will welcome the aid just as the President sought the advice of experts in time of stress. i82 SPIRIT OF THE COURTS CHAPTER XL "Politics the Enemy of Justice." In a country where politics is often a voca- tion and necessary popularity is often pur- chased at the sacrifice of principle, it will be profitable to reflect upon the advice and fears of the Founders of the government in this respect, lest we forget a very sacred and con- tinuing duty. The Virginia Bill of Rights de- clares "that no free government or the bless- ings of liberty can be preserved to any people but by a firm adherence to justice, moderation, temperance, frugality and virtue and by a fre- quent recurrence to fundamental principles." George Washington gave expression to the corollary to this proposition that "in propor- tion as the structure of government gives force to public opinion, it is essential that public opinion should be enlightened." Hon. Elihu Root, while president of the American Bar Association, in a communication to its mem- bers proposed a practical application. Said he: "The people of our country are called upon to solve many new problems and to face new duties dependent upon con- ditions of which they are not fully informed and to make the most important decisions for which they require education and leadership of opinion. It is plain that the whole world has SPIRIT OF THE COURTS 183 entered upon a period of re-examination and development of political and judicial systems. * * * In this juncture the highest duty of service to the country rests upon the Bar. Their knowledge, their training, their fitness to lead opinion, should be utilized to the utmost." While we shall confine ourselves to Ameri- can judicature, these two quotations and Mr. Root's letter aptly give expression to the three thoughts and the general theme of what is to follow. In them we have the thing to be done, the proper agency to achieve it and the fundamental principles that should guide in their accomplishment. The belief is ventured that the greatest merit of the scheme of the American Repub- lic is its ready response in every part to the actual and ever-changing needs of men. No other could have withstood a little over a cen- tury's increase in population of over a hun- dred million people and a corresponding in- crease in wealth, commerce, industry and temperamental changes without marked or- ganic changes, if not successful revolution. Its elasticity, without the sacrifice of organic strength, is its featural merit. Said Dr. David Jayne Hill: "Instead of receiving law from the philosopher's study or a transcendental source claiming Divine authority, or from the throne of a Caesar, it is accepted as a necessity arising from the nature and social needs of men." This means individual sacrifice and i84 'SPIRIT OF THE COURTS individual participation. "Isolation," says Dr. Hill, "means death, and his whole existence depends upon a living relation to this human environment." Conceding the perfection of this great ma- chine, as all men do, there must not be lost sight of the human element entering into both its operation and effect. Manifestly a prompt and intelligent response to the demands upon a civilized people, whether of sacrifice or par- ticipation, depend upon an understanding of the general purpose and need requiring these things. The fall of every government, we are authoritatively told, is traceable to a lack of intelligent understanding and participation that eventually led to absolutism. This prin- ciple is reflected in the hysterical campaigns preceding political contests, but it is actually seen in the substance in the moderate, non- partisan efforts of the bench and bar. These efforts tend to direct the thoughts of the citi- zens to those simple, basic principles em- braced by the framers of the Constitution and that have proved altogether acceptable and sufficient. Inasmuch as these good and wise men, as we shall see, recognized human na- ture as an important element with which to be reckoned not only in the citizen, but in those who operate the government, it is well that succeeding generations shall not ignore it. SPIRIT OF THE COURTS 185 Indeed, of the grave importance of bring- ing the general public into a closer relation with and a better understanding of the science of government and of the judicial department in particular, and its real independence of both the executive and legislative depart- ments, there is no longer a question amongst thoughtful and observant men. There is a call to the lawyers as educators such as was never so earnest and insistent. An uneasy feeling concerning the effectiveness of the courts has had much to do with it. The legislative de- partment, in the absence of accredited objec- tion or the submission of matured programs, has gradually impinged upon the inherent and organic powers of the judicial department, as we have seen. By this conduct we shall see that the legisla- tive department has unwittingly and with the highest motives justified the fears of the wise and forward-looking framers of the Constitu- tion. That the framers were conscious that the legislator's processes of reasoning differed from that of the judge and lawyer and citizen, and that his habit of mind underwent a change, sufficiently appears from their public expressions and from the Virginia Bill of Rights, where the constant return of the legis- lators to the body of the people is recommend- ed. I would have it borne in mind that Mr. i86 SPIRIT OF THE COURTS Jefferson himself recommended life-tenure for judges and depended upon them to save the structure of government in both spirit and letter. However, for obvious reasons, organic preventive measures against legislative tres- pass were not feasible. Marshall said there were certain dangers inherent in human na- ture from which no protection could be had, except the genius of government, and that would be preserved by the courts. There can be no permanent provision against that in- definable, unaccountable, misdirected human equation that has destroyed governments, that has bankrupted commercial ventures, and which must be regulated as it arises. That is the function of education — of the creation of wholesome public sentiment. "When educa- tion has been neglected or improperly man- aged, we see the worst passions ruling with uncontrolled and incessant sway." The logic of what has been said is that the organized lawyers are the manifest, if not the sole, de- fenders and protectors of the powers of the judicial department as defined by the Consti- tution-makers. Now it is comforting to ob- serve that in these efforts there is, with rare exceptions, assurance of intelligent Congres- sional co-operation in every duly accredited proposal. It must be remembered that, how- ever slowly Congress has responded in the SPIRIT OF THE COURTS 187 past, there has been no organized plan in- volving fundamental principles, and Congress has gone along performing the Bar Associa- tion's duties as well as its own and as best it could. If it has become a habit, as seems to be the case, the lawyer cannot escape without censure. "In this juncture," Mr. Root warns you, "the highest duty of service to the coun- try rests upon the bar." It is well at this juncture to be concrete and indulge in a moment's review of American procedural history, both State and Federal, and recall its haphazard fashioning. Without any fixed plan. Congress has gradually given to America a juridical status that is admittedly without defense in reason or practice. The economics of it is, that commerce is turning to arbitration or to discouragement of litigation. The New York State Chamber of Commerce has an organized propaganda to that end, working in co-operation with the State Bar Association. The tragedy of it is that this condition is rapidly alienating the necessary respect and veneration of the people. We have shown that it has deprived the govern- ment of the valuable asset of the co-ordination and co-operation of the bench and bar by forc- ing the lawyers under their oath of qualifi- cation to pick flaws instead of facilitating the issue of fact to be tried. One cannot be un- IS i88 SPIRIT OF THE COURTS mindful of the fact that a procedural statute is as much law as one concerning substance, and equally binding upon the oath of qualifi- cation to uphold the law of the land. It has retarded the even flow of justice and has en- couraged litigation for the sole purpose of de- lay. It has in some instances converted the certainty of justice into a gamble, and has required in Illinois as many as six trials in one case and the end is not yet. It is destruc- tive of the spirit of uniformity in law, in its enforcement and in its interpretation. Last, but not least, it is rapidly involving a highly scientific element of government in needless technicalities and is plunging American judi- cature into practical politics. If they could speak to their children, what would the spirits of Washington, Jefferson, Madison, Wilson, Hamilton or Iredell say of the manner in which their sacred structure is being oper- ated? We soon shall see some of the things they provided for and against, and repeat their predictions that the existence of this gov- ernment depended upon the absolute inde- pendence of the judicial department. What, also, must be the mental attitude of a people who, as of right, expect a reasonable certainty of justice economically and speedily adminis- tered ! There is no other excuse for the exist- ence of government! SPIRIT OF THE COURTS 189 Inasmuch as it is and ever has been the worst offender against principles and the great- est enemy of justice, let us first consider the effect of politics, and we shall try to do our thinking in the spirit and much in the lan- guage of the good and wise men who con- ceived the structure of our government, for thereby we shall obey the mandate of the Vir- ginia Bill of Rights, to recur to fundamental principles. Now one would hardly seek a more acceptable source than the welcome let- ters of John Adams to his friend, Thomas Jefferson, as they looked upon the progress of the thing that bore the impress of their very souls. Said Mr. Adams: "Parties and factions will not suffer or permit improvements to be made. As soon as one man hints at an improvement, his rival opposes it. No sooner has one party discovered or in- vented an amelioration of the condition of man or the order of society than the opposite party belies it, misconstrues it, insults it and persecutes it." Said George Washington in his farewell ad- dress : "The common and continual mischiefs of the spirit of party are sufficient to make it the interest and the duty of a wise people to discourage and restrain it. It serves only to distract the public counsels and enfeeble the public administration. * * * A fire not to be quenched, it demands a uniform vigi- lance to prevent its bursting into flame, lest instead of warming it should consume. In offering to you, my countrymen, these counsels of an old and affectionate friend, I dare not hope they will make the strong and lasting impression I could wish. But, if I may even flatter myself that they may be productive of some I90 SPIRIT OF THE COURTS partial benefit, some occasional good, that they now and then recur to moderate the fury of the party spirit * • * to guard against the imposters of pretended patriotism, this will be a full recompense for the solicitude for your welfare by which they have been dictated." Now Mr. Jefferson, during the pre-Con- vention days that put every citizen to the test, was doing some profound thinking and giving to the framers its full benefits. However, let us first quote a letter written in 1816, wherein he set forth the limitations of ancient law- makers and called upon America to profit by their failure. Said he: "They had just ideas of the value of personal liberty, b-ut none at all of the structure of government best calculated to preserve it." This renders very pertinent Mr. Jefferson's pre-Convention measure of the structure of' government concerning the courts. In a letter written in July, 1776, to George Wythe, quoted in a previous chapter and worthy of reproduction, he said: "The dignity and stability of government in all its branches, the morals of the people and every blessing of society depend so much upon an upright and skillful administration of justice that the judicial power ought to be distinct from both the legis- lative and executive, and independent of both so that it may be a check upon both, as both should be checks upon that — the judges, therefore, should always be men of learning and experi- ence in the law, of exemplary morals, great patience, calmness and attention. Their minds should not be distracted with jarring interests; they should not be dependent upon any man, or body of men. To these ends they should hold their estates for life in their offices, or during good behavior, and then ascer- tained and established by law." SPIRIT OF THE COURTS 191 In a letter written from Paris in 1789 to George Wythe, and at this time the Federal Judiciary Bill was under discussion, he said: "In the arguments in favor of a Declaration of Rights, you omit one which has great weight with me; the legal check which it puts into the hands of the judiciary. This is a body which, if rendered independent and kept strictly to their own department, merits great confidence for their learning and integrity." Now it transpired that Mr. Jeflferson lived to see his own sound theories applied to the actual operation of government at the hands of John Marshall and the firm establishment of the great principle that "it is the province and duty of the judicial department to say what the law is." Let no man read that letter, whatever might have been Mr. Jefiferson's subsequent political hatred of him, and re- iterate that John Marshall did not in truth interpret fundamental principles and Mr. Jef- ferson's own views when he wrote the historic opinion in "Marbury v. Madison" [r Cranch. 137 (U. S.), 2 L. ed. 60]. He logically ap- plied the identical "legal check" commended by Mr. Jefferson and now praised by a proud and grateful nation without reference to politi- cal persuasion. As a matter of fact, Mr. Jef- ferson's subsequent political conduct fully vindicated his own warning and the predic- tion of Washington as to the uncertain and dangerous influence of politics upon the con- 192 SPIRIT OF THE COURTS duct of the courts. It is also an illustration that greatness does not alter humanity in poli- tics and that the genius of government is the only hope of its stability, for the great and versatile Jefferson became the greatest politi- cal example. But let us go a little further. In the mod- ernization of the judicial department we have contended, therefore, that it should be re- formed and subsequently directed by expert and non-partisan practitioners and judges. Mr. Madison, the protege of Mr. Jefferson, in a letter to Mr. Randolph, lays down our text and appropriately defines the lawyer's present duty. Said he [Mad. Pap. 663J : "Whatever respect may be due to the rights of private judg- ment, and no man feels more of it than I do, there can be no doubt that there are subjects to which the capacities of the bulk of mankind are unequal, and on which they must and will be governed by those with whom they happen to have acquaintance and confidence. * * * The great body of those who are for and against it must follow the judgment of others not their own." Let us now trace further the history and evolution of the present Federal practice. The thought of conforming to the practice of each State, we are told by the Supreme Court [Bk. V. Halstead, 10 Wheat, 51-59, L. ed. 264, 265 J, was induced by the mistaken theory that "State systems then in actual operation, well known and understood, and the propriety SPIRIT OF THE COURTS 193 and expediency of adopting which they would well judge of and determine," would con- tinue. There can be no doubt that "conform- ity" was also a political sop thrown to the States to lessen the violent local prejudice that actually refused their admission into some States. But so strong has the legislative habit grown that some legislators, but for their re- spect for public opinion, would amend the Ten Commandments. Constant, unscientific legislation finally created a condition that caused the Supreme Court to declare that "to conform to such statutes of a State would un- necessarily encumber the administration of the law as well as tend to defeat the ends of justice in the national tribunals." Thereupon followed both judicial and legislative amend- ments and rules with [Mexican Ry. Co. v. Pinckney, 149 U. S. 205, 7] an entire control of the procedure after the judgment is en- tered. Fifty odd notable exceptions to con- formity have created a new and distinct body of unrelated procedure known as "Federal practice." To the average lawyer it is San- skrit; to the experienced Federal practi- tioner it is a monopoly. To the author it is a golden harvest. At every Federal bar in this country a few lawyers that have undergone the labor and made the sacrifice of specializ- ing in Federal procedure, necessarily monopo- 194 SPIRIT OF THE COURTS lize the practice in the Federal courts either originally or as associate counsel. While objections to the proposed reform are rare, it will serve a purpose at this point to make reply to the few offered in Congress to the Bar Association's program. One was against any change in the Federal or State prac- tice at all because some lawyers might be in- convenienced in having to learn a new system. This causes us to ask if the lawyers have sunk so low in political estimation that it is thought that they would put their personal comfort or advantage, or even their lives, ahead of the sacred duty of assuring the certainty of jus- tice. It is hardly necessary to remark upon the inherited duty of defending and perfect- ing the government handed down to them by their forefathers. A failure of duty by the lawyers calls for criticism, it is true, but it does not deserve any such castigation as that. Viewing it in a lighter sense, it is as if one rebelled against the laws of sanitation because of the trouble of taking a bath. Let it be said that the bankers have accepted and are profit- ing by a complete reorganization of their de- partment. Are the lawyers less patriotic and loyal and capable? Another reason was that the small practi- tioner and the country lawyer could not af- ford to "learn" the new system for the few SPIRIT OF THE COURTS 195 cases he would command. The answer is that there will be nothing to "'learn," but only di- rections to follow, as is the case in England. There will be no technicalities and no pitfalls to avoid. The rules will be scientific, but simple and practical, and almost free from appealable error. As is the case in England, there will be no further need of libraries of text books written by great scholars and jur- ists like Judge Rose and Mr. Foster. And it will serve a probative purpose to observe that one of two things is certain — either these books are needed or else the ablest lawyers and judges of America are being sadly de- ceived and the Supreme Court of the United States is guilty of untimely jesting. Now we must consider a thing that the lawyers could afford to ignore in dignified silence, but that capital might be made of it. One distinguished Senator felt obliged to characterize the almost unanimous effort of the organized bar to return to ancient prin- ciples as being inspired by selfish motives — a desire for personal advantage because uni- formity would enable a few lawyers to prac- tice in all the courts. But for the respect in which men have held this Western Senator, the words placed in the mouth of Northum- berland by Shakespeare would be appropri- ate: "See what a ready tongue suspicion 196 SPIRIT OF THE COURTS hath!" The earnest and unselfish efforts of Senators and Congressmen to properly solve this vital problem and their present co-opera- tive spirit renders this unfortunate and iso- lated accusation painfully regrettable. Let us hope that the time is not far distant when the judicial department shall be unmolested in the application of science to juridical conditions. It stands to reason that a change to simplicity of procedure is against the interest of the ex- pert Federal practitioner, for with a simple and uniform practice he will find the door of no court closed in his face. And it is such an obvious thing that one does not have to be told that the organized program was instituted in the Federal courts from the profoundest reason and logic. First, the conceded failure of State conformity called for a substitute. The Federal govern- ment could not follow the States, so it was reasonable to give the States an opportunity to follow the Federal government. That State which tries to live unto itself will suffer if it does not perish. In spite of ourselves, we are all for one and one for all, as Dr. Hill scien- tifically demonstrated. Secondly, a simple, scientific, correlated system of rules such as would be prepared and promulgated by the Supreme Court of the United Stares would be- come a model that would, for reasons of con- SPIRIT OF THE COURTS 197 venience as well as of principle, be adopted by the States. This will prove a fourfold vir- tue — ( I ) the improvement of State procedure, (2) the adoption of court rules in lieu of a statutory procedure, (3) the possibility of State uniformity and (4) the foundation for fixed interstate judicial relations as permanent and correlated as interstate commercial rela- tions. It is the only way that uniformity is possible and yet not compulsory, the psychol- ogy of which is important where State pride is an element. There is another very material thought evi- dencing influence upon the independence and perfection of the courts, particularly in the West, which is being warped by the cancer of politics. Courts do not draw their power from the words of constitutions and statutes, but from a patriotic individual submission and respect that is the noblest attribute of American citizenship. We are not all born Americans, and thereby feel restrained or made patient by the beautiful sentiment of a birthright, so necessity and not altruism must set us to the task of education, which must not be left to the politician. Many there are who feel justification in doubting whether the true American spirit of the pioneers shall survive the "melting pot" of the many nationalities who evidence approval of our government 198 SPIRIT OF THE COURTS and American spirit by voluntarily becoming citizens. In this matter we are confronted by a condition and not a theory. The responsi- bility of revealing to these new citizens the genuine spirit of our institutions and of teach- ing them the distinction between liberty and license is knocking loudly at every citizen's door. The American national life does not permit of the flow of a gulf stream of foreign governmental and individual theories through its midst. I would mention an old, old story as a ve- hicle to convey a new thought. God's cove- nant with Abraham was the promise that "in thee and in thy seed shall all the nations and families of the earth be blessed." Abraham left his country and kindred and went into strange lands to raise up a new people. Isaac was faithful to his birthright. But Esau, whose duty it was to keep the family covenant (Gen. 25-34), despised it and eventually bar- tered it in satisfaction of temporary appetite. He had no conception of the sacred obligation of an inherited duty and cared for nothing but the attraction of the present, for which he re- sorted to any expediency. Some three hundred years ago the Patriots left their country and kindred and came into this strange America to raise up a new and mighty nation. Inspired by a love of liberty SPIRIT OF THE COURTS 199 and righteousness and individual independ- ence, to them as sacred as Abraham's cove- nant with God, they left to their children the Constitution of the United States, that through it all the nations and families of the earth might be blessed. John Marshall, Vir- ginia's greatest gift to the nation, preserved it in its perfect spirit and splendid glory. My appeal to this generation is that there shall be no Esaus in our midst to barter away that birthright for any temporary advantage. 200 SPIRIT OF THE COURTS CHAPTER XII. Is THE Common-Law Relation of Judge AND Jury Subject to Legisla- tive Change?* The usefulness of juries is like that of cer- tain drugs, in that, when taken scientifically and in proper proportion to other medicinal agencies, they possess valuable preventive and curative properties; taken otherwise, they may become dangerous. Hence, the danger of im- *The authorities on the constitutional question in this case have been fully presented to the Committee in the learned brief of Mr. Shelton, submitted to the sub-committee November lo and 22, 1915. Report of Hearing pursuant to S. Res. 552 ( 63d Cong., Third Session, p. 30). The hearing is entitled "Simplifi- cation of Judicial Procedure" and the brief is entitled "Is the common law relation of judge and jury subject to legislative change?" Beside the case of Capital Traction Co. v. Hof, 174 U. S. i, cited on the hearing in which this brief is submitted, the other authorities are so fully collected by Mr. Shelton that it would be superfluous to add anything. They establish the proposition that under the Seventeenth Amendment parties in the Federal courts are entitled to a trial by jury, in which the judge assists the jury upon the facts as well as directs them upon the law. Everett P. Wheeler, Robert E. L. Saner, Henry B. F. MacFarland, Frederick A. Penning, For Committee American Bar Association. Henry W. Taft, Chairman Committee on Law Reform New York State Bar Association. Walker D. Hines, Chairman Federal Legislation Committee, the Association of Bar of the City of New York. SPIRIT OF THE COURTS 201 pairment of the juristic value of the jury, through a disturbance of the constitutional balance of power, may be as great as the de- struction of it. This is a practical considera- tion as well as a scientific one, since it in- volves the sacrifice of the great common-law principles cbeval with its creation and that recommended themselves to Hamilton, Jeffer- son, Ellsworth and Madison. Therefore, a people possessed of the noblest intentions, but trying to steer a course between the Charybdis of the whirlpool of demagogic flattery, pas- sion and prejudice, and the Scylla of the eternal rock of principles, will do well, occa- sionally, to test their governmental compasses by the pioneer viewpoint, if not the spirit thereof. The trial by jury adopted and pre- served by our ancestors was according to the course of the common law, and the perpetua- tion of those principles thereby becomes the most sacred obligation of good citizenship. When the American Republic was launched upon the governmental seas it was not without a charted course. "The first Continental Congress, in the Declaration of Rights adopted October 14, 1774, unanimously resolved that 'the re- spective Colonies are entitled to the common law of England, and more especially to the great and inestimable privilege of being tried by their peers of the vicinage, according to the course of common laiu.' i Jour. Cong. 28. The Ordinances of 1787 provided that the Northwest Territory should always be entitled to the benefit of the writ of habeas corpus and of the 202 SPIRIT OF THE COURTS trial by jury and of judicial proceedings, according to the com- mon lata, i Charters and Constitutions, 431." [Capital Trac- tion Co. 11. Hof, 174 V. S. I, 6.] According to the accepted theories of 1776 and of today, absolutism has no place in jurisprudence, for co-ordinated moderation, patriotism and profundity, alone, assure the greatest certainty of justice. In the words of Sir Matthew Hale, "as the jury assists the judge in determining the matter of fact, so the judge assists the jury in determining points of law, and also very much in investigating and enlightening the matter of fact, whereof the jury are the judges." Trial by jury is either a right or a privilege. If the former, and it is so expressed in the Constitution, it follows that its use cannot be dispensed with and, therefore, the only legislative question is the manner of its use or the measure of the participation of the jury. The English rules at the present time — though not at the time of the adoption of the American Constitution — specify the issues where it may be demanded as a matter of right [^Jenks, Short History of English Law, p. 369] ; in America it is organically a right that must be expressly waived. In England and in the American Federal Courts, and in many State courts, its participation in the trial is subject to the "direction and superintend- SPIRIT OF THE COURTS 203 ence" of the judge. It has steadily followed one course in the Federal Courts — that of the common law of 1776. In some States its power is subject only to instructions in the law of the case, but with power in the judge to set aside a verdict given contrary to the evi- dence. In this instance the judge illogically "superintends and directs" afterwards, and not before the verdict. Whether this be a distinction, with or without a difference, is later to engage our thoughts. The power to set aside a verdict has been a right and a duty of the courts since ''attaints began to be dis- used and new trials introduced in their stead," and is, therefore, as ancient as the jury itself. [Blackstone, Bk. Ill, p. 375]. Unmindful of its history and origin, there are iconoclasts, influenced by splendid senti- mental impulses, so reckless as to wish to de- stroy centuries of established science, as em- bodied in the course of the common law, by taking away every limitation upon the jury and leaving it, instead of the judge, the di- recting genius of the trial, thereby permitting inexperience and human impulse to perform the sacred office of directing the administra- tion of justice. This danger was foreseen by Blackstone, Sir Matthew Hale and other great statesmen, as we shall presently see. It is well to remark that England is probably a 16 204 SPIRIT OF THE COURTS country of the greatest possible individual freedom, yet her people have strictly main- tained and strengthened the ancient ideals of direction by the judge and have abolished the jury as a right in many cases, particularly in simple commercial disputes. In fixing a standard, it should never be for- gotten that, w^hen "trial by jury" was slow^ly developing into its maturity, England was passing through her darkest days and her peo- ple were sorely tried by capricious or wicked princes ; that great legal giants, like Hale and Blackstone, always solicitous of individual rights, approved of it in the detail in which it was adopted in America, and that the pio- neers embraced it and preserved it in that form, and not as it now is in England or France or in some of the American States. This is mentioned with the intention to im- press the thought that no set of men, unless it were their English progenitors, could hope to be more watchful or more solicitous of the public welfare than those who framed the United States Constitution. No one could have greater reason for being suspiciously careful. They were not of a mind to adopt English institutions which they did not deem to be essential or believe to be perfect and with the genius of which they were not thor- oughly familiar. There is not now, nor has SPIRIT OF THE COURTS 205 there ever been, the least suspicion that the makers of the Constitution were ignorant ex- perimentalists or seekers after innovation. Their every act reflected the pioneer spirit of individual responsibility and character, in- stead of governmental regulation, and if one of their great institutions has gone wrong it is not the fault of the institution. There should be a correct diagnosis before a remedy is haz- arded. For so many years have the federal district judges "directed and superintended" the juries in their courts — to use the language of the Supreme Court of the United States [Capital Traction Co. v. Hof, 174 U. S. I, 15, 43, L. Ed. 874, 878] — that that important fea- ture of the trial by jury might, in any event, be looked upon as a fixture in American na- tional jurisprudence. That the venerable cus- tom has been abused, is not surprising to the student and observer of the past four decades of American political history and its effect upon the Federal Courts in certain sections of the country. That this unjudicial conduct is ceasing, as we shall endeavor to show, charac- terizes a new era in the Federal District Courts. The power of "directing and superintend- ing" the jury, as has been shown, is not a creature of statute or of the courts ; nor is it a 2o6 SPIRIT OF THE COURTS thing "to be taken on and off" at the pleasure of the legislative department — it inheres in the thing itself. It would not be a trial by jury, according to the course of the common law, without the exercise of the directing power by the judge. The United States Supreme Court has said this in so many words. The custom came to America as an integral part of the common law trial by jury. The Seventh Amendment adopted it, as it was then in the common law, as a standard and a measure, and to that the litigant is entitled as a matter of constitutional right. A deprivation of an essential portion of a thing can be as disas- trous as a taking of the whole. In principle, it is the same. The jury is preserved in the American Con- stitution as the protector of the common peo- ple, and it has admirably fulfilled its purpose. Yet it is interesting to observe the authentic belief that it originated in the later Roman Empire as an expediency to serve the purpose of the prince; that it was adopted in England for no good end ; that its growth was encour- aged by the Crown, because of the notice of land ownership thereby obtained, and was ac- celerated by an unholy competition for busi- ness between two English courts — the Com- mon Pleas and the King's Bench {^Jenks, Hist. Eng. Law, p. 47]. Though recognized in SPIRIT OF THE COURTS 207 Sweden and Denmark and "all the Northern nations," and probably in Athens [Blackstone, Bk. Ill, pp. 349-350] its development to its present usefulness and yet unmeasured value is but a part of the w^holesome evolution of meritorious British juristic institutions under the guidance of a studious and liberty-loving bench and bar and citizenship. The practice, in its full common-law flower, exists today in the American Federal courts, for in modern England trial by jury is no longer a matter of right, except in certain specific issues [Jenks, Hist. Eng. Law, p. 369]. Inasmuch as the viewpoint so often deter- mines the light in which a thing is seen and so often influences the conclusion reached, a little philosophy may serve a useful purpose. It was a well-known judge of a juvenile court who wished to destroy the institution of mat- rimony, because it seemed to him that all the children were criminals and that parents were no longer able to discipline their offspring. His spiritual horizon 'had become contracted by the dimming of the sunlight of faith in humanity. So it has become that in political theory the jury is the power that withholds the "mailed fist" of the corrupt, partial or op- pressive judge. But in political science and juridical practice it is, and ever should be, the practical aid to the competent judge in the 2o8 SPIRIT OF THE COURTS never-ending effort to find the evasive truth, and, furthermore, it is the means of exercising "the transcendent privilege that no man can be affected either in his property, his liberty or his person but by the unanimous consent of twelve of his neighbors and equals" IBlack- stone, Bk. Ill, p. 379]. If all judges v^^ere competent or ordinarily just. Sir Matthew Hale's common-law system would continue to be ideal. The former is a questionable com- mentary upon the personnel selected as judges by the President and Senate, and evidences an obvious effort to avoid an evil consequence of indiscretion. The latter sets a high ethical mark and requires that it shall be attained by both the appointing power and the appointees, for they are equally responsible. It is the man that needs changing, if necessary, and not the thing preserved to their descendants by the pioneers. But there is a practical rea- son. The former makes of the judge a mod- erator and a mere figurehead, from which anomalous status many of our court troubles now arise, while the latter requires of him ju- dicial temperament, juristic equipment and juridical training. As Dean Lile has said, the latter "makes of law more nearly a science and justice a certain measure." In practical operation a trial should be two important co-operating agencies laboring to SPIRIT OF THE COURTS 209 the same end, according to their respective qualifications, and so mingling their common efforts in a harmony of purpose as largely to nullify the human limitations of both. Co- ordination, not rivalry, should prevail. In the course of a carefully considered opin- ion in a case involving the validity of a waiver of jury trial, Mr. Justice Brew^er said : "In this, as in other respects, it (the Constitution) must be interpreted in the light of the common law, the principles and history of which were familiarly known to the framers of the Constitution. "Blackstone's Commentaries are accepted as the most satis- factory exposition of the common law of England. At the time of the adoption of the Federal Constitution it had been pub- lished about twenty years, and it has been said that more copies of the work had been sold in this country than in England, so that undoubtedly the framers of the Constituion were familiar with it" ISMck V. U. S.-. 195 U. S. 65, 69, 49 L. Ed. 99, 102]. Previous to that time Mr. Justice White, in the case of Knowlton v. Moon, [178 U. S. 41, 95, 44 L. Ed. 991 ] had said : "The necessities which gave birth to the Constitution, the con- troversies which preceded its formation and the conflicts of opin- ion which were settled by its adoption, may properly be taken into view for the purpose of tracing to its source any particular provision of the Constitution in order thereby to be enabled to correctly interpret its meaning." WHAT BLACKSTONE SAID. (i) The Virtue of Trial by Jury. "The impartial administration of justice, which secures both our person and our properties, is the great end of civil society. But if that be entirely entrusted to the magistracy, a select body of men, and those generally selected by the prince or such as 2IO SPIRIT OF THE COURTS enjoy the highest offices in the State, their decisions, in spite of their own integrity, will have frequently an involuntary bias towards those of their own rank and dignity; it is not to be expected from human nature, and the few should be always at- tentive to the interests and good of the many" [Balckstone, Bk. Ill, p. 379]. (2) The Peril of Too Much Latitude. "On the other hand, if the power of judicature were placed at random in the hands of the multitude, their decisions would be wild and capricious, and a new rule of action would be every day established In our courts" UbidA (3) The Judge Should Sum Up and Direct. "When the evidence is gone through on both sides, the judge, in the presence of the parties, the counsel and all others, sums up the whole to the jury; omitting all superfluous circumstances, observing wherein the main question and principal issue lies, stating what evidence has been given to support it, with such remarks as he thinks necessary for their direction, and giving them his opinion in matters of law arising upon that evidence" Ubid, p. 375]. Such is Mr. Blackstone's appreciation of the jury and of the judge. Such is his meas- ure of their province, and such the Supreme Court of the United States has formally de- clared, as we have seen, is the exact thing in- tended to be preserved to the people in the Seventh Amendment to the Federal Consti- tution. Now let us see how the federal courts have proceeded in applying this ancient doctrine. "In the courts of the United States, as in those of England from which our practice is derived, the judge in submitting a case to the jury may, at his discretion, whenever he thinks it necessary to assist them, call their attention to parts of the evi- SPIRIT OF THE COURTS 211 dence he thinks important and express his opinion upon the facts; and the expression of such an opinion, when no rule of law is incorrectly stated and all matters of fact are ultimately submitted to the determination of the jury, cannot be reviewed on a writ of error." So said Mr. Justice Gray in the case of Vicksburg R. Co. v. Putman [118 U. S. 545, 553> 30 L. Ed. 257J. Judge Sprague, of the Massachusetts District Court, in 1863, had said [United States V. 1363 Bags of Merchan- dise, 2 Sprague, 85, 88] : "The trial by jury was, when the Constitution was adopted and for generations before that time had been here and in Eng- landi a trial of an issue of fact by twelve men under the direc- tion and guidance of the court. This direction and superin- tendence •was an essential part of the trial." Judge Spr ague's views having been adopted by Mr. Justice Gray in 1899, ^^ the case of Capital Traction Co. v. Hof [174 C7. 5. i, 43 L. Ed. 874 j, a brief review of that case is in order. The appellant's sole contention was that "there had not been a constitutional trial by jury." It had been proceeded against in tort by Hof before a justice of the peace to recover damages laid at $300.00. The magistrate, upon request of plaintiff, Hof, empaneled a jury and went through all the accepted forms of a trial by jury, under authority of an Act of Congress to that eflfect. The case eventually reached the Federal Supreme Court on the 212 SPIRIT OF THE COURTS defendant's objection that "a trial before a jus- tice of the peace with a jury was unknown at common law and was illegal and unconstitu- tional," as well as the plaintiff's contention "that no fact tried by a jury shall be otherwise re-examined in any court of the United States than according to the rules of the common law." A decision, responding to these two contentions, became impossible without the definition of the common-law jury, as pre- served by the Seventh Amendment. In pre- cise language it was given. "Trial by jury," said the Court, "in the primary and usual sense of the term at the common laiu and in the American Con- stitution, is not merely a trial by a jury of twelve men before an officer vested with authority to cause them to be summoned and empaneled, to administer oaths to them and to the con- stable in charge, and to enter judgment and issue execution on their verdict; but it is a trial by a jury of twelve men, in the presence and under the superintendence of a judge empowered to instruct them on the law and to advise them on the facts, and (except on acquittal of a criminal charge) to set aside their verdict if in his opinion it is against the law or the evidence. This proposition has been so generally admitted and so seldom contested that there has been little occasion for its distinct asser- tion. Yet there are unequivocal statements yet to be found in the books. "Lord Hale in his 'History of the Common Law,' touching trial by jury, said: 'Another excellency of this trial is this, that the judge is always present at the time of the evidence given in it. Herein he is able in matters of law emerging upon the evidence to direct them; and also, in matters of fact, to give them great light and assistance by his weighing the evidence before them and observing where the question and knot of the business lies; and by showing them his opinion, even in matters of fact, which is a great advantage and light to laymen. And thus, as the jury assists the judge in determining the matter of SPIRIT OF THE COURTS 213 fact, so the judge assists the jury in determining points of lata, also very much in investigating and enlightening the matter of fact, whereof the jury are the judges" [Capital Traction Co. v. Hof, p. 874]. We come now to the consideration of an- other and an equally well-established element of trial by jury — the right of the judge to di- rect the verdict. The custom would seem to inhere in the juridical organization, albeit, its claim as a practice is not so great upon an- tiquity. It will prove convenient, for very obvious reasons, to review at the same time the decisions involving demurrer to the evi- dence, involuntary non-suits and the happy disappearance of the "scintilla doctrine." Its history may be confined to its course in Amer- ica, since the custom seems not to have been coeval with the erection of the courts, but is a subsequent juridical evolution. A peremptory direction, it is interesting to observe in con- nection with what has just been said and it is important that it be borne in mind, does not deprive one of a constitutional right preserved in the right to a trial by jury. It will appear later, however, that it has been held to be a legal right. We have contended that the right of the judge to sum up and superintend is or- ganic, and we know that a jury of a number less than twelve and one sitting with a justice of the peace is a deprivation of a constitu- 214 SPIRIT OF THE COURTS tional right. So the pursuit of the course of the courts may be continued. In Treat Co. v. The Standard Steel & Iron Co. [157 U. S. 674, 675, 39 L. Ed. 853, 854J, Chief Justice Fuller said : "The only ground relied on to sustain the jurisdiction of this Court is that the case 'involves the construction or application of the Constitution of the United States'; because plaintiff in error •was deprived of the right of trial by jury. But it is well settled that vrhere the trial judge is satisfied, upon the evidence, that the plaintiff is not entitled to recover, and that a verdict, if ren- dered for the plaintiff, must be set aside, the Court may instruct the jury to find for the defendant. Grand Chute v. Winnegar, 82 U. S. 355, 21 L. Ed. 170; Marion v. Clark, 94 U. S. 278, 24 L. Ed. 59; Herbert v. Butler, 97 U. S. 319, 24 L. Ed. 958. If the Court errs, as a matter of lawi in so doing the remedy lies in a review in the appropriate court." This would appear to be such an important element of judicial power as to inhere in the very organization of the courts and needful in maintaining a proper efficiency. "The Court," says Mr. Cooley [Cooley, Const. Lim., 6th Ed., p. 193 J, sits to enforce the legislative will." Does it enforce it as a servant, as an agent, or as a co-ordinate power of equal dignity, is the question proposed to be answered. Said President Keith in the case of Carter v. Commonwealth [96 Va. 791, 816, 325. £.780, 785]: "In the courts created by the Constitution there is an inherent power of self-defense and self-preservation that this power may be regulated but cannot be destroyed, or so far diminished as to be rendered ineffectual by legislative enactment; that it is a SPIRIT OF THE COURTS 215 power necessarily resident in and to be exercised by the Court itself, and that the vice of an act which seeks to deprive courts of this inherent power is not cured by providing for its exercise by a jury. * * * The history of this Court, and, indeed, of all courts of this Commonwealth, shows the jealous care with which they have ever defended and maintained the just authority and respect due to juries, an agency in the administration of justice, but our duty, as we conceive it, requires us not to be less firm in vindicating the rightful authority and power of the courts." If directing a verdict, as we have just seen, does not impinge upon individual rights and guarantees, there will not be found those to seriously claim that it invades the legislative department. The department, at common law, never interfered with the detailed operation of the courts. It is only by modern statutes that it has been attempted. It is provided in the Constitution that "the judicial power of the United States shall be vested in one Supreme Court and in such in- ferior courts as the Congress may, from time to time, ordain and establish" [U. S. Const., Art. Ill, Sec! i]. The synonyms of "power" are "potency" and "efKciency" ; therefore, the obligation to see to it that judicial potency and efficiency are maintained is vested in the courts and not in the legislative department. This is a condition precedent to an indepen- dent departmental status, else the courts would become the mere tools of the legislative de- partment. 2i6 SPIRIT OF THE COURTS "There is no liberty," said Montesquieu, "if the judiciary power be not separated from the legislative and executive. * * * There would be an end of everything were the same man or the same body, whether of the noblest or of the people, to exercise those three powers — that of enacting law, that of dividuals." [Montesquieu, Spirit of the Laws, Bk. XI, Ch. 6]. dividual:" Montesquieu^ Spirit of the Lanes, Bk. XI, Ch. 6]. This great principle is eloquently expressed in the Virginia Bill of Rights, and is self- evident in the Federal Constitution. The mischievous consequences of an im- proper personnel upon the bench, in specific instances, has provided a legislative excuse for encroaching upon the constitutional judi- cial province. Inasmuch as the Congress con- firmed these objectionable selections and still leaves them to work their uncertain way, jus- tification in fact cannot be demonstrated. The thoughtful citizen, and even the man in the street, is beginning to see the cause of the evil wrought by these things and, instead of the expediency of the recall, is demanding that Congress shall return to and the courts be operated upon first principles. There is a wholesome renaissance of the Montesquieu governmental theories that were the soul of the Bill of Rights and the spirit of the Consti- tution, a wholesome symptom of which is the retirement of code practice and the substitu- tion therefor of scientific correlative rules made by the Court. A brief outline of the SPIRIT OF THE COURTS 217 course of the development of the practice, as nearly as may be, in the language of the courts, will now be undertaken. Chief Justice Marshall, in 1828, in the case of Elmore v. Grymes [i Pet. 469, 471, 7 L. Ed. 221, 226], said: "The Court * * » is of the opinion that the Circuit Court has no authority to order the peremptory non-suit against the will of the plaintiff. He had the right by law to a trial by jury and to have had the case submitted to them. He might agree to