^<;^"-:^.^^::^VA > -.....-■^ V 7* o h O AT h CQ c e c o X .^-.x 2 H^o jNIVERSn r»^ -S*«!*(t' The date shows when this volume was taKen. To renew this'book copy the call" No. and give : to the librarian. HOME USE RULES OfarttcU SAGE I All Books subject to recall All borrowers must regis- ter in the library to bor- row booldi for home'use. All books must be re- turned at end of college year for inspection and repairs. Limited books must be returned within the four week limit and not renewed. Students must retiirn all books before leaving town. Officers should arrange for the return of books wanted during their absence from town. Voluries of periodicals and of pamphlets are held in the library as much as possible. For special pur- poses they are given out for a limited time. Borrowers should not use their library privileges for the benefit of other persons. Books of special value and gift books, when the giver wishes it, are not al- lowed to circulate. Headers are asked to re- port all cases of books marked or mutilated. Do not deface books by marks and writing. HENRY W. SAGE 1891 DG 83.J77'"'" """-"^i'V Library 3 1924 028 265 142 PRESH LIGHT ON ROMAN BUREAUCRACY ^An Inaugural Lecture 'Delivered before the University of Oxford on Inarch 1 1 , 1 920 ■ By H. STUART JONES, M.A. , Camden Professor of Ancient History in the University of Oxford '' [ ''■•^'h. OXFORD AT THE CLARENDON PRESS Cornell University Library The original of tliis bool< is in tlie Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924028265142 FRESH LIGHT ON ROMAN BUREAUCRACY ^An Inaugural Lecture "DelfPered before the University of Oxford on 3Vlarch 1 1, 1920 By Hf STUART JONES, M.A. Camden Professor of Ancient History in the University of Oxford OXFORD AT THE CLARENDON PRESS 1920 {[H\\i] i;:;l/i Y 1 .lt:|;/\hy; ' ' l\S\\^Zt Note. — The papyrus which forms the sub- ject of this lecture is now included in Paul M. Meyer's collection of Juristische Papyri (Berlin 1920), No. 93; and its bearing on some questions of Roman Law is discussed by O. Lenel and J. Partsch in Siizungs- berichte der Heidelberger Akademie der Wissen- schaften, 1920, No. i n 7.; A. k FRESH LIGHT ON ROMAN BUREAUCRACY In two years' time the foundation of Sir William Camden will celebrate its tercentenary. It has had a long, but not in all periods a distinguished, history. Amongst the earlier occupants of the chair there are few whose names are now remembered, and those few won their fame in other fields than that of Ancient History. In the eighteenth century the chair was held in succession by a Lord Chancellor and a Poet Laureate, but no one would now connect the names either of Lord Stowell or of Thomas Warton with the study of classical antiquity. Later still, we find Elmsley in the Camden chair, but he will always be remembered for the scholarship displayed in his editions of Euripides. George Rawlinson, the last Professor under the old statute, was also the first to rest his title to fame solely upon historical research. With the coming into effect of the reformed statute there ensued important changes. In the first place, a home was found for the Camden chair within the walls of this most hospitable of foundations. Secondly, there was found that special tie between the chair and the study of Roman history which has been provision- ally confirmed by a Decree of the University and is not likely to be easily broken. What is of still greater importance, the two holders of the chair since 1889 set a standard of distinction as historians and teachers to which it will be difficult indeed for their successors to 4 FRESH LIGHT ON attain. With both of them it was my privilege to form ties of friendship, the memory of which I shall always treasure. Henry Pelham, Scholar, and afterwards President, of the Foundation of which I was for many years a member, belonged by birth to that circle of great families from which England has drawn, century after century, a succession of fit persons duly qualified to serve God in Church or State. From his ancestry he drew that political tradition and intuitive grasp of the principles of government which gave him a sure under- standing of the growth and working of the institutions of the ruling race of the ancient world ; no one could have been better fitted to build on the foundations so well and truly laid by Mommsen, interpreting the results of the German historian's researches with a balance, a judgement, and a practical insight which Mommsen, condemned by the political conditions of his time to a fruitless and often bitter opposition, could hardly be expected to display. It was an unkind fate which first visited him with partial failure of eyesight and then cut short his days. But fate was even less kind to his successor. Francis Haverfield, with a grasp of essentials and realities as firm as that of Pelham, looked at the ancient, and especially the Roman, world from a somewhat different angle. He was less interested in the arts of government — though in these, too, he was well versed — than in the life of the governed. How men lived under the Roman dominion, and especially how they lived in our own island, albeit, as he himself called it, ' an unimportant province in a vast and com- plex Empire ' — this it was his passionate desire to know. But he was well aware that only by infinite patience and by the minute examination of sites and the remains they have yielded up can such questions be answered ; ROMAN BUREAUCRACY 5 and he was still collecting the material for a new ' Britannia ', which would have given us an adequate measure of the progress of knowledge since Camden's day, when his thread of life was untimely snapped. One cart render him no higher tribute than to say that no single scholar can complete that task as he would have completed it ; it must, and doubtless will be carried to its conclusion by a band of organized workers. Thanks to his teaching and inspiration we have in Oxford sound and vigorous traditions, and although the war took a terrible toll of our younger historians — space forbids me to do more than mention Leonard Cheesman and Guy DiCKiNS, with whose names I would gladly couple that of one who did not die by the hand of the enemy, Henry Julian Cunningham — I doubt not that those whom I hope I may call my fellow workers will main- tain those traditions, and, I should like to add, will not merely contribute to the advancement of learning, but will also help to restore — as scholars can and should — the broken comity of nations. I have chosen for the subject of this lecture an ancient document, discovered some years since, but only recently published, the study of which will, I think, convince the most sceptical that there is still progress to be made in the field of Ancient History, which some perhaps believe to have been wellnigh exhausted by intensive cultiva- tion. If I were asked to give a title to this document, I could only describe it in Greek as 6 yvdtiKov tov ISiov \6yov. There may be those among my hearers .to whom this phrase conveys no very precise meaning. If any such person were to seek enlightenment in the lexicon of Liddell and Scott, he would find amongst the mean- ings of the word yva>imv a metaphorical use (like that of the Latin norma) in the sense of ' a rule of life '. It S8»4 A 2 6 FRESHLIGHTON does indeed bear this sense in the Hermotimus of Lucian (§ 76), but that passage is not cited in the lexicon. Here we find the usage illustrated by a not very apt quotation from Theognis (1. 543), where the poet speaks of judging a suit irapb. a-TaOfirju km yvcofiova — ' byline and square ' — and further supported by the phrase rby yvm/iova Tov iSiov Xoyov npocrixeii', cited from the Corpus Inscrip- Honum Graecarum 4957. 44. There, if we assume the restoration in the Corpus to be correct, the words irapaKeXeva-Ofiai tw yvrnfiova tov tSiov Xoyov irpoaiyeiv could have but one meaning, viz. ' I will issue instruc- tions to the Controller of the Privy Purse to attend to the matter.' For the document in question is none other than the famous Edict of Tiberius Julius Alex- ander, Viceroy of Egypt in the year of the Four Emperors, of whom I shall presently have more to say, and the meaning which I have assigned to the phrase under consideration is that which was given to it by all scholars down to and including Dittenberger, who pub- lished a revised text of the Edict in the Orientis Graeci Inscriptiones, No. 669. It was pointed out in the C. I. G. that the sense of iSioi Xoyos was made clear by a passage of Strabo (xvii. 1. 12), who enumerates amongst the finan- cial officers of the imperial administration in Eg37pt o Trpoaayopevofievos iSios Xoyos, 8s Twt/ dSeoTroTcou koI tS>v eis Kaiaapa niwreiv 6 and holding the high titular rank of a-vyyevfi? tov ^aatXews at the court of Alexandria, held office in the time of Ptolemy Auletes (57 b. c); and papyri of the second century b. c. threw some light upon the nature of his functions. The most instructive of these is P. Amh. 31,* from which we learn that in ^ Lys. vii. 25 : but the reading is doubtful. ' S.I. G. 96. 52. » A. B. 223. * O. G. I. 674. -■ P. Oxy. 1188. « Wilcjcen, Chrest. 161. A3 8 FRESHLIGHTON 112 B.C. a revenue official named Hermias, being on tour in the Pathyrite nome, received information that an Egyptian lady named Senpoeris had enclosed a plot of waste land without permission and planted it with date- palms. The lady was called to account, and a few strokes of the kurbash— delicately termed in official language neidavdyKt]— sufficed to induce her to admit the impeachment and to agree to the payment of 1200 dr. in copper, which, according to Ptolemaic practice, were treated at once as a penalty imposed for unauthorized plantation and as a price paid for crown property. The sum was paid into the royal bank at Hermonthis els rov iSiov Xoyov Ttav ^aaiXecov, which prima facie appears to mean the private account of the Crown. Documents of the Roman period relating to the Uios Xoyos were not uncommon, but they presented some puzzling features. They confirmed the statement of Strabo that iSios \6y09 was used as the title of the administrator, besides its proper signification of the fund administered ; they showed that he was an impe- rial procurator or, in Greek, erriTpoTroi, and, when a fixed scale of salaries was introduced, a procurator ducenarius receiving 200,000 HS. per annum. We learnt from the Cattaoui papyrus,^ which contains a collection of legal decisions in the matter of the marriage and inheritances of soldiers, that the iBios Xoyos exercised a jurisdiction independent of that of the praefectus Aegypti in certain cases. We found him, of course, concerned with dSiinroTa, and by stretching the use of this term we could explain how in the Oxyrhynchus papyrus above referred to two dry branches of a persea-tree growing on the tomb of the sacred animals in the village of Ker- keura, reported to be of the value of two drachmas, ' Mitteis, Chrest. 372. ROMAN BUREAUCRACY 9 should be claimed on his behalf. It was less easy to see why, in a. d. 194, application should be made to the iSios \6yos by a Graeco-Egyptian named Eudaemon, son of Psois and Tiathreus, for permission to change his name to Eudaemon, son of Hero and Didyme, which application was granted 'without prejudice to any public or private claims '} It was equally difficult to explain the connexion of the iSios Aoyos with ecclesiastical matters. A papyrus of the year a. d. 159-60 mentions an information laid before the i'Sios Xoyos against a priest of the god Soknopaios on the ground that he had allowed his hair to grow and worn a woollen garment. From the reign of Severus Alexander we have a packet of monthly nil-returns rendered by local officials in the name of Heracleopolis, whose duty it was to report any neglect of duty by the clergy of the village 'to the department of the i8i6\oyoi and high priest'. It was largely upon the evidence of these documents that scholars based the theory that the lSios Xoyos was in fact identical with the ' High-Priest of Alexandria and Egypt ' who in Roman times was the supervisor of the Egyptian State-Church and occupied a position similar to that of the Procurator of the Holy Synod in Russia under the Tsars. This conjecture, though it has been and still is generally accepted, is, as we shall presently see, very far from possessing the certainty which has been claimed for it. Such was the state of our knowledge with regard, to the iSios Xoyos up to the outbreak of the Great War. That the controller of the privy purse (as he was termed) was at the head of a department with which the popu- lation of Egypt of all classes was brought into constant * Wilcken, Chrest. 5a. 2 B. G. U. 16 ; Wilcken, Chrest. 114. lo FRESHLIGHTON contact, generally to its cost, was hardly suspected. His main concern, it was thought, was with the adminis- tration of the imperial estates, or ova-iat, once the pos- sessions of members of the reigning house, such as Livia or Antonia, Germanicus, the two Agrippinas, and Messalina, or of favourites and freedmen like Seneca and Narcissus, but gradually absorbed by an inexorable process into the vast imperial patrimony; but, as we shall see, it is by no means clear that the management of these properties belonged to his functions. Towards the close of 1913 a brief note in the monthly reports appended to the Jahrbuch der preussischen Kunstsammlungen, a periodical mainly concerned with the art treasures acquired by the Berlin Museum, con- veyed to the few who read it the information that a recently discovered papyrus probably found at Thea- delpheia in the Fayum, and presented by William II to the Museum, would, when published, be found to throw much fresh light on the Roman administration of Egypt, and incidentally on questions of Roman private law. With the outbreak of war the curtain fell ; and it was not until 1919 that this remarkable document was pub- hshed, with a brief introduction and a literal translation, as the first part of vol. v of the Berliner griechische Urkunden. The legal and historical commentary which it so sorely needs will no doubt in the fullness of time be supplied by Seckel and Schubart, but under present conditions we may have to exercise some patience in awaiting it. Fortunately it was minutely studied by Gerhard Plaumann, a scholar of great promise and amazing industry, whose death on the western front within three weeks of the signing of the armistice was a grievous loss to historical science ; and his monograph on the iSios Aoyoy, published in the transactions of the ROMAN BUREAUCRACY ii Berlin Academy for 1918, as well as his article under the same title in the Encyclopaedia of Pauly-Wissowa, go- some way, albeit but a^ very little way, towards supplying the want of a commentary. The document which interests us was written on the back of an account drawn up by the v iiirb X^'P* aiiTW 7r[p]o(r- yeyoi/OT [(»]»' ■^TOi vno avTOKparoprnv ^ o-vvkXtjItoIv rj tS>v [/carJA Kaipbv kirdp^cov fj iSioov Xoycov tol kv ^€[o']a) [icei/oja- Xata avvTefiav vTreTa^\a\ iL\6vT(ov e^eraa-rris, that is to say, it was his duty to claim for the fiscus bona vacantia and caduca, which we may here take in a wide sense to include not only such 'lapses' as passed \.o\h& fiscus but all forfeited and confiscated property. Now the Gnomon (as I shall « hereinafter call our papyrus) has no section dealing with dSea-iroTa, and I think it may fairly be assumed that the opening chapters of the Code of Augustus were concerned with these matters. Naturally enough, the KcafMoypafi/jiaTevs might be assumed to be more familiar with the customary practice in the matter of dSia-irora, including, as we saw, dead timber and the like, which concerned the everyday life of the village, than with the complicated questions of status and inheritance, which might baffle even a trained lawyer. The papyrus is divided into paragraphs which are numbered consecutively up to eighty, but no farther, although there is no change of subject at that point- One hundred and fifteen of these are, on the whole, well preserved, and a few letters belonging to six others can be read. The first thirty-six paragraphs deal with lapsed or forfeited property ; and in order to determine ROMAN BUREAUCRACY 13 when such lapse or forfeiture takes place, the Gnomon recapitulates, in no very logical order, a select number of the rules of inheritance, sometimes of the ius civile, but much more frequently of the ius gentium, and the special applications of these in Graeco-Egyptian law. The student of Roman law and of the local law of the Hellenized East {Reichsrecht and Volksrecht, to use the phrase of Mitteis) will find much to ponder over both in this section arid in that which follows {paragraphs 37-54), where the status of persons is in question. We then have six paragraphs (nos. 58-63) on the registra- tion of property, six on the passport system (nos. 64-9), and one which forbids officials to bid for Government property. Then follows a long section (paragraphs 71-97) on ecclesiastical matters, which is of great im- portance for the history 'of the relations between the Empire and the Egyptian Church ; the remainder of the document contains a collection of miscellaneous regula- tions, for the contravention of which penalties were provided. What is the logical bond of union between the dis- parate members of this body of rules ? Why, in par- ticular, was the supervision of the Egyptian clergy an affair of the iSios \6yos ? Does the name of the depart- ment contain any implication with regard to its scope and function ? To these very pertinent questions Plaumann has endeavoured to supply an answer. We must, he argues, put aside the notion that iSios Xoyos means the ' privy purse ' either of the Ptolemies or the Roman emperors, and interpret it rather in the sense of ' special account '. When we read in the papyrus of 112 B.C. above mentioned that the fine exacted from Senpoeris was paid into the bank at Hermonthis eh rbv iSiof \6yov tS>v ^aa-iXewv this does not mean that it was 2394 A 4 14 FRESHLIGHTON « credited to the ' private account of the crown ', but to a special crown account kept for casual and irregular receipts. The dSia-noTa belong to this account because they are windfalls — sometimes in the literal sense of the word. Forfeitures and lapses, too, form no part of the current revenue of which an approximate estimate can be formed. And when we come to examine the sections of the Gnomon which bear on ecclesiastical matters we shall find that the raison cHetre of the minute regulation of public worship is the revenue accruing to the treasury partly from the sale of offices of profit, partly from the exaction of fines for neglect of duty or breach of obser- vances. I think, then, that Plaumann is justified in con- tending that all revenues not derived from regular taxation, whether direct or indirect, were swept into this ' special account '. It is not quite so clear whether the administration of crown property, especially that of the imperial domains, fell within the province of the fiSioy Aoyoy. There was, as we know, an oixnaKh^ Xoyoy or ' estates account ', which was credited with the revenues of crown lands, and its relation to the fiSjoy Xoyoy remains a matter of dispute. Certainly the yv&fmv in its present form has nothing to say on the subject of the oicrtai, nor can there have been room for a section dealing with them in the missing portion of the roll, which was not long. It is no doubt true that our Gnomon is but an abridgement of a part of the Code of Augustus, but we should remark, I think, that in the first place the accumu- lation of ovatai in the hands of Caesar was a process which only had its beginning in his reign, and in the second place many of the most important, such as those of Maecenas, were acquired by inheritance and not by confiscation. It seems better therefore to regard the ' estates account ' as a separate department, to which no ROMAN BUREAUCRACY 15 doubt such confiscated properties as were not sold by auction or private treaty were transferred by the iSios \6yos. Under the Empire, then, the iSios \6yos, was in theory a special branch of the imperial treasury in Egypt. In practice it was more than this. It furnished the Govern- ment with a powerful, if indirect, lever in dealing with the social and even with the religious life of the country ; and it soon became a finished instrument of fiscal oppression. To begin with, it supplied the means where- by the rigid hierarchy of classes and races characteristic of Egypt under Roman rule (as of course under that which preceded it) was maintained. At the upper end of the scale we have the cives Romani, at first mainly the official class with a thin sprinkling of traders and land-agents, constantly recruited from the ranks of the army by the grant of civitas on discharge, and from the servile population by the practice of manumission, although many of the freedmen attained only to the inferior status of Latinitas acquired by those informally manumitted. At the lower end came the native Egyp- tian population, the ancestors of the modern fellahin, whose subjection was symbolized by the payment of the poll-tax. But between the two extremes there was a nice gradation of privilege and status. Next to the Roman and the Latin came the burgher of Alexandria, though even within that citizen-body there were fine shades of privilege which need not now concern us. Then the dcnoL, or members of the other Greek com- munities, Ptolemais, Naucratis, and Hadrian's foundation of Antinoupolis : next the Hellenized element in the fjLTjTpoiroXeis or urban centres of the vofioi, whose hall- mark was the Greek education obtained in the yvjivdaiov, eagerly sought after by those who desired to rise in the A5 i6 FRESHLIGHTON social scale ; lastly, next above the mass of the fellahin of the smaller villages, a class whose privilege consisted in the payment of reduced rates of poll-tax. It was in- cumbent upon the imperial bureaucracy to see to it that the boundaries which divided these classes, each of which lived under its own system of law, the ttoXlti-koI vo/jloi of Alexandria, the dcrriKol vSjioi of other urban founda- tions, and the kTnxwpiot vofios of the Graeco-Egyptian com- munity, were not overstepped. This end was attained by an elaborate system of registration of persons and pro- perty (al KUT o'iKLav d7royparivqs, and he is entitled to receive one-fifth of the irpoa-oSoi. The in- comes of the (TToXidTat, again, were derived from this corporate revenue : a o-roXio-T^y who neglected his duties was mulcted in his npoa-oSoL as well as in a sum of 300 dr. We also hear of avvrd^eis, which appear to be fixed salaries, and perquisites (yepa). And it is expressly stated that the victims consumed at the sacrificial feasts called kXTvul are not partaken of by the -irpocpfjTai, but by the iTapayi(TTai, or examiners of victims, before a calf was sacrificed, . since (although the Gnomon omits to inform us of the fact) it may safely be assumed that a fine was imposed for failure to procure the licence; Claudius Justus, too, who has been mentioned above, may probably be identified with the official mentioned in a British Museum papyrus,^ who sequestered the vpoa-oSoi and a-vvT<£^w (words which seem appropriate to the stipends and emoluments of the clergy) of the plaintiffs in a suit which came before him, and threatened to impose a penalty of 200 dr. in the event of non-compliance with an order of his court. Thus the functions exercised by the i'Sioi Xoyoi in the ecclesiastical sphere, so far as the papyri throw hght upon them, are just what we should expect of an official concerned with getting in revenue from miscellaneous sources and in particular from fines, (iv) We know of no dpxiepevs earlier than L. Julius Vestinus, but from the latter half of the second ' B. G. U. 258 ; Wilcken, Chrest 8. " P. Lond. 2. 359 (p. 150). ROMAN BUREAUCRACY 29 century there are four papyri^ which mention this official, and in every case he receives appHcations from priests for leave to circumcise their sons in order that they may be qualified to follow the father's profession. This is natural enough if the dpxiepevs was responsible for maintaining the personnel of the cult : there is no good reason why the tSios Xoyos should be concerned, as there were apparently no fees to collect, and it is an unproved assumption that that official is in these papyri described as dpxiepev? because he is acting in his ecclesiastical capacity. On the whole, then, the balance of probability seems to be against the identification of the offices of dpxiepevs and iSios \6yos, so far as the period anterior to the • Severi is concerned. • The conditions prevaihng under that dynasty and in the third century require, however, a closer examination, and must be considered under a broader aspect. We are gradually coming to recognize more clearly the important part played by Severus and Caracalla (assisted no doubt by technical advisers, including the great lawyers of the period) in the re- modelling and simplification of the imperial administra- tion. Nowhere, of course, were these changes thus brought about more far-reaching than in Egypt, where the institution of municipal councils in Alexandria and the fiTjTpoTToXeiv of the nomes by Septimius Severus in A. D. 202 and the Constitutio Antoniniana in a. d. 212 removed the most striking of the anomalies which gave Egypt its exceptional position among the provinces. The acquisition of the Roman civitas by the upper strata of the population put an end to the elaborate ' P. Strassb. 60, Wilcken, Chrest. 77 (a.d. 149); P. Rain. 121, Sammelb.,\={-ii (a.d. 155-6); P. Teb. 2X)i, Wilcken, Chrest. 76 (a.d. 171) ; B. G. U. 82 (a.d. 185-6). 30 FRESHLIGHTON gradation of privilege which had hitherto been main- tained by the system of registration and penalties, leaving only the well-marked distinction between the cives Romani and the native dediticii, who, as the Giessen fragment of the Consttiuiio Antoniniana has shown, were excepted from the grant. But these measures by no means exhausted the administrative reforms of the time, especially in the sphere of finance. Here we must touch upon the difficult question of the new department created by Septimius Severus under the name of the res privata. The biographer of Severus in the Historia Augusta'^ seems to connect this with the immense confisca- tions which followed the suppression of the rebel- lions of Niger and Albinus; and it has been very generally held that this res privata was a new ' privy purse ', for which the Egyptian 'ihio^ Xoyoy served as the model. But the discovery of the Gnomon has put a different complexion upon this matter. If the 'Ihos Xoyos itself was not a ' privy purse ', but a ' special account ', it clearly cannot have been the prototype of the res privata ; moreover, had it been so, we should certainly have expected to find it growing in importance from the time, of Severus onwards. But this is so far from being the case that there is only one mention of the office later than the reign of Septimius Severus, and that is contained in the packet of monthly returns made by a village official in a. d. 234 to the imTpoirfj tov ISio- Xoyov Koi apxiepems, relating to the punctual performance of duty by the local clergy.^ These documents furnish at once the latest reference to the tSios Xoyoy and the only definite identification (if it be in fact an identifica- ^ Vita Seven 12. ' One of these is published by Wilcken, Chrest. 72. ROMAN BUREAUCRACY 31 tion) of that official with the apxiepevs} Is it possible that, owing to the far-reaching reorganization of the imperial finances by Septimius Severus and the lighten- ing of the task of registration brought about by the Edict of Caracalla, the iSios Xoyos was now mainly con- cerned with ecclesiastical matters, and that his office was regularly combined with that of the High Priest ? It seems not unlikely. The administration of Egypt, as indeed of the whole Empire, was thoroughly overhauled under Severus, who was indiiferent to constitutional forms and official traditions, and was inspired by the desire to simplify the machinery and centralize the direction of the bureaucracy. There is some evidence, which we may briefly consider, tending to show that the various departments in Egypt were thrown into the melting-pot during this period. It used to be supposed that the official known in Greek as the kuOoXikos (i.e. the head of the department of oi kuO' oXov \6yoi or summae rationes) and in Latin as rationalis, was called into exis- tence by Diocletian, but we know that he belongs to a much earlier date. A papyrus of the year a. d. 246^ mentions one Claudius Marcellus, 6 Siaa-rj/ioTaros Kado- XiKos, i.e. vir perfectissimus rationalis, and a procurator, Marcius Salutarius, in connexion with the sale of unproductive land ; and the same two persons are named in an undated Oxyrhynchus papyrus,^ also in ' The phrase fj tov IhtoKoyov xm apxiepe(os iirLTpowr) is naturally thus interpreted : but it is just possible that the expression is a com- pendious one meaning ' that branch of the iSioy \6yos concerned with ecclesiastical matters' (which would of course be in constant relation with the apxupeis). So in P. Amh. 69, Wilcken, Chrest. 190, 6 TOV vofiov €KKoyi!TTqs Kai iSios Xoyos may indicate that branch of the office of the e<\oyiaTTis (who was primarily an official of the SwUrjins) which is concerned with receipts on account of the i'Sior Xoyot. ^ P. Land. iii. 1157 (p. 110), Wilcken, Chresi 375. ' P. Oxy. 78. 32 FRESHLIGHTON connexion with the registration of a sale of land. Now the first case, at any rate, is one where we should have expected to find the iSios XSyos concerned. But even as early as a. d. 202 we find a similar pair of officials, Clau- dius Julianus (the restoration is practically certain), who is simply called Siaa-rjiioTaTos (vtr perfedissimus) and a procurator named Claudius Diognetus, concerned with a survey of the y^ KvpiaK-q or imperial domain-land.^ The same Claudius Julianus, Siaa-rjuoTaros, is mentioned in another papyrus ^ as condemning a criminal to five years' penal servitude in the alabaster quarries in A. D. 204. Now this raises a very serious question. The title vir perfedissimus belongs to the praefect of Egypt, and, like the provincial governors possessing the ius gladii, he is alone competent to inflict the penalty of penal servitude in the mines or quarries ; but Claudius Julianus was not praefect of Egypt at this time, for that office was held by Subatianus Aquila, nor, it will be observed, does he bear any title except that of d Siaa-rj- fiOTaros, so that we can hardly assume him to have been the first of the KaOoXiKoi, to say nothing of the difficulty of supposing that a rationalis could pass a sentence of penal servitude. Now Arthur Stein has identified this person, very probably, with the Claudius Julianus who is called vir perfedissimus praefedus annonae in an in- scription of the year a. d. 201 found in Rome (the earliest inscription, by the way, in which the title vir perfedissi- mus has been noted)," and I venture to hazard the suggestion that he was sent to Egypt as a special com- missioner with powers co-ordinate with those of the praefect in order to carry through the reorganization of ' P. Giss. 48; Wilcken, Chrest. 171. ^ Berl. Sitsungsber., 1910, 713 ; Sammelb., 4639. ' C. I. L. vi. 1607; Dessau, 1346. ROMAN BUREAUCRACY 33 the administration, Moreover we know something of his coadjutor, Claudius Diognetus, described as 6 Kpana-Tos kirirpoiros Se^a(TT&v,'\.e. vir egregius, procurator Augusta- rum. In 196-7 he was actingas deputy-apxie/aet's— dvTai ; and he orders firstly, that cases once decided by the head of the department shall not be reopened; secondly, that no professional informer shall appear as the advocate of another party, unless that party also puts in an appear- ance in person, so that he can be held responsible ; thirdly, that any prosecutor who fails to make good his case three times in succession shall be punished by the confiscation of one-half of his property. And he then continues, in the passage from which we set out in our examination of the question km KaOoXov Sk eniKeXevaofiai Tov yvcofiova rod ISiov Xoyov (after this a shorf word has been lost) rA KaivoTroirjOevra irapb. ras rmv ^ePaarStv xapiras iTTapopdma-ai. Dittenberger, who supposed that yv&\imv was the official title of the Controller inserted ad in the lacuna; the effect being to make the passage mean ' I will give general orders that the Controller of the i'^tor Aoyoy is always to correct, i. e. to set aside, such innovations as have been made in contravention of the privileges granted by the emperors.' But we now see that a preposition — perhaps tt/jo? as Schubart has sug- gested or possibly Kara — must be inserted and that Alexander's words meant ' I will give orders to restore the original provisions of the Gnomon, in respect of these innovations which have been made in contravention of imperial grants.' Whether the reforms of Alexander produced any lasting effect it is hard to say. The net of the fiscus seems to have tightened under such emperors as ROMAN BUREAUCRACY 37 Vespasian and Trajan ; and in the long-drawn battle of wits between the taxpayer and the Government the latter held the trump cards and played them without remorse. Let one example suffice. The very first paragraph of the Gnomon records that when an estate was confiscated by the /iscus, the family graves were by custom exempted : but that Trajan, finding that this led to evasions, confiscated the kt) nora^eia'^ or private burial grounds and such-like and left only the actual tombs to the family of the defaulter. We should scarcely have understood the point of this provision but for the fact that some Alexandrian papyri^ show that such Kr]TroTaiia>v was a more comprehensive body of regulations (having statutory force) than the code which we have been considering, and that it was issued in connexion with the estabhshment of a simplified and highly central- ized administration into which the iSios Xoyos was absorbed. Let us hope that the sands of Egypt may some day yield us a copy. The study of the bureaucracy of Imperial Rome may seem to some to lead us into one of the most arid wastes on the map of History and to have but a remote con- nexion with practical issues ; and what, we are asked, is the use of such studies? Certainly I should be the last to wish to see the study of Ancient History divorced from that of modern life. I well remember listening to . an inaugural lecture — or perhaps I should rather say causerie — delivered before this University by James Anthony Froude. The lecturer endeavoured to meet the charge that History was not a science. He quoted the question put by the jesting mathematician, 'What does the Iliad prove ? ' — and his answer was that it was hard to say what it proved except the truth of the saying, ' cherchez la femme.' When I survey Ancient History as a whole and particularly the fate of ancient democra- cies—the brilliant promise and untimely end of the democracy of Athens and the process by which the nascent democracy of Rome was stifled at the birth — ROMAN BUREAUCRACY 39 I am reminded of another French saying. The lesson which these tragic happenings teach us — a lesson sadly confirmed by the comparison of 1914 with* 1920 — seems to me to be this, that for those who take the maiden Goddess of Liberty for their mistress, who woo her upon many a stricken field of battle and win her, it may be, at the price of their life's blood — for them the saying holds good, ' il est plus facile de mourir pour la femme qu'on aime que de vivre avec elle.' So much for the general question. As for the special issue as it affects the subject of this lecture, a few words will suffice. It is a familiar saying — especially familiar, I doubt not, to the teachers and the taught in the Honour School of Literae Humaniores— that 'Autocracy means Bureaucracy ' ; and of course we all hope, and try to believe, that autocracies in the old sense are things of the past, and that when William of Hohen- zoUern made his ignoble exit from the political stage, despotism tempered by— shall we say 'telegrams'?— perished from the earth. But I very much fear that we are far from having seen the last of what may be called inverted autocracies, whether they stalk naked and unashamed as Dictatorships of the Proletariat or clothe themselves in the flowing robes of the Omnicompetent State. Those autocracies, as we already see only too plainly, will bring with them their own bureaucracies, with the old tendencies and the old dangers ; and unless we are warned by the experience of the most finished system of fiscal and administrative network in which humanity has ever been enmeshed, our case is likely in the end to be little better than that of the subjects of the later emperors of Rome. That is the final justification for the expenditure of time and labour in the search for such fresh light as discovery may continue to throw upon the methods of Roman bureaucracy. PRINTED IN ENGLAND AT THE OXFORD UNIVERSITY PRESS OXFORD UNIVERSITY PRESS AN INTRODUCTION TO GREEK AND LATIN PALAkO- GRAPHY. By Sir E. Maunde Thompson. Royal 8vo, with 250 fac- similes of MSS. Morocco back, 40s. net ; doth, 26s. net. ^ THE PALAEOGRAPHY OF GREEK PAPYRI. By Sir F. Kenyon. ^vo, with 20 facsimiles and tabic: ofalphabe^s. ids. 6d. net; ROMAN CURSIVE WRITING. By H. B. Van Hoesen. 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