New York State College of Agriculture At Cornell University Ithaca, N. Y. Library CORNELL UNIVERSITY LIBRARY 3 1924 055 068 773 11 1| Cornell University WB Library The original of this book is in the Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924055068773 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS BY CHARLES A. ELLWOOD, Ph.D. PROFESSOR OP SOCIOLOGY IN THE UNIVERSITY OP MISSOURI AUTHOR OP "SOCIOLOGY AND MODERN SOCIAL PROBLEMS" SECOND EDITION NEW YORK AND LONDON D. APPLETON AND COMPANY 1913 Copyright, 1912, by D. APPLETON AND COMPANY Printed in the United States of America TO IDA BRECKENRIDGE ELLWOOD THIS BOOK IS AFFECTIONATELY DEDICATED BY HER HUSBAND PREFACE This book is an introduction to the psychological theory of society. The time has not yet come to write a system of scientific sociology. But in the meantime it would seem that the science might be advanced by the development of certain of its phases or aspects. This book attempts to deal with the psychological aspects of sociology, often called " social psychol- ogy," but, in the opinion of the writer, more accurately named " psychological sociology." Accordingly, the book does not aim to furnish a comprehensive view of sociological theory, but only of that section of it which rests immediately upon psychology. This part of sociological theory, however, is of the most immedi- ate practical importance in developing a sociology which shall serve at once as a basis for the special social sciences and for the construction of sound social policies. Yet the writer is so far from denying the importance of other aspects of sociological theory that he would make the biological side of sociology co- ordinate with its psychological side. Biological sociology, in- cluding, among other matters, the theory of the growth of population through the surplus of births over deaths, of the influence of selective processes upon social development, and of the social effects of variation and heredity, this book takes for granted, though it is as yet far from satisfactorily worked out. The position of the writer is, as implied, that sociology is a study of the biological and psychological factors in the social life with reference to certain problems, especially the problems of social organization and social evolution. As such a biology and psychology of the social life, sociology is as much a natural science as the foundation sciences on which it rests. A scientific sociology, accordingly, must rest upon the assured results of the vii PREFACE other positive sciences, especially modern biology and psychol- ogy. The ignoring of results in biology and psychology and the exclusive or preponderating use in sociology of such methods as " mass interpretation " in the name of inductive science, is an unscientific procedure which offers too many temptations to the sociologist to bolster up social theories not in accord with the results of other positive sciences. The sociologist must keep the biological and psychological individual constantly in view, as well as the unity or interdependence of society, if he is to reach a scientific interpretation of the social life. The interpretation of society, in other words, must be in terms of the biological and psychological factors in the individual; but the biological factors find their expression in the social life mainly through the psychological factors. The attempt of some so-called objective social thinkers to deny any functional significance to the subjective or psycholog- ical' elements in the social life is not only not in accord with the evolutionary view, but also not in accord with the true spirit of positive science. To make sociology purely objective is to deprive it of its essential character. This book recognizes the psychic elements in the social life as primary and attempts to give them their true value. The chief method of this treatise, accordingly, is that of psychological analysis, the method which has been employed so successfully in the development of theoretical economics. Mod- ern functional psychology — the psychology of such writers as James, Dewey, Thorndike, and Angell — rather than the sensa- tionalistic, associational psychology of the Nineteenth Century^ however, has been made the instrument of social analysis. The merit which is claimed for a sociology developed upon the basis of functional psychology is that it is both synthetic and prac- tical. Many apparently conflicting theories of the social life fall into their proper places as aspects of the more fundamental view as soon as one takes the functional standpoint. Thus imi- tation, sympathy, conflict, industry, government, law, religion and even morality itself are all seen to be instruments for the viii PREFACE carrying on and perfecting of a collective life-process. The functional point of view, in other words, subordinates social ac- tivities and institutions to the social life itself and finds no difficulty in arranging them all harmoniously as aspects or phases of that life. It is not, of course, claimed that functional psy- chology is of itself adequate to interpret fully the social life of man. It is only claimed that it furnishes a point of view and certain principles of explanation which are indispensable for the right understanding of human interrelations. A prac- tical and functional sociology must be constructed with the aid of functional psychology. A brief summary of the theory of society set forth in this work may possibly be of some aid to the reader. A society, in the view of the writer, is a group of individuals carrying on a collective life by means of mental interaction. But a collective life is manifestly only possible on condition that the activities of the individual units are coordinated. The funda- mental fact, therefore, for the sociologist is this coordination or coadaptation of the activities of the members of groups. Mental interaction functions to secure this coordination of the activities of individuals, their adaptation to one another and of the group to its environment. But the life-process necessitates continued change in these adaptations ; consequently, mental interaction is continually carried on within the group to mediate and control the building up of new types of adaptation between the individ- uals of the group, thus giving rise to the more specialized collective mental phenomena. The whole collective mental life of society is thus itself but instrumental or functional to the carrying on and perfecting of the successive adaptations be- tween individuals within the group and between the group and its environment. In human groups, modes of coordinated ac- tivity which are successful become consciously accepted and sanctioned and grow up into " folkways," customs and institu- tions. Such are industry, government, law, religion, morality and education. These may often seem ends in themselves, but from the standpoint of sociology they are merely instruments ix PREFACE for perfecting the social life. The higher developments of social organization and evolution are to be achieved only through the development and perfecting of the higher instruments of the social life, especially government, law, religion, morality and education. Without the fullest development of all these, neither harmonious social order nor enduring social progress are pos- sible. While the higher intellectual and spiritual elements in the social life, therefore, must not be made the basis for in- terpreting society from the standpoint of natural science, yet they receive their true place and value in a sociology developed from a functional standpoint, that is, the standpoint of life- process. The result of a functional sociology is, therefore, to perceive the impossibility of understanding or interpreting the social life of man from the standpoint of any single mental element, such as instinct, imitation, sympathy, feeling, desire or intellect, or from the standpoint of any specialism such as geog- raphy, ethnology, economics, or political science. For it con- clusively shows that all of these standpoints view the social life, not synthetically, but from the viewpoint of merely one of its instruments. Only the standpoint of a collective life-process de- veloping within itself the instruments for its own maintenance and perfectioning, is capable of furnishing a synthetic view of the social life. No apology need be offered for the frequent references to social practice and policy found throughout the book. The writer believes that all science exists for the sake of the practical applications which may be made of it, and practice in the social sciences, must take the place, to a large extent, of experiment in the natural sciences, becoming the touchstone by which the soundness of any particular social theory is to be tested. Many other practical applications of the theoretical views set forth in this book can easily be made by the reader. But the book aims to be practical in a deeper sense, apart from any specific reference to practical problems. Materialism in science and individualism in social practice are bearing bitter fruit just now in our social life. Sociology itself has become x PREFACE so tainted with these that to some it appears to be merely a bundle of revolutionary doctrines. It is hoped that the reader of this volume will find in it a view of society which, while ac- cepting the positive results of modern science, avoids the socially negative and destructive doctrines of materialism on the one side and of individualism on the other, and which conserves, therefore, the higher values of our social life. The chief theoretical positions of the book will be found developed in Chapters VI to XI inclusive, while in Chapters XVII to XIX inclusive are developed the more important practical conclusions. It is impossible for the writer to express his many obligations in the preparation of this work to former teachers, to friends and colleagues, and to other writers along sociological lines. It has not been practicable even to indicate more than a small fraction of the many sources from which he has derived thought or material. He feels, however, under special obligation in the preparation of this particular work to two of his former teachers, Professor John Dewey and Professor Albion W. Small. To Professor Dewey he is indebted for the psychological point of view developed in this book, and to Professor Small he is indebted for much encouragement and guidance in its prepara- tion as well as in all his work. Among his colleagues at the University of Missouri he is especially indebted to Professor Max Meyer and Dr. W. H. Pyle of the Department of Psychology, who have carefully read and criticised the more directly psy- chological portions ; and also to Mr. W. T. Cross of the Depart- ment of Sociology, who has assisted in revising the proofs. Charles A. Ellwood. University of Missouri, May, 1912. CONTENTS CHAPTER I PAGE Various Conceptions of Sociology and of Society . . 1 CHAPTER II The Subject-matteb and Problems of Sociology . . 20 . CHAPTER III The Relations of Sociology to Other Sciences . . 29 CHAPTER IV The Relations of Sociology to Philosophy ... 66 CHAPTER V Scientific Methods in Sociology 82 CHAPTER VI The Psychological Basis of Sociology .... 94 CHAPTER VII The Origin of Society 124 CHAPTER VIII The Fundamental Fact for Psychological Sociology: The Social Coordination 143 CHAPTER VIII— (Continued) The Fundamental Fact for Psychological Sociology: Social Self-control 181 CHAPTER IX The R6le of Instinct in the Social Life .... 199 xiii CONTENTS CHAPTER X PAGE The R6le of Feeling in the Social Life .... 247 CHAPTER XI The R6le of Intellect in the Social Life . . . 261 CHAPTER XII The Theory of the Social Forces 278 CHAPTER XIII The R6le of Imitation in the Social Life . . . 289 CHAPTER XIV The R6le of Sympathy in the Social Life . . 309 CHAPTER XV The Social Mind, Social Consciousness, Public Opinion and Popular Will 329 CHAPTER XVI The Forms of Association 341 CHAPTER XVII The Theory of Social Order 352 CHAPTER XVIII The Theory of Social Progress i 366 CHAPTER XIX The Nature of Society 382 Select Bibliography 397 Index 405 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS CHAPTER I VARIOUS CONCEPTIONS OF SOCIOLOGY AND OP SOCIETY 1 Conceptions of Sociology. — The multiplicity of concep- tions of sociology seems to the beginning student, and some- times even to the advanced scientific thinker, an insuperable difficulty in understanding the science. The multiplicity of these conceptions is not, of course, nearly as great as has been often represented, and among sociological writers there is now far more unity in their conceptions of the science than formerly. Moreover, the differences between the va- rious conceptions have often been exaggerated. They are not, for the most part, so entirely opposed to each other as has been represented, but they are often incomplete views of the same subject. So far from being mutually contra- dictory, therefore, they often supplement each other. In- deed, the variety of conceptions of sociology may be made to aid, rather than to confuse, the student in obtaining a proper conception of his own. It has often been said that definition is the last stage of any science, and in a sense this is true. Certainly the 1 The first four chapters of this text were originally published in substance in the American Journal of Sociology, Vol. XIII, pp. 300-348 (November, 1907). The chief theoretical positions of the whole work were outlined, though in a crude way, in a series of articles published by the writer in the American Journal of Sociol- ogy, March-September, 1899 (Vols. IV and V), under the title " Prolegomena to Social Psychology." 1 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS variety of the conceptions which sociologists have held of their science, even though they mutually supplement one another, is further ' evidence of the truth of the dictum. Nevertheless, scientific workers in every field must have relatively accurate conceptions at least of the problems at which they are working before they can do scientific work. The student of any science, therefore, can scarcely do bet- ter than to examine the various conceptions and definitions of his science found in various texts. The value of such examination and comparison of definitions is so great that we shall use it to introduce the subject of psychological sociology. The various conceptions of sociology may perhaps be reduced to six leading conceptions, which we shall now pass briefly in review in order to reach, if possible, a tentative working definition of the science. 1. The most common conception of sociology is that it is a science which' treats of social evils and their remedies. This is, indeed, the popular conception of the science. So- ciologists generally, however, repudiate it as an entire mis- conception. They say that sociology deals with the normal rather than the abnormal in society -, 1 and it might be added that such a conception confuses sociology with scientific philanthropy, an applied science resting upon sociology, which does attempt to deal directly with social evils and to prescribe remedies. However, it must be acknowledged that even this popular conception of the science has a degree of truth in it. Sociology, while not treating directly of social evils, has been developed largely to correct social evils. Just as physiology and the general science of biology were devel- oped largely through the medical sciences, through the studying of bodily disease, so sociology has been developed largely through the study of social evils, and the develop- - i Cf. Small and Vincent, Introduction to the Study of Society, pp. 40, 80-82. CONCEPTIONS OF SOCIOLOGY ment of scientific philanthropy to correct those evils. While sociology deals, to be sure, primarily with the normal, inci- dentally it must deal largely also with the- abnormal, because social evils are frequently incidents in normal social evolu- tion. The development of sociology, therefore, may be ex- pected to assist largely in the correction of social evils, in the elimination of social maladjustments, 1 just as the devel- opment of biology has led to greater scientific exactness in the medical sciences. While sociology treats of social evils only incidentally, therefore, as the science of the normal it must throw light upon ways and means of getting rid of the abnormal. 2. A second conception of sociology is that it is the science of social phenomena. 2 This conception is current among many scientific men and even among some sociolo- gists. It is not so much erroneous as too broad and too vague. It either leaves no place for the special social sciences, or else it makes sociology simply a convenient col- lective term for all the social sciences. There are other sciences of social phenomena than sociology ; economics and politics, for example, deal not less truly with social phe- nomena than does sociology. The dictum of Professor Wes- termarek" that "the scientific treatment of any social phenomenon " is sociology leaves no place for the special social sciences. It would be difficult to say, for example, why the scientific treatment of trade and markets, according to this conception, would not fall within the scope of sociol- ogy rather than of economics. 'There is, of course, no objection to using the word sociol- ogy as a convenient general term to cover all the social sciences, just as biology is used as a convenient term to i Cf. Small, General Sociology, p. 34. 2 Cf. Ward, Popular Science Monthly, June, 1902, p. 113; also Bascom, Social Theory, p. 8. s American Journal of Sociology, Vol. X, p. 684. 2 3 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS cover all the biological sciences. 1 In library classifications, philosophic summaries of knowledge and the like, such a broad use of the term sociology is unobjectionable, but in scientific texts and in academic work we must have a more exact conception to satisfy the requirements of a working definition of a science. 2 3. A third conception of sociology, which is found im- plied in a few sociological texts, though nowhere stated ex- plicitly, is that it is the science of the phenomena of socia- bility. 3 This conception is, of course, derived from the preceding by giving to the adjective social a narrow mean- ing : it is the science of ' ' social ' ' phenomena in the narrow sense. Now, the phenomena of social attraction, or of socia- bility, in society are very important, but they must not be confused with social phenomena in the broad sense, and the science which treats of such phenomena of sociability can- not be the general science of society. It would only be another special social science coordinate with economics and polities. The non-sympathetic phenomena of society are too important to be excluded from sociology by definition. While it is improbable that a special social science will be developed to treat of the phenomena of social attraction separate from sociology, a sociology which dealt with these i " Social science " is, however, preferable to sociology as an encyclopedic term for all the social disciplines, and is now so used by the best authorities. 2 Cf. the statement of Simmel, Annals of American Academy of Political and Social Science, Vol. VI, p. 53 : " If sociology, in place of a mere tendency in method, which has been falsely denoted the science of sociology, is to be a true science, the entire province of social science, in its broadest sense, must be divided for purposes of investigation, and a sociology in the narrower sense be sepa- rated out." 8 Cf., e.g., Giddings, Elements of Sociology, pp. 6, 8. If we substitute in the definition of sociology on page 8 the definition of society on page 6, we get the following: "Sociology is the scientific study of any group or number of individuals who cultivate acquaint- ance and mental agreement." 4 CONCEPTIONS OF SOCIOLOGY phenomena exclusively could only form a few chapters in the general science of society. 4. A fourth conception of sociology is that it is " the science of human institutions." Under this head comes Professor "Ward's conception of sociology as " the science of human achievement," although he uses achievement in a somewhat broader sense than the ordinary definition of in- stitution. By achievement he means those activities that are permanently incorporated into civilization. The sum of human achievement is civilization. Sociology is, therefore, according to "Ward, the science of civilization and its insti- tutions. 1 The objection to this conception of sociology is that it omits many of the ephemeral and ordinary phenomena of daily social life with which the sociologist is necessarily concerned. It leaves out of account, for example, such ephemeral and transitory phenomena of society as mobs, crazes, fads, fashions and crimes, all of which are important phenomena for the sociologist to understand. 2 Moreover, it leaves out of consideration also the many instinctive activi- ties of daily social life which do not take on institutional forms and which are, therefore, not visible in the fabric of civilization. 3 Again, if this conception of sociology is too narrow in one sense, it is too broad in another because the special sciences also deal with human institutions, though in a specific rather than in a general way ; thus politics deals with the origin, development and workings of political in- 1 This is also apparently Spencer's conception of sociology, although it has been claimed that he used the word as an encyclo- pedic term for all the social sciences. Cf . Ward, ■ Pure Sociology, p. 15 ; also Wright, Practical Sociology, p. 1. 2 Cf. Ross, Foundations of Sociology, p. 5. 3 As Ross rightly says (op. cit., p. 89) : "If the institution is the thing to be explained, the ground is cut from underneath the lower human and subhuman sociology. For in groups of animals we find interactions, modes of mutual aid, habits of cooperation, etc. But do we find modes of life with a collective sanction annexed ? " 5 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS stitutions. While this conception, therefore, indicates many of the important problems of sociology, it affords, neverthe- less, an incomplete view of the problems of the science. 5. A fifth conception of sociology is that which makes it the science of the order, or organization, of society. 1 Un- der this head comes Professor Simmel's conception of soci- ology as the science of the forms, or modes of association. 2 Now there is no doubt that if this definition were understood in a broad enough way it could be made to cover all of the problems with which the sociologist deals. If we under- stand by the science of the forms of association the investi- gation of the origin, development and functioning of these forms, as well as their structure, this would cover all the problems of sociology. The trouble with the definition is that it fails to be specific enough, as Professor Simmel's treatment of the subject of sociology itself shows, because he excludes the psychical motivation of these forms of as- sociation, excludes also their psychical content, and would limit sociology to the study of the forms as such, making sociology, as he has himself said, a sort of social geometry. 3 Now, this study of the structure of society is undoubtedly important; and much of the best sociological literature of the present is occupied with the discussion of these problems. The chief criticism of this definition is that it fails to em- phasize the evolution of social relationships. All science is now evolutionary in spirit and method and believes that things cannot be understood except as they are understood in their genesis and development. A working definition of sociology, therefore, should throw the emphasis, not upon i Cf. Mayo-Smith, Statistics and Sociology, p. 1 : " Sociology is the science which treats of social organization." 2 See American Journal of Sociology, Vol. II, p. 167 ; also Annals of American Academy of Political and Social Science, Vol. VI, p. 54. s See Simmel's Soziologie, pp. 4-14. For further criticism .of Simmel's conception of sociology, see Chapter XVI. 6 CONCEPTIONS OF SOCIOLOGY the static aspects of society, but rather upon social change, development, evolution. 6. A working definition of sociology might, then, be formulated as follows : Sociology is the science of the organi- zation and evolution of society. This definition has the ad- vantage that it indicates at once the problems with which the sociologist deals, namely, problems of the organization of society, on the one hand, and problems of the evolution of so- ciety, on the other. It delimits clearly the problems of soci- ology from those of nearly allied sciences. It is worthy of note that this definition is very nearly that which Auguste Comte, the father of modern sociology, proposed, namely, the science of the " order and progress " of society. 1 The words "organization" and "evolution" are, however, broader terms than order and progress and are, therefore, preferable. " Order " connotes a stable, settled and har- monious condition of the elements of society while ' ' organi- zation ' ' means any relation of the parts of society with ref- erence to each other. " Progress " means advance, change for the better, while " evolution " means, not necessarily a change for the better, but orderly change of any sort. 2 This definition may, however, be criticised on account of the narrowness of the usual meaning given to the word organization. Social organization is practically synonymous with social structure. It, therefore, fails to include spe- cifically social functioning, or activity. In general also, the definition just given is hardly specific enough. Prof. J. Arthur Thomson, a biologist, has suggested perhaps an 1 Cf. Positive Philosophy, Bk. IV, Chap. Ill (Martineau's trans- lation) ; also Positive Polity, Vol. II, General Introduction. (In nearly all cases, references in this book are to English translations where such exist.) 2 In strict scientific usage, of course, the word should not be used in any other way. " Evolution," as used by the biologists, contains no implication of " better *' or " worse," but simply means "orderly change," or the theory of such change. 7 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS even better working definition of sociology because it is more specific, and indicates, if anything, even more clearly, the problems of sociology; namely, Sociology is the science of the origin, development, structure and functions of the forms of association. 1 While this definition might be re- duced to the same terms as the definition first proposed, if we regard " origin and development " as synonymous with " evolution," and " structure and function " as synony- mous with " organization," yet, because of the ambiguity of the word organization, and because the former definition is not specific enough, we shall accept this definition as, on the whole, the best working definition of sociology that has yet been formulated. This is, of course, not denying that other definitions of sociology may have equal validity. 2 Many other definitions might be given in other terms, but in every case they would imply the same problems and, therefore, the same content in sociological science. 3 i Professor Thomson's own words are (Heredity, p. 508): "The scientific study of the origin, development, structure and functions of human societary forms." 2 Many examples of other equally valid definitions might be given. For example, Professor Giddings's definition [Principles of Sociology, p. 5 ) : " Sociology is an attempt to account for the origin, growth, structure, and activities of society by the operation of physical, vital, and psychical causes working together in a process of evolution." 3 Professor Small's definition {General Sociology, p. 35) — "Sociol- ogy is the science of the social process " — comes to the same thing, since, as the context shows, the implication is that sociology deals, not with some specialized phase of the social process, but with the whole process of social interaction. Schaeffle's conception of sociology as "a philosophy of the special social sciences" (Bau und Leoen des socialen Kbrpers, Vol. I, p. 1) might seem at first to be radically distinct from any that have been given. But an examination of Schaeffle's writings shows, on the contrary, that the problems with which he actually dealt were precisely those of the origin, development, structure, and function of human interrelation- ships. Ratzenhofer's definition (American Journal of Sociology, Vol. X, p. 177; also Soziologie, p. 1)— "The science of the reciprocal CONCEPTIONS OF SOCIOLOGY Conceptions of Society. — It has been questioned by some whether the term " society " is capable of scientific defini- tion. Some sociologists, like Professor Small, have even denied that the term society can be made a scientific cate- gory. 1 They say that the term " association " expresses better the fact which the sociologist is trying to get at. This we shall not deny, as the same conclusion has already been implied in our use of the phrase " forms of association," instead of ' ' society, ' ' in the working definition of sociology which we have adopted. Nevertheless, in the historical de- velopment of sociology, the word society has been used and it seems best to continue its usage on that account, in spite of all the difficulty of giving such a loose popular term, which is continually shifting its meaning, a definite scientific content. Even in the social sciences themselves, the word society has frequently been used with a variety of meanings and again we must note the chief of these in order that we may make the conception clear from a scientific standpoint. 1. One conception of society is that it is synonymous with the state or the nation. This is a conception of the term which is found chiefly among writers on political science, but also found among some sociologists, as for ex- ample Spencer, who often uses the word society where he might as well have used the word nation. 2 In general, how- relationships of human beings " — is seemingly in accord with the fifth conception discussed; but his actual treatment of sociological problems corresponds to the sixth conception, as do indeed those of most leading sociologists from Comte down to the present. Kidd, however, would apparently exclude from sociology the consideration of purely statical problems, as he defines sociology {Eleventh Edition of Encyclopedia Britannica, Vol. XXV, p. 323) as "the principles which underlie human society considered in a condition of develop- ment." 1 See General Sociology, pp. 183-185. 2 The conception of society as the nation is espeoially common among sociological writers of the continent of Europe. Thus 9 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS ever, most sociologists of the present would not defend such a use of the term. They regard the state or the nation as simply forms of association and, indeed, not primary, but derived forms. Nevertheless, the state and the nation, as important forms of human association, legitimately occupy a central place in the sociologist's thought. 2. Another conception of society is that it is synonymous with the cultural group. According to this conception, " a society is all that group of people that have a common civili- zation or who are the bearers of a certain type of culture." A society, then, could hardly be smaller than a nation but might be much more extensive. Western Civilization, or Christendom, would, in this definition, constitute a society. 1 There is, of course, no objection to regarding the peoples who have a common culture as forming one large society. The only question is whether we can limit the concept of society to such a group. To limit the term society to cul- tural groups, and the work of the sociologist accordingly, would be an arbitrary limitation which could scarcely be justified upon scientific grounds. The cultural group is again only one of the many forms of human association, and rather than limit the conception of society to it, it would be far better to take the term society with all the variety of Schaeffle says {Bau und Leben, Vol. I, p. 1) : "By society, or the social body, is here meant the entire nation {Volk) and national existence, that is, the entire people and folk life.'' Dr. RenS Worms also says {Orgamisme et Socie'te', p. 31): "We reserve the name societies for national groups alone. Society is, then, for us an en- during group of living beings carrying on all their activity in common." Dr. J. Maxwell goes even further, when he says (he Crime et la Socie'te', pp. 3, 4) : "I shall use the word society in the sense of a political group having a legislative unity. France, Spain, Italy, are societies." iThis seems to be the conception of society endorsed by Fair- banks, though he also suggests the more general definition given below. He says {Introduction to Sociology, p. 4): "In general, a society coincides with a type of culture." 10 CONCEPTIONS OF SOCIOLOGY meaning which popular usage has given it and try to give it a scientific content by finding a common element in its varying usages. All recent attempts at the definition of society by sociologists have been directed to this end. 3. As an example of such a definition we might cite the definition of society proposed by Fairbanks : " A group of men who are bound together in relations more or less per- manent. ' ' * This is substantially a correct definition of the term society as it is used in the concrete sense by most sociologists of to-day. It makes society synonymous with any permanent human group. 2 It is, however, somewhat vague as to what sort of relations constitute a society, and therefore falls short of the requirements of a good working definition. It fails to specify that these relations are not those of mere contiguity in time and space or of mere de- pendence on a common environment, but are those of men- tal interaction. 3 4. This definition, in order to give it scientific precision, must be modified in at least two respects. While we cannot limit the conception, of society exclusively to human groups, as we shall see later, we cannot, on the other hand, accept the view of Espinas that societies may be formed by indi- viduals of different species ; 4 for that disregards the essen- 1 Op. tit., p. 3. 2 Cf. Dealey (Sociology, p. 41) : "The term society ... is regu- larly used in sociology to denote a human group held together by common elements and interests." s From Comte down, most sociologists have made the psychical element the constitutive principle of social life, or society in the true sense. See, for example, Schaeffle, Abriss der Soziologie, pp. 14-16. Compare also Baldwin (Individual and Society, p. 30) : "A situation which is psychic in character and scope is fundamental. Without it no society could arise." 4 See his Des SociStis Animates, Section I. Espinas, however, admits that true or "normal" societies can be formed only by members of the same species. Associations of different species (parasitism, commensalism, mutualism) he would call "accidental societies." 11 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS tial condition of society. We do not think of individuals as constituting a society unless they are psychically interde- pendent. Mere physiological or ecological interdependence is not sufficient to constitute a society. 1 When one speaks of groups of plants or other low organisms as constituting societies, it is probable that he is using the term metaphor- ically, or else attributing to them some degree of psychic life. It is the interdependence in function on the mental side, then, the contact and overlapping of our inner selves, which makes possible that form of collective life which we call society. Now, such psychical interdependence implies enough mental resemblance to make possible definite forms of inter- stimulation and response. Professor Giddings is undoubt- edly right, therefore, in insisting that similarity, resem- blance, both physical and psychical, is an essential condition for society. 2 Whether, as he also insists, mutual recogni- tion of resemblance, or " consciousness of kind," is an essential condition is a debatable question ; but it is safe to conclude that without at least the amount of resemblance which is found among individuals of the same species, so- ciety, in the scientific meaning of the word, is impossible. 3 i Espinas's mistake comes through making mere physiological interdependence or reciprocity sufficient to constitute a society. He says (Des Soci4t6s Animates, p. 158) : "The characteristic trait of the social life is an habitual reciprocity of services among activities more or less interdependent." The opposite mistake of making some relatively specialized psychical element, such as sympathy or imi- tation, the constitutive principle of the social life 'will be discussed at length later. 2 Elements of Sociology, Chaps. I and VI. 3 Cornejo (Sociologie Gatfralc, Vol. I, p. 205) goes so far as to define society as " the natural grouping of organisms possessing consciousness of kind (conscience d'espece)." Cornejo and many other sociologists would not recognize as societies ephemeral and accidental groups. These groups, however, are always found within the larger, permanent groups, and their exclusion or inclusion within the conception of society is of no practical importance. 12 CONCEPTIONS OF SOCIOLOGY We shall assume, therefore, when we speak of individuals as the constituent units of society, that they are individuals of the same species. With these assumptions, we may tentatively define a so- ciety, in the concrete sense, as any group of individuals having more or less conscious reciprocal relations to each other ; or, more briefly, any group of psychically interacting individuals. 1 It may be asked if another qualification should not be added to our definition, namely, that the individuals of the group be friendly or " sociably " disposed toward one an- other. But it is evident that hostility may exist among the members of the group and that it may be but a phase of their social life. Conflict between individuals usually arises because of their social relations (psychical interactions), not because they are socially unrelated. The conception of so- ciety cannot, then, be regarded as implying exclusively friendly relations. However, the prevailing relations be- tween the members of a group are friendly and conflict may be regarded as a sort of a negative and destructive element in the total life of the group. Practically, therefore, the internal conflicts of a group may be disregarded in a con- structive view of its life history. Ultimately, all the members of a group work together in the carrying-on of a common life-process. In this sense they may be said to co- operate. If we mean by cooperation nothing more than this living together and working together in a common life, it is a mark of all social groups whatsoever; and we should be substantially correct if we defined society as any group of 1 For fuller discussion of the conception of society, see Chapters VII, VIII and XIX. No attempt has been made to discuss in de- tail the many definitions of society found in sociological writings. Among these that of Tarde is easily most novel (Laws of Imitation, p. 68 ) : " Society may be defined as a group of beings who are apt to imitate one another." This conception is discussed in Chap- ter XIII. 13 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS individuals who either unconsciously (instinctively) or con- sciously (reflectively) cooperate. 1 Thus, a society may be constituted as readily by two or three individuals as by a million. The only criterion by which we may decide whether any group constitutes a so- ciety or not is its possession or non-possession of the essential mark of a society, namely, the functional interdependence of its members on the psychical side." According to this view, a family and a nation, a debating club and a civilization, are equally entitled to the appellation of society and to be ob- jects of the sociologist's investigation. As Stuckenberg has put it — " Society is created whenever men pass from isolation to a re- lation of cooperation or antagonism, of mutuality and reciprocity; whenever they affect each other as stimuli. . . . Society [is] con- stituted by the mental interaction of individuals, that is the essen- tial idea." 3 It is evident that society is but a broad term standing for the psychical interactions of individuals. It is practi- cally, as Professor Hayes has said, a verbal noun, 4 that is a name of a process, and but a little narrower than the ab- stract term association, which, as we have already seen, is probably the more scientific term. "When used abstractly, indeed, " society " is synonymous with this latter term, 1 Cf. G-iddings, Inductive Sociology, p. 5. 2 This is the only possible criterion of " the social," in the view of the writer. Social life, on this view, becomes synonymous with intermental life. 3 See his Sociology: The Science of Human Society, Vol. I, pp. 80-102. Among the earliest writers to define society as essentially an interaction of individuals (and so as a process) was Simmel (see his Sociale Differenzierung, pp. 12-20). Professor Small has espe- cially developed and emphasized this idea (see his General Sociology, Chap. I). * American Journal of Sociology, Vol. X, pp. 750-765. 14 CONCEPTIONS OF SOCIOLOGY meaning the interaction of individuals. 1 The conception of society which we have arrived at, therefore, is not very dif- ferent from that which Comte had, for in his mind society was practically humanity viewed from the standpoint of reciprocal relations. 2 The chief difference between the con- ception which we have reached by analysis and Comte 's con- ception is that he approaches the matter from the stand- point of the species while we have approached it from the standpoint of the individual. Accepting this conception and assuming the essentially psychical nature of the relation- ships, we might substitute in our definition of sociology the phrase " reciprocal relations," which would give us then the following : Sociology is the science of the origin, develop- ment, structure, and function of the reciprocal relations of individuals. It is the interrelations themselves, however, not their products, which the sociologist is primarily interested in. What he investigates is not so much the organizations and institutions of society as the associational processes which lie back of these, the processes of individual interaction which constitute them. 3 These processes of individual inter- action, it is manifest, must have both biological and psycho- logical aspects. In explaining them, therefore, sociology, we shall try to show, necessarily becomes a biology and psychol- ogy of these associational processes. Definition of " Social." — Much confusion has been in- troduced into sociological discussions through the lax use of the word " social."* On account of this, several writers i Cf. Professor Small's definition of "society " ( General Sociol- ogy, p. 405 ) : " That phase of the conditions of human life which consists of inevitable action and reaction between many individuals." 2 Cf . Positive Philosophy, Book VI, Chap. Ill ; also Positive Polity, Vol. I, pp. 263-70; Vol. II, Introduction. 3 See Professor Hayes's article, " Sociology a Study of Processes," American Journal of Sociology, Vol. X, pp. 750-765. ^ For a. critical discussion of the various conflicting uses of the word social, see Waxweiler, Esquisse d'une Sociologie, pp. 68-71. 15 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS have proposed other adjectives, such as " societal " and " societary " 1 to mean " of, or pertaining to, society" ; but there is no good reason why the word ' ' social ' ' should not be given in the social sciences the meaning which properly belongs to it,, namely, " of, pertaining to, relating to, so- ciety. ' ' In accordance with our definition of society, there- fore, the word ' ' social ' ' should mean ' ' that which relates to, pertains to, the interactions of individuals." In other words, the social is that which involves the psychic inter- action of two or more individuals, 2 Social phenomena are, accordingly, as Professor Boss says in effect, " all phe- nomena which we cannot explain without bringing in the action of one individual upon another." 3 " Social," then, is a comprehensive term including the economic, political, moral, religious, educational, and all other phenomena arising from the interactions of individu- als. The economic, political, etc., is not to be distinguished from the social, save as one aspect or phase of the social. Economic and political problems, for example, are at the same time social problems; but not all social problems are economic or political problems. Social problems are eco- nomic, political, moral, religious, educational, etc., problems, or problems which involve several or all of these aspects of Waxweiler defines " social " as follows : " All that concerns the actions and reactions effectively exercised by individuals in the relations which they have among themselves without distinction of sex." i Cf. Sumner, Folkways, passim; also article by Small, Annals American Academy of Political and Social Science, Vol. V, p. 120. 2 In harmony with this, though somewhat broader, is Professor Cooley's definition of the word social. He says (Human Nature and the Social Order, p. 4 ) : "In its largest sense it denotes that which pertains to the collective aspect of humanity." Very different, on the other hand, is Gumplowicz's conception (Outlines of Sociology, p. 83 ) : " By social phenomena we mean the phenomena which appear through the operation of groups and aggregates of men on one another." 3 Foundations of Sociology, p. 7. 16 CONCEPTIONS OF SOCIOLOGY the social life — problems, in other words, which are wider and deeper than any single phase of society. It is this latter class of problems which particularly deserve to be spoken of as sociological problems ; but these we shall discuss later. Unfortunately the word social is not used popularly in the striet scientific way in which we have defined it, but is used with a variety of loose meanings attached to it. It is especially used as nearly synonymous with the word " so- ciable." The scientific student of society, however, has little excuse for using the word in a loose sense. He can always find some other word, or make use of some qualify- ing phrase, when it is necessary to express a narrower idea than that which logically attaches itself to the word " social " from its connection with the term " society." Animal Societies. — It will be noticed that in our defini- tions of sociology, society, and social, we have avoided the use of the words " man," " human being," " humanity," and the like. This is because there are animal groups from which we cannot well withhold the name of " societies," because they have all the characteristics of societies as we have described them. Such, for example, are the groups formed by the so-called ' ' social insects, ' ' the ants, bees, and wasps, 1 and the groups formed by many birds and mam- mals. 2 Objectively and even subjectively, so far as we can see, these groups conform to the definition of society which we have accepted. 3 While there are vast differences between i See Lubbock's Ants, Bees, and Wasps; McCook's Ant Communi- ties; Wheeler, Ants, their Structure, Development, and Behavior. 2 See Kropotkin's Mutual Aid a Factor of Evolution. 3 Of course, this is assuming that these animal forms have some degree of mental life, and that their mentality influences in some degree their conduct and interrelations. Curiously enough, Pro- fessor Baldwin seems to assume that in animal groups " the essen- tial bond is lacking, the mental oond" (Individual and Society, p. 30). This is because he limits the conception of a mental bond to " common thought and the common apprehension of personality." Hence, according to Baldwin, animal groups never constitute true 17 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS these animal societies and human societies, these differences are specific, and not generic. 1 The theory of evolution has broken down the wall which so long separated the human from the animal world, and no longer permits us to regard human nature and human interrelations as something alto- gether peculiar and isolated. It is, in fact, impossible to define society in such a way as to include all human groups and only human groups, without resort to some arbitrary procedure. The fact of society is wider, then, than the fact of humanity. The question arises, therefore, whether sociology should take account of animal groups as well as of human groups. If we assume the evolution of the human from the subhuman there can be only one answer to this question: sociology must take animal societies into account. Just as psychology cannot stop with the study of the human mind, but goes on to study the manifestations of mental life even in the lowest animal forms in order to throw light upon the nature of mind; so sociology cannot stop with the study of human interactions, but must go on to study the lowest type of psy- chical interactions found among animal forms, in order to throw light upon the nature of society. 2 But it must be admitted that the psychologist's interest in the mental life of animals is prompted by his desire to explain the mental life of man. So, too, the sociologist's in- societies. (See also his Social and Ethical Interpretations in Men- tal Development, Fourth Edition, pp. 503, 524.) i For discussion of the differences between animal and human societies, see Chapter VII. What is meant here by saying that the differences are specific, not generic, is that the differences are quan- titative, not qualitative. Cf. Waxweiler, Esquisse d'une Sociologie, pp. 82-84. An excellent discussion of some main differences of ani- mal from human societies can be found in Hobhouse, Mind in Evo- lution, pp. 277, 307, 339-41. 2 For demonstration that light can be thrown on human society by the study oX animal association, see Espinas, Des Socidtds Animalcs. 18 CONCEPTIONS OF SOCIOLOGY terest in animal societies is prompted solely by his desire to explain human societies. In each case, the human remains the center of interest. But because we believe that we can- not understand a thing unless we understand it in its gene- sis, and because we believe, furthermore, that the origin of nearly all important elements in human nature is to be found below the human line, we are forced to study animal mental and social life in order to understand fully the social life of man. Sociology is, therefore, essentially a human science; and its comparative chapters form but a brief in- troduction to its treatment of human problems. It would be substantially correct to define sociology wholly in human terms, were it not that some sociologists have denied that sociology has any comparative chapters ; * that animal asso- ciation can throw any light upon human association. 2 The elementary considerations on modern scientific method which we have here introduced are sufficient to refute this posi- tion ; and to establish the proposition that sociology, though distinctively a human science, must take into account at every step the facts of the animal life below man. iAs an example, see Ward, Outlines of Sociology, p. 92; also Pure Sociology, p. 29. The motive for such denial in Ward's case, as in nearly all such cases, is his intellectualistic conception of human society. Ward asserts : " It [human society] is essentially, rational and artificial, while animal association is essentially in- stinctive and natural." 2 Petrucci, in his Origine PolyphyUtique, Somotypie et non- Comparability directe des Socie'tis Animales, is one of the most recent writers to deny that animal societies can throw light on human societies. This idea he repeats in his Les Origines Naturelles de la Proprie'te', even going so far as to deny (p. 226) that social evolution has any sort of connection with organic evolution! But as my colleague, Professor Maurice Parmelee, shows (in the final chapters of a work on The Science of Human Behavior, soon to be published) both human societies and animal societies have been created by the same life forces, and that therefore it is possible to reason from the general facts in animal association to human asso- ciation, provided sufficient precautions are taken. See Chapter VII. 3 19 CHAPTER II THE SUBJECT-MATTER AND PROBLEMS OP SOCIOLOGY The Subject-Matter of Sociology. — Considerable contro- versy has existed over the question as to whether sociology has an independent subject-matter or not. It is evident from our definition of sociology, however, that its subject- matter is the same as that of all the social sciences. The only difference between the subject-matter of sociology and a special social science, like economics, for example, is that sociology takes the whole field of social phenomena for its subject-matter while economics takes only one section or phase of social phenomena, namely, the industrial phase. In the same way, biology or physics has no distinctive subject- matter apart from the specialisms which exist under them. Sociology, then, like all general sciences, has no distinctive subject-matter of its own. This is true, however, more or less of all sciences. The distinction between the sciences is not one of subject-matter, but of problems. The same sub- ject-matter may be investigated by several sciences, but always from different points of view, that is, with reference to different problems. Thus a movement of the human body may be investigated with reference to certain problems by the physiologist, and with reference to quite different prob- lems by the psychologist. The truth is that there are no hard and fast lines in nature upon which to base the di- visions between the sciences. The present divisions have grown up as a result of the division of labor between scien- tific investigators and are largely matters of convenience. That is, they are largely teleological divisions, based upon 20 SUBJECT-MATTER AND PROBLEMS the different problems before the minds of different inves- tigators. The subject-matter of sociology, is, then, social phenom- ena, in the broad sense in which that term has just been denned ; or as Professor Small has somewhat more happily phrased it, ' ' the process of human association. ' ' 1 The sociologist considers this process as a whole, in its totality, and especially in its more general and fundamental aspects ; while the students of the special social sciences study rela- tively special products and phases of the same process. Thus the same objective social fact, say the French Revolution, may serve as scientific material for the sociologist, the econo- mist, the political scientist, and many other investigators. The Unit of Investigation in Sociology is a topic which has occasioned considerable discussion among sociologists. It is not apparent, however, that a science must have but one unit of investigation, 2 and the outcome of the discussion has been to indicate a number of units of investigation which may be used. Among the more important of these are : (1) the socius, or associated individual, the member of society, the unit out of which all the simpler social groups are com- posed; (2) the group of associated individuals, whether the groups are natural, genetic groups, or artificial, functional groups; (3) the institution, which we may here define as a grouping or relation of individuals that is accepted, usu- ally expressly sanctioned, by a society. It is evident that all of these units, and many more, may be employed by the sociologist in investigating social organi- zation and evolution. The object of the sociologist's atten- tion is always, however, as Professor Hayes has demon- strated, the associational process, that is, the psychical inter- actions of individuals. 3 Some phase of the social process is, i General Sociology, Chap. I. 2 Cf. Ross, Foundations of Sociology, pp. 85-99 ; also Giddings, Elements of Sociology, pp. 9-11. 3 See American Journal of Sociology, Vol. X, pp. 750-765. 21 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS then, always the real unit of sociological investigation. It may be communication, suggestion, imitation, competition, cooperation, or any one of the many minor processes which- go to make up the whole process of social organization and evolution. It is these 'processes of individual interaction and their many complications which the sociologist investi- gates and is bent on explaining. As soon as he shifts his attention from the interactions between individuals to the individual himself, he is no longer a sociologist, but a psy- chologist or a biologist, for the object of his attention is then either the states of consciousness of the individual or his physical characteristics. The soeius can be a " unit of investigation " in sociology only in so far as he is consid- ered a functional element in the associational process. So far as there is a concrete object of the sociologist's attention, it is the group of associated individuals. The Problems of Sociology. — Disregarding the prelimi- nary methodological problems of the science, which are dis- cussed in the first five chapters of this book, the problems of pure sociology fall into two great classes: 1 (1) static problems, or problems of social organization and of social functioning; (2) dynamic problems, or problems of social origin and of social development. (1) The static problems of sociology are problems of the coordination of the activities of individuals, and so of the relations of individuals to one another, and to groups, and of groups to one another. They may be divided, as has been already implied, into problems of the organization of the in- i Other classifications of sociological problems are, of course, pos- sible;, and may be easily reconciled with the classification into "static" and "dynamic" (possibly "descriptive" and "genetic" would be better words); as, e.g., the classification into biological and psychological problems. A complete enumeration of sociological problems is not attempted in this section. Many so-called sociolog- ical problems (as those in social ethics) are, of course, not problems in pure sociology at all. 22 SUBJECT-MATTER AND PROBLEMS terreiations of individuals, and problems of the functioning of these interrelations ; in other words, into problems of the structure and functions of the forms of association. From a psychological point of view, all these problems reduce themselves to the problem of the types of interaction found among the individuals of a given group under given circum- stances. They are, then, problems of a hypothetically sta- tionary society, such as arise from studying society in cross- section, as it were, when no question as to changes in society is raised. For this reason, Comte called this aspect of soci- ology " social statics." As examples of problems of social organization, we might take such questions as the various forms or modes of association ; the various kinds of social groups ; their classi- fication ; the nature of the forces that act in social organiza- tion ; the influence of various aspects of human nature upon social organization; the influence of physical factors (stim- uli) upon social organization; the nature of social organi- zation. As examples of problems of social functioning, on the other hand, we might take such questions as how individuals act in groups or cooperate; how ideals, standards, public sentiment, and the like, shape social activities; how the group modifies or controls the individual; and how the individual modifies his group; how certain forms of asso- ciation influence social activity. These are but illustrations of the problems that may arise when no question as to change in the type of social structure or function is raised. Other illustrations will eas- ily suggest themselves to the student. (2) The dynamic problems of sociology are problems of the changes in the type of social organization and function- ing; that is, in the type of individual interactions. They may be collectively called problems of social evolution, using that phrase to cover social genesis as well as orderly social changes. Under this head come then, the important prob- 23 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS lems of the origin of society in general— that of association among animals — and of human society in particular, and of the specific forms of association. While the genesis of par- ticular human institutions, such as government, religion, property, and the like, may be considered as belonging to the special sciences which specifically consider these institu- tions, yet the genesis of the forms of association which give rise to these institutions must be considered a problem in sociology. Aside from these problems of social origin, there are the problems of social evolution in the narrow sense — the causes of progressive and retrogressive changes in social organiza- tion. There is a sense, to be sure, in which the problem of social progress may be considered a problem in social ethics ; that is, so far as the problem is one of determining a social ideal. But, in a deeper sense, the problem of social progress belongs to sociology. 1 Assuming a given social ideal, then the question of the causes or factors in social progress is purely a sociological question. However, many sociologists use the phrase " social progress " in an entirely relative sense, meaning thereby any advancement toward a higher, i It may be admitted that the problem of progress, using the word in its usual sense, is not a problem in " pure " science. The very word has a practical outlook. If sociology were to remain rigidly a pure science, it could only speak of social change, as Ross maintains it should do (cf. Foundations of Sociology, pp. 180-89), and not of progressive and retrogressive changes. However, no sci- ence is " pure " in this sense. All the positive sciences have a for- ward and a practical outlook; and surely sociology need not fear to have such an outlook! All the leaders of sociological thought from Comte down (including Professor Ross!) show very clearly in their writings that their main interest is in the theory of progress. While the theory of social evolution must be regarded as the main problem of pure sociology, yet this very statement implies that in so far as sociology has a practical outlook, its chief purpose is to develop a theory of social progress (the constructive aspect of the theory of social evolution). See Chapter XVIII of this book; cf. also Ward, Dynamic Sociology, Preface. 24 SUBJECT-MATTER AND PROBLEMS more complex type of social organization — higher that is, in the sense of better adapted for survival. The problem of the causes of social progress in this sense is manifestly soci- ological. So also the negative aspect of this problem, the causes of social decline or degeneration, that is, of reversion to lower and simpler forms of social organization. These two problems are perhaps the problems of chief human in- terest in sociology, the former being, of course, the more important of the two. The problem of social progress may, therefore, be said to be the most important problem of sociology and the one to which all other problems lead up. Indeed, the chief purpose of sociology may be said to be to develop a scientific theory of social progress. 1 Of course, many other problems are included in, or grow out. of, these two chief problems of social evolution; thus in formulating the conditions of progressive and retrogres- sive social evolution, the sociologist necessarily must formu- late the conditions under which certain types of society emerge and develop ; and so also the conditions of social sur- vival, both in general and for particular types of social organization. The problem of the conditions of social sur- vival is, however, evidently the same as the problem of the causes of social progress and decline. The study of social evolution, then — that is, of social changes of all sorts, from those of fashions to great indus- trial and political revolutions — is the vital part of sociology. Social evolution, moreover, in its different aspects consti- tutes one large problem and that the central problem of sociology, just as organic evolution in general furnishes the central problem of biology — the problem which differenti- ates that science from the special biological sciences and justifies its existence as a science — so social evolution fur- nishes the central problem of sociology. i Cf . Carver's conclusion (Sociology and Social Progress, p. 7) : "The fundamental task of the sociologist is to furnish a theory of social progress." 25 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS The problems of change — development — in society are evidently problems of movement, hence Comte proposed that this aspect of sociology should be called social dynamics, as " dynamics " in his time was that part of physics which dealt with the laws of motion. Some recent sociologists have called this division of sociology genetic sociology, and some simply social evolution. 1 Static and Dynamic Sociology.— Shall we, then, preserve the old distinction between static and dynamic sociology? It is worthy of note that even Comte, who made this distinc- tion, said that he made it merely for purposes of scientific analysis, and that it must not be considered as involving ' ' any real separation of the science into two parts. ' ' 2 The truth is that no problem in social organization can be deeply investigated without running into the problem of social evo- lution. "We cannot study social structure without being led insensibly into questions of origin and development ; on the other hand, we cannot study social evolution without consid- ering the structure affected. Complete sociological theory, therefore, does not admit of division into static and dynamic portions. The distinction is merely one of problems, and arises through scientific analysis. It is a useful distinction in sociological investigations and for pedagogical purposes, but it cannot be maintained in a systematic presentation of sociological theory, as all recent sociological writers have discovered. Moreover, the terms " static " and " dynamic " are bor- rowed from physics, and are not particularly happy terms when used to describe social processes. Terms borrowed i The student would do well to compare the above brief outline of the main problems of sociology with Ratzenhofer's paper on " The Problems of Sociology " in the American Journal of Sociology, Vol. X, pp. 177-188. Of the thirteen problems which Ratzenhofer dis- cusses, many, in the opinion of the writer, are problems of the special social sciences, while some are problems in philosophy. 2 Positive Philosophy, Bk. VI, Chap. III. 26 SUBJECT-MATTER AND PROBLEMS from the biological sciences are coming, in part, to replace these borrowed from physical science in recent sociological discussions. Such terms as social morphology and social physiology are used instead of social statics, and genetic soci- ology instead of social dynamics. But it must be admitted that these new terms are scarcely more happy than those borrowed from physical science; indeed, in some respects they fail to convey the meaning as clearly as the older terms. There is, after all, little in names, provided they are used with clear and definite connotations. The adjectives " static " and " dynamic " are often convenient in the social sciences and there can be no great objection to their use, since they have been adopted into the vocabulary of nearly all the sciences. We shall continue to speak of the " static " and " dynamic " aspects of sociology, therefore, without implying, on the one hand, any separation of the science into two parts, and, on the other hand, any close analogy between physical and social conditions and changes. The Relation of Sociology to Social Description. — Some sociologists have created another division of sociology which they term descriptive sociology, made up of descriptions of social activities and institutions. It is true that all science presupposes descriptive material. Thus, political science presupposes the description of actual government ; economics the description of commerce and industry; biology the de- scriptive material which we term natural history. But it is true also that mere description is never science in the stricter sense of the word. Science, in the stricter sense, is always explanatory; it is a higher generalization, revealing laws, causes and principles. As Professor Small says, " Like all genuine science, sociology is not interested in facts as such. It is interested only in relations, meanings, valuations, in which facts reappear in essentials. ' ' 1 1 General Sociology, p. 15; cf. also Comte's statement (Positive Philosophy, Bk. VI, Chap. XIII) : " Science is made up of laws, and not of facts." 27 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS Moreover, another difficulty in creating a descriptive division in sociology which shall be recognized, is the fact that the field of social description is already covered by three well-recognized departments of knowledge, namely, ethnography, demography and history; ethnography, de- scribing the savage, barbarous and semicivilized peoples; demography, describing the contemporaneous societies of civilized peoples; and history, describing the past events among the civilized. It has been somewhat of a puzzle with which of these three descriptive sociology should be identi- fied. Spencer, in a famous passage, 1 identified descriptive sociology with history— as it ought to be written. Most other sociologists have tended to identify it with demog- raphy; while some have not hesitated to assume that the only social description worthy of attention by the sociologist was to be found in ethnography. 2 It is evident, however, that the descriptive material of which the sociologist must make use is to be found in all three of the above disciplines. It would seem that the best way out of the difficulty is to drop the use of the term " descriptive sociology," just as we do not speak of a " descriptive biology." Its use only adds to the confusion already existing as to the relation of sociology to the above three disciplines. There can be no objection, however, to using the term to designate special organizations of descriptive material from the above sources for sociological purposes. This, in effect, is what Spencer attempted to do in his encyclopedic work entitled Descrip- tive Sociology. i Study of Sociology, Preface to American edition, p. iv. 2 Apparently Dr. Haddon would identify sociology with ethnology or ethnography. (See his article on "Ethnology: Its Scope and Problems," in Proceedings of the Congress of Arts and Science, St. Louis, 1904, Vol. V.) For a discussion of the relations of eth- nography and sociology, see Achelis, Soziologie, p. 38; also Stein- metz's article, "Die Bedeutung der Ethnologie fur Soziologie," in Vierteljahrschrift fiir viissenscliaftliche Philosophie und Sociologie, Vol. XXVI. 28 CHAPTER III THE RELATIONS OF SOCIOLOGY TO OTHEE SCIENCES The Relation of Sociology to the Special Social Sciences. — The relation of sociology to the special social sciences, eco- nomics, politics, ethics, and the like, has often been com- pared to the relation of a trunk of a tree to its branches. Perhaps, as Professor Ross has suggested, 1 the tree in ques- tion should be thought of as a banyan tree, as many of these sciences have independent roots in psychology and biology. All of these sciences, however, derive their significance from the fact that they deal with some phase of human interac- tions; and they are, therefore, properly styled the special social sciences. The economics, the morality, the religion of a perfectly isolated being, if such could be thought of, would be something far different from the things we know under those names in human society. As was said above, the special social sciences deal with special phases or aspects of the social life; and they do this by a process of scientific abstraction, that is, by studying these phases as more or less separate, or abstracted from the total social life. They deal with problems which are relatively specific and con- crete, concerning usually only one section or aspect of the social process. Their generalizations are, therefore, rela- tively partial and incomplete. Sociology, on the other hand, tries to reach generalizations of a higher order, which pre- sent a more general and fundamental view of the social reality. The social problems which are of a general nature, i Foundations of Sociology, p. 27. 29 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS therefore, that is, those which pertain' to the social process as a whole, are left necessarily to sociology. What these problems are has already been pointed out. The special social sciences are not logically competent to deal with these general social problems, as their basis of in- duction is not sufficiently wide. This fact has not always been sufficiently appreciated by workers in these sciences, and the result has been many one-sided theories of the social life. In constructing a theory of social progress, an econo- mist, for example, would naturally give undue prominence to economic factors, and perhaps even subordinate other factors altogether. This Karl Marx and other students of economic conditions have actually done. It was, in part, as a protest against such ' ' fractional ' ' views of the social life that sociology came into existence. The special social sciences, when pursued by themselves, necessarily furnish only fractional views of the social life ; they must find their logical completion, in a general science of society, which shall furnish a complete view of social organization and evolution. There has been much debate as to whether sociology should be regarded as a synthesis of the special social sciences or as a science fundamental to these. The ques- tion could have arisen only through confusion of the logical relations between problems. Sociology may be regarded either as a synthesis of the special social sciences or as a science fundamental to these. All the general sciences are synthetic in method and at the same time fundamental in character. Their fundamental character is a result of the wideness of their syntheses. Their generalizations are not only much wider than those attempted by the special sciences, but, because they are wider, they are also much deeper. Now, sociology, as a theory of social organization on the one hand, and of social evolution on the other, at- tempts generalizations much wider than the special social sciences ; and for that very reason its generalizations are of 30 SOCIOLOGY AND OTHER SCIENCES a fundamental character. But it is only through the syn- thesis — the seeing together — of social phenomena that such fundamental generalizations can be effected. Hence, sociol- ogy is correctly conceived as, in many of its aspects, a syn- thesis of the special social sciences. But we mean by this, not a summing-up of the special social sciences, but rather an all-sided generalization of the social process. Hence, sociology is the fundamental science of the social life, the basis of the social sciences as well as their logical completion. The relation of sociology in its synthetic aspects to the special social sciences may, perhaps, be illustrated by the relation of general philosophy, as a scientia scientiarum, to all the sciences. 1 Modern philosophy is not indifferent to the sciences, but is, in one sense, to be regarded as a result of the synthesis of all of them. The several sciences, dealing as they do each with but narrow segments of reality, neces- sarily present but partial views of the universe ; to philoso- phy is left the task of combining these partial views into a complete and ultimate picture of the universal reality. To philosophy, therefore, are left the ultimate and universal problems, such as the nature of mind and matter, the ulti- mate relations between these two, the nature of causation, etc. In this sense, the relation of philosophy to the several sciences is similar to the relation of sociology to the special social sciences. The matter might be, perhaps, better illus- trated by considering the relation of any general science to the special sciences under it. Thus biology may be consid- ered a synthesis of all the biological sciences, and to it are turned over the general problems of organic life, such as the origin and evolution of species, the nature of nutrition and reproduction, the causes of variation, the theory of heredity, and the like. While these illustrations are imper- fect, it is manifest that the relation of sociology to the spe- cial social sciences must be of the same general character i Cf. Flint, Philosophy as a Scientia Scientiarum, pp. 1-63. 31 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS as the relation of any general science to the special sciences under it. The distinction between sociology and the special social sciences, it may be well to repeat, is only a matter of con- venience based upon the division of labor among scientific workers. The distinction, in other words, as has already been pointed out, is purely one of problems. The sociologist deals with the more general and fundamental problems of the social life, such as the theory of social organization on the one hand, and the theory of social evolution on the other; while the special social sciences deal with relatively specific or concrete problems which primarily concern only special aspects or phases of the social life. It must be evident from all that has been said that the practical relations between students of sociology and stu- dents of the special social sciences should be those of sym- pathetic and helpful cooperation. The sociologist needs to know at every point in his work the results of the special social sciences, and, on the other hand, in order that he may have a proper point of view, a proper perspective, the worker in the special social sciences must be well grounded in sociology. The dangers of isolation of the special social sciences from sociology, and of sociology from these sciences, are very grave dangers. Over-specialization in any one social science must be discouraged if one-sided views of the social life are not to prevail. Human life is a unity, and it must be studied in all of its aspects, on all of its sides, if a true conception of it is to be attained. Accordingly, we shall em- phasize the close interdependence of the several social sciences with sociology and of sociology with these sciences in discussing the relations of sociology with each of them. We shall note briefly the more important of these sciences and the close interrelations between them and sociology. 1. Economics. — First among the special social sciences must be placed economics. This is primary among them 32 SOCIOLOGY AND OTHER SCIENCES because it deals with that phase of the social life which is concerned with the production and distribution of the ma- terial means of subsistence. To be more exact, it is " the science of those social phenomena to which the wealth- getting and the wealth-using activity of man gives rise ' ' j 1 or in the language of another authority, it " treats of the commercial and industrial activities of men from the standpoint of values and markets. " 2 It is evident, which- ever of these definitions one adopts, that economics deals with a most fundamental phase of man's activity as a social being — the problems connected with the production and distribution of wealth. Its importance, therefore, in un- derstanding the total social life, to the sociologist, cannot be too highly estimated. On the other hand, it is evident that the wealth-getting and wealth-using activities of man are strictly an outgrowth of his social life and that economics as a science of industry, must rest upon sociology; for the fact which lies back of human industry is human association. The mistake has been made in the past, at times, of supposing that economics dealt with the most fundamental social phenomena, and even at times economists have spoken of their science as alone suf- ficient to explain all social phenomena. It cannot be ad- mitted, however, that we can explain social organization in general, or social progress, in terms of economic develop- ment. A theory of progress, for example, in which the sole causes of social progress were found in economic conditions would neglect political, religious, educational, and many other conditions. Only a very one-sided theory of society can be built upon such a basis. 3 The sphere of economics is 1 Ely, Outlines of Economies, p. 82. 2 Davenport, Outlines of Economic Theory, p. 2. »Cf. Carver's statement {Sociology and Social Progress, p. 3) : "The chief danger is that if sociology is to be developed from the economic standpoint, and by an expansion of the method of econom- ics, the purely economic factors will be overemphasized." Never- 33 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS to explain the commercial and industrial activities of man from the standpoint of values and markets, and not to at- tempt to become a general science dealing with social evolu- tion. This is now recognized by practically all economists of standing, and the only question which remains is whether economics is independent of sociology or whether it rests upon sociology. That economics does rest upon sociology is shown by many considerations. The chief problem of theoretical eco- nomics is the problem of economic value. But economic value is but one sort of value which is recognized in society, moral and aasthetic values being other examples of the valu- ing process ; and all values must express the collective judg- ment of some human group or other. The problem of eco- nomic value, in other words, reduces itself to a problem in social psychology ;* and when this is said it is equivalent to making economics dependent upon sociology. Again, industrial organization and industrial evolution are but parts or phases of social organization and social evolution in general, and it is safe to say that industry, both in its organization and evolution, cannot be understood apart from the general conditions, psychological and bio- logical, which surround society. Again, many non-economic forces continually obtrude themselves upon the student of industrial conditions, such as custom, invention, imitation, standards, ideas, and the like. 2 These are general social forces which play throughout all phases of human life, and theless, Professor Carver concludes (p. 7 ) , " sociology is merely an expansion of the method of economics to include a study of many factors in social development not ordinarily considered by the economist " ! i For a demonstration of the social nature of economic value, see Dr. B. M. Anderson's Social Value. This book is, on the whole, the ablest discussion of the sociological basis of theoretical economics which has yet appeared. 2 Cf. Ross, Foundations of Sociology, pp. 29-40. 34 SOCIOLOGY AND OTHER SCIENCES so show the dependence of industry upon society in general, and therefore, of economics upon sociology. All of this argues the importance of sociology, as a science of social first principles, for economics as well as for the other social sciences; in brief, that economics must be grounded upon sociology. The economist, indeed, can less afford to dispense with the guidance which the sociological viewpoint can give him than the sociologist can afford to dispense with the knowledge of facts and principles which economics can furnish. Sociology is indispensable for eco- nomics, and economics is indispensable for sociology, if both are to attain the character of positive science. 2. Political Science. 1 — Among the oldest of the social sciences is the science of politics, or government. It was first systematized by Aristotle and down to the modern era may be said to have been almost the sole recognized repre- sentative of the social sciences. 2 Its relations with sociology are most intimate; the state is not only the most imposing social structure and the most visible manifestation of social organization, but it may also be regarded as the ultimate and highest form of human association. This, indeed, is exactly Aristotle's view when he argues that the state is logically prior to the individual and also to all other forms of asso- ciation; for he recognizes that the family, the village, and many other forms of association, may have existed chrono- logically prior to the state, but they did not find their com- pletion, or human society its ultimate form, until the state united households and villages for the sake of complete liv- ing. 3 The state must, therefore, be regarded as the last term 1 For a somewhat fuller discussion of the relations of sociology and political science, see the writer's paper on "The Science of Sociology,'' American Journal of Sociology, Vol. XV, pp. 105-110; also Garner, Introduction to Political Science, pp. 31, 32. 2 Ethics was not, of course, recognized as a social science in the Middle Ages. b Politics, Book I, 2. 4 35 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS in a long series of free associations, many of which may an- tedate the state historically, but all of which find their com- pletion only under that final expression of social organiza- tion which we term the state. Hence the state is of direct concern to the sociologist. Nevertheless, there is little excuse for thinking that po- litical science and sociology deal with the same problems or that either science can supplant the other. The problems of political science are the origin, nature, forms and functions of the state and of government, the nature and location of sovereignty, and the methods of administration. These problems, which are well recognized as the chief problems of political science by all political scientists of standing, are evidently clearly distinct from the problems of sociology which we have already pointed out. The concept of the state is, therefore, clearly distinct from the concept of so- ciety, and this political scientists, in general, recognize. 1 Society, that is, human association, is the fact which lies back of the state. Many of the Eighteenth-Century theorists, for example, proposed a contract theory of the state or govern- ment, but distinctly disclaimed a contract theory of society in general. 2 While the phenomenon of authority, or control, is universal in all human groups, political science deals only with the organized authority manifest in the state. Now the phenomena of governmental authority and con- trol, and of political organization, however important they may be, are comparatively late developments in social evolu- tion. Therefore, before authority and control as manifested in the state can be understood, social organization and the nature of society in general must be understood. Political science, must depend, therefore, for its knowledge of the i Cf. Willoughby, The Nature of the State, pp. 2, 3. 2 Locke ( Two Treatises of Government ) is a good example of this type of contract theorist, who, while arguing that the state rests upon contract, recognized that many forms of natural association do not. 36 SOCIOLOGY AND OTHER SCIENCES origins of authority and subordination, of social control, and of the springs of political organization, upon the general science which deals with the whole theory of society, that is, sociology. 3. Jurisprudence. 1 — An important branch of political science is jurisprudence. This is the science of law. Its problems are the nature, genesis and historical development of law. Now, law rests upon custom, that is, social habit. It is not something apart from social organization, but springs from the psychological nature of society. Formal law is, indeed, the expression of organized public control of social activities. It is for the sake of maintaining a given social organization or social order that law exists. The civil law and the criminal law of a nation may be considered the two great props of its social order. Since it is impossible to understand law in the abstract, or any given system of law, without understanding the principles of social organization which give rise to it, it is evident that sociology deals with the foundations of law. In its comparative sections, moreover, jurisprudence brings together many facts concerning the laws, customs, and institutions of different peoples. In order to interpret these rightly, sociology is evidently essential. On the other hand, such comparative jurisprudence has made in the past very significant contributions to sociology itself. Again, the legal codes of civilized peoples have been built up very largely upon some theory of society. Unfor- tunately, these theories have not always been sound. Much of the legislation and legal theory of the Eighteenth Cen- tury and of the early half of the Nineteenth Century was, for example, founded upon what is known as " the contract theory of society "—a theory long since discredited by social science. In order to be able to criticise intelligently legal i For a fuller discussion of the relations of sociology and juris- prudence, see the -writer's article on "The Sociological Foundations of Law," The Green Bag, October, 1910. 37 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS texts and legal codes, it is evident that the student of juris- prudence or law must have a knowledge of sound, scientific social theory. It is evident, then, that political science and jurispru- dence are both closely related to sociology. Government and law are two of the most important aspects of human social organization and evolution ; and they cannot be understood without understanding the principles which underlie all so- cial organization and evolution. On the other hand, these aspects of human social life, because of their importance, present problems of their own, and there can be no doubt that they are legitimate fields for independent special sciences. But they will achieve their best development, and sociology will achieve its best development by a recognition of mutual interdependence. 4. The Science of Religion. — By the science of religion is meant, not theology, a metaphysical inquiry into the na- ture and attributes of God ; but a study of the actual phe- nomena of religious belief and practice among men. An important section is called comparative religion. Its prob- lems are the origin, nature, forms, and functions of both religious beliefs and religious practices. To superficial thought, religion may seem to be wholly - an individual mat- ter. But close study has shown that nothing is so inextrica- bly interwoven with the social life of man as religion. Not only are the forms of religious belief and practice frequently an outcome of a particular social organization or stage of social evolution ; but every type of civilization seems to rest upon a particular form of religious belief. Religious phe- nomena are, then, social phenomena, 1 and the science of re- i Among recent studies which have recognized the essentially social nature of religion, may be mentioned Ames, Psychology of Religious Experience ; King, The Development of Religion; and Pat- ten, The Social Basis of Religion. One should also not forget one of the earliest works to emphasize this point of view, Kidd's Social Evolution. 38 SOCIOLOGY AND OTHER SCIENCES ligion is a social science, though like all the other social sciences it has independent roots in psychology. It is as yet in a comparatively undeveloped and unsystematized con- dition and its development must come through establishing it definitely upon a sociological basis. On the other hand, sociology needs the enrichment which will come from a sci- entific study of religious phenomena from the social point of view. 5. Ethics. 1 — The relations of ethics to sociology need careful consideration, as those relations are more complex than in the cases of the sciences which we have just consid- ered. By ethics we here mean, not the metaphysics of mo- rality, with which positive science as such can have nothing to do ; but scientific ethics, a doctrine of morality based upon the knowledge furnished by the established sciences. A metaphysical inquiry into the nature of morality may or may not be a necessary part of the science of ethics in its final development ; that does not prevent our consideration of the relation of those phases of ethical theory which rest upon positive science to sociology, and this is the only prob- lem which concerns us here. The student will note that ethics, even in this sense, as a positive science of morals, is a science of a different kind from the sciences which we have just considered. All of these latter have been pure sciences, describing and explain- ing processes only. But ethics is a science of norms and ideals; therefore, it may be called a normative science. While ethics may have descriptive portions, these are sub- i For a full statement of the writer's views regarding the rela- tions of sociology and ethics, see his article on " The Sociological Basis of Ethics," International Journal of Ethics, April, 1910. Cf. also Professor Hoffding's article " On the Relation between Sociology and Ethics," American Journal of Sociology, Vol. X, pp. 672-79. In his Introductory Study of Ethics, Professor Fite discusses at length the relations between ethics and social theory, thus indirectly the relations between ethics and sociology. 39 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS ordinated to its normative portions, for its real problems are normative ; that is, briefly put, the problem of ethics is what ought to be in human life. 1 There can be no doubt that ethics in the sense in which we have defined it is a social science, although it is, perhaps, not strictly accurate to con- ceive of it as a special social science ; rather it is the norma- tive science lying beyond all of the special social sciences. Because its problems are those of collective human welfare, some eminent sociologists have considered it to be merely a part of sociology. This was the position of Comte, who at first gave no place to ethics among the sciences. Later, how- ever, he recognized the relatively independent position of ethics as a normative science, lying beyond the pure sciences. 2 On the other hand, there have been many ethical thinkers who have seen in sociology nothing but an exten- sion of ethics. Ethics, they say, has a right to inquire into all phases of human relationships in order to determine the principles of right and wrong, and, in their opinion, soci- ology is simply such an inquiry. Here we have the old fa- miliar situation. One group of thinkers maintaining that one science, in this case, ethics, has no right to exist because its field can be covered by sociology, and another group maintaining that sociology has no right to exist because its field can be covered by other sciences, in this case, ethics. As, »in all of these cases we shall find reasons for pronounc- ing both of these extreme views radically wrong. Ethics is an independent science because it has problems of its own, such as the origin, nature, and validity of moral ideas and ideals, norms of conduct, and the like. These problems are distinct from those which we have already pointed out for sociology. Ethics cannot be reduced, therefore, to a mere i See Thilly, Introduction io Ethics, pp. 5-9; Mackenzie, Manual of Ethics, pp. 1, 38; Hyslop, Elements of Ethics, pp. 4-7. 2 See his Positive Polity, Vol. II, Chap. VII (pp. 352-357 of English translation) ; also Vol. Ill, Introduction (p. 4) and Chap. I (pp. 40-42). 40 SOCIOLOGY AND OTHER SCIENCES chapter in sociology, because its problems are sufficiently distinct and important to constitute it a relatively inde- pendent science; 1 nor, on the other hand, can sociology be regarded as a mere extension of ethics because its problems are not only distinct from, but fundamental to, those of ethics. Yet it is impossible to separate ethics from sociology or sociology from ethics in any hard and fast way. It is im- possible to study the various types of social organization and the conditions under which they develop and survive or be- come extinct, without indicating the superiority and infe- riority of the various types. It is impossible, in other words, to study social organization and evolution without indicating advantageous and disadvantageous adjustments, tendencies toward social survival or social extinction. In general, it is impossible for the human mind to study social conditions without perceiving maladjustments or possible economies not' realized ; or to formulate a theory of social progress without implications of social obligation. 2 This is not saying that sociology is ethics or ethics sociology, but it is saying that a system of ethics grows spontaneously out of a system of sociology ; and that the attempt to exclude all ethical impli- cations and judgments from sociology is not only futile and childish, but undesirable. It is the business of sociology to furnish a foundation for ethics ; hence it is desirable to rec- ognize in sociology ethical implications. And such will be frankly the practice of this book. On the other hand, ethics cannot discuss the ideal for human life, whether individual or social, without taking into i After calling morals " the Master Science," Comte goes on to say (Positive Polity, Vol. II, Chap. VII) : "The distinction between Sociology and Morality [i.e., Ethics] is at bottom not less real and not less useful than the distinction between Sociology and Biology.'' 2 It is on account of these psychological facts that certain sociol- ogists have claimed that sociology is a normative as well as a pure science. But what can normative sociology be but social ethics? 41 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS account all social knowledge. 1 If it is to be a science of ' ' the good for man, ' ' it must build up its conception of the good out of the tendencies and potencies of actual human society. Moreover, there can be no application of ethical principles to actual human life without involving again a consideration of the principles of social organization and evolution. All this is equivalent to saying that scientific eth- ics must recognize sociology as one of its necessary founda- tions ; but this is not saying that ethics does not rest, though less immediately, like all the other social sciences, upon psy- chology, nor is it denying that ethics has metaphysical pro- jections which, however, as implied at the beginning, belong rather to metaphysics than to scientific ethics. 2 What, then, is the exact relation of ethics as a science to sociology 1 Before finally answering this question, it will be well to recall that ethics is a normative science, that is, a science of values and ideals. In character, then, it is mid- way between a pure science and an applied science. All the social sciences have implicit normative aspects, sociology, as the biology and psychology of the collective life, being only the general science which furnishes the basis for the synthe- 1 Cf. Cooley, Social Organization, Chap. II. 2 Much of the opposition of ethicists to the sociological point of view in ethics undoubtedly comes from misunderstanding. They fail to realize that sociology is essentially a psychological science; or they confuse the sociological point of view with the historical method. It should be unnecessary to add that the sociological point of view in ethics is not necessarily opposed to the metaphysical point of view. The sociological view of ethics is, of course, no recent development. Comte in the Positive Polity, Spencer in his Prin- ciples of Ethics, Leslie Stephen in his Science of Etliics, and many others have sought to develop ethics more or less upon the basis of sociology. In the case of Spencer, Stephen, and Ward, however, the sociological point of view in ethics was badly confused with utilitarianism or hedonism. This has added greatly to the mis- understanding already existing. It may be suggested that sociolog- ical ethics, so far from having any relations with hedonism, is essen- tially an ethics of universal order. 42 SOCIOLOGY AND OTHER SCIENCES sis of their implied norms and ideals. Now ethics takes these norms and ideals, develops them, criticises them, and harmonizes them. 1 Ethics, in its widest sense, therefore, may be regarded as the normative section of the social sciences, or rather, as we have already said, as the normative science to which all of them lead up. In its narrowest sense, as the principles of right conduct for the individual, scien- tific ethics may be regarded as a synthesis of the normative aspects of sociology, psychology, and biology ; but inasmuch as the sociological comprehends the psychological and bio- logical, it would be sufficiently accurate to say that indi- vidual ethics is the normative aspect of sociology looked at from the point of view of individual conduct ; while social ethics would be the normative aspect of sociology looked at from the point of view of collective activities. The various special branches of social ethics, such as political ethics, in- dustrial ethics, and the like rest, of course, upon the cor- responding special social sciences as well as upon general sociology. Scientific ethics, then, presupposes a scientific sociology, as Professor Small and others have clearly shown, 2 and in large measure the development of the one must await the development of the other. The independence of ethics from sociology as a science, as in the case of all the other social sciences, is a matter of methodological expediency, of the division of labor, not of difference of subject-matter. The various social sciences cannot explain what is and what has been in human society without showing at least by implica- tion, what ought to be. On the other hand, these sciences are not complete until their normative implications have been developed, criticised, and harmonized by a general i It is, of course, not meant that norms and ideals are delivered by the social sciences to ethics fully developed; rather they are often mere implications in the social knowledge which those sciences furnish. 2 General Sociology, pp. 674-96. 43 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS science of ethics ; in other words, they find their completion in ethics. 1 The relations between ethics and the other social sciences, are, then, relations of mutual interdependence, and this is especially true of the relations of ethics and sociology. The scientific moralist and the sociologist, should, therefore, work hand in hand, for they are both working at the great problem of human welfare, the one directly, the other indi- rectly. 6. Education. 2 — The science of education, or pedagogy, as it used to be called, is an applied science, that is, a science immediately connected with a practical art. On the one side, it is concerned with the development of the latent pow- ers and capacities of the individual ; on the other, with the adjustment of the individual to society, the initiation of the individual into the social life. The science of education thus has two sides — one psychological and the other socio- logical; in other words, it is an application of psychology and sociology. The psychological aspects of "educational science have been sufficiently emphasized but it is only re- cently that its sociological aspects have begun to receive at- tention. It must be evident, however, that if education may be regarded from one point of view, as the fitting of the individual for full and complete membership in the social life, it should proceed with full consciousness of what the needs and requirements of the social life are. There iCf. Comte's statement {Positive Policy, Vol. Ill, p. 41) : "Till Moral Science is instituted, all branches of speculation, even Sociol- ogy, using that term strictly, can be only preliminary." 2 For a fuller discussion of the bearing of sociology upon the science of education, see the writer's article on " The Sociological Basis of the Science of Education,'' Education, November, 1911. Much of the recent work in education emphasizes the sociological point of view. Cf., e.g., Bagley, The Educative Process, Chaps. I- III; Graves, A History cf Education "before the Middle Ages, Chaps. I, II; Monroe, Text-booh of the History of Education, Chap. XIII; Pyle, Outlines of Educational Psychology, Chap. I. 44 SOCIOLOGY AND OTHER SCIENCES can be no such thing as a scientific educational program without an understanding of the first principles of the social life. Moreover, education should be not simply the develop- ment and adjustment of the individual; it should aid in social evolution, regenerate society by fitting the individual for a higher type of social life than that at present achieved. And to do this requires an insight into the principles of social evolution as well as an understanding of human na- ture. The science of education rests, therefore, equally upon sociology and psychology. The educator, who would use the educational system as a means of social progress should have a profound knowledge of the principles of social organ- ization and evolution; and even the humblest teacher who comes to his task equipped with such knowledge would find a significance and meaning in his work which he could hardly otherwise obtain. 7. The applied social sciences. — Many sociologists speak of an " applied sociology," but it is doubtful if there is such a discipline, or division of sociology. As we have al- ready noted, an applied science is one immediately connected with some practical art. Now there are many arts dealing directly with human social life; hence, sociology, like most of the general sciences, serves as a basis, not for one, but for many, applied sciences. Thus biology is the basis for those applied sciences which are grouped together under the term " the medical sciences." It is also largely the basis of the applied sciences of agriculture and horticulture. But we hardly ever speak of ' ' applied biology. ' ' There is scarcely more propriety in speaking of applied sociology, though the term might be justified (1) as a name for such an organiza- tion of the principles of sociology as will show their prac- tical bearing upon human life, which is the sense in which Professor Ward uses it, 1 or (2) as a name for an organiza- i In his Applied Sociology. 45 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS tion of all our knowledge of practical means and methods of improving social conditions, for which Professor Henderson has proposed the name of " social technology." 1 In our opinion, however, it would be better if the term " applied sociology ' ' were dropped altogether. Besides education, among the more important applied social sciences are philanthropy, social economics, and social politics. The best organized of these is the science of philan- thropy, 2 or charitology, as it is sometimes called. This deals with the abnormal classes in society, that is, the dependent, defective, and delinquent classes, their genesis, social treat- ment and prevention. It has numerous subdivisions, one of the most important being penology, which deals with the social treatment of the criminal class. The science of phil- anthropy is perhaps the best developed of any of the special social sciences, resting as it does immediately upon a prac- tical art, and, in its broadest sense, it has good grounds for claiming to be the applied department of sociology. How- ever this question may be decided, it is evident that the, rela- tion of the science of philanthropy to sociology is very simi- lar to the relation of the science of medicine to biology. 3 The tendency to develop a science of philanthropy apart from sociology, is, therefore, to be regretted; and the tendency of some sociologists to ignore the work being done in the field of scientific philanthropy is equally regrettable. Just as many valuable contributions to biology have come through the development of medical science and art; and just as the development of biology has reacted to deepen and broaden medical science; so similar results can be ex- i " The Scope of Social Technology," American Journal of Sociol- ogy, Vol. VI, pp. 465-86. 2 For a fuller discussion of the relations of sociology and scien- tific philanthropy, see the writer's article on " Philanthropy and Sociology,'' The Survey, June 4, 1910. s Cf. Dr. Wines's article, Annals' of the American Academy of Political and Social Science, Vol. XII, pp. 49-57. 46 SOCIOLOGY AND OTHER SCIENCES peeted from the close cooperation of the sociologist and the scientific social worker. " Home economics. " or domestic science, is a good ex- ample of the complexity of an applied social science. So far as it deals with the practical problems of nutrition and sanitation in the family group, it rests largely upon chem- istry, physiology, bacteriology, and other physical sciences. On the other hand, so far as it deals with the care of chil- dren and the higher life of the family, it rests upon physi- ology, the medical sciences, psychology and sociology. So- ciology comes in, as in the applied social sciences generally, to give a point of view and of approach. Certainly the practical problems of the family life cannot be properly viewed unless something is known of the origin and evolu- tion of the family as a form of association ; and unless the function of the family in the collective life of man is under- stood. Sociology furnishes " home economics " therefore, with its necessary theoretical background. Social economics is a term which has lately been used to cover the whole field of social betterment, and so as synony- mous with philanthropy in the widest sense. Strictly, however, it should be applied only to the betterment of economic conditions, that is, to industrial betterment. In this sense, it may be regarded as an application of sociology and economics to a particular phase of the social life. Social polities is the science and art of bettering social conditions through the agency of the state or government. It may be regarded as an application of sociology and political science. However the various applied social sciences may be de- fined, it is evident that they overlap ; that they are closely related to sociology and the other theoretical social sciences ; and that they are of interest to the sociologist. The Relation of Sociology to History. — There remain to be considered the relations of sociology to one other body of knowledge which concerns human society, and that is 47 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS history. History is a concrete, descriptive science of the past of human society. Its problem is, " What was the social reality in the past? " — that is, past events and their connections. Sociology, on the other hand, as we have re- peatedly noted, is an abstract, theoretical science of the social life, 1 having as its problems the laws or principles of social organization and evolution. It might seem from this that history is the descriptive material which sociology presupposes ; and as we have already seen, some sociologists, notably Spencer, would make history synonymous with de- scriptive sociology. "We are now speaking, of course, of written history, history in the subjective sense. But to un- derstand the relations of sociology to history in this sense, one must first understand the relation of sociology to ob- jective history. Objective history is simply that which actually occurs in human societies ; it is the procession of events in the en- tire life of humanity. History, in this sense, is evidently but a convenient name for the whole movement of human societies from the beginning of human life up to the pres- ent. Sociology, on its genetic side, is concerned with the constant factors in that movement, the laws or principles of social evolution. Objective history, if we include in it present social phenomena, is, therefore, the subject-matter of sociology; and in this sense, sociology is the science of history. 2 But objective history is not only the subject- matter of sociology; in its various phases it furnishes the subject-matter for all the social sciences. It is also the subject-matter of that organized body of knowledge which we term written history, or historiography. i One of my colleagues, Professor J. II. Coursault, has suggested that the relation of sociology to history is not unlike the relation of grammar to literature. An even better comparison might be the relation of biology to the " natural history " of plants and animals. 2 Cf. Flint, Philosophy as a Soientia Scientiarum, p. 334. 48 SOCIOLOGY AND OTHER SCIENCES The Relation of Sociology io Historiography. 1 — Histo- riography, or history in the subjective sense (the sense in which the term is ordinarily used), is the description or narration of past events in the life of humanity. It is the mental picture of some portion of the human past which we are enabled to form by means of documents and other remains. The knowledge of past social phenomena which we get from history is particularly dependent upon docu- mentary evidence. It is, therefore, only a partial picture of the past, more or less accurate according to the character and abundance of this documentary evidence. Moreover, because it rests chiefly upon the evidence of written records, history, as a body of knowledge, is limited to what is known as " the historic period " in the life of humanity. Thus it furnishes no knowledge of a most important stage of social evolution, the period before written records began, during which social institutions were slowly forming and the foun- dations of culture being laid. To reconstruct this period the sociologist has to turn to the descriptions of the life of present savage and barbarous peoples furnished him by ethnography and cultural anthropology. Again, because the method of history is the indirect method of investigating, that is, by means of documentary evidence, rather than by the direct method of observation, it rarely includes descriptions of present society. For his knowledge of present social phenomena, the sociologist has to turn to demography, various collections of descriptive and statistical material concerning present societies, be- sides, of course, making use of his own powers of personal observation. But this knowledge of present social phenom- ena is of primary importance in a scientific interpretation i For discussions of the relation of sociology to written history, see Barth, PHlosopHe der G-eschichte als Sociologie, pp. 1-14; Small, General Sociology, pp. 15-18, 44-46; Forrest, The Develop- ment of Western Civilization, pp. 376-393. 49 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS of society, in accordance with the general principle that the scientific value of a fact decreases in proportion to its re- moteness from the observer. Thus written history, as a body of knowledge, falls short of furnishing a complete presentation of the subject-matter of sociology. 1 It fails to furnish knowledge of the facts of the earlier stages of social evolution; and it also fails to furnish knowledge of the facts of present social life. In studying social evolution, or the evolution of any particu- lar institution, therefore, the sociologist must turn to eth- nography and demography as well as to history. For ex- ample, the sociology of the family cannot be constructed from the knowledge which written history affords. All the earlier stages of the evolution of the family as an institu- tion can only be made out by recourse to ethnography, while the latest stages, the present tendencies of the family, can be discovered only by recourse to demographical and statistical material relating to present society. Moreover, history, as it is usually written, has certain shortcomings from the scientific standpoint which still fur- ther limit its utility to the sociologist. Perhaps the worst of these is the predominance of the literary over the scien- tific spirit in the presentation of its subject-matter. This leads to the story-telling type of historical narrative, and to over-emphasis of the dramatic elements in the life of so- cieties. Now, the essence of the dramatic lies in the per- sonal and individual; hence the literary historian crowds his narrative with striking personalities and personal inci- dents, neglecting not only the less obvious psychical and i The limitations of the " historical method " in the social sci- ences here discussed must be evident even to Listorians! The truth is sociology (though it would be an abortive affair) could exist even if there were no written history. To paraphrase Mackenzie (Introduction to Social Philosophy, p. 32), sociology without his- tory would be empty, but without psychology and biology it would be blind. 50 SOCIOLOGY AND OTHER SCIENCES physical influences at work in the social process, but also the commonplace, recurrent events of the social life. Un- doubtedly the personal and particular have a legitimate place in historical narrative; for without their proper em- phasis history could not give a true picture of the social reality; but their over-emphasis serves to obscure the real and deep undercurrents in the social life which chiefly de- termine its course. 1 The literary method of presenting his- torical facts is, therefore, subversive of scientific ends ; the story-telling interest is opposed to the scientific interest. Consequently, the sociologist can look to the literary his- torian for but little help. In a similar way, the exclusive attention of the historian to one or only a few aspects of the social life serves to dis- tort the picture of the social reality. Thus much of the history written down to the present has been political his- tory, the history of the state or government. This has been, perhaps, helpful to the political scientist, but it has been insufficient to reveal for the sociologist the forces at work in social organization and evolution. Political history, and in general, one-sided history of all kinds, falls far short of making that exhibit of all phases of a people's life which alone is a sufficiently wide basis for induction for the soci- ologist. 1 Professor Ross ( Foundations of Sociology, pp. 81-83) seems to justify the predominance of the literary over the scientific spirit in the presentation of historical subject-matter by claiming that the historian deals with the unique and individual ( " this individual quality is the staple of the historian"), whereas "the sociologist cancels out the particular." This is an impossible distinction be- tween the tasks of the historian and the sociologist, as is shown by contemporary developments in both fields. At the very time when Professor Ross is justifying the " purple patches " of the historian, scientific students of history are paying more attention to the real and deep undercurrents which determine a nation's life. (See Rob- inson, The New History, especially p. 16 and many passages in Chaps. I, III, and V.) 5 51 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS Although written history furnishes but a part of the facts with which the sociologist deals, nevertheless the co- operation between the sociologist and the scientific historian — the historian who employs scientific methods and who aims at the faithful representation of the social reality — should be of the closest sort. They are both working in the same field and to a large extent have the same aim. The sociologist needs scientific history. He cannot complete his inventory of the social world without its aid. Moreover, sociology cannot content itself, as one author has well re- marked, with being merely illustrated psychology ; it must also be, at least in its final development, analyzed and com- pared history. 1 Finally, the historical method of study is of supreme importance to the sociologist, and this fact alone makes a scientific history of all ages and peoples perhaps the greatest desideratum of the sociologist. On the other hand, the scientific historian has need of sociology. With- out some knowledge of the principles of social organization and evolution he can scarcely obtain a proper perspective of his facts; nor can he rightly interpret his facts or ex- plain the causes of social changes without reference to such principles. The scientific historian could do his work more scientifically if he had a critical knowledge of sociological laws and principles. "We conclude, then, both that scientific history is necessary to the sociologist, and that sociology is equally necessary to the scientific historian. The Relation of Sociology to the Philosophy of History. — In the Eighteenth Century there grew up a body of spec- ulative thought about human progress known as the philos- ophy of history. Among the founders of this discipline were Vico, Herder and Condorcet. 2 The attempt of these i Bougl6, Revue Internationale do sociologie, March, 1904. 2 The work of these men was not metaphysical, but waa essen- tially the same as that of the modern sociologist, save for their faulty methods. 52 SOCIOLOGY AND OTHER SCIENCES men and their successors was to find certain laws or princi- ples which underlie historical phenomena and which would explain human progress. It is evident that the problem which the philosophers of history undertook to solve is the same as one of the main problems of sociology, namely, the problem of social evolution, or of progress. The method of the philosophers of history was, however, entirely different from that of the modern sociologist. In the first place, their method was speculative rather than scientific. For the most part they deduced their theories of progress from a priori assumptions rather than built them up out of the facts of history. In the second place, the philosophers of history usually sought some one all-pervading principle, which would be " a key to history," and which would explain everything in the historical movement; while the modern sociologist seeks not some abstract universal principle which will explain everything, but the psychological factors at work in producing social changes. It is not too much to say that sociology is the modern scientific successor of the philosophy of history. Dr. Paul Barth, of the University of Leipzig, has claimed that sociology is identical with a scientific philoso- phy of history. 1 But sociology includes the static as well as the genetic study of societies. A scientific philosophy of history would be at most a genetic explanation of the his- torical movement— that is, a theory of social evolution. It is only by stretching the term philosophy of history beyond what it logically connotes, that it could be made to include all of sociology. As Comte clearly indicated, a scientific philosophy of history would coincide merely with genetic or dynamic sociology. It would, however, be better to drop i Die Philosophie der Geschichte als Sociologie, pp. 4-13. Barth was by no means the first to make substantially this claim. Even Comte claimed " social dynamics " as the science of history and recognized the philosophy of history as its speculative predecessor. 53 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS the name philosophy of history altogether, both on account of its past unfortunate associations, and because the two aspects of sociological theory — the theory of social organi- zation and the theory of social evolution — are now seen to be inseparable. 1 A word should be said in conclusion about the relation of the philosophical historian to the sociologist. The philo- sophical historian is one who is not content with mere faith- ful description or narration of past events, but seeks to in- terpret them, and in some degree to unify them, through the light of general principles. In this interpretation, the older philosophical historians made use chiefly of meta- physical assumptions, such as fate, providence, and the like; but the modern philosophical historian makes use chiefly of psychological principles. He offers a psycho- logical interpretation of social movements. He is, there- fore, very close to the sociologist. Indeed he may be said to be a sociologist rather than a historian, to the extent that he makes use of general principles in order to interpret history. If his work is rightly done, it becomes a sort of illustrated sociology, and is of great value to the sociologist in the narrow sense. This type of historian, the sociological historian, we might call him, is becoming increasingly com- mon, and from the sociological standpoint should be wel- comed as a valuable auxiliary worker in the field of the social sciences. The Classification of the Social Sciences. — Using the word science in its broadest sense to include all systematized knowledge, the social sciences would, then, in accordance with what has been said, be classified as follows: i There is, however, a place for a '' philosophy of history " in the senae of a metaphysics of the historical movement. But this is beyond the domain of positive science, and can hardly be regarded as a part of sociology. 54 SOCIOLOGY AND OTHER SCIENCES CLASSIFICATION OF THE SOCIAL SCIENCES Descriptive Social Science Pure or Theoretical Social Science Normative Social Science Applied Social Science History: General and Special, such as Political History, etc. Ethnography; Demography (including Statistics). I. General II. Special Ethics: General and Special, such as Political Ethics, etc. Education, Philan- thropy, So- cial Eco- nomics, So- cial Politics (Legisla- tion), Home Economics, etc. Sociology: Static and Dynamic ; Biological and Psycho- logical (So- cial Psychol- ogy). Economics, Political Science, Ju- risprudence, Science of Religion,etc. The Relation of Sociology to Biology. — It is now necessary to examine the relation of sociology to the other general sciences. The other general sciences, usually recognized as antecedent to sociology, are mathematics, physics, chemis- try, biology and psychology. Upon all of these sociology is more or less dependent, but especially upon biology and psychology, as these sciences deal with the phenomena of life. "We must first consider the relation of sociology to biol- ogy. Biology is the general science of life. In its broad sense it is inclusive of all the special biological sciences, such as zoology, botany, physiology, anatomy, embryology and the like. In its narrow sense, it is a science funda- mental to these, dealing with certain general problems of life, such as cell structure, heredity, variation, natural selection and organic evolution. In both of these senses, it is evident that biology bears a close relation to sociology. The phenomena of association are phenomena of life; the general laws of biology, therefore, must hold in sociology. 1 i For an excellent discussion of the relations of biology and sociology, see Thomson's Heredity, Chap. XIV. Especially note- worthy, coming as it does from a biologist, is Professor Thomson's 55 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS General biology, in this sense of the science which deals with the laws and factors of organic evolution, must be re- garded as one of the immediate foundations of sociology. All of the factors in organic evolution are also at work in social evolution, and show themselves not only in the bio- logical, but also in the psychological phases of the social life. Thus heredity shows itself as native impulse or in- stinct, variation as individuality and originality, while natural selection shows itself not only in the natural elimi- nation of the least fit, but also as the basis of all forms of social selection. It is not necessary to dwell upon these re- lations between the two sciences as they will necessarily become evident in our discussion of the problems of soci- ology. Of the special biological sciences, some are, of course, much more closely related to sociology than others. Thus physical anthropology, which has been happily defined as " the zoology of man," with its problems of man's origin and place in the animal series, has many important bearings upon sociology, especially upon the question of social ori- gins. Also physiology, in the sense of the laws which gov- ern the bodily activity of the individual, especially the physiology of the brain and nervous system, must be under- stood in order to interpret scientifically mental activity and the mental interactions of individuals. Biology, however, usually limits itself to a considera- tion of the physical aspects of life, passing on to psychol- ogy, in the scientific division of labor, the consideration of the mental aspects. For this reason some have claimed that biology is not directly related to sociology, but only indi- rectly through psychology. In other words, they claim protest (p. 510) against regarding sociology as "merely a higher department of biology." He says : " The fallacy of regarding sociol- ogy as no more than a recondite branch of biology is not merely verbal . . .; it involves a misconception of what human society is, a misconception which is discredited by history and experience." 56 SOCIOLOGY AND OTHER SCIENCES that all the phenomena of society are psychical, and that all the problems of the social life are psychological. 1 This view is incorrect only because it is extreme. As we have already seen, society is constituted by the psychical interaction of individuals ; but this does not preclude the existence of in- teractions between individuals which are predominantly physical, as, e.g., in reproduction. Thus it comes about that there are some social problems which are largely bio- logical. Among these problems are the laws of the growth of population (birth and death rate), the social influence of heredity (degeneration and eugenesis), and the influence of natural selection upon social evolution. Not only are these problems included in sociology, but their solution is an indispensable step in framing any theory of social or- ganization and evolution. We must conclude, therefore, that sociology rests in part directly upon biology. Indeed, whether such problems as those just mentioned are treated in sociology or biology, is simply a matter of the scientific division of labor. They have always been considered social problems, however, and will doubtless continue to occupy the attention of social investigators. But inasmuch as the vast majority of social problems are in the main psychological, the relation of sociology to biology is chiefly indirect. Biology furnishes the back- ground for both psychology and sociology in giving them the laws of organic life. Human society, we may well re- peat, is but a phase of organic life; and the laws of all life must apply to the social life of man. The biological sciences, then, dealing with the physical aspects of the life- process, are the preliminary foundation of all the social sciences, even though the latter rest more immediately upon psychology. 1 See article by Tosti on " Social Psychology and Sociology," Psychological Review, Vol. V, July, 1898. Cf. also article by Lipps on " Die Sociologische Grundfrage," Archw fur Rassen- und Gesell- schaftsbiologie, September, 1907. 57 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS The Relation of Sociology to Psychology. — As we have just said, psychology is the immediate basis of all the social sciences, since the interactions between the individuals of a group are mainly psychical; that is, they are processes which involve consciousness ; or, as the psychologists would say, they are mediated by consciousness. In plainer lan- guage, nearly all of the interactions between individuals are interactions of thought, feeling and will. Now, psychol- ogy is the science of consciousness, 1 or of the mental life. 2 A somewhat more elaborate definition would be that psy- chology is the science of the origin and development, struc- ture and function of the forms of consciousness or experi- ence. 3 Now, consciousness, experience, is an individual matter ; hence psychology, is, in effect, a science of individ- ual human nature. It investigates the consciousness of the individual to discover the forms and methods of his experi- ence. And as the, individual is alone a center of experience, it would seem that psychology, if defined as the science of immediate experience, 4 or consciousness, must be limited to the individual. Still, it must be admitted, there is nothing in the nature of things to prevent the psychologist from going on to in- vestigate the laws of individual interaction, the forms or modes of association, and the evolution of social organiza- tion. Some psychologists have done so ; but there are prac- tical reasons which prevent the majority from doing so, similar to the practical reasons which prevent the physicist from taking up the problems of chemistry. The psycholo- gists' own problems of the forms and methods of the men- i Angell, Psychology, p. 1 ; also Judd, Psychology, p. 1. 2 James, Principles' of Psychology, Vol. I, p. 1 ; cf. also Thorn- dike, Elements of Psychology, pp. 1-3. sCf. Pyle's definition (Outlines of Educational Psychology, p. 7) : " The science which undertakes to work out the structure, function, and genesis of mind." * Wundt, Outlines of Psychology, p. 3. 58 SOCIOLOGY AND OTHER SCIENCES tal life in the individual are so vast that practically they have no time left to investigate the interrelations of in- dividuals. Hence, sociology is a practical necessity as 'a matter of the scientific division of labor. The psy- chologist, therefore, turns over to the sociologist the prin- ciples of individual human nature which he has discov- ered; and these the sociologist uses to interpret the inter- actions, combinations, and progressive organization of in- dividuals. The distinction, then, between sociology and psychology is the same as that between all other sciences — it is funda- mentally a distinction of problems. The problems of the psychologist are those of consciousness, of the individual mind, as we commonly say ; while the problems of the soci- ologist are those of the interaction of individuals and the evolution of social organization. To put it in other lan- guage, the distinction between sociology and psychology is one of point of view. The psychological point of view is the individual and his experiences; the sociological point of view is social organization and its changes. Whatever, then, aims at explaining the psychical nature of the indi- vidual is psychological; while whatever aims at explaining the nature of society is sociological. 1 Prom the point of view which we have given, sociology presents itself as mainly an application of psychology to the interpretation of social phenomena. Indeed, from this standpoint, all the social sciences become psychological dis- ciplines. This is not saying, however, that the psychology worked out in the laboratory or found in the text-book may be readily and easily applied to explain all social phenom- ena. The method of the social sciences is not so simple as that. History and the daily life around us afford psycho- i Cf . Baldwin's statement (The Individual and Society, p. 14): " Psychology deals with the individual and sociology deals with the group." 59 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS logical principles of interpretation quite as important as any offered us by the texts. Statistics reveal great tenden- cies of human nature which laboratory methods would never suffice to discover. Nevertheless, a mastery of psy- chology, no matter whether the knowledge is gained from daily life, from text-books, or from the laboratory, is essen- tial to the sociologist. Though all sciences contribute of their principles for the interpretation of human life which the sociologist attempts, yet because of the psychological nature of his subject-matter (social phenomena) psychology contributes more than all of the rest. Equipment in psy- chology is, therefore, absolutely indispensable for the soci- ologist. 1 If it is true that ' ' no one is a psychologist unless he is a biologist, " 2 it is even more true that ' ' no one is a sociologist unless he is a psychologist." The Relation of Sociology to Social Psychology. — In recent years there has grown up a discipline known as social or collective psychology. What, then, is the relation of this science to sociology ? If what has been said is correct, it is evident that sociology is mainly a psychology of the asso- ciational process. Now, this is usually exactly what is meant by social psychology. Social psychology is, there- fore, the major part of sociology. This has been recognized by many sociologists, as, for example, Ward, who speaks of " that collective psychology which constitutes so nearly the whole of sociology. ' ' 3 But social psychology is not the 1 Cf. the statement of Judd (Psychology, p. 368) : "The explana- tion of human society, considered as an interrelation of highly organized individuals, requires that there shall be a full account of the nature of the individuals which enter into the organization.'' 2 Hall, Adolescence, Vol. II, p. 55. 8 Pure Sociology, p. 59. Cf. also Comte's statements [Positive Polity, Vol. Ill, p. 40) : "Mental Science must needs form far the largest part of Sociology '■' ; " Sociology is essentially reducible to true Mental Science." Comte's position, however, was that all psy- chology (except physiological psychology) was a part of sociology, 60 SOCIOLOGY AND OTHER SCIENCES whole of sociology, as some have claimed ; for sociology has, as has been already pointed out, also important biological aspects. It must be noted, however, that the term " social psy- chology " is often loosely used to designate, not only the psychology of the associational process, but the genesis of the so-called social states of mind of the individual. 1 In this latter case, social psychology is evidently a section of the genetic psychology of the individual. Though very important for the sociologist, it would be better to recog- nize, for the sake of clearness, that this sort of social psy- chology is a part of individual psychology. With social psychology in this sense, we have, at present, noth- ing to do. In the former sense, social psychology is simply an ap- plication of the principles of psychology to the interpreta- tion of social phenomena. But this is what we said soci- ology mainly is. Social psychology, as a theory of society, and so differs from the position of the text which recognizes the independence of psychology and the predominatingly psychological character of sociology. i This is apparently the meaning which Professor Baldwin ( Social and Ethical Interpretations in Mental Development, Fourth Edi- tion) at times gives to "social psychology"; at other times, how- ever, he expressly speaks of it (pp. 80, 90) as " a theory of society." According to Baldwin's own principle, however, that " psychology deals with the individual and sociology deals with the group," a theory of society should be regarded as sociology. McDougall (In- troduction to Social Psychology ) would apparently make " social psychology " both the psychology of the social states of mind of the individual and the psychology of the associational process. Only Section II of McDougall's work professedly deals with sociological problems, but as a matter of fact constant references to such prob- lems are made throughout Section I. Professor Thomas also {Amer- ican Journal of Sociology, Vol. X, p. 445) would make social psychology include both the social aspects of individual consciousness and the mental aspects of association. The ambiguity of the term is obvious. 61 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS usually discusses such problems as the role of certain instincts, feelings and intellectual processes, such as sym- pathy, imitation, suggestion, consciousness of similarity, reason and the like, in the social life. It also deals with the origin, development and function of all psychic uni- formities, correlations and variations in society, such as public opinion, social consciousness, popular will, concerted action and the like: It discusses all these problems, however, with reference to the larger problems of social organization and evolution. Thus public opinion is studied with the purpose of showing its function in the activities, order, and changes of the social life. The consideration of all of these psychical elements or aspects of the social life must be, if not to throw light upon individual experience, then to throw light upon the organization and evolution of society. Concerning the identity of social psychology, in the sense ordinarily used, with the larger part of sociology, then, there can be no doubt. 1 They have the same prob- lems and the same point of view; and the distinction between sciences is, as we have repeatedly said, a distinc- i The failure to recognize this fact is the source of many errors and curious statements in the scientific literature of the present. One of the least flagrant examples of such statements is found in Professor J. Harvey Robinson's article on " The Relation of History to the Newer Sciences of Man" (Journal of Philosophy, Psychology, and Scientific Methods, March 16, 1911). Professor Robinson sees little value in sociology for the historian, but emphasizes at length the great value of social psychology! It must be said, on the other hand, that many scientific -writers other than sociologists have for a long time recognized the identity of social psychology with sociology. Most of these, however, have mnde the mistake of failing to recognize also the biological aspects of sociology, making it (like Tosti and Lipps) merely social psy- chology. Thus Karl Pearson (Grammar of Science, p. 527) says: " The latter branch of Psychology dealing with men in the group is termed Sociology." 62 SOCIOLOGY AND OTHER SCIENCES tion of problems. The aim of social psychology is to give a psychological theory of social organization and evo- lution. It may, be, therefore, best defined as the psycho- logical aspect of sociology. A more accurate name for social psychology would be, then, " psychological soci- ology." 1 Psychological Sociology and Biological Sociology. — The content of pure sociology, is, then, the biology and the psy- chology of the assoeiational process (i.e., of the interactions of individuals). Every social problem, every problem of human interactions, is resolvable into psychological and biological elements, and may be approached from either side. Just as sociology has its static and dynamic aspects, so it has its biological and psychological aspects; and just as it has been found that the static and dynamic aspects i The effort of Professor Ross and several other sociologists to make social psychology a distinct, specialized division of psychological sociology (Social Psychology, p. 2; Howard, Social Psychology, Sylla- bus, p. 14 f . ) seems to the writer to be without any adequate scien- tific warrant, and to add very greatly to the confusion already existing. (See the writer's review of Ross's Social Psychology in The Psychological Bulletin, Vol. V, December 15, 1908.) Ross would limit social psychology to the consideration of " the psychic planes and currents that come into existence among men in conse- quence of their association"; that is, he practically limits social psychology to the study of the effects of suggestion and imitation in society. According to this text, on the other hand, this is but a small part of social psychology in the sense of a psychological theory of the social life. " Social psychology," in the opinion of the writer, is a term which had better be confined to the psychology of the social phases of individual consciousness and of the social tendencies of individual human nature (the interest being in ex- plaining the individual ) ; while what sociologists have called " so- cial psychology" (a psychological theory of society) had better be styled "psychological sociology," or "psycho-sociology," and recog- nized as including all the psychological aspects of sociology. The distinction between social psychology and psychological sociology is, of course, of academic importance only. Cf. the discussion by Pro- fessors Ross and Mead, Psychological Bulletin, December, 1909. 63 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS cannot be kept separate in complete sociological theory, so it will be found that in a complete theory of social organi- zation and evolution, the biological and psychological fac- tors must be harmonized. Social biology and social psy- chology, so-called, 1 are simply different ways of attacking the same problem. They have the same problems, and they constitute one unified science — sociology. This does not, of course, reduce sociology to mere biology and psychology any more than physiology is reduced to mere physics and chem- istry by saying that it is essentially a physics and chemistry of organic processes. Every science derives its principles of interpretation from the sciences immediately beneath it. Besides, since every social problem has both biological and psychological aspects, the science of sociology remains a unity, not portions of two sciences. Biological sociology, however, dealing mainly with the influence of natural selection upon social evolution, with the social effects of heredity, and with the principles of population, may, for our purposes, be regarded as the foun- dation for the larger part of sociological theory — the psy- chological part. Though far from a settled condition, and still unsystematized, it is so much better worked out 2 that it may well be taken for granted in developing a psycho- logical theory of social organization and evolution. Ac- cordingly, this book will deal directly only with the psy- chological aspects of sociology. The point of view, however, will remain in a broad sense biological, since the point of 1 The terms bio-sociology and psycho-sociology are rapidly coming into use in European sociological literature. 2 Keference need be made here only in a general way to the works of Galton, Pearson, Thomson, Geddes, Saleeby, Ellis, Davenport, Woodruff, and many others dealing with the application of the principles of heredity, variation, and selection to human society. My colleague, Professor Maurice Parmelee, also deals with some phases of biological sociology in a work soon to be published on The Science of Human Behavior. 64 SOCIOLOGY AND OTHER SCIENCES view of modern psychology is broadly biological. Our standpoint, in other words, will be that of a collective life- process. 1 i It is barely possible that some explanation is needed of such phrases, in common use throughout this book, as " life-process," " common life," " collective life," " collective life-process," since so- ciological criticism of recent years has developed such metaphysical subtlety that words are now not allowed to have their usual, com- mon-sense meanings. I wish to say, therefore, that I am not using these terms or any others in a metaphorical or unusual sense. When one speaks of a group having a " common life," good sense would indicate that he is not using a mere metaphor nor does he mean that the group is a big animal! The common-sense meaning is somewhere between extremes. By " life-process," for example, I mean simply the process of living, or the activities or changes connected with the maintenance and development of life. We may speak of life-processes, therefore, from the standpoint of the indi- vidual, of the group, of the race or species, or of life generally. The context will indicate the exact reference. By " a common life " or " a collective life " I mean eimply the integration or coordination of the life-processes of the individual members of a group, such that the life activities become interdependent in functioning. By " a col- lective life-process" I mean She activities or changes connected with the maintenance and development of the life of a group. CHAPTER IV THE RELATIONS OF SOCIOLOGY TO PHILOSOPHY 1 Sociology and Philosophy. — Sociology was the last, his- torically, of the great sciences to be differentiated from philosophy. For a long time prior to the definite organi- zation of sociology as a science, there existed a body of speculative thought about human society which was known as social philosophy. This older social philosophy is related to sociology much as the older natural philosophy is re- lated to modern physics and chemistry. It had the same problems as sociology— the origin, nature, and processes of development of human society. It differed from scientific sociology mainly in its methods, which were almost wholly speculative, or a priori. Of course, sociology in its more general aspects still remains a philosophy of society. 2 Philosophy is no longer to be sharply separated from science. On the contrary, all modern philosophy is scien- tific in its spirit and methods, in that it has its beginnings in the established results of the special sciences, and in that it bases speculation upon the empirical study of re- ality. In a generic sense, philosophy is a term often used to designate the more general and speculative aspects of all the sciences. 3 It is entirely right, therefore, to speak of sociology as both a science and a philosophy. i The substance of this chapter, as of the three preceding, was first published in the American Journal of Sociology for November, 1907. In the present revision the alterations are only verbal. 2 Cf. Stein, Wesen und Aufgabe der Bociologie, pp. 6, 7. s All modern science contains a large element of hypothesis. If " science,'' in the strict sense, be limited to what is demon- 66 RELATIONS TO PHILOSOPHY In the stricter sense, however, the word philosophy has now two generally accepted meanings. First, it is used as a general term for all the so-called philosophical disci- plines, such as psychology, logic, ethics, aesthetics and meta- physics. Secondly, it is used in a narrower sense as synonymous with metaphysics, including in that term epistemology as well as cosmology and ontology. "We have already discussed the relations of sociology to ethics and psychology. It remains only to consider the relation of sociology to philosophy in the narrow sense, that is, to meta- physics. Before doing this, however, let us note that soci- ology as a general science has much in common with the so-called philosophical disciplines. Like them, it deals mainly with mental phenomena. Like them, also, it em- ploys the method of generalization — of logical inference from facts — to a greater degree, perhaps, than the sci- ences of physical nature. Two general conclusions may be drawn from what has been said. The first is that soci- ology itself may be regarded as a philosophical discipline, quite as much as psychology; but this is not inconsistent with maintaining at the same time that it is a natural science. The second is that the study of other philosophical disciplines, and especially training in philosophical meth- ods of reasoning, will be found of great help to the student of sociology. Sociology and Natural Science. — Sociology is a natural science in the sense that it studies definite processes in real space and time. Like physics and biology, sociology does not question the reality of its subject-matter. 1 It may be strated, then the hypothetical element in any science would be its philosophical part. In the general sciences, this hypothetical or philosophical element is very large. In the sociology of the present, both because of the complexity of the science and of its undeveloped condition, it is necessarily larger even than in the other general sciences. i Cf. James's argument to show that psychology is a natural sci- ence {Principles of Psychology, Vol. I, p. 183). 6 67 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS that there is no such thing as the interaction of individuals, as one mind acting upon another mind ; but this is a postu- late which sociology refuses to question. Its attitude toward its subject-matter — the social process — is the naive, uncritical attitude which all the natural sciences assume toward their subject-matter. It starts with the common- sense view of the world, assuming the existence of real indi- viduals, who are both physical and psychical beings, and who are in mental interaction with one another. Again, like all natural sciences, sociology aims only at answering the question, " how? " "in what way? " It traces the coexistences and sequences among social phenom- ena, showing the method, or technic, of the processes in- volved. Beyond this it does not go. It does not attempt to give the what or the why of the social life. The what, or objective content, belongs to the descriptive sciences, history and demography. The why, or the subjective mean- ing of the social life, belongs to philosophy and religion. Though sociology may throw light upon such problems, as a natural science it makes no attempt to penetrate into the ultimate nature and meaning of things. The term ' ' natural science ' ' is, we must note, however, sometimes used as synonymous with physical science. In this sense, of course, sociology is not a natural science. De- spite the fact that it has certain biological aspects, it is properly placed among the psychical sciences. It is, then, a natural science only in the same sense in which psychology is a natural science. The Relation of Sociology to Metaphysics. — The natural science point of view saves the sociologist from settling beforehand many troublesome metaphysical problems. It excludes metaphysical problems from sociology, though it does not, of course, exclude metaphysical implications ; for these are found in all sciences and in every view of the world. Metaphysics, as Professor James said, means only an unusually obstinate attempt to think clearly and con- 68 RELATIONS TO PHILOSOPHY sistently about the universal reality. 1 It deals with the ultimate problems of reality and of knowledge. It takes the established results of the special sciences, criticises and harmonizes them, so as to present an ultimate view of re- ality. In this modern sense, metaphysics is not non-scien- tific in character; it is rather a science of the sciences, a clearing-house of the sciences. It is as presumptuous, however, and unscientific for the sociologist as such to at- tempt to settle metaphysical problems as it would be for a physicist to deal with sociological problems; and it is a reversal of scientific method to attempt to build up a system of sociology upon some shadowy hypothesis concerning the ultimate nature of reality. 2 While sociology must keep to the natural-science point of view, it is better to recognize frankly, however, the meta- physical elements in many of its problems. These words are necessary ; for many sociologists have kicked metaphys- ics out of the front door, but have ended by lugging it in again through some back door. They ha^e rejected as un- scientific the idealistic view of the world, but have accepted as scientific the materialistic view. Now, materialism is just as much a metaphysical theory as idealism, and the sociologist as such has no more right to assume the one theory than the other at the outset of his investiga- tions. He is not called upon to assume anything as to the ultimate nature of reality; but like all scientific in- vestigators, he should start with the naive view of the world. It is true that this naive view has a great deal i Psychology, Briefer Course, p. 461 ; also Principles of Psychol- ogy, Vol. I, p. 145. 2 It must not be inferred that the writer is hostile to meta- physics. On the contrary, he believes that it is an inevitable intel- lectual task. But he would keep sociology from unnecessary meddling with metaphysical problems by proceeding, like all natural sciences, upon the basis of the naive view of the world. Science, as Comte emphasized, is simply " a prolongation of common sense/' or as Huxley said, " organized common sense." 69 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS of metaphysics implied in it; but it does not pretend to be a definite theory of the nature of reality, and is, therefore, merely provisional, subject to correction and revision in the court of last resort — metaphysics itself. Thus the sociolo- gist has no right to assume that mind can be derived from matter and motion, nor that matter and motion can be de- rived from mind; but he must accept as a fact the exist- ence of physical and psychical phenomena alongside of each other -with no discoverable way of deriving either one from the other. 1 Again the sociologist must not assume that all is necessity in the universe; but he must accept the exist- ence of that relative freedom of individual action which consciousness seems, at least, directly to testify to, until in- vestigation proves the contrary. The sociologist is, perhaps, more excusable for getting entangled in metaphysical problems than any other scien- tist ; for he deals with both the bodies and the minds of men, with physical necessity and free choice; in a word, with human beings in all their complexity and with their inter- actions. Certain metaphysical problems inevitably obtrude themselves in his investigations. The more important of these are (1) the relations of mind and matter; (2) the freedom of the individual will; (3) the existence of immu- table laws in social phenomena. In each of these problems it is so important that the sociologist should preserve a neu- tral attitude that we shall consider briefly some of the con- ditions of each problem. 1. The Relations of Mind and Matter.— The naive view of the world sees in mind and matter two interacting ele- i Nothing has so hampered the development of sociology, and often made it ridiculous from the standpoint of common sense, as metaphysical "monism," parading as science. The assumption of two distinct orders of phenomena, physical and psychical, is simply a methodological necessity for the sociologist in the present state of knowledge. Such an assumption, based upon common sense, of course in no way implies an ultimate or metaphysical " dualism " between mind and matter. Cf. Small, General Sociology, p. 81. 70 RELATIONS TO PHILOSOPHY merits, each relatively independent of the other, but each a factor in a complex, unified whole. According to this "dew, mind may act upon and modify matter; while phys- ical facts act upon and condition mental facts. As opposed to this view, materialism asserts that physical facts (matter and motion) are, in the last analysis, alone determinative of all processes; that mind is a derivative of these; and that we are, from an a-posteriori view, automatons. Again, idealism asserts that the physical universe is a mental con- struct, and has no existence independent of some perceiving subject. Without going farther into metaphysical theories of the relations of mind and matter, it is evident that for the sociologist to assume either of the above theories in his investigation and reasoning is for him to shut his eyes to half of his facts. The sociologist has nothing to gain, and much to lose, through his assuming either that the mind cannot modify and control physical forces, or that physical forces do not modify and condition mind. 1 Through assum- ing either hypothesis, he surrenders the uncritical point of view of natural science and becomes a metaphysician. And he reverses the true method of all science when he attempts to build a science upon a metaphysical theory. It is pre- posterous, therefore, for a man to offer to the world a view of human society embedded in his metaphysical philosophy as scientific sociology. It may be a valuable contribution to sociological thought, but it is not scientific sociology, be- cause it has abandoned the method of science. 2. The Freedom of the Individual Will. — Has the indi- vidual a limited freedom in his deliberate actions (that is, in any one of several courses of action open to him), or is this freedom an illusion ? This is a metaphysical problem which 1 This is equally true of psychology. A functional psychology can, indeed, be based only upon the common-sense view that con- sciousness does modify and control to a greater or less degree psycho-physical activity. Cf. Stratton, Experimental Psychology and Culture, pp. 281-82. 71 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS has puzzled the wisest minds. The general impression is that science pronounces in favor of the latter view — that freedom is an illusion, that we are really automatons — but this is an erroneous impression. Necessitarianism, or deter- minism, as it is usually called, is purely a metaphysical theory. 1 It is the view that everything in the world is me- chanically predetermined by forces acting from behind (by a vis a tergo). Preedomism, on the other hand, is the doc- trine that human actions may be determined teleologically, that is, by purposes or foresight of ends. It is almost un- necessary to point out that necessitarianism is based upon a mechanical view of the world, and that historically this theory has been prevalent in proportion as the mechanical view of the world, which is more or less based upon the physical sciences, has been dominant. Determination of activities by purpose or foresight of ends has been called teleologieal 2 or inner necessity ; but this is exactly what is meant by freedom ; and it is hard to see how this is identi- cal with physical or mechanical necessity. 3 The fact is that i The principle that science is " organized common sense " would suggest that the correct methodological procedure for the sociologist would be not to assume mechanical necessity in social phenomena until in each particular case it was demonstrated. 2 Cf. Stein, Wesen und Aufgabe der Sociologie, p. 15f. s The real contrast, as has often been pointed out, should be made, not between necessitarianism and freedomism, but between physical and psychical (or teleologieal) determinism. Cf. Stein, Die Sociale Frage im Lichte der Philosophie, pp. 40-50. The existence of psy- chological " laws," it may be pointed out, in no way prevents freedom in the sense of conscious self-determination. The whole issue (and the only conceivable issue which anyone would care to debate from the standpoint of modern science ! ) is whether the conscious indi- vidual is an automaton or not (i.e., is determined entirely by extra- personal and extra-psychical forces). See James, Principles of Psy- chology, Vol. I, Chap. V. Of the many reconciliations of " freedom " and " necessity " which philosophers have proposed, it is not necessary here to speak, except to say that most of them involve logical inconsistencies. 72 RELATIONS TO PHILOSOPHY mechanical necessity is the only necessity known to science ; and this conception has been built up exclusively within the physical sciences, and purely for practical reasons. To carry over such a conception from the physical sciences and apply it dogmatically to all phases of human life is, there- fore, an unwarrantable piece of metaphysical assumption. It is not necessary, then, for the sociologist to take sides on this metaphysical question ; and it is especially not neces- sary for him to view human society as a theater of physical necessity. It is the business of the sociologist to trace uni- formities in social phenomena without reference to any metaphysical theory of human action, explaining them as determined, now by forces acting from behind, and now (when it is more reasonable to do so) by intelligible motives and foresight of ends. 3. The Existence of Laws in Social Phenomena. — Are there " eternal iron laws " x in social phenomena as in the physical world? This question would be at once answered in the negative if we assumed that the human individual has a relative freedom ; or if strict metaphysical neutrality be maintained, no position regarding it need be taken. The question is, however, methodologically even more important than the other two which we have just discussed. It is said that if there are no laws in social phenomena, there can be no social science; that science is a causal explanation of phenomena through reference to laws; that a sociology without laws is not a science. That there is some truth in these assertions we have already practically admitted by frequently using the word " laws " in discussing the problems of sociology. The real For example, Comte, while proclaiming that social phenomena are subject to " invariable natural laws," held at the same time that they are modifiable by deliberate action. This would be incon- sistent unless the individual were conceded some measure of free variation and of self-determination through foresight of ends, i The expression is Gumplowicz's. 73 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS methodological problem is, however, In what sense shall the word " law " be used in the social sciences? Shall it be used to imply the metaphysical theory of necessitarianism, that is, that the concept of mechanical necessity can be made to cover all phases of human life? Or, shall " law " be used in a broader sense, without implying any support to any metaphysical theory? In deciding in what sense the word " law " shall be used in sociology, it is first necessary to call the attention of the student to nearly synonymous words. The words "truth," "truism," "rule," "generalization," "uni- formity," " regularity," and " principle," are all often loosely used as more or less nearly synonymous with the word " law." But it is important that they be discrimi- nated from one another, for the word " law " has become peculiarly specialized. "Without stopping to define all of the above terms, it must be said at once that most, if not all, of the so-called laws in the social sciences belong to one of the above categories — that is, they are generalizations, uniformities or principles, rather than laws in the sense in which the physical sciences would use that word. 1 Thus Comte's famous Law of the Three States is only a generali- zation; while the so-called law of least effort (that the greatest gain is always sought for the least effort) is really a psychological principle. Now exactness in the use of terms is desirable in science ; hence it is important that we inquire the exact meaning which the word " law " has ac- quired in the older sciences — the physical sciences. At first in the physical sciences law meant the manifestation of an outer force, controlling the action of things. But as the passive view of nature came to be given up, it came to mean i Cf. the statement of Worms {Les Principes biologigues de V Evo- lution sociale, p. 19) : "We dare not quite speak of laws [in sociol- ogy], for this last term implies a precision quasi-mathematical to which up to the present the social domain seems to be repugnant. But at least we can speak of principles." 74 RELATIONS TO PHILOSOPHY merely the uniform way in which things occur. Later, under the influence of the growth of the mechanical view of nature, law came to mean a fixed, unchanging, and so neces- sary relation between forces. The concept of a law of nature thus became deeply tinged with the idea of physical necessity. 1 Indeed, in the physical sciences, it became prac- tically synonymous with physical necessity. Hence the expression " eternal iron laws," embodying the idea that nature is a theater of mechanical necessities. Now it is the carrying over of this idea which has grown up in the physical sciences to the social sciences which we have called metaphysical. This can only be done by assum- ing that the subject-matter of the social sciences is homoge- neous with the subject-matter of the physical sciences, as Comte assumed f but this, at present, is an entirely gratui- tous metaphysical assumption. In order to prove that " eternal iron laws " exist in social phenomena as in physical phenomena we should have to prove (1) that physical necessity rules in human affairs; i Professor Karl Pearson ( Grammar of Science, Chap. Ill ) de- nies that the conception of a " law of nature " contains any impli- cation of necessity. He defines » scientific law (p. 77) as "a brief statement or formula, which in a few words resumes a wide range of facts." In other words, he defines it as a mere generalization. If such were the general usage among scientific men, there would of course be no objection to extending the conception of natural law tg the social sciences without explanation. But physical scientists generally recognize as " laws " only quantitative statements ( mathe- matical formulae) of relations between variable forces. Hence " laws " in physical science are conceived of as fixed, invariable, and hence practically necessary, relations between forces. Moreover, Professor Pearson speaks in the name of " a sound idealism," and unlike many scientific men denies that mechanism is at the bottom of phenomena (see Preface, second edition). He has therefore left the naive or common-sense point of view, and his whole discussion may be regarded as metaphysical in the sense that it criticises the presuppositions of knowledge. 2 See Positive Philosophy, Bk. I, Chap. II. 75 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS (2) that stimulus and response are equal to mechanical cause and effect. As regards the first proposition, we have already said that it is a mere gratuitous assumption, and is not capable of proof. As regards the second proposition, it must be said that psychology teaches that stimulus and response are something quite different from mechanical cause and effect, 1 though the popular mind and even soci- ologists sometimes assume the contrary. And as psychol- ogy is fundamental to sociology, its verdict must be ac- cepted as final by the sociologist. In the language of physical science, a " cause " has come to mean the invariable, necessary, and equivalent ante- cedent of a consequent which we call " the effect." Now, the " stimulus " in psychology is not the equivalent of the " cause," but rather the opportunity for the discharge of energy; and the " response " is not the mechanical effect of the stimulus, but is always teleological, that is, directed to some end. Hence, it is incorrect, from the standpoint of physical science, to speak of a stimulus as the cause of a response, or of a bodily state as the cause of a mental state. 2 i Cf. Titehener, Outline of Psychology, p. 343 ; Text-book of Psychology, pp. 39-41. 2 There is no objection, of course, to speaking of the stimulus as the cause of the response, or of a mental state as the cause of conduct, or vice versa, provided the word " cause " is freed from its physical science connotations. For, as every psychologist acknowl- edges, there is no invariableness of sequence between stimulus and response and no equivalence between the two. We are not denying, therefore, that causation, in » wider sense than the mechanical, operates in social phenomena; that social phenomena, like mental phenomena, grow, develop, out of antecedent mental and social phenomena according to fixed principles which are fully as intelli- gible as mechanical laws. This is the sine qua non of all social sci- ence. What we are insisting upon is that there are two sorts of causation, physical causation and psychical causation, just as there are two sorts of phenomena; and that from the standpoint of a sci- ence which is nonmetaphysical, both sorts of causation and their pe- culiarities must be recognized. Interpreting causation in this broad 76 RELATIONS TO PHILOSOPHY Now the connections between individuals in society are almost entirely those of mental interaction, of stimulus and response. Men influence each other, act upon each other, though acting as stimuli to each other. Hence the word " cause " must be used in the social sciences in a sense dif- ferent from its use in physical science; for, from the stand- point of physical science, there are no causal connections between the minds of individuals. The interaction between individuals which constitutes society, then, is upon the plane of stimulus and response rather than upon the plane of mechanical cause and effect. This is one of the first truths which the beginner in soci- ology needs to learn. The social process cannot be inter- preted in terms of ' ' natural ' ' causation, if by " natural ' ' is meant physical or mechanical causation. Physical causa- tion operates between individuals in the main indirectly, through their relation to a common physical environment, and only directly in the case of heredity. This does not bar sociology from becoming a science. Psychology also as a science makes practically no use of the categories of cause and effect as they are used in the physical sciences. 1 Just as psychology has been obliged for the most part to inter- pret the mental processes of the individual in terms of stimulus and response, so sociology will for a long time to come have to content itself with an interpretation of social processes in terms of stimulus and response. 2 Now, what we sen8e as any process of development, one can agree with Professor Yerkes when he argues for a purely psychical causation between mental processes {Introduction to Psychology, pp. 313-323) or with James when he argues {Principles of Psychology, Vol. I, p. 137) that ideas and feelings have causal efficacy. 1 Cf. the writer's article on " Sociology and Social Progress " in The Sociological Review, October, 1910. 2 Of course, there is no objection to using the words " cause " and " effect " in the social sciences in the broad sense of stimulus and response, provided that this is recognized. Under such cir- cumstances, we could speak of the " cause " of a social occurrence, 77 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS have said answers the question whether there are laws in sociology in the same sense in which there are laws in the physical sciences. The laws of physical science are laws of cause and effect in the mechanical sense. No such laws are possible in social phenomena. But are there no laws at all in sociology? There is no objection to using the word " law " in the social sciences, provided we do not carry with it all the implications which it has come to have in the physical sciences. By a " law " in the social sciences we can only mean a relatively regular or uniform way in which things occur. 1 In other words, we go back to the older and more general meaning of the word " law," meaning by it simply a uniformity or regu- larity among phenomena. Even though we grant that hu- meaning its psychical motivation, not its mechanical cause. Several sociologists have recognized that the word " cause " cannot be used in the social sciences in the same sense in which it is used_ in the physical sciences. Thus Ross says (Foundations of Sociology, p. 55), "the causes, i.e., the motivation of (social) occurrences"; and again (p. 80), " the ultimate cause of a social manifestation must be motive or something that can affect motive." That is, the ultimate " cause " of a social phenomenon is something psychical — something that influences will. But as we have already pointed out, this is not cause and effect in the physical science sense. These terms, if used, therefore, in sociology, like the term " law," will have to be used in a wider sense than that given them in the physical sci- ences. For the sake of clearness it would often be better to use the terms stimulus and response. Professor Giddings also ( " Theory of Social Causation," Publi- cations of American Economic Association, Third Series, Vol. V, p. 144; also Descriptive and Historical Sociology, pp. 129, 148) recognizes stimuli as causes of social phenomena. But in his earlier work, The Principles of Sociology, he speaks of sociology as " an interpretation of human society in terms of natural causation " (p. 7) and argues that an objective or mechanical interpretation in terms of the redistribution of matter and energy is equally valid with a subjective interpretation. i This is by some writers called a " relative " or " empirical " law. 78 RELATIONS TO PHILOSOPHY man freedom is not an illusion, and that the mental proc- esses of individuals and the processes of society do not illustrate cause and effect in the sense in which those terms are used in physical science, still it does not follow that human nature is haphazard and that society is without regularities. On the contrary, human nature is remarkably uniform, and the interactions of individuals exhibit sur- prising regularities. But the uniformities of human nature and society are due to instincts and habits, that is, teleo- logical adaptations rather than mechanical necessities. 1 The habits of action of individuals — using that phrase in its broadest sense, to cover the inborn tendencies and charac- teristics of human nature as well as acquired habits 2 — give rise, then, to regularities in social phenomena (the interac- tions of individuals) almost as invariable as those which characterize physical nature. This is what makes the social sciences possible. Law in the social sciences, then, rests upon the fact of habit. We arrive, therefore, at this defini- tion of a social or sociological law : A social law is a state- ment of the habitual way in which individuals, or groups of individuals, interact. But it may be said that these habitual ways of interact- ing among individuals are not invariable, and that there- fore there can be no sciences of social phenomena. It may i Instincts are, of course, teleological only indirectly ( see Chap- ter IX). They are adaptations, brought about, not by intelligence, but by selection. But they function toward maintaining the life of the species, and so are objectively teleological, that is, directed to an end. The teleological element in life and mind, it may be added, (which mechanistic theorists would totally exclude from science) is apparently rooted in the very character of the life-process. Modern psychologists, at any rate, almost universally admit that mind, or consciousness, is selective, that is, teleological, from the start. See Chapter VI. 2 The use of " habit " in this broad sense as a convenient term to cover all the uniformities of action or behavior is sanctioned by the best psychologists, such as James, Angell, and others. 79 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS be granted that the social sciences can never become exact sciences like the physical sciences, but it does not follow from this that they are not trustworthy bodies of scientific knowledge, capable of affording guidance in all the prac- tical affairs of life. A slight degree of inexactness does not invalidate scientific knowledge because science deals with large masses of facts and general situations. Thus if cer- tain exceptions are found to some social law, it does not invalidate that law for the purposes of the sociologist, be- cause ninety-nine times out of a hundred he can count on its working. Again, it is not true that science consists chiefly of laws, unless that word is used in a very broad sense. A science consists equally, at least, of principles. Principles are gen- eralizations, which usually explain the ways of working of certain forces or agencies; 1 while laws are more super- ficial formulations of the observed uniformities of the re- sulting phenomena. In physical science, principles explain by referring phenomena to mechanical cause and effect, ac- tion and reaction. But in the social sciences, the agent, man, acts teleologically ; hence social phenomena must be explained in teleological terms. Thus it is quite as scien- tific to explain human actions in terms of habit, adaptation, purpose, stimulus, and response as it is to explain physical phenomena in terms of mechanical cause and effect. This is only saying, in effect, that sociology is a psychological science; but it is not, of course, saying that sociology is a metaphysical science. To sum up : It is not the business of the sociologist to settle metaphysical problems, nor has he any right to as- lYerkes (Introduction to Psychology, p. 248), following Poin- carS, defines a principle as " a generalization which must prove true if our definition of our object is to remain correct.'' In other words, a principle involves a logical relation between phenomena rather than a mechanical. Hence principles are more fundamental truths than laws, that is, are less relative. 80 RELATIONS TO PHILOSOPHY sume, at the present time, that they are settled. It is rather his business upon the basis of a common-sense view of the world, to trace uniformities among social phenomena so far as he can, and to explain social processes, now in terms of physical causation, where such can be traced, and now in terms of mental activity, when the process is evidently one of stimulus and response. Only thus can sociology escape from the barren wastes of fruitless, metaphysical discussion ; and only thus can it make its own proper contribution to that ultimate world-view to which general philosophy seeks to attain. CHAPTER V SCIENTIFIC METHODS IN SOCIOLOGY It is impossible to treat adequately within the limits of a single chapter the subject of scientific methods in so- ciology. Nevertheless, a few words about methods seem important in order that the point of view of this text may be thoroughly understood. For the beginner in sociology, perhaps the most useful things that can be said about methods of thinking and in- vestigating are mainly negative. First of all, it is neces- sary that metaphysical assumptions and personal bias be eliminated if the problems of the social life are to be studied from the scientific point of view at all. The necessity of avoiding metaphysical assumptions so far as possible has already been discussed. The peculiar thing is that some sociologists do not seem to understand that such assump- tions as monism and materialism are just as metaphysical as assumptions of dualism 1 or idealism. As we have already insisted, the assumption of monism is as methodo- logically illegitimate from the standpoint of pure science as any other metaphysical assumption. The standpoint in approaching all purely sociological problems must be that of the naive consciousness, which is the standpoint of all the natural sciences. As we have already shown, even such an assumption as that of the absolute universality of me- i The recognition of a phenomenal duality, as has just been pointed out in the preceding chapter, is not to be confused with metaphysical dualism. Such recognition is as necessary for positive science as for common sense. 82 SCIENTIFIC METHODS IN SOCIOLOGY chanical cause and effect, or of physical necessity in the social life, is a metaphysical assumption, and therefore unwarranted in sociology. Such an assumption is war- ranted in the physical sciences because it is in accord with the common-sense view of the world and will work. For the same reason it' is not warranted in the social sciences, because it is not in accordance with a na'ive view and be- cause it has not been found to work in their investigations. As regards the effect of personal bias in the scientific study of social problems, Herbert Spencer performed an invaluable service for sociology when he showed the bane- ful effect of various class, party, sectarian, and personal biases upon the work of the sociological investigator. 1 It is difficult for us all to see social facts as they are, and the prejudices which each one of us has received from his environment prevent us from forming true judgments about social conditions and movements. These prejudices con- stitute what may be called, to borrow a phrase from the physical sciences, the " personal equation " of the soci- ologist. 2 This must be carefully allowed for in all social investigations and so far as possible eliminated. Of course, no one can free himself entirely from these influences which warp judgment and betray even the best thinkers into serious errors, but much more might be done through a careful study of scientific methods and through taking thought than is at present accomplished. It is only in so far as the mind raises itself above the personal and the local into true universality that such a science as sociology is even possible. A peculiar sort of personal bias is frequently gotten from the study of the special social sciences, and this must be carefully guarded against. As we have already seen, these special social sciences are peculiarly apt to give the 1 See his Study of Sociology, Chaps. IV-XII. 2 Cf. Spencer, op. tit., p. 10. 7 83 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS student one-sided views of the social reality, and in certain types of mind such one-sided views become readily mistaken for the whole truth. Sociologists themselves, however, have frequently gotten the same one-sidedness from fol- lowing up with too great faith some single clew or theory regarding the social life. Now it is evident that all such one-sidedness or partialness of view is the bane of the sociologist, whether it comes from personal bias, from long study of some one phase of the social life, or from too great faith in some single social perception. The sociolo- gist, and particularly the beginner in sociology, must have no pet theories in his thinking and investigating; rather he must keep in his mind several working hypotheses, test- ing each by his facts and striving to see all sides of the truth. 1 Inductive Methods. — It is only after the sociologist has cleared away all these hindrances to the scientific study of the social reality that he is ready for the complicated processes of the inductive method. All inductive methods are very complex, and we can do no more in this place than barely note the more important kinds of induction used in sociology. (1) The primary form of the inductive method is ob- servation. Too much emphasis cannot be laid in sociol- ogy upon the observation by the student of the daily so- cial life around him. He usually has opportunity in almost any community to observe the principal forms of association, the types of interaction between individuals, and the vari- ous social classes. In the study of social organization, social activities, and social changes as they exist about us, a great deal of deduction is, of course, necessarily mixed with the inductive process; nevertheless, such practical observations are rightly regarded as preeminently induc- i See Professor Chamberlain's admirable article on " The Method of the Multiple Working Hypothesis " in the Journal of Geology, November, 1807. 84 SCIENTIFIC METHODS IN SOCIOLOGY tive, and when intelligently and systematically carried out they are of the greatest value to the student, especially in studying the problems of social structure and function. Experiment is a form of observation when the condi- tions can be controlled by the observer and he can vary, independently, some of the factors of the situation and observe the result. Obviously, the method of experiment which has been so fruitfully used in many of the natural sciences can be but seldom used in the social sciences, although governmental agencies and great endowments for social investigation, like the Sage Foundation, have it within their power to conduct true experiments along so- ciological lines. (2) A second form of the inductive method of great value to the sociologist is the statistical method. This is where social facts are observed, colligated, tabulated, and compared, usually several persons being employed in this process. This method is more complex than ordinary ob- servation, not only because of the great number of persons involved in observing and colligating facts, but also on account of the many mathematical processes involved in their tabulation and comparison. 1 While there are many opportunities for error, therefore, in this method, still when carefully carried out, it yields the nearest approach to exact measurement of social phenomena which we have in the social sciences. For this reason it has been claimed that the statistical method is the only method competent to produce sciences of social phenomena, since it is only by measuring phenomena that we can secure exact or scientific knowledge. "Without endorsing this extreme view, it must be admitted that in the statistical method, the student of i The statistical method is by some writers regarded as a form of the comparative and historical methods. Inasmuch as it in- volves a combination of several methods, it is best regarded, how- ever, as an independent method. Use is made of it, more or less, in all the natural sciences. 85 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS the social sciences finds an indispensable aid in the scientific study of social phenomena, especially of mass movements, and general tendencies. Statistics, as the only means of measuring mass movements and general tendencies, must come into a larger and larger use in the social sciences. 1 General psychological influences and tendencies can often be measured in this way no less than the influences of factors in the physical environment. In so. far as it is possible to measure the phenomena of collective life, the statistical method is, then, all important. (3) When the study of social phenomena is extended to the past by means of documents and other remains, we have the historical method. This method has been thought by many students of the social sciences in the past,, as well as by historians, to be the most important method of studying social problems. This opinion was indeed held by Comte, who declared the historical method! to be the method par excellence of the social sciences. 2 There can be no question that the historical method is indis- pensable in the social sciences, and that it is especially valuable to the sociologist in the study of social evolution. i Professor Walter F. Willcox has for many years ably advocated the value of statistics as a method for the social sciences. Pro- fessor Giddings has also been one of the chief advocates of the sta- tistical method in sociology. He says {American Journal of Soci- ology, Vol. X, p. 176): "It has become the chiefly important method of sociology; and assuredly, in the course of time, it will bring our knowledge of society up to standards of thoroughness and precision comparable to the results attained by any natural science." For doubts as to the value of the statistical method in sociology, however, see Waxweiler, Esquisse d'une Sociologie, Chap. IV, pp. 103-106. 2 See Positive Philosophy, Bk. VI, Chap. III. Comte was, how- ever, right in claiming that the historical method is in a sense the peculiar method of the social sciences, since only the social sciences deal with historical phenomena in the strict sense. 86 SCIENTIFIC METHODS IN SOCIOLOGY Still it does not deserve to be considered of greater im- portance than certain other scientific methods. 1 Its limi- tations in sociology have already been so fully discussed that it is not necessary to enlarge upon this subject. The great advantage of the historical method is, manifestly, that it allows the survey, in broad outlines at least, of processes widely extended in time. In this way the stu- dent may perceive the trend of development and the dif- ferent factors involved in bringing about social changes. Though the historical method does not permit of exact measurements or exact determinations of any sort, there can be no doubt that the emphasis laid upon it by certain students of the social sciences is in part justified because when rightly used, it serves to correct misconceptions and one-sided views of the social life perhaps better than any other single method. (4) The comparative or ethnographical method is the study of different types of society scattered over the globe in more or less contemporary times. It is the study of social phenomena as extended in space rather than in time. It makes use of the descriptions, more or less ac- curate, by travelers, missionaries and scientific investi- gators of various peoples in different stages of culture. These types of society, representing different stages of social evolution, throw more or less light upon the prob- lems of social development. Consequently, this method of study of sociological problems has been preferred alto- gether by certain sociologists, notably Spencer, who used it almost exclusively in his sociological inductions. In many university courses in sociology in the past, indeed, little or nothing was heard of any other method of sci- i The claim formerly made by certain historians that only stu- dents of history (and of history alone) are competent to interpret history, or to put forth sound theories of social evolution, betrays, of course, not only too great confidence in the historical method, but also in induction generally. 87 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS entific approach to the problems of sociology. 1 The ob- jection to this exclusive use of anthropological and ethno- graphical material in approaching sociological problems is that it gives those problems an appearance of unreality and of detachment from the practical concerns of life. While this method is indispensable in any exhaustive study of sociological problems, yet it is quite wrong in principle to start the study of sociology with an examination of the social life of peoples remote in culture from our own. There are too many opportunities for fallacy in sociological inductions of this sort, and, as has already been said, the resultant sociology frequently has little apparent connec- tion with real life. It is evident that the various inductive methods just discussed overlap, and it should be evident that the ideal inductive method lies in a combination of all of these four methods and not in the exclusive use of any one of them. The well-trained sociologist will make practically equal use of all of them. Deductive Methods. — Beyond the inductive methods of sociology lie its deductive methods. Deduction, as we have seen, really accompanies induction at every step of sci- entific reasoning. It is impossible to make an induction i Even recently, it has been claimed that in university courses in sociology the approach to sociological problems should be through cul- tural anthropology and ethnography. It must be said emphatically that such a claim rests either upon a misapprehension of the nature of sociology or upon one-sidedness in scientific method. If the people of England existed alone on the earth, and if all knowledge of history stretching back farther than a, lifetime were swept away, they could still have, biology and psychology remaining, a very respectable soci- ology. Anthropology and ethnography, like history and statistics, serve to perfect sociology, but they are not indispensable to it, while biology and psychology are. Cultural anthropology and eth- nography are even more dependent upon sociology for the proper interpretation of their facts than sociology is dependent upon them. Cf. Waxweiler, Esquisse d'une Sociologie, pp. 109-115. SCIENTIFIC METHODS IN SOCIOLOGY from facts without some hypothesis in mind. It is only for the sake of analysis, then, that we separate induction from deduction. While all modern science is inductive in spirit and proceeds from the fact to the hypothesis, rather than from the hypothesis to the fact, yet, certain sciences are more deductive than others. In the general sciences, built up from the results of other sciences, such as soci- ology is, deduction is even more important than induction. The legitimate use of deduction in sociology is obviously, not deduction from metaphysical assumptions or speculative hypotheses, but rather deduction from the laws and prin- ciples of other established sciences which have more or less bearing upon the social life. The deductions of so- ciology, it is obvious, must be chiefly from the laws and principles of biology and psychology. It is psychology, in particular, which furnishes the principles of social in- terpretation. Deduction from psychology, or the so-called psychological method, is the most fruitful method in sociol- ogy at the present time. As Professor Giddings says, 1 ' ' At present all serious work in sociology starts from psychologi- cal data, and proceeds by combination of psychological with statistical and historical methods." The method of psy- chological analysis, it may be added, has practically cre- ated modern economics, the most developed of the social sciences. There can be no doubt as to its value in soci- ology, 2 and it will be the chief method employed in this text. . i Science, Vol. IX, p. 16. 2 Professor Carver rightly says (Sociology and Social Progress, note, p. 64) that psychological analysis of familiar tacts deserves to rank as » distinct scientific method in the social scences, and that the economists, led by the Austrian school, have carried this analysis further (though often on the basis of a faulty psychology — see Anderson's Social Value) than any other workers in the field ot the social sciences. Carver concludes : " So fruitful has been this method in economics that the student of sociology must look for- 89 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS A special phase of the psychological method in soci- ology is known as sympathetic introspection. 1 The social observer puts himsef in imagination in the situation of a person or class of persons whom he wishes to understand. By so doing he can get at, with more or less accuracy through inference, the psychological processes of the per- sons studied, and foresee their probable social conduct. The psychological sociologist makes use of this method con- stantly in studying the social life from the psychological point of view. 2 He makes large use of this method in particular to understand special social classes, such as chil- dren, races, the poor, criminals and the like. It is evi- dent that this method of sympathetic introspection, while it involves a large amount of social observation, is essen- tially deductive in character, and unless carried out upon the basis of adequate knowledge of psychological laws and principles, it is a method which is peculiarly liable to error. When based, however, upon an adequate knowledge of psychology and fortified by inductive evidence, it is a peculiarly invaluable and fruitful method. It is never safe, it should be needless to remark, to make the social sciences simply deductions from biological and psychological principles. Biology and psychology are not sufficiently developed as yet to warrant any such pro- cedure. The slower but safer inductive methods of study must be used in sociology, then, to check deductive proc- esses at every step. Deduction may furnish the hypothe- sis in sociology, as in other sciences, but induction must always furnish the testing of the hypothesis. ward with confidence to its application to many of the wider prob- lems of sociology and politics." i Introspection in the strict sense (self -introspection) is not, as is so often assumed, directly available in sociology. In psychology proper, on the other hand, it is the characteristic method, and so furnishes facts and principles which may by deduction be used in sociology. 2 Cf. Cooley, Social Organisation, p. 7. 90 SCIENTIFIC METHODS IN SOCIOLOGY Certain other deductive methods, largely employed in sociology in the past, call for brief notice. One of these is deduction from the analogy between society and an organism. Another is deduction from the general parallel- ism between the individual and society. Both forms of deduction make assumptions as to similarities which have not yet been fully established. Nevertheless, both of these methods may be legitimate within certain bounds. In so far as a general likeness in organic and social structure has been established, it is, of course, legitimate to use this fact as a clew to discovery in sociology, but it is hardly safe to carry such deductions from analogy further than that. The same holds true of deductions from the as- sumed parallelism between the individual and society. There can be no doubt that there is an apparent rough parallelism in function and development between the indi- vidual and society which may suggest to the sociologist many valuable hypotheses, which, however, should always be tested by study of objective social facts. From what has been said it is evident that an adequate method for sociology must be very complex. It must be a combination of practically all the more important induc- tive and deductive scientific methods. The method of so- ciology may be best described perhaps as a constructive synthesis; 1 for it takes the deductive elements of the dif- ferent sciences and the inductive results of observation and history and fuses them into a new and all-sided view of the social life-process. At any rate, no sociology worthy i While the chief method employed in thia text is that of psycho- logical analysis, the author feels that the work may with justice be described as an outcome of the method of synthesis, since it repre- sents sociological studies along many lines with the use of many different methods (only a small part of which is indicated in his elementary text, Sociology and Modem Social Problems). While) the method of this book is psychological in form ,it is intended to be truly synthetic in spirit. On the method of "psychological syn- thesis," see Giddings, Principles of Sociology, pp. 66-69. 91 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS of the name can be built up through the employment of any single scientific method, and the employment of many methods implies that synthesis must finally be relied upon to bring their results into harmony. Sociology and Mathematical Methods. — It remains only to say a word about the relation of sociology to the regula- tive or methodological disciplines, mathematics and logic. The physical sciences acknowledge no investigation or dem- onstration as final unless it is mathematical. On this ac- count some have claimed that if the social sciences are to become true sciences they must also reduce their phe- nomena to mathematical formulae. Without stopping to criticise the view that science consists of quantitative meas- urements, it must be evident to all who have sufficiently considered the matter that only a small portion of social phenomena will submit to mathematical treatment, 1 for mathematical treatment always presupposes measurements of some sort. Now, social phenomena are largely subjec- tive and qualitative and many of the most intimate things concerning man's social life cannot be measured. The physical sciences, on the other hand, have as their subject matter external and quantitative phenomena-, hence they submit to mathematics, the science of quantities and meas- urements, as their regulative discipline. What, then, shall be the regulative discipline of the social sciences 1 Manifestly, it must be logic, which, as the science of right reasoning, is fundamentally the regulative i Of course, social measurements are greatly to be desired wher- ever they are possible. Too great faith in the application of mathe- matical methods in sociology, however, is unwarranted, not only by the condition of present knowledge, but also by the nature of social facts themselves. The writer, of course, is unwilling to accept the claims of certain mathematicians who would conceive their sub- ject so broadly as to make it practically synonymous with logic itself ("the science which draws necessary conclusions" — Benjamin Peirce). On the contrary, mathematical treatment of any subject is only possible where measurement is possible. 92 SCIENTIFIC METHODS IN SOCIOLOGY discipline of all the sciences, including mathematics itself. Logic has a peculiarly close hearing upon the psychical sciences, including sociology, inasmuch they must look to logic, rather than mathematics, for the validation of their reasoning, since their phenomena, for the most part, will not- submit to measurement. In order to perfect an ade- quate scientific method, therefore, the sociologist must have recourse to the principles of logic at every step. CHAPTER VI THE PSYCHOLOGICAL BASIS OF SOCIOLOGY 1 We have already called attention to the fact that psy- chology is the immediate basis of sociology; and that no one can be a sociologist unless he is, in some measure, a psychologist, since the interconnections between individuals are largely interconnections between their mental processes through interstimulation and response. Social processes may, indeed, be regarded as combinations of the mental processes of individuals; or, to put the matter in simpler language, the interrelationships of individuals are expres- sions of the influence which the thought, feeling, and will of one individual has upon the thought, feeling, and will of another individual. At any rate, we maintain that the essential element in the social process is the psychical element. From all this, it follows that the development of so- ciology must depend upon the development of psychology. But, as a matter of fact, the development of psychology has not always afforded clearer insight into social ques- tions. Much of the psychology which the student learns in text-books and in the laboratory seems so abstract and i For the point of view in this and in the two succeeding chapters the writer is indebted to two of his former teachers, Professor John Dewey, now of Columbia University, and Professor G. H. Mead, of the University of Chicago. This chapter, like the five preceding, was written in 1907 in practically its present form. Since then a number of psychological works embodying the same point of view have been published. 94 PSYCHOLOGICAL BASIS OF SOCIOLOGY remote from real life that it has but little evident bearing upon human conduct. This is because hitherto psycholo- gists have been more concerned with analyzing the structure of human consciousness than with developing a psychology of human action. The latest developments in psychology are, however, developments toward such a psychology of human activities or behavior; and it cannot be doubted that when such a psychology has been fully developed, that it will supply the missing key for the interpretation of social phenomena. 1 Knowledge of the psychology of the human individual in action being indispensable to the student of sociology, it seems almost necessary to begin a text in psychological sociology with some account of individual human nature. Just as psychologists have found it convenient and even necessary to preface their discussions of mental processes with a brief description of the structure and functioning of the brain and the nervous system, so sociologists will find it convenient to preface their discussions of social processes with some account of the psychical characteristics iSays Professor Max Meyer: "Mind is a subject fit to be studied only because it is, and to the extent to which it is, significant for social intercourse. Because of this relation psychology is the foun- dation upon which sociology and all the special social sciences rest. But social intercourse is not a mystical transference of thought, a transference of the kind which exists only in the dreams of the spiritualistic deceivers and deceived. Social intercourse is conduct, behavior, or whatever name can be used as meaning action of organ- isms upon other organisms. But not all such actions are of the conscious type. What a folly when ' psychologists ' for thousands of years took it for granted that they could afford to ignore all activity except that of which the actor was supposed to be con- scious. The larger part of the activity of a human being is uncon- scious, but no less important on that account. If psychology is to be of any service to mankind, it must be, not an analysis of con- sciousness primarily, but a study of the biological laws governing human activity, human behavior." — University Missourian, April 16, 1911. 95 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS of the human individual. Moreover, it is desirable that the psychology which each sociologist makes use of in inter- preting the social life should be made as explicit as prac- ticable, so that there can be no misunderstanding on the part of the reader. We shall accordingly devote this chap- ter to a brief statement of some of the results of modern functional psychology. Structural and Functional Psychology. — Let us first, how- ever, stop to distinguish more clearly the two great divi- sions of psychology from each other. Structural or de- scriptive psychology is concerned with the analysis of the mental content of the individual mind — that is, with the analysis of states of consciousness into their constituent elements. 1 While an important part of general psychology, it is of little value to the sociologist, as he deals wholly with the person in action. We shall accordingly devote no special attention to this phase of psychology. Functional or dynamic psychology, on the other hand, is the science of the mind in action. 2 It deals with individual human conduct or behavior in the widest sense, explaining its genesis and function in the life-process. Thus it furnishes the principles for interpreting the interactions of indi- viduals and the evolution of social organization. We shall now attempt to give a brief outline of these principles of functional psychology, though for any detailed and com- prehensive account of them the student must turn to some work on psychology. 3 lit must always be borne in mind that these should be consid- ered merely two aspects of one science — psychology — not distinct sciences. Other divisions of psychology, such as genetic, physiolog- ical, etc., are of course not inconsistent with the above division. See Angell's article on "The Province of Functional Psychology," Psychological Review, Vol. XIV. 2 Cf. Thorndike, Elements of Psychology, p. 184. s Perhaps the best brief statement of the principles of functional psychology for the student of sociology is Thorndike's Elements of Psychology, Part III. Angell's Psychology is also excellent, while 96 PSYCHOLOGICAL BASIS OF SOCIOLOGY Consciousness and Bodily Movement. 1 — Consciousness seems to be intimately connected with the katabolic nature of the animal organism — that is, with the tendency to ex- pend energy rather than to store up energy. Thus the plants, in which the anabolic tendency predominates, show no evidence of consciousness. Indeed, it can be accepted as a general truth that the more complex and varied the bodily movements are in a species, the higher its intelli- gence. This is practically the same as saying that the more rapid the metabolism, that is, the more rapidly the process of bodily change goes on, the greater will be the degree of mentality. Whatever may be the exact relation of consciousness to katabolic tendencies, it is certain that mind is fundamen- tally connected with the activities of the organism. 2 The dictum of James that ' ' all consciousness is motor " 3 is accepted as one of the corner stones of modern psychology, not only in the sense that all conscious states tend to express themselves in bodily movements, but also in the sense that all conscious states are the outcome of bodily movements. 4 One writer has even gone so far as to declare that " the muscles in their active state are as much organs of thought as the brain itself." At any rate, bodily activity is the basis of the mental life. The act, or rather, the coordina- tion of the organism (muscle fibers and nerve cells) in some activity is the real fundamental fact with which the psychologist has to deal. 5 Miller's Psychology of Thinking presents (Chaps. I- VI) the func- tional point of view with admirable clearness, though largely from the pedagogical standpoint. i Cf . Miller, Psychology of Thinking, Chap. VI ; James, Psychol- ogy, Briefer Course, pp. 117-18, 370-72. 2 Cf . James, Briefer Course, p. 5 ; Angell, Psychology, p. 283. 3 Briefer Course, p. 370. *Cf. Miller, Psychology of Thinking, pp. 48-52, 55-58. 5 See Dewey, " The Reflex Arc Concept in Psychology," Psycho- logical Review, Vol. Ill, July, 1896. Some recent functional psy- 97 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS But not all bodily activities, or even acts, are accom- panied by consciousness. Consciousness seems to appear at only those points where the purely physiological mech- anism of the body is incapable of meeting the demands of the environment. 1 In other words, consciousness appears at those points where changes, new adjustments, in rela- tively complex activities occur. Consciousness is connected, then, with the process in living creatures which we know as adaptation, or adjustment to the environment, especially when the process of adaptation is rapid and complex. 2 In- deed, the function of consciousness in the life-process seems to be the mediation of adaptive processes which are too complex to be brought about by purely physiological means. In other words, as Professor Angell says, " Mind seems to be the master device by means of which the adaptive op- erations of organic life may be made most perfect." 3 Mind, then, according to the view of modern psychology, is not something apart from the life-process, but is a functioning element in that process. It is subject to the laws of life, to the laws of its evolution, like all other ele- ments in life. The things that act as stimuli to it, its valuations of stimuli, and its methods of response, are all in the long run as much determined by natural selection as the form and color of a leaf or a flower. 4 Thus our chologists would make " behavior " the fundamental fact with which the psychologist has to deal; but as the unit of behavior (s the act, there is practically no difference in the point of view. 1 Cf. Angell, Psychology, p. 50. 2 Cf. Miller, Psychology of Thinking, pp. 18, 40-45. 3 Psychology, p. 7. 4 Cf . the statement of Balfour : " Eyes and ears, and all the mechanism of perception have been evolved in us and in our brute progenitors by the slow operation of Natural Selection." Presi- dent's Address, Report of the British Association for the Advance- ment of Science, 1904, p. 12. The selection hypothesis lies at the basis of a functional view of mind, and so is one of the assumptions of this text. The impression, 98 PSYCHOLOGICAL BASIS OF SOCIOLOGY sensations, our percepts, our feelings, our likes and dis- likes, our emotions, and even our reason itself, are all rele- vant to the life-process, 1 and, barring the individual varia- tions, are outcomes of natural selection. If we start at the sound of a loud noise, if we fear the dark, if we are attracted by the smell of the rose, if we find the taste of certain fruits delicious, if we like people who are like ourselves, it is because these or similar methods of reaction have proved of advantage to the race in the past — barring again, of course, the possibility that they are individual variations or reactions acquired in the lifetime of indi- viduals. The thought of evolution thus dominates modern functional psychology. But it must be borne in mind, of course,, that natural selection is merely the elimination of the least favorable variations, 2 and is thus a framework, so to speak, marking the limits of variation which nature current among some, that the mutation theory of de Vries and Men- delism have negatived the whole theory of evolution by selection (Darwinism) is, of course, a gross mistake. Says Professor Bateson ( Mendel's Principles of Heredity, p. 289 ) : " There is nothing in Mendelian discovery which runs counter to the cardinal doctrine that species have arisen by means of Natural Selection." For a defense of the selection hypothesis, see Thomson and Geddes, Evo- lution, Chap. V. i Life must not, of course, be thought of as reduced to its low- est physical terms, but as an expanding process which, potentially at least, is inclusive of even its most developed forms. See defini- tion of "life-process " on page 65. Says Professor Miller, " When the biological view of mind is urged, its advocate is often thought to be making the body and its physical life the end, viewing mind and all its processes as mere means to that end. But mind, when it appears in the living organism, becomes a part of the whole, an integral aspect of the self" (Psychology of Thinking, p. 19). 2 Some of the earlier exponents of the selection hypothesis greatly exaggerated the part which natural selection plays in organic evo- lution. The idea of de Vries and of the Mendelians that selection is to be likened in its effects to a sieve was greatly needed as a cor- rective. Natural selection permits an indefinite amount of free variation within certain limits, though in the long run all forms of 8 99 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS permits, but within which a large amount of free variation is possible. The Spontaneity of the Organism : Stimulus and Response. — Living things, and perhaps all things, are charac- terized by spontaneity ; 1 that is, changes, movements are set up within them seemingly without the aid of external causes. This spontaneity is more manifest the higher we ascend in the scale of life and the more pronounced the katabolic constitution of the animal organism becomes. 2 The old conception of the organism as passive with refer- ence to its environment is more and more being given up by modern biology and psychology ; the new conception is that the organism is essentially active. '" The organism is, then, a relatively independent center of energy, whose activities are directed to sustaining or maintaining itself. That is, the activities of the organism spring from its own organic needs, such as nutrition and reproduction, and are directed to the satisfying of those needs. No organism could survive unless its activities were thus selective. The organism is teleological, then, in its very constitution, and the essential ground for its activities lies in its own internal condition — in its organic .needs. 4 It follows from what has been said that the act, which we have said is the fundamental fact in the mental life life must be outcomes of natural selection. See Thomson and Geddes, Evolution, p. 248. i Cf. Jennings, Behavior of Lower Organisms, pp. 261, 283-85. 2 Spontaneity is, of course, a direct corollary of the katabolio nature of the animal organism. A " passive " psychology is an im- possibility on the basis of modern biology. s Cf. Jennings's statement (op. cit., p. 284): "The organism is activity"; also Thomson's statement {Heredity, p. 172): "The organism is an active, self-assertive, self-adaptive living creature — to some extent master of its fate." This view of the organism as self-active must not be confounded with the neo-vitalism advocated by Driesch in his Science and Philosophy of the Organism. * Cf. Jennings, Behavior of Lower Organisms, pp. 302-05 ; 339-42. 100 PSYCHOLOGICAL BASIS OF SOCIOLOGY from a functional point of view, begins from within, not from without. 1 It begins with the physiological impulse which springs from some organic need. In the katabolic animal organism, with its tendency to expend energy, these impulses are incessant, so that the organism is in continu- ous readjustment with its surroundings. It is in this process of continuous adaptation and readaptation to en- vironment for the sake of maintaining and enhancing life that consciousness appears. It appears in order to guide and control activity with reference to the environment. 2 If the ground for the beginning of the act is within, it is not less true that the act is developed with reference to the environment, and through the stimuli which the en- vironment affords. 3 The organism is equipped, accord- ingly, with various sense organs which report, through sen- sations, the conditions in the environment of which the organism needs to have knowledge in order to adjust itself successfully. The organism is, therefore, dependent upon the environment for the development and continuance of its activities ; and this dependence is expressed in the men- tal life through the stimulus; but the essential ground for the beginning of its activities lies within — in its own organic i Cf. Jennings, Behavior of Lower Organisms, pp. 283-86. 2 Cf. Miller, Psychology of Thinking, pp. 2, 37. The assumption that consciousness does " guide and control activity," that it does function, does wX>rk, is of course the basic assumption of functional psychology. As this is the assumption of common sense, however, it does not need to be defended from the point of view of scientific method. For arguments for the efficaciousness and survival value of mind or consciousness, see James, Principles of Psychology, Vol. I, pp. 138-144; also Hobhouse, Mind in Evolution, p. 6, Chap. XVII; Stratton, Experimental Psychology and Culture, pp. 281-87. As Miller says (loc. cit.) : "Though we may- not be able to explain satisfactorily either to the materialist or to the idealist the ulti- mate relation between conscious processes and the physiological processes of the brain, yet we may consistently hold that the two sets of activities are functionally related." 3 Cf. Jennings, Behavior of Lower Organisms, pp. 292-99. 101 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS needs. In other words, to use the language of some of the psychology of the day, activity depends primarily upon interest. The Nature of the Stimulus. — The stimulus is, then, not that which forces action, but that which makes action pos- sible along some line demanded from within. 1 It is, as as has been said, the opportunity for the discharge of energy along some line of organic need. The attitude of the organism toward the stimulus is not passive, but active. 2 The organism is keyed up, expectant of the stimulus through its inborn traits or acquired habits (inborn or acquired interests). Ordinarily, indeed, the organism seeks the stimulus. Thus, in daily life we continually seek the stimuli demanded by our inborn or acquired interests (organic needs) . When the organism seems most passive, careful consideration of these cases shows that its passivity is but a high degree of specialized activity. For example, when we start involuntarily at the sound of a loud noise, it is not because the organism is passively forced to re- spond to the stimulus, but because it has been keyed up, made expectant, for such stimuli through many generations of inherited habit. Organisms in the past which did not i Cf. Jennings, op. tit., pp. 261, 285, 286, 288. 2 It is perhaps superfluous to criticise the " passive " psychology of the social thinkers of the past, although such psychology is by no means rare in the sociological literature of the present. Witness, for example, Ward's description of the way a sensory stimulus is converted into a motor impulse: "The impression made at the exterior is communicated through a nerve, by the actual succes- sive alteration of the state of its molecules, to a less differentiated protoplasmic mass in the interior, which receives the impulse by a similar alteration of all its molecules, throwing it into an unstable condition, from which it immediately returns to its normal state by means of a discharge along a second line leading to some organ of locomotion" (Dynamic Sociology, Vol. I, p. 272). This whole passage implies the activity of environment and the passivity of the organism; the activity of the organism being conceived as pro- duced wholly by the stimulation of the environment. 102 PSYCHOLOGICAL BASIS OF SOCIOLOGY respond quickly to such stimuli would be eliminated by- natural selection. Thus natural selection established in us the neural habit of responding quickly to loud noises. Such cases of involuntary attention are, then, to be ex- plained as due to the highly specialized receptivity of the organism for certain stimuli, brought about by natural selection. 1 They express the inborn activities or interests of the organism in contrast to its acquired activities or in- terests. One other point implied in the above must be made more explicit ; and that is that the response to the stimulus implies inner organization. There must be a coordination answering to the stimulus, or else no response could be made. Indeed, a stimulus could not be sensed at all unless there were an inner organization answering to it. 2 New stimuli are, for this reason, assimilated to old ones, and the response is made, as it were, by analogy, until the organism readjusts itself, that is, builds up a new coordina- tion answering to the new stimulus. Not everything, in other words, has to be learned by us as individuals. "We receive through our birth a certain stock of hereditary co- ordinations, known as reflexes and instincts, and it is upon the basis of these that the child makes its first responses to stimuli, and builds its new adaptations or habits. 3 These reflexes and instincts, which evidently represent the ac- quirements of the race through long ages of organic evolu- tion, lie at the very basis of our mental and social life, and will frequently concern us later. 1 Cf. Angell, Psychology, p. 75. 2 This is implied, of course, in the general fact that the devel- opment of consciousness has run parallel with the development of the nervous system. However, if the " tropism theory " is correct, the inner organization necessary for response to a stimulus would be, not so much anatomical, as chemical. But see Jennings, op. tit., Chap. XIV. s Cf. Angell, Psychology, p. 59. 103 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS The Selective Nature of Consciousness. 1 — The mind, then, presents itself to us, even in its early beginnings, as es- sentially a selective activity. 2 Its whole business jfo' select^ from among the countless stimuli which surround an or- ganism, those which are needful for the maintenance and development of its activities. The basis of this selection is the inner organization of the organism, built up previously through natural selection and habit in response to organic needs. To say that the mind is a selective agency is equiva- lent to saying that it is also an evaluating activity ; for the mind could not select among stimuli without valuing cer- tain stimuli higher than others ; and the basis of this valua- tion, which appears in consciousness under the forms of pleasantness and unpleasantness, is again the inner con- stitution of the organism. An important practical conclusion from the above is that the organism is not in subjection to its environment, not at least directly, but only indirectly through natural selection and acquired habit. 3 Natural selection brings about certain innate or instinctive reactions to stimuli, but these are not hard and fast in man and the higher animals ; while acquired habits create certain pathways in the nervous system which give rise to persistent forms of ac- tivity. But the organism plays a leading part, as we shall see, in determining what habits it shall have. 4 Thus the whole psyche presents itself as a delicate apparatus for mastering the environment. In the highest development of psychic life, we should expect, therefore, that the sub- jection to the environment should become less and less. This is the case with man. It is by the might of mind that he has conquered the world. i Cf. James, Principles of Psychology, Vol. I, pp. 284-89. 2 Cf. Jennings, Behavior of Lower Organisms, pp. 302-5. a Cf. Jennings, op. cit., pp. 237, 284-85. << Cf. Angell, Psychology, pp. 57, 58 ; Miller, Psychology of Think- ing, p. 54. 104 PSYCHOLOGICAL BASIS OF SOCIOLOGY Instincts. 1 ' — We have already called attention to the fact that the organism is equipped by heredity, through the working of the principle of natural selection, with inborn capacities to cope with its environment. These are the reflexes and instincts. The reflexes are simple coordinations, like sneezing, coughing, winking, grasping, which are not usually controlled by consciousness. They may be regarded as purely physiological, and concern us only because of their connection with the instincts. The instincts are simply more complex and variable reflexes in which con- sciousness plays a dominant part. They are inborn capaci- ties to act with reference to an end which has been estab- lished by natural selection. In the widest sense, they in- clude all activities or tendencies to activity which are unlearned — are in us apart from training or experience. 2 The instincts proper differ from the reflexes chiefly through the fact that (in man, at least) consciousness of some desirable end seems to dominate the series of acts, though the real biological end which the instinct subserves the individual is usually unconscious of. In any case, the instincts are the psychical aspect of race heredity, 3 and represent preformed pathways in the nervous system made in response to the demands of previous life conditions — that is, natural selection. i See Thorndike, -Elements of Psychology, Chap. XII; Angell, Psychology, Chap. XV; Judd, Psychology, Chap VIII; James, Briefer Course, Chap. XII; Kirkpatrick, Fundamentals of Child Study, Chap. Ill; also Chapter IX of this text. 2 Cf. Thorndike's definition of instinct (op. cit., p. 15): "In- stincts include reflexes and all other connections or tendencies to connections amongst thoughts, feelings, and acts which are un- learned — are in us apart from training or experience.'' This defini- tion would make the conception of instinct much broader than the one just given, as it would include much more than instinctive activities. Compare, however, what is said in Chapter IX con- cerning instinctive interests and beliefs. 3 Cf. Hobhouse's definition of instinct (Mind in Evolution, p. 53): "The response of inherited structure to stimulus." 105 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS Typical instincts are sexual and parental love, though the simpler ones of acquisitiveness, combativeness, and imitativeness are equally in evidence in human society. These examples of instincts suggest at once that human instincts ripen gradually; that they develop only through the presence of appropriate stimuli; and that they are variable in different individuals. 1 Indeed, human instincts are little more than a complex series of instinctive reactions, which are modified by experience and built up into per- manent habits through the influence of successful adjust- ment. But the instincts are all-important as the basis of the mental and social life. They represent the biologically transmitted acquisitions of the race, and hence they are the " psychophores, " or bearers of the mental life. 2 They furnish the nucleus of coordinations by which the organism must begin to master its environment, and all later adapta- tions are but modifications of these original, inherited re- actions. All that we learn, all of our interpretation and mastery of life, is but a superstructure reared upon the basis of our instincts. But it is important for the sociolo- gist to remember that the instincts are at the basis of the social as well as the mental life. All the interactions between individuals, no matter how complex they may become, all social structures and institutions, no matter how elaborate, rest finally upon the basis of instinct. Habits. 3 — Instincts are inborn, while habits are acquired. Instincts are race habits; 4 while habits, in the narrower i Cf. Thorndike, op. tit., pp. 188-90. 2 Cf. Hall, Adolescence, Vol. II, p. 61. s See Angell, op. cit., Chap. Ill ; Thorndike, op cit., Chap. XIII ; James, Principles, Chap. IV; Judd, op. cit., Chap. VIII. * The term " race habit," as describing instinct, is objected to by some because it is said to imply the inheritance of " acquired traits" ("habit" in the strict sense being always acquired). It is, however, a convenient term for racially persistent activities, and its use is sanctioned by the best psychologists (cf. Angell, op. cit., pp. 106 PSYCHOLOGICAL BASIS OF SOCIOLOGY sense in which we now use the term, are modifications of inherited activities acquired by individuals or groups of individuals during their lifetime. Habits are due to the fact that nervous currents tend to employ the same pathways which have previously been employed. They may be regarded as expressions in the psychical realm of the law of persistence of force. At any rate, habit is the name we give to the persistence of an activity, though, as we have already said, the name, in strict psychological usage, is usually given only to acquired activities, while the term instinct is reserved for those race habits which are transmitted by heredity. All acquired habits are modifications of instincts. 1 In- stinctive reactions become modified by experience, that is, the inherited tendencies of the individual are adapted to new situations, and new ways of reacting are thus acquired. The failure of an instinct to function successfully in a new situation leads to the appearance of consciousness and the reconstruction of the activity through its mediation. When the new coordination thus formed no longer needs atten- 59, 296), without, of course, any implication of the inheritance of acquired traits. i A difference of opinion exists among psychologists as to whether all habits are ultimately modifications of instinctive impulses or not. The view given in the text is that of Thorndike, Angell, and many others. Professor Judd holds, on the other hand {Psychology, p. 216), that there are two classes of habits: (1) those which develop out of instincts; (2) those which develop by selection from diffuse or random activities. Professor John B. Watson (in Harper's Magazine, February, 1912) suggests a reconciliation of these appar- ently different views by pointing out that the " random activities " are of instinctive origin. The difference between the views is evi- dently due to a difference in the definition of " instinct." The word is used in this text in the broad sense of the inherent or hered- itary impulses or tendencies which characterize a race. Of course, habits may also be based upon individual peculiarities, but these again may be regarded as variations in the relatively uniform racial tendencies. 107 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS tion, no longer exists for its own sake but is used as a means to something else, it drops more or less out of con- sciousness and becomes a habit in the strict sense of the word. Acquired habits, then, have their origin in adapta- tion. A single successful adjustment may be sufficient to establish a new habit. The habit is thus not started by the repetition of an act, but rather it is the habit which gives rise to the repetition. 1 The earlier-formed habits become, of course, the basis for later ones through their modification by adaptation exactly in the same way that the instincts are modified. Thus are built up the countless habits of the mature indi- vidual. This process of building up habits out of instincts or previously formed habits constitutes the essence of men- tal growth both in the individual and in society. It is the method by which the individual learns, as we say, and it is also the method by which society progresses. Adaptation. — We have already repeatedly called atten- tion to the fact that the more important phenomena of consciousness occur in connection with the process of adap- tation, that is, in the transition from one habit or activity to another. It remains to characterize briefly the part which some of the leading conscious processes play in the adaptive process. ' ' Discrimination ' ' is the mental process which marks the breakdown of a coordination. This brings the " sensation " to consciousness which is essentially the sign of the interruption of a habit. " Attention " is the focusing of consciousness for the sake of discovering or selecting the stimuli which are adequate to reconstruct the activity. " Association " is the process by which the dis- criminated elements are built up into a new coordination, i Cf. Sisson, The Essentials of Churaelrr, pp. 61-63. This is not denying, of course, that repetition or " practice " may greatly aid in fixing a habit, as all experiments indicate. It is denying, as Professor Sisson says, " that mere repetition of an act will create a habit." 108 PSYCHOLOGICAL BASIS OF SOCIOLOGY the association being primarily of motor tendencies and secondarily of ideas. Thus discrimination, sensation, atten- tion, and the whole list of conscious states, are, from a functional point of view, but factors in the adaptive processes of life, and get their functional significance from their connection with the process of adaptation. The whole mental life of the individual, then, centers about the facts of habit and adaptation. The building up of new habits, the breaking down of old ones, the adjust- ment of the countless number of habits to each other — it is in connection with these processes that all the phenomena of consciousness occur. It is also these processes which give rise to the most striking social phenomena. Habit and adaptation are, therefore, fundamental categories for the interpretation of the social life as well as the mental life of the individual. 1 The Three Aspects of Consciousness. — Every complete mental process has three sides or aspects, the volitional, v the affective, and the cognitive. In other words, thinking, feeling and willing are not separate divisions of the mind, but are simply different aspects of its activity. 2 That is, every conscious state has its motor aspects (will), its affec- tive aspects (feeling), and its cognitive aspects (thinking). Of these three aspects the will, in the broad sense, may be regarded as primary, since the origin of every conscious i See Chapter VIII. 2 As Professor Miller says, " They are not separate structures ; they are rather organizations of consciousness in different ways, each mode of conscious activity being adapted to a particular phase of the work needing to be done in the facilitation of adjustment. They are to be regarded as phases, or attitudes, or aspects of one unitary consciousness which appear within the complete mental act to meet specific needs within the process of adjustment." (Psychology of Thinking, pp. 64, 65.) From the standpoint of structural psychology, " will " is, of course, not a distinct mental element, though it has been suggested that it corresponds roughly to kinesthetic sensations. 109 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS state is in the physiological impulse or activity. The other two aspects of consciousness may be regarded as evaluations of the activity — feeling being an evaluation of the activity with reference to the organism, cognition an evaluation of the activity with reference to. the environment. Every act is evaluated subjectively as to agreeableness or disagree- ableness, and objectively as to its adaptation or non-adapta- tion to the environment. In other words, feeling is the subjective side of the mental process, while thought is the objective side. Both are essentially mediatory in charac- ter, since both are concerned with the mediation or guid- ance of activity. Of course, the subjective or feeling side of a mental process may greatly predominate over the objective or thought side, and vice versa. Thus some mental states may seem to be practically all feeling or all thought. But investigation has shown that there is no state of feeling that has not elements of perception in it, nor in the nature of things could there be ; while the most abstract scientific thought has in it elements of feeling. 1 Both are constant aspects of every mental process. However, in the evolution of conscious life, there seems to be a manifest tendency for thought to predominate over feeling in the higher stages, while in the lower stages of life it seems probable that feeling predominates over thought. The Will. — In the broad sense, the will is synonymous with psychical activity. As Professor Angell says, " The term will is simply a convenient appellation for the whole range of mental life viewed from the standpoint of its activity and control over movement. " 2 It is in this sense i This is. of course, not denying that feeling may approach the point of indifference in mental processes. Some psychologists claim that it is possible to get states of pure cognition. 2 Psychology, p. 370. Compare the narrower definition of will given by Miller ( op, tit., p. 63 ) : " The controlling of action by ideas is will." 110 PSYCHOLOGICAL BASIS OF SOCIOLOGY that the will is primary in the mental life, and is an aspect of every conscious state. It is, indeed, but a name for the instincts and habits, viewed collectively and from the standpoint of their activity. Will manifests itself in consciousness under the form of impulse, which we may define briefly as the more or less conscious tendency toward a movement. When, how- ever, the activity is an habitual one and is unimpeded, the impulse may not rise above the threshold of consciousness, but remains purely physiological. The " impulsiveness of all consciousness " is a fact abundantly demonstrated by psychological experiments, and is simply another way of saying that every conscious state has its motor (volitional) aspects. Activity, then, emerges into consciousness as an impulse, which is at once evaluated by the feelings and the intellect, and which, if in need of control, gives rise to the phenomena of will in the narrow sense, namely, choice, decision, determination. Will, in this narrow sense of the power to control action by ideas, that is, the power of choice, decision, is seemingly a comparatively late development in mental evolution. It rests, however, on the selective power of mind which, as we have seen, has characterized it from its earliest beginnings. Conscious choice, decision, could hardly be possible, however, until the selective process came to con- sciousness; that is, until the mind became self-conscious. Of course, in acts of decision, or of " pure will," as they are sometimes called, no impulses are created; there can only be conscious selection among impulses already exist- ing; that is, one impulse is developed at the expense of others. Hence arises in the individual the sense of free- dom of choice, or ' ' freedom of the will, " as we say, though it is manifest that the freedom is very strictly limited by the individual's variety of impulses at a given moment. As Professor Thorndike says, ' ' His will is free in the sense that at any moment what he will attend to and cherish de- Ill SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS pends upon him, upon his attitude toward the situation he confronts." 1 Feeling. — By feeling, we mean the affective tone which accompanies conscious states. 2 Feeling is used in some works on psychology in a much broader sense, as synony- mous with consciousness itself, 3 but we have used it to designate the agreeable or disagreeable tone of conscious- ness. In ■ this sense, feeling is practically synonymous with pleasure and pain, using those words in a broad way. Feeling is, as we have already said, the subjective valua- tion which the organism gives to an activity.* It is, so to speak, the reverberation of the activity in the organism. "When the activity is one which has, on the whole, in the past history of the species been advantageous, the result- ing feeling is usually pleasurable ; when, on the other hand, the activity is one which has been disadvantageous, the feeling is usually disagreeable or painful. 5 Because i Elements of Psychology, p. 281. 2 Cf. Angell, op. cit., Chap. XIII ; Titchener, Tewt-book of Psychol- ogy, pp. 225-26. s This is the case with James and also with Thorndike in his Elements of Psychology. * As Miller happily phrases it, " Feeling is the me-side of the whole complex of conscious processes involved in adjustment" (op. cit., p. 64). 5 This is the crude, evolutional view of feeling ( pleasantness and unpleasantness) ; for a more accurate statement, see Professor Max Meyer's articles in the Psychological Review, Vol. XV, on " The Nerv- ous Correlate of Pleasantness and Unpleasantness." According to Meyer, " While the correlate of sensation is the nervous current itself, the correlate of pleasantness and unpleasantness is the in- crease or decrease of the intensity of a previously constant current if the increase or decrease is caused by a force acting at a point other than the point of sensory stimulation." This theory has been rendered more exact by Dr. L. L. Bernard in his Transition to an Objective Standard of Social Control (p. 18): "Feeling," according to Dr. Bernard, "is the result of the correlation, i.e., the supple- mentation or interference, of nervous processes in such a way as to 112 PSYCHOLOGICAL BASIS OF SOCIOLOGY feeling is, however, the inner, subjective side of conscious- ness, representing the evaluation of the individual organism of its own activity, it is subject to all the variations to which the individual organism is subject. Conditions of health, habit, and personal idiosyncrasies often make that which is agreeable to one person disagreeable to another. On the whole, however, pleasure or satisfaction is the rough sign in consciousness of the organically advantageous, while pain or discomfort is the sign of the organically dis- advantageous. And because individual variations are usu- ally not wide, human beings are, after all, remarkably the same in their feelings. On account of the obvious importance of pleasure and pain in our psychic life, some psychologists have regarded them as the primary forms of consciousness, from which all other forms have been derived. But as we have already pointed out, feeling never exists in consciousness alone, but is always a tone attached to some other conscious state. It is always attached to cognitive elements and indeed necessarily must be from its very nature. There is no ground, then, for believing that pure feeling is the primary form of consciousness, though it is probably true that in the lower types of mind, feeling greatly prepon- derates and dominates the other forms of consciousness. 1 Again, it has been claimed that pleasure and pain are the sole springs of action. 2 This was, indeed, the view increase or to diminish the neural activity along a given pathway. Where a nervous process is augmented, pleasantness is experienced, and where a nervous process is weakened or diminished, there is unpleasantness." These views are not irreconcilable with the evolu- tionary view of feeling; they are simply more exact. i Professor Meyer, on the other hand, holds that feeling is a relatively late product in mental evolution. See the Psychological Review, Vol. XV, p. 320. 2 Bentham's famous statement, " Nature has placed mankind under the governance of two sovereign masters, pain and pleasure " (Principles of Morals and Legislation, Chap. I), is but one example 113 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS of human nature which prevailed during a great part of the Eighteenth and Nineteenth Centuries. Modern psychol- ogy, however, finds, as we have already stated, that feel- ing is, not the antecedent, but the accompaniment or even consequent of activity. Feeling does, however, modify activity. If the feel- ing tone aroused by an activity is pleasurable, the activity is reenforced; but if it is disagreeable or painful, the activity tends to be inhibited. 1 But this is something very different from saying that pleasure and pain are the sole source of the activity. As Professor Thorndike says, ' ' One of the most artificial doctrines about human nature which has ever acquired prominence is the doctrine that pleasure and pain, felt or imagined, are the only motives to action." 2 To sum up : we are not pushed about hither and thither, by pleasure and pain, as the hedonistic psychology pro- claimed; 3 but pleasure and pain are monitors, rough and inaccurate, but very useful, which indicate to us, without of hundreds of similar statements made during the Eighteenth and Nineteenth Centuries. See L. L. Bernard, op. cit., Chap. III. 1 Why agreeable feeling should reenforce activity and disagree- able feeling tend to inhibit activity, Thorndike thinks to be a totally unsolved problem (cf., e.g., Elements of Psychology, p. 316) ; but if Meyer and Bernard's theory that agreeable feeling results in gen- eral when the main nervous current is reenforced by currents from lower centers and that disagreeable feeling results when the main current is interrupted or diminished by other currents, there would seem to be no mystery about the matter. Cf. Meyer, " The Nervous Correlate of Pleasantness and Unpleasantness," Psychological Re- view, Vol. XV, and Bernard, Transition to an Objective Standard of Social Control, Chap. II. 2 Elements of Psychology, p. 284. 8 For further criticism of hedonistic psychology, see Fite, Intro- ductory Study of Ethics, pp. 97-101. Part I of this work contains an extensive criticism of hedonism in all of its aspects, biological, psychological, sociological, and ethical. It may be added that the hedonistic psychology is essentially the same as the " passive " psy- chology spoken of above. 114 PSYCHOLOGICAL BASIS OF SOCIOLOGY the labor of thought, the organically advantageous and disadvanta'geous. The compounds of feeling with other conscious states are so important in mental and social life that we must note the chief of these, namely, the emotions, the desires, and the interests. The Emotions. — The emotions are hereditary complexes of feeling and sensation which have become attached to certain instinctive reactions. It is the feeling aspect of the emotion, however, which predominates and gives it its significance unconsciousness. As James says, " An emotion *JL%J.S£lency,J2.ieel, an{ i an instinct_is^a J;endency"to '"act characteristically when in the presence of a certain object." 1 Typical emotions are fear, anger, hatred, grief, joy, love and sympathy. 2 Their importance in the social life, and the difference in the explanation given of them by the old and the new psychology, make it worth our while to note briefly their origin and function. According^ to the older theory of the emotions, they were aroused directly by some object or idea. They were primarily' intellectual and affective states, which brought about certain bodily reactions. According to the newer theory of the emotions, put forth by Professors James and Lange, they are due to certain bodily movements, chiefly of the internal organs, which accompany certain instinctive reactions. 3 The feeling, in other words, which we term the emotion, is the result of bodily movements, and not the bodily movements the result of the feeling. To this theory Profeajor Dewey has added that the peculiar feel- ing which marks each emotion off from other emotions is due to the different reactions which various objects call forth, and that these reactions are the vestiges of acts originally advantageous to the species, and so have been i Briefer Course, p. 373. 2 Angell, op. pit., Chaps. XVIII-XIX; Thorndike, op. cit., Chap. V. 3 See James, Principles of Psychology, Chap. XXV. 9 ; 115 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS fixed by natural selection. As Professor James says in effect, it is not true that we run because we are afraid when, for example, we see a bear, but rather we are afraid in proportion as we have the tendency to run. Thus does the new psychology reverse the order set up by the older psychology. It would not be far from correct to say that the object which excites the emotion first excites the in- stinctive reaction, which gives rise to the emotion, while only later is the intellectual perception fully developed. It is popularly supposed that the emotions give rise to actions; but at most they only reenforce instinctive ac- tivities. As Professor Thorndike says, " It is often stated that the emotions furnish the energy for action, while the intellectual states only guide and enlighten; that with- out the emotions man would never act vigorously. This is false. Men of vigorous action seem to be moved by strong emotions because acting vigorously itself tends to produce strong emotions, but really clear insight and prompt decision do as much to favor action as do soul- stirring fervor and intense passion." 1 The emotions do, however, intensify action in certain instinctive ways. The impulsive power of the coarser emo- tions, especially, is marked, and they often lead to the most violent actions. In the social life the emotions powerfully reenforce habits and customs which are based upon native impulses, and in times of excitement they often produce reversions of activity to a purely instinctive type. But above all, they give richness and meaning to the social life. While the emotions are chi efly conser vative in their so- cial action, 2 because they represent, in the main, hereditary evaluations of activity by the individual organism, yet the social emotions form, as we shall see, a part of the psycho- logical basis of progress ; and emotional impulses in general, held in check and guided by reason, may intensify action iOp. cit., p. 117. 2 See Chapter X. 116 PSYCHOLOGICAL BASIS OF SOCIOLOGY in advantageous ways. The emotions, then, while not the primary forces in individual' or social life, are true sec- ondary forces which must be reckoned with both negatively and positively. The Desires and the Interests. — The desires are com- plexes of feeling and impulse with the knowledge of the object which will satisfy the impulse. They are most mani- fest in connection with the instinctive impulses; hence the close connection of desire with instinct. 1 An impulse which springs from a purely acquired habit may, however, express itself in desire, though usually not of the strong, passionate sort. That the desires are expressions of habits as well as of instincts is shown by the fact that the de- sires of men differ greatly, but the instincts of all are practically the same. Whether the desires are to be classified under the as- pects of feeling or of will psychologists differ. Some place them with the emotions, while others regard them as forms of will. 2 It is evident, however, that inasmuch as desire is a compound of affective, volitional, and cognitive ele- ments, it is of no importance whether it be classified as a form of feeling or of will. Desire arises, however, through the blocking of the impulse by some impediment to activity, which brings the feeling valuation of the activity vividly to consciousness. For the same reason, the cognitive ele- ments in desire often become extremely vivid. Although the desires are extremely complex mental states, they occupy a position of fundamental importance in the social life. The relations of individuals may be regarded as more or less direct expressions of their desires. For this reason, Professor "Ward and other sociologists have claimed that the desires are the true social forces. This claim we shall examine later. Interest, in the psychological sense, is the subjective or iCf. Angell, op. tit., pp. 373-74. 2 Cf. Thorndike, op. eit., p. 87, and Angell, p. 374. 117 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS feeling side of attention. 1 In a wider sense, interest' is synonymous with, organic need — that which concerns the life of the organism. Inasmuch as the organism is born into the world with instinctive tendencies to attend to those things which concern its life, and is constantly ac- quiring by habit further tendencies of the same sort, it is evident that interest in the subjective sense tends to eon- form to interest in the wider, objective sense. Neverthe- less, it would perhaps be better, in order to avoid ambiguity, to use the word only in the psychological sense. In this sense, interests are of two sorts: inborn, or in- stinctive, and acquired. 2 An individual's inborn tendencies to attend may be called his instinctive interests, while his acquired tendencies to attend may be called his acquired interests. From this classification, it is obvious that the interests are subjective aspects of instinct and habit; and that an interpretation of the social life in terms of interest is essentially the same as an interpretation in terms of in- stinct and habit. The Intellect. — The intellect is the objective, universal side of mind. 3 "While the whole mind is concerned with the adaptation of the organism to its environment, the intellect, in the broad sense of cognition, is directly concerned with environmental factors. The various aspects of instinct, feeling and emotion stand peculiarly for the organism itself, while the intellect is turned outward toward the rest of the universe. Again, instinct, feeling and emotion all represent peculiarly the adaptations in the organism's past history, while the intellect stands chiefly for the present and the fu- ture. The intellect is the projective as well as the objective side of mind. All this is equivalent to saying that the cogni- tive elements of consciousness play the decisive role in adapt- ing the organism to its environment. Feeling, at most, can iCf. Angell, op. cit., pp. 362-68. z Cf. Thorndike, op. cit., pp. 309-10. s Cf. Dewey, Psychology, pp. 21-24. 118 PSYCHOLOGICAL BASIS OF SOCIOLOGY only evaluate activity with reference to the organism and its past environments ; while the intellect, in its highest devel- opment, can evaluate activity with reference to present and future environments, and even the universe itself. If man were still living a wild animal life in the woods, his instincts and emotions might be safe guides; but in the midst of a highly complex civilization and a rapidly chang- ing environment, they need criticism and supervision. Hence the demand for the supremacy of the intellect, es- pecially the reason, over the feelings, emotions, and passions — a demand which is acquiesced in by every sane mind, though this is not saying that many persons of compara- tively undeveloped intellect may not find in their feelings a safer guide than in their reason. "We must not think of the intellect, however, as some- thing separate and apart from the instincts and emotions. 1 As has already been insisted, the intellect is but the more objective and psychological side of the same process which expresses itself in instinct and emotion on its more biologi- cal and subjective side. In the life-process, indeed, the intellect has been developed chiefly as an aid in carrying out the instincts and in satisfying the demands of feeling. Nevertheless, the intellect is not the mere servant of the in- stincts and emotions. In man, at least, it has achieved con- siderable independence of them, and not infrequently is in opposition to them. Chiefly on account of his rapidly changing environment, civilized man depends upon his in- stincts less than any other animal; for him, therefore, the intellect, especially the reason, has become the chief guide of life. The reason is simply the most highly developed form of the intellect. It is the most complex of all the devices of consciousness for aiding the organism in adapting itself to its environment. 2 Without attempting to describe its work- i Cf. Miller, op. cit., pp. 97, 98. a Cf. Angell, op. cit., p. 246. 119 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS ings in detail, it may be characterized as " the universal- relating activity of mind ' ' ; that is, it functions to adapt the organism to a wider and more universal environment. By means of it consciousness is able to take account of fac- tors neither present nor tangible to the senses, remote, per- haps, in both space and time. Thus reason aids in adapting the organism to a much wider environment, both in space and in time, than such simple cognitive processes as sensa- tion, perception, memory and recognition could possibly do. Indeed, the goal of reason seems to be to adapt the self to a perfectly universal environment. Thus it explores the unknown and guides in even transforming the environment itself. All the achievements of science, all the conquests of the practical arts, all man's mastery over nature and self, are products of reason. And yet reason has apparently only begun its work of transforming nature and man. There is, of course, no foundation for the idea that the reason is essentially individualistic; 1 and that there is, therefore, no rational sanction for altruism, and so also none for progress. The conception of reason as essentially " the calculation of consequences to self " is too narrow to need serious refutation. On the contrary, the reason, as we have seen, is the most imiversal aspect of mind ; and though in some of its earlier stages it may seem narrow and egois- tic, in its higher developments it may be said to represent far more the race than the individual. There is as much, and more hope, therefore, that men will attain to common beliefs and purposes, to spiritual union, through reason as through external authority or emotional appeals. Like the whole mind, the reason has been essentially social in its development. Though unsocialized reason, like unsocialized desire, may be in abundant evidence in the present, it must be considered abnormal, and not that reason is essentially iCf. Ward, Pure Sociology, pp. 464, 479-80; also Kidd, Social Evolution, Chap. III. 120 PSYCHOLOGICAL BASIS OF SOCIOLOGY destructive of social unity, because destructive of the spirit of service and self-sacrifice upon which social unity subsists. This brings us, however, to the last topic in our direct discussion of individual human nature. The Social Character of Mind.— All that we know of mind indicates that it has been developed in and through the social life-process, that is, through the interaction of mind with mind in the carrying on and controlling of a common life-process. 1 "While consciousness exists only in the indi- vidual, every aspect of consciousness is so deeply tinged with the social life around as to suggest to some psycholo- gists that mind belongs primarily to the race or to the group rather than to the individual. Whatever truth there may be in this mystical theory, it is certain that all human consciousness is socially conditioned; that is, conscious- ness, as we know it, has been developed under conditions of association, and has reference to the common life-process of the group quite as much as to the individual life-process. This is as true of the racially inherited aspects of conscious- ness — the feeling-instincts — as it is of its acquired traits. 2 Thus the higher human instincts and emotions show very plainly their reference to the social life and function quite as much for the preservation of the group as of the indi- vidual. The so-called social or altruistic states of mind are, then, as natural as the individualistic states ; and to explain the former as derived from the latter is bad psychology, 3 i Cf. Professor Mead's article on " Social Psychology as Counter- part to Physiological Psychology," especially pp. 403-8, in Psycho- logical Bulletin, Vol. VI; also, Baldwin, Social and Ethical Inter- pretations in Mental Development, Chaps. I and II. 2 As Professor Mead points out (loc. cit., pp. 403-4), practically all the human instincts have the implication of development in a social medium. In this sense even the consciousness of the infant is, from a genetic point of view, socially conditioned. s As Hobhouse says (Mind in Evolution, p. 339), "The concep- tion of a primitive egoism on which sociability is somehow overlaid is without foundation either in biology or psychology." 121 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS since they were both produced in a common process of evolution. As to the acquired traits of consciousness, it is quite unnecessary to show that practically all that we learn we get from our social environment, and that therefore not only our knowledge and beliefs, but even our percepts and concepts are largely social products. It is in the " give- and-take " of social life that all these mental states are developed as phases of individual consciousness. Philo- sophical individualism as a theory of human nature or as a theory of society receives no support from scientific psy- chology. Individual psychology thus comes to depend upon sociology in certain portions almost as much as sociology depends upon psychology. 1 Man's mental life and social life are inseparable ; so, too, psychology and sociology. All these facts have been so emphasized of late by psychological writers that it is unnecessary to do more here than mention them, 2 while their implications for sociological theory proper will be developed in the succeeding chapters. Summary. — If we were to try to sum up this chapter in a few sentences, we should say that man is made for action ; that he is by nature active, not passive, in the presence of the forces of environment; that his mind has been de- veloped in and through his activities, and for the sake of controlling them; that it has reference in all its phases to sustaining and developing the life-process ; that mental life is itself but an aspect, though in man the significant and controlling aspect, of the whole life-process ; and finally, i Cf . Mead's statement (loc. tit., p. 408): "The evolutionary social science which shall describe and explain the origins of human society, and the social sciences which shall finally determine what are the laws of social growth and organization will be as essential for determining the objective conditions of social consciousness as the biological sciences are to determine the conditions of conscious- ness in the biological world." 2 One of the best recent discussions along this line is an article by Professor E. S. Ames on " Social Consciousness and its Object " in the Psychological Bulletin for December 15, 1011. 122 PSYCHOLOGICAL BASIS OF SOCIOLOGY that it has reference not simply to the life of the individual, but also to the life of the group and of the race. Note on the Use of Psychological Tekminology in Sociology. — Certain objections have been made to the use of psychological terms in sociology. It is said that every science should have its own terminology; that no terms should be brought over from one science to another by analogy; also that sociology should find its terms in common everyday language. With the last two of these propositions the writer is in hearty* sympathy. Every science should use the language of everyday life as far as possible. But all sciences find such language inadequate for their purposes on ac- count of its inexactness. This is unfortunately often as true in the social science as in other sciences. Thus, e.g., common language often describes the interactions of individuals in physical terms when it is manifestly inexact to do so. Nothing is more vicious in science than the mere analogical or metaphorical use of terms. Terms should never be taken over from one science to another because 01 mere analogy, but only when they exactly describe processes. If psychological terms are used in sociology it must be shown that they exactly describe the processes to which they are applied. But in a science like sociology, so immediately dependent upon antecedent sciences, terms from those sciences often exactly describe the processes in question. Just as physiology finds it convenient and even necessary to take over many terms from chemistry, so sociology will find it necessary to take over many terms from psychology and biology. Inasmuch as many of the processes which sociology describes are extensions or aspects of psychical processes within the individual, the language of psychology describes them more exactly than any other termi- nology possibly could. There seem$, then, to be no good reasons for arguing that sociol- ogy should -have a terminology quite independent of the sciences upon which it depends. It will, doubtless, develop in time a rela- tively independent terminology, although thus far all efforts to give it a, distinct terminology of its own have failed. It seems reasonable to conclude, therefore, that greater progress will be made in sociology if in the psychological aspects of sociology psychological terms are used and in the biological aspects biological terms. CHAPTER VII THE ORIGIN OF SOCIETY * The Origin of Society in General. — The origin of society in general, that is, of association among animals, and of human society in particular, can no longer be regarded as purely a speculative question. During the Seventeenth and Eighteenth Centuries social philosophers gave so many and so varied answers to this question, from the supernatural to the contract theory, that it deservedly fell into disrepute. The advances of Nineteenth-Century science have made it evident, however, that the problem of the origin of society is no more insoluble than the problem of the origin of spe- cies. This is not saying, of course, that there remain no unexplained elements in the problem, or that there is gen- eral agreement among all sociologists upon this question. Life in general remains a mystery to science, and as long as it does the origin of association as a phase of the life- process must remain also to a certain extent a mystery. The Life-Process Essentially Social. 2 — Fundamentally the problem of the origin of society is a biologienl question. 1 The first two thirds of this chapter appeared as an article in the American Journal of Sociology for November, 1909 (Vol. XV, pp. 394-404). 2 The point of view of this chapter was originally gotten by the writer from Professor G. H. Mead of the University of Chicago in lectures attended during 1897-98. A number of recent biological works have expressed similar views. The most striking of these is perhaps the work of Mr. Henry M. Bernard on Some Neglected Fac- tors in Evolution (Putnam's, 1911). This work sets forth essen- tially the same theory of the origin of social life as the one here 124 THE ORIGIN OF SOCIETY The psychological sociologist, in his discussion of the prob- lem, needs only to point out that the life-process is essenti- ally social from the start; that is, it involves from the first the interaction of individual organisms. This interaction, while in its lowest phases purely physical, gives rise in its higher stages to that psychical interaction which we call association or society. Life is not, and cannot be, an affair of individual or- ganisms. The processes of both nutrition and reproduction in all higher forms of life involve a necessary interde- pendence among organisms of the same species, which, ex- cept under unfavorable conditions, gives rise to group life and psychical interaction. Society is no more the result of the coming together of individuals developed in isolation than the multicellular organism is the result of the coming together of cells so developed. Society, that is, the psy- chical interaction of individuals, is an expression of the original and continuing unity of the life-process of the associating- organisms. Looked at from the standpoint of the whole evolution of life, it is really the result of the breaking-up of the life-process into several relatively inde- pendent centers while the process itself remains a unity. The functional interdependence on the psychical side which constitutes a group of organisms a society is a mark at once given, though unfortunately mixed up with questionable biological and psychological theories. Says Bernard (p. 395): "When we come to deal with the colonies built up of human units, we feel justified in postulating that, though accidents in the environment may have tended to foster association in some and to destroy it in others, yet the principle of association has been instinctive and or- ganic, since the colonization of human societies belongs to the series of colonizations which have been such conspicuous factors in bring- ing about organic evolution. This point is very important and adds an element to the science of sociology which is much needed. With- out it human societies would have to be regarded as more or less fortuitous aggregates of individuals who are slowly learning to cooperate." 125 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS of their original unity in a common life-process and of the fact that they now constitute a higher, more complex unity. In this view, the social process is strictly a phase of the life- process, even in the biological sense. Social Life in Part a Function of the Food Process. 1 — The social process, then, grows spontaneously out of the life-process. It grows out of both of the fundamental phases of the life-process — the food process and the repro- ductive process. The food process, or the activities con- nected with nutrition, seems to act chiefly in a negative way upon the earliest beginnings of association. As a rule, organisms of one species remain together as long as food is abundant, and they scatter only when the conditions of nutrition become unfavorable. The thing to be explained in the organic world is not the living together of large numbers of one species, but rather the scattering and separation of individuals. 2 As has already been said, separation usually takes place on account of lack of food supply, while where food supply is abundant and sufficiently concentrated the individuals of a species remain together in large numbers. Now, where living forms remain in close proximity to each other they tend to take on functional interrelations both in the food process and in the reproductive process. The conditions of food supply thus become the physical basis of the interre- lations among organisms, interrelations which later become psychical. When the conditions of food supply become unfavorable, the tendency to scatter, moreover, may be i For a very good discussion of the influence of the function of nutrition upon social origin and development, see Espin.is, Des Boci6t6s Awimales, Section II. 2 The most serious errors in sociology have been introduced through the assumption of primitive isolation or separateness. One can never get anything but a mechanical unity in society unless there was some sort of vital unity at the beginning. The biological view of life, however, gives but little support to philosophical indi- vidualism. 12G THE ORIGIN OF SOCIETY overcome by new adaptations on the part of organisms which give rise to superior ways of cooperating, so that an adequate supply of food shall be assured. Or when scatter- ing does take place it may be by bands, and those bands whose members cooperate best in finding a food supply would have the best chance of survival. The control over the food process is the matter of su- preme concern both to the individual and to the species. Not only is a stable food supply necessary for the survival of the individual, but reproduction can only take place after nutrition has reached a certain height, and it tends to go on only where food supply is abundant. Now, control over the food process can be more easily established by groups of cooperating individuals than by isolated indi- viduals. Natural selection operates, therefore, from the first in favor of such groups, and toward the elimination of individuals living relatively isolated. It must especially favor those groups in which the interactions between indi- vidual units are quick and sure — that is, those groups in which the power of psychic interstimulation and response is fully established, and in which intelligent cooperation and orderly relations between individuals are highly developed. It is not an accident that the most successful, and, in gen- eral, the higher animals live in groups with well-ordered relations and highly developed means of interstimulation and cooperation. Thus the collective control over the food process, estab- lished primarily by natural selection, becomes the positive basis of social organization, so that it is possible even to say, in a rough way, that the social process is a function of the food process. The goal, indeed, of much conscious social development seems to be the collective control of the food process. Whether it is the only goal, or the highest goal, of social development will be considered later. It suffices to point out here that social organization and evolu- tion present themselves, from one point of view, largely as 127 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS a direct outgrowth of that fundamental phase of the life- process which we have called the food process. Defense against enemies may be regarded as the nega- tive side of the food process, since it is largely in the efforts to secure and maintain a food supply that the necessity of defense arises. That such defense can be much better un- dertaken by groups of individuals than by isolated indi- viduals; and that natural selection, therefore, operates powerfully in this way alone to favor group life, have long been among the commonplaces of sociologists. The conflict of group with group in the struggle for the possession of the means of subsistence has been one of the most important factors in social evolution, especially in the way of inte- grating groups. It is not our purpose, however, to discuss the workings of this factor in social evolution at this point, but only to recognize that conflict as a phase of the food process has contributed powerfully to the genesis and de- velopment of association or the social life. Social Life in Part a Function of the Reproductive Process. 1 — It is not, however, the food process which has played the chief role in the genesis of association among animals. That honor belongs to the reproductive process, using that phrase in a broad way to cover all the activities connected with the birth and rearing of offspring. The study of the reproductive process is, indeed, the keystone of the arch in general sociology. The birth and care of off- spring are essential phases of the life-process, and at the same time are essentially social activities, since in all but the lowest forms of life they involve the cooperation of at least two individuals. Sexual reproduction, necessitating the interaction of two individuals, lays a positive founda- tion for association. It is, however, the production of im- mature or " child " forms which need prolonged and ten- i See Espinas, Des Soci6t6s Animates, on the influence of the function of reproduction on the formation and development of social groups. 128 THE ORIGIN OF SOCIETY der care on the part of one or both parents which gives rise to that most intimate form of association that we term the family, which produces and reproduces the social life from generation to generation, and which becomes the basis, in large measure, of all later social organization. In the rela- tionship of the mother to the child we have the beginnings of that sympathetic social life, of which the family has re- mained the highest type, and which has become the con- scious goal of civilized human society. Society, in the sym- pathetic sense, then, had its beginnings in the family, that is, in the relation of the child form to the mother form. 1 The relationship of the child form to the parent form becomes more prolonged and increasingly important as or- ganic evolution advances. While in the lower reaches of life the reproductive process is comparatively unimportant in its social results, in the higher animals with the prolon- gation of the period of immaturity and with the increasing necessity of the cooperation of both parents in the care of the young, it becomes supremely significant for the social life. While it is a law that the higher we ascend in the animal scale, the less energy is devoted to mere physical reproduction, it is equally a law that the higher we ascend in the animal scale the more energy is devoted to the care and rearing of the offspring that are born. The social re- sults of the reproductive process become, therefore, increas- ingly rich, significant, and complex as we ascend in the scale of animal life. It is among the higher animals that the family as a form of association receives its highest de- velopment, and hitherto it has been among the most highly civilized peoples that the family as a human institution has been held in highest regard and most safeguarded in cus- tom and in law. It is not, therefore, too much to say that the social proc- ess is a function of the reproductive process quite as much i Cf. Sutherland, Origin and Growth of the Moral Instinct, Chaps. X-XI. 129 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS as it is a function of the food process ; that the social order exists to safeguard the birth and upbringing of each new generation quite as much as to assure an adequate supply of material goods to those already existing. Of course, these two phases of the social process are supplementary and should not be set in opposition to each other. They would not need to be distinguished, were there not some who talk as if the only function of the social life were to secure fox" all an adequate supply of material goods. Certain it is that all forms of social life, from the ants and bees to man, and in the human world from savage to civilized, have been determined from considerations of reproduction quite as much as from considerations of nutrition. The goal of social development is, therefore, quite as much control over the reproductive process as control over the food process. The child is not only the center of the family life, but of the whole social system as well. The child's heredity, birth, care, and education are the supreme concern of church and state as well as of the home, and the sooner this is recog- nized the better. The Origin of the Social Nature of Consciousness. — If the general forces at work in the genesis of association or group life are now clear, it remains only to say a word about the social character of the individual mind; that is, how consciousness comes to be the chief connecting link between individuals living in association. As far back as we can go in mental evolution, the psychic elements of life are a chief means of binding individuals of the same species together. Instincts, emotions, and sensations of one indi- vidual organism often seem made to fit into corresponding mental processes of another organism ; and varied means of interstimulation and response are developed. The mind seems to be social in its nature from the start, and to be at once a social product and a social instrument. The reason for this is now clear. Consciousness is con- cerned with the mediation of the activities of the life- 130 THE ORIGIN OF SOCIETY process, particularly those of the food process. But the life-process of the individual is only a part of the larger life-process of the group to which he belongs. The procur- ing of food and the protection against enemies, as we have seen, are activities which can be more successfully carried on by the group than by the individual. But consciousness is concerned with the mediation of these life activities. If they are carried on by groups it is evident that the only way the mind can control them is through some form of psychic interconnection between the individuals of the group. Hence have arisen the various forms of psychical interaction (inter stimulation and response) between indi- viduals. These forms of psychical interaction, in man at least, are so perfect that intelligence controls collective ac- tion almost as easily as individual action. Thus the social character of mind is an expression of the fact that it has to do with the mediation of a process which is carried on by several cooperating individual units ; while society, the psy- chical interrelations of these individuals, means that there is one common process of living carried on by these cooper- ating units on the psychic plane, that is, on the plane of interstimulation and response. Society in the concrete sense, in other words, may be practically defined as a group if individuals who carry on a common life-process by means of interstimulation and response. The Origin of Human Society. — The position already im- plied is that the processes involved in human association are fundamentally the same as in animal association; in other words, that animal society is the precursor of human society, and that, strictly speaking, human society is but a form of animal society. Human society is, however, so different from animal society that it is considered by many to be sui generis. But the whole difference between the two, it can readily be shown, is in the forms and definite- ness of the psychical interaction between individuals. What especially distinguishes human society from animal 10 131 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS groups is the possession of articulate language. It is this which makes possible the communication of definite ideas, giving a far greater degree of definiteness to the whole process of mental interaction and making possible among human beings many higher forms of cooperation. Ar- ticulate speech, of course, rests in some degree upon the power of forming abstract or general ideas, though it in turn reacts to develop that power. Upon these two great differences between man and the other animals — articulate speech and the power of abstract thought 1 — rest the chief differences between animal and human society; for the other great distinctive marks of human society, such as the rationality and self -consciousness of its individual mem- bers, religion and government, all go back to or are in- timately associated with language and the power of abstract thought. Instinctive Origin of Human Society. — If what has been said is true, then human society must be regarded as an inheritance from man's prehuman progenitors, and as a form of animal society. Even many of the forms of human association were doubtless fixed in the subhuman stage. This is notably true of man's family life, which in its es- sential features, as Westermarck and others have shown must be regarded as an inheritance from man's ape-like progenitors. 2 It is also true of such a form of association 1 These, of course, go back to the more fundamental differences in mental constitution between man and other animals, pointed out by Professor Thorndike among others (see his Animal Intelligence, pp. 124-42). Thorndike sums up these differences in mental con- stitution between man and other animals as chiefly differences in their mental associations. Man's associations " are naturally far mode delicate, complex'and numerous" {loo. cit., p. 137). This gives rise to the great difference that man has " free " or " independent ideas" which are unattached to specific reactions (op. cit., pp. 124, 153-54). 2 See Westermarck's History of Human Marriage, Chaps. I and III. For a judicious summing up of the controverted question of 132 THE ORIGIN OF SOCIETY as leader and follower, for the phenomena of leadership are found among many of the higher animals. In a word, human society rests upon instincts estab- lished by natural selection during the long prehuman stage of man's evolution. These instincts were the basis of all the primitive forms of association among men, and the addition to these of the intellectual elements of language, abstract ideas, self-consciousness, and reason is what gave rise to the peculiar products of human social evolution, human institutions and civilization. Human Social Life Modified by Intellectual Elements. — The origin of these intellectual elements which have given a peculiar color and form, so to speak, to human association we cannot here discuss except to say that they are them- selves largely social products. Language is manifestly a social product, and the fact that man is the only speaking animal is correlated with the fact that he is preeminently the social animal. In the same way, the power of abstract thought and of syllogistic reasoning may be shown to depend largely upon language and other traits developed through association. Even self-consciousness itself, the consciousness of the unity and continuity of our mental life, which many make the distinctive mark of human society, is probably an outcome of association. 1 It certainly depends for its development in the child largely upon lan- guage and the general give-and-take of the social life. All this, of course, is equivalent to saying that the differences between animal and human society are due to the natural social evolution of the human species; that the causes of these differences are to be sought in human social life it- self, and not outside. the existence of a primitive state of promiscuity, see Thomas, Source Book of Social Origins, pp. 530f. i Cf. Baldwin, Social and Ethical Interpretations, pp. 13f. ; Cooley, Social Organization, Chap. I; Giddings, Elements of Sociol- ogy, Chaps. IX and XX. 133 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS This is not saying, of course, that there may not be instincts peculiar to man as an animal which account in part for the differences between animal and human so- ciety. But it is saying that these peculiar human instincts are not what give human society its distinctive character, but rather the intellectual elements; and that these in- stincts have evolved, and all man's instincts been modified, under the influence of a social life in which intellectual elements were powerful. Thus are harmonized the in- stinctive and the intellectual elements in human society. Contrasts Between the Family IAfe of Man and of Brutes} — The family life of man, as the primary form of human association, will serve to illustrate these points. Though man 's family life in its essentials is undoubtedly an inheritance from his prehuman precursor, yet one is struck at once by the vast differences between the family life of man and that of the higher animals nearest him. There is, for example, in the human species no pairing season, little tendency to natural ornament during the period of courtship, but a strong tendency to artificial adornment, while there seems to be an instinct against incest, 2 prevent- ing close inbreeding. These differences may be perhaps set down to a difference in instincts between man and the higher animals. On the other hand, there are many dif- ferences which cannot be so explained, such as the fact that the endorsement . of society is almost invariably sought among human beings before the establishment of a new i The substance of this analysis (developed more fully in my elementary text, Sociology and Modern Social Problems, pp. 66, 67), I owe to Professor W. F. Willcox. 2 The recent criticism of the view that the aversion to incest is instinctive (e.g., that of Havelock Ellis in his Psychology of Sex) amounts only to this, that the instinctive tendency is not so much against incest as toward sexual attraction between relatively strange or unfamiliar persons (the so-called "instinct of exogamy"). But this theory practically comes to the same thing as Westermarck's theory. 134 THE ORIGIN OF SOCIETY family, usually through the forms of a religious marriage ceremony ; that there exists a feeling of modesty regarding matters of sex; and that chastity is enforced, on married women at least, among all peoples. While these peculiar traits of human family life may perhaps in part be traced to peculiar " human instincts," yet the element of self- consciousness in each of them is so large and so manifest that they may be safely ascribed largely to man's intel- lectual nature. Thus the human family life illustrates both the instinctive origin of human association and its modification through intellectual elements which have caused it to vary widely from the primitive animal type. Prolongation of Human Infancy. — Here must be no- ticed the influence of the prolongation of human infancy upon human social life. This purely biological fact, whose importance John Fiske was the first to call attention to, 1 has had a profound influence on both the instinctive and intellectual elements in human association, and especially on human family life. We have already noted how the prolongation of the period of immaturity of offspring affects social evolution in general, cementing the union between the parents and giving opportunity for the devel- opment of the sympathetic instincts and emotions within the family group. It is, no doubt, largely due to pro- longed human infancy, therefore, that we have regularly in human society a permanent union between the parents lasting throughout life; permanent sympathetic relations between all members of a family group, giving rise to the sentiment of blood kinship; and a high development of sympathetic feeling and altruism in human society gen- erally. It is, however, often overlooked that the pro- longed period of immaturity in man, besides cementing the human family group and generating altruism in an instinctive way, gives opportunity for the intellectual ele- i Outlines of Cosmic Philosophy, Vol. II, pp. 340-46, 360. 135 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS ments in human association to assert their influence. It is prolonged immaturity which makes education possible, and gives opportunity for social tradition to mold each individual in conformity with the habits of his social group. Language could hardly be transmitted, and could not be developed and perfected without prolonged immaturity. And so with every other spiritual possession of humanity. Abstract thought, religion, government, and moral ideals could hardly effectively mold individual conduct or in- fluence the social organization, were it not for the period of relatively prolonged plastic immaturity through which every individual passes. Upon this biological circumstance depend, therefore, many of the striking features of human social life, especially the influence of intellectual elements, hence plasticity and, ultimately, the capacity for social progress itself. Other peculiar features of human social life, which by some are held to be so peculiar as to make human society in a class by itself and not comparable with animal groups, may now be quickly disposed of. It is said that man transforms the environment while the environment trans- forms the animal. 1 While the contrast in such absolute terms is not justifiable, yet it must be admitted that man's growing mastery over physical nature is one of the most striking facts of human social life. But it is evident that it is but an outgrowth of man's power of abstract thought together with that vast cooperation which human science and art imply. It is a secondary, then, rather than a primary difference between human and animal social life. Again, the existence of a conscious social morality in hu- man groups has been claimed to be an irreducible differ- ence between them and animal groups. But even Aristotle perceived that this was due to the fact that human groups possess language and so social tradition, and we may add, i See Ward, Pure Sociology, pp. 16, 17. 136 THE ORIGIN OF SOCIETY the power of abstract thought to form ideals. Organized government is a distinctive feature of human societies, although not all possess it. But organized government un- doubtedly rests upon the same foundations as social moral- ity, with perhaps an even larger rational and deliberative element. Finally, religion is a distinctive feature of all human groups whatsoever, but it is probably a product of the interaction of man's self-consciousness and reason with his instinctive life. To sum up: we may conclude, then, that the social de- velopment which we find in humanity is in principle the same as the social development which we find in the ani- mals below man; that the origin of human society is in the instincts established by natural selection long before the human stage was reached, though the development of human society has been largely modified by intellectual elements. Though these intellectual elements are impor- tant, human society is not in any sense an intellectual con- struction due to the perceptions of the utilities of asso- ciation. It is not a contract, as was once thought, which can be made over to suit the pleasure of the parties thereto ; neither is it a machine of the gods which man cannot mod- ify. Human society is modifiable in the same sense and in the same degree in which human nature is modifiable. While social organization, customs and institutions rest fundamentally upon instincts which have grown out of the necessities of the life-process, these instincts and the habits which grow out of them are modifiable by intellec- tual elements, especially in the young. Education is the only sure means, and probably, the only safe means, of social reorganization. Was Man Primitively a Social Animal? — If this question means whether man lived in association with his fellow human beings at the earliest human stage, not solitarily, there can be but one answer. There is not the slightest evidence that man was ever a solitary creature, or even 137 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS that he lived in solitary family groups. 1 The evidence from the highest animals, from prehistoric archeology, from the lowest existing savages, from human instincts, from language and other sources, points to the conclusion that primitive man lived in hordes of several related fam- ilies. The full evidence for this conclusion cannot here be given. It is sufficient to say that the remains of paleo- lithic man in Europe clearly show the existence of hordes of considerable size and also indicate the existence of a family unit within the horde. Typical lower savages of the present, such as the Bushmen of South Africa, the Andaman Islanders and the Fuegians likewise live in hordes of related families as do also some of the apes, notably the chimpanzee, which is nearest to man. Finally, the hu- man instincts furnish good evidence that man was adapted primitively to the family and to the kindred group, but not to larger groups. "What then about man's antisocial characteristics; were they not primitive? Is it not notorious that man, as the old Latin adage puts it, has always been the wolf of his brother man, and is not this wolfishness in man a survival from more primitive conditions 1 The answer is that while man was primitively social, his sociality was narrow, con- fined largely to the family and to the kindred group, and that consequently he is not as yet well adapted to wider social relations. It is interesting to note, however, that these so-called antisocial traits of man are not found most fully developed among the lowest savages. Rather they characterize peoples that are somewhat advanced in cul- ture, particularly those in the stage of barbarism. Thus cannibalism, evidence seems to show, did not characterize i Cf. Giddings, Elements of Sociology, p. 232. The biologists, Thomson and Geddes, speaking even from the biological point of view, say {Evolution, p. 100) : "There can be little doubt that man was from the first distinctively social." For the opposite view, see Ward's writings in general (e.g., Pure Sociology, p. 556). 138 THE ORIGIN OF SOCIETY primitive man (except as it may have existed sporadically), but only became developed after the stage of barbarism had been reached. At any rate, the peoples among whom cannibalism is most fully developed at the present time are peoples relatively high in culture. Again, there is good reason to believe that war was not common in the most primitive stages of human evolution, but only de- veloped after population had considerably increased and peoples had begun to press upon each other's territorial limits and food supply. The lowest peoples in point of culture even at the present time we find again to be essen- tially peaceful. "War with its ferocities, cannibalism, and slavery are relatively late products, then, in social evolu- tion and incident to man's adjustment to a wider and more complex social environment. It is, therefore, quite within the truth to say that it is the struggle and conflict that have been developed within the species in its more com- plex stages of evolution that have called forth, sometimes in exaggerated forms, the predatory and antisocial tenden- cies which we see more or less in human society at present. Nevertheless, as has just been said, man's sociality and his social instincts are adjusted primarily to a relatively narrow social environment, namely, the primitive environ- ment of the family and the kindred group. It is not, therefore, incorrect to say that man is as yet only partially socialized. With reference to his present complex social life this incomplete socialization of man seems to be pro- nounced, but this is in part due to the fact that the com- plexity of social organization and its attendant competi- tion have made demands upon the individual's instincts and reason which cannot, in the nature of the case, be met at once. As has already been pointed out, man's in- stincts in particular are found to be inadequate for the complex social life of civilized societies, and even individ- ual reason is in part inadequate. However, history shows that there has been an expand- 139 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS ing social consciousness; that is, while man's native im- pulses adjust him only to a relatively narrow group, his intelligently formed habits have been adjusting him to con- tinually wider and wider groups. Accompanying this wider adjustment, brought about through the mediation of intelligence, reason and widening sympathy, are expanding feelings of social solidarity, until the most highly developed man of the present recognizes his oneness with all the rest of humanity, the conscious goal of his endeavor being to adjust himself to humanity collectively rather than merely to his family, his community, his nation or his race. There can be no doubt, therefore, that man is undergoing an evo- lution adjusting him to a wider social environment. In part this adjustment is perhaps taking place through natu- ral selection, though it is even more an adjustment which is brought about through custom, tradition, education and conscious moral ideals. In other words, the most highly developed social groups are making conscious efforts to have all individuals born within their limits acquire habits of thinking, feeling and action which will adjust them to a much wider social life than that to which they are natu- rally adjusted. It is through such conscious efforts of edu- cation that we must expect the new and fully socialized in- dividual to arrive rather than through waiting for the long process of selection to bring about the creation of such an individual type. The Solidarity or Psychical Unity of Society. — We have already said that " society is an expression of the original and continuing unity of the life-process of the associating organisms." It is important that the student grasp this conception of the unity of society at the beginning; 1 and that he see that this unity, though primitively biological, is i The idea of social unity is, of course, very old, going back to Greek philosophy. C'f. Stein, Wcsen und Aufgabe der Sociologie, pp. 12, 13. 140 THE ORIGIN OF SOCIETY now mainly psychic. The picture which modern psychol- ogy presents of the individual mind is apparently at first sight not favorable to this conception of psychic units larger than the individual consciousness; for each mind is wholly unconnected with other minds except through the intervention of physical media, and, as we have already seen, there are no direct causal connections between one mind and another. Each mind, however, responds to phys- ical stimuli, and among these stimuli are the signs or sym- bols created in the physical medium by other minds. Thus through interstimulation, mental interaction (i.e., inter- mental processes) is possible. Development under similar biologic conditions makes all minds of a given social group, moreover, respond in like ways to like stimuli. Thus, from the first the interactions of a group of individuals tend to become orderly ; and as we have just seen, natural selection favors those groups in which orderly and definite forms of interstimulation and response are highly developed. Thus the action and reaction of mind upon mind through the intermediation of physical stimuli becomes an orderly, well-defined, and continuous process, which we know as the " social process," and which we name in its various phases communication, suggestion, imitation, sympathy and the like. It is thus through various forms of interstimulation and response that groups of individuals can act together; and as we have already seen, groups of individuals of the same species living together must act together to survive. Hence from the beginning social groups carry on a common life-process by means of interstimulation and response; that is, they are functional unities in which the unity of function is secured mainly by psychical means. "Whether a society shall be called a psychical or a psycho-physical unity is manifestly merely a matter of the choice of terms. The phrase " psychical unity " seems, however, preferable because it expresses the dominantly psychical character of the processes with which the sociolo- 141 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS gist deals. 1 The process of interaction between individuals is dominantly a psychical process in that its dominant ele- ments are* psychical. The functional unity or solidarity of society is, therefore, essentially psychical, and society is in its essence, though in the broad sense, a psychical unity. Thus is justified methodologically the sociological point of view — the view of the group as a functional unity, and the interpretation of its phenomena from the standpoint of its collective life, that is, from the standpoint of the mass as a whole. Hence the sociologist does not consider the in- dividual as such, as we have already emphasized, but only the individual as a functioning element in the larger whole ; while the psychologist, on the contrary, considers the social whole only to throw light upon individual experience as such. It is manifest that the study of interstimulation and response from the side of individual experience would show only half of the whole process. In the interests of science, it is important that the process be studied from the point of view of the larger unity, if the interstimulations and responses of individuals are determined, more or less, upon the basis of the needs and interests of a collective life. It is the task of , the sociologist, then, to interpret the social life from the standpoint of a social life-process. Just what the nature and methods of this social life-process — this process of living together — are, we shall see in the next chapter. i Cf. the writer's discussion of this point in American Journal of Sociology, Vol. X, pp. 666-71. CHAPTER VIII THE FUNDAMENTAL PACT FOR PSYCHOLOGICAL SOCIOLOGY: THE SOCIAL COORDINATION * The Psychological View of Society. — The psychological view of society which we have thus far developed in the preceding pages may perhaps be summed up roughly in a single sentence as follows : Society is a mass of interactions, of interstimulations and responses, between individuals, not haphazard, but regular, coordinated and controlled, work- ing for the most part toward definite ends and making so- cial groups true functional unities, ruled by habit largely, but like all organic unities, undergoing adaptive changes which are themselves regular, and which, moreover, give rise to the more important socio-psychical phenomena. As we have seen, from a psychological point of view, a society may be practically denned as a group of individuals who carry on a common life-process by means of interstimula- tion and response. In other words, society or association is a psychical process, that is, a process immediately made up of and ruled by psychic elements, such as impulse, in- stinct, habit, emotion, desire, interest, sensation, imagina- tion and reason. The fundamental fact, accordingly, with which the sociologist has to deal, is the process of mental interaction, of interstimulation and response, between in- dividuals. It is this interstimulation and response which makes up all social phenomena and which is, therefore, the i The substance of the first half of this chapter was presented as a paper before the American Sociological Society, December, 1909 (see American Journal of Sociology, Vol. XV, pp. 596-618). 143 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS subject-matter of all the social sciences, and particularly of sociology. The significant thing for the sociologist, how- ever, is not that mental interactions between individuals exist, but that they are regular ; not haphazard, but coordi- nated and controlled. "Without this regularity in the forms of interaction between individuals, social science in gen- eral would be impossible, for the object of all scientific study of society is to discover regularity in social activity^ that is, in the forms of interstimulation and response among individuals. The Social Coordination. — This regularity and coordina- tion in mental interaction, interstimulation and response, which brings to a unity of aim the activities of the indi- viduals of a group, may be called the social coordination, just as the bringing to a unity of aim of physical and psy- chical processes in the body is called a coordination. This coordination or coadaptation of individuals in activity is, of course, what makes group action possible. It creates the unity of the group ; and the coordinations that persist — become habitual — form the substance of permanent social organization. Moreover, just as the conscious life of the individual centers about the process of adaptation, so it is the changes in these social coordinations, the breaking down of old ones and the building up of new ones, which give rise to the more important phenomena of collective mental life. Prom this standpoint, we shall find, the function of the various psychic elements in the social process will read- ily become clear. We are justified in concluding, therefore, that the most important and practically most fundamental fact for the psychological sociologist is this coordination or coadaptation of individuals in activity — the social coordi- nation. 1 i While the term " social coordination " was borrowed by the writer from the functional psychologists (see American Journal of Sociology, May, 1899), the term was used earlier by other sociol- ogists, though with a narrower connotation (see, e.g., Giddings, 144 THE SOCIAL COORDINATION To trace out the mechanism of the origin, development, and forms of these coordinations or adaptations between in- dividuals constitutes the task of the sociologist from the psychological point of view. In doing this his point of view, as we have already pointed out, is necessarily that of the group, not that of the individual ; for the individual in his instinctive and habitual reactions gives at most only the starting point for these coordinations. The real reason for the existence of such coordinations, or coadaptations, must always be found in the carrying on of a common life- process by a group of individuals, else they would not ex- ist. The coordinations, in other words, are coordinations of individuals in function, and the group must be consid- ered as a functional unity in order to understand them. The Origin of Social Coordinations. — The biological origin of social coordinations is not a concern of the psy- chological sociologist as such, though the matter has re- ceived incidentally some attention in discussing the origin of society. We may note that the development of species and groups under similar biologic conditions gives rise, as has been so much emphasized by Professor Giddings, to such organic and mental similarity that their individual Principles of Sociology, pp. 388-90). The term " coadaptation " was borrowed from the writings of Dr. M. M. Davis, whose views of the nature of the social life, as set forth briefly in his Psycho- logical Interpretations of Society, are in many points closely similar to those of the writer. The term " coadaptation " has, of course, long been in use in biological writings (e.g., Darwin in Origin of Species ) . Recently many sociological writers have expressed views of the social life similar to those set forth in this chap- ter. Dr. Rene' Worms, e.g., says (Les Principes oiologiques de I'Evolution sociale, p. 23) : "Adaptation is the most general fact in the social existence. . . . For the solidarity of all elements is the first attestation of social structure [anatomie) , and their co- ordinated action is the first attestation of social function {physiolo- gie) ." Cf. also Waxweiler's discussion of social coordination in his Esquisse d'une Sociologie, pp. 228-48; also the general ideas in Vaccaro's Bases sociologiques du Droit et de I'Etat. 145 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS units respond in like ways to like stimuli; 1 and that this organic similarity is undoubtedly the biological fact which makes possible coordinated social activity. Moreover, on account of this fact and also on account of the selective processes in nature which favor the existence of group life, the instincts of the individuals of a social species are made, as we have seen, so that they fit into one another, as it were, and thus their instinctive reactions are coordinated with one another. Instinctive reactions thus yield certain co- ordinations or coadaptations between individuals to start with. In the social life of man these instinctive reactions are modified through habit and intelligent adaptation, so that the adjustment of the activities of individuals to each other may reach such a high degree of perfection that groups often act with the spontaneity and certainty of in- dividual units. Through instinct, habit and intelligent adaptation, then, wrought out under similar life conditions, the activities of individuals become socially coordinated or coadapted. Practically the psychological sociologist has to start his interpretation of the social life with these social coordina- tions. Just as the psychologist cannot get back of organic activity and have anything left of mental life, so the soci- ologist cannot get back of social activity and have anything left of social life, for we do not think of the group as a unity except in connection with its activities. The coordi- nation of individuals in activity is the sign of social rela- tionship, social organization, social life, throughout the ani- mal scale. Individuals living together in mere proximity cannot be said to have social relationships until they become functionally related to each other as parts of some func- tioning whole. Society is the coordination of the activities of individuals. 2 In a psychological interpretation of so- i See Descriptive and Historical Sociology, Chap. II. 2 Cf. the statement of Dr. M. M. Davis (Psychological Interpre- tations of Society, p. 9) : "The essence of society is adaptation. . . . 146 THE SOCIAL COORDINATION ciety, therefore, we must begin with concerted or coordi- nated activity, with the group acting together in some par- ticular way, for it is this which constitutes the group a functional unity, and which is the first psychic manifesta- tion of group life. Social Coordination and Social Cooperation. — It may be objected that what we have called the social coordination is nothing more than social cooperation under another name. But social coordination, as already implied, does not neces- sarily mean that the relationship is one of mutual aid. It may be one of exploitation, or even of modified hostility. There is, however, it must be admitted, no objection to em- ploying the phrase " social cooperation " in a very broad way to designate the sum of social coordinations, for social cooperation in this broadest sense is made up of social co- ordinations; popularly, however, social cooperation is used in a much narrower sense as implying a high degree of reflective consciousness on the part of the individuals whose activity is coordinated. Even by some scientific writers the term cooperation is used in exactly this way. Thus, we find Professor Giddings, for example, saying, " There can be no cooperation except among those who are, in a good degree, like minded, and who are so far conscious of their agreement that they can intelligently plan their common activity. " 1 It is manifest that such social cooperation as Professor Giddings is speaking of, implies a high degree of reflective consciousness which hardly exists until man is reached in the animal scale and is not present even in many human groups. The term " social coordination " has been used to express the connection between the activities of a mass of individuals living together and carrying on, Millions of brain cells are coordinated to think as one brain. Physi- ology tries to tell how. Millions of brains coordinate themselves and function in many ways as one brain. The how of that marvel is for sociology." i Elements of Sociology, p. 77. 11 147 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS through interstimulation and response, a common life- process, because it is a colorless term, not implying the high degree of consciousness which sometimes attaches to the phrase social cooperation. Manifestly, as has already been said, all social organization is an outcome of social coordi- nation and social coordination can, therefore, be regarded as synonymous with social cooperation only in the sense that all social organization implies cooperation. Objective Expressions of Social Coordination. — Social co- ordinations have both objective and subjective expressions in the collective life. Their objective expression is chiefly in those relatively uniform and universal ways of action to which Professor Sumner has given the name " folk- ways. ' ' 1 The folkways are simply regular modes of social activity in a given group of people. The better term would probably be " social habits," since these regular modes of social activity are not, by any means, confined to the large group which we term a folk or a people, but are found in the smallest groups of society as well. Every family group, for example, illustrates these regular modes of social activity which we have termed social coordinations. The family, indeed, beautifully illustrates the whole matter of social interaction and social coordination; for the activ- ity of each member of a family group is coordinated in very definite and regular ways with the activity of all the other members of his group. Just as every coordination in the individual that persists is termed a habit, so every coordina- tion that persists in a social group may be termed a social habit. In those large groups which we term peoples there is, of course, no objection to calling these regular modes of social activity ' ' folkways, ' ' as Professor Sumner does. Of course, there are many other ways in which social co- ordinations express themselves objectively. As we have already repeatedly said, the whole matter of social organi- 1 Cf. Sumner's Folkways, Chap. I. 148 THE SOCIAL COORDINATION zation is simply a matter of the types of social coordination that persist among the members of a given group, that is, all the forms or modes of association are simply different objective expressions of social coordination. All of the ob- jective regularities and uniformities in society may, there- fore, be looked at as so many objective expressions of social coordination. A custom, for example, is but a social habit (in this case, a " folkway ") which has persisted long enough in a people to gain a certain prestige, while what we call institutions, are but sanctioned forms of association, or of social coordination. .Types of Social Coordination or Forms of Association. 1 — The analysis of the various types of social coordination has, as yet, only just begun. It is evident, however, that the types of coordination between individuals are as complex as human life itself, and that an analysis of society into its various types of social coordination would be practically equivalent to an analysis of social structure as a whole. All possible coordinations between individuals exist, and hence, an infinite variety in the forms of human association. The honor of beginning a serious study of the various types of social coordination, that is, of the forms of association, as a definite sociological problem, belongs to Professor Simmel, 2 of the University of Berlin, but his analysis is very far from satisfying. What he has studied chiefly are the empty forms of association, that is, the forms themselves without definite content, such as equality, superiority, subordina- tion, and the like. He omits, for example, such common forms of social coordination as are seen in the family, such as husband and wife, parent and child. For a full under- standing, however, of the types of social coordination, we must consider not merely their empty form, but also their content. It is apparently an inexhaustible task to classify i See Chapter XVI. 2 See hia Soziologie, Chap. I ; also American Journal of Sociol- ogy, Vol. XV, pp. 289f. 149 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS and arrange the various types of persistent interaction be- tween individuals: The progress of sociology as a science is, however, not dependent upon any exhaustive enumera- tion or classification of the types of social interaction. Rather, sociology must show the way in which types of social coordination arise and are changed into other types and the significance of the principal types for the collective life of man. Subjective Expressions of Social Coordination. — But the subjective expressions of social coordination are of not less importance than the objective expressions in folkways, customs, institutions and social organization. Those sub- jective expressions are to be found in the mental attitudes which the individuals of the group maintain toward each other. A group of individuals carrying on &• common life- process through interstimulation and response, must main- tain certain habitual psychical attitudes toward each other in order that they may respond quickly and effectively, each to the stimulus which the activity of the other affords. Hence, the significance of feelings, emotions, ideas and be- liefs in all forms of human social life. Feelings, emo- tions, ideas and beliefs are, on the one hand, expressions of common life activities, and en the other, they power- fully reenforce and direct those activities. The family group again illustrates the matter. The mental attitude of the members of a family toward one another is an ex- pression of their common group life and group activities. Corresponding to their habitual modes of interaction, are certain feeling, or emotional attitudes, and even certain ideas and beliefs. Thus, the social coordinations of husband and wife, parent and child, are each subjectively expressed by appropriate feeling, or emotional attitudes. Common Feelings, Ideas and Beliefs in the Social Life. — Inasmuch as the family group is organized largely on "an instinctive basis, the subjective expressions of its coordina- tions are chiefly in feeling and emotional attitudes. Hence, 150 THE SOCIAL COORDINATION we ordinarily think of such relationships as husband and wife, parent and child, in terms of feeling. In larger social groups, however, built up chiefly upon the basis of acquired habits, common ideas and beliefs may be the chief expression of social coordination; but in any case, habitual modes of interaction must come to have attached to them certain feeling tones in the individuals concerned — that is, they must give rise to certain feeling attitudes of certain individuals toward each other. In animal groups, where the interactions are almost wholly instinctive, not much more than the feeling attitude may exist as the sub- jective accompaniment of social coordination, but in hu- man societies, with their larger element of acquired habit, the chief subjective expressions of social coordination are frequently common ideas and beliefs; thus, in a modern nation, unity of action and of life is secured partly through sentiments like patriotism, but even more through certain generally accepted ideas and beliefs. Such generally ac- cepted ideas and beliefs, which form the psychical basis of institutions, may be called " coordinating ideas." The importance of such coordinating ideas in human social and institutional life, although first emphasized by Comte, has not as yet been adequately investigated, or even recognized, by sociologists. The whole matter of uniformities of feeling, belief and opinion in social groups, evidently, then, must be studied in connection with social coordinations if it is to be under- stood; for the mental attitudes of individuals toward each other and toward their group as a whole are expressions of the way in which they are socially coordinated. These subjective expressions of social coordination are, of course, since thought and feeling mediate activity, also marks of incipient stages of new forms of social organization as well as of existing forms. In a group of individuals, then, carrying on a common life-process through interstimulation and response, mental attitudes mediating social activities 151 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS mark the beginning of new coordinations, or coadaptations, as well as those coordinations that have become fixed as social habits. Social Habits. — Thus far in this discussion, the point of /view has been that of the social habit, and it may b ( e well to note a little more fully the nature of social habits. As has already been said, in a broad sense, social habits are simply social coordinations that persist. In their various modifications they are known, in the larger human groups, as folkways, customs, manners, morals, laws, institutions and the like. In brief, all the tangible uniformities of the social life are social habits. It is evident that they rest partly on instincts, partly on acquired habits. As has already been noted, in all social species, the instincts of individuals are made so that they fit into each other, as it were, and provide certain social coordinations to start with. This is especially true of man, human family life, as we have just seen, illustrating especially these instinctive co- ordinations between individuals. But it is also true that in man social habits axe largely acquired. "While the orig- inal or instinctive coordinations between human individu- als may be numerous, yet on account of the complexity of man's social life, these original social coordinations have become overlaid with a vast mass of acquired social habits that are even more important for the distinctive character of human society than the instinctive coordinations. Hence the need in human society of definite forms of mental in- teraction, of interstimulation and response, whereby every individual may acquire the habits of his group. Hence also why human groups have developed such definite forms of interstimulation and response, as oral and written lan- guage, and superior types of suggestion and imitation. The Psychical Mechanism of Social Change. — We must now leave the point of view of social habit, and ask what happens when social habits change; for we know that in social groups, as in individuals, habitual ways of action 152 THE SOCIAL COORDINATION are continually being modified. The social coordination that exists to-day in a group of individuals may no longer exist to-morrow. Even the type of coordination itself changes. Now, in a group of individuals carrying on a common life-process, there must be some very definite mech- anism by which habitual ways of interaction are modified or even radically changed. That mechanism is found in the various forms of communication and in other simpler forms of interstimulation, such as suggestion. Psycholo- gists, as a rule, have had little to say about communica- tion, probably because it is so obviously a social process. At any rate, all that we know goes to show that communi- cation is a device to carry on a common life-process among several distinct, though psychically interacting, individual units. All the higher forms of communication had their origin in the needs of, and exist for the sake of perfect- ing, a common life. 1 As we have already seen, the dis- tinctive mark which separates human society from animal groups and which makes it separate and unique, is the possession of language, or articulate speech. In the transition from one social habit to another, in the breaking down of one social coordination and in the building up of another, then, various forms of communica- tion come in to mediate the process. Just as in the in- dividual the transition from one habit to another is marked by mental processes of discrimination and association, so in the social group the transition from one social habit to another is marked by processes of criticism and discus- sion. When anything goes wrong with the working of a social habit, various appreciations of the social situation are communicated from one individual to another. Public 1 Cf. the remark of Professor Mead (Psychological Bulletin, Vol. VI, p. 406 ) : " The probable beginning of human communication was in cooperation, not in imitation, where conduct differed and yet where the act of the one answered to and called out the act of the other." 153 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS criticism marks, then, the bad working or the breaking down of some social coordination. Discussion of the whole social situation comes in to pick out the elements in the old habit that are unworkable and to select those that may be made the basis of a new habit. Discussion works in society, therefore, very largely as the association of ideas works in the individual mind. Through discussion certain elements in the situation, objective stimuli, or ideas, are selected and fixed upon by the group for the building up of a new coordination. When the ideas for the building up of the new coordination have become relatively settled we have what is called the formation of a public opinion. In order to carry out this public opinion there is usually necessary the selection of certain individuals that are judged to be especially fitted to carry out the new social policy and we have the phenomena of leadership, and of authority resulting. Along with these more tangible processes of intercommunication, there are, of course, those less tangible processes of interstimulation, such as various forms of suggestion and imitation. At any rate, the mech- anism by which the transition from one social habit to another is effected must be made up of various forms of interstimulation and response, and among the more impor- tant of these are public criticism, free discussion, public opinion and conscious social selection of ideas and indi- viduals. It is obvious that without these the process of social change, of continuous readjustment in society, could not go on ; that new habits adapted to the new life condi- tions could not replace the old habits which are no longer adapted. The Function of Imitation. 1 — Here must be briefly noted the function of imitation in this process of continuous so- cial readjustment. As Professor Baldwin has insisted, 2 i See Chapter XIII. 'Social and Ethical Interpretations, passim. 154 THE SOCIAL COORDINATION imitation, in its broadest sense, is undoubtedly the chief means of propagating acquired uniformities in human so- ciety. Its exact function, as just pointed out, is to mediate in the formation of those social coordinations, where uni- form, concerted activity is desirable. It comes in, there- fore, to assist in building up most social habits, and es- pecially in mediating relatively simple and unconscious coordinations between individuals. The error of the imi- tation sociologists consists in fixing attention upon but one element in the building up of social coordinations, rather than upon the whole process. The tacit assumption of the imitation theorists is that it is the uniformity or like- ness of activity which makes social coordination, society, possible; whereas unlikeness of activity is necessary for many of the higher forms of social coordination. In the family, for example, while imitation smooths the way foi # many adjustments, yet many of the coordinations between its members are possible only because of original and ac- quired differences. Imitation does not, therefore, enter into all social relationships — that is, into all forms of interstimulation and response. It is, however, the great and indispensable means of bringing unity in a group when uniform, concerted action is necessary or desirable. Hence, all social species, including man, are highly imitative. The tendency to imitate, therefore, like communication, must be regarded as an outcome, an instrument, of the social life, not its basis. The Function of Sympathy and Understanding. 1 — We must also here note briefly the role of sympathy and un- derstanding in mediating the more complex coordinations between individuals in human society. Sympathy and un- derstanding are among the striking products of harmonious social coordination. At the same time they are chief in- struments in effecting harmonious coordinations. Indi- iSee Chapter XIV. 155 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS viduals whose activities are coordinated in harmonious re- lationships, as, for example, in the family, always develop sympathy and understanding. Instinctive sympathy may, perhaps, be regarded as an outcome of those selective processes which have favored the existence of certain social coordinations between individuals; while habitual sym- pathy accompanies the harmonious coordinations between individuals that are acquired through habit. On the other hand, only individuals who sympathize with each other and understand each other are manifestly fitted to co- ordinate harmoniously their activities in very complex ways. Thus, in all the more complex social coordinations, sym- pathy and understanding are necessary processes for the harmonious adjustment of the activities of individuals. It is the lack of a sympathetic understanding, indeed, which most frequently gives rise to that failure to build up har- monious coordinations between individuals which, as we shall see, is the source of much of the conflict and much of the tragedy of the social life. As sympathy and under- standing are so important in the collective life, groups of all sorts do all that they can to promote sympathy and understanding between their members. Every social group, therefore, strives to promote acquaintance and like-minded- ness between its members. Here comes in the social significance largely of convivial occasions and of " so- ciety " in the narrow sense of the word. Modern civilized societies especially take many artificial measures, through popular education, the deliberate cultivation of altruism, and the like, to promote sympathy and understanding among their members. Moreover, individuals, 'conscious that their successful social adjustment depends upon being understood and sympathized with by their associates, sedu- lously seek sympathy and understanding from one another. It is safe to say that sympathy and understanding are more important in carrying on a collective life than external forms of social constraint. 156 THE SOCIAL COORDINATION Professor Giddings has formulated a law of sympathy, which we must here note, based upon the degree of resem- blance or likeness between individuals, viz., " The degree of sympathy decreases as the generality of resemblance in- creases." 1 But it seems more probable that sympathy is directly proportionate, not to the amount of resemblance, but to the harmony of the coordination between individuals. The more harmonious the coordination between individuals, the more their sympathy, and vice versa. Resemblance affects sympathy only indirectly, only as it is necessary for the coordination of their life activities. Thus a man may have more harmonious coordinations with his dog, and hence more sympathy, than with many of his fellow- men whom he resembles much more closely. Again, though members of the same family may differ greatly as regards sex, age, temperament, yet if they have a harmonious co- ordination of their activities, they rarely lack an abundance of sympathy for each other. All this does not preclude, of course, sympathy from arising in anticipation of har- monious coordination between individuals; for, as con- sciousness has to do with the mediation of activity, all mental processes may mark the beginning as well as the establishment of activities. If we take sympathy in the very broad sense of all the altruistic impulses and feelings of human nature, whether native or acquired, then evi- dently sympathy in this sense of altruism is necessary for all higher types of social relationship. Those coordinations which involve very complex cooperation or mutual service between individuals, often remote in time and place, in- volve a high degree of reflective sympathy or altruism. Sympathy in this broad sense is so important in human society that it will be necessary for us to examine in some detail later its function in social organization and progress.. iSee Elements of Sociology, p. 67; also Inductive Sociology, p. 108. 157 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS The Function of Confidence and Mutual Trust. — Closely connected with sympathy and understanding in the social life are confidence and mutual trust. Confidence and mutual trust are, on the one hand, an outcome of harmonious social relations (coordinations), and on the other, are nec- essary for the establishment of any complex coordinations. Harmonious relationships beget confidence, but on the other hand, confidence is necessary for all but the simplest re- lationships. People cannot live together without some de- gree of mutual trust. Individuals must form a " stable environment ' ' * with reference to each other, if they are going to successfully coadapt their activities. The knowl- edge or belief that we can rely upon the character of others, we call confidence or faith in others, and like all other forms of our knowledge it is concerned with the mediation of activity — in this case with the mediation of the coordination of activities. Economists have remarked upon the vast role played by confidence or mutual faith in the transactions of finance and commerce. It is scarcely necessary to add that it plays an equally important part in all other phases of the social life. Without it the family could not exist, government could not be carried on, and philanthropic work would have no basis. The social worker who is trying to lift up a depressed family or class or a backward race must have faith in the persons he deals with if he is to secure help- ful coordinations between his efforts and their own — that is, secure their cooperation in the betterment of their own condition. The Function of Stimuli Arising from Intergroup Conflict and Competition. — Another factor in bringing about social coordinations of a high type are the stimuli arising from intergroup conflict and competition. While the stimuli 1 1 am indebted for this phrase to a former student, Dr. E, B. Kern, now of the George Washington University. 158 THE SOCIAL COORDINATION afforded by the struggle with the physical environment and with other nonsoeial forces are conceivably sufficient to bring about the highest degree of coordination, unity, and solidarity in the larger human social groups, yet histor- ically they have not done so. Rather, it has been the stim- uli arising from the conflict and competition of one human group with another which has chiefly developed conscious social solidarity in the larger human groups. The con- flict and struggle with natural forces of groups of indi- viduals carrying on a common life has necessitated in some species the development of a high type of social co- ordination, but in humanity it has usually been conflict and competition of human groups with one another which has developed the highest degree of social unity. Danger tightens, and security relaxes, the bonds of all social groups j 1 and no danger in historical times has threat- ened human groups comparable to that offered by con- flict with other human groups. This conflict has stimulated in human groups not only imitativeness, sympathy and understanding among their members, but also the develop- ment of consciously coordinated activities and of conscious collective control over the activities of masses of individ- uals. In other words, human groups involved in a life and death competition with other groups, could survive only by the development of high types of conscious coordination of the activities of individuals. While previous to such conflict the members of a group may have but a vague consciousness of their common life and of the ends of their activities, through such conflict and competition these ends become sharply defined in consciousness and the in- dividuals who make up the group become vividly conscious of the relation of the activities of each to the collective life. Thus the group achieves group or social self-consciousness. In the same way it achieves a higher degree of organiza- i Cf. Boss, Foundations of Sociology, p. 287. 159 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS tion, for the group becomes conscious that definite relations between individuals and some centralized control are neces- sary if the group is to succeed in its competition with other groups; and more definite organization and cen- tralized control are expressions of the closer coordination of the activities of individuals. In the same way, also, the group takes on a more decided individuality. In the intergroup competition, it must develop a definite direc- tion and purpose in its activities and so a definite char- acter. Thus groups develop what may be called a group will. Group individuality and group will are phenomena which will be discussed later. Conflict Within the Social Group. — The process of con- tinuous readjustment in society, the breaking down of old social habits and the building up of new ones, ordinarily goes on without shock or disturbance — oftentimes, indeed, without the individual becoming vividly conscious of change. Habits, however, must be continually modified in social life as well as in individual life. "Variations con- stantly arise in individuals and in the environment, mak- ing old social habits no longer workable. Through proc- esses of discussion, suggestion, imitation, the formation of a group opinion, the selection of ideas and ideals, a new social coordination, or adaptation between individuals, is built up, which, if it works well, persists and becomes a new social habit. This process often goes on, as we have already noted, without the individual even being conscious of change; for, though the individual may participate in discussion, may receive suggestions and may imitate, may accept ideas and beliefs, may even select leaders and au- thorities, yet he may be quite unconscious of the end of the process — the construction of a new social coordination. But sometimes a new and harmonious coordination can- not be built up, for a sufficient stimulus for its construc- tion cannot be found. It is here that much of the tragedy of social life comes in, for it is here that the opportunity 160 THE SOCIAL COORDINATION for conflict and hostility within the group arises. Let us illustrate again from the family life. Parent and child may have a certain coordination — a certain habitual atti- tude toward each other, which works well during the child's younger years; but the parent often forgets that that coordination and his attitude must be modified with the child's growth. As a consequence, the old social co- ordination is maintained too long and when it finally breaks down, no adequate stimulus may be found for the build- ing up of a new harmonious coordination. Hence conflict often arises between parent and child. It is the same with the relations of husband and wife and with all other social relations. Conflict of individuals within a group arises, then, through the failure to build up new social coordina- tions adapted to new life conditions, so that the individuals of a group may form a stable environment with reference to each other. The result is a conflict of habits and the possible disintegration of the group. Conflict of one so- cial group with another is, of course, an entirely different matter. Conflict Within National Groups. — It is the same in the wider social organization of nations and peoples as in the more intimate social relations of smaller groups. Nor- mally, a people's institutions are continually changing; old institutions are gradually replaced by new ones as life conditions change. Normally, the breakdown of an old institution is so gradual that by the time it disappears a new institution adapted to the new life conditions is ready to take its place. The change has been brought about from one social form to another through such peace- ful means as public criticism, free discussion, the forma- tion of a public opinion and the selection of individuals to carry out the line of action socially determined upon. But where these means of effecting social readjustments are lacking, or imperfectly developed, social habits may become relatively fixed and immobile. Now, a society, like 161 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS an individual whose habits become inflexible, is bound to have trouble. It is from such conditions that those vast social disturbances which we term revolutions with their bloody conflicts between classes arise. Revolutions, in other words, are due to certain interferences in the mech- anism by which normal social readjustment is accomplished ; that is, they are disturbances in the social order due to the breakdown of social habits under conditions which make difficult the reconstruction of those habits, that is, a new social order. Some degree of conflict and opposition within a group, whether small or large, is, however, a normal accompani- ment of the breaking down of old habits and the build- ing up of new ones. In any mass different individuals will be exposed to different stimuli, and will respond to the same stimuli differently. That is, they will be exposed unequally to life conditions, and will vary in their responses on account of organic variations. Hence, social coordina- tions, customs, institutions and the like, will be unequally suited to various individuals; and in the building up of new coordinations different stimuli, ideas, ideals, or prac- tical interests, will appeal to different individuals as the proper basis (adequate stimulus) for the construction of the new coordination. Hence the degree of conflict which is often seen in criticism, discussion, and other processes connected with social change. Hence also the inevitable and necessary opposition between parties in building up new coordinations and institutions in national groups. It is evidently the proper function of parties to sense and evaluate different stimuli, to bring about discussion of these stimuli, which may serve as adequate (that is, as " coordinating ideas "•) for the construction of new and advantageous coordinations. Parties, however, as we shall see later, tend to become mere " interest groups " and to set up their own advantage or existence as ends in them- selves. 162 THE SOCIAL COORDINATION Revolutions as Illustrating the Process of Social Readjust- ment Under Abnormal Conditions. 1 — The whole psychology of social coordination and of social change, and the part played by the more obvious factors in the mechanism of social change, cannot be better illustrated than by those convulsive movements in the history of societies which we term revolutions. It will be well, therefore, to examine the psychology of revolutions in order to illustrate the theory of social organization and of social changes which we have just set forth. We are not using the word revo- lution now in a loose sense to designate any sudden po- litical or social change from coups d'etat, or " palace revo- lutions," to mutations in fashions or industrial changes due to great inventions, although, of course, the psycho- logical theory of social order and of social change that has just been set forth apply to these processes. Rather, we are now using the word revolution in its strictly po- litical sense. As Bodin long ago pointed out, the mark of revolutions in this sense is a change in the location of sovereignty. Such movements always imply a shifting of the center of social control from one class to another and inwardly are often marked by change in the psychical basis of social control, that is, a change in the common ideas, beliefs and sentiments upon which the social order rests. Outwardly such movements are frequently characterized by bloody struggles between privileged and unprivileged classes, which not infrequently issue in social confusion and anarchy. Revolutions, in this strict sense, although superficially political, are, then, even more sociological 1 The substance of this section was published as a separate article on " A Psychological Theory of Revolutions " in the Amer- ican Journal of Sociology for July, 1905. It is utilized here be- cause it exactly illustrates the writer's theory of the nature of the - psychological process in human society. The theory was first out- lined in an article published in the American Journal of Sociology in May, 1899 (Vol. IV, p. 817). 12 163 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS phenomena, and as such the theory of revolutions must form an important chapter in any theory of social evolution which deals with human history as it finds it. Revolutions, in the sense in which we have used the word, are, perhaps, best typified in modern history by the Puritan Revolu- tion in England and by the French Revolution. Less typ- ical, but still in some sense revolutions, were the American War for Independence and the American Civil War. Many other essentially revolutionary conflicts in modern times might be, of course, instanced. We may note that the objective explanations of revolu- tions which have usually been offered by historians and economists — that is, explanations in terms of economic, governmental, and other factors largely external — have been far from satisfactory inasmuch as they have lacked that universal element which is the essential of all true science. These explanations have, to be sure, pointed out causes operating in particular revolutions, but they have failed to reveal the universal mechanism through which all revolutions must take place. The reason for this must be now clear to the student, for as we have already seen, nearly all social occurrences are in the nature of re- sponses to external stimuli. The same response, or similar responses, may be called forth, however, by very different stimuli, since the stimulus is only the opportunity for the discharge of energy. Consequently any explanation of revolutions or other social occurrences in terms of external stimuli is, as we have already seen, foredoomed to fail- ure, because such an explanation will fall short of that universality which science demands. The particular stimu- lus which occasions a revolution will vary in each instance, but the psycho-social mechanism through which the revo- lution is effected in every case remains the same. As has already been said, from a psychological point of view, revolutions are disturbances in the social order due to the sudden breakdown of social habits under con- 164 THE SOCIAL COORDINATION ditions which make difficult the reconstruction of those hab- its — the formation of a new social order. In other words, revolutions arise through certain interferences or dis- turbances in the process of normal social readjustment. Where the normal means of effecting readjustments in the social life are relatively lacking, social habits and institu- tions tend to become relatively fixed and immobile and a conservative organization of society results. Now, societies, like individuals, are in danger when their habits for any reason become inflexible. In the world of life, with its constant change and ceaseless struggle, only those organ- isms can survive which maintain a high degree of flexi- bility or adaptability. It is even so in the world of societies. As Professor Ward says : ' ' When a society makes for itself a procrustean bed, it is simply preparing the way for its own destruction by the on-moving agencies of social dy- namics." * It is evident, then, that a society whose habits become inflexible for any reason is liable to disaster. That disaster may come in two forms: it may come in the form of conquest or subjugation by a foreign foe; or it may come in the form of internal disruption or revolution, when the conditions of life have sufficiently changed to make old habits and institutions no longer workable. It is with this latter case that we are concerned. Conditions Giving Rise to Social Immobility. — The con- ditions under which social habits become inflexible, hard and fast, are many. In a general way they have already been indicated by saying that the mechanism by which the transition from one social habit to another is effected — namely, public criticism, free discussion, public opinion — has been partly destroyed. This has occurred most fre- quently, no doubt, under despotic forms of government; and hence the connection in popular thought between tyranny and revolution. Not only absolute monarchies, but i Pure Sociology, p. 230. 165 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS aristocracies and oligarchies also, have frequently created types of social organization which were relatively inflexible. Despotic government, however, is only one of the many conditions favorable to social immobility. Authoritative religions which have glorified a past and put under ban all progress have also had much to do with creating social inflexibility. Again, the mental character of a race or people has much to do with the adaptability and progres- siveness of the social groups which it forms, and some writ- ers would make this the chief factor. Finally, it is well known that in societies without any of the impediments of despotic government, authoritative eeclesiasticism, or inferior racial character, public sentiment, prejudice, fanaticism and class interest can and do suppress free thought and free speech, and produce a relatively inflexible type of society. Possible Consequences of Social Immobility. — Whatever the cause of their immobility, societies with inflexible hab- its and institutions are bound to have trouble. The con- ditions of social life rapidly change, and opposing forces accumulate until, sooner or later, the old habit is over- whelmed. Under these conditions the breakdown of the old habit is sharp and sudden ; and the society, being un- used to the process of readjustment, and largely lacking the machinery therefor, is unable for a greater or less length of time to reconstruct its habits. There ensues, in consequence, a period of confusion and uncertainty in which competing interests in the society strive for the mastery. If the breakdown under these conditions be that of a habit which affects the whole social life-process, and especially the system of social control, we have a revolution. It is consequent upon such a breakdown of social habit, then, that the phenomena of revolutions arise. Psychology of Revolt.— But before considering some of these phenomena in detail, let us note somewhat more con- cretely how the old habits and institutions are overthrown. 166 THE SOCIAL COORDINATION Of course, the opposing forces must embody themselves in a party of opposition or revolt. This party is composed, on the whole, of those individuals whom the changed con- ditions of social life most affect, those on whom the old social habits set least easily. The psychology of the revolt of large numbers of men to an established social order is, at bottom, a simple matter. It is simply a case of the breakdown of a social habit at its weakest point, that is, among those individuals with whom the habit is least work- able, or, in other words, whose interest lies in another di- rection. From these the attitude of revolt- spreads by imi- tation, first among those to whom the old social habits are ill-adapted, and finally among all who are susceptible to the influence of suggestion. Thus the party of opposition grows until it comes to embody all of the influences and interests which make the old habits and institutions ill- adapted or even unworkable. The Bole of " Destructive " and " Disintegrating " Ideas. — The party of revolt in attacking the established so- cial order must have weapons. Usually it finds these weapons first of all in certain destructive and disintegrating ideas. Thought, as we have seen, in society may be con- cerned either with the building up or the tearing down of activities. Corresponding to the coordinating ideas, be- liefs or opinions upon which the institutions of a highly developed social life may be based, accordingly, are cer- tain disintegrating ideas upon which can be based no set- tled and harmonious social order. While the criticism of revolutionary periods begins with pointing out defects in existing social arrangements, it not infrequently ends by endorsing purely anarchistic ideas. In any case, ideas of an individualistic sort are made weapons of attack upon the established social order. They also often serve as watchwords and shibboleths to unite the party of revolt. Thus they serve not only as instruments of attack but also as means of rallying and unifying the revolutionary forces. 167 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS " Peaceful Revolutions." — If these forces continue to grow it is evident that there is possible to the ruling classes only two alternatives: either they must make concessions, that is, attempt themselves the readjustment of institutions ; or they must face actual conflict with the party of opposi- tion. As a matter of fact, historically the former alterna- tive has much more often been chosen, thus open conflict avoided, and so-called " peaceful revolutions " effected. If, however, no concessions are made by the ruling classes, or only such as are insufficient to bring about the read- justments demanded by the life conditions; if, in other words, the relative inflexibility of the social order is main- tained, then the antagonism between the old social habits and the new life conditions can be resolved only by open conflict between the ruling classes and the party of revolt. And when this conflict results in the success of the party of revolt, we call it a " revolution. ' ' Anarchy of Revolutionary Periods. — Thus the old so- cial order is overthrown, violently, suddenly, and some- times almost completely. Now in the transition from one habit to another in the individual there is frequently to be observed a period of confusion and uncertainty; and this confusion is intensified if the breakdown of the old habit has been sudden or violent. "We should expect, there- fore, an analogous confusion in society upon the break- down of social habits; and this is exactly what we find. The so-called anarchy of revolutionary periods is not due simply to the absence of efficient governmental machinery, but to the general breakdown of the social habits of the population. The anarchy is, of course, proportionate to the violence and completeness with which the old habits and institutions are overthrown. Again, in such periods of confusion in the individual consequent upon the entire breakdown of a habit, we observe a tendency to atavism, or reversion, in his activities; that is, the simpler and more animal activities tend to come to expression. This 168 THE SOCIAL COORDINATION tendency not only manifests itself in reyolutions, but is of course greatly intensified by the struggle between the classes ; for fighting, as one of the simplest and most primi- tive activities of man, greatly stimulates all the lower centers of action. Hence the reversionary character of many revolutionary periods. They appear to us, and truly are, epochs in which the brute and the savage in man re- assert themselves and dominate many phases of the social life. The methods of acting, of attaining ends, in revo- lutions are, indeed, often characteristic of much lower stages of culture. These methods, as a rule, are unre- flective, extremely direct and crude. Thus resort to brute force is constant, and when attempts are made at psychical control it is usually through appeal to the lower emotions, especially fear. Hence the terrorism which is sometimes a feature of revolutions, and which conspicuously marked the French Revolution. Mobs in Revolutionary Periods. — Here another striking phenomenon of revolutionary epochs must be noted; and that is the part played at such times by mobs and other crowds. 1 It is evident that in the confusion and excite- ment of revolutionary times the most favorable conditions exist for the formation of crowds and the doing of their work. There is an absence, on the one hand, of those con- trolling habits, ideas and sentiments which secure order in a population; and, on the other hand, there is the re- version to the unreflective type of mental activities. Under such conditions, crowds are easily formed, and a suggestion suffices to incite them to the most extreme deeds. Thus much of the bloodiest work of revolutions is done by crowds. But it is a mistake to think that true revolutions can be initiated by mobs, or carried through by a series of tliem. Revolutions simply afford opportunities for mobs i Le Bon especially has championed the " mob theory " of revo- lutions. See his works in general, especially The Crowd. 169 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS to manifest themselves to a much greater degree than they can in normal social life. Duration of Period of Anarchy. — The duration of the period of confusion, anarchy and mob rule in a revolution is dependent upon a number of factors. If the party of revolt is united upon a program, and if the population generally has not lost its power of readjustment, the period of confusion may be so short as to be practically negligible. Under such circumstances the reconstruction of new social habits and institutions goes on rapidly under the guidance of the revolutionary party. As an illustration of this par- ticular type of revolution with a happy outcome we may take our War of Independence. In this case the relative unity of the revolutionary party, the incompleteness of the destruction of the old social order, the vigorous power of readjustment in a relatively free population, all favored the speedy reconstruction of social institutions. State of " Chronic Revolution." — Unfortunately, this speedy reconstruction of social habits is not the outcome of all revolutions. Too often the revolutionary party is uni- fied in nothing except its opposition to the old regime. It can find no principle or interest upon which a new social order can be reconstructed. Moreover, through a long period of social immobility the population seems often to have lost in great degree its power of readaptation. In- deed, in rare cases, peoples seem to have lost all power of making stable readjustments for themselves. Under any or all of these conditions, it is evident that the period of confusion, anarchy, and mob rule in a revolution must con- tinue for a relatively long time. During this time frequent attempts may be made at the reconstruction of the social order without success. These attempts are continued until some adequate stimulus is found, either in an ideal prin- ciple or in the personality of some hero, to reconstruct the social habits of the population. Or, if no basis for the reconstruction of the social order can be found, revolution 170 THE SOCIAL COORDINATION may become chronic; and the period of relative anarchy and mob rule may last for years, only to be ended perhaps by the subjugation and government of the population by an external power. Sociology of the " Dictatorship." — A more usual out- come, however, to the chronic revolutionary condition is the " dictatorship." How this can arise from conditions in revolutionary times is not difficult to understand. The labors of ethnologists have shown us that democracy in some shape is the natural and primitive form of govern- ment among all races of mankind; that despotism has arisen everywhere through social stresses and strains, usu- ally those accompanying prolonged war, when a strong centralized system of social control becomes necessary, if the group is to survive. Now, in that internal war which we call a revolution, if it is prolonged, it is evident that we have all the conditions favorable to the rise of des- potism. When the party of revolt are unable to agree among themselves, and can offer to the population no ade- quate stimulus for the reconstruction of the social order, nothing is more natural than that that stimulus should be found in the personality of some hero ; for social organiza- tion is primitively based upon sentiments of personal at- tachment and loyalty far more than upon abstract prin- ciples of social justice and expediency. The personality of a military hero affords, then, the most natural stimulus around which a new social order can, so to speak, crystal- lize itself, when other means of reconstructing social in- stitutions have failed, and when continued social danger demands a strong, centralized social control. The dictator- ship, in other words, does not arise because some superior man hypnotizes his social group by his brilliant exploits, but because such a man is " selected " by his society to reconstruct the social order. Caesar, Cromwell and Napoleon, these typical dictators of revolutionary eras, would probably have had their places filled by other, 171 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS though perhaps inferior, men, had they themselves never existed. Reaction After Revolutions. — Here may be briefly ex- plained the reaction which frequently follows revolutions. No revolution is, of course, complete ; it is never more than a partial destruction of old habits and institutions. Now new habits, as we have learned, have to be erected on the basis of old habits. "What remains of the old social hab- its after a revolution must serve, therefore, as the foun- dation for the new institutions, since no other foundation is possible. After repeated attempts at reconstruction of the social order have failed, it is the easiest thing to copy the old institutions, and this is often the only successful means of restoring social stability. Hence the reversion to prerevolutionary conditions. But, in the nature of things, such reaction is usually only temporary. The population has learned that the social order can- be changed, and at some later time is quite sure to attempt it again. The practical conclusion from all this is that revolution is impossible in a perfectly flexible and adaptable type of social organization. On the other hand, revolution is in- evitable, barring foreign conquest, in those types of social and political organization which do not change with chang- ing life conditions. 1 If the social sciences cannot foretell social events, they nevertheless can so define the condi- tions under which they occur that social development can be controlled. Thus it is of value to society to know the general conditions under which revolutions occur ; for such knowledge points out the way by which revolutions can be avoided. It is worth while for a society to know that by encouraging intelligent public criticism, free discussion, and free thought about social conditions and institutions, 1 It is scarcely necessary to add that the recent revolutions, end- ing the reign of the Manchu dynasty in China and the Diaz regime in Mexico, though coming long after these words were originally written, have exactly illustrated the views here set forth. 172 THE SOCIAL COORDINATION by keeping itself adaptable, flexible, alert for betterment, it is pursuing tbe surest way to avoid future disaster. Social science, if it cannot foretell the future, can never- theless indicate the way of social health and security. Confusion in Periods of Transition. — Such social disturb- ances as revolutions, with their confusion, anarchy and conflicts between classes, are distinctly pathological; but we may note that there is often a period of confusion in the transition from one social habit to another, which is nor- mal, because it may take some time for a large mass of individuals to discover an adequate stimulus for the build- ing up of a new social coordination. This fact has often been noted even by nonscientific writers on social prob- lems, but it has not usually been explained as due to the psychological difficulties of reconstructing habits in a large mass of individuals, that is, of building up new social co- ordinations. Temporary social disorganization may, there- fore, result from the breaking down of old social coordina- tions and the normal difficulties in building up new ones. We see this with reference to the family in the United States at the present time. The old authoritative, semi- patriarchal family of past generations has broken down. As a form of institution it will no longer work under mod- ern conditions. As yet, however, the mass of people have not been able to discover a sufficient stimulus in any so- cial ideas or ideals for the reconstruction of the family upon a new and stable basis. "While a new ethical fam- ily of a stable type has emerged among certain elements of our .population, other elements are in a condition of confusion as regards their family life and have not yet developed any new and stable type of the family adapted to the new life conditions. 1 " Critical " and " Constructive " Periods in History. — Many historical writers, si nce Saint-Simon first put for- iCf. the study of "The Problem of the Modern Family" (Chap. VII) in my Sociology and Modern Social Problems. 173 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS ward the theory, have noted that periods of relative stabil- ity in institutions are followed by periods of criticism and disorganization, only to be succeeded again by periods of upbuilding and relative stability. These periods need not, of course, coincide for all classes of social institutions, a period of breaking down in one class of institutions being not infrequently synchronous with a period of reconstruc- tion in another class. Lately this theory has been revived and restated by the German historian, Professor Karl Lamprecht, 1 who finds that periods of individualism and dissociation are regularly followed by periods of synthesis and reorganization about some dominant idea or intellectual element. Hence he finds that there is a universal psychic mechanism by means of which all social transitions are ef- fected. The reasons for these " critical " and " construc- tive ' ' periods in the historical process are now clear. Quite evidently this theory states in somewhat looser language the alternation between social habit and adaptation which we have just been discussing. Periods of stability in institu- tions are necessarily followed by periods of breaking down, of criticism, and of disorganization when life conditions change, to be followed again by periods of synthesis, of reconstruction when some adequate stimulus (ideas, ideals, opinions) can be found upon which to base new social hab- its or institutions. The period of criticism, of disorganiza- tion, and of confusion is abnormal and socially dangerous only when unduly prolonged. " Static " and " Dynamic " Civilizations. 2 — While under normal circumstances social life presents a more or less continuous alternation between habit and adaptation, yet habitual tendencies may predominate under some circum- stances in some societies and adaptive tendencies under others, as we have already seen. The tendency for habit to predominate to the exclusion of adaptation is particu- * In his book, What is History? Chap. IV. 2 Cf. Dealey'a discussion in his Sociology, Chap. IX. 174 THE SOCIAL COORDINATION larly seen under certain very simple conditions of life, such as have usually existed in primitive and barbarous societies, and such as sometimes exist, as we have already seen, under the powerful conservative influences of authori- tative religions and of despotic governments. Under such conditions social habits tend to become fixed and immobile and we have resulting what is usually called static civiliza- tion. Where the conditions of life are comparatively sim- ple and unchanging, relatively static civilization seems to be the normal result. If such a society is not disturbed by outside influences, such as incursions of hostile peoples or by changes in the environment, these static conditions may last for centuries. Sooner or later, however, adapta- tion, as we have already seen, must come, because the growth of population alone usually necessitates some changes in habits. Whenever, then, through growth of population or changes in the environment, old habits of life work badly and break down, adaptive processes must come in in the ways which we have already described. In highly ad- vanced societies rapid increase of population and changes in life conditions may go on so rapidly that adaptive proc- esses seem to predominate altogether in the group life. Indeed, the trend of social evolution, as it becomes more complex, seems to be more toward continual change or adaptation in the social life. Under such conditions, we have a " dynamic " civilization, and it is conceivable that dynamic civilizations like the one which we are living in may continue an indefinite period, especially through re- flective interference on the part of man with natural con- ditions with the object of securing man's adaptation to a perfectly universal environment. But while we cannot see any end of a progressive or dynamic civilization, it is evident that just as fast as adaptation is secured to life conditions in any given group, there will be a tendency again for habitual tendencies to predominate; and this is 175 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS to be welcomed, because, so far as we can see, adaptation is not an end in itself in the social life-process. Social equilibrium and stability are desirable not less thai? social change and adaptation. Every dynamic condition of so- ciety, therefore, looks forward to the reestablishment for a greater or less length of time of static conditions of a higher type than -those which preceded. Radicalism and Conservatism in Society. — If human so- jiety alternates between periods of relative stability, or tiabit, and periods of relative instability, or adaptation, we should expect that these tendencies of the social life would appear in the character of individuals. We should ex- pect some individuals to show more the habitual or static aspect of the social life, others to show more of the adap- tive or dynamic aspect, for individuals in society are unequally exposed to the different factors which influ- snee social change. This is exactly what we find. All social populations are divided more or less into conserva- tives and radicals, the conservatives being anxious to main- tain the status in which things are found, the radicals be- lieving in change. Of course, under certain social condi- tions, the conservatives, who, we may say, stand for social tiabit and represent, therefore, the habit type of mind, lominate; while under other conditions, the radicals, who stand for social change and so represent the adaptive type af mind, are in the ascendency. "Whether particular persons are conservatives or radi- sals will depend, of course, upon their mental make-up and upon their exposure to certain social influences. Bi- jlogical make-up in the way of natural tendencies to varia- aility has, of course, something to do with determining whether a person is conservative or radical. Most usually, however, the influence of the social environment, especially 3f education and economic conditions, will have the con- trolling influence. Those persons with whom existing in- stitutions work badly will under ordinary circumstances 176 THE SOCIAL COORDINATION become the advocates of social change, and, under certain conditions, may become extreme radicals or revolutionaries, in ways which we have already described. Both radicalism and conservatism, therefore, are sim- ply expressions of tendencies of the social life, and in their interpretation are to be brought into line with the general theory of habit and adaptation in human society. The absurdity of extreme forms of either radicalism or con- servatism must be manifest when we consider the role of habit and adaptation in the social life. No society could long exist in which habit wholly predominated and the power of adaptation had been lost. On the other hand, no society that is in a continual process of change or adap- tation, which is always without a settled condition of its institutions, can possibly achieve anything worth while. Society cannot exist, therefore, without conservative tenden- cies, on the one hand, nor without radical and progressive tendencies on the other. Both are necessary for that whole- some alternation of condition and change, habit and adap- tation, which makes up the normal life of human groups. The Rhythm of Individualization and Socialization. — Finally it may be pointed out that the alternation of in- dividualization and socialization in human society which Ratzenhof er has specially emphasized 1 is closely connected with this matter of social habit and adaptation. In periods when social habits are relatively fixed and stable the in- dividual becomes seemingly simply an element in a static social order. The adaptation of the individual to the so- cial order is so complete that he seems to lose a great measure of his individuality. Controlled by social habit he seemingly becomes a very insignificant element in the vast social mechanism. On the other hand in periods when social habits break down and there is necessity of social readjustment there is opportunity for the individual to assert himself. At such times the individual becomes i Sociologische Erkenntnis, pp. 201-4. 177 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS more or less free from the domination of custom, tradition, folkways and even the recognized institutions of social control. The individual is thrown back upon his own in- stincts, habits, feelings, beliefs and ideas. Under such circumstances individualism grows and its growth may even become a menace to the reestablishment of stable rela- tions between the members of the group and between the group and its life conditions. Individualism may, there- fore, tend toward social anarchy, that is, the dissolution of the whole social order. Sooner or later, however, as we have already emphasized, some adaptation of the individ- uals to each other and to their environment must be made, if not upon a higher plane than the previously existing social order, then upon a lower plane. Hence the alternation between periods of individualiza- tion and socialization, like the alternation between critical and constructive periods, appears inevitable in human so- ciety, because it is based upon the rhythm of habit and adaptation in all individual and social development. But the outcome, whether of a higher social life or a lower social life, is altogether something within rational control. If there is too great socialization of the individual he loses individual initiative, becomes a- mental and moral weakling, and the resulting social order is static, chang- ing only to revert to a still lower type. On the other hand, if there is too great individualization, the individual sets himself up as a law unto himself. There results unending conflict of social habits and ultimately social dissolution, with inevitable reversion to a lower type of order when order is restored. If a society is to remain in a healthy condition, therefore, neither individualization nor socializa- tion must be carried too far. Individualization must be such as to develop individual initiative, mental and moral character and yet prepare the individual for the highest coordination of his activities with the activities of other individuals. Socialization must aim, therefore, not at de- 178 THE SOCIAL COORDINATION stroying the initiative, freedom, and personal moral char- acter of individuals, but must aim at creating in them a strong mental and moral character which will spontane- ously and harmoniously adjust itself to the highest needs of the social life. Individualism of the right sort is neces- sary for any high type of social life. On the other hand, socialization is necessary for any sort of social order. Not an absolute individualism nor an absolute collectivism, but a socialized individualism and an individualized collec- tivism must be the rational aim of civilized societies. Individualism and collectivism are, therefore, merely abstractions from the social life-process just like radi- calism and conservatism. Neither can exist in its pure form in human society. The absurdity of either an abso- lute individualism or an absolute socialism as a practical social creed must be manifest. "While the danger of present civilized societies seems to be from an excessive individual- ism, which at times seems to threaten to dissolve all exist- ing institutions, yet it is evident that these societies could readily go to the other extreme, and that a socialism which would suppress individual initiative and lay no emphasis upon the mental and moral character of the individual is a very real danger which threatens in the future. The evident solution must be some form of education which while socializing the individual will at the same time de- velop a high type of individual character, thus assuring the continuation of social order and progress. Summary. — This chapter, as its title indicates, has brought us into the heart of sociology and all of its difficul- ties. All are agreed that the social life is possible only through the mental interaction of individuals. This means that the social process must be described in essentially psy- chological terms. If sociology is to become a science, it must find, therefore, some psychological universal to ex- plain social condition and change, social structure and func- tioning. Three possibilities present themselves in the 13 179 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS search for such universal principles of explanation in psy- chology according to the development of psychology itself. First, psychology may develop along mechanistic lines, in which case the universal, or principle of explanation, of social phenomena is to be sought in the physio-chemical processes of the nervous system. 1 In this case psychology resolves itself into the physiology of the brain and nervous system, and consciousness is not a factor, performs no work, in the social life. The second possibility is that psychology may develop along absolutely indeterministic lines and it- self offer no universal principle of explanation for either individual conduct or the social life. In this case conscious- ness is essentially a lawless factor, and neither psychology nor sociology can become sciences in the strict sense. The third possibility, and the one which has been adopted in this book as most in accord with common experience and with the developments of modern psychological science, is that psychology will accept the functional point of view, that consciousness does' work, does function, and as such has a survival value in the life-process; but that consciousness in its functioning is itself regular and does its work within universal organic processes, especially the processes of habit and adaptation. In this case sociology must find its uni- versal in the processes of habit and adaptation in which consciousness appears as a mediating, guiding and con- trolling element. The social life being itself a form of adaptation, a coadaptation of individuals, can be under- stood psychologically only by locating its phenomena within the processes of habit and adaptation. This is what we have attempted to do in the first half of this chapter; but certain other equally valid ways of looking at the social life from the standpoint of functional psychology remain to be indicated. i This would seem to be the position of my colleague, Professor Max Meyer, in his recent work on The Fundamental Laws of Human Behavior. 180 CHAPTER VIII (continued) THE FUNDAMENTAL FACT FOE PSYCHOLOGICAL SOCIOLOGY ;• SOCIAL SELF-CONTROL In the first part of this chapter we have attempted to state the social process very largely in objective terms, that is, in terms of social coordination, social habit and social adaptation. , It is, of course, possible to state the same facts in various subjective terms. Especially valuable is it to look at the whole process of social coordination and adap- tation from the standpoint of the control which the group has over its own activities and the activities of its mem- bers. We shall therefore attempt to give a partial state- ment of the social life-process in terms of the social control of activity. Social Self-Control. — In Chapter VII, we pointed out that collective control of the life-process in all of its phases has been aimed at by social groups from the beginning. This collective control of life-processes, which involves what we may call social self-control, is evidently an aspect of social coordination; for we could not have a coordination of the activities of individuals without some control over those activities. In the lower forms of social life control over collective activities is purely in- stinctive; but in human social life this instinctive control is gradually replaced by intelligent and purposive control. Human societies, therefore, undertake more or less con- sciously, to shape and mold the habits and even the beliefs, desires and ideals of their members, so that their activities may be easily and advantageously coordinated. Thus arise 181 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS the phenomena of. social control, studied so fruitfully by Professor Ross, in his work on Social Control, and more recently by Professor Giddings in a paper on ' ' Social Self- Control." 1 In a sense social control is characteristic of all social groups whatsoever. Group action, except perhaps in its simplest forms, is impossible without some degree of col- lective control. But it is only in human groups with their self-conscious units that we get conscious and deliberate, though still perhaps more or less instinctive, attempts to control the activities of the individual. Human societies, therefore, from the first present the phenomena of authority and of social discipline. If an individual varies too greatly from the standards of his group, if he refuses to coordinate his activities in harmonious ways with the members of his group, he is punished ; and from childhood to the grave the individual is surrounded with stimuli of all sorts, though chiefly in the way of rewards and penalties, to get him to coordinate his activities advantageously with those of his group. As Professor Giddings says, " The creation and perfecting of discipline, the standardizing of conduct and character by means of discipline, has been the work upon which society has directed its conscious efforts from the beginning. ' ' 2 All of this of course involves social constraint upon the individual. Long ago Professor Durkheim claimed that such constraint was the distinguishing fact of society, the criterion of the social. While we cannot agree to this, yet it is evident that social constraint must be present in all social groups whose members have been in any degree indi- vidualized. And with the greater individualization of the units of civilized societies, apparently more and subtler forms of social constraint are necessary in order to get the i Political Science Quarterly, Vol. XXIV, pp. 569-88. zLoc. cit., p. 579. 182 SOCIAL SELF-CONTROL individual to conform his conduct to the standards of his group. While these constraints may exceed the limits of wisdom, may prevent fruitful variations, that is, may main- tain social coordinations which are no longer best adapted to life conditions as we have just seen, yet unquestionably such social constraints are necessary to carry on a collective life-process at all, and are, therefore, on the whole, benefi- cent to the individual as well as to the group. " Conscious of the usefulness of solidarity," as Pro- fessor Giddings says, "the group, as it becomes self-con- scious, endeavors by definite policies so far to prescribe individual conduct as to control and limit variation from type. Society thus becomes a type-conforming group of associates. ' ' 1 But it is not for the end of simply maintain- ing a type that societies attempt to control conduct; for a certain amount of variation, of difference, in social groups is desirable and even necessary; rather it is for the sake of carrying on a collective life-process which involves ever more complex coordination of individual activities. As the collective life-process becomes more complex social activities and habits must be brought more vividly to consciousness for the sake of controlling those activities and habits. Hence, human societies enter upon definite conscious poli- cies of social control, and some of the most important insti- tutions of human society are devoted to developing and per- fecting means of social self-control. These are the so-called regulative institutions of society. The Function of Government and Law. — Chief among these institutions are government and law. Evidently the function of government, as the name implies, is to regulate, that is, to coordinate and integrate the activities of social groups. Definitely organized government in human so- ciety, according to anthropological evidence, seems to have arisen mainly through military necessities. Only when war- i Popular Science Monthly, July, 1909, p. 86. 183 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS fare became common, that is, only when their safety was threatened, did human groups establish permanent authori- ties to more strictly coordinate and direct the activities of their individual members, particularly with reference to external enemies. But while government had its origin in military necessities, in all civilized societies it has under- taken the more positive work of coordinating and control- ling the activities of the members of its group, first, with ref- erence to securing internal order, and then with reference to social welfare generally. This last work of controlling the whole collective life-process in the interest of the well- living of its individual members, as Aristotle saw, seems to be the ultimate function of government in human socie- ties. Government, therefore, becomes the chief regulative organ of civilized societies, and its work in the social life has been not inappropriately compared to the work in the body of the higher coordinating centers of the brain and nervous system. Closely connected with government, though having to some extent independent origin, is law. Law undoubtedly had its origins in custom, as the work of all the legal his- torians and sociologists has shown. Law is, therefore, closely connected with social habit, and if connected with habit, inasmuch as all habits are ultimately based upon in- stincts, then connected also with instinct. . Formal laws are, then, merely social habits brought to consciousness for the sake of greater control over the habit. In all social groups individuals vary in their habits and some vary beyond the limits which are judged necessary for group safety. Law is established, then, in its statutory and common law forms for the sake of effecting a higher degree of social self-con- trol and of constraining individuals that vary from the standards which are recognized as necessary to carry on the collective or group life. In other words, laws exist for the sake of maintaining a given social organization or social order, though in recent times they have come to be used as 184 SOCIAL SELF-CONTROL a means of coercing a variant social minority to coordinate their activities with those of a social majority. Law, in other words, has become a chief means by which govern- ment integrates and coordinates social activities. Conse- quently, laws which represent the habits of only a minority of a population are not easily enforced; at least, not in democratic communities where popular will and public sen- timent are the chief means of social coercion. The whole structure of the law is designed, on the one hand, to restrain the activities of individuals so as to pre- vent too great a departure from type, and, on the other hand, to coordinate the activities of individuals so as to carry on successfully a collective life-process. On account of its very nature, however, law is necessarily limited as an instrument of social control to overt acts of omission or commission. Systems of Intercommunication and of Education. — In large complex social groups the coordination of the activi- ties of a vast number of individuals would be impossible without a highly developed system of intercommunication between the individual units. Modern civilized societies could scarcely survive without such systems of intercom- munication, for only with the help of these elaborate means of interstimulation is it possible for them to carry on their complex life-process. It is not necessary to dwell in detail upon the coordinating and integrating effect upon large masses of individuals of the stimuli communicated by the press, the telegraph, the telephone and other devices; for that has often been done. It is only necessary to point out that these devices were not invented and popularized merely for individual convenience, but rather as necessary means of achieving social coordination, social solidarity, so- cial unity, in large and complex groups. In the same way systems of education are necessary for the survival of large and complex groups. In such groups the opportunities for individual variation and differentia- 185 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS tion, and hence for the conflict of habits, greatly increase. While this can be overcome in part by government, law, religion and other agencies of social control, it can be radi- cally overcome only by a system of education which will coordinate each individual effectively with the group before he actively participates in the carrying on of the collective life-process. Systems of education have not been created for the training and development of individuals as such, but rather to fit individuals for membership in society, that is, to control the process by which they acquire habits, so that they shall advantageously coordinate their activities with those of their group. Such social education remains, however, relatively an ideal in modern societies ; for under the influence of philosophical individualism in the Nine- teenth Century education became essentially an individual- izing rather than a socializing process. Hence, many of the inharmonious adjustments between individuals in modern society. The Function of Religion and Moral Ideals. — Finally, the function of religion and morality in the social life as regulative institutions needs to be noted. Religion is essen- tially an emotional attitude toward the universe, especially toward unknown powers or agencies which are supposed to be behind its phenomena. Practically, religion is a desire to come into right relations with these unknown powers or agencies. In all ages and among all peoples, therefore, re- ligion has been a powerful instrument of social control, because it adds a supernatural sanction to conduct. The supernatural sanction of religion in the early stages of so- cial development is especially seen in maintaining the social order, for the religious attitude of mind very generally attaches itself, at least in its earlier developments, to habits of action which have been found to be safe and to conduce to individual and social welfare. On account of the power- ful reenforcement which religion gives to custom and other forms of social habit, it has frequently been, as we have 186 SOCIAL SELF-CONTROL already seen, one of the main factors in producing social immobility or a static condition of society. For this reason many writers have seen in religion only a conservative force which tends always to be an impediment to progress. Even so, however, religion is such a powerful instrument of social control that such a writer as Ward can characterize it as the force which holds the social world in its orbit. However, this viewof religion as tending simply to main- taining existing social coordinations is but half of the truth. Religion is an instrument of social control in a higher sense also. All of the more highly developed religions at least are closely connected with social idealism. This is seen not only from the character of their divinities, which usually represent ideals of individual character, but also from the character of their heavens, which are always pictures of ideal societies. The religious sanction early becomes at- tached to idealistic morality ; and moral ideals, for the mass of every civilization, seem to get their chief significance and sanction from religion. Moreover, the higher types of re- ligion are powerful preventives of social pessimism, for they combat the idea that the misery and suffering of life are without meaning and value. Religion thus becomes a powerful instrument of social control for the adult indi- vidual. It gives meaning to life, encourages hope and strengthens loyalty to high social ideals. Thus it gives sta- bility to character and not only makes possible stable and harmonious coordinations between individuals but also stimulates relations of a higher type. This is especially true of the Christian religion, the distinctive social merit of which seems to be that it stimulates especially the altruistic impulses and feelings of the individual ; and, as we have al- ready implied, it is only the highest development of the sympathetic feelings and altruistic impulses which is equal to the task of creating the highest type of social relations among individuals. The chief social value of religion, then, is in supporting 187 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS moral ideals. These moral ideals are merely social ideals. They are standards of conduct or of behavior -which society has reflected upon and sanctioned. In the low stages of mental and social development morality is therefore scarcely more than custom. The folkways, as Professor Sumner has insisted, become the mores, as soon as they are thought of in connection with social welfare. 1 The mores of low civilizations and of the masses of all civilizations may not be, therefore, greatly in advance of the actual so- cial life ; but through intellectual development and with the aid of religion moral ideals of a higher sort come in time to be widely accepted, ideals which represent not simply the order of things but an ideal order. The function of systems of morality is not only, then, to maintain social habits which have been found safe and useful, but also to secure higher types of coordinations between individuals. The virtues bind men together in harmonious social rela- tionships. Things which conduce to social harmony and to social survival receive powerful social sanction, and these moral standards become powerful instruments of social con- trol, the control extending not only to the overt acts of the individuals but to mental attitudes, motives and intentions. Thus moral ideals come to be formed which function toward a higher type of social life ; and idealistic morality, coalesc- ing with religion, comes to be rightly regarded not only as a device for maintaining social order, but also as an instru- ment for securing the highest type of social progress, that is, progress in harmonious adjustment of individuals to one another. Social Maladjustment. — Social maladjustment in complex societies may spring from many causes. It may result from the failure of the regulative institutions or machinery of society to control the habits and character of individuals, so that they successfully coordinate their activities. But it i Folkways, pp. 30f. 188 SOCIAL SELF-CONTROL may also result from weakness of the individual, whether hereditary or acquired, physical or mental. Individual variation, in other words, springing from sources more or less independent of social conditions, may give rise to in- dividual defects in body or mind which are fruitful causes of social maladjustment. However, the bulk of social mal- adjustment in modern civilization more probably springs from faulty social arrangements, especially from faults in the economic organization of society and in the training of the young. 1 Especially is it due to lack of adequate stimu- lation, training and education to make the individual ac- quire the habits and ideals of his group, so that he shall be able to participate effectively in the carrying on of the col- lective life-process. In complex social life there are, of course, many social conditions which may make it impos- sible for the individual to adjust himself to these condi- tions, or to the institutions and order of society generally. These conditions destroy the individual's power of harmo- nious adjustment, either through giving him habits which are not adapted to a high type of social life, or through compelling him to live in such circumstances that his nor- mal bodily and mental development cannot be secured. Hence we have the genesis in modern societies of dispro- portionate numbers of dependent persons on the one hand, and of delinquent persons on the other, along with a class of more or less hereditary defectives. Such socially unad- justed persons, if their numbers sufficiently increase, menace the very existence of the societies of which they are a part ; for besides the burden which they impose on the socially normal part of the population, there is always danger that the social degeneracy which they represent will spread to the whole population, rendering it incapable of complex adjustments or coordinations of activity. It is evidently the social function of philanthropy to reclaim to society, if i Cf . Devine, Misery and Its Causes, Chap. I. 189 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS it can, these socially unadjusted classes, and if it cannot, to seclude them from free social life. The revolt of a large number of persons to an estab- lished social order can hardly be considered a case of social maladjustment. It is rather the sign of the bad work- ing or breaking down of social habits for a portion of the population. Usually it is, therefore, the forerunner of more or less social reconstruction. It is conceivable, how- ever, that social revolt and opposition in some cases means nothing more than the love of opposition and conflict for its own sake. It is also conceivable that the exceptional in- dividual, the genius, may be out of adjustment with his social order because he perceives an ideal social order, bet- ter social coordinations, beyond the capacities of his group. In both of these cases, however, the resulting social malad- justments are rarely serious. Group Will and Group Individuality. — All human social groups elaborate what may be called a group will; that is, as has already been implied, they act to a certain ex- tent as individuals, and acting as individual units they come to have a sort of individuality or gwasi-personality. This follows from what has been said concerning the ac- tivities of individuals of social groups being necessarily coordinated in certain definite ways to carry on a common life-process. That is, they must be brought to a unity of aim; and therefore, of purpose. In human groups, these aims become conscious and accentuated by habit. Hence it comes about that human groups frequently have quite as distinct characters as individuals. The individuality of national groups is especially pronounced on account of the relative independence and high degree of unity of those groups. The phenomena of group will and group individuality are an outcome, the student will note, of the coordination of the activities of the individuals in the group in certain definite ways. Group will, and so also " popular " will, is, 190 SOCIAL SELF-CONTROL therefore, a very definite matter, and needs to be borne . in mind in all study of the social life. By group individu- ality or personality we mean nothing more than that the activities of the members of a group are coordinated in certain definite, and usually in certain conscious ways, and that these have become so habitual that they give a fixed character to the group as a whole. From the fact that groups act and behave as individuals do with reference to their life conditions, it follows that groups as well as individuals, as we have already noted, may exhibit selfishness or egoism in extreme degrees. In- deed, all social groups tend to consider their own collective life as of paramount importance, and " success at any price " may as easily become the watchword of groups as of individuals. Hence the danger to cultural and national groups and to humanity of the egoism of minor groups. Parties frequently set themselves above the country which they are supposed to serve. Religious denominations and sects have repeatedly in history been guilty of making the interest of their sect the final criterion of right conduct. Moreover, all institutions, although primarily but sanc- tioned forms of association, tend to become identified with " interest groups," and make themselves rather than the larger social life of which they are a part, an end. Even institutions of learning have been known to make their life an end in itself apart from the larger life of humanity. Thus, it is evident that group individuality is liable to become exaggerated into what we might call group indi- vidualism, or group egoism, and become an even greater peril to the larger collective life than the egoism of indi- viduals. Interest Groups. — Every social group of any size tends to differentiate and split apart into several competing groups, owing to the inevitable variation in the life conditions and activities of a number of individuals. Those whose ac- tivities are naturally most harmonious, that is, most easily 191 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS and spontaneously coordinate in carrying on certain phases of the life-process, tend to form groups of individuals whose activities are closely coordinated, and whose habits vary in certain distinctive ways from the larger group of which they are a part. 1 These subordinate social groups are usually called parties, factions, classes or ' ' gangs ' ' ; but since interest is the subjective side of activity, they may be, and in sociological literature usually are, called " interest groups. ' ' Interest groups are, then, subordinate groups of indi- viduals whose activities are coordinated, either purposely or unconsciously, to achieve certain more or less definite ends in the collective life-process. While the end to be achieved may be at first very vague, yet through competi- tion and conflict with other groups the end may become sharply defined in the consciousness of the individuals who make up the group. In the same way the interest group achieves organization and a relative degree of solidarity; for it is the strain and stress of competition, and of danger, as we have seen, which tightens the bonds of groups and unifies them. In other words, when groups in the face of great difficulties attempt to do certain things they can only do them by the closest coordination of the activities of indi- viduals, by what we in ordinary language call " team work. ' ' This implies that each individual lose his personal- ity, as it were, in his group, that is, subordinate his activi- ties completely to those of the larger unity ; it implies great collective control of individual activities, on the one hand, and great social self-control, in the sense of close and har- monious coordination of all the activities of the group, on the other. Like individuals, under such circumstances, in- terest groups develop a definite direction and purpose in their activities and a definite unified character. In other i One of the best recent studies of the formation of groups is Dr. George E. Vincent's paper on " The Rivalry of Groups " (American Journal of Sociology, January, 1911). 192 SOCIAL SELF-CONTROL words, they develop a group will and a group individuality. Like individuals, too, they develop, under such circum- stances, tendencies to aggrandize and exploit, and to accept no standards but success and self-interest. That is, they develop group egoism. All that has been said thus far concerning the develop- ment of solidarity and unity in interest groups applies equally to national groups. It is of importance chiefly be- cause Gumplowiez and other sociologists of the " conflict school " have carried to an extreme the doctrine of the solidarity and egoism of interest groups. 1 These sociolo- gists proclaim that the national group is nothing but a bal- ance of competing interest groups ; that it is out of an un- mitigated conflict of classes and races that the structure of national governments arise; and that they represent nothing but an equilibrium or compromise between such conflicting " interests." The followers of Marx also advo- cate the view that there has been no other force in human history than the conflict of classes, of economic interest groups. As opposed to this doctrine of the absolute solidar- ity and unlimited egoism of interest groups, it must be said that, while there is always danger that the members of a class, a party, or a faction, may forget the larger social unity which they are supposed to serve, yet normally the members of such interest groups have their activities far more coordinated with the larger social whole than with the subordinate interest group. In other words, the whole personality of the individual is usually not surrendered to his class or his party, but a part of his activities, and usu- ally the more important part, remain harmoniously co- ordinated with those of the larger group. Normally, then, an interest group will not push its victory to extreme limits. The doctrine of the absolute egoism of groups, and that political structures are a balance of the egoistic pressure i Cf. the discussion in Ross, Foundations of Sociology, pp. 272-90. 193 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS of one group upon another, is, therefore, without any ade- quate foundation in fact. Even in the ease of the relations between national groups, where the doctrine of a balance between absolute egoisms should apply if anywhere, it is doubtful if it applies. More and more a larger proportion of the inhabitants of civilized countries, under the influence of humanitarian education and ideals of universal altruism, are seeking to coordinate their activities, not simply with their class, their nation, or even their race, but with hu- manity as a whole. Civilized nations, on account of the influence of these enlightened few, no longer dare to push to the limit any advantage which they may have over weaker nations. " Stratified " and Compound Societies. — Groups enter into and form coordinations with other groups as individual units. Thus are formed all sorts of compound societies. In some cases such groups were originally separate, and do not lose their identity to any extent in the larger group, but remain separate and distinct. The familiar historical ex- ample is where one people has conquered another, and the subjugated are reduced to a subject or slave class. In such cases caste lines are apt to continue indefinitely to separate the several groups. "What we have, therefore, in such cases is a coordination between groups, usually in the form of the exploitation of a weaker class by a stronger. The coordinations between the members of the two classes will all tend to be of the same general type, while within each class between its members will develop varied coordi- nations according to life conditions. Only in the ruling class, however, can the mechanism of social coordination and of social change be fully developed and function freely. Hence the whole psychology of group action, group organi- zation, and social change which we have just set forth would have to be considerably modified if applied to " caste " or compound societies. In such cases there seems to be con- siderable warrant for the doctrine of absolute group ego- 194 SOCIAL SELF-CONTROL ism, and it is worthy of note that this doctrine originated where such societies have existed more or less down to the present — in East Europe. Limitations of a Functional Interpretation of Social Phe- nomena. — The interpretation of social life and processes which has thus far been offered has been strictly functional. However, it must be pointed out that such a functional in- terpretation has certain limitations. All processes in organic nature tend, as it were, to overflow their limits of utility; that is, nature's method seems to be to produce a superabundance so that actual functional needs will be cer- tain of being met. The functional interpretation of such things in society as communication, imitation and conflict, therefore, breaks down at certain points. We communicate, for example, oftentimes when we have no need of doing so in order to carry on a common life-process. "We talk with each other merely for the sake of talking without refer- ence to the functioning of any coordinated activities. The process of communication has, therefore, been to a certain extent freed from life needs and life conditions. Neverthe- less, to acknowledge this in no way overthrows the view of communication as having to do with the carrying on of common life-processes. Even if communication often does exist in human society for its own sake, from the point of view of the origin and development, structure and function of society, we may say that communication is a device, primitively and also dominantly at the present time, for the carrying on of a common life-process in a group of in- dividuals. 1 Again, while serious conflict arises in social groups mainly through the failure to build up new harmonious co- ordinations, yet we have to recognize that there is a certain amount of conflict in modern societies which is carried on i Koss's criticism of a functional interpretation of social activ- ities (Foundations, p. 154) is, of course, based upon too narrow a conception of function. 14 195 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS as it were for its own sake. Conflict, with some persons, has become an end in itself, and their love of conflict for its own sake leads them into all sorts of needless oppositions with other individuals. In other words, the combative in- stinct in some persons may become so greatly exaggerated that they take delight in conflict as such, without any refer- ence to the life-process. This is as true of nations even as of individuals. History is filled with examples of such conflicts that are apparently meaningless from the stand- point of the carrying on of a collective life, although we should be cautious about interpreting conflicts of larger groups of individuals as belonging to this type. Even ad- mitting, however, the existence of these meaningless con- flicts between individuals, interest groups, and national groups, this by no means overthrows the view that conflict is primitively and dominantly a matter associated with the carrying on of a common life; that conflict is in the main either an expression of struggle between two competing in- dependent groups, or else an expression of failure to main- tain or build up harmonious coordinations between indi- viduals belonging to the same group. The Limits of Social Coordination and of the Complexity of Social Organization. — It is manifest that at any particular stage of the mental and moral development of the indi- vidual there are limits to social .coordination and hence to complexity of social organization. The higher types of social coordination require a corresponding development in the intelligence and self-control of the individuals con- cerned. Hence, also, the more complex types of social or- ganization require a similar development in individuals. It is not true, therefore, that social evolution can proceed independently of individual evolution. Upon the mental and moral development of the individual depends the height to which the complexity of social organization can be carried. The nature of the individual, therefore, marks the limits of social evolution at any particular stage. If 196 SOCIAL SELF-CONTROL individual character and intelligence cannot be raised to meet the requirements which high types of social coordi- nation and organization impose, then social organization must drop back to lower levels. If the social organization of any people, accordingly, becomes so complex that the character and intelligence of its constituent individuals are unable to meet its requirements, then such social organiza- tion must disappear, and there is a chance that in the proc- ess of social dissolution the people or nation itself may likewise disappear. While a people's social organization may therefore be much lower than their fully developed mentality and moral character is capable of sustaining, yet it is an old truth, and one well worth emphasizing, that any great advance in social evolution must ultimately depend upon raising the moral character of the individuals con- cerned. Summary. — Activity is fundamental in the social life as well as in mental life. It is the coordination of the activi- ties of the individual units which makes social life possible. The social coordination is, then, fundamental in any inter- pretation of the social life from the standpoint of activity or function. Ideas, feelings, and mental attitudes gener- ally, are secondary, because these are merely mediatory of the social activities made possible by the coordination of innumerable individual activities. The social activities that persist, the more or less permanent social coordinations, resting upon habitual activities or attitudes in the indi- vidual, may be appropriately called ' ' social habits. ' ' These social habits must continually be changed in order to ad- just groups to new life conditions. Changes are made in group habits, collective adaptations are made to new life conditions, through various forms of interstimulation and response, especially through communication. Communica- tion, suggestion and imitation are mainly devices to carry on a collective life — that is, they exist because of the social life and are its instruments. It f ollows that anything which 197 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS interferes seriously with the mechanism of social adaptation is liable to produce abnormal conditions of the social life and ultimately profound social disturbances. A certain rhythm is to be observed in institutions, and in social life generally, periods of criticism and confusion due to the breaking down of social habits, being followed by the build- ing up of new habits -and institutions which, when estab- lished, result in relatively long periods of social stability. In order to carry on any collective life-process, except of the simplest sort, societies must control the activities of their individual members. All social coordination, beyond simple, instinctive sorts, necessitates collective control of individual activities. Hence the phenomena of authority, social control, and social constraint in human groups. Moreover, as social groups take on more complex activities, conscious social self-control becomes increasingly necessary ; and in the more highly organized societies, therefore, social discipline of all sorts — government, law, education, mo- rality and religion — become increasingly important. Con- scious of the direction and purpose of their activities, human groups take on a definite character. They develop a conscious group will, and a well-marked individuality, which often becomes exaggerated. But the whole process of the developing social life is strictly limited and condi- tioned at any given time by the mental and moral character of the individual units. Just the part played in the social life by the various psychic elements in the individual, such as instinctive im- pulse, feeling and intelligence, must now be examined before we can construct a theory of social order and progress. CHAPTER IX THE K&LE OF INSTINCT IN THE SOCIAL LIFE 1 There can be no psychology of the associational proc- ess, and hence no adequate sociology, until we can answer the question, "What part does instinct play in guiding and shaping that process? "While we have already discussed this problem to a certain extent and indicated roughly our view, we need now to examine more in detail the relation between instinct and social life. It is said by some that instinct is a word which merely serves to cover our ignorance ; that when we have explained anything through instinct we really have no explanation and that a sociology which employs such a term must be either very incomplete or very metaphysical in character. 2 In reply, it may be said that the psychological sociologist who bases his interpretation upon modern psychology has no alternative but to employ the word instinct. Modern psychology has given a perfectly definite connotation to this term, as we have already seen, and while the biological i Perhaps the better title of this chapter would be "The E61e of Instinctive Impulse in the Social Life"; but as most psycholo- gists use the term " instinct " in such a broad way as to make it synonymous with instinctive impulse, this usage has been followed. Those who prefer, therefore, may read " instinctive impulse " wher- ever the term " instinct " is used. 2 Cf. the remarks of Professor Kelsey, American Journal of Soci- ology, Vol. XV, p. 616. The question at issue is, of course, the old question of the importance and extent of the innate in man. See the writer's article on " The Instinctive Element in Human Society " in the Popular Science Monthly for March, 1912. 199 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS sociologist may properly refuse to allow the term instinct to stop his investigations, the psychological sociologist, on the contrary, when he has reduced social phenomena to psychological terms cannot he said to have any further duty. Of course, instincts are determined by selective proc- esses in nature, and therefore can always themselves be ex- plained by the biologist, or in the case of human society, by the biological sociologist; but when the psychological sociologist has pushed back his explanation to the biological process of selection that is as far as he can reasonably be required to go. Certainly a psychological theory of society that did not take into account such instincts as mother love, combativeness, acquisitiveness and the like, would be a very one-sided intellectualistic sort of theory. To understand human society on its spiritual side, we must begin, there- fore, with the human instincts. Recognitions of Instinct in Historical Social Theories. — The instinctive, or the inborn, has been more or less rec- ognized in all theories of the social life since Aristotle, which take into consideration more than the intellectual elements. Aristotle's theory of society, indeed, may be said to have been that society was of an instinctive nature. From Aristotle down to modern times society has been explained more or less in terms of a so-called social instinct or instincts. The trouble with this theory of earlier so- cial philosophy is manifestly that it based society upon one or more specific instincts, whereas, as we have seen, all man's instincts have been modified by his social life, and he enters into social relations not through any one or even a few, but practically through all of his instincts. As we have seen, the instincts of the individuals of a social species like man are made so that they fit into each other, as it were, and so provide certain social coordina- tions to start with. While such instincts as sociability further and make easy the process of coadaptation of in- dividuals to one another in society, it is not true that the 200 THE ROLE OF INSTINCT social life rests upon some vague specialized social instinct or instincts. To a certain extent, therefore, the older way of explaining man's social life through social instincts was unscientific and perhaps might even be called metaphysical, although Comte, who was extremely keen in detecting any- thing metaphysical in science, accepted the general view that man is by nature a social animal. 1 There can be no objection, therefore, to the essence of Aristotle's instinctive theory of society. The objection is only to the crude state- ments which it has received at the hands of certain the- orists. Among practically all writers in the social sciences we find, indeed, more or less recognition, implicit or explicit, of instinct as a factor in the social life. This recognition, however, is often given in such a crude and vague way, as McDougall has shown, that the use of the term instinct by many of these writers must be regarded as highly un- scientific. 2 Likewise, implicit recognitions of the instinctive elements in the social life have been also at times exceed- ingly crude. The earlier economists, for example, made much of certain ' ' properties of human nature ' ' such as the aversion to labor, the love of gain, and the like. Now, by properties of human nature one can only mean, in terms of modern psychology, inborn tendencies or capacities, that is, instincts in a very broad sense. All the explana- tions of the past in terms of such crude psychology must, of course, be replaced at present by explanations which conform to modern scientific psychology, if the social sci- ences themselves are to be made scientific. Recognitions of Instinct in Recent Sociological literature. —Comte fully recognized the importance of instinct in hu- man society. 3 He blamed the social theorists of his day for i Cf. Positive Philosophy, Bk. VI, Chap. V. 2 Introduction to Social Psychology, pp. 21, 22. 3 See Positive Philosophy, Bk. V, Chap. VI. Comte anticipated the modern psychological doctrine of instinct. He defined instinct 201 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS accepting the " fanciful supposition that intellectual con- structions governed the general conduct of human life. ' ' 1 Nevertheless, it may be said that in his own theorizing Comte quite lost sight of the principle which he had laid down, when he indulged in the fanciful supposition, not only that society could be organized on a basis of intel- lectual constructions, but that it had in all past stages been actually so organized. 2 Comte, however, may be par- doned for his inconsistency in finally accepting an intel- lectualistic interpretation of human society, for he had not modern psychology to guide him. But the modern sociologist who sets up intellectualistic theories of human society at the present time may be less easily pardoned; yet among modern sociologists there has been, down to recent years, but little recognition of the part played by instinct in shaping and molding our social life. Some so- ciologists, to be sure, like Professor "Ward, have empha- sized the " unconscious " character of social progress in the past and of many present social processes, 3 and by this unconscious element in society they seem to mean very largely, an instinctive or biological element. In "Ward's sociological theories this is still more evident by the use which he makes of " desire " in his social interpretations, for, as we have already seen, the desires are frequently more or less blind impulses connected with the instincts. In general, however, in sociological literature, there was as "any spontaneous [native?] impulse in a determinate direction," and even anticipated James's thesis that in this sense there were more instincts in man than in the brutes {loo. cit.). Comte got his view as to human instincts from Gall, who, as every student of the history of science knows, did much to put psychology on a scientific basis, though his just fame was long obscured by his connection with the pseudo-science of phrenology. i Op. cit., Bk. VI, Chap. V. 2 See the discussion of Comte's " Law of the Three States " in Chapter XI. s See, e.g., his Pure Sociology, pp. 250, 302-4, 645. 202 THE ROLE OF INSTINCT little adequate explicit recognition of the large part which instincts play in our social life down to the publication of McDougall's " Social Psychology " in 1908. While many scattered articles and passages had emphasized the im- portance of instinct in particular phases of the social life, McDougall's work first systematically attempted to show the bearing of instinct upon the social life as a whole and upon the social sciences. 1 After showing the large part which instinctive activities play in all social processes, McDougall concludes, " the springs of all the complex ac- tivities that make up the life of societies must be sought in the instincts, and in the other primary tendencies that are common to all men and are deeply rooted in the remote ancestry of the race." 2 However great or small the part which instinct plays in human society, it is certainly necessary, if we are to study human society psychologically, to begin with the native elements found in the individuals which compose this society, and then to show the part they play in social organization. Misconceptions of Instinct. — Much of the denial of any role whatever to the instincts in human social life has been due to many misconceptions of instinct. In the first place, many thinkers have conceived of instinct as some- 1 While McDougall must be given the credit of being the first sociological writer to emphasize the fundamental importance of instinct in the social sciences, it is only fair to add that several teachers of sociology (including the present writer) had for many years done the same thing in their instruction. The common source of all ideas concerning the importance of instinct in human life among English-speaking psychologists and sociologists was, of course, James's well-known chapter on "Instinct" (Chap. XXIV) in his Principles of Psychology, which the student will do well to read even yet. Sociological writers of psychological training have ac- cordingly long given more or less explicit recognition to the instinc- tive element in human society. See, e.g., Hobhouse, Morals in Evo- lution, Chap. I. 2 Op. tit., p. 351. 203 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS thing hard and fast, as a definite, " crystallized," so to speak, mode of activity which characterizes only the lower animals. 1 These persons have in mind particularly the manifestations of instinct seen in insects and other lowly forms of life. It is true that in these low forms of life the inherited, preorganized forms of activity are hard and fast, and being so simple, are relatively definite. They, therefore, preclude all education ; but as James and Thorn- dike and others have shown, in all the higher types of animals, on the contrary, instincts are almost never hard and fast and such as to preclude education. The instincts of many of the higher animals like the horse and the dog, for example, may be easily modified through training and experience in many ways. We must not, therefore, have the conception of instinct as a hard and fast, crystallized mode of action, for this is true only of instincts in the lower forms of life. There may be in the higher forms many preorganized activities without their being so defi- nite as to preclude all modification, and hence all education. Another misconception of instinct is that instincts ex- press themselves without reference to the stimuli in the environment. That they are predetermined modes of ac- tivity with which the environment has nothing to do is, of course, not true of the instincts of any animals, and especially is it not true of the instincts of the higher ani- mals. Instinctive activities never develop in the higher animals unless there are stimuli in the environment to develop them. "While they are innate, complex, motor tendencies, they cannot set themselves off of themselves, so to speak, but are dependent for their development upon the appropriate stimuli in the objective world. A third misconception is that instincts exclude conscious- ness and reason. We have already seen in a previous chap- i This seems to be the conception of instinct held by Professor Lloyd Morgan. See his Habit and Instinct and his Comparative Psychology, 204 THE ROLE OF INSTINCT ter that the very reverse of this is the case. While a high degree of consciousness may not always attend instinctive activity, yet where any instinct in a higher animal is blocked, there is vivid consciousness through desire of the end sought; and reason, so far from being opposed to our instincts, as we have already seen, is very often merely an instrument in the carrying out of our instincts. Instincts cannot be said, therefore, to be " blind " ex- cept in their beginnings and in the lower types of animals, although, of course, it is only the most highly developed mind that understands the meaning of instinct and per- ceives the biological ends involved in instinctive activities. Another point which perhaps should be reemphasized is that instincts in the higher animals and in most low animals only come gradually to expression. As Thorn- dike says, " there are all degrees of gradualness in the maturing of instincts. ' ' 1 Consequently it is only the ma- ture individual who shows all of the instincts of his species, and even he may not show all in their full development, on account of the fact that the environment may not have afforded stimuli for their proper development, and also on account of the fact that organic variation may cause certain instincts to be weak or missing altogether in that particular individual. Thorndike goes so far as to say that there is probably " no instinct which is not entirely lack- ing in some individuals " ; 2 and this statement, though dif- ficult to accept as regards some of the more fundamental instincts, is entirely in accord with what we know of varia- tion in organic life. i Elements of Psychology, p. 188. 2 Op. cit., p. 193. Cf. the remark of Royce ( Outlines of Psychol- ogy, p. 303 ) : "In general our most important instincts appear slow- ly, bit by bit, not as at all finished tendencies to specific kinds of re- action, but as at first crude and awkward tendencies in the general direction of a given kind of action. The unfinished form in which the instincts appear in all the higher vertebrates seems to be of great importance for the development of the individual animal." 205 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS The Nature of Human Instincts. 1 — We are now prepared to see exactly the nature of man's instincts, and in what ways they differ from the instinctive activities of other animals, and particularly those of lower types of animals. In man, then, as in all the higher animals, there is a highly developed nervous system characterized by a multitude of more or less perfectly preorganized reactions. 2 These preorganized reactions have been established through the operation of selection upon variations in the hereditary ele- ments, just as the bodily characteristics of the species have been established; and like the latter, they are transmitted from generation to generation. These hereditary reactions, as we have already noted, have been classified into reflex and instinctive, but for the sake of simplicity we shall call all of these inborn or preorganized activities instinctive. As noted,, these native reactions are not in man fixed and unalterable, but are subject to modification or elimination, according to changes in the environment. Nor are these reactions always specific, but, as Thorndike says, ' ' the ma- jority of instincts are vague, variable, and rough-hewn ' ' ; " they are often indefinite and general." 3 Strictly speak- i The view of instinct here presented attempts to trace instincts no further back than the structure of the nervous system and the selective processes in nature which have determined that structure. As is well known, Professor Jacques Loeb has attempted definitely to connect animal instincts with the " tropisms " of organic matter (see especially the chapter on "The Theory of Animal Instincts" in his Comparative Physiology of the Brain and Comparative Psy- chology). This theory, which would make instinct primarily a mat- ter of organic chemistry, though apparently accepted by Royce [Outlines of Psychology) , is very far from being accepted by psy- chologists generally. For criticism of the theory see Jennings, Be- havior of Lower Organisms, Chap. XIV. 2 In addition to the authorities already mentioned the student will do well to read, for a simple description of the leading human instincts, Kirkpatrick's Fundamentals of Child Study, Chaps. III- XIII. » Op. cit., pp. 189, 190. 206 THE ROLE OF INSTINCT ing, we have, therefore, in man no definite, hard and fast instincts such as characterize the lower types of animals. For that matter, this type of instinct, as we have already seen, is also rare in the higher animals. What we have in man is, rather, a complex series of more or less gen- eralized instinctive reactions which fit man to cope with his environment fairly well from the start, and which, as we have already seen, are the basis of all of his mental life. The instinctive reactions in man are, therefore, but the starting point for his mental and social life. Upon them all habits must be built. Indeed, as Thorndike says, the instincts become ' ' permanent property by being turned into habits. ' ' 1 Nevertheless, these innate psycho-physical dispositions in man must be taken account of in all social theory and in all social practice. It may be difficult, if not impossible, to see in any concrete situation in human life just how much is to be ascribed to the innate and how much is to be ascribed to the acquired. However, even though we cannot quantitatively determine the relations between these two elements, it is important to know that they both exist and that the former is prior to the latter. McDougall defines instinct as "an inherited or innate psycho-physical disposition which determines its possessor to perceive and to pay attention to objects of a certain class, to experience an emotional excitement of a particu- lar quality upon perceiving such an object, and to act in regard to it in a particular manner, or at least, to experi- ence an impulse to such action." 2 But this definition makes the conception of instinct needlessly complex, and McDougall himself is forced to admit that there are many instincts with no clearly defined emotions attached to them. 3 i Op. cit., p. 188. 2 Introduction to Social Psychology, p. 29. o As Professor Mead says, McDougall has mixed up his doctrine of instincts with his doctrine of the emotions. While the emotions 207 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS Also he has to exclude, according to this definition, the more general or nonspecific tendencies of organic psychical life, such as imitation and sympathy; but McDougall's treatment of the matter shows that he regards the essence of instinct to be the " innate psycho-physical disposition." It seems, therefore, much better for the purpose of the sociologist to lump all of these innate tendencies of human nature together and call them instinctive tendencies, recog- nizing that there are in man, at least, few definite, specific instincts so well marked that we can point them out and say that this activity belongs to that particular instinct and that activity belongs to another. Rather, it is better to accept Thorndike's view that the majority of human instincts are vague, relatively nonspecific and rough-hewn; and instincts in this sense are, perhaps, as James has as- serted, in man more numerous than in any other animal. The Extent of Instinctive Activities in Human Life. — As we have 'already said, it is impossible to determine as yet, with any quantitative degree of exactness, the propor- tion of human activities that -may be regarded as pri- marily instinctive. In general, we may regard those as instinctive which characterize the species, that is, which are relatively common to all men in all stages of culture. This, however, cannot be exactly true because different groups of man have been exposed to different selective in- fluences. The different races, therefore, as we shall see, may well have certain differences in their instinctive re- actions, and civilized man may have differences from unciv- ilized man. Indeed, the biological conception of instincts, as determined by the operation of selective processes upon hereditary elements, necessitates the view that instinctive are undoubtedly complexes of feeling attached to instinctive activ- ities, it does not follow that every instinctive activity has a distinct characteristic emotion, or even that it has any emotion accompany- ing it whatsoever. See the discussion of the nature of feeling in Chapters VI and X. 208 THE ROLE OF INSTINCT reactions are continually being modified in all groups of man by selection. Various forms of social selection must have modified somewhat, therefore, the instinctive reactions in civilized man, as distinguished from the barbarian and the savage. We need have, accordingly, little hesitancy in affirming that those activities are instinctive or innate -which are, with exceptions, common to a large majority of the species. We may also detect human instincts by comparing the activity of man with animals. Most of the human instincts have their parallel or counterpart in the instincts of the higher animals. Again, through child study it is possible to observe the unfolding of innate psycho-physical dispositions and tendencies where there has been no attempt to modify these through education, and in this way, from the study of the child and the adolescent, we may also perceive, with more or less clearness, some of the instinctive elements in human conduct and character. The task before us, therefore, in determining quali- tatively, if not quantitatively, the role of the instincts in mediating coordinations of individual activity, in shaping forms of associations, and in molding human institutions is not an impossible one. 1 Human Instincts and Human Institutions. — There can be no question that instinctive reactions are the basis of co- ordinations between individuals in society, that is, the basis of social relationships. Not only do many of the simpler forms of association spring directly from human instincts, but also the instincts or, rather, the feelings connected with instinctive activities, have been instrumental in securing those sanctions which give certain forms of association their institutional character. Human institutions rest, then, upon instincts, not merely as forms of association, but as i Psychologists find also many other marks of instinctive reac- tions. As we have already noted, marked emotion is a frequent accompaniment of instinctive activities; and they seem to be in- variably characterized by spontaneous or involuntary attention. 209 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS sanctioned forms, for the sanctions that are given in social life are as frequently instinctive as purely rational. Nevertheless, it is very difficult to trace out the in- stinctive elements in human institutions as they exist in modern civilized societies. This is not only due to the fact that instinctive reactions are overlaid with a mass of habits which we term custom and tradition, but also due to the very complexity of human instincts themselves. We can- not picture the relation of the various native reactions of man to one another as like that of the branches of a tree to each other and to some common trunk. Rather, in- stinctive activities coalesce, run into each other, and re- enforce each other in such complex ways that we can find no figure in external nature to express it. Not only do certain instincts unite in certain modes of individual and social coordination, but they shift in their combinations of one with another so that in civilized society it is im- possible to make out very simple and clearly defined in- stinctive activities, as we have already seen. The social consequence is that human institutions may be expressions of one or more simple instincts or of a number of instincts combined in various ways. The student must remember that we are considering living processes and not static structures, and that instinctive activities, like all living processes, are indefinitely complex and interdependent among themselves. The consequence of this complexity of instinctive ac- tivities in man is that no satisfactory classification of hu- man instincts has ever yet been proposed. Henry Rutgers Marshall has proposed to classify instincts into (1) in- stincts which preserve the life of the individual; (2) in- stincts which preserve the life of the species; (3) instincts which preserve the life of groups or societies. 1 "While this is one of the most satisfactory classifications yet pro- i See his Instinct and Reason, Chap. V, on " The Classification of the Instincts." 210 THE ROLE OF INSTINCT posed, it must be noted that it is not, by any means, a clear and exclusive classification. It is difficult to see, for example, whether certain instincts function most to pre- serve the life of the individual, of the species, or of the group. Others have proposed somewhat analogous classi- fications based upon the functional ends of instincts. 1 But these classifications are scarcely more satisfactory than that of Marshall. An ideal classification for sociological pur- poses would be, of course, to classify instincts according to the human institutions with which they are connected f but the same instinct appears in so many institutions, and institutions are so frequently based on more than one in- stinct, that it is practically impossible to classify instincts in this way also. We shall, therefore, make no attempt to give a scientific classification of instincts either from a psychological or a sociological standpoint, but will content ourselves with noticing some of the principal activities of collective life and their connection with certain instincts.* 1 See, e.g., Kirkpatrick, Fundamentals of Child Study, Chap. IV ; Pyle in his Outlines of Educational Psychology (Chap. IV) fol- lows a similar method. 2 A very convenient classification of instinctive impulses -which sociological writers frequently find necessary to employ is the classi- fication into " social " or altruistic instincts, on the one hand, and individualistic or egoistic instincts, on the other. While there is no " social instinct," there are " social " instincts, including ( 1 ) those connected with the family group, (2) those connected with larger groups (e.g., gregariousness, love of approbation, self-subordina- tion). The classification of man's natural tendencies into "social" and " antisocial " has, therefore, a certain psychological as well as practical justification. In a larger sense, of course, practically all of man's instincts are social, in that they presuppose an environ- ment of other human beings. 8 The discussion which follows concerning the relation of specific social activities with certain instincts is, of course, only tentative. Whether any certain alleged instinct is found later to exist or not cannot affect the general trend of the argument of the book. In- telligence, of course, continually functions along with instinctive im- pulse in any specific social activity, as has already been pointed out. 15 211 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS Instincts Connected with Nutrition. — Food supply, as we have already seen, is the main thing at any particular time in the carrying on of a collective life. Man, and all other animals, therefore, have strong instincts connected with the getting and keeping of a sufficient food supply. The hunting instinct which is so strong in primitive man be- comes, perhaps, more or less transformed in modern so- ciety into a variety of economic impulses connected with the getting of a sufficient food supply. All races, however, ■ whether obtaining food through hunting or not, seek in- stinctively to secure control over sources of food supply and to store up food. This leads man, and even some of the animals below man, to appropriate feeding grounds and to store food for unfavorable seasons. These feeding grounds and stored-up food supplies constitute the earli- est wealth or property of human groups, though it is to be noted that this form of property is distinctly not pri- vate or personal property. Moreover, all of the higher types of animals, and especially such a highly developed type as man, must have instinctive tendencies to labor in order to secure food. While the older economists empha- sized man's aversion to labor, there is unquestionably in man, and particularly in civilized man, an instinct to work under certain conditions or stimuli. The instinct to labor, primarily connected with the obtaining of food and with bodily nutrition, is something which must be taken into account in all social theory. Man cannot live without work. This has been demonstrated again and again when men are shut away from all forms of productive labor. While the instinct to work must have been originally con- nected with nutrition, it has, of course, in many of its higher developments, quite separated itself from nutritional functions. 1 i See Professor Veblen's article on "The Instinct of Workman- ship and the Irksomeness of Labor," in American Journal of Sociol- ogy, Vol. IV, pp. 187-201 (also referred to in his Theory of the 212 THE ROLE OF INSTINCT Many of the practical interests of social life gather, therefore, about food getting and the forms of labor nec- essary to get food. Il is not difficult often to trace move- ments of population, such as migration and the like, to the food-getting impulses and the stimuli connected with food. 1 The more differentiated and individualized mani- festations of this instinct we shall notice later. The perversions of the instinctive impulses connected 1 with food getting are numerous. Like all self-regarding impulses, they are liable to all sorts of egoistic exaggera- tions from gluttony to subtle kinds of self-aggrandize- ment and selfish exploitation of others. Begging and steal- ing may both be regarded as primarily perversions of the food-getting instinct, though often more immediately con- nected with the great semi-independent instinct of acquis- itiveness which grows out of the food-getting impulses. Instincts Connected with Reproduction. — More impor- tant in many ways to the social life than the instincts con- nected with nutrition are the instincts connected with re- production. These are the foundation, not only of the family, but of all institutions connected with the care and education of children. "We have under this head to do with two great primary instincts — the sexual instinct, or sex attraction, and the parental instinct, or maternal and paternal love. These instincts are relatively independent, and often differently developed in the same individual. 2 The sexual instinct is evidently the basis for that coordina- tion between individuals of different sex which we term Leisure Class, pp. 15f.) . Loeb in his Comparative Physiology of the Brain (p. 197) speaks approvingly of Veblen's theory and says: " One of the most important instincts is usually not recognized as such, namely, the instinct of workmanship. Lawyers, criminolo- gists, and philosophers frequently imagine that only want makes man work. This is an erroneous view." i For an example of this, see Woodruff, The Expansion of Races. * Cf. the discussion on " The Reproductive and Parental In- stincts " in McDougall's 'Introduction to Social Psychology (Chap. X) . 213 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS sexual love, and which leads to marriage and the family. In furnishing a basis for such a primary and necessary coordination of individuals, sex attraction becomes one of the great primary forces in society, 1 and about it social life, especially that of the younger members of a group, largely centers. Remote manifestations of this mstinct are not difficult to trace in practically all phases of the social life, as, for example, in the artistic and the religious. In all the larger natural groups of man this instinct must be strong enough to assure that each generation is slightly more numerous than the preceding, otherwise the group would soon become extinct; and the instinct is kept mod- erately strong by rigorous natural selection; for those in whom it is weak are apt to leave no offspring, while those in whom it is exaggerated are apt to leave only degenerate offspring. On account of the strength of the sexual in- stinct its control within the bounds of social utility has always been one of the most difficult problems of human society. Practically all social groups have attempted its control through custom, law, moral precepts or religious sanctions. As already pointed out, on account of its im- portance to the future and to the race, increasing social control over this instinct must characterize the more ad- vanced stages of social evolution. The perversions of this instinct on account of its connection with the family and offspring are, perhaps, more dangerous to society's future than the perversions of any other. While the sexual instinct leads to love and marriage, and so is the entrance to the family life, it is the parental instinct which gives stability to the family, and so is the i Nontechnical writers on social matters, with a sanity sometimes not attained by professional sociologists, have always recognized this. Thus Professor Eauschenbusch justly remarks {Christianity and the Social Crisis, p. 272) : "The attraction between men and women is just as fundamental a fact in the social life as the attraction of the earth is in physics." 214 THE ROLE OF INSTINCT real foundation of that institution in all ages and among all peoples. 1 This is shown, not only by the customs and laws of practically all peoples, but also by the fact that among both the civilized and the uncivilized childless couples separate much more readily than those that have children. The parental instinct is noteworthy in that it is one of many instincts which differ in strength in the two sexes. Maternal love is notoriously stronger than paternal love. There can be no question, however, as to the instinctive character of paternal love, even though it appears to be often of a more deliberative and rational character. There was a time when even maternal love was thought to spring from such intellectual elements as the perception of the helplessness of the child, and the like. Such a shallow view of human nature failed to see entirely the biological springs of human passions, affections and emotions. It is safe to say that such a universal affection as paternal love is no less biological in its essential nature than maternal love, even though it may seem to have a larger rational and de- liberative element in it. 2 The parental instinct gives rise to a whole series of coordinations in society. Corresponding to the love of the parent is the filial love of the child, for the child no more needs to be taught to love its caretaker and protector than the parent needs to be taught to love the child. Among the children, too, develops that natural affection which we term brotherly love, and which later expands into the sen- timent of kinship. The coordination between the parents also becomes more complex, as something more than sexual love now unites them. As in humanity, the care of the child is so long continued, this gives opportunities, as we have noted, to build up habits of servic e and self-sacrifice iSee the writer's discussion of this point in his Sociology and Modern Social Problems, Chap. IV. 2 See McDougall, op. tit., p. 69. 215 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS which few individuals would develop were there not such a powerful stimulus. Some psychologists, indeed, do not hesitate to trace all the altruism in society to extensions of the parental instinct. However this may be, the high de- velopment of parental and filial love is certainly necessary to any high development of sympathy and altruism in soci- ety generally. It has become a truism among sociologists that the family life is the chief generator of altruism in so- ciety ; 1 and that the amount of altruism in any given society bears a close relation to the quality of its family life. Instincts Connected with Self-Defense. — In the older works on social philosophy much is said of the instinct of self-preservation. But modern psychology has resolved this instinct into a number of instinctive impulses of dif- ferent sorts. All animals have instinctive impulses to pro- tect themselves from dangerous forces in the environment, which express themselves negatively in the instincts of flight and hiding, and positively by the tendency to fight or to defend themselves by physical force against enemies, whether of their own species or not. Chief among these in- stincts connected with self-defense is the fighting or com- bative instinct. Conflict within a species, as we have already seen, may be considered the negative side of the food and reproduc- tive processes; for, among individuals of a social species the occasions for combat are chiefly connected with the competition for food or mates, or with the protection of offspring. In social species, moreover, the fighting instinct is more apt to manifest itself collectively in the competition of groups for a common food supply. On account of the strength of the instinct of pugnacity in man many have argued that primitively it must have been even stronger, and that the primitive condition must iCf. Comte's remark (Positive Polity, Vol. II, Chap. V): "In the family life alone can the social instinct find any basis for growth." 216 THE ROLE OF INSTINCT have been one of unmitigated struggle between individuals or groups of individuals. The erroneousness of this view has already been pointed out. Very few animals will fight unless they are attacked and especially not members of their own species. This seems to have been particularly true of primitive man. Not until the earth filled up and competition for food and territory became intense did man's full ferocity against his fellowmen develop. It is not improbable, therefore, that in the whole course of hu- man evolution the fighting instinct has greatly increased in strength. "While reaching its maximum expression in the barbarian stage of culture, even in civilized man this instinct is still unnecessarily strong. The unregulated struggle of our industrial, political and social life still causes, all too frequently, obscure ferocities between man and man which break out into crime, while modern na- tions seem ready to fly at each other's throats at the least provocation. The removal in society of unnecessary causes of conflict or of unnecessary stimuli to the fighting instinct is one of the greatest tasks of social and moral reform, while the avoidance of occasions for conflict between na- tions is one of the first tasks of modern statesmanship. On the side of the individual, likewise, the control and regulation of the fighting instinct, so that the individual may adjust himself properly to the members of his group, is one of the chief problems of education. "We have already pointed out the great role that con- flict and the combative instinct have had in social evolu- tion; how in social defense groups become knit together, better organized and more conscious of their collective life ; how, also, in defensive or aggressive warfare the neces- sity of leadership and organization has greatly stimulated not only political development but all forms of social de- velopment as well. In these ways the fighting instinct has negatively mediated many coordinations in human groups. All military institutions, of course, rest directly upon the 217 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS instincts connected with self-defense, and especially upon the instinct of pugnacity; and as we have already seen, government and many other institutional forms of the social life were developed in connection with military ac- tivities. It is not surprising, therefore, to find that in history on the whole, the peoples who have been the best fighters have developed the highest types of social institu- tions and of civilization generally. 1 Very often, however, these combative impulses have become so exaggerated that they have resulted in positive injury to their groups, bru- talizing popular sentiment and feelings, destroying the material foundation of a complex civilization, and pro- ducing that " reversal of selection " in human societies which Dr. Jordan and others are inclined to consider one of the chief factors in the social deterioration of a people. 2 In other words, historical peoples have often allowed their instincts of pugnacity to thwart all their higher social development. They have literally often fought themselves to pieces. The perversion of the instinct of pugnacity is seen, then, both in the individual and in groups, where fighting is carried on, not as a means of defense, but for its own sake. Whether or not the fighting instinct needs ever to be exercised against human beings in order to maintain it at normal strength is an open question. There seems to be but little danger of the fighting instinct in any race dying out, and the more reasonable view is that its legitimate exercise in civilized society is in combating the moral and social evils which prevent humanity from realizing its ideals, 3 rather than in actual physical con- flict between individuals or groups of individuals. Closely connected with the instinct of pugnacity is the i Cf. McDougall, op. cit., Chap. XL 2 See Jordan, The Human Harvest. 8 The " moral substitute for war " is surely not the conquest of physical nature, as Professor James suggested, but the combating of social and moral evils. 218 THE ROLE OF INSTINCT instinct of rivalry or emulation. This seems to be, indeed, but an attenuation of the fighting instinct. It is, however, quite different in most of its manifestations. As McDougall says, " While the combative impulse leads to the destruc- tion of individuals and societies that are least capable of self-defense, the emulative impulse does not directly lead to the extermination of individuals or societies. ' ' 1 Bather, he points out, the emulative impulse finds more satisfaction in keeping alive competitors. Emulation is, therefore, a form of competition which is markedly human, and es- pecially adapted to civilized societies. In our modern so- cieties it enters into practically all forms of our social life, being the form of competition which we find chiefly in education, in industry, in art, in science, and in practically all the other more " socialized " forms of activity. Emu- lation thus tends to replace the more brutal form of com- petition by physical conflict in modern society, although, as we have already seen, wherever competition becomes too intense or too unregulated, it tends to pass over into the lower form of conflict. Even in the relations between civ- ilized nations emulation in commerce, science and art unquestionably tends to supersede actual conflict. While competition cannot be gotten rid of in social life for bio- logical reasons, it is probable that well regulated and or- ganized competition in which there is practical equality of opportunity and the " rules of the game are known " will not- stimulate greatly the fighting instinct in man, but only the instinct of rivalry and emulation. It is by this plan, it is thought by many, that human society may escape from the bloody conflicts of the past which have resulted from man's fighting instincts. - Instincts Connected with Sociability. 2 — Man, like prac- tically all the other higher animals, has always, so far as i Op. cit., p. 294. 2 That sociability is an instinctive, not an " acquired " trait, prac- tically all of the work in modern psychology and sociology goes to 219 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS we can discover, lived in groups larger than the family. The reasons for this we have already pointed out. The advantages of group life must have given rise very early in man, or rather in man's precursor, to strong gregarious instincts. While in primitive man these groups or hordes may not, on account of scarcity of food, have been as large as in some other animals, yet man, like many other animals, shows a strong ' ' social ' ' instinct. He wishes to be in and of his group. He is not satisfied to live alone, and solitary confinement has proved in all ages, among the most terrible forms of punishment ever devised. In protecting himself against wild beasts, in obtaining a food supply, and in defending himself against his human enemies, man, as we have already seen, has found it absolutely necessary to live in comparatively large groups in order to survive. More- over, natural selection placed a premium from the first on those individuals that could live in large groups, for on the whole it has been the larger groups that have survived from the struggle of group with group in the past. Thus we find in man powerful impulses to seek the companion- ship of his fellows, to keep closely at home within his own group, to follow his group in all things and to listen, as Mr. Trotter says, ' ' to the voice of the herd. ' ' x As McDougall says, it is possible that many of the actions which Professor Giddings attributes to the intel- show. For example, Professor Giddings's whole sociology is a, dem- onstration of this. However, sociability, or gregariousness, is not a simple, definite instinct like, say, pugnacity; but rather a general tendency, like imitation, made up of several distinct, though re- lated innate tendencies and impulses. One of the best recent treat- ments of gregariousness from the sociological standpoint is an arti- cle by Mr. W. Trotter on " Herd Instinct and Its Bearing on the Psychology of Civilized Man " in the Sociological Review for July, 1908. As Mr. Trotter says, " Gregariousness is a phenomenon of profound biological significance and one likely, therefore, to be re- sponsible for an important group of instinctive impulses." i Op. cit. 220 THE ROLE OF INSTINCT leetual element, " the consciousness of kind," should be attributed to the gregarious impulses in man, 1 although in fairness to Professor Giddings it should be said that he would doubtless include the gregarious impulse, or the in- stinct of sociability, within his concept of " the conscious- ness of kind. ' ' There is, certainly, no instinct which is more important for man's collective life than the gregarious impulse. While it may seem satisfied simply by the presence of other human beings, or living and being at one with one's group, yet when combined with other instincts like the food-getting impulse it gives rise to a vast mass of coordina- tions between individuals of a cooperative character. While we can scarcely speak of a cooperative impulse, in- stinctive sociability, reenforced and combined with other instincts, gives rise to many instinctive forms of coopera- tion. Thus groups seek food together, defend themselves against a common enemy, and engage in many collective activities. As McDougall suggests, man's very tendency to live in immense aggregations of population which we term cities, may be perhaps more or less an expression of man's instinctive sociability or gregariousness, 2 for the tendency to city life is seen almost as soon as material civ- ilization begins, and seems quite natural to man, although the great cities of the present are unquestionably the product of the industrial forces and conditions of. our times rather than of man's gregarious impulses. The perversions of the gregarious instinct are many — 1 Op. oit., Chap. XII. Cf. Judd's statement (Psychology, p. 217) : " There is among 1 all the higher animals an instinct toward contact with members of the same species.'' This is, of course, the impul- sive or motor side of " the consciousness of kind," as Giddings has recognized. Genetically, however, the impulse toward association or living together in groups must have preceded any cognition of kind or similarity. 2 Op. oit, p. 19G. 221 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS although not considered very reprehensible by society. The tendency of our times is, perhaps, to exaggerate certain aspects of the instincts of sociability, especially the fear which is shown of being conspicuous, the disinclination to preserve a relatively independent personality. Rather " the voice of the herd " is listened to so attentively that independent moral judgment and character are frequently lacking among many individuals in modern civilized popu- lations. The dangers of these conditions to society are manifest. McDougall, Kirkpatrick and others suggest that the gregarious instinct is simply an extension of the various instinctive impulses connected with the family life. 1 How- ever this may be, it is certain that the instincts of sociabil- ity are but a section of that large mass of instincts which we call the sympathetic or altruistic instincts. Through the life in larger groups the sympathetic emotions get ex- pansion along with the instinct of sociability. In this way altruism itself, which perhaps originated in the family life, came to extend, as we have already seen, to larger and larger groups of man. Thus the development of the in- stinct of sociability along with sympathy makes possible wider and wider coordinations between individuals so that social organization tends to embrace in its ultimate de- velopment the whole species of mankind. Just how far the social virtues, such as veracity and loyalty, should be considered as resting upon native im- pulses or instincts has long been a matter of debate. Of course, in the strict sense it may be said that any social virtue manifests itself as such only after reflection and a i Kirkpatrick's statement is (Fundamentals of Child Study, p. 113): "The social instincts and feelings are only an extension of the parental instinct from the family to the larger group." Suth- erland, as is well known, would derive all man's sociability, all sympathetic and altruistic impulses and feelings, from the instincts connected with the family group. 222 THE ROLE OF INSTINCT definite choice of one or more courses of action. Even this view of virtue does not preclude us from looking to the instincts as a basis of many modes of conduct which we speak of as virtues. Truth-telling, for example, seems to be a natural impulse, and since as a method of conduct it is necessary for the harmonious and effective coordination of the activities of individuals in groups, it may rightly be regarded as having more or less of an instinctive basis, probably closely connected with the general instinct of soci- ability. While veracity may be largely a native impulse of man, this does not preclude, of course, that in certain situations deception and lying may not also be instinctive. We see in children, for example, the native impulse to tell the truth, and yet under certain circumstances we likewise see clearly the impulse to conceal and to deceive. As James and others have pointed out, these contrary impulses are a part of man's instinctive equipment in many directions. 1 Loyalty to one's group is a conspicuous social virtue which probably has an instinctive basis. Without a native impulse to be loyal to one's group it is impossible to con- ceive any high development of group life. Patriotism as a sentiment or emotion is probably a development of in- stinctive loyalty to one's own group, though patriotism in the strict sense must be considered more of a sentiment than as a simple emotion connected with a simple native impulse. Inasmuch as loyalty plays such a part in the development of all social life, one is forced to conclude that it must have in some degree an instinctive basis, although this by no means precludes the development of loyalty through tra- dition, imitation and other forms of education. Loyalty is, therefore, probably also connected closely with man's natu- ral instincts of sociability. Love of approbation, or of the approval of others, is i Principles of Psychology, Vol. II, p. 392 : " Nature implants contrary impulses to act on many classes of things." 223 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS another manifestation, largely instinctive, of man's innate sociability. Individuals, to live together in large groups, must be exceedingly sensitive to the opinion of other mem- bers of their group, and this sensitiveness is the instinctive foundation of the control which groups exercise over their individual members. The love of approbation, therefore, serves to coordinate and integrate groups in many ways. We have now, perhaps, emphasized sufficiently the great importance of innate sociability or of the gregarious in- stinct in man for his social life. This importance might be indefinitely illustrated on every hand, for there are very few social activities in which this impulse is not more or less manifest. As Mr. Trotter points out, the gregarious instinct is capable seemingly of indefinite combinations with other impulses, socializing them and at the same time often greatly intensifying them. 1 Moreover, this instinct also re- enforces many acquired beliefs, interests and habits, and through this enforcement these beliefs, interests and habits get the sanction and force of the instinct itself. Thus so- ciety, in one way or another, finds ways of connecting beliefs, interests and habits which are valuable for the social life with man's gregarious impulses and in this way is able to make them of much greater influence in society. Instinctive Imitation. 2 — As to whether there is an in- stinct of imitation or not psychologists disagree. Some hold that imitation is only a general neural tendency, that every native impulse tends to discharge itself not only in the presence of appropriate stimuli in the environment, but i " Impulses derived from herd feeling will enter the mind with the value of instincts. Acts which it would be absurd to look upon as the results of specific instincts are carried out with all the enthu- siasm of instinctive behavior. Hence herd instinct can confer in- stinctive sanction on any part of the field of belief or action " ( op. cit.). , 2 See Chapter XIII for the discussion of the r81e of imitation in the social life. 224 THE ROLE OF INSTINCT also whenever a similar activity is perceived in another individual. 1 According to this view there is no specific in- stinct to imitate, but all instincts develop more or less through imitation, imitation being essentially a similar re- sponse to similar stimuli from a similar instinctive basis. While it must be admitted that much of the imitation that we see among animals is simply a manifestation of the de- velopment of latent instincts, 2 nevertheless there are good grounds for arguing that in addition to imitation as a method of development of instinctive activities there is in man and in other gregarious-animals a distinct specific tend- ency to imitate. In man it is seen in the passion "to do as others do." This tendency to do as others do or to fall into line is one of the most useful, from a social point of view, of all of man's instincts. It helps to bring about many simple coordinations in social groups and enables them to act together in simple ways as against enemies and the like. It is not surprising, therefore, to see this specific tendency to imitate strongest in the gregarious animals, and particularly in man. The imitative instinct proper must be regarded, then, as a differentiation of man's gregarious iThis is the position of McDougall (op. cit., Chap. IV). Bald- win also considers imitation to be primarily a general neural tend- ency, though in a somewhat different sense from McDougall. His theory of " organic imitation " will receive consideration in Chapter XIII. It may be remarked that to view imitation as a general neural tendency (as in one sense it undoubtedly is) is in no way opposed to regarding it as instinctive in the broad sense. Since imitation is in the main not " learned " in human society, it is in a broad sense " instinctive." 2 Thorndike points out ( Animal Intelligence, pp. 76f . ) that ani- mals generally, with the possible exception of the primates, do not " imitate " in the sense of learning to do an act from seeing. Prac- tically all gregarious animals, however, do imitate in the sense of showing sympathetically-induced activities; that is, the seeing of a certain instinctive activity in one animal furnishes the stimulus for a similar action in another animal, usually of the same species. (See McDougall, op. cit., p. 104.) 225 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS impulses, or, if not, a specific differentiation, a reinforce- ment of the general neural tendency to imitate by the gre- garious impulses. Closely connected with man's imitativeness, and also with his native sociability, is his suggestibility. For this reason it has been claimed that suggestion and imitation are the basis of man's social life and that it is through these tendencies that man has come to live in groups, that is, to carry on vast collective life-processes. 1 This theory of society we shall have to examine later, so that it is not necessary to do more at this point than to point out that we have to do in interactions between individuals not only with general neural tendencies to receive suggestions and to imitate, but also with a specific instinct to do as others do and with a sensitiveness to the views of one's group, both of which are unquestionably connected with man's strong gregarious impulses. The Instinct of Acquisitiveness. — Acquisitiveness is a native impulse which has probably been more or less devel- oped out of the food-getting impulses. As an impulse, how- ever, it is not confined to the gathering and storing up of food, although it may have had its origin in that tendency, but it extends to the collecting and hoarding of anything. We find many evidences of this instinct in the animal world below man, since it is not infrequent among some of the higher animals for individuals not only to collect and store up a food supply, but also, as we see in monkeys, to collect and hoard things of no specific utility to them. In the low- est savages of the present this instinct seems to be but fee- bly developed, but it might well be argued that that is one of the reasons for their social backwardness, and that in primitive man this instinct of hoarding things of greater or less utility was one of the chief means of bringing about i This is, of course, the central position of the imitation school of social theorists. Cf. also the remark of Boris Sidis (Psycholt of Suggestion, p. 310) : "Man is social because he is suggestible." 226 THE ROLE OF INSTINCT those accumulations of material goods which are essential to progress in human society. Perhaps, as McDougall em- phasizes, the hoarding of grain for food supply among peo- ples was one of the first steps in civilization. 1 In the tem- perate zones especially individuals who did not store up food for unfavorable seasons, such as droughts and the like, would be at a great disadvantage and would be suddenly eliminated. Moreover, those groups and families in which weapons, utensils and precious metals were accumulated would soon come to have a great advantage in any com- petition with other individuals and groups. Thus early civilization favored the development of strong impulses of acquisition in man. Later civilization has scarcely less favored the development of such innate tendencies. There can be scarcely any doubt that the acquisitive instincts of man have laid the foundation for many of the prominent features of our present social life. While the acquisitive impulse is not so much a means of coordinating individuals directly, it becomes a powerful social force in that it is taken into account in all groupings and relations of man. It is, however, we may note, the foundation of that most important institution of our civili- zation which we know as private property. 2 All other com- binations and groupings of man have had to take into ac- count more or less the existence of this institution. In consequence there is considerable truth in the view that the instinct of private gain dominates, to a great extent, our present civilization. The socialists are, no doubt, in great degree right when they say that present social organiza- tion immensely stimulates this instinct and causes all sorts of needless exaggerations. Indeed, the civilized man is hav- ing this instinct bred into him perhaps more than any other quality by the processes of selection now going on in society. lOp. (At., Chap. XIV. 2 See Letourneau's valuable study, The Evolution of Property. 16 227 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS Instincts of Self -Assertion and of Self -Abasement. — These two classes of instincts which have usually not re- ceived full attention from the psychologist are peculiarly human and have a peculiar significance for man's social life. 1 On the one hand, we find in human beings strong tendencies to assert superiority, to assume leadership, with which may be coupled tendencies toward self -exhibition and self-display. On the other hand, we find also developed, though usually not to the same extent in the same individ- uals, strong tendencies to subordinate oneself to superiors, to follow a leader and to subordinate and abase oneself in cer- tain social situations. These peculiarly human instincts give rise to many of the most striking coordinations between individuals in society. The political tendencies of man and his superior social organization in general are more or less connected with the tendency to assert superiority on the one hand, and to follow a leader or subordinate oneself to an authority on the other hand. While we find leader- ship to some extent in animal groups in general, we do not find the tendency to subordinate oneself to a socially recognized superior anywhere nearly so developed in ani- mal groups as in human groups. Even in those human groups in which there is no organized political authority there is, nevertheless, recognition of the superiority of the elder men and of those who show personal prowess in battle and the like. The tendency of all human groups is, then, to organize about one or more personal leaders or authori- ties. In certain individuals the instinct of self-assertion becomes highly developed through the stimulus of success- ful exploits. The necessities of social organization lead to a selection of those groups in which the tendency for the mass to subordinate themselves and follow one or more leaders is highly developed. Reason also reenforces these iMcDougall gives a brief, but trenchant, treatment of these two instincts, op. cit., pp. 62-66. 228 THE ROLE OF INSTINCT tendencies, so that, given the lust for power or authority on the one hand, as we sometimes designate the instinct of self-assertion, and the tendency to subordinate oneself to an authority or to a leader on the other hand, we have the possibilities of very high types of social organization. Under the necessities of social survival, as we have already seen, these tendencies frequently give rise to a despotic type of society in which the will of the leader or ruler be- comes the representative will of the whole group. Of course, the instincts of self-assertion and of self- display are found in many of the more common things of the social life other than political and social organization on a large scale. We see on every hand the tendency of practically all human beings to assert their superiority in one way or another. Coupled with the tendency to imitate this tendency to assert superiority leads at once in society to the imitation of superiors and to the superiors refusing to imitate inferiors, but seeking to differentiate themselves from them in all their activities. It is upon this basis that fashions and conventions proceed, for the most part, in human society. Coupled with the instinct of self-assertion, as we have already said, is the closely allied instinct of self -exhibition and display. This is seen quite fully developed in the lower animals as well as in man. It is especially noticeable in all animals, human beings included, during the period of courtship and seems to be in some ways intimately associ- ated, therefore, with the sexual instinct. But self-exhibi- tion and display are tendencies of human beings found in all age periods and in all situations in life. To these instinctive tendencies must be largely ascribed the tendency which we find in all human beings to love ceremonial, parade, public display and ostentation of all sorts. ' With the growth of wealth in society this tendency takes on many forms, especially that of the " conspicuous consumption " of wealth in order to attract the attention and envy of 229 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS others. 1 Pride of class, especially the pride of noble and wealthy classes, is a sentiment based very largely upon the instinctive tendencies to assert superiority and to display Such superiority in the form of wealth or learning. It is manifest that this peculiarly human tendency of self-assertion and self -display is at the basis of much in the life of civilized societies. "While self-display may express itself in present society in more aesthetic forms than it did in the barbarian and savage stage, it is, nevertheless, quite as strong in civilized man as in primitive man. Again, self- assertion may be seemingly held in check by the modern gospel of equality and democracy ; but we see on every hand sufficient evidence to show us that the love of power and the tendency to self-assertion ate quite as strong now as ever they were. In fact it may be doubted whether man has not a greater love for inequality than for equality. Much of the so-called passion for equality is simply due to the desire of those lower in the social scale to assert them- selves as the equals of those who are socially more fortu- nate. It is only in the humanitarian few that the love of equality, based upon a strong development of altruistic in- stincts, may be said to truly exist at all. Hence, upon analy- sis we find that the love of equality in the strict sense must be considered a comparatively weak tendency in human nature. On the other hand, the tendency to subordinate one- self to superiors, even to abase oneself before superiors, seems also to be as strong in human nature at the present time as ever. Many of the arrangements of our social life exhibit this tendency. This impulse may be in part, to be i Professor Vcblen's Theory of the Leisure Class is the most valuable detailed study which we have of the working of this in- stinct in human society. See especially Chaps. II-VII. It may be added that Professor Veblen's book is one of the best studies in all sociological literature of the working out in human society of in- stincts as against impersonal reason. 230 THE ROLE OF INSTINCT sure, one of the expressions of fear, and in part it is also an imitative tendency; but self-abasement is also more or less a distinct tendency of human nature which exhibits itself in certain situations and is necessary if we are to have any effective coordinations between leader and follower, between ruler and subject, between social superiors and in- feriors.' Perhaps this tendency is connected with the in- stinctive tendency to obey parents which is seen in children. At any rate, we find universally in human society strong tendencies to follow leaders, to look up to and reverence authorities of all sorts (rulers, heroes, gods), and this tend- ency becomes exaggerated at times into sycophancy and parasitism. The tendency to subordinate and subject one- self to leaders and authorities is, however, whatever its ex- aggerations, one of the socially most valuable of all the native impulses of man. It seems, indeed, to be closely con- nected with the gregarious instincts. Without it complex types of social organization involving leadership and authority in varying degrees would scarcely be possible. Even the family, as we understand it, could hardly exist without this instinctive tendency, and certainly all forms of the state are dependent on the one hand on the tendency to assert superiority, and to assume leadership, and on the other hand, to subordinate oneself to authority and to obey superiors. Many other instinctive tendencies have been studied and fairly definitely determined by the psychologists. Nearly all of these have, of course, more or less bearing upon the psychology of man's collective life, but it is not the purpose of this book to enter into any detailed study of the influ- ence of all sorts of instinctive impulses in human society. Only a few others are of sufficient importance to need men- tion. Constructiveness is a native tendency which is usually recognized by psychologists. As an instinct it is supposed to have had its origin in the nest-building propensities 231 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS which primitive man shared along with many other ani- mals. It must have, however, been greatly developed in the early history of the race through the fact that only those individuals who had the capacity to make tools and weapons could have survived in the primitive struggle between man and other animal species. Strong constructive tendencies are, therefore, found in most normal children of the pres- ent. These tendencies in adults appear in what has been called the instinct of workmanship and the love of making things of all sorts, as McDougall says, from mudpies to metaphysical systems. 1 There can be scarcely any doubt that such an instinctive tendency exists in man and that it has been a very great factor in the development of material civilization. From the work of the megalithic builders of the second stone age to the great architectural and engineer- ing triumphs of modern civilization, this instinct has con- stantly been in evidence, working hand in hand with the intellect of man to achieve the conquest of nature. While play is not an instinct it represents the free functioning of many instinctive tendencies. As Groos has shown, 2 the various forms of play of all animals secure the development of the instincts for the serious business of life. The play of children, therefore, is filled with instinctive re- actions and illustrates many instinctive forms of associa- tion. The amusements of adults are also more or less largely based upon the instincts. Amusement, as a form of recreation, almost necessarily must make its chief appeal to what is innate or instinctive in man, rather than to what has been learned or acquired, because activities of the latter type usually require more attention and effort to sustain them; hence, the tendencies for amusements, sports and the like to go on upon purely instinctive levels and some- times, therefore, upon relatively low moral levels. The amusements even of civilized peoples are probably best i Op. cit., p. 88. 2 See his works on The Play of Animals and The Play of Man. 232 THE ROLE OF INSTINCT classified, psychologically, according to the special instincts which they excite. Many of them excite the fighting in- stinct. Games of chance usually excite the gambling in- stinct, the love of hazard, while not a few amusements gain their popularity from exciting sex instincts. The popular- ity of sports like football, in which the fighting element is large, of various games of chance, of dancing, of the roman- tic novel, the sensational drama, the yellow newspaper, the detective story, prize-fighting and the like goes to show that the popular amusements and sports of even the most highly civilized peoples are those which stimulate, as a rule, very primitive impulses. It is because of the large element of instinct in amusements and of the reversionary character of instinct itself that amusements have always given rise to many of the chief ethical problems in society. There can be no doubt that play and amusement serve very largely to mold character, especially in the young, as Aristotle long ago observed. The old Puritan theory of the place of amusement in life has long been outgrown, but the mod- ern view is probably just as wrong and more dangerous, because it tends to encourage the expression of brutal and sensual impulses in man. The great ethical problem in connection with play and amusement, in other words, is, What instincts can we afford to excite through amusement in view of the demands of modern society and of the future society which we have not yet reached? In any case 'it is quite evident that in the forms of play and amusement, instinct plays a very large part, indeed the dominant part, even among the most highly civilized peoples. Original Differences in Individuals. 1 — According to the general theory of instinctive reactions as the mental aspect of race heredity we would expect that these reactions should i Professor Thorndike's educational monograph on Individuality is an excellent brief statement of the causes, nature and social effects of individual differences. 233 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS vary greatly in individuals. All organic structure is vari- able and this seems to be eminently true of the inherited structure of the nervous system ; hence we have closely con- nected with the instincts proper, which must be regarded as relatively uniform throughout a species or a variety, many inborn individual peculiarities. For the most part these are variations in the strength or weakness of different instinctive impulses in different individuals. The student of sociology has to remember, then, that along with the principle of a fundamental similarity of all human beings in their instincts or native impulses goes the corresponding principle that individuals vary greatly and that these origi- nal individual differences have to be taken into account as well as the original individual similarities. Some indi- viduals are born weak in some lines while other individuals are born strong. It becomes a practical problem of great importance as to how the individual that is weak in certain directions, as e.g., in altruistic impulses, may be stimulated, while another individual who is strong in some other direc- tion, e.g., in combative impulses, may be repressed. All education and practical social work must take into account these original individual differences. Certain differences in the native reactions of individuals correspond to large classes of the population and therefore are of peculiar importance to the sociologist. Such are the differences in the native reactions of the sexes and of the principal human races. "We must note these in some detail. Original Differences Between the Sexes. 1 — There can be little doubt, as we have already pointed out, that the strength 1 See Thorndike, Individuality, Chap. II, " The Influence of Sex " ; also Thomas, Sew and Society. The pioneer work in modern biology along this line was Geddes and Thomson's Evolution of Sex, which still remains standard. As Professor Thorndike points out, the differences between the sexes are not qualitative, but differences in degree. Hence much overlapping in characteristics, the great mass of the two sexes coin- ciding. The same is true of racial differences. 234 THE ROLE OF INSTINCT of various native impulses varies greatly as between the sexes. We have already seen that the female sex is char- acterized by a stronger development of the sympathetic impulses and a weaker development of the combative im- pulses. Almost all of the important human instincts seem- ingly vary considerably between the sexes. This may be accounted for in part by the fact that the sexes have been exposed to different selective influences in their evolution, but probably it is even more to be accounted for by the fundamental difference between the sexes, their difference in organic metabolism ;* the male sex being more katabolic, that is, inclined to expend energy and so more inclined to activity and even to violence, the female sex being more anabolic, that is, more inclined to store up energy, to be passive and conservative. Many studies have been made upon these original differences between the sexes which show themselves so markedly in every aspect of social life, and which endow the sexes with different capacities and fit them for different functions in society. Of recent years, however, there has been a growing school who have set out to show that all the mental and social differences of the sexes are due to their social environment. While there can be scarcely any doubt that the original differences between the sexes have been greatly accentuated by social conditions, and even that many feminine peculiarities are to be ascribed wholly to the influence of a particular culture, yet, on the other hand, when savages and children are studied, there is also scarcely any doubt that the original or instinctive differences between the sexes are very great. The attempt, indeed, to explain away these differences as due simply to cultural modifications of a human nature, which is the same in both sexes, must be regarded as one of the serious errors of certain modern schools of thought; for the evi- iSee Professor Thomas's Bex and Society, Chap. I; also Geddes and Thomson's Evolution of Sex. 235 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS dence from child study, from anthropology, and from ani- mal psychology is overwhelmingly on the other side. 1 Indeed, these variations of instinctive reactions between the sexes, as has been pointed out, furnish the instinctive basis for many of the most important coordinations in so- ciety. Inasmuch as the reproductive processes involve a difference of labor between the sexes, if there were not natu- ral mental and social differences between them, it would be impossible for them to adapt themselves to each other in the carrying on of a common life. The different native reactions of the sexes are then valuable for society, and they are not less valuable in modern society than in primitive society. All intelligent social movements must take into account these natural mental differences between the sexes, and aim, not at their repression, but at their expression in accordance with the demands of present social conditions. A general difference which must be noted between the sexes of social import is that woman is more generally guided by her instincts and emotions than man. In other words, the element of instinct seems to dominate more in woman's conduct than in man's. It has been said by some that for this reason woman is nearer the savage or even the animal type than man. It might very well be replied, how- ever, that the reason for this is that woman's instincts show better adaptation to the requirements of the social life than man's. In other words, woman is more inherently social- ized ; hence her instincts and ' ' intuitions ' ' are safer guides for her than man's. 2 All of which results in woman's in- herent social and moral superiority as regards natural i See, e.g., Thorndike's study of Heredity, Correlation and Sex Differences in School Abilities for unsuspected differences between the sexes. 2 Cf. Ward, Psychic Factors of Civilization, Chaps. XIV, XXVI. The word " intuition," as used by Ward and other sociological writ- ers, can only mean psychologically that certain inherent connections in the nervous system favor certain judgments; i.e., "instinctive judgment." 236 THE ROLE OF INSTINCT tendencies. In a certain sense, therefore, the nature of woman is more fully socialized than man's nature, and so far from representing an inferior social type, the average civilized woman represents a superior social type, to which the average civilized man is only slowly approximating. However, as we have already seen, the instinctive sociality of both sexes is relatively narrow and adjusted chiefly to the family and the kindred group. Superior sociali- zation in either sex implies the cultivation of the highest intellectual capacities and the repression and control of many instinctive impulses by the reason. Original Differences Between Races} — There can be no doubt that instinctive reactions are somewhat unlike in different races. All psychological experiments along this line point to this conclusion. This is what we should expect seeing that the great primary divisions of mankind have been evolved under widely different physical conditions in different areas of characterization. While the fundamental mental traits of the negro and the white, for example, are the same, yet differences in native reactions to similar stimuli are patent even to the ordinary observer. It is this difference of reaction which largely gives rise to racial problems, and which makes the harmonious adjustment of widely dissimilar races to each other and to the same en- vironment so difficult. There is every reason for believing because of this difference of instinctive reactions between races that the negro problem in the United States, for ex- ample, cannot solve itself or be solved by any superficial measures. On the other hand, there is no reason for believ- ing that a proper education which shall reach the negro masses cannot solve the problem of adapting the negro to our civilization, for education can unquestionably overcome the slight difference in native reactions between the negro and the white by training and modifying these impulses. i Cf. Thorndike, Individuality, Chap. II, " The Influence of Kace." 237 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS Another instinctive element which probably enters into the difficulty of adjusting widely dissimilar races to each other is racial antipathy. There is good ground for believ- ing that this antipathy rests to some extent upon an in- stinctive basis; but there is no reason for supposing that, so far as this antipathy is irrational, it cannot be modified by humanitarian education and ideals. Instinctive Interests and Beliefs. — As we have already seen, interest, in the psychological sense, is the feeling side of attention. "We have also seen that we attend to many objects because of instinct. 1 From this it follows that all . individuals have powerful instinctive interests. This being so, it also 'follows that the instincts of man are enlisted upon the side of some beliefs rather than others. In a certain sense, therefore, ideas do get into the blood. Selection fixes certain native reactions. These reactions have as their mental accompaniment attention and feelings of interest, and interest gives rise to belief. What we think is largely an outcome of what we do, and as what we do is largely a matter of hereditary reactions, so what we think is also powerfully influenced by these reactions. Just what beliefs in human society may be traced to an instinctive origin and what to other sources, psychologists as yet are hardly prepared to say ; but it is certain that the nonrational beliefs of humanity are not entirely due to cus- tom, and indeed customs, as we have already seen, as fre- quently represent the instinctive tendencies of man as ac- quired habits. Probably many of the beliefs connected with sex, food, self-defense and adjustment to one's group are essentially instinctive. The belief in marriage 2 is such an instinctive belief among the masses of mankind. Optimism is probably an instinctive mental attitude, since it is found in children and the lowest races no matter how hard their i Cf. Thorndike, op. tit., p. 310. 2 In the natural history sense of the term, as used by Wester- marck. 238 THE ROLE OF INSTINCT conditions of life may be. Pessimism and meliorism, on the other hand, are outcomes of reflective thought. Many writ- ers have ably argued that our essential religious beliefs are of instinctive origin. The belief in God and the belief in the immortality of the soul seem especially to have the marks of instinctive beliefs, 1 since in one form or another they are found among practically all peoples, and we may safely conclude, therefore, that they are an outcome of cer- tain instinctive tendencies of man in interaction with his self-consciousness and reason. Of course, not all the nonrational beliefs of human so- ciety are instinctive. Many of them have arisen simply through invention, and have been perpetuated by example and imitation. Beliefs in the long run, however, must con- form to objective conditions, that is, they must favor sur- vival. That a belief is instinctive, therefore, is no argu- ment against its rational validity. Rather there is a strong presumption in favor of a belief that is widespread and of long standing. Instinctive beliefs which have served long the purposes of the race, controlling, educating, helping in social adjustment and so in social survival in the lives of countless generations, have certainly a strong presumption in their favor. The scientist and the philosopher may ra- tionalize these beliefs, but among the mass of men they do not rest upon any rational ground. Whether the scientist finds them rational or irrational, they will probably con- tinue to be accepted as long as they are necessary for in- dividual and social survival. Instincts and Civilization. — Probably civilization is not old enough to have produced as yet any profound modifica- tions in man's instincts. Selection we know modifies native reactions only through long periods of time. Slight modi- i See Pratt, The Psychology of Religious Belief, especially Chap. II, on "The Nature of Belief." Cf. Marshall's study of religious belief in his Instinct and Reason. 239 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS fications have undoubtedly been produced by civilization. We have already noted, for example, that the instinct of acquisitiveness seems much stronger in the civilized man than in the uncivilized, and possibly also the combative in- stinct, as we have seen, may be stronger in the civilized. Apart from such slight modifications, however, it is prob- ably true that man's instincts are more adapted to the bar- barous and savage condition of existence than to civiliza- tion. Hence, human instincts are not sufficient to adapt man to the present conditions of life. They would be a much better guide if we were still living a wild life in the woods than they are in the complex civilized society of the present. As Sir Francis Galton has pointed out, this fact explains much of the difficulties civilized societies experi- ence in securing such adjustments as are required by the conditions of their life. Galton remarks very truly, " Man was barbarous but yesterday, and therefore it is not to be expected that the natural aptitudes of his race should al- ready have become molded into accordance with his very recent advance. We, men of the present centuries, are like animals suddenly transplanted among new circumstances of climate and of food : our instincts fail us under the altered circumstances. ' ' * Here, of course, is one of the great reasons for the neces- sity of education in civilized societies. In savage and bar- barous societies instinct plus customary imitation suffices to secure most of the required social adjustments ; but in our complex civilized societies these adjustments can only, be secured by the careful building up of acquired habits through the bending and training, and sometimes perhaps even the suppression, of native impulses. No instinct that man possesses seems to be any more entirely equal in itself to the complex requirements of our modern life. The pa- i Hereditary Genius, p. 337 ; quoted by Ward, Pure Sociology, pp. 449-50. 240 THE ROLE OF INSTINCT rental instinct seems to come nearer being adapted than any other, but even it, we are beginning to discover, needs edu- cation. It follows from this that our instincts and the correla- tive emotions are not good guides in the present situation. All of our instincts need the control of intelligence and rea- son. They are insufficient to secure the moral conduct of the individual. Conduct of the highest type, as has always been insisted upon by moralists, comes only by reflection. The instincts at best furnish only presumptions which need to be analyzed. No instinctive reaction, of course, would exist unless such a reaction had had some utility in the past history of the race, but because it is adapted to the past does not show that it is adapted to the present. Instinctive impulses always need to be analyzed in the light of the existing situation. Those persons, therefore, who, like Fourier, claim that the instincts and the correlated emo- tions should be the supreme guide in social life, would plunge society again into barbarism. 1 Instincts and Social Reconstruction. — It does not follow, however, from what has been said that the instincts should be disregarded by those who are seeking the improvement of social conditions. On the contrary, it is safe to assert that no permanent improvement can be made in human social life which does not take instinct into account. While our instincts are manifestly not adapted to present social- conditions, they are nevertheless the basis, the raw material, out of which the acquired habits of individuals must be built up, which will adapt them to present complex con- ditions. There is no such thing known to the psychologists as habits built up out of nothing. All acquired habits are secured by the bending and training of the native impulses. This has come to be fully recognized in education, and - This is the so-called " new hedonism " which would make the gratifying of natural impulses the supreme value in life. 241 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS scientific education has made the instinctive elements in the child the scientific basis for the training of the individ- ual. It is also time that it should be recognized in social reform, because social reform or reconstruction, as we have already shown, is in its essence not different from individ- ual education. Social reconstruction which ignores the instincts, which attempts to get a higher state of society without building it up out of lower types of reaction, is, therefore, destined to failure. The recognition of the true role of instinct in human social life is, therefore, necessary as a basis for scientific social work and all scientific plans of social reform. Any plan of social reorganization which is made without regard to man's instincts will certainly meet with as great failure as any plan of individual educa- tion which is made without regard to native impulses and capacities. The recognition of the part which instinct plays in our social life is, therefore, necessary for wise social practice. On the other hand, human instincts being indefinitely modifiable, through selection in the race and through education in the individual, present no insuperable barrier to any sane plan for the ultimate amelioration of social conditions. There is nothing in them, therefore, which puts any permanent obstacle in the way of carrying out any rational measure of social reform, but their rec- ognition points to the inevitable conclusion that the one safe method of social reorganization is through education, especially through the education of the young. "When the instinctive element is thoroughly understood, it can be con- trolled and in this sense transcended. Reversions to the instinctive level of activity occur in civilized societies under numerous conditions. The chief of these conditions are conditions of excitement such as occur in crowds, in war and in conflicts of one sort or another between classes. The more important phenomena of the crowd are, indeed, to be explained almost wholly by the fact that under conditions of excitement in a crowd 242 THE ROLE OF . INSTINCT men revert to the instinctive level of activities. 1 Hence, the social danger from crowds which many writers have emphasized. As has already been pointed out, in such in- ternal conflicts in societies as revolutions the conditions exist, not only for reversion to an instinctive level of ac- tivities, but for the excitement of the more brutal instincts. 2 Attempted transformations of society by means of violent revolution, therefore, almost always result in at least tem- porary reversion of the social life to more primitive lev- els. In fact, any use of force in society, especially when force is directed against large masses of individuals, is apt to produce such reversions to instinctive activity. The use of force in human society is, therefore, to be deprecated and, indeed, all occasions which produce such emotional excitement as to make difficult rational control of instinc- tive impulses. Instincts and Social Progress. — The view of instinct thus far presented has been that of a static or even reversionary element in human society. This is essentially the biologi- cal view. Biologists generally look upon instinct as some- thing static, but this is, perhaps, not quite a correct view from the sociological standpoint. Kidd, in his Principles of Western Civilization, attacks this idea of the essentially static nature of human instincts or of the biological equip- ment of the race. 3 He shows that every species in order to survive has to be adapted even more to possible future conditions than to the present. Only those whose instincts are thus adapted to the future can have any chance of surviving in a rapidly changing environment such as we 1 See Ross, Foundations of Sociology, pp. 119f. ; also his Social Psychology, Chaps. Ill and IV. The numerous studies of the psy- chology of crowds by such writers as Le Bon, Tarde, Ross and Bald- win make unnecessary any treatment of this topic at length in this work. 2 See Chapter VIII. 8 See especially Chap. II. 17 243 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS' find at least in civilized human societies. How an instinct can be adapted directly to the future environment, since all instincts were fixed by the selection of past environ- ment, it is difficult to see. What Kidd's argument amounts to is practically this, that in all species which live under the possibility of rapid changes in the environment, in- stincts must be plastic if the species is to survive. This is, as we have already seen, the ease with the instincts of practically all of the higher animals. It is, of course, es- pecially the case with man and possibly even more the case with civilized man than with nature peoples. Plas- ticity of the instincts in man means the possibility of bend- ing them in many directions, and so of building up on them many different acquired habits as the situation may de- mand. Of course, in this sense a species like man which undergoes rapid progress must have great plasticity of instinct in order to survive, and in this sense man's in- stincts are adapted more or less to future possibilities, as well as to present and past situations. Instincts are not therefore adapted to the future in any mysterious way, but simply through plasticity. Therefore, man's instincts are such as to make possible his adaptation to wider and more complex environments than those under which he devel- oped. To this extent progress is conditioned by the nature of man's instincts. Of course, man's instincts are the general conditions of social progress from whatever standpoint we may look at the problem. As we have already seen, such instincts as acquisitiveness, . gregariousness and constructiveness have been the very conditions under which intellectual elements have brought about man's civilization. The instincts must be regarded, then, as positive and constructive, rather than as merely negative. The ways in which the various instincts have functioned as aids to progress have been already pointed out. While all the instincts of man have been conditions under which human progress has developed, 244 THE ROLE OF INSTINCT there are certain instincts which, as it were, have a for- ward look, namely, the altruistic impulses. These make possible, as we have already seen, coordinations or adapta- tions between individuals of a wider and wider sort. It is the high development of these altruistic impulses in man which has especially made civilization and progress possible, for they make it possible for human groups to adapt their activities not simply to all other existing hu- man groups but even to future generations. Of course, these altruistic impulses have to be developed through edu- cation before they can make possible coordinations which are as wide as the race itself, and so progressive adapta- tion to the requirements of existence ; but the fact should not be forgotten that they are original, native impulses. We may safely conclude, therefore, that man's progress depends not solely upon his intellect, but also upon his social instincts, although these like many other things are, strictly speaking, to be regarded as the conditions of prog- ress rather than its active agencies. Summary. — The native impulses are, then, from the psy- chological point of view the basis of man's social life. Eepresenting the innate or the biological element in the relationships of individuals, they are necessarily the raw material out of which the social life is developed. They are the psychological expression of the biological forces of selection and heredity as these latter well up in the social life at any particular moment. While they furnish only the beginnings of social organization, that is, only certain simpler coordinations between individuals, it is their modification by feeling and intelligence, functioning with respect to the environment, which produces the ac- quired habits out of which all higher forms of social co- ordination and social organization must issue. Concealed beneath these acquired modes of behavior or conduct in the individual and in society, behind them all, are always the various instinctive impulses. As they represent the 245 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS original motor activities, they may well be characterized, therefore, as the real propelling forces of society, since the feelings and emotions, as has already been pointed out, do not lie behind these activities but rather accompany them. The physiological impulses, then, which, when viewed from the psychological side, we term instincts, are the true primary forces of human society, the ultimate springs of all activity; and their guidance and control through the education of the individual and the organiza- tion of social relationships between individuals, that is, their control through reason, is the ultimate practical problem of human social life. CHAPTER X THE ROLE OP FEELING IN THE SOCIAL LIFE Feeling as a Social Element. — We have already seen that feeling is the organic valuation of our activities; that is, feeling is the value which is given to activity by the individual organism. "We have also seen that when the activity has been in the past on the whole organically advantageous, the feeling accompanying it is usually agree- able, and when, on the other hand, the activity in the past has been organically disadvantageous, the feeling accom- panying it is usually disagreeable. Feeling, therefore, modifies activity in individuals and must be regarded as a relatively independent element. 1 If the primary force in social life is the activity of individuals which springs from native and habitual impulses, then feeling, in modi- fying these activities, must be regarded as a secondary force. This is equivalent to saying that feeling in the form of pleasure and pain can neither be regarded as a primary force in the social life nor can it be utterly disregarded and said to be no factor at all. The Older View of Feeling as a Social Element. — The social philosophy of the Eighteenth Century and much of that of the Nineteenth Century was based upon a hedonistic psychology, which proclaimed that all social actions might easily be explained in terms of pleasure and pain. 2 Accord- i But compare what was said in Chapter VT on the Meyer-Ber- nard theory of feeling. 2 See above, p. 113. The words "pleasure" and "pain," as em- ployed throughout this book, are used in the popular sense (as, e.g., 247 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS ing to this hedonistic psychology, as we have already seen, the springs of human action were always to be found in the calculation of agreeable or disagreeable sensations. Ac- cording to this view, feeling was not only primary in the individual but also in society, and the whole explanation of the social life resolved itself into a calculus of utilities and disutilities to the feeling individual. 1 But the hedonis- tic psychology may now be practically regarded as a thing of the past. All the researches of modern psychology into human nature tend, as we have already seen, to discredit the theory that the springs of human action are in feelings of pleasure and pain. While hedonistic psychol- ogy has been overthrown, it is still found, however, as the premise of much that has recently been written in the social sciences and a hedonistic sociology still holds the field, although it is a manifest absurdity to maintain a hedonistic sociology when hedonistic psychology has been discredited. For example, Professor "Ward's sociology, epoch-making and of permanent value as it is in many of its features, is, nevertheless, based upon a hedonistic psychology. "Ward regards the feelings as primary in the individual, and pleasure and pain as the sole springs of action. He ac- cordingly considers that the feelings are the primary so- cial forces. It is true that he speaks also of the desires as the true social force, but the context shows that in most in Bentham's writings ) , as the equivalent of the psychological terms " pleasantness " and " unpleasantness." i As Dr. Bernard says in effect ( Tlie Transition to an Objective Standard of Social Control, p. 2), the influence of feeling upon social activity has been the central problem in the development of social and ethical theory since the time of Hobbes. It should be added that Dr. Bernard's dissertation is the clearest and the ablest discussion of feeling as a factor in the social life which has thus far appeared, but it came into the writer's hands after the present chapter had been written (1909), and it seemed best to leave his original state- ments unaltered. 248 THE ROLE OF FEELING cases he uses the word " desire " in the feeling sense. 1 He says, indeed, that desire is a form of pain. According to Ward, therefore, it is possible to interpret the whole social life scientifically in terms of feeling. All activities in society are but expressions, according to Ward, of feelings of pleasure or pain in the individual. Other influences in society, such as that of the intellect or reason, are not true forces at all, but simply serve to guide the expression of the feelings. 2 It follows from this that the practical end of the social sciences should be to secure the ' ' organization of feeling " in society. With Ward, therefore, the sub- jective element of feeling is the beginning and also the goal of all social activities. Dr. Bentley's View of Feeling as a Social Element. — Quite in contrast to Professor Ward's theories are the views of Dr. Arthur F. Bentley. According to Bentley, all attempts to interpret the social life in terms of either feel- ings or ideas have been scientific errors. 3 Just because these elements are so individual it is not possible, according to him, to make any use of them in the explanation of social phenomena. Rather, we can find sufficient explanation of all social phenomena in social activities themselves. Feel- ing gives no explanation, Bentley says, because feeling is simply the subjective side of activity. To state what goes on in society in terms of feeling may, therefore, have lit- erary or artistic value, but it can have no scientific value. For the most part feelings are vague and unreliable and we cannot argue from them to social activities. On the other hand, whenever we find feelings definite, then they become simply synonymous with activities, and the explana- i Ward regards " desire " as feeling acted upon by memory. Cf. Psychic Factors of Civilization, pp. 52-54; also Pure Sociology, pp. 99-105 and 124-33. 2 Pure Sociology, pp. 97, 463. a See The Process of Government, Chaps, I and II. The argument of these chapters is summarized in Chap. V. 249 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS tion of the activity in terms of feeling is simply superflu- ous. Says Dr. Bentley : ' ' When a feeling is as definite as, say, the love of theater-going, or when an idea is as definite, say, as some detail of ballot law reform which we are on point of adopting, it becomes the same thing as our activity itself. . . . Feelings and ideas vanish into the ac- tivity. They stand naked before us as impotent inferences from activity. ' ' 1 Therefore, Dr. Bentley concludes that it is unscientific to regard feelings or ideas as something be- hind the activities of society working upon it as causes, but we must explain the social life in terms of activity itself, or, as he says, in terms of ' ' practical interests, ' ' using that term in a purely objective sense. Now there is much in what Dr. Bentley says which is in line with the new psychology and with what has already been said in this text. "We have already insisted that the social life must be approached from the standpoint of activity, that it must be interpreted primarily in terms of activity rather than primarily in terms of feeling or ideas. But Dr. Bentley goes altogether too far — much further than modern psychology would warrant — in excluding feel- ings and ideas altogether from being relatively independent influences in our social life. Dr. Bentley seems to forget that society is made up of biological and psychological in- dividuals and that these individuals are thinking, feeling men whose actions are mediated, guided and controlled by feelings and ideas. All sociology must start its inter- pretation of the social life with the biological and psycho- logical individual whom Dr. Bentley regards, in the way in which he is put to use, as highly " fictitious." 2 We could afford to dispense with all references to feelings and ideas in the scientific study of society if it were true that feelings and ideas are coextensive with activity. But, as * Op. cit., pp. 168-69. 2 Op. cit., p. 170. 250 THE ROLE OF FEELING we have already seen, feelings and ideas appear within physiological activities at certain points to evaluate them, mediate and control them. They are, therefore, relatively new and independent elements which must be taken account of by the sociologist. Dr. Bentley's interpretation of so- ciety in terms of mass or group activities amounts prac- tically to the interpretation of society as an immense ma- chine. 1 While it may be admitted, therefore, that we can- not use feelings and ideas in a causal way in explaining society, 2 they must, nevertheless, come into every scientific interpretation of social facts, because, as has already been pointed out, social phenomena are, in the nature of re- sponses to stimuli and these responses are modified, in the mature individual at least, by complex series of feelings and ideas. Let us take the family group as an illustration. Any attempt to understand the family entirely apart from the feelings and emotions of its individual members would seem to be very far removed from the actual, concrete life of the family group as we find it. It is true that the life of the family group might be described at any particular moment quite entirely in terms of activity, but if we are to attempt to describe the life of any particular family, or of the family as an institution, we could scarcely do so without reference to the changes or modifications brought about in activity by feeling. While the feelings of agree- ableness or disagreeableness may be neither the beginning nor the end of the life of any family group, they are, nevertheless, an active modifying element in the complex whole and must be taken into full account in any scien- tific interpretation of the life of the group. Dr. Bentley 's iThe philosophical implication of such a purely objective " mass " or " group interpretation " is, of course, materialism or a rigid psycho-physical parallelism. 2 That is, in a causo-mechanical way. See the discussion of the concept of cause in Chapter IV. 251 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS proposal to interpret the social life entirely in terms of collective activities without regard to the influence of in- dividual feeling upon these activities must, therefore, be rejected as erring as far on one side as Professor Ward's hedonistic sociology does upon the other side. The Place of Feeling in the Social Life. — Professor Ward's sociology may, indeed, be regarded as much nearer the truth from the standpoint of the biology and psychol- ogy of the individual than Dr. Bentley's. Professor Ward says the true social forces are the desires, and, as we have already seen, the desires are complexes of physiological impulse and feeling with some cognitive elements added. Many desires are complexes of instinctive impulses and feeling. If we used one word, therefore, to cover both the instincts and the hereditary feelings which are attached to them, such as the word ' ' feeling-instinct, ' ' x then we would have a term which would be very nearly synonymous with the word desire, and in this sense there is no objection to saying that the desires, or the feeling-instincts, are the so- cial forces. The objection to such a statement lies rather in its ambiguity than in its falsity. The word desire, be- cause it covers a complex conscious state, is susceptible of many interpretations. As we have already seen, Professor Ward gives it a hedonistic interpretation, while some one who looked at society mainly from the standpoint of will and activity might interpret it in terms of activity or im- pulse. All this emphasizes what has already been said about the necessity of a careful and scientific use of psycho- logical terms by sociologists. The chief danger in using such a complex term as " de- sire " with which to designate the primary forces in the social life is that it opens the way to give greater weight to the feeling element, the element of pleasure and pain, than what properly belongs to it psychologically. Con- i Cf. Hall, Adolescence, Chap. X., 252 THE ROLE OF FEELING scious desire arises, as we have already seen, mainly through the blocking of some physiological impulse ; hence the pain aspect which Ward sees in it so clearly. Inasmuch as the gratification of the desire is usually the working out of .an instinctive or habitual impulse this is usually accompanied by pleasurable feelings. Hence the opportunity for some one who reflects upon the action to say that it was done for the sake of the pleasurable feeling, whereas the exact sci- entific statement of the matter is that the activity has been evaluated as disagreeable by the organism when it was impeded and as agreeable when it functioned success- fully. It is clear, then, that the agreeable and disagree- able feelings have simply accompanied the activity, not originating it, but perhaps modifying it either in the way of inhibition or of reenforcement. Feeling, therefore, shows itself to be clearly not the primary element in in- dividual or social activity but a secondary element which modifies the activity on the individual, or subjective, side. Just because feelings are organic valuations of activity and nothing else they cannot be left out of account wholly in social interpretation. The Feeling Aspect of the Instincts, as has already been pointed out, is the emotions. Feeling, indeed, is closely associated with the instincts, the successful functioning of an instinctive activity being usually accompanied by pleas- urable feeling. Thus all that has been said about the place of the instincts in our social life might, with a change of a few words, be practically said about the place of the emotions which accompany the instincts. It matters little, for example, whether we speak of the role o*f the instinct of pugnacity in social life or the role of the emotion of anger. So, too, parental and sexual love are both instincts and emotions. While not all instinctive activities are ac- companied by clearly defined feelings which we term " emotions," yet all the instincts are powerfully reenforced by certain pleasurable feeling tones which give them sanc- 253 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS tion, as it were, to the individual. Hence feeling indirectly plays a powerful part in the social life in sanctioning and reenforcing instinctive activities. Many of the values which the individual finds in association with the members of his group are due to the feelings called forth by the instinctive tendencies, as we have already pointed out, to associate, to cooperate, and in all ways to be at one with one's group. Thus it is through the feelings that the individual gets largely his values from the social life, and it follows ac- cordingly that feeling is one of the most fundamental as- pects of collective as well as of individual life. The feel- ings of groups of individuals become organized around cer- tain instinctive and habitual ways of action which the group finds to be expedient. This organization of feeling which accompanies the organization of activity in groups we know under such terms as popular sentiment, public feeling, and the like. The Feeling Aspect of the Desires and Interests also shows the importance of feeling as an element in the social life. As we have already pointed out, the desires and in- terests cannot be considered as pure feelings, as some writ- ers have made the mistake of doing, nor can the feeling element in them even be considered primary. While the primary element in both desire and interest is undoubtedly activity or impulse, yet the feeling element is strong in both and powerfully reenforces the tendency to activity. That nearly all would unhesitatingly give such a large place to the influence of desires and interests of individuals in society shows that we must recognize also a large place for feeling. These desires and interests, as has already been pointed out, spring largely from the instincts and the early acquired habits of the individual. The feelings which accompany them serve to fix them in individual character, and hence in later life these complexes often enter very largely as units into the determination of individual con- duct. 254 THE ROLE OF FEELING The sympathetic feelings are especially of great im-* portanee in the social life. As has already been pointed out, without them harmonious coordinations of the higher kinds could scarcely exist between individuals. Sympathy among all members of a group is a feeling element which is of the greatest importance, then, in the life of the group. Not only does it reenf orce social organization by an accom- panying solidarity of feeling, but sympathetic feeling is apparently also necessary for any very complex changes or adjustments in society, especially those which involve new relations between individuals. The sympathetic feelings, therefore, bear a relation to social progress as well as to social organization. As Professor Ward and others have emphasized, sympathetic feeling has had much to do with all the reforms in human society which have looked toward the amelioration of the conditions of lower classes and races. On account of this importance of sympathetic feeling, the most highly civilized societies take sedulous measures to cultivate sympathetic feeling among all their members. The role of sympathy as an aspect of feeling in human society is so important that we shall note it at length in another chapter. 1 The Conservative Tendency of Feeling. — Because pleas- urable feelings usually accompany the functioning of in- stinctive and habitual activities, the influence of feeling in social life is mainly conservative; that is, the sanctions of feeling are usually attached to those activities which are either deep-seated habits or instincts. Changes in activity are usually accompanied by more or less unpleasant feel- ings. 2 It is only when the change in the activity can be associated with some previously formed habit or instinct that it can secure the sanction of feeling. Consequently, all of the customs and usages of society, the accepted social i See Chapter XIV. 2 Cf. Bernard, op. cit., p. 71. 255 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS order of any group, is, as a rule, deeply embedded in feel- ing, and feeling opposes any change. Such an institution as slavery, for example, comes to have in time associated with it the sanction of powerful feelings which make the difficulty of abolishing the institution well-nigh insuperable. The institution of monarchy is another illustration of the way in which feelings become attached to institutions and provide supports for them, since the conservative tendency of habit becomes reenforced by the sanction of the feelings which become attached to the habit. It is, therefore, always a problem for the social reformer who wishes to bring about changes in society to overcome the dead weight of feeling which opposes change. The skillful reformer or social worker strives to attach the changes proposed to some social habit of long standing or to some instinctive activity. In this way it is possible to enlist the feelings on the side of social change ; for example, the parental instinct and the emotions which accompany it may be appealed to in bringing about a different social policy as regards the liquor traffic; or humanitarian im- pulses developed from the parental and social instincts may be appealed to in combating many social evils; but the task of enlisting feeling on the side of social change is always a difficult one. Nevertheless, it is manifest that no permanent changes can be made in society successfully without enlisting the feelings on the side of the change. If the intellect alone is enlisted the probability is that the old custom or tradition will soon reassert itself, because, as has already been said, feeling reenforces primarily habitual activities. The social reformer, however, has always this consolation in his efforts to change feeling, and that is, that feelings always follow activities, and if the new activities can be established long enough feeling is sure in time to give them sanction. Thus, while feeling for monarchy may be strong in a people who have but recently abolished mon- archical institutions, yet if republican institutions can be 256 THE ROLE OP PEELING maintained long enough feeling will come to sanction them quite as much as ever it did monarchy. What has been said in the past few sentences, however, applies more to changes in habitual activities than to changes in instinctive social activities. The feelings con- nected with the instincts are hereditary no less than the instincts themselves, and therefore they will reassert them- selves in spite of the organization of society more or less in each generation, although even in this case the education of the young may greatly modify, not only instinctive ac- tivities, but also the powerful feelings which reenforce them. The Individualistic Character of Feeling. — It is not incon- sistent to say that feeling is individualistic in its social tend- encies and effects as well as conservative. It has been claimed by some that the reason is essentially the individu- alistic force in society. But it might readily be shown that the reason is only individualistic to the extent that it is subservient to feeling. The instincts and the feelings are far more subjective and individual in their nature than the intellect. The instincts, however, represent racial tenden- cies and are, therefore, in a sense less subjective than the feelings. Feeling, as we have already pointed out, is the true subjective or individualistic element in the mental life, since it expresses the valuations which the individual organ- ism gives to an activity. It is, so to speak, the me-side of activity. Peeling, therefore, is necessarily, through and through, an individual matter, and its tendencies must necessarily be individualistic except as it tends to conform to racially uniform tendencies or instincts on the one hand, 1 or to social control on the other. i The background of feeling is, of course, racial, in so far as feel- ing is attached (as the emotions are) to instinctive reactions. Hence the fundamental similarity in feeling of all human beings. This is, however, only a qualification of the essentially individualistic char- acter of feeling. As the me-side of activity, feeling is individual- 257 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS The individualism of Rousseau and his advocacy of the worth of the feelings was not, therefore, an accident. Nei- ther was it an accident that the Nineteenth Century was dominantly hedonistic and individualistic at the same time. A society organized upon the basis of feeling must be organized entirely upon the basis of subjective or individualistic valuations of activity. Hence, such a society will be organized also upon an individualistic basis. What has been said about the conservative char- acter of feeling must be modified, therefore, to this extent that when feeling is made the guide or goal of the collective life-process, then there are opportunities for many conflicts of habit within the group; and that gives opportunity to a certain extent for new tendencies in favor 'of change and of progress to assert themselves. The recog- nition of feeling as of great importance in the life of indi- viduals and of groups has been in the past, therefore, a step toward progress. Nevertheless, it can easily be seen that any attempt to organize social life entirely upon the basis of feeling must lead to pure individualism and ulti- mately to social anarchy. It would be easy to show that no social group whatsoever can achieve stable organization if individual feeling is accepted as the ultimate and sole guide of social activity. 1 Thus the family, for example, cannot be organized purely upon the basis of feeling. Something more than the feelings and emotions must enter into the organized life of the family group if it is to persist. The attempt to maintain a family life purely upon the basis of feeling and emotion, necessarily, therefore, ends in disaster. It may be suggested that one of the reasons for the grave istic; as dominantly attached to habits and instincts it is conserva- tive and even reversionary. iVery rightly Dr. Bernard says {op. tit., p. 28) : "Feeling is the least reliable of all subjective criteria or evaluations of action in an objective and social world." We cannot agree, however, when he says that it is "worthless" (p. 43). 258 THE ROLE OF FEELING instability of the family at the present time is that, owing to the emancipation of the individual, marriages are formed frequently with the sole end of individual happiness in view. That is, the union of the family group is formed purely upon a basis of feeling and with feeling as its goal. When the anticipated happiness fails of realization the re- sult is frequently in such families that the organization of the family goes to pieces and relief is sought in the divorce courts. It is the same with all the larger groups of society as it is with the family. Feeling cannot be made the basis of organization in them by itself, because of its purely indi- vidual character. Nevertheless, just as it would be a great mistake to leave feeling out of account in the organization of the family it would also be a great mistake to leave feeling out of account in the organization of any social group whatsoever. While feeling is not the primary basis nor the chief end of our social life, yet it is, nevertheless, a legitimate element in the social life and its worth should be recognized as such. While we cannot agree with Professor Ward that the chief end of society is the organization of feeling, or happiness, yet the organization of feeling must be something which is kept in view as a part of the end to be achieved in all rational social endeavors. Summary. — Feeling, is, then, a powerful factor in de- termining the coadaptation of individuals to one another which we find in society. The feeling attitudes of indi- viduals toward each other not only express the relation of their habitual activities, but also continually modify these activities. While in the main feeling is a somewhat con- servative and passive influence in society, yet on account of its subjective and individual character it continually brings to bear an individualizing influence upon all social activi- ties. Feeling is, therefore, an active as well as a passive factor in the social life. On the individual side it is con- tinually modifying activity, both in conscious and in un- 18 259 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS conscious ways. Feeling must, therefore, be taken into account, not only in any theoretical interpretation of the social life, but in all practical measures for modifying or controlling social activity. "While not a primary force in society, feeling presents itself as an important secondary force. CHAPTER XI THE ROLE OF INTELLECT IN THE SOCIAL LIFE The Intellect as a Social Element. — While the view of social organization and evolution thus far presented is very far from an intellectualistic one, this does not preclude us from recognizing in the fullest degree the place of the in- tellect as a factor or an element in the social life. As we have already seen, indeed, in the chapter on " The Origin of Society," the distinctive character of our human social life is due to the modifying influence of intellectual ele- ments. "While modern science makes impossible the older intellectualistic theories of human society, any sane inter- pretation of modern science also makes it impossible to leave out of account the intellectual element. While in- stinct and feeling may be the basis of our social life these mental elements can go but a little way in explaining the complex social life of modern civilized societies. As we have already seen, the intellect plays a decisive role in adapting the individual organism, in man at least, to its environment. So, too, we shall endeavor to show that the intellect plays a decisive role in bringing about those higher adaptations which characterize civilized societies. Earlier Views as to the Social Function of the Intellect. — The hedonistic social philosophy of the Eighteenth Cen- tury was peculiarly intellectualistic in some senses. While it held that man could only seek the pleasurable and that the intellect was therefore in thralldom to the feelings, it nevertheless considered that all" social arrangements were an intellectual outcome in the sense that they were due to 261 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS the deliberate weighing of the advantages and disadvan- tages of such arrangements. Such a social philosophy was at once hedonistic and intellectualistic. The social sciences of the present, as we have already seen, have not altogether outgrown this influence. While sociology was, from the start, more or less of a protest against this intellectualistic view of society, yet even Comte held that " ideas govern the world or throw it into chaos," and that " all social mechanism rests upon opinions. ' ' 1 He also found, quite consistently with these views, that the forms of human so- ciety were practically determined by man's intellectual con- ceptions of the world, the history of society being at bottom the history of the development of man's speculative con- cepts. 2 This view of social organization and evolution was strongly protested against by Herbert Spencer, although many of his views of the family, the state and other human institutions were scarcely less intellectualistic than Comte 's. In Ward's sociological writings we find the transition to another view, because, as we have already seen, Ward's chief theory was that the feelings, or the desires, are the true social forces. Intellect, Ward held, is not a true force in society at all. Nevertheless it guides and directs the social forces much as the rudder guides a ship. 3 While Ward refused to recognize the intellect as a primary force in society or to call it a force at all, he did, nevertheless, recognize that it has an influence in determining the direc- tion and form of social activities. In the work of Dr. Bent- ley and a few other recent writers, as we have already seen, all recognition is refused to the intellectual elements as in any way factors or influences helping to determine social activities. An interpretation of the social life in terms of ideas or ideals, Dr. Bentley holds, is an unscientific inter- i Positive Philosophy, Bk. I, Chap. I. 2 Positive Philosophy, Bk. I, Chap. I; Bk. VI, Chap. V; Positive Polity, Vol. Ill, Chap. I. s Pure Sociology, Chap. XVI. 262 THE ROLE OF INTELLECT pretation in no way justified by the social facts that we know. Only when ideas are synonymous with social activi- ties is an interpretation of society in terms of ideas exact, and then it is unnecessary. 1 The Psychological View as to the Social Function of, the Intellect. — The conflicting opinions as to the role of the intellect in the social life which have just been given, indi- cate that it is possible to take several views, if we examine society in its external aspects. Here again, as so often, the true situation becomes evident only through turning to the psychology of the individual. As we have already seen, the intellect is the cognitive, objective side of the mind, having directly to do with the mediation of the activities of the individual organism toward its environment. The intellect, or cognitive side of the mind, evaluates activities then with reference to the environment, and functions to mediate and control them with reference to environmental factors. In- tellectual processes, therefore, continually modify activities. While the intellect seems to have been developed chiefly as an aid in carrying out the instincts and in satisfying the demands of feeling, in its higher reaches it can and does act more or less independently of these. The intellect modi- fies the instincts profoundly, indeed, through substituting in their place habits which at least in later life become as strong as any of the original activities. The instincts and feelings, as we have already seen, are very insuf- ficient guides in the complex social life of the present, and in all new and complex environments, to which man is not adapted instinctively and biologically, the intel- lect must play the decisive role in bringing about such adaptations. The intellect is, then, developed to control activities in individual and collective life which cannot be controlled in any other way. Hence it must be regarded as the i The Process of Government, Chap. II and pp. 166-71. 263 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS supreme device for controlling activity and modifying environment. This being so we should expect to find, as we do find, that it is only in the higher stages of develop- ment that the full importance of this element becomes mani- fest. Consciousness comes to play a greater and greater part as adaptation becomes more complex. In human so- ciety adaptations, as we have already seen, are made at first relatively unconsciously or instinctively. It is absurd, then, to trace social origins in any large degree to the intel- lectual elements, although, on account of the psychological fallacy of reading our consciousness back into earlier situa- tions, there is an insidious tendency to do so. While we cannot find human social origins to any extent in man's intellect, yet more and more the process of living together needs the interference of reason if successful social adjust- ments are to be made. Later social developments and move- ments in human society, therefore, take on a preponder- atingly intellectual character. Reflective thought, which probably played such an insignificant role in primitive so- ciety, becomes at last the decisive element, because upon it depends the control, not only of the forces of physical na- ture, but also, as we have already seen, of the feelings and impulses of human nature. Idea-Forces in Human Society. — If any purely psycho- logical elements are entitled to be called forces at all in human society, intellectual elements are certainly entitled as much to be so designated as feelings. French sociological writers, particularly Prof. Alfred Fouillee, have for years been accustomed to speak of idea-forces in social evolution ; and rightly, since they at any rate become active factors in the later stages of social evolution and absolutely decisive, so far as we can understand, in the making of the more complex individual and social adjustments. Professor Fouill6e says that the revelation of what is, can be, or ought to be, renders possible and even actually commences the modification of what is, the realization of what can be or of 264 THE ROLE OF INTELLECT what ought to be. 1 He argues that ideas are always suf- fused with feeling and impulse. While 4his is probably true, it is scarcely necessary to adopt this line of argument to show that ideas are active factors in the social life, be- cause ideas, in civilized man at least, come in time to con- stitute for the individual and society a sort of ' ' subjective environment," as Professor Ward admits, and this sub- jective environment the mass of individuals respond to quite as they do to the stimuli in the objective environment. 2 In other words, ideas modify activities directly without the interposition of feeling, just as sensation and images coming from stimuli in the objective environment call forth re- sponses. This " subjective environment " becomes increasingly important with the growth of civilization until the ideas, ideals and concepts of the intellectual life come to be more determining at any particular moment in the social life process than the factors of the physical environment. As Professor Ross says, " The key to his behavior (civilized man's) lies no longer in the play of stimuli upon him, but in his consciousness. This has gathered in volume and con- sistency until his center of gravity lies here rather than in current impressions. The mental content has acquired such mass, and experience has been wrought up into such forms — idea, concept, formula, ideal — that at each moment they control more than do the external conditions." 3 This is true not only of civilized man, as an individual, but of civilization itself. Civilization is in many respects, indeed, the substitution of such a " subjective environment " for i L'Evolutionlsme des Id4es-Forces, Introduction. 2 The subjective environment of ideas and ideals modifies conduct directly, just as much as do the stimuli (sensations) received from the physical environment. Ideas and ideals are as much entitled to be styled forces in the social life (active factors) as are the stimuli received from the physical environment. a Foundations of Sociology, p. 159. 265 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS the objective environment. All civilizations are dominated by certain ideas, ideals and intellectual beliefs which give color and form to each particular civilization. Many of these ideas, as has already been pointed out, are in the na- ture of coordinating ideas, cementing together, as it were, the activities of vast groups of men into complex wholes. Agreement upon fundamental intellectual notions, as Comte long ago insisted, has always been essential to any high state of civilization and of social stability. Opinions do, there- fore, more or less underlie laws, customs and institutions of all sorts. These opinions may not for the mass of men be reasoned, but they are essentially intellectual states. Such opinions mediate the formation of habit in the mass of individuals and make possible adaptations which could not be secured upon instinctive or unconscious levels. The higher stages of social evolution become increasingly con- trolled and modified by intellectual elements and take on, therefore, a preponderatingly intellectual character. The whole progress of modern civilization has illustrated this fact. Intellectual achievements, and especially achievements which lead to fundamental agreement regarding social ad- justments, are the great moving, dynamic forces of our time. The nonfunctional view of intellect is no more justified, therefore, from the social point of view than it is from the individual point of view. Just as there is no ground for asserting that the individual intellect in its forms of im- agination, reason and ideals is in any necessary or absolute subjection to instinct and feeling, so there is no ground either for asserting such subjection of intellectual elements in the social life to the nonintellectual. 1 Only gradually, however, do the intellectual elements free themselves and function efficiently in controlling the forms of the social life ; but inasmuch as they are the supreme devices for con- i See the dissuasion in Chapter XVIII. 266 THE ROLE OF INTELLECT trolling activity they must be the ultimate reliance and hope of civilized human society. The Role of Invention and Discovery. — The consideration of the role of invention and discovery as functions of the intellect shows at once the importance of intellectual ele- ments in the social life of man. Invention and discovery, so far as we know, hardly exist below the human level. If they exist at all in animal societies, the general level of in- dividual mental development is such that they have no effect; hence, one reason why animal societies are nonpro- gressive. On the other hand, invention and discovery have from the beginning, as anthropological and ethnological re- searches show, played a very large part in the development of human social life. Civilization, indeed, has been built up, as has often been emphasized, largely through inven- tion and discovery; that is, intellectual perceptions of certain ways in which advantages may be realized and disad- vantages overcome have been at the basis of that progres- sive mastery over nature which is synonymous with prog- ress. The invention of tools, weapons, labor-saving devices, the improvement of communication and transportation, these technical inventions along with scientific discovery of the properties and nature of things, as has often been pointed out, have been not only sources of the most impor- tant social changes, but also the very instruments by which progress has been effected. But it should also not be for- gotten that new conceptions of human society and of the universe have played scarcely less important parts in hu- man history. Invention is not confined to the putting to- gether of material forces in new ways nor is discovery confined to understanding the workings of physical nature. Quite as important a phase of invention in the social life has been the making of new combinations of human activi- ties. Thus new coordinations of individual activity, new modes of associating and cooperating, have been invented in the later stages of social evolution as well as machines. 267 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS In the same way the intellectual understanding of human nature and of human society has become one of the most important phases of scientific discovery. Now invention and discovery are manifestly quite en- tirely intellectual processes. They involve the making of new intellectual conceptions or hypotheses and the testing of those hypotheses. They involve the use of the imagina- tion, therefore, as well as of the reason. Invention has par- ticularly depended upon the creative or constructive imagi- nation and the inventions of the imagination must not be confined, as has already been said, to new combinations of physical forces, for aesthetic and moral ideals also are prod- ticts of the imagination. Artistic and moral development have depended, therefore, upon intellectual processes, that is, upon the imagination and reason. All idealism in so- ciety, therefore, is a product of the imagination and reason of certain individuals. Of course, the copying of such ideas and mental attitudes by the mass of individuals may involve a relatively small amount of intellectual effort compared to the work of original invention and discovery. Neverthe- less, the whole process may be regarded as essentially intel- lectual because the intellectual elements are those which dominate in the process. The Individual Genius as a Social Factor. 1 — Not all of the inventions and discoveries of the individual are taken up and generalized by society. Indeed, the variations in intellectual concepts are so slight in the ordinary indi- vidual that they rarely have any considerable social effects. Therefore, it has often been claimed that ideas are really social products and not the products of purely individual mental processes. Though this is true in one sense, it is only the exceptional individual mind which seems capable of producing ideas that are sufficiently different from the 1 Cf. the discussion in Baldwin, Social and Ethical Interpreta- tions, Chap. V, "The Genius." 268 THE ROLE OF INTELLECT mass and that are socially valuable. The exceptional person who produces such new and socially fruitful ideas is usually called a genius. Modern research has shown that this ex- ceptional individual, the genius, is largely a product of biological variation. The genius, in other words, is a bio- logical variation in the direction of mental equipment along some line which is socially useful and valuable. There can be no doubt, therefore, that in the genius there is a large individual element, the element of individual biological variation in socially superior directions. It is the superior brain power of the genius, in other words, which makes it possible for him to produce the inventions and discoveries which become the instruments of progress in his group, Any mass interpretation of the social life which would neglect this purely individual element in genius would leave out of account one of the most important factors in human progress. As Baldwin and many others have insisted, it is the individual, then, that produces the new variations in society, particularly the variations in those ideas, ideals and concepts which become the instrumentalities of mastery over nature on the one hand and of human nature on the other. Baldwin makes the mistake of calling these thoughts and ideas the content of the social life, 1 whereas they are rather the instruments of social change and adjustment. 2 Nevertheless, as instruments of social change and adjust- ment they are of the utmost importance to the sociologist. These ideas, of course, which are the inventions of the ex- ceptional individual mind, are of all degrees of social value. Some of them may be so reversionary as to lead man back to the lowest depth of barbarism. Others may be of a sort which will lead him forward to the highest conceivable type of social life. The social value of the inventions of the genius, then, that is, the value of his intellectual ac- i Op. cit., Chap. XII, sec. 2 See Chapter VIII. 269 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS tivity, can only be determined by thorough testing in actual social life. Not all genius in this broad sense of ability to produce new ideas and ideals is of value. Just how great influence the thoughts of the genius will have, there- fore, depends upon how much in accord with the general trend or laws of social evolution his intellectual concep- tions are. Whether or not the new thoughts and ideas of the genius are taken up and made any practical use of by the group in which he lives will depend not only upon the adjustment of the genius to his group, but will also depend upon the functional adaptability of his inventions to the group life. Hence, it happens that the inventions of a particular age which are assimilated in the social life are usually only the inventions for which that age or stage of social evolution is ready, and it is manifest that unless genius is socially guided and controlled it is apt to be either socially f unctionless or an actual impediment to real social progress. " The ' great man ' theory " of history or of social evo- lution is not, therefore, endorsed because we must recognize the personality of the exceptional individual as a very significant and practically irreducible factor in social evo- lution. On the contrary, as we have already implied, and as has often been pointed out, genius has its receptive as well as its active side. The superior mental endowment of the genius but makes him the more sensitive to many of the forces and tendencies of his time. The " great man " is, therefore, usually a focusing point of many and some- times of nearly all of the tendencies of his age. Indeed, greatness largely consists in being able to sum up in one's own personality some of the more striking tendencies of one's time. Again, unless the ideas, ideals and inventions of the genius are socially workable, his leadership will not be available. The great man who manages to perform a great work for his time is the one that is, as we have already seen, socially selected. Social selection based upon the 270 THE ROLE OF INTELLECT practical workability of the ideas of the genius is, there- fore, what really produces the great man as we know him in history. The genius who is not thus socially selected by his age does not become a great man in the historical senss, unless by some accident his thoughts are preserved and later generations find them workable. In such cases there is still social selection, only, as it were, of a spiritual rather than a living leader. The genius thus has his place in social evolution as a factor which must be taken account of, but it is not a place which is independent of the col- lective life-process. On the contrary, genius finds expres- sion only as it functions in connection with that process, and ultimately only as it furthers rather than impedes the development of the collective life of man. Nevertheless, the inventions of the genius are among the most significant fac- tors of social progress. While not the sole source of social progress, as some writers have maintained, they are in- creasingly important in all the higher stages of social evo- lution and unquestionably are the instruments upon which society must rely for its highest development. Intellect and Social Progress. — As has already been im- plied, the role of the intellect is seen chiefly in social prog- ress rather than in social organization. Social organiza- tion at any given moment is so largely a matter of instinct, habit and feeling that interpretation of the social order must be largely in those terms. But social progress, on the other hand, is largely the outcome of man's intellec- tual life. It has been the slow accumulation of knowledge through the activity of the human intellect and the progres- sive rationalization of that knowledge which has been the basis of social progress as we understand that phrase. Civ- ilization has not been built up through the instincts and emotions of man, even though they be regarded as the in- dispensable conditions of intellectual activity. Civiliza- tion is, as has already been said, decidedly an intellectual achievement. The intellect may be justly regarded, there- 271 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS fore, as the progressive force in human society, the active agent of progress. More and more the progressive rational- ization of knowledge has enabled man to master nature and to control his own nature. Increasingly, man has come to rely upon his intellect in the contest for mastery over the forces, both without and within him, and increasingly social adjustments have been made and perfected upon this basis. While we must repudiate the intelleetualistic view of human society as at all adequate from a scientific stand- point, and even such a view as that of Baldwin when he advocates that " the content of the social life is thought " (intellectual processes), yet the functional or instrumental view of intellect compels us to recognize it as an increas- ing factor in social change and as the supreme device upon which man must rely to secure adequate social adjustments. Our whole modern attitude toward science and education, indeed, implies just this. Our modern faith in science is essentially that it is a superior instrument of adjustment, of knowledge of and control over, methods and forces. Edu- cation is essentially the bringing to bear of man's intel- lect upon the problems of individual and social adaptation. Science as an historical factor is simply the progressive rationalization of man's knowledge, while education is the progressive rationalization of individual and social ad- justment. Both move toward the progressive rationaliza- tion of the social life as a whole, that is, the rational adap- tation of collective human life to the requirements of its existence. 1 Do we, then, accept Comte's generalization that the law of the evolution of society is the law of the evolution of man's intellectual conceptions, that social and intellectual evolution pass through three stages, the theological or prim- 1 Cf. Hobhouse, Mind in Evolution, p. 9 : " It is the final goal of reason ... to bring all the experience of the race to bear itt organizing the whole life of the race.'' 272 THE ROLE OF INTELLECT itive, the metaphysical or transitionary and the positive or final? 1 This law of Comte's, usually called the Law of the Three States, can, as we have already said, hardly be called more than a rough generalization. It is true that man's intellectual conceptions tend to become increas- ingly positive or scientific. More and more his intellectual conceptions become based upon facts, and scientific knowl- edge replaces vague speculations or instinctive beliefs. 2 But this does not mean that there are three well-marked, well-defined stages of man's mental and social life, which we may term the theological, the metaphysical and the positive or scientific, respectively. Some positive knowl- edge based upon facts must have existed from the begin- ning, while it is scarcely possible that man will outgrow the need of making metaphysical inferences from his knowl- edge of facts. 3 But metaphysics itself now tends to be- come positive or scientific, in that it aims to be a series of rational inferences from positive facts and a rational criticism of the presuppositions of knowledge. Even re- ligious beliefs take on an increasingly positive character and strive to show themselves as rational inferences from our positive knowledge of nature and of man. While there is no danger of religious beliefs becoming extinct, they will become increasingly harmonious with scientific knowl- edge as mental and social evolution progresses. Comte's law of the three states could therefore be more accurately stated as the law or principle of the progressive rationaliza- tion of human knowledge and of human society.* i The fullest and best discussion of this " law " by Comte is found in his System of Positive Polity, Vol. Ill, especially Chap. I. 2 Cf. Hobhouse's excellent article on " The Law of the Three Stages " in the Sociological Review, Vol. I, pp. 262-79. 3 Cf. Flint, History of the Philosophy of History, pp. 610-14. 4 It is only fair to add that in his Positive Polity Comte himself foreshadowed some such modification of his famous law as the above, as, e.g., when he speaks of it (Vol. Ill, pp. 15, 23) as the law of " the necessary and continual [increasing] subordination of our sub- 273 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS The Supposed Antagonism Between Intellectual Develop- ment and the Social life. — If the view of the intellect which has been thus far presented is correct, then, the hope of man in the future must be an intellectual development which is in accord with social needs. But just here emerges again the view which we have several times referred to, that man's intellect is essentially antagonistic to social welfare, because it is essentially egoistic. This view of the intellect has been especially championed by Kidd among sociologists and endorsed and developed by Ward. 1 Kidd finds that the intellect, or reason, is destructive of social bonds and has to be restrained by a supra-rational force, namely, religion. 2 Ward also finds that the intellect is essentially egoistic, but its waywardness is held in check by religion and other agencies of social control. 3 At first sight there seems to be much in human history and in the social life of the present time to sanction this view. The Greeks, the most intellectual people of antiquity, had little or no practical moral genius, and their social life was characterized by instability, disharmony, and at length by corruption and degeneracy. Many of the most intellec- tual people of the present are noted as advocates of anti- social and antimoral tendencies.* Even science itself is at times apparently antisocial, or at least regardless of social welfare. As Professor Ross remarks, " The withering in- terrogation of all maxims, doctrines and ideals by men may lead to a denial of everything save one 's own will. ' ' 5 There is, therefore, an apparent antagonism between intel- lect and social development. The question arises, there- jcctive conceptions to the objective materials of which they are con- structed." i Cf. Pure Sociology, pp. 464, 479. 2 Social Evolution, Chaps. Ill, IV and V. 3 Cf. op cit., pp. 133-34. 4 Cf. what Comte says of the anarchical tendencies of the scien- tific class of his time, Positive Philosophy, Bk. VI, Chap. I. o Social Psychology, p. 273. 274 THE ROLE OF INTELLECT fore, whether rationalism, or rationality, is consistent ■with the highest and best development of the social life. But the antagonism between intellectual and social de- velopment is more apparent than real. Very largely it springs from the fact that the intellect, as the dynamic agent in society, is concerned more with social changes while the instincts and feelings are concerned more with maintaining the social order. But there is unquestionably a sort of intellectual development which is inimical to all sound social progress. This has already been implied in what has been said regarding the genius. While the intel- lect may be rightly regarded as the universal side of mind, functioning to bring about the highest and widest adap- tation of the individual and society, yet, like any other part of man's nature, it is capable of exceedingly narrow and unwholesome development. The unsocialized character of much of the intellectual development of the present is therefore no conclusive proof that reason in its ultimate development is opposed to the highest interests of the social life. The reason which takes account merely of a part of man's nature would unquestionably be so opposed, but of the reason which takes account of all factors in the situ- ation there is no need to have fear. Eationalism is a dis- solving force in society only to the extent that it is a one- sided rationalism exaggerating certain factors in human life at the expense of others. The intellect will become socialized, in other words, only when it is turned fully, as Comte insisted, upon the study of human society itself. In such study the intellect escapes the bonds of a narrow individualism and becomes socialized through becoming itself an instrument of social adaptation. Some practical conclusions stand out in our discussion which are well worth emphasizing. The chief of these is the importance of ideas and ideals in the higher stages of social development and a corollary is the practical im- portance of science and education as progressive agencies 19 275 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS in the later stages of social development. A clear under- standing of a situation alone makes possible the highest type of adjustment. The work of science is very largely simply the making clear to the intellect of all the factors in a situation, their relative importance and the mechanism of their operations. The intellectual apprehension of the relations between factors or forces in social situations and of economics not realized must of itself greatly conduce to the solution of all social problems. However, when the discoveries of science and the conclusions of reflective thought are formulated into standards and these standards are attached to feeling elements, that is, made ideals, then their social efficacy is increased, at least for the mass of men, manyfold. For example, a clear understanding of the influences which have led to the decay of our family life and of the indicated adjustments necessary for stabil- ity will undoubtedly contribute something to the reestab- lishment of a stable family. If such perceptions become the basis for ideals, however, their efficacy will be greatly increased. "What is most needed, in other words, to secure the reconstruction of the family upon a stable basis is right ideals, and these ideals can only be reached by in- tellectual processes, although their diffusion in the popula- tion may be largely, of course, a matter of imitation. Ideals are judgments as to the value of activities. They express the mental attitudes of individuals toward things, persons and institutions. They are, therefore, indispensable in- struments in bringing about any high type of coordination between individuals. Not only do the higher types of the family depend upon ideals but all the higher forms of association whatsoever. Ideals, as essentially methods of control over activities, deserve, then, all of the weight which practical social reformers, moral and religious teachers, and educators of all ages have given them. Summary. — While intellectual elements have been given a place, especially in explaining social origins and social 276 THE ROLE OF INTELLECT organization, in the social theory of the past which is not warranted, yet there can be no doubt as to their increasing importance in connection with social changes in the higher stages of social evolution. Intellectual elements come in chiefly in the building up of new activities, especially in the making of very complex adjustments. As has been emphasized in earlier chapters, intellectual processes are concerned with the transition in the individual and society from one habit to another. Reflective thought may be called a bridge between two types of activities. The vari- ous intellectual processes in the individual and in society come in, therefore, to mediate, guide and control the adaptation of activities with reference to environment. All the higher types of coordination between individuals must therefore be in a large degree intellectual construc- tions in the sense that they are guided and controlled by reason. Social adaptations in the direction of increasing capacity for social survival, social harmony and social effi- ciency must be largely brought about, that is, mediated, by intellectual processes. The generally accepted ideas and ideals of a social group are, therefore, its most priceless possessions, for upon these its whole culture and civiliza- tion must rest; while the socially fruitful ideas and ideals which are the inventions of genius in science and art are the priceless instruments for raising the social life of man to its highest possible levels. CHAPTER XII THE THEORY OF THE SOCIAL FORCES The only sense in which the term force can be used in the social sciences is in the sense of an active element or factor in social situations. There are grave objections to the use of the term force at all in the psychical sciences, and these objections are intensified when there is any as- sumption of a peculiar social force or forces. As Professor Hayes has insisted, the assumption of peculiar social forces is as metaphysical in sociology as the assumption of a pe- culiar vital force in biology. 1 However, just as in biology there is no objection to speaking of the special forces or factors which have shaped a given situation, so in sociology there is no objection to speaking of the concrete factors which are at work in a given social situation as social forces, provided we simply mean by such an expression that they are the active elements or factors in the situation. Every factor which has some degree of active influence in shaping and molding the forms of association, the inter- actions between individuals, is, then, a social force. While the preceding chapters have argued that the mind in all of its aspects enters as a unity into the social life and that all phases of mind are active factors or forces in shaping the social life, yet the question remains whether these are i See article on " The Social Forces Error," American Journal of Sociology, Vol. XVI, pp. 613-25. With much in this article I am in sympathy. However, the question as to the active or efficient factors in the social life is one of practical as well as of theoretical importance, and in this sense the theory of the social forces is im- portant. THEORY OF THE SOCIAL FORCES the only forces with which the sociologist has to deal. What about the physical factors of climate, soil, geographical conditions? Are not these also true social forces? "What about such factors as heredity, variation and natural se- lection ? Are not these also active factors at work in mold- ing human society? Physical Factors in Association. — It has lately generally been held by sociologists that these physical factors are not direct forces in human society ; l that they are only conditions under which human society lives, since it is only through the psychological elements that we find any kind of social life maintained. As long as we adhere to a psychological view of society, such as this book is set- ting forth, that is a convenient and sufficiently accurate way to regard the matter. But it may be doubted whether this view of the matter is anything more than the mental bias of the psychological sociologists. It is true that at any particular moment the physical factors do not shape and mold the forms of the social life. At any particular moment these forms are seemingly quite dependent upon the psychological elements of impulse, feeling and intellect in individuals. But when one surveys human groups over long stretches of time, through many generations, the in- fluence of physical factors is more evident. 2 In part, to be sure, this influence is indicated in the various innate tendencies, or instincts, of the individual, as has been already shown. That is, it is exerted through the selective influence of the environment. But in part, physical in- fluences, like temperature, modify greatly, and apparently i See Ross, Foundations of Sociology, Chap. VTI ; Ward, Pure Sociology, p. 101; Small, General Sociology, pp. 532, 533. 2 For a good statement of the influence of the physical environ- ment, see Miss Semple's Influences of Geographic Environment; also Gregory, Keller and Bishop's Physical and Commercial Geog- raphy. For a brief summary, see Thomas, Source Book of Social Origins, pp. 130f. 279 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS directly, the immediate responses in masses of individuals. Whether such active modification of instinctive and habit- ual impulses should not lead to the recognition of physical factors in some degree as active agencies or forces at work in modifying forms of association is an open question. The author has always been inclined to view these factors simply as conditions, but inasmuch as we must use the word force in a very broad sense in the social sciences, it would seem that anything that modifies stimulus and reaction must be considered in a certain sense a social force, inasmuch as it is an active factor in modifying human association. Be this as it may, it is certain that most physical factors under normal conditions, and particularly within short periods of time, modify the forms of human association only in- directly and remotely, since they influence society only through influencing the psychic nature of the individual. Physical factors in general, therefore, affect human society only indirectly, and by the psychological sociologist they can be, in a sense, disregarded, that is, they can be lumped together under the general head of stimuli from the en- vironment which more or less modify the interstimulation and responses between individuals. The biological sociolo- gist, on the other hand, considering the selective influence of the physical environment and the influence of heredity and variation, must take physical factors continually into account. From the standpoint of biological sociology the physical factors loom large and become the significant fac- tors in viewing the evolution of society on its physical side. Psychological sociologists had better recognize, therefore, that their limiting the social forces to the various aspects of the psychical nature of the individual is only provi- sional and for their own purposes, not involving a rigid exclusion of physical factors from general sociology. For the purposes of psychological sociology all physical factors can be sufficiently brought in through their effects upon the physiological impulses of the individual, that is, through 280 THEORY OF THE SOCIAL FORCES their modifying effect upon these impulses through their perception by the senses, or the cognitive elements of mind. We shall, accordingly, make no attempt to discuss social forces in general, but only those with which the psycho- logical sociologist is concerned. The Psychological Factors in Association. — As has al- ready been said, one of the main things aimed at in the last three chapters has been to impress the student that the mind enters in all of its phases as an influence or force into the various forms of human association. But the objection may be raised at this point that mind or conscious- ness is an entirely individual matter, and, therefore, it can have no influence in shaping the forms of society. Those who believe in the theory of ' ' mass interpretation ' ' would hold that all social movements must be interpreted entirely in objective factors, and that any interpretation in subjective factors is fallacious, or if not fallacious, at least unnecessary. The reply is twofold. In the first place, as we have already shown, the view of mind as en- tirely individual is without any adequate warrant. Mind and all the forms of consciousness have been developed in and through a social life-process. The individual mind, as we have already seen, has been created largely through the process of interaction with other minds. From the sociological point of view mind belongs quite as much to the group as to the individual. If thought and feeling have any functional relationship to individual activity they must have equally a functional relationship to social ac- tivity, since social activity is simply due to the interaction and coordination of individual activities. As the social life- process is carried on by the interaction of individuals, that process as well as the individual life-process is mediated and in all of its higher forms controlled by consciousness. The psycho-physical organisms of individuals with their inherited and acquired tendencies are, then, the spontane- ous source of social activities, and we must start with the 281 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS biological and psychological individual in interpreting the social life from a natural science point of view. In psy- chological sociology that means that we must consider how these inherited and acquired tendencies are developed, modified and controlled in the activities of the social life. Starting with the original motor activities, we find, as we have already seen, these mediated on the one hand by feel- ing and on the other hand by cognitive processes. We are, therefore, compelled to bring into the discussion of every social situation from a psychological point of view the three elements of motor activity, feeling and cognition. The impulsive aspects of our mental life, the feeling aspects, and the intellectual elements, all play some part, then, in determining the form of the social reality as we find it. The various theories which have attempted, there- fore, to offer voluntaristic, hedonistic, or intellectualistic views of human society must be regarded as one-sided. Any sound psychological theory of the social life must make room for all of these elements, the impulsive, the feeling and the intellectual. That this must necessarily be the case can readily be seen by remembering that each phase of the mind has its definite function or part to play in the life of the individual. While these separate aspects of our mental life are but aspects of one process, we must not make the mistake of taking any one of these aspects and building up a theory of individual human nature or of social life upon it at the expense of the others. As we have already seen, the instincts or original impulses of the individual have a definite function in the social life. Again, the, feelings have a perfectly definite function to perform in our mental life as individuals, and it would be strange if they performed no function in our social life. Finally, the cognitive elements have their definite function, with- out which we cannot conceive the individual even to exist. Likewise, in society these cognitive elements have such an important function that we cannot conceive of human so- 282 THEORY OF THE SOCIAL FORCES ciety existing as it is without them. The very fact, indeed, that the different aspects of mind have distinct and definite functions to perform in the individual life imply that they have likewise distinct and necessary functions to perform in the social life. Nevertheless, as we have already seen, there is a cer- tain order which may be given to these psychical factors or forces in the social life. Undoubtedly the native im- pulses which have been well termed " race habits " must be regarded as of primordial importance in the social life as well as in the life of the individual. In any study of human association from a genetic point of view these ele- ments of original physiological impulse appear to be pri- mary and for the psychological sociologist they are ulti- mate, although, as we have already said, the biological sociologist would analyze them into various factors. Again, the feelings of pleasantness and unpleasantness which either reenforce or inhibit the impulses must be considered to be secondary or modifying factors. Finally, the intellectual elements which guide and direct the activities must be con- sidered also as modifying factors influencing human asso- ciation. The Classification of the Social Forces. — Summing up, then, we must note that we have three sets of psychical factors or forces at work in human society, and that each of these is capable of indefinite subdivision. It would seem that the only classification of the psychical factors at work in human society which can be reached must be along the lines of psychological analysis which we have followed: namely, we may divide the social forces (psychical) into the primary forces or the impulses, which may be sub- divided into original and acquired ; secondly, into the sec- ondary forces or the feelings, which may be subdivided according to pleasantness or unpleasantness or according as they are attached to instincts (that is, are emotions) or to habits ; thirdly, into tertiary social forces or intellectual 283 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS elements, which may be subdivided into the various forms of cognition, such as sensation, recognition, memory, rea- son, etc. If this view is correct it is evident that the task of classifying the social forces is much like the task of classi- fying the elements in human nature ; and that it is perhaps most successfully carried out along the lines of conven- tional psychological analysis. However, it is conceivable that these forces might also be classified by the ends for which they function. Numerous sociologists, such as Ward, Ross, Small, Ratzenhofer and others have attempted such classifications. 1 Of these classifications, , according to the functional end involved in the activity, Ward's classi- fication seems to be on the whole the most successful, and accordingly we shall giVe it here in a modified form as an example of a classification of the social forces according to the end which they serve in the collective life : 2 I. Life-Preserving Activities: 1. Preserving the life of the individual, (a) connected with, nutrition (food proc- ess), (6) connected with defense, ( against inanimate nature, j against animate nature; 2. Preserving the life of the species, ( a ) reproduction, (6) care of offspring. II. Life-Mitigating Activities: 1. Moral — aiming at the good; 2. iEsthetic — aiming at the beautiful; 3. Intellectual — aiming at the true. In this classification of Ward 's it will be noted that the life-mitigating activities grow out, as it were, of the life- i See Ross's discussion of these classifications, Foundations of Sociology, Chap. VII. 2 For Ward's statement of this classification (which he makes apply only to the "desires"), see Pure Sociology, Chap. XII. 284 Social Forces ( Psychical Activities) THEORY OF THE SOCIAL FORCES preserving activities, the life-preserving activities being the essential processes of animal life, the life-mitigating ac- tivities being processes which are chiefly characteristic of human social life and some of them being only conspicuous in civilized society. For this reason Ward calls the life- preserving activities the essential and the life-mitigating activities the nonessential. The principles of classification and subclassification are clear except in the case of the life- mitigating activities. Here Ward has simply accepted the threefold division of cultural activities recognized by the ancient Greeks. It is not clear what the principle of di- vision is, nor is it clear that this is an exhaustive classifica- tion. The classification is, however, an admirable classifi- cation of the main psychical activities evident in society from the standpoint of their end or function. Professor Small has proposed another classification of social activities or forces in more objective terras. He proposes to term the active psychical factors in the social life interests, using that word in a purely practical sense. 1 The interests according to Small's conception are the prac- tical social activities functioning toward the development of a more perfect social life. These interests he finds may be classified exhaustively under six heads, namely (1) health, (2) wealth, (3) sociability, (4) knowledge, (5) beauty, and (6) Tightness. 2 He defines each of these in- terests in broad terms. 3 Thus under the health interest he would apparently place nearly all of what Ward terms the life-preserving activities. Using this sixfold classifi- cation of social interests, Professor Small believes that it is possible to express the active forces or factors which are at work in any social situation, and that if sociologists would go to work to study and analyze quantitatively the i General Sociology, Chaps. XIV, XXXI, XXXII, XXXV. 2 Op. eit., pp. 198, 435, 444, 480, 542-43. s See the definitions given in Chap. XXXII, and also in the table of page 542. 285 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS presence of these interests in certain proportions in given social situations sociology as a science would make much more rapid progress toward quantitative exactness. There are, however, many difficulties in applying prac- tically, in the way of quantitative analysis, Professor Small's classification of social forces. Some of his cate- gories such as the health interest and the sociability inter- est are very vague and inclusive of even opposing tenden- cies in the social life. Thus, we have already seen that he places under the health interest, not only practical inter- est in the physical integrity or normality of the individual and the race, but also hunger and sex appetite. Under the sociability interest he includes not only the demand for companionship and personal appreciation but also nearly all of the political activities of human society. Again, it is difficult to discover what principle of classification is employed by Professor Small in making this sixfold group- ing of social activities. He claims that the classification is an exclusive one, and says that " all the acts which hu- man beings have ever been known to perform have been for the sake of (a) health, or (6) wealth, or (c) sociability, or (d) knowledge, or (e) beauty, or (/) Tightness, or for the sake of some combination of ends which may be dis- tributed among these six. ' ' 1 Probably this is claiming a simplicity for human nature and human society which does not exist. It is not difficult to think of many inter- ests which do not fit into this sixfold classification hap- pily, to say the least. The craving for amusement, for ex- ample, can scarcely be ranked wholly under the head of either sociability or health, or any combination of the above classes. It is probably impossible to secure a completely sat- isfactory classification of social activities from the stand- point of the end or function which they serve in human i Op. (At., p. 444. 286 THEORY OF THE SOCIAL FORCES life, both because of the complexity of human nature and society and on account of the expanding character of the social life-process. Ward's classification and Small's both have certain merits "and are perhaps as good as can be se- cured just at the present. "Ward's classification is of more value in approaching the matter from the psychological standpoint, Small's in approaching from the objective practical standpoint. It may be remarked in concluding that an exhaustive, logical or psychological classification of the active factors in the social life is not so necessary as some have thought for the scientific study of society. Quantitative exactness could, to be sure, be secured if we could isolate each active force or factor and study it in its variations of intensity in combination with other forces or factors in each social situation; but knowledge has not yet arrived at that stage where this can be successfully done, and in the mean time the progress of scientific knowledge of human society does not, so far as we can see, depend upon any successful classification of social factors or forces. 1 On the other hand, an understanding of what the active factors in the social life are is a necessity for any sound scientific reasoning concerning social situations. In this sense Professor Ross is right when he says that " the corner stone of sociology must be a sound doctrine of the social forces. ' ' 2 Summary. — By social forces are meant the active factors in the social life. At any given moment these active fac- tors are the psychical activities of individuals, their im- pulses, feelings, beliefs, ideas, ideals, interests and desires. But over long stretches of time physical factors must be recognized to be active, modifying influences upon the form of the social life, such as geographic environment, selection, iCf. Bernard's statement (op. cit., p. 74): "The most accurate possible classifications [of social forces or activities] mark only the most elementary stage in the analysis of social phenomena." 2 Foundations of Sociology, p. 181. 287 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS variation, racial heredity and the like. For the most part, however, these physical factors are simply the passive con- ditions under which human groups live, their effects being usually seen not directly, but only indirectly, as they affect impulses, feelings, beliefs, interests and desires. Among the psychical factors it is impossible to limit the social forces to any one of the numerous aspects of mental life. Even the desires, though complex combinations of mental processes, cannot be said to be the only true social forces; for social activity as frequently springs from impulse, sug- gestion, unconscious imitation, habit and so on as from conscious desires. The same must be said regarding the interests. Only when the word interest is made synony- mous with social activity itself can the interests be said to be the social forces. But when this is done there is no scientific analysis of the active factors at work in given social situations, and an understanding of these factors is necessary for any scientific study of the social life. We must conclude, then, as has already been repeatedly em- phasized, that, viewing society from a psychological stand- point, the mind in all of its phases, whether simple or com- plex, enters as an influence or force into the various forms of human association. CHAPTER XIII THE ROLE OP IMITATION IN THE SOCIAL LIFE The Psychology of Imitation. — Imitation is such an im- portant element in human social life and so much has been written upon its role in human society of recent years that it is necessary for us to devote a few pages to the specific discussion of this social factor. It is first of all necessary, however, in discussing imitation in human society to turn back to psychology and attempt to understand, in part at least, the place of imitation in the menial life of the in- dividual. Now, there are at least three very distinct sorts of imitation from a psychological view point. 1 These dif- ferent kinds of imitation need to be noted and distinguished for they have a somewhat different social significance. (1) There is, first, imitation as a method of develop- ment of the instincts. In all the higher animals instinctive reactions seem capable of excitation not only through the appropriate stimuli in the environment, but also through seeing the activity going on in other individuals, usually of the same species. In such cases the instinctive response seems to be excited sympathetically. It is set off by the example of other individuals in the immediate environ- ment. The imitation in such cases is almost wholly un- conscious, that is, there is no conscious copying of one by another. But the perception of the activity simply excites a similar activity in the observer from a similar instinctive basis. Imitation in this sense is simply the tendency to do iMcDougall distinguishes five different sorts of imitation; see Introduction to Social Psychology, pp. 104-6. 289 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS what we see others doing. It is a similar response from a similar instinctive basis. For example, when we see two ^ men fighting we may experience the impulse to fight also. > This sort of imitation is undoubtedly the most primi- tive type of activity to which we should give the name imitation at all, and yet even this sort of imitation is con- fined mainly to the higher animals. 1 Low types of animal life show, strictly speaking, little or no imitative tendencies that we can observe. In their case the instincts are ex- cited, not socially and sympathetically, but only through very definite stimuli. The development of the instincts through imitation, of course, implies plasticity of instinct and developed intelligence, and that is why we do not find imitation in the lower orders of animal life. But in the higher animals, on the other hand, many of the instincts may be stimulated by social suggestion, that is they develop imitatively. (2) A second kind of imitation to be seen in man, and probably in certain other highly gregarious animals, is the tendency to conform or to be like one's fellows. It is the desire to do as others do, to be like others. This is prob- ably, as has already been pointed out, a specific instinct in gregarious animals and is simply a differentiation of the gregarious instinct. It may also arise through the rein- forcement of the general neural tendency to imitate by the gregarious instinct. Certainly there can be no doubt that in man at least there is a very definite tendency to do as others do, a desire to be like others, to conform to the ways of living of the group, which is not, so far as we can judge, an acquired tendency, but innate. Imitation in this sense is the more or less conscious attempt to do as others do, to conform to the ways of thinking and acting of one's fellows. It is especially emphasized, of course, i Or rather, as was pointed out in Chapter IX, it is confined mainly to the gregarious animals. 290 THE ROLE OF IMITATION in the copying of social superiors, or of certain tendencies which have been sanctioned by the group. (3) Still another sort of imitation is rational imitation, ■which is quite different from the others in that it is defi- nitely teleological and purposive in character. It is always highly conscious. The individual may not be conscious, to be sure, of imitation as such, but he is conscious of copying in order to reach certain definite ends of his own. Rational imitation doubtless grows out of the two preceding sorts of imitation, but it is quite different from these on account of its large purposive element. Rational imitation is found only in man, so far as we definitely know, although the beginnings of such rational imitation are perhaps to be found in some of the higher animals. Like the second type of imitation — the passion to do as others do — rational imitation is closely connected with man's social life. It must be noted that Professor Baldwin would give a much wider definition to imitation than any which has been indicated. Baldwin finds that underlying all conscious or psychological imitation there is biological imitation which he defines as " the organic reaction which tends to maintain, repeat and reproduce its own stimulation. ' ' * Imitation is the " circular " type of reaction through which the stimulation which has produced a movement is repeated. Imitation is " the unit, therefore, the essential fact of all motor development, ' ' and hence of all mental development. 2 It is this biological or organic imitation which accounts, according to Baldwin, for conscious or psychological imi- tation. And organic imitation accounts also for both habit and adaptation in living organisms. 3 Thus it is the foun- dation, or at least the essential method, of the whole life- i Mental Development in the Child and the Race, Chap. IX, also pp. 333-34, 466. 2 Op. tit., p. 466. 3 Op. tit., pp. 205, 263-64. 20 291 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS process. Mental development and social development both rest upon it, according to Baldwin. This exceedingly broad conception of imitation has, however, not been generally accepted by psychologists, and there seems to be little war- rant for it. "What Professor Baldwin is really discussing is the persistence of activity in the organism which we have already spoken of as habit or the habit-forming tend- ency. There seems to be only an analogy at best between the persistence of organic activity and the various psy- chological forms of imitation. Upon such an analogy it is hardly possible to build a solid scientific superstruc- ture. There seems to be no necessity of assuming a third somewhat lying back of habit and adaptation which may be called organic imitation. Any such assumption is not only unnecessary but somewhat forced or metaphysical. "What Professor Baldwin calls organic imitation may be safely regarded, ' therefore, simply as the habit-forming tendency of all organic life. Imitation must be regarded as essen- tially a mental and social rather than a biological phe- nomenon; and this is the consensus of practically all psy- chologists. Professor Baldwin's extension of imitation to take in all of habit has no good scientific ground, and hence has not been generally accepted by scientific psychologists. "While imitation is a mental phenomenon which is con- fined to the higher animals, it must be correlated with the other processes of life in order to be understood. It is an outcome of instinct and habit and is largely mediatory of those processes. We have just noted that those racially persistent activities which we term instincts are frequently developed in the higher animals by imitation, by the stim- ulus of a conscious copy, and they are modified in the same way. Again, our acquired habits express themselves continually in imitation as in custom and conformity, while imitation mediates at the same time the modification of these habits. But as has just been said, this mediation of instinct, habit and adaptation by imitation is most con- 292 THE ROLE OF IMITATION spicuous in animals which live in social groups. Imitative tendencies, therefore, are closely connected with group life. "We shall see that they spring from the necessities of a collective life-process, that while not the basis of collective life they are indispensable instruments in its development. The Connections of Imitation with Other Mental Proc- esses. — The close connection of imitation with many other mental processes must also be continually borne in mind by the student. Imitation is not to be conceived of as the relatively isolated and socially universal process which some writers have tended to make it. The close connection be- tween imitation and suggestion has, to be sure, been recog- nized by the whole imitation school of social theorists, but its equally close connection with sympathy in the broad sense has quite generally been neglected. In the broadest sense sympathy is simply feeling with or like others. It is induced feeling. Imitation, on the other hand, is induced activity, while suggestion is induced cognition. Imitation, suggestion and sympathy (in this broadest sense) are not, therefore, three isolated mental processes, but are rather three sides of one process, imitation representing the side of activity, suggestion the side of cognition, and sympathy the side of feeling. 1 It is not meant, of course, that wherever we find imitation there we must also find sympathy, but it is to be borne in mind that sympathy in the sense of feeling as others feel, and imitation in the sense of doing as others do, are continually associated in actual life and must not be set in opposition in social theory. Also, social sug- gestion must be regarded as a type of stimulation which gives rise to imitation on the one hand and sympathy on iThis may be expressed in the following simple formula (under- standing by " mental induction " the type of mental interaction which tends toward uniformity in the interacting individuals) : Mental induction = imitation (motor aspect), or = sympathy (affective aspect), or = suggestion (cognitive aspect). 293 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS the other. If this view is correct, it is evident also that imi- tation has many close connections with social cooperation and with what Professor Giddings calls the consciousness of kind. The Imitation Theory of Society. 1 — In 1890 M. Gabriel Tarde, a French sociologist, put forth the theory that hu- man social life could be interpreted fundamentally in terms of imitation. 2 The influence of one mind upon another through the suggestion-imitation process, Tarde thought, could sufficiently explain all changes and movements in so- ciety. " Society is imitation," he proclaimed. 3 Imitation is ' ' the elementary social phenomena^' ' ' ' the fundamental social fact. " 4 It is the criterion of the social and alone constitutes society. The unity of the social life, Tarde ar- gued, is wholly due to the process of imitation. Tarde found the basis of the social life, to be sure, in the minute interagreement of minds and wills, but this he believed to be due, not to organic heredity, but rather to ' ' the effect of that suggestion-imitation process which, starting from one primitive creature possessed of a single idea or act, passed on this copy to its neighbors and then to another and so on. " 5 The social, Tarde says, is the imitative, and imita- tion is, therefore, ' ' the key to the social mystery. ' ' s To be sure, Tarde left a place in his sociology for con- i See the writer's article on " The Theory of Imitation, in Social Psychology " in American Journal of Sociology, Vol. VI, pp. 721-41 (May, 1901). 2 In his Les Lois de Vlmitation (translation by Mrs. Elsie Clews Parsons, The Laws of Imitation). Tarde had previously set forth his main idea in an article " Qu'est-ce qu'une Sociite"?" published in 1884 in La Revue Philosophique. For detailed exposition and criticism of Tarde's sociology, see Dr. M. M. Davis's Psychological Interpretation of Society, Section Second. s Laws of Imitation, p. 74. * Social Laws, p. 56. b Ibid., pp. 38, 39. <*Ibid., p. 47. 294 THE ROLE OF IMITATION flict, or opposition, and invention ; but he found the essential basis for conflict or opposition in the interference of the dissimilar waves of imitation and the basis for invention in the union of harmonious imitations. 1 The laws of imita- tion, Tarde proclaimed to be to sociology '■ what the laws of habit and heredity are to biology, the laws of gravitation to astronomy, and the laws of vibration to physics." 2 As this last statement implies, Tarde would connect the phe- nomena of imitation in society with other phenomena of repetition in the universe, such as vibration in physics, heredity in biology and habit in psychology. As we have already seen, Prof. J. M. Baldwin, in 1895, put forth a similar theory of mental and social develop- ment. 3 Professor Baldwin, like Tarde, found imitation to be fundamental in both the mental and social life. He, however, guarded himself against certain exaggerations which Tarde had been guilty of. Baldwin did not say that society is imitation or that imitation is the criterion of the social, as Tarde said, but he found that imitation was, nev- ertheless, the method of social organization and develop- ment. 4 Denning organic imitation as we have seen above, he found it possible to interpret the child's mental devel- opment entirely from this standpoint. 5 It naturally fol- lowed from this conception of individual mental develop- ment that the method or process of social organization and development must be the same. The individual develops intellectually and morally by imitating the mental attitudes and actions of those about him, while society changes through the continued imitation of the thought of some i Social Laws, pp. 133-35, 202-4. 2 Ibid., p. 61. 3 In his Mental Development in the Child and the Race, and (1897) his Social and Ethical Interpretations in Mental Develop- ment. * Social and Ethical Interpretations, Fourth Edition, pp. 427-28. 6 Ibid., pp. 67, 109. 295 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS individual, a leader or a genius. A distinguishing mark of Baldwin's theory in contrast to Tarde's is Baldwin's emphasis upon the idea, that the content or matter of the social life, in distinction from its method, is thoughts. 1 While some such idea may be implicit in Tarde's writings, in that Tarde lays stress on beliefs and desires, in Baldwin the imitation theory receives a decidedly intellectualistic trend. Baldwin's whole theory of the social life becomes, therefore, a very simple one and may be briefly stated in four propositions: (1) The matter of social organization, that is, the content of the social life, is thoughts; (2) the method of their organization is imitation; (3) these thoughts originate with the individual; (4) later certain of these thoughts are imitated and so generalized by society. 2 Criticisms. — "While the above is an inadequate state- ment of Tarde's and Baldwin's theories, it nevertheless gives the gist of their theories. The difference between such an imitation theory of society and the broader psychological theory which we have thus far set forth must be manifest. In the first place such an imitation theory of society, since imitation in the psychological sense is confined to the higher animals, makes a gulf between human and animal social life which seems difficult to reconcile with the general doc- trine of descent. If, as has already been said, the social development which we find in humanity is in essentials the same as that found in the animals below man, then, this imitation theory of society should be sufficient to ex- plain animal social life, as well as human social life. Tarde believed that his imitation theory was sufficient to explain the beginnings of social life among animals and so used it without hesitation. Baldwin, on the other hand, acknowl- edges that instinct dominates in the social life of the ani- mals below man, and hence he finds them not true societies, i Social and Ethical Interpretations, Fourth Edition, pp. 504-24. 2 Op. cit., pp. 465-84. 296 THE ROLE OF IMITATION because true societies can exist, according to Baldwin, only where there is self-consciousness and thought can be gen- eralized by imitation. Therefore, Baldwin calls animal so- cieties companies. 1 But such a procedure does not do away with the difficulties in interpreting social life from a psycho- logical standpoint, because the psychological factors which make animal groups, if there be such, are still important in giving a complete psychological interpretation of human society. Professor Baldwin has evaded the difficulties rather than met them. There still remains the question of whether the psychical factors which have functioned in the group life of animals are not really of more importance in the collective life of man than certain factors which like imi- tation do not play a conspicuous part in animal group life. (2) This question naturally brings up another criticism of the imitation theory and that is that it is impossible to understand how a single native tendency, imitation, has come to be so all important in the social life of man to the exclusion of many other native tendencies. Does not this imitation theory unduly simplify human social life? Un- questionably imitation in the psychological sense apparently gees on in human groups in comparatively narrow channels and under very definite conditions of control. Individuals do not imitate everything or everybody. Tarde explains this by saying that they imitate upon the basis of their beliefs and desires which have been themselves acquired by imitation. 2 Baldwin's explanation is similar to Tarde 's. He says, in effect, that we imitate simply what we have gotten in the habit of imitating, 3 and habits are acquired, according to Baldwin, through the imitation process. Thus the process of imitation in society, viewed in its entirety, explains the selective character of imitation at any particu- lar moment. But these explanations are not in accord with i Op. eit., pp. 503, 524. 2 See his La Logique Boeiale. 3 Op. eit., pp. 131, 192. 297 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS modern psychology. Habits are not wholly acquired by imi- tation, and besides, far more important than the habits as a basis for selective imitation are the instincts or other native impulses than imitation. Professor Giddings has suggested that we imitate chiefly our similars, those who are like-minded with ourselves, and that imitative tenden- cies are controlled largely by the " consciousness of kind." x But this qualification of the imitation theory is not suf- ficiently radical. The fact is that modern psychology shows that the imitative tendency is mediated and controlled by a great number of other natural tendencies, such as the sexual instinct, the parental instinct, acquisitiveness, com- bativeness, constructi'veness, the self-exhibiting impulse, the self -subordinating impulse and the like. In the adult in- dividual, moreover, the tendency to imitate is controlled by numerous acquired habits, some of which may possibly have arisen quite independently of any imitative process. Again, in the adult the imitative tendency is continually guided and held in check by the reason. This results in more than mere rational imitation, although that type of imitation is of sufficient importance to demand special ex- planation in social theory. The control of reason over imi- tation results in numerous adjustments which are not imita- tive, some of them being instinctive, some inventive, and some in the nature of counter imitation. "We may conclude, therefore, that the imitative process in human society is guided and controlled by many elements in human nature, chiefly perhaps by the native impulses and by processes which modify the native impulses. (3) This brings in a third criticism of the imitation theory which is worth some consideration and that is, that it is not closely correlated with the selection hypothesis in biology. Selection, whether natural or artificial, is a means of modifying, as we have already seen, the native tenden- i Democracy and Empire, Chap. III. 298 THE ROLE OF IMITATION cies of a stock, and these native tendencies considered psychologically are the instincts. If the psychology of the social life is to rest upon biology, there must be some reference to the various selective agencies which fix in man various natural tendencies. "While it may be granted that natural selection is an extra social influ- ence, social selection can scarcely be so considered, and in any case our psychological theory of society must be such that it can recognize the possible influence of selection upon human nature and the organization of human society. The imitation theory of society, because it has not sufficient bio- logical roots, tends to divorce the social process from the life-process as a whole, and it takes no sufficient account of those deeper forces connected with species and race which mold the psychical life of the individual and the psychical processes of society. The Real Function of Imitation in Society. — This has al- ready been pointed out in the chapter on social coordina- tion. The imitative tendency, as we have already said, does not exist apart from other native and acquired tendencies. Rather imitation comes in to mediate other natural tenden- cies. It helps forward, makes easy, development in certain directions wherein the social life has furnished models. It thus secures social adjustments with greater quickness and ease, and affords greater uniformity of thought and action throughout the social group. Imitation, in other words, is not the foundation of the social life but an instrument which the social life has developed to perfect its coordina- tions. It is true, as Professor Baldwin has insisted, that imitation is the chief means of propagating acquired uni- formities in human society. The uniformities of the social life which are largely furnished by instinct are not sufficient for any high development. It is rather the acquired uni- formities in human society, as we have already emphasized, which make the peculiar developments in human social life possible, and the suggestion-imitation process is the chief 299 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS factor in building up these acquired uniformities. Imita- tion, therefore, comes in to assist in building up most social habits. The error of the imitation sociologist, as we have already said, consists in fixing attention upon but one ele- ment in the social process rather than upon the whole process. The function of imitation in bringing about the most important adjustments between large masses of men is admittedly, therefore, most important; but this does not excuse the overlooking of other aspects of our social life, or any undue subordination of these other aspects to imita- tion. The only result of attempts to unduly subordinate other elements in the social life to the imitative process is the production again of another one-sided theory of society. Hence, the economic determinists and their like see nothing in the imitation theory but the dry bones of academic scholasticism. The true view of imitation in relation to the social life must be that it is but one of the types of interaction be- tween individuals. Imitation is, in other words, one of the simplest coordinations between individuals. It is, as we have already said, the great and indispensable means of bringing about unity in a group when uniform concerted action above the lowest instinctive level is necessary or de- sirable. Just so far as it is desirable for individuals to act, feel and think alike above the instinctive level, so far imitation must play a great part in human society. But from the very beginning coordinations of activity in human society have been made possible not simply through uni- form activity, but also through differences in activity. Un- likeness of activity is necessary for even some of the simplest types of social coordination. Unlikeness of activ- ity is more and more necessary the more complex society becomes. Imitation mediates social uniformity, but it is not sufficient alone for the development of those higher types of social unity in which difference of activity is as necessary as likeness. Imitation is not, therefore, the basis 300 THE ROLE OF IMITATION of all social relationships. It never has been, and it be- comes less and less an adequate basis as social evolution advances. Hence we find that imitation is instrumental in developing the social life chiefly in its middle phases. In its lower phases, as we have already pointed out, so- ciety is instinctive and biological. Imitation in the lower types of collective psychic life seems to be the chief factor making for social unity simply because it makes for social uniformity. But in all higher types of human social life, and especially in the highest civilization, imitation becomes again relatively less important, because in those later phases unlikeness of activity becomes of greater social value. The suggestion-imitation process must be regarded, therefore, as an instrument of the social life, not its basis. It may be argued that while imitation may be regarded as one of the simplest types of social coordination or of social relationship, it is in fact the fundamental type of social interaction and is to be found universally throughout society as the basis of all other higher types. Imitation would then present itself as the universal form or method of the social life, as Baldwin and others have claimed. But it is not certain that imitation is the fundamental type of social coordination or of collective life. On the contrary, coordinated activities, collective life, and so social relation- ships in the broad sense, seem to exist far below the level of imitation in the psychological sense. It is only by ac- cepting Baldwin's theory of organic or biological imitation that it is possible to put such a construction upon the proc- esses of collective life, and we have already seen that this particular theory of organic imitation has no very good scientific warrant. Imitator and imitated as a form of so- cial relationship is scarcely to be regarded as any more primitive than many other forms of association nor even as primitive if we confine imitation to the psychological sense. Imitation as a method of the social life cannot be 301 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS claimed, therefore, to be the exclusive method of carrying on the social life. It is only one of a number of very simple, primary coadaptations between individuals. It is, however, as we have already insisted, one of the most important of these from every point of view, because it is the type of co- adaptation which brings about uniformity of activity. While uniform ways of activity, as we have already in- sisted, are primarily secured through selection and instinct, yet unquestionably " acquired " uniformities are attained chiefly through imitation, and so imitation as a method of the social life is of the very greatest importance for the sociologist. No group could survive in times of danger, for example, without quick and uniform ways of acting to- gether, and while such concerted action might be secured to a limited extent through other native reactions, in all the higher and more intelligent forms of life it must be secured mainly through imitation. Imitation has thus be- come one of the very greatest instruments in the carrying on of the social life, and its importance is such as to necessi- tate a somewhat more detailed analysis of the way in which imitation works in human society. Customary and Conventional Imitation. — The exact function of imitation in society is seen most clearly in con- nection with those uniformities which we term customs and conventions. Customs, as social habits persisting through relatively long periods of time, are unquestionably acquired by individuals mainly through the imitation of the past. Convention is a word, on the other hand, which has come to stand mainly for those uniformities in society which are brought about by the imitation of contemporaries. Tarde and Baldwin and more recently Professor Ross have dealt with these matters at such length and with such fullness and clearness of psychological analysis that the only excuse for touching upon them in this book at all is to guard against a misunderstanding which might lead some one to say that the writer had no appreciation of the importance of imita- 302 THE ROLE OF IMITATION tion as a factor in the social life of man. 1 Very briefly, therefore, we shall consider imitation in some of its aspects as a factor in maintaining social order and as a factor in social progress. Imitation as a Factor in Conserving the Social Order. — Children get the bulk of their habits, ideas, ideals and pur- poses from association with their elders and chiefly from their parents. Beginning at a very early age the child begins to absorb, as Baldwin and others have shown, imita- tively the copy in the way of activities, ideals and character furnished by his family circle. This process goes on so rapidly that by the time the eighth year is reached it seems highly probable that the foundation lines of the child's social and moral character are already definitely laid. The child has received from his family circle, mainly in an imi- tative way, his language, his ideas of life, his standards of conduct, his aesthetic tastes, his religion and practically all of his essentially social activities. This transmission from one generation to another of the spiritual possessions of the race mainly through imitative processes is what Baldwin and others have called " social heredity." It is also what has been called ' ' tradition. ' ' While the word ' ' tradition ' ' may seem inadequate, the phrase ' ' social heredity ' ' is still more objectionable because the process is only remotely an- alogous to physical heredity, and the biological analogy which is implied in this phrase of ' ' social heredity ' ' is apt to be confusing rather than helpful, leading, as it may, to overlooking the very important differences between this process and that of heredity in the biological sense. What- ever phrase we accept to describe this process, whether it be social heredity or tradition, it is evident that cultural con- tinuity, and so social continuity, is secured mainly through imitation of one generation by its successor. 1 Professor Ross's admirable treatment of customary and con- ventional (or mode) imitation in his Social Psychology makes un- necessary any detailed discussion of these factors in the social life. 303 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS Thus imitation preserves the continuity of the social en- vironment and is a vast conservative force in human society. The social achievements of the past are thus preserved and handed down with little or no loss through unending gener- ations. The social importance of custom, of usage, of folk- ways, of tradition is the social importance of imitation. This is so obvious and has been dwelt upon at such length that there seems scarcely any reason for enlarging upon the matter. It may be pointed out, however, that the full sig- nificance of custom, usage, folkways and tradition are even yet not appreciated by some workers in the social sciences, especially in sciences like economics which deal with the immediate present. Social order and social organization, therefore, are very largely conserved through imitative processes. Nearly all of the forms of the social life are handed down from one generation to another and unquestionably are acquired mainly through imitation. It is only the simpler forms of human societies that are determined to any very great extent by other native impulses, and even these simpler forms be- come overlaid in time with many customs and usages which are transmitted from generation to generation imitatively. While imitation is not the only force at work in social or- ganization it must be recognized as one method, and that a very important one, of maintaining and transmitting the social order. Imitation as a Factor in Social Progress. — Tarde and Baldwin have both emphasized, as we have already noted, that progress comes about mainly through the imitation of certain inventions by the mass of individuals. That is, the copying of socially fruitful variations in the ideas or ideals of individuals is the real method of progress in human so- ciety. There can be no doubt that this is the method by which the most striking advances have been made in civil- ized human societies. The imitation of the leader or the genius becomes, therefore, the factor of supreme importance 304 THE ROLE OF IMITATION in the social uplift of great masses of men. This has al- ready been brought out in our discussion on the role of the intellect in human society. Mere imitation, however, as even Baldwin has emphasized, is not, the thing which secures real progress. It is rather the intelligent assimilation and adaptation of the ideas of the leader. The rise and spread of Christianity, for example, affords an excellent illustra- tion of the' part the imitation of ideas and ideals has played in human progress, and at the same time of the limi- tation of imitation as a factor in progress. There can be no question that Christianity, as a set of moral and social ideals, spread over Western Europe almost wholly through the force of imitation. Such ideals failed to spread in Africa and in Asia to any extent, possibly because imitation was limited by certain racial traits, even more probably because it was limited by certain already acquired habits on the part of African and Asiatic populations. The ac- ceptance of Christianity by Western Europe, however, has been effective for real social progress not in proportion as certain ideas and beliefs were blindly imitated, but in pro- portion as there has been intelligent understanding of the ideas and ideals of Christianity and intelligent adaptation of them to the social life. Almost any other dynamic movement in civilized societies would serve equally well to illustrate the function and the limitations of imitation as a factor in social change. Thus the French Revolution, as we have already seen, illustrated the working of imitation along with many other social psychic factors. In practically all social movements imitation is present, but in all except a few its activity is complicated by very many other factors. Another example of the powerful influence of imita- tion upon human society is to be found in the results which especially Tarde and Ward have dwelt upon of the contact of two dissimilar cultures. 1 In this case mutual imitation iPure Sociology, pp. 235-37. 305 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS gives rise to very rapid changes in the social life, and this fact favors a general development of social plasticity. Un- der such circumstances many new adaptations and coordina- tions are rendered possible and when the tendencies imi- tated are dominantly progressive these adaptations usually take place upon a higher plane. Finally, the study of social origins illustrates in a very striking and conclusive way both the importance and limi- tations of imitation as a factor in progress. In spite of the efforts of certain German theorists to prove the contrary, 1 it seems practically certain that human culture in its va- rious stages had its origin in many places instead of one. Early civilization was not brought about simply through copying from some one primitive center. If we take the case of the culture peoples in the two Americas, for exam- ple, we seem to find many independent centers of origin. All the evidence seems to disprove the idea that there was a single center for the origin of culture in the Western Hemisphere and that gradually it was diffused from that center to peoples in the lowest stages of savagery. On the contrary, in a great many centers certain levels of culture seem to have been reached nearly simultaneously. This is, of course, in line with the general contention of the eco- nomic and geographic determinists who look to conditions in the environment for the decisive stimuli in the produc- tion of a given civilization. But it is also in line with our knowledge of human nature. Given, in other words, a simi- lar mental equipment, similar instinctive tendencies and » The reference is to the so-called new culture-history school of Graebner and others like him who try to trace civilization back to a single source ( Kulturwelle) . It should, perhaps, be here stated that the writer has thought Jt unwise to burden this text with numerous references to the anthropological and ethnographic litera- ture which he has continually made use of in developing his theories. Some of the chief authorities referred to have been Ratzel, Deniker, Keane, Tylor, Brinton, Morgan, Letourneau, Boas, Starr and Thomas. 306 THE ROLE OF IMITATION intellectual capacity reacting upon relatively similar stim- uli, and a given culture results without borrowing. Ethnographic parallels, of which perhaps the Couvade is the most famous, show that imitation has had much less to do with the diffusion of at least the earlier and simpler developments in civilization than men have thought. The Couvade, for example, is found in many places in Africa, South America, Europe and Asia, widely separated and without any possibility of communication. As Ward has shown, the only rational explanation of the Couvade is that in the transition from the low stage of metronymic culture to the patronymic stage, the Couvade spontaneously re- sulted. 1 This is not denying, of course, that, having sprung up spontaneously, within relatively narrow limits, the Couvade was spread by imitation. So it is with almost any other institution of early society. Imitation is found to be a continual factor working for the spread of certain customs and institutions, working, that is, to bring about uniformity in a given group, but it is not conspicuous in social origins. Its part in early society seems to correspond, therefore, exactly to the role to which we have already assigned it. Summary. — Imitation is not, then, entitled to be called the constitutive principle of the social life. Rather it is a factor which works harmoniously in combination with many other active factors. Its closest connection is with sugges- tion and organic sympathy, but it works in harmony also with all the specific instincts, with the reason, and with all other external and internal factors in society. This is what we should expect, seeing that in its broadest sense imitation is but a general neural tendency which functions to make easy the development of other native tendencies, being especially closely connected with sympathy, the gre- garious impulses and reason in man. It is seen to work in 1 Cf. Ward's discussion of the Couvade, Pure Sociology, pp. 342-44. 21 307 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS harmony with all of these in practically all phases of human social life, both on the side of social order and on the side of social progress. It is in fact but one of the simplest types of interaction between individuals and therefore is at the same time one of the simplest and most universal forms of coadaptation between the activities of individuals. It is, however, only one case, though a very important case, of interstimulation and response. While it must be thus regarded as but one factor in the social process, it would be a mistake to suppose with certain social theorists of the past that it is a wholly subordinate factor, quite determined by other elements in the social life process. While these other elements do, as we have insisted, continually condition and limit the role of imitation in human society, yet within those limits imitation is a relatively independent factor. Imitation has continually to be appealed to, therefore, in any rational explanation of human history or of human society as it is. While an interpretation of human society wholly in terms of the suggestion-imitation process gives a superficial and relatively unreal view of man's social life, yet to ignore imitation would leave out one of the most real and potent factors in human association. CHAPTER XIV THE ROLE OP SYMPATHY IN THE SOCIAL LIFE The Psychology of Sympathy. — Quite as much is to be said for sympathy as a universally important element in human society as imitation. In the history of sociology, when it is finally written, Professor Giddings, who has es- pecially stood for the recognition of this element of sympa- thy, will be accorded as large a place as Tarde. But sym- pathy is a word which has been used with such vagueness and variety of meaning that some psychological definition of this term is even more necessary than it was in the case of imitation. There are at least three main types of sym- pathy in human society, and while these are closely con- nected, yet their confusion with one another has made the whole role of this feeling element in the social life one of vagueness and uncertainty in the minds of many. Let us try to distinguish the three different senses in which sym- pathy is used in sociological writings. (1) First, sympathy is used in a broad way by many psychological writers to mean simply induced feeling. 1 The word sympathy means etymologically feeling with or like others. In this sense sympathy is fellow feeling, or, as we have already said, induced feeling. This sort of sympathy is best called " organic sympathy." It is seen most clearly in children and in animals. When one child cries, another may cry too; when one is angry, another gets angry too. While in a sense this is imitation, yet we have reason to * Cf. McDougall, Introduction to Social Psychology, pp. 90-6. 309 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS believe that similar feelings exist at least in higher animals in such eases of the sympathetic excitation of native reac- tions. As we have already said, sympathy in this sense is the feeling side of induced activity or imitation. Even this sort of sympathy, simply the feeling with or like others, is very important in all forms of social life. Like imita- tion it is one of the simplest types of mental interaction, and, as McDougall says, it is the very cement which holds together animal societies and renders all the activities of the group harmonious. 1 For even sympathy in this very broad sense of fellow feeling is, as a reenforcement of uni- form activities, all important in the social life. Giddings would doubtless call this aspect of sympathy, or " organic sympathy," the feeling side of like-mindedness ; and sym- pathy in this broadest sense is, as Professor Giddings has claimed, directly dependent upon resemblance and the per- ception of resemblance. Even in this sense sympathy ex- ists because man lives a social life. It is not so much the basis of the social as an instrument which functions to per- fect the collective life process. (2) Another very common meaning given to the word sympathy, especially among sociological writers, is the use of it as a collective name for all of the emotions accompany- ing the altruistic impulses. Sympathy in this sense is not simply feeling as others do, but rather altruistic feeling. It is the feeling accompaniment of the instincts connected with the family life and the group life generally. These are more properly spoken of as the sympathetic or altruistic emotions, but in popular language and often even among sociological writers, these sympathetic emotions are lumped together and called collectively sympathy. There is some psychological justification for this, since, as we have already seen, the gregarious impulses, or the impulses connected with living in large social groups, are probably an expansion of i Op. oit., p. 93. 310 THE ROLE OF SYMPATHY the instincts connected with living in family groups. Even McDougall, who would confine the term sympathy when used by itself to the first sense which we have mentioned, recognizes that what he calls ' ' active sympathy ' ' is closely connected with gregarious impulses. 1 Indeed, sympathy of this sort is based, as McDougall shows, upon the gregarious instinct, and is almost always accompanied by gregarious impulses. If we regard instinctive sociability as more or less connected with the reproductive and parental instincts, then, all of the emotions that are connected with the har- monious association of individuals in groups, whether the family group, community groups or still larger groups, may be very properly lumped together and called the sympa- thetic emotions. Sympathy in this sense is the feeling that accompanies harmonious association and so reenforces pow- erfully the natural tendencies toward association, coopera- tion, and group life of all sorts. In this sense, sympathy is preeminently social emotion, 2 because it is preeminently feeling which accompanies harmonious association. It is in this sense, also, that sympathy is proportionate to the suc- cess and harmony of the coordination of activities between individuals. It may be objected that this loose, popular use of the word sympathy, standing for all of the altruistic feelings and emotions, should be excluded from scientific works ; but, as we have just said, there is need for just such a general term for the characteristic emotions accompanying the other regarding impulses. Psychologists have recognized this themselves, and have used the word oftentimes in practically the same sense. It is seemingly in this sense that James uses the word when he speaks of sympathy as an lOp. tit., pp. 168-71. 2 The suggestion of Baldwin (Social and Ethical Interpretations, p. 236) that suggestibility is the social emotion, is from a psycho- logical standpoint, almost unpardonable, coming from a man of his eminence, since suggestibility is not even an affective state. 311 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS emotion. 1 Strictly, as we have already seen, sympathy in this sense is a name for a class of emotions and not for a single one, but this class of emotions is so important in man 's social life that some name is useful, almost necessary, to designate them as a class, because these emotions are the feeling basis of altruism in human society. It is to be noted that sympathy in this broad sense of sympathetic emotion is primarily unreflective in character. It might be classed with the first type of sympathy were it not for its closer association with certain specific instincts, especially gregarious impulses. It is, moreover, essentially other-regarding or altruistic in character, and is rightly considered the basis for all the higher forms of natural affection. Sympathetic emotion is, for example, necessary to love in the family, at least in all of its higher forms, and to any such relation as friendship between individuals. This instinctive sympathy is most important, however, in that it becomes the basis for a third type of sympathy. (3) The third type of sympathy is what has been called reflective or rational sympathy. It is simply the second type of sympathetic emotion developed, guided and con- trolled by the reason or reflective thought. It is this ration- alized form of sympathy which is, of course, most valuable to the higher phases of social development. Any such sentiment as the love of humanity, for example, must come from a high development of reflective sympathy. Rational or reflective sympathy thus becomes, as we shall see, one of the chief instruments of progress in human society. It is, however, a great mistake to consider reflective sympathy to be the type of all sympathy in the social life. Many sociological writers have made this mistake, especially Ward, who says, " that sympathy is a rational faculty ad- mits of no doubt. ' ' 2 All sympathy, "Ward thinks, comes i Principles, Vol. II, p. 410. 2 Pure Sociology, p. 423. 312 THE ROLE OF SYMPATHY from reflection, that is, from the exercise and the use of the imagination and the reason. Hence, sympathy, he thinks, is essentially egoistic. 1 The correct statement, however, would be that sympathy is at first entirely organic and instinctive, 2 and in the second sense of the word which we have just noted, it is altruistic. The imagination and reason, however, acting in connection with sympathetic emotions produces a much higher development of sympathy which we call reflective sympathy. The egoistic element in reflective sympathy may often be apparently large, but the real direction and trend of reflective sympathy in society is given by the social or altruistic instincts to which sympathy was originally at- tached. Reflective sympathy, therefore, also unquestion- ably functions for the advantage of the group as a whole rather than the individual, not less than instinctive sym- pathy. The Connections Between Sympathy and Altruism need brief attention. Some recent psychologists have argued that sympathy is not the root of altruism and is not in itself altruistic. 3 In a sense, of course, sympathy is not the root of altruism, because the sympathetic emotions are the accompaniment of altruistic impulses rather than the root of them. Feeling, as we have already repeatedly empha- sized, is not the basis of activity, but rather an accompani- ment of activity. Therefore, the roots of altruism have to be sought in the life-process as a whole rather than in any particular form of feeling or emotion. Nevertheless, feel- ing is an essentially conscious mode of the mediation of activity, because, as we have seen, activities are evaluated upon their subjective side by feeling. Inasmuch as feeling reenforces or inhibits activity, it is an essential factor in i Op. cit., p. 424. Ward's view, it is almost unnecessary to add, is that of practically all of the associationist school of psychological thinkers. 2 Cf. Baldwin, op. cit., pp. 197-98, 229-36. » Cf. McDougall, op. cit., p. 173. 313 ;■ SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS the development of activity. In this way sympathy in the sense of the sympathetic emotions is a necessary element in the development of altruistic activities. It is in this sense the feeling basis of altruism, and altruism may be regarded as the active expression of sympathy. It accompanies altru- istic activity and reenforees it everywhere. A high devel- opment of altruism in human society is, therefore, impos- sible without sympathy and particularly impossible without reflective sympathy. Ward's doctrine of the close connec- tion of sympathy and altruism is, therefore, practically correct. 1 Altruism is, indeed, a word which is most frequently used to cover all of the impulses and feelings of the indi- vidual, whether native or acquired, which are favorable to others, especially to the welfare of large groups. In this sense sympathy becomes the feeling side of altruism ; or, on the other hand, if the sympathetic feeling be regarded as the subjective sanction of the altruistic activity, then, sym- pathy may be properly spoken of as the subjective basis of altruism, and altruism as the active expression of sym- pathy. Certainly no high degree of altruism can exist, as we have just insisted, without sympathy. Humanitarian sentiment and humanitarian impulses are so closely re- lated that they cannot well be sundered except by the psychologist; and humanitarian sentiment is but another name for the widest type of reflective sympathy. All the specifically altruistic activities depend, therefore, upon the development of sympathy, especially the growth of humanitarian doctrines and of philanthropy. Philan- thropic activities, like all other altruistic activities, must be regarded as very largely a development due to the increase of sympathy in the sense of altruistic feeling in human society. Just how this extension of sympathy comes about we shall consider later. i Op. cit., pp. 422-26. 314 THE ROLE OF SYMPATHY The Connection Between Sympathy and " The Con- sciousness of Kind." — As we have already seen, Professor Giddings has especially championed the idea of a close con- nection between sympathy and the consciousness of simi- larity or resemblance, whether actual or potential. 1 There can be no doubt that this connection is close in the case of all three sorts of sympathy which we have just dis- tinguished. The first sort of sympathy may, as we have already said, be indeed regarded as simply the feeling as- pect of like-mindedness. The second and third types of sympathy depending upon the altruistic impulses which have been developed by group life must also be, though less closely, correlated with perceptions of physical, mental and moral resemblance. While it is impossible to think that the most primitive sorts of sympathy depend upon conscious reflection as to similarities between one individual and another, yet, even in the lowest stages of evolution, it is highly probable that the sensing or perception of the points of similarity between individuals of the same species may give rise to responses from the " social " or altruistic instincts. Consciousness of similarity, in other words, though not in any reflective form, may serve, even in the lower stages of development, as the stimulus to set off altruistic impulses, and so give rise to the sympathetic type of emotion. In the higher stages of mental evolution con- sciousness of resemblance plays if anything an even more important part. From a reflective standpoint it is impos- sible for us to sympathize with anyone whom we do not think of as in some degree like ourselves. This is simply one of those necessities of our mental constitution by vir- tue of which, as Baldwin has shown, we can only think of others more or less in terms of ourselves. These per- ceptions of similarity between individuals and the develop- ment of the reflective consciousness of their similarity are iCf. Inductive Sociology, pp. 94-7, 108-10; Historical and De- scriptive Sociology, pp. 278-88, 298. 315 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS indispensable for the development of high types of sym- pathy in a group. Professor Giddings is mistaken only when he attributes to the consciousness of resemblance the principal part in bringing about the existence and organiza- tion of social groups. Bather the consciousness of kind comes in as but one element making for group solidarity and cohesion. Neither the collective life of man nor of any other animal can, from a genetic point of view, rest upon any cognitive element whatsoever. Similarity is, however, within the limits which we have already discussed, neces- sary for harmonious association; and perceptions of simi- larity are the stimuli which in all the more highly devel- oped forms give rise to those instinctive activities, whether reproductive or gregarious, which are the primitive basis of group life. We may conclude, therefore, that consciousness of re- semblance, even in its lowest forms, is closely connected with sympathy, being largely an intellectual aspect of the same process and that as such it functions for the de- velopment of harmonious types of association and of the solidarity of the group. " Consciousness of kind," in the more developed sense in which Professor Giddings has denned it, however, as " including organic sympathy, the perception of resemblance, reflective sympathy, affection and the desire for recognition," is, of course, only a rela- tively late product of mental and social evolution and can hardly with justice be styled ' ' the simplest of all the states of mind that can be called social," as Professor Giddings styles it. 1 Rather such a consciousness of kind as that is the complex outcome of a long process of social evolution, i Elements of Sociology, p. 66. In his later works (Inductive So- ciology and Historical and Descriptive Sociology), however, Pro- fessor Giddings distinctly says, and rightly, that organic sympathy (the first element in "the consciousness of kind") precedes, in the development of consciousness, the perception of resemblance, and so " the total consciousness of kind." 316 THE ROLE OF SYMPATHY not being found probably at all among the animals below man. Consciousness of kind in this sense is little more than a collective name for some of the principal social aspects of the mental life, though it is entirely proper to regard these aspects collectively as most important in- struments from a psychological standpoint in perfecting the social life-process. The Sympathy Theory of Society. — Even older than the imitation theory of society is the sympathy theory. It has its roots in Aristotle, was implicitly developed by Bodin, but was not explicitly developed until Adam Smith. 1 Smith, as is well known, regarded sympathy as the true basis of the social and moral life of mankind. While more or less of the sympathy theory is to be found in Spencer, it became more fully developed in the writings of Professor "Ward and, especially, of Professor Giddings. It is the views of these writers, to which we have already referred in part, with which we shall especially concern ourselves. As already noted, Professor Giddings, in his Principles of Sociology, found the basis of the social life in what he called ' ' the consciousness of kind, ' ' which, in the third edition, he identified in one of its aspects with sympathy. 2 Professor Giddings 's main thesis has been that social organization, cooperation and all phases of social solidarity depend upon the development of sympathy or " the consciousness of kind." In his later works, to be sure, sympathy and the consciousness of kind are subor- dinated to the more fundamental conception of similarity or resemblance as the basis of the social life, especially mental resemblance, or like-mindedness. Upon this hy- pothesis he has constructed what must be regarded as in i Theory of Moral Sentiments, especially Part I. For an exhaus- tive treatment of the significance of Adam Smith in the development of sociological theory, see Small's Adam Smith and Modern Sociol- ogy. 2 Principles of Sociology, Preface to Third Edition, pp. x-xiv. 317 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS the main a sympathy theory of the social life, giving sym- pathy and the consciousness of resemblance primal impor- tance in the interpretation of group life. So many references have already been made to Pro- fessor Giddings's theories that it is unnecessary to discuss them here further, save to indicate their relation to the general psychological theory of society. It is evident that Giddings, like Tarde, has performed an invaluable work for sociology in calling attention to certain aspects of the social life whose significance had not been adequately em- phasized by other sociological writers. Giddings's theories, in other words, are to be criticised only in so far as they are claimed to be a complete presentation of sociological truth. The system of sociology built upon them is very far from being complete; rather it is, like Tarde 's, merely certain chapters in the psychological theory of society. As we have already emphasized, sympathy and the conscious- ness of kind must be regarded simply as one factor or set of factors in our social life and not as an adequate state- ment of the whole. Sympathy and the consciousness of kind, in other words, must themselves be interpreted as instru- ments in the development of social life rather than its basis. Only a word is necessary as regards the place which Ward gives to sympathy in his system of sociological thought. "Ward, as we have already noticed, makes the feelings primary in human mental and social life. But feeling is, as "Ward acknowledges, a subjective and indi- vidualistic matter. Very naturally, therefore, Ward seizes upon sympathy as that phase of feeling which is favorable to others as the basis for all higher developments in the social life. It is sympathy, he finds, which makes possible altruism, and, hence, also sympathy which makes possible all humanitarian advances in society. The sym- pathetic feelings are, then, according to Ward, the essen- tially progressive forces in human social life. 1 i Pure Sociology, pp. 422-26, 450-54. 318 THE ROLE OF SYMPATHY The Social Function of Sympathy. — As has been already pointed out, the feeling attitudes of individuals toward one another are all important in initiating and maintaining types of social coordination or adaptation between those individuals. Common feelings serve to reenforce and to fix common activities. Sympathy in the sense of common feeling we have already spoken of metaphorically as a sort of social cement. In a former chapter we have discussed the very important role of sympathy, in the sense of altru- istic feeling, in initiating and maintaining complex coor- dinations in groups of individuals. If feeling has any value whatsoever in the social life, then, there can be no question of the great importance of sympathetic feeling. The very word society (Latin, societas) originally meant " comradeship " and " comradeship " implies sympathy, at' least in the sense of fellow feeling if not in the sense of altruistic feeling. If we regard society as a mental fact, therefore, sympathy is very nearly coextensive with it. ' Nevertheless, as has just been said, sympathy must be regarded as functional to the social life rather than as its basis. Sympathy and sympathetic understanding (which we may define as understanding plus sympathy) are neces- sary to build up all higher types of harmonious coordina- tions or relationships between individuals. It is sympathy, for example, which makes easy the development of those complex adaptations which we find beginning with the family group and ending, possibly, in the philanthropic activities which we find in a modern nation or great city. "Without those tendencies to feel with and for others, which we gather together under the name of sympathy, it is in- conceivable that any high types of relationship between individuals could be initiated or could persist. To be sure, it may be said that we find much complex cooperation in modern society which is apparently not accompanied by sympathy between the individual cooperators. But even in such cases there is probably a certain amount of common 319 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS feeling among the individuals concerned and a high de- velopment of general altruistic tendencies in their person- alities. Cooperation, to be sure, is not inconsistent with self-interest, but no complex and stable types of coopera- tion can be developed, so far as we know, upon a basis of self-interest alone. The attempts to develop forms of cooperation in modern society purely upon the basis of self-interest without any sympathetic or altruistic feeling being enlisted must be regarded as a serious mistake from the standpoint of psychology and sociology. Cooperation of stable and complex sorts has never existed, and can never exist in human society, without conscious efforts toward mutual helpfulness. Altruism is, therefore, the in- dispensable basis for all the higher forms of cooperation and this implies that sympathy in the sense of altruistic feeling as well as in the sense of fellow feeling, is a neces- sary element in such forms of cooperation. Professor Gid- dings has especially shown that conscious forms of coopera- tion depend upon the consciousness of kind which is only of course another way of showing that they depend upon sympathy. All this is equivalent to saying that sympathy is more or less an element to be found in practically all forms of coadaptation between individuals, or of social coordination, from the lowest to the highest, and that, like imitation, it is a practically universal instrument for developing the social life both on the side of maintaining social order and on the side of furthering social progress. Let us see briefly in what ways sympathy functions in both of these aspects of the social life. Sympathy as a Factor in Maintaining Social Order. — While the actual organization of society is perhaps not the work of sympathy, but is rather, as has already been pointed out, primarily the work of instinct and habit func- tioning especially through imitation, yet after any organiza- tion of society has been achieved, then the role of sympathy 320 THE ROLE OF SYMPATHY is that of a social bond of primary importance between all members of the group. It conduces to the solidarity of the group, for the solidarity of feeling reenforces the solidarity of life. Not only the family group, but all nat- ural, genetic groups may be rightly regarded, therefore, as knit together by the bonds of sympathy. The conscious- ness of kind here again, of course, is very manifest as a cohesive element. The sentiment of kinship, which is but a specialized form of sympathy, has played the most con- spicuous part in all ages in maintaining the unity and continuity of the life of groups. The " blood bond " be- tween the members of primitive groups was, of course, a form of the consciousness of kinship, a powerful expression in those communities of natural or instinctive sympathy between their members. As sympathy and the conscious- ness of kind function thus to maintain the unity and continuity of the life of groups, so they also function to maintain habits and customs which have become associated with the activities of the group. Under such circumstances sympathetic feeling becomes a powerful conservative so- cial force, helping to maintain institutions and usages from generation to generation in ways which we have already discussed. But even in the most advanced societies, in which the sentiment of kinship no longer plays so conspicuous a part, sympathy is, nevertheless, a cohesive force which can in no degree be dispensed with. It is for this reason that all social groups and classes seek to cultivate sympathy among their members. It is doubtful indeed, as was long ago pointed out, whether moral obligations would be met in hu- man society were it not for sympathy. If self-interest did not prompt the meeting of such obligations, then, the disin- terested tendencies of human nature, of which sympathy is among the more conspicuous, must be relied upon as motives for meeting such obligations. To a very consid- erable extent, therefore, the moral or social order depends 321 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS upon sympathy. This, however, was long ago set forth by Adam Smith and other English moralists; and it must be acknowledged that morality, as we understand it, could not exist in human society without altruistic feeling. Sym- pathy, both in the sense of common feeling and in the sense of altruistic feeling, is, therefore, a powerful factor in maintaining any given social order. Sympathy as a Factor in Progress. — As we have already noted, conscious changes in human society can be satis- factorily brought about only by the enlistment of the feel- ings upon the side of the change. 1 Feeling, as has already been emphasized, is a necessary element in the achievement of any complex adjustment in human life, because it func- tions to sanction such adjustment upon its individual or organic side. Now, the sympathetic feelings are obviously those which can be most easily enlisted on the side of changes advantageous to the group. The constant appeal in any reform movement in human society, therefore, is to the sympathies; and it is successful enlistment of the sympathies in behalf of reformative changes which has ac- complished much of the social and political progress of the past two centuries. As Ward insists, the great humanitar- ian reforms of the Nineteenth Century are to be explained largely through " the growth of sympathy in the human breast." 2 The appeal on behalf of those who suffer wrong and oppression has been mainly an appeal to sympathetic emotions. The moral and mental soil, as Ward says, into which the reformer and agitator have successfully cast the seeds of many social movements, has been the soil of sympathy and humanitarian sentiment. So conspicuous, indeed, has been the growth of sympathy and altruism within the past century and so many have been the changes apparently wrought by it, certainly at least sanctioned by it, that one is not surp rised to find a declaration like i See Chapter X. 2 Op. cit., p. 452. 322 THE ROLE OF SYMPATHY Sutherland's that " the law of sympathy has been the law of progress." 1 Sutherland, however, goes through the whole range of living creatures from the lowest to the highest in order to get proofs for his thesis, and his con- clusion is that " the sympathetic type is the one which is more and more distinctly emergent as we ascend in the animal scale. ' ' 2 This is, indeed, what we should expect seeing, as we have already shown, that mind in all its forms and aspects is more and more emergent as we ascend in the scale of life as a device or instrument for perfecting the life-process. Sympathy in all of its forms is, however, but one aspect of mind and is, therefore, but one of many mental instruments increasingly used for the mediation, control and perfectioning of the life-process. Of course, it is the higher or intellectual forms of sym- pathy which are chiefly conspicuous as instruments of progress. It is especially sympathy in its forms of ethical love 3 and the love of humanity which plays a conspicuous part in alleviating miseries and opening the doors of op- portunity to all classes in civilized societies. To be sure, sympathy has always reenforced what Drummond calls " the struggle for the life of others," that is, altruistic impulses and activities. From the mother's care of her child to the martyr's sacrifice of himself for the sake of humanity, sympathetic feeling has been an undoubted, con- stant factor in the reenforcement of altruistic activity. It i Origin and Growth of the Moral Instinct, Vol. I, p. 10. 2 Ibid., Vol. I, p. 291. Cf. Darwin's remark {Descent of Man, p. 122): "Those communities which included the greatest number of the most sympathetic members would flourish best and rear the greatest number of offspring." s By " ethical love " is meant unselfish devotion to the welfare of others. This is, of course, not merely a matter of feeling (sym- pathy), but even more of will. But sympathy in the sense of altru- istic feeling may be said to lie back of ethical love in the way already explained. The love of humanity is only the expansion of ethical love. 22 323 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS is not to be wondered at, therefore, that a humanitarian writer like Henry Drummond finds that love is the " su- preme dynamic. " 1 In a sense this is true, that is, in the sense that ethical love must very largely prompt and sanc- tion all the highest efforts for the welfare of humanity or even of individuals. But in another sense sympathy and love are but imperfect instruments for bringing about the highest type of adjustment in society. They should always be present, to be sure, in all reform movements, in all humanitarian work, whether for a class or for individuals ; but as sympathy unguided by reason often leads to efforts which are demoralizing to individuals, so sympathy and even the love of humanity must be controlled by reason. There is much evidence to show that maudlin sympathy with the oppressed classes in society may be as demoraliz- ing to those classes as unwise philanthropy is to individuals. The experience of the American people in dealing with the negro is indeed very good evidence of this. Sympathy and love are not always progressive forces in human society. They may work at times retrogressively. They need to be controlled by reason. However, one must admit that the great increase of sympathy and altruism in modern civ- ilized society is probably the surest guarantee of continued progress and of the ultimate social adjustment of all classes in a perfectly coordinated and harmonized social life. The Expansion of Sympathy. — We have already spoken of the increase of sympathy and altruism in society as one of the large factors in social progress. But how, it may be asked, does sympathy increase? Does it not increase sim- ply as activities become more widely extended, that is, is not the increase of sympathy a result of higher social organization and of more extended altruistic activities in society rather than vice versa? To a certain extent, of i The Ascent of Man, p. 216. For Drummond's full argument, read the whole of Chap. VII on " The Struggle for the Life of Others." 324 THE ROLE OF SYMPATHY course, the growth of sympathy, like the growth of all feeling, is merely a result of the growth of activities real- ized. If we want people to have similar feelings, that is, to have organic sympathy with each other, we have only usually to get them to act alike. If we want to get one individual to entertain an altruistic feeling for another, it is notorious that one of the best ways to accomplish this result is to get that individual to do something for the other. Even altruistic feeling very oftentimes lags behind and is an accompaniment or resultant of altruistic activity rather than otherwise. However, the reader will remember that we have in- sisted that feeling attitudes practically mark the beginning, as well as the end of activities, that they have to do with the initiation of activity, that is, with the selection of impulses which are allowed to develop, as well as with the guiding of developed activity. Sympathetic feeling, there- fore, has a very real part in the initiation of practical social activities of an altruistic character. Moreover, in man activities of many sorts are gone through imaginatively before being realized in actual social practice. The im- agination, therefore, has a great deal to do with the de- velopment of feeling. Sympathy in mankind is, therefore, largely developed through the imagination and .the under- standing. Hence, as Professor Giddings has insisted, the expansion of our consciousness of mental and moral simi- larities and identities between ourselves and our fellow human beings has much to do with the expansion of our sympathies. "We cannot, indeed, as has already been in- sisted, sympathize with those whom we do not understand and whom we do not conceive to be in a certain measure like ourselves. On the other hand, sympathy while not in- evitable, is apt to arise spontaneously between those who know and understand their mental and moral resemblances, that is, their similarities in nature and in destiny. The growth of sympathy, therefore, in mankind has been very 325 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS largely due to the growth of intelligence, and the expansion of sympathy has accompanied the expansion of the con- sciousness of kind. Supplementary to these ideas of Professor Giddings, are those of Kidd, who insists that the great expansion of sympathy and altruism in Western Civilization has been due very largely to the influence of Christianity. 1 Kidd is undoubtedly right in this contention, because a leading, if not the distinguishing mark of Christianity, has been its insistence upon the essential moral and spiritual iden- tity of all men. Christianity has insisted upon the brother- hood, that is, the essential kinship of all mankind, and at the same time upon the essential oneness in moral condi- tion of all men before God. In brief, Christianity has taken the sympathies and sentiments natural to the family group and given them a humanity-wide expansion. It has made the bonds of sympathy, love and altruism which are naturally characteristic of the family, the ethical bonds of all humanity. The development of the perception of the moral and spiritual similarities in nature and in destiny of all humanity which has accompanied the growth of Christianity has undoubtedly been responsible for the de- velopment of most, if not all, of modern humanitarianism, or, in other words, as Kidd says, for the growth of that fund of altruism with which our civilization has become equipped and which, as we have already said, is the basis for the largest hopes which one may reasonably entertain for the humanity of the future. The Social Function of Charity. 2 — Charity as the f6rm of altruism which shows itself in social help for the weaker members of society may be regarded as an expression of sympathetic feeling or emotions. As a concrete expression i Social Evolution, Chaps. IX, X. 2 See the writer's article in Charities and The Commons (now The Survey), January 4, 1908, on "The Functions of Charity in Modern Society," for fuller discussion. 326 THE ROLE OF SYMPATHY of sympathy in human society, therefore, the working of charity at its best will illustrate the function of sympathy. As we have already noted, charity may lead to grave evils in society. It may perpetuate the degraded, the unfit, the wicked and the worthless. But when guided by intelli- gence, charity is capable not only of performing a useful function but the very highest social function. The func- tions of scientific or rational charity in modern society may perhaps be reduced to three types. The first work of ra- tional charity is evidently to help those out of adjustment with society to get adjusted if possible, that is to reclaim the socially weak when they are capable of being reclaimed. The second function of a rational charity is to care for all that cannot be reclaimed in such a way that they will encumber least present and future generations, but also in such a way as not to injure the finer, that is, the altru- istic, feelings and sentiments of society. It is as much the work of charity to segregate the hopelessly weak and de- generate, to remove them from free society, as it is to reclaim the temporarily weak. The third function of char- ity is to remove the sources of human misery by searching out and removing its causes. Preventive philanthropy which tries to stop the making of the unfit through rational eugenics, through the education and training of the indi- vidual and through the improvement of social conditions, is, of course, the highest form of charity. Modern scientific charity itself, needless to add, is per- forming in larger and larger measure all three of the above functions in modern society. It illustrates, therefore, at its best the working or functioning of sympathy as an in- strument of social progress. Scientific charity, therefore, deserves the interest and support of all civilized communi- ties as a scientific means not only of alleviating human mis- ery but of furthering human progress. Summary. — Sympathy in the sense of induced feeling is one of the simplest types of mental interaction between 327 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS individuals. It is a practically universal accompaniment of all coordinated activity between them. In the sense of altruistic feeling or emotion sympathy is a mental atti- tude favorable to the development of the higher and more harmonious types of social coordination and cooperation. It is, therefore, the feeling which especially reenforces activities which are favorable to the group as a whole. While sympathy in the organic sense is practically a feel- ing accompaniment of all forms of association, it is sympa- thy in the sense of altruistic feeling which mediates the more complex activities of group life and especially those activities which demand some sacrifice on the part of the individual. Sympathy in this sense has accompanied all altruistic activities in society from the simplest up, but it is especially the higher forms of such sympathy, as hu- manitarian sentiment and ethical love, which have been definitely progressive forces in man's social life. Crude forms of sympathy, like the sentiment of kinship, seemingly function in an almost wholly conservative way, but the higher forms, like the love of humanity, especially when guided and controlled by the reason, become most important instruments of progress. Our whole conception of sym- pathy in the social life of man must be, therefore, a functional one. It is a mental element which we may de- scribe as the primitive social cement, but which develops with the expanding process of life into one of the chief instruments for maintaining social order and solidarity on the one hand and bringing about progressive changes on the other. It would seem that its place in developed so- cial life can be regarded as subordinate only to reason. CHAPTER XV THE SOCIAL MIND, SOCIAL CONSCIOUSNESS, PUBLIC OPINION AND POPULAR WILL The Concept of the Social Mind.— There are two extreme views of the .psychical life, or mind, in society. One is the individualistic view that the mind or consciousness of the individual is something entirely separate, a unique isolated thing, each individual mind being related in no organic or vital way to other minds. This view, while still championed, is practically a psychological view of the Eighteenth and Nineteenth Century which now has but little scientific evidence in its favor. 1 "We have already endeav- ored to show that the individual mind is not isolated but a part of the larger whole, the content of individual con- sciousness being almost entirely derived from heredity, or the physical life-process, on the one side, and from society, or the social life-process, on the other side. The other extreme view is that the individual mind is only a part of some over-soul, a real social mind outside of the individual. This view offers the hypothesis that there is a consciousness over and above individual con- sciousness of which we cannot be conscious, but of which we are in some mysterious way a part. This mystical view i It has lately been revived by Professor Fite in a modified form in his Individualism, a book whose psychological postulate is the essentially self-regarding nature of consciousness. See the writer's review of the work in the International Journal of Ethicsior April, 1912, pp. 348-52; also Mead's review in Psychological Bulletin, Vol. VIII, pp. 323-28. 329 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS is not, so far as the writer knows, endorsed by any socio- logical thinker, although strangely enough it has received support as a tentative hypothesis from a prominent psy- chologist, Mr. Henry Eutgers Marshall. 1 The truth would seem to lie somewhere between these two extremes. Mind has both its individual and its social as- pects. As we have shown, the individual mind is very largely a social product, but on the other hand the indi- vidual alone is a center of conscious experience. The in- dividual alone thinks, feels and wills. Society as a group of individuals carrying on a common life-process thinks, feels and wills only through its individual members. So- ciety, as we have already repeatedly emphasized, must be thought of as a complex unity made up of many indi- vidual psychic units that are in interaction, continually affecting and modifying each other, so that the only unity which we have in society is a unity of process. It is pos- sible that this is the only sort of unity which science may be able to find in the individual, but for the present the in- dividual appears to be a different sort of unity than so- ciety. The individual consciousness is unified both struc- turally and functionally. The mental life of groups is unified only functionally. This is equivalent to saying that there is a collective mental life, but no such thing as a social mind in the same sense in which there is an individual mind. The phrase social mind, however, has come into general use not only in sociological writings but also in popular speech. Let us note, therefore, that all that can be meant by it is the psychical aspect of society. It is the psychical side of the social process. The term social mind, in other words, is a convenient term to express the mental unity of our so- cial life. This unity is a very real thing and even though the term social mind is open to many objections because i See his Instinct and Reason, pp. 65-7 ; also Consciousness, pp. 173-80. 330 SOCIAL MIND AND SOCIAL CONSCIOUSNESS of possible misunderstandings, it is certainly convenient to have such a term to describe the functional unity which arises from the interaction between many individual minds. Professor Cooley has compared the unity of the social mind to the unity of the music of an orchestra which though it comes from many different instruments and is made up from divergent but related sounds is a harmonious whole. " The unity of the social mind," Professor Cooley rightly says, " consists not in agreement but in organization, in the fact of reciprocal influence or causation among its parts by virtue of which everything that takes place in it is con- nected with everything else, and so is an outcome of the whole. ' ' 1 This conception of the social mind as due to organization or coordination between the activities of many individual minds is somewhat in advance of the conception of Professor Giddings, who considers the social mind to be essentially ' ' the concert of thought, emotion and will ' ' of individual minds, 2 although this conception of Professor Giddings is not essentially different from that of Professor Cooley. It is chiefly convenient to retain the term, the social mind, in sociological discussions because of the fact that we retain other analogous terms, such as social conscious- ness, public opinion and popular will. If it is allowable in scientific usage to speak of social consciousness and public opinion, it should certainly be allowable to speak of the social mind, provided that we understand that that term is simply a name for the mental life, the psychical unity, of society. Social Consciousness. — Rejecting the mystical idea that there is a social consciousness over and above the conscious- 1 Social Organization, p. 4. 2 Elements of Sociology, p. 120 ; Historical and Descriptive Soci- ology, p. 185. See the excellent discussion of the conception of the social mind in Davis's Psychological Interpretations of Society, Chap. V. 331 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS rtess of the individual, there remain two rational meanings for the phrase social consciousness. In the first place we may mean by social consciousness simply one aspect of individual consciousness. Practically all consciousness of the human individual is socially conditioned and functions toward social ends. In this sense practically all the con- sciousness which we find in society is social. 1 As has already been repeatedly said, practically all consciousness has its individual and its social aspects, and these two aspects of consciousness are in several ways correlatives. As Professor Cooley says social consciousness in the sense of awareness of society is inseparable from self-conscious- ness, because we can hardly think of ourselves except in reference to a social group of some sort. Social conscious- ness in this sense becomes the correlative of individual con- sciousness. 2 But it is evident that this consciousness of others and of the relations of one's activity to the activity of others may assume a higher form. It may itself become a cooperative activity involving many individual minds. Hence, we come to the second rational meaning which may be given to the phrase social consciousness, and that is a consciousness of social solidarity, a general awareness on the part of each individual in a group of a given so- cial situation. This is the usual sense in which the phrase social consciousness is used by popular sociological writers. 3 It is a social state, in other words, in which each individual of a group is conscious of the relation of his activities to the activities of the whole group. Such a social state i Cf. the statement of Professor Ames in the article already re- ferred to (Psychological Bulletin, Vol. VIII, p. 415) : " Our minds are fashioned in a social medium and our intellectual operations are conversations from first to last." 2 This is the chief sense in which Professor Cooley uses the term. He employs " public consciousness " for the second meaning men- tioned. See his Social Organization, Chap. I. s As when one speaks of arousing " social consciousness " regard- ing some evil, as, e.g., child labor. 332 SOCIAL MIND AND SOCIAL CONSCIOUSNESS might perhaps better be called a state of social self -con- sciousness than a state of social consciousness. It implies a heightening both of the individual's consciousness of him- self and of his consciousness of others. As all consciousness exists to mediate activity such a state of consciousness evi- dently functions especially to mediate complex types of social activity. Under such conditions, the activities of the members of a group can be coordinated more accurately than under conditions of lower consciousness. Social consciousness in this sense evidently marks mainly very complex stages of social evolution. It characterizes chiefly recent social developments in modern civilized so- cieties. It would seem as though the most highly evolved societies of the present are moving rapidly toward a con- dition of social self -consciousness in which conscious efforts will be made by the individuals comprising the social group to control their whole collective life-process. Such a state of social self-consciousness should make possible a better collective adaptation of all members of modern so- cieties to the conditions of social existence. Sociology it- self may be regarded as but one manifestation of this increasing social self-consciousness. All the efforts of gov- ernmental bureaus in gathering reports of crops, of me- teorological conditions, of social and economic conditions in this and other countries are, of course, but manifesta- tions of this tendency to bring all phases of the social life under conscious control. One cannot doubt that the growth of social conscious- ness in this sense is perhaps the most significant develop- ment in modern history, since it expresses the tendency to bring all phases of our collective life under conscious con- trol. Hitherto mind has seemingly occupied itself more in securing individual adjustment than in securing the adjust- ment of large groups to the requirements of their existence. As has already been pointed out, consciousness itself is becoming more completely socialized by becoming more 333 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS completely enlisted in the work of social adaptation. In this sense all modern society seems to be moving toward a stage of collectivism or socialism, involving not so much the public ownership of the means of producing material goods as the socialization of individual consciousness, mak- ing it primarily an instrument for the carrying on of the social life-process rather than an individual life- process. 1 There are not wanting, of course, skeptics who tell us that such a socialization of individual consciousness is impossible and others who tell us that if achieved it could only result in social awkwardness rather than in real efficient control over the collective life-process. Be this as it may, we have only to note as scientific students of society the increasing growth of social self-consciousness, that is, the increasing socialization of individual conscious- ness, and that all this increase of social consciousness func- tions toward the bringing about of more complex, more exact and more efficient coordinations between individuals and between groups and their environment. Public Opinion. — Highly dynamic societies control social activities by what is known as public opinion. Public opin- ion is not found to any extent in savage and barbarous societies, because social tradition takes its place. By pub- lic opinion we mean a more or less rational collective judg- ment formed by the action and reaction of many individual opinions upon one another. Such collective opinion func- tions in the lift of the group, as has already been pointed out, quite as individual opinion functions in individual life. Just as the individual has to form more or less rational opinions or judgments in order to build up a new activity i Cf. Mr. H. G. Wells's definition or description of his own social- ism (First and Last Things, p. 132) : " Socialism is to me no more and no less than the awakening of a. collective consciousness in humanity, a collective will and a collective mind " — a conception of socialism which, however, would scarcely satisfy the party which has appropriated the name. 334 SOCIAL MIND AND SOCIAL CONSCIOUSNESS or habit, so masses of men usually have also to come to some collective conscious opinion before some practical course of social activity is entered upon. Otherwise social activ- ities can scarcely be mediated by consciousness. Professor Cooley, in his book on Social Organization, has rightly emphasized that public opinion implies, not so much that general agreement has been reached, as that there is a certain coordination and organization of individual opin- ions. Public opinion implies, therefore, no absolute agree- ment or uniformity, but rather organization of the opinions and judgments of individuals. Therefore, public opinion need not represent, as has so often been claimed by soci- ologists and social psychologists, the judgment acquiesced in by the lowest member of the group making the opinion, but it may well represent the matured opinion of leaders and specialists after these have reacted with their public. Inasmuch as public opinion functions to coordinate activ- ity, no absolute uniformity is needed in order to secure such a coordination of activity, but rather a harmonious trend among the various elements which make up public opinion. Professor Cooley cites as an instance the state of opinion in the United States regarding slavery at the out- break of the Civil War. He says " no general agreement had been reached; but the popular mind became or- ganized with reference to the matter until a certain ripe- ness regarding it had been reached." 1 This conception of public opinion as " an organization of separate individual judgments, a cooperative product of communication and reciprocal influence," functioning itself to bring about some new social coordination, is unquestionably the con- ception which is in harmony with the whole psychology of the social life which has thus far been set forth in this book. The Development of Public Opinion. — So much has been written upon publ ic opinion, its growth, its development i Op. cit., Chap. XII, p. 401. 335 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS and guidance that the only excuse for saying anything further regarding the matter is to bring our conception upon this important topic into harmony with what has already been said regarding the psychical life of sociely. It is evident that the growth of public opinion as an im- portant factor or instrument in the social life depends quite entirely upon the freedom of intercommunication, of instimulation and response, which we have already dis- cussed in Chapter VIII under the head of " the psychical mechanism of social change." "Without free speech, free public criticism, a free press and free discussion, the high- est development of public opinion is impossible, since pub- lic opinion is formed by the action and reaction of many separate private judgments. Professor Giddings is right in claiming that the highest type of public opinion, that is, rational public opinion, depends for its development upon the right of free discussion, free speech, freedom of assemblage and the like. He perhaps goes too far, how- ever, in saying that in those countries where free discussion, free speech and freedom of assemblage are interdicted there can be no true public opinion. 1 It is true that under such conditions public opinion can never reach its highest and fullest development; but often in countries where the censorship of the press is very rigorous and where free assemblage is interdicted there are socially many means of intercommunication between individuals. Indeed, inter- communication can go on, although in no very rational form, upon the level of mere suggestion. It is probable, therefore, that even in countries where the mechanism of free intercommunication is interdicted there may still form a true public opinion though it may not be of the highest rationality. 2 This we seemingly see both in France before the Revolution and in Russia. In such cases, how- i Principles of Sociology, p. 138. 2 Professor Cooley says (op. cit., p. 109) : "Even in prison there is public opinion among the inmates." 336 SOCIAL MIND AND SOCIAL CONSCIOUSNESS ever, public opinion is of a very low order of rationality and is powerless to effect social changes. The results of such interference in the conscious mechanism of social change have already been fully discussed in the theory of revolutions. The free functioning of public opinion in societies is on the whole a safeguard against violent and revolutionary social changes since it always represents the coordination of many separate individual judgments and, therefore, the more or less rational attempt to control col- lective action. We may conclude then that anything that interferes with the means of intercommunication interferes with the proper development of public opinion and so ulti- mately interferes with the wholesome and rational growth of social life itself. The Social Function of Public Opinion. — We have already said that the social function of public opinion is to mediate in the transition from one type of social activity to another. It is a selective process which has to do with the building up of new coordinations in society. This is, of course, equivalent to saying that public opinion is a very important means of adjustment in the higher forms of social life. Upon public opinion in the later stages of development, therefore, come to rest custom, law and many other social institutions. It is a mistake, of course, to trace laws, customs and folkways back to the public opinion of primitive groups, because, as has already been pointed out, laws, customs and folkways very often get their original start from certain instinctive reactions or accidental ad- justments on the part of groups; but in the later stages of social development, especially in free societies, public opinion modifies profoundly all customs, laws and institu- tions. In these later stages of social development, there- fore, the social order comes to rest more or less upon public opinion and may be, indeed very often is, the creation of public opinion in the sense that public opinion has been the decisive element which has brought about certain types 337 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS of social activity and relationship. The tendency in free societies is undoubtedly to bring custom, laws and all in- stitutional forms under the control of public opinion. 1 In such societies public opinion may be regarded as the chief instrument of social control, inasmuch, as in such societies government very largely rests upon public opinion. Just what rank shall be given to public opinion as a means of social control is, however, a subordinate question. The more important fact to note is that public opinion is play- ing an increasing part in all social regulation and control. It seems capable, indeed, of accomplishing things which government and law are quite ineffective in accomplishing. For example, rational marriages in society can probably never be brought about effectively through legislation or governmental regulation, but a powerful public opinion regarding the conditions under which marriage should take place, backed by a public sentiment which is shared by practically all, many believe, with good reason, could secure the rational regulation, and so the socialization, of the in- stitution of marriage. The bringing of a larger and larger number of matters in our social life under the control of public opinion is, therefore, to be welcomed, if it is pos- sible to have such free discussion that the more rational judgments of men shall come to find expression in public opinion. Many of the most important problems before so- ciety apparently await their solution through the develop- ment of a rational public opinion. Not only the marriage problem, but in the United States the temperance problem, the negro problem, the immigration problem and many others must be solved, if solved at all, by intelligent public opinion. A word only need be said upon the guidance and means of formation of public opinion, a topic upon which much has been written. If public opinion plays such an im- i Cf. Cooley, op. tit., Chap. XI. 338 SOCIAL MIND AND SOCIAL CONSCIOUSNESS portant part in the adjustments of modern societies, then, the social importance of the guidance and means of forma- tion of public opinion is manifest. Increasingly, in the large complex social groups of the modern world the guid- ance and formation of public opinion is a function of the press. The pulpit, the lecture platform, and the popular assembly seem to be playing a less and less important part in the formation of public opinion. To the press, including in that term not only newspapers but books and magazines, belongs the preponderant part in the guidance and forma- tion of public opinion. Yet it is notorious that the press to-day is very ' largely upon a commercial basis, and is frequently managed to serve individual ends rather than to meet social needs. If we are to leave the control and regulation of much in society to public opinion, it is evi- dent that society must devise some way in which the press shall itself be socially controlled — a system of censorship or control over the press which shall allow for social de- velopment, and yet keep entirely within the limits of social advantage. This is one of the most important concrete problems of present social life and one toward the solution of which as yet few steps have been taken. The Popular Will. — Social judgment as reached in col- lective opinion must issue in collective action, just as indi- vidual judgment issues in individual action. "We give the name popular will, or social will, to those decisions which have been reached through public discussion and the for- mation of a public opinion. As has already been said, the popular will is simply the coordination of the activities of the group in a given direction. Like social consciousness and public opinion, the popular will represents, therefore, an organization and coordination of many activities of a group so that they issue in securing a unified result. The whole process of a group carrying on a collective life is, of course, a process of will or activity. Just how far such activities are mediated by social self-consciousness and 23 339 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS public opinion depends upon the stage of social evolution. It is apparently only in the higher groups that definite social choice and decision become very conspicuous. While group will has been an inseparable concomitant of group life from the beginning, yet the popular will of recent times is so much more a conscious matter that it seems a relatively new thing, and in a certain sense group action that is defi- nitely mediated and controlled by social self-consciousness and public opinion is a different affair from the social action which is mediated by instinct, custom or tradition. Popular will in this higher sense of deliberate social choice, like social self-consciousness and public opinion, must be regarded as a relatively late product of social development. CHAPTER XVI THE FORMS OF ASSOCIATION We have repeatedly spoken throughout this text of the forms of association. There remain certain things which must be said in order to clear up this phrase and the nu- merous references which we have made in connection with it. First of all, of course, comes the question, What do we mean by forms of association? What is a Form of Association? — A form of association is simply a type of coordination or eoadaptation between individuals. It is the form of relationship to one another which individuals take on in carrying on some phase of a common life. As has already been said, it is largely to be accredited to Professor Simmel that more at- tention has recently been paid to this important phase of the social life. 1 Simmel, however, maintains, as we have already seen, that the form of association must be studied as an abstract or empty form by itself, and that such study alone constitutes sociology. Without denying that valuable results of a certain order might be secured from this sort of social geometry, as Simmel himself calls it, it must be evident that there are grave limitations to the value of such study for understanding the collective life of man. Socie- ties are living unities. Their abstract or empty forms can- not be studied by themselves with any great profit any more than the abstract forms of plants and animals can be. 1 See his Soziologie : TJniersuchungen uber die Formen der Ver- gesellschaftung. The major part of this work appeared as articles in the American Journal of Sociology (Vols. II-XVI), and so is accessible to the English reader. 341 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS Just as the biologist finds himself forced to take account of the whole life-process at every moment in accounting for any given organic form, so the sociologist will find himself forced to take account of the whole social life-process in accounting for any social form. The forms in which indi- viduals associate or by which they are held together in groups (Vergesellschaftung) , considered as empty forms, can yield no very valuable knowledge of the social life-proc- ess, unless the psychic factors of instinct, feeling and in- telligence, which give rise to these forms, are studied in connection with them. A geometry of the forms of plants, for example, would tell us little about the processes of plant life. So a geometry of the forms of association will tell us little about the processes of social life. What is needed is, of course, a study of the psychology of these forms of association or types of coadaptation among indi- viduals. Professor Simmel himself, indeed, while profes- sing to treat simply of the forms of association as such, goes very largely into the psychology of these forms, and this is by far the most valuable part of his contribution to sociology. 1 It follows from what has been said that the mere empty form, we might almost say the geometric form, of social groups is not alone to be considered, but also all the ele- ments at any given moment which make forms of associa- tion in any way peculiar in themselves. Forms of associa- tion are, therefore, synonymous with forms of group life. They include not only such empty forms as superiority and subordination, equality, hierarchy and the like, but many concrete groups which must be classed as i distinct types of coadaptation between individuals. The Practical Importance of Forms of Association. — As Simmel and many other sociologists have emphasized, the way in which people are associated together is fre- i Cf. the writer's review of Professor Simmel's Soziologie in the Economic Bulletin for March, 1910. 342 THE FORMS OF ASSOCIATION quently very influential in determining their behavior. 1 Human nature is such a complex affair that the reactions which may be called forth in any one individual will vary indefinitely according to the way in which he happens to be associated with other individuals. Many a person, for ex- ample, who is a model member of society in a subordinate position may become an altogether dangerous individual in a position of superiority or authority. The reactions be- tween the same individuals when they associate upon a basis of equality may be very different from when they associate, say, as masters and slaves. More and more stu- dents of society are discovering that what the forms of association are is a very important matter in human social life. 2 One of the practical tasks of sociology must undoubt- edly be to discover those forms of association which are most likely to call forth the highest and best development 1 Cf. Ross, Foundations of Sociology, pp. 116f. 2 It is these facts which have led some sociological writers to claim that social phenomena are distinct from organic and mental phenomena, and that sociology is absolutely distinct from biology and psychology ( the distinction being not one of problems, but of an entirely different order of phenomena). This seems to be the posi- tion of Professor Hobhouse in, his recent work, Social Evolution and Political Theory (pp. 30-4), a book which Las come into my hands too late to be of any assistance in phrasing my own theories, but which I find to be in general remarkably in harmony with them. However, the importance of social organization, or of forms of association (which I fully concede) does not absolutely separate sociology from biology and psychology; for the only principles of explanation which sociology can invoke must be found in the facts and principles of the two antecedent sciences. Thus while the same persons will behave very differently under monogamy or polygamy, slavery or freedom, the explanation of their behavior is to be found in every case in the complex biological and psychological make-up of the individuals concerned, who respond in different ways to different stimuli. Thus theoretical sociology remains, as we said in the earlier chapters, the biology and psychology of the associational process, the study of the forms of association as such remaining a purely " formal " discipline. 343 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS of individual personality. The whole history of human progress is to some extent the history of trying different forms of association, because the taking on of one form of institution and the sloughing off of another is just this proc- ess, looked at from one point of view, of testing forms of association. Besides the practical value of understanding the forms of association, there is also, it is needless to point out, a large theoretical value in the study of such forms. If the study of several typical or normal forms of association, or types of coadaptation between individuals, is thorough enough, undoubtedly such study will reveal many of the principal laws of human association. As the author has elsewhere attempted to demonstrate, " any form of associa- tion, or social group, which may be studied, if studied from the point of view of origin and development, whether it be a family, a neighborhood group, a city, a state, a trade union, or a party, will serve to reveal many of the problems of sociology . . . and to illustrate concretely the laws and principles of social development. " 1 To be sure, one could not learn thoroughly the processes of plant life by studying intensively just two or three typical plant forms, neither could one learn thoroughly the processes of the social life by studying intensively two or three typical forms of association. Nevertheless, one could scarcely understand the processes of plant life without some such intensive study ; nor can one understand the social life without inten- sive study of concrete forms of association, for the study of large social masses is attended with" many difficulties which can only be overcome by constant reference to simpler units. It is for this reason that many of the illustrations which we have used have been drawn from the family life. The family group, it may be added, because it is biological as well as psychological in its nature, and because it enlists i Sociology and Modern Social Problems, p. 9, 3-14 THE FORMS OF ASSOCIATION so many of the original tendencies and capacities of the individual, is in many ways especially fitted to illustrate the psychological principles which underlie human asso- ciation. The Classification of the Forms of Association. — The clas- sification of the forms of association has been attempted by a number of sociologists. No very great success, it must be confessed, has accompanied these attempts, because it is manifest that the types of coordination between individuals are as complex as human nature itself. Indeed, if our hypothesis of the expanding character of the social life-process is correct, we should scarcely expect that any exhaustive classification of the forms of association could be made. Only certain main lines of classification can be suggested. First of all, in attempting a classification of the forms of association we come upon the distinction between the sanctioned and the unsanctioned forms. The sanctioned forms are types of relationship between individuals which have been reflected upon by the mass of the group, in which they occur, and agreed to. These sanctioned forms are, then, as we have already said, synonymous with human in- stitutions, because social sanctions can arise only after self- consciousness has appeared. They are not found in the social groups below man. The tendency is manifest in all advanced stages of social evolution to institutionalize all forms of association. Nevertheless, in even the most ad- vanced groups which we know there are many unsanctioned forms or groups. These are the spontaneous, unreflective types of relationship between individuals. They especially characterize animal societies and the lower human groups, but in the form of the gang, the mob, factions, amusements, and conflicts they characterize also the most advanced human groups. It is, of course, frequently very difficult to decide whether any particular form of association be- longs to the sanctioned or unsanctioned class. There might, 345 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS for example, be some difference of opinion as to whether the saloon and the brothel were institutions in western civiliza- tion or not. Cooley's Classification of the Forms of Association. — Professor Cooley suggests a classification of the forms of association into primary and secondary forms. The pri- mary forms are those which are ' ' characterized by intimate face to face association and cooperation," such as, for ex- ample, the family, the play groups of children, and neigh- borhood or community groups. 1 Beside these primary forms of association, there would be numerous secondary and more complex forms, characterized by cooperation, but not necessarily by face to face association. There is cer- tainly very considerable difference, as Giddings has also in- sisted, between forms of association which involve presence and those which do not involve presence. 2 The stimulus of personal presence, it has been abundantly shown, pro- duces very different types of reaction from what are found in those forms of association where there is not personal presence. As Professor Cooley shows, the forms of associa- tion which involve personal presence illustrate much more fully the psychological principles which lie at the basis of our social life than those forms of association which do not involve personal presence. 3 It is possible, therefore, that a very satisfactory classification of the forms of asso- ciation might be worked out upon the basis of how far they involve personal presence. Boss's Classification. — Professor Ross has also suggested a very incomplete classification of the forms of association upon the basis of the amount of control and deliberation involved in social action. 1 He finds the lowest of all the forms of association to be the crowd, especially the excited i Social Organization, Chap. III. 2 Principles of Sociology, pp. 376 f. s Op. cit., Chaps. IV and V. * Foundations, Chap. VI. 346 THE FORMS OF ASSOCIATION crowd, or mob. The public, or dispersed crowd, differs very much from the real crowd, because it does not involve the association of personal presence, and because it gives more opportunity for reflection and deliberation, though still comparatively unorganized. The mass meeting is, after the crowd, the next lowest form of association which involves personal presence, and shows slight organization, having a chairman who is- supposed to exercise more or less control; then comes the deliberative assembly with a still higher organization, then the representative body, then many asso- ciations which do not involve personal presence and which are higher than the public, such as sects and parties. Fi- nally come corporations, industrial and cultural, including fraternal orders, trade unions, religious orders, and the state. The corporation Professor Ross evidently regards as the highest form of association from the standpoint of or- ganization, though he would restrain the power of the cor- porations by many free associations of lower degrees of social organization, because the oyerorganization which the corporation represents, whether it be the state, the church, the trade union or the business corporation is apt to en- croach too much upon the individuality of its members, reducing men to ciphers. 1 "While Professor Ross's classification of the forms of as- sociation is evidently very incomplete, and is probably intended as scarcely more than a suggestion, there is in it a possible basis for the making of a more complete scheme of classification. Such a classification would depend upon the degree of control exercised by the form of association over its members, the amount of association of personal presence involved being a secondary consideration. Giddings's Classification. — Professor Giddings has sug- gested several other classifications of the forms of associa- i " The cause of right," Professor Ross rightly says, " is bound up with the triumph of free associations giving play to the con- science and the judgment of each individual" {op. tit., p. 146). 347 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS tion. First of all, he would divide all societies into " com- ponent societies ' ' and ' ' constituent societies. ' ' * Compo- nent societies are natural genetic groups composed of both ssxes and all ages, such as families, villages, communities and tribes. Constituent societies on the other hand are associations organized for carrying on a particular activity or for achieving some special end. They are usually made up of members of the same sex and approximately of the same age. They are definite, purposeful forms of associa- tion found only within the limits of human society, so far as we know. Professor Giddings classifies component so- cieties beyond the family group, which is the simplest genetic group, into ethnical societies (which include hordes, tribes and federations) and demotic societies, or the genetic groups of civilized peoples (such as neighborhoods, ham- lets, villages, parishes, towns, communes, cities, counties, provinces, commonwealths and federal nations). The chief forms of constituent societies he finds to be the household, the clan, the state and the numerous voluntary associations within the state, such as political parties, industrial corpo- rations, trade unions, and cultural associations, whether for religious, philanthropic, scientific, educational, ethical or pleasurable purposes. This classification of concrete social groups by Professor Giddings is based upon a principle which has often been mentioned in sociological writings, namely, that there are two great types of association, first natural genetic groups whose members are linked together more or less by bonds of physical heredity and the natural physical environment; secondly, artificial, purposive groups whose members are bound together upon the basis of some more or less definite, conscious purpose, and whose association is more or less definitely determined by this conscious purpose. Tonnies has called the first type of association " community " (Gerneinschaft) , while the seco nd type he calls " society " i Elements of Sociology, Chaps. XVII, XVIII. 348 THE FORMS OF ASSOCIATION (Gesellschaft) } As we have already seen, Professor Bald- win, in a somewhat similar spirit, would limit true societies to those forms of association in which there were definite conscious relations maintained for some definite, conscious end. 2 "While we cannot accept the implication of Tonnies and Baldwin that natural genetic groups are not true societies, it is manifest that such groups differ in their principle of organization from the artificial, functional groups which exist to conserve well-defined ends in the social life. It may be convenient, therefore, to base a classification of the forms of association upon this distinction. While the distinction is a vicious one, if it is made the basis for excluding from sociology the consideration of natural genetic groups, yet, on the other hand, it is a very useful distinction in classify- ing the forms of association. In the opinion of the wrijter, the natural genetic groups which Professor Giddings Calls component societies should be regarded as fundamental in attempting any interpreta- tion of collective human life, while the artificial, functional groups, or constituent societies should be regarded as super- added to the natural genetic forms of association through the influence of the intellectual elements which we have already spoken of in the chapter on the " Origin of So- ciety." These artificial, functional forms of association then become in part the distinguishing marks of human societies; and the extent to which they modify natural ge- netic groups, may well be made a basis for classifying human societies according to their stage of development or civilization. 3 In some of his later writings Professor Giddings has pro- i See his work, Gemeinschaft und Gesellschaft. 2 Social and Ethical Interpretations, p. 503. 3 Cornejo in his recent work (Sociologie Gine'rale) divides soci- eties (Vol. I, p. 204) into "simple or domestic, formed by genera- tion" and "composite or political, formed by integration." The distinction is in effect the same as that just discussed. 349 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS posed a second classification of societies which is more upon a psychological basis. He would divide all societies into Instinctive and Rational societies, the Instinctive being lim- ited to the bands, swarms, flocks and herds of animals, the Rational to human groups, since there is no human com- munity in which instinctive response is not complicated by some degree of rational comprehension of the utility of asso- ciation. 1 Human, or Rational, societies Professor Giddings would subdivide into eight distinct types, as follows: (1) the Sympathetic type of society in which the chief social bond is sympathy and which is exemplified by a homoge- neous community of blood relatives; (2) the Congenial type of society in which the social bond is similarity of nature and agreement in ideas, as illustrated by the ' ' Mayflower ' ' band; (3) the Approbational type of society in which the social bond is a general approbation of qualities and con- duct, as illustrated by the frontier settlement; (4) the Despotic type of society in which the social bonds are des- potic power and a fear-inspired obedience; (5) the Authori- tative type of society in which reverence for authority is the social bond; (6) the Conspirital type in which intrigue and conspiracy are the social bonds; (7) the Contractual social type in which the social bond is a covenant or con- tract, as illustrated by the Achean League; (8) the Ideal- istic social type in which mutual understanding, confidence, fidelity and an altruistic spirit form the social bonds. Pro- fessor Giddings adds that to a certain extent these different types of society or forms of association overlap and that the higher types may and usually do include examples of the lower types among their component groups. Certain Other Classifications of the forms or stages of human assooiation may be suggested. For example, human societies may well be classified according to the basis of social control in given groups. The lowest form of control is undoubtedly the instinctive control which rests ultimately i See Historical and Descriptive Sociology, Chap. HI. 350 THE FORMS OF ASSOCIATION upon selective processes. This is after all a very imperfect instrument of securing the highest type of adaptation in human societies. Societies which are wholly upon the basis of instinctive control are all below the human level. The next form of control is habitual control, or the control of custom and tradition, which we see in very primitive human groups. A third form of control is the control by despotic government which characterizes the social life of barbarism and lower civilization. Finally the highest type of social control is that secured through such education of the indi- vidual as will give him habits and ideals which will adapt him to relatively free forms of association, and yet meet the requirements of social existence. This last type of associa- tion is evidently a form of association into which human societies are only beginning to enter. Summary. — The forms of association are expressions of the mental attitude of the individuals in a group toward one another. They are, therefore, types of coordination or coadaptation between individuals. They are of not less im- portance than individual character, accordingly, in deter- mining the general type of social life. Social evolution is essentially an evolution of the forms of association, and hence social progress is a development of higher forms of association, that is, higher types of adaptation between in- dividuals. The classification of forms of association, while an important matter for sociology, is not of such importance as some sociologists have thought, since, on account of the complexity of human nature and society and also on ac- count of the expansive character of social life, an exhaustive classification of the forms of association is impossible. Only general types can be made out. Such classifications are es- sentially classifications of the mental attitude of individuals toward one another and may proceed upon many different bases. The classifications already made by Simmel, Ross, Giddings and other sociologists while helpful are by no means final. 351 CHAPTER XVII THE THEORY OF SOCIAL ORDEK The Problem of Social Order. — As we have already indi- cated, social order is a term not strictly synonymous with social organization. Social organization refers to any con- dition or relation of the elements of a social group, but by social order we mean a settled and harmonious relation between individuals or the parts of a society. The theory of social order is, then, something more than the theory of social organization. The question arises, how do the rela- tionships between individuals become settled and harmoni- ous? The problem of the social order is, in other words, the problem of harmonious coordination or adaptation among the individuals of a group. Such a problem, it is manifest, is more than a problem in pure science. It is a practical problem as well. The theory of social order has a practical and ethical outlook, in other words, in addition to its purely theoretical aspects. It is at this point that sociology and ethics touch perhaps most closely, although in the theory of social progress, as we shall see, ethical questions also become prominent. Social Order and Social Organization. — It is evident that the factors or forces which shape social organization must enter more or less into this problem of the determination of the conditions which make for settled and harmonious rela- tionships among individuals. The whole problem of social order has been indeed continually discussed in the preced- ing pages in elaborating our theory of the organization and evolution of society. Social order in any group, for 352 THE THEORY OF SOCIAL ORDER example, must rest more or less upon human instincts. Har- monious coordinations between individuals are, as we have already seen, more or less mediated by certain native tend- encies of individual human nature, such as the sexual and parental instincts, the gregarious instinct, sympathy and imitation. Moreover, the acquired habits of social groups, whether we call them customs, traditions, usages or folk- ways, also make, as we have seen, for settled and harmonious relationships between individuals. 1 We may say roughly, then, that in lower types of social life social order is almost entirely an outcome of the working of similar instincts and habits in the individuals of a group. In animal groups, order must be almost entirely an outcome of instinct plus more or less intelligently acquired habits. But in all human groups except the very lowest we begin to find evidence of another factor working for social order, namely, conscious means of social control, or regulative institutions. This third factor is, of course, not to be distinguished sharply from the second. The only intention is to emphasize the rise in human society, at a point beginning somewhere in the later stages of savagery, of conscious and deliberate means of coercing the individual. These means are the so- i See James's oft-quoted tribute to habit as a conservative factor in society {Principles, Vol. I, p. 121) : "Habit is thus' the enormous flywheel of society, its most precious conservative agent. It alone is what keeps us all within the bounds of ordinance, and saves the children of fortune from the envious uprising of the poor. It alone prevents the hardest and most repulsive walks of life from being deserted by those brought up to tread therein. It keeps the fisher- man and the deckhand at sea through the winter; it holds the miner in his darkness, and nails the countryman to his log-cabin and to his lonely farm through all the months of snow; it protects us from invasion by natives of the desert and the frozen zone. It dooms us all to fight out the battle of life upon the lines of our nurture or our early choice, and to make the best of a, pursuit that disagrees, because there is no other for which we are fitted, and it is too late to begin again. It keeps the different social strata from mixing." 353 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS called regulative institutions of human society. A natural or spontaneous social order is, to be sure, furnished by instinct, sympathy, custom and tradition; but social order in all very complex human groups, and especially in the great civilized societies of the present, is achieved by many other than these natural means. Social Order and Social Control. — Professor Ross in his work on Social Control has presented in an admirable manner the many devices which modern societies employ to control the conduct of individuals. We shall not attempt in this chapter to cover the field which he has worked over so thoroughly, but only to point out certain supplementary conclusions which stand out clearly as corollaries of the psychological theory of the social life which has been pre- sented. The growing complexity of social life as social evo- lution advances calls for increasing means of control over individual character and conduct if conflict between indi- viduals and between classes is to be avoided and settled and harmonious social relationships achieved. Less and less, therefore, are the instincts and other natural tendencies of human nature to be relied upon in securing order in large and complex social groups. More and more certain regu- lative institutions are needed to secure a high condition of social order. One of the great practical problems which has confronted human societies, therefore, almost from their beginning, has been the development of such regulative in- stitutions. The problem of social order becomes in human groups, therefore, very largely a problem of effective means of social control over the individual. All social organization, as we- have pointed out, is necessarily more or less compulsory in character. Just how the compulsion shall be applied to get the individual to conform his habits and ways of thinking to those of his group is a practical problem the answer to which historically has varied all the way from the most brutal means of despoti2 government to the most subtle con- 354 THE THEORY OF SOCIAL ORDER trol through suggestion and education. The chief regula- tive institutions which have been employed are, of course, government, law, religion, morality and education. All of these institutions, because they are concerned chiefly with social control, that is, with the problem of social order, have tended at times to become static and thus to become impedi- ments to social progress. A further practical problem has arisen, therefore, in connection with these regulative insti- tutions ; and that is to work out means of control which will be efficient and still in harmony with social development. Let us note very briefly the function of each of these great regulative institutions in securing and maintaining social order. Government and Law as Means of Social Control. — Government and law are perhaps the oldest of the agencies consciously employed to secure social control. Government may be, indeed, regarded as the chief regulative institution of human society in that government as an agency to en- force law must be the last resort in controlling individual conduct in any group. While government probably began chiefly as a means of control in time of war, more and more government has tended to absorb to some degree at least all the other regulative institutions of society. Government and law have at any rate become the chief means of social regulation in modern societies and some would have them absorb and direct all social activities. While such an exten- sion of the functions of government must be regarded as unsound in theory and unwarranted in practice, yet there can be no doubt that inasmuch as the purpose of govern- ment is to regulate, its functions are " coextensive with human interests. ' ' There can also be no doubt that one of the great practical problems of modern politics is how to make government more effective as a regulating agency. The problem of government is evidently still not worked out. Modern governments can scarcely be said to be adapted to their work of maintaining a high degree of social 24 355 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS order in our complex industrial civilization. Here come in, of course, most of the practical problems of modern politics. It should be needless to remark that our whole view of the social life leads to the conclusion that government and law instead of being less needed in the future will be more needed. The regulative functions of government instead of being contracted to a narrow sphere must, as has just been said, be expanded to include practically all human in- terests. There is, therefore, no good foundation for the belief which was current during the first part of the Nine- teenth Century that government would be less and less needed as social evolution advances ; and it follows that the social ideal of no government, or the anarchistic ideal, is based upon an utter misconception of the nature of human social life. Nevertheless, it must be admitted that government and law are by themselves relatively inadequate means of social control in very complex societies. The control which gov- ernment and law exert must necessarily be over gross ex- ternal acts. Such control does not go deep enough to secure the highest type of social order, or indeed any type which is adequate for modern social life. The social control which government and law represents, therefore, is relatively crude and primitive compared to the control which may be secured through other means. Hence, government and law, we may safely conclude, are an inadequate means of social control except as they support religion, morality and edu- cation. Religion as a Means of Social Control. — Religion, like government, is one of the oldest means of control in human societies, though it was perhaps not used consciously as a method of control over the individual until government had been in some degree developed. The religious sanction for conduct, being a supernatural sanction, all human experi- ence shows, has been one of the most effective means of con- 356 THE THEORY OF SOCIAL ORDER trolling the conduct of normal individuals. The desire to come into right relations with a deity, who represents in the earlier stages of development the authority of the ruler, and in the later stages of development the ideal of personal character, has been an effective means of preventing too wide a variation in conduct in individuals. This fact has so im- pressed practically all students of social history that most would agree with Ward in declaring religion to be " the force of social gravitation that holds the social world in its orbit." 1 There can at least be no question that in the later stages of religious development when religion powerfully reenforces social idealism it is a most effective means of bringing about and maintaining harmonious coordinations between individuals. Christianity with its belief in the divine fatherhood and in universal human brotherhood has been especially powerful as a force making for social order among all peoples that have accepted it. The belief that society in the future will be able to do without religion rests upon about as unsatisfactory a psy- chological and sociological foundation as the belief that so- ciety will be able to do without government. Instead of religion becoming less necessary as society advances it be- comes more necessary, for the simple reason that there is more necessity for social control; and as yet no substitute for the transcendental beliefs and ideas which religions offer as a means of social control has been found. One of the gravest and most disturbing signs of the social life of the present, therefore, is the decay of effective religious belief. Such decadence of religious belief in the past has marked the dissolution of social order and even of types of culture. One of the greatest practical needs, therefore, of the pres- ent, from the standpoint of social order, is a religion adapted to the requirements of modern life. The church i See his article on " The Essential Nature of Heligion " in Inter- national Journal of Ethics, Vol. VIII, pp. 169-92. 357 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS instead of being an outworn institution in human society evidently has before it a field of social usefulness such as never existed in any past stage of social development. Until we get a church that is effective socially, law and govern- ment will not do much to maintain a social order that is adequate for modern social life. Morality as a Means of Social Control. — What has been said regarding the function of religion in maintaining social order applies with double force to moral codes or systems of morality, for, of course, religion secures its social effects chiefly by giving supernatural sanction to ethical standards and, ideals. Like religion, morality goes to the innermost motives and secures social order through controlling char- acter and conduct at their source. No social order, except of the lowest or savage type, has ever existed or can exist save as it is based upon some accepted moral standard or code. The moral, as we have repeatedly insisted, is nothing but the social raised to an ideal plane. Proper moral ideals in individuals and moral practices, or virtues, of themselves ultimately guarantee the harmonization of relationships be- tween individuals. The virtues, indeed, as we have already said, are what mainly bind men in harmonious relationships. Without loyalty, honesty, veracity and justice in a society there is no possibility of maintaining anything more than the shabbiest semblance of social order. In every phase of the social life this is true. Order is no more to be secured in the economic world than in the domestic world without the virtues, although some current economic philosophy may teach that order in economic matters is quite independent of personal morality. Morality is more and more needed as society becomes more complex. The simple virtues that suffice for a rural population living under simple conditions are found to be no longer adequate for complex urban populations. 1 Moral i This thought is particularly developed by Ross in his Sin and Society. 358 THE THEORY OF SOCIAL ORDER standards and moral practices have to be continually raised in society as social evolution advances if social order is to be maintained. Increasing population and complexity of social life will try our civilization, as has been well remarked, far more than the limitation of natural re- sources. A stable and harmonious social order cannot exist in complex groups without high character in individuals. In- dividual moral character is, therefore, in a certain sense the foundation of social order. Systems of morality, moral codes and moral standards are, therefore, all important in society from the standpoint of social order in so far as these may affect individual moral character. A system of mo- rality adequate to support a complex civilization is a con- cern of the very highest importance in our present social life and so far as one can judge in any society of the future. The struggle to find and secure the general acceptance of a rational system of morality, adapted to the needs of our social life, is certainly one of the greatest practical and scien- tific issues before modern society. The hedonistic system of morals, or the ethics of pleasure, has commended itself in all ages to the thoughtful and experienced as essentially anti- social and anarchistic in character. The ethics of self- realization, on the other hand, appealed to many of the best minds of the Nineteenth Century as in essential accord with the demands of human progress. It must be said, how- ever, that the ethics of self-realization is oftentimes popu- larly interpreted in an extremely individualistic way to mean self-development and self-culture, regardless more or less of the welfare of others. The hedonistic and self- culture ethics of the Nineteenth Century must both, there- fore, be regarded as essentially inadequate for the needs of our social life. The ethics of service implicit in Chris- tianity on the other hand, containing all that is of value either in hedonistic or self-culture ethics, must be the ethics of the future if highly complex types of social life are to 359 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS survive, because the problem of the social order is the prob- lem of harmonious coordinations among individuals; and these cannot be secured without the high development of sympathy, understanding and altruistic activity which is implied in an ethics of service or of love. Education as a Means of Social Control. — The emphasis which has just been laid upon individual moral character as the ultimate basis for high types of social order leads to the conclusion that our ultimate reliance in securing such high types of social order must be the education of the individual. Since human character is formed mainly in the plastic periods of childhood and adolescence, education furnishes the ultimate and most subtle form of social con- trol because it controls the formation of habit and character in individuals. Education, if wisely carried out, can secure undoubtedly more difficult forms of social adjustment than can government, law, or religious sanctions acting upon the adult individual, because education furnishes, at the plastic period of life, a subjective environment for the indi- vidual of ideas, ideals, beliefs, motor and feeling attitudes, which are capable of molding individual character in almost any direction. Of course, the education which can achieve this would be something far different from the educa- tion furnished by the schools of the present. We are speaking of education in the broad sense of training and preparation for life along all lines, especially along lines of social adjustment. Moreover, education is of all the means of social control best adapted to secure a progressive social order. Government, law, and religion and even moral codes have tended to become static; but education can as easily adapt itself to the higher social order which should be as to any social order which exists. Other means of social control are, of course, not to be neglected for all are important in human society in maintaining social order, but it would seem that education as an instrument in developing and maintaining a progressive social order has advantages 360 THE THEORY OF SOCIAL ORDER over any other of the means discussed. Education is, in- deed, itself not so much to be thought of as separate from these other means as simply a method by which other means may be more successfully realized. Conflict and Social Order. — Just the place of conflict in the social life in relation to social order may need a word further of discussion. Certain sociological writers of late years have tended to make conflict a normal, if not an ideal element, in the social life. In one sense, of course, there is no objection to this view so far as conflict means simply competition upon high planes of endeavor. So far as it may mean simply struggle for adjustment, conflict is a normal element in the social life and is not inconsistent with social order of the highest type. As we have already pointed out, there is an element of conflict in all social change and adaptation. A progressive competition between interests, ideals and institutions in human society must be welcomed as a necessary method of progress in no sense opposed to social order. But conflict in the sense of hostility between individuals and classes is another matter in human society. Conflict in this sense is opposed to social order, is indeed the antithesis of social order, because there can be no harmo- nious coordination between individuals when conflict of this kind exists. To be sure, such conflict may issue in social order, and in social order of the higher type, through the elimination of lower types of individuals or classes or groups. This was undoubtedly the primitive method of progress. It would seem, however, to be a brutal and un- necessary method in the social life of the future, because through education and through rational eugenics such so- cially unfit types of individuals need not exist. The more regulated and refined forms of conflict which we ordinarily speak of as competition and emulation should suffice for all of the demands of a selective process in the social life of the future. Certain it is that many of the present forms of conflict between individuals and groups which exist in the 361 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS society of the present ought not to be tolerated. As long as the war between individuals lasts and as long as antagonism and hatred between classes and races exist there can be no guarantee of any settled and stable social order. Conflict of this sort is not a necessary element in the social life process but rather marks a failure to build up proper co- adaptations between individuals and classes. This sort of conflict is, in other words, a negative and destructive element in the social life. Its predominance is simply the sign of social dissolution. The International Peace Movement is to be welcomed as a step in the right direction, but it is far more important, as has just been said, that the war between individuals and classes should cease if there is to be social peace and harmony. Indeed, there can be no guarantee of the cessation of war until the lower and more brutal forms of conflict or competition disappear between individuals, classes and races. The Conflict of Ideals and Social Order. — Professor Giddings has emphasized throughout his writings that a stable social order must rest upon like-mindedness. That he is essentially right in this view has been clearly implied in the discussions of the previous chapters. Without such like-mindedness as is furnished by likeness of instincts, habits, feelings, desires and interests in a population social order would be impossible. We have already seen that a natural, spontaneous social order rests upon fundamental similarity in these psychical elements of individuals. While it is undesirable from the standpoint of social order that individuals should be mere copies of each other in their mental and moral make-up, essential resemblance, or simi- larity within limits, is necessary, we have seen, for any harmonious coordination of their activities. Moreover, we have also seen that the higher types of coordination between individuals rest upon and are mediated by coordinating ideas. Common activities and common life of any high type, in other words, depend upon essential intellectual 362 THE THEORY OF SOCIAL ORDER similarity between the individuals constituting the group. A stable social order of a high type, therefore, depends upon agreement, similarity in the ideas and ideals of the individuals who participate in the social life. This has already been quite fully implied in what has been said regarding the necessity of mutual understanding and of mutual trust and confidence between individuals if a high type of society is to exist. From all this clearly follows the importance of relative agreement in the ideals of life of the individuals who com- pose a complex society, and the extreme social disadvantage of conflicting ideals regarding the most fundamental rela- tions between individuals. Some conflict of ideals is, to be sure, inevitable and necessary, as has already been pointed out, if there is to be any progress in society. Con- flicting ideals of life become a menace to social order only when the conflicting ideals are too far removed from each other, and involve the most fundamental relations between individuals. When such a conflict, however, exists in fun- damental opinions and ideals there can be no doubt that it is a condition which, if long continued, is radically opposed to the development as well as to the maintenance of any high type of social order. Comte was undoubtedly right when he attributed social disorder and anarchy to such a disagreement concerning fundamentals, and when he declared that " stability in fundamental maxims is the first condition of genuine social order. ' ' 1 The present age even more than Comte 's age is suf- fering from a disagreement, all but universal, concerning the fundamental ideals of the social life and of right re- lations between individuals. No stability in our institu- tions can be assured as long as the present strife be- tween the conflicting ideals of life continues. In many ways the greatest task of science in society is to settle upon i Positive Philosophy, Bk. I, Chap. I. 363 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS the basis of fact and reason, these disagreements in opin- ions and ideals among individuals. If there is no hope of science through reason bringing men to more unanimity and more genuine unity in their opinions regarding the meaning and ideals of life, then, there is also no hope of any very high or harmonious type of social order emerging from the strife of the present. It is not, of course, claimed that science alone can in practice bring about this desirable unity with regard to the ideals of life. As we have already indicated, government and law, religion and education, have also their work to do in this connection. But the work of science, and especially of the social sciences, and among the social sciences particularly that of sociology and ethics, is in a sense fundamental; for it is the task of science on the one side to detect error and on the other side to synthetize ideas and ideals into a harmonious whole from which the true view of human life should clearly emerge. Summary .—The achievement of social order in the sense of settled and harmonious relations between individuals, if it be of a complex type, is evidently not a simple matter. Many forces must receive careful consideration if such an order is to be achieved. There must be fundamental like- ness among individuals in those primitive elements of hu- man nature — the instincts and impulses. There must also be fundamental likeness and agreement in acquired habits, especially those which children take on through early train- ing and by imitative absorption from their environment. There must also be sympathy and mutual understanding between all the members of the group. Finally, there must be agreement with regard to the more fundamental ideals of life. All this implies, if such relative uniformity and likeness is to be achieved in the mass of individuals com- posing those great societies which we term civilized nations, that government and law, religion and morality, standards and education must be continually used to control and 364 THE THEORY OF SOCIAL ORDER constrain the development of the individual ; and it implies also that the grosser forms of conflict between individuals and absolute conflict between fundamental ideals and max- ims must be overcome by all these agencies working to- gether and guided by humanistic science. CHAPTER XVIII THE THEORY OP SOCIAL PROGRESS The Problem of Social Progress. — The theory of social progress is, as we have seen, not strictly synonymous with the theory of social evolution or change. Progress im- plies at its minimum definition a more complete adaptation to the requirements of existence and an amelioration of the conditions of human life. A theory of social progress, therefore, is possibly outside of the limits of pure science, since such a theory looks to the practical. Some sociologists, therefore, have held that sociology should not concern it- self with the theory of progress but only with social changes, regardless of their direction. But the aim of all science is ultimately practical and the social sciences would them- selves be far from " socialized " if their aim were merely to furnish knowledge regardless of practical considerations. The real psychological motive for the development of the social sciences, as of all science, and hence their real aim, must be to secure the more harmonious adjustment of man to the requirements of his existence. Now, sociology, as we have repeatedly emphasized, is the general and syn- thetic science which deals with man's collective life. No other science is in a position to develop a scientific theory of social progress if sociology fails to do so. Sociology, therefore, must offer a theory of progress if it is not to be an abortive affair, but to take its place among the liv- ing sciences vitally related to human life and destiny. As a matter of fact, the majority of sociologists from Comte down have made the problem of progress the central and 366 THE THEORY OF SOCIAL PROGRESS highest problem of their science. As Comte insisted, all the work of sociology necessarily leads up to a scientific theory of progress. 1 It is the main business, therefore, we may rightly conclude, of sociology to furnish to ethics and to the applied social sciences, to moralists, reformers, states- men and social workers of every sort a scientific theory of progress. 2 This practical aim of sociology has been constantly kept in view in the preceding pages. Practically all that has been said, therefore, has a bearing upon the theory of prog- ress. We have tried to show how the foundations for so- cial progress were laid in the native impulses and feelings of the individual, especially in the so-called social or altru- istic impulses and feelings. We have seen that man 's intel- lect, operating through the imagination and reason by means of discovery and invention, has been the active agent in progress; and that imitation has served to diffuse and generalize progressive adaptations, while social sympathy and the expansion of the consciousness of kind have been extending the benefits of progress to all classes and all races. The reader must look, therefore, for the writer's theory of progress not simply within the limits of the pres- ent chapter but in practically all the preceding chapters. Nevertheless, there remain certain points which have not been discussed, certain conceptions to clear up, and cer- tain positions to summarize. We must first of all see clearly what we mean by social progress in the sociological sense. The Definition of Progress. 3 — What we call progress is not anything which can be explained in a simple way i Positive Polity, Vol. I, Introduction. 2 The purpose of this chapter is, of course, not to show that so- cial progress is ethically desirable, but, assuming that it is desir- able, to analyze the conception of social progress and to show the factors at work in progress. 8 Cf. Professor Hobhouse's chapters on " The Meaning of Prog- ress " and " Progress and the Struggle for Existence " in his Social 367 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS or defined once for all in a few set phrases. Social prog- ress depends upon social change; but not all changes in society are progressive. In general we call those changes progressive in society which secure ajnore^ harmonious ad- justment of individuals to one another and a better adap- tation of social groups to the requirements of their exist- ence. Social progress, means for one thing, then, the adap- tion of society to a wider and more universal environment. It means increasing mastery of man over nature and in- creasing control and mastery of human nature. Social progress, therefore, means more ha rmonio us coordinations among the members of a group. It means also greater effi- ciency of the group in carrying on its common life — greater capacity for, and greater development of, cooperation. Hence, also it means greater capacity on the part of the group to survive. Social progress includes, therefore, all movements which make, in the long run, for social har- mony, social efficiency and social survival. In any large conception of progress we must make hu- manity rather than smaller social groups the subject of progress. We judge those things to be progressive which on the whole aid humanity in mastering physical nature and in adjusting harmoniously its various elements to one another. Mechanical inventions, economic prosperity and the like are considered marks of progress because on the whole they are usually judged to be the means of man's mastering physical nature, and therefore serve to adjust him to a more universal environment. Changes in politi- cal conditions and in moral standards which make for more harmonious relationships between individuals and groups are also judged to be progressive because they aid in man's mastery over himself and his social environment. Evolution and Political Theory. Certain factors in progress are stressed by Hobhouse which are only implied in our brief analysis. These chapters are especially, therefore, commended to the reader to supplement what is said in this text. 368 THE THEORY OF SOCIAL PROGRESS The ideal of human progress is apparently adaptation to a perfectly universal environment, such an adaptation as shall harmonize all factors whether internal or external, present or remote, in the life of humanity, securing the greatest possible harmony among its various elements, their greatest efficiency in mutual cooperation, and finally the greatest capacity for social survival. 1 Some writers have made the chief criterion of social progress increased complexity of social organization; but it is doubtful if this is a necessary mark of social progress or anything more than its incidental outcome. Other writ- ers have claimed similarly that social progress consists in the increase of the division of labor and of interdependence in society; 2 but the criticism which we have just made of the conception of progress as increased complexity of so- cial structure applies also to this conception. Still others hold that social progress consists essentially in passage from a general state of hardship, fear and pain to a con- dition of general comfort and happiness, in passage from a " pain economy " to a " pleasure economy." 3 While we would not deny that all true social progress must ulti- mately work for the greatly increased happiness of human- ity, yet a hedonistic criterion of progress cannot be ac- cepted, because again happiness is an incidental outcome of progress rather than its criterion. Accepting provisionally the conception of progress which we have set forth in the preceding paragraphs, the i Cf. what is said on the meaning of the social life in Chapter XIX; also the suggestion on page 273 that the ideal of progress is, from one standpoint, the progressive rationalization of all social activities. 2 See especially Durkheim, De la Division du Travail Social. 3 This view of progress is essentially implied in the whole hedonistic school of social theorists (e.g., Ward, Dynamic Sociology, Vol. II, p. 161). It has been especially developed, however, by Professor Patten in his Theory of Social Forces ( see especially Chaps. IV and V) , to whom we owe the names " pain economy " and " pleas- ure economy." 369 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS question arises, How then is progress possible? What factors determine that changes shall be progressive rather than retrogressive in their nature? How may these fac- tors be understood and controlled? This question as to the causes of progress has been discussed by pretty nearly every social thinker from the time of Plato down to the present. Every conceivable theory of progress has been set forth but most of these theories while perceiving a part of the truth have been decidedly one-sided, that is, they have been based upon the perception of some single factor at work in progressive social evolution. Our space does not permit that we pass all of these theories in review, but it is necessary before setting forth the sociological theory of progress to briefly review some of these one-sided theories of progress. One-Sided Theories of Progress. 1 — The Anthropo-Geo- graphical Theory. According to many social thinkers, the determining factors in human progress have been physical. They have been certain conditions of climate, food and soil. This theory received, perhaps, its classical expression in Buckle's History of Civilization in England 2 in which he endeavored to show that indirectly physical conditions operating upon economic, conditions would absolutely de- termine social progress. The geographical conditions in Europe, the climate, the fertility of the soil, the aspect of nature, for example, have been the prime factors in the development of European civilization. Moreover, no high civilization, Buckle thought, could develop outside of Eu- rope, because only in Europe were physical and geographi- cal conditions suitable for a high development of progress. Other theories of this same general school have main- tained that the conditions of food supply are the deter- i For an excellent detailed exposition of the one-sided theories of progress, see Barth, Philosophie der Gcschichte als Sociologie, Zweiter Abschnitt. 2 See especially the famous second chapter. 370 THE THEORY OF SOCIAL PROGRESS mining factors in social progress, for food supply deter- mines the size of the population, and the pressure of population upon food supply is the immediate stimulus which gives rise to invention and discovery and all con- trol over nature. The simple equation of food and popula- tion offers, therefore, the solution of the enigma of progress. 1 All of these physical and geographical theorists have forgotten to question why social decline takes place, though geographical conditions remain the same; or they have failed to show any definite and certain connection between changes in climatic and geographical conditions and well- known historical instances of social retrogression. More- over, progressive evolution does not always take place when physical conditions are favorable, nor have the most favorable physical conditions prevented social retrogression. The anthropo-geographical theory of progress is too simple, and is inadequate to show what are the real determining factors in progress. It has, however, emphasized the part which climate, soil and other geographical conditions do actually play as conditions of the social life and even as stimuli to social development in certain directions. The Biological or Ethnological Theory of Progress. — This has been called, with justice, " the stock breeder's theory of progress." It is the theory that the determin- ing element in progress is that of the breed or biological constitution of the group. 2 Quite evidently the anthropo- geographical theory neglects this internal factor of blood or biological" make-up. Otherwise geographical conditions should make progressive societies out of hordes of monkeys or even hordes of lower animals. The biological explana- iA good recent example of this sort of anthropo-geographic the- ory may be found in Woodruff's Expansion of Races. 2 An extreme example of this sort of social theory is to be found in de Gobineau's Essai sur Vlnegalite des Races Humaines (an American popularization is Schultz's Race or Mongrel). 25 371 SOCIOLOGY IN ITS PSYCHOLOGICAL ASPECTS tion of progress has this great advantage, that it seems to explain the difference in the life of various species of animals. Why should it not explain also quite adequately the difference in the life of various human groups? There can scarcely be any question, considering all that we know of biology, but that blood counts in human so- ciety; that the biological make-up of the individual enters very largely into his social reactions. We may even admit with the eugenists that all progress in human society depends upon the relation between one generation and its successor; 1 that without sound physical heredity there would be but little hope of continuing human progress. Nevertheless, admitting to the full the importance of ra- cial and individual heredity, this theory is inadequate to explain human social progress, because human groups have so much in their collective life which does not come to them by the way of physical heredity, and the impulses and instincts which it furnishes. So much in human society, in other words, is acquired by each individual in his life- time. Social tradition, 2 or " social heredity," as it has been called, plays such a large part in handing down the achievements and possessions of the past that it is doubt- ful if the biological constitution of the individual' does more than furnish the condition of progress. It is doubt- ful, for example, whether the biological conditions of Eng- lish-speaking societies are as favorable to-day as they were two thousand years ago when their ancestors lived in the Teutonic forests, yet there can be no doubt that their social progress during the last two thousand years has been enormous. It would seem, therefore, that biological conditions or racial heredity merely furnish the potentialities for social progress. Proper inborn racial traits are the necessary i Cf . Saleeby, Parenthood and Race Culture, p. 10. 2 See Hobhouse's discussion of the sociological importance of " tra- dition," op. cit., pp. 33-8. 372 THE THEORY OF SOCIAL PROGRESS conditions for social progress as much as a proper geo- graphical environment, but like the geographical environ- ment they are only conditions, or at most furnish innate tendencies in certain directions which develop when the proper stimuli appear. 1 The Economic Theory of Progress. — More popular than either of the two preceding theories is the theory that progress depends upon economic conditions, that is, upon the conditions of the production and distribution of ma- terial goods. This theory, indeed, may be considered to be the dominant theory, not only of social progress, but of social evolution at the present time. 2 . Its vogue is mainly due to its advocacy by the Marxian socialists under the name of " the materialistic conception of history," although its spread and acceptance has been aided not a little by the works of certain economists who advocated the same theory of social evolution under the name of ' ' the economic interpretation of history." According to this theory, in the words of Marx, ' ' the method of production of the material life determines the social, political and spiritual life process in general. ' ' That is, methods of pro- ducing and distributing material goods ultimately deter- mine all other social processes, because all other social processes are mediated and controlled by the economic process. The determining factor in human progress is, therefore, economic conditions, or the methods by which the means of subsistence is produced and distributed in 1 Cf. Hobhonse, op. .,J| Hedonism, 42, 113-4, 241; 247^ 359, 391. Ji Hedonistic theory of soci|ly, ' 248, 252, 259, 359, 391. •'?' Hegel, 378. - ( Henderson, C. R., 46. ■ Herder, J. G., 52. , Heredity, 56, 57, 64, 99, 105, 1^6, 206-7, 234, 237, 245, 279, 280, 294, 371-2; racial, 105;' 237, 371-2; "social," 303, 372. Historical method, 49, 50, 52, 86, ;, 87. History, relations to sociology, 28, 47-55, 86, 87, 163-78, 370- "" 409 INDEX 80; objective, 48; subjective or written history, 49-52. Hobbes, Thomas, 248, 383. Hobhouse, L. T., 18, 101, 105, 121, 203, 272, 273, 343, 367, 368, 372, 373, 387. Hoffding, H., 39. Howard, G. E., 63. Human society, origin of, 131- 40; peculiarities of, 133-7. Humanitarian ethics, 140, 314, 324, 326, 393-5. Humanity, the love of, 323, 334, 326, 328. Idea-forces, 264-6. Idealism, 69, 71, 82; social, 187, 268, 276. Idealogical theory of society, 377-8. Ideals, social value of, 188, 276, 363; conflict of, 362-4. Imitation, 12, 13, 106, 154-5, 224-6, 289-309; the function of, 154-5, 295-309; instinctive, 224-6; the r61e of in society, 289-309; psychology of, 289- 94; definition of, 289-91; con- nections of, 293-4; theory of society, 294-9; customary and conventional, 302; as a con- servative factor, 303-4; as a factor in progress, 304-7. [mpulse, 101, 110, 111. Impulses, native, see Instinct. tndividual, the, 11-5, 21-2, 50-1, 58-9, 61, 95, 125-6, 130-1, 142, 143, 189, 198, 234, 250-1, 257, 268-71, 281, 392; as a social factor, 21-2, 51, 95, 142, 234, 250-1, 268-71, 281, 296. Individual differences, 233-8. Individualism, 122, 125, 174, 177-9, 258, 329, 383-5, 391-2; philosophical, 121, 122, 383-5. Individualistic character of feel- ing, 112-3, 257-9. Individualization, 177-9. Inductive methods in sociology, 84-8. Infancy, prolongation of, 135. Instinct, 56, 79, 105, 106, 119, 133, 134, 135, 146, 152, 199- 246, 253, 255, 283, 290, 310; definition of, 105, 199, 207; r6le of in society, 199-246; in historical social theories, 200- 3; misconceptions of, 203-5. Instinctive interests, 238-9. Instinctive origin of society, 132-4, 146, 245. Instinctive reactions, 106, 146, 206-8. Instincts, nature of human, 106, 206-9; classifications of, 210- 1; and human institutions, 209-33; and social progress, 243-5. Institution, definition of, 21, 345. Institutions, human, 133-7, 149, 174, 209-33, 256, 266, 345, 353; regulative, 183-8, 353- 60. Intellect, the, 118-20, 261-71; rOle of in society, 261-77; as a social force, 262-6, 282 ; and social progress, 271-6. Intellectual elements, influence of, 133, 261-71, 374-5, 282, 337-9, 377-8. Intellectualistic view of society, 19, 137, 262, 273, 282, 377, 384. 410 INDEX Interaction, mental, 11-6, 21, 23, 68, 77, 125, 130-1, 141-2, 143- 6, 153-4, 281, 293. Intercommunication, 153-4, 185. Interest, 102, 117, 118, 238, 250, 285; inborn and acquired, 102, 118. Interest groups, 191-4. Interests as social forces, 118, 250, 285-6. Interests, instinctive, 238. Interstimulation and response, 12, 14, 77, 80, 127, 131, 141-2, 143, 153-4, 293. Introspection, self-, 90. Introspection, sympathetic, 90. Invention, r6le of in society, 267-71, 277. James, William, 58, 67, 68, 69, 72, 77, 97, 101, 104, 105, 106, 112, 115, 202, 203, 204, 208, 218, 223, 311, 353. Jennings, H. S., 100, 101, 102, 103, 104, 206. Jordan, David Starr, 218. Judd, C. H., 58, 60, 105, 106, 107, 221. Jurisprudence, relations to soci- ology, 37, 38. K Kelsey, Carl, 199. Kern, R. E., 158. Kidd, Benjamin, 9, 38, 243, 274, 326. King, Irving, 38. Kirkpatrick, E. A., 105, 206, 211, 222. Kropotkin, P., 17 Lamprecht, Karl, 174. Law, function of, 183-5, 355. Law of the Three States, 74, 273. Law, the science of, relations to sociology, 37, 38. Laws, social, 73-80. LeBon, Gustave, 169, 243. Letourneau, C. H., 227. Life-process, denned, 65; es- sentially social, 124-5; collec- tive or common, 65, 125, 131, 142, 143, 153, 181, 185-6, 329, 388, 390. Like-mindedness, 12, 145, 156, 310, 315, 317, 325, 362-4. Lilienfeld, Paul von, 386. Lipps, T., 57. Locke, John, 36, 383. Loeb, Jacques, 206, 213. Logic and sociology, 67, 82, 93. Loria, Achille, 373. Love of approbation, 223. Love, sexual and parental, 106, 213-6, 253; ethical, 323, 324, 360; of humanity, 323, 324, 326, 328. Loyalty, 223. M McDougall, William, 61, 201, 203, 207, 208, 213, 215, 218, 220, 221, 222, 225, 228, 289, 309, 310, 311, 313. Mackenzie, J. S., 40, 50, 387. Maladjustment, social, 188-9, 327. Man, 17, 104, 105, 119, 120, 122, 130, 132, 134, 137, 146, 201, 206, 208, 212, 219, 225, 232, 240, 244, 264, 267, 270, 290, 411 INDEX 297, 350; a social animal, 137- 9, 201, 219-21. Marshall, Henry Rutgers, 210, 211, 239, 330. Marx, Karl, 30, 373, 374, 375. Mass interpretation, 251, 281. Materialism, 69, 71, 82, 101, 251. Materialistic conception of his- story, 373-5. Mathematical methods in soci- ology, 92. Maxwell, J., 10. Mayo-Smith, Richmond, 6. Mead, G. H., 63, 94, 121, 122, 124, 153, 329. Measurements, social, 85-7, 92. Mechanism of social changes, 152-4. Mechanistic conception of so- ciety, 72-7, 180, 382. Meliorism, 239. Mendelism, 99. Mental interaction, the essential condition of society, 11-14, 94, 143; origin of, 125; see Inter- action. Metaphysical assumptions in sociology, 69, 71, 82, 83. Metaphysics, defined, 67, 68; re- lations to sociology, 68-81. Methods, scientific in sociology, 82-93. Meyer, Max, 95, 112, 113, 114, 180. Miller, Irving E., 97, 98, 101, 104, 109, 110, 119. Mind and matter, relations of, 70, 71, 180. Mind, functional view of, 97-9, 101, 104, 118, 122, 180; social character of, 121-2, 130-1, 274, 281, 329; as a social factor, 11-14, 95, 180, 281, 288. Mind, the social, 329-34. Monism, 70, 82. Monroe, Paul, 44. Moral ideals, 40, 43, 140, 188, 268, 363, 393; function of, 187- 8, 276, 362-3, 393-5. Morality, 39-44, 136, 140, 188, 241, 358, 390-5 ; social function of, 187-8, 358-9, 393-5; as means of social control, 358- 60. Mores, the, 188. Morgan, C. Lloyd, 204. Motor impulses, 97, 101, 109, 111, 246, 282. Movement, bodily, 97-104, 111. Mutual trust, function of, 158. National group, the, 9, 161, 193. Natural science and sociology, 67, 68. Necessitarianism, 72, 74. Necessity, mechanical, 70, 72-9; teleological, 72. Negro problem, 237, 324. Normative science, 42, 55. Normative sociology, 41. Nutrition, 126-8, 212; instincts of, 212-3. O Objective explanations, failure of, in sociology, 164. Objective factors in social life, 279-82. Observation in sociology, 84. Order, social, 7, 163, 165, 167, 178, 256, 303-4, 320-2, 352-65; theory of, 352-65; problem of, 412 INDEX 352-4; and social organization, 353-4; and social control, 354- 61; and conflict, 361-5. Organic analogy, use of, 91. Organic theory of society, 385-8. Organism, society as an, 385-8. Organization, social, 7, 23, 34, 38, 143-6, 148-52, 181-9, 196- 7, 229, 296, 304, 320, 341-4, 352-4. Original differences, 233-8; be- tween the sexes, 234-7; be- tween races, 237. Origin of association among ani- mals, 124-31. Origin of society, 134-40; of human society, 131-40. Parental care, 128-30, 135. Parental instinct, 106, 213-6, 233. Parmelee, Maurice, 19, 64. Parties, function of, 163. Patten, S. N., 38, 369, 373. Pearson, Karl, 63, 64, 75. Penology, relation to sociology, 46. Personal equation, 83. Petrucci, R., 19. Pessimism, 187, 239. Philanthropy, the science of, re- lations of to sociology, 2, 3, 46, 47. Philosophy of history, 52-4. Philosophy, relations to soci- ology, 66-81. Philosophy, social, 66, 67. Physical factors, 279-81. Physical science, 74, 75, 76, 78, 80. Physiology, 56. Plato, 378. Play, nature of, 232-3. Pleasure and pain, 112-4, 247-9, 391. Political science, 3, 5, 35-8. Press, the, social importance of, 339. Principle, denned, 80. Process, society a, 14, 143, 390. Progress, social, 34-5, 33, 53, 243, 271, 304, 366-81; socio- logical theory of, 379-81; and instincts, 243-5; and the in- tellect, 271-5; and imitation, 304-7; and sympathy, 322; the theory of, 366-81; the problem of, 366-70; definition of, 367-70; one-sided theories of, 370-9. Psychic interaction, see Inter- action, mental. Psychical mechanism of social change, 152-4. Psychical unity of society, 140-2. Psychological basis of sociology, 94-122, 179-80. Psychological factors in associ- ation, 281-3. Psychological method, the, 89-91. Psychological sociology, 3, 15, 22, 60-4. Psychological terminology in sociology, 123. Psychological view of society, 143-54, 388-90. Psychology, 15, 18, 58, 71, 77, 94-122 ; relations to sociology, 58-60 ; definitions of, 58 ; social, 60-4; functional, 96-6, 180; genetic, 96; structural, 96, 109; hedonistic, 114, 247- 8 ; passive, 102, 114. 413 INDEX Public opinion, 334-9; social function of, 337-9. Pugnacity, instinct of, 216-8. Pyle, W. H., 44, 58, 211. R Race, as a social factor, 237, 371- 2, 380. Racial heredity, 105, 237, 371-2. Radicalism, 176-7. Rationalism, 120, 275. Ratzenhofer, Gustav, 8, 26, 177, 284. Rauschenbusch, Walter 214. Reaction after revolution, 172. Reason, the, 119, 120, 268, 272- 3, 274-5. Religion, 38, 137, 186-7, 356-8, 380, 395; science of, 38-9; function of, 186-7, 356-8, 380, 395; as a conservative factor, 186, 274, 356 ; as a progressive factor, 187, 326, 380; as means of social control, 356-8. Reproduction, instincts of, 213-6. Reproductive process, social func- tion of, 128-9. Revolt, psychology of, 166, 167. Revolutions, theory of, 163-72; causes of, 164-7, 172; peace- ful, 168; anarchy of, 168-70; mobs in, 169; reaction after, 172. Richmond, Mary E., 380. Rivalry, instinct of, 219. Robinson, J. H., 51, 62. Ross, Edward A., 5, 16, 21, 24, 29, 34, 51, 63, 78, 159, 182, 243, 274, 279, 284, 302, 303, 343, 346, 347, 354, 358. Rousseau, J. J., 258, 383. Royce, Josiah, 205. 8 Saint-Simon, 173. Saleeby, C. W., 64, 372. Scha'effle, Albert, 8, 10, 11. Science and common sense, 68, 69, 72, 83. Science, defined, 27. Sciences, divisions between, 20, 32, 59. Scientific methods, 82-93. Selection hypothesis, the, 98, 99, 298. Selection, social, 56, 154, 171, 209, 270-1, 299. Selective nature of consciousness, 104. Self-abasement, instinct of, 230-1. Self-activity of the organism, 100-4. Self-assertion, instinct of, 228- 30. Self -consciousness, 131-3, 135 ; social, 332-4. Self-defense, instincts of, 216-9. Self -exhibition, instinct of, 229- 30. Seligman, E. R. A., 374. Sensation, 108. Service, need of an ethics of, 359, 394. Sex, as a social factor, 128, 213- 4, 234-7. Sex attraction, 213-4. Sidis, Boris, 226. Simmel, Georg, 4, 6, 14, 149, 341, 342. Sisson, E. O., 108. Small, Albion W., 2, 3, 8, 9, 14, 15, 16, 21, 27, 43, 49, 70, 279, 284, 285, 286, 317, 382. Smith, Adam, 317, 322. 414 INDEX Sociability, 4; instincts of, 219- 24. Social change, mechanism of, 152-4. Social classes, 90. Social consciousness, 140, 329, 331-4. Social control, 163, 181-9, 198, 353-61. Social coordination, 144-52, 173, 181-91, 196-8, 299-302, 319- 30, 341; and cooperation, 147; objective expressions of, 148; subjective expression of, 150, 151; origin of, 145-6; types of, 149, 345-50 ; and social control, 181-91, 198, 352; limits of, 196-7. Social, criterion of, the, 14. Social, definition of, 15-7. Social description, 27, 28. Social dynamics, 26-7. Social economics, 46-7. Social evolution, 6, 7, 19, 23-6, 48, 56, 124-40, 152-4, 173-9, 243-5, 267-73, 304-7, 370-80. Social group, the, 11, 21, 22, 127, 138, 140, 143-6, 190-3, 341-2. Social habits, 148, 152, 154, 155, 164-8, 197. Social immobility, 165-7. Social instincts, 200-1, 211, 219- 24. Social law, definition of, 79. Social laws, 73-80. Social life, meaning of, 390-5. Social mind, 329-40. Social morphology, 27. Social order, 7, 163, 178, 256, 303- 4, 320-2, 352-65. Social organization, 7, 23, 34, 38, 143-6, 148-52, 181-9, 196-7, 229, 296, 304, 320, 341-4, 352-4. Social origins, 19, 24, 124-40, 306. Social phenomena, defined, 16. Social philosophy, 66, 67. Social politics, 46, 47. Social process, defined, 141; na- ture of, 143-180. Social progress, 24„ 25, 33, 52, 243-5, 271, 304, 366-81; theor- ies of, 366-81; see Progress. Social psychology, 60-4. Social reconstruction, 45, 137, 186, 241, 256, 366-81, 394. Social retrogression, 24, 25, 169, 178, 242. Social science, 4. Social sciences, 4, 29, 55; classi- fication of, 55. Social self-control, 181-9, 198. Social solidarity, 140, 159, 183. Social survival, 25. Social technology, 46. Social unity, 126, 140-2. Socialism, 179. Societal, 16. Societary, 16. Societies, classification of, 345- 51. Society, conceptions of, 9-15; final definition of, 131; consti- tutive principle of, 11-14; meaning of, 390-5; origin of, 124-40; psychological view of, 143-54, 388-90; solidarity or unity of, 140-3 ; nature of, 382- 95; contract theory of, 382-5; organic theory of, 385-8. Sociological method, 91. Sociological point of view, 59, 142. Sociological theory of progress, 379-81. Sociology, conceptions of, 1-8; 415 INDEX working definition of, 7, 8, 15; subject-matter of, 20-1; unit of investigation in, 21, 22; problems of, 22-6; static and dynamic, 26-7; descriptive, 27- 8; relations to other sciences, 29-65; to the special social sciences, 29 ; to economics, 33- 5; to political science, 35-7; to jurisprudence, 37, 38; to the science of religion, 38, 39; to ethics, 39-44; to the science of education, 44, 45 ; to the ap- plied social sciences, 45-7; to the science of philanthropy, 2, 46; to penology, 46; to social economics, 46, 47; to social politics, 46, 47; to home eco- nomics, 47; to history, 47-54; to objective history, 48 ; to his- torography, 49-52; to the phi- losophy of history, 52-4; to biology, 55-7; to physical an- thropology, 56; to psychology, 58-60, 343; to social psychol- ogy, 60-4; to philosophy, 66- 81 ; to social philosophy, 66, 67 ; to metaphysics, 68-81. Sociology, a natural science, 67, 68. Socius, the, 21-2. Solidarity, social, 140, 159, 183. Spencer, Herbert, 5, 9, 28, 42, 83, 262, 317, 386. Spontaneity of the organism, 100-4. State, distinguished from society, 9-10, 35-6. Static civilizations, 174-6. Static problems of sociology, 22-3. Statics, social, 23, 26-7. Statistical method, the, 85-6. Stein, Ludwig, 66, 72, 140. Steinmetz, S. R., 28. Stephen, Leslie, 42. Stimulus and response, 76-7, 100-4. Stimulus, nature of the, 102. Stratified societies, 194. Stratton, George M., 71, 101. Stuckenberg, J. H. W., 14. Subjective environment, the, 265- 6. Subjective factors in the social life, 279, 281-8. Suggestibility, 226. Sumner, W. G., 16, 148. Survival, social, 25. Sutherland, Alexander, 129, 323.' Sympathetic introspection, 90. Sympathy, function of, 155-7, 319-20 ; Giddings's law of, 157 ; role of in society, 309-29 ; psy- chology of, 309-13; definition of, 309-12; connections with altruism, 313-4; and conscious- ness of kind, 315-7; theory of society, 317-8; as a conserva- tive factor, 320-2; as a factor in progress, 322-7. Synthesis, method of, 91; of so- cial movements, 379-80. Tarde, Garbiel, 13, 243, 294, 295, 296, 297, 302, 305, 309, 318. Teleological element in human society, 72, 79, 80, 100, 104. Thilly, Frank, 40. Thomas, W. I., 61, 133, 235. Thomson, J. Arthur, 7, 8, 55, 64, 138, 235. Thorndike, E. L., 58, 96, 97, 105, 106, 107, 111, 112, 114, 116, 416 INDEX 117, 118, 132, 204, 205, 207, 225, 233, 234, 236, 237, 238. Titchener, E. B., 76, 112. Tonnies, F., 348-9. Tosti, G., 57. Tradition, social, 136, 223, 256, 303-4, 351, 354, 372. Tropism theory, the, 103, 206. Trotter, W., 220, 224. U Understanding, social function of, 155-6, 319. Unity, social, 126, 140-3, 387-8. Variation, 56, 73, 99, 160, 205, 234, 269. Veblen, Thorstein, 212, 213, 230. Veracity, 222. Vico, 52. Vincent, George E., 2, 192. Virtues, social function of, 188, 358-9; the social, 222-4. W War, 139, 163, 196, 217-8, 361-2. Ward, Lester F., 3, 5, 19, 24, 42, 45, 60, 102, 136, 138, 165, 187, 202, 236, 248, 249, 252, 262, 265, 274, 279, 284, 285, 305, 307, 312, 313, 314, 317, 318, 322, 337, 369, 378, 379. Watson, J. B., 107. Waxweiler, E., 15, 18, 86, 88. Wells, H. G, 334. Westermarck, Edward, 3, 132, 134, 238. Will, popular, 339. Will, the, 109-12. Willoughby, W. W., 36. Wines, F. H., 46. Woman, 214, 234-6; social su- periority of, 235-6. Woodruff, Charles E., 213, 371. Worms, Ren6, 10, 74, 145. Wright, Carroll "D., 5. Wundt, Wilhelm, 58. , Yerkes, R. M., 77, 80. (2) THE END ', , , „ - I 1 f ' >i; ,) ',..'. ' 'i '. , ' i A,!,, ' " !'; ,'