CORNELL IJ;NIVERSITY LIBRARY GOLDWIN SMITH HALL FROM THE FUND GIVEN BY GOLDWIN SMITH 1909 Cornell University Library PT 91.F82 1901 A history of German literature as determ 3 1924 014 411 775 The original of tliis book is in tine Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924014411775 A HISTORY OF GERMAN LITERATURE AS DETERMINED BY SOCIAL FORCES KUNO fRANCKE, Ph.D. Professor 0/ German Literature in Harvard University SEVENTH IMPRESSION NEW YORK HENRY HOLT AND COMPANY 1907 Copyright, 1896, 1901, BY HENRY HOLT & CO. ZHetncn lieben ©efc^toxftern tn Seutfc^Ianb, ber Scanjets \xnb ZHejico tDtbme tdj btefe Blatter als etnen fdjrDadjen 2tus6rud unDerbriic^Itdjer Creue nnb 2tn^angltcljfett an unfer gemeinfames Vahtlanb. Die Litteraturen, scheint es mir, haben Jahreszeiten, die, miteinander abwecliselnd, wie in der Natur, gewisse Phanomene hervorbringen und sich der Reihe nach wiederholen. Goethe, Dichtung und Wahrheit III, 12. Die Gedanken kommen wieder, die Ueberzeugungen pflanzen sich fort, die ZustSnde gehen unwiederbringlich voruber. Goethe, Maximen und Keflexionen III. — und so oft im erneuenden Umschwung In verjungter Gestalt aufstrebte die Welt, Klang auch ein germanisches Lied nach. Platen, Der Romantische Oedipus V. PREFACE. The following attempt to define what seem to me the essential features of German literature is made from the point of view of the student of civilization rather than from that of the linguistic scholar or the literary critic. My own university studies under such men as Giesebrecht, Brunn, Erwin Rohde, Paulsen; my subsequent work under Georg Waitz; and the part taken by me in editing for the Monumenta Germanics Historica the controversial writings of the eleventh and twelfth centuries — all this has naturally led me to look at the substance rather than the form of literature, to see in literature primarily the working of popu- lar forces, to consider it chiefly as an expression of national culture. To this personal bias there was added the consideration that, while there is no lack of works dealing with the his- tory of German literature from the linguistic or the literary point of view, there seems to be a decided need of a book which, based upon an original study of the sources, should give a coherent account of the great intellectual movements of German life as expressed in literature; which should point out the mutual relation of action and reaction between these movements and the social and political condition of the masses from which they sprang or which they affected; VI PREFACE, which, in short, should trace the history of the German people in the works of its thinkers and poets. No one could feel more clearly than I how far the present essay falls short of achieving what is implied in the foregoing remarks. All that I wish to claim is that this is an honest attempt, to analyze the social, religious, and moral forces which determined the growth of German litera- ture as a whole. And all that I can hope is that the very distance which separates me from the country of my birth may have helped me to see at least some of its intellectual mountain-peaks as they tower up in clear outline above the dark stretch of the hills and the lowlands. As to the fundamental principles which have shaped my conception of German literature, I may here say this. It seems to me that all literary development is determined by the incessant conflict of two elemental human tendencies: the tendency toward personal freedom and the tendency toward collective organization. The former leads to the observation and representation of whatever is striking, genuine, individual; in short, to realism. The latter leads to the observation and representation of whatever is beauti- ful, significant, universal; in short, to idealism. The indi- vidualistic tendency, if unchecked, may lead either to a vulgar naturalism or to a fantastic mysticism. The col- lectivistic tendency, if unchecked, may lead to an empty conventionalism. Those ages and those men in whom the individualistic and the collectivistic tendencies are evenly balanced, produce the works of literature which are truly great. Should this book reach the shores of Germany, let it greet from me all the dear old places and faces; especially three friends and associates of youthful days, the thought of whom was constantly with me while writing it: Friedrich Renter, professor at the Altona ' Christianeum '; Friedrich Paulsen, professor at the University of Berlin; Ferdinand Tonnies, professor at the University of Kiel. I should be PREFACE. VU happy if they were to find here a not altogether unworthy expression of the ideals which were the bond of our friend- ship in years gone by. To my American friends and colleagues, Ephraim Emer- ton and G. L. Kittredge, I am indebted for a careful re- vision of the language of the book. But in spite of this kind service, for which I wish here to express my sincerest gratitude, its style will easily betray the foreigner. KuNO Francke. Cambridge, Mass., U. S. A., December i, 1895. PREFACE TO THE SECOND EDITION. In sending the second edition of this book to press, I cannot withhold the wish that it might have been possible for me to make a more extensive use of the suggestions offered in so friendly a spirit by not a few of my reviewers. But inasmuch as some at least of these changes would in- volve the rewriting of considerable portions of the book, I shall have to leave this task to some future opportunity, A few slight changes, however, have been made and typo- graphical errors have been corrected. K. F. January 3, 1897. In the third edition, also, only a few minor corrections have been made. K. F. March 23, 1899. NOTE TO THE FOURTH EDITION. At the suggestion of my publishers, the fourth American edition of " Social Forces in German Literature " appears under a different title. I have assented to this change partly in order to secure uniformity of title with the first English edition which is to be brought out simultaneously by Messrs. George Bell & Sons, partly because the present title indicates more clearly than the former the fact that this book attempts to give a comprehensive account of the development of German literature as a whole. In substance the only change made in this edition is a somewhat fuller treatment of the contemporary German drama. Part of the new matter is reprinted — with the kind consent of Messrs. Dodd, Mead & Co. — from my " Glimpses of Modern German Culture." K.F. February, 27, 1901. TABLE OF CONTENT& INTRODUCTION. PAGE The Epochs of German Culture 3 CHAPTER I. THE PERIOD OF THE MIGRATIONS. (From the Fifth to the Ninth Century.) The disintegrating effect of the Migrations upon public morality. — The Germanic Epic. The historical and mythical elements of the different sagas. — Leading char- acters of the Dietrich-, Wolfdietrich-, Walthari-, Gudrun-, and Nibelung-sagas 7 CHAPTER II. THE GROWTH OF MEDIjEVAL HIERARCHY AND FEUDALISM. (From the Ninth to the Middle of the Twelfth Century.) The conflict, in mediaeval life, between church and state; and the corresponding conflict, in mediaeval literature, be- tween the spiritual and the worldly. — Heljand. Otfrid's Harmony of the Gospels. — Liudprand of Cremona. Ecbasis Captivi. Rosvitha. Ruodlieb. Konig Rother. Herzog Ernst. Rolandslied. Alexanderlied 34 CHAPTER III. THE HEIGHT OF CHIVALRIC CULTURE. (From the Middle of the Twelfth to the Middle of the Thirteenth Century.) The approach, in the aristocratic society of the Hohenstaufen epoch, toward a reconciliation between the spiritual and ix X TABLE OF CONTENTS. PAGB the worldly. — Minnesong: Walther von der Vogelweide. — Revival of the ancient Germanic Epic : Nibelungenlied."' Gudrun.— The Court Epic: Hartmann von Aue. Wolfram- von Eschenbach. Gottfried von Strassburg 63 CHAPTER IV. THE RISE OF THE MIDDLE CLASSES. (From the Middle of the Thirteenth to the Sixteenth Century.) Growth of territorial sovereignty and municipal independ- ence. — The beginnings of modern individualism. — The Mystic Movement: Berthold von Regensburg. Eckhart. Suso. Tauler. — The Volkslied. — Didactic and satirical narrative: Der Pfaffe Amis. Meier Helmbrecht. Hugo von Trimberg's Renner. Boner's Edelstein. Sebastian Brant. Reinkede Vos. Thomas Murner. Till Eulen- spiegel. — The religious drama: Ludus de Antichristo. Wiener Osterspiel. Alsfelder Passionsspiel. Hessisches Weihnachtspiel. Redentiner Osterspiel. — The Fast- nachtspiel 100 CHAPTER V. THE ERA OF THE REFORM A TION. (The Sixteenth Century.) The democratic movement of the beginning of the sixteenth century. — Humanism: Erasmus's Moriae Encomium and Enchiridion Militis Christiani. Hutten's Dialogues and other anti-Roman writings. — Luther's revolutionary pamphlets of 1520. — The turning-point of the Reforma- tion. Luther's return to authority. — The effect of the re- action upon literature. Hans Sachs. Johann Fischart. The Faust-book of 1587 joq CHAPTER VI. THE STRUGGLE AGAINST ABSOLUTISM AND THE BEGINNINGS OF MODERN LIFE. (The Seventeenth and the First Half of the Eighteenth Century.) I. The Recovery FROM THE Thirty Years' War. The growth of Prussia.— Pietism and Rationalism. Leibniz 172 TABLE OF CONTENTS. XI PAG1£ 2- Pseudo-classicism. Opitz. Gottsched. The literature of gallantry 178 3. The Individualistic Undercurrent of Seventeenth- century Literature. Religious poetry: Fleming. Gerhardt. Spec. ScheiHer. — Satire and novel: Logau. Moscherosch. Grimmelshausen. — Comedy: Gryphius. Weise 187 4. The Sentimentalism and Rationalism of the First Half of the Eighteenth Century. Giinther. Brookes. Haller. The Anacreonticists. Gellert 213 CHAPTER VII. THE AGE OF FREDERICK THE GREA T AND THE HEIGHT OF ENLIGHTENMENT. (The Third Quarter of the Eighteenth Century.) [. The Enlightened Absolutism. The conflict between Frederick's intellectual convictions and political methods. Its effect on modern German culture 228 2. Klopstock. His spirituality. His poetic quality as ex- emplified in the Messias. His patriotism. His cosmo- politanism 233 3. Wieland. His ideal of culture as shown in Agathon. His position as literary interpreter of the rationalistic phi- losophy • 251 4. Lessing. The destruction of Gottschedianism. — The re- discovery of classic antiquity: Winckelmann. Laokoon. Hamburgische Dramaturgic. — The creation of a national drama: Tellheim and Odoardo as its types. — The positive and the rational religion: Anti-Goeze. Nathan. Die Erziehung des Menschengeschlechts. — Frederick's De la Littgrature Allemande 265 CHAPTER VIII. THE AGE OF THE REVOLUTION AND THE CLIMAX OP INDIVIDUA LISM. (The End of the Eighteenth and the Beginnings of the Nineteenth Century.) I. The Storm-and-Stress Movement. Its revolutionary tendencies: Lenz. H. L. Wagner. Klinger. Schubart. Maler Mailer. Fr. Stolberg/ BiUgor. Heinse. — Con- xii TABLE OF CONTENTS. servative influences: Justus Moeser.— The outcome of the movement 3°^ II. The Classics of Individualism. 1. Herder. The idea of organic development. Literature as an index of national culture. The apotheosis of humanity 3i° 2. Kant. The Pure Reason. The Moral Law. Latent Pantheism.— The new Humanism: Wilhelm von Hum- boldt 328 3. Goethe and Schiller. Their part in the Storm-and-Stress movement: Goetz. Werther. Faust. Egmont. Die RSuber. Kabale und Liebe. Don Carlos. — Goethe's maturity: Lyrics and Ballads. Iphigenie. Tasso. Wil- helm Meister. Hermann und Dorothea. The second conception of Faust. — Schiller's maturity: ^Esthetic prose writings. Lyrics and ballads. Wallenstein. Maria Stuart. Jungfrau von Orleans. Braut von Messina. Tell. — Goethe and Schiller as public characters 335 CHAPTER IX. THE ERA OF NATIONAL RECONSTRUCTION AND THE GROWTH OF THE COLLECTIVISTIC IDEAL. (Prom the Beginning of the Nineteenth Century to the Revolution of 1S48.) I. The Transition from Classicism to Romanticism. Jean Paul. His sense of the unity of life. His greatness as landscape-painter; as genre-painter; as humorist. His excessive individualism. His capriciousness. His lack of form 399 II. The Disintegration OF Classicism. Early Romanticism a. caricature of Classicism. Tieck's William Lovell. Friedrich Schlegel's Lucinde. Novalis 412 III. The Regeneration of the German People and the Wars of Liberation. 1. Pantheism and Socialism. Schleiermacher's Reden ttber die Religion and Monologen. Fichte's Grundzflge des gegenwartigen Zeitalters and Reden an die deutsche Nation 428 2. The Renaissance of the German Past. Holderlin. Wack- enroder. Novalis's Geistliche Lieder. Tieck and his TABLE OF CONTPNTS. XIU PAGE followers. August Wilhelm Schlegel. Des Knaben Wunderhorn. GOrres. The brothers Grimm 444 3, The New Poetry and the National Uprising, Kleist: Der zerbrochene Krug. Penthesilea. Kathchen von Heil- bronn. Kohlhaas. Hermannsschlacht. Katechismus der Deutschen. Prinz von Homburg. — Uhland. — The war of 1813. KSrner. Arndt 467 IV. The Age of the Restoration. 1. The Effect of the Political Reaction upon Literature. Grillparzer. Rilckert. Schopenhauer. Lenau. Platen. Immermann. BSrne. Heine 495 2. The Victory of Liberalism. Goethe's old age. Wilhelm Meisters Wanderjahre and the Second Part of Faust. Hegel. Rechtsphilosophie and Philosophic der Ge- schichte. The development from 1830 to the Revolution 0(1848 ^ 527 EPILOGUE. RiCHAKD Wagner. The Contemporary Drama* 548 Index 581 LIST OF ABBREVIATIONS. GdgPh, = Grundriss der germanischen Philologie, herausgege- ben von H. Paul. Strassburg, 1891-93. GG. = K. Goedeke, Grundriss zur Geschichte der deutschen Dichtung. Zweite Aufl., Hannover (Dresden), 1884-91. MSD. 5= Milllenhoff und Scherer, Denkmaler deutscher Poesie und Prosa aus dem 8.-I2. Jahrhundert. Dritte Aufl., Berlin, 1892. DNL. s= Deutsche National-Litteratur, herausgegeben von Joseph Kurschner. Berlin und Stuttgart. NddLw. = Neudrucke deutscher Litteraturwerke des 16. und 17. Jahrhunderts, herausgegeben von W. Braune. Halle, 1882 £f. DLD. = Deutsche Litteraturdenkmale des iB. (und 19.) Jahr- hunderts, herausgegeben von B. Seuffert (und A. Sauer). Heilbronn (Stuttgart), 1882 ff. xiv INTRODUCTION. THE EPOCHS OF GERMAN CULTURE. The fundamental conception which underlies the follow- ing account of the development of German literature is that of a continual struggle between individualistic and collec- tivistic tendencies, between man and society, between per- sonality and tradition, between liberty and unity, between cosmopolitanism and nationality, — a struggle which maybe said to be the prime motive power of all human progress. The first appearance of Germanic tribes in the foreground of European history, the influx of the Northern barbarians into the decaying civilization of the Roman empire, is marked by a dissolution of all social bonds. Severed from their native soil, thrust into a world in which their ancestral faith, customs, institutions have no authority, the Teutons of the era of the Migrations experience for the first time on a grand scale the conflict between universal law and indi- vidual passion. The Germanic epic with its colossal types of heroic devotion, greed, and guilt, is the poetic embodi- ment of this tragic conflict. Out of the bloody tumult of the Migration epoch there rise gradually, from the ninth century on, the outlines of a new social order. The Carolingian monarchy, a gigantic attempt to unite the whole continent under Germanic rule, soon gives way to more limited and more natural political combinations; and by the middle of the tenth century we see for the first time a distinctly German state holding its place among, or rather above, a variety of 3 4 SOCIAL FORCES IN GERMAN LITERATURE. Other nationalities. At the same time, the papacy, as the representative both of the Christian ideal of cosmopolitan- ism and of the Roman claim to world-dominion, extends its centralizing influence over the whole Occident, thus creat- ing a new international bond of spiritual relationship. In the fierce and prolonged struggles which, with alternating success, are waged between empire and papacy, the intellec- tual life of feudal society reaches its first climax. Under the influence of all these contrasting tendencies there grows up a literature which, though controlled exclusively by ecclesiastics, oscillates for a long time between a drastic rep- resentation of every-day reality, and ideal images of the inner life; until about the middle of the twelfth century, simultaneously with the heightening of the whole national existence brought about by the crusades, attempts are made to depict human nature in its fulness. The end of the twelfth century and the beginning of the thirteenth show mediaeval society at its height. The struggle between empire and papacy now assumes its grand- est proportions and brings forth the most striking mani- festations of collective consciousness. The aristocratic principles of chivalry have been fully established, and are accepted as the foundation of public life. Allegiance to the feudal lord, to the church, to the chosen lady; a decorous be- haviour, courtliness of speech and bearing, valour, readiness for service, self-possession, gentleness, magnanimity, mode- ration; the whole galaxy of virtues suggested by the one word diu mdze (measure): — these are the duties magnified by an age whose social etiquette seems to bring back in a new form the Greek ideal of KaXoKaya-dia. In the Minnesong; in the rejuvenated and transformed Germanic epic of the Migration period; in the adaptation, through the medium of the French, of Celtic and Graeco-Roman epic traditions; the chivalric ideal receives its supreme poetic expression. At the same time, however, there is seen in the finest repre- sentatives of chivalric culture — in Walther von der Vogel- THE EPOCHS OF GERMAN CULTURE. J weide, Hartmann von Aue, Wolfram von Eschenbach, Gottfried von Strassburg — an instinctive reaching out be- yond the limits of this culture, a divinatory anticipation of a new social order. The beginnings of this new order make themselves felt about the middle of the thirteenth century. While the! empire falls a prey to sectional rivalries, while the church; shows signs of internal decay, while chivalry deteriorates both economically and morally, modern freedom finds its first! embodiment in the communal independence of the greaV commercial centres. Corporate interest, to be sure, remains even here the chief concern of life ; but by its side, or rather within it, there develops a spirit of self-assertion, of observation, of introspection, which ultimately must turn against the corporate consciousness and destroy it. In the directness and subjectivity of the Volkslied; in the sturdy realism of the religious drama; in the glorification by the Mystics of the inner union between God and the individual soul; in the proclamation by the Humanists of the sove- reignty of the individual intellect — we see different phases of that revolt against mediaeval society which culminates in the religious Reformation. The reformation begins with a grand movement for popular freedom; it ends by establishing more firmly fhan ever the absolutism, religious as well as political, of the ter- ritorial princes. It begins with the restoration of national unity and greatness in sight; it ends in the misery of the Thirty Years' War. By the middle of the seventeenth century, the fate of Germany seems to be sealed. Instead of the generous, broad, all-embracing mediaeval church there dominates in religious affairs a narrow, spiteful, inquisitorial sectarianism. Instead of the cultivated and public-spirited aristocracy of the Hohenstaufen period, there rules in political matters an ignorant, swaggering, depraved cavalier- dom. The proud, stately, self-asserting burgher of the palmy days of the Hanse has been transformed into a 6 SOCIAL FORCES IN GERMAN LITERATURE. timid, cowed, official-ridden subject. Literature is degraded into a plaything for idle courtiers. The German past is effaced. Society is atomized; public life is dead. At this point there sets in a movement, the roots of which go back to Humanism and the Reformation, the climax of which is attained in the age of Kant and Goethe, ^the struggle for completeness of individuality. Debarred from active participation in public life, hemmed in by nar- row surroundings, out of contact with the nation at large, Germany's best men now turn all the more eagerly to the cultivation of the inner self. Reorganization of the national body through regeneration of the individual mind — this now becomes the great task of literature. Pietism and Rationalism, Sentimentalism and Storm-and-Stress, Classi- cism and Romanticism, co-operate in this common task of building up and rounding out the inner life. And at the end of the eighteenth century, at the very time when the last remnants of the old German empire are swept away by the irresistible tide of the French Revolution, German cul- ture has reached a height which is best described in the words of Goethe : " Germany as a whole is nothing, the individual German is everything." And here, finally, begins the last great movement of Ger- man thought. Just as Wolfram von Eschenbach and his peers point beyond the conventions of chivalric society toward individual freedom and culture, so Goethe, Schiller, and their kin point beyond individual freedom and culture toward the common tasks of a new society. German litera- ture of the nineteenth century, while by no means discard- ing the individualism of the eighteenth, finds its highest inspiration in this new, collectivistic ideal. This is, in outline, the intellectual development which we shall now proceed to consider in detail, briefly up jto the time of the Thirty Years' War, somewhat more fully from the middle of the seventeenth to the middle of the nine- teenth century. CHAPTER I. THE PERIOD OF THE MIGRATIONS. (From the Fifth to the Ninth Century.) The period of the Migrations, introducing for the first time Germanic tribes as shapers of the destiny of Europe, forms the opening chapter in the political career _, of the German people. From their seats north mentsoftte and east of the Danube and the Rhine, where 'arioua tribes, we find the Germans settled at the time of Augustus, they move, tribe after tribe, southward and westward and grad- ually overrun the greater part of the Roman empire. First, to mention only a few striking dates, the Visigoths under their heroic leader Alaric (d. 410) sweep over the Balkan peninsula, down into Greece, and through all Italy, until they finally settle in Spain. They are succeeded by the Vandals, who with equally irresistible rapidity pass through middle and southwestern Europe, cross over to Africa (429), and from there, by frequent piratical expeditions, terrorize the coasts of the Mediterranean. About the same time the Burgundians leave their seats between the Oder and the Vistula and settle in the upper Rhine valley; until, defeated in aviolent conflict with Hunnish tribes (437), they abandon this new home also anV^move on towards the banks of the Rhone. Soon after {449), the Anglo-Saxons, hired by the Britons to assist them in their struggle against the Picts and Scots, swarm over the Channel and, having conquered the common foe, defeat and subdue their former allies. There follows the gigantic clash between the Roman world and the Hunnish invaders under Attila; and here again Ger- 7 8 SOCIAL FORCES IN GERMAN LITERATURE. manic tribes play an important part. Attila himself appears half Germanized, his name is Gothic,' at his court he re- ceives Gothic singers, Ostrogoths and Thuringians form a part of his hosts; but against him also, on the side of the Romans, there are German armies, and the great battle of Chilons (451) is won mainly through the valour of the Visi- goths. Shortly afterwards the domination of Italy passes definitely into German hands? In 476 Odoacer, a chieftain of the tribe of the Heruli, dethrones the powerless Roman emperor and assumes himself the title of patricius and king of Italy. This rule soon gives way to that of the noble tribe of the Ostrogoths, who under their great leader The- oderic and his successors not only extend their sway over the greater part of the peninsula, but also attempt to bring about a reconciliation between Germanic and Roman cul- ture and institutions; until they, in turn, succumb to the armies of the Byzantine emperor (552). Now the Lango- bards rush into the place left free by the Ostrogoths, and for two centuries (568-774) subject the people of northern Italy to an iron military rule, without, however, leaving more than a sporadic impress on the character of the van- quished country. Finally, the Franks, by overthrowing the Roman rule in Gaul and by gradually forcing the other German tribes into their allegiance, become the dominating power in Europe, and, under Charles the Great, even restore the name and supremacy of the old Roman empire. With the foundation of the Carolingian monarchy the westward wanderings of the Germanic nations may be said to have come to an end; except for the Norsemen, whose Viking expeditions continued to infest the coast districts of north- ern and western Europe throughout the ninth century, terminating only with the establishmeHt of that Norman ' It is a diminutive form of Goth, atta = father. Cf. J. Grimm, Gesch. der d. Sfr* p. 189. 332. F. Kluge, NominaU StammHldungs- Uhre § S6. THE PERIOD OF THE MIGRATIONS. 9 colony on French soil (912) which was destined to be the foster-mother of English greatness. The full extent of the extraordinary revolution which these centuries of uninterrupted warfare and tumult pro- duced in the life and character of the German Effect of the race it is hard for us to appreciate at this dis- JJigrations on '^ '^ . the national tant day. But if we were to express m a word character. the main lines on which this revolution seems to have pro- ceeded, we might say that the Teutons during the period of the Migrations conquered the world at the expense of them- selves. In the time of Tacitus they were the most purely aboriginal and unadulterated nation of Europe; in the time of Charles the Great they are largely Romanized. Before they had crossed the Danube, they prayed to Wodan and Donar and Frija; having overthrown the Roman empire, they bow before the Crucified One. Once, in their native ♦woods, they were free men; now, on foreign soil, they obey kings. It would, of course, be a mistake to see in this self- surrender of Germanic tradition and faith a loss only.| Without the influx of Roman elements, without Christian- ity, without the feudal monarchy, the history of the Middle \ Ages would have been without its greatest glory and its greatest achievements. And even the very process of mas- tering the new form of life, the struggle between native and foreign conceptions and institutions, seems to have brought out in the character of the German invaders traits which otherwise might have remained hidden. There can be little doubt that it was this very conflict which gave rise to those manifestations of a haughty race- feelins which are so characteristic of the heroes , , ,,. . • •■ • , II.- Baoe feeling, of the Migration period. As early as the begin- ning of the third century an adventurous Gothic herdboy — the later emperor Maximinus — found his way into the camp of a Roman army and the presence of the Roman emperor. Far from being overawed by the august surroundings, he at once enters upon a wrestling-match with one of the im- 10 SOCIAL FORCES IN GERMAN LITERATURE. perial body-guards, and tries to outrun the horse of the emperor himself." When Alaric, before the walls of Rome, is met by a deputation of citizens, who, in order to frighten him from an attack on the city, point out to him the strength of the Roman army, he answers:' "Well, the thicker the grass the easier it is to mow." When the Vandal king Geiseric sets out on one of his piratic expeditions, and the pilot asks him whither he shall direct his course, the king replies:' "Wherever there are people with whom God is angry." Such stories, be they historically correct or not, show at least the spirit attributed to the leaders of the in- vaders by their own contemporaries; and something of the same spirit, of the same contempt for their enemies, of the same fatalistic belief in their own power and race-superiority, must have lived in the masses of the invaders also. Surely, nothing could be prouder and more defiant than the self- characterization of the Franks in the prologue of their national code, the Lex Salica:'' " The glorious people of the Franks, whose founder is God himself, brave in arms, firm in peace, wise in council, noble in body, radiant in health, excelling in beauty, daring, quick, hardened, . . . this is the people which shook the cruel yoke of the Romans from its neck." Alongside of this proud self-consciousness of a people brimming over with animal vigour and youthful defiance we Oontaot with ^"^ ^" equally wonderful power of adaptation in higher ciTili- these German barbarians, and this faculty also is jation. stimulated by the contact with the higher ci\ Iliza- tion of Rome and the deeper thought of the Christian church. The history of the world knows few more impressive figures than Theoderic, the noble Ostrogoth, who, after having es- * Jordanes Geiica ed. Th. Mommsen XV, 84 ff. * Zosimus 'llTTopia v^a. ed. Imm. Bekker V, 40. * Procopius De bello Vandalico ed. W. Dindorf I, 5, * Zmc Salica ed. Merclcel fifol. IV., p. 93, THE PERIOD OF THE MIGRATIONS. II tablished the dominion of his people in Italy with bloody hand, attempts to rule as a prince of peace over Teutons and Romans alike, protecting the weak, advancing the public prosperity, establishing a new code of law, surround- ing himself with Roman statesmen, philosophers and artists, and at the same time preserving the proud, warlike traditions of his own people. No more venerable leader is seen at the beginning of any nation's history than Ulfilas, the bishop of the Visigoths (d. 381), who, a second Moses, guiding his people through war and strife, at the same time became, through his translation of the Bible, the creator of their written language. No purer and better men have ever lived than the Anglo-Saxon missionaries, such as Willibrord (d. c. 740) and Winifred (d. 755), who, only a few gen- erations after their own nation had been won over to Christianity, set out to preach the gospel to their Ger- man brethren on the Rhine and the Weser : men sturdy in mind and body, single-minded, open-eyed, full of com- mon sense, yet unflinchingly clinging to the spiritual, ready to lay down their lives at any moment in the service of the eternal. And what hero of the world's history could be compared to the man whose towering figure stands at the end of this whole epoch : Charles the Great ? His attempt to weld the Germanic tribes into one ^^J.°°*''* mighty nation may have been premature; his methods of spreading the Christian religion may have been crude and barbaric; his efforts, both for the renewal of classic literature and art and for the preservation of ancient Germanic poetry, may have been temporary fail- ures; yet it is not too much to say that his life-work was an anticipation of the course which German culture was to take during the next eight hundred years. His empire soon crumbled to pieces, but the idea of German unity and the memory of Germanic traditions remained alive, in spite of all that tended to obliterate them. The splendour of imperial 12 SOCIAL FORCES IN GERMAN LITERATURE. Aachen soon vanished, but the seeds from which was to spring the flower of mediaeval art had not been sown in vain. The fame of the imperial academy was soon forgotten, but the foundations had been laid for a system of public instruction which was to maintain throughout the Middle Ages the contact at least of the clergy with classic antiquity; and scholars like Paulus Diaconus, Einhard, and Alcuin, the emperor's most trusted advisers, must be counted among the forerunners of sixteenth-century Humanism. One may be fully sensible of these hopeful and positive features of the time, and yet find the chief characteristic of Dl inte ation ^^ period of the Migrations in a complete up- of public mo- rooting of public morality, a universal overturn- raUty. j^g gf inherited conceptions of right and wrong. Even if we consider the description of Germanic society by Tacitus, written about three hundred years before the Mi- grations began, as too idealistic and as, in some respects, overdrawn, there can be no doubt that the life of the Ger- mans at that time was in a singular degree surrounded and guarded by a pure tradition, that the sanctity of blood-rela- tionship, tlie holiness of the plighted word, the chastity of women, were with them ideals not yet to be defiled without popular chastisement. And nothing could more vividly ex- press the very essence of Germanic life at that time than the famous word of the Roman historian," that with the Germans good customs were more powerful than elsewhere good laws. Now this whole fabric of popular custom is broken up. In the decades, nay, centuries of perpetual fighting and wan- dering that follow, tribal traditions are effaced, the contact with the native soil is lost, family ties are severed, religious beliefs are shattered. And now there appear, as the typical • Tacitus Germania ed. Mtillenhoff, t. 19. — A masterly character- iration of primitive Germanic culture in K. Lamprecht, Deutsche Ge- schichte I, 160 ff. Cf. W. Arnold, Deutsche Urzeit p. 187 ff. F. Dabn, Gesch, d. deutschen Urzeit I, 122 ff. For the oldest religious poetry cf. R. Koegel, Gesch. d, d. Liti. its z. Ausg. d. MA. I, 12 ff. THE PERIOD OF THE MIGRATIONS. 13 hero and heroine of the period, the man without conscience, the woman without shame, believing in nothing but them- selves, restrained by nothing but the limits of their own power, individuals cut loose from the laws of common humanity. Especially the annals of the Langobards and the Franks are stained with the record of crimes, perhaps the most atrocious and colossal in human history. The Langobard ^;^^ g^j king Alboin had killed in battle the king of a Bosamond, rival tribe, Kunimund. Out of the murdered man's skull he ordered a drinking-cup to be made, his daughter Rosamond he carried away captive and made her his wife. Once, at a drinking-bout in his banquet-hall, he has the cup filled with wine, and offers it to the queen. Compelled to drink, she obeys, but she feels deeply the insult to her father's memory, and resolves on revenge. She hires a mur- derer, leads him herself into the room where Alboin is taking his noonday rest, binds the sword of the sleeping man to the bedstead, takes away his shield, and then watches him as he falls under the blows of the assassin. She marries an accomplice to the murder, Helmichis ; and both, taking with them Alboin's treasure, flee the country. But soon Rosamond's wanton desire is directed toward another lover. She gives poison to Helmichis ; but he, after putting the cup to his lips, feels what he has taken, and forces Rosamond to drink the rest of the deadly potion.' The whole record of Clovis, the king of the Franks, who through his alliance with the papal see laid the foundation of the feudal theocracy of the Middle Ages, is one of broken faith and brutal perfidy. It may suffice to relate one episode in his career, in the words of the bishop Gregory of Tours, the foremost con- temporary chronicler of the deeds of the Merovingian kings (d. 594)^: ' Paulus Diaconus Historia Langobardoruvt ed. G. Waitz II, 28 f. * GregorittS Turonensis Historia Francorum ed. W. Arndt II, 40. 14 SOCIAL FORCES IN GERMAN LITERATURE. "After Clovis had made Paris his capital, he sent secret messen- gers to Cloderic, son of Sigibert, king of the Ripuarian Franks, who resided at Cologne, with these words : ' Your father is old and feeble and lame. If he were dead, his kingdom and our friendship would be yours.' This message aroused the young man's cupidity, and set him to thinking how he could do away with his father. One day the latter was hunting in the forests on the banks of the Rhine opposite Cologne ; when at noon he was lying asleep in his tent, assassins, hired by his son, fell upon him and killed him. Thereupon the son sent messengers to king Clovis, who said in Cloderic's name : ' My father is dead, and his kingdom and treasures are now mine. Send some of your people to me, and I will gladly give you whatever of my father's treasure pleases you.' Clovis answered: 'I thank you for your good will. When my envoys come, do not hesitate, I pray you, to show them all ; for I shall not take anything of your riches.' The messengers came, and Cloderic showed them the treasure of his father. Leading them to one of the chests, he said : ' In this chest my father used to keep his coins.' ' Will you not,' answered the messengers, 'reach with your hand into it down to the bottom that we may see all that is in it ? ' He did so, and as he stooped, one of the men split his skull with an axe. Clovis, at the news of Cloderic's death, hastened to Cologne, called the people to- gether, and spoke as follows : ' Listen to what has happened! While I was far from here, sailing down the Scheldt river, Cloderic, the son of my own cousin Sigibert, coveting his father's realm, made him believe that I was seeking his life. And when the old man, alarmed by this suspicion, fled, he sent assassins after him who succeeded in killing him. Thereafter Cloderic himself, while displaying his father's treasures, was likewise murdered by a man unknown to me. In all these things I have had no part ; for I am not so wicked as to kill my own kin. But since it has thus come to pass, I give you this advice : turn to me, that you may live securely under ray protection.' The people, when they heard this, applauded Clovis, lifted him on the shield, and greeted him as king," It is hardly necessary to give further proofs of the utter disintegration of moral feeling brought about by the poli- tical and social revolution of the Migration period; but it may be added that the part played by women L'fShiia. ^'^ ^'^^^ shocking history of crime and perfidy seems to have been even more striking than that of men. There is a touch of genuine humanity in Rosa- THE PERIOD OF THE MIGRATIONS. 1$ mond s atrocities ; for they proceeded in the first place from filial attachment and wounded pride. But one looks in vain for any redeeming weakness or virtue in such characters as the Frankish princess Austrichildis, who, dying, entreated her husband to have the attendant physi- cians beheaded after her death," or the rival queens, Frede- gond and Brunhild, who involved a whole generation of Frankish princes in their own vice and villany. There is no parallel in history to the fearful death which Brunhild, by that time a white-haired matron of about seventy years, found in 613 at the hands of the enraged Frankish nobles. Convicted of the murder of ten members of the Mero- vingian dynasty, she was tortured for three days, led through the camp on the back of a camel, tied to the feet of wild horses and dragged to death. Her corpse was thrown into the fire.'° To sum up. I t is a. time of rapid national expansi on, of rad ical changes in habit, in conduct, in be iipt ; a tin|^'-£n11 of gigantic pa ssions, full of unscrupulous achiev e- ment, 'ihe heart o f the people is stirred by th e sight of great rndiviguair; a M^^^ S!g&e5s...j e.nEesjeiit- ing those tremendous forces which are shaping th e destin y oflhti ptJOplti lllj at, showlftg IB JJtHking proportions thp. power ot this youthful race both for good and for evil. Out o{_SJAcli ^ tray ail gr eat epics are Dorn . is'ucli a time it was when the Hindu peoplt! ftiTgrated from their peaceful settlements on the banks of the Indus south- ward, to conquer the nations of the Ganges edoareflexof valley; and the poetical reflection of this era of theMigra- warfare and conquest was the great national epic ™^' Mahabbharaia. Such a time it was when the Greeks fought their way into western Asia ; and the poetical re- flection of this combat was the Homeric poetry. Now the same thing happens again ; at the entrance of modern ' Gregorius Turonensis /. c. V, 35. '" Liber historiae Francorum ed. B. Krusch c. 40. 1 6 SOCIAL PORCES IN GERMAN LITERATURE. European history, and as a poetical reflection of the time of the Migrations, stand the great epic poems of the Ger- manic peoples : — creations alive with all the stir and strife of the time ; retaining an afterglow of the oldest mythical tradition, but strangely tinged with recent historical experi- ences ; representing the old Germanic idea of uprightness, devotion and fidelity, but also the loosening of all social bonds, and the rule of vile passions brought about through this age of revolt ; a grand triumphal song of world-wide victories, but also a fearful record of the reach of guilt and the tragedy of greatness. Our direct knowledge of these poems is very scanty. We know that they were sung or recited in the banquet-halls of Germanic kings, mostly by men of noble blood, 'u^''"^"'" ''*'^° themselves might have taken part in the heroic scenes which they described. The By- zantine statesman Priscus, in the narrative of his stay at the court of Attila, tells of the appearance of Gothic sing- ers at the royal table. " Towards evening," he says," "they lit torches, and two barbarians, stepping in front of Attila, recited songs celebrating his victories and warlike virtues. The guests looked intently at the singers, some enjoying the poems, some inspired by the thought of their own frays ; others, however, whose bodies had become feeble, and whose impetuosity had been calmed by age, bursting into tears." Jordanes, the historian of the Ostrogoths, relates of the nobles of his own race, that, accompanied by stringed instruments, they sang the heroic deeds of their ances- tors." In the Anglo-Saxon poem BSowulf a thane of the king is introduced," — a man renowned, mindful of songs, he who very many of old-time sagas, a great number remembered, " Cf. Historici Graeci minores ed. L. Dindorf I, 317. " Jordanes Getica V, 43. " V. 867 ff. ; Garnett's translation. THE PERIOD OF THE MIGSATIONS. 1 7 riding on horseback with other warriors and singing to them of dragon;fights and the winning of ring-hoards. We know, also, or may at least infer, that the form o^ all nf thqjie po ems once in existence was t he same as that of the few pr eserved to us : nameIv!tti'e''rlTTyffi^gT?gg''""''' "" ... ' II ' """ - " ■ '""' ill H I III ' Fonn, al literative verse, consisting of two half-lines . separaLejjL, j}^„a^ paa^ ir^j^ a ^mg^re^hose _ gand. jonoro us mn notonv was wonderfuUv adapted to the representation o f , a life oLoiilpit i v e he roism. But as to the subject-matter of these poems, the extent of the sagas treated in them, and the manner in which they were treated, our knowledge is for the most part based not upon these songs themselves but ^^i^^tBo^ . , . . , , epio poetry, upon indirect evidence drawn from works of a much later period. It is well known that the Christian church, considering the native Germanic traditions as heathenish monstrosities, tried to suppress them in every possible way. This attempt was so successful that, al- though even a man like Charles the Great asserted his influence for the preservation and collection of ancient popular lays," they had by the end of the tenth cen- tury, with a few exceptions, disappeared. And the only genuine remnants of the poetry of the Migration per- iod left to us are the Anglo-Saxon poem of Beowulf, just mentioned (end of the seventh century), a fragment of the old Low-German song of Hildebrand (c. 800), and the heroic lays of the Icelandic Edda (ninth and tenth centuries). Fortunately, hbwever, the memory of the deeds related in the ancient songs did not die out with the songs themselves. And when in the twelfth century, ushered in by the enthusiasm of the crusades and the glorious reign of the Hohenstaufen, a new epoch of literary greatness dawned upon Germany, the old heroes of the Migration period again took hold of the popular fancy " Einhard Vita Karoli Magni ed. G. Waitz c. 29. l8 SOCIAL FORCES IN GERMAN LITERA TURE. and again were celebrated in epic song. Of course they did not appear in the same guise as of old : they were thor- oughly Christianized, from fierce stormy barbarians they had turned into gallant chivalrous knights; and yet it is possible to detect the old spirit even in this new form, to recognise in these creations of the Minnesinger period the contemporaries of Attila and Theoderic. It is, then, from these later epics, in connection with the few older lays just mentioned, that we shall try to gather Combination at least a few hints of what the heroic poetry of of mythical jjjg Germanic peoples of the time of the Migra- and nistonoal . -^ ^ ^ elements. tions seems to have been. A feature common to al l, or n early all^of these lajfs, which pieJianaZIjiiore clear ^ ih^_ixy^'^^ ci^Tj^i^f^~^e>%iQTt our _mind the disinte- grating, transforming, and readjustinggrocess forced upon the Germanic tribes dunngjtheir wan^Oji^jis, on the one h4n3J^Xjtran^_JWending of half-forgotten mythical legend s with historical facts, o'n_the_otherj^ an utter con- fusion of the historical trad ition itse lf. Thus 'i'teocieric tke 6strogoth, or, as the epic poets, in memory of his victory over Odoacer near Verona (489), call him, Dietrich von Bern, is taken to be a contemporary, not only of Attila, who in reality lived in the time of his father, but also of king Ermanric, who lived more than a century before him; and this Ermanric is called king of Rome, in- stead of what he really was, king of the Goths. The his- torical fact then of the conquest of Italy by the Ostrogoths is reproduced in this legendary form: Theoderic is driven from his Italian home through the evil devices of his uncle Ermanric; with a few faithful followers he finds refuge at the court of Attila, where for long years he lives as an exile; finally he gathers an army round him, returns to Italy, defeats Ermanric, and wins back his inherited kingdom. In the same way the Beowulf saga retains the memory of an actual Danish chieftain, living in the beginning of the THE PERIOD OF THE MIGRA TIONS. - 1 9 sixth century, blended with the remnants of an ancient myth of the fight between a dragon and a godlike hero. So an old Vandal myth of a pair of divine youths, similar to that of Castor and Pollux, developed through a succession of curious interpretations and combinations into the sagas of Ortnit and Wolfdietrich, who are called kings of Lom- bardy and Constantinople ; and their legends are connected with confused recollections of the intestine wars of the_ Merovingian dynasty. So the sagas of Hilde, Gudrun, and Walthari, different as they are from each other in plot and scenery, the two former depicting episodes in the pirate life of the Norsemen, the latter introducing us into the conflict between Attila's hosts and the nations of western Europe, yet all three contain the same old mythical basis: the rape of a Valkyrie, the pursuit of the robber, and ai violent combat ensuing from it. / So, finally, t he Nib elungen saga, the gre atest of them al y conaists_of an almost inextricable web of mythical and his- torical threads intertwined! The mythical element" is of Frankish origin." There is a treasure upon which the gods have laid a curse; Siegfried, or, as the Norse poets call him, Sigurd wins it by killing the dragon hoarding it. There is an enchanted virgin sleeping on a mountain side surrounded by a wall of flames, to be delivered only by him who is chosen. Siegfried is the chosen one; he rides through the fiery wall, awakens Brun- hild, or, as the Norsemen also call her, Sigrdrifa, and makes her his bride. But soon he becomes the prey of demonic powers. He leaves his wife and arrives at the court of the king of the Nibelungs, the sons of darkness, who are imagined as a race living near the Rhine stream. Here, through a magic potion, he is made forgetful of Brunhild and marries the king's daughter, whose name in the later German poems is Kriemhild. The latter's brother »Cf. GdgPh. II, I,/. 25 f. 20 SOCIAL FORCES Ilf GERMAN LITERATURE. Gunther, in the Norse sources called Gunnar, hears of Brun- hild's beauty and sets out to woo her. Unable to overcome her strength, he appeals to Siegfried, and the latter, dis- guised as Gunther, conquers Brunhild for a second time. When Brunhild learns what an outrage has been done to her, she resolves on Siegfried's death. She incites the Nibelungs against him, and he is treacherously slain, his treasure being made the booty of his murderers. When Brunhild sees his corpse on the pyre, her passion for him bursts out once more; she stabs herself, and is burnt to- gether with her faithless lover. With this essentially mythical tale there were connected in course of time dim historical reminiscences of the period of the Migrations. At the beginning of this chapter was mentioned the decisive defeat which, in 437, the Bur- gundians, then settled in the upper Rhine valley, suffered in a terrible conflict with the Hunnish invaders, their king Gundicar and some twenty thousand of the tribe being killed. This king Gundicar is identified with the Gun- ther of the Siegfried saga, the Nibelungs are identified with the Burgundians, and their collision with the Huns is con- sidered as having been brought about through the latter's coveting Siegfried's treasure. But this is not enough. Although the historical Attila had nothing whatever to do with the conflict between the Huns and the Burgundians, his name also, being one of the most impressive of the time, is connected with the new form of the Nibelungen saga: he is introduced as the leader of the Huns in the destruction of Gunther's race. And finally, his wife Ildico, who is said to have murdered him, is identified with Siegfried's widow Kriemhild; and either, as in the Norse poems, appears as the avenger of the ruin of her race, the Burgundians, by killing her Hunnish husband, or, as in the later German form of the saga, marries him merely in order to take revenge, through him, on the murderers of her first husband, Sieg- fried. The last touch is added to the saga by the ap- THE PERIOD OF THE MIGRATIONS. 21 pearance of the great Thcoderic, who, in accordance with the majestic wisdom of his traditional character, here also takes the part of supreme judge. After the terrible struggle is over, Huns and Burgundians alike having been slaugh- tered by the thousand, the Gothic king steps up to Kriem- hild, the instigator of all this horror and bloodshed, and beheads her." Even from what has been said thus far, it must have be- come evident that the chief characteristic of the Fierceness of life portrayed in these sagas of the Migration the life por- . J . J. V 1- J 11 trayed in the period IS fierce combativeness and reckless Qermanio bravery. Let us illustrate this point somewhat epio. more fully by a few striking scenes. Hildebrand," the armourer " of Theoderic of Bern, has followed the latter into his exile at Attila's court. After many years' absence he sets out to ride home- ward. On his way he is met and challenged by his own son Hadubrand, who meanwhile has become a stranger to him. Hildebrand inquires froi-^ the younger man his descent and kin. He replies : " Thus told me our people, old and wise ones, who formerly lived, that Hilde- brand was my father ; I am Hadubrand. Once he went eastward, fleeing before Odoacer's wrath, with Theoderic and many of his thanes. He left in the land, helplessly sitting, his wife in the house, the child ungrown, bereft of the inheritance. Always he was at the head of the people, always fight was dearest to him. Not, I think, is he alive." " In the Nibtlungenlied Xias, execution is performed by Theoderic's armourer Hildebrand. " Cf. MSD.^ p. 2 ff. P. Piper, Die alteste deutscfu LUteratur {DXL. I) p. 145 ff- An excellent account of the warlike aspect of early Germanic life is given by F. B. Gummere, Germanic Origins p. 826 ff. '* About this office, its frequent mention in the Germanic sagas, and its political counterpart in the institution of the Frankish maior domus cf. Uhland, Schriften sur Gescfi. d. Diclitung u. Sage I, 242-253. 22 SOCIAL FORCES IN GERMAN LITERATURE. Upon these words the father makes himself known, and as a token of friendship offers his son a pair of golden brace- lets on the point of his spear. But Hadubrand suspects him to be a trickster, and rejects the gifts. " With the spear a man receives gifts, point against point. Thou old Hun, oversly, wishest to mislead me with thy words, wishest to smite me with thy spear. Thou art such an old man and yet designest evil. Thus told me seafaring men, westward over the Weiidelsea," that war took him away. Dead is Hildebrand, Heribrand's son." Now Hildebrand bewails his fate, which forces him to fight his own son; but not for a moment does he think of evading the combat. " Woe is me, avenging God, woeful fate is near. I wandered sum- mers and winters sixty; always they placed me in the crowd of the shooters, before no walls death was brought me; now my own child shall strike me with the sword, crush me with his axe, or I become his murderer. But he would be the basest of the Eastern men who would now refuse the fight, since thou desirest strife so much. Try then the combat, which of us to-day shall loose his mail-coat, or both of these byrnies possess." So they ride against each other with their spears; then they dismount and fight with swords; finally, it seems, — for the end of the lay is lost, — the father kills his own offspring."" Less pathetic, but perhaps for that reason all the more unmitigated in its grimness, is the Walthari saga, as it has Walthari ^^^" preserved to us in Latin by the monk '^* *"■ Ekkehard I. of St. Gallen (c. 930)." Walthari, like Hildebrand, has for years been living at the Hunnish court, sent thither as a hostage by his father, the Visigothic king " The Mediterranean. "» This tragic end is suggested by comparison with similar t;il"s of other nations, especially Persian and Gaelic. Cf. Uhland /. c. 164 ff. A happy ending in the ballad of the 15th century {DNL. VII., 301 ff.). «' Cf. Waltharius nianu fortis ed. Scheffel and Holder J.'iiSb ff J, KeUe, Gesch. d. d. Litt. bis z. Mitte J.ii. Jhdis. p. 218 ff. THE PERIOD OF THE MIGRATIONS. 23 of Aquitaine. There he has been betrothed to Hildegund, the daughter of the Burgundian king, who also had been carried away by the Huns. Now the two flee together, riding on one horse, laden with treasures stolen from Attila's palace. In the Vosges mountains king Gunther of Worms with twelve thanes falls on him; and there, at the mouth of a glen where the fugitives had rested for a night, a most fearful slaughter ensues. Eleven of Gunther's men are struck down, one after another, by Walthari's sword. For a time night puts an end to the contest; Walthari, ex- hausted by incessant fighting, lies down to sleep in his be- loved one's lap, while she, sitting erect, keeps herself awake by singing. But the next morning the two remaining foes, Gunther himself and his stalwart champion Hagen, ride up to avenge the death of their eleven comrades. And now Walthari's valour is put to a decisive test; he first rushes upon Gunther and with a tremendous blow hews off his leg near the hip. ^ Hagen avenges his master by chopping off Walthari's right hand. But even this does not daunt the irrepressible hero; he slips the stump of his right arm through the strap of his shield, grasps his sword with the left, and jumping upon Hagen knocks out his right eye, slashes his face, and dislodges six of his teeth. Now at last the martial spirit gives way to friendly feeling. The three mutilated fighters sit down on the grass, Hildegund dresses their wounds and passes the wine, and over grim jokes and raillery they forget their bleeding gashes. "In future," said Hagen to Walthari, "you will have to wear a leather glove stuffed with wool on your right arm, and make men believe it is your hand. Your sword will hang on your right hip, and if you want to embrace your dear wife Hildegund, you'll have to do it with the left arm." Oh, you one-eyed squinter," retorted Walthari, " I shall strike down many a deer with my left hand ere you will be able to eat again your roast of boar. But I'll give you friendly advice: when you get home, you had better have 24 SOCIAL FORCES IN GERMAN LITERATURE. some baby porridge cooked up for you; that is good for a toothless man, and strengthens his bones." Two figures, undoubtedly among the oldest of the Ger- manic hero-saga, who, in course of time have become con- nected, the one with the Gudrun, the other with the Nibe- lungen legend, may conclude this sketch of the fierceness of old Germanic life: Wate, Gudrun's most devoted champion, and Hagen, Siegfried's murderer. Wate seems originally to have been a sea-god. He is the son of a mermaid; his long grizzly beard inspires horror; when he blows his horn, the land quivers, the ^**°' sea foams up, and the walls of castles totter. Gradually, as the supernatural in him receded, he became the type of a wild, indomitable, irresistible Viking. In the Gudrunlied (beginning of the thirteenth century), he appears most strikingly on three different occasions. First, when Hettel, king of the Danes, has sent him with other vassals to sue for Hilde, daughter of the king of Ireland." He is introduced to the ladies of the royal household, and has to make conversation. Hilde asks him jestingly whether he prefers to sit and chat with beautiful women or to fight in the wild combat; he answers: "One thing suits me best. Never did I sit so softly with beautiful women that I would not rather with good knights fight in many a hard combat." Whereupon the girls laugh heartily. — Hilde and Hettel have been married, their daughter Gudrun has grown up a beautiful maiden, the Norsemen have carried her away, the Danes pursue the robbers: now Wate steps into the fore- ground for the second time.^^ At a low island near the mouth of the river Scheldt the Norsemen with their fair booty are overtaken, and here a bloody battle is fought, the famous battle' of the Wulpensand. It lasts from morn- ing till night : not so quickly do snowflakes sweep from the Alpine mountains as the spears flew hither and thither " Cf. Kmdrun ed. E. Martin str. 340 ff. " lb. str. 882 ff. 921 ff. THE PERIOD OF THE MIGRATIONS. 2$ that day. King Hettel himself was slain; when Wate saw him fall, his voice roared wildly, and like the evening red the helmets were seen aglow from his swift strokes. Under cover of the night the Norsemen escape, and the Danes return home beaten and cast down. Usually, when Wate returned from a battle, he came with trumpet-sound and glee. Now he rode still and silent into the castle; and when the people thronged around him and asked about their friends, he answered: "I will not lie; they have all been slain. Do not weep and wail, from death no one re- turns; but when our children are grown men, the time will come for revenge." Fourteen years have gone; Gudrun has remained a cajj- tive of the Norsemen, faithfully preserving in exile and misery her troth plighted to king Herwig of Sealand. Now at last the ships of the rescuing Danes appear. Wate leads them; he is fuming with long-repressed rage and thirst for/fight.'* He delights in the coolness of the night that precedes the battle. " How cheerful the air is," he exclaims, " how calm and refreshing ! how softly the moon shines ! how exalted I feel !" In the morning he blows his horn so loud that it is heard for thirty miles along the coast. At the head of his men he presses into the crowd of the Norsemen. Their chief, Hartmut, makes a stand against him, but is on the point of succumbing to his blows when Gudrun observes them from a window. Moved by womanly pity, she calls upon her lover Herwig to save Hart- mut, although he is her enemy, from the fierce Wate. Her- wig delivers her message to Wate, but he cries: "Out of the way, Herwig ! If I obeyed women, I should be out of my mind. If I spared our enemies, I should have to re- proach myself. He shall suffer for his misdeeds." And when Herwig tries to step between the two, he receives such a blow from the old fighter that he staggers and falls, »* Kudrun str. 1345 ff. 1491 ff. 26 SOCIAL FORCES IN GERMAN LITERATURE. and has to be carried from the field. And Wate rages on like a war-god, sparing not even women or children, and not pausing until the bloody work is done. If Wate, as Scherer has said, impresses us as a rude ele- mental force, we find in Hagen, added to this physical power, a mind of wonderful keenness and fertility." Even in the Waltharilied, where we saw him as Gun- *^°"" ther's vassal, he stands head and shoulders above the other knights, and even above his master. But it is only in the Nibelungenlied that his character comes out in all its dark grandeur. He is the principal figure at the court of Worms before Siegfried's arrival; through him Siegfried falls; and after Siegfried's death he at once assumes the leadership again. When the messengers come from Kriemhild and Ezzel (Attila) to invite the Nibelungs to the Hunnish court, he immediately feels that it is the arm of re- venge stretching out for him and his accomplices in Sieg- fried's murder. But he is too proud to shun the conse- quences of his own deeds. He himself leads the armed host on their journey eastward, he knows the way, he is the travellers' help and comfort. When they reach the Danube, he finds some mermaids sporting in the river. They prophesy to him the doom that awaits the Nibelungs in the land of the Huns. But Hagen, far from dissuading his friends from proceeding on their journey, keeps the tidings to himself until he has ferried them all over the river. Then he breaks the ferryboat to pieces and calls out to them": " None of us will return home from the land of the Huns." The same unflinching spirit, the same heroic fanaticism, the same eagerness to challenge fate rather than await it, he preserves throughout the awful events that follow." Kriem- " Cf. for the following Uhland /. c. 307-314. W. Scherer, Gesch. d. d. Liu. p. 119 ff. " Der Nibelunge NSt ed. Bartsch str. 1526 ff. " lb. str. 1761 ff. 1951 ff. THE PERIOD OF THE MIGRATIONS. 2J hild betrays her hatred of him from the very first moment that the Nibelungs have arrived at her court. She sees Hagen and his comrade, Volker the fiddler, sitting in front of the palace; followed by sixty Huns carrying concealed weapons, she descends from the hall and accosts the two men in a hostile manner. Hagen, unmoved and coldly de- fiant, keeps his seat, placing across his knees the sword which he took away from Siegfried when he slew him. And when Kriemhild at the sight of it bursts forth into passionate invectives, he answers: " Why all this talk ? Yes, I, Hagen, slew Siegfried; I am guilty of all this evil; let him avenge it who will, man or woman." None of the Huns dare approach him, and Kriemhild has to resort to another plan of attack. The Burgundian yeomen, who have been quartered sepa- rately from their masters, are fallen upon by a large crowd of Huns, and treacherously massacred. One of them es- capes, and appears covered with blood in the hall where the Burgundian and Hunnish princes are feasting to- gether. When Hagen sees him, he springs to his feet and shouts: "Our yeomen have been foully murdered. Up, friends! let the drinking-bout begin! " And striking off the head of Ezzel's young son, who is sitting near him at the table, he hurls it quivering into Kriemhild's lap. From here on,'' his only aim is to sell his life dearly. Like a mad- man he rages through the hall, striking down whoever comes near him. At night Kriemhild, who with Ezzel and his immediate followers has withdrawn from the palace, causes it to be set on fire. The heat is torturing; the Nibelungen heroes with difficulty protect themselves from the falling brands; but Hagen is unshaken, he calls upon his friends to quench their thirst with blood. " In such a heat, it is better than wine," he says. At last, vanquished by Dietrich and led captive before Kriemhild, he refuses to " For the following cf. Der Nibelunge N6t str. 2114 ff. 2367 fif. 28 SOCIAL FORCES IN GERMAN LITERATURE. tell her where Siegfried's treasure is concealed, and when she holds Gunther's bleeding head before him, he exclaims: " Now it has come to pass as 1 thought: the treasure now no one knows but God and myself; and from thee, thou daughter of hell, it shall forever be hidden! " Thereupon with Siegfried's sword Kriemhild severs Hagen's head from his body. It would be a grave mistake to believe the life of the Germanic heroes, as represented in epic poetry, an uninter- _, „ rupted succession of combat and violence. The The finer emo- '^ . tions in fter- very existence of this poetry is a proof that the manic life. finer emotions were by no means lacking in this life. The historian Procopius tells " of the Vandal king Gelimer, that in surrendering after a long and cruel siege to the Byzantine general, he asked as a last favour from his enemies for three things: a loaf of bread, to know once more how it tasted; a sponge to cool his eyes that had be- come dim with tears; a harp to sing his misery. The same contrast between the heroic and the gentle, between fero- city and sentiment, between wildness and artistic grace, per- vades the epic songs of this time. By the side of Wate, the grim warrior of the Gudrun saga, stands Horand the singer, not less heroic than he, but full of divine inspira- tion and melody. He has been taught his art " on the wild sea," probably by some water-sprite; and when he sings, the birds grow silent, the deer of the forest leave their pasture, the worms in the grass cease creeping, the fishes stop swim- ming, the sick and the well lose their senses." A similar trait helps to relieve even the atrociousness of the fate of the Nibelungs. King Gunnar, according to the Norse traditions," has a magic gift of music. Made captive by Atli (Attila) he is thrown into a snake-den, his hands be- " Procopius /. c. II, 6. '» Kudrun str. 388 ff. "' C£. Atlakvipa sir. 28 and Ailamql str. 60 ; Eddalieder ed. F. J6nsson II, 80. 89 ; V^lsungasaga ed. Bugge c. 37, THE PERIOD OF THE MIGRATIONS. 29 ing chained. But he strikes the harp with his toes so won- der tully that women weep, warriors are unnerved, the beams of ihe building burst, and the snakes fall asleep — except one viper who stings the hero to the heart. As to the mo ral side of life , there can be no question that these ep icsbring out in all its res.plen(jeri , t beauty at lea st one virtue, the safflfi y^\yr\^ TiPlp^H in hn iU. DietriohTon ing up the tnbai monarchies of thj«iiii©SiJon Bem, period: the virtue of personal at tachment and dey Qlion. The w'iiole legena ot Dfetrich von Bern rests on the idea of faithful allegiance between the king and his followers. Dietrich has sent out eight of his men to win a treasure. On their return, they fall into an ambush laid by the in- sidious Ermenrich. Night and day, Dietrich bewails their loss and longs to die. In vain he offers for them Ermen- rich's son and eighteen hundred men whom he is keeping as hostages. Ermenrich threatens to kill Dietrich's men, unless he cede his whole realm to him. And Dietrich an- swers:'" " Even though all empires of the world were mine, I would rather give them away than desert my dear faithful thanes." He keeps his word, abandons his kingdom, and goes with his faithful ones into exile. The same tone underlies the Wolfdietrich legend. Driven from his inheritance, cast about in a life of struggle and adventure, Wolfdietrich does not forget his , , . , , , WolHietricli. eleven champions at home, who on account 01 their fidelity to him have been chained and imprisoned. One night" he gets to the tower where they lie in fetters; and he hears their wailing, although he cannot see them, and is not allowed to speak to them. But when he rides away, he claps his hands and shouts: " I am not dead "; and the faithful men recognise the hoof-tramps of his horse, '" Cf. Dietrichs Flmht ed. E. Martin (Deutsches Hddenbuch II) v. 3784 ff. ^ Cf. Der grossc Wolfdieterich ed. A. Holtzmann str. 1312 ff. 30 SOCIAL FORCES IN GERMAN LITERATURE. and rejoice. Here, as Uhland has finely said," faith ap- pears as a spiritual bond, a sense in the darkness, an ever- wakeful memory, a nearness beyond time and space. In the Gudrun saga, it is loyalty to the bonds of love and kinship, which through strife and death leads to victory. Carried away from her ancestral flnditm. home, bereft in bloody combat of her father and many of her kin, Gudrun has been given the choice either to renounce her betrothed and to wear the crown with her abductor, or to submit to an ignominious ser- vitude. Her choice is soon made : she rejects the crown, and chooses thraldom. Twice seven years she performs the services of an humble housemaid, and bears quietly the contumelies heaped upon her by a spiteful mistress; twice seven years no smile comes upon her lips. But when at last the deliverers appear, she laughs out trium- phantly," and resumes at once her native nobility of speech and bearing. These epic impersonations of fidelity and allegiance are too numerous and conspicuous to be overlooked. And Predominance ^^^ ^^^""^ ^^ danger of attaching too much ofieokless importance to them. It has often been said passion. ^jj^j jjjg dominating ideal of old Germanic life was faith. It seems, however, as though, applied to the period of the Migrations, this statement is far from being true. Faith, allegiance, devotion, the precious inheritance of a preceding age, undoubtedly entered as factors into the life of the time, and helped to bring about the political and moral reconstruction of Europe. But the strongest incen- tive to action, at least on the part of the leaders of the peo- ple, seems to have been a primitive love of power, an in- domitable desire to live themselves out, an instinctive impulse to reach beyond themselves. The historical annals " L. c. 234. '' Cf. Kudrun sir. 1318 ft. THE PERIOD OF THE MIGRATIONS. 3 1 of the Migration period, as was pointed out before, are stained with greed, perfidy, and recklessness ; they bring before our minds, as the typical figure of the time, the individual cut loose from social bonds, full of animal vigour and susceptibility, keen-eyed and sharp-witted, but without any moral reserve, obeying the momentary impulse, having no higher ideal than himself, carrying the germ of ruin within him. No more tragic picture of this self-destruction of the Germanic race in its striving for power and self-gratifica- tion has been preserved to us than the saga of Sigurd and Brynhild. Guilt marks Sigurd's ^^^^^^ path from the very beginning. Before he wins the fatal treasure, he hears from the dragon who hoards it that a curse has been laid upon it by the gods. Without heeding this warning, he kills the dragon and lays hand on the gold. While he is roasting the dragon's heart — his master and companion, Regin, lying asleep near by — a drop of the monster's blood touches his lips and makes him understand the language of the birds. He hears them say: " Beware, Sigurd; there lies Regin thinking how he can deprive you of your treasure; you had better kill him." And so Sigurd kills Regin, and drinks his and the dragon's blood." Brynhild also bears the stamp of guilt upon her face. She is a fallen Valkyrie. In battle she has defied Odin's order by putting to death another man than him whom she had been commanded to slay. For this she has been put to sleep amidst the flames. When Sigurd, riding through the flames, awakes her, she greets him with a passionate outburst of delight." " Hail to thee. Day ! Hail to you. Sons of Day! Hail to thee. Night and thy daughter Earth ! With unresentful eyes look upon us and give us victory ! ^^ Cf. Fdfnesmil ^, str. 1. 2 ; Eddalieder ^A. F. Jbnsson II, 41. " Cf. SigrdHfom^l sir. I. 2 ; /. t. 43. 3^ SOCIAL FORCES IN GERMAN LITERATURE. Hail to you, Gods ! Hail to you, Goddesses ! Hail to thee, fruit-bearing field ! Word and wisdom give to us two and ever-healing hands." They are united, but soon Sigurd's evil fate drives him on. He leaves Brynhild, and not only forgets her in the arms of Gudrun, the Nibelung princess, but, disguised as- Gunnar, even forces Brynhild to become the latter's wife. When Brynhild sees him again at the court of the Nibelungs, she is torn with wrath and jealousy." " Lonely she sat when evening came, outside of the house, and said to herself: ' Die I will, or have Sigurd in my arms. I said the word, but now I repent it. His wife is Gudrun, and I am Gunnar's. Evil Norns gave us long-lasting pain.' Often she went, filled with gloom, over the ice-fields and glaciers at eventide, when Sigurd and his bride were lying together." Now it hap- pened" that one day the two queens Brynhild and Gudrun were bathing together in the Rhine. Brynhild would not allow Gudrun to go into the water further up stream than she. " For why," she said, " should I suffer my body to be touched by the water which has flowed through your hair; since my husband is so much better than yours." Gudrun answered: " My husband is so noble that neither Gunnar nor any one else can equal him." And in the alter- cation which followed, she betrayed to Brynhild that it was Sigurd, not Gunnar, who made her Gunnar's wife. Now Brynhild's wrath knows no bounds. She incites the Nibelungs to murder Sigurd. In death she is united to him. It will now be understood in what sense the Germanic epic must be called a poetical reflection of the time of the Migrations. Certainly not in the sense that the epic poems contribute anything to our knowledge of actual events of that time. It is a remarkable fact that the two greatest ^* Cf. Sigurfiarkvipa en skamma sir. 6-9 ; /. c. 55. *' Skdldskaparm^l c. 45 ; Edda Snorra Sturlusonar ed. Th. J6nsson p. 121. THE PERIOD OF THE MIGRATIONS. 33 events of the epoch, the destruction of the Roman empire and the adoption of Christianity by the Germanic race, are not mentioned by a single word in the whole range of this poetry. And of the frequent and strange distortions of actual history which occur in it we have had sufficient proof. And yet the Germanic epic, as well as the histori- cal annals of the time, tells its tale of the Migrations of the peoples. It speaks to us of the greed and savagery of those German adventurers who terrorized Roman cities and made Roman emperors tremble. It brings to our mind the record of many a German chieftain who, cut loose from the belief of his own ancestors and not yet firmly rooted in the new creed, plunged a whole tribe into ruin by his lust and recklessness. But it also tells us of the indomitable energy, the dauntless courage, the self-sacrificing devotion, and the deep sense of moral justice which, through all the tumult and uproar of those times, remained the priceless heritage of the German race, and which, when the floods of that great revolution had passed away, helped, under the guidance of Christian ideas, to develop a better and nobler state of national existence. CHAPTER II. THE GROWTH OF MEDIEVAL HIERARCHY AND FEUDALISM. (From the Ninth to the Middle of the Twelfth Century.) The period of German history from the middle of the ninth to the middle of the twelfth century — embracing the dismemberment of the universal Carolingian OonBolldation j i ,-. of papacy and monarchy; the growth, under the Saxon and empire. Frankish dynasties, of a distinctively German nation; the struggle, at the time of Henry IV., between church and state ; and the beginning of the crusades — is an age of political organization and consolidation. The two great institutions which had emerged from the turmoil of the Migration period as the controlling forces of European life, the Roman church and the Germanic state, are now assuming a more distinct form and gradually define their spheres of influence. A remarkable contrast in the development of these two powers at once claims our attention. Ever since the western Christian church had come to Tie oentralia- recognise the bishop of Rome as its supreme omeme™i-'°° ^^^'^' *^ gliding principle of its policy had aval ohnioh. been centralization without regard to nation- ality. Everything conspired to make this policy suc- cessful. It proceeded from the very spirit of the Chris- tian religion, which addresses itself to all humanity and proclaims the spiritual kinship of all races. It gained powerful support from the traditional reverence of the European nations for the name of that great empire — the Roman — which had been the first embodiment, if not of the brotherhood, at least of the unity of humankind, 34 MEDIAEVAL HIERARCHY AND FEUDALISM. 35 and whose political aspirations, methods of government and even language were now adopted by the church, its successor. It was advocated and impersonated by a remarkable number of men of genius and enthusiasm, from St. Augustine (d. 430), who in his Civitas Dei depicted in glowing colours the joys of a spiritual existence lifted high above the barriers and distinctions of the visible world, down to pope Gregory VII. (d. 1085), who during his strug- gle with the German crown opposed to the variety of na- tional and temporal interests the supreme law of the one indivisible and all-transcendent church. It was put into practice and carried out in detail through a hierarchy of most elaborate organization and machinery, and yet, through all its manifold gradations of archbishop, bishop, canons, priests, and monks, directed by one command and given over to one service, — the most formidable intellectual army which the world has seen. On the other hand, the political life of the time more and more drifted towards decentralization. To be sure, the empire founded by Charles the Great was The decentral- meant by its creator to be, in a still more direct ifng tenden- ■* oiea of the me- sense than the church, a continuation of the old diaval state. Roman empire. Its boundaries reached almost as far as the dominion of the church ; its claims of sovereignty were quite as universal. But this empire was rather the creation of a gigantic personality than a natural growth, and after the death of its founder (814) it soon passed away also. In its place there arose a variety of race confederations, which in course of time developed into the three leading nations of continental Europe: the German, the French, and the Italian. And even within these new national units there was no power which exercised as undisputed and general an influence as the church. As in all primitive periods, when no uniform medium of exchange has as yet been established, the state officials in the Carolingian mon- archy were paid, not in money, but by the transference of 36 SOCIAL FORCES IN GERMAN LITERATURE. power, — power over the produce of a certain tract of land, power over the property and the lives of a certain number of people. This temporary delegation of sovereign rights to crown officials — the root of mediaeval feudalism — in course of time became a permanent one, and by the middle of the eleventh century the principle had become fairly established that rights acquired in this way should be hereditary. The consequence was that, as contrasted with the all-pervading, uniform, impersonal authority of the church, the state of that time represented a great variety of small, secondary sovereignties, based on local tradition and personal privi- leges, loosely held together by common descent and a cer- tain degree of allegiance to the nominal source of all tem- poral sovereignty, the king. At the time of Charles the Great, church and state were in the main co-ordinated and closely allied. The emperor Oonfliotbe- ^^^ ^^^ Pope, each in his own sphere, were tween ohnroli considered as the two equal sovereigns of all and state. Christendom. They were the two fountain-heads from which the light of divine justice and mercy flowed out over all humanity ; they were the two swords, the spi- ritual and the worldly, with which the conflict of heaven against the powers of darkness was to be waged. With the decay of the Carolingian empire, however, this relation of the two powers to each other began to be disturbed. The ninth century, the period of ferment in the development of the new nationalities, is characterized by an utter lack of any domi- nating or even preponderating secular power ; this century, therefore, sees the pope as arbitrator between kings and nations, as a leading factor in European politics. There follows a reaction in the tenth century. Under the reign of the sturdy Saxon dynasty the foundations of a truly national German state are laid, and at once an attempt is made on the part of this state to reunite the German king- dom and the universal empire. Otto I. is crowned at Rome as the successor of Charles the Great (962). On the MEDIEVAL HIERARCHY AND FEUDALISM. 37 Strength of his imperial dignity he not only deposes one pope and directs the election of another : he even makes the clergy the chief instrument of the feudal organization of the German state. But this combination of the highest political and ecclesiastical authority in the hands of the German king is of short duration. In the eleventh century, during the reign of the Frankish dynasty, the untenable position of the clergy — as in the service both of the pope and the emperor, of the pope as keepers of souls, of the emperor as holders of land — brings about a conflict between papacy and empire (1075-1122) which plunges Germany into a fierce civil war ; stirs up the public opinion of Europe in a manner unheard of before; humiliates in turn the emperor before the pope, and the pope before the emperor, and finally ends with a compromise favourable to the papacy, by theoretically separating the spiritual and temporal functions of the clerical ofifice, practically, however, putting the clergy under the exclusive control of the Roman bishop. About the same time the ascendency of the church reaches its climax in the great movement of the crusades, which is both the result and the cause of a most extraordinary popular outburst of religious enthusiasm, and which raises the pope to the undisputed leadership of all Europe united in a holy warfare. These, then, in a general way, were the social and intel- lectual conditions under which German literature developed during the first centuries of the Middle Ages. On the one hand, the soaring idealism of an all- tweenthe" embracing church, preaching, if not always prac- spiritnal and tising, the abnegation of the flesh, the essential * "" ^' vanity of earthly things, the nothingness of human greatness ; resting on the deep-rooted belief of the human mind in the indestructibility of things spiritual, and the eternal longing of the human heart for a better world beyond the grave. On the other hand, the sturdy realism of a youthful people settling down to the practical business of the day ; turning 38 SOCIAL FORCES IN GERMAN LITERATURE. the glebe of a virgin soil, and at the same time constantly in arms against inner and outer foes ; taking the first steps in working out a national state, but also jealously watching over the maintenance of individual rights and privileges ; living in close communion with nature and enjoying the sights of the visible world ; pre-eminently given over to the present, to things tangible and near at hand. It will be our task to see how the literature of the time reflected these Eff t fth *^° great tendencies ; how it gave expression, oonfiiotfi upon now to the aspirations of the church, now to Uteratnre. patriotic sentiment ; how it stood in turn for the worldly and the spiritual, the real and the ideal ; and how towards the end of the period it helped in opening the way for reconciling and combining both these principles. It cannot be denied that at the very beginning of the period there stands a work which in a singular degree is both real and ideal, national and religious ; a work reminding us, in the ruggedness of its alli- terative form and the robustness of its descriptions, of old Germanic hero-life, but at the same time, by the whole drift of its thought, pointing forward to a higher moral plane than that afforded by the epics of the preceding age : the Old-Saxon poem Heljand or The Redeemer, written about 830 at the suggestion of the emperor Ludwig the Pious, by a Saxon priest, with the avowed purpose of open- ing the obdurate ears of his countrymen to the message of Christianity. It is not too much to say that this poem, based as it is on Eealistdooha- ^ ^^'''^ Harmony of the Gospels,' represents the raoterofthe most complete absorption of the Christian tradi- poem. tjon ^y jjjg German mind, the most perfect blend- ing of Christian ideas and German forms of expression ' Which in its turn goes back to a work of the Syrian Tatianus (second century). Cf. GdgPh. II, i, 241. For the Old-Saxon Genesis cf. Koegel I.e. 288a ff. F. Vetter, D. neuentdeckte deutsche Bibeldichtg d. qten Jhdts. MEDI/EVAL HIERARCHY AND FEUDALISM. 39 before the time of Diirer. The same acclimatization of sacred history to German soil which gives to the religious paintings of the fifteenth century such a wonderful, homely charm, we find in this poem of the ninth century. Christ himself is conceived of as the ideal Germanic king. He is the ruler of the land, the folklord, the giver of rings, the leader of the armed host, bold and strong, mighty and renowned. With his twelve warlike thanes he travels over the land, from Bethlehemburg to Nazarethburg and Je- rusalemburg, everywhere pledging the people to his alle- giance. The Sermon on the Mount is given as the speech of a warrior-king before his faithful followers." The people gather and place themselves around him, " silently expect- ing what the lord, the ruler, is going to reveal to them with his own words, a joy to them all." And he himself " sat and was silent and looked at them for a long time," and finally " opened his lips and spoke wise words to the men whom he had called to the thing." The marriage-feast in Cana becomes a picture of a drinking-bout in a royal ban- quet-hall, where the cup-bearers go about with bumpers and jugs filled with limpid wine, the joy of the people resounds from the benches, the warriors are revelling.' The air of the North Sea breathes in the description of the storm on the Lake of Tiberias.^ " The sails hoisted the weatherwise men, and let the wind drive them into the middle of the sea. Then fearful weather came up, a storm gathered, the waves rose, darkness burst upon darkness, the sea was in uproar, wind battled with water." The scene of Christ's capture by the Jews gives an opportunity for grati- fying the Germanic love of fighting. Even here Christ appears less a martyr than a hero who, even though betrayed and forsaken, makes his enemies tremble. And hardly any situation is dwelt upon with such apparent delight as when ' Heliand ed. Sievers v. 1279 ff. ' lb. V. 2006 ff. * 16. V. 2239 ff. 40 SOCIAL FORCES IN GERMAN LiTERA TURE. "the swift warrior" Peter smites off Malchus' ear.' "Then became enraged the swift sword-thane, Simon Peter ; his wrath welled up, he could not speak a word, so deeply it grieved him that they wanted to bind the Lord. Fiercely he went, the bold thane, to stand in front of his liege lord. Not wavering was his heart nor Eh^- hip bosom. At once he drew the sword irom his side aucl smote the foremost of the foes with full force so that Malchus was reddened with the sword's edge on the right side, his ear hewn off, his cheek gashed, blood leaped forth, welling from the wound. And the people dr°w b-ck, fearing the rword-bite." There i;; reason to believe that two other poetical ver- sions of biblical subjects, contemporary with IhtHelJand, of which, however, only fragments have been pre- Wessoteuim served to us, showed this same blending of Prayer, Christian and Germanic conceptions which is seen in the Heljand. One of these fragments, the so-called Wes- sobrunn Prayer (c. 800), ° describes the creation of the world in a manner remarkably similar to the cosmogony of the Elder Edda. The other, the so-called Muspilli (c. 850),' depicts the last judgment in words which cannot fail to suggest the old Germanic idea of the conflagration of the world." " The ' Heliand v. 4865 ff. ' It was found in a codex of the Bavarian monastery Wessobrunn, which contains among other things an exposition of the seven liberal arts, the verses on the world's creation being introduced as a speci- men of poetical diction. The beginning {MSD. I, i. Piper, /. c. p. 139) reads: "This I learned an\ong men as the greatest of won- ders that once there was no earth nor sky nor tree nor hill nor brook nor the shining sun nor the glistening moon nor the glorious sea." compare with this Vqlospq sir. 3 ; Eddalieder ed. F. J6nsson I, i. Cf., however, Kelle, Gesch. d. d. Litt. p. 75 ff. ' This name was given to it by Schmeller, the first editor of the fragment, on account of the word mftspilli = earth-destruction occur- ring in it. " V. 51 ff. ; MSD. I, 10, Piper /. c. p. 154. Compare V^losp^ sir. 39, /. c. 7. Cf. KBgel, Gesch. d. d. Litt. I, 324 f. MEDIAEVAL HIERARCHY AND FEUDALISM. 4I mountains take fftre, not a tree remains standing on the earth, the waters run dry, the sea is swallowed up, the heavens stand ablaze, the moon falls, Midgard is aglow." These expressions, however, in the ninth century, of old Germanic conceptions and ideals in the midst of Christian surroundings, were only a remnant of a time gone by, a last offshoot, as it were, of the great •^sosndmoy of pan-Germanic uprising which had received its final political form in the Carolingian empire. ''As the century passes on, bringing in its train the gradual dismemberment of that empire and the gradual but steady growth and ex- pansion of the Roman church, literature also assumes more and more an exclusively clerical appearance. The most striking example" of this change in the literary taste of the time is a poetical story of Christ's qj^jj f life by the monk Otfrid of Weissenburg in Weissenbnig. Alsace (c. 868). The very fact that Otfrid's work — The Book of the Gos- pels in the Vernacular, as he calls it himself — is known as the first specimen of rhymed verse in German literature, is significant of the tendency of that ^°' time. Otfrid's personal reason for discarding alliterative verse and adopting rhyme in its stead was his hatred of what he calls" " the obscene songs of the laymen," i.e., the ' The same prevalence of Christian over Germanic conceptions which marks Otfrid's poem is found in the so-called Ludwigslied {MSD. I, 24 ff. Piper /. c. 258 &.), a song of triumph written in S81 by a Prankish ecclesiastic to celebrate the victory, in the battle of Sau- court, of the West-Frankish king over an army of piratical Norsemen. The inroad of the Norsemen appears here as a visitation sent by God to try the king's heart ; and the Prankish army enters the battle sing- ins; a Kyrie eleison. Cf. E. Dummler, Gesch. des ostfrdnk. Retches' II f, 152 ff. Kelle /. c.p. 177. '" Otfrid's Evangelienbuch ed. Erdmann, praef. ad Liutbertum 5. — Otfrid was a disciple of Hrabanus Maurijs, abbot of Pulda and arch- bishop of Mainz, the foremost representative of clerical learning among the Germans of the ninth century. 42 SOCIAL FORCES IN GERMAN LITERATURE. popular epic ballads. As these still preserved the alliter- ative measure, Otfrid could not have marked his opposi- tion to them more effectively than by introducing a poeti- cal form hallowed by the example of the great hymn-writers of the Latin church. But there can be little doubt that alliterative verse itself in the middle of the ninth century had already begun to decay, and to lose its hold upon the people at large. Limited as it was to the portrayal of a primitive, sturdy, unreflective life, it would have given way, even without Otfrid's initiative, to a poetic form better adapted to the emotional, reflective, spiritual state of mind which now was in the ascendency, and which Otfrid him- self so well represents. Nothing is more characteristic of his way of looking at things than the division of his work into five books and his justification of it. "Although," he says," ATjaenoeof "there are only four gospels, I have divided epio quality. ^ , . the narrative of Christ's life into five books, be- cause they are intended to purify our five senses. What- ever sin, through sight, smell, touch, taste, and hearing, we are led to commit, we can purge our corruption through reading these books. Let vulgar sight be blinded, our in- ternal eye being illumined by evangelic words ; let vile hearing cease to be harmful to our heart ; let smell and taste be made susceptible to Christian sweetness ; let the touch of memory always rest on sacred lessons." Only, then, as revelations of some deeper religious truth have the phenomena of outward life any interest for Otfrid. He altogether lacks that delight in the surface of things, that sympathy with the visible world, that joy in mere being and doing, which more than anything else makes the epic poet. Consequently his descriptions of actual scenes are far in- ferior to those in the Heljand. The turning of the water into wine at the marriage-feast in Cana, which in the Saxon " Otfrid 45. MEDIMVAL HIERARCHY AND FEUDALISM. 43 poem is filled with the uproarious joy of Germanic holiday life, is introduced by Otfrid with the dry remark :" " Meanwhile the beverage gave out, and there was a lack of wine." The Sermon on the Mount, which to his predeces- sor gave an opportunity of presenting an impressive picture of a large popular gathering, Otfrid prefaces by saying :" " When the Lord saw the multitude coming together, he received them with kind eyes and went to a mountain, and when he sat down his disciples stepped up to him, as was their duty. And he opened his mouth and imparted to them the greatest of treasures." But this lack, in Otfrid, of descriptive power and epic emphasis is outweighed, on the other hand, by a sweetness and tenderness of the inner life of which the author of the Heljand knew nothing. It is in f ^ilJisfs of tts inner life. Otfrid's poem that we first meet those beauti- ful, idyllic pictures of the Annunciation, of Christ's birth, of the Chant of the Shepherds, and other scenes of the Saviour's youth, in nearly the same form in which later they became the favourite subjects of mediaeval poets, painters, and sculptors. Even the master of the Cologne altar-piece does not excel in naive gracefulness and inno- cence the description by Otfrid of Gabriel's entrance into the Virgin's chamber": " There came a messenger from God, an angel from heaven, he brought to this world precious tidings. He flew the sun's path, the road of the stars, the way of the clouds to the sacred Virgin, the noble mistress, Mary herself. He went into the palace and found her in sadness, the psalm-book in her hand, singing from it, working embroidery of costly cloth. And he spoke to her reverently, as a man shall speak to a woman, a mes- senger to his mistress : ' Hail to thee, lovely maiden, beau- tiful virgin, of all women dearest to God. Do not tremble in thy heart, nor turn the colour of thy face ; thou art full of 5» Otfrid II, 8, II. " lb. II, 15. 13 ff. " lb- I. 5. 3 «• 44 SOCIAL FORCES IN GERMAN LITERA TURE. the grace of God. The prophets have sung of thee, blissful one, all the worlds they have turned towards thee, of old. Immaculate gem, O beautiful maiden, the dearest of mothers thou shalt be ! ' " No poet has sung more touch- ingly than the Weissenburg monk of Mary's joy in nursing her baby." " With delight she gave him her virgin's breast, not did she avoid showing that she was suckling him. Hail to the breast which Christ himself has kissed, and to the mother who spoke to him and covered him. Hail to her who rocked him and held him in her lap, who sweetly put him to sleep, and laid him beside her. Blessed she who clothed him and swaddled him and who lay in the same bed with such a child." And even the frequent symbolic interpretations which Otfrid is so fond of adding to his nairrative, and which have given so much offence to his modern critics, ym sm. gjjow at least how deeply imbued this earnest soul was with spiritual problems, and how devotedly he clung to the ideals of his life. Who would, for instance, dare to ridicule the following contemplation, occasioned by the mention of the fact that the Magi returned home on a different road from that which they had travelled in search of Bethlehem" ?— " By this journey we also are admonished to think of the return to our native land. Our native land is Paradise, the land where there is life without death, light without darkness, and eternal joy. We have left it, lost it through trespassing ; our heart's wanton desire seduced us. Now we are weeping, exiled in a foreign land. O foreign land, how hard thou art, how heavy to bear ! , In sorrow live those who are away from home, I have felt it myself. No other good 1 found abroad than sadness, a woeful heart and manifold pain. Su then, like the Magi, let us take another road, the path thai brings us back to our own native land. That lovely path demands pure leet ; and if thou wishest to tread it, let humility live in thy heart and tru* love, for evermore. Give thyself up joyfully to abstinence ; do not listen to thy own will ; into the pureness of thy heart let not the lust "Otfrid I, II, 37 ff- '' Il>- I. i8. MEDIEVAL HIERARCHY AND FEUDALISM. 45 of the world enier ; flee the sight of present things. Lo, this is the other path. Tread the path, it will bring thee home." The tenth and the first half of the eleventh century, as was said before, are marked by an intense national move- ment: under Henry I. (919-936) an independent, Eealisticoiia- distinctively German kingdom is founded; Otto '* "^'aim'* I. (936-973) adds to this the revived imperial tnreoftlie dignity; Henry III. (10^9-1056) appears as the tonthand , , / -f^^ -^ ^„ ,. eleventh cen- acknovvledged master of Europe. But this re- turies. newed national life bears an unmistakably ecclesiastical stamp. The monasteries, such as St. Gallen, Reichenau, Fulda, Gandersheim, are the principal seats of learning and culture ; the archbishoprics and bishoprics, such as Mainz, Trier, Koln, Metz, Speier, Constanz, Regensburg, Hildes- heim, are the main centres of commercial' and political activity; the clergy are the chief support and stay of the central government, intimately connected with the every-day life of the people, in close contact with its work and its joys in field and market-place. This state of things brings about a new turn in the intellectual development and gives to the literature of the period its peculiar, double-faced appear- ance. It makes monks the biographers of kings, it opens the gates of nunneries to Ovid's Ars amandi and the realistic Roman comedy; it calls forth a numerous class of writings devoted to those very subjects from which Otfrid had turned away in holy horror : scenes of actual, present life, but couched in Latin, the language of the learned. It produces, in short, a clerical literature which, to a very large extent at least, is decidedly unclerical ; it gives place within the ranks of the clergy themselves to a reaction of the national, sensual, real, against the universal, spiritual, ideal. One of the most interesting figures at the court of Otto I. is Liudprand, bishop of Cremona, a Lombard by birth, well versed in affairs, indefatigable ^^^^*°^ in diplomatic machinations and intrigues, of a passionate, ambitious, vindictive temper. In 968 he 46 SOCIAL FORCES IN GERMAN LITERATURE. was sent by his master on a diplomatic mission to the Byzantine emperor, Nicephorus. This mission entirely failed; Liudprand was not even treated with a minimum of international courtesy; he was, as we should say, given the cold shoulder both by the emperor and his courtiers. On his return, he wrote a report of his stay at Constantinople which in tartness of expression, bitterness of invective, and grotesqueness of caricature ranks among the most remark- able documents of mediaeval literature. This is the description which Liudprand gives of the personal appearance of the Byzantine emperor " : " On the holy Whitsunday, in the Hall of Coronation, I was brought before Nicephorus, a man of most extraordinary appearance, a pygmy with a swollen head and small eyes like those of a mole, disfigured by a short, broad, thick grayish beard, with a neck about an inch long. His long dense hair gives him the appearance of ■» hog, in com- plexion he looks like an Ethiopian; he is one of those whom you wouldn't care to meet at midnight. Moreover, he has a puffed-up paunch, thin hips, disproportionately long shanks, and short legs. Only his feet are in good proportion. He was dressed in a precious state garment, which, however, from old age and long use was faded and had a very musty smell." And the following is the picture he draws of one of the great occasions in Byzantine court life, the solemn Pentecost procession of the emperor to the Hagia Sophia": " A large crowd of merchants and other common people had g^athered for the reception of Nicephorus and stood like walls on both sides o( the street from the palace to the cathedral, disfigured by small thin shields and miserable-looking lances. The contemptibleness ol " Liudprandi Relatio de legatione Constantinopol. ed. Dilmmler c. 3. " lb. c. g. 10.— That Liudprand in spite of his Italian extraction and surroundings (cf. Wattenbach GeschichtsquelUn = I, 391) had a most pronounced Germanic race feeling is proven by his violent decla- mations against the Romans, "quos nos, Langobardi scilicet. Sax- ones, Franci, Lotharingi, Bagoarii, Suevi, Burgundiones, tamo indignamur, ut inimicos nostros commoti nil aliud contumeliarum, nisi : Romane ! dicamus." lb. c. 12. MEDIEVAL HIERARCHY AND FEUDALISM. 47 their appearance was heightened by the fact that the larger part of this rabble, in honour of the emperor, had marched up barefoot. But even among the grandees of his court, who proceeded with him through the ranlcs of this barefooted populace, there was hardly any one who wore a garment which his grandfather had worn new. With gold or precious stones no one was decorated, except Nicephorus, who in his long imperial garment, made after the measure of his predecessors, looked all the more abominable. They had given me a place on a stand next to the imperial choir of singers. When he now came along like a creeping worm, the choir struck up this hymn: ' Lo ! there comes the morning star ! Lucifer is rising ! his glance is a reflection of the sunbeams ! the pale death of the Saracens ! Nicephorus the ruler ! ' Much more fittingly would they have sung something like this: 'You burned-out coal, you old hussy, you ugly ape, you goat- footed, horned faun, you shaggy, stubborn, boorish barbarian.' Thus then, puffed up by deceitful eulogies, the emperor enters the church of the Hagia Sophia." If a bishop condescended to depict events of contempo- rary history in a manner which comes near the sensationalism of modern newspaper style, one will not be sur- ^ ,., . prised to find that the fiction of the time also, Eciasis Oap- although it emanated exclusively from the cells ^^' of the monks and the cloister school-rooms, was at bottom thoroughly realistic and responded, on its part, to the popular demand for broad facts and blunt actuality. In the pre- ceding chapter the fact was mentioned that about the year 930 the monk Ekkehard I. of St. Gallen treated in Latin hex- ameter the saga of Walthari, the hero of Aquitaine, and his fight in the Vosges mountains with King Gunther and his vassals ; and it will be remembered how faithfully and with what apparent delight the translator reproduced the graphic bluntness and rugged ferocity of the old Germanic tale." About the same time another monk, whose name has not been preserved to us, was led through strange personal experiences to produce the first connected animal story of German literature, the Ecbasis cuiusdam captivi. He seems " Supra p. 22 f. 4^ SOCIAL PORCES IN GERMAN LITERATURE. to have been an exuberant, unruly fellow, fond of roving and outdoor sports, who naturally found it very hard to submit to the strict, monotonous discipline of the monastery. Several times he escaped from it, but was caught and forced back to the life so distasteful to him. At last, in the desolation of his heart, he took refuge in poetry and repre- sented his own unlucky escapades under the disguise of the adventures of a calf, which, left alone in the barn, while all the other cattle had been driven to pasture, finally broke loose and started in search of his mother. At least a few scenes from this poem may be selected, showing how atten- tively this monk must have listened to the sounds of nature, hpw deeply he must have been in sympathy with the life around him in forest and field. After sporting about in the meadows to his heart's content, the calf towards evening seeks the shelter of the woods. There he is met by the wolf, the forester, and at once taken to his den, situated under bold rocks, near a lustily flowing torrent. As it is Lenten time, the wolf has been living for months on a very light diet; vegetables, and some trout and salmon furnished him by his two servants, the urchin and the otter, being his daily food. No wonder that he welcomes the calf most cordially. He invites him to share in his supper and offers him a shelter for the night, but announces at the same time that he is to be eaten up for dinner to-morrow, orders being given to the steward to put him on the table raw, with a little salt and spicy dressing, but for heaven's sake with- out beans." Things, however, turn out well for the calf. In the morning the mournful lowing of the mother cow calls the attention of the shepherd to his absence. A dog, familiar with all the highways and byways of the region, reports that last night he heard a great deal of noise in a robber's den up in the mountains. So the whole herd, the mighty bull at their head, start out to besiege the wolf's '" Ecbasis Caftivi ed. E. Voigt v. 69 ff. MEDIEVAL HIERARCHY AND FEUDALISM. 4$ fastness, and with the assistance of the fox, who has an old grudge against him," the wolf is overcome, and the calf trots off by the side of his mother. It has often been pointed out what a remarkably active part the women of the tenth century seem to have played in politics and literature. Side by side with the inflnenoeof heroic figures of Henry I. and Otto I. stand the women in the venerable forms of Mathilda and Editha, their EosrithaoT^' pious wives, and the reigns of Otto II. and Otto Gandersheim. III. bear most decided traces of the influence which two royal women, Adelheid and Theophano, exercised upon the political and intellectual life of their time. Well known is Hadwig, Duchess of Swabia, a niece of Otto the Great, a strong-minded, almost manly woman, who whiled away the loneliness of her early widowhood in the study of Greek and Latin and in intercourse with learned men, such as Ekkehard, the monk of St. Gallen."' Her sister Gerbirg was abbess of the monastery of Gandersheim and likewise famous for her thorough knowledge of the ancient authors. All the more noteworthy is it, therefore, that the most refined and most highly cultured of all these women of the tenth century, Rosvitha of Gandersheim, surrounded as she was by the atmosphere of the nunnery, and filled as she was '' The origin of the hostility between fox and wolf is related in a long digression, v. 392-1097, which indeed forms the larger half of the poem. Thefirst comprehensive animal-epic is the /jf»^>'jOT»j(c. 1148). " Ekkehard II., tutor of the emperor Otto II., not the author of Waltharius. — Foremost among the representatives of clerical learning in the tenth and eleventh centuries are Ekkehard's cousin Notker III., surnamed the German (d. 1022), the head of the St. Gallen cloister- school, the translator of the Psalms, of Boethius, Aristotle, and Mar- cianus Capella; Williram abbot of Ebersberg, author of a paraphrase of the Song of Solomon (c. 1065) ; the historians Widukind of Corvey {Res gestae Saxonicae, c. 967), Thietmar of Merseburg (Chronicon, I0i8), Ekkehard IV. of St. GaWen (Casus S. Galli, c. 1035), Hermann of Reichenau {Chronicon, 1054), Adam of Bremen {Gesta pontificum Hammenburgensium, c. 1072), Lambert of Hersfeld {Annales, 1077). 50 SOCIAL FORCES IN GERMAN LITERATURE. with a fiery enthusiasm for Christian holiness and purity, was carried away by the naturalistic current of the time, like the rest of her contemporaries. The one theme of het plays— which, by the way, are the first dramatic attempts in the literatures of modern Europe— is the battle of vice and virtue, the triumph of Christian martyrdom over the tempta< tions and sins of this world. But the world is not a shadowy abstraction to this maiden dramatist, as it has been and is to so many didactic and homiletic writers. It is a living being, a monster to be sure, heinous and doomed, but yet alluring and strangely human. None of her plays passes beyond the range of a dramatic sketch. Most of them con- sist only of a few scenes. There is hardly any attempt at the development of character. But it is astonishing how well Rosvitha understands with a few bold touches, with a few glaring colours, to bring before us an image of life. Here are two scenes of her Dulcitius, a play which very properly has been called a sacred farce." Dulcitius, a Roman general, has, by order of the emperor Duloitlns. Diocletian, thrown three Christian maidens into prison. Seized with wanton desire, he goes to see them at night. On approaching the prison he asks the guard : " How do the prisoners behave themselves to- night ? " Guard : " They are singing hymns. " Dulc: " Let us go nearer." Guard: "You can hear the silvery sound of their voices from afar." Dulc: "You stand here and keep watch with the lanterns ; I'll go and see them my- self." The next scene shows the interior of the prison with the three maidens. Agape, Irene, Chionia. Agape : " What a noise there is in front of the door ! " Irene : " The wretched Dulcitius enters." Chiona: " God be with us!" Agape: "Amen." Chiona: " What can that clatter mean among the pots and kettles and pans in the kitchen ? " Irene : " Let us see what it is. Come let us look through " C£. Die Werke der Hrotsvitha ed. K. A. Barack p. l8o ff. MEDIMVAL HIERARCHY AND FEUDALISM. $1 the chinks of the wall." Agape : " What do you see ? " Irene: "The fool, he is out of his mind; he fancies he is embracing us." Agape: "Why, what does he do?" Irene : " He is holding the pots caressingly on his lap. Now he goes for the pans and kettles and kisses them ten- derly." Chiona : " How funny ! " Irene : " And his face and his hands and his clothes are soiled and blackened all over by his imaginary sweethearts." Chiona : " That is right : it is the colosr of Satan, who possesses him." In another play, entitled Abraham, an old hermit of that name hears that his stepdaughter, after having eloped with an adventurer, is now living in abject misery. He at once sets out to rescue her, and finds her in a house of ill-repute. Having introduced himself under a false name, he comes to see the full depth of moral wretchedness into which the poor woman has fallen. Then throwing off his mask, he exclaims": "O my daughter, part of my soul, Maria, do you recognise the old man who with fatherly love brought you up and betrothed you to the Son of the Heavenly Ruler ? " Now there ensues the following dialogue, which one would not be surprised to find in a drama of Sardou. Maria : " Woe is me ! My father and teacher Abraham it is whom I hear." Abra- ham : " What is it, child ? " M. : " Oh, misery ! " A. : " Whither has nown that sweet angelic voice which formerly was yours ? " M. : " Gone, forever gone ! " A. : " Your m^den purity, yv>ur virgin modesty, where are they ? " M. : " Lost, irretrievably lost." A.: " What reward, unless you repent, is btfore you ? You that plunged wilfully from heavenly heights into the depths of hell!" M.: "Oh!" A.: "Why did you flee from me? Why did you conceal your misery from me — from me who would have prayed and done penance for you ? " M. : " After I had fallen a victim to sin I did not dare approach you." A.: " To sin '* Hrotsvitha 22q ff. For the Callinwchus cf. Scherer I.e. 58. 52 SOCIAL FORCES IN GERMAN LITERATURE. is human, to persist in sin is devilish. He who stumbles is not to be blamed, only he who neglects to rise as quickly as possible." M. (throwing herself down): "Woe is me, miserable one ! " A. : " What do you throw yourself down ? Why do you lie on the ground motionless ? Arise ! Listen to my words." As the last example of the predominance of the realistic taste in the clerical literature of the tenth and eleventh centuries a work may briefly be mentioned Enodlie . ^hich has been called the first novel of modern European literature, the Ruodlieb, written by an unknown monk of the Bavarian monastery Tegernsee about 1030. Under the form of a story of love and adventure, into which we cannot here enter, this work gives us a vivid and complete picture of German life in the first half of the eleventh century."" We see the king, surrounded by his vassals in ceremonious splendour; we see a most elabo- rate, somewhat heavy etiquette of courtly manners ; we see a rural population, rough and uncultivated, but full of sturdy thriftiness. We have hunting and fishing scenes, battles and diplomatic negotiations,"" country fairs, murders, mobs, criminal proceedings, flirtations, weddings, scenes of domes- tic happiness and misfortune, — hardly any feature of life remains untouched. And here again, as in the works men- tioned before, we find a carefulness of delineation, an exact- ness in reproducing outward happenings, and a realistic love of detail which is truly astonishing, and which we should hardly expect in men drawn by their calling towards the spiritual, if we did not know that by the same class of men were done those wonderfully minute and careful illumina- " Cf. Ruodlieb ed. F. Seiler, introd. p. 8r. °^ One of these negotiations, /. c.p. 226 flf., is depicted so much in accordance with historical reports about a meeting between emperor Henry II. and king Robert of France, which toolc place in 1023, that W. V. Giesebrecht, ICaiserzeit^ II, 602, has felt justified to use this chapter of the Ruodlieb as a historical document. MEDIJEVAL HIERARCHY AND FEUDALISM. 53 tions and miniatures of mediaeval manuscripts, which bring the life of the Middle Ages perhaps more vividly before our eyes than anything else can do. From the middle of the eleventh to the last decades of the twelfth century there follows a transition-period. Two events of far-reaching import stand in the fore- New impnlse ground of the political interest of this epoch: 5'™''*° a r r- national life the struggle between church and state, and the thionghthe beginning of the crusades. Both events, while investiture . oonnicts and raising the supremacy of the church to its highest the ornaades. pitch, at the same time set free popular forces hitherto bound. To be sure, both the crusades and the wars of investiture had their evil consequences, the former by fos- tering that spirit of aimless adventure and waste of energy which found its most characteristic type in the figure of the knight-errant, the latter by giving rise to a violent party hatred which prevented the formation of a strong national executive. But what do these evils count compared with the elevation of the whole national life, the quickening of religious feeling, the widening of the intellectual horizon, brought about by these great movements ? Whether priests should be allowed to rharry; whether the king or the pope was to appoint bishops; whether the pope had the right to absolve subjects from their oath of allegiance to the king, — these were questions, not of theo- logical interest, but of the most direct bearing on the every- day life of the people. And the mere putting of these questions could not fail to bring both clergy and laity into closer contact with the great problems of the day; so that it is perhaps not too much to say that the struggle between church and state at the time of Gregory VII. created public opinion in Germany, and not only in Germany but in Europe. On the other hand, however large an admixture of worldly motives there may have been in the crusade enthusiasm, it certainly cannot be denied that here, for the first time in history, we find the leading classes of Europe;, 54 SOCIAL FORCES IN GERMAN LITERATURE. the clergy and the nobility, united in one great ideal under- taking, an undertaking which lifts even the average man into a higher sphere and kindles a flame of human brother- hood even in enemies. In short, the time of fulfilment is ripening, a time is approaching which will make the spiritual worldly and the worldly spiritual, and bring forth a literature more real than the speculative flight of Otfrid's asceticism and more ideal than the narrow sensualism of the Ruodlieb. Let us take a brief glance at the literary symptoms of this approaching reconciliation. A fact not without importance, which, however, can here be only hinted at, is the stepping into prominence, at the The Spiel- beginning of the twelfth century, of the minstrel mannsdioh- poetry. When, after the period- of the Migra- Ertler.^Hw- tions, the old heroic poetry was banished from i!og Ernst, the banquet-halls of kings, it took refuge with the lower people, and became the property of wandering gleemen. During the centuries of prevailing clerical litera- ture these popular singers seem to have led a very humble and, as a rule, a rather doubtful existence, ranking in the same class with jugglers and tricksters, and appealing in the main to a vulgar taste." Now the social position of these minstrels begins to be raised, they begin to regain the favour of the nobility, they begin to assume a more dig- " Still cruder are such poems as St. Oswald (cf. Die Spielmanns- dichtung, DNL. II, \, p. 146 ff.), Orendel {ib. 170 ff.), Salman und Morolf {ib. 196 ff.), clumsy conglomerations of fantastic adventure, farcical satire, and commonplace morality. Tliey are, however, note- worthy as testifying to the social aspirations of the gleemen of the twelfth century. In every one of these poems the gleeman (for in St. Oswald the raven takes the gleeman's r6Ie) performs an important part, as merrymaker, as messenger, as trusty and shrewd counsellor, as indefatigable helper in need. In Salman und Morolf, king Solo- mon himself is entirely overshadowed by his versatile brother, who very fittingly has been called the ideal gleeman. Cf. W. Golther, Ccsch. d. d. Lift, bis z, Ausg. d. MA. p. no. MEDIEVAL HIERARCHY AND FEUDALISM. 55 nified tone. And what is most significant, they treat by preference subjects which show the influence of the cru- sades. No doubt the sensational still prevails in these poems. Even in the best of them, such as Konig Rother (c. 1150) and Herzog Ernst (c. 1175), '^e imagination is crowded with stupendous monstrosities. King Rother on his voyage to Constantinople is accompanied by giants, one of whom is so ferocious that he must be led by a chain, while another is so abnormally strong that when he stamps his foot it goes into the ground up to his knee."' Duke Ernst, during his adventurous expeditions in the Orient, fights against cranes and griffins, pygmies and giants, against men so flat-footed that they use their feet as umbrellas, against others with ears so long that they cover their nakedness with them." However absurd such exaggerations appear to us, even these exotic extravagances throw light on the influx of new ideas brought about through the crusades. And in this lies the chief importance of the minstrel song as a whole. It shows that the representation of that which is near at hand and familiar does not any longer satisfy the popular taste; that men are attempting to assimilate foreign ideas; that the distant begins to exert its fantastic charm; that German literature is beginning to take flights into regions heretofore unexplored. Of still greater significance than this development of the minstrel song is a revolution which simultaneously takes place in the form and spirit of the clerical litera- „ ,, ,. ' '^ New idealism ture. It has been made sufficiently clear, it seems, inolerioal that this literature— although confined to Latin, literate. the language of books and of the past, as its vehicle of expression — was up to this time mainly given over to a portrayal of things present and visible. Now we observe a change in both respects. The clerical writers begin to " Konig Rother ed. H. Ruckert v. 758 ff. 942 f. " Herzog Ernst ed. K. Bartsch v. 2845 ff. 4114 ff. 4669 ff. 4813 ff. S6 SOCIAL FORCES IN GERMAN LITERATURE. adopt the German language, and at the same time they begin to imbue their writings with a larger sentiment, to evince a higher view of human life, to draw characters of a deeper meaning, to bestow less attention upon accurate description of details, and to bring out more fully the out- lines and proportions of the whole. Let us observe the manifestations of this new spirit in two poems,'" which belong to the best productions of clerical literature in the twelfth century, and which stand fittingly at the close of this review of the preclassic period in the mediaeval litera- ture of Germany: the Rolandslied of the pfaffe Konrad (c. 1 132) and xh& Alexanderlied of the pfaffe Lamprecht (c. 1 138). A comparison of the German Rolandslied with its French model cannot but be unfavourable to the former. It alto- gether lacks that patriotic joyousness, that fierv Eolandslied. ^ ^, - r << ^ -c- .. j . , • enthusiasm for sweet France and her glorious heroes, which make the Chanson de Roland such an impor- tant testimony to the growth of French national feeling. "• These two poems, however, do not stand alone. The same com- bination of the worldly and the spiritual which we observe in the Rolandslied a.x\A Alexanderlied\s manifested in not a small number of clerical poems of the eleventh and twelfth centuries, of which it may suffice here to mention Ezzo's Song of Redemption (c. 1060), the Wiener Genesis (c. 1070), the Annolied (before iioo), the so-called elder Judith (c. Ilio), the Life Of Jesus formerly ascribed to the nun Ava (c. 1120), the Kaiserchronik {c. 1150, written probably by Konrad, the author of the Rolandslied), the Amsteiner Marienleich (c. 1150), the Life of Mary by the priest Wernher (c. 11 72), the legend of Pilatus (c. 1 180). Cf. MSD.; Piper, D.geistl. Dichtung d. MA., DNL. Ill ; and Spielmannsdichtung I, c. II, 2. All these poems are marked by childlike purity of feeling and simple delight in the passing show of existence, and at the same time betray a deep sense of the eternal mystery of things. On the other hand, even in the violent declama- tions of Heinrich of Melk (c. 1160, cf. H. Hildebrand, Didaktik aus d. Zt. d. Kreuzziige, DNL. IX, 6g ff.) against the world and its treacherous splendour there is a power of human passion which shows that he, too, felt himself under the spell of the world's realities. MEDIEVAL HIERARCHY AND FEUDALISM. 57 But this lack of a strong national consciousness in the German poem we are made to forget by a religious fervour which is not of the monkish, world-abjuring type, but heroic, masculine, world-conquering. Not until our own century, when Uhland's ballads infused a new life into the old legend, has the tale of Kaiser Karl and his pala- dins received a more worthy interpretation in German literature than in the Rolandslied. As Karl Bartsch has said," " the spirit of the Old Testament breathes in this poem." What a wonderful majesty is poured out over the figure of emperor Karl! When he hears of the heathenish horrors in Spain, that the Saracens venerate idols and have no fear of God, he grows very sad and beseeches the Creator of man- kind to rescue his people and to deliver heathendom from the dark night of hell. An angel appears calling upon him to go forth and fight against the reprobate. All night the emperor lies in fervent prayer; in the morning he summons his twelve paladins and tells them that they are chosen to win the crown of martyrdom, which shines as brightly as the morning star." When the messengers of the Saracens, bearing a deceitful offer of submission, appear before him, they find him playing at chess. Without asking, they recog- nise him by the fiery glance of his eyes, which they can bear as little as the rays of the midday sun. Three times the chief of the ambassadors addresses him, declaring the will- ingness of his master to accept Christianity. The emperor, his head bowed down, listens silently; at last he raises his face and, as if moved by divine inspiration, breaks out in praise of the Almighty." What a truly great picture of Christian heroism is the scene of Roland's death on the battle-field of Roncesval ! After accomplishing most wonderful deeds of prowess, " Das Rolandslied ed. Bartsch, introd. p. 14. »« lb. V. 31 ff. 83 /^. j,_ 675 f[. 58 SOCIAL FORCES IN GERMAN LITERATURE. mortally wounded, he sits down on the stump of a tree. A Saracen, believing him dead, steals up to him to rob him of his sword and horn. But Roland, lifting his horn, breaks it upon the helmet of the coward so that the blood leaps forth from his eyes. Then, feeling that his hour has come, he tries to destroy his dear sword Durendarte. He grasps it with both hands; ten times he dashes it against the rock, but in vain: the sword remains without notch or blemish. Now he addresses it, calls up the memory of all the deeds which it has done, of all the enemies which it has con- quered, and then bids it farewell. He takes off his gauntlet and holds it up to heaven; an angel appears and receives it. Roland commends his soul to the heavenly Father; and as he dies, the earth quivers, the thunder rolls, the sun is darkened, and the sea is swept by mighty whirlwinds." If in the Rolandslied the ideal religious hero of the time of the crusades is exhibited, the author of the Alexanderlied makes at least an attempt at representine the Alexanderlied. . , , , „ , „^, ideal worldly hero. What strange transforma- tions the great Alexander has undergone from the time of his death to the twelfth century! Almost all the nations of southern Europe and the Orient have contributed in chang- ing him from an historical figure into a hero of legend. The Greeks saw in him a new Dionysos. The Egyptians made him the son of a fabulous magician. The Jews re- garded him as the representative of human presumptuous- ness, and told of his attempted conquest of paradise. The Byzantines made him a predecessor of their emperors, and tried to back up their claims on Italy with a fictitious Italian expedition of his. The Persians changed him into the hero of a fairy tale, who knows the hidden powers of nature and who lives entirely in a world of the incredible. All these traits we see combined in the German Alexanderlied ; and if the combination is neither very original — for its author, ' Rolandslied v. bTji S. MEDIEVAL HIERARCHY AND FEUDALISM. 59 like the poet of the RolandsLied, worked after a French model" — nor artistically altogether satisfactory, it shows at least an honest attempt to focus the manifold and di- verging rays of character, to penetrate into the mystery of genius, to look at human life from a free and elevated standpoint. We may smile at the naive way in which the poet, in order to suggest the supernatural greatness and fertility of his hero's mind, lends to his body a most fanciful mixture of animal characteristics, making him look like a wolf standing over his prey; with hair, red and shaggy, like the fins of a sea-monster or the mane of a lion; his one eye blue, like that of a dragon, the other black, like that of a griffin/" But we can have nothing but admiration for the truly human large-mindedness with which the same poet knows how to treat the heroic as well as the humble, the passionate as well as the gentle, the active and the con- templative, the sublime and the graceful, the gigantic and the sentimental. The description of the grief of the Per- sians over the defeat of Darius" is pathetic in the extreme. " When the message came into Persia that the king had been beaten, grief and sorrow were great overall the land. There was many a one that bewailed and wept over the loss of his fellow; the father wept over his child; the sister over her brother; the mother over her son; the betrothed over her lover. The boys in the streets, gathered for play, wept for their lords and masters. The infants lying in the cradle wept with their elders. Moon and sun were darkened and turned away from the terrible slaughter, Darius himself went up into '* Cf. Lamfrecht's Alexander ed. Kinzel v. 13 : Alberich von Bisinzo der brahte uns diz lit zft. er hetez in walhisken getihtet. Since only a few fragmentary lines of this poem have been pre- served to as, it is impossible to decide how far Lamprecht is indebted to it. So much is clear, that he did not follow it slavishly. Cf. Kinzel's introd. p. 29. For an analysis of the poem cf. Gervinus, Ge. 56, 14 ff. " 76. 3, I ff.; the I-eicA. " lb. 81, 7 ff. Cf. his manly conception of honour 102, 29 ff. " Ih. 124, I ff. 76 SOCIAL FORCES IN GERMAN LITERATURE. know where he was. In a little dramatic poem he bids farewell to lady World, the devil's innkeeper." " Lady World," he says, "tell your host that I have paid him squarely. Let him strike my name from the book; I have paid off my debt. He who owes him has many sorrows. Before incurring a debt with him, I would rather borrow from a Jew. He waits until the fatal day, but then he takes a pledge from him that cannot pay." Lady World tries to keep Walther; she reminds him of the joys that she has given him, of the loneliness that will befall him without her. But Walther knows her only too well: "Your face is beautiful and fair, but at your back there are horrible mon- sters; always will I hate you. God give you a good night, lady World; I must go to my own resting-place." The second important outgrowth of chivalrous civiliza- tion consists in the revival which the ancient Germanic The Middle hero-saga received at the hands of wandering High German minstrels, in other words, in the Middle High folk-epio. German folk-epics. The principal subjects of these epics — the Nibelungen legend, the Gudrun legend, the legends of Dietrich von Bern, of Walthari, of Ortnit and Wolfdietrich — we have considered in connection with the time in which they first took shape, the period of the Migrations. What interests us here is certain features of their remodelled form which reflect the age of knightly culture and refinement. That from an artistic point of view the change from the heroic freedom of the old Germanic epic to the conven- ,, , ... tional courtliness and the equally conventional of the ancient grotesqueness of minstrel poetry was far from heio-saga, being a gain is too apparent to require more than passing comment. One need only compare the endless descriptions of knightly pomp and tournament, of gorgeous costumes and weapons, of decorous speeches and blameless " Walther von d. Vogelweide ed. W. Wilmanns lOO, 24 £f. THE HEIGHT OF CHIVALRIC CULTURE. J J manners, which form the bulk of poems like Orinit, Wolf- dietrich, Virginal, Biterolf und DieUeib (thirteenth century), with the tragic brevity and compactness of the ancient lay of Hildebrand; or the clownish brutality of such a character as the monk Ilsan, the most striking figure of the Rosengarten (also thirteenth century), with the truly humorous grimness that pervades the concluding scenes of Ekkehard's Waltha- rius," in order to feel the world-wide difference between genuine and borrowed poetry. And it cannot be denied that even the foremost among the poems which proceeded from these attempts at resuscitating old Germanic hero-life, that even the Nibelungenlied and Gudrun,'* are far removed from that organic unity which is the truest sign of a natural artistic growth. They give the impression of ruins modern- ized. The gigantic outlines of the original plan are, in part at least, still to be seen; but they are seen side by side with meaningless patchwork, and the sombre grandeur of the whole is disturbed through the not infrequent effort at imparting to the old subject a new, aristocratic lustre. At the same time, it must be said that the life portrayed in these epics shows unmistakably a moral progress over the life portrayed in the ancient Germanic hfero-saga. It shows a more fully developed inner cojisciousness, a more" "' Cf. supra p. 23. Extracts from the poems mentioned, with biblio- graphy, in E. Henrici, Das deutsche Heldenbuch, DNLMII. Notable for their pathetic beauty, and undoubtedly remnants of the older heroic poetry, are such scenes as the combat of young Alphart with Witege and Heime in Alpharts Tod (Henrici /. c. p. 259 ff.), and the death of Ezzel's two sons in Die Rabenschlacht (ii. 272 ff.). '^ Both the Nibelungenlied and Gudrun are the productions of indi- vidual poets who attempted to weld together the older epic material handed down to them in a variety of shorter lays. The name of neither of these poets is known to us ; both, however, were Austrians. The Nibelungenlied was composed between 119O and 1200 ; Gudrun between 1210 and 1215. For the theories of Lachmann and MUllen- hoff, and a full bibliography of both poems, cf. the introductions to the editions in vol. VI, i and 2 of the DNL. 78 SOCIAL FORCES JN GERMAN LITERATURE. subtle sense of duty, a finer imagination, a clearer apprecia- tion of self-discipline, a greater susceptibility to ideal demands. It shows the civilizing influence- j3Qth of the mediaeval church and the mediaeval state; it shows the_Xen- dency of chivalric society toward a reconciliation~Q£_the worldly and the spiritual. Striking is the contrast in which the lays which are welded together in iheNibelungenlied stand to the old sagas of Sigurd Nitelimgeii- ^'^^ Brynhild. To be sure, these lays, as well as lied, the older ones, are filled with crimt -and~h^red and wild passion. Like their ancient prototypes, they extol the manly virtues of physical prowess and reckless bravery. But far more forcibly than in the former stands out in them the image of womanly tenderness and sweet^ness ; and through the din of strife and battle there rings for^TaTclear voice of humanity and faith. Their subject is not so much how revenge follows crime, as how joy turns to sorrow; " their principal characters are not fierce Sigurd and Bryn- hild, but gallant Siegfried and gentle Kriemhild. And if gen- tle Kriemhild through a succession of portentous events is changed into a raging monster, this very distortion makes us see all the more clearly and mourn all the more deeply her lost beauty and fairness. A picture of inimitable grace and delicacy is Siegfried's wooing of Kriemhild, as told in the first three " Sventiures " of the Nibelungenlied. In Worms on the Rhine there reigned Gunther, king of the Burgundians. His sister Kriemhild once in a dream fancied that she had reared a falcon, and that two eagles came and plucked his feathers. Her mother interpreted the falcon as Kriemhild's future lover; but she, refusing this interpretation, said: "Never shall the love of a man bring me grief and pain." Siegfried, the prince of ^' ' als ie diu liebe leide z'aller jfing£ste g!t ' ; Nibel. ed. Bartsch str. 2378. THE HEIGHT OF CHIVALRIC CULTURE. 79 Netherland, heard of Kriemhild's beauty, and came to woo her; he was kindly received at the court, and feasts and tournaments succeeded each other to honour the guest and to give him opportunity for proving his skill and strength. While the knights were sporting in the fields, Kriemhild would stand at her window enjoying the sight and longing for him who from the very first had won her heart. But he was not allowed to see her, and when he had stayed in Worms for a whole year they had not yet spoken a word to each other. Then it happened that the Danes and Saxons declared war against Gunther. Siegfried, de- lighted at this chance to give vent to his passion for fight, at once started out against them. When, after, a victorious battle, his messenger arrived in Worms, Kriemhild secretly summoned him to her cnamber and inquired about Sieg- fried ; and when she heard that he had surpassed all others in deeds of bravery, she could not conceal her emotion, and " her bright colour bloomed like a rose." And now he him- self returned. The whole court proceeded to receive him, and Kriemhild was selected to bid him welcome. As the morning red comes forth from the clouds, as the full moon stands out among the stars, so she came surrounded by her maidens. And Siegfried, when he saw her, thought to him- self : " How could I dare to love you ? and yet, should I lose you, would that I were dead." Blushing, she spoke to him: "Be welcome, Siegfried, noble knight." His heart rejoicing, he bowed before her and took her by the hand. " How tenderly and courteously the knight went by her side ! With loving glances looked at each other the youth and the maiden : secretly was it done." Siegfried's death is surrounded by the full splendour of imperishable poetry." As in the older sagas, it is brought about through the rivalry of Brunhild and Kriemhild. But in the Edda the altercation of the two queens takes place 35 Avent. XIV-XVI. 8o SOCIAL FORCES IN GERMAN LITERATURE. while they are bathing in the Rhine stream;" here the scene is laid in front of the cathedral. Kriemhild wishes to enter the church before Brunhild; Brunhild steps in her way; there ensues an angry dispute between them, the climax of which is reached when Kriemhild reveals the secret of Brun- hild's having been made Gunther's wife by the disguised Siegfried. Now Brunhild resolves on Siegfried's doom; the evil Hagen offers his help. A false rumour of a new war against the Saxons is spread abroad. Hagen goes to ask Kriemhild whether he can by some means protect Siegfried in the coming danger; and she, in the anxiety of her heart and in the desire to save her beloved husband's life, betrays a secret through which she surrenders him into the hands of his murderers. Once in his youth Siegfried had killed a dragon ; and, bathing in the dead monster's blood, he had become invulnerable, save in one little spot on his shoulder, where a linden-leaf had lain while he was bathing. This Kriemhild reveals to Hagen, and in order to make him more sure she sews a cross upon Siegfried's coat of mail just on that fatal spot. After having thus unconsciously be- trayed her husband, she is tormented by dreadful forebod- ings. Dreaming, she sees him pursued by wild boars, mountains fall upon him, and she loses sight of him. The next morning she beseeches Siegfried to stay at home, but he laughs at her presentiments and leaves her, as confident as ever. The war rumours are now denied and a hunt- ing party is arranged instead. Siegfried displays all the heroic elements of his character; he kills lions, boars, and buffaloes; finally he catches a bear, fastens him to his horse, and gallops back to the tents. Then he lets the bear loose into the kitchen; the cooks run about in wild confusion, but Siegfried laughingly runs after him and catches him again. Now Hagen proposes a race to a distant fountain, and Siegfried is the first to accept. Although in full armour, " Cf. supra p. 32. THE HEIGHT OF CHIVALRIC CULTURE. 8 1 whilst the others have put their weapons aside, he reaches the goal first. Then he leans his shield and sword against a tree and waits courteously until the others have arrived and until King Gunther has quenched his thirst. Mean- while Hagen has taken away the hero's weapons, and when Siegfried is stooping down to the fountain, he aims his spear at the cross on Siegfried's shoulder, and the fatal deed is done. At the dawn of the next morning, when Kriemhild is about to go to mass, the chamberlain reports to her that a dead man is lying before her door, and instantly she sees it all with dreadful clearness: " It is Siegfried," she cries; " Brunhild has planned it, and Hagen has slain him." It is true that the events which follow — Kriemhild's change from a sweet, angelic woman into a revengeful, bloodthirsty .fury; her marriage with Ezzel, king of the Huns; her treachery to her own kin, and the wholesale slaughter of the Burgundians at King Ezzel's court — are replete with all the wildness and cruelty of early Germanic life; But even here the tempering influence of a milder and more cultivated age is discernible, — above all, in the Riidiger episode." Riidiger is the Max Piccolomini of the Nibelungenlied. He is pledged by sacred bonds to both of the conflicting parties. He is Ezzel's vassal, to Kriemhild he is attached by a special oath of allegiance; but Gunther and the Burgundians also are his friends: on their way to Ezzel's court he has been their escort, he has received them as guests in Ws own castle, his daughter he has betrothed to Gunther's youngest brother. Now he has to make the bitter choice between different forms of felony. For which- ever side he may take, he will be a traitor to his word; and even if he keeps aloof from the combat, he will be found faithless. For a long time he wavers. , He implores Kriem- hild to release him from his oath: "Honour and life I would gladly give up for you; to lose my soul I did not »* Av. XXXVII. Cf. Diu Klage (c. 1200) ed. Piper v. 2807 ff. 82 SOCIAL FORCES IN GERMAN LITERATURE. pledge myself." He beseeches Ezzel to take back the castles and countries with which he has invested him : " Nothing will I call my own, as a homeless man will I go into exile." He prays to God to let him die. When no other way is left, he rushes into the combat, and his prayer is fulfilled: he finds death by the very sword which once, in better days, he had given as a pledge of friendship to the Burgundian hero who now becomes his unwilling slayer. The same fulness of the inner life, the same variety of emotions, which we observe in Riidiger is found in the hero- ine of the other great national epic of the Mid- ■ die High German period, in Gudran, except that here the tragic element has only a subordinate part.^jQu- drun is undoubtedly the most complex character in the whole German folk-epic. She is the first figure of mediseval poetry which in lifelikeness and individual colouring -sug- gests the depth of modern portrait-painting. Even in characters like Siegfried, Kriemhild, Hagen, there is a cer- tain archaic inflexibility and monotony; Gudrun surprises us through an originality and freedom of feeling which can- not be surpassed. There is nothing in her of the conventional blushing maiden. She is a charming mixture of pertness and thoughtfulness, of coyness and impetuosity,- -of purest womanly devotion and an almost masculine firmness of decision. Artificial restraint is something entirely foreign to her. When Herwig, the man of her choice, comes to woo her, her heart leaps up; with girlish exuberance she exclaims": "Be- lieve me, I shall not reject you! Of all the girls whom you ever saw none is moreen love with you than I!" When news is brought that Herwig's dominions are overrun by enemies, and that, if left alone, he is powerless to resist " Kudrun ed. Martin str. 657. THE HEIGHT OF CHIVALRIC CULTURE. 83 them, she weeps and wails; she throws herself at her father's feet and implores him to succour her lover." And when, after her father's departure, she is threatened by another wooer with forcible abduction, her sole answer is an im- pulsive laugh." It is only after these threats have been put into practice, it is only after she has become a captive of Hartmut, king of the Normans, that her natural buoyancy of temper gives way to immovable composure." Now her lips are sealed. She remains indifferent to Hartmut's proposals, indifferent to the atrocities of the cruel Gerlind. Or, rather, she wel- comes these atrocities as a help to make her bear the agony of separation from her beloved. She refuses kindness and comfort; she delights in every new humiliation, and when at last Gerlind orders her to do the washing by the seashore, she answers": " Noble queen, deign then to teach me how to wash your linen. Since I am not to have joy, pray give me still more pain." What a wonderful transformation, what a welling up of \ feelings long repressed, when after fourteen years of servi- ' tude the first hope of rescue dawns upon her! It is a cold ' March morning. Gudrun and her faithful Hildeburg are washing by the shore. They see a bird swimming toward them." Gudrun says: "Beautiful bird, how I pity thee, swimming so far on the wide sea! " The bird answers: " I am a messenger of God; and if thou wilt ask me, I shall give thee tidings of thy friends." Gudrun at these words throws herself on the ground to pray; and then, trembling, gaspingly asks and asks, until she has heard of all her dear ones, until she knows that Herwig with his army is coming to deliver her. All night long Gudrun hardly closes her eyes; her thoughts are on the sea whence her rescuers are to come. The next morning she and Hildeburg are again " Kudrun ed. Martin sir. 681 ff. "' lb. str. 771. " lb. avent. 20. 21. " lb. str. 1055. " lb. str. Ii66 ff. 84 SOCIAL FORCES IN GERMAN LITERATURE. at the shore. Herwig and Ortwin, Gudrun's brother, ap- proach in a boat in order to explore the land." The girls flee at sight of them, but are overtaken. Ortwin asks whether they know anything of Gudrun. Gudrun replies: "If you are seeking for Gudrun, your errand is in vain; she is dead; she died from suffering and grief." Then Herwig breaks out into tears: " She was mine! She was my wife! " But Gudrun goes on: "You deceive me! I know that Herwig, Gudrun's spouse, is dead ! If he were alive, the joy of the world would be mine ! " And now at last all doubt is gone. " He held her in his arms," the poet says, " and kissed her I know not how often; and what they said to each other gave them both bliss and woe." We have seen the manifestations of chivalry in the Min- nesong and in the revived national epics. It remains to The court- follow its traces in the so-called court- epics, epics. These epics were not based on native pop^ular lore, but adapted from foreign traditions; they were purposely designed, not for the people at large, but for the exclusive audience of lords and ladies familiar with the dictates of gallantry and noblesse, which, together with these poetical traditions, had been imported from France, the native land of cavaliers. It is in these epics that we find the chival- rous spirit at its height. In the Nibelungenlied the leading characters, even in their knightly garb, still retain something of the old heroic free- dom. Walther, over and above his being a~gal- of'etiQnette ° '^'''' ^^S^'") ^^^ ^ loyal and devoted son of his country. In these courtly poems we are met by an all-absorbing sense of class and convention. Of the people we hear nothing; national matters are left out of sight; the whole world seems to have been converted into one vast opportunity for fashionable sport and sentimental love- making. There is no background to most of these poems. *' Kudruii ed. Martin str. 1207 ff. THE HEIGHT OF CHIVALRIC CULTURE. 85 In reading them we feel as though we were seeing a mirage. It all hangs in the air. To be sure, we meet names which originally were borne by poetical characters endowed with the fulness of national life: the heroes of the Homeric poems and of King Arthur's court. But these names in the chivalrous epics have entirely lost their native flavour. The heroes of the Trojan war have been changed into dallying, love-sighing courtiers; and King Arthur is no longer the champion of the Celtic race in its struggles with Romans and Anglo-Saxons, but the typical representative of a fan- tastic, high-flown chivalry. With his noble wife Ginevre, he resides in his castle of Caerlleon. Hundreds of brill- iant knights and of beautiful women surround him. Among them all the most distinguished are his twelve paladins, the companions of his Round Table, the most valiant of the valiant, the noblest of the noble. They are mod- elled somewhat after the paladins of Kaiser Karl; like them they lead a life of incessant combat. But the heroes of the Karl saga are champions of religion, the heroes of King Arthur are champions of etiquette; the former fight against heathendom and for the expansion of Christianity, the latter maintain the cause of social decorum. Theii enemies are the uncouth and awkward, braggarts, liars, de- ppisers of women, giants, dwarfs. Their charges are noble ladies, orphans, imprisoned youths, enchanted princesses. Even animals in distress attract their generous attention, and usually reward their rescuers by faithful attachment." Some of the love-scenes in these aristocratic romances are of exquisite delicacy. Famous is the senti- Dgii„.„_i^ mental picture which Heinrich von Veldeke, the portrayal in his JSneid (c. 1180), gives of the love-sick ofl"™' Lavinia when she first sees the noble ^neas." Her mother " Most renowned is the rescue of a lion from the clutches of a dragon by the gallant Iwein. Hartmann's Iwein ed. E. Henrici v. 3828 ff. Cf. W. Scherer, Gesch. d. d. Lift. p. 158 ff. " Cf. Heinrich von Veldeke's Eneide ed. O. Behaghel v. 10031-10631. 86 SOCIAL FORCES IN GERMAN LITERATURE. wished her to marry the gallant Turnus. But she was quite unsusceptible to men's wooings, and when her mother, a short time before, had given her a long lecture about love, she had hardly understood her. But now, when she saw the Trojan hero, Lady Venus shot a poisoned dart at her. That gave her pain and grief enough. It wounded her heart and made her love, whether she would or not, even if she should lose her mother's good-will. She was hot and cold, she perspired and trembled, she was pale and flushed, great were her pangs. She knew nothing of the wound from which the evil came, but she was forced to think of what her mother had said to her. At last she recovered her strength and spoke wailing to herself: " Now I do not know what to do. I do not know what dazzles and bewil- ders me so. I was always hale and sound, and now I am almost dead. Who has so bound my heart, which only now was loose and free ? I fear it was the grief of which my mother spoke." All night she lies awake. In the morning her mother, seeing her pale and colourless, insists on learn- ing what ails her, and Lavinia confesses that it is love. But she is too bashful to tell the name of her loved one. All she can persuade herself to do is to write it. " Trem- blingly she smoothed the wax and began to write. E was the first letter, then N, then again E — great was her anguish and pain — then A and S. The mother spelled it and ex- claimed: ' Here stands Eneas ! ' ' Yes, mother dear ! ' " Most pathetic is the way in which in Wolfram von Eschenbach's Parzival Sigune mourns her dead lover Schionatulander. She appears in the poem four times, separated by long intervals. The first time she is sitting by the roadside, tearing her hair in despair over her lover, who has just been slain." The second time she is Still sit- ^ Wolfram von Eschenbach's Parzival sA. Bartsch III, 667 ff. It is well known that Wolfram made the love of Sigune and Schionatulander the subject of a separate cycle of poems, the so-called Titurel. THE HEIGHT OF CHIVALRIC CULTURE. 87 ting in the same place, with the embahned body of the dead man on her lap." The third time she is living as a recluse in a cell, built by her own hands, over the grave of her loved one." The fourth time she is found dead, kneeling in her cell as if in prayer." And similar in its heart-stirring effu- sion is the grief of the heathen princess Jafite over the death of her husband Roaz, as described in Wirnt von Graven- berg's Wigalois ".• "She rushed upon him, pressed him with her white arms, and kissed him as though he were still living. 'Woe,' she cried, 'woe, ray dear husband, now you have lost your beautiful body for my sake. But nothing shall keep me from you. I shall be yours in heaven or in hell, wherever we shall be. Where art thou now, Mach- met? In thy help I always trusted. Machmet, sweet god, I have always loved thee. To whom hast thou now left me here ? O Roaz, dear husband, you were my soul and my body, I was your heart and your wife. As your heart was mine and my will yours, so your death shall be my death.' She lifted him upon her lap, with both her arms she embraced him, her heart broke. So she lay upon him dead." It is remarkable to see what painstaking care these chival- rous poets bestow upon a correct representation of the manners and the outward paraphernalia of Convention- courtly life. Again and again we are reminded ?^'*y °^ , ■^ ° ° drapery and of how this hero or that one bore himself, how landscape, he stood or sat, how he was dressed, what his complexion was, or the cut of his hair. We have most elaborate de- scriptions of castles, of weapons, of monsters, of romantic landscapes. No doubt these descriptions help to make the doings and happenings of chivalrous life more real to us ; they transport us into its social atmosphere. But it cannot be said that they add anything to the human interest of, these poems. It is largely drapery and nothing more. However varied and fantastic the armours and garments of " Parzival ed. Bartsch V, 761 ff. '» lb. IX, 66 ff. " lb. XVI, 517 ff. " Wigalois ed. Benecke v. 7677 ff. 88 SOCIAL FORCES IN GERMAN LITERA TURE. these lords and ladies are, almost^lljheir faces look alike ; , however wild the forests, however gorgeous the ravines, we \do not hear the wind rustle in the leaves, or the water roaring in its fall. And over the unending succession of fashion- able happenings, of gallant tournaments, of love-scenes, both delicate and frivolous," of bold abductions and miracu- lous escapes, we entirely lose sight of the real forces and the true meaning of human life. The very thing which called forth this poetry also ternded to kill its spirit : aristocratic exclusiveness and social correctness. It is the lasting glory of three great men to have risen Hartmann above these narrow bounds of an artificial caste, Wolfram, and thus to have raised themselves above the Gottfried. jjj^gg jj£ jljg chivalrous epic poets as Walther von der Vogelweide stands out from the crowd of the Minne- singers : Hartmann von Aue, Wolfram von Eschenbach, Gottfried von Strassburg." These men were far from disclaiming the ideas of chivalry ; on the contrary they were full of them. They avowedly meant to represent the perfect chivalrous life. Traces of / , . ^. , . conventional They even bowed not infrequently to its con- chivalry in ventional absurdities. Hartmann's two most them. . . „ , ^ . pretentious epics, Erec and Iwetn, are not very different in their detail from the average romances of the knight-errant style ; they show the same superabundance of meaningless adventures, the same worship of courteous bearing, the same revelling in insignificant trifles : the bulk of a chapter in £rec, for instance, is devoTed to the description of a saddle-horse." In Gottfried's Tristan the whole plot hinges on so conventional a device as a magic potion, which brings about a sudden change of char- '' One of the most frivolous and inane of all these romances is the Lanzelet oi Ulrich von Zatzikhoven (c. 1200). " Hartmann's principal works were written between iigo and 1205. Gottfried's and Wolfram's poetic activity falls between 1205 and 1220 " Erec der Wunderare ed. F. Bech v. 7289-7765. THE HEIGHT OF CHIVALRIC CULTURE. 89 acter, drawing together with irresistible power two persons who only a short time before were kept apart from each other by grudge and hatred. Even in Wolfram's Parzival the machinery of the central action is utterly conventional and comes dangerously near being a farce. Parzival on one of his knightly sallies gets by chance into the castle of the Holy Grail, that mysterious syn^bol of consummate knight- hood which forms the spiritual counterpart to the worldly perfection of King Arthur's court. Parzival was destined to be the royal high-priest of this knightly sanctuary. There is, however, a rule that only he shall actually attain to that dignity who, brought face to face with the wonders of the Grail, not knowing what it all means, asks a certain question about it. Parzival, from a misdirected sense of propriety, neglects to ask that question. He is therefore not yet worthy of the Holy Grail. Again entering upon his former life of adventure, he comes to know where he has been, what the wonders of the Grail are, and what question he ought to have asked. A second time he is brought into the presence of the sanctuary, and now, on the strength of the knowledge meanwhile acquired, he asks the required question, and it works to a charm. But how insignificant and almost trifling do these blem- ishes appear when we realize what these three men, Hart- mann, Gottfried, and Wolfram, have done for _ . ^ J_ .-.'.-.. . Tneiressen- GernVair Irterat'ure ~af large ! Bemg rooted in tial freedom chivalry, they rose above it : representing a life from oonTen- ,">-/_ , ,-. , . . ,. , tionality. of class prejudice and conventionality, they preached toleration and liberality ; each in his own way, consciously or unconsciously, they demonstrated the superi- ority of human feeling over the dead forms of accepted rules and dogmas. And thus they have created poetic characters which in their peculiar blending of conventional form with a thoroughly independent spirit mark the same ,phase in the development of German, -cixlture-wjijch in the plastic arts is marked by those "strangely fascinating, half- 90 SOCIAL FORCES IN GERMAN LITERATURE. archaic, half-modern sculptures of the fully matured Ro- manesque style : above all, the portrait-statues in the cathedral of Naumburg, the saints and prophets of the golden gate at Freiberg, and the superb Sibyl o_f_Bamberg." Hartmann's Erec and Iwein, as already intimated, stand nearest the commonplace level of approved chivalrous Hartmann's morality. Yet even here there is at least a con- Ereo and flict between the two principal motives of chiv- Iwein. alrous conduct : honour and love. Erec, giving himself up to the joys of domestic love, comes near losing his manly vigour and his social reputation. Iwein, in a life of ambition and restless adventure, forgetting his duties to his wife, comes near losing her love. Both are saved by sore trials and womanly forbearance. Iwein, although as a literary production more finished than Erec, is, from a psychological point of view, less interesting, the only epi- sode of deeper import being the spell of insanity to which the hero for a time succumbs. But in Erec there are not a few scenes of most pathetic power. It is Erec's own wife Enite who points out to him that he is in danger of becom- ing effeminate. He rallies, and resolves to show the world that he is still worthy of knighthood. At the same time, a doubt in the confidence and faithfulness of his wife arises in him. So, in going forth to meet adventures, he compels her to accompany him, and in addition lays upon her the capricious injunction never to speak to him. The trial of husband and wife in this expedition forms the essence of the poem. Erec is everywhere victorious ; Enite con- stantly trespasses against the unnatural command of silence, especially by warning her husband of approaching dangers. Every time the cruel man makes her suffer for it ; but through his very cruelty her faithfulness and devotion are brought out all the more resplendently. The climax of the romance is reached in chapters 16 and 17. Erec undergoes " Cf. W. Bode, Geschichte der deutschen Plastikp, 39. THE HEIGHT OF CHIVALRIC CULTURE. 91 a terrible combat with two giants, in which badly healed wounds of former fights break out again. With difficulty he rides back to the place where he has left his wife ; in dismounting he faints and falls prostrate at her feet. Enite thinks him dead and gives herself up to heart-rending lamentation over her beloved husband. She wants to die and is about to throw herself on her husband's sword, when a count Oringlas of Limors appears, who, enraptured by Enite's beauty, prevents her from committing suicide. On his own horse he takes her to his castle ; Erec also, appar- ently dead, is carried thither, and placed on a bier sur- rounded with candles. Oringlas determines to marry Enite at once ; from the bier he drags her into his banquet-hall. Her loud wailings arouse Erec from his stupor. Like a ghost, wrapped in his white shroud, he appears in the hall. The company is terrified, he strikes down whomever he meets, the rest scatter in flight. Enite remains alone with her husband, who now asks and receives her forgiveness. It is, however, not in these high-flown representations of chivalry that Hartmann's art is seen at its best, but rather in the humbler sphere of legendary narrative, in ^^ Gregorins stories such as that of Gregorius, " the virtuous and Der arme sinner," who atones for heinous crimes unwit- ^*"™''''' tingly committed by retiring to a life of holy abnegation on a barren rock in the wide sea ; or that of Der arme Heinrich, the Suabian knight, who, like Job, in the midst of worldly affluence and splendour is visited by a terrible disease, who, unlike Job, abandons himself to grief and despair, but is finally healed, both bodily and mentally, through the pure faith and self-surrender of a simple peasant girl. Nowhere does Hartmann betray such a breadth of human sympathy as in this latter poem, the only one of his works which was inspired by a popular tradition of his own Suabian home." " Erec and Iwein are taken almost bodily from Chrestien de Troyes ; Gregorius, an ancient subject of legendary literature, is lilcewise copied from a French model ; the " buoch " which inspired Hartmann to Der 92 SOCIAL FORCES IN GERMAN LITERATURE. Nowhere does he show so clearly the liberalizing influence of Christian spirituality. And it may be doubted whether in all literature there is a finer type of naive religious devo- tion than this lovely child of the Black Forest who craves to sacrifice her life in order to save her master. How she sits at his feet while he tells her parents of his sad fate which dooms him to lifelong agony unless a pure maiden of her own free will dies for him ; how she lies awake at night weeping and grieving for the poor man, until she suddenly is overjoyed and transfigured by the thought that it is her own mission to rescue him ; how she awakens her parents and tells them of her decision ; how the parents, heart- broken, yet with wondering adoration, submit to it, because they see it is the divine spirit that is speaking through their child ; how, finally, the sight of this lovely creature joyfully offering her bosom to the deadly knife brings about a change of heart in Heinrich himself ; how he recognises his unwor- thiness to accept this offering ; how he interrupts the sacri- ficial act ; how he resolves henceforth to bear his burden without complaint and with trust in God ; how this inner transformation is followed by his delivery from disease ; and how his rescuer now becomes his wedded wife — all this " is told with such a sublime simplicity and childlikeness that even a poem like Goethe's Iphigenie appears cold and studied in comparison with it. If Hartmann von Aue tries to reconcile inclination and duty ; if he holds up symbols of a life in which " diu Wolfram's maze," i.e., a happy harmony of instinct and Pandval. reason, is the dominating rule of conduct," his great contemporary Wolfram von Eschenbach strikes arvie Heinrich was probably a Latin version of the legend. That Long- fellow's Golden Legendh. based on Haftmann's poem is well known. '^ Dir arme Heinrich ci. Bech i'. 295-348. 459-902. 1217-1520. Cf. Goethe's strange verdict, Tag- u. Jahreshefte 1811, Werke Hempel, XXVII, 203: " In one of his lyric poems, Lieder ed. Bech 2, 15, Hartmann ex- THE HEIGHT OF CHIVALRIC CULTURE. 93 a Still higher key. Indeed, with the one exception of Dante, no mediaeval poet has treated so deep and por- tentous problems as this honest, ardent, sinewy Franco- nian, whose mental physiogonomy reminds one of Diirer's famous knight riding fearlessly in the company of death and the devil. We observed the unsatisfactory and formal way in which Wolfram makes his Parzival comply with the rules of the Holy Grail. But this defect does not touch the real core of his wonderful epic. After all, the Holy Grail is only an episode, although a most important one, of the poem ; its true essence lies in the development of Parzival's character. And who will deny that in this character Wol- fram has put before us, within the forms of chivalrous life, an immortal symbol of struggling, sinning, despairing, but finally redeemed humanity ? What an inimitable picture of the vague sweet dreami- ness of boyhood is the description of Parzival's youth spent with his mother in the loneliness of the forest ! '° He loves to listen to the songs of the birds. He roams about under the trees and gazes at them, his bosom swells, he runs home with tears in his eyes ; his mother asks what ails him, but he cannot tell. One day he meets some knights in the forest; he is so amazed by their shining armour that he thinks it is God, whom his mother has described to him as being brighter than day. They tell him of King Arthur's court, and in spite of his mother's warning he sets out to try his fortune in the world. Inexperienced and boyish as he is, he falls into strange errors and incurs ridicule, especially by the too literal following out of the precepts which his mother and other friends had given him." But even in his follies, the chaste, unsoiled mind of the youth is proved ; the good in him, although not developed, is felt as a hidden, presses this ideal by saying : "sinne machent saeldehaften man," i.e. a wise sensuousness makes a happy man. Cf. Erstes Bilchlein ed. Bech ■V. 1269 ff. »» Parzival cA. Bartsch III, 56 ff. " lb. 339 ff. 1629 ff. 94 SOCIAL FORCES IM GERMAN LITERATURE. unspent force. This it is which opens to him the hearts of all whom he meets, which makes him a welcome guest at Arthur's court, which wins him the love and the hand of a beautiful woman, which even makes him worthy to reach the castle of the Grail without knowing it. But here he entirely misses his opportunity." Biassed by social prejudice and etiquette, he does not listen to the voice of pure human sympathy, he does not ask what the strange and affecting things mean which he sees in the castle ; the whole episode passes by like a dream without leaving a trace. Returning to Arthur's court he hears what he has missed. And now, instead of blaming himself, he revolts against God." "What is God ?" he exclaims. "If he were mighty, he would not allow such a mockery. I have served him as long as I have lived and could think. In future I will throw up his service. If he has hatred, I will bear hatred." So he hardens his heart, in dark despair he defies all tender feelings. That which was not to be given to him he will now obtain by force. Here the poet takes leave of Parzival for a time, con- centrating the main attention upon the worldly circle of the Round Table knights, and their main champion Gawain. Only from time to time Parzival appears as if in the dis- tance, not taking part in the action, but keeping aloof, and in gloomy despair pursuing his path. But gradually we see a change taking place in his soul. He has a succession of experiences which cannot fail to appeal to his better nature. First he meets a young maiden (the above-mentioned Sigune) living as a recluse by the grave of her slain lover. The sight of her self-sacrificing, consecrated life, and her calm, consoling words, awaken in Parzival, also, a sense of humility and a gentle hope." Then, on a Good Friday morning he is accosted by an old knight, who, being on a pilgrimage with his wife and daughters, is astonished to see " Parzival fiA. Bartsch book V. " lb. VI, 1561 ff. " lb. IX, 62 ff. THE HEIGHT OF CHIVALRIC CULTURE. 95 Parzival on such a sacred day in full armour and on horse- back. He calls up in Parzival's mind the memory of long- forgotten means of grace." Finally, he falls in with an old lay hermit, who, in a most tender, benevolent manner, shows him his mistakes, reveals to him the eternal wisdom, patience, and Jong-suffering of God, and succeeds in win- ning back his heart to a joyful view of life." Now Parzival is worthy to be granted what first in the folly of inexperience he had trifled away and what he had then in vain tried to get by force. He is no longer the innocent, unconscious youth; he has passed through the hard school of life, he has doubted and despaired, but through.jdoubt-he has returned to the oM certainty, to the belief of his childhood. Now he is chosen, as keeper of the Holy Grail, to become a guide for others also to the highest treasures of earthly life." Wolfram is the most liberaliminded man of mediaeval Germany. Although deeply religious, he is far from being a churchjnan. He even has a certain weakness fox-the heathen. In one of his expeditions Par- '^^^^'^^ ■■ . "^ , toleration. zival meets a pagan. They fight with each other. Parzival's sword breaks, but his opponent is gen- erous enough not to take any advantage of this. In the conversation which ensues, he proves to be a half-brother of Parzival's, a son of the first, heathen wife of his father. They exchange words of friendship and affection, and the heathen man is even received into the company of the Round Table. Although intensely earnest. Wolfram is far from being ascetic. None of his contemporaries has depicted the joys of manly sport more sympathetically, none has felt more " Parzival eA. Bartsch book iX, 396 ff. «« lb. 585 ff. " The poem ends with a brief allusion to the legend of Lohengrin, Parzival's son, who "in the service of the Grail won praise'' ; XVI, 1 107 ff. Cf. K. Bartsch, Parz. als psychol. Epos, Vortr. u. Au/s. p- log ff. «« lb. XV, 35 ff. 96 SOCIAL FORCES IN GERMAN LITERA TURE. deeply the comfort of married life, none has set greater store by a strong, doughty knighthood. The nmani y, j^^^j ^£ Parzival's life he expresses in the words "' : "des libes pris unt doch der sele pardis bejagen mit schilt und ouch mit sper" (the body's prize and the soul's para- dise conquer with shield and with spear) ; and when the old hermit absolves Parzival from his sins. Wolfram adds, with evident gratification, that he at the same time gave him good chivalrous advice.'" In no poem of the Middle Ages does chivalry appear so complete and so truly human as in the Parzival. It is hard to understand fully the mental attitude of Gottfried von Strassburg. On the one hand he shows himself thoroughly imbued with the spirit of Tri^n*'° polite society. Courtly manners are to him a most essential part of ethics. He delights in the description of brilliant fashionable events; he even gives at times direct advice in the liberal art of etiquette; nothing seems to him more to the credit of his hero Tristan than that he knows how to quarter a deer in blamelessly correct fashion." On the other hand, he has no heart for the ideal tasks of chivalry; of Wolfram's enthusiasm for spiritual knighthood he has not a spark; the sacred rites of the church are hollow forms to him; he does not shrink from representing a judicial ordeal as mockery." He seems to have been one of those finely organized natures who see the essential inanity of all things and yet delight in the beauty of their outward aspects; a doubtful character, without respect or reverence, but a true artist, with the most delicate sense of form and a caressing sympathy for human frailties and passions. " /"arzij/a/ ed. Bartsch IX, 1171 ff. A similar ideal is represented in Wolfram's WilUhalm. CI. GdgPh. II, i, 279. '" 16. IX, 2057 f. For Wolfram's relation to Chrestien and Kyot cf. GdgPh. II, 1, p. 278 f. " C£. Tristan ed. R. Bertsjein V, 2786 S.. " Il>. XXIV, 15737 ff- THE HEIGHT OF CHJVALRIC CULTURE. 97 His Tristan is the most exquisitely finished portrayal in mediseval literature of the human soul swayed by emotions. Never has the irresistible power of love been represented in a more enchanting, bewildering, intoxicating manner than in this poem." Tristan has been sent by his uncle Marke, king of Kur- newal, to sue in his name for the hand of Isolt, daughter of the king of Ireland. Isolt follows him grudgingly. She entertains a twofold spite against him: for he is the slayer of Morolt, her uncle; and now he has come to take her away from her home to a foreign country and to an un- known husband. On board the ship which carries them to Kurnewal she keeps aloof from him, and when he ap- proaches her she receives him with bitter words. As for Tristan, he feels towards Isolt nothing more than the respect due to a beautiful woman, who is moreover the betrothed of his master. Through an accident, however, they both drink of a magic love-potion, and now their hearts and minds are completely changed." " When the maiden and the man, Isolt and Tristan, had taken the potion, forthwith there appeared the world's unrest, Love, the hunt- ress of hearts, and stole upon their souls. Before they were aware of it, she waved her banner over them and drew them both into her power. One and united they became who had been two and divided. Isolt's hatred was gone. Love, the peacemaker, had cleansed and smoothed both their hearts so that each to the other seemed as clear as a mirror. They had only one heart: Isolt's grief was Tristan's pain, Tristan's pain was Isolt's grief; they were one in joy and in sorrow. And yet they hid it from each other. It was doubt and shame that made them do so. She felt ashamed, and so did he; she " Cf. K. Bartsch, Tristan u. Isolde, in Vortr. u. Aufs. p. 132 ff. For the relation of Gottfried to his French predecessor " Thomas von Britanje " ( 7>jV. v. 150) cf. GdgPh. II, i, 284 f.— The first German poet to treat the Tristan saga was Eilhart von Oberge (c. 11 70). Gottfried's Tristan, which was left unfinished, was brought to a close by Ulrich von Tflrheim (c. 1240) and Heinrich von Freiberg (c. 1300). " Tristan ed. Bechstein XVI, 1171' « 98 SOCIAL FORCES IN GERMAN LITERATURE. doubted him, he doubted her. Though blindly their hearts' desire drew them towards one goal, yet they both dreaded the first step. When Tristan felt the touch of Love, he said to himself : ' No, Tristan, turn away, recollect yourself, put it out of your mind.' He battled against his will, he desired against his desire, he wished to flee and was arrested. He turned to Honour and Faith for help, but at once Love attacked him and brought him back to her. Honour and Faith pressed upon him, but Love pressed still harder. Often, as prisoners are wont to do, did he think of escape. 'Look after others,' he said to himself, ' let your desire wander and love who may be loved.' But the snare held him fast, and when he probed his heart to find a change in it, he found in it Love and Isolt. Even so it fared with Isolt. She, also, struggled like a bird in the lime, she felt her senses sink, she tried to lift herself up, but she was held back and drawn down- ward. She turned hither and thither, with hands and feet she strove, but all the more her hands and feet sank into the blind sweetness of Love and Tristan. Shame turned her eyes away from him, but Love drew her heart back to him. Shame and maiden battled against Love and man. But as it is said that Shame and maiden do not live long, so here also they soon surrendered; and Isolt, yielding to Love, let her glances and her heart rest upon Tristan." From this time on they both seem to have lost all moral responsibility. They are driven about like wrecks on the sea of passion, they trespass all human and divine law. Even before they reach Kurnewal they have sinned, and when Isolt becomes Marke's wife she has already broken her plight. Hardly an attempt is made at hushing the matter. Even at Marke's court Tristan and Isolt find constant opportunity to see each other and to continue their criminal relation. Marke constantly suspects, and is constantly deceived; and the poet, although seeming to disapprove of the immorality of all this, at heart .evidently delights in the ever-new tricks and devices which the lovers find for gratifying their fatal desire. At last Tristan is exiled. He enters upon a new life of adventure and struggle; he again falls victim to his passion by losing his heart to another Isolt who reminds him of his first love. A new conflict arises in his soul- his old and his new love THE HEIGHT OF CHIVALRIC CULTURE. 99 Struggle with each other; self-reproach and gloomy fore- bodings take hold of him. — Here the poem breaks off. But we may assume that it was the intention of the poet to let the hero die in the midst of his moral agonies, his feelings exhausted, his heart broken. In Gottfried von Strassburg we see the dissolution of chivalric society. Passion overleaps- all the Barriers of ■^cial custom and moral law. An elemental instinct breaks down the rules of tradition and accepted respectability. As in the poetry of the Migration period, the individual appears again as its own centre, its own guiding star, its own ruin. The ideals of mediaeval life have lost their meaning." We shall see, in the chapter following, the growth of a new life, the appearance of a new social spirit : the rise of the middle classes, and the first advancing steps of modern Democracy. '" Cf. for the whole subject of this chapter, K, Lamprecht I.e. Ill, 204-253. CHAPTER IV. THE RISE OF THE MIDDLE CLASSES. (From the Middle of the Thirteenth to the Beginning of the Sixteenth Century.) The middle of the thirteenth century marks the transition from mediaeval to modern life. The two great institutions which had controlled European society ever since the time of Charles the Great, empire and Decline of em- P^P^^y- "^"^ no w showing^ unmistakable signs pireand of decay. The downfall of tlie Hohenstaufen papacy. dynasty (1268) put an end to German predomi- nance in Europe. The imperial dignity, divested of national import, becarhe a mere party name and a pretext for sec- tional aspirations. Nothing is more significant of the utter dissolution of national unity in Germany during the follow- ing centuries than that in 1347, at a time when Paris and London had for generations been the acknowledged centres of French and English political life, the seat of the German government was transferred for more than fifty years to Prague, the capital of a territory un-German in population and until then hardly connected with the political system of the German empire. During the whole period from Rudolf von Habsburg (d. 1291) to Maximilian I. (d. 1519) there appeared not a single ruler who succeeded in enforc- ing the most ordinary right and performing the most ordinary duty of government: the levying of taxes and the maintenance of public order. Less apparent, but all the more significant, were the symptoms of decay threatening the very root of the ecclesi- xoo THE RISE OF THE MIDDLE CLASSES. lOI astical system of the time. Nevet, to be sure, was the out- ward condition of the church more flourishing than in the thirteenth and fourteenth centuries. Never did monasti- cism exert such an omnipresent influence upon -a-li classes" of the people as in the period following the foundation of the Franciscan and Dominican orders (beginning of the thirteenth century). Never was the Christian doctrine ex- pounded and defended by more learned or zealous men than the great scholastic writers of the thirteenth century: Albert of Cologne (d. 1280), Thomas of Aquino (d. 1274), Duns Scotus (d. 1308). Never did Christian artiring forth more perfect embodiments of Christian ideals than the wonderful cathedrals which during, the same century rose in Amiens^ Cologne, and Canterbury. But all this outward splendour and activity could not cover up the fact that the most advanced minds of the age, at any rate, were beginning to fall away from a religious system which regarded the pope as not only the infallible inter- preter of eternal truth, but also the keeper of supreme temporal £ower. In Italy, Dante, the forerunner of Humanism, raised the cry of indignant protest against the degradation ~of divine^ offices to human ends,' upholding at the sa-me time the divine origin and essential indepen- dence of the temporal state." - In France king PhiHp the Fair called up his people against the attempts of the pope to interfere with the internal affairs of the nation, and public opinion rallied solidly around the standard of the crown. In Germany the violent struggle between church and state during- the reign of Ludwig of Bavaria led (in 133^) to a solemn declaration by the assembled princes that the election by the princes, not the papal consecra- tion, was the source of imperial power. In England the ' a., e.g., Inferno XIX, 115. * This is the central thought of his treatise De monarchia ; cf. es- pecially III, 13-15 ed. Witte. I02 SOCIAL FORCES IN GERMAN LIl^ERATURIi. bold accusations of Wycliffe (1324-84) against Romish corruption and usurpation were re-echoed at least among the learned, and were upheld by Parliament. And not long after, the spirit of revolt against mediaeval hierarchy found its first great martyr and hero in Johannes Hus (d. 1415). While thus the main supports of mediaeval life were gradually crumbling away, there arose at the same time two forces destined to become the chief instruments Thenewpolit- ^f ^ jjg^ civilization: the sovereign-«asKerol, loalpowersi , . . , . , , ... the territorial princes and the coniniunal_inde- pendence of jhe cities. Paradoxical as it may seem, both these forces combined to prepare the way for modern de- mocracy, the princes by levelling down, the cities by level- ling up; the former by forcing their subjects into equality, the latter by opening their gates to liberty, both by intro- ducing a new social factor: the middle classes; It was the territorial princes who broke up the feudal state. Their claims of sovereignty did not, like those of the emperor, rest upon a personal relation of Tte temtonal allegiance, but upon the hereditary transmission pnnoes. 07 r -' of a public office. And the history of the four- teenth, fifteenth, and sixteenth centuries is a record of one continuous and finally successful effort on the part of the princes to assert the supreme power of such office against the conflicting interests of all classes, the clergy and the nobility as well as the bourgeoisie. Many time-honoured rights were crushed in this struggle, many well-founded privileges were trampled into the ground; and yet it is impossible not to see that without this demolition of medi- aeval institutions and class distinctions the structure of the modern state could not have been established. And it ought not to be forgotten- that it was the'princes who dur- ing the fourteenth and fifteenth centuries founded most of the universities which, to-day are the pride oFGermany; that it was they who in the sixteenth century saved the THE RISE OF THE MIDDLE CLASSES. IO3 religious Reformation from being smothered in party hatred and fanaticism. The whole history of the German cities from the tenth ^to-the fifteenth century is a succession of stages of emanci- / pation. From settlements of artisans employed by the 'Bishop and living around the bishop's ° eeoiies, ca-stkr,' tliey had in course of time changed into independent communities of free citizens, making and executing their own laws, electing their own magistrates, ranking with the princes and barons as one of the great estates of the empire, upholding the honour of the common fatherland at home and abroad at a time when the central government had become decrepit and powerless. An animated description from the pen of the Italian cardinal Enea Silvio, who visited Germany in 1458, gives us a picture of the material prosperity of the German cities in the fifteenth century. "We say frankly," he declares,' "never has Germany been richer, never more^resj)lendent than to-day. JTothTn^more magni-ficent or beautiful can be found in all Euroj)e than Cologne'with its wonderful churches, city halls, towers and palaces, its stately burghers, its noble stream, its fer- tile cornfields." And equally beautiful are Mainz, Worms, Speier, Basel, Bern. ' " Some of the houses of Strassburg citizens are so proud and costly that no king would disdain to live in them. Certainly the kings of Scotland would be glad if they were housed as well as the moderately well-to-do burghers of Niirnberg. Augsburg is not surpassed in riches by any city in the world; Vienna has some palaces and churches which even Italy may envy." It would be hard to overrate the social importance of this outward prosperity of the German cities in the later Middle Ages, spreading as it did over a large geographical area, and affording comfort ^ Aeneas Sylvius De ritu^ situ, moribus et conditione Germaniae, Opera ed. Hopperus, Basileae 1571,^. 1052-55. Cf. H. Janitschek, Geschichii d. deutschen Malerei p. 225. I04 SOCIAL FORCES IN GERMAN LITERATURE. to a class of people who during the height of chivalrous culture were still confined to the hard,_slruggle -for-bare existence. But even more important than this prosperity itself is the fact that it was the fruit of a long-sustained fight for independence. It seems like an embodiment of the very^pirit -of this fight when Eike von Repgow in his Sachsenspiegel {1230) says*: "Servitude is against God's will. It has its origin in constraint, imprisonment, and illegitimate force, which in times of old were introduced by usurpation, and which now are held up to us as right." The very consciousness of having fought for their existence gave to the German cities that character of intellectual sturdi- ness and fearlessness which made them the principal seats of the Mystic movement, which opened their gates to Hu- manism, which rendered them the firmest allies of Lhther. The literature which corresponds to this changed state of affairs is at first sight somewhat disappointing, and seems to offer little to attract the attention of the student The new lite- of literary history. The heroic grandeur of the national epics, the aristocratic noblesse of the Minnesong, the dignity and grace of the court romances, are now things of the past. Their place is taken by produc- tions which reveal depth rather than beauty, truthfulness rather than wealth of imagination, common-sense rather than genius. One generation at the point of transition from the twelfth to the thirteenth century had produced Hartmann, Wolfram, Gottfried, Walther von der Vogelweide, the singers of the Nibelungenlied and of Gudrun j now there follow three centuries without a poet whose name is counted among the great names of history. * Sachsenspiegel ed. Homeyer, Landr. Ill, 42. The same spirit of civic independence permeates ttie city clironicles of the time, such as those of Strassburg by Fritsche Closener (1362) and Jacob Twinger von KSnlgshofen (1415), Konrad Justinger's Chronik von Bern (1420). — Cf. for this whole subject K. Lamprecht I.e. IV, 211-303. THE RISE OF THE MIDDLE CLASSES. I05 And yet these same centuries, far from being a waste in the development of German civilization, belong to the most fruitful epochs which the history of the German mind has ever seen. If they have given us no Indi-ridualism, Wolfram, they prepared the way for a Diirer ; if they produced no Nibelungenlied, they brought forth a prose literature of marvellous wealth and power. If they fell behind the time of the crusades in explosive enthusi- asm and chivalrous devotion, they brought to life a prin- ciple without which there would have been no Luther, no Lessing, no Kant, no Goethe, in short no modern life: the principle of individualism. ' ■* It would of course be a mistake to attach to the word individualism, when applied to the fourteenth century, the same fulness of meaning which it has for us of the present day. No mediaeval man ever thought of himself as a per- fectly independent being founded only on himself, or with- out a most direct and definite relation to some larger organism, be it empire, church, city, or guild. No mediae- val man ever seriously doubted that the institutions within which he lived were divinely established ordinances, far superior and quite inaccessible to his own individual reason and judgment. No mediaeval man would ever have ad- mitted that he conceived nature to be other than the crea- tion of an extramundane God, destined to glorify its creator arrrdTtSTpleasC the _eye of man. It was reserved for the eighteenth century to draw the last consequences of indi- vidualism; to see in man, in each individual man, an inde- pendent and complete entity; to derive the origin of state, church, and society from the spontaneous action of these independent individuals; and to consider nature as a sys- tem of forces sufficient unto themselves. When we speak of individualism in the declining centuries of the Middle Ages, we ijiean-fey-it .that these centuries. -initiated the move- ment whicl-i_the „eighteejith_century .bjought to a climax. Now, for the first time since the decay of classic literature, Io6 SOCIAL FORCES IN GERMAN LITERATURE. people at large began to give way to emotional introspec- tion; now for the first time they darecf to throw offTtrr . disguises of rank and station and lay bare the hjuman heart which is hidden under it all. Now for the first time popu- lar criticism lifted its head and attacked, if not the existing order of things itself, at least its evils and , abuse s. And now for the first time men were seized by a common im- pulse to reproduce the reality of nature in its thousandfold ' manifestations, and to enter into the mysterious affinity , of its life with ours. It cannot be denied that the first traces of this movement are to be seen in the very climax of the preceding literary epoch. The Nibelungenlied abounds in scenes of wonder- ful realistic power. Hartmann, Wolfram, Gottfried, al- though they give a consummate expression to the ideals of chivalry, at the same time demonstrate, each in his own way, the superiority of human feeling over social conven- tions. Walther is quite as unrestrained in revealing his own personal emotions as he is bold in his attacks against the church and the princes. And one need only to think of the humane refinement preached in the Welscher Gast by Thomasin von Zirclaria (1216), of Freidank's passionate declamations against Romish corruption (about 1230), of the graphic descriptions of peasant life by Neidhart von Reuenthal (d. about 1240), of the moral enthusiasm revealed in the poetry of Reinmar vori Zweter (d. about 1250), of the sympathetic view of burgherdom taken in The Good Gerhard by Rudolf von Ems (d. 1254), of the intense spirit- uality displayed in The World' s^Remard^ The Golden Forge by Konrad von Wurzburg (d. 1287), of the delicacy of sentiment pervading the love-songs of alHadlaub. (about 1300) or Frauenlob (d. 1318), to realize that even in the thirteenth century the ideals of chivalry had by no means ceased to be living forces in the widening and deepening of human culture. And yet there can be no doubt that it was the material and intellectual awakening of the middle THE RISE OF THE MIDDLE CLASSES. lOJ classes and the liberalizing influence of city life which first made room for the full development of the modern spirit: the spirit of subjectivism, of criticism, of sympathy with life in all its forms and phases. "The first remarkable manifestation of this new spirit is to be found in the greater freedom of religious oratory brought about through the activity of the two great pr©atrhing~of3ers of the Franciscans and T^ep'eaoMng the Dominicans.- Previous to the establishment of these'orders the traditional preaching service was con> fined within certain clearly marked limitations. There were sermons, as a rule, only on Sundays and holy-days, only within a church or chapel, only by the regularly appointed parson or his superiors; and most of the sermons were of a decidedly conventional and stereotyped character." From all these limitations the new preaching orders were exempt. They were endowed with a special papal privilege to dis- pense the word of God in all dioceses, and the bishops were not slow to impress upon their subordinates the duty of receiving these preaching friars readily and willingly. The Franciscan preacher, then, would go about from town to town, he would speak on whatever text he might choose, on any day, in any place, in the public square, before the city gates, from steeples, from trees'; and it is easy to see how this freedom of movement would tend to widen the range of his thought, to bring him into closer touch with the world, to impart to his speech a fuller grasp of life. The typical representative of this new method of sermon- izing is Berthold of Regensburg (d. 1272), the Berthold of greatest orator of the thirteenth century. No Eegensljurg, mediaeval preacher, if we except Bernhard of Clairvaux, ' Cf. R. Cruel, Gesch. d. deutschen Predigt im MA. p. 48 f. 78. 279 f. It would be a mistake to assume that there existed in the Middle Ages a universally recognised obligation for every parson to preach on every Sunday. lb. p. 208 fif. ' Cf. W. Wackernagel, AUdeutsche Predigten a. Gebete p. 362. I08 SOCIAL FORCES IN GERMAN LITERATURE. seems to have drawn audiences equal to his in size and entlj^usiasm.' The manuscript of one of his sermons con- tains the marginal note : " Many thousands listened to it at Zurich before the gate ; " and in other manuscripts / audiences of forty, sixty, a hundred, nay two hundred, thousand people are recorded — statements which, even ' though they are palpable exaggerations, show the extraor- dinary influence exerted by this man. Not a few fancied they saw a halo around his head while he was speaking; and many a proud knight would return stolen church prop- erty, many a frivolous courtesan would abjure the lusts of the world, touched by his speech. Once, when his thunder- ing words have terrified one of his hearers, a poor daughter of sin, to such a degree that she breaks down, he calls out to the assembled populace: " Who of you will take this re- pentant daughter for a wife ? I will endow her with a mar- riage-portion." A man steps forward to accept the offer. Berthold promises ten pounds, and sends some men through the crowd to collect the sum. While the collection is being taken, he suddenly exclaims: " Enough! we have the money that is needed." And lo! exactly ten pounds, not a penny less or more, had been collected. A true man of the people, Berthold knew how to appeal to the instincts of the common man, how to enliven his oratory with allusions to every-day occurrences, how to illustrate even the supernatural by graphic and striking imagery. Here is how, in one of his sermons, he depicts the glory of God°: " No mother ever was so fond of her child that, if she were to look at it for three days with- out intermission, she would not on the fourth prefer eating a piece of bread. But if you should say to a man who is with God: 'Thou hast ten children on earth, and for every one of them thou shalt obtain honour and riches as long ' For the following cf. Wackernagel /. c. /. 354 ff. ^ Berthold von Regensburg ed. Pfeiffer and Strobl, I, 388 ff. THE RISE OF THE MIDDLE CLASSES. IO9 as they live if thou wilt only turn thy eyes from God as long as it takes me to turn my hand,' — that man would rather let his children go a-begging than turn his face from God this single moment. Of the glory of God we can speak only in images. For all that we could ever say about it, that is just as though the unborn babe in its mother's womb were to tell of all the beauty and glory of the world, of the shining sun, of the shining stars, of the power and manifold colours of precious metals, of the power and per- fume of noble spices, of the beautiful things made of silk and gold, of all the sweet voices of the world, of the song of birds and the sound of harps, and of the variegated colours of the flowers. As little as the babe in the mother's womb which never saw either good or bad and never felt a single joy, could talk of this, — so little can we talk of the unspeakable delight which is in heaven, or of the beauteous face of the living God." In all this we see an intensity of the inner life, a passion- ate glow of individual feeling, which it is hard to imagine in permanent accord with the fixed forms of an accepted creed; and if men like Berthold and his teacher, David of Augsburg,' with all their wealth of original thought, re- hiained most zealous supporters of outward churchliness, they were soon followed by men whom the contrast between individual inspiration and traditional dogma was to lead to a more or less open opposition against the whole hier- archical system: the classics of German Mysticism in the fourteenth century. Each of the three great mystic preachers of the four- teenth century seems to have been affected by popular move- ments on which the church had laid the oppro- brium of unsound and dangerous doctrine. One ^' '°°' of the chief accusations raised against Master Eckhart • Cf. F. Pfeiffer, Deutsche Mystiker des 14. Jahrhdts I, 309 ff. ; and Ztschr.f. d. Altert. IX, i ff. I lO SOCIAL FORCES IN GERMAN- LITERA TURE. (d. 1327) by the papal inquisition was that he had abetted the heresies of the Beghards and the " Brethren of the Free Spirit.'"" ^Hein^tSuso (d. 1366) was censur ed by t he authorities of his order for haying defeB /*. 3S4. " lb. 364. 114 SOCIAL FORCES IN GERMAN LITERATURE. and receive help from within, or thou wilt never come to any good ; however thou mayest seek and inquire, thou must also be willing to be tormented without succour from the outward help of any creature. I tell you, children, that the very holiest man I ever saw in outward conduct and inward life had never heard more than five sermons in all his days. Let the common people run about and hear all they can, that they may not fall into despair or unbelief; but know that all who would be God's inwardly and out- wardly turn to themselves and retire within." He contrasts the prayer of the soul with the prayer of the lips" : " Out- ward prayer is of no profit except in so far as it stirs the noble flame of devotion in the heart, and when that sweet incense breaks forth and rises up, then it matters little whether the prayer of the lips be uttered or not." He-is fond of enlivening his speech by-pictures_ofoutdoor life,.as for instancerrwhen -he compares— those XllcisHiSfr^wSi-liave not yet come to know God truly with untrained d^s who "have not yet acquired the true scent of the game" : " They run with all speed after the good dogs of nobler breed. And verily, if they kept on running, they would with them bring down the stag. But no, in the space of a short hour or so they look about them, and lose sight of their companions, or they stand still with their nose in the earth and let the others get ahead of them, and so they are left behind." But his whole soul flames up when he depicts in heavenly colours the beauty of the true spiritual life. So when he likens it to a wilderness "* in which "there spring up and flourish many sweet flowers where they are not trodden under foot by man. In this wilderness are found the lilies of chastity, and the white roses of innocence ; and therein are found too the red roses of sacrifice, when flesh and blood are con- sumed in the struggle with sin, and the man is ready, if need be, to «« Tauler's Sermons 217. " /*. 321 f. " lb. 198 f. THE RISE OF THE MIDDLE CLASSES. II5 suffer martyrdom — the which is not easily to be learned in the world. In this wilderness, too, are found the violets of humility, and many other fair flowers and wholesome roots, in the examples of holy men of God. And in this wilderness shalt thou choose for thyself a pleas- ant spot wherein to dwell ; that is, a holy life in which thou mayest follow the example of God's saints in pureness of heart, poverty of spirit, true obedience, and all other virtues ; so that it may be said, as it is in the Canticles : ' Many flowers have appeared in our land ' ; for many have died full of holiness and good works." So when he depicts God's sun shining upon the noble vine of the Christian heart and bringing forth all its precious fruit;" so, above all, when he describes the mystery of mysteries, the union of God and the soul." " When, through all manner of exercises, the outward man has been converted into the inward, reasonable man, and thus the two, that is 10 say, the powers of the senses and the powers of the reason, are gathered up into the very centre of the man's being, — the unseen_depths of his spirit, wherein lies the image of God, — and thus he flings him- self into the divine abyss in which he dwelt eternally before he was created; then, when God finds the man thus simply and nakedly turned towards him, the Godhead bends down and descends into the depths of the pure, waiting soul, and transforms, the created soul, drawing it up into the uncreated essence, so that the spirit becomes one with him. Could such a man behold .himself, Jie would see himself so noble that he would fancy himself God, and see himself, a thousand times nobler than he is iji himself, and would perceive all the thoughts and purposes, words and works, and have all th* knowledge of nil men that ever were. " Tauler's Sermons 251. '* lb. 380. — InTauler the religious oratory of Germany before Luther reached its culminating point. For Geiler of Kaisersberg, the greatest preacher of the fifteenth century.(cf. Cruel /. i. p. 538 fi.), far from having developed the pure and elevated style of Tauler, rather repre- sents a return to the drastic realism of Berthold of Regensburg. Nor can it be said that the religious thought of the fifteenth century added much to the religious thought of the fourteenth. Both the Tkeologia deulsck by the so-called Frankfurter and the Imitatio Christi by Thomas of Kempen are in the main restatements of what the Mystics of the fourteenth century had said before. / Il6 SOCIAL FORCES IN GERMAN LITERATURE. In reading these effusions, is it not as though we were looking at one of those marvellous fifteenth-century paint- ings in Ghent or Bruges, Cologne or Liibeck, in which the most simple and serene worldliness, the intensest passion, the calmest contemplation, and the deepest spirituality have • been blended into so chaste and harmonious a whole that \all merely technical criticism is silenced before them ? \ The same vividness of representation, the same mdi- viduality and truthfulness of feeling, the same sympathy with real life which we observed to be cha- oetryi racteristic features of the religious prose of the centuries preceding the birth of Protestantism, we observe, also, in the three most important branches of the poetic literature of this period, i.e., in the Volkslied, in didactic and satirical narrative, and in the religious drama. If we compare the German Volkslied " of the fourteenth, fifteenth, and sixteenth centuries with the chivalric Minne- song, we cannot help being struck with the TheVolksUed. , ' • , j j • extraordmary advance made durmg these cen- turies in directness, force, and originality of poetic speech. Not in the laborious rhymes and metres of the Mastersingers," but in the freedom and artlessness of the Volkslied, do we find the most -characteristic lyrical expression oi the hBightehihg and widening of individual life which accompanied the growth oi civic independence during these centuries. No doubt there is a great deal of truth in the assertion which, since Herder's Von deutscher Art und Kunst, has found its way into all literary histories, that the Volks- lied is property and product of a whole nation. A song once started is taken up by the multitude"; it is sung by " An exhaustive bibliography of the Volkslied GdgPh. II, i, 752 ff. " Cf. Adam Puschmann, GtHndlicker Bericht des deutschen Meister- gesangs, in NddLw. nr. 73. GG. § 91. " Cf. Limburger Chronik ed. A. Wyss, p. 56. 65. 70. 74. 75. passim. 7'HE RISE OF THE MIDDLE CLASSES. II7 SO many different persons, in so many different ways, on so many different occasions, that in the course of time, through additions, omissions, and transformations, it loses its original character. It is moulded, as it were, by the stream of public imagination, as the pebbles in the brook are moulded and remoulded by the current of the water which carries them along. And yet it is equally certain that each Volkslied, in its original form, is property and product of an individual poet, and is the result of individual and personal experiences. If this were not self-evident, the German folk-songs of the fourteenth, fifteenth, and six- teenth centuries would give ample proof of it. Although largely anonymous, these songs are emphatically personal. In many cases the very headline indicates the subjective character of the poem by introducing an Ick, Du, Wir, or Ihr: " Ich hort ein sichellin rauschen" — " Ich weiss ein fein brauns megdelin" — " Ich stund an einem morgen" — " Ich ritt mit lust durch einen wald " — " Ei du feiner reuter, edler herre mein " — " Was wollen wir aber haben an ? " — "Wol uf, ir lieben gsellen ! " — etc., etc. And not infre- quently the author, if he does not openly give his name, hints at least at his occupation and station in life. This song, we hear, for instance, was sung by a student, another by a fisherman, another by a pilgrim, still others by a rider good at Augsburg, by a poor beggar, by a landsknecht free, by three maidens at Vienna. Or we hear a frank expres- sion of the author's satisfaction with himself and his pro- duction": Wer ist der uns das liedlein sang Auss freiera mut, ja raut ? Das tet eins reichen bauren son. War gar ein junges blut. At times there is coupled with this a reference to per- sonal experiences, not at all connected with the subject of " Uhland, Alte hoch- u. niederdctitsche Volhslieder nr. 23. Il8 SOCIAL FORCES IN GERMAtf LITERATURE. the song, but which the singer is anxious to have his hear- ers know" : Der uns diss neuwe liedlein sang Er hats gar wol gesungen, Er ist dreimal in Frankreich gewest Und allzeit wider kommen. And now the subject-matter of these songs itself ! There is hardly a side of human character, there is hardly a phase of human life, hardly an event in national history, which did not find expression in them. It is as though the circulation of the national body had been quickened and its sensibilities heightened, as though people were seeing with keener eyes and listening with more receptive ears, as though they were gathering the thousandfold impressions of the inner and outer world: of stars and clouds, of trees and brooks, of love and longing, of broken faith and heroic deeds, — and were then giving shape to these impressions in melody and song. An unpretentious and succinct form it is. There is nothing in the Volkslied of the majestic massiveness of the Pindaric ode, nor does it have the finely chiselled elegance of the troubadour chanson. It is direct, simple, almost laconic. But this brevity is fraught with a deep sense of the living forces in nature and man, and this simplicity and directness convey impres- sions all the more vivid and striking, since they surprise us in the same way as the naive wisdom of a child surprises us. Sometimes a single touch, such as " Dort oben auf dem berge " or " Zwischen berg und tiefem tal," opens the view of a whole landscape, with rivers flowing, with castles on mountain-tops, and birds sporting in the air. A single picture reveals sometimes the kinship of all living beings, as for instance the image of the linden-tree which is mourning with the deserted maiden ": " Uhland /. c. nr. gq A ; cf. nr. 114. " lb. nr. 27. THE RISE OF THE MIDDLE CLASSES. IIQ Es stetein lind in disem tal, Ach Gott, was tut sie da? Sie will mir helfen trauren. Das:: ich kein bulen hab. A single stanza sometimes gives us an epitome of a whole human life with all its joys, sorrows, and catastrophes. What can be more impressive than the abruptness and the seemingly fragmentary character of the story, told in two short stanzas, of the youth who loved the miller's daughter? She lives upon yonder hill where the mill is turning; and when he looks up to it from the valley, then his senses are bewildered, and it seems to him as though the ceaseless turning of the wheel was his own unending love": Dort hoch auf jenem berge Da get ein miilerad, Das malet nichts denn liebe Die nacht biss an den tag. This is the first scene; but without transition there follows another picture. The mill is destroyed, the lovers have been parted, and the poor fellow is wandering away into loneliness and misery; Die mtile ist zerbrochen. Die liebe hat ein end. So gsegen dich got, mein feines lieb ! Jez far ich ins ellend. How artless and enchanting, how dreamy and yet how distinctly drawn, is the scene in the wheatiSeld, where the poet overhears amidst the sound of the sickles the voices of two reaping girls, the one bewailing the loss of her sweetheart, the other rejoicing in her own happiness of newly awakened love": " Ubland /. c. nr. 33. '* li. nr. 34 A. I20 SOCIAL FORCES IN GERMAN LITERATURE. Ich hort ein sichellin rauschen, Wol rauschen durch das korn, Ich hort ein feine magt klagen : Sie het ir lieb verlorn. ' La rauschen, lieb, la rauschen } Ich acht nit wie es ge ; Ich hab mir ein bulen erworben In feiel und griinen kle.' ' Hast du ein bulen erworben In feiel und grUnen kle. So ste ich hie alleine. Tut nnieinem herzen we.' How could a tragic story be told more simply and more thrillingly than in the tale of the little boy who has been poisoned by his stepmother ? He is coming back from his aunt's house, where the poison has been given to him; and the whole crime is revealed to us in seven short stanzas, consisting of questions and answers directed to and given by the boy, and ending with a terrible curse against the cruel mother " : Kind, wo bist du hin gewesen? Kind, sage dus mir ! ' Nach meiner mutter schwester, Wie we ist mir ! ' Kind, was gaben sie dir zu essen ? Kind, sage dus mir ! ' Eine brfle mit pfeffer, Wie we ist mir ! ' Kind, was gaben sie dir zu trinken 7 Kind, sage dus mir ! ' Ein glas mit rotem weine, Wie we ist mir.' Kind, was gaben sie den hunden ? Kind, sage dus mir ! ' Eine brUe mit pfeffer, Wie we ist mir ! ' '" Uhland l.c, nr. 120 ; cf. Child, Engl, and Scott. Pop. Ballads 1, 153 ff. THE RISE OF THE MIDDLE CLASSES. 121 Kind, was machten denn die hunde? Kind, sage dus mir ! ' Sie sturben zur selben stunde, Wie we ist mir ! Kind, was soli dein vater haben ? Kind, sage dus mir ! ' Einen stul in dem himmel, Wie we ist mir ! ' Kind, was soil deine mutter haben? Kind, sage dus mir ! ' Einen stul in der hSUe, Wie we ist mir ! ' What a picture of honest domesticity and burgher re- spectability is given in the touching story of the German Hero and Leander," the " two ,royal children who could not come together — the water was far too wide." And how rugged and whole-souled, on the other hand, the German yeomanry appear in the outcry of the Dithmarse freemen against the Duke of Holstein, because he dared to build a fortified castle within their boundaries. Their leader calls upon them to tear down the hateful structure": Tredet herto, gi stolten Ditmarschen ! Unsen kummer wille wi wreken. Wat hendeken gebuwet haen , Dat konnen wol hendeken tobreken. And the people answer with a magnificent affirmation of their readiness to undertake all things or to sacrifice all things rather than to lose their independence: '" Uhland I.e. nr. 91. " Liliencron, Die hist. Volksl. d. Deutsehen I, nr. 45 ; the event belongs to the year 1404. Cf. ib. nr. 32-34 (Schlacht bei SempacK), nr, 35 (Schlackt bei Ndfels), II nr. 138-41 (Schlacht bei Granson), nr. 142-44 (Seklacht bei Murten), nr. 147 ( Vom ursprung der eidgnoschaft). J. BSchtcld, Geschichte d. deutsehen Lift, in d. Schweiz p. 191 ff. 122 SOCIAL FORCES IN GERMAN LITERATURE. De Ditmarschen repen averlut : ' Dat lide wi nu und nummermere, Wi willen darumme wagen hals und gut Und willen dat gar ummekeren. ' Wi willen darumme wagen goet und bloet Und willen dar alle umme sterven, Er dat der Holsten er averraoet So scholde unse schone lant vorderven.' If, then, in the Volkslied of the fourteenth, fifteenth, and sixteenth centuries we notice a very marked advance over ^., ,. , the bulk of the Minnesong in originality of Didactic and , . , , • • narrative feeling and in fulness of life, we observe a sirai- poetry, j^y progress in the didactic and narrative poetry of the time, as compared with the average court-epics of the preceding epoch. To say it in a word : here lie the roots of the modern realistic novel. Not that any sustained and successful attempt had been made at that time to portray human character as developed under the influence of everyday occurrences and ordinary experi- ences; iox Reinke de Vos,^'"' although it certainly is a most amusing and masterly caricature of human society, still re- tains too much of the weirdness of animal nature to be termed a portrayal of human character. But if we thus have no work in this narrative poetry, which in its totality could be called a forerunner of the modern novel, we have, on the other hand, a superabundance of situations, of in- cidents, of characters scattered through this literature, which are drawn with the same predilection for the com- mon and the lowly, the same antipa-thy-to^society con- ventions, the,same,Qbservation of detail, the same attention to -thSapparently insignificant, which mark the realistic tendencies of our own time. ^'^ For the development of the animal epic from the Ecbasis Captivi and Isengrimus (supra, p. 47 fiE), through the French Roman de Renart and Isengrtnes N6t by Heinrich der Glichesaere (c. 1180), to the Roman van den Vos Reinaerde by the Flemish poet Willem (c. 1250), and thence to the Low German Reinke (1498), cf. GdgPh. II, i, 262,462 f. THE RISE OF THE MIDDLE CLASSES. I23 One of the earliest works of this kind, Der Pfaffe Amis, a colleetion of tales, written about 1230 by an Austrian poet narheia Strieker, is noteworthy as an attempt to draw the character of a clerical swindler. Of the manner in which this design is carried out the following episode in the impostor's career may serve as an illustration. '' Conceal- ing his clerical character, he introduces himself to ^^'^.^^affe Arms, the prior of a monastery as a simple, unlearned business-man. Appointed manager of the worldly affairs of the monastery, he displays remarkable executive capacity and wins the favour and confidence of the prior. One day he announces that he has had a vision : an angel has appeared before him and summoned him to conduct mass. He is in great perplexity about it ; for how could he, an ignorant, uneducated layman, who has never looked into a book, read Latin ? The prior encourages him to try. They lock them- selves up in the church. Amis (the name of the impostor) is put into priestly garments, he steps before the altar, and lo and behold, he sings the mass from beginning to end most fluently and impressively. The prior is amazed and overjoyed : he has discovered a saint ! He spreads his fame abroad ; from all parts of the country people flock to the monastery, bringing large offerings of silver and gold. One fine morning the saint is gone, and the silver and gold with him. About the same time, probably towards 1250, a Bavarian poet, Wernher "the Gardener," wrote the story of Meier Helmbrecht, a young farmer, who, despising the jigigj selm- honest modesty of his father's home, embraces treoht. court life, associates with a robber knight, becomes a high- wayman himself, and is finally hung by enraged peasants. The scene where, on one of his plundering expeditions, he revisits his home for the first time since he left it against " Cf. c. 10, Die Messe; Erztihlungen «. Schwdnke d. MA. ed. Lam- bel/. 67ff. 124 SOCIAL FORCES IN GERMAN LITERATURE. his father's warning and wishes, is a masterpiece of minute and terse characterization": " When Helmbrecht rode up to his father's house, all the inmates ran to the gate, and the servants called out, not ' Welcome, Helm- brecht ' — that they did not dare to do — but : ' Our young lord, be graciously welcome.' He answered in the Saxon dialect : ' Suster- kindeken, got late inch immer saelic sin.' His sister ran up to him and embraced him, but he said to her, ' Gratia vester.' Last of all came the old folks rather slowly, and embraced him affectionately ; but he said to his father in French, 'Deu sal,' and to his mother in Bohemian, ' Dobra ytra.' Father and mother looked at each other, and the mother said to her husband : ' My lord, our senses have been bewildered, it is not our child, it is a Bohemian,' The father cried out : ' It is a Frenchman, it is not my son, whom I commended to God.' And his sister Gotelint said : ' It is not your son, to me he spoke in Latin, it must be a monk.' And the servant said : ' What I heard of him made me think he came from Saxony or Brabant ; he said Susterkindekin, he surely is a Saxon.' Then the old farmer said with direct simplicity : 'Is it you, my son, Helmbrecht? Honouryour moiher and me, say a. word in German, and I myself will groom your horse, I, and not my servant.' ' Ey waz sakent ir, gebure- kin?' answered the son. 'Min parit sol dehein geburik man zware nimmer gripen an.' ('Eh, what are you talking of, peasant? My horse, forsooth, no peasant shall dare to touch.') The old man was grieved and frightened, but again said : ' Are you Helmbrecht, my son? Then will I roast you a chicken this very night. But if you are a stranger, a Bohemian, or a Wendish man, then I have no shelter for you. If you are a Saxon or a Brabanter you must look out your- self for a meal, from me you shall have nothing, even though the night lasted a whole year. If you are a lord I have no beer or wine for you, go and find it with the lords.' Meanwhile it had grown /ate, and the boy knew there was no shelter for him in the neighbour- hood, so at last he said : ' Yes, I am he, I am Helmbrecht ; once I was your son and servant.' 'Then tell me the names of my four oxen ! ' ' Ouwer, Raeme, Erge, Sunne ; I have often cracked my whip over them, they are the best oxen in the world ; will you now receive me ? ' And the father cried out : ' Door and gate, chamber and closet, all shall be open to you ! ' " •* Meier Helmbrecht v. 697 ff. ; ib. p. 163 ff. THE RISE OF THE MIDDLE CLASSES. 12$ Some fifty years after Wernher had drawn this tragic picture from Bavarian peasant life a Bamberg schoolmaster, Hugo of Trimberg, composed a vast didactic poem, en- titled Der Renner (1300), in which he attempted pS" of Trim- to give a view of the universe as it presented itself to him from behind the windows of his cloistered study. And here again, in the midst of long-winded reflec- tions about heaven and earth, about the nature of beast and man, about virtues and vices, we find descriptions of actual life so forcible, so wholesome and unaffected, that we may feel tempted to apply to this moralising poet what the Zim- burg Chronicle under the year 1380 says of Master Wilhelm of Koln, the first great German painter" : " He knew how to paint any man of whatever form as though he were alive." The following parable " of the mule who tries to hide his plebeian origin shows the democratic spirit which pervades all of these scenes. When the lion had been elected king of the animals he commanded all the beasts, great and small, to come before him and tell him their names. With the rest the mule came to the gathering. Said the king : " Tell me, what is your name ?" The mule answered : " Sire, do you know the horse of the knight who resides at Bacharach and is called Sir Toldnir ? Believe me, that same horse is ray uncle ; that same horse and my mother fed from the same manger and were born of the same mother." The king waxed angry and said : " As yet, it is not known to me what was your father's name." The mule answered : " Sire, did your path ever lead you by the town of Bruns- wick ? Sire, there stands a young colt well kept and groomed. He belongs to the lord of the land, and is my uncle, as I have heard from my mother." The king said : " Limburger Chronik ed. Wyss p. 75. *' Cf. F. Vetter, Lehrhafte Litt. d. 14. «. it,.Jkdts, DNL. XII, i, p. 2582, 126 SOCIAL FOUCES IN GERMAN LITERATURE. "However noble your uncles are, however noble your mother may be, as yet I do not know who you are yourself, unless you tell me who your father is." Then the mule was silent. But the fox, who stood near by, said : " Sire, do you know the donkey whom the baker owns at Wesel, out yonder towards the field ? Know that selfsame donkey is his father. Himself he is called mule, and he is four times my superior in strength and size. But I should not care to exchange my state with his patched-up nobility. His father, of whom he did not wish to speak, is far more worthy than any of his uncles. For faithfulness and sim- plicity dwell in him, and he supports himself by honest toil and to no one does he any harm. Sire, I speak the truth." Said the king : " You are right." About thirty years later than this poetic encyclopaedia of Hugo's is the Edehtein of the Bernese friar Ulrich Boner ~ . , - (i33°)> a collection of parables and fables in- Ulnon Boner. , , , , . , . ,. tended, as the title indicates, to serve as a talisman against the evils and errors of the world. To what lengths of realistic frankness — not to say coarseness — the fourteenth century would go in its protest against chivalric conventions is illustrated, among other parables of this col- lection, by the tale of the fever and the flea." One day the fever met the flea. Both had had a terrible night, and told their woes to each other. The flea said : " I'm nearly dead of hunger. Last night I went to a convent hoping for a good supper. But how sadly was I mistaken. I jumped upon a high bed, beautifully upholstered and richly decked out. It was that of the abbess, a very fine lady. When in the evening she went to bed, she noticed me at once, and cried : ' Irmentraut, where are you ? come ! bring the candle, quick ! ' I skipped off before the girl came, and when the light was out again I went back to the same place as before. Again she called, again I skipped off. And so " Vetter /. c. p. 28 fit. THE RISE OF THE MIDDLE CLASSES. 12; it went all night long, and now you see I am completely tired out. Would to God that I had better luck." The fever said : " Well, don't think that I fared much better. I went to a working-woman last night. When she noticed that I was shaking her, she sat down, brewed herself a strong broth and ate it, after which she poured a pailful of water down her throat. Then she went to work to wash a lot of linen that she had standing in a tub ; and she kept it up nearly, all night long. I never spent such an uncom- fortable night. At early dawn she put the tub on her head and carried it off to a brook to rinse the washing. Then I had enough of her and ran away." — The two now agree to change places the next night. The fever visits the abbess, the flea goes to the washerwoman's, and both have a very satisfactory time of it. For the abbess has herself warmly covered up and treated to all sorts of delicacies, which of course makes the fever stay with her for weeks ; and the washerwoman is so tired with her day's work that she im- mediately drops off and sleeps all night without even sus- pecting that anything is wrong. In order to convince ourselves that the tendency to realis- tic portrayal of life which is manifested in these specimens of poetic narrative from the thirteenth and four- Realism in teenth centuries had by no means abated by the fifteenth-oen- beginning of the sixteenth, we need only to i^u^atorioal glance at some of the representative works of Bignifioanoe, the decades immediately preceding the religious Reforma- tion, such as SithasX.ia.n'ETa.nt's Narrenschiff (ii^g/^), Jieinke de Vos (1498), Thomas yiwcntx's Narrenbeschworung (1512) and Gauchmatt (Fools' Meadow, 1514), or the popular prose tale of Till Eulenspiegel (1515)." Here we find " Cf., e.g., Narrinsch. (DNL. XVI) c. 62 "Von nachts hofieren" ; Reinke ed. K. Schroder I, 9 (the grotesque description of the villagers); Narrenbischw. (DNL. XVII, i) c. 80 " Ein lutenschlaher im herzen hon" ; Eulensp. {DNL. XXV) c. 68 "Wie Ulenspiegel einen bijreii umb ein griin leindisch thuch betrog." 128 SOCIAL FORCES IN GERMAN LITERATURE. the same spirit which we observed in Meier Helmbrecht or Der Pfaffe Amis, the same spirit which was to find its con- summate artistic expression in the woodcuts and the sculptures of the sixteenth century, in works like Diirer's Life of Mary, Peter Vischer's Tomb of St. Sebald, or Hol- bein's Dance of Death: a spirit of naive fearlessness and truthfulness ; a childlike delight in direct and unconven- tional, and even coarse, utterance ; a loving tenderness for the apparently small and common; and a grim hatred of all pretence and usurpation. And if we thus are led to consider the historic significance of this outburst of realism in the narrative poetry of the thirteenth, fourteenth, and fifteenth centuries, we cannot fail to see in it a symptom of one of the most important movements in modern history; we cannot fail to see in it a symptom that the time had come when the peasant, the merchant, the artisan were ready to claim their share in public life alongside of the clergyman and the knight ; we cannot fail to see in it a symptom that the tide of that great popular upheaval against class rule which reached its first high-water mark in the religious Reforma- tion had set in. When the second climax of that great upheaval, the French Revolution, was approaching, it was h^alded in France, England, and Germany by a literary revolt. Instead of the gallant shepherds and shepherd- esses, instead of the polite cavaliers and high-minded kings, who in the seventeenth century were deemed the only suit- able subjects for fiction and the drama, people now wanted to see men and women of their own flesh and blood ; and Fielding, Diderot, and Lessing appeared as the regenerators • of literature. Just so, in the fourteenth and fifteenth cen- turies, the old heroic and ideal figures of Siegfried, of Par- zival, of Tristan, representatives of a bygone aristocratic past, had lost their force ; what people wanted to see in literature was their own life, their__mro^narrQa!:,_crowded streets, their own gabled houses and__steepled_£atbedrars, their own sturdy and homely faces. ^ - THE RISE OF THE MIDDLE CLASSES. 129 It is under this same aspect, it is primarily as a social phenomenon, that the development of the religious drama during these centuries interests us here. The „, ,. . beginnings of the religious drama go back to drama. Its the early Middle Ages. They were connected liegi^iigs. with the chief festivals of the_church, and had their basis in the dramatTc'elemejitsol the church liturgy. Out of the CBrtstiHaS^ituaJ, the principal subjects of which were the events^centring around the birth of the Saviour, there de- veloped simple dramatic representations of such scenes as the Annunciation, the Song of the Angels, the Adoration of the Shepherds and the Magi, the Flight into Egypt, the Slaughter of the Innocents." The recital on Good Friday of ffie'biblical account of Christ's passion and death gradually led to an impersonation of the principal characters that appear in it. The introduction into the Easter mass of brig^f choral anthems, suggesting the dialogue between the angel and the three Marys at the grave, naturally gave rise to a similar representation of the whole group of events connected with the Resurrection." And to these three foremost plays on Christmas, Qood Friday, and Easter, other performances on other festivals in course of time were added. During the hergHFof chivalr-ic culture in the twelfth and thirteenth centuries these, plays seem to have shared the ideal and solemn character which marked this j^g ^jjajg^^tgr whole periods They were written in Latin; ia the twelfth ■ they were performed within the churches and <=eiittiiy. by members of the clergy; they wefe^ operatic rather than dramatic; they were confined to the sphere of thought and " Cf., e.g„ the so-called Ordo Rachelis; K. Weinhold, Weihnachts- spiileu. -Liederp. 62 ff.— Bibliography of the religious drama GdgPh. II, I, 397. A comprehensive account in W. Creizenach, Gesch. d. neuern Dramas I. Ten Brink, Hist, of Engl. Lit. II, i, 234 ff. '" Cf. K. Lange, Die lat. Oster/eiern p. 22 ff. 130 SOCIAL FORCES IN GERMAN LITERATURE. .fancy which had received the sanction of the temporal and spiritual authorities. From a contemporary and ardent admirer of emperor Frederick Barbarossa we have a Play of Antichrist (c. 1 180)," which in a most emphatic manner reveals the elevated and sombre tone of the early sacred drama. Two allegoric personages, Paganism and the Syna- ThelndTiaao gogue, open this play. Paganism extols the poly- theistic view, which accords due reverence to all heavenly powers, while the Synagogue glorifies the one in- visible God, and inveighs against the belief in the divinity of Christ. Then, as a third, the Church comes forward, in regal crown and armour, on her right hand Mercy with the olive branch, on her left Justice with balance and sword. Against those who are of another faith than hers she pro- nounces eternal damnation. She is followed on the right by the pope and clergy, on the left by the emperor and his hosts. The kings of the earth bring up the rear. The emperor now demands the submission of the kings. All accord it, except the king of France, who, however, is at last forced into obedience. Then the emperor starts for the Holy Land to deliver it from the hands of the pagans. He triumphs over the enemies of Christendom, and thereupon lays down his crown and sceptre in the house of the Lord. But now the hypocrites conspire against the Church. In their midst is Antichrist, wearing a coat of mail beneath his wings, and leading on his right hand Hypocrisy, on his left Heresy. In the very temple of Jerusalem his followers erect his throne; and the Church, conquered and humili- ated, is driven to the Papal See. Antichrist sends ambas- sadors to demand the homage of the world, and all kings " Edited by Froning, Das Drama dis MA. {DNL. XIV) I, 199 ff. Of a similarly elevated character are the two so-called Benedlktbeuren Plays (Froning III, 875 ff. I, 278 ff.), the former a Christmas, the latter a Passion play ; and the Trier Easter play {ib. I, 46 ff.). THE RISE OF THE MIDDLE CLASSES. I3I kneel before him, except the German emperor. But al- though the emperor conquers him in a pitched battle, Anti- christ manages at last, through false miracles, to gain even the support of the Germans; he conquers Babylon and is received by the Jews as their Messiah; his earthly kingdom extends farther than any other realm. But now the prophets Ehjah and Enoch appear and preach the glory of the Saviour. A new struggle between light and darkness begins, but immediately comes to an abrupt end. A sound is heard from above. Antichrist falls, his followers flee away in haste and consternation, while the Church sings a halle- lujah and announces that the Lord is coming to sit in judg- ment over the world. If we now turn from this essentially allegorical drama, and, passing over nearly three hundred years, on an Easter Sunday in the second half of the fifteenth cen- jjjjfgjgj^^ tury, mingle with the populace of a free German character of town, assembled in the market-place to witness Jfie later re- ' "^ ugions dramai the representation of the Redeemer's resurrec- wiener Oater- tion, we shall see a very different spectacle." ^P'^^- The first person that appears on the stage — after the resur- rection itself with its usual sequence, Christ's descent into hell and the delivery of the Fathers, has passed before our eyes — is a quack doctor and vender of medicines. He has just come from Paris, where he has bought a great supply of salves and tonics and domestic wares, the usefulness of which he is not slow to impress upon his audience. But his salesman has run away, and he wants another. Now a second personage of an equally doubtful character, by the name of Rubin, presents himself. Though still a young fellow, he is an expert in all sorts of tricks. He is a pick- pocket, a gambler, a counterfeiter, and he has always managed to defy the courts, except in Bavaria, where they caught him once and branded his cheeks. To the doctor *' Cf. Hoffmann, Fundgrubm II, 313 ff. 132 SOCIAL FORCES IN GERMAN LIIERATURE. he seems the right man, and he is engaged accordingly, the salary being fixed at a pound of mushrooms and a soft cheese. And since the streets are now beginning to be filled with a concourse of people, the two proceed at once to set up their booth. At this moment there arises from amidst the crowd a wailing song, — the three Marys are lamenting the death of Christ : Wir haben verlorn Jesum Christ, Der aller werlde ein troster ist, Marien son den reinen: Darum musse wir beweinen Swerlichen seinen cot: Wenn er half uns aus grosser not^ which is followed by the exhortation to go to his grave and anoint his body with ointment. The quack sees his chance for a good bargain; he sends Rubin to coax the women to his booth, and now there ensues a regular country fair scene. The three Marys evidently do not know the value of money; they offer to pay all they have, three gold florins; and the merchant is so overcome by this unexpected readiness of his customers that he in turn gives them better stuff than he is accustomed to do. But here his wife, who, it seems, has a better business head, intervenes. She has made the ointment herself, she knows it ought to sell for much more, she bids the women not to touch it, and when her hus- band insists on keeping his agreement, she abuses him as a drunkard and spendthrift, — an attack which he answers by beating and kicking her. Finally they pack all their things together and move off, and again the farcical suddenly gives way to the pathetic. The three women arrive at the grave; but the stone has been rolled away, and the angel accosts them singing: Er ist nicht hie den ir sucht; Sunder get, ob irs gerucht, Und saget seinen jungern Und Petro besunder THE RISE OF THE MIDDLE CLASSES. 1 33 Dass er ist erstanden Und gein Galilea gegangen. The scene closes with a chant of the three Marys, which is partly an expression of grief and sorrow that even the body of the Saviour should have been taken away from them: — Owe der mere ! Owe der jemmerlichen klage ! Das grap ist lere : Owe meiner tage ! — and partly an assertion of hope and confidence in the sup- port of their Redeemer: Jesu, du bist der milde trost Der uns von sunden hat erlost. Von sunden und von sorgen Den abent und den morgen. Er hat dem teufel angesiget, Der noch vil feste gebunden liget. Er hat vil manche sele erlost : O Jesu, du bist der werlde trost. The whole religious drama of the fifteenth century is crowded with scenes similar to these. Most pathetic and soul-stirring are the lamentations of Mary before the cross, as they are depicted, for instance, in ^^felder the Alsfeld Passion play of the end of the cen- ^^^"''^^P" ■ tury." She appeals to all Christendom, to the earth, to the very stones for sympathy; she makes John repeat again and again the cruel tale of all the tortures and wounds inflicted upon her son; she wails at seeing him hanging yonder so naked and bare, his cheeks so pallid and hollow; she turns to the Jews and beseeches them to take her own life instead of his:— all this reveals the deepest feelings of a mother's heart. Yet in the same play there are scenes of such caustic *' Froning III, 779 ff. A large part of these lamentations is taken verbatim from the so-called Trierer Marimklage (Wackernagel, Das deutsche Kirchenlied II, 347). The Judas-scene ib. 681 ff. 134 SOCIAL FORCES IN GERMAN LITERAI'URE. sarcasm and Such grotesque caricature that we might fancy ourselves face to face with a farcical satire rather than a religious tragedy. This, for instance, is the way Judas haggles with the Jews about the traditional thirty pieces of silver. In the first place he demands thirty shillings; subsequently he comes down to thirty pennies instead. But he has them counted out to him one by one, and he is as scrupulous in the examination of the different coins as a mediaeval trades- man dealing with people from a neighbouring town. Judas : This penny is red. Caiphas : 'Tis good enough to buy meat and bread. Judas : This one is bad. Caiphas : Judas, hear what a good ring it has. Judas : This one is broken. Caiphas : Well, take another and stop grumbling. Judas : This one has a hole in it. Caiphas : Take another, then ; here is a good one. Judas : This one has a false stamp. Caiphas : If you don't want it, I'll give you another. Judas : This one is black. Caiphas : Look at this one, and be done with it. Judas : This crack is altogether too large. Caiphas : Judas, if you'll hang yourself, here's a rope. Judas : This one is leaden. Caiphas : How long are you going to make fun of us? In a Hessian Christmas play, also of the end of the fif- teenth century," Joseph and Mary appear as a poor home- Eeasisohes ^^^^ couple. They wander from house to house, Weihnaolits- nobody is willing to take them in, and even in 'P^^'- the vagrants' home, where they at last find shelter, poor Joseph must submit to the most humiliating insults heaped upon him by two servant-girls. When the child is born, the most necessary provisions are lacking; no food, no bedding for the mother, not even swaddling-clothes for the infant. But Mary comforts herself: naked are we *' Froning III, go2 fiE. THE RISE OF THE MIDDLE CLASSES. 135 born, naked are we to go hence. And old Joseph makes a most devoted father. He succeeds in hunting up a cradle for the baby, he has a pair of old trousers which will do very well for swaddling-clothes; and how happy he sits there rocking the little one to sleep and singing to him a German lullaby ! But if we wish to see the religious drama of the fifteenth century at its best, if we wish to know what a Bedentmer wealth of earnestness and humour, of spiritual Osterspiel, fervour and sturdy joy of the world it contained, if we would fully realize the life-giving influence of city freedom upon the popular conceptions of the old sacred lore, we must turn to an Easter play written at Redentin near Wismar in 1464." Here we have a worthy counterpart to the best creations of sixteenth-century art, to works like Diirer's Passion (1511) or Briiggemann's noble altar-piece in Schleswig cathedral (1515). Here more deeply than in any other of these plays are we made to feel that won- derful blending of the secular and the religious, the ephem- eral and the eternal, which gives to the city life of the end of the Middle Ages its unique and ineffaceable charm. Here we find ourselves transported into a time when sacred history had acquired all the actuality of local happenings, when every crucifix on the roadside was a Golgotha, every cathedral a Jerusalem, every baptismal font a Jordan in which at any time the figure of the Saviour might be seen, bowing down before the Baptist, while from above would be heard the word: "This is my beloved son, in whom I am well pleased." The play begins with the resurrection of Christ, but the resurrection takes place, not in Jerusalem, but in the good old town of Wismar itself. Pilate, who appears as the type of a stately, somewhat phlegmatic burgomaster, hears a rumour that Christ's followers intend to steal his body; and »" Froning I, 107 ff. 136 SOCIAL FOUCES IN GERMAN LITERATURE. therefore details four knights to watch the grave, one to the north, one to the south, one to the east, and one to the west. The knights behave in a manner altogether suitable to representatives of that vagrant soldiery which in those times of club-law were an object of both terror and ridicule to the peaceful citizen. They brag about their prowess, clatter with their swords, threaten to smash any one who shall dare to come near them; and then go quietly to sleep, having first made an arrangement with the night- watchman, who is stationed on the steeple of the cathedral, to keep on the lookout in their place. The watchman sees a vessel approaching on the Baltic Sea. He tries to wake the knights, but in vain. He hears the dogs barking, and again vainly tries to arouse the sleepers. He calls out the midnight hour. And now a chorus of angels is heard on high, the earth is shaken, Jesus arises and sings: Nu synt alle dynke vuUenbracht De dar vor in der ewicheit weren bedacht, Dat ik des bitteren dodes scholde sterven, Unt deme mynschen gnade wedder vorwerven. From these scenes, in which the burlesque and the serious are so quaintly mingled, we now pass on to events of truly sublime simplicity and serene grandeur. Jesus descends into hell to rescue the souls of the Fathers. His approach is foreshadowed in the joyous expectancy of the waiting souls. They see a wondrous light spreading overhead. Abel is the first to interpret this as a sign that the time of their redemption is nigh; but the others at once join with him. Adam rejoices in the hope of regaining paradise. Isaiah is sure that this is the light of God; for is it not an evident fulfilment of what is written in his own book of prophecy (he quotes himself in Latin): "The people that walked in darkness have seen a great light " ? And Seth recalls the twig which five thousand six hundred years ago he planted at God's behest that it might grow into the tree THE RISE OF THE MIDDLE CLASSES. 137 of salvation (the cross). Now John the Baptist appears as forerunner of the Saviour, and announces his coming. In vain do Lucifer and Satan summon their hosts, in vain do they lock the gates of hell. Surrounded by the archangels, Christ advances. With a few majestic words he silences Satan, the "accursed serpent"; with a mere sign of his hand he bursts the gates; Lucifer he commands to be bound until the day of judgment. And now the souls stream forward, exulting, jubilating, stammering with joy and gratitude; and Jesus takes them by the hand and greets them, and then commits them to the care of Michael, the archangel, that he may lead them upward into paradise. At the end of the play we return once more to the sphere of the burlesque, to a satire upon social conditions of the fifteenth century. Through the rescue of the souls of the Fathers, hell has become desolate; Lucifer, therefore, chained as he is, sends his servants out to catch new souls. But the devils return empty-handed and discouraged: through Christ's death and resurrection, they say, the world has become so good that very little chance is left for hell. Lucifer, however, is not discouraged. He has heard that a great plague is raging just now in the city of Liibeck, and he sends his messengers out for a second time, to try their fortunes in the Hanse town. And this time they come back laden with souls of sinners, sinners of every kind and description. There is the baker, who deceived his cus- tomers by using too much yeast in his bread and too little flour. There is the shoemaker, who sold sheepskin for Cordovan leather. There is the tailor, who stole half of his customers' cloth. There is the inn-keeper, who adul- terated his beer and served it with too much foam in the pot. There is the butcher, who stuffed his sausages with all sorts of refuse. There is the grocer, who used false measure and weight. There is even the priest, who so often overslept the mass and so often celebrated the even- ing service in the tavern. In short, — this is the moral 138 SOCIAL FORCES IN GERMAN LITERATURE. pointed out by the concluding chorus, — Lucifer is right: the power of evil has not yet been broken. Sin is still mighty in the land, and only by cleaving to God and his word can we be saved. And only then can we truly sing with the angels: 'Christ is risen.' It would be easy to multiply these examples. It might be shown how the same realistic tendency, the same blend- ing of the religious and the secular which is re- Other plays. ° . , ^, • •., • , T^ The Fast- vealed m these Christmas, Passion, and Easter naohtspiel. plays, also manifested itself in other dramatic representations of biblical or legendary themes, as, for in- stance, in the plays of The Wise and the Foolish Virgins (1322)," of Theophilus (fifteenth century), °'' of Frau Jutta (1480)." It might be shown how in the Shrovetide plays" of the fifteenth century the secular, detached from its con- nection with the religious, ran riot and degenerated into uncouth vulgarity. But enough has been said to prove that the drama of the fourteenth and fifteenth centuries, no less than the Mystic prose, the Volkslied, and the narrative and didactic poetry of the same period, was a result of that wonderful awakening of individual thought and feeling which politically led to the classic epoch of German city freedom. At the beginning of the sixteenth century, all these forces worked together to bring about those two great movements which mark the final breaking away from medi- aeval authority: Humanism and the religious Reformation. " Das Spiel von den zehen Jungfrauen ed. M. Rieger, Germania X, 311 ff. " Ed. EttmllUer 1849 \ Hoffmann 1853. 54- " A. V. Keller, Fastnachispiele nr. in. " Five of the better Shrovetide plays (Der Fastnacht undder Fasten Recht, Von Papst /Cardinal und Bischofen, Des TUrken Fastnachtspiel, by Hans RosenplilC ; Fastnachtspiel von einem Bauemgericht by Hans Folz ; and the anonymous Spiel von einem Kaiser und einem Ait) re- printed from Keller by Froning, /. i. Ill, 963 ff. Cf. GG. § 93. Al- win Schultz, Deutsches Leben im 14. ». \c,. Jhdt. II, 398 ff. CHAPTER V. THE ERA OF THE REFORMATION. (The Sixteenth Century.) The history of the German people in the sixteenth cen- tury presents a strange and tragic spectacle. At the begin- ning of the period Germany, of all European Contrast be- nations, shows the highest intellectual promise, tyeen begiu- The long pent-up spirit of revolt against medi- of tfe^Befor- aeval class rule and scholasticism is breaking mation. forth with elemental power. Great men are standing up for a great cause. Copernicus is pointing toward an en- tirely new conception of the physical universe. Erasmus and Hutten, Holbein and Diirer, Melanchthon and Luther, each in his own sphere, are preparing the way for a new and higher form of national life. It seems as though a strong and free German state, a golden age of German art and literature, were near at hand. At the end of the cen- tury all these hopes have been crushed. While England is entering the Elizabethan era, while the Dutch are fighting the most glorious struggle of modern times for free thought and free government, Germany, the motherland of religious liberty, is hopelessly lost in the conflict between Jesuit and Protestant fanaticism, and is gradually drifting toward the abyss of the Thirty Years' War. How different would the course of events have been if there had existed at that time a broad national spirit, a strong public opinion, in Germany! When, in 1521, Luther 139 I40 SOCIAL FORCES IN GERMAN LITERATURE. at the diet of Worms, face to face with emperor, princes, and cardinals, upheld the freedom of conscience, the heart of Germany was with him. Never before in German his- tory had there arisen a national hero like him; never be- fore had there been a moment fraught with such weighty possibilities. On Luther's side there were the most en- lightened of the princes and nearly all of the gentry. The cities greeted his teaching as a weapon against hierarchi- cal aggression; the peasantry hailed it as a promise of social betterment. What might not have been accomplished if all the friends of reform had united, if all party desires and class aspirations had been merged in one grand popular uprising ? No great opportunity was ever more irretrievably lost. Instead of a nation rallying to establish its independence, we see separate classes and sects, regardless of the wp^-ffirp ~ ^ the whole, attempting to secure their own individual liberties. Instead of a great idea sweeping everything before it, we see the inevitable defeat of small conspira- cies. Instead of a continuous growth and gradual expan- sion of the Protestant cause, we see it, after a first glorious effort, step by step retreating, and at last confining itself within the narrow limits of an orthodoxy not a whit more rational and far less imposing than the old system of papal supremacy. The religious Reformation had been born out of the bitter agonies of an ardent soul seeking after truth; it was brought to a close by a compromise between opposing political powers. It had bidden fair to inaugurate a new era of national unification and greatness; its real effect was a further step in the dismemberment and weakening of the empire. Its first outcry had been Luther's: " Ich kann nicht anders, Gott helfe mir, amen "; its final word was the abso- lutist doctrine: " cujus regio, eius religio." Was there ever a noble cause more shamefully disfigured and perverted ? In order to understand fully the effect of this deplorable THE ERA OF THE REFORMATION. I41 course of events upon the literature of the period, we must remember that the two preceding centuries had been marked by a steady growth of realistic tendencies. More ™, , and more had literature come to be an expres- tie movement sion of the needs of the day, more and more had ***eliegiii- . ., I- ■,<■ -t J • •■, "°e "ft'^s It imbued itself with democratic ideas, more sixteenth cen- and more had it become the prophecy of a *"?• great intellectual and social revolution. At the beginning of the sixteenth century, it seemed as if the hour of fulfil- ment had come, as if the vital energy of the people had been nourished long enough to give birth to a new ideal- ism, inspired with a larger conception of humanity, and therefore fuller of life and higher-reaching than that of any previous age. What is it that gives such an imperishably youthful charm to the German Humanistic movement of the first decades of the sixteenth century ? ' What was it that in- spired such men as Reuchlin, Erasmus, and Hutten ? Was it simply the revival of classical learning ? Was it merely delight in the discovery of a great civili- zation buried beneath the wreck of centuries ? Was it pre- eminently an aesthetic pleasure in the splendour of Cicero- nian eloquence or the massiveness of Augustan verse ? Far from it. More than anything else, it was the instinctive feeling that a new era in the history of mankind was dawn- ing, that the time had come to throw off the fetters of obsolete tradition, and to reach out, each man for himself, into the heights of human freedom and greatness. ■ It was this spirit that moved the quiet, retiring Reuchlin to ' A bibliography of German Humanism in L. Geiger, Renaissance u. Humanismus in Italien u. Deutschland p. 573 ff. For earlier German Humanism cf. GG. § 97 (Niclas von Wyle, Heinr. Stain- hoevvel, Albrecht von Eyb). M. Herrmann, Albrecht von Eyb u. d. Frtihzeit d. deutschen Humanismus. K. Burdach, Vom MA. zur Reformation. For Konraci Celtis cf. Allg. D. Biogr. IV, 82 fi. 142 SOCIAL FORCES IN GERMAN LITERA TURE. throw down the gauntlet to the whole system of clerical learning'; that made Hutten exclaim °: Die warheit ist von newem gborn Und halt der btrugk sein schein verlorn, Des sag Gott yeder lob und eer Und acht nit furter lugen meer; that put upon the lips of Erasmus the prayer*: " Sancte Socrates, ora pro nobis." The Humanistic movement, in a word, was an intellectual revolution, a search for new prin- ciples of human conduct, an attempt to reconstruct the spiritual life by the light of human reason, the first great declaration, if not of the rights, at least of the dignity of man. The Humanists have left no works which can be called great. Their force was spent in battle. They were pioneers, they were violent partisans. Into the finer problems and the deeper mysteries of life they did not enter. There is a certain shallowness and showiness in even the best of them. And yet who can fail to perceive in them a breath of that spirit which has created the ideal world of modern hu- manity ? Erasmus, the acknowledged leader of the movement, has very fittingly been compared to Voltaire. He was a scoffer and a merciless critic. No more scathing satire of the existing order of things has ever been written than his Moriae Encomium (1509). To represent the world as ruled by Folly was no new device; countless satirists of the Middle Ages had done the same thing. The ' Cf. his Augenspiegel, the Defensio contra calumniatores Colonienses, and other polemics called forth through his controversy with the Jew- baiter Pfefferkorn. Geiger, Joh. Reuchlin p. 205 ff. ' Preface to his Gesprdchbuchhin ed. Balke, DNL. XVII, 2,/. 285. * Colloquia familiaria. Opera Lugd. Batav. 1703, I, 683. Cf. A. Horawitz Ueber die colloquia des Erasmus v. R. in Histor, Taschenb, VI, 6, p. 55 ff. fimile Amiel, £rasme p. 337 f. THE ERA OF THE REFORMATION. 143 new thing, the thing which startled the contemporaries and gave this book at once a European reputation, was the un- sparingly empirical manner, the cold rationalistic way, in which even the most fundamental beliefs and the most sacred idols of the time were held up to ridicule. Former critics had tried to heal the defects of church and state from within ; here was a man who looked at the whole hier- archical system from without, who dared to place his own private reason over and above the towering mass of time- honoured fallacies and hallowed superstitions. Do we not ■ seem to hear an icrasez Vinfame in the following passage' on the inane wisdom of the schoolmen of the time ? "Whilst being happy in their own opinion, and as if they dwelt in the third heaven, they look with haughtiness on all others as poor creeping things, and could almost find in their hearts to pitie 'em. Whilst hedg'd in with so many magisterial definitions, conclusions, corollaries, propositions explicit and implicit, they abound with so many starting holes that Vulcan's net cannot hold 'em so fast, but they'll slip through with their distinctions, with which they so easily cut all knots asunder that a hatchet could not have done it better. They explicate the most hidden mysteries according to their own fancie, as: how the world was first made; how original sin is deriv'd to posterity; in what manner, how much room, and how long time, Christ lay in the Virgin's womb; how accidents subsist in the Eu- charist without their subject. But these are common and threadbare. These are worthy of our great and illuminated divines, as the world calls 'em, at these, if ever they fall athwart 'em, they prick up, as: whether there was any instant of time in the generation of the Second Person; whether there be more than one filiation in Christ; whether it be a possible proposition that God the Father hates the Son, or whether it was possible that Christ could have taken upon him the likeness of a woman, or of the devil, or of an ass, or of a stone, or of a gourd; and then how that gourd should have preach't, wrought miracles, or been hung on the cross. There are infinite of these sub- tile trifles and other more subtile than these, of notions, relations, 'Trsl. by John Wilson, London 1668,/. 97. Cf. J. A. Froude, Life and Letters of Erasmus p. 129 ff. For similar attacks by Bu- schius, Bebel, and other Humanists cf. Paulsen, Gesch. d. gel. Un- terrickts p. 47. 97. 144 SOCIAL FORCES IN GERMAN LITERATURE. instants, formalities, quiddities, ecceities which no one can perceive who could not look through a stone wall and discover those things through the thickest darkness that never were." Or, to take another example, does not this passage on the follies of saint-worship" sound like the frivolous laughter of a La Mettrie ? " As every one of them (the saints) has his particular gift, so, also, his particular form of worship. As, one is good for the tooth ache; another for groaning women; a third for stolen goods; a fourth for making a voyage prosperous; and a fifth to cure sheep of the rot; and so of the rest, for it would be too tedious to run over all. And some there are that are good for more things than one; but chiefly the Vir- gin Mother, to whom the common people do in a manner attribute more than to the Son. Yet what do they beg of these saints, but what belongs to Folly ? To examine it a little: among all those offerings which are so frequently hung up in churches, nay up to the very roof of some of 'em, did you ever see the least acknowledgment from any one that he had left his Folly, or grown a hair's-breadth the wiser? One scapes a shipwrack and gets safe to shore. Another, run through in a duel, recovers. Another, while the rest were fighting, ran out of the field, no less luckily than valiantly. Another, con- demn'd to be hang'd, by the favour of some saint or other, a friend to thieves, got off himself by impeaching his fellows. Another es- cap'd by breaking prison. Another's poison turning to a. looseness prov'd his remedy rather than death; and that to his wife's no small sorrow, in that she lost both her labour and her charge. Another's cart broke, and he sav'd his horses. Another preserv'd from the fall of a house. Another taken tardy by her husband, persuades him out of 't. All these hang up their tablets; but no one gives thanks for his recovery from Folly. So sweet a thing it is, not to be wise, that, on the contrary, men rather pray against anything than Folly." Undoubtedly, Erasmus and his followers were sarcastic rather than appreciative, destroyers rather than organizers. But they were destroyers, not because they were without ideals, but because they felt the value of the ideal so deeply that the grossness and self-sufficiency of the actual world aroused in them a noble indignation. And they were sar- castic, not because they held low views of human life, but ' Encom. Mor. p. 6g. THE ERA OF THE REFORMATION. 1 4$ because they held higher views about the dignity and voca- tion of man than the bulk of their contemporaries. There is no single book which demonstrates this more clearly than Erasmus's Manual of the Christian Soldier (Enchiridion Militis Christiani, 1509), one of the first unmis- takable attempts in modern history to make reason the basis of religious experience. Reason is to Erasmus " a king, a divine counsellor of man." " Enthroned in its lofty citadel, mindful of its exalted origin, it does not admit a thought of baseness or impurity." ' It is to reason that we must turn to fathom the divine wisdom, it is here that the roots of self-perfection lie. To the unenlightened mind the Bible remains a labyrinth of contradictions, a book full of insipid and even immoral incidents. Through rational interpreta- tion we learn to understand it as a symbolical expression of moral truths. An unthinking piety is without avail. " Christ despises the eating of his flesh and the drinking of his blood, if it is not taken spiritually." ' " God hates a well-fed, cor- pulent devoutness." ° But the rational believer sees the working of the divine spirit everywhere, his eye is open to the beauty, the wisdom, the virtue of all ages, he penetrates to the very core of Christianity. " For Christ is nothing else than love, simplicity, patience, purity, in short all that he himself taught; and the devil is nothing but that which draws us away from those ideals." " It is evident that this sort of rationalism, bursting as it did upon an age full of religious emotions and in the main guided by an undoubting faith, could not help acting as a moral dissolvent; and it is not to be wondered at that so many of the young Humanists were plunged into a life of wild conflicts and consuming passions. In most of them ' Enchiridion Militis Christiani ed. Ludg. Bat. 1641 p. 96 : ration! tanquam regi. 97 : consultor ille divinus, sublimi in arce praesidens, memor originis suae, nihil sordidum, nihil humile cogitaf. ^ lb. p. I'll. 'Ib.p.iTi. '"Z^. /. 145. 146 SOCIAL FORCES IN GERMAN LITERATURE. the result was simply a sinking to the level of the common- place. But when, as in the case of Ulrich von Hutten, a sturdy mind and a fiery soul were wasted in this conflict, the sadness of this issue was relieved by a note of genuine greatness. For in Hutten certainly, if in none other, this very struggle brought out all the intellectual enthusiasm and moral idealism, which, after all, were the fundamental forces of the Humanistic movement. If Erasmus has been compared to Voltaire, Hutten may justly be called a forerunner of Lessing. No one, not even Luther, has fought more sturdily for the free- dom of conscience, no one has been a better hater of any kind of usurpation. His life stands to us as a symbol of that wonderful flight of thought and feeling which the Ge rma n people took under the inspiration of the first great moments of Luther's work. Hutten had already won his place as a writer when Luther struck his first blows against the papal system. He had taken part in that memorable campaign of the Human- ists against the old time scholasticism, which began with Reuchlin's protest against the Dominican persecution of Jewish literature, and which culminated in the famous EpistolcB obscurorum virorum (1515-17), that collection of fictitious letters presenting a glaring caricature of the monkish party with all its filth, ignorance, and fanaticism. In biting satire he had held up to ridicule the arrogance and nothingness of professorial Ic^arning, contrasting it with the fulness and glory of a life devoted to the free pursuit of truth." In high-flown rhetoric he had entreated the em- peror to guard the honour of the state against inner and outer foes." But it was only Luther's redeeming word " Cf. the satire Nemo, Schriften ed. Rocking III, 107 ff. Especially significant the dedication to Crotus Rubianus, ib. I, 187. Strauss, Ulrich V, Hutten p. 105 ff. — The Epistolae obscur. vir. in the Suppl. to the Schriften. Cf. Paulsen /. c. 49 ff. " Cf. especially the Epigrams addressed to Maximilian (Schr. Ill, THE ERA OF THE REFORMATION. I47 that aroused him to the full conscioust^^ss of his own mission. To be sure, the chief object of his writingis remained as it had been, war to the knife against the church of Rome. But the spirit of his attacks underwent a ch^rige under Luther's influence. Formerly he had been a scdiffer, now he became a prophet; formerly he had addressed himself to the small circle of the educated, now he became the spokes- man of a whole people; formerly he had written in Latin ex- clusively, now he translated his own writings into German; formerly he had looked down upon the theological disputes of the ecclesiastics as unworthy trifles, now he recognised the Wittenberg monk as his "dearest brother," as " the ser- vant of God," and pledged to his cause his own life and earthly possessions." From the artistic point of view, Hutten's most important contribution to the literature of the Reformation are the -two volumes oi Dialogues v^Y^ch appeared in 1520 and 1521. A true little masterpiece, full of Lucianic wit, and teeming with a noble patriotic fervour, is the scene, in Die Anschauen- den, where Sol and Phaeton from their heavenly heights look down upon the imperial diet held at Augsburg in 1518." Their attention is attracted by a magnificent pro- cession: cardinal Gaetani, who, as Sol explains to his son, has been sent by the pope to extort money from the Germans, is being conducted to the city hall in solemn state. Phaeton asks: " How long is the pope going to play this shameful game ? " Sol: " Until the Germans, whom up to the present time he has led by the nose, shall recover their senses." Phaeton: " Is the time near when they will 205 ff. Strauss /. 1.. p. 65 ff.)and the orations against Ulric of WUrtem- berg {Schr. IV, i ff. Strauss p. 79 ff.). " Eyn klag iiber den Luterischen Brandt zu Mentz, Schr. Ill, 459. " Die Anschauenden ed. Balke, DNL. XVII, 2,/. 295 ff.— For the dates of Hutten's Reformation pamphlets cf. S. Szamat61ski, Ulrichs ■d, Hutten deutsche Schriftenp. 53 ff. 148 SOCIAL FORCES IN GERMAN LITERATURE. recover their sf.ises?" Sol: "Very near. For this car- dinal will be t'lC first to go home with enipty bags, to the great dismay ri the Holy City, where they never would have believed thf barbarians would stand their own ground." Phaeton: "The Germans, then, belong to the barbarians?" Sol: " According to the judgment of the Romans they do, they no less than the French and all other peoples outside of Italy. But if you consider good morals and friendly in- tercourse, zeal in all virtues, steadiness and honesty of mind, then the Germans are the most highly cultivated nation, and the Romans the most hopeless barbarians. For they are corrupted through effeminacy and luxury; and you find with them fickleness and inconstancy, little faith and trust, but trickery and malice more than with any other people." Phaeton: " I like what you tell me of the Germans, if they only were not given so much to drunkenness." There fol- lows an animated conversation between the two heavenly observers about the social and political condition of the German people, and the abuses of the Roman church, which, however, is suddenly cut short when they hear the cardinal in great excitement flinging angry words at them from below. Incensed at their freedom of speech, he pro- nounces the papal excommunication against them, where- upon with a scornful smile they leave him to the contempt of mankind. Phaeton: "I leave you to the laughter of the Germans. May they chase you away with shame, and make you an example for future times. Be, the derision of the world! That is a fitting punishment for you." Sol: "Let the wretch alone. It is time to turn our chariot downward, and to give room to the evening star. Let him yonder go on lying, cheating, stealing, robbing, and pillaging at his own risk." Phaeton: "Yes, and go to the deuce, too! But I'll drive on the horses and resume our westward course." If this dialogue is distinguished by elegance of com- position and gracefulness of invention, there are others that excel it in depth of passion. What an irresistible, over- THE ERA OF THE REFORMATION. 1 49 whelming force there is in the repetition of those threefold accusations which like echoing thunder roll upon us again and again from the Roman Triad {Die Romischd Dreifaltig- keit)\" "Three things uphold the Roman authority: the papal power, relics, and indulgences. Three things are brought home by those who make a pilgrimage to Rome: a bad conscience, a sick stomach, and an empty purse. Three things are killed at Rome: a good conscience, re- ligion, and a binding oath. Three things the Romans sneer at: the example of the ancients, St. Peter's memory, and the last judgment. Three things are banished from Rome: simplicity, continence, and honesty. Three things are for sale at Rome: Christ, spiritual offices, and women." And what reader, even of the present day, can fail to be thrilled by the flaming words with which Hutten in his reply to the papal excommunication against Luther {Bulla vel Bullicida) summons the German youth to bring succour to endangered Liberty ? " " Oh, hither, ye freemen! It is our common cause, our common weal! The flame of war is spreading. Come hither all ye who want to be free. Here the tyrants shall be smitten, here the bondage shall be broken. Where are you, freemen ? Where are you, nobles ? Men of great names, where are you ? Heads of nations, why do you not rally to deliver the common fatherland froai this plague ? Is there no one who is ashamed of servitude and cannot wait to be free ? — They have heard me. A hun- dred thousand I see coming on. Thanks to the gods! Ger- many has become herself! Now woe to you, bull of Led " Ulrich von Hutten could indeed say of himself ": Ich habs gewagt rait sinnen Und trag des noch kein reu; Mag ich nit dran gewinnen, Noch muss man sptiren treu. " Cf. Strauss, Huttens Gesprache p. 114 ff. '« lb. p. 259. " DNL. XVII, 2, p. 269. ISO SOCIAL FORCES IN GERMAN LITERATURE. He could indeed call himself Truth's most devoted champion ": Von wahrheit ich will nimmer Ian, Das soil mir bitten ab kein mann. Auch schafft zu stillen mich kein wehr, Kein bann, kein acht, wie vast und sehr Man mich darmit zu schrecken meint. Wie wol mein fromme mutter weint Do ich die sach hett gfangen an — Gott woU sie trSsten — es muss gan! And if his life was by no means free from blemishes, if the flame of his passion did not always burn purely, he at least never palliated his own defects. And Death, finding him, as it did, wounded, disarmed, and with broken hopes, still found him a man. There can be no doubt that Luther, in his first great revolutionary writings, strove, although in a different spirit, after exactly the same ideal which the Human- ists had at heart: a strong, sweeping religious individualism. That he himself felt this to be the under- lying thought of his Theses against the sale of indulgences (1517) is shown by the fact that in sending them to a friend he signed himself as " Martinus Eleutherius '' (Mar- tin the Freeman), adding these unmistakable words ": " Why were Christ and all the martyrs put to death ? Why did most of the great teachers incur hatred and envy, if not because they were bold despisers of old far-famed wisdom, or because, without consulting the preservers of old knowl- edge, they brought forward a new thing ? " But the works in which Luther set forth what is truly vital and permanent in his doctrine, in which he spoke the word that was to revolutionize all modern life, in which he anticipated what ■8 DNL. XVII, 2, p. 286. " Luthers Briefe ed. de Wette I, 73. Cf. Th. Kolde, Martin Luther I, 146. — A masterly presentation of Luiher's religious develop- ment in K. Lamprecht, Deutsche Geschichtc V, 1, p. 221 ff. THE ERA OF THE REFORMATION. 151 has become a reality only in our day, were the three great manifestoes of the year 1520: the address To the Christian Nobility of the German Nation on the Improvement of Chris- tian Society, the pamphlet On the Babylonish Captivity of the Church, and the essay On the Liberty of a Christian Man. Let us examine somewhat more closely these three great pillars of our own spiritual existence. The address to the German nobility is Luther's first com- prehensive avowal of religious independence. As Joshua led the children of Israel against Jericho, so Vondes Luther in this treatise is going to lead the Ger- «^stliohen ° ° Standes Bes- man knighthood against the walls of Rome; and semng, he prays God to give him a trumpet, before whose blast the straw and paper walls of the enemy shall fall. Three such walls there are, behind which the papacy has in- trenched itself. The first wall is the assertion that there exists a special spiritual order, distinct from the secular, and in all respects superior to it. This, Luther says, is a mere fiction of Rome. All Christians are of a truly spiritual order. Christ has made us all priests: the pope can make no one a priest. " The infant, when he creeps out of the baptismal font, may boast to have already been consecrated priest, bishop, ,,and pope."" There is a difference between men with regard to their external occupation only. As there are shoe- makers, smiths, peasants, so there may be priests also; that is, men whose external occupation it is to administer the public services of religion. Inwardly, every true Christian has aright to this office; to' its outward exercise only he is entitled on whom the right has been conferred by the com- munity. The community, then, elects the priest, it deposes him, it is the only sovereign in the spiritual administration. " If it should happen that a person elected to such an office '" An den christl. Adel deuischer Nation von des christl. Standes Bes- serung, NddLm. nr. 4,/. 8. 152 SOCIAL FORCES IN GERMAN LITERATURE. through his abuse of it were deposed, then he would be as he was before, — a peasant or a burgher, like the rest." " Thus the first wall of the papists is shattered. The second wall is the assertion that nobody but the pope has the right to interpret the Holy Scriptures. This is a wantonly concocted fable. Has not the pope often erred? Have there not been, in all ages, pious' Christians who understood Christ's spirit better than the pope ? Are not all of us priests ? Why, then, should we not be able to perceive and judge what is right and wrong in belief ? What means the word of Paul: A spiritual man judges all things, and is judged by nobody ? " So let us, then, be courageous and free; and let not the spirit of liberty be stifled by the fictitious assumptions of popery; but boldly forward ! to judge all that they do and all that they leave undone according to our trustful understanding of the Scriptures. If God spoke through an ass against the prophet Balaam, why should he not speak now through us against the pope ?" " The third wall is the claim of the pope that he alone has the right to call an ecclesiastical council. This wall falls by itself with the two others. When the pope acts con- trary to the Scriptures, then it is our duty to uphold the Scriptures against the pope. We must arraign him before the community, and therefore the community must be gathered in a council. And every Christian, no matter of what rank or condition, has a sacred obligation to co- operate in such an endeavour. " If there is a fire in the city, shall the citizens stand still and let the fire burn because they are not the burgomaster, or because the fire perhaps began in the burgomaster's own house ?" " So, in Christ's spiritual city, if there arises the fire of scandal, it is the duty and right of every man to lend a hand to quench the flame. " NddLv). nr. 4, p. 9. " lb. p. 14. " lb. p. 15. THE ERA OF THE REFORMATION. 153 There follow in the greater part of the pamphlet a de- scription of the evils that existed in the church of Luther's time, and radical propositions for their reform. Germany, he says, ought to be purged of the vile, devilish rule of the Romans. For Rome is draining the nation in such a way that " it is a wonder that we have still anything left to eat." " It would not be strange if God should rain fire and brim- stone from heaven, and hurl Rome into the abyss, as in olden times he hurled 'Sodom and Gomorrah. O noble princes and lords, how long will you suffer your land and your people to be a prey to these ravaging wolves ?" " All money contributions to Rome he would have forbidden; every envoy of the pope that should come to Germany he would have ordered to quit the country or to jump into the Rhine, to give the Roman brief a cold bath. The German bishops should cease to be mere figures and tools in the hands of the pope; none of them should be allowed to ask to have his election confirmed in Rome. The temporal power of the pope should be entirely abolished. All holi- days ought to be done away with, or restricted to Sundays. All pilgrimages ought to be prohibited, and the chapels of pilgrimage be demolished. The marriage of priests should be allowed. Spiritual punishments — as interdict, ban, sus- pension — are horrible plagues imposed by the evil spirit upon Christianity, and ought, therefore, to be abrogated. On the whole, the entire canon law, from its first letter to the last, ought to be uprooted. This pamphlet to the German nobility preaches, indeed, nothing less than a complete revolution of the religious and social order as it then existed. And Luther himself was fully aware that these few pages contained the programme of a new chapter in the history of mankind. " I consider well " (these are his closing words "'') " that I have pitched my song high and brought forward many things that will be " NddLw. nr. 4, /. 20. 24. ^^ lb. p. 79. 80. 1 54 SOCIAL FORCES IN GERMAN LITERATURE. thought impossible. But what shall I do ? I am bound to say it. I would rather have the world angry with me than God. Therefore, let them come on, whether he be pope, bishop, priest, monk, or scholar; they are just the right ones to persecute truth, as they have always done. May God give us all a Christian understanding, and, above all, to the Christian nobility of the German nation a true spir- itual courage to do their best for the poor church. Amen." A further step in the emancipation of secular life from ecclesiastical pretensions was taken in the pamphlet on the _ « "t t Babylonish Captivity of the Church, which ap- Batylonica peared in the same year with the address to eoolesiao, jjjg nobility. One of the chief means by which the mediaeval church walled about the life of the people was the doctrine of the sacraments. Without baptism, no promise of grace; without confirmation, no continuance of it; without holy communion, no sight of God; without the sanction of the church, no marital union ; without the author- ity of the church, no right of priesthood; without extreme unction, no hope of eternal life. From the bondage of these ecclesiastical enactments Luther finds in the Bible the right to free the people. Neither confirmation, nor penance, nor marriage, nor consecration of priests, nor extreme unction, have a right to existence, as church insti- tutions, through any recognition or especial promise in the Bible." Above all, the sanction of marriage and the anointing of priests are nothing but arbitrary encroachments of the church upon purely human relations. " Since matrimony," he says," "has existed from the beginning of the world, and still continues even among unbelievers, there are no "The real meaning of sacrament, according to Luther, is "a promise of blessing from God to his children, confirmed by an out- ward and visible sign." Two such promises, accompanied by two such signs, he finds in baptism and communion ; and these alone he recognises as means of grace. " De captivitate Babylonica ecclesiae, Luthers Werke, Krit. Gesammt- ausg. VI, 550 f. THE ERA OF THE REFORMATION. 1 55 reasons why it should be called a sacrament of the new law and the church alone. The marriages of the patriarchs were not less mar- riages than ours, nor are those of unbelievers less real than those of believers ; and yet no one calls them a sacrament. Moreover, there are among believers wicked husbands and wives worse than any gentiles. Why should we, then, say: there is sacrament here, and not among the gentiles? Shall we so trifle with baptism and the church as to say that matrimony is a sacrament in the church only ? " And Still more strongly than in the address to the nobility he condemns the self-glorification of the priesthood, asserting again and again the inalienable rights of common humanity. " What then," he exclaims,^' " is there in you that is not to be found in any layman ? Your tonsure and your vestments ? Wretched priesthood, which consists in tonsure and vestments ! Is it the oil poured on your fingers ? Every Christian is anointed and sanctified in body and soul with the oil of the Holy Spirit. . '. . When I see how far the sacrosanct sanctity of these orders has already gone, I expect that the time will come when the laity will not even be allowed to touch the altar except when they offer money. I almost burst with anger when I think of the impious tyranny of these reck- less men who mock and ruin the liberty and glory of the religion of Christ by such frivolous and puerile triflings. . . . Those priests and bishops with whom the church is crowded at the present day, unless they work out their salvation on another plan — that is, unless they acknowledge themselves to be neither priests nor bishops, and repent pf bearing the name of an office the work of which they either do not know or cannot fulfil, and thus deplore with prayers and tears the miserable fate of their hypocrisy, — are verily the people of eternal perdition, concerning whom the saying will be fulfilled : ' My people are gone into captivity, because they have no knowledge ; and their honourable men are famished, and their multitude dried up with thirst. Therefore, hell hath enlarged herself, and opened her mouth without measure ; and their glory, and their multitude, and their pomp, and he that rejoiceth shall descend into it.' " It shows the extraordinary productivity of Luther's mind that the same year in which he published the address to the =8 Luther s Werke I. c. 566 f. IS6 SOCIAL FORCES IN GERMAN LITERATURE. nobility and the pamphlet on the captivity of the church saw also a third treatise from his hand, in which heiteines "' ^^ tn^^ to establish a positive foundation of Christen- morals, which should find its sanction exclu- mensohen. gfyely in the inner consciousness and personality of the individual. This is the precious little tract On the Liberty of a Christian Man. The whole of this essay is summed up in the two anti- thetical propositions which stand at its head " : "A Chris- tian man is the freest lord of all, and subject to none. A Christian man is the most dutiful servant of all, and sub- ject to every one.'' Wherein, according to Luther, lies this lordship of the Christian man over all things ? Luther answers with the Mystics : in faith, in an inward renunciation of the indi- vidual to God, in a personal surrender to his word. To many this faith seems an easy thing ; but, in truth, nobody can even conceive of it who has not under deep tribulations acquired it by himself. He, however, who has once at- tained it cannot cease to speak and write of it. He needs no external thing any longer, he has all — comfort, food, joy, peace, light, power, justice, truth, wisdom, liberty, and all good things in abundance. " The soul which cleaves to the promises of God with a firm faith is so united to them, nay, thoroughly absorbed by them, that it not only partakes in but is penetrated and saturated by all their virtue. For, if the touch of Christ was health, how much more does that spiritual touch, nay, absorption of the word communicate to the soul all that belongs to the word ! As is the word, such is the soul made by it, — just as iron exposed to fire glows like fire on account of its union with the fire." " Thus the Christian has been elevated above all things, and '• Von der Freiheit eines Christen menschen, Luthers Schrifien ed. E. Wolff, DNL. XV, 80. Cf. J. Kostlin, Luthers Leben^ p. 223 ff. » lb. 84. THE ERA OF THE REFORMATION. 157 has become lord of all. For nothing can prevent his salva- tion. " It is a lofty and eminent dignity, a true and almighty dominion, a spiritual empire, in which there is noth- ing so good, nothing so bad, as not to work together for my good, if I only believe." " The second part of the original proposition — namely, that "a Christian man is the most dutiful servant of all, and subject to every one " — is only an outgrowth of the first. It is the application of faith to practice, it is the message of man's service to mankind. " The good things which we have from God ought to flow from one to another and become common to all, so that every one of us may, as it were, put on his neighbour, and so behave towards him as if he were himself in his place. They flowed and do flow from Christ to us : he put us on and acted for us as if he himself were what we are. From us they flow to those who have need of them. We conclude, therefore, that a Christian man does not live in himself, but in Christ and in his neighbour, or else is no Christian : in Christ by faith, in his neighbour by love. By faith he is carried upwards above himself to God, and by love he sinks back below himself to his neighbour."'' In 152 1 Albrecht Diirer, while travelling in the Nether- lands, was startled by a rumour of Luther's having been as- sassinated. The words of passionate grief which this re- port wrung from Diirer's lips, and which have been preserved in his diary, show perhaps more ^'"'f''"' clearly than any other single utterance what a future there was before the German people if the wonder- ful idealism of its great reformers had been supported by an unwavering, sober, broad-minded public opinion. After ha,ving inveighed against the insidious policy of the Roman See, to which, he thought, Luther had fallen a victim, Diirer goes on to say '" : " And if we really should have lost this man who has written in a more enlightened manner than any one for the last hundred and forty " lb. 87 f. S2 lb. 98 f. '' Cf. Albrecht Durers Tagebuch ed. F. Leitschuh p. 82. 158 SOCIAL FORCES IN GERMAN LITERATURE. years [i.e., since Wycliflfe], and to whom thou, O Heavenly Father, hast given such an evangelic mind, then we pray thee that thou wilt again give thy Holy Spirit to some man who may bind together thy holy Christian church, so that we may live again peaceably, and as true Christians. . . . But as thy Son, Jesus Christ, had to be Dut to death by the priests in order to rise from death and ascend to heaven, so perhaps thou wiliest it to be done likewise to thy servant Martin Luther, whom the pope with his money has so treacherously de- prived of his life. And as thou didst ordain that Jerusalem be de stroyed for it, so thou wilt destroy the arbitrary power of the Roman See. And after that, O Lord, give us the new beautiful Jerusalem, descending from heaven, about which it is written in the Apocalypse, the holy unalloyed Gospel, unobscured by human wil- fulness." Diirer himself is the most illustrious proof of the artis- tic perfection to which the inspiration of this great moral uplifting might have led. His Four Apostles, painted in 1526 Diirer's Tonr ^O"" ^^ ^ity of Niimberg, his native town," will Apostles. forever stand as the most complete incarnation of the German national spirit in the age of Luther. The two principal figures are John and Paul, Luther's favourite ''' Cf. M. Thausing, Durer p. 483 ff. — That a victory of the demo- cratic principles underlying the religious Reformation would probably have brought about the growth of a truly national German drama may be inferred from the existence in the first half of the sixteenth century of a Protestant drama which, while preserving the popular character of the religious plays of the fifteenth century, at the same time stands in the service of the new spiritual life. Cf., e.g.. Die Totenfresser by Pam- philus Gengenbach (c. 1521), Der Ablasskrdmer by Niklaus Manuel (1525), Der verlorne Sohn by Burkard Waldis (1527), Paul Rebhuhn's Susanna (1535) in : Froning, Das Drama der Reformationszeit DNL. XXn. If we compare with works like these the dramatic produc- tions of the end of the sixteenth and the beginning of the seventeenth century: the plays of the English comedians (DNL. XXIH.) and their imitators, such as Jacob Ayrer (ed. Keller, Bibliothek d. Litter, Vereins LXXVl ff.) and Duke Heinrich Julius of Brunswick (ed. Tittmann, Deutsche Dichter d. 16. Jhdts XIV.), we find ourselves transported from the free air of popular art into the stifling atmosphere of technical drill, sensational effects, and clownish slang. THE ERA OF THE REFORMATION. 1 59 writers. John, the type of a tall, strongly built, blond German youth, wrapt in his wide red mantle, standing erect, his chaste, manly, thoughtful head slightly bent forward, his gaze fixed upon the open Bible which he holds in his hands. Paul, the very image of a spiritual warrior. His long flowing beard, the swollen vein in his forehead, the mighty skull, the threatening eye, the massive neck, the majestic folds of his white mantle, the naked sword in his right hand, — all this reminds one of an old Ger- manic chieftain. But what he fights for is not a hoard of gold, not the booty of fair women, it is the book which he holds clasped in his left hand, it is the same eternal truth, the gospel of redeemed humanity, which John is represented as contemplating. Both figures together bring before us that magnificent union of fearless speculation and firm, unswerving faith which has made the Germany of the Reformation period the classic soil of spiritual and moral freedom. We have already spoken of the causes which, between 1525 and 1530, brought the Reformation movement to a stand- still, and checked the upward idealistic current ™ t,^„. of German literature. To say it once more : point of the the chief reason was the absence in the Germany Reformation. of the sixteenth century of a strong national will, of an en- lightened public opinion. Divided into an infinite num- ber of little independent sovereignties, separated in itself by class prejudices and provincial jealousies, without effi- cient organs of popular legislation, even without a truly national dynasty, the German people did not as yet feel itself as a whole. The result was that the religious Reformation, instead of being borne along by an irresistible tide of national enthusiasm, was forced into the narrow channels of local fanaticism ; that Germany, instead of be- ing led into an era of social reconstruction, saw itself plunged into a state of confusion, bordering upon anarchy ; and that the enemies of reform found it an easy matter to l6o SOCIAL FORCES IN GERMAN LITERATURE. quench the new thought soon after it had been kindled. Probably no event in modern history has so decidedly re- tarded the progress of civilization as the series of isolated revolutionary uprisings and their successive defeats which mark the course of the German Reformation from 1522 to about 1530. First, in 1522, the landed gentry in a bold assault try to overthrow the temporal power of the ecclesi- astical magnates ; this conspiracy is easily crushed. Two years later the peasantry, stirred up by Luther's proclaim- ing the spiritual equality of all men, attempt to shake off the yoke of hereditary bondage ; this rebellion is ruth- lessly suppressed. About the same time, the masses of the city population, intoxicated by the doctrine of universal priesthood, are led into a wild communistic movement ; this agitation is mercilessly stamped out. And thus it came about that at the very time (1530) when, in the Augsburg Confession, the official form of the Protestant belief was definitely fixed, Protestantism had ceased to represent what in the beginning it had stood for, the deepest hopes and highest aspirations of a united people. Luther himself ended by abandoning the ideals of his early manhood. He had broken with the old sacred tradi- tion ; he had rejected all outward helps to sal- tumtothe vation ; he had placed himself on his own principle of ground, alone in all the world, trusting in the a° on ?■ personal guidance and protection of God. As a result of his own teaching he now saw the country trans- formed into a surging sea, tossed, as it seemed to him, by evil doctrines and pernicious contests. Had it, then, really been the voice of God that called him ? or had he lent his ear to the insinuations of Satan ? Persecuted by terrible visions, the very foundations of "his faith tottering under him, his life appearing blighted and his work cursed, he sees in his extremity only one way of deliverance. He can only answer these terrible questionings by a blind and implicit faith. He comes forth from the struggle, not as he had THE ERA OF THE REFORMATION. l6l entered it, strong in intellectual fearlessness, but strong in stubborn adherence to a chosen authority ; not any longer as the champion of reason, but as its defamer. Reason now appears to him as the root of all evil ; reason has led man astray from God ; reason is " a light that is only dark- ness." Without knowledge of the divine grace it is " a poisonous beast with many dragons' heads," it is " an ugly devil's bride," it is " the all-cruellest and most fatal enemy of God." " It is a quality of faith," he says, " that it wrings the neck of reason and strangles the beast which else the whole world with all creatures could not strangle. But how ? It holds to God's word, lets it be right and true, HO matter how foolish and impossible it sounds." And by thus strangling reason, we offer to God " the all-accept- ablest sacrifice and service that can ever be brought to him." " Nothing is a surer evidence of moral greatness than the courage of inconsistency. Nothing makes Luther's figure more impressive than the scars of this Titanic struggle be- tween his former and his later self. Nor has it been with- out noble fruits for humanity. Out of this very struggle ^ were born those spiritual battle-songs of his, — such as " Ach Gott vom himmel sieh darein," " Aus tiefer not schrei ich zu dir," " Ein feste burg ist unser Gott," — the power of which will be felt as long as there is a human soul longing for a sight of the divine. And in this very con- flict Luther found the inspiration to undertake and carry through that colossal work through which he has become the creator of the modern German language, his translation '' Cf. his Exposition of the Epistle to the Galatians ( Werke ed. Walch VIII, 2043. 2048), quoted by C. Beard, The Reformation in its relation to Modern Thought p. 156. 163. — In the last sermon preached by Luther in Wittenberg, Jan. 17, 1546, he says of reason : " Es ist die hOchste Hure die der Teufel hat." Luthers Werke f. d. christl. Ham ed. Buchwald, Kawerau etc. V, 96. — Selections from Luther's lyrics DNL. XV. For his language cf. Wackernagel, Gesch. d. d. Litt.^ II, 8 ft. l62 SOCIAL FORCES IN GERMAN LITERATURE. of the Bible. And yet how different the intellectual his- tory of Germany and of the world would have been if the man who had given the German people the idea of univer- sal priesthood, who had called on them to fling away the form "in order to save the substance of religion, who had grounded the religious life upon individual belief and indi- vidual reason, had not ended as the founder of a new or- thodoxy and a new absolutism. From this time on the higher life of Germany slowly sinks, until toward the middle of the seventeenth century it reaches its lowest ebb. Realism becomes again, The intellect- ^^^t it had been before the Reformation move- nal leaotioiii . . . , . , . ment, the dominant force m literary production ; but it is no longer the youthful realism of the fourteenth and fifteenth centuries, full of buoyancy and hope ; it is the realism of disappointment and resignation. It has no message of its own to tell, it only restates what has been told before, it looks backward and not forward. We shall, therefore, not enter here upon the by no means inconsider- able literary output of the second half of the sixteenth cen- tury. We shall not speak of the mass of vulgarity and coarseness which flooded the popular prose romances of the time — they are characterized sufficiently by the uncouth figure of Grobianus — ; " nor of the revival which the inani- ties of chivalric love-adventure found in the tales of Ama- dis of Gaul" ; nor even of the good-natured honesty, the " The word occurs for the first time in Seb. Brant's Narrensckiff 72. i: Ein nuer heilig heisst Grobian, den will ietz fUren iederman. Caspar Scheidt's Grobianus (NddLw. nr. 34. 35) appeared in 1551. Cf. GG. § 158. K. Borinski, Geschichte d. deutschtn Litt. seit d. Ausg. d. MA. p. 15 f. C. H. Herford, Literary Relations of England and Germany p. 379 ff. " GG. § 160. Borinski /. c. p. 104 f. THE ERA OF THE REFORMATION. 1 65 racy humoui and sturdy patriotism displayed in the writings of such men as Jorg Wickram," Burkard Waldis," Georg Rollenhagen,'°Nicodemus Frischlin.*' Only two men, who under more favourable circumstances might have become writers of national influence and leaders in a new progres- sive movement, may be singled out as the most striking figures of a time which had turned away from its true ideal : Hans Sachs (d. 1576) and Johann Fischart (d. 1590). Hans Sachs is one of the most lovable characters in German literature. This honest Niirnberg burgher, faith- ful in the narrow circle of his handicraft, and at the same time reaching out into the wide realm of thought and poetry ; looking into the world with wondering childlike eyes ; transforming all that he sees or hears into a tale or ditty or Shrovetide play ; restlessly working, and yet always seeming at leisure ; serene, true- hearted, public-spirited ; a loyal supporter of Luther, whom he greeted (1523) as the "Wittenberg JNightingale," but un- failingly gentle an» DNL. XLHI, 40. 8' lb. 234. THE STRUGGLE AGAMST ABSOLUTISM. 22$ what I felt? Was my earnestness gentle and my frolic innocent? Did I watch over my dear ones with tender care ? Did I lead them to the good by my example? Was I not slow in the duties of compassion ? Did I rejoice in the happiness of others ? Did I repent a false step as soon as I had taken it ? Did I battle down evil desires ? And if God to-night should summon me, am I ready to stand before Him ? " One of the most graceful and delicate descriptions of rural life before the days of Werther is contained in a let- ter of Gellert's,'" relating his experiences as a guest on the estate of a large landholder, which at the same time is a striking example of his happy way of blending sentimental reflectiveness with a vein of gentle rationalistic humour. It reminds us of Chodowiecki's subtile drawings. " I sleep in a room," he says, "looking on one side into the court- yard, on the other upon the lawn and the field. Ordinarily about six o'clock in the morning, I stand at the window and gaze with an insa- tiable eye into the autumn lying over field and garden. The wide open sky, of which we in the city know nothing, is to me from this window an altogether new spectacle. Here I stand and forget myself for half an hour in looking and thinking. After these happy moments, still intoxicated with the spirit of the morning, I open the door to call for a servant. But, instead of one, there appear at least three at a time, having run themselves out of breath for my sake, and all of them bent on being at my service. In short, whether I want it or not, I must submit to being dressed by them. During this occupation, five or six gentle greyhounds make their call, with whom I enter into a little conversation, because I know they won't answer me. Mean- while the gamekeeper narrates to me their feats, describes to me the whole hunting-ground, and expresses his regret that I am no sports- man. Because I have given him several times to understand that one ought to be charitable even to animals, he has secretly inquired of my gracious hostess whether I was a Pietist. " Now comes the coffee. I take a book, assume a learned mien, and at once my servants flee. The books which I have taken with me are Terence, Horace, and Gresset. Would you believe that I find in these poets far more beauties here in the country than in the city? But why should you wonder? Here Nature herself, who inspired them, is their interpreter. And she interprets them, if not as learn- '» Gellert's Sdmmtl. Schr. IV, 182 ff. 226 SOCIAL FORCES IN GERMAN LITERATURE. edly, at least more pleasantly and distinctly than the most renowned commentators. "When I have read enough, I pay my respects to my gracious hostess and her daughter. I usually find them busy with a book or looking over accounts with the superintendent. Everybody receives me with kind smiles; and even the superintendent, who for twenty years was a sergeant, forces his grim face into a pleasant expression. During this hour (for this is about the length of time that I spend with my hostess) I earn in some sense the privilege of enjoying my- self on her estate: for our conversation usually turns on the educa- tion of her son, the hope of her house. Toward noon I sit in the courtyard; I ring with a little bell, and now there comes — who do you think? a herd of feathered folk, shooting along on foot or on the wing; and I feed them — chickens, turkeys, ducks, geese, doves, all in a heap, and count my people. After this, I visit the partridges and quails and the young doves in their cot. A lovely scene! Here a mother feeds her children, there another is breeding a still hidden posterity, while her husband tries to induce her to let him take her place on the nest, and to refresh herself by a meal. First he en- treats her gently and lovingly, presently he talks quite earnestly, and if this does not make her yield, he commands her in a lordly, cockish tone, and turns about ten times in a circle, as though he would not look at her any longer, and at the same time would give her a chance to leave the nest unnoticed. " I must add an amusing incident which illustrates the church- going habits of this region. They are very tyrannical. Last Sunday I went alone to church, because madame had some guests. I took my seat, as it chanced, next to a peasant unknown to me. A student ascended the pulpit and perpetrated an awful sermon on the text of the lilies of the field. He was so philosophical that he explained to the peasants what sowing and reaping were. The sermon had its natural effect upon me. I gently fell asleep. In this church, how- ever, you are not at liberty to go to sleep over a poor sermon. My neighbour woke me up with a rather sudden shock, and shouted : ' The boy is coming.' I didn't know what he meant, and since the preacher was just demonstrating with a passage from Cicero that no one was rich who could not maintain an army from his private fortune, I thought he had aroused me on account of this learned quotation, and therefore went to sleep again. Presently I awoke a second time from quite a severe blow, and saw a little peasant boy, with a long stick, standing in front of me, and nodding his head at me reproach- fully. Now I understood what my neighbour had meant. He had THE STRUGGLE AGAINST ABSOLUTISM. 22/ warned me of this boy, whose office it is to run about in the church with his lance and keep the congregation awake.'' More emphatically than any other writer of his time, Gellert was a private individual . In \ai Lectures on Moral- JtT i2L^o \. a single wo rd about public or patriotic duties is to be fo und. The battle of Rossbach, the first national vic- tory won by a German army since the days of Maximilian, an event which sent a thrill of joy through the hearts of all who still hoped for a great future of the German state, aroused in Gellert only feelings of horror and human com- passion. "Oh, that battle of Rossbach! " he writes," "I have lived through it, at a distance of only a few miles; smitten with sickness, shaken by the roaring cannonade, with panting breast and shivering hands, in prayer for the dying, — no, not in prayer, for I could neither pray nor weep, sighs only were left to me, — thus I heard it, through four long hours, heard it even the day before it began, in the rattle of the guns which thundered along under my win- dow." If this seems weakness, let us not forget that it was thro ugh this very turning aw ay from outer conditions, throu gh this very limitation to the inner self that the Ger- jnan _mind was at that time preparing for a new era of nationa l greatness. And Gellert,by making self-reflection _and self-discipline the keynote of his life as well as his lit- erary wor k, dj^d more than any other man of his generation _to cultivate that spirit which was to find its highest expres- sionjn_Q:qethe's Wilhelm Meister. " Printed Sammtl. Schr. VI and VII. " Biedermann /. c. 52. CHAPTER VII. THE AGE OF FREDERICK THE GR.EAT AND THE HEIGHT OF ENLIGHTENMENT. (The Third Quarter of the Eighteenth Century.) Schiller, in the poem Die deutsche Muse^ points with just pride to the independent character of modern German German lite- literature. No princely favours, he says, were FraderioMilie bestowed upon it; no Augustus, no Medici fos- Great. tered it; the greatest German of his time, Fred- erick of Prussia, had no place for it at his court Von dem grSssten deutschen Sohne, Von des grossen Friedrichs Throne Ging sie schutzlos, ungeehrt. Riihmend darf's der Deutsche sagen, Hoher darf das Herz ihm schlagen: Selbst erschuf er sich den Wert. However true this, generally speaking, is, Goethe was equally right when he declared " that the heroic struggle of Frederick the Great in the Seven Years' War added a new and higher life to German literature; and Kant was right when he designated ' the intellectual epoch from which he himself had sprung as the age of Frederick the Great. I. The Enlightened Absolutism. There is a strange and somewhat melancholy fascination in imagining what would have been the aspect of modern ' SUmmtl. Schr., Hist.-Krit. Ausg. (Goedeke) XI, 329. '» Dichtg u. Wahrh. b. 7 ; Werke Hempel XXI, 62. • Was ist Aufkldrungl ; Werke ed. Hartenstein IV, l66. 228 THE AGE OF FREDERICK THE GREAT. 229 German civilization if Frederick, instead of throwing the weight of his mighty personality into the p^ , . , , balance of monarchical absolutism, could have theoretical stood for the cause of popular freedom. That liberalism, his own convictions pointed in this direction, there can be little doubt. It reads like a passage from Rousseau's Con- trat Social, when, in his first political pamphlet, the Con' siderations sur I'e'tat du corps politique de l' Europe, he says^ " The princes must be made to know that their false max- ims are the poisonous fountain-head whence flow all the evils that are the. curse of Europe. Most princes are of the opinion that God, solely from regard for their own great- ness, happiness, and vanity, has created those masses of men whose welfare has been entrusted to them, and that their subjects have no other purpose but to be the instru- ments of princely passions. Hence their desire of false glory, their wild ambition for usurping everything, the weight of the taxes with which they burden the people; hence their laziness, arrogance, injustice, and tyranny; hence all those vices with which they degrade human nature. If the princes would rid themselves of this fundamental error and seriously reflect upon the aim and purpose of their power, they would find that their rank and dignity, which they are so jealously guarding, are solely the gift of the people ; that these thousands of men entrusted to them have by no means made themselves the slaves of a single individual in order to render him all the more formidable and powerful ; that they have not submitted to one of their fellow-citizens in order to become a prey to his arbitrary caprices, but that they have elected from their midst the one whom they expected to be the most just and benevolent ruler, the most humane in re- lieving distress, the bravest in warding off enemies, the ' (Euvres VIII, 35 f. — Cf. for the following Hettner, Gesck. d. d. Lit. i. \%. Jkdt II, 14 ff. Freytag's Bilder IV, 220 ff. Treitschke, D. Gesch. i. z.q. Jhdt I, 49 ff. Hillebrand, German Thought p. 52 ff. 230 SOCIAL FORCES !N GERMAN LITERA TORE. wisest in avoiding destructive wars, the most capable of successfully maintaining the public authority." Not even Montesquieu has more emphatically pointed out the great- ness of English parliamentary life than Frederick, in the following passage of his Antimachiavel*: "It seems to me that, if there is a form of government which may be held up as a model for our days, it is the English. There, par- liament is the supreme judge both of the people and the king, while the king has full power of doing good, but none of doing evil." And Americans ought not to forget that Frederick most heartily welcomed the Declaration of Independence,' and that his government was among the very first to enter into relations of commercial reciprocity with the United States.' Furthermore, it is equally certain that the intellectual classes all over Germany would have hailed no event with greater unanimity and enthusiasm than any steps which Frederick might have taken toward granting his subjects a share, however limited, in the management of public af- fairs. Most of the great German thinkers and poets, from Klopstock to Kant and Schiller, were at heart republicans. Great as was the stimulus which their admiration of Fred- erick imparted to their works, it would have been a hundred times greater if they could have sympathized with his meth- ods of government. As in the time of the Reformation, there was again a chance for the kindling of a mighty flame of popular freedom, which, nourished and propagated by the best and noblest of the educated classes, might have swept from one end of Germany to the other, burying the hun- dreds of petty tyrants in a gigantic conflagration, and weld- < (EuvresVXW, 125. 255. ' lb. XXIII, 353. That Frederick's friendly feeling toward the United States was at least partly due to his resentment of the faith- less policy pursued toward him by the English, there can be no doubt. • Cf. W. Oncken, D. Zeitalter Friidr. d. Grossen II, 838 ff. THE AGE OF FREDERICK THE GREAT. 23 1 ing the hundreds of lifeless embryonic states into one free, united people.' We may regret that nothing of this kind happened. But it is only due to historic truth to say that, if ever a similar vision had flitted across Frederick s mind, which it probably did not, he would at once have con- Sispraotical r _ ^ . absolntisai, signed it to the region of empty dreams. Reared in the atmosphere of military paternalism; placed upon the throne of a state whose policy from its earliest times had had unscrupulous aggrandizement and centralization for its chief maxim; called upon to defend the very existence of this state in a deadly struggle of seven years against the combined forces of more than half of Europe, he could not fail to become convinced of the absolute necessity of auto- cratic methods of government for his own country, and to see in the improvement and perfection of these methods the supreme task of his life. Frederick has given to the world the wonderful spectacle of an autocrat who acknowledged himself a servant of the people." In 1759, after the terrible defeat of Kunersdorf, when Berlin seemed to be at the His idea of . . . , puDlio aervioe. mercy of the Austrian and Russian armies, he wrote to a friend': " I will throw myself in their way, and have them cut my throat, or save the capital. Had I more than one life, I would give it up for my fatherland. Do not think that I shall survive the ruin of my country. I have my own way of thinking. I do not wish to imitate either Sertorius or Cato. I have no thought of my fame, my only thought is the state." Frederick's whole life bore out the truth of this sentiment. He gave to Prussia an ad- ministration more efificient and more just than existed in ^ That a similar attempt made by Joseph II. failed, is no proof that Frederick might not have succeeded, ' Cf. (Euvres IX, 193. • Letter to the Marquis d'Argens, Aug. 16, 1759 ; (Euvres XIX, 79. 232 SOCIAL FORCES JN GERMAN LITERATURE. any European country of his time. He established, in principle at least, equality of all his subjects before the law. He made the unrestricted liberty of religious belief and philosophical thought a fundamental principle of legis- lation." He delivered Germany from the curse of princely libertinism, which for more than a century had been gnaw- ing at the very root of her national life. In a word, he gave the sanction of the state to that protest against arbi- trary despotism which we have seen to be the motive power in German intellectual life during the preceding epoch. In this sense he stood indeed for the cause of freedom. This dualism in the political attitude of Frederick the Great, which was more or less imitated by all the other Dualism in German princes of the time, gave to the lit- modemGer- grature of the second half of the eighteenth mam htera- . ° tnie. century its ipiost distinguishmg feature. Still debarred, on the one hand, from practical participation in public life; favoured, on the other, with a large degree of (freedom in theoretical belief and speculation; spurred on I by the sight of a great hero and wonderful military achieve- ments, the German men of thought and culture now more • fervently than ever turned to the cultivation of the ideal, 1 and by holding up to their countrymen the image of a world i of beauty, truth, and perfection helped to engender that craving for the realization of ideal demands in national institutions which, in the nineteenth century, has created the German state. Four literary generations, succeeding each other in close I continuity and covering the period from the middle of ^Begeiieratioii ^^^ eighteenth to the middle of the nineteenth &om within century, co-operated in this work of regene- its keynote. xsXvcig the national body by imparting a new life to the national mind: (i) The contemporaries of Frederick "» Cf. Hettner /. c. 27 £. THE AGE OF FREDERICK THE GREAT. 233 the Great himself; (2) the contemporaries of the French Revolution; (3) the contemporaries of the Napoleonic wars; (4) the forerunners of the Revolution of 1848. Our present task is a consideration of the leading men of the first of these epochs. 2. Klopstock. It was i n 1748, t he same year in which Frederick, in the peace of Aix-la-Chapelle, ach ieved his first great political triumph, that Friedrich Gottlieb Klopstock K lopatock'B I (1724-1803), i n the three opening. , cantos of his " 'fl^°'?°° "- M essias, s ounded that morning call of joyous 'Werther, ideali sm and exalte d individua lism which was to be the / dominant note of the best in all modern German literature. / No one has more vividly described the magic spell which / the name of Klopstock exercised upon all aspiring minds i of the middle of the eighteenth century than Goethe in The\ Sorrows of Werther. In his account of the garden-party where Lotte for the first time danced with him, and in the twinkling of an eye set his whole being aflame, Werther relates among other incidents the disturbance created by a sudden thunderstorm. The company scatters; Werther and Lotte are fortunate enough to meet alone. When the worst of the storm is over, they step to a window. " In the distance," these are his own words," " the thunder was dying away, a glorious rain fell gently upon the land, and the most refreshing perfume arose to us out of the fulness of the warm air. She stood leaning upon her elbow; her glance penetrated the distance, she looked heavenward, and upon me; I saw her eyes fill with tears; she laid her hand upon mine, and said — Klopstock! I at once remembered the beautiful ode " which was in her mind, and lost myself in the torrent of emotions which rushed over me with this " Die Leiden d. jungen Werthers, letter of June 16 ; Werke XIV, 36. ^* Die Friihlingsfeier ; DNL. XLVII, 104 £f. 234 SOCIAL FORCES IN GERMAN LITERA TURE. name. I could bear it no longer; I bent over her hand and kissed it with most blissful tears." What was it that gave Klopstock his extraordinary sway- over the hearts and minds of his generation ? What was the mission which he was born to fulfil to the German people ? felopstock led German literature from the narrow circle of private emotions and purposes to which the absolutism of the seventeenth century had come near con- Klopstook'a fining it, into the broad realm of universal sym- pathy^ He was the first great freeman since the days of Luther. He did not, lik e Haller. content himself with the sight of an independentbut provinci al an d primi- tive life, as afforded by the rural communities of Switzer- land. JHe did not, like Gellert, turn away from the op- pressed and helpless condition of the German pej)£]eJo a weakly, exaggerated cultivatipn.gfJtuiBS,elf. He addressed himself to the whole nation, nay, to all mankind. And by appealing to all that is grand and noble; by calling forth those passions and emotions which link the hurnan to the divine; by awakening the poor down-trodden souls of men who thus far had known themselves only as the subjects of princes to the consciousness of their moral and spiritual citi- zenship, he became the prophet of that invisible republic which now for nearly a century and a half has been the ideal counterpart in German life of a stern monarchical reality. No one perhaps has better expressed the limitations of Klopstock's genius than Schiller, when in trying to define his place among modern poets he says": " His His Bpiritual- spj^gj-g jg always the realm of ideas, and he makes everything lead up to the infinite. One might say that he robs everything that he touches of its " Ueier naive u. sentiment. Dichtg ; Sammtl. Schr. X, 473. — The best modern account of Klopstock is F. Muncker's Klopstock : Gesch, s. Lebens u. s. Schriften. THE AGE OF FREDERICK THE GREAT. 235 _body in order to turn it into spirit, whereas other poets seekto clothe the spiritual with a body?' It is undoubtedly this lack of plastic power, this inability to create living palpable bein gs, which prevented Klopstock Irom _ajttaining the hi gh artistic ideal vyhich his, first ^re„3t,e££usionsLseenied to proph esy. The older he grew, the more he withdrew from the actual world, the more he surrounded himself with the halo of superhuman experiences, the more he insisted on describi ng the indescrib able, and expressing the inexpressible; un til at last the same man, whose first youthful utterances had unloosened mighty forces of popular pas- sion, was intelligible only to a few adepts initiated into the mysteries of his artificial, esoteric language. And yet it is easy to see that it was precisely through this exaggerated and overstrained spirituality that Klopstock achieved the greatest of his work. [He would never have pro- ceed the marvellous impression upon his contemporaries which he did produce, had he attempted to represent life as it isT] That task had been done by Moscherosch, Weise, and their successors. [What was needed now was a higher view of human existence, the kindling of larger emotions, the pointing out of loftier aimsT} A man was needed who I sh ould gi ve utterance to that religious idealism which,) though buried under the ruins of popular independence,/ /wal nev^theiess the one vital principle of Protestantism' ^ot yet^xtmct; a man who, through an exalted conception of nationality, should inspire his generation with a new faith in Germany's political future; a man who, by virtue of his own genuine sympathy with all that is human in the noblest sense, and through his unwavering belief in the high destiny of mankind, should usher in a new era of enlight- ened cosmopolitanism. It was K lopstock's spi rituality which enabled him to assume this threefold leadership, and the immeasurable services rendered by him in this capacity to the cause of religion, fatherland, and humanity may well 236 SOCIAL FORCES IN GERMAN LITERA TURE. make us forget the artistic shortcomings by which they were accompanied. None of Klopstock's works has been so much subjected to misleading and unappreciative criticism as his greatest religious poem, the Messias. Let us admit TheMesnas. ^^ ^^^ outset that in this seeming e|)i £ nearly _all the most essential epic qualities are lacking, j^al- ity in events^ clearness of motive, naturalness of char - acter, directness ofstyle, all these are things for jwliich, in most parts of the poem, we look in vain. Through- out its_twenty_cantc^we constantly circle^_between_h^aveji,_ hell, and earth, without at any given moment seeming to know where we are. Christ's passion and death, the central action of the work, is robbed of its human inter- est through the over-anxious desire of the poet to exalt the divine nature of the Saviour, and to represent the atonement as predetermined in the original plan of cre- ation. The countless hosts of angelic and Satanic spir- its which hover before us in endless space are for the most part without individual features. Even the human sympa- thizers and adversaries of the Son of God play their parts more by portentous looks, unutterable thoughts, effusive prayer, or mysterious silence, than by straightforward action. But what do all these criticisms mean ? They simply mean that it was a mistake in Klopstock's admirers to call „ . . him a German Milton, and that the Messias Botanepio, — ^. bnt an ora- ought not to be looked upon as an epic poem at *""''• all. Not Milton, but the great German com- posers of church music were Klopstock's spiritual prede- cessors; his place is by the side of Bach and Handel as the third great master of the oratorio.'* The three most important parts of an oratorio, outside of the orchestral accompaniment, are: the recitative, the arias, the choruses. In a religious oratorio, such as Bach's Pas- " Cf. Julian Schmidt, Gesch. d. d. Litt. sett Leibniz II, 237. THE AGE OF FREDERICK THE GREAT. 237 ston Music, or Handel's Messiah, the recitative is in the main confined to the narrative passages of the gospels lieepio and to the words of single persons introduced lyric, and in them. The chorus performs a double task. ^e'^Zofthe' Either it represents groups of persons taking oratorio, part in the action itself, as, for instance, the body of the disciples or the Jewish populace; or it is conceived of as a collective spectator, giving utterance to the feelings and emotions which the suffering, death, and triumph of the Saviour cannot help arousing in the mass of believers. In the arias, finally, these same feelings of compassion and ado- ration are expressed; not, however, as emanating from the whole of the Christian community, but from the individual human soul. In other words, the oratorio is a combination of an epic element, represented by the recitative, with lyric and dramatic, elements, represented by aria and chorus. And if we may liken it as a whole to a festive garland wound around the altar of the Most High, it is clear that in this comparison the recitative corresponds to the slender stems and branches which, strung together and intertwined with each other, form a gentle line of even colour running through it all, while the arias and choruses cluster around it like variegated masses of exuberant foliage. Klopstock's Messias, like the oratorio, consists of epic, lyric, and dramatic elements. Of these, the epic element ..corresponds to what the recitative is in the _, ^ — - — ^ — - -- The same ele- ■Siiiprio^ It is the background of th e who le, mentsinthe it forms a connecting link between the other l^^^sBiaa, parts, butjnitself it would be incomplete. Only in the lyric and dramatic passages, those passages which correspond to the arias and choruses of the oratorio, does the poem rise to its height; only here is the full splendour of Klopstock's musical genius revealed. The time will certainly come when even the narrative part of the Messias will again, as in Goethe's youth, find readers willing to let themselves be carried along by 238 SOCIAL FORCES IN GERMAN LITERATURE. its powerful and sonorous, thou gh sometimes m onotonous, flow of oratory. Nothing could be grander The epic ele- ^^^^ ^^ ^jjg game time, simpler than the general outline of the poem. How, from the scene in the first canto, where Christ on the Mount of Olives conse- crates himself to the work of redemption, we are led through the councils of heaven and hell, through Gethse- mane and Golgotha, to the Resurrection and Ascension, until at last " the living heavens rejoice and sing about the throne, and a gleam of love irradiates the whole universe," " — all this is nobly planned Nor is there a lack of individual scenes full of inner life and divine fire. What an air of sublime mystery and awe lingers over the lonely night spent by Jesus on the Mount of Olives at the beginning of the poem." In the distance there glimmers around him the light of sacrifices, flaming, to appease the Deity, on high Moriah. John, his beloved disciple, ascends with him, but stops half-way, remaining in prayer at the sepulchres of the prophets. Gabriel, the arch- angel, from a grove near the summit, sees Jesus coming and addresses him with words of admiration. Jesus passes by, answering him only with a look of tenderness and mercy. He reaches the summit and stands in God's presence. He prays. He recalls how in the solitude of eternity, ere the cherubim and seraphim were formed, he and the Father were together; how they saw the future destiny of the world, the sin and fall of man, and how he then resolved to accomplish through his own death the work of redemption. " Oh earth, how wast thou, before my humiliation in this human form, my chosen, my beloved object! and thou. Oh Canaan, sacred land, how oft has my compassionate eye been cast on thee! " Now he is ready to fulfil his work. He " Words of Goethe's, Dichtg u. Wahrh. 6. 10 ; Werke XXI, 170. " Der Messias ed. Hamel (DATL. XLVII, I. 2), canto I, 43 «f. Cf. the prose transl. by Joseph CoUyer, Boston 181 1. THE AGE OF FREDERICK THE GREAT. 239 lifts his head to the heavens and his hand to the clouds, and vows that he will redeem mankind. And the Eternal Father raises his head above the highest heavens, and stretches his hand through the immensity of space, and vows that he will forgive the sins of the repentant children of men. " While the Eternal Ones thus spake, all nature shook. Souls, just emerging from non-existence, which had not yet begun to think, trembled, and first experienced sensation. The Seraphim were over- whelmed with awe, like the earth when she expects an approaching tempest. A sweet delight and intoxicating sense of eternal life entered the souls of future Christians. But the Satanic spirits, sense- less and in despair, fell from their thrones, the deep broke under them, and lowest hell resounded." What a brilliancy of oratorical diction and invention there is in the scene where Christ, after his resurrection, holds judgment on Mount Tabor over the souls of those who have recently died! Among them the souls of war- riors and those of infants are contrasted." " There had been a battle. Below, in the silent fields, there lay the dead and the dying; like thunderclouds their spirits streamed Upward, with them the leaders of the two armies, — both unscrupulous conquerors. The Judge of the world lifted his right hand, thunders crashed upon the two great criminals, the traitors to humanity, echoing long and low as they were hurled down to hell; and from hell there came the sound of curses and scourging, the warriors slaughtered on the field of battle rising against their masters to chastise them. — But now, with the whisper of angelic harps, there arose melodies of sweetest joy. For earthless there came, from Ganges and Rhine, from Niagara and Nile, souls of children flying to Mount Tabor, as lambs nourished by the spring sport on the hillside. And the Judge judged not. From star to star they were led, encircled by the dance of the joyful hours; and they learned many wonders until, changed into heavenly youths, holier realms they entered." Or, to select a passage of less fanciful imagery, what " Canto XVI, 307 ff. 240 SOCIAL FORCES IN GERMAN LITERATURE. could surpass in graceful delineation and true poetic feeling the description of the beautiful morning on lake Tiberias when the risen Christ appears to his disciples! " Herauf war die MorgendSmmrung gestiegen, Und den Strahl des werdenden Tages milderte lichter Nebel, ein Schleier, aus Glanz und weissem Dufte gewebet. Ruh' war auf die Gefild' umher, sanftatmende Stille Ausgegossen, Ein Nachen entglitt da langsamsichtbar Voll von Freunden dem lieblichen Duft des werdenden Tages. Nackt bei dem iiberhangenden Netz stand vorn in dem Nachen Kephas. Es sassen umher, mil silberhaarigem Haupte BartholomSus, Lebbaus, gelehnt auf ein Ruder, mit vollem Freudeglanzenden Bliclce der Zwilling, mit ISchelnder Heitre Selbst Nathanael, sassen die Zebedaiden, Jakobus Mit den Gedanken im Himmel, Johannes beim Herrn auf der Erde. Da sie nSher heran zu dem Ufer kommen, erblicken Sie den Mittler, allein sie erkennen ihn nicht; doch vereliren Sie den ernsten Fremdling, der dort des Morgens, in sanfte Rube versenkt, und seiner Gedanken sich freuet. It is evident from these examples, which might easily be multiplied, that even that part of the Messias which is closest to the narrative of the gospels is by no means the dreary and tiresome waste which popular prejudice and pragmatic criticism have made it out to be. Looked upon as the recitative element of a musical composition, it ap- pears to fulfil a perfectly legitimate function, that of trans- jorting th e hearer into the loftier realm of supernatural experiences, and of forming with its vague, shadowy sounds a backgrounH for the richer notes of the lyric and dramatic passages of the poem. For the most part, these passages are so closely inter- woven with the narrative itself that it is impossible to con- Tlie lyiio ele- sider them separately. This is, for instance, ment, Com- ^j^g ^^^^ ^jjjj ^^ poetic images and compari- panaons. r- , . ° . ^ . Episodes. sons. Klopstock s most impressive compan- sons are not epic, ^hey do not serve to make a certain '8 Canto XIX, 268 ff. THE AGE OF FREDERICK THE GREAT. 24 1 part of the narrative, by which they were suggested, more graphic and tangibley^the^ are lyrical, they lead put of the reality of the_narrative into ^_realm_of_ jdeeper emotions and higher experiericesj| they can be fully appreciated only when conc eived of a^ _uttered Jn song, Christ is represented standing before Herod, as divine Providence called before the tribunal of reprobate scep- tics." Mary hastens to meet her Son, as a noble thought soars toward heaven." Gabriel, finding the Saviour asleep on the Mount of Olives, gazes on his peaceful, benign countenance with rapt veneration,"' " as a travelling seraph views the dim face of the blooming earth on a spring night, when the evening star stands high in the lonely heaven and beckons to the pensive sage to gaze at him from the dusky grove." The same must be said of the many digressions and episodes. They also do not to any considerable extent heighten the reality of events, but they do heighten, perhaps more than anything else, the effect of Jhe poem ^s a lyrical expression of a fervent and exalted ^pirittjali^y. Take as a typical example two scenes in which one of the most pow- erful of Klopstock's characters appears: Abbadona, the fallen angel, who, in the service of Satan, longs for the inno- cence and happiness of his former existence. The first scene is in the hellish assembly where Satan discloses his plan of putting the Messiah to death." Abbadona is sit- ting by himself, far away from Satan's throne, in gloomy solitude, lost in thoughts of the past, especially of his friendship with Abdiel, the exalted seraph, who on the day of Satan's revolt deserted the ranks of the reprobate and returned to God. Abbadona was near escaping with that heroic seraph; but surrounded with the rapid chariots of Satan ai^H tfie furious bands of those who fell from their " Canto VII, 553 ff. Cf. Erich Schmidt, Charakteristiktn p. 133 f. «» Canto IV, 919. " Canto I, 541 ff. " Canto II, 627 ft. Cf. The Seven First Cantos of the Messiah, trls. into English Verse, London, 1826. 242 SOCIAL FORCES IN GERMAN LITERATURE. allegiance, he drew back, and though Abdiel, with looks of menacing love, strove to hasten his escape from the rebel hosts, inebriated and dazzled by the delusive prospect of his future godhead, he no longer followed the once powerful glance of his friend, but suffered himself to be carried in triumph to Satan. Now mournfully he sits Engross'd in thought, and muses o'er the scenes Of youth and innocence, the morning fair Of his creation, when to life and light Abdiel and he, at God's first call, had sprung Together forth. In ecstasy exclaim'd Each to the other, "Who are we? Oh say How long hast thou been here ? " In dazzling beams Then shone the distant glory of the Lord With rays of blessing on them; round they look'd And saw innumerable multitudes Of bright immortals near; and soon aloft, Uprais'd by silvery clouds, were they convey'd To the Almighty Presence. Abbadona, tortured by these reminiscences, bursts into a torrent of tears, and now resolves to oppose the blasphem- ous speech of Satan calling for the death of the Messiah. Thrice he attempts to speak, but his sighs stop his utterance. " Thus, when in a bloody battle two brothers are mortally wounded by each other's hand, at last, each to the other being mutually known, they are unable to speak, and sighs only proceed from their dying lips." The other scene is in the garden of Gethsemane." Ab- badona has gone in search of the Saviour, led by an in- stinctive though distrustful hope of his own redemption. Through every desert has he roved, every river has he traced from its source, in the solitude of every sequestered grove his trembling feet have wandered. To the cedar he has said: Oh tell me, in rustling whispers tell me, dost thou " Canto V, 485-633. THE AGE OF FREDERICK THE GREAT. 243 conceal him?" To the towering mountains he has cried: " Bow down your solitary tops to my tears, that I may see the divine Jesus, who, perhaps, sleeps on your summits!" But he feels that he is unworthy to see his face. " O Jesus, thou art the Saviour only of men! Me thou wilt not save! " Lost in these thoughts, he enters the grove, where he finds Christ in the agony of his final resolve, and sud- denly he is struck with the resemblance of this man lying there prone in the dust to the mighty Son of God, who at the head of the heavenly hosts once hurled Satan and him to hell. O thou who yonder dost contend with death. Who art thou ? Com'st thou from the dust ? A son Of that dishonour'd earth which bears God's curse. And, ripe for judgment, trembling waits the day Of dissolution ? Com'st thou from her dust ? Yes! Human is thy form! But majesty Divine around it beams! Thy lofty eye Speaks higher language than of graves and death! Ha! trace I not tremendous likeness there ? Cease, boding terror! Death eternal, cease To shake my shudd'ring soul! But yes! Ah, yes! • I trace resemblance to the Son of God! To him who erst, borne on the flaming wheels Of his red chariot, from Jehovah's throne Thund'ring pursued us! Once, but once, I tum'd My trembling head behind in wild affright, Saw the tremendous Son, caught the dread eye Of him who wielded thunder! High he stood Above his burning car; midnight's deep gloom Lay stretch'd beneath his feet; below was death! Omnipotent he came. — Woe, woe is me! Ah, then The whirl of his avenging sword, the sound Of his swift thunderbolt with deaf'ning din Affrighted nature shook! I saw no more. In night my eyes were seal'd; plunging I sunk Through storm and whirlwind, through the doleful cries Of scar'd creation, fainting in despair; 244 SOCIAL FORCES IN GERMAN LITERATURE Yet was immortal! Lo, I see him now! E'en now I view his likeness in the form Of yonder man, who, prostrate on the ground. Lies there! Is he — ah, can he be the great. The promis'd Saviour? Thus far we have been considering scenes in which the lyric element is intimately connected and interwoven with the narrative. But it is not in these alone that Airs and re- , . . sponsive Klopstock s lyrico-dramatic fervour asserts itself, oliantfl, Again and again, from the first canto to the last, it forces its way, as it were, with elemental power through the epic narrative, and assumes a form of its own." Some- times it is the poet himself who in rapturous song gives vent to his religious enthusiasm, as at the beginning of the poem," where he calls upon his immortal soul to sing the redemption of mankind; or at the opening of the eleventh canto," where he girds himself to penetrate the mysteries of the Resurrection : " If in my religious flight I have not sunk too low, but have poured sublime sensations into the hearts of the redeemed, guided by the Almighty, I have been borne on eagle's wings! O religion! I have learned from revelation a sense of thy dignity. He who waits not, with devout awe, by the pure crystal stream that from the throne flows among the trees of life, may his praise, dispersed by the winds, not reach mine ear, or if undispersed, not pollute my heart! Ah, among the dust had lain ray song, had not yon living stream poured from the New Jerusalem, the city of God, and thither turned its course. Lead me still farther, thou guide invisible, and direct my trembling steps. The Son's humiliation have I sung, let me now rise to sing his glory. May I attempt to sing the Victor's triumph, the hills and valleys yielding forth their dead, and his exaltation t<7 the heaven of heavens, the throne of the eternal Father? O thou, '4 Hamel, DNL. XLVI, \,p. viii, shows very strikingly that even the metrical form of the Messias, although having the outward ap- pearance of the epic hexameter, as a matter of fact consists of ' free rhythms.' " Canto I, I ff. »• Canto XI, I ff. THE AGE OF FREDERICK THE GREAT. 245 to heaven raised, help me, help me and those who hear me, to bear the terrors of thy glory!" Again there are the airs and responsive chants with which angels and sacred men and women accompany the central action, softening its horrors and heightening its pathetic beauty. Thus at the beginning of the seventh canto," the seraph Eloa, standing on a morning cloud, greets the dawn of the day of crucifixion with a hymn of exultant joy. Thus in the tenth canto," the prophetesses Miriam and Deborah, who with Adam, Eve, Abraham, and other saints and seers of the Old Testament form a cloud of witnesses around the cross on which Jesus is dying, break forth into the following antiphony: "Deborah. O thou, once the most lovely of human beings! thou who wast the fairest of the sons of men! how are thy features changed by the livid traces of death! Miriam. My heart is plunged into softest sorrow, and clouds of grief surround me. Yet still to me he appears the most beautiful of men, of all creation the most lovely, fairer than the sons of light, when glowing with fervour they adore the Eternal. Deborah. Mourn, ye cedars of Lebanon, which to the weary afford a refreshing shade. The sighing cedar is cut down, of the cedar is formed his cross. Miriam. Mourn, ye flowers of the vale! The thorn-bush spread its branches on the bank of the silver stream. They have been wound around the head of the Divine One as a crown of thorns. Deborah. Unwearied he lifted up his hands to the Father in behalf of sinners. His feet unwearied visited the dwellings of affliction. Now are they pierced with cruel wounds. Miriam. His divine brow, which he bowed here into the dust, from which ran mingled blood and sweat, ah! how has the crown, the bloody crown now pierced it! Deborah. Oh, Miriam! his eye brealcs and his life breathes hard. Soon, ah! soon, will he look his last toward heaven. Miriam. O Deborah! a mortal paleness sits on his faded cheeks. Soon will his divine head sink to rise no more. " Canto VII, I £f. *« Canto X, 486 ff. S46 SOCIAL FORCES IN GERMAN LITERATURE. Deborah. Thou who shinest above, O celestial Jerusalem, burst into tears of joy. Soon will the hour of affliction be past. Miriam. Thou who sinnest below, O terrestrial Jerusalem, burst into tears of grief. For soon at thy barbarous hands will the sover- eign Judge require his blood. Deborah. The stars in their courses stand still, and creation is stricken dumb at the sufferings of her Creator! — at the sufferings of Jesus! the everlasting High Priest! the Redeemer! the Prince of Peace! Miriam. The earth also stands still, and from you who dwell on the earth, dust upon dust, the sun has withdrawn his light. For this is Jesus! The everlasting High Priest! the Redeemer! the Prince of Peace! Hallelujah! " In the later portions of the poem, finally, it is the choral element which carries everything before it. In fact, the whole of the last canto is a succession of jubi- The choral j^„j choruses, thronging about the Redeemer, as he slowly pursues his triumphal path through the heavens until at last he ascends the throne and sits at the right hand of the Father. It would be hard to imagine a more impressive finale than this bursting of the universe into a mighty hymn of praise echoing from star to star, and embracing the voices of all zones and ages; and it is indeed strange that a poet who was capable of such visions as these should have been taken to task by modern critics " for not having confined himself more closely to the representation of actual conditions. If J^n Jhe^^^w/ai' we see the crowning poetic manifesta- tion of the religious ideaHsm of the German people which in the period preceding Klopstock had found Sr^w^rk^ its expression in the emotional individualism of the hymn-writers of the seventeenth century, the pietistic godliness of Spener and Francke, the colossal musical compositions of Bach and Handel, we find the chief importance of Klopstock's other works in their~rela- " Especially Scherer, Gesch. d. d. Litt. p. 424. THE AGE OF FREDERICK THE GREAT. 247 tion t o the national and cosmopolitan sentiment of his age. "~ Here again Klopstock's services have failed to receive due recognition from our own time. His cosmopolitanism has been called fantastic, his patriotism laboured His efforts to and unreal; the jieiuvenation of Germanic anti- "a*i™='li™ ' " — trermaiL _£uit}|^jnJii^s_odej and^dram derided literatme. as empty phraseology; his turning away from Frederick the Great has been referred to the ignoble motive of disap- pointed ambition. The truth is that_ Klopstock's effort s to nationalize German literature stand, on the_same_level _with Frederick's political achievements. Had Frederick been more liberal than autocratic, instead of being more autocratic than liberal, had he been more German than Prussian, instead of being more Prussian than German, we should undoubtedly have seen the greatest German poet of his time a devoted follower of the greatest German monarch. We may regret that this sight has been denied us; that even Klopstock did not find in contemporary life sufficient nourishment for his imagination; that even he, who had started out as an ardent admirer of Frederick, was at length compelled to seek in the remote past for a realization of his dreams of German greatness and liberty. But let us be careful not to attach any personal blame to our regret; let us be satisfied to note here again the fatal trend of German history since the failure of the Reforma- tion, which now for fully two centuries had tended to put Germany's best men in opposition to the actual and the present; and let us be thankful to Klopstock for having brought back from his flight into the Germanic dreamland figures and conceptions which, better understood and more fully developed by the Romanticists of the nineteenth century, above all by the brothers Grimm, by Uhland, and by Richard Wagner, have now become a permanent ele- ment in modern German culture."" '° In England, this revival of ancient national traditions began 248 SOCIAL FORCES IN GERMAN LITERATURE. And must we not also be grateful to Klopstock for the hopes which he entertained for the future of his country _. ^ ^, and of humanity? There are few poems in Ger- ms patriotism . ... and oosmopoli- man literature inspired with a nobler and more tanism. genuine sense of nationality than the one in which he represents the English and the German Muse entering the lists of the poetic arena." Proudly relying on the record of former victories, the daughter of Britain appears on the scene; with glowing cheeks and trembling with youthful ambition, the German maid steps to her side. With friendly condescension, the British woman addresses her young rival, reminding her of the many trophies she has won, of her contest with the Muses of Greece and Rome, and warning the young German not to risk too dan- gerous a race. Sie sprach's. Der ernste, richtende Augenblick Kam mit dem Herold naher. " Ich liebe dich! " Sprach schnell mit Flammenblick Teutona, " Brittin, ich liebe dich mit Bewunderung! Doch dich nicht heisser als die Unsterblichkeit, Und jene Palmen! Ruhre, dein Genius Gebeut er's, sie vor mir; doch fass' ich, Wenn du sie fassest, dann gleich die Kron' auch. Und, o wie beb' ich! o ihr Unsterblichen! Vielleicht erreich' ich frUher das hohe Ziel! Dann mag, o dann an meine leichte Fliegende Locke dein Athem hauchen! " somewhat earlier than in Germany : Macpherson's Remains of Ancient Poetry appeared in 1760, his Fingal i-jtl, Percy's Reliques 1765. In Germany, it was Gerstenberg, the author of Ugolino, who in his Ge- dicht eines Skalden (1766) introduced for the first time the Northern mythology into modern poetry. Cf. Hamel in his introd. to Klop- stock's Oden ; DNL. XLVII,/. xx f. Muncker, Klopstock p. 379 f. " Die beiden Musen (1752) ; DNL. XLVII, 86. Cf. Goethe's crit- icism of the poem ; Eckermann, GesprSche I, 115. THE AGE OF FREDERICK THE GREAT. 249 Der Herold klang. Sie flogen mit Adlereil. Die weite Laufbahn stSubte, wie Wolken, auf. Ich sah: vorbei der Eiche wehte Dunkler der Staub und mein Blick verier sie! What could be finer than the cosmopolitan enthusiasm with which Klopstock greeted the outbreak of the French Revolution? The heroic struggle of the Seven His sympathy Years' War seems to him of secondary impor- !S'*'^*J^* ,.,,., . FrenonEevo- tance compared with this dawn of a new era in iiition. human existence." In a gigantic vision he sees the spirit of Freedom rise before a tyrannical princeling and throw him into speechless terror.°° Even in his bitter disappoint- ment over the wild orgies of Jacobinism, he finds comfort in the noble daring of Charlotte Corday." And although he despairs of seeing the French people establish the reign of lawful liberty, yet he takes leave of them as of brothers, with a feeling of deepest sympathy." Menschenfeind soil ich also im Blutenhaare noch werden ? Der hier stets obstand, siegend kampfete ? Nein! Menschenelend soil mich zum Menschenfeinde nicht machen; ThrSnen im Blicke, nicht Zorn, scheid' ich, Briider, von euch. And, finally, what a divine belief in the inevitable victory of reason, what a truly prophetic spirit breathes in the ode," written long before the French Revolution, in His hones for which the poet, like an ancient Germanic seer, (Jermaay, from the wild plunges of a riderless steed predicts the future freedom of his own country! Ob's auf immer laste? Dein Joch, o Deutschland, Sinket dereinst! Ein Jahrhundert nur noch; " Die &tats Gdn^raux (1788); DNL. XLVII, 177. '" Der FUrst u. s. Kebsweib (1789); ib, 181. '* Mein Irrthum (1793); ib. 187. " Die Denkseiten (1793); ib. iSg. '* Weissngung (1773); ib. 155. 250 SOCIAL FORCES IN GERMAN LITERATURE. So ist es geschehn, so herrscht Der Vernunft Recht vor dem Schwertrecht! Denn im Haine brauset' es her gehobnes Halses, und sprang, Flug die Mahne, dahin Das heilige Ross, und ein Spott War der Sturm ihm, und der Strom ihm! Auf der Wiese stand es, und stampft', und blickte Wiehernd umher; sorglos weidet' es, sah Voll Stolz nach dem Reiter nicht bin, Der im Blut lag an dem Grenzsteinl Nicht auf immer lastet es. Frei, o Deutschland, Wirst du dereinst! Ein Jahrhundert nur noch; So ist es geschehn, so herrscht Der Vernunft Recht vor dem Schwertrecht! Klopstock was a true liberator. LHe was the first amon) ; ; m odern German poets who drew^his^ inspiration from the _ depth of a heart beating for all humanity." :He was the jfirst among them, greater than his worksj By putting the stamp of his own wonderful personality upon everything that_he wrqte_or_didj bj lifting himself, his friends, the objects of his love and veneration into the sphere of ty.- traordinary spiritual experiences,^' he raised the ideals of his age to a higher pitchjl and although his memory has been dimmed through the greater men who came after him, the note struck by him still vibrates in the finest chords of the life of to-day. " Cf. the Aus dem goldenen Abce der Dichter in his Gelehrtenrepublik (1774). ii- 277 f. '* Among Klopstock's finest odes devoted to friendship and the joys of nature are the following (Z?iVZ. XLVII): Die kunftige Geliebte (1747); An Eiert (ly^S) ; An Fanny (jT^i); Der ZUrcher See (iTso); Die Frilhlingsfeier (1759) ; Der Eislauf (1764); Die fruhen Grdber (1764); Die Sommernacht {l-jbt); Rothschild's Grdber (1766). THE AGE OF FREDERICK THE GREAT. 2$1 3. Wieland. The second great literary name of the Friderician age is that of a man who in nearly every respect was the exact opposite of Klopstock: Christoph Martin Wie- Coatrastbe- land (1733-1813). While Klopstock leaned tweenSiop- to the English taste, Wieland inclined to the S'^ThH'' French. While Klopstock was an ardent and commoE task. uncompromising republican, Wieland was in turn an advo- cate of enlightened absolutism,^' an admirer of the French Revolution of 1789," and again, after the declaration of the republic, a spokesman of German paternalism." While Klopstock, with a tenacity which came near being stubborn- ness, clung throughout his life to the spiritual ideals of his youth, Wieland constantly passed from one mental state to another, from pietism to cynicism, from supernaturalism to materialism, from Platonic to Epicurean views, until at last he persuaded himself that he had found the solution of all moral problems in a. juste milieu between pleasure and virtue, instinct and duty. But in spite of this personal contrast between the two men, or rather because of it, Wieland performed a task for German culture closely allied to that performed by Klop- stock. He, no less than the latter, helped to prepare the ground for that perfect intellectual freedom and equipoise, that universality of human interest and endeavour which was to be the signal feature of cultivated German society toward the end of the eighteenth century. Klopstock did his part by expanding and elevating the moral sentiment, Wieland " Cf. the novel Der goldene Spiegel {jITl) ; Werke Hempel XVIII, XIX; and the essay Ueber d. gottl. Recht d. Obrigkeii (iT]i); Werke XXXIII, loi ff. *• Cf. Unparteiische Betracktungen iiber d. dermal. Staatsrevolution in Frankreich (1790); Werke XXXIV, 66 ff. *' Cf. Betracktungen iiber d, gegenw. Lage d. Vaterlandes (1793); Werke XXXIV, 291 ff. 252 SOVIAL FORCES IN GERMAN LITERATURE. did his by fostering a refined sensuality. Klopstock drew his strength from Pietism, Wieland was rooted in Rational- ism. He endeavoured to quicken and broaden the irealistic current of German literature which we have seen running at greater or less depth from Grimmelshausen to Gellert; while Klopstock endeavoured to give a new and stronger impetus to the idealistic current which we have likewise seen flowing throughout the preceding epoch. Both men seem more remarkable to us for their aspirations than for their attainments. Klopstock often soared too high, Wie- land still oftener sunk too low. The absence even in the Friderician age of truly national tasks and of a firmly estab- lished public opinion imparted to both an eccentric indi- vidualism, which in Klopstock appeared as a disregard for the limitations of reality, in Wieland as a capricious delight in its superficial appearances. And yet it is an injustice to both Klopstock and Wieland to speak of their works in a manner which is now only too common, as though they had no message to deliver to our own time, as though the spiritual ardour of the former, the serene sensuousness of the latter had lost their meaning for us moderns. The first work in which Wieland showed his true fibre was ■Wieland'a the novel ^^a//^(7«, published in 1766-67. Up to Agathontlie ^.jj^j jj^g j^g jj^^j \ittn oscillating between weak typical ex- , • pression of attempts in the seraphic manner of Klopstock and eigtteentli- Young, and equally weak imitations of French century ^' . ^ ^ ^^ ^ , . . , rationalism. rococo literature. Now for the first time he struck a theme which brought out his own literary indi- viduality and which at the same time put him into contact with the strongest intellectual current of the age, the ra- tionalistic movement. To quote his own testimony " about the intentions followed out in this novel, he chose the Ho- ratian line : ' Quid virtus et quid sapientia possit ' for its motto, " not as though he wished to show in the character *' Ueber d. Historische im Agathon; Werke \, 59. TltE AGE OF FREDERICK THE GREAT. 253 of Agathon what wisdom and virtue are by themselves, but how far a human being through natural power may advance in both; how large a part external circumstances have in our way of thinking, in our good and evil acts, in our wis- dom and folly; and how only through experience, mistakes, incessant self-improvement, frequent changes in our mode of thought and, above all, through the example and friend- ship of wise and good men, we may become wise and good ourselves." In other words, he wished to point out in an object-lesson what the rationalistic philosophy of the time tried to point out theoretically — the true way toward indi- vidual perfection; and if this object-lesson appears less convincing to us than it appeared to Lessing when he called Agathon " the only novel for thinking men," " this much is certain, that in the whole period between the Simplicissimus and Wilhelm Meister there is no German novel dealing with as broad phases of life in as successful a manner as Wie- land's Agathon. The opening scene" is a magnificent classic-romantic picture in the style of the Alexandrian novel. Agathon, a noble Athenian youth, having for a time played a leading part in the politics of his native town, t^4?^^ °^ by a sudden revulsion of public feeling has lost popular favour and is now on his way into exile. Roaming about at nightfall in a mountain wilderness, he is startled by strange tumultuous sounds. To trace their origin, he climbs to the top of the glen where he happens to be, and here witnesses an extraordinary spectacle: a crowd of infuriated Menads shouting, dancing, raging about in the bright moonlight. " A luxuriant imagination, or the pen of a La Fage, might undoubtedly give an alluring description of such a scene; but the impression which the reality itself made upon our hero was *' Hamb. Dramat., 69. St. ; Sammtl. Schr. ed. Lachm.-Muncker X, So. •" Werke I, 6g ff. 254 SOCIAL FORCES IN GERMAN LITERATURE. far from being pleasant. The stormy, flowing hair, the rolling eyes, the foaming lips, the swollen muscles, the wild gestures, the frenzied extravagance with which these demented women in a thousand wanton attitudes shook their spears wound with ivy and tame serpents, clanged their tin cymbals or stammered forth abrupt dithyrambs with babbling tongues: all these out- breaks of a fanatic rage which appeared to him all the more detestable because it proceeded from a superstitious belief, aroused in him nothing but aversion and disgust. He wished to flee away, but it was impossible, because at this very moment he was noticed by them. The sight of a youth in a place and at a festival which were not to be desecrated by the eye of a man, sud- denly arrested the course of their tumultuous gaiety and turned their whole attention upon his appearance. A youth of Agathon's beauty, in this place, at this time ! Could they take him for anything less than Bacchus himself ? In the frenzy which had taken hold of their senses, nothing was more natural than this idea, which gave to their imagination such a fiery impulse that they suddenly seemed to see not only the god himself, but his whole retinue also. Their enchanted eyes brought before them the Silens and the goat-footed Satyrs swarming about him, and tigers and leopards licking his feet caressingly. Flowers, it seemed to them, sprang from beneath his feet, and fountains of wine and honey welled forth from under his steps and ran in foaming torrents down the rocks. Of a sudden, the whole moun- tain, the forest and the neighbouring rocks resounded with their loud Evoe, Evoe! accompanied by such a frightful din of drums and cymbals that Agathon, struck with astonishment and fright, remained as motionless as a statue while the enraptured Menads wound their extravagant dances around him, by a thousand fran- tic gestures expressing their delight over the supposed presence of their patron god." The sudden appearance of Cilician pirates rescues Aga- thon from this awkward situation, but only to plunge him at once into another and more serious trouble. In com- mon with the crowd of revellers, he is made captive by the robbers and put aboard a ship which is to convey them with other prisoners to the slave markets of Asia Minor. On board this vessel he has a third, equally unexpected and sensational experience. Among his fellow captives, he THt: AGE OF FREDERICK THE GREAT. 255 is attracted by a handsome youth dressed as a slave, whom he soon recognises as Psyche, the love of his boyhood. They had been brought up together in the temple of Del- phi; both were consecrated to the service of Apollo; both were inspired with a glowing desire for purity and moral perfection; no wonder that they formed a friendship in- stinct with all the innocent idealism of inexperience, which made their spiritual communions in the moon-lit temple groves seem to them like glimpses of Elysium. But the intrigues of a jealous and voluptuous priestess soon inter- rupted the course of their youthful love. Agathon and Psyche were parted, and only now, through a curious com- bination of circumstances, they are again brought together as the fellow victims of barbarian slave-hunters. But even this reunion is of short duration. While Psyche is kept in the service of the chief of the pirates himself, Agathon is taken to Smyrna, and at a public auction sold to Hippias, the Sophist. Wieland introduces this figure by giving a characteriza- tion of the Sophists in general, and of their relation to Socrates in particular.*' " It must be admitted that the wisdom of which the Sophists made a profession was in quality, as well as in effect, the exact opposite of that professed by Socrates. The Sophists taught the art of exciting other men's passions, Socrates inculcated the art of controlling one's own. The former showed how to appear wise and virtuous, the latter how to be so. The former encour- aged the youth of Athens to assume control of the state, the latter pointed out to them that it would take half their lifetime to learn how to rule themselves. The Socratic philosophy took pride in going without riches, the philosophy of the Sophists knew how to acquire them. It was complaisant, prepossessing, versatile; it glorified the great, cringed before their servants, dallied with the women, and flattered everybody who paid for it. It was everywhere at home, a favourite at court, in the boudoir, with the aristocracy, even with the priesthood; while Socrates' s « Werkel,i/»' Neue Teutsche Merkur), cf. Koberstein /. c. Ill, 123 f. 264 SOCIAL FOKCES IN GERMAN LITERATURE. ral rights. For it is dear that what Wieland considers as the normal, natural, complete man cannot develop in the sphere of autocratic encroachments ; and the hope of the race therefore must, according to his own premises, lie, for him, in the establishment and gradual expansion of legiti- mate freedom. " If it i;, true," he says himself, in the admirable essay On the Place of Reason in Matters of Faith (1788)," "that this eighteenth century of ours may boast of some consid- erable advantages over all previous centuries, it is also true that we owe them exclusively to the freedom of thought and expression, to the propagation of a scientific and philo- sophic spirit, and to the popularization of those truths on which the welfare of society depends. It may be that some eulogists of our age have made too much of these advantages. But if the blessings which we have derived from them are not greater, more extensive, and beneficial than they are — what is the cause of it, if it be not this: that the rights of reason still lack recognition in a good many countries of this hemisphere, and that even in those coun- tries where there is the most light, they still find a most powerful and obstinate resistance in the prejudices, the passions, and the private interests of ruling parties, classes and orders. *' It cannot be too often repeated: Nothing of what men have ever publicly said, written, or done is exempted from the impartial and sober criticism of reason. No monarch is so great, no pontiff so sacred, that he might not commit follies which we should not be permitted to call what they are, namely, follies. It is true, children — as long as they are children — must be guided by authority. " Werke XXXII, 279. — The last comprehensive exposition of his views of life Wieland gave in his Arisiifp u. einige s. Zeiigenossen (1800-1802; Werke XKN-XXYIW. Especially interesting the discuf sion of Plate's RtfuHic, ieok IV, t, 4 f{.) THE AGE OF FREDERICK THE GREAT. 265 But it is in the nature of things that a child with every added year comes to be less of a child. It has in itself all that is needed to bring it to maturity, to the per- fection of its individual nature; and it is wrong for its superiors, from selfish motives, to hinder its development. If, then, what we call people is a sort of collective child (a current conception which is not altogether without foundation), then it must be true of this child what is true of all children: it must be given every opportunity to develop into intelligent manhood. What need we fear from light ? What can we hope from darkness ? If diseased eyes are not able to bear the light, well, we must try to heal them, and they will certainly learn how to bear the light." 4. Lessii^. We have seen how from the Reformation to the middle of the eighteenth century whatever there was progressive in German thought tended, on the one hand, toward a dis- integration of the collective forces of an outworn society; on the other, toward the unfolding of isolated independent individuals, the germ-bearers of a new social order. In Frederick the Great, th e enlightened autocrat; in Klop- stock, the exalted idealis t: in Wieland, th e man of universal rnlti^ rr, wp found rep resentative ty pes of this individual- Jstic_developmen t. We shall now consider a man who, whil£_co_mbiningJrLiyinselfJhe enlightenment, the idealism, the u niversality of the be st of his age, added to this an in tellectu al fearlessness and a constructive energy which have made him the ch ampion destroyer of de spotism and th e master builder o f lawful free dom: Gotthol d Ephraim Lessing (i72q-i 78i). It must be admitte J that Lessing's works, no less than those of Klopstock and Wieland, had a higher significance for his time than they have for ours. Among his dramas, 266 SOCIAL FORCES IN GERMAN LITERATURE. Minna von Barnhelm and E m ilia Galotti a re still unequalled _, . , models of psychological workmanship and are just appreoia- Still holding their own on the German stage by tionofLessing. the side of Goethe's and Schiller's plays. Yet this very excellence of workmanship makes us feel all the more the absence in them of that inner affinity to our own life which allows Iphigenie and Wallenstein to become a part of our moral nature. Lessing's^dramas are to o specific in tone ^nd purpose to be a common and permanent possession of ^humanity. The confli ct between love an d honou r which is Represented in Minna von Barnhelm m so masterly a fashion cannot be fully understood by a society like ours whose conception of honour is so far removed from the military rigour of the official classes of Prussia. The motives which in Emilia Galotti impel the aged Odoardo to sacrifice the life of his daughter rather than that of the princely liber- tine who threatens to lay violent hands on her can be duly appreciated only by people who have themselves known what it is to live under a lawless tyranny. Even in Nathan, broad and nobly humane as its teaching is, there is an element of partisan invective, justified undoubtedly by the bigotry and narrowness of the orthodox Protestant- ism of Lessing's time, but which nevertheless detracts from its permanent and universal value. Nor can it be said that Lessing's theoretical views on art, poetry, and religion have still a very decided influence on the minds of thinking men. His vigorous attacks, in the Hafnburgische Dramaturgic, against the classic French drama were called forth and justified by the unnatural pre- dominance of French taste and fashion in the contempo- rary German literature, and they were one of the foremost means of emancipating the German mind from slavish I imitation of foreign models. But now that this emancipa- tion has been completed, and that we may look upon the writers of the silcle de Louis XIV. not as idols, claiming unconditional worship, but as objects of judicious observa- THE AGE OF FREDERICK THE GREAT. 267 tion, we have no longer need of that absolute standard of criticism which enabled Lessing to overthrow those idols; and if we do not rank Corneille and Racine with Sophocles and Shakspere, we are none the less willing to acknow- ledge their measured greatness and statuesque beauty. Lessing^ artistic views as set forth in \i\^^ Laokoqn went a great way toward clearing up the confusion, preva- lent at his time, about the legitimate province of art and poetry. Lessing has fully demonstrated that e^ch art follows its own laws, that the modes of expression in different arts must be different, that to engraft the prin- j:iples of one art upon another destroys the main principle _of all art£_beauty. This lesson is by no means antiquated; Wagner's painful efforts at a musical expression of the purely intellectual, the failure of the pre-Raphaelites in attempting to paint lyrics, are striking instances of the truth of Lessing's observation. But the scope and range of aes- thetic speculation has been so immensely widened since Lessing's days, so many new problems have arisen and are continually arising, that his teaching, true and suggestive as it is, does not hold the same attention now which it held a century ago. And a similar fate has befallen Lessing's theological views. It is not to be forgotten that, among all _th e Rationalists of his tim e, he was at once the most consis-j tent j,nd the least impetuous; that while dealing deadly] blows to a bigoted and self-suiBcient priesthood, he never joined the crusade of Voltaire and his followers for a whole- sale extirpation of the church; and that while repudiating __t he right of any positiv e religion to claim an absolute worth he willingly^ recognised the relative worth of all. But theo- logical research has made so vast a progress during the last hundred years, the field of religious investigation has be- come so enlarged, that Lessing's influence, although virtu- ally not diminished, is less evident now than before. While we thus cannot help being conscious of the bar- riers which prevent us from seeing Lessing himself in his 268 SOCIAL FORCES IN GEHMAN LITERATURE. true stature, we are yet near enough to his time to realize that he has done more than any other of his character of contemporaries to solve the problems of literary his work, ^^^ artistic reform, of social progress, of re- ligious emancipation, which are still agitating the world; and that whatever there is of positive, constructive lib- eralism in German life of to-day has sprung more directly from him than from any other man of his age. The struggle Lessing began his career as a literary critic against ^y destroying what may be calle d Gottsched- Psendo-olaB- . T — sioism. lanism . " ' Nobody,' say the editors of the Library," 'willdeny that the German stage owes a large part of its first improvements to Pro- fessor Gottsched.'. . . I am this Nobody; I deny it point blank. It were to be wished that Mr. Gottsched had never meddled with the German stage. His pretended improvements either concern irrelevant trifles or are outright changes for the worse. To see the wretched condition of our present dramatic literature, it was not necessary to be a mind of the very highest order. Nor was Mr. Gottsched the first one to see it; he was only the first one who thought himself capable of reforming it. But how did he set to work in this ? His ambition was not so much to improve our drama as to create a new one. And what sort of a new one? A Frenchified one; without asking himself whether this Frenchified drama was suited to the German temper or not. From the very works of our old dramatic literature, which he ostracized, he might have learned that we are much more akin to the English than to the French taste; that we want more food for observation and thought than the timid French tragedy gives us; that the grand, the terrible, the melancholy appeals more to us than the gallant, the delicate, the amorous; that too great simplicity tries us more than too gisat complexity, and so forth. He ought to have followed out this line of thought, and it would have led him straightway to the English stage. " If the masterpieces of Shakspere, with a few slight altera- " The Bibliothek der schonen Wissenschaften u. freitn Kiinste, 1757- 65, edited by Nicolai, Mendelssohn, and Chr. Fel. Weisse; after 1765 continued by Weisse under the title Neue Sibl, etc. THE AGE OF FREDERICK THE GREAT. 269 tions, had been made accessible to our German public, I am con- vinced that better results would have followed than could follow from the introduction upon our stage of Corneille and Racine. In the first place, Shakspere's works would have appealed much more to the people than those of Corneille and Racine possibly could; and secondly, the former would have aroused quite differ- ent minds among us from those whom the latter have awakened. For genius can be kindled only by genius; especially by a genius which seems to owe everything to nature, and which does not frighten us away by the laborious perfections of art. Even if we apply the standard of the ancients, Shakspere is a far greater tragic poet than Corneille; although the latter knew the ancients very well, and the former hardly at all. Corneille is nearer them in the outward mechanism, Shakspere in the vital essence of the drama. The Englishman almost always reaches the goal of tragedy, however erratic and untrodden paths he may choose; the Frenchman hardly ever reaches it, although he follows in the beaten track of the ancients." In these words, from the first of Lessing's critical reform manifestoes, th.t Brief e , die neu este Litte ratur b etreffend''' which, in common with Friedrich Nicolai and Moses Men- delss ohn, he edited in 175 9 and 17 60, we have the first un- mistakable indication of the way in which he was to lead modern German literature. That he did a personal injus- tice to Gottsched by refusing to see any merit in the latter's endeavours for the purification and elevation of the German stage, there is no doubt. But it was the kind of injustice which seems to be inseparable from the strong assertion of a new and victorious principle against the representatives of an old and decrepit system of belief. Gottsched, with all his zeal for what he considered the advancement of good taste, with all his outward success and influence, with all his literary triumphs and honours, was essentially a man " 17. Brief; Werke Hempel IX, 79 ff. Of. Erich Schmidt, Lessing I, 410 ff. — For Nicolai cf. J. Minor, Lessings fugendfreunde ; DNL. LXXII, 275 ff. ; for Mendelssohn, J. Minor, Popularphihsophen d. 18 Jhdts; ib. LXXTII, 213 ff. 270 SOCIAL FORCES IN GERMAN LITERATURE. of the past, a representative of the soulless and preten- tious seventeenth-century absolutism ; while in the young " Nobody " Lessing there was teeming the hope and enthu- siasm of a people ready to throw off the fetters of courtly etiquette and to declare its literary and intellectual, if not its political, independence. And it is clear that this aim could be attained only by the annihilation of those who stood in its way. Gottsched was the first one to,-fall; he wa s followed by the whole school o f Pseudo-classicism which now for more _ ,. than two centuries had kept the genuinely classic ' of true olassio out of sight. T he discovery of true classic an - antiqmty. tiquity ; the^reconstruction of its real beaut y and greatness ; the reform of modern art^ and l iteratur e, not through a slavish imitation^ of its f orms, but through an active assimilation and j.daptation of its principles ; in short, the reassertion and fuller development of the ideals for which in the beginning of the sixteenth century the Humanists had fought,— this was the second a nd decisive step i n Lessing's critical career, marked by Laokoon (1766) and the Hamburgische Dramaturgic (1767). Goethe, in an often quoted passage of Dichtung und Wahrheit" has testified to the liberating influence which the Laokoon exercised upon his generation. " One ^ °™' must be a youth," he says, "to realize the effect produced upon us by Lessing 's Laokoon, which transported us from the region of petty observation into the free fields of thought. The ' ut pictura poesis' so long misunderstood was at once set aside; the difference between art and poetry was made clear; the summits of both appeared separated, however near each other might be their bases. The artist was to confin e himself within^ the Jimits of the beautiful ; while to the poet, who cannot ignore whatever there is sig- nificant in any sense, iFwas given to roam into wider fields. " Book 8; Werke XXI, 95 f. THE AGE OP FREDERICK THE GREAT. 27 1 The former labours for the external sense, which is satisfied only with the beautiful; the latter for the imagination, whij;h may come to terms even with the ugly. As by a flash of lightning, all the consequences of this striking thought were revealed to us; all previous criticism was thrown away like a worn-out coat." Let us try to understand wherein consisted the peculiar value for Lessing's contemporaries of the thought contained in his Laokoon. Eleven years before its publication, there had appeared a work which for the first time brought out the true essence of Greek art and its vital relation to the modern -winokel- world : Winckelmann's Gedanken iiber die Nach- maim, Greek ahmung der griechischen Kunstwerke (1755). flex of Greek Winckelmann fo und in Greek life the sourc e life. and prototype o f G reek art. He showed how climate, race, religion, customs, political institutions, in short all the inner and outer conditions of Greek civilization combined to produce, as its finest flower, consummate works of art. He pointed to the inherent tendency of Greejc arj; towardjhe typical, th e ideal. He recognised " as its universal charac- teristic " a noble simplicity and calm grandeur.'' "As the deep of the ocean remains ever quiet, even though its sur- face be in an uproar, thus the Greek statues reveal with all their passion a soul at rest. Laocoon, in the statue, does not break into cries as Vergil's Laocoon does; bodily pain " Cf. for the following Winckelmann's Ged. iiber d. Nachahmung d. Griech, Werke in d. Malsrei u. Bildhauerkunst; DLD. nr. 20, p. 24 ff. In striking contrast with the essentially liberal thought pervading this essay are the adulatory phrases of the dedication which precedes it — phrases more suited to a Gottsched than a Winckelmann. It seems as though we saw two epochs meet in this youthful production of Win- ckelmann's : on the one hand the old submission to seventeenth-cen- tury absolutism, on the other the new life born from the emancipation movement of the eighteenth century, Cf. Carl Justi, Winckelmann I, 384. 272 SOCIAL FORCES IN GERMAN LITERATURE. and mental greatness are kept in balance, as it were, throughout his frame; we wish we might be able to bear misery like this great man." In truth, Greek art is the re- flex of an inner vision ; it does not imitate nature, but lifts itself above nature; it creates gods. Thus the hand of Greek artists has brought forth forms, freed from human necessity, rising into the sphere of pure beauty, awakening no desire, but, like an idea conceived without the help of the senses, transporting the mind into a dream of blissful ecstasy. What a contrast with us moderns, who, surrounded by ugliness, oppressed by artificiality, overwhelmed with sterile learning, have lost our artistic equilibrium, and are helplessly drifting about in a sea of meaningless mannerisms ! But what a lesson also ! For is it not clear that in order to produce works of art like the Greeks, we must learn to feel like the Greeks, to live like the Greeks, to be like the Greeks, that is, as noble, as free, as well balanced, as true to our own nature as they ? The_superiority of Greek idealism over j-ococo formal- ism, w hich Winckelmann in his intuitive, far-reaching The laws of manner had divined rather than proven, Lessing sonlptnial . ~ ° andpoetio demonstrated m a more concise fashion, m a beauty as re- more limited field. He introduced usTnto the vealedtythe , i ,- i - • , andenta. workshops of the ancient artists and poets. He showed us not only that, but also how they had come to be unequalled models of artistic perfection. As Winckelmann rightly observed, the sculptors of the Laocoon group rep- resent the hero, not as breaking into cries, but as sighing only. But why ? Not, as Winckelmann thought, because crying to the Greeks appeared unworthy of a man, — on the contrary, to suppress the affections seemed to them the sign of a barbarian, — but because it would have ~ offended^ the laws of sculptural beauty to show a face with muscles vio- lently and permanently distorted. Vergil, on the other hand, did represent Laocoon as crying, not because he had a dif- THE AGE OF FREDERICK THE GREA T. 273 ferent conception of his character, but because the laws of_ poetic beauty allowed him to introduce a sight, impressive Jthrough its contrast with wha t pre ceded and what followed, _and robbed of its repulsive features through thej[eetness of its appearance. Here, then, we have the secret of the wonderful workmanship of the ancients. They observe, not the capricious dictates of external conventions, but the _natural and inherent laws of art, each in its own sphere. _ How does Homer produce his effects ? Not, as our ' pseudo-classic poets do, by attempting to paint, that is, by heaping epithets, by throwing elaborate descriptions of character or situations on the canyas, but by simple narra- tive, by continual motion, by rejiolving coexistent condi- tions into successive actions. Homer does not analyze the beauty of Helen, but relates how she affected even the old men of Troy when she appeared among them on the city walls." He does not describe the shield of Achilles as completed, but makes us witness its completion under the hands of Hephaestus." He does not dwell on the condi- tion produced in the camp of the Greeks by the plague sent upon them by Apollo, but he shows the god himself descending in his wrath from Mount Olympus." "With every step the arrows resound in his quiver. He strides along like the night. He sits himself in front of the ships. He sends his first arrow upon the mules and dogs, the second, more poisonous, upon the men — and everywhere flame the funeral-pyres heaped with corpses." How did the Greek artists^j)roduce their effects ? Not, as our modern naturalists and mannerists do, by trying to vie with the poet, that is, by bringing before the senses figures and scenes which are tolerable only to the fugitive imagina- tion, but by s electi ng moments ajid situations wh^ch can be_ thought of as stable, as permanent, or which, if passing, are «» Lackoon XXII, Werke VI, 133. «« n. XVIII, /. ,.. 113. " ^l>- XIII, /. c. 93. 2/4 SOCIAL FORCES IN GERMAN LITERATURE. ^,at least sugg estive of other portentous moments and situa- tions. Thus Medea was represented by Timomachus, not in the moment of murdering her children, but before the murder, as being torn by the conflicting passions of motherly love and the desire for revenge — a conflict which might well be imagined as lasting; the raging Ajax was shown, not in his mad onslaught upon the cattle-herd, but after the onslaught, cowering in despair on the ground and brooding over what he had done. In these pictures we have the true Medea and the true Ajax."' But a waterfall represented in marble ceases to be a waterfall and becomes a block of ice; a fleeting smile arrested on canvas ceases to be a smile and becomes a grin; and the frequency of these and similar subjects in rococo art shows its fundamental perversity and corruption. While Lessing thus in t he Laokoon brush ed away the mis- interpretations and arbitrary_ru2esm_which pseudo-classicism _,, _ had buried Jhewqrks_of classic sculpture and bnigisolie poet^j; bringing to light their true human out- Dramatmgie. jjjjg a,nd their true value for a regeneration of modern art and literature, he was at the same time pre- paring himself to rescue the classic drama from a similar perversion and to bring about the final overthrow ofpseudo- chissicism on the German stage. The one fact that not a *C',v of the weapons with which in the Hamburgische Drama- fturgie Lessing made his fierce attack against the French drama of the seventeenth and eighteenth centuries had come from the critical forge of Diderot," ought to warn us against seeing the chief significance of this work in the checking of French taste or the widening of English in- fluence. Nor ought we to consider its vital problem the question whether Corneille or Shakspere came nearer the •* Laokoon III, /. c. 32 f. •' For Lessing's relation to Diderot cf. Erich Schmidt, Lessing II, 41 ff. I03. 113 f. Sime, Lessing I, 208-10. THE AGE OF FREDERICK THE GREAT. 27S Standard of tragedy as attained by Sophocles and defined by Aristotle. What Lessing was battling ag ainst was not so much the French drama, as the spirit of despotic conven- tionalism and false propriety w hich du ring the last hundred years had been the ruling taste i n Eng land no less than in France or Germa ny. And what he was contend ing for was not so much a correct view of the Greek theory of tragedy, as the s pirit of true humanity and sound nature whi ch ha d made Sophocles and Sh^ksgere possible, and for the pro- pagation of which the best men in the last hundred years in France no less than in Germany or England had been struggling. Only by thus detaching from the Jlambur^ische Drama- tur^ ie what is merely, national, and by directing our chief attention upon its universally human features, are we enabled to see what it really was : apart themoTemeat of the universal eighteen th-century movement f" popular forjopular ema nc ipati on. emancipa on. This is the meaning of the attack against the ' three unities ' and their hollow tyranny which had reduced the average drama of the time to a mere puppet-show." This is the meaning of the attempt, in consonance with the true teaching of Aristotle, to establish the natural laws of tragic poetry as a representation of human character and fate, calling forth a violent discharge of the emotions, and by this very process purifying them." This is the meaning of the constant appeal to the greatness of the Greek drama and of Shakspere in contrast with the pettiness and in- significance of modern productions." " It is well known how much in earnest the Greek and Roman peopUs were with their theatre; especially the Greeks, with tragedy. How indifferent, how cold, on the contrary, are our ■"• Hamb. Dramat. St. 44-46 ; JVirke VII, 241 ff. " li. St. 37. 38. 74-79. 81. 82 ; I.e. 210 £f. 364 ff. 394 ff. « lb. St. 80 ; i.e. 388. 276 SOCIAL FORCES IN' GERMAN LITERATURE. people in regard to the theatre! Whence this difference, if it does not arise from the fact that the Greeks were inspired by their stage with feelings so strong, so extraordinary, that they could scarce await the moment for experiencing them again and again; while we receive from our stage such weak impressions that we seldom think it worth the time and money to secure them ? We go to the theatre almost all, almost always, from curiosity, from fashion, from ennui, from a desire for society, from a wish to stare and to be stared at; and only a few, and these few seldom, from other motives. I say, we, our people, our stage; I do not mean, however, only the Germans. We Germans are honest enough to confess that as yet we have no theatre. What many of our critics who subscribe to this confes- sion and at the same time are great admirers of the French theatre are thinking cf in forming such a judgment, I know not; but I know what I myself think of it. I think that not only we Germans, but also that those who for a century have boasted of having a drama, the best drama in all Europe — that even the French have no d.ama. No tragedy, certainly! For the im- pression which French tragedy produces is so shallow, so cold! " Shakspere, on the other hand, affects us deeply, because he, like the Greek tragic poets, represents human nature at its highest, and thus heightens our own self. While the feeble correctness of French tragedy has invited a host of successful imitators, he in his lonely grandeur defies all imitation, but through this very fact calls out the rivalry of genius.'' "What has been said of Homer, that it would be easier to rob Hercules of his club than to take a verse from him, is perfectly true also of Shakspere. Upon the smallest of his beauties a stamp is impressed which cries out to the whole world: ' I am Shakspere's! ' And woe to any other beauty which has the audacity to place itself beside his! S hakspere must be studied, not plundered. If we have genius, Shakspere must be to us what the camera obscura is to the landscape-painter. Let him look diligently into it, to learn how nature projects itself in all cases upon a flat surface; but let him not attempt to borrow from it." '^ Hamb. Dramat. St. 73; /. c. 362. THE AGE OF FREDERICK THE GREAT. 2/7 We have emphasized in Lessing's literary and artistic criticism the tendencies connecting him with the great cur- rent of freedom, the spread of which through the whole of Europe and beyond it forms the ^s™"?'" ^ ^ patnotism. most remarkable phenomenon of the eighteenth century. But it would be shutting one's eyes to an appa- rent fact, not to see th at Lessing was in equally close contact with ano ther great movement which, as we have already seen in Klopstock, was intimately allied with the eighteenth- century struggle for freedom, and which was destined to become the dominant factor in the history of the nineteenth century: th e movement for national consolidation. Indeed, it is this very blending of cosmopolitan breadth and patri- otic warmth, of republican fearlessness and monarchical discipline, that gives to most of Lessing's productions their masculine vigour and intensity. He declined to beat the Prussian war-drum with the shallow enthusiasm of a Ram- ler"; he did not hesitate to express his indignation at the despotic methods of Frederick's government "; he would in a moment of disgust and impatience speak of patriotism as " an heroic weakness," and disclaim for himself the name of a patriot." But what else than patriotism, what else than the feeling which animated the Prussian army at Ross- bach was it when, in the concluding article of the Drama- turgic, he wrote ": " What a simple idea to give the Ger- mans a national theatre, while we Germans are as yet no nation! I do not speak of the political constitution, but only of the moral character. One might almost say: the character of the Germans is to insist on having none of their own. We are still the sworn imitators of everything foreign, especially the humble admirers of the never-enough- admired French. Everything from beyond the Rhine is " Cf. Erich Schmidt /. ... I, 294 f. " Cf. letter to Nicolai nr. 178 ; Werke XX. i, p. 330. " Cf. letters to Gleim nr. 77. 78; /. <.. 170. I73. " St. 101; Werke VII, 474. 278 SOCIAL FORCES IN GERMAN LITERATURE. beautiful, charming, lovely, divine; we would rather disown sight and hearing than think otherwise; we will rather per- suade ourselves to accept coarseness for naturalness, fri- volity for grace, grimace for expression, a tingling of rhymes for poetry, howling for music, than in the smallest degree doubt the superiority in all that is good and beautiful and sublime and becoming, which this charming nation, this first nation of the world, as it is accustomed very modestly to call itself, has received as its share from a just Providence." Nowhere more forcibly than in his dramas has Lessing manifested this twofold quality of his work as standing _, ,,^ , both for cosmopolitan freedom and for national aspect of Les- dignity. Indeed it is not too much to say that sing's diamas. nearly every one of his dramas marks an impor- tant step in either of these directions, if not in both. In Mi ss Sara Sampson (1755), the first German tragedy of common life, he emancipated the German stage from the absurd pseudo-c lassic prejudice that th e representation o f elevated feeling and deep emotion shoul d be restricted to the sphere of kings a nd princes, — t hus accomplishing for his own country what Lillo and Steele had done before him in England, what Nivelle de la Chauss6e, Diderot, and others had attempted in France. In Philotas (1759) ^^ imperso- nated, alt hough in Greek disguise, the spirit of heroism and unswerving devotion to king and country which made the Prussia of the Seven Years' War."* In Minna von Barn- helm (1767) he created the first unquestionably and uncon- ditionally Ger man ch aracters o f the modern German stage , char acters ch arged, as it were , witlT^turdy individuality , and at the same time types of a people beginning_to feel itself again as a whole, and to be again conscious of national responsibilities.! In Emilia Galotti (1772) he gave voice to popular indignation at the oppression of the m iddle classes through a corrupt and vicious aristocracy, thiTs "* It was not until three years later that Thomas Abbt wrote his enthusiastic essay Vom Todt filrs Vaterland {i']t\). THE AGE OF FREDERICK THE GREAT. 279 opening the battle which was to be carried on in the ' Sturm und Drang ' movement, and which, in the classic days of Weimar and Jena, was to bring about the German counter- part to the French Revolution: the supplanting of the old aristocracy, based on birth and privilege, by a new aristo- cracy of intellect and culture. Let us examine somewhat more closely at least two of Lessing's dramatic characters — Tellheim. t he lover of Minna von Barnhelm; Odoardo, the father of Emilia Tellheimand Gallotti — which "bring out in a most emph atic Odoardo as manner this twofold p rinciple of qosmo politan- raoters. ism and natjaaaJi ly, of freedom and discipline . Tellheim is a soldier without a grain of the hireling in him. "A man must be a soldier " — he says " — " for his country, or for love of the cause for which he Tellheim is fighting. To serve without a purpose, to-day a type of the here, to-morrow there, is to hire himself out as a Frederick the butcher, nothing else." He has found out by Great, personal experience " that " the service of the great is dan- gerous, and does not repay the trouble, the want of free- dom, the humiliation it costs. I became a soldier from pre- dilection, I know not for what political maxims, and from a whim that it was good for every honest man to try this profession for a time, to familiarize himself with everything called danger, and to learn coolness and determination. Utter necessity only would have compelled me to make of this experiment a vocation, of this occasional employment a trade." And nothing is more significant of his feelings than the abrupt exclamation called forth by a chance men- tion of the Moor of Venice.'" " But pray tell me, madame, how did the Moor come to be in the Venetian service ? Had the Moor no fatherland ? Why did he lend his arm and his blood to a foreign state ? " ^Honour is his highest law, but it is the true honour of a " Minna v. B. ( Werke II) III, 7. " lb. V, 9 «> Jb. IV, 6 28o SOCIAL FORCES IN GERMAN LITESA^UJiE. man controlling his own desires, ready to sacrifice himself for his fellows, in touch with every human feeling; not the false, pretentious honour of a selfish, conceited high-caste official. What genuine manliness he displays in the scene " where he, the poor, discharged officer, who has just been forced by a greedy landlord to quit his lodgings, refuses to acknowledge the debt which the widow of one of his com- rades comes to pay him ! He knows that the woman has sold everything in order to raise the necessary sum, he knows that she has a son to bring up, and his decision is quick and simple — " Would you have me rob the untutored orphan of my friend ? " Then, after the widow has left him, he takes the bill of debt from his pocket-book. " Poor, excellent woman ! I must not forget to destroy this trifle." What a picture of noble constraint and self-renunciation when after a separation of months and years he for the first time meets Minna again! *" When they were engaged, he had every reason to believe that he could make her happy. He was in the full possession of his power; an officer in the proudest army of Europe; a life of honour and success seemed before him. Since then fate has pursued him. A shot has lamed his right arm; at the conclusion of the Hu- bertusburg peace he has been discharged; a suspicion — base- less to be sure — has been cast upon his character. Not willing to inflict his misfortune upon the woman whom he loves, the proud man has fled from her, he has tried to for- get her, and now she has come to make him her own. " Tellheim : You, here ? What are you seeking madame ? Minna : I am seeking nothing — now {approaching him with open arms). All I sought I have found. Tellheim (shrinking from her) : You sought a fortunate man, a man worthy of your love; and find — a wretch. Minna : Then you love me no longer ? and you love another ? Tellheim: Ah! he never loved you, madame, who after you can love another. Minna : You draw only one thorn from my heart. If I have " Minna v. B. I, 6. 7. 8» j/,^ u^ g_ THE AGE OF FREDERICK THE GREAT. 28 1 lost your love, what matters it whether indifference or more powerful charms robbed me of it ? You love me no longer, and you do not love another ? Unhappy man! not to love at all! Tellheim : Right, madame. The unfortunate man must not love at all. He deserves his misfortune if he does not gain this victory over himself; if he can allow himself to let those whom he loves share his misfortune. — How hard is this victory! — Since reason and necessity bade me forget Minna von Barnhelm, what pains have I endured in order to forget her! I was just beginning to hope that these pains would not be forever fruit- less — and you appear, madame." And finally, the change of his attitude in the last act, brought about through Minna's innocent deception in representing herself as disinherited and helpless." How the loyalty, the self-sacrificing devotion of the man wells up at the thought that his life has an aim again, that the one whom he loves so deeply, and whom he dared not to make his own, needs his protection ! " My soul has acquired new springs of action. My own misfortune depressed me, made me irritable, short-sighted, timid, sluggish. Her mis- fortune elevates me. I breathe afresh, and feel ready and strong enough to undertake anything for her." How elo- quent this man of few words becomes, how he pleads with Minna, how he entreats her to accept his care ! How the suppressed hopefulness of his nature reveals itself ! " Is this country the world ? Does the sun rise but here ? Where might I not go ? What service would refuse me ? And if I am obliged to seek it in farthest lands, follow me with courage, dearest Minna, we shall want nothing." And when at last it appears that there is a place for him in his own country, when the suspicion that had been cast upon his honour is dispelled, when a new career of success and fame lies before him, it is again not the thought of himself, it is the thought of service for his beloved Minna that animates him. " Now that fortune has restored to me 8' Minna v. B. V, 2. 5. 9. 282 SOCIAL FORCES IN GERMAN LITERATURE, enough to satisfy the wishes of a reasonable man, it shall depend alone on my Minna whether I shall belong to any one but her. To her service alone shall my whole life be devoted. Minna is not one of those vain women who love their husbands for nothing but their rank and titles. She will love me for myself; and for her I shall forget the whole world." In all this we observe the co mbination of two c onflictjng tendencies. On the one hand we see the after-effect of the turning away from public problems and interests which we have come to know as the main drift of German life from the Thirty Years' War to the age of Frederick the Great. Even Tellheim, the Prussian officer, has no more immediate interests than his private aifairs, his personal relations to a small circle of individuals. But, on the other hand, we see the first signs of a new tide of public consciousness setting in. How different this individualism of the Lessingian type is from the weakly self-introspection of a Gellert, the re- fined self-complacency of a Wieland, or the ecstatic self- exaltation of a Klopstock. This individualism rests on self-control and .gglf-surr enderj this individualism is inti- mately allied with the proud self-abnegation, the unflinching loyalty, the thoroughly monarchical discipline to whiclTthe Prussia of Lessing's time owed all that it was, and which in our own days has become the final and decisive instrument in bringing about a new era of German national greatness." Odoardo is a character very similar to Tellheim. He has Odoardo a liv- the Same ipdependence, courage, and earnest- ing protest ness ofjurpose ; th e same disciplined devotion Mdmr^^me ^° principle and honour ; the same contempt society. foF the glittering and the_JaJ_se. But there is one thing in Odoardo which makes him in a still more strik- " It is well known that Tellheim's character is, in part at least, drawn after Lessing's friend, the Prussian major Ewald von Kleist, author of Der Fruhling, who was mortally wounded in the battle of Kunersdorf, 1759. Cf. Erich Schmidt /. i. I, 473 ff. THE AGE OF FREDERICK THE GREAT. 283 ing manner than Tellheim a representative of this age of e mancipation and reconstructio n :_ a hatred ^f tyranny which cannot help being defiant, and a republican rigour which knows no compromise. Nowhere does he display this more forcibly than in the manner in which he rescues his daughter from the snares of courtly corruption. As is well known, the prototype of Emilia Galotti is the Roman Virginia, of whom we read in Livy. Virginia is coveted by the decemvir Appius Clau- dius. In order to gratify his desires, he' openly breaks through the most sacred restraints of the law, by wilfully adjudicating her to one of his clients. When the girl is about to be carried away into his service, the father asks for a last interview with his daughter, and to save her from slavery and shame, stabs her in the heart. This desperate deed, committed in the open market-place, kindles the la- tent indignation of the people at the tyranny of Appius into revolt; the decemvirs are thrown out of office; ani_JB^me is free. "Etmiia, the daughter of colonel Odoardo, excites the pas- sion of the prince of Guastalla, her father's sovereign. In order to gratify the appetite of the princely libertine, the whole machinery of Macchiavellian intrigue and high- handed brutality at the disposal of an eighteenth-century autocrat is set in motion. On the morning of the day on which Emilia was to be wedded to the man of her choice the latter is murdered by hired bandits. Emilia herself, under the pretext of sheltering her, is separated from her family and taken to the prince's country-seat. Odoardo, informed of what has happened, hastens to his daughter's rescue. But finding that the meshes of the fiendish intrigue are too closely drawn, he sees no rescue for her but in death. He kills her with his own hand. Up to this point the two cases are essentially the same; but here the similarity ends. Odoardo does not, like Vir- ginius, call for the revenge of his daughter's blood, and his 284. SOCIAL FORCES IN GERMAN LITERATURE. deed does not, like that of Virginius, bring about a popular upheaval against tyrannical usurpation. He surrenders himself to the courts, and the prince, to all outward appear- ance, remains unpunished. It is this discrepancy from th e Roman tradition, this substitution of private for publ ic mo- tivesj whichLessing had in mind when he called "' Emilia^ Galo tti a bou rgeoise Virginia. And it is this very departure which makes this tragedy, and particularly the character of Odoardo, in such an eminent manner representative of the period preceding the French Revolution. No stronger indictment of the whole system of auto cratic misrule_has_eyer been written. This prince of Guastalla, a man for whom his subjects are nothing but so many oppor- tunities for extortion, a man who will sign a death-warrant with the same unconcern with which he engages a singer or deserts a mistress,"' an expert in the science of self-gratifica- tion, a master in the art of seduction and corruption, and with all this a mere tool in the hands of his omnipotent prime minister Marinelli; this Marinelli, an impersonation of unscrupulous rascality, incapable of conceiving motives that are not low and contemptible, a coward and a liar, a wretch too miserable even to have any strong passion or to indulge in any striking vice, a vampire in human form ; this countess Orsina, the deserted mistress, a woman of parts and refinement, but signed with the stamp of lost inno- cence, consuming herself in the mad attempt to force the prince back into his former allegiance, a Pompadour trans- formed into a Messalina, a bacchante turned into a Fury," — what a revelation of ancien regime society these charac- ters contain ! And now, on the other side, Odoardo and his kin. He is a man of his own making. Having retired from the army, " Cf. letter to Nicolai nr. 63; Werke XX, I, p. 145. For the in- fluence on Lessing of the Virginia by Samuel Crisp (1754) cf. G. Roethe in Vierteljahrschr. f. Littgesch. II, 520 ff. «6 Emilia Galotti ( Werke II) I, 8. " /*. IV, 7. THE AGE OF FREDERICK THE GREAT. 285 where he had risen from a private to a colonel, he lives in quiet retreat at a modest country-seat near the capital, leaving it" " to the Marinellis to stoop, to flatter, and to cringe." His daughter is betrothed to the count Appiani, a man of equal sturdiness of character, who in spite of his aristocratic birth has decided to sever his connections with the court, and to lead henceforth the independent life of a country gentleman." " Hardly can I wait for the moment when I shall call this worthy young man my son. Everything in him delights me; but above all his decision to live to him- self in his ancestral valleys." Into this prospect of a happy family idyll there breaks a sudden stream of vice aiid_^^truction^^ent ^orthf^^ pestilent pool of court_lifej_ The violent passion of the "pfmce Tor~Ernilia,' the decision to obtain her at any cost, Marinelli's fiendish intrigue, culminating in the murder of Appiani and Emilia's abduction, — all these events follow each other in rapid, flashlike succession. When Odoardo, as yet ignorant of the full extent of what has happened, hastens to the castle in order to claim his daughter, he is met by the countess Orsina, who has come to seek revenge for the outrages committed by the prince against herself. She reveals to him the connection of events, she forces upon him the dagger which she has brought with her as a last resort. Half crazed with grief and wrath, as Odoardo is, his first impulse is to kill the prince himself. But he soon collects himself. "" Is he to share in the revenge of a repro- bate ? Is he to punish one crime by committing another ? " What has injured virtue to do with the revenge of vice ? The former only have I to rescue. And thy cause, my son, O my son! — thy cause a higher than I will make his own. Enough for me if thy murderer is not to enjoy the fruit of his crime. Let this torment him more than his crime ! As he hastens on from lust to lust, driven by satiety and ennui, let the thought of having lost this prize embitter to him all the rest. In his every 88 Emilia Galotti II, 4. «' lb. '» lb. V, 2. 286 SOCIAL FORCES IN GERMAN LITERATURE. dream may the blood-stained bridegroom appear before his bed, leading the bride on his arm; and when he stretches out his wanton hand for her, let him hear the scornful laughter of hell, and awake! " In this mood, Odoardo. comes to see that the attempt to free his daughter is in vain; and fr6m her own lips he hears the most awful, the most crushing truth. Emilia does not feel sure of herself; even she, the modest, inno- cent girl, the daughter of an Odoardo, the betrothed of an Appiani, has been touched by the foul breath of courtly- corruption. Like the dove charmed by the serpent's glance, she is in danger of losing her power of conscious motion, she feels herself that she might be resistlessly drawn into the gulf of seduction, and she herself sees her only salva- tion in death. And now the father hesitates no longer, he " plucks the rose before the storm scatters its leaves." Artistically this denouement, in spite of its masterly and thoroughly consistent representation, is undoubtedly open to criticism. As an e xpression of political feelin g nothing could be stronger. No more revolutionary, and at the same time conservative, character has been drawn than this man who disdains to take revenge with his own hand, knowing that the eternal justice of things will surely sweep away the whole system of foulness and usurpation under which his generation is smarting. No more stirring, though implicit, plea for popular freedom has been made than the words with which he surrenders himself to the authori- ties"': " There, prince! Does she still please you ? Does she still excite your desire ? Still, in this blood, that cries for vengeance against you ? — I go, and give myself up to prison. I go, and await you as judge. — And then, yonder, ■ — I await you before the Judge of us all! " We have seen how Lessing, by destroying the pseudo- " lb. V, 8. For the influence of Emilia upon the Storm-and-Stress literature cf. Erich Schmidt /. c. II, 221 ff. THE AGE OF FREDERICK THE GREAT. 287 classic theory of art and poetry, opened the way f or true classicism, which is identical with true human- Jsjjit we have seen how, by exposing in all their religions hideousness the evils of despotic usurpation, and ™*'™8'^- by pointing at the same time to the true springs of national strength, he helped to reconstruct the social fabric of his age. It remains to glance at the services rendered by him to the cause of religi ous emancipation. In' Klopstock we saw th e poetic climax of Pietism, in Wieland th e literary reflex of Rationalism ; Lessing's place Js above either of these movements . To put The historic it in a word , he was in the domain of religion f? ^'^""] ^^ wh at Winckelmann was in the domain of art. He religion. foreg ^^i ^doaiK.ed.-'if h e did not fully develop, that most pow- erful and most liberalizing of all modern ideas: the idea of organic growth/ The whole of Lessing's religious thougH is^determined by th e contrast b eta ken the jj OTJtive or his- toric and the ration al o r ideal religion. The former, that is, religion as embodied in the great church organizations of history, conceives of God as an extra-mundane, supernatu- ral being, ruling the world, his creation, after the fashion of an absolute monarch, arbitrarily enacting and cancelling laws, and making his will known to humanity by special decrees calle d rev el ations. The latter, that is, religion as it presents itself to the^ thinking individual, conceives of God as the mner life of the world, as the inherent unity, the im- manent Iaw~bf things, as a hidden~spir itual forc e, of which our ow n feeling s, thoughts, and actions are the jtruest reve- lations. That the latter view is the logical consequence and the consummation of Protestantism, while the former is its direct opposite and negation, can be as little ques- tioned as it could be doubted to which of these views Lessing, the friend of the Deists, the admirer of Spinoza, naturally inclined. The remarkable thing is that, although j unequivocally refusing to accept the belief in supernatu- ral revelation for himself, he was far from denying the ' 288 SOCIAL FORCES IN GERMAN LITERATURE. services renderedjohu manity by th is-very belief; and that, 'instead of ioining the majority of_Rationalistrm_condemn- ing the positive religions as the inventions of shrewd amT" ambitious priests, he saw in them a succession of tentative 'e"ffbfts and a gradual approach toward the one afiff 'final, id'eal religion. — ^ -■ -^ Proof of this are th e three principal stages of Lessinp;j _ religious activity: (i) the polemics against Goeze , (2) Nathan the Wise, and ( 3) The Education of the Human Race. Lessing' s theological polemics against the pastor pri- mariu s Goeze o f Hambu rg and his adherents (1777-78) ar e _,, among the few controversial writings of the troversy with world's literature which are creative rather than ®°°^°" destructive. What interests us in them is not so much the annihilation of an arrogant and intolerant church dignitary — a type of society which may be crushed in indi- viduals, but which as a class seems to be ineradicable; what interests us in them and moves us so profoundly is the assertion of a posi tive and vital principle of modern thought, the principle of ixte inquiry an d unb iased, impartial re - search, even, or rathe r above all, in religious matters. It was because Lessing felt bound to uphold this princi- ple that he gave publicity in the so-call ed Wolfenbuttel _, 3. ^ Fragments t o the radical vie ws conc erning the of free in- hist orical a uthentici ty of the Bible and the qtiiry. origin of the Ch ristian religion held by his friend Reimarus — views which he himself was far from sharing as a whole. It was because he saw this principle endangered th at he arose in a ll his fearlessness and might against the storm of orthodox indignation and oblog[uy called forth by this publication. Nothing could excel the clearness with which Lessing in this controversy draws the line between the spirit and the letter, between religion and religious documents, between the endless motion of life and the petty narrowness of a selfish, stagnant formalism. THE AGE OF FREDERICK THE GREAT. 289 He conjures up " the shade of Luther, his intellectual ancestor and patron: " Luther! great, misunderstood man! And by none more mis- understood than by the short-sighted bigots who, with thy slippers in their hands, shrieking but indifferent, loiter along the road trodden smooth by thee! Thou hast freed us from the yoke of tradition; who will free us from the more intolerable yoke of the letter ? Who will at last bring us a Christianity such as thou wouldst now teach us, such as Christ himself would teach ? " He inveighs" with flaming words against those who from fear for their own safety and quiet^wish to check all progress: " O ye fools who would banish the hurricane from nature, because here it buries a. ship in the sands, and there dashes another against a rocky coast. O ye hypocrites! for we know you. It is not for these unfortunate ships that you care, unless you had M Werke XVIII, 185 ff. 298 SOCIAL FORCES IN GERMAN LITERATURE. this discussion, is set forth, disguised, it is true, in theologi- cal language, yet clearly and unequivocally. Lessing repres ents the successive sta ges in the history gi religion as a p ro cess of education. Providence is the Eeligions teacher, mankind the pupi l; the. various s ystem s evolntion. ^of-theology, pr, as Lessing says, revelations, are the text -book s. Through education the pupil obtains nothing which he could not obtain from himself; he only obtains it more quickly and more easily. So revelation imparts nothing to jnankind_which mankind, if left to itself, would not dis- cover by its own reasoning; only revelation imparts it more quickly and. more easily. In order to be effective, education must adapt itself to the mental development of the pupil. In like manner, reve- Jation must be adapted to the various stages in the progress of mankind. Since primitive mankind is crude and sensual, primitive revelation also must be crude and sensual. The Jews, in their early period, were not capable of conceiving a strict monotheism or of entertaining a truly spiritual view of life; consequently, the divine Pedagogue revealed himself to them, not as the one God, but as the most powerful of gods, and, instead of holding out to them the prospect of an immortal life, he held before them the discipline of earthly rewards and punishments. Thus, in the Old Testa- ment, we have the first, elementary text-book of humanity. With the gradual progress of civilization the people be- came susceptible of higher views of divinity, and when Christ came they were ready to understand God as a spiritual being, and to accept the idea of immortality. This, then: a true, spiritual monotheism, and the idea of future rewards and punishments, is the essence of the second text-book of humanity, the New Testament. Is this to be the end ? — What is the object of education ? To devel op men. What is the object of rev elation ? To _develap^ humanity. Fully developed men need text-books THE AGE OF FREDERICK THE GREAT. 299 no longer; a nd humanity, when fully developed, will need no revelations. A time must come when human reason will be able to see the divine without the help of symbols; when the good will be done, not for the sake of future re- wards, but because it is the good; when God will be found, not without, but within. None of Lessing's works is so characteristic of his reli- gious position, and indeed of his whole intellectual attitude, as this little essay. Lessing does not break loose from the traditional belief, he accepts its premises, he adopts its phra- seology. Yet, under his very hands, the old seems to assume a new and different life; its meaning changes; and having started with the conception of an extra-mundane deity, he at last finds himself face to face with a living universe. The theist before our very eyes develops into a pantheist. Let us return to the starting-point of this chapter. In the same year in which Lessing gave to the j. , ,. . world his intellectual testament, Frederick the tiueAlle- Great, he too not far from the grave, suddenly ™8,nde. appeared among the literary critics, with his startling essay De la LitUrature All emandey This little book is perhaps the truest index of what at the beginning of this chapter was called the dualism of German life during this epoch. The names of Klopstock, Wieland, Lessing, do not appear in it; Gellert is spoken of as the foremost representative of German literature; the bulk of the paper '»' DLD. nr. 16. Cf. B. Suphan, Friedr. des Grossen Schrift iiber d. d. Liu. H. Proehle, Fr. d. Gr. u. d. d. Lit. p. 165 ff. G. Krause, Fr. d. Gr. u. d. d. Poesie p. 29 ff. — Frederick's conception of his own services to German culture may be gathered from what he said to Mirabeau in answer to the question why, being the German Caesar, he had not also endeavoured to become the Augustus of German lite- rature : "You do not know what you are saying. By allowing the intellectual life of Germany to take its own course, I have done more for the Germans than I could possibly have done by giving them a literature." Krause^. 35. 300 SOCIAL FORCES IN GERMAN LITERATURE. consists in pedantic considerations about the defects of the German language, and in amateurish propositions for its "improvement." The wonderful revival of the Ger- man mind, the struggle of a whole generation for spirit- ual freedom and humane culture, seems to have been "■going on without disturbing the sphere of the lonely auto- crat on the throne of Prussia. And yet he himself, as we know, was a part of this movement. Without his heroic career, without his enlightened views, this movement, al- though bound to come, would probably have been delayed and would certainly have been different. And if he failed to grasp the new life which was pressing upon him on all sides, he seems at least to have had an instinctive feeling of its presence: he concludes his essay by prophesying a golden age of German literature near at hand. CHAPTER VIII. THE AGE OF THE REVOLUTION AND THE CLIMAX OF INDIVIDUALISM. (The End of the Eighteenth and the Beginning of the Nineteenth Century.) I. The Storm-and-Stress Movement. The golden age of modern German literature and the French Revolution are not only contemporary with each other, they are different phases of the same great emanci- pation movement, the gradual rise of which throughout the eighteenth century we have been studying in the two preceding chapters. In the seventh and e ighth de cades of the century, when the ' Sturm und Drang ' agitation was at its highest, it looked as though Germany instead of France was to be Extreme indi- the scene of a violent social upheaval. Never, ■ridnaliam of .^, . . , , _ . the Storm-and- with the one exception of the Romantic move- stress move- ment, which as a matter of fact was nothing ment. but a revived ' Sturm und Drang,' has individualism been preached with greater vehemence and aggressiveness than it was preached by the leaders of this agitation. Destruction of every barrier to individu al growth; war against authority of whatever kind; the glorification of primitive, uncprrupted, nature, of instinct, of passion , of _genius; the vilification of the existing social order, of re- gularity, of learning, of conscious effort — these were the watchwords which inspired the generation succeeding that of Klopstock and Lessing. It was the time when Ham ann (1730-88), 'the Magu s 301 302 SOCIAL FOUCES IN GERMAN LITERATURE. of the North,' wrote in sibylline utterances of the lofty freedom of Oriental literature, contrasting with it the shal- lowness and meagreness of modern life.' " Nature works through senses and passions. He who mutilates these organs, how can he feel ? Are paralyzed sinews capable of motion ? You wish to rule Nature, and you fetter your own hands and feet ? If passions are organs of dishonour, do they therefore cease to be weapons of manhood ? Passion alone gives to abstraction hands, feet, wings; passion alone gives to images and symbols, spirit, life, language. A heart_ without passions is a head without ideas." It was the time when the youthful Herder, Hamann's pupil, revelled in panegyrics on untutored popular life and unstudied popular song. It was the time when Basedow (1723-90) filled the air with his boisterous call for a new education based on ^individuality a nd the contact with real life" ; when Lavater (1741-1801) by his bold generalizations about a mysterious correspondence between spiritual force and-physical form seemed to give a new and higher aspect to individual ex- istence.° It was the time when the German drama, novel, and lyrics, seemed to have become a vast battlefield, on which there were arrayed against each other social preju- dice, class tyranny, moral corruption, on the one hand; and free humanity, self-asserting individuals, the apostles of a new morality, on the other. Where did this agitation originate ? What was its rela- • Cf. Hettner l.c.\\\, 1 ,p. 308 £f. J. Minor, Hamann in s. Bedtutung f. d. Sturm- u. Drangperiode. The quotation is from Kreuzzuge des Philologen (1762); Schriften ed. Roth II, 280. 286 ff. ^ \W=, Methodenbuch filr Vdter und Mutter SLppesiTed in 1770; the Elementarwerk 1774. In the same year Basedow established the Des- sau ' Philanthropinum.' ' His Physiognomische Fragmente were published between 1775 and 1778. Cf. Goethe's masterly characterization of Lavater and Base- dow, Dichtg u. Wahrh. book 14: Werke XXII, 150 £f. A. Sauer, StUr- mer uni Drdnger; DNL. LXXIX, 14 ff. THE AGE OF THE REVOLUTION. 303 tion to the three great leaders of the older generat ion, Klopstock, Wieland, Lessing ? Although the movement would have been impossible had it not been preceded by Lessing's intrepid, though con- servative, work of reform, its conservatism prevented him from having a large personal influence upon the younger and more radical minds of the age. Wieland appeared to the ' Stur m und Drang ' m en only from his frivolous side; he was considered by most of them' as the very incarnation of artificiality and corruption; he and Voltaire were held up to scorn and contempt as the two great enemies and destroyers of morality. Klopstock, on the other hand, was th^patron saint of the move men t; not only at Gottingen, where Voss, Boie, Ho lty, Miller," the brothers Sto lberg , and the rest of the so-called ' Ha inbiindler ' went into hys- terics over his name, but all over Germany he was at that time worshipped as the greatest man of the nation. Yet even the effect of Klopstock's influence would have been less, but for the quiver of feverish emotion into which the intellectual world of Germany was thrown by the man who more powerfully and eloquently than any other had ex- pressed that longing for nature, for freedom, for individu- ality, for humanity, which we have seen cropping out again and again in German literature of the seventeenth and eighteenth centuries:. ^ean Jacques Rousseau. It is indeed impossible to conceive of the ' Sturm und Drang' movement without Rousseau's Nouvelle Hdoise and ^mile. It is undeniable that it was the stimulus received from France which set this agitation in motion. But it must at once be added that, at first at least, the agitation assumed in Germany proportions far more imposing than in France. Leaving aside for the present the youthful works of * A notable exception to this is the unquestionable influence exerted by Wieland upon Helnse. Cf. Hettner /. c. 288. *' For Miller's Siegwart (l^^t), perhaps the most sentimental pro- duction of this group, cf. Er. Schmidt, Charakteristiken p. 178 ft. 304 SOCIAL FORCES IN GERMAN LITERATURE. Goethe and Schiller, which, it is hardly necessary to say, Literary repre- were among the most remarkable productions of sentations of ^^^jg period, what is there in the French drama political ana "^ , i • t i , , aooial misery, or lyrics of the seventh and eighth decades of the eighteenth century which in bitterness of invective against the nobility, against militarism, again st princely despot ism could at all be compared with the works even of such men as Maxim ilian K linger, Re inho ld Lenz, Heinrich Leopold Wagner, Christian Daniel Schubart^? Take such a play as Der Hofmeister by Lenz (1774). The principal figure is a weakly, sentimental enthusiast Lenz'sHof- whom the ambition and poverty of his father meister. force to accept a position as resident tutor in a noble family, where of course he falls desperately in love with the daughter of the house. He ruins the girl and is made to ruin himself. But is this to be wondered at ? Is it strange that he loses every spark of self-respect and human dignity ? Has he not been treated worse than a slave ? Is it not society rather than he himself that has made him a wretch ? The mistress of the house and a caller converse with each other about the new ballet-dancer ; the tutor, to whom his Leipzig student days have given a taste for the theatre, takes the liberty of throwing in a re- mark, when the lady interrupts him': "You should know, my friend, that domestics do not speak in the presence of persons of rank. Go to your room. Who has asked you ? " — And the master of the house, finding him and his pupil at their studies, indulges in the following apostrophe": " That's right. That's what I want. And if the rascal doesn't know his lesson, preceptor, beat him over the head with the book, till he can't stand ! I'll fix you, you good-for-nothing ! You shall learn something, or I'll whip you until your bowels burst ! And you, sir, no letting up, if you please, and no loafing and lounging ! Work won't ' Der Hofmeister I, 3; DNL. LXXX, 7. « li. I, 4. THE AGE OF THE REVOLUTION. JOg make you sick. That's only an idea of you schoolmasters. — -Keep your seat, sir ; keep your seat, I say. What is the chair there for, but to sit upon ? You have travelled in the world, you say, and don't know that yet ? " Or take the Kindermorderin by Wagne r (1776). What a picture of depravity and destruction brought into the family of an honest citizen through the brutal licentiousness of an all-powerful soldiery! An agi«rsKin- „ . J . , , ^ , , dermbrdenn. officer IS quartered m the house of a butcher. In the absence of the husband, he inveigles mother and daughter to go with him to a public masquerade. After the ball he takes them to a house of ill repute. The mother is drugged into sleep, while the daughter falls a victim to the officer's licentiousness. This is the revolting sequence of events in the first act. The rest may be ima- gined. The lawless libertine poses as a devoted lover, he holds out a promise of marriage. For months the girl lives in hope and despair, pursued by shame and repentance, and in continual dread of her stern, austere father. At last, like Gretchen in Goethe's Faust, she takes flight. The mother dies from grief. The daughter, frenzied by misery and starva- tion, kills her infant child, and is put to death by the sword. ' Or, read a description of the misery and oppression of the peasantry such as is given in the following episode o f Fa ust's Leben, That en und Hollenfahrt, by xiinger's _ Maxim ilia n Klinger . ' The devil and Faust are Fanst. riding one day on the banks of the river Fulda, when under ' DLD. nr. 13 {DNL. LXXX, 283 fif.). A similar subject is treated in Die Soldaten by Lenz (1776; DNL. LXXX, 83 ff.). Cf., also, Bur- ger's ballad Des Pfarrers Tochter von Tauhenhain (17S1; DNL. LXXVIII, 241) and Schiller's Die Kindsmorderin(\-]'i2\ Sammtl. Schr. I, 226). Erich Schmidt, H. L. Wagner' f. 70 ff. 137 ff. ' DNL. LXXIX, 201 ff. Although this work was published only in 1791, its conception undoubtedly goes back to the seventies, and the episode quoted is thoroughly characteristic of Storm and Stress. Cf. Ch. G. Salzmann's Carl v. Carhberg oder iiber das menschliche Elend (1783-88). 306 SOCIAL FORCES IN GERMAN LITERA TURE. . an oak tree near a village they see a peasant-woman sitting with her children, lifeless pictures of pain and dull despair. Faust rides up to them and inquires the cause of their misery. The woman looks at him blankly for a long time. At last, with sobs and tears, she tells something like the following : " ' For the past three years my husband has not been able to pay the taxes to the lord bishop. The first year the crops failed; the second, the wild boars of the bishop ruined everything; and the third year, the bishop's hunt went over our fields. Since the bailiff was continually threatening my husband with eviction, he was going to-day to drive a fattened calf and his last pair of oxen to Frankfurt, to sell them in order to pay his taxes. As he was driving out of the yard, the steward of the bishop came and demanded the calf for the bishop's table. My husband repre- sented to him his distress, and implored him to consider what a cruelty it would be to force this calf from him for nothing, which in Frankfurt he could sell for a good price. The steward asked whether he did not know that a peasant was not allowed to trans- port anything beyond the frontier which belonged to him, the steward. While they were talking, the bailiff with his constables appeared. Instead of taking my husband's part, he had the oxen unhitched; the steward took the calf; the constables drove me and the children from hearth and home; and my despairing husband cut his throat in the barn. There! see him under this sheet! We sit here to guard his body from the wild beasts; for the priest is not willing to bury him.' She tore the white sheet from the corpse, and sank to the ground. Faust started back at the terrible sight. He cried, 'Mankind! mankind! is this thy lot ? Did God allow this unfortunate man to be born, that a ser- vant of his religion should drive him into suicide ? ' " Faust rides to the bishop's palace. The bishop, a ' fat, red, jovial prelate,' invites him to the table. During the dinner Faust, still quivering with excitement, relates what he has seen and heard in the morning. Nobody seems to pay attention to it. Faust grows all the more earnest and aggressive. The bishop, to divert the conversation, says to the steward: ' Steward, that's a nice calf's head there in the centre of the table.' Steward : ' Why, that's the head of THE AGE OF THE REVOLUTION. 307 Hans Ruprecht's calf.' Bishop: 'Well, well ! All the bet- ter ! Let me carve it.' The steward places the platter before the bishop. Faust whispers something into the devil's ear, and at the moment when the bishop puts his knife on the calf's head, it is changed into the head of Ruprecht staring wild and bloody into the bishop's eyes. The bishop drops the knife, and falls into a fainting fit, and the whole company sit paralyzed and terror-stricken." Or, finally, listen to the fierce denunciation of princely voluptuousness and avarice in Schubart's Fiirstengruft (1781).'° There they lie, the remnants of a ^oud past, once the idols of a world, now the ^'l^^^^'^ prey of worms and decay ! The hand which once threw a freeman into chains, because he spoke the truth, has now shrivelled to a bone. Dried up are the channels in which once wanton blood was boiling, poison- ing virtue of soul and body. They who petted dogs and horses and foreign wenches, and allowed genius and wis- dom to starve, they are themselves now left alone and friendless. Weckt sie nur nicht mit eurem bangen Achzen, Ihr Scharen, die sie arm gemacht, Verscheucht die Raben, dass von ihrem KrSchzen Kein Wiitrich hier erwacht! Hier klatsche nicht des armen Landmanns Peitsche, Die naclits das Wild vom Acker scheucht! An diesem Gitter weile nicht der Deutsche, Der siech vorilberkeucht! Hier heule nicht der bleiche Waisenknabe, Dem ein Tyrann den Vater nahm; Nie fluche hier der Kruppel an dem Stabe, Von fremdem Solde lahm! ' Cf. Burger's Der wilde Jdger {DNL. LXXVIII, 331) and Voss's Die Leibeigenen {Gedichte 1785,/. 11). '» DNL. LXXXI. 375 ff. 308 SOCIAL FORCES IN GERMAN LIl'ERATURM. Damit die QuSler nicht zu friih erwachen, Seid menschlicher, erweckt sie nicht. Ha! frflh genug wird uber ihnen krachen Der Donner am Gericht! Evidently there was plenty of inflammable 'material in Bevolntionary *^^ ^'^'"^^ *° serve as fuel for a revolution. And spirit. there was plenty of revolutionary spirit also to kindle the latent fire into open conflagation. Nur Freiheitsschwert ist Scliwert fiir das Vaterland! AVer Freilieitsscliwert hebt, flammt durchdas Schlachtgewuhl Wie Blitz des Nachtsturms! Stiirzt Palaste! Stiirze Tyrann, dem Verderber Gottes! O Namen, Namen festlich wie Siegsgesang! Tell! Hermann! Klopstock! Brutus! TimoleonI O ihir, wem freie Seele Gott gab, Flam mend ins eherne Herz gegraben! It would be in vain to look in such effusions as these — they are from Fritz von Stolberg!^ famous Ode to Liberty (1775) " — it would be in vain to look here for any dis- tinct political programme or for a serious plan of action of any kind. These young champions of freedom were so absorbed in their own feelings that they had no time or strength left for practical exertion. Yet, that the very ex- pression of sentiments like these pointed toward a coming revolution, there can be no doubt. And what else but revo- lutionary was that craving for Klopstockian originality, for the Nature of Rousseau, for the weirdness and wildness of Ossian, which again and again breaks out in the writ- ings of these years ? What else but revolutionary were the favourite heroes of this generation: Faust, th e rebel a gainst tradition and accepted wisdom; Prometheus, the_titanic despiser of the Olympians, the cKampion of untram melled " Die Freiheit (1775); Ges. Werke I, 19. CI. Goethe's characteriza- tion of the brothers Stolberg, Dichtg u. Wahrh. b. 18; Werke XXIII, 53 ff. THE AGE OF THE REVOLUTION. 309 humanity ; and so many similar names of legend, history, or fiction ? In .Klinger's d rama, ^iurm und Dran^ (1776), the influ- ence -of which is demonstrated by the fact that it Jias. given. the name to the whol e movement, the principal hero, from mere excess of vitality and an indefi- gt^^^^a nite craving for boundless activity, runs away to Drang, take part in the American Revolution. " I had to run away," he says," " to get out of this fearful restlessness and uncertainty. Have been everything. Became a day-labourer to be something. Lived on the Alps, pastured goats, lay day and night under the boundless vault of the heavens, cooled by the winds, burning with an inner fire. Nowhere rest, nowhere repose. See, thus I am glutted by impulse and power, and cannot work it out of me. I am going to take part in this campaign as a volunteer; there I can expand my soul, and if they do me the favour to shoot me down, — all the better." In^Die Zwillinee (1776), perhaps the most powerful of all of^linger's pr oductions, Guelfo, the fratricide, gives vent to his untamable passion in the fol- '* °^*' lowing manner": " Has not everything a sting for revenge? Does not the worm under thy foot coil up and try to avenge itself ? I have hated him from the cradle, hated him from the hour when his vanity wanted to overreach me, hated him from his first childish babble. Ha! Did he not once in sport call me ' little Guelfo ' ? Did I not strike him down for it ? The clothes he wore I hated. Did he wear a coat of the colour of mine, I would tear mine to pieces. When all the boys had imitated my firm step, he also wanted to copy it. But I worked at my knees and worked until my step had changed. — It seems to me sometimes I hate Camilla, because I saw her lips on his. And when I think what life is, how one, who ^"^ Sturm u. Drang I, i; DNL. LXXIX, 68. Cf. Wagner's Kin- derm.'lV, 1 : "Noch heut' macht' ich mich auf den Weg nach Ame- rika, uAd half fur die Freiheit streiten." " Die Zwillinge III, i; I. c. 40. 37. For the relation of Klinger's drama to Leisewitz's y«/i«J ww Tat-ev! r.i ^leitner/. c. III. I,^. 351 f. 3IO SOCIAL FORCES IN GERMAN LITERATURE. has a powerful soul, lies on the ground, and another, a feeble, vain, coaxing sycophant, steps over him and takes a high place! I am only Guelfo, a man by his deeds terrible alike to friend and foe. And there, Ferdinando, a weak, miserable, toy mani- kin, with a bit of a girl's heart, talking incessantly about senti- ment. — I must, I must! Fate has spoken, I must! The angel of Death flourishes his bloody sword over me and touches my soul! I must, I must! " Maler Miiller, an other of these young fire-eaters, prefaces MalerMuller's ^'^^ drama Fa ust's Leben (1778) w ith the follow- Fanst. ing reflection ": " Faust was one of the favourite heroes of my childhood, because I early recognised him as a great fellow, a fellow who feels all his power, feels the bridle which Fate has put upon him, and tries to throw it off, who has the courage to hurl everything down that steps in his way to check him. — Is it not in human nature to lift one's self as high as possible, to be fully what one feels he might be ? The grumbling, too, against Fate and the world, which hold us down, which force our noble self, our inde- pendent will into the yoke of conventions, is in human nature. Where is the lowly, long-suffering creature which never would wish to soar upward, which would resign itself of its own accord, which would delight in its own degradation ? I have no feeling for such a creature; I should consider it a monstrosity which had issued prematurely from the womb of nature and in which nature has no part. — There are moments in life — who does not know them ? — when the heart overleaps itself, when the best, the noblest fellow, in spite of justice and law, cannot help being carried beyond himself." _Burger|swhole life and work was a continual rebellio n against accepted respectabilit y an d order. In his ballads — Lenore (1773), Der Wilde Jager (1778), Des .ffarrers Tochter~von^~Taubenhain (i7»i),"' anf others — he displays a marvellous power o f natural istic ej : fects. Irresistibly he forces the hearer into the wild dance " Preface to Faust's Leben ; DLD. nr. -x,, p- 8. " DNL. LXXVIIl, 170 zv 241. Cf. Er. Schmidt, Charakt. 199 ff. THE AGE OF THE REVOLUTION. 3II of his feverish imagination. He _ revels in the gr uesome and the sensational. He makes the ghastly as gh astly as possible, he makes the atrocities, especially those committed by noblemen against the common people, as atrocious_j.s possible. In his lyric poems he reveals his stormy, unruly heart without reserve or restru;tion.__ He is pursued by a passionate love for his wife's sister. Far from suppressing his desire, he speaks of it as a necessity, as a natural right '"; he glories in it, he surrounds it with all the halo of para- disiac innocence I and beauty." And when at last his poor, devoted wife dies, and he is allowed to make Molly also legally his own, the frenzied man breaks out into a trium- phal song of praise and joy." Wilhelm Heinse, in his^ A rdi7tg hello Jj.i%2)j, goes so far as to preach unbridled license as the highest law of nature. With him there is no attempt at palliating or apologizing for things. Life is the self-mani- ?^1?^^',' festation of an elemental instinct. Passion, lust, crime, are necessary forms of existence. Or rather, there is no crime in the ordinary sense. The only real crime is weakness; the true virtue is power; the highest good is beauty, the manifestation of power. Thus Ar- dinghello rages through his life from seduction to murder, from murder to seduction, ever remorseless, ever master of himself, ever teeming with vitality, ever revelling in voluptuous delights, a Napoleon of sensuality. He him- self says of Hannibal ": " Cf. the poem An die Menschengesichter; ib. 94: Ich habe was Liebes, das hab ich zu lieb ; Was kann ich, was kann ich dafur? and the sonnet Naturrecht; ib. 120. " Cf. the poem Untreue Uber A lies; ib. 238. " Das hoke Lied von der Einzigen; ib. 122. It is not surprising that Schiller should have had a natural aversion to Burger. Cf. his essay Ueber Burgers Gedichte (1791); Sammtl. Schr. VI, 314 ff. ^"^ Ardinghello b. V; DNL, CLXXXVI, 131. 312 SOCIAL FORCES IN GERMAN LITERATURE. " Among all heroic expeditions none has impressed me so much as that of Hannibal through Italy. From his plunge over the wild, swift streaming Rhone below Avignon, and the bold march through the rapid torrents, the dark gorges, over the primeval snow and ice of Alpine rocks, — in every one of his battles he appears as an Olympian athlete. Everywhere with his well- trained little troop he falls upon his big clumsy antagonist, strikes him down, and beats his nose, ears, and jaws into one bleeding mass. He understood the art of victory, as no one else. Before, in the midst of, and after, the battle he handled armies of hun- dreds of thousands like a single man; at every spot, at every moment, full of caution, alertness, courage, shrewdness, and presence of mind. What a succession of exploits! Like an un- tamable lion bent on revenge, he tears through the land, destroying and devouring the herds of cattle and the bleeding sheep. What are millions of men, who all their lives have had not a single hour like this, compared with this one man ? " At last Ardinghello founds a communistic state, the most characteristic features of which are free love, woman suf- frage, and the worship of the elements. In a payable which may be taken as a motto of the whole novel, Heinse ex- presses his view of life thus '": " A waxen house-god, left out of sight, stood by the side of a fire in which beautiful Campanian vases were being hardened, and began to melt. He bitterly complained to the flames. ' Look,' he said, ' how cruelly you treat me. To those vessels yonder you lend durability, and me you destroy.' The fire answered: ' Complain rather of your own nature. As to myself, I am fire everywhere.' " In a word, then , all G erman literature of those years Oansea whioli seerris to be aflame. A new order of things prevented a " —7 — -,_—,».___.. — -„ , , . . German revo- seems about to break forth from the bram of lutioninthe thg nation. A political and social revolution eignteentn . . '^ centnry. Seems imminent. Why did this revolution not come ? »» DNL. CLXXXVI, 52. THE AGE OF THE REVOLUTION. 313 A number of causes co-operated to prevent it. In the first place, the revolution was, to a certain extent at least, forestalled by reform measures, emanating from _ , ^ . Keiorms ema- the rulers themselves. Frederick the Great was nating from by no means the only German Prince of the tl'^P^oes, eighteenth century who understood the signs of the time. However high he stands above the emperor Joseph II. (1765-90) in political discernment and in statesmanlike appreciation of the difference between the desirable and the attainable, — the youthful enthusiasm, the reformatory zeal of the latter were none the less worthy of the admira- tion bestowed upon them by the best men of his time; and if he had accomplished nothing but the abolition of serfdom, this alone would be sufficient to secure him a place among the benefactors of humanity. Nor were these two great princes alone in their lofty view of the tasks and duties of rulers. Karl August of Sachsen- Weimar, Karl Friedrich of Baden, Max Joseph of Baiern, Karl Wilhelm Ferdinand of Braunschweig among the secular; Friedrich Franz von Fiirstenberg of Miinster, Emmerich Joseph of Mainz, Franz Ludwig von Erthal of Wiirzburg-Bamberg among the ecclesiastical princes, were shining examples of en- lightened statesmanship. They were men who considered themselves servants of the state, if not of the people ; and by alleviating feudal burdens, by softening class distinctions and enmities, by improving the judiciary, by fostering in- stitutions of learning, by patronizing men of genius and culture," they did much toward reconciling even the bois- terous spirits of the 'Sturm und Drang' period to existing " Cf. L. Hausser, Deutsche Gesckichte vom Tode Friedrichs d. Gros- sen bis zur Griindung d. deuischen Bundes I, 94 ff. 106 ff. — A typical representative of this spirit of an enlightened and sober liberalism is Georg Forster (1754-1794), author of the Ansichten vom Niederrhein (1791). Selected essays of Forster's DLD. nr. 46-47. About the tragic fate which finally drove this man into the arms of the Jacobins sf. Biedermann /. c. II, 3, p. 1197 ff. 314 SOCIAL FORCES IN GERMAN LITERATURE. conditions. The days of an Augustus the Strong belonged irrevocably to the past''; the German people as a rule were right when they looked to their princes for reform and progress. Secondly. The dismemberment of the German empire into an infinitude of little independent sovereignties, hurtful Wtolesome as it was politically, was at the same time not results of tli8 ^vithout its compensating social advantages, centralization. The proverb " Under the crozier there is good living " (Unter dem Krummstab ist gut wohnen) was true of not a few among the ecclesiastical estates, and the same might be said of a good many of the secular principalities, the free cities, and the rural communities. No one reading in Goethe's Dichtung und Wahrheit the description of Frankfurt as it was in his childhood, can help being im- pressed with the soundness and good sense, the thoughtful- ness and culture, the integrity and liberal-mindedness of the average Frankfurt citizen of that time. Nor was Goethe's native town altogether an exception in this respect. What a happy, patriarchal life did the old Gleim lead in his hospitable retreat at Halberstadt"; what an honoured posi- tion did Klopstock occupy in Hamburg society ; what a homely charm there is spread over Kant's life at Konigs- berg ! And when have domestic joys, rural simplicity, the holiday pleasures and workaday affairs of a contented, com- fortable, and respectable people been more pleasantly and truthfully portrayed than in the sketches of Westphalian yeomanry homes drawn by Justus Moeser, or the scenes from H annoverian and Holstein country life by Matthias Claudius a n d Johann Heinric h Voss, of~Swabian peasantry J jfe by Peter Hebel ? Such poems as Voss^ Luise or ThT " Even a tyrant like Karl Eugen of Wiirtemberg, notorious for his shameful treatment of Schubart, felt the need of at least posing as a benevolent patriarch. Cf. J. Minor, Schiller I, 85 £f. *' Cf. Goethe's characterization of Gleim, Dicktg u. Wahrh. b. lO; Werke XXI, 171 i. THE AGE OF THE REVOLUTION. 315 Seventieth Birthda y; a s Claudius's Rheinweinlied or A bend- , lied; a s Hebel's Die Wiese or Sonntagsfrilhe, °' are classic examples of the unspeakab le charm which the faithful repr esentation of an existence hedged^Jii by uncorrupted _senhment, simple ^ecorum, and a chastejopular tradition can not fail to exert. A single one of Moeser's Patriotische Phantasieen will be suifificient to mark the, contrast between these des cripti ons of the averag e life of the cortmon herd and the glaring pictures of aristocratic depravity as painted by.JOinger or Lenz. It is a humorous sketch purporting to be a letter of a travelling Gascon to a Westphalian schoolmaster, and runs in the main as follows '"': " You may say as much as you please in praise of your father- land, I cannot help telling you that, although I have travelled a good deal on land and sea, I have never seen a country where there are fewer thoroughly original fools than in yours. I am, as you know, a playwright by profession, and I visited your country to iind some material for comedies, as others go abroad in quest of lions, monkeys, and other rare animals. But to tell the truth, I have not found a single fool among your people who was worth studying; which undoubtedly shows that there is no genius among you. " I will not dispute you the title of good, honest, industrious people. But these are to be found everywhere, and when you have seen one, you have seen all. What I am after is the ex- ceptional. That is the thing which pays nowadays. " At first I thought this deplorable uniformity of your coun- trymen might be confined to the common people. I hoped aftei all among the nobility, or at least among the ladies, to find something which I could use for my collection of rarities. But •* Hebel, whose Allemannische Gedichte appeared in 1803, cannot of course in any sense be called a contemporary of the Storm-and-Stress writers. However, since his poetry is closely related to that of Voss and was directly influenced by it, his name does not seem out of place here. " Patriot. Phant. ed. R. Zollner /. 82 fif. Cf., also. Die gute selige Frau, ill. 16 ff. Der alte Rath, ib. 68 f. Schreiben dis Herrn von H., edition of 1778, I, 266 f£. 3l6 SOCIAL FORCES IN GERMAN LITERATURE. here also I was disappointed. I met a nobleman of high rank, who treated his bondmen as rational beings; who felt their wants, advised them, helped them in case of need, and took a paternal interest in all their household affairs. The lady of the house left me in the midst of an interesting tale of mine, in order to talk with a poor woman. And — ^what I thought almost original ' — mademoiselle started for the cellar to give out the wine, while I was making a sketch of the latest thing in fashions for her.: When, after dinner, we went into the garden, I noticed that there was not even an orangery. Would you believe it, no orangery! The master of the house told me that in the times of his grand- father no nobleman's estate had been without one; but that now they thought more of an oak tree than of a laurel. Oh, what commonplace people! "Well, I thought, in the country things are hppeless; but perhaps in the cities there is more to be had. But no, here too, with the exception of a few abortive copies, the originals of which I had seen infinitely superior elsewhere, nothing but healthy, contented, industrious people; not a single figure worthy to be sketched or to be exhibited in a salon. A lady to whom I expressed my astonishment about this promised to show me ' something which I would hardly see in other countries. And where did she take me ? To the nursery, where her husband was endeavouring to teach their children the fundamentals of Christianity; a task in which, after the first few civilities, he quietly proceeded during my presence! The lady sat down by the side of her daughter, and pressed her hand when she answered her father correctly, and the girl was more charmed with this approbation than with me, although I flatter myself not to be an altogether ordinary person. I suppose these people even go to church with the common rabble, and have never dreamed of the fact that the ten commandments have been out of fashion for more than a hundred years. - " In a country like this, in a country where, I suppose, hus- band and wife still sleep in one bed, it is no wonder that from mere ennui a great many children are begotten; I am only sur- prised that there are not a million to the square mile. But the only things of interest which ! have found there, and of which I shall take specimens with me to put them on exhibition in Paris, are raw ham and Pumpernickel." -jQLJke_circurnstanc es which p revented_jtheJ_Sturm und THE AGE OF THE REVOLUTION. 317 Drang ' moveme nt from plunging Germany into a political levolution, we have thus far mentioned two. (i) The social-reform policy entered upon by. the most enlightened _pf the German goyernments— tending, as it did, toward the limitation of f eudal privileges, th e softening down of class distinctions, the public recognition of the rights of man — was, in part at least, a fulfilment of the very demands raised by the leaders of the movement. (2) The political decen- tralization of Germanyj^reventing, as it did, on the one han d, the growth of a strong p ublic opinion , an d ensurin g, on the other,, a considerable amount of local indepen dence, private comfort and happiness — served to make the middle classes (the well-to-do peasant, the burgher, the scholar, the professional man, the official) slow even to desire a radical change of existing, conditions. This leads us to a third and fina l co nsideration. The ' Sturm und Drang ' agitation, although teeming with social catchwords and political phrases , wa s at bottom _, ^ ' — i-116 6SS6Q- an essentially intell ectual movement . Its true ti allyintel- aim — and here we see its close connection with^"*"*^ "''?" .... raoter of the the whole development of German civilization storm-aad- since the Thirty Years' War — was not so much a Stress move- , , ,. ■; . — ment. reco nstruc tion of outward conditions, a reprgani- zation of public life, as it was the expressipn of the inner _self. the deepening of individual experience, the rounding _out of individual character. The ideal of human perfec- tion which inspired this movement was not man as a social being, dependent upon and determined by the force of sur- rounding conditions, but man as such, man lifted above the barriers of his political, social, moral environment, mati in the full autonomy of his own free, spiritual nature. And it is fair to assume that it was this lofty individualistic view of life more than anything else which deprived the ' Sturm und Drang ' movement of a large popular following ; which restricted its revolutionary influence largely to the sphere of thought and aesthetic culture. 3l8 SOCIAL FORCES IN GERMAN LITERATURE. Thus it came to pass that the great German revolution of the eighteenth century was fought out, not on the politi- The German ^^^ battlefield, but in the realm of let ters ; that revolution of it s leaders we re, not a Mirabeau, a Danton, a theeigtteentli Napoleon, but men like Herder, Kant, Goethe, oentniy an -^ ' . . -7— : Intelleotnal Schiller ; that its victories were won, not in parr. revolntion. liamentary debates or in street conflicts, but on the stage and in the study; that it resulted , not in a violent uprooting of the old, hereditary aristocracy, b ut in the peaceful triumph of the new, intellectual aristocracy, w hich during the hundred years just preceding, recruiting itself largely from the middle classes, had gradually united in itself the best minds of the whole nation. II. The Classics of Individualism. Having now reached the classic period of modern Ge r- man literature, we shall not enter into a study of the lives of the great men who represent it, nor shall we undertake a detailed analysis of their works. What we shall attempt is to understand their place in the history of German civiliza- tion; to grasp their relation to the time in which they lived; to interpret their message to coming generations. To put it briefly, th e Germa n classic thinkers and poet s, while leading the intellect ual movement of the eight eenth^ century to its culrnination, while saying the last word and embodying the highest ideal of indivLdualism, ushered in at the same time the strongest intellectual movement of the nineteenth century, by anticipating, at least in theory, the new collectivistic ideal. Let us elucidate this statement by a rapid review of what the work of Herder and Kant, of Goethe and Schiller means to us. I. Herder. None of these men was more distinctly the spokesman of his own age and the prophet of a coming era tha n Johann THE AGE OF THE REVOLUTION. 319 Gottfried Herder (1744-1803). L ike the rest of the ' Sturm und Drang ' enthusiasts, he began as a follower -Zwis^ the of Rousseau, as a swor n defender of individu- spokesman of _ilitZi_9Ln§t.ure^pf„_freedoiru_ And throughout "fttpSeHf his life he remained faithful to these ideals of oolleotivism, his youth. But from the very beginning there was an essential difference between him and Rousseau. To Rous- seau, mankind appeared dissected, as it were, into an in- finitude of free and equal individuals ; the development, the culture, the happiness of these individuals was the all- absorbing topic of his interest and passionate endeavour. Herder, although equally enthusiastic in exalting the dignity and moral autonomy of the individual human soul, con- ceived of it from the very first as an integral part of a larger organism: th e soul o f the people. Like Winckelmann and Lessing, only much more comprehensively than the former and much more emphatically than the latter. Herder bas ed _hk_yiew of^the ^evelopment^of mankind upon the_ f undar J05eilt^^LjLdea_of_ na^tipnalind^ And in the per- fection of the national type he sawjthe way towa.rd the perfection both of the individual man and of humanity at large. It is this^intuitiye^rasp of the organic unity of all man- kind, of the^evitable iriterdependence of the individual, the nation, and the race, which has made Herder the father of the modern evolutionary view of histpry. _A11 the great achievements of human civilization — lan- guage, religion, law, custom, poetry, art — he considered as _the natural products of coll ective h uman life, as Ybx, idea of t h e . necessary outgrowth of national initinfilS-^orgamo and co nditions. Man does not invent these ^'"^ things, he does not consciously set out to coin words, to establish a certain set of religious conceptions, or to work out certain problems of artistic composition. At least this is not the way in which the vital forms of a language, the great religious symbols, or the ideal types of art and poetry 320 SOCIAL FORCES IN GERMAN LITERA TURE. are created. They are not created at all; they are not the work of individual endeavour; they are t he result of accumu - lated impressions exercised upon masses of human beings living under similar conditions a.n d similarly organiz ed. In other~words,~ they are en gendered and conceived in the nation as a whol e ; the individual poets, artists, prophets, through whom they are given their audible or visible shape, are only, as it were, the most receptive and at the same time the most productive organs of the national body. They are the channels through which a national language, a national poetry, a national religion come to light. Twenty years before Herder's first writings, Montesquieu in his Esprit des Lois (1748) had made the analysis of po- Literatrae the litical institutions a means of gauging national natioMl""'^ character. Herder applied this same method to character. the Study of language, religion, and, above all, of literature. " He taught us," as Goethe says,"' " to_con; ceive of poetry as the^ommon ffft of all mankind, .not_as_ the private property of a few r efined, c ultivated individu- als." He taught us to see, in a rude Esquimaux funeral song no less than in a Hebrew psalm or in a Spanish ballad dealing with romantic love adventure, national spirit crys- tallized in verse. He for the first time clear ly and sys- tematically considered all literature as the expression of living national forces, as the re flex of _the whole ^f^ the national civilization. Herder was not more than twenty-three years old when, in th e Fragmente Uber die neue re deutsche Literatur (1767) , Laws of lite- - ^ .^lit gave utterai}ce_ tj) Jhis_ epoc h-makin g rary develop- idea. " There is the same la w of change " — ™''*' " thuThe begins the second Fragment "— " in_alL mankind and in every individual n ation and tribe. From ^^ Dichtgu. Wahrh. b. 10 ; Werkeyiy^l. 179. " Von dtn Lebensaltirn einer Sprache; Sdmmtl. Werke ed. B. Suphan I, 151 ff. Cf. R. Haym, Herder I, 137 ff. Hillebrand, German Thought p. iiyft. — The latest biographer of Herder is E. Kiihnemann. THE AGE OF THE REVOLUTION. 321 the bad to the good, from the good to the better and best, from the best to the less good, from the less good to the bad — this is the circle of all th ings. So it is with art and science; they grow, blossom, ripen, and decay. So it is with language also." A primitive people, like a child, stares at all things; fright, fear, admiration are the only emotions of which it is capable, and the language of these emotions, consists of high-pitched, inarticulate sounds and violent ' gestures. This is the first, prehistoric, infantile period in the. history of a language. There follows the period of youth. With the increasing knowledge of things, fright and wonder are softened. Man comes to be more familiar with his surroundings, his life becomes more civilized. But as yet he is in close contact with nature; affections, emotions, sensuous impressions have more influence upon his conduct than principles and thought. This is the age of poetry. The language now is a melodious echo of the outer world; it is full of images and metaphors, it is free and natural in -. its construction. The whole life of the people is poetry. ' " Battles and victories, fables and moral reflections, laws and mythology are now contained in song." The third period is the age of manhood. The social fabric grows more com- plicated, the laws of conduct become more artificial, the intellect obtains the ascendency over the emotions. Litera- ture also takes part in this change. The language becomes more abstract; it strives for regularity, for order; it gains in intellectual strength and loses in sensuous fervour; in other words, poetry is replaced by prose. And prose, in its turn, after it has fulfilled the measure of its maturity, sinks into senile correctness and sterility, thus rounding out the life of a given national literature, and making room for a new development. Here we have ^the key to Herder's whole life-work. Again and again, in one way or another, he comes primitive back to this conception of literature as a civilization. manifestation of national culture. During his voyage, in 322 SOCIAL FORCES IN GERMAN LITERATURE. 1769, from Riga to Nantes, he comes to un derstand th e Homeric epics a s the poetic outgrowth of a seafari ng people. " It was seafarers," he writes in his diary .'^ " who brought the Greeks their earliest religion. All Greece was a colony on the sea. Consequently their mythology was not, like that of the Egyptians and Arabs, a religion of the desert, but a. religion of the sea and the forest. Orpheus, Homer, Pindar, to be fully understood, ought to be read at sea. With what an absorption one listens to or tells stories on shipboard! How easily a sailor inclines to the fabulous! Himself an adventurer, in quest of strange worlds, how ready is he to imagine wondrous things! Have I not experienced this myself ? With what a sense of wonder I went on board ship! Did I not see everything stranger, larger, more astounding and fearful than it was ? With what curiosity and excitement one approaches the land! How one stares at the pilot with his wooden shoes and his large white hat! How one sees in him the whole French nation down to their king, Louis the Great! Is it strange that out of such a state of strained expectation and wonder tales like that of the Argonauts and poems like the Odyssey should have sprung ? " Jn common with the young Goethe and Justus Moeser, Herder in 1773 published the '_|!liegende Bl atter ' V on deutscher Art un d Kunst. Here he applies the opuar ™S' sam e principle to the study of pM Scotch and, _English po£try, and_ofj)opular s ong in ge neral. He tells " how on his cruise in the Baltic and North Seas he for the first time fully appreciated Ossian: " Suddenly borne away from tiie petty stir and strife of civilized life, from the study-chair ^of the scholar and the soft cushions of the salons; far removed from social distractions, from libraries, from newspapers; floaiing on the wide open ocean; suspended between the sky and the bottomless deep; daily surrounded by the same infinite elements, only now and then a new distant coast, a strange cloud, a far-off dreamland appearing before our ■" Werke IV, 357 ff- ,^ " Briefwechsel uber Ossian u. d. Lieder alter VSlker; Werke V, 168 f. THE AGE OF THE REVOLUTION. 323 vision; passing by the cliffs and islands and sand-banks where formerly skalds and Vikings wielded their harps or swords, where Fingal's deeds were done, where Ossian's melancholy strains resounded— believe me, there I could read the ancient skalds and bards to better purpose than in the professor's lecture-room." He considers pojDular song _is a re flex of primit ive life; in its wild, i rregu lar rhythm he feels the heart-beat of a youthful, impulsive people; its simple directness he contrasts with the false rhetoric of modern book lyrics." The wilder, that is, the fuller of life and freedom a people is, the wilder, that is, the fuller of life, freedom, and sensuous power must be its songs. The fur- ther removed a people is from artificial thought and scien- tific language, the less its songs are made for print and paper, the richer are they in lyric charm and wealth of imagery- A savage" either is silent, or he speaks with an unpremedi- tated firmness and beauty which a civilized European can- not equal; every word of his is clearly cut, concrete, living, and seems to exhaust what it is meant to express; his mind and his tongue are, as it were, tuned to the same pitch. Even in the apparent abruptness and incoherency of popu- lar song Herder sees an element of beauty rather than a defect, inasmuch as it results from the natural attitude of the unperverted mind toward the outer world." " All the songs of primitive peoples turn on actual things, doings, events, circumstances, incidents, on m living, manifold world. All this the eye has seen, and since the imagination reproduces it as it has been seen, it must needs be reproduced in an abrupt, fragmentary manner. There is no other connec- tion between the different parts of these songs than there is between the trees and bushes of the forest, the rocks and caverns of the desert, and between the different scenes of the events themselves. When the Greenlander tells of a seal-hunt, he does not so much relate as paint with words and gestures single facts and isolated incidents: they are all parts of the picture in his soul. *> Werke V, 164. " lb. 181. ^» lb. 196 £. 324 SOCIAL FORCES IN GERMAN LITERATURE. When he laments the death of a beloved one, he does not deliver a eulogy or preach a funeral sermon, ^& paints, and the very life of the departed, summoned up in a succession of striking situa- tions, is made to speak and to mourn." And not only the Greenlander, not only a rude and primi- tive people, feel and sing in this manner. All the great po ets of the world do t he same; Homer, Sopho- Bhakspere, ^j^^^ David, Luther, Shakspere— they a ll reflect -Jthe life which surrounds them, they .give us, as i t were, in- _stanJajieou^_pijctures^ of_humjrut£^ they sawit; and thus _they biecomg_for us an epito me of their ti me and th eir na- jtion._ Herein, above all^ lies the incalc ulable importance o f Shakspere for us of to-day." For Shakspere more fully than any other poet has expressed the secre^rf our own life. He reflects the character of the Germanic race in its totality. He seems to have heard with a thousand ears and to have seen with a thousand eyes; his mind seems to have been a storehouse of countless living impressions. King and fool, beggar and prince, madman and philosopher, angels and devils in human form; the endless variety of in- dividuals and class- types; the sturdy endeavour, the reckless daring of a people, hardened in the battle with wild ele- ments, passionate but faithful, lusty and sensual but at the same time longing for a deeper truth and a purer happiness; — all this we see in his dramas in bold and striking out- line, and in it all we recognise our own self heightened and intensified. A few words may suffice to indicate ho w this same train _of thought runs through near l y all of Herder's later writ- Jngs^ In the ,essay. Vo n Ae hnlichkeit der mitt le-_ oi^imtion, ^^^ englischen un d deutschenJDichtkunst (17x7) " h^held out the prospect o f a hist ory of civiliza- tion based upon the variousnational literatures, thus clearl y *' Cf. the essay Shakespear; ib. 2ig. " Werke IX, 532 f. THE AGE OF THE REVOLUTION. 325 formulating the problem which literary history has been Jtrying tp_sp]ve_eyer .jince,^ In th e Volkslieder of 177 8 and 1779" hejaid the foundation for a comparative st udy of lii?S.teI§„.by collecting and translating with wonderful insight and faithfulness popular songs and ballads from all over the globe; a collection which i n 180.3 he supple- mented by the most finished and artistically perfect of Jiis _poetical_wprkSi_ a reproduction of the old Spanish romances of t he Cjd^' In the booJk_ Vom Geist der, ebrdiscMn Pnp't if (1782 -83X^^16 considered the poetry of the B ible from t he sam e point of view. In the Ideen zur Philosophie der Ge- schichte der Menschheit ( 1 7 84.-Q i ) ^^_he represented the whole history of mankind as a succession of national organisms ; each .revo lving around its ow n axis; ea ch living out its own spirit ; _eac]ij;reating individual forms of language, religion, society, literature, art; and each by this very individualization of national types helping to enrich and develop the hunian type a s a who le. To repeat: In Herder's mind there were united the pre- vailing tendencies of two centuries. With the ei^teenth century he believed in freedom, humanity, indi- _ viduality. From national arrogance and preju- jj^^g^^^.-. dice he was as far removed as Lessing. "Among all the forms of pride," he says in the Brief e zur Beforde rung der Ifumamiaijijg^-g'j),^' " 1 consider national pride the greatest folly. Let us contribute as much as we can to the honour of our nation; let us defend it, if it is wronged. To praise it exprofesso seems to me an inane self-glorification." The advancement of mankind through self-perfection of the individual was to Hm, as it was to his contemporaries, the / " Werhe XXV, 127 f. >« ^'^^/^^ XXVIII, 399 ff. »' Werke XI, 213 ff. XII, I ff. 58 Werke YAW. XIV. «» IV, 42/ Werke XVII, 211. 326 SOCIAL FORCES IN GERMAN LITERATURE. highest co ncern of life, and nobody has spoken more nobly or eloquently of it than he." " Whatever belongs to the nature of our race, every possible means of its improvement and progress, this is the object which a humane man has in mind, this is the centre of his work. Since our race must work out its own destiny, none of its members has a right to be idle in this work. Every one must take part in the weal and woe of the whole, every one must willingly sacrifice his share of reason, his mite of activity, to the genius of the race. No one, however, can contribute to the welfare of man- kind who does not make himself what he can and ought to be made. Every one, therefore, must cultivate the seed of human- ity, most of all, on the bed where he himself is planted. We all carry in us an ideal of what we ought to be and are not. The dross which we ought to cast away, the perfection which we ought to attain, we all know. A ndsince we can become what we ought to be only throu gh ourselves and others from whom we receive or whom we affe ct, our own hu manity necessarily becomes at one with the humanity of other s." In all this we hear the son of the age of enlightenment, the apostle of to leration a nd cosmopolitanism . But we also see jthe point where Herder l ifts himse lf above the level of his o wn age, whe re he reaches^out into the nine- teenth centiiry. Enthusiastic individualist that he was, he was at the same tim e the first great modern collectivist . Every individual was to him a public character, an heir of all the ages, an epitome o f a whole natio n. He first among modern thinkers considered man in the fulness of his in- stincts, in the endless variety of his relations to the larger organisms of which he is a part. He first attempted on a large scale to represent all history as an unbroken chain of cause and effect, or rather as a grand living whole in whose development no atom is lost, no force is wasted. As he himself says in that wonderful apotheosis of humanity, the fifteenth book of the Ideen": *" Briefe z. Bef. d. Humanitat III, 32; /. c. 153. « XV, 4. 5; Werke Hempel XI, 193 ff. THE AGE OF THE REVOLUTION. 327 " If no sunbeam that ever fell upon our earth has been lost, no withered leaf fallen from a. tree, no corpse of a decaying animal, no seed blown away by the wind, how much less could an action of a conscious being have remained without effect ? Every one of the living generations has progressed within the limits which other generations put to it; and the industry of man as well as the madness of his ravages has become an instrument of life in the hands of time. Upon the ruins of destroyed cities there arise verdant fields, cultivated by a new, hopeful people. Divine Omnipotence itself cannot ordain that effect should not be effect; it cannot change the earth to what it was a thousand years ago. Let any one of our day try to sing an Iliad, to write like jEschy- lus, Sophocles, or Plato; it is impossible. The simple childlike frame of mind, the naive way of looking at the world which the Greeks possessed, are irrevocably things of the past. We,'oirthe other hand, have and know a great many things of which neither Greeks, nor Jews, nor Romans knew. One century has taught the other; tradition has become fuller; history, the muse of time, speaks now with a hundred voices, blows on a hundred flutes. And even the confusion which has resulted from this enormous increase of knowledge is a necessary part of human progress. All beings have their centre in themselves, and each stands in a well-proportioned relation to all the rest; they all depend on the equilibrium of antagonistic forces, held together by one central organizing power. With this certainty for a guide, I wander through the labyrinth of history and see everywhere harmo- nious, divine order. For whatever can happen, happens; what- ever can work, does work. Reason only and justice abide; madness and folly destroy themselves. It is a beautiful thing to dream of a future life, to imagine one's self in friendly intercourse with all the wise and good men who ever worked for humanity and entered the higher land with the sweet reward of accom- plished labour. But, in a certain sense, history also opens to us these delightful bowers of friendship and discourse with the upright and thoughtful of all times. Here Plato stands before me; there I hear Socrates's kindly questionings, and share in his last fate. When Marcus Antoninus in his chamber communes with his heart, he also speaks to mine; and poor Epictetus gives commands more powerful than those of a king. The ill-starred Tullius, the unfortunate Boethius speak to me, confiding to me the circumstances of their lives, the anguish and the comfort of their souls. Thus history leads us, as it were, into the council 328 SOCIAL FORCES IN GERMAN LITERA TURE. of fate, teaches us the eternal laws of human nature, and assigns to us our own place in that great organism in which reason and goodness have to struggle, to be sure, with chaotic forces, but always, according to their very nature, must create order and go forward on the path of victory." 2. Kant. While Herder conceived of all histgry_as_a j:pnscious or . unconscious striving after^ a ,harmoniaus_W^eAding_o£indi-: T?,Bnmniiiati()n_vidual _aiid Collective forces, Immanuel Kant , ofempirioiam ('1^24-1804) discovered this_s^arne ideal as a in the Kantian L^g^l^tive jaw of the intellectual and moral philosophy. nature^ of, man. In Kant ther e converged the strongest, philosophical tendenc ies of the seventeenth and eighteentji^ cen^urieSj in the same manner in which the strongest religious tendencies of the fifteenth and sixteenth centuries converged in Luther. Luther, by combining in himself the Mystic and the Humanistic movement, revolu- tionized the mediaeval church. Kant, by combining in himself both the e mpiricism and the idealism of his prede - cessors , revo lutionized modern thought. Developing, correcting, and systematizing the ideas of English empiricism, he demonstrated in the Kritik der reinen Vernunft {jj^x)" the subj ect ive charac ter of all The empirioal human knowledge. Human knowledg e consist s character of ^j ^^^ fundamental elements: matter and form. namanknow- -^ — -■ —--- ledge. The matter is furnished to u s by experienc e. Without sense impressions, without a tangible, visible world our mind would be without any contents; science would be without an objective basis. There ar e no demonstrable truths except those which can be verified by^ empirical^ex- perience. Questions which are beyond the reach of empiri- cal experience, such as : Is there a God ? Is there freedom *' Sdmmtl. Werke in chronol. Reihenf. ed. Hartenstein III. — For Herder's ill-tempered attacks against the Kantian system, which, how- ever, in no way disprove the essential harmony of the two men with regard to the ultimate ideals of life, cf. Haym, Herder II, 651 ff. THE AGE OF THE REVOLUTION. 329 of the human will ? Is there immortality of the human soul? do not belong before the tribunal of the intellect; from a theoretical point of view they are unanswerable. By its very nature, the human intellect is debarred from the infinite; its only legitimate study is the world as we see it about us. But how do we see this world ? In Kant's phraseology, What is the form of human knowledge ? , When we say: ' The stone is square, the tree is tall,' we seem to attribute squareness to the stone, height '^'? subjective to the tree as mherent space qualities. In reality we describe the result of a certain process going on in our own nervous organism. When we say: ' The violet blossoms earlier than the aster,' we seem to attribute the early blossoming to the violet, the late blossoming to the aster as inherent time qualities. In reality we describe a certain state of our own self-consciousness. When we say: 'An explosion is produced through the tension of gases,' we seem to state an inherent relation of cause and effect between the two events. In reality we describe our own method of registering and classifying events. In other words, the th ree fundamental forms of all human knowl- edge, the conceptions of space, time, and causation, are not determinations or relations of things ; they are subjective functions of our own intellect through which we see things. We see things not as they are, but as they appear to us. ^Intellec tually, th en,"the prevailing tendency of our Jife is _an extreme individualism. Only the raw material of „ our cognition is found in the outer world; it is the jnind which ^endows this j;aw_ material witha ^J-^j^^^jignj, form. The object of our experience is a chaotic mass of sensations; pur intellect through organizing^ activity Jr ansfo rms these sensations into knowledge. All nature as we know it is a product of the human mind. Each indi- vidual observer, inasmuch as he compels the objects to submit to the functions of his mind, ie a law-giver, a creator. 33° SOCIAL FORCES IN GERMAN LITERATURE. If in Xkt.Kritik der reinen Ve rnunft we see Kant, start - ing from the premi ses of empiri cism, gradually rise into the region of the ideal, we find him in th e Kritik der pra ktischen Vernunft (1788)" from the outset in the ideal sphere. It is here that he brings to a climax the ethical ideas of Leibniz and Spinoza; it is here that he formulates t he religion of modern mankind. Our intellect is confined to the realm of the senses as the object of its activity; our will reaches out into the infinite. We could not hope, love, strive, struggle, in short, we could not live, without the conviction ?f°5°^ ooUoo- favism, that this fleeting world of appearances is the manifestation of an eternal, spiritual world. To the intel- lect the ideas of God, of nioral freedom, of jmmortality, axe undemonstrable assumptions ; to the will they are necessary conditions of our life. If we cannot say: // is sure that they are real, we certainly can and must say: We are sure that they are real. In our own personality, in our spiritual organization, in the dictates of our conscience, we find a direct and absolute proof that there exists a moral order of things of which we ourselves are an integral part. The moral law is the most complete expression of man's highest dignity. It resides within each individual, it is felt by him instinctively as his innermost essence ; buf at the same time it lifts him above his own self and c onnects him with all mankind/^ " Has not every man, even if he possess only a moderate degree of honesty, sometimes found that he eschewed a harmless He by which he might have drawn himself out of a troublesome affair or perhaps even have helped a beloved and worthy friend, solely because he did not want to lower himself in his own eyes ? Is not an honest man, entangled in a misfortune which he might have avoided if he had only set aside his duty, is he not upheld by the consciousness that he preserved and glorified in his own person the dignity of mankind and that he has no reason to be ashamed of himself or to fear the test of self-examination ? " " Sdmmtl. Werke V, I-169. " Kritik d. prakt. Vern.; I. c. 92. THE AGE OF THE REVOLUTION. 33 1 _ In obedience, th en, to the moral law, in submission to the voice of duty which speaks to every one of us from within his own selfj^ther e lies the true freedom of man. < ^^ ma3!i This is the central point around which revolves law. our whole existence. Everything else in this world of ap- pearances is subject to doubt and misrepresentation; the dictates of d uty alone are a direct and unmistakable revela- tion .of_the..divine. They a lone are exem pt from all sensual admixture, they alone are roo ted solely i n man's spiritual Jjeing, th ey alone justify our belief in an eternal goodness and justice. Thus, while Kant demolished, on the one hand^ whatever was le ft of a religious system which saw in God an extra- mundane and extra-human sovereign, he firmly established, on the other, a belief which recon- ^?™»3eni ■ — , ' . . , . . leligioiii strucls the divme from the mner consciousness of man. We feel ourselves moral beings. This is the fundamental fact of all ethics and of all religion. This feeling assures us that " it is impossible to conceive of any- thing in this world or without which could without restric- tion be called good, except a good will ; and this not on ac- count of what it produces or effects, but solely on account of its intrinsic goodness. " " This feeling gives us an unfail- ing guide of conduct in the maxim *° : " Act in such a man- ner that the motive of thy will at any time might be made the principle of a universal legislation." This feeling teaches us that the aim of life is not individual happiness, but work in the service of humanity. Here again, as Jjef ore in Herder, we see the point wh^re rtiejndividualism o^ the eighteenth century, developed to its highest form,^passes over into nineteenth- century collectivism. Personality was the ggj^jj^j^^t watchword of the Kantian philosophy no less than of Herder's conception of history. But to both Kant " Grundlegung zur Meiaphysik der Sittin; Werke IV, 241. *' Kritik d. prakt. Vim.; I. c. 3a. 332 SOCIAL FORCES IN GERMAN LITERA TURE. ancL Herder^i^rgpriglilX-J-g^gi^ g"'"^*^^^"g '^'^^^^ different from what it meant to their int ellectual predecess ors^Rous- seau^d the 'Sturm und Drang' enthusiasts. Rousseau and hij fgllgwers saw in mankind an agg regate o f free and equal individuals; Hejder saw in h an or ganic who le, made up of a great variety of widelv differing natio nal type s ; Kant saw in it a community of moral Jbeings,_heldJogether__ by t he sternlaw of duty. The practical outcome of Rous- ' seau's teachings was the anarchy of the French Revolution. The practical outcome of the teachings of Kant and of Herder was the regeneration of the Prussian state by men like Fichte, Humboldt, Stein, Scharnhorst — men who, on the one hand, represented the most refined individuality, who embodied the highest intellectual culture of their time, and who on the other, recognised the inexorable rule of the moral law, and who felt deeply the obligations laid upon each individual by the traditions of common national life. One of these men has expressed in so characteristic a manner the idea of personality which was at the bottom of German thought at the end of the eighteenth Whelm von ^^^ jjjg beginning of the nineteenth century, HumDoldti . i- 1 • that his words may stand as a motto for this whole epoch. In his essay On the Proper Limits of State Activity, -wntten in 1792," Wilhelm von Humboldt under- takes to show that the whole aim of public life is to give the individual the fullest opportunity for unhampered develop- ment. The definition, however, which Humboldt gives of what seems to him the ideal individual is a striking proof of the height to which individualism had now risen, how far it had been removed from private selfishness and isolation, how replete with noblest humanity it had come to be. " The idea of moral and intellectual perfection," he says,** " is large and full and inspiring enough not to need any longer the ■" Published in full only after the author's death, in his Gesammelte WerkeWl, I ff. « L. c. 64 ff. THE AGE OF THE REVOLUTION. 333 fielp of religious symbols. Even to him who has not accustomed himself to personify the sum total of all moral goodness in a divine ideal, this idea of perfection must be an ever-present incentive to activity, an unfailing source of happiness. Firmly convinced by experience that his mind is capable of progress in higher moral strength, he cannot help working toward this goal. The pros- pective annihilation of his earthly existence does not frighten him; his unavoidable dependence on external circumstances does not oppress him. His mind, conscious of its inner strength, feels itself raised above the changes of this world of appearances. If he, then, reviews his past; if he examines his course step by step, how by degrees he came to be what he now is; if he thus finds cause and effect, aim and means united in himself, so that, full of the noblest human pride, he may exclaim ": Hast du nicht AUes selbst vollendet Heilig gliihend Herz ? — how is it possible that he should feel the loneliness and helpless- ness which are usually associated with the lack of a belief in a personal, extra-mundane cause of the chain of finite beings ? Nor does this consciousness of self, this being in and through him- self, make him harsh and insusceptible toward other beings, or shut out love and benevolence from his heart. The very idea of perfection which animates his whole activity projects his own existence into the existence of others. He is not com- pletely imbued with the highest ideal of morality so long as he considers himself or others as isolated beings, so long as he has not attained the conception of a perfection to which all spiritual beings contribute as constituent parts. Perhaps his relation to his fellow-beings is all the more intimate, his sympathy with their fate all the more hearty, the more deeply he is con- vinced that their fate, as well as his, depends altogether on indi- vidual effort." These, then, to sum up briefly, were t he main fe atures of _ the intellectual life underlying the ckssk Germ^an liter^^^^ lof the days of Weimar and Jena. In the first placBi^n absolute freedom from traditional au- ^henew thority. Probably never ill the history of man- kind has there been a period when men looked at things *' Cf. Goethe's Prometheus; Werke I, 162. 334 SOCIAL FORCES IN GERMAN LITERATURE. from as broad a point of view and with so little bias. _Hu; manity in the la rgest sense w as the chos^n_studj;j)f_the_age. Everywhere — in language, in literature, in political institu- tions, in religion — men tried to detect the human element and brought it to light with all the fearlessness of scientific ardour. With this boldness of research there was allied, secondly, a supreme interest in^ the inner life. Man was considered bound up, to "be sure, with the world of the senses, and confined to it as the scene of his activity, yet essentially a spiritual being, determining the material world rather than determined by it, responsible . for his ac- tions to the unerring tribunal of his own moral conscious- ness. In the sea of criticism and doubt which had swept away traditional conceptions and beliefs this inner con- sciousness appeared as the one firm rock.. Here, so it seemed, were thetrue foundations for a new religious bel ief, a belief which maintains that it is ab solutel y impossible to serve God otherwise than by^fulfiUin£_one^s^duties_to^men, and which considers the divine rather as the final goal than as the pre-existing cause of life. And lastly, there was a joyo us optimism in the men of this age which could not 1 help raising them into a higher sphere. The y believed in ^ the fvLture. They beli eved in eternity. T hey believed that ,\ humanity was slowly advancing toward perfection, that a time must come when the thoughts of the few wise men, the dreams of the few poets and prophets would become trans- Tused into the life-blood "of the masses, when the good would be done because it is the good, when instinct and duty would be reconciled; and Ihey derived 'their "highest inspirations from the feeling that they themselves were workers in the service of this cause."* It will now be our task to see how these intellectual and moral ideals were reflected in the work of the two greatest poets of the age. *'* For the preceding pages cf, Paulsen, Einl. i. d, Philes, p. 306 ff. THE AGE OF THE REVOLUTION. 335 3. Goethe and Schiller. Goethe and Schiller stand to each other in a relation both of contrast and harmony, similar to that which we found to exist between Herder and Kant. Goethe's chosen field of study was nature and the human affections, Schiller's was history and human aspirations. Goethe's prevailing attitude was one of sympa- _._ thetic contemplation, Schiller's was one of ener- their views getic activity. Goethe, like Herder, looked at "^lif^. life as an organic whole of natural causes and effects. To live one's self out to the full extent of one's faculties, to promote in others the unhampered growth of individuality, to recognise the unity and reasonableness of the whole order of phenomena — this seemed to him the first and most necessary task of civilized man. Schiller, like Kant, looked at life as a continuous struggle for perfection. The victory of mind over matter, of the inner law over outer conditions, of the human will over the inevitableness of fate — this seemed to him the great problem of existence. Goethe strove for aesthetic universality, Schiller strove for moral freedom. But in spite of these far-reaching differences of temper and genius, the mission performed by Goethe and Schiller for modern humanity was essentially the same. On the basis of the most complete intellectual freedom, unham- pered by any bias of whatever kind, religious, social, or even national, they reared a structure of poetic symbols embodying the fundamental demands of all religion and bringing out the common ideals of all society and of every race. The typical man: man placed in the conflict between the sensual and the spiritual, but impelled by his g^^^jj^g^^f innernature to overcome this conflict; maninevi- their nltimate tably exring and sinning, but nevertheless master ^''^^'^^ of his own destiny; man naturally bent on rounding out his 33^ SOCIAL FORCES IN GERMAN LITERATURE. own individuality, but through this very instinct forced into organic relation with the social and national body; in short, man rising to the stature of his true self, striving for a har- monious blending of all his powers — this was the ideal which inspired both Goethe's and Schiller's poetic work, as it in- deed inspired all the highest artistic productions of the time, Mozart's Don Juan no less that Beethoven's Fidelia or Thorwaldsen's Triumph of Alexander. Neither Goethe nor Schiller attained to this lofty height before they reached the years of ripened manhood. Both began in the tumultuous fashion of the ' Sturm the^Stom-and- ""^ Drang ' enthusiasts. Their early works, al- Stress move- though fully revealing the extraordinary genius of both, were not so much creations of pure art as outcries of souls overflowing with compassionate zeal for struggling and suffering humanity. If one remembers what a degree of classic perfection, what a noble harmony of substance and form German litera- Superiorityof tare had reached in Lessing's master-works, one ' Lessing's cannot help feeling that Goethe's and Schiller's- over the youthful effusions marked a decided lowering of youthful works aesthetic as well as moral standards. Goethe's Gotz von Berlichingen (1773), with its crude imita- tion of Shakspere, its looseness of dramatic structure, and its lack of true dramatic motive, forms indeed a striking contrast to the refined, compact, well-rounded proportions of Emilia Galotti. The languid sentimentalism of Werther (1774), the weakly self-indulgence of Stella (1775), become all the more manifest if compared with the healthy manli- ness of ch aracters like Tellheim or Appiani. ■ — Even tie greatest of Goethe's creations, Faust, in its first T ■ I T. . conception, was of far less universal significance Lessing's Fanst v , andeoethe's than seems to have been Lessing's conception earliest Faust of the same theme. No greater loss has ever befallen German literature than the m^^terious disappearance of Lessing's Faust. From what we know THE AGE OF THE REVOLUTION. 337 indirectly about this work," it is clear that Lessing had transformed the sixteenth-century magician into a cham- pion of eighteenth-century enlightenment. Faust was rep- resented as an ideal youth, living only for the pursuit of wisdom, superior to all human passion 'except the passion for truth. The attempt to ruin this ' favourite of God,' to ruin him through the nobility of his own nature, through his burning thirst for knowledge, through his insatiable yearning for the divine, this was the part to be played in Lessing's drama by Satan and his associates. But from the very beginning the hearers were not to be left in doubt as to the final issue of this contest. For when, in the first scene, the satanic spirits set out for their task of seduction, there is heard a voice from above: " Ye shall not conquer! " It is hard to conceive of a similar harmonious issue of Goethe's Faust in its original form." Here Faust appears, not as a cha mpion of human reason , but as an apostle ot numan pas sion, as a despise r of tradition and orde r, as T" reck less 'Sturm und Drang^ individualist, whos e lawless career, it seems, c an only be expiated b y death itself.. Ur IS It possible to imagine any form of expiation except^ death by which Faust could atone for the foulest of crimes, the wilful corruption of a pure, innocent girl ? Is it not intolerable to think that after Gretchen's ruin Faust should live on, regretful perhaps of the past, but without any suffer- ing commensurate with the agony which he inflicted on her who loved him ? And if this is true, if a tragic death is the only outcome consistent with the rebellious career of Goethe's P'aust as originall)' conceived, how limited, how fragmentary does this conception appear compared with the grand outline and the wide perspective of Lessing's Faust ideal! I \ > . . '" Cf. Lessing's Werke Hempel XI, 2, p. 579 ff. Erich Schmidt, Lessing I, 369 ff. " Cf. Goethe's Faust in ursprilngl. Geslalt ed. Erich Schmidt. W. Scherer, Aus Goethes FrUhzeit; Quellen u. Forsck. XXXIV, 77 fif. 338 SOCIAL FORCES IN' GERMAN LITERA TURE. Even further removed from Lessing's artistic refinemerif ] and intellectual serenity were the beginnings of Schiller,! His first dramas, Die Rduber (1781), FiescA SohlUar's (1783), Kabale und Liebe (1784), besides hav- early diamaa, j^g ^U tjjg faults of the violent and over- strained ' Storm-and-gtress ' language, are in substance pathological rather than tragic. That an affectionate father acting solely upon the insinuations of an infa- mous slanderer should tear his most beloved son from his bosom and abandon him to abject misery; that this son instead of making a direct appeal to his father, instead of disentangling the whole web of lies and forgery by a simple statement of the truth, should fly off into the forest, gather a band of robbers about him, and declare war upon human society; that this whole train of horror and crime should have its origin in the cold villainy of another son whose dominant passion is evil for evil's sake — this is what we are forced to accept in The Robbers. Still more dis- torted and unnatural are the plot and characters of Kabale und Liebe, This scheming courtier, who, in order to ingra- tiate himself with his princely master, would drive his own son into a marriage with the prince's mistress, thereby wrecking his hopes for a union with a pure, innocent burgher maiden; this ecstatic youth, who, although fully aware of his father's intrigues as well as the unwavering faithfulness of his beloved, is through a most shallow stratagem made to doubt her, and thus to plunge both her and himself into death; this guileless burgher maiden who talks to the prince's mistress as though she herself had fathomed all the misery of a sinful life; this sentimental mistress who would fain arouse our sympathy by intimating that she has given away her honour, but not her heart " — how painful, not to say atrocious," all this is ! Even where, as " C£. Kabale u. Liebe II, I ; Sammtl. Schr. Ill, 390. *• To what extent Kabale u. Liebe reflects actual conditions and THE AGE OF THE REVOLUTION. 339 in Fiesco, the characters are less abnormal and out of pro- portion, there is such a lack of simplicity and such a large admixture of the accidental and artificial in the plot that the whole fails to produce a compact and harmonious im- pression. How inorganic, for instance, and out of accord with the central action is such a scene as the death of Leo- nore, Fiesco's wife. Fiesco has made use of the republican conspiracy against the tyranny of the Dorias to reach out himself after the ducal crown of Genoa. He is now on the point of striking the final blow. The city is in revolt. Fiesco at the head of the conspirators is marching against the Doria palace. The fall of the reigning family seems imminent. The revolutionary leader is just about to throw off the republican mask and proclaim himself dictator. At this moment he is overtaken, — not by the inevitable con- sequence of his own guilt, but by a mere outward mishap. He kills by mistake his own wife. " Leonore," he exclaims," " the hour has come : thy Fiesco is duke of Genoa ; — and the most abject beggar in Genoa would hesitate to exchange his misery with my woe and my purple. A wife shares his misery ; — and with whom can I share my splendour ? " Here, Lessing would have said, we hear not the solemn voice of tragedy, but the hollow clamour of the melodrama. The true poet reveals to us the unerring law of human doing and suffering; Schiller here confronts us with the capricious lawlessness of chance. All these defects of Goethe's and Schiller's early works are obvious and beyond dispute. And yet when Extraordi- we remind ourselves of the torrents of violent nary effect of emotion let loose by the appearance above all gohiuer's of Werther, Gotz, and The Robbers ; when we re- youthfol member that so cold and feelingless an observer ^"^ °' of men as Napoleon carried a copy of Werther with him characters of eighteenth-century society, is well shown by J. Minor, Schiller II, 127 ff. ^FiescoV, 13; Sii?nmtl. Schr. Ill, 153. 340 SOCIAL FORCES IN GERMAN LITERATURE. during the Egyptian campaign " ; when we think of Mme. de Stael's laughing remark that this book was responsible for more suicides than the most beautiful woman had ever been "; when we recall what a German prince once said to Goethe," that, if he had been God on the point of cre- ating the world, and had foreseen that Schiller would write The Robbers in it, he would not have created it, — we may realize how far these works excelled those of Lessing in their immediate effect upon the imagination and morals of the time. Here, at last, the revolutionary spirit of the age had found a body suited to itself. Just because there was nothing in these works of the moderation and Their elomen- self-restraint which characterizes even the bold- tal poweri est of Lessing's works, they were hailed, espe- cially by the young, as messengers of a radically new ordei\ of things; their very eccentricities and abnormities were accepted as unmistakable tokens that the days even of enlightened absolutism were drawing to a close. These works seemed to restore to their rightful place the elemen- tal powers and instincts of human nature ; they seemed to demand peremptorily and with the assurance of immediate success what to Lessing was only a far-off ideal : the eman- cipation of the masses; they seemed to hurl against the rulers of Europe the words of defiance which Goethe's Pro- metheus addresses to the ruler of Olympus ": Ich dich ehren ? Wofilr ? Hast du die Schmerzen gelindert Je des Beladenen ? Hast du die ThrSnen gestillet Je des Geangsteten ? Hat nicht mich zum Manne geschmiedet Die allmachtige Zeit ? " Cf. J. W. Appall, Werther u. s. Zeit'' p. 43 i. " Cf. Hettner /. c. Ill, y, p. 165. " Eckermann, Gesprache mit Goethe I, 206. »» Werke Hempel 1, 162. THE AGE OF THE REVOLUTION. 34 1 Und das ewige Schicksal, Meine Herren und deine ? Hier sitz' ich, forme Menschen Nach meinem Bilde, Ein Geschlecht, das mir gleich sei, Zu leiden, zu weinen, Zu geniessen und zu freuen sich, Und dein nicht zu achten, Wie ich! It is interesting to observe how even these early works of the two men reveal the essential contrasts in Difference in their mental physiognomy, and how they at the ^^ physiog- same time point to the common ideal of human- Qo"fiie°s and ity which after all inspired the work of both. Bcliiller's Goethe's characters are receptive rather than ^^'^ '"''^^' initiative, emotional rather than reasoning, deep rather than strong, gentle rather than heroic, types of inner Goethe's life rather than of outer activity. Even the man- "''"■^''teys . . types of inner hest of them all, Gotz von Berlichingen, does life, not so much determine circumstances as he is determined by them; he becomes a rebel not because he wants to revo- lutionize the present, but because he wants to uphold the past ; he is ruined not so much through what he does as through what he is: a trusting, faithful, upright man, standing alone in a world of meanness, treachery, and rascality. He is the victim of a time in which, to use the words which Goethe himself prefixed to his drama," " the heart of the people has been trampled into the mud, and is no longer capable of a noble sentiment." The same thing, only much more emphatically, is true of Werther. He, too, is a victim of his conditions. He harbours within him a world of feeling and thought; he would embrace the universe with loving arms; he understands the language of the brook and the " I.e., to the first version of 1771-72, which was published only in the posthumous worl£s. The quotation is from Haller's didactic novel Usong, 342 SOCIAL FORCES IN GERMAN LITERATURE. trees no less than that of the human heart; he sympathizes with all that lives and breathes, with the worm in the grass no less than with the spirit of Homer and Ossian; he is artist, philosopher, poet, philanthropist :— everything except a man! The conflicts of life grate upon him; the conven- tions of society distress him; he feels, or imagines him- self, surrounded by miserable class prejudice and philistin- ism, and he has not the strength of mind or the firmness of will needed to make him a reformer. No wonder that when he feels the hopelessness of his love for Lotte, life ceases to be worth living. "A veil has been removed from my soul," he writes,™ "and the scene of infinite life changes before me into the abyss of an eternally open grave. Can you say: 'this is ! ', since everything passes away, since everything with the swiftness of a thunder-storm rolls past, so rarely living out the whole strength of its existence, so continually swept into the current, tossed about, and crashed against the rocks ? There is not a moment which Joes not consume thee and thine about thee, not a moment when thou art not, must not be, a destroyer. The most harmless pleasure-walk costs the life of a thousand poor worms, a step of thy foot annihilates the laborious structures of the ants and stamps a little world into an ignominious grave. Ah ! not the colossal and rare calamities of the world, these floods which wash away your villages, these earthquakes which devour your cities, move me; my heart is undermined by the consuming power which lies hidden in the universe of nature, which has produced nothing that did not destroy its neighbours and itself. And so I reel in anguish. Heaven and earth and their restless forces about me: I see nothing but an ever-devouring, ever-annihilating monster.'" What is it, finally, that makes Faust's character ? Surely not that which distinguishes Marlowe's Dr. Faustus or even, though in a lesser, degree, the hero of the German puppet-play. Marlowe's Faustus craves extraordinary power; he broods over colossal plans; like a true English- man he wants to rule men and to master the elements." «» Letter of Aug. i8; Werke XIV, 59 f. " Marlowe's Faustus ed, Breymann v, 343 ff. THE AGE OF THE REVOLUTION. 343 Had I as many soules as there be starres, Ide giue them al for Mephastophilis : By him He be great Emprour of the world, And make a bridge through the moouing ayre. To passe the Ocean with a band of men, He joyne the hils that binde the Affriclce shore. And make that land continent to Spaine, And both contributory to my crowne: The Emprour shal not Hue but by my leaue. Nor any Potentate of Germany. Goethe's Faust, as a true German of the eighteenth cen- tury, is a dreamer and an idealist. What he craves is not power, but a sighti of the divine. He is sick of words, he longs for an intuition of the truly real, he longs to under- stand the inner working of nature, to fathom the law of life, he is drunk with the mysteries of the universe. But alas! this soaring idealist is after all but of the earth earthy. By the side of the spiritual longing which lifts him above himsel' into the high ancestral spaces there dwells within him the sensual instinct which with tenacious organs holds in love And clinging lust the world in its embraces. And in the conflict between these " two souls within his ', breast " Faust spends the best of his vitality. I What a contrast to this feminine fulness and ripe in- wardness of Goethe's characters are the rugged, aggres' sive figures of Schiller's muse, eager for public Schiller's life and for public deeds ! "Fie! fie upon this Jifftyp/s , . . ., . oiontward weak effeminate age,' exclaims the robber activity. Moor," " fit only to ponder over the deeds of former times, and to torture the heroes of antiquity with commentaries, or mangle them in tragedies. Am I to squeeze my body into stays, and straitlace my will in the trammels of law ? What might have risen to an eagle's flight has been reduced " Die Rduber I, 2; Sdmmtl. Schr. II, 29 f. The trsl. is Bohn's. 344 SOCIAL FORCES IN GERMAN LITERATURE. to a snail's pace, by law. Never yet has law formed a great man; 'tis liberty that breeds giants and heroes. Oh that the spirit of Hermann still glowed in his ashes! Set me at the head of an army of fellows like myself, and out of Ger- many shall spring a republic , compared with which Rome and Sparta will be but nunneries." Fiesco,"a. republican tragedy," as Schiller significantly calls it, deals' from be- ginning to end with the great affairs of state; and if the hero of the play, seduced by selfish ambition, deserts the common cause, his very selfishness is so colossal and awe- inspiring that we seem to see in it, not the emotion of a single individual, but the bursting into existence of a mighty collective will. It is as though we heard History herself in that monologue of his in which he decides to be- come a traitor to liberty." " Is the armour which encases the pigmy's feeble frame suited to the giant? — This majestic city mine !— To flame above it like the god of day ! To rule over it with a monarch mind ! To hold in subjec- tion all the raging passions, all the insatiable desires in this fathom- less ocean ! To obey or to command ! — A fearful dizzying gulf that absorbs whate'er is precious in the eyes of men : the trophies of the conqueror, the immortal works of science and of art, the voluptuous pleasures of the epicure, the whole wealth encompassed by the seas ! — To obey or to command ! To be or not to be ! — The space between is as wide as from the lowest depths of hell to the throne of the Almighty." And lastly, Kabale und Liebe. What is this drama if not a political manifesto, an Emilia Galotti intensified and ex- aggerated, a literary anticipation of the social upheaval of 1789? None of the Storm-and-Stress writings gives so merciless and glaring a picture of the unspeakable rotten- ness of ancien regime society, none unfolds so impetuously and boldly the standard of the revolution as this drama; in none of them is there a scene which goes so directly to the " Fiesco III, 2 ; /. t. Ill, 83 f. Bohn's trsl. THE AGE OF THE REVOLUTION. 345 core of popular misery as the interview between Lady Milford, the prince's mistress, and the old valet whose two sons were among some seven thousand young men who were sold by the prince to the English to be marched off to America." "Lady ; But they went not by compulsion ? Valet {laughing bitterly) : Oh dear no ! they were all volunteers ! Some forward fellows, to be sure, stepped out before the line and asked the colonel at what price a yoke the prince was selling men. But our most gracious lord had all the regiments march out on the parade-ground and the impertinent fellows shot down. We heard the muskets ring, saw their brains spatter the pavement, and the whole army shouted ' Hurrah for America ! ' Lady : Good God ! and I heard nothing, noticed nothing. Valet : Well, gracious lady — how did you happen to be riding with his highness off to the bear-hunt just as they struck up the signal for marching? You ought not to have lost the fine sight when the roll- ing drums announced to us that it was time; and here wailing orphans followed a living father, and there a mad mother ran to spit her suck- ing child upon the bayonets, and how they hewed bride and bride- groom apart with sabre-cuts, while we graybeards stood there in despair and at last threw our crutches after the fellows. Oh, and in the midst of all, the thundering drums that God might not hear us pray ! ... At the city gate they turned and cried ; ' God be with you, wives and children ! Long live our good father, the prince ! At the Judgment Day we shall be Jaack ! ' " Schiller's heroes are what Goethe's are not, types of out- ward activity. Their inner life is less rich; their _._ . impress upon the world is stronger. They shape artistic circumstances, they battle with fate, they are S'^'i^*^"' ^ leaders of great popular movements, they are Schiller's destroyers of usurped and oppressive power, early works. Goethe's creations, as compared with the sharp contours and subtle shading of Lessing's character-drawings, glow in the full warmth and colour of life. As he himself poured forth his whole being in lyrics of unrivalled depth and " Kab. u. Liebe II, 2; /. c. Ill, 393 f. 34^ SOCIAL FORCES IN GERMAN LITERATURE. power, so the characters of his epic and dramatic fancy re- veal themselves to us wholly and without reserve ; every one of them stands out roundly and fully, while the soft lustre of poetry is spread evenly over them all. Schiller strives for brilliant effects ; dark masses he hurls against floods of glaring colour ; instead of rounding out his figures he flashes a strong light on one side of them, and thus im- parts to them a concentrated radiance which often makes them appear larger than they really are. As has been said already, in spite of these obvious con- trasts of natural bent and artistic manner, there was in _ . Goethe and Schiller from their very Jseginhings nltimate a unity of ultimate moral aims not less apparent, moral aims. qq^^ von Berlichingen and Karl Moor, Werther and Fiesco, however widely they differ in range of thought and activity, after all stand for one and the same thing : a great and free personality, raised above the barriers of petty conventions and breathing in the pure air of the universally human. Ferdinand, in Kabale und Liebe,"'' throws away the privileges of rank and station for the prize of true womanly love. " Who can rend the bonds that bind two hearts, or separate the tones of a chord ? True, I am a nobleman, but show me that my patent of nobility is older than the eternal laws of the universe, or my scutcheon more valid than the handwriting of heaven in my Louisa's eyes : ' This woman is for this man ' ? " — Egmont, whose first conception in Goethe's mind was simultaneous with that of Gotz and Faust, is the very type of a personality overflowing with life, and in closest sympathy with all the healthy feelings that swell a human breast". How he revels in the joys of forest and field," " man's natural element, where, exhaling from the earth, nature's richest treasures are poured forth around " I, 4 ; I- <■■ 371. " Egmont V, 2 ; Werke VII, 7g. Miss Swanwick's trsl.— Cf. Dicht. u. Wahrk. b. 20 ; Werke XXIII, I02 f. THE AGE OF THE REVOLUTION. 347 US, while from, the wide heavens the stars send down their blessings through the still air ; where, like earth-born giants we spring aloft, invigorated by our mother's touch ; where our entire humanity and our human desires throb in every vein." How he delights in the sturdy independence of his Netherlanders " : " They are men worthy to tread God's earth, each complete in himself, a little king, steadfast, active, capable, loyal, attached to ancient customs. 'Tis hard to win their confidence, easy to retain it. Firm and unbending I They may be crushed but not subdued." How his countrymen cherish and adore him " : " Why are we all so devoted to him ? Why, because one can read in his face that he loves us ; because joyousness, openhearted- nesS, and good-nature speak in his eyes ; because he pos- sesses nothing that he does not share with him who needs it, ay, and with him who needs it not." How Klarchen's humble heart swells up at the thought of him " : " This chamber, this lowly house, is a paradise, since Egmont's love dwells here. . . . There is not a drop of false blood in his veins. And, mother, is he not after all the great Egmont ? Yet, when he comes to me, how tender he is, how kind ! how anxious he is about me ! so nothing but man, friend, lover ! " — The Marquis of Posa, the central figure of Schiller's Don Carlos (1784-87), takes up the part of Lessing's Nathan in pleading before the mightiest mon- arch in Europe for freedom of thought, for civil rights, for the restitution of " mankind's lost nobility." '° And Faust breaks forth into that wonderful pantheistic confession of faith, which is at the same time an apotheosis of hu- manity " : «' Egmont IV, 2 ; I. £. 71. «8 16. I, I ; /. c. 19. " 16. I, 3 ; /. c. 31 f. '" £>on Carlos III, 10 ; Sammtl. Schr. V, 2, p. 316. " ^t 3438 ff. (Weimar ed.). Bayard Taylor's trsl. 348 SOCIAL FORCES IN GERMAN LITERATURE. The All-enfolding, The All-upholding, Folds and upholds he not Thee, me, himself? Arches not there the sky above us ? Lies not beneath us, firm, the earth? And rise not, on us shining, Friendly, the everlasting stars? Look I not, eye to eye, on thee. And feelst not, thronging To head and heart, the force. Still weaving its eternal secret. Invisible, visible, round thy life ? Vast as it is, fill with that force thy heart. And when thou in the feeling wholly blessed art. Call it then what thou wilt, — Call it Bliss ! Heart ! Love ! God ! We may now understand how this inner afShity of Goethe's and Schiller's views of life, this polarity, as it were, &oethe and of their moral constitution, gradually drew them Sohilleriu ^^^^ g^j,jj qx!ii&c as artists also, until in their tneiT lull . , - ' matmity. ripest maturity they stood together as one man, as a twofold embodiment of the most exalted ideals of their age. And here we see again how the individualistic movement of the eighteenth century, after having passed through the Transition successive Stages of Pietism, Sentimentalism, and from the in- Rationalism, after having subsequently given dividnalistio . , , . r , , „ to the ooUeo- "se to the revolutionary commotion of Sturm tiiiBtio ideal, und Drang,' transformed itself at the height of its development into a new, ideal collectivism, thus prepar- ing the ground for the great national and social reform movements of our own day. All of Goethe's and Schiller's greatest productions point this way. They all lead out of narrow, isolated, fragmentary conceptions of life into the broad daylight of universal humanity. They all tend toward the representation of human nature in its totality. They all prophesy a state of human culture where the goal of ex- THE AGE OF THE REVOLUTION: 349 istence — an equilibrium between the sensuous and the spiritual, instinct and duty, egotism and altruism, the indi- vidual and society — shall have been reached. Nor is it too much to say that the whole state of German culture during those golden Weimar days was an ideal an- ticipation of such a new era in the history of Height of mankind. No people has ever produced within eigl^teentli- • . , r • 1 oentnry SO limited a range of time such an astounding culture, array of men devoted wholly to the highest tasks and the broadest problems of humanity. No people has ever freed itself so radically from the narrowing influences of race, tradition, and belief, as the Germans during the last decades of the eighteenth and the beginning of the nineteenth cen- tury. Kant when he dreams of a future confederation of all states and peoples for the establishment of a universal peace" ; Schelling when he conceives of the history of the universe as an interminable process of spiritualization and idealization " ; Fichte when he speaks contemptuously " of " the earth-born men who recognise their fatherland in the soil, the rivers, and the mountains of the state of their birth, whereas the sunlike spirit, irresistibly attracted, will wing its way wherever there is light and liberty " ; Schleier- macher when he represents " as truly religious, not him "who believes in holy scriptures, but him who needs no holy scriptures, or who might produce a holy scripture himself " — they all were inspired with the idea of a nobler, fuller, more perfect type of man. It must be admitted that there was an element of moral weakness in this absolute intellectual freedom; that by " Cf. the essay Zum ewigen Frieden (1795); Werke VI, 405 ff. Kuno Fischer, Gesch. d. neueren Philos. IV, 231 ff. " Cf. his Abhandlungen 2. Erl. d. Idealismus d. WissenschaftsUhre (1796. 97) III ; SSmmtl. Werke I, 386 f. " Grundzuge d. gegentu. Zeitalters (1804) XIV ; Sammtl. Werke VII, 212. " Reden iiber d. Religion, ed. of 1799, /. 108. 3 so SOCIAL FORCES IN GERMAN LITERATURE. overstepping the limits of race and creed these men over- stepped the limits of nature itself; that their unbounded worship of Greek civilization, which to them stood for the noblest symbol of a perfect individuality, revealed a lack of sympathy with their own homely surroundings; that their message was addressed not to the people at large, but to the cultivated few who were able to follow their aerial flights. But it nevertheless remains true that without the exalted creations of their thought and fancy there would be to-day no German nation; and history would lack one of the most striking instances' of collective organization born of individualistic ideals. In Goethe's life this period of transition to the fullest harmony and completeness is marked, apart from the greater number of his finest lyrics, by Iphigenie maltood (1787). Tasso (1790), Wilhelm Meisters Lehr- jahre (1795-96), Hermann und Dorothea (1797), and what may be called the second conception of Faust, (fixed between 1797 and 1808); in Schiller's life by nearly all of his lyric and ballad poetry, by the Letters on the Esthetic Education of Man (1795) and kindred essays, and by the five great dramas, from Walknstein (1798-99) to Wilhelm Tell (1804). It is hardly necessary to dwell here on the often-drawn comparison between Goethe's Iphigenie and the Iphigeneia of Euripides. Suffice it to say, what has also P genie. often been said before, that Goethe by freeing the Greek legend from national limitation, by imbuing it with a spirit of universal sympathy, by substituting for the con- flict between the gods and mortals, between Greek atid bar- barian, the conflict of the human heart between its lower and its higher promptings, has given to this pathetic story its final and eternal form." — In the background there lies " Cf. GG. § 233 (p. 500 f.). For the relation of Goethe's drama to the art of Racine and Gluclc see Scherer, Gesth. d. d. Litt. p. THE AGE OF THE REVOLUTION. 351 the dark night of Tartarus. We hear, it seems, the muffled groan of the fettered Titans rising from it. We see in less dim outline the curse-laden heroic figures of the sons of Tantalus. Nameless horrors committed by one generation after another, — Atreus slaughtering his brother's children; Agamemnon slain by his wife and her wanton lover; the death of Klytemnaestra at the hands of her only son, — loom up before us in gigantic and Shadowy proportions. And as a living embodiment of the crime-begetting power of crime there rushes upon the scene, plainly visible in the foreground of the action, the only male survivor of this self-destroying race, Orestes, the matricide, pursued by madness and de- spairing of life. Against this mass of accumulated horrors there stands out the pure saintlike figure of Iphigenie. She is the only one of her race whom the breath of perdition has not touched. In early youth a divine dispensation res- cued her from the altar on which she was about to be immolated. Since theri'slW'ilas^ lived, far removed^ from the land of her birth, separated from all that is dear to her, in holy self-renunciation and devotion to duty, a priestess of humanity amid barbarians. It is through her healing hand, through contact with her pure humanity, that the frenzied mind of Orestes is restored to healffi^and hope, that the ancient hereditary curse is lifted from the house of Tantalus, and a new era of human brotherhood and free- dom is ushered in. Goethe's Iphigenie is the first great dramatic work which shows unmistakably the falling away from the titanic impetuosity and revolutionary bitterness of the 'Sturm und Drang' period; it is a poetic symbol of the purifying influence which the friendship with Frau von Stein exercised upon Goethe, of the classic serenity which the Italian journey (1786-87) shed upon his mind; it is a triumphal song of inner regeneration. The power of holiness over sin, of truth over deceit, of unselfish, all- 538 f. H. Grimm, Goethe II, 24 ff. Cf., also, Kuno Fischer, Goethe- Schriften I. 352 SOCIAL FORCES IN GERMAN LITERATURE. enduring love over wilfulness and gloom, of calm self-posses- sion over tumultuous revolt, has never been more beauti- fully portrayed; in crystalline transparency and harmonious simplicity the modern stage has not its equal. Torquato Tasso, still more exclusively than Iphigenie, deals with inner struggles and aspirations; although by no means lacking dramatic motive, it is not so much Tasso, ^ drama as a symphony of thought and feeling, revealing the deepest chords of Goethe's own spiritual ex- perience. Here, too, we see a conflict between the diseased and the healthy, between a fragmentary and a compre- hensive view of life. On the one hand, Tasso himself, the inspired artist, the worshipper of beauty, the lofty eighteenth-century individualist. He lives in a world of his own, peopled with the creations of his fancy." His eye scarce lingers on this earthly scene. To nature's harmony his ear is tuned. What history offers and what life presents His bosom promptly and with joy receives. The widely scattered is by him combined, ' And his quick feeling animates the dead. Oft he ennobles what we count for naught. What others treasure is by him despised. Thus, moving in his own enchanted sphere. The wondrous man doth still allure us on To wander with him and partake his joy. Though seeming to approach us, he remains Remote as ever, and perchance his eye, Resting on us, sees spirits in our place. On the other hand, Antonio, the man of the world. One might call him an ideal anticipation of the typical German of to-day. Stately, proud, self-possessed, he looks at life as a continual struggle of opposing forces, and he is sure to be himself on the winning side. Organization, discipline, offi- cial duties — these are the themes which he is fond of dis- " Words of Leonore, Tasso I, i ; Werke VII, 204. Cf. Kuno Fischer, Gotthe-Schriften III. THE AGE OF THE REVOLUTION. 353 cussing. He chactarerizes himself in characterizing his chosen model, Pope Gregory XIII." The world lies spread before his searching gaze Clear as the interests of his own domain. In action we must yield him our applause, And mark with joy when time unfolds the plans Which his deep forethought fashioned long before. He honours science when it is of use, — Teaching to govern states, to know mankind; He prizes art when it embellishes, — When it exalts and beautifies his Roitie. Within his sphere of influence he admits Naught inefficient, and alone esteems The active cause and instrument of good. Between these diametrically opposed views of life, be- tween these two characters who collide with each other "because nature did not form one man of both," the pen- dulum of the action swings to and fro. In the beginning our sympathies are altogether with Tasso. The modesty of the youth around whose head there flames the halo of immortal genius; the noble seriousness of his soaring imagi- nation; his deep feeling for friendship which makes him exclaim": Who doth not in his friends behold the world Deserves not that of him the world should hear; the ingenuousness of his gratitude toward his lord and patron the duke Alfonso of Ferrara; the purity of his fer- vent passion for the gentle princess Leonora: — all this makes us see in him a true messenger of the divine. Antonio, on the contrary, impresses us at first as essentially narrow and earthy. He has that veneration for " solid facts " which so often is nothing but incapacity to see things in their true dimensions; he has no feeling for the rights of genius; he ill disguises his contempt for a life devoted to the problems of the inner self; he openly betrays the smallness of his ™ Tasso I, 4 ; /. c. 217. " lb. I, 3 ; /. c. 212. 354 SOCIAL FORCES IN GERMAN LITERATURE. nature by begrudging the laurel wreath which Leonora pressed upon Tasso's forehead. In the hostile encounter of the two men Antonio appears as the representative of caste and courtly etiquette; he acts in very much the same way that the average Prussian official of to-day would act when embarrassed by the presence of an erratic advocate of individualism; while Tasso stands for personal nobility and the eternal demands of the human heart. Nevertheless, the leading note of the poem as a whole is by no means the exaltation of the individual. It is rather a note of warning against excessive individualism, a plea for self-restraint, composure, and social endeavour. In this respect Tasso shows himself lamentably lacking. He has as little control over himself as Werther, he has no con- ception of his duties toward society. He whines and whimpers like a spoiled child, when he receives a well- deserved and friendly reproof from the duke for having violated, through his challenge of Antonio, the law of courtly conduct. Tormented by a groundless suspicion that the princess, too, has turned away from him, he completely loses his balance. He raves like a maniac when, as a consequence of his own impossible behaviour, a separation from the princess becomes at last inevitable. The man who from the depth of his bosom called forth a world of transcendent harmony and beauty succumbs in the con- flict with real life. He would end, like Werther, in self- destruction, if here Antonio did not again step info the foreground, no longer as an enemy and riv,al, but as a friendly helper. While Tasso in the conflict with the outer world comes near losing himself, Antonio, as a witness of his struggles, has gained a new insight into the mysteries of the human heart. His own nature is expanded through sympathy with the poor, wayward dreamer ; he is able now to appreciate the inner suffering which is a necessary con- dition of great artistic achievement; he is prepared for a fuller understanding of ideal aspirations. Thus the symphony THE AGE OF THE REVOLUTION. 355 dismisses us with a hopeful and harmonious finale. In the union of Tasso and Antonio we see a symbol of humanity enlarged and heightened, the harmony between the indi- vidual and society is held out as the ideal of the future. The same theme underlies Wilhelm Meisier, next to Faust the most distinctly autobiographical and at the same time the most universal of Goethe's works. As Wolfram's Parzival unfolds before our eyes the highest culture of mediaeval chivalry, as Grimmels- ?^^^^™ hausen's Simplicissimus reveals to us the deep- est misery of seventeenth-century absolutism, so Goethe's Wilhelm Meisier gives us the most complete picture of German society in its transition from ancien regime aris- tocracy to the modern aristocracy of the spirit. No more convincing proof of the outward limitations and the inner fulness of German life at the end of the eighteenth century can be imagined than this book. We of the present day feel more clearly perhaps what Goethe felt when in contrasting himself with Sir Walter Scott he once spoke '" of the vast opportunities offered to the Eng- lish novelist by the glorious traditions and the public life of his country, while he the German, in order to give animation to his picture, was obliged to resort to the most forlorn conditions of society, vagrant comedians and impe- cunious country gentlemen. We feel as though we could not breathe in this atmosphere, as though there was no chance for activity in a social order in which the main interests of modern German life, a national dynasty, a national parlia- ment, problems of national organization, defence, and self- assertion, had no part. We even feel something akin to contempt for these men and women who keep a most *" Cf. Goethes Unterhaltungen mit d. Kanzler Fr. von Miiller, ed. Burkhardt /. 55. — It was in a similar frame of mind that Goethe sought refuge from the hopelessness of contemporary politics in a re- juvenation of the old German animal epic. His Reineke Fuchs (1794) is indeed little more than a paraphrase of the Low German Reineke. 3S6 SOCIAL FORCES IN GEE&IAN LITERATURE. scrupulous account of their own precious emotions, who bestow the most serious consideration upon a host of in- significant trifles, and who, at the same time, only too often are found erring in the simplest question of right and wrong. The curse of dilettanteism seems to lie upon this whole generation. With no great public task before them, with no incentive to stake their hopes and to risk their lives for an all-absorbing common cause, what wonder that they — and the most cultivated of them most conspicuously — should waste their efforts in fictitious interests and unreal schemes, from Wilhelm's delight in puppet-shows to the fantastic symbolisms of the secret brotherhood, from the pietistic self-indulgence of the Beautiful Soul to Theresa's experiments in dress reform and the emancipation of women ? With the exception of Mignon and Philine, the child of the past and the child of a day, there is not a single prominent character in the book capable of forgetting himself and living unreflectively and resolutely for the homely duties of the present. But while this is true, it is also true— and here lies the paramount importance of the novel for its own time as well as ours— that the one ideal running through its pages, the one goal for which nearly all of its leading characters are striving, is this very self-forgetfulness. Not the simple self-forgetfulness of the natural, gregarious man, but the acquired self-forgetfulness of the cultivated, indi- vidualized man, self-forgetfulness as the result of fullest self- development and self-expansion :— this is the beginning and the end of the moral wisdom laid down in Wilhelm Meister. And here we see the inner justification of that peaceful revolution which, as was said before, is reflected in this book: the transition from the class rule of the old hereditary nobility to the freedom of modern intellectual aristocracy. As Goethe himself, the great-grandson of a country farrier, the son of a Frankfurt citizen, had entered and illumined the court of the duke of Weimar, so Wilhelm by sheer force THE AGE OF THE REVOLUTION. SS7 of character and mind outgrows the bourgeois surroundings of his youth and is received into the aristocracy, not in the manner of a social upstart, but as a man the inner fulness of whose life necessarily demands and creates an outward form equally full and exalted. Nothing could be more characteristic of the pre-emi- nently aesthetic drift of German life during this epoch than that Wilhelm reaches his goal by the roundabout way of an actor's career. Nothing could illustrate more clearly the ideal of culture held by Goethe and his contemporaries than the reasons by which Wilhelm justifies his decision to take this step. " I know not how it is in other countries," he says,*' " but in Ger- many no one except a nobleman has an opportunity for attaining to a well-rounded and, if I may say so, personal culture. A citizen may render useful service, he may at best cultivate his intellect ; but his personality will be lost whatever he may undertake. The nobleman through his very associations is forced to acquire a distinguished bear- ing, which in course of time becomes a. natural and dignified ease. As no house is ever closed to him, as he has to pay with his own figure, his own person, be it at court or in the army, he has every reason to be conscious of his worth and to show that he is conscious of it. A certain stately gracefulness in common things, and a species of light elegance in earnest and important matters, become| him well, because he thus proves that he always keeps his equipoise. He is a public character, and the more refined his movements, the more so- norous his voice, the more collected and reserved his whole deport- ment, the more perfect he becomes. For the citizen, on the other hand, nothing is more fitting than a tacit consciousness of the limits within which he is restrained. The question with him is not, ' What are you?' but, ' What have you got? what discernment, knowledge, talent, or riches?' The nobleman gives all that he has to give in the display of his personal qualities, but the citizen cannot and must not give anything through his personality. The former is justified in *' WiU. Meisters Lehrjahre V, 3 ; Werkt XVII, 278 ff. Cf. R. M. Meyer, Goethe p. 255 ff. — The overrefinement of German society of the time is strikingly illustrated by two novels of Goethe's friend Fritz Jacobi, A llwiU (i'!f)2) and Woldemar (1794). Cf. Koberstein /. c. IV, 295 ff. 358 SOCIAL FORCES IN GERMAN LITERATURE. seeming, the latter is compelled to be, and all his attempts at seeming are ridiculous and absurd. The former must do and act, the latter only contributes and procures ; he must cultivate some particular talent in order to be useful, and it is well understood that in his exist- ence there can be no harmony, because in order to render one talent useful he must abandon the exercise of every other, " I must confess that I feel an irresistible impulse to pursue just this harmonious cultivation of my nature, which has been denied to me by birth. My wish to become a public character, and to widen my sphere of attraction and influence, is every day becoming stronger. To this is joined my taste for poetry and everything connected therewith, and the necessity of cultivating my mind in rder that I may come to enjoy only the truly good and the truly beautiful. You will at once perceive that the stage alone can supply what I require, and that in no other element can I educate myself according to my wishes. Upon the stage the man of cultivated mind may display his personal accomplishments as effectively as in the upper classes of society, his bodily and mental endowments must improve in equal proportion ; and there, better than in any other place, can I assume the twofold character of seeming and of actually being." The organic connection, then, of Wilhelm's theatrical experiences with the final aims of his life is perfectly ap- parent. As a necessary stage in his inner development they fully deserve the prominence given to them in the novel. We cannot help feeling that Wilhelm would have been more of a man if it had been given to him to train his powers in the conflict with real life. We^should be more in sympathy with him if the goal of his ambition had been to be a Cassar rather than to act Hamlet, r But we clearly see why this was impossible, and we have no right to apply the standards of our own age to that of Goethe. Our own life would be narrow and barren if we were to lose sight of the ultimate ideal of humanity held out in this work: the fullest and freest development of all human powers. This is an ideal so far removed from selfishness that it may be called the gospel of a secular Christianity. If the teaching of Christ rests on the belief that every in- dividual soul has within it the possibility of salvation, the teaching of Goethe rests on the belief that every individual THE AGE OF THE REVOLUTION. 359 mind has within it a tendency toward complete manifesta- tion of itself. The former preaches the necessity of in- dividual salvation in order to bring about the kingdom of heaven, the latter preaches the necessity of individual self- development in order to raise mankind to a higher level. The former is democratic, the latter is aristocratic; but both are opposed to spiritual tyranny of any sort. To both the inner motive, the mental effort, the moral striving are the things which decide the worth of a man. Both believe in the essential goodness of human nature, which makes it possible for us to preserve our better self even in error and sin, nay, to attain through error and sin to deeper insights and loftier ideals." As if to escape for a while from the perplexing problems of conscious self -culture, Goethe, fresh from Wilhelm Meis- ter, turned to the representation of a life lim- ited in its aspirations, hedged in by tradition, Hermann , ^ J- -^ ,r , , • „ • • nnd Dorothea. but sure of itself and complete m all its innocent simplicity. Hermann und Dorothea is the last and highest outcome of the idyllic undercurrent of eighteenth-century literature, the feeble beginnings of which we observed in the laborious descriptions of nature by Brookes and Haller, and in the Anacreontic trivialities of Hagedorn and Gleim. Until the beginning of the Storm-and-Stress period there was httle either of thought or of life in German idyllic poetry. The full, sonorous strains of Ewald von Kleist's Friihling (1749) were after all without a deeper meaning; The dainty shepherds and shepherdesses of Salomon Gessner's Idyllen (1754-56) were as unreal and fictitious as Rousseau's '' Of the afBnity of Goethe's Wilhebn Meister to Wieland's Agathon we have spoken in the preceding chapter. It is interesting to note that, as Lessing called Agathon the only novel for thinking men, so Schiller said of Wilhelm Meister : " I could not be friend with him who did not appreciate this work" (letter to Goethe, June 19, 1795; Schillers Briefe ed. Jonas IV, 190). — Cf. J. R. Seeley, Goethe Reviewed after Sixty Years p. 120 ff. 360 SOCIAL FORCES IN GERMAN LITERATURE. dreams of the primitive innocence of mankind or the seraphic flights of Klopstock's imagination. Only through the new impulse given by the ' Sturm und Drang ' movement to the observation of everyday life, through the new in- sight afforded by Hamann and Herder into the actual con- ditions of primitive peoples, through the new light shed by Winckelmann and his successors on the moral forces under- lying the ideal of Greek simplicity, above all, through the masterly reproduction of the Homeric world in Voss's translation of the Odyssey (1781), the elements were given for an idyllic poem which, without leaving the firm soil of familiar reality, should at the same time open up a far-reach- ing ideal perspective. In the union of these elements there lies the peculiar charm of Goethe's Hermann und Dorothea. In reading it we feel as if we were looking at a modern and a secular counterpart to one of those wonderful religious paintings in which a Van Eyck or a Memlinc embodied the idyllic side of mediasval Christianity. Memlinc spreads before us a landscape in which we easily recognise the dis- tinguishing features of his own age." We see towering castles on hilltops; cities surrounded by wall and moat, mighty cathedrals looming up in their midst; we see the farmer sowing and reaping in the fields; we see the trades- man laden with his wares, and troops of stately riders on the highway. The meadows are strewn with buttercups and daisies; birds are sporting in the air; flocks of sheep are grazing on the hillside, the shepherds with staff and bagpipe sitting close by. Charming as this familiar and iiomelike scenery is in itself, it yet points beyond itself to a higher spiritual life. The city with its Gothic spires and i<,ibles is Jerusalem; the knights on the highway are the Magi of the East with their retinue, travelling in search of the star of Bethlehem ; and the shepherds are accosted by " The following is a description of some scenes in Memlinc's Seven Joys of Mary, now in the Munich Pinakothek. THE AGE OF THE REVOLUTION. 36 1 the angel of the Lord announcing the birth of the Saviour. In the midst of our own kin there walk the figures of a sacred past; the present is felt as a living part of an end- less eternity. In Goethe's Hermann und Dorothea there is no admix- ture of the supernatural, no heavenly figures mingle here with men. Yet here also, we gain a calming sense of the kinship, and essential oneness of all life. We see, as it were, a living illustration of what Schiller meant by his" Und die Sonne Homers, siehe ! sie lachelt auch uns. Though German to the core, this poem is surrounded with the halo of Greek ideality; though instinct with the forces and problems of actual life, it represents types of a simple and pure humanity. Although it holds itself in the narrow circle of family experiences and village society, it reflects in this narrow circle the great movements of the world's his- tory, the eternal round of decay and growth, of concentra- tion and expansion, of stability and progress. The little village near the Rhine with its peaceful streets, its neatly stuccoed houses and gabled roofs, embowered in its vine- yards and wheatfields, appears to us as a symbol of those sustaining forces of custom and tradition which connect our own life with that of the remotest past. The distant thun.der of the French Revolution, the commotion caused by the passage of the emigrants, the striking individualities standing out among this wandering community, remind us of the equally enduring forces of change and development. Hermann, the chaste, self-restrained youth, the bashful lover, the loyal son, performing quietly the settled duties of each day; Dorothea, the thrifty manager, the ready helper, the heroic virgin, tried in homelessness and adversity, are the typical representatives of those two elemental ten- dencies of human life. Modest and restricted as are the surroundings in which they live, they move before us with '* Der Spaziergang; Sammtl. Schr. XI, 91. 362 SOCIAL FORCES IN GERMAN LITERATURE, the simple dignity of beings belonging to a higher order of existence, and in their final union we gain a glimpse of complete manhood and womanhood." From the sight of this complete, though limited and child- like existence Goethe, now in the fulness of his maturity, returned to the visions which had haunted his ■^P^'^*^*^ youthful years; he resumed his work on Faust. He resumed it a different man from what he was when he began it, when he conceived of Faust as a reckless individualist whose turbulent passion overleaps all bounds of law and tradition, burying in its torrent the dreams of happiness and peace and innocence. In the love of Frau von Stein Goethe had found a safe harbour for his affections; the sojourn in Italy had opened to him the full glory of classic art; the study of Spinoza as well as his own zoological and botanical investigations, in which he anticipated the modern theory of evolution, had confirmed him in a thoroughly monistic view of the world and strength- ened his belief in a universal law which makes evil itself an integral part of the good; the friendship with Schiller had brought him into closest contact with a life which was a far-shining evidence of the power of the mind to assimilate and transform matter. How could a man who had gone through all this, who had himself experienced a complete inner regeneration, how could the poet of Iphigenie, Tasso, Wilhelm Meister, and Hermann und Dorothea resume a theme like Faust without reflecting in it this revolution of his inner self — in other words, without changing Faust from the rebellious realist of the ' Sturm und Drang' years into an ideal representative of struggling and striving humanity ? Among the scenes which reveal this momentous change in Goethe's Faust conception, the most important are the " Cf. W. Scherer's admirable analysis of Hermann u. Dorothea; Gesch. d. d. Litt. p. 568 ; also, V. Hehn, Utbtr Coethes Hcrm. u. Dor, p. 41 £f. 86 &. THE AGE OF THE REVOLUTION. 363 ' Prologue in Heaven,' and the succession of scenes which in the completed First Part of 1808 fill up the gap left in the Fragment oi 1790 between Faust's first monologue and his definite union with Mephisto. The poetic framework even of these scenes can hardly be reconciled with what we should expect from a poem deal- ing with the ultimate problems of modern life. The very- fact that the ' Prologue in Heaven ' was modelled after the beginning of the Book of Job, where Satan amid the sons of God appears before the Lord, shows how little its artistic form tallies with its intellectual meaning. That Jehovah should converse with Satan about the conduct of his servant Job is perfectly consistent with the view of the divine held throughout the Old Testament. The modern conception of God, which Goethe himself per- haps more than any other man of his time helped to disseminate, the conception of the divine as the universal spirit in whom we live, move, and have our being, as the oneness of all forces, the harmony of all existence, this con- ception is so sublime and all-embracing that any attempt to contract it into the visible symbol of a separate personality must of necessity fail. The same, of course, is true of the modern conception of evil. Evil, according to Goethe's own belief, has no positive existence at all. It is merely the negative side of existence. It is the tendency to disin- tegration and annihilation, immanent in all life, and at the time, though in spite of itself, productive of life. To per- sonify evil in Mephisto and to represent him approaching the Lord with the offer of a wager and engaging with Faust in a bargain for his soul, is therefore a most inadequate ex- pression of the modern view of good and evil. We expect to be admitted into the mysteries of a harmonious universe, to see the unity of all life brought out in sweeping outline, and we find ourselves taken back to the mediaeval dualism of heaven and hell. If Goethe's Faust, then, from the highest point of view is 364 SOCIAL FORCES IN GERMAN LITERATURE. seen not to hold what it appears to promise, if it fails to be a complete embodiment of modern pantheism, it certainly is a complete embodiment of the modern idea of personality as related to its social environment. Restless endeavour, in- cessant striving from lower spheres of life to higher ones, from the sensuous to the spiritual, from enjoyment to work, I from creed to deed, from self to' humanity: — this is the / moving thought of the whole drama; and although it is not until the Second Part that this thought assumes its fullest poetic reality, it is clearly outlined even in the First. The keynote is struck for the first time in the 'Pro- logue in Heaven.' We hear that Faust, the daring idealist, the servant of God, is to be tempted by Mephisto, the despiser of reason, the materialistic scoffer. But we also hear, and we hear it from God's own lips, as in Lessing's drama we heard it through a voice from above, that the tempter will not succeed. Evil cannot, in the end, succeed. In its very nature it is a condition of the good. God allows the Devil free play because he knows that he will frustrate his own endeavour. °° Man's active nature, flagging, seeks too soon the level; Unqualified repose he learns to crave ; Whence, willingly, the comrade him I gave, Who works, excites, and must create, as Devil. Faust will be led astray — " es irrt der Mensch so lang er strebt"; but he will not abandon his higher aspirations; through aberration and sin he will find the true way toward which his inner nature instinctively guides him. He will not eat dust. For the second time the message of hope is heard in the ' Angels' Chant ' on Easter Morning. Faust, after the pas- *^ Prol. im Himmel v. 340 ff. The trsl. is Bayard Taylor's.— For the Faust literature cf. GG. § 246. Among the most recent com- mentaries may be singled out H . Baumgart, Goethes Faust als nn- heitl. Dichtung erldutert (iSg3) and Veit Valentin, Goethes Faustdicht- ung in ihrer kunstler. Einheit dargesletlt (1894). Cf. Thomas's ^i. p.yi viifC. THE AGE OF THE REVOLUTION. 365 sionate outburst of titanic feelings in the first monologue, after-the rapturous delight into which the appearance of the Earth-Spirit had transported him, has been hurled back into " Man's uncertain fate." " The fine emotions whence our life we mould. Lie in the earthly tumult dumb and cold. He is. sick and weary. The same man who a short time before reached out into the spirit-world, who felt his own vital force beating in nature's veins, who was at one with the infinite life, is now like the worm, That while in dust it lives and seeks its bread Is crushed and buried by the wanderer's tread. Death seems to him the only salvation. He is just put- ting the poisonous cup to his lips, when the Easter bells and, the song of the angels announcing the resurrection of the Saviour call him back to life.™ Christ ist erstanden ! Freude dem Sterblichen, Den die verderblichen, Schleichenden, erblichen Mangel umwanden. Christ ist erstanden Aus der Verwesung SchoosI Reisset von Banden Freudig euch los ! Thatig ihn preisenden, Liebe beweisenden, Bruderlich speisenden, Predigend reisenden, Wonne verheissenden, Euch ist der Meister nah, Euch ist er da! To Faust this song brings back the memory of his youth, of the years when he could still believe and pray; to us it is at the same time a prophecy of his future, when he himself " Faust I, 638 fi. ™ /*. 737 ff. 366 SOCIAL FORCES IN GERMAN LITERATURE. will rise from the thraldom of self-gratification, when in brotherly love, in work for his fellow men, he will work out his own redemption. For the present, to be sure, his course leads down into darkness. But even on this path of gloom Faust never loses himself entirely. His gaze even here is turned toward the light. Again and again we see his ideal self shining forth through the disguise of sin and despair. From the fatal pleasure-walk where the evil one for the first time joined him, he returns to his study, calm and re- freshed. His spiritual nature has been awakened; he " yearns the rivers of existence, the very founts of life to reach"; he turns to the gospel of St. John and sets himself to translating its opening lines from the hallowed original into his " beloved German." °° Geschrieben steht: ' Im Anfang war das Wort' How can the Word, a mere form, a name of a thing, not a thing itself, have been at the bottom of all things ? Would not: 'In the beginning was the Thought' be a better trans- lation ? Thought, as the essence, the substance, the inner meaning of all life ? But thought is not necessarily crea- tive, thought sometimes remains without external manifes- tation. Why not then: ' In the beginning was the Power ' ? For power implies a tendency toward tangible results, it brings to mind the shaping and reshaping of matter. But power may be something merely mechanical. The formative principle of the universe cannot be merely me- chanical; it must be something living, personal, conscious, active : — Mir hilft der Geist! Auf einmal seh ich Rat Und schreibe getrost: ' Im Anfang war die That! It is clear that as long as Faust adheres to such resolute and manly convictions as these, the evil one has no power " Faust I, 1224 ff. THE ACE OF THE REVOLUTION. 367 over him; and we understand why Mephisto waits for a better opportunity to lay his snare. He finds this opportunity only too soon. Faust relaps- ing into a fit of pessimism curses all the highest joys and ideals of existence. Mephisto, on his part, holds before him the magic mirror of sensual lust, and now at last Faust is ready to make his compact with the devil. Biit even here, nay, here more conspicuously than anywhere else, does the inherent and ineradicable craving of Faust for a life of truly productive endeavour assert itself. His wager with the devil is nothing but an act of despair, and the very fact that he does not hope anything from it shows that he will win it. He knows that sensual enjoyment will never give him satisfaction; he knows that, as long as he gives himself up to self-gratification, there will never be a moment to which he would say: "Abide, thou art so fair ! " From the outset we feel that by living up to the very terms of the agreement, Faust will rise superior to it; that by rushing into the whirlpool of earthly passion and experience, his being will be calmed and purified." Fear not that I this pact shall seek to sever! The promise that I make to thee Is just the sum of my endeavour. Plunge we in Time's tumultuous dance In the rush and roll of circumstance! Then may delight and distress And worry and success, Alternately follow, as best they can: Restless activity proves the man! My bosom, of its thirst for knowledge sated. Shall not henceforth from any pang be wrested, And all of life for all mankind created Shall be within mine inmost being tested: The highest, lowest forms my soul shall borrow. Shall heap upon itself their bliss and sorrow. And thus my own sole self to all their selves expanded, I too, at last, shall with them all be stranded! •" I, 1 741 ff. The last seven lines are found already in the Fragment. 368 SOCIAL FORCES IN GERMAN LITERATURE. This is a pessimism which is bound to lead in the end to the highest form of optimism, this is an individualism which .nust at last develop into the most exalted collectivism. For it would be impossible to have such universal sympa- ihies as these without giving expression to them in a life devoted to the common good of man; and a life thus spent cannot end in despair. The more deeply it is tinged with suffering and sadness, the fuller and deeper its joys will be, and the more firmly will it cling to ideal endeavour as the only true reality. In a subsequent chapter we shall analyze the poetic form which this joyous and all-embracing idealism received in the Second Part of Faust and the other out- Sohiller's growths of Goethe's old age. For the present miuihood. , , , we must return to the last and most mature creations of Schiller, and thus bring our review of the revo- lutionary era to a close. In the same year with the outbreak of the French Revo- lution Schiller wrung from himself that magnificent dithy- ramb, The Artists, in which he for the first time unreservedly and without a remnant of the old ' Sturm und Drang ' bitterness unfolded his view of the onward march of human civilization. Rousseau's concep- tion of an ideal state of nature is here supplanted by the conception of an ideal state of culture. The history of 'mankind is represented as an endless striving for the perfect ^ life; and art, man's noblest and most peculiarly human en- dowment, is held up as the greatest moral and intellectual agency of the world. " Only through the morning-gate of beauty goes the path- way to the land of knowledge." Long before philosophy hazarded its dogmas, an Iliad solved the riddles of fate; long before science discovered the laws of nature, poets and artists divined the secrets of a living universe. Art freed the primitive man from the tyranny of the senses, and THE AGE OF THE REVOLUTION. 369 transformed the gloomy materialism of the savage into a hopeful spirituality." Jetzt wand sich von dem Sinnenschlafe Die freie schone Seele los; Durch euch entfesselt, sprang der Sklave Der Sorge in der Freude Schoos. Jetzt fiel der Tierheit dumpfe Schranke,. Und Menschheit trat auf die entwolkte Stirn, Und der erhabne Fremdling, der Gedanke, Sprang aus dem scaunenden Gehirn. But art stands not only at the beginning of civilization; her highest office lies in the future. Science, industry, commerce, social and political activity, — in short, all other forms of human endeavour appeal only to certain sides of man's nature. Art alone requires the whole man, she alone holds before us a vision of our complete self. Science criticises, art creates;' the one dissolves, the other unites. It is the mission of art to lead modern humanity, disorgan- ized and at war with itself, to that inner harmony of which primitive nature was an early promise, the highest fulfilment of which, however, will be reached through highest culture. Into your hands, then, O artists, is committed the dignity of humankind, with you to sink, with you to rise. Heed, oh heed the sacred trust! Disdain the vulgar and the tran- sient, keep your eyes fixed upon the mountain heights of eternal beauty, point out to your fellows the ideal of a per- fect culture and thus lift them above their own selves into the presentiment of a better, though distant, future.'" Borne on your daring pinions soar sublime Above the shoal and eddy of the time. Far glimmering on your wizard mirror, see I The silent shadow of the agJ to be! ^' In this poem we have an epitome of all the best and "high- est which Schiller's life, so prematurely and abruptly to be " Sdmmtl. Schr. VI, 270. •' R. 278. Bulwer's trsl. 370 SOCIAL FORCES IN GERMAN LITERATURE. ended, has given to the world. Again and again, in his prose writings, in his poems, in his dramas, we meet with this jdeaDf.culture as the source of his finest inspiration. It was this very conception oTTuimairnatufe in its totality which made it inij)ossible for Schiller to accept the Kantian view of duty as neceBsaTily-opposed-to-iasttftctr' "Diesohono jj-qj. Jjj repression, Tjiit in cultivation, -of-tfee^TT- stinct he saw the truly moral conduct. The truest type of manhood he saw, not in the stern ascetic, but in what he called " the beautiful soul," a definition of which term he undertook in the admirable little essay on Grace and Dignity (i793)."-j "Not to perform individual moral actions, but to be a moral being, is man's destiny. Virtue, not virtues, is his task; and virtue is nothing but an instinct for duty. Nature herself by making him a spiritual-sensual being, that is: a man, enjoined upon him not to separate what she united, even in the purest manifestations of his divine self not to forget his sensual self, and to beware of basing the triumph of the one upon the defeat af the other. His moral character is safe only when it proceeds from his whole self as the combined result of both principles. The defeated enemy may rise again, the reconciled enemy is truly conquered." Here we have the constituent elements of a beautiful soul."^ "A beautiful soul we call a state where the moral sentiment has taken possession of all the emotions to such a degree that it may unhesitatingly com- mit the guidance of life to the instinct without running the risk of conflicting with its decisions. A beautiful soul has no other merit than that it is. With an ease and freedom as though it acted only from instinct, it performs the most painful duties of life; and the most heroic sacrifice which it obtains from the will appears as a voluntary offering of " Sammtl. Schr. X, 99 f. — Cf. for the following Kuno Fischer, Schil- ler-Schrift^n III, IV. O. Harnack, D. klass. Aesthetik d. Deutschen. H. V. Stein, Beitr. z. Aesth, d. d. Klassiker. ••' Sammtl. Schr. X, 103. THE AGE OF THE REVOLUTION. 37I this very will." The highest culture has been convertedX into highest nature. J In the Letters on the Esthetic Education of Man (1795) Schiller pursued this thought still further, and undertook to show that, under existing circumstances at least, Briefe nler completeness of character could be reached dieasstlie- only through striving for beauty. From the auto- ^^g \^^ ™^ cratic governments of his time he expected no- Measchen, thing ; nay, he saw in them the sworn enemies of genuine humanity." "When the state makes the office the measure of the man; when it honours in one of its subjects memory alone, in another clerical sagacity, in a third mechanical cleverness ; when in one case, indifferent toward character, it insists only on knowledge,' in another condones the most flagrant intellectual obtuseness if accompanied by outward discipline and loyalty — is it a wonder that in order to cultivate the one talent which brings honour and reward all other gifts of the mind are neglected? To be sure, a genius will rise above the barriers of his profession ; but the mass of mediocre talents must of necessity consume their whole strength in their official existence. And thus individual, concrete life is gradually being annihilated in order that the abstract shadow of the whole may drag out its barren existence." The only hope of the future, then, lies in the inner regeneration of the individual, and the royal way toward this regeneration is aesthetic culture. Man is fully man only in perceiving or creating the beauti- ful. For beauty arises only from the most complete and harmonious blending of the real and the ideal, of matter and form, of nature and freedom. Beauty'" alone imparts to man a truly social character. The pleasures of the senses we enjoy merely as individuals, without the species, " Ueber d. cesthet. Erziehung d. Menschen, Br. 6; /. c. 2go. '^ Cf. Br. 27; /. c. 382 f. Cf. G. Schmoller, Schillers ethischer «. kulturgeschichtl. Standpunkt in his Ziir Littgesch. d. Staats- und So- cial- Wissensch. p. I ff. 372 SOCIAL FORCES IN' GERMAN LITERATURE. immanent in us, taking part in them. Our sensual plea- sures, therefore, we cannot lift into the sphere of the uni- versal. The pleasures of reason we enjoy merely as species, without our individual self taking part in them. Our intel- lectual pleasures, therefore, cannot enter fully into the sphere of personality. The beautiful alone we enjoy both as individuals and as species, that is: as representatives of the species ; and the artist who creates, the public who sympa- thetically receive the beautiful, perform a service for society far greater than the so-called public services of the average diplomat and politician. They are workers for an ideal society which, although it may for ever remain unrealized, is bound to exert, even as a mere postulate, a cleansing and exalting influence upon society as it is ; just as the idea of an invisible church has inspired far nobler movements and brought about far greater revolutions in the history of reli- gious life than all ecclesiastical institutions taken together. From the heights of this conception of a complete human- ity Schiller, in the essay On Naive and Sentimental Poetry Uel)6T naive (1795-96), reviewed the history of literature as taUsohemoht- ^^ expression of this complete humanity, deriv- img. ing from this review an additional proof for his own ideal of art. All poetry as we know it is either naive , or sentimental, that is, reflects the harmony of life either as an existing condition or as a goal to be striven for. Naive poetry corresponds to a state of society where the harmony between belief and reason, between the sensual and the spiritual, has not yet been lost. This was the case in the best time of Greek civilization." "The entire social sys- tem of the Greeks was founded upon natural instinct, not upon artificial reflection ; their mythology even was the in- spiration of a naive feeling, the child of a joyous intuition, not the result of brooding reason, as the religious belief of modern nations is. In harmony with himself and happy •' Ueber naive u. sentimentalische Dichtttng; I. c, 444 f. THE AGE OF THE REVOLUTION. 373 in the consciousness of his full humanity, the Greek had no incentive to go beyond himself except in order to assimi- late the outer world to his own image ; while we moderns, at war with ourselves and disappointed in our experiences of humanity, have no more urgent desire than to flee from ourselves and remove the disfigured form of mankind from our sight." Modern poetry, then, is essentially sentimental, that is: inspired with the idea of a nobler and more com- plete life than that which surrounds us. Our present age, with its artificial class distinctions, with its predominance of the intellect over sentiment, with its conflict between authority and freedom, with its philosophic doubts and its moral problems, is far removed from harmony of life. The completeness of human nature as a living force has no place in modern society. But all the more deeply do we long for this completeness and rejoice whenever we find it. This is the reason why the creations of a naive genius, like those of Homer or Shakspere, move us so profoundly. This is the reason why we delight in the unconscious wisdom of childish play. This is at the bottom of our feeling for the simplest objects of nature, a flower, a spring, a mossy rock."" " It is not these objects, it is the idea manifested in them which we love. We love in them the quietly creating life, the calm working from within, the existence according to one's own law, the inner necessity, the constant harmony with one's own self. They are what we were ; they are what , we are bound to be again. We were nature like them, and our culture by way of reason and freedom is to bring us back to nature. They are therefore, on the one hand, a symbol of our lost childhood, which will be for ever the most precious memory to us ; on the other hand, they are symbols of our highest perfection, which lies before us as the ideal of the future," and the way toward which it is the most sacred office of poetry and art to point out. *8 Ueber naive u. sentimcntalische Dichtung; I. t. 426 f . 374 SOCIAL FORCES IN GERMAN LITERATURE. Let US now see how Schiller's own poetic works, so far as they belong to the period of his highest maturity, — the last ten years of his life, — have fulfilled the mission formulated in his theoretical writings ; let us see how far they are symbols of a complete existence, in what manner they point toward the reconciliation of nature and culture, of matter and spirit, of fate and freedom. In point of time, his lyric and ballad poetry stands nearest Difference ^^ ^^ prose essays. Here perhaps more clearly between than anywhere else do we see the difference be- SoMUeX^''* tween his genius and that of Goethe. Goethe, to lyrics. adopt Schiller's own phraseology, was essentially- a naive poet ; while he himself was essentially sentimental. Goethe, although in closest contact with the manifold pro- blems of a philosophic age and although incessantly at work in building out and adding to the "pyramid of his exist- ence," always retained the inner harmony with himself and the world. His lyrics and ballads, therefore, as the most immediate outpourings of his inner self, are like the naive strains of popular song, unconscious revelations of an un- broken existence. Heine's saying": " Nature wished to know how she looked, and she created Goethe," is perhaps truer of this part of his activity than of any other. Whether in the rhythmic tumult of the Promethean rhapsodies of his youth, or the measured melody of songs replete with the full midday glow of self-possessed manhood, or the sibylr line wisdom of epigrammatic verse reflecting a divine old age; whether in the simple true-heartedness of the Konig' in Thule, or the healthy sensuousness of the Romische Ele- gieen, or the mysterious depth of the songs of Mignon and the Harper, or again in the magic lifelikeness of such visions as Der Fischer, Erlkonig, Zueignung — everywhere we see the welling up of a great soul, drawing its stream of ^^ Reisebilder III, 26; Werke ed. Elster III, 265. Cf. V. Hehn, Gedanken Uber Goethe I, 28 r ff. THE AGE OF THE REVOLUTION. 375 life from the deepest recesses of elemental instinct, and pouring it forth with effortless abundance. Not so with Schiller. With him everything bears the stamp of con- scious endeavour, of moral purpose. What lends to his verse such an irresistible power is not so much the wealth of imagination or the inner affinity with life in all its forms — in both respects he was far inferior to Goethe: it is the con- centrated energy of a mind craving to bridge the chasm be- tween idea and reality, bent on restoring to humanity its lost equilibrium, inspired with the idea of moral freedom. Among his ballads there is hardly one which does not repre- sent in one way or another the conflict between the lower and higher in man, and which does not call upon the will to assert itself against the force of circumstance. Here is the source of the fiery eloquence, the — one might say — martial sonorousness that pervades these poems. "'Tis mind that shapes the body to itself " (Es ist der Geist der sich den Korper baut ) "° — this is what all of them proclaim; whether they exalt the struggle of man with the elements, as Der Taucher ; or victory over self, as Der Kampf mit dem Drachen ; or faithfulness unto death, as Die Biirg- schafis whether they give impressive pictures of national exploits and triumphs, as in Das Siegesfesl j or whether, like Kassandra, Der Ring des Polykrates, Die Kraniche des Ibykus, they reveal the mysterious working of the world- spirit in the forebodings and catastrophes of the human breast. The same is true, perhaps even more emphatically so, of Schiller's lyric and didactic poetry. Here more clearly than anywhere else do we notice the absence in him of that childlike simplicity and sensuousness which is the sign of the highest poetic genius. But we also feel (what Beethoven must have felt when the Hymn to Joy inspired him to one of his sublimest symphonic achievements) that there is a strength of spiritual vision even in the most '»" WalUnsteins Tod III, 13 ; Sammtl. Schr. XII, 295. 3/6 SOCIAL FORCES IN GERMAN LITERATURE. abstruse and esoteric of Schiller's conceptions which give to them a moral suggestiveness and perspective such as is to be found only in the work of the few great men destined to be leaders of mankind toward the ideal life. Not to dwell upon the Song of the Bell, the popular ring and healthy common-sense of which appeal even to the most unsophisticated, while its noble symbolism reveals to the more searching mind the deeper significance and relation- ship of all outer phenomena, — what a wonderful power of giving bodily form to abstract philosophical ideas there is in such poems as Das Ideal und das Leben or Der Spazier- gang ! Well might Schiller write in sending the former to his friend Wilhelm von Humboldt'" : "When you receive this letter put aside all that is profane, and read Das Ideal nnd jjjjg poem in consecrated stillness." For it is das Leben. a consecration song of noblest humanity, an im- perishable symbol of ever active, ever hopeful endeavour. There glows in it the flame of Platonic enthusiasm strangely mingled with Christian resignation and Kantian rigour; there lives in it the modern faith in the attainableness of the ideal through devotion to the needs of actual life. Life is an endless struggle with matter; through work only are we delivered from the slavery of the senses; only the stroke of the chisel wakes from the marble block a beauteous form; truth is discovered only through unremitting self-surrender; the moral law sets us tasks which seem almost too heavy for our feeble shoulders. But the very trials and suffer- ings of mankind bring out its divine nature and insure its ultimate transition to an existence of ideal harmony and beauty, where matter and form are united and where the gulf between the human will and the moral law has been bridged. This is the essential thought of the poem, run- ning in manifold variations through its first thirteen stanzas '01 Letter of Aug. 9, 1795 ; Schillers Briefe IV, 232. THE AGE OF THE REVOLUTION. 377 and then, in the last two, rising to that magnificent image of the apotheosis of Heracles, who, after all the toil and turmoil of his earthly career, at last soars aloft towar