.^w fff^^^^.r^^^f^^ ■?:«WaS- WW B Cornell University f Library The original of tliis book is in tlie Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924031473881 THE APPELLATE JURISDICTION OF THE HOUSE OF LORDS AND OF THE FULL PARLIAMENT BY J. W. GORDON LONDON JOHN MURRAY, ALBEMARLE STREET, W. 1905 Price 216 Net THE APPELLATE JURIS- DICTION OF THE HOUSE OF LORDS AND OF THE FULL PARLIAMENT BY J. W. GORDON OF THE MIDDLE TEMPLE, BARRISTER-AT-LAW " In the Lords' proceedings in judicature is observed also a certain form, which varieth according to the nature of the complaint and the matter complained of, so that no general rules can be given therein, though many judgments have been reversed for errors, whereof there be many precedents." — ^JOHN Selden, Judicature in Parliament. LONDON JOHN MURRAY, ALBEMARLE STREET, W. 190S PRINTED BY HAZELL, WATSON AND VINEY, LD , LONDON AND AYLESBURY. PREFATORY The decision of the House of Lords in the case of the General Assembly of the Free Church of Scotland v. Overtoun,^ . and the practical difficulties and wide- spread dissatisfaction to which that decision has given rise, have made an appeal to the full Parliament necessary. Thejiecessity has, indeed, been recognised by the Government, and a Royal Commission has just produced a report upOn which, doubtless, Parhament will be asked to frame a remedy. A question thus arises of great interest, and of the very greatest consequence, touching the nature of this remedy. Is it to be considered under the form of an appeal from the House of Lords to the full Parliament, and to be framed as a judgment on the merits awarded by Parliament sitting as the final appellate tribunal of this realm ; or is it to be in the nature of ex post facto legislation by the supreme legislature ? It is clear that these two courses are in strong contrast with one another, and that the adoption of the one or the other course must affect not only the procedure to be pursued, but also, and to a very material extent, the line to be followed in discussion and the substance of the remedy to be applied. If the whole merits of the controversy are still open to ' (1904) Appeal Cases, p. 515. iv PREFATORY consideration, and if the decision itself at which the House of Lords has arrived is Hable to be canvassed in a fuller session of Parliament, then there need be no difficulty about applying whatever remedy the law of the land or of Parliament affords for the relief of any such grievance as the appellant party may be able to show. In that case a full discussion of the case in all its bearings — the facts proved and provable, the law of the land, and the larger law of " reason and good conscience " in its bearing on those facts— these matters will all demand consideration ; and legislation, if it be required at all, can only properly be framed when it is fully known what relief the judicial power of Parliament suffices to afford. If, on the other hand, the resources of the judicature are exhausted by the vote of the House of Lords ; if the only question now to be con- sidered is the expropriation — if a case for expropriation can be shown — of the undoubted property of the plaintiffs ; in whose favour the House of Lords decided ; then, no doubt, the Parliament must cut the intractable knot with such rude weapons as it has available for the purpose, and look to the politicians to solve a riddle that will have passed the lawyers' wit. It cannot be doubted that an impression prevails, and is very widely diffused, that the last word has been uttered in the way of the legal discussion and judicial determination of this controversy. The motto quoted from John Selden as a text for this paper that " many judgments " of the Lords' " have been reversed for errors," has probably struck most readers as a strange, if not indeed as an overbold, statement. It is a large part of my purpose in this present collection of precedents to show that it is PREFATORY v a very simple and accurate statement of unquestion- able fact. The materials for this purpose are collected in the chapters numbered II., III., and IV., to which the reader who wishes to get at once to the pith of the paper is referred. For the convenience of such as may desire to study it with the assistance of a discussion of some of the obscurer matters which have to be con- sidered in the perusal of these ancient authorities, an introductory chapter is supplied. The authorities themselves fall into four classes, and are divided accordingly among as many chapters. Thus we have : — 1. The direct and explicit opinions on this point uttered upon various serious occasions by judges and other authors of weight. 2. Declarations and documents having the authority of Parliament concerning the judicial power of Parliament. 3. Particular precedents in which judgments rendered in Parliament have been reversed by judicial Acts of Parliament. 4. Precedents in a more general sense, being examples of judicial authority, not necessarily appellate and not necessarily in conjunction with the House of Lords, in the exercise of which the Commons House of Parliament takes part. CONTENTS PAGE INTRODUCTORY i CHAPTER I OPINIONS EXPRESSED BY JUDGES AND WRITERS OF AUTHORITY 1 6 CHAPTER II DECLARATIONS AND DOCUMENTS HAVING THE AUTHORITY OF PARLIAMENT, CONCERNING THE JUDICIAL POWER OF PARLIAMENT 25 CHAPTER III PARTICULAR PRECEDENTS .... • ■ 35 CHAPTER IV PRECEDENTS IN A GENERAL SENSE 42 The Appellate Jurisdiction of the House of Lords and of the Full Parliament INTRODUCTORY It is very strange that the judicial character of the High Court of Parliament in full session should have become so obscured as it has in recent times, and it is doubly strange that the exercise of judicial functions by the House of Commons should have in a special sense passed out of observation. Certain judicial functions the House does indeed perform to everybody's know- ledge, as, for example, when it investigates and punishes a breach of privilege, or when it considers and passes a divorce bill. But matters of that sort are either of such infrequent occurrence or of such small public interest that it is no wise surprising that they make but little impression on the public mind, and scarcely colour the prevailing conception of the functions of the House. What is surprising is that occasions for the exercise of its judicial functions by the House of Commons are so rare. "The House of Commons is the grand inquest of the nation," said Sir Robert Atkyns, when arguing the case of the Speaker Williams in the King's Bench,^ adopting an aphorism current long before his time, which certainly is no less true at the present day than it was in 1684. The right to bring any grievance, great or small, public or private, to the knowledge of the members of that ' Atkyns, Power of Parliament, p. 40 ; 13 St. Tr. 1415. I 2 INTRODUCTORY House is secured to every individual within the realm by the Act against Tumultuous AssembHes,^ and that right assuredly has never been suffered to lapse by disuse. Yet the fact remains that few people recognise that the House of Commons has any strictly judicial functions at all, and still fewer that the full Parliament is the highest Court of Justice and the ultimate Court of Appeal within this realm. The explanation of this anomaly is without doubt to be sought in the easy working and great success of our subordinate judicial machinery. The widely extended operations of our courts of law and equity leave comparatively few wrongs unredressed, and give rise to few serious complaints of miscarriage of justice. The labours of the Court of Appeal reduce to a minimum the occasions for recourse to the House of Lords, and until the outburst of feeling occasioned by the decision in the Free Church case, there has been in recent years no tendency on the part of the great public to criticise or cavil at the exercise of the Lords' jurisdiction. Miscarriages there have of course been, discussions there have been, and every now and then a keen and sometimes an indignant interest in the proceedings of some court of law. But no insufferable wrong has hitherto, within living memory, called for the exercise of the highest judicial authority, and thus the success of the lesser tribunals has actually so obscured the very existence of the greatest that it has become obsolescent. That explanation, simple as it is, serves from the historical point of view to increase the wonder ; for it cannot be doubted that the success of our judicature in modern times is bound up with the full develop- ment of that very complex system of law which is known as Equity — the rule of reason and good con- science. Now equity, as contrasted with the common law which is the law of the realm, is the law of Parliament, and historically its introduction can be 1 13 Chas. II. St. I. ch. 5, s. 3. ORIGIN OF EQUITY 3 traced to the exercise by Parliament, and particularly by the House of Commons, of those judicial functions which of late have fallen into such remarkable abeyance. To take an instance at random among scores that could be cited. Lord Clynton had accompanied Richard II. in his expedition to Ireland in 1394, and before starting had enfeoffed his friend and legal adviser, William de la Pole, and certain other friends, of his lands in trust for himself and his heirs. Lord Clynton returned, in safety, to find that all his trustees except William had died during his absence. From William accordingly he demanded his property. But William de la Pole refused to re-convey, and held back the land in breach of his trust. The judges were powerless, for the legal title was undoubtedly in William, and the Chancellor was not at that date vested with the large equitable jurisdiction which he came subsequently to exercise. Thus the claimant was by common law without remedy. He therefore invoked the law of Parliament. He showed his grievance by a petition to the House of Commons. The Commons took his quarrel up, as was their wont in those days to take up the quarrel of any man who seemed to be suffering an irremediable wrong. The plain dictate of reason and good con- science was that William de la Pole should be ordered to re-convey in performance of his trust, and the Commons accordingly endorsed their petitioner's request that the King should pronounce a decree in Parliament and by the authority of Parliament in that sense. The decree was made, and so effectively that before the dissolution William appeared at the Parliament and delivered to the Chancellor the deeds of re-conveyance.^ Take another illustration. In the year 1439 Sir Thomas Malefant died in London, his wife, the Dame Margaret, being at the time resident at his country ' Rolls of Parliament, vol. 4, p. 151. 4 INTRODUCTORY place in Pembrokeshire. A scoundrel gentleman, named Lewis Gethei, was his particular friend. Having early notice of Malefant's death, Gethei posted off to Pembrokeshire, and, forging a letter from the deceased knight, he carried it to the widow, and on her proposing to go to her husband he offered to escort her to London. The poor lady, distracted with fears, not only for her husband but also for herself — the knavish gentleman having warned her that her neighbours had conspired to seize her person — collected a bodyguard of her servants, and thank- fully accepted her deceiver for a guide. As they passed near the Welsh border an ambush of the gentleman's hired ruffians fell upon them, beat off the servants, and led the lady captive into the gentleman's own country. There a caitiff priest officiated at a forced marriage, and the lady only escaped from her captor when she had become in the full sense his wife. The judges again were helpless. The marriage, though fraudulent and violent, was a bar to any proceeding by the injured woman at common law. But the law of Parliament, the rule of reason and good conscience, could be invoked. The victim lady petitioned the Commons, the Commons in Parliament petitioned the King in Parliament, and an Act of attainder put the gentleman out of the King's peace and made him a felon and an outlaw, amenable to capital punishment when caught ; while to the lady it gave a right to proceed at law by a writ of rape.' Four hundred years later, in 1827, the Parliament of George IV. passed a judicial Act to deal with a case in all its essential facts the same as the foregoing. By that Act the fraudulent and enforced marriage of Miss Turner with Edward Gibbon Wakefield was annulled, the Parliament confessedly acting in a judicial capacity to give relief upon general principles of equity to a plaintiff who could have no adequate remedy by the ' Rolls of Parliament, vol. 5, p. 14. ORIGIN OF EQUITY 5 law of the land.^ This case brings the exercise of this general judicial power by the House of Commons a long way down towards our own times. It would be difficult to suggest any occurrence since 1827 sufficient to take away from Parliament this ancient jurisdiction, which was then in full activity. But what has in fact relieved the House of the burden of this jurisdiction has been the growth of public business, and the development of the machinery of Government both in Parliament and outside. So early as the time»of Edward III. it was found necessary to delegate the exercise of judicial functions from the King in his Great Council of Parliament to the King in his Privy Council, and at a later date to a Committee of the Privy Council sitting without the King. Thus in the Roll of the Parliament of the twenty-first year of Richard II. we find an entry that at the close of the Parliament of 1397 an act was passed appointing a Select Committee of Lords and Commoners to hear and determine petitions and other matters presented to ParHament, but left over for lack of time ^ ; and later, in the time of Henry VI., such remissions became quite a regular course.' This delegation was facilitated doubt- less by the organisation of the Council Board as a regular Court of Justice in the year 1423, with a quorum of six Councillors — or four if unanimous — and a set of rules for regulating their proceedings.* This Board was to give relief according to the law of Parliament, unfettered by the strictness and limitations of the common law. Thus we have the system of equity overflowing from Parliament, its original source, into ' See the speech of Sir Robert Peel when introducing the Bill into the House of Commons, 17 Hansard, p. 1133. The Act itself is printed in a footnote on p. 21 of Lewin's Northern Circuit Crown Reports, vol. 2. ' Rolls of Parliament, 21 Ric. II. No. 74, vol. 3, p. 368. ^ Vide e^. Rolls of Parliament, i Hen. VI. 21, vol. 4, p. 174 ; 4 Hen. VI. 21, vol. 4, p. 301 ; 6 Hen. VI. 45, vol. 4, p. 334 ; 15 Hen. VI. 33. vol. 4, p. 506. ^ See Rolls of Parliament, i Hen. VI. No. 17, vol. 4, p. 201. 6 INTRODUCTORY this new channel. Later on, when under our Tudor and Stuart monarchs the sessions of ParUament became infrequent and preoccupied with pubhc affairs, this equitable jurisdiction was quite naturally monopo- lised by the Council ; and equally naturally, when the Chancellor, in the person of Wolsey, became by far the greatest member of the Council, he took the exercise of this jurisdiction into his own hands. So it happened that when the jurisdiction of the Council was abolished by the Act for the suppression of the Star Chamber, the equitable jurisdiction itself survived, not- withstanding, in the Chancellor's Court, and, developed subsequently by Nottingham, Cowper, Hardwicke, and Eldon, all great common lawyers, has grown into the system that we know to-day, and with which to-day the common law itself is interfused. But in early times, when the records of ParHament first enable us to understand fully the course of proceedings in Par- liament, we find appeals from the King's Bench and other courts subordinate to Parliament, as also appeals from erroneous judgments given in Parliament itself, brought before the King in Parliament, and dealt with in all respects as ordinary business of that High Court.^ It is then not a little strange that the great tribunal which is the natural home of this system of equity should have ceased to administer it in the capacity of a court of first instance, and even in a very real sense should have ceased to administer it at all. For the House of Lords, constituted for the hearing of appeals, is no longer Parliament in anything but the name. Not only does it consist exclusively of lawyers ; those lawyers are themselves animated by the strictest pro- fessional feeling, and consider themselves as narrowly ' See the Parliament Rolls passim from Edward I. to Edward IV., and for example, Strode's appeal from the Stannary Court, 4 Hen. VIII., c. 8, s. I ; Chamberlayn's appeal from the King's Bench, 32 Hen. VI. S R.Par. p. 449 ; and another, 6 Hen. IV. No. 61, 3 R.Par. p. 558; Atwood's appeal from Judicial Commissioners, 4 Hen. IV. No. 4, 3 R.Par. p. 513. THE JUDICIAL HOUSE OF LORDS 7 bound by the technicalities of the law as if they were judges of the King's Bench. The old breadth of view, which asserted that Parliament is not bound by the law and practice regulating inferior courts/ but is free to apply, without regard to any technicalities, the rule of reason and good conscience, has, for better or worse, disappeared wholly from our modern judicial system. To restore it involves a reconstitution of the Judicial Court of Parliament itself on lines no longer familiar — a recurrence perhaps to the old arrangement under which all the Peers, and the Commons also, took a share in the decision. For the unfettered discretion of the simple rule of equity could not safely be trusted to a small body of administrators, however distinguished. In matters of legislation the rule of conscience still holds. New laws are made because they are believed to embody the rule of reason and pure equity, but upon them all sorts and conditions of members of the legislature vote. In the multitude of councillors who concur in the passing of an Act of Parliament there is safety. Were an equal discretion entrusted to a quorum of three this country would no longer be the home of free men. For the exercise of a supreme equitable jurisdiction the full Parliament is the only imaginable Court. The inconvenience of placing the final appeal in the hands of an insufficient tribunal was forcibly stated by Lord Brougham at a time when the House of Lords for the purpose of appeal might be duly constituted in the single person of the Lord Chancellor or of his deputy. The case which then called for a reform in the pro- cedure of the House was by chance a Scottish appeal, and Lord Brougham pointed the moral by observing that the question of law was " taken from those persons who understood the Scotch law and was to be adjudi- cated by a single individual, who perhaps was as ignorant of the law of Scotland as of the law of Japan." ^ Lord Brougham's dictum would have to be paraphrased ' See below, p. 39. ' 25 Hans. 3rd ser. 1257. 8 INTRODUCTORY to-day by saying that the decision of matters which can only be really settled by the unformulated law of reason and good conscience is by the supineness of the supreme tribunal left in these modern times to the decision of a small board of professional lawyers, so confessedly inadequate to this larger task that they hold themselves bound as strictly as any court of subordinate jurisdiction by the foripulas which have once received sufficient judicial sanction. The free Parliamentary law of reason and good conscience is as much beyond their contemplation as it is beyond their corporate competence. Still, the wonder that this jurisdiction should have passed so completely into abeyance as it has does not grow less as we discuss it. And perhaps it is not necessary to probe it to the bottom. The power of Parliament has certainly suffered no curtailment in recent times, and therefore it follows, if I mistake not, from a consideration of the precedents collected in the third chapter,^ that there is a constitutional power in the Parliament to hear an appeal from the actual judgment of the House of Lords, and to re-try the whole matter in controversy. The aid of the judges and of other lawyers may be invoked upon any points of law in- volved, but at the same time with perfect liberty to brush aside any technical legal difficulties that may hamper the free exercise of the rule of reason and good conscience. In view of that practical conclusion, it does not seem very important to ascertain why this great jurisdiction has of late been so little exercised and so very nearly forgotten. At least, matters of greater importance invite attention. For although it be admitted that the jurisdiction was once in active exercise, and therefore must still subsist in some form, the thought naturally suggests itself. Is not the House of Lords, even mutilated as it has been in recent times, the true heir of the early Parliament and as a matter of pure history the rightful depositary ^ Below, p. 35. THE HIGH COURT OF PARLIAMENT 9 of the ultimate appellate jurisdiction ? The question was indeed much discussed at the Restoration, when under Charles II. the House of Lords resumed its suspended functions, and from the writings of Prynne and others we learn that there is something to be said for this contention. The protest of the Commons, presented to Henry IV. in 1399, is the principal authority cited for this view and the form — agreeing with that protest — in which most of the judgments in Parliament were anciently drawn up. The Commons say that " judgments of Parliament appertain solely to the King and to the Lords, and not to the Commons, except by the King's especial grace ; " ^ and, agreeably with this view, we find judgments in Parliament and other statutes very commonly running in this form : " By the advice and assent of the Lords Spiritual and Temporal and at the request of the Commons." In discussing the significance of these symbols it is important to bear in mind that the capacity of a petitioner is in no wise inconsistent with that of an as- senting party. Thus, for example, in an ordinary suit the plaintiff asks for specific relief, the nature and extent of which he suggests by his pleading. That suggestion of his limits the jurisdiction of the Court. If he puts his damages at ;£'ioo, and the Court awards him ;£'200, the judgment is bad, or would be bad were it not for an accommodating rule which allows him to amend his claim.^ By amending he assents, and by his assent he, although a mere petitioner, establishes the judgment of the Court. Now, applying this principle to the case under con- sideration, we see that the position of petitioner did not at all necessarily shut out the Commons from being assenting parties, and necessary assenting parties, to a judgment in Parliament. And a closer examination of the records shows that this was their true position. In the first place, it is noteworthy that their petitions ' Below, p. 30. ' Knowlman v. Bluett, L.R. 9 Ex. i. lo INTRODUCTORY always specify with exact precision the rehef asked. For example, take the following from the petition of the Commons for the restitution of John Lumley :— "May it please the King our Sovereign Lord of your very abundant grace in this present Parliament ... to grant to your liege John de Lumley, knight, that he may be restored to the name and ability of son and heir of Rauf de Lumley . . . the rebellion and forfeiture of the said Rauf . . . and the judgment given against him notwithstanding. And that," etc. (Here follows a judgment of restitution at full length). This petition was granted in the following form :— To which petition when read and understood an answer was made in the following form : " The King with the advice and assent of the Lords Spiritual and Temporal and at the request of the Commons in Parliament has granted this petition in all points according to what is therein contained." ^ Here, then, there can be no question that the Commons were assenting thereunto. The petition embodied their assent quite as fully as the votes of the Lords embodied theirs. Indeed, the assent of the Commons was actually more influential than that of the Lords, for the Commons by their petition defined the relief to which they assented, while the Lords assented only to what they had no power or oppor- tunity to mould into shape. It would, then, be a great mistake to argue that because the Commons acted, not as judges, but as petitioners, therefore they played an inconsiderable or unnecessary part in the exercise by Parliament of its judicial functions. So far as this illustration goes, it tends to show that on the contrary theirs was the most practically important part of all, for they shaped the judgment to which the King, counselled by the Lords, gave his imprimatur. And that this was at that time the constitutional theory is shown by the most authentic documents. ' Rolls of Parliament, 13 Hen. IV. No. ig, vol. 3, p. 655. THE COMMONS' PROTEST OF 1399 n Thus in the Parliament Roll of Henry V. we have the following entry : — Be it remembered that the Commons delivered to the King our very Sovereign Lord in this present Parliament a petition of which the following is, word for word, the tenour : "Our Sovereign Lord, Your humble and true lieges that be come for the Commons of your land beseechmg on your right righteousness : that so as it hath ever been their liberty and freedom that there should no statute or law be made unless they gave thereto their assent : Considering that the Commons of your land the which that is and ever hath been a member of your Parlia- ment be as well assenters as petitioners that from this time forward by complaint of the Commons of any mischief asking remedy by mouth of their Speaker for the Commons, or else by petition written, that there never be no law made thereupon and engrossed as statute and law neither by additions, neither by diminutions, by no manner of term or terms the which that should change the sentence and the intent asked by the Speaker mouth or the petitions beforesaid given up in writing by the manner foresaid without assent of the foresaid Commons. Considering, our Sovereign Lord, that it is not in no wise the intent of your Commons if it be so that they ask you by speaking or by writing two things or three or as many as them lust but that even it stand in the freedom of your high regality to grant which of those that you lust and to werune the remanent." It is worthy of note that this petition is inserted in the English tongue upon the Parliament Roll. The petition is enacted by the King's especial grace." Again, in 1439 (18 Hen. VI.), we have a petition by the Commons, in behalf of the Percys for the repeal of a proviso appended to a judgment in Parliament in their favour on this very ground :— That the said clause of proviso in the response of the late King and the matter therein contained was ' Rolls of Parliament, 2 Hen. V. vol. 4, p. 22. 12 INTRODUCTORY not comprised in the petition of the Commons, but was entirely the words of the late King.^ The petition was granted and the proviso repealed, so that at this time it was clearly recognised that although the King, with the advice of the Lords, might grant or refuse the relief asked by the Commons, he could not vary from it and substitute for their suggestion a suggestion of his own.^ Other reasons there are which might be adduced for this conclusion if this were the place for an exhaustive discussion of the topic, but enough has perhaps been said to put the reader on his guard against a very natural misconception, and one which has in former times held a great place in the discussion of the constitutional parts of the Lords and Commons respec- tively in the exercise of the judicial powers of Parlia- ment. Enough for that ipurpose is enough upon this point, since whatever may in former times have been the limit of the part which the Commons took in the deliberations of Parliament, it can hardly be doubted that the change of form by which they have ceased to be petitioners and become advisers of the Crown corresponds to an enfranchisement which has made their House in all respects equal in authority with the House of Lords. Whatever they could formerly move by petition they can now move by Bill, and therefore, even if their share in judicial Acts of Parlia- ment had been more subordinate than it was in mediaeval times, these old records would still be authorities for the power of Parliament in its full session to hear and determine private controversies in a judicial proceeding no less than to remedy them by the more circuitous method of legislation. ' Rolls of Parliament, i8 Hen. VI. vol. 5, p. 12. See also the petition of John Scrop, 20 Hen. VI. No. 12, Rolls of Pariiament, vol. 5, p. 42. " At least one instance can be cited of an Act of Parliament passed at the request of the Lords and with the assent of the Commons ; to wit, I Hen. VII. No. 18, 6 R.Par. p. 289. SCHEME OF THIS COLLECTION 13 It has been thought convenient to make a distinction between precedents which are exactly in point to the extent of involving the reversal by Act of Parliament of a judgment delivered by the House of Lords or with the assent of the Lords in Parliament, and other precedents which involve the exercise by the House of Commons of its judicial functions, but not neces- sarily upon appeal from the House of Lords. Accord- ingly, the two classes of precedents have been collected in separate chapters. Concerning the first class no question can well arise. They are on all fours with the present case. Concerning the latter class it is conceivable that some distinction may be made upon either of two grounds. It may be said that (i) instances of appeal from subordinate courts do not establish a right of appeal from the House of Lords, and that (2) examples of jurisdiction exercised in cases of first instance do not imply an appellate jurisdiction. Now to both these objections there is, as I conceive, a very simple answer, and it may be stated in the language of Sir Edward Coke. In respect of all matters which it touches Parliament exercises a juris- diction so " transcendent and absolute " as that " it cannot be confined either for causes or persons within any bounds." With some matters — as, for example, religious belief — it does not interfere at all. But in matters of judicature it always has interfered in the past, and it still does interfere at the present. In this respect, therefore. Sir Edward Coke's rule applies. It is impossible to suggest that the judgment of the House of Lords is not appealable in the full Court of Parliament in consideration of the authority of the judges by whom its judgments are rendered, for that would be to confine the jurisdiction by a consideration of persons; and it is equally impossible to say that this appeal is of a different nature from other judicial questions which the Parliament is accustomed to deal with, for that would be to confine the jurisdiction in respect of causes. If the Parliament is really supreme. 14 INTRODUCTORY and the Supreme Court of Judicature within the realm, then this ultimate appellate jurisdiction cannot be denied to it. But, indeed, the suggested distinction between original and appellate jurisdiction would seem to be unfounded. A false judgment, whether falsified by error as to fact or error as to law, is itself a grievance recognised as such from the earliest period of our legal history, for the relief of which there have always been courts open to the aggrieved party. Very generally the remedy has had to be pursued in a court other than that in which the error has arisen, but this is a rule subject to notable exceptions. Error in Parliament has always been set right in Parliament, because there is no superior court which in that case can give relief. And error in Chancery was in former days redressed upon a bill of review by the Chancellor himself even when the error was his own. To this day there is what is in substance an appeal from a Chancery judge sitting in chambers to the same judge sitting in open court. In like manner a writ of Habeas Corpus refused by one judge may be granted by another. In all these cases the jurisdiction to rehear is in substance an appellate jurisdiction, but it differs in no respect from an original jurisdiction. It means only that the first decision is not conclusive, and that the judge upon the second hearing is bound to consider the case de novo, and is authorised to make an order such as in his unfettered judgment ought to be made upon the merits of the case. This is in effect an appellate jurisdiction, but it is not essentially different from an original jurisdiction, since the first decision, although an incident, is not a necessary incident in the proceedings. A Court of Appeal, properly so-called, cannot .entertain a question which has not been litigated in a Court of First Instance. A superior court can and accordingly we find that in Parhament appeals have sometimes proceeded by way of removing a cause from the cognisance of an JURISDICTION OF FULL PARLIAMENT 15 inferior court into Parliament there to be dealt with without regard to the proceedings already had in the court below. This process of appeal by removal is also well known in the Court of King's Bench, which deals in that way with certain matters from its inferior courts, and it serves to put in a clear Hght the essential identity of the jurisdiction, whether original or appellate, exercised by a superior court. In this view of the matter the exercise by Parliament of an original jurisdiction affords good precedents for its appellate jurisdiction, since we can proceed from the one to the other upon the principle that the jurisdiction of Parliament is so unlimited that not even the plea of res judicata serves to confine it. If a wrong has been done by an erroneous judgment it may be undone by an Act of Parliament. If a wrong done has been established by an erroneous judgment it may be redressed by Act of Parliament, that judgment not- withstanding. In this connection the judgment simply does not count. Every exercise of jurisdiction, therefore, which serves to illustrate the law of Parliament serves also as a precedent for the exercise of its appellate jurisdiction. It is in this view that Chapter IV. has been devoted to precedents having this indirect bearing on the main question here discussed. CHAPTER I OPINIONS EXPRESSED BY JUDGES AND WRITERS OF AUTHORITY Opinions expressed by persons of authority as to the power of the full Parliament to proceed judicially in the consideration and decision of matters in litigation by way of appeal. " Fleta." — The author of Fleta says : — The King has his Court in his Council in his Parlia- ment where, the prelates, earls, barons, principal men, and other men of^ experience {peritis} being present, the doubts of judges are resolved, new remedies are pro- vided for new wrongs, and justice according to his merits is awarded to every man.^ Sir John Fortescue, C.J.^ — This distinguished judge, the author of De laudibus legum Anglice, had the misfortune to be included in an Act of attainder which settled Edward IV. upon the throne. In 1473 he petitioned for a reversal of his sentence, and his petition is set out in the Parliament Roll at the passage above cited. In it he formulates the relief for which he asks, and thus we get in a very striking form the authority of this great judge for the pro- position that a judgment in Parliament is to be set aside " with the advice and assent of the Lords Spiritual and Temporal and the Commons." Hussey, C.J., and the other judges in the Exchequer Chamber in the year 1485.' ' Fleta, book ii. ch. 2. ^ 6 R.Par. p. 68. => Y.B. I Hen. VII. (s) p. 4. 16 FORTESCUE— HUSSEY— COKE 17 5. A question was moved before the Justices— What should be the order of procedure in this Parliament for annulling certain attainders, seeing that many who were in Parliament were attaint. Memorandum that on the first day of the Parliament of King Henry VII. viz. the 7th November of the first year of his reign the Judges assembled in the Exchequer Chamber were of opinion that as to all those who were attaint and were elected Knights of Shires or Citizens or Burgesses in this Parliament the Act of Attainder should first be revoked or annulled and that the said attainted persons should not be present in Parliament at the reversal of the Act and when the Acts of Attainder against them were reversed and annulled they all and every of them, to wit Lords and Commons should appear in their {)laces and then proceed according to law and in their awful persons, for it is not convenient that those who are attaint etc. should be lawful judges. Sir Edward Coke. — Sir Edward Coke, in the 4th Inst. ch. I, p. 36, speaking of the power and jurisdiction of Parliament, says : — Of the power and jurisdiction of the Parliament for making of laws in proceeding by bill it is so trans- cendent and absolute as it cannot be confined either for causes or persons within any bounds. Of this Court it is truly said : Si antiquitatem species, est vetustissima, si dignitatem, est honoratissima, si juris- dictionem, est capacissima. Huic ego nee metas rerum, nee tempora pono. It is clear that in this passage Sir Edward Coke intends to include judicial as well as legislative func- tions. Not only is this the fair meaning of his dictum, that if regard be had to the jurisdiction of the Parlia- ment it is of the amplest, but the same thing further appears from the illustrations which he adduces, for of the examples which he gives as being in point no one is in the nature of what would now be called a public general Act. All are in the nature of private Acts mostly affecting status, while several of them are strictly judicial, being Acts of attainder. i8 OPINIONS BY JUDGES AND WRITERS Sir Matthew Hale. — There is a treatise by Sir Matthew Hale, edited by Francis Hargrave and pub- lished in 1796, under the title, Jurisdiction of the Lords' House. It will be conceded that a treatise on such a subject from the pen of Sir Matthew Hale is of special value, not only by reason of the famous learning of its author, but also in particular because he was, as is well known, a great collector of precedents relating to the subject of his book. And it will be remem- bered in this connection that the edition of the Rolls of Parliament printed by order of the House of Lords in the eighteenth century was, as to a large part thereof, derived from the collection of Sir Matthew Hale's papers existing at Lincoln's Inn. The con- clusion of that learned author upon the present point is expressed in the following passage (ch. xxii.) : — I have before shewn the difference between the plenum parliamentum (consisting of the King and both Houses of Parliament and sometimes applied to both Houses only) and the Curia parliamenti, Curia in parlia- mento coram nobis, and Consilio nostro in parliamento, etc., which are oftentimes intended of the upper House of Parliament, as well as Coram prelatis, pro- ceribus et magnatibus in parliamento. According to this distribution we shall find, especially in ancient records, two kinds of Courts (if I may so call them), wherein errors were examined — ^viz. errors in pleno parliamento and errors examined in the Lords' House. Touching examinations of errors in pleno parliamento and the decision thereof by consent of both Houses, this I call an extraordinary way because of latter ages much disused. The other I call ordinary because it is that method of examining errors in Parliament that now is and for some ages last past hath been most if not altogether in use. Touching the former there are many ancient instances where upon petition of parties unduly attaint or their heirs the records of^ the attainders were brought in plenum parliamentum, and errors assigned and judgments thereupon reversed. . SIR MATTHEW HALE 19 And thus far touching the reversal or affirmance of judgments upon petitions of error in pleno parlia- mento. Somewhat I shall add touching reversal and affirm- ance by writ of error in pleno parliamento which were not in ancient times so usual as petitions of that kind. The only precedent that I find of this nature by writ is that in Rastall's entries — title, " Error in Parle- ment " — which appears to be a writ of error brought, as I take it, in the Parliament of i H. 7 upon a judg- ment given in the King's Bench in the time of E. 4. The writ was to remove the record. Coram nobis in parliamento ut, iitspectis recordo et processu praedidis, nos de concilia et advisamento dominorum spiritualium et temporalium et communitatis in parliamento nostro praedicto existentium ulterius pro erore illo corrigendo fieri faciamus quod de jure et secundum legem et con- suetudinem regni Anglice fuerit faciendum. This writ seems to be the very case of i H. 7. 19. Howerdine's case and the time of its issue and the first letters of some of the names seem to accord with the parties in that record upon which case notwith- standing the judges there agree that the Commons ought not to have a voice, but only the Lords with the advice of the judges. And possibly there might be a new writ brought accordingly. But surely such a writ as this, though not in the usual form that obtained in latter ages, might issue, and upon such a writ the Commons would have been interested in the judgment as well as in the cases of the proceeding upon petition of error above mentioned where the Commons had also a concurrent voice though this hath long been disused.^ The reference in this passage to something " before ' This instance of an appeal to Parliament by writ of error is not in fact unique. A writ of this sort is set out in 4 R.Par. 17 Anno 2 Hen. V. No. II ; and in i R.Par. p. 425, there is a petition by Richard de Bemets complaining of delay in the King's Bench, and praying for a writ to remove the cause into Parliament, so that judgment might there be given " as has before these times been used in the like case." From these examples it would seem probable that appeals to Parliament by writ were formerly much more gommon than Sir Matthew Hale supposed. 20 OPINIONS BY JUDGES AND WRITERS shewn " is an allusion to ch. xxi. of the same treatise, where Hale writes (p. 123) : — Regularly when a judgment is given in such a Court as hath no Court immediately superior to it where its errors in judgment may according to the common law of the land be examined but the Parliament, there a writ or bill of error lies in Parliament. But if by the constitution of the common law it have another superior Court wherein its errors may be examined, it is not to go per saltum into Parliament by writ or petition of error. Particular instances will make the learning hereof more plain. I. As to Parliament itself, if a judgment be given (suppose of attainder or of reversal or affirmance of a judgment) by full Parliament, viz. by the assent of the King and both Houses of Parliament, this, indeed, may be reversed in plena parliamenfo, but cannot be reversed or proceeded upon by way of error in the Lords' House alone. This was the case of Richard Arundell, Rolls of Parliament, 4 Ed. III. No. 13, who petitioned the King and his Council in Parliament (which was plainly the Upper House in Parliament) for the reversal of the judgment of attainder given against his father, but could not be admitted because the judgment against his father feust affirme en parlement. But if a judg- ment of attainder or affirmation or reversal be given in the Lords' House in Parliament, a writ of petition of error lies at another session in the same Lords' House to reverse their own judgment, and possibly it may be done even the same session. Many instances of this nature are, as in the case of Alice Peres of Holt and Burgh of the Earl of Salisbury, and others, for which see Rolls of Parliament, etc." William Camden. — Camden, in the preface to his Britannia, has a chapter entitled " The Law Courts of England," in which he first mentions the Parliament, and after defining it as consisting of " The King, the Lords Spiritual and Temporal, and the Commons," who represent the whole body of the nation, he adds :— " It is not held at fixed times, but called at the King's pleasure as often as there is occasion to consult about SELDEN— BLACKSTONE— HARGRAVE 21 difficult emergencies for the general good of the State, and it is dissolved in like manner by his sole authority. But it has a supreme and sovereign power to enact, confirm, repeal, explain, revive obsolete laws, deter- mine difficult cases between individuals and, in one word, in all matters which respect the good of the nation or private persons " (p. cxliv, Ed. 1789). John Selden. — John Selden, in his treatise of the jurisdiction of Parliament, says, speaking of judgments in the House of Lords : " Many judgments have been reversed for error§ whereof there be many precedents," and he assigns jurisdiction to Parliament in six cases of which the second is " In the reversing erroneous judgments in Parliament." ' This treatise of Selden's is, however, a mere fragment, and breaks off at the conclusion of his first point, so that this statement is not elaborated there. It will, however, be seen from what follows that there is abundant justification in the Rolls of Parliament for Selden's doctrine. Sir William Blackstone. — Sir W. Blackstone, in his lecture on the absolute rights of individuals (Comm. vol. i. ch. i. 4, 4th ed. p. 112), says : — If there should happen any uncommon injury or infringement of the rights before mentioned which the ordinary course of law is too defective to reach there still remains a fourth subordinate right appertaining to every individual — namely, the right of petitioning the Sovereign or either House of Parliament for the redress of grievances. Francis Hargrave. — Francis Hargrave, the learned compiler of the State Trials, and prefacer of Sir Matthew Hale's treatise above referred to, discusses the same subject at length in his preliminary note, and arrives at the following conclusion : — That the lofty appellant jurisdiction which they [the Lords] really possess and exercise was neither so ' Op. Omn. vol. 3, Pt. II. p. 1589. 22 OPINlOl4S BY JUDGES AND WRITERS ancient nor so extensive, nor so pre-eminent, nor so unquestionable as Prynne asserts, but yet is now become firmly fixed upon the solid rock of constitution and is at the same time so high and mighty as to be only supervisable and controllable by the interposition of that full and whole Parliament of which themselves are an integral and essential member.^ Lord Brougham, Lord Lyndhurst, Lord Ellenborough, Lord Wynford. — The opinion of Lord Brougham, Lord Lyndhurst, Lord Ellenborough, and Lord Wynford was clearly expressed by the proceedings had in the House of Lords during the session of 183 1 in con- nection with the appeal in McGavin v. Stewart, a case which fell but little short of being a very modern precedent in point. In that case, a Scottish appeal, the judgment of the House of Lords has been pro- nounced by Lord Wynford, who inadvertently ordered a new trial by special jury. The special jury being unknown to Scottish law, the judgment was found to be impracticable, and to meet the difficulty Lord Brougham presented a Bill to reverse the decision and put the case back for judgment. The first reading was supported by Lord Lyndhurst and taken on October loth, 1831.^ The second reading was post- poned' and the Bill eventually dropped,* it having been in the interval discovered that there was power to drop the word " special " out of the order as drawn up, thus meeting the difficulty.^ Lord Brougham's action was warmly resented by Lord Wynford, and Lord Ellenborough considered it " not expedient " to involve the House of Commons in an Act to correct an error in the judicial proceedings of the Lords; but, although the matter was thus brought into animated discussion, it does not seem to have been doubted by any of the ' Hale's Jurisdiction of the Lords' House, p. ccxxvi. " 8 Hans. 3rd ser. p. 379. ' lb. p. 488. * 16. p. 689. ' Campbell, Lives of the Chancellors, vol. 8, p. 401. BROUGHAM— CAMPBELL— HALSBURY 23 learned Lords who took part in the discussion that the course proposed by Lord Brougham was the constitutional way of getting over the difficulty, and the right way if no easier one could be found. Lord Campbell. — To this opinion may be added that of Lord Campbell, conveyed in his "Life" of Brougham,^ when discussing the outcome of Lord Brougham's judgment in Hutton v. Upfill.^ That judgment gave great offence in legal circles, and was considered to be . such dangerously bad law that Lord Campbell says : — Apprehensions were entertained that an Act of Par- liament would be necessary to set it right. But to save Brougham this disgrace, which he himself once proposed to put upon Lord Wynford, we contrived, dunng the next session of Parliament, by a little strain- ing and ingenuity in a similar case to draw distinctions whereby the law upon this subject was satisfactorily re-established. The case in which this ingenuity was exercised would seem to be Bright v. Hutton,' and it may be noted that Lord Brougham in assenting to the judgment in this latter case makes no attempt to reconcile it with his own earlier decision, which he treats as overborne by the answer given by the judges in the second case. Lord Halsbury. — Lastly, there is the express decision of the House of Lords itself upon the point in the London Street Tramways Co. Ltd. v. the London County Council.* The decision in that case was, as is well known, that a " decision of the House of Lords upon a question of law is conclusive and binds the House in subsequent cases. An erroneous decision can be set right only by an Act of Parliament." The result is so stated in the head note, and perhaps it may be thought that legislation such, for instance, as ' Chancellors, vol. 8, p. 568. » 2 H.L. Ca. p. 674. ' 3 H.L. Ca. p. 341. * (1898) A.C. p. 375- 24 OPINIONS BY JUDGES AND WRITERS the Thellusson Act, which altered the law for the future but left the particular case untouched, is in- tended by these words. But the actual language of the Lord Chancellor in delivering judgment is more precise. He says " nothing but an Act of Parlia- ment can set right that which is alleged to be wrong in a judgment of this House." These words seem chosen for the express purpose of asserting the power of the full Parliament to deal with all kinds of error in the judgments of the House of Lords, and so to cover reversal of the judgment itself as well as of the doctrine of law contained in it, and this view receives strong confirmation from the fact that the learned Lord Chancellor had himself referred in the course of the argument to Lord Brougham's Bill for reversing the judgment in McGavin v. Stewart. This exercise of the jurisdiction of the full Parliament was therefore present to his mind, and cannot well be supposed to be excluded from the fair meaning of his words. The Lords Macnaghten, Morris, and James of Hereford concurred in this judgment. CHAPTER II DECLARATIONS AND DOCUMENTS HAVING THE AUTHORITY OF PARLIAMENT, CONCERNING THE JUDICIAL POWER OF PARLIAMENT The records of Parliament are very clear upon this point, and exhibit a course of procedure which upon the principle cursus curice est lex curice is conclusive as to the jurisdiction of the full Parliament. The follow- ing, among other examples, will be found in point. Receivers and Triers of Petitions. — (i) In a.d. 1310 the Commons laid before King Edward II., at his Parliament held at Westminster in that year, written articles complaining of grievances. The sixth of these grievances is thus expressed :— That the knights, men of the cities, burghs, and other towns who have come to his Parliament at his command representing themselves and their people and who have petitions to deliver for torts and grievances done to them which cannot be redressed by common law, nor otherwise without especial grant, find no man to receive their petitions as was customary in the Parliament in the times of the King our Lord his father, to whom God shew mercy, and hereof they pray grace and remedy. The reply to this complaint is that :— The King wills that in his Parliaments hereafter persons shall be appointed to receive petitions, and that they shall be dealt with by his Council as was accustomed in the time of his father.^ 1 Rolls of Parliament, vol. I, p. 444- 25 26 DECLARATIONS AND DOCUMENTS From that time forward receivers and triers of petitions have been appointed at the beginning of every Parliament. At first, and indeed for a long period of time, the petitions which they received had reference chiefly to private grievances, and were largely petitions of appeal. Speaking of the period from Edward I. to Henry IV. Sir Erskine May says :— During this period the petitions were, with few exceptions, for the redress of private wrongs ; and the mode of receiving and trying them was judicial rather than legislative.^ A large number of petitions were remitted to the Courts of Common Law, because it appeared from their subject matter that they could there be dealt with. Others were sent to the Privy Council or to the Chancellor or elsewhere, and certain, being matters for the most part of grace and favour, were reserved for the King's personal consideration. The residue, a very miscellaneous collection of petitions which it is not possible to place in any single class, were presented for the consideration of Parliament, the reason being that stated in the complaint of the Commons, that they related to grievances which could not be redressed at the common law without a special or other grant. Of this nature, some involved the exercise of original jurisdiction, others of appellate jurisdiction, and among these latter will be found instances, a few of which are cited below, in which the appeal is brought either from a judicial decision of the House of Lords or of the full Parliament itself in an earlier session (below. Chapter III.). The judicial purpose in the appointment of receivers and triers of petitions is expressly stated in the memorandum with which the Parliament Roll of the ist Edward IV. (a.d. 1461) opens, to the following effect :— ' Parliamentary Practice, loth ed. p. 493. RECEIVERS AND TRIERS OF PETITIONS 27 And furthermore the said Chancellor declared how the said Lord the King for the more expeditious administration of justice to those who demanded it had appointed and assigned certain receivers and triers of petitions to be presented in the said Parhament in form as follows.' Thereupon follow the names of the receivers and triers appointed for that Parliament. The functions discharged by the receivers of petitions when their office was not, as now, a sinecure, appear from a proclamation made by them in the year 1305 and preserved in Ryley's Placita Parlia- mentaria ^ : — We do you to wit in behalf of our Lord the King that he wills and commands that all manner of people who have petitions to present to this Parliament shall deliver their petitions to Sir Gilbert de Robiri, to Master John de Cam, to Sir John de Kyrkeby, and to Master John Boussh, or to any of them between now and the Sunday next after this (feast of) Saint Michael at the hour of sunset. For after that hour he has forbidden any petition to be received. " This cry," adds the annalist, " was made in London the Monday next after Michaelmas." It will be easily understood that an invitation in such terms would produce a crop of petitioners with private grievances, and so we find upon reference to the Parliament Roll. Sir Erskine May's authority, quoted above, is perhaps sufficient on this point. It appears, in fact, from the precedents collected in Chapter IV. below, that the redress of private wrongs by processes judicial rather than legislative has con- tinued even to our own times to be one of the indispensable functions of Parliament. The Act for redress of delays in Courts of Justice.'— This Act, after providing for the appointment of ' Rolls of Parliament, vol. 5, p. 461. ' p. 289. ' 14 Ed. III. St. I.e. 5. 28 DECLARATIONS AND DOCUMENTS Commissioners to deal with arrears in the Courts of Common Law, continues thus : — And in case that it seemeth to them [t.e. to the Com- missioners] that the difficulty be so great that it may not well be determined without assent of the Parlia- ment, the said tenour or tenours [we should now say "records"] shall be brought by the said [Commission- ers] unto the next Parliament, and there shall be a final accord taken what judgment ought to be given in such case, and according to that accord it shall be commanded to the Judges, before whom the plea did depend, that they shall proceed to give judgment without delay. The Commons' Protest. — In a.d. 1399 the Commons laid before King Henry IV. a protest and disclaimer of judicial powers which has been much canvassed in later times, and, together with the King's response, constitutes perhaps the most authoritative existing document on the subject of the distribution of judicial functions in the High Court of Parliament. It is perhaps necessary to a proper appreciation of this document to bear in mind not only the con- siderations set out above (pp. 9 to 12), but also the circumstances amidst which this protest was produced. The Parliament of 1399 was the first of Henry IV., and its first business was to settle the succession to the Crown upon the abdication of Richard II. The abdication was indeed an act of doubtful validity. Extorted from a prisoner in the Tower of London, it would no doubt have been repudiated by that prisoner should he ever have regained his liberty, and might be thought wanting in force by such even as desired to uphold it. Probably for this reason it was thought necessary to get rid of Richard's claim by a judicial Act of Parliament, and accordingly, a Parliament having been summoned in Richard's name, his deed of abdication was read and formally accepted by the estates and people present in the assembly. There- upon articles of complaint were exhibited charging THE COMMONS' PROTEST OF 1399 29 the King with misgovernment and misconduct in his Royal office, and the question was put to the estates separately and collectively whether the crimes and defects alleged were sufficient and sufficiently notorious for the deposition of the King. The assembled estates responded by appointing commissioners to proceed with the formal deposition, the commissioners includ- ing a Bishop, as representative of the episcopal order ; an Abbot, as representative of the Church in general : an Earl, to stand for the Dukes and Earls ; a Baron, for the Barons and Bannerets ; two Knights, represent- ing the Knights and Commons of the north and of the south respectively; and two Judges. Chief Justice Thyrning was the spokesman of this body, and declared that they acted in behalf and by the authority of " all the states of this land." Later on, in the same Parliament, a question arose of the safe custody of the deposed King. This question is said upon the Roll to have been submitted to the Lords, who adjudged him to perpetual imprisonment ; but among the " Lords " whose names are subscribed to the judgment are Sir Thomas Erpingham and Sir Matthew Gournay. The former had stood as representative of the Commons of the south on the judicial commission, and the latter, who seems to have been a Commoner of great dis- tinction, since his name is included in the Order of the Garter, concurred in some capacity which cannot now be discovered. Analogy would suggest that he took part in the proceeding as the representative of the northern Commons. On that point, however, the Roll is ambiguous, so that it is now uncertain whether the Commons in this Parliament assembled took any part in consigning the ex-King to prison. It will be further remembered that in the period immediately preceding Henry's accession treason had become a very formidable charge, and that its indirect effects were scarcely less formidable than the punish- ment infficted upon the convicted traitor himself Acts of attainder and the headsman's axe had filled 30 DECLARATIONS AND DOCUMENTS many a noble tomb, but in those days even a dead man's revenge was to be dreaded, for an Act of reversal might always restore to the heir the forfeited estates of his ancestor when his party came to power, and destroy in turn the family which the original attainder had created. It was in such circumstances that the Commons sub- mitted to the newly crowned Henry IV. their protest and disclaimer in the following form : — Monday, the morrow of Almes, the 3rd November, the Commons made their protestation as usual at the commencement of Parliament, and furthermore they shewed to the King that forasmuch as judgments of Parliament appertained solely to the King and to the Lords, and not to the Commons save in cases in which it might please the King of his especial grace to shew them the said judgments, for their ease that no record should be made in Parliament against the said Commons that they are or should become parties to any judgments given or to be thereafter given in Parliament. To this demand of the Commons the Royal answer is thus recorded in the Roll : — " Whereupon it was answered to them by the Arch- bishop of Canterbury at the commandment of the King how the same Commons are petitioners and demanders and that the King and the Lords at all times have had and shall have of right judgments in Parliament in manner as the same Commons have shewn. Save that when statutes have to be made, or grants or subsidies or such matters affecting the common profit of the realm, the King wishes especially to have their advice and consent. And that this order of proceeding be held and observed in all time to come." '■ It will be observed that here, although the Commons were no doubt extremely anxious to escape respon- sibihty for attainders, and especially for the eminently ' Rolls of Parliament, i Hen. IV. 79, vol. 3, p. 427. THE COMMONS' PROTEST OF 1399 31 risky judicial Acts just consummated, by which the lawful King had been deposed and sentenced to per- petual imprisonment, they did not venture to assert complete immunity in their body from any possible share in the judicial Acts of Parliament. They state their case with a saving of such judgments as it might please the King "of his especial grace to shew" to them, thus clearly accepting responsibility for the Act of deposition, which had undoubtedly been " shewn to them." They had voted for it and for the appointment of the judicial commission which pronounced the sentence, and on that commission two representatives of their own order had sat. The King by his answer, compliant although it is in form, lays stress upon this point by asserting his desire, and impliedly his right, to have their advice and consent in the making of statutes and in all matters, such as grants or subsidies, affecting the common profit of the realm. The Act of deposition, but perhaps not the sentence of imprison- ment, was in the form of a statute, and though not a grant, it may well have been comprehended in the class of " matters affecting the common profit of the realm." Among the other Acts settling the succession to the Crown the following may be enumerated as having been judicial rather than legislative in character : — I Rich. III. No. i.^ — This Act is not to be found among the printed statutes, having always been treated as a private Act, although it provides for the settlement of the Crown upon Richard and his heirs. It is judicial in form, and purports to adjudi- cate upon Richard's claim to the Crown by right of inheritance. I Hen. VII. No. 18.^ — This, again, is not to be found among the printed statutes. It is a judicial sentence reversing the last-mentioned Act, by which the title to the English Crown was adjudged to be in Richard and his heirs. It is therefore in the nature of a judgment • Rolls of Parliament, vol. 6, p. 240. ' Rolls of Parliament, vol. 6, p. 289. 32 DECLARATIONS AND DOCUMENTS in Parliament on appeal from an earlier judgment in Parliament, which it reverses and sets aside. The King's title is affirmed by the unnumbered statute— the first of Henry's reign, which is printed under the title of Titulus Regius} 25 Hen. VHI. c. 22.— This is a public Act and printed accordingly, but it is essentially a judicial proceeding to legitimate Henry's marriage with Anne Boleyn and the issue of that marriage. Incidentally it limits the succession to the Crown. Other acts of settlement are here passed over because they are fully legislative, inasmuch as they change the law of succession as well as the title ; but even they may be said to have a judicial aspect, and they serve to illustrate the shading off of judicial into legislative proceedings. The Declaration of the reasons for dealing in Parlia- ment with the case of the Judges and other lawyers who had advised Richard II. that the proceedings of his disaffected Lords were treasonable : — The matter contained herein was so great and so high and so much harm and mischief fell thereof, that is, to wit, some persons dead, some in prison, forfeitures of heritages and disherison, subversion of the law of the land and high estate and great taken because of these forfeitures in great oppression and charge of the common people of the realm, and all bygone and proceeded out of the course of the common law so that by the course of the common law of the Crown and of the land it might not well be redressed nor punished but by the King and by his Lords Peers of his land in this High Court of Parliament. Wherefore all these Temporal Lords thought, etc.^ Declarations as to the right to petition Parliament.— Upon the reception by the Chancellor of Henry VI. of a sealed packet from the hands of Richard, Duke of Gloucester, containing a statement of his claim of title • Rolls of Parliament, vol. 6, p. 270. ' Rolls of Parliament, i Hen. IV. No. 8, vol. 3, p. 451, THE RIGHT TO PETITION 33 to the Crown, that officer asked the assembled Parlia- ment whether it was their will that he should break the seal and read the document in their hearing, or not, to which question they replied : — Inasmuch as every person high and low suing to this High Court of Parliament of right must be heard and his desire and petition understood, that the said writing should be read and heard.^ Another declaration on this subject is recorded in the Journal of the House of Lords on September 9th, 1644. The House then resolved that : — * The House of Lords will receive no private petitions in future but such as cannot have relief in inferior courts of justice.^ Judgments given in Parliament are protected by the oath taken by Peers and others in 1397. — In an attempt to give permanence to the settlement of the affairs of his realm arrived at in the Parliament of Salisbury in this year Richard II. required all the Lords Spiritual and Temporal to swear individually to its maintenance, and subsequently administered the like oath to the Commons collectively. The occasion seems to have been one of great solemnity, the oath being taken in presence of the King after mass, and at the shrine of St. Edward in Westminster Abbey. The substance of the oath was : — Well and truly to hold, support, and stand by all the statutes, settlements, ordinances and judgments made in this present Parliament.' This precedent was followed by Richard's successor in 1406, when again the judgments awarded, equally with the statutes enacted, in Parliament are safeguarded by the oath.* ' Rolls of Parliament, 39 Hen. VI. No. 10, vol. 5, p. 375. ' Jl. H.L. vol. 6, p. 700. ' Rolls of Parliament, 31 Rich. II. No. 38, vol. 3, p. 355. Ibid. No. 89, p. 372. * Rolls of Parliament, 7 & 8 Hen. IV. No. 66, vol. 3, p. 585. 3 34 DECLARATIONS AND DOCUMENTS Reservation in the Act ag-ainst tumultuous assemblies (13 Car. II. St. I.e. 5, s. 3) :— Provided always, that this Act or anything therein contained shall not be construed to extend to debar or hinder any person or persons, not exceeding the number of twenty aforesaid, to present any public or private grievance to any member or members of Parliament after his election and during the con- tinuance of the Parliament or to the King's Majesty, for any remedy to be thereupon had. The title of the printed Rolls of Parliament. — The Rolls of Parliament were printed in 1765 by order of the House of Lords, under the title, Rotuli Parlia- mentorum ut et petitiones et placita in Parliamento. CHAPTER III PARTICULAR PRECEDENTS In this chapter a selection of precedents will be adduced which are conceived to be entirely in point to the present purpose. They comprise three groups, which may be thus described : — 1. A judgment given in the House of Lords, upon the hearing of an appeal from a lower court, reversed subsequently by judicial Act of the full Parliament. These are exact precedents for the present case. 2. A judgment given in the House of Lords, sitting as a court of first instance, subsequently reversed by judicial Act of the full Parliament. These are precedents in a somewhat larger sense, but it is conceived that they cover the point of jurisdiction. 3. A judgment given by authority of the full Parliament, and subsequently reversed by the same authority. These are conceived to be precedents in the amplest sense, as establishing the largest conceivable jurisdic- tion, and on the principle that majus in se minus continet, implying of necessity a jurisdiction to deal in the same manner with a judgment of the House of Lords. It should perhaps be added that this is not an exhaustive list — the search for precedents having been made under great pressure of time, and embarrassed by the singular want of digested materials which hampers every student of the history of our law and legal procedure. 35 36 PARTICULAR PRECEDENTS 1461. 1 Ed. IV. No. 32, 5 R.Par. p. 484. Judgment against the Earl of Cambridge reversed. In the year 141 5 the Earl was indicted of treason before certain judges commissioned by the King's writ (3 Hen. V. 4 R.Par. p. 65), found guilty of treason and sentenced to be beheaded. In the same year the judgment was, upon the request of the Commons in Parliament, affirmed by the Lords of Parliament with the assent of the Duke of Bedford (acting as Viceroy in the absence of the King in France). This, therefore, was a judgment rendered by the Lords in Parliament — not an Act of Parliament, since it was made by the Lords with the assent of the Crown, and not by the Viceroy with the assent of the Peers. By the above-mentioned Act of the full Parliament the judgment is declared to be erroneous, and the verdict, judgment, and affirmation of the judgment are all declared void and repealed. 1455. 34 Hen. VI. No. 40, 5 R.Par. p. 451. Attainder of Sir William Oldhall reversed. This Act reverses a judgment in Parliament against Sir W. Oldhall, which was itself based upon the finding of a jury in the King's Bench. The petitioner got the finding set aside, presumably by a writ of attaint against the jury which had convicted him, and then obtained an acquittal from a second jury. Thereupon this Act was passed to reverse the erroneous judgment in Parhament. 1553. 1 Mar. sess. 2, c. 1. Act reversing the sentence of divorce pronounced against Katharine of Arragon. The sentence annulling Henry's marriage with Katharine was pronounced by Cranmer and confirmed by Act of Parhament. Both the sentence and its THE HOUSE OF LORDS REVERSED 37 confirmation in Parliament are reversed by this Act, which declares the marriage to have been lawful. The Act is printed. 1354. 28 Ed. III. No. 8, 2 R.Par. p. 255. Judgment against the Despensers reversed.' The facts here are somewhat obscure, and it is not possible to say with confidence what precisely was the nature of the judicial proceedings now set aside. Probably it was in the nature of a judgment upon an impeachment, in which case the House of Lords is a court of first instance. What does appear is that in 1330 articles were exhibited in Parliament against Roger Mortimer, and that, having considered these charges, the Peers, " as judges of Parliament," with the assent of the King, found him guilty and passed capital sentence.^ By the above-mentioned Act the judgment is declared erroneous in all points, and chiefly because Mortimer had not been properly accused and heard in his defence, and the judgment is accordingly reversed by Act of the full Parliament. 1397. 21 Rich. IL No. 63, 3 R.Par. p. 366. Judgment of exile against the Despensers and its confir- mation in 1 Ed. III. reversed. The facts here are extremely complicated, and are the more difficult to discover because the record in the earlier Parliament Roll is defective. But a very full recital prefaces the Act above cited, and may be consulted for such information as is now to be had. It appears that judgment of exile had been pronounced against the Despensers; father and son, by the Peers of Parliament, as is alleged, in the King's absence from Parliament, and as is also alleged, and no doubt truly, against his secret will. This judgment was pronounced ' 2 R.Par. p. 51. 38 PARTICULAR PRECEDENTS in — or at least during — a session of Parliament at Westminster in 1341, and was annulled at another session of Parliament held at York in the same year ; but of those proceedings for reversing this judgment there does not appear to be any record except what is to be found in the recitals already mentioned. It may be, therefore, that some doubt existed as to the validity of the proceedings at York. In any case, Thomas Despenser, Earl of Gloucester, obtained by the above- mentioned Act a full reversal by the authority of the full Parliament of the judgment pronounced by the Peers against his father. 1397. 21 Eich. II. c. 12. Eeversal of Attainder. This is a public Act, and is printed in Raithby's edition of the statutes at large. The proceedings leading up to it are highly instructive on many points of the law of Parliament. They were in the nature of impeachment, the accused being the Archbishop of York, the Duke of Ireland, the Chief Justice Tresillian, the Lord Mayor of London, and certain others. The promoters of the impeach- ment were the Duke of Gloucester and certain other peers, themselves, of course, members of the judicial body— that is to say, of the House of Lords. At a certain stage in the proceedings several puisne judges were, on petition of the Commons, added to the number of the defendants, and the proceedings upon the two petitions— of the accusing peers and of the Commons — were consolidated. The Lords summoned as expert advisers the judges, certain sergeants and other common lawyers, and certain civilians. They had first to deal with a preliminary point of law, it being objected that the entire proceeding was irregular and illegal. On this point the lawyers— both common and civil— advised that the objection was well taken, but the Peers nevertheless set it aside with the ruling that :— THE FULL PARLIAMENT REVERSED 39 In so great a crime which touched the person of the King the course should not be carried on elsewhere than in Parliament, and that it belongs to the Lords of Parliament and to their franchise and liberty by ancient custom of Parliament to be judges in such case and of such cases to judge by assent of the King. They furthermore ruled that in a case of so great consequence the trial should not be regulated by the course, process, or order used in inferior courts or places, and that the proceedings in question were good and effectual according to the law and course of Parliament/ Hereupon the Archbishop of Canterbury and the Spiritual Peers withdrew in a body from the assembly, protesting that they would take no part in the discussion of this matter. Eventually, therefore, the verdict and sentence were pronounced by the Temporal Lords only, who, "as judges of Parliament and with the assent of the King," found all the defendants guilty of treason, and sentenced the laymen to be drawn, hanged, and dis- inherited, the Archbishop to lose his temporalities and to be respited for further consideration. The Chief Justice and the Lord Mayor, having the misfortune to fall into the hands of the prosecutors, were produced at the bar of the Lords' House, sentenced, and capitally executed the same day. The other judges, whom only the Commons pursued, were respited by the King and banished to Ireland with small pensions to provide for their sustenance. The special interest of this case, apart from the many questions of Parliamentary law which it raised, lies in the fact that the offence charged against the judges was that of having subscribed to an unsound opinion on certain points of law when consulted by the King. The decision against them in the House of Lords was that the opinion so expressed was contrary ' Rolls of Parliament, vol. 3, p. 236. For another decision in the same sense, see i Hen. IV. No. 79, 3 R.Par. p. 427. 40 PARTICULAR PRECEDENTS to law, and the charges of treason and criminal pro- ceedings were only accessories lending emphasis to this decision upon the points of constitutional law involved. The reversing Act above cited sets out the questions put to the judges, and the answers by them given, and affirms their opinion, disallowing and reversing in its turn the judgment on these points of the House of Lords. The Act, therefore, is much more than a mere Act of restitution, and shows conclusively that on a dry point of law the ultimate appeal is not with the House of Lords, but with the full Parliament. 1354. 28 Ed. III. No. 15, 2 R.Par. p. 257. Judgment against the Earl of Arundell reversed. The judgment which in this case is reversed is contained in an Act of Parliament, and an Act which related to others beside the Earl. The words in that statute "touching the death and destruction" of the Earl are declared to be "void, erroneous, and null." His heir is rehabilitated. 1475. 14 Ed. IV. No. 31, 6 E.Par. p. 132. Conviction of felony against Henry Bodragan and Richard Bonethon reversed. Thomas Nevill accused the above-named of having attacked his tin-mine in Cornwall with a band of rioters and robbed him of his ore. On this ground he promoted a Bill in Parliament for giving him an extra- ordinary remedy, out of the course of the common law, by which the investigation of the charge was to be taken away from a jury and confided to justices ; the accused were to be summoned by proclamation to appear, and if they failed to appear they were to be ipso facto convicted of the felony charged against them. The Bill passed ; the accused made default of appear- ance, and accordingly became felons by the Act of Parliament. Later, in the same session of Parliament, THE FULL PARLIAMENT REVERSED 41 they succeeded in showing that the charge was trumped up against them, and obtained relief by means of this reversing Act. 1485. 1 Hen. VII. No. 16, 6 R.Par. p. 288. Reversal of the Attainder of Hen. VI. and others. The attainder by Act of Parliament of the late King was one of the earliest Acts of Ed. IV. (5 R.Par. p. 478). That Act is by this reversing Act declared to be " an inordinate, seditiqus, and slanderous Act," and repealed accordingly. Acts of attainder against the Duke of Bedford and others are reversed by the same statute, and are denounced as having been passed by reason of their " true and faithful service " rendered to their rightful King. 1662. 13 & 14 Car. II. c. 29. Reversal of Strafford's attainder. Here the judgment reversed is a Parliamentary judgment, but not upon any form of appeal. The original judgment is reversed for errors duly alleged. These instances may suffice to show that the ultimate appeal is in all cases to the full Parliament ; and, indeed, that position can hardly be called in question when it is realised that the full Parliament is a court of justice. That conceded, there can be no question that its jurisdiction is, as Sir Edward Coke says, " Capacissima," and includes the power of reversing all courts whatsoever, the House of Lords and itself included. CHAPTER IV PRECEDENTS IN A GENERAL SENSE It has above been shown that the problem of setting right an error in a judgment of the Parliament, whether delivered in the House of Lords or embodied in an Act of Parliament, is no new thing, and that it is regularly dealt with by a judicial Act of the full Parliament. Since the proposition so stated seems to be a cause of astonishment to many people who might be supposed to be fully informed upon the point, it is conceived that it may be useful to exhibit, in the form of a very brief synopsis, the immense amount of judicial work which has been done in the past and still falls to be done in the regular course of Parliamentary busi- ness by the King in his High Court of Parliament. One word only need be premised. In dividing the work of Parliament between its legislative and its judicial functions the following is the criterion which has been here adopted : — An Act of Parliament is a judicial Act if it is enacted ex post f ado to provide a remedy for a mischief which has actually occurred. An Act of Parliament is a legislative Act if it is enacted ex hypothesi to provide against, or to provide a remedy for, a mischief which is apprehended. So apportioned, the judicial work of Parliament comprises : — A. In present common use. 1. Divorce Acts. d. net. A TREATISE UPON THE LAW OF COPYRIGHT IN THE UNITED KINGDOM AND THE DOMINIONS OF THE CROWN, AND IN THE UNITED STATES OF AMERICA Containing a full Appendix of all Acts of Parliament, International Conventions, Orders in Council, Treasury MInutes, and Acts of Congress now in force By E. J. MacGILLIVRAY, LL.B., Cantab. Of the Inner Temple, Barrister-at-Law ; Member of the Faculty of Advocates in Scotland. Medium 8vo. 25J. net. 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