Olorn^U Ham ^rliaol ffiibrarn Cornell University Library K 235.M34 1885 Elements of law considered with referenc 3 1924 017 803 333 Cornell University Library The original of tiiis book is in tine Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924017803333 eORTIELL LAV/ LIBRARY ELEMENTS OF LAW MARKBY HENRY FROWDE Oxford University Press Warehouse Amen Corner, E.G. €htinltian ^nss ^mts ELEMENTS OP LAW CONSIDERED WITH EEPEEENCE TO PRmCIPLES OF GENERAL JURISPRUDENCE WILLIAM MARKBY, D.C.L. LATE A JUDOE OF THE HIGH COTTET OP JUDIOAIUEB AT CALCUTTA EEADEE IN IHDIAIT LAW IH" THE USITEEBITT OV OXBOED PELLOW OF ALL SOULS OOLLEGJE, AND FELLOW OF BALLIOL COLLEaE THIRD EDITION AT THE CLAEENDON PKESS M DCCC LXXXV [ All rights reserved ] 'C"^ .•^ ^l3^ PREFACE TO THE FIRST EDITION. I HAVE explained, in a place where it is likely to receive more attention than in a preface, the object of this book, and the use which I intend to be made of it. I have now only to add a word or two as to its form and its arrangement. Its form is that of Lectures : and in fact a good deal of what the book at present contains formed part of a series of Lectures delivered to a. small class of Hindoo and Mahommedan law students in Cal- cutta, in the year 1870. It would have cost me no additional trouble to divest the book of that form, but I have preserved it, for this reason : — it enables me to speak in the first person, and thus to show more clearly than I could otherwise do, how far I have depended on the labours of others, and how far I must take the whole responsibility of what I have said upon myself. The arrangement is obviously defective ; and. this, in a work which professes to be a contribution (however small) to the scientific study of law, is VI PREFACE. a serious admission. But I do not think it possible to enter here into an explanation of the cause of this defect. I have indicated it very partially, in one particular, in some observations made in the course of the work. What I maintain is, that when a work is written on English Law, which is complete in point of arrangement, the long series of labours which are now just commencing will have been brought very nearly to a conclusion. London, October, 187 1. PEEFACE TO THE THIED EDITION. I find that there is still a demand for this book which justifies me in publishing a third edition. It is very far from being as complete as I could wish, but I have made some additions and modifications which I hope will be found to be improvements. Oxford, Ajpril, 1885. CONTENTS. PAGE INTEODUCTION ix CHAPTEE I. General Conception of Law i CHAPTEE II. SoTJECBs 01' Law ,5 CHAPTEE III. Pbesons and Things ^y CHAPTEE IV. Duties and Eights oo CHAPTEE V. On the Expeession of the Law . . . . log CHAPTEE VI. The Ceeation, Extinction and Teansfbr of Legal Relations 112 CHAPTEE VIL The Aeeansement of the Law . . . . 149 Till CONTENTS. PAGE CHAPTEE VIII. Ownership 154 CHAPTEE IX. Possession 177 CHAPTEE X. Easements and Peopits-a-peendeb . , , , 203 CHAPTEE XI. Secueitt 212 CHAPTEE XII. Acquisition oi- Owneeship .... 234 CHAPTEE XIII. Pebsceiption 264 CHAPTEE XIV. Liability 293 CHAPTEE XV. Liability foe Beeach of Contract . . . . 298 CHAPTEE XVI. Liability foe Toet 322 CHAPTEE XVII. Geounds of Non-liability 346 CHAPTEE XVIII. Succession 31,1 CHAPTEE XIX. Sanctions and Eemedies 403 CHAPTEE XS. Peocbdueb 416 INTRODUCTION^. In order that this work may accomplish, to any extent, its very limited object, it is absolutely necessary that it should be understood from what point of view of the study of law it is written, and what is the particular use which it is intended to serve. For this purpose it is necessary to bear in mind that, until very lately, the only study of law known in England was that preparation for the actual practice of the pro- fession which was procured by attendance in the chambers of a barrister or pleader. The Universities had almost entirely ceased to teach law; and there was nowhere in England any faculty, or body of learned persons, who made it their business to give instruction in law after a systematic method. Nor were there any persons de- sirous of learning law after that fashion. Forensic skill, skill in the art of drawing up legal documents, and skil- fulness in the advice given to clients, were all that was taught, or learnt, by a process of imitation very similar to that in which an apprentice learns a handicraft, or a schoolboy learns a game. This method of training produced its natural results. The last rays of learning seemed to be dying away from English Law with the old race of conveyancers and pleaders; the only lawyers of eminence who were un- disturbed by the bustling activity of the courts. The Chancery lawyers as a rule have retained a higher standard b X INTEODUCTIOSr. of culture than those of the Common Law Bar ; and at both Bars there always were, and still are, to be found many men of eminent attainments in all departments of knowledge. But the law itself is, at present, little in- fluenced by these attainments, and no one would venture to assert that they lie in the direct path of a successful professional career. This is not the place to consider the effect of this decay of legal learning, and exclusively ' professional ' training, either upon the profession itself, or upon the law, or upon the judges who adminiister the law. Wor is it the place to consider the causes which have led men to seek for a higher standard of legal knowledge, and thus to a revival of the demand for a systematic education in law, apart from professional training. All I have now to take notice of is that, as a natural consequence of this demand^ the Universities of Oxford, of Cambridge, and of London, are taking active steps to re- constitute the study of law as part of their course. But it is only with the earliest, and what I may call the preliminary portion of a lawyer's education that a University has to deal. Towards imparting directly that professional skill of which I have spoken above, no Uni- versity or Faculty of Law can do anything whatever. That must be done elsewhere, and at a later stage. I am indeed one of those who are persuaded that the skill in question will be at least more easily acquired, if not carried even to a higher point than it has at present reached, after such a preparation and grounding as a University is able to give. . But the only preparation and grounding which a University is either able, or, I suppose, would be desirous to give, is in law considered as a science ; or at least, if that is not yet possible, in law considered as a collection of principles capable of being systematically arranged, and resting, not on bare authority, but on sound logical deduction ; all departures INTRODUCTION, XI from which, in the existing system, must be marked and explained. In other words, law must be studied in a University, not merely as it has resulted from the exi- gencies of society, but in its general relations to the several parts of the same system, and to other systems. But it is not sufficient simply to take a resolution to teach law in this way. Experience shows that to establish a study on this footing we must have books and teachers specially suited for the purpose. At present, of the first we have scarcely any. I do not wish to say a word in disparagement of the books which are now usually read by students ; I only wish to observe, that with two or three notable exceptions, which cover, however, but little ground, they belong to that period of the study of English Law which is now passing away, and that they are only suited to assist in the acquisition of professional skill ; this being the object which master and student have hitherto kept steadily and exclusively in view. The first two or three generations of those who take to the study of law after the new fashion will undoubtedly find this a considerable difficulty in their way. It must be many years before the scattered rules of English Law are gathered up and discussed in a systematic and orderly treatise; and for some time to come students of law will find themselves obliged to work a good deal with the old tools. Nor does it follow, because these tools are not quite perfect, that they are to be discarded as useless. The actual state of the English Law on a variety of sub- jects is laid down with clearness, brevity, and precision in several elementary works ; and though it is very easy to exaggerate the use of acquiring a knowledge of the exist- ing rules of law ; though this knowledge, standing alone, is only part of the skill of which I have spoken above, and will always be far better acquired in a barrister's chambers than in the lecture room of a professor; though this knowledge is emphatically not that which is the chief Xli INTRODUCTION. object of the preliminary training which I have now under consideration, — yet the existing law is (if I may use the expression) the raw material upon which the student has to begin to work. Being told that the law contains such and such a rule, it will be his business to examine it, to ascertain whence it sprang, its exact import, and the measure of its application. Having done so, he must assign to it its proper place in the system ; and must mark out its relations with the other parts of the system to which it belongs. This will require a comparison with analogous institutions in other countries, in order to see how far it is a deduction from those principles of law which are generally deemed universal, and how far it is peculiar to ourselves. For this purpose some acquaintance with the Roman Law will be at least desirable, if not abso- lutely necessary ; because the principles of that law, and its technical expressions, have largely influenced our own law, as well as that of every other country in Europe ^. It is for students of law who occupy the position indicated in the above observations that this book is intended, and I repeat that it is absolutely necessary that those who use it should bear this in mind. I have pre- sumed that they are in the course of making acquaintance with the more elementary rules of English Law ; that they are desirous to understand those rules, and to know something of their origin and relation ; not merely to use them as weapons of attack or defence. This difficult, but by no means uninviting inquiry is the one in which I have made some attempt to assist them. ^ This is the great dif&oulty of Indian law students. They can hardly be expected to make themselves generally acquainted with the Roman Law. But I do not think that it is at all impossible for them, even with a very slight knowledge of Latin, to obtain a useful insight into some of its leading principles. Being most desirous to render some assistance to this class of students, I have simplified, as much as possible, the references to the Roman Law. ELEMENTS OF LAW. CHAPTER I. GENERAL CONCEPTION OP LAW. 1. Law is a term which is used in a variety of different General meanings ; but widely as these differ, there runs throughout ^f law. ' thfem all the common idea of a regular succession of events, governed by a rule, which originates in some power, con- dition, or agency, upon which the succession depends. 2. The conception of that law which we are about to Part of the consider — the law of the lawyer — is contained within and "f ""poj-y^ forms part of the conception of a political society. FuUycal sooietj. to develope the ideas comprehended under the term political society would regfiirca very long discussion. Nor is this full developemeu^najtfssary for our present purpose. 3. For this puij^Bit is sufBcient to observe some of its Character- most striking AaflHI ; and one that mainly distinguishes poyticar « political sooiCTy^Rwn other associations of men is, that^""«*y- in a political societ^Bfc«i»mber, or a certain definite body of members, possesses the absolute power of issuing com- mands to the rest, to which commands the rest are generally obedient. 2 GENERAL CONCEPTION OP LAW. [Chap. I. 4. It is desirable to observe that this, though a charac- teristic of a political society, does not belong to it ex- clusively, so as to serve as a definition of it. Though not, however, a distinguishing characteristic of a political society, it is a marked and conspicuous one ; just as the habit of walking erect is a marked and conspicuous characteristic of the human race. But, in the same way as animals other than man have been known to walk erect, so societies other than political ones are known, of which the members are in the habit of obedience to a ruler, who is acknowledged to have the right to issue and to enforce his commands. The association called a 'family' has existed in many countries, and possibly still does exist in some, in such a form that, just as in a political society, the members of it are in the habit of complete obedience to its head, who has the ab- solute right to enforce, and actually does enforce, that obedience. What 5. It is the body of commands issued by the rulers of a iBsued in a political Society to its members which lavfyers call by the political name 'law.' There are only two small and very insignifi- sooietyare •' .< o laws pro- cant classes of the commands so issued which are not laws, called. Very rarely notifications in the form of commands are issued by the rulers of a political society, which are nevertheless not enforced : as, for instance, rules of rank and precedence in society, orders to wear mourning when a great person dies, and so forth. These are no part of law in our sense of the term. So also the rulers of a political society some- times, but very rarely, address a command to a particular individual or individuals by name. Such occasional and specific commands are not properly comprised under the term law, which, as we have said, involves the idea of a general rule, applicable to all cases which come under a common class. Laws de- 6. Austin considers that there are two other objects in- and laws eluded within the province of jurisprudence and called laws, laws* '°^ which are, nevertheless, not commands ; namely, declaratory Sec. 4-9.] GENERAL CONCEPTION OP LAW. 3 laws, and laws which repeal laws. But, as it seems to me, every such law, if it is addressed by the sovereign one or number to its subjects generally, is a signification of desire and is imperative, falls under Austin's conception of law : though it may only be a complete law, that is, a complete command, when taken in connexion with some other sig- nification of desire. There are, no doubt, cases in which it is somewhat tedious to work out the ways by which a particular form of expression may be brought under this conception, but I am not aware of any cases in which the difficulty is insurmountable^. 7. Most of the orders issued by the sovereign through Orders the ordinary legal tribunals are not strictly laws, being w^^^^j.^^. commands addressed to individuals by name. But though "^'^• these commands are not laws, the tribunals which issue them are called legal tribunals, the action of such tribunals is comprised under the general term law, and persons en- gaged in the business there transacted are called lawyers. And these terms are correct. For though the commands ultimately issued by these tribunals are addressed to indi- viduals by name, they are for the most part not original commands, but the pre-arranged consequences of other commands, which are general, and which are therefore law. 8. A special - order of forfeiture of property made against Orders of ,., .1 j.r TIT forfeiture. a particular person as a punishment tor open rebellion, though it may be in form an act of parliament, is not a ' law. Nor are the acts annually passed by parliament for appropriation of the revenue laws properly so called. 9. We thus arrive at a conception of the term law which Summary may be summed up as follows. That it is the general bodyt;o„of j^^, of rules which are addressed by the rulers of a political ' Mr. Frederic Harrison gives a number of such cases in an article in the Fortnightly Keview, No. 143, N. S., p. 684. But he adds (p. 687), ' I am far from saying that Austin's analysis of law cannot be applied to all these cases.' B % 4 GENERAL CONCEPTION OF LAW. [Chap. I. society to the members of that society, and which are generally obeyed. Sovereign- 10. The aggregate of powers which is possessed by the *''' rulers of a political society is called sovereignty. The single ruler, where there is one, is called the sovereign ; the body of rulers, where there are several, is called the sovereign body, or the government, or the supreme government. The rest of the members of a political society, in contradistinction to the rulers of it, are called subjects ^. This con- 11. That this is the true conception of law is now pretty kwe^stab- well established; though it is only very recently, and after lishedby jjjuch discussion, that all the obscurity in which the con- ception was involved has been swept away. The subject has been elaborately discussed by Austin in his lectures on the ' Province of Jurisprudence ' ; and I have only stated his conclusions^. These conclusions have been since gener- ally accepted by English jurists, and many of them rest upon arguments drawn from Austin's celebrated predecessors, Hobbes and Jeremy Bentham. Austin 12. What, however, Austin's predecessors do not appear guiahed to me to have fully apj)rehended, at least not with that sure and firm grasp which proceeds from a fuU conviction, is the distinction between law and morals. We find, for example, that Bentham, when drawing the line between jurisprudence and ethics, classes legislation under jurisprudence ^, whereas, as Austin has shown*, it clearly belongs to ethics. Austin, * by establishing the distinction between law and morals, not only laid the foundation for a science of law, but cleared the conception of law and of sovereignty of a number of '■ The Queen of England is sometimes called the sovereign, but this is only out of courtesy. The ruling power of Great Britain and her depen- dencies is the sovereign body, consisting of the Queen and the Houses of Parliament. The use of the word 'Sovereign' as a title of honour, not expressing exactly any political condition, is now very conmion in Europe. ^ See the first, fifth, and sixth Lectui'es. " Bowring's ed. vol. i. p. 148. * Lecture v. p. 177. law from morality, Sec. 10-13.] GENERAL CONCEPTION OP LAW. 5 pernicious consequences to which in the hands of his pre- decessors it had been supposed to lead. Laws, as Austin has shown 1, must be legally binding, and yet a law may be unjust. Resistance to authority cannot be a legal right, and yet it may be a virtue. But these are only examples. Into whatever discussion the words ' right ' and 'justice ' enter we are on the brink of a confusion from which a careful observance of the distinction between law and morals can alone save us. Austin has shown not only what law is, but what it is not. He has determined accurately the boundaries of its province. The domain he assigns to it may be small, but it is indisputable. He has admitted that law itself may be immoral, in which case it is our moral duty to disobey it ; but it is nevertheless law, and this disobedience, virtuous though it may be, is nothing less than rebeUion. 13. Austin's conception of law and of sovereignty does not Austin's depend upon the theory of utility discussed and advocated by of law not him in his second, third, and fourth lectures; as the inter- ^^P®?lj.®"* position of that discussion into an inquiry to which, strictly o^ any moral speaking, it does not belong, has led some persons erroneously theory, to suppose. Austin was a utilitarian, and made an attempt (which seems to me to be creditable, though it has not been treated with much respect) to show that utilitarianism is con- sistent with the belief in a Divine providence. But in truth Austin's conception of law and sovereignty does not depend upon any theory of religion, or of morals, or of politics, what- soever. It might be accepted by a Hindoo, by a Mahom- medan, or by a Christian; by the most despotic of monarchs or by the staunchest of republicans. All that Austin postulates is that there cannot be two independent sources of legal authority in one and the same community. By sources of legal authority I mean sources from which laws derive their imperative force. There may be any number of sources whence we may receive suggestions as to what law is or ought to be. There may ' Lecture vi. p. 275. 6 GENERAL CONCEPTION OF LAW. [Chap. I. be any number of standards by which we estimate conduct or the moral quality of laws. But there can only be one authority giving force to law. If any one asserts that a double authority is possible, then he must view law and sovereignty otherwise than as Austin has viewed them. There can- 14. As far as I am aware no one ever has asserted in direct sources of language that there can be two sources of legal authority in thOTitTia ^^® ^^'^ ^^^ ^^^® community. But it is not rare to find this the same tacitly assumed. It is an assumption made very frequently by commu- _ _ uity. conscientious persons who make a desperate eflFort to reconcile their hostility to a particular form of authority with a general respect for the law. Moreover, colour is not unfrequently given to this assumption by the language even of those who themselves exercise sovereign authority. They frequently speak as if they were themselves servants of some higher power. In every sense, except the legal sense, this is true, and in every aspect, except the legal aspect, it is of the highest importance. And it is only on comparatively rare occasions that the legal view, which is somewhat galling to the subject, and sounds rather arrogantly in the mouth of the sovereign, has to be put forward. Appeals are constantly made to the law of God, the law of nature, and the law of morality, as if these were superior codes to which all human laws are subordinate. The whole body of the people, or some particular class of them, claim to have immutable and im- prescriptible rights, that is, rights which the sovereign authority cannot abrogate. Sometimes a priesthood wiU claim supremacy in matters in which religion is concerned. Some- times a despot will go so far as to tell his own subjects that they are themselves supreme.^ These are convenient phrases, but they do not mean that there are two really independent forces. This may be seen by observing what takes place when a member of the community from a mere assertion of inde- pendence proceeds to disobedience. The sole and exclusive ' Seethe French Constitution of 1848, Chap. i. Art. I. 'La BOUverainetiS r&ide dans I'universalitd des citoyens fran9ai3.' Sec. 14, 15. J GENEKAL CONCEPTION OF LAW. 7 supremacy of the sovereign authority, the government, must then be asserted and maintained. If this assertion cannot be made good, either the society falls to pieces, or the seat of government is changed 1. 15. Although, however, no one, in England at any rate. Criticisms has put forward any conception of law and sovereignty which concep- conflicts with that of Austin, his conceptions have been sub- *'°^ oflaw, jected to a good deal of criticism, some of which I think it element of will be useful to notice. It has been more than once observed that Austin gives somewhat excessive prominence to the element of force, which (it is admitted) is contained in every law, but which is very often so far in the background that it requires a good deal of efibrt to discover it. That the force by which law is sanctioned does remain very much out of sight is undoubtedly true, and the forms of legal procedure have been, as I shall show hereafter, affected by this circum.- stance. So too it is true that many laws do not even bear the external form of commands ; in fact, very few do so. We may turn over page after page of the statute-book and not find an imperative passage. But at the same time it is impossible that law should exist without force, and it is desirable in the analysis of law to bring into prominence this feature of it, for the very reason that it might otherwise be overlooked. It is also desirable that we should be re- minded that (as Mr. Harrison says)^ it is this force which causes every declaration of the sovereign to be something which is ' not advice, nor an ideal, nor custom, nor an example of any kind,' but an imperative command, as much as any article of the penal code. ' This is the real issue between that party in the Church of England which is called High, and that party in the Church of Rome which is called XOtramontane, on the one hand, and civil governors on the other. No govern- ment could concede the claim of the church to independence except with the intention of resuming the concession whenever it seemed desirable. It may be prudent to temporise with such claimants, but no real concession of what they ask can ever be made to them, unless they are prepared to rule. " Fortnightly Review, No. 143, N. S., p. 688. 8 GENEEAL CONCEPTION OF LAW. [Chap. I. Austin's 16. It has also been pointed out^, and it is no doubt oHaw isTu true, that by pushing our inquiries into remote periods, or abstrac- ^y castins: our observation upon associations of men which tion. J n have scarcely settled down into order, we may find com- munities in which the conception of law and sovereignty as set forth by Austin is difficult to realise. This, I think, is what we might expect of a conception which pretends to scientific accuracy. It was scientific accuracy above all which Austin was seeking for, in order to render a ' philosophy of law possible ' ; and in this he is thought to have succeeded. Even if it could be shown, as doubtless it might be shown, that there exist, or have existed, communities in which Austin's conception of law and sovereignty could not be realised by any efibi-t, still this would not eflPect its value. We are familiar with scientific conceptions which never have been and never wiU be realised, the conceptions of geometry for example, from which nevertheless we evolve the most important truths. I do not of course mean that the devia- tions of actual society from Austin's conception of it are not of the highest importance both historically and politi- cally. We should commit the most fatal errors if we did not perpetually bear them in mind. But I do not think they affect either the truth or the value of Austin's con- ception. That is the conception towards which political societies constantly tend, unless they tend to disruption. Kules of 17. A different, and to my mind a far more serious, criti- which are cism of Austin's conception of law and sovereignty lies in but !^r^' *^® observation that there are many rules of conduct which enforced by are treated as binding, and which are enforced iust like other legal tribu- , , , . , nalB. laws, but which nevertheless do not proceed from the sover- eign authority at all. This is boldly asserted by Bentham, who accordingly divides laws into real commands and ficti- tious commands'^. But, as he then proceeds to argue that all laws which are not real commands, that is, which do ' See Maine's Early History of Institutions, Lect. xiii. passim. ^ Eowring's ed. vol. i. p. 263, «. ; vol. iii. p. 223. Sec. 16-18.] GENERAL CONCEPTION OP LAW. 9 not proceed from the sovereign authority, ought to be at once got rid of, his view does not help us. The assertion I have to meet is that there are rules of conduct, and these not rare and exceptional ones, but abounding in every system and recognised by judges, which do not answer to Austin's description of laws as being commands issued by sovereign authority. This is a different kind of objection to that stated above, namely, that some laws do not Jail within Austin's conception, because they are not imperative in form. The objection is the graver one that they do not proceed from the sovereign authority. It is pointed out, for example, that courts called courts of equity exercise systematically a corrective and supplementary jurisdiction avowedly based not upon law but upon morality : that aU courts acknowledge the validity of custom ; that all English courts administer law which the sovereign never heard of and which they manufactm-e for themselves ; that all courts, whether called courts of equity or not, to some extent try the actions of men, not by a standard fixed by the sovereign, but by their own estimation of prudence, honesty, skill, and diligence. It is urged that whilst, on the one hand, it would be impossible to deny that the courts acting as I have described administer law, on the other, there is no possibility of bringing the law so administered under the conception of a command issued by a sovereign. 18. Austin has, in part, forestalled and answered this ob- Austin's jection. With regard to any rule which emanates from at^n^^t^g judge he has pointed out ^ that a judge is merely a minister ?«*io» 9^ with delegated powers, and any rules made by him, so longnals. as he acts within his delegated authority, are as much com- mands of the sovereign power as if they had been issued by itself. With regard to customs, which the judge does not make but only applies, he asserts ^ that until applied they are moral rules only, and that the judge transforms them into legal rules by the same authority as that under which he 1 Lect. xxix. p. 547. ' Lect. xxx. p. 560. 10 GENEEAL CONCEPTION OF LAW. [Chap. I. How far the sove- reign com- mands what he permits. Rules of conduct applied by courts of equity ; and by courts of common law. makes rules which are not suggested by custom. Any judge permitted to make rules he considers to be tacitly empowered to make laws. 19. This answer, so far as it goes, seems to me to be complete. The point at which it has been most strongly attacked is the assertion that the sovereign's acquiescence is equivalent to a command: and if Austin intended to state, broadly and generally, that ' everything which the sovereign permits he tacitly commands,' the assertion is, no doubt, untenable ^. But, as it appears to me, Austin does not say this, nor was it necessary for him to say this. He does not say 'whatever the sovereign permits to anybody,' but ' whatever the sovereign permits to a judge ' : nor does he even say ' whatever is permitted to a judge,' but ' what- ever is permitted to a judge to order, and is enforced by sovereign authority when it is ordered.' This is what I understand Austin to say is equivalent to a command issued by the sovereign authority itself. Nor does this seem to me to be an extravagant assertion. 20. As regards morality, Austin's opinion seems to be that courts of equity do not now, at any rate, enforce morality as such ; that the notion of courts of equity being courts of conscience is obsolete, and that the rules upon which courts of equity proceed are as much rules of law as any which prevail in ordinary courts^. In the ordinary courts he con- siders the attempt to introduce morality as a basis of decision to be limited to a single decision of Lord Mansfield's, which he thinks deservedly failed ^. 21. Austin does not consider the case of courts of common law enforcing rules of conduct founded upon considerations of honesty, prudence, skill or diligence. It is not unlikely ' Maine's Early History of Institutions, p. 3^4. ^ Lect. xxxvi. p. 640. ' Lect. V. p. 224. The decision here referred to is probably that of Lee V. Muggeridge, reported in Taunton's Reports, vol. v. p. 36. It is frequently quoted as a decision of Lord Mansfield, but it was really a decision of Sir James Mansfield. Sec. 19-33.] GENERAL CONCEPTION OF LAW. 11 that if he had done so here also he would have said — ' these which you call rules of conduct are really rules of law. It makes no difference that they are rules which men generally think that they ought to observe apart from law. The judges have adopted them and the sovereign enforces them ; and upon the principle stated they are, therefore, law.' 22. It is obvious that these answers all depend upon theAuetin'g assumption, first, that the judge has a delegated authority tion of the to make rules of law, and secondly, that, in requiring that ^"^^ "" ?^ the actions of men should conform with any rule of conduct nals inauf- which he approves, he means to lay down a rule of law. That judges in England can and do make law no one can deny. Take for example the action of judges in regard to what is called 'undue influence.' Morality suggests that when one person stands in a confidential relation to another, as his legal or spiritual adviser, he should take no advantage of his position to obtain any pecuniary benefit for himself. Judges have transformed this rule of morality into a rule of law as binding as an act of parliament ; and hundreds of similar instances might be given. 23. Accepting, however, Austin's explanation as sufiicient in such cases as this, I do not think it solves the whole dif- ficulty. There are, I think, cases which go further, and in which rules are adopted and acted upon by judges, which have not hitherto existed as law, and which judges do not even pretend to make law by acting upon them. In other words, I think judges constantly arrive at a point at which they refer to a standard which is not a legal one. This takes place frequently in modern English law. But if we look fiirther afield, if we look at the earlier English law, or to modem continental law, we shall find the same, perhaps even a larger, importation into decisions of matter which is not legal. The very notion that a rule can by any possibility be transformed into law by judicial recognition is quite a modem one even in England, and nothing of the kind has ever been recognised except in England, and in countries 12 GENERAL CONCEPTION OF LAW, [Chap. I. which have formed their legal system under the influence of England. This I shall explain more fully hereafter; it is sufficient for the present to indicate the fact which is indisputable. And yet we find that everywhere judges unhesitatingly refer to the principles of jurisprudence as generally recognised, to the principles of equity, and to the guidance of common sense. And they take their guidance as willingly from these sources as from any other. Not, how- 24. This admission seems to place the disciple of Austin sary'to i^^ ^ difliculty. It seems to show that Austin's conception of modify his ^^^ jg j^^^ adequate even as applied to modem English law, conception ^ -"^^ a ' of law. and that it is equally inadequate if we look into our own past history, or into the condition of law in other countries. In short, it seems to show that Austia's conception of law fails as a general or scientific conception. Judges fre- 25. The difficulty, however, appears to me to be created without hy an erroneous assumption. It is always assumed when an analysis is made of a judicial decision that it consists of two parts only, a finding of the facts, and an application of the law to the facts so found. There is perhaps a sense in which this language may be justified^, but under this lan- guage there generally lies an assumption which is certainly erroneous ; namely, that when the judge has ascertained all the events which have occurred, and which in any way bear upon the matter in dispute, he has nothing left to do but to apply the law. 26. This conception of a judicial decision, as the mere application of rules of law to events which have occurred, may possibly be an ideal which we ought to endeavom- to realise. It was, no doubt, Bentham's ideal, and I should feel disposed to say that he wasted a great part of his life ' Speaking of courts in which cases are tried before a jury, it is sometimes said that all questions are questions of law or questions of fact, meaning thereby that all questions are questions for the judge or questions for the jury. Of course in this sense the statement is obviously true. I have discussed this subject in an article in the Law Magazine, 4th series, vol. ii. p. 311, to which I beg leave to refer. law. Sec. 24-27.] GENERAL CONCEPTION OP LAW. 13 and mucli of his vast intellectual power in endeavouring to realise it too hastily. But the history of law shows a very different conception of a judicial decision. We are in the habit of considering law as the very essence of judicial action. It is worth while to reflect to how large an extent tribunals have existed, and do exist, without law. We may see this easily enough when a rude and turbulent people is being gradually brought round to peaceful and orderly habits. This I shall show more at length presently. But I will exemplify it now by one of the most modem codes of Europe. Art. 4 of the French Civil Code contains an express provision that the judge who refuses to give a decision upon the ground of the silence or the insufficiency of the law is guilty of an offence, for which the penal code by Art. 185 renders him liable to a fine of two hundred francs. Yet the French judge cannot issue any repentinum edictwm or fall back, as an English judge can, upon the inexhaustible ' common law.' Curiously enough, the very next article of the Civil Code, the fifth, expressly prohibits judges from pretending to lay down general rules when giving their decisions^. Under such circumstances one might imagine that a French judge would abandon himself to some such indolent maxim as protit res incidit, and give a merely negative decision. Not at all. He refers to what he calls ' la doctrine et la juris- prudence.' He looks at the case from what he calls the ' point de vue juridique.' He relies on the 'prineipes gen^raux de droit,' or ' le bon sens et I'equite.' And he does this not because the rules thus vaguely referred to are law, or because he can make them so, but because, like a sensible man, he prefers them to his own unassisted judgment. 27. The extent to which judicial tribunals can act, and Function are obliged to act, without law, becomes still more apparent to regulate ' Code Civ. Art. 4 : ' Le juge qui refasera de juger sons pr^texte du silence, de I'obscurit^, on de I'insuflBsance de la loi, pourra etre poursuivi comme coupable de d^ni de justice.' Art. 5 : ' H est d^fendu aux juges de prononoer par Toie de disposition g^n^rale et r^glementaire sur les causes qui leur sont soumises.' 14 GENEEAL CONCEPTION OF LAW. [Chap. I. as well as when we go back to the early history of law. We may disputes^ easily reach a time when we find a species of rude tribunals in action without any law at all. In a very interesting lecture upon the primitive forms of legal remedies^, Sir Henry Maine has shown that many ancient forms of pro- cedure may be analysed into disorderly proceedings, which some one steps in to regulate. So too the early history of most Teutonic nations reveals to us a stage at which for the simple struggle between the opposing parties there was substituted a combat under fixed rules. The contrast becomes most striking when we find, as in our own early legal history, the judges of a regular court prescribing the rules and con- ditions of a combat, and even present at and presiding over it. We read in our Law Reports how the judges of the Court of Common Pleas used to attend iu person at the day and place appointed for the combat, attired in their scarlet robes, and accompanied by the sergeants-at-law^. The long series of cases to be found in our reports upon wager of battle terminates with one which was decided as late as the year 1819. The incidents of that case from a juristic point of view are not a little remarkable^. One Thornton was tried for the murder of the sister of Ashford, and was acquitted, whereupon Ashford, being dissatisfied with the ver- dict, ' appealed ' Thornton for the murder. Thornton replied that he was not guilty, and that he was ready to defend himself against the charge by his body; in other words, that he was ready to fight Ashford. To this Ashford replied that Thornton was not entitled to 'wage his battle,' be- cause, under the circumstances (which were stated), his guilt was manifest. At this point the case was submitted to the court of Queen's Bench, and the judges, after a very long argument, decided that Thornton was entitled to his wager ' Early History of Institutions, Leot. ix. ^ See a very full report of a combat which was arranged to take place but which went off because one of the combatants failed to appear, in Dyer's Keports, temp. Elizabeth, p. 301 a. ^ See the report in Barnewall and Alderson's Reports, vol. i. p. 405. Sec. 27-29.] GENERAL CONCEPTION OF LAW. 15 of battle. They doubted, however, whether Ashford had not lost his appeal by contesting, upon invalid grounds, Thornton's right to his wager of battle, instead of ac- cepting his challenge at once : and upon this point, which was reserved, judgment was never given. All through the case was argued upon precedent and authority, precisely in the same way as if the Court had been trying an action of trespass, or upon a bill of exchange. And yet the only substantial question before the Court was, whether the parties should be remitted pretty nearly to the position of a couple of savages belonging to different tribes who had accidentally quarrelled. 28. Cases like these famish most interesting examples of the way in which law can accommodate itself to circum- stances. In the same way as a judge does not refuse to act, because he cannot find or create a rule of law applicable to the dispute, so he does not refuse to act, because the dis- pute is not altogether under his control. It is in this way that the law recovered inch by inch the ground which it had lost in turbulent times. After the fall of the Roman Empire there was a step backwards, and private warfare superseded regular judicial procedure. Still the law was not wholly efiaced. It regulated the combat which it would not suppress. So too the vitality as well as the pliability of law is well illustrated when we find a jury defending their verdict by their own bodies, or a magistrate demanding satis- faction for a contempt of court in precisely the same terms as if he were resenting a personal insult. 29. It being understood, therefore, that the function of a Judges and ^'udge is not only to apply law to ascertained facts, but to|,"thgo decide or to put in train for decision every dispute which comes outside the before him, we are now prepared to consider the position of a judge who, having two litigants before him, finds that one of them has done something which is contrary to the habits, feelings, or opinions of the society to which the parties belong. Is there any rule of law which binds him to the decision of 16 GENERAL CONCEPTION OF LAW. [Chap. I. the case in a particular way? If there is, he must apply it whatever he or others may think of the propriety of it. But if there is not, he must still give a decision : and he will naturally decide against that party whose conduct has been unusual or unreasonable, or dishonest, or negligent. If, as Austin seems to say, there are in all such cases rules of conduct which judges have transformed into rules of law caiit qmestio, our assumption that the judge has gone outside the rules of law is unfounded i. But if it be admitted, as I think it must be admitted, that judges frequently resort to a standard of conduct which, according to Austin's conception of law, is not a legal one, then I say that the mere fact that a judge refers to such a standard does not compel me to conceive law so as to include it. If a jadge comes to a decision by drawing lots, or after inspecting entrails, or by causing the parties to submit to some ordeal, or the terrors of an oath, or to a trial of strength and skill, we do not think it necessary to say — it would simply throw all notions of law into confusion to say — that these matters were aU thereby brought within the province of jurisprudence. The judge in such cases, as in every case in which he makes any order, delivers, it is true, a particular command : but this particular command is not exclusively founded upon law ; it may be founded upon chance, or upon the result of a combat, or upon some indication of the divine will and pleasure, or upon the judge's own notion of what is right and expedient. 30. The power which English judges have of making rules of law when they want them makes it sometimes difficult to say precisely, when they are importing rules of conduct into law, and when they are going outside the rules of law ands making use of the rules of conduct which they find elsewhere for the purposes of their decision. Consequently there are many rules made use of in English courts of justice which ' There are a vast number of broad and general presumptions whicli judges make use of, such for example as potior est conditio possidentis, semper prfi,esumitur pro negaute, &c., which are rules of law, but none of these may- be applicable. Sec. 30, 31.] GENERAL CONCEPTION OF LAW. 17 hoTer between law and morality i. Of course such a doubtful condition could only exist in English law. But, nevertheless, it so happens that we can see as clearly in the English courts as in any other the operation of rules of conduct which are not law because of the separation of the functions of decision between judge and jury. When a case is being tried by a judge with the assistance of a jury, the rule which assigns the respec- tive duties of these two parts of the tribunal directs the judge to decide questions of law himself, and to leave to the jury ques- tions of fact. Nothing is said as to how questions of conduct are to be decided ; but they are, in practice, always left to the jury, unless and until the judge chooses to take any particular question out of the province of the jury by applying to it a rule of law. To say, therefore, that a standard is to be applied by the jury is the same thing as to say that the standard is not a legal one. But the non-legal standard is in fact also applied in courts in which there is no jury, and the nature of the standard does not depend upon the person who applies it ^. 31. It is a rigorous deduction from Austin's conception of Sover- ... 1/. eignty not law that the sovereign authority is supreme, and irom a capable of purely legal view absolute. Bentham^ has also maintained i™*^'°"^ this, and Blackstone * has been forced to admit it. No doubt ' There was at one time a struggle to establish a rule of law as to whether it was a breach of duty for the servants of a railway company to call out the name of a station before a train had reached the platform : for a time it seemed likely to be recognised that this was a matter of law, but it is now settled that each tribunal must determine in each case what is reasonable. See Bridges versus North London Railway Co., Law Eep. Eng. and Fr. App. vol. Va. p. 213. ' It may be suggested that since tribunals can act without law (which they certainly can conceivably do), law is not a necessary element in the conception of a political society. It is doubtless possible to conceive a political society with tribunals for settling disputes without law ; but, as I consider that it would be the inevitable tendency of such a society to develope law, I do not think that what is said above (§5 t sqq.) as to the conception of a political society requires modification. " Fragment on Government, s. 26; vol. i. p. 288 of Bowring's edition. * Blackstone says (Commentaries, vol. i. p. 48) of governments, that, 'however they began, or by what right soever they subsist, there is and must be in all of them a supreme, irresistible, absolute, uncontrolled au- 18 GENBEAL CONCEPTION OF LAW. [Chap. I. we commonly speak of some governments as free, and of others as despotic ; and it would be idle to deny that these terms have important meanings ; but they do not mean, as is often assumed, that the powers vested in the one are, in the aggregate, less than the powers vested in the other. As Bentham has pointed out, the distinction between a govern- ment which is despotic and one which is free turns upon circumstances of an entirely different kind : ' on the manner in which the whole mass of power, which taken together is supreme, is in a free state distributed among the several ranks of persons that are sharers in it ; on the source from whence their titles to it are successively derived ; on the frequent and easy changes of condition between governors and governed, whereby the interests of one class are more or less indistinguishably blended with those of the other ; on the responsibility of the governors ; on the right which the sub- ject has of having the reasons publicly assigned and canvassed of every act of power that is exerted over him.' But, if we once admit that all law proceeds from the sovereign body, to speak of the authority of the sovereign body being limited, or of its acts being illegal, is a confusion of terms. Limitation 32. There is only one limitation of sovereign authority by express . . conTen- which Bentham thinks possible ; namely, ' by express conven- tion.' I am not at all disposed to underrate such restrictions, but it seems to me that their value is political rather than legal. They serve as a guide to a conscientious man when he is considering whether he ought to resist authority. Bentham has elsewhere^ shown the futility of attempting to create irrevocable laws, and there must be, therefore, some body which has the power to revoke, or, in exceptional eases, to set aside even the most fundamental rules ; and in that body the supreme authority will reside. Hence it is that very often what was intended as a restriction upon thority, in which the jura sammi imperii, or the rights of sovereignty, reside.' ' Bowring's ed., vol. ii. p. 40I. tion. Sec. 32-34.] GENERAL CONCEPTION OP LAW. 19 authority really operates as a re-distribution of power. For instance, it was no doubt intended to limit the authority of the President and Congress of the United States, by the fifth article' of the Constitution. But it is Austin's opinion, that the effect of that article is to place the ultimate sovereignty in the States, taken as forming one aggregate body, and to render the ordinary government, consisting of the President and Congress, as well as the States' governments, taken severally, subordinate thereto^. 33. There would still be this peculiarity in the United States' Constitution, that the ultimate sovereign power was generally dormant, and was only called into active existence on rare and special occasions. This is not inconsistent with sovereignty, or with our conception of a political society ; but it is a peculiarity. And the exact nature of the American Constitution may possibly, in relation to certain questions of international law, become a topic of further discussion. 34. It is this peculiarity in the American Constitution which Functions gives the Supreme Court of the United States its apparently Supreme anomalous character. Of course, whatever may be the effect ^°"''*».^P™^ ■' lar politi- of the Articles of the Constitution upon the question, whether cal. the sovereign powers of the President and Congress are delegated or supreme, those provisions would fall far shoi^t of the object they were intended to secure, if there were not '■ This article provides that Congress, whenever two thirds of both Houses shall deem it necessary, shall propose amendments to the Constitution, or, on the application of the legislatures of two-thirds of the several states, shall call a convention for proposing amendments, which, in either case, shall be valid to all intents and purposes, as part of the Constitution, when ratified by the legislatures of three fourths of the several states, or by conventions in three fourths thereof, as the one or the other mode of ratification may be proposed by Congress. See also Art. X of Amendments to the Constitution. ' liect. vi. p. 268 (third ed.) So too Mr. Mountague Bernard says : 'Be- hind both general and local authorities there is a power, intricate in respect of its machinery, and extremely difficult to set in motion, requiring the concurrence of three-fourths of the States acting by their legislatures or in conventions, which can amend the Constitution itself. This power is unlimited, or very nearly so.' — Neutrality of Great Britain during the American War, p. 43. 20 GENERAL CONCEPTION OF LAW. [Chap. I. some ready means of declaring when they had been violated, and that all acts in violation of them were void. This function has accordingly been exercised by the Supreme Court ; and if Austin is right in considering the President and Congress as not supreme, this is only an ordinary function of a Court of Law. The acts of every authority, short of the supreme, are everywhere submitted to the test of judicial opinion as to their validity. It may, therefore, be perhaps doubted whether De Toequeville is correct in calling this function of American judges an 'immense political power^.' It is, if Austin is correct in his view of the American Constitution, not a political power at all, but precisely the same power as any court is called upon to exercise, when judging of the acts of a subordinate legislature. The High Courts in India, for instance, exercise a similar power, when judging of the acts of the Governor- General in Council. And it might be claimed as one of the advantages of Austin's view of the American Constitution, that it makes the position of the Supreme Court capable of a clear definition ; and thus renders the dangerous transition from a strict judicial inquiry to considerations of a political charac- ter, when the validity of acts of the Government is called in question, though still far from improbable, at least less easy. 35. Moreover, if the power of the Supreme Court is cor- rectly described as a political power at all, I doubt whether it has not been exaggerated. Should the Supreme Court and the President and Congress ever really measure their strength, it must be remembered that by the Constitution ^ the President nominates, and with the advice and consent of the Senate appoints, the Judges of the Supreme Court, to hold their oflice during good behaviour 3. This would probably be taken to mean, that they could be removed after conviction, upon im- peachment for misconduct. They are thus appointed by, and are responsible to, the very persons to whom they would by the hypothesis be opposed ; and who by the hypothesis are ' remocraoy in America, vol. i. chap. vi. I Art. 11 sect. 2. cl. 2. s ^j^ jjj_ ^^^^_ j_ Sec. 35, 36.] GENERAL CONCEPTION OF LAW. 21 tyrannical ^. Now it is not at all impossible that, so long as the Supreme Court preserves its high character for integrity and independence, it may serve many very useful purposes ; but it seems to me to go too far to say, as De Tocqueville says, that ' the power vested in the American courts of justice of pronouncing a statute to be unconstitutional, forms one of the most powerful barriers which has been ever devised against the tyranny of political assemblies.' I think Bentham, in the passage I have quoted, has much more correctly stated the true securities against tyranny, whether of individuals or of political assemblies, so far as it is possible for this protection to be constitutionally secured. These securities Americans enjoy to the fullest extent, coupled with certain national sentiments of perhaps even greater importance. 36. It is also necessary to observe that what I have said Practical as to the absolute nature of the sovereign authority, which ^^ jjjg j^^,. is the purely legal view of the relation between subjects and^°^"*® , their rulers, does not in any way represent this relation in sovereign- many of its most important aspects. Though for legal purposes aU sovereign authority is supreme, as a matter of fact the most absolute government is not so powerful as to be unrestrained. Though not restrained by law, the supreme rulers of every country avow their intention to govern, not for their own benefit, or for the benefit of any particular class, but for the members of the society generally ; and they cannot altogether neglect the duty which they have assumed. In our own coun- try we possess nearly all the institutions which have been above referred to as the characteristics of a free government. A regu- lar machinery exists for introducing into the ruling body per- sons taken from all classes of the community, and for changing them, if the measures of those in power become distasteful. ' I assume this, and also that the President, the Senate, and the House of Eepresentatives are acting unanimously in their opposition to the Supreme Court. As a check on each other these separate bodies can act to any extent. But it is upon their tyrannical action when united that an external check of some kind is required, and this I think the Supreme Court would fail to supply. 22 GENEEAL CONCEPTION OF LAW. [Chap. I. Liberty of the press is everywhere conceded. The humblest subjects, though they may have no defined power, have a right to meet and to state their grievances, provided they do not dis- turb the public peace. And the Government hardly ever refases to listen to such remonstrances, though, through ignorance and selfishness, they not unfrequently turn out to be unfounded, or to represent but very feebly, if at all, the real interests of the community at large. Persona 37. We must also distinguish the independence of the sovereT'if sovereign body itself from the independence of the members power are who happen to compose that body. The Queen, the mem- generally . . . „ ^ , subject to bers of the British Parliament, the Viceroys of India and of Ireland, the President of the United States of America, are all subject to the same general laws as ourselves : only for reasons of convenience the process against them in case of disobedience is somewhat difierent. Import- 38. I have dwelt upon these practical qualifications of the ance of . under- doctrine of the supremacy of the sovereign authority, because distinction ^^^^ doctrine has been thought to arm the actual rulers of between ^ country with unlimited powers ; to destroy the distinction politics, between free and despotic governments ; and to absolve the holders of power from all responsibility. It does nothing of the kind. Even where no attempt has been made, as in America, to bind the exercise of authority by a special set of rules, or to submit it, as in Prance under the Eepublic and the Second Empire, to the popular will\ powerful checks exist upon the exercise of arbitrary authority, which are none the less effectual because they do not belong to the province of law. Delegation 39. Having then established that the sovereign body, as eignty. such, is independent of law, and that the sovereign body lays ' The Constitution of the Fourteenth of January 1851, does not, like that of the Fourth of November 1848, contain a declaration 'that the sovereignty resides in the whole mass of French citizens taken together' (Art. I), but it attempts to give effect to a similar notion by declaring the right of the Emperor (then called President) to appeal to the people at large (Art. V). Sec. 37-42.] GENERAL CONCEPTION OP LAW. 23 down, as positive law, the rules which are to regulate the conduct of the political society which it governs, the inquiry into the relation of rulers and their subjects would, for legal purposes, seem to be complete. It would be a simple relation of governors and governed. 40. But, in fact, this simple state of things is nowhere known to exist. Not only does the sovereign body find it necessary to employ others to execute its commands, by enforcing obedience whenever particular individuals evince a disinclination to obey the law ; but in almost every country authority is delegated by the sovereign body to some person or body of persons subordinate to itself, who are thereby empowered, not merely to carry out the sovereign commands in particular cases, but to exercise the sovereign power itself, in a iai more general manner ; sometimes extending even to the making of rules, which are law in the strictest sense of the term. 41. When the sovereign body thus substitutes for its own will the will of another person, or body of persons, it is said to delegate its sovereignty^. 42. There is scarcely any authority, even to execute a Gradation specific command, which is conferred by the sovereign body deUgated in terms so precise as not to leave something to the discre- 7 ^°^^''" tion of the person on whom it is conferred. On the other hand, there is scarcely any delegation of sovereignty which is so general and extensive as to leave the exercise of it, at any time, completely uncontrolled. And it would be easy to construct out of the powers usually delegated to others by the sovereign body, a continuous series, advancing by insensible degrees, from the most precise order, where the discretion is scarcely perceptible, up to a viceregal authority, which is very nearly absolute. Any attempt, therefore, to divide these powers accm-ately into groups by a division founded on the extent of the authority conferred must neces- sarily fail. ' Austin, Lecture vi. vol. i. p. 250 (third edition). 24 GENERAL CONCEPTION' OF LAW. [Chap. I. 43. It is, however, common to mark o£F and classify some of the more extensive and general of the delegated powers by describing them as ' sovereign ' or ' legislative ' ; or (in order to distinguish these delegated powers from the powers of the supreme sovereign body itself) as 'subordinate sovereign' and 'subordinate legislative'; whilst the powers which are specific are described as 'judicial' or 'executive.' The term ' administrative,' so far as it has any definite meaning at all, seems to be used to describe powers which lie somewhere between the powers which are more general and those which are more specific. No harm results from the use of these terms, which are sometimes convenient, if it be borne in mind that they do not mark any precise distinction. They are just as useful as the terms ' great ' and ' small,' ' long ' and ' short,' but are not more precise. Different 44^ r£^ confer the power of making laws is the most con- modes of , _ '^ delegating spicuous mode of delegating sovereign authority, and it has ty. been sometimes spoken of as if it were the only mode. But it is not so. The Viceroy of India, when he declares war, or makes a treaty, exercises the sovereign authority as directly and completely as when, in conjunction with his Council, he passes an Act. So the Governor of Jamaica or the Lieu- tenant-Governor of Bengal, when he grants a pardon, exer- cises a peculiar prerogative of sovereignty. So every Judge, from a Justice of the Peace up to the Lord Chancellor, ex- ercises a power which in its origin, and still theoretically, belongs exclusively to the sovereign, and which was at one time considered the most conspicuous attribute of sovereign authority. The actual 45. I have deferred until this point any consideration of origin of . . „ . „ , . . the author- the origm and toundation oi pohtical society ; as to how it laws" "^^ ^ ^^® ^^^^ °^^ ^^^ ''^^^ *° make laws for another ; and why this, which was the practice in earlier associations^ is still the characteristic of every political society: and I do not now intend to enter upon this inquiry fully, but only in order Sec. 43-47-] GENEEAL CONCEPTION OP LAW. 25 to get rid of some misconceptions which seem to me to be subversive of all law. 46. The inquiry into the origin of political society is ob- viously an historical one, and does not admit of speculation. But obvious as this is, it is very rare to find the subject historically treated. People are very apt to declare the origin of political society to be that which best accords with their own political theories. Thus it is the theory of some that kings rule by divine right, and so they assert it to be a fact that political societies under a monarch are a divine institution. Other people say that it is natural to be so governed, and then they allege that nature, as a sort of deity, or occult agency, led people to institute a society upon that basis. Other people think that no one could be obliged to obey any ruler without his own assent, and then they say there was a compact that all should obey their ruler or rulers. This last notion, false as it is, is a great advance upon the other two, for it accounts better for all the dif- ferent forms of government, and it appreciates, partially at any rate, the important fact that in all governments there are mutual interests to be considered, and that there is always some sort of concession and compromise. The theory of the social compact is, in fact, a protest against the deso- lating theory of divine right, but it falls to the ground before the obvious and simple remark, that it never had and never could have any real existence. 47. The actual origin of most governments is shrouded in obscurity, but one thing seems to be clear, that it never occurred to any one to invent government. New forms of government have been invented, and one form of govern- ment has been substituted for another. But government itself did not come into existence all at once as a brilliant idea, or as a device to escape from a diflBculty. It grew up very gradually, and probably without even those who were engaged in establishing it knowing exactly what they were about. 26 GENERAL CONCEPTION OP LAW. [Chap. I. Present basis of authority to make laws is utility. The only guide to the legis- lator is utility. 48. It is very possible that most, if not all, existing governments had their origin in the passions of a single individual, or a few individuals banded together to oppress their neighbours. But whether this be so or not makes no difference whatever when we are considering why govern- ments exist now. They exist now because the happiness of the people is thereby promoted, or at least because their happiuess is better promoted by leaving the govern- ment where it is than by disturbing it. No one, I think, now seriously denies this. These are the grounds upon which we lend our support to a government, even when it is obviously bad. We know that the worst govern- ment is better than none at aU, and that the chances of improving an established government are far better than the chances of setting up a new and improved government in the place of one which we have destroyed. 49. The happiness of the people, therefore, is the only true end of government. No ruler does avow, no ruler dare avow, any other. Various pretexts have been put forward in times past for the claim of one man to rule over another, and they have not unfrequently been answered by preten- sions equally unfounded. All these Bentham has thoroughly exposed — divine right, the law of nature, the social compact, the principles of liberty, and the imprescriptible rights of man : and of these, in the form at least in which they were then in vogue, we hear but little now. But admitting this, there is still a desire to substitute some a priori conception between us and the principle of utility. We are told that although the happiness of the people is the ultimate end of government, it is useless to attempt to arrive at happiness by placing that object directly before us. We are directed to try and discover the laws of life and the conditions of human existence, which, it is said, will alone lead us to happiness. Doubtless if we could discover these laws and conditions, and could feel sure that by obeying them we should arrive at happiness, this is advice which ought to be Sec 48-52-] GENERAL CONCEPTION OF LAW. 27 followed. No utilitarian would object to this, for utilitarians (as Mill observes^) always desire the tendency of actions to be judged not, as their enemies assert, by the con- flicting views of individuals, but by the widest inductions possible. 50. When, however, we are asked to accept a principle as a guide of action because it is one of the primary laws of life, we are justified in examining it with some caution ; and this caution is especially necessary just now, for I fear that there is great danger of the respect for law being undermined by a principle which we are asked to accept because it is one of these primary conditions, and which, though invented by philosophers, is adroitly made use of by the declared enemies of society. 51. A principle which has been put forward as a safer The princi- and more direct guide to happiness than the principle of freedom, utility is that which is called the principle of equal freedom. Stated more at length the principle is that ' every man has freedom to do all that he wills provided that he infringes not the equal freedom of any other man^.' The form in which the principle is stated is peculiar, but I take it to mean that ' every man ought to have freedom to do all that he wills' with the proviso stated. I should, however, have still some doubt as to the meaning of the principle had not its most celebrated exponent himself explained it. It means that all subjection of one human being to another is immoral : the subjection of women to men is immoral ; the subjection of children to parents is immoral ; even the subjection of citizens to their rulers is immoral ^. 62. It is worth while to observe that up to a certain point ' Essay on Utilitarianism, p. 24. ' Herbert Spencer, Social Statics, ed. 1868, p. 12 j. This is hia 'first principle.' I refer to this book notwithstanding what is said in the Preface to the edition of 1864, because it is still used (and, as it appears to me, with the author's full sanction) for the purpose for which it was originally intended, namely, as a guide in the practical affairs of life. = Social Statics, pp. 24, 173, 191, 230. 28 GENERAL CONCEPTION OF LAW, [Chap. I. all utilitarians would agree with this. They agree that all coercion is an evil ; and therefore that all subjection is an evil. But they say that this is a fact out of which you can make nothing for the purposes of society. Bentham, no doubt, says a good deal more than this, with which I am not now concerned. It may be that Bentham's ethical theory is altogether unsound. It may be that moral philo- sophers may understand the assertion that ' all coercion is immoral' in some sense in which it is true. The author from whom I quote it seems himself at one time inclined to restrict it to man in 'a perfect state ^.' If so, I have nothing to do with it. What laws, whether any laws, are applicable to man in a perfect state, I do not care to dis- cuss. What I say is, that it is impossible to apply any such principle now. Further I say that to attempt to apply it now will open the door wide to anarchy and confusion. So long as philosophers discuss ethical theories only, we, as lawyers, have nothing to say to them. They are like mathe- maticians discussing the motions of bodies in vacuo, or the measurements of space of more than three dimensions. But when they tell us that they are about to ' give us a guide ^ ' and discuss the existing institutions of law, we must examine their principles and see how they will work. Now the same philosopher who lays down that all government is immoral nevertheless admits that some sort of government must exist ^- But who gave him leave to make this admission? Or, if we grant this, who can compel us to stop here ? The concession in favour of government is too large to be allowed as a purely arbitrary one ; and we also require to be told before we yield, what government will be permitted to ac- complish. This is all the more necessary because we find the principle of equal freedom applied with its full force to crush many of the existing institutions of society, whilst no reason whatever is given for the destruction of these and for ' Social Statics, p. 70. ^ See Introduction to Social Statics. ^ Social Statics, p. 105. Sec. 52, 53.] GENERAL CONCEPTION OF LAW. 29 the preservation of others except the arbitrary choice of the critic. Thus we are told in plain language that 'not only have existing land tenures an indefensible origin, but it is impossible to discover any mode in which land can become private property 1.' This is a deduction from the principle of equal freedom which we are required at all hazards to apply, promptly and with the utmost rigour. Persons living or recently living, and well known, are named and pointed at as oppressors because they claim rights in violation of this principle^. A picture is drawn of the landed class living by injustice, and the rest of the world standing apart and suffering a grievous wrong. This for a while we are per- mitted to suffer patiently, but only whilst matters are being readjusted. The readjustment may be difficult, and if it is found too lengthy it must be hastened. Men having got themselves into a difficulty by disobedience to the law, must get out of it as well as they can^. 63. This monstrous doctrine (for, notwithstanding the eminence of its author, I cannot refrain from so calling it) is put forward with no other argument to support it than that it is an application of the assumed principle of freedom. Of course any one is at liberty to say, if he can prove it, that the ownership of land is mischievous ; and he may also say, if it is true, that all owners of land are oppressors. Nor need any one care to complain if it were said, without any proof, that in a perfect state there would be no ownership at all. But what I do not understand is this : — when a man has discovered what he calls a universal principle which he does not intend universally to apply, where, if he discards the principle of utiKty, does he get the information which enables him to say, 'here you do well in relaxing the principle and here you do ill'? Why, for example, are we to be compelled to abolish the ownership of land in order that we may con- form to the principle of equal freedom, and then, in spite ■ Social Statics, p. 134. ' Social Statics, p. 139. ^ Social Statics, p. 142. 30 GENERAL CONCEPTION OF LAW. [Chap. I. of that principle, to submit to the jurisdiction of the criminal courts? Why when the judge is about to send me to prison for theft can I not call upon him to recollect that all coercion is immoral? And why, if the judge should reply that this is pushing a doctrine to extremes, may I not answer — ' this is a very favourite style with you lawyers ; you are always trying to reconcile yes and no ; ifs and buts and excepts are your delight; you have faith in the judicious mean; you have a passion for compromises ^.' This is the answer which Mr. Herbert Spencer gives to those who, admitting coercion to be an evil, defend the ownership of land upon considera- tions of expediency, as a practically useful institution, con- ducing, on the whole, to the happiness of mankind at large. Why is it not just as good an answer to those who defend the coercion of the criminal law ? 54. Every institution of society which has ever depended for its existence upon law could, it is plain, be destroyed by exactly the same argument as has been used by Mr. Herbert Spencer to destroy ownership in land — namely, that it conflicts with the principle of equal freedom ; and I have only specially referred to the case of land because I fear that the enunciation of this principle and its application to land ownership by so eminent a person has contributed largely to the embarrass- ment of a discussion already loaded with difSculty and danger. It also seems to me that we have here a good test of the practical value of the principle of equal freedom, and a help towards estimating whether it is really a better guide than utility in seeking the happiness of mankind. But after all, is it really worth while to inquire into the use of a principle as a guide, which is to be applied or not according to the fancy of the person who happens to take it in hand ? If we are seeking a guide in the practical affairs of life, then between the (so-called) principle of equal freedom and the principle of utility there is really no choice at all. The principle of utility is, at any rate, some sort of a guide. It ' Social Statics, p. 138. Sec. 54, 55.] GENERAL CONCEPTION OP LAW. 31 is the one actually in use. We do try to form, and we do succeed to some extent in forming', an idea of what will be the tendency of our actions, imperfect though it may be. And, at any rate, when we have got thus far we know what to do. The priaciple of equal freedom tells us nothing. We know that we oug'ht constantly to be departing from it, but how far, and when, and in what direction, there is nothing to tell us. It leaves us at the mercy of every rogue or charlatan who proclaims the principle, and who can gain a following for the particular application of it which he wishes to make ^. 55. The principle of equal freedom which I have been The princi- discussing does not differ very materially from that which re^i*gation has been enunciated by a German writer of a very different °^ *® ^'''■ school. Lassalle, in his ' Theory of Acquired Rights,' lays it down that private law is 'the realisation of the will of the individual^.' This captivating paradox is not apparently used by LassaUe for any very destructive purpose in the work I have referred to, but the preface discloses that the author well imderstood the use that might be made of it : and the worst of all such -dogmas seems to me to be that you may draw from them any consequences you please. ' There is a passage at p. 105 in which Mr, Spencer admits the necessity of ascertaining the limitations of his principle, not by scientific methods, but ' by such inferences as obserration and experience enable us to make.' What is this but utility under another name ? ^ Vol. i. p. 57. In this passage he speaks of private right only, but I gather from the preceding page that he would apply the same principle to all law. Beferring, I suppose, to Savigny's definition of a, jural relation (Kechtsverhaltniss) as ' a province of the independent mastery of the indi- vidual will' (System d. h. Kom. Eechts. § 52) LassaUe says (Pref. p. viii.) : 'So gilt in Deutschland bekanntlich Savigny, der Chef der historischen Sehule, als ein Haupt-reprafientant der reactionaren Partie ; wahrend seine Principien liber die erworbenen Kechte nooh wahrhaft revolutionar und unwalzend zu nennen waren neben der lacherlioh widerspruchvoUen Stellen welche von den Vertretern des Liberalismus in der Rechtswissenschaft hierbei eingenommen wird.' I do not pretend to understand exactly what Savigny's theory of acquired rights was, but there seems to be something dangerous in his talk about them. See further as to Lassalle's views the passage quoted infra, note to sect. 56. 32 GENERAL CONCEPTION OF LAW. [Chap. I. Utility the 56. Nothing to my mind is more refreshing than to turn tical test from these vague and dangerous speculations to the solid d t g'J'ound of utility. Though there may be use in such specula- tions in their proper place I object to their being thrust across the difficult path of legislation, not to show us the way, but only to mislead us, and reduce us to a condition of help- lessness. Why are we to be led at every turn to the brink of a precipice, and then have to trust to the goodnature of those about us not to throw us over. People say that the principle of utility is barren. It certainly will not enable us to do just what we please. But at any rate when I have found out which of the several courses of action open to me is most likely to be useful — that is, when I have formed a judgement as to which course of action is likely to produce the greatest amount of happiness and the least amount of misery to all whose interests are affected — I know what to do. This no dogma about freedom wiU ever tell me. I hear it loudly proclaimed that all government is evil. I answer ' undoubtedly it is so, but anarchy is a greater evil still.' I am told that the institution of property is a cruel injustice. I reply that this depends upon whether the continuance of it tends to promote subsistence, abundance, and security. It may probably be answered that it promotes all these to some extent, but that it to some extent defeats them. But does it on the whole promote them, more than its aboli- tion would do ? This requires to be looked into, and every one of the rights of property requires to be examined by this test. If the changes proposed be examined by the same test, no harm can arise. Some men may come out of the process richer and others poorer, but mankind at large will be at least as happy, and probably happier. At any rate we may be sure that, whether we like it or no, all the rights of pro- perty will presently be tried by some test or other. They are being so tried now. In this I agree with Lassalle, who asserts, truly enough, that this is the great social ques- tion of the age. This (as he says) is the question which Sec. s6, 37.] GENEBAL CONCEPTIOIT OP LAW. 33 lies at the bottom of all other questions, and which the mo- ment it is touched makes the chest heave and the pulse beat^. This excitement will certainly lead to bloodshed if we go about telUng- people that aU law is immoral, or that to do right we have only to see that we realise the will of the individual. On the other hand, we may just escape blood- shed if we can induce people to reckon up what will be the probable gain or loss of any proposed change : especially if we can get them also to remember that every violent change involves a great risk of security, and that without security nothing in the world is worth having. 57. If instead of saying that we ought not to take utility Legislation £ti 166 Dl 6 as our guide in legislation, it were said that legislation, even instrument with utility for its guide, is, after all, but a feeble instrument nega!^^'" of happiness, I should be much more inclined to agree. I take it, however, that this is not because we have chosen the wrong principle to guide us in legislation, but because legislation can never under any circumstances be a potent instrument for happiness. Nearly all that the lawgiver can do is to remove impediments to people procuring happiness for them- selves ; and to secure them from being disturbed in the enjoyment of it. Even as regards procuring for persons the necessaries of Hfe, the law can only secure them the fruits of their labour. If this is not sufficient, the law can only supply the deficiency by doing (as it were) violence to itself — that is, by seizing the property of one man to satisfy the wants of another. Security is the main, it may almost be said the sole, object of the law. But here again the action of the law is almost wholly negative. The law can only foster security by punishing or redressing invasions of it. More- over not only is the action of the law thus limited, but the very process itself of protecting security necessarily involves ' Preface, p. vii. ' Was ist ea daa den innersten Gruud unseren politisohen nnd socialen Kampfe bUdet 1 Der Begriff des erworbenen Kechts ist wieder einmal atreitig geworden. Und dieaer Streit ist es, der das Herz der heutigen Welt durchzittert und die tief inwendigete Gruudlage der politisch-sooialen Kampfe des Jahrhunderts bildet.' D 34 GENERAL CONCEPTION OE LAW. [Chap. I. a sacrifice of security. In whatever way security is protected, whether by courts of justice, or by an armed force, or by a police, the process is an expensive one, rendering it necessary to impose taxes ; and every tax is more or less a sacrifice of security ; a small one no doubt, but still a sacrifice, and there- fore a remedy which, if applied on too large a scale, would fail in its effect ^. 58. The same truth may be put in another form by saying that the value of law is to be measured not by the happiness which it procures, but by the misery from which it preserves us. And it is also unfortunately true that besides the misery which governments are compelled to inflict in the way of punishment and coercion in order to prevent mischief, they inflict untold misery for their own selfish purposes. Yet we must remember that, as Bentham says, the worst govern- ment ever known is infinitely better than no government at all. Without government one half of the world would be robbing and murdering the other half. This, and not the loyalty or aflfection which we owe to our rulers, is the really strong argument against revolution. Over and over again governments — I fear it must be said all governments — are guilty of iniquities which would fiilly justify their ex- pulsion from power ; but the question must always still be asked — Can the existing government be replaced by a better? Can it be replaced at all? The righteousness of a cause is never alone a suiBcient justification of rebellion. Law can 59. We shall, therefore, look for happiness in the wrong crease hap- direction, if we expect it to be conferred upon us by the distribute ^^^' ^o^eover, not only is it impossible for the law to it equally, increase the stock of happiness : it is just as impossible for the law to ensure an equal distribution of it. Equality may be hindered by the law, it cannot be promoted by it. Any ' These somewhat trite, but still useful, observations on the objects of law are set forth in the ' Traites de Legislation ' published by Dumont from the original MSS. of Bentham. They may be read (and they deserve reading) either in Hildreth's translation of Dumont'a work, or in Bentham's collected works, vol. i. pp. 301-322. Sec. 58, 59.] GENEEAL CONCEPTION OF LAW. 35 attempt to promote it by taking from one man and giving to another could only end m destroying wholesale the sources of happiness. But though it is impossihle that men should ever be made equal in the sense of each obtaining an equal share of happiness, it is still a cardinal assumption of utili- tarians that all men are equal in the sense that in esti- mating happiness one counts for one and no more : that is, as I understand it, that no person whatever has a right to say that he has a better claim to consideration than another. If the law could, it would make the happiness of all m^en exactly equal. If this is not attempted, if when one man has appropriated to himself a larger share of the sources of happiness than his neighbours, the law protects him, it is because this protection is for the benefit of all ; or, which comes to the same thing, because to withdraw it would injure all. For no other reason and to no greater extent ought we to maintain the unequal condition of in- dividuals. We knowj however, that if we did not do so, and that if men did not feel secure in the reward of their labours, they would give up working and we should all be miserable. B % CHAPTER II. SOtJECES OP LAW. What is QQ There are several inquiries which have been prosecuted meant by • i i i_ i sources of under this head, and some writers have thrown themselves ^^' and their readers into inextricable confusion, by pursuing more than one of these at the same time, without noticiag the distinction between them. I am not now about to inquire whence it is that rules of conduct acquire the binding force of law — that I have already made to depend on the will of the sovereign authority. Nor am I about to inquire how or why the sovereign authority came to have the power to make laws ; that, as far as I think necessary, is also discussed in the previous chapter. What I mean now to inquire into is simply this : — where, if a man wants to get at the law, he must go to look for it ^. The prim- 61. The primary and most direct source, and, where it is ary source n t i i . n t < is declared to be found, the exclusive source of law, is the expressly siipreme ^ declared will of the sovereign authority. When the sovereign authority declares its will in the form of a law, it is said to ' Even with these limitations there is still room for much indefiniteneas in the term ' sources of law.' We generally mean by it, as will appear from the text (sect. 99), something more than mere literature ; I do not pretend, however, that it would be possible to draw an exact distinction between lUeratura and auctoHlas. Lawyers frequently fortify their conclusions by references to opinions which are not, in a forensic sense, authoritative. SOURCES OP LAW. 37 / legislate ; and this function of sovereignty is called legisla- j tion : the body which deliberates on the form and substance / of such laws before they are promulgated is called the I legislature ; and the laws so made are called acts of the | legislature. 62. It has already been remarked that legislation, like or sub- any other function of sovereignty, may be delegated to a legislature. subordinate person or body of persons. In this case the subordinate legislature is the mouthpiece of the sovereign authority, and the declarations of the subordinate legislature derive their binding force from the will of the sovereign authority, just as much as if they had been framed and issued by the sovereign authority itself 63. All the colonies of England present examples of this Subordi- delegation of legislative power, but nowhere have subordinate lation in legislative authorities been multiplied to so great an extent J"*^'^ j""^^ as in India. Thus in the province of Lower Bengal alone ies. there are four distinct bodies or persons, each possessing a very extensive legislative authority. There is first the British Queen and Parliament, the supreme authority; then the General Legislative Council ; next the Governor- General himself; and lastly the Council of the Lieutenant-Governor of Bengal. This example of subordinate legislation illustrates not only the extent and importance of the function, but also the evils which may attend it. Where the power of legisla- tion is conferred on such a variety of persons it is certain there will be great confusion of laws, and there is also great danger of the worst of all evils, namely, of doubts being raised as to whether the legislative authority of some of the subordinate bodies has not been exceeded. Por the supreme sovereign authority is always obliged to allow the authority of its subordinates to be questioned, in some form or other, by the courts of law, in order to keep a check on their usurpa- tion of power ; though sometimes it resorts to that highly unsatisfactory expedient for getting out of the difficulty — an ex post facto ratification of acts which are admittedly illegal. 58 SOUECES OF LAW, [Chap. II. Methods 64. It may also be desirable here to notice that sovereignty tion^ ^^^' ^® delegated upon two distinct principles in the dependencies of England. In India the Governor- General and Legislative Council constitute together a legislature whose functions are expressly limited in several directions, and whose action is expressly made subject to the control of the British Parlia- ment, which, it is obviously contemplated, will in no wise discontinue the habit of occasionally making laws for India. On the other hand, most of the colonies possess constitutions which confer upon their respective legislative assemblies, together with the Queen of England (usually represented by a Governor), legislative authority of the most general kind, and which obviously contemplate that all the ordinary func- tions of legislation will be carried on within the colony itself. But colonies possessing such constitutions are still subject to the same sovereign body as ourselves, the Queen and the two Houses of Parliament. The power of the British Parliament over a colony, though dormant, is not extinguished by the grant of such a constitution as I have described. There is amply sufficient in the Acts of Parliament which grant colonial con- stitutions to make the very acceptance of them a mark of sub- ordination ^. Indirect 65. Legislative functions are also exercised, not only by of legisla- bodies expressly constituted for that purpose, and under the authority ^^™^^ '^^ legislation, but by bodies of persons who have the power to frame rules for the protection or convenience of the inhabitants of certain localities. Thus in large and populous towns we frequently find a body called by the name of a muncipality, which has power to make bye-laws, as they are called, for regulating the conduct of the inhabitants, and even '■ See the 15 and 16 Vict. chap. Ixxii. (New Zealand), and the 30 and 31 Vict. chap. iii. (British North America). In all these acts the supreme sovereignty of England is, in accordance with traditional usage, studiously- referred to as if it were vested in the Queen alone. But of course no one can doubt that the Queen and the Colonial Parliament are subordinate to the Queen and the English Parliament. See Parliamentary Government in the British Colonies, by Alpheus Todd, pp. 34, 168, i88, 192. Sec. 64-68.] SOURCES OF LAW. 39 to impose taxes. So the Privy Council, and sometimes Boards of Revenue, and of Education, frame rules for special objects intrusted to them, which are some of them laws in the proper sense of the term. So too Courts of Law issue general rules of procedure in matters of litigation which are also law. In these cases the power of legislation has been expressly conferred. 66. The sovereign body can always delegate its function of Subordi- legislation to any extent it pleases ; it being whoUy uncon- laturea trolled not only in the matter, but in the manner of legislation. "^^^"^ In other words, the sovereign body not only exercises the legislative function, but is the author of it also. But a subordinate legislature, not being the author of its own functions, and having no control over the manner of legislation, can only delegate its functions so far as it has been author- ised to do so. General legislative powers, such, for example, as are possessed by the Legislative Council in India, would vmdoubtedly carry with them some powers of delegation, which should, however, be very carefully exercised lest the bounds of authority be exceeded. 67. I have mentioned legislation as the primary source of law because it is the most direct, the simplest, and, so to say, the supreme source of law. But active legislation is a charac- teristic of advanced societies only. In the earlier stages of civilisation there is little legislation : in the earliest, none. 68. The sources of law other than legislation are complex Sources of and difficult to understand ; and without a glance at the than legis- ffeneral history of the developement of law I do not think I ^^^^"'^ " *' ^ are ex- could make what I have to say as to the sources of law Intel- plained by , • 1 o 1 • 1 • *^* history ligible. Without attempting, therefore, anjrthmg approachmg of law. to a complete historical discussion, I propose to give a short sketch of the general developement of law, adverting after- wards to certain peculiarities of its developement in some countries of Europe and of Asia. I hope in this way to be able to throw a little light upon some obscure questions in the history of the sources of English law. 40 SOURCES OP LAW. [Chap. II. Early 69. Early in the history of most ancient systems of law we of codes?''* find something in the nature of a code, using that term with some latitude to express any collection of written laws more or less complete and formal. Such a code was the Mosaic law, the law of the Twelve Tables, the so-called laws of Manu, the laws of Solon, and the Koran. How early 70. A code once made is the basis of all future progress. oped. The future history of law is the history of the modes by which the provisions of the code are extended and modified in order to meet the growing wants of the community. There is no more interesting study in the history of law than that of the modes by which this modification and extension have been efiected. Not gener- 71. A code is always an effort of legislation, yet the early legislation, preparation of a code is not by any means a sign that the nation is capable of a continued effort of legislative activity. In Rome, in the centuries which immediately followed the introduction of the code of the Twelve Tables there was very little legislation ; in Eastern nations continued legislative activity has never been developed at all ; in "Western nations it has never been able to satisfy the requirements of a pro- gressive people. Other means of modiiying and extending the law have had to be devised, and one of the most potent instruments which have been used for this purpose is that which is called interpretation. Interpreta- 72. 1 Strictly Speaking, interpretation is a process which explained would produce neither extension nor modification of the law. )' a g y, (jj^ygjj^ ^jjg j^-j^g q£ jg^^^ ^Yie only question which, strictly speak- ing, interpretation has to solve is — what conduct does the rule prescribe ? There are three elements into which this inquiry may be analysed — the grammatical, the logical, and the historical element. First, we may consider the words used, and take them according to their ordinary meaning and construction : this is the grammatical element in the process. ' See and compare what is said on the subject of interpretation in Savigny, System d. h. Eom. Kechts, Bk. i. ch. 4, bs. 32 sqq., from which many of my observations are taken. Sec. 69-75.] SOURCES OP LAW. 41 Then we may consider each portion of the rule with its con- text, and observe the relation in which the several portions of the rule stand to each other : this is the logical element. Lastly, we may consider the condition of the law when the rule was introduced, and what defect or error it was proposed to remedy : this is the historical element. 73. Closely connected with the historical element, and scarcely, I think, distinguishable from it, is the ratio legis as an instrument of interpretation. But caution must be exercised in referring to the ratio legis as an instrument of interpretation, as it may easily be mistaken : especially we must be careful not to confound the true ratio legis with the mere accident which may have led to its introduction ^. 74. The application of interpretation to a rule of law may leave no doubt as to the meaning of it. But, on the other hand, a rule of law may on a grammatical consideration of it present several meanings ; and neither the logical nor the historical consideration of it may indicate with certainty which of these meanings is the correct one. Or it may hap- pen that the grammatical consideration of a rule of law suggests one meaning, whilst the logical or the historical consideration of it suggests another. In a case of conflict the grammatical meaning generally prevails, but not always. The plain grammatical and logical meaning of the act of Eliza- beth relating to leases by ecclesiastical corporations has always been restricted by the ratio legis. 75. When the grammatical consideration supplies several Interpreta- meanings, and neither the logical nor the historical considera- to extend tion determines with certainty which is the true meaning, ^^erethe then we resort to other considerations. If the rule of law is meaning is . ,. . doubtful, looked on with favour we interpret it liberally, that is, so as to bring under it as many cases as possible : if it is looked on ' Savigny gives the example of the Senatusconsultum Macedonianum which was passed in consequence of the murder of his father by one Macedo, who was pressed for money to satisfy his creditors (Gluok, Pandekten, vol. xiv. p. 306). So the maiming act (22 and 23 Charles II, chap, i) was passed (as appears from the act itself) on the ccasion of the cutting off Sir John Coventry's nose. 42 SOURCES OP LAW. [Chap. H. with disfavour, we interpret it strictly, that is, so that it may embrace as few cases as possible. 76. So far we have been considering interpretation proper. But suppose the judge to have before him one of those cases to which I have already alluded, for which there is no rule of law precisely suitable. Still the judge must decide the case, and being desirous, as judges generally are desirous, not to rest the case upon his own arbitrium, he will naturally try to get more out of the existing rules of law than can be obtained by the regular process of interpretation. He will try and discover from what actually is said, what probably would have been said had a larger class of cases, including the one before him, been within the contemplation of the framers of the rule. This attempt on the part of the judge is not due to any assumption of authority, but rather to a respect for the authority of others. It is a logical process and it is applicable chiefly to those new relations which have arisen since the rule was made, and which it is impossible, therefore, to say are within its provisions. The process is sometimes expressed, and in a manner justified, by saying that the case to which the rule is extended is within its equity. This equitable extension of a rule involves, of course, the process of interpre- tation, and the judge assumes it as certain that he is acting in conformity with the declared will of the legislator in his application of the rule. Still, put it how you will, it is more than mere interpretation. It is, to some extent, an applica- tion of the principle of analogy. Extenaion 77. It is by this use of his judicial discretion, in cases where ,by analogy. a doubt leaves him a discretion, that a judge manages to make a rule of law cover more ground than was intended, and sometimes, but more rarely, by a reverse process, narrows its application. There are indeed cases of bolder extension still which one hesitates to class under extension by interpretation, and which perhaps ought to be classed apart as cases of ex- tension by analogy. Even though the judge in such cases can scarcely pretend that he is still carrying out the declared will Sec. 76-78.] SOURCES OF LAW. 43 of the legislator, yet, having no other rule to go by, he thinks it safe to extend a rule which he has learned from experience to be a salutary one. Or perhaps he will put it in this way. He will say that the rule may be taken to be a single example of the application of a wider principle which it involves, and so he will justify the application of the principle to cases not specially provided for. 78. Thus it is that so-called interpretation becomes a source Dislike of of new law. The authors of modem codes generally look ^^^^Igg'^ upon it with disfavour, as did the Emperor Justinian. They "^"^^ '^^• wish to stop all extension of the law except by direct legisla- tion, and to bind down the judges by inflexible rules, proposing to make provision by future legislation for all unforeseen cases as they arise. But an active legislature is not even -which, ia, now popular : nor do legislative assemblies deal by any means generally successfully with matters of detail. Judicial legislation, onP°5'^*'^' •' ° ' and Buc- the other hand, is generally popular, and I have very great cessful. doubt whether the extension of the law by judicial interpreta- tion is so great an evil as has been alleged ^. ' Justinian forbad all attempts to extend the law by way of interpreta- tion, including in the prohibition commentaries as well as judicial decisions. ' Nemo .... audeat commentaries isdem legibus adnectere, nisi tantum si velit eas in Graecam Tocem transformare sub eodem ordine eaque consequentia sub qua voces Eomanae positae sunt: .... alias autem legum interpreta- tioues, immo magis perversiones eoB jactare non concedimus Si quid Tero nt supra dictum est ambigunm fuerit visum hoe ad imperiale cnlmen per judices referatnr et ex auctoritate Augusta manifestetur, cui soli conceBsniu est leges et condere et interpretari.' Co. Just. i. 17. 2. 21. The French legis- lature has taken a middle course. Art. 5 of the Code Civil prevents the ordinary judicial interpretation from becoming authoritative. But by a law of 37 Ventdse, An. viii, art. 88, 'Si le commissaire du gouvemment apprend qn'il ait rendu en dernier report un jugement contraire aux lois ou aux formes de procdder, ou dans lequel un juge ait exc^d^ ses ponvoirs, et contre lequel cependant aucune des parties n'ait r&lam^ dans le d^lai fix^, aprfeg ce d^ai expir^ il en donnera connaisance an tribunal de cassation; et si les formes ou les lois ont ^t4 vioMes, le jugement sera cass^, sans que les parties puissent sc pr^valoir de la cassation pour fluder les dispositions de ce jugement, lequel vaudra transaction pour elles.' This interpretation would, I understand, be authoritative notwithstanding the provisions of Art. 5 of the Code Civil. So also (I understand) would be a, decision of the Court of Cassation given a second time on a second appeal between the 44 SOURCES OF LAW. [Chap. 11. Custom 79. Of the several processes by which law is extended the to law''™* next which I shall consider is custom. Some writers say that a custom exists as law wholly independently of the will of the sovereign authority, and they derive its obligatory force from the consensus utentium, or, in modern phrase, from the national will, or national conviction. But the growth of custom into law seems to me rather to be a survival of the period when disputes were settled by tribunals without law. The growth of custom into law is analogous to the growth of law itself in an infant society. At first there is no concep- tion of law proceeding from a distinct author, but only of commands. If a dispute is decided by authority, the decision is supposed to come from some divine inspiration. Such commands were issued at first by the king and then by an aristocracy, which was in the West political, and in the East religious. Where we find the heads of a village, or the lord of the soil, exercising a sort of rude jurisdiction, these tribunals would naturally tend to base their decisions upon custom, that is, upon the habits of those with whom the judges were best acquainted within their own jurisdiction. becomes It is however scarcely too much to say that every such b^hig'^re- authority, if allowed to continue, in time transforms itself, or is corded and transformed, into a court, and treating its traditional customs observed. _ _ _ _ ° as binding rules, brings into existence a body of law. The law so generated is called custom. I do not, of course, mean by this that all custom necessarily originates within a tribunal. But the members of the tribunals would know the customs better than their fellows; they would give efiect to them, and would ensure their permanence, first, by a precise oral tradition, and afterwards by a written record^- Customs are same parties. See Dalloz, Repertoire, o. v. Lois, ss. 458 sqq. In England all judicial interpretation by the superior courts is authoritative, because all their decisions are authoritative. ' The old village courts (Schoffen-gerichte) mentioned by Savigny no doubt based their decisions entirely upon customs, though the practice of drawing up records of their decisions (Weisthiimer) probably gave a decided prepon- derance to the judicial over the popular element. The tendency to substitute Sec. 79-81.] SOURCES OF LAW. 45 suggested hj the habits of the people, but they are preserved, strengthened, and given efiect toby the practice of the courts. 80. Nothing more is necessary for the growth of a custom then that people should have some tradition of what their fathers did before them, that they should repeat the same conduct on similar occasions, and that they should be con- vinced that what is so done is right. And no external force is needed for the growth of custom. The tendency of men to allow their conduct to be ruled by custom is always strong : and those whose duty it is to arbitrate in disputes, are always especially ready to fall back upon custom, whereby they reduce their own responsibility and are almost sure to gain the applause of their neighbours. 81. The operation of custom and of interpretation in Various modifying the law depends upon a variety of circumstances, of cvmtom The reduction of rules of law into writing has a tendency ^^^ inter- _ _ pretatiou. to check the growth of custom : but interpretation, which is always ready to act upon the written law, is itself acted upon by custom ; it being the practice of judges to accept the ' usual ' interpretation of a law as the true one. It also makes a very great diflFerence whether the manipu- lation of these processes remains in the hands of unprofessional persons, or falls into those of trained lawyers. In the ordinary influence course of national progress, as soon as the usual division of"^^^"^®™ labour takes place, the latter event will happen. But the lawyers must always in the main exert their influence not by separating themselves from the cm-rent ideas of the community mainly a to which they belong, but by representing those ideas, and o°g putting them into legal shape. The lawyer class does not come into existence suddenly. Lawyers are generally first found giving advice only, either in cases of dispute, or as to the performance of the proper solemnities in legal transactions. From this they generally proceed to draw up formularies or written rules for oral tradition appears everywhere in the West, even in lay tribunals : ' de constitutionibus autem rusticorum ne penitus memoriae decedat, necesse est ut scribatur.' In the Bast the tendency towards the production of written laws is not so marked. 46 SOUECES OP LAW. Chap. Il- guides for the transaction of business ; and it is only later still that they venture to deal with law theoretically, either in written treatises or by oral teaching. Gradually also under their influence the decisions of the courts assume a different tone: from being mere dry adjudications of the matter in dispute they come to be reasoned out, and acquire a more or less scientific character. A tradition also of a special legal kind, apart from ordinary custom, grows up about the courts which largely influences the decisions of the judge. It is when law has arrived at this stage that interpretation becomes most arti- ficial, and serves, perhaps, only to veil the process of innovation. Unchecked by public opinion it would be intolerable, but under this restraint it produces useful results. For it must never be forgotten that, whether the law be interpreted so as to cover an increasing area of cases, or whether customary rules be imported into the law, it is never a mere arbitrary modification or extension of the law which thus takes place, but a formulating of the popular ideas by a skilled class. On the other hand, without the skill of the lawyer society would scarcely make any advance at all. Contrary to what is gener- ally supposed by those who have paid no particular attention to the development of law, it is the lawyers who have gener- ally made the first advance by breaking through the stiffness of early forms and the rigidity of ancient rules. Lawyers have been frequently attacked as being too technical, just as they have been frequently attacked for the assumption of unauthorised power : and they have doubtless, at different times, been made justly liable on both charges. But the general observation remains true, that large and beneficial reforms in the law have been made by lawyers, and very few could have been made without them. This could hardly be otherwise. The law may correspond to the legal culture of those who produce it ; it cannot go beyond it. Develop- 82. I wiU now endeavour to illustrate the growth of law Roman ^7 custom and interpretation more particularly by a glance ^™^' at the developement of law in certain countries of the ancient Sec. 82.] SOURCES OF LAW. 47 and modern world. I shall refer to tlie operation of their influences upon the law of Rome, upon the Hindoo law, upon the Mahommedan law, upon the continental law of Europe, and upon the English law. Beginning with the law of Rome we find that the early law was gathered up, as early as the fourth century before Christ, into a code which is known as the Twelve Tables. From that time forward the legislative power was always at hand, but, nevertheless, the most important modifications of Roman law were brought about by other influences. Taking the law of the Twelve Tables as their text the Roman jurists busied themselves about its interpretation, and with much dexterity developed from this rude code rules of law suitable to the growing wants and complicated relations of a thriving and active community. Still more largely was the Roman law affected by a process which has been called equity and which I shall speak of again. To a great extent, as ad- ministered at Rome through the praetor's edict, this so-called equity was custom of a very general kind. The source from which it was, in a great measure, derived was, as is well known, the 'jus gentium,' or 'jus commune omnium gentium,' subsequently identified with the 'jus naturae.' The practical result was that forms which had become too cumbrous for use were dispensed with ; principles which had been found too narrow were expanded ; and laws which had become un- suitable were ignored. Custom also, in the narrower sense of the practice prevailing at Rome in the whole or in some section of the community, was constantly being imported into the law, but always through the hands of a skilled jurisconsult, or of a prsetor who, though not necessarily himself a lawyer, was completely under the lawyer's in- fluence. The issue of the edict by the prsetor was a process more like legislation than a creation of law by a modem judge, in that it announced beforehand the rule which would be applied. But a rule so issued was only binding on the prsetor who issued it. This curious method of creating law 48 SOUECES OF LAW. [Chap. II. is almost unintelligible unless we remember that the prsetor, as representing the sovereign power, was supreme as to the matters which it actually fell to him to decide ; and that he was exercising this supreme power under the important restriction that all his proceedings were watched by com- petent and jealous critics. Practically, therefore, each prsetor followed in the footsteps of his predecessors, adopting only such well-considered changes as were pretty sure to be ac- ceptable. Develope- 83. Turning to the Hindoo law, we do not find any distinct Hindoo epoch when it was first reduced into a written form, but we ^^' have a number of so-called codes, of which the code of Menu is the best known and most influential. These codes are the written basis of all subsequent Hindoo law^. They have a double aspect ; being as much religious as legal. Antiquity It is doubtful whether any of these codes, though they Hindoo HOW bear the name of an individual, are the product of a codes. single hand; or even of a single age. It is more probable that they represent ancient texts in a more or less modified form. The form in which they now exist is said to indicate a comparatively modern date, but this seems to me not very material, because in substance they evidently belong to a very early stage of society. For example, in the so-called code of Menu we do not find the ownership of land at all dealt with, undoubtedly because it was not yet known. So too the con- flict of rights between individual members of the family had scarcely yet attracted legal notice. Nor had the widow asserted any independent rights. So far as she appears to have had any rights at all, it was as head of the household after her husband's death, which looks like a survival of poly- 1 A Hindoo, as such, accepts what he calls the Shasters as divine, and he cannot do this without making it the basis of his law. If he does not obey the precepts of the divine law he must explain them away by a process of interpretation, or allege a superimposed custom. Historically this may be false : the custom may be in reality more ancient than the accepted Hindoo law of the Brahminical type, but the present basis of custom must be that it has modified the divine precept. Sec. 83.] SOURCES OF LAW. 49 andry^. Whenever, therefore, this code may have assumed its present form, it is certain that its matter belongs to a very remote period 2. But the code of Menu, venerated as it still is, and antiquated as it is, has not placed an insuperable barrier in the way of advance. Fortunately the code itself contains a recognition of the influence of custom, and so far from discountenancing this influence it expressly encourages it. ' The king,' says Menu, ' who knows the revealed law [ought] to inquire into the particular wages of trades and the rules of certain families, and to establish their particular laws^.' The Hindoos themselves did not fail to recognise and make Brahmin- use of this latitude, and by means of custom and interpreta- ence upon tion largely developed the Hindoo law. These processes were'*^' for a long time chiefly in the hands of learned Brahmins, who were neither skilled lawyers, nor priests, nor a simple aristocracy, but something of all three*- StUl, having no ofiicial position their real claim to influence depended upon their personal qualifications, and chiefly upon their learning. The formal process which they adopted was that of writing commentaries on the older written law. But these com- mentaries, though mostly couched in the language of inter- , pretation, are to a large extent occupied in engrafting new 1 Menu, chap. ix. sect. 104. See also chap. viii. sect. 416. ° The date of the codes even in the form in which we possess them seems to be still unsettled; but the statement in the text that in substance they belong to a state of society which is very ancient is, I think, incontrovertible. Like the Twelve Tables, they may have been considered a carmen necessarium long after they had been largely supplemented by custom and interpretation. ' Menu, ch. viii. sect. 41, 'if,' adds a commentator, 'they be not repugnant to the law of God.' But the original author did not think this precaution necessary. * There is some analogy between the position of learned Brahmins and the Pontifices at Kome. I do not observe that the Brahmins, like the ec- clesiastical lawyers of Europe, have endeavoured to use their influence for promoting the interests of a class. This accusation has been brought against them, but I have not seen any evidence of it. The learned Brahmins who wrote the great commentaries mixed, I imagine, very little directly in the management of human affairs, and they seem to have been animated by a very lofty spirit. E 50 SOUKCES OP LAW. [Chap. II. customs upon the old i-ules, and in pointing out (with many apologies and lamentations for the degeneracy of the times in which they wrote) the rules which had become obsolete. The value of these commentaries depends solely upon the reputation of the persons by whom they were compiled ; but, like the Institutes of Lord Coke, they are authority and not mere literature. The Hindoo law is now administered by British courts of justice in which the judges are partly native and partly European. Under their influence the develope- ment of law by interpretation and by the recognition of custom has been actively continued, and it has been ac- celerated by a third process which I shall explain presently, the creation of law by judicial decision^. Develope- 84. The Mahommedan law rests also on a written basis the Ma- which, like the Hindoo, is divine, but, being quite modern, hommedan j^ bears much more directly upon the ordinary affairs of life. There is not, therefore, the same room for its developement, and there is no admission in the text of the Koran of the necessity or the propriety of any modification of its precepts. Even in Europe, where Mahommedans have become famiHar with the exercise of legislative functions both in the modern form, and in the form of the imperial legislation of Rome, they have rarely ventured upon a developement of their law by this direct process. In a few instances, as, for example, the acceptance of interest for a loan, these precepts have been departed from, but every judge professing to admiuister Mahommedan law, and every ruler professing to be guided by its principles, is loaded with fetters. The Mahommedans have made scarcely any attempt to free themselves from this ' The British courts in India, and especially the European judges, have been accused by some of paying too much, and by others of paying too little, atten- tion to the commentators. As a matter of fact the courts in India have innovated very largely, and it is not a little remarkable that modern Hindoos, who will not tolerate any interference with their law by a legislature, have always accepted with deference the decisions of our tribunals even when they have been counter to popular feeling. This is especially so with the decisions of the Privy Council, but all the British courts have from the first been liked and respected. Sec. 84-86.] SOURCES OF LAW. 51 thraldom. They seem to be paralysed by a sort of super- stitious feeling that it would be irreligious to doubt that the word of the Prophet was sufSeient for the wants of mankind even twelve centuries after it was spoken. A certain amount of the old Arabian custom was, no doubt, assumed by Mahommed, and has always remained in force, though not expressly recognised^; and at some time or other the Mahom- medan lawyers seem to have come temporarily under the influence of the Latin jurisprudence to their very great ad- vantage. Traces of this influence may be easily discovered in the great commentary of Khalil Ibn Ishak translated into French by M. Perron, and a commentary much used in India called the Hedarya. But now the Mahommedan law seems to have become so unprogressive that it is impossible for a nation to advance under it. 85. I now pass on to the developement of law in modern Develope- Europe, where we come upon an entirely new phase. Nonejawin of the great nations founded on the continent of Western ™'"^®'^'^ Europe after the fall of the Roman Empire have constructed an independent legal system of their own. Prance, Italy, Austria, Germany, Holland, and Spain have every one ofGeneral . , _ , i 1 • 1 adoption of them adopted the Roman law as their general or common uoman law, and have only departed from it so far as particular ^^™^' occasions might require. Every gap not filled up by special legislation, or specially recognised custom, has been supplied from the Roman law, and even modern codes to a very large extent only contain the ideas of the Corpus Juris in a nineteenth-century dress. 86. The history of the process by which the Roman law History of became the common law of the Western portion of the European continent can only be referred to here with ex- ' The male agnates (asabah, whom we incorrectly call residuaries) are not mentioned, even casually, in the Koran ; yet they occupy an undoubted and important position as heirs. The old Arabian law of inheritance gave them, no doubt, the entire inheritance, and this rule was modified by Mahom- med, who directs the setting apart of certain shares before the division amongst the residuaries takes place. £ 2 52 SOURCES OF LAW. [Chap. n. treme brevity and in its broadest features ^ It commences, of course, when the Goths, the Burgundians, the Franks, and the Lombards began to found new kingdoms upon the ruins of the Roman Empire. In none of these were the Roman citizens deprived of the enjoyment of their own laws. The conquering invaders and the conquered inhabitants lived side by side each under their own system, just as the natives of India and Europeans do at the present day^; and when the German races began to conquer each other, especially when several of them were united by Charlemagne under one Empire, the same forbearance was exercised. Each person retained the law indicated by his birth, so that you could find side by side not only two systems, a Roman and a barbarian, but several systems, a Roman, a Gothic, a Bur- gundian, a Lombardic, and so forth. It is the conflict of laws thus produced to which Bishop Agobardus refers in his letter to Louis le Debonaire when he says, 'it often happens that five men each governed by difierent laws, may be found sitting or walking together^.' Law in 87. At this period law was personal : that is, a man took Europe at ' It will be found at length in Savigny's Gesohiclite des Eom. Eechts im Mittelalter, tlie first volume of wiich has been translated by Cathcart (Edinburgh, 1829). " The parallel often drawn between the relative position of the German conquerors and the conquered inhabitants of Europe, and that of the English and natives in India, Is in some points a striking one, but there is this capital distinction, that in one case the conquered, in the other the conquering, race are the higher in civilisation. ^ Savigny, Gesch. d. E. K. im Mittelalter, vol. i. § 30. The notion that every one had a free choice (liberum arbitrium) as to the law by which he would be governed has been exploded by Savigny. The law of a man was deter- mined by his descent. So was that of a single woman and widows, A married woman could choose between the law of her father and that of her husband. The Clergy were governed by the Eoman law. Bastards alone had the right of choosing their law : and in private transactions the parties could agree as to the law which was to govern the transaction. Just in the same way in India, until recently, a party used ixequently to be brought into a transaction as (what was called) ' jurisdiction trustee ' in order to ensure, in case of dis- pute, the case being tried before the Supreme Court according to English law. See also Abraham v. Abraham, Moore's Ind. App. vol. ix. p. 195. Sec. 87, 88.] SOURCES OF LAW. 53 the law of his parents simply by reason of his descent, and o"® '""e not because he or they were domiciled on any particular spot^^"^^""^ or owed allegiance to any particular ruler. Subsequently law became territorial ; that is to say, a given body of law was made applicable to a district marked out by geographi- cal limits, and applicable to all persons within those limits, because of their inhabitancy and their consequent allegiance to a single government. The influence under which a terri- Law be- torial law and territorial sovereignty were arrived at was, I tonal un- conceive, feudalism. Wherever feudalism prevailed the tenant fnflu^noe began to take his law from the land and not from his descent^. ?^ feudal- 88. But we have still to see how the several Barbarian laws became welded together with the Roman law and with that which we call the feudal system into one compact body of law for each country. How did the descendant of the vanquished Roman citizen and of his barbarian conqueror come each to lose his distinctive rights ? Of this we know but little. But the amalgamation probably commenced at a very early period after the barbarian conquest : and this amalgamation would be greatly facilitated by the circumstance that even the bar- barian laws consisted of something more than the rude cus- toms which these tribes had brought with them from their native forests. The leges barbarorum all bear obvious traces of having been themselves influenced by the Roman law. This however is for the most part not the Roman law of Justinian, but of the earlier Hermogenian, the Gregorian, and the Theo- dosian Codes ^. ' The combination of the notions of universal empire with universal citizen- ship would have the same practical results as the rendering of all law terri- torial, but would not necessarily beget the conception of territoriality. ^ It used to be thought that for a time the Roman law was wiped out of Europe, and that it was revived again upon the discovery of the Corpus Juris at Amalfl when that city was taken by the Pisans in 1 1 35. The Pisaus are supposed to have carried away this, the only copy in existence in Western Europe, as part of their booty, and the emperor Lothair the Second (so the story goes) ordered it to be used as law throughout his dominions. It has been shown by Savigny that this is an altogether mistaken view of the fate of the Roman law prior to the twelfth century. See Gesoh. d. Rom. Eechts, im Mittelalter, vol. iii. §§35 sqq. England. 54 SOURCES OF LAW. [Chap. 11. Language, literature, education, and above all, commerce, were on the side of tlie Eoman lawyers. Still it is not without astonishment that we find the law of the conquered silently displacing the law of the conquerors, and the Roman law adopted everywhere as the law of the land. This adop- tion of the Roman law took place rapidly after the twelfth century. A flourishing school of Roman law arose at Bologna, and another at Paris immediately after ; and the Corpus Juris became the general source of law throughout the continent of Western Europe ^. Influence 89. In England alone we find the overwhelming influence law re- 0? the Roman law successfully resisted. True it is that not S^*^,'^™ a few maxims of the Roman law have been transferred to English Law, but no one has ever been able to quote a text of the Roman law as authority either in the courts of common law or the courts of chancery. It was only within the very narrow jurisdiction which the ecclesiastical courts managed to secure, and in the comparatively insignificant affairs of the admiralty courts (which dealing with foreigners felt the want of a universal law), that the Roman law was accepted. For a long time the ecclesiastics struggled to pro- cure for it a more general acceptance. The crown generally leaned in its favour ^, though occasionally, under the influence of the fear that its introduction might throw too much power into the hands of the church, the sovereign cast his weight into the other scale. But the English lawyers as a body never wavered. The judges with a dogged persistence kept the '■ See Weiske's EecHtslexioon, s. t. Quellen des teutsohen Eeohts, vol. viii. p. 846; Brunner in Holtzendorffs Encyolopadie (ed. 1882), p. 266. Theo- retically the Eoman Law was held binding because the German Empire was considered to be a continuation of the Eoman. In the north of France (Pays Contumier) the Eoman law was never, strictly speaking, the common law, but still it had a powerful influence as raison ^crite. ' Ultimo vero loco e jure scripto Eomano mutuamur, quod et aequitati consouum et negotio de quo agitur aptum congruumque invenitur.' Dumoulin, § 110. torn. i. p. 23. Pothier, (Euvres, ed. Buguet, tom. i. p. i. " Besides the servile maxim so often quoted, 'quod prinoipi plaouit legis habet vigorem,' which Bracton qualifies, there is much in the Corpus Juris which flatters and favours despotism. Sec. 89.] SOURCES OF LAW. 55 Corpus Juris as an authority out of their own courts, and restrained the ecclesiastical courts if they attempted to inter- fere in matters which did not belong to them. The nobility and the commons were equally opposed to the introduction of Roman law. It must at times have been a hard struggle to maintain against the learning and influence of the clergy the ruder customs of England, to which Glanvil, Meta, and Brac- ton can scarcely bring themselves to allow even the name of law ^. And all the writers I have named attempted to intro- duce the principles of Roman law into English courts by incorporating them into works professing to treat of the laws and customs of England. But the attempt met with little success. It was perhaps due to this very admixture of Roman law that the authority of even so accomplished a writer as Bracton was repudiated so emphatically by the judges^. • ' Cum autem fere in omnibus regionibus utantur legibus et jure scripto sola Anglia usa est in suis finibua jure non scripto et oonsuetudine. In ea quidem ex non scripto jus venit, quod usus oomprobavit. Sed absurdum non erit leges Anglicanas (licet non scriptas) leges appellare, cum legia yigorem habeat quicquid de consilio et de consensu magnatum et reipublicae communi sponsions authoritate regis sive prinoipis praecedente juste fuerit definitum et approbatum.' Bracton, chap. i. a. a. " In a case quoted by Fitzberbert in liis Abridgment (Garde 71), decided in the 35 Hen. VI, the court is represented as agreeing that ' Bracton was never accepted as an authority in our law.' So in the case of Stowel against Lord Zoucb, in Plowden's Reports, vol. i. p. 357, Saunders' argument is thus reported: 'And to this purpose he cited Bracton, not as an author in the law, for he said that Bracton and Glanvil were not authors in our law, but he said he cited him as an ornament to discourse where he agrees with the law.' As far as I am aware, neither Bracton, Fleta, nor Glanvil are ever quoted in the Year Books. Beeves (Hist. vol. iv. p. 186) says that Bracton is ' once or twice ' referred to, but he does not give the references. It may be said that it was not the practice in former times to quote books. That practice seems to have come in after the reformation very gradually, first by reference to Littleton's Tenures, then to Coke's edition of that book, and then to Coke's own works. Other books have by degrees crept in since. But the value attached to a work may be fairly estimated by the demand for it, and of this we have a pretty clear indication. Littleton's Tenures was printed in 1481, again shortly after without date, again in 1528, again in 1543. again in 1572, and I think there were other editions. The Year Books, Fitzherbert's Grand Abridgment, a variety of books on the manner of holding courts, a book called the Justice of the Peace, Fitzherbert's Natura Brevium, and several other law-books were frequently printed during the same period. 56 SOURCES OF LAW. [Chap. II. Custom 90. The resource of the English lawyers when called on to place of the fill tliG gap which was elsewhere supplied by the Roman law Koman ^^^ custom. Of this custom the judges were themselves, in the last resort, the repository. But the judges usually ob- served a discreet silence as to the source from which they derived the rules upon which their decisions were based. Here and there a judge or a counsel arguendo would mention a precedent, but if we may trust the reports contained in the Year Books, even this was rare. Still there appears to have been very little tendency to innovation ; and there was doubt- less a tradition of the courts to which every judge knew that he must conform at the peril of his reputation. Some record of the proceedings of the superior courts of justice was always kept, and we have a series of such records commencing as Character early as the 6 Ric. 11 (i 1 94). These early records might, and reporlir'^ '^ probably did, afford some guide in future eases, though they were not drawn up with that object. Moreover, at least as early as the reign of Edward I the practice was begun of drawing up, in addition to these records, reports of eases heard and determined, the main, and apparently the sole object of which was to furnish judges with precedents to guide them in their future decisions. In these Year Books there is very little argument, but only an ascertainment by oral discussion of the points at issue with the decision of the court. The reporter however frequently criticises the decision, and sometimes indicates in a note the general proposition of law which he supposes the decision to support. Reference is also some- times made by the reporter to other cases involving the same point. The later Year Books give the arguments somewhat more fully, but still we do not find previous cases frequently cited. From this we might be disposed to infer that the Britton, on the other hand, was not printed at aU until 1530 ; Bracton was not printed till 1569; Glanvil not tiU 1557; and Fleta not till 1647. And the demand for these books has never increased; none of them have been re- printed more than once until recently. They are now being printed chiefly for. purposes of historical research. I am not aware upon what authority the statement of Braoton's influence on English law rests. Sec. 90, 91.] SOURCES OP LAW, 57 practice of citing cases in support of an argument or a judg- Practice ment was still very rare even in the reign of Henry the Eighth, "ases!"^ when the last Year Book was published. Yet this can hardly be so, for the reports of Plowden in the reign of Edward VI, which are much fuller than the latest Year Books, show that cases were at that time freely cited, and it is not likely that the practice came suddenly into existence. Moreover, we can scarcely account for the existence of the Year Books at all unless we suppose that the lawyers studied them and made some use of them. The importance attached to the Year Books is further shown by the numerous reprints of them which were issued as soon as the art of printing was discovered, and also by the popularity of the abridgments made of them by Eitzherbert and Brooke. Probably, therefore, the influence of precedent upon the decisions of the judges is not to be measured by the number of cases quoted in the Year Books. 91. It is, however, always as indicating the custom ofDeciaiona England, and not as authority, that the decisions of earlier i^ter times judges were used during all this period and long afterwards. j^^.^°"" In the patent of James I^ for the appointment of official reporters it is indeed recited that the common law of England is principally declared by the grave resolutions and arrests of the reverend and learned judges upon the cases that come before them from time to time, and that the doubts and questions likewise which arise upon the exposition of statute laws are by the same means cleared and ruled. Nevertheless we find Blackstone still saying that the first ground and chief corner-stone of the laws of England is general and imme- morial custom. But long before Blackstone's time, and in some measure perhaps owing to the patent of James I, a very important change had taken place in the view held by judges as to the force of prior decisions. These decisions were at first evidence only of what the practice had been, guiding, but not compelling, those who consulted them to a conclusion. ' Pat. 15 Jao. I., in vol. vii. part 3. p. 19 of Eymer's Foedera, ed. 1741. Blackstone, Comm, toI. i. p. 72. 58 SOUECES OF LAW. [Chap. IT. But when Blackstone wrote, each single decision standing by itself had already become an authority which no suc- ceeding judge was at liberty to disregard. This important change was very gradual, and the practice was very likely not altogether uniform. As the judges became conscious of it they became much more careful of their expressions, and gave much more elaborate explanations of their reasons. They also betrayed greater diffidence in dealing with new cases to which no rule was applicable, cases of first impression as they were called ; and they introduced the curious practice of occasionally appending to a decision an expression of desire that it was not to be drawn into a precedent. General 92. Thus it comes to pass that English case law does for compared US what the Roman law does for the rest of "Western Europe. with that j^^ j-jjjg difference between our common law and the common 01 the Roman law of continental Europe has produced a marked difference between our own and foreign legal systems. Where the principles of the Roman law are adopted the advance must always be made in certain lines. An English or American judge can go wherever his good-sense leads him. The result has been, that whilst the law of continental Europe is formally correct it is not always easily adapted to the changing wants of those amongst whom it is administered. On the other hand, the EngHsh law, whilst it is cumbrous, iLl-arranged, and barren of principles, whilst it is obscure and not un- frequently in conflict with itself, is yet a system under which justice can be done. Anyhow it stands alone in the history of the world. The records of decisions have no doubt at all times and in all countries served as evidence of custom, just as the Year Books formerly served, and the court rolls of manors still serve, amongst ourselves. And even without the influence of custom judges are never likely to disregard or to remain uninfluenced by the decisions of their prede- cessors. But nowhere else than in England have the decisions of judges been systematically treated as authoritative. There seems to have been a good deal of fluctuation under the Sec. 92, 93.] SOURCES OP LAW. 59 Roman law as to the authority to be attributed to the im- perial rescripts and decrees given in particular cases. But if these were ever treated as generally binding it seems to have been because the Emperor was himself the supreme source of all authority, and could legislate when and how he pleased. But no decisions of any tribunal had, as such, any authority whatsoever. ' Nemo judex vel arbiter existimet consultationes quas non rite judicatas esse putaverit sequen- dum, cum non exemplis sed legibus judicandum sit.' Nearly all modern continental codes contain similar prohibitions, and this is the modern continental practice^. 93. Well established as the practice of the judges making jural the law has now become in England, it is not easy to reconcile authority ourselves to the notion when the practice is brought under our °^ ''^^^ observation. The explanation of it is the delegation to the judges of what was once a peculiar function of sovereignty. If we look at the history of all early societies we find that the principal duty of the sovereign, in time of peace, is not the making of law, but the decision of law-suits. It is the king himself who decides all disputes between his subjects ; he is the judge before whom the issue is tried^ ; and whilst in some of the oldest treatises on law we find the judicial function of kings carefully and prominently con- sidered, the legislative function is scarcely noticed. This is ' 'The opinions of law professors and the views taken hy prior judges shall not be in any way considered in future decisions.' Allgem. Land- Eecht, Introduction, b. 6. The stringent provisions of the French Code have been already referred to. Of course provisions of this kind do not prevent judges from resorting to the opinions of those who preceded them for guidance, and this inevitably results in these opinions producing an influence which is of great importance, though widely distinguished from the ' authority' of English decisions. French judges really rely on such opinions when they refer to 'la doctrine et la jurisprudence' or 'le point de vue juridique.' German judges seem to have no hesitation in referring to treatises, and to the Geriohtsgebrauch or usus fori. Thus a kind of customary law (Juristen recht) is formed by the courts, but linger says that it cannot be applied by the courts in Austria, because the application of all customary law is forbidden by legislation. (XJnger, Syst. d. bster. Privat-E. vol. i. p. 42 : Austrian Civil Code, B. 12.) ' See Grote's History of Greece, Part I. ch. xx. 60 SOUECES OP LAW. [Chap. 11. notably the case in the treatise of Menu, where the king is always spoken of as 'the dispenser of justice,' and his duties as such are minutely laid down; whereas I do not recollect a single passage which enjoins him to make wise and good laws. Nor does this in any way result from the claim of Hindoos to have received a divine revelation. We find the same thing in societies which lay no such extensive claim, and indeed which hardly claim at all to have received commands direct from God. 94. Even in England, where Austin thinks the judicial function was more completely separated from the legislative than in any other country^, we find strong indications of the extent to which those functions were mixed in early times. The present judicial authority of the House of Lords is generally traced to its representation of the Aula Regis, which was at the same time the supreme court of justice and the supreme legislative assembly in the kingdom. It required a special clause in Magna Carta to enable the Court of Common Pleas , to sit anywhere except in the place where the king happened to reside. By a fiction the sovereign is always supposed, even at the present day, to preside in person at every sitting of the Court of Queen's Bench ; and it is as keeper of the king's conscience that the chancellor is said to exercise his authority. Idea of 95. The truth is, as Sir Henry Maine has shown ^, that riartrthat^^® idea of law itself is posterior in date to that of judicial of judicial decision ; and it was the actual observation of a succession decision, of similar decisions of the same kind which gave rise to the idea of a rule or standard to which a case might be referred. As soon as this observation was made every one would naturally recognise the advantage of stating in an abstract form the rule which might be inferred from a series of uniform decisions, and which, it might be reckoned with tolerable certainty, would be applied, whenever a similar ' Lect. xxviii. p. 536 (third edition). ' Ancient Law, p. 5 (ed. 1861). Sec. 94-98.] SOUECES OP LAW. 61 dispute should arise. This was the first germ of law: and the first recognised laws were probably collections of the scattered rules which had thus come to be adopted. 96. It was only in the simplest condition of society that I'elegation the king could really be also judge in all matters of litiga- office by tion. At a very early period this function of sovereignty ^°™'^^*^"' would be delegated to persons whose duty it was to decide disputes and punish offences. The wise, and learned, and elderly persons, who sat with the king to assist him with their advice, would be deputed by him to decide cases in his absence. But this change in the person of the judge would not materially affect either the character of the office or the exercise of the function. The same repetition of cases would occur : by deciding them successively in the same way, the subject judge, just Hke the sovereign judge, would give currency to certain rules, and these rules would come to be looked upon as law. 97. The process by which law is made by judges in the Judicial exercise of their judicial function has been undoubtedly mis- ^ J^^^ ° understood. It has been said, that the exercise by judges "^"T'l'tio"' of the legislative function at all is a usurpation. If by the exercise of the legislative function be meant the evolution of law by the process above described, this statement is the very reverse of truth. A judge who merely substitutes for his own opinion the concurrent opinion of others is no breaker of the law. The only result of saying that judges could make no law, would be to say, in effect, in a large number of cases, that there was no rule of law applicable to the purpose in hand, and to leave the judge entirely uncon- trolled. 98. A very much more important question has been raised, Character- as to the correct appreciation of the process of making law judiciary by judicial decision. Austin has minutely criticised this^^^- process, but the published Lecture which contains these criticisms is, as is so frequently the case with the scanty remains we have of the writings of that eminent jurist, 62 SOURCES OF LAW. [Chap. 11. made up of two disjointed fragments ; and it is of course, therefore, not summed up into any final conclusions. It appears to me that the essential difference between the generation of law by judicial decision and by express legis- lation lies in two of the characteristics of judiciary law noted by Austin, — namely, that it is ex post facto, and that it is always implicated with the peculiarities of the particular ease in which it is applied. All the objections which can be raised against judiciary law may be traced to one or both of these characteristics ; its bulk, the difficulty of ascertaining it, its inconsistency, and so forth. To the combination of these two characteristics may be also traced its great, though possibly its only advantage-^that of flexibility, or capacity of being adapted to any new combination of circumstances that may arise. Were the judges in England compelled, as ia Italy, France and Spain, and as has been attempted in India, to state separately and fuUy what French lawyers call the motives, and Spanish lawyers the points of their decisions — that is to say, their findings in fact and the rules of law which guide them — there would be a complete revolution in the history of English case law. The law being stated in distinct propositions, altogether separate from the facts, would be easily ascertained. This, coupled with our notions as to the authority of prior decisions, would render a conflict so conspicuous, as to be almost impossible. The law would soon become clear and precise enough ; but so far as judicial decision was concerned, it would become much more rigid. It is because EngUsh judges are absolved from the necessity of stating general propositions of law, and because, even when these are stated, they are always read as being qualified by the circumstances under which they are applied, that our law remains bulky and uncertain, but has also, in spite of our respect for precedent, remained for so long a period flexible. "Whether it would be found possible to combine our practice as to the generally unquestionable authority of prior decisions, with the practice of laying down abstract propositions of Sec. 99, 100.] SOURCES OF LAW. 63 law separate from and independent of the particular facts, is an experiment which, as far as I am aware, has not yet been tried ^. 99. The nature of the process of reasoning which has to Process of be performed in order to extract a rule of law from a number ^tf^^joh of decided eases by elimination of all the qualifying circum- '' ^^ J'^" stances, is a very peculiar and difficult one. The opinion of the judge, apart from the decision, though not exactly dis- regarded, is considered as extra-judicial, and its authority may be got rid of by any suggestion which can separate it from the actual result. Unless, therefore, a proposition of law is absolutely necessary to a decision, however emphatically it may have been stated, it passes from the province of aucto- ritas into that of mere literatwra. Curiously enough it is not the opinion of the judge, but the result to the suitor which makes the law^. 100. Paley has called the process by which law is extracted Competi- from a series of decisions the competition of opposite analo- opposite gies^. Austin considers that this process is not necessarily ^''^ °S'®^" confined to the extraction of law from judicial decisions, and that it may as well be employed in the appUeation of ascer- tained rules of law to particular cases. But, as I have said *, ^ The High Court at Calcutta has gone somewhat near it, by requiring even its own members, when they differ in opinion on a matter of law, to refer the difference to the arbitration of a majority of the whole Court. This sometimes leads to the enunciation of propositions of law in an abstract form, which it is made imperative on all the members of the Court, and of course on all the inferior Courts, to accept, until overruled by the Privy Council. See Bule of High Court of Calcutta of July 1867, in Mr. Brough- ton's Civil Procedure, p. 710 (fourth edition). The government saw no usurp- ation of power in this proceeding : on the contrary, the rule is said to have been made at the suggestion of government. ' This is consis|ent with the idea that the basis of the law which comes to us through judges is custom, and not opinion. ' Moral Philosophy, vol. ii. p. 259. Austin seems to have thought at first that Paley was speaking only of the application and not the extraction of law. (Lect. xxxvii. p. 653.) But he afterwards changed that opinion. (Fragments, p. 1031.) Very likely Paley did not, any more than judges, distinguish the two processes. * Supra, sect. 98. 64 SOURCES OF LAW. [Chap. II. it is the peculiarity of English judges that they do not think themselves bound to distinguish these two operations, and that they very frequently perform them simultaneously. They, in fact, determine the law only hy applying it. And I think Paley's description of forensic disputation and judicial decision is both forcible and accurate. ' It is,' he says, ' by the urging of the different analogies that the contention of the bar is carried on ; and it is ia the comparison, adjustment and recon- ciliation of them with one another, in the discerning of such distinctions, and in the framing of such a determination as may either save the various rules alleged in the cause, or, if that be impossible, may give up the weaker analogy to the stronger, that the sagacity and wisdom of the court are exercised.' Third 101. Closely connected with the law which emanates from law: Com- a Series of judicial decisions is the law which is derived from mentaries. j^^ commentaries of great jurists. These are also expounders of the law, and their works are constantly read and referred to in courts of justice, and have the very greatest weight. 102. The authority of a commentator cannot, however, like that of a judge, be traced immediately to the sovereign, ; and, as a general rule, a commentary when it first appears \ is only used as an argument to convince, and not as an au- ; thority which binds. But just as judges by successive decisions I give currency to a rule of law, so by successive recognition ! they establish the authority of a commentator; tiU at last ; the opinions which he has expressed count for as much, or \ even more, than the opinions of the most eminent judge. This is the case with such commentaries as those of Lord Coke, Lord Hale, and Littleton in England ; the Dayabhaga, the Mitacshara, the Hedaya, and the Futwa Alumgiri in India. DifFerence 103. Between Commentaries and judicial decisions there is between ^ distinction of form which it is important not to overlook. commen- Judicial decisions are, as we have seen, by their very nature and judi- concrete ; all the judge professes to do is to decide the case ciary law. Sec. 101-106.] SOURCES OF LAW. 65 before him ; and the principle of law which guides him has very often to be extracted with much labour and difiSculty. But the commentator not unfrequently deals with matters entirely in the abstract. He lays down propositions of law capable of being applied to a whole class of cases ; he infers one principle from another ; he foresees new combinations and provides for new results. A commentary of this character, when once its authority is established, is far more compre- hensive than any number of volumes of reports ; but very few treatises of this kind, and scarcely any modern ones, have attained the necessary standard of reputation. 104. I have not, as will have been observed, made either Divine the divine law, the law of nature, or the moral law, separate sources of law ; and I do not think that they ought to be so made, although many learned persons strenuously maintain the contrary. The terms themselves are very vaguely used, but I think by divine law is generally meant that body of rules which is set by God to man through inspired revelation^. 1 Nearly all nations claim to be possessed of some stich revelation, ; but the nature of it differs considerablyj and the relation ' which these revealed rules bear to law, in the proper sense of the term, also varies very greatly. 105. Christian nations lay claim to nothing more than a christians. revelation of certain doctrines of religion and certain very general rules of morality. The Author of the Christian faith, though repeatedly appealed to for that purpose, always refused to interfere in questions of a political character, or to lay down specific rules of conduct. 106. The Greeks and Romans had scarcely any notion of a Greeks and divine revelation at all, in any sense which we should attach to the term. The divine communications which they received were rather in the shape of advice or warnings how to act on * Knles of conduct, not actually revealed, may also be referred to a Divine Author, and, I believe, are sometimes called divine, but I am at liberty to restrict the expression ' divine law ' as I have done, and as it is convenient to do; comprising the unrevealed rules, as is more commonly the practice, under moral law, or law of nature. P 66 SOURCES OF LAW. [Chap. II. some special occasion. If it was supposed that there had teen at any time persons, who spoke habitually under divine in- spiration, these were not sages . who directed the conduct, but poets who stirred the feeHngs and imagination of their hearers. Hindoos. 107. The Hindoos, whilst they too have been largely influenced by a mythic poetry of supposed divine origin, have also, as I have already mentioned, a very distinct revelation of the will of God. And this revelation is quite as much occupied with the ordinary affairs of daily life as with the regu- lation of religious observances. The general moral precepts are few, and, consequently, its actual influence on the modem life of a Hindoo is not very great. Mahomme- 108. The extent to which Mahommedans are still under Jews^^ the influence of a divine law I have already explained. They have carried the notion further than any other people except perhaps the Jews of old, who for a long period claimed to be under the direct personal government of God himself, who was supposed to be in constant communication with them. It appears that the Jews felt at times this form of political society to be inconvenient, and the traces of a struggle to obtain a different constitution are to be found in the Bible, where we read that they desired to have a king 'like all the other nations ^.' And though they are rebuked for their ingratitude their prayer is at last granted. But the Jews never seem to have arrived at any very clear notions about law, at least not about their own law. Divine 109. Modern nations have recognised a very important atwa-raen- pi^inciple as to the application of divine rules by human forced. authority, that every divine rule is not to be so enforced. No one, whatever he might pretend, could practically assert the contrary : and there seems, therefore, no help for it but to admit that the law, as a human institution, takes the highest standard of morality of which it is capable, but which still leaves something unfulfilled. The Mahommedan law supplies ' I Samuel viii. 5. Sec. 107-110.] SOURCES OP LAW. 67 one example of this in the recognition of the lawfulness of taking interest for the use of money, though I doubt whether a Mahommedan, if asked, would acknowledge any distinction in the obligatory force of divine precepts. We find other examples in the various cases in which under nearly every system of law a man is relieved from the fulfilment of his promise under certain circumstances. In the case of infancy, for example , the debt incurred by the infant is not enforced, but very often he ought, nevertheless, to pay it. A curious case of this kind occurred early in our administration of justice in India. The Hindoos of Lower Bengal generally desired that as between father and son the father should have power to dispose of the family property. The English judges were by no means unwilling to grant this power to them, but some very plain precepts of divine authority stood in the way. The Hindoos thereupon enunciated the convenient maxim, that a sale once made could not be set aside, because 'a fact cannot be altered by a hundred texts.' The English judges capped this with a Latin maxim, ' Fieri non debet factum valet.' And no one has ever since questioned the power of alienation^. 110. But though the operation of divine law has been Influence thus limited, it would be idle to deny that it has been a large {"g^^/ source of law. To deny this would be to deny that a large portion of mankind has had any sincere religious belief at aU. But it is a very different thing to suggest, as Black- stone and some other English lawyers seem to suggest^, that there is implied in every human law some sort of reservation or exception in favour of the divine law ; a salvo jure divino absolving men from obedience from the human law if it conflicts with the divine. The proposition is not the less objectionable because it is capable of being read in a sense in which it is not untrue. If Blackstone meant that a con- scientious man, with a firm and well-grounded conviction ' See the Dayabhaga of Jimuta Vahana, chap. ii. ss. 28, 29 ; and Strange'g Hindoo Law, vol. i. p. 53. * See Comm. vol. i. pp. 42, 43 ; Fonblanque on Equity, p. 8 (fiftli ed.). ra 68 SOUECES OF LAW. [Chap. II. that there existed a conflict between a particular divine and a particular human injunction, ought to obey the first and not the second, he was enunciating what is strictly true. But this is a truth very rarely applicable, and is wholly foreign to the subject which Blackstone had under consideration — namely, the nature of laws in general. 111. If, on the other hand, Blackstone intended to lay it down as a principle of general application that every one is to institute for himself a comparison between the human and divine law, and that, in case of any proceeding taken against him for disobeying the human law, he may plead the divine precept in his defence, the absurdity of the prin- ciple may be demonstrated at once by attempting to apply it. If a judge were to say, 'I find so and so in an act of parliament, but in my opinion the divine precept is other- wise, and I decide according to the divine precept,' he wonld be certainly overruled by the court of appeal, and probably declared unfit for his ofiice. 112. It seems to me that the fundamental error lies in treating the conflict between divine and human laws as an ordinary one, which the lawyer must be constantly prepared to meet. Nothing can be further removed from the truth. In every country which acknowledges a revelation, the general precepts of law which have emanated from a divine source have been over and over again acknowledged by the human sovereign authority. The Koran and the Shasters are expressly declared by act of parliament to be the law of the Mahommedans and Hindoos respectively in India'. The pre- cepts of the Bible have been applied to the institutions of daily life by Christians, to as great an extent as the dif- ference of circumstances will admit ; and there has been a tendency rather to strain than to contract the application of the rules of the Old Testament to the wants of modern society. So far from a conflict between human and divine law being an ordinary occurrence, it is very unlikely that any ' See 21 Geo. III. u. 70. s. 17. Sec. 111-115.] SOUECES OF LAW. 69 such conflict should arise. A sovereign body is not very likely to promulgate laws which all, or even a large majority, of its subjects would believe to be contrary to the commands of a Being of infinite power, wisdom, and goodness. It is far more probable that any supposed antagonism is the sug- gestion of ignorance or presumption. How a case of real antagonism is to be dealt with, should it arise (and, rare as it is, no one will assert it to be impossible), is a question as unfit to be considered in a treatise on law, as the some- what similar question — when is a nation justified in rising in rebellion against its rulers? 113. It may, indeed, happen to an advocate or a judge, that his own opinion of what is enforced by a divine precept is in conflict with some rule of positive law which he is called upon to support. But no one would pretend that the law was in any way afiected by the private opinions of those whose duty it is to administer it. Thus there are some Christians who believe that, for reasons founded on divine commands, the marriage tie is indissoluble. But this would not justify a judge who thus thought in refusing to pronounce a sentence of divorce in case of adultery. A large majority of those qualified to form an opinion have thought that there is no such divine prohibition, and have made the law ac- cordingly. 114. So there are to be found Mahommedans who consider that God has forbidden the taking of money for the use of money; but the judges, with the general consent of a vast majority of Mahommedans, have long been in the habit of giving interest on loans of money to Mahommedan lenders ; and it would be preposterous for a single individual to set up his opinion against this overwhelming opposition. 115. What use the lawyer may at any time make of the Use made divine law is clear enough. The judge, being obliged to JdivTnr'^'' decide, even when all his efforts to discover a rule of positive '*^- law have failed, or where there are rules which conflict, or where the interpretation of the rule is doubtful, may safely 70 SOURCES OF LAW. [Chap. II. I assume in such cases that the sovereign power, if it had I declared its will in the form of a positive law, would have I done so in conformity with the divine precept. And a judge j who acts upon the divine precept in such cases is fully within j the limits of his authority. He is doing that which a sovereign ' judge would undoubtedly himself do under the circumstances, / that is, he is deciding the case according to that which is I believed to be right and just. So much of divine law has, however, been incorporated into positive law, that even in this way the lawyer has very seldom to resort to it. Moral law 116. With regard to the moral law and the law of nature, nature. it would be impossible to say whether or no we should enu- merate either or both of these amongst the sources of law, until we had assigned to those terms some more definite meaning than is commonly done. That there are rules of conduct regularly observed amongst men, and which to a considerable degree influence judges in making their decrees, but which are yet neither positive law nor the revealed com- mands of God, is undoubtedly true ; such, for instance, as the rules which regulate the intercourse of nations, the laws of war, and constitutional practice. There are also rules of conduct which judges constantly refer to, and act upon, which, nevertheless, are not law, though in England they have a tendency to become so: such, for example, as the rules of fair-dealing. Rules of this kind are sometimes said to belong to the moral lawj and at other times to the law of nature. Speaking very generally, these two expressions seem to me to comprehend very much the same rules, but they refer them to different sources. The term 'moral law' appears to assume some innate faculty of distinguishing right from wrong. The law of nature, on the other hand, seems to refer to the disposition of man in an uncorrupted state ^- But the moment a diiference of opinion arises as to what the rules ' I am not sure that persons who refer the existence of rules of conduct to utility or experience, might not use the term 'moral law' to describe them. But the term generally implies the existence of an innate faculty. Sec. n6, 117.] SOURCES OF LAW. 71 are wMeli are to be derived from either of these sources, no further attention is paid to them. There is something almost absurd in my asking you to accept a thing as right, because my moral sense tells me it is so, or because / think that it can be traced to nature. Bentham^ has said that such ex- pressions as moral sense and law of nature are only pretences, under which powerful men have concealed from themselves and others the exercise of arbitrary power, by making a sham appeal to some external standard, when they are reaUy consulting only their own wishes. This may be true of potentates. But though a lawyer might also choose to avail himself of these or similar expressions, he would really be driven, in every case, to support himself by an appeal to an external standard, and one of a very diiferent sort, namely the common experience of mankind. And where conduct is to be considered, or where the rule of law is obscure or de- ficient, that which mankind at large has regarded as right is a guide it would be presumptuous to neglect, whatever may be the influence which has led us in that direction — our moral faculties, or our uncorrupted nature. 117. The history of these expressions exemplifies this in a very remarkable manner. The general idea of a law of nature is said to be due to the Greek philosophers of the Stoic school. 'According to nature' expressed their idea of moral as well as material perfection^. But by what test did they discover what was and what was not according to nature ? Simply by that of uniformity. What was the same to all and amongst all they accepted as natural ; what- ever varied they rejected^. So too the Roman lawyers, before they had learnt the Greek philosophy, had, as is well known, adopted as the result of intercourse with other nations a body of law which, under the name ol jus gentium, or law common to all 'Fragment on Government, chap. ii. sect. 14; vol. i. p. 8 of Collected Works. ^ Maine's Ancient Law, p. 54 (first ed.). ' Grote's Plato, vol. iii. p. 510, u. 72 SOURCES OP LAW. [Chap. II. nations, they very extensively applied ^. When they adopted the notion of a law of nature, they did not abandon these rules, or change them a single whit. There was no necessity to do so ; for the law of nature is only (as has been said) the law common to all nations seen in the light of a peculiar theory ^. 118. So too the very expression 'moral law' marks un- mistakeably, that the source from which this law was actually derived was the same observation of identity. The word mos, from signifying what is customary, has come to signify what is right. It was to explain the phenomenon of a common agreement upon this point, that an innate faculty was sug- gested : and whenever this faculty is called in question, it is only by pointing to this agreement that its existence can be proved, or its extent measured. Principle 119. Nor, I may observe, would it make any difference, so far as regards the matter now under consideration, were we to drop these terms altogether, and substitute the prin- ciple of utility in their place, as those would have us do who have most strongly attacked them. For however useful it may be, politically speaking, to establish clearly in men's minds that the greatest happiness of all is the true guide of action, the test of conformity to this principle can be no other than public opinion^. A reference to utility, separated from experience and resting on a bare assertion of the good or evil tendency of a particular line of conduct, is just as powerless to convince, and just as apt to serve as a disguise of arbitrary power, as an appeal to either nature or a moral sense. In whatever dress, therefore, we may choose to put ' Dans, Lehrbuch d. Gesoh, d. rSm. Eeohts, § 46. ^ Maine's Ancient Law, p. 50 (first ed.). ' Bentham admits this. He says : ' Those who desire to see any check whatsoever to the power of the government under which they live, or any limit to their sufferings under it, must look for such check and limit to the source of the Public Opinion Tribunal, irregular though it be, and, to the degree in which it has been seen, fictitious : to this place of refuge, or to none ; for no other has the nature of things afforded. To this tribunal they must on every occasion appeal.' Securities against Misrule adapted to a Mahommedan State, sect, i ; vol. viii. p. 562 of collected works. Sec. H8-I20.] SOURCES OF LAW, 73 our sentiments, I do not think the lawyer need go beyond actual experience. 120. There are, however, two countries of Europe in which the rules of conduct we have just been considering have played a different and more conspicuous part. I have already alluded to the effect of equity on Roman law, and the equity of the English Chancellors is not wholly dissimilar, and its effects have not been less important. For a full and clear exposition of the method by which upon an assumed principle of natural equality, or equity, the Roman lawyers managed to get rid of dogmas and distinctions which belonged to the strict law of Rome, but which were not found in the law common to all nations, I must refer the student to the chapter on 'Equity' in Sir Henry Maine's Ancient Law. Our own notion of equity is so far identical with this, that the moral law comes in as an avowed remedy for the in- convenience and inapplicability of an already existing system. But the origin of English equity is in that early stage of history when the idea of law was very incomplete, and the exercise of the judicial function had not been clearly separated from the ordinary exercise of sovereign authority. The decrees of the Court of Chancery were in their origin founded on a sort of dispensing power residing in the sovereign by virtue of the prerogative. It was the King's conscience which was moved by an injustice ; and because it was one which was not remediable by the ordinary law, the Chancellor received a commission to remedy it, sometimes from the King him- self, but sometimes also from Parliament i. Of course it was easy to pass from this to a general commission to redress grievances for which the strict rules of law supplied no adequate remedy, without noticing that thereby power was given to the Court of Chancery practically to fix the limits of its own jurisdiction, by determining in what cases the deficiencies of the common law rendered it necessary for itself to interfere. ' Spenoe's Chancery Jurisdiction, vol. i. p. 408. 74 SOURCES OF LAW. [Chap. n. Why equi- 121. Notwithstanding this, equity has to a great extent comroom ^o^t in England that feature, which at first sight it would paratively gggj^ easiest to preserve, namely, its elasticity. Sir Henry Maine ^ considers that this is due to courts of equity having originally adopted certain moral principles, which have been carried out to aU their legitimate consequences, and which fall short of the corresponding ethical notions of the present day. I venture to think that it is also due, in part at least, to the very difierent conception of law itself by modern lawyers, and to the great importance which is now attached to the stability of law, and to the necessity, in order to secure it, for a complete separation of legislative and judicial functions. I do not, of course, canvass the acute and truthful generalization that equity precedes legislation in the order of legal ideas, but I would base it on a far more general principle than the preliminary assumption of fixed ethical rules. 122. Consider the matter from the opposite point of view. Equity precedes legislation in legal history. Why? Because the idea of law as an inflexible rule without the possibility of modification is wholly unsuited to the early notions of the functions of courts of justice. According to a notion which extends far down into our own history, and which even now very largely exists in the popular mind, the function of judges is not so much to enforce the rigid com- mands of a sovereign, as to redress grievances. The com- plete inversion of this conception is marked by the treatise of Austin. The first steps towards it were taken in the respect paid to precedent. Until it was complete, it was impossible to separate the province of law from the province of morality. Both ideas are comprehended under the term 'justice.' The flexibility and adaptability to special circum- stances, which are the very essence of the remedial functions of courts of equity, conflict with the idea that the rules to be ' Ancient Law, p. 69 (first ed.). Sec. I2I-I24.] SOURCES OF LAW. 75 administered are rules of law, and with the conception of law which now prevails in jurisprudence. 123. The elasticity of equity now depends on the same cause which gives elasticity to the common law: — that it is law made by judges in the course of judicial decision ; that it is ex post facto and concrete ; and not, like an act of parliament, prospective and abstract i. 124. A very curious problem with reference to equity is In India. being worked out in India. We scorn the exclusive maxims of the Roman Law, and we emphatically profess to extend the protection of law to all classes of the Queen's subjects alike. Nevertheless, there are in India enormous gaps in the law. It is not too much to say that there are con- siderable classes of persons whose legal rights are, with reference to many very important topics, entirely undefined : and there are many topics aifecting all classes on which it would be scarcely possible to lay down a single principle which there would not be some hope of challenging with success. It has been supposed that in India these gaps are to be filled up by the judge deciding the case according to 'equity and good conscience.' And it has even been said, that all the rules of law which a judge has to apply in India are subject to 'equity and good conscience.' But though in the present state of Indian law some such maxim and some such expedient may be necessary, it is well to be on our guard against the dangers to which it may lead. Constantly criticized by an able bar, always closely watched by a jealous public, generally dealing with suitors who have the energy and means to resent injustice, judges administering equity have been under a restraint as efiective, if not as obvious, as judges administering common law. Under these restraints, and with ethical ideas generally accepted in an homogeneous society, as in England, equity may do, and no doubt has done, very useful work. But in a country like India, where these restraints are almost wholly wanting, and where it is ' See supra, sect. 98. 76 SOtJRCES OF LAW. perfectly possible (not to speak of minor antagonisms) that in successive courts of appeal a Hindoo, a Mahommedan, and a Christian might have to sit as judges in the same case, the attempt to apply a system which is assumed to be ethical, and which has only been extensively applied in two countries of the world, might seem somewhat hazardous ^. * The difficulty of transferring the ideas of European systems of law, together with all their traditional modifications, into Indian courts, is illus- trated by a line of argument which I have more than once heard. It is Baid (and truly said in a certain sense), that all courts of law in India are courts of equity also, and that the law must therefore be administered equit- ably. And (it is urged) it would be inequitable to apply strictly the rules of procedure, where they would press hardly on particular litigants. No one would think of claiming any special favour on such a ground in the English Court of Chancery. But it is not so easy to explain to a. person wholly ignorant of the history of the terms, why, with the principles which they profess to adopt, courts of equity do not more frequently than any other courts relax the rules which they have once laid down. CHAPTEE III. PERSONS AND THINGS. 125. The terms 'persons' and 'things' occur very fre- Things real quently in law, and it is necessary to try and get some idea^ry™*^^' of what we mean by them. I will first deal with the term 'thing.' In its narrowest and strictest sense a thing is a permanent sensible object other than a person. But it is sometimes used to denote any object real or imaginary about which we can speak or think. To its use in this extended sense there can be no objection provided it be understood that we cannot give physical attributes to imaginary objects. 126. Objects which are sensible are what we call corporeal, Things as land, gold, corn, and so forth. But if we include amongst and incor- things those objects which we can conceive, we have twoP°^^^' classes of things, corporeal and incorporeal. 127. Eights are incorporeal things: and the law deals with them as such. Thus a debt or a patent may be pledged, sold, and transferred either inter vivos or by will. In other words, a right may be itself the object of rights. 128. Whilst a right is itself necessarily incorporeal, the object of the right may be either corporeal or incorporeal. Thus if A owe a debt to B, the object of ^'s right is money and is corporeal ; but the debt itself treated as the object of pledge, or sale, or bequest, is incorporeal. 78 PEESONS AND THINGS. [Chap. III. Things 129. Things are divided into moveable and immoveable; ^Tim-^^ and this division corresponds to an obvious physical dis- moveable. tinction. This division of things is not much in use in Things real England. English lawyers prefer to divide things into real sonal!^'^ and personal. A learned modem author suggests that the terms ' real ' and ' personal ' were not in use prior to the seventeenth century^- But I find them used, apparently as familiar expressions, in the reign of Henry the Seventh^. It is not unlikely that the terms 'real' and 'personal' are con- nected with the division of actions in the Roman law into actions in rem and actions in personam. The actio in rem of the Roman law was founded on what was called a jus in rem ; the actio in personam upon a jus in personam. I shall explain the terms ' in rem ' and ' in personam ' more fully hereafter. It is sufficient to say now that a jus in rem is a right of owner- ship, or a right available like ownership against persons generally ; whilst a jus in personam is a right available against an individual or against determinate individuals. Now English lawyers also divided actions into real and personal, and the real action, like the actio in rem, was based upon a jus in rem, whilst the personal action, like the actio in personam, was based upon a jus in personam. But in the English law there was a further distinction between real and personal actions, a distinction of which the Roman law knew nothing. In a real action the very thing itself could be recovered in specie, and the judgment could not be otherwise satisfied. In a personal action the judgment could always be satisfied by the payment of a sum of money. But further (and this is the point of connexion we are seeking for) a real action could only be brought in respect of immoveables, and hence immoveables got the name of realty. Moveables, on the other hand, were always sued for in a personal action, and got the name of personalty^. ' Williams on Real Property, p. 7 and note. » Year Book, 6 Hen. VII, fo. 9. ' Bracton Bays: 'nunc cum sit res mobilis quae petatur, eicut leo, boB Sec. 129, 130.] PERSONS AND THINGS. 79 130. In a general way, therefore, real things, in the English law, were things which could be recovered in a real action ; in other words, land and rights over land ; and all things which could not be so recovered were considered as personal : if there were any things the nature of which was doubtful they were set aside as mixed ; and for some purposes of procedure this rough classification was sufficient. But the classification of things into real and personal had to be applied to a purpose for which greater accuracy was requisite. Real things at a man's death go to his heir, and personal things to his executor or administrator. Everything in its turn, there- fore, has had to be marked as real or personal ; and the courts in making this notation, though professing generally to adhere to the old line of distinction, have made some considerable departures from it. For example, certain things affixed to the land, such as machinery and the like, are, nevertheless, some- times treated as personal. Shares in a railway or canal company are also considered as personal. So is rent actually due. But the right to receive future rent is real. Leases for lives are some- times real and sometimes personal. Partnership property of vel aBinus, vestimentum, vel aliud quod consistit in pondere vel mensura, ■videtur, prima facie, quod actio vel placitum esse debeat tam in rem quam in personam, eo quod certa res petitur, et quod possidens tenetur restituere rem petitam. Sed revera erit in personam tantum, quia ille a quo res petitur, non tenetur precise ad rem restituendam, sed sub disjunctione, vel ad rem, vel ad precium, et solvendo tantum precium liberatur, sive res appareat, sive non. Et ideo si quis rem mobilem vindicaverit ex quacunque causa ablatam, vel commodatam, debet in aotione sua definire precium et sic proponere actionem suam Et unde quia non compellitur precise ad rem quae petitur, erit actio in ipsam personam, cum implacitatus per Bolutionem tantumdem possit liberari.' (Book III. chap. i. fol. 102 b, vol. ii. p. 134 of Twiss's edition). Braoton here expresses, in the language of the Koman Law, a distinction which was quite unknown in that system. The actio in rem was applicable to both moveables and immoveables, and down to a very late period neither one nor the other could be recovered in specie. Afterwards, under the legislation of Justinian, specific restitution could be ordered in any action and in respect of any kind of property. The distinction between the remedies for the recovery of real and personal property is of German origin. See Gaius iv, i, 2; Beseler, Syst. d. Gem. Deutsh. Privat. B. I 86 ; Holtzendorfifs Encycl. Syst. Th. pp. 526, 547, 554. 80 PERSONS AND THINGS. [Chap. III. every kind is personal. And land itself, as soon as it is agreed to be sold, becomes pergonal ; whilst money agreed to be laid out in land becomes real. Now therefore that the distinction between the various kinds of actions is aboKshed it would be difficult to say more than that real things are those which go to a man's heir, and personal things are those which go to his executor or administrator. Persons. 131. Persons are human beings capable of rights. To constitute a human being capable of rights two things are necessary, birth and survival of birth. What con- 132. There are expressions to be found in English law- birth ^^ books which look as if the fcetus, or even the embryo, in the mother's womb were capable of rights^- Thus we find it said that the unborn child may take by devise or inheritance. But I think the true meaning of this is, not that the unborn child really takes, but that the right is reserved for the child until the moment of its birth. This appears also to be the view of the best German jurists^- The framers of the Prussian code state, no doubt, that certain rights, e.g. to be protected from violence, belong to the unborn child ^: and there is, undoubtedly, a duty generally recognised to abstain from injuring the unborn child, quite distinct from the duty to abstain from injuring the mother ; a duty which is imposed upon the mother herself. But this may be a duty to which there is no corresponding right, and therefore there is no necessity on this account to attribute any right to the infant. The French code uses expressions which are ambiguous*. But the maxim always relied on by French jurists is ' qui in utero est pro jam nato habetur^.' This is a fiction, and such a fiction is only necessary on the assumption that ' Blackstone's Comm. i. 130. " Unger, Syst. d. osterr. allgem. Land-E. vol. i. p. 232 ; Windscheid, Lehrb. d. Pandekten-E. b. 52; Tangerow, Lehrb. d. Pandekten, § 32. See Dig. I, 6. 7; 50. 16, 129. ' Land-K. i. i, 12 ; Dernburg, Lehrb. d. Preuss. Pr. Eechts, vol. i. p. 83. * Code Civ. art. 725, 906. " Pothier, QLuvr., ed. Buguet, torn. viii. p. 7 ! torn. i. p. 484. Sec. I3I-I33-] PERSONS AND THINGS. 81 sbirth is a necessary condition of personality. On the other hand, if we take the view that an embryo from the moment of conception is a person, we must then, if it should never be born, get rid of it by the contradictory assumption that it never existed. 133. What constitutes birth has been very carefully considered by English lawyers in reference to the very common charge of child-murder. If the child has not been born the charge of murder cannot be sustained. The question, therefore, what constitutes birth is in these cases a very important one. The main circumstance which constitutes birth, so as to render a charge of murder sustainable, is complete separation from the mother^. Nothing is said about maturity, but the use of the word ' child ' seems to assume that the foetus must have assumed the human shape. The child must also be born alive. There is no other express requirement. The French law requires that the child should be, what is called, viable^. This expression is vague. It seems to indicate that the fcetus should have advanced to that stage in which it possesses all the organs necessary to continuous Ufe, and should be in other respects capable of living. But there is always great difficulty in getting an exact account of the condition of a child dying immediately after its birth, and not very carefully examined by any skilled person^ An attempt has been made to meet this difficulty by a rule that every child bom prior to the hundred and eighty-second day after conception, should be presumed incapable of living, and, therefore, of becoming a person. The Roman law does not (as has been supposed) countenance any such presumption ; and it is open to the very strong objection that it necessitates for its application a determination of the date of conception with an accuracy which is very ' Steph. Dig. Crim. Law, art. 218. The diviaion of the navel string ia not necessary. " Code Civ. art. 725, 906 ' There seems to be a presumption in favour of viability. See Sirey, Codes Annotes, notes S, 6, and 7 to Code Civ. art. 725. G 82 PERSONS AND THINGS. [Chap. HI. rarely attainable. The question whether there should be any requirement of vitality beyond the bare survival after the child has left the body of its mother and the acquisition of the external human shape has been much discussed by German jurists, but their opinions are based to a large extent upon the authority of the Roman Law^. 134. There has been some disposition to make it a requisition to the attainment of personality that the child should have cried, but the Code of Justinian expressly declares that this is not requisite, and modern jurists generally take the same view ^. Death. X35. A human being ceases to be a person at death. The determination of this event presents no difficulties of the kind we have been considering. If the body is under view there is rarely any difficulty in determining whether or no it has ceased to live. But if a man leaves his home and gives up all communication with his family and friends, so that all trace of him is lost, then it becomes very difficult to determine whether or no he is aUve or dead. So also it is sometimes difficult to determine at what exact moment death has taken place, if that determination is necessary^. There are certain rules which are intended to obviate these difficulties, but these belong to the head of evidence. Rights and 136. Rights and duties are sometimes attached to an ag- attaohedto&'^^g'^*® of human beings in such a way that the individuals aggi-egatea composing the aggregate are altogether lost sight of; that ' See the subject discussed at length in 'Saviguy, Syst. d. h. Kbm. Eechts, vol. ii. Beil. 3 ; Vangerow, Lehrb. d. Pandekteu, s. 32 ; and particularly Wachter, Pandekten, o. 40. ' Code, 6. 29. 3 ; Sav. Syst. vol. ii. p. 8. ' There is no such thing in England now as civil death : and there is very little said about it even in our old books. It was of two kinds, that which took place on conviction for certain crimes, and that which took place on becoming a member of a monastic order. See Coke's Reports, vol. ii. p. 48 ; Sav. Syst. d. h. Eom. E. vol. ii. p. 151 ; Dernburg, Lehrb. d. Preuss. Pr. E. vol. i. p. 80; Domat, Liv. prelim. Tit. 2. sect. 2. § 12 ; Code Just. 1. 3. 56. 1. The effect of entering a religious order is very ably discussed by Dr. Friedrich Hellman in a pamphlet entitled Das Gemeine Erbrecht der Eeligiosen ; Munich, 1874. Sec. 134-I37'] PERSONS AND THINGS. 83 is, the aggregate is looked upon as a single person (a fictitious one of course) to whom the rights belong and upon whom the duties are imposed. Strange as this conception appears to us when we come to reflect upon it, yet it is very com- mon. As a familiar example of it I will take the case of the University of Oxford. The University of Oxford is an ag- gregate of persons consisting of the Chancellor, Masters, and Scholars. In common language the University is said to own a large amount of property, to make contracts, to buy and sell, to bring and defend actions. This language is per- fectly accurate. These things are done, but, in the eye of the law, not by any individual member of the University but by the University as a whole. And the complete distinctness of the University, as a person, from the individual members which compose it, is seen by this, that if any member of the University occupies (say) a house belonging to the University, he occupies it, not as being himself owner, but as tenant or licensee of the University. So also if a member of the Uni- versity were to intrude upon the property of the University he would commit a trespass. So also if I were to make a contract with the University there would be no 'vinculum juris ' whatsoever between myself and the individual members of the University. The contractual relation would exist between me and the fictitious person called the University alone. The University is always present to our minds as the person to whom the rights and duties are attached^. 137. The attribution of a capacity for rights and duties Eights J .. •j.j.i.iij •! attached in to an imaginary person is not to be looked on simply as g^j,j ^.j^eg the resource of an advanced and highly technical system of*." ^^""" jurisprudence. The idea, though it has received considerable modern developement, reaches far back into antiquity. Some ^ See the Essay on Juristisohe Personen in Savigny, Syst. d. h. Eom. Eeohts, Tol. ii. §§ 85 sqq., which is, as usual, most instructive and interesting. The Eoman lawyers generally said of such an imaginary person 'personae vice fungitur,' and as regards its rights and duties they expressed themselves thus, 'Si quid universitati debetur singulis non debetur, nee quod debet universitas einguli debent,' Dig. 3. 4. 7. i. G3 84 TEESONS AND THINGS. [Chap. HI. of the earliest legal conceptions we meet with are those in which rights and duties are attached not to single individuals but to families. Now a family is an aggregate which in early times formed such an imaginary person as I have been describiag. In early times the homestead, the cattle, and the household utensils are spoken of in law as belonging, not to the individuals who composed the family, but to the family itself. The reason of this I take to have been the simple one that the law did not advance beyond the threshold of the family residence. The rights of the family inter se (if it could be said that there were any) were not yet legal rights : they were disposed of, not by the law, but by the family council. It was enough, therefore, for the law to say that the rights belonged to the family en bloc without defining them any further. But even after the rights of the individual members of the family inter se began to be legally recognised, the conception of the family as the subject of legal rights and duties still remained, and was extended to artificial aggregates. Juristical 138. Continental lawyers call an imaginary person to which iiow°con- rights and duties are attributed a juristical person^. Ajuris- ceived by ^^[q^lI person is generally an aggregate of real persons, but lawyers, there is no difiiculty in creating an imaginary person which beaggre- docs not contain any real person. Thus under the Roman gates ot -^g^^ there was an interval between the death of a person persons. -^ and the assumption of the inheritance by his successor. During this period the Roman lawyers found it very incon- venient that there should be no one to represent the estate. ' Thibaut uses the expression ' Gemeinbeit ', wbich Lord Justice Lindley translates 'corporation.' But Thibaut's original definition of a Gemeinheit would hardly coincide with what is called a corporation in the English law. From Lord Justice Lindley's translation it would appear that this definition was modified by the author in later editions, but I have not been able to ascertain exactly how. It would seem, however, that Thibaut was disposed to substitute for ' juristical person ' the expression ' moral person.' See Thi- baut, Syst. of Pandects Law, General Part, s. 113, transl. by Lindley. The same expression is used in the Italian Civil Code, art. 3. This Is a, new abuse of a term already pretty well misused. Sec. 138-140.] PERSONS AND THINGS. 85 Accordingly they made the estate itself into an imaginary person, or, as the phrase was, ' haereditas personae vice fungi- tur. So in order to have some person who could represent the claims of the public they created another imaginary person called the fiscus or treasury. 139. There is a natural tendency whenever we consider How they a group of rights and duties as connected with a particular subject to speak of them as belonging to that subject ^. For example, if property be given for the maintenance of a hospital we naturally speak of it as ' belonging to the hos- pital'; so if a contract is made with some three or four persons who are jointly carrying on trade we speak of it as a contract ' made with the firm.' So when a man has become insolvent we speak of the property which is divisible amongst his creditors as ' belonging to his estate.' So also we speak of rent being due from the land. If the rights and duties thus spoken of were really attri- buted to the hospital, the firm, the estate, or the land, there would in each ease be a juristical person. But if we examine these cases more closely we shall often find that there is a natural person to whom the right or duty in question really belongs, and that these expressions are only used to indicate the extent of the right or duty, and how it is transferred. Thus, when we say that an estate is liable for a debt, we generally mean that the owner of the estate is Hable, but that the liability can only be enforced by seizing or selling the estate, and that on the transfer of the estate the liability passes over to the transferee. If that is our meaning there is no juristical person, but only the use of a figurative ex- pression which indicates shortly the legal situation, but does not fully or accurately describe it. 140. All lawyers agree that juristical persons should be Difference . ,„.. of opinion created to some extent. But there is a good deal ot dit- amongst continental ' This tendency is by no means confined to lawyers and to legal relations. In comnion language we use such expressions as "a school gaining a, dis- tinction.' 86 PERSONS AND THINGS. [Chap. III. ferenee of opinion as to what is, and what should be necessary for their creation. Some persons would allow that the estate of a deceased person is a juristical person^, but would not allow that the public treasury is so. Others again, who would admit the public treasury, would not admit the land subject to burdens. The real question seems to be that just Opinion of indicated. To whom do the rights and duties belong ? The lawyers, person who in a court of law or in a legal transaction repre- sents those rights and duties, is he acting on his own behalf or on behalf of some fictitious creation which acts through him? This is substantially the same question, and it is in this latter form that it is generally put by English lawyers. When an inquiry is made whether a particular thing or aggregate is a juristical person, they always consider one point only, namely, whether or no it has capacity to act. If it has capacity to act it is a juristical person, other wise not ^. Juristical 141. Of course this capacity to act is also an ideal capacity through^'' though it produces real efiects. An ideal being can never their repre- really act, but it can be represented by a real person who can act, and can create duties and obligations on behalf of the juristical person by way of representation. The act of the representative, though not so in reality, may conveniently be treated as to all its legal effects exactly as if it were the act of the juristical person ; and where the ideal creation has this capacity of acting through a representative, English lawyers allow that it is a juristical person, or, as we call it in ' See Sav. Syat. d. h. Eom. Eechts, o. 89 ; linger, System d. bsterr. allgem Privat-Eeclits, vol. i. p. 317 ; HolzendorfF, Jurist. Enoyo. a. v. Stiftungen. ^ The figurative language in which lawyers attribute rights and duties to things or aggregates is, of course, very important, because it may, in effect, define the rights and duties themselves. Thus when a judge says that an estate (meaning perhaps a piece of land) is liable, he may intend to assert and to define the liability of the owner of the estate. So when, in a recent case, Sir William James, by a rather daring use of language, spoke of the estate of a deceased person as a 'co-contractor,' he both affirmed and at the same time limited the liability of the representatives. See Law Keports, Chancery Appeals, vol. ix. p. 343. Sec. 141-143.] PERSONS AND THINGS. 87 England, a corporation^. And the term corporation with us implies the attribution of the capacity to act through a repre- sentative. This is so clear, that when a corporation is created the capacity to act need not be specially granted. So far as it is possible that acts should be done through a representa- tive it will be presumed that a corporation may do those acts, provided that they are consistent with the purpose for which the corporation was created. 142. All corporations in England consist of aggregates of Corpora- persons, but, as appears from what has been already said, the England juristical person, the corporation, is something totally distinct ^'^^ a-lways from the persons who compose it : and hence it follows that of persons : no change in the persons who compose the corporation''?*'^ . produces any change in the corporation. If one shareholder tte mem- nPPR O.OG3 goes out of a company which is a corporation and another not affect comes in, the corporation still remains the same corporation ^j^™'^^"^" as before. The shareholders of the New River Company must have been all changed over and over again since its formation, and yet the juristical person, the corporation, to whom all the rights and duties are attached, has been one and the same continuously from its creation. 143. The view that the individual members of the even corporation are not the owners, not even the co-owners, of the ^j^g ^^. corporate property, which is undoubtedly the true view, is ^^""^ ™^"" sometimes obscured by the circumstance that the members of property of the corporation have in their own hands the management of poration in the property of the corporation, and have also a right to apply *^®"' °™ the profits of it to their own use. Thus in a municipal corporation, or corporation of a town, the freemen, who are the persons who compose the corporation, have very often the right to regulate the common lands adjacent to the town, and to turn out their own cattle there. So too a shareholder in 1 I am not sure that some difficulty may not arise on the language of Order xvi. d. 14 of the Bules of the Supreme Court which provides that partners may sue and be sued in the name of the firm. It was, of course, not intended to make every firm a corporation, but this seems to give a firm capacity to act. 88 PEESOKS AND THINGS. [Chap. III. a railway company has a righ.t to vote at meetings and to receive his share of the profits of the undertaking. Still the freeman has only what is called a jus in alieno solo, just as he might have if he were not a freeman. So the shareholder's right to his dividend is a claim by him against the company, a debt due to him from the company. If he were to help himself to his dividend out of the company's cash-box he would commit a theft. Corpora- 144. A corporation can, of course, be created by act of created in parliament, and many corporations are so created. The ng an . Q^gg^ j^g^g ^Igo power to create corporations by letters patent under the great seal. Private persons cannot create a corporation at their own will and pleasure, but under the authority and restrictions of certain acts of parliament any number of persons, not less than seven, may by following the prescribed forms become a corporation^. 145. There is a curious thing which we meet with in English law called a corporation sole. A corporation sole is always some sort of officer, generally an ecclesiastical officer. Rights and duties are frequently attached to an officer for the purposes of his office only. When an officer vacates his office these rights and duties pass to his successors; and it being convenient to distinguish the rights and duties which attach to a man jure propiio from those which attach to him jure officiij it is permissible to speak of the latter as attached, not to the man, but to his office ; just as it is permissible to speak of rights and duties which pass with the land from owner to owner as attached to the land. But this language is merely figurative, and there is no doubt that, as, in the one case, the rights and duties spoken of as attached to the land are really attached to the natural persons who are successively owners of the land, so, in the other case, the rights and duties Corpora- tions Bole, 1 It ia a general rule that juristical persons cannot be created except by the express authority of the ruling power given specially or generally. This was a rule of the Koman law; Dig. Bk. xlvii. tit. 22. See the Italian Civil Code, art, 2. Sec. 144-145.] PERSONS AND THINGS. 89 spoken of as attached to the office are really attached to the natural persons who are the successive holders of the office. The term ' corporation sole ' is, therefore, as it appears to me, a misnomer. The selection of persons who are styled corpora- tions sole is a purely arbitrary one. The Queen is said to be a corporation sole, and so is a parson. But the Secretary of State for India is not so ^, nor is an executor ; though there is at least as good reason why both these persons should be treated as corporations sole as a parson. And on an examination of the position of so-called corporations sole it will be seen that they are not really juristical persons, but only natural persons peculiarly situated as regards the acquisition and incurring of rights and duties^. * The Secretary of State for India not only exercises powers but incurs liabilities virtute ofBoii. This is because he represents the dissolved East India Company, of which he is the universal successor. If the conception of a corporation sole (with the substitution perhaps of a less ridiculous name) could be extended to all cases where rights and duties were attached to an ofBce it would be convenient. ' This I think is the result of what Grant says about corporations sole. See Grant on Corporations, especially p. 635. CHAPTEK IV. DUTIES AND EIGHTS. 146. I have hitherto considered what is meant by the term 'law,' where it is to be found, and what are the persons and things to which it relates. I now proceed to consider the relations which arise out of it. Duty. 147. Every law is the direct or indirect command of the sovereign authority, addressed to persons generally, bidding them to do or not to do a particular thing or set of things ; and the necessity which the persons to whom the command is addressed are under to obey that law is called a ' duty.' 148. The word 'duty' does not belong exclusively to law. Thus it is frequently said that it is our duty to revere God, or to love our parents. But in this place, when we speak of duty, we refer only to such duties as arise out of the express or tacit commands of the sovereign authority which we obey. Eight. 149. ' Right ' is a term which, in its abstract sense, it is in the highest degree difficult to define. Fortunately, where the term is used to describe a particular relation or class of relations, and not as an abstract expression of all relations to which the name may be applied, it is far easier to conceive. Nor is it impossible to explain some of the ideas which the term connotes ; and this is what I shall attempt to do here. 150. Every right corresponds to a duty; no right can exist unless there is a duty exactly correlative to it. On the other hand, it is not necessary that every duty should have its Sec. 146-153] DUTIES AND EIGHTS. 91 corresponding right. There are, in fact, many duties to which there are no corresponding rights^. For example, there are duties imposed upon us to abstain from cruelty to animals, to serve certain public offices when called upon, and to abstain from certain acts of immorality; but there are no rights corresponding to these duties, at least none belonging to any determinate person. If it is asserted that a right exists at all in the cases I have put, it must be meant that it belongs to society at large ; but, as used by lawyers, the term 'right' indicates something which is at- tributed to a determinate person or body of persons. 151. Of course, as every right corresponds to' a duty, and as every duty is created expressly or tacitly by the sovereign authority, so rights are created expressly or tacitly by the sovereign authority also. And as the term 'duty' implies that its observance is capable of being, and will be enforced by the power which creates it, so also the term ' right' implies protection from the same source. 152. A right has sometimes been described as a faculty or power of doing or not doing. A faculty or power of doing is undoubtedly the result of some rights ; for instance, the right of ownership enables us to deal with our property as we like, because others are obliged to abstain from inter- fering with our doing so. But we can hardly, I think, identify the right with this faculty or power. 153. It is essential to every legal duty, and therefore to Eights and every right, that it should be specific. This is necessary gpggifig because otherwise it cannot be ascertained whether or no the command on which it rests has been obeyed. If the legislature were simply to command parents to educate their children, without saying what constituted education, such a law would not be ineffectual, but it could only become effectual because its deficiencies would be supplied by some authority other than the legislature itself Before we can punish a man for breaking the law something more is necessary than ' Austin, Lecture xii. p. 356 (third ed.). 92 DUTIES AND EIGHTS. [Chap. TV. to make education in general terms compulsory. Somebody, such as a board of education constituted for the purpose, or, in default of such a body, the tribunals which administer the law, must have power to settle all the particulars which have not been settled by the legislature — the ages at which thei children are to be sent to school, the period during which they are to remain, the penalty to be incurred by their not doing so, and so forth. If the defects in the law were supplied by a board under the powers conferred upon them there would be legislation on these subjects in the ordinary sense by a competent subordinate authority. If they were supplied by the tribunals there would be legislation of an indirect kind which would be called by the name of interpretation. Sovereign 154. It being moreover the essential nature of a duty no rights, that it is the result of a command, it follows that it is sub'e'ot to necessarily imposed upon some person other than the person dutiea. -who issues the command. No man, except by a strong figu.re of speech, can be said to issue commands to himself. Every legal duty, therefore, is imposed by the sovereign body on some person other than itself. 155. It is equally true, though it is a truth by no means so easy to grasp, that every right belongs to a person other than the sovereign body which creates it. This, like most truths which result directly from fundamental conceptions, is scarcely capable of demonstration, yet it would not, I think, have ever been brought into doubt, had it not been for a slight confusion of language, which I shall endeavour to remove. 156. Though the sovereign authority cannot confer upon itself a right against a subject, it may impose upon a subject a duty to do a specific thing towards itself, as, for instance, to pay a certain sum of money into the Government treasury ; and this will result in a relation very closely analogous to the ordinary one of debtor and creditor. A tax, or a fine, imposed upon a subject is indeed constantly spoken of as a debt to the Crown, and is recovered by a process analogous to that by which ordinary debts are recovered. Sec. 154-158.] DUTIES AND EIGHTS. 93 157. But between the so-called rights of the sovereign to a tax, or a fine, and the right of a subject to receive a debt from a fellow-subject, there are, as it seems to me, essential differences. The subject holds his right to recover his debt, but can only exercise and enjoy that right at the will and pleasure of another, namely, the sovereign who conferred it upon him. The sovereign power, on the other hand, which imposed the tax or fine, is also the power which enforces it. Moreover, the right to payment of a debt, which is possessed by the subject, is not only dependent on the vnll of another for its exercise and enjoyment, but it is limited by that will ; and nothing but the external sovereign power can change the nature of the legal rela- tion between debtor and creditor. Whereas, in the case of a tax or fine, although the sovereign has expressed in specific terms, and therefore for the moment limited, the duty to be performed towards itself, it follows from the nature of sovereignty that by the sovereign will the duty may be at any moment changed. And though there is no difiieulty in conceiving the duty which would arise upon each succes- sive command, it is impossible to conceive a right of so fluc- tuating a character ; — not because a right cannot change as easily as a duty, but because we cannot conceive a right as changing at the will of its holder. 158. Looking to the habit that prevails of enforcing those duties which the sovereign body has directed to be performed towards itself by a procedure nearly similar in form to that in common use for the enforcement of duties which have to be performed by subjects towards each other, we should readily understand, that the former class of duties, as well as the latter, had come to be considered as having correlative rights. Nor, when confined to such duties as the payment of taxes or fines, would there be any objection to the extension of the term ' right,' by a sort of fiction, to the claims of the Crown. It is, however, with reference to political discussions that the distinction becomes of importance. Knowing the 94 DUTIES AND EIGHTS. [Chap. IV. respect which men have for legal rights, and the feeling which all men have that legal rights ought to be secure, politicians, especially the partisans of authority, constantly- base the claims of the sovereign body on the simple asser- tion that they are rights. Nor (as in a phrase to which I have already adverted) are the partisans of liberty, when it serves their turn, reluctant to assert that the people have rights against the Government ; though it is more easy to strip off from these (so-called) rights the appearance of being founded in law. If both sides were ready with the answer, that these are only rights in the sense of being sanctioned by morality, or the general usages of mankind; and that they are not rights in the sense in which we speak of rights of property and personal security ; then, I think, the assertion would lose a great part of its force, and the discussion would be more easily reduced to its true ground, namely, what is expedient for the welfare of the people at large ^- 159. Austin sums up the characteristics of right, on which I have last insisted, as follows^: — 'To every legal right, therefore,' he says, ' there are three parties : the sovereign government of one or a number which sets the positive law, and which through the positive law confers the legal right, and imposes the relative duties: the person or persons on whom the right is conferred : the persons or persons on whom the duty is imposed, or to whom the positive law is set or directed.' * The proposition that a sovereign body has no rights and Is not subject to duties has been denied. For the reasons stated in the text I adhere to the view which I had already expressed. As instances to the contrary are given the right of the Queen to take criminal proceedings, and the right of the subject to proceed by way of Petition of Kight. That the Queen herself, however, may be party to a proceeding is not denied : and as to the proceedings by way of Petition of Bight, they seem to me to be carefully framed so as to avoid giving even the semblance of a judgment against the sovereign. If there is a judgment against any one it is against the Com- missioners of the Treasury. See 23 and 24 Vict., c. 34. s. 14 ; Holland's Jurisprudence, 2nd ed., p. 95 ; i Kent, Comm. 297, note c. (There is some error in the reference given in Kent's note.) ' Lect. vi. p. 291 (third ed.). Sec..i59-i63-] DUTIES AKD RIGHTS. 95 160. Rights generally exist in respect of some specific Some person or thing which is called the object of the right. For "o deter-^* example, the right of the pm-chaser of a house to have the ™pat» house delivered to him hy the vendor, or the right of a master to the labour of his hired servant. But there are some rights which have no determinate object, as, for example, the right of a man to his good name. Rights which have no determinate object are rights to forbearances merely •'^. 161. Every right resides in a determinate person or persons. But all and whenever a duty is to be performed towards or in respect a deter- of a determinate person that person is invested with a"'™^^^^. right ^- persons. 162. Making the various combinations which are possible, Law of we see that we may have (i) rights of persons over persons ;and things. (a) rights of persons over things ; (3) duties of persons to act or forbear in respect of persons ; (4) duties of persons to act or forbear in respect of things. Laws which concern, or which chiefly concern, the rights and duties of persons in respect of persons, have been sometimes classed together and called the law of persons ; and laws which concern, or which chiefly concern, the rights and duties of persons in respect of things, have been likewise classed together and called the law of things. 163. The chief, in my opinion the only, use of a division Eights of T) PrR OT19 of law into the law of persons and the law of things is as and things, a convenient arrangement of topics in a treatise or a code. ^^g®^°°j_' As used for this purpose I shall speak of it hereafter. But fication. by slightly changing the terms in which this classification is expressed, Blackstone has introduced an important error, which it is desirable to notice here. He speaks not of the law of 1 Austin, Lect. xv. p. 400. = J. S. Mill (Essays, vol. iii, p. 228) objecta to this view of a right that it compels us to say that a, prisoner has a right to be imprisoned. I do not think so. When the law has a human being for its object, there is no duty to be performed for or towards that being. The being Is looked upon as dirpdo-oiiros ; or, as Heineceius puts it (Elem. Jur. i, 135), in the case of the filius familias, respectu patris res habebatur. This was the general condition of slaves. See Austin, Lect. xv. p. 398. 96 DUTIES AND EIGHTS. [Chap. IV. persons and of the law of things, but of rights of persons and of rights of things ^ Rights of persons there are un- doubtedly ; for all rights are such. There may be also rights over things, and rights over persons ; but rights of, that is, belonging to, things, as opposed to rights of, that is, be- longing to, persons, there cannot be. Eights in 164. Sometimes a right exists only as against one or rem and in _ _ . . personam, more individuals, capable of being named and ascertained ; sometimes it exists generally against all persons, members of the same political society as the person to whom the right belongs ; or, as is commonly said, somewhat arrogantly, it exists against the world at large. Thus in the case of a contract between A and B, the right of A to demand per- formance of the contract exists against B only; whereas in the case of ownership, the right to hold and enjoy the property exists against persons generally. This distinction between rights is marked by the use of terms derived from the Latin : the former are called rights in personam ; the latter are called rights in rem. 165, The term ' right in rem ' is a very peculiar one ; translated literally it would mean nothing. The use of it in conjunction with the term 'in personam' as the basis of a classification of actions in the Roman law has been explained above ^, and its meaning will be further illustrated by two passages in the Digest of Justinian. In Book iv. tit. 2. sec. 9, the rule of law is referred to — that what is done under the influence of fear should not be binding : and com-_ menting on this it is remarked, that the lawgiver speaks here generally and 'in rem,' and does not specify any par- ticular kind of persons who cause the fear ; and that there- fore the rule of law applies, whoever the person may be. Again, in Book xUv. tit. 4. sec. 2, it is laid down that, in what we should call a plea of fraud, it must be specially stated whose fraud is complained of, ' and not in rem.' On ^ Analysis (passim) prefixed to the earlier editions of the Commentaries. ^ Supra, sect. 129. Sec. 164-168.] DUTIES AND RIGHTS. 97 the other hand, it is pointed out that, if it is shown whose fraud is complained of, it is sufficient ; and it need not be said whom the fraud was intended to injure ; for (says the author of the Digest) the allegation that the transaction is void, by reason of the fraud of the person named, is made ' in rem.' In aU these three cases ' in rem ' is used as an adverb, and I think we should express as nearly as possible its exact equivalent, if we substituted for it the EngKsh word ' generally.' In the phrase 'right in rem' it is used as an adjective, and the equivalent English expression would be a ' general right ' ; but a more explicit phrase is a 'right availing against the world at large': and if this, which is the true meaning of the phrase ' right in rem,' be carefully remembered, no mistake need occur. On the other hand, if we attempt to translate the phrase literally, and get it into out heads that a thing, because rights exist in respect of it, becomes a sort of juristical person, and subject to duties, we shall get into endless confusion. 166. The term 'right in personam,' on the other hand, means a right which can be asserted against a particular person, or set of persons, and no others. 167. The persons to whom a right in rem belongs may be changed to any extent within the limits allowed by the law, but the persons upon whom the duty corresponding to a right in rem is imposed cannot be changed, because all persons are under that duty. Either the persons to whom a right in personam belongs, or the persons on whom the duty corresponding to a right in personam is imposed, may be changed within the limits allowed by the law^. 168 I will now endeavour, not without misgiving, to Meaning of . , , the term explain the term ' status ' or ' condition, about which, much gtatm or has been written, but, as the writers themselves generally '=°'''^'*'°"- 1 It is necessary to distinguisli carefully between a right in rem and a real right. A real right is a, right over a specific thing (a jus in re, as will be explained hereafter). Thus a, right of ownership is a real right ; it is also a right in rem. But a right to personal safety is not a real right, though it is a right inrem. The use of the terms ' real ' and ' personal ' as applied to things has been explained above, sect. 129. H 98 DUTIES AND EIGHTS. [Chap. IV. confess, without much result. I shall confine myself to the use of these words by modern English lawyers. 169. It will, I think, clear the ground if we remember that rights and duties may depend, either upon the previous assent of the parties affected by them, or they may be in- dependent of that assent. When I say that they may depend upon the previous assent of the parties affected by them, I mean this : — that without such assent they would not come into existence ; the assent of the parties is not the cause of their existence, but the sine qua, non. 170. So there are rights and duties which, though they depend, in the sense above stated, on the assent of the parties affected by them, will, nevertheless, when they have once come into existence, not be changed, or prolonged, or ended at the desire of the parties. 171. And again, there are other rights and duties which not only depend on the assent of the parties affected by them, but which remain dependent on that assent, in this sense — that they may, at any time, if the parties assent, be changed, prolonged, or ended. 172. Lastly, there are rights and duties which are attached to persons in common with the whole community: there are other rights and duties which are attached, not to the whole community, but to every member of certain classes of persons in the community: and there are again other rights and duties which are attached only to individuals and not to the whole community, or to any classes of it. 173. Of the rights and duties which depend upon the assent of the parties affected by them, some may depend upon the assent of an individual, others may depend upon the concur- rent assent, the consensus as it is called, of several individuals. In the latter case they are said to depend upon contract. 174. The rights and duties which attach to the com- munity generally might conceivably depend upon assent, but never upon contract. Those which attach to certain classes may, or may not, depend upon contract. Those also Sec. 169-177.] DUTIES AND EIGHTS. 99 which attach to individuals may or may not depend upon contract. 175. As an example of the rights and duties attaching to the members of the community generally, I may give the right to personal safety, and the duty to abstain from trespass. Most persons enjoy this right and are subject to this duty by reason of their birth. But a person may ac- quire this right by his own act, as, for example, a foreigner who comes to reside in this country. As an example of the rights and duties attaching to a class, and not dependent on contract, I may give the rights and duties of a soldier as such. I may observe that a soldier, though he generally gives his assent to enter the army, never makes a contract on that occasion. As an example of the rights and duties attaching to a class dependent on contract, I may give the rights and duties of a husband as such. As an example of the rights and duties attaching to an individual, not as a member of the community, or as one of a class, and dependent on contract, I may give the rights and duties of A who has agreed with B to work for him. As an example of the rights and duties attaching to an individual, not as a member of the community, or as one of a class, and not dependent on contract (an example which it is not easy to find), I may give the rights and duties of Sir Arthur Hobhouse as com- missioner for settling the disputes in Epping Forest under the 41 and 42 Vict. c. 213. 176. Now when we speak of 'status' or 'condition' we always mean, I believe, some aggregate of rights and duties attached to a person, and the difEeulty there is about ex- plaining the meaning of the word ' status ' or ' condition ' arises from its being used sometimes for one such aggregate and sometimes for another. We may apply it to the aggre- gate of rights and duties which attach to a man as a member of the general community. It would be permissible to speak of the 'status' or 'condition' of a citizen. 177. But the word 'status' or 'condition' is also, and more H a 100 DUTIES AKD EIGHTS. [Chap. IV, generally, used to express the aggregate of rights and duties which are attached to a person as one of a class. Thus we may speak of the ' status ' or ' condition ' of a parent, a husband, a wife, or a child. 178. But I do not think that, where there is any attempt at accuracy, we use the word 'status' or 'condition' to express any aggregate of rights and duties which is capable of being changed, prolonged, or ended at the desire of the persons who are affected by them, so as to be always under their control. The rights and duties of a master or a servant in modern times, for example, are not usually described as a ' status ' or ' condition.' They are what are called ' mere matters of contract ^.' On the other hand, the rights and duties of parent and child are only to a very small extent under the control of the parties, and are usually described as a 'status' or a 'condition.' The rights and duties of husband and wife are coming more and more under their own control, and, therefore, we say that they are passing from ' status ' or ' condition ' to contract. 179. Another mark which will serve to distinguish 'status' or ' condition,' if we use them in the sense above suggested, is that breaches of the duties comprised in them do not give rise to that particular kind of remedy which the law provides for breaches of contract, even when the rights violated de- pend upon a contract for their existence. There would in many cases be no difficulty in giving this remedy. There is no reason why a husband should not sue his wife to com- pel her to return to him on the contract made at the marriage. But this is never allowed. He may sue her, but in a different way. The contract, as it were, comes to an ' Slavery is a status or condition. Perhaps a trace of status may be found in domestic servants. I may observe that although all the rights which a master has over a slave, except the right to use personal violence (and this is not essential to slavery), might be acquired by contract, the status of slavery could not be created. All the master could get would be damages for breach of contract. Herein, I think, lies the real distinction between slavery and free service, and not, as Bentham seems to think, in the per- petuity of the service. See Works, vol. i. p. 344. Sec. 178-183.] DUTIES AND EIGHTS. 101 end as soon as the condition is brought into existence. Even when a husband and wife enter into what is called a deed of separation, which is a formal contract affecting extensively their mutual rights and duties, neither of them can sue the other upon the promise which it contains ^. 180. It will now be seen what is meant by the saying so often quoted that the progress of society is from status to contract. What I think is meant is, that the rights and duties which are attached to individuals as members of a class are coming gradually more and more under the control of those upon whose assent they came into existence; and that the remedy for any breach of them is more frequently now than formerly the ordinary remedy for breaches of con- tract. This is obviously the case with the rights and duties which attach to master and servant : and it is even begin- ning to show itself very strongly in the relations of husband and wife. 181. Duties are either to do an act or to forbear from doing Duties an act. When the law obliges us to do an act the duty iSn^tWe™ called positive ; when the law obliges us to forbear from doing an act, then the duty is called negative. 182. Duties are farther divided into relative and absolute. Relative Absolute duties are those to which there is no corresponding j„^g right belonging to any determinate person or body of persons ; as, for instance, the duty to serve as a soldier, or to pay taxes. Relative duties are those to which there is a cor- responding right in some person or definite body of persons ; as, for instance, the duty or obligation to pay one's debts. 183^. Duties are also divided into primary, and secondary Primary or sanctioning. Primary duties are those which exist per se, dary^or""" and independently of any other duty; secondary or sane-?*""*'""" tioning duties are those which have no independent existence, ' This was the law until recently. But another step in reducing marriage from status to contract has been taken in the Married Woman's Property Act of 1883. '^ Austin, Lect. xlv. p. 787 (third edition). 102 DUTIES AND EIGHTS. [Chap. IV. but only exist for the sake of enforcing other duties. Thus the duty to forbear from personal injury is a primary one ; but the duty to pay a man damages for the injury which I have done to his person is secondary or sanctioning. The right which corresponds to a primary relative duty is called a primary right. The right which corresponds to a secondary or sanctioning duty is called a secondary or sanctioning right. 184. The series of duties in which are comprised the original primary one and those which exist merely for the purpose of enforcing it, very often, indeed generally, extends beyond two. Thus I contract to build you a house ; that is the primary duty. I omit to do so, and I am, therefore, ordered to pay damages ; that is the secondary duty. I omit to pay the damages, and I am therefore ordered to go to prison ; that is also called a secondary duty, though it comes third in the series. And if, as we are at liberty to do, we look upon the duty to pay damages as now the primary one, the expression is not incorrect. The terms primary and secondary will thus express the relation between any two successive terms of the series. 185. Where the duty is relative, that is, where there is a right corresponding to the duty, and where this cor- responding right is a right available, not generally, but against a particular person or persons (not in rem but in personam), the duty is called an obligation. 186. The secondary or sanctioning duties which enforce primary absolute duties are themselves always absolute ; that is to say, there is no right to enforce such duties belonging to any determinate person or body of persons other than the sovereign body. 187. On the other hand, secondary or sanctioning absolute duties are used to enforce primary relative duties also. Thus the primary relative duty of a servant to his master is some- times enforced by the provisions of the criminal law, by means of a fine or imprisonment ; and as these relative duties Sec. 184-191.] DUTIES AND EIGHTS. 103 have, generally speaking, each their relative secondary or sanctioning duty or obligation also, they are in such cases doubly enforced. Thus if a man's property be wilfully in- jured, there arises the absolute duty to suffer the punish- ment for mischief or trespass, and the relative duty to make compensation to the party injured. 188. Secondary or sanctioning absolute duties are for the most part the pains and penalties imposed by the criminal law. I shall have occasion to discuss hereafter how far they are resorted to in civil procedure. 189. Primary relative duties correspond either to primary rights in rem, or to primary rights in personam. Those which correspond to primary rights in rem are for the most part negative; that is to say, they are duties to forbear from doing anything which may interfere with those rights. Their general nature may be best seen by considering the nature of the rights to which they correspond. Thus there are the large classes of rights comprised respectively under the terms ownership, possession, personal liberty, and personal security; which are all primary rights in rem, and the corresponding duties are to forbear from acts which infringe those rights. Primary relative duties corresponding to rights in personam are chiefly those which are created by contract. The rights comprised in the relations of family, of husband and wife, of parent and child, guardian and ward, and other similar relations, are partly primary rights in rem, and partly primary rights in personam. Thus the right of a father to the custody of his child is a right in rem; the conjugal rights of a husband over his wife are rights in personam. 190. Secondary or sanctioning relative duties, which arise on the non-observance of primary ones, are for the most part penalties and forfeitures which are enforced by civil as distinguished from criminal procedure. 191. In speaking of those duties which have no inde- Sanctions, pendent existence, but only exist in order to enforce other duties, I have resorted to the somewhat clumsy expedient 104 DUTIES AND EIGHTS. of calling them 'secondary or sanctioning,' in order to keep in view both their characteristics, — that they exist only for the sake of enforcing other duties, and that they enforce these duties by means of a sanction. 192. It is desirable to conceive clearly the nature of a sanction. A command, as Austin has pointed out, 'is a sig- nification of desire, but a command is distinguished from other significations of desire, by this peculiarity — that the party to whom it is directed is liable to evil ftom the other in case he comply not with the desire.' And, as every law is a command, every law imports this liability to evil also, and it is this liability to evil which we call by the name of sanction. Duty is hence sometimes described as ob- noxiousness to a sanction, and it is no doubt a correct description from one point of view. CHAPTEE V. ON THE EXPRESSION OE THE LAW. 193. Were the law ideally complete, every command with Inade- its appropriate sanction would be expressed clearly and fully the expres- by the sovereign authority. But this not having been done ^^°" °^ *^® a great deal of the time of lawyers and judges is occupied in the endeavour to arrange and interpret obscure and conflicting rules. We are perpetually in search of some clear and authoritative expression of the law, which expression we very rarely find. 194. The imsatisfactory condition of the law is frequently made a reproach to lawyers, and the reproach is not altogether unfounded. A good deal of law, especially in England, has been made by lawyers, and they might have done the work better. But under this reproach there generally lies the suggestion that lawyers have done the work badly because they are lawyers : and that laymen would have done it better. Make up your mind what you want to say, and say it, is thought by many to be a maxim worth volumes of jurisprudence, and to be sufficient to solve all difiiculties. This is a mistake. The adaptation of language to the endless variety of cir- cumstances and the complicated situations of an advanced civilisation, is one of the most difficult tasks to which human ingenuity can be applied. And if lawyers have not 106 ON THE EXPRESSION OF THE LAW. [Chap. V. accomplished this difficult task satisfactorily, it is not because they have pursued their special studies too closely, but because they have not pursued them closely enough. The setting apart of the study of the law as a separate profession, a separation which we find in every civilised community, clearly shows that it is only persons specially educated who are likely to perform even tolerably well the task proposed. The only successful legislation has been the work of lawyers. The talk one hears about the advantages of an appeal to common sense from the refinements and iatricaeies of law is, when you come to examine it, nothing more than to suggest an appeal from knowledge to ignorance. The knowledge of lawyers may be at a low ebb. Just now in England I think it is so. But the knowledge of laymen on legal subjects is at zero. You might (as Ihering says) just as well go to a carpenter for a coat, or to a tailor for a pair of boots, as go to a laymen for your law^. If the law is bad it must be made better by skiUed persons and not by unskilled. 195. It was Bentham's grand mistake, that he failed to perceive this, and it was this failure which shipwrecked many of his finest efibrts. By the well-founded indigna- tion which he felt for legal abuses he was led to try and throw the lawyers on one side. He not only thought that they were corrupt, in which opinion he may have been correct, but he thought that all their methods were mere contrivances to conceal their corruption. He dismissed all their labours in one sweeping condemnation, and determined to begin the work afresh. For fifty years at least he laboured hard to improve the law. Yet he accomplished scarcely anything. The Pannomion, or complete body of laws, which he pro- jected, is but a skeleton, and that an incomplete one. Duties are 19 e. It is certainly surprising how little has yet been done only im- ./ j. o plied not expressed. 1 gee Geist d. Eom. Eechts, s. 37. The whole seotioB is most instructive, showing the true functions of law and lawyers. I have paraphrased it in an article in the Law Magazine, vol. iii. p. 281, to which I ask leave generally to refer. Sec. 195-198.] ON THE EXPRESSION OF THE LAW. 107 by any one towards expressing the legal duties wMcli it is incumbent upon us to perform. The duties which have been most nearly expressed are those the breaches of which are called crimes. But even here the form of the expression is a definition, not of the primary duty, but of the breach of it. It is nowhere said in positive law, 'thou shalt not steal,' but whoever does such and such an act is guilty of thefb ; we are nowhere bidden by the sovereign authority not to kill, but whoever causes death under certain circum- stances is guilty of murder, or manslaughter, or culpable homicide. The expression is in these cases not the less effectual, but I draw attention to the form of it as remark- able. 107. None of the ordinary duties of daily life are anywhere Not very folly expressed, and most of them are not very distinctly implied, impii Jd. We should look in vain for any formula fixing accurately the mutual duties of parent and child, husband and wife, guardian and ward ; for any exact statement of the acts which are forbidden as hurtful to the person, property, or reputation of others ; even for any very precise rule as to the payment of debts, or the performance of contracts. It is only when a breach of these duties is complained of that any attempt is made to ascertain them with exactness ; and even then the inquiry almost invariably assumes that, if the sovereign au- thority had expressed itself, it would, as in the case of crimes, have defined the breach of duty, and not the duty itself. 198. Take for instance those duties which correspond to the Not stated right of ownership, of personal liberty, and personal security, stone, Even a writer like Blackstone, who professes to set before his readers a complete and exhaustive view of the English law, scarcely touches upon them at all. He does not, and could not wholly overlook them. He appears to consider (rightly enough) that the discussion of them would properly fall under the head of the rights to which they correspond^. Considering that such rights would belong to a man even in • Commentaries, vol. i, p. 124. 108 ON THE EXPEESSION OF THE LAW. [Chap. V. a state of nature, he calls them absolute rights ; and if it were possible that a man in a state of nature could have any rights in a legal sense, there is not the least reason why they should not be so called ; though of course the word ' absolute ' would then mark an antithesis different from that which I have used the word to express. But what does Blackstone, after having given them this name, tell us about these rights ? He plunges at once into the consideration of political liberty, of Magna Carta, Habeas Corpus, taxation, the prerogative, and the right to carry arms. Not a word about rights in any legal sense ; that is, rights corresponding to duties imposed upon individuals. At one time he refers vaguely to such rights, but only with an observation that their nature will be better considered when he comes to treat of their breach. Turning to the Third Book, which treats of ' Private Wrongs,' we find that nearly the whole book is taken up with a description of the different courts of law and procedure. Even when he professes to discuss the wrong, or violation of the right, his attention is absorbed almost entirely by distinctions between the forms of action suitable for enforcing the remedy which the party wronged has against the wrongdoer. Nearly all that Black- stone has to say anywhere besides this, even about so important a topic as ownership, relates to the transfer of it, and the various modes in which the rights comprised under that term may be apportioned. The nature and extent of the rights themselves are passed over nearly in silence ^. ' Though the scantiness of expression to which I here advert is a feature of general jurisprudence, and though this tendency to confound the rights which protect person and property, so far as they are the subject of civil procedure, with the forms of pleading, is observable in other systems, it has had a special influence in English law. It would not be convenient here to trace the connexion between procedure and the evolution of law, but it will suggest itself to any one who reads the account given in books on plead- ing, of the ' original writ,' and the ' action on the case.' See Stephen on Pleading, seventh ed., chap. i. and the note ad finem. With the narrow notions of courts of civil procedure on this subject in early times, we may contrast the maxim of the criminal law, that where a statute forbids the doing of a thing, and provides no special sanction, the doing of it is always Sec. 199-201.] ON THE EXPRESSION OF THE LAW. 109 199. Other writers have escaped the confusion into which <"" ptl^^r Blackstone has fallen between the legal rights of subjects as against each other, and the (so-called) constitutional rights of subjects against the government ; but no writer, whose opinion is acknowledged as authoritative in courts of law, has yet attempted to put into an express form those duties which we all acknowledge the necessity to observe, and upon which we depend for the security of person and property. No such writer has attempted to ascertain, with anything approaching to accuracy or completeness, what constitutes a wrong, or breach of such duties. Even where the sovereign authority has taken upon itself the task of promulgating its commands in a complete form, by means of a code, we find that little progress has been made in this respect. Thus the French Civil Code, while it also abstains from defining rights, is no more explicit on the subject of wrongs than Blackstone on the subject of civil injuries, to which they correspond. We are told that whoever causes damage to another by any act, is under the obligation to repair it^. It will be observed that here also the expression is of the secondary obKgation only, and it is so vague as to give us scarcely any assistance in ascertaining the primary obligation even by inference. 200. No doubt it is this absence of clear expression on the part of the sovereign authority of the duties which it desires to have performed which has caused people sometimes to forget the principle stated above, that all legal duties derive their force from the sovereign authority alone. 201. This neglect of the expression of the law could never Expression have occurred were it not (as I have already explained ^) that gar/'to ^^ the administration of justice between man and man does not !''^™™^^"f justice, indictable. Bacon's Abridgement, Indictment (E). On the subject of this note I may be allowed to refer to an article in the Law Magazine, vol. iii^ pp. 410 sqq. ' Code Civil, art. 1382. I shall discuss this definition more fully here- after. ' Supra, sect. 25 sqq. no O:^ THE EXPRESSION OP THE LAW. [Chap. V. require that the laws of a country should have received any full expression. All that the judge absolutely requires is authority to settle all disputes which come before him. In every eiviHsed country the judge wiU settle all disputes which come before him, whether the law is clearly and fiiUy expressed or not ; and even when it is not expressed at all. A tribunal altogether without law, though scarcely within our experience, is not a contradiction. The question, there- fore, how far the precision of legal rules shall be carried, depends upon how far a greater or less precision will produce a more satisfactory administration of justice — a question which, I imagine, ultimately turns upon how far your fixed rules are likely to produce a better result than the unfettered discretion of your judges. Considering the strong disHke which is felt to constant legislative interference, and the fre- quent recurrence of legislative failures, we may be permitted to doubt whether Bentham did not go too far in wishing to dry ixp all sources of law except imperial legislation, and thus to give to that source a new and vastly increased activity. At the same time, however, it is obviously desirable that the rules of law, so far as they go, shoidd be as short, as simple, and as intelligible as we can make them. It is possible that the law may be too precise in detail, but it is impossible that it can be too clearly expressed. Very little 202. The law of England has grown up almost entirely la^inthe Outside the councils of sovereigns and the deliberations of Statute ^]^Q legislature. Most of it is to be found in the law-reports and in a few authoritative treatises. It would surprise any one not accustomed to such inquiries to find how little of the law which regulates our daily life is to be found in the Statute Book. This judge-made law consists of certain principles ex- Biderable Pressed for the most part in technical terms. A considerable portion of portion of these terms, and that the most intelligible, is the common common property of the western nations of Europe, and of their civmaed ° descendants scattered throughout the world. They have also nations. Sec. 202] 0¥ THE EXPRESSION OF THE LAW. Ill spread into Russia, into Turkey, into India, and into Japan ^. Everywhere, of course, we find local variations, but we find very few points of entirely new departure. There is scarcely a topic dealt with in this book which has not been discussed by the lawyers of every country in Europe, and upon which the views of any single writer might not be accepted every- where if they commended themselves to our understanding. Hence we seek in the laws and legal literature of other countries enlightenment as to the law of our own ; and with this aid we endeavour to arrange and to express our legal principles,- and to define accurately our technical terms. This it is which, as I can conceive, elevates law into a science. No doubt a good deal of what is callcyi the science of juris- prudence is occupied in ascertaining the meaning of words, and this has been sometimes made a reproach. The reproach seems to imply that the inquiry is one into which it is not worth while to enter. In this I cannot agree. In law, words are not only the instruments of thought but of action. They are the means by which our conduct is tested when it is challenged by human authority ; and by which we have to guide our actions when we desire to fulfil our duties as citizens. ' In Kussia, Turkey, and Japan, recourse has generally been had to the Trench law, especially the Code Civil. In India the language has been borrowed from an English source, scarcely, I fear, to the advantage of our fellow-subjects in the East, CHAPTEB yi. THE CREATION, EXTINCTION, AND TRANSFER OP LEGAL RELATIONS. 203. Every law affects the legal relations of those to whom it is addressed, by the creation, extinction, or transfer of rights or duties. 204. Rights and duties can be created by the sovereign authority when and how it pleases, either directly, by a com- mand that they shall exist, or indirectly, as the pre-arranged consequences of certain sets of circumstances which we call events. 205. So too rights and duties may be extinguished directly, or their extinction may be the pre-arranged consequence of certain events. 206. Rights and duties already in existence are, in the view of the law, things, and they are within certain limits capable of being transferred from one person to another. This transfer may likewise be made either directly by the sovereign by a command that they shall be transferred, or indirectly as the pre-arranged consequences of certain events. Events ^q^ Rights and duties are not often created, transferred, upon the o ' ' happening or extinguished directly, but their creation, transfer, and of which . , legal rela- extinction are generally the pre-arranged consequences of aitereX^ certain events ; and a great part of the law is taken vip in THE CREATION ETC. OP LEGAL EELATIONS. 113 the enumeration and description of those events. Some of these events are, indeed, so familiar, and so well ascertained, that we have only to name them. Death, for example, is one of the events upon which rights and duties are created, transferred and extinguished : and when we say that a man's rights of ownership are transferred at his death to his heir, the description of the event upon which the transfer depends is complete. But there are many cases in which the law Legal must determine, not merely the result of the event, but, if yon of the' we are to exclude uncertainty, the nature of the event itself, "j^*"^"^® "^ tiles 6 For example, birth is an event upon which rights and duties events. are created, extinguished and transferred. But when we are told (for example) that a contingent estate given to an unborn son becomes a vested estate upon the birth of that son, we have still to ask What is birth ? And there is so much room for controversy about this, that it has been found necessary^ to lay down rules on the subject, as I have already stated. There is a vast number of events which the law has more or less accurately ascertained, as, for example, fraud, contract, sale, pledge, tort. 208. The events which I have just now mentioned, ex- Legal and cept the last, are events of which all persons have, or think ^gg"j.;^(,jon thev have, some conception. And some of these events have °^ ^^™® •' ' ■■■ event. been discussed and defined for other purposes than those of law. In such cases, therefore, (and they are very numerous,) we get more than one description of the same event. I mean more than one accurate description of it. We have fre- quently also a large number of confased popular meanings attached to the same expression. 209. It would be very convenient if expressions used to Desirable describe events having legal results could have meanings oniy one attributed to them upon which all men could agree, or, atJ^J™P" ' That is, practically necessary. But observe that without any such rules the courts would still have decided without hesitation whether or no the events had happened. The question would have been called one of fact and not of law (see sect. 25 sqq.); that is, the standard of determination would have been not law, but experience. I 114 THE CREATION, EXTINCTION, AND [Chap. VI. least, upon which all accurately speaking men could agree ; for then it would not be necessary to define expressions separately for the purposes of law. But since this is not the case, and since the law has to range through a variety of conceptions, moral, physical, and psychological, it is neces- sary, in order to obtain precision, to define beforehand the expressions used. If then our definitions are to some extent arbitrary, it is to be regretted, but cannot be avoided. An ambiguous expression is generally a worse evil than an arbitrary definition, and that, 210. It is obviously advantageous to use a popular ex- the p^opular pression according to its popular acceptation ; and where one ; proper attention is paid to legal phraseology this acceptation is, if possible, never departed from. If from the vagueness or obscurity which attaches to the popular expression it is necessary to attach to it a special acceptation, it is then best if not, then to attach to it that acceptation which has been attached to it an accurate, . ..f, .. t .pji - • • , ^^ i scientific by scientific men generally : and it this agam is not possible, """' then the law must define the expression for itself. Some- in the last times it is better, instead of giving a new meaning to an old legal one. expression, to invent a new expression altogether i. 211. Clearness and brevity (which is itself a condition of clearness) can only be attained by great care in the choice of legal expressions ; and above all, by consistency in their use. Far too little attention has been paid to this subject by English lawyers ; and until our legal language has been rectified, all attempts to remodel English law must be unsuccessful ^. ' The use made of Latin terms derived from the Eoman lawyers, or from commentators on the Eoman law, is due to the accuracy with which these terms have been explained. They have been used (as Ihering says somewhere) till they have become like polished steel. The special pronunciation sometimes used by lawyers — as, for example, when they say vecord instead of j'ecord is intended to indicate that a popular word is used in a technical sense. ^ I think sufficient care in the choice of expressions has not been used in the draft of the Criminal Code. I will give an example. Amongst the various adverbs used to qualify an act and to show the grounds on which it is punishable, I find the following: — unlawfully, not in good faith, with culpable ignorance, recklessly, negligently, in a manner likely to injure, Sec. 2 10-2 14. J TRANSFER OV LEGAL RELATIONS. 115 212. It is not unusual to eke out legal expressions by using Qualifica- popular expressions in a very special sense, and then to attach y°es°ioBa' to the expression the word 'legal,' or ' constructive,' or ' quasi,' ^y^® to remind the hearer that the use of the expression is a special ' legal,' one. Thus we speak of 'legal' fraud where no one has beentive' or deceived; of 'constructive' notice, when nothing has been ' "l"^^'"' announced; of a quasi-contract where there has been no agreement. The poverty of language makes it difficult to dispense with these contrivances. But much care is required in resorting to them, and they are never altogether free from objection. Such an expression as ' legal fraud,' for example, is specially objectionable. To caU a thing ' legal fraud' which is really innocent, is very likely to confuse the distinction between right and wi'ong, and to make people indifferent about incurring charges of fraud. 213. What follows in this chapter is an attempt to clear Acts the ground by making some general observations upon that very important class of events which we call acts. Many acts, such as contracts, torts, wUls, thefts, murders, and so forth, have been separately considered. But there are some general observations to be made about acts iu general which will find a proper place here. 214. The first thing to be considered is what kind of are events T 1 -I • • under event is an act. An act, as i understand it, is an event human regarded as under human control. There are few (if any) *'°" ^° ' events which can be said to be wholly within human control. with culpable neglect, wilfully, knowingly, with intent, knowingly and with intent, knowingly and unlawfully, knowingly and corruptly, knowingly and wilfully, wilfully and corruptly, wilfully and unlawfully, wilfully and with intent, knowingly wilfully and with intent, by »■ wilful omission, fraudu- lently, fraudulently and in violation of good faith, unlawfully and for a fraudulent purpose, wilfully and with intent to defraud, falsely and deceit- fully, falsely deceitfully and with intent fraudulently to obtain, from motives of lucre. If these do not represent bo many different grounds of liability sufficiently distinct to enable a jury to appreciate the distinction (and this seems hardly credible), some of them are superfluous. I am inclined to think that some are also misleading, from the grounds of liability not having been first made sufficiently clear to the minds of the framers. I 2 116 THE CREATION, EXTINCTION, AND [Chap. VI. There are, on the other hand, few events by which man is in any way aifeeted, the results of which mig-ht not have been changed had his conduct been different. Few events, there- fore, can, strictly speaking, be said to be either altogether dependent on, or altogether independent of, human control. But many events are regarded by the law as under human control, and I know of no reason why they should be so regarded except that the legal result of them depends, in some measure, upon the conduct of the party who has exercised control over them. 215. I will analyse^ a little further the nature of an act. An act is the bodily movement which follows immediately upon a volition. What follows upon an act in connection with it are its consequences. It is necessary to remember this, althoug-h, in common lang-uage, we often use the word ' act ' to express both an act and its consequences ; as, for example, when we speak of an act of murder. No act 215 a. Without a bodily movement no act can be done. bodily -^ silent and motionless man can only forbear, movement, gie. Every act is prompted by some antecedent desire prompted wMch determines the will. This incentive to a determination Moti^e"^^' °^ ^^® ^^ ^® called motive, and without it we should not act at all. It follows that in every act we contemplate some result, namely, the result of satisfying the desire. If I yawn or stretch my limbs it is to relieve the discomfort of weariness, and I contemplate this relief as the result of my act. Intention. 217. When the doer of an act adverts to a consequence of his act and desires it to follow, he is said to intend that con- sequence. End not 218. The contemplated end of every act is the satisfaction directly, of desire, and this which is the end is also the motive. The ' In tMa analysis I have closely followed Austin, Lect. iviii-xxi. Hia explanation seems to me the most intelligible that has been pxit forward. His authorities are Locke, especially the chapter on Power in the Essay on Human Understanding, Bk. II, ch. xxi., and Brown's Inquiry into the Kelation of Cause and Effect, particularly Part i, sect. i. Sec. 215-222.J TEANSFER OF LEGAL RELATIONS, 117 end and the motive are only the same thing seen from two different points of view. The end is rarely attained directly. In common language, a man rarely does an act for the mere sake of doing it. Per- haps we sometimes laugh or shout for no other reason. But generally there are some, and frequently there are many, intermediate events resulting one from another, all of which must happen before my ultimate end or purpose is attained, For example, A and B have been competitors for a prize : A is successful : thereupon ^'s rage and disappointment are so great that he conceives the desire to do A an injury. B, accordingly, contrives an elaborate plot to injure A. B has no immediate satisfaction in carrying out this plot ; on the contrary it causes him infinite pains and trouble which he would much rather avoid. But he expects and desires, as an ultimate consequence of his act, that A having been injured he will himself find pleasure in the pain sufliered by A, and so his own pain of envy will be assuaged. All these inter- mediate consequences were adverted to and expected, and were, therefore, intended, but as means only, and not as an end. 219. An act must always be intended, although the con- Act always sequences of an act may not be so. For an act is always the result of a determination of the will which sets the muscles in motion in order to produce that motion as a consequence, even if no other consequence is desired. This excludes from the category of acts the reflex motions of the muscles, and the motions of a man in his sleep. 220. Intention, then, is the attitude of mind in which the Conse- doer of an act adverts to a consequence of the act and desires adverted it to follow. But the doer of an act may advert to a conse- *°^°*g quence and yet not desire it : and therefore not intend it. desired or -, „ expected. 221. Adverting to a consequence the doer or an act may either expect it to follow or not expect it to follow. 222. Expectation that a consequence will follow, or, as it Know- is sometimes expressed, knowledge that it is likely to follow, without any desire that it should follow, is an attitude of 118 THE CREATION, EXTINCTION, AND [Chap. VI. mind which is distinct from intention, and it is not, I venture to think, permissible to treat them as one, as Austin does^. 223. I shall call this second attitude of mind, in which consequences are adverted to and are expected to follow, but are not desired, knowledge. Effect of 224. These two attitudes of mind, in each of which there and know- is advertence to consequences, have the most important effects lesal re" upon the legal results of acts. There are numberless rights suits of and duties which depend upon the existence of a particular intention or knowledge in the doer of an act, that is, upon the act being done with advertence to particular consequences, and either a desire that they should, or an expectation that they will, follow. Mere ad- 225. If consequences of an act are adverted to and are vertence . ■without neither desired nor expected, then there is neither intention expecl;ation ^^^ knowledge ; and so far as any legal result of the act de- ^ff^ °° pends upon intention or knowledge it will not ensue. Nor do I think that in any case the simple attitude of advertence without expectation or desire has any bearing upon the legal result of an act. But advertence without expectation or desire, if coupled with one other circumstance, does affect the legal result. If consequences be adverted to and considered as not likely to happen upon grounds which a reasonable man would not consider sufficient, then the legal result, in many cases, is affected. For example, the doer of an act who stands in this attitude of non-expectation as regards consequences, and who has arrived at this attitude in this reprehensible manner, very often becomes thereby liable, which means that a particular ' The framers of the Indian Penal Code, in their definition of murder had before them, I think, either Austin's analysis, or a similar one. But they introduce ' knowledge ' as a state of mind differing from intention, The objection to this term is that it may either mean ' knowledge with advertence ' or ' knowledge without advertence.' I think it must mean ' knowledge with advertence ' in the Indian Penal Code, but it is not quite clear. The framers of the Draft Criminal Code for England have used the word ' means ' instead of 'intends.' I do not know what is gained by this. See sect. 170 of the Draft Code. Sec. 223-229.] TEAKSPEE OF LEGAL EELATIONS. 119 legal result is attached to the act : when, if the same act had been done, and the same attitude of mind had been arrived at upon reasonable grounds, he would not be liable. Thus, if I fire at a target, having first taken all proper precautions, and I nevertheless kill a passer by, I may incur no liability ; but if I do the same act, having first taken only insufiicient precautions, I may be guilty of manslaughter. 226. When a person does an act adverting to consequences Rashness. which upon insufiicient grounds he expects not to follow, he is said to be rash, and his conduct is called rashness. 227. These are the cases of advertence. I now come toinadver- consider cases in which consequences have followed from an *™''^' act, which consequences the doer did not at all advert to. Now inadvertence, like advertence without desire or expectation, does not, taken by itself, afiect the legal result of an act. But if the inadvertence is due to an absence of that care and circumspection which a man might reasonably be expected to exercise, then the legal result is very often efiected. For example, the doer of an act, in this case also, very often becomes liable : whereas, if the inadvertence exists in spite of due care and circumspection having been taken, he escapes liability. Thus, if I fire ofi^ a rifle without first looking to see whether any one is in the line of fire and I kill some one, I may be guilty of manslaughter : but if I buy a rifle of a well-known maker, and, without examining it to see if it has any defects, I fire it off" and it bursts and kiUs some one standing near, I may incur no liability at all. 228. When a person does an act without adverting to the Heedless- consequences, and he has failed to do so because he has not used due care and circumspection, he is said to be heedless, and his conduct is called heedlessness. 229. Acting with intention, acting with knowledge, acting with rashness, and acting with heedlessness, are four different conditions affecting the legal result of the act done. It is obvious that in the explanation I have given of these terms there is no pretence of complete scientific accuracy. The 120 THE CREATION, EXTINCTION, AND [Chap. VI. Other con- ditions of mind than those de- scribed. explanation I have given may even be open to objection on psychological grounds. But these terms are in daily use by lawyers, who by means of them describe the conditions under which legal results ensue. I have therefore endeavoured to state what I conceive to be meant by these terms. If lawyers attach any other meaning to them, or if, with the meaning I have attached to them, they express ideas which are false, let this be stated and the error rectified. But at any rate let us endeavour to understand what we ourselves mean ; and when we have arrived at a meaning let us adhere to it^. 230. If an event be adverted to, the expectation of its happening may vary very greatly, and it is conceivable that the legal result should be made to depend upon the strength of the expectation. So there are degrees of reprehensibility in rashness and heedlessness which we endeavour some- times to express by the use of such words as ' gross' or ' crass.' So the Roman lawyers spoke of culpa lata, culpa levis, and culpa levissima, diligentia, and exacta diligentia. These terms assume the possibility of assigning so many different standards by which to measure conduct. I do not think the use of them, or the neglect of them, affects the analysis of the mental attitude of the doer of an act which I have given above ^- Forbear- ^ 281. A forbearance is the determination of the will not ance. ' If the long catalogue of adverbs extracted from the Draft Criminal Code, given in a note to sect. 2 1 1 supra, be referred to, it vrill be seen that all or very nearly all describe an attitude of the doer's mind with or without an element of reprehensibility in the way in which this attitude is arrived at. I suppose these words have, or aim at having, a definite meaning. One longs to know what it is. The Indian Penal Code as originally drawn exhibited much care in the choice of these qualifying adverbs ; and in its present form it is more precise than the Draft English Code. ' In the Indian Penal Code as it now stands, a very fine distinction is drawn between culpable homicide, which is not a capital oflFence, and murder. If the accused knows that the act is likely to cause death, he is only guilty of culpable homicide. But if he knows that the act is so imminently dangerous that it must in all probability cause death, he is guilty of murder. See sections 299, 300. The original framers of the Code attempted no such distinction. Sec. 230-233.] TEAKSPER OF LEGAL KELATIONS. 121 to act : it is inaction or omission together with advertence to the act which is not done, and a determination not to do it. A forbearance, therefore, like an act is always intended. The consequences of a forbearance may be desired or not desired, expected or not expected, adverted to or not adverted to, and there will accordingly be intention, knowledge, rash- ness, or heedlessness, under the same conditions as in the case of acts. It is not, therefore, generally necessary to dis- tiaguish forbearances from acts. 232. It is, I believe, generally agreed that a mere mental Mental condition unaccompanied by any external act is, legally ^;^.J^Q^t speaking, nullius momenti, and produces no legal result^"*?™" whatever. This might well be so for the simple reason legal re- that such a mental condition would in most cases be undis- coverable. It may also perhaps be doubtful whether the mental condition is sufficiently under our control to justify legal results being based upon it. 233. There are, of course, many eases in which the legal Legal results either of an act or of a forbearance are wholly indepen- ^n act dent of the mental attitude of the person who acts or forbears, ge'ieraiiy ^ nowdepen- But in modern times the number of these cases has been con- dent on siderably reduced. And some of these very eases illustrate condition, very strongly the prevalence of the idea that the legal result of an act ought to depend upon the mental condition of the doer. For example, it has been said to be the law in England that wherever A so conducts himself towards £ that £ may reasonably infer the existence of an intention on the part of A to do something, the legal result is the same as if that inten- tion existed, whether it really exists or not. And these cases are always put as cases of estoppel : that is, the intention to do this thing is assumed to exist, whether it exists or not. It would be much simpler to attribute the legal result to the act without any reference to the intention of consequences, but no one has ever thought of doing this, so wedded are we to the view that the legal result of an act must depend on the mental condition of the doer of it as regards these consequences. 122 THE CREATION, EXTINCTIOIT, AND [Chap. VI. This view 234. No doubt the view that the leffal result of an act has been recently depends upon the attitude of the doer as regards the conse- eve ope . q^gj^^gg j^g^g been much developed iu later times. We always find in the earlier stages of law much more attributed to the act and much less to the attitude of the doer's mind. Thus in that class of acts which we call contracts we are told that in early times, 'not only are the formalities of equal importance with the promise itself, but they are, if anything, of greater importance. . . . No pledge is enforced if a single form be omitted or misplaced, but, on the other hand, if the forms can be shown to have been accurately proceeded with it is of no avail to plead that the promise was made under duress or misconception^.' The same disregard of in- tention of consequences is observable in the early English law. In early times a deed was looked upon as valid and binding, not as a formal expression of intended consequences, but as an outward and visible solemn act. Only a deed made within the jurisdiction and process of the court could be relied on in an action of debt. And a deed sealed by a party's seal might be good against him even though the seal had not been aiSxed by him or by his directions^. This conception of a deed as something which in itself produces a legal result apart from intention was, no doubt, the origin of the clas- sification of contracts into contracts by deed and contracts by parol. Acts in 235. There is a very important class of acts in which the legal legal result follows because that result was itself contemplated results are ^^^ desired as one of the consequences of the act. From contem- ^ plated. the fact that legal results are in contemplation in this class ' Maine's Ancient Law, ist ed. p. 313. The forms here spoken of, though they may have no reference to the consequences, always indicate that a, particular act was intended. ^ See Pollock on Contracts, p. 151, third ed. So an accidental destruction of the seal would make the deed void; Sheph. Touch, p. 6'j, ed. 1780. Under Mahommedan law, if a husband uses words of divorce they are effectual whatever may have been his intention ; Baillie's Digest of Mahommedan Law, p. 208. Some of the rules relating to seisin were founded on the notion that the act without any reference to the intention was effectual. Sec. 234-238.J TEANSFER OF LEGAL RELATIONS. 123 of acts, Germans call them Reehtsgeschafte. Frenchmen call them actes juridiques. English lawyers have not yet agreed upon any name for them. The terms 'juristic acts ' and ' acts in the law ' have been suggested. In all such acts the doer (as the phrase is) ' expresses his intention ' ; that is, he in- dicates, or is supposed to indicate, by some means or other that he desires something. 236. It is probable that before long English lawyers will follow the example of continental lawyers, not only in ap- propriating a name to acts of this class (and whether they are called acts in the law, or juridical acts, or juristic acts, does not seem to me very material), but also in discussing them generally. If we take the commonest examples of this class, contracts, sales, mortgages, wills, and settlements of property, we shall find that up to a certain point the prin- ciples which regulate them are very nearly the same. The mode in which the intention is ascertained, the effect of fraud, misrepresentation, mistake, undue influence, and agency, are, or at any rate might be, and ought to be, much the same in all. Brevity and simplicity, therefore, is attained by discussing these principles once for all, and this I have endeavoured to do to some extent, though in the present condition of English law it is not possible to carry the discussion very far. 237. A man's mental condition at any given moment, Mental and his conduct in arriving at that condition, are facts, and, j^q^ asoer- like any other facts, if disputed, they must be proved. There *^™^'^- is a special set of rules which the law has prescribed for the conduct of an inquiry into the existence of disputed facts, which are called rules of evidence, and there are special rules of evidence applicable to the inquiry into the particular facts of a man's mental condition at the time when he does an act and his conduct in arriving at that condition. These rules I shall consider under the head of evidence. 238. Whatever may be thought of the wisdom of judges Rules for in early times in disregarding to the extent they did the i^g. attitude of the doer of an act as regards the consequences of it, 124 THE CEEATIOK, EXTINCTION, AND [Chap. VT. there can be no doubt that the difficulty which they appre- hended in ascertaining this condition was not an imaginary one. The mental condition of a person at any time is, unless he chooses to inform us of it, a matter which it is very difficult to ascertain. The inquiry into the conduct by which he arrived at that condition is no less difficult. Yet it is into inquiries of this kind that modem judges, and even modern juries, are daily called upon to enter. There may in some cases be evidence, of the usual kind, of motives which are likely to lead to the absence or presence of the intentions imputed. Means of knowledge may also exist from which knowledge may be in- ferred, and other circumstances may indicate advertence. It is also probable that an ordinary man adverts to and expects the ordinary consequences of his acts. And there are standards of conduct supplied by experience by which heedlessness and rashness may be determined. But it cannot be denied that we generally arrive at a conclusion as to a man's attitude with regard to the consequences of his act by a very rough method. We compare the conduct of the person doing an act with that of an average man, and by this comparison we determine whether or no he was acting intentionally, or heed- lessly, or rashly. Thus if a man uses language which, under ordinary circumstances would mean one thing, whilst the speaker protests that he has used it to express another, very little attention would be paid to this protest^- We are com- pelled, when we wish to determine what was intended by the words used, to consider how a man of ordinary intelligence would understand them. So if a man rides over another in the street, it is determined whether he is rash or heedless by considering whether he has acted as an average man ought to act. Such cases might seem to suggest that the reference of ' This is not upon the doctrine of estoppel (a doctrine which English judges are rather fond of resorting to to get them out of all difficulties), but it is one of the rules for inferring intention. If there is no intention, then there must be rashness, heedlessness, or breach of duty to make the party liable; see Smith's Leading Cases, seventh ed. vol. ii. p. 870. See. 238, 239.] TRANSFER OF LEGAL RELATIONS. 125 the legal result of an act to the mental attitude of the doer of it in relation to the consequences is but a pretence after all. This however would be an erroneous conclusion. If an act produced a legal result merely because a particular person did it, and not at all because of the mental attitude of that person as regards the consequences when he did it, then the existence of circumstances affecting that attitude would have no effect. But, to take the examples I have just put, we do not, because of the language used by him, impute intention to an insane person, nor do we treat him as rash or heedless because his conduct differs from the ordinary standard of carefulness. 239. Perhaps as strong a case as any which could be put is the following. Suppose A to have made a will giving in due form a legacy to £. Suppose further that A after having made his will declares in the presence of several persons whose credit is unimpeachable that he has altered his mind and that he revokes the legacy. Now a will is an event in which more than in any other ease the legal result depends upon that mental condition which is called the intention of the testator. The whole object is to fulfil the testator's wishes. B will nevertheless, in the case put, take the legacy. This is because we arC' in the habit of arriving at a conclusion as to the existence of a testator's intention by an artificial method : by looking only at what he has written and signed in the pre- sence of witnesses, and to nothing else, however trustworthy it may be. Now every artificial method of inquiry into the truth of alleged facts, though, taken on the whole, it may serve the cause of truth in the majority of cases, always involves error in a minority, and the case I have put is one of the minority. But stiU, even in the case of a will, the legal result is not independent of the intention. We refer to the surrounding circumstances to explain the directions of the will : we ask what where the motives which induced it : we inquire into the state of the testator's mind: and the legal result may be modified by these inquiries. If the legal result of the act 126 THE CEBATION, EXTINCTION, AND [Chap. VI. were altogether independent of the intention these inquiries would be altogether fruitless. Rules of 240. It is the same with what are called rules of construc- construe- tion. tion ; by which I mean those rules which have been laid down for determining what inference is to be drawn as to intention from express manifestations of it. These rules, like the rules of evidence just now referred to, are artificial, and there is no doubt that it is possible, by the application of such artificial rules, to miss the real intention. It is, however, supposed that by the appKeation of these rules the intention is better ascer- tained in the general run of cases than in any other way. The supposition may or may not be correct, but there is no doubt whatever that, whether the rules are really useful or not, the legal result is still connected with the intention. Thus we constantly hear judges lamenting the result to which some established rule of construction drives them because they think that this is not what was intended. But the intention which is thus presumed is always treated as a real intention. If there has been fraud or undue influence, or the party using the ex- pressions under consideration is insane, the result is modified accordingly. We never now go back to the view of earlier times and say that the act alone is conclusive. English judges have sometimes said, when applying these arbitrary rules of construction, and referring to the person whose intentions are in doubt, that they will consider non quod voluit sed quod dixit. Roman lawyers, who were less fettered by rules of construction used to say non quod dixit sed quod voluit. Still the situation of aU judges is the same. They can only infer the intention from the language, and in drawing that inference they must be liable to err, because they must be guided by their experience as to what ordinary persons would mean by the terms used. Acts of 241. There are, as I have already pointed out, some acts of object is to which the very object is to manifest the intention of the per- manifest gQjj ^]^q ^Qgg them: and these manifestations of intention intention. play a very important part in law, because to a very large Sec. 240-242.] TRANSFER OP LEGAL RELATIONS. 127 extent the mere fact that a legal result is intended and expressed to be intended is sufficient to induce it. The con- nexion here between the expressed intention and the legal result is so immediate that we often speak as if the legal result was due to no other agency than that of the party or parties expressing the intention. This way of looking at the matter is, however, not strictly correct, and, although the inaccuracy is sometimes harmless, it has, I think, led to some confusion. It seems in some cases to have been thought that it was an easier process to arrive at liability where there was intention than where there was none ; it being apparently forgotten that the affixing of liability is an independent pro- cess, to which the one preliminary requisite, and the only one, is the sovereign wiH. It is, probably, in consequence of some misunderstanding as to the origin of liability that we occasionally find judges making desperate efforts to base liability upon intention, when they might just as well have explained it without any reference to intention at all. For example, the struggle to explain the right to recover back money paid by mistake by an imaginary intention on the part of the payer to repay it seems to me to be labour wholly thrown away. 242. 1 Manifestations of intention may be either formal or Formal and informal. A formal manifestation of intention is a manifesta- manifesta- tion of intention made in accordance with certain forms which *"'°^°^ intention. the law has prescribed as necessary for producing a legal result. Forms are useful for four reasons : — first, to make us act with deliberation ; secondly, to distinguish the preparations which often precede a final determination from the final determination itself; thirdly, to facilitate proof; fourthly, to give publicity to the act. ' See Savigny, Syst. d. heut. Eom. Kechts, vol. 3, § 130. In early law the performance of all important acts was generally accompanied by religious solemnities. This, no doubt, was because the Divine authority was called in to sanction the proceeding, and to add the terrors of the Divine wrath to a breach of the obligation. But these religious ceremonies are singularly well adapted to serve the secular purposes stated in the text. 128 THE CEBATION, EXTINCTION, AND [Chap. VI. Express 243. ^ Manifestations of intention may also be express or and tacit. ^g^gj^_ ^j^^ intention is manifested expressly when it is manifested by any means which are resorted to for that purpose. It is tacitly manifested by any means which, though not resorted to for that purpose, have the eifect of disclosing it. The commonest ways of manifesting an intention ex- pressly are by speaking and writing, but any action of the muscles, such as a nod or a wink, may be used for that purpose provided only that it is understood ^^ Surround- 244. When we infer the existence of intention from an act stonces. o^ s-^ts not done for the purpose of manifesting it, we always look at the surrounding circumstances to see what light they throw upon the action. How far we can look at the surround- ing circumstances to explain acts which are done for the express purpose of manifesting intention has not, I believe, been discussed generally, but only in reference to those manifesta- tions which we call contracts. I shall not, therefore, discuss that question here, further than to observe that the permiss- ibility of a resort to the surrounding circumstances depends in some measure upon whether the manifestation of intention, besides being express, has also been formal. 245. I have referred to the distinction between express and tacit manifestations of intention because it is one frequently made. There seems, however, to be a disposition to attribute to it more importance than it deserves. In some things which are said upon the subject there seems to lurk a notion that an express manifestation of intention and a tacit manifestation of intention operate in different ways. I do not think that this ' See Savigny, Syst. d. hent. Kom. Eeolits, vol. 3, § 131. ^ Contracts are sometimes divided Into express and implied, as in the Indian Contract Act, vrhere a contract is said to be express if it is made in words, and implied if it is made otherwise than in words. I doubt if it is desirable to distinguish words from other significations of desire — nodding the head, for example. Moreover the word 'implied' is used for another purpose — to express that the legal result of intention will follow whether the intention exists or no ; and it is in this sense that the Indian Contract Act speaks of the implied authority of an agent ; see sect. 187 and illustration. Sec. 243-250.] TKANSFEE OF LEGAL RELATIONS. 129 is the case. Whether the manifestation be express or tacit, the endeavour is to decide on the existence of the intention. 246. I have already said that no one can do an act without Action putting his own muscles into motion. But a man very often an inter- does no more than communicate motion to some inanimate ™®''y' object, as when he fires a gun and hits with a bullet an object at a distance. The blow struck by the bullet is in such a case considered as his act, as much as the pressure of his finger on the trigger. Sometimes, instead of communicating motion to an in- animate object, he communicates a wish for some motion to an animal ; as when he sets a dog to hunt game in a field. Here also we consider the hunting of game to be his act. Or the wish for the motion may be communicated to a human being ; as when a tradesman bids his servant deliver goods to a customer. Here also the delivery is considered as the tradesnian's act. 247. When a human being is employed to do an act he is Agency. called an agent. 248. A human being employed as an agent may be either a free person or a slave, a grown-up person or a child, a person of average intellect or one who is non compos. These and other difierences in the agent affect the legal results of an act done through an agent, but they are chiefly of importance with reference to particular consequences ; and in the general observations which I am now making I shall not farther consider them. Of course, however, no question can arise in English law as to the legal result of an act where the agent is a slave. 249. The general principle of agency is that the act of the agent done under the orders of another person, whom I shall in future call the principal, has the same legal results as regards the principal as if he had done the act himself. 250. So too, if one does an act avowedly as the agent of another, even without any orders of that other, and he on whose behalf the act is done accepts it as an act done on his behalf, K 130 THE CEEATIOK, EXTINCTION, AND [Chap. VI. the legal result will be the same as if the relation of principal and agent had existed all along, and the case was one of an agent acting under the principal's orders. This is the case hoth where the legal result follows because it is contemplated, and where it is independent of the contemplation. But in cases where an agent does an act contemplating a legal result, whether he does it avowedly as agent or not, the person may by accepting the result put himself in the position of principal. Law of 251. It is sometimes stated in general terms that the law derived of agency has been derived by us from the Roman law. To ^°™ / some extent this may be so. Scarcely any portion of our law law. I has wholly escaped the influence of the Roman law. But it I is easy to exaggerate this influence, and I think that in the case of agency it has been exaggerated, and that the develope- ment of the law of agency has been rather impeded by a reference to principles which are not applicable. We find, it is true, in the law of agency traces of the law of master and servant, and in the law of master and servant traces of the law of master and slave, but these traces are becoming fainter every day ; and the relation of master and slave, of which the Roman law of agency seems to have been a modification, stands at every point in strong contrast with the relation of principal and agent. It lies, for example, at the root of the Roman law that the relation of master and slave is based, not, like agency, on employment, but upon ownership. A slave could acquire property, but the result was that the property belonged to his master, not because the master employed the slave to acquire the property, but because the master owned the slave. That this is so is shown by the maxim ' melior conditio nostra per servos fieri potest ; deterior fieri non potest ' — a maxim that could have no meaning as applied to agency based upon employment. So too when a slave was owned by two masters it was for a long time doubtful whether, if a slave made a stipulation by the orders of one, it did not enure to the benefit of both — a doubt which never Sec. 251, 252.] TRANSFER OF LEGAL RELATIONS. 131 could have been so long maintained but for the stubbornness of the principle that it was the ownership and not the employment which was to be looked to. And the view ultimately recognised by Justinian, which gave the whole benefit of the stipulation to him who gave the order, was evidently considered as introducing a new principle-^ So with the very peculiar rule that a stipulation made by a slave who formed part of an haereditas jacens was valid if made on behalf of the estate, but was not valid if made on behalf of the fiitm-e heir by name, because the slave at the time belonged to the estate and not to the future heir^. On the other hand, in the actio de peculio and the actio tributoria, the slave was considered to be the principal in the transaction which gave rise to the proceeding, and not the master, though the master might indirectly incur liability ^. The actio quod jussu, by which the master was made liable for what he had expressly ordered, and the actio de in rem verso, by which the master was made liable for benefits actually received, depend upon a principle which approaches that of agency. And in the actio exercitoria, and in the actio institoria, the principle was approached more closely still. 252. But in the matter of delict the contrast between the relation of principal and agent and master and slave is most striking. The master was only Kable for a delict which was done by his express orders, or in his presence with his know- ledgCj and which he was able, but did not choose to prevent. The slave was then looked upon as a mere passive instrument in the hands of the master, like a tool or a weapon ; and the act was looked upon as that of the master himself. But for any other delict done by the slave the slave was alone liable ; liable, that is to say, to pay with his person. The master only became liable if he refused to give up his slave. That this refusal, and not the employment of the slave, was the ' Dig. 46, 3, 6 : Code Just. 4, 27, 3 ; Inst. Just. 3, 28, 3 ; Puchta, Inst. § 281. ^ Dig. 45, 3, 16. ' Hunter's Eom. Law, p. 435. 132 THE CREATION, EXTINCTION, AND [Chap. VI. true ground of the master's liability is clear from this^that if the master sold the slave, then he had nothing more to do with the matter, which now concerned the new master only, who in his turn became liable if he protected the slave. So also if the slave were set free the master ceased to be liable, and the freedman was himself proceeded against in the usual way^ JJeisseu- 253. There has been much discussion, especially amongst ^^^^' German jurists, as to what is the true distinction between an agent and a mere messenger ^. Some persons deny that there is any distinction, and I am also inclined to think that there is none. It is possible, no doubt, so to narrow the functions of the person employed, and so completely to deprive him of all discretion as to make him the mere ' tool ' of his employer. But from this case up to that of a general agent with the widest discretion we advance by imperceptible degrees, and I know of no point where the line can be drawn between agents and messengers. So too the principles applicable to agents generally seem to me to be applicable to mere messengers ; only the authority of a messenger is so limited, and the act by which he produces legal results affecting his employer is so simple, that it is very rare that any legal question arises about it, any more than about an inanimate intermediary. Thus it has been debated whether a postman is an agent or a mere messenger. It seems to me to be 'of little consequence whether he is considered as one or the other ; nor does it make any difference if for the ' postman ' we substitute the ' post,' and consider this inanimate object as the intermediary. In any case, however, if we consider the postman as an agent he is an agent for a very limited purpose and with a very limited authority. Duress. 254. When I do an act under the fear of some evil with which I am threatened by some one, not in pursuance of a legal right, and I do it for the purpose of avoiding that ' The references will be found in Hunter, Eoman Law, p. 21. ^ See Unger, Syst. d. Osterr. Privat-E. § 90, vol. 2, p. 134 ; Sav. Obi. E. § 57. Sec. 253-257.] TRANSFER OP LEGAL RELATIONS. 133 evil, I am said to do it under duress. It is also sometimes said that I do the act against my will. To do an act against the will of the doer is, however, impossible ; for an act supposes a determination of the will to do the act, and without such determination there can be no act at all. Thus, if by sheer force I put a pen into your hand and trace your name with it, this is not your act done against your will : it is not your act. But if I hold a pistol to your head and threaten to shoot you unless you sign, the signature is then your act, and follows on a determination of your will just as much as if you had signed under any other inducement. Having before you the choice of two things, to sign or to be shot, you choose the less disagreeable alternative. 255. An act, therefore, done under duress is as much a man's act as an act done under any other motive. And it is the same in regard to the consequences. When under duress I do an act, I may not desire the consequences which follow, but I may know that they are likely. Thus A says to B, ' unless you kill C I will kill you.' If thereupon B kills C, B, though he does not desire (7s death, yet knows that Cs death is likely just as well as if ^ had offered him a bribe to fire a loaded pistol at G and he had done so. 256. In these cases, therefore, if the legal result is different, it is not because the attitude of the doer of the act as regards the consequences is different, but because, for reasons which have appeared sufficient, a different legal result has been assigned. 257. A person may, if he chooses, express an intention which is not really present to his mind. Thus I may promise to give a man si^ when I do not intend doing so. This is what is called a mental reservation. Now it is, I beheve, a universal rule to treat the expressed intention as a real intention, just as it is a rule to treat the unmanifested in- tention as if it had no existence. It is not quite an adequate statement of the matter to say that the mental reservation is disregarded. Not only so, but this is one of the cases in 134 THE CEEATION, EXTINCTION, AND [Chap. YI. which the same legal result is attributed to a non-existent intention as would have been attributed to it if it had been an existing' one. 258. Where an intention is expressed under duress it is very likely not to be a real intention ; the party who uses the expression merely pretending that such is his intention. But, according to principle, this should make no difference. If the party expresses an intention to promise, there should be a contract ; if to make a testamentary disposition of his property there should be a will ; if to make a conveyance, the ownership should pass : these results being modified, if necessary. 259. How the law stands in England it is difficult to say. It is nowhere very clearly stated. Indeed we find very little about duress in our law books. It is sometimes mentioned in connexion with criminal liability, and sometimes also in connexion with contracts : but in either case only when there is an injury affecting life or limb. I think, however, that the normal legal result does always follow as if there had been no duress. But this legal result is counteracted, sometimes by a decree of the court setting it aside ; sometimes by giving the party subjected to the duress a special defence to any claim made against him ; and sometimes by other methods. Error. 260. Another matter which is said to affect the legal result of acts, but in a way and to an extent which it is not always easy to perceive, is ignorance or mistake. Ignorance and mistake are generally classed together, and the considerations applicable to them are the same. If it were necessary to distinguish them, I should say that ignorance is not to know of facts which do exist, and mistake is to suppose facts to exist which do not. But both are covered by the word ' error,' and for the sake of brevity I shall use that word only. 261. Of course when a man acts under the influence of error he nevertheless wills to do that to which his desires lead him. Such phrases, therefore, as 'nulla voluntas errantis' have no real meaning. Nor do I understand what Blackstone Sec. 258-264.] TRANSFER OP LEGAL RELATIONS. 135 means when he says that in cases of error the will and the deed act separately ^. 262. If there is error, then the act which a man wills to do Error produces consequences other than those which he desired or^j^^jjy expected. But in considering the effect of error upon thej™?'^' legal result of an act we may get rid of those cases in which the error is immaterial ; that is, those cases in which there are other consequences as to which there was no error, and which are sufficient to induce the legal result. For example, a bar of metal belonging to A is examined by B, who, without asking any questions, comes to the conclusion that it is gold. He thereupon offers to purchase it, and the offer is accepted. The error is immaterial, because there is an intention to buy a specific thing which is alone sufficient to induce the legal result. 263. The law as to error has, I think, got into some Error in confusion by not bearing in mind what is and what is not oases. material. Thus a great deal has been made of the distinction between errors of law and of fact, and criminals are often told that when they set up an excuse that they did not know the law, that though they may excuse themselves by errors of fact, yet they are presumed to know the law, and therefore that they cannot set up as an excuse an error of law. This sounds very unreasonable, and would be unreasonable if it were true. But generally speaking it is not true. The intention to break the law is, in most cases, wholly immaterial. A man is not punished for breaking the law, but for doing an act which is harmful. Where an intention to break the law is an element in the offenccj as in most cases of larceny, ignorance of the law can be successfully pleaded. 264. But in some cases, where there are no consequences Imputation desired or expected which would induce the legal result, tion or nevertheless the legal result is arrived at by imputing to the l^^iowledge. doer of the act an intention or knowledge which had no existence. Whether or no this imputation will be made is a ' Comm. vol. iv. p. 27. 136 THE CREATIOK, EXTINCTION, AND [Chap. VI. *'^ matter of law. In some eases it would be made, in others not. Error of 265. In determining whether or no an intention or know- fact.^'' ° ledge will be imputed when by reason of error the intention or knowledge does not exist, I do not think the law pays any attention to whether the error is one of law or one of fact. The whole question of imputing intention or knowledge is a very intricate one, and depends on a variety of consider- ations, but not on this one. Thus in criminal cases we hardly ever impute intention or knowledge at all, the direct in- fliction of punishment being reserved for real and not for imaginary offences^- In transactions between man and man we very often do impute intention, but, as I shall show hereafter, only by reason of the assumption that the expressed intention and the real intention necessarily correspond. This undoubtedly, in many cases, leads to the imputation of an unreal intention, but one of a very special kind. The assumption that the expressed intention and the real intention necessarily agree is justified by our experience that upon the ^ There is » rough attempt to sanction the imputation of intention or knowledge in criminal cases concealed under the plausible maxim ' drunken- ness is no excuse for crime.' But I doubt whether the imputation is ever really made. The drunken soldier who in a fit of fury fires his rifle at his commanding officer really intends to kill him. There is, however, a formal legislative attempt to impute knowledge (not intention) in cases of drunken- ness in the Indian Penal Code, sect. 87. Cases of real difficulty are such as the following: — 'The prisoner was sentinel on board the Achille when she was paying ofi". The orders to him from the preceding sentinel were — to keep off all boats, unless they had officers with uniforms in them, or unless the officer on deck allowed them to approach ; and he received a musket three blank cartridges, and three balls. The boats pressed ; upon which he called repeatedly to them to keep off; but one of them persisted and came close under the ship, and he then fired at a man who was in the boat and killed him. It was put to the jury to find whether the sentinel did not fire under the mistaken impression that it was his duty ; and they found that he did. But a case being reserved, the judges were unanimous that it was, nevertheless, murder.' Kussell on Crimes, by Greaves, fourth edition, vol. i, p. 823. But the difficulty of this case cannot be met by any talk about ignorance of law. The best lawyer would have been in the same difficulty as the sentinel: he would have been placed between two conflicting duties. See how the case is met by the Draft Criminal Code, sect. 53. Sec. 265-268.J TEANSFEE OF LEGAL RELATIONS, 137 wliole this assumption is a usefal one^. So also intention is imputed where there is what is called ' malice in law,' because in such cases a wrong has been done which the law desires to redress. But, as I have said, in none of these cases is the distinction between errors of law and errors of fact of any importance. 266. If, therefore, the distinction between errors of law In what and errors of fact, which has been made a great deal of, is portant. of any importance at all, it must be so in that class of cases in which the normal legal result having followed notwith- standing the error, there is an attempt made to get rid of that result by the action of the court. That this can be done in one class of cases there is no doubt. Thus if A pays money to B on account of a debt which has already been paid, believing the debt to be still due, the usual legal result of such a transaction follows, namely that the money becomes the property of B ; but it can be recovered back by A. 267. In this single class of cases also, as the law now stands, the distinction between errors of law and errors of fact is of importance, since if the error is one of law the money cannot be recovered. Why this should be so I cannot say. 268. There is also a peculiar class of cases in which courts of In courts chancery have endeavoured to undo what has been done under eery. the influence of error, and to restore the parties to their former position. The courts deal with such cases in a very free manner, and I doubt whether it is possible to bring their action under any fixed rules. But here again, as far as I can judge by what I find in the text-books, and in the cases there referred to, the distinction between errors of law and errors ' If I understand him rightly, what Mr. Pollock calls ' real common in- tention' is the intention as it appears from the expressions used. (Contracts, third ed. p. 426.) It was not necessary, perhaps, for him to advert to the possible difference between the expression and the reality, which is, as I have said, practically ignored. But I could not ignore this difference in my endeavour to get at the bottom of the rules of the law upon this difficult subject. See what is said below, in the Chapter on Liability. 138 THE CREATION, EXTINCTION, AND [Chap. YL of fact, though very emphatically announced, has had very little practical effect upon the decisions of the courts. The distinction is not wholly ignored, and it may have had some influence, but it is always mixed up with other considerations, which, not unfrequently, altogether outweigh it. Not an 269. The distinction between errors of law and errors of important distinction, fact is, therefore, probably of much less importance than is commonly supposed. There is some satisfaction in this, because the grounds upon which the distiaction is made have never been clearly stated. Blackstone says that the Distinction reason of the distinction is because every man not only may plained by know, but is bound to know the law ^. This statement is, Black- however, obviously untrue, and even if it were true it would StjOI16. not explain the distiaction. Austia, after rejecting Black- Austin, stone's explanation, says, ' if ignorance of law were admitted as a ground of exception the courts would be involved in questions which it were scarcely possible to solve and which would render the administration of justice next to impossible.'^ Why so ? Alleged errors of fact are as difiicult to inves- tigate as alleged errors of law. And neither in the Roman law nor in modern continental systems is the distinction drawn between errors of law and errors of fact with the same sharpness as in England^. According to the Roman law there were large classes of persons to whom as it was said, in rather quaiut language, permissum est jus ignorare. Amongst these were rustics, minores xxv annis, and persons so placed as not to have ready access to legal advice (jurisconsulti copiam habere). So too it was considered whether the point of law as to which there was error was a settled one, or one as to which the authorities (auctores diversae scholae) differed *. The necessity ' Comm. vol. iv. p. 27. '■' Lect. xxv. p. 498 (third ed.). ' See Dalloz, Eep. 0. v. Obligation, art. 142 sqq. ; s. v. Peines, ai-t. 369 sqq. ; Code Civil, art. iioS sqq.; Preuss. AUgem. L. K I. 4,75; Unger, Syst. d. bsterr. Pr. E, vol. ii. pp. 33, 34; Sobwarze, Strafgesetzbucb, § 9; Sav. Syst. d. h. Rom. Eechts, vol. iii, Beyl. viii. ' See the references in Hunter, Eom. Law, p. 480. Sec. 269-2'72.] TEANSFEE OP LEGAL EELATIONS. 139 for the distinction cannot, therefore, rest upon the broad ground of practical convenience stated by Austin. 270. Savignyi, in his review of the Roman law as to error, And Savig- endeavours to bring all the rules of it under a principle which "^' differs from that both of Blaekstone and Austin. He considers, or at least appears to assume, that an error either of law or fact cannot be put forward by the person labouring under the error as any ground either for changing the legal result or for getting rid of it, if the error is caused by his own negligence ; and then he goes on to assume that errors of law are prima facie negligent. How far these assumptions are consonant with the Roman law I cannot say, but it is clear that the English law, if it imputes anything, imputes not negligence but intention. 271. A suggestion was made in a well-known case by Lord Error as to Westbiuy ^, that, at any rate, an error in regard to a man's r^hts! private right must be put upon the same ground as an error of fact. Savigny had already made a similar observation. ' We must distinguish (he says) between jus ignorare and jus suum or de jure suo ignorare ^.' It is difficult, on account of the vagueness of these phrases, to say exactly to what they lead. I suspect that if applied to any considerable extent they would go fer to break down the distinction between errors of law and errors of fact even, in the few cases in which that distinc- tion has had any influence. 272. A question of considerable difficulty which may arise Error as to as to the application of the distinction between errors of lawj^^of^ia^ and errors of fact is this : — Suppose the case to be one in which the law is clear, but the doubt arises whether it ap- plies to the facts, which are also clear. If in such a case an error is made in applying the law where it ought not to be applied, or in not applying it where it ought to be applied, how is such an error to be treated ? As an error of law or ' Syst. d. heut. Eom. Reclits, vol. iii., Beylage viii. '' Cooper V. Phibbs, Law Eep., Eng. and Ir. App., toI. ii. pp. 149, 170. = Syst. d. heut. Eom. Eechts, vol. iii. BeyL viii. p. 327, note c. 140 THE CREATION, EXTINCTION, AND [Chap. VI. as an error of fact ? Doubts have crossed my mind whether such a case is possible ; but jurists seem to be agreed that it is possible. Savigny says, not, I think, as Professor Unger seems to suppose, that the case is one of an error of fact, but that the result ought to be the same as on an error of fact^- The question has scarcely been discussed in England ; but it has been much discussed in Germany, without any decided result at present. Infancy, 273. There are other circumstances which influence the insanity, and fraud, contemplated result of an act, which continental lawyers are in the habit of discussing generally, but which for English lawyers can as yet be hardly disengaged from the particular classes of transaction with which they happen to be con- nected. As examples I may mention insanity, infancy, misrepresentation, and fraud. I may, however, point out once for all that it is very rare indeed that, on any of these grounds, an act simply fails to produce its contemplated legal result. The matter generally requires a much more delicate adjustment than this, especially where, as is frequently the case, the interest of third persons is concerned. Void and 274. English writers on law generally assume that all the voidable. _ ° . cases in which the legal result of an act is affected by these special circumstances may be covered by saying that the act is ' void ' or ' voidable. ' But these are words of very uncertain meaning. The word ' void,' where it is used at all accurately, means, I think, devoid of the legal result contemplated^. The ' Syst. d. h. Rom. Keclits, vol, iii. Beyl. viii. pp. 328, 338 «; Unger, Syst. d. ijsterr. Pr. E. vol. ii. p. 34. ^ See PoUook on Contracts, third ed. p. 7. Soiuetimes acts are spoken of as if they were void of all legal result whatsoever. This is not perhaps im- possible, but it must be rare. The word 'void' cannot, I think, be con- veniently extended further than I have extended it in the text. Nor does current legal language warrant our extending even the term * absolutely void ' beyond this. Thus the contracts of an infant are with some exceptions declared 'absolutely void ' by the Infants' Belief Act, 1874, but they have, nevertheless, important legal effects. If the infant, when of age, is sued, and does not plead infancy, judgment will be given on them; money paid on them could not be recovered back j aiyi I should think it clear that pro- Sec. 273-275.] TRANSFER OP LEGAL RELATIONS. 141 word ' voidable ' means, I suppose, that the result may be made ' void ' by some one. But the questions remain, by whom and by what process? Continental lawyers make a triple division. First they set apart those cases in which the con- templated legal result fails altogether — as for example a will of lands made by an infant. Such acts they call ' absolutely void.' In the next class they place cases in which, as regards some persons, the act fails altogether to produce its contem- plated legal result, but, as regards others, the result is produced — as for example in the case of a bishop's lease exceeding the period prescribed by the law, which is good as against the bishop but not as against his successor. These acts they call 'relatively void.' Then the third class comprises those acts which produce their legal result ; but this result can be set aside by the action of some person concerned either with or with- out restitution — as for example a contract induced by fraud. These acts are called ' voidable '. I think there is some advantage in this triple classification, but it does not carry us far towards attaching a precise meaning to the terms em- ployed; and in the hot contests that have taken place whether an act is void, or absolutely void, or voidable, it seems to me that the disputants have frequently used the words in difierent senses. 275. It is in connexion with cases in which the contem- Eestitu- plated legal result has taken effect, but is to be set aside, that we come across the important topic of restitution. There is a large number of cases in which the legal result contemplated will follow, but it can be set aside by a court, not however simply, but upon certain conditions. This is called restitution, the parties being restored as nearly as possible to their original condition. This is the coui'se which justice most frequently requires, and it was the inability to order restitution that crippled the action of courts of common law in England, and relegated cases of this class, in a great measure, to courts of perty delivered in accordance with them would pass to the receiver. See Pollock on Contracts, p. 63, third ed. tion 142 THE CREATION, EXTmCTION, AlfD [Chap. VI. chancery. But thoug-h courts of chancery have been in the daily habit of making restitution, it is remarkable that this convenient word has not yet found a place in accepted English legal terminology. Eatifica- 276.^ From a consideration of the steps which may be taken to invalidate the legal result of an act we naturally pass to the subject of ratification. There has been some dis- pute as to what is meant by this term also. What I under- stand to be meant by ' ratification ' is this : — After an act has been done which has had its legal result, but which legal result may by taking the proper steps be counteracted or modified, if the person who is empowered to take these steps signifies his intention not to take them, or does some act by which he loses his right to take them, he is said to ratify the act in question. 277. This, I think, is the proper meaning of the word 'ratification.' The word is, however, sometimes used by English lawyers to express something different from this. Thus if an agreement be made by B in the name of A without A's knowledge or authority, and then A consents to be bound by the agreement, the legal result is the same as if A had antecedently authorised the making of the agree- ment, and A, in such a case, is said to ratify the agreement. There are various ways of looking at this matter which I may discuss hereafter. All I have to say now is that if this be called ratification, then we give the same name to two things which are essentially different. Convales- 278. There is rather a loose Latin phrase concerning the legal result of an act which is sometimes quoted by English lawyers, but I hardly know what meaning they attach to it^. The phrase in question runs 'quod ab initio non valet in tractu temporis non convalescit.' The first question in en- deavouring to understand the phrase is what is meant by ' See Pollock on Contracts, third ed. p. Ii8 ; Sav. Syat. d. h. Eom. Eechts, § 203, vol. iv. p. 558. " Broom's Legal Maxims, p. 178, Dig. 50, 17, 29 ; cence. Sec. 2'76-279.] TRANSFER OF LEGAL RELATIONS. 143 ' convalescence.' According to Savigny it is this : — There are cases in which an act has not any legal result, or not the full legal result, because of some hindrance, and in which, when that hindrance is subsequently removed, the fuU legal result ensues. For example : — I sell a man a horse. At the moment of sale the horse is not mine, and I have no power to dispose of him. But shortly afterwards the horse becomes mine. The sale at once becomes effectual. This, according to Savigny, is convalescence ; and I know of no objection to calling it so ; but if this be convalescence then the maxim I have quoted is incorrect. Cases of convalescence in this sense are perhaps rare, but, as is shown by the example I have given, they are not unknown. 279. What I think those who use the phrase negativing convalescence intend, is something which is a little more than a truism, though it is sometimes overlooked. An act, to which the law refuses to attribute its contemplated legal result cannot by any subsequent conduct of the parties con- cerned be made to produce that result. Something which has been begun may be completed. Some act which has once missed its mark may be repeated effectually. But a failure must remain a failure. We are, however, apt to ignore this, and the maxim imder consideration may be useful to recall it. Thus in the Roman law if a man took as his wife a girl under twelve years of age, and she remained with him, she became his wife as soon as she attained that age. This has been called convalescence, on the assumption that the original invalid marriage became a valid one. But, as Savigny points out^, the true explanation of this case is, that under Roman law no ceremony of any kind is necessary to a marriage, but only an actual cohabitation with the in- tention to marry. There is, therefore, an actual and complete marriage after the girl has attained the age of puberty, and what happened before is altogether immaterial. The marriage is not then completed, but begun and ended. So in the 1 Syst. d. h. Eom. Beohts, § 203, vol. iv. p. 555. 144 THE CREATION, EXTINCTION, AND [Chap. VI. Measure- ments of time. Day. case of an infant's will of lands: his acts after age might wear the form of ratifying the will already made ; but unless they were sufficient to constitute a new will then made, I imagine they would be insufficient. 280. Sometimes in consequence of arrangements made by the law, or by private individuals in transactions recognised by the law, rights or duties come into existence after a certain time has elapsed, or cease after a certain time has elapsed. Thus I may agree to sell a cargo of wheat to you and that I shall be paid for it ten days after delivery; or the law may say that the party who fails in an action may appeal to a higher court within two months after the first judg- ment is given. In these and the like cases we have to see whether the prescribed conditions as to time have been ful- filled ; and as this question has to be determined very frequently and with great accuracy, certain rules have been laid down as to the measurement of time, which are not, in any special sense, legal rules, but the law has adopted them. 281. The measurements of time now universally used are founded partly upon certain astronomical observations, partly upon calculation, partly upon authority, and partly upon custom. There are certain divisions of time called respectively the day, the week, the month and the year, and all measure- ments of time are made in terms of these divisions. It is these divisions, therefore, which have to be accurately measured. 282. The exact length of a day is the result of combined observation and computation. It is the mean solar day, that is, it is the time in which the earth would make a revolution on its axis, if the earth moved at an equable rate in the plane of the equator. This computation cannot be made exactly by every one, but no one would go far wrong in his reckoning of days, because each computed day coincides very nearly with an actual revolution of the earth, and each actual revolution of the earth is accompanied by such conspicuous phenomena, that the days at any one place may be easily counted. See. 280-286.] TRANSFER OF LEGAL RELATIONS. 145 283. The day is divided into twenty-four equal parts called Hours, hours, twelve in the forenoon, and twelve in the afternoon. Noon is, therefore, the point of time which fixes the day. This point of time is also the result of observation and com- putation. It is ascertained by observing the point of time at which the sun reaches its greatest altitude. This of itself does not give noon, but what is called the equation of time will enable us to calculate noon from it. There is no gener- ally visible natural phenomenon which indicates noon, but a clock indicates it with sufficient exactness. 284. Noon however, as thus calculated, is not the same at Diflferenoe places in different degrees of latitude. Thus noon at Sydney ;„ different corresponds with five minutes to % in the morning at ''**'*"'^®^' London. The dates, therefore, at these two places will not correspond. It is already the 2nd of January at Sydney whilst it is early in the afternoon of the 1st in London. Persons, therefore, corresponding between these two places might get into a confusion of dates if they were not careful to mention which time they go by. Where the difference is small it is of less consequence, as the change of date takes place in the night, whereas business is mostly transacted in the day ; so that during business hours dates are the same. The necessity of any nice calculation is also frequently avoided by disregarding fractions of a day, and also by limiting the day to those hours of it during which it is usual to transact business. Thus if A were bound to pay a sum of money to B three days after notice, and notice were given to ^ at 10 o'clock in the morning of the 3rd, it would not be necessary for A to make payment by 10 o'clock of the morning of the 6th. He could make the payment at any time during business hours on the 6th. 285. Probably where a thing had to be done at a certain time and at a certain place, all measurements of time would be made to accord with those in use at the place where the thing was to be done. 286. When rights or duties are made conditional upon the Days how reckoned. L 146 THE CREATION, EXTINCTION, AND [Chap. VI. lapse of a certain period of time after a certain event, a dis- cussion has sometimes arisen whether, in reckoning the period, the day on which the event happens should be included. The general rule now is that this day is excluded ^. Lunar and 287. The word ' month' means either a lunar or calendar calendar i * i i • -in mi i month. month. A lunar month is twenty-eight days. The lunar month is a period suggested by the moon's revolution round the earth, exhibiting the phenomenon which we call a change of moon. The true period of a revolution is nearly 29 i days : and at first every new moon brought in a new month ^. But when the calendar month was introduced, the lunar month was reduced to an arbitrary period of 38 days. 288. The calendar month is the result of an attempt to make the lunar periods correspond with the solar year without resorting to fractions of a day. In Rome, before the time of Julian Julius CsBSar, the twelve lunar months, which make '^KA year. ^^^ days only, were brought up to the solar year by the occasional intercalation of days at irregular intervals. But either from the corruption of the oflEicers whose duty it was to see to this intercalation, or from their ignorance, the calendar got into great confusion, and accordingly Julius Csesar rearranged the calendar, making March the first month and February the last, and varying the number of days in each month so as to give 365 days in each year, except every fourth year, which contains 366. This brought the civil year very nearly into exact correspondence with the solar year, but not quite ; and by the year 1 753 the error had amounted to twelve days ; so that the and of September in the year 1752 ought to have Alterations been the 14th. Accordingly, by the 34 Geo. II. c. 33 it was made in . 7 1752. directed that the mtervemng days — i. e. from the 3rd to the ' See Rules of the Supreme Court 1883, Order LXIV, no. 972. The Roman law seems to have been otherwise. See Arndt's Paudekten, § 89; linger, Syst. d. iisterr. AUgem. Land-E. vol. ii. p. 295. ^ With us, the term ' new moon ' indicates the change which takes place when the moon passes tliroUgh the vanishing point and begins again to in- crease. But the new moon is sometimes reckoned from the time when it becomes full. It is so reckoned in many parts of India. Sec. 287-290.J TRANSFER OF LEGAL RELATIONS. 147 13th inclusive — should be omitted, and the and of September was followed immediately by the 14th ; and further, in order to preserve the true reckoning it was ordered that none of the hundredth years (1800, 1900, and so on) should in future be leap years, except every fourth hundredth year (3000, 3400, and soon). 289. At the same time another important alteration was made. Prior to the act of George II there were two dates for the beginning of the year ; one used by lawyers and the other by historians. The lawyers' year began on the 25th of March, whilst the historians' began on the ist of January ^- In order, therefore, to fix any date in a given year between the 1st of January and the a5th of March, it was necessary to know which year was spoken of. For instance, January 7 , 1 65 8 , of the lawyers corresponded to January 7, 1659, of the historians : and to prevent mistakes this date was very often written 16 ^f. By the act of George II it was directed that the ist of January then next following should be the 1st of January, 1752, for all purposes, and all future reckoning should be made accordingly. This is a very important matter for lawyers to recollect when dealing with dates more than a hundred years old, otherwise they will frequently meet with imaginary inconsistencies. 290. The ambiguous word 'month' was formerly under- 'MontV stood to mean the lunar month of 28 days, unless it was gaig^^jj^ expressly stated that a calendar month was intended. But™°"*''- the rule is now reversed. The word ' month ' now presumably means a calendar month ^. This, it is true, is an irregular period, varying according as the months which it includes are longer or shorter. Thus a calendar month reckoned from the 2 1st of January expires on the a 1st of February, and con- tains 31 days. A calendar month reckoned from the 3 ist of February expires on the 2 ist of March and contains 28 days only, or 29 if it is in leap year. And a calendar month from the 31st of January cannot be reckoned so as to expire on the corresponding date of the following month, because no such 1 Eules of the Supreme Court, Order LXIV, no. 961. L2 148 THE CREATION, ETC. OF LEGAL RELATIONS. date exists. It is, therefore, usual to make it expire on the last day of February, that is, on the a8th or 29th according to circumstances ; so the second calendar month from the 31st of January would expire on the 31st of March, the third on the 30th of April, and so on. This seems rather an arbitrary method of computation, but it has the advantage that the period can be instantaneously calculated. CHAPTEE VII. THE ARRANGEMENT OF THE LAW. 291. Whenever people have attempted to write system- Divisions atically about law, certain divisions of it have been adopted, " *^' not always identical, but running mostly on the same lines. 292. The best-known and most widely accepted of these Public and divisions of law is that which separates law into public and ^"^^ ^' private. 293. There has been much said about this division which Not a seems to proceed upon the assumption that the division is a division, scientific one, based upon some principle which can be ac- curately stated and applied. Austin has, I think, clearly shown that there is no such principle, and that the division is not of that character i." It is only a convenient method of arranging the topics of law for the purpose of discussion. This is how it is put forward in the place where it originally appeared, namely in the Institutes of Justinian : ' Jus pub- licum est quod ad statum rei Romanae spectat, jus privatum quod, ad singulorum utilitatem pertinet^.' All I understand to be meant by this passage is this :— Public law is that portion of law in which our attention is mainly directed to the state ; private law is that in which it is mainly directed to the individual. I do not think it means that these topics are capable of exact separation ; but that our attitude changes in 1 Leot. xliv. p. 770. ^ Inst. I. i. 4. 150 THE AEEANGEMENT OF THE LAW. [Chap. VII. regard to them. And, according as we assume the one attitude or the other, we call law public or private, but 294. The fact that this classification has been used for upoiTcon- more than a thousand years testifies to its convenience : and venieuce. j£ j^ ^g unscientific, this, though it is a fact which it is desirable to remember, does not render it incumbent upon us to discard this division. I may also observe, that though the principle of the division may not be more accurate than I have stated, there has been very little practical dif- ference of opinion as to what branches of law should be placed in each department ; and such differences as have existed have been by no means important. jjo^ 295. If the view that I take of the distinction is correct, it explained. ^o,;ii^ obviously be a waste of time to discuss at any length the various attempts that have been made to explain accu- rately the distinction between public and private law. I will, however, notice one of those attempts, being that which has been most generally accepted as successful. It is said that public law comprises that body of law in which the people at large, or, as it is sometimes put, the sovereign, or the state as representing the people, is interested ; whilst private law comprises that body of law in which individuals are interested. This is a forcible, and sometimes a useful way of putting the distinction. But it is still not accurate. For though the interest of the public is in public law con- spicuous or predominant, there is hardly any law in which the interest of individuals is not also concerned. And so also in private law. The interest of the public may be in the background, but it is almost always there. Thus the criminal law of theft ad statum rei publicae spectat, and is always classed as public law, but still private rights are largely concerned in it. So with the law of contract. Here we have to deal mainly with matters of private concern, but the legality of the transaction — in other words, the public concern in it — is not forgotten. So the criminal law of tres- pass and the civil law of trespass to a considerable extent Sec. 294-297.] THE ARRANGEMENT OF THE LAW. 151 effect the same objects, though in one the public interest and in the other private interest is chiefly regarded. 296. Private law has been again subjected to a classifica- Law of tion which is nearly as celebrated, and which is derived from thinga, and the same source. In the language of the Institutes, 'jusP'^"'^®^"^®- privatum vel ad personas pertinet, vel ad res, vel ad actiones^' ; or, as modern authors say, private law consists of the law of persons, the law of things, and the law of procedure. This classification is just as inaccurate and just as useful as the last. In one sense it may be said of every law, public or private, ad personas pertinet. Every law is addressed to a person, bidding him do or not do a particular thing. But the objects of law, as they are called, may be either things or persons : and it is with reference to this division between the objects of law that the classification of private law into the law of persons and the law of things has been made. There are however very few laws of which the objects are exclusively persons or exclusively things. The law, for example, which places the son under the control of the father, gives also to the father the fruits of the son's labour. And even the law which enforces a contract for the supply of goods aflFects the liberty of action of the contracting parties. Yet no one hesitates to place the first in the law of persons and the second in the law of things 1. 297. The law of procedure can be no more accurately se- parated from the law of persons and the law of things than these two can be separated from each other. The rules of procedure which compel a man asserting a right, or defending himself against a claim, to do so in a particular way, do in fact constantly affect the right itself. When the judges say that after a certain time has elapsed we will no longer enforce a right, it is impossible to say that this rule of law does not affect rights. So, again, I make a contract. If I make it in a certain form I can sue upon it. If I do not make it in that form, whether I can sue upon it or not depends upon ' Inst. I. 2. 12. 152 THE ARRASTGEMENT OF THE LAW. [Chap. VII. the nature of the defence set up by my adversary. This is because of certain rules of procedure. But my rights under the contract are clearly affected. So in the case of adoption under the Hindoo law. Adoption is considered by the Hindoos as a religious ceremony, and respecting, as we do, the religion of the Hindoos, we endeavour not to interfere with it. But we make rules of procedure, and cases have occurred in which adopted sons have lost their rights, and sons not reaUy adopted have estabKshed their position as such, through judgments based solely upon considerations of procedure. 298. I believe that, as a general rule, absolute duties (duties with no corresponding rights) are classed in public law; whilst relative duties (duties with corresponding rights) are classed in private law. 299. As to the subdivision of private law, it will, I think, be found that in the law of persons we chiefly find rights and duties which are attached to certain classes of the community, that is, a certain iudeterminate number less than all. In the law of things we find chiefly rights and duties which affect the community at large. Law of 300. When we find an aggregate of rights and duties attached to certain classes of the community we call that ag- gregate (as I have explained above i) a status, or condition. Hence the law of persons has sometimes been called the law of status or condition. 301. The topics u.sually discussed under the headings, Con- stitional law, Revenue law, and Criminal law, are by general agreement placed under public law. Criminal procedure is also placed in public law, and some persons are disposed to include civil procedure also. But most persons agree that whether procedure be placed in public or private law it should be discussed separately. 302. Ownership, possession, security (pledge and mortgage), and servitudes (easements) belong, it is generally agreed, to private law, and to the law of things. ' Supra, sect. 177. status. Sec. 298-306.] THE AEEANGEMENT OF THE LAW. 153 303. The conditions of husband, wife, parent, child, guar- dian and ward belong also to private law, and to the law of persons. 304. Succession is considered to belong to private law, but, after much discussion whether it should be placed in the law of persons or the law of things, it is now generally agreed to class it apart. 305. Ecclesiastical law I should be inclined myself to class under public law. But it is generally classed by itself, without saying distinctly whether it belongs to public or private law. 306. Obligations, in the sense of duties which correspond to rights of persons against particular persons (jura in per- sonam), are considered to belong to the law of things. But German writers generally class them apart, confining the law of things to rights over things (jura in re) which are available against the world at large (in rem). Under the law of things thus circumscribed they include ownership, possession, security, and servitudes. Also, inasmuch as the conditions which it is usual to consider under the law of persons are those which belong to the family, German writers have substituted for the law of persons the expression ' the law of the family.' Thus with them the subdivision of private law runs thus : — the law of things, the law of obligations, family law, the law of succession, and civil procedure. I shall adopt an arrangement nearly identical with this. CHAPTEE VTII OWNERSHIP. Eights 307. If we consider any material object, such as a field, thfngs ^ piece of furniture, a sum of money, or a sack of wheat, we shall see that various rights exist with respect to it. There is the right to walk about the field, to till it, to allow others to till it, and so forth; there is the right to use the piece of furnitui-e, to repair it, to break it up, to sell it ; there is the right to spend the money, to hoard it, to give it away ; there is the right to grind the wheat, to make it into bread, to sow it for next year's crop, and so forth. 308. All these rights, which I have spoken of, are rights ^ over the thing available against the world at large : jura in re and in rem. OwnersMp 309. If all the rights over a thing were centred in one riffhts over person, that person would be the owner of the thing : and things. ownership would express the condition of such a person in regard to that thing. But the innumerable rights over a thing thus centred in the owner are not conceived as separately existing. The owner of land has not one right to walk upon it, and another right to till it ; the owmer of a piece of furniture has not one right to repair it, and another right to sell it : all the various rights which an owner has over a thing' are conceived as merged in one generaLxight, of ownership. OWNERSHIP. 155 310. A person in whom all the rights over a thing- were Absolute centred, to the exclusion of everyone else, would be called the "^'^^^^ ^^' absolute and exclusive owner. This means that no one has any right over the thing except himself. It does not mean that he may exercise his ownership in accordance with his uncontrolled fancy. In the exercise of all legal rights, whether of ownership or of any other kind, each of us is under a certain control arising out of the relation in which we stand to the ruling power or to other members of the society to which we belong. I cannot exercise my rights in such a way as to infringe the law or the rights of others. To take an example : I am the absolute and exclusive owner of a large quantity of charcoal, sulphur and saltpetre. I am still the absolute owner, although the law forbids me to mix them together and keep them in my house. No one by reason of that restriction has a jus in re over them. Nor is my ownership affected. The restriction is on my liberty of action only. 311. But if I have pledged the saltpetre as security for a loan, then the pledgee has a jus in re over it ; and my right to dispose of it is restricted, not by a mere restriction on my liberty of action, but because one or more of the rights of ownership have been detached and given to another. 312. So if I grant a right of way to a neighbour across my land, or if my neighbour has a right to graze his cattle there, he has a jus in re over the land, and certain fragments of ownership have been detached and transferred to him. 313. Absolute and exclusive ownership is rare : and yet I do not thiitk it is possible to explain what is meant by ownership except by starting with this abstract conception of it. It is to this that we always revert when we are trying to form a conception of ownership. 314. Ownership, as I_haye said, is conceived as a single Ownership right, and not as an aggregate j)f_rights. To use a homely aggregate illustration, IFis'no more conceived as an aggregate of distinct "^ "S"^*^' rights than a bucket of water is conceived as an aggregate of 156 OWNERSHIP. [Chap. VIII. separate drops. Yet, as we may take a drop or several drops from the bucket, so we may detach a right or several rights from ownership. Mstribu- 315. The distribution of rights detached from ownership rights. which we actually find in use is very extensive. Thus, it would be no strange thing to find a piece of land, and that A had a right to till it, S a right to walk across it, C a right to draw water from a spring in it, D a right to turn his cattle on it to graze, U a right to take tithe on it, F a right to hold it as security for a debt, and yet no one of these per- sons would be considered as the owner, pifferenoe qiq j^ g^gji ^ case as this the owner would be stripped between _ _ _ ownership nearly bare of his rights, and it may seem, at first sight, re aiiena. purely arbitrary to continue to call such a person the owner. But this is not so. Though his ownership is greatly reduced, he is still in essentially a different position from that of any other person. So long as the rights I have mentioned are in the hands of any other person they have a separate existence, but as soon as they get back into the hands of the person from whom they are derived, as soon as they are ' at home ' as it were, they lose their separate existence, and merge in the general right of ownership. They may be again detached, but by the detachment a new right is created ^. Descrip- 317. However numerous and extensive may be the de- owner, tached rights, however insignificant may be the residue, it is the holder of this residuary right whom we always consider as the owner. An owner might, therefore, be described as ' the person in whom the rights over a thing do not exist separately, but are merged in one general right. 318. Or an owner might be described as the person whose rights over a thing are only limited by the rights which have been detached from it^. ' This I talce to be the meaning of the maxim ' nemini res sua servit ' — a man cannot have a separate jus in re over his own property. '^ I do not attempt to define ownership. The following are three attempts which have been made at a definition : — ' Eigenthiimer heisst derjenige, welcher befugt ist, iiber die Substanz einer Sec. 31,15-321.] OWNEESHIP. 157 319. This residuary right, even in its slenderest form, is of great legal importance. It enables the holder of it to assume a position of great advantage in all legal disputes. All (he can say) belongs to me which cannot be shown to belong to any one else. Every one who intermeddles is an intruder, unless he can establish his right to do so. Everybody also must take just what he is entitled to and no more. The pre- sumption is always in favour of the owner. 320. Having thus endeavoured to explain the conception of ownership, I now advert to an extended use of the word which has given rise to much controversy and to some con- fusion. 321. The word ' ownership,' and its English equivalent Ownership ' property,' as well as the corresponding words in other Ian- re aliens, guages, dominium, proprilte, eigenthum, besides being used to express that relation of a person to a thing which I have just now endeavoured to describe, have been used to describe generally the position of any person who has a right or rights over a thing. Any person having a jus in re has been called owner ; not indeed of the thing, but of that right ^. Perhaps this extended use of the term is to be regretted as tending to confuse the conception of ownership. Nevertheless it exists and we must master it. Nor can it be denied that between the ownership of a thing and the so-called ownership of a right there is much analogy. Both owners have jus in re and in rem. Both can deal with the object of their right (with the usual limitation^) as they please. The owner- Sache oder eines Rechts, mit Ausschlieesung Anderer, aus eigener Macht, durchsioh selbst, oder einen Dritten zu yerfiigen.' Allgem. L. E. 1. 8, 1. ' La propri^t^ est le droit de jouir et disposer des ohoses de la manifere la plus absolue, pourvu qu'on n'en fasse pas un usage prohib^ par les lois ou par les rfeglements.' Code Ci-ril, Art. 544. 'The ownership of a thing is the right of one or more persons to possess and use it to the exclusion of others.' New York Civil Code, sect. 159. ' The ownership of a right is expressly recognised in the Prussian Code. See the quotation in the last note. Also in the Austrian Code, see Allgem. biirg. Gesetz B. Art. 353, 354. ' See supra, sect. 310. 158 OWNEESHIP. [Chap. VIII. ship of the right as well as the ownership of the original thing can veiy frequently be divided; subordinate rights may be again detached from it and made over to others. Thus, if A be the owner of a piece of land, and he lets it to B for a term of years, A is still the owner, and, as regards him, B merely has a jus in re aliena. But, as regards other per- sons than A, B will be considered as the owner, not of the land, but of the lease; and if B then sell his growing crops to C, C will have a jus in re aliena as regards B, namely the right to come on to the land and take the crops when they are ripe : and there is this further analogy between the position of A and B, that as B's detached rights, if they went back to A, would merge in J!b general right of ownership of the land ; so C's detached right to take the crops if it went back to B would merge in B's general right of ownership of the lease. 322. In the view of some jurists not only is it wrong to speak of the ownership of a jus in re aliena, but it is wrong to speak of the ownership of anything which is not a material object capable of being perceived by the senses^. It seems to me a strange thing to speak of a thing as erroneous which is universally done ; and especially when, after all, the question is only one of convenience — how shall we shape our conception of ownership ? The Roman lawyers, as a matter of fact, did speak of the ownership of things which had no corporeal existence. They spoke, for example, of the owner- ship of a usufruct ; and they spoke of the ownership of an haereditas ; both which the authors of the Institutes ^ have been careful to show are incorporeal ; and modern legislation has in the clearest manner adopted the view that things which have an ideal existence may be owned. In England this use of the word ownership has taken deep root. Ownership 323. The long-standing discussion as to the ground upon of inven- i • i i • ■ tions which authors, artists, and inventors are protected by the law ' See Windsoheid, Lehrb. d. Pand. K. § i68, and the references in the note. ^ Inst, of Just. 2. I. I. Sec. 322-323.] OWNERSHIP. 15? seems to me to resolve itself into a question how you choose and copy- to conceive ownership. What we call copyright can only be conceived as a right ; that is, as a thing having only an ideal existence. Moreover it is not conceivable as a right which has been detached from ownership, or from any other aggregate of rights, but only as an independent right. It may be de- scribed generally as a right to reproduce a certain collocation of words and sentences, or a certain design, and to exclude others from doing so. If we do not admit that there can be ownership of things incorporeal, of course we cannot admit the ownership of copyright. If we do admit the ownership of things incorporeal — and practically most per- sons do make this admission — then copyright seems to me a very proper subject for ownership, and 'owner' seems a very suitable term by which to describe the person who has the copyright. The other way of looking at the matter is to conceive the copyright as a personal privilege of the author, in the same way as we conceive the right of exclusive audience in courts of law as the personal privilege of a barrister, or the right to sit and vote in the House of Lords as the personal privilege of the peer. But whether a right or any particular set of rights is referred to ownership, or whether it shall be referred to personal privilege, or (as it is sometimes called but which comes to the same thing) to personal condition, is after all only a question of convenience. As Austin points out^, some of the rights in rem over persons have been referred to ownership and some to privilege or condition. The right of a master, for example, over his slave is always called ownership, that of a father over his son in modem times is not so called. This is partly perhaps due to sentiment, partly also because the slave is bought and sold and is a source of wealth, which the son is not ^. But whatever the ' Lect. xlvii. p. 819. ^ See Bentham, Collected Works, vol. i. p. 136. Blackstone evidently thinka that every right in rem belonging to a person over a person or thing must be a right of property (ownership). Thus, he says, 'the child hath no property in his father or guardian as they have in him for the sake of 160 OWNERSHIP. [Chap. VIII. reason may be it would make no difference from a legal point of view, so long- as the rights were not altered, if what is now referred to privilege or condition were referred to owner- ship, and vice versa. Ownership 324. Ownership being the relation of a person to a thing, poration. or to a person considered as a thing \ the person may be either a human being or a juristical person — a corporation, as we generally call it: and in legal contemplation the ownership of a single individual and of a corporation are the same. But there may be ownership which is neither of an individual nor of a corporation, but of several indivi- duals. The co-ownership of several iadividuals ^ is something quite distinct from the ownership of corporation. If a piece of land or a house is o'vsTied by a college, or a quantity of rolling stock is owned by a railway company, neither the members of the college nor the shareholders of the company have any right over or interest in these things whatsoever. If a member of the college without the permission of the college were to enter on the land he would commit a trespass ; if he lived in the house he would have to pay rent for it : if a shareholder of the company took away any of the moveable property of the company he would steal. But in co-ownership the individuals themselves are the owners, only the rights of each are necessarily somewhat limited by the rights of his fellows. Owner- 325. Of course this case is quite distinct from that in which the several rights over a thing are distributed amongst several persons ; as also from that where a thing consists of giving him education and nurture.' And further on he says of the servant, that ' he had no property in the master.' Gomm. vol. iii. p. 143. And a modern editor of Blaokstone thinks that, since the wife and child can now recover damages for the injury sustained by the death of the husband or father, that they have a kind of property in him. Kerr's Blaokstone, vol. iii. p. 1 34. So too the right of a pledgee is called a ' special property.' Co. Litt. 89 a; 2 Lord Raym. pp. 916, 917. See Donald v. Suckling, Law Eep. Q. B. vol. 1. p. 696. We have been driven to this by the poverty of our legal language. ' See sect. 160 supra, and note. ^ See sect. 143 supra. ship, Sec. 324-327.] OWNERSHIP. 161 parts and each part has a different owner ; as, for example, a piece of land with a house upon it, where A is the owner of the land, and JB of the house : or of a gold ring with a jewel set in it, where A is the owner of the ring, and £ of the jewel. We are considering the case where there is but one object and several persons standing in the relation of owner to that object ; or, as it has been put, where each ' totius corporis pro indiviso dominium habet ^.' 326. I think it very probable that co-ownership came Family originally into use as a modified form of what I will call family ownership. It is now a well established fact that this is the oldest form of ownership, and very high authori- ties think that family ownership in its original form was pretty much the same thing as that which we now call corporate ownership. There is no more interesting chapter in legal history than that of the different processes by which family ownership has been transformed into separate indi- vidual ownership, and the intermediate forms of ownership which they have left on the way. These forms survive with us as joint tenancy, tenancy in common, and coparcenary. As far as I am aware the forms of ownership existing on the continent are not materially different. But in India, where the transition from family to individual ownership is still in progress, there are some very peculiar forms of co-ownership, analogous to forms found in Europe, but iden- tical with none. I may have occasion to speak again of these hereafter. 327. Ownership, or any of the various rights which make Condition- up ownership, may be subject to conditions: that is to say, gjjjp may be made to commence or cease, upon the ascertainment by our senses that a certain fact does or does not exist. Thus, I may be the owner of a piece of land on condition of paying a certain fixed sum of money annually to the crown ; or I may become the owner of the estate which ■ Dig. xiii. 6, 5, 15. M 162 OWNEESHIP. [Chap. VIII. belongs to you, upon your declining to take the name of a certain family. Persever- 328. I am not now about to discuss the rules which regu- teipts to late the transfer of the ownership of property, whether inter t'e up sue- vivos or by succession, testamentary or intestate. I am cession to i j ownership, however about to refer to them, because many modern ideas upon the subject of ownership were introduced in order to facilitate restrictions upon the transfer of owner- ship, and so to satisfy the eager desire of owners of landed property to direct the course of succession according to their liking. To exercise and extend to the very utmost the power of directing the course of succession to land, has been the steady object of owners of landed property in every country of Europe ; and, at this moment, it largely occupies the attention of landowners in India ^. It has been the policy of the ruling powers in different countries sometimes to increase these facilities, sometimes to, diminish them. They were swept away in France by the Revolution of 1792, and have only been very partially restored ^. In Eng- ' See infra, sect. 337 note. ' See Code Civil, Art. 896, and the observations of M. Troplong, Droit Civil Expliqu^, Donations entre Vifs et Testaments, vol. i. p. 138. M. Trop- long's observations upon the effect of what at the time was considered a very extreme measure are remarkable.. Though strongly repudiating all sympathy with the extreme Republican School, he declares his conviction that the abolition of the old law of substitution has been in the highest degree beneficial to France. He says : ' Cette question ne divise plus les esprits. Ii' abolition des substitutions a pu paraitre un coup hardi k la g^n^ration qui n'en avait pas fait I'^preuve ; mai^ I'exp^rience d'un demi-sifecle a d^montr^ h IMpoque actuelle les immenses avantages d'un r%ime de liberty qui laisse la propri^t^ h, son mouvement legitime, qui en fait un gage s^rieux pour le credit, et un patrimoine assur^ k, chaque membre de la famille. Les substitu- tions ^taient un obstacle &orme an d^veloppement de la richesse publique. EUes avaient, sans doute, un certain avantage de conservation, mais elles pr^f^raient une immobility sterile au mouvement f&ond qui donne la vie aux int^rfits &onomiques.' The rapid change of ideas which has taken place in England during the last few years is very remarkable. When the last edition of this work was published, the remarks in the text were considered somewhat hazardous. Since then a measure radically affecting the principles of the English land law has been brought in and carried almost without a dissentient. Sec. 328-330.] OWNERSHIP. 163 land, though many attempts have been made to restrict them, they still exist in a form and to an extent nowhere else ever known. 329. Certain peculiarities of the law of ownership in Eng- Furthered land have specially tended to favour the exercise of the power notions of of tying up landed property ; and, as far as I am aware, "^"^^^ 'P' there is nothing analogous to these in any other system of law, ancient or modern. 330. It has been usual, as already observed, to regard First, by PI- i.-T- . PT ■ separation ownership as capable 01 being limited m point of duration, of owner- Two, three, four, or more persons may be indicated as^g^^j^^"g° the successive owners of property. But in England this limitation of ownership in point of duration has been dealt with in a very peculiar way. If land in England be given to A, and after his death to S, and after his death to C, and after his death to D, these four persons are not considered, as they would be anywhere else, to be four suc- cessive owners, differing only in the date of the commence- ment and end of their ownership; each taking by suhstUution^ their turn as it came, but having nothing till that came. The English lawyer views them in a far different and highly technical light. By an extremely bold effort of imagination, he first detaches the ownership from the land itself, and then attaches it to an imaginary thing which he calls an estate. . This enables him to deal with ownership in a more fanciful way than if it were attached to the soil. He treats the ownership of the ' estate ' in perpetuity as some- thing out of which he may carve (to use his own expression) any number of slices, and confer each slice upon a different person ; each of whom, though he may have to wait a long time for his enjoyment of the property, is nevertheless the ' This is a technical term of French law ; it was by means of substitu- tions that succession was tied up under the old French law, and it was by the abolition of substitutions that the great change was effected; see Code Civil, Art. 896. There is a substitution in English law when a power of appointment ia exercised by which one owner in fee is substituted for another. M 2, 164 OWNERSHIP. [Chap. VIH. present owner of his slice. English lawyers do not seem to consider this mode of dealing with ownership as anything peculiar ; but it nevertheless is peculiar to EngKsh law. Other nations share with us the idea that, as certain events arbi- trarily chosen may happen, the ownership of land may pass from one person to another ; and have invented contrivances, which are, for the most part, restrictions on alienation^, to insure that, when the event happens, the land shall so pass. But the notion of an 'estate,' as it is called, is, I think, unknown in any system which has not taken it directly from us ; and tricks have been played with the ownership of an ' estate ' which could hardly have been ventured on with the ownership of the land itself. If I give an estate in my land to you for your life, I am not looked upon as having parted with the land altogether for this indefinite period, at the end of which it will come back to me, or go to some other person. According to the language and ideas of English lawyers the land is in one sense yours, but still remains in another sense mine : and with what is mine I may deal. 331. It is true that the result of both devices for con- trolling the succession to the ownership of land is very often the same. It might come pretty nearly to the same thing, whether I gave land to my eldest son for life, and after his death to his brother, or whether I ' substituted ' my younger son for my elder, on the death of the latter. But it does not follow from this that the existence of two different machines does not widen the facilities for tying up succes- sion. Nor is this the point to which I now wish to draw attention. What I wish to establish is, that the English method of dealing with the ownership of land is pecuHar ^. ' The 'shifting use' of English real property law is. very little more than a well-concealed device for preventing alienation. ^ I confine my observations to land, although the ideas of English law relating to other species of property, the funds for instance, possess similar peculiarities ; but I have selected land as the best for purposes of illustration. Sec. 331-333.] OWNEESHIP. 165 332. A case has arisen in India whicli is remarkable as being one to which it was open to apply either the English or the more general notion ; and the actual determination of it may have no little influence on the future development of law in that country. If a Hindoo dies leaving a widow, she takes his property, but her ownership terminates at her death. It would have been perfectly in accordance, therefore, with English ideas, though contrary to the general ideas of jurisprudence, to treat her — not as unlimited owner of the property for the limited time, the ownership shifting over at her death to the next taker — but as owner only of, what we should in England call, an estate for life ; the next taker being at the same time present owner of the rest. But this is one of the instances in which English lawyers have escaped the error of transferring into a foreign system the ideas peculiar to their own. The widow in India, though her ownership lasts only for Hfe, has (as the phrase is) the whole estate vested in her ; and the nest taker after the widow has, as he would have in most countries under similar circumstances, nothing, until his turn comes by the death or other determination of the widow's ownership, when the whole shifts over to him. 333. There are many other things which an English land- Leases for • 1 T -n ^^^{^ terms owner, but no other landowner, is permitted to do. For of years. instance, whilst it is common everywhere for the owner of land to be allowed to separate the right to use and enjoy the land from the ownership, and to confer it on some person for a limited period, this period has generally been a short one, conterminous with the life of the grantee. English lawyers have adopted the strange device of separating the use and enjoyment of the land from the ownership for periods of as much as a thousand years. As a thousand years is for all Nor do I wish to indicate it as my opinion that these ideas could be wholly swept away: though I cannot conceal my opinion that they might be ad- vantageously simplified. This simplification is not affected by the recent Settled Estates Act, but it is not improbable that, if this step is found satis- factory, a further advance may be made. 166 OWNERSHIP. [Chap. VIII. practical purposes equivalent to a perpetuity, this is prac- tically a new kind of ownership ; the right to use and enjoy being unlimited. The incidents of this ownership, which we call a ' term,' are not the same as the incidents of the owner- ship of an estate for life, or in tail, or in fee. The owner of the term is the owner of a jus in re aliena. It is for this very reason that the device is resorted to, in order to satisfy the capricious fancies of landowners. It might create a little immediate confusion, but it would vastly simplify the law and be a great benefit to posterity, if every grant of the use and enjoyment of land for more than one hundred years were declared to be equivalent to a grant in fee. Eestric- 334. But there is a more extraordinary device stiU. tions on . ., . , . , ... , -, alienation. Every Civilised country has arrived at the opinion not only that land may be alienated, but that a free power of alien- ation is a necessity of well-being. The English law, like all other systems of law, has clearly laid down the principle that restrictions upon alienation are objectionable, and in a general way illegal. 'Also if a feoffment be made upon this condition, that the feoffee shall not alien the land to any, this condition is void; because when a man is infeofied of lands or tenements he hath power to alien them to any person by the law^.' These are the words of Littleton, and the principle they lay down has been reaffirmed by judges innumerable down to the present day^- And yet every day the prohibition is avoided, and the owner of land is restrained from alienating by an artifice which is too transparent to deceive a child. The power of alienation is detached from the ownership of ths estate when the estate is parted with, and is either retained by the grantor, or given to some one else. Thus the ownership goes one way and the power of alienation goes another. The policy of the law is that they should go together. The evil is that a man should not be able to get rid of land which he cannot manage usefully or ' Littleton, a. 360. ^ Tudor'a Leading Cases in Real Property, p. 971. Sec. 334, 335.] OWNERSHIP. 167 profitably. The land g^ets into a bad condition, and this great source of wealth is diminished. An impoverished owner is an evil, but this is an evil which has a tendency to cure itself, for an impoverished owner is almost always wiUing to sell. We allow the law to check that tendency by putting the Powers of power of sale into the hands of a person who is not the owner, persons not and who has been selected expressly because he is not likely ''■^°®'^^' to be willing to selP- 335. Another peculiarity of the English law of ownership Separation arises out of the very strange conflict between common law enuitablT and equity ^. To take a simple case : — If I give land to you ownership. in trust for myself, at common law I cease to be the owner, in equity I continue to be so. How this came about is an inquiry which belongs to the history of EngUsh law, and need not be now pursued. It is only noticed here as an idea of ownership by which the attempts at simplifying the notions comprised under that term have been eluded. The Court of Chancery, had it confined itself to compelling owners of property either to fulfil certain fiduciary relations, such as those of guardian and ward, or to fulfil the wishes of persons from whose bounty they had received the ownership, would have kept within the limits of analogous institutions in other systems of jurisprudence. Had too this been done, not only in those cases where there are special reasons for the exercise of good faith, but in all eases alike, where the owner of land had accepted the ownership, subject to a condition to exercise his rights for the benefit of some other person, and the ordinary remedies of law were insufficient to compel him to do so— this would have been a stretch perhaps of the doctrines of equity, but would have been very likely beneficial, and would have introduced no entirely new principle. But the English Court ' This evil is lessened by the Settled Estates Act, but not removed. It remains to be seen how far land becomes more easily saleable under that Act. ^ This conflict is not removed by the Judicature Acts. Much remains to be done by the Judges themselves, with whom the c^uestion now mainly rests. 168 OWNEKSHIP. [Chap VIII, of Chancery has done a great deal more than this. It has created an entirely new interest in land ; an interest as com- prehensive, as general, as beneficial, as transferable, as ownership itself — which is ownership in fact, only the rights of the owner are somewhat clumsily exercised ; and so it is frequently called. This equitable ownership, or use, or trust estate, or whatever other name we may give it, exists side by side with the common law ownership, and there is no immediate prospect of this double ownership being got rid of. It has been said that the Courts of Common Law are to blame for this conflict ; that it is to their action, and not to the action of Courts of Chancery, that the anomaly is due. It is not the least worth discussing which of these charges is correct. The important thing is to get rid of this double ownership as quickly as possible : and now that the conflict of jurisdiction out of which arose this conflict of law is abolished it ought not to be difiicult to accomplish this reform. When, however, the attempt is made to remedy this anomaly, it will be desirable to bear in mind, that simply to require a recognition of the equitable owner as legal owner, though it would no doubt eflfectually cause the anomaly complained of to disappear, would at the same time render it necessary to provide some new method of enforcing upon owners of property certain fiduciary and other obligations, such as are recognised in all modern systems of jurisprudence, but which, in common with the whole system of trusts, depend in England upon this anomalous double ownership. No^analogy ggg. The doctrine of the English Court of Chancery in equitable respect of Ownership has been compared first to one, and then in Roman to another institution of the Roman law ; and if only the law. germ of it were to be there found, its existence in any modern system would be more easily accounted for. But there is nothing like it. There is to be found in the Roman law a body of rules supplementing the old stricter law, something like our system of equity. There was what was called bonitary owner- Sec. 336.] OWNEESHIP. 169 ship and what was called quiritary ownership ; and in theory these two kinds of ownership might co-exist. But where there was a bonitary owner the quiritary owner was entirely excluded. For all practical purposes there was but one owner. There are also to be found well recognised in the Roman law certain relations of a special fiduciary character, which are governed by special rules framed with a view to their nature. Hence much that takes place in our Courts of Chancery, where similar fiduciary relations are specially considered, has its analogy in Roman law. But there is nothing ia the Roman law analogous to the relative position of the common law and equitable owners of property. The point of contact has been supposed to be, where the prastor, exercising what may be called his equitable jurisdiction, enforced what was called a fidei commissuni. But there was not, as in England, any conflict of ownership in such a case. What the prsetor did, was to compel^ the transfer of the ownership in ac- cordance with the fiduciary request. The other institution of Roman law which has been referred to as analogous to the Chancery ownership is what is called umis ; and in former times (probably in reference to this supposed con- nection) what we . now call trusts were then called iises. But the Roman usus was a wholly different and a far less comprehensive conception. When the Roman owner of a house granted the usus of it to another, there was nothing fiduciary in the matter ; and the relation created was very like that of an ordinary tenant to his landlord. It waSj as the name imports, a right to occupy and make use of the house. It was however a right over the thing available against all the world, and therefore a fragment of ownership : but the grantor remained owner, he did not even lose the possession, of the house. And the same was the case with the more extended right of usufruct. The grantee of the usufruct had not even the possession ; he had only the bare physical detentioA, which he held on behalf of the owner. And both these rights were classed among servitudes ; with rights of 170 OWNERSHIP. [Chap. VIII. way, rights to support, and so forth. '^. The leading features of the relationship between the common law and equitable owner in England are wholly wanting — namely, trust and conflict. The rights of the grantee of the Roman use no doubt derogate from the absolute ownership, but the rights of the grantee and the rights which remain in the owner stand clearly separated, and each may use his rights for his own benefit. In England the common law rights of one owner and the equitable rights of the other are constantly in conflict, and the common law owner would be restrained by the Court of Chancery, if he attempted to use a single right on his own behalf^. AVhy it is 337. I have noticed these peculiarities of the English law fi-^mrfl nip "fo observe at some length, and have pointed out the fallacy of linking Marities**""' ^^^^ vHh institutions of a wholly different character, chiefly because of the very peculiar position which English lawyers occupy, with reference to the law which they are called upon to administer. Englishmen are frequently transferred from the arena of the English courts, and the familiar practice of the English law of real property, to countries in which they have to apply systems of law, which are either altogether difierent from their own, or which are to a large extent incom- plete. Under such circumstances it is certain that we shall be strongly tempted to transfer into the new system the ideas we take with us. Some such transfer may be in some cases forced upon us — in India it certainly has been so — as the only safe and practical method of filling up the huge gaps in the declared law of that country. But it is most important ' The force of this distinction will appear more clearly from the Chapter on Possession. " To the reader who has had no experience of the working of English courts it may seem impossible that these conflicting views could co-exist in any one system. The Courts of Chancery, however, ingeniously contrived to avoid a direct conflict with Courts of Law by giving decrees which were in form only in personam. If the Courts of Law declared A to be the owner, the Courts of Chancery did not deny it, but took measures to compel A so to act as to give the real enjoyment of the property to B. Sec. 337-339.] OWNERSHIP. 171 in all such cases, to distinguish between that which is in con- sonance with the ideas common to most systems of juris- prudence, and that which is anomalous and peculiar to our own. Ideas of the former kind it is sometimes not unsafe to transfer. But to transfer ideas of the latter kind is always very dangerous. The imported principle does not easily fit in with the institutions of the country into which it is introduced, and consequently its introduction is very likely to throw the whole law of that country into confusion ^. 338. The ownership of land in England is often said to be Feudal based on feudal ideas — that is, upon ideas impressed upon it j;^gi;sli' by the feudal system. It is worth while to inquire what l^'^'^"'"'^®'"- particular form the ownership of land assumed under that system. This form of ownership is what English lawyers call ' tenure.' The word ' tenure ' indicates, as the books tell us, the feudal relation between a tenant of land and his lord. Now at all times and in all places we find cases in which, two or more persons having rights over a thing, some sort of relation exists between them arising out of those rights. The peculiarity, therefore, of the case under consideration must be sought not iu the existence of the relation, but in the nature of it. What is there peculiar in the feudal relation ? 389. In examining the nature of the feudal relation one Various meets with the preliminary difficulty that it originally f°™^j° manifested itself in very various forms in difierent parts of *'*ii"'''*- ' The recent attempts to employ English conceptions of ownership for the purpose of tying up the succession to property in Lower Bengal, are probably intended to counteract the effects of the impulse given under British rule to the counter notion of the right of absolute alienation. It is a, curious history. Owners of landed property in Bengal met the introduction of English ideas as to the absolute right of alienation inter vivos by demanding the right to make a will, declaring the course of succession. This was again met by insisting that, if this were allowed, the English restrictions on perpetuities must also prevail. It may indeed be well doubted whether this method of proceeding can be justified, either legally or politically. Perhaps a compromise acceptable to the natives of India may be one day arrived at, by putting some restrictions on the caprice or prodigality of a single heir, without a wholesale introduction of our cumbrous English law of real property. 172 OWNERSHIP. [Chap. VIIT. Europe : and some of these forms had probably penetrated into Eng-land before the Norman conquest. After the Norman conquest the Frank type of feudalism became pre- dominant, but from the moment it was planted in EngUsh soil it became subject to local influences. It is, therefore, a very diSicult thing to give a description of tenure which would be accurate and complete. But for my present purpose this is not necessary. All I am now seeking for is the special legal characteristics which distinguish the feudal tenure. And whatever discussions there may be about minor points, the broad general characteristics of the feudal tenure are well established. In all cases of feudal tenure we find ourselves in presence of two persons — an owner of land, and one who has rights over the land derived from the owner. We also find that there is some kind of mutual obligation between the parties, which obligation (however it may have originated) does not depend on any contract between the parties, but is attached to the land. Further, we find that the grantor has parted with the whole use and enjoyment of the land to the grantee ; but though the rights of the grantor are thus reduced to a mere right to receive that which has been agreed on, yet the grantor and not the grantee is considered to be the owner of the land ; the grantee being merely owner of a right over a thing which belongs to the grantor. But still there is nothing peculiar in any one of these charac- teristics. They are to be found in the emphyteusis of the Roman law ; and in the modern tenancies of a farmer or Chief other lessee, which are not feudal. There is, however, one P^™ ?",'y thing which distinguishes the feudal relation from all other tenure. relations between the owner of land and his grantee. This consists in the introduction of a very stringent personal rela- tion between the grantor and grantee, or, to use the feudal expression, between the lord and his tenant. This personal relation was created separately from the grant of the jus in re, but as soon as it was created it became inseparably annexed to it, and with it constituted the feudal tenure. It was not Sec. 340, 341.] OWNERSHIP. 173 concluded in the form of a contract, or of a gift upon condition, but of submission : the tenant binding himself by oath to be faithful to his lord, and the lord undertaking to protect his tenant. Services were attached to the tenure, which varied, and might be altogether absent. But the one essential and distinguishing feature of the feudal relation was the obligation of mutual defence and protection. 340. The political importance of such a relation was Political immense, and in turbulent times it held out great advantages, igg^i jm. It was a band of union as close as that of kinship, which it po^tance probably to some extent replaced. It was a ready means of political and military organisation, and it was so used. In England it was carried so far as to embrace the ordinary relation of sovereign and subject, which was united to tenure by the fiction that all land was held ultimately of the king. 341. It is, I think, obvious that the importance of the feudal system is due almost entirely to the use which was thus made of it for political and military purposes : its special juristical features (if indeed it has any) appear to be mostly accidental. The reciprocal duties of lord and tenant could easily have been created by contract and enforced by action without any legal innovation. That they were not so created and so enforced was a mere matter of convenience. That they were in reality matter of negotiation and arrange- ment there can be no doubt. Even some of the services which are considered specially feudal, because they are found annexed to the feudal tenure, and have not been found except in that connexion in Europe, are common enough in India. The ghatwals of Lower Bengal, for example, the holders, that is, of the agri limitrophi bordering upon hills occupied by hostile tribes, are bound to guard the ghats or mountains passes as a condition of their holding. Nothing is wanting but homage to make their relation to the rajahs, who granted them their lands, a feudal one. But just because homage is wanting it seems to be quite unwarrantable to speak of this relation as feudal. 174 OWNERSHIP. [Chap. VIII. Feudal 342. The incident of feudal tenure that the feudal tenant l^OT ^" enjoys ^11 1^® rights of an owner, and yet has only jus in re aliena, is found in many other arrangements for the enjoy- ment of land. The grantor of the emphyteusis as, com- pletely severed his connexion with the land as the feudal lord: the rights of the emphyteuta might be as full and general as those of any feudal tenant ; • yet the former was still dominus and the latter had only jus in re aliena down to the very latest period. Feudal 343. As soon as people came to rely for protection not on unsuited to the feudal relation, but on the ordinary courts of justice and require- ^^ ^^® government, a feudal tenure ceased to be anything ments. more than an arrangement, and that a clumsy one, for ad- justing the pecuniary interest of the superior owner in the lands which he had granted away. Its vagueness gave great power of oppression, and it was in many ways objectionable. These objections have been removed, but the thing itself, which is now a mere shadow, remains. It does no good and it does some mischief, by the perpetuation of obsolete forms. But But it is desirable to remember that the abolition of the evils not all remaining traces of feudalism would not, if the above observa- due to tions are correct, suffice to cure the evils of the Eng-lish land leudalism. _ ° law. Those evils are due, not to feudalism, but to the con- trivances by which English lawyers have been allowed to elude the wholesome maxims which have prevailed elsewhere. In almost every case where the law has forbidden something with regard to the land, the lawyers have set about doing the same thing with regard to an ' estate ' in the land. When not allowed to do it with the ' estate ' they have done it with the ' use.' When not allowed to do it with the ' use ' they have done it with the 'trust,' or with the 'term.' Much more than a complete eradication of feudal ideas is necessary to counteract these devices. Nor would it be sufficient simply to sweep these devices away, since some of them, especially trusts, are in part used for purposes which are advantageous. Sec. 342-346.] OWNERSHIP. 175 344. There are many points of view from which, and many Discus- purposes for which, it makes no difference who of several per- ,yji(, jg sons having rights in rem over a thing is considered the"^''®''' owner. The rules as to the mode in which the right is to be enforced if denied, or recovered if lost ; the rules by which it is transferred or inherited ; and generally its legal aspect, will be the same whether the person claiming the right be considered as owner or not. The most important, and gener- ally the only question which lies at the bottom of all con- tentions as to the ownership is this — To whom do the accessions belong ? 345. This right to the accessions is always of importance. Eigtt to It is of special importance wh^re land is let out to be turned to profitable use by a tenant, and where it can only be used profitably by adding something to it : and this claim to the accessions is the real question at issue in many of the land controversies of the day. 346. It is, for example, the question of who is entitled to Zemindais the accessions which is at the bottom of the question which Bengal. is being agitated in lower Bengal ^. Whether it is right or wrong to caU the Zemindars owners is in itself a very small matter. Whether the rights conferred upon them by the East India Company constitutes them owners is in itself not more important. The real question is, have they a right to appropriate the fruits of the cultivator's industry and capital ? In order to settle this question we must look, not to names, but to rights. And to estimate rights we must not look to English law, where the ideas are peculiar, but to the ideas of general jurisprudence. Do the rights conferred upon Zemindars necessarily involve the concession of their claims ? If they do not, there is hardly a single person who maintains that they ought to be conceded. The main argument in support of those claims, powerful, it is true, if well founded, ' I have chosen this example in order to avoid controversies which have assumed a party character. And the study of the land question in India is very instructive, as it presents familiar topics in a new light. 176 OWNEESHIP. is that to deny those claims is to deprive men without com- pensation of their legal rights. It is this which renders it necessary to see exactly what those rights are, and this cannot be ascertained by any discussion about ownership, a name which might be appHed to an infinite variety of rights 1. ' A story which illustrates these observations was once told by Lord Lawrence when the question was being debated in the Indian Legislative Council, as to who were the owners of the land in the Punjab. Happening on one occasion to meet a party of hill-men he asked, pointing to the hill side, whose land is this? 'Ours,' they all exclaimed. Then he went to some of the chief men in the village and asked the same question. ' The land is ours,' said they. Then he went to the Rajah, and again asked the same question. 'The land is all mine,' replied the Eajah, 'to whom else should it belong?' Each of these parties had certain jura in re over the land, and might, in a sense, have proved their assertions without settling any real dispute. CHAPTEE IX. POSSESSIOJS-. 347. The substance of the foUowing chapter is taken from Savigny's well-known treatise on this subject^- Austin, in the Introduction to his Lectures on Jurisprudence, announced his intention of availing himself of Savigny's labours in his discussion of possession ^ ; but he never accomplished this, because he never arrived so far in his intended course. Savigny's treatise is founded upon the Roman Law, and consists in a great measure of minute criticisms of the Latin texts, and an exhaustive inquiry into the actual views on possession held by the Roman lawyers. It is not these parts of Savigny's work which are useful for our present purpose. What I have borrowed is his analysis of the general legal conception of possession. This conception is universal : the rules of Roman Law, though they have been largely borrowed, are not so. We have, therefore, no occasion to trouble ourselves with ascertaining whether in any particular ' The original work appeared in 1803. The later editions published during the author's lifetime were considerably altered by him. The last edition was published at Vienna in 1865, to which my references are made. It has been translated by Sir Erskine Perry. ^ Outline of the Course of Lectures, vol. i. p. 55 (third ed.). N sion. 178 POSSESSION. [Chap. IX. case our conclusions do or do not agree with those of the Roman lawyers. Physical 348. Possession originally expresses the simple notion idea of po3- i-n • ii-i session. 01 a physical capacity to deal with a thing as we like, to the exclusion of every one else. The primary and main object of ownership is the protection of this physical capa- city ; and, as pointed out by Savigny ^, if this physical con- dition had alone to be considered, all that could be said upon possession from a juristical point of view, would be contained in the following sentences : — The owner of a thing has the right to possess it. Every one has the same right to whom the owner has given the possession. No one else has that right. Legal idea 349. The legal notion of possession, however, is not con- sion°^^^^" fiii6 o possession. from ownership, there can be no confusion. But there are many well-known legal relations, in which the transfer to one man of the physical control over the property of another forms an essential feature ; and it is frequently a question to be determined, whether or no, subsequently to this transfer of the physical control, the possession is in the owner through ' Notwithstanding this there is one case, at least, in which the representa- tive gets the same benefit as if he had had possession ; namely, that of the tenant who has held twelve years without payment of rent. But this must be considered exceptional. ' Sav. Poss. sect. 33, p. 282. 194 POSSESSION. [Chap. IX. the transferee as his representative, or whether the transferee holds it derivatively on behalf of himself. In what 384. The relations in reference to which this question arises possession are very numerous ; but it most frequently occurs in reference ferred ^" ^° ^^® relation of principal and agent, of lender and borrower, of letter and hirer, of pledgor and pledgee, or of bailor and bailee. 385. These are relations which constantly arise out of the commonest transactions in daily Hfe ; and they are of course subject to express stipulation, as well upon the question of possession as upon any other ; but such express stipulation is very rare. And the difficulty is to determine, in the absence of express stipulation, in whom the possession remains. Under the 386. The Roman lawyers would seem to have proceeded law. upon the principle that, where an owner transfers to another the physical control over a thing without the ownership, the transferee should hold the thing as a representative, and that the possession should remain in the owner in all cases ; unless it was necessary for the enjoyment of the other rights which the transferee was to have, that he should have the right of possession also. 387. Nevertheless there has been very considerable conten- tion, even under the Roman law, in reference to some of the relations enumerated above, as to where the possession is, after the physical control is transferred. Savigny thinks that under the Roman law in the case of the agent, the borrower the hirer, and the bailee, the possession is never transferred ; but that in the case of the pledgee it is. And he makes no distinction between land and moveables ^. Possession 388. The English law would, I think, generally coincide tenants '^ '^'^'^'^ t^^i^ ! ^^^ ill ^^^ c^se, that of letting and hiring land, it English''* is very difficult to seize the position taken by our law, because law. it has remedied special inconveniences by provisions which are hardly consistent with each other. Inasmuch as the tenant of land has in every case an action for any disturbance ' Sav. PoBS. sect. 23, passim. Sec. 384-388.] POSSESSION. 195 of his physical control over the land which he holds, not only against strangers, but against his own landlord ; seeing too, that in case of loss he recovers the enjoyment of his physical control hy a judgment precisely similar in form to the judg- ment by which an owner recovers ; and that the landlord is not nominally either plaintiff or defendant in any action relating to possession, whilst his land is let to a tenant ; it would seem as if it were impossible to deny that the tenant has, in contemplation of law, the possession of the land which he holds under his tenancy. Nevertheless English lawyers still maintain that this is not so. Their view is, that the occupier of land for purposes of cultivation has no interest in, and therefore, a fortiori, if he accepts that position, no possession, of the land which he occupies. In this view the tenant is treated merely as a sort of bailiff for the owner, paying the owner a fixed sum out of the profits, and retaining the remainder as his remuneration. There is no reason what- ever why the relation of landlord and tenant should not be of this character. A similar view has been taken of the position of the colonus in Rome, of the pachter in Germany, and, I believe, of the bailleur in France : and when it was adopted into the English law, it was probably universal in similar eases throughout Europe. But when the law gave to the tenant rights wholly foreign to the bare relation of bailiff and employer, one might expect to find that the rule, as to which of these parties was in possession, would have been recon- sidered. But this was not done. Moreover the notion that the tenant takes no interest in the land which he occupies, and only represents his landlord, who remains in possession through his tenant, which was reasonable enough when applied to mere cultivating tenancies, has been extended to all cases of lessor and lessee without distinction — to cases where the rights of the owner have been surrendered to the tenant so completely and for so long a period that the latter is not only the occupier, but, for the time, almost the owner. Thus suppose (in order to make the matter clearer) that I let o 3 196 POSSESSION. [Chap. IX. my land to you to cultivate for ten years, there is no reason why you should not be considered to hold the land merely as my representative, cultivating it under a contract with me, and having no other rights than such as arise directly out of the contract. But the law has given the cultivating tenant a better position than this, and has conferred upon him rights and remedies which belong properly to possession, and not to contract. This being done it would seem natural to treat his position in reference to the land as thereby changed ; in fact to treat him as in possession. But so far from this, if I grant land to you for a term of years, however long, and whether for cultivation or for any other purpose, you take, as grantee, no interest in the land whatever ; and taking no interest in the land, you can only have detention of it, and not possessioji, under the grant. You cannot even have derivative possession of it ; and you must, therefore, hold it only as my representative, and I must remain in possession ^. Possession 389. These anomalous views upon the subject of the tenants in relation between the occupier of the land and the owner have caused a good deal of trouble in India. It so happens that, though the variations in the relation between the owner of the land and the cutivators of it are almost infinite, the external features of that relation very rarely differ. We almost always find a cultivator in occupation, making an annual payment, or handing over some share in the annual produce, to the owner. Our early Indian administrators (as persons would naturally do, who had never become acquainted with any but one system) took for granted, that the legal relation which these external features represented in India must be the same as that to which we are most accustomed at home ^ ; and transferred to zemindar and ryot ' No doubt this is a case in which the language of the law requires to be reformed. At present it runs counter to the facts. ^ I think that Lord Comwallia and Sir John Shore, though they dififered considerably upon some points, both assume that, if the zemindar be recog- India. Sec. 389-390.] POSSESSION, 197 the notions applied by us to landed proprietors and tenants holdings without a lease. This was highly advantageous to the zemindar, whom some persons had looked upon up to that time as only a farmer of the revenue, and as having no interest in the land at all. But it would have been ruinous to the ryot, if it had been pressed unreservedly against him, as it placed him entirely at the mercy of the zemindar, who could, consequently, raise his rent, or eject him at any moment. Fortunately several causes combined to prevent the ze- mindar taking full advantage of this position. But some legislative protection of the ryot has been found necessary, and the contrivance at last hit upon is to give the ryot, under certain circumstances, what is called a ' right of occu- pancy,' not at a fixed rent, but at a rent to be assessed be- tween the parties by a court of law. There has been scarcely any attempt to ascertain precisely to what class of rights this ' right of occupancy ' belongs ; but, as there seems to be, on the one hand, a decided inclination to treat the ryot, not as in possession of the land on his own behalf, bat as representative of the proprietor, whilst, on the other hand, his right of occupancy is clearly one which is available against all the world, and not merely by way of contract against the proprietor (in rem and not in personam), it follows that the right must be one in the nature of a jus in re aliena. 390. It is at the present day almost irresistible to en- deavour to find some analogy between European and Indian institutions ; and, provided this be done with due caution, the process may be of service both to the Indian and to the European lawyer. Thus I find that it is not uncommon nised as owner, no interest in tlie soil can be given to tlie ryot. (See Fifth Eeport of the Select Committee of the House of Commons, 1812, Ap- pendix, pp. 478 and 486.) Even Act x. of 1859 has only given the ryot a jus in re alien^ of the lowest kind. The earlier provisions in the ryots' favour aim at the inconsistency of restricting the zemindar in the exercise of proprietary rights without transferring any of those rights to the ryots. 198 POSSESSION. [Chap. IX. to compare the position of a ryot to that of a copyholder under the English law holding at a customary rent, hut I douht whether much is to be gained by a comparison with anything so anomalous and pecuUar. Moreover, if modern speculations as to the origin of a -ryot's tenure be correct, the history of these two classes of occupiers has been exactly reversed. The ryot had almost dwindled from a proprietor to a mere tenant-at-will, from which position he has been only rescued by legislative interference. The copyholder, on the other hand, from less than a tenant- at-will has substantially made good his position as a pro- prietor. A more useful comparison might, I think, be drawn between a ryot's right of occupancy and the emphy- teusis^ of the Roman law, or an institution well known and widely spread on the continent of Europe, which French economists have called by the name of bail hereditaire^. But there is still this important distinction. The hereditary occupiers both of ancient and modern Europe are assumed, in the descriptions which I have seen of their tenure, to hold under a right founded upon a contract, made with the proprietor, from whom they derive their interest, and under whom they hold ; whilst the ryot is generally supposed to have originally held his rights altogether independently of the zemindar, or any other proprietor. For some time, however, before the British occupation of the country, the ryots in India appear to have frequently taken pottahs from the zemindars, and to have held their tenures, in form as well as in substance, as mere dependents on the will of the zemindar. ' For an explanation of the nature of emphyteusis see Smith's Dictionary of Antiquities, s«6 vote,. I may observe generally that nearly all the ex- pressions of Bomau law which occur in the text will be found explained in this Dictionary. ^ See a very interesting, though rather rhetorical, and perhaps, from a legal point of view, not quite accurate account of the hail Mriditaire as it exists in Holland, Portugal, France, Italy, and Germany, in the Eevue des Deux Mondes, vol. loi, p. 64. Sec. 391-394.] POSSESSION. 199 391. The term possession, as we have hitherto explained Quasi pos- it, clearly assumes some tangible existing thing, over which incorporeal the party in possession may exercise his physical control : *'"§'■ but the Roman lawyers extended the idea of possession to ab- stractions ; to things which are not preceptible to the senses ; to incorporeal things, as they are usually called by lawyers. 392. Possession, in a legal sense, as distinguished from the mere physical control or detention, does not rest upon a notion exclusively applicable to things corporeal. The notion upon which the legal idea of possession rests is that of making the simple exercise of this physical control a subject for legal consideration and protection, apart from ownership. But the simple exercise of any right may, it is obvious, be so considered and protected. 393. We must not conclude from this, that all that we To what have said about possession may be applied, without discrimi- apSlmble, nation, to the exercise and enjoyment of any rights whatever. Many of the rules which govern the question of possession are founded on the existence of something which may be seen, felt, and handled, and it is only by a metaphor that these rules can be extended to a right which may be enjoyed. This is an easy metaphor when confined withiu certain limits; as, for example, when we speak of a person who enjoys the use of a pathway, or a watercourse running over the land of another, as being in possession of the way, or of the watercourse. But it would be at the least a bold metaphor to speak of a doctor in large practice as in possession (in a legal sense) of his practice. 394. The Roman lawyers contented themselves with ex- tending the legal idea of possession to those rights which they denominated servitudes — a, class of rights similar to, but more extensive than, that class of rights which we call ease- ments. And they constructed for the protection of the enjoy- ment of rights of this class rules closely analogous to those for the protection of the physical control over things cor- poreal. Modem lawyers have attempted to give to the idea 200 POSSESSION. [Chap. IX. of possession a much wider extension ; and this extension with us is somewhat indefinite. Thus by statute the posses- sion of an advowson is expressly protected as distinguished from the title to it: so also a person collecting tolls has been treated as in legal possession of the right to take tolls : and it has been even suggested that we might treat a person collecting the interest of a debt as in possession of a debt. 395. Whether or no such an extension of the idea of possession is useful, this is not the place to consider. It is certain that the extension, if made at all, should be made with some circumspection. Care must be taken in each new application, not only that the nature of the subject is such that the idea of possession is capable of being analogically applied to it, but also that it is one to which the legal con- sequences of possession are suitable. To apply those con- sequences to the exercise of all rights, without discrimination, would produce the greatest confusion. 396. To whatever extent the idea of possession has been carried, the discussion of it has remained within the limits assigned by the Roman lawyers, namely, the possession of things corporeal, and of servitudes. All, therefore, that we can say further on this subject, must be in connection with the latter class of rights, which we shall hereafter consider ^ Only one 397. It is a fundamental principle, which is obscured bv person in . possession language m ordinary use, but which must never be lost sight a a ime. ^^^ ^j^^^^ ^^^ ^^^ person can be in possession of the same thing at the same time. This principle is easily deduced from what has been above stated as to the legal notion of possession. Possession, in a legal sense, is the determination to exercise physical control over a thing on one's own behalf, coupled with the capacity of doing so ; and is, therefore, of necessity exclusive. 398. This principle has, however, been obscured by the double meaning of the term possession. Possession some- ^ See infra, cliap. x. Sec. 395-399.] POSSESSIOK. 201 times means the physical control simply ; the proper word for which is detention. And of course, one person may have the detention and another may have the possession in the legal sense of the term. Thus the money which is in the hands of my servant is under his immediate control, and in popular language is in his possession ; but in a legal sense, inasmuch as that control will be exercised on my behalf exclusively, it is in my possession, and not in his. 399. A more diflBcult case is that of co-ownership. But the Possession English law has expressed itself on this subject by a phrase g^g"" ^ which recognises in a very remarkable manner the distinction between possession, in the sense of simple detention, and pos- session in a legal sense ; and by so doing clears away, so far as co-owners are concerned, any difEculty as to the proposition which we are now considering. The rule of English law laid down by Littleton^, and adopted by every succeeding lawyer up to the present time, is, that if there be two co-owners each is in possession of the whole and of the half What this must mean is, that whereas each owner has access to, and control over every part of the property, and so may be said to have possession in the sense of detention of the whole, yet he exer- cises that control, not on behalf of himself alone, but partly on behalf of himself, in respect of his own share, and partly as representative of his co-owner, in respect of his co-owner's share. In contemplation of law, therefore, he is only in posses- sion of his own share. However many co-owners there may be, each will in contemplation of law be exactly in the same position ; that is to say, each wiU be in possession of his share. 1 Sect. 288. NOIB. — Some of Savigny's positions have been contested by Ihering in his Grund des Besitzschutzes, and by Bruns in his Besitzklagen, but I do not think that they touch anything which I have extracted. Ihering's inquiry, as he himself says, is into the 'legislative oder rechts-philosophische ' connexion between possession and ownership (p. 46). Bruns says that he is considering 202 POSSESSION. the 'inneren philosophischen oder legielativen Grund' of the protection of possession (p. 263). Of course, I say that the true ground of the law on the subject of possession is utility, but whether it is or ia not I do not think that I need enter into any dispute as to what is the ' philosophical ' nature of existing institutions. According to Wamkonig, ' philosophia juris est nihil aliud nisi philosophica naturae juris investigatio, qua non solum summas omnis juris causas et fundamenta sed etiam ipsius justi naturam justitiaeque principia philosophia optima magistra cognoscere studemus ' (Philosoph. Jur. Del. p. 3). Savigny, no doubt, diverges into considerations which wonld fall within this description, but I have made no use of them, nor do the views stated in the text appear to me to depend upon them. CHAPTER X. EASEMENTS AND PEOEITS-A-PRENDKE. 400. The rights which I propose to consider in this chapter These are those comparatively few out of the innumerable juraj^rain^re. in re which exist over a thing upon which English lawyers have bestowed the names easements and profits-a-prendre. 401. In most systems of law we find certain jura in re classed apart and specially treated. Thus in the Roman Servitudes. law certain jura in re are classed apart and are called ' servitudes.' This is a metaphorical expression, at the bottom of which seems to lie the idea of a thing used by and placed under the control of a person who is not the owner of it. Between the owner of the thing and the person who has this right there is no direct legal relation : the control being not over the person of the owner, but over the thing : res servit, as the expression was. 402. In English law we have not the term 'servitude' but we have the idea. We call the thing over which the right exists the ' servient ' thing. The continental nations of modern Europe have adopted the term ' servitude ' or an equivalent one^, and the law relating to servitudes is in those countries substantially the same as the Roman law. ' In German, Dienstbarkeit. 204 EASEMENTS AND PROPITS-A-PfiENDBE. [Chap. X. 403. Neither easements alone, nor profits-a-prendre alone, nor both taken together, correspond to the servitudes of the Roman law ; the classification of jura in re with us, so far as it has proceeded, being different. But nevertheless the English law of easements and of profits-a-prendre has been, and still is, largely influenced by the Roman law. It will therefore, I think, be found useful, if I give a brief general description of the leading features of the Roman law ^- Positive 404. Servitudes under the Roman law were either positive tive servi- 01" negative. A positive servitude was a right to do some- tudes. thing on, in, or in respect of, a thing owned by another, which the owner, as such, might have done, and which no one else, except under special circumstances, might have done. A negative servitude was a right to prevent the owner of a thing from doing something, which, as owner, he might have done if unrestrained. Servitudes 405. Both kinds of servitude correspond to a duty on to'a^dutY ^^^ P^^ ^^ ^^^ owner to forbear. A positive servitude to forbear, corresponds to a duty on the part of the owner to forbear to exercise his right of preventing an interference vrith his property. He must endure that interference (patientia). A negative servitude corresponds to a duty on the part of the owner to forbear to exercise some right of ownership. The right to compel a person to do an act in respect of a thing does not fall within the conception of servitude ; and it has been doubted whether it was brought by Roman lawyers, as it has been by modern lawyers, within the conception of a jus in re^- Prasdial 406. Servitudes were divided by the Roman lawyers into personal ' prsedial ' and ' personal.' The conception of a personal ser- servitades. yitude is simple enough. There is a person to whom the ' The authorities will mostly be found, briefly and conveniently stated, in Salkowshi's Lehrbuoh der lustitutionem, 3rd ed., pp. 216 sqq. ^ Vangerow, Lehrb. d. Pandekten, § 338, Amn. 2, i. The phrase of Koman law was that servitus in faoiendo non consistit. As will appear later we have a thing, which we call a ' service ' : it is a jus in re aliena, and it con- eists in faciendo. See sect, 430. Sec. 403-408.] EASEMENTS AND PEOPITS-A-PEENDEE. 205 jus in re aliena belongs, and a res aliena over wMcli it is exercised. The conception of a prsedial servitude is more complicated. Besides the res aliena over which the right is exercised, there is another res to which the right is attached. The owper of this second res is the person who enjoys the servitude : and the enjoyment of the servitude always accompanies the ownership of the second res, though it is, of course, not merged in it. The meaning of a right being attached to a thing, which is an expression we often meet with, is, I take it, that the enjoyment or exercise of the right follows the ownership of the thing to which the right is attached. In a prsedial servitude each res, that over which the servitude is exercised, and that to which it is attached as a right, is a prsedinm, that is, a piece of land or a house. 407. It is not inconceivable that a servitude should exist Servitudes the burden of which is attached to one res and the benefit ed to move-i to another without the additional circumstance that each*'^'®'' res is either land or a house. But, as far as I am aware, no such servitude was known to the Roman law. 408. Probably the origin of prsedial servitudes is to be Origin of ' found in the gradual introduction of the stricter notions of exclusive ovraership. Without some modifications of these notions neighbours could not have lived comfortably together. Hence in prsedial servitudes it is always assumed that the two prsedia are not far apart. Hence also it was a rule that the right of a landowner over the land of his neighbour must not only be advantageous to him, but advantageous to him qua landowner, or, as it is sometimes put, advan- tageous to his land. So again it followed that, if the landowner who had the right sold the land for the benefit of which the right existed, he could not himself retain the right. It passed with the land to each successive owner of the land. Exactly in the same way, if the land over which the right was exercised were sold, the land remained burdened with the servitude, following out the idea that 206 EASEMENTS AND PEOFITS-A-PRENDRE. [Chap. X. Perpetua causa of prsedial servitudes the servitude was attached to both lands, to one as a benefit, and to the other as a burden. 409. The land or house to which the servitude was at- tached as a benefit was called the locus superior j that to which it was attached as a burden was called the locus inferior. 410. It was a rule that prsedial servitudes must have what was called a perpetua causa, and this rule appears to have been applied with considerable strictness. Thus, if there was a hole in the wall of a house to let oiF water used in washing the floor, through which the water escaped on to the neigh- bouring land, there could not be a prsedial servitude to receive the water carried through such a hole. But there might be a prsedial servitude to carry off the rain water through a hole of this description. The reason is thus given : — ' Neque enim perpetuam causam habet quod manu fit; at quod ex caelo eadit, et si non assidue fit ex natural! tamen causa fit ; et ideo perpetuo fieri existimatur^.' So the right to take water from a lake or a pond could not be prsedial servitude ^. But these rights might exist as personal servitudes. Vicinity of 411. It was not necessary that the dominant prsedium and wMclTser- ^^^ servient prsedium should actually touch. But it follows vitudes are fj-Qjjj^ what have been said that the two prsedia must have attached. been near, as otherwise the servitude would be useless to the dominant prsedium. 412. A prsedial servitude could exist only so far as it was actually useful in respect of the land to which it was at- tached. Thus a man might have a prsedial servitude to dig clay in his neighbour's land in order to make vessels to hold the wine which he made on his own land ; but he could not have a prsedial servitude to dig clay in order to make vessels for sale^- Mustbe 413. A prsedial servitude must always be exercised with as exercised, little injury as possible to the servient prsedium. Prsedial servitude, must be useful. ^ Dig. viii. 2. 28. ^ Dig. viii. 2. 28. Dig. viii. 3. 6. Sec. 409-418.] EASEMENTS AND PEOFITS-A-PRENDEE. 207 414. A praedial servitude could only be exercised by the Could not owner of the dominant land, or by his servants and family on ferred. his behalf. Not only the servitude itself could not be trans- ferred, but the mere rig-ht to enjoy it could not be tem- porarily conferred upon another. 415. Prsedial servitudes were classed into urban and rural, Urban and according as the servient prsedium consisted of buildings or yitudes. ' land. All buildings were called prasdia urbana, whether they were situate in town or country ^. 416. Any jus in re attached to land or buildings both asEestricted a burden and as a benefit was, as I understand the law, called predial a prsedial servitude, and subject to the restrictions I liave '®"'^''"'^®^* stated. It can be easily understood that, owing to these restrictions, prsedial servitudes were not very numerous or common. The most common rural servitudes were rights of way, rights to take water, rights to convey water, and rights to water cattle. We also meet with the right of pasturing cattle, the right to dig and burn lime, the right to dig sand, and the right to cut wood. But always with the limitation that the servitude must be of such a nature as to contribute continuously to the enjoyment of a neighbouring tenement. 417. Personal servitudes were not subject to the same Personal restrictions. Any use that could be made of a thing either moveable or immoveable, or any right to take its produce, could be made into a personal servitude. But there was this important restriction, that no personal servitude could last longer than the life of the person in whose favour it was created, or, in the case of a juristical person, longer than one hundred years. 418. I wiU now endeavour to describe and to distinguish Eaaementa n mi 1 j.1. • • and profits- easements and pronts-a-prendre. ihese are both jura m rea-prendre aKena, and in both the servient res must be land, or a building f**^"^^"^*" attached to land, or water standing or flowing on land, all ' Just. Inst. II, 3. I. This classification is not very clear, but it is not very important. It seems only to have been applied to the oldest and best known servitudes. 208 EASEMENTS AND PEOFITS-A-PEEKDEE. [Chap. X. which English lawyers call by the name of land. A jus in re aliens, may exist where the servient res is not land, hut such a right would not be either an easement or a profit-a- prendre. Difference 419. An easement is a right to do something on, in, or in easements respect of the Servient land, or to prevent the owner of the a^Midref ^^^^ doing something on, in, or in respect of his own land. A profit-a-prendre is a right to take something from the servient land. This is a cardinal distinction. There cannot be an easement to take something from the servient land. Why these 420. The Only object, as far as I am aware, of taking are^epar*- "ne Set of jura in re, classing them apart, and calling them ately easements, and taking another set of jura in re, classing them apart, and calling them profits-a-prendre, is in order to regTilate their acquisition. Easements might be described as jura in re which can be acquired by one set of methods ; profits-a-prendre as jura in re which can be acquired by .another set of methods. Then there are other jura in re which are neither the one nor the other, and which can only be acquired by a third set of methods ; whilst some jura in re cannot be acquired at all. When therefore it is said that there cannot be an easement to dig clay in your neigh- bour's land, all we mean is that you cannot acquire that right in the ways in which easements are acquired ; but there still may be a profit-a-prendre of that description : that is, the right may be acquired in an appropriate manner. Easements 421. There are two kinds of easements known to the ten^t and EngUsh law. The first and commonest kind are those where m gross, ^j^g ijenefit as well as the burden are attached to land ; such, for example, as the right of the owners of Blackacre to cross the neighbouring field Whiteacre ; or the right of the owners of a house on one side of a street to prevent the owners of land on the opposite street to build so high as to darken his windows. These are what Roman lawyers would call prasdial servitudes. We call them easements appurtenant. The second and rarer kind of easements are those where the Sec. 419-424.] EASEMENTS AND PEOPITS-A-PEBKDRE. 209 benefit is enjoyed by the inhabitants of a particular district or persons carrying on a particular trade ; such, for example, as the right of the inhabitants of a village to dance in a parti- cular close ; or for licensed victuallers to erect booths on the waste of a manor during a fair. These are called easements by custom, because it is only by custom that they can be claimed ^- 422. A right to take potwater, that is, to take water for Eight to domestic use from a running stream, is an easement and may water. be claimed by custom. It might be thought that it was a profit-a-prendre, but it is not so considered ; the reason assigned being that flowing water, like air, is in motion ; it is now here and now there, and for this reason is not considered as in the ownership of the person on whose land for the moment it happens to be. This is supposed to distinguish it from a profit- a-prendre^. 423. What the Roman lawyers expressed by the word 'prsedial' as opposed to 'personal,' English lawyers express by the word ' appurtenant ' : and what the Roman lawyers expressed by the word 'personal,' English lawyers express by the words ' in gross.' There can be no easement in gross in the English law except by custom. In other words, an easement must be claimed by a man either as owner of a certain piece of land, or as the inhabitant of a particular locality, or as carrying on a particular trade. 424. It is not unfrequently said that an easement must be Easement without profit. This cannot mean that the easement must profit, • Writers on the law of easementa seem a little doubtful whether they ought not to call this second class of easements by the name of ' customs,' and ezclude them from easements altogether. As the only object of the classification of jura in re is to determine the mode of acquisition, and as these easements can only be acquired by custom, it would, perhaps, be better to exclude them. ^ Kace V. Ward, Ellis and Blackburn's Eeports, vol. iv. p. 702. But the water taken is in the possession of the landowner : and I am not sure that in aU profits-a-prendre the thing taken is the servient owner's property. Thus a right to take fish in a running stream is certainly not an easement, and it seems to be considered as a profit-a-prendre. Peers v. Lucy, Modem Keports, vol. iv. p. 363 ; see Goddard on Easements, p. 7. P 210 EASEMENTS AND PEOPITS-A-PEENDEE. [Chap. X. he valueless, for that would be nonsense. On the contrary, unless the easement were advantageous to the dominant tenement it could not be maintained. It means that the easement must not include the taking of anything away, for then it would be profit-a-prendre and not an easement. The requirement that the easement must render the enjoyment of the dominant tenement more advantageous certainly exists. Perpetua 425. There is no direct authority that an easement must causa 01 _ "" easements, have a perpetua causa, though it seems to be suggested that some such restriction exists ■^- Eight of 426. The right to support, as it is called, that is, the support. . o J. J. right of one neighbour to prevent another digging away his soil so as to let down the soil of the adjoining land, is one that has been much discussed lately. It can hardly be doubted that such a right may exist both in respect of land which has been built on, and in respect of land which has not been built on. The hotly contested question, therefore, whether or no it should be called an easement, resolves itself into a question as to how such a right can be acquired : it being supposed that there are certain modes of acquisition which are applicable to it if it is an easement, but not otherwise ^. ^ The more recent editions of Gale's "work on Easements (p. 14) seems to suggest this. Bracton, whom Gale quotes, would be no authority upon such a point, as he puts down a good deal of Roman Law which was never adopted. Tlie case of Arkwright v. Gell, Meeson and Welsby's Reports, vol. V. p. 303, has no connexion with the Boman law doctrine of perpetua causa, though, in so far as it lays down that an easement cannot be acquired in a temporary watercourse, it leads to an analogous result. " See the case of Angus v. Dalton, Law Reports, Appeal Cases, vol. vi. p. 740. The word 'easement' is used in the Prescription Act, but the right of support is not otherwise mentioned. The question whether it is a positive or negative easement is of importance, because the evidence that the enjoyment is ' as of right ' is very different for positive and negative ease- ments. Infra, chap. xiii. It is diflBcult to say e.xactly what the judges in the above case severally understood by ' positive,' or, as they prefer to call it, ' affirmative,' and ' negative ' easements. But according to the definition I have given above (sect. 404) I should say that both the Lords Justices, Lindley and Bowen, consider the right of support to be negative, though they think that where the land has been built upon so as to increase the burden that might have been treated as an actionable wrong, and if so the right of support would have become positive in that case. See pp. J63, 784, 793, of the Report. Sec. 425-430.] EASEMENTS AND PROFITS- A-PEENDRE. 211 427. Any right attached to land as a burden and also No restric- tion in as a benefit, which is recognised by law, and which is not kinds of a profit-a-prendre, would, I think, be called an easement. There cannot be many such rights, but the list of them is not perhaps yet complete. The last one recognised was the right of the owner of an inn to place a signboard on a neighbouring house ^- 428. Profits- a-prendre may (as I have said) be either appurtenant or in gross: but if the profit-a-prendre be appurtenant it can only exist so far as it is advantageous to the enjoyment of the dominant tenement to which it is appurtenant ^. 429. There does not seem to be any express authority Eestriction as to how far it is possible to create rights in the nature a-prendre. of profit-a-prendre under English law. The multiplication of rights of this nature is looked upon as undesirable, but their creation does not seem to have been expressly restricted^. 430. Both in an easement and in a profit-a-prendre the owner of the servient tenement has simply to forbear : to forbear, that is, from exercising his ordinary rights as owner of excluding others from his land, and disposing of it in accordance with his wishes. But because neither an ease- ment in the English law, nor a servitude in the Roman law, can consist in compelling the owner of the servient tenement to do something, it must not be supposed that a jus in re of this nature cannot exist. What is called a fee farm rent is a jus in re aliena to compel the owner of the res to pay a certain sum of money at fixed intervals to the person to whom the fee farm rent belongs. This is what English lawyers call a ' service.' ' See the case of Moody i;. Steggles, Law Eeporta, Chancery Division, vol. xii. p. 261. See Bome curious rights enumerated in Goddard on Easements, p. 74. ' See the case of Bailey v. Stephen, CommonBenoh, New Series, vol. xii. p. 91. ' See the observations of Mr. Justice Willes in the case of Bailey v. Stephens, at p. in of the Common Bench Eeports, New Series, vol. xii. P % CHAPTEE XL SECUEITY. Insecurity 431. One of the most ordinaiy results of the various tions/^ transactions into which people are daily entering is that they fall under legal obligations of various kinds. For many reasons the performance of these obligations is more or less insecure ; sometimes the debtor is obstinate ; sometimes he is careless ; sometimes he is positively unable to do what he ought. Debtor and 432. I have spoken here of the debtor. That word is generally used by English lawyers to signify a person who owes money to another ; I shall use it to signify any person who owes a service to another which is capable of being re- presented in money '^ ; and I shall use the word creditor to express any person to whom such a service is due. '■ The expression by which Professor Kuntze in the portion of his work of which I have made such extensive use below, indicates the kind of demand for which security may be given as ' die kunftige Leistung eines Vermogens- werthes.' I am not sure that I have used an expression exactly equivalent to this : but it is clear that only demands which could be satisfied by a money payment, or at any rate only demands so far as they could be satisfied by a money payment, could have been in the learned author's contemplation, because he speaks of a real security as being, in all cases, ultimately attained. Security may be given for any demand, but a real security will only produce money or a money value. (See infra, sect. 447.) Sec. 431-436.] SECUEITY. 213 433. I shall also use the word security to express any Meanitij^; transaction between the debtor and creditor by which the °sec!™ity.' performance of such a service is secured. Unless this liberty of choosing my own expressions be conceded to me, I could not attain even a reasonable degree of conciseness and pre- cision in the discussion of this subject. 434. It has been often said that the English law of security English is derived from the Roman ; and it is certainly true that security whenever questions of difBculty have arisen upon this subject, ^^""^'6'i English lawyers have almost invariably looked to the Roman Eoman. law for assistance. 435. Unfortunately, instead of applying to the best sources Not from of information, the Digest or the Code itself, or even availing sources. ' themselves of the labours of the best modern commentators, English lawyers have placed themselves completely under the dominion of Story. I am not sufficiently acquainted with Story's writings to venture to appreciate exactly the value of his authority on general subjects. In questions of Roman law he appears to rely chiefly upon Domat and Pothier: which would be like relying in chemistry on Lavoisier and Priestley. The labours of these great men have been long ago eclipsed by later discoveries. As to the Roman law of pledge, at any rate, Story's knowledge appears to me to be incomplete ^. 436. It is perfectly clear that if we are to rely upon the Advan- Roman law for assistance at all, we must try to comprehend a compre- its principles according to their latest and fullest interpreta- ^^"^J'^j ^ tion. I have, therefore, given here a short general statement oftheRo- of the Roman law of security borrowed from the work 01 a learned living author^; and I believe it will serve to give the student a good general grasp of the principles upon which this portion of the law must always be administered, what- • Story on Bailments, sects. 286, 290 ». He was perhaps puzzled, like Pothier, by what appeared to be irreconcilable statements in the Eoman law. ' Cursus des Bomischen Eeohts, Lehrbuoh fiir den Academischen Gebrauch, von Dr. Johannes Emil Kuntze. Leipzig, 1869. 214 SECURITY, [Chap. XI. ever diversity there may be in particular rules. I also think that it is well worthy of study, not only as illustrating and explaining our own law, but as a striking combination of plain good sense with scientific accuracy of expression. I know nothing in jurisprudence more sound, more forcible, or more acute. Earliest form of security. Entirely personal. Creditors "want real security. 437. From the earliest times the Roman creditor never seems to have thought of relying solely on the good faith or ability of his debtor for the satisfaction of his demand. By the nexum, the oldest form of contract, the debtor was handed over bodily to the creditor, becoming, in fact, his slave ; and it was no easy matter for the debtor to escape from his obligation. Upon entering into the nexum he had to procure six fellow- citizens as witnesses to, and assistants in the formalities of the transaction. This gave strength and precision to the ob- ligation. But the presence of these witnesses was in later times further utilised in a way which ultimately led to a great advance in the law. By means of the other ancient form of contract, the sponsio, it was easy to secure the con- current engagement of these six persons, in addition to that of the principal debtor, that the obligation should be performed ; so that, in case of the failure of the latter, the creditor might have recourse to them. 438. It -will be observed that the creditor was thus to some extent secured not only against the unwillino-ness but against the inability of his debtor. Still the prevailino- idea was that of pressure brought to bear upon the will of the contracting party ; of some inconvenience to be suffered if the engagement were not fulfilled; and this was quite consonant to the spirit of the old Eoman law. But it did not long suffice for all the wants of a busy practical people. What was wanted by creditors was a tangible means of obtaining satisfaction for their claims wholly independent of the will of the debtor. This was actually obtained, thouo-h only after a very long struggle. The creditor at length got Sec. 437-44I-J SECURITY. 215 what is called real security ; that is to say, he got, not only the promise of the debtor and a means of compelling him to fulfil that promise, but he also got a right over a specific thing which ensured to him the performance of the promise, quite independently of the wishes or ability of the debtor ; so that at last not only the will of the debtor, but even the debtor himself was so little regarded that, in the latest period, it almost seemed as if the thing which was made security was treated as the debtor, and not the original party to the obligation. The progress of the Eoman law from a simple pressure upon the will of the debtor to this its ultimate development is in the highest degree interesting. 439. The first advance upon the nexum and sponsio was Fiducia. the transaction called fiducia. This was a formal proceeding, suitable to any ease in which it was desired to transfer to another a specific thing under conditions. It therefore was not confined to the taking of security, but was also used in cases of deposit or loan. Ultimately, however, it came specially to signify the taking of security. 440. In the transaction of fiducia the various conditions A complete upon which the thing was to be returned were defined by of the the contract under which it was transferred. If it was a pi'°P®'^*y- case in which security was to be given, the creditor got the debtor to make over to him the full ownership of the thing, binding himself to return it as soon as the obligation was fulfilled. This was an easy and eflectual way of obtaining security, and it remained in use even after the introduction of the other modes which will be hereafter described ; indeed, it was well known to the western world, at least in Italy, up to the time of the Christian Emperors. It was, in fact, a proceeding similar to an English mortgage, but without a power of sale or foreclosure. 441. There were, however, many things which were in This not every way suitable to be used as security for the performance yenient!""^" of an obligation, but to which, on account of certain well- known difliculties, the proceeding by way of fiducia was 216 SECUEITY. [Chap. XI. inapplicable^. I need not enter at length into the nature of these difficulties ; they were no doubt technical, but were too deeply rooted to be swept away for a special purpose without destroying the symmetry (elegantia) of the law, and thus causing confusion. The Roman lawyers, therefore, Pignus. introduced another proceeding called pignus, the effect of which was to get rid of the transfer of ownership altogether, and to substitute for it a transfer to the creditor of the bare possession, of course under the same condition as to its return, when the debt was satisfied. Defects of 442. In both these processes, however, there were inherent both fiducia and defects. In the case of fiducia the debtor was dependent on piguua. ^-j^g good faith of the creditor for the restoration of his pro- perty, for if the creditor had parted with it, he had only a personal remedy against him ; on the other hand, the creditor could not consistently with his contract obtain any material satisfaction out of the thing transferred to him, which was, perhaps, not even in his possession. So, in the case of pignus, the creditor was exposed to the risk of the property being sold by the debtor to a third person in fraud of his security ; in which case, if the thing pledged were land, the creditor was wholly unprotected against this third person's claim ^. Indeed this defect was so serious that, until it was removed, land was very rarely given in pignus. The pignus too, like fiducia, produced no material satisfaction of the claim, but only a pressure upon the will of the debtor, ' Either a mancipatio or an in jure cessio seems to have been necessary to bring back the property, and I should suppose also to convey it, in the first instance, to the creditor. See Smith's Diet. Antiqq., ». v. Fiducia. " It was this inapplicability of pignus in its original form to land, com- bined with the false etymology of the term (a pugno), which led to the saying that pignus properly (proprie) could only be given of moveable property. This has misled Story (Bailments, sect. 286), who translates proprie 'generally,' and seems to think that the distinction between pignus and hypotheca was a fundamental one, though occasionally lost sight of: the truth being that it was one of little importance and very rarely noticed. In later times a pignus in which the possession was not transferred, and a pignus of land, were every-day transactions. Sec. 442-444.] SECURITY. 217 arising from the inconvenience of being kept out of Ms property. So far, therefore, the law was still under the dominion of the idea that it was the wiU of the debtor which was to be acted upon. 443. The most important improvements in the Roman Security- law of security were not introduced until, by the extension of landowners the Roman dominion beyond the confines of Italy, very large *^^°™ ^^^'■^ estates first became common. From this time large numbers of slaves and even of free persons ^ began to be employed in Latifun- cultivating these properties. Small estates also were some- times let out to farm. Hence the necessity that the land- lord should have some security for his rent became apparent at Rome, as it has in all places where the land of one person is cultivated by another. 444. Under the old law it was not easy for the landlord They could to obtain this security from the cultivator. Generally the it under the only property which the cultivator had was his farming stock °^^ ^*'^' (invecta et illata) ; and it was obvious that this could neither be assigned to the landlord by a fiducia, nor given into his custody by a pignus. It was therefore necessary to devise some other means of effecting security ; and the mode adopted was, to allow the tenant by a simple agreement, without any formalities, to pledge his farming stock to his landlord as a security for the rent. The validity of such an agreement was Origin of first recognised by a praetor of the name of Salvius, who thus ^^° ^°^' led the way to the most important changes in the law of security. The property of the tenant could be followed, if it had been removed by him off" the farm in fraud of his agreement with his landlord. At first, however, this could only be done within very short periods of time after the removal. If the property were still in the hands of the tenant, the landlord could have it brought back within the year. If it had passed into the hands of a third person, ' This is Prof. Kuntze's statement. Sir Henry Maine is of opinion that there were no free cultivators (Ancient Law, first ed., p. 299). But see Plin. Bp. iii. 19 ; and for an account of the colonua see Kuntze, Excursus, p. 299. See also Phil. Mus. 2. 117. 218 SECURITY. [Chap. XI. Of Greek origin. Identified subse- quently with pignus. Did not originally give a real security. then it could not be pursued, if the latter had held it either for a year, or, at least, for as long a time as it had been upon the land of the tenant. This strict rule of limitation, how- ever, was considered to make the security too perilous ; and another praetor, named Servius, removed this limitation, and gave to the landlord the ordinary time to sue for and recover the thing alienated. 445. These provisions did not long remain confined to the claims of landowners. The Servian action, by which the thing pledged could be followed into the hands of any person to whom it came, was extended to all kinds of property, and to security for all kinds of claims. Thus an entirely new kind of right was created, a jus in re aliena available against the world at large : and this right could be acquired by means of a simple agreement without any special formality. 446. This form of security was called by the Greek name hypotheca, and it was probably of Greek origin, being copied by the Romans from the Greeks of southern Italy, where they had become familiar with it. It was only a develop- ment of the original pignus, although it was at the same time a very considerable advance upon it ; and the Roman law did not henceforth keep up any distinction between pignus and hypotheca. Whether the possession was actually transferred or not, the agreement by one man that his property should be a security to another was in later times called indifferently hypotheca or pignus. 447. Still we have not reached the point aimed at. Though the creditor had what has been called a real right ^, but which is better called a jus in re, he had no real security. He could assert that the thing pledged ,to him remained subject to the pledge wherever it happened to be, but he had no means in his own hands of satisfying his claim if the debtor neglected to do what he ought. This had yet to '■ The term ' real right ' to English ears means a right over land as opposed to ' personal right.' That is the reason why the expression is objectionable. Where chattels are given as a security there is equally a jus in re. Sec. 443-449-] SECURITY. 219 be provided for, and the mode of doing so was suggested by an ancient rule of the Roman law, that in the case of land pledged to the state (praedia), the state could sell Power of the property and satisfy its own debt. It became customary for private creditors to stipulate for a similar right ; and this right of sale, coupled with the rights conferred by the pignus, or hypotheca, gave to the creditor the means of satis- fying his claim, and rendered him entirely independent of the debtor. It was necessary at first for the creditor to obtain the right of sale by a special concession, but in later times it was always presumed to exist. Indeed, the law went even a step further. A positive agreement by the creditor not to sell had only the effect of rendering three several notices to the debtor necessary, instead of the single one which would otherwise suffice. 448. These were the steps by which the law was developed Extended in the case of pignus and hypotheca. In the case of fiducia the result was the same, though the method of arriving at it was different ; there the ownership was already transferred to the creditor ; and the most obvious course in the case of the debtor's feilure was by express agreement to make the creditor's ownership absolute. Indeed, this could at one time be done. But as soon as the right of the creditor in the case of pignus to sell and satisfy the debt was fully established, the right to do this was attributed to the creditor in the case of fiducia also ; and thenceforth the clause of forfeiture '^ or foreclosure fell into disuse, a sale by the creditor being in every respect more in accordance with the spirit of the law as. administered under the Christian Emperors than a foreclosure. 449. Henceforth the right to sell and satisfy the debt Import- {distractio) came to be considered as the very essence ofpo-^erof the law of security. The person in whose favour the security ^^'®- ' This clause in the agreement was called lex commiasioria. It was declared by Constantine to be illegal; Smith's Diet. Antiqq. s. v. Fignus. But the creditor might still agree to • purchase at a fair price. See Windscheid, Lehrbuch des Pandekten-Eechts, sect. 338. 220 SECUEITY. [Chap. XI. was given always had this right ; and therefore, as a pledge might in all cases result in a sale, nothing could be pledged which could not be sold. Subject to this, however, everything which we should eaU property might be given as a security; any beneficial right to the use or enjoyment of land, and even easements might be so dealt with ; the only test appearing to be whether it was possible for the creditor to extract from the thing pledged satisfaction of his demand. Debts due to the debtor could be given as a security; the creditor being able to obtain satisfaction by causing payment to be made to himself, or by selling the debt to a third person. Pledgee 450. So too a creditor could give the thing pledged as a plede-e Security for a debt of his own ; but subject, of course, to the over. rights of the original pledgee. If therefore the original debt was paid off, the second pledgee lost his security ; but he could prevent this by giving to the original creditor a proper notice. 451. I pass over the rules which relate to the constitution of several pledges for one demand, and successive pledges of the same thing for several demands, and I proceed now to state more particularly the nature of a security under the Roman law, and the position of the debtor and creditor after it has been given. Obligations 452. The particular nature of the obligation of which the maTbe ™ performance was to be secured was immaterial, and a security secured, might be given for the whole of a debt or for a part. It was also of no consequence whether the debtor himself gave the security, or some one else for him ^. A pledge might even be given for a claim which could not be enforced by law, such as a mere debt of honour, or a moral duty. A security also, like an obligation, could be conditional or futm-e. Ownership 453. Giving a thing in pledge did not prevent the owner b°* ll^^e^ dealing with it as he thought proper, provided that he did not interfere with, or lessen, the security of his creditor. Any ^ There was, of course, the limitation above referred to (sect. 432 note) that the security could only produce money to the creditor in satisfaction of his claim. Sec. 450-456.] SECUEITY. 221 dealings which would have that eifect were null and void as against the purchaser from the creditor, should the latter exercise his right of sale. But in the case of moveable pro- perty the pledgor was not allowed to alienate it without the consent of the pledgee ; the alienation was not absolutely void, but the pledgor was personally liable as for a misappro- priation, and of course such a sale did not displace the creditor's security. 454. The use and profits of a thing given as security Use and belonged entirely to the pledgor, unless it were expressly f™ ^^ ^' agreed to the contrary. If the pledgee were in possession, pledgor. then he was bound to make as good a profit as he could out of everything from which his debtor had made a profit, being responsible for not doing so. It was only where there was a loan of money, and no agreement at all about interest, that the creditor in possession of a security could take the profits himself, and then he could do so only to the extent of a moderate rate of interest ; of course he could not take them if interest had been expressly excluded. Sometimes the parties expressly agreed that the whole profits should be taken in lieu of interest, and this was allowed. 455. The Roman law recognised to some extent the prin- Tacking. ciple of what English lawyers call ' tacking.' If the creditor had any other claims for money in writing against the debtor, he could retain possession of the security, notwithstanding that the debt for which it had been originally given was satisfied, whether these other claims were created before or after the security was given. But, as far as I am aware, the unjust rule of English law, that the first creditor has a priority over a subsequent pledgee even in respect of unsecured debts, was never adopted ^. 456. Of course the right to sell the thing pledged and Power of satisfy the debt was the most important of all the rights of exercised. ' The wiole doctrine of tacking seems very questionable. There has been an attempt in England to get rid of it, but it has failed. See Coote on Mortgages (ed. 1880), p. 827. 222 SECURITY. [Chap. XI. a secured creditor. This right could not be exercised until the debt was actually due and notice had been given to pay it. The sale was conducted by the creditor, who was looked upon as an agent of the debtor. Not that agency is, strictly speaking, the legal ground of the transaction ; the creditor, when selling, acted in his own right ; but the creditor was so far an agent that he had specific duties to perform in order to protect the interests of the debtor when the security was brought to sale. For instance, it was his duty to advertise the sale, and to give notice to the debtor when and where it would take place, so that the latter might know exactly what was being done, and might interfere if necessary. This notice was quite distinct from the notice to pay the debt prior to the exercise of the right of sale. And though the conduct of th.e sale was left to the creditor, he was bound in all things to consult the interests of the debtor as far as possible. If no suitable purchaser could be found, then the creditor could ask that the thing given as security might be adjudged to belong to himself; but in such a case it could still be re- deemed by the debtor at any time within a year. The only other case in which the creditor could obtain the ownership absolutely for himself was where there had been an express stipulation that, if the debt were not paid, the creditor should become the absolute owner (whilst such an arrange- ment was allowed 1), or by an agreement to purchase at a fair price. Creditor 457. It was the duty of the creditor to get in the money could claim ^ , in • , fordefi- from the purchaser, and after paymg himself to hand over cienoy. ^-^q surplus to the debtor. Of course if there was not suffi- cient to discharge the debt, the balance remained due. Involun- 458. A pledge might be created either voluntarily or pledges. involuntarily. A voluntary pledge might be created by contract, or by will ; an involuntary pledge might be created either by express order of com-t, or be attributed by tbe law as an incident of certain transactions. ' See supra, sect. 448, note. Sec. 457-462.J SECURITY. 223 459. I do not propose to state at length the particular Only one modes in which a security was created by contract, by will, gecurity. by operation of law, or by the order of Court. I would only note that the Roman law had this great practical convenience, that there were general rules applicable to all kinds of security alike by whatsoever means created. There was no difficulty about this, the general object and character of the transaction being the same throughout; and it conduced greatly to brevity, clearness, and precision of the law that this should be so. 460. A security was not necessarily restricted to a single General thing, but there might be a pledge of several things, and even a general pledge of all a man's property. But here an important distinction must be borne in mind. A general pledge of all a man's property is not a pledge of his property viewed as a whole (universitas) ; for then the debts due by him would be included ; but it is a pledge of each several thing now belonging or hereafter to belong to the debtor. 461. The following are the principle methods by which Extinction a security came to an end: (i) when the pledgee became" ^* ^^^' the owner of the property given in pledge ; (3) when it was agreed that the property should be released ; (3) when a third person had held the property honestly as his own for twenty years; (4) when the obligation, the performance of which was to be secured, was discharged; (5) when the pledgee exercised his right of sale. 462. No one can have a right of any kind over his When not own property except the general right of ownership. If, guigh'ed. therefore, I am owner of property I cannot hold that pro- perty as security. But I may have this right : — that if any one else who has a security over it endeavours to satisfy his claim, he shall leave something for me. This is a right which is sometimes called a right of security, and the Roman law gave such a right to the owner in some cases. It gave it, for example, to a person who having already a first charge bought the property himself. It thus enabled him 224 SECUEITY. [Chap. XL to protect himself against the claims of subsequent security holders ^. Priority. 463. How to settle the claims of several creditors, each holding- security upon the same property and each claiming to exercise his rights, has always been a problem of some difficulty. The Roman lawyers acted almost exclusively upon the principle that the creditor earliest in point of time had the prior right, and they justified this by their view of the nature of the right of the pledgee, namely, that it was a right in rem, or real right — a right like ownership available against all the world, which no subsequent dealing to which the pledgee was not a party could invalidate or impair. No regard was paid to the mode in which the pledge had been acquired, nor did it make any difference that another creditor had obtained possession; as a rule the date alone was looked to. Exception 464. There were, however, exceptions to this rule. Thus priority'by when money had been advanced for the express purpose date. Qf preserving a thing from destruction, the lender could claim a priority ; as, for instance, in the case of a bond for money advanced to equip or repair a ship on a bottomary bond as we should call it ^. The claims of the state for public dues had also a preference over those of private persons. Eight of 465. The rights of a subsequent pledgee were the same as subsequent . „ . pledgees, those of any other secured creditor, subject only to the rights of the pledgees who preceded him. He could bring the property to sale, and could even compel a prior pledgee to do so. He had also the special right to pay off any prior ' It is intereeting to compare the English doctrine as to letting in subse- quent incumbrances. See Coote on Mortgages, 4th ed., p. 465 ; also Vangerow Lehrbuch der Pandekten, sect. 392 ; Windscheid, Lehrbuch d. Pendekteu- Eeohts, sect.225, 248, 249. ' This priority was founded on what was called an in rem versio, and was an application of the general principle that one person ought not to be enriched at the expense of another. Windsoheid, Lehrbuch des Pandekteu-Eechts sect. 246. Sec. 463-468.] SECURITY. 225 creditor and take his place ; and if the prior creditor refused to take the money, he might deposit it in Court. If the first pledgee sold the propfcrty, and the produce was more than sufiicient to pay his debt, the next pledgee could claim to be paid out of the surplus. 466. Having thus stated shortly the Roman law of Security, English law of security. I proceed to consider the English law : and, first, as it is ^"^ ° administered in the Courts of Common Law. 467. The law is here certainly in a backward condition. Distinction These courts can hardly be said to possess any method of '^^^^^g^^j^^ giving security over immoveable property, and as to move-^'^n. able property the law appears to me to be somewhere about in the same state of development as the Roman law at the time of the First Punic Wai. The common lawyers insist very strongly that possession is necessary to create the security, and upon the difierence between a pledge and a lien. They consider a lien as a mere personal right of detention which gives the creditor no means of satisfying his debt, but only produces a pressure upon the will of the creditor, arising from the inconvenience of being kept out of his property ; whereas (they say) a pledge is something more. The cases are not very explicit as to the distinction, but I gather that a pledge is constituted by adding to a lien the permission to the creditor in case of default to sell and satisfy the debt. It is not however altogether clear when this right of sale exists and when it does not. 468. It is easy to understand that creditors, dissatisfied iruauthor- with a dry right of detention which is very often burdensome, frequently attempt to sell the property pledged; and no subject has vexed English judges more than the question, what remedy a debtor has for a wrongful, a premature, or an unauthorised sale by a creditor of the property which he holds as security. The knot has been partly cut by the Factors' Acts: but it is a question which still frequently arises where these acts do not apply. It is now pretty Q 226 SECURITY. [Chap. XI. Pledgee has a real right. This does not depend on power of sale. True nature of the real right. well settled that the debtor can only recover such actual damage as he may have suffered ; and no one can complain of the injustice of the result thus arrived at. But I confess I do not understand a good deal of the reasoning on which this opinion is based, and I think some advantage may be gained by examining it. It is in these cases particularly that so much learning and ingenuity have been expended in establishing that the creditor got not only a lien but a pledge, that is, not a right of detention only of the article pledged, but also a right to sell and apply the proceeds in satisfaction of the debt under the conditions of the contract ; wliich right, they say, gives the creditor a ' specific interest or property ' in the article, that is to say, a jus in re ^- 469. Now it is no doubt perfectly true that the pledgee has a ' specific interest or property ' in the nature of a jus in re ; but what one is at a loss to see is, in what way that depends upon his having also a power of sale. Still less is it easy to perceive how the nature of the creditor's interest can determine the question, to what remedy the debtor is entitled in case of an unauthorised or wrongful sale. This, as the learned judges elsewhere point out in the cases to wliich I refer, depends upon the contract between the parties, and the effect which is produced by a violation of its terms by one of them ^. 470. I cannot therefore exactly see, why this discussion about the pledgee haviag a real right is introduced. I am disposed however to think that there has been some mis- understanding as to the true nature of a real right, or jus in re, which the judges are so desirous to attribute to a ' Law Reports, Queen's Bench, vol. i. p. 6l2. Mr. Justice Shee calls it aj'«s in re (p. 595). But he means the same thing; see Austin, Lectures, pp. 990, 993, third ed. I may here observe that what Mr. Justice Shee quotes (at p. 603) as Domat's opinion upon the Roman law is really a state- ment of the French law, differing in this respect, as Domat points out, from the Roman law. ° Law Reports, Queen's Bench, vol. i. pp. 600, 615, 619; id. Exchequer, vol. iii. p. 301. Sec. 469-472.] SECUKITY. 227 pledgee^. A jus in re is, as we know, a right over a specific thing available generally against all persons, as distinguished from a personal right in respect of the same thing which is available against an individual or individuals only ; a jus in rem as distinguished from a jus in personam. Ownership, for example, is a real right, and it is in fact the sum of all real rights, as explained above ^- The par- ticular kind of real right which the courts were dealing with in the above cases was not the right of an owner, but the right of one person over a thing owned by another ; the right of the creditor in some manner to deal with the debtor's property; a right in kind just like an easement. But whether the pledgee has or has not such a right is wholly unconnected with the right to sell. 471. Possibly what the learned judges were thinking of Difference was, in truth, not a real right but a real security. What real right constitutes a real security has already been explained^: it ^^^^^^^^ is the means of getting satisfaction out of a specific thing independently of the will or ability of the debtor. This comprehends a jus in re, or real right, but also a great deal more ; and it is perfectly true to say that the essence of a real security is the power of sale. But then it must be borne in mind that the possession by the creditor of a power of sale, and his ability to exercise it, in no way affects or is afiected by the nature of his interest in the article pledged. This power of sale when exercised operates, not upon the interest of the creditor, but upon that of the debtor, according to a principle perfectly familiar to any English lawyer. 472. The law of security has been far more satisfac- Pledge of torily dealt with by the Courts of Chancery, at least in gourtVof reference to lands. This portion of the law of England chancery. ' I may observe that in the case in the Queen's Bench, Mr. Justice Shee, whilst he agrees with Mr. Justice Blackburn, that the pledgee has a real right, comes to a directly opposite decision upon the case before him. 2 Supra, sect. 309. * Supra, sect. 447. 228 SECTTRITT. [Chap. XI. bears a considerable resemblance both in its history and its ultimate condition to the Roman law, and seems to be, like the latter, the combined result of clear legal ideas with practical business habits. Mortgage. 473. The class of securities with which the Courts of Chancery are specially concerned are called mortgages. I need not here explain at length the nature of a mortgage, as it stood before the Courts of Chancery undertook to modify the rights of the parties, and as it stands now in. a Court of Common Law. It is an absolute conveyance, with a con- dition that, if the money be paid by a certain day, the property is to be restored to the owner. If that day is allowed to pass, the ownership of the mortgagor becomes absolute^. At this low point in the development of the law of security, so far as it related to lands, the Courts of Common Law seem to have stuck fast. 474. In stating the law as applied to landed security in the Courts of Chancery, I wish for the moment to divert attention from the history and course of development of the English law of mortgage, and also to get rid of the terms which the Court of Chancery frequently finds itself compelled to employ because it is cramped by the form of the instrument and the peculiar basis of its jurisdiction. Stated in ordinary language, the law is now as follows : — The transaction of mortgage creates a debt by deed under seal secured by the pledge of lands 2. The debtor remains the owner of the property, and may deal with it in any way he thinks proper, provided he does not lessen or impair the security of the creditor. The creditor, whether in or out of possession of the land pledged, has the right to his security and nothing more. If the creditor takes possession he is accountable to the debtor for his management of the property, and for his receipts. The creditor who has a jnortgage has a real security; that is, he may, in case the ' It ia somewliat similar to the original fidmia : supra, sect. 440. ^ Coote on Mortgages, 3rd. ed., p. i. Present law of mortgage. Mortgagee can always sell. Sec. 473-476-] SECUEITY. 229 debtor fails to do so, satisfy his own debt by selling the land pledged. The power to sell and satisfy the debt is frequently given by express contract, but even if not given by contract it is given by law^. The concurrence of the debtor in the sale is immaterial ; but six months' notice must be given before the power is exercised. The creditor, unless restricted by the contract, may sell privately or by public auction ; in one lot or in parcels ; but not in undivided shares. And though the conduct of the sale is left entirely to the creditor, he must not adopt any mode of selling which would be clearly depreciatory. He is in fact a fiduciary vendor, and must use all reasonable diligence to obtain a fair price. But his power to sell, if unrestricted by contract, cannot be interfered with, even though his conduct be harsh and oppressive : the only course to stay the sale is actually to tender the principal, interest, and costs ^- 475. Why these clear and sensible rules should have been Chancery confined to the Courts of Chancery one is at a loss to con- mOTtgao-e ceive : and why Courts of Common Law should have been shut ™'g'i* ^e •' extended. out', or should have shut themselves out, from all jurisdiction over landed security it is also difRcult to say ^. 476. There has been one attempt at a complete revolu- Lord tion of the ideas of a mortgage security prevailing in the attempted English Courts of Common Law, made by a judge who was !° extend fearless of innovation, and to whose hands innovation might have been safely trusted. The question arose in this way. A person having a leasehold interest in land assigned it to another by way of security, in the usual form of a mortgage of land. Of course, in strict law, this was an absolute assignment, and the assignee became liable to the lessor ' 23 and 24 Vict. chap. 145, sect. 11; Dart, Vendors and Purchasers, 4th. ed., p. 48. " Dart, Vendors and Purchasers, pp. 60, 63. " The recent changes by which all courts have received jurisdiction to do complete justice in every case will lamentably fail of their object unless the common law doctrines as to mortgages are completely eradicated ; and surely it is unnecessary that the old clumsy forms should 'be retained. 230 SECUEITT. [Chap. XI. Defeated by Lord Kenyon, upon the covenants in the lease. In an action, however, by the lessor against the assignee of the lease, upon a cove- nant contained in the lease, judgment was unanimously given for the defendant by the court of Queen's Bench, consisting of Lord Mansfield and Justices Willes, Ashurst, and Buller. Lord Mansfield argued that in order ' to do justice between men it is necessary to understand things as they really are, and to construe instruments according to the intention of the parties.' He therefore refused to treat the mortgage as if it was in reality (what it no doubt was in form) a complete assignment of the lessee's interest, and considered it as a mere security ■'^. Had these views been adhered to, there can be little doubt that the position of mortgagor and mortgagee in Courts of Common Law would have been in a great measure, if not entirely, assimilated to their position in the Court of Chancery. It is perhaps, therefore, not surprising that they were firmly opposed by Lord Mansfield's very conservative successor. Lord Kenyon^, who seems to have treated Lord Mansfield's opinion and that of the other judges who concurred with him almost with contempt, and declared that he would over-rule it ' without the least reluctance ^.' Holder of 477. I can scarcely say why, but even Coui-ts of Chancery moveaUes'' have sometimes shown something of the same timidity as cannot ig shown by Courts of Common LaWj when they have had to always sell. , , . . deal with security over property other than land. If goods be mortgaged exactly in the same form as land is usually mortgaged, the mortgagee's rights are not considered to be so full and complete * : and when a security has been esta- blished in the nature of a lien, Courts of Chancery have not ventured any more than Courts of Common Law to give effect to the security by permitting a sale. In a recent ' See the case of Eaton against Jaques in Douglas' Reports, p. 455. " Coote on Mortgages, third ed., p. 120. This learned author was also evidently alarmed at what he calls Lord Mansfield's ' equitable innovations.' ^ Coote on Mortgages, ubi supra. * Dart, Vend, and Purch. p. 48, 4th ed. Sec. 477-479-] SECURITY. 231 case, where the Court of Chancery was pressed to exercise its jurisdiction by directing a sale, Lord Hatherley (then Vice-Chancellor) expressed his opinion that it would be dangerous to do so^. 478. There are still, therefore, many cases in which the Bare right creditor has a bare right of detention, and can neither by tion often his own right, nor by the assistance of any court, obtain any "re^;tor*° satisfaction of his claim if his debtor is obstinate, however beneficial to all parties a sale might be. Thus a vendor of goods may before delivery retain, and in some eases may even after delivery retake, possession of them, and hold them as a security for the unpaid price ; but he cannot sell them ; and so this detention may continue till the goods become valueless, when the creditor will have lost his security and the debtor his property ^. 479. There are however cases in which this narrow con- Bum ception of the law of security as applied to moveable property carvallio. appears to be dropped without hesitation, and the widest possible validity is given to arrangements made by debtors for giving to creditors security for their claims. I do not know upon what distinction this change of view proceeds. Of course every variety of right may be created by agree- ment, but the difference in the agreement in some of these cases is very slight, and I suspect a good deal more depends on the inclination of the court when determining the in- tention of the parties, than on the exact words. In the case before Lord Hatherley above referred to^ the debtor actually agreed with his creditor, who had already a lien or bare right of detention, that the property should at ' See the case of The Thames Iron Works Company against The Patent Derrick Company, Law Journal Reports, Chancery, vol. xxix. p. 714. ^ If the remarks of such able and experienced lawyers as Lord Blackburn and Mr. Benjamin upon the rights of the unpaid vendor be considered, it will be apparent that my observations upon the unsatisfactory condition of the English law are neither presumptuous nor unfounded. See Blackburn on Sale, pp. 320 sqq. ; Benjamin on Sale of Personal Property, book v. chap. iii. ' Supra, sect. 477. 232 SECUEITY. [Chap. XI. some future time be mortgaged for the claim with a power of sale. There the creditor was helpless. Yet in another case^, where there was nothing but a fature promise by the debtor to 'hand over' to his creditor property of an amount equivalent to the debt, it was held by Lord Cottenham that this promise alone gave the creditor a right to have the property applied to liquidate and satisfy his debt. This is a decision which has been since frequently followed, and the incidents of the transaction, as well as the effect which was so readily given to it, are worthy of remark. In this case nothing was specified; the promise related to 'any property' in the hands of the debtor's correspondent abroad ; the nature and value of the property was wholly unknown ; the amount of the debt due was also wholly unknown, it being probable that the debt had been partly paid ; the right was considered to be created by the promise to the creditor alone (the Lord Chancellor says so expressly in his judgment ^) before it had been even communicated to the debtor's correspondent. But what is most important is the result. The mere promise to transfer the goods to the hands of the creditor was considered to create, not merely a right to hold them until the debt was paid, but a right to apply them at once, and mthout any formality or delay, in satisfaction of the debt : the creditor, as soon as he got possession, which he did not do until after his debtor had become bankrupt, sold the goods without further notice or ceremony, charging all expenses incurred upon his debtor. Compared 480. I do not at all suggest that this decision was erroneous. with other . • ■ , decisions. Experience has shown that the principle on which it proceeds is (commercially speaking) convenient, and there is no legal difficulty whatsoever in carrying it out. But there is certainly to my mind a difficulty in seeing so great a difference ' This is the well-known case of Burn against Carvalho, reported in the fourth Tolume of Mylne and Craig's Eeports, p. 690. The same case had previously been before a Court of Common Law, and an opposite view taken. See the report in Adolphus and Ellis, vol. i. p. 883. ^ See p. 703 of the report. Sec. 480-481.] SECURITY. 233 between the agreement in this case and that in the case before Lord Hatherley, as to lead to such totally different results. 481. Fi-om this account of the English law of security it is apparent that no clear, consistent, and comprehensive state- ment of principles can be made with regard to it. At any rate this has never yet been done. On the other hand, no difficulty is found in preparing such a statement of the law of security either as it existed under the Roman Empire, or as it now exists in countries were the Roman law has been adopted with a real and comprehensive inowledge of what that law was, and the principles upon which it was based 1. I think therefore that there can be no escape from the conclusion that the faults of the English law are due, not to its connexion with the Roman law, but to the imperfect manner in which the Roman law has been understood. I have therefore, borrowing the results of the labours of others, given a pretty full statement of the Roman law, in which I think it will be seen that the principles recognised are not altogether different from the principles of our own law, but they are fewer, simpler, and more consistently followed. ' See, for instance, the AUgemeinee Landreoht fur die Preussischen Staaten, Part I. tit. 20. sections 1 and 2. This composition is not to be compared for clearness and precision with some portions of the more recent AUgemeine Deutsche Handelsgesetzbuoh, yet it is incomparably better than anything to be found on the subject of pledge in the English language : and although it is in many parts tediously minute, the subject only occupies forty-six octavo pages ; not as much as our Mutiny Act. CHAPTEK XIT. ACQUISITION OF OWNERSHIP. Acquiai- 482. The acquisition of ownersliip may take place either al°or°a?™' ^^ respect of a thing which had no previous owner, or in transfer, respect of a thing which had a previous owner. If the thing had a previous owner, then the ownership of one person is transferred to another. If it had not a previous owner, then a new ownership is created ^. Occupancy 483. If a thing be without an owner, and be at the same nuUius. time not in the possession of any one, it becomes the property of any one who takes possession of it, if he chooses that it should so become. This method of acquisition is called ' occupancy.' But there is in English law-books very little upon the subject of occupancy, for the reason that except fish in the sea there is very little to which it can be applied. Fish in a river and wild animals on land are considered to be in the possession of the person upon whose land they happen to be, and when killed or captured they belong to the landowner and not to the captor ^. ' It does not seem imposaible to analyse every transfer of ownership into the extinction of the ownership of the transferor and the creation of a new ownership in the transferee, but I do not think it would tend to simplicity to do so ; on the contrary, the idea of transfer carries with it the idea that the incidents of ownership are not changed, which is an idea we wish generally to preserve. ^ This question has been warmly contested in France and Germany. See Sec. 482-485.] ACQUISITION OF OWNERSHIP. 235 484. The real interest which attaches to acquisition of Ori^n of ownership by occupancy of a res nullius is not in connection n™h^pl^ with its modern application, which is rare, but in connection occupancy. with the origin of ownership. Until recently it was almost always assumed that the acquisition of ownership by occupancy was so simple, so obvious, and so universal, as to be deemed natural, and that it was, in fact, the original mode of acquir- ing all ownership. That assumption is not now accepted. Nevertheless occupancy and ownership are historically con- nected, and the history of that connection is not without its importance in modern controversies^. 485. The finder of a thing which has an owner, but Finding of an unknown owner, cannot acquire ownership by merely pertv"^" taking possession of it, for it is not a res nullius. He may, however, if it is not in the possession of any one, take possession of it, and by lapse of time he may acquire the possession like any other possessor. In some countries, where the owner does not at once come forward to claim the lost property, it is transferred by a special law to the state, or to the principal officer of justice, or to the church ; and this sometimes with, and sometimes without a share to the finder. In England it is only the crown, or its grantee, which has ever asserted a claim to property lost by th owner, and this only in respect of wreck, waifs, and estrays. But the right, even to this extent, is now rarely asserted^. Dalloz, E^pertoire, s. v. Chasse, art. 172; Wachter, Pandekten, § 134, and Beil. I. As to the English law, see supra, sect. 361 note. ^ Some interesting observations upon the relation of occupancy to owner- ship will be found in the 8th chapter of Sir Henry Maine's Ancient Law. We find an example of occupancy without ownership in the (so-called) Insti- tutes of Menu. The ownership of cultivated land (as distinguished from the homestead and the pasture immediately attached thereto) is not mentioned in that work ; and as there are no rules as to how such land is to be disposed of when the family breaks up, it seems clear that when that book was written it was not owned, but only occupied. ^ See Blackst. Comm. vol. i. p. 299 ; Code Civ. art. 717, and the observations of Marcadfe in his edition of the Code ; Demburg, Lehrb. d. Preuss. Pr. E. vol. i. § 23a. 236 ACQUISITION OF OWNERSHIP. [Chap. XTI. Whales and sturgeons. Ti-easure trove. Produce of trees and animals. Alluvion and Diluvion. 486. The erown has, by an ancient statute called Preroga- tiva Regis of uncertain date, the ownership of whales and sturgeons taken in the sea or within the realm. The right is still sometimes claimed in respect of whales hy the grantees of the crown. 487. Treasure trove is not strictly speaking a res nullius. It is property which once had an owner, and which has been hidden (not abandoned or lost) by him ; and on its being discovered it will be considered as treasure trove if all hope of tracing the owner is lost. If hidden in a place which is itself owned, as in a house or a field, it would, according to English principles, be in the possession of that owner ; but it does not belong either to that person or to the finder. It belongs to the crown, and it is an offence not to give notice of its discovery. 488. The acquisition of treasure trove has always been governed by special rules. By the Roman law half was given to the owner of the spot where it was found, and half to the finder^- This is the rule which generally prevails on the continent of Europe ^. 489. If a tree bears fruit, or a domestic animal bears ofispring, the produce in each case belongs to the same person as the tree or animal, unless it has been parted with. This has been called ' acquisition by accession.' 490. The transfer of ownership by what is called alluvion and diluvion is of considerable importance in those countries where the magnitude and violence of the rivers cause a great shifting of the soil, and frequent changes in the course of the stream. In England disturbances of this kind are rare, and, so far as they occur at all, generally occur in tidal rivers and in creeks and arms of the sea. The open sea also sometimes advances or recedes. 491. The shore of the open sea — that is, the strip of land between high and low water mark which we commonly call ■ Just. Inst. ii. J . 39 ; Wachter Pand. §134, Beil. 2 . ' Code Civ. art. 716; Dernburg, Lehrb. d. Preuss. Pr. E. vol. i. § 233. Sec. 486-493.J ACQUISITION OP OWNEESHIP. 237 the sea shore — is vested in the Crown or its grantee. And it makes no difiference where this strip of land is situate. If the sea advances, this strip of land advances also, and is taken from the adjoining estate. If the sea recedes, there will be a space between this strip and the adjoining estate. To whom does this intervening space belong ? Lord Hale seems to think that this depends on whether the sea has simply receded, or whether the sea is shut out, as it were, ' by the casting up and adding sand and stubb to the adjoining land ' : and he seems to assume that the former would be a sudden, and the latter a gradual process. If the sea were gradually shut out, he considers that the owner of the adjoining estate would gain the newly formed strip by accretion. If the dry land were formed by the sea receding, he considers that it would belong to the Crown, as it did whilst it was covered with water. Blaekstone makes the whole question depend on the gradual or sudden nature of the change, giving the newly formed land to the Crown in the latter case and to the adjoining owner in the former^. 492. The margin of creeks and arms of the sea intra fauces terrae, and of tidal rivers between high and low water mark, as well as the beds of such creeks, arms, and rivers, belong to the Crown, or to its grantee ; and this ownership shifts as the water advances or recedes ; that is to say, the margin and beds of these creeks, arms, and rivers will belong to the Crown, whatever their local limits may be at any one time. As to the intervening space between the margin and the adjoin- ing estate which may be left by the receding or shutting out of the water, I imagine that the same rules would be applied as in the case of the receding or shutting out of the open sea. 493. The beds of inland rivers belong to the adjoining proprietors, and it is doubtful whether any change in the flow of the river, causing dry land to appear in one place and dis- appear in another, does, as a general rule, cause any change ' See Hale de Jure Maris, cap. vi. and Blackst. Comm. vol. ii. p. 262. 238 ACQUISITION OP OWNERSHIP. [Chap. XII. in ownership^. The root of this doubt appears to be, that where the land is not res nullius, then the ownership of it cannot depend on whether or no it happens to be covered with water. This was certainly so in the Roman law ; and the doctrine of acquisition of ownership by alluvion and diluvion, as developed in that law, depended on the prin- ciple that the beds of rivers were not owned by anyone. The acquisition, therefore, was an acquisition of a res nul- lius. But in every case where there is acquisition of land in England, the thing already, though possibly not owned exactly in the sense that private property is owned, is certainly not a res nullius. The acquisition of land, therefore, by alluvion and diluvion, if not excluded altogether, must depend with us, not on the acquisition of a res nullius by occupancy, but upon some other principle. Lord Hale seems to have perceived this, and tries to put it on some special ground which is not clear ^- It is better to admit at once that it is a special transfer of ownership ensuing upon some physical change : nor is there any doubt that such a transfer does tate place for which no other account can be given ; as, for example, when by the advance of the sea private land becomes sea shore, and is transferred to the Crown. 494. There is one large tidal river in England, the Severn, in which, or at least in one part of which, the rule is that the manors on either side are bounded one against the other by ' See the case of Foster versus Wright, in Law Reports, Common Pleas Div., vol. iv. p. 447; and that of the Attorney General versus Chambers, reported in De Gex and Jones' Reports, vol. iv. p. 55. Also the observations of the Privy Council in Lopez versus Muddun Thakoor, Moore's Indian Appeals, vol. xiii. p. 467. " See the passage in Hargrave's Tracts, vol. i. p. 31. He says, 'If the soil of the sea which is covered with water be the king's, it cannot become the subject's because the water has left it. But in the case of alluvio maris [i.e. gradual deposit] it is otherwise ; because the accession and the addition of the land by the sea to the dry land gradually is a kind of perquisite, and an accession to the land.' But these observations, even if they amount to anything, would apply only to the surface. And I very much doubt whether Lord Hale's distinction between the sea receding and being shut out by gradual deposit is a sound one. Sec. 494-496.] ACQUISITION OF OWNEESHIP. 239 the filum aquae, or central line of the stream : so that the boundaries are shifted if the river in any way changes its course ^- This also appears to be the rule in America, where the boundary between two estates is a fresh-water river, the soil of which belongs to the adjoining proprietors^: and a similar rule is found in some parts of India ^. 495. If the goods (moveable property) of one man become Confusion. mixed with the goods of another the ownership may be- come thereby changed, and the rules applicable to such a case have occasioned some discussion. But in England the question is not of much importance, because the English law in the action of trover provides means by which a person whose goods have been mixed vdth those of another person can recover compensation for the loss of his property (which is probably all he wants) without entering into the question of whose the goods are subsequently to the mixture having been made. Consequently, if I take another man's goods and mix them with my own, I am liable to pay for the value of the goods, and damages for their detention ; but the very nice question as to the ownership of the mixture could hardly arise in England ; and it has not been discussed. 496. English lawyers generally take it for granted that Quidquid when the moveable property of one man is attached to the ^^^ ^^ land of another it is at once transferred to the landowner, who "edit, sweeps off everything. This somewhat ruthless doctrine is based upon the maxim, 'quidquid plantatur solo solo cedit.' This, or something like this, is to be found in the Koman law, but it was not applied in the unqualified manner in which English lawyers apply it For example, under the Roman law the materials of a building did not become the property of the person on whose land the building was placed, but remained the property of the builder. This, though it seems to us rather clumsy, must have operated as a practical quali- 1 Hale de Jure Maris, cap. vi. at p. 35 of vol. i. of Hargraye's Tracts. 2 Kent's Conun. vol. iii. p. 428. * See Keg. xi. of 1825, sect. 2. 240 ACQUISITION OP OWNERSHIP, [Chap. XII. fication of the rights of the landowner, probably forcing him to make some compensation. So too the right, so tardily recognised by us, of the lessee to be compensated for his im- provements, was distinctly recognised by the Eoman law \ 497. The French law gives whatever is affixed to the soil to the landowner, but then it also makes some careful provisions in favour of the party who thereby loses his pro- perty, upon the just principle 'neminem cum detrimento alterius locupletari^'. 498. The German law does not appear to recognise the rule quidquid plantatur solo solo cedit as a universal one. Thus, if a man builds upon the land of another, whether he does so bona fide or not, the building always belongs to the builder, and the owner of the soil has three courses open to him. He can either acquire the building by paying for it ; or he can compel the owner of the building to pay for the land on which it stands ; or he can insist upon the building being removed. But this only in case the landowner did not know of the building, or knew it and forbad it. If he knew of the construction and did not interfere, the land passes to the builder, who pays to the owner its value ^. Forfeiture. 499. Sometimes a man is deprived of his property as a punishment for an offence : that is, his property is trans- ferred to the Crown. This is called forfeiture, and is of some importance in connexion with the criminal law. So too there is a kind of forfeiture where property is held upon ' 'Id quod in solo tuo aediiioatum est, qnod in eadem causa manet, jure ad te pertinet. Si vero fuerit dissolutum, ejus materia ad pristinum domi- num redit, sive bona fide sive mala aedificium exstructum sit.' Code Just, ii. 32. 2 ; see Just. Inst. ii. i. 29. The position of the mala fide builder has, however, been doubted ; see Vangerow, Lehrb. d. Pandek. § 329 ; and see also Dig. vi. i. 59. The words of the Digest as to a lessee are remarkable ; ' in conduoto fundo, si conductor, sua opera aliquid necessario vel utiliter auxerit, vel aedificaverit, vel instituerit, cum id non convenisset, ad recipieuda ea quae impendit ex conduoto cum domino fundi experiri potest,' Dig. xix. 2, 55. " Code Civ. art. 555. See Marcadfe, ad loc. ' PreusB. AUg. L. B. i. 9, 327; Dernburg, Lehrb. d. Preuss. E. E. i. 236. Sec. 497-505.] ACQUISITIOj^ OF OWNERSHIP. 241 some condition, which, not being satisfied, the property is forfeited. Such conditions may be created by the declared intention of the parties interested. 500. When a man becomes bankrupt his property is Bankrupt- transferred to trustees to be turned into money and dis-"^' tributed amongst his creditors. This is a topic of much importance in connexion with the law of bankruptcy. 501. Property is not unfrequently transferred from one Execution, person to another by judicial process. This may be done directly by a decree of the court, or by a seizure and sale of the property. Though the transaction may take the form of a sale there is no true contract, and no real sale in the ordinary sense of the term. 502. There is a transfer of ownership which takes place Succession, at the death of the owner, and which is of vast importance. This I shall consider in a future chapter. 503. Long possession of property by a person who isPrescrip- not the owner may have the effect of transferring ownership, ^™' upon a principle which is called prescription, and this also I shall consider presently. 504. Quite independently however of the transfer of owner- How far ship which takes place in consequence of long possession by^f mo^g.^ prescription, there is in the case of moveable property a^^^^^ transfer of ownership which takes place merely, if I might possession, say so, by reason of the refusal of the law to follow moveables from one hand to another, and the ease with which ownership in the case of moveables is presumed from possession. 505. The position of a person who has lost possession of Difference moveable property is essentially different from the position moveables of a person who has lost possession of immoveable property, ^g'^g^'j^g A person who has lost possession of immoveable property may after a considerable lapse of time lose his ownership, which ownership another person may have acquired by pre- scription. But the owner of immoveable property has ample remedies provided him for following his property wherever he may find it, and for recovering it in specie. This E 242 ACQUISITION OF OWNERSHIP. [Chap. XII. Owner of the Owner of moveables can very rarely do. As a general cannrt ^^ ^^6, whatever may be the form of action in which he pro- reoover ceeds, and even if his ownership be established, he can only specie. recover the value at which the property is assessed, and not Transfer of the property itself, although the defendant is able to give byreoovery it up. The result of the payment of the value, or of the levy of value, ^^ ^j^g^^ amount in execution, or other satisfaction of the judg- ment, is that the ownership is divested from the plaintiff and transferred to the party in possession, and the case is likened to one of an involuntary sale. Of course, if the plaintiff himself chooses to take the value of the goods instead of the goods it is reasonable that he should be understood to have parted with his property. But it is peculiar that he should be compelled to do so. Possibly the reason of this may be that there is a great advantage to the plaintiff in suing in a form of action which enables him to recover damages instead of the property. He need not then prove that the defendant is still in possession of the property. 506. Whether the plaintiff will be allowed as an excep- tional case to have judgment for a return of the property with the process necessary to compel it, is decided by the court after considering whether the property is of such a nature as that damages or its value will not be a suffi- cient satisfaction. This, however, as rather a matter for the plaintiff's own decision, and the law would be much simplified if the plaintiff were left to choose whether he would sue for the property or for its value ^. Transfer of 507. But besides the transfer of the ownership of moveables by mere which takes place when compensation is recovered for their change of j^^^^ there are still to be found traces of a system, once widely prevalent, that in the case of moveables the ownership followed the possession. The origin of this view, like the ' The most recent case on the subject is that of Ex parte Drake, in Law Reports, Chancery Division, vol. v. p. 866, which however proceeds entirely upon authority, and contains no elucidation of the legal principle applicable to the case. Sec. 506-S09.] ACQUISITION OF OWNERSHIP. 243 origin of nearly all views of law which proceed upon a distinction between moveables and immoveables, must be sought, not in the Roman law, but in the law of Germany. The Roman law protected by the same procedure the owner- ship both of moveables and immoveables. It is a character- istic of the early German law that whilst the ownership of land was almost indestructible, the ownership of moveables had only a very precarious protection. 508. The old German law expressed this view as to Early moveables in the maxims ' Hand muss Hand wahren,' and law. ' Wo man seinen Glauben gelassen hat, muss man ihn wieder finden.' The meaning of these maxims, and the exact state of the law which they represented in the remote times when they were applicable, are too much disputed for me to venture on any exact explanation of them. In a general way it may be said that they indicated that when a man parted with the possession of goods he must himself provide means for their recovery. He could not, merely relying upon his previous ownership, put .forward a claim against any person who happened to be in possession of them. Against the person to whom he entrusted them he might have a personal action, if the circumstances were such that any obligation to restore the goods existed. There was one exception to this which seems to be as old as the maxims themselves. If the goods had been taken from the owner by violence they might be retaken by him. 509. In modern times the protection of moveable property Develop- has extended everywhere considerably beyond these limits, law owner- An historical inquiry into the development of it would be ^^P J^^^^jg^^ extremely interesting. It seems to have proceeded upon two lines : first, the personal action for the restoration of the goods seems to have been extended so as to be maintainable under certain circumstances against persons who were not included in the undertaking to restore ; secondly, the exceptional right to retake the goods seems to have been made exercisable in a K a 244 ACQUISITION OF OWNERSHIP. [Chap. XTI. larger number of cases, and to have been used as a foundation of proceedings for an inquiry into the ownership. Modern 510. Perhaps the nearest approach to the early German Law. law^ which can be found in modern times is in the maxim adopted in the French Civil Code, ' en fait de meubles j)Ossession vaut titre^.' Its only exceptions are where the property has been stolen from or lost by the owner. In the modern French law also we still see in a modified form the ancient process by which a person asserted his ownership, namely, by actual seizure. When under the French law such an assertion is allowed, the first step still is, under the au- thority and with the assistance of the court, to seize the goods claimed, and after that is done, then the contest as to the ownership is continued before the court ^- Action of 511. The action for the recovery of the goods based upon a personal obligation to restore them is in English law represented by the action of detinue. It is true that the action of detinue is not now restricted to cases where such an obligation exists : it is equally applicable to all cases in which one party is wrongfully in possession of the goods of another. But the notion still lingers that the action of detinue is founded on a contract, that is, a contract to redeliver the goods ^, and Blackstone thought that it was a necessary condition to the action that the defendant came lawfully into possession of the goods*. The proceeding by which a person ' Code Civ. art. 2279. '' Co. Proc. Civ., art. 826 ; Pothier, CEuvres, vol. x. p. 240, ed. Biignet. The process is called saisie vindication. It follows very closely our pro- ceedings in replevin. ^ See the case of Bryant against Herbert, reported in the Law Reports, Com. Pleas Div., vol. iii. p. 189. * Comm. vol. iii. p. 152. See Year Book, 6 Henry VII. fo. 9, where Brian, C. J., repudiates the contention that a tortious taking cannot change the property. The reason he gives is, that the person who is so put out of possession cannot have any action of detinue : to which action it is necessary that the plaintiff should be owner at the time of action brought; and that he should allege that the defendant came by the goods lawfully. But he thinks that the person who has lost the goods by a tortious taking might have replevin ; that is, he might get the goods back into his possession, and Sec. 510-512.] ACQUISITION OP OWNBESHIP. 245 who had lost possession of his goods without his assent Action of could assert his ownership by retaking them is traceable in the action of replevin. In replevin the party could recover possession through the sheriif, giving security to restore it if the right were adjudged against him. This procedure was generally considered applicable only to cases of goods seized for a distress. But I apprehend that it was not necessarilj' confined to such cases, and that the sheriif could act whenever it was alleged that one party had wrongfully taken possession of the goods of another. The party who complained of the wrongful taking by recovering possession put himself in a position to assert his ownership, which he could not do other- wise. If the other party also claimed the goods as his own, the proceedings were taken out of the sheriff's hands and tried in the regular way. And, as it appears to me, this was at one time a legitimate way, and indeed the only legitimate way, of raising the question of ownership. Afterwards, by the intro- duction of the action of trover, a person was enabled to claim goods of which he was out of possession, even when he could not prove any undertaking to return them, without resorting to any preliminary seizure : and hence the procedure by a retaking of the goods fell into disuse. 512. Whatever may be the system of procedure there will Practical always be considerable difficulty in following up the owner- j.ggQ°"j,;^g ship of moveables. The ownership of moveables very often ""of eables. changes so rapidly that to restore them would disturb a great many transactions, the majority of which are perfectly fair and honest. Nevertheless the English law has gone very far in recent times in allowing the ownership to be followed up. Not only is it now impossible for a man to give himself a title by a wrongful act, but even third persons, who have acted in perfect good faith, may be BO put himself into a position to assert Ms ownersHp, wMcti, before retaking, he could not do. Brian seems to have thought that it was impossible to separate the ownership of moveables from the possession. Perhaps in so thinking he was rather behind the age in which he lived. 246 ACQUISITIOIf OF OWNEESHIP. [Chap. XII. Owner fre quently satisfied with damages. Difficulty attending English law. successfully sued by the owner seeking to recover possession of his goods ^. And this, not only in cases where the owner has been deprived of his possession against his will, but even where he has consented to part with his ownership, if he has been induced to give his consent by fraud ^- 513. To some extent this somewhat extreme view of the English lawyers has been modified by statute, and in com- mercial transactions persons who honestly deal with those who are entrusted by the owner with the possession of goods are protected ^. Moreover the ownership follows the posses- sion in the case of coin and negotiable instruments : and even goods stolen which have been sold in market overt belong to the purchaser. 514. In the English law, therefore, as well as in other systems, there is in some cases a transfer of the ownership of moveables which takes place when the owner is out of pos- session, though wrongfully so, and quite independently of his consent, or of any acquisition of title by means of pre- scription. It would be difficult to say exactly when and under what circumstances this change of ownership takes place, since the subject has never been considered thoroughly and as a whole. But the general attitude assumed by the English law has certainly been in recent times to protect the owner of moveable property so far as to aUow him to assert his ownership, until he has parted with it by some act of his own. On the other hand, the English law is rather lax in ' See the case of Cundy f. Lindsay, Law Reports, Appeal Cases, vol. iii. p. 459. ^ This is the remarkable feature in the case of Cundy v. Lindsay. The plaintiff had not only parted with the possession, he had also parted with his ownership, as he thought ; but, because he had parted with the ownership to A, believing A to be B, the Court thought he had not really parted with the ownership. Lord Cairns holds, not that there was a contract vitiated by fraud, but that there was no contract, and he seems to think it idle to consider whether the ownership could pass by the transfer without a contract. But I do not think that is a view which all jurists would accept ; and it is only a modem view in England. ' See the Factors Acts, 5 and 6 Vict. u. 39 ; 40 and 41 Vict. c. 39 : and the Bankruptcy Act, 46 and 47 Vict. c. 52, s. 44. Sec. 513-516.] ACQUISITION OP OWNEESHir. 247 assisting the owner of moveable property to recover posses- sion of it, even where it allows him to assert his ownership. He must, as I have said, generally be satisfied with a money compensation ^. 515. The transfer of ownership which we meet with most Transfer frequently is that which takes place either on gift or sale, g^f These modes of transfer have been very much discussed, and many of the principles which govern these two transac- tions are common to them both. In both the transfer is a voluntary one. They both involve a declaration of intention by two persons, a transferor and a transferee. On the whole I have found it most convenient to discuss these two modes of transferring ownership together. The observations I shall make are of a very general kind. 516. If we attend only to the present aspect of law we Lands ori- are very apt to speak of the free right of alienation of pro- ^^^ hi"°* perty, that is, the free right of voluntary transfer by gift or sale, as one of the so-called natural rights of man ; meaning, I suppose, that it is a right which primA facie belongs to him at all times and under all circumstances : and we are thus accustomed to treat all forms, restrictions, and conditions, which have been imposed upon the exercise of the right of alienation, as so many infringements of this natural right. It is only when we come to look into the history of the matter that we find this aspect reversed. We see then that the general right of alienation which now exists has been slowly and painfully gained. It has been concluded by inquirers that, in its earlier form, ownership was not individual ownership at all ; that ownership was not vested in individuals but in families ; in other words, it was (as we 1 If the ovmer elects to take compensation there appears to be a sort of 'relation back' as it is called. The transactions which have taken place between the time when the owner lost possession and that when he parts with his ownership by receiving compensation are treated in the same way as they would have been treated if the ownership and possession had been parted with simultaneously. But this kind of restitution becomes very complicated when the transactions are numerous. 248 ACQUISITION OP OWNERSHIP. [Chap. XII. should now say) corporate and not sole ^ : and alienation, which was under such circumstances of course diiEcult, was, if not altogether unknown, at least very rare. Interven- 517. Even long after individual ownership had come to public. tie recognised, the right of the individual owner was not considered to extend to alienation at his own will and pleasure. Either the family, or the tribe, or the state, must consent to the alienation in order to render it effec- tual ^. This idea is traceable in both the two most im- portant forms of transfer under the Roman law. In the mancipatio five witnesses were required besides the actual parties to the transaction. This number is, I think, not to be referred to the imperfection of oral testimony ^, but to the requirement that the transfer should take place in the presence of and be consented to by the community at large, whom these five persons may be taken to represent *. So in the case of in jure cessio, or transfer under judicial cognizance, I scarcely think the transaction is to be ex- plained solely upon the ground of laxity of judicial procedure ^ ; it was a public act to which superior validity attached ; just as it now attaches to the judicial transfer (gerichtliche ' Maine's Ancient Law, first ed., pp. 258 sqq. ^ The author of the Mitacshara speaks of the consent of townsmen, of kinsmen, of neighbours, and of heirs, to a transfer of land ; but apparently he considers that the only consent really indispensable is that of the parties actually interested in the property; Mitacshara, chap. i. sect. i. verse 31. This treatise is perhaps a thousand years old (see the Preface to Colebrooke's Translation), and it is evident that a number of lingering traditions just then becoming obsolete are here alluded to. ^ See Maine's Ancient Law, first ed., p. 204. * Like the panchayut or assembly of five in India. ' See Maine's Ancient Law, first ed., p. 289. The notions upon which our Fine and Eecovery are founded are different. These were in fact two wholly distinct proceedings, each being based on a suit, but in the former the suit was compromised by the parties, whilst in the latter it was carried on to judgment. Both were simultaneously resorted to, in order to give a complete title ; their eflfeots being different. They combine a variety of principles — limitation, warranty, and finality of judicial decision ; and they have been helped out by statute. The general assertion that common recoveries are due to the decision in Taltarum's case is not borne out by the report in the Year Book, 12 Edw. IV. chap. 19. Sec. 517-520.] ACQUISITION OF OWNERSHIP. 249 Auflassungi) of modem German law. And the consent of the state, in which the consent of the ■ family and of the tribe have probably merged, still plays a part, though a small one, in private transfers. It is asserted by German lawyers that their law to some extent still holds fast to the old principle that every claim to land, to be valid, must be recognised by public authority ^ ; and we shall see hereafter that the French law exhibits a remnant of the same idea ^. 518. The real significance, however, of institutions which Modem require external consent to the transfer of land has now ofpjjt,ii(. changed. Though it is agreed to be desirable that property J^*e"en- of all kinds should be transferable without impediment, it is, at the same time, perceived to be of first-rate importance that such transfers should be certain and notorious. It is in order to secure this certainty and notoriety in the case of land that the nations of the continent retain as a requirement the interference of some public authority. 519. The difficulties which have been felt about securing Certainty the certainty and notoriety of transfers of property would riety. have been much less had the ownership of property usually remained unseparated from the possession of it. Except in the case of wrongdoers and intruders we should then have been able to see at once to whom a thing belonged. But, as we know, the tendency of legal development is to separate ownership from possession. The question is therefore of constantly increasing importance, can the ownership be trans- ferred without a transfer of possession ? 520. Fixing our attention for a moment on the Roman Eoman law law, we can hardly doubt that at first, in order to complete delivery. a transfer of ownership it was necessary in all cases that the actual possession should be transferred from the transferor to * AUgemeinee Landrecht, Part i. tit. 10. ' Gerber, Syst. d. DeutBcli. Pr. K. § 89 ; Demburg, Lehrb. d. PreusB. Pr. E. § 240. Bluhme, Enoyclopiidie, sect. 190. Bluhme speaks of judicial cog- nizance as taking tlie place of delivery ; but it also takes tlie place of the consent of the community, and makes the transaction a public act. * Pothier, OEuvres, vol. ix. p. 425, ed. Bugnet; infra, sect. 529. 250 ACQUISITION OF OWNEKSHIP. [Chap. XII. the transferee, simply because ownersMp without possession was not ^ legally recognised situation. If it occurred it was by accident or wrong, and was a defective condition to be remedied as soon as possible. What more was necessary to a change of ownership than a change of possession de- pended upon circumstances. Some things, as for example the res ne mancipi, could be transferred by the mere agree- ment of the parties followed by tradition. Other things could only be transferred when the transfer was carried out by a special procedure. 521. The original object of this procedure as well as of tradition was, undoubtedly, to accomplish the transfer, which, it was supposed, could not be accomplished without it. But, as simpler means of accomplishing this object suggested themselves, then it was probably seen that the acts which accompanied a transfer served another purpose. It was probably perceived that, besides accomplishing the transfer, which might now be accomplished otherwise, they served as formalities which were useful for the purpose of giving notoriety and certainty to the transaction. 522. The possibility of a transfer of ownership by arrange- ment between the parties unaccompanied by a transfer of possession had certainly occurred to the Roman lawyers, because they prohibited it. When it first occurred to them, which probably was about the time when it was first pro- hibited, I do not know. The prohibition occurs in the Code ^, and it is from thence that it is usually quoted. I am equally unable to say when the idea of transferring ownership with- out transferring possession became familiar in post Roman law. To some minds it can scarcely be said to be familiar stilP. ' Codex Just. 3. 2. 20. ^ Heineceius, Book ii. tit. i. sect. 2.39 (quoted by Austin, vol. ii. p. 997), solemnly declares it to be a uniTeraal maxim of law that there can be no acquisition of ownership without tradition. He is refuted by Austin ubi suprk. An English lawyer, Mr. Serjeant Manning, has made a similar assertion (Manning and Eyland's Reports, vol. ii. p. 568 note) ; and he has been answered by Mr. Justice Blackburn (Contract of Sale, p. 189). Sec. 521-525.] ACQUISITIOK OP OWNBESHIP. 25l' 523. There are many reasons why delivery of possession Reasons has not held its ground as a necessary condition to the liyery not transfer of ownership. Its most strenuous supporters must "°^ "^''®^" admit that there are many transactions in modem times to which the condition of delivery is imsuitable ; and to restore it we should have to revert to a simplicity which it would be now found impossible to maintain. Moreover, the rapidity with which it is generally desired that all business should be transacted would render the cumbrous process of actual delivery intolerable, even where it was possible. Whether or no mankind has, upon the whole, gained or lost by the abandonment of delivery as a condition to the transfer of ownership is not, of course, a question to be considered here. At any rate the change is one which has been very widely accepted. 524. It is by no means an easy thing to give even the most general idea of the course which the laws of different countries have taken upon the subject of delivery as a condition of the transfer of ownership: and yet some such general survey is almost necessary if we are to look upon our own law as something not merely arbitrary and accidental. One thing can be affirmed generally — that a broad line of distinction is everywhere drawn between the transfer of moveables and immoveables : though of course this distinction is a post Roman one. 525. It is also desirable to remember, as a general propo- Delivery sition, that though modem systems of law do not generally ,?jjjgj,^^jjt_ make delivery a necessary condition to the transfer of property, delivery of possession is still a matter of very great moment in such transactions. It is a large step in legal ideas, and one fraught with consequences of the highest importance, to estabKsh clearly that, if I sell property to you, the property becomes yours immediately the contract is concluded ; that These refutations are interesting and instructive, but they were really not necessary ; for, as the Hindoo lawyers say, ' a fact is stronger than a hundred texts.' 252 ACQUISITION OP OWNERSHIP. [Chap. XII. you not only have a right to obtain the ownership, but that the ownership is actually obtained. But, notwithstanding this, it is well to remember that the ownership so obtained is, as compared to ownership accompanied by the possession, of a very risky kind. Precarious- 526. This is very conspicuous in the case of moveables, title to which are very frequently and very easily transferred. For witho^^^^ example, if A sells a horse to B, the horse may become ^'s possession, though he remains in A's stable, and B has never been near him during the transaction. But under some systems of law if A subsequently sells the horse to C, and G purchases it in good faith, then if C takes the horse away it becomes the property of C. 527. The general principle upon which this and numberless similar cases rest is that the transactions of life could hardly be carried on, if, in the case of moveables, it was not safe to deal with the person in possession on the hypothesis that he was the owner. But it is obvious that we have here two con- flicting ideas ; and by the concessions made to both we almost seem to take away with one hand the ownership conferred by the other : in other words, without delivery we give an owner- ship, but one which is so precarious that it scarcely seems to be ownership at all. Trench 528. This appears most strongly in the condition of the Law as to , , , , • , , , sale with- French law, where there is an actual controversy as to whether delivery ^J ^ ^^^ without delivery the ownership is transferred, though, I confess, I cannot doubt on M^hich side the truth lies. The Code Civil says in express terms that, as soon as a bargain is concluded, without anything more, the ownership passes. But it also recognises in a very large and general way the preferential title of a person who is in possession over one who is not : so that ownership which has been acquired without delivery is especially risky under the French law. Thereupon it has been maintained that until delivery has been made the ownership is not transferred at all ; or what is worse still, that it is transferred or not transferred according as it is the seller Sec. 526-529.] ACQUISITION OF OWNERSHIP. 253 or an honest third party who raises the contention. It seems to me clear that those commentators are right who maintain that the ownership is transferred ; a result fraught with con- sequences of the most important and beneficial kind, which would be greatly impaired if any doubt were thrown upon the transfer. But the transferee must remember that there are conveniences which he can only fully enjoy when he is dealing with persons in whom he has full confidence. In dealing with a suspected person the only safe course is to get possession^. 529. With regard to land the development of the law has Delivery been somewhat different. In the first place, the delivery of ""nd!^^ °^ land is not the same thing exactly as delivery of moveables. Moveables can be placed under lock and key. Land, if it is of any extent, and still more if it is unenclosed, cannot be placed so entirely under the control of the intended possessor : and the possession cannot easily be made notorious. Now notoriety is one of the very things which we desire to secure, and delivery ia order to give notoriety to the transfer must be something more than nominal. On the other hand, another and a very simple and convenient method has been hit upon of giving notoriety and exactness to the transfer of land without troubling ourselves about possession. This may be Publicity described as the insertion in a public office of an account ""lYy^ecur- of the transaction between the parties by which the transfer ^? ^y ^®" gistration. takes place ; which account is acknowledged by the parties '■ See Austin's Lectures (3rd ed.) p. 1003. It will perhaps be onvenient if I quote some passages of the French Code, Art. 11 38, 'EUe (I'obligation de livrer la chose) rend le crdancier propridtaire .... encore que la tradition n'en ait point iti faite;' Art. 1383, "celle (la vente) est perfaite entre les parties, et la propri^t^ est aquire de droit U I'acheteur k lYgard due ven- deur, dfes qu'on est convenu de la chose et du prix, quoique la chose n'ait pas encore 6t4 livrfo, nile prix pay^;' Art. 1141, 'si la chose qu'on s'est oblig^ de donner ou de livrer h deux personnes successivement, est pure- ment mobilifere, celle des deux qui en a 6t6 miso en possession r^elle est pr^f&^e et en demeure propri^taire, encore que son titre soit post^rieur en date, pourru toute fois que la possession soit de bonne foi.' See the observations of M. Marcad^ on these articles. 254 ACQUISITION OF OWNERSHIP. [Chap. XII. Insijiuatio; the origin of registra- tion. Extended from gifts to pledges and transfers. Notary. before a public ofBeer to be correct. It is generally in : fact a copy of the instrument executed between the parties .themselves. The practice of inscribing a copy of private docaments in a public register seems to have been originally introduced by the Emperor Leo in reference to gifts i; the object being, it is said, to enable heirs to ascertain to what claims the estate was liable before deciding whether to accept the inheritance. The proceeding was called itisimiatio, and under that name it survived in the French law down to the time of the Code Civil ^- 530. The requirement of registration thus established in reference to gifts seems to have been applied in the next instance to the pledge of land. The reason of this was obviously in order to supply the publicity which was wanting in a pledge ; this being a transaction to which delivery was earliest resolved not to be suitable. But a pledge always contemplates a possible sale, and consequently pledges and sales are very closely connected : whence we find that rules of registration are frequently extended from pledges to sales also ; and in fact to all dealings with land whatsoever. 531. The law of registration on the continent of Europe can hardly be comprehended, even generally, without advert- ence to an officer scarcely known in England in connexion with land, but who in other countries plays a very important part in all transactions of business : I mean the notary, or notary public^. The resort, which is had upon almost all occasions in France and Italy to a notary to draw up the documents relating to any business in hand, is no doubt partly based on the rigid adherence to forms, which has prevailed in countries of which the legal systems are based upon the Roman law. It is also partly based upon the ' Codex Just. Book viii. tit. 54. sect. 30. " Pothier, CEuvres, vol. i. p. 364 ; ed. Bugnet. ^ The Latin term which appears to correspond most nearly with ' notary ' in the modern sense is tahellio. For an account of the many changes in the nature of the office of notary, see Savigny, Geschichte dea Eomischen Rechts, chap. 2. sect. 16; chap. 6. sect. 140. Sec. 530-534.] ACQUISITION OF OWNEESHIP. 255 immense convenience which results to the parties from the credit which attaches to a notarial transaction ; such a trans- action being always presumed to be valid and binding, until it has been impeached and set aside, by a separate proceeding instituted for that purpose. But still it would be incorrect Notarial to consider the notary as the mere private agent of the tiona are parties, or merely as a person of superior fidelity. Under P"^""" ^°*^- the French law the notary is clearly a public ofiicer, and his intervention is looked upon as the intervention of the public authority, which through its officer ratifies the transaction. 532. In France all documents executed in the presence ofTranaorip- a notary having any reference to the creation or transfer of an interest in land are transcribed by him in a public register, which register is most carefully kept and is rendered as far as possible available for general information'. 533. In Germany the transfer of ownership in land is a German strictly judicial proceeding. The private transaction between the parties which leads them to desire the transfer is not noticed. They apply to the court for a transfer and that is enough. This application assented to by the court forms one stage in the proceedings (Auflassung), and the other is the entry of the transferee's name on the register (Ein- tragimg) ^- 534. There is no registration of the kinds above described No regis- tration ^ The following references may be useful, if more information is desired upon this subject than is given in the above slight sketch. The transcription of pledges at the Bureau des Hypothi?ques is provided for in France by the Code Civil, art. 2146; the transcription of gifts iiiter vivos by art. 939. The registration of all documents relating to land when executed privately (sous signature privie) is required by the Loi du 22 frim. an xi. The general regulations as to the office and duty of a notary are contained in the Loi du 35 vent, an xi. See the Italian Civil Code, art. 1315 sqq., Dell' atto publico, and art. 1932 sqq. Delia trasorizione. " See Eonne, Staatsrecht der Preussischen Monarchie, sect. 362 (Grundbuch und Hypotheken-wesen) ; and the rules relating to the oflace and duty of notary, o. 364. See also Dernburg, Lehrb. d. Preuas. Pr. E. vol. i. §§ 193, 240. The transfer of land by fine and recovery in England and the statute of enrolments has some resemblance to the transfer by judicial act of con- tinental law. 256 ACQUISITIOK OF OWNEESHIP. [Chap. XII. necessary in England. The registration of Middlesex and Yorkshire to sale of r-'i 1 TCI ■ 1-1 land in does not lumish a complete record of the transactions which ng an . ^^ff^^^ ^]^q ]3ji^(J . ^qj. jg ^ registered transferee even safe against subsequent transactions. In Ireland registration is more effectual ; but even there registration is not essential to the validity of a transfer : all that the law says is that a registered transfer is to be preferred to an unregistered one^. The subject of registration has been much discussed in England during the last thirty years, and more than one attempt to establish a system of registration has been made without success. But it has never been even contemplated to make registration essential to the transfer of ownership and other rights over land. Now unless this be done the security afforded by registration can never be fully attained. If some body who is not on the register has got rights over the land, the person who is on the register may be affected by them. He may have a prior claim, but priority is a very different thing from exclusion : it is not so effectual, and it is very easily lost. 535. Whilst, however, in England we have no record of the history of transactions relating to the ownership of land in the public archives, that record is generally found to exist to some extent in certain documents which every owner of land possesses. It is the almost universal custom to narrate in private documents, at great length, and with very frequent repetition, the history of every transaction relating to landed property ; and many other events which affect the ownership besides actual transfers are there stated, such as mortgages, trusts, marriages, deaths, and so forth. All the documents containing this narrative are carefully preserved, and form what are called the 'title deeds' of the property ; and unless this narrative is tolerably complete, and can be either handed over to the purchaser or rendered otherwise accessible to him, it is scarcely possible to take ^ Report on Eegistration of Title, 1857, P' '5 > Second Report of Eeal Property Commissioners, p. 35. Sec. 535-537.] ACQUISITION OP OWNERSHIP. 257 land into the market at all ^. And the protection afforded Their use by this practice is in some respects analogous to that which tection to is afforded in other countries by registration. Claimants P""'"'^''^®'^^' who do not appear upon this private record are not absolutely excluded. Nevertheless, if after the most thorough and careful examination of this record by persons of great skill and experience, there be still any claim to or upon the property which has not been discovered by the purchaser, he wiU, at least if he has actually got into possession, most probably be protected against it. But if he has, or might have had by due diligence what is called notice of the claim, he must give up the property or buy off the claimant. 536. On the other hand, the very act of bringing together every transaction relating to land and placing them all in a lump rmder the eye of the proposed transferee is in one respect a positive disadvantage, at least in England. For in England the transactions of landowners with their land are so numerous and complicated, the powers of disposition are so wide, and the interests in land are so various, that even with a complete history of the property before you, it involves a very long, troublesome, and expensive inquiry to ascertain whether as a result of all these numerous transactions the transferor has or has not a good title to deal with the property in the way he proposes. There are many of these transactions which have long ago ceased to have any operation upon the property; but of course a careful person will desire to assure himself that this is the case, and this is a very costly operation. The small advantages, therefore, of registration in England are balanced by serious disad- vantages. 537. The matter is mixed up with the complications arising out of the competing systems of law and equity. This I can best illustrate by an example. Suppose A agrees to sell his land to S but does not execute a conveyance: and ' An owner who brought his land to market without deeds would be looked upon with suspicion : Sugden, Vendors and Purchasers, 14th ed., p. 438. S 258 ACQUISITION OF OWNERSHIP. [Chap. XII. he afterwards agrees to sell tlie same land to C and does execute a conveyance to C. C is the legal owner of the land: and B must sue A for his breach of contract. But B has been all along the equitable owner : this equitable ownership will, however, be annihilated upon the conveyance being made to C, provided that C was not aware of the sale to ^. If C was aware of the sale to B then C's ownership is annihilated, and the real ownership is maintained in B. Hence the very ignorance of C may be that which furnishes his protection^. Notice. 538. It will be seen from what I have said in the last three paragraphs that the doctrine of notice plays a very important part in the transfer of ownership of land. This doctrine is founded, no doubt, on a perfectly correct and just principle. For some purposes and to some extent the apparent owner of property must be treated as the real owner, and whilst our law allows almost unlimited freedom in the creation of rights over things, and has almost whoUy abolished or declined to adopt the rules which require that the creation of such rights should be completed by some public and notorious act, it still protects those who have purchased in good faith from persons who are reputed to be, and have all the appearance of being, owners. But, on the other hand, persons who know of the existence of claims to or over the property which they seek to acquire have not the same right to this protection. From this point of view the doctrine Cannot be of notice is unimpeachable. The objection to the doctrine defiue^^ ^ ^^ notice is that it combines technicality with cumbrousness and extreme indefiniteness. If we consider notice as merely signifying knowledge, we have even then a question of fact which it is sufficiently difficult to determine. But notice ' Hence the endeavours used by conveyancers to ' keep off ' from their title transactions which might give rise to troublesome inquiries. Sometimes vendors protect themselves by special stipulations against the necessity of satisfying these inquiries, and recent legislation has facilitated the obtaining this protection. Sec. 538-539.] ACQUISITION OP OWNERSHIP. 259 has by no means this simple signification. It means some- thing more than this, but what more no man can tell. It is described sometimes as constructive notice ; sometimes as implied notice ; sometimes as notice in law. An ex- perienced conveyan,cer could, indeed, in most cases, make a very fair guess whether the Courts of Chancery would treat a thing as notice or not. But for a private person to attempt to form an opinion upon this point would be highly dangerous, and the attempt to instruct people as to what notice is by giving a description of it has been given up as hopeless^- The consequence is that all trans- Great ex- actions relating to landed property in England have to be ^vestigat- conducted by several sets of very highly qualified, and ^'^ *'*'^®- therefore of course also very highly paid experts ; and the most difiicult and intricate inquiries have to be made on every occasion that any such transaction takes place. The enormous expense and cumbrousness of such transac- tions no doubt operate very extensively as a check upon the alienation of landed property : and^ this result has made this inconvenience less unpopular with landowners than it would otherwise assuredly have been ^. 539. I do not profess that this is at all a complete state- Difficult to ment of the law of England on this subject, which is ofj^^^^f extraordinary compKcation ; partly on account of the very transfer. large licence allowed to owners of property in loading it with trusts, and in making posthumous and substitutional dispositions of it ; partly because our law has not been made on any plan, and has been allowed, to some extent at least, to grow out of selfishness and caprice ; but chiefly on account of the peculiar conflict which exists between courts of law ' Sugden, Vendors and Purchasers, p. 781, I4tli ed. " The recent acts relating to the conveyance of land have prepared the way for an extensive simplification of the law, but that simplification remains still to be made. The scheme of the framers of these acts seems to be to make the law easier to work upon the old principles ; a considerable boon, no doubt ; but all that is required cannot be obtained by working upon the old lines, and merely improving the old machinery. s a 260 ACQUISITION OF OWKEESHIP. [Chap. XII. and equity : one set of courts recognising one person as owner, the other set of courts recognising another person as owner, of the same property at the same time, and under the same circumstances ; and each set of courts persistently keeping out of view that which the other recognises : for which reason no proposition about the transfer of ownership can be stated very accurately, and at the same time afSrmed to be generally true. But what I have said may serve to give the student some notion of the point of view from which the matter is dealt with by English lawyers. Bills of 540. It is observable that whilst the English law has not Bale. .... „ adopted any general system of registration in respect oi land, the registration of sales of personal property, when possession is not taken by the transferee, is necessary. The registration is, however, necessary in this case, not in order that the ownership may pass to the transferee, but in order to prevent the transferee being deprived of the ownership which he has acquired. This annulment of the transferee's ownership can only be demanded on behalf of the creditors of the transferor: the principle of the act being that a transfer made under such circumstances is not void, but presumably fraudulent. Effect of 541. The effect of the omission of the formality is, I fonnalitiea. think, in this case clear. The ownership is in the transferee without registration, and it is not affected until the transfer is impeached by a creditor. But there are other cases in which it is doubtful whether a formality, which is clearly neces- sary to make a title unimpeachable, is also to be considered as a condition which must be fulfilled before the ownership can pass. A doubt of this kind has, it will be remembered, arisen with regard to tradition under French law ; and the same doubt has arisen in Germany with regard to the position of persons who, from no fault of their own, have not got their names upon the register, but have got into possession'^? In England a person to whom a complete ' See Dernburg, Lehrb. d. Pr. E. vol. i. § 240. Sec. 640-542.] ACQUISITION OF OWNEESHIP. 261 conveyance had not been made, but who was entitled to demand it, would be looked upon as equitable owner, which in all essential particulars differs only from legal ownership in this, that it is liable to be defeated by a subsequent pur- chaser for valuable consideration without notice who has got the legal estate. 542. There is also a set of rules which affect the mode of Rnles as to transferring ownership and other rights over things which transfers are based upon a principle distinct from that of securing . ®° ''^^' r r r o ing neces- publicity, but which also work to that end. These are rules sary. which are primarily intended to prevent litigation by securing facility of proof. Every transfer of ownership in the nature of a sale or gift, involves a contract which may be coin- cident with the transfer of ownership, but is very often separated from it by an interval of time. Moreover a sale very frequently, and a gift less frequently, may be a com- plicated transaction. The exact extent of the ownership transferi-ed has very often to be scrupulously defined ; certain jura in re are frequently reserved, and the transaction is generally, not a mere transfer of a simple right, but is accompanied by covenants, agreements, and conditions be- tween the parties, giving rise to a variety of rights in rem and in personam. Unless, therefore, the sale be of articles of immediate consumption, the possession of which is at once transferred^ and the price paid, the terms of the contract may come into question some considerable time after it has been concluded. Having regard, therefore, to the fallibility of oral testimony as to past transactions, the parties to the transfer are in many cases required by the law to put their intentions into writing, so as to avoid the endless disputes, and evea fraud and perjury, which would inevitably arise if important transactions were entrusted to the memory of witnesses. Thus the Statute of Frauds in England, as a general rule, requires a writing in all transactions relating to land, or to goods valued at over ten pounds. In Prussia it is required in all contracts of the value of seven pounds 262 ACQUISITION OF OWNERSHIP. [Chap. XII. ten shillings ^ ; in France in all contracts of the value of six pounds ^. But as soon as a transaction has been recorded in writing it is much more likely to become notorious than if it had passed by word of mouth only. Otter 543. Sometimes other solemnities besides a writing have besides been necessary in order to render a sale effectual, which have ■»^>tiiig- heQ^o. introduced in order to secure facility of proof. The French law, for example, contains some very minute and irksome provisions as to the form of signing and drawing up contracts^. And before the art of writing was as well known as it is now, instead of a writing some other for- malities were in use in order to make the intention clear, and to impress the transaction on the memory of the parties * ; such as shaking of hands, nodding the head, the repetition of certain formulae, giving of earnest money, and so forth. Some of these forms still linger in the habits of the people. Distinction 544. There is an important distinction between the two rules^o? classes of ceremonies which I have above referred to. For proof and -^Yhereas omission of ceremonies of the first-mentioned class, other rules. such as delivery or registration, usually only affects the validity of the transaction as regards third parties — that is to say, it affects only the transfer of the ownership or right in rem, but not the creation of the obligation or right in personam — the omission of those of the last-mentioned class affects the validity of it as regards the parties to the trans- action itself. This is a consequence of the political origin of the two sets of rules. FaciKty of proof is as much required between the actual parties to the transaction as where third parties are concerned : whereas publicity only concerns third parties, and the rules which ensure it therefore only come into play when third parties come forward. It is for this ' Fifty thalers; Allgemeines Landreoht, Part i. tit. v. sect. 131. ^ One hundred and fifty francs ; Code Ciyil, art. 1341. " Loi dui 25 vent, an xi. sect. 2 ; Roger et Sovel, Lois Usuelles, p. 574. * Bluhme, Encyclopadie, sect. 80. Sec. 543-544.] ACQUISITION OF OWNERSHIP. 263 reason that the two sets of ceremonies must be kept apart. In point of fact, however, all the rules as to solemnities do co-operate in enforcing both the objects mentioned above; all of them tend to make the transaction public ; all of them assist in facilitating proof. CHAPTER XIII. ON PEESCEIPTION. Aoquisi- tion of rights by time. How justified. Koman Law, 545. In nearly every system of law it is recognised that, if a person has been in possession of a thing, or in the enjoyment of a jus in re aUena for a considerable time, defects in his title or in his manner of acquiring ownership are cured. Sometimes all these defects are cured ; at other times some of them only : and some defects are more quickly cured than others. 546. The justification of this institution is to be found in the inconvenience and hardship of disturbing a possession which has been long enjoyed. 547. In the Roman law we find at a very early date this principle acknowledged. It was there called usus or usucapio- By the law of the Twelve Tables it was ordered, ' usus auc- toritas fundi biennium, ceterarum rerum annus esto.' ' Usus ' here signifies possession, and ' usu capere ' signifies to acquire ownership by possession ^. In the early Roman law owner- ship was acquired after two years in the case of land ; and in one year in other cases. But to have this effect the ' The principle by which ownership is made in the case of moveables to follow possession independently of usucapio (supra, s. 506 sqq.) was, I believe, unknown to the Roman Law. *^ee. 54S-550.J ON PKESCEIPTIOK. 265 possession must have been acquired on a justa causa, whicli, I think, an English lawyer would translate ' under colour of right,' and the possessor must also have acted bona fide : so that really the only defects cured were defects in the manner of acquiring ownership ; defects of form, as we say, and not defects of substance ^. 548. The rules of Roman law relating to the acquisition of Recast by ownership by prescription varied from time to time. They were recast by Justinian, and in this process, or soon after it, a change of name was effected which it is important to understand, but to explain which I must first go a little out of my way to notice another institution. 549. Side by side with the usucapio, and at many points Eules of closely connected with it, was a rule which simply said that ;™Koman persons who sought the protection of the law must seek it 1*^- within a certain prescribed period after the cause of complaint had arisen. There were many cases in which a person against whom a claim was asserted could meet it by simply saying that it was asserted too late. This plea of the defendant was called by the Roman lawyers ' praescriptio.' The first general rule requiring all actions to be brought within a specified time is found in the Theodosian Code, which fixes the time at thirty years, but it existed in par- ticular cases long before that time ^. 550. It is plain that a plea that the claim is asserted too Effect of late (prsescriptio) efiects some of the objects which are more fully attained by usucapio. If A has got into the possession of the property of JB, and JS seeks to recover the property, it will answer just as well, in order to repel £, to say that he has made his claim too late, as to say that his ownership is transferred to A by lapse of time. But if A were out of possession and the thing had got into the possession of C the ' As a general statement this is, I believe, true ; but there was in certain special cases usucapio which cured the graver defects of title, and which, on that account, was called ' luorativa.' ' Cod. Theod. 4. 14. Cod. Just. vii. 39. 3. Demburg, Syst. d. Preuss. Pr. Rechts, vol. i. § 163 ; Windscheid, Lehrb. d. Pandekten-rechts, s. 105. 266 ON PRBSCEIPTION. [Chap. XIII. Change in tlie mean- ing of pre- scription. Prescrip- tion in English law. difference between usucapio and a simple plea that the action is brought too late becomes at once apparent. If there has been usucapio A can successfully sue C, but the plea is here useless to him. 551. But it appears that in many cases a person who, strictly speaking-, could only have had the benefit of the plea that a suit against him to recover the property was brought too late, was allowed by the praetor to recover the property from a third person who had got possession of it. Prac- tically, in all these eases the praetor gave to the party who had the plea the benefit of usucapio, though the ownership thus given was only bonitary and not quiritary ownership. But Justinian abolished the distinction between these two kinds of ownership, and he also gave the ownership in a good many cases where previously the possessor would only have had as a defence the plea that the action was brought too late ; and partly perhaps for this reason, and partly also because there was some confusion as to the true nature of the two institutions, the term usucapio was dropped out of use by writers on the Roman law subsequent to the Code, and the term prescription was applied to both. This has been continued down to the present day. Thus in France and Italy whether a man claims that ownership is transferred to him by possession, or whether he defends himself on the ground that the action is brought too late, he calls it pre- scription. In Germany the acquisition of ownership by possession is called 'Ersitzung,' and the bar to the action ' Verjahrung.' We use in England the terms prescription and limitation. And inasmuch as the two things are really different it is better to have the two names. 552. In England the word 'prescription' (as defined by Lord Coke) ^ signifies the acquisition of title by length of time and enjoyment. This would serve as a general de- scription of usucapio, but nevertheless we shall see that the prescription of English law differs in some important » Co. Litt. 113 b. Sec. 551-553.] ON PKESCEIPTIOK. 267 particulars from both the usucapio of the earlier Roman law and the prescription of the later. 553. As regards the eifect of time upon the right, there are three positions to consider. A right may either be transferred by possession, or it may be barred by non-claim, and if barred by non-claim, it may be either extinguished altogether, or only denuded of its ordinary legal protection. So at least it is con- sidered by jurists, and many disputes have arisen as to which view ought to be taken ^. The difference is not unimportant : for a right may be useful for some purposes, even where it is not enforceable by action. If, for example, the owner out of possession gets back peaceably into possession, and his ownership has been in the meantime transferred by prescrip- tion, he is in possession wrongfolly. If his ownership has only been extinguished he may not be in possession wrong- fully, and he may be in possession as owner, but not of his old ownership. If his former ownership were not extinct, but only his action, he would be restored to his old ownership with aU the rights attaching thereto. 554. Nearly all English lawyers, led by Blackstone, lay it Prescrip- down as a general rule that the acquisition of the ownership pUed to of land by prescription is unknown to the English law^. ^^ ' This is not the language of either Littleton or Lord Coke, and I do not think it is correct. No doubt the form of English legislation has generally been to bar the action : and the principle of acquisition of ownership in land by possession has nowhere been directly affirmed. But such acquisition appears always to have been, and still to be, possible. 555. The early method of legislation on the subject is Early T-, , o rm • -n 1 T legislation. thus described by Lord Hale^: — 'The use was m England to limit certain notable times within the compass of which those titles which men designed to be relieved upon must ' See Unger, System d. osterr. Allgem. Pr. B. vol. ii. p. 435. ^ Blackstone, Comm. vol. ii. p. 264. ^ History of the Common Law, p. 122. 268 ON PEBSCRIPTION. [Chap. Xm. accrue. Thus it was done in the time of Henry III by the Statute of Merton, cap. 8, at which time the limitation in a writ of right was from the time of king Henry I, and by that statute it is reduced to the time of king Henry II, and for assizes of mort d'ancestor they were thereby reduced from the last return of king John out of Ireland, and for assizes of novel disseisin a prima transfretatione regis in Normanniam . . . And this time of limitation was also after- wards, by the statutes of Westm. I. cap. 39 and Westm. II. cap. a, 46, reduced unto a narrow scantlet, the writ of right being limited to the first coronation of king Richard I.' Modern 556. This practice of renewing from time to time the periods of limitation for the recovery of land was afterwards discontinued, and a general period of twenty years was fixed by the 33 Hen. VIII, c. a, and ai Jac. I. c. 16. The law was amended by the 3 and 4 Will. IV, c. 37, and the period was reduced to twelve years by 37 and 38 Vict. c. ^J. Possession 557. Now to Understand the position of a person in pos- as evidence -pit ■ • t • of title. session of land under these statutes it is necessary to bear in mind that possession itself is presumptive evidence of title. This is certainly so in English law. And this presumption would of itself alone be sufficient both to protect the pos- sessor against intruders, and to enable him to recover against any person who wrongfully deprived him of possession, were it not that it can be turned against himself. For if it can be shown that some one else was in possession earlier still, the presumption may be that that person was the owner, and this presumption the second possessor can only meet by show- ing that the ownership has really passed to himself ^- Operation 558. But here the statutes come in and greatly assist the of statutes. j. i i -l i i • • j_ j_ xi party who has been long enough m possession to get the benefit of them. Suppose, for example, that A is the owner of land, of which B gets into possession and remains in pos- session for twelve years, and after that C gets into possession. ' See and compare Doe v. Carter, Queen's Bench Eeports, vol. ix. p. 863, and Doe v. Barnard, ib. vol. xiii. p. 945. Sec. 556-560.] ON PRESCEIPTIOK. 269 If B sues C he can ask to have his title presumed as against C from his prior possession. And if G sets up the still prior possession of A he will be met by the statutes of limitation. For the modern statutes of limitation, after the necessary period has elapsed, certainly extinguish ^'s title. That is a settled point of English law. The title of A cannot, there- fore, be set up against B, and B's title will be impregnable. 559. This is the case of one man (B) holding for twelve years. If several persons in succession hold the property, then also after the lapse of twelve years ^'s title will be extinguished. But whether the person actually in posses- sion has an impregnable title would depend upon circum- stances. If a period of twelve years could be made up by successive possessors succeeding each other by descent, will, or conveyance, the last of such persons would be secure^. No presumption would arise from any previous possession which would injure him. The doubtful case is where the necessary period is made up by a succession of persons who are strangers to each other, no one of whom has himself held for twelve years. This is a very rare case, and it is not easy to say how it is provided for by English law. But setting aside this doubtful case, the statement that there can be no acquisition of ownership of land in English law can hardly be maintained. 560. From the peculiar way in which the law on this Bona fides subject has grown up in England certain restrictions which causa. are elsewhere placed upon the acquisition of ownership by possession, are neglected in the English law. It is a general rule of jurisprudence that neither bona fides nor justa causa are in question when the defendant pleads limitation as a bar to an action. But it is also a general rule of jurisprudence that when it is asserted that a title has been gained by prescription, then the judge ought to see how the party got into possession, and ought not to allow a title to be acquired dishonestly, or, at least, he ought not to allow it to be ac- ' See the case of Aslier ». Wiitelock, Law Kep., Q. B,, vol. i. p. 1. 270 OK PEESCBIPTIOE'. [Chap. XIII. Preserip tion ap- plied to quired so soon. But in the English law this distinction has been to a great extent overlooked, probably because we have not kept clearly distinct the principle of limitation by which actions are barred, and the principle of prescription by which titles are acquired. 561. As regards moveables the question whether and when the ownership of them is transferred by prescription very movea es. ggj^^Qj^ arises, because, whatever may be the form of action, all that the owner of moveables can, except in very rare cases, obtain, is compensation for his loss, and not the goods themselves in specie. And this claim for. compensation is very soon barred. The question might arise in practice if the party to whom the goods originally belonged got back into possession, after all his remedies for the recovery of the goods or their value had been barred. It would then be necessary to decide whether his ownership had been extinguished, as in the case of land ; and it would be somewhat strange if the courts were to hold that the ownership of moveable property remained, when under analogous circumstances the ownership of land was extinguished. If it were considered that the ownership of moveables was extinguished, there might still be a question, who has acquired the ownership ? Practically this would come back to the question of the effect of possession as affording presumption of title, for, as in the case of land, pos- session of moveables is presumptive evidence of title. 562. The acquisition by prescription of jura in re has, in the English law, got into considerable confusion. Conse- quently, whenever questions arise upon this topic of law, judges find themselves in serious difficulties. This confusion has, I think, arisen from the principles which govern prescrip- tion proper not having been distinguished from the principles which govern another institution to which English lawyers also apply the name of prescription, but which ought to be kept distinct. The English law of prescription as applied to the acquisition of jura in re aliena, besides covering the acquisition by enjoyment for a certain definite time, also Prescrip- tion ap- plied to jura in re aliens. Sec. 561-564.] ON PRESCEIPTION. 271 comprehends the acquisition by enjoyment from time im- memorial. Now the principles of acquisition in the two cases are distinct : and I shall endeavour to explain the distinction. 563. The acquisition of rights by enjoyment from time Enjoyment immemorial is a principle of very wide application. At the immem?-^ present day it is by no means confined to the acquisition of "''^^ jura in re aliena. It is even applied in public law. Savigny gives an instance of this from the history of England ^. For a considerable period after the Revolution of 1688 many conscientious persons felt doubts as to the legality of the existing government. But before the death of the last of the Stuarts in 1806 those doubts had ceased. This could not be because the existing government had gained a right by ordinary prescription, for there could be none in such a case. The principle which operated was that of acquisition by ' time immemorial,' which is thus stated by Savigny : — ' When a condition of things has lasted so long that the present generation never knew any other, and their forefathers knew no other, then it must be assumed that this condition of things is so bound up with the convictions, feelings, and interests of the nation that it cannot be disturbed.' Savigny considers that in the Roman law the principle of time im- memorial applied only to three kind of rights — viae vicinales ; rights connected with the prevention of floods ; and rights connected with the supply of water. He seems to think that it was as being matters of pubKc concern that the principle of time immemorial was applied to these rights. The notion of the Roman lawyers seems to have been that in regard to a thing ' cujus memoriam vetustas excedit,' if the public were interested in it, they ought to treat the case in the same way as if a lex had authorised it^. 564. As regards the length of time which would be Length of considered time immemorial the common expression is ' cujus required. 1 Safigny, Syst. d. L. Pr. E. §. 195. ' lb. § 196. 272 ON PRESCRIPTION. [Chap. XIII. Preaump- tion of origin. Com- parison between English and Eomau Law. contrarii non exstat memoria^.' The ' contrarii memoria ' seems to mean a recollection of the time when no such right existed. If there is memoria of this, any presumption in favour of the right is excluded. And the result of two passages in the Digest upon the subject appears to be, that if any person comes forward and can say, either from his own recollection or from the information of others speaking from their own recollection, that the thing was at one time illegal, the pre- sumption will be excluded. But more ancient information than this as to any illegality would not be sufficient^. 565. There have not been wanting persons who consider that between acquisition by prescription and acquisition by enjoyment from time immemorial there is no real distinction of principle : that the root of the acquisition in both cases is the long enjoyment ; and that if time immemorial cures any defects which prescription does not, that is only because in the former case the enjoyment has lasted longer. The other view is, that in the case of time immemorial there is no acquisition of right, but only presumption in favour of the legal origin of a right which has been long enjoyed*. The two views are entirely distinct, and the difference is of great practical importance. For if there be an assumption of a legal origin, that assumption may be rebutted by the party opposing the claim bringing evidence to show that the assumption is unfounded. Of these two theories the English law has adopted that of the presumption of a legal origin with the consequence indicated, that the right can be defeated by showing that at some time within legal memory the right did not rest upon a legal basis. 566. If we consider the English law we shall find that an English lawyer when he speaks of prescription is nearly always thinking only of the acquisition of jura in re aliena, , § 198. An equivalent, though more general expression ia 'vetustaa,' § 196 note (p). The 'contrary' in English law means simply ' a different condition of things.' ^ lb. § 199 (p. 517) and § 206 ad. fin. » lb. § 206. Sec. 565-567.] ON PRESCEIPTIOK. 273 and having in his mind rights of this kind he frequently says thab our rules of prescription are derived from the Roman law. It has indeed been said, that the law of England ' as cited by Lord Coke from Bracton, exactly agrees with the Civil law^,' by which is probably meant the Corpus Juris Romani as understood by the commentators upon it. But to this extent I am unable to go. I doubt whether the present law of England on this subject can be identified with that laid down by Bracton ; or that laid down by Bracton with what is called the Civil law. I must first remark that Lord Coke, in the passage referred tOj misquotes Bracton. He applies to the acquisition of things incorporeal words which Bracton ex- pressly limits to the discussion of the acquisition of things corporeal; the acquisition of rights over things incorporeal being reserved by Bracton for the following chapter, which contains nothing directly bearing upon the subject of pre- scription ^- Bracton, indeed, as far as I can discover, nowhere treats directly of the acquisition by prescription of rights other than ownership, except in the single case of common of pasture ; to which passage Lord Coke also refers, but which again he does not correctly quote ^. 567. Moreover, neither as regards corporeal things, nor as regards incorporeal things (so far as he treats of them), would it, I believe, be safe to affirm that Bracton's rules of pre- scription are identical, either with the strict Roman law, or any modification of it, which may at any time have been ' Gale on Basementa, p. 122. ^ Coke upon Littleton, fol. 113b. The passage of Bracton to which Lord Coke refers is in book ii. chap. xxii. fol. 51b. The words are, 'Dictum est in precedentibus, qualiter rerum corporalium dominia ex titulo et justS, causS aoquirendi transferuntur per traditionem. Nunc autem dicendum qualiter transferuntur sine titulo et traditione per usucaptionem scilicet per longam, continuam, et pacifioam possessionem, ex diuturno tempore et sine traditione.' The acquisition of things incorporeal commences (as he tells us) in chrpter xxiii. I have not overlooked the passage at the end of chapter xxii., where Bracton undoubtedly speaks of easements, but only of their possession, which he certainly does not say will confer a title, and rather implies the contrary (' ita quod taliter utens sine brevi et judicio ejici non poterit'). ^ Bracton, book iv. chap, xxxviii. fol. 222 b, T 274 ON PEESCEIPTION. [Chap. XHT. known as Civil law. As regards corporeal things, Bracton ignores the distinction, so important in the Roman law, and never lost sight of by the commentators upon it, between possession which is founded on a just title and possession which is not ; contenting himself with the far less compre- hensive requirements, that the possession must be continuous and peaceful^ As regards the acquisition of incorporeal things, the rules of Roman law varied so greatly at different times, and so greatly also in reference to different kinds of rights, that any general statement of identity would be most hazardous. Upon the cardinal point just referred to, I very much doubt whether here again Bracton did not rather reverse than follow the Roman law. I doubt whether he was prepared to admit the acquisition by prescription of incorporeal things in any case without just title ^. At any rate he is not explicit on the point : whereas the Roman law did (as an exceptional case) admit such acquisition in respect of certain special rights ^ ; and the modern English law, as I shall show presently, admits it generally. It is therefore incorrect, as it seems to me, to identify the English law of prescription with the rules laid down by Bracton, or the rules laid down by Bracton with those of the Roman or Civil law. Littleton's 568. If we desire to see clearly the connexion between time im- the Roman law and the English law in the matter of ' Book ii. chap. xxii. fol. 51 b. See the passage quoted above. He says expressly that ownership may be acquired sine titulo et traditione, which he opposes to ex titulo etjustd causd. " I do not state this positiyely ; but it is remarkable that in the passage above referred to, where he speaks of the acquisition of the right of common of pasture he says, 'item [acquiritur] ex longo usu sine coustitutione [not sine titulo] cum pacificS possessione [not per pacificam possessionem] continua et non interrupttt, ex scientiS negligentia et patieutia dominorum, non dico bal- livorum, quia pro traditione accipiuntur.' I take Eracton'a meaning to be this i — ' Common of j asture is acquired without any express intention to transfer it (see Dirksen, Manuale Latinitatis, a. v. Constitutio) by reason of long enjoy- ment coupled with quiet possession, continuous and uninterrupted, on account of the knowledge, negligence and endurance of the owners — not of his baUiffs, because these things stand in the place of delivery.' (See Croke's Reports in the time of James the Fiist, p. 142.) ^ Digest, Book viii. art. 5. sect. 10. memorial. Sec. 568, 569.] ON PRESCRIPTION. 275 prescription as applied to jura in re aliena, we must, I think, go to a writer who was of far greater authority than Bracton^. Littleton while discoursing of tenure in burgage goes off to a discussion of customs, and from that to a discussion of prescription. He says that title by time immemorial and by prescription are all one in law, but he seems to have been in doubt whether a man could make a title by time immemorial at common law : and he states the opinion that this could be done thus : — ' lis ont dit que il y auxy un auter title de pre- scription que fuit a la common ley devant ascun estatute de limitation de briefe, &c. ; et ceo fuit, lou un custome, ou un usage, ou auter chose, ad este use de temps dont memorie des homes ne curt a le contrarie. Et ils ont dit, que il est prove per le pleder un title de prescription de custome. II dirra que tiel custome ad este use de tempore cujus con- trarium memoria hominum non existit et ceo est autant a dire quant tiel matter est plede que nul home adonque en vie ad oye otcun proofe a le contrary ne avoit ascun conusans a le contrary.' This passage clearly has reference to the time immemorial of the Roman law, and it is applied by Littleton to aU sorts of rights (custome ou usage ou auter chose). 569. Now the doubt which is here expressed by Littleton, Remarks and which he does not resolve, as to whether in his time ton's view. the party in possession could set up time immemorial at common law, is of no interest. It has long been resolved that in many cases he can do so ^- Three things are remarkable in this passsage, (i) Littleton identifies prescription and time immemorial ; (2) he says nothing about the presumption of a legal title ; (3) he assumes that, if there is time immemorial at common law, it is the time immemorial of the Roman law, i.e. 'that no man then alive hath heard proof to the contrary nor hath any knowledge to the con- trary.' 1 S. 170. I give Littleton's own -words in preference to Coke's translation, in case there is any doubt as to their meaning. ^ See the quotations in Viner's Abridgment, Prescription (M). T a view. 276 ON PRESCEIPTION. [Chap. XIII. Modifica- 570. The passage I have quoted from Littleton's Tenures Littleton's Contains, I believe, the key of the English law on the subject of prescription as applied to the acquisition of jura in re aliena. The English lawyers, following Littleton, have adopted time immemorial as the basis of their law. They have also (in this respect not following Littleton, but very likely acting with logical consistency) adopted the principle that time immemorial is not a mode of acquisition but only affords a presumption of leg-al origin. And if they had adhered to the view that time immemorial was such as Littleton described it, and as the Roman lawyers understood a, there would have no inconsiderable protection to the party who had been in long enjoyment of a right when it was attacked. There would still have been the danger that the presumption of a legal origin might be rebutted, but this would not be easy, and the full benefit of the presumption w£>uld be acquired within a reasonable time, so long as time immemorial meant within the recollection of those living, and what they had heard from others speaking from their own recollection. 571. This protection, however, was greatly weakened by an entirely artificial interpretation of the expression ' time imme- morial,' which was introduced either by Lord Coke or some later lawyers. The interpretation which we find accepted in the middle of the last century, and probably introduced earlier, was that nothing was beyond the memory of man which had hap- pened since the time of Richard the First ^- Only a right which had existed as long as this, was safe against the assumption that it had not a legal origin ; and to prove that a right had existed so long as this was extremely difficult. The judges, therefore, assisted the person in possession by admitting a presumption that a right which had been enjoyed for a con- siderable period had been enjoyed from the i Ric. I, and they did all they could to enforce this presumption, but like all presumptions of the kind it was liable to be defeated, and in ' Viner's Abridgment, Prescription (M). Sec. 570-573.] ON PEESOEIPTIOK. 277 this case it was very often easily defeated. For example, if a man claimed a right of way to a house, and he rested his claim upon proof that it had been enjoyed for one hundred years, it would be defeated by showing that the house itself had not existed for more than two hundred years. 572. It is, I think, certain that at one time this defective Insufficient protection was the only protection afforded by English law to of EngS persons who had been in long enjoyment of rights, but could ^^^' not show how they came into existence. It was obviously not only a very slender protection, but it was dwindliag away, as the time which had elapsed since the reign of Richard the First became longer. The judges, therefore, began to east about for some better means of protection. 573. As far as I can ascertain, it seems to have been Modern thought that any alteration in the period of time immemorial must be made by the legislature. It was suggested by one writer that as the time for bringing a writ of right was limited to sixty years, time immemorial ought to be limited to sixty years also ^ The suggestion was a good one as far as it went, but the hint was not taken by the legislature. The judges accordingly hit upon a new plan. About the end of the last century they began to tell juries that when a right had been enjoyed for twenty years they ought to presume from that alone, without any enquiry as to whether the right had lasted from time immemorial, that there had been a ' modem lost grant.' Of course juries ought to presume this, if they reaUy believed that such a grant had been made : but this is not at all what the judges meant. They meant the jury to find that there was such a grant, whether they believed in its existence or no. The object was laudable, but it was a most unsatisfactory method of accomplishing it. It was asking the jury to find an obvious untruth. It was, however, more successful than one could expect, and juries generally did as they were told. If they did not, the judges had the courage ' See Viner's Abridgment, ubi supra. 278 ON PRESCEIPTION. [Chap. Xni. Prescrip- tion Act. To what cases the Act ap- plies. Quasi pos- session of jura in re. — I ought perhaps to say the efifrontery — to set aside the verdict as against the evidence ■"■- 574. On the top of this clumsy, though not altogether ineffectual contrivance, came the Prescription Act, the 2 and 3 William IV. c. 71. The object of that act is declared to be t© shorten the period of prescription. Strictly speaking ^?hat it does is this : — it makes the presumption of a legal origin conclusive after an enjoyment of twenty years. It does not make the prescription of the EngHsh law any- thing different from what it was before. It does not do away with the presumption of a legal origin. Nor does it even apply to all kinds of jura in re aliena, but only to those mentioned in the act. The protection of other rights remains as before, and juries are still often gravely asked to presume that grants have been lost which no one believes ever to have existed. 575. The language of the act has been severely criticised, and it is certainly somewhat obscure and ill-worded, but if it can be got to operate its operation is effectual, for the presumption of a legal origin would cure defects of every description. It is, therefore, of the first importance to con- sider exactly when the presumption is to be made. The effect of the act combined with the previous law is, that the presumption is to be made, whenever the right claimed has been actually enjoyed without interruption for a period of twenty years, by a person 'claiming right thereto,' and who alleges and can prove that the enjoyment has been ' as of right.' 576. In order to understand what is meant by the ex- pressions ' claiming right thereto ' and ' as of right,' which are the expressions used by the act to qualify the enjoyment, we must first consider a question which I deferred in a former chapter, namely, what is the general conception of the enjoyment or quasi-possession of a jus in re which we ' See the observations on this practice in the First Keport of the Eeal Pro- perty Commissi oners, p. 51. Sec. 574-577.] ON PRESCEIPTIOK. 279 have in view, when we are contemplating the legal results of that condition, ^ ? 577. This is a matter which has been very fally discussed by Savigny in his Treatise on Possession, to which I have already so frequently referred^. Savigny considers that the conception of the quasi-possession or enjoyment of an incorporeal thing is analogous in all respects to the con- Analogy to ,- f-.i • n iji- pi-i possession ception or the possession 01 a corporeal thing ; 01 which ^f corpo- conception it is an extension ^. Thus, in order that there ^^^^ ttmgs. may be quasi-possession of an easement, it is not necessary that the right should be actually exercised *, any more than it is necessary that there should be corporal contact, in order to constitute possession of a thing corporeally existent. The physical possibility of exercising or enjoying the ease- ment, coupled with the determination to exercise and enjoy it on one's own behalf, constitutes quasi-possession, just as a similar combination of physical and mental elements con- stitutes possession of land or goods. Neither the physical possibility of enjoyment, nor the actual enjoyment, will alone constitute quasi-possession. I may walk across your land whenever I like to pay you a visit, or to transact business with you at your house, but I am still not in quasi-pos- session of any easement in the nature of a way across your land. In walking across your land I am only using the means, which all owners of houses provide for their friends and neighbours, of obtaining ready access to them as occa- sion may require : should you lock the gate, I should not feel that I had anything to complain of, and should not attempt to force my way in. To use the exact expression ' Supra, sect. 396. ' What follows is chiefly a paraphrase of parts of sect. 46 of the Treatise on PosBCSsion. But, in order to make it more easy of comprehension, I have occasionally amplified Savigny's very condensed expressions, and inserted two or three illustrations. ' Supra, sect. 391 sqq. * The phrase 'actually enjoyed' occurs in the 2 & 3 William IV, c. 71, but it is obvious that an easement may be enjoyed even when it is not being exercised. 280 ON PEESCEIPTION. [Chap. XIIT. of Savigny, to constitute quasi-possession of an easement, it is not sufficient that there should be an exercise or enjoyment of it which is merely de facto, or accidental, it must be as of right {tanquam suo jure) ; and there must be not only the permission, but the submission (^patientid) of the person upon whose land the easement is exercised or enjoyed. So, on the other hand, if my neighbour grants me a way across his field, and consequently removes from his gate a lock which has hitherto prevented my using it, and informs me that the road is at my service, I am just as completely in possession of the way by such a ceremony, as if, in assertion of my right, I actually walked along the road in question. 578. In the case of positive easements, that is to say. Positive easements which consist in doing something upon your tive"^^^ neighbour's land, there is not much difficulty in deter- easements. mining whether or no the circumstances constitute quasi- possession of them ; and the distinction above pointed out between the mere de facto exercise or enjoyment, and exercise or enjoyment as of right, has always been recog- nised with tolerable clearness. But the quasi-possession of negative easements, that is, of easements which consist in your neighbour abstaining from doing something on his land — of which the easement not to build so as to obstruct the passage of light is the most frequent ex- ample — -is far raore difficult to comprehend, and has not been so well understood. Savigny has discussed the quasi-possession of negative easements very fully, and he points out, first, that we must carefully distinguish between acquiring the right itself, and acquiring the quasi-pos- session of the easement, which may be with or without the right; just as we may acquire possession of land with or without acquiring the right to possession, or ownership. For acquiring the right a simple grant is sufficient : but suppose two strangers to be adjoining owners, how does one of them get into quasi-possession of negative easements Sec. 578, 579.] ON PRESCEIPTION. 281 over the land of the other? That is the question to be solved. 579. One case of acquisition (he says) of the possession Enjoymeiit of this kind of easement is undisputed ; namely, when the right.' act, which is opposed to the servitude, is actually attempted by the owner of the servient land, but prevented ; whether by the simple protest of the owner of the dominant land, by force, or by the decree of a court of justice. As, for instance, if I claim as an easement the uninterrupted flow of a stream issuing from a spring in your land, I should clearly be in possession of it, if, upon your damming up the stream before it left your land, I complained to you, and you thereupon re-opened it; or if I myself cut the dam, which act you did not resent ; or if I obtained an order of court, that it should be re-opened. Where no such actual attempt to do the act, which is opposed to the easement, is made and prevented, some persons have main- tained that, in order to put the owner of the dominant land in possession of the easement, a pretence must be made by the owner of the servient land of doing the act opposed to the easement — as, for instance, a pretence of damming up the stream by throwing in a few shovelfuls of earth — to be followed by formal opposition on the part of the dominant owner, and that again by a pretended submission on the part of the servient owner. Savigny protests strongly, as he always does, against this sort of symbolical action, which he considers as unsuitable to the idea of possession, as it is undoubtedly unknown in practice. Others hold an exactly opposite opinion, which Savigny himself at one time shared ; maintaining, that the simple omission by the servient owner to do any act opposed to the enjoyment of the easement, puts the dominant owner in possession of it^- But this leads ' I have not been able to refer to the earlier editions of Savigny's Treatise on Possession, but he states in a note to the subsequent editions, that he was at first one of those who thought that the mere inaction of the ser-vient owner put the dominant owner in possession, in a legal sense, of any negative servitude which the dominant owner de facto enjoyed. See p. 493. 282 ON PEESCEIPTION. [Chap. XIII. at once to the conclusion, which Savig-ny, with good reason, declares to be nothing less than monstrous, that every land- owner is in legal possession, and entitled to all the advantages which result from that possession, of numberless easements, as against all his neighbours ; so that, for instance, the moment a man builds a house, he is, not of course entitled to, but in possession of, and (as it were) on the road to ac- quire by enjoyment, an easement which prevents all his neighbours from building within a certain distance of him. The error of the latter opinion consists in this : that it loses sight of that which is so important, when we are considering what constitutes quasi-possession in a legal sense; namely, that it is founded, not upon every enjoyment or exercise of the easement, but only upon an enjoyment or exercise of it as of right ; not upon the mere inaction of the other party, but on his submission (^patientia) to necessity. Anjiihing which establishes that the exercise or enjoyment is of this character, and not merely de facto or accidental, is sufficient to establish quasi-possession in a legal sense. This is clear enough in the undisputed case mentioned above, where there has been an actual attempt to do the act opposed to the easement, followed by a protest submitted to or enforced. So, where the right itself has been granted, no formal or symbolical induction into the exercise or enjoyment of ease- ment is necessary. The exercise or enjoyment of the ease- ment and the passiveness of the other party are now, not merely de facto or accidental, but directly referable to the right, which has been acquired by grant. Coinoi- 580. It is Certainly not a little remarkable that Lord expressions Tenterden, who has generally been supposed to have drawn ^^ T\T the Prescription Act, and who does not generally evince any sonption '■ o J ./ Act. very strong desire to adopt the strict and accurate technical language of the Roman law, should have chosen almost exactly the expression which Savigny, against much opposition and after a considerable change in his own opinions, has fixed upon, in order to characterise that kind of enjoyment of a Sec. 580, 581.] ON PRESCEIPTION. 283 right which leads to its acquisition. I do not think there can be any doubt that the Prescription Act is here identical with the Roman law, from which the expression was borrowed either hj Lord Tenterden, or some one of his predecessors ; for, I think, the expression had been used on the English Bench before^. 581. There is one easement which the Prescription Act Easement allows to be acquired in a different way from all other ease- ments^. This is the easement of light. As to this easement the act says that it may be acquired by actual enjoyment simply, the qualifying words 'by a person claiming right thereto' not being added. There is no doubt that the in- tention was to give to the mere de facto and accidental enjoy- ment of light for twenty years the same benefit, which in other cases is only conferred upon enjoyment as of right. We have seen how nearly the desire to render the enjoyment of light under similar circumstances continuous and secure, had perverted the interpretation of the Roman law on the general question of acquisition of negative servitudes * The obvious cause of the proneness to error on this point is, that the ordinary law of prescription is not suited to the circum- stances of that particular easement ; questions as to which generally arise where habitations are closely packed, and where the respective parties stand to each other in special and exceptional relations. Most European countries have dealt with the subject in a similarly exceptional manner, only this has been done avowedly ; whilst we have caused ' Lord Wensleydale treats the words of section 5, ' as of right ', as conveying the true meaning of the legislature. See the ca^e of Bright against "Walker, Crompton Meeson and Eoecoe, Reports, vol. i, p. a 1 9 ; Gale on Easements, p. 128. But the two phrases together show clearly that what is meant is tan- quam mi juris. '^ It might have been possible to argue that, as section 5 of the Act is general in its terms, the words ' as of right ' in this section apply to the ease- ment of light as well as other easements. But, I think, it is agreed that these words in sect. 5 must be read as explanatory of the words ' claiming right thereto' in sect. 3, and that they have no application to the easement of light. ^ Supra, sections 379 and 400. 284 ON PRESCEIPTIOK. [Chap. XIIT. a good deal of confusion by so long a struggle to meet the difficulty by the application of general principles '^- But all necessity for straining the law for this purpose in England is avoided by the framers of the Prescription Act having made a special provision to meet this ease. The provision was at first rather misunderstood, but all difficulty has disappeared since it has been recognised that it is one of this exceptional kind. Enjoyment 582. EngKsh judges, besides requiring that enioyment of mnst be . . . . -, peaceable an easement in order to, give rise to the presumption of a °^™' legal origin must be as of right, have also held that it must be peaceable and open. In requiring these conditions they are probably wise. The words ' peaceable ' and ' open ' cor- respond to two expressions of the Roman law, which required that possession should be nee \i nee clam. I do not think it worth while for an English lawyer to examine very accu- rately the meaning of these expressions in the Roman law, for this part of the Roman law, though it may have given a hint to our judges, has not served them as a model, nor do I think it could be made to do so without a radical change in our views as to prescription. Expressions to the effect that the enjoyment is to be open and peaceable have long been used by English lawyers, but they do not occur in the Pre- scription Act. And the judges, I venture to think, have gone entirely wrong, in endeavouring to discover the con- ditions which these expressions embody, in the words ' as of right ' or the analogous words ' claiming right thereto.' This construction of the Act would lead to great confusion. We must never forget Savigny's caution, not to confound the acquirement of the title to the right with the acquirement of * The distinctly exceptional character of this provision was, I believe, first pointed out by Mr. Justice Willes, in the case of Webb against Bird, where the owner of a windmill claimed, as an easement appurtenant to his mill, the free and uninterrupted passage of air. It is reported in the tenth volume of the Common Bench reports, new series ; see pp. 284, 2S5, and exactly accords with the conclusions of Savigny as to the acquisition of the possession of negative easements. Sec. 582, 583.] ON PRESCRIPTION, 285 the possession of it ^ ; and I think this caution is forgotten when we find these words ' as of right ' interpreted, as Lord Wensleydale seems desirous to interpret them, as if they meant ' rightfully ^ .' I do not think it has ever been doubted that the acquisition of rights may commence in the English law by an act which is a pure trespass ; and that the enjoy- ment may continue to be a trespass until by prescription it has grown into a right. It would have been impossible to apply the statute to half the cases to which it has been applied, if such a trespasser could not in the view of the English law enjoy as of right. To exchange the necessary and (if I may use the expression) scientific interpretation of the phrase 'as of right' for that which Lord Wensleydale suggests, would throw the law into the greatest possible confusion ; and it is a sufficient answer to the attempt to use language for one purpose, that it has already been ap- propriated to another, and an inconsistent one. We must, therefore, treat the conditions which require the enjoyment to be peaceable and open as introduced upon the authority of judicial decision ; a stretch of power at which, after what has happened on other occasions, we need not be very much alarmed. It is desirable to observe that, if the view which I take Conditions of the general conception of the quasi-possession of a right toTcqui-^ in the nature of an easement, and of the conditions which are ^J^'^°^ «f jura m re necessary to the acquisition of the right, be correct, these con- other tlian ditions will apply not only to the easements specified in the act but to all easements, and also to all jura in re which can be acquired by prescription. 583. I have explained above what is meant by derivative Derivative possession. There may be derivative possession of a thing ^^^^ ^ot" which belongs to another, or there may be derivative quasi- "^"y^^"'^' possession or enjoyment of a right over a thing which belongs ' Sav. P08S., sect. 46, p. 492. ' See the case in Crompton, Meeson and Eoscoe's Keports, vol. i. p. 219 Gale on Basements, p. 128. 286 ON PEESCRIPTION". [Chap. XIII. to another. Thus, if the owner of Whiteaere grants to the owner of Blackacre a right of way over Whiteaere for a fixed period of twenty years, the grantee by using the way takes full quasi-possession, of the right, and enjoys it as of right. He can also during the twenty years assert his right against the grantor, and under most systems of jurisprudence (perhaps also under our own) against all the world besides. But he cannot use this possession for the purpose of gaining the benefit of the Prescription Act, or for any other like purpose. The true and only reason of this is that his possession, like that of the pledgee or the lessee, is derivative. Benefits of the kind we are now considering are never conferred by derivative possession, either in the way of true prescription or time immemorial, or on any similar principle. It is also desirable to observe that this is a wholly different case from that of a person who enjoys something merely under a permission which may be at any moment withdrawn. Such an enjoyment likewise fails to produce the benefits we are considering, but for a diflferent reason. A person who enjoys a thing by permission is not in possession of the thing in a legal sense at all. The de facto enjoyment produces no legal results. The tradesman who for twenty years opens my gate and walks up to my door is never in possession of an easement in the nature of a right of way. The grantee of the way in the case above put is, as I have said, in pos- session of it, and as of right, but only derivatively so. Both, therefore, are excluded from prescription, but for entirely difierent reasons. Though, therefore. Lord Wensleydale was undoubtedly right when, in a well-known case, he treated both these persons as excluded from the benefit of the Prescription Act, he was, I think, wrong if he meant to assert that they were both excluded upon the same principle. Exceptions. 584. I may further illustrate the general truth of the principles above stated by referring to the cases in which they have been really or apparently departed from. Thus where land is given in pledge, and the pledgee takes See. 584, 585.] ON PEESCRIPTION. 287 possession, by the English statute the ownershij^ of the Pledgee of pledgor is in some cases ^ extinguished, and he can take no proceedings to recover the land of which he has given up possession. Practically also the land is transferred to the pledgee. Now the pledgee's possession being derivative, it ought never, according to the principles above stated, to operate in his favour. But possession which was once derivative may have ceased to be so. If the pledgor has not manifested for a very long period any intention to redeem the land, it is not unreasonable to presume that the pledgee has taken to the land in lieu of the debt ; that he has ceased to hold derivatively, and has determined to hold on his own behalf. We know that a derivative possessor can- not always do this ; he cannot change at will the character of his possession from derivative possession to possession on his own behalf as owner. But this is a protection given to persons who part with the possession of their property to others, retaining the ownership: and there is ample reason for not extending this protection to cases where persons are so inactive in regard to their own interests as in the case imder consideration. 585. So in the provisions^ as to what are called tenancies Tenancies at will and tenancies from year to year, where there has been where pay- no payment of rent, or it has ceased. The result of these pro- ™^t*j, visions is, that a period of dispossession which bars the remedy ceased. and extinguishes the title, commences at the end of the first year of the tenancy, or if rent be paid, at the last time when the rent was received. Now the possession of a tenant in such a case would be at least derivative, and probably re- presentative ; and, therefore, it is contrary to the rules we have laid down, that the statute should, in any case, operate for his benefit. And we know how jealously the English law ' See 3 and 4 William IV. chap, xxvii. section 28. This section describee the position of the pledgee as it really is, and not as it is called in our clumsy law language. ' See 3 and 4 William IV. chap, xxvii. sections 7 and 8. 288 ON PRESCRIPTION. [Chap. XIIT. in most cases applies to tenants the rule, that neither a re- presentative nor derivative possessor can change possession on behalf of his principal, into j}ossession on his own behalf. But again, this rule is itself only a qualification of a more general principle : and vrhat the provision under consideration really does, is to refuse the benefit of this qualifying rule to the landlord, who has allowed a tenant to hold for twenty years, without any agreement fixing the termination of his tenancy, without collecting any rent, and without taking any sort of acknowledgment of his title. In such cases a tenant is allowed to assert that his possession during this period has been not derivative, but adverse ^. Indian law 586. Substantially the same principles as those which scription. have been adopted in the English law of prescription are recognised in the Indian statutes. The period which brings the statute into operation is in India generally measured from a date which is described as that 'when the dispos- session occurs^.' No suit can generally be brought to recover any property but within so many years after that date. No further technical definition of this date is given, as in the English statute, but it is obvious that the cases in which the statute afiects ownersliip are those in which there has been, or might be a dispute as to possession ; and the position of hostility thus implied requires that the party in possession should hold, not for, but against the other ; should hold also as owner, and not derivatively ; not consistently with the ownership of the other, but adversely. And, if a person has been in possession, thus adversely, of land or moveables for the ' It is convenient to continue the use of the word ' adverse ' to describe the position of a person vehose possession is not derivative, notwithstanding the somewhat unfortunate history of that word in English law. Prior to the passing of the statutes of William the Fourth, a doctrine of adverse possession had been set up which the ablest lawyers declared to be unintelligible, and one of the main objects of these statutes was to sweep away this unintelligible doctrine. But there is no impropriety in now using the word 'adverse' in what appears to be its natural meaning. ^ Act ix. of 1871, Sched. See. 586-589.] ON PRESCEIl'TIOU". 289 necessary period, and the means of recovering them by any other person are taken away, it is considered in India, though not so expressed in the law, that the ownership follows the possession^. 587. Certain rules relating to the acquisition by prescrip- tion of rights over land other than ownership have been introduced into an act recently passed by the Indian Legis- lature. These rules expressly provide that easements both positive and negative may be gained by enjoyment which is peaceable, and open, and as of right, but they make the dis- tinction that the enjoyment of the easements of light and air is not required to be open ^. 588. I do not think that the English law of prescription Suggested will ever be put upon a satisfactory footing ■ until the notion men t°In is got rid of that all prescription presumes a grant, and until E'^glisl' prescription is recognised here, as on the continent of Europe, as a means of acquiriag ownership. The grant is only a fiction, and the fiction here is not a useful one. It does not indicate the principles to be applied. The relation of the owner of the servient tenement to the person who has the right over it is not really that of grantor and grantee, nor is it analogous to that of grantor and grantee. And though I think that fictions are useful and may be defended in the hands of lawyers, I consider it indefensible to place them before a jury. 589. Probably the best thing that could now happen to the English law of prescription would be that it should be wholly recast by the legislature, acknowledging in the first place, in the case of both ownership and jura in re aliena, that they could be acquired by possession for a certain time : and that the title so acquired was just as good in all respects as a title by conveyance from the owner. This possession must, of course, > See Moore's Indian Appeals, vol. xi, p. 361. ^ The easement of access of air is not mentioned in the Prescription Act, btit it is so in the Indian Act, (Act xv. of 1877.) U 290 ON PRESCRIPTION'. [Chap. XIII. be as of right, and it would also be necessary to consider what defects in the possession besides actual fraud should stand in the way of acquisition. And, at this point, it is probable that our law, especially as regards the acquisition of land, would require some substantial modification. It is hardly likely that on such a point we should be right and all the rest of the world wrong. And if it were decided that some defects in possession should be a bar to the ordinary pre- scription, a longer period might be named after which even this defective possession might be considered sufficient for a title ^ Time immemorial might, I think, pass unnoticed. Not that it would be thereby abolished ; for it still might and would give rise to a presumption of a legal origin, but only a presumption of which the judge or jury (whichever had to decide the question of fact) would form an opinion ^. 590. There are other rights besides ownership and jura in re aliena to which prescription can be applied. The Roman law applied it to marriage : and it is applied to such rights as to take toll, or hold a market. I have selected ownership and jura in re aliena for discussion because of their impor- tance, and because they best illustrate the principles of prescription as understood by English lawyers. 591. I foUow the ordinary use of language, when I say that rights may be gained or lost by lapse of time, but it must be borne in mind how far that expression is correct. Of course what creates or destroys the right is the sovereign ^ Even in a system so little advanced as the ancient Hindoo law tlie advan- tages of a ' just title ' are recognised. The Mitacshara lawyers would allow a right to be gained in twenty years, but only if the party already held under a title which though defective was just. See Mitacshara, chap. 3, § 3, Of the Effect of Possession. Jaganatha, a more recent author, says nothing about a just title, but then he leaves undetermined the period of possession which would transfer the right, which would probably, therefore, be short- ened in favour of an honest purchaser. " Bentham (vol. i. of Collected "Works, p. 327) has committed himself to the opinion that no time however long ought to give a title where the possession is dishonestly obtained. His observations are rather rhetorical, and I am not sure he has not lost sight of his own principle of utility, in laying down so sweeping a proposition. Sec. 590, 591.] OlS" PRESCEIPTION. 291 authority alone, which is the source of all rights as well as of all obligations : and lapse of time, combined with other circumstanceB, is only a frequent occasion for the exercise of this authority. For instance, when a man gains by prescrip- tion the right to take toll from all persons passing over a certain bridge, what really happens is that, after he has collected toll for a certain number of years, the courts of law, exercising delegated sovereign authority, will recognise his right to do so. But generally, other circumstances must combine. He must have collected the toll as of right. It must not be on a bridge which forms part of the street of a town. If it is in a public thoroughfare the claimant must show that he has always kept the bridge in repair ; or what- ever else may be the restrictions which the sovereign authority thinks fit to impose on the acquisition of the right. When, therefore, we say rights are gained or lost by lapse of time, we only use a convenient and compendious expression which fixes our attention on that part of the matter which we wish to bring into prominence. u a CHAPTER XIV. LIABILITY 1. Meaning of 592. LIABILITY is the term used in the English law to liability. . ... . express three things. First, it is used to express the position of a person who has undertaken to do or to abstain from doing something by contract with another person. Such a person is said to be liable to fulfil his contract. 593. Secondly, liability is used to express the condition of a person who has failed in the performance of some duty, and who is consequently called upon to make compensation to some person who has suffered damage thereby. Such a person is said to be liable to make compensation. 594. Thirdly, liability is used to express the condition of a person who has not failed in the performance of any duty, but who has done an act which has caused damage to another for which he is required to make compensation. Such a person is said to be liable to make compensation^. ^ An Analysis of Criminal Liability has been recently published by Professor Clark (Cambridge, 1 880), to wMch I refer the reader for a full and able discus- sion of the principles here stated. ^ Strange as this may sound, it seems impossible to escape the conclusion that there are cases where a man is liable to make compensation for damage Sec. 592-598.] LIABILITY. 293 595. The duty to fulfil a contract is a primary duty. The Includes duty to make compensation for damage caused by a breach of andsecon- duty is a secondary duty. The duty to make compensation ^^^7 for damage caused by an act which is not a breach of duty is a primary one. 596. To discuss liability, therefore, is to discuss both primary duties and secondary duties, and this seems clumsy. As every secondary duty assumes a primary duty, it would seem simpler to discuss primary duties first and together. But in the present state of English law this is impossible. Even the legislature generally discusses breaches of duty and the results arising from them, and not duties themselves, and judges naturally only interfere where there is a breach of duty committed or at least apprehended. Hence that very im- portant class of primary duties, the breach of which gives rise to liability, have not been discussed. Moreover, liability ex contractu, which is liability to a primary duty, and liability ex delicto, which is liability to a secondary duty, have always been treated as two subdivisions of the same class in all modem European systems of law, as also in the Roman law. I should, therefore, depart too far from established notions if I were to attempt to deal with primary duties separately. 597. I am compelled, therefore, to discuss liability, but I propose to do no more than to examine some of the terms and phrases current upon the subject. This in the present state of the law is all that is possible. 598. It is sometimes said that all liability arises out of Contract contract or out of delict. The Roman lawyers seem to have had some similar notion, and they tried to squeeze all liability under these two expressions by adding to each class a number of things which did not properly belong to it, which they called ' quasi-contract ' and ' quasi-delict.' Very likely they done, tut under no duty to abstain from the act : this, for example, is generally so where a man does a thing ' at his peril.' In some cases it is extremely difficult to say whether there is a duty to abstain from an act, or whether there is only a duty to compensate if the act be done and damage caused. 294 LIABILITY. [Chap. XIV. Lad some good practical reason for so doing. BngKsh lawyers seem to have kept up the distinction between contract and delict mainly because of the rule which once existed as to joinder of actions ; a prominent branch of that rule being that causes of action arising on a breach of contract could not be joined with causes of action arising on a delict^. But there is a good deal of liability which is never considered as arising out of either the one or the other : the liability of trustees for example, or the liability of a person who has used a ferry to pay the toll. Of course it would be possible to extend the word ' delict ' so as to cover any breaches of duty, but this extension has never been made. By delicts only certain classes of breaches of duty are intended. EngUsh lawyers generally call them ' torts.' Civil in- 599. Liability is not unfrequently divided into civil and crimes^'^ crimiaal liability. This classification of UabiLity is not based upon any distinction in the nature of the two kinds of liability, but upon a difference in the tribunal in which the party liable is proceeded against. If the court where the party is proceeded against be what is called a criminal court, or court of criminal jurisdiction, the Kability is considered to be criminal, and the breach of duty is called a crime or an offence ^. If the court in which the proceedings are taken be a civil court, or court of civil jurisdiction, the liability is considered to be civil, and the breach of duty is called a civil injury. But there are some courts which exercise both jurisdictions, and there is then some difficulty in distiaguishing criminal and civil liability. By long habit we have come to consider certain kinds of personal violence, ' Some peculiar expressions in English law, such as a tort founded on a. contract, or a tort flowing from a contract, were perhaps invented to get rid of the objection of misjoinder. The only questions now affected by the consideration of whether a claim is founded on a contract or on a tort seem to be the amount of costs to be allowed in an action, and the jurisdiction of county courts. See Campbell on Negligence, 2nd ed., p. 19. " Curiously enough even in a Penal Code the duty is never defined : only the breach. Sec. 599, 600.] LIABILITY. 295 certain breaches of the laws which protect property, and certain kinds of fraud to be crimes. But where there is no such tradition as, for example, in the case of the refusal of a father to support his bastard child, it has been found very difficult to determine whether or no the breach of duty is a crime. The French law draws the line between civil and criminal liability by means of the Code. Civil in- juries are those breaches of duty which are dealt with by the Code Civil. Offences are those breaches of duty which are dealt with by the Code Penal. Offences are divided into 'crimes' (specially so-called), 'delits' (using in a narrower sense the same word as is used to describe a certain class of civil injuries), and ' contraventions de police ' ; the latter class containing a good many matters which we should bring under civil liability. 600. Whilst too we find that in modern times the Origin of division between civil injuries and crimes is fluctuating and between"" uncertain, we observe that in the earlier stages of society, ?'^l ™" , _ _ •' Junes and if it existed at all, it was based on entirely different notions 1. orimes. To exact for all injuries both to person and property a pay- ment in money to the person injured appears to have been the first form of legal liability for injuries to private persons alike in Greece, in Rome, and among the Teutonic tribes. The first idea of criminal law, as distinguished from this, seems to have grown out of the punishment by the sovereign authority of ofiences directly against itself And the impulse to the more general development of criminal Kability in later times seems to have been due, in this country, to an exten- sion of this last notion. It is supposed, by rather an odd fiction, that by every offence the ' King's peace ' is disturbed^ and his 'dignity' offended. And it was formerly necessary in all cases that it should be so stated in the indictment; not only where acts of violence had been committed, but even where the offence charged was such as obtaining goods by Mse pretences, or selling ale on a Sunday. Modern ' Maine's Ancient Law, ch. x. ; Kemble's Saxons in England, Bk, i, oh. x. 296 LIABILITY. [Chap. XIV. writers still attempt to preserve a somewhat similar notion, when they tell ns that civil injuries are an infringement of rights belonging to individuals considered as individuals ; whereas crimes are breaches of public rights and duties belonging to the whole community ^. However, the examples given above sufficiently show that this distinction is not adhered to. 601. Sometimes the mental consciousness of wrong on the part of the person who does the act appears to be made the test of criminality. We are often told that in order to commit a crime a person must have a g'uilty mind. No doubt too there has been a readiness to bring all acts, which are in the general estimation of mankind wicked, within the criminal law. But a very slight experiment will show that neither is this a test which has been con- sistently applied to distinguish civil injuries from crimes ^. Nature of 602. It must always be remembered that whatever names obrgations "^^ S^^^ *o duties, or to breaches of duties, or to the eonse- not depend- q^gnces arising therefrom, these names only refer to the occasion of occasion on which the duties come into existence, and to t on. the mode in which they are enforced, and have nothing whatever to do with the nature of the duty itself, which is the creature of the sovereign power. For instance, the duty I am under to abstain from acts, which would interfere with the enjoyment of your property, may arise upon an express contract between you and me, or may depend, with- out any contract, solely on yom- right of ownership. Certain rights with their corresponding duties do, indeed, for the most part arise upon contract ; certain other rights with their corresponding duties do, as it so happens, for the most part arise independently of contract. Breaches also of duties which are the subject of civil procedure are, as a fact, ^ Blackstone's Commentaries, vol. iv. p. 5 ; quoted in Broom's Commenta- ries, p. 869 (fii'st ed.). '' See Eussell on Crimes, vol. i., whence it appears that an indictment will lie for neglecting to forward an election writ (ch. xvii.), and for removing a dead body, however iimocently (ch. xxxvii.). Sec. 6oi, 602. J LIABILITY. 297 generally followed immediately by consequences of one kind ; whilst breaches of duties which are the subject of criminal procedure are, as a fact, generally followed immediately by consequences of another kind. But there is nothing in this which is either necessary, or even constant. There is hardly any duty usually arising upon contract which might not arise independently of it; and a very large number of rights, with their corresponding duties, arise partly upon contract, and partly not ; indeed, we have seen how the attempt to dis- criminate between duties by the occasion which creates them has completely failed. So we shall see hereafter that the consequences of all breaches of duty are in a great measure ultimately the same, whether their consequences be civilly or criminally pursued. CHAPTEE XV. LIABILITY FOR BREACH OP CONTRACT. Conception 603. In Order to understand liability for breach of contract of contract. we must try and understand what is meant by a contract. Contracts clearly belong to that class of acts which give rise to legal rights and duties upon occasions when the parties themselves have so declared their intention. The declaration of intention does not create the rights or duties ; that can only be done by the sovereign authority, but it is the occasion of their being created : and it is the very object of the de- claration that these rights and duties should arise. I have already made some general observations upon declarations of intention which are, of course, applicable to contracts. 604. In endeavouring to discover what is meant by * con- tract,' I shall make use of the inquiry into the meaning of the term contained in Savigny's System of Modern Roman Law\ of which the following is a paraphrase. Savigny'a qq^ < rjij^g j^gg^ ^f contract (says Savigny) is familiar to of contract, all, even to those who are strangers to the science of law. But with lawyers it is so frequently brought into play, and ^ Sect. 140. Sec. 603-607.J LIABILITY FOE BREACH OF CONTEACT. 299 is so indispensable by reason of the frequency with which they have to apply it, that one might expect from them an unusually clear and precise conception of it. But in this we are not a little disappointed. 606. 'I will try (he says) to show what a contract is, by the analysis of a case which no one can doubt is one of true contract. If then with this view we consider the contract of sale, the first thing that strikes us is several persons in presence of each other. In this particular case, as in most, there are precisely two persons ; but, frequently, as in a contract of partnership, the number is quite uncer- tain ; so that we must adhere to plurality in this general and indeterminate form, as a characteristic of contract. These several persons must aU have come to some determination, and to the same determination ; for, so long as there is any indetermination, or want of agreement, there can be no contract. This agreement must also be disclosed ; that is, the wishes of each must be stated by, and to each, until all are known ; for a resolution which has been simply taken and not disclosed will not serve as the basis of contract. 607. 'Moreover, we must not neglect to observe the object which is aimed at. If two men were to agree to assist each other reciprocally, by example or advice, in the pursuit of virtue, science, or art, it would be a very odd use of the term to call this a contract. The difference between such cases and the contract of sale, which we have selected as the type, is this: In the latter, the object which the parties have in view is a legal relation ; whereas in the former, the objects are of quite another kind. But simply to say, that the object which the parties to a contract have in view is a legal relation, does not go to the root of the distinction. When the judges of a court of law after a long discussion agree upon a decree, we have every one of the characteristics hitherto noted, and it is a legal relation that the decision has in view; but yet there is no contract. The bottom of the distinction is, that the judges have before them a legal 300 LIABILITY FOR BEEACH OF CONTRACT. [Chap. XV. relation to which they are no parties. In the case of a contract of sale the legal relation which the parties contem- plate is their own. 608. ' These characteristics may be summed up in the followinff definition : — A contract is the concurrence of several persons in. a declaration of intention whereby their legal relations are determined.' Engiisli 609. It will be observed that this definition of contract of contract, includes not only those agreements which are a promise to do, or to forbear from some future act, but those also which are carried out simultaneously with the intention of the parties beiag declared. English writers are not very clear upon this point. While on the one hand they would seem in practice to treat as contracts only those agreements which biud us to do, or to forbear at some future time ; yet we find, on the other hand, that in their definitions of contract they generally take the widest possible ground, rejecting all the limitations suggested by Savigny, and making, in fact, the two words 'contract' and 'agreement' synonymous. Distinction QiQ. From some expressions in passages subsequent to between contract that which I have quoted, I gather that Savigny intended to formanee treat the performance of a contract as itself a contract. Thus, of a con- jf J rightly understand him, he says that the agreement for tract. the sale and purchase of a house is one contract, and the consequent delivery of possession by the vendor to the pur- chaser is another. This, with deference to so great an authority, I venture to doubt. I think there is here a confusion which is exceedingly common between contract and transfer or conveyance, such as Austin has several times pointed out in the course of his Lectures ^. 611. Subject to this modification (and for om- present purpose it is not an important one) I think Savigny's analysis of contract may safely be adopted. The essential distinction between it, and the definition current in those ' See Lecture xiv, and the notes to Table II, pp. 387, 1005 (third ed.). Sec. 608-613.] LIABILITY FOB BREACH OF CONTKACT. 301 countries which have adopted the Code Napoleon, is this : Savigny defines contract solely with reference to the con- templation of the parties: if the parties intend to declare their legal rights inter se, he calls it a contract; whether or no it has the e£Pect intended is not considered^. The Code Napoleon, on the other hand, makes it of the essence of the definition of contract that an obligation is thereby created. For instance, if I were to promise a voter ten pounds for his vote, that would be a contract according to Savigny ; but, as no legal obligation would result from it, it would not be a contract according to the definition of the French Code. The Italian Code nearly accords with Savigny's definition. 612. No doubt, if we adopt Savigny's conception of con- Savigny's tract, we shall find cases where all the conditions named by ^oea^not" him are present, and where, nevertheless, contractual liability exactly fit r ' ' 1 contractual is denied. And we shall also find cases where some of these liability. conditions are not present, where contractual liability is afiirmed. It is a practical question whether we shall on this account endeavour to reform our conception of contract so as to meet these cases, or treat them as exceptional cases in which a contractual liability is created though in reality no contract exists ^- 613. To show what I mean when I say that, though the conditions of contract are satisfied, there is no contractual liability, I may suppose A to ask B to take charge of his property and to distribute it amongst his creditors, and that B assents, and takes charge of the property accordingly, but afterwards applies it to another purpose. The conditions laid down by Savigny for the presence of a contract between 1 I gather this from the general tenor of Savigny's observations, and, I think, it is also implied in, though not expressly affirmed by, the definition. * If we could find a definition of contract which would save us from the necessity of calling things contracts which were not contracts, it would be oouvenient. But this has not been done. I have more hope of reforming legal language by finding some more appropriate name for the liability which is now called contractual, but which is really not so. 302 LIABILITY FOE BREACH OF CONTEACT. [Chap. XV. A and B are here satisfied ; and there is a breach of that contract by B : nevertheless B is not considered to be con- tractually liable. We put such eases into a separate group which we call breaches of trust. 614. On the other hand, if A were to ask B to take charge of all the goods which he might send to B, and sell them to the best advantage, remitting the proceeds to A, if B were not duly to account for the proceeds he would be liable to A contractually. This shows how closely the two groups approach each other : indeed it shows more ; it shows that they overlap. English g]^5_ English lawyers have not made any very distinct definitions ° ■' _ _ j j of contract, attempt to define authoritatively either contract or con- tractual liability. Several writers have recently given us a very careful analysis and explanation of agreement, and this is, no doubt^ a very useful step in understanding the nature of a contract : but we have still to inquire, what is a contract ? for it is clear that every agreement is not so. Other QiQ igome persons after having defined an agreement definitions go On to tell US that a contract is an agreement ' enforceable ' ' at law. This, however, really means no more than that there is a kind of agreement which it is the legal duty of a party to perform, and that if he does not perform it he may be sued in a court of law, for that is what I understand to be meant by ' enforceable.' Before we know what is and what is not a contract, and what is and what is not contractual liability, this explanation must be supplemented either by a complete enumeration of cases in which an agreement is so enforceable ; or by some general statement of such cases with an enumeration of exceptions. The latter is what is commonly attempted. It is said that all agreements will be ' enforced' (that is, all agreements are contracts) \m.less the contrary is stated. This accurately describes the general attitude of modern law in relation to agreements, which adopts the principle pacta sunt servanda. I have, however, ^ What is here stated is the scheme of the Indian Contract Act. Sec. 614-620.] LIABILITY FOR BEEACH OP COKTRACT. 303 never seen an enumeration of exceptions which was com- plete, and without this enumeration the difficulty of de- fining contract and of separating off the group of cases in which there is contractual liability is only avoided and not solved. 617. "Why the liability of a trustee should not be con- LiabilHy sidered a contractual liability is a question to which I do ^hv'not^ not find any very clear answer. The best answer I can contrac- give is, that though the duty comes into existence upon the consent of the parties, the nature of the duty is not under their control, and the remedy is not the same as on a breach of contract. 618. The conception of contract as set forth by Savigny Advan- does not solve all the difficulties about contract : but it ap- Savigny'a pears to me to have this advantage, that it calls attention to ™ '""■ a point which English lawyers have rather lost sight of. It reminds us that the agreement in order to become a contract must be one in which the parties contemplate the creation of a legal relation between themselves. 619. That there are agreements which will be considered Agree- 1 ■ 1 1 1 • ■ ments do not to be contracts because this legal relation is not contem- not always plated is, I think, abundantly clear. Suppose, for example, pi^teT that two friends A and B agree to walk together at a definite l®S*l ^_ . . relation. time and in a definite direction, no one would say that this is a contract, and yet it is clearly an agreement. The reason, and the only reason, why it is not a contract is, as far as I am aware, that the parties, presumably, do not contemplate a legal relation. But I doubt whether such a reason has ever been given by any English lawyer. 620. Another advantage of Savigny's definition of contract is that it clearly describes the true relation of the parties, and how it arises. It arises because there has been between the parties a transaction having reference to their legal rights, for which we have no special name, but which the Germans call ' Eechtsgeschaffc,' and the French call ' acte juridique.' And the relation which is created is, I think, better described 304 LIABILITY FOR BREACH OF CONTRACT. [Chap. XV. Difficulty of ascer- taining intention. generally as a legal relation than as that of an enforceahle agreement, which appears to mean an agreement upon which an action can be brought ^. But I should be disposed to say (which Savigny may very likely have meant) that the legal relation contemplated must be that of two persons having the one a definite claim against the other. 621. A contract is a manifestation of intention, and the same difficulty arises in contract as in all other manifestations of intention when we have in cases of dispute to ascertain what the intention really was. We can only infer intention from acts, and whether we make this inference by the aid of artificial rules or without them we shall inevitably in some cases attribute intention wrongly. This is a difficulty which is inherent in all inquiries into disputed facts. In acts of which the very object is manifestation of intention, if the parties are careful, the difficulty is not, under ordinary cireum- Intention stances, very great. But from the slovenly mode in which to contract Parties to a contract, in the hurry of business or from careless- ness, frequently express themselves, great difficulties often arise in ascertaining what legal relation the parties intended to create. It is with reference to this inquiry that it is said, ' the intention of the parties governs the contract.' But the difficulty of ascertaining the intention still remains. The person to whom the promise is made, or promisee, as he is called, may say that he expected one thing, and the promiser may say that he intended another. In which sense is the promise to be taken ? Paley discussing this question says ; ' It is not the sense in which the promiser actually intended it, that always governs the interpretation of an equivocal promise ; because, at that rate, you might excite expectations which you never meant, nor would be obliged to satisfy. Much less is it the sense in which the promisee actually received the promise ; for, according to that rule, you might ■ It does not seem that those who define contract as an enforceable agree- ment would have any name for an agreement which produced legal results but not the legal result of being enforceable by action. Sec. 621-622.] LIABILITY FOE BREACH OF CONTRACT. 305 be drawn into engagements you never designed to undertake. It must, therefore, be the sense (for there is no other remain- ing) in which the promiser believed that the promisee accepted his promise^.' Austin^, remarking on this passage of Paley, says that if this rule be adopted, should the promiser misap- prehend the sense in which the promisee accepted the promise, either the promisee will be disappointed, or he will get more than he expects : and he suggests that the true guide is the understanding of both parties. Paley's two first propositions are undoubtedly correct. Austin's criticism, however, on what Paley considers as the only other possible alternative is, as undoubtedly, sound. But with the greatest respect for so high an authority, it appears to me that Austin, in his own suggestion, merely falls back on the old difficulty ; for the difficulty only arises when the parties aver that they under- stood the promise in different ways, which in every equivocal promise is, of course, possible. 622. The practical solution of the difficulty is, I think. How ascer- simple enough. Austin rightly points out that there is a practice. distinction between the intention of the parties and the sense of the promise, and it is the sense of the promise rather than the intention of the parties which governs the contract. Of course the sense of the promise may be different to dif- ferent persons ; the promiser may consider that his words bear one sense, the promisee may consider that they bear another ; and a stranger may consider that they bear a third. But the judge, who has to decide what legal obligation has resulted from the transaction, determines what the sense is. And in doing this he may fairly use the assertions of the parties themselves as a guide to his own conclusion. Having first ascertained the terms in which the parties expressed themselves, he may hear what each party says as to their ^ Paley, Moral Philosophy, book iii. part i. chap. v. See Archbishop Whately'a note, in which I find he arrives at the same conclusion as I do, namely, that the result of a promise may be different from what either party ' Leet. xxi,, note, ad finem. 306 LIABILITY FOE BREACH OP CONTEACT. [Chap. XV. true interpretation, and what each respectively says he in- tended by them ; he may also consider what interpretation would be put upon them by an uniaterested man of ordinary understanding. He may even go further, and consider the surrounding circumstances, so far as they throw light upon either the sense of the promise, or the intention of the pro- miser, or the expectation of the promisee. But after all he must put upon the words his own interpretation; and from the sense which he attaches to the words he must jii'^^ume the intention. So that the current phrase 'the intention of the parties governs the contract ' is really only true to this extent ; that it governs the contract, where both parties are agreed what the intention was. Where there is a dispute as to the intention, the contract, or rather the contractual liability, is governed by the intention, as it is presumed from that sense which, under all the circumstances, the judge thinks ought feirly to be attached to the promise. 623. For instance, suppose you wrote me a letter offer- ing to buy 'my bay horse, if warranted sound, for one hundred pounds,' and that I accepted the offer ; whereupon I sent the horse to you with a written warranty as a fulfilment of the bargain. If we were to dispute, whether the warranty I offered you was such a warranty as was contemplated, the court would hear what you and I had to say as to the meaning of the agreement, and our re- spective intentions and expectations ; but would in all pro- bability decide, that the sort of warranty which I was bound to give was the usual warranty in such cases ; that being the warranty which a man of ordinary sense and understanding would expect under the circumstances. The judge might be able to form an opinion without further inquiry whether the warranty was such, or not ; but he might not ; and if he could not do so, he would inquire from experienced persons what sort of warranty is usually given in such cases. And whatever sense experienced persons usually attach to the word 'warranty' when deal- Sec. 623-625.] LIABILITY FOE BREACH OP CONTEACT. 307 ing in horses, the court would attach to it ia. this case, and decide that that was the warranty I was bound to give, whatever protest you might make that that was not what you expected to receive, or I might make that that was not what I intended to give. 624. If, indeed, after having agreed to purchase my ba^ horse, you wanted to make out that your real intention was to purchase my Irown, the court would scarcely listen to you. Suppose, however, that I have two bay horses, and you insisted you had bought one, whilst I insisted you had bought the other. On the words of the promise itself it might be impossible to discover whether we really in- tended the same or different horses ; and, if the same, which. But a very little further inquiry would probably clear up the whole matter. It might turn out that, of my two bay horses, I had sent one to you to look at ; that you had offered me seventy-five pounds for this bay horse, and that I had insisted on having one hundred: after which, your offer to purchase 'my bay horse' for one hundred pounds was delivered. Now if nothing had ever passed between us about the other horse, and your offer of a hundred pounds ' for my bay horse ' followed close upon this negotiation, there would be no doubt at all that you would be considered to have bought that horse which had been sent to you for inspection. And the judge would come to this conclusion, not because he is certain that this was what I, or you, or both of us intended. If you are a person of high character for veracity, and you deny that this was your intention, the judge would hesitate long before he disbelieved you. But in this ease the doubt would not embarrass him. He concludes that no reasonable man would suppose that any other horse was referred to, and he fixes upon that horse accordingly. 625. This, I think, is the practical method which tribu- nals adopt for deciding, in cases of dispute, what liability has resulted from a contract. For this purpose they generally s a 308 LIABILITY FOR BREACH OF CONTRACT. [Chap. XV. adopt certain maxims of interpretation^, which, however, generally conclude with a protest that these maxims must always yield to the evident intention of the parties. What is here called the ' evident intention of the parties ' is that pre- sumed intention which, as I have said before, the judge takes from the interpretation, which interpretation may possibly con- flict with one or another of the generally accepted maxims ^. Consider- ation, What is meant by consider- ation. Consider- ation pe- culiar to English law. 626. I shall now discuss a very peculiar rule of English law, which I shall have to examine at some length. The English law says that there is no liability upon a contract, unless the contract fulfills one of two conditions — namely, either that it is made upon a ' consideration,' or that it is contained in a deed under seal. 627. A contract^ we are told, is made upon ' consideration ' when some thing is done, forborne, suifered, or undertaken by one party at the request of another, which is made the foundation of the promise of that other. 628. This rule about consideration is not recognised by any other system of law in the modern or ancient world. It is only recognised in England and in those countries which have derived it from England. It is not recognised in Scotland. The opinions of jurists may, therefore, be fairly said to be divided as to the usefulness of the rule, and under these circumstances one may criticise the rule without being guilty of presumption. ' See Cliitty on Contracts, oh. i. sect. 3. par. 4, where these maxims are collected. It is common to transfer the maxims for the interpretation of wills, conveyances, and contracts from one to the other withont very careful dis- crimination ; but I doubt whether the interpretation of these three classes of documents proceeds upon precisely the same principles. ' I said above (sect. 612) that there were cases in which a contractual liability was asserted where all the conditions laid down by Savigny do not exist. This is so wherever the sense of the promise differs from the intention of the parties, or of one of them ; and it is, I understand, on this ground that it has been proposed to remodel the conception of contract, and leave out ' consensus ' altogether. This would entail a stupendous modification of legal language and I do not venture to undertake it. Indeed I doubt whether it would lead to any satisfactory result. Sec. 626-631.] LIABILITY FOR BREACH OF CONTRACT. 309 629. In order to ascertain, if possible, what is the principle Meaning of on which the rule proceeds, let us take a simple case which often occurs. A father says to his son that he will give him a certain sum, say <^iooo. If the father refuses to fulfil this promise the son cannot sue his father. If the father writes out the promise in the most formal manner and signs it, still the son cannot sue the father. If the father affixes his seal to the document then the son can sue him, if the money is not paid. 630. We must be careful not to confound the rules about Gratuitous consideration with the rules relating to gratuitous promises. A gratuitous promise is obviously a transaction which the law will regard with some suspicion. There are the same reasons for jealousy in regard to gratuitous promises as there are for jealousy in regard to gifts. But then- many of these reasons are as strong against gratuitous promises made in a deed under seal as they are against gratuitous promises made in writing without seal or by parol. Accordingly we find in English law special rules whereby the legal result of gratuitous promises under seal is regulated. But the rule as to consideration evidently proceeds upon a different prin- ciple from this, for it says nothing whatever about invalidating •the legal result of gratuitous promises provided they are made in a particular form. 631. The reason which is given by English lawyers, why the How ap- father should not be liable to be sued by the son in the two deeds. first of the above cases, and should be liable to be sued in the last, is that the deed ' imports consideration.' This points to an attempt to make it appear that the English law in all cases consistently requires a 'consideration' in order that a promise may be sued on. Yet it is obvious that this is only a pretence. To say that a deed ' imports consideration ' is only another way of saying that a promise under seal may be sued on without consideration. Moreover if it were of importance to ascertain whether the deed was gratuitous, the notion that a deed ' imports consideration ' would be wholly disregarded. 310 LIABILITY FOE BEEACH OF CONTEACT. [Chap. XV. Adequacy 632. Again, if we turn to promises not under seal we see enquire/ that though a consideration is necessary, yet it is constantly '°*'*' insisted on that no inquiry can be made as to the adequacy of the consideration. All that is necessary is a consideration in form. If A promises B a thousand pounds for nothing in return the promise cannot be sued on. If he promises B a thousand pounds in return for a peppercorn it can be sued on. 633. It is clear therefore that consideration has nothing whatever to do with the question whether or no the promise is gratuitous. A promise may be purely gratuitous, and yet, being based upon a merely nominal consideration, may give rise to liability. 634. What then is the real explanation of the rule of law, that contracts under seal, and contracts not under seal where there is a consideration, shall give rise to liability, but con- tracts not under seal where there is no consideration shall not do so ? True 635. I think the real explanation is manifestly this : — "m ^ jvyi i Ti p* of the rule. When a man takes the trouble to throw his promise either into the form of a deed under seal, or into the form of a bargain for something to be received as a quid pro quo, it is only reasonable to conclude that he had some object in doing so ; and it is also reasonable to conclude that the ob- ject was, to show that his promise was not mere talk but a matter of business : and that the promisor contemplated a legal result, namely, that he should be legally liable to fulfil his promise. 636. When, on the other hand, a man merely makes a promise of future bounty in a casual way it is not at all probable that he intends to subject himself to a legal claim. 637. Where, therefore, the English law seems to me to have gone wrong is in treating the question of consideration, which is really one of form only, as if it were one of substance, and in not recognising its true significance. Hence in some cases where it was clear that contractual liability ought to be Sec. 632-638.] LIABILITY FOR BREACH OP CONTRACT. 311 recognised, they have found great difficulty in recognising it, because they could not find any ' consideration,' although there was ample other indication of intention. They have in most cases managed to get over the difficulty, but by reasoning which is the reverse of satisfactory. 638. There is, for example, a class of cases not unfrequently Promises occurring in which A and B have made mutual promises. ^a,n is* As is usual in such cases the promise on one side is the con- fli'eady •^ _ bound to sideration for the promise on the other, but a difficulty is perform. raised by showing that what B has promised is something which he was already bound by law to do. To the argument that there is a promise by B in return for the promise by A, and that the court will not look into the adequacy of the consideration, the judges, viewing the consideration as a condition of liability, and forgetting that the question is one of form only, feel obliged to reply that they still cannot acknowledge a consideration which is obviously worthless. As a specimen of this class of cases I may take the fol- lowing : — A said to his nephew B, who was engaged to marry X, that on his marriage he would allow him ^100 a year. There was no difficulty in construing this as a pro- mise by ^ to J that he would marry X in consideration of the annuity, and B accordingly did marry X, and for some time the annuity was paid. At length A died, and B called upon A's executors to pay an instalment of the annuity which had fallen due in ^'s lifetime. The executors re- fused to pay, denying the liability of A. In the suit which followed, the decision turned upon whether there was any con- sideration for the promise of A. The mere promise oi B to A that he would marry X, being a promise by B to do some- thing to which he was already bound was, in accordance with numerous decisions, held to be not a consideration : and the most ingenious suggestions were made to show how it might in this particular case have become so. It would have been much simpler, more ia accordance with the facts, and, I venture to think, more reasonable, to hold that tho 312 LIABILITY FOE BREACH OF CONTEACT. [Chap. XV. case was one in which legal liability was clearly contemplated by the parties, and liability ought therefore to be enforced ^. Part con- 639. Another set of cases, of which the following is an ex- ample, has been found equally embarrassing : — B at the request of A handed him over a letter, by means of which A gained an action in which he was then plaintiff. A did not promise anything to B at the time, but afterwards he promised to give B a thousand pounds for letting him have the letter^. Of course there was no ' consideration ' for this promise, and the decision in favour of the plaintiff, which was obviously con- sonant with justice, has been supported and attacked by argu- ments which appear to me to be more ingenious than sound. In nearly all these arguments it seems to be assumed that A ought to pay what he promised. Surely he ought, and the best reason why he ought to pay is because he promised to do so^. There is in such a case ample evidence of contractual liability. 640. It has been said in reference to cases of this kind that it is not reasonable that one man should do another a kindness and then charge him a recompense for it. Nothing could be more unreasonable ; but nothing of the sort would be done in any case where the promiser was made liable because he had of his own consent undertaken a liability. If the handing of the letter in the case I have referred to was a kindness, probably the promise of .^''looo might have been a kindness also. But the court thought otherwise : and I think it will be generally agreed that a man ought to pay for a service performed at his request, and also that he ought to pay whatever he has himself deliberately estimated as the value of the service. ' The case referred to is that of Shadwell v. Shadwell, reported in Com- mon Bench Reports, New Series, vol. ix. p. 159. See the observations in Anson on Contracts, 2nd. ed. p. 88 ; and in BoUock on Contracts, 3rd. ed. p. 195- ^ The case is that of Willcinson v. Oliveira, reported in Bingham's New Cases, vol. i. p. 490. The case eeems generally to have been understood as I have stated it ; and this view of it is borne out by the declaration as stated in the report. The argument, however, and the decision do not proceed en- tirely upon this ground. ° See Pollock on Contracts, 3rd. ed. p. 1 8 7 ; Anson on Contracts, 2nd. ed. p. 94. Sec. 639-643.] LIABILITY FOR BEEACH OF CONTEACT. 313 641. There are many other cases in which promises have been held to create liability, but in which it has been found very hard to discover a ' consideration ' : — promises, for ex- ample, by a person of full age to pay a debt contracted during infancy ; promises by a bankrupt to pay debts from which he has been discharged ; promises by a widow to pay debts con- tracted during her marriage ; promises to pay debts barred by the statute of limitations. In all these cases a variety of inge- nious suggestions have been made iu order to make decisions square with the doctrine of consideration. A simple sugges- tion which explains them all is that they were all cases in which the promiser himself intended to create a liability ^. 642. Perhaps the boldest discovery of a ' consideration ' is Contracts in those cases where the court has enforced a gratuitous pro- ment. mise to take charge of property. It is said that there is in such cases a consideration because ' the owner's trusting him with the goods is a sufficient consideration to oblige him to a careful management.' I give the words, I do not profess to understand them^. 643. If we now turn to cases in which the liability has Cases in been denied, we shall find the reasoning on which the de- there is no cisions rest equally unsatisfactory. Thus, suppose that A, "^^^'J®''" as a pure matter of business, ofiers to sell goods to JB, and Promise to 1 1 . /« ■ -n 1 keep offer expressly agrees to let this oner remain open till the next open. day at the same hour, and in the meantime not ■ to sell the goods. It has been held that if A nevertheless sells the goods before the time has expired he is not liable, because there is no consideration for the promise not to sell. Every one, I think, must feel the unsatisfactory nature of this conclusion. The arrangement is perfectly unob- jectionable, and in many cases a very convenient one. It might be made under seal, but a deed is an expensive ' See tliese cases collected and discussed in Anson on Contracts, 2nd ed. p. 100. " The words are those of no less a judge than Lord Holt, and they have received repeated approbation. See Smith's Leading Cases, 7th. ed. pp. 189, 205, 207. 314 LIABILITY FOR BREACH OF CONTRACT. [Chap. XV. and troublesome affair, quite unsuited for such a transaction as this. The parties clearly intended that the transaction should have a legal result, and it would be far more satis- factory if it were enforced i. So-called 644. A representative case of another class is the foUow- moral con- . . ..„ . iii j.t.j. sideration. ^^^S '• — ^ "^^ guardian lor a mmor, who had property, but ready money was required for the management of it, and for the maintenance and education of the minor. Accordingly the guardian borrowed money on his own security. When the minor came of age she promised to repay the money, but soon afterwards she married, and then her husband, who had had the benefit of her property, promised to repay it. Upon this promise the husband was sued. There were similar cases in which the promise had been enforced, but these cases were overruled, and because there was no con- sideration for the promise it was held that no action would lie upon it. I have never been able to understand the satis- faction with which this result has been regarded. It was, no doubt, a triumph of the doctrine of consideration, but a triumph gained at the clear expense of justice. Surely it might have been better held, as in fact the previous cases had held, that an express undertaking of a liability was binding : not, however, upon the stupid ground that a moral consideration supports a promise, but upon the ground that a liability was intended and ought to be enforced^. Account 645. A very curious result of the doctrine of consideration is stated. the following : — Supposing that A and -S having had deal- ings together go over the account between them, and agree to strike a balance at s^^oo as due to A : and thereupon £ ' Mr. Pollock, Contracts, 3rd. ed. p. 26, argues, relying on a decision of Lindley, L. J., p. i, not that the promise to hold the goods does create a liability, but that there is a contract to purchase them, if B announces his desire to purchase before he gets notice of revocation, and before the time has expired. I think the reasoning is sound. But I should prefer infinitely that the promise to hold the goods should create a liability. ^ See the case of Eastwood v. Kenyon, reported in Adolphus and Ellis' Reports, vol. xi. p. 446, oven-uling the decision of Sir James Mansfield in the case of Lee v. Muggeridge, in Taunton's Reports, vol, v, p. 36. Sec. 644-647.] LIABILITY FOE BREACH OF CONTEACT. 315 agrees to pay that sum upon request. B is liable to A if he breaks this promise. But suppose that B says he will pay the money that day week. B is not liable upon this promise because there is no consideration for it. This ridi- culous result (for it is impossible to describe it as otherwise) is, I have no doubt, a logical deduction from the English rules about consideration, and I have no doubt that the exceedingly acute judges, who so laid down the law, were only actuated by the fear of letting the whole 'fabric of consideration ' fall to the ground had they decided otherwise. Now what would have been the result if instead of inquiring whether there was a 'consideration' the judges had inquired whether, in accordance with Savigny's definition, the parties contemplated a transaction which would create liability? The result would be that both promises would be considered as promises which might be sued on. And this is the only result which accords with common sense ^. 646. The last illustration I shall give of the unsatisfactory Eelease of nature of the doctrine of ' consideration ' is the perpetual and, apparently at this moment, unsuccessful struggle to hold persons bound by a gratuitous promise to forgive a debt. Promises of this kind should, of course, be as jealously watched as all other gratuitous promises. But this object is not affected by saying, as the English law says, that a debt whilst it may not be simply forgiven may be discharged by the handing over of a peppercorn^. The true way to deal with such cases would be to accept the inevitable conclusion that the parties to such a transaction had in contemplation their legal relations; and to allow them to regulate these as they think proper, subject to any wholesome restrictions against gratuitous disposal that may be found desirable. 647. The result which I have derived from a perusal of the Conclusion, decisions of English judges upon the question of considera- 1 The ease referred to is that of Hopkins v. Logan, reported in the 5th vol. of Meeson and Welaby's Eeports, p. 241. ^ See Smith's Leading Cases, vol. i. p. 341, and Pollock on Contracts, 3rd. ed. p. 197. The absurdity is here admitted. 316 LIABILITY FOR BREACH OF CONTRACT, [Chap. XV. tion is that it is impossible to apply it as a test of legal liability with consistency and with justice : that it is in truth not a test but an indication: an indication, but an indication only, amongst many others, that the parties enter- ing into a transaction had in contemplation their legal relations to each other. Gratuitous 648. The question, whether or no, notwithstanding the promises. . . „ , • i i i c intention of the parties, the breach of a gratuitous promise should create any liability is, as I have said, a totally distinct one : and it is obvious that in order to deal satisfactorily with this question the notion that the adequacy of the considera- tion is not to be inquired into must be entirely discarded. It would be absurd when you are considering the validity of gifts to look upon a promise of =^1000 in return for a pepper- corn otherwise than as a gift of j6"'iooo; or to look upon the acceptance from a solvent man of ,^40 in lieu of £100 otherwise than as a gift of ^60 ; or as the gift of 2,00s. a quarter for wheat worth only 40s. otherwise than as a gift of 160S. But by the generality of the rule forbidding judges to look into the adequacy of consideration, and by the notion that a deed ' imports ' consideration, the English law has obscured and confused the subject of gifts. In almost all systems, in the later Roman law-"^, in the Preussisches Land-Recht^, in the French Code Civil ^, in the Italian Civil Code*, even in the Mahommedan law^ we find the subject treated fully, and for the most part satisfactorily. Gifts actually made are under certain circumstances revoc- able : gifts not yet made can under certain conditions be enforced. The English law, where it has dealt with gifts apart from the question of consideration, has mixed it up with the question of fraud. Thus if a husband being insolvent gives his money to his wife instead of to his ' See Salkowski, Lehrbucli der Inst., § 1 29. ° Preuss. L. K. Part 1. Tit. xi. §§ 1037-1077. " Co. Civ. Art. 893 sqq. * Codice Civile, Art. 1050 sqq. ' Perron, Pr&is de Jurisprudence Musulmane, vol. v. pp. 64 sqq. Sec. 648-652.] LIABILITY FOK BREACH OF CONTRACT. 317 creditors, this is obviously a transaction which ought to be set aside : and it may be a fraud ; it would be so, if there was a secret understanding between the husband and wife that the money should still belong to the husband. But it ought to be set aside even although there was a real transfer and no fraud. An insolvent ought not to be allowed to make either real gifts or pretended ones: and nothing is gaiaed by ' presuming ' fraud. 649. I have already made some observations upon the Void and terms 'void' and 'voidable' as applied to legal transactions, contracts. and the care that is necessary in distinguishing the various modifications of the result of a transaction which are de- scribed by these terms ^. This care is especially required in the case of contracts. 650. The principal circumstances which modify the result of a contract are defects of form, absence of consideration, illegality, infancy, mistake, fraud, misrepresentation, duress, and undue influence. 651. There has been a long pending discussion, not yet Defects of closed, as to whether contracts defective in form are to be considered as void. The discussion has, I think, been com- plicated by its not being clearly agreed in what sense the word 'void' is to be used. Many persons who deny that contracts defective in form are void, apparently only mean to say, that they are not entirely devoid of legal result. Other persons seem to mean when they assert that they are void that they do not produce the legal result contem- plated. Of course, it is possible that the same contract should be void in the last of these two senses and not so in the first. In fact I have little doubt that every contract defective in point of form is void in the last of these two senses ; whereas a contract hardly ever is so in the first. 652. There is another meaning in which the word 'void' is sometimes used as applied to contracts. It is sometimes ' See aupra, sect. 274. 318 LIABILITY FOR BREACH OF CONTRACT. [Chap. XV. Non-com- pliance with sta- tute of frauds. said that a contract is void, even when as between the parties themselves an action can be brought upon it, if third persons cannot acquire rights under it. This is a peculiar condition of things which sometimes occurs, but I do not see why under such circumstances the contract should be called void. 653. What I have said as to the uncertainty of the meaning of the term ' void ' as applied to contracts defective in form is well illustrated by certain discussions which have arisen upon the Statute of Frauds. In consequence of a slight difference between the language of sect. 4 and that of sect. 1 7 it has been said that contracts under sect. 4 are not made void for a defect in form, whereas the very same defect makes void contracts under sect. 17. 654. But is there any sense in which a contract could be called ' void ' under sect. 17 for a defect of form and not under sect. 4 ? I know of none. In the sense that the transaction does not produce the liability which the parties contemplated the contract is void under both sections. In the sense of producing no legal result whatever, the contract is not void either under sect. 17 or under sect. 4. Thus, suppose A verbally oiFers to sell B a horse for .^50, and B verbally accepts the oifer. This is a case which falls within sect. 1 7, and the contract not being in writing does not render A liable to be sued by B if he refuses to deliver the horse. It is, therefore, undoubtedly void in the sense that it does not produce the liability con- templated. But suppose that A afterwards writes to B and says, ' the horse you bought of me is waiting in the stable for you to take him away.' This does not make a new contract, but the contract originally made immediately becomes one upon which A may be sued. The contract, therefore, was clearly not void in the sense that it has produced no legal result whatever. 655. Now take a case under sect. 4. A promises B by word of mouth to pay the debt of C. It is said that this is not void ; that it is a contract, although it is not clothed in the necessary Sec. 653-660.] LIABILITY FOE BREACH OF CONTEACT. 319 form. It may be so. That depends upon how you define a contract. But it certainly does not produce the result which the parties contemplated, namely, that the promise should be enforceable against the promiser. 656. I do not say that the legal results of a defect of form under the two sections are the same. As to that I say nothing. The decision in the well-known case of ' Leroux v. Brown ■'^,' that a verbal contract made in France may be sued on if it falls within sect. 4 and not if it falls within sect. 1 7, may or may not be correct ; but in either ease the observa- tions which I have just made will hold good. 657. Absence of consideration renders a contract void in the sense that it prevents the agreement from producing the liability contemplated both as between the promiser and promisee, and as between the promiser and any other persons. 658. Illegality also renders a contract void in this sense, and, as far as possible, courts of law deprive an illegal contract of all legal results whatsoever. 659. It is frequently said that a person who is not a party Transfer of to the agreement which is the basis of the contract cannot liability. incur any liability under the contract ; and that likewise a person who is not a party to this agreement cannot enforce any liability under it. Of course no one who is not a party to an agreement can incur any liability, or acquire any right to enforce a liability, by reason of his consent to that agree- ment. If any liability is imposed upon him it must be, not because of his consent to that agreement, but for some other reason. 660. But a promise made by ^ to -S is very often enforce- able by £ against C, and a promise made by i) to ^ is very often enforceable against D by F. And if this is what is meant by ' liability under the contract,' the rule as above laid down is subject to so many exceptions, that I hardly think it ought to appear as a rule at all. There are multitudes of cases ' Keported in Common Bench Beports, vol. xii. p. 8oi. 320 LIABILITY FOE BEEACH OF CONTEACT. [Chap. XV. ia which the heir, executor, administrator, or assignee of the party to a contract may incur liability, or acquire a right to enforce liability, under a contract to which he was no party. 661. Much, no doubt, will depend upon what appears to have been the intention of the parties. If the intention was that the liability should exist only as between the two original parties to the contract it will not be extended. 662. It used to be said in somewhat barbarous language that contracts are choses in action, and that choses in action are not assignable at common law, but that they are assign- able in equity. Now that all courts administer equity I think that this language might be well dropped ; and that the rule should be stated generally that the right and obli- gation under a contract are both assignable, unless it appears that the parties to the contract intended otherwise. This will sometimes appear by the words used and sometimes by the nature of the transaction. A promise, for example, to perform personal services is one in which the liability cannot be transferred. Offer and 663. It has also been frequently said that to create liability acoep ance. ^^^gj. ^ contract there must be an offer by one of the parties and an acceptance by the other. This I think is true. At the same time liability may be created by an offer and something which ensues upon it which is not an acceptance. Keward Thus, if A offers a reward for the recovery of lost property, and for toding ^j ^j^jq has never heard of the offer restores the property, he perty. may sue A on the promise. I think, however, that though £ sues on the promise there is no real contract, but only what may be called quasi-contract. The reason for calling it a quasi-contract is that A and B are as nearly as possible in the same position as if they had made a contract. Undis- 664. There is another case in which liability exists which cloSGQ. principal, is Certainly very like contractual liability, but in which there is no offer and acceptance. A says to ^, ' I contract with you.' In truth A is making the contract on behalf of C. There is Sec. 661-666.] LIABILITY FOE BREACH OF CONTRACT. 321 a liability of A to G, and of C to J ; a liability which is defined by the agreement between A and B ; and which is generally called liability ex contractu. But nothing whatever has passed between A and C. Not only (to use the expression of Lord Cairns), the mind of A never rested on C, but it rested on another person ^. 665. The liability of the promiser to fulfil his promise is a Liability thing ; and from its being capable of being bought and sold, and objef t assigned and transferred like other things, and also from its °^°^'°^^^- having a money value, it is looked upon as the object of ownership. 666. The view of liability that it is a thing which is the Lumley v. object of ownership, that it is in fact property, leads natur- ^^' ally to the conclusion that, like other property, it is protected by the law which prohibits certain acts being done which would damage it. This, I take it, is the true explanation of the case of Lumley versus Gye ^, in which the defendant was held liable for having, with the intention to cause damage to the plaintifi", induced a person who had made a promise to the plaintiiF not to fulfil it. This was an injury to the plaintifi°s property ^. ' Possibly this case might be put in this way. The doctrine that an undis- closed principal is liable on and may enforce a contract made by his agent mostly applies to mercantile contracts, and amongst mercantile persons it is understood that a principal should have this power and this liability. If that is so, then when A says to B, 'I contract with yon,' he really says, 'I contract with you or with any person who is your principal, or may become your principal.' Still there would be no contract between A and the principal until the principal accepted the contract. The principal might then, perhaps, be understood to say, ' I accept the offer you made to my agent to contract with me ;' and so we should get an offer and acceptance . Thus there would be a contract between A and the principal and it would be understood that the liability would be the same as if the oifer had been accepted when it was made to the agent. ^ Eeported in Ellis and Blackburn's Reports, vol. ii, p. 2if>. " It is because the liability or obligation is the object of ownership that contract is said to create a right in rem as well as a right in personam. See Anson on Contracts, 2nd ed. p. 208. CHAPTEE XVI. LIABILITY FOR TOET. Tort and delict. French definition of delict. 667. In the same way as the examination of liability ex contractu involves an analysis of contract, so the examin- ation of liability ex delicto involves an analysis of delict or tort. I am therefore brought face to face with that most difficult of all questions — What is a tort ? 668. It is not necessary that tort and delict should be exactly equivalent expressions, but I think that they are understood to be so. Liability for a tort is, I think, con- sidered to be equivalent to liability ex delicto, but the word ' tort ' is more in common use with us than the word ' delict.' 669. On the continent the word 'tort' is not used, but there is in the French Civil Code a chapter headed ' Delicts,' which would lead us to suppose that we should find deKcts there fully defined. All, however, that I am able to infer from what is there said is that a delict is an act of one man which causes damage to another, provided that the act be done intention- ally, negligently, or imprudently. That some acts so done give rise to liability is, no doubt, true, but one at least of the principal terms used in this description is, as I shall show presently, exceedingly vague, and it is certain that many acts which this description would cover are not delicts ; nay more, that many acts so done do not give rise to any liability at alU. '■ The clauses are as follows, Art. 1382: — • Tout fait quelconque de Vhomme qui cause h autrui un dommage, oblige celui par la faute duquel il est arriv^ Sec. 667-672.] LIABILITY FOE TORT. 323 670. The English lawyers have not yet made any attempt to define torts, and I therefore proceed to examine the phrases in common use among lawyers when they wish to give their reasons why liability ex delicto exists in some cases and not in others ; and also the various terms by which they describe events which give rise to this liability, and by which they distinguish events which do not give rise to it. 671. We generally find that those acts, which, when con- sidered with reference to the obligation to make compensation which results from them, we call torts, are, when considered with reference to the nature of the act itself, called in- juries ; and a good deal is made of this word ' injury,' as if Injury, it, in itself, told us a good deal about the matter. We are told over and over again, that in order that a man should be liable for any damage, on the ground that it is a tort, there must be injury. But what is injury ? All we know of it is that it is the infringement of a right. I believe also that injury is here used in the special sense of an infringe- ment of one or other of those rights which relate to property, or personal security, or reputation. But what are those rights? I have never yet found them described. If we knew them, then we should also know the duties and obli- gations to which they correspond, and our difficulty would be solved. 672. When something more definite than this is at- Qualifying tempted, we generally find that the act or omission, which '"^■^'^'^^^• is said to be an injury, is qualified by some adverb which is apparently intended to indicate that which constitutes the required test of liability. Amongst such adverbs I find the following — fraudulently, dishonestly, maliciously ^le reparer.' Art 1382, ' Chacun est responsable du dommage qu'il a caus^, non seulement par eon fait, mais encore par sa negligence, ou par son imprudence.' It will be seen from tlie text tliat I construe Art. 1383 as limiting the general language of Art. 1382, and tliat I translate ' par son fait ' by 'intentionally.' Pothier's two definitions of delict do not quite agree with the Code or with each other. See Introduction G^n&ale aux Coutumes, sect. 116; Traits des Obli- gations, sect. 116. See also Lea Codes Annot^s de Sirey, par K. Gilbert, Paris, 1859. Y a, 324 LIABILITY FOE TOET. [Chap. XVI. (avec premeditation, avec de guet-£l-pens), knowingly, inten- tionally, wantonly, malignantly, rashly, negligently, wilfully, wickedly, imprudently, and clumsily (par maladresse). So also 1 find used such adverbs as forcibly, with a strong hand, violently (avec violence et voies de fait), riotously, tumultuously, or in large numbers (par attroupement). Again, for the same purpose I find such expressions made use of as wrongfully, feloniously, unlawfully, illegally, injuriously, and unjustly ^. 673. I have purposely selected these adverbs, as well from the descriptions of those acts which are called crimes, as from the descriptions of the similar acts which are called delicts or torts, without any attempt at discrimination. For criminal liability and civil liability do not radically differ. Criminal liability generally comprehends civil liability also, combined with some additional element which, for our present purpose, is not of importance. Whatthese 674. Considering these adverbs, it appears to me that prXT ^ ^^ *^®y ™^y ^® divided into three classes, which are indicated by the order in which I have enumerated them: as follows — First, those which are, apparently, intended to express the condition of mind of the person who does the act. Secondly, those which are, apparently, not intended to characterise the act simply as the occasion of liability, but which are intended to express what is commonly called an aggravation — that is to say, to mark the act as giving rise to a special secondary or sanctioning obligation of a serious kind. Thirdly, those which are, apparently, intended to express something, but really express nothing at all ; being only so many different names for the very thing the nature of which we are trying to discover. • Many of these adverbs also make their appearance in Codes, and other legislative productions, but I think they mostly originated with judges. At any rate I have been desirous to gather together every mark of liability that can claim authority, from whatever source it may proceed. Sec. 673-678.] LIABILITY FOR TOET. 325 675. The terms of the second class can be of no assistance to us here. We are considering not the nature of the con- sequences to which a party is liable, but whether he is liable at all. The adverbs of the first class, therefore, are those from which we have to derive our conception of liability. Most of the terms of the first class refer to the condition of mind of the person sought to be made liable at the point of time when his conduct is considered ; and two of them — ' knowingly ' and ' intentionally ' — only describe that con- dition. The rest, or most of the rest, combine with this purely mental element an element of another kind : they more or less imply that the state of mind under consideration is, when tried by some standard which the person using the expression has in view, not what it ought to be. What this standard is, it is not easy to discover, but it is something in the nature of a moral standard. 676. In a former chapter^ I analysed, as well as I was able, the mental attitude of the doer of an act, and the relation of that attitude to the result. As I there showed, a man may advert to the consequences of his acts or he may not advert to them. If he adverts to them, he may desire them 01 may not desire them to happen ; if he does not desire them to happen he may still expect them: or still adverting to them he may neither desire them nor expect them. 677. These several states of mind are expressed by the terms — intention, knowledge, advertence, and inadvertence. 678. Intention, knowledge, advertence, and inadvertence, do not always give rise to liability, even if they accompany an act which causes damage. If I do an act with the desire to harm another, I shall only be liable if the law forbids that act. So if I do an act which I know to be likely to injure another. And, if I advert to the consequences of my act without desiring or expecting them, or if I do not advert to the consequences of my act, I shall only be liable if the occasion be one upon which the law requires from me 1 Chap. VI. 326 LIABILITY FOR TORT. [Chap. XVI. a certain degree of circumspection, wMcli I have failed to exercise. Negli- 679. Bearing this in mind let us revert to the first class of adverbs above enumerated. Of all these, the adverb in most common use is ' negligently.' Books have been written upon negligence, and hundreds of reported cases are wholly taken up with the discussion of it. It is, therefore, of the last importance thoroughly to examine it. How op- 680^. When negligence expresses a state of the mind (for, intention. ^^ ■"■ shall show hereafter, it does not always express a state of the mind at all), it is opposed to intention ; and it ex- presses without distinction either of the two conditions of mind which I have called rashness and heedlessness ; but more generally the latter. It is also used with reference to the not doing as well as the doing of an act. Thus it is said that death, ensuing in consequence of the malicious omission of a duty, will be murder, but that death, ensuing in consequence of the omission of a duty which arose from negligence, will be only manslaughter''^. By malicious^ omission of a duty I understand to be here meant, that we omit to do an act which we are commanded to do, that we advert to the consequences of the omission, and that we expect these consequences to ensue, though not neces- sarily desiring those consequences, either as an end, or as means to an end. By negligent omission of a duty I under- stand to be here meant, that we omit to do an act which we are commanded to do, either without adverting to the consequences when we ought to have adverted to them, or, if adverting to them, expecting on insufficient grounds — that is, rashly — that they will not ensue. So again we find it said in discussions about negligence, that negligence alone ' Austin, Lect. xx. p. 444 (third ed.). See also supra Chap. VI. ^ The distinction between murder and manslaughter is thus drawn in the case of the Queen against Hughes, by Lord Campbell delivering the considered judgment of five judges. See Dearsley and Bell's Crown Cases, p. 249. ' See infra, sect. 686, Sec. 679-681.] LIABILITY FOE TOET. 327 is not a sufScient cause of action without a breach of duty ', which I understand to mean — that where consequences ensue upon an act or omission which we did not intend, then it is not sufficient that we heedlessly disregarded those eon- sequences, or rashly expected that they would not ensue ; but the case must be one in which the law requires that our conduofe^should reach a certain standard of circumspec- tion, and it is only when it falls short of that standard, that is, when we are rash or heedless although required to be circumspect, that we are liable. Negligence therefore, so far, seems to be only a general expression for rashness and heedlessness. 681. But in the latest and most authoritative expositions of Later ex- the term negligence, we find quite a different meaning f^g mean- attached to the term. Negligence is declared to describe, "'^" not the state of mind of the party who does or does not do the act ; not the absence from his mind of certain ideas which might have led him into a different course of action or inaction, which state of mind he might have avoided, and which ideas he might have recalled by a proper use of his faculties— not in short that which I understand by the word heedlessness ; not, again, the hasty and ill-grounded expectation that results will not follow, which I understand to be expressed by rashness ; but the absence of diligence, and even of skill ; and moreover, not the absence of that diligence, or skill, which the party under the circumstances was able to exercise, but of that diligence, or skill, which under the circumstances the law requires. So that whatever ' This is the language of Sir William Erie delivering the judgment of seven judges in the case of Button against Powles ; see Law Journal Reports, vol. xxxi. Queen's Bench, p. 191.^ Compare the observations of Sirey on the Code Civil : 'Dans I'application de I'article :382 et pour savoir quand il y &fante, il faut se souvenir que la loi entend par Ik Taction de faire une chose qu'on n'avait pas le droit de faire.' It is curious to observe how regularly lawyers in every country, when pushed upon any of these terms, fall back upon the barren generality, that they express what the law forbids; quod non jure factum. (See Digest, Book ix. tit. 2. sect. 5. par. 1.) 328 LIABILITY FOE TORT. [Chap. XVI. be the exact nature of the qualities to which we ascribe these names, the conduct of the person is not at all what is considered, but whether he has fulfilled a special obligation which the law has cast upon him. Thus it is said that the ' action for negligence proceeds upon the idea of an obKga- tion towards the plaintiff to use care, and a breach of that obligation to the plaintiff's injury'.' And more explicitly still, ' a person who undertakes to do some work for reward to an article, must exercise the care of a skilled workman ; and ' — not his inadvertence, or even his neglect to use such skill as he possesses, but — ' the absence of such care is negligence.' Modem in- 682, It is obvious in these eases, particularly the last, which tiona of i^ ^he language of a judge celebrated for the acuteness and accuracy of his legal perceptions, that the term * negligence ' the term negligence. is used to express something wholly independent of the conduct of the person whose act or omission is under consideration. The workman's negligence consists, not in heedlessness of the act he is doing or omitting, or of its consequences ; not in his omitting to use all the care of which he is capable ; but in his omitting to use the care which a skilled workman would use, whether he is himself capable of it or not. It is simply the omission to perform a positive duty, and in this particular case a positive duty which arises upon a contract. As the phrase is, the workman, when he undertakes the work, spondet peritiam art'is ; he promises to use the ordinary skill of his craft. 683. The latter use of the term 'negligence' is perfectly in accordance with ordinary language. We constantly speak of a person who breaks a jiositive duty as neglecting that duty, ' This is the language of Lord Penzance in his considered judgment delivered in the case of Swan against The North British Australasian Company ; see Law Journal Reports, New Series, vol. xxxi. Exchequer, p. 437. Tlie next quotation is from the judgment of Mr. Justice Willes, in the case of Grill against The General Iron Screw Colliery Company ; see Law Reports, Com- mon Pleas, vol. i. p. 612. Of course with a shifting term like 'negligence' it would be possihle to find it used in a variety of shades of meaning, but I have confined myself to the passages most frequently quoted in the current treatises, as containing the accepted definitions of negligence. Sec. 6S2-685.] LIABILITY FOE TOET. 329 intending thereby only to express that he has not performed the act which he was commanded to perform, without any re- gard to the state of mind which accompanied the non-perform- ance. And as a question of terms it is only necessary to be careful to avoid sliding, without perceiving it, from this mean- ing of the word ' negligence ' into that other meaning of it, where it expresses rashness or inadvertence ; as so easily happens when a word has several meanings not wholly dis- connected. 684. But then we must consider what is the result of these Negligence definitions of negligence. What does it tell us, to say that a sense^of^uo'^ man is liable for negligence, in either of these senses of the "^® ™ . ° '^ ascertam- word negligence ? As it appears to me, for our present pur- ing pose, just nothing at all. There may exist a standard in the breasts of our judges or jurors by which they can measure whether a man has been rash or heedless ; by which they can ascertain whether he has exercised reasonable care; or the care of a skilled workman ; but when does the law require us to reach this standard and when not ? It is this duty which requires definition. To say that a man is liable for negligence, and to define neghgence as the omission to do that which the law requires, only brings us back by a very circuitous route to that which we have above said ought to be the first step in the inquiry — namely, what is the duty which the law imposes upon us ? 685. Now, as I have already pointed out, in a very large class of cases the discussion of liability turns exclusively upon the question, whether or no there has been negligence. If then it is true that the word ' negligence ' in these discus- sions means no more than the authorities to which I have referred represent it to mean, then it is obvious that this dis- cussion simply revolves in a circle. What is a tort ? The breach of a duty. What constitutes such a breach ? Negli- gence. What is negligence ? The breach of a duty. In this way we shall never arrive at a result. 686. Malice is a term which seems to be rather going out Malice. 330 LIABILITY FOR TOUT. [Chap. XVI. of use, though it was at one time very frequently used to ex- press something from which liability might be inferred. It points directly to the state of mind of the person, and prob- ably it originally expressed pretty nearly the same thing as malevolence, that is, the motive (in the estimation of the speaker a bad one) which induces a party to act or abstain from acting. It has been thence transferred to intention, and in the best known definitions^ of malice it is scarcely dis- tinguishable from intention ; and it is applied, not only to cases where the consequences of an act are desired as an end, but where they are desired as means, and even to cases where they are merely adverted to and expected, without being desired at all. When used m this extended sense, the bad- ness of the motive which prompts the act is altogether lost sight of, for it is obvious that a man may even desire to kill, as an end, or as means to an end, or he may do an act which he knows to be likely to cause death, without desiring to kill, from motives which are altogether good, and yet be guilty of a crime. Cases of mistaken patriotism, of excess in the use of the right of self-defence, or in the exercise of power by con- stables and other persons similarly situated, afford very fre- quent examples of this kind. Malice in 6^'^- ^he difficulty of obtaining a clear idea of what is law. meant by the term ' malice ' is also greatly increased bj^ the use of the phrase ' malice in law.' If for instance, I erroneously suspect you to be a thief, and I communicate my suspicions to another, not in any way intending to injure you, or thinking it likely that I shall injm-e you, but because I, erroneously, think it my duty to do so, there can, of course, be no maUee in any reasonable sense of the word. And this is admitted in such cases by saying there is no ' malice in fact.' Neverthe- less lawyers persist in such cases in saying that there is ' malice in law.' Ob-\aously the state of the law which they • See Russell on Crimes, by Greaves, fourtli ed., vol. i. p. 6SS note. The definition of malice there given is ' a wrongful act done intentionally without just or lawful excuse.' Sec. 687, 688.] LIABILITY FOE TORT. 331 approve, and which they wish to apply, is that I should be liable for the publication of statements injurious to the char- acter of another, except in certain specified cases, of which that under consideration is not one. They desire that this obligation should be in no way dependent on my belief as to the truth of my statements, or on my desire or expectation that you may be injured by them. Nevertheless, the forms of procedure still assume the contrary ; you are bound to state that I acted maliciously ; and after it has been most carefully inquired into and ascertained that there was no malice in the matter, the judges still hold me liable by telling me that there was ' malice in law.' What, of course, this really means is, that there are circumstances under which I am liable for false statements aifecting your character independently of malice ; but it would be far better, and save endless confusion, if, instead of seeking to do this by interposing the phantom called 'malice in law,' we said plainly that no malice was necessary. To arrive at our point by this circuitous route is just as if the court, desiring to relieve a debtor from the obligation to pay a debt, were to tell him he would be con- sidered as having paid it if he sent his creditor a cheque drawn in full form on his bankers for no pounds, no shillings, and no pence. 688. We meet with many other similar cases; thus we other simi- have legal or constructive fraud as distinguished from actual fraud — a most embarrassing term ; notice in law, or con- structive notice, as distinguished from actual notice. Any one acquainted with the history of English law knows exactly how this has occurred. To have said that malice, or fraud, or Origin of notice, were not necessary, in cases where they had been terms. generally thought necessary, would have been too much like an avowed innovation. For though it is, as I have shown above, a duty imposed upon English judges, within certain limits, to make new laws, it is against the tradition of their office ever to avow it. By saying, therefore, that there is malice in law, or fraud in law, they pretend that there -is 332 LIABILITY FOE TORT. [Chap. XVI. Dis- honesty. AVanton- ness. Fraud. malice, or fraud, or wtatever else they think unnecessary, when there is really none at all. 689. Dishonesty is a word a good deal used in some modem legislation. As far as I am able to discover, it signifies the state of mind in which a man adverts to the fact that he is committing a breach of the law ^. 690. Wantonness is used, as far as I can gather, to express those cases in which consequences are desired as an end, but the motive to the act is not one of the ordinary passions of revenge, or lust, or avarice, or the like ; but rather (as the phrase is) the love of mischief for mischief's sake. Its use, as an expression which characterises liability, has no doubt arisen from the confusion between motives and intention, which we have already noticed in the case of malice. 691. Praud, though it is a term frequently used in such way as to suggest that it is a test of liability, has not, as far as I am aware, been authoritatively defined. Bentham^, however, who generally took very considerable pains to as- certain the precise meaning of terms, thinks it embraces the idea of falsehood or mendacity. And I understand falsehood to be the moral characteristic which, after much debate, has been decided to be necessary in order to constitute liability for fraud. Nevertheless, say the books, to constitute fraud it is not necessary to show that the parties making the assertion knew it to be untrue ; it is enough that the person making it did not believe it to be true^. It is difficult to understand a ^ The definition of dishonesty in the Indian Penal Code is as follows. Sect. 24 ; — Whoever does anything with the intention of causing wrongful gain to one person or wrongful loss to another person is said to do that thing dishonestly.' Sect. 23, 'Wrongful gain is gain by unlawful means of property to which the person gaining is not legally entitled.' Sect. 24, ' Wrongful loss is the loss by unlawful means of property to which the person losing it is legally entitled.' Probably there is here some superfluous language. Dishonesty, of course, implies knowledge without which there cannot be advertence. I am not, however, sure that the word 'intention ' is here used precisely in the same sense as in other parts of the Code, or as I have described it, supra sect. 220. ^ See Bowring's edition of Collected Works, vol. vi. p. 292 n. ' This is not the exact language of Lord Wensleydale, who was the author of this distinction ; but the distinction is (as I understand it) made to turn, Sec. 689-693.] LIABILITY FOR TORT. 333 distinction founded on the difference between knowledge and belief. One can easily imderstand a rash assertion, assumed to be true on insufficient grounds, or a heedless assertion, made without considering at all whether it is true or not ; and there are not wanting indications that want of care in making as- sertions may, under some circumstances, render a man liable. But such statements could hardly be called false or mendacious. Moreover the distinction which philosophers draw between believing and knowing is very subtle, and by no means uni- versally recognised. Sir William Hamilton has said that knowledge is a certainty founded upon intuition, belief is a certainty founded upon feeling ; but James Mill applies the term belief to every species of conviction ^. 692. What I think was intended is this : — When a man makes a direct assertion, he very often impliedly also asserts that he has, to the best of his ability, exercised his judgment, and believes the assertion to be true. Thus, if I say ' Mr. A has a good constitution,' there is here a direct statement of fact concerning ^'s health, and also, in many cases, as for instance if the question were put to me by an office about to insure ^'s life, an implied statement, that I have exercised my judgment in the matter, and have come to that conclusion. This implied statement will be mendacious, (i) if I have not given the matter any consideration at all ; (3) if I have con- sidered it and not come to any conclusion ; or (3) if I have considered it, and not come to that conclusion which my state- ment involves. 693. Whilst discussing the various terms which have been used to express liability, I will advert to two phrases in both in the original and in the quotations of it, upon the difference between knowledge and belief. See the judgment of Lord Wensleydale in the case of Taylor against Ashton, in Meeson and "Welsby's Reports, vol. xi. p. 415; Smith's Leading Cases, sixth ed., vol. ii. p. 94 ; Addison on Torts, third ed. p. 828. ' See James Mill's Analysis of the Human Mind, ed. 1869, p. 343, note by J. S. Mill ; and An Examination of Sir William Hamilton's Philosophy, by J. S. Mill, chap. t. 334 LIABILITY FOR TORT. [Chap. XVI. common use, which are sometimes placed in apparent oppo- sition to the terms which we have been considering. These two phrases express not quite the same thing, but things nearly similar. Thus it is said of certain acts that the question of liability is not one of negligence, but that a man Doing a does them at Mis peril; so also it is said in certain cases that peril. he is liable, not for fraud, but because there is a warranty. What I take to be aimed at in the first of these two phrases is, that there is some act which the law does not forbid, some act from which there is no primary duty or obligation to abstain, but for which, if a man does it and harm ensues, he will be liable to make compensation. For instance, a man is said to accumulate water in a reservoir on his land at his peril ; which apparently means that it is not unlawful for the land- owner to accumulate water in the reservoir, but if the reservoir bursts and the water floods his neighbour's land, he must make him compensation ^. I have some doubt whether this is the true view of the law ; and whether a man is not generally prohibited from doing that which is in fact dangerous ; though of course it is very often impossible to discover the danger till after the event has happened. But, even if he is not, it would only come to this — that as regards certain acts the primary duty or obligation is not to abstain from them, but only to compensate persons who are damaged by them. It is in this view that the duty or obligation in the ease above put has been often compared to that which is expressly undertaken by an insurer. Warranty. 694. A warranty, properly speaking, is in form an under- taking that certain events will happen, or will not happen ; have happened, or have not happened ; but it is in reality a promise to make compensation for the loss occasioned by their happening or not happening. Such a warranty is a contract ; the obligation is one which arises on the agreement of the parties ; and such contracts are very often entered into as an- ^ See the case of Rjlands against Fletcher, Law Reports, House of Lords vol. iii. p. 330; and that of Nichols against Marsland, Law Eep., Exch. Div., vol. ii. p. 4. Sec. 694-699.] LIABILITY FOR TORT. 335 ciliary, or supplemental to contracts of sale, or other similar transactions. But the word ' warranty ' is not confined ex- clusively to transactions which are properly called contracts. Whenever it is incumbent upon a person, from any reason whatever, to take upon himself the consequences, should a statement which he makes not be true, he is said to warrant the truth of the statement ; whether this duty or obligation be imposed by contract between the parties, or in any other manner. And when it is said that a party is liable for a breach of warranty, as distinguished from saying that he is liable for a fraudulent representation, I understand it to be affirmed that there is some primary obligation upon him, not only to state nothing except that which he believes to be true, but also to take the consequences of stating anything which in fact is not true. 695. Hitherto we have not got very far. We have got some idea of the meaning of some of the terms used, but we have failed to get any very distinct meaning for others, and we have got no mark or quality by which liability ex delicto can be known, or distinguished. 696. Now let us look at the acts themselves which are Qualities called torts, and let us see whether in that way it is possible derfgnated to discover any such mark or quality. *°^'^- 697. There are certain duties corresponding to rights Treapass. in rem which we call rights of ownership. Some of these rights have been enumerated and described. Every violation of a right of ownership which causes damage gives rise to a liability to make compensation to the owner for the damage done, and is a tort. 698. There are certain other duties corresponding to rights Violation in rem which we call rights of personal security. Some personal of these rights have been enumerated and described. Every ^'^'^'^ity- violation of a right of personal security which causes damage gives rise to a liability to make compensation for the damage done, and is a tort. 699. In the case of statements which damage a man's Defama- tion. 336 LIABILITY FOR TORT. [Chap. XVI. reputation it is difficult to say whether there is a duty to abstain from making them, corresponding to a right that they should not be made, or only a duty to make compensa- tion for damage caused by them corresponding to a right to demand such compensation. It would seem, however, that there is, at any rate, a general duty to abstain from making defamatory statements otherwise than by words, and that the plea which is allowed that the statement was true and that it was for the public good that the statement should be made is matter of special justification only. A man who makes a defamatory statement otherwise than by words is liable to a criminal prosecution, and he must prove his justification. Some of the language we find in the books seems also to assume that there is a duty to abstain from making any defamatory statements whatsoever, and that doing so is primS, facie a wrong which can only be justified under special circum- stances. Yet it would be difficult so assert that such a duty exists. Upon the whole the practice of the civil courts seems to me to support the view that there is no such duty as regards verbal statements. It is true that the plaintiff can put the defendant on his defence in many cases by simply showing that the unwritten defamatory statement has been made. But this is because the plaintiff having done this can then claim the benefit of three presumptions of fact, (i) that the charge made against him is false, (2) that it is malicious, (3) that it has caused him damage. It seems clear that if any one of these three presumptions is excluded, and there is no evidence to supply its place, the plaintiff will fail, because his case is not made out. As regards the damage, it may be only a rule of practice that actions will not be entertained where no loss has been incurred. But the requirement of malice and falsity cannot be explained in this way 1. ' See Odgers on Libel and Slander, p. 17, referring to Townshend on Slander and Libel, cbap. iv, s. 57; also pp. 169, 264. It seems clear tbat in an action of contract, if a breach of contract is proved and no damage, tie plaintiff is entitled to a verdict. In an action of trespass to land, if tlie trespass is proved and no damage, the plaintiff is entitled to a verdict, if the Sec. 700-702.] LIABILITY FOR TORT. 337 700. Any defamatory statement which was false and malicious, and caused damage, would be called a tort. 701. There is in law no general duty to speak the truth. Mendacity. That is to say, simply telling a lie is not the violation of any legal duty. Mendacity stands on the same level as ingratitude, or cowardice. It brings down punishment on the offender, but not of the legal sort. Nor is there any general duty to make compensation for damage caused by teUing a lie. Therefore, if a man were to tell a lie and thereby damage another, he would not by this alone incur any liability. But there is a duty to speak the truth on particular occasions and under particular circumstances ; or, at any rate, there are occasions and circumstances when a man is liable to make compensation for any damage that may be caused by telliag a He. For example, a man will be liable to make compensation if he tells a lie to a person with whom he is transacting busiaess, and that person, act- ing upon the statement believing it to be true, is damaged thereby. So he will be liable to make compensation if he tells a lie to a person intending that person to act upon it, and that person does act upon it believing it to be true, and incurs loss thereby. To cause damage by telKng a lie under these circumstances is called a tort \ 702. Whether or no there is in any case a liability to make Misrepre- ,.», J, . ... ,., sentation. compensation tor harm caused by misrepresentations which are false in fact but not mendacious, apart from contract, title is also in question. But in an action for defamation, even if the words are spoken falsely and maliciously, yet the plaintiff will not get a verdict if there be no damage. And it is this peculiarity which I understand to be referred to by those writers who maintain that in the action of defamation damage is the gist of the action. The expression ' gist of the action ' is rather vague. It is certainly not true to say that, because the Courts require both damnum et injuria, therefore without damnum there is no injuria, A trespass vnthout damage is certainly an injuria. On the other hand, it may be true that the Courts in declaring that an action for breach of contract is maintain- able without damage, and that an action for defamation is not so maintainable, are acting inconsistently. * All real fraud involves mendacity. 338 LIABILITY FOE TORT. [Chap. XVI. Sio utere tuo. Carriers and inn- keepers. Hetero- geneous cliaracter of torts. is a matter upon which lawyers are not agreed^. If there is such a liability the misrepresentation would be called a tort. 703. There are some uses which a man is forbidden to make of his property, because they cause damag-e to his neighbour. Such a use of a man's property is called a nuisance. What uses of property are and what are not nuisances is not at all clearly stated. Whatever is a nuisance is also a tort. 704. There are some eases in which it is said that though a man by making use of his property in a particular way commits no breach of the law, yet if he does so make use of it, and causes damage thereby, he is liable to make compen- sation. An act which so causes damage is called a tort^. 705. Certain special duties are imposed by the law upon particular persons or classes of persons, for example, upon innkeepers, and common carriers. If any person is damaged by a breach of these duties there is a liability to make com- pensation. An act which thus causes damage is called a tort. 706. There are many other acts or omissions which are called torts, but the above enumeration is sufEcient to show how heterogeneous they are. The only common feature of the torts enumerated that I can discover is that they are acts forbidden by the law which cause damage. This is what I understand to be meant when it is said that in tort there must be damnum et injuria. Injuria means, I suppose, a breach of the law. The jus of which the injuria is a Adolation may be either a jus in rem, like a right of ownership, or a jus in personam, like the right to be compensated for a misrepre- sentation. But the combination must be found in every tort. Still this combination, though it is universally present in torts, will not serve to distinguish them. We find this com- bination also very frequently in breaches of contract and in breaches of trust ^. ' See Pollock on Contracts, third ed., p. 494. ^ See supra, sect. 693. ' If there are any cases in whioh the courts allow an act to he complained of as a tort without damage, they are cases in whioh the real dispute is as to Sec. 703-709.] LIABILITY FOE TORT. 339 707. There has been a disposition to make blameworthiness Blame- the connecting link between acts which are called torts. There are, no doubt, many acts which give rise to a liability to make compensation, and which are called torts, in which the conduct of the doer of the act is estimated and is pronounced blameworthy. All cases of rashness and heedlessness are cases of this kind. The conduct of the person upon whom it is sought to fasten liability is tried by a standard which is furnished by the experience of the judge as to what sort of conduct may reasonably be required. The occasions upon which a person will be liable for rashness or negligence are chiefly occasions on which he and other persons are brought into contact in the exercise of their common rights : as, for example, when he and others are using a common road ; or a common conveyance ; or when he has invited other persons to come to his house, or upon his premises ; or when he is employing or is employed by others ; or when he and others are engaged in a common employment. In these and other cases the law says that if damage is caused by a cer- tain want of attention to consequences which amounts to heedlessness, or by a want of caution in avoiding danger which amounts to rashness, it must be compensated. 708. There might be some convenience in classing together and enumerating the occasions on which a person would be liable for rashness or negligence by reason of some duty cast upon him by the law to be circumspect ; and it might be con- venient to keep separate the occasions when the duty arose upon a contract, and those when it arose without a contract : and then we should want a name for the acts by which the liability was incurred, which name would cover a portion of the acts which are now called torts. 709. Then there are other cases in which, instead of leaving Specific the conduct of the person to be estimated by the tribunal forbear- ances. the existence of the right, and the action is allowed because, strange to say, our law does not always afford any direct way of trying the question whether a right exists or no. Z 2 340 LIABILITY FOE TOET. [Chap. XVI. which decides upon the liability, the sovereign authority has ordered certain precautions to be taken : as when a rule of the road is laid down ; or a railway company is directed to fence in its permanent way, or to use particular appliances for the safety of passengers. And these cases, no doubt, rest upon the principle that it is reasonable to require such precautions, and that the omission of them would be blameworthy. But it would be very difficult to make a separate class of such cases ; first, because the reasons which lead to such a command may not be all of one kind ; and secondly, because it would not always be easy to say what these reasons are. Estimation 710. The estimation of conduct as an element of liability is and°inten- °f comparatively modern .origin'. The general practice in tion a early times seems to have been to impose a liability to make modem "^ _ _ ^ ■' _ practice, compensation for specific acts done. And the mere doing of the act induced the liability, unless the party charged could establish some justification. Later on we get the more general expression ' trespass,' behind which lay, no doubt, the conception of rights of ownership and rights of personal security. Still we have got no further than that an act was done which ought not to be done. Neither advertence to the consequences of an act as distinguished from the act itself, nor inadvertence to those consequences seem ever to have been taken into consideration. If it had been suggested that they ought to be considered, the answer, I think, would be that the attitude of the mind as regards the consequences was undiscoverable. Probably the Courts of Chancery set the ex- ample of considering the attitude of mind of the doer of an act as regards the consequences, that is, of inquiring whether ' It has been suggested that the commands to make compensation for par- ticular acts, wHcli are to be found in the Laws of Alfred, were arrived at by a process of specification from general rules. I can understand what is meant when it is said that the modern rule of the road or sailing rules are arrived at by a ' process of specification ' from a general rule forbidding negligence. But that any rule in the Laws of Alfred should have been so arrived at seems to me unlikely. Is it not rather true that in those days the only con- ception was of a specific rule to do this or abstain from doing that ? See The Common Law, by Mr. Justice 0. W, Holmes, p. 113. Sec. 710,711.] LIABILITY FOR TOUT. 341 he intended them, and also of estimating his conduct, as, for example, whether he had acted in good faith. The Common Law Com'ts at length felt themselves obliged to consider intention in matters of contract, and by de- grees got also into the habit of submitting to juries questions of conduct, and the closeness with which the intention, or the knowledge, or the conduct of the party is scrutinised ia courts of justice seems to me to be upon the increase. 711. It must also be remembered, that whatever may be the All blame- effect of blameworthiness in inducing liability in some kinds of ^"g'^re torts, it is certain that there are many things called torts for not torte. which a person is liable to make compensation, in which, not only the element of blameworthiness, but even the element of intention to do harm, is wholly absent. If I do any harm whatever to your land, whether I do so advertently or inad- vertently is of no importance. The only question is whether the trespass is my act. Nor is it possible to trace the liability to make compensation in this case to blameworthiness. What lies at the back of liability in this case is not blameworthiness but ownership ; not security from harm but utility. On the other hand, I do not see how it can be asserted that there is now, or ever was, a rule or principle that mere blameworthiness gives rise to liability. Is there any general duty to abstain from acts which are malicious or negligent ? or to make com- pensation for damage caused by acts which are mahcious or negligent ? I think none. Many times the law has said this thing or that thing shall not be done maliciously, this thing or that thing shall not be done negligently ; compensation shall be made for this or for that malicious or negligent act. But it has never said that nothing shall be done maliciously or negligently ; or, that compensation shall be made for malicious and negligent acts in general. However maKgnanf may be the motives which influence my conduct; however disastrous may be the consequences which I expect to result from it, I shall not be liable unless I have transgressed certain 342 LIABILITY FOR TORT. [Chap. XVL limits ; wtieh limits are marked out by the law. I have a fine spring of water on my land. For some years I have allowed it to run off in the direction of a neighbouring village, the inhabitants of which have come to depend on it mainly for their supply of water. From the most malignant motives, and hoping and expecting thereby to bring famine and sick- ness into the village, I dam up the stream in that direction, and turn it into another, where it is entirely useless to them. Am I or am I not liable ? The answer depends simply on whether the inhabitants of the village have gained a right to the water ; in other words, whether I am under a duty to abstain from any act which deprives them of it. If they have not gained that right, and I have not incurred that duty, I am not answerable under the law. If they have gained that right, then, however useless the stream may be to them — though my object was to supply another village which was perishing for want of water ; though I may even have been misled by a scientific opinion that the supply of water was sufiicient for both villages^ I shall still be liable. 712. So in the questions which so frequently arise between persons related to each other as master and servant. The servant may be exposed by the master to great danger which might be avoided, yet, if the servant knew of the dangerous nature of the employment, the master is not liable for any accident that may happen. Here it would be difiicult, on moral grounds, to defend the conduct of the master in thus exposing his servant to danger, even with his own assent ; and, as the master ex hypothesi knows of the danger, he must at least disregard the consequences, if he does not intend them. What draws the line is the master's duty as defined by the law. It is not the legal duty of the master to preserve his servant from risk in all cases in which it is immoral to expose him to it ; nor is the master made liable either because he expects, or disregards, the consequences of the exposure : the law simply makes it his duty to take certain precautions Sec. 7:2-714.] LIABILITY FOE TOUT. 343 to preserve his servant from risk, when the risk is one which he knows of, but which his servant does not '. 713. It seems to me impossible to escape from the con- Suggestion chision that the word 'torts' is used in English law to cover uge o/the a number of acts, having no quality which is at once common ;^°"^ and distinctive. In other words, I believe the classification to be a false one. Upon what intelligible ground do we apply the name of tort to damage done by trespass or by slander, or by fraud, and refuse to apply it to; damage done by contract, or by breaches of trust ? I think upon none. Nor can I see any advantage whatever in assigning the name 'torts' to a number of acts which have nothing in common except what they share with other acts not so called. It would certainly be desirable to cease calling by the name of torts all acts which have acquired other distinctive names — such as trespass, fraud, slander. 714. I suggested just now that it might be convenient to class together those acts for which a party was liable because his conduct had not reached that standard of circumspection which the law requires : and possibly if this classification were made it might be convenient to call this class of acts by the name of torts. I am disposed to think that these acts do possess a quality which justifies their being classed together and which distinguishes them from other acts giving rise to liability. I am disposed to think that the occasions when they arise are occasions when people are brought into contact with each other, as by living contiguously, or by using the same conveyance or the same highway, or by the employment of, or by visiting, each other. These being the occasions, the conduct is estimated by the judges or the jury, as the case may be, in accordance with their experience^. ^ See and compare the cases of Eiley against Baxendale, Exchequer KeportB, vol. vi. p. 445 ; Paterson against Wallace, Macqueen's Scotch Appeals, vol. i. p. 751 ; Seymour against Maddox, Queen's Bench Eeports, vol. xvi. p. 332 ; and Skipp against The Eastern Counties Railway, Exchequer Reports, vol. ix. p. 226. The comparison and analysis of the judgments in these cases is an instructive exercise. ^ Eor a further discussion of these questions of conduct, and for a con- 344 LIABILITY FOR TOET. [Chap. XVt. 715. The standard of conduct is incapable of legal definition. The law can forbid certain acts, as leaving a gate open which leads on to a railway, or loading a vessel above a certain line. It does so, because these acts are likely to be dangerous, and by making them all so, the necessity of defining what is dangerous is avoided. The occasions upon which circum- spection is required might, I should think, also be defined. It seems surprising that they have not been so already. Probably one reason why they have not, may be found in the procedure by which such questions are tried. The whole case is generally submitted to a jury, who do not accurately distinguish the various grounds of their decision. Against this finding there is no appeal directly ; it can only be attacked by alleging error in the judge's disquisition on the law in his address to the jury, or by asserting the verdict to be against the evidence. The discussions which thence arise are not altogether without fruit, but they are not favourable to the evolution of very exact rules. The result is that though a just conclusion is generally arrived at, what the just conclusion is can very often only be determined by a very expensive process. Liability 716. A somewhat novel principle of liability has been lately asVtween Suggested, which, if favoured, may grow to very large propor- innocent ^Jons. The particular cases which have occurred have been persons. ^ cases of fraud. A commits a fraud which damages £ and C, who are both innocent. A is, of course, liable, but, as is frequently the ease with fraudulent persons, he is insolvent. Thereupon £ and C enter into a litigation in which the object of the plaintiff is to throw the loss on the defendant. The plaintiff fails to show that there has been any dereHetion of duty on the part of the defendant ; whereupon the court, instead of saying that the loss must lie where it has fallen, proceeds to consider which of the two parties before it enabled C to commit the fraud, and to hold that the loss must fall on Bideration of whether they are questions of fact or of law, I take leave to refer to an article in the Law Magazine and Eeview, 4th Ser. vol. ii. p. 311. Sec. 715, 716.] LIABILITY FOE TORT. 345 that person. The liability is not placed upon the ground of misconduct, but of causation. If this principle were once acknowledged, the door would be open to a very large exten- sion of legal liability ^. ' See the judgment of Chief Justice Coekburn in the case of Babroch v. Larvon, Law Eep., Queen's Bench Div., vol. iv. p. 394. It was quite un- necessary in that case to call in aid any such doctrine : see the case in appeal in vol. V. p. 284. The late learned Chief Justice seems to have thought that the right of an innocent purchaser to retain goods which he had bought, and of which he had obtained possession, from a person who had himself obtained them by fraud, also rested upon the principle that the original owner had enabled the seller to commit the fraud. I should doubt the correctness of this view. At any rate it is quite a modern view. Until recently the view was that the innocent purchaser was owner, this being a case in which the ownership followed the possession. See the case of Moyoe v. Newington, Law Kep., Querai's Bench Div., vol. iv. p. 35. See also supra, sect. 512. CHAPTER XVII. GROUNDS OF NON-LIABILITY. Effect of ijji7_ jj^ analysing- the nature of an act and the manner in abnormal •' ° conditions, which it produces legal results I considered in a very general way how these results were affected by certain abnormal conditions of the party who does the act. I will now con- sider a little more particularly the effect of these conditions upon that legal result which we call liability. Where 718. When the abnormal conditions of the party who does does not the act are such that the elements which constitute liability arise. ^j.^ ^^j^ ^ present, then, of course, that liability does not arise. For example, when a man by reason of being drunk fails to discover that a shilling in his possession is obviously bad, he cannot be guilty of uttering counterfeit coin, because the knowledge which is one of the elements of this particular kind of liability is wanting. In such a case drunkenness is not an excuse for crime, but the case is exactly the same as if the ignorance had arisen from the stupidity of the party charged. If the party is punished, he is not punished for uttering counterfeit coin, a crime which he has not committed, but for drunkenness, or some other offence. On the other hand, if a lunatic in a frenzy of passion kills his keeper, all the elements of the crime of murder are present ; and if the liability to capital punishment does not arise, but only the Sec. 717-724.] GROUNDS OF NON-LIABILITY. 347 modified liability to suffer imprisonment during the Queen's pleasure, the case is one for our special consideration. 719. In the following observations I shall only deal with Where lia- eases in which the elements of liability are present, and arises. the ordinary liability would arise, were it not that the case is treated as an exceptional one. 720. There are three ways in which the ordinary liability Ways in may be affected. It may either not arise at all ; or it may liability arise in a modified form ; or, having arisen in its usual form, "^•''/'^ it may be set aside or modified by the order of a court. 721. Cases in which the ordinary liability arises, but is sub- When sequently set aside or modified by the order of a court, must g^^ asMe or also be kept apart. They are dealt with differently from modified, those in which the ordinary liability is prevented or modified in its inception. No doubt all these cases might be governed by the same or analogous rules ; but, as a matter of fact, courts of justice, when they modify or set aside a liability which has already arisen, exercise a large amount of discretion, guided to some extent by the examples of their predecessors as recorded in the reports, but not governed by rules constantly observed and capable of being stated in an abstract form. I shall therefore, for the present, confine myself to cases in which the ordinary Kability is prevented or modified in its inception. 722. The abnormal conditions which I propose to discuss are insanity, error, intoxication, infancy, and duress. 723. Insanity — under which term I include all disorders of Insanity. the intellect of a grave character — has been little discussed with reference to liability generally. It has been almost always discussed with reference to its effect on criminal liability. But in the main the principles of liability are the same in all courts, and therefore I shall refer here to the manner in which the questions of the liability of insane persons have been discussed in criminal courts. 724. The ideas current on the subject of insanity have Modern undergone very considerable modification of late years. ' ®*^ ^ ' • Indeed it is only in recent times that the subject has received 348 GROUNDS OP NON-LIABILITY. [Chap, XVH. anything like the consideration which it deserves. Attention was first drawn to it by the horrible sufferings endured by insane persons in confinement. It apparently used to be thought that every insane person, who had physical strength and Kberty to use it, was dangerous, and that the only way of rendering him harmless was by forcible restraint. The idea seems to have been that insane persons were under some sort of external impulse, which drove them to commit acts (as the phrase was) against their will. It is now known that, with rare and temporary exceptions, insane persons are susceptible of very much the same kind of influences as other persons. They can be made to feel the effects of discipline, and can appreciate, in a very considerable degree, the painfulness of reproof and the pleasure of approbation. The consequence is that, in the best asylums, the patients are seldom under physical restraint. How they 725. This discovery, though it has greatly mitigated liability. ^^® Sufferings of persons subject to this calamity, has un- doubtedly opened a new and difficult inquiry, whenever it has to be decided, whether or no the insane person is legally responsible for his acts. This mode of treatment clearly shows that the moral and intellectual qualities are hardly ever entirely effaced. The insane have in a great measure recovered their Hberty, but with it also they resume, in part at least, their responsibility. Peculiar "^26. It may be perhaps doubted, whether the recognition character ^f ^j^jg responsibility has kept pace with the inereasinar of cnmmal ^ •' ^ -^ _ _ ° cases. tendency to treat abnormal conduct as indicating some form or other of mental disease. It is also unfortunate that the law of insanity should have been to so great a degree fashioned upon the practice in one particular class of criminal cases. For in ordinary criminal cases this defence is rarely set up. The effect of setting up a plea of insanity in answer to a criminal charge, even if successful, is generally almost as disastrous to the accused as if he were to admit his guilt. Insanity itself is a stigma ; and accused persons, if found Sec. 725-728.] GROUNDS OF NON-LIABILITY, 349 insane, are liable to be imprisoned for an indefinite time ; whereas ordinary convicts are only imprisoned for a specified period. Hence it follows, that few persons care to set up this defence except in capital cases, in which this defence is frequently insisted upon, strenuously enough ; but even here, for the most part, only in that class of cases, in which murders have been committed under the influence of violent passion, without any attempt at concealment, and where any other defence is therefore hopeless. Now this is just the very class of eases in which the question of insanity presents itself under peculiar difliculties. The violent excitement under which the accused is labouring produces an extrava- gance of conduct very like that produced by insanity : indeed anger itself is so like madness as to be proverbially identified with it. 727. The question of liability in the case of insane persons Grounds of cannot be determined unless we have first clearly settled in our own minds the grounds of liability in ordinary cases. Why do we imprison a man or require him to make compensa- tion for damage which he has caused to another ? Mainly I think in order to deter others from doing the like. Punish- ment of the deterrent kind is I think what is ultimately intended. Punishment in the shape of awarding compensation to the injured party is a very convenient form of proceeding, because it substitutes the action of the party for the action of the state, and satisfies a general sense of propriety which makes people in general willing to co-operate and assist in enforcing the penalty. 728. Why then not punish an insane man ? Would it not why in- deter as many persons if an insane person, as if a sane person, pr^^ta were punished ? To this I can only answer in the words of liability. Lord Coke, who in the Third Part of his Institutes states his opinion that punishment inflicted upon an insane person would be so generally deemed inhuman and cruel as rather to make men desperate than to deter them from crime. In substance I think experience has proved that this opinion of 350 GEOUlirDS OF NON-LIABILITY. [Chap. SVII. Lord Coke is correct. I also think that a law which awarded a penalty to the actions of insane persons would be ineffec- tual, as no one either as a prosecutor or witness would assist in enforcing' the penalty if he could help it. Essentials 729. Certain I think it is that in most cases the non-Uability of liability i i i i /• generally of insane persons cannot be rested on the absence oi any no^ wan - ^j. ^j^^ essential elements of HabiKty. It is indeed possible that a man's intellect may be so disordered, that he may altogether fail to perceive the consequences of his acts, whether to himself or to any other person. But in the majority of cases this is not so. All the essentials of a liability will on esiamination be found to be present in nearly every case. Even the furious madman who kills his keeper because be is refused his liberty, conceives a wish which prompts him to do a certain act in order that he may accomplish the end which he has in view. He intends his keeper's death as means to that end, and every condition of the crime of murder is fulfilled. Mode in 730. But whatever may be the true ground on which question the excuse of insanity is based, it cannot by any possibility be that which the form of the inquiry assumes in criminal cases when the accused person is alleged to be insane. The law requires that the question should be put to the jury in this singular form : — had the accused sufficient reason to know that he was doing an act that was wrong ^? What gave rise to this form of putting the question it is not very easy to discover. The capacity of distinguishing right from wrong has hardly at any period been accepted as a general test of insanity. Probably this form of putting the question is due to the notion which (as already mentioned) lurks in our criminal law, but which is never boldly as- serted, and is sometimes emphatically denied, that the moral ' See the answer of all the judges, except Mr. Justice Maule, to questions put by the House of Lords, at the end of the answer to the second and third questions. These questions and the opinions of the judges thereon were printed by the House of Lords on 19th June, 1848; they are to be found in most works on Criminal Law. submitted to jury. ■Sec. 729-732.] GROUNDS OF NON-LIABILITY. 351 quality of the act determines the liability to criminal punish- ment. 731. It must be remembered, however, that this question has How dealt always to be answered in criminal cases by a juiy — a tribunal ti^em. which generally comes to the task without any previous training, and which is wholly incompetent to discuss with nicety the very peculiar and difficult question which the law requires to be placed before them. Probably, therefore, what really happens is that, consciously or unconsciously, the jury give their verdict according to their opinion upon a much more general question — namely, whether, under all the circumstances, the prisoner ought to be punished : and, where their decisions are not distorted by a special dislike of the punishment provided for the offence (as sometimes occurs in capital cases), the result is perhaps as good as any to which, in the present state of science, it is possible to attain 1. And at any rate the decision of a jury has this negative advantage ; that, if unsatisfactory, it forms no precedent ; on the con- trary, the public condemnation which follows it, serves as a guide and warning, for some time at least, against similar errors. It would, however, be somewhat better, if the ques- tion were submitted by the judge to the jury in a simpler form, so that his own remarks might be more intelligible, and more direct upon the point upon which their determina- tion actually turns. 732. The question of liability upon a contract, when the Insanity as party sought to be made liable was insane at the time of the of^on- agreement, arises in a great many different ways. It may li^tahty m happen that the intellectual faculties are so obscured, and the judgment so disordered, that the agreement, which is the foundation of the contract, cannot be inferred ; and there being no contract, there will be no obligation, and there- fore no liability. But in many cases the condition of the insane person may be such as to enable him fully to 1 See the goinewhat similar observations of Lord Hale, Pleas of the Crown, vol. i. p. 32. 352 GEOUNDS OP NON-LIABILITY. [Chap. XVII. understand the negotiation, and the ultimate result. When a man orders five hundred coats from his tailor, or ten thousand pairs of boots from his bootmaker, he may have lost all notion of number and quantity ; but he may not ; and he may be induced to g-ive the order under the insane delusion, that he can speculate profitably in some large government contract for such articles. Yet, though there may be in such a case a complete contract, according to our definition, the insane person would not be liable, because the law excepts some of the contracts made by insane persons from the general rule that contracts will be enforced. It is only some of the contracts, and not all the contracts, made by insane persons which are thus excepted. If the contract is for the supply of articles of ordinary use and consumption, or for doing work, or any other service suitable to the rank and position of the insane person, he is generally considered liable. Thus an insane person has been held liable to pay his tailor for clothes, his bookseller for books, an attorney his fees, his servants their wages, and so forth. In one case even the purchase of an annuity by an insane person, not known to be so, it being a fair and reasonable transaction, was held to create liability. But the sale of an estate under similar circumstances has been held not to be so. Insanity 733. How far a person who is insane would be held liable, of non-"" ^^ courts of civil procedure, for his acts or omissions indepen- hability m Jently of contract, is a matter in which one is surprised to other cases. . ^ find our law-books nearly silent. Lord Hale lays down, however, a sweeping rule, which would entirely shut out this defence in such cases — that no man can, in matters of this sort, plead his own mental deficiency i. 734. Error, in the shape of ignorance of the consequences of an act, or mistake as to the consequences which are likely to arise, of necessity renders it impossible for a man to intend ' Pleaa of tie Crown, vol. ii. p. l6. Even if this dictum of Lord Hale ts accepted to the fullest extent, it would still be necessary to consider how far the elements which go to make up liability were present when the act was done. Sec. 733-736.] GROUNDS OF NON-LIABILITY. 353 or disregard those consequences ; a man so ignorant cannot therefore, strictly speaking, incur any liability which involves such intention or disregard. But supposing the normal con- ditions of liability to be satisfied, will error prevent the liability from arising, or cause it to arise in a modified form ? 735. Blaekstone^ says, if a man intending to kill a thief Ignorance in his own house, by mistake kills one of his own family, this of the will. is no criminal action. But Blackstone's explanation of this is most extraordinary ; and to me, indeed, altogether unintel- ligible. He says, ' for here the will and the deed acting separately, there is not that conjunction between them which is necessary to form a criminal act.' Nothing can show more strongly than this confusion in the mind of so eminent a writer the importance of the analysis undertaken by Austin, of the relation between the mental consciousness of the actor and the act done. It is not very safe to attempt to assign a ■ meaning to such a phrase as ' the will and the deed acting separately,' but I suppose it is another form of the erroneous expression so often met with, ' doing an act against your will.' The true view of the case I take to be this — Acts are produced by the will, by means of motions of oar bodily muscles. But this exertion of the will, or volition, is the result of an antecedent desire. Thus, I take up a pistol, aim it at you, and pull the trigger, because I desire to kill you. I desire to kill you, because I believe that you are breaking into my house, and I consider it necessary to kill you in order to protect myself and my family. After I have fired, I find that you are a friend, coming to pay me an unexpected visit. My mistake as to your person has caused me to desire your death, which desire has acted upon my will. The same mistake has also led me to suppose that I was justified in killing you in self-defence. 736. There is, I think, no doubt that the case here put is one of murder, that is, that all the elements of murder are present, and if the liability to capital punishment does not arise, ' Commentaries, vol. iv. p. 27. A a "Wise un- lawful. 354 GEOUNDS OF NON-LIABILITY. [Chap. XVIT, it is because of the abnormal condition of the person who fires the shot. 737. Whether any other liaMitj'- than that to capital punishment will arise depends upon the circumstances. If I were not justified in assuming you ta be a thief — if I were rash in drawing- that inference, I might be guilty, though of a different crime. For rashness may be a ground of criminal imputation, and then the ignorance which is the result of that rashness cannot absolve me. Will not 738. So again where my mistake is not either rash or act other- heedless, I may yet be liable in some cases. Thus suppose I see in my neighbour's garden something moving in the trees, which I beUeve to be a wild, but harmless animal. I examine it very carefully, and satisfy myself that it is a wild animal. I fire at it,, and it turns out to be my neighbour himself, who is dangerously wounded by the shot. Here I am clearly liable ; and why ? Because, though my mistake may be a reasonable one, yet, if all that I believed to be true, were true, my act would still be a breach of a primary duty, and the facts which I supposed to exist would not justify it. But not so in the case put by Black- stone. In that case, if all I believed to be true, were true, there would be an excuse for what would otherwise be a breach of a primary duty. There is a primary duty to forbear from taking life, but there is an exception where life is taken in self-defence. There is a primary duty not to fire guns into my neighbour's garden, and no exception where the object fired at is a vtdld animal. I am therefore liable to such consequences as are laid down by the positive law. I should be liable for manslaughter in England, because of the extremely sweeping definition of that crime; perhaps under the Indian Penal Code I should not have committed a crime, but I should be liable civilly. Ignorance 739. The efiect of error on the liability which arises in cases of ^po^ Contract is more complicated ; and this complication is contract, increased owing to its having been the custom to consider Sec. 737-741. J GROUNDS OF KON-LIABILITY. 355 under this head several matters which do not properly be- long thereto. 740. I have already adverted ^ to the mode which is inquiry generally adopted for ascertaining- the intention of the par- ghut out ties in case of dispute. It has there heen observed, t^at I'^.^'^J^g^^^ all a tribunal can do — after deciding upon the evidence what *'»"■ were the terms of the contract, after hearing the state- ments of both parties as to what each intended, and after inquiring into the Circumstances which happened about that time, so far as they throw any light upon the in- tention — is to put upon the words its own interpretation, and from that interpretation to presume the intention. But in arriving at this presumption judges generally, as I ob- served, follow certain rules ; such, for instance, as that the technical terms of law can never be used in any other than their technical sense, or ordinary words in any other than their ordinary sense, and so forth ^- So that a care- less man may find himself fiixed with an obKgation arising upon a contract, which he did not intend, almost without having had an opportunity of asserting his mistake ; and practically the excuse of error is thus very often shut out, upon grounds which stand apart from the general principles upon which that excuse depends. 741. But suppose the court to have determined the sense Consensus of the promise and that the promisor ihen seeks to deny not in his liability on the ground of error. How will the court 1"«^i°°- deal with it? Not surely upon the ground so frequently put forward that where there is error there is no consensus in idem and no contract. That, as I have just pointed out, is an antecedent question. The well-known case of the ' Peerless ' is an example of this. There A agreed to buy and B agreed to sell a cargo of cotton to arrive ' ex Peerless from Bombay.' There being two ships of that name then on a voyage home from Bombay and both being laden with cotton, this was an accurate description of two different 1 Supra, sect. 622 sqq. " Supra, sect. 238. A a a 356 GROUNDS 01' NON-LIABILITY. [Chap. XVII. cargoes ; and there being no circumstances from which the court could determine that in accordance with 'the sense of the promise ■'^' either one or the other was meant, the sense of the promise remained undetermined, and the contract could not be enforced. Probably the plaintiff may have meant one of the ships and the defendant the other; but this alone would not have been conclusive ; if the court could have determined that, according to the reasonable construction of the language used under the circumstances, one or other was meant, the contract would have been enforced in this sense. 742. Cases of this class are cases in which the parties have failed to use language to which any certain sense can be attributed, and therefore there can be no contractual liability. But if there has been a transaction in which one party has made a promise and the other has accepted it, and the sense of the promise can be determined, then all question of consensus ad idem is at an end. The sense of the promise determined upon may not be what both the parties or either of them expected, but this, as we have seen, does not prevent the contract from arising^. Liability upon the promise in the sense attached to it will be taken to be the result contemplated. This is best seen by an example. A bar of metal which belongs to A is lying before A and B. B, asldng no questions but relying on his own judgment, and thinking it is gold, offers to purchase 'that bar' at the -market price of gold, which offer A accepts. In fact the bar -contains a considerable amount of inferior metal, so much that merchants would not even call it gold. Still B is liable on the promise to purchase. If when sued by A he said that ^ See supra, sect. 622. ^ Supra sect. 621. No doubt it may be said that wberever one party contem- j)late3 one thing and the other party contemplates another, that is, in all casoB of error, there is no consensus in idem. If so, every kind of error would render true contractual liability impossible. In practice, however, as I have frequently pointed out, the consensus is not arrived at by considerinn- what were the expectations of the parties, but by considering what is the sense of the promise. Sec. 742-744.] GEOUNDS OF NON-LIABILITY. 357 he made a mistake and thoug'ht the bar was a bar of pure gold, which he knew that A had in his possession and which he had examined carefully, he would not be listened to. 743. It tised to- be said that the question of error was Error in differently treated in courts of Chancery and courts of Com- chlnoery. mon Law ; and if that were really so, now that, all courts administer the same law, the law which we should have now to consider would be the law of the courts of Chancery. But I think the special doctrines of the courts of Chancery only affected the peculiar kinds of relief granted by that court — doctrines which assumed that the liability existed, but that for some special reason it ought to be manipulated. It must be remembered that courts of Chancery used only to deal with contractual liability when the remedy at law was in- effectual : and in such cases these courts have always reserved to themselves a full discretion to determine whether under all the circumstances they would assist the plaintiff, or leave him to his ordinary remedy. No doubt, in considering this question, the courts have sometimes been influenced by the allegation that the defendant was asked to do something which he did not expect, but I do not think that any rules have been yet laid down which could be stated in an abstract form^. 744. In the Roman law, no doubt, a more extensive effect Error in seems to be given to error. Thus it is said ' si de alia re law stipulator senserit, de alia promissor, perinde nulla contrahitur obligatio ac si ad interrogatum responsum non esset, veluti si hominem Stichum a te stipulatus quis fuerit, tu de Pam- philo senseris, quern Stichum vocari credideris.' If this le taken as a general principle, it certainly goes beyond our law ^. ^ See supra, sect. 721. Until recently the courts of Chancery were the only courts which could directly set aside or modify an existing contractual liability : so too they were the only courts which could order specific perform- ance of a contract. Courts of ordinary jurisdiction could increase or reduce the damages, or could let the defendant go practically free by awarding nominal damages. But they did this without any principle. The result is that there is very little law in England as to the eflFect of error, and only examples to show how discretion should be exercised. ' Inst. III. 19, 23. 358 GROUNDS OF NON-LIABILITY. [Chap. XVII. and in The French law likewise seems to go beyond ours. By the law"" Code Civil, Art. 1109, 'II n'y a point de consentement valable, si le consentement m'a ete donn^ que par erreur. . .' mo, 'L'erreur n'est une cause de nuUite de la convention que lorsqu'elle tonibe sur la substance meme de la chose qui en est Tobjet. EUe n'est pointune cause de nullite, lorsqu'elle ne tombe que sur la personne avec laquelle on a I'intention de contracter, a moins que la consideration de cette personne ne soit la cause principale de la convention^.' 745. A good many decisions in the English law have been classed under the head of error which, I think, do not strictly belong to that topic. Some of these I will now examine. Cundy v. ^^g Cundy V. Lindsay^ was a case in which J, by fraud- ulently stating that he was X, induced JB 8f Co. to sell him some goods. A contract was accordingly concluded by -B ^ Co. with A in the name of X. In fulfilment of this contract B ^ Co. delivered goods to A, and A sold them to C, an honest purchaser, who .accordingly obtained possession of them. Whether under these circumstances the ownership of the goods had passed to C does not necessarily depend upon whether or no there was a contract between A and B ^ Co. but in this case the House of Lords thought that it did, and decided that there never was any contract at all ; which is, of course, very different from saying that there was a contract, although one affected by fraud. The words of Lord Cairns are: — 'Of him {A) they [B 8f Co.) never thought. With him they never intended to deal. Their minds never for an instant rested on him : and as between him and them there was no consensus of mind which could lead to any agreement or contract whatever.' ^ The first of these clauses looks as if it were intended to lay down the general rule that there was no- consensus in idem where there was error. In one sense this is true, but it is just as true where the error is made with regard to the identity of the contracting parties as in other oases. The second clause, therefore, limits the generality of the first. See and compare Cundy V. Lindsay, where the fatal error was precisely one of identity. ^ Law Reports, App. Cases, vol. iii. p. 459. Sec. 745-748.] GEOUNDS OF NON-LIABILITY. 359 These words are wide enough to cover a very much larger class of cases than that under consideration — eases in which it had always previously been held that not only was there a contract but one which could be sued on. For example, if A had been wholly innocent of fraud, and B Sf Co. had still made a mistake about ^'s identity, all that Lord Cairns says in the passage quoted would be just as true. Yet I do not think it has been generally said in English law that in such a ease there would be no contract. There was a definite person A with whom B & Co. were in correspond- ence. If they erroneously assumed that A was X, I do not think that such an error has been generally considered to have any effect on the existence of the contract^. But in any case the ground of the decision is, not that because of error the liability on the contract must be set aside, but that because of the error there was no consensus such as would make a con- tract. This last is a question of fact rather than of law. 747. In the case of Boulton v. Jones ^ A had ordered Boulton v. goods of B. This order feU into the hands of C, and C executed it. It was held that there was no contract between A and C. This seems obvious ; and it seems to me to be a very different case from one in which A gives an order to C, addressing him as B, when, if there were no fraud, there would, I imagine, be a good contract between A and C if C accepted the order. 748. In the case of Smith v. Hughes ^ the defendant Smith r. had bought a specific parcel of oats of the plaintiff. The defendant thought that these were old oats : the plaintiff was aware that they were new. It was agreed that the erroneous opinion of the defendant as to the nature of the oats did not affect his liability. But it was said that if the plaintiff had known that the defendant in dealing with ^ See the article of the French Code quoted above, from which it appears that under the French law an error as to the identity of the contracting party is in most cases immaterial. ' Beported in Hurlstone and Norman's Beports, vol. ii. p. 564. ' Beported in the Law Reports, Queen's Bench, vol. vi. p. 597. 360 GEOUNDS OF NOK-LIABILITY. [Chap. XVII, him for oats did so on the assumption that the plaintiff was contracting to sell him old oats, then there was no contract by the defendant to buy old oats. This, however, is clearly not on the ground of error: there being as much or as little error in one ease as the other. Nor is it so put in the judgment^- I take it that both the actual decision and the decision ia the hypothetical case proceed upon the same ground, namely, that under the circumstances the sense of the promise in the first case was to accept and pay for the oats whether old or new, and that in the second case the sense of the promise was to accept and pay for new oats only. Conturier 749. The case of Contmier v. Hastie^ has nothing what- V. Hastie. ^^^^^ ^^ ^^ ^^j^ error. It turned, as the Lord Chancellor Cranworth says in his judgment, entirely upon the construc- tion of the contract, that is, upon the sense of the promise. The plaintiff had sold to the defendants a cargo of com, described as being then on a certain ship on her voyage to England. Before the date of the sale the cargo, in con- sequence of its having become heated, had been landed and sold. This was not known to either party. The House of Lords thought that the intention of the parties was that there should be no liability under the circumstances which had occurred ^- ' Sir James Hannen says that in the case supposed the plaintiff would have been 'aware that the defendant apprehended the contract in a different sense to that in which he meant it, and he is thereby deprived of the right to insist that the defendant shall be bound by that which was the apparent and not the real bargain.' See p. 6io. of the Report ubi supra. ^ Reported in House of Lords Cases, vol. v. p. 673. ^ These are not the word's of the judgment, but this is what must have been meant. Of course it was admitted that the defendants intended to buy some- thing, and the plaintiff said that according to the sense of the promise what they sold and what the defendants bought was, ' not the cargo absolutely as a thing assumed to be in existence, but merely the benefit of the expectation of its arrival, and of the securities against the contingency of its loss.' The cargo was insured, and this was quite an intelligible and not an unreasonable con- struction of the contract; though, as the court thought, not the right one. The case of Strickland v. Turner (which is said to be like Conturier v. Sec. 749-751.] GROUNDS OF NON-LIABILITY. 361 750. On the whole, I am inclined to think the only ease Eesult. in which error prevents the ordinary liability of a party from arising on a contract is that in which it is combined with fraud, as in Cundy v. Lindsay. In other cases I think it is immaterial to the existence of the contract. But, as I have already said, error may prevent the existence of agreement ; and error is also a fact which courts of justice take into their consideration when they are asked to exercise the discretion they possess of modifying a liability which already exists ^- 751. Intoxication is a disordered state of the intellect, Intoxioa- produeed by eating or drinking something. Blackstone says it is rather an aggravation of the offence than an excuse for criminal misbehaviour ; and that the law will not suffer any man thus to privilege one crime by another^; The Indian Penal Code says ^ : ' In cases where an act done is not an offence^ unless done with a particular knowledge or intent, a person who does the act in a state of intoxication shall be liable to be dealt with, as if he had the same knowledge as he would have had, if he had not been intox- icated, unless the thing which intoxicated him was admin- istered without his knowledge and against his will.' The English rule is intelligible, though the reasoning by which Erroneous Blackstone supports it is worthless. Drunkenness ia itself of*B°ack- can hardly be said to be a crime under English Law * ; ^'°"''- Hastie, as it is in some respects) also turned entirely upon tlie sense of the promise. It is reported in Exchequer Reports, vol. vii. p. 208. 1 I have excluded from the present discussion cases in which by reason of error there is no agreement, and also cases in which the ordinary liability arises but is afterwards modified or set aside.. I feel justified in doing this, because I consider that such cases are dealt with upon grounds quite apart from those which are discussed in the text, and they are in the main ques- tions of fact, or of discretion. ^ Commentaries, vol. iv. p. 26. I doubt whether the passage of Lord Coke to which Blackstone refers as an authority for this position, has been correctly understood by him. See First Part of the Institutes, p. 247. ' Sect. 86. * It is an oflFence punishable by a fine of five shillings under 21. James I. chap., vii. sect. 3. But simple drunkenness, independently of any other consideration, is very rarely, if ever, punished. 362 GROUNDS OF NON-LIABILITY. [Chap. XVIL and even if it were, it is simply begging the question to say, that when a man pleads drunkenness, he thereby seeks to privilege one crime by another ; the whole question being, whether or no that other act is or is not a crime. The Eule of Indian rule is very difficult of comprehension. I am not Indian _ ■' -^ _ Penal Code quite sure what is meant by ' a particular knowledge or intent,' but I suppose setting fire to a house is an offence, though not done with any particular knowledge or intent ; yet it is not at all likely that intoxication was intended to be an excuse in such a case. On the other hand, passing counterfeit coin is clearly an offence in which a particular knowledge is necessary ; namely, knowledge that the coin is spurious ; and therefore, a drunken man who takes a counter- feit coin, which he would certainly have discovered to be counterfeit if he had been sober, and pays it away without discovering it, might under this provision be convicted of passing counterfeit coin knowing it to be counterfeit. But this result seems very remarkable. True effect 752. The question, how far intoxication affects liability, of exclud- ing the de- can never, I think, be satisfactorily settled by presuming toxication that things are different from what they really are. If altogether ^^ state of mind which we call knowledsre or intention m criminal '^ cases. is essential to the breach of the duty or obligation in ques- tion, the first consideration will be, whether or no the drunkenness was such as to have prevented the possibiKty of such a state of mind. It is perfectly consistent with very great drunkenness, that a man should know and intend the consequences of his acts. A soldier who after a day's hard drinking discharges his musket in the face of his Serjeant, may know and intend the consequences of his acts, just as well as the jealous lover who stabs his rival in the arms of his mistress. Indeed it is hardly possible to preserve the physical capacity to execute this sort of crime, without also retaining the low degree of intelli- gence which is necessary to the offence. But, if that is not the case ; if the drunkenness is such that no offence Sec. 752-753.] GEOUNDS OP NON-LIABILITY. 363 can have been cemmitted, or not the particular offence with which the person is charged ; then the true effect of presuming knowledge or intention, in spite of the facts, is to make drunkenness itself an offence, which is punish- able with a degree of punishment varying with the con- sequences of the act done ^. 753. How far intoxication affects the liability of a man, Intoxi- in a court of civil procedure, to make compensation for oti^gr oasee damage done, has been little discussed. The same distinc- t^anonmea tion would be here necessary as in considering criminal breaches of liability. If the liability be such that the state of mind is a necessary element of it, then the person pleading intoxication may, or may not, have that state of mind. If he has it, then he is liable like any other person. If he is so intoxicated that he cannot have it, then, if liable at all, he is liable because there is a law, which makes men liable for what they do when drunk, indepen- dently of any consideration of their state of mind when they did it. 754. In cases of contract, an intoxicated man may, or intoxiea- may not, have the degree of intelHgenee necessary to agree g^'^^gt upon the terms of a contract ; and this would be a matter of inquiry. But here a different principle intervenes. A man who is intoxicated generally shows it ; and there is this exception to the law that contracts will be enforced, that a contract made with a man who is apparently drunk will not be enforced. The sovereign authority, for good reasons, has decided that people ought not to attempt to transact business with persons whose incapacity to exercise sound judgment is thus apparent. 755. The rules which govern the liability of infants and Infancy, minors have varied considerably in different countries. They have had their origin mainly, but not exclusively, in con- ' It would appear from a passage in Lord Hale that some lawyers have thought that the formal cause of punishment ought to be the drunkenness, and not the crime committed underits influence. Pleas of the Crown, vol. i. p. 32. 364 GROUNDS OP NON-LIABILITY. [Chap. XVII. siderations of intellectual deficiency. They have been founded sometimes on the necessity of subjecting- young- persons to parental or other control ; sometimes on their physical in- capacity to g-o throug-h certain forms ; and not unfrequently on their incapacity for sexual intercourse; but the most prominent consideration has, of course, always been the ab- sence of that knowledge and experience which is necessary to enable any one to appreciate the consequences of his acts. Traces of all these principles may be found in the Roman, the English, the Hindoo, and the Mahommedan Law. But it is obvious that an inquiry into either physical or intellectual capacity would be both difficult and inconvenient ; and consequently, the necessity for this inquiry has been to a great extent superseded, by laying down certain fixed rules as to liability, based simply upon the age of the person sought to be made liable. Criminal 756. The rules vary somewhat in different countries, and they also vary with reference to the nature of the duty or obligation which is in question. As regards acts which lead to penalties or forfeitures under criminal procedure, a child cannot, under the Indian Penal Code^, be made liable until he has attained the age of seven years. Above seven years and under twelve the child will not be liable unless he has attained sufficient maturity of understanding to judg-e of the nature and consequences of his conduct. This means that he will generally be considered not to have attained that condition ; but he may be shown to have done so. The Law of England is substantially the same, except that four- teen years is substituted for twelve. The French Code provides that, wherever the accused is under sixteen years of age, there must be an inquiry into what is called his discernment^. As regards those acts which are usually called torts or delicts, the consequences of which are liability to make compensation, or some other obligation of a civil kind, they ' Sect. 83. ■' Code Pfeal, Art. 66. cases. Sec. 756-758.] GROUNDS OP NON-LIABILITY, 365 would probably be dealt with upon tbe same principles as acta which are punished criminally. 757. As regards contracts, the law is very favourable to Contracts. young persons. Up to a certain age, which in European countries is usually fixed at twenty-one, they are not gen- erally liable to obligations created by way of contract, though they can sometimes compel persons who have made promises to them to perform them. But though the minor cannot by his own act incur any obligation, there is generally some person, his father or mother, or a person specially appointed for the purpose, and who in this relation is called his guardian, who can make, under certain circumstances, valid contracts on the minor's behalf. Moreover, a minor, on attaining his full age, may sometimes ratify, either expressly, or by acknow- ledging their existence in any other way, contracts made by him when under age. A minor may also generally make a valid contract to pay for the necessaries of life. In India the same general principles apply to contracts made by minors as in Europe. The age of majority is however there fixed at eighteen for some purposes, and at twenty-one for others ^. 758. We now come to another matter, upon which there has been no little confusion, owing to the inconsiderate use of terms. We constantly hear people speak of a man doing Duress an act against his will, and lawyers discuss the validity ^°atroY*the of an act done against the will. But if we use language will, with the precision which is absolutely necessary ia order to deduce legal consequences, and revert to the analysis above given of the relation between the will and the act (the only one which appears to me to be rational), it will be at once apparent that to say that a man has done an act against his will, is a flat contradiction. If I thrust a gun into your hand and force your finger on to the trigger, it is I who fire the gun and not you. You do not do an act against your will. You do no act at all. On the other hand, if I present you a document for signature, and inform you ' See Act ix. of 18J5. 366 GROUNDS OF NON-LIABILITY. [Chap. XVII. that unless you sign it I shall blow your brains out, pro- ducing at the same time a pistol to convince you that I am in earnest ; whereupon you take up the pen and sign ; in that case you sign in accordance with your will, and not against it. "What I have operated upon is not your will, but upon the desires which influence your will. I have never deprived you, nor can I ever deprive you, of the power of freely choosing whether to sign the paper or to be shot through the head. Knowing that you have a strong desire to live, I put you in a position in which, in order that that desire may Be accomplished, you must do an act which you otherwise desired not to d&: I might be mistaken. Your repugnance to the act might be so great that death would be preferable. Many a woman has preferred death to yielding up her virtue. 759. This will be seen- more clearly if we compare this case, which most people would describe as an act done against the will, with a case which would not be so described, but which will be found on examination to stand on precisely the same grounds. I am a prisoner in the hands of a cruel enemy, who I feel certain will take an early opportunity of putting me to death. I have the chance of speaking to you, and promise you a thousand pounds if you will carry a message to one of my friends, who, I feel sure, will come to my aid when he learns my situation. It is exceedingly painful to- me to expend so large a sum of money, which I can ill spare, and I would gladly avoid doing so. But I fear to lose my life, and you will not take less, so I sign a promise to pay that amount. No one would speak of this as an act done against my will ; and yet the condition of my wiU, in this case, is precisely the same as that of yours, in the former ease. In each ease the will is influenced by con- flicting desires — the desire to live, and the desire to avoid an act ; the desire to live preponderates, and we act accordingly, 760. Having removed this misconception, let us see how the improper influence upon the desires, which is called Sec. 759-762.] GROUNDS OF NON-LIABILITY. 367 duress affects the liability whicli arises out of an act. As in all other cases, it is only by an examination of the law which creates the primary obligation, that we can discover this. Under what circumstances does the law create obliga- tions upon contracts, which have been entered into by persons under what is termed duress ? 761. A great many cases of so-calt'ed duress may be got Beal oases rid of upon a very simple ground. If a promise made a ground of under the influence of duress be for the benefit of the {jabiiHv person' who has used the improper influence, this person will not be allowed to enforce the promise, on the ground that no one can be allowed to take advantage of his own' wrongful act. Eut there are undoubtedly cases in which a promise will not be enforced, though the promisee be wholly innocent. Thus if a friend of mine asked you to- lend him a thousand pounds, and I, wishing- his request to be granted, threatened to take your life unless you signed a promise to pay him the money, the promise would not be enforced, although he and I were not acting in concert. 762. The principles upon which the sovereign authority Rules will refuse to enforce a promise in such cases- have not govern been, as far as I am aware, very exactly stated. If a judge *''«s''''^^^^- has to decide such a case he would generally consider a good deal, what under all the circumstances appeared to be just and proper. Three rules appear however tO' have been adopted. First, the danger to be avoided must be of a serious kind, that is, danger to life, or limb, or liberty, either of the person himself, or his wife, or his children. Danger of losing one's good character, or of injury to one's property, is not considered sufficiently serious. Nor is the danger of being sued in civil process, or of being charged with a crime. Of course I mean not sufficiently serious to justify the non- performance of a promise made to an innocent person. Should the person who threatens the danger himself seek to enforce the promise, the case would, as I have pointed out, be treated on different principles. 368 GROUNDS OF NON-LIABILITY. [Chap. XVII. Secondly, it is necessary that the danger should be of something which a person of ordinary constancy and firm- ness may fairly expect to happen ; and the act must be one which a prudent man would do, to avoid the danger. Thirdly, the escape from the anticipated harm, by making the promise, must be suggested by some one other than the promiser himself, and the act must be the direct con- sequence of the suggestion. 763. The effect of duress upon criminal liability, and upon civil liability independently of the agreement of the parties, has never, as far as I am aware, been discussed. Cases of this kind are of rare occurrence, and are frequently capable of being solved on other principles. Use of 764. In discussing the effect upon his liability of the 'void.' abnormal condition of the party who does the act, I have guarded myself against the use of the word ' void,' in order to prevent misconception. There are cases, no doubt, in which the act does not produce the usual liability, or even by itself any liability at all. But it does not follow from this that the act is devoid of all legal results. We have a very strong example of this in the case of infancy. The statute which protects infants in cases of contract uses the strongest language upon this point. It says that the promise of the infant is absolutely void ''-, as if it meant to make it a simple nullity. But is it so ? The infant if sued on the promise is put to his plea. He may defend himself by alleging his infancy : but if he does not specially allege this defence he will be found to be liable. A bare denial of the contract will not help him, as it certainly should if the transaction were a nullity ^. Fraud. 735, Fraud is error produced by mendacity. It is, there- fore, a particular case of error. But it requires separate consideration, because the eiFect of error on liability which arises upon a contract is largely affected by the considera- '■ 37 and 38 Vict., u. 62, s. i. ' Simpson on Infants, p. 500. Sec. 763-769.] GROUNDS OF NON-LIABILITY, 369 tion of -whether or no it was created by a mendacious statement. 766. In contract, if A sues B upon a contract which originated in an agreement induced by fraud, and B pleads simply that no contract was entered into, it is certain that the court, even though the fraud appear, will hold that there was such a liability. If B pleads that he was induced to agree by fraud, and proves it, the court will under certain conditions give judgment in his favour. But whether upon the ground that there never was any contractual liability, or upon the ground that this contractual liability will be set aside because of the fraud, it is not always easy to determine. 767. As far as the defendant is concerned, the result is the same whether the court says there never was any liability or unconditionally removes that liability. But to other persons it may be of enormous importance : this is well illustrated by the case of Cundy v. Lindsay which I have above stated^. 768. In Cundy v. Lindsay however the property had actu- ally been delivered, and (though this seems to have been overlooked) it was quite possible to hold that by the deliveiy the ownership was transferred, although by reason of the fraud no liability arose out of the contract which preceded the delivery. But take a case where A by fraud induces B to agree to sell him a house, and then C, who acts perfectly honestly, agrees to purchase the house from A, and pays him the money. It makes all the difference whether the liability of B to carry out the purchase was never created, or whether it will be set aside. If it was created, then no court would set it aside without considering the position of C, and how he would be affected by the order. But if no liability at all was created by the transaction, then there would be no room for such a consideration as this. B would simply prove the non-existence of his liability. 769. On the whole, notwithstanding the strong language ' Sapra, sect. 746. Bb 370 GROUNDS OF NON-LIABILITY. sometimes used, I doubt whether Cundy v. Lindsay does not stand alone amongst unimpeachable authorities in aflBrm- ing that error induced by fraud prevents liability arising. If so, it would, I imagine, be confined strictly to the kind of error there produced, that is, an error as to the identity of the contracting party. CHAPTER XVIII. SUCCESSION. 770. There are few institutions of law which can be Origin of fully understood by considering' them as they exist at any gu^cg^gjo^ one time, or in any one place. This is specially true of that head of law which is dealt with in this chapter, and I will therefore attempt to state how our present notions as to succession originated. 771. I will first explain generally what I mean by the Meaning of term succession. Every member of society has an infinite ^"'='^®^^i™- variety of rights and is subject to an infinite variety of obligations. He has property in his own possession ; he has property in the possession of others ; the law has bound him to other persons, and has bound other persons to him ; he owes money to some, others owe money to him ; he has of his own accord entered into engagements of various kinds with various persons, and bound various persons to himself by contracts ; many of these obligations on either side remain unperformed. Thus a man carries about with him (so to speak) a vast mass or bundle of rights and obligations, which are attached to himself, in the sense that they are conceived as binding Mm or belonging to him. This mass or bundle of rights and obligations the Roman lawyers called a man's /;(*. What becomes of these rights and obli- B b 2 372 SUCCESSION. [Chap. XVIII. gations when the person dies to which they are attached? Do they also perish ? If not, on whom do they devolve ? That is determined by the law which I am about to consider — the law of succession. How far 772. It is frequently said that the law of succession fictions. rests entirely upon fictions ; and this portion of the law has accordingly had to sustain many attacks upon that weak side which all institutions based upon fictions present. How far the statement that the law of succession is based upon fictions is true will appear when we examine the conceptions from which it has been derived. Universitas 773. The first main conception which underlies the jmii. raodern law of succession cannot be seized without a little preliminary consideration of a term of the Civil Law, which contains the idea whence all our conceptions of succession originally sprang, though it has been to some extent de- parted from. I have already said that the problem to be solved is, what becomes of the rights and obligations which are attached to a person when that person dies ; and I have now to explain that these rights and obligations have been frequently conceived, not separately, but as a whole. And this mass or bundle of rights and obligations attaching to a man being conceived, and dealt with as a whole, it has been natural to give to it a name. The name given to it by the Civil lawyers was j'/iris tmiversitas. Sir Henry Maine has thus explained this term ^ : — ' A universitas juris is a collection of rights and duties united by the single circumstance of their having belonged at one time to some one person. It is as it were the legal clothing of some given individual. It is not formed by grouping together any rights and any duties. It can only be constituted by taking all the rights, and all the duties of a particular person. The tie which so connects a number of rights of property, rights of way, rights to legacies, duties of specific performance, debts, obligations to com- ' Ancient Law, fii'st ed., p. 178. Sec. 772-775.] SUCCESSION. 373 pensate wrongs — which so connects all these legal privi- leges and duties together as to constitute them a universitas juris is the fact of their having attached to some individual capable of exercising them. Without this fact there is no university of rights and duties. The expression universitas juris is not classical, but for the notion jurisprudence is exclusively indebted to Roman law ; nor is it at all difficult to seize. We must endeavour to collect under one conception the whole set of legal relations in which each one of us stands to the rest of the world. These, whatever be their character and composition, make up together a universitas juris ; and there is but little danger of mistake in forming the notion, if we are only careful to remember that duties enter into it qiiite as much as rights. Our duties may overbalance our rights. A man may owe more than he is worth, and therefore if a money value is set on his collective legal relations he may be what is called insolvent. But for all that the entire group of rights and duties which centres in him is not the less a juris universitas.' 1'14i. It has also already been intimated ^ that according Ownership to the first notion of society, certainly according to the first corporate. Aryan notion, ownership was not individual, but corporate. Property belonged not to an individual, or a determinate set of individuals, but to an aggregate of indeterminate persons, such as a family or tribe. But such corporate ownership is just the case in which the difiSculty about succession vanishes. The rights and obligations are in this case attached to the corporate body, and the existence of the corporate body to which the rights and obligations are attached is in no way aflFected by the death of individual members of the corporation. 775. Nor is this view of succession confined to those Succession „ . . to corpo- eorporations which are composed of an aggregate or indi- rate viduals, such as a family, or a municipality, or a trading "^"^''^ 'P- ' Supra, sect. 326. 374 SUCCESSION. [Chap. XVIII. company. Precisely the same takes place where the cor- poration is represented by a single individual, or, as it is termed in English law, is a corporation sole ; such as the king, the parson of a parish, or the priest [shebait) of a Hindoo idol. It is not the particular incumbent of the office in whom the property is vested, and to whom the obligations attach ; it is the Crown, or the Church, or the Deity ; or some abstrac- tion of that kind, of which the king, the parson ^, or the shebait is only the representative. Transition 776. ^ Now once having seized the idea of a juris universitas sion to sole ^^^ ^f a corporation, especially of a corporation sole, there need ownershijj. ^^^ j-|g ^-^y difficulty about mastering the conception of succes- sion. There is a reasonable probability that the idea of in- dividual succession grew out of the idea of corporate succession and, although the transition is considerable, there is no reason to suppose that it was a violent one, or that it was even per- ceived. The corporate ownership of the family no doubt con- tracted to the individual ownership of the father, not suddenly, but gradually: and so too with succession. The father had been the sole manager and representative of the family whilst ownership was still corporate ; and whether one individual succeeded another as owner or as manager would not become apparent until long after rights of individual ownership had become well established and familiar. A change from corporate to individual succession, therefore, like the corre- spondijig change from corporate to individual ownership, would produce no external change of itself; and one tran- sition would proceed as an unconscious developement of the other. There was, it is true, a new question to be solved, but it is very likely that nobody asked it ; and no one, even if it had been asked, would haA^e doubted about the answer. There was nothing to be done except to let things go on as ' So called because he is said vicem sen personam eccksiae genre. Coke upon Littleton, 300 a ; Blackstone, Commentaries, vol. i. p. 384. ^ I may here refer generally to Maine's Ancient Law, chap, vi, where the early history of testamentary succession is most ably and learnedly discussed. Sec. 776, 777.] SUCCESSION. 375 before. The old head of the family being dead, the new- heads of famiKes would take his place ; whether as managers on behalf of their respective families, or on their own behalf, would make no external difference. It was only after the notions of personal obligation and personal ownership had been fuUy established, that it would occur to any one to ask how, when the person is dead, can the rights and obligations which were attached to his person continue? Then only would the continuation of his existence in the person of his heir come to be questioned ; and the doubt, if necessary, resolved by a fiction that the ancestor's existence was con- tinued in the person of the heir. 777. It appears to me, however, at least open to ques- Continua- tion, whether the continuation of existence in the person of g^jgj°jjj,g the heir, which we now call a fiction, was not in earlier times p^ ancestor in person stated as a solemn physical truth. It is diSicult otherwise of heir, to account for the broad and general terms in which this continuation is appealed to as a fact ; not only by Roman lawyers, but by lawyers of other countries. The Hindoo lawyers when discussing the rights of succession seem to assert the physical identity of father and son, and also of father and daughter quite as strongly ; and, whenever they have to deal with a disputed question of succession, treat this identity as a self-evident truth. Thus Menu says : — ' The son of a man is even as himself, and as the son is, such is the daughter. How, then, if he have no son can any inherit but the daughter, who is closely united with his own soul ? ' ^ Nay, even when dealing with the rights of a widow, the great contest as to her right of succession seems to have been settled by the observation that 'Of him whose wife is not deceased, half the body survives. How then should another take his property while half his person is alive ?'^ Similar strong expressions of '■ Chap. ix. verse 130. '' Dayabhaga, chap. xi. sect. 1, verse 2. But the strongest passage of all, perhaps, is in the Mitacshara, chap. i. sect. 3, verse 10: 'The woman's pro- 376 SUCCESSION. [Chap. XVIII. complete physical identity also occur frequently in the Bible. The legend of Eve having been formed out of a rib taken from Adam ; the latter's exclamation on seeing her, ' This is now bone of my bone, and flesh of my flesh ; ' and the frequent assertion by blood relations that they are to each other as bone of the bone and flesh of the flesh, even by those connected through females, are at least very remark- able. ^ 778. Continuation of the existence of the ancestor in the person of the heir is, it it true, not the only ground of inheritance recognised. Amongst the Hindoo lawyers of the Bengal school the notion that spiritual benefits are conferred by the heir upon the ancestor enters largely into their con- ception of succession. This notion is based upon three as- sumptions : — (i) that the deceased is benefited by his wealth being expended on the performance of certain ceremonies ; (a) that it will be so expended ; (3) that the extent of the benefit depends on the relationship of the deceased to the person who performs the ceremonies. The last determines the order of succession. The second was, of course, only applicable to the scanty wealth men formerly used to leave behind them, and though the ceremonies are still performed somewhat lavishly, they do not absorb nearly all the ac- cumulated proj)erty of the deceased. It is not improbable that the original practice was to apply all the available wealth of the family to the performance of family ceremonies and the perpetuation of family sacra ; and thus what was originally a mere family duty has become a profitable right. Though from a legal point of view it has now dwindled into a fiction, it was once real; and it still supplies a not perty goes to her daughters because portions of her abound in her female children; and the father's estate goes to his sons because portions of him abound in his male children.' ' Genesis ii. 23, xxix. 14; 2 Samuel v. i, xix. 12, 13; Judges ix. 2; I Chronicles xi. 1. In Genesis v. 4 it is said, ' He that shall come forth out of thine own towels shall be thine heir.' Sec. 778-780.] SUCCESSION. 377 unjust rule of inheritance, based mainly upon propinquity and a preference of males to females ^. 779. But in the Mitacshara, which is supposed to be older than the Dayabhaga, and is of far wider authority ^, the right of succession is nowhere placed upon the ground of spiritual benefits conferred. The author of this treatise rests his propositions for the most part upon the bare rule of propinquity ; and though he recognises the offering of funeral oblations as a distinctive mark of one class of relations {jjotraja) and perhaps of others, he does not treat this as an essential condition. He has apparently heard of the notion but rejects it ; as well as the more general as- sumption that accumulated wealth can only be used for religious purposes^. This is probably the reason why the author of the Dayabhaga discusses and defends the doctrine of spiritual benefits at such great length. I may observe that the authors of both treatises consider the little that Menu says upon the subject favourable to their views*. 780. The law of succession as developed under the com- Lawofsuo- bined influence of Brahminical law and the decisions of jn^ia"^ ™ English judges in India presents many features of remark- able interest. Starting, apparently, from the same point as the law of Europe, namely the corporate ownership of families, and asserting, as I have already shown, quite as strongly the physical unity of kindred, the Hindoo law of succession down to the present day is still in close con- nexion with the law of the family. In the west, even in ancient Rome, on the death of the head of the family each son became the head of a new family, and there were as many new families as the deceased left sons surviving him. ^ See Dayabhaga, chap. xi. sects. 5 and 6. ' Colebrooke's Law of Inheritance, Preface, pp. it. and xij. ' See Mitacshara, chap. ii. sect. 3, verse 4, and sect. 5, verse 1 ; and com- pare sect. I, verse 14, vrith verses 22, 23. * See Menu, chap ix. verse 186 sqq., and compare verses 106 and 142. Se also Mitacshara, chap. ii. sect. 3, verses 3 and 4 ; and Dayabhaga, chap. xi. sect. 5, verse 6 sqq. 378 SUCCESSION. [Chap. XVIII. But this was not the case in India in earlier times, nor is it so even now. Throughout India, when the father dies, the family remains single and intact. If he were a sole owner, all his heirs become co-owners with each other, and so. remain until a distinct act of separation takes place ; and (which is most important) the feeling is rather against than in favour of such a separation. If the father was himself a member of a joint family, aU his descendants are so too ; the property before and after his death being held in common. Thus numerous changes in the member- ship of the family may take place, and even a new family may be founded without any external change whatever. So long as the family remains united there is a common purse into which, and out of which, everything is paid, without any account being taken of the individual con- tributions or expenses ; the fund itself, and the expenditure from it, being under the control of the family, generally represented by a manager. Individu.al rights exist, but it is only in ease of collision between the members of the family, leading to a disruption, that any question as to individual rights arises ; and then it first becomes reaUy important that the members are co-owners and not cor- porate owners. The change, therefore, from corporate owner- ship to individual ownership has been a very slow one in India, and it is not even yet complete. It is still questioned in some parts of India whether the individual members can without a partition dispose of their shares: and the highest com-t of appeal has not yet expressed itself finally upon the point. This explains the curious place that the law of succession occupies under Hindoo law. We in Europe have long been accustomed always to deal with the law of succession as connected with the rupture of the family by death ; the Hindoo lawyers deal with it as connected with the ruptm-e of the family by partition. It might be said that there is in fact no Hindoo law of succession, but only a law of partition. The two great Sec. 780, 781.] SUCCESSION. S79 treatises which Colebrooke has translated, and which are commonly said to contain the Hindoo law of inheritance, reaUy deal with a subject for which the Sanscrit term is dayahhaga; and this, as the authors of both treatises are most careful to explain, means, not inheritance, but the partition of wealth^. 781. Probably the oldest form of succession, though it is Division of now almost completely effaced, is that which is based upon a ^^p^ ™ ° division of the family into groups of male agnates, each group consisting of a man and his descendants. The whole family, and any portion of the family whose lines of descent meet in a common ancestor, forms a group of that kind. Thus, suppose the following diagram be taken to represent the male agnates of a family : — A r ^ -r -r n S C D E , l_ -. n 1— ^-n I i F Q S I K L M .-I . . 1 . I I I L_ N P Q, B S T U W X T Z A and his descendants will form the largest group, which for brevity we may call the group A. Another group will be formed by the descendants of B, which we may call the group IB ; and in like manner we have a group C, B, E, F, G, H, and so on. This division into groups has been, as I shall show presently, extensively used in the rules which regu- late succession. But I am disjjosed to think that it had its ^ Dayabhaga, chap. i. vv. 1-5 ; Mitaosliara, chap. i. secte. i, vv. 1-6. Lassalle lias pointed out the difference between the (so-called) intestate succession of the early German law and the intestate succession of Eome. There is a very remarkable similarity between his description of the German law and the Hindoo law as it appears in the Mitacshara. See Syst. d. Erworb. Eeohts, vol. ii. Part ii. especially pp. 583 sqq. Compare also the following remarkable passage : ' In suis heredibus evidentius apparet continuationem dominii eo rem perducere, ut nulla videatur hereditas fuisse, quasi olim hi domini essent, qui etiam vivo patre quodammodo domini existimantur. . . . Itaque non heredi- tatem percipere videntur, sed magis liberam bonorum admiuistrationem con- sequuntur.' Dig. 28, 2, 11. This looks as if there were traces at Eome of a system similar to that of the Hindoos and early Germans. 380 SUCCESSION, [Chap. XVIII. original application not to rules of succession of individual property, but to rules of partition of family property held by co-owners. There is one system of law, the Hindoo, in which the rules which govern the partition of such a family are well known to us, and it is worth while to state them shortly. In doing so I shall use the above pedigree. Hindoo 782. When a Hindoo famUy breaks up and a division of the law of par- family property takes place, the first step is to divide the pro- perty into as many shares as there are groups of the first order ; i. e. groups formed by the sons of A. Thus, if aU the sons of A were alive, or represented, the division would be into four shares, one for each of the four groups. But if E and all his descendants were dead, then the division would be into three shares. If a further division were desired, as for example if B were dead, then the one-fourth which feU to the group B would be further divided into three, that is, the groups, F, G, and H would each get one-twelfth of the whole. And so again, if G were dead, there might be again a division of this one-twelfth into two, giving one twenty-fourth to each of the groups P and Q. 783. This is the rule which governs a partition amongst persons forming a joint Hindoo family at the present day. The number of persons forming the group is disregarded. The distance of the individual from the common ancestor is disregarded. Thus, on a partition the indi\idual T, if L and B were dead, would get as much as the whole group B. 784. It is useless to speculate as to the causes which led to this method of partition, which does not to our eyes appear very equitable. But I do not doubt that it has had a very extensive efiect upon the rules of inheritance. The Hindoo law of inheritance coincides generally with the law which governs the partition of family property. If a Hindoo dies leaving property which is exclusively his own, the heir is sought amongst the male agnates of the family according to a rule very similar to that which regulates partition. The groups succeed each other, the nearest group taking first. Thus, if Sec. 782-788.] SUCCESSION. 381 P were to die leaving separate property, his sons, T and X, would succeed. If P had no sons the group G would succeed. If there were no representatives of the group G, the group B would succeed, and, failing this group also, the group A. 785. In one part of India, Lower Bengal, the rights of the descendants have been, as in ancient Rome, absorbed by the ancestor, so that on the death of P, if G were alive, instead of the group G succeeding, G would take the whole. If G were dead and Q were alive, Q would take the whole. 786. The same principle appears in a very striking manner Mahom- in the Mahommedan law. When a Mahommedan dies, then, onnheri-^ according to the express directions of the Koran, certain *^'^°®- persons are to receive shares of the property. But these shares do not generally exhaust the property, and the succes- sion to the residue is governed by certain rules which are not to be found in the Koran, but which the Koran does not supersede. These rules obviously represent the old Arabian custom of succession. The persons who succeed to the residue, after the sharers are satisfied, are the male agnates, and with one modification the classes of male agnates succeed each other in exactly the same order as in the Hindoo law. Only here, again, where the family system no longer prevails, the de- scendants are excluded by a living ancestor. 787. This classification of the heirs into groups of persons Parente- descended from a single ancestor, and the use made of it in the nung. determination of the heirs, was well known to the ancient German law, and it still survives in the Austrian Code. Germans call this classification of the heirs parentelen-ordnung or Uneal-ordnung ^- The Austrians have, however, extended it to females and cognates, and the modern code of Austria traces the descent not to a single ancestor but to a single pair. 788. The conclusion to which these observations appear to lead is that the rules of intestate succession of an heir to the individual property of the deceased grew out of the ' See Holtzendorff's Encyolopadie, s. v. Parentelen-Ordnung ; XJnger, Syst. d. Allgem. Oester. Priv.-Eechts, vol. vi. p. 134. 382 SUCCESSION. [Chap. XVIII. rules wMch g-overned the rights of co-owners upon a partition of the family property. As the family system disappeared, the rights of the descendants have been absorbed by the living ancestor, and there have been many interpolations and alterations to obviate results which to modern eyes appear inequitable. Thus it may be said generally that the modem tendency is to give the inheritance to co-heirs per capita and not per stirpes : though I think there can be little doubt that the division per stirpes is the older rule and is connected with the division of the heirs into groups which I have been endeavouring to describe. Testamen- 789. So far we have only dealt with the origin of the cession. conception of intestate succession. But there exists also testamentary succession; that is to say, succession in which the person to succeed is determined by a declaration of the How far will of the deceased person. This, Savigny^ says, also rests fiction. upon a fiction ; the fiction being that the deceased person continues to act beyond the period of his own death. If the testamentary power was really due to such a strange fiction as this, to which no physical conception ever cor- responded, we could only wonder at it. By a metaphor it may be said that a man ' being dead yet speaketh ' ; but the words of a dead man can hardly originate binding obKgations. Nor do I know of any foundation for the statement that any such fiction was the origin of testa- mentary law^. All the testamentary power in the world ^ Syst. des heutigen Eomisclien Eechts, vol. i, p. 131, sect. 57. ' Perhaps it is in the following way that the fiction is traced to the Eoman law. It was said by Modestinus (Digest, Book xxxi. sect. 36) that ' a legacy is a gift left by will'; this in the Institutes (Book ii. tit. 20, sect. i)is changed into 'a legacy is a kind of gift left by a person deceased' ; and this has been again transformed into ' a will is a gift by a person deceased.' It has been pointed out by Windsoheid (Lehrbuch des Pandekten-Eechts, sect. 623, note 2) that the word ' gift ' is not used in the passage of the Digest above quoted in its proper sense ; and both the etymology and history of legatum indicate a totally different origin. See Smith's Dictionary of Antiquities, s. v. Moreover the history of the Eoman law shows that the formalities necessary to a transaction of gift were got rid of, not by the fiction that one of the parties Sec. 789, 790.] SUCCESSION. 383 can he traced either to the Roman law or to distinct legis- lative enactment. But did the Roman law really know of any such fiction? The authority for a Roman will was itself to be found, either in the express assent of a body having legislative powers, or in the broad and sweeping maxim legislatively declared in the Twelve Tables that every man might dispose of his property as he liked ^- The shifts and contrivances of Roman lawyers were, not to obtain the testamentary power, which they had got, but to get rid of the forms and restrictions which were imposed upon all alienations whatsoever, whether testamentary or inter vivos, and which in the case of testaments were felt to be peculiarly irksome. This was done by a variety of methods, but none of which, as far as I am aware, depend upon the fiction of enforcing obedience to a dead man's commands. It may be that this expression figuratively describes what actually takes place under modem testamen- tary law : and there is also a vulgar notion that it is a sacred duty to yield implicit obedience to the wishes of the dead. It is further extremely probable that this notion, fostered, as no doubt it was, if not created, by the Church, in some measure accounts for the great latitude sometimes allowed to testamentary dispositions. But this is not the authority on which testamentary disposition rests : nor is it the origin from which it is historically derived. 790. It is not necessary for me to trace here the sue- Origin of sessive steps by which the Roman lawyers tardily arrived at incoireotly the notion that a will in the modem sense of the term could Bia*ckBt<,-^g be made : that is to say, that a man could dispose of his property to whom he pleased, and in any way he pleased, by means of intentions formed in his lifetime, but which to tlie transaction was a dead man, but by special exemption of this particular transaction from the ordinary rules. See Savigny, Syst. d. heut Rom. Eechts, vol. iv. pp. 21 and 424 ; toI. iii. p. 206. ' Vii legassit super pecunid tuteldve suae rei itajus esto; Ulpiani Fragmenta, tit. II, 14. See Maine's Ancient Law, first ed., pp. 201, 202. 384 SUCCESSION. [Chap. XVIII. Effects of this in India. Distinc- tion be- tween a will and gift inter vivos. remained until his death both secret and revocable \ It is however remarkable that towards the end of the last century the true history of succession, both intestate and testamen- tary, seems to have been almost wholly forgotten and ignored. Blackstone,^ who was thoroughly acquainted with the ideas current in his day, speaks of succession as a contrivance which would naturally suggest itself at all times and in all countries to remedy the inconvenience which would occur, if (as he con- siders would otherwise be the case) the property of a deceased owner became vacant, and could be seized upon by the first comer : and he treats intestate succession as a supplementary contrivance in order to meet particular cases of neglect or disability on the part of the deceased owner. 791. This is, of course, mere idle speculation ; but it was the current view when Blackstone's treatise was published. Nor has it been without important practical consequences. When we began to administer the law in India, we did in fact come in contact with a people amongst whom true wiUs were as yet unknown ; but who, in spite of their usual strict adherence to their own laws, were by no means unwilling to acquire this important extension of the rights of the pre- sent generation. It is very curious now to read the arguments by which the testamentary right was supported and opposed. All through the discussion testamentary dispositions of pro- perty are treated as if they stood exactly upon the same grounds as gifts of property inier vivos ■ and the whole discussion turns upon the question whether such aliena- tions are allowed. The distinction between a man alienating- property by gift during his life, and disposing of it by a gift which operates after his death, seems to have been wholly ignored. The constant assertion is, that wills must be looked upon as gifts made in contemplation of death : ' The reader is referred for this information to Maine's Ancient Law, chaps. ' Commentaries, vol. ii. pp. lo, I3, 489. It is, as usual, not easy to reconcile all that Blackstone says upon the subject. Sec. 791, 792.] SUCCESSION. 385 quite forgetting to enquire whether gifts made in the way in which wills are generally made were valid by the Hindoo law, even if the greatest latitude of alienation were allowed to living persons. This defective reasoning could have deceived no one who had considered it from this point of view: and the real cause why it gained acceptance must have been the then inherent notion that wills were so natural an expedient that the recognition of them was almost a matter of course, when the right of alienation was established. 792. Many years later the validity of a Hindoo will was Identity oi again questioned before the Privy Council. Wills had then *om'^timet been in use in India upwards of seventy years, and had been insisted on, expressly recognised by the legislature 1. Notwithstanding this, it appears to have been thought necessary, perhaps in order to disavow innovation, again to protest that a testa- mentary disposition did not differ in principle from an ordinary gift ^. A pretence was even made of testing the validity of the gift in that particular case, by the analogy of the actual law of gifts. To a gift it was said there must be a living donee — erffo, a gift to a person unborn is invalid. Surely with equal force it might have been said, to a gift there must be a living donor — erffo, a gift by a dead man is but void. If, again, as is there said, the law of wills is simply ^"^""S y ' Regulation 5, of I799i sections i, 2. ' See the case reported in the Bengal Law Reports, vol. ix. p. 377. The passages to which I refer are at pages 397, 398. The Privy Council there describes a will as ' a disposition of property to take'effeet upon the death of the donor ' ; and say that such a disposition ' though revocable in his lifetime is, until revocation, a continuous act of gift up to the moment of death and does then operate.' If I understand the reasoning rightly it is meant, not only that the act should be continuous until death, but that it must be continued until at least one moment after death ; and so Savigny evidently thought ; supra, sect. 784. If this be not so, then a will is still a transaction inter vivos, and the difficulty about getting rid of the rules which regulate such transactions is not avoided. Of course making a will to be a gift by a deceased man was not necessary to the view the Privy Council were seeking to establish as to the limitations upon the testamentary power. In fact those limitations come out all the stronger the more we look at a will as a special transaction standing by itself. C C 386 SUCCESSION. [Chap. XVIII. a development of the law of gifts, by cariying on the gift up to death, why is it that the donatio mortis causd has been developed as a distinct transaction? and how have the for- malities which are necessary to this form of donation come to be dispensed with in wills ? The whole law as to donationes mortis causd is based upon the supposition that, generally, a mere one-sided declaration of intention by the owner of property, upon which nothing is done, effects nothing, and disad- The donatio mortis causd would be an impossible halting- ously. place if the law of wills had been a development of the law of gifts, in the sense that one may be inferred logically from the other. 793. Nor do I see, if wiUs are to be conceived as gifts by the deceased not made in his lifetime, how they can be defended against the imputation of absurdity. They can always then be attacked as Mirabeau attacked them. ' There is as much difference,' he said, 'between what a man does during his life and what he does after death as between death and life. What is a testament ? It is the expression of the wiU of a man who has no longer any wiU, respecting property which is no longer his property: it is the action of a man no longer accountable for his actions to mankind ; it is an absurdity, and an absm-dity ought not to have the force of law ^.' From the point of view taken these observa- tions are unanswerable. The testamentary power carefully guarded and restrained may not be an absurditj^; but it would be so if it were, as Mirabeau views it, and as Savigny and some English lawyers have represented it, nothing more than a dead man's expression of desii-e. The real answer to ' Bulwer's Historical Characters, vol. i. p. 114. Mirabeau was probably thinking of Leibnit?, who had said, ' Testamenta vero mere jure uullius essent momenti nisi anima asset immortalis, sed quia niortui revera adhuo vivunt, ideo manent domini rerum, quos vero heredes reliquerunt, conoipiendi sunt ut proouratores in rem suam.' Leibnitz, Nova Methodus Jurisprudentise, Pars specialis, sect. 29; vol. iv. Part iii. p. 187, Geneva ed. 1768. It is curious to see how readily philosophers set aside what they are pleased to call ' mernm jus,' and the shifts they are put to to supply its place. Sec, 793-796.] SUCCESSION. 387 all such objections is thatj politically, the power of testa- mentary disposition rests, like every other institution of law, on habit and convenience, backed by authority ; histori- cally, it has grown, like other law, partly out of the expressly declared wiU of the supreme power, partly out of judicial decision, and partly out of custom. 794. Having now given some idea of the methods by Succession which the problem of succession was originally solved, I i^nd"^ proceed to consider the legal conceptions which it at pre- sent involves : and I will first deal with the succession to moveables. 795. It is not necessary to attempt here a complete history obscurity of the English law of succession to moveables. That history "^ gnt'il^ is involved in considerable obscurity, and is, in fact, the law. history of a very long and very severe contest. In this contest the Church took a very active part, and succeeded at one time in obtaining, together with some pecuniary advantage, considerable influence over the law applicable to succession, as well as some share in its admiaistration. Hence the English law of succession in the case of moveables has been in a great measure based upon the Roman law, to which the Church generally adhered. And though the principles of this law have been freely modified by the temporal courts, which have long since reestablished their exclusive jurisdiction in all points of real importance, it still remains the best way of considering the English law of succession to moveables to treat it as an ofishoot of the Roman law. 796. One of the salient principles of the Roman law Succession of succession (as will be readily understood after the observa- i„an law tions I have made upon its origin) was, that the succession ""''^'ersal. dealt with was a universal one. What passed directly from the deceased to his heir or heirs was the whole aggregate of his rights and obligations. Every heir took either the whole or a share of that aggregate — a half, a third, a fourth, as the C c a 388 SUCCESSION. [Chap. XVIII. case might be : and it was an absolute rule of Roman law that this devolution should be complete, immediate, and un- conditional. No device could get rid of this rule, and every scheme for securing to particular individuals particular portions of the property, or for carrying out particular wishes of the deceased, had to be framed with strict caution not to violate this principle. Thus a legacy could not be given direct to the legatee, but the thing bequeathed went to the heir, from whom the legatee could claim it. So if a man desired that any portion of his property should be held and enjoyed in a special manner, he could not separate that portion from the common stock, but could only lay his heir under the obligation to carry out his wishes. Partly 8o 797. This view is partly adhered to in the Ena-lish law. with us in r j ^ & the case of On the death of a person the whole of his moveable property ■ passes en Hoc to his executors if he die testate, to his adminis- ti'ators if he die intestate ; and the same persons are liable for the debts of the deceased. Indeed, under the English law, the principle has in one respect been somewhat unreason- ably extended ; I ought perhaps to say, distorted. Even the blood relations of an intestate, or the universal legatee of a testate, do not, under the English law, take his property directly, but only indirectly through the executor or adminis- trator. This can only have been because the Church thrust itself between the deceased person and his successors, and insisted upon treating the administration of the estate as in aU cases dependent upon its own authoritv, exercised through the administrator or executor, as the ease might be. Of course for this there was no authority in Roman law. No parti- 798. Under the English law there cannot even be a parti- allowed. *^°^ of the inheritance : the representatives, if there be several, cannot be made owners of shares, but must be too-ether one single owner of the whole : whereas, tmder the Roman law, if there were several heirs, each was owner of his own share. There is a good reason why in this respect the Roman Sec. 797-800.] SUCCESSION. 389 law has not been followed. A separation of the inheritance must lead to difficulties about the administration of the estate, and we find that in countries which have adopted the Roman law, the testamentary heirs are frequently placed under the control of a single person. 799. It follows, of course, from what has been now said. No priTJty that between the heir, or the legatee, and the deceased there decIaTed is, under the English law, in the case of moveables, no ''"'^ ^^^"^ "^ . . legatee of privity whatsoever. At the death, neither the heir ^ nor the moTeables. legatee has a right to claim any portion of the moveable estate ; they are not liable for anything ; they do not in any way succeed to the deceased. The whole of their right consists in this, — to call upon those who are administering the estate to proceed according to law. The nearest approach to an exception to this principle is in the case of the legacy of a specific thing ; if the executor appointed by the will have assented to a legacy of this description, the thing belongs at once to the legatee. In all other cases the only remedy is by a bill in Chancery for the adminis- tration of the estate. 800. It was an immediate deduction from the Roman idea Liability or ti^irfi of succession that the heirs, whether of a testate or intestate to debts person, were liable to pay all the debts and fulfil aU the R^^an'^* obligations of the deceased whom they represented. The ^^'^■ succession being a universal one, there was no distinction between the assertion of a claim and the submission to a liability. Consequently, under the Roman law an heir might find himself in a very serious position ; that he had more to pay than to receive ; that the claims on the estate were greater than the assets. Upon this ground he was allowed a reasonable time to reflect and decide, whether or no he would accept the inheritance. Having once done so, he was ' I use the word ' heir ' to designate the person who is entitled beneficially to the moveable property of an intestate. As pointed out infra (sect. 805), there is in England, properly speaking, no hereditary succession to moveable estate, but I am obliged to find some designation for the person who really gets the benefit of it. 390 SUCCESSION. [Chap. XVIII. personally bound by every obligation of the deceased whicli was not by its nature incapable of being transferred from one person to another. This led to great inconvenience ; first, on account of the delay which took place whilst enquiries were being made, and secondly, on account of the frequency with which inheritances of doubtful solvency were refused by the heirs. In order to avoid this inconvenience, what has been Benefit of known as the ' benefit of the inventory ' was introduced by Yentory ^ Constitution of Justinian^- The provision was that, if in compliance with certain forms, and within a certain time, a complete inventory of the property of the deceased was made and filed in the proper office by the heir, and this property was kept entii-ely separate from the property of the heir himself, then the heir could claim exemption from lia- bility for any claims of the deceased which the assets were insufficient to satisfy. The heir, however, had to give notice before he entered upon the property that he intended to claim this exemption ; and he forfeited his protection, if he did not deal with the property honestly for the benefit of all parties concerned. This is, in substance, the general law at the present day throughout the continent of Europe. Liability 801. In England the liability to the debts of the deceased and admin- pcrson has got somewhat displaced from its natural coincidence debt*""^ ^°^ ^^^ ^^® reception of the assets of the estate. The legatees and next of kin having no direct connection with the deceased, and not being his representatives, have nothing to do with his debts, the liability to which falls entirely on the intermediate functionary, the executor or administrator. Nor is the posi- tion of either of these identical with that of the Roman heir, although our law is clearly traceable to a Roman som-ce^. It seems that originally an inventory was required from the executor or administrator in every case before he was put in possession of the property; and it was considered a matter ' Cod. Just. Boole vi. tit. 30. sect. 32. ' WilliamB on Executors, sixth ed., p. 913 ; compare Erskine's Institutes of the Laws of Scotland, Book iii. tit. 9. sect. 41. Sec. 8oi, 8o2.] SUCCESSION. 391 of course that he got the ' benefit of the inventoiy,' without the necessity of his putting in any special claim to it. But gradually the practice of putting in an inventory fell into disuse, or dwindled into a mere form ; whereas the benefit which had originally been conditional upon the faithful per- formance of this duty was nevertheless retained^- So that without furnishing any inventory at all, executors and ad- ministrators are now exempt from aU personal liability except for the due administration of the estate : and they only be- come personally liable if they violate or neglect their duty, and are guilty of what is called a devastavit, or ' wasting the assets,' in which case they must answer out of their own pocket ; not however even then for the whole claim, but for what they had, or might have had, of the property of the deceased^. 802. Another essential principle of the Roman law, like- Under Eo- wise dependent upon the idea of personal succession, was, that consent of there was no interval or breach at the death of the deceased, ®''' ^^°^^' ' sary to suc- but the heirs at once stepped into his shoes. It was the cession ; same idea as is expressed in our maxim that ' the king never dies.' On the other hand, however, the consent of the heir was necessary to the vesting of the inheritance : until the inheritance had been accepted it did not belong to the heir. There was, therefore, a conflict between the theory and the fact : there was a space of time, very often a con- siderable one, during which, whatever the theory might be, the inheritance did in fact belong to no one. This difficulty but his was partly got over by the doctrine of ' relation back,' as lated back, it is called : that is to say, the heir, though he was not really heir before he accepted, yet, when he accepted, was ' There has however always been a tendency, and it is just now perhaps a growing one, to treat the ' estate * itself as liable to the debts ; making the estate a sort of juristical person ; and it would not be difBcult to bring our law into this view. Beoently where a testator died having an interest in an uncompleted contract, Sir William James spoke of his estate as being ' a co- contractor ' in the business. Law Reports, Chancery Appeals, vol. ix. p. 343. ^ Williams on Bxeputors, sixth ed,, p. 658. 392 SUCCESSIOIir. [Chap. XVIII. treated exactly as if he had succeeded immediately on the death of the owner. Still the difficulty remained, that in the interval the inheritance was vacant, which might give rise to practical inconveniences which no fiction could remedy. The common method of meeting this difficulty was by the appointment of a person for the intermediate custody and management of the property '. Accept- 803. The state of the English law upon this matter is executor somewhat peculiar. We frequently find it laid down posi- also neces- lively, that an executor derives his title directly from the sary. ■" - _ _ •' will ; that the property vests in him from the moment of the testator's death ; and that the probate is only evi- dence of title, and not the title itself. That to some extent, however, this statement is not the assertion of an actual fact, but of a legal fiction, is evident, I think, from the following considerations: — It is perfectly true that an exe- cutor derives his title directly from the wiU in this sense, that the inheritance passes immediately to the executor from the testator, and not, as in the case of an administrator or a legatee, through another person. It is also true that the only use of probate is to satisfy a rule of evidence, and that the grant of probate confers no right whatever. But still the property does not, in fact, vest in the executor at the moment of death. As, under the Roman law, it does not vest until some act has been done, which is equivalent to an acceptance of the inheritance, and the commonest mode of acceptance is the application for probate, though any intermeddling with the estate is sufficient for that purpose. Hia title 804. If this were not the correct view of the position back. of an executor, another position taken by English lawyers would be wholly uninteUigible. The same authors who tell us that the inheritance vests in the executor at the moment ' See an interesting discussion of the maxim ' le mort aaiait le vif,' by which continental nations have bridged over the interval between the deceased and his heir, in Lassalle'e Syst. des Erworbenen Eechts, vol. ii. part 2. Sec. 803-805.] SUCCESSION. 393 of death, speak of the relation back of the title of the executor from probate to the death of the testator ^. The only possible explanation, which I can conceive of this lan- guage is, that when the executor, by applying for probate, unequivocally accepts the inheritance, the inheritance is then assumed to have vested in him at the death of the tes- tator. If it had already really vested in him, then there could be no relation back at all. So also the distinction that, if the first executor die after proving the will, the inheritance passes on to his executor, but if he die with- out having proved the will, it passes to the ordinary who must grant adminstration, seems to me only capable of explanation upon the assumption, that the inheritance had never vested in the executor who had not expressed his assent by applying for probate. It may be that this assump- tion was not always quite correct, as Lord Holt pointed out- ; but the only error would be one of fact, in disregarding all other acceptance than that by application for probate. The principle of law upon which the ordinary acted in granting administration, namely, that the inheritance had never vested in the executor who had not accepted, was correct, and has always been acknowledged. It is also upon the same principle that if an executor renounce, and admini- stration be granted, no assent or assignment by the renouncing executor is necessary. 805. The relationship between the deceased person and his No heir to executor is wholly different from that of the deceased person property of and his administrator. The executor is the heir of the ™*®^*^*^- deceased ; the inheritance jiasses to him directly ; and he represents the deceased. Strange as it may seem, yet it is tme that, in contemplation of our law, a person who dies intestate has (strictly speaking) no heirs of his moveable property. Down to the year 1857 his property passed to an It passes to ' Broom's Commentaries, first ed., p. 616. See also the language of Lord Denman, Adolphus and Ellis' Reports, vol. x. p. 212. * Salkeld's Keports, vol. i. p. 308 ; Williams on Executors, pp. 245, 282. 394 SUCCESSION. [Chap. XVIII. the or- ecclesiastical functionary called the ordinary : now it passes ™''''^' to the Judge of the Court of Probate '. There is no necessity to enter here into the. enquiry how this extraordinary view came to be taken, that the property of all deceased persons vested in the ordinai-yj especially in a country not always prone to submit to ecclesiastical authority. It no doubt had its- advantages. In aU probability, no other person would have shewn any respect whatever for the rights of others, which the ordiaaries always did to some extent; though it was not without considerable resistance that what we should call the obvious rights of the kindred of the de- ceased and of clamaints upon the estate, were fully recog- nised. Ordinary, 806. The English law has, however, been brought round how con- . • -1 trolled. to a reasonable condition, not by altogether expunging the idea that an intestate person leaves no heirs, but by con- trolling the ordinary. The 13 Edward I, statute i, c. 19, directed the ordinary to pay the debts of the deceased, which plain duty it appears that the Chui-ch was disposed to neglect. But the most important changes were introduced by the 31 Edward III, statute i.e. 11. Prior to that statute it had been customary for the ordinary to appoint officers of his own to administer the property of the deceased. The person so appointed was a mere agent of the ordinary, subject to the usual rules of agency ; and of course possessing only such powers as the ordinary chose to give him. The statute of Edward III, however, contained three very important provisions: (i) it compelled the ordinary to depute, not any person he chose, but the nearest of kin to administer the estate; (a) it gave to the persons so deputed the same right as the executors have to sue in their own names to recover debts due to the deceased, which right, strange to say, the ordinary never had ; (3) it made the persons so deputed Kable to be sued in their own names for the debts of the deceased. ' 21 and 22 Viot. chap, zot. sect. 19. Sec. 806-808.] SUCCESSION. 395 807. This statute was also interpreted to imply, though it Property is not expressly so said, that the property of the deceased j^ ^le^^ ^ became vested in the administrator in the same way as in the f'i'^™^" •' trator. executor ; and it would have been also a legitimate inference, as well as one which would greatly have simplified the law, if, having so far assimilated the position of an executor to that of an administrator, it had been further held that the administrator, like the executor, directly represented the deceased, and that his title commenced from the moment of the intestate person's death. This, however, was not done. The administrator was stiU looked upon as only an ' officer But he ia of the ordinary 1,' though in what sense he could stiU be so the agent called it is difficult to say : for the ordinary had no con- °^ ,*® •' •> ordinary. trol, or next to none, over his appointment ; and he held rights which the ordinary was unable to confer. Never- theless, the doctrine is still adhered to that administrators derive their title solely from the grant of the administration to them by the ordinary : although, to remedy glaring in- justice, administrators are sometimes dealt with in special cases as if their title also related back to the death of the deceased. 808. The result of the statute of Edward III being to Adminis- give the inheritance entirely to the administrator, and no „inaUy "" liabilities being imposed upon him except to pay the debts took the of the deceased, the right to the grant of administration in a himself, solvent estate was one of very great value: for the person who, as next of kin, was entitled to the administration under the statute took for his own benefit the whole of the surplus proceeds of the estate ^. This was certainly an unsatisfactory result. Prior to the statute, when the estate was administered by the Church, the widow and children had always in practice, if not by absolute right, got each their pars ration- ' Blackstone's Commentaries, vol. ii. p. 496 ; Williams on Executors, sixth ed., p. 388. The view is absolutely erroneous. If he were only an agent, how could he be the owner of the property ? ' Williamson Executors, sixth ed., p. 1372. 396 SUCCESSION. [Chap. XVIII. ahilis, a half or a third according to circumstances ^. Now all went to a single relative, and others for whom it was a duty Origin of ]^q provide would thus frequently be left penniless. The adminis- ^ s. . J , p i • i . tration of Church, which had always fought strenuously for the rights of the widow and children, and had succeeded in establish- ing their rights to some esrtent, naturally enough made an attempt to prevent this disastrous result of the statute. The ordinaries began to take bonds from administrators as to how they would administer the estate, by which bonds a provision for the widow and the children was secured. This, however, the Courts of Common Law prohibited as a usurp- ation, as it probably was ^. Statute of 809. But at length the Statute of Distributions ^ sanc- tions, tioned the practice, and even made it compulsory on the ordinary, in every case, to take a bond from the administrator to exhibit an account to the ordinary showing the surplus (if any) after the assets were collected and debts paid ; which surplus the ordinary was directed to distribute amongst the next of kin, according to the rules therein laid down. Weakness 810. Considering the pretensions which the Church had J . ^''" successfully put forward, and the language of the various Courts. statutes in which those pretensions, whilst they are modi- fied, are still recognised to a considerable extent, it would seem to have been almost inevitable that all matters con- nected with the administration of the moveable property of deceased persons, both testamentary and intestate, would fall into the hands of the Ecclesiastical Court. But this has not been the case. The Court of Queen's Bench has always prohibited the Ecclesiastical Courts, whenever any attempt was made by the latter openly to exercise functions which were not merely ministerial. These prohibitions would scarcely, however, have been effectual had it not been for the * Williams on Executors, sixtli ed., p. 387 ; Maine, Ancient Law, first ed., p. 244. ^ Williams on Executors, sixth ed., p. 1372 ; Blackstoue's Commentaries, vol. ii. p, 515. ^ 3 2 and 23 Charles II, chap. j.. Sec. 809-813.] SUCCESSIOIT. 397 fatal defect in the procedure of the Ecclesiastical Courts, that they had no process by which to enforce their judg- ments'^. They had possessed such a process, and a very formidable one it was at one time, being nothing less than excommunication. They possess in name the power of ex- communication stiU ; but it is a threat, and a threat only ; and as a threat it has lost nearly all its terrors. It is true, as Blackstone says, that to prevent these courts falling completely into contempt the common law lent a supporting hand to their otherwise tottering authority. It would, however, be perhaps more correct to say that they were handed over to the tender mercies of a jealous rival, who only assisted them at the price of their complete submission. 811. I now pass to the consideration of the law of succession Succession to immoveable property, and we find the change of ideas to be able pro- very great indeed. P®''*^ 812. The law of England has not only drawn the distinction entirely between moveable and immoveable property differently from f^.^^^ ^^^_ other countries in Europe, but it has made that distinction cession to ^ _ _ moveable. wider. In no other country do we find two perfectly distinct bodies of law governing the succession to the two difl^erent sorts of property. This is, however, the case in England. In considering the law of succession to immoveable property we must begin entirely de novo ; not a word that is said about the succession to moveable property is applicable to immove- able property, and vice versa. The whole conception is dif- ferent from beginning to end. 813. Moreover, whilst we are far from being able to trace Testamen- the law of succession in the case of moveables with clearness pogftiong of and continuity, in the case of immoveables its history is buried l^'^'^ in the deepest obscurity. A few isolated conclusions is all not that has been arrived at by enquirers. ' The primitive German or aUodial property,' says Sir Henry Maine, 'is strictly reserved to the kindred ; not only is it incapable of being disposed of by testament but it is scarcely capable of being ' Blaokstone's Commentaries, vol. iii. pp. loi, 102. 398 SUCCESSION. [Chap. XVIII. alienated by conveyance inter vivos ^,' All property, however, even all landed property, was not allodial ; and to property not allodial the same strictness did not extend ; and there are also indications that the rales apphcable to non-allodial land were gradually extended to all lands. These rules were the result of successive importations from the Roman law which, com- bined with certain barbarian ideas, formed the feudal system^. Out of this emerged the law of landed property, the actual state of which in England at any one time cannot be described for any period earlier than the time of Henry II. At about that time it may be said to have become settled law, that all land descended to the eldest son ; and to the son of the eldest son, if the eldest son died in the lifetime of his father ; that in default of direct descendants collaterals came in, and their representatives ; that during his lifetime the owner might dispose in some eases of his purchased lands, and a portion (not the whole) of those which came to him by descent ; but he had no power to dispose of lands by will '. Introduc- 814. Testamentary dispositions of landed property, like so many other considerable alterations in our law, were in- troduced by the invention of uses. I do not propose here to trace the history of that invention further than to point out that its origin is not (as has been supposed) to be found in the Roman law, either in the fideieommissum, or, as the name might seem to indicate, in the usus. I have elsewhere* shown what the Roman usus really was, and that it had nothing to do with equity. The fideieommissum was, it is true, in a certain sense an equitable obligation, 1 Ancient Law, first ed., p. 198. Blulime (Encyolopadie, sect. 513) quotes this curious old German rhyme : — 'AVer seelig will sterben, Schall laten vererben Syn Allodi dut Ant' nachst gesippt Blut.' ^ Maine's Ancient Law, first ed., p. 296. ' Reeves' History of the English Law, chap. ii. ' Supra, sect. 305, 393. tion of use. Sec. 814-816.] SUCCESSION. 399 but it did not produce what English lawyers call a use, or trust estate. The person upon whom the fiduciary rela- tion was imposed was not bound, like an English trustee, to hold the thing for the use or benefit of another ; on the contrary, he was bound to hand over the thing itself ; from which time he lost all control over it, and it belonged abso- lutely to the person for whose benefit it was originally in- tended. In all systems of law fiduciary relations are well known and understood ; other systems of law also exhibit the peculiarity of a special set of rules applicable to such relations. But the relation of trustee and cestuique trust as understood in the English Courts of Chancery is unknown in any other system in the world, except where we have intro- duced it, namely, in America, the English Colonies, and perhaps in India. 815. However, anomalous as it was, the use as an equit- Devise of able right distinct from the land was successfully established ; *^® '"'®- and moreover it was assumed, though, as far as I can see, there is nothing to warrant the assumption, that this was an interest with which only the Court of Chancery, and not the Courts of Common Law, could deal ; and further, that in dealing with it the Courts of Chancery were not bound by the ordinary rules relating to landed property. Of course this easily led to the contrivance by which the right of testamentary disposition over land was substantially exer- cised. The land was conveyed to what was called a feofiee to uses ; who at common law was the absolute owner. The uses were then declared in a will, and the Court of Chancery compelled the feoffee to carry out the intention. The statute of Henry VII, though unsuccessful as an attempt to put an end to uses, was considered to have put a stop to this mode of disposition ; but almost immediately afterwards an express enactment conferred an absolute right of alienation, both testamentaiy and inter vivos, upon all owners of land, with exceptions which have since become insignificant. 816. This being the origin of wills of immoveable property. Devise of 400 SUCCESSION. [Chap. XVIII. land treat- and the statute ■^ which created them so treating them, they apeciea of were very naturally looked upon only as one form of alienation ; an'e^''' ^^*^ ^^ ^^*^* ^"'^'^ wills have generally been considered in the English law merely as a species of conveyance ; differing from an ordinary conveyance only in the solemnities which accom- pany their execution, and in some minor rules of construction which the nature of the transaction suggests. It must not be supposed, however, that there is here any fiction about carrying out the wishes of a dead man. The statute has provi- ded that a gift, secret, revocable, conditional, and unaccompanied by any of the forms necessary to a transfer inter vivos, shall be valid ; and this, though contrary to general principles, of course the legislature was perfectly competent to do^. Intestate 817. In the case of land the degrees of consanguinity to land. ^'^^ calculated according to the rules, not of the Roman, or as it is usually called the Civil Law as in succession to move- ables, but according to the rules of the Canon Law^; of which peculiarity I have never yet seen any explanation. The difference between the two modes of computation is that whilst the Roman or Civil Law counts the number of degrees in both lines from the deceased person through the common ancestor to the heir, the Canon Law counts the degrees in one line only from the common ancestor to the deceased, or to the heir, whichever is fm-thest off. For instance, my first cousin is related to me in the fourth degree under the Roman or Civil Law, but in the second '32 Henry VIII, chap. i. ' I have no doubt, however, that many pergous still find any fiction acceptable which will disguise the arbitrary origin of rights of succession: I suppose because legislation on this subject appears to trench upon the sacred principle of non-interference with rights over property. I do not imagine that eminent lawyers would be seriously embarrassed by such scruples, but they sometimes feign a respect for them in argument, as in the case mentioned above (supra, sect. 557). And quite recently a very learned Judge delivering judgment in the House of Lords, supported his conclusions by the very curious suggestion that the Statute of Distributions was nothing more than the making of a will by the legislature for the intestate. Law Eeports, Eng. and Ir., App., vol. vii. p. 66. ^ Blackstone, Commentaries, vol. ii. p. 206. Sec. 8i7,8i8.] SUCCESSION. 401 degree under tlie Canon Law. The other two peculiarities, namely the entii-e exclusion of the ascending line and of the brothers of the half-blood, have both been remored by statute-^. The difference in the mode of calculating the degrees however stiU. remains. 818. Nothing marks more clearly the wide difference Liability between the ideas of succession as applied to moveables land to and as appKed to immoveables than the differences in the "J^^'^ "^ '^'^ ancestor, law as to the liability of heirs for the debts of the deceased. The strict notions of personal representation and continuance which are involved in the conception of succession carried this liability to the very utmost, making the heir in some cases even personally liable for the debts of the deceased. This, as we know, our own law has modified when apply- ing the conception of succession to moveable estate, and the modification is just and reasonable. This conception of succession and strict personal representation has never been applied by us at aU to immoveable property. Still it is difficult to account for the views which English lawyers at one time seem to have entertained as to the entire freedom from liability of those who have inherited land. It has indeed been said that in very ancient times the heir of land was liable for the unpaid debts of his ancestor, and that the narrower rule which we find laid down by Britton in the time of Edward I, that the heir of land was liable if the deceased had specially bound him by the deed under which the debt was due, was a restriction due to feudalism ^. This seems, however, to be mere conjecture, and no feudal reason can be assigned for the exception made in favour of debtors, when the heir was specially bound. It must be remembered, moreover, that iu the period which immediately preceded the reign of Edward I, lands were not available even to the creditors of a living man at all; and I should rather be disposed to consider the rule laid down by Britton ' 3 and 4 William IV. chap. 106. ^ "Williams on Keal Property, seventh ed., p. 74. D d 402 SUCCESSION, as a construction of the statute of Edward I^ in favour of creditors, than a restriction on their rights, and of 819. Consistently with the idea that a devise by will devisee. , under the statute was an alienation of the land, it was held that the creditors of the testator had no claim against the devisee. 820. Gradually, though very slowly, the principle has been established by express legislative provision that the heir is liable for the debts of the deceased, whether he takes under a wiU or by intestacy. ^13 Edward I, stat. i, chap. xix. CHAPTEE XIX. SANCTIONS AND EEMEDIES. 821. I have hitherto considered law, and the duties, obliga- delation tions, and liability which arise out of law, only from one point sanctions of view — as the machinery by which a political society is *^ "^ ^' governed. It is true that I have adverted to the division of duties into those which are absolute and those which are relative ; and I have spoken of the right which corresponds to the relative duty: but I was desirous not to complicate farther a discussion already sufficiently complex by remarking then upon another distinct order of ideas which these terms connote. 822. As a general principle the point of view above taken Laws are is the only true one in this sense — namely, that it is the only for the one which justifies the existence of laws at all. No one individuals creates or enforces duties nowadays for the benefit of in- ^^\ "^ society at dividuals, or classes of individuals, but for the benefit of the large, community at large. If any modern law has the aspect of conferring new advantages on one class of society alone, we may be sure that it has been adopted only on account of the indirect advantages which it is alleged will be derived from it by the remainder. 823. Of course when I assert this, I do not mean to say This is not that a conviction of their utility was the original moving true!™* ^ D d a 404 SANCTIONS AND REMEDIES. [Chap. XIX. cause of the mtroduction of all, or even of any veiy large proportion of existing laws ; for many of them came into existence long before any such ideas as those to which I now advert were started in the countries where they now prevail. Nor do I doubt that there are everywhere to be found persons who, in their own minds, are persuaded that they have an hereditary and indefeasible right to certain privileges, an interference with which on considerations of utility would be immoral and absurd. But no one avows this ; and we need only look to the debates of legislative bodies, or to the published declarations of the rulers in every state, to see that the only principle on which they pretend to govern, the only ground on which they expect that their subjects will consent to obey — in other words, the only means by which a political society can in modern times be kept together — is that the object of government should be, or at least should profess to be, the happiness and prosperity of the people at large. It is true 824. In this respect there is no distinction between those laws whe- duties which are relative and those which are absolute. The ther they ]^^ ^f ownership, for example, which comprises a great variety solute or of relative duties, is supposed to exist as completely for the duties. benefit of society at large, as the law of treason, or the bribery laws. The law of ownership is said to encourage industry and commerce, to promote an increase in the pro- duction of the necessaries and luxuries of life and in their distribution, and so forth. If it could be shown not to possess these advantages it would gradually disappear, or be modified. Nobody really doubts this, or denies it ; only whilst some men are prone from time to time to renew the test of utility, and to try this as well as other institutions by this standard with great care, other men are, or profess to be, so convinced of its excellence, that they are impatient of any inquiry about the matter. Apparent 825. It may possibly be suggested that this is hardly in tion to this accordance with what we see around us, or that it is at any of dvU pro- 1'^*® *°° widely stated. For while it is true that some breaches otidure. Sec. 824-S28.] SANCTIONS AND REMEDIES. 405 of the law of ownership are considered as offences against society at large, others evidently are not so. For instance, if a man steals or mischievously destroys my property, he may be prosecuted and punished in the Queen's name at the public expense ; but if a man injures my property by negligence, no one dreams of treating this as a matter of public concern ; I am left to proceed against him or not as I like ; and if I do proceed against him, it is not to punish him, but to recover compensation for the injury which I have sustained. I must take the whole trouble and risk of this upon myself, and if I am satisfied, there is an end of the matter. 826. There is, no doubt, this apparent inconsistency between the proceedings of courts of civil and courts of criminal jurisdiction. Whilst in criminal courts we see plainly before us the breach of law followed by its appropriate pufiishment, Avhich deters others from breaking the law by warning them that they too will incur the like consequences — which, in other words, operates as a sanction ; in civil courts we find that the only thing thought of is redress, and there is ap- parently nothing which is intended to operate as a sanction at aU. 827. I do not think however it will be difiicult, without How this going minutely into an historical inquiry as to the origin of g^^^f^^jg. legal tribunals, to discover whence this apparent divergence ^'''"'"^y^® between the functions of civil and criminal courts arose ; and hence to infer that it is only apparent, and that the real functions of all courts are the same — namely, the enforcement of obedience to the commands of the sovereign authority. 828. Prior to any distinction between criminal and civil Retalia- procedure, prior even to legal procedure of any kind, there seems to have arisen eveiywhere the notion of retaliation ; that is, of inflicting an evil upon the wrong-doer exactly in proportion to the wrong he has inflicted upon you. ' Breach for breach ; eye for eye ; tooth for tooth,' says the Mosaic Law ^. ' Si quis memlriim rupit aut os fregit talione proximus ' See Leviticus xxiv. 20. 406 SANCTIONS AND EEMEDIES. [Chap. XIX. cognatus ulciscatur,' says the Law of the Twelve Tables^. And the earliest customs of all Teutonic nations were based on similar principles. This is obviously punishment, and not redress ; it is the direct application of a sanction ; and would operate precisely in the manner which Austin considers a sanction to operate in enforcing an obligation in modem jurisprudence ^- Substitu- 829. Retaliation, however, though it is punishment and not of a money redress, was undoubtedly looked upon as some satisfaction to payment. ^^ party injured, and this may very likely have suggested, when a fixed money payment was substituted for the talio, or equivalent injury inflicted on the wrong-doer, that the money should be paid to the suflTerer. This obviously answered aU the purposes of a sanction, loss of money being an evil which persons are generally anxious to avoid; nor any the less so because it is paid to a particular person, and not, as money payments used directly as sanctions now generally are, into the public treasury. Modern 830. There is still a considerable step, no doubt, from this ideas of -\ ■ -i ^ -m compeusa- to OUT modern ideas of compensation. Thus, under the laws of Alfred, for the loss of a forefinger the compensation was fixed at fifteen shillings in all cases. In a suit brought against a railway company for a similar injury, it would vary in every case according to the pecuniary loss which the sufiferer might be supposed to have incui'red in consequence. And there is no doubt the ideas of compensation have made a prodigious advance, even within the last few years ^ ; but still no one, I ' See the article Talio in Smith's Diet, of Greek and Roman Antiquities. ° See supra, section 192. ^ See the general view of the subject of damages in the treatise on that subject by Mr. Sedg-wick, where the authorities are collected with much industry and research. The earliest declaration of the rule, that the damages are to be measured by the injury sustained, is quoted from Lord Holt (see p. 29). But I tliink the notion of calculating the compensation for a personal injury upon an estimate of what money the sufferer, but for the injury, might have earned, is of still later origin. It may possibly be doubted whether these notions about compensation will be very long lived. The cases in which damages are most liberally awarded are those where the defendant is a large public company. But a company has it in its power to exclude its liability Sec. 829-832.J SANCTIONS AND EEMEDIES. 407 think, would doubt that they have grown gradually out of the 'were' and 'hot' of the Anglo-Saxon Law, just as the 'were ' or 'hot' itself grew out of the ' feud ^.' 831. But there is another point of view in which it is Specific necessary to consider the action of legal tribunals in enforcing ^^ent of the law, which will be best brought out by an illustration, duties and o J obligations. If a wound be inflicted, or valuable property be damaged, a great, possibly an irreparable injury has been inflicted, but all that the law can do in such cases is to inflict punish- ment by way of example, and to compel such redress as is possible in the shape of compensation. But if I wrongfully keep my neighbour out of possession of his property, then the law can do much more than merely compel me to make compensation. It can actually restore my neighbour to the enjoyment of his right. Here again, however, redress and punishment go hand in hand. The law is put in motion to take the property by force from the wrong-doer and restore it to the owner, and at the same time he is directed to pay a sum of money for the damage caused by the temporary loss of possession, and for the costs of the proceedings. 832. From the habit of obedience to the law which generally prevails amongst men, a resort to such extreme measures as have been just described is rarely necessary, nevertheless it is this which is contemplated under our law in all cases as the ultimate result, where the injury in question in almost all cases by express stipulation, or, by raising its prices, to cast back the burden, in a great measure, upon the general body of its customers. At present the doctrine seems to affect even international relations. The Americans claimed 2,000,000!. sterling, on account of damages sustained by reason of our alleged breach of neutrality. The Germans have obtained compensation on an equally large scale for what they assume to be a wrong done to themselves by the French nation in declaring war. Claims not less extensive have been made before, by the strong hand ; but I think that it is new to place such claims on a quasi-legal ground. '■ See Kemble's Anglo-Saxons, book i. chap, x., and the Laws of Alfred, 43, 44. 'Bot' is the name given to the compensation ordered to be paid in case of a wound ; which when life was taken was called ' were.' The right of private warfare to revenge an injury was called 'feud.' 408 SANCTIONS AND REMEDIES. [Chap. XIX. is the wrongful detention of land. Forcible transfer of the possession of things other than land has not been generally thought necessary under our law, even where such transfer is possible ; but this is only upon the assumption that the limit of the injury is, except in very rare cases, the present money value of the article detained, and which may therefore be covered by compensation^. But even if this assumption be true, it must be remembered that an order to pay compensation is no redress, if the person ordered to pay be insolvent. Specific 833. Duties, the performance of which is thus secured, are ance"^™' ^^^^ ^ ^® specifically enforced ; and there are many others which may be so dealt with besides those of the class above mentioned. Where there is a dispute about the title, whether to land or moveables, which are at the moment not in the possession of either party, but of a third person holding as the representative of, or derivately from, the true owner, the right of the true owner may often be specifically enforced by declar- ing it, and requiring this third person (who generally, not being interested in the dispute, will be ready to obey) to acknowledge the right of ownership as declared^. So also a very large number of duties are either primarily to pay money, or are such that a breach of them results in a duty to pay money ; and all such duties are in their nature capable of being specifically enforced, by seizing the property of the debtor, if he has any, selling it, and handing the proceeds over to the creditor ; which is invariably done should the debtor delay or refuse to pay the money, after he has been ordered by a court of law to do so. So again, through the power which every court has over duties of every kind, rights may be transferred from one person to another ; and where the duty which it is ' See supra, sect. 512. ^ It IB Bometimes said that, when an officer of a court executes a conveyance in the name of another person who has been ordered to convey, but who refuses to do so, the obligation to convey ia thereby specifically enforced. But this, I think, is hardly coi-rect. The order of the court is amply suffi- cient to pass the ownership without any conveyance ; and the document executed by the officer is only convenient evidence of title. Sec. 833-836.] SANCTIONS AND REMEDIES. 409 desired to enforce is to make this transfer, this can be done, whether the party obliged to make it consents or no, and therefore, without resort to the pressure of a sanction. Thus if I owe you money which I am ready to pay, and you owe the same sum to a third person, the court can secure the per- formance of your duty by simply annulling these two duties and creating a new one of the same kind between me and your creditor ; or, as the transaction is generally, though I think not quite so correctly described, by simply transferring the debt. 834. Probably also the idea of rendering further breaches of the law to a great extent physically impossible, and so se- curing a sort of rude specified performance, is to some extent involved in transportation, and in the modern practice of substituting long terms of imprisonment, with comparatively mild treatment, for shorter and sharper suffering. 835. The more direct enforcement of duties, so far as matters Why the of civil procedure are concerned, is, like the procuring of com- ™^j ^^1° pensation, left entirely to the control of the party injured, and ''^"f® f^ there are many circumstances which combine to render this mode of proceeding effectual. There is no better way of secur- ing obedience to the law than to give to private individuals an interest in enforcing it. That interest is given at once in all cases of relative duty, by giving to the party who has the right corresponding thereto means, either of enforcing the right, or of obtaining redress when the right is infringed. He at once becomes, not only the public prosecutor, but takes upon himself the whole trouble, risk, and expense of prosecution. And this method is found so effectual, that so far as concerns all those violations of right which come within the denomina- tion of civil injuries, the State is able to relieve itself entirely of the trouble of enforcing obedience to the law, beyond appointing proper officers to perform the duties of the civil courts. 836. The injury to the individual, therefore, though it is never the cause of the action of a court of law, is the occasion of it. And in matters of civil procedure and a few other cases 410 SAN"CTIONS AND EEMEDIES. [Chap. XIX. it is not only the occasion of the action, hut the exact measure of it. The whole ostensible object of the proceedings from beginning to end in those cases is not punishment, but redress, and they are fashioned upon the hypothesis that redress alone is the object. Secondary 837. From this point of view, therefore, to have a right right as expresses, not merely the condition of a person towards whom foundation g^ ^uiiy has to be performed, as it would if violations of that 01 claim tor ■* ^ redresa. duty were only punished and not redressed ; but it expresses the condition of a person who can put in motion the whole machinery of courts of law to obtain a private object. If, for instance, injuries to property were followed only by a fine payable to the Crown, or imprisonment, the compound right which we call ownership would still exist, but it would have no legal importance independently of the duties and obliga- tions to which it corresponds : but when the owner of the property injured is also enabled to claim compensation for the injury, the right assumes a new and important aspect. It is no longer the mere correlative of the primary duties command- ing us to abstain from acts injurious to the property of others ; it has, as the foundation of a claim for redress, an altogether independent existence correlative to an obligation to make amends on the part of the deUquent^. Imperfect 838. It is obvious enough that none of the consequences of a breach of the law will render it certain that the command which contains the law will be obeyed. If we punish the wrong-doer, or compel him to make redress, we only warn him ' It is, I apprehend, this combination of "■ public with a private object which determines the apportionment of costs in civil proceedings. They are borne partly by the public, for the same reason that costs in criminal proceedings are so borne entirely. But I do not see exactly on what prin- ciple Eentham (vol. ii. p. 112) would require the government to take upon itself the whole burden of costs in civU proceedings. If so, all notion of giving redress would have to be abandoned, for it is not a duty incumbent upon a government to procure redress for individuals ; no government has ever assumed any such function; and to charge upon the public the duty of performing it could hardly be justified. The action of the law would thus be confined to enforcing penalties. Sec. 837, 838.J SANCTIONS AND REMEDIES. 411 and others in a significant manner against a repetition of the wrong. If by a transfer of rights we fulfil an obligation, or by the use of physical force we render a man powerless to repeat an injury, we have only rendered ourselves secure in an individual case ; and we must trust to the example to deter others from doing the like. Nothing, therefore, can be more inappropriate than the expression by which some laws are distinguished as perfect, and others as imperfect. All laws are imperfect in the sense that we cannot be sure that they will be obeyed by those on whom they are imposed. On the other hand a law which has no sanction of any kind, either legal or moral, if that is what is meant, is a thing that I confess myself unable to conceive. Again, a moral law, or a law accompanied by a sanction which is not enforced by a legal tribunal (which is also sometimes said to be what the term is intended to express), is no more imperfect than one which is enforced. If we consider the very rare cases in which the sanctions set by the law, or legal sanctions, come into competition with the sanctions of so-called imperfect obli- gations, which are the sanctions set by society, and which are commonly called moral sanctions — that is, if we look to cases where the conduct required of us by the law conflicts with that which is expected of us by our neighbours, it would be obviously untrue to imply that the moral sanctions were, as compared with the legal ones, imperfect. There are many men who, upon deliberate choice, in order to gain the approbation of those with whom they are accustomed to associate, would rather leave unpaid their debts to a tradesman than their wagers on a horserace. But this is in reality a wholly distorted view of the subject : the sanctions set by law do for the most part not conflict, but concur with moral sanctions ; and every political society depends for its existence in a great measure upon this concurrence. It is this concurrence which has enabled the law to impose sanctions which are sometimes so light as scarcely to be perceptible. Nothing indeed can be more striking than to contrast the habit of obedience to law 412 SANCTIONS AND EEMEDIES. [Chap. XIX. whieli prevails in most countries with the slightness of legal sanctions — that is, with the smaUness both in quantity and intensity of the suffering which the law inflicts in cases of disobedience. Interme- diate and ultimate sanctions. 839. Sanctions are divided into the two following kinds. Frequently, indeed most frequently, disobedience to the law is only followed in the first instance by the imposition of a fresh duty. I have disobeyed the law by not attending as a juror when summoned, by driving carelessly in the street, or by not fulfilling my contract ; the result in each ease is that I am ordered to pay a sum of money. The duty to pay the money is a secondary or sanctioning one, inasmuch as it exists for the sake of enforcing a primary duty. But it is only a duty, and requires therefore a further sanction to enforce it, if it be disobeyed. 840. Sanctions which consist merely in liability to a duty, that is, which merely command a man to do something, with the prospect of incurring certain further consequences if he do not, I will call intermediate sanctions. Sanctions which consist not of liability to a duty, but of liability to some other evil which it is supposed the party would be desirous to avoid, I will call ultimate sanctions. 841. The ultimate sanctions of all primary duties, whether the breach of them be what is usually called a civil injury, or what is usually called a crime, are the same. They are bodily pain including death, imprisonment, and forfeiture. This division of sanctions is not scientifically correct ; for imprisonment itself is a kind of bodily pain, and also an instrument for inflicting it: though it is generally something more ; loss of liberty being regarded by most men as an evil, independently of any bodily suffering. The division is, however, convenient. Forfeiture is of two kinds ; it may consist in the simple annulment of all or some of those rights which the party has, or it may consist in depriving him of all or some of those rights which are in Ultimate sanctions the same for civil injuries i ■ i and crimes, of three kindS' Sec. 839-842.] SANCTIONS AND EEMEDIES, 413 their nature transferable, and transferring them to another. Whether the right be simply annulled, or transferred to another, the sanction consists in the forfeiture only. 842. The application of sanctions has varied considerably APP^^'^*" at different times, but there is a good deal of similarity in sanotiona the views which prevail at present in regard to them in most oJcivU pro- civilised countries, especially in courts of civil procedure, o^'i'-^s- These courts, shaping their proceedings, as they ostensibly do, for the sole purpose of giving redi-ess to the party injured, always select that form of sanction which will best accomplish that purpose : sometimes they order the party delinquent to make compensation in money ; sometimes, where the wrong done is keeping the rightful claimant out of possession, they restore the possession, using force if necessary for the purpose ; sometimes they proceed by way of restitution — that is to say, creating, destroying, or transferring rights, duties, and obligations, for the purpose of putting the parties as nearly as possible in the same position as if the wrong had not been done. In the first two of these cases, keeping only the sanction in view, and disregarding the remedy, we should find that the order of the com-t results in the imposition of an obligation, that is, the application of an intermediate sanction, or in forfeiture, that is, the applica- tion of an ultimate sanction. The process of restitution consists partly of the imposition of an ultimate sanction in the shape of forfeiture, and partly of the specific enforcement of obligations. Courts of civil procedure never, in the first instance, apply the ultimate sanction of imprisonment, and they have no power to inflict bodily pain in any other form than that of simple detention. Even this power has recently been very largely curtailed in England by what is called the abolition of imprisonment for debt ^. ' See the statute 32 and 33 Victoria, chap. Ixii, by which the imprisonment for debt in purely civil matters is wholly done away with, except in cases where the court, being satisfied that the debtor has means to pay, makes a special order for payment, which the debtor disobeys. 414 SANCTIONS AND REMEDIES. [Chap. XIX. Slightness 843. I have already said that the only sanction of many actually in duties is the liability to make amends for the damag-e caused "^•^ to an individual by their breach ; and in a very large num- ber of such cases the only form in which compensation can be given is by an order for the payment of a sum of money by the delinquent to the party injured. But since the passing of the last-mentioned act, no person, except in very special eases, can be arrested or imprisoned for making default in the payment of a sum of money. For aU this class of cases, therefore, the only ultimate sanction is forfeiture. Moreover, forfeitm-e, when resorted to as an ultimate sanction of an order to pay money by way of compensation, has always been con- fined by us to the forfeiture of such rights as may be seized and sold, so as to produce the money and satisfy this secon- dary duty. And it is not an unimportant reflection that we thus arrive at an ultimate sanction of a very limited kind ; and one which entirely depends on the possession by the delinquent of rights of a particular nature. In other words, as against a pauper there is no sanction at all. Applioa- 844. When the breach of the primary duty is the subject sanctions "^ criminal procedure, and is called a crime, or an offence, in criminal j^ jg customary to apply the ultimate sanction at once, by ordering the guilty person to sufi^r death, or imprisonment, either alone or accompanied by some kind of physical in- convenience, such as whipping or hard labour. Sometimes, however, an alternative is still left of escaping from the ultimate sanction by the payment of a sum of money, which is then usually called a fine ; and in cases which are of a mixed character, neither decidedly civil nor decidedly criminal, a fine is generally imposed as an alternative intermediate sanction. In India. 845. lu India sanctions are substantially the same as in England, except that imprisonment for debt still exists ; but under conditions which make it so onerous to the creditor, that it is very little resorted to. 846. The courts of civil procedure in the United States Sec. 843-847.] SANCTIONS AND EEMEDIBS. 416 and in France also proceed upon principles almost precisely in other the same. And in both countries, in that very large class of °°"" "*^' cases where the proceedings result in an order for the pay- ment of money by way of compensation, it has been found possible to dispense with the ultimate sanction of im- prisonment, and to rely entirely on the apparently slender sanction of forfeiture ^. 847. If we consider the general tendency of modern legis- Tendency lation in regard to sanctions, we perceive, on the one hand, legislation, that our ideas on the subject of compensation for injuries have rapidly developed. But, concm-rently, we obsei-ve that in the absence of certain characteristics, which are generally also the characteristics of crime, such as fraud or intentional wrong, the ultimate sanction of imprisonment has in civil matters almost disappeared. Moreover, whilst we are con- tinually enlarging the field of crime, we are at the same time endeavouring to mitigate the sufferings of punishment in all respects except their duration. I am also inclined to think that (possibly as a result of these changes) the disgrace of a criminal conviction, which is an important part of the punishment, has diminished, especially in certain cases — such, for example, as the conviction of directors of a company for fraud. We are perhaps approaching a considerable readjust- ment of the respective domains of civil and criminal law. * See Powell's Analysis of American Law, Philadelphia, 1870, Book iii. chap. ix. sect. 3, and the Loi de 22 Juin, 1870, in the Collection des Lois, vol. Ixvii. p. 165, where there is a very interesting account of the discussions which preceded the abolition of imprisonment for debt in France. CHAPTEK XX. PROCEDUEE. Procedure 848. Procedure is the term used to express the action a tion of °^ courts of law. Courts of law are persons or bodies of courts of persons delegated by the sovereign authority to perform the function of enforcing the duties and obligations which have been created tacitly, or expressly, by this authority in the form of law. Parts of the 849. I have already pointed out how this function gener- proceedmg ^]j„ divides itself into the several parts of ascertaiaing the penal or •' _ _ ^ ^ remedial, precise nature of the duties which have been imposed by the sovereign authority ; of further ascertaining which of these have been broken ; and of applying the sanction appropriate to the breach. I have further pointed out that though this penal fanction is the only one for which courts of law exist, they do in fact perform it in some cases by ostensibly exercis- ing a function which is merely remedial ; the court taking action ostensibly, not for the purpose of punishing disobedience to the law, but for the purpose of giving redress ^. Civil and 850. This cardinal difference between the ostensible func- tions of courts of law corresponds generally, but not exactly, with the distinction of courts into courts of civil and courts of criminal procedure. Though the ultimate object of all courts » See Chapter XIX. criminal courts. Sec. 848-852.] PROCEDURE. 417 is the same, the civil court generally professes only to give redress, and the criminal court only to inflict punishment. 851. The general scheme of procedure in each court also corresponds with the general object which each professes to pursue. In the civil court the person who makes the com- plaint is the party who has sufiered by the breach of the law. He is dominus litis. He is responsible for the conduct of the proceediags, and in a great measure for the expenses of them, inasmuch as they are treated as though they were carried on entirely far his benefit. He may abandon them at any moment, or he may settle the dispute privately, if he thints fit. On the other hand, in the criminal court, though it has been the custom in England hitherto to trust the conduct of prosecutions to some extent to private individuals, the prosecutor is in no way responsible for, nor has he control over, the proceedings. 852. It is a general rule that courts of law will not move Suits will unless some duty or obligation is broken. Very often parties rally lie for assert rights which they do not as yet exercise, or repudiate ^yo^'a^*'^*" obligations which they are not at the moment called upon to without « T T ■ • 1 • wrong. perform. And so disputes arise without any wrong having actually taken place : and very often parties are desirous, from reasons of convenience, to come into court and get their rights declared at once without waiting for the expected breach. No doubt there are very often strong reasons of convenience in favour of such a course. The intention to do an act would, in a vast majority of cases, be abandoned, if it was known to be illegal ; or, what comes to the same thing, if it was known that a court of law would treat it as illegal. The consideration which counterbalances these reasons of convenience is, that thereby too much opportunity would be given to persons of litigious character to bring useless and vexatious suits against their neighbours, and thus the number of suits would be greatly multiplied. And since the burden and expense of litigation always falls to some extent on the public at large, this burden and expense E e 418 PEOCBDURE. [Chap. XX. cannot be increased solely with reference to considerations of private convenience. The rule, therefore, is generally- adhered to, that there must be some actual wrong done before the court wiU set itself in motion. An exception is, however, generally made where there is a reasonable and well-grounded expectation that a breach of duty or obligation will be committed, and that no proper redress can be had, if it does take place. There is, indeed, one class of cases in England in which parties are allowed to come and ask simply for the opinion of the court upon their rights and duties : but that is confined to trustees, who, by a peculiarity of our law, may always to some extent cast upon the court the duty which has been undertaken by themselves. This being so, it is more economical to allow them to consult the court, as it were, and to require the court to give them its advice ; for a refusal might only result in a far greater burden. Commence- 853. The respective schemes of procedure are fashioned proceed- according to these. views. In aU courts the party who seeks ™ss- to set the court in motion has, except in very special cases such as are mentioned above, to make a statement which, whether it be called a complaint, an indictment, a charge, a demand, a bill of complaint, a plaint, or a declaration, is in fact an assertion that a wrong has been committed ; including also generally, in the civil courts, a claim for redress. This is invariable : and there is also invariably a defined mode of bringing before the court the person whose conduct is com- plained of, in order that his answer may be heard. But there is a good deal of variety, and some peculiarity in the modes of doing this. Sometimes the party against whom the complaint is made is summoned; that is, he receives a notice that his attendance is required in court ; sometimes he is arrested and brought there ; sometimes he is required actually to appear in court ; sometimes only to put in his answer or defence. Moreover the practice varies as to the exact time of making the statement of the particular wrong Sec. 853.] PROCEDURE. 419 complained of. Sometimes it is made simultaneously with the first summons to come into court and answer it. Some- times the summons into court takes place first, and the complaint is made afterwards. And these varieties are to be found not only in diflerent countries, but in the same. For some crimes, both in England and India, a party may be arrested and brought into court ; in others the proceedings can only commence by a summons, followed by a warrant in case of non-appearance. In England, in what used to be Appear- called the Common Law Courts of civil procedure, the theory was that nothing could be done in the first instance beyond bringing the party complained against into court, and that no further proceedings were possible, until this had been accomplished. And though the rigour of this rule is now relaxed, it is still so much respected, that the appearance (as it is called) of the defendant is always feigned to have taken place, even when the proceedings go on without it. When both parties have appeared, or are supposed to have appeared, then each makes his respective statements answering and replying to each other till both sides have nothing more to say. In the Court of Chancery, on the other hand, the plaintiff has always commenced proceed- ings by stating what he had to complain of, and delivering a copy of the statement to the defendant; at the same time requiring him to appear and answer it. And the rule requir- ing the defendant to appear, before the case can proceed further, then applied, as in the Common Law Courts, but was avoided by the same fiction. The curiously indirect methods which were at one time in use both in Courts of Common Law and Courts of Chancery, to compel a defendant to take the step of appearing in court, and some expressions which are used regarding it, seem to point to something voluntary in the submission of the defendant to the jurisdiction of the court. This is analogous to what has been pointed out by Sir Henry Maine in what he considers the most ancient judicial proceeding known to us — the legis actio sacrimenti E e 2 420 PEOCEDURE. [Chap. XX. of the Eomans, where the form of the proceeding appears to treat the judge rather as a private arbitrator chosen by the parties, than as a public officer of justice. But in modem times this appearance of voluntary submission has no signi- ficance ^ 854. It is impossible here to do more than point out the leading characteristics of the procedure, by which the complaint of one side and the defence of the other are sub- mitted to the judgment of the tribunal. The rules upon this subject, called by us the rules of pleading, are generally elaborate^ and very often highly artificial, and even capricious ; but I will notice one or two leading distinctions of principle in the practice which has .prevailed in different courts re- specting it. Pleadings. 855. In every dispute the two principal questions to be Issues of . / \ 1 11. 111.. law and determined are, (i) what are the duties and obligations which dvii eases ^^^^^ between the parties ? (a) have they, or any of them, been broken ? The first of these questions depends ultimately of course upon the law, but proximately it may depend on whether certain events have happened, on the happening of which duties and obligations wUl arise ; such, for instance, as whether a contract has been made; or a wiU executed ; or a marriage solemnised. The second depends on whether certain events have happened. Hence in every case which comes into court the questions to be determined resolve themselves into questions of law and questions of fact ; and it is the object of the rules of pleading in English courts, and analogous rules in all other courts, to put into a more or less precise form the various questions of law and fact which have to be determined.^ 856. The difficulty of understanding the procedme in the ' See Maine's Ancient Law (first ed.), p. 375. Under the last new rules (those of 1883) a summons may in simple cases contain a statement of the claim, and any further statement of it is then dispensed with. ^ I follow here the usual language. I have shown ahove that the so-called questions of fact sometimes involve questions of conduct, but these fall within the province of the jury (see supra, sect. 35). Sec. 854-856.] PROCEDURE. 421 English courts, where the trial takes place before a jury, arises from the very wide . difference which prevails between the theory and the practice based upon it. Theoretically the parties to a suit heard before jury are required to work out the questions of law and questions of fact into distinct issues, as they are called ; and though at the present day this is but imperfectly done, yet, as these questions have to be decided by different tribunals — issues of law by the coui-t and issues of fact by the jury — one would suppose that to whatever extent this has not been done before, the deficiency must necessarily be supplied at the hearing. The judge, one would think, would have first to completely separate, and then to deeide the questions of law ; after which he would ask the jury to give their opinion on the facts. To a very considerable extent this is done. But then it is only done in a verbal address to the jury of which there is no regular record ; the observa- tions on the facts are so mingled with the directions on the law, that it is sometimes very difficult to distinguish them ; and what is more important stiU, there is no regular mode of ascertaining whether or no the jury accept the law as the judge lays it down ; because the ordinary form of finding is, not on specific questions exclusive of fact, but for the plaintiff, or for the defendant, in general terms ^. Indeed, were it considered necessary to keep the functions of the court and the jury as completely severed in practice as they are in theory, the proceedings at a trial at Nisi Prius would undergo a very considerable change. I even think it very doubtful whether with such a severance of functions the jury system could be as successfully worked as it is at present. The present success of that system depends almost entirely on the friendly co-operation and mutual good understanding ' The jury cannot be compelled to find particular facts, or even to find the affirmative, or negative, on particular issues, though they are generally willing to do so, if requested. But it has been always recognised as their undoubted privilege to decline finding any other than a, general verdict, and they have been known to exercise it. See a case reported in the third volume of Adolphus and Ellis' Eeports, p. 506. 422 PEOCEDUEE, [Chap. X5. between the court and the juiy, which have been, in England, so happily established: and these it would be extremely difficult to preserve, if such discussions as to their respective duties were admitted as would be necessary to keep each within the strict limits of its own particular functions. 857. A very little observation of what passes daily in coui-ts of justice wiU show that there is a similar indistinct- ness in the line drawn between law and fact in the pro- ceedings subsequent to the verdict of the juiy, when the tribunal, whilst professing to keep within the province of pure law, really enters into considerations which it seems impossible to call legal : as, for instance, whether a verdict is against the weight of the evidence. And though a legal form is given to another frequent consideration — namely, whether there is any evidence to support the verdict — yet I think it is impossible to doubt that under this form what is really very often considered is, whether the jury have drawn the right inference from the facts laid before them^. Ill criminal 858. In criminal cases no attempt is made to separate cases. ^-jr^Q questions of law and fact prior to the hearing; and though the functions of judge and jury are in criminal cases theoretically separated, there is stiU the same absence of aU security that this separation should be practically observed ; and the result in a criminal trial, even more than in a civU. one, is in reality arrived at rather by a co-operation of judge and jury throughout the trial, than by the simultaneous exercise of two entirely independent functions. In courts of 859. The proceedings where there is no jury are a good ancery. ^^^-^ simpler. There it is not necessary to separate the issues of law and fact. The parties are not required to make this separation at any stage of the pleadings antecedent to the hearing, and there is nothing in the nature of the proceedings at the hearing which renders it then necessary, inasmuch as the presiding judges decide both law and fact simultane- ously. And in practice the separation is only so far made ' Supra, sect. 25. Sec. 857-861.] PEOCEDURE. 423 as is found to be convenient for understanding the case, and so far as the judges may make it, when in conformity with the tradition of the courts, they disclose to the litigants their reasons in detail for coming to a conclusion. 860. The provision of the Indian Code of Civil Procedure in India on this subject is a very peculiar and stringent one. It g"^^t^;gg'' requires that the judge should settle the questions of law and fact upon which the parties are at issue in every case before the hearing commences. The French Code requires no settle- ment of issues, but there are very strict rules which require that the judgment should contain a specific statement of the points of law and of fact which have arisen, with the determination of each. The requirements of the Italian Code, and I believe also of the Spanish Law, are similar. Of all these methods, that provided for by the Indian Code is the most laborious and complete. It contemplates that every possible issue which can arise should be raised prospectively ; a much greater burden than is thrown upon a judge by the French Code, who has only to declare what issues have actually come into dispute ; and in fact this duty has been found so onerous that the courts in India have almost universally neglected it. And it appears, from the rules recently made by the judges in England, that English lawyers have come to the conclusion, that it may be safely left to the discretion of the court how far, and when, and with what precision, the issues shall be ascertained ; and that so far as this has to be done, it should be done, if possible, by agreement of the parties^. But the rules are silent upon the question of separating the findings on these several issues, so that it may be inferred that the practice of not doing so, as it at present exists in England, is not disapproved. 861.' It is not possible yet to form any judgment as to how the modem system of allowing an infinite variety of questions to be tossed in disorder before the court will answer ^ What foUowB has appeared in an article in the Law Magazine, N.S. vol. iii. p. 393. 424 PROCEDURE. [Chap. XX. the ends of justice. One thing is certain, that this disorder must be reduced to order at some point in the trial. The object of all ' rules of pleading-,' as they are called, was to produce that order. As a learned German Jurist has pointed out in some very practical and sensible observations upon legal procedure generally, no part of that procedure has been spoken of with greater contempt by mankind at large than rules of pleading. The term ' special pleading ' has become a bye-word in the English language, and the whole system has been swept away as worthless. Yet the objects which these rules had in view were not only desirable, but such as it is absolutely necessary to secure. Unless a judge contents himself with simply saying that he decides in favour of one party or the other, and practically no judge can do this, he must break up the complex contentions of the parties into the various simple questions which are involved. To the performance of this task modern procedure for the most part affords no assistance whatever ; it is left entirely to the in- tellectual capacity of the judge, with such assistance as the parties through their counsel choose to render him^. In the early Roman procedure, the judges being laymen, and there being but scanty opportunity of obtaining legal assist- ance for the court, there was a rigorous rule of ' one suit one question,' binding both upon the plaintiff and the defen- dant. Our rules of pleading, though never quite so strict, did remove many difficulties out of the way of the judges by bringing out the issues to be tried. These difficulties are now let loose upon the coui-t. It may be that the rules of pleading were, on the whole, an impediment to the adminis- tration of justice. It may be that they had become distorted, and sometimes defeated the very object they had in view. But the object was a useful one, and the burden laid upon judges is enhanced by their abolition. It is frequently taken for granted that by simplifying (as it is called) the rules of pleading you have relieved the parties of a merely useless ' See Ihering, Geist. d. Eiim. Eechts, part iii. p. 15 sqq. Sec. 862, 863.] PEOCEDITRB. 425 legal technicality. When you have allowed the plaintiff to lay before the Court in his own language the tale of all his wrongs, and have permitted the defendant to state not only all that he has to say in way of reply, but to bring aU his countercharges, a triumph of simplicity is supposed to have been achieved. It is too soon to count upon this as a certainty. It may turn out that the investigation is only made more costly and more difficult. It may be that the whole ease is never before the court at any one time : that the aspect of a ease constantly changes in the course of the investiga- tion : that appeals are increased : and that, on the whole, with a greater expenditure of money, time, and labour, a satis- factory result is less seldom obtained. 862. When the case has been heard and the decision Decree given, the result, so far as the judgment is not merely de- declaratory claratory, is to impose either an ultimate or intermediate ™ "' sanction. In civil cases this will generally be an intermediate sanction only, and, for the reasons explained above, generally in the form of an order to make compensation or restitution. But though the courts lay down as a general rule that they wiU not move unless there has been some wrong committed, the real object of many suits is not to compel redress, either in the shape of compensation or of restitution. The real dispute is as to the rights of the respective parties, and having once procured a declaration on this point, it is frequently well known to all concerned in the litigation that every one will do what is required, either from motives of honesty, or because the means of compulsion are sufficiently proximate and certain to make it useless further to resist. For this reason we con- stantly find that the result of litigation is a mere declaration. 863. Again, wherever it is possible, the Court of Chancery, Restitu- which alone has power to do so, gives redress by way of restitution rather than by way of compensation. Now the principle of restitution is, as far as possible, to treat the rights, duties, and obligation of all parties as beiug at that moment, and as if they had been all along, such as they would have 426 PEOCEDURE. been, had nothing taken place to interfere with them. Thus, when a sale of property is set aside on account of fraud, every effort is made to put the parties precisely in the same position as if the fraud had not taken place. The fraudulent convey- ance is declared void. The property is treated as never having ceased to belong to the party who was induced by the fraud to part with it. All the profits are declared to belong to him, and so forth. The court only resorts to a money pay- ment by way of compensation when it is compelled to do so. But it would not always be easy to say whether, in very strictness, the court in making a decree of this kind, was depriving the defendant of a right, or merely declaring the existing rights of the plantiff; that is to say, whether it was applying an ultimate sanction, or not applying a sanction at all. Nor is there any reason in practice for distinguishing between the performance of these operations. On the contrary, it rather serves as a guide to the measure of relief, to keep up the idea (even though it be fictitious) that the rights of the parties are only being declared. We have, therefore, another reason why in form, at any rate, the final decree in a suit is often only declaratory. INDEX. N. B. — TJie numbers in the Index refer to the Sections. Absolutely void, 274 and ». Act, is an event viewed as under human control, 214. — analysis of, ib. — must be intended, 219. — consequences of, need not be in- tended, 220. — no legal result from mental con- dition without, 232. — legal result of, dependent on mental condition, 233. — in the law, 235. Acts juridique, 235. Actio in rem and Eeal Action com- pared, 129. Action through an intermediary, 246. Administration of intestate's estate, 806, 807. Adverse possession, meaning of, 585 ». Agency, 246. — law of, not derived from Roman law, 251. Agent and Messenger, difference be- tween, 253, Alienation, restrictions on, 330 n., 334- — right of, not universal, 516. — what consent necessary to, 517. — should be certain and notorious, 519. Allodial property, succession to, 813. Alluvion and Diluvion, 490. America. See United States. Analogies, competition of opposite, 100. Analogy, extension of law by, 77. Ancestor, continuation of by heir, 777- Animals ferse naturae, capture of, 361. — acquisition of ownership of, 483. Appearance, 853. — how far necessary, ib. Arrangement of Law, 291. Ashiord against Thornton, easeof, 2 7. Austin, his view of declaratory and repealing laws, 6. — distinguished law from morality, 1 2. — criticisms of, 15 sqq. 428 INDEX. Austin, his explanation of laws made by judges, i8. — his explanation of custom, ib, — his view of case law, 98. — his explanation of error of law and fact, 269. ■ — on intention in promise, 621. Austrian Law of Suooession, 787- B. Benefit of Inventory, 800. Bentham refers everything to public opinion, 119 «. ■ — his contempt for lawyers, 194. Bills of Sale, 540. Birth, what constitutes, 132, 133. ■ — a condition of personality, 132. Blaokstone, his view of reports, 91. — would limit human law by divine, 110. ■ — gives no account of duties,. 198 j. nor of breaches of duty, ib. ■ — his explanation of error of law and fact, 269. • — his observations on error, 735. — intoxication, how explained by, 75 !• — on the origin of wills, 790. Blameworthiness not a criterion of tort, 707, 711. Bona fides as applied to prescrip- tion, 560. Boulton against Jones, 747. Bracton, his authority as a lawyer, 89. — on prescription, 566. Bruns, criticisms of Savigny's Trea- tise on Possession, 399 n. Burn against Carvalho, 479. C. Canon law, rules of inheritance in, 817. Case law, English, 92. — advantages of, ib. — basis of authority of, 93. ■ — characteristics of, 98. Case law, Austin's view of, 98. ■ — Paley'a view of, 100. — distinction between, and law de- rived from commentaries, 103. Chancery, creation of equitable owner- ship in, 335. — court of, mortgage of moveables in, 477- — how error treated in, 743. — procedure in courts of, 859. Child, en ventre sa mfere, not a person, 132. Church, part taken by, in succession, 794, 806, 808. Civil and Criminal Procedure have same object, 825. Civil Injuries and Crimes, distinc- tion between, 599. Civil Procedure, application of sanc- tions by courts of, 842. Civil Sanctions ultimately same as criminal, 841. Codes, early, 69. Coercion, evil of, 52. Coke, his views on prescription, 566. Colonies, subordinate legislation in, 63- Combat, judges presided over, 27. Commands, what, are laws, 5. Commentaries, as a source of law, loi . — and case law, difference between, 104. Common Law, procedure in courts of, 856. Competition of opposite Analogies, 100. Condition, of persons, meaning of, 168, 176. Confusion of ownership, 495. Conduct, estimation of, 710. — standard of, 715- Consent, of heir to succession, 802. Consequences of Acts need not be intended, 220. Consideration, what is meant by, 627. — peculiar to English law, 628. — not applied to deeds, 631. — need not be adequate, 632. — true meaning of requirement, 635. — for past service, 639. INDEX. 429 Consideration, for contract of bail- ment, 642. — moral, 644. Construction, rules of, 240. Contract, English definitions of, 609, 615. — and Conveyance, difference between, 610. — Savigny's analysis of, 604, 612, 618. — is a manifestation of intention, 621. — intention how ascertained, 621. — consideration necessary for, 626. See Consideration. — void and voidable, 649. - — effect on, of defects of form, 651. — non-compliance with statute of frauds, 652, — transfer of, 660. — offer and acceptance how far neces- sary to, 663. — with agent of undisclosed principal, 664. — liability on, is a thing, 665. — may be owned, 665. — how affected by insanity, 732. — effect of error on, 739. — effect of intoxication on, 753. — effect of infancy on, 757. — whether it is prevented by fraud, 766. Conturier against Hastie, 749- Convalescence, 278- Copyright, ownership of, 323. Corporation. ;See' Juristical Person. — treated as a person, 1 36. — notion of, in early family, 137. — sole, 145. — ownership of, 324. Cour de Cassation, authority of, 78 n. Crimes and Civil Injuries, distinc- tion between, 599. Criminal and Civil Procedure have same object, 825. Criminal cases, procedure in, 858. — Code, vagueness of expressions used in draft of, 211 n. — procedure, application of sanctions by courts of, 844. Criminal sanctions ultimately the same as civil, 841. Cundy against Lindsay, 746, 768. Custom, explanation of, 1 8. — antecedent to law, 79. — given effect to by courts, ib. — early reports are evidence of, 90. — as a source of law in England, ib. D. Damnum et injuria, 699 n. Debts, liability of heirs for, 818. Declaration, suits will not lie for, without wrong, 852. Declaratory decrees, 863. Decrees, often only declaratory, 862. Deeds, do not require consideration, 631. Defamation, 699. Delegation of Sovereignty, 62. Delict. See Tort. — Erench definition of, 669. Delivery, when necessary to transfer of ownership, 519. — error of Heineccius as to, 5 2 2 m. — error of Serjeant Manning as to, ib. — reasons why not now necessary, 523. — still important to ownership, 525. — on sale of land, 529. Derivative possession does not pro- duce prescription, 583. Detinue, nature of action of, 511. De Tocqueville's view of American Constitution, 34. Dishonesty, meaning of, 689. Divine Law, how conceived by dif- ferent nations, 106. — not always enforced, 109. — but is a source of law, 1 10. — human law not limited by, ib. — and human, not generally in con- flict, 112. — use made by lawyers of, 115. Drunkenness. See Intoxication. Duress, 254, 758. — does not destroy the will, 758. — as a ground of non-liability, 761. 430 INDEX. Duties, what they are, 147. — created by sovereign power, 151. — must be specific, 153. — cannot be imposed by sovereign body on itself, 154. — positive and negative, 181. — relative and absolute, 182. — primary and secondary, 183. — not generally clearly expressed, 196. — not stated by Blackstone, 198. E. Easements, 400. — are a kind of servitudes, 401. — are jura in re aliena, 418. — the servient res must be land, ih. ■ — difference between, and profits a, prendre, 419. — appurtenant and gross, 421. — to take potwater, 422. — without profit, 424. — perpetual, cause of, 425. — of support, 426. ■ — restrictions on, 427. — correspond to duties to forbear, 430. — of light, 581. Enjoyment as of right of easement, 578- — must be peaceable and open, 582. Equal Freedom, principle of, 51. Equality, cannot be promoted by law, £9- ■ — is a good thing in itself, ii. Equitable ownership, 335. — anomalous, 336. — nothing like it in Koman law, ih. Equity, original conception of English, 120. — why it has become rigid, 121. — explanation of Sir H. Maine, 121. — due to difference in conception of law, ib. — why it precedes legislation, 122. — is ex post facto and concrete, ih. — in India, 124. Error, Blaokstone's explanation of, 261, 269. Error, in criminal cases, 263. — of law and fact, 265. ■ — how treated in chancery 268, 739. — ■ Austin's explanation, of 269. — how regarded in Eoman law, 269,744. 's views as to, 270. ■ — as to private rights, 271. — as to application of law, 272. — effect of on liability, 734 sqq. — how treated in French Code, 744. Estate, conception of, in English law, 33°- Events, 207. — how described, 208. Executive and judicial powers, 48. Executor, consent of, 803. — relation back of title of, 804. P. Pact, error of, 265. See Error of law and fact. — and law, separation of issues of, 856. — in jury cases, interference of judges in questions of, 857. Family, anciently a sort of corporation, 137- — ownership, 326. Father and Sou, physical identity of, 777- Feudal relation, unsuited to modern times, 343. — tenure, nature of, 338. — chief characteristic of, ih. — not a relation of contract, ih. — political importance of it, 340. — not a juristic relation, 341. — services not peculiar, ii. — analogous services in India, 341. Feudalism not cause of modern evils of ownership, 343. Fidel commissum, not like equitable ownership, 336. Fiducia, 439, 448. Forbearance, 231. Force involved in the conception of law, 15. Forfeiture of ownership, 499. INDEX. 431 Franee, imprisonment for debt in, 846. Fraud, 273. — meaning of, 691. — as ground of non-liability, 765, — whether it prevents a contract, 'j66. Frauds, Statute of, effect of non-com- compliance with, 652. Free government, characteristics of, 31. — exists in England, 36. Freedom, principle of equal, 51. Frenoli Code, punishment of judge by, for refusing to decide, 26. — prohibits judge from making law, ib. ■ — declares sovereignty of people, 38 n. — rule of, as to delivery, 528. — definition of contract in, 611. — definition of delict in, 669. — how error treated in, 744. Frenoli Constitution, 38 n. French, lawyers, opinions of, as to restrictions on ownership, 328 B. Grift, transfer by, 515. Government, bad better than none, 58. Grant, fiction of, in prescription, 565, 569, 588. Gratuitous promises, 630, 648. H. Heedlessness, 228. Heir, continuation of ancestor by, 777. — consent of, to succession, 802. — liability of, to debts of ancestor, 800, 818. Hindoo law, development of, 83. — Brahminical influence upon, ih. — of succession, 780. — widow, estate of, 332. — will, explanation of, by Privy Coun- cil, 792. Hirer, possession by, 384. Hopkins against Logan, 645. Hypoth.eoa,'444. I. Ignorance, 260, 734. See Error. — not a defect of will, 735. — Blackstone's observations on, ib. — effect of, on contract, 739. Ihering, criticisms of Savigny's Trea- tise on Possession, 399 n. Immoveables, owner can follow, 505 . — succession to, 811. See Succession. Imperfect laws, 838. Imprisonment for debt, in England, 842. — in other countries, 845, 846, Imputation of intention or know- ledge, 264. — in the Indian Penal Code, 265 «. In personam, rights, 164. In rem, rights, 164. Inadvertence, 227. Incorporeal things, quasi possession of, 391. India, subordinate legislation in, 63. — equity in, 124. — tenant's possession of land in, 389. — procedure in, 860. — imprisonment for debt in, 845. Indian Contract Act, does not define contract, 616. — wills, history of, 791, Infancy, 273, 755. — in criminal cases, 756. — in contracts, 757- Inheritance. See Succession. Injury, meaning of, 671. Insanity, 273, 723. — modem ideas concerning, 724. — how it affects liability, 725. Insinuatio, 529. Intention, 217. — manifestations of, 241. — formal and informal, 242. — express and tacit, 243. to break the law, immaterial in crime, 263. 432 INDEX. Intention, necessary to possession, 366. — in contract how ascertained, 621. — imputation of, 624. Interpretation, different kinds of, 72. — extension of law by, 75. — usual one, accepted, 81. — rules of, 625. Intoxication, 751. — how explained by Blaokstone, 751. — Indian Penal Code on, 751. — effect of, on contract, 753. Inventions, ownership of, 323. Inventory, benefit of, 800. J, Judge-made law, forbidden altogether by Justinian, 78 n., 92. — and to some extent by French Code, 78 m. — forbidden in Prussia, 93. — not a usurpation, 97, — older than law, 95. Judges, frequently act without law, 25, 27, 29, 201. — presided over combats, 27. Judicial function, exercise of, by sovereign, 95-. Jura in re, prescription as applied to, 562. — possession of, 576. Jurisdiction of courts, how far vol- untary, 853. Juristic act, 235, Juristical persons, 138. — need not consist of persons, ib. — how created, 1 39. ■ — opinions of continental lawyers, 140 — opinions of English lawyers, ib. — act through representatives, 141. Jury, how it deals with insanity, 730. — interference of judges witli verdicts of, 857. — proceedings before, 856. Jus in re alienft, as opposed in owner- ship, 316. Justa causa, as applied to prescription, 560- K. King's peace, 600. Knowledge, 222. — imputation of, 264. L. Iiand, ownership of, alleged to be in- defensible, 52. — possession of, how acquired, 355 ; how retained, 357 ; how lost, 364. — delivery on sale of, 529. — in early times not alienable, 516. — prescription as applied to, 554. Landowner, latitude allowed to in England, 333. Lassalle, his principle of realisation of the will, 55. Latifimdia, 443. Law, general conception of, i, 9. — part of conception of political so- ciety, 2. — what commands are, 5. — declaratory, 6. — conception of, not dependent on any moral theory, 13. — which do not proceed from sovereign authority, 17. — made by judges, Austin's explana- tion of, 18. — and fact, division into, 25. — not necessary to action of judges, 25, 27, 201. — sources of, 60. See Sources of law. — development of, in early times, 69 ; by interpretation, 71. — extension of, by interpretation, 75 ; by analogy, 77. — Hindoo, how developed, 83. — Mahommedan, development of, 84. — early, of Europe, generally personal 87. — became territorial under influence of feudalism, 87. — books, printing of early, 89 n. — idea of, posterior to that of judicial decision, 95. INDEX. 433 Iia\r, derived from commentaries, loi. — inadequate expression of, 193. — cannot be expressed by laymen, 194. •^ expression of, not necessary to ad- ministration of justice, 201 — very little in Statute Book, 202. — and fact, error of, 265. See Error of law and fact. — arrangement of, 291. — public and private, 292, — of persons, things, and procedure, 296. — not primarily made for redress, 822. — perfect and imperfect, 838. Lawyers, influence of, 81 ; mainly a popular one, ib. — reforms in the law due to, ib. — how far responsible for expression of law, 194. — Bentham's contempt for, erroneous, 194. — are necessary, ib. Xieases, for long terms of years, 333. Iiegal expressions, importance of ob- taining accurate, 210. Iiegal fraud, objection to use of term, 212. Iiegal proceedings, commencement of, 863- Iiegal relations, creation, extinction, and transfer of, 203. Legal remedies, ancient forms of, 27. Legislation, is based on utility, 49. — what can be done by, 57. ■ — objects of, ib. — subordinate, 62. — why preceded by Equity, 122. Legislators, dislike judge-made law, 78. — tendency of modem, as to sanctions, 847. Leibnitz, bases wills on immortality of soul, 793 n. Lex Talionis, 828. Liability, what it means, 592. — includes primary and secondary duties, 596. — how far it arises out of contract and delict, 598. Liability for breach of conti'aet, 603. — for tort, 667. See Tort. — as between innocent persons, 716- — set aside or modified, 721. Lien, difference between, and Pledge. 467. Life, estate for, peculiarity of, 330. Light, easement of, 581. Limitation, 550. Littleton, identifies time immemorial with prescription, 568. Lost grant, presumption of, 573. Lost property, finding of, 485. Lumley against G-ye, 666. Mahommedan law, developement of, 84. — difficulties in way of, ib. — influence of Koman law on, ib. — of succession, 786. Maine, Sir Henry, his account of equity, 120. Malice, meaning of, 686. — in law, meaning of, 687. Manifestations of intention, 241. See Intention. Mansfield, Lord, his attempt to im- prove common law of mortgage, 476. Measurements of time, 280. Mendacity alone not a tort, 70^ ■ Mental condition, produces no legal result without a«5t, 232. — how ascertained 237. — rules for ascertaining, 238. Mental reservation, effect of, 257. Menu, code of, 83 ; antiquity of, 83. — on succession, 777- Messenger and agent, difference between, 253. Mirabeau, attack upon wills, 793. Misrepresentation, apart from con- tract, how &r actionable, 702. Mistake, 260. See Error. Month, lunar and calendar, 287, 290. Moral consideration, 644. Moral law, 116. — derived from experience, 116. f 434 INDEX, Morality, rules of, enforced by courts, 30, 21. — not always thereby made rules of law, 33. Moral theory, none involved in con- ception of law, 13. Mortgage, 472. — how viewed at common law, 473. — attempt of Lord Mansfield to im- prove the comm.on law of, 47^- — English law of, might be simplified, 476 M, 481. Mortgagee, can always sell, 472. Mosaic law of retaliation, 828. Motive, 216. Moveable and immoveable tilings, 129. Moveables, possession ofhow acquired, 358 ; how retained 360 ; how lost 362. • — how far ownership follows, 504. — servitudes not attached to, 407. — pledge of, in court of chancery, 477. — owner of, cannot recover in specie, £05- — ownershipof, transferred by recovery of value, ib, — difficulty of recovering, 512. — bills of sale of, 540. — prescription as applied to, 561 . — no heir to, in English law, 805. — pass to ordinary, ib. — successionto, 797, 805. See Suoees- N. ITatxire, law of, 116. Negligence, meaning of, 679, — how opposed to intention, 680. — latest meaning of, 681. Uon-liability, grounds of, 717' — insanity as ground of, 723. — error as ground of, 734' — intoxication as ground of, 751. • — infancy as ground of, 755. — duress as ground of, 758. Notary, 531. ITotioe, doctrine of, 538. 0. Occupancy, acquisition of ownership ty, 483- Official reporters, appointment of, 91. Owner, who is, 317. — of a right, 321. Ownership, what is meant by, 307. — absolute, 310. — not an aggregate of rights, 314. — rights of, are distributed, 315. — of a corporation, 324. — of family, 326. — conditional, 327. — attempts to tie np, 328. — sepai-ation of into estates, 328. — separation of legal and equitable, 335- — of inventions and copyright, 323. — of land, alleged to be indefensible, 52 ; in England, how far feudal 338- — ■ Troplong's observations as to tying up, 338 n. — power to sell detached from, 334. — evils of modern, not due to feudalism, 343- — what constitutes, 344. — importance of knowing, ib. ■ — right to accessions, ib. — of zemindars in Bengal, 346, — not altered by pledge, 453. — how acquired, 48 2. — by occupancy of res nullius, 483. — acquisition of, of lost property, 485. — of whales and sturgeons by crown, 486. — of treasure trove, 487. — of produce of trees and animals, 489. — of land by alluvion and diluvion, 490. — of sea-shore, 491. — confusion of, 495. — of things affixed to the soil, 496. — loss of, by forfeiture, 499. — of moveables, how far it follows pos- session 504 ; transferred by re- covery of value, 505 ; or by change INDEX. 435 of possession, 507 ; history of the law relating to, 508 ; following up, 512. Ownership, transfer of, by gift or sale, 515 ; delivery when necessary to, 519- — solemnities required for transfer of, 542. — corporate, 774. — succession grew out of, ib. P. Paley, his view of case law, 100. — on intention in promise, 621. Parentelen-ordung, 787. Peril, doing a thing at one's, 693. Perpetua causa, 410, 425. Personal law, in Europe, 87. Personal security, violation of, 698; Persons and things, 125. Persons, what are, 132. Persons, things, and procedure, law of, 296. Pignus, 441. Plaint, 853. Pleadings, 855. Pledge. See Security. .— ownership not altered by, 453. — ■ involuntary 458. — extinguishment of, 46 1 . — difference between, and lien, 467. — of moveables, whether possession necessary to, 467 . — unauthorised sale of, 468. Pledgee, possession by, 384. — can pledge over, 450. — has a real right or jus in re, 469. — nature of it, 470. — ownership when gained by, 584. Pledgees, priority among, 463. — subsequent, rights of, 465. Pledgor, use and profits belong to, 454- Political society, characteristics of, 3- — foundation of, 45. Possession, Savigny's Treatise on, 347. P f Possession, physical idea of, 348, 353. — legal idea of, 349. — legal consequences of, 351. — contact not necessary to, 353. — of land, how acquired, 355 ; how retained, 357 ; how lost, 364. — of moveables, how acquired, 358; how retained 360 ; how lost, 364. — of wild animals, 361. — how lost by intrusion, 365. — mental element in, 366. — transfer of detention without, 367 ; by change of mind, 368. — how change of mind ascertained, 370. — through a representative, 371 ; is real not fictitious, 372 ; conditions necessary for, 378. — of infants and lunatics, 375. — derivative, 382. — in what cases this is constituted, 384- — of hirer, pledgee, and tenant, ii. — of land by tenants in India, 389. — of incorporeal things, 391. — of servitudes, 394. — modern extension of idea of, 394. — only one person in, at a time, 397. — of co-owners, 399. — whether necessary to a pledge of moveables, 467. — of moveables, how far ownership follows, 504. — precariousness of title without, 526. — as evidence of title, 556. — of jus in re, 576. — derivative, prescription not based on, 583. Potwater, right to take, 422. Power to sell detached from owner- ship, 334. — importance of in pledge, 447. Praerogative Kegis, statute of, 486. Prescription, 545. — Eoman law of, 547. — change in meaning of term, 552, — in English law, ih. — as applied to land, 554. 2, 436 INDEX. Prescription, early legislation as to, 666- — modern legislation as to, 556. — bona fides and justa causa, 560. — as applied to moreables, 561. — as applied to jura in re, 562. — time immemorial, 563. — presumption of legal origin, 565. — comparison of Englisli and Roman law, 566. — Braoton's views on, 566. — Littleton's views on, 568 ; identifies time immemorial with, 568. — based on modem lost grant, 573. — Act, 574, 580. — not based on derivative possession, 583- — Indian Law of, 586. — steps necessary to improve law of, 688. Presumption of legal origin, 565. Priority among pledgees, 463. Private and public law, 292. Privy Council, explanation of Hindoo will by, 792. Procedure, 848 sqq. — in civil and criminal courts, difi'er- ence between, 850. — remarks on modem, 861. Profits-a-prendre, 400. See base- ments. — restrictions on, 429. — correspond to duty to forbear, 430. Property. See Ownership. — rigbts of, require to be tested, 56. — grounds on which it may be de- feuded, 56. Public and private law, 292. Public opinion Tribunal, Bentham's, 119 n. Q. Quasi possession of incorporeal things, 391- — of jus in re, 576. Quidquid plantatur solo solo cedit, 496. E. Eashness, 226. Hatification, 276. Batio legis, how it affects interpreta- tion, 73. Heal action and actio in rem com- pared, 129. Real and personal things, 129. — origin of this division, ib. Keal right, and right in rem, differ- ence between, 167 «. — of pledgee, 468. Real security, search after, 447. — nature of, ib., 471. Eeohtsgeschaft, 235. Redress, not primary object of law, 822. Registration, 529. • — on the continent of Europe, 529 sqq. — in England, 534. Relation back of title of heir, 802. Remedies, 821 sqq. Reports, character of early, 90. — Blackstone's view of, 91. — patent of James I as to, ib. — when they became authoritative, ib. Representative, possession through, 371- Res nullius, occupancy of, 483. Restitution, 275, 863. Retaliation, 828. — substitution of money payment for, 829. — substitution of redress for, 830. Reward for recovery of lost property, 663. Right, what it is, 149. — corresponds to duty, ijo. — cannot exist without duty, ib. — duty may exist without, ib. — must be specific, 153. — cannot belong to sovereign body, 155. — need have no object, 160. — must belong to a determinate person, 161. — as foundation of claim for redress, 837. Right in rem, difference between, and real right, 167 n. INDEX. 437 Eights, are incorporeal things, 128. — of persons and things an erroneous classification, 163. — in rem and in personam, 164. Hivers, ownership of bed of, 494. Homan la'w, how developed, 82. — general adoption of, in Europe, 85. — not disturbed by barbarian invaders, 86. — displaced barbarian laws, 88. — influence of, resisted in England, 89. — attempts to introduce it, ib. — England replaced by custom, go. — how error treated it, 744. Eyot, legal position of, 390. S. Sale, power of, importance of, in pledge, 447 ; how exercised, 456. — unauthorised, of pledge, 468. — transfer by, 515. Sanctions, 11, 821 sqq. — relation of, to rights, 821. — weakness of, 835. — ultimate and intermediate, 839. — all are ultimately the same, 841 . — tendency of modem legislation as to, 842. Savlgny, his explanation of interpreta- tion, 72. ■ — his explanation of error of law and fact, 269. — his Treatise on Possession, 347. — use of it by the author, ib. — Ihering's criticisms of, 399 n. — Brun's criticism of, ib. — his analysis of contract, 604,612,618. Sea-shore, ownership of, 491. Security, the main object of law, 57. — preservation of, involves sacrifice, ib. — meaning of term, 431. — English law of, derived from Koman, 434- — not from best sources, 435, — statement of Eoman law of, 437 . — real, search after, 447, 449. — given by power of saJe, 447. — English law of, 466. — in courts of common law, 467. Service, nature of, 430. Servitudes, possession of, 394. — positive and negative, 404. — correspond to a duty to forbear, 405. — prtedial and personal, 405. — not attached to moveables, 407. — origin of, 408. — prsedial, perpetua causa of, 410; vicinity a condition of, 411 ; utility a condition of, ib. ; must be carefully exercised, 413; could not be transfeiTed, 414; urban and rural, 415 ; restricted number of, 416. — personal, not restricted, ib. Shifting use, a device to prevent alienation, 330 n. Sio utere tuo, 704. Smith against Hughes, 748. Social compact, theory of, 46. Source of law, what is meant by, 60. — legislation, primary, 61. Sovereign, acquiescence of, equivalent to command, 19. — not independent, 87. — originally also judge, 95. — delegation of judicial office by, 96. — body cannot impose duties on itself, 154- — cannot have rights, 155. Sovereignty, conception of, 10. — of the people, in the French Code, 14. — not capable of limitation bylaw, 31. — not even by express convention, 32. — in United States, 32. — practical limitations of, 36. — delegation of, 40, 62. Speoifl.0 performance, enforcement of, 831. Spencer, Mr. Herbert, his principle of equal freedom, 51. Status, meaning of, 168, 176. — as opposed to contract, 178, 180. — ■ law of, 300, Statute of Distributions, 809. Subordinate legislatures, 62. — limited powers of delegation of, 66. Substitution, meaning of, in French law, 330. 438 INDEX, Succession, origin of law of, 77°- — meaning of term, 771. — how far based on fictions, 772. — based on physical identity of ancestor and heir, 777- — or on spiritual benefits, 778- — in India, 'jSo. — by groups, 786, 787. — in English law universal as to moveables, 797. — to immoveables, 81 L. — early law, 813. — degrees of consanguinity, 817. — Mahommedan law of, 786. — Austrian law of, ii. — testamentary, 789. — how far founded on fiction, ii. — origin of, as founded by Blaokstone, 790. — on death, in England, 794- — obscurity of English law, ii. ■ — part taken by Church, ii., 806, 808. — in Eoman law, universal, 796, — consent of executor necessary to, 803. — consent of heir necessary to, 802. Suits, none without wrong actually done, 853. Support, easement of, 436. Supreme Court, powers of, in United States, 34. Surrounding oiroumstances, as evi- dence of intention, 244. T. Tacking, 455. Tenant, feudal, owned a jus in re alienS, 339- — possession by, 384, 388. — at will, ownership when gained by, 686- Tenure, meaning of, 338. Things, corporeal and incorporeal, 126. — moveable and immoveable, 129.- — real and personal, ii. — origin of this division, ii. Things, law of, persons and procedure, 296. Time, measurements of, 280. Time, difierence of, 284. Time immemorial, Littleton identifies with prescription, 568. — basis of English law of prescription, ii. — peculiar way of measuring, 571. Title, investigation of, 538. Title-deeds, their use as a protection to purchasers, 535. Tort, liability for, 667. — and delict are equivalent, 668. — not defined in English law, 670. — meaning of negligence in, 679. — negligence how opposed to intention, 680. — latest meaning of negligence, 681. — heterogeneous nature of, 707. — blameworthiness not a criterion of, 707, 711. — may depend on estimation of con- duct, 710. Transfer of contract, 660. Treasure-trove, 487. Trespass, 697. Trustee, why not liable on contract, 61:7. Twelve Tables, law of retaliation in, 828. U. Undisclosed principal, contract with agent of, 664. United States, peculiar constitution of, 32 sqq. — imprisonment for debt in, 846. Unlversitas juris, meaning of, 773. Uses, applied to wills, 814. • — not identical with fidei commissa, 814. — devise of, 815. Usus, not like equitable ownership, 336. Utility, basis of authority to make laws, 48. — the only guide to legislation, 49. — attempts to substitute other prin- ciples for, ii. — may serve as a pretext for arbitrary power, iig. — principle of, rests on public opinion, 119. INDEX. 439 Vi clam et preoario, 582. Viability, how far neoeaaaiy to con- stitute person, 133. Void, meaning of, 764. Void and Voidable, 274. — contracts, 649. W. ■Wager of battle, how related to law, 27. ■Wantonness, meaning of, 690. "Warranty, 694. "Will, realisation of, 55. ■Will, distinction between, and gift inter vivos, 791. ■Wills, not known to Hindoos, 791. ■Wrong, no suit lies without, 852. Year, commencement of, 289. — altered by act of George II, 289, ■year Books, nature of reports in, 90. Z. Zemindars, ownership of, in Bengal, 546- THE END. l'» ^" W^il»hTHltjW Hl't><*tt*lf»»i»."'l«