fiSI BOUGHT WITHTHE INCOME PROM THE SAGE ENDOWMENT FUND THE GIFT OF h JUMi -^^ t'^ ' 5931 Cornell University Library JK271 .E46 Biographical story of the Constitution olin 3 1924 030 465 920 The original of this book is in the Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924030465920 BIOGRAPHICAL STORY OF THE CONSTITUTION A STUDY OF THE- GROWTH OF THE AMERICAN UNION BV EDWARD ELLIOTT PROFESSOR OF POLITICS IN PRINCETON UNIVERSITY G. P. PUTNAM'S SONS NEW YORK AND LONDON ^be fcnicfterbocltec press Copyright, igio BY G. P. PUTNAM'S SONS Cbe •RnicSetfiocker press, 'Rew Borft MY MOTHER Preface MR. BRYOE has remarked that "the Constitu- tion of the United States (including the amendments) may be read aloud in twenty-three minutes." Its brevity required that it should be general and only the framework of government could be outlined. The powers of the Federal Government were enumerated, but their extent was left for future determination through interpretation. This fact has made it possible for the Constitution to be adapted to the ordinary needs of the national life. At times of crises, as in the Purchase of Louisi- ana and the Civil War, the bounds of interpretation have been passed and the Constitution has been stretched to fit the occasion; recently we have heard of the need of " finding " constructions that will en- able the Federal Government to meet the exigencies of new conditions. The history of the Constitution is chiefly concerned with the processes of interpretation and adaptation. The life of the nation does not stand still ; new ideas, feelings, conditions, and forces are constantly driving it forward, and no immutable instrument of govern- ment will suffice; the Constitution, too, must grow, and as the formal process of amendment is too VI Preface difficult for ordinary purposes, principles of inter- pretation have, in large measure, taken its place. The present work does not seek to deal with the finely elaborated doctrines of the courts, but rather with the larger questions of constitutional interpre- tation, many of which lay beyond the jurisdiction of any court. These questions have been fought out between men and this Biographical Story of the Constitution attempts to picture, through the lives of some of the more conspicuous of these contestants, the struggle and its result. The difficulties of this method of treatment are considerable; there is danger of over-emphasizing the part played by particular individuals, of neglecting that taken by others, and of slighting the economic and social forces that have been at work; yet the increased interest which, it is hoped, will come from the introduction of the personal element may offset these disadvantages. The book will have served a useful purpose if it awakens a further interest in the subject of our constitutional history, or throws light upon the general features of our national life at a time when there is great need for a proper understanding of the relationship of a written and rigid constitution to the forces of that life. An appendix has been added, composed of docu- ments illustrative of the principal points around which the conflict of opinion has been hottest. A study of these documents, it is believed, will give a truer insight into the thought of the times which produced them than can be had in any other way. I wish to express my thanks to my colleagues, Professors W- M. Daniels and E. S. Corwin, for Preface vii their kindness in reading parts of the manuscript, and to Professor Edgar Dawson for reading the whole of it. They are not responsible for the opin- ions expressed, but I am indebted to them for many helpful suggestions. E. E. Princeton, N. J., June, 1909. Contents CHAPTER PAGE I. The " Fathers " : Inception through Compromise 1 II. Alexander Hamilton: Growth through Administrative Organization . . 27 III. James Wilson: Growth through Specu- lative Forecast 53 IV. Thomas Jefferson: Growth through Acquiescence 77 V. Jambs Madison : Growth through Formu- lation 101 VI. John Marshall: Growth through Legal Interpretation . . . . . 125 VII. Andrew Jackson: Growth through De- mocratization 147 VIII. Daniel Webster: Growth through Ris- ing National Sentiment . . . 167 IX. John C. Calhoun: Retardation through Sectional Influence .... 189 X. Abraham Lincoln: Growth through Civil War 209 ix X Contents CHAPTER PAGE XI. Thaddeus Stevens: Growth through Re- construction 229 XII. Theodore Eoosevelt: Growth through Expansion 251 Appendix 271 The Declaration of Independence, 1776 . 273 Articles of Confederation, 1781 . . 279 Constitution of the United States, 1789 . 292 Jefferson's Opinion on a National Bank, 1791 315 Hamilton's Opinion on a National Bank, 1791 318 Kentucky Resolutions of 1798 . . . 326 "Virginia Resolutions of 1798 . . . 332 Abstract of Decision in Case of Marbury V. Madison, 1803 335 Amendments Proposed by Hartford Con- vention, 1814 337 South Carolina Ordinance of Nullifica- tion, 1832 340 Jackson's Nullification Proclamation, 1832 345 Abstract of Dred Scott Decision, 1857 . 362 South Carolina Ordinance of Secession, I860 3g8 Contents xi PAGE Appendix — Continued South Carolina Declaration of Indepen- dence, 1860 369 Proclamation of Emancipation, 1863 . 374 Bibliography 377 Index 385 "The Fathers." Inception through Compromise CHRONOLOGY OF CONSTITUTIONAL CONVENTION 1787. May 14. Appointed time of meeting. May 25. Quorum first present. May 29. Randolph resolutions — Virginia plan proposed. May 29. Charles Pinckney submitted draft. May SO-June 13. Convention, in committee of the whole, considered Virginia plan and reported favor- ably. June 15. Paterson or New Jersey plan proposed. June 18. Hamilton's plan proposed. June 19. Paterson plan rejected and Virginia plan ad- hered to. July 5. Committee reports "Connecticut Compromise." Yates and Lansing left. July 16. Amended report accepted. July 24. Committee of detail appointed. Aug. 6. Committee reported draft of Constitution in 23 articles. Sept. 12. Committee of revision of style appointed. Sept. 17. Adjourned. "The Fathers." Inception through Compromise IN every generation of our national life there have been men who typified the thought and feeling of the time. Some of them have been creators of the ideas associated with their names; others have been merely the embodiment of general doctrines which seemed to be floating in the air, while still others have given expression to the reactionary ten- dencies of their day; but in all of them and through all of them we may trace the progress of the Con- stitution. They typify the views of successive gene- rations upon the great constitutional questions, and by their lives we can measure the stages of advance, now slow, now fast, as the forces at play are halting or quick ; as peace or war, economic welfare or crisis, social rest or unrest, holds the reins of the car of progress. The story of the Constitution and its growth has been told in many fashions and in many forms; but the tale that is told has no ending, for the growth of the Constitution is co-extensive with the growth of the national life. Beginning even as the nation 3 4 Story of the Constitution began, weak and diffident, uncertain of its strength and powers, the Constitution has grown with the nation's growth and strengthened with its strength. The Constitution is not solely the written instru- ment which is contained within the compass of the few brief pages which the " Fathers " elaborated in their days and weeks of discussion in the convention hall at Philadelphia in 1787; that document was but the skeleton of the colossal constitutional figure of to-day. The story of how the skeleton was clothed with the living tissue of constitutional practice is one of absorbing interest. Constitutions do not grow of their own accord; they are not organisms in which life finds lodgment. They are dead forms till human action transforms them in accordance with the will of those who put them into execution. So the Constitution of the United States, as it came from the hands of the " Fathers," was dead parch- ment until men transmuted the written word by the alchemy of human action. That the Constitution is the result of compromise is familiar to all, but there is no better way of bringing to our minds a vivid realization of the great achievements of the " Fathers " than by re- viewing the conflicting opinions and tendencies of the time, particularly as they found concrete expres- sion in the men of the Convention and the questions which confronted them. The ten years immediately preceding the outbreak of the Eevolution were filled with scarcely less heated conflict than the years of actual war, but the conflict was waged in a different spirit. Argument and discussion were the forerunners of battles and "The Fathers" 5 sieges ; questions of government were fouglit out first in the law courts and the public prints. James Otis, Samuel and John Adams in Massachusetts; Dickin- son in Pennsylvania; Dulaney in Maryland; and Patrick Henry in Virginia were only the leaders in whose train there followed a host of able and learned disputants who discussed with unrivalled skill the rights of the colonists and their relations to the mother country.^ Political discussion was not, however, limited to the question of the relation of the King and Parliament to the colonies.^ The colonists felt that their liberty was at stake, and not only from the law of England but also from the nature of man and of government they sought to establish their right to life, liberty, and the pursuit of happiness. The great degree of self-government that had been enjoyed in all the colonies, and the character of the social and political relations that had perforce been developed in the settling of a new country, had united to give a democratic complexion to their lives and thoughts of which they themselves had been little aware. Samuel Adams, Patrick Henry, and, a little later, Thomas Paine stood forth as the champions of this new spirit of democracy. The period of discussion had enabled men to un- derstand more clearly the great questions of govern-^ ment and liberty. The typical eighteenth-century ' view of the state of nature as man's primitive con- dition, of the origin of society and of government in contract and the consent of the governed, of the ^ Cf. M. C. Tyler, The Literary History of the American Revo- lution. 2 Cf. C. E. Merriam, American Political Theories, p. 41 ff. ^ ■^sc 6 Story of the Constitution limitation of the powers of government by the ob- jects for which it was established, formed the essen- tial elements of their theory of government. It was in the main the theory of Locke that the colonists followed; they were little influenced by French ideas save in the single case of Montesquieu. A new phase of their rights was, however, developed by the colo- nists themselves; they claimed not only the rights of Englishmen, as derived from the law of nature and the great charters of liberty, but also the rights that belonged to them as men — those inherent and inalienable rights of man which they incorporated in the Declaration of Independence and the Bills of Eights.i The years of the war added nothing to the ideas already developed; men could not fight and theorize too; their energies were consumed in the trials and sacrifices of the Kevolution; it was a time when the written word was less potent than bayonets and the orator than bullets. Yet these same years gave a practical experience in constitution making and state building such as no other people had ever enjoyed. Every State hastened to establish a constitution in which the effort was made to guarantee the rights so hotly advocated, and the Union that was no stronger than " a rope of sand " owed its fatal weakness to the zealous ardor in behalf of these same rights. The Articles of Confederation came into existence in the course of a struggle against what the colonists regarded as unlawful oppression iC/. Merriam, op. cit, p. 48. Georg Jellinek, The Declara- tion of the Rights of Man and of Citizens, p. 78 ff. Translated by Max Farrand. "The Fathers" 7 on the part of a superior power. Union was sought to throw off this yoke of oppression, and the memory of King and Parliament was still too vivid for them to run the risk of losing any of their hard-won liberty and freedom by establishing a strong central authority. Time had not yet forced upon them the unwilling conclusion that strength in government was necessary to liberty, and a strong union to in- dependence; that, in the words of Washington, " influence is not government." ^ The years immediately following the conclusion of peace are rightly called the " Critical Period of American History." With the successful termina- tion of the Eevolution, the spirit of patriotism) flagged; the zeal that had animated the earlier parti of the struggle gave place to a spirit of indifference/ to national welfare. Particularism and State pride waxed strong. The Congress of the Confederation might command requisitions to its heart's content, but not a penny could it compel any State to pay into the treasury; the powers conferred upon it were large, but the means for their enforcement were ut- terly inadequate. The pressure of a foreign foe once removed, the centrifugal forces of disunion were let loose. The Confederation was regarded as having served its purpose. By it the States had attained their independence, but independence once secured, there was no longer any reason why their freedom should be lessened by demands made upon them from a source so little connected with their every-day lives, and the failure of every State to live up to the 1 F. S. Oliver, Alexander Hamilton: An Essay on American Union, p. 100. 8 Story of the Constitution obligations imposed upon it by Congress became notorious.^ Such a course on the part of the States soon brought the representatives of the enfeebled central government into disrepute at home and abroad. Foreign nations looked for the speedy dissolution of so unstable a union, and were unwilling to engage themselves with a government which gave such slight assurance of permanency, while at home men talked of withdrawal and the establishment of separate con- federacies. A pressing source of weakness in the Confederation sprang from the lack of power on the part of Congress to regulate commerce either between the States or with foreign nations ; in the absence of this power, the natural jealousies and animosities of the individual States soon found expression in vexa- tious restrictions and deterrent imposts. The need of mutual understandings and common regulations was early apparent to men like Wash- ington and Madison in Virginia, and Hamilton in New York. First Maryland and Virginia, then the five States represented at the Annapolis Convention, deliberated upon the perplexing and ruinous condi- tions of commercial relations but in vain, for these were conditions that could be settled only by com- mon action since they involved common interests. The prospect was gloomy indeed. The craze of paper money had swept over the States and credit had been ruined ; Shays's rebellion was in full swing and Con- gress seemed powerless to crush it. The dispute with Spain over the free navigation of the Missis- ^Cf. John Fiske, The Critical Period of American History, p. 90 ff. "The Fathers" 9 sippi had become critical ; the Southern States threat- ened secession and a return to British allegiance if the Mississippi were given up, while the Northern States were of a mind to secede if the river were not closed for twenty-five years in return for a com- mercial treaty with Spain.'^ In the face of these difficulties and the impotence of Congress to cope with them, the need of action far beyond the powers of the commissioners gathered at Annapolis was clearly evident. Hamilton drafted an address which set forth the need of a general convention of all the States to consider other than commercial questions, and which recommended to the States that they should appoint delegates to a convention to be held in Phila- delphia on the second Monday of the following May, " to take into consideration the situation of the United States," and " to devise such further pro- visions as shall appear to them necessary to render the Constitution of the Federal Government adequate to the exigencies of the Union." ^ The new conven- tion was not merely to regulate commerce but was to undertake a revision of- the whole government of the Union. The Congress of the Confederation could not disregard the call of the Annapolis Convention. A failure to sanction it would only forfeit public confidence still further, while the alarm of Shays's rebellion and the desperate condition of the Con- federation were urgent factors in inducing the 1 Cf. Fiske, op. dt., pp. 208-211 ; A. C. McLaughlin, The Con- federation and the Constitution, pp. 91-100; Oliver, op. dt., p. 140. 2 Documentary History of the Constitution of the United States of America, i., 5. lo Story of the Constitution Congress to issue a call for a convention to meet at the same time and place " for the sole and express purpose of revising the Articles of Confederation." ^ The impression rapidly gained ground that this was the last chance for a permanent union. Should the Convention fail to achieve its purpose, those bonds of union, established however insecurely since Bunker Hill and the Declaration of Independence, seemed destined to be dissolved. With the dissolu- tion of the Union in prospect, the States chose men of the highest character and achievements to repre- sent them, and it is not an idle boast to proclaim this assembly one of the most distinguished bodies that has ever met for political purposes. A review of the names of the members shows that scarce a State was without its representative of national fame, and for the most part they were the men of the revolution- ary epoch, gathered together to reap the final fruits of that memorable contest. Massachusetts found fit representatives of her vir- tues and her learning in Eufus King, a lawyer who might "with propriety be ranked among the Lumi- naries " of that age ^ ; in Elbridge Gerry, the success- ful merchant who cherished "as his first virtue, a love for his Country." Eoger Sherman, man of the people, shoemaker, almanac-maker, and judge, whose heart was as good as his head, and Oliver Ellsworth, Chief Justice of the Supreme Court of the State, have made the part of Connecticut in the Convention ^Doc. Hist., i., 8. 2 The American Historical Review, iii., 310-334, contains the notes of William Pierce, a member of the Convention from Georgia. The quotations and most of the characterizations of members are taken from them. "The Fathers" n justly famous, while Hamilton from New York was recognized as the most brilliant man of the Conven- tion and of the country. William Paterson of New Jersey, " a Classic, a Lawyer, and an Orator," was the kind of man " whose powers break in upon you, and create wonder and astonishment " ; he is best known as the proposer of the " New Jersey plan " and the defender of the equality of the States. Pennsylvania sent more delegates than any other State and among them were not less than four men of lasting fame. Benjamin Franklin, diplomat, man- of-letters, scientist, whom " the very heavens obey," was, next to Washington, America's most conspicuous figure; the Morrises, Eobert, the financier of the Revolution, and Gouverneur, the master of style, to whom we owe the literary finish of the Constitution, were little less conspicuous. For the fourth, James Wilson, the rugged Scot, who drew attention " not by the charm of his eloquence, but by the force of his reasoning," ranked " among the foremost in legal and political knowledge." Little Delaware sent John Dickinson, " famed through all America, for his Farmer's Letters " ; while Maryland's Attorney *" / General, Luther Martin, was the Convention's most] / persistent and prolix supporter of the rights of thej small States. Virginia could rival Pennsylvania in the number of her famous delegates. Washington, whose presence in the Convention was the unqualified prerequisite of its success, was unanimously chosen presiding oflcer ; George Wythe, " confessedly one of the most learned legal characters of the present age"; Mason, able, experienced, convincing, and " undoubtedly one 12 Story of the Constitution of the best politicians in America"; Randolph, Toung, handsome, and talented ; and finally Madison, /small and unprepossessing, with no pretence of ora- I tory, but "the affairs of the United States, he \ perhaps, has the most correct knowledge of, of any man in the Union"; "he blends together the pro- found politician with the scholar"; thoughtful and earnest, his labors in the Convention in behalf of the Constitution surpass those of any one man. South Carolina was the only one of the remaining States whose representatives have achieved a lasting place in our history ; John Rutledge and the two Pinckneys may well close the roster of the famous names of the Convention. Some distinguished names, however, are missing, and we wonder what might have been the result had Jefferson, instead of courting Republican France by his republican sympathies, been present to champion the cause of the States against the nation ; or Patrick Henry, with his fiery eloquence in favor of State sovereignty. What infiuence might not the aristo- cratic John Adams, with his leanings toward mon- archy and his distrust of the people, have exerted, had he been in the Convention perchance to second and support the strongly centralized plan of Hamilton? r The success of the Revolution had placed beyond j the possibility of cavil the right to life, liberty, and \ the pursuit of happiness. The question now at issue ( was under what form of government these rights I could be best secured; it was yet to be determined how the advantages to be derived from a union of 1 all the States could be combined with the security of life and property enjoyed under the government of "The Fathers" 13 each. The first question which confronted the mem- bers of the Convention when once assembled was that raised by the resolution of Congress under which they had gathered. Should they adhere to the limi- tation set by that resolution and restrict themselves to an amendment of the Articles of Confederation, or should they strike out boldly and do what seemed to them best for the general welfare? Should they disregard the Congress and its resolution and, act- ing as the representatives of the people, produce an instrument of government suited to the country's needs? The question was crucial, was revolutionary, but they were undaunted; believing that no amend- ment of the Articles of Confederation would sufS.ce, they adopted a resolution declaring " that a national government ought to be established consisting of a supreme Legislative, Judiciary, and Executive." ^ In the discussion of this resolution the difference be- tween a federal and a national government was clearly stated by Gouverneur Morris, who declared that the former was " a mere compact resting on the good faith of the parties " ; the latter had " a com- plete and compulsive operation." ^ At a later stage of the proceedings when the authority of the Convention to take this radical ac- tion had again been raised, Eandolph asserted baldly that " when the salvation of the Republic was atl stake, it would be treason to our trust, not to pro-J pose what we found necessary." ^ To this Hamilton 1 Doc. Hist, iii., 162, " Ibid., iii., 22. Notice the difference in meaning in the word " federal " between then and now. ^Ibid., iii., 136. 14 Story of the Constitution agreed. "The States," he said, "sent us here to provide for the exigencies of the Union. To rely on any plan not adequate to these exigencies, merely because it was not clearly within our powers, would be to sacrifice the means to the end." ^ To justify the revolutionary character of this ac- tion there was inserted in the Constitution the clause providing that "the ratification of the conventions of nine States shall be sufficient for the establishment of this Constitution between the States so ratifying the same," ^ and furthermore the ratification was to be by conventions in each State, especially elected for the purpose, and not by the State legislatures. The Constitution should rest upon the people, not upon the States. The decision that a national government ought to be established, consisting of a supreme legislative, executive, and judiciary, did not, however, settle the question as to the nature of the new Union. From the outset there were two well-defined and conflicting opinions on the subject. The small States clung tena- ciously to the principle of the Articles of Confedera- tion by which each State had an equal voice with every other State; the large States were equally de- termined to put an end to a condition of affairs in which their wealth, size, and importance told for L-nothing. From this struggle of the small and the large States there resulted the first of the great com- promises of the Constitution.^ The contest centred 1 Doe. Hist., iii., 139. 2 Constitution, Art. VII. 3 For a detailed account of the compromises, cf. Fiske op. cit., pp. 250-267; McLaughlin, op. cit, pp. 221 ff; Max Farrand, "The Fathers" 15 around the "Virginia" and the "New Jersey " plans.^ The former, elaborated by the delegates from that State and presented by Randolph, provided for a union in which the equality of the States as sovereign political bodies should give way to an inequality based upon wealth and population, in which powers as well as rights should be conferred upon the cen- tral authority; the latter, proposed by Paterson of New Jersey, sought to maintain the authority of the States as it had existed under the Articles of Confederation. Large powers, to be sure, were to be lodged in the new government, but the funda- mental weakness would still remain; the government would still lack the power of acting directly upon individuals and could proceed only against the States. Any attempt, as Madison had showed, to coerce a State, " would look more like a declaration of war, than an infliction of punishment." ^ The issue was squarely presented. Lansing of New York declared that the plan of Mr. Paterson " sustains the sov- ereignty of the respective States, that of Mr. Ran- dolph destroys it." ^ Paterson himself asserted that the Convention had "no power to vary the idea of equal sovereignty," * and that he " had rather sub- mit to a monarch, to a despot, than to such a fate." ^ Wilson, on the other hand, contrasted the two plans The Com/promises of the Constitution, in the American His- torical Review, April, 1904; and Alexander Johnston, American Political History, ii., 101 if. 1 Doc. Hist., iii., 17-20 and 125-128. 2 Gaillard Hunt, The Writings of Madison, iii., 66. ^Doc. Hist., iii., 128-129. *Ibid., iii., 131. '^Ihid., iii., 99. 1 6 Story of the Constitution point by point and always in favor of the Virginia ^ plan,i and Randolph saw that " the true question is I whether we shall adhere to the federal plan, or in- troduce the national plan," which would be a resort " to a national legislation over individuals." ^ Ham- ilton took advantage of the opportunity to express his disapproval of both plans and to " point out such changes as might render a national one efficacious," ^ and Madison argued at length against the evil? of the New Jersey plan.* The smaller the State, the more violent, apparently, was the opposition to a national government and a loss of equality. Luther Martin of Maryland pro^ tested that he " would rather confederate with any^ single State, than submit to the Virginia plan," ^ and Bedford of Delaware did not hesitate to go to the extreme of proclaiming that the small States, rather than submit to the compulsion of the large States, would " find some foreign ally of more honor and good faith," who would " take them by the hand and do them justice." ^ The compromise by which such widely divergent views were reconciled is generally known as the " Connecticut compromise." Connecticut had from its earliest history made use of the dual system of representation in its legislature, one house represent- ing the towns as equal units, and the other the '^Doc. Hist., iii., 132 ff. ^Ibid., iii., 137. 3 Ibid., iii., 138 #. *Ibid., iii., 151 ff. ■^ Yates, Secret Proceedings and Debates of the Federal Con- vention, p. 194. « Doc. Hist., iii., 261. "The Fathers" 17 people,^ and when the debate arose in the Convention early in June, on the principle of representation to be followed in the two houses, Sherman of Connecti- cut proposed that " the proportion of suffrage in the first branch should be according to the respective numbers of free inhabitants; and that in the second branch, or Senate, each State should have one vote and no more." ^ More than two weeks later, after the New Jersey plan had been rejected and the next day after the discussion had grown so violent that Franklin had proposed that henceforth the Conven- tion should open with prayer, Dr. Johnson, another of Connecticut's representatives, expressed the opin- ion that " as in some respects the States are to be considered in their political capacity, and in others as districts of individual citizens, the two ideas em- braced on different sides, instead of being opposed to each other, ought to be combined; that in one branch the people ought to be represented; in the other, the States."^ On the same day, Oliver Ells- worth gave expression to similar views. " We were partly national; partly federal. The proportional representation in the first branch was conformable to the national principle and would secure the large States against the small. An equality of voices was conformable to the federal principle and was neces- sary to secure the small States against the large." * ^ Parrand, Compromises of the Constitution in Am. Hist. Rev., note 1, p. 480, rejects this explanation of the origin of the designation of the compromise. ^Doc. Hist., iii., 101. ^Ihid., iii., 237. *Ibid., iii., 245-246. >-i- 1 8 Story of the Constitution On this middle ground he trusted a compromise would take place. Whether or not Connecticut's ex- ample and representatives are responsible for the compromise, at least their proposals contained the principle upon which agreement was finally reached. Proportional representation in the lower house met in part the demand of the large States for adequate recognition of their size; equality of representation in the Senate soothed the wounded pride of State sovereignty and gave to the small States reasonable ground of security. Such in substance was the re- port of the Committee that had been appointed when the Convention reached a deadlock on this question ; such to-day is the principle of representation in the t5?o houses of our national legislature. \ The first great conflict of the Convention then was a struggle between the large States and the small, between a growing spirit of nationalism and a tena- cious desire for local independence, and after long and bitter contests victory rested entirely with neither party, but had been won by those men in the Con- vention who desired a strong central government resting upon a different foundation from the Articles of Confederation, but who were nevertheless unwill- ing to leave the small States without effectual means for the protection of the rights to be enjoyed under the new form of union. The very terms of the compromise by which a disruption of the Convention had been prevented carried with them the seeds of further controversy. Equal representation in the Senate seemed a suffi- cient guarantee of the rights of the small States, but their sense of security was measurably lessened "The Fathers" 19 when the Convention agreed that the members of the Senate should vote per capita and not by States. The question, moreover, of the proportion of repre- sentation in the lower house presented difficulties scarcely less acute than the fundamental problems which had already been settled. The necessity of expansion toward the West was evident, and the probability of the formation of new States caused no little anxiety to some members of the Convention. Gouverneur Morris desired the At- lantic States to " keep a majority of votes in their own hands " ^ in order that they might not be con- trolled by the West. " If the Western people get the power into their hands they will ruin the At- lantic interests. The back members are always the most averse to the best measures." ^ Gerry and King proposed " to secure the liberties of the States already confederated " by prohibiting the number of repre- sentatives in the lower house from the new States ever exceeding that of the old States.* Mason andl Madison, however, represented the better attitude in their vigorous defence of the right of the future ( States to be admitted to the Union on terms of. equality with the older States,* and in this the Con- vention supported them. Wilson spoke after then manner of the true democrat when he declared that^ " the majority of people wherever found ought in all questions to govern the minority." ^ ^Doc. Hist., iii., 305. 2 Ibid., iii., 312. »Ibid., ill., 332. *Ibid., ill., 307 and 314. ^Ibid., ill., 330. 20 Story of the Constitution While the origin of the first fundamental difference of opinion among the members of the Convention grew out of political considerations, the second ground of divergence was social in its nature. In the discussion of the question of representation in the two houses, Madison had already expressed it as his opinion that the antithesis of the States was due not to their difference of size, but to climate and to their having or not having slaves.^ Charles Pinck- ney, too, had based the real distinction between the States upon the divergent economic interests of North and South.^ A sharp line of distinction be- gan to be drawn between these two sections, the in- terests of which Butler declared " to be as different as the interests of Eussia and Turkey." ^ In determining the number in accordance with which representation in the lower house should be apportioned, the question at once arose whether the slaves should be counted as a part of the population. The fundamental notion of the end and aim of all government was the preservation of property; the wealth, therefore, of the respective States should be .-taken into account in any scheme of representation. In the South the problem was complicated by the existence of a peculiar kind of wealth, for slaves were both property and human beings. Butler and General C. C. Pinckney insisted that the blacks should be included equally with the whites in the rule of representation, and not at a three-fifths ratio as pro- posed. " An equal representation ought to be al- 1 Doe. Hist., iii., 254. ^Ihid., iii., 263. ^lUd., iii., 639. "The Fathers " 21 lowed for them," said Butler, " in a government which was instituted principally for the protection of property, and was itself to be supported by prop- erty." ^ Wilson, on the other hand, could see no reason why the blacks should be admitted at a three- fifths ratio. " Are they admitted as citizens? Then why are they not admitted on an equality with white citizens? Are they admitted as property? Then why is not other property admitted into the computation? These were difficulties however which he thought must be overruled by the necessity of compromise." ^ The terms of the compromise resulted from a sug- gestion of Gouverneur Morris who " moved to add to the clause empowering the Legislature to vary the Representation according to the principle of wealth and number of inhabitants, a proviso that taxation shall be in proportion to Representation." * This was amended to apply only to direct taxes.* Such a provision was a two-edged sword, but no logical objection to it could be made. If the slaves were to be counted in determining representation, the slave-holding States must pay the bill in direct taxes, and the same would be true of the new, but poor. States of the West. The South was willing to run the risk, and it was determined that " representa- tives and direct taxes shall be apportioned among the several States . . . according to their respective numbers, which shall be determined by adding to the whole number of free persons, including those 1 Doc. Hist., iii., 309. 2/6id., iii., 317. 3 Ihid., iii., 319. */6id., iii., 320. 2 2 Story of the Constitution bound to service for a term of years, and excluding Indians not taxed, three-fifths of all other persons." ^ The antagonism of the Eastern and Southern States was not allayed by the compromise on repre- sentation, but continued until it was settled, so far as the work of the Convention was concerned, by a compromise, the effects of which are just beginning fully to be comprehended. The Eastern States had become convinced of the necessity of the regulation of commerce by the general government, and their conviction was shared to a limited degree by the Middle States and Virginia. The passage of a Navi- gation Act by Congress appeared to them highly desirable. Georgia and South Carolina on the other hand, by reason of their rice and indigo culture, deemed it absolutely essential to their welfare that the importation of slaves should not be prohibited. C. C. Pinckney accordingly declared that a vote to abolish the slave trade would be received by South Carolina as " a polite way of telling her that she was not wanted in the Union." ^ It was necessary to retain the support of these two States if the Con- stitution was to have the slightest hope of adoption. Fortunately, the belief was prevalent that not only the importation of slaves, but slavery itself, would soon die out. It had practically disappeared from the Northern States, and Whitney's invention had not yet raised cotton to the position of king, had not yet made it the great " staple product " which de- manded slavery as an economic necessity. Accord- ingly Congress was given the power "to regulate 1 Constitution, Art. I., sec. 2. 2Fiske, cp. cit., p. 263. "The Fathers" 23 commerce with foreign nations, and among the sev- eral States, and with the Indian tribes," ^ but " the migration or importation of such persons as any of the States now existing shall think proper to admit, shall not be prohibited by the Congress prior to the year one thousand eight hundred and eight, but a tax or duty may be imposed on such importation, not exceeding ten dollars for each person." ^ Marshall first seized on the possibilities of the so- called " commerce clause " of the Constitution, and successive courts have not been slow to make it keep pace with our modern commercial and industrial evolution. In more recent times both Congress and the Executive have been seeking new worlds for the Federal Government to conquer; no provision of, the Constitution is being more zealously scrutinized than this in the search for means to cope with the great industrial problems of the day. Upon the slender thread of commerce " among the several States," judicial decisions and legislative enactments have suspended a weight of federal powers that must have snapped any less elastic provision, and the end is not yet. No subject before the Convention drew forth more differences of opinion than the character of the Executive ' ; whether it should be single or plural, what powers should be conferred upon it, and how it should be chosen were all objects of the liveliest 1 Constitution, Art. I., sec. 8. 2 Const., Art. I., sec. 9. ' Farrand, Compromises, in Am. Hist. Rev., p. 485 ff, treats of the compromise respecting the Executive at some length and to him I owe much that is here said. 24 Story of the Constitution concern and the greatest diversity of opinion. No less than thirty votes were taken concerning various phases of the method of election alone. The dif- ferences of opinion manifested over this question divided the members along new lines. We have seen large States and small striving for supremacy, we have witnessed North and South diverge along lines destined continually to divide them till the signifi- cance of Mason and Dixon's line was wiped out by blood. Now, however, in the character and choice of the Executive the more fundamental distinction between aristocracy and democracy makes itself felt. A direct election of the Executive by the people found no favor in the eyes of men whose faith in the mass of mankind had been so sorely tried by the events of recent years, whose inherent regard for birth and breeding had been greatly strength- ened by the license and excesses of the democratic mob, and whose conservative instincts and traditional respect for rights of property had been greatly alarmed by fiat money and by Shays's rebellion. Some indirect form of election seemed to them neces- sary to preserve the whole government from ultimate destruction from too much democracy. It was felt, however, that an election by the people would give an advantage to the large States; even under the electoral system in which each State was to have a number of electors equal to the number of its Senators and Eepresentatives, the advantage would still remain with the large States; the terms of the compromise only become evident when we know that it was supposed that in a majority of cases no elec- tion would result because of the failure of any one " The Fathers " 25 candidate to secure a majority; in that case it was first proposed that the election should fall to the Senate in which the States were equally represented. Here the advantage would be with the small States. Because of the many objections that arose to giving additional powers to the Senate, it was finally de- cided to Ijestow this power upon the House of Rep- resentatives, but with the provision that each State should have only a single vote. Thus was the prin- ciple of the compromise retained and the one con- spicuous failure of the Convention's work completed. The main features of the form of government elaborated in the Convention are familiar. Through^ out the whole structure ran the principle of the ' separation of the powers of government and the sys- tem of checks and balances. The principle was adopted that all matters which were of common interest should be entrusted to the Federal Government, while I the far larger field of purely local interests should ' be reserved by the States. " The task," said Madi- son, " was to draw a line of demarcation which would give the General Government every power requisite for general purposes, and leave to the States every power which might be most beneficially ad- ministered by them." The power of the Federal Government has grown steadily; more and more the National Government has been brought into contact with the ordinary af fairs of daily life. The principal means through which this growth of power has taken place has! not been the constitutional method of amendment, which, since the infancy of the nation, has been pos- sible only under the stress of civil war, but has been 26 Story of the Constitution the power of "interpretation." The faculty of in- /terpreting the law has achieved a peculiar prominence in our system through the existence of a written I constitution which is the supreme law of the land; it is the duty of the courts to test all laws by the standard of the Constitution, and in doing so they must determine what, under all the circumstances, the Constitution means. Interpretation must in the long run reflect the life of the people and give ex- pression to their lasting convictions or law will be- come the oppressor instead of the protector of rights ; back of the legal formulas lie the forces of society which infuse into them the breath of life. That such has been the case in our own national life can scarcely be questioned when we reflect upon the transformations wrought by steam and electricity ; railroads and telegraphs have often been slender bonds, but without them we may easily picture a land of many unions instead of one. Not only has a single union of the whole country been made pos- sible by these material forces, but also the life of the people has been brought closer together ; common interests have multiplied as rapidly as have the means of communication. It is, therefore, a natural result of such growth that we have witnessed a like growth in that part of the Constitution dealing with the regulation of common interests. Interpretation is but the synonym of growth and expansion under conditions which have multiplied the common ele- ments of our national life. II Alexander Hamilton. Growth through Administrative Organization 87 ALEXANDER HAMILTON 1757. Jan. 11. Born on the island of Nevis, West Indies. 1769. Clerk in office of Nicholas Cruger. Wrote de- scription of a hurricane. 1772. October. Arrived in Boston. 1773. ' Entered King's College, now Columbia Univer- sity. Visited Boston. July 6. First public speech, made at the "Meeting in the Fields." 1774-5 Wrote A Full Vindication and The Farmer Refuted, which were attributed to Jay and Livingston; also other pamphlets. 1776. Given command of New York artillery com- pany. 1777. Appointed staff officer and Military Secretary to Washington. 1780. Letter to James Duane on national bank. 1781. Feb. 16. Break with Washington. Brevetted Colonel at Yorktown. 1782. Delegate to Continental Congress. Admitted to the bar. 1786. Attended Annapolis Convention. Drew up ad- dress. Elected to State Assembly. Delegate to Philadelphia Convention. Withdrew temporarily from Convention. Affixed name to Constitution. Delegate to last Continental Congress. Federalist written. Member of the New York State Convention. Appointed first Secretary of the Treasury. Reports on the Public Credit. Financial policy accepted: National Bank established. Quelled Whiskey Rebellion. Resigned from Secretaryship. Friendship with Adams broken. Made Inspector-General with rank of Major- General. Promoted to Commander-in-Chief. Favored Jefferson's election over Burr. Charged with Burr's defeat for Governor of New York. Duel with Burr at Weehawken. Died. 28 1787, June 29. Sept. 17, 1787-: 88. 1787- 88. 1788. 1789. Sept. 1790. 1791. 1794. 1795. Jan. 31. 1798. 1799. 1800. 1803. 1804. July 11. July 12, II Alexander Hamilton. Growth Through Administrative Organization THE life of Alexander Hamilton illustrates as does no other in American history the truth that the essence of government lies in the spirit of the gov- ernors, that its real character is determined by that of the men who administer it, and that its form and direction reflect the will and desire of those entrusted with the guidance of its destinies. Auto- cratic governments are confessedly the image of the autocrat, and the likeness is striking or faint in proportion as his will dominates those who serve him. The same is true of governments that are con- stitutional in form ; the opportunity for the free play of a strong personality upon the most fundamental relations of government still exists. Where there is a written and rigid constitution, where the form of government is carefully elaborated and committed with due solemnity to a written document, and where this is done with the settled determination to fix the nature and character of the State to be organized, it may be thought that the influence of the individual will be all but eliminated, that only within the nar- 29 30 Story of the Constitution row limits of the written specifications can he pursue his circumscribed course, with here and there a slight adjustment of the parts of the governmental ma- chine, to mark his share in the worJi. Such at least has been the attitude taken towards our own Consti- tution by the multitudes who have made of it a political fetish, and who have refused to see that an institution is dependent for its character upon the men who give it reality in the world of events. The framers of the Constitution were well aware that the true nature of the government to be insti- tuted and of the Union to be created by the Consti- tuition was yet to be determined. The compromises of the Convention had produced a government "partly national and partly federal," and there were grave fears that it could not be made to work at all. No man felt sure what the result would be. Hamilton, however, foresaw the possibilities of growth that stretched out before the national government.^ Above all others he felt the need of a strong central gov- ernment and more than all others he contributed to make the new Union a nation.^ Hamilton's part in fashioning the mere outward form of government was small; his great services lay in the influence he exerted upon its adoption through the masterly ex- position in the papers of the Federalist and in the determining influence he exercised over the years of its infancy, when, as Secretary of the Treasury, his ruling spirit dominated every branch of the govern- ment and for the time being set at naught the care- 1 Cf. Works, ed. by H. C. Lodge, i., 423. ^Cf. F. S. Oliver, Alexander Hamilton, p. 186-187. Alexander Hamilton 31 fully devised system of the separation of the powers of government.^ His mastery of the legislative branch of the government was little less complete than his ascendancy over Washington,^ and from his administrative direction there sprang up a tradi- tion of strength in the government which all the fervor of the Jeffersonian triumph could not over- come. The great passion of Hamilton's life was love of an orderly direction in human affairs; mankind in the mass he regarded as weak, and this weakness demanded the strength of government if the human race was to enjoy the blessings of liberty. A strong government was necessary to restrain the natural disorders of society, whatever the character of its organization. Order and strength were inseparable in all his thought of government; his practical ex- perience had demonstrated that social disorder and governmental weakness were correlative terms,* and the verdict of history has confirmed his experience. Hamilton was born on the little island of Nevis, in the West Indies, on January 11, 1757.* His father was James Hamilton of the Scotch Hamiltons, honest, but unsuccessful, and his mother was a French Huguenot. In his character we find the ele- ments of both races ^ ; there is all the strength of will, keenness of logic, and depth of penetration that 1 Cf. H. J. Ford, Rise and Growth of American Politics, p. 81. 2 Cf. Oliver, op. cit., pp. 73 and 262. 3 Cf. Works, v., 343. *For the facts of Hamilton's life see the biographies by his Bon, J. C. Hamilton, by H. C. Lodge, J. T. Morse, Jr., and W. T. Sumner. 5 Cf. Morse, Life of Alexander Hamilton, i., 2. 32 Story of the Constitution may be accorded to the most typical of Scotch intel- lects; side by side with these sterner qualities there was an ease and grace of manner, a fluency of speech, a gaiety and brightness of temperament, and a lucidity of statement truly Gallic in its nature. The early death of his mother and the incapacity of his father soon compelled the lad to shift for him- self. At the age of thirteen we find him acting as clerk for a certain Nicholas Cruger, of St. Chris- topher, and despising the grovelling condition of a clerk; so precocious was he that within a year he was left in charge of the entire business while the master made an extended trip to the Northern colo- nies. His business career, however, was destined to be of short duration. A hurricane that devastated the island made such a deep impression upon the sensitive youth that he wrote a description of it for a local paper; the wonder and admiration of the islanders were excited by the beauty of his language and the vividness of his portrayal, and some of his more prosperous relatives, doubtless at the instiga- tion of the Rev. Hugh Knox, who had been his tutor, determined that such unusual gifts should have an opportunity for unhindered development, and in con- sequence they decided to send him to the colonies of the mainland to be educated. Hamilton arrived in Boston in October of the year 1772, and after a short time spent at Elizabeth, N. J., he matriculated at the early age of seventeen at King's College, now Columbia University. It is an interesting story which tells of the desire of young Hamilton to enter the College of New Jersey at Alexander Hamilton 33 Princeton, and of his lack of success because of the uncompromising attitude taken by the trustees toward his desire to enter " upon the condition that he might be permitted to advance from class to class with as much rapidity as his exertions would enable him to do." The lad's work at King's College was pursued with great success for the next two years, unhindered by the growing spirit of political unrest. The repres- sive measures enacted against the rebellious colony of Massachusetts elicited the sympathy and active co-operation of all the colonies. The spirit of united action found its first expression in the Continental Congress of 1774, and in the actual assistance ren- dered Massachusetts in that trying year. The air was alive with the breath of political arguments, and that of King's College not least of all; its dis- tinguished President, Dr. Miles Cooper, was loyal to his King and Church and for his pains was almost made to suffer the fate of many a less distinguished Tory. His escape was due to the quickness of Ham- ilton in aiding him to flee by a rear gate while the mob was already clamoring at the front.^ It was no doubt due to the influence of Dr. Cooper, as much as to his own strong love of order and reverence for tradition, that Hamilton at first inclined to the side of established government; but a visit to Boston in 1774 and contact with the Patriots, whose zeal was at fever heat, served to dispel all doubt from his mind and to commit him unalterably to the Patriot cause. 1 Morse, Life of Alexander Hamilton, i., 18. 34 Story of the Constitution It was almost immediately upon his return that the chance came to display his new-born enthusiasm ; being present on July 6th at a public meeting "in the fields/' he listened with disgust to the speakers, not so much at what they said as at what they left unsaid, and when they had finished, this lad of seven- teen, slight of frame and delicate of feature, the very picture of youth, forgetful of self and mindful only of the cause at stake, mounted the platform.^ The crowd, too, apparently was dissatisfied with what it had heard, for it greeted the stripling with the half- mocking, half-favoring cry of " The Collegian ! Hear the Collegian ! " Almost at the first sound of his voice the throng was silenced; their hearts were filled with the great emotion that stirred his own bosom, and they forgot the childlike face and figure; gazing with rapt attention at his eager countenance, they seemed to feel in him the incarnation of those new thoughts and feelings which the past ten years had begotten. The years from 1775 to 1785 were big with events both in the country's history and in Hamilton's life. His first public speech was soon followed by two anonymous pamphlets. So able were they that the authorship was commonly attributed to Jay and Livingston. When it became known that Hamilton was the author, he was immediately accepted as a leader of the Patriot cause and in 1776 was placed in command of a New York artillery company which became in six months the model of the army for discipline and efllciency. Because of ability dis- ^Cf. Oliver, op. cit., pp. 27-28. Alexander Hamilton 35 played at the battles of Long Island and White Plains and in the retreat across New Jersey, Wash- ington appointed him a member of the general staff, with the commission of lieutenant-colonel in the Continental army. From the first he acted as sec- retary, and for five years he was indispensable to Washington. A warm personal friendship sprang up between the two men which suffered but a single break, that of 1781, when Hamilton, incensed at a rebuke administered by Washington, resigned.'^ De- sire for military glory doubtless played its part in the resignation, for he soon took the field as a lieu- tenant-colonel of the New York State troops, and was fortunate enough to be present at the siege of Yorktown, where he headed a storming party and was brevetted colonel for bravery in battle. As the war was practically at an end, Hamilton resigned his commission and began the study of law in New York, where his admission to the bar was soon signalled by a rapid rise to the head of the pro- fession. By his marriage to Miss Elizabeth Schuyler in 1780 Hamilton had allied himself with the distinguished Schuyler family, and this alliance brought him friends and connections on a large scale. In No- vember, 1782, he took his seat in the Continental Congress, then sitting at Philadelphia, that same Congress which, after its hasty flight from Philadel- phia, sought refuge in Nassau Hall at Princeton in June, 1783. Finding himself in a hopeless minority and realizing that his efforts were futile, he resigned, ^ Cf. Works, ix., 232, for Hamilton's account in a letter to his father-in-law. 36 Story of the Constitution convinced above all things that the Congress and the Articles of Confederation must be swept away be- fore the country could be rescued from the anarchy into which it was fast drifting. '^ Freed by his foreign birth from the local attachments which made it so difficult for most men to transfer any part of their allegiance to a national government, he could per- ceive the need of a strong central power. His sym- pathies were ever national, not local; not New York but America was the land of his adoption. " The great idea, of which he was the embodiment, was that of nationality." ^ As early as 1780, in the midst of his arduous duties as aide-de-camp to Washington, he had discovered and disclosed in a letter to James Duane the de- ficiencies of the Confederation and the way in which these defects might be remedied.^ " The fundamental defect," he wrote, " is a want of power in Congress." " But the Confederation itself is defective, and re- quires to be altered. It is neither fit for war nor peace." The complete inefficiency of the Confedera- tion in its conduct of the war was a matter of which he could judge from practical experience ; the ill-fed and ill-clothed troops bore convincing testimony to his mind of the inability of an assemblage of diplo- mats to carry on the struggle to a successful con- clusion. The heart of the difficulty lay in the disordered finances; the remedy could only be found if the Confederation " should give Congress complete sovereignty, except as to that part of internal police ^Cf. Oliver, op. dt., pp. 125-126. 2 Lodge, Life of Alexander Hamilton, p. 282. 3 Cf. Works, i., 213. Alexander Hamilton 37 which relates to the rights of individuals," if the direction of affairs should be placed in the hands of competent individuals, and if a national bank should be established. He outlined the plan of such a bank and urged it as indispensable in securing the certain revenues without which " gov- ernment can have no power." It was in this same letter that he gave expression to a view that may be taken as typical of all his later attitude toward constitutional interpretation. After reproaching Congress for not having made better use of its powers, he declared that " undefined powers are discretionary powers, limited only by the object for which they are given — in the present case the independence and freedom of America." * During the three years following his withdrawal from Congress, Hamilton devoted himself to his pro- fession and to the creation of a stronger national sentiment among the people. When the opportunity came to set in motion the train of events that he hoped would lead to the consummation he so de- voutly desired, he was not slow to avail himself of it. He was the one to seize upon the Annapolis Convention as the psychological moment to appeal for concerted action to revise the moribund Articles of Confederation in order to make them equal to the exigencies of the Union.^ The particularist spirit of independent statehood was nowhere stronger than in the controlling faction in Hamilton's own State. Governor Clinton and his party dreamed of a great State of New York, inde- 1 C/. Oliver, oy. dt., p. 142. 38 Story of the Constitution pendent, free, and mighty by reason of its favorable geographical position, and in this great State Clin- ton, its governor, would be greater than ever he might hope to be in a New York that was merely one of a Confederation of thirteen. So in the As- sembly of 1786, which chose the delegates to the Constitutional Convention called to meet in Phila- delphia in the following spring, all that Hamilton could secure was his own appointment among the delegates. The two other delegates chosen by the Legislature were followers of Clinton, men given over completely to the spirit of separatism, ready and willing, even determined, to sacrifice the Union to the selfish interests of individual statehood.^ Yates and Lansing were men of unblemished personal character, but the narrowness and selfishness of their political views has condemned them forever. Yet there is a crumb of comfort to be extracted from their action, for their withdrawal from the Convention stands as an everlasting proof of their belief that the Conven- tion had started upon a revolutionary and wholly unjustifiable course; that it had abandoned its sole function of revising the Articles of Confederation. To attempt to formulate a constitution upon any other basis than that of the Articles, said Lansing, was to do something to which the State of New York would never consent, and had she realized that such would be the action of the Convention, would never have sent delegates.^ Almost immediately after the opening of the Con- 1 Fiske, Critical Period, p. 225, characterizes them as " ex- treme and obstinate Antifederalists." 2C/. Documentary History of the Constitution, iii., 129. Alexander Hamilton 39 vention there was presented to it for its determination the question as to the kind of union that should be contemplated in the new Constitution. The struggle over this question centred round the " Virginia " and " New Jersey " plans. There could be no question which one of these Hamilton would prefer if com- pelled to make choice. Among the many who at this time showed distrust of the spirit of democracy, none stands out more prominently than he. Though Sher- man of Connecticut might say that " the people should have as little to do as may be about the Government," ^ and Gerry that " the evils we experi- ence flow from the excess of democracy," ^ it was Hamilton who had the courage to propose to the Convention a scheme of government which left little or no place for popular power, in which the Presi- dent and Senate should hold office during good be- havior and the governors of the States should be appointed by the general government.* For five hours Hamilton held the Convention under the sway of his eloquence while he set forth his ideas on government. A brilliant speech, which, says Fiske, " while applauded by many, was supported by none." Up to this time Hamilton had taken very little part in the proceedings of the Convention. The reason for this we do not know; perhaps it was that he was sceptical of the result, and believed the Con- vention incapable of agreement upon any plan that 1 Doc. Hist., iii., 26. 2 Ibid., iii., 26. 3 Ihid., iii., 149 ff., and Works, i., 350 If. Later in the proceed- ings of the Convention Hamilton proposed a three years' term for the President. 40 Story of the Constitution would be strong enough to save the Union; perhaps it was because he was constantly outvoted by his colleagues from New York and was embarrassed thereby. Whatever the reason may have been, we are always surprised and disappointed that he did not play a larger part in determining the form of the Constitution. But there was little hope of recognition from that assembly of such views as Hamilton proclaimed. It may have been quite true, as he said, that " the British government was the best in the world," but it would have been folly to suppose that the Con- vention would accept or act in accordance with such doctrine. Nor are we led to believe that Hamilton was so devoid of political sagacity as to suppose it would. Much more probable does it seem that he wanted to go on record as the advocate of a strongly centralized government, if thereby he might convince any of the importance of strength as an element of government. The Articles of Confederation were cursed beyond all else by weakness ; he saw it clearly ; he despaired of accomplishing what he desired ; what better could he do than to set a high standard of what he believed to be best? Too high a standard to be realized, perhaps, but in the reaction, would the members of the Convention go quite so far on the road toward a loose confederacy? Might they not be emboldened to give a fair measure of power to the central government? Finding himself unable to contribute to the deliberations, and knowing full well that any action he might take would be re- garded as purely personal, and in no sense as the action of his State, Hamilton withdrew from the Alexander Hamilton 41 Convention, not to return again until near the close of its sessions, in time to affix his signature to the final document. Though Hamilton found the " New Jersey " plan " utterly untenable," and though " he saw great diffi- culty in establishing a good national government on the Virginia plan," yet when he perceived that the Constitution was the best that could be had under the circumstances, that it offered a chance of escape from the anarchical condition into which the country, had fallen, there was none so zealous as he in the advocacy of its adoption. Associating with himself Madison and, for a short period. Jay, he began the publication of that now famous series of papers called the Federalist. Here was set forth, in a manner since unrivalled, the very essence of the new government that was to be established.'^ With the clearest of logic there was demonstrated the evils of the Con- federation and the fashion in which these evils were to be cured by the new federal arrangement; bril- liant in style and persuasive in manner, these papers went forth carrying conviction with them. To them more than to any other one agency was due the final adoption of the Constitution, for though writ- ten for the people of New York State, their infiuence was felt in all the States which had not yet acted.^ To this day they remain an authoritative exposition of our fundamental instrument of govern- ment and a testimony to the insight and learning 1 Fiske, op. dt., p. 225, is led by his enthusiasm to describe it as " the greatest treatise on government that has ever been written." 2 There is a great divergence of opinion as to the actual in- -K 42 Story of the Constitution of their authors. To Hamilton is due the credit of originating the idea and of contributing by far the larger number of the papers. With the conclusion of the Federalist, Hamilton's labors in behalf of the adoption of the Constitution were by no means over. The Legislature of New York was hostile to the Constitution and was under the control of Governor Clinton. When Hamilton began his contest with the majority, defeat seemed inevitable ; that he won in th6 end and thereby saved New Tork for the Union and mayhap the Union it- self, may well be accounted one of his greatest triumphs. It was indomitable will, the tact of a diplomat, the skill of a parliamentary tactician, the eloquence of a persuasive personality, and the just- ness of the cause that triumphed over a bigoted and selfish opposition.^ It was no more than fitting that in the celebration of the victory in New York City, the ship of state should be inscribed Hamilton. It would be impossible to bring within our view all of Hamilton's conclusions regarding the nature of the new Union. It may be worth while, however, to consider such as have been and still are the battle- ground of party strife. In the first place, Hamilton accepted as indisputable fluence exerted by the Federalist. In support of the view pre- sented in the text, the following may be noted: Curtis, Con- stitutional History, i., 280 ; Fiske, Critical Period, p. 342 ; Oliver, op. (At., p. 168; Morse, op. eit., i., 266; Lodge, op. cit., p. 67. For ■the contrary view, J. B. McMaster, History, i., 484, and A. C. McLaughlin, The Confederation and the Constitution, p. 308. 1 Cf. Oliver, op. cit, pp. 176-179. Alexander Hamilton 43 the view that the Constitution was not an amended form of the Articles of Confederation, but that it was a " confederated republic," " an assemblage of societies, or an association of two or more states into one state." It was more than a confederacy, inas- much as the power of the central government could be exerted upon individuals and not merely upon States ; it was less than a consolidated State, because the existence of the several States had been most carefully preserved.^ The Convention had aimed only at a partial consolidation of the States in a union in which they retained all rights previously enjoyed and which had not been expressly delegated to the Federal Government. The delegation of powers was not only to the Federal Government but to the State governments as well. This conception of a delega- tion of power rests upon the view which sees in the people the sovereign, the possessor of supreme powers ; a part of these powers the people had delegated to the State governments, a part they would delegate to the Federal Government by the adoption of the Constitution, and still another part they would re- tain.2 It is -the old idea of Locke and the people's power of revolution viewed from a different angle and wearing a slightly altered dress. Hamilton, however, regarded the Federal Government as the judge of its own powers ; if it overstepped its bounds, the people were to judge of the fact and to institute the correction. The Constitution to Hamilton was not a treaty, but " the supreme law of the land. vsls\ , a! '^ Cf. The Federalist, Ford's edition, Nos. 9, 15, and 16, and Works, ii., 9. ^lUd., No. 23. 44 Story of the Constitution government, which is only another word for political POWER AND SUPEEMACY." ^ The States, moreover, were in no danger; in pro- portion as they stand nearer to the people will they demand a greater share of their affection ; " we love our families more than our neighbors; we love our neighbors more than our countrymen in general. On these principles, the attachment of the individual will be first and forever secured by the State govern- ments." 2 The very existence of the Federal Union rests upon the States, and the balance between the national and State governments is of the utmost im- portance. " It forms a double security to the people. If one encroaches on their rights they will find a powerful protection in the other." ^ On the other hand, speaking of those who stood for a complete freedom of the States within the Union, we find Hamilton using these significant words : " They seem to aim at things repugnant and irreconcilable; at an augmentation of federal authority, without a diminution of state authority; at a sovereignty in the Union and complete independence in the mem- bers. They still in fine seem to cherish with blind devotion the political monster of an imperium in imperio." * On the question of the separation of the powers of government, that doctrine of Montesquieu's which was itself based upon a misconception, we do not find the doctrinaire opinion which has so often made 1 Federalist, No. 33. 2 Works, ii., 70. Cf. Federalist, Nos. 17 and 30. ^Ibid., ii., 28. * Federalist, No. 15. Alexander Hamilton 45 itself felt to the detriment of the country in the relations of the various branches of government. A separation of legislative, executive, and judicial func- tions was regarded, to be sure, as a cardinal prin- ciple of political philosophy, at least in those governments in which the citizens enjoy the bless- ings of liberty and freedom. In Hamilton's eyes the separation could not and must not be complete. The Judiciary, having " neither force nor will but merely judgment," should be independent; the Legislative and Executive were mutually dependent and should act merely as checks upon each other, not as blocks to bring the action of government to a standstill.^ That Hamilton had fathomed the true nature of the new government is clearly manifested in his reply to the objection made to the Constitution on the ground that it did not contain a Bill of Eights. Such a Bill of Eights, he thought, would furnish no security to liberty. In origin these bills were stipu- lations between kings and their subjects by which the latter secured the abridgment of the royal pre- rogative; consequently there was no place for them in a constitution founded upon the power of the people. " We, the people of the United States . . . do ordain and establish this Constitution for the United States of America." Here, he said, was " a better recognition of popular rights than volumes of those aphorisms which make the principal figure in several of our State bills of rights." ^ ^Federalist, No. 78, and Ford, op. dt., p. 81. ^Federalist, No. 84. 46 Story of the Constitution Important as was Hamilton's part in securing the adoption of the Constitution and in giving us a theo- retical exposition of its nature, it was insignificant when compared with the tremendous influence he exerted upon the living form this lifeless docu- ment should take.^ The pressing need of the govern- ment under the Articles of Confederation had been money. The failure of the States to furnish the requisitions made upon them had resulted in the bankruptcy of the general government, with a con- sequent loss of respect at home and abroad. The ! immediate cause of the Constitutional Convention lay in the financial necessities of the government as illustrated by its lack of power to impose taxes and to regulate commerce. So it became the first and most important duty of the new Federal Govern- ment to establish itself upon a firm financial footing. The one man suited for the task was Hamilton and to him Washington turned. Appointed Secretary of the Treasury in 1789, he carried through the first Congress that great series of acts providing for the assumption of the foreign and domestic obligations, both of the Confederation and of the States ; for levy- ing an excise and for the establishing of a National Bank. In the words of Webster, he " smote the rock of the national resources, and abundant streams of revenue gushed forth; he touched the dead corpse of Public Credit, and it sprang upon its feet." The failure of the Confederation had been due to financial weakness ; the safety of the new government lay in financial strength ; Hamilton felt that he must ^Cf. Oliver, op. cit., pp. 183-248. Alexander Hamilton 47 bind men to it by hoops stronger than steel; that he must replace affection by interest and offset lack of patriotism by financial obligation. Money was to him " the vital principle of the body politic." ^ Hence it was that he took the first step toward en- listing the men of wealth in the cause of the new government. With the assumption of the domestic debt by the Federal Government, a host of indi- viduals were made to feel that its success was their prosperity, its failure their ruin, and by the very fact of the assumption of the State debts the Federal Government took its stand ahead of the States as something bigger and better than they. The men of the States looked beyond them, in this one respect at least, to a higher power. The assumption of the State and national debts was, however, but one step in the process of allying wealth and central govern- mental authority. Preceding it was the passage of an act of lasting consequence providing for the regu- lation of commerce by the imposition of important duties, a tariff which was to furnish both revenue and protection. Following the assumption bills came an act levying an excise tax and providing for an internal-revenue service. As the crowning stroke in Hamilton's policy of centralization, an act was passed providing for the establishment of a National Bank. Here for the first time there arose the question of 1 Federalist, No. 30. As early as 1780 in a letter to Morris in which he advocated the establishment of a National Bank, Hamilton had realized the value of uniting " the interest and credit of rich individuals with those of the State." — Works, iii., 332. 48 Story of the Constitution the extent of the powers of Congress. The financial needs of the government were so urgent that little thought had been given to the title of the act to levy import duties; it was no time for questioning the purposes of the bill beyond that of raising reve- nue and so the power of Congress to protect infant industries passed unchallenged. The funding and assumption bills might well be opposed on the grounds of expediency, or the resulting position of inferiority of the States, but there could be no serious claim presented that Congress had no right to do these things. Far otherwise was it, however, with the proposal to establish a National Bank. It was vigorously objected that nowhere does the Constitu- tion give Congress the right to charter such a bank; but on the other hand the tenth amendment had been added especially providing that " the powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively or to the people." To this objection Hamilton made ready answer with another provision of the Constitution, the so-called " Elastic Clause," the fertile source of the " implied powers," which provides that Congress shall have the right " to make all laws which shall be necessary and proper for carrying into execution the foregoing powers, and all other powers vested by this Con- stitution in the Government of the United States." ^ Hamilton, in an opinion which Judge Story pro- nounced " one of the most masterly disquisitions that ever proceeded from the mind of man," lArt. I., Sec. 8, clause 18. Alexander Hamilton 49 claimed that the establishment of a National Bank was a proper measure and one needed to set the national government on its feet. His 'opponents, led by Jefferson, contended that the bank was not neces- sary and if not necessary, it could not be established from motives of mere convenience.^ The possibilities of the strength of the Federal Government from these measures of Hamilton rapidly began to excite alarm, but the moneyed and manufac- turing classes were already allied with the Federal Government and the bank was established. With the establishment of the National Bank, Hamilton's constructive efforts in shaping the future of the Con- stitution were finished; he had left the impress of his genius upon the instrument of government, and had marked out the path that national development has ever since pursued. He sought to establish a government in which wealth should stand at the helm, guiding and steadying the ship of state. He distrusted the turbulence of democracy and believed in the rich and the well-born ; he feared the multitude and trusted the chosen few. For the Republic he sought strength in wealth, and desired the national government to reach out, under the doctrine of loose construction, for all those powers that might be proper for the existence of a nation. Upon the issue presented by these questions, the natural divergence between Hamilton and Jefferson widened until they stood at the head of opposing 1 Works, i., 445 ff. Opinion as to the Constitutionality of the Bank of the United States. Jefferson's opinion may be found in his Works, Memorial edition, iii., 145-153. For extracts from both opinions see the Appendix. 50 Story of the Constitution factions, the beginnings of the two great parties which, despite changes of name, have in essence re- mained the same. To-day, as in the presidency of Washington, the people are arrayed under the ban- ners of "loose" and "strict" construction, though our speech may be in slightly altered terms. The rivalry and jealousy between Hamilton and Jefferson became so keen that in 1794 Jefferson retired from the Cabinet; in the next year Hamilton resigned to give attention to his personal affairs. The remaining years of Hamilton's life were not purposeless, though they added nothing to his already great acTiievements ; they were spent in the effort to continue the government in the course upon which he had started it, and his must have been a strange nature that would not have been saddened by seeing the country slowly but surely drifting away from his ideal and beyond his control. The Virginia Resolu- tions of 1798, with their claim of the right of the States to judge of the constitutionality of laws, and the Kentucky Resolutions of the next year, with that insidious doctrine of the right of nullification which had as its logical successor the yet more dan- gerous right of secession, filled his mind with anxious forebodings. He loved with a passionate ardor the nation he had done so much to create. " If this Union were to be broken," he cried, " it would break my heart." In the election of Jefferson, Hamilton witnessed the triumph of the most implacable foe to all his ideas — a triumph to which his own sacrifice of self to patriotism contributed — and the dark shadow of failure fell for the first time across his path, but the Alexander Hamilton 51 bitterness of his last years must have been tempered by that great national act to which he saw his oppo- nent driven — the purchase of Louisiana. We must ever sincerely lament his tragic death on the fields of Weehawken, which robbed our country of its greatest intellect while still in its prime; for his own sake we can but wish he might have been spared another decade to witness the survival and ultimate triumph of the principles he cherished so passionately. Ill James Wilson. Growth through Speculative Forecast. S3 JAMES WILSON 1742. Sept, 14. 1757. 1765. 1765-66, 1768. 1769. 1778, 1775-78, 1782-83, 1785-87, 1787. 1788. 1789-90. 1789-98. 1790-92. ;l Born near St. Andrews, Scotland. At Universities of Glasgow, Edinburgh, and St. Andrews. Came to America. In New York. Admitted to Philadelphia bar. Moved to Carlisle. Settled in Philadelphia. Continental Congress, of Independence. Signer of Declaration Member of Constitutional Convention. Member of Pennsylvania Convention. Member of State Constitutional Convention. Associate Justice of U. S. Supreme Court. Professor of Law in the College of Philadel- phia, which in 1792 became the University of Pennsylvania. 1798. Aug. 28. Died at Edenton, N. C. 54 Ill James Wilson. Growth through Speculative Forecast. FOE depth of legal learning and soundness of judgment in political affairs, James Wilson of Pennsylvania was unsurpassed by any member of the Constitutional Convention. Hamilton may have been more brilliant or Madison a deeper student of the art of government, but neither could rival Wil- son in insight and originality. With all the logical precision of his Scotch intellect, he surveyed the con- ditions around him, analyzed, classified, and arranged the facts of political life in their proper categories, and deduced from them his conclusions with respect to the kind of government needed. There were not lacking others who did the same thing, but they failed to equal Wilson in penetration and the ability to follow principles to their logical conclu- sions. No member of the Convention had a firmer grasp than did Wilson of the one great question to be settled — that of union with independence. The creation of a new state, national in the ex- tent of its jurisdiction and supreme in matters of common interest, with the preservation of State free- dom in purely local matters, was a novelty in the 55 S6 Story of the Constitution realm of political speculation. Confederations there had been a plenty; we ourselves had made trial of one and because of its failure the Convention had been called. Many desired to adhere to the old form of government, deeming it sufficient if its powers should be enlarged; others desired a consolidation of the States into one wherein the individual States should be only administrative districts. Between these two views stands the one finally adopted by the Convention. The idea of a Federal State, embracing all the people of the component States but not de- pendent upon the States themselves, within which the individual States continue an independent ex- istence, was both new and complex. Other men perceived certain phases and aspects of this new con- ception, but none possessed so comprehensive a view, as did Wilson, of this Federal Eepublic, which was to be a state above States, a state embracing States, and yet not composed of those States so much as of the people within them who were regarded as forming a single nation. As we look back upon the men of the Convention, Wilson seems to have had the clearest conception of the future course of government in the United States; his ideas were those toward which we have ever since been working.^ Like Hamilton, he not only took part in the work of the Convention, but also in the far more important work of infusing into the dead body of the written document the living 1 Cf. B. A. Konkle, James Wilson and the Constitution; and L. H. Alexander, James Wilson, Patriot, and The Wilson Doc- trine, p. 14, for a quotation from President Roosevelt's speech at Philadelphia, October 4, 1906. James Wilson 57 power of practice. Hamilton's great service lay in organizing the administrative department of the gov- ernment along the lines of its financial life. Wilson played a less obtrusive but a scarcely less import- ant part in setting in motion the judicial functions outlined in the Constitution and more fully deter- mined by the first Congress, in establishing the Supreme Court upon the lofty plane it has since preserved and in making it the national organ of a truly national state.^ Until within recent years Wilson and his work were known and appreciated only by the few who delved into the dusty records of his time; even now there are many who do not associate his name with any great idea, and the number who rank him as he so justly deserves, along with the great men of the revolutionary era, is extremely small ; but thanks to the many students of this epoch of American his- tory, the justification of James Wilson as one of the great thinkers of our country advances steadily. It is not altogether clear, when we review his long and important services, why he should have been lost sight of so completely after his death. Doubtless the heat of party passions had somewhat to do with belittling his services and obscuring his name. Men who in 1788 had burned in efftgy " James Wilson, the Caledonian," for his " aristocratic tendencies," for his love of a strong government and his advocacy of the Federal Constitution within the State of Pennsylvania, would not soon lay aside their hatred; moreover, with the triumph of the Democratic- 1 Cf. H. L. Carson, The Supreme Court of the United States. $8 Story of the Constitution Republicans within two years after his death, his views could have found acceptance with only a small minority of the people. Doubtless, too, the fact that his large fortune was swept away just before his death cast a shadow upon the fame of his services to his country as in the similar case of his friend Robert Morris. Wilson was cordially disliked by that very ' considerable element of Pennsylvanians who opposed { the adoption of the Constitution on the ground that 1 it deprived the State of its sovereign rights and the I people of their guarantees of liberty and safety. These men ridiculed the Federalists for their hos- tility to democracy and their distrust of the people, but in reality they preferred to be first in Pennsyl- vania than second in the Union. They dreaded the strong hand of law and order and saw in its estab- lishment a lessening of the license they called liberty. James Wilson was born near St. Andrews, Scot- land, in 1742.^ After several years at the Univer- sities of Glasgow, Edinburgh, and St. Andrews, he came to America in 1765 and settled in Philadelphia ; for two years he studied law under John Dickinson, and in 1768 at the age of twenty-six was admitted to the bar. He began the practice of law at Carlisle, but the growth of his interests led him in a few years to settle in Philadelphia. The natural inclina- tion of his mind was congenial to the character of political topics then under discussion and it is not ' For the facts of Wilson's life see Konkle, op. cit., and Bi- ography of the Signers of the Declaration of Independence, ed. by Sanderson, iii., pp. 259-301. Where there is a divergence of view respecting dates I have followed Konkle. James Wilson 59 surprising to find him entering at once into the public discussion being carried on. In 1775 he was chosen a member of the Second Continental Congress and in the following year was one of that immortal number of signers of the Declaration of Independence. From this time forth he was engaged almost con- stantly in the public service. From 1775 to 1777, from 1782 to 1783, and from 1785 to 1787, he was a member of the Continental Congress. His serv- ices in that body are coincident with the three great periods in its history : the first is that of the Declara- tion of Independence and the proposal of the Articles of Confederation; the second is that of the final adoption of the Articles after the wise and statesman- like efforts of Maryland had resulted in securing the cession by the various States of their Western lands and the creation of a lasting tie and common interests; the third and final period is that of the summoning of the Constitutional Convention and the acceptance of its work. In the Constitutional Convention Wilson labored indefatigably to fashion the instrument in symmetry and power, and in the Pennsylvania State Convention he strove no less zealously to secure its adoption. In 1789 Washington appointed him an Associate Justice of the Supreme Court, a position which he continued to fill with distinction till his early death while on circuit at Edenton, North Carolina, in 1798. The field of Wilson's activity is left incomplete without some notice of the fact that from 1790 to 1792 he was professor of law in the College of Philadelphia, now the University of Pennsylvania. 6o Story of the Constitution In his law lectures we find a systematic presentation of his views on the nature of the Federal Govern- ment, for they were concerned far more with the philosophy of law, the nature of the state, and the character of the Federal Government than with any particular branch of private law.^ That Wilson was a thinker of originality is evident from his boldness in rejecting the time-honored definition of law as con- secrated by the name of Blackstone. He rejects the (conception of law as a rule of action laid down by \ a superior, and regards it as receiving its binding force from " the consent of those whose obedience the law requires. " ^ In the Convention, " none with the exception of Gouverneur Morris," says McMaster, " was so often on his feet during the debates or spoke more to the purpose. " ^ From the record of these speeches we can gather a fairly accurate conception of Wilson's services in the making of the Constitution and of his ideas respecting the kind of government he de- sired to see established. It would be absurd to imagine that all the members of the Convention had an appreciation of the great changes that were be- ing made, or that they would have approved if they had known, nor is it to be supposed that any of them foresaw the full force of what they did. They were neither seers nor prophets, but practical men for the most part, intent on making a new appli- cation of their political wisdom and experience to the new conditions that had arisen. They were not ' Works, ed. by J. DeW. Andrews, 2 vols., Chicago, 1896. ^Ibid., i., 88. • ** History of the People of the United States, i., 421. James Wilson 6i doctrinaires with a theory of government to put into execution, but earnest seekers for some remedy for the anarchical condition into which the po- litical relations of the States had fallen, for some sort of governmental arrangement that would re- place the anarchy that was imminent. If here and there among the members there was to be found a man whose gaze penetrated even a short way into the future, who saw with some clearness the form and nature of the new Union, he is a distinct exception. That there were such men cannot be denied, and foremost among them stands Wilson. First of all it should be noted that Wilson, far from being an " aristocrat " as his enemies charged, was a firm believer in democracy. " He was for raising the Federal pyramid to a considerable alti- tude," he declared, yet " for that reason wished to give it as broad a basis as possible. No government could long subsist without the confidence of the people." ^ As an indication of his trust in the peo- ple there may be cited his zealous advocacy of the election by the people of the Executive^ and the members of both branches of the legislative body.^ " He wished for vigor in the government, but he wished that vigorous authority to flow immediately from the legitimate source of all authority," and again, " the legislature ought to be the most exact transcript of the whole society. Representation is made necessary only because it is impossible for the 1 Documentary History of the Constitution, iii., 28. ^Ibid., iii., 39-49. 3 Ibid., iii., 31 and 40. 62 Story of the Constitution people to act collectively." ^ Speaking again on the subject of representation, Madison reports him as saying, "if we are to establish a national govern- ment, that government ought to flow from the peo- ple at large." ^ Finally there could be no clearer confession of his allegiance to the principle of de- mocracy than we find in the course of the discus- sion of the equal representation of the States in the Senate — a proposal which Wilson vigorously opposed —when he declared that " the majority of the people wherever found ought in all questions /to govern the minority." * " He was a believer in democracy and in nationalism — the first man," it has been said, " in all our history who united the two opinions." The debates on the rule of suffrage in the national legislature were numerous and protracted, for in this question was contained the struggle between the large and the small States. It was in the course of the discussion of this part of the Randolph or " Virginia plan," on June 9th, in the Committee of the Whole, that Brearly of New Jersey proposed " that a map of the United States be spread out, that all the ex- isting boundaries be erased, and that a new partition of the whole be made into thirteen equal parts." * Paterson of New Jersey followed in a lengthy speech on the powers of the Convention under the resolution of Congress ; on the idea of a national as distinguished from a federal government, or a confederacy, which pre- supposed sovereignty in its members. Wilson replied : 1 Documentary History of the Constitution, iii., 70. ^Ibid., iii., 81. ^Ibid., iii., 330. *Ibid., iii., 96. James Wilson 63 We have been told that each State being sovereign, all are equal. So each man is naturally a sovereign over himself, and all men are therefore naturally equal. Can he retain this equality when he becomes a member of civil government? He can not. As little can a sov- ereign State, when it becomes a member of a federal government. If New Jersey will not part with her sovereignty it is vain to talk of government. A new partition of the States is desirable, but evidently and totally impracticable.'^ The Committee of the Whole reported Eandolph's plan as amended on June 13th, and the next day Paterson asked time to present a " purely federal " plan and " contradistinguished from the reported plan." On the 15th Paterson submitted the so-called " New Jersey plan," and Randolph's plan was re- committed that there might be a full and free dis- cussion of both. On the following day the two plans were discussed at length by Lansing of New York and by Paterson himself, both of whom stated very clearly the difference in the character of the plans submitted; both advocated the New Jersey plan, which did not contemplate any change in the nature of the new Union from that under the Articles of Confederation. Wilson likewise contrasted the two plans, point by point, but always in favor of the Virginia plan, which contemplated the establishment of a national government, consisting of a supreme Legislative, Executive, and Judiciary.^ On June 19th the Committee of the Whole rejected Paterson's plan and reported Randolph's plan unchanged, upon 1 Documentary History of the Constitution, iii., 100. 2/6id., iii., 132 ff. 64 Story of the Constitution which " Mr. Wilson observed that by a national gov- ernment he did not mean one that would swallow up the State governments, as seemed to be wished by some gentlemen. He was tenacious of the idea of preserving the latter. He thought, contrary to the opinion of (Colonel Hamilton) that they might not only subsist but subsist on friendly terms with the former. They were absolutely necessary for certain purposes which the former could not reach." ^ The danger was rather that the national government would be devoured by the State governments, though " he saw no incompatibility between the national and State governments provided the latter were re- strained to certain local purposes; nor any proba- bility of their being devoured by the former." ^ But it was the clearness with which Wilson per- ceived the true nature of the Federal State to which I wish to call special attention. His views on this subject are best seen in his discussion of the ques- tion whether the members of the second branch of the legislative body should be chosen by the Legis- latures of the States. He was opposed to an election by the State legislatures. In explaining his reasons it was necessary to observe the twofold relation in which the people would stand: 1, as citizens of the general government; 2, as citizens of their particular State. The general government was meant for them in the first capacity; the State governments in the second. Both governments were derived from the peo- ple — both meant for the people — both therefore ought to 1 Documentary History of the Constitution, iii., 162-163. 2/6id., iii., 76. James Wilson 65 be regulated on the same principles. . . . With respect to the province and objects of the general government they [the State governments] should be considered as having no existence. The election of the second branch by the Legislatures, will introduce and cherish local in- terests and local prejudices. The general government is not an assemblage of States, but of individuals for cer- tain political purposes — it is not meant for the States, but for the individuals composing them; the individuals, therefore, not the States, ought to be represented in it.^ Again in the debate on this same question he asks, " Can we forget for whom we are forming a govern- ment? Is it for men, or for the imaginary beings called States?"^ As in this question of representation, so through^ out the course of the debates Wilson stood for the creation of a strong national power to which the States should be subordinate, though independent within their own spheres. That this is the result Wilson believed had been accomplished by the Con- stitution is conclusively shown in his lectures on law at the College of Philadelphia in the winter of 1791-92 and in his decisions after his appointment to the Supreme Court of the United States. Wilson was one of the earliest professors of Ameri- can constitutional law, and his exposition of the nature of the Federal Union was one of the first attempts to set forth a systematic analysis of the powers and relationships of the States and the na- tion. His lectures constitute the first authoritative ^Documentary History of the Constitution, iii., 208-209. 2 Ibid., iii., 250. 66 Story of the Constitution discussion of the Constitution from any other stand- point than that of political advocacy or opposition., The Federalist, to be sure, had preceded Wilson's j lectures by a couple of years, but magnificent as are those essays, fundamental as they are to our con- stitutional history, they must always suffer from the fact that they were written with a persuasive purpose; their object was to secure the adoption of the Constitution by the people of New York. Their purpose marred their symmetry and completeness. Wilson, on the other hand, wrote after the Consti- tution had been adopted and put into operation for more than a year. There was no need for advocacy or apology but only for a calm and unprejudiced ex- position; and one who reads these lectures must of necessity be impressed with a sense of the importance attaching to their delivery in the mind both of the lecturer and of his audience. Philadelphia was at this time the chief city of the country in wealth and culture, and the seat of the new national government had just been transferred to it from New York. The brilliant society which centred in the city has been styled " The American Court." The opening lecture was of sufficient in- terest and importance to attract the presence of Washington and a distinguished company of ladies and gentlemen from this " court." Wilson was a political philosopher as well as a jurist, and in his thought concerning the nature and origin of civil society he had arrived at conclusions differing radically from the accepted views of the times. Society, to be sure, he regarded as based upon compact or the consent of the individuals, but so- James Wilson 67 ciety is not, therefore, artificial ^ ; it is natural and necessary; the state of nature is not a state of war of all against all since in it men are ruled by good and not by evil desires, yet without society man can not accomplish for himself or for others the things desired. Wilson is, therefore, in accord with the Aristotelian conception of man as a social and politi- cal animal. The social contract unites men into a body politic or corporation ^ which he regarded as a moral person.^ In the state of nature all men are free and equal in rights and obligations * and this free- dom and equality are not lost in civil society. Natural liberty is not abridged but increased by the establishment of society, for a man " will gain more by the limitation of other men's freedom, than he can lose by the diminution of his own." ^ The powers of individuals, enjoyed before the contract, remain as an aggregate in society.® The supreme or sovereign power of the society, there- fore, resides in the citizens at large. In this moral person, this corporation, thus created by contract, the voice of the majority must pass for the voice of the whole, for the minority is bound by its con- sent originally given to the establishment of society. ''^ There is thus laid the broad foundation for that de- mocracy we have already noted as an integral part of his political views. 1 Cf. Works, i., 253 if. 2 Ibid., i., 271-272. 3 Ibid., i., 304-305. * Ibid., l, 275. = Ibid., ii., 300. oibid., i., 169. nbid., i., 227. 68 Story of the Constitution Wilson carefully distinguished between society or the state, and government; society preceded govern- ment which is merely the agent of society for the performance of certain functions which society is unable to perform for itself.^ Now this moral per- son, which is society or the state, may constitute its government in any fashion it chooses, and with us it has chosen a written constitution as the in- strumentality ; this constitution it may change when- ever it chooses.^ Furthermore in all states there must be a power from which there is no appeal, a power absolute, su- preme, and uncontrollable. Where is this power lodged? Certainly not in constitutions, for we have just seen that they may be changed at will by the people. This supreme power, sovereignty, resides in the people, in the citizens at large, and is paramount to all constitutions. Moreover it is inalienable in its nature and indefinite in extent, being the powers of the individuals which, after the contract, remain as an aggregate in society, and " all the other powers and rights, which result from the social union." " All these powers and rights, indeed, cannot, in a numerous and extended society, be exercised per- sonally; but they may be exercised by representa- tion." The delegation of sovereign powers, however, is not alienation and carries with it always the power and right of resumption. There can, more- over, be no subordinate sovereignty; the people have not parted with it; they have only dispensed such 1 Cf. Works, i., 343. 2 Ihid., i., 14-15 and 375. James Wilson 69 portions of power as were conceived necessary for the public welfare.^ The application that Wilson made of these prin- ciples to the Federal Union leaves little to be desired in completing his conception of its nature. The Federal Union he regarded as a Federal Republic, the vital principle of which he sees set forth in Montesquieu's definition as a form of government " by which several states consent to become citizens of a larger state, which they wish to form. It is a society formed by other societies, which make a new one." ^ This Federal Republic is not a consolidated gov- ernment if thereby the destruction of the States is meant — nor a confederacy, a mere alliance of sov- ereign States, but a union of States so that the individual State governments are retained and a general government is established. " Its own exist- ence, as a government of this description, depends on theirs." * " The people of the United States must be considered attentively in two very different views — as forming one nation, great and united; and as forming, at the same time, a number of separate States, to that nation subordinate, but independent as to their own interior government." * That the whole people of the United States was conceived of by Wilson as forming " one nation, great and united," is nowhere more clearly shown than in his discussion of the purely democratic prin- 1 Cf. Works, i., 169. 2/6id., i., 312. 3 Ihid., ii., 17. *Ibid., ii., 7. 70 Story of the Constitution ciples at the basis of the Federal Constitution. The source of all power he saw in the people, a source totally unknown under the Articles of Confederation. The preamble to the Constitution, " We, the people of the United States, do ordain and establish this Constitution," was to Wilson a practical declaration of that principle; we can easily imagine we are listen- ing to Webster when he declares that this preamble was not for show but meant what it said; that the Constitution is not a compact but an ordinance and establishment of the people. " He could not answer for what every member thought, but believed it could not be said they believed they were making a com- pact; he could discover no trace of compact in the system. Compact requires more parties than one. The Constitution was not founded upon compact but upon the power of the people." The general principle upon which a dividing line was to be drawn between the State and the national government was clear, though the practical appli- cation presented difficulties. Whatever in its nature and operation extended beyond the individual State ought to be comprehended within the Federal juris- diction. The people of the United States formed one great community, the people of the different States formed communities on a lesser scale. Hence Wil- son believed that different proportions of legislative powers should be given to the governments accord- ing to the nature, number, and magnitude of their objects. But the " truth is, that, in our govern- ments, the supreme, absolute, and uncontrollable power remains in the people." ^ 1 Works, i., 543. James Wilson 71 The further development of these ideas was carried on by Wilson in his service upon the bench of the Supreme Court during a period just short of ten years in length. These were, moreover, the first years of the Court's history — years of doubt and un- certainty regarding the rights and powers of the Court, of struggle to establish the Court on a plane of equality with the Legislative and Executive branches of the government, — but Wilson never faltered in his application of his theories to the actual conditions of government as they arose. Had he lived a few years longer he would without doubt have ranged himself on the side of Marshall in the famous case of Marbury v. Madison, for in his discussion of the relation of the various departments of the govern- ment, that portion of his lectures dealing with the power of the court to declare a law unconstitutional is so strikingly like the decision that we are con- strained to believe that Marshall had read and was familiar with Wilson's argument.^ Not alone in the power of the court to declare a law unconstitutional does Wilson anticipate Mar- shall. His " argument upon the Bank of North America stands as a constitutional exposition second to no constitutional argument or opinion delivered before or since. Indeed, it not only embraces every ground of argument which Marshall was called upon to tread, but it assumed and defended precisely the position which was necessarily taken in the legal- tender decisions." ^ A single sentence from this re- markable argument, made, to be sure, before the 1 Works, L, 416. ^Ibid., i., XV. (Memoir), 72 Story of the Constitution adoption of the present Constitution, but even more applicable to it than to the Articles of Confederation, will reveal the clear insight that Wilson possessed into the ultimate nature of the central government and will astonish us by its twentieth-century tone. It is easy to imagine that we are listening to a passage from the judgments in the " insular cases," in which the doctrine of inherent powers has found a recent recognition and expression. " Whenever," said Wilson, " an object occurs, to the direction of which no particular State is com- petent, the management of it must, of necessity, be- long to the United States in Congress assembled." ^ The Federal state, then, possesses inherent as well as enumerated powers. Where the object involved is beyond the power of the States, and where that power is one ordinarily possessed by sovereign nations, there the United States as a sovereign nation must be supposed to enjoy this power. Finally it fell to Wilson to participate in the de- cision of the first great constitutional case to be presented to the Supreme Court, the case of Chis- holm V. Greorgia.^ A citizen of another State had sued the State of Georgia in the Supreme Court and the State had refused to recognize the jurisdiction of the Court. Georgia protested vigorously against the indignity of being haled into court like a com- mon debtor. Though the Constitution declared that the jurisdiction of the Supreme Court extended to cases between a State and the citizens of another State, it was contended that the intention of the ^ Works, i., 558. 2 United States Supreme Court Reports, 2 Dallas, 419. James Wilson 73 framers of the Constitution was to give jurisdiction in such cases only when the State voluntarily sub- mitted to or invoked the jurisdiction. The States, it was said, were sovereign and to compel a State to submit to the jurisdiction of the Court was to rob it of its sovereignty, to reduce it to a position of inferiority to the Federal Government. At the outset of his opinion Wilson formulated the question presented to the Court in these terms: " Do the people of the United States form a nation? " He then considers the question from the three stand- points of general jurisprudence, the law of na- tions, and the Constitution of the United States, and as a result of each he arrives at an affirmative an- swer. Though the word sovereign may be unknown to the Constitution, it was because the people, serenely conscious of the fact that they were sov- ereign, " avoided the ostentatious declaration." " The people of the United States, among them Georgia, ordained and established the present Constitution." " The people of the United States intended to form themselves into a nation for national purposes " — " as to the purposes of the Union, therefore, Georgia is not a sovereign State." As Judge Cooley has said: Justice Wilson, the ablest and most learned of the associates, took the national view, and was supported by two others. The Chief Justice was thus enabled to declare the opinion of the court that, under the Consti- tution of the United States, sovereignty belonged to the people of the United States. ... It must logically fol- low that a nation as a sovereignty is possessed of all those powers of independent action and self-protection 74 Story of the Constitution which the successors of Jay subsequently demonstrated were by implication conferred upon it.^ Wilson, like Hamilton, was freed to a great extent by the fact of his foreign birth from local prejudices and State pride. America was the country of his adoption and his patriotism embraced the whole of it; not merely one of the thirteen States but all to- gether claimed his allegiance. From the signing of the Declaration of Independence to his untimely death in 1798, Wilson was an ardent supporter of the idea of a national state. In the Constitutional Convention, in the Pennsylvania State Convention, in his lectures, and upon the bench he labored for its realization. The compromises of the Constitution left that instrument such a compound of conflicting views and opposing tendencies that its real nature became apparent only as it was put into operation. First, the Executive and Legislative branches, under the guidance of Hamilton, rushed forward toward the goal of nationalism but with too great haste; the in- evitable reaction brought the triumph of the forces of decentralization in these departments, while the Judiciary, following the lead of Wilson, continued to interpret the Constitution in the broadest national sense. The kind of a national union desired by Wilson could not be achieved in the face of the opposition of the individual States. He was more national than his generation. The supremacy of the Union was not finally settled till the Civil War. Since then the doctrine of James Wilson has held the field; the 1 Constitutional History as Seen in American Law, pp. 48-49. James Wilson 75 sovereignty of the nation and the ultimate powers of the Federal state are ideas that are daily being used to extend the sphere of Federal activity, while ex-President Koosevelt has proclaimed that he could find no better guide for his own political actions than the theories of James Wilson of Pennsylvania.^ 1 Cf, Alexander, op. dt., p. 1. IV Thomas Jefferson. Growth through Acquiescence 77 THOMAS JEFFERSON 1743. April 13. Born at Shadwell, Albemarle Co., Va. 1767. Admitted to bar. 1769. Member of House of Burgesses. 1775. Delegate to Continental Congress at Phila- delphia. 1776. June 11. Committee to draft Declaration of Inde- pendence. Resigned. 1779. Elected Governor. 1780. Re-elected. 1783-84. Member of Continental Congress. 1784. Commissioner to France. 1785-90. Minister to France. 1790-94. Secretary of State. 1798. Wrote Kentucky Resolutions. 1797-1801. Vice-President. 1801-09. President. 1803. Louisiana Purchase. 1806. Embargo. 1819. Founded University of Virginia. 1826. July 4. Died. 78 IV Thomas Jefferson, Growth through Acquiescence NONE of the statesmen of the Eevolutionary period has exerted a greater influence upon the succeeding generations of his countrymen than Jefferson, but his influence has differed from that of all the rest for it has been upon the spirit of the people and their attitude toward their institutions rather than upon the formation of the institutions themselves. As the embodiment of the spirit of democracy, his name is still a potent rallying cry for a multitude of men. It is illustrative of the peculiar character of his influence that men claim him as their political guide whose views bear little or no resemblance to his. Jefferson's cardinal political principles were trust in the people and an antipathy to government — principles in themselves contradictory. Modern de- mocracy has been more logical, for its trust in the capacity and soundness of the masses has led it to claim for them an ever increasing control over, and a constant enlargement of, the sphere of governmental activities. Jefferson's fear of the tyranny of gov- 79 8o Story of the Constitution eminent has been converted into a demand that government by the people should be government for the people; his anxiety lest it should prove an in- strument to deprive them of their liberty has been replaced by the determination to make it serve their interests. As a result we see two processes of politi- cal development going hand in hand; the one look- ing to a steady enlargement of the direct participation of the people in the constitution of governmental agencies, and the other stretching out eagerly for new ways in which the government may serve the general interest. There is no longer the dread that government may prove an engine for the destruction of popular liberties, and herein democracy shows itself more consistent than did Jefferson. Hamilton, Wilson, and Jefferson present an in- teresting contrast in their ideas of government and their attitude toward the participation of the people in it. Hamilton believed in a strong government in the hands of the few, because he had no faith in the great mass of mankind ^ ; Wilson believed in a strong government because he had this faith and, while agreeing with Hamilton in the value and efficacy of government as an agent in the progress of civilization, insisted that the foundation of all government should rest upon the broad basis of popular consent; thus established it should be in- vested with a considerable degree of authority that ' Hamilton recognized, however, that in a republic, at least, all power must come from the people. " The fabric of Ameri- can empire ought to rest on the solid basis of the consent of the people. The streams of national power ought to flow im- mediately from that pure, original fountain of all legitimate authority." — Federalist, No. 22. Thomas Jefferson 8i order and security miglit result.* Jefferson desired as little of government as miglit be, since to him all government was a limitation upon the freedom of the individuals under it^; since he distrusted gov- ernment as a means of progress, the essence of his belief was laissez faire. Jefferson was a well-to-do country gentleman of Virginia, of a family long established in the State but not numbered among the aristocratic inner cir- cle.* Born in 1743, he was graduated from William and Mary College in 1762, studied law under the great master, George Wythe, and was elected a mem- ber of the House of Burgesses in 1769. The temper of the colonists toward the Crown showed itself im- mediately upon the assembling of the Burgesses to which Jefferson had been elected; within three days the Governor dissolved them for passing a set of resolutions " odiously like a Bill of Eights," and eighty-eight of the delegates, among them Jefferson, met the next day in the long room of the Raleigh tavern and framed a non-importation agreement against Great Britain. At the next meeting of the Burgesses in 1773, 1 Documentary History of the Constitution, iii., 28. " He was for raising the federal pyramid to a considerable altitude, and for that reason wished to give it as broad a basis as possible. No government could long subsist without the confidence of the people." 2 " I am convinced that those societies (as the Indians) which live without government enjoy in their general mass an in- finitely greater degree of happiness than those who live under European governments." Quoted in Morse, Thomas Jefferson, p.. 83. s The more important biographies of Jefferson have been writ- ten by Morse, Parton, Randall, Schouler, and Tucker. 82 Story of the Constitution Jefferson with some half a dozen bold spirits met privately and determined to establish a committee of correspondence to facilitate the interchange of news among the colonies. The result was that the Bur- gesses were again dissolved, but nevertheless the committee met on the following day and issued an invitation to the other colonies to appoint similar committees. Again the following year Jefferson was a leader in the House of Burgesses which proclaimed a day of prayer and fasting in behalf of Massa- chusetts, then suffering on account of the Boston Port Bill; again the Governor dissolved them; again they met in the tavern and passed disloyal resolu- tions, among them a resolution suggesting an annual general congress of all the colonies, and another call- ing for a Virginia convention to meet on the first of the following August. Jefferson, though elected a representative from Albemarle, was prevented by illness from attending the State convention. The draft of instructions he hoped would be given by the convention to the delegates elected by it to the general conference proved too radical. They were, however, printed in pamphlet form under the title of A Summary View of the Rights of British America , and received wide circulation both in England and America. Soon afterward Jefferson was appointed a dele- gate to the Second Continental Congress, in which he took his seat on June 21, 1775, having delayed in Virginia long enough to draw up a reply to the " olive-branch " of Lord North. In the Congress his talents, those of a writer, not a speaker, won recog- nition, and his draft was the reply accepted and Thomas Jefferson 83 promulgated by Congress to Lord North's " concilia- tory proposition." JelTerson unquestionably thought that separation from the mother country was daily approaching, yet " he was too thoughtful not to be a reluctant revolutionist, but for the same reason he was sure to be a determined one." ^ Events moved rapidly in the years of 1775-6. Paine's Common Sense had gone broadcast over the country with Its bold plea for independence. Lexington and Concord had been fought, Washington had been appointed commander-in-chief, and Boston had been besieged, when Virginia instructed her delegates to move that Congress should declare " The United Colonies free and independent States." ^ On June 11th, Congress appointed a committee, of which Jefferson was a member, to prepare a Declaration of Independence. The actual task of drawing the document was entrusted by the committee to Jeffer- son. Such skill did he show in formulating the thoughts in all men's minds, that, save for a few slight changes proposed by Franklin and Adams in the committee, the Declaration stands to-day as Jefferson composed it.* That it was in no sense new, Jefferson himself fully recognized. Its object was " not to find out new principles, or arguments, never before thought of, not merely to say things which had never been said before," but " it was in- tended to be an expression of the American mind." * 1 Morse, p. 26. 2 On June 7th, Richard Henry Lee of Virginia offered resolu- tions in Congress declaring the colonies free and independent States. 3 Works, i., 26 ff. *Ibid., xvi., 118. 84 Story of the Constitution This declaration, the political creed of that and succeeding generations, is too familiar to require ex- tensive notice.^ Human equality, the natural and inalienable rights of life, liberty, and the pursuit of happiness, the protection of these rights as the func- tion of government, the consent of the governed as the foundation of all just governments, and the ulti- mate right of revolution when government fails to perform its functions, are the fundamental principles embraced in it. They are also the basic principles of all Jefferson's subsequent political thinking. Though re-elected to Congress on June 20, 1776, Jefferson declined to serve^ believing, as he later said, that he could be of more use in forwarding the work of remodelling the social and political fabric of his native State, for with the sundering of the ties of allegiance to the mother country, it became necessary " to lay aside the monarchical, and take up the republican, government," which, in a letter to Franklin in 1777, he declared the State of Virginia had done " with as much ease as would have at- tended their throwing off an old and putting on a new suit of clothes." It was a period of revolution, of destruction and re-creation, and the people were ripe for social and political changes. There was little need of change in most of the New England States; how little, is evidenced by the continuation of the old colonial charters of Connecticut and Rhode Island as their State constitutions until well into the nineteenth century. In Virginia there was need of more radi- cal change before the life of the State and its 1 Cf. the Appendix for the text. Thomas Jefferson 85 political and legal institutions could rest upon a democratic basis. Within her borders had been de- veloped the nearest approach to an aristocracy to be found anywhere upon this side of the Atlantic. Her great estates, descending by entail and primo- geniture and supported by slavery, had tended to develop a landed gentry, an aristocracy of birth and wealth, which had been also in large measure a political aristocracy, for the political power of the colony had been to a great extent in their hands. Jefferson was not by birth a member of the inner circle of this class; he was, furthermore, by nature a radical and a reformer, and he was not slow to take advantage of the disturbed political conditions to put into execution his democratic beliefs. Elected a member of the House of Delegates, he began at once the work of reform, and just a week after he took his seat on October 11, 1776, he brought in a bill abolishing the whole system of entail, and almost without a struggle the basis of the pseudo- aristocracy was swept away. Primogeniture soon met with a like fate. " At least," implored Pendle- ton, " if the eldest son may no longer inherit all the lands and slaves of his father, let him take a double share." " No," said Jefferson, the leveller, " not till he can eat a double allowance of food and do a double allowance of work." His next attack was upon the established church. He desired complete religious freedom, but the most he could accomplish was to induce the legislature, the majority of whom were churchmen, to take the first steps in that direction. But his efforts were not in vain, for the spirit that he typified grew in 86 Story of the Constitution strength till in 1786 his original " bill for establish- ing religious freedom " was passed with only slight amendments. His elaborate plan for a school sys- tem met with too decided an opposition from the rich planters ever to be wholly adopted, but education was one of his cardinal principles, and to his un- tiring interest in its promotion, the University of Virginia ever stands as a noble witness. Jefferson was also appointed a member of a com- mission to effect a general revision of all the laws of Virginia. A civil and a criminal code were soon drawn up, the latter noted for its abolition of the severe penalties of the previous law. Much of this work was too democratic to meet with immediate approval and adoption, but the next ten years saw the realization of practically all of his measures. His proposals formed a sort of reservoir from which succeeding legislatures drew. Only in the matter of slavery did Jefferson meet with entire defeat. He was always an opponent of slavery, but the commission could only report a " mere digest of the existing laws," hoping by amend- ment, when the bill should be proposed, to secure freedom to those born after a certain day. He felt that the negro was by nature inferior to the white in mental capacity, and that " the two races, equally free, cannot live in the same government," and that the attempt could only result in the extinction of one race or the other. Such a view led him to pre- pare a scheme of colonization, visionary and costly beyond the possibility of fulfilment.^ 1 For a detailed account of Jefferson's services In the House of Burgesses at this time, see Morse, pp. 36-50. Thomas Jefferson 87 The reforms, both actual and potential, during his two years of membership in the Legislature, must always be reckoned among Jefferson's most lasting and brilliant achievements. He did not accomplish them alone and single-handed. He was the leader around whom was gathered a group of brilliant young men, among them Madison, for so large a part of his life Jefferson's devoted follower. Jefferson caught up the spirit of the people and gave it expression almost before they became conscious of their own desires. His abiding faith in the multitude, in the great mass of the people, in the correctness of their judgment and the justness of their cause, was the secret of his success as the greatest political leader this country has produced. But it was a leadership with, not against, a rising tide of popular desire. One cannot well imagine Jefferson standing alone in the maintenance of convictions opposed to the popular will.^ In 1779 Jefferson was elected Governor of Virginia to succeed Patrick Henry, and for two years filled the office with little credit to his reputation. They were years of sore trial for the State, which suf- fered from repeated inroads and invasions by the British. Jefferson was pre-eminently a lover of I)eace, and as war-governor he found himself in a situation with which his inclinations and abilities did not fit him to cope, and at the close of his second term he retired with a heart filled with bitter- ness and resentment and with the express intention of withdrawing forever from public life. For three 1 Oliver, 267. Book iv., chap, i., pp. 251-270, contains an ex- tremely clever analysis of Jefferson's character. 88 Story of the Constitution years he devoted himself to his private interests. At the end of this time he was recalled from his retire- ment by an election to Congress in 1783, where he had the pleasure of signing the treaty with Great Britain which recognized the Independence he had been instrumental in proclaiming seven years before. It fell to his lot, also, to hand over to Congress Virginia's deed to the Northwest Territory and to prepare for it a plan of government in which slavery was to be forever prohibited after the year 1800. In 1784 Jefferson retired from Congress and al- most immediately was appointed to aid Franklin and Adams in the negotiation of commercial treaties, and in the following year was made sole Minister to France where he remained until 1790. These years of foreign residence were years of tremendous importance for France and for America. In France they witnessed the brewing and break- ing of the storm of revolution which was destined to sweep away all remnants of the old order of despotism, to run through the mad follies of the Eeign of Terror, to degenerate into brutal and un- bridled license, and to give way finally to a military despotism. In America they beheld what seemed to be a fruit- less effort to reap the rewards of a revolution al- ready successfully accomplished; beheld a jealousy and distrust of government that boded ill for the success of liberty; then saw a reaction set in against what, to sober minds, seemed not far removed from anarchy, and heard no little talk of the failure of republican institutions and the need of the strength and order of a monarchy. Truly Liberty seemed in Thomas Jefferson 89 a perilous plight! That it was saved both from monarchy and disintegration was due to the wise counsels and patriotic efforts of the men of the Con- vention, who were willing to sacrifice personal pref- erences to the general good, and who were not afraid of the spirit of compromise. No Frenchman could have been more interested in the success of the Revolution in France than was Jefferson, and no one had better opportunities of ob- serving its progress than he. The French found in him a kindred spirit, and took him into their coun- sels. He had been a leader in the revolutionary movement in his own country, and had proclaimed the equality of mankind in the Declaration of Inde- pendence. Little wonder, then, that he sympathized with the French people in their efforts against gov- ernment, or that " they recognized him as one of themselves, a speculative thinker concerning the rights of mankind, a preacher of extreme doctrines of political freedom, a deviser of theories of govern- ment, a propounder of vague but imposing generaliza- tions, a condemner of the fetters of practicability — in a word, by the slang of that day, a ' philosopher ' ; and they liked him accordingly." ^ It did not take such experiences to make of Jefferson a radical in matters of government; they only served to strengthen and confirm opinions already existing, for a radical he was by nature. So it is not to be wondered at that a man, who, almost while the Con- vention was in session at Philadelphia, could say that rebellion " is a medicine necessary for the sound health of government," and " God forbid we should 1 Morse, p. 77. go Story of the Constitution ever be twenty years without such a rebellion " (as Shays's)/ should, when the Constitution' was pub- lished, have said that there were in it " things which stagger all my dispositions to subscribe to what such an Assembly has proposed." ^ Cut oflf for five years by his mission to France from anything like close association with America, he knew it only as it was during the fervor of the revolutionary struggle, when mutual interests and the common need of defence held the colonists to- gether; he lacked personal experience of the slack- ening of the bonds of union, of the dangers and distress resulting to the government of the Con- federation, of its utter inadequacy and failure. Missing the full significance of the years of the " Critical Period," untouched by the keen struggle within the Convention itself, with an antipathy to all strong governments, his first criticisms of the Constitution were indeed severe, but upon further consideration and under the influence of the argu- ments of men like Madison and Monroe, he came to view it as did many others, as the best that could be secured under the circumstances and as worthy of adoption for the good it brought, hoping that a favorable moment would come for correcting what was amiss in it.^ In the end his chief objections to it lay in the absence of a Bill of Rights and in the re-eligibility of the President. The first was soon removed by the adoption of the first ten amendments which the advocates of the Constitution did not 1 Works, vl., 372. 2 Ibid., vi., 370. s Ibid., vi., 392. Thomas Jefferson 91 oppose so much in theory as on the ground that they were unnecessary, now that a republican form of government was to be set up in which the rights of the people could only be encroached upon by their own representatives. Jefferson's zeal for such a declaration would seem to be but another manifesta- tion of that visionary element in his nature which delighted in vague generalizations and high-sounding phrases, the futility of which was never apparent to him.^ The second objection has been practically removed by the custom, inaugurated by Washington and fol- lowed by succeeding Presidents, of limiting the hold- ing of the office to two terms. Immediately upon his return from France, Jeffer- son was appointed by Washington the Secretary of State. The new government had been established nearly a year when he arrived in New York on March 21, 1790. Hamilton had already secured the passage of the bills for the assumption of the public debt, both foreign and domestic, but his third meas- ure providing for the assumption by the new govern- ment of the debts contracted in the war by the individual States had met with defeat by a narrow margin in the House of Representatives. Then was enacted that first bit of "log-rolling" by which Hamilton agreed to turn over enough Northern votes to secure the location of the national capital upon the Potomac and Jefferson enough Southern votes to ensure the passage of the third assumption bill. It was a transaction that Jefferson soon came bitterly to regret, and for his part in it could offer no better 1 Oliver, op. cit, p. 258. 92 Story of the Constitution excuse than to impugn his own political wisdom by declaring he had been duped by Hamilton. The truth would seem to be that Jefferson did not ap- preciate at the time the full significance of Hamil- ton's financial measures in strengthening the powers of the Federal Government. Such a view seems all the more credible when we reflect that Jefferson was hopelessly unable to understand the financial policy of Hamilton and as late as 1818 spoke of it as a " puzzle." The opposition between the two men was not slow in developing. It could not have been otherwise. They were essentially different in every character- istic of mind and taste. Hamilton, young, daring, and impetuous, ready of tongue and pen, matchless as debater and controversialist, an ardent advocate of order and strength in government, credited with a strong taste for monarchy and an equally strong distrust of republican institutions and the judgments of the people; an aristocrat in temper and bearing, with an aristocrat's fine imperiousness and hardly concealed contempt for the common herd: Jefferson, middle-aged, slow, and cautious, a compound of dreamer and political seer, skilled likewise in writ- ing but lacking in the art of speech, with a natural bent toward peace and a dislike of open combat so strong that his enemies called him sly; a hater of all governments, with an earnest desire to have as little of the evil as possible; a radical, a revolution- ist, an ultra-democrat, for whom an abiding faith in the masses served almost for a religious creed; an unrivalled organizer and leader, knowing how to guide and direct without seeming to command. Thomas Jefferson 93 It was inevitable that these two should differ, al- most that they should typify the contending forces of all our national life. Hamilton struck out boldly in the direction in which he had foreseen lay the only hope of safety for the new government. While the machinery of it was new and untried, when none could tell with certainty whether the various parts, not made alto- gether to anybody's liking, would work in harmony when once the motive power was applied, and while many doubted if it could be made to go at all, he saw with a statesman's eye that money was the uni- versal solvent of most, if not all, the dif&culties; it would serve as fuel for the engine and lubricant for the creaking joints to render workable the patch- work of the Convention. He set out, therefore, to enlist men's interest until their patriotism could be awakened, and, almost before it was realized, he had started the new government along the road to fame and fortune by that masterly series of financial measures that culminated in the establishment of a National Bank. Jefferson, as we have seen, did not at first appreciate the full significance of these suc- cessive steps, but once aroused, his suspicions far outran what the facts would justify; his imagina- tion saw countless dangers in this financial " puzzle " which he could not understand, and his fears so far got the better of his judgment as to lead him to see, in all that Hamilton was doing, the deep-laid plots of a " monarchist " ; he professed to believe that Hamilton was bent on subverting republican in- stitutions by the aid of a " corrupt squadron " in the Legislature, bound to him by the financial favors 94 Story of the Constitution they had secured through his financial measures.^ Genuinely alarmed for the safety of all his ideas of government, Jefferson set to work to hinder and thwart Hamilton in every way he could. To stop this mad career of the government on its road to monarchy was his first object; that accomplished, it would then be time to set about undoing what had already been done. To accomplish these purposes Jefferson bent all his talents of organization and all the resourceful- ness of his versatile mind, but it was a task of herculean difficulty that confronted him. As an op- ponent, he had a man of consummate ability and courage, without a match in an open debate or a written discussion, the head of a party composed of a large part of the wealth and culture of the nation — a party devoted to its leader and his principles, a party upon which it was generally known that Washington looked with sympathy and which enjoyed in consequence the prestige of his great name. But Jefferson was not daunted by the prospect of such an overwhelming opposition; the nucleus of a party was ready to hand, composed of all those elements in any way discontented with the course of the Federalists or with their leader; and these were not a few, for Hamilton made bitter enemies as well as staunch friends, and his policies excited fear in other minds than that of Jefferson. It was not the work of a day or of a year to consolidate these elements and to gather to them the great mass of the people; no one knew this better than Jefferson, and no one with less confidence in the ultimate triumph of the iC/. Morse, op. cit., p. 100 ff. Thomas Jefferson 95 masses of the people would have had the courage to lead the fight. Though it might be long in coming, Jefferson foresaw the final victory of mere numbers if only they could be brought to act in harmony, and trusting to his own ability to furnish the organization necessary to produce harmonious action, he could patiently await the day of victory. That his triumph came so soon was largely due to the sudden shifting of popular interest from domestic to foreign affairs. The wave of popular enthusiasm for Republican France threatened to become tidal in its force, and destructive of that admirable position of neutrality so heartily desired by Washington. Jefferson was thoroughly in sympathy with the efforts of the French people and was not to be discouraged by the foolhardy conduct of a Genet on this side, or the wild excesses of the Reign of Terror, or the pusil- lanimity of the Directory, on the other side of the Atlantic, though he was shrewd enough to abstain from countenancing them, tliat when the reaction came as a result of offended national dignity, he was able quietly to step aside only to reappear later as all the greater leader because he had foreseen and even predicted these very results. It was trouble with France which gave rise to the now famous Alien and Sedition Acts, and the no less famous Virginia and Kentucky Resolutions of 1798 and 1799. In their desperation at the malignant assaults made upon President John Adams, and the almost unbridled license of the Republican press in its abuse of their principles, the Federalists were goaded into passing these laws, putting into the hands of the Chief Executive such great powers over 96 Story of the Constitution individual liberty and containing such unwarranted infringements of the right of free speech that the country over, a loud and angry cry arose against their unconstitutionality. Jefferson and the Demo- cratic-Kepublican party eagerly seized the oppor- tunity to fasten the odium of it upon the Federalists. This, however, was not sufficient for Jefferson; even the bounds of " loose " construction had been exceeded and the integrity of the Constitution was at stake. To bring this home to the people of the individual States, to secure their co-operation in putting a check upon the unwarranted exercise of power by the Federal Government, and in doing so to give expression at the same time to his funda- mental notion that it was merely a league of States, a " voluntary confederation," in which the States retained their sovereign right of ultimate judgment in all matters affecting their reserved rights, Jeffer- son chose the medium of the State Legislatures of Virginia and Kentucky. With his own hand he prepared the resolutions he wished presented to, and adopted by, the Kentucky Legislature, while to his devoted friend and follower, Madison, was deputed the like task for the Legislature of Virginia.^ Hot-headed Kentucky, however, was not yet ready to go the full length proposed by Jefferson, and in the Eesolutions of 1798 contented itself with declar- ing that the Constitution was a compact to which the States were parties; that by it they had estab- lished a government of definite and limited powers, reserving to themselves or to the people all other powers; that every assumption by the general gov- ^Cf. G. Hunt, Life of James Madison, p. 251. Thomas Jefiferson 97 eminent of undelegated powers was null and void, and that each State as a party to the compact had a right "to judge for itself, as well of infractions as of the mode and measure of redress." The Alien and Sedition laws were emphatically declared to be " altogether void and of no force " and the other States were called upon to join her in securing measures of redress. In his original draft, Jefferson had asserted that " where powers are assumed which have not been delegated, a nullification of the act is the rightful remedy; that every State has a natural right in cases not within the compact, (casus non foederis), to nullify of their own authority all assumptions of power by others within their limits," and in a second set of Eesolutions, passed in the following November (1799), the Legislature of Kentucky, acting upon this suggestion, made an alarming addition to its pre- vious Resolutions, when it declared " that the prin- ciple and construction . . . that the general government is the exclusive judge of the extent of the powers delegated to it, stop not short of despotism, since the discretion of those who administer the govern- ment, and not the Constitution, would be the measure of their powers : That the several States who formed that instrument, being sovereign and independent, have the unquestionable right to judge of the infrac- tion ; and, That a nullification, hy those sovereignties of all unauthorized acts done under color of that instrument, is the rightful remedy." ^ The nullification of an act of the Federal Govern- 1 Cf. Appendix for text of the Virginia and Kentucky Reso- lutions. 98 Story of the Constitution men t by a single State perhaps went further than Jefferson had really intended. Certain it is that late in life he took a different view. " The ultimate arbiter," he said, " is the people of the Union, as- sembled by their deputies in convention at the call of Congress, or of two thirds of the States." And Madison was at great pains to show that it was not a " constitutional," but a " natural " right, — that of revolution, — which was meant by both the Virginia and Kentucky Resolutions.^ The triumph of Jefferson in the election of 1800 did not bring the overthrow of the measures which had given strength to the government. There was, to be sure, some attempt made in the earlier years to lessen the expenses of the central government, and the army and navy underwent what Jefferson himself called a " chaste reformation " ; but Hamil- ton had correctly estimated Jefferson's character and course when he wrote to Bayard that " he [Jefferson] is as likely as any man I know to temporise, to cal- culate what will be likely to promote his own repu- tation and advantage; and the probable result of such a temper is the preservation of systems, though originally opposed to them, which, being once estab- lished, could not be overthrown without danger to the person who did it." ^ External reforms there were, but not a single limitation of dangerous powers or curtailment of latent strength. In the purchase of Louisiana, moreover, the doctrine of " strict con- struction " received an irremediable hurt. Jefferson 1 Letters and Other Writings of James Madison, vol. iv., passim. 2 Works, X., 413. Thomas Jefferson 99 acknowledged that " the executive, in seizing the fugitive occurrence which so much advances the good of their country, has done an act beyond the Consti- tution. The legislature . . . must ratify and pay for it, and throw themselves on their country " for an act of indemnity.^ He drew up an amendment to the Constitution to cover the case and urged his friends not to make the Constitution a " blank paper by construction " ^ ; but his party skipped lightly over the constitutionality of the acquisition, the amend- ment was not pressed, and Jefferson acquiesced.® Strange conduct this for a man who believed the Constitution was a compact entered into by sov- ereign States for the attainment of certain specific objects, and that any measure likely to change the fixed relationships thus established must be agreed to by all the parties. Little reverence had he for the security furnished by " the possession of a written constitution," when the provisions of that constitution stood in the way of accomplishing pur- poses he desired! Not all the Federalist stretches of constitutional provisions in the twelve years of their power could surpass this one in importance, and Jefferson, as the leader of the Democratic- Eepublican party, must share in the responsibility for it. In the course of his two administrations, the Democratic-Republican party performed successfully the larger part of the feat of swallowing the Fed- eralist party and its principles. His futile efforts 1 Works, X., 411. ^Ibid., X., 419. 3 Ibid., X., 420. " If, however, our friends shall think dif- ferently, certainly I shall acquiesce with satisfaction." loo Story of the Constitution to maintain our rights against England and France were carried through Congress without question, and the Embargo, with its Enforcing Acts, surpassed the Alien and Sedition Laws in their encroachments upon individual liberty. Jefferson's later years were spent in the retire- ment of Monticello, whither the country turned again and again for words of wisdom from the " Sage." He beheld the great triumph of Democracy, but with it the growth of a truly national sentiment, coincident with an ever increasing power in the hands of the national government. His success was in his faith, not in his works. From the standpoint of actual achievement in national affairs, only the Louisiana Purchase saves him from complete failure; from the standpoint of political influence his faith in the peo- ple makes him a vital force to-day. His greatest fault was that " he died, as he had lived, in the odour of phrases " ^ ; his greatest virtue that he was wise enough to sacrifice phrases to reality, to accept in practice what he rejected in theory. 1 Oliver, p. 256. V James Madison. Growth, through Formulation JAMES MADISON 1751. March 16. Born in King George County, Va. 1771. Graduated from College of New Jersey. 1774. Member of Committee of Safety from Orange County. 1776. Delegate to State Convention. 1780. Delegate to Continental Congress. 1784-86. Representative in State Legislature. 1786. Represented Virginia at Annapolis Conven- tion. 1786-88. Delegate to Continental Congress. 1787. Member of Constitutional Convention. 1789-97. Member of Congress and leader of Republican Party. 1798. Author of Virginia Resolutions. 1801-09. Secretary of State. 1809-1817. President. 1812-14. War. (June 18, 1812-Dee. 24, 1814.) 1829. Member of Virginia Constitutional Conven- tion. 1836. June 28. Died at Montpelier, Va. James Madison. Growth through Formulation MADISON has often been called the "Father of the Constitution " and the title is well- bestowed, for no man saw more clearly than he the weakness of the Confederation and the need for a stronger Union; no one strove more diligently or successfully to secure the Annapolis, and later the Constitutional, Convention; no one in the Federal Convention was more influential in determining the form the new constitution should take; no one was more valiant in defence of the work of their hands, and no one was more skilful in securing its adoption; not alone in the convention of his native State, but, through the Federalist, in those of other States, his in- fluence in favor of ratification was strong. When the work of formulation and adoption was over, only the first step toward national Union had been taken; in it Madison played a principal part; in the second step of administering the new govern- ment that had been formed, in bringing into opera- tion national forces, Madison appears as leader of the opposition in Congress, and there arose a bitter 103 I04 Story of the Constitution personal and political animosity to Hamilton and to all of his measures that tended toward a strong Federal Government,^ In the Constitutional Convention and in the State /conventions for adopting the Constitution, parties I divided on the question of the kind of government to be instituted, on the question whether it should i be a loose confederation of sovereign States or a Federal Government, national in its purposes and ex- ^ f tent and supreme within its sphere. After the adop- ' tion of the Constitution the question that divides ijhem is not one of kind, but of extent. How far has this national government been entrusted with powers by the Constitution? On the question of the interpretation of the Con- stitution, Madison followed the lead of Jefferson rather than that of Hamilton and ranked himself un- der the banner of " strict construction." To his old friends the change appeared a desertion from motives of political preferment. Though motives of policy and personal friendship for Jefferson had their weight, a deeper motive must be sought. It will be ■^found in the real difference between the States, which Madison repeatedly declared was not between the large and the small States, but between the North and the South, between commerce and agriculture, between free and slave, and Madison followed Virginia and the South.^ As President, Madison carried out the policies of Jefferson till forced into an unwelcome party war 1 S. W. Gay, James Madison, p. 144 ff. 2 Ibid., p. 164. " The institution of slavery and its con- sequences formed the line of discrimination." James Madison 105 in violation of his personal feelings and of his po- litical faith. The results of the war did more to strengthen the bond of union and sense of national feeling than any previous event in the country's his- tory, and Madison thereby became the unconscious agent of the centralizing forces to which he was so ardently opposed. The later years of his life were spent in trying to teach his countrymen the true ex- position of the Constitution, but his words fell upon the ears of unresponsive, though deferential, hearers. For more than forty years Madison filled, almost without interruption, some public office, but his talents were not always of the sort that fitted him for the performance of the duties of the position to which he was called. His career falls naturally into the three periods of legislative activity, executive functions, and retirement devoted to exposition. The first closed with his retirement from the Virginia Assembly in 1800, the second with the conclusion of his second term as President in 1817, and the third with his death in 1836. Born of a well-to-do Virginia family in 1751, grad- uated from the College of New Jersey at Princeton in 1771, Madison entered upon a career of political life with more than the average social and intellec- tual equipment.^ Almost immediately upon his return from college, where he had lingered for an additional year of study, he was made a member of the " Committee of Safety " of his native county of Orange. Two years later he was a delegate to the State convention which instructed its representatives in the Continental Congress to propose a Declaration 1 Biographies by Rives, Gay, and Hunt. io6 Story of the Constitution of the Independence of the colonies. The convention then proceeded to draw up a Bill of Rights and a constitution; Madison was appointed a member of the committee on the constitution and at the age of twenty-three made his first attempt at formulating jan instrument of government. To him is to be at- tributed the authorship of the clause in the Bill of Eights declaring that " all men are equally entitled to the free exercise of religion according to the dictates of conscience." ^ In 1780 we find him making his entrance into na- tional affairs — if such they could be called — as a delegate to the Continental Congress, where he soon became chairman of the Committee on Foreign Relations ; he opposed vigorously the proposed cession of the Mississippi valley to Spain in return for an alliance, and only under protest would he instruct Jay to this effect; when the surrender of Cornwallis made the recall of the instructions possible, he lost no time in doing so. Already he caught some glimpse of the future of the United States; already there was dimly conscious to his mind some vision of the great nation that should go sweeping to the Pacific, and from this time until the Constitution was adopted there was no stauncher advocate than he of the estab- lishment of a union with a strong central govern- ment; — a union and a government strong enough to enable the people to enter into the great heritage of the West, as well as of the East. Lilie most of the thoughtful men of the day, Madi- son saw that the weakness of the Confederation was rooted in its powerlessness to raise money; the lack 1 Gay, op. cit., p. 16. James Madison 107 of money in this case was the root of all evil, for, as he said, that lack " is the source of all our public difficulties and misfortunes."^ He persistently urged upon Congress and the States the adoption of ade- quate revenue measures. The Articles of Confedera- tion provided that the expenses of the war should be borne by the States in proportion to the value of their lands. Upon a proposal to amend this provi- sion and to substitute population for lands, the question immediately arose whether the slaves should be counted in the enumeration; after much heated discussion and sharp divergence between the North- ern and the Southern States, Madison proposed " in order to give a proof of the sincerity of his profes- sions of liberality, that slaves should be rated as five to three." ^ The proposal was adopted and be- came the precedent for the action of the Federal Convention four years later in the compromise on representation. Madison was a leading spirit in the movement that led up step by step to the calling of the Constitu- tional Convention. He first suggested to Jefferson, then a delegate in Congress, the " anomalous con- dition of things on the Potomac," and proposed a conference with the Maryland delegates upon the subject. They received Jefferson's suggestion for a commission favorably and the Legislature of the State appointed it, but when the commissioners met with those from Virginia they found themselves un- able to settle all the questions involved. Pennsyl- vania and Delaware had interests in any commercial 1 Writings, ed. by Gaillard Hunt, vi., 93. 2 Gay, op. cit., p. 41. U^ io8 Story of the Constitution regulations for the river and it was determined by the Legislature of Maryland, upon consideration of the report of the commissioners, to widen the scope of action and an invitation was issued to all the States to send delegates to a convention at Annapolis. Madi- son, in the Virginia Legislature, secured the appoint- ment of commissioners from the State. The story of how the Annapolis Convention led to the calling of the Convention at Philadelphia has already been told.^ Among the distinguished delegates from Virginia Madison's name ranks next to that of Washington. Feeling the tremendous importance of the issue at stake, he set about to fit himself as fully as possible for the high task by mastering the history of con- federacies and federal arrangements, both ancient and modern, and after the Convention had begun its deliberations, with almost incredible assiduity, he made notes of the debates while they were in pro- gress; these he subsequently transcribed at length, thus furnishing us with an invaluable record of the struggle that raged round the forming of the Consti- tution and leaving a priceless commentary on the character and talents of the members.^ Madison, in conference with the other delegates from Virginia, drew up in advance the outline of a government which Eandolph submitted to the Con- vention and which became known as the " Virginia plan." ^ This plan provided for a radical change in the nature of the Union, the change from a mere 1 Cf. Chap. I. 2 Writings, vols. iii. and iv. " Journal of the Constitutional Convention." Found also in Elliot's Debates, vol. v., and in the Documentary History of the Constitution, vol. iii. 3 Writings, iii., 17 ff, and Doc. Hist., iii., 17 ff. James Madison 109 league of discordant states to a national state, ex- ercising its authority directly and, within its sphere, supremely over the individuals composing it. Madison believed it essential, if the Union was to be preserved, that there should be a change from the basis of the old Confederation: its foundation was laid in fundamental error and a return to first prin- ciples was necessary; its defects were radical and unalterable so long as the Union remained a mere confederacy.^ The chief faults of the Confederation were three in number: first, that it attempted to exercise authority over the States in their corporate capacity without reaching the individuals who com- posed them ; second, that each State had an equal voice in the deliberative council of the Union; third, that it lacked the sanction of the authority of the people for its laws. So long as these defects re- mained, there could be no hope of strength or unity, of action in the government; but Madison was far from desiring a consolidation of the States which would destroy their identity and individuality. Like Wilson, he desired a confederated republic, " an association of two or more states into one state," - — a " form of government by which several smaller states agreed to become members of a larger one, which they intend to form." Yet Madison never seemed to grasp with the same precision and clear- ness as Wilson, the idea of a new state thus formed, composed of the individuals of all the States. There is lacking any clear-cut conception of the whole people, united by the Constitution into a single state, --j!x J 1 Writings, iii., 200 ff, and Doc. Hist., iii., 151 ff. no Story of the Constitution irrespective of the existence of the State governments, for the purposes for which it was established. Wilson had said that, " in considering the national government and its purposes, the State governments, were to be regarded as non-existent." ^ To such a conception as this Madison never attained. For him the national (government is always a compound form, partaking both of a national and a federal character. " In its foundation it is federal, not national ; in the sources from which the ordinary powers of the gov- ernment are drawn, it is partly federal and partly national; in the operation of these powers, it is national, not federal; in the extent of them, again, it is federal, not national ; and, finally, in the authori- tative mode of introducing amendments, it is neither wholly federal nor wholly national." ^ Though Madi- j j son declared the Constitution to be the supreme law of the land, though he denied that it was a treaty, dependent on the good faith of the individual States, and though he maintained that the national govern- ment is the judge of its own powers, and that if it oversteps its bounds the people are to judge and ; to institute correction, yet the States as sovereign- ties and their governments subtended a far larger angle in his horizon than in that of Wilson or Hamilton. This became evident in the first Congress, in which ^ladison was a representative from Virginia. De- spite the extent of his labors in the Constitutional Convention to secure strength for the new govern- ment; despite the vigor of his advocacy of its adop- 1 Writings, iii., 279, and Doe. Hist., iii., 209. 2 Federalist, Ford's edition, No. 39. James Madison nx tion, bbtli in, the Federalist and in the Virginia Convention, when once the Constitution was adopted and the new Federal Government set in motion, Madi- son found himself immediately in opposition to Hamilton and his financial measures. The great difflciilty that had confronted the members of the Constitutional Convention had been to secure even a minimum of strength for the central government; to accomplish this end Madison labored with a zeal and ardor of expression which it is difficult to recon- cile with his later and more cautious views. As the new ^government which had been wrought out with such infinite toil and solicitude, which seemed so new and weak in comparison with tbe great States of Virginia and Massachusetts, grew in a single night under th6 magic spell of Hamilton's financial meas- ures and constitutional doctrines, Madison drew back before the work of his own hands and, as a member of Congress, sought to stem the rising tide of federal greatness that seemed to him to threaten with extinction the States, the basis of the Union.'^ He could no longer follow Hamilton and an old political and personal friendship was broken; a new association with Jefferson and the strict construc- tionists was formed. But Madison could never break away altogether from old traditions and association; he could never become the radical democrat and extremist in regard to the limitation of the powers of all governments, and of the Federal Government in particular, that Jefferson was. The success of the Federalist party and the in- temperate abuse of the Democratic-Eepublicans com- 1 Gay, op. cit., p. 144 ff. 112 Story of the Constitution bined to drive the former party to pass those extreme measures, the Alien and Sedition Acts of 1798. They were the culminating points in the long series of measures by which the power of the central govern- ment had been increased since Hamilton had first introduced his financial measures nearly ten years before. They proved to be the final straw that broke the supremacy of the Federalist party. Threatening as they did the rights of individual liberty, as well as conferring undue power upon the Executive, they were far more influential as the end of a series of aggressions than they could ever have been had they stood alone. They went further than the good sense of the people deemed wise, and after their passage nothing could have stayed the doom of the Federalist party. The opponents of the measures and of the party that had fathered them, everywhere raised the cry that the acts were unconstitutional. No one assailed the measures more vigorously, or more covertly, than Jefferson, whose position as Vice-President made it inexpedient for him to come out openly as the leader of the opposition, and whose disposition always led him to fight through others. Jefferson, however, was the recognized leader of the Democratic-Republican party, and it was well understood that anything done by the party or its more prominent representa- tives was done either at his instigation or with his acquiescence. On this occasion action was taken at the instiga- tion of Jefferson in the form of the Kentucky and Virginia Resolutions of 1798; a draft for the former was made by Jefferson with his own hand, but it was James Madison 113 somewhat modified before adoption by the Legislature. The Virginia Resolutions were drawn up by Madison after consultation with Jefferson, and are worth a detailed consideration, both from their importance at the time and from the later significance attached to them upon the proposal of the doctrine of Nullification.^ It must be borne in mind that at this time the right of the Supreme Court to declare a law un- constitutional had not been determined; it was an open question about which different views were held ; the existence of the right in any part of the ma- chinery of the dual form of government, and its location in the event it did exist, were alike unsettled. Though the authors of the Federalist had maintained the existence of such a power and had ascribed it to the Supreme Court,^ yet the Constitution itself said not a word on the subject, and it took the won- derful cogency of Marshall's logic in the famous case of Marbury v. Madison in 1803, to present in an irrefutable manner this function as indispensably lodged in the Supreme Court, and, by inference, in the other courts.^ If such were not the case, then all the labor of constitution-makers in State and nation to raise the instrument of government above the plane of ordinary laws had been in vain; all their efforts to give an added permanence and stabil- ity to the fundamental law were futile; the asser- tion contained in the Constitution itself that it was the supreme law of the land was utterly false, and 1 Cf. Appendix for the Resolutions. 2 Cf. Federalist, Nos. 44 and 78. ' U. S. Supreme Court Reports, '! Cranch 137. -t 114 Story of the Constitution the new experiment in government made by the United States was doomed to failure. It was the third of the Virginia Resolutions that the Nullifiers seized upon more than thirty years later, and that caused Madison many weary hours of explanation in seeking to free Jefferson and himself from the charge of being the authors of the new doctrine.^ After declaring that the powers of the Federal Government were the result of a compact to which the States were parties, that these powers were no further valid than they are authorized by the grants enumerated in that compact, this resolu- tion closed with the assertion That, in case of a deliberate, palpable, and dangerous j exercise of other powers not granted by the said compact, ; the States, who are the parties thereto, have the right . and are in duty bound, to interpose for arresting the j progress of the evil, and for maintaining within their j respective limits the authorities, rights, and liberties L appertaining to them. At first glance it seems not unreasonable to credit Madison and the Virginia Resolutions of 1798 with propounding a doctrine which approaches perilously near Nullification. Madison's explanation, given in 1829, of what was meant by this third resolution of 1798, may be regarded as his final conception of the nature of the Union, and is best understood in con- nection with his general views upon the question of government. That civil society, or the state, was the result of contract among the individual members was 1 Cf. Letters and other Writings of James Madison, vol. iv., p. 229. James Madison 115 an idea common to Madison as to all the political ^ philosophers of the age; from the days when he was writing for the Federalist to the time of his latest utterance he regarded the social compact as the basis of all political and social life. By it the consent of all was replaced by the consent of the majority and from it came all power in a free government. The Constitution of the United States he held to be of a double character; it is at one and the same time both the original social compact, that admittedly lay at the basis of all civil society, and the compact by which the people in the social state agreed to a government over them.^ This latter compact it is which is between the individuals as embodied in the States, hence no State can release itself at will from the compact. " The real parties to the constitutional compact of the United States," said Madison, " are the States — that is, the people thereof respectively in their sovereign character, and they alone." ^ Madi- son differed radically from the NuUifiers and, later, the Secessionists: he denied that the parties to the compact are the States in their organized capacity, or that the Union is a league or the Constitution is a treaty. " States have no more right to break away than have cities within a State." The Constitution i " is a compact among the States in their highest / sovereign capacity, and constituting the people / thereof one people for certain purposes, it cannot/ be altered or annulled at the will of the States indi-| vidually." Madison is careful to point out that in the "Virginia Resolutions the plural " States " is usod 1 Letters, etc., iv., 63. ^Ibid., iv., 18. 1 16 Story of the Constitution and to deny to the individual " State " the right to nullify a law of the Federal Government. " Vir- ginia," he declared, " asserted that the States, as parties to the constitutional compact, had a right and were bound, in extreme cases only, and after a failure of all efforts for redress under the forms of the Constitution, to interpose in their sovereign capacity for the purpose of arresting the evil of usurpation and preserving the Constitution and the Union," while " the doctrine of the present day in South Carolina asserts, that in a case of not greater magnitude than the degree of inequality in the opera- tion of a tariff in favor of manufactures, she may of herself finally decide, by virtue of her sovereignty, that the Constitution has been violated; and that if not yielded to by the Federal Government, though supported by all the other States, she may rightfully resist it and withdraw herself from the Union." ^ According to the doctrine of 1798, ours is a " con- stitutional union " ; " the error," said Madison, in writing to Edward Livingston in 1830, " in the com- ments on the Virginia proceedings has arisen from a failure to distinguish between what is declaratory of opinion and what is ifso facto executory ; between the right of the parties to the Constitution and of a single party; and between resorts within the purview of the Constitution and the idtima ratio which ap- peals from a Constitution, cancelled by its abuses, to original rights paramount to all constitutions." ^ In short, the Virginia Resolutions, as interpreted by Madison in 1830, recognized the right of revolu- 1 Letters, etc., iv., 44. ^Ibid., iv., 80. James Madison 117 tion, which the NuUifiers were attempting to erect I ^^ into a constitutional right. As he said in his famous letter to Edward Everett, in the same year: In the event of a failure of every constitutional re- sort, and an accumulation of usurpations and abuses rendering passive obedience and non-resistance a greater evil than resistance and revolution, there can remain but one resort, the last of all, an appeal from the can- celled obligations of the constitutional compact to origi- nal rights and the law of self-preservation. This is the " ultima ratio " under all governments, whether consoli- dated, confederated, or a compound of both; and it can- not be doubted that a single member of the Union in the extremity supposed, but in that only, would have a right, as an extra and ultra constitutional right, to make the appeal.^ The Federal Union, then, was no mere league, no " rope of sand " to be broken by any State at its pleasure, but a strong national government which rested upon the consent of the sovereign people of the States, and which " operated directly on indi- viduals, not on States." Madison was undoubtedly sincere when he asserted again and again that there was no inconsistency be- tween his views in 1798 and in 1830, but the interpre- tation placed by him in the latter year upon the Virginia Resolutions was certainly not the interpre- tation placed upon them in the former year by the vast majority of his fellow countrymen. When Jefferson was inaugurated President in 1801, 1 Letters, etc., iv., 101. ii8 Story of the Constitution he appointed Madison his Secretary of State. The second phase of the latter's career, that of an Ex- ecutive, now begins. Hitherto his political activity had been confined to the making of laws and of con- stitutions; for the next sixteen years he filled in succession the two highest executive offices in the land. Madison was by natural instinct and training a student and few men of his time equalled him in his knowledge of the history of governments. With his study there was soon mingled, as we have seen, a practical experience in the problems of government which ran the gamut from lowest to highest, from member of a Committee of Safety through the Con- gress of the Confederation, the Constitutional Con- ventions of the United States and of Virginia, the Assembly of his State and the House of Representa- tives to the Secretaryship of State and the Presi- dency for two terms. Such an active participation in the affairs of practical politics kept him from fol- lowing the visionary ideals of a student's chamber. Lacking in imagination, he was lacking also in fire and brilliancy; there was no spark of genius as in Hamilton, no homely wit as in Franklin. Instead there was careful consideration that approached hesi- tancy; solidity that escaped being heavy only by virtue of the lucidity and learning that accompanied it. In addition there was a reasonableness and an evenness of mind that fitted him most admirably for the great part he played in the Constitutional Con- vention. With too much of calm deliberation and too little of the element of quick determination, he failed of being a successful Executive. The temper of his mind was best suited to the consideration of James Madison 119 the principles of government as they were to be read in history and interpreted by experience. Jefferson and a large majority of the party re- garded Madison as the logical successor to the Presi- dency in 1809 and as the perpetuator of democratic principles. Jefferson's administration had given more than one severe wrench to the principles pro- claimed in 1800 and Madison succeeded to a greatly modified form of democratic principles. Jefferson had found it utterly impossible to undo the construc- tive work of Hamilton; reductions in the army and navy, in government expenses and taxes, left the powers of the Federal Government undiminished; possession of power by the Democratic-Republicans was a far different thing from its exercise by the Federalists who, they thought, were sure to use it for the people's harm. Early in Jefferson's first administration, the pro- cess of absorbing the principles and practice of the Federalists had begun. The two events that con- tributed most to drive the Jeffersonian Democrats into acting upon the principles of their rivals were the purchase of Louisiana and the second war with England. Madison, as Secretary of State, assisted in the negotiations that culminated in the piu-chase and he shared Jefferson's conscientious scruples regarding the constitutionality of the acquisition; even more did he doubt the legality of that clause of the treaty providing for the reception of the inhabitants of the ceded territory as citizens, or, in other words, he doubted the advisability of making the Constitution follow the flag by treaty arrangements. That the Constitution does not follow the flag merely as the 1 20 Story of the Constitution result of the acquisition of territory, whether by treaty or by conquest, has come to be the settled doctrine of the Supreme Court. The War of 1812 was forced upon Madison by the new spirit that found entrance into Congress in 1811, and the charge was made that he agreed to war as the price of a second term.^ Certain it is that a policy of war meant turning his back upon principles that had been regarded as fundamental; it meant an increase of the army and navy, of taxation and pub- lic debt; it meant vigorous action on the part of the central government and an exercise of authority by it that a decade before would have been regarded as fatal to liberty. Had it not been that the war was a party war, carried on in the face of an opposition from the rem- nant of the Federalist party that came dangerously near disunion, its nationalizing effect might have been vastly greater. It nevertheless succeeded in gathering together and crystallizing into a strong sense of patriotism and national sentiment, the varied elements begotten by national growth and expansion and by the brilliant victories of a national navy. American pride had been enlisted on the side of the national government. However discreditable in its origin and conduct, the war firmly established the government of the United States both at home and abroad. For the first time there was a conscious recognition of its permanency and its supremacy. Around it had gathered the sentiment of a growing national feeling. Madison's part in this development was negative rather than positive; the war was not 1 Gay, op. cit., p. 296-297. James Madison 121 of his seeking, but was forced on him by the young generation that had come out of the West, whose spirit was embodied in Henry Clay. " We ask for energy," they said, " and we are told of his modera- tion; we ask for talent, and the reply is his un- assuming merit." Whether he realized it or not, whether he desired it or not, Madison upon his retirement from the presidency left behind him a nation, for the first time conscious of its nationality and just beginning to pride itself on its greatness and its unlimited possibilities. After the war it would have been ridiculous for any State to put forward pretensions of comparing in dignity, honor, or respect, to say nothing of power, with the Federal Union. The Union was well launched upon the sea of nationality, upon which it has since sailed, with many a blow and now and again a storm, but always with increasing power and always attended by in- creasing respect and admiration from the great body of the people. After his retirement from the Presidency in 1817, Madison spent the remaining years of his life at his home, Montpelier, second only to the " Sage of Monticello " in the people's eyes. He engaged in a voluminous correspondence with his friends in which he gave fresh expression to his views upon many of the disputed questions regarding the character and power of the Federal Government. He still believed the government was compounded of federal and na- tional elements; the Constitution, though a compact, was not one to which the State governments were parties, nor the State governments on the one hand and the Federal Government on the other ; " the 122 Story of the Constitution parties are the States, i. e., tlie people thereof respec- tively in their sovereign character and they alone." The Supreme Court was still regarded as the rightful arbiter in controversies between the Federal and the State governments regarding their powers ; " if it concur in usurpations, remonstrances, instruction, recurring elections, impeachment, and amendment are the remedies open to the people, and should all these prove of no avail, there is the final right of revolution and rebellion." His long career in the public service, the important part he had taken in the Constitutional Convention, his age and his learning and the esteem in which he was held contributed to lend importance to his views. Two things tended to minimize their in- fluence: in the South, new and special interests were rapidly forcing men into constructions of the Con- stitution which were far narrower than the limits of the " strict construction " of the Democratic- Republicans; in the North the spirit of nationality was far outrunning " Madisonian Federalism." There was no middle ground that could be held success- fully between the conflicting tendencies, and Madi- son's views were regarded by both parties as temporizing and they satisfied neither. The members of the Constitutional Convention were far from unanimous in their opinions regarding their own work, and some points they had purposely left unsettled because of the impossibility of agree- ment regarding them. They had taken a middle ground through Hfany compromises, but the forces of national development could not be restrained by " parchment barriers." The elements of national James Madison 123 discord could be hushed for a time, but they could not be reconciled by any nice adjustment of phrases, and sooner or later they were destined to break forth into warring factions which were the fiercer for their long restraint. Madison, however, was dimly aware of a change that was taking place in men's thought, though he stood too near it to be able to perceive it with clear- ness. What we now recognize as a fundamental change in the philosophic basis of thought was to him but a new use of language.^ The doctrines of Nullification and Secession are to him " errors which have their source in the silent innovations of time on the meaning of words and phrases." His attitude is nowhere more clearly shown than in his view of sovereignty. In the debates of the Constitutional Convention, in the pages of the Federalist, and in his letters and writings down to his death, Madison proclaims the doctrine of a divided sovereignty.^ Sovereignty is identified with supreme power and this power is divided between the States in their united and in their individual capacities. It was inconceivable how a confederated republic could be established if sovereignty could not be divided. In 1830, five years before his death, he gives utterance to a protest against a new idea that was just begin- ning to make its appearance under the auspices of no less distinguished a name than that of Calhoun, then at the height of his power. This new idea pro- 1 See a very illuminating article The Social Compact and the Constitution, by A. C. McLaughlin in the American His- torical Review, April, 1900. 2 Cf. Letters, etc., iv., 390, Sovereignty. 124 Story of the Constitution claimed the indivisibility of sovereignty, an idea that Madison felt was subversive of the whole system of government. " If sovereignty cannot be thus di- vided," he declared, " the political system of the United States is a chimera, mocking the vain pre- tensions of human wisdom." ^ We have come to believe that Calhoun was right in his view that sovereignty cannot be divided, but it took the strife of battle through four long years to determine that , though Calhoun was right in declaring that sov- "7^ I ereignty was indivisible, he was wrong in attempting to locate that undivided sovereignty in the individual States and not in the Federal State. ^Letters, etc., iv., 61. VI John Marshall. Growth through Legal Interpretation laS JOHN MARSHALL 1755. Sept. 24. Bom in Fauquier Co., Va. 1775. At outbreak of Revolution joined Virginia troops. 1777. May. Promoted to Captaincy. 1779. Aug. 19. Returned to Virginia to take charge of militia. Heard law lectures at William and Mary Col- lege. 1780. Admitted to Bar at Williamsburg. Delegate to House of Burgesses. Returned to his company. 1781. Resigned and took up practice in Fauquier Co. Removed to Richmond. 1782-88. Delegate to House of Burgesses. 1788-91. Delegate to House of Burgesses. 1788. Member of Virginia Constitutional Convention. Declined position of Attorney-General under Washington. 1791-97. Lawyer at Richmond. 1797. Marshall, Pinckney, and Gerry appointed spe- cial envoys to France. 1798. Returned to New York. 1799-1800. Representative in Congress. 1800. Secretary of State. 1801-1835. Chief Justice of the Supreme Court. 1807. Tried Burr. 1835. July 6. Died at Philadelphia. 126 VI John Marshall. Growth through Legal Interpretation THE success of the Democratic-Republican party and the election of Jefferson to the Presidency in 1800 did not result in depriving the Federalists of all influence and control over national affairs. Though the wave of triumphant democracy had swept away the Federalist majority in both Houses of Congress and had seated the guiding spirit of the movement in the chair of the Chief Executive, it fell back baffled before the Supreme Court. The theory of the makers of the Constitution that a separation of the powers of government was es- sential to liberty, that it was necessary to balance part against part, and to oppose power to power, as a check upon the natural tendency of all govern- ments to strengthen themselves at the expense of the people, now brought unconcealed chagrin to that very party which was loudest in its outcries against the dangers of centralization. Though the Legislative and Executive branches of the government were con- trolled by the Democratic-Eepublicans, the Judiciary remained under Federalist prepossessions. The Su- 127 12 8 Story of the Constitution preme Court under the leadership of the greatest of its Chief Justices, John Marshall of Virginia, was just entering upon its career as interpreter of the Constitution. Despite the angry protests of the Democratic-Republicans, it continued the develop- ment of the national theory of the Union which had been so successfully begun during the twelve years of Federalist supremacy. The active, planning will of the Federal Govern- ment was dominated by that party which stood for lessening the powers of the central government and maintaining the sacredness of local self-government as the safest guarantee of liberty. The Supreme Court, representing " judgment," not " will," as the authors of the Federalist had declared, was pervaded with the spirit of the party that desired a strong central government — and judgment triumphed over will. In the Constitutional Convention much distrust of democracy had been evidenced by the " Fathers " and many ingenious devices had been contrived to stay the hot temper of the masses; the more deliberate Senate was to check the hasty action of a House too close to popular passions to be altogether trusted, and a President's veto afforded still further guaran- tee of deliberate legislative action. Moreover, every check and balance of one part of the governmental machinery against another furnished a possible op- portunity for the minority to prevent or delay the action of the majority, and of one party to balk its rival of complete control of the government for years after the tide of popular favor had swept that rival into the elective offices. The whole question of John Marshall 129 parties and consequently the possibility of a dead- lock between them, seems to have been but dimly perceived by the framers of the Constitution. For more than thirty-four years Marshall served as Chief Justice and under his fostering care the interpretation of the Constitution in a national sense went on apace. It would, however, be as absurd to ascribe this development solely to the action of the Court as not to recognize the fact, that, without its action, the development would have been impos- sible. Other and important influences were at work in the same direction; the Democratic-Republican party found itself unable to overthrow the construc- tive measures of the Federalists and was obliged to accept in practice, though it rejected in theory, the principles of their opponents. As a result of this process of absorption, both parties came to recognize the supremacy of the Constitution and the function of the Supreme Court as its interpreter, to acquiesce in the view that a nation had been created by the Constitution and to take pride in its glory and greatness. The period of the blind worship of the Constitu- tion as the chief cause of national greatness begins and the struggle of parties over " loose " and " strict " construction proves insufficient to preserve their separate existence. The War of 1812 had been the principal cause of uniting all men under the banner of nationality. For the first time the spirit of the nation triumphed over that of the States; the old view of the Union as a mere league of States was pushed into the background, until another genera- tion, under the strong pressure of economic suffer- 13° Story of the Constitution ing, should summon Nullification to its defence. Even then only South Carolina felt the burden to be intolerable; another generation of cotton, slavery, and the tariff was required to mould the South- ern States into a " solid South," to draw them to- gether into a common purpose and movement; when this took place Nullification had given way to its more logical, as well as more destructive, successor, Secession. No name could be more typical of the great con- stitutional development of this period than that of John Marshall, the " expounder of the Constitution." Marshall was born in Fauquier County, Virginia, on September 24, 1755 ^ ; he received his early educa- tion under a private tutor and at the outbreak of the Kevolution had begun the study of the law. His heart was always with the patriot cause and he at once joined the Virginia troops, was soon promoted to a captaincy and took part in the battles of Monmouth, Brandywine, and Germantown, and in the storming of Stony Point. In 1779 he returned to Virginia to take charge of the militia, and occupied his leisure by hearing the law lectures then being de- livered at William and Mary College by the dis- tinguished jurist, George Wythe, and in 1780 was admitted to the bar at Williamsburg. Believing that he was again needed in the army, he returned alone and on foot to his company, but resigned the follow- ing year after the surrender of Cornwallis, and began 1 Cf. A. B. Magruder, John Marshall, in American Statesmen Series; H. Flanders, Life and Times of John Marshall, in Life and Times of the Chief Justices of the United States, vol. ii., pp. 279-550, and G. Van Santvoord, Lives of the Chief Jus- tices, vol. iv., pp. 293-456. John Marshall 131 the practice of law in Fauquier County and then at Richmond, where his success was immediate and distinguished. Marshall, like most young Virginia lawyers, en- tered politics and in 1780 was elected a delegate to the House of Burgesses, in which he continued to serve almost uninterruptedly for ten years. In 1788 he was a member of the Virginia Constitutional Con- vention and lent his active support in favor of the adoption of the Federal Constitution. It is a little surprising that Marshall was not a member of that distinguished body of delegates from Virginia to the Convention at Philadelphia ; certainly both his talents and his reputation would have justified his selection, for he declined the post of Attorney General in Wash- ington's Cabinet to devote himself to the practice of his profession. Marshall's next public service was in 1797, when, with Pinckney and Gerry, he was sent as a special envoy to France on the mission that gave rise to the famous X Y Z letters. Upon his return to New York he was tendered a public ban- quet by Congress and in the following year he was elected a member of the House of Representatives. President Adams appointed him Secretary of State in 1800 and Chief Justice of the Supreme Court in the following January. This position Marshall filled with distinguished honor till his death on July 6, 1835, at Philadelphia. As notable and as varied as were his public serv- ices, Marshall's greatest service to his country was rendered as a judge, and it is upon his interpreta- tion of the Constitution as the supreme law of the land, and upon his decisions of the large questions 132 Story of the Constitution that arose out of the complex relations of the States and the nation, that his fame must rest. To ap- preciate fully Marshall's influence upon the develop- ment of the Constitution, we must remember that he dominated the Court during the years of his Chief Justiceship, that the vast majority of the opinions upon constitutional questions were rendered with his sanction and support, and that most of the important opinions were written by him.^ Only one question of importance to the interpretation of the Constitu- tion had been decided previous to his becoming a member of the Court. This was the case of Chis- holm V. Georgia, in which Justice Wilson had ex- pressed his opinion so emphatically that the Union was a nation, sovereign for the purposes for which it had been created, and, within its sphere, indepen- dent of the States.^ The first task of Marshall and the Court was to demonstrate what has been called the " efficiency " of the Constitution.^ The Constitution had nowhere expressly conferred upon the courts the power to declare a law unconstitutional, and at the February term in the year 1800, Mr. Justice Chase had said, in the case of Cooper v. Telfair : Although it is alleged that all acts of the legislature, in direct opposition to the prohibitions of the Constitu- 1 Constitutional History as Seen in American Law, article by Hitchcock, Constitutional Development in the United States as Influenced by Chief Justice Marshall, p. 57. This is an ex- cellent work to which I am much indebted. 22 Dallas, 419. 3 Hitchcock, op. cit., p. 76. John Marshall 133 tion, would be void, yet it still remains a question, where the power resides, to declare it void. I 1 / Such a declaration is all the more important in view of the Virginia and Kentucky Resolutions of 1798-99, which declared that the power resided in the States, the parties to the compact, in case " of a deliberate, palpable, and dangerous exercise of other powers not granted by the said compact." It seems self-evident to us that this power should reside in the courts, that it should be their duty to declare void any law repugnant to the Constitution, and, in doing so, to judge of the extent of the powers delegated to the Federal Government; but in the face of the cry that this would make the discretion of the court and not the Constitution the measure of those powers, neither the court nor the country had taken the position that the Supreme Court must be the final arbiter in the event of a conflict between the States and the nation over the extent of the delegated powers. This position, however, Marshall assumed in the case of Marbury v. Madison in 1803.^ Madison, as Secretary of State under Jefferson, refused to issue to one William Marbury his com- mission as a Justice of the Peace for the District of Columbia, although the facts showed that Marbury had been nominated to the Senate by President Adams, that the nomination had been confirmed by the Senate, and that the commission had been signed and sealed, but not delivered to Marbury, before the administration of Adams closed. 14 Dallas, 19. 2 1 Cranch, 137, 134 Story of the Constitution Marshall delivered the opinion of the Court in this important case. After determining that the appoint- ment was complete with the signing and sealing of the commission, and that in consequence Marbury had a right to the office and a remedy for his ex- clusion, he took up the question of the right of the Court to grant the remedy prayed for. The Con- stitution confers upon the Supreme Court original jurisdiction " in all cases affecting ambassadors, other public ministers and consuls, and those in which a State shall be a party." ^ In all other cases to which the judicial power of the United States ex- tends, the Supreme Court shall have appellate juris- diction. Under the terms of the Judiciary Act, the power had been conferred upon the Court of issuing a mandamus, the remedy sought by Marbury, in cases other than those involving appellate jurisdiction. Such an exercise of original jurisdiction had not been conferred by the Constitution and the question of the supremacy of the Constitution when in conflict with an ordinary law was squarely presented ; the " ef- ficiency " of the Constitution was to be tested. Marshall's opinion is so clear and convincing, goes so directly to the heart of the whole matter, and sets forth so correctly the true and essential nature of a written and " rigid " Constitution that it ought to be familiar to all. The people, said Marshall, have an original right to determine such principles for their government as in their opinion shall most conduce to their own happiness; that the principles thus established are fundamental and designed to be permanent; that the original and supreme will of 1 Art. iii., Sec. 2. John Marshall 135 the people organizes the government, distributes and limits the powers as it sees fit, and commits the limi- tations to writing. The government of the United States is of this character. To what purpose are powers limited, and to what pur- pose is that limitation committed to writing, if those limits may, at any time, be passed by those intended to be restrained ? . . . The Constitution is either a superior paramount law, unchangeable by ordinary means, or it is on a level with ordinary legislative Acts, and, like any other Acts, is alterable when the legislature shall please to alter it. If the former part of the alternative be true, then a legislative Act contrary to the Constitution is not law; if the latter part be true, then written constitutions are absurd attempts, on the part of the people, to limit a power in its own nature illimitable. ... It is emphati- cally the province and duty of the judicial department to say what the law is. Those who apply the rule to particular cases must of necessity expound and interpret the rule. If two laws conflict with each other, the courts must decide on the operation of each. . . . This is of the very essence of judicial duty. If, then, the courts are to regard the Constitution, and the Constitution is su- perior to any ordinary Act of the legislature, the Con- stitution, and not such ordinary Act, must govern the case to which they both apply. Thus the " efficiency " of the Constitution was demonstrated. The power of the Court to uphold the supremacy of the Constitution and to restrain Congress within the limits set by that instrument was established. The importance of the decision can not be overestimated, for it in reality determined the nature both of the Constitution and of the Union; 136 Story of the Constitution it confirmed the doctrine of the limitation of the powers of the Federal Government and the peculiar function of the Supreme Court to maintain the limi- tations set by the Constitution; it determined where the power lay to declare a law in conflict with the Constitution void. While it denied to the Federal Government the right to extend its powers at will, it nevertheless assumed for it the right, through one of its branches, to judge of the extent of the powers conferred upon it by the Constitution. The Federal Government was one of limited powers, but of the limits of those limits it itself was to judge. The decision shows, moreover, very clearly that it was not Marshall's desire to exalt the Court above the other departments; he states as explicitly as could be desired the true function of the Court; it cannot out of the fulness of its power, sit in judg- ment on the acts of Congress and declare such acts unconstitutional, but it must wait till the individual case is brought before it; its decision, then, shall be rendered irrespective of the law in violation of the Constitution. Nor has it any intention " to inter- meddle with the prerogatives of the Executive " or to consider questions which involve Executive dis- cretion. " There exists and can exist," says Marshall in this same decision, " no power to control that discretion. The subjects are political. They respect the nation, not individual rights; and being intrusted to the Executive, the decision of the Executive is conclusive." Political policies have never been made the subject of judicial decision by the Court, and in this recognition of the limits to its own sphere, it assured itself of the almost unquestioned support of John Marshall 137 the nation in that ever widening field of true judicial interpretation that lay before it. Following close upon the establishment of the " efficiency " of the Constitution, came a second problem of importance, that of the " extent " of the judicial power.^ " The nation, the Constitution, and the laws were in their infancy,'' 2 and the great question was whether the system would work. The solution of this ques- tion depended in large measure upon the success of the Judiciary in assuming a position of equality to the Executive and Congress within the limits of the delegated powers, and in establishing itself above all State courts. How the former was attained has been shown in the case of Marbury v. Madison. The contest be- tween the Federal and the State Judiciary was keen and prolonged, with frequent touches of bitterness and violence. For a decade Marshall was at war with the Supreme Court of his native State, and the most violent opponent of his efforts to secure the supremacy of the Federal Supreme Court was Judge Eoane of the Supreme Court of Virginia.* Roane was dangerous because he was the mouthpiece of the Democratic-Republicans of that State. Marshall be- lieved that " the whole attack, if not originating with Mr. Jefferson," was " obviously approved and guided by him." The conflict with the Virginia court extended from 1813 to 1821 and may be traced in three of Mar- 1 Hitchcock, op. dt, p. 82. ^Ibid., op. cit., p. 56. Quotation from Chief Justice Waite. ^American Historical Review, July, 1907: Chief Justice Mar- shall avd Virginia, by William E. Dodd. 138 Story of the Constitution shall's decisions, — Martin v. Hunter's Lessee (1813)/ McCulloch V. Maryland (1819),^ and Cohens v. Vir- ginia (1821).^ Its heat was due to differences of opinion with respect not only to the legal but also to the political questions involved, and Virginia Re- publicans did not hesitate to proclaim Marshall a traitor to his State. In the first case an appeal was taken from a de- cision of the Virginia court to the United States Supreme Court on the ground that rights granted by the treaty of 1783 had been denied, and the de- cision of . the Virginia court was reversed. Judge Roane and his associates formally announced that the decision of the United States Court would not be obeyed. Public opinion in Virginia fully sus- tained the local court, while the opinion of Judge Roane was a political manifesto in favor of State sovereignty. The Supreme Court at once took notice of the refusal of the Virginia court; the case was gone over again, the points of the former opin- ion were reaffirmed, and the United States marshal was ordered to execute the decision of the Supreme Court. The contest of ideas and the rivalry of men was, however, far from finished with the settlement of this case. In 1819 the conflict was renewed in the case of McCulloch v. Maryland ; once again Marshall and Roane were antagonists. In this case the doc- trine of the " implied powers " of the Constitution was accepted by the Court, its right to determine the 1 1 Wheaton, 304. 24 Wheaton, 316. 8 6 Wheaton, 264. John Marshall 139 constitutionality of laws, already affirmed in the case of Marbury v. Madison, was reasserted, and the right of Congress to establish a National Bank was settled. To Roane the exercise of such power by the Court was a usurpation. In a series of papers contributed to the Richmond Enquirer, he put for- ward the view of the Virginia and Kentucky Reso- lutions and declared, that, if Marshall's view pre- vailed, the " rights and freedom of the people of the States " were lost and that a resort to force might be found necessary. The attention of the public was soon directed else- where by the high-handed proceedings of General Jackson in Florida, and upon this picturesque figure the fire of the Virginia malcontents was directed, to the relief of the Supreme Court. The third and final conflict between Marshall and the State court came in the case of Cohens v. Vir- ginia. Of the opinion it has been said that no other decision " afiEords a more splendid example of Mar- shall's intellectual power, his profound political in- sight, or his unalterable devotion to the Union." ^ The questions presented to the Court, said Marshall, in rendering the decision, maintain that the nation does not possess a depart- ment capable of restraining peaceably, and by au- thority of law, any attempts which may be made, by a part, against the legitimate powers of the whole; and that the government is reduced to the alternative of submitting to such attempts, or of resisting them by force. They maintain that the Constitution of the United States has provided no tribunal for the final construc- 1 Hitchcock, op. cit., p. 90. I40 Story of the Constitution tion of itself, or of the laws or treaties of the nation; but that this power may be exercised in the last resort by the courts of every State in the Union. That the Constitu- tion, laws, and treaties may receive as many construc- tions as there are States ; and that this is not a mischief, or, if a mischief, is irremedial. Again, after quoting that part of the Constitution which declares that this Constitution, and the laws of the United States which shall be made in pursuance thereof, and all treaties made or which shall be made under the authority of the United States, shall be the supreme law of the land, and the judges in every State shall be bound thereby, any- thing in the Constitution or laws of any State to the contrary notwithstanding,^ the Chief Justice continued in words of solemn and convincing import: This is the authoritative language of the American people ; and, if gentlemen please, of the American States. It marks, with lines too strong to be mistaken, the char- acteristic distinction between the government of the Union and those of the States. The general government, though limited as to its objects, is supreme with respect to those objects. This principle is a part of the Consti- tution ; and if there be any who deny its necessity, none can deny its authority. • •••••••• The people made the Constitution, and the people can unmake it. It is the creature of their will, and lives only by their will. But this supreme and irresistible power to make or to unmake resides only in the whole body of ^ Art. vi. John Marshall 141 the people ; not in any subdivision of them. The attempt of any of the parts to exercise it is usurpation, and ought to 6e repelled iy those to whom the people have delegated their power of repelUng it. Having demonstrated the " efficiency " and the " ex- tent " of the judicial power, having established the right of the Court to disregard a law repugnant to the Constitution, having maintained its supremacy in all matters arising out of the Constitution, and having shown its power to uphold the Federal au- thority, the Court had yet another important question to settle under the leadership of Marshall. Though the Constitution enumerated, it did not define the powers which it granted and the process of definition, as Marshall said, " is perpetually arising, and will Tjrobably continue to arise as long as our system shall exist." ^ The enumeration of the delegated powers closes with the statement that Congress shall have power " to make all laws which shall be necessary and proper for carrying into execution the foregoing powers, and all other powers vested by this Consti- tution in the Government of the United States, or in any department or officer thereof." ^ In the case of the United States v. Fisher,* in 1804, Marshall had laid down the fundamental principle of interpreta- tion when he said : In construing this clause it would be incorrect, and would produce endless difficulties, if the opinion should ''■ McCulloch V. Maryland, 4 Wheaton, 405. 2 Art. i., Sec. 8. 3 2 Cranch, 358. 142 Story of the Constitution be maintained that no law was authorized which was not indispensably necessary to give effect to a specific power. . . . Congress must possess the choice of means, and must be empowered to use any means which are in fact conducive to the exercise of a power granted by the Constitution. Following the line of argument developed by Hamilton in his memorial on the constitutionality of a National Bank, Marshall gave the stamp of judicial approval to the principle of " implied powers " as contained in this so-called " elastic clause " of the Constitution. The same question, as we have seen, was presented to the Court in 1819 in the case of McCulloch v. Maryland. The earlier opinion was reaffirmed in still more emphatic language. " Let the end be legitimate," said Marshall, " let it be within the scope of the Constitution, and all means which are appropriate, which are plainly adapted to that end, which are not prohibited, but consist with the letter and spirit of the Constitution, are constitutional." ^ " That the States have no power, by taxation or otherwise, to impede, burden, or in any manner con- trol any means or measures adopted by the govern- ment for the execution of its powers," * was established in this as well as in subsequent cases. The Court declared " that the power to tax involves the power to destroy; that the power to destroy may defeat and render useless the power to create." * " The question is, in truth, a question of supremacy ; 1 4 Wheaton, 421. 2 Hitchcock, op. cit., p. 94. ^McCulloch V. Maryland, 4 Wheaton, 316, 431. John Marshall 143 and if the right of the States to tax the means em- ployed by the general government be conceded, the declaration that the Constitution, and the laws made in pursuance thereof, shall be the supreme law of the land, is an empty and unmeaning declaration." ^ Among the powers delegated to Congress was that " to regulate commerce with foreign nations and among the several States, and with the Indian tribes." ^ Out of this clause have grown all the at- tempts, recently so numerous, by legislation and judicial decision, to regulate and control " inter- state commerce." Most of the fundamental prin- ciples which have governed the action of Congress and the courts were laid down by Marshall. We can only indicate some of the more important. In Gibbons v. Ogden ^ it was determined that commerce was not merely traffic but was commercial inter- course of all kinds; that it included navigation, that the power vested in Congress was complete and exclusive, and that the exercise of this power must extend within the territorial jurisdiction of the States, and " must include every case of commercial intercourse which is not a part of the purely in- ternal commerce of a single State." These principles have found application and enlargement in a host of cases from that day to this, all carrying out the fundamental ideas of Marshall. Turning to the express limitations put upon the power of the States by the Constitution, we find some of Marshall's most important decisions, par- ^ McCulloch V. Maryland, 433. 2 Const., Art. i., Sec. 8. 3 9 Wheaton, 189. 144 Story of the Constitution ticularly those involving the sanctity of contract. Most notable among these stands the Dartmouth College case, in which the old and the young cham- pion of national strength and unity won added fame. Marshall, the judge, and Webster, the advocate, never showed to finer advantage their faith in the Consti- tution and the Union than in this case. Finally it remains to notice a decision which has been of the utmost consequence in the history of our growth as a nation and which has found fresh appli- cation in the past ten years as a result of our policy of imperialism. Jefferson, it is well known, believed that in the acquisition of Louisiana he " had done an act beyond the Constitution," and he went so far as to draft an amendment to the Constitution which provided for the incorporation of the new territory in the United States. The general approval with which the purchase was received rendered the amend- ment unnecessary, and Congress appropriated the money necessary to complete the transaction and passed all laws required to carry the treaty into execution. Twenty-five years later, in the case of the American Insurance Co. -;;. Canter,^ in which the validity and the effect of the treaty providing for the purchase of Florida in 1819 were called in ques- tion, Marshall concluded the matter so far as judi- cial determination was concerned in the following words : " The Constitution confers absolutely on the government of the Union the powers of making war and of making treaties; consequently that gov- ernment possesses the power of acquiring territory, either by conquest or by treaty." 11 Peters, 511. John Marshall 145 In accordance with this principle we have seen our power stretch far beyond our shores and take possession of insular territories; it has made it pos- sible for the United States to enter upon its career of expansion and in consequence to take its place as one of the great powers of the world. When Marshall ascended the bench as Chief Jus- tice of the United States, the first wave of reaction had set in against the concentration of power in the Federal Government. Strength and power had been the requisites scarce a dozen years before to deliver the country from anarchy, but now they seemed, to the reactionary spirit, destined to be the means of subverting liberty and establishing monarchy and tyranny, and under the party cry of liberty and self- government the Democratic-Republicans had tri- umphed. When Marshall laid down the ermine along with his life, the country was just beginning to wit- ness the second reaction against too great power in the central government. South Carolina and Nulli- fication were the logical successors of the Virginia and Kentucky Resolutions; Calhoun and the Fort Hill address, of Roane and the Richmond Enquirer. The Federalist principles had beyond question per- sisted in the interpretation of the Constitution at the hands of the Court and even in the political branches they found a quiet acceptance in practice. Had not the baleful infiuence of slavery cast its shadow over the land and produced a " peculiar in- stitution," demanding support from every possible source, even from the Constitution itself, it is highly probable that the great work of Marshall, in estab- lishing the national principles and doctrines of the 146 Story of the Constitution Constitution, would have sufficed to determine for all time the nature of the Union. Never would it have been necessary to draw the sword in final arbitrament. VII Andrew Jackson. Growth through Democratization 147 ANDREW JACKSON 1767. Mar. 15. Born near boundary line between North and South Carolina. 1784-88. Studied law in Salisbury, N. C. 1788. Licensed to practise law. 1791. District Attorney for the Mero District. 1796. Delegate to State Constitutional Convention. First Representative in Congress from Ten- nessee. 1797. Elected to U. S. Senate. 1798-1804. Judge of Supreme Court of Tennessee. 1801. Major-General of State Militia. 1813-14. War with Creek Indians. 1814. May 31. Appointed Major-General in U. S. Army. 1815. Jan. 8. Battle of New Orleans. 1817. Dec. 17. Took personal command of U. S. troops. 1819. Feb. 8. Congress sustains his action in Florida. 1822. U. S. Senator from Tennessee. 1824. Candidate for President. 1825. Resigned from Senate. 1828. Elected President. 1832. July. Vetoed Bill rechartering National Bank. Nov. Re-elected President. Dec. Nullification Proclamation. 1837. Retired from public life. 1845. June 8. Died at the Hermitage, 148 VII Andrew Jackson. Growth through Democratization THE success of democracy in the election of Jeffer- son in 1800 was only partial. It meant merely that the country repudiated the extremes to which the Federalists were driving the national develop- ment. A desire to preserve the complete indepen- dence of local self-government, which the Democratic- Republicans professed to believe was imperilled by the strengthening of the central government, united with the carefully cultivated sentiment that the Federalists were monarchists, or at least aristocrats, and that they feared and distrusted the people, gave to the movement organized by Jefferson the sem- blance of democracy. To the extent that it professed a belief in the wisdom of the multitude and a respect for local self-government as the bulwark of liberty, it was more democratic than its opponent; but it would be a great mistake to imagine that its profes- sions were such as to-day would be regarded as con- sistent with thorough-going democracy. Jefferson's belief in the people had back of it always the sup- position that the people would be wise enough to suffer themselves to be led by men like himself, — ■ men thoroughly imbued with the ideals of democracy, and fitted by their training to carry them out far 149 15° Story of the Constitution better than the people could do it for themselves. There was still present the belief in the superiority of the Virginia Dynasty as the people's leaders. The democracy of Jefferson, moreover, was far removed from that modern tenet of the faith which demands the suffrage as the inalienable right of man. At that period property and educational qualifica- tions, not inconsiderable in extent, were required almost universally both for office-holders and voters. The democracy was in reality based on property, and the limited body thus enfranchised was expected to yield itself to the wisdom of approved leaders.^ The Jeffersonian revolution was after all very limited in its radicalism. Yet the Federalists dreaded its weakening effect on the centralizing tendencies of the Federal Government. Their apprehension on this score was exceeded by their fear of the rule of the masses, of the fickleness and passion of " de- mocracies," and of those characteristics which litera- ture had made classic through reference to the Greek city-states and the Italian republics as models. None of their fears was realized. The funda- mental principles of the government were continued unchanged by the Democratic-Eepublicans, the essen- tial character of the Union was unassailed; only its tone and complexion were altered; a dull gray re- placed the black; expenditures civil, military, and naval were cut down, but Louisiana was purchased. Nor did passionate and hasty democracy sweep away all the barriers and overleap all the hindrances erected in the Constitution against the immediate triumph of the popular will; there was only a half- 1 H. J. Ford, Rise and Growth of American Politics, p. 132 ff. Andrew Jackson 151 hearted attack upon the Judiciary as the bulwark of a defeated party against the complete supremacy of its rival. There was less ceremony and more of simplicity, a change which was greatly facilitated by the transfer of tlie seat of government from the most fashionable city of the Republic to the dreary wastes of the newly laid-out city of Washington. Yet on the whole things moved on much as they had done before; men of the same general type and of the same general social position continued in control. The real aristocracy of education and training re- mained as before the leaders of thought and action. Democracy had triumphed, but in theory rather than in practice ; and another generation must arise under other conditions before the " People " should come into their own. These new conditions were many, but none of them contributed so much to the development of new ideas in respect to the government as did the settling of the country beyond the Alleghanies; and of these new conditions and new theories respecting govern- ment, Andrew Jackson was the unconscious embodi- ment. Born in 1767, so near the border line between North and South Carolina that his most exhaustive biographer and Jackson himself are at variance as to which State shall have the honor of his birth- place, he was early made to feel the hardships of the War for Independence, which in the end caused the death of his mother and his two brothers, in- flicted upon him, child though he was, wounds and imprisonment, and engendered in his heart a fierce hatred of the British which sought and won its revenge at New Orleans. IS 2 Story of the Constitution His father, a Scotch-Irishman from Carrickfergus, County Antrim, Ireland, who had come over in 1765, had died a few days before Jackson's birth, so that the close of the Eevolution found him an orphan, dependent upon his mother's relations. His train- ing was that of the frontier settlement and his education of the most meagre sort.^ The stories of his early years give little promise of the future ; they show a dashing, dare-devil spirit, with little of serious purpose and less of serious effort, living the wild, free life of an outpost of civilization where sus- tenance was easy and refinement impossible. In 1784 he began the study of law at Salisbury, N. C, but even then life did not become too serious. He was the gayest and most careless of all the young blades, fond of horse-racing and cock-fighting and spending no small part of the four years at Salisbury in these pursuits. Admitted to the bar in 1788, he was in 1791 ap- pointed District Attorney for the Mero district, com- prising the settled portions of North Carolina that lay beyond the mountains. The eastern part of this district had just been through the anarchy of the abortive efforts to establish the " State of Franklin," and the western portion, reaching as far as Nash- ville, was suffering from almost daily attacks by the lurking savages. Many settlers everywhere along the Western boundary of civilization, as it slowly pushed its way toward the Pacific, ^ Lives by Parton, Sumner, Buell, and Colyar. Also see C. H. Peck, The Jacksonian Epoch; W. MacDonald, The Jack- sonian Democracy, and C. E. Merriam, American Political Theories. Andrew Jackson 153 degenerated into a condition not far removed from that of the savage. The restraints of civilization became unbearable and, like the deer and the Indians, they kept just ahead of the advancing line of settle- ment.^ In such a community Andrew Jackson be- gan his career as an officer of the State ; he performed his duties fearlessly, if not always with wisdom, and in 1796 he was elected the first Representative from the new State of Tennessee. A year later he was appointed Senator to succeed Blount who had been expelled. His career as a Senator was of short duration, for he resigned his seat in 1798 and in the same year was made " Judge of the Superior Courts " of Tennessee. A man less suited for the position in an older civilization can scarcely be imagined. Yet there were no serious complaints against his decisions. Force of will and violence of temper commanded respect in a society where the restrictions of law weighed lightly, where the security of life and prop- erty were less dependent on law than on individual effort, and where the code of honor found imitation and reproduction in a travesty of the original. Jackson ended his services on the bench in 1804. By this time he had firmly established himself in the raw community as a man who could and would do things, without fear either of individuals or of so- ciety; he had fought his duels, raced his horses, and matched his game-cocks ; he had married a lady with- out observing proper care in determining whether she had been legally divorced, and had thereby laid up for himself a wealth of slander and heart-burn- 1 Sumner (ed. of 1899) , p. 6 ff. 154 Story of the Constitution ing for the future; he was thoroughly representative of the crude life of the times in that section, both in his social and political ideals and relations. He had been charmed by Burr, the fallen idol of de- mocracy, and had been enlisted in assisting his preparations till suspicion of their treasonable intent was aroused; at tlie time of tlie trial, to which he had been summoned as a witness, he delivered a public harangue in defence of Burr and in derogation of General Wilkinson. This course of conduct meant that he was deeply alive to the importance of the Mississippi, as was all the Southwest, and as deeply in sympathy with all efforts to unite Louisiana more closely to the Union, and that the name of democracy was sweet to his ears. But to him democracy meant something very different from what it meant to men of the Democratic-Kepublican school of the more populous States along the coast. The free life of the Southwest afforded no suitable atmosphere in which to hedge democracy about with checks and chains. Eather did it afford almost perfect condi- tions for the development of ideas of complete local self-government and equality with respect to the participators in it. Small and infrequent was the as- sistance rendered any political community by a larger and superior community ; the smaller desired nothing from the larger, and independence of external con- trol was regarded as a matter of course and of right. In a society dependent upon itself for the food it eats, the clothes it wears, and the implements and utensils which its civilization demands, there was small chance for the development of sharply marked classes, or for social and political distinctions. The Andrew Jackson 1 55 right to vote was regarded as inherent in every free white man, and the ability to fill a political office as commensurate with the right to vote. In a self- reliant and self-assertive social life, where complex political problems were unknown, and where the ad- ministration of a rude system of justice and taxation constituted the bulk of political activity, it was nat- ural that any ordinary man should be regarded as fit for the position, and that such positions should rotate from one member of the community to another, that as many as possible might enjoy the social dis- tinction and emoluments. Rotation in office, short terms, equality in ability to fill the offices, and uni- versal suffrage were the commonplaces of political thought in the Tennessee of Jackson's earlier life, and he himself the embodiment of these principles.^ It is important to gather some impression of the general conditions under which Jackson grew up, and to perceive what were the forces at work upon him and the Western country, for his place in our constitutional development is due to the infiuence he exerted upon the spirit of the government, and to the principles of administration that he introduced into it. He placed upon it the distinctive character of his own thought and feelings. Not a word of the Constitution did he change, and but one new idea of constitutional law did he advance, and yet his administrations mark a turning-point in the develop- ment of our institutions. He infused into them the spirit and practices of real democracy, the ideals of equality, of the supremacy of the people, and of rota- tion in office, and finally he introduced into the 1 Merriam, op. cit., p. 176 ff. iS6 Story of the Constitution national administration the most vicious of our po- litical evils, the " spoils system." ^ Not less pro- nounced was the lofty position of supremacy over the other departments of government to which he raised the Executive, but this elevation was personal and transitory and was due to the indomitable will of the " old Hero," not to any lasting forces. Ketiring from the bench in 1804 Jackson became a merchant and farmer and bade fair to spend the remainder of his life as an inconspicuous member of society. Chance saved him, for having been elected Major-General of the State Militia in 1801, the Creek war gave the first opportunity for the display of those military talents which carried him steadily forward to the battle of New Orleans and eventually to the Presidency. Jackson's military career in- terests us only in so far as it brought into display the perseverance and iron will of the man. His own sickness and the wretched support given by the gov- ernment could not baffle or discourage him; in the face of almost insuperable difficulties he held his steady course toward the goal; his imperious nature refused to acknowledge defeat either at the hands of nature or of superior numbers. His qualities of leadership won the unfaltering allegiance of his soldiers, and the victory over Pakenham placed him among the notable figures of the country. Made a Major-General in the regular army, he undertook in 1818 the war against the Seminoles and, disregardful of international amenities, he invaded Spanish terri- tory and hung British subjects. 1 Cf. MacDonald, op. cit., p. 56 ff, and Sumner, op. cit., p. 187 ff. Andrew Jackson 157 From 1819 his political reputation grew apace through the skilful management of that master wire- puller, William B. Lewis, and his availability as a presidential candidate to succeed Monroe was care- fully cultivated. The " Era of Good Feeling " under Monroe had produced a partyless condition of fac- tional fights among the leaders. Clay, Crawford, Calhoun, Jackson, and John Quincy Adams divided the hosts among them.^ Calhoun succeeded in com- bining the opposing forces upon himself for Vice- President, and of the others, Jackson, as the candidate of the People, received the largest number of elec- toral votes, but not a majority of all. The election was therefore thrown into the House of Eepresen- tatives, where Clay's overwhelming influence was turned to Adams and the cry of " bargain and corrup- tion " arose, to pursue Clay with deadly effect for the remainder of his life.^ Jackson had at first protested against his name being presented as a can- didate on the ground of his age, but having been defeated by unfair means, as it seemed to him, al- though he had the largest electoral and popular vote, his whole being was fired with a desire to be re- venged upon his enemies, and the " Jackson men " became a party seeking to right a wrong that had been done him and the people. At the same time parties were beginning to re- shape themselves out of the personal factions, and the Jackson men, claiming to be the lawful heirs and successors of the true Jeflfersonian principles, ap- propriated the name of Democrats. Jackson's nomi- 1 Cf. Sumner, op. cit., p. 92 ff. - Cf. Schurz, Life of Henry Clay, i., 254 ff. 158 Story of the Constitution nation and election in 1828 were marked by a variety uf innovations in political life. In the first place, the Congressional Caucus as a nominating agency passed out of existence with the nomination of Crawford in 1824. It had already fallen into disrepute as an undemocratic institution which deprived the people of their free choice of a Chief Magistrate. Jackson's first nomination was made by the legislatures of his own and of other States, and by popular assemblies everywhere. His second nomination was so well as- sured as to be unnecessary, but his opponents, who had by this time become consolidated under the leadership of Clay, held a national nominating con- vention which has grown into the highly developed modern organization for that purpose.^ The election of Jackson brought far reaching changes in the whole atmosphere of government, the effects of which we still feel. It was hailed as the triumph of the People; at last they had come into their own, and the smallest remnants of opposition to the reign of the popular sovereign were to be swept away forthwith. Jackson regarded himself as pecul- iarly the representative of the people and their wishes, and the idea grew upon him with the successive years of his Presidency. Through him the people had spoken in unmistakable fashion and therefore his wishes must prevail. Before him in this repre- sentative capacity the other branches of government must give way. The Executive, to his mind, in- corporated the highest expression of the will of the people and that will must be obeyed. It was a con- ^ Cf. Ostrogorski, Democracy and the Organization of Political Parties, ii., 1-207. Andrew Jackson 1 59 ception that fitted in well with the domineering temper and quality of his own mind. ■ The democratic simplicity of the traditional Jeffer- son, riding alone to the Capitol and hitching his horse outside while he went in to take the oath of office, is parodied in the gaping multitudes who crowded into the city and into the White House with the bold air of ownersliip when Jackson came into power. Through four years the " people " had been cajoled into believing themselves the victims of an infamous plot of their enemies to keep them out of that control of the government which was their due. The necessary counterpart of such teaching was the prospect that, with Jackson's election, everything would be turned over into their hands, and in a vague sort of way the ignorant multitude fore- shadowed to itself some direct pecuniary benefit from the success that had been won. Filled with such ideas, the common people poured into Washington to see and touch and handle that which had come into their possession.^ Their numbers were swelled by the great crowd of hungry office-seekers who, from every quarter of the country but chiefiy from the South and West, came clamoring for the rewards that had been dangled before their eyes during the campaign. The more refined elements of society looked on aghast and affrighted at the mob in homespun, with a hot-tempered, passionate, and at times lawless military hero as their leader, and feared for the safety of property and republican government. The political ideals of the newly settled West had 1 Cf. MacDonald, op. cit., p. 43 ff. i6o Story of the Constitution triumphed over the more conservative elements of the East. Democracy in practice as well as in prin- ciple was seeking realization, and in Jackson it had found the man fitted above all others to effect the desired result. He was of humble birth and circum- stances; he had risen by his own strength and owed his success to no fortuitous circumstances. Brave, determined, self-willed, passionate in hatred and in friendship, making every difference of view assume the attitude of personal opposition, neglectful of law if it stood in the way of his desires, he was yet honest, sincere, and fervently patriotic, and furnished the great unthinking masses a hero whom they could worship, not as they had worshipped " the Sage of Monticello," afar off for his wisdom, but as " the old Hero " of the Hermitage, for his honesty. The peo- ple trusted him and, backed by their trust and re- liance, he worked the third revolution in our history. Jackson, no less than Jefferson, was brought into office on an anti-Hamilton platform, though it was not so called. The Federalists as a party had dis- appeared and more than twenty years before, J. Q. Adams had joined the Democratic-Republicans, but the anti-Jackson men, the men whom Clay led, and the Adams administration stood for the same gen- eral principles and policies that had characterized Hamilton. Jackson's fiercest fight was against the Bank of the United States; not the original bank whose legality Hamilton had so warmly defended and Jefferson as warmly attacked, but another on the same plan that the Democratic-Republicans had been forced to charter in 1816. Jackson's second admini- Andrew Jackson i6i stration became on the surface almost a fight between the classes, a fight between the rich and the poor. Certain it is that the body of the people was made to feel that it was a death struggle with the money- power which had not yet acquired the title of Wall Street ; that unless " Nick " Biddle and his infamous institution were destroyed, the national life would be corrupted beyond hope and republican government would disappear, a prey to plutocracy. Against this dreadful calamity it was every plain man's duty to take his stand behind the banner of General Jackson.^ That facts are stranger than fiction is perhaps more often illustrated in politics than elsewhere. Jack- son, heralded and fought for as the saviour of the country, proclaimed as the one man capable of con- tending successfully with the corruption in the gov- ernment, and himself convinced of his mission, did more to degrade and corrupt and pollute our political life than any man before or since. Honest beyond all question, he made possible the greatest dishonesty and incompetency. Such an unlooked-for and un- happy result followed hard upon the practice of re- warding party services with public places. Jackson was not the inventor of the spoils system; it had already been tried with success in the States and he merely introduced it into our national life. Much as Jackson's own personality tended to strengthen the Executive, the patronage much more increased his power but only as a member of a party; it decreased his eflciency and destroyed his disinterested position. The President could no longer pretend to follow the example of Washington and be the impartial Presi- ^ Cf. Sumner, op. dt., chaps, viii., x., and xi. 1 62 Story of the Constitution dent of the whole country. He became more and more the head of a party. The forces of democracy had been steadily gather- ing strength since the close of the Eevolution and we may congratulate ourselves that the way had been prepared for their peaceful introduction. The in- fluence of Jackson upon our national life was, how- ever, far from being altogether bad. His ideals were not less far removed from those of Jefferson than they were from that extreme section of the Demo- cratic party which was beginning to identify local self-government with the protection of slavery. Jack- son and Calhoun soon found themselves widely sepa- rated on the question of the nature of the Union. With Jackson, to be sure, the attempt of South Carolina to nullify a law of the Federal Government had the appearance very largely of an attempt to defy his own authority, to thwart him personally. His defence of the Union assumed to a measurable degree the appearance of a defence of his position as Chief Executive, and his toast " The Union, it must be preserved ! " rang both with patriotism and per- sonal feeling. His proclamation ^ of December 10, 1832, asserted a doctrine of national supremacy which brought consternation to the Nulliflers, who trusted to his Southern sympathies to incline him in their favor.^ There was no doubt in his mind of the right or of the power of the Federal Government to maintain itself against the spirit of disunion, and he challenged in sharpest terms the upholders of the heresy of Nullification. The whole power- of the gov- 1 For the text of Jackson's Proclamation see the Appendix. 2 Cf. Sumner, op. cit., chaps, ix. and x. Andrew Jackson 163 ernment was to be put in motion to secure the en- forcement of the laws, should resistance by force be tried. Difficult as it may be to speculate with accuracy upon what might have been, it would seem in this case safe to believe that had Jackson refused to en- tertain the idea of a compromise, had he joined with Webster in the belief that now was the time to test the strength of the Federal Government,^ the terrible conflict of the Civil War might possibly have been averted. No other State stood ready to join South Carolina in 1832 in a movement to withdraw from the Union. The South had not yet been set apart in thought and feeling from the rest of the country; it had not yet been made to feel its own homogeneity and the need of concerted action in defence of its peculiar labor. Had the precedent been set in 1832 of vigorous action against all efforts to dissolve the Union, there would have been no excuse for the feeble admission of 1860 that, though there was no right of Secession, the Federal Government was never- theless lacking in all constitutional means to main- tain its own existence against the unlawful attempt of a State to withdraw.^ Had force been used against South Carolina in 1832, there is little likelihood that it would have been necessary against eleven States in 1861. Yet it must ever remain to Jackson's credit that he sounded the true note of national supremacy and gave support to a growing sentiment that from 1861 to 1865 became supreme. iC/. Lodge's Daniel Webster, p. 222. 2 Cf. President Buchanan's message of December, 1860, Mes- sages and Papers of the Presidents, v., 635 ff. 1 64 Story of the Constitution Eeference has already been made to Jackson's at- titude toward the other branches of the government. He considered himself in a very special sense the direct representative of the people's wishes, and , the courts, no less than Congress, were made to feel v' the force of Executive independence. John Marshall still presided over the Supreme Court during most of the years of Jackson's administrations ; he typified the extremest form of the anti-democratic tendencies and was therefore highly objectionable to Jackson. But aside from personal antipathy and political creed, Jackson could not brook any interference with the triumphant progress of democracy as embodied in himself and his position. He claimed, therefore, an equal right with the Supreme Court to judge of the constitutionality of laws. Had he not sworn to sup- port the Constitution, and was it not his duty to sup- port it as he understood it? That the President has a right to pass an opinion upon the constitutionality of a bill presented for his signature is unquestioned, but when a law has been definitely settled through years of practice and repeated decisions, it is no longer within the province of the Chief Executive to pass judgment. Jackson, then, must be con- demned for his violent assumption of the unconsti- tutionality of the Bank, and his attacks upon the institution from this standpoint were unwarranted. Still more is his attitude toward the Court in the case of the Cherokee Nation v. the State of Georgia to be condemned.^ The chief value of the Court lies in the fact that, as Hamilton said, it is will, not force. This is at once its strength and its weakness, »C/. J. W. Burgess, The Middle Period, p. 220 ff. Andrew Jackson 165 and unless the Executive power of the government be used unreservedly in its support, it must in- evitably fall into disrepute and lose its independence. No more destructive principle could have found ex- pression on Jackson's lips than that contained in his famous remark with reference to this case : " John Marshall has made his decision ; now let him enforce it." ^ To carry out such a policy consistently would utterly overthrow the system of checks and balances so carefully devised by the separation of the powers of government and reduce the courts to a position of subserviency to the Executive. Fortunately it is a principle which has not found imitation among Jackson's successors. With Jackson's retirement from the Presidency, the balance that had been disturbed by his personal char- acter was restored and the Executive power sank back into its normal position. The forces of democracy, however, had come to stay and, while the rawness of methods and of individuals gradually disappeared, the principles of political equality as manifested in the suffrage and the civil service continued in un- diminished strength. ^ Horace Greeley, The American Conflict, L, 106. VIII Daniel Webster. Growth through Rising National Sentiment 167 DANIEL WEBSTER 1782. Jan. 18, Born in Salisbury, N. H. 1797-1801. At Dartmouth College. Taught school i Maine. 1805. Admitted to Bar. 1812. Opposed War of 1812. 1813. Representative in 13th Congress. 1814. Re-elected to Congress. 1816. Moved to Boston. 1818. Dartmouth College Case. 1820. Member of State Convention. 1823-27. Member of Congress. Opposed tariff of 1824, 1827. Elected U. S. Senator. 1828. Voted for " Tariff of Abominations." 1830. Jan. 20 and 26. Replies to Hayne. 1833. Re-elected U. S. Senator. Feb. 16. Replied to Calhoun. 1839. Re-elected to Senate. 1841. Resigned from Senate. Appointed Secretary of State. 1843. Resigned. 1845. Elected to Senate. 1850. Secretary of State. 1852. Oct. 24. Died at Marshfield, Mass. i68 VIII Daniel Webster. Growth through Rising National Sentiment WEBSTEE was born in a small New Hampshire village on January 18, 1782; he was, there- fore, seven years old at the time of the adoption of the Constitution. So intimately is his name asso- ciated with this document that it is pleasing to think that the whole of his responsible existence was spent under it. He belonged to the first generation of ' / Americans who knew no other form of government ^/ than that established by the present Constitution. He felt himself to be a citizen of the Union, not of the America of the Revolution. It was a generation that had not felt the evils of a loose Confederacy, ' nor the full force of State pride and State patriotism ; it could not recall the conflicting opinions and the resultant compromises of the Philadelphia Conven- tion. It knew that Union meant prosperity and it found in the Constitution both the cause and the justification of the Union. Webster's generation was reared in that era when men, no matter how widely they might differ in their views of the Constitution, were a unit in their devotion and loyalty to the in- i6g 1 70 Story of the Constitution strument itself. It was nourished on that almost blind worship of the Constitution which followed so quickly after its adoption by all the States. North and South alike felt the force of the rising national sentiment; South Carolina no less than Massa- chusetts, offered homage at the shrine of the Con- stitution. Federalist and Eepublican could unite in a self-sufficing admiration of the new form of gov- ernment, for after it was adopted, the fight was thenceforth within the Constitution. Such at least was the case in Webster's early years ; not until he was well into middle life did South Caro- lina proclaim Nullification, yet even then protesting that such a measure was constitutional and consis- tent with the retention of its place within the Union. Death mercifully came to him nine years before South Carolina led the way of Secession out of the Union, to maintain which he had given freely and fully of his wonderful gifts of intellect and oratory his whole life long. In estimating Webster's infiuence upon the devel- opment of our Constitution, it may be helpful to sketch briefly the course of a few of the most im- portant events of the period embraced within the span of his maturity, for, unlike the actual framers of the Constitution, Webster was not so much maker, as upholder; he interpreted it through the part he played in the history of his times. He was the liv- ing embodiment of the national spirit and he first gave adequate expression to the " slow results of time " ; he first voiced for the new generation the new spirit that had come as a result of a multitude of causes. Daniel Webster 171 When the Virginia and the Kentucky Resolutions sent abroad their warning note of danger against the Alien and Sedition Acts, and the reaction against the overreaching nature of Federalist tendencies was rising, to its full strength, Webster was in the midst of his teens ^ ; the triumph of Jefferson came with the completion of his college career, and the year of his majority witnessed the Louisiana Purchase. The first Embargo Act followed within two years after his admission to the bar, and his opposition to the War of 1812 secured his election to the Thirteenth Congress; there he was at once placed upon the Com- mittee of Foreign Affairs of which Calhoun, an eager advocate of the war, was chairman. He was re- elected to the Fourteenth Congress and still con- tinued his opposition to the war ; in the same Congress he declared himself opposed to the principle of protection.^ This opposition to a war which did more than any- thing up to that time to strengthen the national sen- timent and to elevate the Union above the States, and to protection, whose zealous champion he afterwards became, presents, in its contradictions, a very striking parallel to the career of Calhoun. The course of Calhoun, however, was just the reverse of that of Webster. Elected a member of Congress for the first time in 1811, Calhoun straightway assumed, along with Clay, the leadership of that powerful group of young men then entering public life, and forced on peace-loving President Madison the war with Eng- land. As late as 1816 Calhoun was an avowed ad- 1 For lives of Webster see Lodge, McMaster, and Hapgood. 2 Lodge, p. 55 ff. 172 Story of the Constitution vocate of protection and internal improvements, both distinctly national doctrines in their effects. The subsequent career of Calhoun as the greatest oppo- nent of a strong central government and the leading exponent of the rights of the individual States^ is no more contradictory than that of Webster in filling just as conspicuously the opposite role of advocate of a strong central power and of opponent of State Eights. The Missouri Compromise was entered into while Webster had temporarily withdrawn from national politics because of his removal to Boston from his native State. His re-entry into Congress, as a Rep- resentative from Massachusetts, came in 1823 and in the following year he opposed the " Tariff of 1824 " in a remarkably brilliant speech. In 1827 Webster entered the Senate, the scene of his worthiest labors and his greatest triumphs. The change that was coming over his views, a change that may be at- tributed perhaps to the changed conditions of his / life, was evidenced in his support of the " Tariff ^ of Abominations " in 1828 ; from this time forth Webster was a consistent supporter of the policy of protection.^ The years following his election to the Senate to his death in 1852 were crowded with events of the highest importance in which he played a principal part. The election of Jackson to the Presidency, with the final success of the democratic movement; Ithe threat of Nullification in South Carolina, which ' called f